import os import sys # Ensure repo root is on path (ablation.py lives in scripts/) _script_dir = os.path.dirname(os.path.abspath(__file__)) _repo_root = os.path.dirname(_script_dir) if _repo_root not in sys.path: sys.path.insert(0, _repo_root) os.environ["KERAS_BACKEND"] = "jax" # JAX 0.6.x compat: spmd_mode removed import jax if not hasattr(jax, "spmd_mode"): import contextlib @contextlib.contextmanager def _spmd_mode(_disabled=False): yield jax.spmd_mode = _spmd_mode import json from datetime import datetime from time import time import itertools import jax import jax.numpy as jnp import keras import numpy as np import pgx import pytz from omegaconf import OmegaConf from pydantic import BaseModel from pgx.experimental import auto_reset from typing import get_args from resnet import PQNet from util import KeyGenerator class Config(BaseModel): env_id: str = "connect_four" seed: int = 0 mode: str = "full" selfplay_vmap: int = 1024 selfplay_step: int = 2048 alpha: float = 0.03 beta: float = 0.1 tau: float = 8.0 fitting_batch_size: int = 4096 fitting_epochs: int = 1 limit_simulator_evaluations: int = 10 ** 9 num_channels: int = 128 num_blocks: int = 6 num_params: int = 0 zero_init: bool = True learning_rate: float = 1e-3 optimizer: str = "Adam" host_name: str = os.uname().nodename device_kind: str = jax.local_devices()[0].device_kind evaluation_vmap: int = 1024 save_interval: int = 50 checkpoints_dir: str = "./checkpoints" wandb_on: bool = True comment: str = "" def network(observations, params): observations = jax.vmap(boolify)(observations) outputs, _ = model.stateless_call(**params, inputs=observations, training=False) return outputs["logits"], outputs["qvalue"] def encode(observation): return jnp.packbits(observation.astype(jnp.bool).flatten()) def decode(code): return jnp.unpackbits(code)[:prod_observation_shape].reshape(env.observation_shape).astype(jnp.float32) def boolify(observation): return decode(encode(observation)) def calculate_targets(R, V, T): V_next = jnp.concatenate([V[1:], jnp.array([jnp.nan])]) RVT = jnp.stack([R, V_next, T], axis=1) if config.mode == "td0": lambda_ = 0.0 elif config.mode == "mc": lambda_ = 1.0 else: lambda_ = jnp.exp(-1 / jnp.clip(config.tau, min=1e-12)) gamma = -1 def body_fn(carry, rvt): r, v, terminated = rvt target = r + gamma * ((1 - lambda_) * v + lambda_ * carry) return jax.lax.cond((terminated > 0).all(), lambda: (r, r), lambda: (target, target)) _, G = jax.lax.scan(body_fn, jnp.nan, RVT, reverse=True) return G @jax.jit def selfplay(rng_key, params): n_vmap = config.selfplay_vmap n_step = config.selfplay_step step_fn = auto_reset(env.step, env.init) def body_fn(i_step, loop_state): states, C, A, R, T, P, V, STATS, rng_key = loop_state rng_key, key1, key2 = jax.random.split(rng_key, 3) a, b = config.alpha, config.beta logits, qvalue = network(states.observation, params) if config.mode == "kl_only": improved_logits = (b * logits + qvalue) / (b + 1e-12) elif config.mode == "entropy_only": improved_logits = qvalue / (a + 1e-12) else: improved_logits = (b * logits + qvalue) / (a + b + 1e-12) improved_logits = improved_logits + jnp.log(states.legal_action_mask) improved_policies = jax.nn.softmax(improved_logits, axis=-1) actions = jax.vmap(lambda p, key: jax.random.choice(key, a=env.num_actions, p=p))( improved_policies, jax.random.split(key1, n_vmap) ) C = C.at[i_step].set(jax.vmap(encode)(states.observation)) A = A.at[i_step].set(actions) P = P.at[i_step].set(improved_policies) V = V.at[i_step].set(jnp.sum(improved_policies * qvalue, axis=1)) current_player = states.current_player states = jax.vmap(step_fn)(states, actions, jax.random.split(key2, n_vmap)) R = R.at[i_step].set(jax.vmap(lambda R, c: R[c])(states.rewards, current_player)) T = T.at[i_step].set(states.terminated) prior_policies = jax.nn.softmax(logits, axis=-1) STATS = STATS.at[i_step].set( jnp.array( [ jnp.sum(prior_policies * qvalue, axis=1), jnp.sum(improved_policies * qvalue, axis=1), jax.vmap(kl_divergence)(prior_policies, prior_policies), jax.vmap(kl_divergence)(improved_policies, prior_policies), jax.vmap(entropy)(prior_policies), jax.vmap(entropy)(improved_policies), ] ).T ) return states, C, A, R, T, P, V, STATS, rng_key code = encode(jnp.zeros(env.observation_shape)) C = jnp.zeros((n_step, n_vmap, *code.shape), dtype=code.dtype) A = jnp.zeros((n_step, n_vmap), dtype=jnp.int32) R = jnp.zeros((n_step, n_vmap)) T = jnp.zeros((n_step, n_vmap), dtype=jnp.bool_) P = jnp.zeros((n_step, n_vmap, env.num_actions)) V = jnp.zeros((n_step, n_vmap)) STATS = jnp.zeros((n_step, n_vmap, 6)) key1, key2 = jax.random.split(rng_key) states = jax.vmap(env.init)(jax.random.split(key1, n_vmap)) _, C, A, R, T, P, V, STATS, _ = jax.lax.fori_loop(0, n_step, body_fn, (states, C, A, R, T, P, V, STATS, key2)) C, A, R, T, P, V = map(lambda X: jnp.swapaxes(X, 0, 1), (C, A, R, T, P, V)) G = jax.vmap(calculate_targets)(R, V, T) C = C.reshape((n_vmap * n_step, *C.shape[2:])) A = A.reshape((n_vmap * n_step, 1)) P = P.reshape((n_vmap * n_step, env.num_actions)) G = G.reshape((n_vmap * n_step, 1)) STATS = jnp.mean(STATS, axis=(0, 1)) return C, A, P, G, STATS @jax.jit def evaluate(rng_key, params, opp_coef): our_player = 0 rng_key, sub_key = jax.random.split(rng_key) n_vmap = config.evaluation_vmap states = jax.vmap(env.init)(jax.random.split(sub_key, n_vmap)) def body_fn(loop_state): rng_key, states, rewards = loop_state rng_key, sub_key = jax.random.split(rng_key) logits, qvalue = network(states.observation, params) our_logits = 10000 * logits opp_logits = opp_coef * baseline(states.observation)[0] logits = jnp.where((states.current_player == our_player).reshape(-1, 1), our_logits, opp_logits) logits = logits + jnp.log(states.legal_action_mask) actions = jax.random.categorical(sub_key, logits, axis=-1) states = jax.vmap(env.step)(states, actions) rewards = rewards + states.rewards[jnp.arange(n_vmap), our_player] return rng_key, states, rewards _, _, reward = jax.lax.while_loop( lambda x: ~(x[1].terminated.all()), body_fn, (rng_key, states, jnp.zeros(n_vmap)), ) W, D, L = jnp.mean(reward == 1), jnp.mean(reward == 0), jnp.mean(reward == -1) return W, D, L def enrich_log(log): iteration = log["cost/iteration"] sim_plan = 0 sim_play = config.selfplay_vmap * config.selfplay_step * iteration log["cost/simulator_evaluations/planning"] = sim_plan log["cost/simulator_evaluations/playing"] = sim_play log["cost/simulator_evaluations/total"] = sim_plan + sim_play log["cost/simulator_evaluations/total [million]"] = (sim_plan + sim_play) / (10 ** 6) log["cost/hours/total"] = log["cost/hours/selfplay"] + log["cost/hours/preprocess"] + log["cost/hours/fit"] for key in ["selfplay", "fit", "total"]: log[f"cost/gpu_hours/{key}"] = log[f"cost/hours/{key}"] for opp in list( map( lambda key: key.split("/")[1], filter(lambda key: "vs_baseline" in key and "win_rate" in key, log.keys()), ) ): W, D, L = log[f"eval/{opp}/win_rate"], log[f"eval/{opp}/draw_rate"], log[f"eval/{opp}/lose_rate"] log[f"eval/{opp}/avg_R"] = 1 * W + 0 * D + (-1) * L log[f"eval/{opp}/score"] = 1 * W + 0.5 * D + 0 * L log[f"score/{opp}"] = 1 * W + 0.5 * D + 0 * L log["train/total_loss"] = log["train/policy_loss"] + log["train/qvalue_loss"] log["stats/sample_util_ratio"] = log["cost/frames/used"] / log["cost/frames/total"] log["stats/effective_actions"] = log["stats/policy_target_mean_exp_entropy"] log["stats/effective_actions_v2"] = float(np.exp(log["stats/policy_target_mean_entropy"])) for s in ["return", "kl", "ent"]: log[f"selfplay_stats/{s}_diff"] = log[f"selfplay_stats/{s}_1"] - log[f"selfplay_stats/{s}_0"] return dict(sorted(log.items())) def get_params(model): return { "trainable_variables": tuple(jnp.array(var.numpy()) for var in model.trainable_variables), "non_trainable_variables": tuple(jnp.array(var.numpy()) for var in model.non_trainable_variables), } def qvalue_loss_fn(y_true, y_pred): A = y_true[:, 0].astype(int) G = y_true[:, 1] q_pred = y_pred[jnp.arange(y_pred.shape[0]), A] squared_error = jnp.square(q_pred - G) return squared_error def entropy(p): return