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ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.1011 + +# Reference guide to quality of experience assessment methodologies + +## Summary + +Recommendation ITU-T G.1011 provides a reference guide to existing standards for quality of experience (QoE) assessment methodologies. This Recommendation specifies QoE assessment approaches and classifications of different applications, and identifies a taxonomy of QoE assessment standards with different technical categorizations. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.1011 | 2010-06-29 | 12 | 11.1002/1000/10864 | +| 2.0 | ITU-T G.1011 | 2013-05-14 | 12 | 11.1002/1000/11931 | +| 3.0 | ITU-T G.1011 | 2015-06-29 | 12 | 11.1002/1000/12507 | +| 4.0 | ITU-T G.1011 | 2016-07-29 | 12 | 11.1002/1000/12966 | + +## Keywords + +QoE, Quality of experience. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2016 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|------|------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 4 | +| 3.1 | Terms defined elsewhere ..... | 4 | +| 3.2 | Terms defined in this Recommendation..... | 4 | +| 4 | Abbreviations and acronyms ..... | 4 | +| 5 | Conventions ..... | 5 | +| 6 | Overview of QoE assessment methods..... | 5 | +| 7 | Concept..... | 5 | +| 7.1 | General approach to quality of experience assessment ..... | 5 | +| 7.2 | Content dependency of QoE assessment..... | 9 | +| 8 | Target services ..... | 9 | +| 8.1 | Audio ..... | 9 | +| 8.2 | Video ..... | 9 | +| 8.3 | Data..... | 10 | +| 9 | Measurement approaches for different scenarios ..... | 10 | +| 9.1 | Media-layer models ..... | 10 | +| 9.2 | Packet-layer models..... | 11 | +| 9.3 | Bitstream-layer models..... | 11 | +| 9.4 | Hybrid models ..... | 12 | +| 9.5 | Planning models ..... | 12 | +| 10 | Taxonomy..... | 12 | +| | Appendix I..... | 17 | +| | Appendix II ..... | 20 | +| II.1 | Metrics related to TCP based streaming video..... | 20 | +| II.2 | Metrics related to UDP based streaming video ..... | 20 | +| | Bibliography..... | 21 | + + + +## Recommendation ITU-T G.1011 + +## Reference guide to quality of experience assessment methodologies + +# 1 Scope + +Quality of experience (QoE) is a widely used term in the telecommunication industry. However, there is no single document available that describes methods for assessing QoE. This Recommendation provides a reference guide to existing standardized methods in ITU for QoE assessment. The overall approaches for the different assessment methodologies typically used are described, and a taxonomy of QoE assessment standards is defined. + +For different applications, this Recommendation identifies suitable subjective assessment methodologies, and where applicable, objective assessment methods that can be used to estimate subjective opinion, in addition to giving guidance on their usage and limitations. + +The intended users of this Recommendation include telecommunication carriers, service providers and equipment manufacturers. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.107] Recommendation ITU-T G.107 (2015), *The E-model: a computational model for use in transmission planning*. +- [ITU-T G.107.1] Recommendation ITU-T G.107.1 (2015), *Wideband E-model*. +- [ITU-T G.1030] Recommendation ITU-T G.1030 (2014), *Estimating end-to-end performance in IP networks for data applications*. +- [ITU-T G.1070] Recommendation ITU-T G.1070 (2012), *Opinion model for video-telephony applications*. +- [ITU-T G.1071] Recommendation ITU-T G.1071 (2015), *Opinion model for network planning of video and audio streaming applications*. +- [ITU-T J.140] Recommendation ITU-T J.140 (1998), *Subjective picture quality assessment for digital cable television systems*. +- [ITU-T J.144] Recommendation ITU-T J.144 (2004), *Objective perceptual video quality measurement techniques for digital cable television in the presence of a full reference*. +- [ITU-T J.246] Recommendation ITU-T J.246 (2008), *Perceptual visual quality measurement techniques for multimedia services over digital cable television networks in the presence of a reduced bandwidth reference*. +- [ITU-T J.247] Recommendation ITU-T J.247 (2008), *Objective perceptual multimedia video quality measurement in the presence of a full reference*. +- [ITU-T J.249] Recommendation ITU-T J.249 (2010), *Perceptual video quality measurement techniques for digital cable television in the presence of a reduced reference*. + +- [ITU-T J.341] Recommendation ITU-T J.341 (2016), *Objective perceptual multimedia video quality measurement of HDTV for digital cable television in the presence of a full reference.* +- [ITU-T J.342] Recommendation ITU-T J.342 (2011), *Objective multimedia video quality measurement of HDTV for digital cable television in the presence of a reduced reference signal.* +- [ITU-T J.343] Recommendation ITU-T J.343 (2014), *Hybrid perceptual bitstream models for objective video quality measurements.* +- [ITU-T J.343.1] Recommendation ITU-T J.343.1 (2014), *Hybrid-NRe objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of encrypted bitstream data.* +- [ITU-T J.343.2] Recommendation ITU-T J.343.2 (2014), *Hybrid-NR objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of non-encrypted bitstream data.* +- [ITU-T J.343.3] Recommendation ITU-T J.343.3 (2014), *Hybrid-RRe objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of a reduced reference signal and encrypted bitstream data.* +- [ITU-T J.343.4] Recommendation ITU-T J.343.4 (2014), *Hybrid-RR objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of a reduced reference signal and non-encrypted bitstream data.* +- [ITU-T J.343.5] Recommendation ITU-T J.343.5 (2014), *Hybrid-FRe objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of a full reference signal and encrypted bitstream data.* +- [ITU-T J.343.6] Recommendation ITU-T J.343.6 (2014), *Hybrid-FR objective perceptual video quality measurement for HDTV and multimedia IP-based video services in the presence of a full reference signal and non-encrypted bitstream data.* +- [ITU-T P.561] Recommendation ITU-T P.561 (2002), *In-service non-intrusive measurement device – Voice service measurements.* +- [ITU-T P.562] Recommendation ITU-T P.562 (2004), *Analysis and interpretation of INMD voice-service measurements.* +- [ITU-T P.563] Recommendation ITU-T P.563 (2004), *Single-ended method for objective speech quality assessment in narrow-band telephony applications.* +- [ITU-T P.564] Recommendation ITU-T P.564 (2007), *Conformance testing for voice over IP transmission quality assessment models.* +- [ITU-T P.800] Recommendation ITU-T P.800 (1996), *Methods for subjective determination of transmission quality.* +- [ITU-T P.800.1] Recommendation ITU-T P.800.1 (2016), *Mean opinion score (MOS) terminology.* +- [ITU-T P.800.2] Recommendation ITU-T P.800.2 (2016), *Mean opinion score interpretation and reporting.* +- [ITU-T P.805] Recommendation ITU-T P.805 (2007), *Subjective evaluation of conversational quality.* +- [ITU-T P.806] Recommendation ITU-T P.806 (2014), *A subjective quality test methodology using multiple rating scales.* + +- [ITU-T P.830] Recommendation ITU-T P.830 (1996), *Subjective performance assessment of telephone-band and wideband digital codecs.* +- [ITU-T P.835] Recommendation ITU-T P.835 (2003), *Subjective test methodology for evaluating speech communication systems that include noise suppression algorithm.* +- [ITU-T P.862] Recommendation ITU-T P.862 (2001), *Perceptual evaluation of speech quality (PESQ): An objective method for end-to-end speech quality assessment of narrow-band telephone networks and speech codecs.* +- [ITU-T P.862.1] Recommendation ITU-T P.862.1 (2003), *Mapping function for transforming P.862 raw result scores to MOS-LQO.* +- [ITU-T P.862.2] Recommendation ITU-T P.862.2 (2007), *Wideband extension to Recommendation P.862 for the assessment of wideband telephone networks and speech codecs.* +- [ITU-T P.863] Recommendation ITU-T P.863 (2014), *Perceptual objective listening quality assessment.* +- [ITU-T P.910] Recommendation ITU-T P.910 (2008), *Subjective video quality assessment methods for multimedia applications.* +- [ITU-T P.911] Recommendation ITU-T P.911 (1998), *Subjective audiovisual quality assessment methods for multimedia applications.* +- [ITU-T P.920] Recommendation ITU-T P.920 (2000), *Interactive test methods for audiovisual communications.* +- [ITU-T P.1201.1] Recommendation ITU-T P.1201.1 (2012), *Parametric non-intrusive assessment of audiovisual media streaming quality – Lower resolution application area.* +- [ITU-T P.1201.2] Recommendation ITU-T P.1201.2 (2012), *Parametric non-intrusive assessment of audiovisual media streaming quality – Higher resolution application area.* +- [ITU-T P.1202.1] Recommendation ITU-T P.1202.1 (2012), *Parametric non-intrusive bitstream assessment of video media streaming quality – Lower resolution application area.* +- [ITU-T P.1202.2] Recommendation ITU-T P.1202.2 (2013), *Parametric non-intrusive bitstream assessment of video media streaming quality – Higher resolution application area.* +- [ITU-T P.1301] Recommendation ITU-T P.1301 (2012), *Subjective quality evaluation of audio and audiovisual multiparty telemeetings.* +- [ITU-T P.1302] Recommendation ITU-T P.1302 (2014), *Subjective method for simulated conversation tests addressing speech and audiovisual call quality.* +- [ITU-T P.1311] Recommendation ITU-T P.1311 (2014), *Method for determining the intelligibility of multiple concurrent talkers.* +- [ITU-T P.1312] Recommendation ITU-T P.1312 (2016), *Method for the measurement of the communication effectiveness of multiparty telemeetings using task performance.* +- [ITU-T P.1501] Recommendation ITU-T P.1501 (2014), *Subjective testing methodology for web browsing.* + +- [ITU-R BS.1116-3] Recommendation ITU-R BS.1116-3 (2015), *Methods for the subjective assessment of small impairments in audio systems*. +- [ITU-R BS.1285] Recommendation ITU-R BS.1285 (1997), *Pre-selection methods for the subjective assessment of small impairments in audio systems*. +- [ITU-R BS.1387-1] Recommendation ITU-R BS.1387-1 (2001), *Method for objective measurements of perceived audio quality*. +- [ITU-R BS.1534-3] Recommendation ITU-R BS.1534-3 (2015), *Method for the subjective assessment of intermediate quality level of audio systems*. +- [ITU-R BT.500-13] Recommendation ITU-R BT.500-13 (2012), *Methodology for the subjective assessment of the quality of television pictures*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following term defined elsewhere: + +**3.1.1 quality of experience** [b-ITU-T P.10 Amd.2]: The overall acceptability of an application or service, as perceived subjectively by the end-user. + +NOTE 1 – Quality of experience includes the complete end-to-end system effects (client, terminal, network, services infrastructure, etc.). + +NOTE 2 – Overall acceptability may be influenced by user expectations and context. + +## 3.2 Terms defined in this Recommendation + +None. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|-----------------------|---------------------------------------------------| +| CIF | Common Intermediate Format | +| FR | Full Reference | +| HDTV | High Definition Television | +| HVGA | Half Video Graphics Array | +| IPTV | Internet Protocol Television | +| ISDN | Integrated Services Digital Network | +| MOS | Mean Opinion Score | +| MOS A,V,MM | Mean Opinion Score for Audio, Video or Multimedia | +| NB | Narrowband | +| NR | No Reference | +| PSTN | Public Switched Telephone Network | +| QCIF | Quarter Common Intermediate Format | +| QoE | Quality of Experience | +| QVGA | Quarter Video Graphics Array | +| RR | Reduced Reference | + +| | | +|------|------------------------------| +| SD | Standard Definition | +| SWB | Super Wideband | +| VGA | Video Graphics Array | +| VoIP | Voice over Internet Protocol | +| WB | Wideband | + +# 5 Conventions + +This Recommendation uses the following conventions: + +LAB laboratory testing; + +MON monitoring; + +PLN planning. + +# 6 Overview of QoE assessment methods + +This Recommendation gives a general overview of QoE assessment methods. For example, the concept of QoE assessment; different approaches to assessment, whether assessment is subjective or objective; target services, e.g., streaming video or web browsing; measurement approaches for different scenarios; and definitions of metrics for assessment models. Figure 6-1 shows the structure of the content in this Recommendation. + +![Figure 6-1: Structure of the contents of this Recommendation. The diagram is titled 'ITU-T G.1011 structure' and shows a hierarchical breakdown of the recommendation's content. It starts with 'Concept' at the top, branching into 'Definition' (referencing ITU-T P.800.1, P.800.2) and 'General approach' (Subjective e.g., ITU-T P.911 and Objective). The 'Objective' approach further branches into 'Monitoring' (e.g., ITU-T P.1202.1), 'Planning' (e.g., ITU-T G.1071), and 'Lab-testing' (e.g., ITU-T J.341). A 'Measurement approach' branches into 'Media-layer model', 'Bitstream-layer model', and 'Planning model'. 'Media-layer model' further branches into 'Packet-layer model' and 'Hybrid model'. Below this, 'Existing QoE assessment standards' are categorized into 'Audio', 'Video', 'Multimedia', and 'Data', each with their respective subjective and objective standards (e.g., ITU-T P.830, BS. 1116-3, etc. for Audio; ITU-T P.910, ITU-T J.140, etc. for Video; ITU-T P.911, etc. for Multimedia; ITU-T P.1501, etc. for Data).](c78c2eefd86269d1740ab85a916f24f2_img.jpg) + +``` + +graph TD + Concept[Concept] --> Definition[Definition] + Concept --> General_approach[General approach] + Definition --> Def_Examples["e.g., ITU-T P.800.1, +ITU-T P.800.2"] + General_approach --> Subjective["Subjective +e.g., ITU-T P.911"] + General_approach --> Objective[Objective] + Objective --> Monitoring["Monitoring +e.g., ITU-T P.1202.1"] + Objective --> Planning["Planning +e.g., ITU-T G.1071"] + Objective --> Lab_testing["Lab-testing +e.g., ITU-T J.341"] + Media_layer_model[Media-layer model] --> Packet_layer_model[Packet-layer model] + Media_layer_model --> Hybrid_model[Hybrid model] + Bitstream_layer_model[Bitstream-layer model] + Planning_model[Planning model] + Measurement_approach[Measurement approach] --> Media_layer_model + Measurement_approach --> Bitstream_layer_model + Measurement_approach --> Planning_model + Existing_standards[Existing QoE assessment standards] --> Audio[Audio] + Existing_standards --> Video[Video] + Existing_standards --> Multimedia[Multimedia] + Existing_standards --> Data[Data] + Audio --> Audio_Subjective["Subjective +ITU-T P.830, +BS. 1116-3, etc. +Objective +BS.1387-1, etc."] + Video --> Video_Subjective["Subjective +ITU-T P.910, +ITU-T J.140, etc. +Objective +ITU-T J.144, +ITU-T J.247, etc."] + Multimedia --> Multimedia_Subjective["Subjective +ITU-T P.911, etc. +Objective +ITU-T P.1201.1, +ITU-T P.1201.2, etc."] + Data --> Data_Subjective["Subjective +ITU-T P.1501, etc. +Objective +ITU-T G.1030, etc."] + +``` + +Figure 6-1: Structure of the contents of this Recommendation. The diagram is titled 'ITU-T G.1011 structure' and shows a hierarchical breakdown of the recommendation's content. It starts with 'Concept' at the top, branching into 'Definition' (referencing ITU-T P.800.1, P.800.2) and 'General approach' (Subjective e.g., ITU-T P.911 and Objective). The 'Objective' approach further branches into 'Monitoring' (e.g., ITU-T P.1202.1), 'Planning' (e.g., ITU-T G.1071), and 'Lab-testing' (e.g., ITU-T J.341). A 'Measurement approach' branches into 'Media-layer model', 'Bitstream-layer model', and 'Planning model'. 'Media-layer model' further branches into 'Packet-layer model' and 'Hybrid model'. Below this, 'Existing QoE assessment standards' are categorized into 'Audio', 'Video', 'Multimedia', and 'Data', each with their respective subjective and objective standards (e.g., ITU-T P.830, BS. 1116-3, etc. for Audio; ITU-T P.910, ITU-T J.140, etc. for Video; ITU-T P.911, etc. for Multimedia; ITU-T P.1501, etc. for Data). + +Figure 6-1 – Structure of the contents of this Recommendation + +# 7 Concept + +## 7.1 General approach to quality of experience assessment + +In principle, assessment of quality of experience (QoE) must be performed using subjective tests with metrics, such as the mean opinion score (MOS). However, it is also possible and sometimes more + +convenient to estimate QoE based on objective testing and associated quality estimation models. Through different quality estimation models, it is possible to measure or calculate the objective parameters affecting QoE, in order to evaluate QoE. Subjective testing needs more resources and effort, because it requires human subjects. On the other hand, objective measurement and automatic calculation using appropriate quality estimation models is generally much faster and cheaper, but the accuracy of the final evaluation depends on the accuracy of these models. + +In general, if QoE is evaluated objectively, it may be tested in intrusive mode, non-intrusive mode or planning mode. "Intrusive mode" means that the quality assessment system requires that a signal be injected into the system under test in order to generate a degraded output signal. This implies that the channel must be taken out of service for normal traffic. Conversely, for "non-intrusive mode", the quality assessment system can be used while live traffic is carried by the channel, without the need for any active test signals. "Planning mode" is not used in a real-time environment, but as a tool for the design of systems, and hence does not require any real-time inputs. + +Irrespective of which mode it is in, the most important thing is to identify the key objective parameters that affect QoE and then relate these parameters to QoE measurement indices through specific quality estimation models. + +Since QoE, i.e., perceived quality, is internal to the user, perceptual quality tests are ultimately the only means of validly and reliably assessing quality. Figure 7-1 gives a graphical explanation of the terms "valid" and "reliable". + +![Figure 7-1: Validity and reliability. The figure consists of four circular targets arranged in a 2x2 grid, each with concentric circles representing a bullseye. Blue 'X' marks represent data points. Top-left: 'high reliability, high validity' - points are tightly clustered in the center. Top-right: 'high reliability, low validity' - points are tightly clustered on the right side, away from the center. Bottom-left: 'low reliability, high validity' - points are scattered around the center. Bottom-right: 'low reliability, low validity' - points are scattered and mostly outside the target area. A small label 'G.1011(16)_F7-1' is in the bottom right corner.](252ea48d02dce93965b91746fb376f35_img.jpg) + +Figure 7-1: Validity and reliability. The figure consists of four circular targets arranged in a 2x2 grid, each with concentric circles representing a bullseye. Blue 'X' marks represent data points. Top-left: 'high reliability, high validity' - points are tightly clustered in the center. Top-right: 'high reliability, low validity' - points are tightly clustered on the right side, away from the center. Bottom-left: 'low reliability, high validity' - points are scattered around the center. Bottom-right: 'low reliability, low validity' - points are scattered and mostly outside the target area. A small label 'G.1011(16)\_F7-1' is in the bottom right corner. + +**Figure 7-1 – Validity and reliability** + +NOTE – Validity describes how well a method actually measures what it is intended to measure. Reliability describes the accuracy of a method in terms of the scattering of results, e.g., when test assessment is repeated ([b-Guilford, 1954], pp. 349–357). Nowadays, validity is often replaced with the term accuracy, and reliability is replaced with the term precision. + +The intrinsic variation that subjective test methods may be related with (e.g., from subject to subject or test laboratory to test laboratory) can be reduced based on a proper method design, yielding reliable and valid test results. There are a number of ITU Recommendations on how to properly design subjective tests, as summarized in clause 10. + +Although objective assessment methods will lead to a certain level of reliability (i.e., the same quality estimate for a given input whenever it is applied to that input), their validity and reliability may be limited. Such model limitations are typically reflected in the corresponding Recommendations (see clause 10 for a summary of ITU Recommendations related to objective models). Within the range of system configurations, the objective methods that have been designed for, and proven to provide, valid and reliable quality predictions, can be used as a replacement for or a complement to subjective tests. + +All methods can be classified according to how well diagnostic information can be obtained: + +- Glass-box approaches enable insight into the internal functionality of the system. Such insight, in turn, may give access to diagnostic information. Hence, the source of a certain quality level may be identified and the relationship between system configuration and quality can be observed. For example, parameter-based models are typically glass-box models, since they build on a "diagnostic" description of the system. +- Black-box approaches do not enable insight into system internals. Hence, with black-box approaches direct indication of the source of low quality is not available. Certain signal-based models are typical examples. For black-box methods, the system under test is described only by its input and output. Based on additional processing of the results, diagnostic information may be inferred. + +Current objective quality assessment techniques cannot necessarily be classified in a strict manner according to this black-box/glass-box dichotomy. Instead, different methods enable more or less diagnostic information to be obtained. Sometimes the terms "white box" and "grey box" are used in the literature in these cases ([b-Möller, 2005], pp. 86-89). + +### 7.1.1 Subjective assessment + +According to [b-Jekosch, 2005], p. 91, a (speech) quality test is defined as: + +"[a] routine procedure for examining one or more empirically restrictive quality features of perceived speech with the aim of making a quantitative statement on these features". + +Using this definition, subjective test methods can be broadly categorized as utilitarian and analytic test methods on the basis of whether the totality or a certain subset of perceived quality features is to be investigated (analytical), or whether single individual features or integral quality are to be measured (utilitarian). + +Utilitarian test methods employ a unidimensional quality-rating scale, so that a direct comparison can be made between the qualities of different systems. In turn, analytical methods are related to a multidimensional analysis of test stimuli: They aim at identifying and/or quantifying some or all perceptual features underlying quality. + +In order to capture the entire range of underlying auditory features, and to ensure a common understanding of these features, the reliability and validity of analytical methods can be significantly improved when trained listeners are used (e.g., [b-Mattila, 2001]; [b-Möller, 2000], pp. 105-120). In turn, tests of the utilitarian type are typically carried out with naive subjects. These should ideally represent the user group at which the system or service under investigation is aimed (age range, social and cultural background, etc.). + +It should be noted that this utilitarian-analytical categorization of auditory test methods can be considered as being of utilitarian type itself, as it employs a unidimensional view on test methods. A multidimensional, that is, analytical view on speech quality assessment methods was provided by [b-Jekosch, 2005] (pp. 105-111). + +Utilitarian methods have three main goals: "To be reasonably efficient in test administration and data analysis, to measure speech quality on a unidimensional scale, and to have good reliability in the test method" ([b-Quackenbush, 1988], pp. 15-16). + +All test methods can be classified according to the categorization generally applicable to psychometric methods (after [b-Möller, 2000], pp. 48-49): + +- The applied scaling method and scale level, with the scale levels being (after [b-Stevens, 1951], p. 25): + - 1) Nominal (identifying equality); + - 2) Ordinal (identifying greater or less); + +- 3) Interval (identifying equality of intervals or differences); + - 4) Ratio (identifying equality of ratios). +- The presentation method used, such as: + - Adjustment, i.e., the stimulus is changed to meet a certain description or judgement; + - Constancy, i.e., one or several stimuli are presented per trial and a description or judgement is given (single stimulus, paired comparison, etc.). + - The test "modality": + - Passive, e.g., listening or viewing; + - Active, e.g., talking or moving; + - Interactive, e.g., in a conversation. + - The instance at which quality is being judged: + - Judgement after stimulus/stimuli presentation; + - Continuous judgement during stimulus/stimuli presentation (e.g., in case of time-varying degradations). + +### 7.1.2 Objective assessment + +In order to reduce the necessity for time-consuming and costly perception tests to measure the quality of networks and systems, much effort has been spent on the development of alternative, instrumental, i.e., "objective" methods. It has to be noted, however, that the speech quality of today's telecommunication systems cannot readily be determined solely on the basis of basic signal measures like the signal-to-noise ratio. Although quality may be correlated with different instrumentally measurable signal characteristics, it is typically not possible to establish a simple relationship between these instrumentally measurable magnitudes and the quality perceived by a user of the system. + +To account for the more complex interdependencies, different types of quality estimation and prediction models have been developed. Each model has its proper domain of application, and range of system or service conditions it has been designed for. Consequently, there is no universal quality model that can be applied in all circumstances. In order to better determine which model to choose for a given application, the models can be categorized according to different criteria (adapted from [b-Möller, 2002]): + +- what the application is aimed at (network planning, codec optimization, service monitoring, etc.); +- the predicted quality features (integral quality – audio, video, audiovisual, speech, etc.), intelligibility, conversational aspects, etc.; +- the network components and configuration under consideration (entire connection end-to-end, codecs, etc.); +- the respective model input parameters (measured parameters like noise levels, information extracted from protocol headers like loss rates, entire signals, etc.); +- the way in which the input information is obtained: + - by using passive measurements, which do not interfere with the running system or service, but involve an observation of the system or service during its normal operation; + - by using active measurements, which involve dedicated measurement signals or data being processed by the system, and evaluating the transmitted result; + - by estimation, e.g., during the network or service planning phase. +- the level of interactivity of the service aspects that can be assessed with the model, related to: + - a passive perception (listening, viewing, etc.); + +- an active usage (talking, moving); + - an interactive usage (e.g., for a conversation). +- the extent to which psychophysical knowledge or rather purely empirical data have been incorporated. + +## 7.2 Content dependency of QoE assessment + +QoE evaluation depends seriously on the context of subjective/objective experiments. [ITU-T P.800.1] provides various indices for MOS that clarify the context behind the MOS, which is one of the most widely used metrics. This metric is derived from the five-point ACR scale defined by several ITU-T P.800 series Recommendations (e.g., [ITU-T P.800]), ITU-T P.900 series Recommendations (e.g., [ITU-T P.910]) and [ITU-R BT.500-13]. For example, MOS-LQSW means that MOS was obtained in a "listening-only (one-way) test" (by letters "LQ"), and that the test was conducted in a subjective manner (by letter "S"), and that it was obtained for wideband (50-7000 Hz) speech relative to a wideband high quality reference. + +[ITU-T P.800.2] gives additional details on how to provide contextual information regarding the reported MOS. For example, [ITU-T P.800.2] recommends reporting acoustic/viewing environment, audio/video material, and listening/viewing devices used in the experiment. + +When one interprets the reported MOS, he or she needs to be careful about the context of an experiment, in which the MOS was derived. + +# 8 Target services + +This Recommendation gives guidelines for QoE assessment of various telecommunication services mainly utilizing audio and visual media. + +## 8.1 Audio + +- Conversational voice and voice messaging + - Speech communication services, such as mobile telephony and voice over Internet protocol (VoIP), as well as conventional public switched telephone network (PSTN) services, are important targets of this Recommendation. The speech bandwidth can be either narrowband (NB) (300-3400 Hz) or wideband (WB) (100-7000 Hz). +- Streaming/on-demand audio + - Audio delivery services provide audio content through telecommunication networks. They can be either download based or streaming based. Content is usually, but not limited to, musical material. Audio bandwidth can be from NB to full band (20-20000 Hz), although usually either super wideband (SWB) (50-14000 Hz) or full band (20-20000 Hz) is used. + +## 8.2 Video + +- Videophone/videoconferencing + - Audiovisual communication refers to two-way interactive communication using speech and video signals, such as video telephony and videoconferencing. The bandwidth of speech signals can be either NB (300-3400 Hz) or WB (100-7000 Hz). Video resolution can range between quarter common intermediate format (QCIF) and high definition television (HDTV). +- Streaming/on-demand video + - Video delivery services provide video content (normally with audio signals) through telecommunication networks. They can be either download based or streaming based. Typical content includes movies, documentaries, sports, news, and advertisement. Audio + +bandwidth can be from NB (300-3400 Hz) to full band (20-20000 Hz), although usually either SWB (50-14000 Hz) or full band (20-20000 Hz) is used. Video resolution can be between QCIF and HDTV. + +## 8.3 Data + +- Data communication services targeted in this Recommendation are primarily web browsing. + +# 9 Measurement approaches for different scenarios + +Basically, there are five types of objective quality assessment methodologies. Depending on the application, these can be divided into media-layer models, packet-layer models, bitstream models, hybrid models, and planning models. + +Objective quality assessment models can be used for several purposes: + +- Planning: "Planning" refers to estimating the perceived quality of services of networks/systems before they are implemented. Since it is not used in a real-time environment, no real-time inputs are required to the objective model. +- Lab-testing: "Lab-testing" refers to estimating the perceived quality of services of networks/systems in the laboratory while the equipment is being developed. +- Monitoring: "Monitoring" refers to estimating the perceived quality of services of networks/systems that are operational. Necessary information is collected from the network and analysed to reflect the degradation of the quality experienced by users. + +## 9.1 Media-layer models + +Media-layer models (Figure 9-1) use the actual media signals (audio/video) as their input, and may take into account codec compression and channel characteristics. They use complex perceptually based psychophysical models to estimate QoE, by comparing (full reference/reduced reference (FR/RR)) the output (degraded) signal to the input (clean) signal or just analysing the output (degraded) signal (no reference (NR)). + +The main applications of full reference models are QoE assessment in the laboratory, for example, codec comparison/optimization, since it uses not only the degraded (received) signal, but also the original (transmitted) signal to estimate QoE. Conversely, RR/NR models can be applied to QoE monitoring at the mid-point or end-points of the Internet protocol television (IPTV) network. + +![Figure 9-1: Media-layer models. This figure contains three separate flowcharts illustrating different media-layer modeling approaches. The top flowchart shows a 'Media signal' entering a 'System under test' to produce a 'Degraded signal'. Both signals are then fed into a 'Media-layer model (FR)', which outputs the 'Media quality'. The middle flowchart is similar but includes 'Side info.' as an additional input to the 'Media-layer model (RR)'. The bottom flowchart shows only the 'Degraded signal' being input to a 'Media-layer model (NR)', which also outputs the 'Media quality'. A label 'G.1011(16)_F9-1' is present at the bottom right of the diagrams.](8fbdfc3d17fb1dae7b2d8f5a287fa9fc_img.jpg) + +Figure 9-1: Media-layer models. This figure contains three separate flowcharts illustrating different media-layer modeling approaches. The top flowchart shows a 'Media signal' entering a 'System under test' to produce a 'Degraded signal'. Both signals are then fed into a 'Media-layer model (FR)', which outputs the 'Media quality'. The middle flowchart is similar but includes 'Side info.' as an additional input to the 'Media-layer model (RR)'. The bottom flowchart shows only the 'Degraded signal' being input to a 'Media-layer model (NR)', which also outputs the 'Media quality'. A label 'G.1011(16)\_F9-1' is present at the bottom right of the diagrams. + +**Figure 9-1 – Media-layer models** + +## 9.2 Packet-layer models + +Packet-layer models (Figure 9-2) utilize only packet header information for QoE prediction. Because they do not parse the packet payload information, it is difficult to incorporate in such models aspects of QoE that are related to the media content, although they have a very light measurement of computational efficiency. These models are primarily utilized as network probes at the mid-point or end-points of the network. + +![Figure 9-2: Packet-layer model. This flowchart shows a 'Parameter extraction function (packet header information)' block providing 'Input' to a 'Packet-layer model' block. The 'Packet-layer model' block also receives an 'Assumption' from below and produces an 'Output' labeled 'MOS_A, V, MM'. A label 'G.1011(16)_F9-2' is at the bottom right.](df82d77a0d2637cbf2da9ea920a554fa_img.jpg) + +Figure 9-2: Packet-layer model. This flowchart shows a 'Parameter extraction function (packet header information)' block providing 'Input' to a 'Packet-layer model' block. The 'Packet-layer model' block also receives an 'Assumption' from below and produces an 'Output' labeled 'MOS\_A, V, MM'. A label 'G.1011(16)\_F9-2' is at the bottom right. + +**Figure 9-2 – Packet-layer model** + +## 9.3 Bitstream-layer models + +A bitstream model (Figure 9-3) takes not only the encoded bitstream information, but also the packet header information as its input. Therefore, such a model can be viewed as a combination model between media-layer models and packet-layer models. + +![Figure 9-3: Bitstream-layer model. This flowchart shows a 'Packet (header and payload) information' block providing 'Input' to a 'Bitstream layer model' block. The 'Bitstream layer model' block produces an 'Output' labeled 'MOS_A, V, MM'. A label 'G.1011(16)_F9-3' is at the bottom right.](43837b056625d3d6ce615e4c02f163bb_img.jpg) + +Figure 9-3: Bitstream-layer model. This flowchart shows a 'Packet (header and payload) information' block providing 'Input' to a 'Bitstream layer model' block. The 'Bitstream layer model' block produces an 'Output' labeled 'MOS\_A, V, MM'. A label 'G.1011(16)\_F9-3' is at the bottom right. + +**Figure 9-3 – Bitstream-layer model** + +Since the bitstream-layer model uses only the received packet information (degraded signal), it can be applied to QoE monitoring at the mid-point or end-points of the IPTV network. + +## 9.4 Hybrid models + +A hybrid model (Figure 9-4), as its name implies, is the combination of the previously mentioned models. It employs as much information as possible to predict QoE. An example of these models is shown below: + +![Figure 9-4: Example of a hybrid model. A block diagram showing 'Packet information and media signals' as input to a 'Hybrid model' block, which outputs 'MOS_A, V, MM'. The diagram is labeled G.1011(16)_F9-4.](4356776ca004ecba5d599667a155d7d4_img.jpg) + +``` +graph LR; A[Packet information and media signals] -- Input --> B[Hybrid model]; B -- Output --> C["MOSA, V, MM"]; style C text-align: center; C --- D[G.1011(16)_F9-4] +``` + +Figure 9-4: Example of a hybrid model. A block diagram showing 'Packet information and media signals' as input to a 'Hybrid model' block, which outputs 'MOS\_A, V, MM'. The diagram is labeled G.1011(16)\_F9-4. + +Figure 9-4 – Example of a hybrid model + +## 9.5 Planning models + +The input for planning models (Figure 9-5) includes the quality planning parameters of networks or terminals. It usually requires prior knowledge about the system under test. Such models can be applied to network planning and terminal/application design. + +![Figure 9-5: Planning model. A block diagram showing 'Quality design parameters' as input to a 'Planning model' block, which also receives 'Planning assumptions' as input. The output is 'MOS_A, V, MM'. The diagram is labeled G.1011(16)_F9-5.](77464a47f104d0d647b2414591137b64_img.jpg) + +``` +graph LR; A[Quality design parameters] -- Input --> B[Planning model]; C[Planning assumptions] --> B; B -- Output --> D["MOSA, V, MM"]; style D text-align: center; D --- E[G.1011(16)_F9-5] +``` + +Figure 9-5: Planning model. A block diagram showing 'Quality design parameters' as input to a 'Planning model' block, which also receives 'Planning assumptions' as input. The output is 'MOS\_A, V, MM'. The diagram is labeled G.1011(16)\_F9-5. + +Figure 9-5 – Planning model + +Standard examples of such models are [ITU-T G.107] for speech and [ITU-T G.1070] for videophone. + +# 10 Taxonomy + +Existing QoE assessment standards are categorized in Table 10-1. Appendix I provides information on planned standards. + +**Table 10-1 – Current ITU Recommendations for QoE assessment** + +| Application | Media | Conversational (CONV)/Non-conversational (NONCONV) | Subjective test methodology | Objective test methodology | | | | +|----------------------------------|-------------------|----------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|----------|---------------| +| | | | | Model | Transport protocol | FR/RR/NR | Primary usage | +| Telephony | Speech | NONCONV | [ITU-T P.800]
[ITU-T P.830]
[ITU-T P.835]
[ITU-T P.1301]
[ITU-T P.1302]
[ITU-T P.1311]
[ITU-T P.806] | [ITU-T P.862] + [ITU-T P.862.1] (NB)
[ITU-T P.862.2] (WB)
[ITU-T P.863] (NB/WB/SWB) | | FR | LAB, MON | +| | | | | [ITU-T P.563] (NB)
[ITU-T P.564] (NB/WB) | | NR | MON | +| | | CONV | [ITU-T P.800]
[ITU-T P.805]
[ITU-T P.1301]
[ITU-T P.1312] | [ITU-T G.107] (NB)
[ITU-T G.107.1] (WB) | | NR | PLN | +| | | | | [ITU-T P.561] + [ITU-T P.562] (NB/WB) | | NR | MON | +| Video telephony | Multimedia (Note) | NONCONV | [ITU-T P.1302] | | | | | +| | | CONV | [ITU-T P.920]
[ITU-T P.1301] | [ITU-T G.1070] (NB/WB) | | NR | PLN | +| Video streaming (Mobile TV/IPTV) | Video | NONCONV | [ITU-T P.910]
[ITU-T J.140]
[ITU-R BT.500-13] | [ITU-T J.144] standard definition (SD)
[ITU-T J.247] (QCIF, common intermediate format (CIF), video graphics array (VGA))
[ITU-T J.341] (HD) | Transport agnostic | FR | LAB, MON | + +**Table 10-1 – Current ITU Recommendations for QoE assessment** + +| Application | Media | Conversational (CONV)/Non-conversational (NONCONV) | Subjective test methodology | Objective test methodology | | | | +|----------------------------------------------------------------------------------------------------------------------------------------------|------------|----------------------------------------------------|----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|----------|---------------| +| | | | | Model | Transport protocol | FR/RR/NR | Primary usage | +| Video streaming (Mobile TV/IPTV) | Video | NONCONV | [ITU-T P.910]
[ITU-T J.140]
[ITU-R BT.500-13] | [ITU-T J.343.5] (HD, encrypted bitstream)
[ITU-T J.343.6] (HD, non-encrypted bitstream) | UDP | FR | LAB, MON | +| | | | | [ITU-T J.249] (SD)
[ITU-T J.246] (QCIF, CIF, VGA)
[ITU-T J.342] (HD) | Transport agnostic | RR | MON | +| | | | | [ITU-T J.343.3] (HD, encrypted bitstream)
[ITU-T J.343.4] (HD, non-encrypted bitstream) | UDP | RR | MON | +| | | | | [ITU-T J.343.1] (HD, encrypted bitstream)
[ITU-T J.343.2] (HD, non-encrypted bitstream) | UDP | NR | MON | +| | Audio | NONCONV | [ITU-T P.830]
[ITU-R BS.1116-3]
[ITU-R BS.1285]
[ITU-R BS.1534-3] | [ITU-R BS.1387-1] | Transport agnostic | FR/RR | MON/PLN | +| | | | | | | | | +| | Multimedia | NONCONV | [ITU-T P.911] | [ITU-T P.1201.1] (QCIF, quarter video graphics array (QVGA), half video graphics array (HVGA))
[ITU-T P.1201.2] (SD, HD)
[ITU-T P.1202.1] (QCIF, QVGA, HVGA)
[ITU-T P.1202.2] (SD, HD) | UDP | NR | MON | +| | | | | [ITU-T P.1201 Amd. 2], App. III | TCP | NR | MON | +| | | | | [ITU-T G.1071] (SD, HD) | UDP | NR | PLN | +| Web browsing | Data | | [ITU-T P.1501] | [ITU-T G.1030] | TCP | NR | PLN | +| NOTE – For individual media (i.e., speech and video), the Recommendations used in telephony and video-streaming applications are applicable. | | | | | | | | + +Table 10-2 gives detailed information on planning models, including existing and ongoing models. + +**Table 10-2 – Summary of existing planning models for video streaming applications** + +| Transport protocol | Model | Video/Audiovisual | Video resolution | Video codec | Video type | +|--------------------|-------------------------------------|-------------------|---------------------------------------------------------------------------------|---------------------------------------|------------| +| UDP | ITU-T G.1071
(Lower resolution) | Video/Audiovisual | HVGA, QVGA,
QCIF | MPEG-4 Part 2, H.264 (MPEG-4 Part 10) | | +| | ITU-T G.1071
(Higher resolution) | Video/Audiovisual | SD (PAL/NTSC),
HD (720p50, 720p60,
1080i50, 1080p25, 1080i60,
1080p30) | H.264 (MPEG-4 Part 10) | | +| TCP | | | | | | + +Table 10-3 gives detailed information on monitoring models, including existing and ongoing models. + +**Table 10-3 – Summary of existing monitoring models for video streaming applications** + +| Transport protocol | Model | Video/Audiovisual | Video resolution | Video codec | Video type | +|--------------------|----------------|-------------------|---------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|------------| +| UDP | ITU-T P.1201.1 | Audiovisual | HVGA, QVGA,
QCIF | MPEG-4 Part 2, H.264 (MPEG-4 Part 10) | IPTV | +| | ITU-T P.1201.2 | Audiovisual | SD (PAL/NTSC),
HD (720p50, 720p60,
1080i50, 1080p25, 1080i60,
1080p30) | H.264 (MPEG-4 Part 10) | IPTV | +| | ITU-T J.343 | Video | HD, VGA/WVGA | H.264/AVC (MPEG-4 Part 10) | IPTV | +| | ITU-T J.247 | Video | QCIF, CIF, VGA | H.264/AVC (MPEG-4 part 10), VC-1,
Windows Media 9, Real Video (RV 10),
MPEG-4 Part 2 | | + +**Table 10-3 – Summary of existing monitoring models for video streaming applications** + +| Transport protocol | Model | Video/Audiovisual | Video resolution | Video codec | Video type | +|---------------------------|-------------------------------|--------------------------|-----------------------------------------------|---------------------------------------------------------------------------------------|-------------------------| +| | ITU-T J.246 | Video | QCIF, CIF , VGA | H.264/AVC (MPEG-4 Part 10), VC-1, Windows Media 9, Real Video (RV 10), MPEG-4 Part 2. | | +| | ITU-T J.341 | Video | 1080i,1080p,1080i 50 Hz.1080p | H.264/AVC (MPEG-4 Part 10), MPEG-2 | | +| TCP | ITU-T P.1201 Amd. 2, App. III | Audiovisual | HVGA, HD (1080i50, 1080p24, 1080i60, 1080p30) | H.264 (MPEG-4 Part 10) | Progressive downloading | + +# Appendix I + +(This appendix does not form an integral part of this Recommendation.) + +Table I.1 provides information on existing and planned QoE assessment standards to give the users of this Recommendation an overall view of existing and ongoing projects in ITU. In addition, Table I.2 and Table I.3 provide indication of existing and planned QoE assessment standards for video streaming applications. + +**Table I.1 – Existing Recommendations and current work in ITU on QoE assessment** + +| Application | Media | Conversational (CONV)/Non-conversational (NONCONV) | Subjective test methodology | Objective test methodology | | | | +|-----------------|-------------------|----------------------------------------------------|------------------------------------------------------------------|-------------------------------------------------------------------------------------------|--------------------|----------|---------------| +| | | | | Model | Transport protocol | FR/RR/NR | Primary usage | +| Telephony | Speech | NONCONV | [ITU-T P.800]
[ITU-T P.806]
[ITU-T P.830]
[ITU-T P.835] | [ITU-T P.862] + [ITU-T P.862.1] (NB)
[ITU-T P.862.2] (WB)
[ITU-T P.863] (NB/WB/SWB) | | FR | LAB, MON | +| | | | [ITU-T P.1301]
[ITU-T P.1302]
[ITU-T P.1311] | [ITU-T P.563] (NB)
[ITU-T P.564] (NB/WB) | | NR | MON | +| | | CONV | [ITU-T P.800]
[ITU-T P.805]
[ITU-T P.1301] | [ITU-T G.107] (NB)
[ITU-T G.107.1] (WB) | | NR | PLN | +| | | | [ITU-T P.1312] | [ITU-T P.561] + [ITU-T P.562] (NB/WB) | | NR | MON | +| Video telephony | Multimedia (Note) | NONCONV | [ITU-T P.1302] | | | | | +| | | CONV | [ITU-T P.920]
[ITU-T P.1301] | [ITU-T G.1070] (NB/WB) | | NR | PLN | + +**Table I.1 – Existing Recommendations and current work in ITU on QoE assessment** + +| Application | Media | Conversational (CONV)/Non-conversational (NONCONV) | Subjective test methodology | Objective test methodology | | | | +|----------------------------------|------------|----------------------------------------------------|----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|----------|---------------| +| | | | | Model | Transport protocol | FR/RR/NR | Primary usage | +| Video streaming (Mobile TV/IPTV) | Video | NONCONV | [ITU-T P.910]
[ITU-T J.140]
[ITU-R BT.500-13] | [ITU-T J.144] standard definition (SD)
[ITU-T J.247] (QCIF, common intermediate format (CIF), video graphics array (VGA))
[ITU-T J.341] (HD) | Transport agnostic | FR | LAB, MON | +| | | | | [ITU-T J.343.5] (HD, encrypted bitstream)
[ITU-T J.343.6] (HD, non-encrypted bitstream) | UDP | FR | LAB, MON | +| | | | | [ITU-T J.249] (SD)
[ITU-T J.246] (QCIF, CIF, VGA)
[ITU-T J.342] (HD) | Transport agnostic | RR | MON | +| | | | | [ITU-T J.343.3] (HD, encrypted bitstream)
[ITU-T J.343.4] (HD, non-encrypted bitstream) | UDP | RR | MON | +| | | | | [ITU-T J.343.1] (HD, encrypted bitstream)
[ITU-T J.343.2] (HD, non-encrypted bitstream) | UDP | NR | MON | +| | Audio | NONCONV | [ITU-T P.830]
[ITU-R BS.1116-3]
[ITU-R BS.1285]
[ITU-R BS.1534-3] | [ITU-R BS.1387-1] | | FR/RR | MON/PLN | +| | Multimedia | NONCONV | [ITU-T P.911] | [ITU-T P.1201.1] (QCIF, quarter video graphics array (QVGA), half video graphics array (HVGA))
[ITU-T P.1201.2] (SD, HD)
[ITU-T P.1202.1] (QCIF, QVGA, HVGA)
[ITU-T P.1202.2] (SD, HD) | UDP | NR | MON | +| | | | | [ITU-T P.1201 Amd. 2], App. III (HD)
P.NATS phase1(SD,HD)
P.NATS phase2 (SD,HD,WQHD,UHD) | TCP | NR | MON | +| | | | | [ITU-T G.1071] (SD, HD)
G.OM_HEVC (SD,HD) | UDP | NR | PLN | +| Web browsing | Data | | [ITU-T P.1501] | [ITU-T G.1030] | TCP | NR | PLN | + +NOTE – For individual media (i.e., speech and video), the Recommendations used in telephony and video-streaming applications are applicable. + +**Table I.2 – Summary of existing and ongoing planning models for video streaming applications** + +| Transport protocol | Model | Video/Audiovisual | Video resolution | Video codec | Video type | +|--------------------|-------------------------------------|-------------------|---------------------------------------------------------------------------|------------------------------------------|------------| +| UDP | ITU-T G.1071
(Lower resolution) | Video/Audiovisual | HVGA, QVGA, QCIF | MPEG-4 Part 2, H.264
(MPEG-4 Part 10) | | +| | ITU-T G.1071
(Higher resolution) | Video/Audiovisual | SD (PAL/NTSC),
HD (720p50, 720p60, 1080i50, 1080p25, 1080i60, 1080p30) | H.264 (MPEG-4 Part 10) | | +| | G.O.M_HEVC | Video/Audiovisual | Phase1: HD | Phase1: ITU-T H.265
(MPEG-H Part 2) | IPTV | +| TCP | | | | | | + +**Table I.3 – Summary of existing and ongoing monitoring models for video streaming applications** + +| Transport protocol | Model | Video/Audiovisual | Video resolution | Video codec | Video type | +|--------------------|-------------------------------|-------------------|---------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|--------------------------------------| +| UDP | ITU-T P.1201.1 | Audiovisual | HVGA, QVGA, QCIF | MPEG-4 Part 2, H.264
(MPEG-4 Part 10) | IPTV | +| | ITU-T P.1201.2 | Audiovisual | SD (PAL/NTSC),
HD (720p50, 720p60, 1080i50, 1080p25, 1080i60, 1080p30) | H.264 (MPEG-4 Part 10) | IPTV | +| | ITU-T J.343 | Video | HD, VGA/WVGA | H.264/AVC (MPEG-4 Part 10) | IPTV | +| | ITU-T J.247 | Video | QCIF, CIF, VGA | H.264/AVC (MPEG-4 part 10),
VC-1, Windows Media 9, Real Video (RV 10), MPEG-4 Part 2 | | +| | ITU-T J.246 | Video | QCIF, CIF, VGA | H.264/AVC (MPEG-4 Part 10),
VC-1, Windows Media 9, Real Video (RV 10), MPEG-4 Part 2 | | +| | ITU-T J.341 | Video | 1080i, 1080p, 1080i 50 Hz, 1080p | H.264/AVC (MPEG-4 Part 10), MPEG-2 | | +| TCP | ITU-T P.1201 Amd. 2, App. III | Audiovisual | HVGA, HD (1080i50, 1080p24, 1080i60, 1080p30) | ITU-T H.264 (MPEG-4 Part 10) | Progressive downloading | +| | ITU-T P.NATS phase1 | Audiovisual | 240p, 360p, 480p, 720p, 1080p | ITU-T H.264 (MPEG-4 Part 10) baseline, main, high, and high10 profiles | Progressive and adaptive downloading | +| | P.NATS phase2 | Audiovisual | 240p, 360p, 480p, 720p, 1080p, 2K, 4K | ITU-T H.264 (MPEG-4 Part 10) baseline, main, high, and high10 profiles
H.265 baseline, main, high
VP9 | Progressive and adaptive downloading | + +# Appendix II + +(This appendix does not form an integral part of this Recommendation.) + +In this appendix, common metrics are defined for QoE assessment models for video streaming applications, which could be transmitted via TCP or UDP. + +## II.1 Metrics related to TCP based streaming video + +The following table defines common metrics for buffering in TCP based streaming video. These metrics could be used in OTT streaming video transmitted via HTTP/TCP, HLS/HTTP/TCP, DASH/HTTP/TCP. + +**Table II.1 – Definition for buffering in TCP based streaming video** + +| Metrics | Definition | +|-------------------|-----------------------------------| +| Initial buffering | Reference to definition in G.102y | +| Re-buffering | Reference to definition in G.102y | +| Stalling | Reference to definition in G.102y | + +## II.2 Metrics related to UDP based streaming video + +The following table defines common metrics for buffering in UDP based streaming video. These metrics could be used in streaming video transmitted via UDP, such as IPTV. + +**Table II.2 – Definition for buffering in UDP based streaming video** + +| Metrics | Definition | +|-------------------|---------------------------------------------| +| Initial buffering | Reference to definition in [b-ITU-T G.1021] | +| Re-buffering | Reference to definition in [b-ITU-T G.1021] | + +# Bibliography + +- [b-ITU-T G.1021] Recommendation ITU-T G.1021 (2012), *Buffer models for development of client performance metrics*. +- [b-ITU-T P.10 Amd.2] Recommendation ITU-T P.10/G.100 (2006) Amendment 2 (2008), *New definitions for inclusion in Recommendation ITU-T P.10/G.100*. +- [b-DSL Forum] DSL Forum TR-126 (2006), *Triple-play Services Quality of Experience (QoE) Requirements*. +- [b-Guilford, 1954] Guilford, J.P. (1954), *Psychometric Methods*, 2nd edition. New York, NY: McGraw Hill. 597 p. +- [b-Jekosch, 2005] Jekosch, U. (2005), *Voice and speech quality perception – Assessment and evaluation*. Berlin: Springer. 208 p. +- [b-Mattila, 2001] Mattila, V.V. (2001), *Descriptive analysis of speech quality in mobile communications*, Vol. 340. Doctoral dissertation thesis, Tampere University of Technology, Tampere. See also AES E-Library, [paper No. 5455](#) (viewed 2016-09-30) +<> +- [b-Möller, 2000] Möller, S. (2000), *Assessment and prediction of speech quality in telecommunications*, Boston, MA: Kluwer. 244 p. +- [b-Möller, 2002] Möller, S., Raake, A. (2002). Telephone speech quality prediction: Towards network planning and monitoring models. *Speech Communication Vol. 38*: pp. 47-75 +<> +- [b-Möller, 2005] Möller, S. (2005), *Quality of telephone-based spoken dialogue systems*. New York, NY: Springer. 469 p. +- [b-Quackenbush, 1988] Quackenbush, S.R., Barnwell III, T.P., Clements, M.A. (1988). *Objective measures of speech quality*. Englewood Cliffs, NJ: Prentice Hall. 377 p. +- [b-Stevens, 1951] Stevens, S.S. (1951). *Stevens' handbook of experimental psychology*. New York, NY: Wiley. 1436 p. + + + + + +## **SERIES OF ITU-T RECOMMENDATIONS** + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Terminals and subjective and objective assessment methods | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects and next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.1021-201207-I_PDF-E/raw.md b/marked/G/T-REC-G.1021-201207-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..780fbaf008ce68455892ee79883bbe4e9be7848d --- /dev/null +++ b/marked/G/T-REC-G.1021-201207-I_PDF-E/raw.md @@ -0,0 +1,731 @@ + + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.1021** + +(07/2012) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Multimedia Quality of Service and performance – Generic +and user-related aspects + +# --- **Buffer models for development of client performance metrics** + +Recommendation ITU-T G.1021 + +## ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.1021 + +# Buffer models for development of client performance metrics + +## Summary + +Recommendation ITU-T G.1021 defines buffer models that describe the behaviour of the client buffers used at the receiver side of audio/video applications. + +Buffer models receive as input IP packets associated with meta information on their content and provide as output client states associated with relevant timing information. + +The buffer models are intended to be used for the development of client performance metrics in order to complement the IP-layer metrics defined in Recommendation ITU-T Y.1540. + +## History + +| Edition | Recommendation | Approval | Study Group | +|---------|----------------|------------|-------------| +| 1.0 | ITU-T G.1021 | 2012-07-14 | 12 | + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2013 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +| | Page | +|----------------------------------------------------------------------------------------------|------| +| 1 Scope ..... | 1 | +| 2 References..... | 2 | +| 3 Definitions ..... | 2 | +| 3.1 Terms defined elsewhere ..... | 2 | +| 4 Abbreviations and acronyms ..... | 2 | +| 5 Conventions ..... | 3 | +| 6 De-jitter buffers ..... | 3 | +| 6.1 Network jitter and de-jitter buffers..... | 3 | +| 6.2 De-jitter buffers for audio applications ..... | 5 | +| 6.3 De-jitter buffers for "low bitrate mode" and "high bitrate mode" video applications..... | 5 | +| 6.4 De-jitter buffers for over-the-top video applications..... | 6 | +| 6.5 De-jitter buffer performance outcomes ..... | 7 | +| 7 De-jitter buffer models ..... | 7 | +| 7.1 Maximum buffer size ..... | 9 | +| 7.2 Service strategy ..... | 9 | +| 7.3 Initial buffering strategy ..... | 10 | +| 7.4 Re-buffering strategy ..... | 11 | +| Annex A – Pseudocode of the state-machine description of the de-jitter buffer model ..... | 13 | +| A.1 Algorithm overview..... | 13 | +| A.2 Configuration parameters ..... | 13 | +| A.3 De-jitter buffer variables ..... | 13 | +| A.4 De-jitter buffer input..... | 14 | +| A.5 De-jitter buffer high level function pseudocode..... | 14 | +| Bibliography..... | 17 | + + + +# Buffer models for development of client performance metrics + +# 1 Scope + +Audio and video applications currently used in packet networks implement client buffers (e.g., de-jitter buffers and play-out buffers) at the receiver side. The behaviour of these buffers is essential to the end-to-end performance of these applications. This Recommendation defines models for these client buffers for audio/video applications currently used in actual networks, in order to estimate the client state based on the dynamic network behaviour. + +In this Recommendation, different buffer models are derived depending on the different applications taken into account. However, these buffer models may be based on common intrinsic characteristics: i.e., buffer size, service rate, initial delay and re-buffering delay. Example buffer performance metrics include peak/average/instaneous buffer occupation. + +In this Recommendation, buffer models may accept as input, either live traffic arriving on measurement points, packet capture (pcap) files, or post-processed files. Buffer models are expected to provide client states (e.g., codec play-out begin, buffer overflow, buffer dry out, play-out resume) associated with relevant timing information. As part of future work, these buffer models could be used to derive new performance parameters and associated statistics in order to complement the IP-layer metrics defined in Recommendation Y.1540. + +It is out of scope for this Recommendation to define specific de-jitter buffers for use in actual client media stream delivery. + +In this Recommendation the following applications, rate and buffer characteristics, and associated protocol stacks are considered: + +- a) Audio applications: + - i) Ideally constant fill, constant play-out rate and relatively low bandwidth. +- b) Video "low bitrate mode" quarter common intermediate format-quarter video graphics array (QCIF-QVGA) resolutions, mostly for mobile TV and streaming with the sub application areas: + - i) Linear mobile TV over real-time transport protocol (RTP) (including mobile TV over a 3G mobile network with multimedia broadcast/multicast services (MBMS) and with unicast transport over RTP/UDP/IP). + - ii) Multimedia streaming (including 3GPP packet-switched streaming service (PSS) with transport over RTP/UDP/IP). + - iii) [IETF RFC 3984] variable bit rate, up to 2 Mbps, with separate buffers for audio and video, and separate play-out rates for each buffer. +- c) Video "high bitrate mode" standard-definition (SD) and high-definition (HD) television, mostly for Internet Protocol television (IPTV) with the following sub-application areas: + - i) Linear broadcast TV (including transmission over MPEG2-TS/RTP/UDP/IP, MPEG2-TS/UDP/IP and RTP/UDP/IP transport). + - ii) Video on-demand (including transmission over MPEG2-TS/RTP/UDP/IP, MPEG2-TS/UDP/IP and RTP/UDP/IP transport). + - iii) [IETF RFC 2250], constant bit rate (CBR) or variable bit rate (VBR) up to 50 Mbps, with separate buffers for audio and video, and separate play-out rates for each buffer. + +- d) Over-the-top video applications: + - i) Non-adaptive streaming (MPEG4\_fileformat/HTTP/TCP, HTTP progressive download, HTTP partial download, chunks): + - Progressive download: TCP transport, TCP flow control (65Mbps super-peak rates, peak rate depends on network conditions and path), classic single buffer, leaky bucket at constant frame rate. + - ii) Adaptive streaming dynamic adaptive streaming over HTTP (DASH/TCP): + - Chunk Delivery: (e.g., DASH) bursts of packets, like sequential FTP file transfers. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.1020] Recommendation ITU-T G.1020 (2006), *Performance parameter definitions for quality of speech and other voiceband applications utilizing IP networks*. +- [ITU-T H.222.0] Recommendation ITU-T H.222.0 (2006) | ISO/IEC 13818-1:2007, *Information technology – Generic coding of moving pictures and associated audio information: Systems*. +- [ITU-T Y.1540] Recommendation ITU-T Y.1540 (2010), *Internet protocol data communication service – IP packet transfer and availability performance parameters*. +- [IETF RFC 2250] IETF RFC 2250 (1998), *RTP Payload Format for MPEG1/MPEG2 Video*. +- [IETF RFC 3984] IETF RFC 3984 (2005), *RTP Payload Format for H.264 Video*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +**3.1.1 decoding time-stamp (DTS)** [ITU-T H.222.0]: A field that may be present in a PES packet header that indicates the time that an access unit is decoded in the system target decoder. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|------|---------------------------------------| +| ARQ | Automatic Retransmission on Request | +| CBR | Constant Bit Rate | +| DASH | Dynamic Adaptive Streaming over HTTP | +| DSL | Digital Subscriber Line | +| DSP | Digital Signal Processor | +| DTS | Decoding Time Stamp | +| EWMA | Exponentially Weighted Moving Average | + +| | | +|---------|-----------------------------------------| +| HTTP | Hypertext Transfer Protocol | +| IP | Internet Protocol | +| IPTV | Internet Protocol Television | +| FEC | Forward Error Correction | +| FTP | File Transfer Protocol | +| MBMS | Multimedia Broadcast/Multicast Services | +| MPEG | Moving Picture Experts Group | +| MPEG-TS | MPEG Transport Stream | +| NTP | Network Time Protocol | +| OTT | Over The Top | +| PCAP | Packet Capture | +| PCR | Program Clock Reference | +| PDV | Packet Delay Variation | +| PES | Packetized Elementary Stream | +| PLC | Packet Loss Concealment | +| PLL | Phase-Locked Loop | +| PSS | Packet-switched Streaming Service | +| QCIF | Quarter Common Intermediate Format | +| QVGA | Quarter Video Graphics Array | +| RTP | Real-time Transport Protocol | +| STB | Set-Top Box | +| VBR | Variable Bit Rate | + +# 5 Conventions + +The buffer model behavior is described by the state-machine pseudocode provided in Annex A of this Recommendation. + +Pseudocode is an informal, high-level description of the operating principle of an algorithm. It uses the structural conventions of a programming language, but is intended for human reading rather than machine reading. Pseudocode typically omits details that are not essential for human understanding of the algorithm, such as variable declarations, system-specific code and some subroutines. + +Note that no standard for pseudocode syntax exists. In this Recommendation, pseudo-code similar to the C programming language has been used. + +# 6 De-jitter buffers + +## 6.1 Network jitter and de-jitter buffers + +In the context of computer networks, the term "jitter" is often used as a measure of the variability over time of packet latency across a network. A network with constant latency has no variation and therefore no jitter. However, the word is imprecise and, in the context of packet-switched networks, the term "packet delay variation" is often preferred over "jitter" (see [ITU-T Y.1540]). + +In order to smooth out the natural packet delay variation or jitter effects of asynchronous networks and to synchronize play-out between sender and receiver, most techniques introduce an additional delay, implemented by having the packets arriving on the reception side equipment being temporarily stored in a buffer. This buffer is designed to counteract the jitter that is introduced by the network, until the moment the audio signal or the image is delivered to the decoding scheme. + +This buffer is called the "de-jitter buffer." In order to ensure a continuous play-out of streaming audio or video, the de-jitter buffer parameters have to be tuned, such that, at the moment an audio or a picture is to be played-out, the entire content of the audio or picture resides in the buffer. + +There is a trade-off between the end-to-end delay caused by the de-jitter buffer and the packet loss. Packets that arrive before timeout are played out in the same order as they were created at the sender side. Those packets that arrive after timeout are discarded. An ideal algorithm should neither delay the play-out time excessively, nor discard too many packets. + +As shown in Figure 6-1, the end-to-end delay experienced by an IP packet (carrying speech or voice band applications) can be decomposed in several parts: packetization delay, network transfer delay, de-jitter buffer delay (accommodating delay variation from source and network) and play-out buffer delay. + +![Figure 6-1: Delay of packet networks and network elements. This Gantt-style diagram illustrates the timeline of delays for an IP packet. The horizontal axis represents time, and the vertical axis represents the packet's progress. The diagram is divided into four main sections by vertical dashed lines: 'Source delays', 'Network transfer delay', 'De-jitter buffer', and 'Other destination delays'. 'Source delays' include 'Packetization' (a rectangle) and 'Minimum additional source delay' (an arrow). 'Network transfer delay' includes 'Minimum transfer delay' (a rectangle) and '99.9%-tile transfer delay' (a dashed rectangle). 'De-jitter buffer' is a rectangle labeled 'Accommodates delay variation from network and source terminal'. 'Other destination delays' include 'Minimum/ playout buffer' and 'DSP and other queuing' (both rectangles). The diagram is labeled 'G.1021(12)_F6-1' at the bottom right.](daa4a6fa7e2ba1954258f86b4928eb32_img.jpg) + +Figure 6-1: Delay of packet networks and network elements. This Gantt-style diagram illustrates the timeline of delays for an IP packet. The horizontal axis represents time, and the vertical axis represents the packet's progress. The diagram is divided into four main sections by vertical dashed lines: 'Source delays', 'Network transfer delay', 'De-jitter buffer', and 'Other destination delays'. 'Source delays' include 'Packetization' (a rectangle) and 'Minimum additional source delay' (an arrow). 'Network transfer delay' includes 'Minimum transfer delay' (a rectangle) and '99.9%-tile transfer delay' (a dashed rectangle). 'De-jitter buffer' is a rectangle labeled 'Accommodates delay variation from network and source terminal'. 'Other destination delays' include 'Minimum/ playout buffer' and 'DSP and other queuing' (both rectangles). The diagram is labeled 'G.1021(12)\_F6-1' at the bottom right. + +NOTE – Figure 6-1 is an exact replica of Figure 5 of [ITU-T G.1020]. + +**Figure 6-1 – Delay of packet networks and network elements** + +This type of decomposition can be generalized to most audio/video applications. + +### 6.1.1 Fixed size de-jitter buffers + +The size of the play-out buffer may be kept fixed; this scheme is referred to as fixed size play-out buffering, or static scheduling. The end-to-end delay is kept constant for all packets in a session. If packets exceed a given transmission time they are discarded. + +Although the fixed method, which uses a fixed buffer size, is easy to implement, it can result in unsatisfactory audio or video quality because there is no optimal delay when network conditions vary with time. The fluctuating end-to-end delays experienced in IP networks may cause delay to increase to a level that may be annoying to users (when the buffer is too large), or may cause packet losses due to their late arrival times (when the buffer is too small). + +### 6.1.2 Adaptive size de-jitter buffers + +The size of the play-out buffer may also be adaptively adjusted during the transmission; this scheme is referred to as adaptive size play-out buffering, or dynamic scheduling. + +Adaptive techniques adapt the delay to changing network conditions, thus preventing the use of long delays during low-congestion conditions and vice versa. In this case, the network behavior is monitored and network delays are continuously estimated and the play-out delay is dynamically adjusted. + +## 6.2 De-jitter buffers for audio applications + +Figure 6-2 indicates the positions of measurement points and system components for speech and voiceband applications utilizing IP networks. As shown, the de-jitter buffer is placed after processing the IP and RTP/UDP layers. + +![Figure 6-2: Destination terminal components for audio applications. The diagram shows two parallel processing paths. The top path represents the audio signal flow: De-jitter buffer -> De-packetize -> Decoder and PLC -> D/A converter -> Spkr. Reference points are marked: 'Ear reference point' at the speaker, 'Receive electrical reference point' at the D/A converter output, and 'Terminal output reference point' at the physical interface input. The bottom path represents the network packet flow: Physical interface -> Lower layers -> IP -> RTP/UDP. Arrows indicate the flow of Waveform (solid green), Continuous digital (dashed blue), and Asynchronous packets (solid orange).](5a4e62bead259c258d069fd3663ea670_img.jpg) + +The diagram illustrates the signal flow and reference points for audio applications in a destination terminal. It consists of two main horizontal paths. The upper path shows the audio signal processing: starting from the 'Terminal output reference point' at the 'Physical interface', the signal (represented by an orange arrow for asynchronous packets) flows through 'Lower layers', 'IP', and 'RTP/UDP' blocks. It then enters the 'De-jitter buffer', followed by 'De-packetize', 'Decoder and PLC', and 'D/A converter' blocks. The signal (now a green waveform arrow) exits the 'D/A converter' at the 'Receive electrical reference point' and is played by the 'Spkr' (speaker). The 'Ear reference point' is indicated at the speaker. The lower path shows the network packet flow: starting from the 'Physical interface', the signal flows through 'Lower layers', 'IP', and 'RTP/UDP' blocks. A legend at the bottom indicates: 'Waveform' (solid green arrow), 'Continuous digital' (dashed blue arrow), and 'Asynchronous packets' (solid orange arrow). The diagram is labeled 'G.1021(12)\_F6-2'. + +Figure 6-2: Destination terminal components for audio applications. The diagram shows two parallel processing paths. The top path represents the audio signal flow: De-jitter buffer -> De-packetize -> Decoder and PLC -> D/A converter -> Spkr. Reference points are marked: 'Ear reference point' at the speaker, 'Receive electrical reference point' at the D/A converter output, and 'Terminal output reference point' at the physical interface input. The bottom path represents the network packet flow: Physical interface -> Lower layers -> IP -> RTP/UDP. Arrows indicate the flow of Waveform (solid green), Continuous digital (dashed blue), and Asynchronous packets (solid orange). + +NOTE – Figure 6-2 is an exact replica of Figure 3 of [ITU-T G.1020]. + +**Figure 6-2 – Destination terminal components for audio applications** + +For audio applications, the main objective of de-jitter buffers is to keep the packet loss rate under a given threshold (e.g., 5 per cent) and to keep the end-to-end delay as small as possible. + +Audio applications usually take advantage of the signal structure alternating talkspurts and silent periods. With adaptive methods, play-out adjustment is performed during the silent periods between talkspurts. The adjustment is done on the first packet of the talkspurt; all packets in the same talkspurt are scheduled to play out at fixed intervals following the play-out of the first packet. This mechanism uses the same play-out delay throughout a given talkspurt, but permits different play-out delays for different talkspurts. The variation of the play-out delay may introduce artificially elongated or reduced silence periods, but such modification of silence periods is considered acceptable in the perceived speech if that variation is reasonably limited. + +If the jitter is so large that it causes packets to be received out of the range of this buffer, the out-of-range packets are discarded and dropouts are heard in the audio. Usually packet loss concealment (PLC) features are employed together with the decoder in order to mask the possible effects of packet losses. One PLC method is artificial regeneration of the packet received prior to the lost packet, followed by insertion of the duplicated packet into the gap. In another method, the digital value of the dropped packet is estimated by interpolation and an artificially generated packet is inserted on that basis. However, when jitter exceeds what the digital signal processor (DSP) can handle to make up for the missing packets, the quality of service (QoS) of audio is degraded. + +## 6.3 De-jitter buffers for "low bitrate mode" and "high bitrate mode" video applications + +The decomposition of system components can also be developed for Video "low bitrate mode" and Video "high bitrate mode" applications that are also based on UDP, as shown in Figure 6-3. + +![Figure 6-3: Destination terminal components for 'low bitrate mode' and 'high bitrate mode' video applications. The diagram shows the flow of data from a terminal input reference point through various processing stages to a speaker and video set. The flow starts at the 'Terminal input reference point', passes through 'Physical interface', 'Lower layers', 'IP', and 'RTP/UDP'. A 'Buffer input reference point' is located between 'IP' and 'RTP/UDP'. The data then enters a 'De-jitter buffer shared with FEC/ARQ', followed by 'De-packetize'. A 'Buffer output reference point' is located between 'De-packetize' and the decoders. The data is then split into 'Decoder and PLC audio' and 'Decoder and PLC video', which are followed by 'D/A converter' and finally 'Speaker' and 'Video set' respectively. A legend at the bottom indicates: Waveform (green solid line), Continuous digital (blue dashed line), and Asynchronous packets (orange solid line). The diagram is labeled G.1021(12)_F6-3.](042733dc5e8e7f5f30b60adba3266cde_img.jpg) + +``` +graph LR; TIRP[Terminal input reference point] --> PI[Physical interface]; PI --> LL[Lower layers]; LL --> IP[IP]; IP --> RU[RTP/UDP]; RU --> DB[De-jitter buffer shared with FEC/ARQ]; DB --> DP[De-packetize]; DP --> DPA[Decoder and PLC audio]; DP --> DPV[Decoder and PLC video]; DPA --> DAC[D/A converter]; DAC --> S[Speaker]; DPV --> DVAC[D/A converter]; DVAC --> VS[Video set]; BIRP[Buffer input reference point] -.-> IP; BORP[Buffer output reference point] -.-> DPA; BORP -.-> DPV; +``` + +Figure 6-3: Destination terminal components for 'low bitrate mode' and 'high bitrate mode' video applications. The diagram shows the flow of data from a terminal input reference point through various processing stages to a speaker and video set. The flow starts at the 'Terminal input reference point', passes through 'Physical interface', 'Lower layers', 'IP', and 'RTP/UDP'. A 'Buffer input reference point' is located between 'IP' and 'RTP/UDP'. The data then enters a 'De-jitter buffer shared with FEC/ARQ', followed by 'De-packetize'. A 'Buffer output reference point' is located between 'De-packetize' and the decoders. The data is then split into 'Decoder and PLC audio' and 'Decoder and PLC video', which are followed by 'D/A converter' and finally 'Speaker' and 'Video set' respectively. A legend at the bottom indicates: Waveform (green solid line), Continuous digital (blue dashed line), and Asynchronous packets (orange solid line). The diagram is labeled G.1021(12)\_F6-3. + +**Figure 6-3 – Destination terminal components for "low bitrate mode" and "high bitrate mode" video applications** + +In the case of video applications, techniques for combating transmission errors have been developed along two directions. + +In the first direction, traditional error control and recovery schemes for data communications have been extended for video transmission. These application-layer loss correction techniques aim at lossless recovery. Examples of such schemes include forward error correction (FEC) and automatic retransmission on request (ARQ). Usually FEC or ARQ mechanisms are performed together with de-jitter recovery in the same functional block. + +In the second direction, signal-reconstruction and error-concealment techniques have been proposed that strive to obtain a close approximation of the original signal, or attempt to make the output signal at the decoder the least objectionable to human eyes. However, unlike data transmissions where lossless delivery is absolutely required, human eyes can tolerate a certain degree of distortion in image and video signals. For instance, video encoders such as ITU-T H.264 may insert resynchronization markers in the compression loop as well as a structural bitstream arrangement to allow the decoder to continue the decoding process despite erasures encountered in the compressed image, which essentially prevents frame skipping. + +If the FEC source block structure is chosen with proper alignment, for example with the random access points of the video stream, then the FEC latency can be absorbed into the video decoding buffer latency. This would mean that the protection period is in general not additive to the end-to-end latency, but generally lower. + +## 6.4 De-jitter buffers for over-the-top video applications + +Video delivered over the Internet without involvement of the service provider's own video service (but on the public Internet) is defined as over-the-top (OTT). + +The delivery mode may be based on non-adaptive streaming (e.g., HTTP progressive download), where transport is accomplished using TCP flow control (the peak rate depending on network conditions), and where play-out is performed at constant frame rate. + +It may also be based on adaptive streaming (DASH/TCP), which consists of delivering chunks (i.e., bursts of packets) like sequential file transfers. Well-known implementations include: Microsoft smooth streaming, HTTP live streaming by Apple, and Adobe dynamic streaming. + +The decomposition in system components for OTT video applications may be adapted as shown in Figure 6-4. + +![Figure 6-4: Destination terminal components for OTT video applications. The diagram shows the flow of data from applications through various processing stages to output devices. The flow starts with Apps (http, rtmp, ...) sending data to a Container/demux. The Container/demux sends data to two parallel paths: one for audio (De-jitter buffer for audio -> Decoder and PLC audio -> D/A converter -> Speaker) and one for video (De-jitter buffer for video -> Decoder and PLC video -> D/A converter -> Video set). A Buffer output reference point is indicated at the output of the decoders. The data also flows through a Physical interface, Lower layers, IP, and TCP. A Terminal input reference point is indicated at the Physical interface, and a Buffer input reference point is indicated at the IP layer. A legend at the bottom indicates that green arrows represent Waveform, dashed blue arrows represent Continuous digital, and orange arrows represent Asynchronous packets.](eefe19c5e14dc4d6c316b7f7fbb7d7d7_img.jpg) + +``` + +graph LR + Apps["Apps (http, rtmp, ...)"] -- "Asynchronous packets" --> Container["Container/demux"] + Container -- "Continuous digital" --> DeJitterAudio["De-jitter buffer for audio"] + Container -- "Continuous digital" --> DeJitterVideo["De-jitter buffer for video"] + DeJitterAudio -- "Continuous digital" --> DecoderAudio["Decoder and PLC audio"] + DeJitterVideo -- "Continuous digital" --> DecoderVideo["Decoder and PLC video"] + DecoderAudio -- "Waveform" --> DACAudio["D/A converter"] + DecoderVideo -- "Waveform" --> DACVideo["D/A converter"] + DACAudio -- "Waveform" --> Speaker["Speaker"] + DACVideo -- "Waveform" --> VideoSet["Video set"] + Container -- "Asynchronous packets" --> PhysIntf["Physical interface"] + PhysIntf -- "Asynchronous packets" --> LowerLayers["Lower layers"] + LowerLayers -- "Asynchronous packets" --> IP["IP"] + IP -- "Asynchronous packets" --> TCP["TCP"] + TCP -- "Asynchronous packets" --> Apps + BufferOutput["Buffer output reference points"] -.-> DecoderAudio + BufferOutput -.-> DecoderVideo + TerminalInput["Terminal input reference point"] -.-> PhysIntf + BufferInput["Buffer input reference point"] -.-> IP + +``` + +G.1021(12)\_F6-4 + +Legend: + → Waveform (green solid line) + - - - Continuous digital (blue dashed line) + → Asynchronous packets (orange solid line) + +Figure 6-4: Destination terminal components for OTT video applications. The diagram shows the flow of data from applications through various processing stages to output devices. The flow starts with Apps (http, rtmp, ...) sending data to a Container/demux. The Container/demux sends data to two parallel paths: one for audio (De-jitter buffer for audio -> Decoder and PLC audio -> D/A converter -> Speaker) and one for video (De-jitter buffer for video -> Decoder and PLC video -> D/A converter -> Video set). A Buffer output reference point is indicated at the output of the decoders. The data also flows through a Physical interface, Lower layers, IP, and TCP. A Terminal input reference point is indicated at the Physical interface, and a Buffer input reference point is indicated at the IP layer. A legend at the bottom indicates that green arrows represent Waveform, dashed blue arrows represent Continuous digital, and orange arrows represent Asynchronous packets. + +**Figure 6-4 – Destination terminal components for OTT video applications** + +## 6.5 De-jitter buffer performance outcomes + +In the case of UDP-based applications, the performance of a de-jitter buffer may be characterized by two types of outcomes corresponding to the following undesirable situations: + +- The de-jitter buffer overflows, which corresponds to a new packet arriving in a full de-jitter buffer which is unable to store it; this new packet is lost, +- The de-jitter buffer dries out, which corresponds to an empty de-jitter buffer upon play-out request by the decoder. + +In the case of OTT applications, the performance of a de-jitter buffer is different because the TCP protocol adapts the stream bitrate according to network conditions. Therefore, the performance will be characterized by the following outcomes: the buffer is playing, the buffer is stopped, or the buffer is buffering or re-buffering. + +When the buffer is buffering, play-out devices usually display a black screen with an icon showing that a buffering or re-buffering process is taking place. For re-buffering the last displayed frame is typically displayed. + +# 7 De-jitter buffer models + +Even if all manufacturers use de-jitter buffers in the reception side equipment, many different technical implementations may exist, depending on manufacturers, on applications (video or audio) and on the protocols used (RTP/UDP, HTTP, etc.). + +A general description of the de-jitter buffer model is shown in Figure 7-1. + +![Diagram of the De-jitter buffer model. A central box labeled 'De-jitter buffer model' receives three inputs: 'Configuration parameters' from the top, 'IP packets + meta info' from the left, and a feedback signal from the bottom. The feedback signal is labeled 'G.1021(12)_F7-1'. The model produces an output labeled '[Time, buffer state]' to the right.](4801720824e4b5e2361a5564f91cfb70_img.jpg) + +``` + +graph TD + CP[Configuration parameters] --> DJBM[De-jitter buffer model] + IP[IP packets + meta info] --> DJBM + DJBM --> OS["[Time, buffer state]"] + OS -- G.1021(12)_F7-1 --> DJBM + +``` + +Diagram of the De-jitter buffer model. A central box labeled 'De-jitter buffer model' receives three inputs: 'Configuration parameters' from the top, 'IP packets + meta info' from the left, and a feedback signal from the bottom. The feedback signal is labeled 'G.1021(12)\_F7-1'. The model produces an output labeled '[Time, buffer state]' to the right. + +**Figure 7-1 – De-jitter buffer model** + +The de-jitter buffer has four main configuration parameters: maximum buffer size, service strategy, initial buffering size and re-buffering size. + +The **maximum buffer size** is the amount of memory dedicated to the de-jitter buffer. + +The **service strategy** describes how packets or frames are played out by the application. + +The **initial buffering size**, also called build-up time, is the amount of audio or video data of a stream which are stored in the buffer before playing out the first packet of this stream in order to minimize the risk of buffer dry-out. + +The **re-buffering size** is the amount of audio or video data of a stream which are stored in the buffer before resuming play-out of the first packet of a flow, after the buffer has dried out, in order to minimize the risk that the buffer will dry out again immediately. Note that a similar configuration description is also used by the Broadband Forum Technical Report [b-BBF-TR-135], which defines in the case of video applications, set-top box (STB) characteristics such as: + +- MaxDe-jitteringBufferSize: describes the maximum de-jittering buffer size, in bytes, supported by the STB. +- BufferSize: de-jittering buffer size, measured in milliseconds, on the receiver side of the customer premises equipment (CPE). The STB is responsible for converting this into the actual buffer size in bytes. +- BufferInitialLevel: describes the number of milliseconds worth of data that should be in the receiver side de-jittering buffer before play-out can start. Typically, this would be half of the buffer size. + +The input to the de-jitter buffer model is composed of IP packets relative to the stream of interest, their arrival times, and meta information on their content relative to this stream as follows: + +- offset of the different audio/video components contained in the packet; +- information relative to the frames of the audio component (frame counter, frame size, DTS, is the frame complete or not); +- information relative to the frames of the video component (frame counter, frame size, DTS, is the frame complete or not). + +The output of the de-jitter buffer model is the state of the de-jitter buffer (i.e., playing, stopped, buffering, or re-buffering), together with the time of entry in each state. + +This behaviour may be represented by the state machine described in Figure 7-2. + +![State-machine description of the de-jitter buffer model. The diagram shows five states: Initial buffering, Missing, Playing, Rebuffering, and Stopped. Transitions are as follows: Initial buffering leads to Playing and Stopped. Playing leads to Missing, Rebuffering, and Stopped. Missing leads to Rebuffering. Rebuffering leads to Playing and Stopped. Stopped has a self-loop and leads to Initial buffering. The diagram is labeled G.1021(12)_F7-2.](33ed1f9b27c7c21c797aa928b0f06851_img.jpg) + +``` + +stateDiagram-v2 + [*] --> Initial buffering + Initial buffering --> Playing + Initial buffering --> Stopped + Playing --> Missing + Playing --> Rebuffering + Playing --> Stopped + Missing --> Rebuffering + Rebuffering --> Playing + Rebuffering --> Stopped + Stopped --> Stopped + Stopped --> Initial buffering + +``` + +State-machine description of the de-jitter buffer model. The diagram shows five states: Initial buffering, Missing, Playing, Rebuffering, and Stopped. Transitions are as follows: Initial buffering leads to Playing and Stopped. Playing leads to Missing, Rebuffering, and Stopped. Missing leads to Rebuffering. Rebuffering leads to Playing and Stopped. Stopped has a self-loop and leads to Initial buffering. The diagram is labeled G.1021(12)\_F7-2. + +**Figure 7-2 – State-machine description of the de-jitter buffer model** + +In the model, the state of the de-jitter buffer is estimated at time epochs corresponding to each packet arrival and to each frame extraction to the decoder. A pseudo-code description of this model is given in Annex A of this Recommendation. + +## 7.1 Maximum buffer size + +The maximum buffer size depends on the type of application. + +Note that the maximum buffer size is usually expressed in milliseconds (ms). However, it can easily be expressed in bytes when the average bit rate of the application is known. + +For audio applications (e.g., VoIP) generating IP packets every 20 ms, the buffer generally may contain only a small number of packets (up to two packets), thus corresponding to 40 ms. + +For "high bitrate mode" video applications (based on MPEG2) generating IP packets every 4 ms on average, the buffer generally may contain a larger number of packets; a maximum buffer size of 80 ms is commonly used, corresponding to 20 packets in this case. + +For OTT video applications (e.g., progressive download, DASH), the buffer generally may contain a very large number of packets. Classical implementations are currently using maximum buffer sizes of several tens of seconds. + +## 7.2 Service strategy + +The service strategy describes the way packets are played out by the decoder. Packets or frames are usually played out using a constant service rate, at least on relatively long periods of time. However, the service strategy may be more complex. + +### 7.2.1 UDP-based applications + +The service rate generally depends on the service clock used by the application server sending the real-time application packets (e.g., IPTV server). In an ideal case, the service rate matches the service clock (i.e., the decoder's clock matches the encoder's system clock). + +Two buffer handling methods, push and pull, are commonly used. In the push method, the buffer controls the flow of data and periodically transfers appropriate data to the decoder. In the pull method, the decoder requests data from the buffer and the buffer transfers the requested data to the decoder. + +Several options may be used for the service strategy: + +- *The service rate is independent of the service clock used by the application server*; it can be based, for example, on a local free running oscillator (e.g., VoIP applications). In this case, depending on the offset between the clocks used at both sides, and on the duration of the + +communication, some effects can be noticed on the de-jitter buffer. It should be noted that, even when the service rate follows the service clock used by the application server, the use of a free running clock is generally required at the beginning of a clock recovery process during the stabilization period. + +- *The service rate follows the service clock used by the application server, which is synchronized by a synchronization protocol* (e.g., network time protocol (NTP) or IEEE 1588). Such a mechanism may be accurate enough to ensure that no significant drift between service rate and service clock is observed during the service lifetime. +- *The service rate follows the service clock used by the application server, which is recovered at the de-jitter buffer side.* This clock recovery can be obtained either from the timestamps contained in the application packets, or from the knowledge of the nominal rate of the application (in case of constant bit rate flows). In general, the clock recovery is not perfect, as it is impacted by the packet delay variation of the network (e.g., low frequency components of the network packet delay variation (PDV) may not be filtered by the clock recovery mechanism). + +Adaptive de-jitter strategies, such as adaptation of the play-out rate when the buffer is almost empty in an effort to avoid de-jitter buffer starvation, are often included as well. The adaptation logic is based on the jitter estimates computed from the arrival characteristics of the media packets. Adaptive de-jittering involves introducing discontinuities in the media play-out, which may be offensive to the listener or viewer. + +UDP-based flows usually carry their own clock structure. For example, RTP flows and MPEG video flows contain service timestamps. In RTP flows, IP packets contain a 4-byte timestamp that is used to enable the receiver to play back the received samples at appropriate intervals. In addition, this feature generalizes the use of this protocol to variable bitrate flows. + +In MPEG2 video flows, MPEG2 frame information is encapsulated within MPEG2 transport stream (MPEG2-TS) packets, which are in turn transported in IP packets, according to the MPEG/RTP/UDP/IPv4 protocol stack. MPEG2-TS flows are organized in streams related to the different components of the audio-visual application (video, audio, etc.). Each stream generates 188-byte packet elementary stream (PES) packets. These PES packets are then assembled in groups of seven, resulting in 1316-byte IP packets ( $7 \times 188 = 1316$ ). PES packets may contain a program clock reference (PCR) enabling the decoder to present synchronized content, such as audio tracks matching the associated video. Usually the PCR is imbedded in the video PES packets. + +The bit rates outputted from MPEG-2 encoders may be constant bit rate (CBR) or variable bit rate (VBR). CBR MPEG-2 streams operate at a constant bandwidth data throughput regardless of the complexity of the video content while VBR MPEG-2 streams are encoded using different bit rates. The CBR technique is the predominant mode of operation for carrying video services over digital subscriber line (DSL) based networks. + +If a service clock is available in IP packets, the clock reference timestamps, which are samples of the system time clock, are applicable both to a decoder and to an encoder. Therefore, they can be utilized to implement clock reconstruction control loops in decoders with sufficient accuracy. Annex D in [ITU-T H.222.0] gives some suggestions for implementing them. + +Another method of slaving the decoder's clock to the received data stream is via a phase-locked loop (PLL). Classical PLL implementations are based on exponentially weighted moving average (EWMA) methods, where the weight is chosen in order to smooth the PLL reaction. + +### 7.2.2 OTT applications + +OTT applications typically use constant play-out rates for the audio and the video components. Typical play-out rates for the audio component are 44100 samples/s grouped in multiple samples per frame. + +Typical play-out rates for the video component are either 24 frames/s or 30 frames/s, depending on the standard used for TV sets. + +## **7.3 Initial buffering strategy** + +### **7.3.1 UDP-based applications** + +The initial buffering size added to the very first packet of a given flow must be chosen carefully since it impacts the performance of the application. + +When small buffers are used (e.g., conversational audio services), the initial buffering size is constrained by the maximum buffer size itself and three main buffering strategies can be used. + +- The first strategy assumes that the de-jitter buffer is full when media assessment begins. The monitored transmissions are allowed to consume the complete buffer resource before any buffer dry-out event is registered. In this strategy, the probability of a packet experiencing a buffer overflow becomes very high. +- The second strategy assumes that the de-jitter buffer is empty when media assessment begins, the opposite of the first approach. The monitored transmissions are allowed to completely fill-out the buffer before any buffer overflow event is registered. In this strategy, the probability of a packet experiencing a buffer dry-out increases. This strategy is often used in VoIP applications since the overall delay is the key parameter. +- The third strategy assumes that the de-jitter buffer is half-full when media assessment begins. The monitored transmissions are allowed to consume half the buffer resource before any buffer dry-out event is registered, or to completely fill-out the buffer before any buffer overflow event is registered. This strategy minimizes the probability of a packet experiencing a buffer overflow or a buffer dry-out, and it is commonly used in video applications. + +When performing repeated/continuous stream monitoring operations, it should be permissible to pass the buffer occupation information from one assessment interval to the next. This would permit longer-term impairment (re-buffering) occurrence to be assessed while still satisfying the need for short-term results. More importantly, re-buffering will likely have a drastically negative effect on user experience and therefore, long-term assessment is seen as valuable. + +### **7.3.2 OTT applications** + +OTT applications commonly use large buffers. + +The choice of the initial buffering size is generally a compromise between the time a user has to wait before the video is displayed on the screen, and the probability of re-buffering events. + +Current implementations use initial buffering sizes ranging from 2 seconds to 10 seconds. + +## **7.4 Re-buffering strategy** + +### **7.4.1 UDP-based applications** + +Before defining a re-buffering strategy, it is necessary to detect whether re-buffering is needed. Several criteria may be used for deciding when re-buffering is needed. + +- When a sufficiently long sequence of packets arrives too late for their play-out time, these packets will all be designated as discarded. In practice, any combination of consecutive lost and discarded packets in sufficient number should cause re-buffering. +- The variable number of consecutive lost or discarded packets can be matched to the specific receivers in use. A default value can be set, following discussion. + +- Alternatively, a threshold could be set on average buffer occupation (delay) over a sliding window of packets, and trigger re-buffering when the average falls below a variable threshold (again, with a default value). + +When a de-jitter buffer dries out during media assessment, different strategies are possible, depending on the origin of the event. + +- If the event occurs as the de-jitter buffer is slowly drying out, this likely corresponds to a slow drift between the sender clock and the receiver clock. This drift should normally be taken into account by the de-jitter buffer service rate. However, this mechanism may fail to prevent the de-jitter buffer to dry out. Also, the bitrate available in the network may be less than the average encoder rate; this produces the same effect. In this situation, there is no way for the de-jitter buffer to refill naturally. Therefore, the solution should be to consider that the first packet observed after de-jitter buffer dry-out is the first packet of a new period, that the buffer has to be considered in an initial state, and that the media assessment is interrupted (i.e., a video freeze or an audio silence). +- If the de-jitter buffer is depleted rapidly, this likely corresponds to a severe degradation of network conditions, producing a combination of consecutive lost packets (packets lost by the network) and discarded packets (packets arriving too late for their play-out time) in sufficient numbers. In this situation, the de-jitter buffer may refill naturally when the period of consecutive lost and discarded packets ends. But the natural refill of the buffer may take some time, during which a dry-out event is more likely to happen. Therefore, in this situation also, the solution could be to consider that the first packet observed after de-jitter buffer dry-out is the first packet of a new period, that the buffer is in an initial state, and that the media assessment is interrupted (corresponding to an unavailable period). + +Therefore, in all cases the re-buffering delay chosen may be equal to the initial buffering delay. + +### 7.4.2 OTT applications + +In the case of OTT applications, no information is lost at the application layer since TCP compensates for poor network conditions by managing packet retransmissions in order to guarantee loss-free behavior to the application. The side effect of the possible packet retransmissions is that the de-jitter buffer may dry out and generate a re-buffering event. + +The re-buffering size may be different than the initial buffering size. Furthermore, if several re-buffering outcomes occur, the sizes of these different re-buffering outcomes may not be identical. Most play-out devices adapt to varying network conditions. If the performance of the network degrades further, it is likely that the player will increase the re-buffering size in order to avoid additional buffer dry-out and re-buffering outcomes. + +# Annex A + +## Pseudocode of the state-machine description of the de-jitter buffer model + +(This annex forms an integral part of this Recommendation.) + +Annex A provides the pseudocode associated to the state-machine describing the behavior of the de-jitter buffer. + +## A.1 Algorithm overview + +The de-jitter buffer receives input packets that have been processed by RTP, HTTP, MPEG-TS, Flash Video (FLV), MP4 and other application layer protocols which identify the locations of media frames in the packets. This information is conveyed to the de-jitter buffer with each packet as a media frame information list. The de-jitter buffer AddPacket is called each time a new packet arrives, and RemoveMediaFrame is called each time a media frame is scheduled to be decoded. In the absence of a model that can call the de-jitter buffer to remove media frames, it can be simply be modeled by a play-out process with the use of a timer, which calls the RemoveMediaFrame function at a configurable, fixed time interval directly associated with the frame rate used for playback in the application area. + +The output of the model includes a list of events recorded by the calls to the record event function. + +The StopNotification function can be called externally to stop the operation of de-jitter buffer. + +## A.2 Configuration parameters + +*Maximum buffer duration:* maximum duration of media frames in the de-jitter buffer + +*Initial buffering duration:* minimum duration of media frames in the de-jitter buffer needed before the model enters play state at the start of the session + +*Re-buffering duration:* minimum duration of media frames in the de-jitter buffer needed before the model enters play state after having entered the re-buffering state + +*Drop buffer duration:* minimum duration of media frames in the de-jitter buffer needed before the model enters play state after having entered the missing state + +*Missing packet wait duration:* maximum duration that this buffer model is allowed to spend in the missing state + +*Blocking mode:* boolean needed for applications such as OTT where the buffer model is not allowed to drop frames. When set to 1 and the buffer fills up, the buffer model will not drop frames and will return a failure condition, indicating to the rest of the system that the packet was not added and needs to be reinserted. When set to 0 and the buffer fills up, the buffer model will drop frames and will return a success condition, indicating to the rest of the system that the packet was processed. + +## A.3 De-jitter buffer variables + +*Current state:* the state of the de-jitter buffer one of: (stopped, playing, initial buffering, re-buffering, missing), initialized to initial buffering + +*Next DTS:* the expected DTS of the next media frame to be played, initialized to the DTS of the first valid media frame received + +*Time buffered:* the cumulative duration of all the frames stored in the de-jitter buffer, initialized to 0 + +*Dropped packet count:* the number of packets that have been dropped, initialized to 0 + +*Discarded packets*: a list of packets (packet objects) that have been discarded because the buffer was full, initially this list is empty + +*Buffered packets*: a list of packets (packet objects) that have been received but not modeled as played, initially this list is empty + +## A.4 De-jitter buffer input + +*Packet*: Describes the input of the de-jitter buffer model. This can be called a packet object and it contains the IP packet including a media frame information list. The media frame information list is described as follows: + +- If an IP packet does not contain media frame data, the media frame information list is empty. Example media frame information list: {} +- If an IP packet contains part of one media frame, the media frame information list contains one entry composed of (IP packet arrival time, byte offset to the start of media frame data in the IP packet, the size in bytes of this media frame data, the type of media: audio or video, boolean indicating this is a part of a media frame, DTS in milliseconds of the frame). Example media frame information list: {12:01:32.001, 34, 101, video, 0 for partial, 00:00:00.000} +- If an IP packet contains one media frame, the media frame information list contains one entry composed of (IP packet arrival time, byte offset to the start of media frame data in the IP packet, the size in bytes of this media frame data, the type of media: audio or video, boolean indicating this is a complete a media frame, DTS in milliseconds of the media frame). Example media frame information: {12:01:32.001, 34, 101, video, 1 for complete, 00:00:00.000} +- If an IP packet contains multiple media frames then the media frame information list contains one entry for each complete or incomplete media frame, in the order that they appear in the packet. Example media frame information list: { {12:01:32.001, 34, 101, video, 0, 00:00:00.000}, {12:01:32.001, 135, 50, video, 1, 00:00:00.041}, {12:01:32.001, 185,100, video, 0, 00:00:00.083} } + +## A.5 De-jitter buffer high level function pseudocode + +``` +Boolean AddPacket(Packet) + IF (current state == Stopped) THEN + record event() + return success + END IF + + IF (Packet DTS < Next DTS) THEN + dropped packet count ++ + record event() + return success + END IF + + IF (current state == Playing) THEN + IF (Time Buffered > Maximum Buffer Duration) THEN + IF (Blocking Mode) THEN + return failure + ELSE + dropped packet count ++ + insert (in DTS order) Packet to Discarded Packets + record event() + return success + END IF + END IF + END IF +END IF +``` + +``` + + insert (in DTS order) Packet to Buffered Packets + FOR (each Media Frame completed by, or contained in Packet) + Time Buffered += Media Frame Duration + END FOR + + IF (current state == Initial Buffering) THEN + IF (Time Buffered > Initial Buffering Duration) THEN + current state = Playing + END IF + ELSE IF (current state == Re Buffering) THEN + head DTS = Get earliest DTS of a complete Media frame in Buffered +Packets + IF (Time Buffered > Re Buffering Duration) THEN + IF (head DTS <= next DTS) THEN + current state = Playing + ELSE + missing state start time = current time + current state = Missing + END IF + END IF + ELSE IF (current state == Missing) THEN + head DTS = Get earliest DTS of a complete Media frame in Buffered +Packets + IF (head DTS <= next DTS) THEN + current state = Playing + END IF + IF ((Time Buffered > Drop Buffer Duration) or + ((current time - missing state start time) > missing packet wait +duration)) THEN + next DTS = head DTS + current state = Playing + END IF + END IF + + record event() + return success + +StopNotification() + current state = Stopped + +RemoveMediaFrame() + IF (current state == Stopped) THEN + record event() + return + END IF + + IF (current state == Missing) THEN + IF ((current time - missing state start time) > missing packet wait +duration) THEN + head DTS = Get earliest DTS of a complete media frame in Buffered +Packets + + next DTS = head DTS + current state = Playing + END IF + END IF + + IF (current state == Playing) THEN + buffered head DTS = Get earliest DTS of a complete media frame in +Buffered Packets + dropped head DTS = Get earliest DTS of media frame in Dropped Packets + IF (buffered head DTS <= next DTS) THEN + removed Frame = remove next (in DTS order) complete Media frame +from Buffered Packets + +``` + +``` + + remove any partial frames with earlier DTS than next DTS from +Buffered Packets + next DTS = removed Frame DTS + removed Frame Duration + Time Buffered -= removed Frame Duration + ELSE IF (dropped head DTS <= next DTS) THEN + removed Frame = remove next (in DTS order) Media frame from Dropped +Packets + next DTS = removed Frame DTS + removed Frame Duration + ELSE + current state = Rebuffering + END IF + END IF + record event() + +record event() + generate a message indicating the current state including: +``` + +- Current time +- Current state +- Next DTS +- Time Buffered +- Dropped packet count +- Number of packets in Buffered Packets +- Number of packets in Dropped Packets + +# Bibliography + +- [b-BBF-TR-135] Broadband Forum Technical Report (2007), *Data Model for a TR-069 Enabled STB*. + + + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|---------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Terminals and subjective and objective assessment methods | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects and next-generation 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Impact on voice quality of service** + +Recommendation ITU-T G.1028.2 + +ITU-T + +![ITU logo: International Telecommunication Union](1d7527f4316cfe2d342b08d1653d1592_img.jpg) + +The logo of the International Telecommunication Union (ITU) features a stylized globe with a red lightning bolt striking across it. The letters 'ITU' are prominently displayed in blue, with the full name 'International Telecommunication Union' written in smaller blue text to the right. + +ITU logo: International Telecommunication Union + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.1028.2 + +# Assessment of the LTE circuit switched fall back – Impact on voice quality of service + +## Summary + +While the long term evolution (LTE) circuit switched fall back (CSFB) can be considered as a separate procedure from voice service delivery over LTE, it has an impact on the quality of service (QoS) for the voice services and is therefore worthy of attention and consideration. Indeed, operators have to make sure that clients purchasing LTE-capable devices must keep the level of QoS they are accustomed to when compared with their former 2G and 3G devices, even when VoLTE is unavailable (for any reason, such as, network or device). Therefore, specific and complementary key performance indicators (KPIs) are proposed in this Recommendation, together with procedures for their assessment. + +It should be noted that this Recommendation focuses only on the specific impact of CSFB. The information it contains must be considered as a complement to provisions already defined in Recommendation ITU-T G.1028. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.1028.2 | 2019-06-29 | 12 | 11.1002/1000/13928 | + +## Keywords + +Circuit switched fall back, CSFB, LTE, quality of service, QoS, telephony, voice, VoLTE, 4G. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2019 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +| | Page | +|--------------------------------------------------------|------| +| 1 Scope..... | 1 | +| 2 References..... | 1 | +| 3 Definitions ..... | 1 | +| 4 Abbreviations and acronyms ..... | 1 | +| 5 Conventions ..... | 2 | +| 6 Overview of CSFB ..... | 2 | +| 7 KPIs for circuit switched fallback ..... | 5 | +| 7.1 CSFB call setup failure ratio ..... | 6 | +| 7.2 CSFB call set-up time..... | 6 | +| 7.3 CSFB return to 4G/LTE time ..... | 6 | +| 7.4 CSFB return to 4G/LTE failure ratio..... | 7 | +| 7.5 Quality targets ..... | 7 | +| 8 Assessment methodology for CSFB ..... | 7 | +| 8.1 Passive monitoring ..... | 8 | +| 8.2 Active monitoring..... | 8 | +| 8.3 Drive testing ..... | 8 | +| 8.4 Trace files/other network related information..... | 8 | +| 9 Impact on QoS ..... | 8 | +| Bibliography..... | 10 | + +# **Introduction** + +In early deployments of the fourth generation of mobile networks (LTE), it can happen that the delivery of multimedia services, and in particular voice over LTE (referred to in this Recommendation as VoLTE), is not possible by using a complete LTE infrastructure (with full IMS). This situation can remain applicable in the short and even medium term. + +In the meantime pending the deployment of VoLTE, operators must use the legacy networks (using 2G and 3G technologies) when there is a need for voice and SMS delivery to LTE users. + +The alternative to this issue is the use of CSFB, an interim solution allowing the usage of legacy networks, until full support for VoLTE is available. + +## Recommendation ITU-T G.1028.2 + +## Assessment of the LTE circuit switched fall back – Impact on voice quality of service + +# 1 Scope + +This Recommendation provides guidance for assessment and measurement of the impact of LTE circuit switched fall back on QoS for voice services and provides means to express it in numerical terms, complementing provisions already defined in [ITU-T G.1028]. This Recommendation applies to voice service only. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +[ITU-T G.1028] Recommendation ITU-T G.1028 (2019), *End-to-end quality of service for voice over 4G mobile networks*. + +[ETSI TR 103 219] ETSI TR 103 219 (2015), *Speech and multimedia Transmission Quality (STQ); Quality of Service aspects of voice communication in an LTE environment*. + +[ETSI TS 123 272] ETSI TS 123 272 (2018), *Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Circuit Switched (CS) fallback in Evolved Packet System (EPS); Stage 2*. + +# 3 Definitions + +None. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|---------|------------------------------------------------------------------------------| +| BSS | Base Station System | +| CS | Circuit Switched | +| CSFB | Circuit Switched Fall Back | +| E-UTRAN | Evolved Universal Mobile Telecommunication System Terrestrial Access Network | +| GERAN | GSM EDGE Radio Access Network | +| GPRS | General Packet Radio Service | +| GSM | Global System for Mobile | +| HO | Hand Over | +| IMEI | International Mobile Equipment Identity | +| IMS | IP Multimedia Subsystem | + +| | | +|--------|-----------------------------------------------------------| +| IMSI | International Mobile Subscriber Identity | +| KPI | Key Performance Indicator | +| LCS | Location Services | +| LTE | Long Term Evolution of mobile telecommunications networks | +| MME | Mobility Management Entity | +| MOS-LQ | Mean Opinion Score, Listening Quality | +| MSC | Mobile Switching Centre | +| NB | Narrow Band | +| PGW | Packet Data Network Gateway | +| QoS | Quality of Service | +| RAT | Radio Access Technology | +| RF | Radio Frequency | +| RRC | Radio Resource Control | +| RNS | Radio Network System | +| SGSN | Serving GPRS Support Node | +| SGW | Serving Gateway | +| SIB | System Information Block | +| SMS | Short Message Service | +| SWB | Super Wideband | +| UDI | Unique Device Identification | +| UE | User Equipment | +| UMTS | Universal Mobile Telecommunications Service | +| USSD | Unstructured Supplementary Service Data | +| UTRAN | UMTS Terrestrial Radio Access Network | +| VoLTE | Voice over LTE | +| WB | Wide Band | + +# 5 Conventions + +None. + +# 6 Overview of CSFB + +CSFB is a set of procedures, defined by technological standards [ETSI TS 123 272], that allow UEs connected to LTE cellular networks without access to VoLTE services, to have access to circuit switched services (such as voice, CS UDI video, LCS, USSD) through a temporary (i.e., for the duration of the usage of the concerned service) fallback from E-UTRAN (4G) to UTRAN (3G) or GERAN (2G) circuit switched (CS) domains, assuming that an overlapping coverage of 4G and 3G/2G is available. This fallback means that the voice call is not active in LTE, but in 3G or 2G. + +Naturally, CSFB is only possible when users are using dual mode devices, i.e., able to operate both in LTE and UMTS or GSM networks. + +To support CSFB, specific interfaces are necessary to connect the equipment in charge of call processing in these technologies. In particular, Figure 1 shows SGs (connecting the mobility management entity (MME) to the mobile switching centre (MSC)) and S3 (between MME and serving GPRS support node (SGSN)) interfaces, i.e., the ones that allow a practical implementation of the CSFB procedure. These interfaces correspond to interface C3 in [ITU-T G.1028] (see clause 10.1.3). + +![Figure 1: Network interfaces required for handling of CSFB procedures. The diagram shows a User Equipment (UE) connected to three radio access networks: GERAN, UTRAN, and E-UTRAN. GERAN connects to an SGSN via Gb and A interfaces. UTRAN connects to an SGSN via Iu-ps and to an MSC via Iu-cs. E-UTRAN connects to an MME via S1-MME. The MME connects to the MSC via SGs and to the SGSN via S3. The SGSN connects to the MSC via Gs. The UE also has direct interfaces Um (to GERAN), Uu (to UTRAN), and LTE-Uu (to E-UTRAN).](acfc53eca625d62b38aa2563efa95c3e_img.jpg) + +``` + +graph LR + UE[UE] -- Um --> GERAN[GERAN] + UE -- Uu --> UTRAN[UTRAN] + UE -- LTE-Uu --> E-UTRAN[E-UTRAN] + GERAN -- Gb --> SGSN[SGSN] + GERAN -- A --> SGSN + UTRAN -- Iu-ps --> SGSN + UTRAN -- Iu-cs --> MSC[MSC] + E-UTRAN -- S1-MME --> MME[MME] + MME -- SGs --> MSC + MME -- S3 --> SGSN + SGSN -- Gs --> MSC + +``` + +G.1028.2(19)\_F01 + +Figure 1: Network interfaces required for handling of CSFB procedures. The diagram shows a User Equipment (UE) connected to three radio access networks: GERAN, UTRAN, and E-UTRAN. GERAN connects to an SGSN via Gb and A interfaces. UTRAN connects to an SGSN via Iu-ps and to an MSC via Iu-cs. E-UTRAN connects to an MME via S1-MME. The MME connects to the MSC via SGs and to the SGSN via S3. The SGSN connects to the MSC via Gs. The UE also has direct interfaces Um (to GERAN), Uu (to UTRAN), and LTE-Uu (to E-UTRAN). + +**Figure 1 – Network interfaces required for handling of CSFB procedures** + +Once CSFB has been successfully completed, both user and signalling plans corresponding to the current service session will be handled as in UTRAN or GERAN CS domains. + +Since this Recommendation focuses on CSFB impacts on voice service, the scope of discussion is limited to the aspects related to voice. It is also important to note that the transmission of SMS from/to UEs connected to E-UTRAN does not require a CSFB procedure and as such is not covered in this Recommendation. + +CSFB is of particular importance in all LTE networks where IP multimedia subsystem (IMS) core network or VoLTE is not available (either because they are not supported by the user equipment (UE) or by the network), since it is the only way UEs can access CS services, and in particular a critical one such as voice. + +Figures 1 to 3 (extracted from [ETSI TS 123 272]) represent the corresponding signalling flowcharts between these interfaces (respectively for a mobile originating context in Figure 2 and for a mobile terminating context in Figure 3). + +![Sequence diagram for Mobile originating call in active mode – No PS HO support. Lifelines: UE/ MS, eNodeB, BSS /RNS, MME, MSC, SGW/PGW, SGSN. The diagram shows the interaction between these components for a mobile originating call, including steps like NAS extended service request, S1-AP UE context modification, and CS MO call.](a5ee5c23b6dc52ec1d724b76d5a5f58f_img.jpg) + +``` + +sequenceDiagram + participant UE/ MS + participant eNodeB + participant BSS /RNS + participant MME + participant MSC + participant SGW/PGW + participant SGSN + + Note left of UE/ MS: 1a. NAS extended service request + UE/ MS->>MME: 1a. NAS extended service request + Note right of MME: 1d. MO CSFB indication + MME-->>MSC: 1d. MO CSFB indication + Note left of eNodeB: 1b. S1-AP UE context modification request with CS fallback indicator + MME->>eNodeB: 1b. S1-AP UE context modification request with CS fallback indicator + Note left of eNodeB: 1c. S1-AP UE context modification response message + eNodeB->>MME: 1c. S1-AP UE context modification response message + + Note left of UE/ MS: 2. Optional measurement report solicitation + Note right of MME: 2. Optional measurement report solicitation + + Note left of UE/ MS: 3a. NACC, 3b, 3c RRC connection release + eNodeB->>UE/ MS: 3a. NACC, 3b, 3c RRC connection release + + Note left of eNodeB: 4. S1-AP: S1 UE context release request + eNodeB->>MME: 4. S1-AP: S1 UE context release request + + Note left of UE/ MS: 5. S1 UE context release + Note right of MME: 5. S1 UE context release + + Note left of UE/ MS: 6. UE changes RAT then LA update or RA update or LAU and RAU + Note right of MME: 6. UE changes RAT then LA update or RA update or LAU and RAU + + Note left of UE/ MS: 7a. Suspend (see 23.060) + UE/ MS->>SGSN: 7a. Suspend (see 23.060) + Note left of MME: 7b. Suspend request/response + MME->>SGSN: 7b. Suspend request/response + Note left of MME: 8. Update bearer(s) + MME->>SGW/PGW: 8. Update bearer(s) + + Note left of UE/ MS: 9. CM service request + UE/ MS->>BSS /RNS: 9. CM service request + Note left of MSC: 9. A/Iu-cs message (with CM service request) + BSS /RNS->>MSC: 9. A/Iu-cs message (with CM service request) + + Note left of UE/ MS: 10a. Service reject + MSC->>UE/ MS: 10a. Service reject + + Note left of UE/ MS: 10b. Location area update + Note right of MSC: If the MSC is changed + Note right of MME: 10b. Location area update + MSC->>MME: 10b. Location area update + + Note left of UE/ MS: 10c. CS MO call + UE/ MS->>BSS /RNS: 10c. CS MO call + BSS /RNS->>MSC: 10c. CS MO call + + Note left of UE/ MS: 11. Routing area update or combined RA/LA update + Note right of MME: 11. Routing area update or combined RA/LA update + +``` + +Sequence diagram for Mobile originating call in active mode – No PS HO support. Lifelines: UE/ MS, eNodeB, BSS /RNS, MME, MSC, SGW/PGW, SGSN. The diagram shows the interaction between these components for a mobile originating call, including steps like NAS extended service request, S1-AP UE context modification, and CS MO call. + +G.1028.2(19)\_F02 + +**Figure 2 – Mobile originating call in active mode – No PS HO support [ETSI TS 123 272]** + +![Sequence diagram for Mobile terminating call in active mode - No PS HO support. Lifelines: UE/MS, eNodeB, BSS/RNS, MME, MSC, S-GW/PGW, SGSN. The diagram shows the interaction between these components for a CS service notification, paging, service request, and subsequent signaling connection release or CS connection establishment.](cfef993dcc8fb513de79eb1f93cf26ae_img.jpg) + +``` + +sequenceDiagram + participant UE/MS + participant eNodeB + participant BSS/RNS + participant MME + participant MSC + participant S-GW/PGW + participant SGSN + + Note left of UE/MS: 1A. CS SERVICE NOTIFICATION + UE/MS->>MME: 1b. NAS extended service request + MME->>MSC: 1A. PAGING REQUEST + MME->>MSC: 1A. SERVICE REQUEST + MSC-->>MME: 1c. CS paging reject + MME->>eNodeB: 1d. S1-AP UE context modification request with CS fallback indicator + eNodeB-->>MME: 1e. S1-AP UE context modification response message + Note left of UE/MS: 2. Optional measurement report + UE/MS->>BSS/RNS: 3a. CCO/NACC, 3b. 3c signalling connection release + eNodeB->>MME: 4. S1-AP: S1 UE CONTEXT RELEASE REQUEST + Note left of UE/MS: 5. S1 UE CONTEXT RELEASE + Note left of UE/MS: 6. UE changes RAT then, LAU OR RA UPDATE OR LAU AND RAU + UE/MS->>SGSN: 7a. Suspend (see TS 23.060) + MME->>SGSN: 7b. Suspend request/response + MME->>S-GW/PGW: 8. Update bearer(s) + UE/MS->>BSS/RNS: 9. Paging response + MSC-->>MME: 9a. Establish CS connection + Note right of MSC: IF THE MSC IS CHANGED + UE/MS->>BSS/RNS: 9b. Signalling connection release + BSS/RNS-->>MSC: 9b. CONNECTION REJECT + Note left of UE/MS: 9c. Location area update or combined RA/LA update + +``` + +Sequence diagram for Mobile terminating call in active mode - No PS HO support. Lifelines: UE/MS, eNodeB, BSS/RNS, MME, MSC, S-GW/PGW, SGSN. The diagram shows the interaction between these components for a CS service notification, paging, service request, and subsequent signaling connection release or CS connection establishment. + +G.1028.2(19)\_F03 + +**Figure 3 – Mobile terminating call in active mode - No PS HO support [ETSI TS 123 272]** + +At the end of a CSFB call, the UE can re-register to the LTE network. + +This Recommendation focusses on the impact of the CSFB procedure on QoS and the assessment of this impact. Readers interested in a more detailed description and understanding of the procedure itself can refer to [ETSI TS 123 272] or to documents such as the ones provided in the bibliography. + +# 7 KPIs for circuit switched fallback + +End-to-end quality indicators provided in clause 9 (Table 2) of [ITU-T G.1028] apply for all calls starting under LTE coverage. This includes not only VoLTE calls, but also calls going into CSFB procedure. These metrics are: + +- Registration success rate +- Service availability +- Post dialing delay +- Voice quality (MOS-LQ) +- Mouth-to-ear delay +- Call drop rate +- Speech bandwidth (NB, WB or SWB) + +This clause provides further complementary indicators necessary to quantify the specific impact of this procedure on QoS. + +Moreover, this clause assumes that the UE is already connected to an LTE network and has therefore passed initial connection, authentication and attach phases. + +The relevant indicators from an end-to-end perspective, as perceived by an end-user located under a dual 4G and 3G/2G network coverage, are described in clauses 7.1 to 7.4, together with the potential contributor network key performance indicator(s) (KPI(s)). + +For all ITU-T G.1028 clause 9 (Table 2) end-to-end quality indicators, and for the set of indicators from an end-to-end perspective as perceived by an end-user described in clauses 7.1 to 7.4, the full context of the measurements should be supplied, including the time interval when the KPI measurements were collected, when reporting results. + +## 7.1 CSFB call setup failure ratio + +**Definition:** Number of calls successfully started by end users on a 4G/LTE network that are unsuccessfully switched to a 2G/3G network, divided by the total number of call attempts, expressed as a percentage. + +**Corresponding network KPIs and triggering points:** The CSFB procedure starts with the sending of the "RRC Connection Request" message with cause "mt\_Access" by the calling party or of the "EMM Extended Service request (CS fall back indicator)" message by called party. It ends successfully if the "Setup" Message is received from network. + +**Formula:** + +$$\text{CSFB Call Setup Failure Ratio [\%]} = \left( \frac{\text{unsuccessful CSFB call setup attempts}}{\text{Total number of CSFB call setup attempts}} \right) \times 100\%$$ + +As defined in [ETSI TR 103 219], section 4.3.4. + +## 7.2 CSFB call set-up time + +**Definition:** The time it takes to perform the CSFB procedure, i.e., the total time required to start and complete the CSFB procedure from the UE of the calling party. + +From the end-user's perspective, this metric is strictly equivalent to post dialing delay as defined in ITU-T G.1028. It corresponds to the sum of the CSFB Time –calling party (as defined in [ETSI TR 103 219], section 4.3.3) and of the call setup time on the CS (2G or 3G) network. + +**Corresponding network KPIs and triggering points:** This metric corresponds to the measurement of the delay between the moment the "NAS CM Service Request" is sent with "CSFB requested" clause (or "RRC Connection Request" with cause "mo\_Data") to the reception of "NAS ALERTING" message on the target network. + +**Formula:** + +$$\text{CSFB Call Setup Time (s)} = (t_{\text{calling party receives alerting tone}} - t_{\text{user press call button}})$$ + +## 7.3 CSFB return to 4G/LTE time + +**Definition:** The average time (in seconds) it takes for a UE to return to 4G from a legacy (2G/3G) network after a CSFB call has been ended by end-user. + +**Corresponding network KPIs and triggering points:** The return to 4G starts with the normal clearing message (NAS disconnect) and finishes when the first system information block (SIB) message has been received and decoded in LTE. + +### **Formula:** + +$$Return\ to\ 4G/LTE[s] = t_{\text{first System information block in LTE received}} - t_{\text{call disconnected}}$$ + +As defined in [ETSI TR 103 219], section 4.3.7. + +NOTE – A meaningful measurement result may be the average of this metric. + +## 7.4 CSFB return to 4G/LTE failure ratio + +**Definition:** The probability that a UE is able, in a given time interval, to return to 4G from a legacy (2G/3G) network after a CSFB call has been ended by end-user. + +**Corresponding network KPIs and triggering points:** Similar trigger points to CSFB Return to 4G/LTE time, with in addition the possibility for the end trigger to be reached within a predefined time interval + +### **Formula:** + +$$Return\ to\ 4G\ LTE\ Failure\ Ratio\ (\%) = \left( 1 - \frac{\text{unsuccessful Return to LTE attempts}}{\text{Total Return to LTE attempts}} \right) * 100$$ + +As defined in [ETSI TR 103 219], section 4.3.6. + +## 7.5 Quality targets + +Similar to the process in ITU-T G.1028 (Tables 4 to 7) for most of the indicators identified for VoLTE, a budget must be assigned for the indicators identified in clause 7 to the various segments that compose end-to-end paths, with indications of target values that can be reasonably reached on each of these segments. + +NOTE – Due to a lack of field feedback, this section is for further study. Table 1 will be completed once such feedback becomes available. + +**Table 1 – Quality budget allocation** + +| Network segment | CSFB call setup failure ratio | CSFB call setup time | CSFB return to 4G/LTE time | CSFB return to 4G/LTE failure ratio | +|---------------------|-------------------------------|----------------------|----------------------------|-------------------------------------| +| UE | | | | | +| E-UTRAN | | | | | +| UTRAN /GERAN | | | | | +| EPC | | | | | +| IMS/AS | | | | | +| Total budget | | | | | + +# 8 Assessment methodology for CSFB + +The very nature of the CSFB procedure requires particular considerations when it comes to the measurement methods. In particular, since it involves correlation of events taking place in different radio access technologies (RATs), collection of information from different points and subsequent correlation is required in order to capture the requested information. + +However, a few similarities remain with the case of VoLTE discussed in [ITU-T G.1028], which are highlighted in the clauses that follows. The use cases for reporting, monitoring and troubleshooting described in ITU-T G.1028 also apply for CSFB use cases. + +NOTE – In complement to methods described below, crowdsourcing based approaches may be envisaged. Further study is, however, required in order to prove their practical and reliable application to collect technical KPIs for VoLTE and CSFB. + +## **8.1 Passive monitoring** + +Simultaneous monitoring of S1-Application Protocol (present in S1 interfaces, see measurement points C1 and D1 in ITU-T G.1028), SG and A/IuCS interfaces enable the capturing of the messages pertaining to the different phases of the CSFB procedures regardless of the initial state of the UE. Subsequent correlation (using unique identifiers such as IMSI, IMEI and activities timestamp) allows the connection of the different portions of the procedure and the generation of the required KPIs. This approach guarantees statistical validity of the samples since it will capture all CSFB attempts. + +## **8.2 Active monitoring** + +When using active monitoring (at either measurement points A2 or A3 as defined in ITU-T G.1028) it is important to identify the correct working conditions for the test set. Due to the very nature of this type of test, it can successfully be used to verify CSFB procedure in a restricted area (i.e., hospitals, airports, etc.) but cannot guarantee that the information collected can be representative of the situation on a larger scale. Specific biases may also be introduced by the type of device being used and its software release. As a result of these limitations it is recommended that active monitoring is used to monitor only specific locations and analysis is restricted on the trend over time of the collected data (i.e., improving/degrading) and not to use these data on a national scale to monitor networks performances. + +## **8.3 Drive testing** + +Considerations similar to those discussed for active monitoring in clause 8.2 can also be made for drive testing (see measurement point A3 in ITU-T G.1028). In particular, isolating the measurement conditions in place for such a complex procedure like CSFB (involving different passages in different networks) has a negative impact on the reliability of the measurements obtained using drive testing technologies. + +Similarly to what was previously discussed, parameters such as brand/model of the UE, OS software version as well as other aspects impacting radio frequency (RF) performances (e.g., utilization of internal or external antennas and their relative positioning when using multiple UEs at the same time) should be taken in account when using drive testing. Nevertheless, drive testing can provide useful insight on CSFB performance when considered on a punctual basis (i.e., using the obtained data as representative only for this specific moment in time/in space). + +## **8.4 Trace files/other network related information** + +If trace file functionality is enabled, it is possible to collect the information contained in these files related to CSFB event and to correlate them (using a post-processing tool) to obtain the specified KPIs. Specifications for the trace file formats and their contents vary from vendor to vendor and therefore specific analysis based on the technology to be monitored have to be put in place. + +# **9 Impact on QoS** + +This clause complements Tables A.1 and A.2 in Annex A of [ITU-T G.1028] with a list of degradations of QoS for voice services that are specific to CSFB. + +**Table 2 – Degradations related to call session performance and their potential causes** + +| Degradation | Possible reasons: | Location | +|------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------| +| Unavailability of basic call | – Failure during any of the phases of CSFB procedure | Terminal/eUTRAN/UTRAN | +| Link failure | – Bad negotiation between two equipment of the network during CSFB procedure (bad codec management) | eUTRAN/UTRAN | +| PS session retention | – In case of CSFB procedure, pre-existing data session on 4G may have to be handed over to 3G with a lower bit-rate, or suspended until the UE comes back to 4G. | Terminal/eUTRAN | + +**Table 3 – Degradations related to perceived speech quality and their potential causes** + +| Kind of degradation | Possible reasons: | Location | +|----------------------------|----------------------------------------------------------------------------------------------------------------------------|-----------------| +| Encoding/decoding issues | – Narrowband instead of wideband speech quality
– No VoLTE available, CSFB procedure is applied back to NB CS telephony | Terminal/UTRAN | + +# Bibliography + +- [b-Netmanias Tech-Blog]: Netmanias Tech-Blog, *Part-2: What happens when a user performs a voice call from an LTE/4G network? – VoLGA & CSFB*; accessed in August 2019. +<> + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.107.2-202303-I_PDF-E/raw.md b/marked/G/T-REC-G.107.2-202303-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..8681bf680e478c4227714567fa43be55115efa5b --- /dev/null +++ b/marked/G/T-REC-G.107.2-202303-I_PDF-E/raw.md @@ -0,0 +1,425 @@ + + +# Recommendation**ITU-T G.107.2 (03/2023)** + +SERIES G: Transmission systems and media, digital systems and networks + +International telephone connections and circuits – +Transmission planning and the E-model + +--- + +## **Fullband E-model** + +![ITU logo](0538daaa5583c23e17db3a12f2281a55_img.jpg) + +The logo of the International Telecommunication Union (ITU) is located in the bottom right corner. It features a blue globe with white lines representing latitude and longitude, and the letters 'ITU' in a bold, blue, sans-serif font superimposed on the globe. + +ITU logo + +## ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| Transmission planning and the E-model | G.100–G.109 | +| General Recommendations on the transmission quality for an entire international telephone connection | G.110–G.119 | +| General characteristics of national systems forming part of international connections | G.120–G.129 | +| General characteristics of the 4-wire chain formed by the international circuits and national extension circuits | G.130–G.139 | +| General characteristics of the 4-wire chain of international circuits; international transit | G.140–G.149 | +| General characteristics of international telephone circuits and national extension circuits | G.150–G.159 | +| Apparatus associated with long-distance telephone circuits | G.160–G.169 | +| Transmission plan aspects of special circuits and connections using the international telephone connection network | G.170–G.179 | +| Protection and restoration of transmission systems | G.180–G.189 | +| Software tools for transmission systems | G.190–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.107.2 + +# Fullband E-model + +## Summary + +Recommendation ITU-T G.107.2 gives the algorithm for the fullband (FB) version of the E-model as the common ITU-T transmission rating model for planning speech services that provide FB speech transmission (20 – 20 000 Hz). This computational model can be useful to transmission planners, to help ensure that users will be satisfied with end-to-end transmission performance. The primary output of the model is a scalar rating of transmission quality. A major feature of this model is the use of transmission impairment factors that reflect the effects of different types of degradations occurring on the entire transmission path, mouth-to-ear. + +This FB-E-model is an adapted version of the narrowband (NB) (300 – 3 400 Hz) and wideband (WB) (50 – 7 000 Hz) E-models, which are described in Recommendations ITU-T G.107 NB and ITU-T G.107.1 WB. It does not replace the NB or the WB E-model. Instead, it describes a separate FB version of the model that uses, within limits, similar concepts and input parameters as the NB and WB E-models. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.107.2 | 2019-06-29 | 12 | 11.1002/1000/13926 | +| 2.0 | ITU-T G.107.2 | 2023-03-01 | 12 | 11.1002/1000/15461 | + +## Keywords + +E-model, fullband, speech quality, transmission planning. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2023 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +| | Page | +|-----------------------------------------------------------------------|------| +| 1 Scope ..... | 1 | +| 2 References..... | 1 | +| 3 Definitions ..... | 2 | +| 3.1 Terms defined elsewhere ..... | 2 | +| 3.2 Terms defined in this Recommendation ..... | 2 | +| 4 Abbreviations and acronyms ..... | 2 | +| 5 Conventions ..... | 2 | +| 6 Fullband E-model..... | 2 | +| 6.1 Introduction..... | 2 | +| 6.2 Transmission rating scale of the FB E-model..... | 2 | +| 7 The structure and basic algorithms of the fullband E-model..... | 4 | +| 7.1 Calculation of the transmission rating factor, R ..... | 4 | +| 7.2 Basic signal-to-noise ratio, $R_{o,FB}$ ..... | 4 | +| 7.3 Simultaneous impairment factor, $I_{s,FB}$ ..... | 5 | +| 7.4 Delay impairment factor, $I_{d,FB}$ ..... | 5 | +| 7.5 Effective equipment impairment factor, $I_{e,eff,FB}$ ..... | 6 | +| 7.6 Advantage factor, A ..... | 7 | +| 7.7 Default values ..... | 7 | +| Annex A MOS values derived from the transmission rating factor R..... | 8 | +| Bibliography ..... | 9 | + + + +# Recommendation ITU-T G.107.2 + +## Fullband E-model + +# 1 Scope + +This Recommendation describes the fullband (FB) version of a computational model, known as the E-model, that has proven useful as a transmission planning tool for assessing the combined effects of variations in several transmission parameters that affect conversational1 quality. This computational model can be used, for example, by transmission planners to help ensure that users will be satisfied with end-to-end transmission performance whilst avoiding over-engineering of networks. It must be emphasized that the primary output from the model is the "rating factor" $R$ , but this can be transformed to give estimates of customer opinion. Such estimates are only made for transmission planning purposes and not for actual customer opinion prediction (for which there is no agreed-upon model recommended by the ITU-T). + +This version is an adapted version of the narrowband (NB) (300 – 3 400 Hz) and wideband (WB) (50 – 7 000 Hz) E-models, which are described in [ITU-T G.107] and [ITU-T G.107.1]. The FB version addresses scenarios which include FB (20 – 20 000 Hz) transmission. It does not replace the NB or the WB E-model. Instead, it describes a separate FB-version of the model that uses, within limits, similar concepts and input parameters as the NB and WB E-models. The current version only captures the effects of ambient background noise at the sending and receiving side, of the FB speech coding, voice-over-IP packet loss, and pure delay. Other degradations such as loudness loss, circuit noise, talker echo, listener echo, non-optimum sidetone levels and quantizing distortions have not yet been covered by the model. + +Regarding the interpretation of the FB E-model ratings, note that the current versions of [b-ITU-T G.108], [b-ITU-T G.108.1], and [b-ITU-T G.109] do not refer to the FB version described here, but only to the NB version of the E-model described in [ITU-T G.107]. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +[ITU-T G.107] Recommendation ITU-T G.107 (2015), *The E-model: a computational model for use in transmission planning*. +<> + +[ITU-T G.107.1] Recommendation ITU-T G.107.1 (2019), *Wideband E-model*. +<> + +--- + +1 Conversational quality in this context refers to transmission characteristics, e.g., long transmission times, effects of talker echoes, etc. However, the E-model, as described in this Recommendation, has not yet been developed to an extent which would cover those characteristics in a realistic way. Most of its formulae, except the ones given in clause 7.4, have been developed on the basis of subjective listening-only experiments. The model is also not intended to model transmission impairments during double talk situations. These effects are for further study within ITU-T Study Group 12. + +- [ITU-T G.113] Recommendation ITU-T G.113 (2007), *Transmission impairments due to speech processing*. +<> +- [ITU-T G.722] Recommendation ITU-T G.722 (2012), *7 kHz audio-coding within 64 kbit/s*. +<> +- [ITU-T P.800] Recommendation ITU-T P.800 (1996), *Methods for subjective determination of transmission quality*. +<> + +# **3 Definitions** + +## **3.1 Terms defined elsewhere** + +None. + +## **3.2 Terms defined in this Recommendation** + +None. + +# **4 Abbreviations and acronyms** + +This Recommendation uses the following abbreviations and acronyms: + +- ACR Absolute Category Rating +- FB Fullband +- MOS Mean Opinion Score +- NB Narrowband +- SWB Super-wideband +- WB Wideband + +# **5 Conventions** + +None. + +# **6 Fullband E-model** + +## **6.1 Introduction** + +The complexity of modern networks requires that, for transmission planning, the many transmission parameters be not only considered individually, but also that their combined effects be taken into account. This can be done by "expert, informed guessing", but a more systematic approach is desirable, such as using a computational model. The output from the model described here is a scalar transmission rating value, $R$ , which varies directly with the overall conversational quality. [ITU-T G.113] gives guidance about specific impairments, including the combined effects based upon a simplification of the model. + +## **6.2 Transmission rating scale of the FB E-model** + +For the narrowband (NB) case described in [ITU-T G.107], the transmission rating scale ranges from $R = 0$ (lowest possible quality) to $R = 100$ (optimum quality). On this scale, a default NB transmission channel including logarithmic PCM coding and a noise floor (default parameter values according to Table 2 of [ITU-T G.107]) obtains a rating of $R = 93.2$ . For a wideband (WB) speech transmission channel, the quality is generally judged better than that for an NB channel. Thus, this scale range was extended in [ITU-T G.107.1] to a maximum value of $R = 129$ for a clean wideband (50 – 7 000 Hz) + +channel, as it is defined in [ITU-T G.722]. In the present version, this scale was further extended to reflect the even higher quality of the fullband (20 – 20 000 Hz) channel. + +Unfortunately, it is not possible to obtain direct human judgements on the *R*-scale, as this scale has additivity properties that are not reflected by the ordinary rating scales. Instead, for NB conditions, ITU-T recommends collecting judgements on a 5-point absolute category rating (ACR) scale, see [ITU-T P.800]. The mean rating, averaged over all the test participants and stimuli reflecting the same circuit condition, is then called a mean opinion score (MOS). + +It has been shown that the MOS ratings differ between tests where only NB stimuli are presented, and tests where both NB / WB or purely WB stimuli are presented, since the use of the scale is largely influenced by the stimulus set. On the other hand, there is also experimental evidence that judgements for WB samples collected in a purely WB context do not differ significantly from those collected in a mixed NB / WB context (see [b-Barriac] and [b-Takahashi]). In addition to the stimulus bandwidth, test results are influenced by the test participant group, the language, the participants' native country, etc. [b-Möller]. For an NB context, an average S-shaped relationship is defined between the *R*-scale (range [0; 100]) and MOS ratings (range [1; 4.5]) collected from the "average" test participants in an "average" experimental setting, see Annex B and Appendix I of [ITU-T G.107]. + +For a WB or a mixed NB / WB context, the *R*-scale is extended in a way that leaves the NB use of the scale unaffected, including the position of the reference connection (default parameter settings according to Table 2 of [ITU-T G.107]). The extension is based on pairs of auditory tests in which the same (NB) test stimuli have been judged once in a purely NB, and once in a mixed NB / WB context. The judgements on these common stimuli define a relationship between the use of the MOS-scale in an NB and in a mixed NB / WB context [b-Raake]. + +The same principle is applied for extending the *R*-scale beyond the wideband case. First, mixed bandwidth databases that contain a direct super-wideband (SWB) (20 – 16 000 Hz) condition, as well as NB / WB codecs for which the WB equipment impairment factor (*Ie, WB*) is known, are identified. The subjective MOS values of the mixed-band conditions have been transformed to the *R*-scale with the transformations given in [ITU-T G.107] and [ITU-T G.107.1] which are valid for the NB and WB case. *RWB/SWB* then presents the *R* values of the NB / WB / SWB mixed bandwidth database compressed onto the WB *R*-scale of [ITU-T G.107.1] (which is limited to 129), whereas the *RWB* presents their uncompressed *R* values. A simple linear regression is used to map the compressed *RWB/SWB* values (derived from the subjective MOS) onto *RWB* (derived from the equipment impairment factors). The linear regression is calculated without an intercept term and therefore the estimation model goes through the origin. The *RWB* value which corresponds to *RWB/SWB* = 129 then corresponds to the maximum value *Rmax* of the *R*-scale in the SWB case. Figure 1 shows an exemplary extrapolation for one database. + +![Figure 1: Comparison between R-values derived in an NB / WB and in a mixed NB / WB / SWB context. The graph plots R_WB on the y-axis (0 to 200) against R_WB/SWB on the x-axis (0 to 140). A diagonal line represents the 1:1 relationship. Data points are shown as red circles, with two specific points labeled: R, wb/swb = 129 and R, wb = 149.2. The label G.107.2(19)_F01 is present in the bottom right corner of the plot area.](adb1f42239329fa8283d1a40005f989f_img.jpg) + +| $R_{WB/SWB}$ | $R_{WB}$ | +|--------------|----------| +| ~55 | ~65 | +| ~70 | ~75 | +| ~75 | ~85 | +| ~95 | ~110 | +| ~100 | ~120 | +| 129 | 149.2 | + +Figure 1: Comparison between R-values derived in an NB / WB and in a mixed NB / WB / SWB context. The graph plots R\_WB on the y-axis (0 to 200) against R\_WB/SWB on the x-axis (0 to 140). A diagonal line represents the 1:1 relationship. Data points are shown as red circles, with two specific points labeled: R, wb/swb = 129 and R, wb = 149.2. The label G.107.2(19)\_F01 is present in the bottom right corner of the plot area. + +**Figure 1 – Comparison between $R$ -values derived in an NB / WB and in a mixed NB / WB / SWB context** + +Comparing the maximum $R_{max}$ values obtained with different databases, it is decided that a value of $R_{max} = 148$ should be used as the maximum for a super-wideband case. As experimental evidence suggests that super-wideband (SWB) and fullband (FB) conditions are perceptually equivalent when being evaluated on a 5-point ACR scale according to [ITU-T P.800], it is decided to also use a value of $R_{max} = 148$ in the fullband case. + +It should be noted that the primary output of the FB E-model is the transmission rating $R$ . However, the output can also give nominal estimates of user reactions, for instance in the form of MOS values, as described in Annex A. + +# 7 The structure and basic algorithms of the fullband E-model + +The FB E-model is based on the equipment impairment factor method, following previous transmission rating models. The model estimates the conversational quality from mouth-to-ear as perceived by the user at the receive side, both as listener and talker. + +The current version of the FB E-model only considers the effects of the background noise at the sending and receiving side, of coding-decoding (codec) degradations, the effects of packet loss and discard in voice-over-IP telephony, as well as the effects of pure delay. It assumes that headsets with diotic listening are used on both sides of the connection. + +## 7.1 Calculation of the transmission rating factor, $R$ + +For FB, the basic E-model formula (7-1 of [ITU-T G.107]) can be re-written as: + +$$R = R_{o,FB} - I_{s,FB} - I_{d,FB} - I_{e,eff,FB} + A \quad (7-1)$$ + +$R_{o,FB}$ represents in principle the basic signal-to-noise ratio. The factor $I_{s,FB}$ is a combination of all impairments which occur more or less simultaneously with the voice signal. The factor $I_{d,FB}$ represents the impairments occurring delayed with respect to the speech signal. The effective equipment impairment factor $I_{e,eff,FB}$ represents impairments caused by low bit-rate codecs. It also includes impairment due to randomly distributed or bursty pack losses. The advantage factor $A$ allows for compensation of impairment factors when the user benefits from other types of access. The following clauses give the equations used in the FB E-model. + +## 7.2 Basic signal-to-noise ratio, $R_{o,FB}$ + +The basic signal-to-noise ratio $R_{o,FB}$ is defined by: + +$$Ro,FB = 20 - 1.5 \cdot (SLR + No,FB) \quad (7-2)$$ + +The term $No,FB$ (in dBm0p) is the power addition of different noise sources: + +$$No,FB = 10 \cdot \log \left[ 10^{\frac{Nc}{10}} + 10^{\frac{Nos,FB}{10}} + 10^{\frac{Nor,FB}{10}} + 10^{\frac{Nfo}{10}} \right] \quad (7-3)$$ + +$Nc$ represents the psophometrically weighted power of the circuit noise, and $Nfo$ the electrical power of noise on the receiving line referred to as the 0 dBr point. Both are set to $-96$ dBm0p. + +$Nos,FB$ (in [dBm0p]) is the equivalent circuit noise at the 0 dBr point, caused by the A-weighted room noise $Ps$ at the send side: + +$$Nos,FB = Ps - SLR - Ds - 100 + 0.004 \cdot (Ps - OLR - Ds - 14)^2 \quad (7-4)$$ + +where $OLR = SLR + RLR$ . In the same way, the room noise $Pr$ at the receive side is transferred into an equivalent circuit noise $Nor$ (in [dBm0p]) at the 0 dBr point. + +$$Nor,FB = RLR - 147 + 1.12 \cdot Pre + 0.009 \cdot (Pre - 25)^2 \quad (7-5)$$ + +The term $Pre$ (in [dBm0p]) is the "effective room noise" caused by the enhancement of $Pr$ by the listener's sidetone path: + +$$Pre = Pr + 10 \cdot \log_{10} \left( 1 + 10^{\frac{10-LSTR}{10}} \right) \quad (7-6)$$ + +## 7.3 Simultaneous impairment factor, $Is,FB$ + +The factor $Is,FB$ is the sum of all impairments which may occur more or less simultaneously with the voice transmission. This aspect has not been analysed for the FB case so far, thus it is set to: + +$$Is,FB = 0 \quad (7-7)$$ + +## 7.4 Delay impairment factor, $Id,FB$ + +The factor $Id,FB$ , represents all impairments due to the delay of voice signals. + +So far, only the contribution of pure delay, i.e., without echo, is addressed by the FB E-model, which results in $Id,FB = Idd$ . Only when the effect due to pure delay is attributed to the service, is the effect, to some extent, reflected in the respective speech quality evaluation by the user. It is noted that the effect due to pure delay may instead be attributed to the other conversation partner, or may be attributed to a conversational difficulty. For example, if the conversation partners do not know each other, the delay may simply reduce the efficiency of the communication. In the current version of the E-model, different types of conversations and/or users are considered, in terms of their interactivity and delay-sensitivity. As a consequence, the predictions can be tailored to the delay sensitivity requirements of the user group. + +The contribution for the pure delay is thus calculated from the overall one-way delay $Ta$ , as well as the minimum perceivable delay $mT$ , and the delay sensitivity $sT$ as follows: + +For $Ta \leq mT$ : + +$$Idd = 0 \quad (7-8a)$$ + +For $Ta > mT$ : + +$$Idd = 1.48 \cdot 25 \left\{ \left( 1 + X^{6 \cdot sT} \right)^{\frac{1}{6 \cdot sT}} - 3 \left( 1 + \left[ \frac{X}{3} \right]^{6 \cdot sT} \right)^{\frac{1}{6 \cdot sT}} + 2 \right\} \quad (7-8b)$$ + +with: + +$$X = \frac{\log\left(\frac{Ta}{mT}\right)}{\log 2} \quad (7-9)$$ + +The settings of delay sensitivity, $sT$ , and minimum perceivable delay, $mT$ , as indicated in Table 1 are recommended, reflecting different use cases and user groups. Two aspects are addressed by these settings: + +- The interactivity of the conversation and the sensitivity of the users to the delay-effect. +- The application scenario, that is, whether a given call is being made in a business context or in an everyday situation. Even if users may not notice the delay, it may be very critical for the efficiency or even effectiveness of a given call, for example in a business context. + +As a consequence, in the case where it is uncertain what user group or what application scenario is being addressed with the planned service, it is recommended that the default class is used. Any case of non-default value usage should be explicitly mentioned when reporting results. + +Based on these considerations, the following settings shown in Table 1 are recommended for $sT$ and $mT$ : + +**Table 1 – Delay-sensitivity classes for different use cases** + +| Class of delay-sensitivity | $sT$ | $mT$ (ms) | Use case | +|----------------------------|------|-----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Default | 1 | 100 |
  • – Applicable to all types of telephone conversations.
  • – Must be used for:
    • • Carrier-grade fixed or mobile telephony;
    • • Enterprise-grade fixed or mobile telephony;
    • • When the targeted user group and delay requirements are unknown.
| +| Medium | 0.55 | 120 |
  • – Applicable only in cases where it is known that users have an average sensitivity to delay, e.g., conversations similar to random number verification scenarios.
| +| Low | 0.4 | 150 |
  • – Applicable only in cases where it is known that users have very low sensitivity to delay, e.g., Conversations similar to short conversation test scenarios.
| + +## 7.5 Effective equipment impairment factor, $Ie,eff,FB$ + +The effective equipment impairment factor $Ie,eff,FB$ is derived using the codec-specific value for the equipment impairment factor at zero packet-loss $Ie,FB$ , the packet-loss robustness factor $Bpl$ , and the burstiness robustness factor $Brf$ . With the packet-loss probability $Ppl$ and the burst ratio $BurstR$ , $Ie,eff,FB$ is calculated using the equation: + +$$Ie,eff,FB = Ie,FB + (132 - Ie,FB) \cdot \frac{Ppl - \frac{1-BurstR}{Brf}}{Ppl+Bpl} \quad (7-10)$$ + +$BurstR$ is the so-called burst ratio, which is defined as + +$$BurstR = \frac{\text{Average length of observed bursts in an arrival sequence}}{\text{Average length of observed bursts for the network under "random" loss}} \quad (7-11)$$ + +When packet loss is random (i.e., independent) $BurstR = 1$ ; and when packet loss is bursty (i.e., dependent) $BurstR > 1$ . For calculations with no packet loss (i.e., $Ppl = 0$ ) the burstiness is defined as randomly distributed ( $BurstR = 1$ ). + +For example, for packet loss distributions corresponding to a 2-state Markov model with transition probabilities $p$ between a "found" and a "loss" state, and $q$ between the "loss" and the "found" state, the burst ratio can be calculated as: + +$$BurstR = \frac{1}{p+q} = \frac{Ppl \div 100}{p} = \frac{1 - (Ppl \div 100)}{q} \quad (7-12)$$ + +The burstiness robustness factor *Brf* is a codec-specific value that reflects the codec robustness to the burstiness of pack loss. A higher burstiness robustness factor indicates an increased robustness against the packet loss of the codec under study. If the burstiness robustness of a codec is unknown, the *Brf* should be set to 1. + +As seen from equation 7-10, the effective equipment impairment factor in the case of *Ppl* = 0 (no packet-loss) is equal to the *Ie,FB* value. + +Corresponding values for *Ie,FB*, *Bpl* and *Brf* can be found in Appendix V of [ITU-T G.113]. + +## 7.6 Advantage factor, *A* + +Background information on the advantage factor *A* can be found in Appendix II of [ITU-T G.113]. As this effect has not yet been studied for the FB case, it is recommended to set: + +$$A = 0 \quad (7-13)$$ + +## 7.7 Default values + +For all input parameters used in the algorithm of the E-model, the default values are listed in Table 2. It is strongly recommended to use these default values for all the parameters which are not varied during the planning calculation. + +**Table 2 – Default values and permitted ranges for the parameters** + +| Parameter | Abbr. | Unit | Default value | Permitted range | Remark | +|------------------------------------------|---------------|-------|---------------|-----------------|--------------| +| Send loudness rating | SLR | dB | +8 | 0 ... +18 | (Note 1) | +| Receive loudness rating | RLR | dB | +2 | –5 ... +14 | (Note 1) | +| Sidetone masking rating | STMR | dB | 15 | 10 ... 20 | (Note 2) | +| Listener sidetone rating | LSTR | dB | 18 | 13 ... 23 | (Note 2) | +| D-value of telephone, send side | Ds | – | 3 | –3 ... +3 | (Note 2) | +| D-value of telephone, receive side | Dr | – | 3 | –3 ... +3 | (Note 2) | +| Circuit noise referred to as 0 dBr-point | Nc | dBm0p | –96 | – | (Note 1) | +| Noise floor at the receive side | Nfo | dBm0p | –96 | – | (Note 1) | +| Equipment impairment factor | Ie,FB | – | 0 | 0 ... 120 | (Note 3) | +| Packet-loss robustness factor | Bpl | – | 4.3 | 7.4 ... 18 | (Notes 1, 3) | +| Random packet-loss probability | Ppl | % | 0 | 0 ... 20 | (Notes 1, 3) | +| Burst ratio | BurstR | – | 1 | 1 ... 8 | (Note 1) | +| Burstiness robustness factor | Brf | – | 1 | 1 ... 20 | (Notes 1, 3) | +| Overall one-way delay | Ta | ms | 0 | 0 ... 1 700 | | +| Delay sensitivity | sT | – | 1 | 0.4 ... 1 | (Note 1) | +| Minimum perceivable delay | mT | ms | 100 | 20 ... 200 | (Note 1) | +| Advantage factor | A | – | 0 | 0 ... 20 | | + +NOTE 1 – Currently under study. +NOTE 2 – Fixed relation: *LSTR* = *STMR* + *D*. +NOTE 3 – If *Ppl* > 0%, then the *Bpl* and *Brf* must match the codec, packet size, and PLC assumed. + +## Annex A + +### MOS values derived from the transmission rating factor $R$ + +(This annex forms an integral part of this Recommendation.) + +The transmission rating factor $R$ can be in the range from 0 to 148, where $R = 0$ represents an extremely bad quality, and $R = 148$ represents a very high quality in the FB case. An estimated mean opinion score ( $MOS_{CQEF}$ ) for the conversational situation on a scale of 1-5 can be obtained from the $R$ -factor by using the equations: + +$$Rx = \frac{R}{1.48} \quad (A-1)$$ + +For $Rx < 0$ : $MOS_{CQEF} = 1$ + +For $0 < Rx < 100$ : $MOS_{CQEF} = 1 + 0.035 Rx + Rx (Rx - 60)(100 - Rx) \cdot 7 \cdot 10^{-6}$ (A-2) + +For $Rx > 100$ : $MOS_{CQEF} = 4.5$ + +## Bibliography + +- [b-ITU-T G.108] Recommendation ITU-T G.108 (1999), *Application of the E-model: A planning guide*. +- [b-ITU-T G.108.1] Recommendation ITU-T G.108.1 (2000), *Guidance for assessing conversational speech transmission quality effects not covered by the E-Model*. +- [b-ITU-T G.109] Recommendation ITU-T G.109 (1999), *Definition of categories of speech transmission quality*. +- [b-Barriac] Barriac, V., Le Saout, J.-Y., and Lockwood C. (2004), *Discussion on unified methodologies for the comparison of voice quality of narrowband and wideband scenarios*. +<[https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&cad=rja&uact=8&ved=2ahUKEWjk3u79kbf-AhXaumMGHccxDEUQFnoECAwQAQ&url=https%3A%2F%2Fportal.etsi.org%2Fstq%2Fworks%2Fhop2004%2Fpresentations2004%2F090-mainz\\_ft\\_objective\\_methodologies.doc&usg=AOvVaw0](https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&cad=rja&uact=8&ved=2ahUKEWjk3u79kbf-AhXaumMGHccxDEUQFnoECAwQAQ&url=https%3A%2F%2Fportal.etsi.org%2Fstq%2Fworks%2Fhop2004%2Fpresentations2004%2F090-mainz_ft_objective_methodologies.doc&usg=AOvVaw0)> +- [b-Möller] Möller, S. (2000), *Assessment and Prediction of Speech Quality in Telecommunications*, Springer. +<> +- [b-Raake] Raake, A. (2006), *Speech Quality of VoIP – Assessment and Prediction*, Wiley. +<> +- [b-Takahashi] Takahashi, A., Kurashima, A., and Yoshino, H. (2005), *Subjective Quality Index for Compatibly Evaluating Narrowband and Wideband Speech*, MESAQIN. +<> + + + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.126-199303-I_PDF-E/raw.md b/marked/G/T-REC-G.126-199303-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..fccd81e7255a7166265c5adeb4cceae86a05e8a4 --- /dev/null +++ b/marked/G/T-REC-G.126-199303-I_PDF-E/raw.md @@ -0,0 +1,259 @@ + + +![ITU logo: A globe with a lightning bolt and the letters ITU.](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +ITU logo: A globe with a lightning bolt and the letters ITU. + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.126** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +(03/93) + +**TRANSMISSION SYSTEMS AND MEDIA** + +**GENERAL CHARACTERISTICS OF NATIONAL +SYSTEMS FORMING PART OF INTERNATIONAL +CONNECTIONS** + +--- + +**LISTENER ECHO IN TELEPHONE NETWORKS** + +**ITU-T Recommendation G.126** + +(Previously "CCITT Recommendation") + +--- + +# FOREWORD + +The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of the International Telecommunication Union. The ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Conference (WTSC), which meets every four years, established the topics for study by the ITU-T Study Groups which, in their turn, produce Recommendations on these topics. + +ITU-T Recommendation G.126 was revised by the ITU-T Study Group XII (1988-1993) and was approved by the WTSC (Helsinki, March 1-12, 1993). + +--- + +# NOTES + +1 As a consequence of a reform process within the International Telecommunication Union (ITU), the CCITT ceased to exist as of 28 February 1993. In its place, the ITU Telecommunication Standardization Sector (ITU-T) was created as of 1 March 1993. Similarly, in this reform process, the CCIR and the IFRB have been replaced by the Radiocommunication Sector. + +In order not to delay publication of this Recommendation, no change has been made in the text to references containing the acronyms "CCITT, CCIR or IFRB" or their associated entities such as Plenary Assembly, Secretariat, etc. Future editions of this Recommendation will contain the proper terminology related to the new ITU structure. + +2 In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# CONTENTS + +| | Page | +|------------------------------------------------------------------------------|-------------| +| 1 Introduction and scope ..... | 1 | +| 2 Definitions..... | 1 | +| 3 Effect of listener echo ..... | 3 | +| 3.1 General..... | 3 | +| 3.2 Effect on voice transmission..... | 3 | +| 3.3 Effect on voice-band data transmission ..... | 4 | +| 3.4 Effect of listener echo in a connection with multiple 4-wire loops ..... | 4 | +| 4 Limits of listener echo ..... | 5 | +| 4.1 Voice transmission..... | 5 | +| 4.2 Voice-band data transmission..... | 5 | +| References ..... | 7 | + + + +# LISTENER ECHO IN TELEPHONE NETWORKS + +(Helsinki, 1993) + +# 1 Introduction and scope + +A telephone connection between two subscribers in telephone networks usually contains one or more 2-4-2-wire loops (further referred to as 4-wire loop), as the connection may encounter a mixture of 2- and 4-wire analogue and digital switching and transmission systems, including PBXs. Signal reflections may occur due to the impedance mismatch at both hybrids that terminate a 4-wire loop. A portion of the main signal will thus be reflected at the far end of the 4-wire loop, return to the near end and be reflected again. Therefore the reflected signal will finally arrive at the listener's end some time later than the original signal. The delayed signal is called listener echo. + +Listener echo signals can: + +- lead to objectionable "hollowness" in voice transmissions; and +- impair the bit error ratio of voice-band data transmissions. + +The effect of listener echo on transmission performance can be characterized by the additional loss and additional delay in the listener echo path relative to the direct signal path. The minimum value of the additional listener echo path loss over the frequency band involved provides a margin against singing distortion. Recommendation G.122 provides guidance on the influence of national networks on stability and talker echo in international connections. This Recommendation provides planning guidance for listener echo in telephone networks with the aim of obtaining satisfactory speech and voice-band data transmission performance. + +# 2 Definitions + +For the purpose of this Recommendation, the following definitions apply: + +**2.1 listener echo (receive end echo):** echo produced by double reflected signals and disturbing the listener, receiving voice-band data equipment, etc. + +# NOTES + +1 The term "received end echo" is a term preferred by some Administrations. + +2 With small delay against the wanted signal (less than about 3 ms) listener echo may cause hollowness in telephony. In transmission of voice-band data signals, listener echo may cause bit errors and, in any case, reduces the margin against other disturbances. + +**2.2 listener echo loss (receive echo loss):** degree of attenuation of the double reflected signal with respect to the wanted signal. In terms of the absolute losses of both signals, the listener echo loss is (see Figure 1/G.100): $LE = L_2 - L_1$ . + +NOTE – For practical purposes the listener echo loss is equal to the open-loop loss (valid if the latter exceeds 8 dB). The listener echo loss characterizes the degree of disturbance by hollowness, as well as the disturbing effect on voice-band data modem receivers. + +**2.3 hollowness:** distortion in telephony caused by double reflected signals and subjectively perceived as a "hollow sound", i.e. as if the talker would speak into some hollow vessel. + +NOTE – Hollowness is to be distinguished from listener echo. + +**2.4 open-loop loss (OLL):** in a loop formed by a 4-wire circuit (or a cascade connection of two or more 4-wire circuits) and terminated by 2-wire ends (i.e. having “4-wire terminating sets”, or hybrids, at both ends), the loss measured by breaking the loop at some point, injecting a signal and measuring the loss incurred in traversing the open loop. All impedance conditions should be preserved while making the measurement. See Figure 2/G.100. + +#### NOTES + +- 1 In practice the OLL is equal to the listener echo loss. +- 2 The OLL is also equal to the sum of the two semi-loop losses associated with a loop. + +**2.5 path a-t-b (transmission loss of ...); semi-loop loss:** the transmission loss between the points “a” and “b” of the 4-wire termination (as defined at the virtual switching points) independent of whether there exists or not a physical point “t”. + +### **2.5.1 Possible alternative to the definition in 2.5** + +#### **Semi-loop loss** + +In an arrangement comprising a 4-wire circuit (or a cascade connection of several 4-wire circuits) with unwanted coupling between the go and return direction at the ends of the circuit - usually via a 4-wire terminating set, or via acoustical coupling - the loss measured between the input and output. See Figure 3/G.100. + +## NOTES + +- 1 The semi-loop loss is an important quantity in determining echo balance return loss, echo loss, listener echo loss (see also open-loop loss). +- 2 Distinction may be made between the semi-loop loss of a given piece of equipment and the semi-loop loss of a national system. The latter is measured at equi-level points in an ISC which serves as a national gateway exchange. + +**2.6 singing margin (SM):** the minimum listener echo loss in dB over the frequency band involved. + +**2.7 round-trip delay (DL):** the delay in ms around the closed 4-wire loop, determined primarily by the two-way delay of the 4-wire transmission path, which is equal to listener echo path delay. + +**2.8 weighted listener echo path loss (WEPL):** WEPL is the weighted mean value of listener echo loss expressed by the following equation: + +$$WEPL = -20 \log_{10} \frac{1}{3200} \int_{200}^{3400} 10^{-\frac{EPL(f)}{20}} df$$ + +Where + +EPL (*f*) = magnitude of listener echo loss in dB at the frequency *f*. + +This concept was originally used in North America, in the transmission rating model, which can be used to derive the subjectively equivalent effects of listener echo on voice transmission performance regardless of the frequency response of the listener echo loss in the connection. + +# 3 Effect of listener echo + +## 3.1 General + +Figure 1 shows a connection with one 4-wire loop. The loss of the direct signal path is assumed to be $S$ dB, whereas the loss along the path of the double-reflected signal is $L$ dB. The listener echo loss (LE) is then $(L-S)$ dB. It can be seen from Figure 1 that if signals are reflected twice only, the listener echo loss LE is equal to the loss around the 4-wire loop (Open-Loop Loss, OLL), as the other path losses are incurred equally by the direct and the reflected signals. Obviously, the additional delay of signals reflected twice is also equal to that around the 4-wire loop (round trip delay, DL), primarily determined by the two-way delay of the 4-wire transmission path. + +![Diagram of a 4-wire loop showing signal paths and losses.](997233d405f0d4b89ddeb7683e047f66_img.jpg) + +A schematic diagram of a 4-wire loop. A central rectangular box represents the 4-wire loop. Two input lines enter from the left, and two output lines exit to the right. On the left, a square box represents a transceiver, with a curved arrow indicating a signal path from the input line to the transceiver and back to the input line. On the right, another square box represents a second transceiver, also with a curved arrow indicating a signal path. Above the central box, a straight line with an arrow pointing right represents the direct signal path, labeled 'S'. Below the central box, a curved line with an arrow pointing left represents the double-reflected signal path, labeled 'L'. The text 'T1203540-91/d01' is located in the bottom right corner of the diagram. + +Diagram of a 4-wire loop showing signal paths and losses. + +FIGURE 1/G.126 + +### Listener echo + +The loss around the 4-wire loop can be measured by breaking the loop at some point, injecting a signal from one end and measuring the loss incurred in traversing the open loop at the other end. All impedance conditions of the closed loop at the 2-wire ends should be preserved while making the measurement. The measured quantity is the Open Loop Loss (OLL), which is also equal to the sum of the two semi-loop losses (SLL) associated with the 4-wire loop. For practical purposes, semi-loop measurements may be more easily carried out, especially in the case of 4-wire exchanges with 2-wire circuit terminations, since it is sometimes difficult to maintain a connection through a 4-wire exchange and interrupt one direction of transmission. The definition of SLL and its measurement are illustrated in Figure 3/G.100. + +## 3.2 Effect on voice transmission + +The effect of listener echo on voice transmission performance will be dependent on the open loop loss and round-trip delay of 4-wire loops. It should be noted that usually the listener echo will consist of a series of signals reflected two times, four times, etc. and hence LE and OLL are in principle not equal. In practice however, LE and OLL may be taken as equal when OLL exceeds 8 dB. + +The results of some experiments show that the effect of listener echo on voice transmission performance will be negligible when OLL is greater than 10 dB with the round-trip delay less than 10 ms [1]. + +Considering that the listener echo loss (or OLL) is normally shaped with frequencies and its minimum value (Singing Margin, SM) often occurs at the edge of the voice-frequency band, the minimum OLL can be taken as a margin against instability but does not provide the optimal measure for assessing the subjective quality of a near-singing connection [2]. The experiment results reported in Supplement No. 3 of CCITT *Blue Book* Volume V suggest that the weighted value of OLL over the voice-frequency band is more appropriate for evaluating the effect of listener echo on voice transmission performance. Based on the transmission rating model described in Supplement No. 3 of Volume V, the transmission quality index may be used to evaluate the effect of listener echo combined with other impairment factors on subjective speech transmission performance in connections. + +## 3.3 Effect on voice-band data transmission + +Listener echo causes ripples in the frequency response of the received voice-band data signal and impairs its bit error ratio. In order to obtain satisfactory transmission performance, the value of OLL in the band 500 to 2500 Hz should be higher than that for voice transmission in the band 300 - 3400 Hz due to the strict performance requirement of voice-band data transmission. In addition, the round-trip delay factor may be disregarded when characterizing the effect of listener echo on voice-band data transmission performance, since voice-band data error performance does not appear to be related to the delay. The results of some experiments show that the OLL required for satisfactory voice-band data transmission mainly depends on the data transmission speed, but sometimes also on the type of modems [3]. + +## 3.4 Effect of listener echo in a connection with multiple 4-wire loops + +If there is more than one 4-wire loop in a connection, several reflected signals will accumulate at the receiving end as shown in Figure 2 (for the sake of simplicity, higher order reflections are not shown). + +![Diagram illustrating signal reflections in a connection with multiple 4-wire loops. A 'Talker' is on the left, and a 'Listener' is on the right. Three '4-wire loop' blocks are connected in series. Arrows show the forward signal path and multiple reflected paths (dashed lines) that accumulate at the listener end. The diagram is labeled 'T1203550-91/d02'.](35a7554182eb055209552843f341a1ae_img.jpg) + +The diagram illustrates the signal path from a 'Talker' on the left to a 'Listener' on the right through three sequential 4-wire loops. Each loop is depicted as a square containing a circle with internal arrows showing signal circulation. A solid horizontal line represents the primary signal path moving from left to right. Dashed lines represent reflected signals that loop back within each 4-wire loop and then proceed forward, accumulating at the listener's end. The diagram is labeled 'T1203550-91/d02' in the bottom right corner. + +Diagram illustrating signal reflections in a connection with multiple 4-wire loops. A 'Talker' is on the left, and a 'Listener' is on the right. Three '4-wire loop' blocks are connected in series. Arrows show the forward signal path and multiple reflected paths (dashed lines) that accumulate at the listener end. The diagram is labeled 'T1203550-91/d02'. + +FIGURE 2/G.126 +**Signal reflections in a connection with multiple 4-wire loops** + +In a connection with multiple 4-wire loops, the effect of listener echo on transmission performance depends not only on the OLL of each 4-wire loop, but also on the one-way loss of each 4-wire loop and the 2-wire circuit loss between adjacent 4-wire loops. The one-way loss of 4-wire loops and the 2-wire circuit loss govern the interaction among 4-wire loops [4]. + +Because of accumulated impairments and interactions, the OLL of each 4-wire loop in a connection with multiple 4-wire loops has to be much higher than that in a single 4-wire loop connection in order to achieve the same transmission performance. In a connection with multiple 4-wire loops, the effect of listener echo on voice-band data transmission is extremely significant. References [4] and [5] illustrate the relationship between voltage and power accumulation of listener echoes in a connection with multiple 4-wire loops. In general, uncorrelated echoes should be assumed for multiple 4-wire loop connections and the power addition criterion should be used to achieve satisfactory performance. This means that the OLL required for each 4-wire loop should be increased by $10 \log m$ dB, where *m* is the total number of 4-wire loops. However, for connections with very low loss, the required increment for the OLL of each 4-wire loop may be $16.6 \log m$ dB and for connections with intermediate loss, the addition of $13.3 \log m$ dB may be necessary. + +# 4 Limits of listener echo + +## 4.1 Voice transmission + +The degree to which listener echo affects the quality of a voice connection depends on two factors: + +- 1) the Weighted Listener Echo Path Loss (WEPL); and +- 2) the round trip delay. + +Transmission quality degrades when the WEPL is reduced and when the round trip delay is increased. See 2.8 for the definition of WEPL. The transmission planner must select appropriate values of WEPL and round trip delay to achieve a desired level of transmission quality for connections in a target population. The target population is that set of connections which it is, possible to construct and which involves the listener echo path or paths of interest. For example, take the simple case of connections involving subscriber lines connected through a digital local office. If any of the $N$ subscriber lines can connect to any of the other $N$ lines, then the target population of connections consists of the $N(N-1)/2$ possibilities. + +Once the transmission planner has identified the target population of connections and the desired level of transmission quality, then the information contained in Recommendation P.11 and Supplement No. 3 can be used to calculate the minimum value of WEPL and maximum value of round trip delay required to provide that degree of transmission quality. To illustrate the procedure, an example is given in Figure 3 and Table 1. The information in the figure and table was derived for use in the North American network. Using the North American Transmission Rating Model found in Supplement No. 3, values of WEPL and round trip delay were calculated such that listener echo would add only a small additional impairment to the overall transmission quality. The objective that was used was a reduction of no more than 2% Good or Better average grade of service. The target population was the connections of subscriber loops through digital local offices. + +The curves in Figure 3 and data in Table 1 are to be interpreted as follows. For a given desired (or required) value of round trip delay, no more than 50% of the connections in the target population may have WEPL less than the value given by the curve marked "50", no more than 5% of connections may have WEPL less than the value given by the curve marked "95", and so forth. For example, if the round trip delay is specified to be 4 ms, then in the target population no more than 50% of connections may have $WEPL \leq 18$ dB, no more than 5% may have $WEPL \leq 13$ dB, and no more than 1% may have $WEPL \leq 9$ dB. In addition to the WEPL, the minimum value of singing margin for any connection in the target population must conform to Recommendation G.122. + +After identifying the required maximum round trip delay, minimum WEPL, and minimum singing margin for the target population of connections, the transmission planner must then make sure that the equipment in the network [e.g. subscriber lines and telephones, 2/4-wire hybrids and balancing method(s)] and the network transmission loss/level plan are adequate to assure that these requirements are met for the target population of connections. This is not always easy to do. For example in the North American network it was necessary to equip the digital local switches with adjustable echo balancing networks, which can be automatically adjusted to achieve the best echo balance with the mix of subscriber lines in the network. + +## 4.2 Voice-band data transmission + +The following consideration provides an example and can serve as an indication of what values of OLL might be required by existing types of modems with a bit rate of up to 2.4 kbit/s, in order to obtain high quality data transmission: + +- a complete connection should not contain more than five (exceptionally seven) physical loops; +- loops with very high OLL (exceeding, e.g. 45 dB) need not be included in the number of loops in the connection; +- the OLL of each loop at any frequency in the band 500-2500 Hz should not be less than the values indicated in Table 2 (based on $OLL = 18 + 10 \log m$ , where $m$ = total number of loops). + +![Graph showing Weighted Listener Echo Path Loss (WEPL) objectives in dB versus Round-trip delay in ms. The graph includes four curves for 50%, 95%, 99%, and 99.9% of connections. The y-axis (WEPL) ranges from 5 to 30 dB, and the x-axis (Round-trip delay) ranges from 0 to 30 ms. The curves show that as the round-trip delay increases, the required WEPL also increases. Higher percentiles of connections require higher WEPL values for the same delay.](adb1f42239329fa8283d1a40005f989f_img.jpg) + +| Round-trip delay (ms) | WEPL (dB) for 50% connections | WEPL (dB) for 99.9% connections | +|-----------------------|-------------------------------|---------------------------------| +| 4 | 18 | 9 | +| 6 | 20 | 11 | +| 8 | 22 | 12 | + +Graph showing Weighted Listener Echo Path Loss (WEPL) objectives in dB versus Round-trip delay in ms. The graph includes four curves for 50%, 95%, 99%, and 99.9% of connections. The y-axis (WEPL) ranges from 5 to 30 dB, and the x-axis (Round-trip delay) ranges from 0 to 30 ms. The curves show that as the round-trip delay increases, the required WEPL also increases. Higher percentiles of connections require higher WEPL values for the same delay. + +T1203560-91/d03 + +FIGURE 3/G.126 +**Weighted Listener Echo Path Loss (WEPL) objectives** + +TABLE 1/G.126 + +**Planned values of WEPL** + +| Round-trip delay (ms) | Minimum WEPL (dB) | | +|-----------------------|--------------------------|---------------------| +| | For 99.9% of connections | For 50% connections | +| 4 | 9 | 18 | +| 6 | 11 | 20 | +| 8 | 12 | 22 | + +NOTE – For connections with multiple 4-wire loops an increment of $10 \log m$ dB for WEPL of each 4-wire loop may be required, where $m$ is the number of loops. The values is under study. + +TABLE 2/G.126 + +### **OLL and number of loops in a connection** + +| In one national system | | Maximum total number of loops in international connection | +|--------------------------|------------------|-----------------------------------------------------------| +| Number of national loops | OLL of each loop | | +| 1 | 22,8 dB | 3 | +| 2 | 25 dB | 5 | +| 3 | 26,5 dB | 7 | + +NOTE – In general, the OLL in a single 4-wire loop connection may need to be at least 25 dB for high speed data with a bit rate of 4.8 kbit/s up to 9.8 kbit/s at any frequency in the band 500-2500 Hz. + +# **References** + +- [1] CCITT Contribution COM XII-No. 208, study period 1985-1988. +- [2] CAVANAUGH (J.R.), HATCH (R.W.) and NEIGH (J.L.): A model for the subjective effects of listener echo on telephone connections, *B.S.T.J.*, Vol. 59, No. 6, pp. 1009-1060, July-August 1980. +- [3] CCITT Contribution COM XII-No. 173, study period 1985-1988. +- [4] GRUBER (J.G.): Performance analysis and design guidelines for multiple 4-wire path telephone connections, *IEEE Trans. on Communications*, Vol. COM 34, pp. 647-653, July 1986. +- [5] CCITT Contribution COM XII-No. 42, study period 1981-1984. \ No newline at end of file diff --git a/marked/G/T-REC-G.142-199812-I_PDF-E/raw.md b/marked/G/T-REC-G.142-199812-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..0b2a38d57860a3e08691fa19db06beb5ae11c657 --- /dev/null +++ b/marked/G/T-REC-G.142-199812-I_PDF-E/raw.md @@ -0,0 +1,349 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.142** + +(12/98) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +International telephone connections and circuits – General +characteristics of the 4-wire chain of international circuits; +international transit + +# --- **Transmission characteristics of exchanges** + +ITU-T Recommendation G.142 + +(Previously CCITT Recommendations) + +--- + +## ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| General definitions | G.100–G.109 | +| General Recommendations on the transmission quality for an entire international telephone connection | G.110–G.119 | +| General characteristics of national systems forming part of international connections | G.120–G.129 | +| General characteristics of the 4-wire chain formed by the international circuits and national extension circuits | G.130–G.139 | +| General characteristics of the 4-wire chain of international circuits; international transit | G.140–G.149 | +| General characteristics of international telephone circuits and national extension circuits | G.150–G.159 | +| Apparatus associated with long-distance telephone circuits | G.160–G.169 | +| Transmission plan aspects of special circuits and connections using the international telephone connection network | G.170–G.179 | +| Protection and restoration of transmission systems | G.180–G.189 | +| Software tools for transmission systems | G.190–G.199 | +| INTERNATIONAL ANALOGUE CARRIER SYSTEM | | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TESTING EQUIPMENTS | | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TRANSMISSION SYSTEMS | | +| TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | + +*For further details, please refer to ITU-T List of Recommendations.* + +# **TRANSMISSION CHARACTERISTICS OF EXCHANGES** + +## **Summary** + +This Recommendation was revised to remove text that referred to international analogue exchanges. The ITU-T no longer recommends the placement of new or continued operation of analogue international exchanges. Additionally, this Recommendation was written so as to recognize that both Plesiochronous Digital Hierarchy/Synchronous Digital Hierarchy (PDH/SDH) and digital ATM switching technology may be used in the PSTN. This Recommendation provides transmission performance planning guidance for digital exchanges. + +###### **Source** + +ITU-T Recommendation G.142 was revised by ITU-T Study Group 12 (1997-2000) and was approved under the WTSC Resolution No. 1 procedure on the 3rd of December 1998. + +## FOREWORD + +ITU (International Telecommunication Union) is the United Nations Specialized Agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of the ITU. The ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Conference (WTSC), which meets every four years, establishes the topics for study by the ITU-T Study Groups which, in their turn, produce Recommendations on these topics. + +The approval of Recommendations by the Members of the ITU-T is covered by the procedure laid down in WTSC Resolution No. 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation the term *recognized operating agency (ROA)* includes any individual, company, corporation or governmental organization that operates a public correspondence service. The terms *Administration*, *ROA* and *public correspondence* are defined in the *Constitution of the ITU (Geneva, 1992)*. + +## INTELLECTUAL PROPERTY RIGHTS + +The ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. The ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, the ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 1999 + +All rights reserved. No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from the ITU. + +## CONTENTS + +###### Page + +| | | | +|-------|---------------------------------------------------|---| +| 1 | Scope ..... | 1 | +| 2 | General ..... | 1 | +| 3 | References ..... | 1 | +| 4 | Digital exchanges ..... | 2 | +| 4.1 | Digital processes – Effect on transmission..... | 2 | +| 4.2 | Transmission loss through a digital exchange..... | 4 | +| 4.3 | Relative levels ..... | 5 | +| 4.4 | Echo and stability control..... | 5 | +| 4.4.1 | Transmission loss contribution ..... | 5 | +| 4.4.2 | Balance return loss contribution..... | 6 | +| 4.5 | Local transmission..... | 7 | +| 4.6 | Sidetone and input impedance..... | 7 | +| 4.7 | Digital pads..... | 8 | +| 4.8 | Transmission delay..... | 8 | + + + +# **TRANSMISSION CHARACTERISTICS OF EXCHANGES** + +*(Geneva, 1980; amended at Melbourne, 1988, revised in 1998)* + +## **1 Scope** + +This Recommendation is concerned with the voice-frequency transmission considerations that should be taken into account in the design of digital exchanges and their incorporation into the network. The digital exchanges referred to include local exchanges and transit exchanges (national and international). The transmission considerations relate primarily to the properties which digital exchanges should possess to enable them to operate under different and changing network conditions with respect to the content of analogue, mixed analogue/digital and all-digital plant. + +## **2 General** + +Detailed transmission characteristics for PDH/SDH digital exchanges are contained in Recommendations Q.551, Q.552, Q.553 and Q.554. While no detailed Recommendations have been specifically generated for switches which use ATM technology, in general, ATM switches should comply with the requirements defined in the Q.550 series Recommendations. It is understood that due to the different mode of operation of ATM switches, as compared to their PDH/SDH counterparts, certain parameters like group delay may be different for an ATM switch that performs cell assembly when information from one DS-0 is placed within a specific cell. + +## **3 References** + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; all users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. + +- ITU-T Recommendation G.101 (1996), *The transmission plan*. +- ITU-T Recommendation G.113 (1996), *Transmission impairments*. +- ITU-T Recommendation G.121 (1993), *Loudness Ratings (LRs) of national systems*. +- ITU-T Recommendation G.122 (1993), *Influence of national systems on stability and talker echo in international connections*. +- ITU-T Recommendation G.126 (1993), *Listener echo in telephone networks*. +- ITU-T Recommendation G.176 (1997), *Planning guidelines for the integration of ATM technology into networks supporting voiceband services*. +- ITU-T Recommendation Q.551 (1996), *Transmission characteristics of digital exchanges*. +- ITU-T Recommendation Q.552 (1996), *Transmission characteristics at 2-wire analogue interfaces of digital exchanges*. + +- ITU-T Recommendation Q.553 (1996), *Transmission characteristics at 4-wire analogue interfaces of digital exchanges*. +- ITU-T Recommendation Q.554 (1996), *Transmission characteristics at digital interfaces of digital exchanges*. +- ITU-T Supplement 31 to the G-series Recommendations (1993), *Principles of determining an impedance strategy for the local network*. + +## 4 Digital exchanges + +### 4.1 Digital processes – Effect on transmission + +Digital PDH/SDH exchanges and digital ATM exchanges, to varying degrees, currently are required to include such digital processes as analogue-to-digital coders, digital-to-analogue decoders and digital recording processes, examples of which are companding law converters and digital pads. The extent to which such digital processes might be included in a digital exchange is determined by the network environment in which the exchange is to operate (i.e. mixed analogue/digital or all-digital). While a number of signal processing functions such as echo control, speech compression and PDH/SDH to ATM interworking may be performed by physically distinct network elements, this does not preclude the incorporation of these digital signal processing functions into digital switches. + +Digital processes such as those referred to above attract transmission penalties. These penalties can be expressed in terms of "quantization distortion units (qdus) or units of equipment impairment factor (eif)". The impact of these impairments on a connection can be evaluated using the "quantization factor method" or the "equipment impairment factor method", as discussed in Recommendation G.113. Only the equipment impairment factor method which is discussed in clause 6/G.113 is recommended for evaluating the impairments associated with transmission devices which use non-waveform coding techniques. + +A limit is placed on the permissible accumulation of units of transmission impairment in an international telephone connection. Details of the planning rule resulting from this limit and the penalties introduced by individual digital processes are given in 5.6/G.113. + +In accordance with 5.6/G.113, it is recommended that no more than 14 units of transmission impairment be permitted to accumulate in an international connection. Of these 14 units, a maximum of 5 units could be introduced by each national extension and a maximum of 4 units by the international portion1. Since one 8-bit PCM codec pair (coder and decoder) introduces 1 unit of transmission impairment, it is clear that unintegrated PCM digital processes involving analogue/digital conversions (e.g. codecs), or digital processes involving the recoding of information (e.g. digital pads) should not be allowed to proliferate in an uncontrolled fashion. Figure 1 shows some of the transmission paths that might be established through a digital exchange and the "units of transmission impairment" attributable to the digital processes in these paths. Figure 2 also shows some of the transmission paths that might be established through a digital exchange. However, Figure 2 is intended to identify examples of where digital signal processing devices may be placed. It is recommended that the impairments caused by these signal processing devices be evaluated using the equipment impairment factor method presented in clause 6/G.113. It is important to understand that the equipment impairment factor method allows the performance evaluation to be performed if the impairments are specified in impairment units of eifs and or qdus. + +1 It should be noted that 14 qdus equates to approximately 20 eif units. + +![Diagram of transmission paths at digital exchanges showing seven cases (Case 1 to Case 7) with various components like digital exchange, transmission, switching, pads, and terminating units. Includes a legend for symbols like Analogue transmission, Digital transmission, A/D coder or D/A decoder, Analogue pad, Digital pad, 2W/4W terminating unit, Balance network, 0.7* qd units of transmission impairment, R Receive pad, T Transmit pad, L Pad for circuit loss adjustment, and Digital switch.](ebff22fb5dd6f50a90e44dca0f82f285_img.jpg) + +The diagram illustrates seven transmission cases (Case 1 to Case 7) at a digital exchange. The exchange is divided into 'Transmission' and 'Switching' sections. Each case shows a different configuration of analogue and digital transmission paths, including various pads (L, T, R) and terminating units (B). The impairment values are indicated in units of 0.7\* qd. + +- Case 1:** Pure digital transmission path through the exchange to a digital switch. +- Case 2:** Digital transmission path with digital pads (L) of 0.7\* impairment in the switching section before the digital switch. +- Case 3:** Analogue transmission path entering via a 2W/4W terminating unit (B) with transmit (T) and receive (R) analogue pads of 1/2\* impairment. +- Case 4:** Analogue transmission path with a 2W/4W terminating unit (B) and T/R pads (1/2\* impairment), plus digital pads (L) of 0.7\* impairment before the digital switch. +- Case 5:** Analogue transmission path with an analogue pad (L) of 1/2\* impairment in the switching section. +- Case 6:** Analogue transmission path with an analogue pad (L) of 1/2\* impairment and a digital pad (L) of 0.7\* impairment. +- Case 7:** Analogue transmission path with an analogue pad (L) of 1/2\* impairment located in the transmission section before the digital exchange boundary. + +| | | +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +|

