#!/usr/bin/env python3 """Train and run a reproducible non-graph FinGovBench text baseline. The baseline uses only public development labels and a flat serialization of each public workflow record. It deliberately excludes dependency edges. A predicted review therefore covers every auditable component rather than a graph-derived path. """ from __future__ import annotations import argparse import json from pathlib import Path from sklearn.feature_extraction.text import TfidfVectorizer from sklearn.linear_model import LogisticRegression from sklearn.pipeline import Pipeline ROOT = Path(__file__).resolve().parents[1] AUDITABLE = { "configuration", "evidence", "claim", "claim_evidence_relation", "model", "tool", "workflow_state", "decision", "action", "control", "governance", } def release_path(relative: str) -> Path: """Resolve both the source-tree and stand-alone Hugging Face layouts.""" direct = ROOT / relative return direct if direct.exists() else ROOT / "hf" / relative def load_jsonl(path: Path) -> list[dict]: return [json.loads(line) for line in path.read_text().splitlines() if line.strip()] def load_inputs() -> dict[str, list[dict]]: return { split: load_jsonl(release_path(f"closed_loop_inputs/{split}.jsonl")) for split in ("development", "validation", "test") } def load_development_labels() -> dict[str, dict]: path = release_path("public_labels/development.jsonl") return {row["case_id"]: row for row in load_jsonl(path)} def flat_text(row: dict) -> str: """Serialize public content while intentionally discarding graph edges.""" workflow = row["workflow"] public = { "domain": row["domain"], "as_of": row["as_of"], "workflow_context": row["workflow_context"], "event": row["event"], "assurance_claims": row.get("assurance_claims", []), "red_line_controls": row.get("red_line_controls", []), "components": workflow["components"], } return json.dumps(public, sort_keys=True, separators=(",", ":")) def auditable_ids(row: dict) -> list[str]: return sorted( node["node_id"] for node in row["workflow"]["components"] if node["node_type"] in AUDITABLE ) def make_classifier() -> Pipeline: return Pipeline([ ("tfidf", TfidfVectorizer( lowercase=True, ngram_range=(1, 2), min_df=2, max_features=50_000, sublinear_tf=True, )), ("classifier", LogisticRegression( C=1.0, class_weight="balanced", max_iter=2_000, random_state=20260922, )), ]) def main() -> None: parser = argparse.ArgumentParser() parser.add_argument( "--output", type=Path, default=ROOT / "results/reference_baselines/flat_text.jsonl", ) args = parser.parse_args() inputs = load_inputs() labels = load_development_labels() development = inputs["development"] x_train = [flat_text(row) for row in development] release_train = [ int(labels[row["case_id"]]["gold"]["release_permitted"]) for row in development ] action_train = [ labels[row["case_id"]]["gold"]["governance_action"] for row in development ] release_model = make_classifier().fit(x_train, release_train) action_model = make_classifier().fit(x_train, action_train) rows = [row for split in ("development", "validation", "test") for row in inputs[split]] text = [flat_text(row) for row in rows] release_probability = release_model.predict_proba(text)[:, list(release_model.classes_).index(1)] predicted_actions = action_model.predict(text) predictions = [] for row, probability, action in zip(rows, release_probability, predicted_actions): release = bool(probability >= 0.5) action = "release" if release else (str(action) if action != "release" else "escalate") scope = [] if release else auditable_ids(row) predictions.append({ "case_id": row["case_id"], "method": "flat_text", "model": "tfidf-logistic-regression", "measurement_channel": "flat public-record text; dependency edges excluded", "iceberg_detected": not release, "governance_action": action, "affected_components": scope, "revalidation_components": scope, "reviewed_components": scope, "release_permitted": release, "diagnostic": {"release_probability": float(probability)}, }) args.output.parent.mkdir(parents=True, exist_ok=True) args.output.write_text( "".join(json.dumps(row, sort_keys=True) + "\n" for row in sorted(predictions, key=lambda x: x["case_id"])) ) print(json.dumps({ "method": "flat_text", "training_cases": len(development), "predictions": len(predictions), "output": str(args.output), "uses_dependencies": False, "uses_language_model": False, }, indent=2)) if __name__ == "__main__": main()