jnp.sum(jnp.where(p == 0, 0, -p * jnp.log(p))) def kl_divergence(p, q): return jnp.sum(jnp.where(p == 0, 0, p * (jnp.log(p) - jnp.log(q)))) conf_dict = OmegaConf.from_cli() config = Config(**conf_dict) env = pgx.make(config.env_id) prod_observation_shape = int(jnp.prod(jnp.array(env.observation_shape))) model = PQNet( input_shape=env.observation_shape, num_actions=env.num_actions, zero_init=config.zero_init, num_channels=config.num_channels, num_blocks=config.num_blocks, ) losses = { "logits": keras.losses.CategoricalCrossentropy(from_logits=True), "qvalue": qvalue_loss_fn, } model.compile( optimizer=getattr(keras.optimizers, config.optimizer)(learning_rate=config.learning_rate), loss=losses, metrics=losses, ) config.num_params = model.count_params() baseline_id = config.env_id + "_v0" if baseline_id in get_args(pgx.BaselineModelId): baseline = pgx.make_baseline_model(baseline_id) else: def baseline(obs): return jnp.zeros((obs.shape[0], env.num_actions)), None ckpt_dir = os.path.join(config.checkpoints_dir, f"{config.env_id}_{config.seed}") os.makedirs(ckpt_dir, exist_ok=True) jit_vmap_decoder = jax.jit(jax.vmap(decode)) def data_generator(C, A, P, G, rng_key): N = len(C) batch_size = config.fitting_batch_size while True: rng_key, sub_key = jax.random.split(rng_key) idx = jax.random.permutation(sub_key, jnp.arange(N)) for start in range(0, N, batch_size): c, a, p, g = (x[idx[start : start + batch_size]] for x in (C, A, P, G)) o = jit_vmap_decoder(c) target = {"logits": p, "qvalue": jnp.concatenate([a, g], axis=1)} yield o, target def main(): if config.wandb_on: import wandb wandb.init(project="klent-ablation", config=config.model_dump()) key = KeyGenerator(config.seed) hours_selfplay, hours_preprocess, hours_fit = 0.0, 0.0, 0.0 frames_total, frames_used = 0, 0 for iteration in itertools.count(): t0 = time() selfplay_output = selfplay(key(), get_params(model)) t1 = time() C, A, P, G, STATS = jax.device_get(selfplay_output) del selfplay_output jax.clear_caches() mask = jnp.squeeze(jnp.isfinite(G)) C, A, P, G = map(lambda x: x[mask], (C, A, P, G)) N = len(C) t2 = time() history = model.fit( x=data_generator(C, A, P, G, key()), steps_per_epoch=N // config.fitting_batch_size, epochs=config.fitting_epochs, ) t3 = time() eval_log = {} for opp_coef in [1.00]: W, D, L = evaluate(key(), get_params(model), opp_coef) eval_log[f"eval/vs_baseline_{int(100*opp_coef):03}/win_rate"] = float(W) eval_log[f"eval/vs_baseline_{int(100*opp_coef):03}/draw_rate"] = float(D) eval_log[f"eval/vs_baseline_{int(100*opp_coef):03}/lose_rate"] = float(L) hours_selfplay += (t1 - t0) / 3600 hours_preprocess += (t2 - t1) / 3600 hours_fit += (t3 - t2) / 3600 frames_total += config.selfplay_vmap * config.selfplay_step frames_used += N ENT = np.array(jax.lax.map(entropy, P)) log = enrich_log( eval_log | { "cost/iteration": iteration + 1, "cost/hours/selfplay": hours_selfplay, "cost/hours/preprocess": hours_preprocess, "cost/hours/fit": hours_fit, "cost/frames/total": frames_total, "cost/frames/used": frames_used, "train/policy_loss": float(np.mean(history.history["logits_categorical_crossentropy"])), "train/qvalue_loss": float(np.mean(history.history["qvalue_qvalue_loss_fn"])), "stats/policy_target_mean_entropy": float(np.mean(ENT)), "stats/policy_target_mean_exp_entropy": float(np.mean(np.exp(ENT))), "selfplay_stats/return_0": float(STATS[0]), "selfplay_stats/return_1": float(STATS[1]), "selfplay_stats/kl_0": float(STATS[2]), "selfplay_stats/kl_1": float(STATS[3]), "selfplay_stats/ent_0": float(STATS[4]), "selfplay_stats/ent_1": float(STATS[5]), } ) log["mode"] = config.mode log["env_id"] = config.env_id log["seed"] = config.seed print(json.dumps(log)) if config.wandb_on: import wandb wandb.log(log) del C, A, P, G, ENT, STATS, W, D, L, history jax.clear_caches() if (iteration + 1) % config.save_interval == 0: model.save(ckpt_dir + f"/{iteration+1:04}.keras") if log["cost/simulator_evaluations/total"] >= config.limit_simulator_evaluations: model.save(ckpt_dir + "/final.keras") break result = main()