—— Analogue transmission

– – – Digital transmission

— — A/D coder or D/A decoder

—I— Analogue pad

– -I- – Digital pad

— B — 2W/4W terminating unit

|

B Balance network

0.7* qd units of transmission impairment

R Receive (from the switch) pad at local exchange

T Transmit (from the switch) pad at local exchange

L Pad (if required) for circuit loss adjustment

–X– Digital switch

| +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| + +T1208970-98 + +Diagram of transmission paths at digital exchanges showing seven cases (Case 1 to Case 7) with various components like digital exchange, transmission, switching, pads, and terminating units. Includes a legend for symbols like Analogue transmission, Digital transmission, A/D coder or D/A decoder, Analogue pad, Digital pad, 2W/4W terminating unit, Balance network, 0.7\* qd units of transmission impairment, R Receive pad, T Transmit pad, L Pad for circuit loss adjustment, and Digital switch. + +**Figure 1/G.142 – Transmission paths at digital exchanges** + +![Diagram of transmission paths at digital exchanges (Cases 8-14) and a legend for symbols and components.](a5ee5c23b6dc52ec1d724b76d5a5f58f_img.jpg) + +The diagram illustrates various transmission paths at a digital exchange, categorized into 'Transmission' and 'Switching' sections. Cases 8 through 13 show different combinations of Half Echo Cancellers (HEC), Digital Circuit Multiplication Equipment (DCME), and ATM Interworking Functions (IWF) connected to digital switches. Case 14 shows an analogue transmission path through a balance network (B) and an ATM IWF, with transmit (T) and receive (R) pads at the local exchange, each having a 1/2 qd unit of transmission impairment. A legend at the bottom defines the symbols and components used. + +**Legend:** + +- Analogue transmission +- - - - Digital transmission +- |— A/D coder or D/A decoder +- |— Analogue pad +- |— Digital pad +- |— 2W/4W terminating unit +- B Balance network +- 0.7\* qd units of transmission impairment +- R Receive (from the switch) pad at local exchange +- T Transmit (from the switch) pad at local exchange +- P Pad (if required) for circuit loss adjustment +- X— Digital switch +- ATM IWF ATM to PDH/SDH Interworking Function +- DCME Digital Circuit Multiplication Equipment +- HEC Half Echo Canceller + +T1208960-98 + +Diagram of transmission paths at digital exchanges (Cases 8-14) and a legend for symbols and components. + +**Figure 2/G.142 – Transmission paths at digital exchanges which include digital signal processing** + +### 4.2 Transmission loss through a digital exchange + +The 4-wire digital switching function at a digital exchange should introduce a nominal transmission loss of 0 dB. Thus, in Figure 1 (Case 1) if a 0 dBm0 sinusoidal test signal is introduced at the analogue terminals of an ideal coder connected to the input of a digital switch, a Digital Reference Sequence (DRS) should be transmitted unaltered through the switch and produce a 0 dBm0 sinusoidal signal at the analogue terminals of a decoder connected to the output of the digital switch. + +Except for the transmission loss considered above (and perhaps the possible loss due to exchange wiring on analogue signals), all transmission losses which are to be introduced by a digital exchange, either in a digital or analogue form, are to be governed by the applicable transmission plan (see 4.4 below). + +### **4.3 Relative levels** + +On digital paths within an all-digital network, relative levels have no real meaning or use. However, as long as a substantial portion of the worldwide telephone network is of an analogue nature, it is necessary and useful to assign relative levels to digital exchanges. + +The relative levels assigned to a digital exchange are applicable at the virtual international connecting points of the exchange. The virtual international connecting points are theoretical points, as explained in 3.10.1.3/G.101. + +In accordance with 3.10.1.4/G.101: + +- the send and receive relative levels at an international digital exchange should be 0 dBr, when digital facilities are being terminated; +- the send level is 0 dBr and the receiving level is $-0.5$ dBr at an international digital exchange, when the international exchange terminates national analogue extension facility. + +In the case of digital exchanges in national extensions, the send relative levels should be governed by the applicable national transmission plan. + +### **4.4 Echo and stability control** + +The overall echo and stability losses presented by a national extension are a function of the relevant transmission losses and, in the case of the use of 2-wire conversion circuits, the balance return loss introduced by the 2-wire/4-wire conversion circuit. Both contributions need to be considered in the design of digital local exchanges where there is generally scope for improving the echo and stability losses. Such improvements are likely to be needed as connections in digital networks will tend to have lower losses and longer delays than analogue connections with a consequent worsening in echo performance. As integration of ATM switches may introduce significant incremental delay, a set of guidelines for introduction of ATM technology into the PSTN has been developed and published as Recommendation G.176. + +### **4.4.1 Transmission loss contribution** + +The requirements for controlling stability and echo on international connections under all-digital or mixed analogue/digital network conditions are dealt with in Recommendation G.122. In accordance with the latter Recommendation, the national extensions are to be mainly responsible for effecting this control. Arrangements for doing so are dealt with in clause 6/G.121. + +Clause 6/G.121 provides the framework within which individual national transmission plans are to provide for the necessary features to effect the required control. In the case of a digital 4-wire national extension (i.e. all-digital down to the local exchange but with 2-wire analogue subscriber lines), the control can be effected entirely at the local exchange. Where the national extension is to be of a mixed analogue/digital nature, the control under some national transmission plans might be distributed among the different parts of the national extension but the main burden would in general still lie with the local exchange. Figure 1 contains examples of some of the different arrangements that might be encountered at a digital exchange. + +The arrangement in (Case 1) of Figure 1 deals with the termination of a digital circuit at what might be a national or an international digital exchange. In this particular case, the circuit is to be operated without introducing additional loss at the exchange. + +The arrangement in (Case 2) of Figure 1 also deals with the termination of a digital circuit at a national digital exchange. However, in this case, the relevant transmission plan requires that loss should be associated with the circuit at the exchange through the medium of digital pads. See 4.7 below regarding the use of digital pads. + +The arrangement in (Case 3) of Figure 1 deals with the termination of a 2-wire subscriber's line at a digital local exchange. The pads designated R and T are pad symbols intended to represent loss or level adjustment made in the analogue portion. Clause 6/G.121 is concerned with the appropriate choice of values for R and T. + +The arrangement in (Case 4) of Figure 1 is similar to that of (Case 3) except that the losses R and T are shown as being provided in the digital portion. See 4.7 below regarding the use of digital pads. + +The arrangement in (Cases 5, 6 and 7) of Figure 1 deals with the termination of national analogue circuits at a national or international digital exchange. In (Case 5), an analogue pad (L) is used to develop the required loss of the circuit in accordance with the relevant transmission plan. (Case 6) is similar to (Case 5) except that a digital pad (L) is used to develop the required circuit loss. (Case 7) is also similar to (Case 5) except that the analogue pad (L) as well as the A/D coder and D/A decoder are provided as part of the transmission equipment associated with the circuit rather than by equipment that is built-in as part of the switching system. Although not shown in Figure 1, the A/D coders, the D/A decoders, the 2-wire/4-wire terminating units and the pads involved in (Cases 2, 3 and 4) can also be provided as part of the transmission equipment on the transmission side of the exchange rather than by equipment that is built-in as part of the switching system. + +### **4.4.2 Balance return loss contribution** + +The contribution of balance return loss to the overall echo and stability losses is illustrated in (Cases 3 and 4) of Figure 1 which show the situation of 2-wire local lines terminating on a digital local exchange. The achieved balance return loss is determined by the match between the impedance presented by the 2-wire local line and customer terminating apparatus and the balancing impedance chosen for the digital exchange line card. + +In many designs of digital local exchange, there is no 2-wire switch and the 2-wire line is permanently connected to the line card. This arrangement has significant advantages for balance return loss as there is likely to be a significant reduction in the range of impedances presented to any single line card. It is then possible to choose a line card balancing impedance more closely matched to the local line impedances and obtain an improvement in balance return loss compared with the conventional compromise impedances. + +The optimum balancing impedance will not be the same for all Administrations as it needs to take into account the local cable types used together with the range of customer apparatus impedances. It is possible that the use of different exchange balancing impedances for different local line classes will give an improvement in performance at the expense of some increase in network administration. In general it has been found that the use of balancing networks which resemble the impedance presented by local cable give the optimum performance. Examples of balancing impedances adopted by a number of Administrations are given in Recommendation Q.552. + +Further improvement in balance return loss is possible where the impedance of the customer apparatus can be influenced by the Administration. Telephone instruments with an input impedance close to the impedance of the local cable can result in an improvement in the balance return loss at the digital local exchange in the order of 10 dB on short local lines. Supplement 31 to the G-series Recommendations provides principles of determining an impedance strategy for the local network. Recommendation G.126 provides guidance in regards to the balance requirements necessary to control listener echo. + +### 4.5 Local transmission + +On local calls between subscribers served by the same digital local exchange, the switching of 2-wire subscriber lines such as those shown in Figure 1, (Case 3), results in an equipment arrangement which takes on the appearance of a voice-frequency repeater – see Figure 3. As is well known, such an arrangement must include sufficient loss around the loop to provide for an adequate margin of stability. To provide for this loss, some 2-wire to 2-wire attenuation may be acceptable in some cases. The attenuation might be supported by the national transmission plan, as it provides adequate loudness rating distribution for local calls. However, in cases where the 2-wire to 2-wire attenuation is to be comparable to that generally prevailing at an analogue exchange, i.e. approximately 0 dB, adequate balance return losses must be provided at the 2-wire/4-wire junctions. + +Increasing the balance return losses, as referred to above, should also be beneficial to the control of echo and stability in national connections beyond the local exchange as well as on international connections. + +![Figure 3/G.142 – Configuration of digital local exchange on 2-wire to 2-wire connections. The diagram shows a 4-wire loop within an exchange, connected to two 2-wire lines via 2-wire/4-wire terminating units (H) and balance networks (B). The loop contains digital switches and A/D coders or D/A decoders. The 'Singing and echo path' is indicated within the loop. The 'Exchange transmission loss' is shown as a double-headed arrow across the top. A legend at the bottom defines the symbols: Digital switch (dashed line with X), A/D coder or D/A decoder (solid line with cross), Analogue pads for control of stability and echo (R and T symbols), 2-wire/4-wire terminating unit (H box), and Balance network (B box).](ff0952ef692c9d960ce5f6708bcc9711_img.jpg) + +Exchange transmission loss + +4-wire loop + +Singing and echo path + +T1208980-98 + +Legend: + +- X--- Digital switch +- +— A/D coder or D/A decoder +- R T Analogue pads for control of stability and echo +- H 2-wire/4-wire terminating unit +- B Balance network + +Figure 3/G.142 – Configuration of digital local exchange on 2-wire to 2-wire connections. The diagram shows a 4-wire loop within an exchange, connected to two 2-wire lines via 2-wire/4-wire terminating units (H) and balance networks (B). The loop contains digital switches and A/D coders or D/A decoders. The 'Singing and echo path' is indicated within the loop. The 'Exchange transmission loss' is shown as a double-headed arrow across the top. A legend at the bottom defines the symbols: Digital switch (dashed line with X), A/D coder or D/A decoder (solid line with cross), Analogue pads for control of stability and echo (R and T symbols), 2-wire/4-wire terminating unit (H box), and Balance network (B box). + +Figure 3/G.142 – Configuration of digital local exchange on 2-wire to 2-wire connections + +### 4.6 Sidetone and input impedance + +Digital local exchanges can have a significant influence on the sidetone performance of telephone instruments, particularly those instruments on relatively short local lines. The reason for this can be seen in Figure 3 where the impedance presented by the exchange to the local line is a function of the input impedance of the line card and the characteristics of the singing and echo path within the exchange. + +For optimum sidetone performance on short local lines, the input impedance of the exchange line card should be close to the anti-sidetone impedance of the telephone instrument. In the case where the telephone instrument is designed to give good sidetone performance on long local lines, this anti-sidetone impedance is likely to be close to the characteristic impedance of the 2-wire local cable. + +This would lead to the digital local exchange also presenting an impedance close to that of the 2-wire local cable. + +On longer local lines, the exchange impedance will have less effect on the sidetone performance as the impedance presented to the telephone is masked by the local cable impedance. + +The final choice of exchange impedance needs to take into account a number of factors: + +- telephone set impedance and sensitivity characteristics; +- local line network characteristics; +- digital exchange current feeding arrangements, + +the objective being that the customer should not see a worsening in sidetone performance when connected to a digital exchange. Impedances chosen by a number of Administrations are given in Recommendation Q.552, and it is clear that there is a considerable difference between the impedances which reflect the differences between the national networks. + +## **4.7 Digital pads** + +The use of a digital pad to produce the required transmission loss in a digital path attracts a transmission penalty. This penalty has to come out of the allowance of "units of transmission impairment" allotted to the national and international portions of international connections – see 5.6/G.113. Additionally, since digital pads involve the use of digital recoding processes, the use of such pads in paths where bit integrity must be preserved is unattractive. This can be an important consideration where multi-purpose networks are contemplated. Consequently, if digital pads must be introduced, arrangements should be made to switch them out or to bypass them. + +## **4.8 Transmission delay** + +Transmission delays through digital exchanges, especially if they also perform a speech processing function, e.g. digital speech compression, or PDH/SDH to ATM interworking, could be significant. For example, such delays could have the effect of decreasing the length of connections on which echo control devices (viz. echo cancellers) should be applied. Transmission delays at digital local exchanges (or at digital PBXs) could in some cases also affect the impedance match between subscriber lines and the exchange (or PBX) in a way that could adversely affect subscriber sidetone. Transmission delays through digital exchanges should, therefore, be minimized. See Annex A/G.114 for details of the delay introduced by various items of digital equipment and systems. Recommendation G.176 provides guidance associated with the integration of ATM technology into the PSTN. + +For transmission delays that might be encountered at digital PDH/SDH exchanges, also see Recommendation Q.551. + +# ITU-T RECOMMENDATIONS SERIES + +| | | +|-----------------|--------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of the ITU-T | +| Series B | Means of expression: definitions, symbols, classification | +| Series C | General telecommunication statistics | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | TMN and network maintenance: international transmission systems, telephone circuits, telegraphy, facsimile and leased circuits | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks and open system communications | +| Series Y | Global information infrastructure | +| Series Z 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0000000000000000000000000000000000000000..0ccae9fd13ce3cd6d3a31e400443d093564c351b --- /dev/null +++ b/marked/G/T-REC-G.228-198811-I_PDF-E/raw.md @@ -0,0 +1,449 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features a globe with a lightning bolt superimposed on it, and the letters 'ITU' in a bold, sans-serif font. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.228** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +# **INTERNATIONAL ANALOGUE CARRIER SYSTEMS GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS** --- + +## **MEASUREMENT OF CIRCUIT NOISE IN CABLE SYSTEMS USING A UNIFORM - SPECTRUM RANDOM NOISE LOADING** + +**ITU-T Recommendation G.228** + +(Extract from the *Blue Book*) + +--- + +## NOTES + +1 ITU-T Recommendation G.228 was published in Fascicle III.2 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +## **MEASUREMENT OF CIRCUIT NOISE IN CABLE SYSTEMS USING A UNIFORM-SPECTRUM RANDOM NOISE LOADING** + +*(Geneva, 1964; further amended)* + +The CCITT, + +*considering that* + +(a) it is desirable to measure the performance of cable systems for frequency-division multiplex telephony under conditions closely approaching those of actual operation; + +(b) a signal with a continuous uniform spectrum (white noise) has statistical properties similar to those of a multiplex signal when the number of channels is not too small; + +(c) the use of a signal with a continuous uniform spectrum to measure the performance of such cable systems is already widespread; + +(d) it is necessary to standardize the frequencies and bandwidths of the measuring channels to be used for such measurements; + +(e) for reasons of international compatibility it is necessary to standardize the minimum attenuation and the bandwidth of the stop filters which may have to be used in the white-noise generator; + +(f) the CCITT has indicated, for the planning of telephone circuits, a mean value of signal power in the baseband of a multiplex telephone system to be taken into consideration during the busy hour (Recommendation G.223), + +*recommends that* + +**1** The performance of frequency-division multiplex cable systems should be measured by means of a signal with a continuous uniform spectrum in the frequency band used for the telephone channels. + +**2** The nominal power level of the uniform spectrum test signal should be in accordance with the conventional load, specified in Recommendation G.223. If applied at the point of interconnection of the system corresponding to $T'$ of Recommendation G.213, the absolute power levels of interest are shown in column 4 of Table 1/G.228. + +**2.1** The sending equipment should be capable of providing, at the output of an inserted bandstop filter, a loading level at least up to +10 dB relative to the nominal power level defined above. + +**2.2** Within the bandwidth corresponding to the baseband of the system under test, the r.m.s. voltage of the white noise spectrum measured in a band of about 2 kHz should not vary by more than $\pm 0.5$ dB. This degree of spectrum uniformity should be met in the level range up to +6 dB relative to the nominal power level, indicated in Table 1/G.228, column 4. + +**2.3** The white noise test signal should be available at the output of the sending equipment with a peak factor of about 12 dB with respect to the r.m.s. value. + +**3** The nominal effective cut-off frequencies (the cut-off frequencies of hypothetical filters having ideal square cut-off characteristics and transmitting the same power as the real filters) and tolerances for the bandpass filters proposed for the various bandwidths of systems to be tested, should be as specified in Table 2/G.228. To reduce the number of filters required, compromises have been made between the nominal effective cut-off frequency and the system bandwidth-limiting frequency in some cases. The tolerances ensure that consequent calibration errors do not exceed $\pm 0.1$ dB and errors in measurement of intermodulation noise do not exceed $\pm 0.2$ dB assuming system pre-emphasis of about 10 dB. + +TABLE 1/G.228 + +| 1 | 2 | 3 | 4 | +|------------------------------|----------------------------------------|---------------------------------------|----------------------------------------------------------| +| Number of telephone channels | Relative power level at point T' (dBr) | Level of the conventional load (dBm0) | Nominal power level of the test signal at point T' (dBm) | +| 60 | -36 | 6.1 | -29.9 | +| 120 | -36 | 7.3 | -28.7 | +| 300 | -36 | 9.8 | -26.2 | +| 600 | -36 | 12.8 | -23.2 | +| | -33 | | -20.2 | +| 960 | -36 | 14.8 | -21.2 | +| | -33 | | -18.2 | +| 1 260 | -33 | 16.0 | -17.0 | +| 1 800 | -33 | 17.5 | -15.5 | +| 2700 | -33 | 19.3 | -13.7 | +| 3 600 | -33 | 20.5 | -12.5 | +| 10 800 | -33 | 25.3 | -7.7 | + +TABLE 2/G.228 + +| System capacity (channels) | Limits of band occupied by telephone channels (kHz) | Effective cut-off frequencies of bandpass filters (kHz) | | Frequencies of recommended measuring channels (kHz) | +|----------------------------|-----------------------------------------------------|---------------------------------------------------------|------------------|-----------------------------------------------------------| +| | | Highpass | Lowpass | | +| 60 | 60- 300 | $60 \pm 1$ | $300 \pm 2$ | 70 270 | +| 120 | 60- 552 | $60 \pm 1$ | $552 \pm 4$ | 70 270 534 | +| 300 { | 60- 1 300
64- 1 296 } | $60 \pm 1$ | $1 296 \pm 8$ | 70 270 534 1 248 | +| 600 { | 60- 2 540
64- 2 660 } | $60 \pm 1$ | $2 600 \pm 20$ | 70 270 534 1 248 2 438 | +| 960 { | 60- 4 028
64- 4 024 } | $60 \pm 1$ | $4 100 \pm 30$ | 70 270 534 1 248 2 438 3 886 | +| 900 | 316- 4 188 | $316 \pm 5$ | $4 100 \pm 30$ | 534 1 248 2 438 3 886 | +| 1 260 { | 60- 5 636
60- 5 564 } | $60 \pm 1$ | $5 600 \pm 50$ | 70 270 534 1 248 2 438 3 886 5 340 | +| 1 200 | 316- 5 564 | $316 \pm 5$ | $5 600 \pm 50$ | 534 1 248 2 438 3 886 5 340 | +| 1 800 { | 312- 8 120
312- 8 204
316- 8 204 } | $316 \pm 5$ | $8 160 \pm 75$ | 534 1 248 2 438 3 886 5 340
7 600 | +| 2 700 { | 312-12 336
316-12 388
312-12 388 } | $316 \pm 5$ | $12 360 \pm 100$ | 534 1 248 2 438 3 886 5 340
7 600 11 700 | +| 3 600 { | 316-17 004
312-16 900
596-17 668 } | $316 \pm 5$ | $17 300 \pm 150$ | 534 or 770 1 248 2 438 3 886 5 340
7 600 11 700 16 400 | +| 10 800 { | 4 332-59 684
4 404-59 580 } | $4 370 \pm 70$ | $59 600 \pm 600$ | 5 340 11 700
35 748 55 548 | + +3.1 The discrimination of a lowpass filter should be at least 20 dB at a frequency more than 10% above nominal cut-off and at least 25 dB at frequencies more than 20% above nominal cut-off. The discrimination of a highpass filter should be at least 25 dB at frequencies more than 20% below nominal cut-off. + +3.2 To limit discrimination against measuring channels, the spread of losses introduced by any pair of highpass and lowpass filters should not exceed 0.2 dB over a range of frequencies which includes the upper and lower measuring channels. + +4 Values of the characteristics for the discrimination in each stop-band at the output of a sending equipment are given in Table 3/G.228. These characteristics are intended to apply over a temperature range from 10 °C to 40 °C. + +5 When the receiving equipment is connected directly to a sending equipment provided with bandstop filters which only just meet the requirements of § 4 above, the ratio of the noise power indicated by the receiving equipment when the bandstop filter is bypassed, to that indicated when the filter is in circuit, should be a minimum of 67 dB; this requirement applies when a conventional load is applied. The minimum effective bandwidth of the receiver should be 1.7 kHz; the maximum reading of absolute noise power arising from leakage given by a receiver of 1.74 kHz effective bandwidth and which just meets the foregoing leakage requirement is -85.6 dBm0p. + +6 Additional measuring channels may be provided by agreement between the Administrations concerned. + +*Note* - In Annexes A and B some general information is given on the measuring procedures, the choice of filter characteristics, correction methods and accuracy objectives. + +TABLE 3/G.228 + +### **Characteristics of bandstop filters** + +| Centre frequency $f_0$ (kHz) | Bandwidth (kHz), in relation to $f_0$ ,
over which the discrimination should be at least: | | | | Bandwidth (kHz)
in relation to $f_0$ , outside
of which the discrimination
should not exceed: | | +|------------------------------|----------------------------------------------------------------------------------------------|--------|--------|--------|--------------------------------------------------------------------------------------------------------|--------| +| | 70 dB | 55 dB | 30 dB | 3 dB | 3 dB | 0.5 dB | +| 70 | ± 1.5 | ± 2.2 | ± 3.5 | — | ± 12 | ± 18 | +| 270 | ± 1.5 | ± 2.3 | ± 2.9 | — | ± 8 | ± 24 | +| 534 | ± 1.5 | ± 3.5 | ± 7.0 | — | ± 15 | ± 48 | +| 770 | ± 1.5 | ± 3.8 | ± 8.0 | — | ± 21 | ± 70 | +| 1 248 | ± 1.5 | ± 4.0 | ± 11.0 | — | ± 35 | ± 110 | +| 2 438 | ± 1.5 | ± 4.5 | ± 19.0 | — | ± 60 | ± 220 | +| | | ± 15.0 | ± 30.0 | — | ± 110 | ± 350 | +| 3 886 | ± 1.5 | | | | | | +| | | ± 1.8 | ± 3.5 | ± 8.0 | ± 12 | ± 100 | +| 5 340 | ± 1.5 | ± 2.2 | ± 4.0 | ± 8.5 | ± 14 | ± 150 | +| 7 600 | ± 1.5 | ± 2.4 | ± 4.6 | ± 9.5 | ± 16 | ± 200 | +| 11 700 | ± 1.5 | ± 3.0 | ± 7.0 | ± 11.0 | ± 20 | ± 300 | +| 16 400 | ± 1.5 | ± 4.0 | ± 9.0 | ± 14 | ± 30 | ± 500 | +| 35 748 | ± 1.8 | ± 2.2 | ± 3.5 | ± 5.0 | ± 20 | ± 150 | +| 55 548 | ± 2.5 | ± 3.5 | ± 6.0 | ± 9.5 | ± 30 | ± 200 | + +*Note 1* - The characteristics recommended for the filters 70 kHz to 2438 kHz inclusive are based on coil-capacitor type filters. Those characteristics recommended for the filters at 5340 kHz and above are based on crystal-type filters. Optional characteristics are recommended for the 3886-kHz filter to permit a choice of design between a coil-capacitor type or crystal-type filter. The crystal-type filters at 35 748 kHz and 55 548 kHz are assumed to be operating in a higher harmonic mode of the crystal resonators. That is why the relative bandwidths of these filters show a discontinuity compared with the crystal-type filters up to 11 700 kHz. + +*Note 2* - The discrimination values quoted are relative referred to the minimum attenuation of the bandstop filters within the baseband frequency range defined by highpass and lowpass filters in Table 2/G.228. This implies that a bandstop filter suitable for measurements on one system is not necessarily suitable for measurements on a system of larger bandwidth. + +*Note 3* - The design of the receiver selectivity of 3886 kHz should be related to the characteristic of the crystal-type bandstop filter. + +*Note 4* - Due to spurious resonances, narrow spikes of the discrimination may occur in the upper passband of crystal-type bandstop filters. When resonators are operated in a higher harmonic mode narrow spikes can also appear in the lower passband. Those spikes of about 10-dB peak attenuation within 1 to 5 kHz bandwidth are admissible because they do not affect the measuring accuracy. + +## ANNEX A + +(to Recommendation G.228) + +## Outline of the white noise measuring method + +### A.1 General principle + +The principal components of the measuring setup are shown in Figure A-1/G.228. + +![Block diagram of the white noise measuring setup. It shows a sequence of blocks: 1 (Noise Generator G), 2 (Bandpass Filter B), 3 (Bandstop Filter with center frequency f_m), 4 (System under test), 5 (Receiving Bandpass Filter with bandwidth delta f and center frequency f_m), 6 (Variable Receiver Attenuator delta a), and 7 (r.m.s. level meter W). Test points T' and T are indicated before and after the system under test. Power levels P_s, W_A, and W_B are marked at specific points in the chain.](6df5629bc2fc6d82f1a1edf9d7340113_img.jpg) + +``` + +graph LR + 1[1 G] --> 2[2 B] + 2 --> 3[3 f_m] + 3 -- "T', n1, Ps" --> 4[4 SYSTEM] + 4 -- "T, n2" --> 5[5 delta f, f_m] + 5 -- "WA, WB, n2" --> 6[6 delta a] + 6 --> 7[7 W] + +``` + +Block diagram of the white noise measuring setup. It shows a sequence of blocks: 1 (Noise Generator G), 2 (Bandpass Filter B), 3 (Bandstop Filter with center frequency f\_m), 4 (System under test), 5 (Receiving Bandpass Filter with bandwidth delta f and center frequency f\_m), 6 (Variable Receiver Attenuator delta a), and 7 (r.m.s. level meter W). Test points T' and T are indicated before and after the system under test. Power levels P\_s, W\_A, and W\_B are marked at specific points in the chain. + +- 1 = noise generator delivering variable test signal power $P_s$ + - 2 = bandpass filter, effective bandwidth $B$ + - 3 = bandstop filter, centre frequency $f_m$ + - 4 = system under test + - 5 = receiving bandpass filter, centre frequency $f_m$ , bandwidth $\Delta f$ about 2 kHz + - 6 = variable receiver attenuator, $\Delta a = 10 \log \frac{W_A}{W_B}$ dB + - 7 = r.m.s. level meter +- $W_A$ = noise power when bandstop filter is bypassed + $W_B$ = noise power when bandstop filter is inserted + $\left. \begin{matrix} n_1 = \text{relative level at system input } T' \\ n_2 = \text{relative level at system output } T \end{matrix} \right\}$ (see Recommendation G.213) + +FIGURE A-1/G.228 + +#### Principle of the measuring set-up + +### A.2 Measuring procedures + +Two methods for assessing the noise performance of a transmission system are in widespread use: + +#### A.2.1 Measurement of noise power ratio (NPR) + +The noise power ratio + +$$\text{NPR} = 10 \log \frac{W_A}{W_B} \text{ dB} = \Delta a \quad (\text{A-1})$$ + +is measured at various levels of $P_S$ . The r.m.s. level meter serves as an indicator only. The value $W_A$ is the noise power in the measuring channel without taking account of the effect of frequency gaps between groups of channels in actual operation. + +In an $N$ -channel system the following definitions are introduced: + +$$P_S = N \cdot P_{CH}$$ + +$P_{CH}$ = variable signal power per channel + +$$P_{CH} = -15 \text{ dBm}0 + \Delta p = \text{load level per channel}$$ + +$-15 \text{ dBm}0$ is the conventional load per channel according to Recommendation G.223 for systems with $N \geq 240$ . $\Delta p$ (dB) is the excess load relative to $-15 \text{ dBm}0$ + +$p_n$ = weighted noise power level (dBm0p) measured at point $T$ in a 3.1 kHz telephone channel. + +The measured NPR values are usually plotted, as shown in Figure A-2/G.228, as a function of the excess channel loading $\Delta p$ . + +![Figure A-2/G.228: NPR curve versus channel loading. The graph plots Noise power ratio (NPR) in dB on the y-axis (42, 46, 50) against Loading per channel (P_CH) in dBm0 on the top x-axis (-23, -19, -15, -11, -7) and Excess loading (Δp) in dB on the bottom x-axis (-8, -4, 0, +4, +8). A curve rises from approximately 42 dB at -23 dBm0 to a peak of about 49 dB at -15 dBm0, then falls to about 42 dB at -7 dBm0. A vertical line at -15 dBm0 is labeled 'Conventional load'.](ab9eb65dcbc2696ec77b66f70f9e0e91_img.jpg) + +| Excess loading ( $\Delta p$ ) [dB] | Loading per channel ( $P_{CH}$ ) [dBm0] | Noise power ratio (NPR) [dB] | +|------------------------------------|-----------------------------------------|------------------------------| +| -8 | -23 | 42 | +| -4 | -19 | 46 | +| 0 | -15 | 49 | +| +4 | -11 | 46 | +| +8 | -7 | 42 | + +Figure A-2/G.228: NPR curve versus channel loading. The graph plots Noise power ratio (NPR) in dB on the y-axis (42, 46, 50) against Loading per channel (P\_CH) in dBm0 on the top x-axis (-23, -19, -15, -11, -7) and Excess loading (Δp) in dB on the bottom x-axis (-8, -4, 0, +4, +8). A curve rises from approximately 42 dB at -23 dBm0 to a peak of about 49 dB at -15 dBm0, then falls to about 42 dB at -7 dBm0. A vertical line at -15 dBm0 is labeled 'Conventional load'. + +FIGURE A-2/G.228 +NPR curve versus channel loading + +The relation between NPR values measured on a channel and the weighted noise power level referred to a zero relative level point is: + +$$P_n = (- \text{NPR} - 18.6 - 10 \log k + \Delta p) \text{ dBm0p} \quad (\text{A-2})$$ + +$k = B/4N$ ( $B$ in kHz) is a correction factor which takes account of the effect of the frequency gaps between groups of channels in the transmission system. + +Table A-1/G.228 gives examples of the correction for some N-channel systems: + +TABLE A-1/G.228 + +| | | | | | +|------------------|------|------|------|--------| +| $N$ | 300 | 960 | 2700 | 10 800 | +| $10 \log k$ (dB) | 0.14 | 0.22 | 0.46 | 1.08 | + +#### A.2.2 *Direct measurement of weighted noise power level* + +With the particular choice of the effective receiver bandwidth + +$$\Delta f = 1.74 \text{ kHz} (= 3.1 \text{ kHz} \cdot 10^{-0.25}),$$ + +the weighted noise power $P_n$ in a telephone channel is: + +$$P_n = W_B \text{ (see Figure A-1/G.228)}$$ + +and the weighted noise level $p_n$ , referred to a point of zero relative level becomes: + +$$p_n = \left[ 10 \log \frac{W_B}{1 \text{ mW}} + n_2 \text{ (dBr)} \right] \text{ dBm0p} \quad (\text{A-3})$$ + +In this case the receiver (component 7 of Figure A-1/G.228) must be a calibrated power level meter. + +### A.3 *Examples of investigations using the white noise measuring method* + +Two kinds of investigations can be made on a system (with length $L$ ) between flat relative level points $T'$ and $T$ . The one [case a)] investigates the effect on the noise performance of load deviations at the input of the system, whereas the other [case b)] indicates the influence of level misalignments along the transmission line: + +- The test signal noise power $P_S$ is varied and the weighted noise level $p_n$ is determined in dBm0p. The result is plotted as indicated in Figure A-3/G.228. + +Alternatively to the indication of the noise level for system length $L$ in dBm0p, the noise power could have been indicated in pW0p/km. + +![Graph showing Weighted noise level (p_n) in dBm0p versus Loading per channel (P_CH) in dBm0 and Excess loading (Δp) in dB. The curve shows a sharp increase in noise level as loading increases beyond the conventional load of -15 dBm0.](352c5fab6f936356e9570761a02ab71e_img.jpg) + +The graph plots Weighted noise level ( $p_n$ ) in dBm0p on the y-axis (ranging from -68 to -52) against Loading per channel ( $P_{CH}$ ) in dBm0 on the top x-axis (ranging from -23 to -3) and Excess loading ( $\Delta p$ ) in dB on the bottom x-axis (ranging from -8 to +16). A curve starts at approximately -68 dBm0p at -23 dBm0 loading and rises sharply, passing through -60 dBm0p at -15 dBm0 loading (labeled 'Conventional load') and reaching -52 dBm0p at -7 dBm0 loading. The curve continues to rise steeply towards -3 dBm0 loading. The bottom x-axis is labeled 'Excess loading ( $\Delta p$ )' and 'CCITT-45170'. + +Graph showing Weighted noise level (p\_n) in dBm0p versus Loading per channel (P\_CH) in dBm0 and Excess loading (Δp) in dB. The curve shows a sharp increase in noise level as loading increases beyond the conventional load of -15 dBm0. + +FIGURE A-3/G.228 + +**Weighted noise power level versus system load (relative levels of the system fixed according to plan)** + +- b) The relative levels on the transmission line are varied by insertion of attenuators $-\Delta n$ and $+\Delta n$ at the input and output of the system as is illustrated in Figure A-4/G.228 which is an excerpt of Figure A-1/G.228. + +![Block diagram showing a transmission system with input and output attenuators. The input attenuator is labeled -Δn and the output attenuator is labeled +Δn. The system is labeled SYSTEM. The input level is n1 and the output level is n2. The levels at the input and output of the system are n1 + Δn and n2 + Δn respectively.](7a0db9703b68b3d06cdaeefc084c0006_img.jpg) + +The diagram shows a transmission system block labeled 'SYSTEM'. At the input (point $T'$ ), there is an attenuator labeled $-\Delta n$ . The input level is $n_1$ . The level at the input of the system is $n_1 + \Delta n$ . At the output of the system, there is an attenuator labeled $+\Delta n$ . The level at the output of the system is $n_2 + \Delta n$ . The output level is $n_2$ . The diagram is labeled 'CCITT-45180'. + +Block diagram showing a transmission system with input and output attenuators. The input attenuator is labeled -Δn and the output attenuator is labeled +Δn. The system is labeled SYSTEM. The input level is n1 and the output level is n2. The levels at the input and output of the system are n1 + Δn and n2 + Δn respectively. + +FIGURE A-4/G.228 + +**Variation of the internal relative levels of the system** + +The test signal noise power $P_S$ is set to the conventional value (-15 dBm0/4 kHz) at point $T'$ and is kept constant. The noise power level in the measuring channel is determined at point $T$ as a function of the relative level at the repeater output, for example. The result is plotted as shown in Figure A-5/G.228. + +![FIGURE A-5/G.228: Weighted noise level in measuring channel versus relative level at repeater output. The graph shows a U-shaped curve representing the weighted noise level (p_n) in dBm0p against the relative level at the repeater output in dBr and dB. The x-axis has three scales: dBr from -26 to -10, Relative level at the repeater output from -8 to +8, and Deviation of relative level from nominal value from -8 to +8 dB. The y-axis shows Weighted noise level (p_n) in dBm0p from -68 to -60. A vertical line at -18 dBr indicates the 'Nominal relative level'. The curve reaches its minimum of approximately -68 dBm0p at 0 dB deviation from the nominal value.](adb1f42239329fa8283d1a40005f989f_img.jpg) + +| Relative level (dBr) | Deviation from nominal (dB) | Weighted noise level (dBm0p) | +|----------------------|-----------------------------|------------------------------| +| -26 | -8 | -60.5 | +| -22 | -4 | -65.0 | +| -18 | 0 | -68.0 | +| -14 | +4 | -65.5 | +| -10 | +8 | -60.0 | + +FIGURE A-5/G.228: Weighted noise level in measuring channel versus relative level at repeater output. The graph shows a U-shaped curve representing the weighted noise level (p\_n) in dBm0p against the relative level at the repeater output in dBr and dB. The x-axis has three scales: dBr from -26 to -10, Relative level at the repeater output from -8 to +8, and Deviation of relative level from nominal value from -8 to +8 dB. The y-axis shows Weighted noise level (p\_n) in dBm0p from -68 to -60. A vertical line at -18 dBr indicates the 'Nominal relative level'. The curve reaches its minimum of approximately -68 dBm0p at 0 dB deviation from the nominal value. + +FIGURE A-5/G.228 + +**Weighted noise level in measuring channel versus relative level at repeater output** + +# ANNEX B + +(to Recommendation G.228) + +### **Measuring accuracy considerations affecting the design of the measuring equipment** + +### **B.1 Introduction** + +The Recommendations relating to the measurement of circuit noise in systems artificially loaded with uniform spectrum random noise simulating FDM telephone signals were agreed after carefully coordinated studies by three CCI Study Groups concerned. The different Recommendations provided for the application of the white noise measuring method to cable systems (CCITT Recommendation G.228), radio-relay systems (CCIR Recommendation 399 [1]), satellite systems (CCIR Recommendation 482 [2]) and translating equipments (CCITT Recommendation G.230). The objective of the coordination was that the separately recommended measuring equipments should conform with common measuring accuracy objectives and, as far as possible, be compatible and interchangeable. + +The overall accuracy objective of the measuring equipment when used for routine maintenance measurements is $\pm 2$ dB. A higher accuracy of about $\pm 1$ dB is desirable when measurements are made for the purpose of assessing the noise performance of a system in relation to required performance. This can be achieved by following certain procedures and applying corrections as described in B.4 and B.5 below. + +This Annex states how certain characteristics of measuring equipments were related to measuring accuracy objectives; any future extensions of the Recommendations to provide for measurements on new transmission systems, as yet unstandardized, should take account of those relationships. + +### **B.2 Bandstop fillers** + +#### **B.2.1 Choice of centre frequencies** + +In all cases the choice of nominal centre frequencies of band-elimination filters (i.e. of measuring channels) should take account of the need to minimize the combined discrimination of the pair of bandpass filters used when the + +bandstop filter provides a lower or upper measuring channel. Therefore, as a rule the centre frequency of a lower measuring channel should be at least 15% above the effective cut-off frequency of the highpass filter and the centre frequency of an upper measuring channel should be more than approximately 5% below the cut-off frequency of the lowpass filter involved. Under § 3.2 of the text of this Recommendation it is prescribed that "the spread of losses introduced by any pair of highpass and lowpass filters should not exceed 0.2 dB over a range of frequencies which includes the outer measuring channels". + +#### B.2.2 *Leakage* + +The discrimination of a bandstop filter in the neighbourhood of the centre frequency determines, jointly with the receiver selectivity the smallest noise-to-signal ratio that can be measured accurately, i.e. the "leakage" effect. The bandstop filter discrimination of 70 dB (Table 3/G.228) results in a ratio of the order of -67 dB-being measured when the noise is actually negligible. Leakage effect in the receiver is adequately limited by requiring (see § 5 in the text of the Recommendation) that the NPR value should be a minimum of 67 dB when connected directly to a send equipment with bandstop filters which only just meet the discrimination requirements of Table 3/G.228 and when a conventional load of -15 dBm/4 kHz is applied. + +*Note* - According to Formula (A-2) of Annex A this value of NPR = 67 dB corresponds to a residual noise level of -85.6 dBm0p (i.e. 2.8 pW0p) at the most. + +#### B.2.3 *Effective bandwidth* + +The basic requirement for the stopband is the condition that the discrimination should be at least 70 dB in a bandwidth of at least 3 kHz. The effective bandwidths (approximately the 3-dB points) recommended in Table 3/G.228 have been found to be technically feasible and lie in the order of 5% or less of the system bandwidth with coil-capacitor type filters and are less than 0.5% with crystal-type filters. It would present economic difficulties to reduce the relative bandwidth of the coil-type filters or to increase the relative bandwidth of the crystal-type filters. + +##### B.2.3.1 *Third order nonlinearity products* + +The attenuation of the noise loading signal in the vicinity of the measuring channel introduced by a bandstop filter causes an under-indication reading, erring on the low side, of third order nonlinearity noise power in that measuring channel. This under-indication is directly proportional to the effective bandwidth of the elimination filter. + +Assuming that procedures B.4.3 and B.4.4 below are both observed, the under-indication of third order products in a system using no pre-emphasis is about 0.05 dB for a top measuring channel filter, the effective bandwidth of which is 1% of the system bandwidth. The error associated with a particular filter is at its maximum when the filter provides the top measuring channel of a system. When the same filter is used in wider band systems (thus corresponding to an intermediate measuring channel of the system) its bandwidth is a smaller proportion of the system bandwidth and the associated error is smaller. + +When pre-emphasis is used but total signal power is unchanged the error is increased by the ratio of the signal density near the measuring channel of the pre-emphasized system to that of the system without pre-emphasis. + +The effective bandwidths of crystal-type bandstop filters are so small that their effect on measurement errors is negligible. + +The recommended effective bandwidths for coil-capacitor bandstop filters (Table 3/G.228) are such that the under-indication of third order nonlinear noise powers, when the filters provide top measuring channels of systems without pre-emphasis, falls in the range 0.25 to 0.30 dB. This range of errors becomes 0.60 to 0.90 dB for systems emphasized by 8 to 10 dB as is the case in FDM radio-relay systems (CCIR Recommendation 275 [3]) or in wideband systems on coaxial cables. + +##### B.2.3.2 *Second order nonlinearity products* + +In long transmission systems third order nonlinearity products normally form a more significant proportion of the total system noise than those of second order. For this reason the recommended maximum effective bandwidths of bandstop filters have been determined on the basis of accuracy objectives for the measurement of third order nonlinearity products. + +Nevertheless, measuring equipments may still be used for investigations of cases where second order nonlinearity products dominate. Corrections for known filter bandwidths may be made on the following basis: + +- a) Again assuming that procedures B.4.3 and B.4.4 below are observed, the error in a reading of second order nonlinearity products introduced by the bandstop filter is an excess reading, rather than the under-indication in the case of third order nonlinearity products. +- b) The excess reading is directly proportional to the effective bandwidth of the bandstop filter expressed as a percentage of the system bandwidth. The approximate proportionality, assuming no system pre-emphasis: + - for measuring channels located near the lower limit of the system bandwidth, an effective bandwidth of 1% system bandwidth causes an excess reading of 0.05 dB for second order intermodulation noise power; + - for measuring channels located in the middle, or near the upper limit, of the system bandwidth, an effective bandwidth of 1% system bandwidth causes an excess reading of 0.1 dB. +- c) The effect of system pre-emphasis in the case of a bandstop filter near the lower limit of the system bandwidth, i.e. where the density of second order nonlinearity products tends to be greatest, is to reduce the error attributable to a given filter bandwidth in the same proportion that the signal density at that frequency is reduced by pre-emphasis. + +### B.3 *Bandpass filters* + +In order to reduce the number of different filters, compromises have been made in some cases between the nominal effective cut-off frequency and the system bandwidth limiting frequency (cf. § 3 of the text). + +For the larger systems there may also be a significant difference between the frequency bandwidth $4 N$ kHz ( $N$ being the system capacity expressed in telephone channels) and the system bandwidth (Table 2/G.228). + +Both these facts are taken into account by the correction factor $k$ introduced in equation (A-2) of Annex A and in Table A-1/G.228. + +The recommended tolerances on the nominal values of cut-off frequencies are such that the actual and nominal bandwidths of the signal load cannot differ by more than 1%. This ensures that calibration errors (in NPR measurements) due to this particular imperfection do not exceed about 0.05 dB. + +The tolerances on the effective lowpass cut-off frequencies are in all cases less than 1.0% of the nominal system bandwidth and in most cases less than 0.8%. A difference of 0.8% leads to an error, in third order nonlinearity noise measurement, of 0.1 dB, this allowing for a pre-emphasis of 8 dB. Even allowing for a greater degree of pre-emphasis, the maximum error from this cause should not exceed 0.15 dB. + +### B.4 *Procedures for high accuracy measurements* + +The following measuring procedures are recommended for high accuracy type of measurements, for example checks that transmission system noise performance objectives are being achieved. + +#### B.4.1 *Signal load adjustment* + +The loading power should be adjusted to the nominal value by means of a true r.m.s. level measuring device. The maximum error, including reading error, should not exceed $\pm 0.15$ dB. + +#### B.4.2 *Receiver calibration* + +B.4.2.1 Using the NPR method (§ A.2.1) the receiver should be set with reference to the received signal immediately before insertion of a bandpass filter. + +B.4.2.2 Using the direct noise power measuring method (§ A.2.2) the receiver calibration error could be decreased to $\pm 0.15$ dB at the particular measuring slot by checking the reading with the aid of a white noise signal and a d.c.-calibrated true r.m.s. level meter. + +*Note* - The accuracy of measurements related to the zero relative level point (dBm0p or pW0p) also depends on how precisely the relative level at the measuring point ( $n_2$ of Figure A-1/G.228) is known. + +#### B.4.3 *Insertion of bandstop filters* + +Only one bandstop filter should be inserted at a time. This limits errors in measurement of intermodulation noise. + +#### B.4.4 *Readjustment of signal load* + +Normally, the signal load should be readjusted to the nominal value after the insertion of a bandstop filter. When measurements are specifically to investigate second-order intermodulation, or when this is known to dominate, greater accuracy is obtained by readjusting only for the specified passband insertion loss of the bandstop filter and not for the loss of spectrum energy in the measuring slot. + +*Note* - The effect of the measuring slot bandwidth is negligible with crystal-type bandstop filters. + +#### B.4.5 *Measurement at the receiver* + +B.4.5.1 Using the NPR method the noise power ratio is now measured as the change required in the setting of an attenuator ( $\Delta a$ in Figure A-1/G.228) to restore the pointer of the indicating instrument to the original setting. + +B.4.5.2 Using the direct measuring method the weighted noise level can be read in dBmp (or pWp) from the instrument. Optional means may be provided, e.g. to shift the calibration by setting a switch to the relative level $n_2$ of the measuring access point $T$ so that the dBm0p or pW0p values are indicated. + +### B.5 *Corrections for high accuracy measurements* + +The effects of the following error sources can be reduced by applying corrections to the measured values: + +#### B.5.1 *Receiver calibration in connection with NPR method* + +##### B.5.1.1 *Irregularity of the noise source* + +The tolerance for the spectrum regularity is $\pm 0.5$ dB. A calibration table (or curve) should be available for each noise generator. + +##### B.5.1.2 *Errors of effective system bandwidth* + +A correction in the conversion of NPR values into noise levels (in dBm0p) by application of the correction factor $k$ in equation (A-2) allows first, for the difference between nominal occupied bandwidth of the system under test and actual bandwidth $B$ between bandpass filter effective cut-off frequencies and secondly, for the difference between nominal occupied bandwidth and the total bandwidth actually occupied by telephone channels (i.e. $4N$ kHz). + +##### B.5.1.3 *Passband attenuation distortion of bandpass filters at the measuring frequency* + +The corrections in §§ B.5.1.1 and B.5.1.2 should ensure calibration to an accuracy of $\pm 0.2$ dB. + +#### B.5.2 *Bandstop filter effects* + +If coil-capacitor type bandstop filters are used, it might be worthwhile to assess the error of the measured intermodulation noise due to the effective bandwidth of these filters. To this end the rules quoted in B.2.3.1 and B.2.3.2 above should be applied. + +Approximate corrections for this error are thus possible when the proportion of third- and second-order intermodulation noise has been determined. + +### B.6 *Limitations of the noise loading measurement technique* + +B.6.1 Very low noise levels of less than about -83 dBm0p (about 5 pW0p) cannot be expected to be measured with an error of less than 2 dB, where the inherent noise leakage of the white noise measuring set is at the limit corresponding to $\text{NPR} \geq 67$ dB as explained in B.2.2 above. + +B.6.2 Although the measurements made at the specified frequencies may confirm that the design objectives are met, the noise performance of a system between these frequencies cannot always be inferred accurately from these measurements. Whether this interpolation is justified or not has to be established for the system under consideration. An approximate indication of the frequency dependency can be gained from the frequency characteristic of the basic noise (without loading) which can be measured with the aid of a selective level meter and continuously varying the frequency. The total noise performance of a system may be evaluated, when necessary, by carrying out measurements using additional test equipment. + +## **Bibliography on accuracy of white noise measuring methods** + +MUELLER (M.): Noise loading test errors due to finite slot width, *Data and Communications design*, pp. 20-24, March-April 1973. + +SPINDLER (W.): Noise loading measuring procedures and error sources, *Telecommunications*, pp. 32C-32F, July 1974. + +## **References** + +- [1] CCIR Recommendation *Measurement of noise using a continuous uniform spectrum signal on frequency-division multiplex telephony radio-relay systems*, Vol. IX, Rec. 399, Dubrovnik, 1986. +- [2] CCIR Recommendation *Measurement of performance by means of a signal of a uniform spectrum for systems using frequency-division multiplex telephony in the fixed-satellite service*, Vol. IV, Rec. 482, Dubrovnik, 1986. +- [3] CCIR Recommendation *Pre-emphasis characteristic for frequency modulation radio-relay systems for telephony using frequency-division multiplex*, Vol. IX, Rec. 275, Dubrovnik, 1986. \ No newline at end of file diff --git a/marked/G/T-REC-G.352-198811-I_PDF-E/1b896a95bc9974ad01fac7ac6f541a96_img.jpg b/marked/G/T-REC-G.352-198811-I_PDF-E/1b896a95bc9974ad01fac7ac6f541a96_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..f97d5c252fc063e1107486c2dea400422833fe20 --- /dev/null +++ b/marked/G/T-REC-G.352-198811-I_PDF-E/1b896a95bc9974ad01fac7ac6f541a96_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:db439d37d222f41709ab8a17c686ebefce33b6d67d746576bc9248c9600f4598 +size 54628 diff --git a/marked/G/T-REC-G.352-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg b/marked/G/T-REC-G.352-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..64672153e39c851d9e16fdbc702e526c7ba7e8a7 --- /dev/null +++ b/marked/G/T-REC-G.352-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:454a9958ffe168868cb7d38a0eb24418dafe31a7a4245c992089b2316ac37d3e +size 7392 diff --git a/marked/G/T-REC-G.352-198811-I_PDF-E/f0bae10b54c4f3cf8d0e33f5e2fb7cfa_img.jpg b/marked/G/T-REC-G.352-198811-I_PDF-E/f0bae10b54c4f3cf8d0e33f5e2fb7cfa_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..b759cd69030f97e8a79b368314243833a5c9bd9e --- /dev/null +++ b/marked/G/T-REC-G.352-198811-I_PDF-E/f0bae10b54c4f3cf8d0e33f5e2fb7cfa_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:00e4eb1bc0546c174089ff18fd4e001de50e037c51e57116cb5412ed19512916 +size 24808 diff --git a/marked/G/T-REC-G.352-198811-I_PDF-E/raw.md b/marked/G/T-REC-G.352-198811-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..e8c98a97fcae4d03b83c8ee38e3c0ac1796ff020 --- /dev/null +++ b/marked/G/T-REC-G.352-198811-I_PDF-E/raw.md @@ -0,0 +1,124 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with latitude and longitude lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.352** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**INTERNATIONAL ANALOGUE CARRIER SYSTEMS +INDIVIDUAL CHARACTERISTICS OF +INTERNATIONAL CARRIER TELEPHONE SYSTEMS +ON METALLIC LINES** + +--- + +**INTERCONNECTION OF COAXIAL CARRIER +SYSTEMS OF DIFFERENT DESIGNS** + +**ITU-T Recommendation G.352** + +(Extract from the *Blue Book*) + +--- + +# NOTES + +1 ITU-T Recommendation G.352 was published in Fascicle III.2 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# **INTERCONNECTION OF COAXIAL CARRIER SYSTEMS OF DIFFERENT DESIGNS1)** + +*(amended at Mar del Plata, 1968 and Geneva, 1980)* + +In every case of interconnection of coaxial carrier systems of different types at frontiers, some special arrangements are required to enable the systems to interwork satisfactorily. + +The following points require special attention: + +## **1 Pilots** + +Each line-regulating pilot should be transmitted on the two systems to be interconnected, at the same absolute power level (referred to a point of zero relative level). If the two systems do not use the same frequencies for the pilots, each of the stations situated at the ends of the regulated-line section crossing the frontier should be equipped to send all the pilots needed by both systems. + +## **2 Transmission conditions** + +For interconnecting systems using different pre-emphasis values and output levels at national boundaries, Administrations can agree to equalize the level differences by shortening the frontier cable section and adding suitable passive equalizer networks as indicated in Annex A. + +There may be cases in which even shortening the cable section to zero is not sufficient to equalize completely the level differences. It is recommended in these cases that the residual small level differences be finally corrected in the next main repeater station. + +In some cases it may be feasible to maintain the normal repeater spacing in the frontier cable section and to accept some level differences at some intermediate repeaters near the frontier, ancillary gain and correcting networks being provided in the nearest main station (see Annex B). + +## **3 Power feeding** + +In the absence of a special agreement between the Administrations concerned in a power-feeding section crossing a frontier, it is recommended that each Administration power-feed only the repeater stations on its own territory. + +## **4 Supervision and alarms** + +In each particular case, these points should be agreed by Administrations concerned. + +## **5 Conditions for the repeater section** + +The CCITT has standardized the dimensions of the coaxial pairs to be used in the international European telephone network (see Recommendations G.622 and G.623). Nevertheless, this standardization allows certain variations, so that the coaxial pairs manufactured by different contractors in different countries may not have exactly the same characteristics. To ensure uniformity throughout the frontier repeater section, it is strongly recommended that, by agreement between the two Administrations concerned the manufacture of the whole section should be entrusted to the same firm. If the same contractor does not supply the whole section, the two Administrations concerned must *very carefully* coordinate their detailed specifications and their methods of laying and jointing, to ensure that the conditions recommended by the CCITT for the complete elementary cable section are met. + +--- + +1) This Recommendation applies to 1.3 MHz, 4 MHz, 6 MHz, 12 MHz, 18 MHz and 60 MHz systems. + +As regards matching of the impedance of this repeater section to the impedances of the two adjacent amplifiers, in the general case of a coaxial cable section between two adjacent repeaters and used for telephony only, the CCITT has defined only the permissible limits for the sum $N$ of the three terms defined in Recommendation G.332, § 5. + +It is recommended that the Administrations concerned with a coaxial cable section crossing a frontier, agree on the values for each of these three terms permissible to meet the above condition - i.e. agree on the use of as good a match as possible. It is also very desirable that, throughout a coaxial system the Administrations concerned should agree always to use the same methods, particularly in impedance matching, so as to simplify system maintenance. + +# ANNEX A + +(to Recommendation G.352) + +The interconnection of systems using different pre-emphasis values and output levels, at additional boundaries, can be achieved by the method shown in Figure A-1/G.352. Repeater locations are designated I to IV, the different systems used in the two countries are indicated by repeater types A and B; the dotted lines w, x, y and z show the possible locations of the actual frontier. The correcting networks shown between repeater points II and III are designed in conjunction with the cable length between II and III to compensate for the differences in level and pre-emphasis of systems A and B. The correcting networks may be mounted in the repeater boxes at II or at III or may be mounted one in each box. Alternatively, they could be mounted in a separate box between II and III. The distance between II and III will normally be less than the repeater spacing of system A or system B and could in the limit be zero, with the repeater boxes II and III adjacent to one another, the frontier would then be at w or z. + +![Diagram of a coaxial cable system showing two parallel lines representing different systems. The top line has repeaters labeled 'A' and 'B'. The bottom line has repeaters labeled 'I', 'II', 'III', and 'IV'. Between repeaters II and III on the bottom line, there are two boxes labeled 'Correcting networks'. Vertical dotted lines labeled w, x, y, and z indicate possible frontier locations. The text 'CCITT - 45750' is in the bottom right corner.](f0bae10b54c4f3cf8d0e33f5e2fb7cfa_img.jpg) + +The diagram illustrates two parallel horizontal lines representing different communication systems. The top line features three repeater symbols (triangles pointing right) labeled 'A', 'A', and 'B' from left to right. The bottom line features four repeater symbols (triangles pointing left) labeled 'I', 'II', 'III', and 'IV' from left to right. Between repeaters 'II' and 'III' on the bottom line, there are two rectangular boxes, each containing a symbol representing a correcting network (a rectangle with a diagonal line). Vertical dotted lines, labeled 'w', 'x', 'y', and 'z' at the bottom, divide the diagram into sections. 'w' is between repeaters 'I' and 'II'; 'x' is between 'II' and the first correcting network; 'y' is between the second correcting network and 'III'; 'z' is between 'III' and 'IV'. The text 'CCITT - 45750' appears in the bottom right corner. + +Diagram of a coaxial cable system showing two parallel lines representing different systems. The top line has repeaters labeled 'A' and 'B'. The bottom line has repeaters labeled 'I', 'II', 'III', and 'IV'. Between repeaters II and III on the bottom line, there are two boxes labeled 'Correcting networks'. Vertical dotted lines labeled w, x, y, and z indicate possible frontier locations. The text 'CCITT - 45750' is in the bottom right corner. + +FIGURE A-1/G.352 + +Interconnection of two systems can be established by this method, using only passive interconnecting networks, if the following condition is met: the repeater input level at any frequency of one system is lower than the output level of the other system at the same frequency, by a small amount (say 1 dB) to allow for the loss of the interconnecting circuit. + +The repeaters of type A could be fed with power and supervised from the nearest power-feeding station in country A and similarly for type B repeaters. If the frontier were located at x or y, neither of the power-feeding and supervisory systems need cross the boundary. + +With this method all repeaters could be of standard types and the output and pilot levels could be normal. Special correcting networks would be required. + +(to Recommendation G.352) + +An alternative method to that given in Annex A is shown in Figure B-1/G.352, in which the ordinary length of repeater spacing with the nominal loss $a$ is maintained in the frontier cable section. The nominal relative sending level of system I is $n_I$ and that of system II is $n_{II}$ . The difference of the relative levels is defined as the differential pre-emphasis: + +$$\Delta_{pre} = n_I - n_{II}$$ + +It shall be assumed that $\Delta_{pre}$ is positive over the whole transmission band and that at the highest transmitted frequency, the sending levels of the two systems are almost equal. For the adaptation of the relative levels between system I and system II it is necessary to introduce an additional passive correction network $\Delta_{pre}$ in the direction $I \rightarrow II$ and an additional active correction network $-\Delta_{pre}$ in the direction $II \rightarrow I$ . + +For reasons associated with the size of the repeater housing and power supply, it may be desirable to avoid additional amplification in the frontier section, which usually has underground repeaters with a remote power supply. There is no great drawback in using the pre-emphasis of the foreign incoming system up to the following attended repeater station and to accommodate only in this station the requisite gain for transformation of the pre-emphasis. In the attended repeater station, there will be no special difficulty in getting the necessary space and current for the additional equipment. The requisite gain in the direction $II \rightarrow I$ (for $-\Delta_{pre}$ ) and in the direction $I \rightarrow II$ (because of a possible basic loss in the $\Delta_{pre}$ network) is supplied by additional amplifiers which are usually already provided for in attended stations, to compensate for the basic attenuation of precision equalizers. + +As indicated in Figure B-1/G.352 it may be well to use differential pre-emphasis for both directions in the same repeater station, for example on that side of the frontier where there is the system using the smallest pre-emphasis (higher sending relative level). If we assume as is shown in Figure B-1/G.352 that this is system I, the few underground repeaters of system I between the frontier and the attended repeater station will (in lower channels) be operated with the lower level of system II and will affect the overall noise performance of the whole system less critically than if the situation were reversed, such that system II were operated at a higher level. + +![Figure B-1/G.352: Diagram of a transmission system showing signal levels and losses across a frontier between Country I and Country II. The diagram illustrates two parallel transmission paths. The top path represents System I, starting with a sending level n_I at a power-feeding station. It passes through a series of repeaters, each with a loss 'a'. A correction network labeled Δ_pre is shown in the first repeater. The signal level after each repeater is labeled n_I - a. The bottom path represents System II, starting with a sending level n_II at a power-feeding station. It also passes through a series of repeaters, each with a loss 'a'. A correction network labeled -Δ_pre is shown in the first repeater. The signal level after each repeater is labeled n_II - a. The two paths meet at a frontier section, indicated by a dashed vertical line. The diagram also shows the interconnection in the frontier section and the CCITT reference number 45761.](1b896a95bc9974ad01fac7ac6f541a96_img.jpg) + +The diagram illustrates a transmission system across two countries, Country I and Country II, separated by a frontier section. Two transmission paths are shown: one for System I (top) and one for System II (bottom). + - \*\*System I (Top Path)\*\*: Starts at a 'Power-feeding station' with a sending level $n_I$ . It passes through a repeater containing a correction network $\Delta_{pre}$ . The signal level after this repeater is $n_I - a$ . Subsequent repeaters in Country I also have a loss $a$ , with signal levels $n_I - a$ and $n_{II} - a$ indicated. At the frontier, the signal level is $n_I$ . + - \*\*System II (Bottom Path)\*\*: Starts at a 'Power-feeding station' with a sending level $n_{II}$ . It passes through a repeater containing a correction network $-\Delta_{pre}$ . The signal level after this repeater is $n_{II} - a$ . Subsequent repeaters in Country II also have a loss $a$ , with signal levels $n_{II} - a$ and $n_I$ indicated. At the frontier, the signal level is $n_{II}$ . + - \*\*Frontier Section\*\*: A dashed vertical line marks the 'Interconnection in a frontier section'. + - \*\*Losses\*\*: A legend on the left shows 'Losses' with arrows pointing to $-a$ and $-\Delta_{pre}$ . + - \*\*Labels\*\*: 'Levels' are indicated at various points, 'Country I' and 'Country II' are labeled at the top, and 'CCITT - 45761' is at the bottom right. + +Figure B-1/G.352: Diagram of a transmission system showing signal levels and losses across a frontier between Country I and Country II. The diagram illustrates two parallel transmission paths. The top path represents System I, starting with a sending level n\_I at a power-feeding station. It passes through a series of repeaters, each with a loss 'a'. A correction network labeled Δ\_pre is shown in the first repeater. The signal level after each repeater is labeled n\_I - a. The bottom path represents System II, starting with a sending level n\_II at a power-feeding station. It also passes through a series of repeaters, each with a loss 'a'. A correction network labeled -Δ\_pre is shown in the first repeater. The signal level after each repeater is labeled n\_II - a. The two paths meet at a frontier section, indicated by a dashed vertical line. The diagram also shows the interconnection in the frontier section and the CCITT reference number 45761. + +FIGURE B-1/G.352 \ No newline at end of file diff --git a/marked/G/T-REC-G.621-198811-I_PDF-E/raw.md b/marked/G/T-REC-G.621-198811-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..90793b86472d2ca92d849b2c92cf579ab570b206 --- /dev/null +++ b/marked/G/T-REC-G.621-198811-I_PDF-E/raw.md @@ -0,0 +1,197 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.621** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**TRANSMISSION MEDIA CHARACTERISTICS** + +--- + +**CHARACTERISTICS OF 0.7 / 2.9 mm COAXIAL +CABLE PAIRS** + +**ITU-T Recommendation G.621** + +(Extract from the *Blue Book*) + +--- + +# NOTES + +1 ITU-T Recommendation G.621 was published in Fascicle III.3 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# **CHARACTERISTICS OF 0.7/2.9 mm COAXIAL CABLE PAIRS** + +*(Geneva, 1976; amended at Geneva, 1980)* + +Administrations which decide to use for digital transmissions, and possibly also for particular types of analogue transmission, coaxial pairs smaller than the 1.2/4.4-mm coaxial pair should as far as possible choose pairs complying with the specifications given in this Recommendation. The use of these pairs is defined in Tables 1 and 2 given in the introduction to Subsection 6.2. + +## **1 Pair characteristics** + +### 1.1 *Electrical characteristics of the coaxial pair* + +#### 1.1.1 *Characteristic impedance* + +The nominal value of the real part of the characteristic impedance at 1 MHz should be 75 Ω. + +The mean real part of the impedance of a coaxial pair at 1 MHz should not differ from the nominal figure by more than $\pm 2.5$ Ω. + +Table 1/G.621 shows the general trend of the variation of the impedance as a function of frequency. + +TABLE 1/G.621 + +##### **Mean real part of the impedance measured at various frequencies** + +| | | | | | | | | | +|-----------------|------|------|----|------|------|----|------|----------| +| Frequency (MHz) | 0.2 | 0.5 | 1 | 2 | 5 | 10 | 20 | $\infty$ | +| Impedance (Ω) | 77.7 | 75.9 | 75 | 74.2 | 73.4 | 73 | 72.8 | 72.2 | + +#### 1.1.2 *Attenuation coefficient* + +The nominal value of the attenuation coefficient, at 10 °C and at 1 MHz, is equal to 8.9 dB/km. + +Table 2/G.621 shows the general trend of the variation in attenuation coefficient as a function of frequency at the temperature 10 °C. + +TABLE 2/G.621 + +##### **Mean values of the attenuation coefficient at various frequencies** + +| | | | | | | | | +|---------------------------------|-----|-----|-----|------|------|------|------| +| Frequency (MHz) | 0.2 | 0.5 | 1 | 2 | 5 | 10 | 20 | +| Attenuation coefficient (dB/km) | 4.5 | 6.5 | 8.9 | 12.6 | 19.8 | 28.0 | 39.6 | + +### 1.2 *Mechanical construction of the coaxial pair* + +The pair has the following constitution: + +- a) nominal diameter of solid-copper wire inner conductor: 0.7 mm; + +- b) nominal internal diameter of outer conductor: 2.9 mm; +- c) outer conductor consisting of a copper tape with a thickness of the order of 0.1 mm, laid lengthwise with overlap1); +- d) screen consisting of a steel tape with a thickness of the order of 0.1 mm, laid lengthwise with overlap1). + +## 2 Cable specification (factory lengths of about 500 m) + +### 2.1 Characteristic impedance + +To check that the value given in § 1.1.1 is met, pulse measurements can be made. The mean real part of the impedance at 1 MHz is to be taken as meaning the resistive component of the impedance at 1 MHz of the network with the best balance against the coaxial pair measured. + +### 2.2 Impedance regularity + +Routine control measurements of impedance regularity are carried out by means of pulse echometers from one or both ends of the factory lengths. The echo curve should be plotted with correction in amplitude and if possible in amplitude and phase. + +Table 3/G.621 shows the various values to be obtained according to the purpose for which the cable is intended. + +TABLE 3/G.621 +**Echometric measurement of factory lengths a)** + +| | | | | +|----------------------------------------------|--------------|-----------------------------|-------------------------------------| +| Type of system | | | Digital | +| Bit rate | | | Medium bit rate
(6 to 34 Mbit/s) | +| Maximum pulse duration | | | 100 ns | +| General provisions | Maximum peak | 100 % | 36 dB | +| | | 95 % | 39 dB | +| Additional optional provisions a) | A | Mean of 3 maximum peaks | 39 dB | +| | B | Equivalent resistance error | | + +a) It is enough to check that one of the two conditions A or B is fulfilled. + +*Note 1* - The percentage figures given in the table relate to all the pairs of a batch of cables submitted for control or delivered at the same time. + +*Note 2* - With the construction techniques used so far, systematic faults do not give rise, in steady-state measurements of regularity return loss, to peaks at frequencies below 60 MHz. For this reason, and taking + +1) A single bimetallic copper-steel-copper tape may also be used to serve as outer conductor and screen. + +into account the bit rate envisaged, steady-state measurements of regularity return loss do not seem necessary. For other types of construction which might be used in future, supervision of the regularity return loss might be wise; in such cases, the value should be 20 dB from 4 to 60 MHz. + +### 2.3 *Attenuation coefficient* + +The attenuation of pairs should be such as to allow compliance with the provisions of § 3.3 below2). + +### 2.4 *Near-end crosstalk attenuation* + +The near-end crosstalk attenuation between coaxial pairs used for different transmission directions, measured in the frequency band 0.5-20 MHz on factory lengths, must be above 135 dB for 100% of measurements. + +### 2.5 *Dielectric strength* + +The pair should withstand an a.c. voltage of 1000 r.m.s. at 50 Hz (or a d.c. voltage of 1500 volts) applied for at least 1 minute between the centre and the outer conductor. + +If in normal service the outer conductors of the coaxial pairs are not to be earthed, a dielectric strength test must be carried out between the outer conductors and the earthed metal sheath. For this test, an a.c. voltage of at least 2000 volts r.m.s. at 50 Hz or a d.c. voltage of not less than 3000 V will be applied. + +### 2.6 *Insulation resistance* + +The insulation resistance between the centre and outer conductors of the coaxial pair, measured with a perfectly steady voltage of between 100 and 500 V, should not be less than 10 000 M $\Omega$ -km after electrification for one minute at a temperature not lower than 15 °C. The measurement of the insulation resistance should be made after the dielectric strength test. This measurement should be made on every factory length. + +## 3 **Elementary cable section specification** + +It will be a matter for agreement between the Administration and the supplier whether tests are to be carried out on all sections or whether some percentage or even a type-approval test alone will be sufficient, especially in the case of measurements which are different to carry out under field conditions. + +### 3.1 *Mean impedance* + +The mean real part of the impedance of a coaxial pair at 1 MHz must not differ from the nominal value (as defined in § 1.1.1) by more than 3 $\Omega$ . Measurements should be affected as described in § 2.1. + +### 3.2 *Impedance regularity* + +Measurements are effected as described in § 2.2 above. Table 4/G.621 indicates the various values to be obtained according to the purpose for which the cable is intended. Note 1 of § 2.2 remains valid. + +--- + +2) At this stage of manufacture, attenuation measurements are merely prototype measurements. + +TABLE 4/G.621 + +### **Echometric measurement of elementary cable sections** + +| | | | | +|----------------------------------------------|-------------------------------------|-----------------------------|-------| +| Type of system | Digital | | | +| Bit rate | Medium bit rate
(6 to 34 Mbit/s) | | | +| Maximum pulse duration | 100 ns | | | +| General provisions | Maximum peak | 100 % | 30 dB | +| | | 95 % | 33 dB | +| Additional optional provisions a) | A | Mean of 3 maximum peaks | 33 dB | +| | B | Equivalent resistance error | | + +a) It is enough to check that one of the two conditions A or B is fulfilled. + +### 3.3 *Attenuation coefficient* + +At 1 MHz, the real attenuation coefficient must not differ from the nominal figure, as defined in § 1.1.1, by more than $\pm 0.4$ dB. + +Attenuation measured on a cable at an average temperature of $t^\circ\text{C}$ is referred to $10^\circ\text{C}$ by the formula: + +$$\alpha_{10} = \alpha_t \frac{1}{1 + k_a(t - 10)}$$ + +The coefficient of the variation in attenuation as a function of temperature $k_a$ is about $1.8 \cdot 10^{-3}$ per $^\circ\text{C}$ for frequencies above 2 MHz and about $1.9 \cdot 10^{-3}$ per $^\circ\text{C}$ for 1 MHz. + +### 3.4 *Crosstalk* + +The near-end crosstalk attenuation between coaxial pairs used for different transmission directions, measured in the frequency band 0.5-20 MHz on 2- and 4-km sections, should be above 130 dB. + +### 3.5 *Dielectric strength* + +The pair must withstand a d.c. voltage of at least 1000 V applied during at least 1 minute between the internal and external conductors. + +In addition, a test of dielectric strength between the coaxial pair and earth shall be made as described in § 2.5 using a d.c. voltage of at least 2000 V applied for 1 minute. + +### 3.6 *Insulation resistance* + +The insulation resistance between the centre and outer conductors of the coaxial pair, measured with a perfectly steady voltage of between 100 and 500 V should not be less than $5000\text{ M}\Omega\text{-km}$ after electrification for 1 minute. 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-0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:c5ae9427b236c539d1eb9858b1b9395343bda6a7f83c31a3b86f7d9d656e881e +size 31481 diff --git a/marked/G/T-REC-G.709.2-201807-I_PDF-E/raw.md b/marked/G/T-REC-G.709.2-201807-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..e8e65b2d86e8eefb7936a504b011c181c40d5c6e --- /dev/null +++ b/marked/G/T-REC-G.709.2-201807-I_PDF-E/raw.md @@ -0,0 +1,3007 @@ + + +**ITU-T** + +**G.709/Y.1331.2** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +(07/2018) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital terminal equipments – General + +SERIES Y: GLOBAL INFORMATION +INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS, +NEXT-GENERATION NETWORKS, INTERNET OF +THINGS AND SMART CITIES + +Internet protocol aspects – Transport + +# --- **OTU4 long-reach interface** + +Recommendation ITU-T G.709/Y.1331.2 + +## ITU-T G-SERIES RECOMMENDATIONS + +## TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| General | G.700–G.709 | +| Coding of voice and audio signals | G.710–G.729 | +| Principal characteristics of primary multiplex equipment | G.730–G.739 | +| Principal characteristics of second order multiplex equipment | G.740–G.749 | +| Principal characteristics of higher order multiplex equipment | G.750–G.759 | +| Principal characteristics of transcoder and digital multiplication equipment | G.760–G.769 | +| Operations, administration and maintenance features of transmission equipment | G.770–G.779 | +| Principal characteristics of multiplexing equipment for the synchronous digital hierarchy | G.780–G.789 | +| Other terminal equipment | G.790–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +For further details, please refer to the list of ITU-T Recommendations. + +# Recommendation ITU-T G.709.2/Y.1331.2 + +# OTU4 long-reach interface + +# Summary + +Recommendation ITU-T G.709.2/Y.1331.2 specifies an interface for an OTU4 long-reach interconnect application. The text of this recommendation is intentionally kept separate from the main ITU-T G.709 text and from other adjoints like the ITU-T G.709.1 and ITU-T G.709.3 texts. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|------------------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.709.2/Y.1331.2 | 2018-07-22 | 15 | 11.1002/1000/13522 | + +## Keywords + +FEC, OTN, OTU4, long reach, staircase FEC. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2018 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +# Table of Contents + +###### Page + +| | | | +|-------------|----------------------------------------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 1 | +| 3.1 | Terms defined elsewhere ..... | 1 | +| 3.2 | Terms defined in this Recommendation..... | 2 | +| 4 | Abbreviations and acronyms ..... | 2 | +| 5 | Conventions ..... | 3 | +| 6 | Introduction and applications ..... | 4 | +| 7 | Structure and processes..... | 4 | +| 7.1 | Basic signal structure..... | 4 | +| 7.2 | Processing and information flow ..... | 5 | +| 8 | OTU4-SC frame..... | 5 | +| 8.1 | Frame structure ..... | 5 | +| 8.2 | Bit rate ..... | 6 | +| 8.3 | Forward error correction..... | 6 | +| 9 | Overhead..... | 6 | +| 10 | Scrambling..... | 6 | +| 11 | Adaptation of OTU4-SC to a 4-lane interface ..... | 6 | +| Annex A | – Forward error correction using $512 \times 510$ staircase codes..... | 7 | +| A.1 | Introduction ..... | 7 | +| A.2 | $8 \times 32640$ bit base block (Base Block) and $512 \times 510$ bit staircase block..... | 9 | +| A.3 | $8 \times 32640$ bit base block (Base Block) error decorrelator interleaver and de-interleaver ..... | 11 | +| A.4 | Error decorrelator synchronization..... | 13 | +| A.5 | The $512 \times 510$ staircase forward error correction code..... | 17 | +| A.6 | Representation of elements in $GF(2^{10})$ ..... | 19 | +| A.7 | Staircase forward error correction component code mapping..... | 19 | +| A.8 | Error decorrelator permutation maps..... | 20 | +| Annex B | – Adaptation of $512 \times 510$ staircase forward error correction codes for OTU4-SC FEC ..... | 32 | +| B.1 | OTU4-SC bit and staircase forward error correction specific Base Block mapping relationship ..... | 32 | +| B.2 | Error decorrelator controller synchronization ..... | 32 | +| B.3 | OTU4-SC transmitter and receiver staircase forward error correction processing..... | 33 | +| Appendix I | – Example applications ..... | 35 | +| Appendix II | – Generic principles of forward error correction using blockwise-recursively-encoded Staircase FEC ..... | 38 | + +| | Page | +|--------------------------------------------------------------------------------------------------|-------------| +| II.1 Staircase FEC codes: Specifications and basic properties ..... | 38 | +| II.2 Error decorrelator function ..... | 39 | +| II.3 Decoding a $512 \times 510$ staircase forward error correction code..... | 41 | +| Appendix III – $40/38/32 \times 64$ bit block interleaver ..... | 42 | +| Appendix IV – Generic permutation maps in clause A.8.1 – Numbering according to bit weight ..... | 45 | +| Bibliography..... | 56 | + +# Recommendation ITU-T G.709.2/Y.1331.2 + +# OTU4 long-reach interface + +# 1 Scope + +This Recommendation specifies requirements for the optical transport network (OTN) long-reach interface OTU4-SC (completely standardized 100G optical transport unit order 4 for long-reach applications with staircase forward error correction (FEC)), which is intended for those OTU4-type applications that require a higher FEC coding gain than available from the ITU-T G.709 FEC. + +The OTU4-SC interface complements the existing functions specified in [ITU-T G.709], such as OTUk frame, ODUk/flex (where ODU is optical data unit), with a new hard-decision FEC codec, which uses the same overhead (OH) rate (~6.7%) as the OTU4 FEC codec. + +This Recommendation makes use of existing [ITU-T G.709], [ITU-T G.798] and [b-ITU-T G-Sup. 58] functions by reference and it provides specifications for new functions that are specific to this new interface type. In addition, some introduction material for intended applications is included. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.709] Recommendation ITU-T G.709/Y.1331 (2016), *Interfaces for the optical transport network*. +- [ITU-T G.798] Recommendation ITU-T G.798 (2017), *Characteristics of optical transport network hierarchy equipment functional blocks*. +- [ITU-T G.870] Recommendation ITU-T G.870/Y.1352 (2016), *Terms and definitions for optical transport networks (OTN)*. +- [ITU-T G.872] Recommendation ITU-T G.872 (2017), *Architecture of optical transport networks*. +- [ITU-T G.959.1] Recommendation ITU-T G.959.1 (2018), *Optical transport network physical layer interfaces*. +- [ITU-T G.975.1] Recommendation ITU-T G.975.1 (2004), *Forward error correction for high bit-rate DWDM submarine systems*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +### 3.1.1 Terms defined in [ITU-T G.709]: + +- completely standardized OTUk (OTUk) +- functionally standardized OTUk (OTUkV) + +- optical data unit k (ODUk) +- optical payload unit k (OPUk) +- optical transport network (OTN) + +### 3.1.2 Terms defined in [ITU-T G.959.1]: + +- optical tributary signal (OTSi) + +### 3.1.3 Terms defined in [ITU-T G.975.1]: + +- coding gain +- net coding gain (NCG) + +## 3.2 Terms defined in this Recommendation + +This Recommendation defines the following terms: + +**3.2.1 Base Block:** A Base Block is the $8 \times 32640$ bit block as illustrated in Figure A.4 (left), consisting of an $8 \times 30592$ bit "base information block" and an $8 \times 2048$ bit "base parity block". + +**3.2.2 OTU4-SC:** A completely standardized 100G optical transport unit order 4 for long-reach applications with staircase forward error correction (OTU4-SC) is an information structure consisting of an OTU4-v that uses staircase forward error correction (FEC) parity and overhead. + +**3.2.3 OTL4.4-SC:** A group of four optical transport lanes that carry one completely standardized 100G optical transport unit order 4 for long-reach applications with staircase forward error correction (OTL4.4-SC) is an OTU4-SC interface using four parallel OTL4.4-SC lanes. + +NOTE – "OTL4.4-SC" is the OTU4-SC equivalent of "OTLk.m" for OTUk as defined in [ITU-T G.709]. + +**3.2.4 OTL4.4-SC lane:** A group of four optical transport lanes that carry one completely standardized 100G optical transport unit order 4 for long-reach applications with staircase forward error correction (OTL4.4-SC) lane is an electrical or optical lane of an OTL4.4-SC. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|-------|----------------------------------------| +| AWGN | Additive White Gaussian Noise | +| BCH | Bose, Chaudhuri and Hocquenghem | +| BER | Bit Error Rate | +| DWDM | Dense Wavelength Division Multiplexing | +| EDD | Error Decorrelator De-interleaver | +| EDI | Error Decorrelator Interleaver | +| EXC | Electrical Cross-Connect | +| FEC | Forward Error Correction | +| FlexO | Flexible Optical transport network | +| GF | Galois Field | +| HD | Hard Decision | +| L | Level | +| LSB | Least Significant Bit | +| MBAS | Multi Block Alignment Signal | + +| | | +|---------------------|---------------------------------------------------------------------------------------------------------------------------------| +| MFAS | Multi-Frame Alignment Signal | +| MSB | Most Significant Bit | +| NCG | Net Coding Gain | +| OCh | Optical Channel | +| ODU | Optical Data Unit | +| ODU4 | Optical Data Unit order 4 | +| OH | Overhead | +| OPU | Optical Payload Unit | +| OTL4.4-SC | group of four Optical Transport Lanes that carry one OTU4-SC | +| OTN | Optical Transport Network | +| OTSi | Optical Tributary Signal | +| OTSiA | Optical Tributary Signal Assembly | +| OTU | Optical Transport Unit | +| OTUk-v | Optical Transport Unit k with vendor specific OTU FEC | +| OTU4 | completely standardized Optical Transport Unit order 4 | +| OTU4-SC | completely standardized 100G Optical Transport Unit order 4 for long-reach applications with Staircase forward error correction | +| PMOH | Path Monitoring Overhead | +| RS | Reed-Solomon | +| SC FEC | Staircase Forward Error Correction | +| TCTandem Connection | | +| TCMOH | Tandem Connection Monitoring Overhead | + +# 5 Conventions + +This Recommendation uses the following conventions specified in [ITU-T G.709]: + +- k +- m +- n +- r + +**Transmission order:** The order of transmission of information in all diagrams in this Recommendation is first from left to right and then from top to bottom. Within each byte, the most significant bit (MSB) is transmitted first. The MSB (bit 1) is illustrated at the left in all diagrams. + +**Value of reserved bit(s):** The value of an OH bit, which is reserved or reserved for future international standardization, shall be set to "0". + +**Value of non-sourced bit(s):** Unless stated otherwise, any non-sourced bits shall be set to "0". + +# 6 Introduction and applications + +OTU4-SC is an interoperable interface for metro or long-reach application. It provides connections over dense wavelength division multiplexing (DWDM) as depicted in Figure 6-1. + +In order to mitigate the impairments of accumulated noise it uses a hard decision-forward error correction (HD-FEC) with ~6.7% redundancy that provides a net-coding gain of 8.35 dB (see also clause A.5.3) at an output bit error rate (BER) of $10^{-12}$ on the additive white gaussian noise (AWGN) channel. + +![Diagram of OTU4-SC deployment overview showing two routers connected via an optical network cloud, with the OTU4-SC interface highlighted below.](f4fdd410cdb84df81274da55721e56fb_img.jpg) + +The diagram illustrates the OTU4-SC deployment overview. It shows two blue routers, each with four white arrows pointing outwards, connected by a cloud labeled "Optical network". Below the cloud, a double-headed arrow spans the distance between the routers, labeled "OTU4-SC". At the bottom right of the diagram, the text "G.709.2-Y.1331.2(18)\_F6-1" is present. + +Diagram of OTU4-SC deployment overview showing two routers connected via an optical network cloud, with the OTU4-SC interface highlighted below. + +**Figure 6-1 – OTU4-SC deployment overview** + +The OTU4-SC interface may be deployed in various scenarios, in particular for completely standardized optical transport unit order 4-type (OTU4-type) applications requiring a higher FEC coding gain than available from the ITU-T G.709 FEC. + +Example applications are given in Appendix I. + +# 7 Structure and processes + +This clause specifies the basic signal structure, processes and atomic functions for the OTU4-SC interface. + +## 7.1 Basic signal structure + +The OTU4-SC interface is specified for long-reach applications with the OTU4-SC functional model specified in [ITU-T G.872]. + +NOTE – The physical optical interface specifications lie outside the scope of this Recommendation. + +The information structure for the OTU4-SC interface is represented by information containment relationships and information flows. The principal information containment relationship is shown in Figure 7-1. + +![Figure 7-1 – OTU4-SC principal information containment relationship diagram. The diagram shows the hierarchy of information containment from Clients down to the Media element. At the top, Clients connect to an OPU4 unit, which contains an OPU4 OH and an OPU4 payload. This OPU4 unit is contained within an ODU4 path, which includes an ODU4 PMOH and the OPU4. The ODU4 path is part of an ODU4 tandem connection, which includes an ODU4 TCMOH. This tandem connection is further contained within an OTU4-SC section, which includes an OTU4 OH and an OTU4-v FEC. The OTU4-SC section is then contained within an OTSi (Optical Transport Section) unit. Finally, the OTSi unit is contained within the Media element. On the right side, a bracket indicates '1 to 6 levels of ODU4 tandem connection monitoring', showing ODU4 TC L1, ODU4 TCMOH, a vertical ellipsis, and ODU4 TC Lm.](cfef993dcc8fb513de79eb1f93cf26ae_img.jpg) + +Figure 7-1 – OTU4-SC principal information containment relationship diagram. The diagram shows the hierarchy of information containment from Clients down to the Media element. At the top, Clients connect to an OPU4 unit, which contains an OPU4 OH and an OPU4 payload. This OPU4 unit is contained within an ODU4 path, which includes an ODU4 PMOH and the OPU4. The ODU4 path is part of an ODU4 tandem connection, which includes an ODU4 TCMOH. This tandem connection is further contained within an OTU4-SC section, which includes an OTU4 OH and an OTU4-v FEC. The OTU4-SC section is then contained within an OTSi (Optical Transport Section) unit. Finally, the OTSi unit is contained within the Media element. On the right side, a bracket indicates '1 to 6 levels of ODU4 tandem connection monitoring', showing ODU4 TC L1, ODU4 TCMOH, a vertical ellipsis, and ODU4 TC Lm. + +G.709.2-Y.1331.2(18)\_F7-1 + +**Figure 7-1 – OTU4-SC principal information containment relationship** + +## 7.2 Processing and information flow + +Functions and information flows are specified in [ITU G.798]. + +# 8 OTU4-SC frame + +An OTU4-SC frame is based on an optical transport unit k with vendor specific OTU FEC (OTUk-v (k = 4)) frame and transport unit as specified in [ITU-T G.709] and uses an alternative FEC that consumes the same OH byte allocation as the RS(255,239) code (where RS is Reed-Solomon) specified in [ITU-T G.709] for OTU4. + +For the OTU4-SC FEC specification, see clause 8.3. + +## 8.1 Frame structure + +The OTU4-SC frame structure follows the specification given in clause 11.1 of [ITU-T G.709], i.e., it is based on the optical data unit order 4 (ODU4) frame structure, but extends it with an FEC as shown in Figure 8-1. Added to the ODU4 frame are 256 columns for the FEC. The reserved OH bytes in row 1, columns 8 to 14 of the ODU4 OH are used for an OTU4 specific OH, resulting in an octet-based block frame structure with four rows and 4080 columns. The MSB in each octet is bit 1, the least significant bit (LSB) is bit 8 + +NOTE – The OTU4-SC frame structure is similar to Figure II.2 of [ITU-T G.709]. + +![Figure 8-1 – OTU4-SC frame structure diagram showing rows and columns with various overhead and payload sections.](d4af765160d04ecef538e5066006dc77_img.jpg) + +The diagram illustrates the OTU4-SC frame structure. The horizontal axis represents 'Columns #' from 1 to 4080, with specific markers at 1, 6, 7, 8, 14, 15, 16, 17, 3824, 3825, and 4080. The vertical axis represents 'Rows #' from 1 to 4. The frame is divided into several sections: + + +- Row 1:** Columns 1-6 are FAS (Forward Alignment Sequence); column 7 is MEAS (Management and Statistics); columns 8-17 are OTU4 OH (Overhead); columns 18-3824 are the OPU4 payload area (4 × 3808 bytes); columns 3825-4080 are OTU4-SC FEC (4 × 256 bytes). +- Rows 2-4:** Columns 1-17 are ODU4 OH (Optical Data Unit Overhead); columns 18-3824 are the OPU4 payload area; columns 3825-4080 are OTU4-SC FEC. + + A small label 'G.709.2-Y.1331.2(18)\_F8-1' is located at the bottom right of the diagram. + +Figure 8-1 – OTU4-SC frame structure diagram showing rows and columns with various overhead and payload sections. + +**Figure 8-1 – OTU4-SC frame structure** + +## 8.2 Bit rate + +The OTU4-SC bit rate is $255/227 \times 99\,532\,800$ kbit/s $\pm 20$ ppm. It is the same bit rate as specified in [ITU-T G.709] for OTU4. + +NOTE – The nominal OTU4-SC bit rate is approximately 111 809 973.568 kbit/s. + +## 8.3 Forward error correction + +The OTU4-SC FEC code is a generalized staircase code based on 512-bit $\times$ 510-bit blocks that works in conjunction with an error decorrelator function. The error decorrelator function is used to randomize the positions of the bit errors as seen by the decoder in order to reduce the impact of correlated errors on FEC performance. The staircase FEC code is a systematic code and the codec uses the same 6.7% FEC OH area as the ITU-T G.709 FEC. + +The generic operation of a staircase FEC codec (including error decorrelator) is specified in Annex A. The OTU4-SC specific aspects of the staircase FEC operation are specified in Annex B. + +# 9 Overhead + +The OTU4-SC frame supports OTU4 OH as specified in clauses 15.6 and 15.7 of [ITU-T G.709]. + +# 10 Scrambling + +Scrambling of the OTU4-SC signal is performed after FEC computation and insertion into the OTU4-SC signal as specified in clause 11.2 of [ITU-T G.709]. + +# 11 Adaptation of OTU4-SC to a 4-lane interface + +The adaptation of the OTU4-SC data signal to four lanes follows the OTL4.4 format specified in Annex C of [ITU-T G.709]. This includes lane reordering and de-skewing. + +Each OTL4.4-SC physical lane carries five bit-multiplexed logical lanes of an OTU4-SC following the logical lane format specified in Annex C of [ITU-T G.709]. + +The OTL4.4-SC bit rate of a lane is $255/227 \times 24\,883\,200$ kbit/s $\pm 20$ ppm. It is the same bit rate as specified in [ITU-T G.709] for OTL4.4. + +NOTE – The nominal OTL4.4-SC bit rate is approximately 27 952 493.392 kbit/s. + +# Annex A + +## Forward error correction using $512 \times 510$ staircase codes + +(This annex forms an integral part of this Recommendation.) + +### A.1 Introduction + +Appendix II describes the general principles of FEC using blockwise recursively encoded staircase forward error correction (SC FEC) of $m \times m$ staircase blocks. This annex specifies the operation of an FEC codec for a $512 \times 510$ staircase code (SC FEC), which is sandwiched between a $30592 + 2048$ bit wide optimized error decorrelator interleaver (EDI) and error decorrelator de-interleaver (EDD) as illustrated for the transmit side in Figure A.1. + +The SC FEC codec can be used for multiple types of signals, e.g., OTU4 and flexible optical transport network (FlexO) data streams. The information bits from an input signal frame are mapped into an SC FEC specific $8 \times 30592$ bit "base information block" format (see clause A.2), after which SC FEC specific transmit side processing is performed and parity bits become available in an SC FEC specific $8 \times 2048$ bit "base parity block" format (see clause A.2). As a last step, the information bits and the computed parity bits are mapped into the output frame. On the receive side, the information and parity bits in the input signal frame are mapped into SC FEC specific "base information and parity blocks" after which SC FEC specific receive side processing is performed and decoded information bits become available in the SC FEC specific "base information block" format. These decoded information bits are then output in the signal specific frame format. + +For each type of signal, e.g., OTU4 and FlexO data streams, a specification will be provided (in an Annex B of the corresponding Recommendation) that describes the relationship between input and output frames at the FEC encoder and decoder. + +![Figure A.1: Transmitter and receiver staircase forward error correction processing diagram showing the flow of data through EDI, Encoder, EDD, and Decoder blocks with bit array representations.](4801720824e4b5e2361a5564f91cfb70_img.jpg) + +The diagram illustrates the staircase forward error correction (FEC) processing. It is divided into Transmitter and Receiver sections. + +**Transmitter:** + +- Input frame without FEC (e.g., OTU4 without FEC columns, FlexO) leads to an information bit array of $8 \times (11 \times 2560 + 1 \times 2432)$ bits. +- Information bits array (244736 bits):** + +| | | | +|-----|------|------| +| 0.0 | 0.10 | 0.11 | +| 1.0 | 1.10 | 1.11 | +| 2.0 | 2.10 | 2.11 | +| 3.0 | 3.10 | 3.11 | +| 4.0 | 4.10 | 4.11 | +| 5.0 | 5.10 | 5.11 | +| 6.0 | 6.10 | 6.11 | +| 7.0 | 7.10 | 7.11 | +- Processing blocks: **EDI** (Bit interleaving) with $p\_cnt\_sync$ input, **Parity compute (Encoder)**, and **EDD** (Bit de-interleaving) for parity bits. +- Parity bit array (8 × 2048 bits):** + +| | +|------| +| 0.12 | +| 1.12 | +| 2.12 | +| 3.12 | +| 4.12 | +| 5.12 | +| 6.12 | +| 7.12 | +- Output: **Output frame with SC FEC (e.g., OTU4-SC, FlexO-1-SC)**. + +**Receiver:** + +- Input: **Output frame with SC FEC**. +- Processing: Split information bits of $B_i$ from parity bits of $B_{i-1}$ . +- Blocks: **EDI**, **EDD**, and **Parity compute, compare and error correction (decoder)**. +- Final Output: **Output frame without FEC (e.g., OTU4 without FEC columns, FlexO)**. + +Figure A.1: Transmitter and receiver staircase forward error correction processing diagram showing the flow of data through EDI, Encoder, EDD, and Decoder blocks with bit array representations. + +**Figure A.1 – Transmitter and receiver staircase forward error correction processing** + +In the transmitter (Figure A.2), the information bits of an $8 \times 30592$ bit "base information block" $B_i$ (in a row-by-row, i.e., a left-to-right, top-to-bottom order) are passed through an EDI process (see clause A.3) after which the interleaved information bits in block $B_i^*$ are written into a $512 \times 478$ bit array (in a column-by-column, i.e., top-to-bottom, left-to-right order). In parallel, the parity bits in a $512 \times 32$ bit array holding the parity computed over the previous $8 \times 30592$ bit "base information block" $B_{i-1}$ are passed through (in a column-by-column, i.e., top-to-bottom, left-to-right order) an EDD process (see A.3) after which the de-interleaved parity bits $B_{i-1}^\#$ are written into a $8 \times 2048$ bit array. SC FEC parity is computed over the information bits of the block ( $B_i^*$ ) within the $512 \times 478$ bit array, the information bits of the previous block ( $B_{i-1}^*$ ) that are located in the other $512 \times 478$ bit array and the parity bits in a $512 \times 32$ bit array containing the parity bits of the previous computation ( $B_{i-1}$ ) as specified in A.5.1. The computed parity bits are written in a row-by-row basis in the other $512 \times 32$ bit parity array ( $B_i$ ). The information bits of $B_i$ and the computed parity bits of block $i - 1$ ( $B_{i-1}^\#$ ) are combined and transmitted within the output frame format. + +![Figure A.2: Transmitter staircase forward error correction processing diagram.](33ed1f9b27c7c21c797aa928b0f06851_img.jpg) + +8×(11×2560 + 1×2432) bits + +| | | | | +|-----|--------------------------------------|------|------| +| 0.0 | 244736 (8×30592)
information bits | 0.10 | 0.11 | +| 1.0 | | 1.10 | 1.11 | +| 2.0 | | 2.10 | 2.11 | +| 3.0 | | 3.10 | 3.11 | +| 4.0 | | 4.10 | 4.11 | +| 5.0 | | 5.10 | 5.11 | +| 6.0 | | 6.10 | 6.11 | +| 7.0 | | 7.10 | 7.11 | + +$B_i$ → EDI → $B_i^*$ + +Bit interleaving + +$p\_cnt\_sync$ + +$p1\_cnt(i, r, c), p2\_cnt(i, r, c)$ + $r = 0-7, c = 0-477$ + +Parity compute (encoder) + +512×478 bit array + +512×32 bit array + +Parity compute + +$B_i$ → EDD → $B_{i-1}^\#$ + +Bit de-interleaving + +8×2048 bit array + +| | +|------| +| 0.12 | +| 1.12 | +| 2.12 | +| 3.12 | +| 4.12 | +| 5.12 | +| 6.12 | +| 7.12 | + +$p\_cnt\_sync$ + +$p1\_cnt(i, r, c), p2\_cnt(i, r, c)$ + $r = 0-7, c = 478-509$ + +G.709.2-Y.1331.2(18)\_FA.2 + +Figure A.2: Transmitter staircase forward error correction processing diagram. + +**Figure A.2 – Transmitter staircase forward error correction processing** + +In the receiver (Figure A.3), the received information bits of $B_i$ and parity bits of $B_{i-1}$ are passed through an EDI process (see clause A.3), after which the interleaved information and parity bits are written into one of *m* 512 × 478 and 512 × 32 bit arrays (in a column-by-column, i.e., top-to-bottom, left-to-right order); details for *m* are specified in clause A.5.2. In parallel, the corrected information bits in a 512 × 478 bit array holding the interleaved bits of information of block *i – m* ( $B_{i-m}^\wedge$ ) are passed through (in a column-by-column, i.e., top-to-bottom, left-to-right order) an EDD process after which the de-interleaved information bits $B_{i-m}$ are mapped in a 8 × 30592 bit block structure (in a row-by-row, i.e., a left-to-right, top-to-bottom order). SC FEC codes are decoded by iteratively decoding the component codewords within a decoding window as specified in clause A.5.2. The decoded information bits in block $B_{i-m}$ are written in a row-by-row basis into the 8 × 30592 bit "base information block". + +![Figure A.3: Receiver staircase forward error correction processing diagram.](7efae06af3af43ffe5d4b956a679cf54_img.jpg) + +| | | | | +|-----|--------------------------------------|------|------| +| 0.0 | 244736 (8×30592)
information bits | 0.10 | 0.11 | +| 1.0 | | 1.10 | 1.11 | +| 2.0 | | 2.10 | 2.11 | +| 3.0 | | 3.10 | 3.11 | +| 4.0 | | 4.10 | 4.11 | +| 5.0 | | 5.10 | 5.11 | +| 6.0 | | 6.10 | 6.11 | +| 7.0 | | 7.10 | 7.11 | + +$B_i$ → EDI → $B_i^*$ + +$p\_cnt\_sync$ + +$p1\_cnt(i, r, c), p2\_cnt(i, r, c)$ + $r = 0-7, c = 0-477$ + +| | | +|------|--------------------------------| +| 0.12 | $B_{i-1}^\#$ → EDI → $B_{i-1}$ | +| 1.12 | | +| 2.12 | | +| 3.12 | | +| 4.12 | | +| 5.12 | | +| 6.12 | | +| 7.12 | | + +$p\_cnt\_sync$ + +$p1\_cnt(i, r, c), p2\_cnt(i, r, c)$ + $r = 0-7, c = 478-509$ + +Parity compute, compare and error correction (decoder) + +Bit de-interleaving + +$B_{i-m}^\wedge$ → EDD → $B_{i-m}$ + +| | | | | +|-----|--------------------------------------|------|------| +| 0.0 | 244736 (8×30592)
information bits | 0.10 | 0.11 | +| 1.0 | | 1.10 | 1.11 | +| 2.0 | | 2.10 | 2.11 | +| 3.0 | | 3.10 | 3.11 | +| 4.0 | | 4.10 | 4.11 | +| 5.0 | | 5.10 | 5.11 | +| 6.0 | | 6.10 | 6.11 | +| 7.0 | | 7.10 | 7.11 | + +$p\_cnt\_sync$ + +$p1\_cnt(i-m, r, c), p2\_cnt(i-m, r, c)$ + $r = 0-7, c = 0-477$ + +G.709.2-Y.1331.2(18)\_FA.3 + +Figure A.3: Receiver staircase forward error correction processing diagram. + +**Figure A.3 – Receiver staircase forward error correction processing** + +### A.2 8 × 32640 bit base block (Base Block) and 512 × 510 bit staircase block + +This clause specifies an 8 × 32640 bit base block (Base Block), a 512 × 510 bit staircase block (Figure A.4) and a mapping of bits between these two block formats (Figure A.5). + +A Base Block (8 × 32640 bit) (Figure A.4, left) consists of 261120 bits, 244736 information bits and 16384 parity bits. The information bits are located in the first 30592 1-bit columns (0 to 30591) and the parity bits are located in the last 2048 1-bit columns (30592 to 32639). The first 30592 columns contain the information bits of $B_i$ , while the last 2048 columns contain the error decorrelator de-interleaved parity bits of $B_{i-1}$ . As shown in Figure A.4, the Base Block carries the information bits of the current 512 × 510 bit staircase block $B_i$ and the parity bits of the previous 512 × 510 bit staircase block $B_{i-1}$ . + +A 512 × 510 bit staircase block (Figure A.4, right) consists of 261120 bits, 244736 information bits and 16384 parity bits. The information bits are located in the first 478 1-bit columns (0 to 477) and the parity bits are located in the last 32 1-bit columns (478 to 509). The first 478 columns contain the + +error decorrelator interleaved information bits of $B_i$ , while the last 32 columns contain the parity bits of $B_i$ . + +![Figure A.4 shows two diagrams illustrating bit block formats. The left diagram shows an 8 x 32640 bit base block format. The right diagram shows a 512 x 510 bit staircase block format.](5cab96b2d23174c25919840ecd50aa48_img.jpg) + +The diagram consists of two parts. The left part, labeled 'Base Block', shows a grid with 8 rows (0 to 7) and 32640 columns (0 to 32639). The first 30591 columns (0 to 30591) are labeled 'Information bits of $B_i$ '. The remaining columns (30592 to 32639) are labeled 'Error decorrelator de-interleaved parity bits of $B_{i-1}$ '. The right part, labeled 'Staircase Block', shows a grid with 512 rows (0 to 511) and 510 columns (0 to 509). The first 477 columns (0 to 477) are labeled 'Error decorrelator interleaved information bits of $B_i$ '. The last 32 columns (478 to 509) are labeled 'Parity bits of $B_i$ '. A small label 'G.709.2-Y.1331.2(18)\_FA.4' is at the bottom right. + +Figure A.4 shows two diagrams illustrating bit block formats. The left diagram shows an 8 x 32640 bit base block format. The right diagram shows a 512 x 510 bit staircase block format. + +**Figure A.4 – $8 \times 32640$ bit base block (Base Block, left) and $512 \times 510$ bit staircase block formats (right)** + +The relationship of the bits in these two block formats is illustrated in Figure A.5. + +Each 32640 bit row in the Base Block is divided into 13 sub-blocks $x,y$ , with $x = 0..7$ and $y = 0..12$ . Sub-blocks $x.0$ to $x.10$ contain $40 \times 64 = 2560$ bits, sub-blocks $x.11$ contain $38 \times 64 = 2432$ bits and sub-blocks $x.12$ contain $32 \times 64 = 2048$ bits (specified in clause A.3 and illustrated in Appendix III). + +- The $512 \times 510$ bit staircase block contains error decorrelator interleaved versions of these $x,y$ sub-blocks in the $8 \times 32640$ bit input and output block as illustrated in Figure A.2. The 2560, 2432 and 2048 interleaved bits in a sub-block are mapped in a top-to-bottom, left-to-right order into the equivalent $x,y$ sub-blocks in the $512 \times 510$ bit staircase block. For example, the error decorrelator interleaved 2560 bits of sub-block 0.0 in the first row of the Base Block $i$ are located in the first five columns of a $512 \times 510$ bit staircase block $B_i$ . The first bit of the interleaved 2560 bits of sub-block 0.0 is located in the bit in row #0, column #0 of the $512 \times 510$ bit staircase block, the second bit of the interleaved 2560 bits of sub-block 0.0 is located in the bit in row #1, column #0 and the last bit of the interleaved 2560 bits of sub-block 0.0 is located in the bit in row #511, column #4. +- The error decorrelator interleaved 2048 bits of sub-block 7.12 in the last row of the Base Block $i$ are located in the last four columns of a $512 \times 510$ bit staircase block $B_{i-1}$ . The first bit of the interleaved 2048 bits of sub-block 7.12 is located in the bit in row #0, column #506 of the $512 \times 510$ bit staircase block, the second bit of the interleaved 2048 bits of sub-block 7.12 is located in the bit in row #1, column #506 and the last bit of the interleaved 2048 bits of sub-block 7.12 is located in the bit in row #511, column #509. + +![Figure A.5 – Bit relationship between 8 × 32640 bit and 512 × 510 bit formats. The diagram shows the mapping of information and parity bits from three consecutive blocks (B_{i-1}, B_i, B_{i+1}) into staircase FEC blocks. It details the bit-interleaving process for 2560, 2432, and 2048 bit sub-blocks.](8fbdfc3d17fb1dae7b2d8f5a287fa9fc_img.jpg) + +2560 bit information sub-blocks +2432 bit information sub-blocks +2048 bit parity sub-blocks + +32640 + +Block B\_{i-1} + +| | | | | +|-----|------|------|------| +| 0.0 | 0.10 | 0.11 | 0.12 | +| 1.0 | 1.10 | 1.11 | 1.12 | +| 2.0 | 2.10 | 2.11 | 2.12 | +| 3.0 | 3.10 | 3.11 | 3.12 | +| 4.0 | 4.10 | 4.11 | 4.12 | +| 5.0 | 5.10 | 5.11 | 5.12 | +| 6.0 | 6.10 | 6.11 | 6.12 | +| 7.0 | 7.10 | 7.11 | 7.12 | + +244736 information bits of $B_{i-1}$ + 16384 EDD parity bits of $B_{i-2}$ + +Map the information bits of a block of $8 \times 30592$ bits, after error decorrelator based bit interleaving within every sub-block $x,y$ ( $x = 0..7, y = 0..11$ ), into the information bits of a staircase FEC block of $512 \times 478$ bits + +Bit-interleaved 2560 bit information sub-blocks | Bit-interleaved 2432 bit information sub-blocks | Bit-interleaved 2048 bit information sub-blocks + +Block B\_i + +| | | | | +|-----|------|------|------| +| 0.0 | 0.10 | 0.11 | 0.12 | +| 1.0 | 1.10 | 1.11 | 1.12 | +| 2.0 | 2.10 | 2.11 | 2.12 | +| 3.0 | 3.10 | 3.11 | 3.12 | +| 4.0 | 4.10 | 4.11 | 4.12 | +| 5.0 | 5.10 | 5.11 | 5.12 | +| 6.0 | 6.10 | 6.11 | 6.12 | +| 7.0 | 7.10 | 7.11 | 7.12 | + +244736 information bits of $B_i$ + 16384 EDD parity bits of $B_{i-1}$ + +Map the error decorrelator de-interleaved parity bits of block of $8 \times 2048$ bits, after error decorrelator based bit interleaving within every sub-block $x,y$ ( $x = 0..7, y = 0..12$ ), into the parity bits of a staircase FEC block of or $512 \times 32$ bits + +G.709.2-Y.1331.2(18)\_FA.5 + +Figure A.5 – Bit relationship between 8 × 32640 bit and 512 × 510 bit formats. The diagram shows the mapping of information and parity bits from three consecutive blocks (B\_{i-1}, B\_i, B\_{i+1}) into staircase FEC blocks. It details the bit-interleaving process for 2560, 2432, and 2048 bit sub-blocks. + +**Figure A.5 – Bit relationship between $8 \times 32640$ bit and $512 \times 510$ bit formats** + +### A.3 $8 \times 32640$ bit base block (Base Block) error decorrelator interleaver and de-interleaver + +The error decorrelator function described in clause II.2 is designed for an $m \times m$ bit SC FEC block. An adaptation for a $512 \times 510$ SC FEC block is required. Figure A.6 illustrates this adaptation, which is located in the block interleaver process. Instead of a $64 \times 64$ bit block interleaver, the $512 \times 510$ staircase block interleaver process provides a 40, 38 or $32 \times 64$ bit block interleaver process. + +The left side of Figure A.6 shows a 2560, 2432 or 2048 bit interleaver, implemented by passing a 40, 38 or $32 \times 64$ -bit data stream through a time-varying 64-bit block permutation P1, the output of which is written to a $40/38/32 \times 64$ bit block interleaver array in row-by-row fashion. This block of data is then read columnwise (top-to-bottom, left-to-right) and every block of 64-bits is passed through a 64-bit time-varying 64-element block permutation P2. + +The right side of Figure A.6 shows a 2560, 2432 or 2048 bit de-interleaver, implemented by passing a 40, 38 or $32 \times 64$ -bit data stream through a time-varying 64-bit block permutation P2\_inverse, the output of which is written to a $40/38/32 \times 64$ bit block interleaver array in column-wise fashion. This block of data is then read row-by-row and every 64-bit block is passed through a 64-bit time-varying 64-element block permutation P1\_inverse. + +Refer to Appendix III for an illustration of the block interleaver and de-interleaver arrays. + +With this set of fixed block interleavers, the data and parity are never mixed. + +![Figure A.6: Block diagram of Error decorrelator interleaver (EDI) and de-interleaver (EDD).](76b0cd79baaedd942af4dc42f2e764b8_img.jpg) + +The diagram illustrates the Error decorrelator interleaver (EDI) and de-interleaver (EDD) architecture. It consists of two main paths: the EDI path on the left and the EDD path on the right. + +- Error decorrelator interleaver (EDI):** + - Input 64 bits enter a "64-bit time varying permutation P1" block. + - The output of P1 is "Write row-by-row 64 bits" to an "n × 64 bit block interleaver (n = 40,38,32)" block. + - The interleaver outputs "Read column-wise 64 bits" to a "64-bit time varying permutation P2" block. + - The output of P2 is "Output 64 bits". + - A "Time varying controller" block provides "Map selection control lines" to both the P1 and P2 blocks. +- Error decorrelator de-interleaver (EDD):** + - Input 64 bits enter a "64-bit time varying permutation P2\_inverse" block. + - The output of P2\_inverse is "Write column-wise 64 bits" to an "n × 64 bit block interleaver (n = 40,38,32)" block. + - The interleaver outputs "Write row-by-row 64 bits" to a "64-bit time varying permutation P1\_inverse" block. + - The output of P1\_inverse is "Output 64 bits". + - A "Time varying controller" block provides "Map selection control lines" to both the P2\_inverse and P1\_inverse blocks. + +G.709.2-Y.1331.2(18)\_FA.6 + +Figure A.6: Block diagram of Error decorrelator interleaver (EDI) and de-interleaver (EDD). + +**Figure A.6 – Error decorrelator interleaver and de-interleaver (EDI, EDD)** + +#### Time-varying Permutations + +P1 and P2 are implemented via a cascade of 12 "elementary" permutations stages; in each stage, one of two fixed permutations ( $\pi_{i1}$ when "Select $i$ " is a "1", $\pi_{i2}$ when "Select $i$ " is a "0") is performed on the 64-bit input data, the choice of which is controlled by a pair of time-varying 12-bit control signals $p\_cnt[11:0]$ , of which $p\_cnt[11]$ is the MSB and $p\_cnt[0]$ is the LSB. A block diagram of the implementation is provided in Figure A.7. + +Select $i$ is controlled by $p\_cnt[i-1]$ as illustrated in Figure A.7. + +The $\pi_{i1}$ is set to the identity mapping. The $\pi_{i2}$ is selected from one of the five options specified in clause A.8. + +![Figure A.7: Block diagram of the 12 stage permutation for P1 and P2.](8592a32c2fdf17c1e562f0ba6b7e8e1a_img.jpg) + +The diagram shows the internal structure of the 64-bit time varying permutations P1 and P2, labeled as the "Basic 12 stage permutation block". + +- The block contains a cascade of 12 "Selection between" stages. +- The first stage is "Selection between $\pi_{11}$ and $\pi_{12}$ ", controlled by "Select 1" (driven by $p\_cnt[0]$ ). +- The second stage is "Selection between $\pi_{21}$ and $\pi_{22}$ ", controlled by "Select 2" (driven by $p\_cnt[1]$ ). +- Ellipses indicate intermediate stages. +- A generic stage is "Selection between $\pi_{i1}$ and $\pi_{i2}$ ", controlled by "Select $i$ " (driven by $p\_cnt[i-1]$ ). +- Another generic stage is "Selection between $\pi_{111}$ and $\pi_{112}$ ", controlled by "Select 11" (driven by $p\_cnt[10]$ ). +- The final stage is "Selection between $\pi_{121}$ and $\pi_{122}$ ", controlled by "Select 12" (driven by $p\_cnt[11]$ ). +- Data enters as "Data 64 bits" and exits as "Data n bits". +- All 12 selection signals are provided by a "Controller" block that takes $p\_cnt[0]$ through $p\_cnt[11]$ as input. + +G.709.2-Y.1331.2(18)\_FA.7 + +Figure A.7: Block diagram of the 12 stage permutation for P1 and P2. + +**Figure A.7 – The 12 stage permutation for P1 and P2** + +P1\_inverse and P2\_inverse are implemented via a cascade of 12 "elementary" inverse permutations stages; in each stage, one of two fixed permutations ( $\pi_{i1}$ when "Select $i$ " is a "1", $\pi_{i2}$ when "Select $i$ " is a "0") is performed on the 64-bit input data, the choice of which is controlled by a pair of time-varying 12-bit control signals $p\_cnt[11:0]$ , of which $p\_cnt[11]$ is the MSB and $p\_cnt[0]$ is the LSB. A block diagram of the implementation is provided in Figure A.8. + +Select $i$ is controlled by $p\_cnt[i-1]$ as illustrated in Figure A.8. + +The $\pi_{i1}$ is set to the identity mapping. The $\pi_{i2}$ is selected from one of the five options specified in clause A.8. + +![Diagram of the Inverse 12 stage permutation block. The block contains a series of 'Selection between' stages. The first stage is labeled 'Selection between π121 and π122', the second 'Selection between π111 and π112', the third 'Selection between πi1 and πi2', the fourth 'Selection between π21 and π22', and the fifth 'Selection between π11 and π12'. Data enters from the left as 'Data 64 bits' and exits to the right as 'Data n bits'. Control signals 'Select12', 'Select11', 'Selecti', 'Select2', and 'Select1' are fed into the selection stages from a 'Controller' below. The controller outputs are labeled p_cnt[11], p_cnt[10], p_cnt[i-1], p_cnt[1], and p_cnt[0]. A reference label 'G.709.2-Y.1331.2(18)_FA.8' is in the bottom right corner.](9c6461e1e94afae4dec455e69a2ce152_img.jpg) + +Diagram of the Inverse 12 stage permutation block. The block contains a series of 'Selection between' stages. The first stage is labeled 'Selection between π121 and π122', the second 'Selection between π111 and π112', the third 'Selection between πi1 and πi2', the fourth 'Selection between π21 and π22', and the fifth 'Selection between π11 and π12'. Data enters from the left as 'Data 64 bits' and exits to the right as 'Data n bits'. Control signals 'Select12', 'Select11', 'Selecti', 'Select2', and 'Select1' are fed into the selection stages from a 'Controller' below. The controller outputs are labeled p\_cnt[11], p\_cnt[10], p\_cnt[i-1], p\_cnt[1], and p\_cnt[0]. A reference label 'G.709.2-Y.1331.2(18)\_FA.8' is in the bottom right corner. + +**Figure A.8 – The 12 stage permutation for P1\_inverse and P2\_inverse** + +NOTE – The connectivity of the 12-bit control signals p\_cnt[11:0] bits to the permutation stages is the reverse to that in Figure A.7. + +### A.4 Error decorrelator synchronization + +The Base Blocks can be considered for the operation of the EDI to consist of a repeating multi-block structure of 128 blocks, numbered between 0 and 127 as illustrated in Figure A.9. Each Base Block ( $8 \times 32640$ bit) contains eight rows, numbered 0 to 7, and 510 64-bit columns, numbered 0 to 509. + +To generate the control signals to the P1, P2, P1\_inverse and P2\_inverse stages, two binary counters p1\_cnt and p2\_cnt are used; p1\_cnt ranges from 0 to 4094 and p2\_cnt ranges from 0 to (4094-41). The maximum values of p1\_cnt and p2\_cnt differ by 41. Because the set of integers {41, 4053, 4094} are pairwise relatively prime, the pair (p1\_cnt, p2\_cnt) will go through a large number of combinations before wraparound. The updates happen every $5 \times 64$ -bits. + +The p1\_cnt and p2\_cnt values are a function of the block number $i$ (values 0-127), the row number $r$ (values 0-7) and the 64-bit column number $c$ (values 0-509) as follows: + +- $p1\_cnt = ((8 \times i + r) \times 102 + \lfloor c/5 \rfloor) \bmod 4095$ +- $p2\_cnt = ((8 \times i + r) \times 102 + \lfloor c/5 \rfloor) \bmod (4095-41)$ . + +NOTE – " $\lfloor x \rfloor$ " represents the integer floor function. + +Example: p1\_cnt for the bits in block #0, row #0 and 64b columns #0-4 is 0 (0x000), for the bits in block #0, row #0 and 64b columns 475-479 is 95 (0x05F), for the bits in block #1 row #0 and 64b columns 0-4 is 816 (0x32F) and for the bits in block #127, row #7, 64b columns 505-509 is 2072 (0x818). + +The $\pi_{i2}$ selection is a function of the 64-bit column number $c$ (values 0-509) as follows: + +- $\pi_{i2} [c] = \pi_{i2} [1 + c \bmod 5]$ . + +Figures A.10 and A.11 illustrate the p1\_cnt, p2\_cnt and $\pi_{i2}$ values within the multi-block structure. + +![Diagram showing the 128 block repetition of Base Blocks. It illustrates the structure of blocks B0, B1, ..., B127, and then repeating B0. Each block has 8 rows (0-7) and columns (0-5, 64b column, 477, 418, 509). Columns 0-5 are a grid. Column 64b column contains 244736 information bits. Columns 477, 418, and 509 are shaded and labeled as 16384 EDD parity bits. Block 0 is labeled (0000000), Block 1 is (0000001), Block 127 is (1111111).](b6671cfafda3820aafe9a24fa7a4d8c7_img.jpg) + +Block row + +0 1 2 3 4 5 64b column 477 418 509 + +0 (0000000) 0 1 2 3 4 5 6 7 244736 information bits of B0 16384 EDD parity bits of B127 + +1 (0000001) 0 1 2 3 4 5 6 7 244736 information bits of B1 16384 EDD parity bits of B0 + +⋮ + +127 (1111111) 0 1 2 3 4 5 6 7 244736 information bits of B127 16384 EDD parity bits of B126 + +0 (0000000) 0 1 2 3 4 5 6 7 244736 information bits of B0 16384 EDD parity bits of B127 + +G.709.2-Y.1331.2(18)\_FA.9 + +Diagram showing the 128 block repetition of Base Blocks. It illustrates the structure of blocks B0, B1, ..., B127, and then repeating B0. Each block has 8 rows (0-7) and columns (0-5, 64b column, 477, 418, 509). Columns 0-5 are a grid. Column 64b column contains 244736 information bits. Columns 477, 418, and 509 are shaded and labeled as 16384 EDD parity bits. Block 0 is labeled (0000000), Block 1 is (0000001), Block 127 is (1111111). + +**Figure A.9 – The 128 block repetition of Base Blocks** + +| block | row | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | | 471 | 472 | 473 | 474 | 475 | 476 | 477 | 478 | 479 | 480 | 481 | 482 | 483 | 484 | 485 | | 502 | 503 | 504 | 505 | 506 | 507 | 508 | 509 | +|-------|-----|------|-----|-----|-----|-----|-----|------|-----|-----|-----|-----|--|-----|-----|-----|-----|-----|------|-----|-----|-----|------|-----|-----|-----|-----|-----|--|-----|-----|-----|-----|-----|------|-----|-----| +| | | P11 | P12 | P13 | P14 | P15 | P11 | P12 | P13 | P14 | P15 | P11 | | P12 | P13 | P14 | P15 | P11 | P12 | P13 | P14 | P15 | P11 | P12 | P13 | P14 | P15 | P11 | | P13 | P14 | P15 | P11 | P12 | P13 | P14 | P15 | +| 0 | 0 | 0 | | | | | | 1 | | | | | | | | | | | 95 | | | | 96 | | | | | | | | | | | | 101 | | | +| 0 | 1 | 102 | | | | | | 103 | | | | | | | | | | | 197 | | | | 198 | | | | | | | | | | | | 203 | | | +| 0 | 2 | 204 | | | | | | 205 | | | | | | | | | | | 299 | | | | 300 | | | | | | | | | | | | 305 | | | +| 0 | 3 | 306 | | | | | | 307 | | | | | | | | | | | 401 | | | | 402 | | | | | | | | | | | | 407 | | | +| 0 | 4 | 408 | | | | | | 409 | | | | | | | | | | | 503 | | | | 504 | | | | | | | | | | | | 509 | | | +| 0 | 5 | 510 | | | | | | 511 | | | | | | | | | | | 605 | | | | 606 | | | | | | | | | | | | 611 | | | +| 0 | 6 | 612 | | | | | | 613 | | | | | | | | | | | 707 | | | | 708 | | | | | | | | | | | | 713 | | | +| 0 | 7 | 714 | | | | | | 715 | | | | | | | | | | | 809 | | | | 810 | | | | | | | | | | | | 815 | | | +| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +| 1 | 0 | 816 | | | | | | 817 | | | | | | | | | | | 911 | | | | 912 | | | | | | | | | | | | 917 | | | +| 1 | 1 | 918 | | | | | | 919 | | | | | | | | | | | 1013 | | | | 1014 | | | | | | | | | | | | 1019 | | | +| 1 | 2 | 1020 | | | | | | 1021 | | | | | | | | | | | 1115 | | | | 1116 | | | | | | | | | | | | 1121 | | | +| 1 | 3 | 1122 | | | | | | 1123 | | | | | | | | | | | 1217 | | | | 1218 | | | | | | | | | | | | 1223 | | | +| 1 | 4 | 1224 | | | | | | 1225 | | | | | | | | | | | 1319 | | | | 1320 | | | | | | | | | | | | 1325 | | | +| 1 | 5 | 1326 | | | | | | 1327 | | | | | | | | | | | 1421 | | | | 1422 | | | | | | | | | | | | 1427 | | | +| 1 | 6 | 1428 | | | | | | 1429 | | | | | | | | | | | 1523 | | | | 1524 | | | | | | | | | | | | 1529 | | | +| 1 | 7 | 1530 | | | | | | 1531 | | | | | | | | | | | 1625 | | | | 1626 | | | | | | | | | | | | 1631 | | | +| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +| 2 | 0 | 1632 | | | | | | 1633 | | | | | | | | | | | 1727 | | | | 1728 | | | | | | | | | | | | 1733 | | | +| 2 | 1 | 1734 | | | | | | 1735 | | | | | | | | | | | 1829 | | | | 1830 | | | | | | | | | | | | 1835 | | | +| 2 | 2 | 1836 | | | | | | 1837 | | | | | | | | | | | 1931 | | | | 1932 | | | | | | | | | | | | 1937 | | | +| 2 | 3 | 1938 | | | | | | 1939 | | | | | | | | | | | 2033 | | | | 2034 | | | | | | | | | | | | 2039 | | | +| 2 | 4 | 2040 | | | | | | 2041 | | | | | | | | | | | 2135 | | | | 2136 | | | | | | | | | | | | 2141 | | | +| 2 | 5 | 2142 | | | | | | 2143 | | | | | | | | | | | 2237 | | | | 2238 | | | | | | | | | | | | 2243 | | | +| 2 | 6 | 2244 | | | | | | 2245 | | | | | | | | | | | 2339 | | | | 2340 | | | | | | | | | | | | 2345 | | | +| 2 | 7 | 2346 | | | | | | 2347 | | | | | | | | | | | 2441 | | | | 2442 | | | | | | | | | | | | 2447 | | | + +| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +|-----|---|------|--|--|--|--|--|------|--|--|--|--|--|--|--|--|--|--|------|--|--|--|------|--|--|--|--|--|--|--|--|--|--|--|------|--|--| +| 127 | 0 | 1257 | | | | | | 1258 | | | | | | | | | | | 1352 | | | | 1353 | | | | | | | | | | | | 1358 | | | +| 127 | 1 | 1359 | | | | | | 1360 | | | | | | | | | | | 1454 | | | | 1455 | | | | | | | | | | | | 1460 | | | +| 127 | 2 | 1461 | | | | | | 1462 | | | | | | | | | | | 1556 | | | | 1557 | | | | | | | | | | | | 1562 | | | +| 127 | 3 | 1563 | | | | | | 1564 | | | | | | | | | | | 1658 | | | | 1659 | | | | | | | | | | | | 1664 | | | +| 127 | 4 | 1665 | | | | | | 1666 | | | | | | | | | | | 1760 | | | | 1761 | | | | | | | | | | | | 1766 | | | +| 127 | 5 | 1767 | | | | | | 1768 | | | | | | | | | | | 1862 | | | | 1863 | | | | | | | | | | | | 1868 | | | +| 127 | 6 | 1869 | | | | | | 1870 | | | | | | | | | | | 1964 | | | | 1965 | | | | | | | | | | | | 1970 | | | +| 127 | 7 | 1971 | | | | | | 1972 | | | | | | | | | | | 2066 | | | | 2067 | | | | | | | | | | | | 2072 | | | + +**Figure A.10 – p1\_cnt and π*i*2** + +15 Rec. ITU-T G.709.2/Y.1331.2 (07/2018) + +| block | row | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | | 471 | 472 | 473 | 474 | 475 | 476 | 477 | 478 | 479 | 480 | 481 | 482 | 483 | 484 | 485 | | 502 | 503 | 504 | 505 | 506 | 507 | 508 | 509 | +|-------|-----|------|-----|-----|-----|-----|------|-----|-----|-----|-----|-----|--|-----|-----|-----|-----|-----|------|-----|-----|-----|------|-----|-----|-----|-----|-----|--|-----|-----|-----|-----|-----|-----|-----|------| +| | | P21 | P22 | P23 | P24 | P25 | P21 | P22 | P23 | P24 | P25 | P21 | | P22 | P23 | P24 | P25 | P21 | P22 | P23 | P24 | P25 | P21 | P22 | P23 | P24 | P25 | P21 | | P23 | P24 | P25 | P21 | P22 | P23 | P24 | P25 | +| 0 | 0 | 0 | | | | | 1 | | | | | | | | | | | | 95 | | | | 96 | | | | | | | | | | | | | | 101 | +| 0 | 1 | 102 | | | | | 103 | | | | | | | | | | | | 197 | | | | 198 | | | | | | | | | | | | | | 203 | +| 0 | 2 | 204 | | | | | 205 | | | | | | | | | | | | 299 | | | | 300 | | | | | | | | | | | | | | 305 | +| 0 | 3 | 306 | | | | | 307 | | | | | | | | | | | | 401 | | | | 402 | | | | | | | | | | | | | | 407 | +| 0 | 4 | 408 | | | | | 409 | | | | | | | | | | | | 503 | | | | 504 | | | | | | | | | | | | | | 509 | +| 0 | 5 | 510 | | | | | 511 | | | | | | | | | | | | 605 | | | | 606 | | | | | | | | | | | | | | 611 | +| 0 | 6 | 612 | | | | | 613 | | | | | | | | | | | | 707 | | | | 708 | | | | | | | | | | | | | | 713 | +| 0 | 7 | 714 | | | | | 715 | | | | | | | | | | | | 809 | | | | 810 | | | | | | | | | | | | | | 815 | +| 1 | 0 | 816 | | | | | 817 | | | | | | | | | | | | 911 | | | | 912 | | | | | | | | | | | | | | 917 | +| 1 | 1 | 918 | | | | | 919 | | | | | | | | | | | | 1013 | | | | 1014 | | | | | | | | | | | | | | 1019 | +| 1 | 2 | 1020 | | | | | 1021 | | | | | | | | | | | | 1115 | | | | 1116 | | | | | | | | | | | | | | 1121 | +| 1 | 3 | 1122 | | | | | 1123 | | | | | | | | | | | | 1217 | | | | 1218 | | | | | | | | | | | | | | 1223 | +| 1 | 4 | 1224 | | | | | 1225 | | | | | | | | | | | | 1319 | | | | 1320 | | | | | | | | | | | | | | 1325 | +| 1 | 5 | 1326 | | | | | 1327 | | | | | | | | | | | | 1421 | | | | 1422 | | | | | | | | | | | | | | 1427 | +| 1 | 6 | 1428 | | | | | 1429 | | | | | | | | | | | | 1523 | | | | 1524 | | | | | | | | | | | | | | 1529 | +| 1 | 7 | 1530 | | | | | 1531 | | | | | | | | | | | | 1625 | | | | 1626 | | | | | | | | | | | | | | 1631 | +| 2 | 0 | 1632 | | | | | 1633 | | | | | | | | | | | | 1727 | | | | 1728 | | | | | | | | | | | | | | 1733 | +| 2 | 1 | 1734 | | | | | 1735 | | | | | | | | | | | | 1829 | | | | 1830 | | | | | | | | | | | | | | 1835 | +| 2 | 2 | 1836 | | | | | 1837 | | | | | | | | | | | | 1931 | | | | 1932 | | | | | | | | | | | | | | 1937 | +| 2 | 3 | 1938 | | | | | 1939 | | | | | | | | | | | | 2033 | | | | 2034 | | | | | | | | | | | | | | 2039 | +| 2 | 4 | 2040 | | | | | 2041 | | | | | | | | | | | | 2135 | | | | 2136 | | | | | | | | | | | | | | 2141 | +| 2 | 5 | 2142 | | | | | 2143 | | | | | | | | | | | | 2237 | | | | 2238 | | | | | | | | | | | | | | 2243 | +| 2 | 6 | 2244 | | | | | 2245 | | | | | | | | | | | | 2339 | | | | 2340 | | | | | | | | | | | | | | 2345 | +| 2 | 7 | 2346 | | | | | 2347 | | | | | | | | | | | | 2441 | | | | 2442 | | | | | | | | | | | | | | 2447 | +| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +| 127 | 0 | 2282 | | | | | 2283 | | | | | | | | | | | | 2377 | | | | 2378 | | | | | | | | | | | | | | 2383 | +| 127 | 1 | 2384 | | | | | 2385 | | | | | | | | | | | | 2479 | | | | 2480 | | | | | | | | | | | | | | 2485 | +| 127 | 2 | 2486 | | | | | 2487 | | | | | | | | | | | | 2581 | | | | 2582 | | | | | | | | | | | | | | 2587 | +| 127 | 3 | 2588 | | | | | 2589 | | | | | | | | | | | | 2683 | | | | 2684 | | | | | | | | | | | | | | 2689 | +| 127 | 4 | 2690 | | | | | 2691 | | | | | | | | | | | | 2785 | | | | 2786 | | | | | | | | | | | | | | 2791 | +| 127 | 5 | 2792 | | | | | 2793 | | | | | | | | | | | | 2887 | | | | 2888 | | | | | | | | | | | | | | 2893 | +| 127 | 6 | 2894 | | | | | 2895 | | | | | | | | | | | | 2989 | | | | 2990 | | | | | | | | | | | | | | 2995 | +| 127 | 7 | 2996 | | | | | 2997 | | | | | | | | | | | | 3091 | | | | 3092 | | | | | | | | | | | | | | 3097 | + +Figure A.11 – p2\_cnt and $\pi_i$ + +### A.5 The $512 \times 510$ staircase forward error correction code + +#### A.5.1 Encoding a $512 \times 510$ staircase forward error correction block + +Encoding of a $512\text{-bit} \times 510\text{-bit}$ SC FEC block is accomplished by considering two-dimensional blocks $B_i$ of binary data, each with 512 rows and 510 columns as illustrated in Figure A.12. + +![Figure A.12: Encoding of a 512-bit x 510-bit staircase forward error correction block. The diagram shows two adjacent blocks, B_{i-1} and B_i. Each block is a rectangle with 512 rows (labeled 0 to 511) and 510 columns (labeled 0 to 509). A vertical red line separates the 'Error decorrelator interleaved information bits' (columns 0 to 477) from the 'Parity bits' (columns 478 to 509). For block B_{i-1}, a vertical red line at column 477 is labeled 'Column \Pi_d(j-2) leftside symbol of component codeword j \ge 2'. For block B_i, a horizontal red line at row j is labeled 'Row j, rightside symbol of component codeword j \ge 0'. The text 'G.709.2-Y.1331.2(18)_FA.12' is at the bottom right.](eb03559a4d92ea9ebd63ea9be663c50a_img.jpg) + +Figure A.12: Encoding of a 512-bit x 510-bit staircase forward error correction block. The diagram shows two adjacent blocks, B\_{i-1} and B\_i. Each block is a rectangle with 512 rows (labeled 0 to 511) and 510 columns (labeled 0 to 509). A vertical red line separates the 'Error decorrelator interleaved information bits' (columns 0 to 477) from the 'Parity bits' (columns 478 to 509). For block B\_{i-1}, a vertical red line at column 477 is labeled 'Column \Pi\_d(j-2) leftside symbol of component codeword j \ge 2'. For block B\_i, a horizontal red line at row j is labeled 'Row j, rightside symbol of component codeword j \ge 0'. The text 'G.709.2-Y.1331.2(18)\_FA.12' is at the bottom right. + +**Figure A.12 – Encoding of a $512\text{-bit} \times 510\text{-bit}$ staircase forward error correction block** + +Due to the staircase construction, it is convenient to classify the symbols – in the context of this Recommendation, symbols are equivalent to bits – of each component BCH(1022,990) codeword (where BCH stands for Bose, Chaudhuri, and Hocquenghem) as occupying the "leftside" or "rightside". The component codewords in the $512 \times 510$ SC FEC code consist of 512 leftmost bits (which are contributed from the previous SC FEC block) and 510 rightmost bits. As illustrated in Figure A.13, the bits $(C_0, C_1, \dots, C_{511})$ constitute the leftside, and $(C_{512}, C_{513}, \dots, C_{1021})$ the rightside of the component BCH(1022,990) codeword. The first two rows of $B_i$ correspond to shortened codewords, which can be exploited in the decoder. + +NOTE 1 – In the description of the calculation of the parity bits, the first two rows are treated as a special case, in that no bits from the previous staircase block are used in computing the parity bits on the first two rows (i.e., these are shortened codewords). + +NOTE 2 – The introduction of the shortened codewords (and the related deviation of the staircase blocks from the perfect $m \times m$ squares in Appendix II to a $512 \times 510$ rectangle with 261 120 bits) is necessitated by the first OTN implementation and the resulting desire to map the staircase block to two OTN OTUk frames consisting of $2 \times 4 \times 32640 = 261120$ bits. + +![Figure A.13: Component codeword. The diagram shows a horizontal sequence of bits C_0, C_1, C_2, followed by three dots, then C_{511}, a vertical dashed line, C_{512}, C_{513}, C_{514}, followed by three dots, and finally C_{1021}. The text 'G.709.2-Y.1331.2(18)_FA.13' is at the bottom right.](6f31cdb576d2f15c35c3f266e5f59211_img.jpg) + +Figure A.13: Component codeword. The diagram shows a horizontal sequence of bits C\_0, C\_1, C\_2, followed by three dots, then C\_{511}, a vertical dashed line, C\_{512}, C\_{513}, C\_{514}, followed by three dots, and finally C\_{1021}. The text 'G.709.2-Y.1331.2(18)\_FA.13' is at the bottom right. + +**Figure A.13 – Component codeword** + +The binary value stored in position (row,column) = $(j,k)$ of $B_i$ is denoted $d_i\{j,k\}$ . In each block, information bits are stored as $d_i\{j,k\}$ , $0 \leq j \leq 511$ , $0 \leq k \leq 477$ , and parity bits are stored as $d_i\{j,k\}$ , $0 \leq j \leq 511$ , $478 \leq k \leq 509$ . + +The parity bits are computed as follows: + +- 1) For row $j$ , $0 \leq j \leq 1$ , calculate $[d_i\{j, 478\}, d_i\{j, 479\}, \dots, d_i\{j, 509\}]$ as + +$$[d_i\{j, 478\}, d_i\{j, 479\}, \dots, d_i\{j, 509\}] = [0, 0, \dots, 0, d_i\{j, 0\}, d_i\{j, 1\}, \dots, d_i\{j, 477\}]P$$ + +where $P$ is a $990 \times 32$ parity-generation matrix, specified in clause A.7.3. + +2) For row $j, 2 \leq j \leq 511$ , calculate $[d_i\{j, 478\}, d_i\{j, 479\}, \dots, d_i\{j, 509\}]$ as + +$$\begin{aligned} & [d_i\{j, 478\}, d_i\{j, 479\}, \dots, d_i\{j, 509\}] \\ &= [d_{i-1}\{0, l\}, d_{i-1}\{1, l\}, \dots, d_{i-1}\{511, l\}, d_i\{j, 0\}, d_i\{j, 1\} \dots, d_i\{j, 477\}]P \end{aligned}$$ + +where $l = \Pi_d(j - 2)$ , and $\Pi_d$ is a permutation function specified in clause A.7.1. + +NOTE 3 – As illustrated in Figure A.10, the permutation function specifies the column $l = \Pi_d(j - 2)$ of block $B_{i-1}$ that provides the bits for the leftside of the component codeword corresponding to row $j$ of block $B_i$ . The permutation function is designed to admit a simple mapping of error locations (i.e., roots of an error locator polynomial) in the decoder to positions in a component BCH(1022,990) codeword. Explicitly, if $512 \times 510$ SC FEC blocks are stored in permuted column order (and the corresponding rightmost 510 columns of the parity check matrix $H$ are similarly permuted), the binary representation of an error locator in the Galois field, $GF(2^{10})$ , maps linearly to the (permuted) codeword position. Finally, with SC FEC blocks re-arranged in the permuted column order, the bits of column $j - 2$ in block $B_{i-1}$ correspond to the leftside of the component codeword with 'rightside' bits in row $j$ of block $B_i$ . + +#### A.5.2 Decoding a $512 \times 510$ staircase forward error correction code + +SC FEC codes are decoded by iteratively decoding the BCH component codewords within a decoding window; a decoding window consists of an implementation-specific number of consecutive staircase blocks. + +The $512 \times 510$ SC FEC decoder deploys as a minimum a 5-block decoding window (illustrated in Figure A.14) to perform iterative decoding of its BCH(1022,990) component codewords. + +The total latency in this minimum configuration is 7 SC FEC blocks. The decoding window moves forward in time (i.e., to the right) once the parity bits corresponding to block $B_{i-1}$ are received. At every shift in the decoding window, iterative decoding is performed over the component codewords within the decoding window. + +![Diagram of the 5-block staircase forward error correction decoding window. It shows a sequence of blocks B_{i-7}, B_{i-6}, B_{i-5}, B_{i-4}, B_{i-3}, B_{i-2}, B_{i-1}, and B_i. A dashed box labeled 'Decoding window' contains blocks B_{i-6} through B_{i-2}. Above the blocks, an arrow from the output of B_{i-7} to the input of B_i is labeled '7 x 512 x 510 bit latency'. Text labels 'Output j-th (information) bit of block B_{i-7}' and 'Received j-th (information) bit of block B_i' are placed above the respective blocks.](9167fa5ebcb66516d1bbb421ec9bba7b_img.jpg) + +Diagram of the 5-block staircase forward error correction decoding window. It shows a sequence of blocks B\_{i-7}, B\_{i-6}, B\_{i-5}, B\_{i-4}, B\_{i-3}, B\_{i-2}, B\_{i-1}, and B\_i. A dashed box labeled 'Decoding window' contains blocks B\_{i-6} through B\_{i-2}. Above the blocks, an arrow from the output of B\_{i-7} to the input of B\_i is labeled '7 x 512 x 510 bit latency'. Text labels 'Output j-th (information) bit of block B\_{i-7}' and 'Received j-th (information) bit of block B\_i' are placed above the respective blocks. + +NOTE – Parity bits of block $B_{i-1}$ are received concurrently with information bits of $B_i$ + +G.709.2-Y.1331.2(18)\_FA.14 + +Figure A.14 – The 5-block staircase forward error correction decoding window + +#### A.5.3 Error correction capability + +Based on the terms and definitions given in clause 7 of [ITU-T G.975.1], Table A.1 shows the results for the $512 \times 510$ SC FEC code. Data are measured, not extrapolated from simulations. The stream is decoded iteratively as specified in clause A.5.2. + +Table A.1 – Error correcting capability of the $512 \times 510$ staircase code + +| Input bit error rate | Output bit error rate | Net coding gain (dB) | Coding gain (dB) | Q-limit (dB) | +|-----------------------|-----------------------|----------------------|------------------|--------------| +| $4.75 \times 10^{-3}$ | $10^{-9}$ | 7.0 | 7.28 | 8.28 | +| $4.71 \times 10^{-3}$ | $10^{-10}$ | 7.5 | 7.78 | 8.29 | + +**Table A.1 – Error correcting capability of the $512 \times 510$ staircase code** + +| Input bit error rate | Output bit error rate | Net coding gain (dB) | Coding gain (dB) | Q-limit (dB) | +|-----------------------|-----------------------|----------------------|------------------|--------------| +| $4.67 \times 10^{-3}$ | $10^{-11}$ | 7.95 | 8.23 | 8.30 | +| $4.62 \times 10^{-3}$ | $10^{-12}$ | 8.35 | 8.63 | 8.31 | +| $4.58 \times 10^{-3}$ | $10^{-13}$ | 8.72 | 9.00 | 8.32 | +| $4.54 \times 10^{-3}$ | $10^{-14}$ | 9.06 | 9.34 | 8.33 | +| $4.50 \times 10^{-3}$ | $10^{-15}$ | 9.38 | 9.64 | 8.34 | + +The Flaring threshold is $< 1 \times 10^{-22}$ . + +The latency of the minimum $512 \times 510$ Staircase decoder is $7 \times 512 \times 510 = 1,827,840$ bits. + +### A.6 Representation of elements in $GF(2^{10})$ + +For a root $\alpha$ of the primitive polynomial $p(x) = 1 + x^3 + x^{10}$ , the non-zero field elements of $GF(2^{10})$ can be represented as + +$$\alpha^i, \quad 0 \leq i \leq 1022,$$ + +which we refer to as the "power" representation, where $\alpha^{1023} = \alpha^0 = 1$ . Equivalently, we can write + +$$\alpha^i = b_9\alpha^9 + b_8\alpha^8 + \dots + b_0, \quad 0 \leq i \leq 1022;$$ + +we refer to the integer $l = b_9 2^9 + b_8 2^8 + \dots + b_0$ as the "binary" representation of the field element. We further define the function $\log$ and its inverse $\exp$ such that for $l$ , the binary representation of $\alpha^i$ , we have + +$$\log(l) = i$$ + +and + +$$\exp(i) = l.$$ + +### A.7 Staircase forward error correction component code mapping + +#### A.7.1 Specification of $\Pi_d$ + +$\Pi_d$ is a permutation function on the integers $i, 0 \leq i \leq 509$ . In the following, $\Pi_d(M: M + N) = K: K + N$ is shorthand for $\Pi_d(M) = K, \Pi_d(M + 1) = K + 1, \dots, \Pi_d(M + N) = K + N$ . Values of $\Pi_d$ are listed in Table A.2. + +**Table A.2 – Values of $\Pi_d$** + +| | | | | +|----------------------------|------------------------------|----------------------------|------------------------------| +| $\Pi_d(0: 7) = 478: 485$ | $\Pi_d(8) = 0$ | $\Pi_d(9: 11) = 486: 488$ | $\Pi_d(12) = 1$ | +| $\Pi_d(13) = 489$ | $\Pi_d(14: 16) = 2: 4$ | $\Pi_d(17: 19) = 490: 492$ | $\Pi_d(20) = 5$ | +| $\Pi_d(21) = 493$ | $\Pi_d(22: 24) = 6: 8$ | $\Pi_d(25) = 494$ | $\Pi_d(26: 32) = 9: 15$ | +| $\Pi_d(33: 35) = 495: 497$ | $\Pi_d(36) = 16$ | $\Pi_d(37) = 498$ | $\Pi_d(38: 40) = 17: 19$ | +| $\Pi_d(41) = 499$ | $\Pi_d(42: 48) = 20: 26$ | $\Pi_d(49) = 500$ | $\Pi_d(50: 64) = 27: 41$ | +| $\Pi_d(65: 67) = 501: 503$ | $\Pi_d(68) = 42$ | $\Pi_d(69) = 504$ | $\Pi_d(70: 72) = 43: 45$ | +| $\Pi_d(73) = 505$ | $\Pi_d(74: 80) = 46: 52$ | $\Pi_d(81) = 506$ | $\Pi_d(82: 128) = 53: 99$ | +| $\Pi_d(129) = 507$ | $\Pi_d(130) = 100$ | $\Pi_d(131) = 508$ | $\Pi_d(132: 256) = 101: 225$ | +| $\Pi_d(257) = 509$ | $\Pi_d(258: 509) = 226: 477$ | | | + +#### A.7.2 Parity check Matrix + +Consider the function $f$ which maps an integer $i$ , $1 \leq i \leq 1023$ , to the column vector + +$$f(i) = \begin{bmatrix} \beta_i \\ \beta_i^3 \\ \beta_i^5 \\ F(\beta_i) \\ \overline{F(\beta_i)} \end{bmatrix},$$ + +where: + +$$\beta_i = \alpha^{\log(i)},$$ + +and: + +$$F(\beta_i) = b_2^l \overline{b_1^l} \overline{b_0^l} \vee \overline{b_2^l} b_1^l \vee \overline{b_2^l} \overline{b_1^l} b_0^l,$$ + +for $l$ the binary representation of $\beta_i$ , and $\bar{x}$ is the complement of $x$ . Then, + +$$H = [f(1021) \ f(1022) \ f(1) \ \dots \ f(510) \ f(511 + \Pi^{-1}(0)) \ \dots \ f(511 + \Pi^{-1}(509))]$$ + +(Note that the field primitive $\alpha$ is specified in clause A.6.) + +#### A.7.3 Generator matrix + +To obtain the generator matrix, we first replace each element in the first three rows of $H$ by its corresponding 10-bit binary representation, and perform elementary row operations (over $GF(2)$ ) on $H$ to obtain its row-reduced echelon form (with the identity matrix on the right) $H_{ENC}$ . Since + +$$H_{ENC} = [P^T; I],$$ + +we have + +$$G = [I; P],$$ + +where the resulting $990 \times 32$ matrix $P$ provides the encoder's parity-generating masks. + +### A.8 Error decorrelator permutation maps + +#### A.8.1 Generic permutation maps + +Mapping for P1, Option 1 for the 12 stages are shown in the $64 \times 12$ matrix P11 + +Mapping for P1, Option 2 for the 12 stages are shown in the $64 \times 12$ matrix P12 + +Mapping for P1, Option 3 for the 12 stages are shown in the $64 \times 12$ matrix P13 + +Mapping for P1, Option 4 for the 12 stages are shown in the $64 \times 12$ matrix P14 + +Mapping for P1, Option 5 for the 12 stages are shown in the $64 \times 12$ matrix P15 + +Mapping for P2, Option 1 for the 12 stages are shown in the $64 \times 12$ matrix P21 + +Mapping for P2, Option 2 for the 12 stages are shown in the $64 \times 12$ matrix P22 + +Mapping for P2, Option 3 for the 12 stages are shown in the $64 \times 12$ matrix P23 + +Mapping for P2, Option 4 for the 12 stages are shown in the $64 \times 12$ matrix P24 + +Mapping for P2, Option 5 for the 12 stages are shown in the $64 \times 12$ matrix P25 + +The de-interleaver is the inverse of the interleaver. We only specify the interleaver map here. + +For the sake of illustration, consider the permutation maps $\pi_{12}$ specified in the matrix $P_{11}$ . Note that each column (there are 12 columns, in one-to-one correspondence with the 12 stages illustrated in Figure A.7) is a 64-element permutation on the values 1 to 64. + +By convention, the elements of the permutation table are represented such that 1 corresponds to the first position in transmission order (of the input/output), 2 to the second position in transmission order, 3 to the third position, and so on. + +For example, if we consider the first column $\pi_{12}$ of $P_{11}$ , the permutation specifies that the bit in position 38 of the input to the corresponding permutation stage appears in the output of the permutation stage at position 1, the bit in position 55 of the input appears in the output at position 2, the bit in position 37 of the input appears in the output at position 3, and so on. + +| P1 1 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | | Output | +|-----------------|------------------------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|--------------|-------------|-------------|--------| +| | $\pi_{i2}$ | $\pi_{i22}$ | $\pi_{i32}$ | $\pi_{i42}$ | $\pi_{i52}$ | $\pi_{i62}$ | $\pi_{i72}$ | $\pi_{i82}$ | $\pi_{i92}$ | $\pi_{i102}$ | $\pi_{i12}$ | $\pi_{i22}$ | | +| | 38 | 48 | 19 | 58 | 58 | 21 | 29 | 34 | 26 | 32 | 50 | 60 | 1 | +| | 55 | 61 | 33 | 15 | 55 | 55 | 5 | 56 | 42 | 51 | 34 | 53 | 2 | +| | 37 | 4 | 22 | 63 | 52 | 25 | 7 | 36 | 49 | 12 | 48 | 29 | 3 | +| | 15 | 1 | 12 | 2 | 49 | 42 | 37 | 15 | 1 | 55 | 9 | 46 | 4 | +| | 48 | 33 | 59 | 48 | 1 | 54 | 35 | 1 | 2 | 22 | 30 | 21 | 5 | +| | 50 | 41 | 61 | 28 | 34 | 29 | 34 | 12 | 6 | 63 | 32 | 22 | 6 | +| | 54 | 18 | 38 | 12 | 35 | 22 | 61 | 51 | 60 | 61 | 49 | 1 | 7 | +| | 8 | 32 | 60 | 3 | 13 | 63 | 2 | 50 | 34 | 9 | 3 | 5 | 8 | +| | 19 | 36 | 64 | 62 | 41 | 52 | 28 | 8 | 59 | 1 | 42 | 11 | 9 | +| | 13 | 2 | 52 | 34 | 19 | 43 | 46 | 39 | 43 | 52 | 55 | 25 | 10 | +| | 53 | 22 | 47 | 33 | 18 | 8 | 8 | 5 | 16 | 5 | 20 | 13 | 11 | +| | 9 | 57 | 5 | 32 | 56 | 11 | 23 | 17 | 46 | 24 | 25 | 27 | 12 | +| | 24 | 23 | 37 | 44 | 14 | 7 | 51 | 6 | 12 | 38 | 28 | 7 | 13 | +| | 18 | 55 | 54 | 36 | 27 | 19 | 22 | 31 | 27 | 34 | 40 | 62 | 14 | +| | 2 | 54 | 62 | 17 | 62 | 28 | 19 | 28 | 44 | 47 | 14 | 17 | 15 | +| | 29 | 51 | 55 | 56 | 42 | 32 | 48 | 47 | 64 | 7 | 59 | 49 | 16 | +| | 57 | 31 | 20 | 10 | 32 | 16 | 62 | 44 | 5 | 45 | 6 | 64 | 17 | +| | 63 | 5 | 13 | 9 | 51 | 14 | 53 | 53 | 3 | 15 | 1 | 28 | 18 | +| | 43 | 40 | 34 | 18 | 23 | 26 | 11 | 48 | 36 | 39 | 60 | 32 | 19 | +| | 14 | 62 | 56 | 31 | 17 | 10 | 17 | 16 | 37 | 11 | 54 | 59 | 20 | +| | 52 | 63 | 10 | 35 | 54 | 1 | 47 | 23 | 48 | 54 | 41 | 61 | 21 | +| | 22 | 29 | 42 | 21 | 61 | 37 | 15 | 13 | 45 | 58 | 15 | 50 | 22 | +| | 1 | 46 | 46 | 57 | 28 | 38 | 4 | 2 | 52 | 2 | 18 | 4 | 23 | +| | 39 | 43 | 26 | 14 | 60 | 5 | 57 | 4 | 62 | 37 | 17 | 55 | 24 | +| | 16 | 15 | 31 | 25 | 47 | 34 | 14 | 26 | 15 | 14 | 22 | 51 | 25 | +| | 21 | 42 | 41 | 49 | 10 | 53 | 20 | 63 | 33 | 36 | 35 | 26 | 26 | +| | 64 | 50 | 15 | 4 | 36 | 18 | 64 | 45 | 23 | 62 | 56 | 34 | 27 | +| | 59 | 49 | 63 | 54 | 11 | 33 | 38 | 35 | 32 | 56 | 12 | 39 | 28 | +| | 17 | 37 | 23 | 42 | 15 | 27 | 43 | 55 | 50 | 19 | 53 | 20 | 29 | +| | 60 | 59 | 32 | 5 | 3 | 51 | 36 | 7 | 28 | 31 | 26 | 36 | 30 | +| | 6 | 60 | 44 | 46 | 26 | 36 | 42 | 18 | 38 | 4 | 38 | 3 | 31 | +| | 58 | 39 | 11 | 27 | 25 | 9 | 27 | 24 | 13 | 8 | 62 | 6 | 32 | +| | 35 | 26 | 1 | 13 | 59 | 15 | 31 | 58 | 19 | 23 | 57 | 44 | 33 | +| | 51 | 47 | 43 | 40 | 20 | 23 | 49 | 33 | 10 | 64 | 33 | 19 | 34 | +| | 4 | 35 | 16 | 37 | 8 | 56 | 10 | 30 | 63 | 6 | 47 | 8 | 35 | +| | 3 | 52 | 58 | 30 | 39 | 30 | 40 | 42 | 11 | 35 | 29 | 58 | 36 | +| | 26 | 58 | 14 | 26 | 12 | 24 | 63 | 9 | 20 | 18 | 45 | 10 | 37 | +| | 33 | 21 | 28 | 11 | 5 | 13 | 58 | 52 | 35 | 33 | 61 | 45 | 38 | +| | 56 | 25 | 6 | 38 | 57 | 61 | 9 | 29 | 31 | 48 | 27 | 18 | 39 | +| | 41 | 7 | 25 | 55 | 37 | 47 | 30 | 57 | 8 | 28 | 11 | 31 | 40 | +| | 7 | 6 | 30 | 50 | 29 | 60 | 1 | 25 | 54 | 41 | 24 | 2 | 41 | +| | 31 | 38 | 51 | 60 | 63 | 35 | 6 | 14 | 57 | 49 | 63 | 12 | 42 | +| | 42 | 45 | 29 | 20 | 44 | 6 | 25 | 10 | 56 | 53 | 46 | 33 | 43 | +| | 45 | 53 | 17 | 22 | 43 | 20 | 32 | 43 | 17 | 46 | 19 | 24 | 44 | +| | 23 | 13 | 3 | 39 | 50 | 62 | 33 | 49 | 21 | 27 | 51 | 48 | 45 | +| | 11 | 20 | 40 | 53 | 38 | 48 | 18 | 37 | 24 | 13 | 10 | 41 | 46 | +| | 30 | 56 | 9 | 16 | 4 | 46 | 21 | 60 | 41 | 25 | 5 | 14 | 47 | +| | 32 | 3 | 57 | 47 | 46 | 45 | 3 | 64 | 22 | 26 | 44 | 9 | 48 | +| | 49 | 10 | 21 | 6 | 16 | 4 | 41 | 32 | 58 | 3 | 58 | 30 | 49 | +| | 47 | 64 | 50 | 59 | 22 | 59 | 60 | 61 | 9 | 21 | 21 | 37 | 50 | +| | 62 | 17 | 48 | 1 | 2 | 58 | 52 | 59 | 18 | 16 | 23 | 54 | 51 | +| | 34 | 8 | 27 | 23 | 64 | 40 | 59 | 54 | 39 | 29 | 43 | 42 | 52 | +| | 36 | 44 | 8 | 29 | 6 | 3 | 13 | 3 | 7 | 40 | 37 | 35 | 53 | +| | 20 | 28 | 18 | 24 | 48 | 50 | 50 | 62 | 40 | 10 | 4 | 40 | 54 | +| | 40 | 30 | 4 | 19 | 30 | 17 | 16 | 38 | 4 | 44 | 2 | 23 | 55 | +| | 27 | 24 | 49 | 8 | 53 | 41 | 55 | 19 | 55 | 60 | 39 | 15 | 56 | +| | 10 | 16 | 2 | 51 | 24 | 12 | 45 | 21 | 30 | 42 | 64 | 63 | 57 | +| | 25 | 14 | 24 | 52 | 45 | 31 | 39 | 41 | 53 | 59 | 52 | 56 | 58 | +| | 12 | 9 | 35 | 7 | 40 | 57 | 12 | 27 | 25 | 20 | 16 | 38 | 59 | +| | 46 | 34 | 36 | 61 | 33 | 44 | 26 | 11 | 29 | 57 | 7 | 43 | 60 | +| | 61 | 27 | 45 | 45 | 21 | 2 | 44 | 22 | 51 | 43 | 36 | 57 | 61 | +| | 5 | 19 | 39 | 64 | 31 | 39 | 54 | 46 | 61 | 30 | 8 | 16 | 62 | +| | 28 | 11 | 53 | 43 | 9 | 49 | 56 | 20 | 47 | 17 | 13 | 47 | 63 | +| | 44 | 12 | 7 | 41 | 7 | 64 | 24 | 40 | 14 | 50 | 31 | 52 | 64 | + +Permutation element + +| P1 2 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i/2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 27 | 56 | 39 | 24 | 30 | 14 | 33 | 11 | 60 | 46 | 30 | 9 | 1 | +| | 19 | 31 | 61 | 33 | 35 | 52 | 40 | 22 | 41 | 39 | 56 | 33 | 2 | +| | 20 | 12 | 18 | 10 | 1 | 7 | 9 | 3 | 12 | 52 | 44 | 14 | 3 | +| | 44 | 59 | 12 | 59 | 56 | 19 | 48 | 21 | 45 | 31 | 8 | 38 | 4 | +| | 41 | 50 | 40 | 42 | 28 | 60 | 24 | 57 | 5 | 49 | 57 | 24 | 5 | +| | 22 | 23 | 33 | 25 | 29 | 38 | 15 | 53 | 37 | 58 | 24 | 47 | 6 | +| | 12 | 14 | 19 | 8 | 48 | 17 | 10 | 18 | 29 | 29 | 10 | 48 | 7 | +| | 11 | 38 | 3 | 20 | 42 | 20 | 46 | 9 | 8 | 3 | 13 | 22 | 8 | +| | 45 | 44 | 62 | 55 | 53 | 33 | 52 | 7 | 20 | 42 | 49 | 1 | 9 | +| | 25 | 24 | 20 | 48 | 58 | 15 | 3 | 44 | 36 | 21 | 20 | 19 | 10 | +| | 28 | 32 | 16 | 39 | 39 | 50 | 35 | 32 | 46 | 64 | 26 | 13 | 11 | +| | 23 | 34 | 46 | 36 | 45 | 5 | 14 | 24 | 56 | 23 | 42 | 61 | 12 | +| | 16 | 61 | 45 | 46 | 26 | 57 | 27 | 27 | 61 | 45 | 33 | 32 | 13 | +| | 33 | 2 | 34 | 18 | 3 | 2 | 5 | 2 | 25 | 48 | 52 | 3 | 14 | +| | 21 | 28 | 38 | 19 | 6 | 28 | 1 | 13 | 33 | 50 | 36 | 60 | 15 | +| | 39 | 43 | 44 | 15 | 47 | 11 | 45 | 4 | 58 | 24 | 28 | 52 | 16 | +| | 34 | 17 | 60 | 9 | 8 | 54 | 41 | 64 | 54 | 27 | 25 | 11 | 17 | +| | 60 | 42 | 15 | 6 | 36 | 26 | 25 | 54 | 49 | 25 | 18 | 37 | 18 | +| | 5 | 54 | 55 | 32 | 7 | 41 | 18 | 56 | 18 | 32 | 58 | 53 | 19 | +| | 64 | 25 | 41 | 43 | 10 | 29 | 37 | 35 | 13 | 26 | 19 | 2 | 20 | +| | 43 | 36 | 7 | 34 | 2 | 46 | 31 | 23 | 24 | 38 | 1 | 63 | 21 | +| | 49 | 55 | 56 | 28 | 40 | 39 | 53 | 47 | 44 | 22 | 47 | 51 | 22 | +| | 36 | 58 | 63 | 29 | 5 | 4 | 28 | 49 | 64 | 51 | 9 | 7 | 23 | +| | 48 | 18 | 26 | 44 | 9 | 30 | 23 | 55 | 62 | 37 | 60 | 40 | 24 | +| | 37 | 22 | 6 | 60 | 20 | 24 | 6 | 37 | 1 | 35 | 14 | 56 | 25 | +| | 3 | 8 | 64 | 58 | 63 | 27 | 7 | 1 | 63 | 16 | 61 | 10 | 26 | +| | 1 | 9 | 9 | 56 | 50 | 25 | 60 | 42 | 40 | 4 | 11 | 27 | 27 | +| | 6 | 27 | 36 | 41 | 55 | 35 | 61 | 50 | 39 | 33 | 16 | 29 | 28 | +| | 47 | 37 | 43 | 26 | 19 | 56 | 55 | 48 | 42 | 13 | 38 | 21 | 29 | +| | 38 | 11 | 47 | 16 | 37 | 49 | 44 | 19 | 34 | 54 | 62 | 57 | 30 | +| | 4 | 52 | 29 | 12 | 44 | 23 | 8 | 12 | 57 | 11 | 35 | 50 | 31 | +| | 61 | 60 | 22 | 27 | 18 | 53 | 58 | 46 | 19 | 47 | 2 | 31 | 32 | +| | 57 | 1 | 25 | 11 | 17 | 16 | 56 | 5 | 15 | 44 | 6 | 55 | 33 | +| | 51 | 10 | 42 | 7 | 43 | 9 | 17 | 34 | 2 | 59 | 17 | 6 | 34 | +| | 52 | 48 | 21 | 21 | 62 | 42 | 26 | 17 | 32 | 9 | 59 | 62 | 35 | +| | 18 | 4 | 59 | 61 | 11 | 21 | 47 | 29 | 43 | 6 | 4 | 49 | 36 | +| | 7 | 35 | 5 | 62 | 13 | 55 | 11 | 20 | 59 | 10 | 48 | 8 | 37 | +| | 55 | 47 | 54 | 31 | 41 | 44 | 62 | 52 | 52 | 57 | 22 | 34 | 38 | +| | 40 | 64 | 27 | 22 | 12 | 47 | 49 | 28 | 28 | 15 | 41 | 16 | 39 | +| | 62 | 19 | 31 | 45 | 52 | 36 | 59 | 31 | 7 | 28 | 51 | 30 | 40 | +| | 50 | 16 | 28 | 35 | 21 | 1 | 39 | 25 | 3 | 5 | 55 | 5 | 41 | +| | 9 | 6 | 52 | 57 | 25 | 58 | 20 | 36 | 27 | 2 | 40 | 45 | 42 | +| | 42 | 26 | 32 | 40 | 46 | 48 | 38 | 15 | 9 | 41 | 15 | 58 | 43 | +| | 54 | 45 | 24 | 23 | 4 | 18 | 43 | 63 | 48 | 18 | 3 | 20 | 44 | +| | 26 | 15 | 50 | 5 | 60 | 31 | 54 | 14 | 55 | 30 | 46 | 15 | 45 | +| | 24 | 20 | 1 | 13 | 61 | 62 | 2 | 59 | 47 | 63 | 53 | 26 | 46 | +| | 10 | 3 | 51 | 1 | 32 | 40 | 21 | 39 | 11 | 8 | 64 | 42 | 47 | +| | 56 | 49 | 11 | 50 | 24 | 37 | 19 | 60 | 53 | 61 | 37 | 39 | 48 | +| | 14 | 39 | 8 | 4 | 16 | 6 | 51 | 16 | 23 | 53 | 31 | 28 | 49 | +| | 31 | 51 | 48 | 14 | 15 | 51 | 63 | 30 | 21 | 62 | 54 | 25 | 50 | +| | 29 | 40 | 37 | 53 | 57 | 32 | 13 | 51 | 17 | 34 | 27 | 18 | 51 | +| | 35 | 7 | 10 | 49 | 31 | 12 | 30 | 38 | 31 | 7 | 50 | 43 | 52 | +| | 59 | 57 | 49 | 38 | 34 | 63 | 16 | 26 | 22 | 56 | 32 | 54 | 53 | +| | 8 | 5 | 17 | 54 | 22 | 59 | 34 | 40 | 16 | 12 | 29 | 17 | 54 | +| | 30 | 29 | 14 | 2 | 51 | 3 | 42 | 43 | 26 | 55 | 12 | 12 | 55 | +| | 58 | 63 | 53 | 64 | 23 | 34 | 32 | 45 | 10 | 40 | 7 | 4 | 56 | +| | 32 | 41 | 13 | 37 | 64 | 45 | 29 | 61 | 4 | 60 | 43 | 23 | 57 | +| | 53 | 53 | 4 | 47 | 27 | 43 | 12 | 58 | 38 | 17 | 23 | 44 | 58 | +| | 17 | 13 | 58 | 30 | 14 | 64 | 57 | 10 | 30 | 19 | 5 | 35 | 59 | +| | 2 | 33 | 23 | 17 | 54 | 8 | 22 | 8 | 14 | 36 | 39 | 59 | 60 | +| | 46 | 30 | 2 | 51 | 33 | 61 | 64 | 33 | 50 | 1 | 45 | 36 | 61 | +| | 13 | 46 | 35 | 63 | 49 | 22 | 50 | 62 | 6 | 43 | 34 | 46 | 62 | +| | 63 | 21 | 30 | 3 | 38 | 10 | 4 | 41 | 51 | 14 | 21 | 64 | 63 | +| | 15 | 62 | 57 | 52 | 59 | 13 | 36 | 6 | 35 | 20 | 63 | 41 | 64 | + +Permutation element + +| P1 3 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | | Output | +|-----------------|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 18 | 63 | 36 | 6 | 9 | 26 | 57 | 55 | 31 | 62 | 30 | 22 | 1 | +| | 43 | 23 | 18 | 40 | 4 | 6 | 51 | 56 | 4 | 29 | 22 | 3 | 2 | +| | 27 | 44 | 45 | 11 | 31 | 10 | 47 | 36 | 20 | 3 | 26 | 64 | 3 | +| | 58 | 43 | 48 | 59 | 25 | 45 | 46 | 63 | 9 | 55 | 10 | 45 | 4 | +| | 23 | 2 | 10 | 1 | 53 | 44 | 24 | 15 | 43 | 12 | 33 | 19 | 5 | +| | 12 | 8 | 5 | 55 | 11 | 53 | 16 | 33 | 64 | 21 | 8 | 27 | 6 | +| | 54 | 49 | 30 | 17 | 28 | 57 | 39 | 52 | 40 | 51 | 32 | 34 | 7 | +| | 55 | 36 | 63 | 46 | 22 | 59 | 40 | 50 | 18 | 47 | 13 | 25 | 8 | +| | 32 | 53 | 28 | 47 | 36 | 7 | 4 | 61 | 27 | 54 | 56 | 8 | 9 | +| | 6 | 7 | 51 | 45 | 1 | 11 | 62 | 19 | 13 | 37 | 18 | 58 | 10 | +| | 36 | 33 | 8 | 2 | 37 | 5 | 59 | 28 | 29 | 18 | 48 | 15 | 11 | +| | 57 | 28 | 32 | 9 | 18 | 43 | 56 | 48 | 42 | 39 | 39 | 48 | 12 | +| | 40 | 16 | 52 | 32 | 51 | 56 | 23 | 43 | 52 | 32 | 63 | 49 | 13 | +| | 42 | 1 | 16 | 19 | 64 | 9 | 21 | 16 | 23 | 50 | 52 | 18 | 14 | +| | 30 | 54 | 54 | 62 | 17 | 2 | 64 | 32 | 36 | 7 | 38 | 20 | 15 | +| | 31 | 12 | 6 | 7 | 57 | 52 | 11 | 31 | 53 | 15 | 41 | 37 | 16 | +| | 10 | 58 | 25 | 37 | 38 | 23 | 34 | 1 | 6 | 63 | 11 | 43 | 17 | +| | 33 | 60 | 43 | 35 | 19 | 42 | 28 | 49 | 34 | 10 | 60 | 24 | 18 | +| | 4 | 45 | 11 | 25 | 55 | 8 | 35 | 12 | 22 | 48 | 6 | 40 | 19 | +| | 17 | 40 | 42 | 16 | 13 | 27 | 58 | 5 | 37 | 20 | 34 | 46 | 20 | +| | 61 | 17 | 34 | 10 | 23 | 24 | 8 | 29 | 1 | 40 | 16 | 16 | 21 | +| | 26 | 22 | 56 | 30 | 33 | 35 | 25 | 30 | 33 | 34 | 23 | 39 | 22 | +| | 52 | 9 | 22 | 31 | 15 | 15 | 44 | 7 | 17 | 4 | 51 | 41 | 23 | +| | 45 | 4 | 59 | 58 | 41 | 37 | 49 | 51 | 38 | 26 | 29 | 33 | 24 | +| | 16 | 30 | 17 | 60 | 47 | 1 | 10 | 59 | 7 | 33 | 21 | 10 | 25 | +| | 59 | 29 | 27 | 4 | 52 | 54 | 13 | 45 | 14 | 41 | 19 | 2 | 26 | +| | 39 | 50 | 24 | 3 | 62 | 60 | 6 | 27 | 3 | 5 | 44 | 47 | 27 | +| | 7 | 51 | 20 | 52 | 54 | 38 | 48 | 22 | 57 | 27 | 53 | 26 | 28 | +| | 29 | 31 | 1 | 49 | 42 | 4 | 14 | 9 | 32 | 56 | 59 | 38 | 29 | +| | 25 | 38 | 2 | 54 | 29 | 20 | 42 | 38 | 54 | 13 | 47 | 55 | 30 | +| | 41 | 32 | 14 | 56 | 8 | 30 | 9 | 8 | 45 | 14 | 58 | 54 | 31 | +| | 20 | 39 | 3 | 36 | 12 | 63 | 41 | 41 | 62 | 16 | 61 | 52 | 32 | +| | 28 | 24 | 61 | 51 | 44 | 39 | 26 | 46 | 60 | 60 | 27 | 23 | 33 | +| | 8 | 61 | 35 | 24 | 63 | 55 | 30 | 23 | 39 | 24 | 35 | 14 | 34 | +| | 47 | 14 | 29 | 50 | 16 | 13 | 45 | 37 | 21 | 44 | 37 | 17 | 35 | +| | 21 | 19 | 62 | 28 | 48 | 51 | 5 | 20 | 24 | 52 | 45 | 6 | 36 | +| | 53 | 13 | 55 | 33 | 43 | 12 | 60 | 4 | 25 | 42 | 24 | 36 | 37 | +| | 37 | 34 | 60 | 39 | 34 | 29 | 52 | 58 | 2 | 61 | 50 | 35 | 38 | +| | 48 | 64 | 50 | 57 | 21 | 25 | 54 | 34 | 61 | 22 | 42 | 31 | 39 | +| | 34 | 56 | 53 | 29 | 14 | 22 | 37 | 54 | 50 | 6 | 20 | 53 | 40 | +| | 5 | 55 | 13 | 20 | 7 | 3 | 19 | 40 | 5 | 38 | 3 | 5 | 41 | +| | 46 | 18 | 31 | 5 | 32 | 61 | 31 | 64 | 41 | 9 | 46 | 28 | 42 | +| | 51 | 20 | 41 | 14 | 27 | 32 | 2 | 21 | 47 | 8 | 43 | 30 | 43 | +| | 60 | 37 | 12 | 18 | 59 | 28 | 18 | 35 | 58 | 2 | 36 | 1 | 44 | +| | 35 | 25 | 64 | 63 | 5 | 21 | 15 | 26 | 48 | 30 | 57 | 32 | 45 | +| | 11 | 6 | 26 | 15 | 6 | 62 | 50 | 25 | 63 | 11 | 2 | 63 | 46 | +| | 63 | 59 | 57 | 64 | 24 | 46 | 55 | 17 | 55 | 1 | 49 | 44 | 47 | +| | 14 | 52 | 38 | 44 | 3 | 14 | 53 | 2 | 10 | 23 | 12 | 29 | 48 | +| | 13 | 42 | 19 | 21 | 61 | 19 | 1 | 62 | 49 | 46 | 5 | 11 | 49 | +| | 44 | 3 | 40 | 13 | 2 | 64 | 3 | 10 | 30 | 31 | 14 | 12 | 50 | +| | 2 | 26 | 37 | 34 | 45 | 34 | 20 | 18 | 56 | 58 | 31 | 57 | 51 | +| | 1 | 47 | 15 | 22 | 35 | 47 | 27 | 3 | 8 | 17 | 28 | 21 | 52 | +| | 9 | 21 | 46 | 61 | 20 | 31 | 61 | 44 | 19 | 53 | 55 | 62 | 53 | +| | 62 | 48 | 4 | 12 | 60 | 17 | 33 | 57 | 51 | 35 | 7 | 56 | 54 | +| | 19 | 35 | 39 | 42 | 40 | 58 | 7 | 24 | 11 | 36 | 1 | 51 | 55 | +| | 56 | 5 | 21 | 8 | 49 | 36 | 22 | 39 | 16 | 57 | 54 | 4 | 56 | +| | 22 | 10 | 9 | 26 | 50 | 33 | 17 | 11 | 28 | 19 | 4 | 59 | 57 | +| | 15 | 11 | 44 | 48 | 46 | 41 | 32 | 42 | 15 | 25 | 15 | 9 | 58 | +| | 38 | 27 | 47 | 53 | 10 | 18 | 36 | 6 | 44 | 28 | 25 | 60 | 59 | +| | 3 | 41 | 23 | 43 | 30 | 40 | 43 | 14 | 12 | 59 | 40 | 42 | 60 | +| | 49 | 15 | 33 | 27 | 56 | 49 | 63 | 53 | 46 | 49 | 17 | 7 | 61 | +| | 64 | 57 | 58 | 38 | 58 | 48 | 12 | 60 | 59 | 45 | 64 | 50 | 62 | +| | 24 | 62 | 7 | 41 | 26 | 16 | 38 | 47 | 26 | 43 | 62 | 61 | 63 | +| | 50 | 46 | 49 | 23 | 39 | 50 | 29 | 13 | 35 | 64 | 9 | 13 | 64 | + +Permutation element + +| P14 | Permutation stage $\pi_{12}$ | | | | | | | | | | | | Output | +|-----|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 17 | 54 | 46 | 15 | 42 | 61 | 19 | 25 | 16 | 8 | 57 | 39 | 1 | +| | 34 | 35 | 21 | 50 | 21 | 48 | 7 | 57 | 7 | 2 | 52 | 62 | 2 | +| | 61 | 32 | 6 | 63 | 29 | 63 | 57 | 10 | 53 | 59 | 62 | 12 | 3 | +| | 4 | 29 | 56 | 25 | 2 | 18 | 56 | 64 | 48 | 7 | 49 | 22 | 4 | +| | 46 | 37 | 60 | 59 | 28 | 9 | 24 | 40 | 50 | 4 | 55 | 9 | 5 | +| | 14 | 25 | 20 | 16 | 3 | 51 | 32 | 45 | 14 | 61 | 45 | 25 | 6 | +| | 2 | 16 | 9 | 48 | 31 | 14 | 44 | 62 | 31 | 19 | 42 | 13 | 7 | +| | 19 | 8 | 16 | 26 | 15 | 38 | 5 | 43 | 26 | 15 | 17 | 7 | 8 | +| | 10 | 48 | 49 | 54 | 26 | 49 | 63 | 20 | 15 | 57 | 46 | 29 | 9 | +| | 64 | 14 | 3 | 18 | 52 | 4 | 23 | 18 | 43 | 1 | 41 | 2 | 10 | +| | 38 | 3 | 40 | 19 | 45 | 52 | 6 | 7 | 11 | 54 | 25 | 37 | 11 | +| | 26 | 60 | 29 | 64 | 44 | 10 | 40 | 63 | 5 | 33 | 23 | 16 | 12 | +| | 32 | 9 | 7 | 38 | 19 | 43 | 61 | 55 | 8 | 20 | 19 | 51 | 13 | +| | 1 | 45 | 50 | 8 | 23 | 23 | 47 | 36 | 44 | 35 | 60 | 10 | 14 | +| | 24 | 1 | 55 | 61 | 12 | 29 | 18 | 33 | 59 | 53 | 54 | 56 | 15 | +| | 62 | 51 | 57 | 22 | 41 | 35 | 21 | 12 | 6 | 34 | 30 | 48 | 16 | +| | 11 | 33 | 26 | 52 | 1 | 24 | 14 | 39 | 64 | 14 | 35 | 27 | 17 | +| | 29 | 39 | 39 | 33 | 5 | 8 | 52 | 22 | 38 | 42 | 48 | 40 | 18 | +| | 13 | 34 | 24 | 14 | 63 | 39 | 20 | 11 | 23 | 64 | 10 | 35 | 19 | +| | 53 | 62 | 44 | 47 | 27 | 64 | 53 | 30 | 42 | 13 | 7 | 44 | 20 | +| | 20 | 11 | 38 | 37 | 54 | 62 | 43 | 41 | 27 | 48 | 31 | 47 | 21 | +| | 8 | 61 | 22 | 35 | 56 | 6 | 11 | 49 | 45 | 40 | 8 | 49 | 22 | +| | 39 | 56 | 52 | 27 | 25 | 57 | 34 | 14 | 28 | 43 | 24 | 31 | 23 | +| | 50 | 23 | 54 | 2 | 55 | 36 | 15 | 24 | 19 | 49 | 53 | 60 | 24 | +| | 5 | 64 | 2 | 49 | 22 | 44 | 50 | 56 | 1 | 24 | 18 | 34 | 25 | +| | 33 | 42 | 4 | 24 | 4 | 20 | 59 | 46 | 9 | 23 | 61 | 58 | 26 | +| | 51 | 43 | 27 | 4 | 39 | 28 | 22 | 59 | 33 | 11 | 39 | 23 | 27 | +| | 9 | 10 | 36 | 31 | 59 | 17 | 51 | 17 | 54 | 16 | 51 | 21 | 28 | +| | 40 | 2 | 61 | 11 | 32 | 3 | 13 | 42 | 47 | 51 | 26 | 3 | 29 | +| | 25 | 6 | 5 | 36 | 16 | 50 | 30 | 16 | 12 | 39 | 29 | 53 | 30 | +| | 18 | 40 | 62 | 29 | 37 | 5 | 4 | 3 | 21 | 18 | 16 | 11 | 31 | +| | 31 | 44 | 37 | 56 | 9 | 27 | 58 | 4 | 4 | 46 | 4 | 52 | 32 | +| | 16 | 31 | 47 | 43 | 10 | 12 | 62 | 38 | 55 | 25 | 6 | 30 | 33 | +| | 59 | 50 | 28 | 7 | 35 | 32 | 55 | 34 | 20 | 28 | 5 | 8 | 34 | +| | 54 | 55 | 41 | 45 | 49 | 47 | 54 | 31 | 32 | 45 | 58 | 45 | 35 | +| | 43 | 38 | 14 | 12 | 40 | 37 | 3 | 26 | 13 | 30 | 34 | 18 | 36 | +| | 55 | 19 | 45 | 40 | 33 | 60 | 25 | 28 | 2 | 47 | 9 | 61 | 37 | +| | 3 | 63 | 23 | 60 | 48 | 25 | 60 | 51 | 49 | 37 | 27 | 55 | 38 | +| | 21 | 59 | 42 | 20 | 20 | 58 | 36 | 54 | 30 | 17 | 1 | 41 | 39 | +| | 37 | 46 | 63 | 53 | 47 | 7 | 38 | 23 | 36 | 50 | 22 | 20 | 40 | +| | 42 | 53 | 31 | 46 | 36 | 46 | 33 | 48 | 17 | 5 | 56 | 42 | 41 | +| | 41 | 57 | 58 | 9 | 30 | 42 | 17 | 60 | 57 | 62 | 47 | 33 | 42 | +| | 56 | 47 | 48 | 42 | 18 | 41 | 39 | 29 | 46 | 36 | 3 | 4 | 43 | +| | 30 | 58 | 32 | 28 | 13 | 34 | 31 | 6 | 25 | 6 | 20 | 26 | 44 | +| | 6 | 7 | 17 | 21 | 53 | 19 | 27 | 15 | 37 | 10 | 64 | 32 | 45 | +| | 15 | 20 | 11 | 44 | 51 | 33 | 10 | 27 | 60 | 26 | 14 | 46 | 46 | +| | 22 | 24 | 10 | 51 | 58 | 13 | 64 | 5 | 62 | 22 | 15 | 50 | 47 | +| | 63 | 52 | 59 | 62 | 24 | 11 | 35 | 50 | 39 | 55 | 13 | 54 | 48 | +| | 45 | 22 | 30 | 6 | 46 | 55 | 49 | 53 | 41 | 31 | 50 | 1 | 49 | +| | 48 | 18 | 18 | 57 | 34 | 40 | 42 | 13 | 18 | 60 | 11 | 24 | 50 | +| | 7 | 12 | 12 | 13 | 43 | 21 | 26 | 61 | 35 | 9 | 38 | 6 | 51 | +| | 35 | 30 | 34 | 39 | 60 | 54 | 9 | 21 | 22 | 32 | 43 | 36 | 52 | +| | 57 | 4 | 43 | 1 | 11 | 30 | 41 | 58 | 52 | 41 | 2 | 17 | 53 | +| | 28 | 13 | 51 | 23 | 6 | 1 | 45 | 1 | 51 | 12 | 33 | 43 | 54 | +| | 52 | 5 | 64 | 30 | 14 | 15 | 1 | 8 | 10 | 3 | 32 | 5 | 55 | +| | 58 | 17 | 53 | 41 | 64 | 22 | 29 | 35 | 3 | 56 | 12 | 19 | 56 | +| | 23 | 21 | 19 | 55 | 61 | 56 | 12 | 44 | 40 | 58 | 37 | 38 | 57 | +| | 47 | 41 | 8 | 34 | 62 | 2 | 48 | 47 | 61 | 27 | 44 | 28 | 58 | +| | 49 | 36 | 25 | 3 | 17 | 16 | 28 | 52 | 24 | 63 | 59 | 64 | 59 | +| | 60 | 27 | 15 | 17 | 57 | 59 | 2 | 9 | 63 | 29 | 36 | 14 | 60 | +| | 44 | 26 | 35 | 58 | 7 | 45 | 8 | 32 | 34 | 21 | 40 | 63 | 61 | +| | 12 | 49 | 1 | 5 | 38 | 31 | 16 | 37 | 56 | 52 | 63 | 59 | 62 | +| | 36 | 28 | 33 | 10 | 50 | 53 | 37 | 2 | 29 | 38 | 28 | 15 | 63 | +| | 27 | 15 | 13 | 32 | 8 | 26 | 46 | 19 | 58 | 44 | 21 | 57 | 64 | + +Permutation element + +| P15 | Permutation stage $\pi_{12}$ | | | | | | | | | | | | Output | +|-----|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 44 | 15 | 62 | 64 | 32 | 19 | 50 | 36 | 6 | 19 | 43 | 51 | 1 | +| | 1 | 25 | 4 | 48 | 62 | 56 | 4 | 2 | 21 | 7 | 45 | 39 | 2 | +| | 27 | 24 | 40 | 25 | 49 | 42 | 45 | 27 | 12 | 20 | 4 | 25 | 3 | +| | 60 | 53 | 18 | 34 | 14 | 60 | 58 | 9 | 14 | 24 | 62 | 47 | 4 | +| | 32 | 64 | 29 | 30 | 33 | 52 | 64 | 37 | 28 | 22 | 38 | 44 | 5 | +| | 21 | 58 | 14 | 22 | 44 | 41 | 21 | 40 | 37 | 4 | 32 | 50 | 6 | +| | 13 | 60 | 12 | 14 | 52 | 47 | 5 | 13 | 49 | 2 | 20 | 45 | 7 | +| | 48 | 23 | 51 | 32 | 21 | 32 | 8 | 3 | 52 | 26 | 40 | 2 | 8 | +| | 46 | 57 | 24 | 60 | 48 | 2 | 54 | 62 | 16 | 35 | 64 | 7 | 9 | +| | 14 | 21 | 30 | 45 | 9 | 63 | 37 | 47 | 39 | 17 | 15 | 1 | 10 | +| | 59 | 39 | 44 | 40 | 39 | 39 | 25 | 45 | 45 | 44 | 10 | 6 | 11 | +| | 62 | 28 | 49 | 39 | 40 | 33 | 24 | 5 | 36 | 14 | 46 | 3 | 12 | +| | 10 | 55 | 37 | 59 | 28 | 24 | 33 | 57 | 40 | 54 | 60 | 41 | 13 | +| | 45 | 12 | 50 | 15 | 4 | 14 | 59 | 10 | 46 | 32 | 19 | 49 | 14 | +| | 38 | 32 | 58 | 61 | 47 | 58 | 32 | 21 | 25 | 61 | 3 | 12 | 15 | +| | 6 | 29 | 42 | 51 | 54 | 6 | 15 | 48 | 31 | 6 | 59 | 8 | 16 | +| | 20 | 3 | 34 | 31 | 34 | 22 | 26 | 8 | 8 | 52 | 48 | 24 | 17 | +| | 17 | 49 | 17 | 5 | 29 | 43 | 13 | 64 | 64 | 64 | 50 | 18 | 18 | +| | 16 | 62 | 60 | 24 | 57 | 55 | 38 | 25 | 59 | 58 | 42 | 63 | 19 | +| | 40 | 61 | 53 | 2 | 27 | 50 | 47 | 26 | 56 | 21 | 24 | 22 | 20 | +| | 63 | 59 | 46 | 18 | 43 | 26 | 6 | 34 | 20 | 13 | 33 | 14 | 21 | +| | 18 | 22 | 45 | 1 | 26 | 3 | 36 | 44 | 26 | 49 | 37 | 37 | 22 | +| | 19 | 10 | 48 | 56 | 20 | 12 | 9 | 51 | 17 | 33 | 23 | 55 | 23 | +| | 2 | 43 | 19 | 6 | 17 | 11 | 11 | 28 | 2 | 51 | 16 | 53 | 24 | +| | 3 | 40 | 28 | 46 | 42 | 4 | 28 | 49 | 32 | 28 | 31 | 33 | 25 | +| | 58 | 34 | 27 | 47 | 5 | 27 | 35 | 60 | 62 | 5 | 41 | 62 | 26 | +| | 5 | 2 | 8 | 11 | 11 | 23 | 31 | 33 | 24 | 27 | 13 | 21 | 27 | +| | 50 | 20 | 64 | 27 | 25 | 59 | 62 | 63 | 7 | 18 | 1 | 15 | 28 | +| | 61 | 35 | 52 | 29 | 10 | 20 | 60 | 50 | 42 | 30 | 63 | 26 | 29 | +| | 56 | 18 | 43 | 57 | 7 | 48 | 56 | 17 | 10 | 40 | 12 | 40 | 30 | +| | 49 | 48 | 54 | 44 | 55 | 29 | 7 | 56 | 5 | 41 | 57 | 13 | 31 | +| | 43 | 6 | 25 | 20 | 6 | 54 | 41 | 52 | 30 | 8 | 51 | 60 | 32 | +| | 30 | 4 | 1 | 62 | 61 | 30 | 23 | 4 | 55 | 36 | 49 | 27 | 33 | +| | 4 | 16 | 9 | 58 | 12 | 8 | 30 | 35 | 51 | 10 | 30 | 48 | 34 | +| | 57 | 26 | 13 | 4 | 56 | 46 | 19 | 1 | 33 | 3 | 55 | 46 | 35 | +| | 12 | 27 | 55 | 8 | 53 | 53 | 3 | 12 | 53 | 23 | 56 | 54 | 36 | +| | 31 | 47 | 38 | 55 | 22 | 57 | 40 | 7 | 19 | 39 | 11 | 36 | 37 | +| | 54 | 14 | 26 | 28 | 35 | 28 | 43 | 39 | 50 | 55 | 21 | 56 | 38 | +| | 36 | 30 | 7 | 41 | 41 | 7 | 49 | 43 | 57 | 45 | 61 | 16 | 39 | +| | 51 | 54 | 22 | 38 | 2 | 38 | 16 | 22 | 35 | 1 | 58 | 28 | 40 | +| | 55 | 38 | 16 | 49 | 19 | 44 | 12 | 29 | 60 | 43 | 39 | 52 | 41 | +| | 53 | 13 | 57 | 53 | 3 | 13 | 48 | 53 | 38 | 37 | 34 | 34 | 42 | +| | 28 | 42 | 15 | 3 | 13 | 1 | 53 | 32 | 43 | 62 | 54 | 43 | 43 | +| | 34 | 63 | 35 | 26 | 64 | 17 | 63 | 38 | 18 | 53 | 44 | 29 | 44 | +| | 42 | 36 | 5 | 42 | 23 | 40 | 46 | 24 | 9 | 59 | 29 | 59 | 45 | +| | 47 | 8 | 56 | 35 | 18 | 62 | 14 | 41 | 29 | 60 | 6 | 10 | 46 | +| | 41 | 46 | 59 | 21 | 15 | 45 | 1 | 15 | 27 | 46 | 7 | 64 | 47 | +| | 35 | 7 | 6 | 23 | 45 | 34 | 61 | 58 | 11 | 11 | 26 | 4 | 48 | +| | 26 | 11 | 32 | 9 | 63 | 16 | 55 | 54 | 61 | 31 | 53 | 31 | 49 | +| | 52 | 31 | 39 | 52 | 8 | 36 | 22 | 42 | 63 | 16 | 47 | 20 | 50 | +| | 9 | 44 | 11 | 16 | 16 | 31 | 17 | 55 | 58 | 12 | 25 | 19 | 51 | +| | 8 | 5 | 3 | 19 | 24 | 64 | 29 | 31 | 47 | 9 | 22 | 9 | 52 | +| | 11 | 1 | 2 | 13 | 60 | 37 | 51 | 59 | 3 | 38 | 9 | 38 | 53 | +| | 23 | 51 | 61 | 63 | 30 | 51 | 18 | 61 | 41 | 15 | 36 | 32 | 54 | +| | 25 | 9 | 20 | 50 | 46 | 21 | 39 | 18 | 15 | 34 | 5 | 35 | 55 | +| | 37 | 41 | 36 | 17 | 59 | 15 | 2 | 23 | 23 | 56 | 8 | 57 | 56 | +| | 39 | 50 | 63 | 12 | 38 | 10 | 42 | 6 | 44 | 47 | 17 | 23 | 57 | +| | 15 | 19 | 10 | 33 | 51 | 18 | 27 | 46 | 1 | 29 | 35 | 61 | 58 | +| | 29 | 45 | 33 | 36 | 1 | 5 | 57 | 19 | 54 | 48 | 18 | 5 | 59 | +| | 22 | 17 | 21 | 10 | 37 | 49 | 20 | 14 | 4 | 57 | 2 | 58 | 60 | +| | 7 | 33 | 41 | 37 | 36 | 61 | 10 | 30 | 13 | 25 | 52 | 17 | 61 | +| | 33 | 52 | 31 | 43 | 31 | 25 | 52 | 11 | 34 | 42 | 27 | 30 | 62 | +| | 24 | 37 | 47 | 54 | 50 | 35 | 44 | 16 | 22 | 63 | 14 | 42 | 63 | +| | 64 | 56 | 23 | 7 | 58 | 9 | 34 | 20 | 48 | 50 | 28 | 11 | 64 | + +Permutation element + +| P2 1 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|---------------|---------------|---------------|--------| +| | $\pi_{i/2}$ | $\pi_{2i/2}$ | $\pi_{3i/2}$ | $\pi_{4i/2}$ | $\pi_{5i/2}$ | $\pi_{6i/2}$ | $\pi_{7i/2}$ | $\pi_{8i/2}$ | $\pi_{9i/2}$ | $\pi_{10i/2}$ | $\pi_{11i/2}$ | $\pi_{12i/2}$ | | +| | 3 | 42 | 27 | 13 | 63 | 9 | 52 | 17 | 31 | 7 | 10 | 25 | 1 | +| | 14 | 29 | 55 | 29 | 10 | 36 | 56 | 59 | 40 | 12 | 57 | 3 | 2 | +| | 30 | 47 | 43 | 61 | 59 | 42 | 22 | 64 | 33 | 58 | 39 | 54 | 3 | +| | 38 | 30 | 63 | 64 | 46 | 13 | 14 | 4 | 49 | 49 | 59 | 15 | 4 | +| | 61 | 17 | 37 | 3 | 40 | 14 | 13 | 53 | 5 | 23 | 1 | 12 | 5 | +| | 36 | 27 | 33 | 57 | 19 | 50 | 50 | 41 | 41 | 64 | 8 | 34 | 6 | +| | 39 | 34 | 6 | 49 | 7 | 25 | 36 | 19 | 19 | 17 | 54 | 18 | 7 | +| | 48 | 10 | 29 | 48 | 52 | 60 | 2 | 11 | 52 | 21 | 46 | 35 | 8 | +| | 29 | 36 | 41 | 26 | 12 | 28 | 49 | 8 | 4 | 56 | 2 | 53 | 9 | +| | 62 | 26 | 30 | 28 | 56 | 54 | 41 | 12 | 29 | 62 | 60 | 48 | 10 | +| | 17 | 9 | 21 | 24 | 43 | 19 | 1 | 24 | 42 | 27 | 62 | 41 | 11 | +| | 5 | 28 | 35 | 52 | 49 | 56 | 62 | 63 | 11 | 11 | 19 | 64 | 12 | +| | 33 | 49 | 18 | 1 | 32 | 22 | 44 | 26 | 17 | 40 | 9 | 58 | 13 | +| | 40 | 4 | 9 | 14 | 25 | 17 | 4 | 1 | 57 | 51 | 13 | 42 | 14 | +| | 35 | 15 | 4 | 17 | 60 | 34 | 39 | 14 | 27 | 60 | 44 | 9 | 15 | +| | 50 | 1 | 58 | 9 | 54 | 2 | 42 | 2 | 58 | 46 | 45 | 44 | 16 | +| | 41 | 41 | 60 | 37 | 30 | 37 | 46 | 30 | 32 | 37 | 7 | 2 | 17 | +| | 34 | 39 | 15 | 35 | 58 | 26 | 9 | 23 | 18 | 41 | 21 | 33 | 18 | +| | 11 | 62 | 1 | 6 | 9 | 40 | 24 | 9 | 25 | 2 | 38 | 63 | 19 | +| | 51 | 6 | 31 | 32 | 44 | 30 | 5 | 54 | 60 | 53 | 61 | 61 | 20 | +| | 6 | 40 | 17 | 41 | 61 | 4 | 6 | 22 | 8 | 9 | 17 | 16 | 21 | +| | 64 | 23 | 56 | 34 | 55 | 21 | 47 | 61 | 37 | 36 | 28 | 11 | 22 | +| | 10 | 57 | 8 | 60 | 34 | 5 | 26 | 29 | 21 | 24 | 33 | 52 | 23 | +| | 58 | 43 | 5 | 42 | 28 | 7 | 18 | 49 | 48 | 44 | 35 | 26 | 24 | +| | 1 | 59 | 47 | 53 | 1 | 49 | 63 | 13 | 24 | 8 | 27 | 6 | 25 | +| | 56 | 50 | 32 | 22 | 6 | 61 | 59 | 32 | 26 | 33 | 50 | 36 | 26 | +| | 45 | 55 | 16 | 62 | 16 | 53 | 8 | 39 | 45 | 30 | 53 | 40 | 27 | +| | 12 | 13 | 48 | 63 | 33 | 11 | 15 | 45 | 61 | 32 | 36 | 56 | 28 | +| | 9 | 33 | 44 | 8 | 15 | 39 | 35 | 47 | 62 | 45 | 51 | 55 | 29 | +| | 49 | 32 | 13 | 27 | 11 | 6 | 33 | 10 | 13 | 48 | 49 | 31 | 30 | +| | 7 | 63 | 52 | 10 | 37 | 64 | 32 | 56 | 46 | 5 | 47 | 28 | 31 | +| | 37 | 24 | 36 | 19 | 13 | 20 | 34 | 50 | 35 | 29 | 24 | 30 | 32 | +| | 55 | 22 | 34 | 46 | 29 | 29 | 10 | 60 | 3 | 6 | 41 | 27 | 33 | +| | 57 | 11 | 51 | 33 | 62 | 59 | 60 | 40 | 23 | 25 | 18 | 14 | 34 | +| | 13 | 20 | 62 | 4 | 45 | 27 | 25 | 44 | 1 | 52 | 3 | 50 | 35 | +| | 24 | 25 | 40 | 16 | 5 | 51 | 64 | 3 | 30 | 16 | 22 | 59 | 36 | +| | 15 | 18 | 49 | 55 | 48 | 3 | 21 | 58 | 7 | 18 | 48 | 57 | 37 | +| | 59 | 61 | 24 | 54 | 47 | 24 | 16 | 55 | 12 | 57 | 40 | 24 | 38 | +| | 31 | 8 | 2 | 20 | 31 | 16 | 61 | 28 | 16 | 1 | 30 | 17 | 39 | +| | 16 | 3 | 61 | 5 | 24 | 23 | 11 | 38 | 34 | 14 | 14 | 1 | 40 | +| | 46 | 45 | 25 | 51 | 64 | 48 | 55 | 7 | 56 | 59 | 6 | 23 | 41 | +| | 23 | 58 | 54 | 2 | 51 | 45 | 37 | 18 | 53 | 38 | 20 | 4 | 42 | +| | 53 | 12 | 23 | 7 | 21 | 18 | 27 | 35 | 22 | 10 | 12 | 47 | 43 | +| | 20 | 7 | 42 | 23 | 23 | 43 | 23 | 25 | 9 | 3 | 5 | 29 | 44 | +| | 42 | 64 | 50 | 47 | 27 | 38 | 31 | 16 | 59 | 13 | 64 | 46 | 45 | +| | 21 | 60 | 10 | 58 | 38 | 63 | 48 | 21 | 14 | 63 | 58 | 10 | 46 | +| | 28 | 35 | 19 | 12 | 4 | 8 | 30 | 15 | 64 | 26 | 11 | 7 | 47 | +| | 22 | 37 | 57 | 50 | 36 | 1 | 53 | 42 | 55 | 28 | 37 | 8 | 48 | +| | 2 | 53 | 12 | 59 | 50 | 15 | 51 | 48 | 10 | 35 | 32 | 38 | 49 | +| | 27 | 31 | 39 | 38 | 42 | 46 | 28 | 34 | 51 | 43 | 15 | 20 | 50 | +| | 19 | 5 | 22 | 36 | 18 | 58 | 57 | 36 | 63 | 50 | 43 | 39 | 51 | +| | 25 | 21 | 7 | 45 | 2 | 57 | 19 | 31 | 38 | 31 | 4 | 60 | 52 | +| | 4 | 46 | 11 | 43 | 20 | 62 | 43 | 52 | 15 | 19 | 42 | 19 | 53 | +| | 43 | 52 | 3 | 21 | 14 | 44 | 17 | 33 | 54 | 55 | 55 | 5 | 54 | +| | 52 | 16 | 28 | 25 | 39 | 32 | 3 | 5 | 36 | 22 | 31 | 32 | 55 | +| | 44 | 56 | 20 | 30 | 26 | 12 | 20 | 20 | 43 | 15 | 56 | 22 | 56 | +| | 63 | 44 | 46 | 39 | 35 | 55 | 40 | 46 | 39 | 42 | 63 | 37 | 57 | +| | 60 | 38 | 64 | 56 | 57 | 31 | 58 | 57 | 50 | 20 | 34 | 13 | 58 | +| | 47 | 2 | 45 | 18 | 22 | 10 | 7 | 6 | 44 | 34 | 26 | 43 | 59 | +| | 18 | 51 | 26 | 31 | 3 | 47 | 54 | 51 | 6 | 39 | 29 | 49 | 60 | +| | 54 | 14 | 53 | 15 | 41 | 35 | 12 | 37 | 20 | 54 | 16 | 45 | 61 | +| | 8 | 19 | 14 | 44 | 17 | 52 | 38 | 43 | 2 | 61 | 25 | 21 | 62 | +| | 32 | 48 | 59 | 11 | 8 | 33 | 45 | 62 | 47 | 4 | 23 | 62 | 63 | +| | 26 | 54 | 38 | 40 | 53 | 41 | 29 | 27 | 28 | 47 | 52 | 51 | 64 | + +Permutation element + +| P2 2 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|---------------------|-------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i/2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| Permutation element | 60 | 44 | 53 | 17 | 7 | 62 | 53 | 55 | 51 | 39 | 41 | 33 | 1 | +| | 42 | 62 | 62 | 40 | 31 | 55 | 14 | 59 | 13 | 11 | 46 | 55 | 2 | +| | 29 | 14 | 32 | 57 | 3 | 51 | 64 | 15 | 14 | 43 | 51 | 45 | 3 | +| | 1 | 26 | 14 | 31 | 22 | 60 | 51 | 28 | 52 | 12 | 23 | 11 | 4 | +| | 30 | 35 | 42 | 51 | 54 | 2 | 63 | 58 | 60 | 31 | 21 | 9 | 5 | +| | 16 | 34 | 37 | 53 | 4 | 37 | 42 | 20 | 58 | 60 | 56 | 63 | 6 | +| | 36 | 10 | 60 | 48 | 27 | 59 | 22 | 10 | 35 | 37 | 61 | 31 | 7 | +| | 5 | 27 | 23 | 45 | 39 | 24 | 9 | 52 | 5 | 50 | 12 | 2 | 8 | +| | 62 | 32 | 61 | 5 | 60 | 49 | 16 | 30 | 27 | 9 | 58 | 62 | 9 | +| | 44 | 9 | 41 | 62 | 47 | 43 | 60 | 3 | 20 | 62 | 27 | 1 | 10 | +| | 41 | 20 | 17 | 25 | 8 | 17 | 19 | 54 | 32 | 25 | 10 | 7 | 11 | +| | 13 | 48 | 40 | 36 | 35 | 61 | 49 | 13 | 33 | 17 | 7 | 38 | 12 | +| | 33 | 42 | 35 | 55 | 16 | 25 | 23 | 5 | 55 | 22 | 16 | 46 | 13 | +| | 61 | 40 | 44 | 35 | 14 | 63 | 11 | 6 | 34 | 57 | 22 | 14 | 14 | +| | 28 | 25 | 10 | 20 | 26 | 34 | 45 | 25 | 31 | 61 | 42 | 15 | 15 | +| | 21 | 45 | 31 | 1 | 18 | 22 | 15 | 61 | 28 | 29 | 57 | 39 | 16 | +| | 4 | 52 | 22 | 27 | 61 | 21 | 8 | 56 | 64 | 3 | 45 | 53 | 17 | +| | 25 | 15 | 27 | 52 | 63 | 40 | 10 | 50 | 2 | 8 | 54 | 19 | 18 | +| | 32 | 8 | 3 | 19 | 45 | 26 | 35 | 47 | 42 | 27 | 39 | 20 | 19 | +| | 63 | 59 | 21 | 34 | 2 | 1 | 43 | 33 | 63 | 42 | 34 | 21 | 20 | +| | 9 | 3 | 25 | 24 | 6 | 9 | 39 | 37 | 10 | 47 | 35 | 29 | 21 | +| | 15 | 47 | 30 | 26 | 52 | 32 | 55 | 60 | 59 | 21 | 60 | 37 | 22 | +| | 14 | 16 | 64 | 56 | 37 | 46 | 37 | 21 | 26 | 20 | 3 | 64 | 23 | +| | 55 | 7 | 57 | 32 | 51 | 30 | 46 | 2 | 49 | 7 | 9 | 12 | 24 | +| | 50 | 38 | 43 | 13 | 19 | 39 | 24 | 63 | 30 | 58 | 31 | 36 | 25 | +| | 48 | 64 | 4 | 60 | 58 | 10 | 4 | 41 | 24 | 55 | 24 | 23 | 26 | +| | 58 | 54 | 55 | 29 | 28 | 14 | 12 | 22 | 29 | 4 | 8 | 44 | 27 | +| | 49 | 2 | 5 | 39 | 10 | 12 | 41 | 32 | 11 | 41 | 62 | 17 | 28 | +| | 54 | 12 | 1 | 54 | 11 | 18 | 28 | 7 | 9 | 14 | 29 | 50 | 29 | +| | 22 | 43 | 63 | 38 | 41 | 56 | 20 | 23 | 15 | 40 | 36 | 5 | 30 | +| | 59 | 30 | 11 | 44 | 24 | 35 | 27 | 8 | 8 | 46 | 25 | 22 | 31 | +| | 10 | 63 | 58 | 10 | 49 | 44 | 44 | 46 | 41 | 28 | 4 | 60 | 32 | +| | 24 | 37 | 47 | 37 | 21 | 8 | 18 | 29 | 1 | 56 | 37 | 26 | 33 | +| | 46 | 29 | 54 | 30 | 12 | 15 | 13 | 39 | 56 | 24 | 40 | 18 | 34 | +| | 19 | 4 | 13 | 43 | 33 | 33 | 3 | 38 | 4 | 54 | 52 | 42 | 35 | +| | 31 | 1 | 48 | 23 | 50 | 36 | 48 | 17 | 48 | 13 | 63 | 28 | 36 | +| | 2 | 51 | 24 | 50 | 48 | 20 | 57 | 49 | 45 | 19 | 30 | 34 | 37 | +| | 53 | 61 | 34 | 16 | 29 | 53 | 38 | 40 | 6 | 23 | 6 | 10 | 38 | +| | 56 | 13 | 50 | 12 | 59 | 57 | 59 | 4 | 62 | 6 | 38 | 24 | 39 | +| | 47 | 49 | 6 | 8 | 57 | 27 | 17 | 48 | 19 | 16 | 59 | 16 | 40 | +| | 52 | 46 | 8 | 11 | 43 | 13 | 1 | 45 | 17 | 34 | 2 | 43 | 41 | +| | 6 | 50 | 52 | 59 | 64 | 52 | 40 | 26 | 21 | 49 | 18 | 3 | 42 | +| | 45 | 55 | 19 | 7 | 36 | 11 | 7 | 42 | 37 | 18 | 48 | 58 | 43 | +| | 64 | 23 | 29 | 4 | 25 | 45 | 50 | 62 | 36 | 45 | 1 | 41 | 44 | +| | 8 | 5 | 18 | 2 | 44 | 54 | 36 | 11 | 18 | 63 | 49 | 61 | 45 | +| | 37 | 17 | 33 | 28 | 55 | 5 | 26 | 64 | 57 | 48 | 11 | 57 | 46 | +| | 17 | 11 | 56 | 63 | 53 | 38 | 47 | 24 | 3 | 15 | 26 | 8 | 47 | +| | 34 | 39 | 15 | 6 | 42 | 16 | 52 | 16 | 53 | 33 | 15 | 47 | 48 | +| | 7 | 57 | 7 | 15 | 15 | 19 | 58 | 44 | 22 | 26 | 5 | 56 | 49 | +| | 35 | 6 | 36 | 22 | 13 | 29 | 5 | 27 | 38 | 1 | 14 | 13 | 50 | +| | 39 | 33 | 59 | 21 | 32 | 7 | 30 | 1 | 23 | 53 | 47 | 40 | 51 | +| | 11 | 19 | 28 | 42 | 30 | 4 | 61 | 36 | 44 | 10 | 13 | 6 | 52 | +| | 18 | 24 | 38 | 47 | 62 | 41 | 56 | 51 | 50 | 35 | 55 | 27 | 53 | +| | 12 | 31 | 26 | 46 | 23 | 28 | 34 | 43 | 40 | 59 | 43 | 59 | 54 | +| | 43 | 28 | 49 | 18 | 46 | 64 | 25 | 31 | 46 | 32 | 53 | 48 | 55 | +| | 51 | 53 | 2 | 58 | 40 | 31 | 62 | 53 | 16 | 5 | 44 | 30 | 56 | +| | 57 | 60 | 39 | 14 | 1 | 42 | 2 | 57 | 25 | 51 | 32 | 52 | 57 | +| | 3 | 36 | 12 | 41 | 38 | 23 | 6 | 9 | 54 | 38 | 20 | 25 | 58 | +| | 27 | 58 | 51 | 61 | 56 | 47 | 29 | 34 | 61 | 44 | 33 | 51 | 59 | +| | 38 | 22 | 45 | 3 | 20 | 3 | 54 | 14 | 7 | 52 | 64 | 4 | 60 | +| | 20 | 56 | 16 | 64 | 17 | 50 | 33 | 12 | 12 | 2 | 28 | 32 | 61 | +| | 23 | 21 | 46 | 33 | 9 | 6 | 31 | 35 | 47 | 30 | 19 | 54 | 62 | +| | 40 | 41 | 9 | 49 | 34 | 48 | 21 | 19 | 43 | 36 | 17 | 35 | 63 | +| | 26 | 18 | 20 | 9 | 5 | 58 | 32 | 18 | 39 | 64 | 50 | 49 | 64 | + +| P2 3 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | | Output | +|---------------------|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| Permutation element | 5 | 1 | 35 | 55 | 25 | 38 | 12 | 22 | 7 | 2 | 10 | 44 | 1 | +| | 2 | 51 | 37 | 20 | 39 | 13 | 42 | 64 | 33 | 17 | 16 | 20 | 2 | +| | 55 | 33 | 36 | 43 | 5 | 11 | 60 | 40 | 10 | 9 | 51 | 30 | 3 | +| | 35 | 32 | 24 | 50 | 54 | 54 | 61 | 48 | 5 | 32 | 25 | 63 | 4 | +| | 54 | 57 | 30 | 44 | 17 | 8 | 14 | 31 | 39 | 51 | 34 | 54 | 5 | +| | 33 | 36 | 20 | 35 | 15 | 1 | 41 | 1 | 64 | 58 | 59 | 50 | 6 | +| | 36 | 45 | 55 | 23 | 45 | 59 | 6 | 46 | 60 | 12 | 19 | 55 | 7 | +| | 29 | 22 | 9 | 21 | 49 | 2 | 48 | 63 | 44 | 53 | 28 | 23 | 8 | +| | 12 | 14 | 18 | 19 | 63 | 25 | 49 | 60 | 50 | 5 | 30 | 64 | 9 | +| | 24 | 37 | 41 | 40 | 13 | 5 | 52 | 47 | 18 | 30 | 6 | 34 | 10 | +| | 34 | 52 | 59 | 17 | 3 | 29 | 18 | 50 | 54 | 6 | 17 | 59 | 11 | +| | 7 | 29 | 2 | 36 | 36 | 56 | 64 | 23 | 30 | 49 | 61 | 28 | 12 | +| | 26 | 4 | 25 | 8 | 16 | 37 | 39 | 49 | 47 | 11 | 40 | 8 | 13 | +| | 10 | 41 | 19 | 13 | 26 | 58 | 8 | 30 | 4 | 59 | 33 | 21 | 14 | +| | 57 | 10 | 56 | 52 | 38 | 44 | 16 | 58 | 49 | 13 | 4 | 22 | 15 | +| | 1 | 62 | 40 | 61 | 24 | 51 | 59 | 27 | 20 | 43 | 64 | 37 | 16 | +| | 58 | 26 | 32 | 60 | 7 | 31 | 2 | 14 | 35 | 23 | 43 | 29 | 17 | +| | 44 | 6 | 27 | 28 | 57 | 6 | 38 | 42 | 62 | 35 | 29 | 46 | 18 | +| | 22 | 20 | 6 | 62 | 61 | 52 | 26 | 2 | 48 | 15 | 63 | 10 | 19 | +| | 9 | 8 | 33 | 42 | 43 | 64 | 47 | 32 | 51 | 55 | 49 | 60 | 20 | +| | 64 | 34 | 46 | 38 | 53 | 61 | 51 | 57 | 26 | 19 | 26 | 42 | 21 | +| | 20 | 58 | 11 | 25 | 23 | 30 | 55 | 17 | 57 | 48 | 42 | 40 | 22 | +| | 13 | 24 | 38 | 48 | 42 | 20 | 19 | 6 | 14 | 22 | 45 | 5 | 23 | +| | 16 | 60 | 53 | 64 | 48 | 42 | 9 | 56 | 29 | 26 | 46 | 33 | 24 | +| | 14 | 53 | 44 | 32 | 14 | 39 | 36 | 26 | 13 | 60 | 47 | 15 | 25 | +| | 42 | 3 | 13 | 53 | 55 | 28 | 13 | 29 | 17 | 27 | 14 | 26 | 26 | +| | 37 | 16 | 49 | 54 | 51 | 40 | 44 | 28 | 56 | 40 | 57 | 31 | 27 | +| | 48 | 28 | 10 | 24 | 4 | 21 | 21 | 62 | 23 | 42 | 22 | 32 | 28 | +| | 3 | 43 | 15 | 63 | 47 | 46 | 31 | 18 | 22 | 21 | 38 | 13 | 29 | +| | 8 | 5 | 62 | 59 | 2 | 62 | 50 | 45 | 3 | 63 | 18 | 51 | 30 | +| | 21 | 23 | 12 | 37 | 46 | 36 | 25 | 25 | 63 | 41 | 50 | 14 | 31 | +| | 41 | 42 | 28 | 12 | 44 | 41 | 1 | 59 | 41 | 50 | 23 | 47 | 32 | +| | 51 | 56 | 58 | 27 | 37 | 26 | 45 | 34 | 59 | 29 | 20 | 27 | 33 | +| | 61 | 30 | 42 | 58 | 10 | 3 | 63 | 9 | 37 | 20 | 32 | 12 | 34 | +| | 46 | 15 | 47 | 16 | 12 | 17 | 15 | 38 | 34 | 31 | 9 | 43 | 35 | +| | 59 | 35 | 63 | 2 | 30 | 50 | 29 | 55 | 43 | 14 | 1 | 61 | 36 | +| | 15 | 38 | 22 | 31 | 41 | 33 | 22 | 4 | 8 | 39 | 12 | 16 | 37 | +| | 31 | 18 | 45 | 46 | 29 | 14 | 33 | 36 | 61 | 8 | 58 | 19 | 38 | +| | 43 | 55 | 34 | 7 | 22 | 24 | 62 | 33 | 52 | 52 | 54 | 41 | 39 | +| | 62 | 50 | 14 | 11 | 1 | 34 | 24 | 7 | 21 | 24 | 8 | 53 | 40 | +| | 45 | 46 | 26 | 51 | 62 | 47 | 23 | 44 | 53 | 16 | 11 | 4 | 41 | +| | 28 | 59 | 39 | 1 | 34 | 55 | 43 | 20 | 2 | 56 | 21 | 52 | 42 | +| | 19 | 48 | 61 | 56 | 28 | 48 | 54 | 13 | 24 | 3 | 41 | 11 | 43 | +| | 25 | 17 | 60 | 39 | 64 | 16 | 46 | 61 | 45 | 28 | 24 | 25 | 44 | +| | 56 | 19 | 4 | 47 | 20 | 18 | 37 | 12 | 38 | 18 | 5 | 49 | 45 | +| | 32 | 21 | 57 | 33 | 59 | 63 | 28 | 10 | 1 | 46 | 56 | 9 | 46 | +| | 52 | 49 | 50 | 10 | 33 | 12 | 4 | 39 | 19 | 1 | 15 | 3 | 47 | +| | 53 | 11 | 54 | 30 | 32 | 43 | 10 | 24 | 16 | 38 | 44 | 57 | 48 | +| | 30 | 2 | 64 | 6 | 9 | 15 | 35 | 52 | 6 | 45 | 3 | 62 | 49 | +| | 11 | 25 | 31 | 29 | 40 | 27 | 57 | 41 | 28 | 33 | 55 | 45 | 50 | +| | 6 | 63 | 17 | 57 | 60 | 53 | 7 | 51 | 25 | 64 | 39 | 56 | 51 | +| | 38 | 40 | 51 | 22 | 35 | 9 | 30 | 16 | 46 | 25 | 27 | 39 | 52 | +| | 4 | 47 | 8 | 4 | 31 | 10 | 58 | 11 | 15 | 62 | 36 | 17 | 53 | +| | 49 | 27 | 43 | 5 | 18 | 60 | 20 | 8 | 40 | 10 | 60 | 58 | 54 | +| | 63 | 31 | 48 | 9 | 52 | 22 | 56 | 21 | 11 | 7 | 53 | 24 | 55 | +| | 40 | 64 | 5 | 3 | 58 | 49 | 53 | 54 | 31 | 34 | 13 | 48 | 56 | +| | 18 | 54 | 1 | 34 | 56 | 45 | 40 | 3 | 27 | 37 | 7 | 35 | 57 | +| | 60 | 12 | 52 | 14 | 11 | 32 | 17 | 43 | 55 | 47 | 52 | 1 | 58 | +| | 17 | 13 | 16 | 18 | 8 | 7 | 5 | 53 | 9 | 57 | 31 | 18 | 59 | +| | 39 | 61 | 3 | 15 | 50 | 57 | 34 | 37 | 36 | 54 | 62 | 6 | 60 | +| | 47 | 39 | 23 | 41 | 21 | 23 | 32 | 35 | 58 | 61 | 48 | 36 | 61 | +| | 50 | 44 | 29 | 49 | 19 | 4 | 27 | 15 | 42 | 4 | 2 | 38 | 62 | +| | 27 | 9 | 7 | 26 | 6 | 35 | 3 | 5 | 12 | 36 | 37 | 7 | 63 | +| | 23 | 7 | 21 | 45 | 27 | 19 | 11 | 19 | 32 | 44 | 35 | 2 | 64 | + +| P24 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | | Output | +|-----|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 55 | 58 | 6 | 39 | 62 | 11 | 20 | 20 | 23 | 13 | 4 | 19 | 1 | +| | 49 | 35 | 20 | 33 | 30 | 8 | 13 | 24 | 12 | 38 | 59 | 62 | 2 | +| | 52 | 11 | 25 | 55 | 40 | 16 | 46 | 21 | 14 | 27 | 31 | 40 | 3 | +| | 14 | 14 | 56 | 19 | 3 | 45 | 44 | 50 | 28 | 11 | 57 | 30 | 4 | +| | 46 | 51 | 52 | 10 | 34 | 40 | 38 | 19 | 25 | 41 | 16 | 42 | 5 | +| | 22 | 4 | 19 | 31 | 29 | 15 | 49 | 4 | 56 | 18 | 52 | 8 | 6 | +| | 7 | 33 | 34 | 24 | 15 | 48 | 50 | 6 | 11 | 6 | 47 | 16 | 7 | +| | 54 | 56 | 15 | 12 | 10 | 37 | 54 | 16 | 52 | 15 | 44 | 25 | 8 | +| | 35 | 48 | 45 | 35 | 46 | 41 | 33 | 9 | 22 | 4 | 20 | 63 | 9 | +| | 64 | 3 | 35 | 41 | 51 | 22 | 24 | 43 | 38 | 32 | 32 | 10 | 10 | +| | 4 | 28 | 2 | 29 | 23 | 39 | 1 | 55 | 49 | 17 | 23 | 38 | 11 | +| | 19 | 9 | 14 | 56 | 37 | 29 | 8 | 62 | 19 | 56 | 64 | 3 | 12 | +| | 26 | 44 | 10 | 22 | 55 | 21 | 10 | 27 | 50 | 36 | 34 | 57 | 13 | +| | 10 | 15 | 12 | 20 | 17 | 35 | 19 | 10 | 2 | 12 | 63 | 2 | 14 | +| | 39 | 22 | 24 | 28 | 9 | 64 | 32 | 42 | 18 | 47 | 26 | 33 | 15 | +| | 5 | 24 | 50 | 1 | 52 | 50 | 52 | 45 | 17 | 59 | 60 | 58 | 16 | +| | 33 | 47 | 32 | 46 | 61 | 23 | 56 | 60 | 60 | 3 | 50 | 7 | 17 | +| | 31 | 16 | 21 | 53 | 36 | 63 | 21 | 40 | 8 | 55 | 39 | 4 | 18 | +| | 8 | 46 | 29 | 64 | 59 | 1 | 12 | 26 | 55 | 26 | 14 | 15 | 19 | +| | 9 | 59 | 3 | 42 | 28 | 51 | 41 | 31 | 20 | 22 | 7 | 37 | 20 | +| | 6 | 31 | 37 | 8 | 14 | 43 | 57 | 13 | 39 | 48 | 54 | 49 | 21 | +| | 45 | 19 | 39 | 37 | 49 | 27 | 16 | 46 | 33 | 8 | 61 | 50 | 22 | +| | 20 | 13 | 30 | 5 | 54 | 60 | 42 | 11 | 1 | 14 | 3 | 26 | 23 | +| | 51 | 62 | 42 | 13 | 12 | 47 | 45 | 64 | 57 | 64 | 38 | 61 | 24 | +| | 23 | 1 | 41 | 63 | 20 | 34 | 48 | 56 | 48 | 31 | 5 | 32 | 25 | +| | 60 | 27 | 48 | 40 | 57 | 61 | 36 | 2 | 63 | 57 | 8 | 44 | 26 | +| | 41 | 63 | 4 | 57 | 64 | 26 | 17 | 38 | 16 | 40 | 43 | 34 | 27 | +| | 13 | 10 | 40 | 26 | 4 | 42 | 2 | 61 | 6 | 60 | 28 | 6 | 28 | +| | 30 | 38 | 43 | 52 | 18 | 13 | 64 | 29 | 9 | 35 | 11 | 41 | 29 | +| | 36 | 18 | 53 | 51 | 1 | 36 | 51 | 15 | 31 | 21 | 18 | 21 | 30 | +| | 59 | 40 | 36 | 23 | 43 | 57 | 29 | 12 | 10 | 29 | 9 | 64 | 31 | +| | 48 | 36 | 64 | 50 | 32 | 17 | 18 | 14 | 26 | 23 | 30 | 51 | 32 | +| | 53 | 64 | 55 | 60 | 7 | 58 | 9 | 8 | 62 | 61 | 56 | 20 | 33 | +| | 29 | 2 | 59 | 34 | 8 | 25 | 5 | 28 | 34 | 63 | 2 | 17 | 34 | +| | 44 | 17 | 38 | 54 | 50 | 56 | 6 | 48 | 46 | 20 | 40 | 24 | 35 | +| | 43 | 34 | 54 | 7 | 16 | 14 | 26 | 52 | 41 | 50 | 33 | 23 | 36 | +| | 32 | 20 | 31 | 58 | 33 | 62 | 14 | 3 | 59 | 30 | 51 | 18 | 37 | +| | 47 | 53 | 1 | 18 | 31 | 59 | 7 | 39 | 45 | 51 | 24 | 5 | 38 | +| | 62 | 5 | 28 | 32 | 6 | 54 | 61 | 33 | 51 | 39 | 53 | 48 | 39 | +| | 42 | 49 | 47 | 48 | 60 | 7 | 53 | 35 | 64 | 24 | 35 | 52 | 40 | +| | 16 | 25 | 51 | 14 | 22 | 12 | 22 | 47 | 13 | 46 | 27 | 46 | 41 | +| | 3 | 29 | 23 | 21 | 53 | 10 | 37 | 7 | 58 | 52 | 17 | 56 | 42 | +| | 58 | 55 | 33 | 17 | 45 | 19 | 23 | 1 | 3 | 45 | 29 | 28 | 43 | +| | 2 | 42 | 8 | 45 | 25 | 18 | 25 | 49 | 24 | 28 | 10 | 53 | 44 | +| | 25 | 60 | 11 | 15 | 47 | 53 | 55 | 17 | 37 | 9 | 49 | 13 | 45 | +| | 50 | 50 | 49 | 36 | 42 | 4 | 31 | 54 | 36 | 43 | 46 | 39 | 46 | +| | 21 | 54 | 46 | 4 | 39 | 28 | 63 | 18 | 47 | 49 | 13 | 55 | 47 | +| | 63 | 32 | 7 | 25 | 44 | 38 | 59 | 63 | 7 | 58 | 48 | 54 | 48 | +| | 40 | 41 | 18 | 11 | 13 | 9 | 60 | 44 | 35 | 42 | 25 | 45 | 49 | +| | 12 | 23 | 44 | 38 | 11 | 2 | 4 | 37 | 21 | 10 | 37 | 59 | 50 | +| | 24 | 37 | 26 | 27 | 19 | 30 | 43 | 32 | 40 | 16 | 21 | 1 | 51 | +| | 57 | 21 | 5 | 61 | 35 | 31 | 34 | 41 | 32 | 5 | 22 | 29 | 52 | +| | 56 | 39 | 17 | 43 | 2 | 32 | 30 | 22 | 27 | 53 | 42 | 14 | 53 | +| | 1 | 57 | 16 | 9 | 63 | 49 | 35 | 34 | 61 | 37 | 55 | 60 | 54 | +| | 28 | 26 | 27 | 59 | 41 | 3 | 40 | 25 | 30 | 54 | 45 | 11 | 55 | +| | 17 | 52 | 63 | 62 | 27 | 46 | 58 | 53 | 29 | 1 | 58 | 12 | 56 | +| | 61 | 12 | 13 | 3 | 26 | 6 | 27 | 58 | 5 | 44 | 12 | 43 | 57 | +| | 18 | 8 | 61 | 2 | 24 | 33 | 39 | 30 | 15 | 2 | 19 | 31 | 58 | +| | 37 | 61 | 62 | 30 | 48 | 44 | 11 | 59 | 43 | 33 | 15 | 9 | 59 | +| | 11 | 30 | 9 | 44 | 38 | 5 | 47 | 23 | 44 | 62 | 36 | 35 | 60 | +| | 34 | 45 | 58 | 16 | 58 | 20 | 15 | 51 | 4 | 34 | 1 | 36 | 61 | +| | 27 | 6 | 22 | 49 | 21 | 24 | 62 | 57 | 53 | 7 | 62 | 27 | 62 | +| | 38 | 43 | 57 | 6 | 56 | 55 | 28 | 5 | 42 | 19 | 41 | 22 | 63 | +| | 15 | 7 | 60 | 47 | 5 | 52 | 3 | 36 | 54 | 25 | 6 | 47 | 64 | + +Permutation element + +| P2 5 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|---------------|---------------|---------------|--------| +| | $\pi_{i/2}$ | $\pi_{2i/2}$ | $\pi_{3i/2}$ | $\pi_{4i/2}$ | $\pi_{5i/2}$ | $\pi_{6i/2}$ | $\pi_{7i/2}$ | $\pi_{8i/2}$ | $\pi_{9i/2}$ | $\pi_{10i/2}$ | $\pi_{11i/2}$ | $\pi_{12i/2}$ | | +| | 52 | 51 | 43 | 56 | 37 | 48 | 2 | 9 | 6 | 8 | 4 | 48 | 1 | +| | 23 | 44 | 46 | 41 | 12 | 7 | 24 | 26 | 5 | 2 | 49 | 63 | 2 | +| | 13 | 48 | 16 | 12 | 28 | 47 | 62 | 10 | 46 | 15 | 17 | 39 | 3 | +| | 15 | 13 | 35 | 8 | 3 | 14 | 1 | 42 | 47 | 25 | 3 | 55 | 4 | +| | 44 | 17 | 41 | 11 | 31 | 45 | 38 | 7 | 43 | 52 | 14 | 19 | 5 | +| | 33 | 61 | 34 | 2 | 36 | 27 | 40 | 51 | 27 | 57 | 6 | 23 | 6 | +| | 34 | 63 | 40 | 49 | 4 | 53 | 13 | 21 | 25 | 41 | 46 | 22 | 7 | +| | 54 | 35 | 7 | 32 | 41 | 64 | 42 | 12 | 11 | 9 | 48 | 62 | 8 | +| | 3 | 34 | 44 | 57 | 35 | 21 | 12 | 59 | 41 | 22 | 24 | 6 | 9 | +| | 5 | 38 | 54 | 61 | 20 | 15 | 53 | 30 | 38 | 60 | 44 | 21 | 10 | +| | 29 | 21 | 11 | 39 | 22 | 6 | 7 | 32 | 59 | 53 | 27 | 29 | 11 | +| | 45 | 27 | 3 | 6 | 16 | 32 | 18 | 4 | 62 | 31 | 41 | 49 | 12 | +| | 50 | 40 | 62 | 55 | 63 | 36 | 43 | 20 | 7 | 12 | 59 | 33 | 13 | +| | 28 | 14 | 30 | 15 | 60 | 25 | 16 | 61 | 2 | 47 | 38 | 51 | 14 | +| | 51 | 41 | 26 | 28 | 8 | 35 | 11 | 36 | 48 | 51 | 61 | 31 | 15 | +| | 7 | 19 | 29 | 62 | 23 | 39 | 30 | 38 | 24 | 7 | 32 | 58 | 16 | +| | 59 | 30 | 49 | 22 | 27 | 8 | 5 | 8 | 64 | 61 | 15 | 17 | 17 | +| | 36 | 64 | 2 | 33 | 33 | 43 | 57 | 39 | 61 | 48 | 19 | 12 | 18 | +| | 27 | 42 | 25 | 43 | 14 | 37 | 64 | 47 | 20 | 14 | 55 | 32 | 19 | +| | 30 | 29 | 5 | 7 | 24 | 33 | 27 | 15 | 54 | 20 | 28 | 36 | 20 | +| | 56 | 12 | 27 | 19 | 2 | 24 | 21 | 2 | 16 | 34 | 33 | 16 | 21 | +| | 63 | 57 | 21 | 26 | 54 | 49 | 51 | 56 | 42 | 30 | 26 | 14 | 22 | +| | 17 | 6 | 17 | 14 | 48 | 17 | 45 | 11 | 56 | 58 | 25 | 45 | 23 | +| | 21 | 36 | 38 | 54 | 32 | 38 | 20 | 1 | 51 | 54 | 54 | 11 | 24 | +| | 43 | 9 | 8 | 18 | 21 | 30 | 28 | 46 | 31 | 43 | 36 | 5 | 25 | +| | 38 | 5 | 45 | 38 | 30 | 28 | 56 | 53 | 63 | 24 | 18 | 34 | 26 | +| | 48 | 8 | 56 | 5 | 61 | 16 | 46 | 23 | 17 | 5 | 5 | 9 | 27 | +| | 46 | 2 | 60 | 24 | 45 | 20 | 47 | 37 | 53 | 26 | 13 | 7 | 28 | +| | 40 | 59 | 42 | 45 | 59 | 19 | 41 | 3 | 58 | 55 | 35 | 1 | 29 | +| | 4 | 15 | 18 | 17 | 49 | 26 | 34 | 45 | 28 | 56 | 7 | 53 | 30 | +| | 2 | 60 | 13 | 30 | 43 | 55 | 59 | 48 | 8 | 18 | 2 | 37 | 31 | +| | 20 | 56 | 23 | 16 | 57 | 61 | 22 | 50 | 19 | 35 | 50 | 10 | 32 | +| | 42 | 53 | 32 | 4 | 5 | 10 | 44 | 52 | 30 | 50 | 40 | 56 | 33 | +| | 25 | 33 | 12 | 10 | 64 | 46 | 37 | 14 | 45 | 49 | 12 | 41 | 34 | +| | 22 | 23 | 9 | 23 | 51 | 50 | 61 | 27 | 36 | 19 | 39 | 59 | 35 | +| | 64 | 26 | 63 | 44 | 7 | 18 | 6 | 35 | 40 | 13 | 60 | 30 | 36 | +| | 14 | 37 | 15 | 34 | 40 | 1 | 49 | 5 | 26 | 46 | 42 | 52 | 37 | +| | 41 | 24 | 4 | 53 | 17 | 60 | 31 | 31 | 18 | 39 | 43 | 27 | 38 | +| | 32 | 31 | 51 | 31 | 6 | 3 | 29 | 34 | 4 | 28 | 22 | 13 | 39 | +| | 1 | 47 | 58 | 37 | 62 | 11 | 17 | 55 | 9 | 45 | 58 | 44 | 40 | +| | 53 | 10 | 53 | 29 | 15 | 12 | 10 | 28 | 50 | 42 | 31 | 20 | 41 | +| | 35 | 4 | 10 | 50 | 53 | 52 | 60 | 41 | 3 | 37 | 11 | 3 | 42 | +| | 60 | 7 | 1 | 42 | 58 | 9 | 15 | 16 | 37 | 21 | 57 | 35 | 43 | +| | 37 | 62 | 59 | 47 | 26 | 59 | 48 | 64 | 57 | 16 | 51 | 26 | 44 | +| | 6 | 43 | 14 | 59 | 1 | 51 | 26 | 17 | 33 | 32 | 30 | 25 | 45 | +| | 58 | 32 | 39 | 52 | 38 | 34 | 32 | 43 | 35 | 33 | 64 | 40 | 46 | +| | 12 | 20 | 64 | 9 | 42 | 2 | 8 | 13 | 34 | 4 | 21 | 2 | 47 | +| | 11 | 39 | 6 | 1 | 56 | 4 | 52 | 54 | 12 | 36 | 34 | 24 | 48 | +| | 9 | 22 | 28 | 64 | 19 | 42 | 35 | 22 | 49 | 3 | 47 | 42 | 49 | +| | 31 | 45 | 22 | 3 | 44 | 41 | 14 | 6 | 52 | 17 | 53 | 61 | 50 | +| | 18 | 16 | 57 | 46 | 47 | 31 | 4 | 57 | 32 | 63 | 16 | 38 | 51 | +| | 57 | 11 | 33 | 60 | 34 | 22 | 39 | 29 | 39 | 38 | 62 | 28 | 52 | +| | 8 | 54 | 61 | 13 | 18 | 29 | 3 | 49 | 60 | 40 | 29 | 60 | 53 | +| | 47 | 55 | 48 | 25 | 9 | 44 | 58 | 24 | 14 | 64 | 9 | 18 | 54 | +| | 26 | 49 | 20 | 58 | 55 | 40 | 33 | 33 | 10 | 23 | 63 | 50 | 55 | +| | 62 | 52 | 47 | 63 | 52 | 57 | 23 | 40 | 15 | 6 | 37 | 15 | 56 | +| | 49 | 58 | 55 | 48 | 10 | 23 | 63 | 19 | 23 | 59 | 45 | 43 | 57 | +| | 16 | 46 | 19 | 40 | 46 | 5 | 36 | 44 | 13 | 11 | 52 | 8 | 58 | +| | 55 | 1 | 36 | 35 | 50 | 54 | 54 | 18 | 29 | 10 | 23 | 54 | 59 | +| | 19 | 28 | 37 | 20 | 39 | 13 | 9 | 63 | 44 | 27 | 8 | 64 | 60 | +| | 61 | 3 | 50 | 36 | 11 | 56 | 50 | 58 | 21 | 44 | 10 | 46 | 61 | +| | 10 | 18 | 52 | 21 | 25 | 62 | 19 | 25 | 55 | 62 | 56 | 57 | 62 | +| | 39 | 25 | 24 | 27 | 29 | 58 | 25 | 60 | 22 | 1 | 1 | 4 | 63 | +| | 24 | 50 | 31 | 51 | 13 | 63 | 55 | 62 | 1 | 29 | 20 | 47 | 64 | + +Permutation element + +# Annex B + +## Adaptation of $512 \times 510$ staircase forward error correction codes for OTU4-SC FEC + +(This annex forms an integral part of this Recommendation.) + +Annex A.2 describes a generic Base Block that is used to create the $512 \times 510$ bit SC FEC block. + +For generating SC FEC codewords of an OTU4-SC signal, this generic Base Block ( $8 \times 30592$ bit + $8 \times 2048$ bit) will be created by mapping the OTU4 information and FEC bits into it. + +This annex details these mapping specific aspects. + +### B.1 OTU4-SC bit and staircase forward error correction specific Base Block mapping relationship + +The 122368 information bits in two consecutive OTU4-SC frames map into one $8 \times 30592$ bit "information base block" and the associated 8192 FEC parity bits in the two consecutive OTU4-SC frames map into one $8 \times 2048$ bit "parity base block" as illustrated in Figure B.1. + +The mapping is one-to-one so that: + +- bit 1 in column 1, row 1 of OTU4 #A maps into row 0, column 0 of the information base block $B_i$ , bit 2 in column 1, row 1 of OTU4 #A maps into row 0, column 1 of the information base block $B_i$ , bit 3 in column 1, row 1 of OTU4 #A maps into row 0, column 2 of the information base block $B_i$ , etc. and bit 8 in column 3824 of OTU4 #A+1 maps into row 7, column 30591 of the information base block $B_i$ . +- bit 1 column 3825, row 1 of OTU4 #A maps into row 0, column 30592 of the parity base block $B_{i-1}$ , bit 2 in column 3825, row 1 of OTU4 #A maps into row 0, column 30593 of the parity base block $B_{i-1}$ , bit 3 in column 3825, row 1 of OTU4 #A maps into row 0, column 30594 of the parity base block $B_{i-1}$ , etc. and bit 8 in column 4080 of OTU4 #A+1 maps into row 7, column 32639 of the parity base block $B_{i-1}$ . + +Frame #A corresponds to the multi-frame alignment signal (MFAS) with bit 8 equal to 0 while frame #A+1 corresponds to the following frame with MFAS bit 8 equal to 1 (see also Figure B.2). + +![Diagram illustrating the mapping relationship between OTU4-SC bits and the Base Block structure. On the left, two OTU4 frames are shown with columns 1, ..., 3824, 3825, ..., 4080. The first frame contains 122368 information bits and 8192 FEC bits. The second frame contains 122368 information bits and 8192 FEC bits. An arrow points to the right, showing the mapping into the Base Block. The Base Block is an 8x32640 bit structure. The first 30592 bits (columns 0 to 30591) are the information base block, containing 244736 information bits. The remaining 2048 bits (columns 30592 to 32639) are the parity base block, containing 16384 EDD parity bits. The mapping is one-to-one, with information bits from both frames mapping into the information base block and FEC bits mapping into the parity base block.](187bba66c887c745c512add37a577c5e_img.jpg) + +Map the information and FEC bits of two OTU4 frames into the information and parity bits of one $8 \times 32640$ bit base block + +Diagram illustrating the mapping relationship between OTU4-SC bits and the Base Block structure. On the left, two OTU4 frames are shown with columns 1, ..., 3824, 3825, ..., 4080. The first frame contains 122368 information bits and 8192 FEC bits. The second frame contains 122368 information bits and 8192 FEC bits. An arrow points to the right, showing the mapping into the Base Block. The Base Block is an 8x32640 bit structure. The first 30592 bits (columns 0 to 30591) are the information base block, containing 244736 information bits. The remaining 2048 bits (columns 30592 to 32639) are the parity base block, containing 16384 EDD parity bits. The mapping is one-to-one, with information bits from both frames mapping into the information base block and FEC bits mapping into the parity base block. + +**Figure B.1 – OTU4-SC bit and staircase forward error correction specific Base Block ( $8 \times 30592$ bit + $8 \times 2048$ bit "base information and parity blocks") mapping relationship** + +### B.2 Error decorrelator controller synchronization + +To synchronize the state of the error decorrelator controllers between the receiver and the transmitter, the OTUk MFAS byte is used to identify the 128 blocks of the $128 \times 8 \times 32640$ bit base multi-block + +structure in clauses B.1 and A.4. The seven MSBs of the MFAS are locked to the multi block alignment signal (MBAS) sequence as illustrated in Figure B.2. + +| 7-bit multi-block alignment signal | | | | | | | | | +|------------------------------------|---|---|---|---|---|---|---|-------------| +| 1 | 2 | 3 | 4 | 5 | 6 | 7 | | | +| 8-bit MFAS OH | | | | | | | | | +| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | | +| | | : | | | | | | | +| 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | OTU4 #A | +| 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | OTU4 #A+1 | +| 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | OTU4 #A+2 | +| 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | OTU4 #A+3 | +| 2 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | OTU4 #A+4 | +| 2 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | OTU4 #A+5 | +| 3 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | OTU4 #A+6 | +| 3 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | OTU4 #A+7 | +| | | : | | | | | | | +| | | : | | | | | | | +| 126 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | OTU4 #A+253 | +| 127 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | OTU4 #A+254 | +| 127 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | OTU4 #A+255 | +| 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | OTU4 #A+256 | +| 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | OTU4 #A+257 | +| 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | OTU4 #A+258 | +| | | : | | | | | | | + +G.709.2-Y.1331.2(18)\_FB.2 + +**Figure B.2 – Multi-block alignment signal** + +### B.3 OTU4-SC transmitter and receiver staircase forward error correction processing + +Figure B.3 presents an OTU4-SC specific version of Figure A.1. In Figure B.3, the "Input frame without FEC parity", "Output frame with SC FEC parity" and "Output frame without FEC parity" blocks are replaced by two OTU4 frames excluding FEC parity that contain 122368 information bits each, two OTU4-SC frames that contain 122368 information and 8192 parity bits each and two OTU4 without FEC frames that contain 122368 information bits each, respectively. + +The information bits from two frames of an OTU4 signal are mapped into a staircase specific $8 \times 30592$ bit base information block format (see clause B.1), after which the staircase specific transmit side processing is performed and parity bits become available in a staircase specific $8 \times 2048$ bit base parity block format (see B.1). OTU4 information bits plus computed parity bits are then mapped into the OTU4-SC frame format. + +On the receive side, the information and parity bits in the OTU4-SC signal are mapped into SC FEC specific information and parity blocks. Then SC FEC specific receive side processing is performed and decoded information bits are stored in the first 30592 columns of a Base Block. The information bits are then mapped to the OTU4 without FEC frame format. + +![Diagram of OTU4-SC transmitter and receiver staircase forward error correction processing. The diagram shows the flow of data from OTU4 without FEC area through various processing blocks including Bit Interleaving (EDI), Parity Compute (Encoder), Bit De-interleaving (EDD), and Parity Compute, Compare and Error Correction (Decoder).](5eb69662cc4fa7d0d49b4eb22951c204_img.jpg) + +**Transmitter Processing:** + +- OTU4 without FEC area:** Input data consists of two 122368-bit information blocks. The first block (OTU4 #A) occupies bit positions 0.0 to 3.10. The second block (OTU4 #A+1) occupies bit positions 4.0 to 7.10. +- Concatenation:** These are combined into a single stream of $8 \times (11 \times 2560 + 1 \times 2432)$ bits. +- Bit Interleaving (EDI):** The stream is interleaved into 8 columns of 244736 bits each ( $8 \times 30592$ information bits). The output is $B_i$ . +- Parity Compute (Encoder):** Parity bits are generated from $B_i$ and the previous parity state $B_{i-1}$ , using a $p\_cnt\_sync$ control. The output is $B_{i-1}^*$ . +- Bit De-interleaving (EDD):** The parity bits are de-interleaved back into 8 columns of 2048 bits each ( $8 \times 2048$ bit array). The output is $B_{i-1}^\#$ . +- Combine:** Information bits from $B_i$ and parity bits from $B_{i-1}$ are combined and transmitted (Tx). + +**OTU4-SC Structure:** + +- The transmitted frame (OTU4-SC) contains: + - 122368 information bits of OTU4 #A + - 8192 FEC bits of OTU4 #A + - 122368 information bits of OTU4 #A+1 + - 8192 FEC bits of OTU4 #A+1 + +**Receiver Processing:** + +- Split:** The received stream is split into information bits $B_i$ and parity bits $B_{i-1}$ . +- Bit Interleaving (EDI):** Both $B_i$ and $B_{i-1}$ are interleaved. $B_i$ becomes $B_i^*$ and $B_{i-1}$ becomes $B_{i-1}^\#$ . +- Parity Compute, Compare and Error Correction (Decoder):** This block uses $B_i^*$ , $B_{i-1}^\#$ , and $p\_cnt\_sync$ to perform error detection and correction. It outputs $B_{i-m}$ . +- Bit De-interleaving (EDD):** $B_{i-m}$ is de-interleaved back into 8 columns of 244736 bits each ( $8 \times 30592$ information bits). +- Reconstruction:** The information bits are reconstructed into the original OTU4 without FEC area format (bits 0.0 to 7.10). + +**Control Signals:** + +- $p1\_cnt(i, r, c), p2\_cnt(i, r, c)$ for $r = 0-7, c = 0-477$ +- $p1\_cnt(i-m, r, c), p2\_cnt(i-m, r, c)$ for $r = 0-7, c = 0-477$ + +G.709.2-Y.1331.2(18)\_FB.3 + +Diagram of OTU4-SC transmitter and receiver staircase forward error correction processing. The diagram shows the flow of data from OTU4 without FEC area through various processing blocks including Bit Interleaving (EDI), Parity Compute (Encoder), Bit De-interleaving (EDD), and Parity Compute, Compare and Error Correction (Decoder). + +**Figure B.3 – OTU4-SC transmitter and receiver staircase forward error correction processing** + +# Appendix I + +## Example applications + +(This appendix does not form an integral part of this Recommendation.) + +OTU4-SC interfaces can be used in a variety of system interworking applications. + +Example applications for using OTU4-SC interfaces are shown in Figure I.1 and Figure I.2. The first example is an OTN handoff between router (R) and transport (T) nodes within one administrative domain, while the second is a handoff between OTN equipment of different vendors within one administrative domain. + +OTNs are typically subdivided into metro and core networks, where the core network interconnects metro networks. Transport services may stay in one metro network or they may extend over several. In the latter case, they may be passed through the core network. + +Network elements in the metro network play different roles such as metro/core gateway, edge towards customer and transit nodes. The customer-facing functions lead to some diversity of client interfaces. Network elements from different vendors may be used to serve this broad scope of function. OTU4-SC interfaces could be used to interconnect network elements of different vendors or the same vendor enabling multi-vendor interworking. + +Figure I.1 illustrates an OTN core network with associated metro networks, featuring: + +- OTN ODU cross-connect nodes with electrical switch fabric [labelled EXC (electrical cross-connect)] of vendor Z or X interconnected with EXC of vendor X using an OTU4-SC interface; +- packet switching nodes (labelled "Router") of vendor Z interconnected with the router of vendor X using an OTU4-SC interface; +- interconnection of the above EXC or router nodes through a metro OTN network; +- interconnection of the above EXC or router nodes, establishing a path over which the optical channel (OCh) or optical tributary signal assembly (OTSiA) OH can be exchanged as specified in [ITU-T G.872], [ITU-T G.709] and [b-ITU-T G.7712] enabling end-to-end optical path monitoring; +- interconnection in the backbone/core network is also possible if the OTU4-SC FEC is adequate. + +Details of the optical path passed by the OTU4-SC signals are specified in [b-ITU-T G.698.2]. + +![Diagram showing four example OTU4-SC deployments within one administrative domain. The top two show connections between a Router (Vendor Z) and a Router (Vendor X) and between an EXC (Vendor Z) and an EXC, both passing through a Metro OTN network (Vendor Y) with OM/OD OA units. The bottom two show connections between an EXC (Vendor Z) and an EXC, and between two EXCs, both passing through a Metro OTN network (Vendor X) with OM/OD OA units. A large purple cloud on the right represents a Backbone/core network (Vendor X) with a note that OTU4-SC could be used there if FEC is adequate. A legend defines EXC as Electrical OTN XC.](0b7849dae424b0dd33e6386d2384643a_img.jpg) + +OTU4-SC + +Router vendor Z + +OM/OD OA + +Metro OTN network vendor Y + +Router vendor X + +OTU4-SC + +EXC vendor Z + +OM/OD OA + +Metro OTN network vendor Y + +EXC + +Metro OTN network vendor X + +EXC vendor Z + +OM/OD OA + +OTU4-SC + +EXC + +OTU4-SC could potentially be used in the backbone/core networks if FEC is adequate + +Backbone/core network Vendor X + +EXC: Electrical OTN XC + +Metro OTN network vendor X + +EXC + +OM/OD OA + +OTU4-SC + +EXC + +G.709.2-Y.1331.2(18)\_FI.1 + +Diagram showing four example OTU4-SC deployments within one administrative domain. The top two show connections between a Router (Vendor Z) and a Router (Vendor X) and between an EXC (Vendor Z) and an EXC, both passing through a Metro OTN network (Vendor Y) with OM/OD OA units. The bottom two show connections between an EXC (Vendor Z) and an EXC, and between two EXCs, both passing through a Metro OTN network (Vendor X) with OM/OD OA units. A large purple cloud on the right represents a Backbone/core network (Vendor X) with a note that OTU4-SC could be used there if FEC is adequate. A legend defines EXC as Electrical OTN XC. + +**Figure I.1 – Example OTU4-SC deployments in one administrative domain** + +Figure I.2 illustrates interconnection of the EXC or router nodes through a point-to-point fibre, establishing an interdomain interface beyond the distances supported by the OTU4 specified in [ITU-T G.709] and [ITU-T G.959.1]. + +![Diagram showing two examples of OTU4-SC deployments. The top example shows a Router vendor Z connected to a Router vendor X via an OTU4-SC link. The bottom example shows an EXC vendor Z connected to an EXC vendor X via an OTU4-SC link. Both links are labeled OTU4-SC.](798679874d1c29f8343506a156c79d7e_img.jpg) + +The diagram illustrates two separate OTU4-SC deployments. The top deployment shows a red cube labeled 'Router vendor Z' connected to a blue cube labeled 'Router vendor X' via a red line representing an optical fiber. Above the connection, a double-headed arrow is labeled 'OTU4-SC'. The bottom deployment shows a red cube labeled 'EXC vendor Z' connected to a blue cube labeled 'EXC vendor X' via a similar red line. Above this connection, another double-headed arrow is labeled 'OTU4-SC'. Both diagrams show the establishment of an interdomain interface beyond the distances supported by the OTU4. + +G.709.2-Y.1331.2(18)\_FI.2 + +Diagram showing two examples of OTU4-SC deployments. The top example shows a Router vendor Z connected to a Router vendor X via an OTU4-SC link. The bottom example shows an EXC vendor Z connected to an EXC vendor X via an OTU4-SC link. Both links are labeled OTU4-SC. + +**Figure I.2 – Example OTU4-SC deployments establishing an interdomain interface beyond the distances supported by the OTU4** + +# Appendix II + +## Generic principles of forward error correction using blockwise-recursively-encoded Staircase FEC + +(This appendix does not form an integral part of this Recommendation.) + +### II.1 Staircase FEC codes: Specifications and basic properties + +Staircase FEC (SC FEC) codes are a class of error-correcting codes that combine ideas from recursive convolutional coding and block coding, resulting in a "continuous" product-like code that is characterized by the relationship between successive matrices of symbols. Consider the (infinite) sequence $B_0, B_1, B_2, \dots$ of $m$ by $m$ matrices $B_i$ , $i \in \mathbb{Z}^+$ , where the elements of $B_i$ are binary (i.e., in $GF(2)$ ), as illustrated in Figure II.1. + +![Figure II.1: A stream of m x m arrays of symbols. The diagram shows a sequence of square blocks labeled B_0, B_1, B_2, ..., B_i, B_{i+1}, ... arranged horizontally. Each block is labeled with its dimensions m by m. The blocks are connected by ellipses, indicating a continuous sequence. Below the diagram is the text 'G.709.2-Y.1331.2(18)_FII.1'.](0c80c383f76034e117adf5e5eaadaaf3_img.jpg) + +Figure II.1: A stream of m x m arrays of symbols. The diagram shows a sequence of square blocks labeled B\_0, B\_1, B\_2, ..., B\_i, B\_{i+1}, ... arranged horizontally. Each block is labeled with its dimensions m by m. The blocks are connected by ellipses, indicating a continuous sequence. Below the diagram is the text 'G.709.2-Y.1331.2(18)\_FII.1'. + +Figure II.1 – A stream of $m \times m$ arrays of symbols + +First, a conventional FEC block code (e.g., Hamming, BCH, RS) in systematic form is selected to serve as the component code; this code, which henceforth is referred to as $C$ , is selected to have block length $2m$ symbols, $r$ of which are parity symbols. As illustrated in Figure II.2, the leftmost $2m - r$ symbols constitute information positions of $C$ , and the rightmost $r$ symbols the parity positions of $C$ . + +![Figure II.2: The subdivision of the length 2m systematic component codeword into its leftmost 2m - r information positions and its rightmost r parity positions. The diagram shows a horizontal rectangle divided into two parts by a dashed vertical line. The left part is labeled 2m - r and the right part is labeled r. Below the diagram is the text 'G.709.2-Y.1331.2(18)_FII.2'.](09e20a17ecd8042b3d9b7fd462f2d9b4_img.jpg) + +Figure II.2: The subdivision of the length 2m systematic component codeword into its leftmost 2m - r information positions and its rightmost r parity positions. The diagram shows a horizontal rectangle divided into two parts by a dashed vertical line. The left part is labeled 2m - r and the right part is labeled r. Below the diagram is the text 'G.709.2-Y.1331.2(18)\_FII.2'. + +Figure II.2 – The subdivision of the length $2m$ systematic component codeword into its leftmost $2m - r$ information positions and its rightmost $r$ parity positions + +In light of this choice, it is useful to further subdivide each block $B_i$ into its $m - r$ leftmost columns and its $r$ rightmost columns, as illustrated in Figure II.3. + +![Figure II.3: The subdivision of block B_i into its m - r leftmost columns and its r rightmost columns. The diagram shows a square block B_i divided into two parts by a dashed vertical line. The left part is labeled B_{i,L} and the right part is labeled B_{i,R}. Above the block, arrows indicate the width of each part: m - r for the left part and r for the right part. The height of the block is labeled m. Below the diagram is the text 'G.709.2-Y.1331.2(18)_FII.3'.](c79b9212cfc136d4191e637cd9437ffb_img.jpg) + +Figure II.3: The subdivision of block B\_i into its m - r leftmost columns and its r rightmost columns. The diagram shows a square block B\_i divided into two parts by a dashed vertical line. The left part is labeled B\_{i,L} and the right part is labeled B\_{i,R}. Above the block, arrows indicate the width of each part: m - r for the left part and r for the right part. The height of the block is labeled m. Below the diagram is the text 'G.709.2-Y.1331.2(18)\_FII.3'. + +Figure II.3 – The subdivision of block $B_i$ into its $m - r$ leftmost columns and its $r$ rightmost columns + +Prior to encoding, block $B_0$ is initialized to a reference state (e.g., block $B_0$ could be initialized to the all-zeros state; note that the specific choice of initialization is unimportant, since the decoder is required to "bootstrap" itself from an unknown starting state, i.e., the decoder cannot exploit any knowledge of the reference state). Next, $m(m - r)$ information bits are stored in $B_{(1,L)}$ , then the values of $B_{(1,R)}$ are calculated as follows: + +- 1) Form the $m \times (2m - r)$ matrix $\Lambda = [B_0^T \ B_{(1,L)}]$ . + +(NOTE – $B_0^T$ is the transposed matrix of $B_0$ .) + +- 2) The elements of $B_{(1,R)}$ are then computed such that each of the rows of the matrix $[B_0^T \ B_{(1,L)} \ B_{(1,R)}]$ is a valid codeword of $C$ . That is, the elements in the $j$ th row of $B_{(1,R)}$ are exactly the $r$ parity symbols that result from encoding the $2m - r$ “information” symbols in the $j$ th row of $\Lambda$ . + +Generally, the relationship between successive blocks in a staircase code satisfies the following relation: + +For any $i \geq 1$ , each of the rows of the matrix + +$$[B_{i-1}^T \ B_{(i)}]$$ + +is a valid codeword of the component code $C$ . + +NOTE – $B_{i-1}^T$ is the transposed matrix of $B_{i-1}$ . + +An equivalent "visual" description, from which their name originates, is suggested by Figure II.4, in which every row and every column in the staircase array is a valid codeword of $C$ . + +![Figure II.4: The 'staircase' visualization of the family of staircase forward error correction codes. The diagram shows two examples of staircase matrices. The left example shows a matrix with blocks B_0^T, B_1, B_2^T, B_3, B_4^T, B_5. Red horizontal lines highlight rows that are valid codewords of the component code C. The right example shows a matrix with blocks B_0, B_1^T, B_2, B_3^T, B_4, B_5^T. Red vertical lines highlight columns that are valid codewords of the component code C. Labels indicate 'Component codeword in [B_0^T B_1]' and 'Component codeword in [B_1^T B_2]'. A small text 'G.709.2-Y.1331.2(18)_FII.4' is at the bottom right.](a97518a839da75f8379c578562b01bc2_img.jpg) + +Figure II.4: The 'staircase' visualization of the family of staircase forward error correction codes. The diagram shows two examples of staircase matrices. The left example shows a matrix with blocks B\_0^T, B\_1, B\_2^T, B\_3, B\_4^T, B\_5. Red horizontal lines highlight rows that are valid codewords of the component code C. The right example shows a matrix with blocks B\_0, B\_1^T, B\_2, B\_3^T, B\_4, B\_5^T. Red vertical lines highlight columns that are valid codewords of the component code C. Labels indicate 'Component codeword in [B\_0^T B\_1]' and 'Component codeword in [B\_1^T B\_2]'. A small text 'G.709.2-Y.1331.2(18)\_FII.4' is at the bottom right. + +**Figure II.4 – The 'staircase' visualization of the family of staircase forward error correction codes** + +The rate of a SC FEC code is: + +$$R = 1 - \frac{r}{m}$$ + +since encoding produces $r$ parity symbols for every set of $m - r$ "new" parity symbols. Note that the related product code has rate: + +$$\left(\frac{2m-r}{2m}\right)^2 = 1 - \frac{r}{m} + \frac{r^2}{4m^2}$$ + +which is greater than the rate of the staircase code. However, for sufficiently high rates, their rate difference is small, and furthermore, the SC FEC code outperforms a product code of the same rate. + +Similarly, while the block length of the related product code is $m^2$ , the SC FEC codes are naturally unterminated (i.e., their block length is indeterminate), and thus admit a range of decoding strategies with varying latencies. + +Finally, using arguments analogous to those used for product codes, a $t$ -error-correcting component code $C$ with minimum distance $d$ results in a staircase code with minimum distance $d^2$ . + +### II.2 Error decorrelator function + +Most FEC codes are designed to perform under AWGN, i.e., the decoder assumes that the noise samples are uncorrelated and gaussian distributed. The performance of these codes can substantially + +decrease if the added noise is correlated. Error decorrelators can be added to the FEC encoder/decoder to reduce the correlation of noise samples, thus approaching the performance under AWGN. + +In conjunction with the SC FEC encoder/decoder, the error decorrelator block can be used to randomize the position of the correlated error symbols to make sure the performance of the staircase code is not impacted by correlated errors. + +#### II.2.1 Error decorrelator datapath + +The EDI and the corresponding EDD operate directly on framed data, in a complementary fashion at the input (and output) of the core encoder and decoder blocks, as illustrated in Figure II.5. The purpose of performing bit interleaving at the input (EDI) and output (EDD) of the SC FEC encoder is to preserve the "systematic" nature of the encoding function (i.e., the position of data bits in the data frame are unaffected). At the decoder, the EDI is applied to the input of the SC FEC decoder, which effectively randomizes the position of the channel errors. Finally, at the decoder output, the EDD is applied to restore the bits to their transmitted ordering. + +![Figure II.5: Error decorrelator datapath diagram. The diagram shows a TX (Transmitter) and RX (Receiver) path. TX consists of Frame Gen, Bit interleaver, FEC encoder, and Bit de-interleaver. RX consists of Framer, Bit interleaver, FEC decoder, and Bit de-interleaver. The two paths are connected by a Channel block.](a161a2bbb4d830e847ccb4f44b7e41a9_img.jpg) + +``` + +graph LR + subgraph TX + FG[Frame Gen] --> BI1[Bit interleaver] + BI1 --> FE[FEC encoder] + FE --> BD1[Bit de-interleaver] + end + BD1 --> CH[Channel] + subgraph RX + FR[Framer] --> BI2[Bit interleaver] + BI2 --> FD[FEC decoder] + FD --> BD2[Bit de-interleaver] + end + CH --> FR + +``` + +Figure II.5: Error decorrelator datapath diagram. The diagram shows a TX (Transmitter) and RX (Receiver) path. TX consists of Frame Gen, Bit interleaver, FEC encoder, and Bit de-interleaver. RX consists of Framer, Bit interleaver, FEC decoder, and Bit de-interleaver. The two paths are connected by a Channel block. + +G.709.2-Y.1331.2(18)\_FII.5 + +Figure II.5 – Error decorrelator + +#### II.2.2 Error decorrelator implementation + +In order to efficiently implement a 2048-bit pseudorandom interleaver/de-interleaver, we restrict ourselves to a set of structured interleavers composed of simple building blocks. Figure II.6 shows an example of a 4096-element interleaver, implemented by passing a 64-bit data stream through a time-varying 64-element block permutation P1, the output of which is written to a $64 \times 64$ block interleaver in row-by-row fashion. This block of data is then read column-by-column and passed through a 64-bit time-varying 64-element block permutation P2. + +![Figure II.6: Illustrative example of error decorrelator architecture. The diagram shows a 64-bit data stream entering a 64-bit time varying permutation P1. The output is written row-by-row to a 64 x 64 block interleaver. The output is then read column-by-column and passed through a 64-bit time varying permutation P2. A Time varying controller provides map selection control lines to both P1 and P2.](9dc9f41d7d76c1add4b190d348cb1533_img.jpg) + +``` + +graph TD + Input[Input 64 bits] --> P1[64-bit time varying permutation P1] + P1 -- "Write row-by-row 64 bits" --> BI[64 x 64 block interleaver] + BI -- "Read column-by-column 64 bits" --> P2[64-bit time varying permutation P2] + P2 --> Output[Output 64 bits] + T[Time varying controller] -- "Map selection control lines" --> P1 + T -- "Map selection control lines" --> P2 + +``` + +Figure II.6: Illustrative example of error decorrelator architecture. The diagram shows a 64-bit data stream entering a 64-bit time varying permutation P1. The output is written row-by-row to a 64 x 64 block interleaver. The output is then read column-by-column and passed through a 64-bit time varying permutation P2. A Time varying controller provides map selection control lines to both P1 and P2. + +G.709.2-Y.1331.2(18)\_FII.6 + +Figure II.6 – Illustrative example of error decorrelator architecture + +In order to provide a simple mechanism to induce the pseudorandom nature of the overall interleaver, P1 and P2 are implemented via a cascade of $r$ "elementary" permutation stages; in each stage, one of two fixed permutations ( $\pi_{i1}$ when "Select $i$ " is a "0", $\pi_{i2}$ when "Select $i$ " is a "1") is performed on the 64-bit data, the choice of which is controlled by a pair of time-varying $r$ -bit control signals. Figure II.7 is a block diagram of the implementation. + +![Block diagram of a Basic r stage permutation block. The diagram shows a cascade of selection blocks, each labeled 'Selection between pi_i1 and pi_i2'. Data flows from left to right, labeled 'Data n bits'. Each selection block is controlled by a 'Select i' signal, where i ranges from 1 to r. A 'Controller' block at the bottom provides these control signals. The diagram is labeled 'Basic r stage permutation block' at the top. A small text 'G.709.2-Y.1331.2(18)_FII.7' is in the bottom right corner.](5db6545aedab79741ebae9b27bb363b3_img.jpg) + +Block diagram of a Basic r stage permutation block. The diagram shows a cascade of selection blocks, each labeled 'Selection between pi\_i1 and pi\_i2'. Data flows from left to right, labeled 'Data n bits'. Each selection block is controlled by a 'Select i' signal, where i ranges from 1 to r. A 'Controller' block at the bottom provides these control signals. The diagram is labeled 'Basic r stage permutation block' at the top. A small text 'G.709.2-Y.1331.2(18)\_FII.7' is in the bottom right corner. + +**Figure II.7 – $r$ Stage permutation for P1 and P2** + +The block interleaver does not vary with time, and is assumed to be "equivalent" to a matrix transpose operator (i.e., data are read-in row-by-row and read-out column-by-column). + +### II.3 Decoding a $512 \times 510$ staircase forward error correction code + +Syndrome-based iterative decoding can be used to decode the received signal. Generation of the syndromes is done in a similar fashion to the encoding. The resulting syndrome equation is solved using the standard FEC decoding scheme and error locations are determined. Error locations are then flipped and standard iterative decoding proceeds. The latency of the decoder is a function of number of blocks used in the decoding process. Generally increasing the number of blocks improves the coding gain. + +The SC FEC code is an example of a highly iterative Code by which is meant that the decoder is designed in such a way that it may decode a single constituent code word many times. The SC FEC code is a continuously interleaved code which means that, on the receive side, the more blocks that are included in the decoding process, the better the coding gain. It turns out that, with a 6.7% HD-FEC, decoding over more than six blocks results in insignificant improvement in net-coding gain. + +Instrumentation of this decoder has revealed that, operating in the presence of AWGN, on average, each codeword is decoded 3.2 times. + +# Appendix III + +## **40/38/32 × 64 bit block interleaver** + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides an illustration of the $n \times 64$ bit block interleavers ( $n = 40, 38, 32$ ) within an EDI or EDD process specified in clause A.3. + +Figure III.1 illustrates the operation of the $40 \times 64$ bit block interleaver in the EDI and EDD. + +In the EDI, the 2560 (40 sets of 64) input bits (numbered 1 to 2560) that are output by the P1 permutation process are written into the $40 \times 64$ bit array in a row-by-row fashion as shown in Figure III.1. Bit 1 is written into {row,column} bit position {0,0}, bit 2 in {0,1}, ..., bit 64 in {0,63}, bit 65 in {1,0}, ..., and bit 2560 in {39,63}. The 2560 bits are read out in a columnwise fashion and presented at the input of the P2 permutation process as 40 sets of 64 bits. The first 64 bits are bits 1, 64, 128, 192, ..., 2496, 1, 65, 129, ..., 1473, which are the yellow-marked bits in columns 0 and 1. The second 64 bits are bits 1537, 1601, 1665, ..., 467 which are the orange-marked bits in columns 1, 2 and 3. The third 64 bits are the yellow-marked bits in columns 3 and 4, etc. until the fortieth 64 bits in columns 62 and 63. + +In the EDD, the 2560 bits that are output by the P2\_inverse permutation process are written into the $40 \times 64$ bit array in a column-wise fashion, i.e., in the order {0,0}, {1,0}, {2,0}, ..., {39,0}, {0,1}, {1,1}, etc. until {39,63}. The 2560 bits are read out in a row-by-row fashion, first {0,0}, {0,1}, {0,2}, ..., {0,63} secondly {1,0}, {1,1}, {1,2}, ..., {1,63}, etc. and presented at the input of the P1\_inverse permutation process as 40 sets of 64 bits. + +Figure III.2 illustrates the operation of the $38 \times 64$ bit block interleaver in the EDI and EDD in a similar manner. + +Figure III.3 illustrates the operation of the $32 \times 64$ bit block interleaver in the EDI and EDD in a similar manner. + +NOTE – The numbers in figures are readable with a zoom level of 250%. + +![Figure III.1 – 40 × 64 bit block interleaver. A 40x64 grid where cells are filled with sequential integers from 0 to 2559. The grid has row headers 0-39 and column headers 0-63.](657acccf744d33f1fc3a1652741a256e_img.jpg) + +EDI: writing: left-to-right, top-to-bottom +reading: top-to-bottom, left-to-right + +EDD: writing: top-to-bottom, left-to-right +reading: left-to-right, top-to-bottom + +| block | reordering | 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +|-----------------------------------------------------------|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------| +| | | 0 | | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30 | 31 | 32 | 33 | 34 | 35 | 36 | 37 | 38 | 39 | 40 | 41 | 42 | 43 | 44 | 45 | 46 | 47 | 48 | 49 | 50 | 51 | 52 | 53 | 54 | 55 | 56 | 57 | 58 | 59 | 60 | 61 | +| 1 | | 64 | 65 | 66 | 67 | 68 | 69 | 70 | 71 | 72 | 73 | 74 | 75 | 76 | 77 | 78 | 79 | 80 | 81 | 82 | 83 | 84 | 85 | 86 | 87 | 88 | 89 | 90 | 91 | 92 | 93 | 94 | 95 | 96 | 97 | 98 | 99 | 100 | 101 | 102 | 103 | 104 | 105 | 106 | 107 | 108 | 109 | 110 | 111 | 112 | 113 | 114 | 115 | 116 | 117 | 118 | 119 | 120 | 121 | 122 | 123 | 124 | 125 | 126 | 127 | +| ... (rows 2 to 38 follow the same sequential pattern) ... | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +| 39 | | 2496 | 2497 | 2498 | 2499 | 2500 | 2501 | 2502 | 2503 | 2504 | 2505 | 2506 | 2507 | 2508 | 2509 | 2510 | 2511 | 2512 | 2513 | 2514 | 2515 | 2516 | 2517 | 2518 | 2519 | 2520 | 2521 | 2522 | 2523 | 2524 | 2525 | 2526 | 2527 | 2528 | 2529 | 2530 | 2531 | 2532 | 2533 | 2534 | 2535 | 2536 | 2537 | 2538 | 2539 | 2540 | 2541 | 2542 | 2543 | 2544 | 2545 | 2546 | 2547 | 2548 | 2549 | 2550 | 2551 | 2552 | 2553 | 2554 | 2555 | 2556 | 2557 | 2558 | 2559 | + +Figure III.1 – 40 × 64 bit block interleaver. A 40x64 grid where cells are filled with sequential integers from 0 to 2559. The grid has row headers 0-39 and column headers 0-63. + +Figure III.1 – 40 × 64 bit block interleaver + +![Figure III.2 – 38 × 64 bit block interleaver. A 38x64 grid where cells are filled with sequential integers from 0 to 2431. The grid has row headers 0-37 and column headers 0-63.](bdd910852600bb450eb8544a4c88b280_img.jpg) + +EDI: writing: left-to-right, top-to-bottom +reading: top-to-bottom, left-to-right + +EDD: writing: top-to-bottom, left-to-right +reading: left-to-right, top-to-bottom + +| block | reordering | 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +|-----------------------------------------------------------|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------|------| +| | | 0 | | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30 | 31 | 32 | 33 | 34 | 35 | 36 | 37 | 38 | 39 | 40 | 41 | 42 | 43 | 44 | 45 | 46 | 47 | 48 | 49 | 50 | 51 | 52 | 53 | 54 | 55 | 56 | 57 | 58 | 59 | 60 | 61 | +| 1 | | 64 | 65 | 66 | 67 | 68 | 69 | 70 | 71 | 72 | 73 | 74 | 75 | 76 | 77 | 78 | 79 | 80 | 81 | 82 | 83 | 84 | 85 | 86 | 87 | 88 | 89 | 90 | 91 | 92 | 93 | 94 | 95 | 96 | 97 | 98 | 99 | 100 | 101 | 102 | 103 | 104 | 105 | 106 | 107 | 108 | 109 | 110 | 111 | 112 | 113 | 114 | 115 | 116 | 117 | 118 | 119 | 120 | 121 | 122 | 123 | 124 | 125 | 126 | 127 | +| ... (rows 2 to 36 follow the same sequential pattern) ... | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | +| 37 | | 2368 | 2369 | 2370 | 2371 | 2372 | 2373 | 2374 | 2375 | 2376 | 2377 | 2378 | 2379 | 2380 | 2381 | 2382 | 2383 | 2384 | 2385 | 2386 | 2387 | 2388 | 2389 | 2390 | 2391 | 2392 | 2393 | 2394 | 2395 | 2396 | 2397 | 2398 | 2399 | 2400 | 2401 | 2402 | 2403 | 2404 | 2405 | 2406 | 2407 | 2408 | 2409 | 2410 | 2411 | 2412 | 2413 | 2414 | 2415 | 2416 | 2417 | 2418 | 2419 | 2420 | 2421 | 2422 | 2423 | 2424 | 2425 | 2426 | 2427 | 2428 | 2429 | 2430 | 2431 | + +Figure III.2 – 38 × 64 bit block interleaver. A 38x64 grid where cells are filled with sequential integers from 0 to 2431. The grid has row headers 0-37 and column headers 0-63. + +Figure III.2 – 38 × 64 bit block interleaver + +| ED1: writing: left-to-right, top-to-bottom
reading: top-to-bottom, left-to-right | | EDD: writing: top-to-bottom, left-to-right
reading: top-to-bottom, left-to-right | | +|-------------------------------------------------------------------------------------|------------|-------------------------------------------------------------------------------------|----| +| block | reordering | | | +| 0 | 0 | 0 | 0 | +| 1 | 1 | 1 | 1 | +| 2 | 2 | 2 | 2 | +| 3 | 3 | 3 | 3 | +| 4 | 4 | 4 | 4 | +| 5 | 5 | 5 | 5 | +| 6 | 6 | 6 | 6 | +| 7 | 7 | 7 | 7 | +| 8 | 8 | 8 | 8 | +| 9 | 9 | 9 | 9 | +| 10 | 10 | 10 | 10 | +| 11 | 11 | 11 | 11 | +| 12 | 12 | 12 | 12 | +| 13 | 13 | 13 | 13 | +| 14 | 14 | 14 | 14 | +| 15 | 15 | 15 | 15 | +| 16 | 16 | 16 | 16 | +| 17 | 17 | 17 | 17 | +| 18 | 18 | 18 | 18 | +| 19 | 19 | 19 | 19 | +| 20 | 20 | 20 | 20 | +| 21 | 21 | 21 | 21 | +| 22 | 22 | 22 | 22 | +| 23 | 23 | 23 | 23 | +| 24 | 24 | 24 | 24 | +| 25 | 25 | 25 | 25 | +| 26 | 26 | 26 | 26 | +| 27 | 27 | 27 | 27 | +| 28 | 28 | 28 | 28 | +| 29 | 29 | 29 | 29 | +| 30 | 30 | 30 | 30 | +| 31 | 31 | 31 | 31 | +| 32 | 32 | 32 | 32 | +| 33 | 33 | 33 | 33 | +| 34 | 34 | 34 | 34 | +| 35 | 35 | 35 | 35 | +| 36 | 36 | 36 | 36 | +| 37 | 37 | 37 | 37 | +| 38 | 38 | 38 | 38 | +| 39 | 39 | 39 | 39 | +| 40 | 40 | 40 | 40 | +| 41 | 41 | 41 | 41 | +| 42 | 42 | 42 | 42 | +| 43 | 43 | 43 | 43 | +| 44 | 44 | 44 | 44 | +| 45 | 45 | 45 | 45 | +| 46 | 46 | 46 | 46 | +| 47 | 47 | 47 | 47 | +| 48 | 48 | 48 | 48 | +| 49 | 49 | 49 | 49 | +| 50 | 50 | 50 | 50 | +| 51 | 51 | 51 | 51 | +| 52 | 52 | 52 | 52 | +| 53 | 53 | 53 | 53 | +| 54 | 54 | 54 | 54 | +| 55 | 55 | 55 | 55 | +| 56 | 56 | 56 | 56 | +| 57 | 57 | 57 | 57 | +| 58 | 58 | 58 | 58 | +| 59 | 59 | 59 | 59 | +| 60 | 60 | 60 | 60 | +| 61 | 61 | 61 | 61 | +| 62 | 62 | 62 | 62 | +| 63 | 63 | 63 | 63 | + +Figure III.3 – 32 × 64 bit block interleaver + +# Appendix IV + +## Generic permutation maps in clause A.8.1 – Numbering according to bit weight + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides the generic permutation maps tables with bit numbering according to bit weight rather than transmission order as specified in clause A.8.1 and according to clause 5. + +![Diagram showing 64-bit numbering according to bit weight. It is a horizontal row of boxes representing bits. The leftmost box is labeled 'MSB' above it and contains '63'. The next boxes contain '62', '61', and '60'. A dashed line indicates a gap, followed by boxes containing '3', '2', '1', and the rightmost box labeled 'LSB' above it containing '0'. Below the diagram is the text 'G.709.2-Y.1331.2(18)_FIV.1'.](08f6ace0c83e7394657fa372b47aec04_img.jpg) + +| | | | | | | | | | +|-----|----|----|----|-----|-----|---|---|---| +| MSB | | | | | LSB | | | | +| 63 | 62 | 61 | 60 | ... | 3 | 2 | 1 | 0 | + +G.709.2-Y.1331.2(18)\_FIV.1 + +Diagram showing 64-bit numbering according to bit weight. It is a horizontal row of boxes representing bits. The leftmost box is labeled 'MSB' above it and contains '63'. The next boxes contain '62', '61', and '60'. A dashed line indicates a gap, followed by boxes containing '3', '2', '1', and the rightmost box labeled 'LSB' above it containing '0'. Below the diagram is the text 'G.709.2-Y.1331.2(18)\_FIV.1'. + +**Figure IV.1 – 64 bit numbering according to bit weight** + +For the sake of illustration, consider the permutation maps $\pi_{12}$ specified in the matrix $P1_1$ . Note that each column (there are 12 columns, in one-to-one correspondence with the 12 stages illustrated in Figure A.7) is a 64-element permutation on the values 0 to 63. Specifically, if we consider the first column $\pi_{12}$ of $P1_1$ , the permutation specifies that the bit in position 26 of the input to the corresponding permutation stage appears in the output of the permutation stage at position 63, the bit in position 9 of the input appears in the output at position 62, the bit in position 27 of the input appears in the output at position 61, and so on. + +| P1 1 | Permutation stage $\pi_{1/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|--------------|--------------|--------------|--------| +| | $\pi_{1/2}$ | $\pi_{2/2}$ | $\pi_{3/2}$ | $\pi_{4/2}$ | $\pi_{5/2}$ | $\pi_{6/2}$ | $\pi_{7/2}$ | $\pi_{8/2}$ | $\pi_{9/2}$ | $\pi_{10/2}$ | $\pi_{11/2}$ | $\pi_{12/2}$ | | +| | 26 | 16 | 45 | 6 | 6 | 43 | 35 | 30 | 38 | 32 | 14 | 4 | 63 | +| | 9 | 3 | 31 | 49 | 9 | 9 | 59 | 8 | 22 | 13 | 30 | 11 | 62 | +| | 27 | 60 | 42 | 1 | 12 | 39 | 57 | 28 | 15 | 52 | 16 | 35 | 61 | +| | 49 | 63 | 52 | 62 | 15 | 22 | 27 | 49 | 63 | 9 | 55 | 18 | 60 | +| | 16 | 31 | 5 | 16 | 63 | 10 | 29 | 63 | 62 | 42 | 34 | 43 | 59 | +| | 14 | 23 | 3 | 36 | 30 | 35 | 30 | 52 | 58 | 1 | 32 | 42 | 58 | +| | 10 | 46 | 26 | 52 | 29 | 42 | 3 | 13 | 4 | 3 | 15 | 63 | 57 | +| | 56 | 32 | 4 | 61 | 51 | 1 | 62 | 14 | 30 | 55 | 61 | 59 | 56 | +| | 45 | 28 | 0 | 2 | 23 | 12 | 36 | 56 | 5 | 63 | 22 | 53 | 55 | +| | 51 | 62 | 12 | 30 | 45 | 21 | 18 | 25 | 21 | 12 | 9 | 39 | 54 | +| | 11 | 42 | 17 | 31 | 46 | 56 | 56 | 59 | 48 | 59 | 44 | 51 | 53 | +| | 55 | 7 | 59 | 32 | 8 | 53 | 41 | 47 | 18 | 40 | 39 | 37 | 52 | +| | 40 | 41 | 27 | 20 | 50 | 57 | 13 | 58 | 52 | 26 | 36 | 57 | 51 | +| | 46 | 9 | 10 | 28 | 37 | 45 | 42 | 33 | 37 | 30 | 24 | 2 | 50 | +| | 62 | 10 | 2 | 47 | 2 | 36 | 45 | 36 | 20 | 17 | 50 | 47 | 49 | +| | 35 | 13 | 9 | 8 | 22 | 32 | 16 | 17 | 0 | 57 | 5 | 15 | 48 | +| | 7 | 33 | 44 | 54 | 32 | 48 | 2 | 20 | 59 | 19 | 58 | 0 | 47 | +| | 1 | 59 | 51 | 55 | 13 | 50 | 11 | 11 | 61 | 49 | 63 | 36 | 46 | +| | 21 | 24 | 30 | 46 | 41 | 38 | 53 | 16 | 28 | 25 | 4 | 32 | 45 | +| | 50 | 2 | 8 | 33 | 47 | 54 | 47 | 48 | 27 | 53 | 10 | 5 | 44 | +| | 12 | 1 | 54 | 29 | 10 | 63 | 17 | 41 | 16 | 10 | 23 | 3 | 43 | +| | 42 | 35 | 22 | 43 | 3 | 27 | 49 | 51 | 19 | 6 | 49 | 14 | 42 | +| | 63 | 18 | 18 | 7 | 36 | 26 | 60 | 62 | 12 | 62 | 46 | 60 | 41 | +| | 25 | 21 | 38 | 50 | 4 | 59 | 7 | 60 | 2 | 27 | 47 | 9 | 40 | +| | 48 | 49 | 33 | 39 | 17 | 30 | 50 | 38 | 49 | 50 | 42 | 13 | 39 | +| | 43 | 22 | 23 | 15 | 54 | 11 | 44 | 1 | 31 | 28 | 29 | 38 | 38 | +| | 0 | 14 | 49 | 60 | 28 | 46 | 0 | 19 | 41 | 2 | 8 | 30 | 37 | +| | 5 | 15 | 1 | 10 | 53 | 31 | 26 | 29 | 32 | 8 | 52 | 25 | 36 | +| | 47 | 27 | 41 | 22 | 49 | 37 | 21 | 9 | 14 | 45 | 11 | 44 | 35 | +| | 4 | 5 | 32 | 59 | 61 | 13 | 28 | 57 | 36 | 33 | 38 | 28 | 34 | +| | 58 | 4 | 20 | 18 | 38 | 28 | 22 | 46 | 26 | 60 | 26 | 61 | 33 | +| | 6 | 25 | 53 | 37 | 39 | 55 | 37 | 40 | 51 | 56 | 2 | 58 | 32 | +| | 29 | 38 | 63 | 51 | 5 | 49 | 33 | 6 | 45 | 41 | 7 | 20 | 31 | +| | 13 | 17 | 21 | 24 | 44 | 41 | 15 | 31 | 54 | 0 | 31 | 45 | 30 | +| | 60 | 29 | 48 | 27 | 56 | 8 | 54 | 34 | 1 | 58 | 17 | 56 | 29 | +| | 61 | 12 | 6 | 34 | 25 | 34 | 24 | 22 | 53 | 29 | 35 | 6 | 28 | +| | 38 | 6 | 50 | 38 | 52 | 40 | 1 | 55 | 44 | 46 | 19 | 54 | 27 | +| | 31 | 43 | 36 | 53 | 59 | 51 | 6 | 12 | 29 | 31 | 3 | 19 | 26 | +| | 8 | 39 | 58 | 26 | 7 | 3 | 55 | 35 | 33 | 16 | 37 | 46 | 25 | +| | 23 | 57 | 39 | 9 | 27 | 17 | 34 | 7 | 56 | 36 | 53 | 33 | 24 | +| | 57 | 58 | 34 | 14 | 35 | 4 | 63 | 39 | 10 | 23 | 40 | 62 | 23 | +| | 33 | 26 | 13 | 4 | 1 | 29 | 58 | 50 | 7 | 15 | 1 | 52 | 22 | +| | 22 | 19 | 35 | 44 | 20 | 58 | 39 | 54 | 8 | 11 | 18 | 31 | 21 | +| | 19 | 11 | 47 | 42 | 21 | 44 | 32 | 21 | 47 | 18 | 45 | 40 | 20 | +| | 41 | 51 | 61 | 25 | 14 | 2 | 31 | 15 | 43 | 37 | 13 | 16 | 19 | +| | 53 | 44 | 24 | 11 | 26 | 16 | 46 | 27 | 40 | 51 | 54 | 23 | 18 | +| | 34 | 8 | 55 | 48 | 60 | 18 | 43 | 4 | 23 | 39 | 59 | 50 | 17 | +| | 32 | 61 | 7 | 17 | 18 | 19 | 61 | 0 | 42 | 38 | 20 | 55 | 16 | +| | 15 | 54 | 43 | 58 | 48 | 60 | 23 | 32 | 6 | 61 | 6 | 34 | 15 | +| | 17 | 0 | 14 | 5 | 42 | 5 | 4 | 3 | 55 | 43 | 43 | 27 | 14 | +| | 2 | 47 | 16 | 63 | 62 | 6 | 12 | 5 | 46 | 48 | 41 | 10 | 13 | +| | 30 | 56 | 37 | 41 | 0 | 24 | 5 | 10 | 25 | 35 | 21 | 22 | 12 | +| | 28 | 20 | 56 | 35 | 58 | 61 | 51 | 61 | 57 | 24 | 27 | 29 | 11 | +| | 44 | 36 | 46 | 40 | 16 | 14 | 14 | 2 | 24 | 54 | 60 | 24 | 10 | +| | 24 | 34 | 60 | 45 | 34 | 47 | 48 | 26 | 60 | 20 | 62 | 41 | 9 | +| | 37 | 40 | 15 | 56 | 11 | 23 | 9 | 45 | 9 | 4 | 25 | 49 | 8 | +| | 54 | 48 | 62 | 13 | 40 | 52 | 19 | 43 | 34 | 22 | 0 | 1 | 7 | +| | 39 | 50 | 40 | 12 | 19 | 33 | 25 | 23 | 11 | 5 | 12 | 8 | 6 | +| | 52 | 55 | 29 | 57 | 24 | 7 | 52 | 37 | 39 | 44 | 48 | 26 | 5 | +| | 18 | 30 | 28 | 3 | 31 | 20 | 38 | 53 | 35 | 7 | 57 | 21 | 4 | +| | 3 | 37 | 19 | 19 | 43 | 62 | 20 | 42 | 13 | 21 | 28 | 7 | 3 | +| | 59 | 45 | 25 | 0 | 33 | 25 | 10 | 18 | 3 | 34 | 56 | 48 | 2 | +| | 36 | 53 | 11 | 21 | 55 | 15 | 8 | 44 | 17 | 47 | 51 | 17 | 1 | +| | 20 | 52 | 57 | 23 | 57 | 0 | 40 | 24 | 50 | 14 | 33 | 12 | 0 | + +| P1 2 | Permutation stage $\pi_{12}$ | | | | | | | | | | | | Output | +|-----------------|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| 37 | 8 | 25 | 40 | 34 | 50 | 31 | 53 | 4 | 18 | 34 | 55 | 63 | | +| 45 | 33 | 3 | 31 | 29 | 12 | 24 | 42 | 23 | 25 | 8 | 31 | 62 | | +| 44 | 52 | 46 | 54 | 63 | 57 | 55 | 61 | 52 | 12 | 20 | 50 | 61 | | +| 20 | 5 | 52 | 5 | 8 | 45 | 16 | 43 | 19 | 33 | 56 | 26 | 60 | | +| 23 | 14 | 24 | 22 | 36 | 4 | 40 | 7 | 59 | 15 | 7 | 40 | 59 | | +| 42 | 41 | 31 | 39 | 35 | 26 | 49 | 11 | 27 | 6 | 40 | 17 | 58 | | +| 52 | 50 | 45 | 56 | 16 | 47 | 54 | 46 | 35 | 35 | 54 | 16 | 57 | | +| 53 | 26 | 61 | 44 | 22 | 44 | 18 | 55 | 56 | 61 | 51 | 42 | 56 | | +| 19 | 20 | 2 | 9 | 11 | 31 | 12 | 57 | 44 | 22 | 15 | 63 | 55 | | +| 39 | 40 | 44 | 16 | 6 | 49 | 61 | 20 | 28 | 43 | 44 | 45 | 54 | | +| 36 | 32 | 48 | 25 | 25 | 14 | 29 | 32 | 18 | 0 | 38 | 51 | 53 | | +| 41 | 30 | 18 | 28 | 19 | 59 | 50 | 40 | 8 | 41 | 22 | 3 | 52 | | +| 48 | 3 | 19 | 18 | 38 | 7 | 37 | 37 | 3 | 19 | 31 | 32 | 51 | | +| 31 | 62 | 30 | 46 | 61 | 62 | 59 | 62 | 39 | 16 | 12 | 61 | 50 | | +| 43 | 36 | 26 | 45 | 58 | 36 | 63 | 51 | 31 | 14 | 28 | 4 | 49 | | +| 25 | 21 | 20 | 49 | 17 | 53 | 19 | 60 | 6 | 40 | 36 | 12 | 48 | | +| 30 | 47 | 4 | 55 | 56 | 10 | 23 | 0 | 10 | 37 | 39 | 53 | 47 | | +| 4 | 22 | 49 | 58 | 28 | 38 | 39 | 10 | 15 | 39 | 46 | 27 | 46 | | +| 59 | 10 | 9 | 32 | 57 | 23 | 46 | 8 | 46 | 32 | 6 | 11 | 45 | | +| 0 | 39 | 23 | 21 | 54 | 35 | 27 | 29 | 51 | 38 | 45 | 62 | 44 | | +| 21 | 28 | 57 | 30 | 62 | 18 | 33 | 41 | 40 | 26 | 63 | 1 | 43 | | +| 15 | 9 | 8 | 36 | 24 | 25 | 11 | 17 | 20 | 42 | 17 | 13 | 42 | | +| 28 | 6 | 1 | 35 | 59 | 60 | 36 | 15 | 0 | 13 | 55 | 57 | 41 | | +| 16 | 46 | 38 | 20 | 55 | 34 | 41 | 9 | 2 | 27 | 4 | 24 | 40 | | +| 27 | 42 | 58 | 4 | 44 | 40 | 58 | 27 | 63 | 29 | 50 | 8 | 39 | | +| 61 | 56 | 0 | 6 | 1 | 37 | 57 | 63 | 1 | 48 | 3 | 54 | 38 | | +| 63 | 55 | 55 | 8 | 14 | 39 | 4 | 22 | 24 | 60 | 53 | 37 | 37 | | +| 58 | 37 | 28 | 23 | 9 | 29 | 3 | 14 | 25 | 31 | 48 | 35 | 36 | | +| 17 | 27 | 21 | 38 | 45 | 8 | 9 | 16 | 22 | 51 | 26 | 43 | 35 | | +| 26 | 53 | 17 | 48 | 27 | 15 | 20 | 45 | 30 | 10 | 2 | 7 | 34 | | +| 60 | 12 | 35 | 52 | 20 | 41 | 56 | 52 | 7 | 53 | 29 | 14 | 33 | | +| 3 | 4 | 42 | 37 | 46 | 11 | 6 | 18 | 45 | 17 | 62 | 33 | 32 | | +| 7 | 63 | 39 | 53 | 47 | 48 | 8 | 59 | 49 | 20 | 58 | 9 | 31 | | +| 13 | 54 | 22 | 57 | 21 | 55 | 47 | 30 | 62 | 5 | 47 | 58 | 30 | | +| 12 | 16 | 43 | 43 | 2 | 22 | 38 | 47 | 32 | 55 | 5 | 2 | 29 | | +| 46 | 60 | 5 | 3 | 53 | 43 | 17 | 35 | 21 | 58 | 60 | 15 | 28 | | +| 57 | 29 | 59 | 2 | 51 | 9 | 53 | 44 | 5 | 54 | 16 | 56 | 27 | | +| 9 | 17 | 10 | 33 | 23 | 20 | 2 | 12 | 12 | 7 | 42 | 30 | 26 | | +| 24 | 0 | 37 | 42 | 52 | 17 | 15 | 36 | 36 | 49 | 23 | 48 | 25 | | +| 2 | 45 | 33 | 19 | 12 | 28 | 5 | 33 | 57 | 36 | 13 | 34 | 24 | | +| 14 | 48 | 36 | 29 | 43 | 63 | 25 | 39 | 61 | 59 | 9 | 59 | 23 | | +| 55 | 58 | 12 | 7 | 39 | 6 | 44 | 28 | 37 | 62 | 24 | 19 | 22 | | +| 22 | 38 | 32 | 24 | 18 | 16 | 26 | 49 | 55 | 23 | 49 | 6 | 21 | | +| 10 | 19 | 40 | 41 | 60 | 46 | 21 | 1 | 16 | 46 | 61 | 44 | 20 | | +| 38 | 49 | 14 | 59 | 4 | 33 | 10 | 50 | 9 | 34 | 18 | 49 | 19 | | +| 40 | 44 | 63 | 51 | 3 | 2 | 62 | 5 | 17 | 1 | 11 | 38 | 18 | | +| 54 | 61 | 13 | 63 | 32 | 24 | 43 | 25 | 53 | 56 | 0 | 22 | 17 | | +| 8 | 15 | 53 | 14 | 40 | 27 | 45 | 4 | 11 | 3 | 27 | 25 | 16 | | +| 50 | 25 | 56 | 60 | 48 | 58 | 13 | 48 | 41 | 11 | 33 | 36 | 15 | | +| 33 | 13 | 16 | 50 | 49 | 13 | 1 | 34 | 43 | 2 | 10 | 39 | 14 | | +| 35 | 24 | 27 | 11 | 7 | 32 | 51 | 13 | 47 | 30 | 37 | 46 | 13 | | +| 29 | 57 | 54 | 15 | 33 | 52 | 34 | 26 | 33 | 57 | 14 | 21 | 12 | | +| 5 | 7 | 15 | 26 | 30 | 1 | 48 | 38 | 42 | 8 | 32 | 10 | 11 | | +| 56 | 59 | 47 | 10 | 42 | 5 | 30 | 24 | 48 | 52 | 35 | 47 | 10 | | +| 34 | 35 | 50 | 62 | 13 | 61 | 22 | 21 | 38 | 9 | 52 | 52 | 9 | | +| 6 | 1 | 11 | 0 | 41 | 30 | 32 | 19 | 54 | 24 | 57 | 60 | 8 | | +| 32 | 23 | 51 | 27 | 0 | 19 | 35 | 3 | 60 | 4 | 21 | 41 | 7 | | +| 11 | 11 | 60 | 17 | 37 | 21 | 52 | 6 | 26 | 47 | 41 | 20 | 6 | | +| 47 | 51 | 6 | 34 | 50 | 0 | 7 | 54 | 34 | 45 | 59 | 29 | 5 | | +| 62 | 31 | 41 | 47 | 10 | 56 | 42 | 56 | 50 | 28 | 25 | 5 | 4 | | +| 18 | 34 | 62 | 13 | 31 | 3 | 0 | 31 | 14 | 63 | 19 | 28 | 3 | | +| 51 | 18 | 29 | 1 | 15 | 42 | 14 | 2 | 58 | 21 | 30 | 18 | 2 | | +| 1 | 43 | 34 | 61 | 26 | 54 | 60 | 23 | 13 | 50 | 43 | 0 | 1 | | +| 49 | 2 | 7 | 12 | 5 | 51 | 28 | 58 | 29 | 44 | 1 | 23 | 0 | | + +| P1 3 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | | Output | +|-----------------|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 46 | 1 | 28 | 58 | 55 | 38 | 7 | 9 | 33 | 2 | 34 | 42 | 63 | +| | 21 | 41 | 46 | 24 | 60 | 58 | 13 | 8 | 60 | 35 | 42 | 61 | 62 | +| | 37 | 20 | 19 | 53 | 33 | 54 | 17 | 28 | 44 | 61 | 38 | 0 | 61 | +| | 6 | 21 | 16 | 5 | 39 | 19 | 18 | 1 | 55 | 9 | 54 | 19 | 60 | +| | 41 | 62 | 54 | 63 | 11 | 20 | 40 | 49 | 21 | 52 | 31 | 45 | 59 | +| | 52 | 56 | 59 | 9 | 53 | 11 | 48 | 31 | 0 | 43 | 56 | 37 | 58 | +| | 10 | 15 | 34 | 47 | 36 | 7 | 25 | 12 | 24 | 13 | 32 | 30 | 57 | +| | 9 | 28 | 1 | 18 | 42 | 5 | 24 | 14 | 46 | 17 | 51 | 39 | 56 | +| | 32 | 11 | 36 | 17 | 28 | 57 | 60 | 3 | 37 | 10 | 8 | 56 | 55 | +| | 58 | 57 | 13 | 19 | 63 | 53 | 2 | 45 | 51 | 27 | 46 | 6 | 54 | +| | 28 | 31 | 56 | 62 | 27 | 59 | 5 | 36 | 35 | 46 | 16 | 49 | 53 | +| | 7 | 36 | 32 | 55 | 46 | 21 | 8 | 16 | 22 | 25 | 25 | 16 | 52 | +| | 24 | 48 | 12 | 32 | 13 | 8 | 41 | 21 | 12 | 32 | 1 | 15 | 51 | +| | 22 | 63 | 48 | 45 | 0 | 55 | 43 | 48 | 41 | 14 | 12 | 46 | 50 | +| | 34 | 10 | 10 | 2 | 47 | 62 | 0 | 32 | 28 | 57 | 26 | 44 | 49 | +| | 33 | 52 | 58 | 57 | 7 | 12 | 53 | 33 | 11 | 49 | 23 | 27 | 48 | +| | 54 | 6 | 39 | 27 | 26 | 41 | 30 | 63 | 58 | 1 | 53 | 21 | 47 | +| | 31 | 4 | 21 | 29 | 45 | 22 | 36 | 15 | 30 | 54 | 4 | 40 | 46 | +| | 60 | 19 | 53 | 39 | 9 | 56 | 29 | 52 | 42 | 16 | 58 | 24 | 45 | +| | 47 | 24 | 22 | 48 | 51 | 37 | 6 | 59 | 27 | 44 | 30 | 18 | 44 | +| | 3 | 47 | 30 | 54 | 41 | 40 | 56 | 35 | 63 | 24 | 48 | 48 | 43 | +| | 38 | 42 | 8 | 34 | 31 | 29 | 39 | 34 | 31 | 30 | 41 | 25 | 42 | +| | 12 | 55 | 42 | 33 | 49 | 49 | 20 | 57 | 47 | 60 | 13 | 23 | 41 | +| | 19 | 60 | 5 | 6 | 23 | 27 | 15 | 13 | 26 | 38 | 35 | 31 | 40 | +| | 48 | 34 | 47 | 4 | 17 | 63 | 54 | 5 | 57 | 31 | 43 | 54 | 39 | +| | 5 | 35 | 37 | 60 | 12 | 10 | 51 | 19 | 50 | 23 | 45 | 62 | 38 | +| | 25 | 14 | 40 | 61 | 2 | 4 | 58 | 37 | 61 | 59 | 20 | 17 | 37 | +| | 57 | 13 | 44 | 12 | 10 | 26 | 16 | 42 | 7 | 37 | 11 | 38 | 36 | +| | 35 | 33 | 63 | 15 | 22 | 60 | 50 | 55 | 32 | 8 | 5 | 26 | 35 | +| | 39 | 26 | 62 | 10 | 35 | 44 | 22 | 26 | 10 | 51 | 17 | 9 | 34 | +| | 23 | 32 | 50 | 8 | 56 | 34 | 55 | 56 | 19 | 50 | 6 | 10 | 33 | +| | 44 | 25 | 61 | 28 | 52 | 1 | 23 | 23 | 2 | 48 | 3 | 12 | 32 | +| | 36 | 40 | 3 | 13 | 20 | 25 | 38 | 18 | 4 | 4 | 37 | 41 | 31 | +| | 56 | 3 | 29 | 40 | 1 | 9 | 34 | 41 | 25 | 40 | 29 | 50 | 30 | +| | 17 | 50 | 35 | 14 | 48 | 51 | 19 | 27 | 43 | 20 | 27 | 47 | 29 | +| | 43 | 45 | 2 | 36 | 16 | 13 | 59 | 44 | 40 | 12 | 19 | 58 | 28 | +| | 11 | 51 | 9 | 31 | 21 | 52 | 4 | 60 | 39 | 22 | 40 | 28 | 27 | +| | 27 | 30 | 4 | 25 | 30 | 35 | 12 | 6 | 62 | 3 | 14 | 29 | 26 | +| | 16 | 0 | 14 | 7 | 43 | 39 | 10 | 30 | 3 | 42 | 22 | 33 | 25 | +| | 30 | 8 | 11 | 35 | 50 | 42 | 27 | 10 | 14 | 58 | 44 | 11 | 24 | +| | 59 | 9 | 51 | 44 | 57 | 61 | 45 | 24 | 59 | 26 | 61 | 59 | 23 | +| | 18 | 46 | 33 | 59 | 32 | 3 | 33 | 0 | 23 | 55 | 18 | 36 | 22 | +| | 13 | 44 | 23 | 50 | 37 | 32 | 62 | 43 | 17 | 56 | 21 | 34 | 21 | +| | 4 | 27 | 52 | 46 | 5 | 36 | 46 | 29 | 6 | 62 | 28 | 63 | 20 | +| | 29 | 39 | 0 | 1 | 59 | 43 | 49 | 38 | 16 | 34 | 7 | 32 | 19 | +| | 53 | 58 | 38 | 49 | 58 | 2 | 14 | 39 | 1 | 53 | 62 | 1 | 18 | +| | 1 | 5 | 7 | 0 | 40 | 18 | 9 | 47 | 9 | 63 | 15 | 20 | 17 | +| | 50 | 12 | 26 | 20 | 61 | 50 | 11 | 62 | 54 | 41 | 52 | 35 | 16 | +| | 51 | 22 | 45 | 43 | 3 | 45 | 63 | 2 | 15 | 18 | 59 | 53 | 15 | +| | 20 | 61 | 24 | 51 | 62 | 0 | 61 | 54 | 34 | 33 | 50 | 52 | 14 | +| | 62 | 38 | 27 | 30 | 19 | 30 | 44 | 46 | 8 | 6 | 33 | 7 | 13 | +| | 63 | 17 | 49 | 42 | 29 | 17 | 37 | 61 | 56 | 47 | 36 | 43 | 12 | +| | 55 | 43 | 18 | 3 | 44 | 33 | 3 | 20 | 45 | 11 | 9 | 2 | 11 | +| | 2 | 16 | 60 | 52 | 4 | 47 | 31 | 7 | 13 | 29 | 57 | 8 | 10 | +| | 45 | 29 | 25 | 22 | 24 | 6 | 57 | 40 | 53 | 28 | 63 | 13 | 9 | +| | 8 | 59 | 43 | 56 | 15 | 28 | 42 | 25 | 48 | 7 | 10 | 60 | 8 | +| | 42 | 54 | 55 | 38 | 14 | 31 | 47 | 53 | 36 | 45 | 60 | 5 | 7 | +| | 49 | 53 | 20 | 16 | 18 | 23 | 32 | 22 | 49 | 39 | 49 | 55 | 6 | +| | 26 | 37 | 17 | 11 | 54 | 46 | 28 | 58 | 20 | 36 | 39 | 4 | 5 | +| | 61 | 23 | 41 | 21 | 34 | 24 | 21 | 50 | 52 | 5 | 24 | 22 | 4 | +| | 15 | 49 | 31 | 37 | 8 | 15 | 1 | 11 | 18 | 15 | 47 | 57 | 3 | +| | 0 | 7 | 6 | 26 | 6 | 16 | 52 | 4 | 5 | 19 | 0 | 14 | 2 | +| | 40 | 2 | 57 | 23 | 38 | 48 | 26 | 17 | 38 | 21 | 2 | 3 | 1 | +| | 14 | 18 | 15 | 41 | 25 | 14 | 35 | 51 | 29 | 0 | 55 | 51 | 0 | + +| P14 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|---------------------|-------------------------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------|---------------|---------------|---------------|--------| +| | $\pi_{i/2}$ | $\pi_{2i/2}$ | $\pi_{3i/2}$ | $\pi_{4i/2}$ | $\pi_{5i/2}$ | $\pi_{6i/2}$ | $\pi_{7i/2}$ | $\pi_{8i/2}$ | $\pi_{9i/2}$ | $\pi_{10i/2}$ | $\pi_{11i/2}$ | $\pi_{12i/2}$ | | +| Permutation element | 47 | 10 | 18 | 49 | 22 | 3 | 45 | 39 | 48 | 56 | 7 | 25 | 63 | +| | 30 | 29 | 43 | 14 | 43 | 16 | 57 | 7 | 57 | 62 | 12 | 2 | 62 | +| | 3 | 32 | 58 | 1 | 35 | 1 | 7 | 54 | 11 | 5 | 2 | 52 | 61 | +| | 60 | 35 | 8 | 39 | 62 | 46 | 8 | 0 | 16 | 57 | 15 | 42 | 60 | +| | 18 | 27 | 4 | 5 | 36 | 55 | 40 | 24 | 14 | 60 | 9 | 55 | 59 | +| | 50 | 39 | 44 | 48 | 61 | 13 | 32 | 19 | 50 | 3 | 19 | 39 | 58 | +| | 62 | 48 | 55 | 16 | 33 | 50 | 20 | 2 | 33 | 45 | 22 | 51 | 57 | +| | 45 | 56 | 48 | 38 | 49 | 26 | 59 | 21 | 38 | 49 | 47 | 57 | 56 | +| | 54 | 16 | 15 | 10 | 38 | 15 | 1 | 44 | 49 | 7 | 18 | 35 | 55 | +| | 0 | 50 | 61 | 46 | 12 | 60 | 41 | 46 | 21 | 63 | 23 | 62 | 54 | +| | 26 | 61 | 24 | 45 | 19 | 12 | 58 | 57 | 53 | 10 | 39 | 27 | 53 | +| | 38 | 4 | 35 | 0 | 20 | 54 | 24 | 1 | 59 | 31 | 41 | 48 | 52 | +| | 32 | 55 | 57 | 26 | 45 | 21 | 3 | 9 | 56 | 44 | 45 | 13 | 51 | +| | 63 | 19 | 14 | 56 | 41 | 41 | 17 | 28 | 20 | 29 | 4 | 54 | 50 | +| | 40 | 63 | 9 | 3 | 52 | 35 | 46 | 31 | 5 | 11 | 10 | 8 | 49 | +| | 2 | 13 | 7 | 42 | 23 | 29 | 43 | 52 | 58 | 30 | 34 | 16 | 48 | +| | 53 | 31 | 38 | 12 | 63 | 40 | 50 | 25 | 0 | 50 | 29 | 37 | 47 | +| | 35 | 25 | 25 | 31 | 59 | 56 | 12 | 42 | 26 | 22 | 16 | 24 | 46 | +| | 51 | 30 | 40 | 50 | 1 | 25 | 44 | 53 | 41 | 0 | 54 | 29 | 45 | +| | 11 | 2 | 20 | 17 | 37 | 0 | 11 | 34 | 22 | 51 | 57 | 20 | 44 | +| | 44 | 53 | 26 | 27 | 10 | 2 | 21 | 23 | 37 | 16 | 33 | 17 | 43 | +| | 56 | 3 | 42 | 29 | 8 | 58 | 53 | 15 | 19 | 24 | 56 | 15 | 42 | +| | 25 | 8 | 12 | 37 | 39 | 7 | 30 | 50 | 36 | 21 | 40 | 33 | 41 | +| | 14 | 41 | 10 | 62 | 9 | 28 | 49 | 40 | 45 | 15 | 11 | 4 | 40 | +| | 59 | 0 | 62 | 15 | 42 | 20 | 14 | 8 | 63 | 40 | 46 | 30 | 39 | +| | 31 | 22 | 60 | 40 | 60 | 44 | 5 | 18 | 55 | 41 | 3 | 6 | 38 | +| | 13 | 21 | 37 | 60 | 25 | 36 | 42 | 5 | 31 | 53 | 25 | 41 | 37 | +| | 55 | 54 | 28 | 33 | 5 | 47 | 13 | 47 | 10 | 48 | 13 | 43 | 36 | +| | 24 | 62 | 3 | 53 | 32 | 61 | 51 | 22 | 17 | 13 | 38 | 61 | 35 | +| | 39 | 58 | 59 | 28 | 48 | 14 | 34 | 48 | 52 | 25 | 35 | 11 | 34 | +| | 46 | 24 | 2 | 35 | 27 | 59 | 60 | 61 | 43 | 46 | 48 | 53 | 33 | +| | 33 | 20 | 27 | 8 | 55 | 37 | 6 | 60 | 60 | 18 | 60 | 12 | 32 | +| | 48 | 33 | 17 | 21 | 54 | 52 | 2 | 26 | 9 | 39 | 58 | 34 | 31 | +| | 5 | 14 | 36 | 57 | 29 | 32 | 9 | 30 | 44 | 36 | 59 | 56 | 30 | +| | 10 | 9 | 23 | 19 | 15 | 17 | 10 | 33 | 32 | 19 | 6 | 19 | 29 | +| | 21 | 26 | 50 | 52 | 24 | 27 | 61 | 38 | 51 | 34 | 30 | 46 | 28 | +| | 9 | 45 | 19 | 24 | 31 | 4 | 39 | 36 | 62 | 17 | 55 | 3 | 27 | +| | 61 | 1 | 41 | 4 | 16 | 39 | 4 | 13 | 15 | 27 | 37 | 9 | 26 | +| | 43 | 5 | 22 | 44 | 44 | 6 | 28 | 10 | 34 | 47 | 63 | 23 | 25 | +| | 27 | 18 | 1 | 11 | 17 | 57 | 26 | 41 | 28 | 14 | 42 | 44 | 24 | +| | 22 | 11 | 33 | 18 | 28 | 18 | 31 | 16 | 47 | 59 | 8 | 22 | 23 | +| | 23 | 7 | 6 | 55 | 34 | 22 | 47 | 4 | 7 | 2 | 17 | 31 | 22 | +| | 8 | 17 | 16 | 22 | 46 | 23 | 25 | 35 | 18 | 28 | 61 | 60 | 21 | +| | 34 | 6 | 32 | 36 | 51 | 30 | 33 | 58 | 39 | 58 | 44 | 38 | 20 | +| | 58 | 57 | 47 | 43 | 11 | 45 | 37 | 49 | 27 | 54 | 0 | 32 | 19 | +| | 49 | 44 | 53 | 20 | 13 | 31 | 54 | 37 | 4 | 38 | 50 | 18 | 18 | +| | 42 | 40 | 54 | 13 | 6 | 51 | 0 | 59 | 2 | 42 | 49 | 14 | 17 | +| | 1 | 12 | 5 | 2 | 40 | 53 | 29 | 14 | 25 | 9 | 51 | 10 | 16 | +| | 19 | 42 | 34 | 58 | 18 | 9 | 15 | 11 | 23 | 33 | 14 | 63 | 15 | +| | 16 | 46 | 46 | 7 | 30 | 24 | 22 | 51 | 46 | 4 | 53 | 40 | 14 | +| | 57 | 52 | 52 | 51 | 21 | 43 | 38 | 3 | 29 | 55 | 26 | 58 | 13 | +| | 29 | 34 | 30 | 25 | 4 | 10 | 55 | 43 | 42 | 32 | 21 | 28 | 12 | +| | 7 | 60 | 21 | 63 | 53 | 34 | 23 | 6 | 12 | 23 | 62 | 47 | 11 | +| | 36 | 51 | 13 | 41 | 58 | 63 | 19 | 63 | 13 | 52 | 31 | 21 | 10 | +| | 12 | 59 | 0 | 34 | 50 | 49 | 63 | 56 | 54 | 61 | 32 | 59 | 9 | +| | 6 | 47 | 11 | 23 | 0 | 42 | 35 | 29 | 61 | 8 | 52 | 45 | 8 | +| | 41 | 43 | 45 | 9 | 3 | 8 | 52 | 20 | 24 | 6 | 27 | 26 | 7 | +| | 17 | 23 | 56 | 30 | 2 | 62 | 16 | 17 | 3 | 37 | 20 | 36 | 6 | +| | 15 | 28 | 39 | 61 | 47 | 48 | 36 | 12 | 40 | 1 | 5 | 0 | 5 | +| | 4 | 37 | 49 | 47 | 7 | 5 | 62 | 55 | 1 | 35 | 28 | 50 | 4 | +| | 20 | 38 | 29 | 6 | 57 | 19 | 56 | 32 | 30 | 43 | 24 | 1 | 3 | +| | 52 | 15 | 63 | 59 | 26 | 33 | 48 | 27 | 8 | 12 | 1 | 5 | 2 | +| | 28 | 36 | 31 | 54 | 14 | 11 | 27 | 62 | 35 | 26 | 36 | 49 | 1 | +| | 37 | 49 | 51 | 32 | 56 | 38 | 18 | 45 | 6 | 20 | 43 | 7 | 0 | + +| P1 5 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i/2}$ | $\pi_{2i}$ | $\pi_{3i}$ | $\pi_{4i}$ | $\pi_{5i}$ | $\pi_{6i}$ | $\pi_{7i}$ | $\pi_{8i}$ | $\pi_{9i}$ | $\pi_{10i}$ | $\pi_{11i}$ | $\pi_{12i}$ | | +| | 20 | 49 | 2 | 0 | 32 | 45 | 14 | 28 | 58 | 45 | 21 | 13 | 63 | +| | 63 | 39 | 60 | 16 | 2 | 8 | 60 | 62 | 43 | 57 | 19 | 25 | 62 | +| | 37 | 40 | 24 | 39 | 15 | 22 | 19 | 37 | 52 | 44 | 60 | 39 | 61 | +| | 4 | 11 | 46 | 30 | 50 | 4 | 6 | 55 | 50 | 40 | 2 | 17 | 60 | +| | 32 | 0 | 35 | 34 | 31 | 12 | 0 | 27 | 36 | 42 | 26 | 20 | 59 | +| | 43 | 6 | 50 | 42 | 20 | 23 | 43 | 24 | 27 | 60 | 32 | 14 | 58 | +| | 51 | 4 | 52 | 50 | 12 | 17 | 59 | 51 | 15 | 62 | 44 | 19 | 57 | +| | 16 | 41 | 13 | 32 | 43 | 32 | 56 | 61 | 12 | 38 | 24 | 62 | 56 | +| | 18 | 7 | 40 | 4 | 16 | 62 | 10 | 2 | 48 | 29 | 0 | 57 | 55 | +| | 50 | 43 | 34 | 19 | 55 | 1 | 27 | 17 | 25 | 47 | 49 | 63 | 54 | +| | 5 | 25 | 20 | 24 | 25 | 25 | 39 | 19 | 19 | 20 | 54 | 58 | 53 | +| | 2 | 36 | 15 | 25 | 24 | 31 | 40 | 59 | 28 | 50 | 18 | 61 | 52 | +| | 54 | 9 | 27 | 5 | 36 | 40 | 31 | 7 | 24 | 10 | 4 | 23 | 51 | +| | 19 | 52 | 14 | 49 | 60 | 50 | 5 | 54 | 18 | 32 | 45 | 15 | 50 | +| | 26 | 32 | 6 | 3 | 17 | 6 | 32 | 43 | 39 | 3 | 61 | 52 | 49 | +| | 58 | 35 | 22 | 13 | 10 | 58 | 49 | 16 | 33 | 58 | 5 | 56 | 48 | +| | 44 | 61 | 30 | 33 | 30 | 42 | 38 | 56 | 56 | 12 | 16 | 40 | 47 | +| | 47 | 15 | 47 | 59 | 35 | 21 | 51 | 0 | 0 | 0 | 14 | 46 | 46 | +| | 48 | 2 | 4 | 40 | 7 | 9 | 26 | 39 | 5 | 6 | 22 | 1 | 45 | +| | 24 | 3 | 11 | 62 | 37 | 14 | 17 | 38 | 8 | 43 | 40 | 42 | 44 | +| | 1 | 5 | 18 | 46 | 21 | 38 | 58 | 30 | 44 | 51 | 31 | 50 | 43 | +| | 46 | 42 | 19 | 63 | 38 | 61 | 28 | 20 | 38 | 15 | 27 | 27 | 42 | +| | 45 | 54 | 16 | 8 | 44 | 52 | 55 | 13 | 47 | 31 | 41 | 9 | 41 | +| | 62 | 21 | 45 | 58 | 47 | 53 | 53 | 36 | 62 | 13 | 48 | 11 | 40 | +| | 61 | 24 | 36 | 18 | 22 | 60 | 36 | 15 | 32 | 36 | 33 | 31 | 39 | +| | 6 | 30 | 37 | 17 | 59 | 37 | 29 | 4 | 2 | 59 | 23 | 2 | 38 | +| | 59 | 62 | 56 | 53 | 53 | 41 | 33 | 31 | 40 | 37 | 51 | 43 | 37 | +| | 14 | 44 | 0 | 37 | 39 | 5 | 2 | 1 | 57 | 46 | 63 | 49 | 36 | +| | 3 | 29 | 12 | 35 | 54 | 44 | 4 | 14 | 22 | 34 | 1 | 38 | 35 | +| | 8 | 46 | 21 | 7 | 57 | 16 | 8 | 47 | 54 | 24 | 52 | 24 | 34 | +| | 15 | 16 | 10 | 20 | 9 | 35 | 57 | 8 | 59 | 23 | 7 | 51 | 33 | +| | 21 | 58 | 39 | 44 | 58 | 10 | 23 | 12 | 34 | 56 | 13 | 4 | 32 | +| | 34 | 60 | 63 | 2 | 3 | 34 | 41 | 60 | 9 | 28 | 15 | 37 | 31 | +| | 60 | 48 | 55 | 6 | 52 | 56 | 34 | 29 | 13 | 54 | 34 | 16 | 30 | +| | 7 | 38 | 51 | 60 | 8 | 18 | 45 | 63 | 31 | 61 | 9 | 18 | 29 | +| | 52 | 37 | 9 | 56 | 11 | 11 | 61 | 52 | 11 | 41 | 8 | 10 | 28 | +| | 33 | 17 | 26 | 9 | 42 | 7 | 24 | 57 | 45 | 25 | 53 | 28 | 27 | +| | 10 | 50 | 38 | 36 | 29 | 36 | 21 | 25 | 14 | 9 | 43 | 8 | 26 | +| | 28 | 34 | 57 | 23 | 23 | 57 | 15 | 21 | 7 | 19 | 3 | 48 | 25 | +| | 13 | 10 | 42 | 26 | 62 | 26 | 48 | 42 | 29 | 63 | 6 | 36 | 24 | +| | 9 | 26 | 48 | 15 | 45 | 20 | 52 | 35 | 4 | 21 | 25 | 12 | 23 | +| | 11 | 51 | 7 | 11 | 61 | 51 | 16 | 11 | 26 | 27 | 30 | 30 | 22 | +| | 36 | 22 | 49 | 61 | 51 | 63 | 11 | 32 | 21 | 2 | 10 | 21 | 21 | +| | 30 | 1 | 29 | 38 | 0 | 47 | 1 | 26 | 46 | 11 | 20 | 35 | 20 | +| | 22 | 28 | 59 | 22 | 41 | 24 | 18 | 40 | 55 | 5 | 35 | 5 | 19 | +| | 17 | 56 | 8 | 29 | 46 | 2 | 50 | 23 | 35 | 4 | 58 | 54 | 18 | +| | 23 | 18 | 5 | 43 | 49 | 19 | 63 | 49 | 37 | 18 | 57 | 0 | 17 | +| | 29 | 57 | 58 | 41 | 19 | 30 | 3 | 6 | 53 | 53 | 38 | 60 | 16 | +| | 38 | 53 | 32 | 55 | 1 | 48 | 9 | 10 | 3 | 33 | 11 | 33 | 15 | +| | 12 | 33 | 25 | 12 | 56 | 28 | 42 | 22 | 1 | 48 | 17 | 44 | 14 | +| | 55 | 20 | 53 | 48 | 48 | 33 | 47 | 9 | 6 | 52 | 39 | 45 | 13 | +| | 56 | 59 | 61 | 45 | 40 | 0 | 35 | 33 | 17 | 55 | 42 | 55 | 12 | +| | 53 | 63 | 62 | 51 | 4 | 27 | 13 | 5 | 61 | 26 | 55 | 26 | 11 | +| | 41 | 13 | 3 | 1 | 34 | 13 | 46 | 3 | 23 | 49 | 28 | 32 | 10 | +| | 39 | 55 | 44 | 14 | 18 | 43 | 25 | 46 | 49 | 30 | 59 | 29 | 9 | +| | 27 | 23 | 28 | 47 | 5 | 49 | 62 | 41 | 41 | 8 | 56 | 7 | 8 | +| | 25 | 14 | 1 | 52 | 26 | 54 | 22 | 58 | 20 | 17 | 47 | 41 | 7 | +| | 49 | 45 | 54 | 31 | 13 | 46 | 37 | 18 | 63 | 35 | 29 | 3 | 6 | +| | 35 | 19 | 31 | 28 | 63 | 59 | 7 | 45 | 10 | 16 | 46 | 59 | 5 | +| | 42 | 47 | 43 | 54 | 27 | 15 | 44 | 50 | 60 | 7 | 62 | 6 | 4 | +| | 57 | 31 | 23 | 27 | 28 | 3 | 54 | 34 | 51 | 39 | 12 | 47 | 3 | +| | 31 | 12 | 33 | 21 | 33 | 39 | 12 | 53 | 30 | 22 | 37 | 34 | 2 | +| | 40 | 27 | 17 | 10 | 14 | 29 | 20 | 48 | 42 | 1 | 50 | 22 | 1 | +| | 0 | 8 | 41 | 57 | 6 | 55 | 30 | 44 | 16 | 14 | 36 | 53 | 0 | + +| P2 1 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i/2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 61 | 22 | 37 | 51 | 1 | 55 | 12 | 47 | 33 | 57 | 54 | 39 | 63 | +| | 50 | 35 | 9 | 35 | 54 | 28 | 8 | 5 | 24 | 52 | 7 | 61 | 62 | +| | 34 | 17 | 21 | 3 | 5 | 22 | 42 | 0 | 31 | 6 | 25 | 10 | 61 | +| | 26 | 34 | 1 | 0 | 18 | 51 | 50 | 60 | 15 | 15 | 5 | 49 | 60 | +| | 3 | 47 | 27 | 61 | 24 | 50 | 51 | 11 | 59 | 41 | 63 | 52 | 59 | +| | 28 | 37 | 31 | 7 | 45 | 14 | 14 | 23 | 23 | 0 | 56 | 30 | 58 | +| | 25 | 30 | 58 | 15 | 57 | 39 | 28 | 45 | 45 | 47 | 10 | 46 | 57 | +| | 16 | 54 | 35 | 16 | 12 | 4 | 62 | 53 | 12 | 43 | 18 | 29 | 56 | +| | 35 | 28 | 23 | 38 | 52 | 36 | 15 | 56 | 60 | 8 | 62 | 11 | 55 | +| | 2 | 38 | 34 | 36 | 8 | 10 | 23 | 52 | 35 | 2 | 4 | 16 | 54 | +| | 47 | 55 | 43 | 40 | 21 | 45 | 63 | 40 | 22 | 37 | 2 | 23 | 53 | +| | 59 | 36 | 29 | 12 | 15 | 8 | 2 | 1 | 53 | 53 | 45 | 0 | 52 | +| | 31 | 15 | 46 | 63 | 32 | 42 | 20 | 38 | 47 | 24 | 55 | 6 | 51 | +| | 24 | 60 | 55 | 50 | 39 | 47 | 60 | 63 | 7 | 13 | 51 | 22 | 50 | +| | 29 | 49 | 60 | 47 | 4 | 30 | 25 | 50 | 37 | 4 | 20 | 55 | 49 | +| | 14 | 63 | 6 | 55 | 10 | 62 | 22 | 62 | 6 | 18 | 19 | 20 | 48 | +| | 23 | 23 | 4 | 27 | 34 | 27 | 18 | 34 | 32 | 27 | 57 | 62 | 47 | +| | 30 | 25 | 49 | 29 | 6 | 38 | 55 | 41 | 46 | 23 | 43 | 31 | 46 | +| | 53 | 2 | 63 | 58 | 55 | 24 | 40 | 55 | 39 | 62 | 26 | 1 | 45 | +| | 13 | 58 | 33 | 32 | 20 | 34 | 59 | 10 | 4 | 11 | 3 | 3 | 44 | +| | 58 | 24 | 47 | 23 | 3 | 60 | 58 | 42 | 56 | 55 | 47 | 48 | 43 | +| | 0 | 41 | 8 | 30 | 9 | 43 | 17 | 3 | 27 | 28 | 36 | 53 | 42 | +| | 54 | 7 | 56 | 4 | 30 | 59 | 38 | 35 | 43 | 40 | 31 | 12 | 41 | +| | 6 | 21 | 59 | 22 | 36 | 57 | 46 | 15 | 16 | 20 | 29 | 38 | 40 | +| | 63 | 5 | 17 | 11 | 63 | 15 | 1 | 51 | 40 | 56 | 37 | 58 | 39 | +| | 8 | 14 | 32 | 42 | 58 | 3 | 5 | 32 | 38 | 31 | 14 | 28 | 38 | +| | 19 | 9 | 48 | 2 | 48 | 11 | 56 | 25 | 19 | 34 | 11 | 24 | 37 | +| | 52 | 51 | 16 | 1 | 31 | 53 | 49 | 19 | 3 | 32 | 28 | 8 | 36 | +| | 55 | 31 | 20 | 56 | 49 | 25 | 29 | 17 | 2 | 19 | 13 | 9 | 35 | +| | 15 | 32 | 51 | 37 | 53 | 58 | 31 | 54 | 51 | 16 | 15 | 33 | 34 | +| | 57 | 1 | 12 | 54 | 27 | 0 | 32 | 8 | 18 | 59 | 17 | 36 | 33 | +| | 27 | 40 | 28 | 45 | 51 | 44 | 30 | 14 | 29 | 35 | 40 | 34 | 32 | +| | 9 | 42 | 30 | 18 | 35 | 35 | 54 | 4 | 61 | 58 | 23 | 37 | 31 | +| | 7 | 53 | 13 | 31 | 2 | 5 | 4 | 24 | 41 | 39 | 46 | 50 | 30 | +| | 51 | 44 | 2 | 60 | 19 | 37 | 39 | 20 | 63 | 12 | 61 | 14 | 29 | +| | 40 | 39 | 24 | 48 | 59 | 13 | 0 | 61 | 34 | 48 | 42 | 5 | 28 | +| | 49 | 46 | 15 | 9 | 16 | 61 | 43 | 6 | 57 | 46 | 16 | 7 | 27 | +| | 5 | 3 | 40 | 10 | 17 | 40 | 48 | 9 | 52 | 7 | 24 | 40 | 26 | +| | 33 | 56 | 62 | 44 | 33 | 48 | 3 | 36 | 48 | 63 | 34 | 47 | 25 | +| | 48 | 61 | 3 | 59 | 40 | 41 | 53 | 26 | 30 | 50 | 50 | 63 | 24 | +| | 18 | 19 | 39 | 13 | 0 | 16 | 9 | 57 | 8 | 5 | 58 | 41 | 23 | +| | 41 | 6 | 10 | 62 | 13 | 19 | 27 | 46 | 11 | 26 | 44 | 60 | 22 | +| | 11 | 52 | 41 | 57 | 43 | 46 | 37 | 29 | 42 | 54 | 52 | 17 | 21 | +| | 44 | 57 | 22 | 41 | 41 | 21 | 41 | 39 | 55 | 61 | 59 | 35 | 20 | +| | 22 | 0 | 14 | 17 | 37 | 26 | 33 | 48 | 5 | 51 | 0 | 18 | 19 | +| | 43 | 4 | 54 | 6 | 26 | 1 | 16 | 43 | 50 | 1 | 6 | 54 | 18 | +| | 36 | 29 | 45 | 52 | 60 | 56 | 34 | 49 | 0 | 38 | 53 | 57 | 17 | +| | 42 | 27 | 7 | 14 | 28 | 63 | 11 | 22 | 9 | 36 | 27 | 56 | 16 | +| | 62 | 11 | 52 | 5 | 14 | 49 | 13 | 16 | 54 | 29 | 32 | 26 | 15 | +| | 37 | 33 | 25 | 26 | 22 | 18 | 36 | 30 | 13 | 21 | 49 | 44 | 14 | +| | 45 | 59 | 42 | 28 | 46 | 6 | 7 | 28 | 1 | 14 | 21 | 25 | 13 | +| | 39 | 43 | 57 | 19 | 62 | 7 | 45 | 33 | 26 | 33 | 60 | 4 | 12 | +| | 60 | 18 | 53 | 21 | 44 | 2 | 21 | 12 | 49 | 45 | 22 | 45 | 11 | +| | 21 | 12 | 61 | 43 | 50 | 20 | 47 | 31 | 10 | 9 | 9 | 59 | 10 | +| | 12 | 48 | 36 | 39 | 25 | 32 | 61 | 59 | 28 | 42 | 33 | 32 | 9 | +| | 20 | 8 | 44 | 34 | 38 | 52 | 44 | 44 | 21 | 49 | 8 | 42 | 8 | +| | 1 | 20 | 18 | 25 | 29 | 9 | 24 | 18 | 25 | 22 | 1 | 27 | 7 | +| | 4 | 26 | 0 | 8 | 7 | 33 | 6 | 7 | 14 | 44 | 30 | 51 | 6 | +| | 17 | 62 | 19 | 46 | 42 | 54 | 57 | 58 | 20 | 30 | 38 | 21 | 5 | +| | 46 | 13 | 38 | 33 | 61 | 17 | 10 | 13 | 58 | 25 | 35 | 15 | 4 | +| | 10 | 50 | 11 | 49 | 23 | 29 | 52 | 27 | 44 | 10 | 48 | 19 | 3 | +| | 56 | 45 | 50 | 20 | 47 | 12 | 26 | 21 | 62 | 3 | 39 | 43 | 2 | +| | 32 | 16 | 5 | 53 | 56 | 31 | 19 | 2 | 17 | 60 | 41 | 2 | 1 | +| | 38 | 10 | 26 | 24 | 11 | 23 | 35 | 37 | 36 | 17 | 12 | 13 | 0 | + +Permutation element + +| P2 2 | Permutation stage $\pi_{i/2}$ | | | | | | | | | | | | Output | +|-----------------|-------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{i/2}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 4 | 20 | 11 | 47 | 57 | 2 | 11 | 9 | 13 | 25 | 23 | 31 | 63 | +| | 22 | 2 | 2 | 24 | 33 | 9 | 50 | 5 | 51 | 53 | 18 | 9 | 62 | +| | 35 | 50 | 32 | 7 | 61 | 13 | 0 | 49 | 50 | 21 | 13 | 19 | 61 | +| | 63 | 38 | 50 | 33 | 42 | 4 | 13 | 36 | 12 | 52 | 41 | 53 | 60 | +| | 34 | 29 | 22 | 13 | 10 | 62 | 1 | 6 | 4 | 33 | 43 | 55 | 59 | +| | 48 | 30 | 27 | 11 | 60 | 27 | 22 | 44 | 6 | 4 | 8 | 1 | 58 | +| | 28 | 54 | 4 | 16 | 37 | 5 | 42 | 54 | 29 | 27 | 3 | 33 | 57 | +| | 59 | 37 | 41 | 19 | 25 | 40 | 55 | 12 | 59 | 14 | 52 | 62 | 56 | +| | 2 | 32 | 3 | 59 | 4 | 15 | 48 | 34 | 37 | 55 | 6 | 2 | 55 | +| | 20 | 55 | 23 | 2 | 17 | 21 | 4 | 61 | 44 | 2 | 37 | 63 | 54 | +| | 23 | 44 | 47 | 39 | 56 | 47 | 45 | 10 | 32 | 39 | 54 | 57 | 53 | +| | 51 | 16 | 24 | 28 | 29 | 3 | 15 | 51 | 31 | 47 | 57 | 26 | 52 | +| | 31 | 22 | 29 | 9 | 48 | 39 | 41 | 59 | 9 | 42 | 48 | 18 | 51 | +| | 3 | 24 | 20 | 29 | 50 | 1 | 53 | 58 | 30 | 7 | 42 | 50 | 50 | +| | 36 | 39 | 54 | 44 | 38 | 30 | 19 | 39 | 33 | 3 | 22 | 49 | 49 | +| | 43 | 19 | 33 | 63 | 46 | 42 | 49 | 3 | 36 | 35 | 7 | 25 | 48 | +| | 60 | 12 | 42 | 37 | 3 | 43 | 56 | 8 | 0 | 61 | 19 | 11 | 47 | +| | 39 | 49 | 37 | 12 | 1 | 24 | 54 | 14 | 62 | 56 | 10 | 45 | 46 | +| | 32 | 56 | 61 | 45 | 19 | 38 | 29 | 17 | 22 | 37 | 25 | 44 | 45 | +| | 1 | 5 | 43 | 30 | 62 | 63 | 21 | 31 | 1 | 22 | 30 | 43 | 44 | +| | 55 | 61 | 39 | 40 | 58 | 55 | 25 | 27 | 54 | 17 | 29 | 35 | 43 | +| | 49 | 17 | 34 | 38 | 12 | 32 | 9 | 4 | 5 | 43 | 4 | 27 | 42 | +| | 50 | 48 | 0 | 8 | 27 | 18 | 27 | 43 | 38 | 44 | 61 | 0 | 41 | +| | 9 | 57 | 7 | 32 | 13 | 34 | 18 | 62 | 15 | 57 | 55 | 52 | 40 | +| | 14 | 26 | 21 | 51 | 45 | 25 | 40 | 1 | 34 | 6 | 33 | 28 | 39 | +| | 16 | 0 | 60 | 4 | 6 | 54 | 60 | 23 | 40 | 9 | 40 | 41 | 38 | +| | 6 | 10 | 9 | 35 | 36 | 50 | 52 | 42 | 35 | 60 | 56 | 20 | 37 | +| | 15 | 62 | 59 | 25 | 54 | 52 | 23 | 32 | 53 | 23 | 2 | 47 | 36 | +| | 10 | 52 | 63 | 10 | 53 | 46 | 36 | 57 | 55 | 50 | 35 | 14 | 35 | +| | 42 | 21 | 1 | 26 | 23 | 8 | 44 | 41 | 49 | 24 | 28 | 59 | 34 | +| | 5 | 34 | 53 | 20 | 40 | 29 | 37 | 56 | 56 | 18 | 39 | 42 | 33 | +| | 54 | 1 | 6 | 54 | 15 | 20 | 20 | 18 | 23 | 36 | 60 | 4 | 32 | +| | 40 | 27 | 17 | 27 | 43 | 56 | 46 | 35 | 63 | 8 | 27 | 38 | 31 | +| | 18 | 35 | 10 | 34 | 52 | 49 | 51 | 25 | 8 | 40 | 24 | 46 | 30 | +| | 45 | 60 | 51 | 21 | 31 | 31 | 61 | 26 | 60 | 10 | 12 | 22 | 29 | +| | 33 | 63 | 16 | 41 | 14 | 28 | 16 | 47 | 16 | 51 | 1 | 36 | 28 | +| | 62 | 13 | 40 | 14 | 16 | 44 | 7 | 15 | 19 | 45 | 34 | 30 | 27 | +| | 11 | 3 | 30 | 48 | 35 | 11 | 26 | 24 | 58 | 41 | 58 | 54 | 26 | +| | 8 | 51 | 14 | 52 | 5 | 7 | 5 | 60 | 2 | 58 | 26 | 40 | 25 | +| | 17 | 15 | 58 | 56 | 7 | 37 | 47 | 16 | 45 | 48 | 5 | 48 | 24 | +| | 12 | 18 | 56 | 53 | 21 | 51 | 63 | 19 | 47 | 30 | 62 | 21 | 23 | +| | 58 | 14 | 12 | 5 | 0 | 12 | 24 | 38 | 43 | 15 | 46 | 61 | 22 | +| | 19 | 9 | 45 | 57 | 28 | 53 | 57 | 22 | 27 | 46 | 16 | 6 | 21 | +| | 0 | 41 | 35 | 60 | 39 | 19 | 14 | 2 | 28 | 19 | 63 | 23 | 20 | +| | 56 | 59 | 46 | 62 | 20 | 10 | 28 | 53 | 46 | 1 | 15 | 3 | 19 | +| | 27 | 47 | 31 | 36 | 9 | 59 | 38 | 0 | 7 | 16 | 53 | 7 | 18 | +| | 47 | 53 | 8 | 1 | 11 | 26 | 17 | 40 | 61 | 49 | 38 | 56 | 17 | +| | 30 | 25 | 49 | 58 | 22 | 48 | 12 | 48 | 11 | 31 | 49 | 17 | 16 | +| | 57 | 7 | 57 | 49 | 49 | 45 | 6 | 20 | 42 | 38 | 59 | 8 | 15 | +| | 29 | 58 | 28 | 42 | 51 | 35 | 59 | 37 | 26 | 63 | 50 | 51 | 14 | +| | 25 | 31 | 5 | 43 | 32 | 57 | 34 | 63 | 41 | 11 | 17 | 24 | 13 | +| | 53 | 45 | 36 | 22 | 34 | 60 | 3 | 28 | 20 | 54 | 51 | 58 | 12 | +| | 46 | 40 | 26 | 17 | 2 | 23 | 8 | 13 | 14 | 29 | 9 | 37 | 11 | +| | 52 | 33 | 38 | 18 | 41 | 36 | 30 | 21 | 24 | 5 | 21 | 5 | 10 | +| | 21 | 36 | 15 | 46 | 18 | 0 | 39 | 33 | 18 | 32 | 11 | 16 | 9 | +| | 13 | 11 | 62 | 6 | 24 | 33 | 2 | 11 | 48 | 59 | 20 | 34 | 8 | +| | 7 | 4 | 25 | 50 | 63 | 22 | 62 | 7 | 39 | 13 | 32 | 12 | 7 | +| | 61 | 28 | 52 | 23 | 26 | 41 | 58 | 55 | 10 | 26 | 44 | 39 | 6 | +| | 37 | 6 | 13 | 3 | 8 | 17 | 35 | 30 | 3 | 20 | 31 | 13 | 5 | +| | 26 | 42 | 19 | 61 | 44 | 61 | 10 | 50 | 57 | 12 | 0 | 60 | 4 | +| | 44 | 8 | 48 | 0 | 47 | 14 | 31 | 52 | 52 | 62 | 36 | 32 | 3 | +| | 41 | 43 | 18 | 31 | 55 | 58 | 33 | 29 | 17 | 34 | 45 | 10 | 2 | +| | 24 | 23 | 55 | 15 | 30 | 16 | 43 | 45 | 21 | 28 | 47 | 29 | 1 | +| | 38 | 46 | 44 | 55 | 59 | 6 | 32 | 46 | 25 | 0 | 14 | 15 | 0 | + +Permutation element + +| P2 3 | Permutation stage $\pi_{i2}$ | | | | | | | | | | | Output | | +|-----------------|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|--------|----| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | | | +| | 59 | 63 | 29 | 9 | 39 | 26 | 52 | 42 | 57 | 62 | 54 | 20 | 63 | +| | 62 | 13 | 27 | 44 | 25 | 51 | 22 | 0 | 31 | 47 | 48 | 44 | 62 | +| | 9 | 31 | 28 | 21 | 59 | 53 | 4 | 24 | 54 | 55 | 13 | 34 | 61 | +| | 29 | 32 | 40 | 14 | 10 | 10 | 3 | 16 | 59 | 32 | 39 | 1 | 60 | +| | 10 | 7 | 34 | 20 | 47 | 56 | 50 | 33 | 25 | 13 | 30 | 10 | 59 | +| | 31 | 28 | 44 | 29 | 49 | 63 | 23 | 63 | 0 | 6 | 5 | 14 | 58 | +| | 28 | 19 | 9 | 41 | 19 | 5 | 58 | 18 | 4 | 52 | 45 | 9 | 57 | +| | 35 | 42 | 55 | 43 | 15 | 62 | 16 | 1 | 20 | 11 | 36 | 41 | 56 | +| | 52 | 50 | 46 | 45 | 1 | 39 | 15 | 4 | 14 | 59 | 34 | 0 | 55 | +| | 40 | 27 | 23 | 24 | 51 | 59 | 12 | 17 | 46 | 34 | 58 | 30 | 54 | +| | 30 | 12 | 5 | 47 | 61 | 35 | 46 | 14 | 10 | 58 | 47 | 5 | 53 | +| | 57 | 35 | 62 | 28 | 28 | 8 | 0 | 41 | 34 | 15 | 3 | 36 | 52 | +| | 38 | 60 | 39 | 56 | 48 | 27 | 25 | 15 | 17 | 53 | 24 | 56 | 51 | +| | 54 | 23 | 45 | 51 | 38 | 6 | 56 | 34 | 60 | 5 | 31 | 43 | 50 | +| | 7 | 54 | 8 | 12 | 26 | 20 | 48 | 6 | 15 | 51 | 60 | 42 | 49 | +| | 63 | 2 | 24 | 3 | 40 | 13 | 5 | 37 | 44 | 21 | 0 | 27 | 48 | +| | 6 | 38 | 32 | 4 | 57 | 33 | 62 | 50 | 29 | 41 | 21 | 35 | 47 | +| | 20 | 58 | 37 | 36 | 7 | 58 | 26 | 22 | 2 | 29 | 35 | 18 | 46 | +| | 42 | 44 | 58 | 2 | 3 | 12 | 38 | 62 | 16 | 49 | 1 | 54 | 45 | +| | 55 | 56 | 31 | 22 | 21 | 0 | 17 | 32 | 13 | 9 | 15 | 4 | 44 | +| | 0 | 30 | 18 | 26 | 11 | 3 | 13 | 7 | 38 | 45 | 38 | 22 | 43 | +| | 44 | 6 | 53 | 39 | 41 | 34 | 9 | 47 | 7 | 16 | 22 | 24 | 42 | +| | 51 | 40 | 26 | 16 | 22 | 44 | 45 | 58 | 50 | 42 | 19 | 59 | 41 | +| | 48 | 4 | 11 | 0 | 16 | 22 | 55 | 8 | 35 | 38 | 18 | 31 | 40 | +| | 50 | 11 | 20 | 32 | 50 | 25 | 28 | 38 | 51 | 4 | 17 | 49 | 39 | +| | 22 | 61 | 51 | 11 | 9 | 36 | 51 | 35 | 47 | 37 | 50 | 38 | 38 | +| | 27 | 48 | 15 | 10 | 13 | 24 | 20 | 36 | 8 | 24 | 7 | 33 | 37 | +| | 16 | 36 | 54 | 40 | 60 | 43 | 43 | 2 | 41 | 22 | 42 | 32 | 36 | +| | 61 | 21 | 49 | 1 | 17 | 18 | 33 | 46 | 42 | 43 | 26 | 51 | 35 | +| | 56 | 59 | 2 | 5 | 62 | 2 | 14 | 19 | 61 | 1 | 46 | 13 | 34 | +| | 43 | 41 | 52 | 27 | 18 | 28 | 39 | 39 | 1 | 23 | 14 | 50 | 33 | +| | 23 | 22 | 36 | 52 | 20 | 23 | 63 | 5 | 23 | 14 | 41 | 17 | 32 | +| | 13 | 8 | 6 | 37 | 27 | 38 | 19 | 30 | 5 | 35 | 44 | 37 | 31 | +| | 3 | 34 | 22 | 6 | 54 | 61 | 1 | 55 | 27 | 44 | 32 | 52 | 30 | +| | 18 | 49 | 17 | 48 | 52 | 47 | 49 | 26 | 30 | 33 | 55 | 21 | 29 | +| | 5 | 29 | 1 | 62 | 34 | 14 | 35 | 9 | 21 | 50 | 63 | 3 | 28 | +| | 49 | 26 | 42 | 33 | 23 | 31 | 42 | 60 | 56 | 25 | 52 | 48 | 27 | +| | 33 | 46 | 19 | 18 | 35 | 50 | 31 | 28 | 3 | 56 | 6 | 45 | 26 | +| | 21 | 9 | 30 | 57 | 42 | 40 | 2 | 31 | 12 | 12 | 10 | 23 | 25 | +| | 2 | 14 | 50 | 53 | 63 | 30 | 40 | 57 | 43 | 40 | 56 | 11 | 24 | +| | 19 | 18 | 38 | 13 | 2 | 17 | 41 | 20 | 11 | 48 | 53 | 60 | 23 | +| | 36 | 5 | 25 | 63 | 30 | 9 | 21 | 44 | 62 | 8 | 43 | 12 | 22 | +| | 45 | 16 | 3 | 8 | 36 | 16 | 10 | 51 | 40 | 61 | 23 | 53 | 21 | +| | 39 | 47 | 4 | 25 | 0 | 48 | 18 | 3 | 19 | 36 | 40 | 39 | 20 | +| | 8 | 45 | 60 | 17 | 44 | 46 | 27 | 52 | 26 | 46 | 59 | 15 | 19 | +| | 32 | 43 | 7 | 31 | 5 | 1 | 36 | 54 | 63 | 18 | 8 | 55 | 18 | +| | 12 | 15 | 14 | 54 | 31 | 52 | 60 | 25 | 45 | 63 | 49 | 61 | 17 | +| | 11 | 53 | 10 | 34 | 32 | 21 | 54 | 40 | 48 | 26 | 20 | 7 | 16 | +| | 34 | 62 | 0 | 58 | 55 | 49 | 29 | 12 | 58 | 19 | 61 | 2 | 15 | +| | 53 | 39 | 33 | 35 | 24 | 37 | 7 | 23 | 36 | 31 | 9 | 19 | 14 | +| | 58 | 1 | 47 | 7 | 4 | 11 | 57 | 13 | 39 | 0 | 25 | 8 | 13 | +| | 26 | 24 | 13 | 42 | 29 | 55 | 34 | 48 | 18 | 39 | 37 | 25 | 12 | +| | 60 | 17 | 56 | 60 | 33 | 54 | 6 | 53 | 49 | 2 | 28 | 47 | 11 | +| | 15 | 37 | 21 | 59 | 46 | 4 | 44 | 56 | 24 | 54 | 4 | 6 | 10 | +| | 1 | 33 | 16 | 55 | 12 | 42 | 8 | 43 | 53 | 57 | 11 | 40 | 9 | +| | 24 | 0 | 59 | 61 | 6 | 15 | 11 | 10 | 33 | 30 | 51 | 16 | 8 | +| | 46 | 10 | 63 | 30 | 8 | 19 | 24 | 61 | 37 | 27 | 57 | 29 | 7 | +| | 4 | 52 | 12 | 50 | 53 | 32 | 47 | 21 | 9 | 17 | 12 | 63 | 6 | +| | 47 | 51 | 48 | 46 | 56 | 57 | 59 | 11 | 55 | 7 | 33 | 46 | 5 | +| | 25 | 3 | 61 | 49 | 14 | 7 | 30 | 27 | 28 | 10 | 2 | 58 | 4 | +| | 17 | 25 | 41 | 23 | 43 | 41 | 32 | 29 | 6 | 3 | 16 | 28 | 3 | +| | 14 | 20 | 35 | 15 | 45 | 60 | 37 | 49 | 22 | 60 | 62 | 26 | 2 | +| | 37 | 55 | 57 | 38 | 58 | 29 | 61 | 59 | 52 | 28 | 27 | 57 | 1 | +| | 41 | 57 | 43 | 19 | 37 | 45 | 53 | 45 | 32 | 20 | 29 | 62 | 0 | + +Permutation element + +| P24 | Permutation stage $\pi_{12}$ | | | | | | | | | | | | Output | +|-----|------------------------------|------------|------------|------------|------------|------------|------------|------------|------------|-------------|-------------|-------------|--------| +| | $\pi_{12}$ | $\pi_{22}$ | $\pi_{32}$ | $\pi_{42}$ | $\pi_{52}$ | $\pi_{62}$ | $\pi_{72}$ | $\pi_{82}$ | $\pi_{92}$ | $\pi_{102}$ | $\pi_{112}$ | $\pi_{122}$ | | +| | 9 | 6 | 58 | 25 | 2 | 53 | 44 | 44 | 41 | 51 | 60 | 45 | 63 | +| | 15 | 29 | 44 | 31 | 34 | 56 | 51 | 40 | 52 | 26 | 5 | 2 | 62 | +| | 12 | 53 | 39 | 9 | 24 | 48 | 18 | 43 | 50 | 37 | 33 | 24 | 61 | +| | 50 | 50 | 8 | 45 | 61 | 19 | 20 | 14 | 36 | 53 | 7 | 34 | 60 | +| | 18 | 13 | 12 | 54 | 30 | 24 | 26 | 45 | 39 | 23 | 48 | 22 | 59 | +| | 42 | 60 | 45 | 33 | 35 | 49 | 15 | 60 | 8 | 46 | 12 | 56 | 58 | +| | 57 | 31 | 30 | 40 | 49 | 16 | 14 | 58 | 53 | 58 | 17 | 48 | 57 | +| | 10 | 8 | 49 | 52 | 54 | 27 | 10 | 48 | 12 | 49 | 20 | 39 | 56 | +| | 29 | 16 | 19 | 29 | 18 | 23 | 31 | 55 | 42 | 60 | 44 | 1 | 55 | +| | 0 | 61 | 29 | 23 | 13 | 42 | 40 | 21 | 26 | 32 | 32 | 54 | 54 | +| | 60 | 36 | 62 | 35 | 41 | 25 | 63 | 9 | 15 | 47 | 41 | 26 | 53 | +| | 45 | 55 | 50 | 8 | 27 | 35 | 56 | 2 | 45 | 8 | 0 | 61 | 52 | +| | 38 | 20 | 54 | 42 | 9 | 43 | 54 | 37 | 14 | 28 | 30 | 7 | 51 | +| | 54 | 49 | 52 | 44 | 47 | 29 | 45 | 54 | 62 | 52 | 1 | 62 | 50 | +| | 25 | 42 | 40 | 36 | 55 | 0 | 32 | 22 | 46 | 17 | 38 | 31 | 49 | +| | 59 | 40 | 14 | 63 | 12 | 14 | 12 | 19 | 47 | 5 | 4 | 6 | 48 | +| | 31 | 17 | 32 | 18 | 3 | 41 | 8 | 4 | 4 | 61 | 14 | 57 | 47 | +| | 33 | 48 | 43 | 11 | 28 | 1 | 43 | 24 | 56 | 9 | 25 | 60 | 46 | +| | 56 | 18 | 35 | 0 | 5 | 63 | 52 | 38 | 9 | 38 | 50 | 49 | 45 | +| | 55 | 5 | 61 | 22 | 36 | 13 | 23 | 33 | 44 | 42 | 57 | 27 | 44 | +| | 58 | 33 | 27 | 56 | 50 | 21 | 7 | 51 | 25 | 16 | 10 | 15 | 43 | +| | 19 | 45 | 25 | 27 | 15 | 37 | 48 | 18 | 31 | 56 | 3 | 14 | 42 | +| | 44 | 51 | 34 | 59 | 10 | 4 | 22 | 53 | 63 | 50 | 61 | 38 | 41 | +| | 13 | 2 | 22 | 51 | 52 | 17 | 19 | 0 | 7 | 0 | 26 | 3 | 40 | +| | 41 | 63 | 23 | 1 | 44 | 30 | 16 | 8 | 16 | 33 | 59 | 32 | 39 | +| | 4 | 37 | 16 | 24 | 7 | 3 | 28 | 62 | 1 | 7 | 56 | 20 | 38 | +| | 23 | 1 | 60 | 7 | 0 | 38 | 47 | 26 | 48 | 24 | 21 | 30 | 37 | +| | 51 | 54 | 24 | 38 | 60 | 22 | 62 | 3 | 58 | 4 | 36 | 58 | 36 | +| | 34 | 26 | 21 | 12 | 46 | 51 | 0 | 35 | 55 | 29 | 53 | 23 | 35 | +| | 28 | 46 | 11 | 13 | 63 | 28 | 13 | 49 | 33 | 43 | 46 | 43 | 34 | +| | 5 | 24 | 28 | 41 | 21 | 7 | 35 | 52 | 54 | 35 | 55 | 0 | 33 | +| | 16 | 28 | 0 | 14 | 32 | 47 | 46 | 50 | 38 | 41 | 34 | 13 | 32 | +| | 11 | 0 | 9 | 4 | 57 | 6 | 55 | 56 | 2 | 3 | 8 | 44 | 31 | +| | 35 | 62 | 5 | 30 | 56 | 39 | 59 | 36 | 30 | 1 | 62 | 47 | 30 | +| | 20 | 47 | 26 | 10 | 14 | 8 | 58 | 16 | 18 | 44 | 24 | 40 | 29 | +| | 21 | 30 | 10 | 57 | 48 | 50 | 38 | 12 | 23 | 14 | 31 | 41 | 28 | +| | 32 | 44 | 33 | 6 | 31 | 2 | 50 | 61 | 5 | 34 | 13 | 46 | 27 | +| | 17 | 11 | 63 | 46 | 33 | 5 | 57 | 25 | 19 | 13 | 40 | 59 | 26 | +| | 2 | 59 | 36 | 32 | 58 | 10 | 3 | 31 | 13 | 25 | 11 | 16 | 25 | +| | 22 | 15 | 17 | 16 | 4 | 57 | 11 | 29 | 0 | 40 | 29 | 12 | 24 | +| | 48 | 39 | 13 | 50 | 42 | 52 | 42 | 17 | 51 | 18 | 37 | 18 | 23 | +| | 61 | 35 | 41 | 43 | 11 | 54 | 27 | 57 | 6 | 12 | 47 | 8 | 22 | +| | 6 | 9 | 31 | 47 | 19 | 45 | 41 | 63 | 61 | 19 | 35 | 36 | 21 | +| | 62 | 22 | 56 | 19 | 39 | 46 | 39 | 15 | 40 | 36 | 54 | 11 | 20 | +| | 39 | 4 | 53 | 49 | 17 | 11 | 9 | 47 | 27 | 55 | 15 | 51 | 19 | +| | 14 | 14 | 15 | 28 | 22 | 60 | 33 | 10 | 28 | 21 | 18 | 25 | 18 | +| | 43 | 10 | 18 | 60 | 25 | 36 | 1 | 46 | 17 | 15 | 51 | 9 | 17 | +| | 1 | 32 | 57 | 39 | 20 | 26 | 5 | 1 | 57 | 6 | 16 | 10 | 16 | +| | 24 | 23 | 46 | 53 | 51 | 55 | 4 | 20 | 29 | 22 | 39 | 19 | 15 | +| | 52 | 41 | 20 | 26 | 53 | 62 | 60 | 27 | 43 | 54 | 27 | 5 | 14 | +| | 40 | 27 | 38 | 37 | 45 | 34 | 21 | 32 | 24 | 48 | 43 | 63 | 13 | +| | 7 | 43 | 59 | 3 | 29 | 33 | 30 | 23 | 32 | 59 | 42 | 35 | 12 | +| | 8 | 25 | 47 | 21 | 62 | 32 | 34 | 42 | 37 | 11 | 22 | 50 | 11 | +| | 63 | 7 | 48 | 55 | 1 | 15 | 29 | 30 | 3 | 27 | 9 | 4 | 10 | +| | 36 | 38 | 37 | 5 | 23 | 61 | 24 | 39 | 34 | 10 | 19 | 53 | 9 | +| | 47 | 12 | 1 | 2 | 37 | 18 | 6 | 11 | 35 | 63 | 6 | 52 | 8 | +| | 3 | 52 | 51 | 61 | 38 | 58 | 37 | 6 | 59 | 20 | 52 | 21 | 7 | +| | 46 | 56 | 3 | 62 | 40 | 31 | 25 | 34 | 49 | 62 | 45 | 33 | 6 | +| | 27 | 3 | 2 | 34 | 16 | 20 | 53 | 5 | 21 | 31 | 49 | 55 | 5 | +| | 53 | 34 | 55 | 20 | 26 | 59 | 17 | 41 | 20 | 2 | 28 | 29 | 4 | +| | 30 | 19 | 6 | 48 | 6 | 44 | 49 | 13 | 60 | 30 | 63 | 28 | 3 | +| | 37 | 58 | 42 | 15 | 43 | 40 | 2 | 7 | 11 | 57 | 2 | 37 | 2 | +| | 26 | 21 | 7 | 58 | 8 | 9 | 36 | 59 | 22 | 45 | 23 | 42 | 1 | +| | 49 | 57 | 4 | 17 | 59 | 12 | 61 | 28 | 10 | 39 | 58 | 17 | 0 | + +Permutation element + +| P2 5 | Permutation stage $\pi_{12}$ | | | | | | | | | | | Output | +|-----------------|------------------------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|-------------|--------------|--------------|--------| +| | $\pi_{1/2}$ | $\pi_{2/2}$ | $\pi_{3/2}$ | $\pi_{4/2}$ | $\pi_{5/2}$ | $\pi_{6/2}$ | $\pi_{7/2}$ | $\pi_{8/2}$ | $\pi_{9/2}$ | $\pi_{10/2}$ | $\pi_{11/2}$ | | +| 12 | 13 | 21 | 8 | 27 | 16 | 62 | 55 | 58 | 56 | 60 | 16 | 63 | +| 41 | 20 | 18 | 23 | 52 | 57 | 40 | 38 | 59 | 62 | 15 | 1 | 62 | +| 51 | 16 | 48 | 52 | 36 | 17 | 2 | 54 | 18 | 49 | 47 | 25 | 61 | +| 49 | 51 | 29 | 56 | 61 | 50 | 63 | 22 | 17 | 39 | 61 | 9 | 60 | +| 20 | 47 | 23 | 53 | 33 | 19 | 26 | 57 | 21 | 12 | 50 | 45 | 59 | +| 31 | 3 | 30 | 62 | 28 | 37 | 24 | 13 | 37 | 7 | 58 | 41 | 58 | +| 30 | 1 | 24 | 15 | 60 | 11 | 51 | 43 | 39 | 23 | 18 | 42 | 57 | +| 10 | 29 | 57 | 32 | 23 | 0 | 22 | 52 | 53 | 55 | 16 | 2 | 56 | +| 61 | 30 | 20 | 7 | 29 | 43 | 52 | 5 | 23 | 42 | 40 | 58 | 55 | +| 59 | 26 | 10 | 3 | 44 | 49 | 11 | 34 | 26 | 4 | 20 | 43 | 54 | +| 35 | 43 | 53 | 25 | 42 | 58 | 57 | 32 | 5 | 11 | 37 | 35 | 53 | +| 19 | 37 | 61 | 58 | 48 | 32 | 46 | 60 | 2 | 33 | 23 | 15 | 52 | +| 14 | 24 | 2 | 9 | 1 | 28 | 21 | 44 | 57 | 52 | 5 | 31 | 51 | +| 36 | 50 | 34 | 49 | 4 | 39 | 48 | 3 | 62 | 17 | 26 | 13 | 50 | +| 13 | 23 | 38 | 36 | 56 | 29 | 53 | 28 | 16 | 13 | 3 | 33 | 49 | +| 57 | 45 | 35 | 2 | 41 | 25 | 34 | 26 | 40 | 57 | 32 | 6 | 48 | +| 5 | 34 | 15 | 42 | 37 | 56 | 59 | 56 | 0 | 3 | 49 | 47 | 47 | +| 28 | 0 | 62 | 31 | 31 | 21 | 7 | 25 | 3 | 16 | 45 | 52 | 46 | +| 37 | 22 | 39 | 21 | 50 | 27 | 0 | 17 | 44 | 50 | 9 | 32 | 45 | +| 34 | 35 | 59 | 57 | 40 | 31 | 37 | 49 | 10 | 44 | 36 | 28 | 44 | +| 8 | 52 | 37 | 45 | 62 | 40 | 43 | 62 | 48 | 30 | 31 | 48 | 43 | +| 1 | 7 | 43 | 38 | 10 | 15 | 13 | 8 | 22 | 34 | 38 | 50 | 42 | +| 47 | 58 | 47 | 50 | 16 | 47 | 19 | 53 | 8 | 6 | 39 | 19 | 41 | +| 43 | 28 | 26 | 10 | 32 | 26 | 44 | 63 | 13 | 10 | 10 | 53 | 40 | +| 21 | 55 | 56 | 46 | 43 | 34 | 36 | 18 | 33 | 21 | 28 | 59 | 39 | +| 26 | 59 | 19 | 26 | 34 | 36 | 8 | 11 | 1 | 40 | 46 | 30 | 38 | +| 16 | 56 | 8 | 59 | 3 | 48 | 18 | 41 | 47 | 59 | 59 | 55 | 37 | +| 18 | 62 | 4 | 40 | 19 | 44 | 17 | 27 | 11 | 38 | 51 | 57 | 36 | +| 24 | 5 | 22 | 19 | 5 | 45 | 23 | 61 | 6 | 9 | 29 | 63 | 35 | +| 60 | 49 | 46 | 47 | 15 | 38 | 30 | 19 | 36 | 8 | 57 | 11 | 34 | +| 62 | 4 | 51 | 34 | 21 | 9 | 5 | 16 | 56 | 46 | 62 | 27 | 33 | +| 44 | 8 | 41 | 48 | 7 | 3 | 42 | 14 | 45 | 29 | 14 | 54 | 32 | +| 22 | 11 | 32 | 60 | 59 | 54 | 20 | 12 | 34 | 14 | 24 | 8 | 31 | +| 39 | 31 | 52 | 54 | 0 | 18 | 27 | 50 | 19 | 15 | 52 | 23 | 30 | +| 42 | 41 | 55 | 41 | 13 | 14 | 3 | 37 | 28 | 45 | 25 | 5 | 29 | +| 0 | 38 | 1 | 20 | 57 | 46 | 58 | 29 | 24 | 51 | 4 | 34 | 28 | +| 50 | 27 | 49 | 30 | 24 | 63 | 15 | 59 | 38 | 18 | 22 | 12 | 27 | +| 23 | 40 | 60 | 11 | 47 | 4 | 33 | 33 | 46 | 25 | 21 | 37 | 26 | +| 32 | 33 | 13 | 33 | 58 | 61 | 35 | 30 | 60 | 36 | 42 | 51 | 25 | +| 63 | 17 | 6 | 27 | 2 | 53 | 47 | 9 | 55 | 19 | 6 | 20 | 24 | +| 11 | 54 | 11 | 35 | 49 | 52 | 54 | 36 | 14 | 22 | 33 | 44 | 23 | +| 29 | 60 | 54 | 14 | 11 | 12 | 4 | 23 | 61 | 27 | 53 | 61 | 22 | +| 4 | 57 | 63 | 22 | 6 | 55 | 49 | 48 | 27 | 43 | 7 | 29 | 21 | +| 27 | 2 | 5 | 17 | 38 | 5 | 16 | 0 | 7 | 48 | 13 | 38 | 20 | +| 58 | 21 | 50 | 5 | 63 | 13 | 38 | 47 | 31 | 32 | 34 | 39 | 19 | +| 6 | 32 | 25 | 12 | 26 | 30 | 32 | 21 | 29 | 31 | 0 | 24 | 18 | +| 52 | 44 | 0 | 55 | 22 | 62 | 56 | 51 | 30 | 60 | 43 | 62 | 17 | +| 53 | 25 | 58 | 63 | 8 | 60 | 12 | 10 | 52 | 28 | 30 | 40 | 16 | +| 55 | 42 | 36 | 0 | 45 | 22 | 29 | 42 | 15 | 61 | 17 | 22 | 15 | +| 33 | 19 | 42 | 61 | 20 | 23 | 50 | 58 | 12 | 47 | 11 | 3 | 14 | +| 46 | 48 | 7 | 18 | 17 | 33 | 60 | 7 | 32 | 1 | 48 | 26 | 13 | +| 7 | 53 | 31 | 4 | 30 | 42 | 25 | 35 | 25 | 26 | 2 | 36 | 12 | +| 56 | 10 | 3 | 51 | 46 | 35 | 61 | 15 | 4 | 24 | 35 | 4 | 11 | +| 17 | 9 | 16 | 39 | 55 | 20 | 6 | 40 | 50 | 0 | 55 | 46 | 10 | +| 38 | 15 | 44 | 6 | 9 | 24 | 31 | 31 | 54 | 41 | 1 | 14 | 9 | +| 2 | 12 | 17 | 1 | 12 | 7 | 41 | 24 | 49 | 58 | 27 | 49 | 8 | +| 15 | 6 | 9 | 16 | 54 | 41 | 1 | 45 | 41 | 5 | 19 | 21 | 7 | +| 48 | 18 | 45 | 24 | 18 | 59 | 28 | 20 | 51 | 53 | 12 | 56 | 6 | +| 9 | 63 | 28 | 29 | 14 | 10 | 10 | 46 | 35 | 54 | 41 | 10 | 5 | +| 45 | 36 | 27 | 44 | 25 | 51 | 55 | 1 | 20 | 37 | 56 | 0 | 4 | +| 3 | 61 | 14 | 28 | 53 | 8 | 14 | 6 | 43 | 20 | 54 | 18 | 3 | +| 54 | 46 | 12 | 43 | 39 | 2 | 45 | 39 | 9 | 2 | 8 | 7 | 2 | +| 25 | 39 | 40 | 37 | 35 | 6 | 39 | 4 | 42 | 63 | 63 | 60 | 1 | +| 40 | 14 | 33 | 13 | 51 | 1 | 9 | 2 | 63 | 35 | 44 | 17 | 0 | + +Permutation element + +# Bibliography + +- [b-ITU-T G.698.2] Recommendation ITU-T G.698.2 (2018), *Amplified multichannel dense wavelength division multiplexing applications with single channel optical interfaces.* +- [b-ITU-T G.7712] Recommendation ITU-T G.7712/Y.1703 (2010), *Architecture and specification of data communication network.* +- [b-ITU-T G-Sup.58] ITU-T G-series Recommendations – Supplement 58 (2018), *OTN Module Framer Interfaces (MFI).* + +## ITU-T Y-SERIES RECOMMENDATIONS + +## GLOBAL INFORMATION INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS, NEXT-GENERATION NETWORKS, INTERNET OF THINGS AND SMART CITIES + +| | | +|--------------------------------------------------------------------|----------------------| +| GLOBAL INFORMATION INFRASTRUCTURE | | +| General | Y.100–Y.199 | +| Services, applications and middleware | Y.200–Y.299 | +| Network aspects | Y.300–Y.399 | +| Interfaces and protocols | Y.400–Y.499 | +| Numbering, addressing and naming | Y.500–Y.599 | +| Operation, administration and maintenance | Y.600–Y.699 | +| Security | Y.700–Y.799 | +| Performances | Y.800–Y.899 | +| INTERNET PROTOCOL ASPECTS | | +| General | Y.1000–Y.1099 | +| Services and applications | Y.1100–Y.1199 | +| Architecture, access, network capabilities and resource management | Y.1200–Y.1299 | +| Transport | Y.1300–Y.1399 | +| Interworking | Y.1400–Y.1499 | +| Quality of service and network performance | Y.1500–Y.1599 | +| Signalling | Y.1600–Y.1699 | +| Operation, administration and maintenance | Y.1700–Y.1799 | +| Charging | Y.1800–Y.1899 | +| IPTV over NGN | Y.1900–Y.1999 | +| NEXT GENERATION NETWORKS | | +| Frameworks and functional architecture models | Y.2000–Y.2099 | +| Quality of Service and performance | Y.2100–Y.2199 | +| Service aspects: Service capabilities and service architecture | Y.2200–Y.2249 | +| Service aspects: Interoperability of services and networks in NGN | Y.2250–Y.2299 | +| Enhancements to NGN | Y.2300–Y.2399 | +| Network management | Y.2400–Y.2499 | +| Network control architectures and protocols | Y.2500–Y.2599 | +| Packet-based Networks | Y.2600–Y.2699 | +| Security | Y.2700–Y.2799 | +| Generalized mobility | Y.2800–Y.2899 | +| Carrier grade open environment | Y.2900–Y.2999 | +| FUTURE NETWORKS | Y.3000–Y.3499 | +| CLOUD COMPUTING | Y.3500–Y.3999 | +| INTERNET OF THINGS AND SMART CITIES AND COMMUNITIES | | +| General | Y.4000–Y.4049 | +| Definitions and terminologies | Y.4050–Y.4099 | +| Requirements and use cases | Y.4100–Y.4249 | +| Infrastructure, connectivity and networks | Y.4250–Y.4399 | +| Frameworks, architectures and protocols | Y.4400–Y.4549 | +| Services, applications, computation and data processing | Y.4550–Y.4699 | +| Management, control and performance | Y.4700–Y.4799 | +| Identification and security | Y.4800–Y.4899 | +| Evaluation and assessment | Y.4900–Y.4999 | + +For further details, please refer to the list of ITU-T Recommendations. + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.737-198811-I_PDF-E/raw.md b/marked/G/T-REC-G.737-198811-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..261b29acfdcd38dda54b1599739f06b4c2326ca4 --- /dev/null +++ b/marked/G/T-REC-G.737-198811-I_PDF-E/raw.md @@ -0,0 +1,288 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.737** + +**GENERAL ASPECTS OF DIGITAL TRANSMISSION +SYSTEMS** + +**TERMINAL EQUIPMENTS** + +--- + +**CHARACTERISTICS OF AN EXTERNAL +ACCESS EQUIPMENT OPERATING AT +2048 kbit/s OFFERING SYNCHRONOUS +DIGITAL ACCESS AT 384 kbit/s AND/OR +64 kbit/s** + +**ITU-T Recommendation G.737** + +(Extract from the *Blue Book*) + +--- + +# NOTES + +1 ITU-T Recommendation G.737 was published in Fascicle III.4 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# CHARACTERISTICS OF AN EXTERNAL ACCESS EQUIPMENT OPERATING AT 2048 kbit/s OFFERING SYNCHRONOUS DIGITAL ACCESS AT 384 kbit/s AND/OR 64 kbit/s + +(former Recommendation G.739 of Volume III of the Yellow Book) + +This Recommendation gives the characteristics of equipment (external to PCM muldexes) operating at 2048 kbit/s and providing one or several of the following tributaries into/from channel time slots of a 2048 kbit/s composite signal: + +- bidirectional synchronous 64 kbit/s access (Figure 1 a/G.737); +- unidirectional synchronous 384 kbit/s access (Figure 1 b/G.737). + +The 384 kbit/s channel is based on the allocation of 6 x 64 kbit/s time slots, e.g. for setting up sound-programme circuits according to Recommendations J.41 and J.42. Because these circuits are specified as unidirectional the equipment for insertion/extraction has to be separated as shown in Figure 1 b/G.737. + +![Figure 1/G.737: External access equipment for 64 and 384 kbit/s channels. The diagram is divided into two parts, (a) and (b). Part (a) shows bidirectional synchronous insertion/extraction of 64 kbit/s data channels. A central rectangular block represents the equipment. On the left, a '2048 kbit/s interface' has an insertion side (I0) and an extraction side (E0). On the right, the same interface has an insertion side (I1) and an extraction side (E1). Below the central block, multiple '64 kbit/s interface' points are shown, each with an insertion side (I2) and an extraction side (E2). Arrows indicate data flow from I0 and I2 into the block, and from the block to E1 and E2. Part (b) shows unidirectional synchronous insertion and extraction of a digital sound-programme (DSP) signal into/out of a 384 kbit/s channel. The central block has a '2048 kbit/s interface' on the left (I0, E0) and on the right (I1, E1). Above the block, 'DSP access' points are shown with insertion sides (I3) and a timing signal (T). Below the block, 'DSP access' points are shown with extraction sides (E3). Arrows indicate data flow from I0 and I3 into the block, and from the block to E1 and E3. A legend at the bottom defines the symbols: I0, I1 Insertion side; E0, E1 Extraction side; I2, E2 64 kbit/s interface; I3, E3 Synchronous digital sound-programme access; T Timing signal. The diagram is labeled 'a) Bidirectional synchronous insertion/extraction of 64 kbit/s data channels' and 'b) Unidirectional synchronous insertion and extraction of a digital sound-programme (DSP) signal into/out of a 384 kbit/s channel'. A small code 'TI810100-89' is present near the bottom right of part (b).](2df09d249c38abee55dbf0526dd6da0a_img.jpg) + +Figure 1/G.737: External access equipment for 64 and 384 kbit/s channels. The diagram is divided into two parts, (a) and (b). Part (a) shows bidirectional synchronous insertion/extraction of 64 kbit/s data channels. A central rectangular block represents the equipment. On the left, a '2048 kbit/s interface' has an insertion side (I0) and an extraction side (E0). On the right, the same interface has an insertion side (I1) and an extraction side (E1). Below the central block, multiple '64 kbit/s interface' points are shown, each with an insertion side (I2) and an extraction side (E2). Arrows indicate data flow from I0 and I2 into the block, and from the block to E1 and E2. Part (b) shows unidirectional synchronous insertion and extraction of a digital sound-programme (DSP) signal into/out of a 384 kbit/s channel. The central block has a '2048 kbit/s interface' on the left (I0, E0) and on the right (I1, E1). Above the block, 'DSP access' points are shown with insertion sides (I3) and a timing signal (T). Below the block, 'DSP access' points are shown with extraction sides (E3). Arrows indicate data flow from I0 and I3 into the block, and from the block to E1 and E3. A legend at the bottom defines the symbols: I0, I1 Insertion side; E0, E1 Extraction side; I2, E2 64 kbit/s interface; I3, E3 Synchronous digital sound-programme access; T Timing signal. The diagram is labeled 'a) Bidirectional synchronous insertion/extraction of 64 kbit/s data channels' and 'b) Unidirectional synchronous insertion and extraction of a digital sound-programme (DSP) signal into/out of a 384 kbit/s channel'. A small code 'TI810100-89' is present near the bottom right of part (b). + +FIGURE 1/G.737 + +External access equipment for 64 and 384 kbit/s channels + +## 1 General characteristics + +### 1.1 Bit rate + +The nominal bit rate is 2048 kbit/s. The tolerance on this rate is $\pm 50$ parts per million (ppm). + +### 1.2 Types of external access + +- a) Bidirectional synchronous insertion/extraction of 64 kbit/s data channels (see Figure 1 a/G.737). + +*Note 1* - The timing signal for the insertion side should be derived from the 2048 kbit/s incoming signal at the insertion side ( $I_0$ ): the timing signal for the extraction side should be derived from the 2048 kbit/s incoming signal at the extraction side ( $E_1$ ). + +*Note 2* - The provision of a timing signal output, available for the purpose of synchronizing other equipments, is an option that might be required depending upon national synchronization arrangements. + +*Note 3* - Further study is required on the possible need for an internal clock. + +- b) Unidirectional synchronous insertion and extraction of a digital sound-programme signal into/out of a 384 kbit/s channel (see Figure 1 b/G.737). + +*Note* - The synchronous insertion equipment for 384 kbit/s signals requires the internal regeneration of a timing signal synchronized by the 2048 kbit/s input signal $I_0$ . This timing signal output of the synchronous insertion equipment is used for synchronizing the sampling frequency of the analogue/digital converter. + +## 2 Frame structure and use of derived channel time slots + +### 2.1 Frame structure of the 2048 kbit/s signal + +Refer to § 2.3 of Recommendation G.704. Bit 1 of the frame should be used in accordance with § 2.3.3 of Recommendation G.704, i.e. for a CRC check bit procedure. + +### 2.2 Use of derived channel time slots + +Time slots not accessed flow transparently through the equipment. + +*Note* - Further study is required as to whether the binary content of time slots used at the access points should be replaced, after extraction from the composite signal, by the AIS. + +#### 2.2.1 64 kbit/s access + +The number of accessible channel time slots should be at least four and the equipment shall allow access to any of channel time slots 1 to 15 and 17 to 31. + +*Note* - Equipment exists which provides access to at least four channel time slots in the following order of priority: 6 - 22 - 14 - 30 - 2 - 18 - 10 - 26 - 4 - 20 - 12 - 28 - 8 - 24 - 5 - 21 - 13 - 29 - 1 - 17 - 9 - 25 - 3 - 19 - 11 - 27 - 7 - 23 - 15 - 31. + +#### 2.2.2 384 kbit/s access + +The time slot allocation for digital channels with a bit rate at 384 kbit/s is given in Table 1/G.737. + +TABLE 1/G.737 + +| 384 kbit/s channels (Note 1) | | | | | Digital sound-programme access points | +|------------------------------|-------------------|-------------------|----------------------|----------------------|---------------------------------------| +| A | B | C | D | E | | +| 1-2-3
17-18-19 | 4-5-6
20-21-22 | 7-8-9
23-24-25 | 10-11-12
26-27-28 | 13-14-15
29-30-31 | I3, T, E3
Figure 1b/G.735 | + +*Note 1* - The five possible 384 kbit/s channels in a 2048 kbit/s stream are numbered A to E. Preferably the channel pairs A-B and C-D should be used for stereophonic transmission. + +*Note 2* - If the channel time slot 16 which is assigned to signalling as covered in § 5 is not needed for signalling, it may be used for purposes other than a voice channel encoded within the PCM multiplex equipment. + +## 3 Frame alignment and CRC procedures both at insertion ( $I_0$ ) and extraction ( $E_1$ ) sides + +An illustration of the procedure is given in Figure 2/G.706. + +### 3.1 Loss of frame alignment + +Refer to § 4.1.1 of Recommendation G.706. + +### 3.2 Recovery of frame alignment + +Refer to § 4.1.2 of Recommendation G.706. + +### 3.3 CRC multiframe alignment in TSO + +Refer to § 4.2 of Recommendation G.706. + +### 3.4 CRC bit monitoring + +Refer to § 4.3 of Recommendation G.706. + +## 4 Fault conditions and consequent actions + +### 4.1 Fault conditions + +The equipment should detect the following fault conditions: + +#### 4.1.1 Failure of power supply. + +#### 4.1.2 Loss of incoming signal at $I_2$ or $I_3$ . + +*Note* - This detection is not mandatory when contradirectional interfaces are used. + +#### 4.1.3 Loss of the incoming signal at 2048 kbit/s both at insertion ( $I_0$ ) and extraction ( $E_1$ ) sides. + +*Note 1* - The detection of this fault condition is required only when it does not result in an indication of loss of frame alignment. + +*Note 2* - Where separate circuits are used for the digital signal and the timing signal, the loss of either or both should constitute loss of the incoming signal. + +#### 4.1.4 Loss of frame alignment both at insertion ( $I_0$ ) and extraction ( $E_1$ ) sides. + +4.1.5 Excessive bit error ratio detected by monitoring the frame alignment signal at both the insertion ( $I_0$ ) and extraction ( $E_1$ ) sides. + +*Note* - The detection of this fault condition at insertion side ( $I_0$ ) depends on the type of application of this equipment in a network and therefore is not mandatory. + +4.1.5.1 With a random bit error ratio of $\leq 10^{-4}$ , the probability of activating the indication of fault condition within a few seconds should be less than $10^{-6}$ . + +With a random bit error ratio of $\geq 10^{-3}$ , the probability of activating the indication of fault condition within a few seconds should be higher than 0.95. + +4.1.5.2 With a random bit error ratio of $\geq 10^{-3}$ , the probability of deactivating the indication of fault condition within a few seconds should be almost 0. + +With a random bit error ratio of $\leq 10^{-4}$ , the probability of deactivating the indication of fault condition within a few seconds should be higher than 0.95. + +*Note* - The activating and the deactivating period specified as "a few seconds" is intended to be in the order of 4 to 5 seconds. + +### 4.2 *Consequent actions* + +Further to the detection of a fault condition, appropriate actions should be taken as specified in Table 2/G.737. The consequent actions are as follows: + +4.2.1 Prompt maintenance alarm indication generated to signify that performance is below acceptable standards and maintenance attention is required locally. When the AIS at the 2048 kbit/s inputs ( $I_0$ , $E_1$ ) is detected (see General Notes below to § 4.2), the prompt maintenance alarm indication associated with loss of frame alignment (see § 4.1.4) and excessive error ratio (see § 4.1.5) should be inhibited, while the rest of the consequent actions are in accordance with those associated in Table 2/G.737 with the two fault conditions. + +*Note* - The location and provision of any visual and/or audible alarm activated by the alarm indications given in § 4.2.1 is left to the discretion of each Administration. + +4.2.2 AIS applied to $E_2$ or $E_3$ outputs (see General Notes below to § 4.2). This action should be taken as soon as possible and not later than 2 ms after the detection of the fault condition. + +4.2.3 AIS applied to relevant time slots in the composite 2048 kbit/s output signal at insertion side ( $I_1$ ) if supervision of the incoming $I_2$ and $I_3$ signal is provided. + +4.2.4 Inhibition of $I_2$ or $I_3$ digital information insertion. + +4.2.5 Both 2048 kbit/s signals are bypassed. + +*Note* - The provision of this consequent action depends on the type of application of this equipment in a network and therefore is not mandatory. + +4.2.6 AIS applied to the 2048 kbit/s output, extraction side ( $E_0$ ). + +*Note* - The provision of this consequent action depends on the type of application of this equipment in a network and therefore is not mandatory. + +4.2.7 AIS applied to the 2048 kbit/s output, insertion side ( $I_1$ ). + +*Note* - The provision of this consequent action depends on the type of this equipment in a network and therefore is not mandatory. + +*General Note to § 4.2* + +*Note 1* - The equivalent binary content of the alarm indication signal (AIS) is a continuous stream of binary 1s. The strategy for detecting the presence of the AIS should be such that with a high probability the AIS is detectable even in the presence of random errors having a mean error ratio $1 \cdot 10^{-3}$ . Nevertheless, a signal in which all the binary elements, with the exception of the frame alignment signal, are in the state 1, should not be taken as an AIS. + +*Note 2* - All timing requirements quoted apply equally to restoration, subsequent to the fault condition clearing. + +## 5 Interfaces + +The digital interfaces at 2048 kbit/s should be in accordance with Recommendation G.703. + +The digital interfaces at 64 kbit/s should be either of the codirectional or the contradirectional type specified in Recommendation G.703. + +The need to define a digital interface operating at 384 kbit/s is under study. + +*Note 1* - It should be noted that according to the principle of minimizing the number of different types of interfaces, the information rate of 384 kbit/s will be offered to customers at the user/network interface level using the 2048 kbit/s interface as defined in Recommendations I.431 and G.703. + +*Note 2* - In the case of the 64 kbit/s codirectional interface, the design of the input ports should take account of the need to provide octet alignment, to allow controlled slips when the tributary timing and that of the multiplexer timing source are plesiochronous, and to absorb jitter and wander up to the limits given in Recommendation G.823. + +TABLE 2/G.737 + +## **Fault conditions and consequent actions for the external access equipment** + +| Fault conditions (see § 4.1) | | Consequent actions (see § 4.2) | | | | Both 2048 kbit/s signal are bypassed (see Note under § 4.2.5) | AIS applied to the 2048 kbit/s output, extraction side (E 0 ) (see Note under § 4.2.6) | AIS applied to the 2048 kbit/s output, insertion side (I 1 ) (see Note under § 4.2.7) | +|---------------------------------------------------------------------------------------------|---------------------------|------------------------------------------------|---------------------------------------------------------|-----------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------| +| | | Prompt maintenance alarms indication generated | AIS applied to E 2 or E 3 outputs | Inhibition of digital information insertion I 2 , I 3 | AIS applied to the relevant time slot of the 2048 kbit/s composite signal at insertion side (I 1 ) | | | | +| Failure of power supply | | Yes | | | | Yes | Yes (if practicable) | Yes (if practicable) | +| Loss of incoming signal at I 2 or I 3 inputs (see Note under § 4.1.2) | | Yes | | | Yes | | | | +| Loss of incoming signal at 2048 kbit/s | Extr.s. (E 1 ) | Yes | Yes | | | | Yes | | +| | Ins.s. (I 0 ) | Yes | | Yes | | | | Yes | +| Loss of frame alignment (see Note 2 of Rec. G.706, § 4.2) | Extr.s. (E 1 ) | Yes (see § 4.2.1) | Yes | | | | Yes | | +| | Ins.s. (I 0 ) | Yes (see § 4.2.1) | | Yes | | | | Yes | +| Error ratio $1 \cdot 10^{-3}$ on the frame alignment signal (see Note under § 4.1.5) | Extr.s. (E 1 ) | Yes (see § 4.2.1) | Yes | | | | Yes | | +| | Ins.s. (I 0 ) | Yes (see § 4.2.1) | | Yes | | | | Yes | + +*Note* - A *Yes* in the table signifies that an action should be taken as a consequence of the relevant fault condition. An *open space* in the table signifies that the relevant action should *not* be taken as a consequence of the relevant fault condition, if this condition is the only one present. If more than one fault condition is simultaneously present, the relevant action should be taken if, for at least one of the conditions, a *Yes* is defined in relation to this action. + +## 6 Jitter + +### 6.1 *Jitter at 2048 kbit/s output* + +When there is no jitter on the 2048 kbit/s inputs ( $I_0$ , $E_1$ ) the peak-to-peak jitter at the 2048 kbit/s outputs ( $I_1$ , $E_0$ ) should not exceed 0.10 UI when it is measured within the frequency range from $f_1 = 20$ Hz to $f_4 = 100$ kHz. The equivalent binary content of the test signal applied at the 2048 kbit/s input shall be a pseudo-random bit sequence of length $2^{15} - 1$ as specified in Recommendation O.151. See Figure 2/G.823. + +*Note* - It may be necessary to include a frame alignment signal in the test signal to enable the measurement to be carried out. + +### 6.2 *Jitter at $E_2$ and $E_3$ outputs* + +6.2.1 The jitter at the $E_2$ (64 kbit/s) output when there is no jitter at the 2048 kbit/s input ( $E_1$ ) should not exceed 0.025 UI when measured within the frequency range from $f_1 = 20$ Hz to $f_4 = 10$ kHz. The equivalent binary content of the test signal applied at the 2048 kbit/s input shall be a pseudo-random bit sequence of length $2^{15} - 1$ as specified in Recommendation O.151. + +*Note* - In order to carry out this measurement without invoking AIS at the 64 kbit/s output, it will normally be necessary to include a frame alignment signal in the test signal. + +6.2.2 Since the physical and electrical characteristics of a 384 kbit/s interface are identical to those of the 2048 kbit/s interface, the jitter at the $E_3$ (synchronous 384 kbit/s) output when there is no jitter at the 2048 kbit/s input ( $E_1$ ) is according to § 6.1 above. + +### 6.3 *Jitter transfer functions* + +6.3.1 The jitter transfer function between the 2048 kbit/s input ( $I_0$ , $E_1$ ) and the output ( $I_1$ , $E_0$ ) should not exceed the gain/frequency limits given in Figure 2/G.737. + +Some Administrations require that equipment be fitted with jitter reducers. In this case, the jitter transfer function should not exceed the gain/frequency limits given in Figure 3/G.737. + +*Note 1* - The 2048 kHz signal shall be modulated with sinusoidal jitter. The equivalent binary content of the test signal shall be 1000. + +*Note 2* - It may be necessary to include a frame alignment signal in the test signal to enable the measurement to be carried out. + +6.3.2 The jitter transfer function between the 2048 kbit/s input ( $E_1$ ) and the $E_2$ (64 kbit/s) output should not exceed -29.6 dB when measured over the frequency range $f_0$ to 10 kHz. The frequency $f_0$ should be less than 20 Hz and as low as possible (e.g. 10 Hz), taking into account the limitations of measuring equipment. + +*Note 1* - The 2048 kbit/s test signal shall be modulated by sinusoidal jitter. The equivalent binary content of the test signal shall be 1000. + +*Note 2* - In order to carry out this measurement without invoking AIS at the 64 kbit/s output, it will normally be necessary to include a frame alignment signal in the test signal. + +*Note 3* - The jitter reduction of 1/32 due to demultiplexing is equivalent to -30.1 dB. + +6.3.3 Since the physical and electrical characteristics of a 384 kbit/s interface are identical to those of the 2048 kbit/s interface, the jitter transfer function between the 2048 kbit/s input ( $E_1$ ) and $E_3$ (synchronous 384 kbit/s) output is according to § 6.3.1 above. + +![Figure 2/G.737: A graph showing the relationship between 20 log J_out/J_in (dB) and frequency. The y-axis ranges from -19.5 to 0.5 dB. The x-axis has markers for f_0, 1.4 kHz, 36 kHz, and 100 kHz. The graph shows a flat region at 0.5 dB from f_0 to 1.4 kHz, a downward slope of 20 dB/decade from 1.4 kHz to 36 kHz, and a flat region at -8.4 dB from 36 kHz to 100 kHz. The area between the 0.5 dB line and the downward slope is shaded. A dashed horizontal line is at 0 dB. A label 'Note 3' with an arrow points to the shaded area. The code 'TI501550-88' is at the bottom right.](adb1f42239329fa8283d1a40005f989f_img.jpg) + +Figure 2/G.737: A graph showing the relationship between 20 log J\_out/J\_in (dB) and frequency. The y-axis ranges from -19.5 to 0.5 dB. The x-axis has markers for f\_0, 1.4 kHz, 36 kHz, and 100 kHz. The graph shows a flat region at 0.5 dB from f\_0 to 1.4 kHz, a downward slope of 20 dB/decade from 1.4 kHz to 36 kHz, and a flat region at -8.4 dB from 36 kHz to 100 kHz. The area between the 0.5 dB line and the downward slope is shaded. A dashed horizontal line is at 0 dB. A label 'Note 3' with an arrow points to the shaded area. The code 'TI501550-88' is at the bottom right. + +*Note 1* - The frequency $f_0$ should be less than 20 Hz and as low as possible (e.g. 10 Hz), taking into account the limitations of measuring equipment + +*Note 2* - To achieve accurate measurements the use of a selective method is recommended with a bandwidth sufficiently small referred to the relevant measurement frequency, but not wider than 40 Hz. + +*Note 3* - For interfaces within national boundaries, this characteristic may be used + +FIGURE 2/G.737 + +![Figure 3/G.737: A graph showing the relationship between 20 log J_out/J_in (dB) and frequency. The y-axis ranges from -19.5 to 0.5 dB. The x-axis has markers for f_0, 40 Hz, 400 Hz, and 100 kHz. The graph shows a flat region at 0.5 dB from f_0 to 40 Hz, a downward slope of 20 dB/decade from 40 Hz to 400 Hz, and a flat region at -19.5 dB from 400 Hz to 100 kHz. The area between the 0.5 dB line and the downward slope is shaded. A dashed horizontal line is at 0 dB. The code 'TI501560-88' is at the bottom right.](8ee3b76dd49f31624d287885bc2c81ee_img.jpg) + +Figure 3/G.737: A graph showing the relationship between 20 log J\_out/J\_in (dB) and frequency. The y-axis ranges from -19.5 to 0.5 dB. The x-axis has markers for f\_0, 40 Hz, 400 Hz, and 100 kHz. The graph shows a flat region at 0.5 dB from f\_0 to 40 Hz, a downward slope of 20 dB/decade from 40 Hz to 400 Hz, and a flat region at -19.5 dB from 400 Hz to 100 kHz. The area between the 0.5 dB line and the downward slope is shaded. A dashed horizontal line is at 0 dB. The code 'TI501560-88' is at the bottom right. + +*Note 1* - The frequency $f_0$ should be less than 20 Hz and as low as possible (e.g. 10 Hz), taking into account the limitations of measuring equipment. + +*Note 2* - To achieve accurate measurements, the use of a selective method is recommended with a bandwidth sufficiently small referred to the relevant measurement frequency, but not wider than 40 Hz. + +FIGURE 3/G.737 \ No newline at end of file diff --git a/marked/G/T-REC-G.738-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg b/marked/G/T-REC-G.738-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..64672153e39c851d9e16fdbc702e526c7ba7e8a7 --- /dev/null +++ b/marked/G/T-REC-G.738-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:454a9958ffe168868cb7d38a0eb24418dafe31a7a4245c992089b2316ac37d3e +size 7392 diff --git a/marked/G/T-REC-G.738-198811-I_PDF-E/8ee3b76dd49f31624d287885bc2c81ee_img.jpg b/marked/G/T-REC-G.738-198811-I_PDF-E/8ee3b76dd49f31624d287885bc2c81ee_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..089f3466aee9510b57fd7eeeeef352896a97d24d --- /dev/null +++ b/marked/G/T-REC-G.738-198811-I_PDF-E/8ee3b76dd49f31624d287885bc2c81ee_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:0a4016729a1a528ece020d260c24fa81e1452ac6da45762a35343b1eec2289ae +size 32832 diff --git a/marked/G/T-REC-G.738-198811-I_PDF-E/adb1f42239329fa8283d1a40005f989f_img.jpg b/marked/G/T-REC-G.738-198811-I_PDF-E/adb1f42239329fa8283d1a40005f989f_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..3223b3973931e44768c9a927897b25d11b69a7be --- /dev/null +++ b/marked/G/T-REC-G.738-198811-I_PDF-E/adb1f42239329fa8283d1a40005f989f_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:8e43baf40098686c4cc2d378d93cb2797438f8edd9abfc47996e5550ce3c4aac +size 42213 diff --git a/marked/G/T-REC-G.738-198811-I_PDF-E/d3ca266c298aeb34b019960c6c36f187_img.jpg b/marked/G/T-REC-G.738-198811-I_PDF-E/d3ca266c298aeb34b019960c6c36f187_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..e78d93c699ac7405da2463c0d4263ac8433bf75c --- /dev/null +++ b/marked/G/T-REC-G.738-198811-I_PDF-E/d3ca266c298aeb34b019960c6c36f187_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:6e66bb28edcabf0314c102dbc02dab2780a0b9d624500c71d5f6f63eb3865097 +size 113509 diff --git a/marked/G/T-REC-G.746-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg b/marked/G/T-REC-G.746-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..64672153e39c851d9e16fdbc702e526c7ba7e8a7 --- /dev/null +++ b/marked/G/T-REC-G.746-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:454a9958ffe168868cb7d38a0eb24418dafe31a7a4245c992089b2316ac37d3e +size 7392 diff --git a/marked/G/T-REC-G.746-198811-I_PDF-E/raw.md b/marked/G/T-REC-G.746-198811-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..5a5fb268f652cadd352c4ba6d55661f6fb0bbe77 --- /dev/null +++ b/marked/G/T-REC-G.746-198811-I_PDF-E/raw.md @@ -0,0 +1,139 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.746** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**GENERAL ASPECTS OF DIGITAL TRANSMISSION +SYSTEMS** + +**TERMINAL EQUIPMENTS** + +--- + +**CHARACTERISTICS OF SECOND ORDER +PCM MULTIPLEX EQUIPMENT OPERATING +AT 6312 kbit/s** + +**ITU-T Recommendation G.746** + +(Extract from the *Blue Book*) + +--- + +# NOTES + +1 ITU-T Recommendation G.746 was published in Fascicle III.4 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# **CHARACTERISTICS OF SECOND ORDER PCM MULTIPLEX EQUIPMENT OPERATING AT 6312 kbit/s** + +*(Malaga-Torremolinos, 1984)* + +## **1 General characteristics** + +### **1.1 *Fundamental characteristics*** + +The encoding law used is the $\mu$ -law as specified in Recommendation G.711. The sampling rate, load capacity and the code are also specified in that Recommendation. + +The number of quantized values is 255. Two character signals are reserved for zero value (11111111 and 01111111). + +In some networks the all 0 character signal (00000000) is eliminated to avoid loss of timing information to the digital line, resulting in 254 quantized values. + +### **1.2 *Bit rate*** + +The nominal bit rate is 6312 kbit/s. The tolerance on this rate is $\pm 30$ parts per million (ppm). + +### **1.3 *Timing signal*** + +It should be possible to derive the transmitting timing signal of a PCM multiplex equipment from an internal source, from the incoming digital signal and also from an external source. + +## **2 Frame structure** + +Refer to §§ 3.2.1 and 3.2.2 of Recommendation G.704 for frame structure and use of derived channel time slots. + +## **3 Loss and recovery of frame alignment** + +The strategy for the loss and recovery of frame alignment should be according to Rec. G.706, § 3.1. + +## **4 Fault conditions and consequent actions** + +### **4.1 *Fault conditions*** + +The PCM multiplex equipment should detect the following conditions: + +4.1.1 Failure of power supply. + +4.1.2 Loss of incoming signals at 6312 kbit/s. + +4.1.3 Loss of frame alignment. + +4.1.4 Alarm indication received from the remote PCM multiplex equipment. + +### 4.2 Consequent actions + +Further to the detection of a fault condition, appropriate actions should be taken as specified in Table 1/G.746. The consequent actions are as follows: + +4.2.1 A service alarm indication should be generated to signify that the service provided by the PCM multiplex is no longer available. This indication should be forwarded to the switching and/or signalling equipment depending upon the arrangement provided. + +TABLE 1/G.746 +Fault conditions and consequent actions for the PCM multiplex equipment + +| Equipment part | Fault condition | Consequent actions | | | | +|-------------------------------|-----------------------------------------------|------------------------------------|-----------------------------------------------|----------------------------------------------|-------------------------------------------------| +| | | Service alarm indication generated | Prompt maintenance alarm indication generated | Alarm indication to the remote end generated | Transmission suppressed at the analogue outputs | +| Multiplexer and demultiplexer | Failure of power supply | Yes | Yes | Yes
(if practicable) | Optional | +| Demultiplexer only | Loss of incoming signal at 6312 kbit/s | Yes | Yes | Yes | Yes | +| | Loss of frame alignment | Yes | Yes | Yes | Yes | +| | Alarm indication received from the remote end | Optional | Yes | | Optional | + +*Note 1* - A *Yes* in the table signifies that a certain action should be taken as a consequence of the relevant fault condition. An *open space* in the table signifies that the relevant action should *not* be taken as a consequence of the relevant fault condition, if this condition is the only one present. If more than one fault condition is simultaneously present the relevant action should be taken if, for at least one of the conditions, a *Yes* is defined in relation to this action. + +*Note 2* - Indications of additional fault conditions, such as codec failure and excessive bit errors, are left to the discretion of individual Administrations. + +4.2.2 The service alarm described in § 4.2.1 above should be used to automatically remove the associated circuits from service and to restore them to service when frame alignment has been recovered. + +*Note* - The removal of the associated circuits described in § 4.2.2 above should be done in such a way that the circuits are not needlessly removed in the case of a brief isolated loss of frame alignment but are removed in the case of a permanent or intermittent loss of frame alignment. + +It is also important to minimize the impact of signalling errors which may occur during periods of loss of frame alignment. These functions should be provided in the PCM multiplex equipment or in the switching/signalling equipment. + +4.2.3 A prompt maintenance alarm indication should be generated to signify that performance is below acceptable standards and maintenance attention is required locally. + +- 4.2.4 An alarm indication to the remote end should be generated by forcing bit *a* to the value 1. +- 4.2.5 Transmission should be suppressed at the analogue outputs. +- 4.2.6 *Rapid indication of loss of frame alignment* + +An indication should be given to the Signalling System No. 6 equipment (digital version) when the PCM multiplex equipment (local end only) detects a loss of frame alignment. The average time to detect and give an indication of random bits in the frame alignment signal bit positions should not be greater than 3 ms. This indication will serve the same function as that provided by the data carrier failure alarm in the analogue version (see Recommendation Q.275 [1]). + +## **5 Signalling** + +- 5.1 *Signalling arrangement* + +Refer to § 3.2.3 of Recommendation G.704. + +- 5.2 *Loss of multiframe alignment in case of channel associated signalling* + +Loss of multiframe alignment is assumed to have taken place when loss of frame alignment occurs. + +## **6 Interfaces** + +Analogue: Refer to Recommendations G.712, G.713 and G.714. + +Digital: Refer to Recommendation G.703. + +## **Reference** + +- [1] CCITT Recommendation *Data channel failure detection*, Vol. VI, Rec. Q.275. \ No newline at end of file diff --git a/marked/G/T-REC-G.753-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg b/marked/G/T-REC-G.753-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..64672153e39c851d9e16fdbc702e526c7ba7e8a7 --- /dev/null +++ b/marked/G/T-REC-G.753-198811-I_PDF-E/2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:454a9958ffe168868cb7d38a0eb24418dafe31a7a4245c992089b2316ac37d3e +size 7392 diff --git a/marked/G/T-REC-G.753-198811-I_PDF-E/raw.md b/marked/G/T-REC-G.753-198811-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..eb0781523b834561cb9d9061b3279b65d03e7982 --- /dev/null +++ b/marked/G/T-REC-G.753-198811-I_PDF-E/raw.md @@ -0,0 +1,170 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.753** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**GENERAL ASPECTS OF DIGITAL TRANSMISSION +SYSTEMS** + +**TERMINAL EQUIPMENTS** + +--- + +**THIRD ORDER DIGITAL MULTIPLEX +EQUIPMENT OPERATING AT 34 368 kbit/s +AND USING POSITIVE/ZERO/NEGATIVE +JUSTIFICATION** + +**ITU-T Recommendation G.753** + +(Extract from the *Blue Book*) + +--- + +# NOTES + +1 ITU-T Recommendation G.753 was published in Fascicle III.4 of the *Blue Book*. This file is an extract from the *Blue Book*. While the presentation and layout of the text might be slightly different from the *Blue Book* version, the contents of the file are identical to the *Blue Book* version and copyright conditions remain unchanged (see below). + +2 In this Recommendation, the expression “Administration” is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# **THIRD ORDER DIGITAL MULTIPLEX EQUIPMENT OPERATING AT 34 368 kbit/s AND USING POSITIVE/ZERO/NEGATIVE JUSTIFICATION** + +*(Geneva, 1980, further amended)* + +## **1 General** + +The third order digital multiplex system with positive/zero/negative pulse justification as given below is intended for digital connection between countries having the same type of justification using any second order digital systems at 8448 kbit/s. + +## **2 Bit rate** + +The nominal bit rate should be 34 368 kbit/s. The tolerance on that rate should not be more than $\pm 20$ parts per million (ppm). + +## **3 Frame structure** + +Table 1/G.753 gives: + +- the tributary bit rate and the number of tributaries; +- the number of bits per frame; +- the bit numbering scheme; +- the bit assignment; +- the bunched frame alignment signal. + +TABLE 1/G.753 + +### **34 368-kbit/s multiplexing frame structure using positive/zero/negative justification** + +| | | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------| +| Tributary bit rate (kbit/s) | 8448 | +| Number of tributaries | 4 | +| Frame structure | Bit number | +| Frame alignment signal (111110100000)
Bits from the secondary tributaries | Set I
1 to 12
13 to 716 | +| Justification control bits ( $C_{j1}$ )
Bits for service functions
Justification control bits ( $C_{j2}$ )
Bits from the secondary tributaries | Set II
1 to 4
5 to 8
9 to 12
13 to 716 | +| Justification control ( $C_{j3}$ )
Bits reserved for national use
Bits from tributaries available for negative justification
Bits from tributaries available for positive justification
Bits from the tributaries | Set III
1 to 4
5 to 8
9 to 12
13 to 16
17 to 716 | +| Frame length | 2148 bits | +| Frame duration | 62.5 µs | +| Bits per tributary | 528 | +| Maximum justification rate per tributary | 16 kbit/s | + +*Note - $C_{jn}$ indicates the $n$ th justification control pulse of the $j$ th tributary.* + +## 4 Loss and recovery of frame alignment and consequent actions + +The frame alignment system should be adaptive to the error ratio in the line link. Until frame alignment is restored the frame alignment system should retain its position. A new search for the frame alignment signal should be undertaken when three or more consecutive frame alignment signals have been incorrectly received in their positions. + +Frame alignment is considered to have been recovered when more than two consecutive frame alignment signals have been correctly received in their predicted positions. + +## 5 Multiplexing method + +Cyclic bit interleaving in the tributary numbering order and positive-negative justification with two-command control are recommended. The justification control signal should be distributed and use $C_{jn}$ -bits ( $n = 1, 2, 3$ see Table 1/G.753). Correction of one error in a command is possible. + +Positive justification should be indicated by the signal 111, transmitted in each of two consecutive frames; negative justification should be indicated by the signal 000, transmitted in each of two consecutive frames, and no justification by the signal 111 in one frame followed by 000 in the next frame. + +Digit time slots 9, 10, 11, 12 (Set III) are used for information carrying bits (for negative justification), and digit time slots 13, 14, 15, 16 in Set III when it is necessary are used for no information carrying bits (for positive justification) for the tributaries 1, 2, 3, 4. + +Besides, when information from tributaries 1, 2, 3 and 4 is not transmitted, bits 9, 10, 11 and 12 in Set III are available for transmitting information concerning the type of justification (positive or negative) in frames containing commands of positive justification control and intermediate amount of jitter in frames containing commands of negative justification. + +Table 1/G.753 gives maximum justification rate per tributary. + +## **6 Jitter** + +The amount of jitter that should be tolerated at the input of the multiplexer and the demultiplexer should be according to 3.1.1/G.823. The amount of jitter at the output of the multiplexer and the demultiplexer should be studied and specified. + +## **7 Digital interface** + +The interface at the nominal bit rate 34 368 kbit/s is under study. + +## **8 Timing signal** + +The clock should be able to be controlled by an external source. + +## **9 Service digits** + +Some spare bits per frame are available for service functions (bits 5, 6 and 8 in Set II) for national and international use. Bits 5 and 6 in Set II are available for a digital service channel (using 32 kbit/s Adaptive Delta Modulation) and bit 8 in Set II is available for ringing up a digital service channel. + +## **10 Fault conditions and consequent actions** + +10.1 The digital multiplex equipment should detect the following fault conditions: + +10.1.1 Failure of power supply. + +10.1.2 Loss of the incoming signal at 8448 kbit/s at the input of the multiplexer. + +*Note* - When using separate circuits for the digital signal and the timing signal, loss of either or both of them should constitute loss of the incoming signal. + +10.1.3 Loss of the incoming signal at 34 368 kbit/s at the input of the demultiplexer. + +*Note* - The detection of this fault condition is required only when it does not result in an indication of loss of frame alignment. + +10.1.4 Loss of frame alignment. + +10.1.5 Alarm indication received from the remote multiplex equipment at the 34 368 kbit/s input of the demultiplexer (see § 10.2.2 below). + +### 10.2 Consequent actions + +After detecting a fault condition, appropriate actions should be taken as specified in Table 2/G.753. The consequent actions are as follows: + +10.2.1 Prompt maintenance alarm indication generated to signify that the performance is below acceptable standards and maintenance attention is required locally. When detecting the Alarm Indication Signal (AIS) at the 34 368 kbit/s input of the demultiplexer the prompt maintenance alarm indication associated with loss of frame alignment should be inhibited (see Note 1 below). + +*Note -* The location and provision of any visual and/or audible alarm activated by this prompt maintenance alarm indication is left to the discretion of each Administration. + +10.2.2 Alarm indication to the remote multiplex equipment generated by changing from the state 0 to the state 1 bit 7 of Set II at the 34 368 kbit/s output of the multiplexer. + +10.2.3 AIS (see Note 2 below) applied to all four outputs of the 8448 kbit/s tributary outputs from the demultiplexer. + +10.2.4 AIS (see Note 2 below) applied to the 34 368 kbit/s output of the multiplexer. + +10.2.5 AIS (see Note 2 below) applied to the time slots of the 34 368 kbit/s signal at the multiplexer output corresponding to the relevant 8448 kbit/s tributary. + +*Note 1 -* The bit rate of the AIS at the output of the corresponding demultiplexer should be as specified for the tributaries. The method of achieving this is under study. + +*Note 2 -* The equivalent binary content of the AIS at 8448 kbit/s and 34 368 kbit/s is a continuous stream of binary 1s. + +TABLE 2/G.753 + +#### Fault conditions and consequent action + +| Equipment part | Fault conditions (see § 10.1) | Consequent actions (see §10.2) | | | | | +|-------------------------------|------------------------------------------|-----------------------------------------------|------------------------------------------------------|---------------------|-------------------------|----------------------------------------------------| +| | | Prompt maintenance alarm indication generated | Alarm indication to the remote multiplexer generated | AIS applied | | | +| | | | | To all tributaries | To the composite signal | To the relevant time slots of the composite signal | +| Multiplexer and demultiplexer | Failure of power supply | Yes | Yes, if practicable | Yes, if practicable | Yes, if practicable | | +| Multiplexer only | Loss of incoming signal on a tributary | Yes | | | | Yes | +| Demultiplexer only | Loss of incoming signal at 34 368 kbit/s | Yes | Yes | Yes | | | +| | Loss of frame alignment | Yes | Yes | Yes | | | +| | AIS received from the remote multiplexer | | | | | | + +*Note -* A *Yes* in the table signifies that a certain action should be taken as a consequence of the relevant fault condition. 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+1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:5739fb7a287caa5a420e5dd6bf8a868268c58aea9b3f090548b3d1fdc851eb2d +size 18103 diff --git a/marked/G/T-REC-G.7711-202508-I_PDF-E/raw.md b/marked/G/T-REC-G.7711-202508-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..0915ad396b4185dd41f31d7e73e3614315a1eb30 --- /dev/null +++ b/marked/G/T-REC-G.7711-202508-I_PDF-E/raw.md @@ -0,0 +1,25154 @@ + + +# Recommendation + +# **ITU-T G.7711 (08/2025)** + +SERIES G: Transmission systems and media, digital systems and networks + +Data over Transport – Generic aspects – Transport network control aspects + +--- + +# **Generic protocol-neutral information model for transport resources** + +![ITU logo](84a1d09fb489061482111515543b60dc_img.jpg) + +The logo of the International Telecommunication Union (ITU) is located in the bottom right corner. It features a blue globe with white lines representing latitude and longitude, and the letters 'ITU' in a bold, blue, sans-serif font overlaid on the globe. + +ITU logo + +## ITU-T G-SERIES RECOMMENDATIONS **Transmission systems and media, digital systems and networks** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100-G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200-G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300-G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400-G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450-G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600-G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700-G.799 | +| DIGITAL NETWORKS | G.800-G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900-G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000-G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000-G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000-G.7999 | +| General | G.7000-G.7099 | +| Transport network control aspects | G.7700-G.7799 | +| PACKET OVER TRANSPORT ASPECTS | G.8000-G.8999 | +| ACCESS NETWORKS | G.9000-G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.7711 + +# Generic protocol-neutral information model for transport resources + +## Summary + +Recommendation ITU-T G.7711 specifies a core information model (IM) of transport resources. The IM is applicable to the management and control of transport networks regardless of whether they utilize traditional operation support system (OSS) management, an automatically switched optical network (ASON) control plane or a software-defined networking (SDN) controller to configure transport connectivity. The model is also applicable regardless of the technology of the underlying transport network. Furthermore, the applicability of the IM is independent of the ultimate protocols that will be used in the management and control interfaces. + +The 2016 edition of this Recommendation changed the document structure, added an "experimental" address structure to the foundation model, changed the name of TopologicalEntity to ForwardingEntity, incorporated ForwardingConstruct (FC) under ForwardingEntity and considers FC as closely related to topology, added the resilience model, added the equipment model and added the specification model. + +The 2018 edition of this Recommendation enhanced the forwarding and termination, foundation, topology, resilience, equipment and specification models, added the control, operations pattern, processing construct, constraint domain models, and also updated the model description appendices. Clauses IV.6, "Synchronization management model" and IV.7, "Media management model", have been removed from this edition as they are now covered by separate Recommendations. + +The 2022 edition of this Recommendation added Annex M, *the Party model*, Annex N, *the Location model*, and Annex Q, *the Foundation – State*. It also improves significantly the model structure to align the UML with the documents. The modelling tool has been up-versioned to Eclipse 4.13.0 (2019-09) and Papyrus 4.5.0. + +The 2025 edition of this Recommendation enhances the control model in Annex H, OAM model in Annex I, compute model in Annex O, temporal model in Annex R, and lifecycle management in Appendix XVII. + +## History \* + +| Edition | Recommendation | Approval | Study Group | Unique ID | +|---------|---------------------|------------|-------------|--------------------| +| 1.0 | ITU-T G.7711/Y.1702 | 2015-08-13 | 15 | 11.1002/1000/12567 | +| 2.0 | ITU-T G.7711/Y.1702 | 2016-12-22 | 15 | 11.1002/1000/13092 | +| 3.0 | ITU-T G.7711/Y.1702 | 2018-03-16 | 15 | 11.1002/1000/13541 | +| 4.0 | ITU-T G.7711/Y.1702 | 2022-02-13 | 15 | 11.1002/1000/14930 | +| 5.0 | ITU-T G.7711 | 2025-08-22 | 15 | 11.1002/1000/16396 | + +## Keywords + +Information model, protocol-neutral, transport resource, UML. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, and information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2026 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|---------|-------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 2 | +| 3 | Definitions ..... | 3 | +| 3.1 | Terms defined elsewhere ..... | 3 | +| 3.2 | Terms defined in this Recommendation..... | 3 | +| 4 | Abbreviations and acronyms ..... | 3 | +| 5 | Conventions ..... | 6 | +| 5.1 | UML modelling conventions..... | 6 | +| 5.2 | Model artefact lifecycle stereotype conventions ..... | 7 | +| 5.3 | Forwarding entity terminology conventions ..... | 8 | +| 5.4 | Conditional package conventions..... | 8 | +| 5.5 | Pictorial diagram conventions ..... | 8 | +| 6 | Model overview ..... | 10 | +| 6.1 | Development and use of the ITU-T G.7711 generic information model ..... | 10 | +| 6.2 | Core network model – Forwarding and termination model (Annex B) ..... | 14 | +| 6.3 | Core foundation model (Annex C)..... | 14 | +| 6.4 | Core network model – Topology model (Annex D) ..... | 16 | +| 6.5 | Core network model – Resilience model (Annex E)..... | 18 | +| 6.6 | Core physical model (Annex F) ..... | 19 | +| 6.7 | Core specification model (Annex G)..... | 20 | +| 6.8 | Control model (Annex H)..... | 21 | +| 6.9 | OAM model (Annex I) ..... | 22 | +| 6.10 | Interaction pattern model (Annex J)..... | 23 | +| 6.11 | Processing construct model (Annex K)..... | 25 | +| 6.12 | Software model (Annex L)..... | 26 | +| 6.13 | Party model (Annex M)..... | 29 | +| 6.14 | Location model (Annex N)..... | 30 | +| 6.15 | Compute (Annex O) ..... | 31 | +| 6.16 | Core foundation model – States ..... | 32 | +| 6.17 | Temporal expression model (Annex R) ..... | 32 | +| 7 | Other aspects..... | 33 | +| 7.1 | Key reference materials ..... | 33 | +| 7.2 | Data dictionary ..... | 33 | +| 7.3 | Terminology mapping ..... | 34 | +| 7.4 | Core model enhancement ..... | 34 | +| 8 | UML model Papyrus files..... | 34 | +| Annex A | – Modelling principles and guidelines, and tooling ..... | 36 | +| A.1 | UML modelling guidelines..... | 36 | + +| | Page | +|--------------------------------------------------------------|------| +| A.2 Papyrus and Github guidelines ..... | 36 | +| A.3 Tool versions ..... | 36 | +| Annex B – Forwarding and termination model ..... | 38 | +| B.1 Forwarding and termination model detail ..... | 38 | +| B.2 Explanatory figures ..... | 52 | +| B.3 Work in progress ..... | 86 | +| Annex C – Foundation – Identifiers and naming ..... | 88 | +| C.1 Naming and identifiers ..... | 88 | +| Annex D – Topology model..... | 98 | +| D.1 Topology model..... | 98 | +| D.2 Explanatory figures ..... | 118 | +| D.3 Work in progress ..... | 149 | +| Annex E – Resilience model..... | 153 | +| E.1 Resilience model detail..... | 153 | +| E.2 Protection schemes considered..... | 187 | +| E.3 Protection of other functions of physical things..... | 187 | +| E.4 Work in progress ..... | 188 | +| Annex F – Physical model ..... | 192 | +| F.1 Physical model detail..... | 192 | +| F.2 Work in progress ..... | 227 | +| Annex G – Specification model ..... | 232 | +| G.1 Introduction to the specification model ..... | 232 | +| G.2 Purpose of the specification model..... | 237 | +| G.3 Dedicated specification structures ..... | 242 | +| Annex H – Control model..... | 294 | +| H.1 Model of control component and views ..... | 294 | +| H.2 Understanding the control component and view model ..... | 315 | +| H.3 The ControlTask ..... | 329 | +| H.4 Operations..... | 345 | +| H.5 Providing information ..... | 348 | +| H.6 Future considerations..... | 380 | +| Annex I – OAM model ..... | 382 | +| I.1 Operations, administration and maintenance (OAM) ..... | 382 | +| I.2 The model ..... | 384 | +| I.3 Further considerations ..... | 388 | +| I.4 Future considerations..... | 389 | +| Annex J – Interaction patterns ..... | 390 | +| J.1 Introduction to the interaction patterns..... | 390 | +| J.2 Purpose and essentials of the operation patterns ..... | 393 | + +| | Page | +|-----------------------------------------------------------------------------|------| +| J.3 Future work ..... | 412 | +| Annex K – Processing construct ..... | 413 | +| K.1 Purpose and essentials of processing construct ..... | 413 | +| K.2 Explanatory figures ..... | 424 | +| K.3 Further considerations ..... | 428 | +| Annex L – Software ..... | 429 | +| L.1 Purpose and essentials of the Software model ..... | 430 | +| L.2 Software examples..... | 441 | +| Annex M – Party ..... | 442 | +| M.1 Party model detail..... | 442 | +| M.2 Party model examples..... | 449 | +| Annex N – Location..... | 453 | +| N.1 Location model detail ..... | 453 | +| N.2 Location model examples..... | 462 | +| Annex O – Compute model ..... | 470 | +| O.1 Introduction to compute ..... | 470 | +| O.2 Compute model and context..... | 473 | +| O.3 A simple compute example ..... | 486 | +| O.4 Model considerations..... | 488 | +| Annex P ..... | 492 | +| Annex Q – Foundation – State..... | 493 | +| Q.1 CoreFoundationModel..... | 493 | +| Annex R – Temporal expression..... | 512 | +| R.1 Temporal expression model detail..... | 512 | +| R.2 Examples of combination ..... | 537 | +| R.3 Using the temporal model ..... | 539 | +| R.4 Specific examples..... | 541 | +| R.5 Further work ..... | 542 | +| Appendix I – Mapping of ITU-T G.7711 to ONF technical recommendations ..... | 545 | +| I.1 Model structural patterns and architecture (Appendix V) ..... | 546 | +| I.2 Rationale behind the CIM (Appendix VI)..... | 547 | +| I.3 Analogue and media (L0) examples (Appendix VII)..... | 548 | +| I.4 Circuit switched (L1 & L2) examples (Appendix VIII)..... | 549 | +| I.5 Packet switched (L2 & L3) examples (Appendix IX)..... | 550 | +| I.6 Control and signalling examples (Appendix X)..... | 550 | +| I.7 Timing and synchronization examples (Appendix XI) ..... | 551 | +| I.8 Processing construct examples (Appendix XII)..... | 551 | +| I.9 Specification examples (Appendix XIII)..... | 552 | +| I.10 Resilience examples (Appendix XIV)..... | 553 | + +| | Page | +|------------------------------------------------------------------------------------------------------|------| +| I.11    Application (L4 and above) examples (Appendix XV) ..... | 553 | +| I.12    Software examples (Appendix XVI) ..... | 553 | +| I.13    Controller lifecycle and security (Appendix XVII)..... | 554 | +| Appendix II – Data dictionary ..... | 555 | +| Appendix III – Terminology mapping ..... | 556 | +| III.1    Terminology mapping table ..... | 556 | +| III.2    Detailed view of transport application programming interface to core
model mapping ..... | 560 | +| Appendix IV – Future enhancements..... | 561 | +| IV.1    Future work areas ..... | 561 | +| IV.2    Some detailed notes on future work ..... | 565 | +| Appendix V – Model structure, patterns and architecture ..... | 569 | +| V.1    A progression patterns – intertwining and unfolding ..... | 569 | +| Appendix VI – Model rationale ..... | 593 | +| VI.1    Business need ..... | 593 | +| VI.2    Benefit of the CIM..... | 594 | +| VI.3    Model evolution..... | 595 | +| Appendix VII – Analogue and media (Layer 0) examples ..... | 599 | +| Appendix VIII – Circuit switched (L1 and L2) examples ..... | 600 | +| VIII.1    General circuit examples ..... | 600 | +| VIII.2    Circuit layer examples ..... | 603 | +| Appendix IX – Packet switched (L2 and L3) examples ..... | 606 | +| IX.1    General examples ..... | 606 | +| IX.2    Ethernet examples ..... | 608 | +| Appendix X – Control and interaction examples..... | 611 | +| X.1    Control..... | 611 | +| Appendix XI – Timing and synchronization examples ..... | 632 | +| Appendix XII – Processing construct examples ..... | 633 | +| XII.1    General examples ..... | 633 | +| Appendix XIII – Specification examples..... | 642 | +| XIII.1    General examples ..... | 642 | +| Appendix XIV – Resilience examples ..... | 653 | +| XIV.1    Linear protection schemes ..... | 653 | +| XIV.2    Mesh network cases..... | 670 | +| XIV.3    Ethernet ring protection [ITU-T G.8032]..... | 671 | +| XIV.4    Other protected ring schemes ..... | 671 | +| Appendix XV – Application (L4 and above) examples..... | 682 | +| Appendix XVI – Software examples ..... | 683 | + +| | Page | +|---------------------------------------------------------|-------------| +| XVI.1 General examples ..... | 683 | +| Appendix XVII – Controller lifecycle and security ..... | 693 | +| XVII.1 Overview and context..... | 693 | +| XVII.2 Formation of a controller..... | 694 | +| XVII.3 Building a controller..... | 695 | +| XVII.4 Control service and various deployments..... | 698 | +| XVII.5 Security considerations..... | 706 | +| XVII.6 Timeline examples..... | 707 | +| Bibliography..... | 710 | + + + +# Recommendation ITU-T G.7711 + +## Generic protocol-neutral information model for transport resources + +# 1 Scope + +This Recommendation describes a core information model (IM) of transport resources. An IM describes the things in a domain in terms of objects, their properties (represented as attributes) and their relationships. This IM is intended to be applicable to the management and control of the transport network regardless of whether the transport network utilize traditional operation support system (OSS) management [ITU-T G.7710], an automatically switched optical network (ASON) control plane [ITU-T G.7703] or a software-defined networking (SDN) controller to configure transport connectivity. The model is also applicable regardless of the technology of the underlying transport network. Furthermore, the applicability of the IM is independent of the ultimate protocols that will be used in the management and control interfaces. + +The core IM defined in this Recommendation can be used as a basis for the extension of transport/control-technology-specific IMs. Such extension will be specified in technology-specific Recommendations, such as those shown in Figure 1-1: [ITU-T G.875] for optical transport network (OTN) management; [ITU-T G.876] for optical media network management, [ITU-T G.8052] for Carrier Ethernet management; [ITU-T G.8152] for multiprotocol label switching-transport profile (MPLS-TP) management; and [ITU-T G.7719] for MC components management. + +![Diagram illustrating the information model extension. At the top is a box labeled 'ITU-T G.7711 (Generic)'. Below it, a large downward arrow points to a row of four boxes: 'ITU-T G.875 (OTN)', 'ITU-T G.876 (Optical media)', 'ITU-T G.8052 series (Carrier Ethernet)', and 'ITU-T G.8152 series (MPLS-TP)'. Below these four boxes, a second row of three boxes is shown: 'ITU-T G.7721 series (Synchronization)', 'ITU-T G.7719 (MC component/Func)', and 'ITU-T G.8350 (MTN)'. A small text label 'G.7711-Y.1702(22)_F1-1' is located to the right of the bottom row of boxes.](7e670a2b556b53ea9002dfff3a420e08_img.jpg) + +``` +graph TD; G7711[ITU-T G.7711 (Generic)] --> G875[ITU-T G.875 (OTN)]; G7711 --> G876[ITU-T G.876 (Optical media)]; G7711 --> G8052[ITU-T G.8052 series (Carrier Ethernet)]; G7711 --> G8152[ITU-T G.8152 series (MPLS-TP)]; G7721[ITU-T G.7721 series (Synchronization)]; G7719[ITU-T G.7719 (MC component/Func)]; G8350[ITU-T G.8350 (MTN)]; +``` + +Diagram illustrating the information model extension. At the top is a box labeled 'ITU-T G.7711 (Generic)'. Below it, a large downward arrow points to a row of four boxes: 'ITU-T G.875 (OTN)', 'ITU-T G.876 (Optical media)', 'ITU-T G.8052 series (Carrier Ethernet)', and 'ITU-T G.8152 series (MPLS-TP)'. Below these four boxes, a second row of three boxes is shown: 'ITU-T G.7721 series (Synchronization)', 'ITU-T G.7719 (MC component/Func)', and 'ITU-T G.8350 (MTN)'. A small text label 'G.7711-Y.1702(22)\_F1-1' is located to the right of the bottom row of boxes. + +**Figure 1-1 – Example information model extension** + +A uniform management/control-protocol-neutral core IM for traditional management, ASON control, and SDN control will ensure consistent operation, administration, maintenance and provisioning (OAM&P) of the transport network. This will benefit network operators and system/equipment vendors by enabling interoperability between SDN-controlled and traditionally managed network domains and future migration from traditional management to SDN control. + +Furthermore, it is essential that the IM be applicable to complex network elements (NEs) that may be deployed in current networks, which requires support of more than a simple nodal view. Examples of such NEs follow. + +- Multi-layer NEs with subnetworks at each layer with transitional links between the subnetworks. +- NEs that have their matrix partitioned [e.g., to model multiple MSPRING terminations or to model connectivity restrictions] with "internal" links between the subnetworks. +- Distributed NEs [e.g., a passive optical network (PON)] with a mediation function to allow management visibility of each of the "encapsulated" NEs. + +The complexity of these NEs makes it difficult to distinguish between the NE/nodal view and what is traditionally called the network view. The core IM thus encompasses both nodal and network views of transport resources. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.800] Recommendation ITU-T G.800 (2016), *Unified functional architecture of transport networks*. +- [ITU-T G.805] Recommendation ITU-T G.805 (2000), *Generic functional architecture of transport networks*. +- [ITU-T G.808.1] Recommendation ITU-T G.808.1 (2014), *Generic protection switching – Linear trail and subnetwork protection*. +- [ITU-T G.807] Recommendation ITU-T G.807 (2024), *Generic functional architecture of the optical media layer*. +- [ITU-T G.875] Recommendation ITU-T G.875 (2024), *Optical transport network: Protocol-neutral management information model for the network element view*. +- [ITU-T G.876] Recommendation ITU-T G.876 (2021), *Management requirements and information model for the optical media network*. +- [ITU-T G.7702] Recommendation ITU-T G.7702 (2022), *Architecture for SDN control of transport networks*. +- [ITU-T G.7703] Recommendation ITU-T G.7703 (2021), *Architecture for the automatically switched optical network*. +- [ITU-T G.7710] Recommendation ITU-T G.7710/Y.1701 (2020), *Common equipment management function requirements*. +- [ITU-T G.7714] Recommendation ITU-T G.7714/Y.1705 (2005), *Generalized automatic discovery for transport entities*. +- [ITU-T G.7719] Recommendation ITU-T G.7719 (2021), *Management information model for management-control components and functions*. +- [ITU-T G.7721] Recommendation ITU-T G.7721 (2025), *Management requirement and information model for synchronization*. +- [ITU-T G.8013] Recommendation ITU-T G.8013/Y.1731 (2023), *Operation, administration and maintenance (OAM) functions and mechanisms for Ethernet-based networks*. +- [ITU-T G.8021] Recommendation ITU-T G.8021/Y.1341 (2022), *Characteristics of Ethernet transport network equipment functional blocks*. +- [ITU-T G.8032] Recommendation ITU-T G.8032/Y.1344 (2020), *Ethernet ring protection switching*. + +- [[ITU-T G.8052](#)] Recommendation ITU-T G.8052 (2024), *Protocol-neutral management information model for the Ethernet transport capable network element*. +- [[ITU-T G.8081](#)] Recommendation ITU-T G.8081/Y.1353 (2012), *Terms and definitions for automatically switched optical networks*. +- [[ITU-T G.8152](#)] Recommendation ITU-T G.8152 (2024), *Protocol-neutral management information model for MPLS-TP network elements*. +- [[ITU-T Q.1741.9](#)] Recommendation ITU-T Q.1741.9 (2015), *IMT-2000 references to Release 11 of GSM evolved UMTS core network*. +- [[ITU-T X.731](#)] Recommendation ITU-T X.731 (1992), *Information technology – Open Systems Interconnection – Systems management: State management function*. +- [[ITU-T X.1036](#)] Recommendation ITU-T X.1036 (2007), *Framework for creation, storage, distribution and enforcement of policies for network security*. +- [ISO/IEC 19505-1] ISO/IEC 19505-1:2012, *Information technology – Object Management Group Unified Modeling Language (OMG UML) – Part 1: Infrastructure*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +- 3.1.1 **access point** [[ITU-T G.805](#)] +- 3.1.2 **connection point** [[ITU-T G.805](#)] +- 3.1.3 **connection termination point** [[ITU-T G.8081](#)] +- 3.1.4 **information model** [[ITU-T X.1036](#)] +- 3.1.5 **link** [[ITU-T G.805](#)] +- 3.1.6 **link connection** [[ITU-T G.805](#)] +- 3.1.7 **matrix** [[ITU-T G.805](#)] +- 3.1.8 **media channel** [[ITU-T G.807](#)] +- 3.1.9 **port** [[ITU-T G.805](#)] +- 3.1.10 **subnetwork** [[ITU-T G.805](#)] +- 3.1.11 **subnetwork connection** [[ITU-T G.805](#)] +- 3.1.12 **termination connection point** [[ITU-T G.8081](#)] +- 3.1.13 **trail termination** [[ITU-T G.805](#)] +- 3.1.14 **trail termination point** [[ITU-T G.8081](#)] + +## 3.2 Terms defined in this Recommendation + +None. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +AP Access Point + +| | | +|---------|-------------------------------------------------| +| API | Application Programming Interface | +| ASON | Automatically Switched Optical Network | +| AVF | Agile Value Fabric | +| BMCA | Best Master Clock Algorithm | +| CASC | Configuration and Switch Controller | +| CIM | Common Information Model | +| CP | Connection Point | +| CRUD | Create Read Update Delete | +| CTP | Connection Termination Point | +| DSGL | Domain Specific Graphical Language | +| DS | Data Schema | +| ECC | Embedded Communication Channel | +| EMS | Element Management System | +| E-NNI | External Network to Network Interface | +| FC | Forwarding Construct | +| FD | Forwarding Domain | +| FDFr | Forwarding Domain Fragment | +| FPGA | Field Programmable Gate Array | +| FRE | Frame Reference Event | +| FRU | Field Replaceable Unit | +| FTP | Floating Termination Point | +| GUID | Globally Unique Identifier | +| IM | Information Model | +| IMP | Inverse Multiplexing | +| LP | Layer Protocol | +| LT | Layer Termination | +| LTP | Logical Termination Point | +| MAC | Media Access Control | +| MC | Management-Control | +| ME | Maintenance Entity | +| MEP | Maintenance Entity group end Point | +| MFDFr | Matrix Forwarding Domain Fragment | +| MPLS-TP | Multiprotocol Label Switching-Transport Profile | +| MSPRING | Multiplex Section share Protection Ring | +| NE | Network Element | +| NFRU | Non-Field Replaceable Unit | +| OAM | Operation, Administration and Maintenance | + +| | | +|-------|---------------------------------------------------------| +| OAM&P | Operation, Administration, Maintenance and Provisioning | +| OCL | Object Constraint Language | +| OS | Operation System | +| OSS | Operation Support System | +| OTN | Optical Transport Network | +| PC | Processing Construct | +| PON | Passive Optical Network | +| PSBAC | Pattern for Session-Based Access Control | +| PTP | Precision Time Protocol | +| RBAC | Role-Based Attribute Control | +| Rx | Receiver | +| SASE | Stand Alone Synchronization Equipment | +| SDN | Software-Defined Networking | +| SDO | Standards Development Organization | +| SNC | Subnetwork Connection | +| SNP | Subnetwork Point | +| SSM | Synchronization Status Message | +| TAPI | Transport API | +| TCP | Termination Connection Point | +| TPE | Transmission Path Endpoint | +| TRI | Transport Resource Identifier | +| TTP | Trail Termination Point | +| Tx | Transmitter | +| UML | Unified Modelling Language | +| UUID | Universally Unique Identifier 1 | +| VCAT | Virtual Concatenation | +| VM | Virtual Machine | +| VMM | Virtual Machine Monitor | +| XC | Cross-Connection | +| XML | Extensible Markup Language | + +This Recommendation also uses the following abbreviations and acronyms, which are for the name of the model constructs, such as object class. These names follow the Unified Modeling Language (UML) naming convention, i.e., UpperCamelCase. + +| | | +|----|---------------------| +| FC | ForwardingConstruct | +| FD | ForwardingDomain | +| LP | LayerProtocol | + +--- + +1 See [b-UUID, 2017]. + +| | | +|------|-------------------------| +| LTP | LogicalTerminationPoint | +| MLSN | MultiLayerSubnetwork | +| NCD | NetworkControlDomain | +| NE | NetworkElement | + +# 5 Conventions + +## 5.1 UML modelling conventions + +The information model (IM) defined in this Recommendation is expressed in a formal language called UML, which was developed by the Object Management Group (OMG). It is a general-purpose modelling language in the field of software engineering. In 2000, the UML also became subject to [ISO/IEC 19505-1]. + +UML defines a number of basic model elements, called UML artefacts. In order to ensure consistent modelling, only a selected subset of these artefacts is used in the development of the ITU-T G.7711 IM. The selected subset of UML artefacts is documented in Annex A. + +### 5.1.1 Model artifact naming conventions + +In this Recommendation, UML model artifacts (such as object class, attribute, interface, operation and parameter) are named according to the naming convention guidelines described in section 5 of [b-ONF TR-514]. The following naming styles are used: + +Upper camel case style: + +- The following artifact types follow the UpperCamelCase style: + - Object class. For example: TerminationPoint, ForwardingConstruct, Port, Link + - Relationship. For example: FcHasFcPorts, FcSwitchSelectsFcPorts + - Interface. For example: MepAction, OdDeMjAction + - Notification. For example: AsyncApplySystemStructureStateDefinedByConstraint, AsyncQueryStructureStateDefinedByConstraint + - Data type. For example: ContinuityCheck, EthCsf, SavedCcm + +Lower camel case style: + +- The following artifact types follow the lowerCamelCase style: + - Attribute. For example: fcPortDirection, role, forwardingDirection, protocolLayerName + - Interface operation. For example: getSavedCcm, getIntermediateReport + - Operation parameter. For example: savedCcm, intermediateReport + +### 5.1.2 Reviewing UML diagrams + +Some of the UML diagrams in figures are very dense. To view them either zoom (sometimes to 400%) or open the associated image file (and zoom appropriately) or open the corresponding UML diagram via Papyrus (for each figure with a UML diagram the UML model diagram name is provided under the figure or within the figure). + +The UML diagram convention is provided in Annex A. There are some key aspects of the diagrams that need to be emphasized. + +- Association end attribute (the name of which always starts with "\_") highlighted in the diagrams by the navigable end of the association (arrowhead) is an attribute of the class at the non-navigable end of the association. It is the convention not to show the attribute in the class in the diagrams. The attributes for non-navigable ends (owned by the association) are not shown. + +- On some occasions, other properties of the association end attribute are also shown. + +In Figure 5-1, the text at the arrow-head end `_lp...` is an attribute of the logical termination point (LTP). + +![UML Class Diagram showing a LogicalTerminationPoint class associated with a LayerProtocol class. The association is named 'LtpIncludesLayerProtocols'. The LogicalTerminationPoint class has a stereotype '«OpenModelClass»' and an attribute 'LogicalTerminationPoint'. The LayerProtocol class has a stereotype '«OpenModelClass»' and an attribute 'LayerProtocol'. The association has a multiplicity of '1' at the LogicalTerminationPoint end and '1..*' at the LayerProtocol end. The LayerProtocol end also has an attribute '_lpList {ordered, unique}'.](2cde062fd82833415971a8bd1a2cafab_img.jpg) + +``` + +classDiagram + class LogicalTerminationPoint { + <> + LogicalTerminationPoint + } + class LayerProtocol { + <> + LayerProtocol + } + LogicalTerminationPoint "1" *-- "1..*" LayerProtocol : LtpIncludesLayerProtocols { ordered, unique } + +``` + +UML Class Diagram showing a LogicalTerminationPoint class associated with a LayerProtocol class. The association is named 'LtpIncludesLayerProtocols'. The LogicalTerminationPoint class has a stereotype '«OpenModelClass»' and an attribute 'LogicalTerminationPoint'. The LayerProtocol class has a stereotype '«OpenModelClass»' and an attribute 'LayerProtocol'. The association has a multiplicity of '1' at the LogicalTerminationPoint end and '1..\*' at the LayerProtocol end. The LayerProtocol end also has an attribute '\_lpList {ordered, unique}'. + +**Figure 5-1 – Illustrating navigable association end attributes** + +This attribute is shown in the fragment of abbreviated data dictionary in Table 5-1 for LogicalTerminationPoint (LTP). + +**Table 5-1 – Attributes for LogicalTerminationPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------| +| _lp | | Ordered list of LayerProtocols that this LTP is comprised of where the first entry in the list is the lowest server layer (e.g., physical) | + +This sort of table is used in each of the Recommendations on a section of the model. Such tables only provide summary information. For full information, the reader should refer to the data dictionary (see Appendix II). + +## 5.2 Model artefact lifecycle stereotype conventions + +Stereotypes are applied to entities in the model to indicate the degree of maturity. These are made visible in many of the figures. + +The following stereotypes appear in this Recommendation: + +- `"experimental"` +Indicates that the entity is at a very early stage of development and will almost certainly change. The entity is NOT mature enough to be used in implementation. +- `"preliminary"` +Indicates that the entity is at a relatively early stage of development and is likely to change but is mature enough to be used in implementation. + +If no stereotype is shown, the entity is mature. See clause A.1 for more details. + +## **5.3 Forwarding entity terminology conventions** + +In this Recommendation, the terms forwarding domain (FD) and forwarding construct (FC) have been used in place of the traditional terms subnetwork (SN) and subnetwork-connection (SNC), respectively. + +## **5.4 Conditional package conventions** + +Conditional packages are used to enhance (core) object classes/interfaces with additional attributes/operations on a conditional basis. The attributes/operations are defined in special object classes called packages. In this Recommendation, package names follow the same rules as defined for object classes. The name ends with the suffix "\_Pac". + +## **5.5 Pictorial diagram conventions** + +This Recommendation includes several UML diagrams. The UML symbol set is suitably explained in Annex A, which includes guidelines on the usage of UML diagrams. + +This Recommendation also contains several non-UML diagrams, which use the symbols listed in Figure 5-2 in pictorial representations of network examples. + +| Alternative symbol | Primary symbol | Meaning | +|-----------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| |

Image: Yellow rectangle

| FC [TMF SNC, FDFr, MFDFr, XC (and now FRE/FC)] | +| |

Image: Yellow rectangle with two small circles on the left side

| FC (emphasizing FcPorts

Image: small circle symbol

which supports the pointer to the LTP) [FcPort is equivalent to aList and zList] of TMF SNC/FDFr (and now EndPoint of FRE/FC) | +| |

Image: Purple rectangle

| LTP bound to physical port (TMF PTP (and now TPE with physical port)) | +| |

Image: Light green rectangle

| LTP without direct physical port that is dependent on another LTP (TMF CTP and now dependent TPE) | +| |

Image: Grey rectangle

| LTP without direct physical port that is not dependent on another LTP (TMF FTP and now TPE that is floating) | +| |

Image: White rectangle with a horizontal line near the top

| Adapter and/or LTP Pool - absorbed into LTP [Is ITU-T G.805 adaptation function and is absorbed into TMF PTP/CTP/FTP/TPE] | +| |

Image: White inverted triangle

| Termination function - absorbed into LTP [Is ITU-T G.805 trail termination and is absorbed into TMF PTP/CTP/FTP/TPE] | +|

Image: White circle with a dot at the bottom

|

Image: White circle with a dot at the bottom and a line extending from the top

| Termination connection point (TCP) - absorbed into LTP [Is ITU-T G.805 TCP and is absorbed into TMF PTP/CTP/FTP/TPE] | +|

Image: Black circle

|

Image: Black circle with a line extending from the top

| Connection point (CP) - absorbed into LTP [Is ITU-T G.805 CP and is absorbed into TMF PTP/CTP/FTP/TPE] | +| |

Image: Black square

| Inverse multiplex point (IMP) - absorbed into LTP [Absorbed into TMF PTP/CTP/FTP/TPE] | +|

Image: White oval

|

Image: Yellow oval

| ForwardingDomain [TMF MLSN, FlowDomain (and now ForwardingDomain)] | +|

Image: Orange rectangle

|

Image: Orange rectangle

| NE [roughly TMF ME] | +| |

Image: White rectangle with a dashed line across the middle

| Protection switch in an FC | +| |

Image: Yellow rectangle with two small circles on the left side and a grey vertical bar in the middle

| FC decomposition (half switch) showing, in grey, an FcPort that can share an LTP with another FcPort | +| |

Image: Blue line with an arrow pointing to the right

| An association (illustrating a UML association) | +| |

Image: Light blue rectangle

| Route structure | +|

Image: White rectangle with a dashed border

|

Image: Yellow rectangle with a dashed border

| Link (where the yellow form emphasizes LinkPorts and conceptual relationship to FC) | +|

Image: Blue rectangle with a dashed border

|

Image: Blue rectangle with a dashed border

| LinkPort | +| |

Image: Yellow oval with two small circles on the left side

| Encapsulated FC | +| |

Image: Yellow oval with two small circles on the left side and a horizontal line across the middle

| Adjustable encapsulated FC | +| |

Image: Yellow oval with a large 'F' in the center

| Fixed encapsulated FC | +| |

Image: White circle with a dot at the bottom and a line extending from the top, with a small circle on the line

| AP [Is ITU-T G.805 AP] | +| |

Image: White rectangle with a horizontal line near the top and a vertical line extending from the bottom

| Association to another LP (may be inter LTP)
NOTE – If not shown at the top of an LTP means the LTP does not expose signal, e.g., monitor TP | +| |

Image: Yellow rectangle with 'C&SC' written inside

| Configuration and switch controller | +| |

Image: White circle with a black dot at the bottom and a red line extending from the top to a small circle on the line

| FcSwitch showing
- common point (black dot)
- Described in spec only
- selectedFcPortReflList
- Current switch position (red line)
- switchSelects
- i = input to switch selected (shown)
- o = output selected | +| |

Image: Diagram showing two protection switches connected by a red line

| Two protection switches that are inverse ganged | + +G.7711-Y.1702(22)\_F5-2 + +**Figure 5-2 – Network diagram symbol key** + +In addition, the following symbols and labels depicted in Figure 5-3 are used in the diagrams related to media: + +| | | | | +|---------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|------------------------------------------------------------| +| Se | Signal (electrical) |

Image: Attenuator symbol: circle with diagonal line and arrow

| Attenuator | +| Sp | Signal (photonic) |

Image: Directional attenuator symbol: circle with diagonal line and arrow pointing right

| Directional attenuator | +| Pe | Pump (electrical) |

Image: Bidirectional attenuator symbol: circle with diagonal line and double-headed arrow

| Bidirectional attenuator | +| Pp | Pump (photonic) |

Image: Omnidirectional attenuator symbol: circle with diagonal line and four arrows

| Omnidirectional attenuator | +| La | Laser |

Image: Tuneable filter/laser/receiver symbol: circle with cross

| Tuneable filter/laser/receiver | +| Pd | Photodiode |

Image: Amplification symbol: trapezoid

| Amplification | +| g | Glass |

Image: Filter symbol: rectangle with two horizontal lines

| Filter | +| cu | Copper |

Image: Asymmetric attenuating filter symbol: rectangle with diagonal line and arrow

| Asymmetric attenuating filter | +| si | Silicon etc. |

Image: LayerProtocol inside an LTP symbol: blue rectangle

| LayerProtocol inside an LTP | +| ed | Erbium doped fibre |

Image: LtpPort symbol: blue circle

| "LtpPort" (see TR-512.A.2) | +| Pm | Phase modulator |

Image: Combiner/splitter/amplifier complex symbol: yellow trapezoid

| A combiner/splitter/amplifier complex in a photonic LTP/LP | +|

Image: Omni-directional symbol: green circle

| Omni-directional | | | +|

Image: Unidirectional symbol: green upward arrow

| Unidirectional | | | +|

Image: Bidirectional symbol: green diamond

| Bidirectional (when no symbol is shown, assume bidirectional) | | | +|

Image: Amplification symbol: trapezoid

| Amplification | | | +| Cir | Circulator | | | +| Ø | Phase change (or where highlighted "the empty set") | | | +|

Image: Termination symbol: inverted triangle

| Termination | | | +|

Image: Connector with 'transmit' pin symbol: blue square with 't'

| Connector with "transmit" pin

Image: Connector with 'transmit' pin symbol: blue square with 't'

and where the pin is one of many | | | +|

Image: FC with band pass filter symbol: yellow rectangle with two circles

| FC with band pass filter | | | +|

Image: Media strand symbol: blue rectangle with 'Strand'

| Media strand

Image: Media strand symbol: grey rectangle with 'Strand'

and where the strand is inside the equipment | | | +|

Image: Multiple strand span symbol: dashed orange rectangle with 'Multi-strand span'

| Multiple strand span | | | +|

Image: Access port symbol: dashed orange rectangle

| Access port | | | + +G.7711-Y.1702(22)\_F5-3 + +**Figure 5-3 – Additional media diagram symbol set** + +# 6 Model overview + +This clause provides an overview of the core model of the common information model (CIM) and also the structure of the model description documentation. + +In addition, there are UML modelling guidelines and tooling for model generation and usage. Pointers to these guidelines are provided in Annex A. + +The description of the model is broken down into a set of annexes progressing through the model, from the basics of transport forwarding and termination to a description of the augmentation mechanism of the specification model. + +Clauses 6.1 to 6.11 provide some brief highlights from the associated annexes. + +## 6.1 Development and use of the ITU-T G.7711 generic information model + +Figure 6-1 provides an overview of the CIM and how the purpose specific information model (IM) views and data schema (DS)2 are related to it. The term DS in this Recommendation is used in the context of either (1) a specific protocol that is used to implement a purpose specific interface or (2) a programming language that is used to invoke a purpose specific application programming interface (API). Guidelines for the use of UML in the CIM, pruning and refactoring the CIM to provide a purpose specific view, and ultimately mapping to a DS will also be provided. + +2 The term data schema is used instead of data model, since the term data model is also used in a wider context. + +![Diagram illustrating the methodology of information model and data schema development. It shows the flow from a 'Common information model' (containing core fragments, technology models, and application models) through 'Prune/refactor' to a 'View of the common IM for a particular purpose'. This view is then 'Map'ped to a 'Data schema for interface 1' and 'Interface instance 1', and also 'Map'ped to 'Interface instance 2'. The entire process is guided by 'Guidelines' including Model structure, UML, Papyrus tool and GitHub, Common process, and three instances of Interface specific. The diagram is labeled G.7711-Y.1702(16)_F6-1.](5b8a756d9a71c35f17db8bcb90b438a3_img.jpg) + +The diagram illustrates the methodology for information model and data schema development. On the left, a dashed box labeled 'Common information model' contains several components: 'Core model fragment' (with Forwarding subset, Termination subset, ..., Foundation subset), 'Technology (e.g., OTN) model', 'Application 1 (e.g., storage) model', and 'xxx model'. Arrows labeled 'Prune/refactor' lead from this box to a central box 'View of the common IM for a particular purpose'. Below this, a dashed box labeled 'Guidelines' contains seven items: 'Model structure', 'UML', 'Papyrus tool and GitHub', 'Common process', and three 'Interface specific' items. Arrows from these guidelines point to the 'Prune/refactor' and 'View' boxes. From the 'View' box, a blue arrow labeled 'Map' points to 'Data schema for interface 1', which in turn has a blue arrow labeled 'Map' pointing to 'Interface instance 1'. Another blue arrow labeled 'Map' points from the 'View' box directly to 'Interface instance 2'. The text 'G.7711-Y.1702(16)\_F6-1' is at the bottom right. + +Diagram illustrating the methodology of information model and data schema development. It shows the flow from a 'Common information model' (containing core fragments, technology models, and application models) through 'Prune/refactor' to a 'View of the common IM for a particular purpose'. This view is then 'Map'ped to a 'Data schema for interface 1' and 'Interface instance 1', and also 'Map'ped to 'Interface instance 2'. The entire process is guided by 'Guidelines' including Model structure, UML, Papyrus tool and GitHub, Common process, and three instances of Interface specific. The diagram is labeled G.7711-Y.1702(16)\_F6-1. + +**Figure 6-1 – Methodology of information model and data schema development** + +### 6.1.1 Common information model + +An information model describes the things in a domain in terms of objects, their properties (represented as attributes), and their relationships. The CIM should be expressed in UML and include all the artefacts (object classes, attributes, relationships, etc.) that are necessary to describe the generic and domains for the technologies/applications being developed. + +It will be necessary to continually expand and refine the CIM over time as new forwarding technologies, capabilities and applications are encompassed, and new insights are gained. + +To allow these extensions to be made in a seamless manner, the CIM will be structured into a generic core model (known by the number of this Recommendation, i.e., ITU-T G.7711) and a number of models which are specific to the forwarding technologies (such as OTN in [ITU-T G.875], Ethernet in [ITU-T G.8052], etc.) and applications (such as ASON control plane management in [ITU-T G.7718.1]). This modelling process is intended to allow these extensions to be developed with as much independence as possible. + +#### – Generic core model + +The artefacts in the generic core model (ITU-T G.7711) will be used as a core model by the technology/application specific models either directly or with extension. The generic model will be constructed as a set of sub-models each addressing a specific topic to allow for easier navigation. This Recommendation is responsible for specifying and maintaining the generic model. + +As a result of advancements in the industry, it may be recognized that some parts of the generic model may need to be augmented or changed. This Recommendation will ensure that any such areas are clearly identified using lifecycle stereotypes. The older model forms will be maintained to ensure ongoing compatibility and to ease migration. + +- Technology/Application models + +It is expected that the transport forwarding technology or application specific domains will develop the appropriate models which contain objects, attributes and associations that relate solely to those respective domains. In some cases, an application or forwarding technology addition will also require enhancement of the generic model. + +In some cases, an artefact in a model initially considered to be purely for a single forwarding technology or application may be subsequently recognized as common across several technologies or applications and hence there will be a need to migrate (promote) this artefact to the generic model. + +To ensure coherence, any artefacts, attributes or associations that might be identified during the development of forwarding technology or application models should be included in the appropriate fragment of the CIM. Only those properties that relate to the specific encoding or style of interaction of an interface may be added outside the CIM. + +### 6.1.2 Purpose specific information model view + +An interface-purpose-specific information model view is a subset of the CIM and should be expressed in UML. A purpose specific information model view is typically much smaller than the entire CIM. If additional artefacts (objects, packages, attributes or associations) are identified while establishing a specific view, these should be added to the appropriate fragment of the CIM so that they are available for future use. + +To provide maximum reuse, a purpose specific view should be developed in two steps. + +- Prune and refactor the artefacts of the CIM to provide a model of the network to be managed. Only those artefacts that represent the capabilities that are both in scope and supported are include in the purpose specific IM. +- Define the access rights for the various groups of users that will manage that network. + +Pruning and refactoring provides a purpose specific IM that represents the capabilities of the network of interest. The definition of access rights provides the ability to limit the actions that can be taken by the various user groups that will use that IM. For example, a user group responsible for network configuration could be provided with full read/write access and the ability to create or delete object instances; while a user group responsible for inventory may only be allowed read access (i.e., can see the network, but cannot make changes). + +- Pruning, i.e., remove the objects/packages/attributes that are not required: + - Select the required object classes from the common IM + - All mandatory (non-optional) attributes and packages must be included. + - Select the required conditional packages and optional attributes + - Where appropriate conditional packages and optional attributes may be declared mandatory. + - Remove any optional associations that are not required. +- Refactoring, i.e., reduce association flexibility: + - Reducing multiplicity (e.g., from [1..\*] to [1]) + - When this results in a composition association of multiplicity [1] between a subordinate and a superior object class, they can be combined into a single object class by pulling the attributes of the subordinate class into the superior class. + - Where possible reducing the depth of the inheritance (i.e., by combining object classes by moving the attributes of the super class into the subclass). + +- Add reverse navigation (if useful for the client) + - The common IM only supports navigation from a subordinate object class to a superior object class. This allows new subordinate object classes to be added without any impact on the superior object class. In a purpose specific implementation, it is frequently useful to be able to navigate the relationship between superior and subordinate object classes in both directions. +- Constraining attribute definitions + - Reducing legal value ranges + - Defining which (if any) attributes should be read only (for all users) + - Defining constraints between attributes. + +– Definition of access rights: + +If only one group will use the network specific IM, then this step is not required. If more than one group will use the network specific IM, this optional step provides a profile for each user group to: + +- Convert some attributes defined as read/write in the network specific IM to read only +- Remove the rights to create/delete some or all object instances. + +### 6.1.3 Data schema + +A DS is developed in the context of either (1) a specific protocol that is used to implement a purpose specific interface or (2) a programming language that is used to invoke a purpose specific API. Note that it is possible to map directly from the purpose specific information model to interface encoding. The DS is constructed by mapping of the purpose specific information model into the DS together with the operations patterns from the CIM to provide the interface protocol specific operations and notifications. The operations should include data structures taken directly from the purpose specific information model view with no further adjustment. + +The development of the DS should consider the following: + +- The operations should act on the information in a way consistent with the modelled object lifecycle interdependency rules + - Use lifecycle dependencies to ensure a sensible interface operation structuring and interface flow rule + - Use a transaction approach style of interface to account for lifecycle dependencies of the model. +- The operations should abide by the attribute properties + - Read only attributes (except those which are defined as setByCreate) should not be included in data related to creation of an object (e.g., not in createData) or in a specification of a desired object outcome. +- Use of attribute value ranges, etc. to allow "effort" statement, optionality and negotiation to be supported by the interface. + +### 6.1.4 Interface encoding + +This step encodes either the purpose specific DS or a purpose specific IM into either a specific protocol that is used to implement a purpose specific interface or a programming language that is used to invoke a purpose specific API. If the interface is encoded directly from the purpose specific information model, then the interface operations must be added as described in clause 6.1.3. + +## 6.2 Core network model – Forwarding and termination model (Annex B) + +The forwarding and termination document provides a high-level overview of the termination and forwarding aspects of the CoreNetworkModel. This model is essentially a canonical model of networking from a management-control perspective. Figure 6-2 is a skeleton class diagram illustrating the interrelationships between key object classes defined in the CoreNetworkModel of the CoreModel. The classes are coloured to help recognize key groupings in the model. The colours are chosen to match the key entity colours in Figure 5-2, Network diagram symbol key (with the link in the alternative colour for clarity). This colour scheme for class diagrams is used in some of the figures in the associated documents. + +![UML class diagram showing the interrelationships between key object classes in the CoreNetworkModel. The diagram includes classes like ForwardingDomain, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, and LayerProtocol. Relationships include associations, compositions, and generalizations, with multiplicities and role names. A note indicates 'Should this be FdSupportsFcs'.](366a77fdefb0097b3289b4a011911390_img.jpg) + +The diagram illustrates the following classes and relationships: + +- ForwardingDomain** (Yellow): + - Generalization of **FdPort** (Yellow) and **LinkPort** (Red). + - Association with **Link** (Red) via **LinkHasAssociatedFds** (multiplicity 0..1 to 2..\*). + - Association with **FcPort** (Yellow) via **FdSupportsFcs** (multiplicity 0..1 to 2..\*). + - Association with **LogicalTerminationPoint** (Grey) via **LtpRelatesToLtpInOtherView** (multiplicity 0..1 to 0..2). + - Association with **LayerProtocol** (Grey) via **LtpIncludesLayerProtocols** (multiplicity 1 to 1..\*). +- Link** (Red): + - Generalization of **LinkPort** (Red). + - Association with **LinkPort** via **LinkPortTerminatesOnLtp** (multiplicity 1 to 2..\*). + - Association with **FcPort** via **FcSupportsLink** (multiplicity 1 to 0..1). + - Association with **ForwardingConstruct** (Yellow) via **LinkEncompassesLowerLevelLinks** (multiplicity 1 to 0..1). +- LogicalTerminationPoint** (Grey): + - Association with **LinkPort** via **LtpHasServerLtp** (multiplicity 0..1 to 0..1). + - Association with **LinkPort** via **LtpHasPeerLtp** (multiplicity 0..1 to 0..1). + - Association with **LinkPort** via **LtpHasClientLtp** (multiplicity 0..1 to 0..1). + - Association with **FcPort** via **FcPortConnectedToLtp** (multiplicity 0..2 to 0..2). +- ForwardingConstruct** (Yellow): + - Generalization of **FcPort** (Yellow). + - Association with **FcPort** via **FcHasFcPorts** (multiplicity 1 to 2..\*). + +Notes and stereotypes: + +- Should this be FdSupportsFcs** (note near ForwardingConstruct). +- «Preliminary»** (stereotype on FdPort, FcPort, and FcSupportsLink association). +- «Experimental»** (stereotype on LinkEncompassesLowerLevelLinks association). +- «StrictComposite»** (stereotype on LinkPort and FcPort associations). + +UML class diagram showing the interrelationships between key object classes in the CoreNetworkModel. The diagram includes classes like ForwardingDomain, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, and LayerProtocol. Relationships include associations, compositions, and generalizations, with multiplicities and role names. A note indicates 'Should this be FdSupportsFcs'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Forwarding-LtpInterLayerSkeletonOverview. + +**Figure 6-2 – Skeleton class diagram of key object classes** + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format [here](#). + +## 6.3 Core foundation model (Annex C) + +The core foundation model in Annex C provides a detailed view of all aspects of the core model that are relevant to all other parts of the CIM. Currently this model includes coverage of naming and identifiers as well as states. + +### 6.3.1 Naming and identifiers + +Figure 6-3 illustrates the rationalization of the approach to naming, identification and addressing of entities described in the CIM. + +![UML Class Diagram: Overview of Naming and Identifier of Objects. The diagram shows a hierarchy of classes and data types. At the top, 'OpenModelClass' is the root, with 'OpenModelClass::Deprecated::NetworkElement' as an example. 'OpenModelClass' has attributes 'localId: NameAndValue [*]', 'uuid: UniversalId [1]', 'name: NameAndValue [1..*]', 'label: NameAndValue [*]', 'extension: NameAndValue [*]', and 'address: Address [*]'. Subclasses include 'LogicalTerminationPoint', 'ForwardingDomain', 'Link', 'ForwardingConstruct', and 'FcRoute'. 'OpenModelClass' is associated with 'NameAndValue' (DataType) via 'NameAndValuesUniqueInScopeOfGlobalClassInstance'. 'NameAndValue' has attributes 'valueName: String [0..1]' and 'value: String [1]'. 'OpenModelClass' is also associated with 'NameAndValueAuthority' (OpenModelClass, Preliminary) via 'NameAndValueHasNameAndValueAuthority'. 'NameAndValueAuthority' has attributes 'uuid: UniversalId [1]'. 'OpenModelClass' is associated with 'LocalClass' (OpenModelClass) via 'NameAndValuesUniqueInScopeOfLocalClassInstance'. 'LocalClass' has attributes 'localId: NameAndValue [1..*]'. 'LocalClass' is associated with 'LayerProtocol', 'FcPort', 'FcSwitch', and 'LinkPort'. 'OpenModelClass' is associated with 'UniversalId' (DataType) via 'GlobalIdHasGlobalAuthority'. 'UniversalId' has attributes 'value: String [1]'. 'OpenModelClass' is associated with 'ConditionalPackage' (OpenModelClass, Experimental) via 'Experimental'. 'OpenModelClass' is associated with 'Address' (DataType, Experimental) via 'Experimental'. 'Address' has attributes 'addressName: String [0..1]' and 'addressElement: AddressElement [1..*] {ordered}'. 'Address' is associated with 'AddressElement' (DataType, Experimental) via 'AdressElementsAddress'. 'AddressElement' has attributes 'addressElementName: String [0..1]', 'localId: LocalIdAndClass [0..1]', 'uuid: UniversalId [0..1]', 'name: NameAndClass [0..1]', and 'arbitraryElement: String [0..1]'. 'OpenModelClass' is associated with 'NameAndClass' (DataType, Experimental) via 'Experimental'. 'NameAndClass' has attributes 'classOfInstance: String [1]' and 'name: NameAndValue [1]'. 'OpenModelClass' is associated with 'LocalIdAndClass' (DataType, Experimental) via 'Experimental'. 'LocalIdAndClass' has attributes 'classOfInstance: String [1]' and 'localId: NameAndValue [1]'. A note indicates that 'OpenModelClass::Deprecated::NetworkElement' is an example of inheritance.](7133ccf78043568ca62ecbcd43628a4a_img.jpg) + +UML Class Diagram: Overview of Naming and Identifier of Objects. The diagram shows a hierarchy of classes and data types. At the top, 'OpenModelClass' is the root, with 'OpenModelClass::Deprecated::NetworkElement' as an example. 'OpenModelClass' has attributes 'localId: NameAndValue [\*]', 'uuid: UniversalId [1]', 'name: NameAndValue [1..\*]', 'label: NameAndValue [\*]', 'extension: NameAndValue [\*]', and 'address: Address [\*]'. Subclasses include 'LogicalTerminationPoint', 'ForwardingDomain', 'Link', 'ForwardingConstruct', and 'FcRoute'. 'OpenModelClass' is associated with 'NameAndValue' (DataType) via 'NameAndValuesUniqueInScopeOfGlobalClassInstance'. 'NameAndValue' has attributes 'valueName: String [0..1]' and 'value: String [1]'. 'OpenModelClass' is also associated with 'NameAndValueAuthority' (OpenModelClass, Preliminary) via 'NameAndValueHasNameAndValueAuthority'. 'NameAndValueAuthority' has attributes 'uuid: UniversalId [1]'. 'OpenModelClass' is associated with 'LocalClass' (OpenModelClass) via 'NameAndValuesUniqueInScopeOfLocalClassInstance'. 'LocalClass' has attributes 'localId: NameAndValue [1..\*]'. 'LocalClass' is associated with 'LayerProtocol', 'FcPort', 'FcSwitch', and 'LinkPort'. 'OpenModelClass' is associated with 'UniversalId' (DataType) via 'GlobalIdHasGlobalAuthority'. 'UniversalId' has attributes 'value: String [1]'. 'OpenModelClass' is associated with 'ConditionalPackage' (OpenModelClass, Experimental) via 'Experimental'. 'OpenModelClass' is associated with 'Address' (DataType, Experimental) via 'Experimental'. 'Address' has attributes 'addressName: String [0..1]' and 'addressElement: AddressElement [1..\*] {ordered}'. 'Address' is associated with 'AddressElement' (DataType, Experimental) via 'AdressElementsAddress'. 'AddressElement' has attributes 'addressElementName: String [0..1]', 'localId: LocalIdAndClass [0..1]', 'uuid: UniversalId [0..1]', 'name: NameAndClass [0..1]', and 'arbitraryElement: String [0..1]'. 'OpenModelClass' is associated with 'NameAndClass' (DataType, Experimental) via 'Experimental'. 'NameAndClass' has attributes 'classOfInstance: String [1]' and 'name: NameAndValue [1]'. 'OpenModelClass' is associated with 'LocalIdAndClass' (DataType, Experimental) via 'Experimental'. 'LocalIdAndClass' has attributes 'classOfInstance: String [1]' and 'localId: NameAndValue [1]'. A note indicates that 'OpenModelClass::Deprecated::NetworkElement' is an example of inheritance. + +G.7711(25) + +Source Papyrus CoreModel diagram: Foundation-CommonPackagesNoNotes + +**Figure 6-3 – Overview of Naming and Identifier of Objects** + +### 6.3.2 States + +Figure 6-4 shows the basic states applicable to a majority of entities in the CIM. + +![UML Class Diagram showing State_Pac class and its associations with GlobalClass and LocalClass, and its enumerations: AdministrativeState, OperationalState, and AssignmentState. A note indicates these states are derived from ITU-T Recommendation X.731.](cbdfdade780e677eb1c1aef3081ce9ef_img.jpg) + +``` + +classDiagram + class State_Pac { + <> + +«Mature» operationalState: OperationalState [0..1] + +«Mature» administrativeState: AdministrativeState [0..1] + +«Preliminary» assignmentState: AssignmentState [0..1] + } + class GlobalClass { + <> + } + class LocalClass { + <> + } + class AdministrativeState { + <> + <> + +«Mature» LOCKED + +«Mature» UNLOCKED + +«Preliminary» SHUTTING_DOWN + } + class OperationalState { + <> + <> + +«Mature» DISABLED + +«Mature» ENABLED + } + class AssignmentState { + <> + <> + +«Preliminary» PLANNED + +«Preliminary» POTENTIAL_AVAILABLE + +«Preliminary» POTENTIAL_BUSY + +«Preliminary» INSTALLED + +«Preliminary» PENDING_WITHDRAWAL + +«Preliminary» UNAVAILABLE + +«Preliminary» PENDING_WITHDRAWAL_FREE + +«Preliminary» SCHEDULED_CAPACITY_CHANGE + +«Preliminary» SCHEDULED_WITHDRAWAL + } + + State_Pac <|-- GlobalClass + State_Pac <|-- LocalClass + +``` + +These states are derived from the definitions in ITU-T Recommendation X.731 "Information Technology – Open Systems Interconnection – Systems Management: State Management Function" including amendments 1 and 2. This Recommendation and its amendments are available from: + + +UML Class Diagram showing State\_Pac class and its associations with GlobalClass and LocalClass, and its enumerations: AdministrativeState, OperationalState, and AssignmentState. A note indicates these states are derived from ITU-T Recommendation X.731. + +G.7711(25) + +Source Papyrus CoreModel diagram: State-FullModel. + +**Figure 6-4 – States for all objects** + +## 6.4 Core network model – Topology model (Annex D) + +The topology model in Annex D provides a detailed view of the topology model covering both the basic topology pattern with detailed attributes as well as the combination of layered topology and topology views. See Figures 6-5 and 6-6. + +![UML Class diagram showing key classes for network topology: NetworkElement, ForwardingDomain, LogicalTerminationPoint, LinkPort, Link, LayerProtocol, and ForwardingEntity. Relationships include NeEncompassesFds, HigherLevelFdEncompassesLowerLevelFds, FdAggregatesLtps, LinkPortTerminatesOnLtps, LinkHasAssociatedFds, FdEncompassesLowerLevelLinks, LtpIncludesLayerProtocols, and LinkEncompassesLowerLevelLinks. Some associations are deprecated.](aaf3e6e44cdeabd6d1df869c5f392ea1_img.jpg) + +``` + +classDiagram + class NetworkElement["«OpenModelClass»\nNetworkElement"] + class ForwardingDomain["«OpenModelClass»\nForwardingDomain"] + class LogicalTerminationPoint["«OpenModelClass»\nLogicalTerminationPoint"] + class LinkPort["«OpenModelClass»\nLinkPort"] + class Link["«OpenModelClass»\nLink"] + class LayerProtocol["«OpenModelClass»\nLayerProtocol"] + class ForwardingEntity["«OpenModelClass»\nForwardingEntity"] + + NetworkElement "0..1" -- "*" ForwardingDomain : NeEncompassesFds <> + ForwardingDomain "*" -- "*" NetworkElement : HigherLevelFdEncompassesLowerLevelFds + ForwardingDomain "*" -- "*" LogicalTerminationPoint : FdAggregatesLtps <> + LogicalTerminationPoint "*" -- "*" LinkPort : LinkPortTerminatesOnLtps + LinkPort "*" -- "2..*" Link : LinkHasAssociatedFds + Link "*" -- "*" ForwardingDomain : FdEncompassesLowerLevelLinks + Link "*" -- "*" LogicalTerminationPoint : LinkEncompassesLowerLevelLinks + LogicalTerminationPoint "1" -- "1..*" LayerProtocol : LtpIncludesLayerProtocols + Link --> ForwardingEntity + ForwardingEntity --> Link + +``` + +UML Class diagram showing key classes for network topology: NetworkElement, ForwardingDomain, LogicalTerminationPoint, LinkPort, Link, LayerProtocol, and ForwardingEntity. Relationships include NeEncompassesFds, HigherLevelFdEncompassesLowerLevelFds, FdAggregatesLtps, LinkPortTerminatesOnLtps, LinkHasAssociatedFds, FdEncompassesLowerLevelLinks, LtpIncludesLayerProtocols, and LinkEncompassesLowerLevelLinks. Some associations are deprecated. + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-HighLevelOverviewOfStructure-LargeText. + +**Figure 6-5 – Key classes that form the network topology** + +![UML Class Diagram titled 'CoreModel Diagram FdRecursionWithLink' showing the relationship between ForwardingDomain and Link classes. ForwardingDomain has a recursive association with itself (HigherLevelFdEncompassesLowerLevelFds) and an association with Link (FdEncompassesLowerLevelLinks). Link has an association with ForwardingDomain (LinkHasAssociatedFds) and a recursive association with itself (LinkEncompassesLowerLevelLinks) labeled as experimental. Annotations explain the diagram: 'Shown by ForwardingDomain nesting (e.g., A is in B)' points to the recursive association; 'FD A encompasses 5 links' points to the FdEncompassesLowerLevelLinks association; 'Represents link at boundary of ForwardingDomain' points to a link between FD A and FD B; 'Allows for multi-ended links' points to the Link class; 'Showing experimental Link recursion' points to the LinkEncompassesLowerLevelLinks association. To the left, a diagram shows ForwardingDomain B containing ForwardingDomain A, which in turn contains nodes A.1, A.2, A.3, A.4, and A.5. Node A.1 is further divided into sub-nodes A.1.1, A.1.2, and A.1.3. Node A.2 is divided into A.2.1, A.2.2, and A.2.3. Node A.3 is connected to A.4 and A.5. Node A.5 is connected to ForwardingDomain C. Red dashed arrows point from the annotations to the corresponding parts of the diagram.](8c348bf9c2c81b018017ae1d19506a9a_img.jpg) + +CoreModel Diagram +FdRecursionWithLink + +Shown by ForwardingDomain nesting (e.g., A is in B) + +HigherLevelFdEncompassesLowerLevelFds + +Allows for multi-ended links + +FdEncompassesLowerLevelLinks + +FD A encompasses 5 links + +LinkHasAssociatedFds + +Represents link at boundary of ForwardingDomain + +LinkEncompassesLowerLevelLinks + +Showing experimental Link recursion + +A link is wholly in a specific ForwardingDomain if all ForwardingDomains that it is associated to are in that ForwardingDomain. Hence no specific association is necessary in the model. + +G.7711-Y.1702(22)\_F6-6 + +UML Class Diagram titled 'CoreModel Diagram FdRecursionWithLink' showing the relationship between ForwardingDomain and Link classes. ForwardingDomain has a recursive association with itself (HigherLevelFdEncompassesLowerLevelFds) and an association with Link (FdEncompassesLowerLevelLinks). Link has an association with ForwardingDomain (LinkHasAssociatedFds) and a recursive association with itself (LinkEncompassesLowerLevelLinks) labeled as experimental. Annotations explain the diagram: 'Shown by ForwardingDomain nesting (e.g., A is in B)' points to the recursive association; 'FD A encompasses 5 links' points to the FdEncompassesLowerLevelLinks association; 'Represents link at boundary of ForwardingDomain' points to a link between FD A and FD B; 'Allows for multi-ended links' points to the Link class; 'Showing experimental Link recursion' points to the LinkEncompassesLowerLevelLinks association. To the left, a diagram shows ForwardingDomain B containing ForwardingDomain A, which in turn contains nodes A.1, A.2, A.3, A.4, and A.5. Node A.1 is further divided into sub-nodes A.1.1, A.1.2, and A.1.3. Node A.2 is divided into A.2.1, A.2.2, and A.2.3. Node A.3 is connected to A.4 and A.5. Node A.5 is connected to ForwardingDomain C. Red dashed arrows point from the annotations to the corresponding parts of the diagram. + +**Figure 6-6 – ForwardingDomain recursion with Link3** + +## 6.5 Core network model – Resilience model (Annex E) + +The resilience model in Annex E provides a view of the model for resilience (including protection and restoration) and encompasses: + +- The basic resilience model structure. +- The key attributes relevant to resilience. +- The application of the resilience model to various cases. + +Figure 6-7 shows the relevant key classes. + +3 The numbering of the FDs on the figure implies a strict and fixed hierarchy. It should be noted that the association is aggregation and hence the hierarchy can change, and an FD may move from being encompassed by one FD to being encompassed by another. Consider the numbering as simply a view of the current structure. + +![UML Class Diagram: Resilience-Pattern. This diagram shows the structure of a resilience pattern in the Papyrus CoreModel. It includes several classes: OpenModelClass (LogicTerminationPoint), OpenModelClass (FPort), OpenModelClass (Link), OpenModelClass (FRoute), OpenModelClass (FSwitch), OpenModelClass (ConfigurationAndSwitchControl), OpenModelClass (ControlParameters_Pac), OpenModelClass (CasPortRuleProperties), OpenModelClass (CasPort), OpenModelClass (Local_Pac), and OpenModelClass (Global_Pac). Associations are labeled with multiplicity and role names such as 'FPortConnectedTo', 'FPortSelectOfPort', 'FRouteDescByLinks', 'FSwitchSelectOfPorts', 'FSwitchOwnsControlParameters', 'CasOwnsControlParameters', 'CasPortRuleProperties', 'CasPort', 'CasPortConnectedTo', 'LpIncludedLayerProtocols', 'LpEncapsulatesConfigurationAndSwitchControl', 'FEncapsulatesSwitches', 'FCoordinateByInternalCase', 'FCoordinateByExternalCase', 'FRouteFeedOfPort', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks'. Stereotypes like 'Preliminary', 'Experimental', and 'InternalCase' are used to categorize elements.](69b7bd65e85cdef6fdd7fb0a8194257c_img.jpg) + +UML Class Diagram: Resilience-Pattern. This diagram shows the structure of a resilience pattern in the Papyrus CoreModel. It includes several classes: OpenModelClass (LogicTerminationPoint), OpenModelClass (FPort), OpenModelClass (Link), OpenModelClass (FRoute), OpenModelClass (FSwitch), OpenModelClass (ConfigurationAndSwitchControl), OpenModelClass (ControlParameters\_Pac), OpenModelClass (CasPortRuleProperties), OpenModelClass (CasPort), OpenModelClass (Local\_Pac), and OpenModelClass (Global\_Pac). Associations are labeled with multiplicity and role names such as 'FPortConnectedTo', 'FPortSelectOfPort', 'FRouteDescByLinks', 'FSwitchSelectOfPorts', 'FSwitchOwnsControlParameters', 'CasOwnsControlParameters', 'CasPortRuleProperties', 'CasPort', 'CasPortConnectedTo', 'LpIncludedLayerProtocols', 'LpEncapsulatesConfigurationAndSwitchControl', 'FEncapsulatesSwitches', 'FCoordinateByInternalCase', 'FCoordinateByExternalCase', 'FRouteFeedOfPort', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks', 'FRouteOwnsFPorts', 'FRouteOwnsFLinks'. Stereotypes like 'Preliminary', 'Experimental', and 'InternalCase' are used to categorize elements. + +Source Papyrus CoreModel diagram: Resilience-Pattern. + +**Figure 6-7 – Basic resilience pattern** + +## 6.6 Core physical model (Annex F) + +The core physical model in Annex F provides a view of the model for physical objects (including equipment, holders and connectors). It: + +- Introduces the Physical model structure +- Describes the key classes of the physical model +- Explains the attributes of the physical model +- Describes the relationship between the connector and the LTP +- Shows how the model deals with the relationship between physical and functional views +- Explains how the Specification model describes equipment schemes (e.g., rules) +- Highlights work in progress to further advance the equipment model. + +Figure 6-8 shows the relevant key classes. + +![UML Class Diagram: Equipment-Pattern. The diagram shows four classes: Equipment, Holder, Connector, and Cable. Equipment is the base class for Holder and Connector. Connector is the base class for Cable. Equipment has an attribute 'isFieldReplaceable: Boolean [1]'. Associations include: Equipment (1) to Holder (0..1) via 'EquipmentHasHolder'; Equipment (1) to Connector (0..1) via 'EquipmentHasConnector'; Holder (1) to Connector (0..1) via 'HolderEncapsulatesConnector'; Connector (1) to Cable (0..1) via 'CableHasConnector'. Callouts provide additional information: 'Intend to move "isFieldReplaceable" to "spec layer"' for Equipment; 'Primary classes of the Physical Model' and 'Not fully modelled' for Holder; 'Holder connector not exposed. May need to have an identifier or name so it can be addressed.' for Connector; 'Model does not allow stackable connectors' for Connector; 'May not need to instantiate connector (currently abstract but may be case dependent).' for Connector; and 'This should have a strand model. Medium and MediumPort (where the port is the facet of the fibre where cut). Also need medium bundle.' for Cable.](11edb7fcedf09ac6a817f8d7b8c61eec_img.jpg) + +UML Class Diagram: Equipment-Pattern. The diagram shows four classes: Equipment, Holder, Connector, and Cable. Equipment is the base class for Holder and Connector. Connector is the base class for Cable. Equipment has an attribute 'isFieldReplaceable: Boolean [1]'. Associations include: Equipment (1) to Holder (0..1) via 'EquipmentHasHolder'; Equipment (1) to Connector (0..1) via 'EquipmentHasConnector'; Holder (1) to Connector (0..1) via 'HolderEncapsulatesConnector'; Connector (1) to Cable (0..1) via 'CableHasConnector'. Callouts provide additional information: 'Intend to move "isFieldReplaceable" to "spec layer"' for Equipment; 'Primary classes of the Physical Model' and 'Not fully modelled' for Holder; 'Holder connector not exposed. May need to have an identifier or name so it can be addressed.' for Connector; 'Model does not allow stackable connectors' for Connector; 'May not need to instantiate connector (currently abstract but may be case dependent).' for Connector; and 'This should have a strand model. Medium and MediumPort (where the port is the facet of the fibre where cut). Also need medium bundle.' for Cable. + +Source Papyrus CoreModel diagram: Equipment-Pattern. + +**Figure 6-8 – Basic equipment pattern** + +## 6.7 Core specification model (Annex G) + +This clause provides a high-level overview of the core specification model. Details of the model are provided in Annex G. There are several related needs that have given rise to the specification model: + +- Provide machine-interpretable form of specific localized behaviour: + - Representing rules related to restrictions of specific cases of use of the model + - Representing capabilities of specific cases of use. +- Enable the introduction of run time schema where the essential structure of the model is known up front (at compile time), but the details are not. +- Reduce the clutter in a representation where a set of details takes the same values for all instances that related to a specific case. +- Allow leverage of existing standards definitions (e.g., technology/application specific) in a machine-interpretable language. + +The combination of these needs resulted in a separation in the model of definitions of structure and content, such that an instance of classes from one model fragment could point to another model fragment to enable the provision of a fragment of definition of the class and of subordinates. + +The aim of all specification definitions is that they be rigorous definitions of specific cases of usage and enable machine interpretation where traditional interface designs would only allow human interpretation. + +The following dedicated spec structures have been considered: + +- FC spec: Main focus is to provide a representation of the effective internal structure of an FC. + +- LTP and LP spec: Main focus is to provide a representation of layer protocol (LP) specific parameters for the LTP. +- FD and Link spec: Main focus is on capacity and forwarding enablement restrictions. +- Equipment spec: Main focus is to provide a representation of equipping constraints. +- Scheme spec: Main focus is to provide a mechanism to describe any pattern (arrangement) of entities from the model for some specific purpose (e.g., to describe the structure of a [ITU-T G.8032] protection scheme. + +Figure 6-9 shows the relevant key classes of the spec model of LTP and LP. + +![UML Class diagram of the spec model of LTP and LP. The diagram shows a complex web of classes and associations. Key classes include LtpSpec, LtpSpecHasLtpOccurrence, LtpSpecHasLtpPortSpec, LtpSpecHasLtpPropertySpec, LtpSpecHasLtpTerminationSpec, LtpSpecHasLtpInternalForwardingSpec, LtpSpecHasLtpForwardingSpec, LtpSpecHasLtpServerSpec, LtpSpecHasLtpViewSpec, LtpSpecHasLtpClientSpec, LtpSpecHasLtpAdapterSpec, LtpSpecHasLtpPostPropertySpec, LtpSpecHasLtpPostPortSpec, LtpSpecHasLtpPostTerminationSpec, LtpSpecHasLtpPostInternalForwardingSpec, LtpSpecHasLtpPostForwardingSpec, LtpSpecHasLtpPostServerSpec, LtpSpecHasLtpPostViewSpec, LtpSpecHasLtpPostClientSpec, LtpSpecHasLtpPostAdapterSpec. Associations represent relationships like 'has', 'specifies', 'occurs', 'has property', 'has port', 'has termination', 'has internal forwarding', 'has forwarding', 'has server', 'has view', 'has client', 'has adapter'. Multiplicities and stereotypes (e.g., 'experimental') are also shown.](dcf37c460c66ec011dbe6ca08de44ff9_img.jpg) + +UML Class diagram of the spec model of LTP and LP. The diagram shows a complex web of classes and associations. Key classes include LtpSpec, LtpSpecHasLtpOccurrence, LtpSpecHasLtpPortSpec, LtpSpecHasLtpPropertySpec, LtpSpecHasLtpTerminationSpec, LtpSpecHasLtpInternalForwardingSpec, LtpSpecHasLtpForwardingSpec, LtpSpecHasLtpServerSpec, LtpSpecHasLtpViewSpec, LtpSpecHasLtpClientSpec, LtpSpecHasLtpAdapterSpec, LtpSpecHasLtpPostPropertySpec, LtpSpecHasLtpPostPortSpec, LtpSpecHasLtpPostTerminationSpec, LtpSpecHasLtpPostInternalForwardingSpec, LtpSpecHasLtpPostForwardingSpec, LtpSpecHasLtpPostServerSpec, LtpSpecHasLtpPostViewSpec, LtpSpecHasLtpPostClientSpec, LtpSpecHasLtpPostAdapterSpec. Associations represent relationships like 'has', 'specifies', 'occurs', 'has property', 'has port', 'has termination', 'has internal forwarding', 'has forwarding', 'has server', 'has view', 'has client', 'has adapter'. Multiplicities and stereotypes (e.g., 'experimental') are also shown. + +Source Papyrus CoreModel diagram: Spec-LtpCapabilitySpecWithLtp. + +**Figure 6-9 – Class diagram of the spec model of LTP and LP** + +In addition, there is work on a generalized spec pattern with the main focus to provide a common representation of the mechanism for relating a class to its spec, accounting for implementation needs. + +## 6.8 Control model (Annex H) + +The ONF architecture [b-ONF TR-521] talks of a recursion of control aligning well with the more general concept of the management-control continuum from [b-TMF IG1118]. The control model in Version 2 of the core model showed a traditional hierarchy rather than a generalized recursion. + +Over many years it has become apparent that the traditional representation of the Network Element and of the Managed Element was not correct. It is clear that, from one perspective, the Network Element is simply a lower-level member of the management-control continuum (MCC). It is also apparent that all other aspects of the NE are covered by other parts of the model. + +It was concluded that the NE should be re-modelled as simply a control capability and that that capability should be generalized so that it could handle all aspects of the management control continuum. + +Figure 6-10 shows the relevant key classes of the control model. + +![UML Class diagram titled 'Core control model' showing relationships between classes like ControlConstruct, ViewMappingFunction, ExposureContext, ControlPort, VmPort, CdPort, and LogicalTerminationPoint. The diagram includes annotations such as 'Talk through the port to the component about the view.' and 'The current model is strongly focussed on provider side ExposureContext...'.](692541e65db4dc852988ce77ebb60ce5_img.jpg) + +The diagram illustrates the Core control model with the following classes and relationships: + +- ControlConstruct** (Orange class): + - Associated with **ControlConstructHasPorts** (Association class). + - Associated with **ControlConstructControlsControlConstructInContext** (Association class). + - Associated with **ControlConstructExposesExposureContext** (Association class). +- ViewMappingFunction** (Blue class): + - Associated with **ControlConstruct** via **FunctionsDefinedByViewMapping** (Association class). + - Associated with **ControlConstruct** via **ControlConstructHasViewMappings** (Association class). + - Associated with **OpenModelClass** (ViewMappingFunction) via **+\_viewMapping** (Association class). + - Associated with **OpenModelClass** (VmPort) via **+\_vmfPort** (Association class). +- ExposureContext** (Orange class): + - Associated with **ControlConstruct** via **ControlConstructExposesExposureContext** (Association class). + - Associated with **OpenModelClass** (ControlPort) via **PortAccessesExposureContext** (Association class). +- ControlPort** (Orange class): + - Associated with **ControlConstruct** via **ControlConstructHasPorts** (Association class). + - Associated with **OpenModelClass** (ControlPort) via **PortProtectsPort** (Association class). + - Associated with **LogicalTerminationPoint** via **ControlPortBoundToLtp** (Association class). +- VmPort** (Blue class): + - Associated with **ViewMappingFunction** via **+\_vmfPort** (Association class). + - Associated with **OpenModelClass** (CdPort) via **VmPortMapsFromCdConstraintSet** (Association class). + - Associated with **OpenModelClass** (VmPort) via **VmPortBoundToVmPort** (Association class). +- CdPort** (Purple class): + - Associated with **ViewMappingFunction** via **+\_cdPort** (Association class). + - Associated with **OpenModelClass** (VmPort) via **VmPortMapsFromCdConstraintSet** (Association class). + - Associated with **OpenModelClass** (CdPort) via **CdHasCdPorts** (Association class). +- ConstraintDomain** (Purple class): + - Associated with **ControlConstruct** via **+\_controlConstructInDomain** (Association class). + - Associated with **OpenModelClass** (CdPort) via **+\_cd** (Association class). + - Associated with **OpenModelClass** (VmPort) via **+\_vmfPort** (Association class). +- LogicalTerminationPoint** (Grey class): + - Associated with **ControlPort** via **ControlPortBoundToLtp** (Association class). + +Annotations in the diagram: + +- "Talk through the port to the component about the view." (near ControlConstruct) +- "The current model is strongly focussed on provider side ExposureContext, e.g. related to the information projected from a Controller to its clients. In a later release the ExposureContext related to the client side will be developed further, e.g. related to the information from the systems under the Controller provided to the Controller." (near ControlConstruct) +- "A control port of the CD" (near VmPort) +- "A view port of the CD" (near CdPort) + +UML Class diagram titled 'Core control model' showing relationships between classes like ControlConstruct, ViewMappingFunction, ExposureContext, ControlPort, VmPort, CdPort, and LogicalTerminationPoint. The diagram includes annotations such as 'Talk through the port to the component about the view.' and 'The current model is strongly focussed on provider side ExposureContext...'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructAndExposureContextCore. + +**Figure 6-10 – Core control model** + +As explained, Annex H, the classes SdnController, NetworkControlDomain and NetworkElement4 have been reassessed and deprecated and new classes have been developed in this release to replace them. It has been recognized that a uniform recursive model of control can be developed that provides a consistent treatment of what were previously seen as completely different things. + +## 6.9 OAM model (Annex I) + +A high-level overview of OAM is provided. It focusses on the representation of sensors and sensor/measurement data. The OAM solution does not introduce any new classes and instead proposes that OAM capabilities are built into existing classes such as LTP, etc. + +4 The Network Element scope of the direct interface from a SDN controller to a Network Element in the infrastructure layer is similar to the EMS-to-NE management interface defined in the information models [ITU-T G.875] (OTN), [ITU-T G.8052] (Ethernet), and [ITU-T G.8152] (MPLS-TP). + +![Figure 6-11a: Showing monitors and signal sources. The diagram illustrates a complex interaction model with multiple layers and components. At the top, a green dashed box contains four circular nodes, each with an orange 'Input' arrow pointing down to it and a red 'Sink' arrow pointing up from it. Below this, a large purple dashed box contains two vertical columns of nodes. Each column has a blue 'Source' arrow pointing down through it and a red 'Sink' arrow pointing up through it. A yellow oval on the right contains two nodes with green 'Output' arrows pointing right. A legend on the far right defines the arrow types: red for Sink (Server to client), blue for Source (Client to server), pink for ContraSink, purple for ContraSource, orange for Input, green for Output, and a blue circle for Half of a bidirectional FePort. The text 'G.7711(25)' is at the bottom right of the diagram area.](08dce7ad4c512fdf0c0cde60415fade6_img.jpg) + +Figure 6-11a: Showing monitors and signal sources. The diagram illustrates a complex interaction model with multiple layers and components. At the top, a green dashed box contains four circular nodes, each with an orange 'Input' arrow pointing down to it and a red 'Sink' arrow pointing up from it. Below this, a large purple dashed box contains two vertical columns of nodes. Each column has a blue 'Source' arrow pointing down through it and a red 'Sink' arrow pointing up through it. A yellow oval on the right contains two nodes with green 'Output' arrows pointing right. A legend on the far right defines the arrow types: red for Sink (Server to client), blue for Source (Client to server), pink for ContraSink, purple for ContraSource, orange for Input, green for Output, and a blue circle for Half of a bidirectional FePort. The text 'G.7711(25)' is at the bottom right of the diagram area. + +**Figure 6-11a – Showing monitors and signal sources** + +## 6.10 Interaction pattern model (Annex J) + +The work has been carried out with the assumption that the future is cloud oriented such that the controllers are an interconnected system of cloud-based components. It is assumed that in a cloud environment the operations will be "outcome-oriented" interaction5 where the focus is on stating the constraints that form a boundary that defines the desired target. In outcome-oriented interaction the operations/methods/activities/tasks used to achieve the desired outcome are firmly in the domain of the provider. The client simply provides information about the desired outcome in the context of what has been agreed as possible. Hence the essential need of any interaction is the provision of information about the desired outcome in terms of constraints and potentially in the context of some expected initial system state. Whilst the content of any message may differ per interaction the structure will be consistent6. + +- The interaction pattern model is intended to provide a dynamic sophisticated structure that has "foldaway" parts. + +5 Intent is an outcome-oriented form of interaction. + +6 Again, human language is a good analogy. The grammar remains constant, simple and repeating but the vocabulary is broad and changes/grows often rapidly. + +- The aim is to provide one structure: + - For all outcome-oriented constraint-based forms including intent + - Supports traditional Verb driven forms + - with constrained valued + - with absolute values + - Enables operations that: + - Act on multiple separate independent things + - Have sequence and interdependency between parts and with other separate interactions + - Are long lived or short lived (where the life may depend upon the case and may not be knowable before the request. +- The aim is that the model will be used to generate schema where there is a continuum of compatible schema from the most basic simple CRUD (Create/Read/Update/Delete) forms to the most sophisticated forms such that the CRUD form can be seen as a tiny subset of the sophisticated form. + +Figure 6-11 shows the model of the request. + +![UML Class diagram showing the structure of an operation (request) with various classes and their relationships.](cfb98c691c1af5befe32ff9442eea511_img.jpg) + +The diagram illustrates the structure of an operation (request) using UML class notation. It includes the following elements: + +- «Enumeration» «Experimental» ActionEffort**: Contains literals **BEST EFFORT** and **EXACT MATCH**. +- «Enumeration» «Experimental» PauseResumeRule**: Contains literal **NO\_PAUSE\_POSSIBLE**. +- «Enumeration» «ControlledString» ActionVerbs**: Contains literals **CREATE\_POST\_ADD**, **SET\_UPDATE\_PUT\_MODIFY\_WRITE\_ADD**, **GET\_READ**, and **DELETE\_REMOVE**. +- «Enumeration» «Experimental» ActivityDirective**: Contains literals **STRUCTURE\_IS\_NOT**, **NEW\_STRUCTURE\_AND\_VALUES**, **INCREMENTAL\_STRUCTURE\_AND\_VALUES**, **ONLY VALUES\_IN\_EXISTING\_STRUCTURE**, and **DEFINED\_BY\_VERB**. +- «OpenModelClass, Experimental» Ltp**: Associated with **«OpenModelAttribute, AttributeExtension, Experimental» {metaPointerToClassStruc...\_overidesClassAttribute=false}** (named **\_classTypeName**). +- «OpenModelClass, Experimental» SpecificClassStructure**: Associated with **«OpenModelClass, Experimental» SpecificPattern** (named **\_specificPattern**). +- «OpenModelClass, Experimental» ElementConstraints**: Associated with **«OpenModelClass, Experimental» OutcomeElementConstraints** (named **\_outcomeElement**). +- «OpenModelClass, Experimental» OperationEnvelope**: + - Associations: **OperationEnvelopeHasOperationSet** (to **OperationSet**), **GeneralDirectives** (to **«Experimental, OpenModelClass» GeneralDirectives**), and **OperationIdentifiers** (to **«Experimental, OpenModelClass» OperationIdentifiers**). +- «OpenModelClass, Experimental» OperationSet**: + - Attributes: **+ abortAfterDurationWithActionRole: ToBeDefined [0..1]**, **+ effortAndAction: ActionEffort [0..1]**, **+ pauseResumeRule: PauseResumeRule [0..1]**, **+ isShortLived: Boolean [0..1]**. + - Associations: **OperationSetHasMembers** (to **«OpenModelClass, Example, Experimental» Ltp**), **OperationStartAfterStart** (to **«OpenModelClass, Experimental» SpecificClassStructure**), **OperationStartAfterEnd** (to **«OpenModelClass, Experimental» SpecificClassStructure**), **OperationSetThatMustHaveStarted** (to **«OpenModelClass, Experimental» OperationSet**), and **OperationSetThatMustEnd** (to **«OpenModelClass, Experimental» OperationSet**). +- «OpenModelClass, Experimental» OperationDetails**: + - Attribute: **+ actionVerbs: ActionVerbs [0..1]**. + - Associations: **OperationSetHasOperationDetails** (to **OperationSet**), **OperationHasInitialConstraints** (to **«Experimental, OpenModelClass» NecessaryInitialConditionConstraints**), and **OperationHadDesiredOutcomes** (to **«Experimental, OpenModelClass» DesiredOutcomeConstraints**). +- «Experimental, OpenModelClass» NecessaryInitialConditionConstraints**: + - Attribute: **+ isNot: Boolean [0..1]**. +- «Experimental, OpenModelClass» DesiredOutcomeConstraints**: + - Attributes: **+ activityDirective: ActivityDirective [0..1]**, **+ hasDeleteConfirmation: Boolean [0..1]**, **+ numberInstancesOfEachOutcomeElement: Integer [1]**. + - Associations: **OutcomeElementHasElements** (to **«OpenModelClass, Experimental» OutcomeElementConstraints**), **SpecifiedComposite** (to **«DefinedBySpec, StrictComposition, Experimental» \_outcomeElement**), and **OutcomeElementConstraints** (to **«OpenModelClass, Experimental» ElementConstraints**). +- «SpecReference, OpenModelAttribute, Experimental» \_specificClassStructure**: Associated with **«OpenModelClass, Experimental» SpecificClassStructure** (named **\_specificClassStructure**). +- «OpenModelClass, Experimental» SpecificPattern**: Associated with **«OpenModelClass, Experimental» ElementConstraints** (named **\_specificPattern**). +- «DefinedBySpec, StrictComposition, Experimental» \_outcomeElement**: Associated with **«OpenModelClass, Experimental» OutcomeElementConstraints** (named **\_outcomeElement**). + +Relationships and associations include: + +- OperationEnvelopeHasOperationSet**: **OperationEnvelope** (1) to **OperationSet** (1..\*). +- OperationSetHasMembers**: **OperationSet** (1) to **Ltp** (0..\*). +- OperationStartAfterStart**: **OperationSet** (1) to **SpecificClassStructure** (0..1). +- OperationStartAfterEnd**: **OperationSet** (1) to **SpecificClassStructure** (0..1). +- OperationSetThatMustHaveStarted**: **OperationSet** (1) to **OperationSet** (0..1). +- OperationSetThatMustEnd**: **OperationSet** (1) to **OperationSet** (0..1). +- OperationSetHasOperationDetails**: **OperationSet** (1) to **OperationDetails** (1..\*). +- OperationHasInitialConstraints**: **OperationDetails** (1) to **NecessaryInitialConditionConstraints** (0..1). +- OperationHadDesiredOutcomes**: **OperationDetails** (1) to **DesiredOutcomeConstraints** (1..\*). +- OutcomeElementHasElements**: **DesiredOutcomeConstraints** (1) to **OutcomeElementConstraints** (1..\*). +- SpecifiedComposite**: **DesiredOutcomeConstraints** (1) to **\_outcomeElement** (1..\*). +- OutcomeElementConstraints**: **DesiredOutcomeConstraints** (1) to **ElementConstraints** (1..\*). +- ConstraintSpecifiedByClass**: **SpecificClassStructure** (0..1) to **ElementConstraints** (1..\*). +- ConstraintSpecifiedByPattern**: **SpecificPattern** (0..1) to **ElementConstraints** (1..\*). +- PruneAndRefactor**: **Ltp** (1) to **«OpenModelClass, Experimental» SpecificClassStructure** (0..1). +- ExtractClassType**: **Ltp** (1) to **«OpenModelClass, Experimental» SpecificClassStructure** (0..1). + +Notes: + +- Need response structure extensions that include preferred and actual** (near **OperationEnvelope**). +- OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning!)** (near **DesiredOutcomeConstraints**). +- Is essentially a scheme spec.** (near **SpecificClassStructure**). +- Needs to be aligned with the spec model approach.** (near **SpecificClassStructure**). +- Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value.** (near **OutcomeElementConstraints**). + +G.7711(25) + +UML Class diagram showing the structure of an operation (request) with various classes and their relationships. + +Source Papyrus CoreModel diagram: Operation-Structure. + +**Figure 6-11 – Structure of an operation (request)** + +## 6.11 Processing construct model (Annex K) + +The ProcessingConstruct (PC) represents generalized functionality. The PC is used in conjunction with the ConstraintDomain (CD) that groups PCs and constrains their usage. In addition to being generally applicable to represent functionality that is not being modelled in detail the PC and CD form the fundamental pattern that allows an important transition in the representation of a 'device'7. + +In the CIM there are already separate classes for special types of functions: + +- ForwardingConstruct to represent forwarding functionality, +- LogicalTerminationPoint to represent termination, and +- ForwardingDomain to represent forwarding scope constraints. + +ProcessingConstruct is in addition to these concepts and is to be used where the major function of interest is related to processing rather than forwarding of information. + +While there are a number of grey areas between processing and forwarding, there are a few 'pure' ProcessingConstructs: + +- Memory +- CPU +- Storage. + +Another use for ProcessingConstruct is for representing control plane processes such as packet routing processes. Packet routers commonly run many routing protocols and may also run many instances of each routing protocol. Each routing process instance peers independently and using ProcessingConstruct the actual control plane topologies can be shown. + +--- + +7 Here the term 'device' is used in a loose and undefined manner to aid in the discussion. The term is not defined because it is not important for our discussion, the generally understood concept is sufficient. + +![UML Class Diagram: ProcessingConstruct-Core. The diagram shows four main classes: ConstraintDomain, ProcessingConstruct, CdPort, PcPort, and LogicalTerminationPoint. ConstraintDomain and ProcessingConstruct are 'OpenModelClass, Experimental'. CdPort and PcPort are also 'OpenModelClass, Experimental'. LogicalTerminationPoint is an 'OpenModelClass'. Associations include CdConstrainsCd, CdConstrainsPc, PclsAssemblyOfPc, CdHasCdPorts, PcHasPcPorts, CdPortAllowsPcPort, CdPortBoundToCdPort, PcPortBoundToPcPort, CdBoundedByLtp, CdPortBoundToLtp, PcPortBoundToLtp, and PcBoundedByLtp. Multiplicities and role names are specified on the associations.](e451401f8fa77b466f401d5fce15b26c_img.jpg) + +The diagram illustrates the core model for ProcessingConstruct. It features the following classes and associations: + +- ConstraintDomain** («OpenModelClass, Experimental»): + - Associated with **CdConstrainsCd** («Experimental») at the top left: Multiplicity 1 at ConstraintDomain, \* at CdConstrainsCd, role name `+ _cdInDomain`. + - Associated with **CdConstrainsPc** («Experimental») at the top right: Multiplicity \* at ConstraintDomain, \* at CdConstrainsPc, role name `+ _pcInDomain`. + - Associated with **CdHasCdPorts** («Experimental») at the bottom left: Multiplicity 1 at ConstraintDomain, \* at CdHasCdPorts, role name `+ _cdPort`. + - Associated with **CdBoundedByLtp** («Experimental») at the bottom left: Multiplicity 0..1 at ConstraintDomain, \* at CdBoundedByLtp. +- ProcessingConstruct** («OpenModelClass, Experimental»): + - Associated with **PclsAssemblyOfPc** («Experimental») at the top right: Multiplicity \* at ProcessingConstruct, \* at PclsAssemblyOfPc, role name `+ _composedPc`. + - Associated with **PcHasPcPorts** («Experimental») at the bottom right: Multiplicity 1 at ProcessingConstruct, \* at PcHasPcPorts, role name `+ _pcPort`. + - Associated with **PcBoundedByLtp** («Experimental») at the bottom right: Multiplicity \* at ProcessingConstruct, \* at PcBoundedByLtp. +- CdPort** («OpenModelClass, Experimental»): + - Associated with **CdPortAllowsPcPort** («Experimental») at the center: Multiplicity \* at CdPort, \* at CdPortAllowsPcPort, role name `+ _pcPort`. + - Associated with **CdPortBoundToCdPort** («Experimental») at the bottom left: Multiplicity 0..1 at CdPort, \* at CdPortBoundToCdPort, role name `+ _cdPort`. + - Associated with **CdPortBoundToLtp** («Experimental») at the bottom left: Multiplicity \* at CdPort, 0..1 at CdPortBoundToLtp, role name `+ _ltp`. +- PcPort** («OpenModelClass, Experimental...»): + - Associated with **PcPortBoundToPcPort** («Experimental») at the bottom right: Multiplicity 0..2 at PcPort, \* at PcPortBoundToPcPort, role name `+ _pcPort`. + - Associated with **PcPortBoundToLtp** («Experimental») at the bottom right: Multiplicity 0..2 at PcPort, \* at PcPortBoundToLtp, role name `+ _ltp`. +- LogicalTerminationPoint** («OpenModelClass»): + - Associated with **CdPortBoundToLtp** («Experimental») at the bottom left: Multiplicity 0..1 at LogicalTerminationPoint, \* at CdPortBoundToLtp, role name `+ _ltp`. + - Associated with **PcPortBoundToLtp** («Experimental») at the bottom right: Multiplicity 0..2 at LogicalTerminationPoint, \* at PcPortBoundToLtp, role name `+ _ltp`. + +UML Class Diagram: ProcessingConstruct-Core. The diagram shows four main classes: ConstraintDomain, ProcessingConstruct, CdPort, PcPort, and LogicalTerminationPoint. ConstraintDomain and ProcessingConstruct are 'OpenModelClass, Experimental'. CdPort and PcPort are also 'OpenModelClass, Experimental'. LogicalTerminationPoint is an 'OpenModelClass'. Associations include CdConstrainsCd, CdConstrainsPc, PclsAssemblyOfPc, CdHasCdPorts, PcHasPcPorts, CdPortAllowsPcPort, CdPortBoundToCdPort, PcPortBoundToPcPort, CdBoundedByLtp, CdPortBoundToLtp, PcPortBoundToLtp, and PcBoundedByLtp. Multiplicities and role names are specified on the associations. + +G.7711(25) + +Source Papyrus CoreModel diagram: ProcessingConstruct-Core. + +**Figure 6-12 – Processing construct and constraint domain core model** + +## 6.12 Software model (Annex L) + +The software model provides a representation of software aspects of network devices and compute hosts, and can be split into two broad areas: + +- 1) Software inventory (similar to hardware inventory) +- 2) Software functionality (equivalent to 'running hardware', which is not explicitly modelled in the CIM) + +Figure 6-13 shows the support for a Virtual Machine. + +![UML class diagram showing relationships between classes like CdConstrainsRunningOs, RunningVmBoundaryRepresentedByCd, OpenModelClass_ConstraintDomain, OpenModelClass_Equipment, RunningVirtualMachineMonitor, RunningVirtualMachine, RunningNativeVm, RunningSoftwareApplication, RunningOperatingSystem, RunningSoftwareProcess, Directory, FileSystemEntry, File, and InstalledSoftwareComponent. The diagram includes attributes and associations with multiplicity and role names.](f57c7b37d7a05a99618104f390089f03_img.jpg) + +The diagram is a UML class diagram representing a software model. It includes the following classes and relationships: + +- CdConstrainsRunningOs** (Experimental) is associated with **RunningOperatingSystem** (role: *+ \_runningOsDomain*). +- RunningVmBoundaryRepresentedByCd** (Experimental) is associated with **OpenModelClass\_ConstraintDomain** (role: *+ \_vmBoundary*) and **OpenModelClass\_Equipment** (role: *+ \_equipmentFunctionalBoundary*). +- OpenModelClass\_ConstraintDomain** (Experimental) is associated with **RunningVirtualMachine** (role: *+ \_runningVm*) and **RunningNativeVm** (role: *+ \_runningNativeVmInDomain*). +- OpenModelClass\_Equipment** (Experimental) is associated with **RunningSoftwareApplication** (role: *+ \_runningSoftwareApplicationInDomain*). +- RunningVirtualMachineMonitor** (Experimental) is associated with **RunningVirtualMachine** (role: *+ \_vmMonInvokesVm*) and **RunningOperatingSystem** (role: *+ \_osInvokesVmMonSoftwareProcess*). +- RunningVirtualMachine** (Experimental) is associated with **RunningOperatingSystem** (role: *+ \_osInvokesVmMonSoftwareProcess*). +- RunningNativeVm** (Experimental) is associated with **RunningOperatingSystem** (role: *+ \_osInvokesVmMonSoftwareProcess*). +- RunningSoftwareApplication** (Experimental) is associated with **RunningSoftwareProcess** (role: *+ \_childSoftwareProcess*). +- RunningOperatingSystem** (Experimental) is associated with **RunningSoftwareProcess** (role: *+ \_osInvokesVmMonSoftwareProcess*). +- RunningSoftwareProcess** (Experimental) has attributes: *+ processId: String [1]*, *+ priority: String [1]*, *+ invokingUser: String [1]*, *+ invokingCommand: String [1]*, *+ timeInvoked: DateTime [1]*, *+ runState: String [1]*, *+ name: String [1]*, and *+ description: String [1]*. It is associated with **File** (role: *+ \_executable*) and **RunningSoftwareProcess** (role: *+ \_childSoftwareProcess*). +- Directory** (Experimental) is associated with **FileSystemEntry** (role: *+ \_fileSystemEntry*). +- FileSystemEntry** (Experimental) is associated with **File** (role: *+ \_installedFilesystemEntry*). +- File** (Experimental) has attributes: *+ size: String [1]*, *+ createDate: DateTime [1]*, *+ lastModifyTime: DateTime [1]*, and *+ checksum: String [1]*. It is associated with **RunningSoftwareProcess** (role: *+ \_executable*) and **InstalledSoftwareComponent** (role: *+ \_installationFile*). +- InstalledSoftwareComponent** (Experimental) has attributes: *+ name: String [1]*, *+ version: String [1]*, and *+ serialNumber: String [0..1]*. It is associated with **File** (role: *+ \_installationFile*) and **InstalledSoftwareComponent** (role: *+ \_childInstalledSoftwareComponent*). + +Notes in the diagram: + +- "Special cases only including RunningNativeVm" (near RunningVmBoundaryRepresentedByCd) +- "Easier to list a directory than each single file." (near Directory) +- "From OS install manager" (near InstalledSoftwareComponent) +- "The process may open/lock existing files or create new ones (including temporary files)." (near RunningSoftwareProcess) + +UML class diagram showing relationships between classes like CdConstrainsRunningOs, RunningVmBoundaryRepresentedByCd, OpenModelClass\_ConstraintDomain, OpenModelClass\_Equipment, RunningVirtualMachineMonitor, RunningVirtualMachine, RunningNativeVm, RunningSoftwareApplication, RunningOperatingSystem, RunningSoftwareProcess, Directory, FileSystemEntry, File, and InstalledSoftwareComponent. The diagram includes attributes and associations with multiplicity and role names. + +G.7711(25) + +Source Papyrus CoreModel diagram: Software-VirtualMachine. + +**Figure 6-13 – Skeleton class diagram of key object classes** + +The software model strengthens linkage between various other parts of the model, so that the model can: + +- Show how running software provides functionality (similar to running hardware). +- Support management of memory, CPU and storage capacity (related back to its usage by running software). +- Show how the combination of hardware and software together produces functionality. +- Consistently represent software running directly on hardware CPU and memory as well as the virtual machine monitor (VMM) / virtual machine (VM) and container cases. + +In combination with other parts of the software model further supports the representation of functions emerging from an equipment. + +![UML Class Diagram: Software model in context. The diagram shows relationships between several classes: FileSystem, RunningContainer, RunningVirtualMachine, RunningSoftwareProcess, ConstraintDomain, Equipment, CdPort, PcPort, and LogicalTerminationPoint. Relationships include associations, compositions, and generalizations, with multiplicity and role names. Experimental stereotypes are used for many relationships.](e64c7b989e5bdb2708cd7aefd18b06e1_img.jpg) + +The diagram illustrates the Software model in context, showing relationships between various classes and their attributes. The classes and their relationships are as follows: + +- FileSystem** (OpenModelClass, Experimental) is associated with **RunningContainer** (OpenModelClass, Experimental) via `+ _fileSystemInDomain`. +- RunningContainer** is associated with **RunningVirtualMachine** (OpenModelClass, Experimental) via `RunningVmBoundaryRepresentedByCd` (Experimental). +- RunningVirtualMachine** is associated with **RunningSoftwareProcess** (OpenModelClass, Experimental) via `+ _runningSoftwareProcess`. +- RunningSoftwareProcess** is associated with **ProcessingConstruct** (OpenModelClass, Experimental) via `PcEmergentFromRunningSoftwareProcess` (Experimental). +- ProcessingConstruct** is associated with **Equipment** (OpenModelClass, Matu...) via `PcEmergentFromRunningEquipment` (Experimental). +- Equipment** is associated with **CdPort** (OpenModelClass, Experimental) via `+ _equipmentInDomain`. +- CdPort** is associated with **PcPort** (OpenModelClass, Experim...) via `CdPortAllowsPcPort` (Experimental). +- PcPort** is associated with **LogicalTerminationPoint** (OpenModelClass) via `PcPortBoundToLtp` (Experimental). +- LogicalTerminationPoint** is associated with **CdPort** via `+ _ltpInDomain`. +- ConstraintDomain** (OpenModelClass, Experimental) is associated with **FileSystem** via `CdConstrainsFileSystem` (Experimental). +- ConstraintDomain** is associated with **RunningContainer** via `ContainerBoundaryRepresentedByCd` (Experimental). +- ConstraintDomain** is associated with **RunningVirtualMachine** via `CdConstrainsCd` (Experimental). +- ConstraintDomain** is associated with **Equipment** via `CdConstrainsEquipment` (Experimental). +- ConstraintDomain** is associated with **ProcessingConstruct** via `CdConstrainsPc` (Experimental). +- ConstraintDomain** is associated with **CdPort** via `CdHasCdPorts` (Experimental). +- ConstraintDomain** is associated with **LogicalTerminationPoint** via `CdConstrainsLtp` (Experimental). +- Equipment** is associated with **ConstraintDomain** via `EquipmentFunctionalBoundaryRepresentedByCd` (Experimental). +- CdPort** is associated with **ConstraintDomain** via `CdPortBoundToCdPort` (Experimental). +- PcPort** is associated with **ConstraintDomain** via `LtpEmergentFromPc` (Experimental). +- LogicalTerminationPoint** is associated with **ConstraintDomain** via `CdPortBoundToLtp` (Experimental). +- LogicalTerminationPoint** is associated with **PcPort** via `PcBoundedByLtp` (Experimental). + +UML Class Diagram: Software model in context. The diagram shows relationships between several classes: FileSystem, RunningContainer, RunningVirtualMachine, RunningSoftwareProcess, ConstraintDomain, Equipment, CdPort, PcPort, and LogicalTerminationPoint. Relationships include associations, compositions, and generalizations, with multiplicity and role names. Experimental stereotypes are used for many relationships. + +Source Papyrus CoreModel diagram: Software-SoftwareWithPcAndCd. + +**Figure 6-14 – Software model in context** + +Note that there are a number of scenarios that the software model should cover, including: + +- Hypervisor/VMM as running software hosts VMs +- VM as running software has a guest operating system +- operating system as running software enables running applications +- VM image is installed element +- (Linux) container as running software enables running applications +- Software agent as running software +- Container engine as running software hosts containers +- Container as running software enables running applications +- Container image is installed element + +Various examples are provided in Appendix XVI. + +Figure 6-15 shows the relevant key classes of the control construct pattern. + +![A complex UML class diagram titled 'Control-ControlConstructPattern'. It shows various classes and their relationships. Key classes include 'CalcControlConstruct', 'ControlConstruct', 'CalcConstruct', 'CalcConstructF', 'CalcConstructF2', 'HighLevelConstruct', 'ListConstruct', 'ListConstructF', 'ListConstructF2', 'ListConstructF3', 'ListConstructF4', 'ListConstructF5', 'ListConstructF6', 'ListConstructF7', 'ListConstructF8', 'ListConstructF9', 'ListConstructF10', 'ListConstructF11', 'ListConstructF12', 'ListConstructF13', 'ListConstructF14', 'ListConstructF15', 'ListConstructF16', 'ListConstructF17', 'ListConstructF18', 'ListConstructF19', 'ListConstructF20', 'ListConstructF21', 'ListConstructF22', 'ListConstructF23', 'ListConstructF24', 'ListConstructF25'. Relationships include associations, aggregations, and compositions with multiplicities and role names like 'controlConstruct', 'controlConstructF', 'controlConstructF2', 'controlConstructF3', 'controlConstructF4', 'controlConstructF5', 'controlConstructF6', 'controlConstructF7', 'controlConstructF8', 'controlConstructF9', 'controlConstructF10', 'controlConstructF11', 'controlConstructF12', 'controlConstructF13', 'controlConstructF14', 'controlConstructF15', 'controlConstructF16', 'controlConstructF17', 'controlConstructF18', 'controlConstructF19', 'controlConstructF20', 'controlConstructF21', 'controlConstructF22', 'controlConstructF23', 'controlConstructF24', 'controlConstructF25'. A central class 'ControlConstructF' is highlighted with a grey box.](47a7beddcb8a1b7abdca746967e32bb4_img.jpg) + +A complex UML class diagram titled 'Control-ControlConstructPattern'. It shows various classes and their relationships. Key classes include 'CalcControlConstruct', 'ControlConstruct', 'CalcConstruct', 'CalcConstructF', 'CalcConstructF2', 'HighLevelConstruct', 'ListConstruct', 'ListConstructF', 'ListConstructF2', 'ListConstructF3', 'ListConstructF4', 'ListConstructF5', 'ListConstructF6', 'ListConstructF7', 'ListConstructF8', 'ListConstructF9', 'ListConstructF10', 'ListConstructF11', 'ListConstructF12', 'ListConstructF13', 'ListConstructF14', 'ListConstructF15', 'ListConstructF16', 'ListConstructF17', 'ListConstructF18', 'ListConstructF19', 'ListConstructF20', 'ListConstructF21', 'ListConstructF22', 'ListConstructF23', 'ListConstructF24', 'ListConstructF25'. Relationships include associations, aggregations, and compositions with multiplicities and role names like 'controlConstruct', 'controlConstructF', 'controlConstructF2', 'controlConstructF3', 'controlConstructF4', 'controlConstructF5', 'controlConstructF6', 'controlConstructF7', 'controlConstructF8', 'controlConstructF9', 'controlConstructF10', 'controlConstructF11', 'controlConstructF12', 'controlConstructF13', 'controlConstructF14', 'controlConstructF15', 'controlConstructF16', 'controlConstructF17', 'controlConstructF18', 'controlConstructF19', 'controlConstructF20', 'controlConstructF21', 'controlConstructF22', 'controlConstructF23', 'controlConstructF24', 'controlConstructF25'. A central class 'ControlConstructF' is highlighted with a grey box. + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructPattern. + +**Figure 6-15 – Key model classes** + +## 6.13 Party model (Annex M) + +The party model focusses on concepts relating to "who". Recording information about a person will be useful, but in business, many interactions are done via legal (company) entities. + +The model links the company organization to the people it employs and who interact on its behalf. The common modelling term used for both person and organization is party. + +It is intended that the model be augmented with specific party structure and details. + +Figure 6-16 shows the relevant key classes of the party model. + +![UML Class Diagram of the Party model showing relationships between Party, PartyRole, Person, OrganizationUnit, and various contact methods.](157e8c1d80a02c8eee893c2ea60a77a8_img.jpg) + +Source Papyrus CoreModel diagram: Party. + +### Figure 6-16 – Party model + +Detailed description of Figure 6-16: This is a UML class diagram for a 'Party model'. + Key classes include: + - PartyRoleRelationship: connected to PartyRoleRelationshipType. + - PartyRole: has associations with PartyRoleType, PartyRoleContactReason, and Party. + - Party: an abstract class with subclasses Person and OrganizationUnit. + - Contact classes: EmailContactForPartyRole, AddressContactForPartyRole, PhoneContactForPartyRole, and LocationContactForPartyRole. + - Specific detail classes: PartyRoleEmailContact, PartyRoleMailContact (linked to GeographicAddress), PartyRolePhoneContact (linked to PartyRolePhoneDetails), and PartyRoleLocationContact (linked to Location). + Relationships are shown with multiplicities (e.g., 1, 0..1, 1..\*) and association names. + +UML Class Diagram of the Party model showing relationships between Party, PartyRole, Person, OrganizationUnit, and various contact methods. + +## 6.14 Location model (Annex N) + +The location model focusses on concepts relating to 'where' something is. All location related information is modelled to be referenced from the rest of the model as required. + +The model supports both textual based and map-based locations. It also supports locations 'internal' to a building as well as 'outside' locations. + +This model covers the most common alternatives for external location: + +- (named) site +- (postal) Address +- (Geospatial) position (such as GPS coordinates) + +For internal locations, the model will cover: + +- Local address (such as a bin location in a warehouse) +- (local) position in a cartesian reference system (often relative to an internal reference point, and more accurate than GPS) + +It is intended that the model be augmented with specific location structure and details. + +Figure 6-17 shows the relevant key classes of the location model. + +30 Rec. ITU-T G.7711 (08/2025) + +![UML Class Diagram: Location model. The diagram shows a hierarchy of classes for location management. At the top is 'OpenModelClass, Experimental- LocationRelationship' with attribute 'uuid: Universal[1]'. It has associations with 'OpenModelClass, Experimental- LocationRelationshipType' (attribute 'name: NameAndValue[1..*]'), 'OpenModelClass, Experimental- LocationRole' (attribute 'localId: NameAndValue[1..*]', 'name: NameAndValue[1..*]'), and 'OpenModelClass, Experimental- Location' (attribute 'uuid: Universal[1]'). 'LocationRelationship' also connects to 'OpenModelClass, Experimental- LocationRoleEntryType'. 'LocationRole' connects to 'OpenModelClass, Experimental- LocationRoleType' (attribute 'name: NameAndValue[1..*]') and 'OpenModelClass, Experimental- Location'. 'Location' is the base for 'OpenModelClass, Experimental- GeographicLocation' and 'OpenModelClass, Experimental- LocalLocation'. 'GeographicLocation' is further specialized into 'GeographicSite', 'CivicGeographicAddress', 'SimpleGeographicAddress', and 'GeographicPoint'. 'LocalLocation' is specialized into 'LocalPoint' and 'SimpleLocalAddress'. 'LocalPoint' is further specialized into 'LocalReferencePoint' and 'LocalRelativePoint'. 'LocalReferencePoint' has an association with 'LocalRelativePoint'. Various attributes like 'siteName', 'addressLine', 'latitude', 'longitude', 'elevation', 'x', 'y', 'z', 'psic' are defined for the specialized classes. The diagram is labeled 'G.7711(25)' in the bottom right corner.](9a5927586a691c4908aa2cf98bd47ebb_img.jpg) + +UML Class Diagram: Location model. The diagram shows a hierarchy of classes for location management. At the top is 'OpenModelClass, Experimental- LocationRelationship' with attribute 'uuid: Universal[1]'. It has associations with 'OpenModelClass, Experimental- LocationRelationshipType' (attribute 'name: NameAndValue[1..\*]'), 'OpenModelClass, Experimental- LocationRole' (attribute 'localId: NameAndValue[1..\*]', 'name: NameAndValue[1..\*]'), and 'OpenModelClass, Experimental- Location' (attribute 'uuid: Universal[1]'). 'LocationRelationship' also connects to 'OpenModelClass, Experimental- LocationRoleEntryType'. 'LocationRole' connects to 'OpenModelClass, Experimental- LocationRoleType' (attribute 'name: NameAndValue[1..\*]') and 'OpenModelClass, Experimental- Location'. 'Location' is the base for 'OpenModelClass, Experimental- GeographicLocation' and 'OpenModelClass, Experimental- LocalLocation'. 'GeographicLocation' is further specialized into 'GeographicSite', 'CivicGeographicAddress', 'SimpleGeographicAddress', and 'GeographicPoint'. 'LocalLocation' is specialized into 'LocalPoint' and 'SimpleLocalAddress'. 'LocalPoint' is further specialized into 'LocalReferencePoint' and 'LocalRelativePoint'. 'LocalReferencePoint' has an association with 'LocalRelativePoint'. Various attributes like 'siteName', 'addressLine', 'latitude', 'longitude', 'elevation', 'x', 'y', 'z', 'psic' are defined for the specialized classes. The diagram is labeled 'G.7711(25)' in the bottom right corner. + +Source Papyrus CoreModel diagram: Location. + +**Figure 6-17 – Location model** + +## 6.15 Compute (Annex O) + +This is a general high-level model for compute functionality including processing and storage. The model is considered sufficient to represent the capabilities of the compute functions that may be present in a network device or in a controller of network devices. + +![UML Class diagram showing the Compute Structure. The central class is 'ComputeConstruct' (Experimental) with attributes: uuid (Universald [1]), name (NameAndValue [1..*]), label (NameAndValue [*]), processorComponent (ProcessingProperties [*]), and storageComponent (StorageProperties [*]). It has associations with 'ComputePoolInput' and 'ComputePoolOutput' (both Experimental) via 'ComputeConstructIsComputePoolInput' and 'ComputeConstructIsComputePoolOutput'. It also has associations with 'RunningVirtualMachine' (Experimental), 'Equipment' (Mature), and 'ProcessingConstruct' (Experimental) via 'ComputeConstructEmergentFromRunningVirtualMachine', 'ComputeConstructEmergentFromRunningEquipment', and 'ComputeConstructEmergentFromPc'. A note labeled '{? SourceOfComputeConstru... {XOR}' is connected to the 'ComputeConstruct' class with a dashed line labeled '«context»'.](0b7849dae424b0dd33e6386d2384643a_img.jpg) + +UML Class diagram showing the Compute Structure. The central class is 'ComputeConstruct' (Experimental) with attributes: uuid (Universald [1]), name (NameAndValue [1..\*]), label (NameAndValue [\*]), processorComponent (ProcessingProperties [\*]), and storageComponent (StorageProperties [\*]). It has associations with 'ComputePoolInput' and 'ComputePoolOutput' (both Experimental) via 'ComputeConstructIsComputePoolInput' and 'ComputeConstructIsComputePoolOutput'. It also has associations with 'RunningVirtualMachine' (Experimental), 'Equipment' (Mature), and 'ProcessingConstruct' (Experimental) via 'ComputeConstructEmergentFromRunningVirtualMachine', 'ComputeConstructEmergentFromRunningEquipment', and 'ComputeConstructEmergentFromPc'. A note labeled '{? SourceOfComputeConstru... {XOR}' is connected to the 'ComputeConstruct' class with a dashed line labeled '«context»'. + +G.7711(25) + +CoreModel diagram: Compute-ComputeStructure + +**Figure 6-18 – Compute Structure** + +## 6.16 Core foundation model – States + +See clause 6.3.2 States. + +## 6.17 Temporal expression model (Annex R) + +This is a model of time periods. Application of this model to the other core model entities will allow for representation of the history of actual lifecycle changes and representation of future possibility/intention. For the latter some of the multiplicities in the model may need to be refined. + +![UML Class diagram titled 'CoreModel diagram: TemporalExpression-Overview'. It shows the hierarchy of TemporalExpression classes. At the top is 'DaysOfWeekInMonthInYearIntersectionTe' (green class) with attributes like dayOfWeekUnion, periodDurationInDaysUnion, namedDayPositionInMonthUnion, weekInMonth, monthPhasing, and specificMonthUnion. Below it is 'BoundedPeriodIntersectionTe' (green class) with periodUnion. A dashed arrow labeled '«abstraction, Specify»' points from 'BoundedPeriodIntersectionTe' to 'TeElement' (blue class). 'TeElement' has attributes like localId, name, label, description, relevance, timeZone, and dstDates. Below 'TeElement' are 'SimplePhasedPeriodIntersectionTe', 'PhasedPeriodIntersectionTe', 'IterativeIntersectionTe', and 'ParticularDateTimePerPeriodIntersectionTe' (all green classes), each with specific attributes. A dashed arrow labeled '«abstraction, Specify»' points from each of these four classes to 'TeElement'. At the bottom left is 'TemporalExpression' (blue class) with attributes like uuid, name, label, and de... It has a 'TeElementIncorporatesTe' association (multiplicity 1 to *) pointing to 'IncorporatedTe' (blue class) with attributes like incorporationMethod. 'IncorporatedTe' has a 'TeElementHasIncorporatedTe' association (multiplicity 1 to *) pointing to 'TeElement'. A callout box titled 'Forming a TemporalExpression statement' explains the process of forming a TemporalExpression statement by taking properties from augmenting Te elements and processing them in a TemporalExpression. The diagram is labeled 'G.7711(25)' in the bottom right corner.](798679874d1c29f8343506a156c79d7e_img.jpg) + +UML Class diagram titled 'CoreModel diagram: TemporalExpression-Overview'. It shows the hierarchy of TemporalExpression classes. At the top is 'DaysOfWeekInMonthInYearIntersectionTe' (green class) with attributes like dayOfWeekUnion, periodDurationInDaysUnion, namedDayPositionInMonthUnion, weekInMonth, monthPhasing, and specificMonthUnion. Below it is 'BoundedPeriodIntersectionTe' (green class) with periodUnion. A dashed arrow labeled '«abstraction, Specify»' points from 'BoundedPeriodIntersectionTe' to 'TeElement' (blue class). 'TeElement' has attributes like localId, name, label, description, relevance, timeZone, and dstDates. Below 'TeElement' are 'SimplePhasedPeriodIntersectionTe', 'PhasedPeriodIntersectionTe', 'IterativeIntersectionTe', and 'ParticularDateTimePerPeriodIntersectionTe' (all green classes), each with specific attributes. A dashed arrow labeled '«abstraction, Specify»' points from each of these four classes to 'TeElement'. At the bottom left is 'TemporalExpression' (blue class) with attributes like uuid, name, label, and de... It has a 'TeElementIncorporatesTe' association (multiplicity 1 to \*) pointing to 'IncorporatedTe' (blue class) with attributes like incorporationMethod. 'IncorporatedTe' has a 'TeElementHasIncorporatedTe' association (multiplicity 1 to \*) pointing to 'TeElement'. A callout box titled 'Forming a TemporalExpression statement' explains the process of forming a TemporalExpression statement by taking properties from augmenting Te elements and processing them in a TemporalExpression. The diagram is labeled 'G.7711(25)' in the bottom right corner. + +CoreModel diagram: TemporalExpression-Overview + +Figure 6-19 – Temporal expression model + +# 7 Other aspects + +This clause provides an overview of other critical supporting material of the CIM. These materials are further detailed in Appendix I. + +## 7.1 Key reference materials + +In the development of the CoreModel, information model work from other SDOs has been used as input, including [b-ONF TR-512], [b-TMF TR215], [b-TMF TR225], and [b-TMF SID 5LR]. The CoreModel is being shared with other bodies via various mechanisms including publication of a view of the model as [b-IETF draft-lam]. + +Appendix I provides a mapping between the documentation structure of this Recommendation and [b-ONF TR-512]. + +## 7.2 Data dictionary + +The data dictionary provides details of the classes, attributes and data types (i.e., syntax) that are used in the model. The annexes on the model provide details on key classes and attributes but do not provide all the details to avoid clutter and replication. + +An extract from the data dictionary is shown in Figure 7-1. + +#### 5.1.1.6 ForwardingConstruct + +Qualified Name: CoreModel::CoreNetworkModel::ObjectClasses::ForwardingConstruct + +The ForwardingConstruct (FC) object class models enabled potential for forwarding between two or more LTPs at a particular specific layerProtocol. Like the LTP the FC supports any transport protocol including all circuit and packet forms. It is used to effect forwarding of transport characteristic (layer protocol) information. An FC can be in only one FD. The ForwardingConstruct is a Forwarding entity. At a low level of the recursion, a FC represents a cross-connection within an NE. It may also represent a fragment of a cross-connection under certain circumstances. The FC object can be used to represent many different structures including point-to-point (P2P), point-to-multipoint (P2MP), rooted-multipoint (RMP) and multipoint-to-multipoint (MP2MP) bridge and selector structure for linear, ring or mesh protection schemes. + +Applied stereotypes: + +- OpenModelClass + - objectCreationNotification: NA + - objectDeletionNotification: NA + - support: MANDATORY + +Table 1: Attributes for ForwardingConstruct + +| Attribute Name | Type | Multiplicity | Access | Stereotypes | Description | +|----------------------|---------------------|--------------|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | LayerProtocolName | 1 | RW | OpenModelAttribute
  • • AVC: NA
  • • valueRange: no range constraint
  • • support: MANDATORY
| The layerProtocol at which the FC enables potential for forwarding. | +| _lowerLevelFcRefList | ForwardingConstruct | 0..* | RW | OpenModelAttribute
  • • AVC: NA
  • • valueRange: no range constraint
  • • support: MANDATORY
| An FC object supports a recursive aggregation relationship such that the internal construction of an FC can be exposed as multiple lower level FC objects (partitioning). Aggregation is used as for the FD to allow changes in hierarchy. FC aggregation reflects FD aggregation. The FC represents a Cross-Connection in an NE. The Cross-Connection in an NE is not necessarily the lowest level of FC partitioning. | + +Figure 7-1 – Extract from data dictionary + +Appendix II provides the pointer to the data dictionary document. + +## 7.3 Terminology mapping + +Table III.1 provides overview translations from classes in the CIM to classes (and concepts) in other models. It will be helpful for someone who is familiar with one of the other industry standard terminology sets when working through the CIM. + +## 7.4 Core model enhancement + +Appendix IV provides fragments of ongoing work. The data dictionary document (see Appendix II) does NOT include entities from Appendix IV. All the work in Appendix IV is experimental. + +# 8 UML model Papyrus files + +The zip file containing the UML information models defined in this can be downloaded from [this](#) repository. + +The zip file contains the following folders: + +- The G.7711 folder, which consists of the following: + - The .project file + - The .di, .notation, and .uml files of the itut-compute + - The .di, .notation, and .uml files of the itut-core-common-data-types + - The .di, .notation, and .uml files of the itut-core-model + - The .di, .notation, and .uml files of the itut-location + - The .di, .notation, and .uml files of the itut-party + - The .di, .notation, and .uml files of the itut-temporal-expression + - The CommonDataTypes folder, which contains libraries of UML data types for common use. + +- The UmlProfiles folder, which contains the UML profiles that define the properties of the UML artifacts. + +The UML information models above have been developed using the Papyrus 2020-06 modelling tool, which is available at [b-Eclipse-Papyrus]. The installation guide for Eclipse and Papyrus can be found in [b-ONF TR-515]. + +To load the ITU-T G.7711 UML models into a Papyrus workspace, follow the steps below: + +- In the *Project Explorer* / right click / *Import* / *General* / *Projects from Folder or Archive* / *Next* / *Archive* / *Select the G.7711 zip file* / *Open* / *Select the folders of the models to be loaded* / *Finish* + +## Annex A + +## Modelling principles and guidelines, and tooling + +(This annex forms an integral part of this Recommendation.) + +The following modelling principles related to encapsulation have been followed in the development of the core model. + +- If the positional bounds of two related concept instances are coincident for their entire lifecycle, then they may be merged into a single entity instance representing the composite concept and hence share an identifier, etc. +- If the positional bound of one concept instance is a subset of the positional bound of another concept to which it is related for its entire lifecycle and where that larger concept can be considered as a dominant definition, then it may be subsumed into the entity representing the larger concept and hence be identified as part of the entity for that larger concept in terms of attributes of that larger concept. +- If the positional bounds of several instances of a concept are all subsets of the positional bound of another concept to which they are related for their entire lifecycle and where that larger concept can be considered as a dominant definition, then they may be subsumed into the entity via a composition relationship. +- If a concept instance that bridges two other concept instances (of the same or different types) is, in the particular case, devoid of anything but identity then it may be represented simply by associations between the entities representing the two other concept instances: + - The associations may be two way navigable or one way navigable depending upon the original associations. +- If a concept instance that is a leaf is devoid of anything but identity, then it may be omitted. + +Several guideline documents have been constructed in the open-source community to maintain consistency in the models generated with the aims of a common modelling approach and CIM in the industry. These guidelines are available at [b-OSSDN-EAGLE, 2017] and have also been published by the Open Networking Foundation (ONF). The ITU-T G.7711 core model has been developed through close collaboration with ONF following these guidelines. + +## A.1 UML modelling guidelines + +[b-ONF TR-514]: The CIM is expressed in a formal language called UML. UML has a number of basic model elements, called UML artefacts. To ensure consistent modelling, only a subset of the UML artefacts is used in the development of the CIM. The selected subset of UML artefacts is documented. + +## A.2 Papyrus and Github guidelines + +[b-ONF TR-515] establishes guidelines for utilizing the Papyrus tool used in the development of the CIM. [b-ONF TR-515] also describes how the CIM modelling teams can cooperate in the GitHub environment for separate and coordinated development of the CIM fragments. + +## A.3 Tool versions + +The precise tool versions used for developing the CIM are stated in Table A.3-1. The OpenModelProfile is the latest available from GitHub at the time of publication: + +**Table A.3-1 – Tooling and profile versions** + +| | [ONF TR-515]
Version
| GitHub
Version
| Version used for [ONF
TR-512]
| Comments | +|------------------|---------------------------------|---------------------------|------------------------------------------|------------------------------------------------| +| Eclipse | 4.16.0 | | 4.16.0.v20200604-0951 | | +| Papyrus | 4.8.0
(2020-06) | | 4.8.0.202006180726 | Papyrus UML
Modeller:
4.8.0.202006100749 | +| Gendoc | 0.7.2 | | 0.7.2.201909241003 | | +| OpenModelProfile | | 0.2.14 | 0.2.14 | | + +# Annex B + +## Forwarding and termination model + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is the key parts of the core network model of the CIM. The Core Network model covers the essentials for modelling of the network providing all the key classes. + +The core network model encompasses all aspects of Termination and Forwarding. The focus of this annex is as follows: + +- Termination aspects of the CoreNetworkModel covering the modelling of the processing of transport characteristic information, such as termination, adaptation, OAM, etc. +- Forwarding aspects of the CoreNetworkModel covering the details of forwarding entities: + +The core network model also encompasses a number of other areas which are covered in detail in the relevant annexes: + +- Topology (see Annex D) covering the modelling of network topology information in detail8 and describes the attributes relevant when working with multi-layered network topology. +- Resilience (see Annex E) covering the modelling of alternative paths and switches including configuration/control of switching/restoration + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +## B.1 Forwarding and termination model detail + +The forwarding and termination model is at the heart of the CoreModel. Figure B.1-1 provides a view of the structure of the model. Further structure related to other aspects of the model is provided in other clauses (especially relevant are Annex D and Annex E). The diagram below highlights key interrelationships between key classes defined in the CoreNetworkModule of the CoreModel. The classes are coloured to help recognize key groupings in the model. The colours are chosen to match the key entity colours in the diagram symbol set referenced in clause 5 (with the Link in the alternative colour for clarity). This colour scheme for class diagrams is used in some of the later figures. + +--- + +8 The information described in this subset can be used for example for path computation and to provide views of network capacity/capability with information maintained in a topology database. + +![UML class diagram titled 'FdAggregatesLtps' showing key object classes for Forwarding-Aligned Skeleton Overview. The diagram includes classes: LogicalTerminationPoint, LayerProtocol, FdPort, LinkPort, FcPort, ForwardingDomain, Link, and ForwardingConstruct. Associations show relationships like FdPortSupportsFcPorts, LinkPortSupportsFcPorts, FdHasFdPorts, LinkHasLinkPorts, FcHasFcPorts, and symmetric associations between FdPort and ForwardingDomain, LinkPort and Link, and FcPort and ForwardingConstruct. Multiplicities and stereotypes like 'Preliminary', 'Experimental', and 'StrictComposite' are indicated.](12c19090355e19922e23044633b9d1ea_img.jpg) + +The diagram illustrates the relationships between several classes in the Forwarding-Aligned Skeleton Overview. At the top, a class named **LogicalTerminationPoint** (stereotype: «OpenModelClass») is associated with **LayerProtocol** (stereotype: «OpenModelClass») via an association labeled **LtpIncludesLayerProtocols**. **LogicalTerminationPoint** is also associated with **FdPort** (stereotype: «OpenModelClass, Preliminary») via **FdPortBoundToLtp** and **LinkPortTerminatesOnLtp**. **LinkPort** (stereotype: «OpenModelClass») is associated with **Link** (stereotype: «OpenModelClass») via **LinkHasLinkPorts**. **FcPort** (stereotype: «OpenModelClass») is associated with **ForwardingConstruct** (stereotype: «OpenModelClass») via **FcHasFcPorts**. **FdPort** is associated with **ForwardingDomain** (stereotype: «OpenModelClass») via **FdHasFdPorts**. **Link** is associated with **ForwardingDomain** via **LinkHasAssociatedFds**. **LinkPort** and **FcPort** both have associations labeled **LinkPortSupportsFcPorts** and **FdPortSupportsFcPorts** respectively, pointing to **ForwardingConstruct**. **ForwardingDomain** and **Link** both have associations labeled **FdSupportsFcs** pointing to **ForwardingConstruct**. A long association labeled **FdAggregatesLtps** connects **ForwardingDomain** back to **LogicalTerminationPoint**. Multiplicities and stereotypes like «Preliminary», «Experimental», and «StrictComposite» are shown on the associations. + +UML class diagram titled 'FdAggregatesLtps' showing key object classes for Forwarding-Aligned Skeleton Overview. The diagram includes classes: LogicalTerminationPoint, LayerProtocol, FdPort, LinkPort, FcPort, ForwardingDomain, Link, and ForwardingConstruct. Associations show relationships like FdPortSupportsFcPorts, LinkPortSupportsFcPorts, FdHasFdPorts, LinkHasLinkPorts, FcHasFcPorts, and symmetric associations between FdPort and ForwardingDomain, LinkPort and Link, and FcPort and ForwardingConstruct. Multiplicities and stereotypes like 'Preliminary', 'Experimental', and 'StrictComposite' are indicated. + +Source Papyrus CoreModel diagram: Forwarding-AlignedSkeletonOverview. + +**Figure B.1-1 – Skeleton class diagram of key object classes** + +The model in Figure B.1-1 provides the essential entities for representation of Forwarding and Termination. Several patterns can be seen in the model: + +- Component-Port: An aspect of the Component-System pattern discussed in Appendix V. The Link, ForwardingConstruct (FC) and ForwardingDomain (FD) have ports. +- Symmetric function: An FD can be seen as a symmetric function and can be associated directly with an LTP (bypassing the FdPort). A Link can also be seen as a symmetric function in the context of an FD and be directly associated to an FD bypassing the FdPort, LinkPort and intervening LogicalTerminationPoint (LTP). +- Port support: If the ports on one class (e.g., FD) support the ports of another class (e.g., FC such that FdPortSupportsFcPort) then there is also a support relationship between the classes (e.g., FdSupportsFcs9). +- Enablement: The FD and Link represent the potential to enable constrained forwarding. Both FD and Link can support enabled constrained forwarding represented by the FC. + +When applying the information model to a specific interface, only a subset of the overall information model may be needed. Depending on the scope of the interface, pruning of the information model may be necessary, such as excluding a whole class or part of a class. In addition, re-factoring of the selected model artifacts may be necessary to meet the specific-purpose needs. However, re-factoring of the model artifacts should not add semantics beyond those defined in the information model. The Pruning and Refactoring method is described in [b-ONF TR-513]. + +Figure B.1-2 provides more detail highlighting peer and interlayer associations between LTPs. The figures in clause B.2.2, Termination, explain the uses of the associations using simple pattern examples. + +9 Note that the name of this association has been changed in this release to emphasise the pattern. + +![UML class diagram showing the skeleton of key object classes for Forwarding-LtpInterLayerSkeletonOverview. The diagram includes classes: FdAggregateLtps, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, and LayerProtocol. Associations show relationships like FdHasFdpPorts, LinkPortTerminatesOnLtps, FdPortSupportsFcPorts, LinkPortSupportsFcPorts, FdSupportsFc, FcHasFcPorts, FcHasLowerLevelFc, LinkEncapsulatesLowerLevelLinks, FdEncapsulatesLowerLevelFds, HigherLevelFdEncapsulatesLowerLevelFds, LtpHasClientLtps, LtpHasServerLtps, LtpRelatesToLtpInOtherView, LtpIncludesLayerProtocols, FcPortConnectedToLtp, FcPortPeertp, and FcPortConnectedToLtp. Stereotypes include Preliminary, StrictComposite, and Experimental.](5ee1bbbf85b473f78af9ec8368a4159a_img.jpg) + +UML class diagram showing the skeleton of key object classes for Forwarding-LtpInterLayerSkeletonOverview. The diagram includes classes: FdAggregateLtps, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, and LayerProtocol. Associations show relationships like FdHasFdpPorts, LinkPortTerminatesOnLtps, FdPortSupportsFcPorts, LinkPortSupportsFcPorts, FdSupportsFc, FcHasFcPorts, FcHasLowerLevelFc, LinkEncapsulatesLowerLevelLinks, FdEncapsulatesLowerLevelFds, HigherLevelFdEncapsulatesLowerLevelFds, LtpHasClientLtps, LtpHasServerLtps, LtpRelatesToLtpInOtherView, LtpIncludesLayerProtocols, FcPortConnectedToLtp, FcPortPeertp, and FcPortConnectedToLtp. Stereotypes include Preliminary, StrictComposite, and Experimental. + +G.7711(25) + +Source Papyrus CoreModel diagram: Forwarding-LtpInterLayerSkeletonOverview. + +**Figure B.1-2 – Skeleton class diagram of key object classes showing layering** + +The figure also shows inter-layer and intra-layer associations between FD, FC and Link. Details of FC to link layering and other FC, Link and FD considerations are provided in Annex D. + +Note that not all attributes are shown for the classes below (see Appendix II for a list of all attributes). Only those attributes that are relevant for this document are shown. + +### B.1.1 Termination model + +#### B.1.1.1 LogicalTerminationPoint + +Qualified name: + +CoreModel::CoreNetworkModel::LogicalTerminationPoint::LogicalTerminationPoint + +The LTP class encapsulates the termination and adaptation functions of one or more transport layers represented by instances of LayerProtocol. The encapsulated transport layers have a simple fixed 1:1 client-server relationship defined by association end ordering. The structure of LTP supports all transport protocols including circuit and packet forms. + +Inherits properties from: + +- GlobalClass + +See Table B.1-1. + +**Table B.1-1 – Attributes for LogicalTerminationPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| physicalPortReference | Preliminary | One or more text labels for the unmodelled physical port associated with the LTP. In many cases, there is no associated physical port. | +| ltpDirection | | The overall directionality of the LTP.
– A BIDIRECTIONAL LTP must have at least some LPs that are BIDIRECTIONAL but may also have some SINK or SOURCE LPs.
– A SINK LTP can only contain SINK LPs.
– A SOURCE LTP can only contain SOURCE LPs. | +| _serverLtp | | References contained LTPs representing servers of this LTP in an inverse multiplexing (IMP) configuration [e.g., virtual concatenation (VCAT)]. | +| _clientLtp | | References contained LTPs representing client traffic of this LTP for normal cases of multiplexing. | +| _lp | | Ordered list of LayerProtocols that this LTP is comprised of where the first entry in the list is the lowest server layer (e.g., physical). | +| _connectedLtp | | Applicable in a simple context where two LTPs are associated via a non-adjustable enabled forwarding. Reduces clutter removing the need for two additional LTPs and an FC with a pair of FcPorts. | +| _peerLtp | | References containing LTPs representing the reversal of orientation of flow where two LTPs are associated via a non-adjustable enabled forwarding and where the referenced LTP is fully dependent on the other LTP. | +| _ltpInOtherView | Preliminary | References one or more LTPs in other views that represent this LTP. The referencing LTP is the provider of capability. | +| _accessPort | Experimental | Provides a reference to the place where the signal is accessed.
It may represent a physical place (some part of one or more connectors) or a virtual equivalent where there is no further protocol layering (visible). | +| _transferCapacity_Pac | Experimental | The LTP has as an inherent capacity derived from underlying capability.
The capacity of a particular LTP may be dependent upon other uses of resource in the device and hence it may vary over time.
The capacity of a Link is dependent upon the capacity of the LTPs at its ends.
An LTP may be an abstraction and virtualization of a subset of the underlying capability offered in a view or may be directly reflecting the underlying realization. | +| _ltpSpecReference:ClassRef | Experimental
SpecReference | Provides a reference to a specification which is in the form of a class definition. | + +**Table B.1-1 – Attributes for LogicalTerminationPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | An instance of LTP will reference a class (by a universally unique id) that provides definition that extends the LTP including attributes and structure that are present in the LTP instance but that are not defined in the native LTP class. | +| _fdRuleGroup | Experimental | An LTP can reference FD rules that the FD that aggregates it also references so that the rules can then apply to the LTP. | +| _embeddedClock | | See referenced class | +| _supportingPc | Experimental | The functionality supporting this entity. | + +An explanation of the structure and usage of the specification referenced by "\_ltpSpec" is provided in Annex G. Rules for forming and interrelating LTP instances are provided in clause B.2.2. + +#### B.1.1.2 LayerProtocol (LP) + +Qualified name: CoreModel::CoreNetworkModel::LogicalTerminationPoint::LayerProtocol + +The projection of an LTP into each transport layer is represented by a LayerProtocol (LP) instance. LayerProtocol instances can be used to control termination and monitoring functionality. An instance can also be used to control the adaptation (i.e., encapsulation or multiplexing of client signal), tandem connection monitoring, traffic conditioning or shaping functionality at an intermediate point along a connection. Where the client-server relationship is fixed at 1:1 and is immutable; the layers can be encapsulated in a single LTP instance. Where there is an *n:1* relationship between client and server, the layers must be split over two separate instances of LTP. + +Inherits properties from: + +- LocalClass + +See Table B.1-2. + +**Table B.1-2 – Attributes for LayerProtocol** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | | Indicates the specific layer protocol described by the LayerProtocol entity. | +| lpDirection | | The overall directionality of the LP.
  • – A BIDIRECTIONAL LP will have some SINK or SOURCE flows.
  • – A SINK LP can only contain elements with SINK flows or CONTRA_DIRECTION_SOURCE flows.
  • – A SOURCE LP can only contain SOURCE flows or CONTRA_DIRECTION_SINK flows.
| +| terminationState | Experimental | Indicates whether the layer is terminated and if so how. | +| _lpSpecReference:ClassRef | Experimental
SpecReference | Reference to the specific LpSpec class that defines the properties that augment the instance of LP. | + +Transport layer protocol10 specific properties (such as technology specific termination and adaptation properties) are not modelled directly in LayerTermination. These attributes are defined in specifications (see Annex G) that are used to augment the model. Where a technology specific termination has a complex structuring of internal parts, these parts will be modelled in the specification. + +### **B.1.2 Forwarding** + +#### **B.1.2.1 ForwardingDomain** + +Qualified name: CoreModel::CoreNetworkModel:: ForwardingDomain::ForwardingDomain + +The ForwardingDomain (FD) class models the topological component that represents a forwarding capability that provides the opportunity to enable forwarding (of specific transport characteristic information at one or more protocol layers) between points. The FD object provides the context for and constrains the formation, adjustment and removal of FCs and hence offers the potential to enable forwarding. The FCs may be formed between LTPs at the boundary of the FD or between physical ports at the boundary of the FD (for media layers). A number of FDs (related by links) may be grouped and abstracted to form an FD where that FD represents the effect of the underlying FDs but where the detailed structure is not apparent. This grouping and abstraction is potentially recursive. + +This aspect is essentially equivalent to ITU-T partitioning but this is an aggregation not a composition, so it allows an FD to be in multiple higher level FDs. + +The notion of abstraction/grouping assumes that small things are brought together into larger things as opposed to ITU-T partitioning that assumes large things are broken down into smaller things. + +An FD represents an abstraction of some combination of software behaviour, electronic behaviour and physical structure that provides a forwarding capability. At a lower level of recursion an FD could represent a forwarding capability within a device. A device may encompass two or more disjoint forwarding capabilities and may support more than one layer protocol, hence more than one FD. A routing fabric may be logically partitioned to represent connectivity constraints, hence the FD representing the routing fabric may be partitioned into a number of FDs representing the constraints. The FD represents a subnetwork [ITU-T G.800], FlowDomain [TMF 612] and a MultiLayerSubNetwork (MLSN) [TMF 612]. As in the TMF concept of MLSN the FD can support more than one layer-protocol. Note that the ITU-T G.800 subnetwork is a single layer entity. + +Inherits properties from: + +- GlobalClass +- ForwardingEntity + +See Table B.1-3. + +--- + +10 The specific transport technology characteristic information (see [ITU-T G.805]). + +**Table B.1-3 – Attributes for ForwardingDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolNameList | | One or more protocol layers at which the FD represents the opportunity to enable forwarding between LTPs that bound it. | +| _lowerLevelFd | | The FD class supports a recursive aggregation relationship (HigherLevelFdEncompassesLowerLevelFds) such that the internal construction of an FD can be exposed as multiple lower-level FDs and associated Links (partitioning). The aggregated FDs and Links form an interconnected topology that provides and describes the capability of the aggregating FD. Note that the model actually represents aggregation of lower-level FDs into higher-level FDs as views rather than FD partition, and supports multiple views. Aggregation allows reallocation of capacity from lower-level FDs to different higher-level FDs, as if the network is reorganized (as the association is aggregation not composition). | +| _fc | | An FD aggregates one or more FCs. An aggregated FC connects LTPs that bound the FD. | +| _ltp | | An instance of FD is associated with zero or more LTP objects. The LTPs that bound the FD provide capacity for forwarding. | +| _lowerLevelLink | | The FD encompasses Links that interconnect lower-level FDs and collect links that are wholly within the bounds of the FD. See also _lowerLevelFd. | +| _fdSpec | Experimental | See referenced class. | + +#### **B.1.2.2 FdPort** + +Qualified name: CoreModel::CoreNetworkModel::ForwardingDomain::FdPort + +The association of the FD to LTPs may be direct for symmetric FDs and may be via FdPort for asymmetric FDs. The FdPort class models the role of the access to the FD function. The capability to set up FCs between the associated FdPorts of the FD depends upon the type of FD. It is asymmetry in this capability that brings the need for FdPort. The FD can be considered as a component and the FdPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +**Table B.1-4 – Attributes for FdPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _ltp | | An instance of FD is associated with zero or more LTP objects.
The LTPs that bound the FD provide capacity for forwarding. For asymmetric FDs, the association to the LTP is via the FdPort. | +| role | | Each FdPort of the FD has a role (e.g., symmetric, hub, spoke, leaf, root) in the context of the FD with respect to the FD capability. | +| fdPortDirection | | The orientation of the defined flow at the FdPort. | +| _fcPort | Experimental | Where an FD is asymmetric and hence has FdPorts and where that FD and supports FCs, appropriate FdPorts of that FD support the corresponding FcPorts. | + +#### **B.1.2.3 ForwardingConstruct (FC)** + +Qualified name: CoreModel::CoreNetworkModel::ForwardingConstruct::ForwardingConstruct + +The ForwardingConstruct (FC) class models enabled constrained potential for forwarding between two or more FcPorts at a particular specific layerProtocol. Like the LTP, the FC supports any transport protocol including all analogue, circuit and packet forms. For digital layer networks it is used to effect forwarding of transport characteristic (layer protocol) information. An FC can be in only one ForwardingDomain (FD). The FC is a forwarding entity. At a low level of the recursion, a FC represents a cross-connection within an NE. It may also represent a fragment of a cross-connection under certain circumstances. The FC object can be used to represent many different structures including point-to-point (P2P), point-to-multipoint (P2MP), rooted-multipoint (RMP) and multipoint-to-multipoint (MP2MP) bridge and selector structures for linear, ring or mesh protection schemes. When applied to media, the FC represents the ability for a flow/wave (potentially containing information), to be propagated between FcPorts. The existence of a FC instance is independent of the presence (or absence) of a flow/wave (and any information encoded within it). A flow/wave cannot propagate in the absence of a FC instance. + +Inherits properties from: + +- GlobalClass +- ForwardingEntity + +See Table B.1-5. + +**Table B.1-5 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | | The layerProtocol at which the FC enables the potential for forwarding. | +| _lowerLevelFc | | An FC object supports a recursive aggregation relationship such that the internal construction of an FC can be exposed as multiple lower level FC objects (partitioning). Aggregation is used as for the FD to allow changes in hierarchy. FC aggregation reflects FD aggregation. The FC | + +**Table B.1-5 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | represents a Cross-Connection in an NE. The Cross-Connection in an NE is not necessarily the lowest level of FC partitioning. | +| _fcPort | | The association of the FC to LTPs is made via FcPorts (essentially the ports of the FC). | +| _fcSpecReference:ClassRef | Experimental
SpecReference | Reference to the specific FcSpec class that defines the properties that augment the instance of FC. | +| forwardingDirection | | The directionality of the ForwardingConstruct. Is applicable to simple ForwardingConstructs where all FcPorts are BIDIRECTIONAL (the ForwardingConstruct will be BIDIRECTIONAL) or UNIDIRECTIONAL (the ForwardingConstruct will be UNIDIRECTIONAL). Is not present in more complex cases.
In the case of media the FcPorts and FC may also be omni-directional. | + +#### B.1.2.4 FcPort + +Qualified name: CoreModel::CoreNetworkModel::ForwardingConstruct::FcPort + +The association of the FC to LTPs is always made via FcPorts. In the case of media, the association between FCs is made via their FcPorts and the association of an FC to the physical Pin is made via the FcPort. The FcPort class models the access to the FC function. The traffic forwarding between the associated FcPorts of the FC depends upon the type of FC and may be associated with FcSwitch object instances. In cases where there is resilience, the FcPort may convey the resilience role of the access to the FC. It can represent a protected (resilient/reliable) point or a protecting (unreliable working or protection) point. The FcPort replaces the Protection Unit of a traditional protection model. The ForwardingConstruct can be considered as a component and the FcPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +See Table B.1-6. + +**Table B.1-6 – Attributes for FcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _ltp | | The FcPort may be associated with more than one LTP when the FcPort is bidirectional and the LTPs are unidirectional.
Multiple Ltp
  • – Bidirectional FcPort to two Uni Ltps
Zero Ltp
  • – BreakBeforeMake transition
  • – Planned Ltp not yet in place
  • – Off-network LTP referenced through other mechanism.
| + +**Table B.1-6 – Attributes for FcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| role | | Each FcPort of the FC has a role (e.g., working, protection, protected, symmetric, hub, spoke, leaf, root) in the context of the FC with respect to the FC function.
The role is fixed by the referenced FcSpec. | +| fcPortDirection | | The orientation of defined flow at the FcPort. | + +#### B.1.2.5 Link + +Qualified name: CoreModel::CoreNetworkModel::Link::Link + +The Link class models effective adjacency between two or more ForwardingDomains (FDs). For digital layer networks, in its basic form (i.e., point-to-point Link) it associates a set of LTP clients on one FD with an equivalent set of LTP clients on another FD. Like the FC, the Link has ports (LinkPort) which take roles relevant to the constraints on flows offered by the Link (e.g., Root role or leaf role for a Link that has a constrained tree configuration). + +Inherits properties from: + +- GlobalClass +- ForwardingEntity + +See Table B.1-7. + +**Table B.1-7 – Attributes for Link** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | | The Link can support multiple transport layer protocols via the associated LTP object. For implementation optimization, where appropriate, multiple layer-specific links can be merged and represented as a single Link instance as the Link can represent a list of layer protocols. A link may support different layer protocols at each Port when it is a transitional link. | +| _fd | | The Link associates with two or more FDs. This association provides a direct summarization of the association via LinkPort and LTP. | +| _linkPort | | The association of the Link to LTPs is made via LinkPort (essentially the ports of the Link). | +| _lowerLevelLink | Experimental | A Link may be formed from subordinate links (similar to FD formations from subordinate FDs). This association is intended to cover concepts such as serial compound links. | + +**Table B.1-7 – Attributes for Link** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| linkDirection | | The directionality of the Link. Is applicable to simple Links where all LinkPorts are BIDIRECTIONAL (the Link will be BIDIRECTIONAL) or UNIDIRECTIONAL (the Link will be UNIDIRECTIONAL). Is not present in more complex cases. | +| _fdRuleSet | | The rules related to a Link | +| _linkSpec | Experimental | See referenced class | +| _linkSpecReference:ClassRef | Experimental
SpecReference | See referenced class | + +- At this point the model supports point to point links fully + - The model allows multi-point, but anything above 2 (i.e., 3..\*) is preliminary. +- A Link may offer parameters such as capacity and delay (see Annex D) + - These parameters depend on the type of technology that supports the Link. + +#### **B.1.2.6 LinkPort** + +Qualified name: CoreModel::CoreNetworkModel::Link::LinkPort + +The association of the Link to LTPs is made via LinkPort. The LinkPort class models the access to the Link function. The traffic forwarding between the associated LinkPorts of the Link depends upon the type of Link. In cases where there is resilience, the LinkPort may convey the resilience role of the access to the Link. The Link can be considered as a component and the LinkPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +See Table B.1-8. + +**Table B.1-8 – Attributes for LinkPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _ltp | | The LinkPort may be associated with more than one LTP when the LinkPort is bidirectional and the LTPs are unidirectional.
Multiple Ltp
  • – Bidirectional LinkPort to two Uni Ltps
Zero Ltp
  • – BreakBeforeMake transition
  • – Planned Ltp not yet in place
  • – Off-network LTP referenced through other mechanism.
| +| role | | Each LinkPort of the Link has a role (e.g., symmetric, hub, spoke, leaf, root) in the context of the Link with respect to the Link function. | + +**Table B.1-8 – Attributes for LinkPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| offNetworkAddress | Experimental | A freeform opportunity to express a reference for a Port of the Link that is not visible and hence is outside the scope of the control domain (off-network). This attribute is expected to convey a foreign identifier/name/address or a shared reference for some mid-span point at the boundary between two administrative domains. This is a reference shared between the parties either side of the network boundary. The assumption is that the provider knows the mapping between network port and offNetworkAddress and the client knows the mapping between the client port and the offNetworkAddress and that the offNetworkAddress references some common point or pool of points. It may represent some physical location where the hand-off takes place. This attribute is used when an LTP cannot be referenced. A Link with an off-network end cannot be encompassed by an FD. | +| linkPortDirection | | The orientation of defined flow at the LinkPort | +| _fcPort | Experimental | Where a Link supports FCs, each LinkPort of that Link supports the corresponding FcPorts | + +### B.1.3 Clock, timing and synchronization + +Propagation of timing information (frequency, time or both) is a fundamental aspect of networking. The timing model includes a representation of the clock used to provide timing for the functionality of a device. For many applications the clock in a device needs to be synchronized to clocks in other devices (i.e., build a synchronized network). The model represents the control of capability that allows for the clock be synchronized with other devices that provide a timing signal and of capability that allows the clock to provide a timing signal to other devices. + +The timing signals are supported by various network protocols and synchronization is achieved by various techniques. The model described here is a generalized model that can be applied to any network protocol (see Appendix XI for more details). For any particular case the specific properties for the corresponding protocol/technique via the specification approach (see Annex G). + +![UML Class Diagram showing the Clock class and its associations with other classes like ConfigurationAndSwitchControl, CasPort, LogicalTerminationPoint, ForwardingConstruct, FcPort, FcSwitch, and LayerProtocol. The Clock class is highlighted in red, and its associations are highlighted in blue.](c2c4e63ebb9afc1ab64e39a159890e0f_img.jpg) + +The diagram illustrates the synchronization clock model within the Papyrus CoreModel. The **Clock** class (highlighted in red) is central to the model. It has associations with **ConfigurationAndSwitchControl** (via `ConfigurationAndSwitchControlCoordinatesFc`), **ForwardingConstruct** (via `encapsulatedFc`), **CasPort** (via `ClockEncapsulatesCas`), **LogicalTerminationPoint** (via `ClockDirectlyAssociatedWithSyncLtp`), and **LayerProtocol** (via `LtpIncludesClock`). The **Clock** class also has internal associations: `ClockEncompassesClock` (self-association), `embeddedClock` (to **Clock**), `phaseAlignedClock` (to **Clock**), and `ClockInPhaseAlignment` (to **Clock**). Other classes shown include **ConfigurationAndSwitchControl**, **CasPort**, **LogicalTerminationPoint**, **ForwardingConstruct**, **FcPort**, **FcSwitch**, and **LayerProtocol**. Associations between these classes include `CasHasExplicitPorts`, `CascPortConnectedToLtps`, `LtpIncludesLayerProtocols`, `FcSwitchCoordinatesByControl`, `FcSwitchEncapsulatesSwitches`, `FcSwitchSelectsFcPorts`, `FcPortHasCPorts`, and `FcPortConnectedToLtp`. + +UML Class Diagram showing the Clock class and its associations with other classes like ConfigurationAndSwitchControl, CasPort, LogicalTerminationPoint, ForwardingConstruct, FcPort, FcSwitch, and LayerProtocol. The Clock class is highlighted in red, and its associations are highlighted in blue. + +G.7711(25) + +Source Papyrus CoreModel diagram: Synchronization-ClockInContext. + +**Figure B.1-3 – Clock related to LTP, CASC and FC** + +Figure B.1-3 shows the clock (highlighted in red) and associations (highlighted in blue) that form the clock model. + +Qualified name: CoreModel::CoreNetworkModel::Clock::Timing::Clock + +Clock function processes the input sync information (frequency and ssm or time stamp and PTP announce messages) and provides the modified sync information to the sync distribution function. If none of the inputs meet the quality defined by the controller, the clock may enter a hold-over or free-run mode. The status of the clock will be reported to the controller. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +**Table B.1-9 – Attributes for Clock** + +| Attribute name | Lifecycle stereotype (empty = Mature) | Description | +|-------------------|---------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| runMode | Experimental | The run-mode of the frequency system clock, such as free-run, locked, and holdover. | +| _encompassedClock | Experimental | A clock may be emergent from and may effectively encompass several clocks in a resilient solution | +| _encapsulatedFc | Experimental | A Clock may encapsulate an FC related to resilience, where the clock provides an output that is essentially that of one of several other clocks in the resilience scheme. | + +**Table B.1-9 – Attributes for Clock** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _syncLtp | Experimental | A clock may feed one or more LTPs with timing information to propagate across the network (it may feed no LTPs) | +| _encapsulatedCasc | Experimental | The Clock may encapsulate a complex FC where there is a resilience mechanism active and that FC will need to be controlled.
The Casc to control the FC can be encapsulated in the Clock. | +| _phaseAlignedClock | Experimental | One or more clocks can be actively phase aligned (this is especially relevant in a hitless resilience scheme). | + +### **B.1.4 NetworkElement, NetworkControlDomain and SdnController** + +As explained in the previous edition (Edition 2) of this Recommendation, the classes SdnController, NetworkControlDomain and NetworkElement11 have been reassessed and new classes have been developed in this release. Figure B.1-4 shows the relationship between the Edition 2 classes (that have been deprecated – highlighted with red text and borders) and the new classes via some expanded example classes (highlighted in green) that show two aspects of a control entity, the controller itself and the view of the controller. + +11 The network element scope of the direct interface from a SDN controller to a network element in the infrastructure layer is similar to the EMS-to-NE management interface defined in the information models [ITU-T G.875] (OTN), [ITU-T G.8052] (Ethernet) and [ITU-T G.8152] (MPLS-TP). + +![UML class diagram showing the skeleton of key object classes for Forwarding-SkeletonWithControllers. The diagram includes classes like SdnController, NetworkControlDomain, NetworkElement, ForwardingDomain, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, ControlConstruct, ExposureContext, and ConstraintDomain. Relationships include associations, aggregations, and compositions with multiplicities and role names. Blue lines highlight ControlConstruct relationships.](7e14467740b2570a44379b347a697921_img.jpg) + +The diagram illustrates the relationships between various network elements and control constructs. Key classes include: + +- OpenModelClass, Deprecated: SdnController**: Associated with **OpenModelClass, Example: Function:SdnController** and **OpenModelClass, Example: View:SdnControllerViewFromManager**. +- OpenModelClass, Deprecated: NetworkControlDomain**: Associated with **OpenModelClass, Example: Function:NetworkElementControl** and **OpenModelClass, Example: View:NetworkElementViewFromSdnController**. +- OpenModelClass, Deprecated: NetworkElement**: Associated with **OpenModelClass, Example: Function:SdnController** and **OpenModelClass, Example: View:SdnControllerViewFromManager**. +- OpenModelClass: ForwardingDomain**: Associated with **OpenModelClass, Preliminary: FdPort**, **OpenModelClass: LinkPort**, and **OpenModelClass: Link**. +- OpenModelClass, Preliminary: FdPort**: Associated with **OpenModelClass: LinkPort** and **OpenModelClass: Link**. +- OpenModelClass: LinkPort**: Associated with **OpenModelClass: Link**. +- OpenModelClass: Link**: Associated with **OpenModelClass: LinkPort**. +- OpenModelClass: LogicalTerminationPoint**: Associated with **OpenModelClass: FcPort** and **OpenModelClass: LayerProtocol**. +- OpenModelClass: FcPort**: Associated with **OpenModelClass: ForwardingConstruct**. +- OpenModelClass: ForwardingConstruct**: Associated with **OpenModelClass: FcPort**. +- OpenModelClass, Experimental: ControlConstruct**: Associated with **OpenModelClass, Experimental: ExposureContext** and **OpenModelClass, Experimental: ConstraintDomain**. +- OpenModelClass, Experimental: ExposureContext**: Associated with **OpenModelClass, Experimental: ControlConstruct** and **OpenModelClass, Experimental: ConstraintDomain**. +- OpenModelClass, Experimental: ConstraintDomain**: Associated with **OpenModelClass, Experimental: ControlConstruct** and **OpenModelClass, Experimental: ExposureContext**. + +Blue lines highlight relationships involving **ControlConstruct**, **ExposureContext**, and **ConstraintDomain**, indicating control-related associations. + +UML class diagram showing the skeleton of key object classes for Forwarding-SkeletonWithControllers. The diagram includes classes like SdnController, NetworkControlDomain, NetworkElement, ForwardingDomain, FdPort, LinkPort, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, ControlConstruct, ExposureContext, and ConstraintDomain. Relationships include associations, aggregations, and compositions with multiplicities and role names. Blue lines highlight ControlConstruct relationships. + +G.7711(25) + +Source Papyrus CoreModel diagram: Forwarding-SkeletonWithControllers. + +**Figure B.1-4 – Skeleton class diagram of key object classes showing Controllers** + +The new model is explained in full detail in Annex H. The key consideration is that the ControlComponent (SDN Controller) exposes a ControlView which includes via aggregation (highlighted in blue) all controlled entities (where a controlled entity is allowed to be in many ControlViews). The SDN Controller exposes itself as a ControlComponentView and also exposes the NEs as SubordinateExposedViews which provides a further ControlView that includes the NE ControlComponentView (i.e., the control aspects of the NE) and the aggregation of the subset of the entities from the SDN Controller ControlView that the NE controls. These are presented in the terminology and naming of the SDN Controller. Examples of usage of ControlConstruct are provided in Appendix X. + +## B.2 Explanatory figures + +This clause provides figures that illustrate the application of the model to various network scenarios. The clause covers both forwarding and termination. The forwarding views are relatively lightweight. More sophisticated forwarding views are provided in Annex D and Annex E). + +See Figure 5-2 for a key to the symbol set used in the figures contained in this annex. + +### B.2.1 Forwarding + +#### B.2.1.1 Basic forwarding + +The basic forwarding model, described in previous clauses, offers the capability to enable constrained forwarding between LTPs. Figure B.2-1 provides a basic nodal view. + +![UML Class Diagram showing the forwarding fragment in a nodal view. It includes classes LogicalTerminationPoint, FcPort, ForwardingConstruct, and ForwardingDomain with their associations and multiplicities.](fd3cbb53e991f8209ba17b398f426e13_img.jpg) + +The diagram illustrates the forwarding fragment in a nodal view. It features four classes: **LogicalTerminationPoint** (green), **FcPort** (yellow), **ForwardingConstruct** (yellow), and **ForwardingDomain** (yellow). The relationships are as follows: + +- LogicalTerminationPoint** is associated with **FcPort** via the association **FcPortConnectedToLtp**. The multiplicity at the **LogicalTerminationPoint** end is 0..2, and at the **FcPort** end is \*. The association is labeled with **+ \_ltpRefList** at the **LogicalTerminationPoint** end. +- FcPort** is associated with **ForwardingConstruct** via the association **FcHasFcPorts**. The multiplicity at the **FcPort** end is 2..\*, and at the **ForwardingConstruct** end is 1. The association is labeled with **+ \_fcPortList** at the **FcPort** end. +- ForwardingConstruct** is associated with **ForwardingDomain** via the association **FdContainsFcs**. The multiplicity at the **ForwardingConstruct** end is 0..1, and at the **ForwardingDomain** end is \*. The association is labeled with **+ \_fcRefList** at the **ForwardingConstruct** end. +- ForwardingDomain** is associated with **LogicalTerminationPoint** via the association **FdAggregatesLtps**. The multiplicity at the **ForwardingDomain** end is \*, and at the **LogicalTerminationPoint** end is \*. + +The diagram also includes a visual representation of a node where a **LogicalTerminationPoint** and an **FcPort** are connected to a central yellow oval, which is part of a **ForwardingConstruct**. This is enclosed in a dashed red oval. The text "CoreModel Diagram Forwarding-ConnectivityFragment" is at the bottom left, and the code "G.7711-Y.1702(22)\_FB.2-1" is at the bottom right. + +UML Class Diagram showing the forwarding fragment in a nodal view. It includes classes LogicalTerminationPoint, FcPort, ForwardingConstruct, and ForwardingDomain with their associations and multiplicities. + +Figure B.2-1 – Forwarding fragment in a nodal view + +Figure B.2-1 illustrates the ForwardingConstruct (FC) in the context of two LTPs. The FC defines the enabled constrained forwarding between the LTPs (in Figure B.2-1 it is point to point). The FcPort of the FC is shown within the FC, emphasizing the strict whole-part relationship and lifecycle dependency of the FcPort on the FC. The FcPorts are effectively FC component ports. The FC shown has two FcPorts, but the model allows for two or more FcPorts [2..\*], where in some cases the FcPort could be selected as a source or destination for switching. The protection switching capability is explained in Annex E. + +The [0..2] multiplicity of **\_ltpRefList** (at the end of the association "**FcPortConnectedToLtp**") allows for a bidirectional FcPort to associate with two unidirectional LTPs. + +#### B.2.1.2 Forwarding the topology + +The FC defining the enable constrained forwarding between a set of LTPs can be considered in the context of a network topology offering capacity. + +Figure B.2-2 shows a network for a single LP in terms of the basic topology of FDs, Links and LTPs (grey) that provide capability and capacity for the LP and the signal forwarding using FCs (X, Y and Z) and LTPs (green) enabling information flow for the LP. + +![UML Class Diagram and Network Topology Diagram showing the relationship between forwarding entities and physical topology.](87c64bd7d33fca8b9b29228c80ddf175_img.jpg) + +CoreModel Diagram +Forwarding-SimpleView + +The diagram illustrates the CoreModel Forwarding-SimpleView. It consists of two parts: a UML Class Diagram and a Network Topology Diagram. + +**UML Class Diagram:** + +- ForwardingDomain** («OpenModelClass»): Aggregates **LogicalTerminationPoint** (Ltp) via *FdAggregatesLtps* (1 to \*) and contains **ForwardingConstruct** (Fcs) via *FdContainsFcs* (0..1 to \*). +- LogicalTerminationPoint** («OpenModelClass»): Has relationships *LtpHasClientLtps* (0..1 to \*), *LinkPortTerminatesOnLtp* (\* to 1), and *FcPortConnectedToLtp* (0..2 to 1). It contains internal structures for LinkPort and FcPort. +- LinkPort** («OpenModelClass»): Associated with **Link** via *LinkHasLinkPorts* (2..\* to 1). +- Link** («OpenModelClass»): Contains **ForwardingConstruct** via *LinkContainsFcs* (0..1 to \*). +- FcPort** («OpenModelClass»): Associated with **ForwardingConstruct** via *FcHasFcPorts* (2..\* to 1). +- ForwardingConstruct** («OpenModelClass»): References Ltps via *+ \_ltpRefList* and FcPorts via *+ \_fcPortList*. + +Red dashed arrows labeled "Shown via diagram nesting" map the abstract UML classes to specific components within the physical topology nodes A, B, and C. For example, **LogicalTerminationPoint** maps to the outer boundaries of nodes, while **ForwardingConstruct** maps to internal switching elements (X, Y, Z). + +**Topology Diagram:** + +- A dashed box labeled "Topology" contains three nodes: A, B, and C. +- The nodes are interconnected in a triangle: A-B, B-C, and C-A. + +G.7711-Y.1702(22)\_FB.2-2 + +UML Class Diagram and Network Topology Diagram showing the relationship between forwarding entities and physical topology. + +Figure B.2-2 – Forwarding in a single layer + +Clause B.2.2 deals with LTP layering considered in the context of single FDs. More sophisticated multi-layer multi-FD and multi-view considerations are covered in detail in Annex D. + +#### B.2.1.3 Forwarding in the media layer + +Consider media (glass, copper, air etc 12) through which information is to be transferred. An appropriate medium is relatively transparent to some particular wave/particle flow (light, microwaves, electrons, etc.), i.e., when the medium is present it is inherently enabled to forward some specific flows "uninhibited". + +Also consider a wave/particle flow that is modulated by a source of information such that the information can be recovered by observing the flow (and hence termination some or all the flow) at some point remote from the source. When the modulated flow is applied to an appropriate medium it is possible to transfer information from a source to a distant receiver at the boundary of the medium. + +12 Photons propagate in free space (vacuum) with no need for a medium. The discussion here is mainly related to a bounded channel but it can be extended to vacuum. + +On this basis, and considering the definition of ForwardingConstruct (FC), it is clear that the effect of a medium can be represented by an FC and that the FC is always essentially present (as the medium is always "enabled"). The existence of an FC instance is independent of the presence (or absence) of a flow/wave and information encoded within it (if any). A wave/flow cannot propagate without an FC. In some cases, the FC may support the propagation of the wave/flow, but the characteristics of the FC may prevent the transfer of information1314, for example, where there is differential delay between elements of the wave/flow such that the wave/flow is distorted, or units of the flow arrive out of order. + +In general, a medium imposes degradation on the flow where the specific characteristics of the medium interact with the characteristics of the flow for example: + +- Absorption causing loss of power +- Interference between flows causing loss of integrity +- Dispersion causing loss of integrity +- Adding noise causing loss of integrity +- Restricting bandwidth (frequency slot) causing loss of information integrity. + +As flow takes place in a length of a medium it can be represented by an FC with certain characteristics. + +On some occasions the characteristic can be used to advantage. For example, the interaction that takes place in an Erbium doped fibre causes amplification of the power in one flow. + +One could represent fibre adjacency with a media Link/FD and hence the bridge between the (atomic/static) physical consideration and the photonic functional considerations. A medium will have some non-linear characteristics. Because the medium can modify the flow in a complex way and considering that there is media both within a device and between devices the choice of whether to represent an element supporting the FC as Link or FD is driven purely by its position. + +A physical medium is passive in nature, but when stimulated with the appropriate flows, both linear and non-linear characteristics of the medium cause complex activity that yields relevant emergent functionality. In some media the characteristics are such that: + +- Power may be transferred from a flow of one characteristic to a flow of another characteristic in the medium + - Linear + - Electronic to photonic (e.g., a laser) + - Photonic to electronic (e.g., a photodiode). + - Non-linear + - Photonic to photonic (an optical amplifier) + - Photonic to photonic in a fibre (causing interference). +- Modulation may be transferred from a flow of one characteristic to a flow of another characteristic15 in the medium + +--- + +13 Again, a vacuum can be considered as the presence of a medium. + +14 Any real medium will cause distortion, hence the same wave/flow received will not be exactly the same as that sent, i.e., the medium never fully suits the launched wave/flow perfectly. Any receiver can deal with some distortion. The key consideration is the receiver capability to deal with the characteristics of the FC and the wave/flow so as to be able to extract the information. + +15 The transfer may only account for one form of modulation (e.g., phase information may be lost). + +- Electronic to photonic (e.g., a laser16) +- Photonic to electronic (e.g., a photodiode). + +On this basis, an FC may be fed with inputs of different characteristics and as a result the power and/or modulation may transfer from one domain to another (e.g., electronic to photonic). There may also be a media change with no change of domain of flow (e.g., an air gap in an optical network where the light passes temporarily into a gaseous medium, e.g., at the junction between the medium of the laser and the fibre). + +Clearly some media are constructed to minimize the undesirable effect of non-linear characteristics (e.g., the fibre between sites) and other media are constructed to take advantage of non-linear characteristics (e.g., Erbium doped fibre amplifier (EDFA)). + +A physical medium necessarily occupies three-dimensional space. Within that space a flow can be in any direction and can spread. There is no simple relevant quantization, it is not slotted or grid based, it is essentially continuous. In some cases, overlaying a conceptual grid structure is beneficial but this is a view and not an inherent aspect of the medium. The model does not assume any grid structure. If there is a relevant grid/band formulation this will be detailed in a specification model (as described in Annex G). + +The "any direction" characteristic is termed "omni-directionality". To cater for this aspect the directionality enumerations have been extended appropriately. In some cases, a medium will restrict the flow (due to diminished physical dimensions) to be only meaningful in one dimension (e.g., an optical fibre), but the case is still considered as omni-directional. Further restrictions using appropriate active elements will prevent flow in one direction in an essentially one-dimensional case. Under these circumstances the more usual unidirectional representations will apply. As is the case for other layers, bidirectional is applied to an FC that is an abstraction of an assembly of two oppositely directed unidirectional FCs. + +In the media layer, bidirectional abstractions are normally only used as higher-level abstraction for the purpose of managing network connectivity17. For other purposes, bidirectional representations are rarely useful and, in most cases, omni-directional or unidirectional representations are used. + +Figure B.2-3 the key enhancements made to the model to support media. + +--- + +16 The medium in a laser has relatively high impedance to photons compared to glass and to electrons compared to copper but in this case the key is transfer of power/modulation from the electronic to photonic domain. The change of domain happens within the medium. + +17 For example, in a higher-level control/management system it may be convenient to associate a pair of flexible grid filters that are omni directional as a bidirectional entity where one filter is used for each direction of wave/flow propagation. This would allow a single command to cause the configuration of two FCs. + +![UML Class diagram showing enhancements related to media (highlighted in red) in the Source Papyrus CoreModel. The diagram includes classes like LogicalTerminationPoint, LayerProtocol, Pin, Connector, FdPort, FcPort, ForwardingDomain, ForwardingEntity, ForwardingConstruct, and FcRoute. Associations are shown between these classes, with red lines indicating new or modified relationships. Two enumeration classes, PortDirection and ForwardingDirection, are also shown with their respective literals.](1b23b78336d8bd286c653cbdb38428dd_img.jpg) + +The diagram illustrates the Source Papyrus CoreModel with enhancements related to media, highlighted in red. Key elements include: + +- Classes:** + - `LogicalTerminationPoint` (OpenModelClass) + - `LayerProtocol` (OpenModelClass) + - `Pin` (OpenModelClass, Preliminary, Experimental) + - `Connector` (OpenModelClass, Preliminary, Experimental) + - `FdPort` (OpenModelClass, Preliminary) + - `FcPort` (OpenModelClass) + - `ForwardingDomain` (OpenModelClass) + - `ForwardingEntity` (OpenModelClass, Preliminary) + - `ForwardingConstruct` (OpenModelClass) + - `FcRoute` (OpenModelClass) +- Associations (Red lines indicate enhancements):** + - `FdAggregatesLtps`: Association between `LogicalTerminationPoint` and `ForwardingDomain`. + - `FdPortBoundToLtp` (Preliminary): Association between `FdPort` and `LogicalTerminationPoint`. + - `FdPortAttachedToPin` (Experimental): Association between `FdPort` and `Pin`. + - `FdPortSupportsFcPorts` (Experimental): Association between `FdPort` and `FcPort`. + - `FdPortBoundToFdPort` (Experimental): Association between `FdPort` and `FdPort`. + - `FcPortIsFcPortOfInternalFc` (Experimental): Association between `FcPort` and `FcPort`. + - `FcPortConnectedToLtp`: Association between `FcPort` and `LogicalTerminationPoint`. + - `FcPortAttachedToPin` (Experimental): Association between `FcPort` and `Pin`. + - `FcPortBoundToFcPort` (Experimental): Association between `FcPort` and `FcPort`. + - `FdHasFcPorts` (StrictComposite): Association between `ForwardingDomain` and `FcPort`. + - `FcHasFcPorts` (StrictComposite): Association between `ForwardingConstruct` and `FcPort`. + - `FcHasRoutes`: Association between `ForwardingConstruct` and `FcRoute`. + - `FcRoutesDescribedByFcs`: Association between `FcRoute` and `ForwardingConstruct`. + - `FcHasLowerLevelFcs`: Association between `FcRoute` and `ForwardingConstruct`. +- Enumerations:** + - `PortDirection`: + - `BIDIRECTIONAL` + - `INPUT` + - `OUTPUT` + - `UNIDENTIFIED_OR_UNKNOWN` + - `OMNIDIRECTIONAL` (Experimental) + - `ForwardingDirection`: + - `BIDIRECTIONAL` + - `UNIDIRECTIONAL` + - `UNDEFINED_OR_UNKNOWN` + - `OMNIDIRECTIONAL` (Experimental) + +UML Class diagram showing enhancements related to media (highlighted in red) in the Source Papyrus CoreModel. The diagram includes classes like LogicalTerminationPoint, LayerProtocol, Pin, Connector, FdPort, FcPort, ForwardingDomain, ForwardingEntity, ForwardingConstruct, and FcRoute. Associations are shown between these classes, with red lines indicating new or modified relationships. Two enumeration classes, PortDirection and ForwardingDirection, are also shown with their respective literals. + +Source Papyrus CoreModel diagram: Forwarding-EnhancementsRelatedToMedia. + +**Figure B.2-3 – Enhancements related to media (highlighted in red)** + +Figure B.2-3 highlights in red the additions and adjustments made to the model to accommodate media and to align the FD with the Component-Port pattern18. + +Often the media forwarding devices have a fixed number of FcPorts where the forwarding characteristics per port are variable. Figure B.2-4 shows an FC that represents a multi-port tunable filter. + +The figure shows internal FCs and uses the FcPortIsFcPortOfInternalFc association. The internal FCs could be represented as elements of an FcRoutes (rather than directly via the FcHasLowerLevelFcs), if they need to be explicitly exposed, or simply as bundles of attributes explained by the FcSpec where, amongst other things, the FcSpec would define the frequency and transfer characteristics (loss/gain, gain tilt (for an amplifier), chromatic dispersion, "distortion", etc.)19. When using the spec the SubordinateForwarding specification mechanism is used (see Annex G). + +18 There were two additional ForwardingEntity Pacs both of which provide information on analogue characteristics. the \_Pac approach has been replaced by a specification approach in this release as this provides the necessary flexibility. + +19 An indication if the parameter is inherently omni directional (i.e., independent of the direction of signal propagation) or "uni" directional will also be provided in the specification. + +![Diagram of a broadband coupler/splitter with a tuneable filter. The main component is a yellow hexagonal shape representing the coupler/splitter. Inside, there are several circular elements, some with '+' signs, representing internal Forwarding Entities (FCs). Arrows indicate light flow entering from the top left and being split to multiple output ports on the right. Below the main component, the text 'FcPortsPortOfInternalFc' is present. To the right of the main component, there is a list of properties and three icons with labels: 'All properties of the FC are conveyed as part of the ForwardingEntity', '• Attenuation', '• Filter properties and tunability'. The icons are: a double arrow with a slash for 'Directional attenuator', a circle with a cross for 'Tuneable filter/laser/receiver', and a square wave symbol for 'Filter'. In the top right corner, the text 'G.7711-Y.1702(22)_FB.2-4' is present.](15de63f0b5df62e6ab9164f2a72e2e33_img.jpg) + +Diagram of a broadband coupler/splitter with a tuneable filter. The main component is a yellow hexagonal shape representing the coupler/splitter. Inside, there are several circular elements, some with '+' signs, representing internal Forwarding Entities (FCs). Arrows indicate light flow entering from the top left and being split to multiple output ports on the right. Below the main component, the text 'FcPortsPortOfInternalFc' is present. To the right of the main component, there is a list of properties and three icons with labels: 'All properties of the FC are conveyed as part of the ForwardingEntity', '• Attenuation', '• Filter properties and tunability'. The icons are: a double arrow with a slash for 'Directional attenuator', a circle with a cross for 'Tuneable filter/laser/receiver', and a square wave symbol for 'Filter'. In the top right corner, the text 'G.7711-Y.1702(22)\_FB.2-4' is present. + +**Figure B.2-4 – Broadband coupler/splitter with tuneable filter (FC contains FC)** + +Where the FcSpec is used, the FcSpec defines internal routes and parameters of the route. Where the properties are fixed, they could be defined only in the spec as usual. So fixed coupler/splitters just need the FC with spec but variable devices also need route, reflecting the spec against which to hold the controls. Like FcSwitch this can be a sparse model, so the Route FC is present unconnected or just the measure is provided against the main FC with NO route where the measure is numbered as per the spec and probably with respect to the port numbering. + +As for all media, a fibre has a particular transfer characteristic that essentially filters incoming flow allowing only photons with characteristics in a relatively small range to pass almost unimpeded20. Photons well outside this range will not pass at all. A flow of photons with characteristics near the edge of the range may be attenuated and the phase characteristics of the modulated information may be impaired. The transfer characteristics of a fibre are complex. Photons within a range of characteristics that may readily pass are considered to be in a band. + +A media network is constructed from an arrangement of units of media. Considering the omni-directional nature of the media, some of the units of media will broadcast a flow (splitting the power) and others will merge flows, as shown in Figure B.2-4. All units of media will apply some degree of filtering. A band of characteristics for which there is minimal attenuation can be considered as a channel through which a flow can pass relatively unimpeded. A particular medium may have several channels (as it may have several bands)21. + +To determine if a flow of a particular characteristic will pass through a chain of units of media in a network, the characteristic of those units must be accumulated appropriately. For the filtering characteristics, the method of accumulation can be considered as intersection. The intersection of channel definitions for each unit of media defines the channel through the chain. [ITU-T G.807] defines the term for these channels to be "media channel". + +As discussed earlier, an FC is used to represent the enabled flow. An FC is therefore used to represent a channel through a medium22 and also through any chain of units of media23. As a chain can be considered as starting anywhere and ending anywhere, this leads to the FC being a grouping of any series of FC and hence grouping FCs are NOT in a simple hierarchy. + +20 There is considerable complexity in the characteristics of a medium that has been ignored here especially around the edges filter pass band. The notion of a frequency slot is not fully covered. + +21 A may be glass and a long piece of that medium is a fibre strand. The effect of the medium may be represented by an FC. For all real media, there are restrictions in transparency and hence only certain bands may pass. + +22 The FC is also used to represent all parallel channels through the medium. + +23 It is necessary to have attributes representing the results of passing through the chain of media. These are relevant at the FcPorts and can therefore be presented via the LTPs associated with the LpPorts. + +![Figure B.2-5: Chain of filters and fibres. This diagram shows a sequence of optical components. At the bottom, three rectangular blocks represent fibre sections, each containing a yellow filter (A, B, and C) and blue connector components (r and t). These are connected in series with intermediate yellow filters labeled g1 and g2. Above this chain, several yellow filters labeled MC (F, E, D, G, H) are shown. Lines connect the ports of the bottom filters to the ports of the MC filters. An arrow labeled 'FcPortAttachedToPin' points to a specific connection point on filter H. On the left, a list defines the filter characteristics: H = A ∩ B ∩ C ∩ g1 ∩ g2 ∩ C, g1 = g2 ≈ ∞, H = A ∩ B ∩ C, F = A ∩ B, E = B ∩ C, D = B ∩ C, G = C. The diagram is labeled G.7711-Y.1702(22)_FB.2-5.](af6c3f383ddc0c142cdd7e186cc78199_img.jpg) + +Figure B.2-5: Chain of filters and fibres. This diagram shows a sequence of optical components. At the bottom, three rectangular blocks represent fibre sections, each containing a yellow filter (A, B, and C) and blue connector components (r and t). These are connected in series with intermediate yellow filters labeled g1 and g2. Above this chain, several yellow filters labeled MC (F, E, D, G, H) are shown. Lines connect the ports of the bottom filters to the ports of the MC filters. An arrow labeled 'FcPortAttachedToPin' points to a specific connection point on filter H. On the left, a list defines the filter characteristics: H = A ∩ B ∩ C ∩ g1 ∩ g2 ∩ C, g1 = g2 ≈ ∞, H = A ∩ B ∩ C, F = A ∩ B, E = B ∩ C, D = B ∩ C, G = C. The diagram is labeled G.7711-Y.1702(22)\_FB.2-5. + +Figure B.2-5 – Chain of filters and fibres24 + +Figure B.2-5 shows a simple arrangement of units of media represented as FCs and emphasizes the non-hierarchical nature of the treatment. The filter characteristics of the units of media are considered and such that the characteristics of an FC is the intersection of the characteristics of the FCs it is composed of. The FcPort to pin of the connector is explained in clause B.2.5, Relationships to the physical port. + +Figure B.2-6 shows a view of the same chain of filters and fibres with a purely FC based abstraction. The figure illustrates the use of two different associations between FcPorts, one allowing chaining of FCs and the other allowing nesting of FCs. This abstraction could also be applied to layers other than media to provide a flow only view where the specific termination considerations are not relevant and where the connected FCs are alternately in a Link and in an FD (potentially in a Route context). + +![Figure B.2-6: Abstraction of chain of filters and fibres. This diagram is a more abstract version of Figure B.2-5. It shows the same sequence of filters (A, B, C, g1, g2) and MC filters (F, G, H). However, the connections are represented by different types of arrows: 'FcPortIsPortOfInternalFc' (pointing to filter H) and 'FcPortConnectedToFcPort' (pointing to filter G). The filter characteristics are simplified to: H = F ∩ G, F = A ∩ B, G = C. The diagram is labeled G.7711-Y.1702(22)_FB.2-6.](331afcb1534110b4c4f6ddf553a0f7e0_img.jpg) + +Figure B.2-6: Abstraction of chain of filters and fibres. This diagram is a more abstract version of Figure B.2-5. It shows the same sequence of filters (A, B, C, g1, g2) and MC filters (F, G, H). However, the connections are represented by different types of arrows: 'FcPortIsPortOfInternalFc' (pointing to filter H) and 'FcPortConnectedToFcPort' (pointing to filter G). The filter characteristics are simplified to: H = F ∩ G, F = A ∩ B, G = C. The diagram is labeled G.7711-Y.1702(22)\_FB.2-6. + +Figure B.2-6 – Abstraction of chain of filters and fibres + +Figure B.2-7 illustrates a more complex arrangement with a splitter/coupler and shows three FCs that have a point in common to the left of the diagram and show the effects of the individual ports of the coupler splitter when viewed at the points to the right of the diagram. + +24 Where the medium is glass, the strand is a long piece of medium. The effect of the medium, e.g., a fibre, is represented by an FC. Media may be a combination of several different types of medium. The effect of any length of media can be represented by an FC, hence the figure. + +![Diagram of a complex assembly of chains of filters and fibres. It shows a central yellow diamond-shaped component labeled 'B' with three internal ports labeled B1, B2, and B3. This component is connected via blue rectangular blocks labeled 'r' and 't' to various yellow filter and fibre segments. At the top, there are two yellow filter segments labeled 'MC F' and 'MC G'. Below the central component, there are three parallel paths: the first path contains a yellow filter segment 'g2' followed by a blue 'r' block, a yellow filter segment 'C', and a blue 't' block; the second path contains a yellow filter segment 'g3' followed by a blue 'r' block, a yellow filter segment 'D', and a blue 't' block; the third path contains a yellow filter segment 'g4' followed by a blue 'r' block, a yellow filter segment 'E', and a blue 't' block. At the bottom, there is a yellow filter segment labeled 'MC H'. The entire assembly is enclosed in a light brown rectangular background. A small arrow points to the central component 'B'.](6a7ea9d5162b0a0cfbd8d77c6cac90d1_img.jpg) + +$F = A \cap g1 \cap B1 \cap g2 \cap C$ + $g1 = g2 \approx \infty$ + $F = A \cap B1 \cap C$ + $G = A \cap B2 \cap D$ + $H = A \cap B3 \cap E$ + +G.7711-Y.1702(22)\_FB.2-7 + +Diagram of a complex assembly of chains of filters and fibres. It shows a central yellow diamond-shaped component labeled 'B' with three internal ports labeled B1, B2, and B3. This component is connected via blue rectangular blocks labeled 'r' and 't' to various yellow filter and fibre segments. At the top, there are two yellow filter segments labeled 'MC F' and 'MC G'. Below the central component, there are three parallel paths: the first path contains a yellow filter segment 'g2' followed by a blue 'r' block, a yellow filter segment 'C', and a blue 't' block; the second path contains a yellow filter segment 'g3' followed by a blue 'r' block, a yellow filter segment 'D', and a blue 't' block; the third path contains a yellow filter segment 'g4' followed by a blue 'r' block, a yellow filter segment 'E', and a blue 't' block. At the bottom, there is a yellow filter segment labeled 'MC H'. The entire assembly is enclosed in a light brown rectangular background. A small arrow points to the central component 'B'. + +**Figure B.2-7 – Complex assembly of chains of filters and fibres** + +### **B.2.2 Termination** + +#### **B.2.2.1 Cases of LTP and LP** + +In some figures, the LP is depicted with a view of the internal details. Figure B.2-8 shows the cases illustrated in the figures. In a realization, the LP detailed structure would be expressed by a specification as described in Annex G. + +![Figure B.2-8 – LP cases. A diagram showing various Layer Protection (LP) cases and a key to encapsulated structure in LP. The cases include full layers (fixed and flexible), exposed CPs, TCPs, adapters, pools, and concatenatable elements. The key defines symbols for encapsulated FC, CP (port), TCP (port), and AP, and notes their association with FC.](99698c448635861b7dc8d352f87a1b2b_img.jpg) + +**Key to encapsulated structure in LP** + +- Encapsulated FC (alternative representations) +- Adjustable encapsulated FC +- Fixed encapsulated FC +- CP (port) [Is ITU-T G.805 CP] +- TCP (port) [Is ITU-T G.805 TCP] +- AP [Is ITU-T G.805 AP] + +Can be associated with FC + +Association to another LP (may be inter LTP) + +NOTE – If not shown at the top of an LTP means the LTP does not expose signal, e.g., monitor TP + +**LP cases:** + +- Full layer, fixed +- Full layer, flexible (with optional exposed CP) +- Exposed CP +- Peer CP +- Exposed TCP +- Dual CP pool (encapsulating zero length link) +- Exposed CP with layer content rearranged (note this has n encapsulated sub-layer CPs) +- Adapter (with pool) +- Pool +- Concatenating adapter +- Concatenating adapter (alternative) +- Concatenatable exposed TCP +- Concatenatable exposed TCP (alternative) +- Concatenatable exposed FcPort + +Figure B.2-8 – LP cases. A diagram showing various Layer Protection (LP) cases and a key to encapsulated structure in LP. The cases include full layers (fixed and flexible), exposed CPs, TCPs, adapters, pools, and concatenatable elements. The key defines symbols for encapsulated FC, CP (port), TCP (port), and AP, and notes their association with FC. + +G.7711-Y.1702(22)\_FB.2-8 + +**Figure B.2-8 – LP cases** + +The relationship between some of the entities in the CIM and other familiar models are shown in Figure B.2-9, which also provides a key to some additional symbols. Further mappings are provided in Appendix III. + +![Diagram showing the mapping of network termination models between ITU-T, TMF, and ONF across four layers (LR z, LR y, LR x, LR w). The ITU-T section shows expanded and rationalized representations with CP, AP, TCP, and TTP/CTP components. The TMF section shows layered parameter lists and per-layer details captured in LT and TPE entities. The ONF section shows LP internal structures and LTPs. Color coding is used: cyan for the top layers, purple for the middle, and green for the right-hand ONF components. Red dashed lines separate the layers LR z, LR y, LR x, and LR w.](a4de02b04a1a8f6cb8121ac2e11bf95a_img.jpg) + +**ITU-T** + Expanded ITU-T G.805 representation + Rationalized representation (ITU-T G.805 / ITU-T G.800 terms) + +**TMF** + Layered parameter list used to capture per-layer detail + Per-layer detail captured in LT entities + +**ONF** + LP Spec explains LP internal structure + +Diagram showing the mapping of network termination models between ITU-T, TMF, and ONF across four layers (LR z, LR y, LR x, LR w). The ITU-T section shows expanded and rationalized representations with CP, AP, TCP, and TTP/CTP components. The TMF section shows layered parameter lists and per-layer details captured in LT and TPE entities. The ONF section shows LP internal structures and LTPs. Color coding is used: cyan for the top layers, purple for the middle, and green for the right-hand ONF components. Red dashed lines separate the layers LR z, LR y, LR x, and LR w. + +CP = Connection point + AP = Access point + TCP = Termination connection point + TTP = Trail termination point + +CTP = Connection termination point + PTP = Physical termination point + LT = Layer termination + TPE = Termination point encapsulation + +G.7711-Y.1702(22)\_FB.2-9 + +**Figure B.2-9 – Mapping from ITU-T and TM Forum termination models to the core** + +62      **Rec. ITU-T G.7711 (08/2025)** + +![Figure B.2-10 – Representations of LTPs. The diagram is divided into three vertical sections. The left section, titled 'Examples of LTPs (using figures consistent with those used in TM forum for PTP, CTP and FTP)', shows various pictorial representations of LTPs using purple, grey, and green shapes. The middle section, titled 'Port with various layers and flexibilities modelled as LTPs (and shown as TM forum PTPs and CTPs)', shows a vertical stack of LTPs. The right section, titled 'More precise view of port', shows a detailed symbol for an LTP and LP. A 'CoreModel Diagram LtpAndLp' is shown on the right, with a class 'LTP' (LogicalTerminationPoint) and a class 'LP' (LayerProtocol). The LTP class has a 1..* association with the LP class, labeled 'LtpIncludesLayerProtocols'. The LP class has a multiplicity of '1..*' and a constraint 'lp {ordered, unique}'. Annotations explain that the list order of LPs in the LTP indicates the lowest server layer, and that this representation is used to highlight LTP/LP associations.](b20942bb14022381a243971ab9790dd9_img.jpg) + +Examples of LTPs (using figures consistent with those used in TM forum for PTP, CTP and FTP) + +Port with various layers and flexibilities modelled as LTPs (and shown as TM forum PTPs and CTPs) + +More precise view of port + +CoreModel Diagram LtpAndLp + +«OpenModelClass» LogicalTerminationPoint + +**LTP** + +1 + +LtpIncludesLayerProtocols + +1..\* + +«OpenModelClass» LayerProtocol + +**LP** + +lp {ordered, unique} + +List order conveys order of LPs in the LTP where the first in the list is the lowest server layer + +Will use this representation to highlight the LTP/LP associations + +G.7711-Y.1702(22)\_FB.2-10 + +Figure B.2-10 – Representations of LTPs. The diagram is divided into three vertical sections. The left section, titled 'Examples of LTPs (using figures consistent with those used in TM forum for PTP, CTP and FTP)', shows various pictorial representations of LTPs using purple, grey, and green shapes. The middle section, titled 'Port with various layers and flexibilities modelled as LTPs (and shown as TM forum PTPs and CTPs)', shows a vertical stack of LTPs. The right section, titled 'More precise view of port', shows a detailed symbol for an LTP and LP. A 'CoreModel Diagram LtpAndLp' is shown on the right, with a class 'LTP' (LogicalTerminationPoint) and a class 'LP' (LayerProtocol). The LTP class has a 1..\* association with the LP class, labeled 'LtpIncludesLayerProtocols'. The LP class has a multiplicity of '1..\*' and a constraint 'lp {ordered, unique}'. Annotations explain that the list order of LPs in the LTP indicates the lowest server layer, and that this representation is used to highlight LTP/LP associations. + +**Figure B.2-10 – Representations of LTPs** + +In Figure B.2-10, the pictorial form shows a number of representations of LTPs (purple, grey and green) representing the layering associated with physical ports (purple), their connectable clients (green) and floating LTPs (grey). The right most pictorial form shows the relationship between the LTP and the LP in terms of a detailed symbol derived from work by TM Forum and ITU-T.25 An LP instance represents all aspects of termination of a single layer-protocol. An LTP is composed of 1 or more LPs, where the LPs represent the stack of terminations relevant to the LTP as depicted in the pictorial view. A termination stack may spread across several LTPs26. The reason for this split includes multiplicity, connection flexibility and flow orientation transitions. + +A single LTP may have several LPs of the same LayerProtocol. The specific instances are distinguished by localId. The localId may take any form relevant to the specific LTP so long as it follows the rules for an ID, i.e., so long as it is unique in the context of the LTP and it is immutable through the life of the LTP. In some simple cases the localId of the LP could simply be the same as the layerProtocol value. + +25 The work has been liaised by TM Forum and related to [ITU-T G.805]. + +26 There will be relationships between the LTPs to maintain information on stack ordering, etc. + +In the model: + +- The flow of signals through the aspects of the LP shown in Figure B.2-10 is not currently formally represented + - The LTP specification work (see Annex G), which is currently experimental, provides the basis for formal representation in a future edition. +- The flow between LPs within an LTP is represented via list order (see the note in Figure B.2-10). +- The flow between LPs in different LTPs in a hierarchy is represented by the specific LTP relationship (see Figure B.2-12) and the corresponding LP list order in the LTP + - In Figure B.2-10, the Sink27 signal flowing from the top of the upper LP of the purple LTP (i.e., the last entry in the LP list of that LTP) passes to the bottom of the LP in the associated green LTP. + +There are a number of different cases of LTP that are depicted in Figure B.2-11. + +--- + +27 See clause B.2.4. + +![Diagram illustrating LTP cases: Physical, Floating, and Dependent. Each section shows various LTP configurations with associated text descriptions and TM Forum case references.](8c3eb53c927f55acd19723cfcd0c43b6_img.jpg) + +**Physical (has associated physical port)** + +LTP with server access via physical port and the lowest identified layer-protocol allows access to the physical media. Provides a naming context for associated LTPs. [All TM Forum PTP cases] + +**Floating** + +LTP with no direct access via physical port that can exist alone with no other LTP (floating/virtual). Provides a naming context for associated LTPs. [All TM Forum FTP cases] + +**Dependent (on existence of another LTP)** + +LTP with server bound to another LTP client. Can use naming context of bound LTP server. Can provide naming context to bound LTP client [Subset of TM Forum CTP cases] + +LTP with client bound to another LTP client. Can use naming context of bound LTP client. Does NOT provide naming context. [a TM Forum CTP cases] + +LTP with client bound to another LTP server. Can use naming context of bound LTP server. Does NOT provide naming context [a TM Forum CTP cases] + +Diagrams essentially show minimum LTP versions. White zig-zag cut shows multi-layer-protocol opportunities where all additional inserted layer-protocols must be "full layer fixed" and must have a multiplicity of 1..1 to next layer-protocol + +Diagram illustrating LTP cases: Physical, Floating, and Dependent. Each section shows various LTP configurations with associated text descriptions and TM Forum case references. + +G.7711-Y.1702(22)\_FB.2-11 + +Figure B.2-11 – LTP cases + +#### B.2.2.2 LTP in an NE context + +![Figure B.2-12: LTP relationships illustrated in a simple network element context. The diagram shows two vertical stacks of Logical Termination Points (LTPs). The left stack has a purple LTP at the bottom and a green LTP on top. The right stack has a purple LTP at the bottom and two green LTPs on top. A yellow oval highlights a connection between the top of the left green LTP and the bottom of the right green LTP. Red dashed lines connect these connections to a UML class diagram on the right. The UML diagram shows the 'LogicalTerminationPoint' class with associations: 'LtpHasClientLtps' (many-to-one), 'LtpHasServerLtps' (one-to-many), and 'LtpHasPeerLtp' (many-to-many). A note explains that the 'LtpHasClientLtps' association links the LTPs but the actual traffic relationship is between specific functionality of the top LP (client adapter) and the bottom LP (adapter to the server).](b68ed2f7c90787b2fcfeb6be5640ecd4_img.jpg) + +NOTE – The *LtpHasClientLtps* association links the LTPs but as the figure illustrates the actual traffic relationship is between specific functionality of the top LP (i.e., the client adapter) of the LTP that has the clients and specific functionality of the bottom LP (i.e., the adapter to the server) of the client LTP (where the top and bottom LPs are determined by examining the LP list order). + +This association is used for inverse multiplexing (inc VCAT) + +CoreModel Diagram +LtpBasicAssociations + +G.7711-Y.1702(22)\_FB.2-12 + +Figure B.2-12: LTP relationships illustrated in a simple network element context. The diagram shows two vertical stacks of Logical Termination Points (LTPs). The left stack has a purple LTP at the bottom and a green LTP on top. The right stack has a purple LTP at the bottom and two green LTPs on top. A yellow oval highlights a connection between the top of the left green LTP and the bottom of the right green LTP. Red dashed lines connect these connections to a UML class diagram on the right. The UML diagram shows the 'LogicalTerminationPoint' class with associations: 'LtpHasClientLtps' (many-to-one), 'LtpHasServerLtps' (one-to-many), and 'LtpHasPeerLtp' (many-to-many). A note explains that the 'LtpHasClientLtps' association links the LTPs but the actual traffic relationship is between specific functionality of the top LP (client adapter) and the bottom LP (adapter to the server). + +**Figure B.2-12 – LTP relationships illustrated in a simple network element context** + +Figure B.2-12 shows several LTPs (purple and green) representing the layering associated with physical ports (purple) and their connectable clients (green) as described in clause B.2.2.1. Figure B.2-12 shows in more detail the partitioning of the layer stack between LTPs. Several different relationships are available for use at the split. The choice depends upon the orientation of traffic flow. + +Consider the left most LTP pair in the pictorial form and a signal entering the bottom of the purple LTP (at a physical port). The signal would be de-multiplexed up to the top of the purple LTP and then re-multiplexed as it travels down the green LTP. The association between the two is essentially a degenerate point-to-point FC. The LTPs are split because of the change in flow orientation (multiplexing orientation). The association supporting this relationship is shown in the UML diagram in Figure B.2-12. + +Considering the right most LTPs in the pictorial form and a signal entering the bottom of the purple LTP (at a physical port), the signal would be de-multiplexed up to the top of the purple LTP and then further de-multiplexed in the client LTPs. The LTPs are split because of a change in multiplicity or the opportunity to connect with an FC. The association supporting this relationship is shown in the UML diagram in Figure B.2-12. + +![Figure B.2-13: LtpConnectsToPeerLtp illustrated in an amplifier/regenerator context. The diagram shows two vertical purple bars representing amplifiers/regenerators. Each bar contains a series of Logical Termination Points (LTPs) and Forwarding Containers (FCs). A red dashed line at the top of each bar highlights a specific LTP. A blue arrow points from the highlighted LTP in the left bar to a class diagram on the right. The class diagram shows a class named 'LogicalTerminationPoint' (stereotyped as «OpenModelClass») with a 0..1 multiplicity at the top and a 0..1 multiplicity at the bottom. A directed association named 'LtpConnectsToPeerLtp' connects the top LTP to the bottom LTP. Below the class diagram, the text 'CoreModel Diagram LtpPeerAssociation' is written in blue. At the bottom right of the diagram area, the text 'G.7711-Y.1702(22)_FB.2-13' is present.](3bf1696c3034743b5ab07a0b5e398347_img.jpg) + +Figure B.2-13: LtpConnectsToPeerLtp illustrated in an amplifier/regenerator context. The diagram shows two vertical purple bars representing amplifiers/regenerators. Each bar contains a series of Logical Termination Points (LTPs) and Forwarding Containers (FCs). A red dashed line at the top of each bar highlights a specific LTP. A blue arrow points from the highlighted LTP in the left bar to a class diagram on the right. The class diagram shows a class named 'LogicalTerminationPoint' (stereotyped as «OpenModelClass») with a 0..1 multiplicity at the top and a 0..1 multiplicity at the bottom. A directed association named 'LtpConnectsToPeerLtp' connects the top LTP to the bottom LTP. Below the class diagram, the text 'CoreModel Diagram LtpPeerAssociation' is written in blue. At the bottom right of the diagram area, the text 'G.7711-Y.1702(22)\_FB.2-13' is present. + +**Figure B.2-13 – LtpConnectsToPeerLtp illustrated in an amplifier/regenerator context** + +In Figure B.2-13, the final LTP to LTP association is highlighted. This allows two LTPs that are associated with physical ports without the need for an FC. This is only allowed in a case when the relationship between the LTPs is such that the whole signal from one LTP must flow to the other with no flexibility. The association effectively represents a degenerate FC. + +Figure B.2-14 shows a standard case of an FC between two LTPs (green) which are clients of LTPs (purple) where those LTPs support multiple clients. + +![Diagram showing the functional connection (FC) between two Long Term Packet (LTP) stacks. Each stack is represented by a vertical purple bar containing a series of protocol layers: a small circle, a horizontal bar, an oval, a triangle, a series of four ovals (the top one yellow), another horizontal bar, another oval, another triangle, and a final small circle. Above each stack is a light green dashed box containing a switch symbol. These switches are connected by a horizontal line to a central yellow oval, which contains a yellow rectangle with two white circles. The entire diagram is set against a light orange background.](32d36dfe7dc75b7c63f8edf0f28e4009_img.jpg) + +Diagram showing the functional connection (FC) between two Long Term Packet (LTP) stacks. Each stack is represented by a vertical purple bar containing a series of protocol layers: a small circle, a horizontal bar, an oval, a triangle, a series of four ovals (the top one yellow), another horizontal bar, another oval, another triangle, and a final small circle. Above each stack is a light green dashed box containing a switch symbol. These switches are connected by a horizontal line to a central yellow oval, which contains a yellow rectangle with two white circles. The entire diagram is set against a light orange background. + +G.7711-Y.1702(22)\_FB.2-14 + +**Figure B.2-14 – FC between LTPs** + +Figure B.2-15 shows a standard case of an FC between two LTPs (purple) where there is forwarding flexibility, but the LTP supports only one signal flow. + +![Diagram of an FC between two LTPs supporting only one flow.](8b40238e5eff3457dd5ae0011536e2d9_img.jpg) + +The diagram illustrates a network architecture with two vertical purple rectangular blocks representing Link Termination Points (LTPs). Each LTP contains a vertical stack of network elements: a horizontal bar, an oval, a triangle, another oval, another horizontal bar, another oval, another triangle, and a final oval. Above each LTP is a yellow oval containing a yellow rectangle with two white circular ports. A blue line with arrows at both ends connects the top port of the left LTP's yellow oval to the top port of the right LTP's yellow oval, representing a single signal flow. The entire diagram is set against a light orange background. At the bottom right of the diagram, the text 'G.7711-Y.1702(22)\_FB.2-15' is visible. + +Diagram of an FC between two LTPs supporting only one flow. + +**Figure B.2-15 – FC between LTPs supporting only one flow** + +#### **B.2.2.3 Inverse multiplexing** + +It is sometimes necessary to carry a single information flow that has a particular characteristic rate over a network where the bearers are too small to carry that rate of information transfer. Under these circumstances, it is necessary to use a mechanism that divides the information flow into parts to be conveyed in parallel over several of the bearers in parallel, such that it can be reassembled at the far end of the bearer into a flow that is indistinguishable from the original. + +The division of an information flow into parts is called inverse multiplexing. There are several different schemes for inverse multiplexing (link aggregation group (LAG), virtual concatenation (VCAT), etc.). Some schemes take advantage of other characteristics of the information flow such as the nature of the packet. The scheme provides distinct properties and also distinct measures. Regardless of the specific scheme, the essential model is the same. + +In the case of the LAG, it is possible to use some of the bearers to protect others by simply overprovisioning. Again, this does not change the essential model, but may change the encapsulation, and certainly affects the parameters and measures. + +In Figure B.2-16: + +- The "Expanded Representation" diagram shows a view of the essential model of inverse multiplexing as an arrangement of basic generalized functions. + +- The FC is shown with a selector that operates at signal rate selecting fragment by fragment from different inputs (where the fragments may be packets, frames, frame fragments) and feeds this as a stream towards the client. + +This form is overly complex and there is opportunity for simplification. + +- The "Encapsulated FC and CASC" diagram shows the chosen simplified form where the CASC and the FC have been encapsulated in the LTP + +- This encapsulation could be exposed within the spec of an LP of the LTP or could be summarized as attributes of the LP of the LTP. + +This is the model for inverse multiplexing. + +- There are two specific cases shown dealing with different multiplicities: + +- 'n clients and n "channels" on the server' shows the use of the full "Encapsulated." model. +- '1 client and 1 "channel" on the server' shows the most reduced form. + +The most likely case is 'n clients and 1 "channel" on the server. + +![Figure B.2-16 – Representation of inverse multiplexing. The diagram illustrates three models of inverse multiplexing: Expanded representation, Encapsulated FC and C&SC, and two specific cases (n clients and n channels, and 1 client and 1 channel).](ec31af936fa94a6917bf19f154df8ac3_img.jpg) + +The diagram is divided into three vertical sections by blue arrows pointing from left to right, representing different levels of abstraction for inverse multiplexing. + +- Expanded representation:** On the left, a "Client" (yellow shape) is connected to a green square (FC). Below it, a "C&SC" (orange vertical bar) is connected to a yellow box containing four switches (circles with arrows). Below the switches, there are two green squares (FCs) and two grey squares (CASCs). At the bottom, a "Server" (yellow shape) is shown. A text note says "Switches select queues and feed queues". +- Encapsulated FC and C&SC:** In the middle, the switches and FCs from the expanded representation are now enclosed within a grey box labeled "Encapsulated FC and C&SC". +- n clients and n "channels" on server:** On the top right, the encapsulated model is shown with multiple green squares (FCs) and grey squares (CASCs) connected to a single yellow shape (Server). +- 1 client and 1 "channel" on server:** On the bottom right, the encapsulated model is shown with a single green square (FC) and grey square (CASC) connected to a single yellow shape (Server). + +**Key** + +- ControlChoosesSwitchPosition (grey line) +- LtpHasServerLtps (red line) +- FcPortConnectedToLtps (blue line) +- CascPortConnectedToLtps (orange line) +- LtpHasClientLtps (green line) +- Some degree of termination/adaptation/queuing (white square) + +Figure B.2-16 – Representation of inverse multiplexing. The diagram illustrates three models of inverse multiplexing: Expanded representation, Encapsulated FC and C&SC, and two specific cases (n clients and n channels, and 1 client and 1 channel). + +G.7711-Y.1702(22)\_FB.2-16 + +Figure B.2-16 – Representation of inverse multiplexing + +#### B.2.2.4 Clock, timing and synchronization + +Figure B.2-17 illustrates the essence of the timing synchronization flows in terms of the model classes and associations from a nodal perspective. The case shown is intentionally complex including clock protection. + +![Diagram illustrating clock and timing synchronization flows between various network elements including C&SC, yellow switching nodes, green LTPs, and a complex clock hierarchy. The diagram uses various colored arrows to represent different types of associations defined in the key.](e93f2f4b0bf7e94139c1a2f1357962da_img.jpg) + +G.7711-Y.1702(22)\_FB.2-17 + +**Key** + +- ClockFeedsLtp + - LtpHasClientLtps + - ControlChoosesSwitchPosition + - CascPortConnectedToLtps +- ClocksInPhaseAlignment + - Signal flow + - FcPortConnectedToLtps + - ClockEncompassesClock +- ▲ Implied port + - Implied FC + - LayerProtocol + - - - - Implied Signal flow + +Clock + +Diagram illustrating clock and timing synchronization flows between various network elements including C&SC, yellow switching nodes, green LTPs, and a complex clock hierarchy. The diagram uses various colored arrows to represent different types of associations defined in the key. + +**Figure B.2-17 – Clock and timing synchronization** + +Figure B.2-18 shows only the model classes and associations (the signal flow is not shown). + +![Diagram of clock and timing synchronization showing model only. It includes a C&SC block, two yellow LTP blocks, two green LayerProtocol blocks, and a large pink Clock block containing internal components. Arrows show various synchronization relationships like ClockFeedsLtp, LtpHasClientLtps, ControlChoosesSwitchPosition, CascPortConnectedToLtps, ClocksInPhaseAlignment, FcSwitchSelectsFcPorts, FcPortConnectedToLtps, and ClockEncompassesClock. A key at the bottom explains the symbols and arrow types.](24ba47df8be44ae91945d88ce2232df5_img.jpg) + +G.7711-Y.1702(22)\_FB.2-18 + +**Key** + +| | | | +|------------------------------------------------------------------|-------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------| +| → ClockFeedsLtp | → ClocksInPhaseAlignment | ⬢ Clock | +| → LtpHasClientLtps | → FcSwitchSelectsFcPorts | LayerProtocol | +| → ControlChoosesSwitchPosition | → FcPortConnectedToLtps | ⋯ Implied Signal flow | +| → CascPortConnectedToLtps | → ClockEncompassesClock | | + +Diagram of clock and timing synchronization showing model only. It includes a C&SC block, two yellow LTP blocks, two green LayerProtocol blocks, and a large pink Clock block containing internal components. Arrows show various synchronization relationships like ClockFeedsLtp, LtpHasClientLtps, ControlChoosesSwitchPosition, CascPortConnectedToLtps, ClocksInPhaseAlignment, FcSwitchSelectsFcPorts, FcPortConnectedToLtps, and ClockEncompassesClock. A key at the bottom explains the symbols and arrow types. + +**Figure B.2-18 – Clock and timing synchronization showing model only** + +Figure B.2-19 shows a simpler case where there is only a single clock in the device. + +![Figure B.2-19: Clock and timing synchronization with a single clock. The diagram shows a C&SC (orange rectangle) connected to a yellow rectangle containing a clock (red pentagon) and two LayerProtocols (white rectangles). The C&SC is connected to the yellow rectangle via a grey line (ControlChoosesSwitchPosition) and a red line (FcSwitchSelectsFcPorts). The yellow rectangle is connected to a red pentagon (Clock) via a blue line (FcPortConnectedToLtps). The yellow rectangle is also connected to two green rectangles (LayerProtocols) via blue lines (FcPortConnectedToLtps). The green rectangles are connected to grey rectangles (Ltp) via green lines (LtpHasClientLtps). The grey rectangles are connected to blue rectangles (LayerProtocol) via green lines (ClocksInPhaseAlignment). The red pentagon (Clock) is connected to the yellow rectangle via a blue line (FcPortConnectedToLtps) and a red line (FcSwitchSelectsFcPorts). The red pentagon is also connected to the green rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the grey rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the blue rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the yellow rectangle via a dotted line (Association via FcSpec).](0adfaa8c2562a9fe3a8a96165d7d59a3_img.jpg) + +G.7711-Y.1702(22)\_FB.2-19 + +**Key** + +- ClockFeedsLtp + - LtpHasClientLtps + - ControlChoosesSwitchPosition + - CascPortConnectedToLtps +- ClocksInPhaseAlignment + - FcSwitchSelectsFcPorts + - FcPortConnectedToLtps + - ClockEncompassesClock +- ⬠ Clock + - LayerProtocol + - Association via FcSpec + +Figure B.2-19: Clock and timing synchronization with a single clock. The diagram shows a C&SC (orange rectangle) connected to a yellow rectangle containing a clock (red pentagon) and two LayerProtocols (white rectangles). The C&SC is connected to the yellow rectangle via a grey line (ControlChoosesSwitchPosition) and a red line (FcSwitchSelectsFcPorts). The yellow rectangle is connected to a red pentagon (Clock) via a blue line (FcPortConnectedToLtps). The yellow rectangle is also connected to two green rectangles (LayerProtocols) via blue lines (FcPortConnectedToLtps). The green rectangles are connected to grey rectangles (Ltp) via green lines (LtpHasClientLtps). The grey rectangles are connected to blue rectangles (LayerProtocol) via green lines (ClocksInPhaseAlignment). The red pentagon (Clock) is connected to the yellow rectangle via a blue line (FcPortConnectedToLtps) and a red line (FcSwitchSelectsFcPorts). The red pentagon is also connected to the green rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the grey rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the blue rectangles via blue lines (FcPortConnectedToLtps). The red pentagon is connected to the yellow rectangle via a dotted line (Association via FcSpec). + +**Figure B.2-19 – Clock and timing synchronization with a single clock (only the model is shown)** + +The detailed representation shown above is somewhat cumbersome. A more compact approach is to use a combination of SchemeSpec (see Annex G) and ProcessingConstruct (see Annex K). The SchemeSpec is used to represent the pattern detail of the scheme and then a ProcessingConstruct form of the scheme can be related to the scheme providing fewer instances in a simpler form (a detailed view of a use of this technique is provided in Annex E (for ITU-T G.8032 protection)). + +Examples of use of the model are provided in Appendix XI and Appendix XII. + +##### B.2.2.5 Termination in the media layer + +Figure B.2-20 shows a laser with a back diode allowing direct measurement of the light from the laser. The actual lasing element is represented by an FC as discussed in an earlier clause. The electronic functions are represented as terminations. The overall effect of the electronic to photonic transition is termination. + +The electronic to photonic and photonic to electronic transitions bound the photonic media layer. + +![Figure B.2-20: Laser as an active element (showing media). The diagram illustrates the internal structure of a laser transponder. At the top, an 'E-O source' connects to a 'C&SC' block. Below this, a 'Laser' section contains a 'Se' (Signal Emitter) and 'Pe' (Power Emitter) block, which is connected to 'si/cu' (silicon/copper) media. This is followed by 'Modulation' and 'Injection/pump' stages. The core of the laser is a 'Backdiode' section containing 'S' (Signal), 'Pd' (Power Detector), 'La' (Lasing medium), and 'Sp' (Spontaneous emission) components. The output of the laser is labeled 'Simple amplitude modulation'. At the bottom, the signal passes through a 'g' (gain) block, a 't' (transponder) block, and another 'g' (gain) block. The entire assembly is enclosed in a large triangle, with smaller triangles grouping related components. A reference code 'G.7711-Y.1702(22)_FB.2-20' is visible in the bottom right corner.](5e05915b2a93a3b404422e0966a7c924_img.jpg) + +Figure B.2-20: Laser as an active element (showing media). The diagram illustrates the internal structure of a laser transponder. At the top, an 'E-O source' connects to a 'C&SC' block. Below this, a 'Laser' section contains a 'Se' (Signal Emitter) and 'Pe' (Power Emitter) block, which is connected to 'si/cu' (silicon/copper) media. This is followed by 'Modulation' and 'Injection/pump' stages. The core of the laser is a 'Backdiode' section containing 'S' (Signal), 'Pd' (Power Detector), 'La' (Lasing medium), and 'Sp' (Spontaneous emission) components. The output of the laser is labeled 'Simple amplitude modulation'. At the bottom, the signal passes through a 'g' (gain) block, a 't' (transponder) block, and another 'g' (gain) block. The entire assembly is enclosed in a large triangle, with smaller triangles grouping related components. A reference code 'G.7711-Y.1702(22)\_FB.2-20' is visible in the bottom right corner. + +**Figure B.2-20 – Laser as an active element (showing media)** + +The complex termination structures within the single LayerProtocol (outer triangle) of the LTP shown in the figure above are represented using the spec model. The inner triangles represent groupings of functionality that are more related to the physical structures. In an instance of LTP, the complexity is removed, and the key properties are represented with attributes grouped to subordinate parts directed by the spec. The spec model is described in detail in Annex G. The application of the model to photonic media is explained in Appendix VII. + +#### **B.2.2.6 Accounting for monitoring and overhead at intermediate point in the media layer** + +As discussed in detail in Appendix VII, whilst the media layer is essentially continuous from the transmit transponder to the associated receive transponder, there are relevant points of demarcation within the network where monitoring and overhead are present. + +In a network using a traditional protocol, these demarcation points with overhead and monitoring would be represented using LTPs. The same approach is taken for the photonic network. The relevant demarked spans, described in detail in Appendix VII, are OTS, OMS, MCA, NMCA and OTSiA. + +Figure B.2-21, repeated from figures in Appendix VII, shows a relatively complex disaggregated case where the Transponder has multiple Access Ports each capable of carrying multiple OTSis and where the client signal requires multiple OTSis. + +![Figure B.2-21: Transponder where an OTSi may spread across several multi-channel AccesPorts. The diagram shows a transponder 'Y' on the left connected to a ROADM 'X' in the center via three multi-strand spans. The transponder contains layers: ODU/OTU, NMC/OTSi(p), NMCA/OTSiA(p), OMS, and OTS. The ROADM contains layers: NMC/OTSi(p), NMCA/OTSiA(p), MC/MCA, OMS, and OTS. The multi-strand spans consist of Media, Strand, and Transceiver (T) components. AccessPorts are labeled at the bottom: AccessPort 2, AccessPort 1, and AccessPort 2. The diagram is labeled G.7711-Y.1702(22)_FB.2-21.](caeb1637753f79f4cd005eda3768d1d5_img.jpg) + +Figure B.2-21: Transponder where an OTSi may spread across several multi-channel AccesPorts. The diagram shows a transponder 'Y' on the left connected to a ROADM 'X' in the center via three multi-strand spans. The transponder contains layers: ODU/OTU, NMC/OTSi(p), NMCA/OTSiA(p), OMS, and OTS. The ROADM contains layers: NMC/OTSi(p), NMCA/OTSiA(p), MC/MCA, OMS, and OTS. The multi-strand spans consist of Media, Strand, and Transceiver (T) components. AccessPorts are labeled at the bottom: AccessPort 2, AccessPort 1, and AccessPort 2. The diagram is labeled G.7711-Y.1702(22)\_FB.2-21. + +**Figure B.2-21 – Transponder where an OTSi may spread across several multi-channel AccesPorts** + +The key observation here is that whilst the LTPs appear to be layered, they are all in the PHOTONIC\_MEDIA layer. Working up the stack, e.g., on the right side from OTS to OMS, to MCA, to NMCA, the available spectrum per LTP reduces. + +There is also a pairing across the network so that corresponding LTPs would be expected at far ends and would be expected to be nested as for normal layering (see below). + +In G.7711 v1.4, the layerProtocolName attribute has been refined to include a name and qualifier where the qualifier provides the opportunity to indicate the levels in the hierarchy (e.g., OMS, OTS etc) + +### B.2.3 Network considerations + +This clause highlights modelling of some simple network structures using LTPs and FCs in combinations. More complex network structures are covered in Annex D. + +#### B.2.3.1 Media network + +Figure B.2-22 shows a simplified end to end view of a photonic network showing a single flow direction from left to right. + +![Figure B.2-22: Network media channel formed from media channels. The diagram shows a network of optical components including lasers A and B, couplers C and D, and receivers Y and Z. It illustrates the formation of network media channels (NMCA and NMCB) from individual media channels (MCA and MCB).](5cc4a2ef554f31ea0577731931007fff_img.jpg) + +$A \subseteq D1$    $NMCA = A \cap D1 \cap Z$    $\emptyset$ denotes empty set, i.e., no propagation + $A \cap D2 = \emptyset$ + +$B \subseteq D2$    $NMCB = B \cap D2 \cap Y$ + $B \cap D1 = \emptyset$ + +G.7702-Y.1702(22)\_FB.2-22 + +Figure B.2-22: Network media channel formed from media channels. The diagram shows a network of optical components including lasers A and B, couplers C and D, and receivers Y and Z. It illustrates the formation of network media channels (NMCA and NMCB) from individual media channels (MCA and MCB). + +**Figure B.2-22 – Network media channel formed from media channels** + +The network media channel (the FCs NMCA and NMCB) is from the point of injection of electrons into the laser medium to the point of emergence of electrons from the photodiode28. The NMCs shown are formed as a result of the effects of the filters in the coupler C and splitter D which are reflected in media channels MCA and MCB (both of which are FCs with three FcPorts). It is not until the lasers A and B are applied to the MCA and MCB that the effective NMCs can be determined. In the figure, Y and Z are wide band receivers. If A and B were tuned such that $A \subseteq D2$ (and hence $A \cap D1 = \emptyset$ ) and $B \subseteq D1$ (and hence $B \cap D2 = \emptyset$ ), then NMCA would go from A to Y and NMCB from B to Z. + +#### B.2.3.2 Media network using LTPs + +As noted in clause B.2.2.6, there is a nesting of channels such that the channels higher on the diagram must necessarily be narrower than the channels below (as they must fit). + +![Figure B.2-23: Simplified representation of the model of MCA, OMS and OTS LTP. The diagram shows a horizontal bus structure with multiple nodes (A through H) connected to it. Each node has a vertical stack of components representing different layers: OTS, OMS, MCA, NMCA, and ITC/OTSIA(e).](64323b705244afc70bf77babdacb6ce5_img.jpg) + +G.7711-Y.1702(22)\_FB.2-23 + +Figure B.2-23: Simplified representation of the model of MCA, OMS and OTS LTP. The diagram shows a horizontal bus structure with multiple nodes (A through H) connected to it. Each node has a vertical stack of components representing different layers: OTS, OMS, MCA, NMCA, and ITC/OTSIA(e). + +**Figure B.2-23 – Simplified representation of the model of MCA, OMS and OTS LTP** + +Figure B.2-23 shows termination and forwarding as assemblies. This is explained in Appendix VII. + +### B.2.4 Directionality + +The model supports bidirectional, unidirectional and mixed directionality constructs. Figure B.2-24 shows the directionality attributes and data types. + +28 The case where an external modulator is used with the laser or a coherent receiver is used is described in Appendix VII. + +![UML Class Diagram: Forwarding-ConnectivityFragmentWithLtAndDirection. The diagram shows classes LogicalTerminationPoint, FdPort, LinkPort, FcPort, LayerProtocol, ForwardingDomain, Link, and ForwardingConstruct with their attributes and associations. It includes enumerations for PortDirection, TerminationDirection, and ForwardingDirection.](d546a282ce562b4930a36fcf2ec3e7b3_img.jpg) + +The diagram illustrates the Forwarding-ConnectivityFragmentWithLtAndDirection model. It consists of the following elements: + +- LogicalTerminationPoint**: + - Attributes: `+ ltpDirection: TerminationDirection [1]` + - Associations: + - `FdPortBoundToLtp` (Preliminary) to **FdPort** (multiplicity 0..2) + - `LinkPortTerminatesOnLtp` to **LinkPort** (multiplicity 0..2) + - `LtpIncludedLayerProtocols` to **LayerProtocol** (multiplicity 1..\*) + - `FcPortConnectedToLtp` to **FcPort** (multiplicity 0..2) +- FdPort** (Preliminary): + - Attributes: `+ fdPortDirection: PortDirection [1]` + - Associations: + - `FdAggregatesLtp` to **LogicalTerminationPoint** (multiplicity 1..\*) + - `FdHasFdPorts` (Preliminary, StrictComposite) to **ForwardingDomain** (multiplicity 1) +- LinkPort**: + - Attributes: `+ linkPortDirection: PortDirection [1]` + - Associations: + - `LinkHasLinkPorts` (StrictComposite) to **Link** (multiplicity 1) +- FcPort**: + - Attributes: `+ fcPortDirection: PortDirection [1]` + - Associations: + - `FcHasFcPorts` (StrictComposite) to **ForwardingConstruct** (multiplicity 1) +- LayerProtocol**: + - Attributes: `+ ltpDirection: TerminationDirection [1]` +- ForwardingDomain**: + - Associations: + - `FdEncompassesLowerLevelLinks` to **Link** (multiplicity 1..\*) + - `FdSupportsFc` to **ForwardingConstruct** (multiplicity 0..1) +- Link**: + - Attributes: `+ linkDirection: ForwardingDirection [0..1]` + - Associations: + - `LinkSupportsFc` (Experimental) to **ForwardingConstruct** (multiplicity 0..1) + - `FcSupportsLink` (Preliminary) to **ForwardingConstruct** (multiplicity 0..1) +- ForwardingConstruct**: + - Attributes: `+ forwardingDirection: ForwardingDirection [0..1]` + +Enumerations: + +- PortDirection**: + - BIDIRECTIONAL + - INPUT + - OUTPUT + - UNIDENTIFIED\_OR\_UNKNOWN + - Experimental: OMNIDIRECTIONAL +- TerminationDirection**: + - BIDIRECTIONAL + - SINK + - SOURCE + - UNDEFINED\_OR\_UNKNOWN +- ExtendedTerminationDirection** (Experimental): + - CONTRA\_DIRECTION\_SINK + - CONTRA\_DIRECTION\_SOURCE +- ForwardingDirection**: + - BIDIRECTIONAL + - UNIDIRECTIONAL + - UNDEFINED\_OR\_UNKNOWN + - Experimental: OMNIDIRECTIONAL + +UML Class Diagram: Forwarding-ConnectivityFragmentWithLtAndDirection. The diagram shows classes LogicalTerminationPoint, FdPort, LinkPort, FcPort, LayerProtocol, ForwardingDomain, Link, and ForwardingConstruct with their attributes and associations. It includes enumerations for PortDirection, TerminationDirection, and ForwardingDirection. + +G.7711(25) + +Source Papyrus CoreModel diagram: Forwarding-ConnectivityFragmentWithLtAndDirection. + +**Figure B.2-24 – Model highlighting directionality** + +Figure B.2-25 illustrates the meaning of the key direction attributes in the model. + +![Diagram illustrating direction attributes in a network model. It shows three vertical paths representing Layer Termination Points (LTPs) and a horizontal path representing a Forwarding Component (FC). The left LTP is purple, the middle FC is yellow, and the right LTP is green. Arrows indicate flow directions: red for Sink (server to client), blue for Source (client to server), orange for Input, and green for Output. The diagram highlights a change in flow orientation between the LTPs. Annotations explain that using input/output alone is ambiguous due to multiple ports, and that combining input/output and sink/source is necessary to identify specific points in a port.](856f6b5a43a3ca2bf49b8446412dc6ae_img.jpg) + +Highlighting change of flow orientation when moving between two LTPs + +Legend: + +- Sink (server to client) - Red arrow pointing up +- Source (client to server) - Blue arrow pointing down +- Input - Orange arrow pointing left +- Output - Green arrow pointing right + +Using input/output does not provide clarity as there are two inputs and two outputs. The termination is essentially a component with two bidirectional ports, one top and one bottom. + +To identify the specific point in a port in the LP both input/output and sink/source need to be used in combination + +G.7711-Y.1702(22)\_FB.2-25 + +Diagram illustrating direction attributes in a network model. It shows three vertical paths representing Layer Termination Points (LTPs) and a horizontal path representing a Forwarding Component (FC). The left LTP is purple, the middle FC is yellow, and the right LTP is green. Arrows indicate flow directions: red for Sink (server to client), blue for Source (client to server), orange for Input, and green for Output. The diagram highlights a change in flow orientation between the LTPs. Annotations explain that using input/output alone is ambiguous due to multiple ports, and that combining input/output and sink/source is necessary to identify specific points in a port. + +Figure B.2-25 – Interpreting the direction attributes + +Figure B.2-25 shows the bidirectional LTPs and an FC in an NE context. It should be noted that the terms Sink and Source are consistent with Input and Output at the base of the LTP/LP, but counterintuitive at the top of the LTP/LP (where a Sink outputs signal). The specific terminology is aligned to that used in ITU-T. Sink/Source are defined in terms of "flow orientation" in the layer stack (i.e., client to server or server to client). + +There are a number of legal combinations of bidirectional and unidirectional LTPs and FCs. Figure B.2-26 provides an overview. + +![Figure B.2-26: Various mixed directionality forms. Six diagrams (A-F) showing different combinations of LTPs and FCs. A) Strong bidirectional treatment of LTP server layers and FC. B) Flow to the left of termination points diverges and is treated unidirectionally. C) Role of points in forwarding relationship differ. D) Two unidirectional FcPorts in the same FC relate to the same LTP. E) Strong bidirectional treatment of server layers but flow diverged. F) Two independent unidirectional flows. Triangle with arrow Circle Blue arrow](dae88eec6d1005984029b794ff8b7a9e_img.jpg) + +A) This case occurs when there is a strong bidirectional treatment of the LTP server layers (inc physical) and the FC (forwarding) is also essentially bidirectional. + +B) This case occurs when the flow to the left of the termination points diverges and hence needs to be treated unidirectionally (and is also treated as unidirectional in the server including physical) but the forwarding) is essentially bidirectional (to the right). + +C) This case most likely occurs when the role of the points in the forwarding relationship differ although associated with the same single bidirectional flow from some perspective. + +D) Two unidirectional FcPorts in the same FC relate to the same LTP where FcPorts have been split due to some internal characteristics. + +E) This case occurs when there is a strong bidirectional treatment of the server layers (inc physical) but the flow diverged via the forwarding in such a way that there is no shared fate, transaction etc that needs to be managed. + +F) Two independent unidirectional flows. + +**Additional key** + +Absolute direction of flow at the boundary + +FcPort + +FcPortConnectedTopLtp association (one LTP per FcPort) + +G.7711-Y1702(22)\_FB.2-26 + +Figure B.2-26: Various mixed directionality forms. Six diagrams (A-F) showing different combinations of LTPs and FCs. A) Strong bidirectional treatment of LTP server layers and FC. B) Flow to the left of termination points diverges and is treated unidirectionally. C) Role of points in forwarding relationship differ. D) Two unidirectional FcPorts in the same FC relate to the same LTP. E) Strong bidirectional treatment of server layers but flow diverged. F) Two independent unidirectional flows. Triangle with arrow Circle Blue arrow + +NOTE – All entities shown are at the same layer-protocol + +**Figure B.2-26 – Various mixed directionality forms** + +Figure B.2-27 shows how to relate two unidirectional LTPs to a single FC where the two LTPs are intended to carry the same traffic. The pattern also applies to bidirectional LTPs and FCs. + +![Diagram showing two LTPs feeding into a single FC. The LTPs are connected to the FC via FcPorts. The FC is represented by a yellow rectangle with two FcPorts on its left side. The LTPs are represented by green rectangles with triangles pointing towards the FC. Diagram showing two LTPs feeding into a single FC incorrectly. The LTPs are connected to the FC via FcPorts, but the FC is represented by a yellow rectangle with only one FcPort on its left side. Diagram showing an FC output feeding two LTPs correctly. The FC is represented by a yellow rectangle with two FcPorts on its left side. The LTPs are represented by green rectangles with triangles pointing away from the FC. Diagram showing an FC output feeding two LTPs incorrectly. The FC is represented by a yellow rectangle with only one FcPort on its left side, which is then split to two LTPs. Blue arrow](dcf83796ccf494110638fbd4677b931d_img.jpg) + +| | Correct | Incorrect | +|----------------------------|---------|-----------| +| Two LTPs feeding an FC | | | +| FC output feeding two LTPs | | | + +FcPortConnectedToLtp association (one LTP per FcPort) + +G.7711-Y.1702(22)\_FB.2-27 + +Diagram showing two LTPs feeding into a single FC. The LTPs are connected to the FC via FcPorts. The FC is represented by a yellow rectangle with two FcPorts on its left side. The LTPs are represented by green rectangles with triangles pointing towards the FC. Diagram showing two LTPs feeding into a single FC incorrectly. The LTPs are connected to the FC via FcPorts, but the FC is represented by a yellow rectangle with only one FcPort on its left side. Diagram showing an FC output feeding two LTPs correctly. The FC is represented by a yellow rectangle with two FcPorts on its left side. The LTPs are represented by green rectangles with triangles pointing away from the FC. Diagram showing an FC output feeding two LTPs incorrectly. The FC is represented by a yellow rectangle with only one FcPort on its left side, which is then split to two LTPs. Blue arrow + +NOTE 2 – LTPs per FcPort applies only in mixed direction cases + +NOTE 3 – All entities shown are at the same layer-protocol + +**Figure B.2-27 – Interrelationship of a pair of unidirectional LTPs and a unidirectional FC** + +Figure B.2-28 shows how to relate two unidirectional FCs to a single LTP where the two FCs are intended to carry the same traffic. The pattern also applies to bidirectional LTPs and FCs. + +![Diagram of overlay form for one LTP feeding two FCs. A green LTP box on the left has two arrows pointing to two separate yellow FC boxes on the right. Each FC box contains two circular nodes with arrows. Diagram of encapsulated form for one LTP feeding two FCs. A green LTP box on the left has an arrow pointing to a single yellow FC box on the right. This FC box contains two circular nodes with arrows, representing the two remote destinations. Diagram of overlay form for two FCs feeding one LTP. Two green FC boxes on the left have arrows pointing to a single yellow LTP box on the right. The LTP box contains two circular nodes with arrows. Diagram of encapsulated form for two FCs feeding one LTP. Two green FC boxes on the left have arrows pointing to a single yellow LTP box on the right. The LTP box contains two circular nodes with arrows.](f4fdce3ce1c0fd291f31813f83d0d0d3_img.jpg) + +| Shows access to FC | Overlay form | Encapsulated form | +|------------------------------------------------------------------------------------------------------------------|--------------|-------------------| +| One LTP feeding two FC that have different remote destinations (or the same remote via different routes) | | | +| Two FCs feeding one LTP where the FCs have the same remote sources (only legal if flows switched or interleaved) | | | + +Diagram of overlay form for one LTP feeding two FCs. A green LTP box on the left has two arrows pointing to two separate yellow FC boxes on the right. Each FC box contains two circular nodes with arrows. Diagram of encapsulated form for one LTP feeding two FCs. A green LTP box on the left has an arrow pointing to a single yellow FC box on the right. This FC box contains two circular nodes with arrows, representing the two remote destinations. Diagram of overlay form for two FCs feeding one LTP. Two green FC boxes on the left have arrows pointing to a single yellow LTP box on the right. The LTP box contains two circular nodes with arrows. Diagram of encapsulated form for two FCs feeding one LTP. Two green FC boxes on the left have arrows pointing to a single yellow LTP box on the right. The LTP box contains two circular nodes with arrows. + +G.7711-Y.1702(22)\_FB.2-28 + +NOTE – All entities shown are at the same layer-protocol + +**Figure B.2-28 – Interrelationship of a pair of unidirectional FCs and a single LTP** + +In some network cases, the LP encapsulates several terminations functions with the same essential orientation of flow. Figure B.2-29 shows a case with non-intrusive monitoring in an LTP (green). In that LTP, the two cases of Sink flow are distinguished by recognizing that one is in the normal orientation (red flow) with respect to standard traffic flow, i.e., the signal passed from the Server LTP is further terminated, whereas the other is in a non-normal orientation, i.e., the signal that would be expected to be encoded by (multiplexed, etc.) by the server LTP is actually terminated (blue going to brown flow). The non-normal orientation is called ContraSink. + +![Diagram illustrating contra-directionality and monitoring in LTP/LP connections. It shows two main paths: a red 'Sink (server to client)' path and a blue 'Source (client to server)' path. The red path includes a 'Sink non-intrusive monitor' and a 'ContraSink non-intrusive monitor'. The blue path includes 'Input' and 'Output' monitors. A text box notes that all LTPs/LPs are bidirectional and that the 'client LTP' supports two non-intrusive monitors. A legend defines the arrow colors and symbols: red for Sink, blue for Source, pink for ContraSink, orange for Input, green for Output, and a blue circle for Half of a bidirectional FcPort.](811d62d08ce934a2a7e5bd877abff7ad_img.jpg) + +All LTPs/LPs are bidirectional. +In this case the "client LTP" supports two non-intrusive monitors + +Legend: + +- Sink (server to client) +- Source (client to server) +- ContraSink +- Input +- Output +- Half of a bidirectional FcPort + +G.7711-Y.1702(22)\_FB.2-29 + +Diagram illustrating contra-directionality and monitoring in LTP/LP connections. It shows two main paths: a red 'Sink (server to client)' path and a blue 'Source (client to server)' path. The red path includes a 'Sink non-intrusive monitor' and a 'ContraSink non-intrusive monitor'. The blue path includes 'Input' and 'Output' monitors. A text box notes that all LTPs/LPs are bidirectional and that the 'client LTP' supports two non-intrusive monitors. A legend defines the arrow colors and symbols: red for Sink, blue for Source, pink for ContraSink, orange for Input, green for Output, and a blue circle for Half of a bidirectional FcPort. + +**Figure B.2-29 – Contra-directionality showing monitors** + +The same logic applies to the Source terminations as depicted in Figure B.2-30 where the LTP has both non-intrusive monitoring (as in Figure B.2-29) and the potential for active test signal injection in an LTP (green). + +![Diagram illustrating contra-directionality in a network architecture. It shows two main vertical paths: a blue path (Source, client to server) and a red path (Sink, server to client). The blue path enters from the bottom, passes through a purple section, and then through a green section. The red path enters from the top, passes through the green section, and then through the purple section. A yellow oval on the right highlights a specific connection point. A legend on the right side defines the symbols: red arrow for Sink (server to client), blue arrow for Source (client to server), pink arrow for ContraSink, purple arrow for ContraSource, orange arrow for Input, green arrow for Output, and a blue circle for Half of a bidirectional FcPort. The diagram is labeled G.7711-Y.1702(22)_FB.2-30 at the bottom.](401f020d9ab5904f584424eabb596d2c_img.jpg) + +Diagram illustrating contra-directionality in a network architecture. It shows two main vertical paths: a blue path (Source, client to server) and a red path (Sink, server to client). The blue path enters from the bottom, passes through a purple section, and then through a green section. The red path enters from the top, passes through the green section, and then through the purple section. A yellow oval on the right highlights a specific connection point. A legend on the right side defines the symbols: red arrow for Sink (server to client), blue arrow for Source (client to server), pink arrow for ContraSink, purple arrow for ContraSource, orange arrow for Input, green arrow for Output, and a blue circle for Half of a bidirectional FcPort. The diagram is labeled G.7711-Y.1702(22)\_FB.2-30 at the bottom. + +**Figure B.2-30 – Contra-directionality showing monitors and signal sources** + +The Client LTP has one LP (which is considered simply as bidirectional) that has four termination functions (where two are contra-directional). As a consequence, there are four inputs to the termination functions, distinguished as follows: + +- Source input +- ContraSource input +- Sink input +- ContraSink input. + +It is expected that the LP directly includes the source and sink attributes and a composed part of the LP would include the ContraSource and ContraSink attributes (this is for further study29). + +In the following example (see Figure B.2-31), there is a deep inspection capability, although it deals with two layers of inspection. It is assumed that the forwarding technology is such that the server layer supports only one client. Although the LTPs are bidirectional, the upper LP of the green LTP is + +29 The measures, etc. for the SINK and CONTRA\_DIRECTION\_SINK are likely to be the same hence the need to partition the CONTRA\_DIRECTION\_SINK measure, etc. into a composed part (to avoid name clashes). + +a unidirectional Sink. This illustrates one case where an LTP directionality is different from the directionality of an included LP. + +The client LTP (which is considered simply as bidirectional) has two termination functions in the layer protocol of the FC (where one is contra-directional). As a consequence, there are two inputs to termination functions. These are distinguished as follows: + +- Sink input +- ContraSink input. + +![Diagram illustrating contra-directionality in a network architecture. The diagram shows two main vertical paths: a red path (Sink, server to client) and a blue path (Source, client to server). The red path enters from the bottom, passes through a purple box, and then through a green box. The blue path enters from the top, passes through the green box, and then through the purple box. Both paths terminate at a yellow circular component on the right. A legend on the right side defines the symbols: red arrow for Sink (server to client), blue arrow for Source (client to server), pink arrow for ContraSink, light blue arrow for ContraSource, orange arrow for Input, green arrow for Output, and a blue circle for Half of a bidirectional FcPort. The diagram is labeled G.7711-Y.1702(22)_FB.2-31 at the bottom.](11f18bf0233d812ad2604f88f3385d60_img.jpg) + +Diagram illustrating contra-directionality in a network architecture. The diagram shows two main vertical paths: a red path (Sink, server to client) and a blue path (Source, client to server). The red path enters from the bottom, passes through a purple box, and then through a green box. The blue path enters from the top, passes through the green box, and then through the purple box. Both paths terminate at a yellow circular component on the right. A legend on the right side defines the symbols: red arrow for Sink (server to client), blue arrow for Source (client to server), pink arrow for ContraSink, light blue arrow for ContraSource, orange arrow for Input, green arrow for Output, and a blue circle for Half of a bidirectional FcPort. The diagram is labeled G.7711-Y.1702(22)\_FB.2-31 at the bottom. + +**Figure B.2-31 – Contra-directionality showing deep inspection** + +#### B.2.4.1 Inherent and assigned directionality + +A photonic filter is inherently omni-directional. A device may be constructed that encapsulates a pair of identical filters and administratively designates one filter to be used in the reverse direction to the other. However, the directionality of the representation of the parts is still omni-directional. There is + +no imposed directionality knowledge. Only if there is a constraint within the scope of the things that a thing oversees, is the directionality allowed to be exposed. + +If there is a circulator that makes an element unidirectional, then that is exposed at the ports of the overall representation (FC). Likewise, the end-end FC from laser to receiver is unidirectional, but it is possible that the components between them are omni-directional. Where there is a dark fibre offered to a customer, it is omni-directional. + +The operator may choose to place detectors on the fibre to make the service unidirectional, or may simply offer it as unidirectional but the unidirectional property then only appears at the highest level. + +The abstraction of intention will convey the assigned directionality, the representation of the realization will expose the inherent directionality. + +A signal has an inherent direction of propagation. Consider the case of a 3-port filter with a media channel between ports 1, 2, with a relative central frequency of $-100$ and a width of 100, and another media channel between ports 1 and 3, with a relative central frequency of $+100$ and a width of 100. The administrator could designate the 1-2 media channel to be used only for signals propagating in the 1-2 direction and the 1-3 media channel to be only used for signals propagating in the 3-1 direction. This is a simple example of single fibre working. Whilst this is not a common mode of operation30, it is covered by the model. + +It is reasonable to administratively assign directionality to the media channels for port 2 and 3 but port 1 must remain omni-directional. + +### B.2.5 Relationships to the physical connector (Pin and AccessPort) + +Complex relationships between the physical port and the LTP are discussed in Annex F (a symbols set is described in that document for physical connectors and pins which is used below). + +![Figure B.2-32: Basic association between LTP and physical connector. The diagram consists of two parts. The left part shows a stack of three symbols (a circulator, a filter, and a triangle) inside a dashed box. A blue arrow points from the text 'The bottom of the stack is traditionally seen as this (exposing a TCP)' to the bottom symbol. The right part shows the same stack inside a dashed box, with a blue line connecting the bottom symbol to a blue rectangle containing two pins labeled 'r' and 't'. Text to the right of the rectangle says 'We consider the LTP at the edge of the NE as pointing at a physical connector'. Below the diagram is the text 'G.7711-Y.1702(22)_FB.2-32'.](4a5c6fefcac9340ea7f9df373873cae9_img.jpg) + +The bottom of the stack is traditionally seen as this (exposing a TCP) + +We consider the LTP at the edge of the NE as pointing at a physical connector + +G.7711-Y.1702(22)\_FB.2-32 + +Figure B.2-32: Basic association between LTP and physical connector. The diagram consists of two parts. The left part shows a stack of three symbols (a circulator, a filter, and a triangle) inside a dashed box. A blue arrow points from the text 'The bottom of the stack is traditionally seen as this (exposing a TCP)' to the bottom symbol. The right part shows the same stack inside a dashed box, with a blue line connecting the bottom symbol to a blue rectangle containing two pins labeled 'r' and 't'. Text to the right of the rectangle says 'We consider the LTP at the edge of the NE as pointing at a physical connector'. Below the diagram is the text 'G.7711-Y.1702(22)\_FB.2-32'. + +**Figure B.2-32 – Basic association between LTP and physical connector** + +As explained earlier, the effect of the media, e.g., a fibre, is represented by an FC. + +The model also allows FC port to directly associate with a connector pin to allow the representation of the fibre with connectors from a functional perspective. + +The following sequence of figures shows that the fundamental relationship is that between the FC and the pin, and that this is the basis for the LTP to pin (and hence AccessPort). + +In Figure B.2-33, assume that the LP shown is an OE capability operating in the photonic domain to the physical connector (where the LP represents a laser/receiver pair). There is necessarily a fibre present between the laser and the physical connector, and a fibre present between the connector and the receiver (assuming that this is not a single fibre working case). + +30 It may become popular for sync distribution since the differential delay between the directions can be computed very accurately (chromatic dispersion and length). + +![Diagram showing a stack of layers (LTP, LP, FC) connected to a physical connector (r, t).](7ec36a0a9788e1cb33df5372695498c8_img.jpg) + +A diagram showing a stack of layers (LTP, LP, FC) connected to a physical connector (r, t). The stack is enclosed in a dashed box, and the connector is a blue rectangle with two yellow circles labeled 'r' and 't'. Blue arrows indicate the connection between the stack and the connector. + +Diagram showing a stack of layers (LTP, LP, FC) connected to a physical connector (r, t). + +And then have back to back FCs bounded on connectors to represent end-end fibre forwarding in the optical domain. + +So we could consider that the FC is present connecting the LTP to the pin and representing the fibre (as omni-directional) + +G.7711-Y.1702(22)\_FB.2-33 + +**Figure B.2-33 – FC and physical connector** + +But considering the LTP model, the FC can be encapsulated in the LTP. + +![Diagram showing the LTP model where the FC is encapsulated in the LTP. It includes three sub-diagrams with explanatory text.](1adc4b0458c277ba8c0e8d6f5ad15511_img.jpg) + +The diagram consists of three parts. The top-left part shows a stack of layers (LTP, LP, FC) with a yellow oval at the bottom, labeled 'There is essentially always an FC below the termination in an LP of an LTP...'. The top-right part shows a similar stack with a yellow oval at the bottom, labeled 'So the bottom of the stack should be an FC not just an exposed TCP'. The bottom part shows the stack connected to a physical connector (r, t) with labels 'r' and 't' in blue circles. + +Diagram showing the LTP model where the FC is encapsulated in the LTP. It includes three sub-diagrams with explanatory text. + +G.7711-Y.1702(22)\_FB.2-34 + +**Figure B.2-34 – Clarified LTP to physical connector association** + +The LTP associated to the physical connector is actually as shown in Figure B.2-34, and hence the physical connector is always essentially associated with an FC. + +![UML Class diagram showing the relationship between LTP, LP, FC, and physical connector components.](2e8dcf3d807269a64340a9c292ea7f5d_img.jpg) + +A UML Class diagram showing the relationship between LTP, LP, FC, and physical connector components. The diagram includes classes like LtpSpec, LtpSpecAncestLtpSpec, LtpSpecHasTerminationSpec, LogicalTerminationPoint, LayerProtocol, AccessPort, PinGroup, Pin, FcPort, and ForwardingControl. Associations are shown between these classes with multiplicities and role names. A note indicates: 'This is the port of the internal Forwarding and is the equivalent to the FcPort.' The diagram is labeled 'Source Papyrus CoreModel diagram: Forwarding-PhysicalPortAndFc.' and 'G.7711(25)'. + +UML Class diagram showing the relationship between LTP, LP, FC, and physical connector components. + +Source Papyrus CoreModel diagram: Forwarding-PhysicalPortAndFc. + +G.7711(25) + +**Figure B.2-35 – LTP and LP to pin via ConnectionSpec** + +In a simple photonic coupler/splitter the FC is directly connected to the pins. + +![Diagram of a broadband coupler/splitter with tuneable filter showing pins. The diagram shows a yellow coupler/splitter component with three output pins. Each pin is connected to a blue circle containing the number '0'. To the right of the pins, there is a legend: a diagonal line with an arrow represents a 'Directional attenuator', a circle with a cross represents a 'Tuneable filter/laser/receiver', and a trapezoid represents a 'Filter'. The text 'G.7711-Y.1702(22)_FB.2-36' is in the bottom right corner.](6f46eccb86e008f8bc7af8ea3ab806a7_img.jpg) + +Diagram of a broadband coupler/splitter with tuneable filter showing pins. The diagram shows a yellow coupler/splitter component with three output pins. Each pin is connected to a blue circle containing the number '0'. To the right of the pins, there is a legend: a diagonal line with an arrow represents a 'Directional attenuator', a circle with a cross represents a 'Tuneable filter/laser/receiver', and a trapezoid represents a 'Filter'. The text 'G.7711-Y.1702(22)\_FB.2-36' is in the bottom right corner. + +**Figure B.2-36 – Broadband coupler/splitter with tuneable filter showing pins** + +The relationship between an FcPort and a connector pin allows only one pin per FcPort as the intention is that the photonic FC corresponds to a single unit of media, and hence the FC cannot distribute across multiple pins (the pin also corresponds to a single unit of media). Where a signal is distributed across multiple pins, it will necessarily be on several units of media and hence will have several media FCs. + +Where there is a need to abstract to bidirectional FCs and/or FCs that represent multiple separate parallel flows (in the more sophisticated photonic model described in Appendix VII, a model of MultipleStrandSpan and associated AccessPorts should be used. The AccessPort is associated with an LTP (see Annex F). Not all FcPorts have associated physical connectors that are visible in the view. The model allows FCs to be chained FcPort to FcPort with no need for a physical connector to be exposed. + +## B.3 Work in progress + +Figure B.3-1 shows some constraints on the associations in the model. Further work is being carried out on how to most appropriately represent constraints. Figure B.3-1 also shows some classes related to other parts of the model covered in other documents (see Annexes D and E). + +![UML Class diagram of all key classes showing attributes and constraints. The diagram shows several classes and their relationships: 'ForwardingDomain' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [1..*]'), 'LinkPort' (with attributes 'role: PortRole [!]', 'linkPortDirection: PortDirection [!]', and 'experimental: offNetworkAddress: String [0..1]'), 'Link' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [1..*]' and 'linkDirection: ForwardingDirection [0..1]'), 'LogicalTerminationPoint' (with attributes 'physicalPortReference: String [!]', 'rpDirection: TerminationDirection [!]', and 'experimental:'), 'FcPort' (with attributes 'role: PortRole [!]', 'fcPortDirection: PortDirection [!]', and 'selectedFcPort:'), 'ForwardingConstruct' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [!]' and 'forwardingDirection: ForwardingDirection [0..1]'), 'FcSwitch', and 'FcRoute'. Associations include 'HighestLevelFdsEncompassesLowerLevelFds', 'FdsSupportFcs', 'LinkHasAssociatedFds', 'FdsAggregatesFcs', 'LinkHasLinkPorts', 'FcPortConnectedToLtp', 'LtpHasServerLtp', 'LtpHasClientLtp', 'LtpHasOtherView', 'ViewAbstractionRuleExplainsHowLtpRelatesToLtpInOtherView', 'FcHasFcPorts', 'FcSwitchSelectsFcPorts', 'FcEncapsulatesSwitches', 'FcRouteDescribedByFcs', and 'FcHasRoutes'. Notes include 'AlternativeLtpPeerAssociations (var)', 'LtpHasOtherView', 'Fc may be part of a route or a member of a ForwardingDomain. Note that there may be efficiencies where a single representation covers both.', and 'layerProtocolName should be list.' The text 'G.7711(25)' is in the bottom right corner.](c5c767928d086da5347036f88309fc7a_img.jpg) + +UML Class diagram of all key classes showing attributes and constraints. The diagram shows several classes and their relationships: 'ForwardingDomain' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [1..\*]'), 'LinkPort' (with attributes 'role: PortRole [!]', 'linkPortDirection: PortDirection [!]', and 'experimental: offNetworkAddress: String [0..1]'), 'Link' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [1..\*]' and 'linkDirection: ForwardingDirection [0..1]'), 'LogicalTerminationPoint' (with attributes 'physicalPortReference: String [!]', 'rpDirection: TerminationDirection [!]', and 'experimental:'), 'FcPort' (with attributes 'role: PortRole [!]', 'fcPortDirection: PortDirection [!]', and 'selectedFcPort:'), 'ForwardingConstruct' (with attributes 'layerProtocolName: LayerProtocolNameAndQualifier [!]' and 'forwardingDirection: ForwardingDirection [0..1]'), 'FcSwitch', and 'FcRoute'. Associations include 'HighestLevelFdsEncompassesLowerLevelFds', 'FdsSupportFcs', 'LinkHasAssociatedFds', 'FdsAggregatesFcs', 'LinkHasLinkPorts', 'FcPortConnectedToLtp', 'LtpHasServerLtp', 'LtpHasClientLtp', 'LtpHasOtherView', 'ViewAbstractionRuleExplainsHowLtpRelatesToLtpInOtherView', 'FcHasFcPorts', 'FcSwitchSelectsFcPorts', 'FcEncapsulatesSwitches', 'FcRouteDescribedByFcs', and 'FcHasRoutes'. Notes include 'AlternativeLtpPeerAssociations (var)', 'LtpHasOtherView', 'Fc may be part of a route or a member of a ForwardingDomain. Note that there may be efficiencies where a single representation covers both.', and 'layerProtocolName should be list.' The text 'G.7711(25)' is in the bottom right corner. + +Source Papyrus CoreModel diagram: HighLevelDetail. + +**Figure B.3-1 – Class diagram of all key classes showing attributes and constraints** + +Figure B.3-1 shows owned attributes of the key classes in the model. Not all classes are shown and the classes in Figure B.3-1 have additional attributes related to associations with those classes, as well as some inherited attributes and some experimental attributes. + +# Annex C + +## Foundation – Identifiers and naming + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the parts of the core foundation model of the CIM that deal with identifiers, naming and states. The CoreFoundationModel covers all aspects of naming and addressing for all classes in the CIM. This annex focuses specifically on: + +- Definition of terminology related to naming and identity. +- Description of the model for naming and identifiers that is inherited by other models. +- Description of the state model. + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format [here](#). + +## C.1 Naming and identifiers + +### C.1.1 Key considerations + +To communicate about a thing, it is necessary to have some way of referring to that thing, i.e., to have some reference. Terms such as name and identifier are often used when describing the reference. Unfortunately, these terms in general usage have ambiguity in their definition that leads to erroneous system behaviour. To ensure that the controller system behaviour is not erroneous, the model has adopted the following principal descriptions: + +- Entity31: Has identity, defined boundary, properties, functionality and lifecycle in a global context. + - Examples: Equipment (see Annex F), an LTP (see Annex B). +- Entity feature32: An inseparable, externally distinguishable part of an entity: + - Examples: A pin in a connector (see Annex F), the ports of an FC (see Annex B), a face of a cube, the handle of a cup + - Note that this is important from a modelling perspective as the representation appears similar to that of an Entity + - Represented using a UML class. +- Role: A specific structure of responsibilities, knowledge, skills, and attitudes in the context of some activity or greater structure. The role has an identity and identifier. +- Identifier: A property of an entity/role with a value that is unique within an identifier space, where the identifier space is itself globally unique, and immutable. An identifier carries no semantics with respect to the purpose or state of the entity. +- Universally unique identifier33 (UUID): An identifier that is universally unique. +- Local ID: An identifier that is unique in the context of some scope that is less than the global scope. +- Name: A property of an entity with a value that is unique in some namespace but may change during the life of the entity. A name carries no semantics with respect to the purpose of the entity. + +--- + +31 An entity is represented using a UML class. + +32 A feature of an entity is represented using a UML class. + +33 The term globally unique identifier (GUID) was used in the previous version of the model. The change is in recognition of the more generally applicability of UUID. + +- Label: A property of an entity with a value that is not expected to be unique and is allowed to change. A label carries no semantics with respect to the purpose of the entity and has no effect on the entity behaviour or state. + - A label can be used to carry a freeform text string for any operator purpose. The contents of a label in one view may happen to be the value of a name or identifier in another view. From the perspective of the view with the label there is no expectation other than the value is a string. +- Place: Where something is located. +- Address: A structure of named values34 in some address space that defines a location (a volume in that address space) where the structure is a nested hierarchy. + - A named value may be a name or identifier, the name of the value may be a name or identifier. +- Route: The way (via specified intermediate locations and paths) to get to one location from another. +- Property: A quality associated with a thing, structure or location. +- Semantics: Meaning. +- Reference: Data in a communication between two applications that allows a shared understanding of the individual things. + - This could be an identifier (including a UUID), a name, an address or a route, depending upon the needs. + +NOTE 1 – An entity may be known to be at a place in some functional or physical structure. + +NOTE 2 – A role may be known to be at a place in some process or behavioural structure. + +Figure C.1-1 illustrates the naming/identifier-related attributes defined in the CIM. They are the UUID, local ID, name and label. + +The model includes two abstract classes that provide names and identifiers, the GlobalClass and the LocalClass.35 A GlobalClass represents a type of thing that has instances that can exist in their own right (independently of any others). A LocalClass represents a type of thing that is inseparable from a GlobalClass, but that is a distinct feature of that GlobalClass, such that the instances of LocalClass are able to have associations with other instances. The mandatory LocalId of the LocalClass instance is unique in the context of the GlobalClass instance, from which it is inseparable. + +The model also includes Extension which is not related to naming/identification. Extension provides an opportunity to define properties not declared in the class that extend the class, enabling a realization with simple ad hoc extension of standard classes to be conformant. + +Note that a UUID is applicable only to global type object classes (i.e., subclasses of GlobalClass) and that their instances can exist in their own right, e.g., LTP, FD, Link, FC, and NetworkElement. The + +--- + +34 A named value is simply a tuple with two terms, one being a value and the other being the name of that value. For example, in a street address, a value may be "London" and the name of that value would be "City". + +35 The model also provides ConditionalPackage to supply names and identifiers to \_Pac classes, but this is currently experimental. + +other naming/identifier-related attributes are applicable to both global type object classes and local type object classes (i.e., subclasses of LocalClass).36 + +![UML Class diagram for naming and identifiers of objects. The diagram shows a hierarchy of classes starting with GlobalClass and LocalClass. GlobalClass has subclasses like NetworkElement, LogicalTerminationPoint, ForwardingDomain, Link, ForwardingConstruct, SdnController, and FcRoute. LocalClass has subclasses like LayerProtocol, FcPort, FcSwitch, and LinkPort. There are also experimental classes like NameAndValue, Name, Label, Extension, Address, and ConditionalPackage. Data types like NameAndValue, Address, and AddressElement are also shown. Associations between classes and data types are indicated with multiplicities and role names.](7c3ecd751b69a0fc7b08633a84822f42_img.jpg) + +The diagram illustrates the inheritance and association relationships for naming and identifiers in the Papyrus CoreModel. At the top, a note indicates 'Showing example of results of inheritance.' The main hierarchy starts with **GlobalClass** (attributes: localId: NameAndValue [\*], uuid: UniversalId [1]). Subclasses of GlobalClass include **NetworkElement** (Deprecated), **LogicalTerminationPoint** (Deprecated), **ForwardingDomain** (Deprecated), **Link** (Deprecated), **ForwardingConstruct** (Deprecated), **SdnController** (Deprecated), and **FcRoute** (Deprecated). **LocalClass** (attribute: localId: NameAndValue [1..\*]) inherits from GlobalClass. Subclasses of LocalClass include **LayerProtocol**, **FcPort**, **FcSwitch**, and **LinkPort**. Other classes shown include **NameAndValue** (DataType, attribute: valueName: String [0..1], value: String [1]), **Name**, **Label**, **Extension**, **Address**, **ConditionalPackage**, **AddressElement** (DataType, experimental attributes: addressElementName: String [0..1], localId: LocalIdAndClass [0..1], uuid: UniversalId [0..1], name: NameAndClass [0..1], arbitraryElement: String [0..1]), **Address** (DataType, experimental attributes: addressName: String [0..1], addressElement: AddressElement [1..\*] (ordered)), and **NameAndClass** (DataType, experimental attributes: classOfInstance: String [1], name: NameAndValue [1]). Associations are shown between GlobalClass and NameAndValue (multiplicity 0..1 to \*), LocalClass and NameAndValue (multiplicity 0..1 to \*), and AddressElement and Address (multiplicity 0..1 to \*). A note on the right indicates 'G.7711(25)'. + +UML Class diagram for naming and identifiers of objects. The diagram shows a hierarchy of classes starting with GlobalClass and LocalClass. GlobalClass has subclasses like NetworkElement, LogicalTerminationPoint, ForwardingDomain, Link, ForwardingConstruct, SdnController, and FcRoute. LocalClass has subclasses like LayerProtocol, FcPort, FcSwitch, and LinkPort. There are also experimental classes like NameAndValue, Name, Label, Extension, Address, and ConditionalPackage. Data types like NameAndValue, Address, and AddressElement are also shown. Associations between classes and data types are indicated with multiplicities and role names. + +Source Papyrus CoreModel diagram: Foundation-CommonPackagesNoNotes. + +**Figure C.1-1 – Class diagram for naming and identifiers of objects** + +### C.1.2 Classes and attributes + +#### C.1.2.1 Address + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::Address + +This class provides an opportunity to state the location of the entity via one or more hierarchies of narrowing contexts. + +This class is abstract. + +See Table C.1-1. + +36 The intention is that only classes from the core model be shown in Figure C.1-1. The classes shown are essentially illustrative. There is another figure called "Identifier Detail" in the papyrus UML of the core model that captures core model inheritance in detail. All classes from all fragments should inherit from GlobalClass, LocalClass or ConditionalPackage. There is no issue with model dependency, as the inheritance association is maintained with the class that is inheriting properties. Although not mandatory, it would seem advisable to maintain a figure per fragment that shows all classes from that fragment and their inheritance. + +**Table C.1-1 – Attributes for BaseClass** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------| +| addressList | Experimental | One or more descriptions of the location | + +#### **C.1.2.2 ConditionalPackage** + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::ConditionalPackage + +The base class for conditional packages. + +This class is abstract. + +Inherits properties from: + +- Label +- Extension + +This class is Experimental. + +#### **C.1.2.3 Extension** + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::Extension + +Extension provides an opportunity to define properties not declared in the class that extend the class, enabling a realization with simple ad hoc extension of standard classes to be conformant. + +This class is abstract. + +See Table C.1-2. + +**Table C.1-2 – Attributes for extension** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------| +| extension | | List of simple name-value extensions | + +#### **C.1.2.4 GlobalClass** + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::GlobalClass + +Represents a type of thing (an Entity), which has instances that can exist in their own right (independently of any others). Entity: Has identity, defined boundary, properties, functionality and lifecycle in a global context [consider in the context of a Class: (usage) The representation of a thing that may be an entity or an inseparable Entity Feature]. + +This class is abstract. + +Inherits properties from: + +- Label +- State\_Pac +- Name +- Extension +- Address + +See Table C.1-3. + +**Table C.1-3 – Attributes for GlobalClass** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| localId | | An identifier that is unique in the context of some scope that is less than the global scope (consider in the context of Identifier: A property of an entity/role with a value that is unique within an identifier space, where the identifier space is itself unique, and immutable. The identifier therefore represents the identity of the entity/role. An identifier carries no semantics with respect to the purpose of the entity). | +| uuid | | UUID: An identifier that is universally unique (consider in the context of Identifier: A property of an entity/role with a value that is unique within an identifier space, where the identifier space is itself globally unique, and immutable. An identifier carries no semantics with respect to the purpose or state of the entity). The uuid should be treated as opaque by the user. | + +#### C.1.2.5 Label + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::Label + +A property of an entity with a value that is not expected to be unique and is allowed to change. A label carries no semantics with respect to the purpose of the entity and has no effect on the entity behaviour or state. + +This class is abstract. + +**Table C.1-4 – Attributes for label** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------| +| label | | List of labels | + +#### C.1.2.6 LocalClass + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::LocalClass + +A LocalClass represents a feature of an Entity. It is inseparable from a GlobalClass but is a distinct feature of that GlobalClass such that the instances of LocalClass are able to have associations with other instances. Feature of an Entity: An inseparable, externally distinguishable part of an entity. The mandatory LocalId of the LocalClass instance is unique in the context of the GlobalClass from which it is inseparable [consider in the context of an Object Class: (usage), the representation of a thing that may be an entity or an inseparable feature of an entity]. + +This class is abstract. + +Inherits properties from: + +- Label +- State\_Pac +- Name + +- Extension +- Address + +See Table C.1-5. + +**Table C.1-5 – Attributes for LocalClass** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| localId | | An identifier that is unique in the context of some scope that is less than the global scope (This should be considered in the context of Identifier: A property of an entity/role with a value that is unique within an identifier space, where the identifier space is itself unique, and immutable. The identifier therefore represents the identity of the entity/role. An identifier carries no semantics with respect to the purpose of the entity). | + +#### C.1.2.7 Name + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::Name + +Name: A property of an entity with a value that is unique in some namespace but may change during the life of the entity. A name carries no semantics with respect to the purpose of the entity. + +This class is abstract. + +See Table C.1-6. + +**Table C.1-6 – Attributes for name** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------| +| nameList | | List of names | + +#### C.1.2.8 NameAndValueAuthority + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::NameAndValueAuthority + +Represents the authority that controls the legal values for the names and values of a name/value attribute. + +This class is abstract. + +This class is Preliminary. + +See Table C.1-7. + +**Table C.1-7 – Attributes for NameAndValueAuthority** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------| +| uuid | | The UUID for the NameValueAuthority | + +#### C.1.2.9 UniversalIdAuthority + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::ObjectClasses::UniversalIdAuthority + +Represents the authority that controls the allocation of UUIDs. + +This class is abstract. + +This class is Preliminary. + +See Table C.1-8. + +**Table C.1-8 – Attributes for UniversalIdAuthority** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------------------------| +| uuid | | The UUID for the UUID authority | + +### C.1.3 DataTypes + +#### C.1.3.1 Address + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::Address + +A description of location via a hierarchy of narrowing contexts. + +See Table C.1-9. + +**Table C.1-9 – Attributes for Address** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------| +| addressName | Experimental | The name of the address (to allow the specific hierarchy to be distinguished from others for the same entity) | +| addressElement | Experimental | The elements of the address that form the recursive scope narrowing | + +#### C.1.3.2 AddressElement + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::AddressElement + +One element of a hierarchy of elements. Note that the element must have one and only one value chosen from a list of potential value types. + +See Table C.1-10. + +**Table C.1-10 – Attributes for AddressElement** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| addressElementName | Experimental | The name of the address element (e.g., "shelf" as an element of a shelf/slot/port addressing scheme). The remainder of the structure has the reference for the shelf. | +| localId | Experimental | If the element is a localId (where the element above in the hierarchy must be the context in which the specific localId is relevant) | +| uuid | Experimental | If the element is a uuid (where this element could be the top of a hierarchy but may also be at some level in the hierarchy where address navigation is considered necessary to assist in location of the UUID). | +| name | Experimental | If the element is a name | +| _address | Experimental | See referenced class | +| arbitraryElement | Experimental | Where the element is from some external model that is not formally represented in this model | + +#### **C.1.3.3 LocalIdAndClass** + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::LocalIdAndClass + +The localId and the class of entity that it identifies. + +See Table C.1-11. + +**Table C.1-11 – Attributes for LocalIdAndClass** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------| +| classOfInstance | Experimental | The class to which the name refers | +| localId | Experimental | The localId of the entity | + +#### **C.1.3.4 NameAndClass** + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::NameAndClass + +The name and the class of entity that it names. + +See Table C.1-12. + +**Table C.1-12 – Attributes for NameAndClass** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------| +| classOfInstance | Experimental | The class to which the name refers | +| name | Experimental | If the element is a name | + +#### C.1.3.5 NameAndValue + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::NameAndValue + +A scoped name-value pair. + +See Table C.1-13. + +**Table C.1-13 – Attributes for NameAndValue** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------|------------------------------------------|--------------------------------------------------------| +| valueName | | The name of the value. The value need not have a name. | +| value | | The value | +| _nameAndValueAuthority | | The authority that defines the named value | +| _globalClass | | The scope of the name uniqueness | +| _localClass | | The scope of the name uniqueness | + +#### C.1.3.6 UniversalId + +Qualified name: + +CoreModel::CoreFoundationModel::SuperClassesAndCommonPackages::TypeDefinitions::UniversalId + +The universal ID value where the mechanism for generation is defined by some authority not directly referenced in the structure. An example structure is [b-IETF RFC 4122]. See Table C.1-14. + +**Table C.1-14 – Attributes for UniversalId** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------| +| value | | The specific value of the universal identifier | + +### C.1.4 Use of names, identifiers and addresses + +Figure C.1-2 provides various examples of naming and identifier. Figure C.1-2 is currently under development and includes diagram elements from Annexes E and F. + +![A complex network diagram showing various entities like FD (Fiber Domain), FC (Fiber Channel), and Route with their identifiers and addresses. The diagram includes a top-level FD (ukNetwork), a Ring6 FD, two routes (Route 1 and Route 2), and several sub-racks at the bottom. A detailed view of a sub-rack is shown at the bottom left, highlighting circuit packs, connectors, and an empty slot. Text labels provide UUIDs, names, and specific addresses for these entities.](301f4a188198a15b1415d54545b07e0d_img.jpg) + +FD: UUID = 11 22 33 44 55 66 77 88-99 aa bb cc dd ee ff + FD: name = ScopeName: ukNetwork + +FC: name = ServiceName: RBOS77, NetworkName: uwys79 + FC: UUID = 11 22 44 44 55 66 77 88-99 aa bb cc dd ee ff + +FD: name = ScopeName: Ring6 + +FC: name = ServiceName: RBOS77, NetworkName: 647 + FC: UUID = 11 22 44 44 44 66 77 88-99 aa bb cc dd ee ff + +FC: UUID = 11 22 22 44 55 66 77 88-99 aa bb cc dd ee ff + +Fc-NetworkAddress = Operator: A, Fd-Scope: ukNetwork, Fd-Scope: Ring6, Fc-Network: 647 + Fc-NetworkAddress = Operator: A, Fd-Scope: ukNetwork, Fd-Scope: Ring6, Fc-Service: RBOS77 + +Route: UUID = 11 22 44 ... FC: name = RouteName: Route 1 + +FC: LocalId = 1 + name = InfraName: Working + +Route: UUID = 11 22 44 ... FC: name = RouteName: Route 2 + +FC: LocalId = 1 + name = InfraName: Protection label = maintenance: "Has unresolved issues" + +**SubRack with circuit packs with connectors and one empty slot** + +Connector-StreetAddress = .... Building: A4, floor: 9, room: 7, rack: 6, equipment: Mux782: holder: 2, connector: 2 + +arbitraryElement (string) Name (nameAndCass) + +G.7711-Y.1702(22)\_FC.1-2 + +A complex network diagram showing various entities like FD (Fiber Domain), FC (Fiber Channel), and Route with their identifiers and addresses. The diagram includes a top-level FD (ukNetwork), a Ring6 FD, two routes (Route 1 and Route 2), and several sub-racks at the bottom. A detailed view of a sub-rack is shown at the bottom left, highlighting circuit packs, connectors, and an empty slot. Text labels provide UUIDs, names, and specific addresses for these entities. + +**Figure C.1-2 – Sketch of names, identifiers and addresses for various entities** + +# Annex D + +## Topology model + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is the parts of the core network model of the CIM that deal with topology. + +The core network model encompasses all aspects of topology. This annex covers: + +- the basic topology model +- specific generalized forwarding properties of topology +- recursive aggregation (reverse of partitioning) of topology +- client-server layering of topology +- views of topology and inter-view relationships37 +- abstraction of topology +- off-network Links. + +Topology builds on aspects of the core network model related to Termination and Forwarding described in Annex B. Topology capability and other specification considerations are covered in Annex G. + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format [here](#). + +## D.1 Topology model + +### D.1.1 Topology model overview + +This clause provides a high-level overview of the topology model subset of the core network model. Figure D.1-1 provides a basic view of topology as a lightweight class diagram illustrating the key classes and focuses on the basic topology pattern. To avoid cluttering Figure D.1-1, not all associations have been shown, and all the attributes are omitted. + +The key classes of the topology model are ForwardingDomain (FD), Link, LinkPort and LogicalTerminationPoint (LTP). These entities are described in detail in clause D.1.2. + +--- + +37 A topology view will normally be in a separate name space from the topology it is a view of. The view will normally not be associated with physical components (other than at its extreme edges via an association from the LTP to entities in the physical model). A topology view is essentially a view of virtual things. However, it should be noted that all entities in the core network model (Link, FD, FC, LTP etc) are essentially representations of virtual things. By their very nature functional things are essentially emergent and virtual. Clearly to function they need underlying physical things but they do not need to have a known or a fixed association to the physical world. The network model supports associations to the physical model. These associations are NOT invariant and hence can change through the life of the entity. Under many circumstances these associations need not be populated (e.g., when the rate of change of the association is excessive or derivation of the supporting physical components is complex). + +![UML Class Diagram titled 'CoreModel Diagram Topology-BasicLinkFdFragmentInLtpContext'. The diagram shows a network topology model with nodes A and C, and classes LogicalTerminationPoint, LinkPort, ForwardingDomain, and Link. Node A is connected to a LogicalTerminationPoint (LTP), which is connected to a LinkPort. Node C is connected to a ForwardingDomain (FD), which is connected to a Link. The Link is connected to another LinkPort, which is connected to another LTP. Associations are shown between LTPs and LinkPorts (LinkPortTerminatesOnLtps), LinkPorts and Links (LinkHasLinkPorts), Links and ForwardingDomains (LinkHasAssociatedFds), and ForwardingDomains and LTPs (FdAggregatesLtps). Red lines indicate recursive aggregation associations. The diagram is labeled G.7711-Y.1702(22)_FD.1-1.](c93c4b33a2b42c8dd6d82a354f2f89f1_img.jpg) + +CoreModel Diagram +Topology-BasicLinkFdFragmentInLtpContext + +G.7711-Y.1702(22)\_FD.1-1 + +UML Class Diagram titled 'CoreModel Diagram Topology-BasicLinkFdFragmentInLtpContext'. The diagram shows a network topology model with nodes A and C, and classes LogicalTerminationPoint, LinkPort, ForwardingDomain, and Link. Node A is connected to a LogicalTerminationPoint (LTP), which is connected to a LinkPort. Node C is connected to a ForwardingDomain (FD), which is connected to a Link. The Link is connected to another LinkPort, which is connected to another LTP. Associations are shown between LTPs and LinkPorts (LinkPortTerminatesOnLtps), LinkPorts and Links (LinkHasLinkPorts), Links and ForwardingDomains (LinkHasAssociatedFds), and ForwardingDomains and LTPs (FdAggregatesLtps). Red lines indicate recursive aggregation associations. The diagram is labeled G.7711-Y.1702(22)\_FD.1-1. + +**Figure D.1-1 – Basic topology view showing the model** + +In Figure D.1-2, the associations related to recursive aggregation, denoted in red, have been added to the basic topology pattern (note that the Link colour scheme has changed from that used in Figure D.1-2 to the alternative colour for Link38). Explanation of this aspect of the model is provided in clause D.2.1. + +38 There are two pictorial representations of link used in the documentation (one form is highly compact and the other form is expanded to emphasize the similarities between Link and FC). See clause 6 for the diagram symbol set. + +![UML Class Diagram: Topology-AggregationSkeleton. The diagram shows three classes: ForwardingDomain (yellow), LinkPort (red), and LogicalTerminationPoint (grey). ForwardingDomain has a self-association 'HigherLevelFdEncompassesLowerLevelFds' (red) with role '+_lowerLevelFd'. LinkPort has an association 'LinkPortTerminatesOnLtp' (black) to LogicalTerminationPoint with role '+_ltp'. ForwardingDomain has an association 'LinkHasAssociatedFds' (black) to LinkPort with role '+_fd'. LinkPort has an association 'LinkHasLinkPorts' (black) to LinkPort with role '+_linkPort' and stereotype '«StrictComposite»'. ForwardingDomain has an association 'FdAggregatesLtps' (black) to LogicalTerminationPoint with role '+_ltp'. LinkPort has an association 'FdEncompassesLowerLevelLinks' (red) to LinkPort with role '+_lowerLevelLink' and stereotype '«Experimental»'. ForwardingDomain has an association 'LinkEncompassesLowerLevelFds' (red) to ForwardingDomain with role '+_lowerLevelFd' and stereotype '«Experimental»'. LinkPort has an association 'LinkEncompassesLowerLevelLinks' (red) to LinkPort with role '+_lowerLevelLink' and stereotype '«Experimental»'. Multiplicities are: ForwardingDomain (1, *), LinkPort (2..*, *), LogicalTerminationPoint (*, *).](c7111699f84f3e2bc4016b7876f10de6_img.jpg) + +UML Class Diagram: Topology-AggregationSkeleton. The diagram shows three classes: ForwardingDomain (yellow), LinkPort (red), and LogicalTerminationPoint (grey). ForwardingDomain has a self-association 'HigherLevelFdEncompassesLowerLevelFds' (red) with role '+\_lowerLevelFd'. LinkPort has an association 'LinkPortTerminatesOnLtp' (black) to LogicalTerminationPoint with role '+\_ltp'. ForwardingDomain has an association 'LinkHasAssociatedFds' (black) to LinkPort with role '+\_fd'. LinkPort has an association 'LinkHasLinkPorts' (black) to LinkPort with role '+\_linkPort' and stereotype '«StrictComposite»'. ForwardingDomain has an association 'FdAggregatesLtps' (black) to LogicalTerminationPoint with role '+\_ltp'. LinkPort has an association 'FdEncompassesLowerLevelLinks' (red) to LinkPort with role '+\_lowerLevelLink' and stereotype '«Experimental»'. ForwardingDomain has an association 'LinkEncompassesLowerLevelFds' (red) to ForwardingDomain with role '+\_lowerLevelFd' and stereotype '«Experimental»'. LinkPort has an association 'LinkEncompassesLowerLevelLinks' (red) to LinkPort with role '+\_lowerLevelLink' and stereotype '«Experimental»'. Multiplicities are: ForwardingDomain (1, \*), LinkPort (2..\*, \*), LogicalTerminationPoint (\*, \*). + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-AggregationSkeleton. + +**Figure D.1-2 – Topology model highlighting aggregation** + +In Figure D.1-3, several associations have been added to the model shown in Figure D.1-2. The added associations are related to: + +- Layering, denoted in red, which have been added to the topology with aggregation. + - The key forwarding association is the FcSupportsLink. +- Aggregation of FCs, denoted in blue, which reflects the aggregation of the FDs/Links. +- Peer LTP fixed forwarding, denoted in purple. +- The FdPort, which provides support for asymmetric FDs, denoted in green. +- Inter-port associations, showing topology port supporting FcPort, highlighted with maroon bold text. + +Explanation of this aspect of the model is provided in clause D.2.3. + +![UML Class diagram titled 'Topology-LayeredSkeleton' showing relationships between FdPort, LogicalTerminationPoint, LinkPort, ForwardingDomain, Link, and ForwardingConstruct. The diagram uses color-coding: green for FdPort-related associations, red for Ltp-related associations, blue for Fc-related associations, and black for others. Stereotypes like <>, <>, and <> are used throughout.](68b20651884fcd557e865537f0803de5_img.jpg) + +The diagram illustrates the Topology-LayeredSkeleton model with the following components and relationships: + +- ForwardingDomain** (Stereotype: <>): + - Associated with itself: Multiplicity 1 to \* (role: +\_lowerLevelFd). Association name: HigherLevelFdEncompassesLowerLevelFds. + - Associated with **FdPort** (Stereotype: <>): Multiplicity 1 to \* (role: +\_fdPort). Association name: FdHasFdPorts (Preliminary, StrictComposite). + - Associated with **Link** (Stereotype: <>): Multiplicity 1 to \* (role: +\_lowerLevelLink). Association name: FdEncompassesLowerLevelLinks. +- Link** (Stereotype: <>): + - Associated with itself: Multiplicity 1 to \* (role: +\_lowerLevelLink). Association name: LinkEncompassesLowerLevelLinks. + - Associated with **LinkPort** (Stereotype: <>): Multiplicity 1 to \* (role: +\_linkPort). Association name: LinkHasLinkPorts (StrictComposite). + - Associated with **ForwardingConstruct** (Stereotype: <>): Multiplicity 1 to \* (role: +\_lowerLevelFc). Association name: LinkHasAssociatedFds. +- ForwardingConstruct** (Stereotype: <>): + - Associated with **FcPort** (Stereotype: <>): Multiplicity 1 to \* (role: +\_fcPort). Association name: FcHasFcPorts (StrictComposite). + - Associated with **Link**: Multiplicity \* to 1 (role: +\_supportedLink). Association name: FcSupportsLink (Preliminary). +- FdPort** (Stereotype: <>): + - Associated with **LogicalTerminationPoint** (Stereotype: <>): Multiplicity 0..1 to 0..2 (role: +\_ltp). Association name: FdPortBoundToLtp (Preliminary). + - Associated with **FcPort**: Multiplicity \* to 1 (role: +\_fcPort). Association name: FdPortSupportsFcPorts (Experimental). +- LinkPort** (Stereotype: <>): + - Associated with **LogicalTerminationPoint**: Multiplicity 1 to \* (role: +\_ltp). Association name: LinkPortTerminatesOnLtps. + - Associated with **FcPort**: Multiplicity \* to 1 (role: +\_fcPort). Association name: LinkPortSupportsFcPorts (Experimental). +- LogicalTerminationPoint** (Stereotype: <>): + - Associated with **LayerProtocol** (Stereotype: <>): Multiplicity 1..\* to 1 (role: +\_lp). Association name: LtpIncludesLayerProtocols. + - Self-associations (highlighted in red): + - LtpHasServerLtps (role: +\_serverLtp, multiplicity 0..1 to 1). + - LtpHasClientLtps (role: +\_clientLtp, multiplicity 0..1 to 1). + - LtpHasPeerLtp (role: +\_peerLtp, multiplicity 0..1 to 0..1). + - LtpConnectsToPeerLtp (role: +\_connectedLtp, multiplicity 0..1 to 0..1). + +Additional associations include: FdAggregatesLtps, LinkSupportsFcs (Experimental), and FcHasLowerLevelFcs. + +UML Class diagram titled 'Topology-LayeredSkeleton' showing relationships between FdPort, LogicalTerminationPoint, LinkPort, ForwardingDomain, Link, and ForwardingConstruct. The diagram uses color-coding: green for FdPort-related associations, red for Ltp-related associations, blue for Fc-related associations, and black for others. Stereotypes like <>, <>, and <> are used throughout. + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-LayeredSkeleton. + +###### Figure D.1-3 – Topology model highlighting layering + +In Figure D.1-4 an association denoted in red, which supports inter-view navigation, has been added to the model shown in Figure D.1-3. Explanation of this aspect of the model is provided in clauses D.2.3 to D.2.6. + +![UML Class Diagram: Topology-InterViewSkeleton. This diagram shows the relationships between several classes in a network model. Key classes include ForwardingDomain, Link, LogicalTerminationPoint, FdPort, LinkPort, FcPort, and LayerProtocol. Associations show relationships like 'FdAggregatesLtps', 'LtpHasClientLtps', 'LinkPortTerminatesOnLtps', and 'FcPortConnectedToLtp'. Multiplicities and stereotypes (e.g., Preliminary, Experimental, StrictComposite) are indicated on the association lines.](0f007a07756791edf7be50672cb010a4_img.jpg) + +UML Class Diagram: Topology-InterViewSkeleton. This diagram shows the relationships between several classes in a network model. Key classes include ForwardingDomain, Link, LogicalTerminationPoint, FdPort, LinkPort, FcPort, and LayerProtocol. Associations show relationships like 'FdAggregatesLtps', 'LtpHasClientLtps', 'LinkPortTerminatesOnLtps', and 'FcPortConnectedToLtp'. Multiplicities and stereotypes (e.g., Preliminary, Experimental, StrictComposite) are indicated on the association lines. + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-InterViewSkeleton. + +**Figure D.1-4 – Basic topology inter-view navigation** + +### D.1.2 Topology model detail + +The topology aspects of the key classes are covered in clauses D.1.2.1 to D.1.2.4. + +Note that the classes show all attributes, not just those associated with topology. + +#### D.1.2.1 Link + +Qualified name: CoreModel::CoreNetworkModel::Link::Link + +The Link class models effective adjacency between two or more ForwardingDomains (FD). + +For digital layer networks, in its basic form (i.e., point-to-point Link) it associates a set of LTP clients on one FD with an equivalent set of LTP clients on another FD. + +Like the FC, the Link has ports (LinkPort) which take roles relevant to the constraints on flows offered by the Link (e.g., Root role or leaf role for a Link that has a constrained tree configuration). + +Inherits properties from: + +- ForwardingEntity +- GlobalClass + +Table D.1-1 describes the attributes for Link. + +**Table D.1-1 – Attributes for Link** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | |

The Link can support multiple transport layer protocols via the associated LTP object.

For implementation optimization, where appropriate, multiple layer-specific Links can be merged and represented as a single Link instance as the Link can represent a list of layer protocols.

A Link may support different layer protocols at each Port when it is a transitional Link.

| +| linkDirection | |

The directionality of the Link.

Is applicable to simple Links where all LinkPorts are BIDIRECTIONAL (the Link will be BIDIRECTIONAL) or UNIDIRECTIONAL (the Link will be UNIDIRECTIONAL).

Is not present in more complex cases.

| +| isProtectionLockOut | Preliminary |

The resource is configured to temporarily not be available for use in the protection scheme(s) it is part of.

This overrides all other protection control states including forced.

If the item is locked out, then it cannot be used under any circumstances.

NOTE – Only relevant when part of a protection scheme.

| +| _fd | |

The Link associates with two or more FDs.

This association provides a direct summarization of the association via LinkPort and LTP.

| +| _linkPort | |

The association of the Link to LTPs is made via LinkPort (essentially the ports of the Link)

| +| _lowerLevelLink | Experimental |

A Link may be formed from subordinate links (similar FD formations from subordinate FDs). This association is intended to cover concepts such as serial compound links.

| +| _fdRuleSet | |

The rules related to a Link

| +| _fc | Experimental |

A Link contains one or more FCs. A contained FC connects LTPs that bound the Link.

This FC represents the traditional link connection. It is often not supported in implementations as it can be inferred from FCs in the corresponding FDs.

| +| _lowerLevelFd | Experimental |

FD(s) that form part of a serial compound Link

| +| _linkSpec | Experimental |

See referenced class

| +| _linkSpecReference:ClassRef | SpecReference
Experimental |

See referenced class

| + +#### D.1.2.2 LinkPort + +Qualified name: CoreModel::CoreNetworkModel::Link::LinkPort + +The association of the Link to LTPs is made via LinkPort. + +The LinkPort class models the access to the Link function. The traffic forwarding between the associated LinkPorts of the Link depends upon the type of Link. In cases where there is resilience, the LinkPort may convey the resilience role of the access to the Link. + +The Link can be considered as a component and the LinkPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +Table D.1-2 describes the attributes for LinkPort. + +**Table D.1-2 – Attributes for LinkPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| role | | Each LinkPort of the Link has a role (e.g., symmetric, hub, spoke, leaf, root) in the context of the Link with respect to the Link capability. | +| offNetworkAddress | Experimental |

A freeform opportunity to express a reference for a Port of the Link that is not visible and hence is outside the scope of the control domain (off-network).

This attribute is expected to convey a foreign identifier/name/address or a shared reference for some mid-span point at the boundary between two administrative domains.

This is a reference shared between the parties either side of the network boundary.

The assumption is that the provider knows the mapping between network port and offNetworkAddress and the client knows the mapping between the client port and the offNetworkAddress and that the offNetworkAddress references some common point or pool of points.

It may represent some physical location where the hand-off takes place. This attribute is used when an LTP cannot be referenced.

A Link with an Off-network end cannot be encompassed by an FD.

| +| linkPortDirection | | The orientation of the defined flow at the LinkPort. | +| _ltp | |

The LinkPort may be associated with more than one LTP when the LinkPort is bidirectional and the LTPs are unidirectional.

Multiple LTP

  • – Bidirectional LinkPort to two Uni-directional LTPs.

Zero LTP

  • – BreakBeforeMake transition.
  • – Planned LTP not yet in place.
  • – Off-network LTP referenced through other mechanism.
| +| _fcPort | Experimental | Where a Link supports FCs, each LinkPort of that Link supports the corresponding FcPorts. | + +#### D.1.2.3 ForwardingDomain + +Qualified name: CoreModel::CoreNetworkModel::ForwardingDomain::ForwardingDomain + +The ForwardingDomain (FD) class models the topological component that represents a forwarding capability that provides the opportunity to enable forwarding (of specific transport characteristic information at one or more protocol layers) between points. + +The FD object provides the context for and constrains the formation, adjustment and removal of FCs and hence offers the potential to enable forwarding. + +The FCs may be formed between LTPs at the boundary of the FD or between physical ports at the boundary of the FD (for media layers). + +A number of FDs (related by Links) may be grouped and abstracted to form an FD where that FD represents the effect of the underlying FDs but where the detailed structure is not apparent. + +This grouping and abstraction is potentially recursive. + +An FD represents an abstraction of some combination of software behaviour, electronic behaviour and physical structure that provides a forwarding capability. + +At a lower level of recursion an FD could represent a forwarding capability within a device. + +A device may encompass two or more disjoint forwarding capabilities and may support more than one layer protocol, hence more than one FD. + +A routing fabric may be logically partitioned to represent connectivity constraints, hence the FD representing the routing fabric may be partitioned into a number of FDs representing the constraints. + +The FD represents a subnetwork [ITU-T G.800], FlowDomain [TMF 612] and a MultiLayerSubNetwork (MLSN) [TMF 612]. + +As in the TMF concept of MLSN the FD can support more than one layer-protocol. + +Note that the ITU-T G.800 subnetwork is a single layer entity. + +Inherits properties from: + +- ForwardingEntity +- GlobalClass + +Table D.1-3 describes the attributes for ForwardingDomain. + +**Table D.1-3 – Attributes for ForwardingDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | | One or more protocol layers at which the FD represents the opportunity to enable forwarding between LTP that bound it. | +| _lowerLevelFd | |

The FD class supports a recursive aggregation relationship (HigherLevelFdEncompassesLowerLevelFds) such that the internal construction of an FD can be exposed as multiple lower level FDs and associated Links (partitioning).

The aggregated FDs and Links form an interconnected topology that provides and describes the capability of the aggregating FD.

Note that the model actually represents an aggregation of lower level FDs into higher level FDs as views rather than FD partition, and supports multiple views.

Aggregation allow reallocation of capacity from lower level FDs to different higher level FDs as if the network is reorganized (as the association is aggregation not composition).

| +| _fc | | An FD aggregates one or more FCs. An aggregated FC connects LTPs that bound the FD. | +| _ltp | |

An instance of FD is associated with zero or more LTP objects.

The LTPs that bound the FD provide capacity for forwarding.

For asymmetric FDs, the association to the LTP is via the FdPort.

| +| _lowerLevelLink | |

The FD encompasses Links that interconnect lower-level FDs and collect Links that are wholly within the bounds of the FD.

See also _lowerLevelFd.

| +| _fdRuleSet | Experimental | The rules related to an FD | +| _fdSpec | Experimental | See referenced class | +| _fdPort | Preliminary | The association of the FD to LTPs is either made directly for symmetric FDs or via FdPort for asymmetric FDs. | + +#### D.1.2.4 FdPort + +Qualified name: CoreModel::CoreNetworkModel::ForwardingDomain::FdPort + +The association of the FD to LTPs may be direct for symmetric FDs and may be via FdPort for asymmetric FDs. + +The FdPort class models the role of the access to the FD function. + +The capability to set up FCs between the associated FdPorts of the FD depends upon the type of FD. It is asymmetry in this capability that brings the need for FdPort. + +The FD can be considered as a component and the FdPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +Table D.1-4 describes the attributes for FdPort. + +**Table D.1-4 – Attributes for FdPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| role | | Each FdPort of the FD has a role (e.g., symmetric, hub, spoke, leaf, root) in the context of the FD with respect to the FD capability. | +| fdPortDirection | | The orientation of the defined flow at the FdPort | +| _ltp | | An instance of FD is associated with zero or more LTP objects.
The LTPs that bound the FD provide capacity for forwarding.
For asymmetric FDs, the association to the LTP is via the FdPort. | +| _fcPort | Experimental | Where an FD is asymmetric and hence has FdPorts and where that FD and supports FCs, appropriate FdPorts of that FD support the corresponding FcPorts. | +| _pin | Experimental | For media, a pin on the boundary of the FD | +| _fdPort | Experimental | An FdPort may have a direct association to another FdPort where there is a transition from one domain to another but where there has been no termination. | + +#### D.1.2.5 LogicalTerminationPoint + +Qualified name: + +CoreModel::CoreNetworkModel::LogicalTerminationPoint::LogicalTerminationPoint + +The LogicalTerminationPoint (LTP) class encapsulates the termination and adaptation functions of one or more transport layers represented by instances of LayerProtocol. + +The encapsulated transport layers have a simple fixed 1:1 client-server relationship defined by association end ordering. + +The structure of LTP supports all transport protocols including circuit and packet forms. + +Inherits properties from: + +- GlobalClass. + +Table D.1-5 describes the attributes for LogicalTerminationPoint. + +**Table D.1-5 – Attributes for LogicalTerminationPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| physicalPortReference | Preliminary | One or more text labels for the unmodelled physical port associated with the LTP.
In many cases there is no associated physical port. | +| ltpDirection | | The overall directionality of the LTP.
– A BIDIRECTIONAL LTP must have at least some LPs that are BIDIRECTIONAL but may also have some SINK and/or SOURCE LPs.
– A SINK LTP can only contain SINK LPs
– A SOURCE LTP can only contain SOURCE LPs | +| _serverLtp | | References contained LTPs representing servers of this LTP in an inverse multiplexing configuration (e.g., VCAT). | +| _clientLtp | | References contained LTPs representing client traffic of this LTP for normal cases of multiplexing. | +| _lp | | Ordered list of LayerProtocols that this LTP is comprised of where the first entry in the list is the lowest server layer (e.g., physical). | +| _connectedLtp | | Applicable in a simple context where two LTPs are associated via a non-adjustable enabled forwarding. Reduces clutter removing the need for two additional LTPs and an FC with a pair of FcPorts. | +| _peerLtp | | References contained LTPs representing the reversal of orientation of flow where two LTPs are associated via a non-adjustable enabled forwarding and where the referenced LTP is fully dependent on this LTP. | +| _ltpInOtherView | Preliminary | References one or more LTPs in other views that represent this LTP.
The referencing LTP is the provider of capability. | +| _accessPort | Experimental | Provides a reference to the place where the signal is accessed.
It may represent a physical place (some part of one or more connectors) or a virtual equivalent where there is no further protocol layering (visible). | +| _transferCapacity_Pac | Experimental | The LTP has as an inherent capacity derived from underlying capability.
The capacity of a particular LTP may be dependent upon other uses of resource in the device and hence it may vary over time.
The capacity of a Link is dependent upon the capacity of the LTPs at its ends.
An LTP may be an abstraction and virtualization of a subset of the underlying capability offered in a view or may be directly reflecting the underlying realization. | + +**Table D.1-5 – Attributes for LogicalTerminationPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _ltpSpecReference:ClassRef | Experimental
SpecReference | Provides a reference to a specification which is in the form of a class definition.
An instance of LTP will reference a class (by a universally unique id) that provides definition that extends the LTP including attributes and structure that are present in the LTP instance but that are not defined in the native LTP class. | +| _fdRuleGroup | Experimental | An LTP can reference FD rules that the FD that aggregates it also references so that the rules can then apply to the LTP. | +| _embeddedClock | | See referenced class | +| _supportingPc | Experimental | The functionality supporting this entity | + +### D.1.3 Topology model classes, related classes and structures + +The classes used to represent topology are summarized in the figure in clause D.1.139. In addition, figures in Annex H and Annex K highlight the generalized relationship between the device40 and the topology model classes. + +Considering the topology model in the context of a device and of a network: + +- An FD may be a subordinate part of a NetworkElement, may coincide with a NetworkElement or may be larger than, and independent of, any NetworkElement (see for example FDs A.1 and A.3 in Figure D.2-1) +- An FD may encompass lower-level FDs. This may be such that: + - An FD directly contained in a NetworkElement is divided into smaller parts + - An FD not encompassed by a NetworkElement is divided into smaller parts some of which may be encompassed by NetworkElements (see Figure D.2-1) + - The FD represents the whole network. + +Note that an FD at the lowest level of abstraction (a fabric or some piece of a fabric) does not encompass FDs, while an FD at the highest level of abstraction (i.e., the FD representing the whole network) is not encompassed by any higher-level FDs. + +- An FD encompasses Links that interconnect any FDs encompassed by the FD + +Note that often Links are not encompassed by any FD. All other Links are always encompassed by one FD which may be the FD representing the whole network. As a consequence, the FD representing the whole network shall always be instantiated. + +- A Link may aggregate Links in several ways + - In parallel where several Links are considered as one + - In series where Links chain to form a Link of a greater span + +39 Some associations not related to the focus of this document are omitted. + +40 A device is essentially a small network. The network element concept used in previous releases to represent a device has been found to be inadequate and a more general model has been developed. The device model is described in Annex H and Annex K. + +- Note that this case requires further development in the model. +- A Link has associated FDs that it interconnects + - A Link may interconnect 2 or more FDs41 + - Note that it is usual for a Link to interconnect 2 FDs, but there are cases where many FDs may be interconnected by a Link. +- A Link has LinkPorts that represent the accesses to the Link itself + - LinkPorts are especially relevant for a multi-ended asymmetric Link. +- An FD aggregates LogicalTerminationPoints (LTPs) that bound it. An LTP represent a stack of layer protocol terminations, where the details of each is held in the LayerProtocol (LP). An LTP may be: + - Part of a device + - Conceptually independent from any device 42. +- A Link terminates on LTPs via its contained LinkPorts. + +The figure also highlights the relationships between FC and Link: + +- A Link can be (known to be) supported by an FC in a server layer + - "All" Links are supported by Forwarding in a server layer. A Link is an abstraction of underlying forwarding + - The Link topology is essentially an abstraction of the layout of supporting FCs. +- A Link can give rise to FCs that represent the forwarding in the Link in the layer of the Link + - Note that the term "topology" is used predominantly in the context of layout of available capacity. Although the FC layout, usage of capacity, could also considered as a Topology, this is not a usual usage of the term. + +### D.1.4 Topological properties of the ForwardingEntity + +The ForwardingEntity brings attributes related to transfer characteristics and other forwarding considerations in \_Pacs43 of attributes. These attributes are elaborated in clause D.1.4.1. For further details of types, etc. refer to Appendix II. + +--- + +41 An off-network link with two LinkPorts does not interconnect any FDs in the view. + +42 The assumption is that the LTP can be floating (representing a pool) in the context of a network as a whole (represented by an FD). The LTP has a UUID to allow it to be identified. Under these circumstances, it does not need to be contained in anything (although it is pooled by the FD representing the network). It clearly does need to be accessible via a controller. + +43 Note that the \_Pac mechanism will be replaced with a decoration approach using the specification model as described in Annex G. + +![UML Class Diagram: Topology-Detailed_PacProperties. The diagram shows an abstract class 'ForwardingEntity' with associations to 'ForwardingDomain', 'ForwardingConstruct...', and 'Link'. It has associations to various packages: 'RiskParameter_Pac', 'TransferCost_Pac', 'TransferTiming_Pac', 'TransferIntegrity_Pac', 'TransferCapacity_Pac', 'Validation_Pac', and 'LayerProtocolTransition_Pac'. Each package has associated attributes, some marked as 'Preliminary' or 'Experimental'. A 'LogicalTerminationPoint' is associated with 'ForwardingEntity' via a 'LayerTransitionAbstractLtps' association.](ea40403ee09ad7bcb209382495f36547_img.jpg) + +The diagram illustrates the 'ForwardingEntity' class and its associated packages. The 'ForwardingEntity' class is the central element, with associations to 'ForwardingDomain', 'ForwardingConstruct...', and 'Link'. It also has associations to several packages, each with its own set of attributes: + +- RiskParameter\_Pac**: + - + riskCharacteristic: RiskCharacteristic [1..\*] +- TransferCost\_Pac**: + - + costCharacteristic: CostCharacteristics [1..\*] +- TransferTiming\_Pac**: + - + fixedLatencyCharacteristic: String [1] + - + jitterCharacteristic: String [0..1] + - + wanderCharacteristic: String [0..1] + - «Preliminary» + queuingLatencyCharacteristic: QueuingLatency [\*] +- TransferIntegrity\_Pac**: + - «Preliminary» + errorCharacteristic: String [0..1] + - «Preliminary» + lossCharacteristic: String [0..1] + - «Preliminary» + repeatDeliveryCharacteristic: String [0..1] + - «Preliminary» + deliveryOrderCharacteristic: String [0..1] + - «Preliminary» + unavailableTimeCharacteristic: String [1] + - «Preliminary» + serverIntegrityProcessCharacteristic: String [0..1] +- TransferCapacity\_Pac**: + - «Experimental» + availableCapacity: Capacity [1] + - «Experimental» + capacityAssignedToUserView: Capacity [\*] + - «Experimental» + capacityInteractionAlgorithm: String [0..1] + - «Preliminary» + totalPotentialCapacity: Capacity [1] +- Validation\_Pac**: + - «Preliminary» + validationMechanism: ValidationMechanism [1..\*] +- LayerProtocolTransition\_Pac**: + - «Preliminary» + transitionedLayerProtocol: String [2..\*] + +Associations to packages are labeled with 'ForwardingEntityHas...' followed by the package name. The 'LogicalTerminationPoint' is associated with 'ForwardingEntity' via a 'LayerTransitionAbstractLtps' association, which is marked as '«Experimental»'. + +UML Class Diagram: Topology-Detailed\_PacProperties. The diagram shows an abstract class 'ForwardingEntity' with associations to 'ForwardingDomain', 'ForwardingConstruct...', and 'Link'. It has associations to various packages: 'RiskParameter\_Pac', 'TransferCost\_Pac', 'TransferTiming\_Pac', 'TransferIntegrity\_Pac', 'TransferCapacity\_Pac', 'Validation\_Pac', and 'LayerProtocolTransition\_Pac'. Each package has associated attributes, some marked as 'Preliminary' or 'Experimental'. A 'LogicalTerminationPoint' is associated with 'ForwardingEntity' via a 'LayerTransitionAbstractLtps' association. + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-Detailed\_PacProperties. + +###### Figure D.1-5 – Topology \_Pac detail + +As shown in Figure D.1-5, an abstract class "ForwardingEntity" has been defined to collect forwarding/topology-related properties (characteristics, etc.) that are common to FC, FD and Link. The FC, FD and Link can acquire content from the conditional packages (\_Pacs). The conditional packages provide all key forwarding properties of a topology. + +Note that several areas are still under development (highlighted using "Experimental" or "Preliminary"). + +#### D.1.4.1 ForwardingEntity + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::ForwardingEntity + +A ForwardingEntity is an abstract representation of the emergent effect of the combined functioning of an arrangement of components (running hardware, software running on hardware, etc.). The effect can be considered as the realization of the potential for apparent communication adjacency for entities that are bound to the terminations at the boundary of the ForwardingEntity. The ForwardingEntity enables the creation of constrained forwarding to achieve the apparent adjacency. The apparent adjacency has intended performance degraded from perfect adjacency and a statement of that degradation is conveyed via the attributes of the packages associated with this class. + +This class is abstract. + +Table D.1-6 describes the attributes for LogicalTerminationPoint. + +**Table D.1-6 – Attributes for ForwardingEntity** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|------------------------|--------------------------------------------------|----------------------| +| _riskParameter_Pac | | See referenced class | +| _transferCost_Pac | | See referenced class | +| _transferTiming_Pac | | See referenced class | +| _transferCapacity_Pac | | See referenced class | +| _transferIntegrity_Pac | | See referenced class | +| _validation_Pac | | See referenced class | +| _layerTransition_Pac | | See referenced class | + +#### **D.1.4.2 LayerProtocolTransition\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::LayerProtocolTransition\_Pac + +The transition characteristics are relevant for a Link that is formed by abstracting one or more LTPs (in a stack) to focus on the flow and deemphasize the protocol transformation. This abstraction is relevant when considering multi-layer routing. The LPs of the LTP and the order of their application to the signal is still relevant and needs to be accounted for (this is derived from the LTP spec details). This \_Pac provides the relevant abstractions of the LTPs and provides the necessary association with the LTPs involved. Links that include details in this \_Pac are often referred to as Transitional Links. This class is abstract. + +Table D.1-7 describes the attributes for LayerProtocolTransition\_Pac. + +**Table D.1-7 – Attributes for LayerProtocolTransition\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|---------------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| transitionedLayerProtocol | Preliminary |

Provides the ordered structure of layer protocol transitions encapsulated in the ForwardingEntity.

The list starts with the client side as the first entry and includes all layer-protocol names (hence the smallest number is 2 as otherwise the Link is not transitional).

The ordering relates also to the LinkPort role (which emphasizes the orientation).

Where the transitional link is multi-ported and layer asymmetric the list includes the superset of layer-protocol names.

Transitional links can only be applied where the transition for each port is such that all transitions between any ports are subsequences of the list.

The specific subsequence is determined by the LayerProtocols of the LTP associated with the LinkPort and the role of the LinkPort.

| +| _ltp | Experimental | Lists the LTPs that define the layer protocol transition of the transitional link. | + +#### D.1.4.3 RiskParameter\_Pac + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::RiskParameter\_Pac + +The risk characteristics of a ForwardingEntity come directly from the underlying physical realization. The risk characteristics propagate from the physical realization to the client and from the server layer to the client layer, this propagation may be modified by protection. A ForwardingEntity may suffer degradation or failure as a result of a problem in a part of the underlying realization. The realization can be partitioned into segments that have some relevant common failure modes. There is a risk of failure/degradation of each segment of the underlying realization. Each segment is a part of a larger physical/geographical unit that behaves as one with respect to failure (i.e., a failure has a high probability of impacting the whole unit, e.g., all cables in the same duct). Disruptions to that larger physical/geographical unit impact (cause failure/errors to) all ForwardingEntities that use any part of that larger physical/geographical entity. Any ForwardingEntity that uses any part of that larger physical/geographical unit will suffer impact and hence each ForwardingEntity shares risk. The identifier of each physical/geographical unit that is involved in the realization of each segment of a ForwardingEntity can be listed in the RiskParameter\_Pac of that ForwardingEntity. A segment has one or more risk characteristic. Shared risk between two ForwardingEntity compromises the integrity of any solution that use one of those ForwardingEntities as a backup for the other. Where two ForwardingEntities have a common risk characteristic they have an elevated probability of failing simultaneously compared to two ForwardingEntities that do not share risk characteristics. + +This class is abstract. + +Table D.1-8 describes the attributes for RiskParameter\_Pac. + +**Table D.1-8 – Attributes for RiskParameter\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------| +| riskCharacteristicList | | A list of risk characteristics for consideration in an analysis of shared risk. Each element of the list represents a specific risk consideration. | + +#### D.1.4.4 TransferCapacity\_Pac + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::TransferCapacity\_Pac + +The ForwardingEntity derives capacity from the underlying realization. A ForwardingEntity may be an abstraction and virtualization of a subset of the underlying capability offered in a view or may directly reflect the underlying realization. A ForwardingEntity may be directly used in the view or may be assigned to another view for use. The clients supported by a multi-layer ForwardingEntity may interact such that the resources used by one client may impact those available to another. This is derived from the LTP spec details. A ForwardingEntity represents the capacity available to the user (client) along with client interaction and usage. A ForwardingEntity may reflect one or more client protocols and one or more members for each profile. + +This class is abstract. + +Table D.1-9 describes the attributes for TransferCapacity\_Pac. + +**Table D.1-9 – Attributes for TransferCapacity\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|------------------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------| +| totalPotentialCapacity | Preliminary | An optimistic view of the capacity of the ForwardingEntity assuming that any shared capacity is available to be taken. | +| availableCapacity | Experimental | Capacity available to be assigned | +| capacityAssignedToUserView | Experimental | Capacity already assigned | +| capacityInteractionAlgorithm | Experimental | A reference to an algorithm that describes how various chunks of allocated capacity interact (e.g., when shared). | + +#### **D.1.4.5 TransferCost\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::TransferCost\_Pac + +The cost characteristics of a ForwardingEntity are not necessarily correlated to the cost of the underlying physical realization. They may be quite specific to the individual ForwardingEntity (e.g., opportunity cost) and relates to layer capacity. There may be many perspectives from which cost may be considered for a particular ForwardingEntity and hence many specific costs and potentially cost algorithms. Using an entity will incur a cost. + +This class is abstract. + +Table D.1-10 describes the attributes for TransferCost\_Pac. + +**Table D.1-10 – Attributes for TransferCost\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-----------------------------------------------------------------------------------| +| costCharacteristic | | The list of costs where each cost relates to some aspect of the ForwardingEntity. | + +#### **D.1.4.6 TransferIntegrity\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::TransferIntegrity\_Pac + +Transfer integrity characteristic covers expected/specified/acceptable characteristic of degradation of the transferred signal. It includes all aspects of possible degradation of signal content as well as any damage of any form to the total ForwardingEntity and to the carried signals. Note that the statement is of total impact to the ForwardingEntity so any partial usage of the ForwardingEntity (e.g., a signal that does not use full capacity) only suffers its portion of the impact. + +This class is abstract. + +Table D.1-11 describes the attributes for TransferIntegrity\_Pac. + +**Table D.1-11 – Attributes for TransferIntegrity\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|--------------------------------------|--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| errorCharacteristic | Preliminary | Describes the degree to which the signal propagated can be errored. Applies to TDM systems as the errored signal will be propagated and not packets, as errored packets will be discarded. | +| lossCharacteristic | Preliminary | Describes the acceptable characteristic of lost packets where loss may result from discard due to errors or overflow. Applies to packet systems and not TDM (as TDM errored signals are propagated unless grossly errored and overflow/underflow turns into timing slips). | +| repeatDeliveryCharacteristic | Preliminary | Primarily applies to packet systems where a packet may be delivered more than once (e.g., in fault recovery). It can also apply to TDM where several frames may be received twice due to switching in a system with a large differential propagation delay. | +| deliveryOrderCharacteristic | Preliminary | Describes the degree to which packets will be delivered out of sequence. Does not apply to TDM as the TDM protocols maintain strict order. | +| unavailableTimeCharacteristic | Preliminary | Describes the duration for which there may be no valid signal propagated. | +| serverIntegrityProcessCharacteristic | Preliminary | Describes the effect of any server integrity enhancement process on the characteristics of the ForwardingEntity. | + +#### **D.1.4.7 TransferTiming\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::TransferTiming\_Pac + +A ForwardingEntity will suffer effects from the underlying physical realization related to the timing of the information passed by the ForwardingEntity. + +This class is abstract. + +Table D.1-12 describes the attributes for TransferTiming\_Pac. + +**Table D.1-12 – Attributes for TransferTiming\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|----------------------------|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| fixedLatencyCharacteristic | | A ForwardingEntity suffers delay caused by the realization of the servers (e.g., distance related; FEC encoding) along with some client specific processing. This is the total average latency effect of the ForwardingEntity. | + +**Table D.1-12 – Attributes for TransferTiming\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| jitterCharacteristic | | High frequency deviation from true periodicity of a signal and therefore a small high rate of change of transfer latency. Applies to TDM systems (and not packet). | +| wanderCharacteristic | | Low frequency deviation from true periodicity of a signal and therefore a small low rate of change of transfer latency. Applies to TDM systems (and not packet). | +| queuingLatencyList | Preliminary | The effect on the latency of a queuing process. This only has a significant effect for packet-based systems and has a complex characteristic. | + +#### **D.1.4.8 Validation\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::NetworkCommon::ForwardingCommon::Validation\_Pac + +Validation covers the various adjacent discovery and reachability verification protocols. Also may cover Information source and degree of integrity. + +This class is abstract. + +Table D.1-13 describes the attributes for Validation\_Pac + +**Table D.1-13 – Attributes for Validation\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------| +| validationMechanism | Preliminary | Provides details of the specific validation mechanism(s) used to confirm the presence of an intended ForwardingEntity. | + +### D.1.5 Model showing topology, forwarding and termination + +Figure D.1-6 shows the topology model in the context of the core network model. + +![Figure D.1-6 – Topology, Forwarding and Termination](188a44725b154c1f37855797d6a174f4_img.jpg) + +The diagram is a UML class diagram showing the relationships between various network modeling elements. Key classes include: + + +- ForwardingEntity**: Connected to various 'Pac' classes like TransferCost\_Pac, TransferTiming\_Pac, TransferCapacity\_Pac, TransferIntegrity\_Pac, RiskParameter\_Pac, Validation\_Pac, and LayerProtocolTransition\_Pac. +- Link**: Associated with LinkPort and has associations like 'LinkHasAssociatedFdFs' and 'LinkEncompassesLowerLevelLinks'. +- LogicalTerminationPoint (LTP)**: Connected to LayerProtocol and has associations like 'LtpConnectsToPeerLtp'. +- ForwardingConstruct (FC)**: Associated with FcPort and has associations like 'FcHasLowerLevelFcs'. +- Fd (Forwarding Domain)**: Has associations like 'FdHasFdPorts' and 'FdEncompassesLowerLevelLinks'. + + The diagram uses standard UML notation for associations, aggregations, and compositions, with multiplicity indicators (e.g., 0..1, 1, \*). It also includes notes like 'Preliminary', 'Experimental', and 'StrictComposite'. + +Figure D.1-6 – Topology, Forwarding and Termination + +Source Papyrus CoreModel diagram: Topology-FullSkeleton. + +**Figure D.1-6 – Topology, Forwarding and Termination** + +### D.1.6 Further defining the Link + +It is important to clarify a number of definitions and to derive others: + +- Link (from [ITU-T G.800]): + - A "topological component" which describes a fixed relationship between a "subnetwork" or "access group" and another "subnetwork" or "access group". +- "Normal" Link (for the purpose of this Recommendation): + - A Link that is supported by a single server layer trail and the client label is the same at both ends of the link. +- [ITU-T G.800] also describes four other ways that the server layer may support a link (rephrased slightly here): + - Transitional link: A transitional link is a type of link that consists of the LTP at the edge of one subnetwork and a corresponding LTP at the edge of another subnetwork that operates on different instances of CI or whose CI is the same, but with different layer information. + - Transitional Links are dealt with in clause D.2.9. + - Links supported by multiple server layer trails: + - Multiple parallel links between the same subnetworks can be bundled together into a single composite link. Each component of the composite link is independent in the sense that each component link is supported by a separate server layer trail. The composite link conveys communication information using different server layer trails, thus the sequence of symbols crossing this link may not be preserved. + +Rec. ITU-T G.7711 (08/2025) 117 + +- Multiple server layer trails can be combined using the inverse multiplexing technique described in [ITU-T G.805]. This creates a new composite rate trail with a capacity that is the sum of the capacity of the component trails. + - Inverse multiplexing is covered in clause D.2.12. +- A Link can also be constructed by a concatenation of component Links and configured subnetwork connections. This is called a serial compound Link. + - Serial compound Links are covered in clause D.2.8. + +A Link is a representation of potential/capability to enable forwarding between two or more ForwardingDomains. In most cases a Link is bidirectional between two ForwardingDomains (it can clearly be used unidirectionally). A Link represents the potential capacity between the ForwardingDomains that bound it. A Link represents an adjacency. + +A link capability is usually realized by a server layer protocol that ensures transfer transparently between its client's ForwardingDomains. A Link is a highly restricted capability that maintains all properties of the client traffic. When realized by a server layer, a Link is a reflection of: + +- A ForwardingConstruct in the server layer. +- A parallel set of ForwardingConstructs in the server layer. + +NOTE 1 – As the Link is a reflection of server layer forwarding, it could be represented by a ForwardingConstruct where that ForwardingConstruct represents the full available capacity that can then be divided into capacity segments that are again represented by ForwardingConstructs + +A Link can be considered to represent one or more of the following: + +- The need for adjacency +- The offer of adjacency capability +- The expectation of adjacency +- The intent to provide adjacency +- A realized adjacency +- Actual current adjacency. + +Enabled forwarding between the ForwardingDomains is represented by a ForwardingConstruct within a Link where the ForwardingConstruct represents the transparent transfer of a flow of traffic. The Link may be channelized and provide an identifier for that traffic that is the same at all ends of the Link + +- The link capacity could be enabled on a per channel basis. +- When realized by a server layer in simple cases all capacity is immediately enabled. + +There may be a demand for adjacency, represented by a Link that is not realized by any server layer forwarding. The link may offer channelization and expose disabled ForwardingConstructs. + +A server layer may offer mappings to different client layers. This may require configuration of the adapter between the client and the server. This configuration may be achieved automatically at ForwardingConstruct creation. + +NOTE 2 –Whilst contention for resources between client layers is likely it is not explored further here. + +## D.2 Explanatory figures + +This clause provides figures that illustrate the application of the model to various network scenarios. The clause builds up from simple topologies to complex multi-layer schemes observed from different viewpoints. + +See Figure 5-2 for a key to the symbol set used in the figures contained in this annex. + +### D.2.1 Basic topology + +In this clause, a basic stylized network example is used to illustrate some of the associations in the topology model fragment. Figure D.2-1 focuses on the `ForwardingDomain` class and the recursive aggregation relationship. + +![Figure D.2-1: ForwardingDomain recursion with Link. The diagram shows a network topology on the left and a UML class diagram on the right. The network topology consists of Forwarding Domains (FDs) represented by yellow ovals. FD B is the outermost domain, containing FD A and FD C. FD A contains FDs A.1, A.2, A.3, A.4, and A.5. FD A.1 contains FDs A.1.1, A.1.2, and A.1.3. Links are shown as red lines connecting nodes between FDs. Annotations explain the nesting and the fact that a link is wholly within a specific FD. The UML diagram on the right defines the classes and relationships. 'ForwardingDomain' is an 'OpenModelClass' that has a recursive aggregation relationship 'HigherLevelFdEncompassesLowerLevelFds' with itself (multiplicity * to *). It also has an association 'FdEncompassesLowerLevelLinks' with the 'Link' class (multiplicity 2..* to *). 'Link' is an 'OpenModelClass' with an association 'LinkHasAssociatedFds' back to 'ForwardingDomain' (multiplicity * to *). There is also an experimental link recursion relationship 'LinkEncompassesLowerLevelLinks' between 'Link' and itself (multiplicity * to *). Annotations point to specific parts of the diagram: 'Shown by ForwardingDomain nesting (e.g., A is in B)' points to the nesting of FDs; 'HigherLevelFdEncompassesLowerLevelFds' points to the recursive aggregation; 'Allows for multi-ended links' points to the Link class; 'FD A encompasses 5 links' points to the FdEncompassesLowerLevelLinks association; 'Represents link at boundary of ForwardingDomain' points to a link between FD A and FD C; 'CoreModel Diagram FdRecursionWithLink' points to the Link class; and 'Showing experimental Link recursion' points to the LinkEncompassesLowerLevelLinks association. A note at the bottom left states: 'A Link is wholly in a specific ForwardingDomain if all ForwardingDomains that it is associated to are in that ForwardingDomain. Hence no specific association is necessary in the model.' The diagram is labeled 'G.7711-Y.1702(22)_FD.2-1'.](387a316ca4f909a5260b0c5e232d5cc8_img.jpg) + +Figure D.2-1: ForwardingDomain recursion with Link. The diagram shows a network topology on the left and a UML class diagram on the right. The network topology consists of Forwarding Domains (FDs) represented by yellow ovals. FD B is the outermost domain, containing FD A and FD C. FD A contains FDs A.1, A.2, A.3, A.4, and A.5. FD A.1 contains FDs A.1.1, A.1.2, and A.1.3. Links are shown as red lines connecting nodes between FDs. Annotations explain the nesting and the fact that a link is wholly within a specific FD. The UML diagram on the right defines the classes and relationships. 'ForwardingDomain' is an 'OpenModelClass' that has a recursive aggregation relationship 'HigherLevelFdEncompassesLowerLevelFds' with itself (multiplicity \* to \*). It also has an association 'FdEncompassesLowerLevelLinks' with the 'Link' class (multiplicity 2..\* to \*). 'Link' is an 'OpenModelClass' with an association 'LinkHasAssociatedFds' back to 'ForwardingDomain' (multiplicity \* to \*). There is also an experimental link recursion relationship 'LinkEncompassesLowerLevelLinks' between 'Link' and itself (multiplicity \* to \*). Annotations point to specific parts of the diagram: 'Shown by ForwardingDomain nesting (e.g., A is in B)' points to the nesting of FDs; 'HigherLevelFdEncompassesLowerLevelFds' points to the recursive aggregation; 'Allows for multi-ended links' points to the Link class; 'FD A encompasses 5 links' points to the FdEncompassesLowerLevelLinks association; 'Represents link at boundary of ForwardingDomain' points to a link between FD A and FD C; 'CoreModel Diagram FdRecursionWithLink' points to the Link class; and 'Showing experimental Link recursion' points to the LinkEncompassesLowerLevelLinks association. A note at the bottom left states: 'A Link is wholly in a specific ForwardingDomain if all ForwardingDomains that it is associated to are in that ForwardingDomain. Hence no specific association is necessary in the model.' The diagram is labeled 'G.7711-Y.1702(22)\_FD.2-1'. + +**Figure D.2-1 – ForwardingDomain recursion with Link44** + +Figure D.2-1 shows a UML fragment including the `Link` and `ForwardingDomain` (FD). For simplicity, it is assumed here that the Links and FDs are for a single layer protocol, although an FD can support a list of layer protocols. + +Figure D.2-1 shows several instances of FD interconnected by Links and shows nesting of FDs. The recursive aggregation `HigherLevelFdEncompassesLowerLevelFds` relationship (aggregation is represented by an open diamond) supports the `ForwardingDomain` nesting, but it should be noted that this is intentionally showing no lifecycle dependency between the lower `ForwardingDomains` and the higher ones that nest them (to do this composition, a black diamond would have been used instead of an open diamond). This is to allow for rearrangements of the `ForwardingDomain` hierarchy (e.g., when regions of a network are split or merged) and to emphasize that the nesting is an abstraction rather than a decomposition. The underlying network still operates, regardless of how it is perceived in terms of aggregating `ForwardingDomains`. The model allows for only one hierarchy. + +In the example in Figure D.2-1, there are 14 FD instances, with the following instances of the "`HigherLevelFdEncompassesLowerLevelFds`" relationships: + +- B encompasses two FDs: A and C +- A encompasses five FDs: A.1, A.2, A.3, A.4 and A.5 +- A.1 encompasses three FDs: A.1.1, A.1.2 and A.1.3 + +44 The numbering on the figure implies a strict and fixed hierarchy. It should be noted that the association is an aggregation and hence the hierarchy can change, and an FD may move from being encompassed by one FD to being encompassed by another. Consider the numbering as simply a view of the current structure. + +- A.2 encompasses three FDs: A.2.1, A.2.2 and A.2.3. + +When one FD is removed, the "HigherLevelFdEncompassesLowerLevelFds" relationships are modified. For example, if FD A.1 in Figure D.2-1 is removed, the instances of the "HigherLevelFdEncompassesLowerLevelFds" relationships will be modified as follows: + +- B encompasses two FDs: A and C +- A encompasses seven FDs: A.1.1, A.1.2, A.1.3, A.2, A.3, A.4 and A.545 +- A.2 encompasses three FDs: A.2.1, A.2.2 and A.2.3. + +An FD can also be added. Initially it will have no associated lower-level FDs. Existing FDs can be moved as appropriate to form the new hierarchy. + +The association between Link and FD allows a Link to be terminated on two or more FDs (see Figure D.2-2). Through this, the model supports point to point Links, as well as cases where the server ForwardingConstruct is multi-point terminated, giving rise to a multi-pointed Link. Multi-pointed links occur in PON and Layer 2 MAC in media access control (MAC).46 + +It should be noted that the model includes LinkPort which further details the relationship between FD and Link. This is explained below. + +### **D.2.2 Topology in a control context** + +The model fragment in Figure D.2-2 shows the control model (that has replaced the model of NetworkElement and SdnController – see Annex\_H). + +--- + +45 Clearly the FD naming in Figure D.2-1 is for ease of reading and does not represent the hierarchy. + +46 Work supporting this was coordinated by the TM Forum. + +![UML Class Diagram showing the Topology-FdAndControl model. The diagram includes classes: ControlConstruct, ConstraintDomain, ForwardingDomain, Link, and ExposureContext. It also includes two example classes: Function:SdnController and Function:NetworkElementControl. Relationships include associations and generalizations with multiplicities and role names like _controlConstructInDomain, _linkInDomain, _fdInDomain, and _exposureContext.](f431b5db0c635c95318cff1adbe10c05_img.jpg) + +``` + +classDiagram + class ControlConstruct { + <> + } + class ConstraintDomain { + <> + } + class ForwardingDomain { + <> + } + class Link { + <> + } + class ExposureContext { + <> + } + class Function_SdnController { + <> + Function:SdnController + } + class Function_NetworkElementControl { + <> + Function:NetworkElementControl + } + + ControlConstruct <|-- Function_SdnController : (generalization) + ControlConstruct <|-- Function_NetworkElementControl : (generalization) + + ConstraintDomain "*" o-- "*" ControlConstruct : +_controlConstructInDomain + ConstraintDomain "*" o-- "*" Link : +_linkInDomain + ConstraintDomain "1" -- "*" ExposureContext : +_cd ExposureContextDefinedByCd + + ForwardingDomain "*" o-- "*" ConstraintDomain : +_fdInDomain + ForwardingDomain "*" -- "*" Link : +_lowerLevelLink FdEncompassesLowerLevelLinks + ForwardingDomain "*" -- "*" ForwardingDomain : +_lowerLevelFd HigherLevelFdEncompassesLowerLevelFds + + Link "*" o-- "*" ForwardingDomain : +_linkInDomain + + ControlConstruct "1..*" -- "*" ExposureContext : ControlConstructExposesExposureContext + ExposureContext "*" -- "*" ForwardingDomain : +_lowerLevelFd + ExposureContext "*" -- "*" Link : +_exposureContext + +``` + +UML Class Diagram showing the Topology-FdAndControl model. The diagram includes classes: ControlConstruct, ConstraintDomain, ForwardingDomain, Link, and ExposureContext. It also includes two example classes: Function:SdnController and Function:NetworkElementControl. Relationships include associations and generalizations with multiplicities and role names like \_controlConstructInDomain, \_linkInDomain, \_fdInDomain, and \_exposureContext. + +G.7711(25) + +Source Papyrus CoreModel diagram: Topology-FdAndControl. + +**Figure D.2-2 – Topology in a control context** + +Figure D.2-3 shows a simplified view of the model and a pictorial. + +![UML Class Diagram and Pictorial Representation of ForwardingDomain link recursion. The UML diagram shows classes: ControlConstruct, Function:SdnController, Function:NetworkElementControl, ConstraintDomain, ForwardingDomain, Link, and ExposureContext. Relationships include aggregation, inheritance, and associations with multiplicities. The pictorial part shows a hierarchy of ForwardingDomains (A, B, C) and Devices (ConstraintDomains) with nested sub-networks and links. Annotations explain that a ForwardingDomain may not be within a device, and a device may encompass several unrelated ForwardingDomains. A legend defines the colors for Device, SDN controller, Sub-network controller, and Orchestrator. The diagram is titled 'CoreModel Diagram Topology-FdAndControl'.](4ef412e08808c40e0beb7808d36b9379_img.jpg) + +UML Class Diagram: + +- «OpenModelClass, Experimental» ControlConstruct** (1..\*) + - Associated with **«OpenModelClass, Example» Function:SdnController** (1..\*) via `+_controlConstructInDomain`. + - Associated with **«OpenModelClass, Example» Function:NetworkElementControl** (1..\*) via `CdConstrainsControlConstruct «Experimental»`. + - Associated with **«OpenModelClass, Experimental» ConstraintDomain** (\*) via `CdConstrainsControlConstruct «Experimental»`. + - Associated with **«OpenModelClass, Experimental» ExposureContext** (\*) via `ControlConstructExposesExposureContext «Experimental»`. +- «OpenModelClass, Experimental» ConstraintDomain** (\*) + - Associated with **«OpenModelClass, Experimental» ForwardingDomain** (\*) via `+_cd`. + - Associated with **«OpenModelClass, Experimental» ExposureContext** (\*) via `ExposureContextDefinedByCd`. + - Associated with **«OpenModelClass» ForwardingDomain** (\*) via `CdConstrainsFd «Experimental»`. +- «OpenModelClass» ForwardingDomain** (\*) + - Associated with **«OpenModelClass» Link** (\*) via `+_fdInDomain`. + - Associated with **«OpenModelClass» ForwardingDomain** (\*) via `+_lowerLevelFd` (HigherLevelFdEncompassesLowerLevelFds). + - Associated with **«OpenModelClass» Link** (\*) via `FdEncompassesLowerLevelLinks`. + +Pictorial Representation: + +- A large yellow oval represents the **Device (ConstraintDomain)**. +- Inside the oval, there are several colored rectangles representing different control scopes: + - A blue rectangle (Sub-network controller) contains ForwardingDomain A.1 (nodes A.1.1, A.1.2, A.1.3). + - A green rectangle (SDN controller) contains ForwardingDomain A.2 (nodes A.2.1, A.2.2, A.2.3). + - An orange rectangle (Device) contains ForwardingDomain A.3. + - A red rectangle (Orchestrator) contains ForwardingDomain A.4. + - Another red rectangle (Orchestrator) contains ForwardingDomain A.5. +- ForwardingDomain A.1 is connected to A.2 via a link. +- ForwardingDomain A.3 is connected to A.4 and A.5 via links. +- ForwardingDomain A.2 is connected to A.3 via a link. +- ForwardingDomain C is shown outside the main device oval. + +Annotations: + +- A ForwardingDomain may be not within a device +- A device may encompass several unrelated ForwardingDomain +- Control scope +- Device scope + +Legend: + +- Device (ConstraintDomain) - Brown square +- SDN controller - Green square +- Sub-network controller - Blue square +- Orchestrator - Red square + +CoreModel Diagram Topology-FdAndControl + +G.7711-Y.1702(22)\_FD.2-3 + +UML Class Diagram and Pictorial Representation of ForwardingDomain link recursion. The UML diagram shows classes: ControlConstruct, Function:SdnController, Function:NetworkElementControl, ConstraintDomain, ForwardingDomain, Link, and ExposureContext. Relationships include aggregation, inheritance, and associations with multiplicities. The pictorial part shows a hierarchy of ForwardingDomains (A, B, C) and Devices (ConstraintDomains) with nested sub-networks and links. Annotations explain that a ForwardingDomain may not be within a device, and a device may encompass several unrelated ForwardingDomains. A legend defines the colors for Device, SDN controller, Sub-network controller, and Orchestrator. The diagram is titled 'CoreModel Diagram Topology-FdAndControl'. + +**Figure D.2-3 – ForwardingDomain link recursion showing device (Constraint Domain) and control** + +The pictorial form in Figure D.2-3 shows an overlay of the new representation of the device and the SDN controller on the ForwardingDomains and a corresponding fragment of UML showing relevant classes (and examples of usage). + +The figure emphasizes that at and below one particular level of abstraction of ForwardingDomain (the device boundary), the ForwardingDomains are all bounded by a specific ConstraintDomain (brown square). This is represented in the UML fragment by the aggregation association (diamond). There is potentially a lifecycle dependency in that the ForwardingDomain at this level can only be PLANNED if the device is not present or there is no traceability to physical resources. + +The figure also shows that a ForwardingDomain need not be bounded by any control entity (as explained in the UML fragment by the \* on the aggregation association), and that a ForwardingDomain may have a smaller scope than the whole device (even when considering only a single layer-protocol as noted earlier). In one case depicted the two ForwardingDomains, A.4 and A.5, in the scope of the device level control component are completely independent. In the other cases depicted, the subordinate ForwardingDomains (clauses A.2.2.1-A.2.2.3) are themselves joined by Links emphasizing that the device does not necessarily represent the lowest level of relevant network decomposition. + +The figure also emphasizes that just because one ForwardingDomain at a particular level of decomposition of the network happens to be the one bounded by a device does not mean that all ForwardingDomains at that level are also bounded by devices.47 + +Figure D.2-4 zooms in on a fragment of the network used in previous figures. The figure shows detail of the LinkPort and LTP (intentionally omitted from the earlier figures). The key points are highlighted in the figure. The LTP represents the pool of capacity to support clients. This pooling capability is a view of the potential of the LTP for adaptation from the server layer to the layer of concern. The Link capacity is defined by the intersection of adaptation of the LTPs at either end. + +![Figure D.2-4: ForwardingDomain, Link and LTP associations. This is a UML Class Diagram titled 'CoreModel Diagram LinkFdFragmentInLtpContext'. It shows the relationships between ForwardingDomain, Link, LinkPort, and LogicalTerminationPoint. At the top, a network topology diagram shows node B connected to nodes A and C. Node A is further decomposed into A.5. Arrows indicate associations between these nodes and the classes below. The class diagram includes: 'ForwardingDomain' (with attributes +_forwardingDomain) associated with 'Link' (1 to 2..*) via 'FdAggregatesLtps'; 'Link' (with attribute +_fd) associated with 'LinkPort' (1 to 2..*) via 'LinkHasLinkPorts'; 'LinkPort' (with attribute +_linkPort) associated with 'LogicalTerminationPoint' (*) via 'LinkPortTerminatesOnLtps'; and 'ForwardingDomain' associated with 'Link' (*) via 'FdEncompassedLowerLevelLinks'. A note indicates 'Both FD A and FD A.5 aggregate the same LTP instance'. Another note states 'The Link has [2..*] associated FDs as it has [2..*] LinkPorts but also has potentially multiple FDs at a single LinkPort because the LTP that the LinkPort terminates on may be aggregated by more than one FD'. A red circle highlights the association between ForwardingDomain and Link, and an orange circle highlights the association between Link and LinkPort.](24a5d31d8d81bf0e4fe402416b8b2f49_img.jpg) + +CoreModel Diagram +LinkFdFragmentInLtpContext + +G.7711-Y.1702(22)\_FD.2-4 + +Figure D.2-4: ForwardingDomain, Link and LTP associations. This is a UML Class Diagram titled 'CoreModel Diagram LinkFdFragmentInLtpContext'. It shows the relationships between ForwardingDomain, Link, LinkPort, and LogicalTerminationPoint. At the top, a network topology diagram shows node B connected to nodes A and C. Node A is further decomposed into A.5. Arrows indicate associations between these nodes and the classes below. The class diagram includes: 'ForwardingDomain' (with attributes +\_forwardingDomain) associated with 'Link' (1 to 2..\*) via 'FdAggregatesLtps'; 'Link' (with attribute +\_fd) associated with 'LinkPort' (1 to 2..\*) via 'LinkHasLinkPorts'; 'LinkPort' (with attribute +\_linkPort) associated with 'LogicalTerminationPoint' (\*) via 'LinkPortTerminatesOnLtps'; and 'ForwardingDomain' associated with 'Link' (\*) via 'FdEncompassedLowerLevelLinks'. A note indicates 'Both FD A and FD A.5 aggregate the same LTP instance'. Another note states 'The Link has [2..\*] associated FDs as it has [2..\*] LinkPorts but also has potentially multiple FDs at a single LinkPort because the LTP that the LinkPort terminates on may be aggregated by more than one FD'. A red circle highlights the association between ForwardingDomain and Link, and an orange circle highlights the association between Link and LinkPort. + +**Figure D.2-4 – ForwardingDomain, Link and LTP associations** + +An alternative way of depicting the topology of the example is shown in Figure D.2-5. The Link shown in Figure D.2-4 is shown twice in Figure D.2-5, as highlighted in the figure. + +47 It should be noted that a device/ControlComponent is never within the bounds of an FD. The device is associated with levels in the FD hierarchy. + +![Figure D.2-5 – FDs and topology. A hierarchical diagram showing Forwarding Domains (FDs) and their associated topologies. The diagram is divided into four levels by horizontal dashed lines, labeled from top to bottom: 'More abstract', 'Less abstract', 'CoreModel Diagram', and 'LinkFdFragmentInLtpContext'. At the top level, a yellow oval 'B' is connected to two yellow ovals 'A' and 'C' by blue lines. A note above 'B' reads 'Single layer view (i.e., all FDs/Links are for the same layer-protocol)'. A class box for 'ForwardingDomain' is shown with a composition relationship to 'Link' (brown rectangle). Arrows indicate relationships like 'HigherLevelFdEncompassesLowerLevelFds' and 'FdEncompassedLowerLevelLinks'. Below the 'Less abstract' line, 'Topology B' contains nodes 'A', 'C', and a link between them. 'Topology A' contains nodes 'A.1' through 'A.5' with various links. 'Topology C' contains node 'C' and a link to 'A.3'. Below the 'CoreModel Diagram' line, 'Topology A.1' contains nodes 'A.1.1' through 'A.1.3'. 'Topology A.2' contains nodes 'A.2.1' through 'A.2.3'. Blue lines connect nodes across different topologies, indicating hierarchy. A note 'The same link shown twice' points to a link in Topology B.](792a3e6edb8dc2fc545f0782d6b4d3f7_img.jpg) + +Figure D.2-5 – FDs and topology. A hierarchical diagram showing Forwarding Domains (FDs) and their associated topologies. The diagram is divided into four levels by horizontal dashed lines, labeled from top to bottom: 'More abstract', 'Less abstract', 'CoreModel Diagram', and 'LinkFdFragmentInLtpContext'. At the top level, a yellow oval 'B' is connected to two yellow ovals 'A' and 'C' by blue lines. A note above 'B' reads 'Single layer view (i.e., all FDs/Links are for the same layer-protocol)'. A class box for 'ForwardingDomain' is shown with a composition relationship to 'Link' (brown rectangle). Arrows indicate relationships like 'HigherLevelFdEncompassesLowerLevelFds' and 'FdEncompassedLowerLevelLinks'. Below the 'Less abstract' line, 'Topology B' contains nodes 'A', 'C', and a link between them. 'Topology A' contains nodes 'A.1' through 'A.5' with various links. 'Topology C' contains node 'C' and a link to 'A.3'. Below the 'CoreModel Diagram' line, 'Topology A.1' contains nodes 'A.1.1' through 'A.1.3'. 'Topology A.2' contains nodes 'A.2.1' through 'A.2.3'. Blue lines connect nodes across different topologies, indicating hierarchy. A note 'The same link shown twice' points to a link in Topology B. + +G.7711-Y.1702(22)\_FD.2-5 + +**Figure D.2-5 – FDs and topology** + +Figure D.2-6 considers the topology further in combination with the FCs. The figure shows LTP on the boundary of two (or more) FDs. The LTP may be considered as on the boundary of FD if a LayerProtocol of the LTP: + +- Is for the layer-protocol of the FD (and the LTP is accessible to the FD). +- Adapts to the layer-protocol of the FD (and the LTP is accessible to the FD). + +Note that the figure shows a device context (the brown rectangle fragments) to assist in understanding that the principle also applies in a fully "virtualized" case (simply remove the device boxes). + +![Figure D.2-6: LTPs encompassed by FDs (at one layer-protocol). The diagram shows a network topology with three layer-protocols: A, B, and C. Layer-protocol B is at the top, followed by A, and then C. Below these, there are two forwarding domains (FDs) represented by orange-shaded areas. The left FD contains nodes A.3 and A.5. The right FD contains node C. Various links (red and green) connect these nodes to layer-protocols and to each other. A 'CoreModel Diagram' is shown on the right, detailing the relationships between 'Ltp', 'Fwd', 'Link', and 'LtpProtocol' objects. A list of assumptions and facts is provided below the diagram.](e47d450f315d0b633906c03cc91f90ef_img.jpg) + +- Assume all FDs shown are of the same single layerProtocol +- The LP instance of a grey LTP has adaptation to the FD layerProtocol. +- The LP instance of the grey LTP is at a different layerProtocol to that of the FDs shown +- A Link represents capacity at the FD layerProtocol +- The green LTP, a client of the grey LTP, has a single LP instance which is at the FD layerProtocol +- Hence each FD aggregates (red association) both green and grey LTP although the LP of the grey LTP is NOT at the FD layerProtocol + +CoreModel Diagram +ForwardingConnectivityFragmentWithinLinkAndIdRecursion + +Figure D.2-6: LTPs encompassed by FDs (at one layer-protocol). The diagram shows a network topology with three layer-protocols: A, B, and C. Layer-protocol B is at the top, followed by A, and then C. Below these, there are two forwarding domains (FDs) represented by orange-shaded areas. The left FD contains nodes A.3 and A.5. The right FD contains node C. Various links (red and green) connect these nodes to layer-protocols and to each other. A 'CoreModel Diagram' is shown on the right, detailing the relationships between 'Ltp', 'Fwd', 'Link', and 'LtpProtocol' objects. A list of assumptions and facts is provided below the diagram. + +**Figure D.2-6 – LTPs encompassed by FDs (at one layer-protocol)** + +Clearly, an LTP with multiple LPs may be on the boundary of FDs at multiple layer-protocols. An LTP may be on the boundary of several FDs of different layer-protocols even where the LTP only has one LP. Figure D.2-7 shows a case where there is a floating LTP, A, containing a single LP. The LTP is on the boundary of FD C and FD D at layer-protocol Y and on the boundary of FD B at layer-protocol X (as it adapts to layer-protocol X). + +![Figure D.2-7: LTPs encompassed by FDs (at several layer-protocols). The diagram shows a network topology with two layer-protocols: X and Y. Layer-protocol X is at the top, and layer-protocol Y is below it. There are three forwarding domains: B (left), C (middle), and D (right). Node A is a 'floating LTP' on the boundary of all three domains. Nodes LpX and LpY are also shown. Links connect nodes to layer-protocols and between domains. A 'CoreModel Diagram' is shown on the right, detailing the relationships between 'Ltp', 'Fwd', 'Link', and 'LtpProtocol' objects. A note indicates the highlighting of red and green associations.](9958beca8f65818eb0ff893647af94de_img.jpg) + +Note the highlighting of red and green associations + +CoreModel Diagram +ForwardingConnectivityFragmentWithinLinkAndIdRecursion + +Figure D.2-7: LTPs encompassed by FDs (at several layer-protocols). The diagram shows a network topology with two layer-protocols: X and Y. Layer-protocol X is at the top, and layer-protocol Y is below it. There are three forwarding domains: B (left), C (middle), and D (right). Node A is a 'floating LTP' on the boundary of all three domains. Nodes LpX and LpY are also shown. Links connect nodes to layer-protocols and between domains. A 'CoreModel Diagram' is shown on the right, detailing the relationships between 'Ltp', 'Fwd', 'Link', and 'LtpProtocol' objects. A note indicates the highlighting of red and green associations. + +**Figure D.2-7 – LTPs encompassed by FDs (at several layer-protocols)** + +### D.2.3 Topology and views + +Figure D.2-8 shows how the Link terminates on the LTP via the LinkPort. + +![UML Class Diagram titled 'CoreModel Diagram LinkAndLinkPortInContext'. It shows three classes: LinkPort, Link, and LogicalTerminationPoint. LinkPort has a 1..* association with Link (role LinkHasLinkPorts, multiplicity 1, stereotype «StrictComposite»). LinkPort has a 1..* association with LogicalTerminationPoint (role +_ltp, multiplicity *). LogicalTerminationPoint has a self-association (role +_ltpInOtherView, multiplicity *). Red dashed arrows point from the diagram to a vertical stack of LTP icons on the left, which are grouped into three colored boxes: green (top), yellow (middle), and purple (bottom). The green box contains one LTP icon. The yellow box contains two LTP icons. The purple box contains four LTP icons. A yellow circle on the left points to the top LTP icon in the green box. A yellow arrow points from the top LTP icon in the green box to the LinkPort class. Another yellow arrow points from the bottom LTP icon in the purple box to the LogicalTerminationPoint class.](031de8ea6c5568a02faffd59b5c337f7_img.jpg) + +- For cases where there is no physical LTPa "floating" LTP is used. +- Where the situation is fully virtualized a "floating" LTP with only the pooling function is used. +- An inter-view relationship to link contents of a "floating" LTP with the contents of a physically bound LTP is shown (preliminary). This is essentially internally to the controller. + +``` + +classDiagram + class LinkPort { + <> + } + class Link { + <> + } + class LogicalTerminationPoint { + <> + } + LinkPort "2..*" -- "1" Link : LinkHasLinkPorts <> + LinkPort "*" -- "*" LogicalTerminationPoint : +_ltp + LogicalTerminationPoint "*" -- "*" LogicalTerminationPoint : +_ltpInOtherView + +``` + +CoreModel Diagram +LinkAndLinkPortInContext + +G.7711-Y.1702(22)\_FD.2-8 + +UML Class Diagram titled 'CoreModel Diagram LinkAndLinkPortInContext'. It shows three classes: LinkPort, Link, and LogicalTerminationPoint. LinkPort has a 1..\* association with Link (role LinkHasLinkPorts, multiplicity 1, stereotype «StrictComposite»). LinkPort has a 1..\* association with LogicalTerminationPoint (role +\_ltp, multiplicity \*). LogicalTerminationPoint has a self-association (role +\_ltpInOtherView, multiplicity \*). Red dashed arrows point from the diagram to a vertical stack of LTP icons on the left, which are grouped into three colored boxes: green (top), yellow (middle), and purple (bottom). The green box contains one LTP icon. The yellow box contains two LTP icons. The purple box contains four LTP icons. A yellow circle on the left points to the top LTP icon in the green box. A yellow arrow points from the top LTP icon in the green box to the LinkPort class. Another yellow arrow points from the bottom LTP icon in the purple box to the LogicalTerminationPoint class. + +**Figure D.2-8 – LTP "pooling" client LTPs** + +Figure D.2-9 shows the views of Link, LinkPort and LTP in LTP pooling. + +![Figure D.2-9: Views of Link, LinkPort and LTP showing LTP pooling. The figure contains two diagrams. The top diagram, 'Showing layering in elevation view (above)', shows a central purple box representing an LTP. It has a 'Single layer protocol (layer B) adapter' and a 'Multi-layer protocol adapter' on its left side. On its right side, it connects to a 'LinkPort' which is part of a 'Multi-layer protocol Link'. This link is connected to a 'Single layer protocol (layer A) Link', which in turn connects to a 'LinkConnection in layer A (not modelled)'. Above the central LTP box is a green box labeled 'LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP)'. Below the central box is a label 'LTP bound to physical port (also applies to floating LTPPs)'. A red note states: 'NOTE – In the model the associations are to LTP but the black lines on this figure show the actual point of attachment in the substructure of the LP and also show some associations in the sub-structure'. The bottom diagram, 'Showing multiple channels in plan view (above)', shows a central purple box with two adapters on the left: 'Single layer protocol (layer A) adapter' and 'Multi-layer protocol adapter'. It also has a 'Single layer protocol (B) capacity' label. On the right, it connects to a 'LinkPort' which is part of a 'Multi-layer protocol Link'. This link is connected to a 'Single layer protocol Link (layer A)' and a 'Single layer protocol Link (layer B)'. Above the central box is a green box labeled 'LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP)'. To the right of the central box is a yellow box containing a 'LinkConnection (not modelled)', a 'Single layer protocol Link (layer A)', a 'Multi-layer protocol Link', a 'Single layer protocol Link (layer B)', a 'Single layer protocol LinkPort', and a 'Multi-layer protocol LinkPort'. A label at the bottom right of the central box states 'Capacity not available in B due to usage in A'. A reference code 'G.7711-Y.1702(22)_FD.2-9' is in the bottom right corner.](79403f771ea4876ca26ecee2f288b1d1_img.jpg) + +LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP) + +LinkConnection in layer A (not modelled) + +Single layer protocol (layer A) Link + +Multi-layer protocol Link + +LinkPort + +LTP bound to physical port (also applies to floating LTPPs) + +Single layer protocol (layer B) adapter + +Multi-layer protocol adapter + +NOTE – In the model the associations are to LTP but the black lines on this figure show the actual point of attachment in the substructure of the LP and also show some associations in the sub-structure + +**Showing layering in elevation view (above)** + +Single layer protocol (layer A) adapter + +Multi-layer protocol adapter + +LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP) + +LinkConnection (not modelled) + +Single layer protocol Link (layer A) + +Multi-layer protocol Link + +Single layer protocol Link (layer B) + +Single layer protocol LinkPort + +Multi-layer protocol LinkPort + +Single layer protocol (B) capacity + +Capacity not available in B due to usage in A + +**Showing multiple channels in plan view (above)** + +G.7711-Y.1702(22)\_FD.2-9 + +Figure D.2-9: Views of Link, LinkPort and LTP showing LTP pooling. The figure contains two diagrams. The top diagram, 'Showing layering in elevation view (above)', shows a central purple box representing an LTP. It has a 'Single layer protocol (layer B) adapter' and a 'Multi-layer protocol adapter' on its left side. On its right side, it connects to a 'LinkPort' which is part of a 'Multi-layer protocol Link'. This link is connected to a 'Single layer protocol (layer A) Link', which in turn connects to a 'LinkConnection in layer A (not modelled)'. Above the central LTP box is a green box labeled 'LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP)'. Below the central box is a label 'LTP bound to physical port (also applies to floating LTPPs)'. A red note states: 'NOTE – In the model the associations are to LTP but the black lines on this figure show the actual point of attachment in the substructure of the LP and also show some associations in the sub-structure'. The bottom diagram, 'Showing multiple channels in plan view (above)', shows a central purple box with two adapters on the left: 'Single layer protocol (layer A) adapter' and 'Multi-layer protocol adapter'. It also has a 'Single layer protocol (B) capacity' label. On the right, it connects to a 'LinkPort' which is part of a 'Multi-layer protocol Link'. This link is connected to a 'Single layer protocol Link (layer A)' and a 'Single layer protocol Link (layer B)'. Above the central box is a green box labeled 'LTP in FC layer-protocol with shallow termination (with only ITU-T G.805 CP)'. To the right of the central box is a yellow box containing a 'LinkConnection (not modelled)', a 'Single layer protocol Link (layer A)', a 'Multi-layer protocol Link', a 'Single layer protocol Link (layer B)', a 'Single layer protocol LinkPort', and a 'Multi-layer protocol LinkPort'. A label at the bottom right of the central box states 'Capacity not available in B due to usage in A'. A reference code 'G.7711-Y.1702(22)\_FD.2-9' is in the bottom right corner. + +**Figure D.2-9 – Views of Link, LinkPort and LTP showing LTP pooling** + +The LTP may have the capability48 to map to multiple client layer-protocols where there is an interaction between the client mappings (e.g., if capacity/channel $x$ of client layer-protocol A is used then capacity/channel set $y$ of client layer-protocol B is no longer available). The capacity of the Link is determined by evaluating the "intersection" of capabilities of the LTPs at the ends (which is complex in a multi-ported case). + +The used capacity is determined by considering which client LTPs exist as a result of their being FCs. A Link may be multi-layered and hence may represent the whole client capacity of an LTP, or it may be single layered. + +Figure D.2-10 shows the views of LTP virtualization. + +48 This capability of the LTP is not currently modelled but work is under way to construct an LTP specification model. + +#### CoreModel Diagram LinkAndLinkPortInContext + +![UML Class Diagram and Network Diagrams showing LTP virtualization.](69d00e8adf9811292427fb2ce6712e39_img.jpg) + +The diagram consists of three parts: a UML class diagram at the top left, and two network diagrams below it. + +**UML Class Diagram:** Shows four classes: `«OpenModelClass» LinkPort`, `«OpenModelClass» Link`, `«OpenModelClass» LogicalTerminationPoint`, and `«OpenModelClass» LtpInOtherView`. Associations include: `LinkPort` (2..\*) to `Link` (1) via `LinkHasLinkPorts` («StrictComposite»); `LinkPort` (\*) to `LogicalTerminationPoint` (\*) via `LinkPortTerminatesOnLtps`; `LogicalTerminationPoint` (\*) to `LtpInOtherView` (\*) via `LtpRelatesToLtpInOtherView`. + +**Text Annotations:** + +- `LtpRelatesToLtpInOtherView` is used to relate LTPs at one level of abstraction/virtualization with those at another +- LTP represents a pool of capacity with an association from the view providing the capacity. There is clearly a need for some equivalence of role in the network for the ends providing capacity and their links + +**Network Diagrams:** + +- Showing plan view for one layer (above):** A diagram showing two yellow server icons on the left connected to two purple server icons in the middle, which are then connected to two yellow server icons on the right. A dashed red line separates the top "Virtualized" view from the bottom "Physical" view. Red arrows indicate capacity flow from the physical links to the virtualized LTPs. A label "Showing committed potential" points to these arrows. +- Showing layering in elevation (above):** A diagram showing a stack of layers. At the bottom is a purple layer containing a series of nodes. Above it are two green layers, each containing an LTP. Red arrows show capacity being aggregated from the lower layer into the higher layers. A label "Same layer-protocol" points to the green layers. + +G.7711-Y.1702(22)\_FD.2-10 + +UML Class Diagram and Network Diagrams showing LTP virtualization. + +Figure D.2-10 – Views of "virtualization"49 of LTPs with server side LTP representing a pool + +Some capacity may be taken from each of a number of Links supporting a particular layer-protocol and offered in a "virtualized" view perhaps for use in a particular application, etc. The "virtualized" view will normally be referenced in a different name space. The rules for grouping capacity into Links in the "virtualized" view have not yet been documented. The same model is used for Links and LTPs in the "virtualized" view as is used in the "physical" view. + +It is important to emphasize that the virtual/physical split is a gross simplification. In reality, a server provides an abstracted/virtualized view of an underlying system to its client where that underlying system is provided by further servers hence "Physical" view obscures this complexity (but is sufficient for this description). + +- Both views are virtualized where the lower view is "providing" to the upper view. +- Using the term "physical" at this point is tolerable as it enables easier case-oriented interpretation of the figures and concepts. + +49 The terms "physical", "virtualization" and "virtualized" are used loosely here. The "physical" aspects are shown in the context of LTPs bound to physical but in general this is really the "provider view" and the "virtualized" aspects are really "provider's client view context" (which is essentially what the provider exposes to the client). + +- Something like "provider's resource context" and "provider's client view context" may be better terms in the long run. + +The figures below provide a view of sequence of realization of a virtualized view. + +Figure D.2-11 provides a starting condition. The figure depicts a virtualized view and a completely disassociated physical view. At this point, although the network does exist, it has no capacity allocated to the client or used in any way. + +However, the client has been offered some pre-planned resources and has chosen usage of some resources. These resources are clearly not operable. This is analogous to pre-provisioning a physical equipment slot in a device. + +![Figure D.2-11 – Starting condition. A diagram showing two network views separated by a dashed red line. The top view is the 'Virtualized' view, showing a path from a yellow oval on the left, through a grey box (LTP representing pool of virtual capacity), a yellow box (Link representing virtual link), another grey box, to a yellow oval on the right. The bottom view is the 'Physical' view, showing a path from a yellow oval on the left, through a purple box, a yellow box, another purple box, to a yellow oval on the right. Annotations point to various elements: 'LTP representing pool of virtual capacity' points to the first grey box in the virtualized view; 'LTP representing unit of virtual capacity used in virtual forwarding' points to a small green circle inside the first grey box; 'Link representing virtual link showing link connection (intentionally not modelled)' points to the yellow box in the virtualized view; 'The virtualized FC is not realized by ](8a9a4dc9f8f886d283f9a75e5b2287f4_img.jpg) + +Figure D.2-11 – Starting condition. A diagram showing two network views separated by a dashed red line. The top view is the 'Virtualized' view, showing a path from a yellow oval on the left, through a grey box (LTP representing pool of virtual capacity), a yellow box (Link representing virtual link), another grey box, to a yellow oval on the right. The bottom view is the 'Physical' view, showing a path from a yellow oval on the left, through a purple box, a yellow box, another purple box, to a yellow oval on the right. Annotations point to various elements: 'LTP representing pool of virtual capacity' points to the first grey box in the virtualized view; 'LTP representing unit of virtual capacity used in virtual forwarding' points to a small green circle inside the first grey box; 'Link representing virtual link showing link connection (intentionally not modelled)' points to the yellow box in the virtualized view; 'The virtualized FC is not realized by + +**Figure D.2-11 – Starting condition** + +The operator then chooses to allocate capacity from the "Physical" view to the "Virtualized" view. Note that the association "LtpRelatesToLtpInOtherView" is from the "Physical" view to the "Virtualized" view and is from both levels of LTP (LayerProtocol Client and LayerProtocol Server). This orientation emphasizes that real resources are provided, and that the actual client will not see anything other than the virtualized view. Clearly, in some places in an actual solution, realization both directions of association may be beneficial. + +Figure D.2-13 illustrates that there is no necessary ordering/numbering consistency between the "Physical" view and the "Virtualized" view. + +![Figure D.2-12 – Resource allocation diagram showing 'Virtualized' and 'Physical' views with annotations for LTP relaying and capacity realization.](e492fe1061d82aa76cbf7114f57eb90c_img.jpg) + +This diagram illustrates resource allocation across two views separated by a dashed red line. The top section is labeled "Virtualized" view and the bottom "Physical" view. In the physical view, there are three nodes: two purple nodes on the left and right, and a yellow node in the center. In the virtualized view, there are two grey nodes on the left and right, and a yellow node in the center. Blue lines represent connections between nodes. Red curved arrows indicate data flow from the physical nodes to the virtualized nodes. Annotations include: +LtpRelatestToLtpInOtherView: Points to a red arrow from a physical node to a virtualized node. +Capacity in pool not yet realized in the physical network: Points to a dashed yellow rectangle within the central yellow node. +Virtual FC realized by FC in "physical" view: Points to a green rectangle within a virtualized node. +The diagram is labeled G.7711-Y.1702(22)\_FD.2-12. + +Figure D.2-12 – Resource allocation diagram showing 'Virtualized' and 'Physical' views with annotations for LTP relaying and capacity realization. + +**Figure D.2-12 – Resource allocation** + +At some future point the provider my decide to reallocate resources in the network such that the "Virtualized" view LTP is now supported by a different "Physical" view LTP (as shown in Figure D.2-13). Clearly there are various sequencing considerations to minimize impact. The essential thing to note is that the naming/addressing in the "Virtualized" view is unchanged through the process. + +![Figure D.2-13 – Move of allocation with no change to 'Virtualized' view diagram showing a shift in physical support for the virtualized view.](d22fb161d760fcf9fe3fb7b36f81c6fb_img.jpg) + +This diagram shows a reconfiguration of the network. The "Virtualized" view and "Physical" view labels and dashed line remain the same. In the physical view, the central yellow node is now positioned lower, between two purple nodes. The virtualized view nodes (grey) remain in the top row. Red curved arrows now show the data flow from the lower physical nodes to the virtualized nodes. The central yellow node's internal dashed yellow rectangle is still present. The diagram is labeled G.7711-Y.1702(22)\_FD.2-13. + +Figure D.2-13 – Move of allocation with no change to 'Virtualized' view diagram showing a shift in physical support for the virtualized view. + +**Figure D.2-13 – Move of allocation with no change to "Virtualized" view** + +After some further time, the operator may choose to add capacity to the "Virtualized" view as illustrated in Figure D.2-14. + +![Figure D.2-14: Capacity from server LayerProtocol Server LTPs. The diagram illustrates two views of a network: the 'Virtualized' view (top) and the 'Physical' view (bottom), separated by a dashed red line. The 'Physical' view shows three server nodes (purple boxes) connected to a central yellow box. The 'Virtualized' view shows three server nodes (grey boxes) connected to a central yellow box. Red arrows indicate the flow of capacity from the 'Physical' view to the 'Virtualized' view. A text label at the top left states 'Adding capacity from another (appropriate) LTP in the "physical" view'.](11bbed8294a393058c901641b8f50b5c_img.jpg) + +G.7711-Y.1702(22)\_FD.2-14 + +Figure D.2-14: Capacity from server LayerProtocol Server LTPs. The diagram illustrates two views of a network: the 'Virtualized' view (top) and the 'Physical' view (bottom), separated by a dashed red line. The 'Physical' view shows three server nodes (purple boxes) connected to a central yellow box. The 'Virtualized' view shows three server nodes (grey boxes) connected to a central yellow box. Red arrows indicate the flow of capacity from the 'Physical' view to the 'Virtualized' view. A text label at the top left states 'Adding capacity from another (appropriate) LTP in the "physical" view'. + +**Figure D.2-14 – Capacity from server LayerProtocol Server LTPs** + +In the case set out in Figure D.2-14, there are two "Physical" view LTPs that are in the server layer of FCs shown. These two LTPs are associated with a single "Virtualized" view LTP representing a pool of capability to support the layer of the FCs shown. + +The above illustration sequence leads to the following observations: + +- There is no fixed association between the resources represented in the "Virtualized" view and the resources represented in the "Physical" view. + - The identifiers in the two spaces must be different. This will be discussed in a following clause. +- The "LtpRelatesToLtpInOtherView" association can provide all necessary view interrelationships. + +### D.2.4 View boundaries and intermediates + +In the previous clause the "Virtualized" view had no physical ports. However, clearly a client to a network may need to connect at a physical port. Figure D.2-15 shows several network cases as simple sketches where the outer ellipse boundary represents the actual commercial network boundary. In a common interworking case, the operator exposes nothing of the interior of the network, so the network is opaque and only the physical edge detail is provided (as shown in the upper left diagram of Figure D.2-15). In some cases, the operator may choose to expose apparent interior structure to perhaps explain capacity limitations. Then the network is essentially semi-transparent. It is possible that the network edge is essentially in the cloud so that even the interconnects are virtualized. A fully virtualized case where there is some exposure of internal constraints is shown in the lower right diagram in Figure D.2-15. + +![Figure D.2-15: Various view boundaries. The figure shows four diagrams of network topologies within a yellow oval (ForwardingDomain). Top-left: 'Transparent network Exposing only physical edge' shows a single oval with four purple squares (LTPs) on its boundary. Top-right: 'Semi-transparent network Exposing physical edge and virtual interior topology' shows an oval containing a central node connected to three other nodes, with purple squares on the outer boundary and grey squares on internal nodes. Bottom-left: 'Transparent network Exposing physical interior topology' shows an oval containing a central node connected to three other nodes, with purple squares on the outer boundary and on the internal nodes. Bottom-right: 'Semi-transparent virtual network Exposing virtual edges and virtual interior topology' shows an oval containing a central node connected to three other nodes, with grey squares on all nodes. A legend at the bottom defines the symbols: purple square for 'LTP bound to physical port', grey square for 'LTP without direct physical port (floating/virtual/pool)', yellow oval for 'ForwardingDomain', and yellow rectangle for 'Link'. The text 'G.7711-Y.1702(22)_FD.2-15' is in the bottom right.](beda549cc2a4e2b9ac7f74fe9ed72b67_img.jpg) + +Figure D.2-15: Various view boundaries. The figure shows four diagrams of network topologies within a yellow oval (ForwardingDomain). Top-left: 'Transparent network Exposing only physical edge' shows a single oval with four purple squares (LTPs) on its boundary. Top-right: 'Semi-transparent network Exposing physical edge and virtual interior topology' shows an oval containing a central node connected to three other nodes, with purple squares on the outer boundary and grey squares on internal nodes. Bottom-left: 'Transparent network Exposing physical interior topology' shows an oval containing a central node connected to three other nodes, with purple squares on the outer boundary and on the internal nodes. Bottom-right: 'Semi-transparent virtual network Exposing virtual edges and virtual interior topology' shows an oval containing a central node connected to three other nodes, with grey squares on all nodes. A legend at the bottom defines the symbols: purple square for 'LTP bound to physical port', grey square for 'LTP without direct physical port (floating/virtual/pool)', yellow oval for 'ForwardingDomain', and yellow rectangle for 'Link'. The text 'G.7711-Y.1702(22)\_FD.2-15' is in the bottom right. + +**Figure D.2-15 – Various view boundaries** + +### D.2.5 The FdPort + +FdPort improves the representation of asymmetric FD capability and aligns the FD with the general Component-System pattern (see Appendix V). For example, an FD could have FdPorts with root role, FdPorts with leaf role and FdPorts that can be either such that only FCs that are Root-Leaf can be created and only in conformant orientations. + +Limited use has been made of the FD port at this stage. + +### D.2.6 More on views and names/identifiers – The FC representing a Call + +Each view may have its own name spaces and/or identifier spaces. An entity, regardless of which view it is in, will expose the appropriate name and identifiers using the attributes highlighted in Annex C. An entity may have several names and several identifiers. An entity may be referred to using an address (a sequence of names/identifiers) where the names/identifiers have a local scope smaller than the context in which the entity needs to be uniquely determined. + +In Figure D.2-16, a number of views are exposed where each has its own namespace and where the LTPs relate via the "LtpRelatesToLtpInOtherView" association as discussed in the earlier clause. There could be more or less views in the recursion and the discussion here is not on the absolute number of levels but instead on how they relate and on how the things in the views are referenced. + +Figure D.2-16 covers forwarding services. For other more complex services ProcessingConstruct will be required (see Annex K). + +![Figure D.2-16: Various interrelated network views in a multi-party context. The diagram shows four levels of network abstraction: Abstract intent, Detailed intent, Realization, and Physical network (showing logical port view).](845e014e3b8677eb735d0e21f21206be_img.jpg) + +The diagram illustrates four levels of network views in a multi-party context, separated by horizontal lines: + +- Abstract intent:** Shows a yellow oval representing a "Service" or "Call" bounded by a "Physical administrative demarcation". It has two ports, X and Y. Annotations indicate that LTP represents the pool of client LTPs and apparent physical port. A bracket on the right labeled "From other standards" maps this to "Service" Call in the TRI reference space. +- Detailed intent:** Shows the same yellow oval with more detail. Port X has sub-ports X:B:port = 1m66t and X:C:port = A170/978. Port Y has sub-ports Y:G:port = 3J69q and Y:F:port = 333ui. A bracket on the right labeled "From other standards" maps this to "Service" Connection in the TRI/SNP reference space. An arrow labeled "LtpRelatesToLtpInOtherView" points from the detailed intent to the realization. +- Realization:** Shows the yellow oval connected to a network of nodes (NE l p5, NE m p9, p5, p30, p2, p8, p7, p2, p1, p12). Port X has sub-ports X:B:port = 1m66t and X:C:port = A170/978. Port Y has sub-ports Y:G:port = 3J69q and Y:F:port = 333ui. A bracket on the right labeled "CTP" maps this to "Connection" and "Connection CrossConnection". +- Physical network (showing logical port view):** Shows a complex network of nodes (A, B, C, D, E, F, G, H, I, X, Y, Z, o, s, t, u, v, w, x, y, z) and ports (p1, p2, p5, p7, p8, p9, p12, p30). A bracket on the right labeled "CTP" maps this to "Connection" and "Connection CrossConnection". An arrow points to a node labeled "Ultimate single end in client space". + +G.7711-Y.1702(22)\_FD.2-16 + +Figure D.2-16: Various interrelated network views in a multi-party context. The diagram shows four levels of network abstraction: Abstract intent, Detailed intent, Realization, and Physical network (showing logical port view). + +**Figure D.2-16 – Various interrelated network views in a multi-party context** + +The most abstracted view (Abstract Intent50) shows the FC bounded by the network demarcation represents a "Service"51 or Call52-53 [ITU-T G.8081] in any state, from most abstract stage to fully operational state. The Call represents the intention to provide service and sometimes it can exist without connection. When the Call is installed and enabled, it can be used to provide forwarding service and function as an operational FC54. + +The Call tends to be specified in terms of relatively abstract constraints although it could be specified precisely if the shared model is suitably detailed. The cross connections are considered as being specified precisely but there can be optional parameters, and the definition of the cross connections could be considered as constrains with respect to the underlying device. + +The FC is, as usual, terminated by LTPs, which in this case are at the actual physical edge of the administration of the network. There is a two-level hierarchy of LTPs shown where the lower (grey) LTP represents the pool of physical network access ports and the upper (green) LTP represents the + +50 The term "Intent" is being used loosely here. + +51 The usage of the term "Service" is intentionally vague here. + +52 The choice of term depends upon the terminology context and the usages are not always directly analogous in detail (but at this level of description are sufficient). + +53 "A call is an association between two or more users and one or more domains that support an instance of a service through one or more domains." Based on the definition, the service used here only refers to connectivity service. + +54 A call can have different parameters from an underlying FC (e.g., resilience and quality). A call in planning stage (e.g., in early stage of lifecycle) may not have a fully defined end point. + +per-"Service"/Call forwarding termination55. The layering of the upper LTP is that of the "Service"/Call. These LTPs have abstract references. A common acronym for references at this level of abstraction is Transport Resource Identifier (TRI). The TRI will carry a reference that is known by both either side of the administrative demarcation. + +Depending upon the approach to the TRI generation, the TRI may be structured with a number of fields as an address or may be a single opaque field. Depending upon the quality of the TRI scheme, the TRI could be considered as either a name or an identifier (or address of names or identifiers). Regardless, the name "TRI" would be conveyed in the valueName field of the NameAndValue type (used for the appropriate localId or for the appropriate name). + +At the next level of abstraction shown (Detailed Intent) the FC represents a "Service" decomposition or a Connection, etc. which is used to represent the parallel decomposition of the FC or "Service". The same approach is used for the SNP reference relevant at the next level of abstraction. The layering here is more precise, representing the effect of the network as viewed through the physical port. In this particular case, each LTP bounding the call is realized by a pair of LTPs in the connection56. + +In the final two levels of abstraction ("Realization" and "Physical Network") the FCs and LTPs take their more familiar roles. + +NOTE – Similar to the Call, crossconnection (XC) in the realization level can exist without supporting hardware in place, hence Call, Service and crossconnection are intention. If and only if all the XCs of FC are installed and operational, the FC is operational. + +A final consideration at the edge of the network is the layering perceived by the client in a case where there is a device at the edge of the network that is not operating at the layer of the service. Figure D.2-17 shows such a case. The key observation is that the layering of ports deep in the network is projected through the ports at the edge to form a hybrid apparent layering structure that is then exposed to the client. The exposure is exactly what would be seen if the client were to "look into" the edge port. + +--- + +55 The layering of the lower LTPs depends upon the variety of accesses and will not be discussed further here. + +56 This level may be decomposed into "connection" segments and there may be many recursions of abstraction decomposition. + +![Figure D.2-17 – Complex network edge. This diagram illustrates the network edge from three perspectives: Client view, Provider intent view, and Provider realization view. The Client view on the left shows a stack of layers: FC (Link Con), Link, FC, FC (Link Con), Link, FC, FC (Link Con), Link, and FC (Media). The Provider intent view in the middle shows a simplified stack: FC, FC, FC (Link Con), Link, and FC. The Provider realization view on the right shows a more complex stack: FC, FC (Link Con), Link, FC, FC, FC (Link Con), Link, FC, and FC. A 'Projection' arrow points from the Client view to the Provider intent view. A dashed line separates the Client view from the other two views. A small eye icon is in the top left corner. The diagram is labeled G.7711-y.1702(22)_FD.2-17.](d6b0963170ed3d0ed9c5bfaccec452e3_img.jpg) + +Figure D.2-17 – Complex network edge. This diagram illustrates the network edge from three perspectives: Client view, Provider intent view, and Provider realization view. The Client view on the left shows a stack of layers: FC (Link Con), Link, FC, FC (Link Con), Link, FC, FC (Link Con), Link, and FC (Media). The Provider intent view in the middle shows a simplified stack: FC, FC, FC (Link Con), Link, and FC. The Provider realization view on the right shows a more complex stack: FC, FC (Link Con), Link, FC, FC, FC (Link Con), Link, FC, and FC. A 'Projection' arrow points from the Client view to the Provider intent view. A dashed line separates the Client view from the other two views. A small eye icon is in the top left corner. The diagram is labeled G.7711-y.1702(22)\_FD.2-17. + +G.7711-y.1702(22)\_FD.2-17 + +**Figure D.2-17 – Complex network edge57** + +#### D.2.6.1 Call, service, the resource-service continuum and the capability continuum + +The true service is the outcome/experience as perceived by the user e.g., the experience of adjacency. Providing a service is causing an outcome/experience for a client/user. The service achieved by a transport network is apparent adjacency such that the experience is that what is actually remote information appears local. Providing the service is achieving that outcome for the client/user. + +The user could request an outcome/experience but actually usually requests provision of a capability to enable them to achieve an outcome/experience. Ethernet Private Line is a definition of capability to achieve the outcome of perceived adjacency. What is called Service is usually the capability to achieve the desired outcome and not a statement of the outcome. + +Hence, the usual agreement is for a capability. The call/service is the capability described in the agreement between a client and a provider. The client will perceive the provided capability as a resource. As client-provider this has recently been called the Resource-Service Continuum. In current usage call, service and FC are all definitions of capability. + +The requested capability is itself achieved in terms of other capabilities where those capabilities are assembled in a structure. The structure is a system, and the capabilities can be perceived as components making up that system. + +There appears to be a generalized underpinning model of capabilities represented in terms of components and assemblies of components to form a system that can itself be viewed as a component (this is explored in Appendix V). + +Associated with the provision of service is billing and a level of security. Both of these aspects are relevant to some degree for an FC at any level of view but are most relevant at a commercial boundary. So, at a commercial boundary there is an expression of capabilities and what outcomes/experiences they may be used to achieve, there is an associated statement on pricing and also an appropriate statement on security. + +57 The boundary could be considered as a MEF UNI. + +The axis of the consideration is Capability. Both the resource models and the service models are refactored capability models. This leads to the notion of a capability continuum where the intention is to provide capability at each relevant client-provider demarcation. + +Performance measures are measurements of achieved capability (in the context of the network technology). Performance measures do not necessarily relate to user perception. Mean opinion score (MOS) is a statement of the user experience. An individual only experiences a degradation of service if the performance issue is apparent within their capability of perception, and it occurs when something relevant is being transferred. A performance issue that is within perception capability of the user when something relevant is being transferred will impact the MOS58. + +### D.2.7 Off-network reference and the clients view + +Figure D.2-18 shows the positioning of a Link with an LinkPort that will use the "offNetworkAddress" attribute rather than a fully resolved LTP. Each blue dot in the figure represents an off-network address. + +Unlike the case of the Client in the previous clause, the Provider does not need to have any knowledge of the client port, the client does not need to present any view of their network to the Provider. The provider could create a dummy LTP to represent the client port or could simply end the Link with an off-network reference (offNetworkAddress)59 in the LinkPort. + +![Figure D.2-18 – Complex network edge. This diagram illustrates a network architecture divided into three horizontal layers by dashed lines. The top layer, labeled 'Client view', features a large yellow oval labeled 'Opaque' connected to 'Remainder of client network' on both sides. The middle layer, labeled 'Provider view', shows a complex mesh of nodes (labeled n, r, v, y, w, x, z, o, s, p, t, u, q) and links. Two specific links are labeled 'Off network address' and 'Off network link'. The bottom layer, labeled 'Physical network', contains several rectangular blocks (X, A, I, H, B, C, D, E, F, G, Y) representing network elements or interfaces, interconnected by lines. An arrow points to a specific connection point labeled 'Ultimate single end in client space'. A small text label 'G.7711-Y.1702(22)_FD.2-18' is in the bottom right corner.](c68899cd90617f1d48caa06f4b8faeb0_img.jpg) + +Figure D.2-18 – Complex network edge. This diagram illustrates a network architecture divided into three horizontal layers by dashed lines. The top layer, labeled 'Client view', features a large yellow oval labeled 'Opaque' connected to 'Remainder of client network' on both sides. The middle layer, labeled 'Provider view', shows a complex mesh of nodes (labeled n, r, v, y, w, x, z, o, s, p, t, u, q) and links. Two specific links are labeled 'Off network address' and 'Off network link'. The bottom layer, labeled 'Physical network', contains several rectangular blocks (X, A, I, H, B, C, D, E, F, G, Y) representing network elements or interfaces, interconnected by lines. An arrow points to a specific connection point labeled 'Ultimate single end in client space'. A small text label 'G.7711-Y.1702(22)\_FD.2-18' is in the bottom right corner. + +**Figure D.2-18 – Complex network edge** + +58 For example, in an audio call, a human has a particular round trip delay they can detect (in terms of 10s of ms). + +59 Note that the attribute in the model is "Experimental". + +### D.2.8 Serial-compound Links + +Essentially the serial-compound Link is formed by a serial assembly of links and forwarding domains. However, there are significant complexities that need to be discussed. + +From the user's perspective, a serial compound Link is a Link. Serial compound describes the realization. A serial compound Link is an adjacency that is realized by a number of server layer forwarding constructs that terminate at the client layer at various intermediate points. The arrangement is potentially complex although for a simple point to point Link the server layer Links form a chain. + +In a serial compound Link, the client layer terminations are encapsulated in the exposed Link. For the link to be realized, these client layer terminations must bound ForwardingDomains in such a way that a mesh of Links and ForwardingDomains is formed between the bounding points of the Link, such that forwarding can be enabled between the appropriate points of the Link. There could be complex protection, etc. encapsulated. + +For the exposed Link to be used, appropriate client layer forwarding constructs need to be created in the ForwardingDomains so as to provide the enabled adjacency. Where there are multiple potential clients in addition to the ends needing configuration, the intermediates will also need configuration of adapters as well as configuration of intermediate forwarding constructs. + +Figure D.2-19 shows an opaque network between two access points in a client's view. Here the network is controlled up to and including the client device, i.e., the controller of the network (depicted as a cloud) had control of the adapters at the two access points and can determine that a connection has been made in the FD. The client is assumed here to be operating with the same layer protocol, LP-X, at both ends. + +![Diagram of an opaque network between two access points.](ef86416097668984aee7611317e77bb9_img.jpg) + +A diagram showing two yellow ovals (access points) connected by a central blue cloud (network). Vertical lines separate the ovals from the cloud. A small grey rectangle is at the interface of each oval. Below the diagram is the text 'G.7711-Y.1702(18)\_FD.2-19'. + +Diagram of an opaque network between two access points. + +**Figure D.2-19 – Opaque network between two access points** + +The client layer may require an adjacency between the two access points as shown in Figure D.2-20 and may wish to view this as a Link. + +![Diagram of simple adjacency between two access points viewed as a link.](a36ef9168791e8dfac3356af360cc420_img.jpg) + +A diagram showing two yellow ovals (access points) connected by a thick yellow horizontal bar (the link). The bar is overlaid on a blue cloud. Vertical lines separate the ovals from the bar. A small grey rectangle is at the interface of each oval. Above the bar is a double-headed arrow labeled 'Need adjacency'. Below the diagram is the text 'G.7711-Y.1702(18)\_FD.2-20'. + +Diagram of simple adjacency between two access points viewed as a link. + +**Figure D.2-20 – Simple adjacency between two access points viewed as a Link** + +But the network between the two access points operates at the same layer protocol, LP-X, as the client such that the network combination looks as shown in Figure D.2-21, where all FDs are in LP-X. + +![Figure D.2-21: Network between two accesses in the same layer protocol as the access. The diagram shows three yellow ovals representing network nodes. The first and third ovals are connected to the middle oval via horizontal yellow bars. Each connection point has a small grey rectangle. Vertical blue lines pass through the first and third ovals. The text 'G.7711-Y.1702(18)_FD.2-21' is located below the third oval.](1594605eb94cd26a95fcfdb0b8af86ca_img.jpg) + +Figure D.2-21: Network between two accesses in the same layer protocol as the access. The diagram shows three yellow ovals representing network nodes. The first and third ovals are connected to the middle oval via horizontal yellow bars. Each connection point has a small grey rectangle. Vertical blue lines pass through the first and third ovals. The text 'G.7711-Y.1702(18)\_FD.2-21' is located below the third oval. + +**Figure D.2-21 – Network between two accesses in the same layer protocol as the access** + +To achieve the apparent adjacency, it is necessary to create FCs in the intervening FD and configure the LTPs. In this example, as shown in Figure D.2-22, there is one FD, but there could be many, and the separate FCs could take different, potentially resilient, routes across the network so long as the effect at the access was as if there was a Link. The one restriction is that the signal instance identifier (channel, VID, wavelength, etc.) must appear unchanged. + +![Figure D.2-22: The realization of an apparent Link. This diagram is similar to Figure D.2-21 but includes additional annotations. Three blue arrows point from the text 'FCs required' to the grey rectangles in the middle oval. Two blue arrows point from the text 'Rules... same channel etc' to the horizontal yellow bars. Three blue arrows point from the text 'Configuration required' to the vertical blue lines. The text 'G.7711-Y.1702(18)_FD.2-22' is located below the third oval.](b0384c8e0ff826a8116ab2ff67dadc43_img.jpg) + +Figure D.2-22: The realization of an apparent Link. This diagram is similar to Figure D.2-21 but includes additional annotations. Three blue arrows point from the text 'FCs required' to the grey rectangles in the middle oval. Two blue arrows point from the text 'Rules... same channel etc' to the horizontal yellow bars. Three blue arrows point from the text 'Configuration required' to the vertical blue lines. The text 'G.7711-Y.1702(18)\_FD.2-22' is located below the third oval. + +**Figure D.2-22 – The realization of an apparent Link** + +In normal usage, the FCs would be defined and determined in an initial negotiation for Link capacity. These FCs would then be set up and activated in the network. The FCs would remain unchanged through usage, providing a dedicated capacity that is always available for the client. The client could negotiate additional Link capacity up to the capacity limit of the access points (assuming the network has sufficient capacity to support this). Clearly the client could also negotiate a reduction of the capacity, etc. + +Monitoring at intermediate points on the FCs supporting the serial compound Link will depend upon application of client traffic. The provider of the Link will not be aware of when traffic is being applied and when not. Some form of partial span maintenance (e.g., tandem monitoring, MEPs/MIPs, etc.) may be necessary to provide meaningful and continuous measures. + +In this case, as the provider's controller of the Link can gain information directly from the access points, it can potentially determine when traffic is applied and hence when to set up measures. In addition, it is possible that the information available could allow the controller of the Link to determine when to set up the FCs in the network to support the Link so that the client sees the desired Link as shown in Figure D.2-23, although capacity supporting the Link is not committed until a corresponding client FC is applied at the access point. + +This dynamic capability clearly requires "real time" behaviour from the controller but could allow more efficient usage of network resources, and serial compound Link the configuration of a ForwardingConstruct will require the use of a (possibly trivial) routing function. Note that this dynamic capability is not defined in [ITU-T G.800]. + +![Diagram of a link configuration showing two yellow ovals connected by a yellow bar. A double-headed arrow labeled 'Need adjacency' spans the gap between the ovals. The text 'G.7711-Y.1702(18)_FD.2-23' is at the bottom right.](a76fd8608a1490167e6c1a4ed32b38e6_img.jpg) + +Diagram of a link configuration showing two yellow ovals connected by a yellow bar. A double-headed arrow labeled 'Need adjacency' spans the gap between the ovals. The text 'G.7711-Y.1702(18)\_FD.2-23' is at the bottom right. + +**Figure D.2-23 – The Link resulting from the underlying configuration** + +Figure D.2-24 shows the classes and associations that are relevant in the modelling of the serial compound Link (the key associations are highlighted in red and blue). + +![UML Class Diagram titled 'CoreModel Diagram Topology-SerialCompound'. It shows classes: ForwardingDomain, LinkPort, LogicalTerminationPoint, FcPort, Link, and ForwardingConstruct. Associations include FdAggregatesLtps, LtpHasClientLtps, LinkHasLinkPorts, FcHasFcPorts, LinkEncompassesLowerLevelLinks, FcSupportsLink, and FdSupportsFcs. Key associations are highlighted in red and blue. The text 'G.7711-Y.1702(18)_FD.2-24' is at the bottom right.](223792b3652794024244c277cc46394b_img.jpg) + +UML Class Diagram titled 'CoreModel Diagram Topology-SerialCompound'. It shows classes: ForwardingDomain, LinkPort, LogicalTerminationPoint, FcPort, Link, and ForwardingConstruct. Associations include FdAggregatesLtps, LtpHasClientLtps, LinkHasLinkPorts, FcHasFcPorts, LinkEncompassesLowerLevelLinks, FcSupportsLink, and FdSupportsFcs. Key associations are highlighted in red and blue. The text 'G.7711-Y.1702(18)\_FD.2-24' is at the bottom right. + +**Figure D.2-24 – Serial compound Link showing model** + +In the case above it is assumed that the controller of the network has information from the access points through direct control. In the case shown in Figure D.2-25, it is assumed that there is a more common interconnect where the demarcation is at some point along a cable and not inside a device. + +![Diagram showing a network demarcation point. Two yellow ovals are connected by a blue cloud. Vertical lines mark the demarcation points at the interfaces between the ovals and the cloud. The text 'G.7711-Y.1702(18)_FD.2-25' is at the bottom right.](a8bcad776c8f979f6ca27eebabac4af9_img.jpg) + +Diagram showing a network demarcation point. Two yellow ovals are connected by a blue cloud. Vertical lines mark the demarcation points at the interfaces between the ovals and the cloud. The text 'G.7711-Y.1702(18)\_FD.2-25' is at the bottom right. + +**Figure D.2-25 – Network demarcation at some point along a cable** + +Again, the network can be considered as shown in Figure D.2-26, but on this occasion with the demarcation cutting the access Links. + +![Figure D.2-26: Network demarcation showing network detail. The diagram shows three yellow ovals representing network nodes connected in a series. Between each pair of nodes is a grey rectangular block representing a Forwarding Domain (FD). Two vertical blue lines, representing demarcation points, are positioned such that they cut through the links between the FDs. The text 'G.7711-Y.1702(18)_FD.2-26' is located below the diagram.](3e5f2ac33251e61ca84628b194d44ceb_img.jpg) + +Figure D.2-26: Network demarcation showing network detail. The diagram shows three yellow ovals representing network nodes connected in a series. Between each pair of nodes is a grey rectangular block representing a Forwarding Domain (FD). Two vertical blue lines, representing demarcation points, are positioned such that they cut through the links between the FDs. The text 'G.7711-Y.1702(18)\_FD.2-26' is located below the diagram. + +**Figure D.2-26 – Network demarcation showing network detail** + +As discussed above, to achieve the appearance of a Link to the client at the access points, it is necessary to configure the FCs and LTPs within the network as shown in Figure D.2-27. + +![Figure D.2-27: Implementation of an apparent Link in a mid-cable demarked network. This diagram is similar to Figure D.2-26 but includes additional elements. Above the central FD, the text 'Configuration required' and 'FCs required' has three arrows pointing to the central FD and its associated link segments. The text 'G.7711-Y.1702(18)_FD.2-27' is located below the diagram.](52ddf5847d6a0dec582fc4e972db6397_img.jpg) + +Figure D.2-27: Implementation of an apparent Link in a mid-cable demarked network. This diagram is similar to Figure D.2-26 but includes additional elements. Above the central FD, the text 'Configuration required' and 'FCs required' has three arrows pointing to the central FD and its associated link segments. The text 'G.7711-Y.1702(18)\_FD.2-27' is located below the diagram. + +**Figure D.2-27 – Implementation of an apparent Link in a mid-cable demarked network** + +As can be seen in Figure D.2-27, both the client and the network operator need to apply configuration to cause the client perception of a Link. + +However, considering the dynamic case, the network operator is unaware of when the client has applied configuration unless there is some form of signalling from the client to the operator to cause the configuration to be applied, and the network to provide an apparent Link to the client (as shown in Figure D.2-28). + +![Figure D.2-28: Signalling is necessary to provide dynamic operation of the apparent link. This diagram builds on Figure D.2-27. A blue arrow labeled 'Signalling' points from the leftmost node towards the central FD. The text 'Configuration required' and 'FCs required' is still present above the central FD. The text 'G.7711-Y.1702(18)_FD.2-28' is located below the diagram.](ff6ed9ff347451f49c87007e1a1b92f6_img.jpg) + +Figure D.2-28: Signalling is necessary to provide dynamic operation of the apparent link. This diagram builds on Figure D.2-27. A blue arrow labeled 'Signalling' points from the leftmost node towards the central FD. The text 'Configuration required' and 'FCs required' is still present above the central FD. The text 'G.7711-Y.1702(18)\_FD.2-28' is located below the diagram. + +**Figure D.2-28 – Signalling is necessary to provide dynamic operation of the apparent link** + +However, there is no signalling defined for dynamic serial compound Link support. On that basis, only a static serial compound Link is achievable. All FDs in the layer of the service must have been committed and configured to achieve the Link. This appears to apply to all layers. + +Whilst it may be useful for path computation to use the serial compound Link without a pre-configured ForwardingDomain to determine a route, it is not clear that serial compound Links should be used directly for evaluation of dynamic forwarding control. To use a serial compound Link requires the forwarding control application to have knowledge of the resources/topology that supports the Link via the server layer. It appears that the "raw" form rather than a serial compound Link (i.e., the + +concatenation of Links and ForwardingDomains) must be exposed directly for the purposes of connection management. + +If dynamic behaviour is required with no pre-allocation of resources, it is recommended that: + +- The network is represented to the client as a ForwardingDomain with short access Links. +- A mechanism is provided to configure the forwarding service via the creation of ForwardingConstructs. +- The ForwardingDomain is exposed with constraints such as: + - Same channel + - Whole port forwarding group + - Limited capacity. +- In complex cases a mesh of ForwardingDomains and Links is exposed to detail the complex constraints. +- The client may be offered a self-service facility via a management-control interface. + +Figure D.2-29 shows a sketch of the network exposed to the client in the flexible case. In the figure the client has configured three FCs. + +![Diagram of a network exposing configurable Forwarding Domains (FDs) to a client and providing self-service control. The diagram shows three yellow oval Forwarding Domains connected in series by grey rectangular Forwarding Constructs (FCs). A blue arrow labeled 'Control' points from the left towards the first FC. Above the middle FC, text indicates 'Configuration required' and 'FCs required'. The diagram is labeled 'G.7711-Y.1702(18)_FD.2-29' at the bottom right.](c1bf17571f9cedf76c4072121295d10e_img.jpg) + +Diagram of a network exposing configurable Forwarding Domains (FDs) to a client and providing self-service control. The diagram shows three yellow oval Forwarding Domains connected in series by grey rectangular Forwarding Constructs (FCs). A blue arrow labeled 'Control' points from the left towards the first FC. Above the middle FC, text indicates 'Configuration required' and 'FCs required'. The diagram is labeled 'G.7711-Y.1702(18)\_FD.2-29' at the bottom right. + +**Figure D.2-29 – Network exposing configurable FD to client and providing self-service control** + +### D.2.9 Transitional Links + +As previously discussed, a topology is formed from FDs and Links. A topology represents capacity for forwarding for a single layer-protocol. the Links in one layer are supported by forwarding in a server layer. The interconnection between topologies at a layer-protocol boundary is represented by an LTP. When the server layer is not committed there is no Link. There may be uncommitted LTPs that provide access to the server layer that could provide capacity. + +Where there is a need for additional capacity, due to usage, the traditional approach would be for the controller of the layer with the need for capacity to request capacity between points in the server layer. The server layer may present some form of cost matrix for interconnection between different server access points. Whilst this may provide a solution, the approach is suboptimum in many cases and requires significant preparatory calculation in the server layer to account for potential demand that may not materialize. In resilient dual homed scenarios, there may be a need to recalculate costs regularly. + +An alternative is to view several topologies for different layer-protocols that are interconnected by LTPs as one single multi-layer-protocol topology. This can provide more efficient calculation that provides results that are closer to optimum. Like all network topologies, the multi-layer topology view is formed only from FDs and Links. On that basis, all LTPs at relevant layer-protocol boundaries will need to be transformed into corresponding Links when forming the view. The type of Link that is formed in place of an LTP is called a Transitional Link as it represents one or more layer boundary transitions. The Transitional Link has special properties related to the layer-protocol transition. + +The following figures work briefly through the use of a Transitional Link in a path computation context. + +![Diagram of two network layers showing a broken Ethernet link and a functional ODU2 layer.](a98f3ef00da8508d2468334c6867f90f_img.jpg) + +There is no route possible in the Ethernet network from A to Z + +The diagram illustrates two network layers. The top layer is an Ethernet network represented by blue circles (Ethernet FD) and blue lines (Ethernet links). A path from node A to node Z is shown, but it is broken at a link labeled "Link full" in red. The bottom layer is an ODU2 network represented by orange circles (ODU2 FD) and orange lines (ODU2 links). This layer is fully connected. Two dashed ovals highlight the points of interaction between the layers, labeled "Layer transition (a LayerProtocol of an LTP)". A legend on the left identifies the symbols: a blue circle for Ethernet FD, an orange circle for ODU2 FD, a blue line for Ethernet link, and an orange line for ODU2 link. The text "G.7711-Y.1702(18)\_FD.2-30" is in the bottom right corner. + +Diagram of two network layers showing a broken Ethernet link and a functional ODU2 layer. + +**Figure D.2-30 – Sketch of two network layers** + +In Figure D.2-30 there is no available route between A and Z but there is capacity in the server layer. + +![Diagram showing the formation of transitional links between the Ethernet and ODU2 layers.](f3c73e8e478b8b2d9f6a96a970040556_img.jpg) + +This diagram shows the same network layers as Figure D.2-30, but with a key difference: the broken Ethernet link between the two nodes has been replaced by a "Transitional link = routing edge", represented by a dashed red line. This transitional link connects the Ethernet layer to the ODU2 layer, allowing a path to be established from node A to node Z through the ODU2 layer. The legend and the text "G.7711-Y.1702(18)\_FD.2-31" remain the same as in the previous figure. + +Diagram showing the formation of transitional links between the Ethernet and ODU2 layers. + +**Figure D.2-31 – Forming the transition Links** + +All LTPs between the two layers are converted, in the view, into Links with the layer transition properties (i.e., transitional Links) as shown above for the two LTPs in this trivial network. + +![Figure D.2-32: Path computation finds available routes through the topology. The diagram shows a network topology with two layers. The top layer consists of blue circles (Ethernet FD) connected by blue lines (Ethernet links). The bottom layer consists of orange circles (ODU2 FD) connected by orange lines (ODU2 links). A red path is shown from node A to node Z, passing through both layers. Two dashed blue circles highlight 'Transitional links' between the layers. A legend on the left identifies the symbols: blue circle for Ethernet FD, orange circle for ODU2 FD, blue line for Ethernet link, and orange line for ODU2 link. The text 'G.7711-Y.1702(18)_FD.2-32' is at the bottom right.](f512ae9c630f2fb53197fa77a1bda0e8_img.jpg) + +Figure D.2-32: Path computation finds available routes through the topology. The diagram shows a network topology with two layers. The top layer consists of blue circles (Ethernet FD) connected by blue lines (Ethernet links). The bottom layer consists of orange circles (ODU2 FD) connected by orange lines (ODU2 links). A red path is shown from node A to node Z, passing through both layers. Two dashed blue circles highlight 'Transitional links' between the layers. A legend on the left identifies the symbols: blue circle for Ethernet FD, orange circle for ODU2 FD, blue line for Ethernet link, and orange line for ODU2 link. The text 'G.7711-Y.1702(18)\_FD.2-32' is at the bottom right. + +**Figure D.2-32 – Path computation finds available routes through the topology** + +A path computation algorithm is run to explore the network of Links and FDs as shown in Figure D.2-32. It finds available routes as shown in Figure D.2-33. + +![Figure D.2-33: Path computation finds available routes through the topology. This diagram is similar to Figure D.2-32 but shows a different computed path from node A to node Z. The path is highlighted in red and follows a different route through the network nodes. The same legend and transitional link highlights are present. The text 'G.7711-Y.1702(18)_FD.2-33' is at the bottom right.](09797d4289ec96309d21a9a993153dab_img.jpg) + +Figure D.2-33: Path computation finds available routes through the topology. This diagram is similar to Figure D.2-32 but shows a different computed path from node A to node Z. The path is highlighted in red and follows a different route through the network nodes. The same legend and transitional link highlights are present. The text 'G.7711-Y.1702(18)\_FD.2-33' is at the bottom right. + +**Figure D.2-33 – Path computation finds available routes through the topology** + +The transitional Links, in the view, are converted back to LTPs and the details for the resulting paths in the two layers are deployed in terms of FCs, etc. + +![Figure D.2-34: Two FCs are created, one in the ODU2 layer and one in Ethernet. This diagram shows the network with two functional components (FCs) highlighted. An 'Ethernet FC' is shown in the top layer, and an 'ODU2 FC' is shown in the bottom layer. A red path is shown from node A to node Z, with a label 'Ethernet link supported by ODU2 FC' pointing to a specific link segment. The legend is consistent with the previous figures. The text 'G.7711-Y.1702(18)_FD.2-34' is at the bottom right.](eaad3504edeecffe148decdc5c04a171_img.jpg) + +Figure D.2-34: Two FCs are created, one in the ODU2 layer and one in Ethernet. This diagram shows the network with two functional components (FCs) highlighted. An 'Ethernet FC' is shown in the top layer, and an 'ODU2 FC' is shown in the bottom layer. A red path is shown from node A to node Z, with a label 'Ethernet link supported by ODU2 FC' pointing to a specific link segment. The legend is consistent with the previous figures. The text 'G.7711-Y.1702(18)\_FD.2-34' is at the bottom right. + +**Figure D.2-34 – Two FCs are created, one in the ODU2 layer and one in Ethernet** + +The discussion above deals with relatively simple single layer transitional Links that are within one device. More complex transitional Link cases are for further study (see clause 5.5). + +### D.2.10 Multi-port Link + +A Link may have more than two LinkPorts. The QinQ over PBB example shown in Figure D.2-35 (derived from material in [b-TMF TR215]) shows several FCs, all which are symmetric. Note that there is per flow behaviour associated with the points that ensures the traffic is forwarded correctly (this would be explained in the definition of "C" FcPorts). + +The lower part of the figure shows the multi-ported Link (Fb) supported by the B MAC layer FC (which is not shown but is coincident with the Link). + +The key focus of the example is the FC between Device C, D and E which represents the link connection. This is a client (QinQ) granularity FC that is narrower than the server Link (shown in the lower figure) where the narrowing is controlled by the intervening ISID identifier (which is at the QinQ granularity). + +The blue dashed arrows show the relevant server LTP to client LTP relationships. There are many client LTPs per server LTP. Figure D.2-35 shows an example of one set of instances. The client "link connection" is only between C, D and E, and hence nodes X, Y and Z are not visible in the specific QinQ instance above. + +![Diagram of a multi-ported link supporting an FC, showing QinQ, PBB, and Client/Server components.](8aafdc3df2af4882f3c1b5e1e7e8dc8a_img.jpg) + +The diagram illustrates a network architecture involving QinQ, PBB, and a Client/Server model. On the left, two 'QinQ' units, labeled A and B, are shown. Each unit contains a yellow rectangle with four circular ports (two black, two green). These units are connected via a yellow rectangular link to a central 'Client' unit, labeled C. The Client unit contains a yellow rectangle with three circular ports (one black, two green) and is labeled '{MP}'. A red dashed oval encloses the Client unit and a portion of the 'Server' unit. The Server unit, labeled 'PBB', contains a large yellow rectangle with six circular ports (three black, three green) and is labeled '{MP}'. The Server unit is connected to the Client unit via a yellow rectangular link. The Server unit is also connected to three other units: E (top right), D (middle right), and Z (bottom right). Unit E contains a yellow rectangle with four circular ports (two black, two green) and is labeled 'MP'. Unit D contains a yellow rectangle with three circular ports (one black, two green) and is labeled '{MP}'. Unit Z contains a yellow rectangle with two circular ports (one black, one green) and is labeled '{MP}'. Blue dashed arrows indicate relationships between the Server unit and the Client unit, and between the Server unit and units E, D, and Z. A red double-headed arrow points from the Client unit to the Server unit. The diagram is labeled 'G.7711-Y.1702(22)\_FD.2-35' at the bottom right. + +Diagram of a multi-ported link supporting an FC, showing QinQ, PBB, and Client/Server components. + +Figure D.2-35 – Multi-ported Link supporting an FC + +This complex case in Figure D.2-36, derived from material in [b-TMF TR215]), shows interconnect ({IC}) protection with roles Resilient, Bridge and Protection and Double Add-Drop ({DAD}) with roles Main and Standby (where the roles are in pairs (left M/S pair and right M/S pair)). + +Figure D.2-36 shows the higher order (HO) path across the shared protection ring connecting the terminations in B, C, D and E that support the lower order (LO) LTPs shown in the upper part of the figure. + +![Figure D.2-36: Multi-ported Link supporting supported by a complex server configuration. The diagram illustrates a network topology with various nodes (A, B, C, D, E, X, Y, W, Z) and links. Nodes A, B, C, and D are shown in the upper part, while X, Y, W, Z, and E are in the lower part. A central 'Shared protection ring (server to HO layer)' is depicted as a circle. Nodes A, B, C, and D contain components labeled {AD}, {IC}, and {DAD}. Nodes X and Y contain {AD} components. Nodes W and Z contain {IC} components. Node E is labeled 'HO CTP terminates the signal and supports the LO CTP shown'. A dashed blue line represents the HO path. A note on the left indicates 'LO protection over dual homed HO'. Another note on the bottom left indicates 'Dual homed HO (in matched nodes config)'.](53499879d98034410ecba2c386c58f0c_img.jpg) + +Figure D.2-36: Multi-ported Link supporting supported by a complex server configuration. The diagram illustrates a network topology with various nodes (A, B, C, D, E, X, Y, W, Z) and links. Nodes A, B, C, and D are shown in the upper part, while X, Y, W, Z, and E are in the lower part. A central 'Shared protection ring (server to HO layer)' is depicted as a circle. Nodes A, B, C, and D contain components labeled {AD}, {IC}, and {DAD}. Nodes X and Y contain {AD} components. Nodes W and Z contain {IC} components. Node E is labeled 'HO CTP terminates the signal and supports the LO CTP shown'. A dashed blue line represents the HO path. A note on the left indicates 'LO protection over dual homed HO'. Another note on the bottom left indicates 'Dual homed HO (in matched nodes config)'. + +G.7711-Y.1702(22)\_FD.2-36 + +**Figure D.2-36 – Multi-ported Link supporting supported by a complex server configuration** + +The key feature Figure D.2-36 is the multi-ported Link, "{DAD}", that reflects the characteristic of the server FC (B&C-D&E). In this example the adapters in B, C, D and E are assumed to have the same capability. In the general case the Link capability is determined by the intersection of the capabilities of the adapters at the ends of the server FC. + +The application of the parameters from the ForwardingEntity is for further study. + +### D.2.11 State dependency + +The client-server aspect of topology, termination and forwarding dictates essential dependency between the lifecycle states of entities. This can be explained with Figure D.2-37, which shows the + +effect of serial elements in the hierarchy. The arrows in the figure show the direction of direct dependency (the arrows point at the dependent entity). + +![Figure D.2-37 – Lightweight sketch of a multi-layered network. The diagram shows a hierarchical network structure with 17 numbered elements. Elements 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, and 17 are represented by yellow rectangles. Elements 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, and 17 are connected by blue arrows indicating dependencies. The elements are grouped into five main areas: D (left), A (bottom left), B (bottom center), C (bottom right), and F (right). The hierarchy starts with element 17 at the top, which depends on 14. 14 depends on 11. 11 depends on 9, 10, and 13. 9 depends on 6. 10 depends on 8. 13 depends on 1. 6 depends on 3. 8 depends on 5. 3 depends on 1. 5 depends on 2. 1 depends on 2. 2 depends on 4. 4 depends on 7. 7 depends on 11. 15 depends on 12. 12 depends on 11. 16 depends on 15. 17 depends on 16.](819708f96460bb2b90e965ace616f179_img.jpg) + +Figure D.2-37 – Lightweight sketch of a multi-layered network. The diagram shows a hierarchical network structure with 17 numbered elements. Elements 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, and 17 are represented by yellow rectangles. Elements 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, and 17 are connected by blue arrows indicating dependencies. The elements are grouped into five main areas: D (left), A (bottom left), B (bottom center), C (bottom right), and F (right). The hierarchy starts with element 17 at the top, which depends on 14. 14 depends on 11. 11 depends on 9, 10, and 13. 9 depends on 6. 10 depends on 8. 13 depends on 1. 6 depends on 3. 8 depends on 5. 3 depends on 1. 5 depends on 2. 1 depends on 2. 2 depends on 4. 4 depends on 7. 7 depends on 11. 15 depends on 12. 12 depends on 11. 16 depends on 15. 17 depends on 16. + +G.7711-Y.1702(18)\_FD.2-37 + +**Figure D.2-37 – Lightweight sketch of a multi-layered network** + +Table D.2-1 provides a view of state dependencies (see Annex C). + +**Table D.2-1 – Client-server state interaction** + +| Server state | | | Dependent client state | | | +|---------------------|---------------|-------------|------------------------------------------------|--------------------------|-------------| +| Lifecycle | Admin | Operational | Lifecycle | Admin | Operational | +| PLANNED | LOCKED | DISABLED | PLANNED | LOCKED | DISABLED | +| POTENTIAL_AVAILABLE | UNLOCKED | DISABLED | POTENTIAL_AVAILABLE/
POTENTIAL_BUSY/PLANNED | Any | DISABLED | +| POTENTIAL_AVAILABLE | SHUTTING_DOWN | DISABLED | POTENTIAL_BUSY/PLANNED | SHUTTING_DOWN/
LOCKED | DISABLED | +| POTENTIAL_AVAILABLE | LOCKED | DISABLED | POTENTIAL_BUSY/PLANNED | LOCKED | DISABLED | +| POTENTIAL_BUSY | LOCKED | DISABLED | POTENTIAL_BUSY/PLANNED | LOCKED | DISABLED | +| INSTALLED | UNLOCKED | ENABLED | Any | Any | Any | +| INSTALLED | UNLOCKED | DISABLED | Any | Any | DISABLED | +| INSTALLED | SHUTTING_DOWN | ENABLED | Any | SHUTTING_DOWN/
LOCKED | Any | +| INSTALLED | SHUTTING_DOWN | DISABLED | Any | SHUTTING_DOWN/
LOCKED | DISABLED | +| INSTALLED | LOCKED | DISABLED | Any | LOCKED | DISABLED | +| PENDING_REMOVAL | SHUTTING_DOWN | ENABLED | PENDING_REMOVAL | SHUTTING_DOWN/
LOCKED | Any | +| PENDING_REMOVAL | SHUTTING_DOWN | DISABLED | PENDING_REMOVAL | SHUTTING_DOWN/
LOCKED | DISABLED | +| PENDING_REMOVAL | LOCKED | DISABLED | PENDING_REMOVAL | LOCKED | DISABLED | + +### D.2.12 Inverse multiplexing + +It is sometimes necessary to carry a single information flow that has a particular characteristic rate over a network where the bearers are too small to carry that rate of information transfer. Under these circumstances, it is necessary to use a mechanism that divides the information flow into parts to be conveyed over several of the bearers in parallel, such that it can be reassembled at the far end of the bearer into a flow that is indistinguishable from the original. + +The division of an information flow into parts is called inverse multiplexing. There are a number of different schemes for inverse multiplexing (link aggregation group (LAG), virtual concatenation (VCAT), etc.). Some schemes take advantage of other characteristics of the information flow such as the nature of the packet. The scheme provides distinct properties and also distinct measures. Regardless of the specific scheme the essential model is the same. + +In the case of the LAG it is possible to use some of the bearers to protect others by simply over-provisioning. Again, this does not change the essential model but may change the encapsulation and certainly affects the parameters and measures. + +In Figure D.2-38: + +- The "Expanded Representation" diagram shows a view of the essential model of inverse multiplexing as an arrangement of basic generalized functions. + - The FC is shown with a selector that operates at signal rate selecting fragment by fragment from different inputs (where the fragments may be packets, frames, frame fragments) and feeds this as a stream towards the client. + +This form is overly complex and there is opportunity for simplification. + +- The "Encapsulated FC and CSC" diagram shows the chosen simplified form where the CASC and the FC have been encapsulated in the LTP + - This encapsulation could be exposed within the spec of an LP of the LTP or could be summarized as attributes of the LP of the LTP. + +This is the model for inverse multiplexing. + +- There are two specific cases shown dealing with different multiplicities: + - 'n clients and n "channels" on the server' shows the use of the full "Encapsulated." model. + - '1 client and 1 "channel" on the server' shows the most reduced form. + +The most likely case is 'n clients and 1 "channel" on the server. + +![Figure D.2-38: Representing inverse multiplexing. The diagram shows three stages of network representation. The 'Expanded representation' on the left shows a client connected to a C&SC (Control and Switching and Control) unit, which is connected to a server. The C&SC unit contains multiple switches and queues. The 'Encapsulated FC and C&SC' in the middle shows the client and server connected to a single encapsulated unit. The '1 client and 1 "channel" on server' on the right shows the client connected to a single channel on the server. A key at the bottom defines the symbols: ControlChoosesSwitchPosition (red line), LtpHasServerLtps (red line), FcPortConnectedToLtps (blue line), CascPortConnectedToLtps (grey line), LtpHasClientLtps (green line), and a box representing 'Some degree of termination/adaptation/queuing'.](5cc9a312ebe733ae244e3b93cfea67e1_img.jpg) + +Key + +- ControlChoosesSwitchPosition +- LtpHasServerLtps +- FcPortConnectedToLtps +- CascPortConnectedToLtps +- LtpHasClientLtps +- Some degree of termination/adaptation/queuing + +G.7711-Y.1702(22)\_FD.2-38 + +Figure D.2-38: Representing inverse multiplexing. The diagram shows three stages of network representation. The 'Expanded representation' on the left shows a client connected to a C&SC (Control and Switching and Control) unit, which is connected to a server. The C&SC unit contains multiple switches and queues. The 'Encapsulated FC and C&SC' in the middle shows the client and server connected to a single encapsulated unit. The '1 client and 1 "channel" on server' on the right shows the client connected to a single channel on the server. A key at the bottom defines the symbols: ControlChoosesSwitchPosition (red line), LtpHasServerLtps (red line), FcPortConnectedToLtps (blue line), CascPortConnectedToLtps (grey line), LtpHasClientLtps (green line), and a box representing 'Some degree of termination/adaptation/queuing'. + +**Figure D.2-38 – Representing inverse multiplexing** + +### D.2.13 Topology in a deep inspection context + +In some situations, it is desirable to non-intrusively monitor the detail of the information carried by a signal or, in the case of media, some other aspect at a granularity finer than the FC granularity of the layerProtocol. For this to be meaningful, especially where there may be visibility of the finer granularity information flow or signals at other places in the network, it is beneficial to understand the connectivity at the finer granularity. A case of this has been encountered during the photonic media work that will be used as an example here. + +As discussed in Appendix VII60, the photonic media is not layered. However, there are relevant administrative demarcations that have been highlighted using the LTP model. As a consequence, it is reasonable to also consider the topology in this environment in terms of Links61. + +Figure D.2-39 shows the topology/link considerations in the photonic domain for a small network where A, C, D, E and F are ROADMs (with aggregated transponders) and B is an amplifier site. + +All terminations from OTSiA down to OTS are PHOTONIC\_MEDIA LayerProtocol. The representation intentionally shows an excess of FCs and Links so that all levels are represented. + +60 It will probably be necessary for the reader to study Appendix VII to fully understand the discussion in this clause. + +61 The photonic topology consideration further emphasizes the expectation that in the longer term the Link and the FC will be merged. + +Each Link that spans more than one physical MultipleStrandSpan is essentially a serial compound link in the PHOTONIC\_MEDIA layer. To provide a simplified view of the topology and dependencies, the layerProtocol has been qualified with OTS, OMS, etc. to allow these to be treated as if they are layers when considering the formation of Links. + +The NMCA qualified layerProtocol between D-E-F is complex. In this case, the MCA qualified layerProtocol is where there is FC flexibility in node ROADMD E, but in the photonic network it is necessary to specify/monitor some properties of the signals at the granularity of the NMCA passing through ROADMD E (in the MCA), hence the visibility of the NMCA FC in ROADMD E. The NMCA has a forced route as a result of the MCA routing. + +![Figure D.2-39: Simplified representation of the model of MCA, OMS and OTS LTP. The diagram shows a network topology with nodes A, B, C, D, E, and F. It illustrates various layers: ITC/OTSiA(e), NMCA, MCA, OMS, OTS, and Physical. Nodes are represented by colored boxes (green, purple, blue) with internal components. Solid yellow lines represent links, while dashed lines represent artificial or forced links. The diagram is labeled G.7711-Y.1702(22)_FD.2-39.](47702b55f927e2e85ac03e79a7ebe350_img.jpg) + +Figure D.2-39: Simplified representation of the model of MCA, OMS and OTS LTP. The diagram shows a network topology with nodes A, B, C, D, E, and F. It illustrates various layers: ITC/OTSiA(e), NMCA, MCA, OMS, OTS, and Physical. Nodes are represented by colored boxes (green, purple, blue) with internal components. Solid yellow lines represent links, while dashed lines represent artificial or forced links. The diagram is labeled G.7711-Y.1702(22)\_FD.2-39. + +**Figure D.2-39 – Simplified representation of the model of MCA, OMS and OTS LTP** + +There are essentially two apparently contradictory positions: + +- 1) The NMCA is carried through ROADMD E via the NMCA Link supported by the MCA FC +- 2) The NMCA has an FC in ROADMD E violating the NMCA Link + +The resolution is to show an NMCA Link between D and F but treat it both as a Serial Compound Link between D and F with an FC in E and Links D-E and E-F as well as a Link supported directly by the FC in MCA. + +The model is used as follows: + +- LinkEncompassesLowerLevelLinks is used to relate the serial compound Link D-F in the NMCA qualified layerProtocol to the (artificial – dashed) Links (D-E and E-F) in the NMCA qualified layerProtocol +- FcSupportsLink is used to relate the (forced – dashed) FC in ROADMD E in the NMCA qualified layerProtocol to the serial compound Link D-F in the NMCA qualified layerProtocol +- FcSupportsLink is also used to relate the FC in ROADMD E in the MCA qualified layerProtocol to the Link in the qualified layerProtocol + +This pattern can be applied recursively and can be applied for any case of deep inspection of media signals or information flows. + +## D.3 Work in progress + +### D.3.1 Detailed properties of topology + +The topological components are assembled into systems and then encapsulated into topological components. The rules related to these assemblies are explored in the Figure D.3-1. This also relates to discussion in Appendix\_V. This area needs to be developed further. + +![Source Papyrus CoreModel diagram: Topology-DetailWithRules. This is a complex UML class diagram showing various classes like NetworkElement, Link, Node, and their relationships with multiplicities and inheritance paths. Annotations include 'Finalize for specification purposes full enumeration variables', 'For any specific LSP for each instance of InterworkingLink...', and 'Support all 'topologies' to be applied onto when packet can be correctly processed...'.](2cc98b619abc7a0e53aac9c44226ca89_img.jpg) + +Source Papyrus CoreModel diagram: Topology-DetailWithRules. This is a complex UML class diagram showing various classes like NetworkElement, Link, Node, and their relationships with multiplicities and inheritance paths. Annotations include 'Finalize for specification purposes full enumeration variables', 'For any specific LSP for each instance of InterworkingLink...', and 'Support all 'topologies' to be applied onto when packet can be correctly processed...'. + +Source Papyrus CoreModel diagram: Topology-DetailWithRules. + +**Figure D.3-1 – Topology details with rules** + +Figure D.3-1 shows finalized, preliminary and experimental extensions of the topology model. + +### **D.3.2 Cost algorithms** + +Development of rules for propagation of topological parameters to clients (e.g., cost from Link to FC riding over it, and from FC to its client Links). + +### **D.3.3 FC/Link convergence** + +Aim to fully align the two models and look for improved derivation. + +### **D.3.4 NearEnd/FarEnd, Input/output and ingress/egress** + +Need to consider aligning input/output used in directionality with ingress/egress used in the switch spec model and to consider developing a model of near/far end. + +### **D.3.5 Complex transitional Links** + +Figure D.3-2 shows two forms of transitional Links. + +![Diagram illustrating two forms of complex transitional links between two network nodes. The left node has a yellow circle representing a client and a green circle representing a server. The right node is similar. A 'Zero length transitional link' is shown as a short line between the client of the left node and the server of the right node. A 'Long transitional link' is shown as a line passing through an intermediate node. A 'Long single layer link' is shown as a direct line between the server of the left node and the client of the right node.](d01f4371bb8136148156771a18b9ea89_img.jpg) + +Diagram illustrating two forms of complex transitional links between two network nodes. The left node has a yellow circle representing a client and a green circle representing a server. The right node is similar. A 'Zero length transitional link' is shown as a short line between the client of the left node and the server of the right node. A 'Long transitional link' is shown as a line passing through an intermediate node. A 'Long single layer link' is shown as a direct line between the server of the left node and the client of the right node. + +**Figure D.3-2 – Two forms of complex transitional Links** + +Figure D.3-3 shows a particularly complex partial configuration where some of the server capacity has been committed to the client, but further capacity remains. There are several transitions within one Link. + +![Diagram of a complex multi-layer multi-port transitional link. It shows two main nodes connected by a long transitional link. The link is composed of multiple segments, each with its own set of exposed layers. The text 'Multiple exposed layers on extended long transitional link' is present. The diagram is labeled G.7711-Y.1702(22)_FD.3-3.](eca6a6c6546af8ac124c207445901964_img.jpg) + +Diagram of a complex multi-layer multi-port transitional link. It shows two main nodes connected by a long transitional link. The link is composed of multiple segments, each with its own set of exposed layers. The text 'Multiple exposed layers on extended long transitional link' is present. The diagram is labeled G.7711-Y.1702(22)\_FD.3-3. + +**Figure D.3-3 – A particularly complex multi-layer multi-port transitional Link** + +Figure D.3-4 shows an off-network transitional Link. + +![Diagram of an off-network transitional link. It shows a central ODU2 node connected to two vertical stacks of layers. The left stack includes layers labeled 'Ethernet with fixed 10G FC', 'Ethernet link', 'Ethernet Extend transitional link', 'ODU2', 'TL', 'Ethernet Phy link', and 'Link'. The right stack includes layers labeled 'ODU2 link'. The diagram is labeled G.7711-Y.1702(22)_FD.3-4.](0073ee258067e591778333101c5d2edb_img.jpg) + +Diagram of an off-network transitional link. It shows a central ODU2 node connected to two vertical stacks of layers. The left stack includes layers labeled 'Ethernet with fixed 10G FC', 'Ethernet link', 'Ethernet Extend transitional link', 'ODU2', 'TL', 'Ethernet Phy link', and 'Link'. The right stack includes layers labeled 'ODU2 link'. The diagram is labeled G.7711-Y.1702(22)\_FD.3-4. + +**Figure D.3-4 – Off-network transitional Link** + +The above cases are for further study. The model would appear to support the cases shown above. + +### **D.3.6 Non-orthogonal FDs** + +The model does not impose a single hierarchy of FD. An FD is not decomposed into smaller parts. Instead, an FD is an aggregation of smaller parts. Several FDs may have some common FDs that they aggregate. This allows for a traditional single hierarchy but also allows for a more sophisticated structure. A more detailed explanation of this needs to be added to this Recommendation. + +# Annex E + +## Resilience model + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the modelling of resilience in the CIM. It: + +- introduces the resilience model structure +- describes the key classes of the resilience model +- explains the attributes of the resilience model +- shows how the model deals with various resilience schemes +- explains how the specification model describes resilience schemes (protection, etc.) +- highlights work in progress to further advance the resilience model. + +The resilience model builds on aspects of the core network model related to Termination and Forwarding described in Annex B and relates to Topology in Annex D. Resilience capability and other specification considerations are covered in Annex G. + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format here. + +Working definitions of the resilience model: + +- **Resilience:** A mechanism that ensures greater availability of a provided capability than could be achieved by use of a minimal set of dedicated resources. The mechanism uses additional resources to ensure that the provided capability continues to be provided even when one or more resource(s) originally used to provide the capability fails. The degree of failure supported depends upon the scheme. The time taken to recover depends upon the scheme. Several schemes may be used together. +- **Protection:** A resilience mechanism where the resources used to achieve resilience against failure are in place and running ready to be selected so as to rapidly recover the service. The resources may be shared by several services such that under certain failure conditions one service may take the resilience resources from another causing the other to fail. +- **Restoration:** A resilience mechanism where there are no additional resources over and above those needed to provide the capability in place and running but there is either a plan for resources to be used and/or there is a control capability that can determine which resources can be used to recover a failed service. + +## E.1 Resilience model detail + +### E.1.1 Resilience pattern + +The resilience model unifies a number of apparently different traditional model approaches that are used for various different resilience schemes (see [ITU-T G.808.1]). The resilience model focus is the FcSwitch, which represents the forwarding selector, and which enables changes of forwarding to achieve resilience. The model also represents the control element of the resilience control loop that monitors behaviour, assesses that behaviour while identifying necessary configuration changes and applies those configuration changes to make the necessary adjustments to Forwarding so as to achieve the intended resilience. + +Some resilience schemes require combinations of control elements and switches. A particular pattern of combination of control elements and switches along with forwarding of control messages fully describe each scheme. This single uniform approach replaces the various traditional approaches + +(e.g., in some traditional representations a protection group is used, whereas the protection group is replaced by one or more control elements in the new model). + +#### E.1.1.1 Resilience model in the context of other model additions to the various Editions + +The resilience model is a specialist model that represents the components of resilience at a similar level of abstraction to the LTP and FC. Each edition of the CIM may include a number of new classes and have further explanation of patterns that related to this model. + +In Edition 3, a generalized control model has been added (see Annex H). The control elements described in this annex, the *ConfigurationAndSwitchControl*, can be seen as a specialist form of *ControlComponent* described in the generalized control model. The *ControlComponent* itself can be seen as a specialist form of *ProcessingConstruct* (described in Annex K) and *ProcessingConstruct* can be seen as a specialist form of *Component* (described in Appendix V). If the entire model was represented as *Component* this would be particularly opaque. + +As a consequence, it has been chosen to represent explicit classes to describe the specialist roles. The specialist roles are clearly still generalized forms. An implementer may choose to represent everything as component with layers of spec or use the explicit classes of the core model. It is recommended to not specialize any further. + +In Edition 4, the Ethernet resilience examples of Appendix XIV.3 of Edition 3 were moved to Appendix IV of [ITU-T G.8052]. + +### E.1.2 Resilience model + +Figure E.1-1 shows the key classes involved in protection and the associations between them. + +![UML Class diagram showing the Basic Resilience Pattern. The diagram includes classes such as LogicalTerminationPoint, LayerProtocol, FcPort, FcLink, FcForwardingConstruct, FcRoute, FcSwitch, ControlParameters, and various Control and Configuration classes. Associations are color-coded: green for resilience-specific classes and blue for new associations in this release.](05b0f658f02a1301691b547d089c485a_img.jpg) + +The diagram illustrates the Basic Resilience Pattern with the following components: + +- Classes:** + - LogicalTerminationPoint* (OpenModelClass) + - LayerProtocol* (OpenModelClass) + - FcPort* (OpenModelClass) + - FcLink* (OpenModelClass) + - FcForwardingConstruct* (OpenModelClass) + - FcRoute* (OpenModelClass) + - FcSwitch* (OpenModelClass) + - ControlParameters* (Preliminary OpenModelClass) + - ConfigurationAndSwitchControl* (Preliminary OpenModelClass) + - CasPortHoldProperties* (OpenModelClass, Experimental) + - LocalPac* (Preliminary OpenModelClass) + - GlobalPac* (Preliminary OpenModelClass) +- Associations:** + - Green Associations (Resilience-specific):** + - LogicalTerminationPoint* to *LayerProtocol* (multiplicity 1 to 1..\*) + - LayerProtocol* to *FcPort* (multiplicity 0..1 to \*) + - FcPort* to *FcLink* (multiplicity \* to 1..\*) + - FcLink* to *FcForwardingConstruct* (multiplicity 1 to 1..\*) + - FcForwardingConstruct* to *FcRoute* (multiplicity 1 to 1..\*) + - FcRoute* to *FcSwitch* (multiplicity 1 to 1..\*) + - FcSwitch* to *ControlParameters* (multiplicity 0..1 to 0..1) + - ControlParameters* to *ConfigurationAndSwitchControl* (multiplicity 0..1 to 0..1) + - ConfigurationAndSwitchControl* to *CasPortHoldProperties* (multiplicity 0..1 to 0..1) + - CasPortHoldProperties* to *FcPort* (multiplicity 0..1 to 1..\*) + - FcPort* to *LocalPac* (multiplicity 1 to 0..1) + - FcPort* to *GlobalPac* (multiplicity 1 to 0..1) + - Blue Associations (New in this release):** + - LogicalTerminationPoint* to *FcPort* (multiplicity 1 to 0..2) + - LayerProtocol* to *FcPort* (multiplicity 1..\* to \*) + - FcPort* to *FcForwardingConstruct* (multiplicity \* to 1..\*) + - FcForwardingConstruct* to *FcRoute* (multiplicity 1 to 1..\*) + - FcRoute* to *FcSwitch* (multiplicity 1 to 1..\*) + - FcSwitch* to *ConfigurationAndSwitchControl* (multiplicity 0..1 to 0..1) + - ConfigurationAndSwitchControl* to *ControlParameters* (multiplicity 0..1 to 0..1) + - ControlParameters* to *ConfigurationAndSwitchControl* (multiplicity 0..1 to 0..1) + - ConfigurationAndSwitchControl* to *CasPortHoldProperties* (multiplicity 0..1 to 0..1) + - CasPortHoldProperties* to *FcPort* (multiplicity 0..1 to 1..\*) + - FcPort* to *LocalPac* (multiplicity 1 to 0..1) + - FcPort* to *GlobalPac* (multiplicity 1 to 0..1) + +UML Class diagram showing the Basic Resilience Pattern. The diagram includes classes such as LogicalTerminationPoint, LayerProtocol, FcPort, FcLink, FcForwardingConstruct, FcRoute, FcSwitch, ControlParameters, and various Control and Configuration classes. Associations are color-coded: green for resilience-specific classes and blue for new associations in this release. + +Source Papyrus CoreModel diagram: Resilience-Pattern. + +**Figure E.1-1 – Basic resilience pattern** + +In the diagram: + +- The classes shaded green are the classes that are solely present to support resilience. +- The associations and classes shown in blue are new in this release. + +- The blue and red associations are experimental. + +The key classes present in the model that specifically support resilience are described in the following clauses. The naming/identification classes, Local\_Pac and Global\_Pac, are discussed in clause E.1.4.8 – Naming the ConfigurationAndSwitchControl (CA&SC). The FcSpec class is included as it will be used to express the structure of the resilience scheme of the ForwardingConstructs, this is described in detail in Annex G. See also Annex B for an explanation of some key classes in the figure. + +In this release: + +- The CASC has been extended with ports (reflecting the ComponentSystem pattern detailed in Appendix V). The port capability allows for representation of detailed signalling relationships and of asymmetric control (see clause E.1.4.5, Symmetric and asymmetric CASC). In basic control cases and for abstract representations the CASC ports do not need to be expressed and can be omitted (being optional). +- The CASC can be composed of CASCs allowing for expression of complex control structures (see clause E.1.4.1, Encapsulation of the ConfigurationAndSwitchControl (CASC)). This decomposition is also reflected at the CASC port. +- The CASC can provide a list of references to controlled FCs (see clause E.1.4.6, CASC Coordinates FC) providing clarity as to which FCs are controlled when the CASC deals with a subset of FCs in the FD and the CASC is not related to the FC by composition or via another subordinate CASC. This allows aggregate statements expressed via attributes to be made at the CASC and/or its ports about control effects on all FCs and/or their ports. As a result of the FC references and other rules the implications of the attributes can be interpreted and the effects on all related FCs can be determined. +- An FcPort can be internal (and hence not associate with an LTP) to allow chaining of switches (see clause E.1.4.13, Overlaying and chaining switches). +- An FcPort can be associated with multiple switches to allow both chaining and other more complex arrangements (see clause E.1.4.13, Overlaying and chaining switches). +- FcRoute is a GlobalClass. + +The model in this release is a superset of that detailed in the previous release and all previous usages should be compatible with this release. + +The following clauses detail the key classes of the resilience model. + +#### E.1.2.1 CascPort + +Qualified name: CoreModel::CoreNetworkModel::ConfigurationAndSwitchControl::CascPort + +A port of a CASC that can be used where there is significant asymmetry to be represented. + +This can represent any combination of: + +- the conveying of messaging to/from the CASC +- the conveying of control action +- the providing of indications of state, etc. + +This class is Experimental. + +#### E.1.2.2 3.2.2 CascPortRoleProperties + +Qualified name: + +CoreModel::CoreNetworkModel::ConfigurationAndSwitchControl::CascPortRoleProperties + +Container for properties associated with the port role as defined by the CascSpec. + +This class is Experimental. + +#### **E.1.2.3 ConfigurationAndSwitchControl** + +Qualified name: + +CoreModel::CoreNetworkModel::ConfigurationAndSwitchControl::ConfigurationAndSwitchControl + +Represents the capability to control and coordinate switches, to add/delete/modify FCs and to add/delete/modify LTPs/LPs so as to realize a protection scheme. + +This class is Preliminary. + +#### **E.1.2.4 ControlParameters\_Pac** + +Qualified name: + +CoreModel::CoreNetworkModel::ConfigurationAndSwitchControl::ControlParameters\_Pac + +A list of control parameters to apply to a switch. + +This class is Preliminary. + +#### **E.1.2.5 FcRoute** + +Qualified name: CoreModel::CoreNetworkModel::FcRoute::FcRoute + +Each instance of an FC Route (FcRoute) class models an individual route of an FC. The route is an alternative view of the internal structure of the FC to FC aggregation (see FcHasLowerLeverFcs association). There are some cases where a route is the most appropriate representation and other cases where the aggregation approach is the most appropriate representation. The route of an FC object is represented by a list of FCs at a lower level with the implicit understanding that unmodelled link connections are interleaved between the lower level FCs. Note that, depending on the service supported by an FC, the FC can have multiple routes. The FcRoute is also applicable where an NE level ForwardingDomain may be decomposed into subordinate ForwardingDomains and applies to both virtual and real NE cases. + +Inherits properties from: + +– LocalClass + +#### **E.1.2.6 FcSwitch** + +Qualified name: CoreModel::CoreNetworkModel::ForwardingConstruct::FcSwitch + +The FcSwitch class models the switched forwarding of traffic (traffic flow) between FcPorts and is present where there is protection functionality in the FC. If an FC exposes protection (having two or more FcPorts that provide alternative identical inputs/outputs), the FC has one or more associated FcSwitch objects to represent the alternative flow choices visible at the edge of the FC. The FC switch represents and defines a protection switch structure encapsulated in the FC and essentially performs one of the functions of the protection group in a traditional model. It associates with two or more FcPorts, each playing the role of a protection unit. One or more protection (i.e., standby/backup) FcPorts provide protection for one or more working (i.e., regular/main/preferred) FcPorts where either protection or working can feed one or more protected FcPort. The switch may be used in revertive or non-revertive (symmetric) mode. When in revertive mode, it may define a waitToRestore time. It may be used in one of several modes including source switch, destination switched, source and destination switched, etc. (covering cases such as 1+1 and 1:1). It may be locked out (prevented from switching), force switched or manual switched. It will indicate switch state and change of state. The switch can be switched away from all sources such that it becomes open and hence two coordinated switches can both feed the same LTP, so long as at least one of the two is switched away from all sources (is "high impedance"). The ability for a Switch to be "open" allows bidirectional ForwardingConstructs to be overlaid on the same bidirectional LTP where the appropriate control is + +enabled to prevent signal conflict. This ability allows multiple alternate routes to be present that otherwise would be in conflict. + +Inherits properties from: + +- LocalClass + +### E.1.3 Key to diagrams + +The diagram in Figure E.1-2 highlights the symbols used in other diagrams in this Recommendation for various classes, etc. in the resilience model. + +![Figure E.1-2 – Instance diagram key. This complex diagram illustrates the symbols and relationships used in the resilience model. At the top, it shows 'Output FcSwitch' and 'Input FcSwitch' with flow icons. Below this is a large 'FcSwitch' block containing 'C&SC' (Configuration and Switch Control) units. To the right, a legend defines flow directions (dashed lines for right-to-left and left-to-right) and switch points (triangles and circles). The bottom section is a 'CoreModel Diagram Resilience-KeyToModel' showing class hierarchies and associations for classes like 'OpenModelClass', 'LogicalTerminationPoint', 'FcPort', 'FcSwitch', 'FcPortConfig', 'FcSwitchConfig', 'FcSwitchControl', and 'FcSwitchCoordination'. Arrows indicate relationships like 'hasPort', 'selectsPort', and 'controls'.](10ffa7dc47da9e864cada0fb7fe6f4cb_img.jpg) + +FC shown with one route. FC is likely to have several routes + +Output FcSwitch + +Input FcSwitch (default case no "1" shown) + +C&SC "real" Configuration and switch controller + +C&SC "emergent" controller + +Directional aspect of FcPort and flow within FC + +- Flow from right to left +- Flow from left to right +- Flow from right to left +- Flow from left to right +- Common point of switch (identified in FC spec) + +CoreModel Diagram Resilience-KeyToModel + +Not shown + +Represented by diagram nesting + +Figure E.1-2 – Instance diagram key. This complex diagram illustrates the symbols and relationships used in the resilience model. At the top, it shows 'Output FcSwitch' and 'Input FcSwitch' with flow icons. Below this is a large 'FcSwitch' block containing 'C&SC' (Configuration and Switch Control) units. To the right, a legend defines flow directions (dashed lines for right-to-left and left-to-right) and switch points (triangles and circles). The bottom section is a 'CoreModel Diagram Resilience-KeyToModel' showing class hierarchies and associations for classes like 'OpenModelClass', 'LogicalTerminationPoint', 'FcPort', 'FcSwitch', 'FcPortConfig', 'FcSwitchConfig', 'FcSwitchControl', and 'FcSwitchCoordination'. Arrows indicate relationships like 'hasPort', 'selectsPort', and 'controls'. + +Figure E.1-2 – Instance diagram key + +### E.1.4 Further explanation of the model + +#### E.1.4.1 Encapsulation of the ConfigurationAndSwitchControl (CASC) + +There are several degrees CASC independence (see Appendix XIV for examples of each): + +- CASC encapsulated in an FcSwitch + - Used where a CASC has a control scope of a single switch and where there is benefit in exposing ControlParameters for a single switch. + - The CASC may participate in scheme where only per-switch autonomous control is available or may be part of a broader scheme with a hierarchy/mesh of CASCs. + - The CASC need have no id as it is identified in the context of the switch and there can only be one CASC per switch. + +- CASC encapsulated in an FC + - Used where the CASC has a control scope across several switches in the FC and where there is a need to have consistent parameters across those switches. + - This approach could be used for an FC with a single switch instead of embedding the CASC in the switch. + - The CASC may participate in a scheme as part of a hierarchy/mesh of CASCs. + - The CASC has a local id in the context of the FC. There may be several CASCs in the context of an FC. + - The arrangement of CASCs in the FC is described by the FcSpec (see Annex G). +- CASC encapsulated in a CASC + - Used where a complex control structure needs to be set out as a tightly coupled system of controllers. + - The CASC has a local id in the context of the encapsulating CASC. + - The usage if this is described in clause E.1.4.7 Relating the ProcessingConstruct, CASC encapsulation and protection scheme. +- CASC encapsulated in an LTP + - Similar to the FC case but used where there is significant switching capability within the LTP. + - At this release there are no examples of usage for this capability. +- CASC stand-alone + - Used where the CASC coordinates switches and other configuration spread across multiple FCs, etc. + - In this case it replaces the traditional protection group approach. + - There may be a hierarchy/mesh of CASCs where a CASC may govern others and may itself be governed. + - The CASC may create/delete/adjust FCs as well as activate switches. + - The CASC is part of the overall management-control continuum (see Annex H). + - The CASC has a global id. + - The arrangement of CASCs in a control scheme is described in a ControlSchemeSpec (see Annex G). + +This model fragment offers flexibility in the way the FcSwitch gains its ControlParameters and provides an instantiable CASC that can be positioned with an appropriate scope of control for any particular case. + +The control parameters for a number of CASCs/Switches could be provided by a profile (although this area of model is for further development). + +The CASC can be included in a ConstraintDomain (CD) which may define the scheme that the CASC is part of or which may simply apply common constraints to a number of CASCs. (see Annex H) + +#### **E.1.4.2 An Open FcSwitch** + +Figure E.1-3 (see clause E.1.3, Key to diagrams, for an explanation of the figure symbol set) shows an example of multiple open switches showing both legal and illegal settings. + +The figure assumes a circuit switched technology and shows four cases of an NE62 with a protected signal flow to one client LTP (green) supported by an LTP (purple) bound to a physical port (on the left of each diagram). The cases highlighted are the two normal states of switches in the upper two diagrams, a transient state in lower left and an illegal state in lower right where the configuration and switch controller (CASC) has failed. + +![Figure E.1-3: Multiple open switch case with one client LTP. The figure contains four sub-diagrams showing different switch states in a network element (NE) with two CASC units (Upper and Lower). Each CASC has two switches (one open, one closed) and is connected to a signal source. A client LTP (green) is shown in each case. Top-left: 'Upper switch open, lower selected Normal state'. Top-right: 'Lower switch open, upper selected Normal state'. Bottom-left: 'Both upper and lower switch open Transient break before make etc.' Bottom-right: 'Both upper and lower switch selected Illegal state' with a red star indicating a collision and a note 'Controller coordination has failed....'.](6225dab0a1f85409f526e7b5c4b4f393_img.jpg) + +Client LTP single signal flow + +Direction of interest + +Switch open + +CASC + +Upper + +Signal source + +Switch closed + +Upper switch open, lower selected +Normal state + +Client LTP single signal flow + +Direction of interest + +CASC + +Signal source + +Lower switch open, upper selected +Normal state + +Client LTP no signal flow + +Direction of interest + +CASC + +Signal source + +Both upper and lower switch open +Transient break before make etc. + +Client LTP collision with no valid signal flow + +Direction of interest + +Controller coordination has failed.... + +CASC + +Signal source + +Both upper and lower switch selected +Illegal state + +G.7711-Y.1702(22)\_FE.1-3 + +Figure E.1-3: Multiple open switch case with one client LTP. The figure contains four sub-diagrams showing different switch states in a network element (NE) with two CASC units (Upper and Lower). Each CASC has two switches (one open, one closed) and is connected to a signal source. A client LTP (green) is shown in each case. Top-left: 'Upper switch open, lower selected Normal state'. Top-right: 'Lower switch open, upper selected Normal state'. Bottom-left: 'Both upper and lower switch open Transient break before make etc.' Bottom-right: 'Both upper and lower switch selected Illegal state' with a red star indicating a collision and a note 'Controller coordination has failed....'. + +**Figure E.1-3 – Multiple open switch case with one client LTP** + +#### E.1.4.3 Sharing FcPorts and switch orientation convention + +The diagrams in Figure E.1-4 illustrate (in dotted red ellipses) usage of a mix of output and input switches (designated by "o" and "i" respectively). The modelling orientation convention is that the switch common is on the sharing FcPort if there is only one sharing FcPort (hence in some cases mixed ingress/egress switches are used). If there are two sharing FcPorts, or no sharing FcPorts the convention is that the input switch (default) is used unless there is specific complexity that can only be resolved with output switches. + +62 The NetworkElement class has been deprecated in this release (see Annex H). The term NE is used in a general sense in this Recommendation. + +See also figures in Appendix XIV for more details on the specific case of use. + +![Diagram illustrating FcPort sharing and switch orientation convention. The diagram shows a central white box containing two yellow rectangular blocks, each labeled 'C&SC'. Each 'C&SC' block has two circular ports, one on the left and one on the right, connected by dashed lines. These two 'C&SC' blocks are enclosed in a large red dashed oval. Above the white box is a yellow horizontal bar with two circular ports. Below the white box is another yellow horizontal bar with two circular ports. Blue lines connect the ports of the 'C&SC' blocks to the ports of the yellow bars. On the left and right sides of the white box, there are green and purple rectangular blocks. The text 'G.7711-Y.1702(22)_FE.1-4' is located in the bottom right corner of the diagram area.](438622ea89762ed550a4ef3c13fa71a6_img.jpg) + +G.7711-Y.1702(22)\_FE.1-4 + +Diagram illustrating FcPort sharing and switch orientation convention. The diagram shows a central white box containing two yellow rectangular blocks, each labeled 'C&SC'. Each 'C&SC' block has two circular ports, one on the left and one on the right, connected by dashed lines. These two 'C&SC' blocks are enclosed in a large red dashed oval. Above the white box is a yellow horizontal bar with two circular ports. Below the white box is another yellow horizontal bar with two circular ports. Blue lines connect the ports of the 'C&SC' blocks to the ports of the yellow bars. On the left and right sides of the white box, there are green and purple rectangular blocks. The text 'G.7711-Y.1702(22)\_FE.1-4' is located in the bottom right corner of the diagram area. + +**Figure E.1-4 – Sharing FcPorts and switch orientation convention** + +#### **E.1.4.4 Resilience attributes** + +Figure E.1-5 highlights the key attributes of the resilience model. + +![UML class diagram showing resilience key attributes including FcPort, FcSwitch, FcRoute, and ControlParameters_Pac with various associations and enumerations like SwitchStateReason and RouteSelectionReason.](6762c05f927b2b9c2404c465ef0a8d01_img.jpg) + +Source Papyrus CoreModel diagram: Resilience-KeyAttributes. + +### Figure E.1-5 – Key resilience attributes + +UML class diagram showing resilience key attributes including FcPort, FcSwitch, FcRoute, and ControlParameters\_Pac with various associations and enumerations like SwitchStateReason and RouteSelectionReason. + +The attributes are described in the following tables (which show all attributes of the classes, not just the attributes related to resilience). + +#### E.1.4.4.1 CascPort + +See Table E.1-1. + +**Table E.1-1 – Attributes for CascPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| portRole | Experimental |

The role of the port of a CA&SC.

The interpretation of the role is provided by the CASC spec.

The CASC spec will set out the role in the context of CASC functions.

The role will indicate how the port relates to the associated entity, e.g., is conveying messages.

| + +Rec. ITU-T G.7711 (08/2025) 161 + +**Table E.1-1 – Attributes for CascPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| isRelatedControlFlowDisabled | Experimental |

If TRUE, then any Control signal flow related to this controller (to, from or drop-and-continue) is prevented from passing through the related LTP carrying the signalling for this controller.

This can be considered as being realized using an FcSwitch in an FC embedded in the LP at the layer of signalling to disconnect the FcPort bidirectionally.

This FcSwitch should be represented in the LTP spec.

Note that the FcSwitch will be at the granularity of the relevant control signal and other flows may be passed uninterrupted.

| +| isControlledFcPortDisabled | Experimental |

If TRUE, then the related FcPort on the FC is disabled and hence signal will not flow through that FcPort.

This is realized using an FcSwitch to disconnect the FcPort bidirectionally.

Note that as the controller may control many FCs and may switch them all together as one, in an implementation the FcSwitch could be omitted from the FC instance model.

Any omission should be explained by the FcSpec.

This is equivalent to a blocked indication on the LTP used in other representations.

| +| isProtectionLockOut | |

The resource is configured to temporarily not be available for use in the protection scheme(s) it is part of.

This overrides all other protection control states including forced.

If the item is locked out, then it cannot be used under any circumstances.

This causes isRelatedControlFlowDisabled to become TRUE and isControlledFcPortDisabled to become TRUE.

| +| _portRoleProperties | Experimental |

A link to properties associated with the port role as defined by the CascSpec.

| +| _ltp | Experimental |

The LTP that conveys the messages related to the port and/or is subject to control action and/or provides indications of state, etc.

For direct association, there may be up to 2 LTPs (to account for directionality differences).

In the specification representation, there may be a number of rules that provide further LTP relationships that are implicit in the instantiated model.

| + +**Table E.1-1 – Attributes for CascPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|------------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------| +| _encapsulatingCascPort | Experimental | In a case where there is nested CASC the ports are also nested and this references the superior port. | + +##### **E.1.4.4.2 CascPortRoleProperties** + +See Table E.1-2. + +**Table E.1-2 – Attributes for CascPortRoleProperties** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| signallingFormat | Example
Experimental | A reference to the definition of the signalling format used by the instance referenced by the related port.
This is a placeholder for a more sophisticated capability. | +| monitoringDetail | Example
Experimental | Information on what is being monitored in the instance referenced by the related port.
This is a placeholder for a more sophisticated capability. | +| controlDetails | Example
Experimental | Information on what is being controlled in the instance referenced by the related port.
This is a placeholder for a more sophisticated capability. | + +##### **E.1.4.4.3 ConfigurationAndSwitchControl** + +See Table E.1-3. + +**Table E.1-3 – Attributes for ConfigurationAndSwitchControl** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|--------------------------------|--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| switchRule | Experimental | A sketch of the presence of complex rules governing the switch behaviour. | +| isFrozen | Preliminary | Temporarily prevents any switch action to be taken and, as such, freezes the current state.
Until the freeze is cleared, additional near-end external commands are rejected and fault condition changes and received APS messages are ignored.
All administrative controls of any aspect of protection are rejected. | +| isCoordinatedSwitchingBothEnds | Experimental | The CASC is operating such that switching at both ends of each flow across the FC is coordinated at both ingress and egress ends. | +| resilienceControlStatus | Experimental | To be provided. | + +**Table E.1-3 – Attributes for ConfigurationAndSwitchControl** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _fcSwitch | Experimental | The switch being controlled. | +| _controlParameters | Preliminary | The control parameters to be applied if local parameters are used rather than profiles. | +| _profileProxy | Experimental | Applied profiles. | +| _local_Pac | Preliminary | See referenced class. | +| _global_Pac | Preliminary | See referenced class. | +| _subordinateControl | Experimental | A CASC that is fully or partially subordinate this CASC.
A peer is considered as partially subordinate in that the peer will respond to requests for action from this CASC but will also make requests for action to be carried out by this CASC.
Where there is a peer relationship each controller in the peering will see the other controller as subordinate. | +| _caseSpec | Experimental | See referenced class. | +| _encapsulatedCasc | Experimental | Where a CASC is complex it may be decomposed into subordinate CASC parts.
The decomposition is described by the CASC spec. | +| _cascPort | Experimental | A reference to ports of a CASC that can be used where there is significant asymmetry to be represented.
The CASC need not have ports. | +| _coordinatedFc | | See referenced class. | + +##### **E.1.4.4.4 ControlParameters\_Pac** + +See Table E.1-4. + +**Table E.1-4 – Attributes for ControlParameters\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------| +| reversionMode | Experimental | Indicates whether the protection scheme is revertive or non-revertive. | + +**Table E.1-4 – Attributes for ControlParameters\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------------|--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| waitToRevertTime | Preliminary |

If the protection system is revertive, this attribute specifies the time, in minutes, to wait after a fault clears on a higher priority (preferred) resource before switching to the preferred resource.

If a further fault occurs on the preferred resource in the waitToRevertTime then the reversion attempt is cancelled.

The WTR timer is overridden by the needs of a higher priority signal. Depending upon which resource is requested this may simply cancel the attempt to revert or may cause immediate reversion.

| +| protType | Obsolete | Indicates the protection scheme that is used for the ProtectionGroup. | +| holdOffTime | Preliminary | This attribute indicates the time, in milliseconds, between declaration of a switch trigger condition (e.g., signal degrade or signal fail), and the initialization of the protection switching algorithm. | +| _networkSchemeSpecification | Experimental | See referenced class. | + +##### E.1.4.4.5 FcPort + +See Table E.1-5. + +**Table E.1-5 – Attributes for FcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| role | |

Each FcPort of the FC has an assigned role (e.g., working, protection, protected, symmetric, hub, spoke, leaf, root) in the context of the FC with respect to the FC function.

The role is fixed by the referenced FcSpec.

| +| fcPortDirection | | The orientation of the defined flow at the FcPort. | +| isProtectionLockOut | Preliminary |

The resource is configured to temporarily not be available for use in the protection scheme(s) it is part of. This overrides all other protection control states including forced.

If the item is locked out, then it cannot be used under any circumstances.

NOTE – Only relevant when part of a protection scheme.

| + +**Table E.1-5 – Attributes for FcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| selectionPriority | Preliminary |

The preference priority of the resource in the protection scheme for a particular FC.

The lower the value the higher the priority.

A lower value of selection priority is preferred.

If two resources have the same value they are of equal priority.

There is no preference between equal priorities.

If a resource with the lowest value selection priority fails, then the next lowest value available (may be the same value) is picked.

Hence on failure of the current resource the next best available will be selected.

If there are several equal values, the choice is essentially arbitrary.

If the scheme is revertive then when a resource of higher priority than the currently selected resource recovers it will be selected.

This is equivalent to working/protection but allows for all static scheme types with n:m capability.

In simple schemes 0 = working and 1 = protecting.

If selection priority of an FcPort is increased in value and the FC is currently selecting this FcPort then if another FcPort of a lower selection priority value is available, the wait to restore process will come into action as if the other FcPort had just become available.

If selection priority of a FcPort is changed and the FC is not currently selecting this FcPort but is selecting an item that is now of a higher numeric value than the changed FcPort then the wait to restore process will come into action as if the other FcPort had just become available.

| +| isInternalPort | Experimental |

The FcPort is not exposed and cannot have associated LTPs.

This form of FcPort is used to enable chaining of FcSwitches or FcRoutes in complex network protection scenarios.

| +| _ltp | |

The FcPort may be associated with more than one LTP when the FcPort is bidirectional and the LTPs are unidirectional.

Multiple LTP

  • – Bidirectional FcPort to two Uni-directional LTPs.

Zero LTP

  • – BreakBeforeMake transition
  • – Planned LTP not yet in place
  • – Off-network LTP referenced through other mechanism.
| + +**Table E.1-5 – Attributes for FcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|---------------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _fcRouteFeedsFcPortEgress | Experimental | Identifies which route(s) currently actively forward to the FcPort to exit the FC to an LTP (or for an internal FcPort to propagate to the next internal switch/route). | +| _fcPort | Experimental | An FcPort may have a direct association to another FcPort where there is a transition from one domain to another but where there has been no termination. | +| _portOfInternalFc | Experimental | See referenced class. | +| _pin | Experimental | For media FCs, the name of the pin that terminates the media. | + +##### **E.1.4.4.6 FcRoute** + +See Table E.1-6. + +**Table E.1-6 – Attributes for FcRoute** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| selectionPriority | Preliminary |

The preference priority of the resource in the resilience scheme for a particular FC.

The lower the value the higher the priority.

A lower value of selection priority is preferred

If two resources have the same value they are of equal priority.

There is no preference between equal priorities.

If a resource with the lowest value selection priority fails, then the next lowest value available (may be the same value) is picked.

Hence on failure of the current resource the next best available will be selected.

If there are several equal values, the choice is essentially arbitrary).

If the scheme is revertive then when a resource of higher priority than the currently selected resource recovers it will be selected.

| + +**Table E.1-6 – Attributes for FcRoute** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | This is equivalent to working/protection but allows for all static scheme types with n:m capability.
In simple schemes 0 = working and 1 = protecting.
If selection priority of a Route is increased in value and the Route is currently selecting this Route, then if another Route of a lower selection priority value is available the wait to restore process will come into action as if the other Route had just become available.
If selection priority of a Route is changed and the FC is not currently selecting this Route but is selecting an item that is now of a higher numeric value than the changed Route, then the wait to restore process will come into action as if the other Route had just become available. | +| routeSelectionControl | Preliminary | Degree of administrative control applied to the route selection. | +| routeSelectionReason | Preliminary | The reason for the current route selection. | +| _fc | | The list of FCs describing the route of an FC.
In most cases the FcRoute has 2 or more FCs however there are some cases where a Route with one FC is valid. | +| _link | | See referenced class. | + +##### E.1.4.4.7 FcSwitch + +See Table E.1-7. + +**Table E.1-7 – Attributes for FcSwitch** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| holdOffTime | Obsolete | Moved to ControlParameter_Pac... This attribute indicates the time, in seconds, between declaration of unacceptable quality of signal on the currently selected FcPort, and the initialization of the protection switching algorithm. | +| protType | Obsolete | Indicates the protection scheme that is used for the ProtectionGroup. | +| reversionMode | Obsolete | Moved to ControlParameter_Pac... This attribute indicates whether or not the protection scheme is revertive or non-revertive. | +| switchControl | Preliminary | Degree of administrative control applied to the switch selection. | +| switchSelectsPorts | Preliminary | Indicates whether the switch selects from ingress to the FC or to egress of the FC, or both. | +| switchSelectionReason | Preliminary | The reason for the current switch selection. | + +**Table E.1-7 – Attributes for FcSwitch** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|----------------------------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| waitToRestoreTime | Obsolete | Moved to ControlParameter_Pac and changed to waitToRevert... If the protection system is revertive, this attribute specifies the amount of time, in seconds, to wait after the preferred FcPort returns to an acceptable state of operation (e.g., a fault has cleared) before restoring traffic to that preferred FcPort. | +| _selectedFcPort | | Indicates which points are selected by the switch. Depending on the switch spec (via FcSpec)
  • – more than one FcPort can be selected at any one time (e.g., egress switch, ingress packet switch)
  • – zero FcPorts can be selected. For an ingress switch this indicates that the switch common (egress) is "high impedance".
| +| _profileProxy | Experimental | Provides a set of predefined values for switch control in place of the direct values available via the FcSwitch or via _configurationAndSwitchControl. | +| _configurationAndSwitchControl | Experimental | A ConfigurationAndSwitchControl that is external to the switch (it is coordinating many switches and hence cannot be encapsulated in the FcSwitch). | +| _internalConfigurationAndSwitchControl | Experimental | A ConfigurationAndSwitchControl encapsulated in the FcSwitch that controls the FcSwitch alone. | +| _controlParameters | | See referenced class. | + +##### E.1.4.4.8 ForwardingConstruct + +See Table E.1-8. + +**Table E.1-8 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| layerProtocolName | | The layerProtocol at which the FC enables the potential for forwarding. | +| forwardingDirection | | The directionality of the ForwardingConstruct. Is applicable to simple ForwardingConstructs where all FcPorts are BIDIRECTIONAL (the ForwardingConstruct will be BIDIRECTIONAL) or UNIDIRECTIONAL (the ForwardingConstruct will be UNIDIRECTIONAL).
Is not present in more complex cases.
In the case of media, the FcPorts and FC may also be omni-directional. | + +**Table E.1-8 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| isProtectionLockOut | Preliminary |

The resource is configured to temporarily not be available for use in the protection scheme(s) it is part of.

This overrides all other protection control states including forced.

If the item is locked out then it cannot be used under any circumstances.

NOTE – Only relevant when part of a protection scheme.

| +| servicePriority | Preliminary |

Relevant where "service" FCs are competing for server resources.

Used to determine which signal FC is allocated resource.

The priority of the "service" with respect to other "services".

Lower numeric value means higher priority.

Covers cases such as pre-emptible in a resilience solution.

| +| _lowerLevelFc | |

An FC object supports a recursive aggregation relationship such that the internal construction of an FC can be exposed as multiple lower level FC objects (partitioning).

Aggregation is used as for the FD to allow changes in hierarchy.

FC aggregation reflects FD aggregation.

The FC represents what would have traditionally been considered as a "Cross-Connection" in an "NE". The "Cross-Connection" in an "NE" is not necessarily the lowest level of FC partitioning.

| +| _fcRoute | |

An FC object can have zero or more routes, each of which is defined as a list of lower level FC objects describing the flow across the network.

| +| _fcPort | |

The FcPorts define the boundary of the FC.

The FC is accessed via the FcPorts.

Flow within the FC is defined in terms of its FcPorts.

| +| _fcSwitch | |

If an FC exposes protection (having two FcPorts that provide alternative identical inputs/outputs), the FC will have one or more associated FcSwitch objects.

The arrangement of switches for a particular instance is described by a referenced FcSpec.

| + +**Table E.1-8 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|--------------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _configurationAndSwitchControl | Experimental | Reference to a ConfigurationAndSwitchControl that coordinates switches encapsulated in the FC.
The controller coordinates multiple switches in the same FC. | +| _fcSpecReference:ClassRef | SpecReference
Experimental | Reference to the Spec (Class). | +| _supportedLink | Preliminary | An FC that spans between LTPs that terminate the LayerProtocol usually supports one or more links in the client layer. | + +#### E.1.4.5 Symmetric and asymmetric CASC + +In Edition 2 all CASC usages were essentially symmetric (see Annex K for explanation of symmetric and asymmetric) and hence the CASC did not need ports. In Edition 3 the CASC may optionally have ports and hence a number of cases that require asymmetric treatment of control are now supported. Like the FC, a CASC port is associated with up to two LTPs (to allow for directionality differences)63. + +The CASC port to LTP association is used to represent several distinct flows: + +- The flow of CASC signalling information to/from the LTP where at the LTP it is propagated with the traffic and hence is to/from the adapter in the spec of the LTP. +- The flow of control information to be applied to the LTP (e.g., disable traffic flow). +- The flow of monitoring information from the LTP to be used by the CASC. + +The purpose of the port with respect to the flows covered is expressed via the ports role. A CASC port can have a composite role and it may deal with several of the above flows if appropriate and where the same LTP is involved in all aspects described. The CASC port role is described in the CASC spec. + +For rigid invariant patterned cases the relationship between CASC port and LTP may be covered fully in the spec allowing a symmetric CASC instance to be used. For more flexible cases explicit layout of instances of asymmetric CASC port to LTP associations will be required. + +Figure E.1-6, which is a sketch of an aspect of the [ITU-T G.8032] solution (see also Appendix XIV for more details) shows a CASC with ports related to an LTP for various purposes. It also includes associations described in the next clause. + +--- + +63 An association to the FcPort was also explored but not added in this release. + +![Diagram of CASC with ports and association to FC. The diagram shows a hierarchy of components. At the top, a 'CASC' label points to a box containing 'R2'. Below 'R2' is 'R1'. Further down are 'R1, R2, etc'. The diagram also shows 'CASC ports', 'CASC port to LTP for signalling', 'CASC port to LTP for control/signalling', and 'CASC coordinates FC'. The diagram is labeled G.7711-Y.1702(22)_FE.1-6.](3af2fc22afa44863b4fdcb07aa719bc9_img.jpg) + +The diagram illustrates a network architecture with a central 'CASC' (Control and Signaling) component. At the top, a box labeled 'R2' is connected to a 'CASC' label. Below 'R2' is a box labeled 'R1'. Further down, a box labeled 'R1, R2, etc' is shown. The diagram includes several green rectangular blocks representing switches or nodes, and two purple rectangular blocks at the bottom. Red lines represent connections between components, and blue lines represent other connections. Labels on the right side point to specific parts: 'CASC' points to the top box, 'CASC ports' points to a port on 'R2', 'CASC port to LTP for signalling' points to another port on 'R2', 'CASC port to LTP for control/signalling' points to a port on 'R1', and 'CASC coordinates FC' points to a connection line. The diagram is labeled 'G.7711-Y.1702(22)\_FE.1-6' at the bottom. + +Diagram of CASC with ports and association to FC. The diagram shows a hierarchy of components. At the top, a 'CASC' label points to a box containing 'R2'. Below 'R2' is 'R1'. Further down are 'R1, R2, etc'. The diagram also shows 'CASC ports', 'CASC port to LTP for signalling', 'CASC port to LTP for control/signalling', and 'CASC coordinates FC'. The diagram is labeled G.7711-Y.1702(22)\_FE.1-6. + +**Figure E.1-6 – Figure showing CASC with ports and association to FC** + +#### E.1.4.6 CASC coordinates FC + +In some schemes the CASC may control FC flow indirectly via manipulation of an LTP associated to an FcPort and manipulation of switches in the FC associated with that FcPort. In these complex cases it is not sufficient to embed CASCs in the FC. The focus of the control action is the combination of FcPort and LTP and it is based on the CASC asymmetry exposed via the CascPort. The CascPort to LTP association carries some of this information64. Whilst it is possible to determine indirectly the CASC association to the FC by examining the CASC port to LTP associations and identifying the corresponding FCs, to cover these cases more explicitly a direct association between the CASC and the FC is used. Figure E.1-6 shows this association in use. + +This association indicates which FCs a CASC coordinates. Where there is a CASC embedded in the FC (FcCoordinatedByCasc association) that is governed by a superior CASC, that superior CASC does not need to reference the coordinated FCs directly as the ControlGovernsControl association provides all necessary information. + +##### E.1.4.7 Relating the ProcessingConstruct, CASC encapsulation and protection schemes + +Where there is a complex behaviour that does not fit the definition of one of the functional classes such as LTP and FC the ProcessingConstruct (PC) is used. The PC is described in more detail in Annex\_K. The CASC is essentially a PC and a ControlComponent, but considering importance of network application resilience in SDN, the choice has been made to define a specific class65 to represent this behaviour instead of using the more general PC class. The CASC represents complex behaviour of an assembly of parts where the emergent effect is that of Configuration and Switch Control66. Where a resilience scheme has a specific repetitive structure that is complex it may be beneficial to encapsulate the detail of the various CASCs, etc. that enable the scheme in a superior CASC. The scheme, including encapsulated CASC and associations, is then describe in a spec + +64 The LTP association can mean "controls", "monitors", "signals via" or some combination of the three. + +65 This is true also for the LTP, etc. + +66 This is true for all classes in the model as explained in Annex K and Appendix V. + +structure (see Annex G for more detail). The complex structure may be summarized as defined in the spec (including key parameters) and may be exposed as a constrained hierarchy. + +Figure E.1-7 shows some alternative encapsulations of CASC explored for the [ITU-T G.8032] solution67. The actual [ITU-T G.8032] solution is in Appendix XIV. + +![Figure E.1-7: Three diagrams showing different encapsulations of CASC. The 'Base model' shows a network of nodes (R1, R2, etc.) with various associations. The 'Simple constraint domain' shows a subset of these nodes grouped into a 'ConstraintDomain' box. The 'Simple control hierarchy' shows a 'Ring control' box containing R1 and R2, with an outer CASC box labeled 'CD' containing the 'Ring control' box. A legend at the bottom defines the line types: LTP-LTP association (blue), CasePortConnectedToLtp (orange), ConfigurationAndSwitchControlCoordinatesFc (red), FcPortConnectedToLtp (green), and CasePortConnectedToLtp applying control only (light blue).](aadbdbdbe20c27e20e40cc56c1b8ee9c_img.jpg) + +Base model + +Simple constraint domain + +Simple control hierarchy + +Legend: + +- LTP-LTP association +- CasePortConnectedToLtp +- ConfigurationAndSwitchControlCoordinatesFc +- FcPortConnectedToLtp +- CasePortConnectedToLtp applying control only + +G.7711-Y.1702(22)\_FE.1-7 + +Figure E.1-7: Three diagrams showing different encapsulations of CASC. The 'Base model' shows a network of nodes (R1, R2, etc.) with various associations. The 'Simple constraint domain' shows a subset of these nodes grouped into a 'ConstraintDomain' box. The 'Simple control hierarchy' shows a 'Ring control' box containing R1 and R2, with an outer CASC box labeled 'CD' containing the 'Ring control' box. A legend at the bottom defines the line types: LTP-LTP association (blue), CasePortConnectedToLtp (orange), ConfigurationAndSwitchControlCoordinatesFc (red), FcPortConnectedToLtp (green), and CasePortConnectedToLtp applying control only (light blue). + +**Figure E.1-7 – Figure showing basic groupings in CD and in CASC** + +Figure E.1-7 shows a Constraint Domain grouping LTPs, FCs and CASCs in the "Simple Constraint Domain" diagram and shows the outer CASC governing the inner CASCs (via ControlGovernsControl) in the "Simple Control Hierarchy" diagram. + +Figure E.1-8 examines a more sophisticated encapsulation: + +- The base model is as above. +- The diagram of "The spec pattern (n cases of each item)" which identifies what to encapsulate in the spec, i.e., what would need to be specified for a single CASC unit. +- The diagram of "The spec pattern showing refactoring" highlighting an alternative structure of encapsulated CASC. +- The diagram of "The spec pattern..." shows the key parts and associations in the spec where there can be n of each item in the spec and each item will carry key attribute definitions. + +An approach that sets out explicit instances for each LTP, FC, CASC, etc. as per the "Base model" would be reasonable as would an approach with a single instance of CASC abiding by the spec shown in the diagram as "The spec pattern showing refactoring". The spec pattern would need to be related to base model as shown in the "The spec pattern (n cases of each item)" such that if desired a recipient of the information could expand the model. + +67 Overlay of diagram entities represents an explicit relationship between the entities where the inferior entity is shown to the front. + +![Figure E.1-8: A single CASC encapsulating CASCs defined by spec. The diagram is divided into four vertical panels. Panel 1: 'Base model' shows a network of nodes (R1, R2, etc.) connected by lines representing LTP-LTP associations, FcPortConnectedToLtp, and CasePortConnectedToLtp. Panel 2: 'The spec pattern (n cases of each item)' shows the same network with dashed lines representing spec associations/classes and labels 'P&R merge and re-split', 'Rn', 'Rn, Rm', and 'Resilience scheme Spec'. Panel 3: 'The spec pattern showing refactoring' shows a 'CASC spec' box containing 'Rn' and 'CaseEncapsulatesCasc', with a text box explaining 'Contained port properties. Has parameters for the port and associated LTP. Includes ring transit details'. Panel 4: 'Instances abiding by the refactored spec pattern' shows the network with solid lines and labels 'CASC instance', 'R2', 'R1', and 'Resilience scheme Spec'. A legend at the bottom defines the line types and colors.](4851479cde0f63d07f4db536c69bbdef_img.jpg) + +Base model + +The spec pattern (n cases of each item) + +The spec pattern showing refactoring + +Instances abiding by the refactored spec pattern + +— LTP-LTP association      — ConfigurationAndSwitchControlCoordinatesFc      □ CasePortRoleProperties + — FcPortConnectedToLtp      — EncapsulatedPortViewedAsPort      — CasePortConnectedToLtp applying control only + — CasePortConnectedToLtp      — CasePortHasRoleProperties      - - - Any dashed line is a spec association/class + +G.7711-Y.1702(22)\_FE.1-8 + +Figure E.1-8: A single CASC encapsulating CASCs defined by spec. The diagram is divided into four vertical panels. Panel 1: 'Base model' shows a network of nodes (R1, R2, etc.) connected by lines representing LTP-LTP associations, FcPortConnectedToLtp, and CasePortConnectedToLtp. Panel 2: 'The spec pattern (n cases of each item)' shows the same network with dashed lines representing spec associations/classes and labels 'P&R merge and re-split', 'Rn', 'Rn, Rm', and 'Resilience scheme Spec'. Panel 3: 'The spec pattern showing refactoring' shows a 'CASC spec' box containing 'Rn' and 'CaseEncapsulatesCasc', with a text box explaining 'Contained port properties. Has parameters for the port and associated LTP. Includes ring transit details'. Panel 4: 'Instances abiding by the refactored spec pattern' shows the network with solid lines and labels 'CASC instance', 'R2', 'R1', and 'Resilience scheme Spec'. A legend at the bottom defines the line types and colors. + +**Figure E.1-8 – A single CASC encapsulating CASCs defined by spec** + +Clearly it is preferable to have a single solution for each protection scheme. However, it is recognized that under particular constrained circumstances a representation of a fully capable realization may be verbose (i.e., expose details that are not of interest for the particular purpose) and hence there may be a desire to compact the representation. On this basis only recommendations are made for representation of particular schemes. These recommendations are in Appendix XIV. Clearly, any alternative representation of a scheme should be justified by there being some need to simplify the model due to limitations in capability and any representation of a scheme should abide by the model in terms of entities used and should provide full details in the spec model supporting scheme. This approach offering a variety of interpretable encapsulations is essentially the same as the approach used for the LTP, etc. (see Appendix V). + +#### E.1.4.8 Foldaway of complexity – Naming the ConfigurationAndSwitchControl + +The ConfigurationAndSwitchControl can be: + +- Embedded in an FcSwitch, a local class, essentially as a \_PAC with no need for ids, etc. +- Embedded in an FC, a global class, essentially as a local class with need for only relative ids, etc. +- Stand alone as a global class with need for a UUID. + +Where there is one switch controller in a context (e.g., a switch or an FC) and where the controller relates to the context entity by composition it is reasonable to fold the controller into the context entity. + +- The context entity gains the controller attributes. +- Any reference to the controller becomes a reference to the context entity. + +Where there are several switch controllers in a context but where those controllers do NOT need to be referenced in any way from outside the context entity it is reasonable to fold the controllers into a data structure within the context entity. + +- The context entity gains a structure of multiple controller attribute blocks. +- The controller "instance" is resolved by position in the structure. +- It is not possible to reference a controller from outside the context entity. + +Where there are several switch controllers in a context and/or where those controllers need to be referenced from outside the context it is not possible to fold the controllers into the context entities but the entities representing the controllers can have a relative identification (localId) within the scope of the identifier for the context. + +- References are via an address with contextId and localId as elements. + +Where the switch controller is not in any stable (long lived) context then it must have a UUID and can be directly referenced via that UUID. + +Hence it is necessary to use a mechanism that allows the class to have a variable id strategy. This is achieved using conditional composition rather than inheritance (this approach has only been applied here but may be relevant for other cases in the model). + +#### **E.1.4.9 FcRoute has FCs and/or Links** + +There are two methods of describing the forwarding resources used by an FC to achieve forwarding across the network: + +- Direct aggregation of FCs via FcHasLowerLevelFcs association where each FC exists in an FD/Link. The aggregation may be: + - Single layer. + - Multiple layer where some of the FCs represent "Trails"68. +- Indirect aggregation of FCs and/or Links via the Route. Where the route is described by FC those FCs need not exist in an FD but instead may stand-alone describing some arbitrary fragment of the flow69. + +The direct aggregation approach is the normal approach. The FCs in the Links are omitted and only the FCs in the FDs are provided, as depicted for example in Figure E.1-9. + +--- + +68 A Trail is a forwarding relationship between Access Points (as per [ITU-T G.805]. In the ONF CIM it is represented by a ForwardingConstruct. + +69 The FC may only exist in the context of the route and have a lifecycle dependent upon the existence of the route or may exist in several routes. + +![Figure E.1-9: Forwarding detail represented via direct aggregation (or partition).](bb8035cd106b4d77b3615e90645f8e37_img.jpg) + +This diagram illustrates a network hierarchy. At the top, a yellow oval contains a horizontal yellow bar with two white circles. Below this, a blue arrow labeled 'Partition' points to a level of yellow ovals. The leftmost oval is labeled 'FcHasLowerLevelFcs'. Below these ovals are green and purple rectangular nodes. Some nodes are connected to small yellow rectangles. At the bottom, three orange rectangular boxes represent network domains, each containing green, purple, and yellow nodes. The text 'G.7711-Y.1702(22)\_FE.1-9' is in the bottom right corner. + +Figure E.1-9: Forwarding detail represented via direct aggregation (or partition). + +**Figure E.1-9 – Forwarding detail represented via direct aggregation (or partition)** + +In some cases, the direct aggregation is not sufficient, and a route mechanism is used, as depicted for example in Figure E.1-10. + +![Figure E.1-10: Showing a basic route-based representation using FCs.](909e1cd5419742a8ea8a95a16a40d849_img.jpg) + +This diagram shows a network with two main paths. At the top, a yellow bar has two labels 'FcHasRoute'. Below it, 'Route 1' is a horizontal blue bar with yellow circles and green nodes. 'Route 2' is another horizontal blue bar below Route 1, also with yellow circles and green nodes. A legend indicates 'Route 1 is INSTALLED' and 'Route 2 is POTENTIAL'. Below these routes are green and purple nodes, some connected to yellow rectangles. At the bottom, three orange rectangular boxes represent network domains with various node configurations. The text 'G.7711-Y.1702(22)\_FE.1-10' is in the bottom right corner. + +Figure E.1-10: Showing a basic route-based representation using FCs. + +**Figure E.1-10 – Showing a basic route-based representation using FCs** + +The FcRoute has several potential uses: + +- As part of the constraint model related to routing an FC. +- As a description of future alternative ways through the network to cover variability in the service need or some other where only one is active at any one time (as depicted above). +- To represent each of a number of alternative ways through the network for a particular FC to provide resilience. +- As a description of the current way through the network for a particular FC (current route). + +The FcRoute may be fully detailed or quite abstract in terms of constraints. + +The key focus in this document is the use of FcRoute for resilience. The actual instantiated active route across the network, i.e., the actual configuration of the real devices, must necessarily be fully detailed (otherwise information could not flow). But the definition of the desired route can be just a set of constraints that the actual route simply needs to satisfy. Similarly, the alternative routes may be simply constraints. + +Figure E.1-11 shows a basic route-based representation using abstract FCs. + +![Figure E.1-11: A diagram illustrating a basic route-based representation using abstract FCs. The top part shows a network topology with a yellow horizontal bar at the top labeled 'FcHasRoute'. Below it, a blue horizontal bar represents 'Route 1', which is labeled as 'POTENTIAL'. This route consists of several nodes (green and purple squares) connected by lines. The bottom part shows three separate boxes, each containing a green square, a yellow rectangle, and a purple rectangle. Arrows point from the text 'Abstract FCs between server LTPs implying but not specifying in layer LTPs' to these elements. The diagram is labeled 'G.7711-Y.1702(22)_FE.1-11' in the bottom right corner.](b43ec8e53bbe827c4572d9fd80ebc21a_img.jpg) + +Figure E.1-11: A diagram illustrating a basic route-based representation using abstract FCs. The top part shows a network topology with a yellow horizontal bar at the top labeled 'FcHasRoute'. Below it, a blue horizontal bar represents 'Route 1', which is labeled as 'POTENTIAL'. This route consists of several nodes (green and purple squares) connected by lines. The bottom part shows three separate boxes, each containing a green square, a yellow rectangle, and a purple rectangle. Arrows point from the text 'Abstract FCs between server LTPs implying but not specifying in layer LTPs' to these elements. The diagram is labeled 'G.7711-Y.1702(22)\_FE.1-11' in the bottom right corner. + +**Figure E.1-11 – Showing a basic route-based representation using abstract FCs** + +Essentially, the route constraints used in conjunction with knowledge of the necessary layout constraints for the type of FC should be sufficient to allow an instance to be created. + +The degree of detail available in a route definition depends upon a number of factors including design philosophy and level of risk tolerated. For example, to minimize the risk of the route not being successful when application is requested full detail will be required and the resources will need to be dedicated. + +If the route is itself complex, including combinations of switched segments, etc., then FC orientation may be critical and hence will need to minimally include abstract FCs whereas if the route is a trivial point to point structure with no embedded protection and the network technology does not restricted channelization and there is no committed bandwidth, etc. then the route can suitable be described in terms of just links. + +Figure E.1-12 shows a basic route-based representation using Links. + +![Figure E.1-12: A diagram showing a basic route-based representation using links. At the top, a yellow bar labeled 'FcHasRoute' is connected to a light blue bar labeled 'Route 1'. Below this, a series of green and purple rectangles represent network elements, with arrows indicating connections. The text 'Route 1 is POTENTIAL' is present. Below this, a section labeled 'Implied FCs between implied LTPs' shows three orange boxes, each containing a green rectangle, a dashed yellow rectangle, and a purple rectangle, connected by dashed lines. The text 'G.7711-Y.1702(22)_FE.1-12' is in the bottom right.](1d9db146e81fd7b66f1a05cce57c7112_img.jpg) + +Figure E.1-12: A diagram showing a basic route-based representation using links. At the top, a yellow bar labeled 'FcHasRoute' is connected to a light blue bar labeled 'Route 1'. Below this, a series of green and purple rectangles represent network elements, with arrows indicating connections. The text 'Route 1 is POTENTIAL' is present. Below this, a section labeled 'Implied FCs between implied LTPs' shows three orange boxes, each containing a green rectangle, a dashed yellow rectangle, and a purple rectangle, connected by dashed lines. The text 'G.7711-Y.1702(22)\_FE.1-12' is in the bottom right. + +**Figure E.1-12 – Showing a basic route-based representation using Links** + +If there is committed bandwidth and there are restrictions in the FDs transited by the route then the route should be in terms of suitably detailed (partially detailed) FCs70. + +Figure E.1-13 shows a basic route-based representation using abstract Link FCs. + +![Figure E.1-13: A diagram showing a basic route-based representation using abstract Link FCs. It is similar to Figure E.1-12 but with more complex connections between the network elements. The text 'Route 1 is POTENTIAL' is present. Below, a section labeled 'FCs implied by abstract FCs between server LTPs implying but not specifying in layer LTPs' shows three orange boxes with internal connections. The text 'G.7711-Y.1702(22)_FE.1-13' is in the bottom right.](0b8f0df92a831a94cdac664d8b05f0ec_img.jpg) + +Figure E.1-13: A diagram showing a basic route-based representation using abstract Link FCs. It is similar to Figure E.1-12 but with more complex connections between the network elements. The text 'Route 1 is POTENTIAL' is present. Below, a section labeled 'FCs implied by abstract FCs between server LTPs implying but not specifying in layer LTPs' shows three orange boxes with internal connections. The text 'G.7711-Y.1702(22)\_FE.1-13' is in the bottom right. + +**Figure E.1-13 – Showing a basic route-based representation using abstract Link FCs** + +#### E.1.4.10 FcRoute LifecycleState + +As implied in the previous clause the FcRoute inherits the Lifecycle state attribute. + +###### E.1.4.10.1 General considerations + +The LifecycleStates of POTENTIAL and INSTALLED allow alternative routes reflect the selection state of a resilience scheme where INSTALLED means selected, and POTENTIAL means deselected. When a route is selected it is available for use. + +70 It can be argued that the route should always minimally in terms of abstract FCs in either a Link or FD context so that properties such as bandwidth commitment, etc. can be recorded. This will be explored further in subsequent releases to help normalize route expression. + +The LifecycleState of an FcRoute is: + +- PLANNED: If the resources are not present in the network. +- POTENTIAL\_BUSY: If the resources are present in the network but are shared with other FCs and are currently used by those FCs. +- POTENTIAL\_AVAILABLE: If the resources are present in the network and are shared with other FCs but are not currently used by any FCs. +- INSTALLED: If the resources are present and allocated to this FC (whether shared or not). +- PENDING\_REMOVAL: If the FcRoute is INSTALLED and the intention is to remove the FcRoute. + +##### E.1.4.10.2 Protection + +From the perspective of a protection scheme it is usual for all resources for routes to be present in the network. + +###### E.1.4.10.3 1+1 protection + +In a 1+1 protection scheme, both of the worker (main) FcRoute and protection (standby) FcRoute have resources active in the network such that the LifecycleState of both will be INSTALLED (even if the route is not selected and there is no continuous traffic path as a result of switch states, etc.). The switch states are changed to select the route. + +##### E.1.4.10.4 X:Y protection + +In a X:Y (X≤ Y) scheme, although resources are present in the network but are shared and hence not necessarily available to protect a failure in a worker (main). A route may be POTENTIAL\_AVAILABLE if the resources are not currently used by any FCs and POTENTIAL\_BUSY when some or all the resources necessary for protection are used by one or more other FCs. + +When a route is "POTENTIAL\_AVAILABLE" then some other process is required to configure and activate the resources of the route before it can be used by a protection scheme71. It is possible that even if the state of the FcRoute is POTENTIAL\_BUSY a control process could have the authority to preempt and remove the blocking FcRoute. + +##### E.1.4.10.5 Restoration schemes + +In a restoration scheme there may be a number of alternative routes. At most one of those routes will be INSTALLED. The other routes will be PLANNED. In some revertive schemes a preferred route (often called the home route) is remembered (pinned, retained) and the resources retained when an alternative is being used (due perhaps to failure of the preferred route). When the preferred route recovers, the FC is caused to revert to it. When an alternative is being used, the preferred route is POTENTIAL\_AVAILABLE (as it is not shared) and when it is used it is INSTALLED. + +If the route is only described in abstract constraints, then when it is INSTALLED the actual FCs abiding by the abstract constraints will be created. This actual FC will be added to the actual route and may become part of the route description for later re-instantiation if the policy for that FC indicates this should be the case. + +##### E.1.4.10.6 Further considerations of state + +It is currently not possible to distinguish, using states, between the following cases: + +- All resources have been specified but not reserved. + +--- + +71 This is a typical case for ASON restoration where signalling is used to trigger distributed control components to activate the standby path. + +- Some resources have been specified but not reserved. +- No resources have been specified. + +#### E.1.4.11 Route Feeds FcPort + +In some views it is possible that the detail below the route is not accessible, but it is still clear to the viewer that there are multiple alternative routes. In these views it is beneficial to indicate to the viewer that a particular route is being used to feed the output from a particular FcPort. + +The FcPortFedByFcRoute association reflected in the *\_fcRouteFeedsFcPortEgress* of the FcPort identifies which route feeds the FcPort. + +Figure E.1-14 shows a case where there are two routes. From the switch detail it is clear that the upper route is feeding to the right and the lower route is feeding to the left. However, the switch detail of the FC in the route, shown in the figure slightly greyed out, is not visible to the viewer. The *\_fcRouteFeedsFcPortEgress* attribute in each FcPort of the visible FC references the relevant visible route objects. + +![Diagram illustrating route visibility and FcPort associations in a network view. At the top, a yellow bar represents a visible FC. Below it, two routes are shown. The upper route is labeled 'Route visible' and 'FC and switches not visible'. The lower route is also labeled 'Route visible' and 'FC and switches not visible'. Red arrows labeled '_routeFeedsFcPortEgress' point from the visible FC to the routes. The diagram shows various components like switches (green squares), ports (purple rectangles), and routers (yellow rectangles) connected by lines. At the bottom, three separate boxes show different network configurations. A label 'G.7711-Y.1702(22)_FE.1-14' is in the bottom right corner.](ff3a3d26b4b40920cf1377205fb08445_img.jpg) + +Diagram illustrating route visibility and FcPort associations in a network view. At the top, a yellow bar represents a visible FC. Below it, two routes are shown. The upper route is labeled 'Route visible' and 'FC and switches not visible'. The lower route is also labeled 'Route visible' and 'FC and switches not visible'. Red arrows labeled '\_routeFeedsFcPortEgress' point from the visible FC to the routes. The diagram shows various components like switches (green squares), ports (purple rectangles), and routers (yellow rectangles) connected by lines. At the bottom, three separate boxes show different network configurations. A label 'G.7711-Y.1702(22)\_FE.1-14' is in the bottom right corner. + +**Figure E.1-14 – Understanding the active route in an opaque view** + +In more complex contexts there may be many routes and/or the upper-most FC may have multiple FcPorts. In these cases, it is possible that multiple routes are actively feeding an FcPort such that + +information is flowing from at least one other FcPort on each of the routes72. In these cases the `_routeFeedsFcPortEgress` in each FcPort simply list all routes that are actively feeding that FcPort. + +#### **E.1.4.12 Abstraction of resilience viewed through the supported Link** + +The Link is an abstract view of underlying resources. It exposes the effects of the technology specific aspects and of the protection of the underlying network. The abstract view is in terms of the characteristics of forwarding and is covered in Annex D. + +The request for service will be in terms of the essential characteristics of forwarding e.g., timing, integrity, etc. The need for a resilience mechanism will be interpreted by considering these characteristics. If the distance between the points of delivery is very short the characteristics may be achieved with unprotected resources, if the delivery points are very distant then the same characteristics may require some form of resilience. The resilience chosen will depend upon the specifics of the characteristics. Certain combinations of characteristics will not be achievable beyond a certain distance. + +Because the resilience scheme is chosen to enable particular characteristics to be achieved then the abstraction of the scheme as viewed at the links should be in terms of those characteristics. It is not meaningful to express in the Link the type of scheme used in the underlying network because: + +- This violates the intended opaqueness (as the user of the link abstraction would need to understand the meaning of a scheme in a foreign layer or domain). +- It does not provide the user with sufficient information to derive the characteristics of the scheme since these will depend upon many factors including length and these cannot be interpreted without deep knowledge of the underlying network. + +On this basis, the expression of the underlying resilience viewed through the link should simply be in terms of generalized properties of forwarding. + +Clearly, if the network is not hidden the user can navigate from the Link to the underlying network structures. The opportunity to navigate to the server FC and from that to the resilience scheme details is fully supported by the model73. + +Figure E.1-14 highlights two key relationships in red. These provide the most direct inter-layer resilience navigation. If an FcRoute is described in terms of Links the underlying FC in the server layer (that represents the Trail as per [ITU-T G.805]) can be identified by reverse navigation of the `FcSupportsLink` association. This will arrive at the supporting FC and all relevant resilience details. It is also possible to navigate via the Linkport to the LTP and then from the LTP to the supporting FC and all resilience details/ + +#### **E.1.4.13 Overlaying and chaining switches** + +Figure E.1-15 shows an abstract example of an FC with chained switches using the internal FcPort where some FcPorts are fed by more than one switch. As it notes in the figure, the layout is arbitrary, solely for the illustration of the model capability and is not a representation of any particular switching scheme. As usual the FC spec would explain, in terms of switched flows (which represent FcSwitches), the range of switching opportunities and distinguish the port roles. + +--- + +72 Clearly this is only applicable to some network technologies. + +73 In many cases it is not possible/allowed to represent full server details, hence an abstraction would be used. + +![Diagram of internal FcPorts and ports fed by several switches. The diagram shows a yellow rectangular area representing a switching fabric. On the left, five 'External FcPort' symbols are shown, with a label 'External FcPort Does not support signal merge' pointing to the top one. On the right, five 'External FcPort' symbols are shown, with a label 'External FcPort Supports signal merge' pointing to the bottom one. Inside the yellow area, there are two columns of switches. The left column has five switches, each labeled '0'. The right column has five switches, each labeled '1'. Dashed lines represent signal paths. Some paths go from left external ports through the '0' switches to right external ports. Other paths go from right external ports through the '1' switches to left external ports. A label 'Internal FcPort showing two attached switches' points to a switch in the left column. A list of notes on the right side of the diagram states: 'Shows only left to right flow', 'Arbitrary arrangement of switches', 'Assumes mergeable signals', and 'It is likely that a refactoring of this arrangement would lead to a more efficient solution. The purpose is to solely illustrate the capability.' The diagram is labeled 'G.7711-Y.1702(22)_FE.1-15'.](33d95af6c9ade7cf0415756cc5ea9803_img.jpg) + +Diagram of internal FcPorts and ports fed by several switches. The diagram shows a yellow rectangular area representing a switching fabric. On the left, five 'External FcPort' symbols are shown, with a label 'External FcPort Does not support signal merge' pointing to the top one. On the right, five 'External FcPort' symbols are shown, with a label 'External FcPort Supports signal merge' pointing to the bottom one. Inside the yellow area, there are two columns of switches. The left column has five switches, each labeled '0'. The right column has five switches, each labeled '1'. Dashed lines represent signal paths. Some paths go from left external ports through the '0' switches to right external ports. Other paths go from right external ports through the '1' switches to left external ports. A label 'Internal FcPort showing two attached switches' points to a switch in the left column. A list of notes on the right side of the diagram states: 'Shows only left to right flow', 'Arbitrary arrangement of switches', 'Assumes mergeable signals', and 'It is likely that a refactoring of this arrangement would lead to a more efficient solution. The purpose is to solely illustrate the capability.' The diagram is labeled 'G.7711-Y.1702(22)\_FE.1-15'. + +**Figure E.1-15 – Internal FcPorts and ports fed by several switches** + +##### E.1.4.14 Controls from CascPort + +The CascPort supports both the sending of signalling through and/or application of control to the associated LTP and/or the gathering of monitoring information from the associated LTP. The controls can be applied directly to the associated LTP and/or indirectly to an appropriately deterministically related LTP peer or server to the associated LTP as described by the scheme spec (see Annex G). The same applies to the gathering of monitoring information. + +Considering [ITU-T G.8032] protection as an example the control parameter related to the "isRelatedControlFlowDisabled" property of the port applies also to the indirectly related LTP dealing with the control signal and the "isControlledFcPortDisabled" property of the port applies specifically to the port of the controlled FC as explained by the scheme spec. + +In addition the scheme spec will indicate whether the actual state of each individual controlled FC can be determined directly from the FC or whether only the aggregate state is available. Clearly the former may cause performance issues in an implementation if hundreds of FCs are controlled and switched together especially if notifications are sent for changes in every one independently. + +#### E.1.4.15 Use of FcSpec to explain unexpected flow through a protection scheme + +The FcSpec is used to state rules for and constraints on flows through the FC so as to define the FC internal interconnectivity. The normal usage is to provide an FcSpec per type of FC. Clearly the intended flows in a protection scheme can be stated in terms of an FcSpec. + +Under some failure conditions, the flows in a protection scheme may not reflect the expected flows. Under these circumstances it is possible to use an FcSpec structure to describe the unexpected flows. Such an FcSpec could be made available as part of the description of the protection scheme if the failure modes are deterministic and the range of different flow patterns were limited. + +In the case where the failure patterns are extensive, rare and not readily pre-calculable on occurrence of an unexpected flow state a temporary FcSpec could be constructed to express the current flow case. + +The following basic network, as depicted in Figure E.1-16, can be used to illustrate the complex behaviour. The network includes four NEs. Each NE is configured as shown for the upper right NE with Interconnect-Protection74. The external view of the effect of the configuration of FCs in the NEs is back-to-back-protection (depicted as Offered/Desired). + +74 This is an illustrative FcSpecName. + +![Figure E.1-16: Basic network showing back to back protection abstraction of underlying protection. The diagram is divided into three parts: 'Client view' at the top left showing four ports (1, 2, 3, 4) connected to a central yellow box; 'Offered/desired' at the top right showing a mesh of four nodes (1, 2, 3, 4) with 'Back-to-Back-Protection'; and 'Network realization' at the bottom showing four nodes (1, 2, 3, 4) with interfaces 'a', 'b', and 'c' connected in a mesh, with 'Interconnect-Protection' shown on the right. A reference code G.7711-Y.1702(22)_FE.1-16 is present.](ca7e6c1823b101e869d4f177c147bea6_img.jpg) + +Figure E.1-16: Basic network showing back to back protection abstraction of underlying protection. The diagram is divided into three parts: 'Client view' at the top left showing four ports (1, 2, 3, 4) connected to a central yellow box; 'Offered/desired' at the top right showing a mesh of four nodes (1, 2, 3, 4) with 'Back-to-Back-Protection'; and 'Network realization' at the bottom showing four nodes (1, 2, 3, 4) with interfaces 'a', 'b', and 'c' connected in a mesh, with 'Interconnect-Protection' shown on the right. A reference code G.7711-Y.1702(22)\_FE.1-16 is present. + +**Figure E.1-16 – Basic network showing back to back protection abstraction of underlying protection** + +Under single failure conditions the external effect is still back-to-back-protection, as shown in Figure E.1-17. + +![Figure E.1-17: Single failure in network. This diagram is similar to Figure E.1-16 but includes a red vertical line on the horizontal link between node 1 and node 3 in the 'Network realization' section, indicating a single failure. The 'Client view' and 'Offered/desired' sections remain the same. A reference code G.7711-Y.1702(22)_FE.1-17 is present.](55a415876cf7b7c2509c0318bb857efa_img.jpg) + +Figure E.1-17: Single failure in network. This diagram is similar to Figure E.1-16 but includes a red vertical line on the horizontal link between node 1 and node 3 in the 'Network realization' section, indicating a single failure. The 'Client view' and 'Offered/desired' sections remain the same. A reference code G.7711-Y.1702(22)\_FE.1-17 is present. + +**Figure E.1-17 – Single failure in network** + +When there is a failure at the input, the protection scheme operates as expected by the dual 1+1 definition as shown in Figure E.1-18. + +![Figure E.1-18: Failure at an input to the network. The diagram shows three views: 'Client view' with ports 1, 2, 3, 4; 'Network realization' with four nodes and internal links a, b, c; and 'Interconnect-Protection' showing internal components. A failure is indicated at port 1 in the network realization. Text labels include 'Effect after internal failure (no longer the desired Back-to-Back-Protection)' and 'G.7711-Y.1702(22)_FE.1-18'.](79e37b4f8cee1318b5ed68e32a2f12a4_img.jpg) + +Client view + +Network realization + +Effect after internal failure +(no longer the desired +Back-to-Back-Protection) + +Interconnect-Protection + +G.7711-Y.1702(22)\_FE.1-18 + +Figure E.1-18: Failure at an input to the network. The diagram shows three views: 'Client view' with ports 1, 2, 3, 4; 'Network realization' with four nodes and internal links a, b, c; and 'Interconnect-Protection' showing internal components. A failure is indicated at port 1 in the network realization. Text labels include 'Effect after internal failure (no longer the desired Back-to-Back-Protection)' and 'G.7711-Y.1702(22)\_FE.1-18'. + +**Figure E.1-18 – Failure at an input to the network** + +However, under certain internal failure scenarios the network is split into two, and there is a non-desired flow. As shown in Figure E.1-19, although from the external perspective traffic is being delivered at both ports 3 and 4, external failures will not give the desired back-to-back-protection characteristic. + +![Figure E.1-19: Two internal failures. The diagram shows three views: 'Client view' with ports 1, 2, 3, 4; 'Network realization' with four nodes and internal links a, b, c, showing two failures; and 'Interconnect-Protection' showing internal components. Text labels include 'Effect after external failure (no longer the desired Back-to-Back-Protection)' and 'G.7711-Y.1702(22)_FE.1-19'.](b1a6ab9f3d33d6e8d64173bfa595b763_img.jpg) + +Client view + +Network realization + +Effect after external failure +(no longer the desired +Back-to-Back-Protection) + +Interconnect-Protection + +G.7711-Y.1702(22)\_FE.1-19 + +Figure E.1-19: Two internal failures. The diagram shows three views: 'Client view' with ports 1, 2, 3, 4; 'Network realization' with four nodes and internal links a, b, c, showing two failures; and 'Interconnect-Protection' showing internal components. Text labels include 'Effect after external failure (no longer the desired Back-to-Back-Protection)' and 'G.7711-Y.1702(22)\_FE.1-19'. + +**Figure E.1-19 – Two internal failures** + +Figure E.1-20 shows that a failure occurring on port 1 will, unexpectedly from the client's perspective, cause the output at port 3 to fail. + +![Figure E.1-20: Two internal failures with external failure. The diagram is divided into three parts: 'Client view' showing a central yellow box with four ports (1, 2, 3, 4) and an arrow pointing from port 3 to port 1; 'Network realization' showing a mesh of four yellow boxes with ports labeled a, b, c, and numbered 1, 2, 3, 4, with two internal failures marked by red 'x's; and 'Effect after external failure' showing a yellow box with four ports (1, 2, 3, 4) and arrows pointing from ports 1 and 2 to ports 3 and 4 respectively. A caption below the third part reads 'Effect after external failure (no longer the desired Back-to-Back-Protection)'. A reference code 'G.7711-Y.1702(22)_FE.1-20' is at the bottom right.](d9862ac8473902e7dfe441c5e88d47d8_img.jpg) + +Figure E.1-20: Two internal failures with external failure. The diagram is divided into three parts: 'Client view' showing a central yellow box with four ports (1, 2, 3, 4) and an arrow pointing from port 3 to port 1; 'Network realization' showing a mesh of four yellow boxes with ports labeled a, b, c, and numbered 1, 2, 3, 4, with two internal failures marked by red 'x's; and 'Effect after external failure' showing a yellow box with four ports (1, 2, 3, 4) and arrows pointing from ports 1 and 2 to ports 3 and 4 respectively. A caption below the third part reads 'Effect after external failure (no longer the desired Back-to-Back-Protection)'. A reference code 'G.7711-Y.1702(22)\_FE.1-20' is at the bottom right. + +**Figure E.1-20 – Two internal failures with external failure** + +Figure E.1-21 shows the potential states of flow of a realization of back-to-back protection under internal failure modes (some are dependent on there being a more sophisticated underlying network than that shown in the figure above). The states highlighted in the red ellipse are not expected from the simple external presentation of back-to-back protection. Only one direction of flow is shown to reduce clutter, the diagrams have been simplified to show only the flow (not the specific switches and the port numbers have been generalized (maintaining the orientation as per the Back-to-back-protection shown in the figures above). This is further explained later in this clause. + +PR11 = 1, PR12 = 2, PR21 = 3, +PR22 = 4 from previous figures + +![Figure E.1-21: Representation of forwarding under normal and failure conditions. The diagram is titled 'Desired states' and 'Internal forwarding under multiple failure conditions'. It shows a grid of yellow boxes representing different states. The 'Desired states' section shows two boxes: one with arrows from PR11 to PR21 and PR12 to PR22, and another with arrows from PR11 to PR22 and PR12 to PR21. The 'Internal forwarding under multiple failure conditions' section shows a 3x3 grid of boxes. The first column is circled in red and contains boxes with various arrow configurations: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR22, PR12 to PR21; (3) PR11 to PR21, PR12 to PR22. The second column contains: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR22; (3) PR11 to PR22. The third column contains: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR21; (3) PR11 to PR22. A reference code 'G.7711-Y.1702(22)_FE.1-21' is at the bottom right.](a93e145fd70325b1828e19710266906e_img.jpg) + +Figure E.1-21: Representation of forwarding under normal and failure conditions. The diagram is titled 'Desired states' and 'Internal forwarding under multiple failure conditions'. It shows a grid of yellow boxes representing different states. The 'Desired states' section shows two boxes: one with arrows from PR11 to PR21 and PR12 to PR22, and another with arrows from PR11 to PR22 and PR12 to PR21. The 'Internal forwarding under multiple failure conditions' section shows a 3x3 grid of boxes. The first column is circled in red and contains boxes with various arrow configurations: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR22, PR12 to PR21; (3) PR11 to PR21, PR12 to PR22. The second column contains: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR22; (3) PR11 to PR22. The third column contains: (1) PR11 to PR21, PR12 to PR22; (2) PR11 to PR21; (3) PR11 to PR22. A reference code 'G.7711-Y.1702(22)\_FE.1-21' is at the bottom right. + +**Figure E.1-21 – Representation of forwarding under normal and failure conditions** + +The FcSpec (see Annex G) can be used to represent the back-to-back-protection scheme as shown in Figure E.1-22. + +![Figure E.1-22: Spec for back-to-back protection. The diagram is divided into three parts. Top: 'Expression of intended simple behavior' showing four nodes (1, 2, 3, 4) with two parallel paths. Middle-left: 'Type = BackToBackProtection' showing two green boxes labeled 'C&SC' between PR11/PR12 and PR21/PR22. Middle-right: 'Effect of actual realization within distributed solution (showing one direction only)' showing four green boxes with red arrows indicating flow direction, labeled 'Type = AllFlowsBackToBackProtection'. Bottom-right: G.7711-Y.1702(22)_FE.1-22](8d8c5956e539cf6e6bcc6c9b5c08bbd0_img.jpg) + +Figure E.1-22: Spec for back-to-back protection. The diagram is divided into three parts. Top: 'Expression of intended simple behavior' showing four nodes (1, 2, 3, 4) with two parallel paths. Middle-left: 'Type = BackToBackProtection' showing two green boxes labeled 'C&SC' between PR11/PR12 and PR21/PR22. Middle-right: 'Effect of actual realization within distributed solution (showing one direction only)' showing four green boxes with red arrows indicating flow direction, labeled 'Type = AllFlowsBackToBackProtection'. Bottom-right: G.7711-Y.1702(22)\_FE.1-22 + +**Figure E.1-22 – Spec for back-to-back protection** + +The FcSpec can also be used to represent any of the desired and undesired forwarding patterns. An example is shown in Figure E.1-23. + +![Figure E.1-23: Spec representation of one of the undesired cases. Left: Simple diagram showing two parallel paths from PR11 to PR21 and PR12 to PR22. Right: 'Effect of actual realization within distributed solution (showing one direction only)' showing two green boxes with arrows, labeled 'Type = BackToBackSNCP'. Bottom-right: G.7711-Y.1702(22)_FE.1-23](c941bae4c5b877af807a9dc7ef13c666_img.jpg) + +Figure E.1-23: Spec representation of one of the undesired cases. Left: Simple diagram showing two parallel paths from PR11 to PR21 and PR12 to PR22. Right: 'Effect of actual realization within distributed solution (showing one direction only)' showing two green boxes with arrows, labeled 'Type = BackToBackSNCP'. Bottom-right: G.7711-Y.1702(22)\_FE.1-23 + +**Figure E.1-23 – Spec representation of one of the undesired cases** + +Figure E.1-24 shows another one of the failure cases. + +![Figure E.1-24: Spec representation of another of the undesired cases. The figure consists of two diagrams. The left diagram shows a 'BackToBackSNCP' type protection scheme. It features two parallel green rectangles representing Forwarding Classes (FCs). Each FC has two triangles at its ends, representing Network Elements (NEs). The top FC is connected to PR11 and PR21, and the bottom FC to PR12 and PR22. A red line labeled 'Sc1' connects the two FCs. Above the left diagram is a small inset showing four nodes: PR11, PR12, PR21, and PR22, with arrows indicating connections between PR11 and PR21, and between PR12 and PR22. The right diagram is titled 'Effect of actual realization within distributed solution (showing one direction only)'. It shows the same two FCs and nodes, but with a single red arrow pointing from the top FC to the bottom FC, indicating a one-way realization. The label 'Type = BackToBackSNCP' is present at the bottom of both diagrams. A reference code 'G.7711-Y.1702(22)_FE.1-24' is at the bottom right.](dc7665c574da4162d51b543b66d87eda_img.jpg) + +Figure E.1-24: Spec representation of another of the undesired cases. The figure consists of two diagrams. The left diagram shows a 'BackToBackSNCP' type protection scheme. It features two parallel green rectangles representing Forwarding Classes (FCs). Each FC has two triangles at its ends, representing Network Elements (NEs). The top FC is connected to PR11 and PR21, and the bottom FC to PR12 and PR22. A red line labeled 'Sc1' connects the two FCs. Above the left diagram is a small inset showing four nodes: PR11, PR12, PR21, and PR22, with arrows indicating connections between PR11 and PR21, and between PR12 and PR22. The right diagram is titled 'Effect of actual realization within distributed solution (showing one direction only)'. It shows the same two FCs and nodes, but with a single red arrow pointing from the top FC to the bottom FC, indicating a one-way realization. The label 'Type = BackToBackSNCP' is present at the bottom of both diagrams. A reference code 'G.7711-Y.1702(22)\_FE.1-24' is at the bottom right. + +**Figure E.1-24 – Spec representation of another of the undesired cases** + +#### E.1.4.16 Dealing with multiple control domains (this clause requires further work) + +There are many network cases where an NE participates in several resilience schemes where two or more scheme instances are responsible for the resilience of a single information flow that transit the NE. The model supports two ways of dealing with this: + +- Single FC with split control. +- Two FCs each with separate dedicated CASCs where the two FCs are connected by a zero-length-link. + +Two options... Zero length link or single FC. + +## E.2 Protection schemes considered + +The resilience model is designed to support standard resilience schemes in a consistent fashion. The model has been exercised for a number of schemes (see Appendix XIV). + +Resilience schemes considered in detail include: + +- Linear protection including: + - 1+1 + - 1:1 + - 1:N +- Mesh protection including: + - N:1 +- Ring protection including: + - [ITU-T G.8032]. + +The above schemes are protection schemes. Various restoration schemes are also supported by the model, but these have not yet been covered in detail in the examples. + +## E.3 Protection of other functions of physical things + +The physical model is covered by Annex F, which focuses on the modelling of equipment. The equipment is considered to be purely physical. Annex F also provides some modelling of functions that are emergent from a physical assembly when powered. Clearly, all functions including those encapsulated by LTPs and FCs are only realized in a powered physical assembly. + +The functions being supported by the equipment can be protected. This type of protection often goes under the name "equipment protection". This name has not been used, as it blurs the intentional constraint that equipment is purely physical (where a physical thing can be measured with a ruler). Physical things are not protected, the functions that they support are protected; it is functions supported by additional physical things that give rise to resilient/protected functions. + +Annex F provides a sketch of how functional resilience could be represented. This aspect is for further work in the next edition. The intention is to use a switch/controller based pattern to represent functional resilience/protection. + +## E.4 Work in progress + +### E.4.1 Signalling information flow + +Some signalling flow considerations have been covered in this release but there is a need to cover the general case of inter-controller signalling. This will be tackled in a later release. + +There are two distinct cases to consider: + +- Closed: where the signalling/messaging is solely within the visible/controlled network. +- Open: where the signalling/messaging emerges from the visible/controlled network. + +The open case occurs where, for example, there is an administration boundary that cuts a protection scheme and where the administrative entities have agreed to enable their management/control systems to exchange messages/signals to achieve inter-administration automation. This applies to business to business exchanged and external network to network interface (E-NNI) exchanges.75 + +#### E.4.1.1 Closed case + +- The current assumption is that a controller that uses signalling is identified in the appropriate spec +- The model uses ControllerGovernsController in both directions to indicate a peer. + - Attributes could be added to indicate whether the controller is signalling to a peer and that the signalling grouping is determined from the spec and switch orientation. +- It is possible to show +- Signalling flow through the network by associating the CASC with an LTP via a new association that indicates that signalling information is sent through the adapter of the LTP. + - The LTP spec would explain the adaptation and hence association with another CASC could be derived. +- A direct peer association between CASC with no view of the underlying mechanism. +- A full forwarding model for the signalling information flow: + - This could be in a referenced pattern that is summarized rigorously in one of the above forms. + - The resilience scheme spec would explain the signalling flow alternatives. +- Note that a full forwarding model would appear to make sense when the signalling flow routing is not coincident with the traffic flow routing. +- An attribute could be added to indicate that signalling is co-routed with the traffic being controlled. + +--- + +75 The intention in the long term is to unify these two currently distinct considerations under a single architecture. + +#### E.4.1.2 Open case + +- This case has an open signalling path, so there needs to be an expression of the signalling where it will emerge explaining what it is, etc. Signalling information is exposed at the edge of the network + - Again, the current assumption is that a controller that uses signalling is identified in the appropriate spec + - Also, with the attribute to indicate whether the controller is signalling to a peer and that the signalling grouping is determined from the spec and switch orientation. + - The ControllerGovernsController cannot name peer, as it is not within the view, so an off-net form of foreign pointer would be necessary [or there could be a dummy controller with a few parameters (discoverable, manually entered) as well as the name]. +- Potentially more relevantly in this case one could show: + - Signalling flow through the network by associating the CASC with an LTP via a new association that indicates that signalling information is sent through the adapter of the LTP + - The LTP spec would explain the adaptation and hence association with another CASC could be derived. + - A direct peer association between CASC with no view of the underlying mechanism. + - A full forwarding model for the signalling information flow + - This could be in a referenced pattern that is the summarized rigorously in one of the above forms. + - Note that a full forwarding model would appear to make sense when the signalling flow routing is not coincident with the traffic flow routing + - An attribute could be added to indicate that signalling is co-routed with the traffic being controlled. + +#### E.4.1.3 Signalling control + +- Need to identify parameters related to signalling and control that are independent of switching or only partly dependent on switching: + - Can timers be adjusted? + - Can signalling be disabled? + - Can aspects of signalling be disabled? + - Can control be adjusted? + +### E.4.2 Additional considerations for FcRoute + +- An FcRoute may: + - Be provisioned in the network, but turned off. + - Have resources reserved in the network. + - Have resources that are reserved, but shared with one or more other routes (either in the same FC or a different FC). + - Have specified, but not reserved resources. + - Have partially specified resources. + - Have no resources specified and hence no subordinate FC detail. + +This implies the need to add properties on LifeCycleState (reserved, provisioned, etc. for the route) and to support a route in terms of constraints. + +An FcRoute may have encapsulated protection or other complex nesting of resilience schemes. While the model supports this, it has not been exercised with any cases. Figure E.4-1 is a sketch of two alternative routes, both of which have internal protection. + +![Figure E.4-1: Sketch of two routes with internal resilience. The diagram shows a network of nodes (A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q) connected by various links. Two main routes are highlighted: one in red and one in blue. The red route starts at node A, goes through B, C, D, E, F, and ends at node Q. The blue route starts at node A, goes through K, L, M, N, O, P, and ends at node Q. Both routes have internal protection mechanisms indicated by dashed lines and numbered ports on the nodes.](38f40809bd67962bd0ab172bff2239fd_img.jpg) + +Figure E.4-1: Sketch of two routes with internal resilience. The diagram shows a network of nodes (A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q) connected by various links. Two main routes are highlighted: one in red and one in blue. The red route starts at node A, goes through B, C, D, E, F, and ends at node Q. The blue route starts at node A, goes through K, L, M, N, O, P, and ends at node Q. Both routes have internal protection mechanisms indicated by dashed lines and numbered ports on the nodes. + +G.7711-Y.1702(22)\_FE.4-1 + +Figure E.4-1 – Sketch of two routes with internal resilience + +### E.4.3 Representation alternatives – Partition or route + +Consider Figure E.4-2, which depicts a simple network with relatively sophisticated switching, but no desk with a single FC spanning from A1 to C2. + +![Figure E.4-2: FcRoute in a complex network. The diagram shows a network with nodes A, B, C, D, and E. Node A has ports 1, 2, and 3. Node B has ports 1, 2, and 3. Node C has ports 1, 2, and 3. Node D has ports 1, 2, and 3. Node E has ports 1, 2, and 3. The network is connected by various colored lines (blue, red, green, brown) representing different FcRoutes. The diagram illustrates a complex switching configuration with multiple potential routes between nodes A and C.](ba3c1ae751b210a44f2c210bf95210e0_img.jpg) + +Figure E.4-2: FcRoute in a complex network. The diagram shows a network with nodes A, B, C, D, and E. Node A has ports 1, 2, and 3. Node B has ports 1, 2, and 3. Node C has ports 1, 2, and 3. Node D has ports 1, 2, and 3. Node E has ports 1, 2, and 3. The network is connected by various colored lines (blue, red, green, brown) representing different FcRoutes. The diagram illustrates a complex switching configuration with multiple potential routes between nodes A and C. + +G.7711-Y.1702(22)\_FE.4-2 + +Figure E.4-2 – FcRoute in a complex network + +A1–C2 has four routes, each of which has one FC + +- Blue: A1–A2, B1–B2, C1–C2 +- Red: A1–A3, D1–D2, B3–B2, C1–C2 +- Green: A1–A3, D1–D3, E1–E2, C3–C2 +- Brown: A1–A3, B1–B3, D2–D3, E1–E2, C3–C2. + +In more complex cases, there could be many potential routes for a sophisticated switch configuration, where there are only a few well-defined switches. + +Adding two more nodes and two more switches would double the number of routes. Adding more ends would further multiply the number of routes. + +For complex layouts, the route approach is not an efficient way of expressing the layout and instead the FC partition should be used. + +### E.4.4 Relationship to the ProtectionGroup approach + +Figure E.4-3 briefly sketches the relationship between a Protection Group approach and the FcSwitch. Further work is required to formalize the relationships. + +![UML Class Diagram showing the relationship between ITU-T concepts and the Core Model.](e1e41cc8c8434891237529fedcbba418_img.jpg) + +The diagram illustrates the relationship between ITU-T concepts and the Core Model. It is divided into two main sections: ITU-T concepts on the left and Core Model on the right. + +- ITU-T concepts:** + - Protection Group** and **Protection Unit** are connected by a solid line with a black diamond at the Protection Group end. + - Protection Unit** is connected to a **thing** by a solid line with an open arrowhead. +- Core Model:** + - ForwardingConstruct** is at the top and has a solid line with an open arrowhead pointing to **FcSwitch**. + - FcSwitch** has a solid line with an open arrowhead pointing to **ConfigurationAndSwitchController**. + - ConfigurationAndSwitchController** has a solid line with an open arrowhead pointing to **ForwardingConstruct**. + - ConfigurationAndSwitchController** has a solid line with an open arrowhead pointing to **FcPort**. + - FcPort** has a solid line with an open arrowhead pointing to an **«OpenModelClass» LogicalTerminationPoint**. +- Relationships:** + - Dashed lines with open arrowheads labeled «PruneAndRefactor» connect **Protection Group** to **FcSwitch** and **ConfigurationAndSwitchController**. + - A dashed line with an open arrowhead labeled «PruneAndRefactor» connects **Protection Unit** to **FcPort**. + +CoreModel Diagram +Resilience-SummaryViewOfSwitchControl + +G.7711(25) + +UML Class Diagram showing the relationship between ITU-T concepts and the Core Model. + +Figure E.4-3 – Relationship between FcSwitch approach and ProtectionGroup approach + +# Annex F + +## Physical model + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the modelling of physical things, especially equipment, in the CIM. + +###### **NOTE:** + +- The physical model is experimental at this stage. However, it was considered important to publish the work in progress on equipment, as it is clearly an important part of the overall model. Many of the attributes and classes are not fully documented in the model. +- The physical model deals with physical things where a physical thing is something that can be measured with a ruler. + +This annex: + +- introduces the physical model structure +- describes the key classes of the physical model +- explains the attributes of the physical model +- describes the relationship between the connector and the LTP +- shows how the model deals with the relationship between physical and functional views +- explains how the specification model describes equipment schemes (rules, etc.) +- highlights work in progress to further advance the equipment model. + +The physical model relates to: + +- The Core network model including termination and forwarding described in Annex B and topology in Annex D. +- The generalized processing and constraint model described in Annex K +- The specification model described in Annex G. + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format [here](#). + +## F.1 Physical model detail + +This clause starts with a basic view of the equipment classes, then progresses through detail to sophisticated (and highly experimental) representations of equipment model constraints. + +### F.1.1 Equipment pattern + +Figure F.1-1 sets out the basic equipment pattern. + +The classes of the model are described briefly after the figure. The associations are assumed to be sufficiently self-explanatory at this stage. + +![UML class diagram showing relationships between Equipment, Holder, Connector, and Cable classes with various annotations.](c71cc20c24544f057770d4066ecaadc4_img.jpg) + +The diagram illustrates the relationships between four classes: **Equipment**, **Holder**, **Connector**, and **Cable**. + +- Equipment** (OpenModelClass, Mature): + - Attribute: **+ isFieldReplaceable: Boolean [1]** (OpenModelAttribute, Preliminary). + - Associations: + - EquipmentEncapsulatesNonFru** (Preliminary): 1 Equipment to \* Holder (+ \_encapsulatedNonFru). + - EquipmentHasHolder** (Mature): 1 Equipment to 0..1 Holder (+ \_containedHolder). + - HolderOccupiedByEquipment** (Mature): 0..1 Holder to 0..1 Equipment (+ \_addressedByHolder). + - EquipmentHasConnector** (Mature): 1 Equipment to 0..1 Connector (+ \_occupyingFru). + - EquipmentEncapsulatesCableEndAndExposesCable** (Experimental): 1 Equipment to \* Cable (+ \_exposedCable). +- Holder** (OpenModelClass, Mature): + - Associations: + - HolderEncapsulatesConnector** (Preliminary): 0..1 Holder to \* Connector (+ \_connector). +- Connector** (OpenModelClass, Preliminary): + - Associations: + - ConnectorConnectsConnector** (Experimental): 0..1 Connector to 0..1 Connector (+ \_connector). + - CableHasConnector** (Experimental): 0..1 Cable to \* Connector (+ \_connector). +- Cable** (OpenModelClass, Experimental): + - Associations: + - HasConcealedConnector** (Experimental): 0..1 Cable to \* Connector (dashed association). + +**Annotations:** + +- Intend to move "isFieldReplaceable" to "spec layer"** (pointing to Equipment attribute). +- Primary classes of the Physical Model** (pointing to Equipment and Holder). +- Not fully modelled** (pointing to Cable). +- Holder connector not exposed. May need to have an identifier or name so it can be addressed.** (pointing to Connector). +- Model does not allow stackable connectors** (pointing to ConnectorConnectsConnector). +- May not need to instantiate connector (currently abstract but may be case dependent).** (pointing to Connector). +- This should have a strand model. Medium and MediumPort (where the port is the facet of the fibre where cut). Also need medium bundle.** (pointing to Cable). + +G.7711(25) + +UML class diagram showing relationships between Equipment, Holder, Connector, and Cable classes with various annotations. + +Source Papyrus CoreModel diagram: Equipment-Pattern. + +**Figure F.1-1 – Skeleton class diagram of key object classes** + +Taking a simple chassis, pictured in Figure F.1-2, as an example, the Holders can be considered to be the spaces within a piece of Equipment where a Holder is designed to accommodate another piece of Equipment. In a normal chassis it is possible that an Equipment may occupy several Holder, however it is not possible for a Holder to accommodate more than one Equipment at a time. + +![A 3D perspective view of a grey rectangular box representing 'Equipment'. The box has a front face with four square cutouts arranged in a 2x2 grid, representing 'Holders'. A blue arrow labeled 'Equipment' points to the top surface of the box, and another blue arrow labeled 'Holder' points to one of the square cutouts.](1740993d68082206e9f6727428f8f8c2_img.jpg) + +G.7711-Y.1702(22)\_FF.1-2 + +A 3D perspective view of a grey rectangular box representing 'Equipment'. The box has a front face with four square cutouts arranged in a 2x2 grid, representing 'Holders'. A blue arrow labeled 'Equipment' points to the top surface of the box, and another blue arrow labeled 'Holder' points to one of the square cutouts. + +**Figure F.1-2 – Equipment and Holder example** + +There are two distinct roles for the Equipment entity controlled by the one attribute shown in Figure F.1-1 (isFieldReplaceable): + +- Field replaceable unit (FRU): + - Can be replaced in the field + - May be standalone. + - May plug in to a holder in another equipment (if not stand-alone). +- Non-field replaceable unit (NFRU): + - Cannot be replaced in the field. Is simply a subordinate part of an FRU (or another NFRU – where there must be an FRU at the top of the hierarchy). + - Does not have any exposed holders (any associated holders are assumed to belong to the containing FRU). + - Does not have any connectors (all associated connectors are assumed to belong to the containing FRU). + +A method for representation of these restrictions is covered in clause F.1.5. + +Connectors allow for cables to be plugged in. So, for example, an SFP is a piece of Equipment that plugs in a Holder, and has a Connector on its front for a cable with a Connector to be plugged in. + +Looking at the picture in Figure F.1-3, some of the chassis panel has been removed to show the inside. The circuit-pack (equipment) will plug into connectors on the (non-FRU) backplane. If the Connectors were to be explicitly represented on the backplane, then association HolderEncapsulatesConnector is used to relate the Connector to the Holder it is at the back of. + +![A 3D cutaway diagram of an equipment chassis. The chassis is a grey rectangular box. Inside, a green backplane is mounted on the left wall, with two blue circuit-packs inserted into it. A label 'Backplane (Non-FRU equipment)' points to the backplane. Another label 'Chassis (FRU equipment)' points to the outer grey box. On the right, a green circuit-pack is shown being inserted into the chassis, with a label 'Circuit-pack (FRU equipment)' pointing to it. At the bottom, a label 'Connector' points to a small component on the chassis floor. Below the diagram is the text 'G.7711-Y.1702(22)_FF.1-3'.](732ede42a3c9f16081eeb53b5e2af322_img.jpg) + +A 3D cutaway diagram of an equipment chassis. The chassis is a grey rectangular box. Inside, a green backplane is mounted on the left wall, with two blue circuit-packs inserted into it. A label 'Backplane (Non-FRU equipment)' points to the backplane. Another label 'Chassis (FRU equipment)' points to the outer grey box. On the right, a green circuit-pack is shown being inserted into the chassis, with a label 'Circuit-pack (FRU equipment)' pointing to it. At the bottom, a label 'Connector' points to a small component on the chassis floor. Below the diagram is the text 'G.7711-Y.1702(22)\_FF.1-3'. + +**Figure F.1-3 – Inside the Equipment** + +#### **F.1.1.1 Equipment** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentPatternStructure::ObjectClasses::Equipment + +Represents any relevant physical thing. Can be either field replaceable or not field replaceable. + +NOTE – The model is currently constrained to inside plant. + +Inherits properties from: + +- GlobalClass + +This class is Mature. + +See Table F.1-1. + +**Table F.1-1 – Attributes for Equipment** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _connector | Mature | A connector on the equipment. | +| _containedHolder | Mature | References the Holder in an Equipment that is available to take other Equipments.
For example:
– Slot in a sub-rack.
– Slot in a Field Replaceable Unit that can take a small form-factor pluggable. | +| _addressedByHolder | Experimental | See referenced class. | +| _encapsulatedNonFru | Preliminary | An Equipment that is part of this Equipment and that is not separately field replaceable (i.e., will be field replaced with this Equipment). | +| _exposedCable | Experimental | See referenced class. | +| isFieldReplaceable | Preliminary | Indicates whether or not the equipment can be removed and replaced "in the field" (i.e., in a deployment) by normal operations personnel. | + +#### F.1.1.2 Holder + +Qualified name: + +CoreModel::CorePhysicalModel-Initial::EquipmentPatternStructure::ObjectClasses::Holder + +Represents a space in an equipment item in which another equipment item can be fitted in the field. + +Inherits properties from: + +- LocalClass + +This class is Mature. + +See Table F.1-2. + +**Table F.1-2 – Attributes for Holder** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _connector | Preliminary | The connector associated with a Holder of an Equipment.
May represent connector on a backplane that takes Field Replaceable Units or a connector on a circuit pack that takes an SFP (Small Form-factor Pluggable). | +| _occupyingFru | Mature | The FRU that is occupying the holder.
A holder may be unoccupied.
An FRU may occupy more than one holder (using or blocking are intentionally not distinguished here). | + +#### F.1.1.3 Connector + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentPatternStructure::ObjectClasses::Connector + +Represents a connector that may be fully exposed (e.g., to plug in a cable or on the end of a cable) or partially exposed (e.g., backplane to plug in another piece of equipment, such as a module). + +A physical port on the Equipment. A place where signals produced by the functionality of the Equipment may be accessed. + +This class is abstract. + +Inherits properties from: + +- GroupOfPins +- LocalClass + +This class is Preliminary. + +See Table F.1-3. + +**Table F.1-3 – Attributes for Connector** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _connector | Preliminary | The Connector that is attached to this Connector so as to join the Equipment/Cable with this Connector to another Equipment/Cable.
This may provide physical support and/or allow signal flow. | +| orientation | Experimental | To be provided. | +| connectorType | Experimental | To be provided. | +| role | Experimental | The purpose of the Connector in the physical space and the functional space. | + +#### **F.1.1.4 Cable** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentPatternStructure::ObjectClasses::Cable + +Basic model representing a cable with connectors fitted where the cable is "short" (e.g., patch cord, in-station cabling). This is intentionally a very basic representation of a cable. In a more sophisticated representation, cable ends might be represented that then associate with the attached connector. At this point, it is assumed that the basic model is sufficient. + +Inherits properties from: + +- GlobalClass +- GroupOfStrands + +This class is Experimental. + +See Table F.1-4. + +**Table F.1-4 – Attributes for Cable** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------| +| _connector | Preliminary | A connector that terminates the Cable to support the cable and/or allow signal flow into/out of the Cable. | + +### **F.1.2 Equipment Detail** + +Figure F.1-4 highlights classes that group together related attributes (related as suggested by the name of the class). As noted in the key to Figure F.1-4, the attributes are also grouped on the basis of degree of variation. This latter grouping will guide the construction of specifications indicating what can reside only in the spec and what has to be available per instance (see Annex G for more information). + +![UML Class Diagram: Equipment detail structure. This diagram shows the relationships between various classes in the CoreModel. Key classes include OpenModelClass (Equipment, Holder, Connector, Cable), Experimental_OpenModelClass (EquipmentDetail, PhysicalProperties, MechanicalFunctions, etc.), and ManufacturedThing. Relationships include inheritance, associations with multiplicities, and aggregations. A note indicates 'May drop cable at this point.' near the Cable class.](773bb1698c96c3aea54d138ddcc7cfd5_img.jpg) + +The diagram illustrates the equipment detail structure with the following components: + +- Legend:** + - Invariant value per type (blue box) + - Invariant values per instance (green box) + - Dynamic values per instance (yellow box) + - Basic cable model flow (properties modified) (red box) + - Key physical model class (orange box) + - Identify naming source (purple box) + - Property collector (light blue box) +- Classes:** + - OpenModelClass:** Base classes for Equipment, Holder, Connector, and Cable. + - Experimental\_OpenModelClass:** Subclasses for EquipmentDetail, PhysicalProperties, MechanicalFunctions, SpatialPropertiesOfType, EnvironmentalRating, HolderMonitor, and HolderStructure. + - ManufacturedThing:** Base class for ManufacturedProperties, EquipmentType, and ManufacturedThings. + - Other Classes:** Location, EquipmentStructure, Swapability, GlobalClass, LocalClass, and Cable. +- Associations:** + - Equipment (OpenModelClass) is associated with Location (1..\* to 1), EquipmentStructure (1 to 1), Swapability (1 to 1), PhysicalProperties (1 to 1), FunctionEnables (1 to 1), MechanicalFunctions (1 to 1), PhysicalCharacteristics (1 to 1), MechanicalFeatures (1 to 1), SpatialPropertiesOfType (1 to 1), EnvironmentalRating (1 to 1), HolderMonitor (1 to 1), and HolderStructure (1 to 1). + - Holder (OpenModelClass) is associated with Location (1..\* to 1), EquipmentStructure (1 to 1), Swapability (1 to 1), PhysicalProperties (1 to 1), FunctionEnables (1 to 1), MechanicalFunctions (1 to 1), PhysicalCharacteristics (1 to 1), MechanicalFeatures (1 to 1), SpatialPropertiesOfType (1 to 1), EnvironmentalRating (1 to 1), HolderMonitor (1 to 1), and HolderStructure (1 to 1). + - Connector (OpenModelClass) is associated with Connector (1 to 1) and Cable (0..1 to 1). + - Cable (OpenModelClass) is associated with Connector (0..1 to 1). +- Notes:** + - "May drop cable at this point." near the Cable class. + - G.7711(25) at the bottom right. + +UML Class Diagram: Equipment detail structure. This diagram shows the relationships between various classes in the CoreModel. Key classes include OpenModelClass (Equipment, Holder, Connector, Cable), Experimental\_OpenModelClass (EquipmentDetail, PhysicalProperties, MechanicalFunctions, etc.), and ManufacturedThing. Relationships include inheritance, associations with multiplicities, and aggregations. A note indicates 'May drop cable at this point.' near the Cable class. + +Source Papyrus CoreModel diagram: Equipment-DetailWithoutAttributes. + +###### Figure F.1-4 – Equipment detail structure + +#### F.1.2.1 Invariant Equipment detail + +The following classes have attributes that do not change in value during the lifetime of the equipment. Some have the same value across all equipment of the same type. + +##### F.1.2.1.1 EnvironmentalRating + +Qualified name: CoreModel::CorePhysicalModel- +::EquipmentDetail::ObjectClasses::InvariantDetails::EnvironmentalRating + +Represents the invariant physical operational boundaries for the equipment/holder type. + +This class is Experimental. + +See Table F.1-5. + +**Table F.1-5 – Attributes for EnvironmentalRating** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| thermalRating | Experimental | This attribute represents the thermal characteristics (preferred maximum/minimum, absolute maximum/minimum, etc.) that the entity can tolerate. | +| powerRating | Experimental | This attribute represents the power characteristics (peak and mean per power source) of the entity.
For an Equipment this is the power consumption.
For a Holder this is the power that can be conveyed. | +| humidityRating | Experimental | This attribute represents the humidity characteristics (preferred maximum/minimum, absolute maximum/minimum, etc.) that the entity can tolerate. | + +##### **F.1.2.1.2 EquipmentInstance** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::EquipmentInstance + +Represents the per instance invariant properties of the equipment. + +This class is Experimental. + +See Table F.1-6. + +**Table F.1-6 – Attributes for EquipmentInstance** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|---------------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------| +| manufactureDate | Experimental | This attribute represents the date on which this instance is manufactured. | +| serialNumber | Experimental | This attribute represents the serial number of this instance. | +| assetInstanceIdIdentifier | Experimental | This attribute represents the asset identifier of this instance from the manufacturer's perspective. | + +##### **F.1.2.1.3 EquipmentStructure** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::EquipmentStructure + +Represents the form of the equipment. + +This class is Experimental. + +See Table F.1-7. + +**Table F.1-7 – Attributes for EquipmentStructure** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------| +| category | Experimental | This attribute provides the identifier for a category of equipments regarded as having particular shared characteristics. | + +##### **F.1.2.1.4 EquipmentType** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::EquipmentType + +Represents the invariant properties of the equipment that define and characterize the type. + +This class is Experimental. + +See Table F.1-8. + +**Table F.1-8 – Attributes for EquipmentType** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|--------------------| +| description | Experimental | To be provided. | +| modelIdentifier | Experimental | To be provided. | +| partTypeIdentifier | Experimental | To be provided. | +| typeName | Experimental | To be provided. | +| version | Experimental | To be provided. | + +##### **F.1.2.1.5 HolderStructure** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::HolderStructure + +Represents the form of the holder. + +This class is Experimental. + +See Table F.1-9. + +**Table F.1-9 – Attributes for HolderStructure** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|--------------------| +| holderCategory | Experimental | To be provided. | +| isCaptive | Experimental | To be provided. | +| isGuided | Experimental | To be provided. | +| isQuantisedSpace | Experimental | To be provided. | + +###### **F.1.2.1.6 Manufacturedthing** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::Manufactured Thing + +Collects all invariant aspects of a manufactured thing. + +This class is Experimental. + +See Table F.1-10. + +**Table F.1-10 – Attributes for ManufacturedThing** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------------------|------------------------------------------|-----------------------| +| _manufacturerProperties | Experimental | See referenced class. | +| _equipmentType | Experimental | See referenced class. | +| _equipmentInstance | Experimental | See referenced class. | +| _operatorAugmentedEquipmentType | Experimental | See referenced class. | +| _operatorAugmentedEquipmentInstance | Experimental | See referenced class | + +###### **F.1.2.1.7 ManufacturerProperties** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::ManufacturerProperties + +Represents the properties of the manufacturer. + +This class is Experimental. + +See Table F.1-11. + +**Table F.1-11 – Attributes for ManufacturerProperties** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------|------------------------------------------|-----------------| +| manufacturerIdentifier | Experimental | To be provided. | +| manufacturerName | Experimental | To be provided. | + +##### **F.1.2.1.8 MechanicalFeatures** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::MechanicalFeatures + +Represents the invariant characteristics of dynamic mechanical features of a physical thing. + +This class is Experimental. + +##### **F.1.2.1.9 OperatorAugmentedEquipmentInstance** + +Qualified name: CoreModel::CorePhysicalModel- + +Initial::EquipmentDetail::ObjectClasses::InvariantDetails::OperatorAugmentedEquipmentInstance + +Represents the invariant properties of the equipment asset allocated by the operator that define and characterize the type. + +See Table F.1-12. + +**Table F.1-12 – Attributes for OperatorAugmentedEquipmentInstance** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|--------------------------------------------------------------------------------------------------| +| assetInstanceIdentifier | | This attribute represents the asset identifier of this instance from the operator's perspective. | + +###### **F.1.2.1.10 OperatorAugmentedEquipmentType** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::OperatorAugmentedEquipmentType + +Represents the invariant properties of the equipment asset allocated by the operator that define and characterize the type. + +This class is Experimental. + +See Table F.1-13. + +**Table F.1-13 – Attributes for OperatorAugmentedEquipmentType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|-----------------| +| assetTypeIdentifier | Experimental | To be provided. | + +##### **F.1.2.1.11 PhysicalCharacteristics** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::PhysicalCharacteristics + +Represents the invariant physical characteristics (including composition and physical robustness) of the type. + +This class is Experimental. + +See Table F.1-14. + +**Table F.1-14 – Attributes for PhysicalCharacteristics** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|-----------------| +| weightCharacteristics | Experimental | To be provided. | +| fireCharacteristics | Experimental | To be provided. | +| materials | Experimental | To be provided. | + +###### **F.1.2.1.12 Position** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::Position + +Represents the invariant relative position of the holder (with respect to some frame of reference in an equipment item) or connector on an equipment item or pin in a connector. + +This class is abstract. + +This class is Experimental. + +See Table F.1-15. + +**Table F.1-15 – Attributes for Position** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------|------------------------------------------|-----------------| +| relativePosition | Experimental | To be provided. | + +##### **F.1.2.1.13 SpatialPropertiesOfType** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::SpatialPropertiesOfType + +Represents the basic invariant spatial properties of a physical thing. + +This class is Experimental. + +See Table F.1-16. + +**Table F.1-16 – Attributes for SpatialPropertiesOfType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------| +| height | Experimental | To be provided. | +| width | Experimental | To be provided. | +| length | Experimental | To be provided. | + +##### **F.1.2.1.14 Swapability** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::InvariantDetails::Swapability + +Represents the degree of field replacement that is possible for the equipment type. + +This class is Experimental. + +See Table F.1-17. + +**Table F.1-17 – Attributes for Swapability** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------| +| isHotSwappable | Experimental | To be provided. | + +#### **F.1.2.2 Dynamic Equipment Detail** + +The following classes have attributes that can change in value during the life of the equipment. + +##### **F.1.2.2.1 FunctionEnablers** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::DynamicDetails::FunctionEnablers + +Represents the dynamic aspects of the properties that relate to the motive force that directly enable functionality to emerge from the equipment. + +This class is Experimental. + +See Table F.1-18. + +**Table F.1-18 – Attributes for FunctionEnablers** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------| +| powerState | Experimental | To be provided. | + +##### F.1.2.2.2 HolderMonitors + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::DynamicDetails::HolderMonitors + +Represents the dynamic state of the holder instance. + +This class is Experimental. + +See Table F.1-19. + +**Table F.1-19 – Attributes for HolderMonitors** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------------|------------------------------------------|-------------------------------------------| +| isActive | Experimental | To be provided. | +| isActualMismatchWithExpected | Experimental | To be provided. | +| _aggregateFunction | Experimental | See referenced class. | +| _supportingPc | Experimental | The functionality supporting this entity. | + +##### F.1.2.2.3 Location + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::DynamicDetails::Location + +Represents where the equipment is. + +This class is Experimental. + +See Table F.1-20. + +**Table 20 – Attributes for Location** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------|------------------------------------------|-----------------| +| equipmentLocation | Experimental | To be provided. | +| geographicalLocation | Experimental | To be provided. | + +##### F.1.2.2.4 MechanicalFunctions + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::DynamicDetails::MechanicalFunctions + +Represents the dynamic aspects of the mechanical functions of the equipment. + +This class is Experimental. + +See Table F.1-21. + +**Table F.1-21 – Attributes for MechanicalFunctions** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------| +| rotationSpeed | Experimental | To be provided. | + +##### **F.1.2.2.5 PhysicalProperties** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentDetail::ObjectClasses::DynamicDetails::PhysicalProperties + +Represents the dynamic aspects of the physical environmental properties of the equipment. + +This class is Experimental. + +See Table F.1-22. + +**Table F.1-22 – Attributes for PhysicalProperties** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------| +| temperature | Experimental | To be provided. | + +### **F.1.3 Connector to LTP model** + +The figures in this clause relate the physical aspects of the model at the boundary (connector, pin, etc.) to the functional aspects at the boundary (LTP, FC, etc.). + +#### **F.1.3.1 The AccessPort** + +The AccessPort is the most abstract level of the point-oriented aspect of the physical model and is a bridge between the point aspects of the functional model and the physical model. + +Consider Figure F.1-5 (where physical things are shown in orange and functional in green). As shown in the figure, the Connector, introduced earlier, is decomposed into pins, hence the connector is a PinGroup where the pins are owned by the connector (and are not meaningful by themselves). A pin is not meaningfully divisible. The pins are laid out in the connector and hence have position in the connector. + +Examining the functional aspects of the figure, the LTP is a SignalReferencePoint which may carry 1 or more ElementalSignals. An ElementalSignal may require more than one Pin and a Pin may support more than one ElementalSignal. In a simple case, an LTP may process only one ElementalSignal and that Signal may be supported by a single Pin that is by itself in a Connector. In this simple case there is clearly a 1:1 relationship between the LTP and the Connector. + +However, this is a corner case. In a majority of cases, the LTP carries more than one ElementalSignal and the relationship between the LTP and the Pins of the Connectors is not simple. Indeed, several signals may share, and be dependent on a single Pin or on several Pins. The groupings are such that if any pins were to be removed from the group, then all the signals of the group would be lost, and such that the signals supported by the PinGroup are indivisible when they flow through the pins. + +To enable the necessary flexibility the Pins of the Connector are decoupled from the Signals of the LTP via the AccessPort. The AccessPort is a PinGroup where the Pins in the group may be scattered across several Connectors. The PinGroup is such that a group of LTPs depend upon "all" Pins in the group, i.e., if any pin is removed this would cause failure in signals such that the operation of all the set of LTPs would be impacted (fail or degrade in some way). + +The notes shown on the figure touch on some ongoing discussions. + +![UML Class Diagram: Equipment-ConnectorPinPortAndLTP. The diagram shows the relationships between several classes: Experimental_OpenModelClass PinLayout, Experimental_OpenModelClass Position, OpenModelClass_Preliminary Connector, OpenModelClass_Preliminary Pin, Experimental_OpenModelClass PinGroup, Experimental_OpenModelClass SignalRefPtGroup, Experimental_OpenModelClass AccessPort, OpenModelClass_ElementsSignals SignalRefPt, and OpenModelClass LogicalTerminationPoint. Annotations explain the roles and changes in the model, such as 'Pin need not be represented in detail', 'AccessPort supports one signal group', and 'LTP represents a signal ref pt.'](f117583d264d1fa4b9c67c44879bb3e7_img.jpg) + +The diagram illustrates the Equipment-ConnectorPinPortAndLTP model. It includes the following classes and relationships: + +- Experimental\_OpenModelClass PinLayout** (orange) is associated with **Experimental\_OpenModelClass Position** (orange) via a 1..\* relationship. A note indicates "ConnectorHasPinLayout" and "1 + \_pinLayout". +- OpenModelClass\_Preliminary Connector** (orange) is associated with **OpenModelClass\_Preliminary Pin** (orange) via a 1..\* relationship. A note indicates "ConnectorHasPins" and "1 + \_pin". +- OpenModelClass\_Preliminary Pin** (orange) is associated with **Experimental\_OpenModelClass PinGroup** (orange) via a 1..\* relationship. A note indicates "PinGroupIncludes" and "1 + \_pinGroup". +- OpenModelClass\_Preliminary Pin** (orange) is associated with **Experimental\_OpenModelClass SignalRefPtGroup** (green) via a 1..\* relationship. A note indicates "PinHasPositionInConnector" and "1 + \_position". +- Experimental\_OpenModelClass SignalRefPtGroup** (green) is associated with **OpenModelClass\_ElementsSignals SignalRefPt** (green) via a 1..\* relationship. A note indicates "SignalRefPtGroupHasSignalRefPts" and "1 + \_signalRefPt". +- OpenModelClass\_ElementsSignals SignalRefPt** (green) is associated with **OpenModelClass LogicalTerminationPoint** (green) via a 1..\* relationship. A note indicates "SignalRefPtCorrespondsToLtp" and "1 + \_ltp". +- OpenModelClass LogicalTerminationPoint** (green) is associated with **Experimental\_OpenModelClass AccessPort** (orange) via a 0..1 relationship. A note indicates "LtpSignalUsesAccessPort" and "0..1 + \_accessPort". +- Experimental\_OpenModelClass AccessPort** (orange) is associated with **OpenModelClass\_ElementsSignals SignalRefPt** (green) via a 1..\* relationship. A note indicates "SignalRefPtCorrespondsToAccessPort" and "0..1 + \_accessPort". + +Annotations provide additional context: + +- "could fold if 1.1" (near PinLayout) +- "Pin need not be represented in detail. It is named by connector + index and it is only the name that is relevant. PinGroup is the key. It may spread across multiple connectors on different hardware items. Hence it must float. PinGroup can simply reference the relevant connectors and for each can provide a pinRange." (near PinGroup) +- "port id may be UUID of pin group" (near PinGroup) +- "\_port id may be a meaningful address" (near PinGroup) +- "\_port id may be a UUID of equipment + localid" (near PinGroup) +- "AccessPort supports one signal group hence could fold these, but AccessPort is physical and SignalRefPtGroup is functions. LTP --> PinGroup (which could be called PhysicalPort) where a PinGroup can have several LTPs." (near PinGroup) +- "Supports multiple signals on pin (and hence multiple LTPs as well as multi-signal-LTPs)" (near SignalRefPt) +- "LTP represents a signal ref pt. Hence can fold these." (near SignalRefPt) + +G.7711(25) + +UML Class Diagram: Equipment-ConnectorPinPortAndLTP. The diagram shows the relationships between several classes: Experimental\_OpenModelClass PinLayout, Experimental\_OpenModelClass Position, OpenModelClass\_Preliminary Connector, OpenModelClass\_Preliminary Pin, Experimental\_OpenModelClass PinGroup, Experimental\_OpenModelClass SignalRefPtGroup, Experimental\_OpenModelClass AccessPort, OpenModelClass\_ElementsSignals SignalRefPt, and OpenModelClass LogicalTerminationPoint. Annotations explain the roles and changes in the model, such as 'Pin need not be represented in detail', 'AccessPort supports one signal group', and 'LTP represents a signal ref pt.' + +Source Papyrus CoreModel diagram: Equipment-ConnectorPinPortAndLTP + +**Figure F.1-5 – Connector to LTP** + +##### F.1.3.1.1 Changes since v3.0 + +The definitions of some of the classes have been corrected. As a result: + +- The GroupOfPins class has been eliminated from the model (as PinGroup is the GroupOfPins) +- The AccessPort is a PinGroup (rather than the other way round – an error) +- The SignalRefPtGroup relates to the AccessPort rather than the PinGroup + +#### F.1.3.2 The MultipleStrandSpan + +The previous clause dealt with the point aspect of the model. The relationship between the FC and the Cable is equivalent to the relationship between the LTP and the Connector. + +The MultipleStrandSpan is the most abstract level of the arc-oriented aspect of the physical model and the bridge between the arc aspects of functional model and the physical model. + +Consider Figure F.1-6 (where physical things are shown in orange and functional in green). As shown in the figure, the Connector, introduced earlier, is decomposed into pins. The details of this aspect are covered in the previous clause. The Pin is at the end of a Strand and the Connector at the end of a Cable. + +It should be noted that a Cable may not have connectors at all/any ends and a Strand may not have Pins at all/any ends. The Cables and Strands of most interest in this model are the ones with Connectors and Pins respectively. Most of the other Cables/Strands are abstracted76. + +Where the Strand does not have Pins, it may be spliced (the model only supports simple splice cases), or simply aggregated into a group of adjacent Strands which another Strand abstracts. The assumption here is that the detail of the sequence of Strands is not relevant, but it may be relevant to know that the apparent Strand between two points is made of a sequence of Strands of different properties. Where it is relevant to understand the actual sequence the \_splicedStrand attribute can be used to chain the Strands. + +76 This model does not cover full inside/outside plant modelling. + +A Cable may have multiple strands and hence it is a GroupOfStrands where the Strands are owned by the Cable. A Strand is not meaningfully divisible. The Strand layout in the Cable is not considered relevant here, although it is expected that there may be some properties on a Cable that defines some aspect of Strand layout, e.g., twisted, coax. As a Cable can bundle Cables each internal segment of the Cable could be modelled if beneficial. + +The elemental aspects of the FC are driven by the LTP. Clearly an FC can be decomposed into parts in the functional model. Here the relationship is simply from any FC to a GroupOfStrands that support the FC. The specific group is called the MultipleStrandSpan. + +Examining the functional aspects of the figure in the previous clause and considering a simple case, an FC may process only one ElementalSignal and that Signal may be supported by a single Strand that is by itself in a Cable. In this simple case there is clearly a 1:1 relationship between the FC and the Cable. + +However, as noted earlier, this is a corner case. In a majority of cases, the FC carries more than one ElementalSignal and the relationship between the FC and the Strands of the Cable is not simple. Indeed, several signals may share, and be dependent on a single Strand or on several Strands. The groupings are such that if any Strands were to be removed from the group, then all the signals of the group would be lost, and such that the signals supported by GroupOfStrands are indivisible when they flow through the Strands. + +To enable the necessary flexibility the Strands of the Cable are decoupled from the FC via the MultipleStrandSpan. The MultipleStrandSpan terminates on AccessPorts. The Strands in the group may be scattered across several Cables related to the way the Pins are scattered across several Connectors. However, it is likely that the Cable bundling of Cables may significantly reduce the spread of FCs across Cables compared to the spread of LTPs across Connectors (a Cable may have many Connectors and a Cable may bundle Cables). This means that the FCs carrying an indivisible signal will often travel along a single Cable through a single duct77. + +The GroupOfStrands is such that the FC depend upon "all" Strands in the group. An FC may itself be a grouping of FCs such that if any Strand is removed this would cause failure in signals such that the operation of the grouping FCs would be impacted (fail or degrade in some way). + +The notes shown on the figure touch on some ongoing discussions. + +![UML Class Diagram showing relationships between Connector, Pin, Cable, Strand, GroupOfStrands, MultipleStrandSpan, and ForwardingConstruct. The diagram includes associations like ConnectorHasPins, CableHasConnector, CableBundlesCable, CableBundlesStrands, StrandSpliceToStrand, StrandJoinsPins, and FcSupportedByMultipleStrandSpan. It also includes a note about strand ends and splices, and a note about local class identifiers.](8c407177cdd331f61e4207ce184ff568_img.jpg) + +The diagram illustrates the following classes and relationships: + +- Connector** (Preliminary): Associated with **Pin** via **ConnectorHasPins** (multiplicity 1 to 1..\*). A note indicates "Local Class so has 'identifier'". +- Pin** (Preliminary): Associated with **Cable** via **CableHasConnector** (multiplicity 0..1 to 1..\*). +- Cable** (Experimental): Associated with **Strand** via **CableBundlesStrands** (multiplicity 1 to 0..1). It also has a self-association **CableBundlesCable** (multiplicity 1 to 0..1). +- Strand** (Experimental): Associated with **Strand** via **StrandSpliceToStrand** (multiplicity 0..2 to 0..1) and **StrandJoinsPins** (multiplicity 1 to 0..2). It also has associations **MisAggregatesStrands** (multiplicity 1..\* to \*) and **StrandsSeriesOfStrands** (multiplicity 0..1 to 1). +- GroupOfStrands** (Experimental): Associated with **MultipleStrandSpan** (multiplicity 1 to 0..1). +- MultipleStrandSpan** (Experimental): Associated with **ForwardingConstruct** (multiplicity \* to 1) via **FcSupportedByMultipleStrandSpan**. +- ForwardingConstruct** (Experimental): A base class for **MultipleStrandSpan**. + +Notes on the diagram: + +- In this model:** + - a strand has two ends + - a splice can only be between 2 strands. + - the end of a strand may have a splice, a connector or be hidden + - only one end can be hidden in an equipment + - where a cable has more than two end each strand only goes between two of the ends + - This model does NOT account for multiple copper strands being spliced. + +UML Class Diagram showing relationships between Connector, Pin, Cable, Strand, GroupOfStrands, MultipleStrandSpan, and ForwardingConstruct. The diagram includes associations like ConnectorHasPins, CableHasConnector, CableBundlesCable, CableBundlesStrands, StrandSpliceToStrand, StrandJoinsPins, and FcSupportedByMultipleStrandSpan. It also includes a note about strand ends and splices, and a note about local class identifiers. + +Source Papyrus CoreModel diagram: Equipment-ConnectorPinCableStrandAndFc + +**Figure F.1-6 – Cable to FC** + +#### F.1.3.3 AccessPort and MultipleStrandSpan + +Figure F.1-7 shows both aspects of the model. + +77 The duct is not modelled as outside plant is beyond the scope of the model currently. + +![UML Class Diagram: Equipment-ConnectorPinCableStrandLtpAndFc. This diagram shows the relationships between various classes in the Papyrus CoreModel. Classes include Cable, CableHasConnector, PinLayout, PinLayoutPositionSet, Connector, ConnectorHasPins, Pin, PinGroup, PinGroupIncludesPins, Strand, StrandSplicedToStrand, StrandSeriesOfStrands, StrandToPins, MultipleStrandSpan, ElementalSignals, SignalRefPt, SignalRefPtGroup, SignalRefPtGroupHasSignalRefPts, SignalRefPtCorrespondsToAccessPort, AccessPort, LtpSignalUsesAccessPort, LogicalTerminationPoint, and ForwardingConstruct. Relationships include associations like CableHasConnector, PinLayoutPositionSet, ConnectorHasPins, PinGroupIncludesPins, StrandSplicedToStrand, StrandSeriesOfStrands, StrandToPins, SignalRefPtGroupHasSignalRefPts, SignalRefPtCorrespondsToAccessPort, and LtpSignalUsesAccessPort. Aggregations and compositions are shown with diamond symbols and multiplicities. Stereotypes like <>, <>, and <> are used to categorize the classes.](bbdb91b475e5915fd7e690eea9e6220b_img.jpg) + +UML Class Diagram: Equipment-ConnectorPinCableStrandLtpAndFc. This diagram shows the relationships between various classes in the Papyrus CoreModel. Classes include Cable, CableHasConnector, PinLayout, PinLayoutPositionSet, Connector, ConnectorHasPins, Pin, PinGroup, PinGroupIncludesPins, Strand, StrandSplicedToStrand, StrandSeriesOfStrands, StrandToPins, MultipleStrandSpan, ElementalSignals, SignalRefPt, SignalRefPtGroup, SignalRefPtGroupHasSignalRefPts, SignalRefPtCorrespondsToAccessPort, AccessPort, LtpSignalUsesAccessPort, LogicalTerminationPoint, and ForwardingConstruct. Relationships include associations like CableHasConnector, PinLayoutPositionSet, ConnectorHasPins, PinGroupIncludesPins, StrandSplicedToStrand, StrandSeriesOfStrands, StrandToPins, SignalRefPtGroupHasSignalRefPts, SignalRefPtCorrespondsToAccessPort, and LtpSignalUsesAccessPort. Aggregations and compositions are shown with diamond symbols and multiplicities. Stereotypes like <>, <>, and <> are used to categorize the classes. + +Source Papyrus CoreModel diagram: Equipment-ConnectorPinCableStrandLtpAndFc + +**Figure F.1-7 – Connector/Cable to LTP/FC** + +#### F.1.3.4 Detailed description of the model fragment + +The following clauses list the classes introduced in this clause and not covered in the previous clauses of this document. See clause F.1.9 for some pictorial examples of the interaction of some of the entities discussed here. + +##### F.1.3.4.1 AccessPort + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::AccessPort + +A group of pins that together support a signal group where any one pin removed from the group will prevent all signals of the signal group from flowing successfully. + +This class is abstract. + +Inherits properties from: + +– PinGroup + +This class is Experimental. + +##### F.1.3.4.2 ElementalSignals + +Qualified name: + +CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::ElementalSignals + +The elemental (sub-atomic) parts of an "indivisible" signal where processing in the LTP is required to extract the elemental signals. + +This class is abstract. + +This class is Experimental. + +##### F.1.3.4.3 GroupOfPins + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::GroupOfPins + +A group of pins from one or more connectors relevant for some purpose. + +This class is abstract. + +This class is Obsolete. + +##### **F.1.3.4.4 GroupOfStrands** + +Qualified name: + +CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::GroupOfStrands + +A group of strands from one or more cables relevant for some purpose + +This class is abstract. + +This class is Experimental. + +##### **F.1.3.4.5 MultipleStrandSpan** + +Qualified name: + +CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::MultipleStrandSpan + +An adjacency between AccessPorts. The adjacency is supported by a group of strands between pins of the AccessPorts. + +This is a physical abstraction. + +Inherits properties from: + +– GroupOfStrands + +This class is Experimental. + +##### **F.1.3.4.6 Pin** + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::Pin + +An individual physical connection point (male or female) that is not relevantly divisible. May be capable of carrying electrical or optical signals. A pin normally has only one wire/fibre strand attached. It may have more than one wire/fibre attached but is such that the attachment forms a physical merge (all attached things receive exactly the same signal and any inputs to the pin are electrically/optically merged). + +This class is abstract. + +This class is Preliminary. + +##### **F.1.3.4.7 PinGroup** + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::PinGroup + +A group of pins relevant for some purpose. + +This class is abstract. + +This class is Experimental. + +##### **F.1.3.4.8 PinLayout** + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::PinLayout + +The structuring of pins in a connector. + +This class is abstract. + +This class is Experimental. + +##### **F.1.3.4.9 SignalRefPt** + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::SignalRefPt + +A single coherent signal as processed by a single LTP. + +This class is abstract. + +This class is Experimental. + +###### **F.1.3.4.10 SignalRefPtGroup** + +Qualified name: + +CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::SignalRefPtGroup + +A conceptual access for a group of signals (where that group of signals cannot be separated). + +A physical indivisible group of signals. + +This class is abstract. + +This class is Experimental. + +##### **F.1.3.4.11 Strand** + +Qualified name: CoreModel::CorePhysicalModel::ConnectorAndPin::ObjectClasses::Strand + +A strand represents a continuous long, thin piece of a medium such as glass fibre or copper wire. In this model a Strand:- a strand has two ends – a splice can only be between 2 strands. – the end of a strand may have a splice, a connector or be hidden – only one end can be hidden in an equipment – where a cable has more than two end each strand only goes between two of the ends This model does NOT account for multiple copper strands being spliced. + +This class is Experimental. + +### **F.1.4 Equipment to function sketch** + +As ProcessingConstruct (see Annex K) has been added to this release of the model, the equipment to function model can be updated. + +#### **F.1.4.1 Equipment to function using ProcessingConstruct and ConstraintDomain** + +In principle, functionality is emergent from equipment when it is powered. In the model, there are several representations of functionality (PC, LTP, etc). Understanding the relationship between relevant network functions and the physical environment is relevant for many management-control activities including network planning, fault localization and engineering works impact analysis. + +Figure F.1-8 shows the use of PC to model the functionality emergent from an Equipment assembly. + +![UML Class Diagram: Equipment-ProcessingConstructAndResilience. The diagram shows the relationships between various classes in the Papyrus CoreModel. Key classes include EquipmentFunctionalBoundaryRepresentedByCd, CdConstrainEquipment, PcIsAssemblyOfPc, OpenModelClass (Equipment), OpenModelClass (Holder), OpenModelClass (ForwardingConstruct), OpenModelClass (LogicalTerminationPoint), OpenModelClass (CdPort), OpenModelClass (PcPort), OpenModelClass (FcPort), and OpenModelClass (FcSwitch). Associations show functional boundaries, emergent functions, assemblies, and port connections.](687c1faf4209421db20c72c280b06a3d_img.jpg) + +UML Class Diagram: Equipment-ProcessingConstructAndResilience. The diagram shows the relationships between various classes in the Papyrus CoreModel. Key classes include EquipmentFunctionalBoundaryRepresentedByCd, CdConstrainEquipment, PcIsAssemblyOfPc, OpenModelClass (Equipment), OpenModelClass (Holder), OpenModelClass (ForwardingConstruct), OpenModelClass (LogicalTerminationPoint), OpenModelClass (CdPort), OpenModelClass (PcPort), OpenModelClass (FcPort), and OpenModelClass (FcSwitch). Associations show functional boundaries, emergent functions, assemblies, and port connections. + +Source Papyrus CoreModel diagram: Equipment-ProcessingConstructAndResilience. + +**Figure F.1-8 – Equipment to function using ProcessingConstruct and showing resilience** + +The axis of emergent functionality are the PC and CD. As shown in the figure above, a CD can be used to define the functional boundary of one78 or more equipments (EquipmentFunctionalBoundaryRepresentedByCd). At the base of relevant functional emergence is a PC that relates to one single equipment (PcEmergentFromRunningEquipment). PCs may be assembled into systems of PCs interconnected through their PcPorts (PcPortBoundToPcPort) that can then be viewed as PCs (PcIsAssemblyOfPc). A PC can also be broken down into alternative subordinate parts (also via PcIsAssemblyOfPc). + +Hence, the ProcessingConstruct is used to represent: + +- The function blocks supported by an Equipment. +- The decomposition of each function block into atomic parts (via PcIsAssemblyOfPc). +- The assembly of the atomic parts (also via PcIsAssemblyOfPc) into more aggregate functions (across Equipment boundaries potentially) that can be seen as function blocks for further decomposition and aggregation as appropriate. + +At some point in this complex recursion a relevant network function is emergent (e.g., LtpIsEmergentFromPc79). + +The "PcIsAssemblyOfPc" is essentially a compact form of the Component-System pattern (see Appendix V). + +#### F.1.4.2 "Equipment Protection" + +A combination of Equipment can offer protected functions. This is not protection of the equipment as the individual Equipments are not in themselves physically resilient. It is also not protection of the entire capability of an equipment as some functions on an Equipment may be protected by functions on another equipment in one way, some in another way and some may not be protected. + +The model enables the representation of the necessary degrees of protection. The essential protection is supported in terms of the PC where a PC instance may represent a function on one equipment, another PC instance may represent the same function on another equipment and a further PC instance represents the resilient function resulting from the appropriate combination of the two. + +The model allows different levels of precision: + +78 Clearly, the CD may have some other purpose and hence the association is multiplicity "\*". + +79 This association was not navigable from the LTP in 1.3.1 but is now navigable. + +- 1) Basic representation via PclsAssemblyOfPc such that a resilient PC is an assembly of non-resilient PCs +- 2) More explicit representation via PcPortBoundToPcPort where the functionality to be protected is exposed at a port of an instance of a PC on one equipment and at a port of an instance of the same type of PC on another equipment and these two ports are bound to ports of a PC that exposes a resilient form of the function function (i.e., the 0..2 cardinality of PcPortBoundToPcPort as shown in the previous figure above). +- 3) Detailed and generalized via PcPortBoundToFcPort where the same functions noted in (2) are not directly bound but are bound via an FC that allows exposure of the FcSwitch and Casc and other resilience properties in a standard way. This model can be used for complex protection schemes + +Figure F.1-9 shows two instances of function A on different equipments being combined to form a resilient function Ar. + +![Diagram illustrating Equipment Protection. A top box labeled 'Ar' is connected by lines to two bottom boxes, each labeled 'A'. Each 'A' box is inside a larger light-colored rectangle representing an equipment. The 'Ar' box has a blue square on its left side and green squares on its top and bottom. The 'A' boxes also have blue squares on their left sides and green squares on their top and bottom. The connection lines from 'Ar' go to the top of each 'A' box. Below the diagram is the text 'G.7711-Y.1702(22)_FF.1-9'.](7c953eca3f39b77f853189181683eba3_img.jpg) + +Diagram illustrating Equipment Protection. A top box labeled 'Ar' is connected by lines to two bottom boxes, each labeled 'A'. Each 'A' box is inside a larger light-colored rectangle representing an equipment. The 'Ar' box has a blue square on its left side and green squares on its top and bottom. The 'A' boxes also have blue squares on their left sides and green squares on their top and bottom. The connection lines from 'Ar' go to the top of each 'A' box. Below the diagram is the text 'G.7711-Y.1702(22)\_FF.1-9'. + +**Figure F.1-9 – Equipment Protection** + +See also Figure F.2-3. + +#### **F.1.4.3 Classes associated with Equipment to function mapping with resilience** + +The following is a summary of the key classes and attributes related to Equipment to function mapping with resilience. + +##### **F.1.4.3.1 ProcessingConstruct (PC)** + +This clause focuses on the aspects that support functional decomposition, functional aggregation/assembly and functional abstraction. + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::ProcessingConstruct + +ProcessingConstruct (PC) can be used to represent both potential and enabled processing between two or more of its PcPorts. A PcPort may be associated with another PcPort or with an LTPs at a particular specific layerProtocol. Like the LTP, the PC supports any transport protocol including all circuit and packet forms. The PC is used to effect processing of information extracted from the transport layer protocol signal. A PC may be: + +- Asymmetric such that it offers several functions and such that different functions are offered to different attached entities. +- Symmetric such that it offers (or is considered as offering) only one function and the same function is offered to any attached entity with no interactions between functions offered to each attached entity. + +An asymmetric PC offering a number of distinct functions will have PcPorts through which the distinct functions are accessed. + +A symmetric PC offering only a single function need not have PcPorts, the function can be accessed directly from the PC. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +See Table F.1-23. + +**Table F.1-23 – Attributes for ProcessingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _pcPort | Experimental | An asymmetric PC instance is related to LTPs via PcPorts (essentially the ports of the PC).
Symmetric PCs do not have PcPorts and are directly related to LTPs. | +| _composedPc | Experimental | The PC class supports a recursive aggregation relationship (PcIsAssemblyOfPc).
This allows both:
– abstraction where an assembly of PCs (forming a System) is viewed as an abstract PC
– decomposition such that the internal construction of a PC can be exposed as multiple lower level PCs.
Appropriate use of this association allows each of a collection of PCs to be decomposed into atomic parts (PCs) that can then be assembled into set of complex functions where each function in the set can be viewed as a PC.
Note that the model actually represents an aggregation of lower level PCs into higher level PCs as viewpoints rather than partitions, and supports multiple views. | + +###### F.1.4.3.2 PcPort + +This clause focuses on assembly of components with no need for LTPs where the component association in the assembly is direct and indirect via a resilience mechanism. + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::PcPort + +Represents the access to the functionality of a PC. + +Inherits properties from: + +– LocalClass + +This class is Experimental. + +See Table F.1-24. + +**Table F.1-24 – Attributes for PcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _pcPort | Experimental | A PcPort can be directly bound to another PcPort (rather than via a LTP) to support a simplified application level view (rather than requiring the full transport level view). | + +**Table F.1-24 – Attributes for PcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _fcPort | Experimental | A PcPort can be directly bound to an FcPort (rather than via a LTP) to support a simplified application level view (rather than requiring the full transport level view).
This is used to represent complex semantic associations between PCs where _pcPort direct association is not sufficient. | + +##### **F.1.4.3.3 ForwardingConstruct (FC)** + +This clause focuses on the protection aspects of the FC. + +Qualified name: CoreModel::CoreNetworkModel::ForwardingConstruct::ForwardingConstruct + +The ForwardingConstruct (FC) represents enabled constrained potential for forwarding between two or more FcPorts at a particular specific layerProtocol. + +The constraint is explained by the FcSpec. Even when an FC is in place enabling potential for flow, it is possible that no information is flowing as there is no flow matching the constraint, hence "potential". + +Like the LTP, the FC supports any transport protocol including all analogue, circuit and packet forms. + +The FC is used to effect forwarding of transport characteristic (layer protocol) information. + +An FC can be in only one ForwardingDomain (FD). + +The FC is a forwarding entity. + +At a low level of the recursion, a FC represents a cross-connection within an NE. It may also represent a fragment of a cross-connection under certain circumstances. + +The FC object can be used to represent many different structures including point-to-point (P2P), point-to-multipoint (P2MP), rooted-multipoint (RMP) and multipoint-to-multipoint (MP2MP) bridge and selector structures for linear, ring or mesh protection schemes. + +When applied to media, the FC represents the ability for a flow/wave (potentially containing information), to be propagated between FcPorts. + +The existence of a FC instance is independent of the presence (or absence) of a flow/wave (and any information encoded within it) where flow/wave covers the progressing of any analogue or digital (packet/frame, etc.) structure. + +A flow/wave cannot propagate in the absence of a FC instance. + +Inherits properties from: + +- ForwardingEntity +- GlobalClass + +See Table F.1-25. + +**Table F.1-25 – Attributes for ForwardingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _fcPort | | The FcPorts define the boundary of the FC.
The FC is accessed via the FcPorts.
Flow within the FC is defined in terms of its FcPorts. | +| _fcSwitch | | If an FC exposes protection (having two FcPorts that provide alternative identical inputs/outputs), the FC will have one or more associated FcSwitch objects. The arrangement of switches for a particular instance is described by a referenced FcSpec. | + +##### F.1.4.3.4 FcSwitch + +Qualified name: CoreModel::CoreNetworkModel::ForwardingConstruct::Resilience::FcSwitch + +The FcSwitch class models the switched forwarding of traffic (traffic flow) between FcPorts and is present where there is protection functionality in the FC. + +If an FC exposes protection (having two or more FcPorts that provide alternative identical inputs/outputs), the FC will have one or more associated FcSwitch objects to represent the alternative flow choices visible at the edge of the FC. + +The FC switch represents and defines a protection switch structure encapsulated in the FC and essentially "decorates" FCs that are involved in resilience schemes that use switching in a protection mechanism. + +Essentially FcSwitch performs one of the functions of the Protection Group in a traditional model. It associates 2 or more FcPorts each playing the role of a Protection Unit. + +One or more protection, i.e., standby/backup, FcPorts provide protection for one or more working (i.e., regular/main/preferred) FcPorts where either protection or working can feed one or more protected FcPort. + +The switch may be used in revertive or non-revertive (symmetric) mode. When in revertive mode it may define a waitToRestore time. + +It may be used in one of several modes including source switched, destination switched, source and destination switched, etc. (covering cases such as 1+1 and 1:1). + +It may be locked out (prevented from switching), force switched or manual switched. + +It will indicate switch state and change of state. + +The switch can be switched away from all sources such that it becomes open and hence two coordinated switches can both feed the same LTP so long as at least one of the two is switched away from all sources (is "open"). + +The ability for a Switch to be "high impedance" allows bidirectional ForwardingConstructs to be overlaid on the same bidirectional LTP where the appropriate control is enabled to prevent signal conflict. + +This ability allows multiple alternate routes to be present that otherwise would be in conflict. + +Inherits properties from: + +– LocalClass + +See Table F.1-26. + +**Table F.1-26 – Attributes for FcSwitch** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _selectedFcPort | | Indicates which points are selected by the switch.
Depending on the switch spec (via FcSpec)
  • – more than one FcPort can be selected at any one time (e.g., egress switch, ingress packet switch)
  • – zero FcPorts can be selected. For an ingress switch this indicates that the switch common (egress) is "high impedance"
| + +##### **F.1.4.3.5 Equipment** + +This clause focuses on physical support for functionality. + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentPatternStructure::ObjectClasses::Equipment + +Represents any relevant physical thing. + +Can be either field replaceable or not field replaceable. + +NOTE – The model is currently constrained to inside plant. + +Inherits properties from: + +- GlobalClass + +This class is Mature. + +See Table F.1-27. + +**Table F.1-27 – Attributes for Equipment** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------------|------------------------------------------|----------------------| +| _equipmentFunctionalBoundary | | See referenced class | + +#### **F.1.4.4 Edition 4 refinements of Edition 3 model** + +In Edition 3 (v3.0) there were two direct associations between PC and Equipment. These associations have been normalized with those from the software model (see Annex L). + +These have been replaced by a more versatile but less apparent use of ConstraintDomain. + +#### **F.1.4.5 Obsolete model from Edition 2 use to illustrate the Edition 3 model** + +Figure F.1-10 is a sketch model relating Equipment to Function from v2.0. Whilst the classes are obsolete, they still provide a helpful illustration of the model. As the comment in the figure says, "All functions are essentially ProcessingConstruct" (i.e., any class with the word "function" in its name is replaces by PC in the v3.0 model described above). The Equipment functionality support is first exposed as coarse FunctionBlocks (e.g., arithmetic process, traffic process etc). The function block may be made resilient via a complex protection switch which can select the functionality from one or more instances80. The FunctionBlock is then decomposed into AtomicFunctions which can then be assembled to form AggregateFunctions (e.g., the LTP). These two steps allow versatile mapping from the hardware-oriented function blocks to the conceptual functions such as LTP and LayerProtocol where the conceptual function may be "smeared" across several FunctionBlocks. The model also + +80 The protection model has only had very limited development so far and the model is clumsy in this area. + +allows for recursive decomposition and assembly to any depth to allow for cases where intermediate representations are necessary to describe the functional emergence. For some illustrative figures of this see clause F.2.2. + +![UML Class Diagram: Equipment-ObsoleteEquipmentToFunction. The diagram shows relationships between several classes: LogicalTerminationPoint, Equipment, FunctionBlock, AggregateFunction, AtomicFunction, ResilienceSelector, ResilientFunctionBlock, HolderMonitor, and Holder. Annotations explain the model's structure and note areas for normalization and protection modes.](92a31a07f7e8aeb9becc4efe0c37baec_img.jpg) + +The diagram illustrates the relationships between various functional and physical entities in the CoreModel. Key classes and their associations include: + +- LogicalTerminationPoint** (OpenModelClass) is associated with **AggregateFunction** (OpenModelClass, Obsolete) via *LtpIsAnAggregateFunction*. +- Equipment** (OpenModelClass, Mature) is associated with **FunctionBlock** (OpenModelClass, Obsolete) via *EquipmentGivesRiseToFunctionBlock* and *FunctionBlockRealizedByRunningEquipment*. +- FunctionBlock** is associated with **AggregateFunction** via *AggregateFunctionIsFunctionBlock* and with **AtomicFunction** (OpenModelClass, Obsolete) via *FunctionBlockIsAssemblyOfAtomicFunctions*. +- AggregateFunction** is associated with **AtomicFunction** via *AggregateFunctionIsViewOfAggregateFunction* and *AggregateFunctionIsViewOfOpaqueAtomicFunction*. +- ResilienceSelector** (OpenModelClass, Obsolete) is associated with **FunctionBlock** via *ResilienceSelectorSelectsFromFunctionBlocks* and with **ResilientFunctionBlock** (OpenModelClass, Obsolete) via *GivesRiseToResilientFunctionBlock*. +- ResilientFunctionBlock** is associated with **AtomicFunction** via *ResilientFunctionIsAssemblyOfAtomicFunctions*. +- HolderMonitor** (OpenModelClass, Experimental) is associated with **Holder** (OpenModelClass, Mature) via *HolderAcquiresHolderMonitor*. + +Annotations in the diagram provide additional context: + +- Examples of AggregateFunction: ALL global/local classes are AggregateFunction +- When the model is formalized the LTPsAsAnAggregateFunction association will become navigable from the LTP +- Function emerges when Equipment is powered. +- All functions are essentially ProcessingConstructs +- Needs to be normalized with core protection +- Need to add different modes of protection +- This is where equipment protection ends up +- Need to align with component/system + +UML Class Diagram: Equipment-ObsoleteEquipmentToFunction. The diagram shows relationships between several classes: LogicalTerminationPoint, Equipment, FunctionBlock, AggregateFunction, AtomicFunction, ResilienceSelector, ResilientFunctionBlock, HolderMonitor, and Holder. Annotations explain the model's structure and note areas for normalization and protection modes. + +G.7711(25) + +Source Papyrus CoreModel diagram: Equipment-ObsoleteEquipmentToFunction + +**Figure F.1-10 – Equipment to Function** + +##### F.1.4.5.1 AggregateFunction + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentToFunction::ObjectClasses::AggregateFunction + +Represents some assembly of atomic functions that can be considered as useful from some perspective. Can be viewed as one or more functional blocks (essential leading to a recursive cycle of Block --> Atomic --> Aggregate --> Block). + +Each of the functional entities in the model is a view of a single AggregateFunction. + +This class is Obsolete. + +##### F.1.4.5.2 AtomicFunction + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentToFunction::ObjectClasses::AtomicFunction + +Represents the micro-function that is the largest function of the functional block that will not need to be subdivided when forming the relevant abstract views (i.e., it can just be assembled). + +This class is Obsolete. + +##### F.1.4.5.3 FunctionBlock + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentToFunction::ObjectClasses::FunctionBlock + +Represents the chunks of base functionality provided by the equipment. + +The chunks of base functionality are likely to relate to the hardware layout and be quite distinct from the functions of the familiar abstract representation. + +The functions are necessarily abstract and, to a degree, virtualized. + +This class is Obsolete. + +##### **F.1.4.5.4 ResilienceSelector** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentToFunction::ObjectClasses::ResilienceSelector + +Represents the ability to select capability from two or more identical FunctionalBlocks so as to give rise to an equivalent emergent resilient function. + +This class is Obsolete. + +##### **F.1.4.5.5 ResilientFunctionBlock** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentToFunction::ObjectClasses::ResilientFunctionBlock + +Represents the functions emergent from a function protection process. + +The emergent functions are necessarily significantly virtualized. + +This class is Obsolete. + +### **F.1.5 FRU and non-FRU** + +Note that the approach in this subclause to representation of the constraints using inheritance with stereotype is highly experimental. It is likely that this approach will change as the model progresses. + +Considering the distinction between FRU and non-FRU, there are two choices, either to model the FRU explicitly (and then expect instantiation of distinct FRU and non-FRU classes) or model the FRU and non-FRU as Equipment with solely an attribute to indicate the case. The attribute approach is preferred, but that lost rule detail present in the distinct class case. + +So as not to lose the constraints, the FRU/non-FRU class distinctions were kept, those classes were made abstract and then applied as shown to the attribute-based model to develop an experimental technique. + +This technique is to use generalization modulated with stereotypes to represent the narrowing of a class to cover a defined case. The narrowed class does not gain attributes, the general class is fully populated, whereas in the narrowed class, attributes take specific fixed values where the specializations are all abstract and the generalization is concrete. The aim is to develop machine interpretable rule systems that allow the behaviour of an instance of a generalized class to be constrained based upon the case. + +The experimental stereotype «ClassificationRule» carries the properties that define the case, the stereotype «AbidesByRule» identifies the generalized association that is constrained by the specialized association. + +See Figure F.1-11. + +This model is experimental and requires significant further development. It is likely that an alternative form will eventually be used. + +![UML Class Diagram: Equipment-EquipmentToHolderRules. The diagram shows a hierarchy of rule classes: FieldReplaceable (FRU) and NonFieldReplaceable (NFRU) inheriting from Equipment. FieldReplaceable has a boolean attribute isFieldReplaceable. NonFieldReplaceable has a boolean attribute NonFieldReplaceable. The diagram includes associations for encapsulation, holding, and connecting. Annotations explain that FRUs can be replaced in the field and may plug into holders, while NFRUs are subordinate parts of FRUs and cannot be replaced. Callouts indicate that FieldReplaceable is an experimental class and that holders are not available due to thermal constraints.](7188dd653353235466aea783783e26c8_img.jpg) + +A rule class (an abstract specialization of Equipment) that represents an equipment that can be replaced in the field. May plug in to a holder in another equipment (if not stand-alone). Realization could use an FRU Boolean on Equipment. + +whether it is field replaceable or not is contract/policy. + +Holder not available due to thermal etc. + +G.7711(25) + +UML Class Diagram: Equipment-EquipmentToHolderRules. The diagram shows a hierarchy of rule classes: FieldReplaceable (FRU) and NonFieldReplaceable (NFRU) inheriting from Equipment. FieldReplaceable has a boolean attribute isFieldReplaceable. NonFieldReplaceable has a boolean attribute NonFieldReplaceable. The diagram includes associations for encapsulation, holding, and connecting. Annotations explain that FRUs can be replaced in the field and may plug into holders, while NFRUs are subordinate parts of FRUs and cannot be replaced. Callouts indicate that FieldReplaceable is an experimental class and that holders are not available due to thermal constraints. + +Source Papyrus CoreModel diagram: Equipment-EquipmentToHolderRules. + +**Figure F.1-11 – FRU and non-FRU rules** + +#### F.1.5.1 FieldReplaceable + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::FruNonFruRules::ObjectClasses::FieldReplaceable + +A rule class (an abstract specialization of Equipment) that represents an equipment item that can be replaced in the field. May plug in to a holder in another equipment (if not stand-alone). Realization could use an FRU Boolean on Equipment. + +This class is abstract. + +Inherits properties from: + +– Equipment + +This class is Experimental. + +#### F.1.5.2 NonFieldReplaceable + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::FruNonFruRules::ObjectClasses::NonFieldReplaceable + +A rule class (an abstract specialization of Equipment) that represents an equipment that cannot be replaced in the field. + +Is simply a subordinate part of an FRU (or another NFRU – where there must be an FRU at the top of the hierarchy). Does not have any exposed holders (any associated holders are assumed to belong to the containing FRU). Does not have any connectors (any associated connectors are assumed to belong to the containing FRU). + +This class is abstract. + +Inherits properties from: + +– Equipment + +This class is Experimental. + +### F.1.6 Connector rules + +Note that the approach in this subclause to representation of the constraints using inheritance with stereotype is highly experimental. It is likely that this approach will change as the model progresses. + +Similarly to clause F.1.8, Figure F.1-12 shows an experimental method for representation of restrictions in the model. Figure F.1-6 shows a representation of the rules for the exposure of connectors on an equipment item accounting for both the FRU/Non-FRU differences and also for the differences between connectors related to a holder of visible connectors available to which to connect cables. + +Essentially, Figure F.1-12 shows that connectors related to holders have different lifecycles and visibilities than connectors related to cables. + +![UML Class Diagram: Equipment-ConnectorRules. This diagram shows the relationships between Equipment, Connector, Cable, and various connector-related classes like ConnectorCableEnd and ConnectorHolder. It includes stereotypes like 'Mature', 'Preliminary', and 'Experimental'. Annotations provide insights into design decisions, such as why cables are modeled as plugs and why connector multiplicities are set to 1 or 2. The diagram is labeled G.7711(25) in the bottom right corner.](a024e64207d0a9cbce68b36c930fd38a_img.jpg) + +The diagram illustrates the following classes and relationships: + +- Equipment** (Mature): The base class for equipment items. It has attributes like `isFieldReplaceable: Boolean [1]`. Relationships include `+ equipment`, `+ _encapsulatedNonFru`, `+ _occupyingFru`, and `EquipmentEncapsulatesCableEndAndExposesCable`. +- Connector** (Preliminary): A base class for connectors. It has relationships like `AddressedInTheContextOfHolder`, `EquipmentHasConnectorToConnectInHolder`, and `HolderEncapsulatesConnectorInHolder`. +- Cable** (Experimental): A base class for cables. Relationships include `+ _exposedCable`, `CableHasConnector`, and `ConnectorOnCableEndConnectsToConnectorOnCableEnd`. +- ConnectorCableEnd** (Experimental): A subclass of Connector representing a connector on the end of a cable. It has a relationship `+ _connectorCableEnd`. +- ConnectorHolder** (Experimental): A subclass of Connector related to holders. It has relationships like `+ _connectorInHolder` and `HolderConnectorToEquipmentConnectorInHolder`. +- ConnectorOnEquipmentForHo...** (Experimental): A subclass of Connector related to equipment holders. +- ConnectorOnEquipmentForCa...** (Experimental): A subclass of Connector related to cables. + +Annotations in the diagram: + +- Yellow box (top left):** "The connector is not instantiated for holder cases. This can be governed by a rule. It could be in the spec perhaps in case there is a need to instantiate some holder connectors??" +- Green box (middle right):** "Cables have similar complexity to the Signal model as the cable may have multiple connectors really (2 only here. Suggests we avoid modelling cables. Only challenge is the cable with a captive end in an equipment but this could probably be considered as a cable per exposed plug." +- Green box (middle left):** "Cables have similar complexity to the Signal model as the cable may have multiple connectors really (2 only here. Suggests we avoid modelling cables. Only challenge is the cable with a captive end in an equipment but this could probably be considered as a cable per exposed plug." +- Green box (top right):** "CableConnectorConstraint (If Cable.encapsulatingEquipment <> null Then Cable\_connector.multiplicity=1." Else Cable\_connector.multiplicity=2." + +UML Class Diagram: Equipment-ConnectorRules. This diagram shows the relationships between Equipment, Connector, Cable, and various connector-related classes like ConnectorCableEnd and ConnectorHolder. It includes stereotypes like 'Mature', 'Preliminary', and 'Experimental'. Annotations provide insights into design decisions, such as why cables are modeled as plugs and why connector multiplicities are set to 1 or 2. The diagram is labeled G.7711(25) in the bottom right corner. + +Source Papyrus CoreModel diagram: Equipment-ConnectorRules. + +**Figure F.1-12 – Connector rules** + +#### F.1.6.1 ConnectorCableEnd + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::ConnectorRules::ObjectClasses::ConnectorCableEnd + +A rule class (an abstract specialization of Connector) that represents a connector on the end of a cable. + +This class is abstract. + +Inherits properties from: + +– Connector + +This class is Experimental. + +#### **F.1.6.1 ConnectorInHolder** + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::ConnectorRules::ObjectClasses::ConnectorInHolder + +A rule class (an abstract specialization of Connector) that represents a connector that is only accessible to an equipment item inserted in the holder. + +This class is abstract. + +Inherits properties from: + +– Connector + +This class is Experimental. + +#### **F.1.6.3 ConnectorOnEquipmentForCable** + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::ConnectorRules::ObjectClasses::ConnectorOnEquipmentForCable + +A rule class (an abstract specialization of Connector) that represents a connector exposed on an equipment item, such that a cable may be plugged in. + +This class is abstract. + +Inherits properties from: + +– Connector + +This class is Experimental. + +#### **F.1.6.4 ConnectorOnEquipmentForHolder** + +Qualified name: + +CoreModel::CorePhysicalModel::RuleModels::ConnectorRules::ObjectClasses::ConnectorOnEquipmentForHolder + +A rule class (an abstract specialization of Connector) that represents a connector on an equipment item that is intended to mate with a connector in a holder. + +This class is abstract. + +Inherits properties from: + +– Connector + +This class is Experimental. + +### **F.1.7 Expected and actual** + +This model fragment explores a representation of expected and actual, where the equipment pattern is augmented with composed parts representing the expected and actual settings. + +The ExpectedEquipment is likely to be in terms of constraints with many "don't care" values (such as serial number), but is assumed to have a single precise definition of type and of position with respect to the equipment/holder in which it is to be contained. + +The assumption is that when there is a mismatch, the expected equipment will have a set of expected holders and the actual equipment a potentially overlapping set of actual holders. The hierarchy is driven by holder position. See Figure F.1-13. + +Where the equipment is stand-alone (not in a holder), it is assumed that geographical location or other statement of place will enable detection of expectation/actual mismatch. Hence stand-alone + +Equipment can also have an expected and actual value. Also see clause F.2.3, Actual vs expected, for a pictorial example of work in progress. + +![UML Class Diagram: Equipment-ExpectedAndActual. The diagram shows the relationship between 'Actual' and 'Expected' models for Equipment, Holder, and Connector. Key classes include Equipment, ActualEquipment, ExpectedEquipment, Holder, ActualHolder, ExpectedHolder, and Connector. Relationships include inheritance (Actual/Expected inherit from Equipment/Holder), composition (Equipment has Holder, Holder has Equipment), and association (Holder has Connector). Annotations explain the design rationale, such as 'Expected is a narrow constraint model' and 'Actual will have both static and dynamic properties'.](ba02765d3e16e98d341f563cb74e8716_img.jpg) + +The diagram illustrates the 'Equipment-ExpectedAndActual' model structure. It features three main entities: Equipment, Holder, and Connector, each with 'Actual' and 'Expected' variants. + +- Equipment:** The base class for **ActualEquipment** and **ExpectedEquipment**. Annotations note that 'Expected forms a structure that actual uses when expectation met but when not met actual has its own structure that branches from the expected structure' and that 'Expected is the primary for need The actual is the primary for inventory'. +- Holder:** The base class for **ActualHolder** and **ExpectedHolder**. Annotations explain that 'A holder represents an addressed place in the context of the containing equipment' and that 'If the equipment is not as expected in its containing holder there will be an actual/expected discrepancy at that level of equipment'. +- Connector:** The base class for **ActualConnector** and **ExpectedConnector**. Annotations mention that 'Spec, expected (intent) and actual follow the same pattern' and that 'Actual will have both static (e.g. serial number) and dynamic properties (e.g. temperature or configurable property such as wavelength)'. + +Relationships include: + +- Equipment to Holder:** 'EquipmentHasHolder' relationship. Annotations suggest folding actual or expected into Equipment and that 'Expected is a narrow constraint model'. +- Holder to Equipment:** 'HolderOccupiedByEquipment' relationship. Annotations discuss the complexity of expectation vs actual and the need to capture both intent and actual. +- Holder to Connector:** 'HolderEncapsulatesConnector' relationship. Annotations note that 'Need also to model expected connector and actual connector'. + +UML Class Diagram: Equipment-ExpectedAndActual. The diagram shows the relationship between 'Actual' and 'Expected' models for Equipment, Holder, and Connector. Key classes include Equipment, ActualEquipment, ExpectedEquipment, Holder, ActualHolder, ExpectedHolder, and Connector. Relationships include inheritance (Actual/Expected inherit from Equipment/Holder), composition (Equipment has Holder, Holder has Equipment), and association (Holder has Connector). Annotations explain the design rationale, such as 'Expected is a narrow constraint model' and 'Actual will have both static and dynamic properties'. + +Source Papyrus CoreModel diagram: Equipment-ExpectedAndActual. + +**Figure F.1-13 – Expected and actual** + +#### F.1.7.1 ActualEquipment + +Qualified name: + +CoreModel::CorePhysicalModel::ExpectedAndActual::ObjectClasses::ActualEquipment + +The equipment that is actually present in the physical network. It will expose all dynamic properties and some critical static properties. + +Inherits properties from: + +– EquipmentDetail + +This class is Experimental. + +#### F.1.7.2 ActualHolder + +Qualified name: + +CoreModel::CorePhysicalModel::ExpectedAndActual::ObjectClasses::ActualHolder + +A holder in the ActualEquipment. + +Inherits properties from: + +– HolderDetails + +This class is Experimental. + +#### F.1.7.3 ExpectedEquipment + +Qualified name: + +CoreModel::CorePhysicalModel::ExpectedAndActual::ObjectClasses::ExpectedEquipment + +A definition of the restrictions on the equipment that is expected to be present in the physical network at a particular "place". The expected equipment will state the type and may constrain any other invariant properties. It may also provide desired ranges for dynamic properties. + +Inherits properties from: + +– EquipmentDetail + +This class is Experimental. + +#### F.1.7.4 ExpectedHolder + +Qualified name: + +CoreModel::CorePhysicalModel::ExpectedAndActual::ObjectClasses::ExpectedHolder + +A definition of a holder expected in the ActualEquipment (i.e., an ActualHolder) as part of the constraints provided by the ExpectedEquipment. + +Inherits properties from: + +– HolderDetails + +This class is Experimental. + +### F.1.8 Specification + +Figure F.1-14 provides a fragment of a candidate specification model for equipment, focusing on Holder compatibility and supported non-FRUs. + +Note that the EquipmentEncapsulatesNonFru association and the HolderOccupiedByEquipment association (both shown in red) are essentially governed by the rules stated in the supportedNonFru class and SupportedEquipment class (and their associated classes), respectively. + +![UML Class diagram showing relationships between Equipment, Holder, Connector, and Cable classes with various associations and constraints. The diagram includes classes like Equipment, Holder, Connector, Cable, NonFruSupportPosition, and various constraint classes. Associations are shown with multiplicities and role names. Red associations represent EquipmentEncapsulatesNonFru and HolderOccupiedByEquipment. Yellow callout boxes provide additional context for the model elements.](4f7961867fa507ce9751102e4b383848_img.jpg) + +The diagram illustrates a complex UML class structure for equipment specification. Key elements include: + +- Equipment** (OpenModelClass, Mature): The central class, which has associations with **Holder**, **Connector**, and **Cable**. +- Holder** (OpenModelClass, Mature): Associated with **Equipment** and **Connector**. +- Connector** (OpenModelClass, Preliminary): Associated with **Equipment**, **Holder**, and **Cable**. +- Cable** (OpenModelClass, Experimental): Associated with **Equipment** and **Connector**. +- NonFruSupportPosition** (OpenModelClass, Experimental): Associated with **Equipment** and **Connector**. +- SupportConstraints** (OpenModelClass, Experimental): Associated with **Equipment** and **Connector**. +- SupportedEquipmentType** (OpenModelClass, Preliminary): Associated with **Equipment** and **Connector**. +- SupportedNonFruType** (OpenModelClass, Experimental): Associated with **Equipment** and **Connector**. + +Associations are labeled with role names and multiplicities. Red associations represent **EquipmentEncapsulatesNonFru** and **HolderOccupiedByEquipment**. Yellow callout boxes provide additional context for the model elements. + +Support Constraints are potentially complex expressions. + +Need to handle Equipment combination legality and physical interference. + +In general we need to add rules for interaction between attributes and objects. Need to consider algorithm (code v rules) + +Need to deal with identity and capability matching. Role in the network. Capability at a place. Work order needs to be fulfilled correctly. did the operator put the right card in the right slot + +May specify a constraints that the spec may indicate is supported by configuration. + +G.7711(25) + +UML Class diagram showing relationships between Equipment, Holder, Connector, and Cable classes with various associations and constraints. The diagram includes classes like Equipment, Holder, Connector, Cable, NonFruSupportPosition, and various constraint classes. Associations are shown with multiplicities and role names. Red associations represent EquipmentEncapsulatesNonFru and HolderOccupiedByEquipment. Yellow callout boxes provide additional context for the model elements. + +Source Papyrus CoreModel diagram: Equipment-ConstraintsOnEquipmentPattern. + +Figure F.1-14 – Specification + +#### F.1.8.1 NonFruSupportPosition + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentSpecification::ObjectClasses::NonFruSupportPosition + +Equivalent to the holder for the FRU, represents in the specification a place where one or more types of non-FRU could be present. Unlike the holder, what is present is fixed while the equipment is in the field. + +This class is Experimental. + +#### **F.1.8.2 SupportConstraints** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentSpecification::ObjectClasses::SupportConstraints + +Rules related to how both non-FRU and FRU presence restricts the potential for additional equipment items to be installed. An FRU type installed in one holder may limit the FRU types that can be installed in another holder, etc. + +This class is Experimental. + +#### **F.1.8.3 SupportedEquipment** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentSpecification::ObjectClasses::SupportedEquipment + +The FRU equipment types supported by the holder. + +This class is Experimental. + +#### **F.1.8.4 SupportedNonFruType** + +Qualified name: + +CoreModel::CorePhysicalModel::EquipmentSpecification::ObjectClasses::SupportedNonFruType + +The non-FRU equipment types supported by the non-FRU support position. + +This class is Experimental. + +### **F.1.9 Physical connector and conceptual port** + +The connector and Port are modelled as distinct abstract entities. It is likely that, in both cases, only the "name" is required in an instance realization. Both the Port and connector represent fixed rules of grouping and these rules could be completely contained in the spec. The connector also has physical properties, but again these are fixed and could be contained in the spec. + +An LTP instance provides a Port reference. The Port represents a PinGroup that relates to the connectors via pins as described in the appropriate spec. The connector is part of an equipment. An equipment instance references a spec that identifies the connectors. + +There are many potential arrangements for association of LTP and port/connector. Figures F.1-15, F.1-16 and F.1-17 provide a view of some of the variety. + +As noted previously the Port is a "virtual" concept related to some coherent traffic flow. As can be seen from the sequence of figures, there is no fixed relationship from port to connector/pin. + +![Figure F.1-15: Basic cases of Physical Port reference. The diagram shows four cases of LTP addressing/naming. Case 1: LTP = Port = Connector = Pin, LTP 'name' can be connector name. Case 2: LTP = Port = Connector. Case 3: LTP addressing/naming Abstract (or Rx connector). Case 4: LTP addressing/naming Abstract (or Rx connector). A legend defines symbols: Pin (white circle), Connector (blue rectangle), 'Port' (dashed orange rectangle), LTP (PTP) (purple rectangle), Equipment (orange rectangle), TCP of termination (white circle with dot), Signal flow from TP termination Pin (solid line), Reference from LTP to physicalPort (blue arrow), b = bidirectional, r = Rx, t = Tx, c = common. A UML class box for LogicalTerminationPoint is also shown.](c79d10d97e1f525e9c85e96e91616923_img.jpg) + +An LTP can be associated with several pins + +The connector pair could have a single name + +The LTP has one and only one port + +**LTP addressing/naming** +LTP = Port = Connector = Pin +LTP "name" can be connector name + +**LTP addressing/naming** +LTP = Port = Connector + +**LTP addressing/naming** +Abstract (or Rx connector) + +**LTP addressing/naming** +Abstract (or Rx connector) + +«OpenModelClass» +LogicalTerminationPoint + +- + «Preliminary» + physicalPortReference: String [\*] +- + ltpDirection: TerminationDirection [1] + +In all of the cases above the physical port is bidirectional and the LTP is bidirectional + +- Pin +- Connector +- "Port" +- LTP (PTP) +- Equipment +- TCP of termination +- Signal flow from TP termination Pin +- Reference from LTP to physicalPort +- b = bidirectional +- r = Rx +- t = Tx +- c = common + +G.7711-Y.1702(22)\_FF.1-15 + +Figure F.1-15: Basic cases of Physical Port reference. The diagram shows four cases of LTP addressing/naming. Case 1: LTP = Port = Connector = Pin, LTP 'name' can be connector name. Case 2: LTP = Port = Connector. Case 3: LTP addressing/naming Abstract (or Rx connector). Case 4: LTP addressing/naming Abstract (or Rx connector). A legend defines symbols: Pin (white circle), Connector (blue rectangle), 'Port' (dashed orange rectangle), LTP (PTP) (purple rectangle), Equipment (orange rectangle), TCP of termination (white circle with dot), Signal flow from TP termination Pin (solid line), Reference from LTP to physicalPort (blue arrow), b = bidirectional, r = Rx, t = Tx, c = common. A UML class box for LogicalTerminationPoint is also shown. + +**Figure F.1-15 – Basic cases of Physical Port reference** + +Figure F.1-15 shows some simple LTP – Port – Pin – Connector cases. The diagram case on the left could be where a single fibre is being used to convey a bidirectional signal (a coupler/splitter is within the equipment) and hence only a single pin is required on a single connector. In this case, the Connector, Pin, Port and LTP all have multiplicity [1]. The diagram case on the right could again be an optical case (with one pin per connector) where the LTP is being considered as bidirectional, but there are separate dedicated equipment items for each direction of traffic. + +The pin of the Connector is essentially omni-directional (i.e., the media has no directional limitation, and the material would allow the photons/electrons, etc. to propagate in any direction – see documentation on media in Annex B and Appendix VII). The construction of the Connector (and the associated strand of material) does in some cases provide such a narrow channel that the propagation is limited to essentially two directions, but even in these cases the material is essentially omni-directional. The directionality designation associated with a Connector is "inherited" from the directionality of the termination function attached. In Figures F.1-15 and F.1-16, the Rx and Tx designations result from the attached terminations. + +Image: Figure F.1-16 – More complex cases of intertwined connectors + +**Figure F.1-16 – More complex cases of intertwined connectors** + +The diagram on the left in Figure F.1-16 could represent a case where there is ribbon cable with multiple (in this case four) fibres terminated with one Connector and where each fibre is being used for only one direction of signal (but the fibre is inherently omni-directional as noted above). The two LTPs shown are both bidirectional and hence use two pins each. As the signal is bidirectional in nature the Port is also bidirectional. + +Image: Figure F.1-17 – Unidirectional cases + +**Figure F.1-17 – Unidirectional cases** + +226 Rec. ITU-T G.7711 (08/2025) + +Other cases to consider: + +- Multiple LTPs per port +- Multiple ports per pin. + +## F.2 Work in progress + +### F.2.1 Addressing + +Traditionally, ports have been identified using addressing schemes based on physical positioning; however, there are challenges related to the complexity of potential spread across equipment items and ports as discussed in clause F.1. Figure F.2-1 discusses some cases. This work needs to be taken further. + +![Figure F.2-1: Connector/Port based addressing of LTPs. The figure shows four diagrams (A1, B1, B2, E1) illustrating different addressing scenarios for Logical Termination Points (LTPs) and a key diagram showing the relationship between an LTP, a Physical port, and a Network Element (NE).](3e87cc59cb02fbac8840c659c41f2645_img.jpg) + +A1) The termination point is addressed via one of the Equipments (chosen to best match the name provided by the NE). In general the view of the supporting equipment should be made available independent of the name. + +B1) The termination points are each addressed via the Equipment they are supported by + +B2) The termination points are both addressed via the one Equipment. Some other identifier (port, direction or whatever) differentiates the two. + +E1) The bidirectional termination point is addressed via the Equipment it is supported by + +**Key** +Unidirectional flow + +LTP +Physical port +FC +NE + +G.7711-Y1702(22)\_FF.2-1 + +Figure F.2-1: Connector/Port based addressing of LTPs. The figure shows four diagrams (A1, B1, B2, E1) illustrating different addressing scenarios for Logical Termination Points (LTPs) and a key diagram showing the relationship between an LTP, a Physical port, and a Network Element (NE). + +Figure F.2-1 – Connector/Port based addressing of LTPs + +### F.2.2 Physical to functional model + +The figures in this clause highlight aspects of the physical to functional relationship. The physical to functional model has been enhanced in Edition 3 as a result of the addition of the processing construct (see Annex K). As a result, the cases set out below can now be supported with the model. The specific examples have not yet been included in the detailed documentation. As a consequence, this clause has not yet been removed. + +Figure F.2-2 shows a simplified hierarchy of functions emerging from running hardware where the emergent behaviour considered as "function services". The figure is a rough sketch. + +![Simplified sketch of physical to functional layers. The diagram shows a stack of layers from bottom to top: Complex physical arrangement (Physical processor, Physical storage, Physical transport), Running hardware, Running OS software, Running network function, and Running network function distribution/resilience/virtualization. Arrows indicate the flow of services and management functions. A list of notes on the right explains the layers and their relationships.](169044aee9e8adb39eed822364eed8aa_img.jpg) + +The diagram illustrates a hierarchy of network function layers. At the base is a 'Complex physical arrangement' containing 'Physical processor', 'Physical storage', and 'Physical transport'. Above this is 'Running hardware', which provides 'Processing capability'. The next layer is 'Running OS software', which provides 'Processing function services'. Above that is 'Running network function', which also provides 'Processing function services'. The top layer is 'Running network function distribution/resilience/virtualization', which provides 'Network function services'. A vertical bar on the left labeled 'Control/management functions' and 'Management/control service' connects all layers. A vertical bar on the right labeled 'Traditional/NE' connects the 'Running OS software' layer to the top. A list of notes on the right provides further details. + +- Each block (function, software, hardware, physical and control/management) may be a single component or may be many components interacting to form one or more systems +- Each component may expose detail as if many components where the exposed components are interacting to form one or more systems +- Each set of services may be subdivided and may be complex reflecting the exposed components and their encapsulated functions +- Running OS Software is generalized to any OS including the negligible OS of a FPGA +- Distribution and resilience may not be present or may be present for only some of the services (management/control may also have distribution/resilience (not shown)) +- A network function may be built directly on the processing function services of the running hardware (i.e., is essentially a hardware realization) or some combination of running hardware and OS software +- Processing capability is a generalized term that could also apply to a parallel compute engine and a scattered set of dedicated engines such as any assembly of logic gates and buffers +- Each block is controlled/managed by a function that itself is built on processing capability and processing function services +- The following figures use this colour scheme and often omit management/control + +G.7711-Y.1702(22)\_FF.2-2 + +Simplified sketch of physical to functional layers. The diagram shows a stack of layers from bottom to top: Complex physical arrangement (Physical processor, Physical storage, Physical transport), Running hardware, Running OS software, Running network function, and Running network function distribution/resilience/virtualization. Arrows indicate the flow of services and management functions. A list of notes on the right explains the layers and their relationships. + +**Figure F.2-2 – Simplified sketch of physical to functional** + +Figure F.2-3 shows, very roughly, the emergence of various aggregate functions from functional blocks on two FRUs. In Figure F.2-3: + +- The FRUs are at the bottom (in brown). +- The inherent capabilities of the FRUs are shown as dotted boxes in the FRUs. +- The emergent functional blocks are shown in green as are the aggregate functions. +- A somewhat abbreviated progression from functional block to aggregate function via atomic function (not shown) to LTP is illustrated. +- The yellow bars represent different forms of protection essentially as FCs. +- The functions in the yellow dotted shape are essentially virtual functions as the position of realization of the function is not fixed (and need not be known). + +![A complex block diagram illustrating forms of resilience in a Network Element (NE). The diagram shows two identical processing paths. Each path consists of a 'Compute function', a 'Virtualizer function', and a 'Power function' block. These blocks are interconnected by blue arrows and also connect to a bottom resource block containing 'CPU', 'Disc', 'PSU', 'Memory', and 'Comms'. A central yellow-shaded area contains logic gates: an 'OR' gate at the top, a 'SUM' gate in the middle, and a 'LOAD' gate at the bottom. The 'OR' gate takes inputs from 'Telecoms function' and 'Storage function' blocks. The 'SUM' gate takes inputs from 'Compute function' and 'Power function' blocks. The 'LOAD' gate takes inputs from 'Power function' blocks. Red arrows indicate feedback or control signals between the logic gates and the functions. Dashed boxes represent 'Storage function' blocks. The entire diagram is labeled G.7711-Y.1702(18)_FF.2-3.](670a9057bbab8c7c0eb91db3a6de4d55_img.jpg) + +A complex block diagram illustrating forms of resilience in a Network Element (NE). The diagram shows two identical processing paths. Each path consists of a 'Compute function', a 'Virtualizer function', and a 'Power function' block. These blocks are interconnected by blue arrows and also connect to a bottom resource block containing 'CPU', 'Disc', 'PSU', 'Memory', and 'Comms'. A central yellow-shaded area contains logic gates: an 'OR' gate at the top, a 'SUM' gate in the middle, and a 'LOAD' gate at the bottom. The 'OR' gate takes inputs from 'Telecoms function' and 'Storage function' blocks. The 'SUM' gate takes inputs from 'Compute function' and 'Power function' blocks. The 'LOAD' gate takes inputs from 'Power function' blocks. Red arrows indicate feedback or control signals between the logic gates and the functions. Dashed boxes represent 'Storage function' blocks. The entire diagram is labeled G.7711-Y.1702(18)\_FF.2-3. + +G.7711-Y.1702(18)\_FF.2-3 + +Figure F.2-3 – Simplified sketch of forms of resilience in an NE + +### F.2.3 Actual vs expected + +Figure F.2-4 shows various cases of actual-expectation mismatch. + +![Figure F.2-4: Expectation vs actual showing mismatch and blocking. The diagram illustrates a subrack with 9 numbered slots (1-9). Each slot is vertically divided into 'Actual' (left) and 'Expected' (right) columns. Slots 1-2 and 5-6 are shown as multi-slot cards. Slot 1 and 2 are linked, with Slot 2 marked 'Blocked' at the top and bottom. Slot 5 and 6 are similarly linked and marked 'Blocked'. Slot 7 is also marked 'Blocked' at the top. Slot 8 is empty. Slot 9 shows a match. Below the main blocks are subslots labeled A through E. A legend on the right defines: Blue solid block = Equipment Expectation; Red solid block = Actual mismatch; Green solid block = Actual match; Grey solid block = Slot not supported. Hatched patterns represent 'Slot empty', and dashed outlines represent 'Slot blocking' or 'Slot summary'. Text notes describe this as a complex case showing cards occupying multiple slots.](992f943410e027428b6fc052df1ebf87_img.jpg) + +Figure F.2-4: Expectation vs actual showing mismatch and blocking. The diagram illustrates a subrack with 9 numbered slots (1-9). Each slot is vertically divided into 'Actual' (left) and 'Expected' (right) columns. Slots 1-2 and 5-6 are shown as multi-slot cards. Slot 1 and 2 are linked, with Slot 2 marked 'Blocked' at the top and bottom. Slot 5 and 6 are similarly linked and marked 'Blocked'. Slot 7 is also marked 'Blocked' at the top. Slot 8 is empty. Slot 9 shows a match. Below the main blocks are subslots labeled A through E. A legend on the right defines: Blue solid block = Equipment Expectation; Red solid block = Actual mismatch; Green solid block = Actual match; Grey solid block = Slot not supported. Hatched patterns represent 'Slot empty', and dashed outlines represent 'Slot blocking' or 'Slot summary'. Text notes describe this as a complex case showing cards occupying multiple slots. + +**Figure F.2-4 – Expectation vs actual showing mismatch and blocking** + +Figure F.2-4 shows a representation of a SUBRACK (Equipment) with 9 SLOTS (Holders). Each Holder has a dotted line down the middle where the symbols in the slot to the left of the dotted line represents represent equipping expectation and to the right represent actual equipping. The upper large coloured blocks represent the CIRCUIT\_PACKs in the SLOTS (SLOT 8 is empty). The lower small coloured rectangles represent the SLOTS in the CIRCUIT\_PACKs (A – E) and the SMALL\_FORMFACTOR\_PLUGGABLEs (Equipment) in these SLOTS. + +Considering the slots in turn + +- Slot 1 + - Expectation: Double slot card with subslots (Holders) 1–3 (not numbered on diagram) where 1 and 2 are expected to be equipped. + - Actual: Double slot card of different type with subslots A and B, where both are actually equipped. + - Model: One equipment object in slot 1 with 5 subslots with 4 containing equipment (two expected only and two actual only). +- Slot 2 + - Expectation: Blocked by expectation in slot 1. + - Actual: Blocked by actual in slot 1. + - Model: No equipment. +- Slot 3 + - Expectation: Single slot card with subslots 1–3 where 1 and 2 are expected to be equipped. + +- Actual: Single slot card with subslots 1–3 where 1 is equipped not matching expectation, 2 is not equipped (not matching expectation) and 3 is unexpectedly equipped. +- Model: One equipment object in slot 3 with 3 subslots with each containing an equipment item. + +– Slot 4 + +- Expectation: Double slot card with subslots 1–3 (not numbered) where 1 and 2 are expected to be equipped. +- Actual: Single slot card of different type with subslots 1–5 where 1 is equipped with the wrong card type, 2 is not equipped, 3 is not equipped as expected, etc. +- Model: One equipment object in slot with 5 subslots with 3 containing equipment items. + +– Slot 5 + +- Expectation: Blocked by expectation in slot 4. +- Actual: Double slot card with subslots A & B where A is actually equipped. +- Model: One equipment object in slot with 2 subslots with 1 containing an equipment item. + +– Etc. + +– Slot 9 has a CIRCUIT\_PACK that matches the expectation (hence green actual column). It also has: + +- An SFP in slot A that matches expectation. +- Unexpectedly no SFP in slot B hence a mismatch. +- Unexpectedly an SFP in slot C hence the mismatch. + +Further explanation to be added in a later release. + +The figure requires further development. + +# Annex G + +## Specification model + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the modelling of capabilities and constraints for all things represented in the CIM. + +This annex: + +- introduces the dedicated forms of specification that feature in the current model +- works through each form + - FC + - LTP + - FD/Link +- provides a view of work in progress on a generalized pattern for specification. + +The specification model relates to all other models: + +- Core Network model (Termination and Forwarding) described in Annex B. +- Foundation model (identifiers and naming) described in Annex C. +- Topology model described in Annex D. +- Resilience model described in Annex E. +- Physical model described in Annex F. + +EDITORIAL NOTE – The UML figures contained in this Recommendation are also available in png format [here](#). + +## G.1 Introduction to the specification model + +### G.1.1 Introduction to the CIM specification approach + +The focus of this document is the modelling of capability of managed-controlled things from a management-control perspective. The approach is guided strongly towards "outcome-oriented" interaction81 where the focus is on stating the constraints that form a boundary that defines the desired target. In outcome-oriented interactions the operations/methods/activities/tasks used to achieve the desired outcome are firmly in the domain of the provider. The client simply provides information about the desired outcome in the context of what has been agreed as possible. + +What is possible, i.e., the capability of the system, is also stated in terms of constraint-oriented information including entities that can exist, values particular properties can take, etc. Capability is considered in terms of properties that are expressed as observable or adjustable, the legal value of the properties and the interaction between the properties as well as properties that indicate creation/deletion opportunity. + +The modelling of capability necessarily involves the modelling of constraints and rules, as a specific capability is always restricted in some way with respect to the maximum possible capability. The CIM Specification approach focusses on model of constrained capability. + +Figure G.1-1 shows a simple stylized pictorial model where the intention to achieve an outcome is expressed in terms of constraints that do not go beyond the bounds of the expressed capability restrictions. + +--- + +81 Intent is an outcome-oriented form of interaction. + +![Figure G.1-1: Stylized model of capabilities, intention and achievement. The diagram shows a nested structure within a 'Universe' box. At the top are 'Fundamental physics' and 'Fundamental capability'. Below this, the 'Business ecosystem' contains 'Client/peer need', 'Client/peer expectation', and 'Client/peer opinion'. Inside the 'Business ecosystem' is a 'Business' box containing 'Capability', 'Intention', and 'Current achievement'. Below the 'Business' box is a 'Current state' box containing 'Operating rules', 'Current configuration', 'Algorithmic behavior', 'Current workflow', 'Need', and 'Expectation'. At the bottom are 'Provider/peer capability', 'Provider/peer intention', and 'Provider/peer performance'. A separate box on the left contains 'Ecosystem operating rules'. To the right of the diagram is a list of five bullet points explaining the model's principles.](d81c8e2a793e1c09694427481b915762_img.jpg) + +G.7711-Y.1702(22)\_FG.1-1 + +Figure G.1-1: Stylized model of capabilities, intention and achievement. The diagram shows a nested structure within a 'Universe' box. At the top are 'Fundamental physics' and 'Fundamental capability'. Below this, the 'Business ecosystem' contains 'Client/peer need', 'Client/peer expectation', and 'Client/peer opinion'. Inside the 'Business ecosystem' is a 'Business' box containing 'Capability', 'Intention', and 'Current achievement'. Below the 'Business' box is a 'Current state' box containing 'Operating rules', 'Current configuration', 'Algorithmic behavior', 'Current workflow', 'Need', and 'Expectation'. At the bottom are 'Provider/peer capability', 'Provider/peer intention', and 'Provider/peer performance'. A separate box on the left contains 'Ecosystem operating rules'. To the right of the diagram is a list of five bullet points explaining the model's principles. + +**Figure G.1-1 – Stylized model of capabilities, intention and achievement** + +Considering Figure G.1-1, the restriction in capability offered (compared to ideal) may be due to: + +- Provider capability +- Provider intention +- Ecosystem operating rules +- Business operating rules +- Business behavioural capability +- Laws of physics +- Etc. + +This pattern essentially applies at any level of view. + +Regardless of the origin of the constraint, when exposed to the client it can be expressed in terms of Capability to achieve particular outcomes and this will be in terms of the properties of the things involved in the outcome. + +Clearly a UML class model provides a definition of capability in terms of things that can be created and values that can be set. Therefore, the core network model is an expression of capability. However, the full core network model goes way beyond the capability of any real solution. It is therefore necessary for any particular solution to be able to state its specific capabilities. The term used in the CIM for the modelling of capabilities is "Capability Specification" or "Specification" or "Spec" for short. + +As will be seen, the Specifications will be stated in the form of UML class models. In some cases, Attributes defined in the Specification will be added to an instance of a Core class, in other cases a Specification will result in addition of classes, refinement of attribute definitions and application of rules. + +### **G.1.2 Rationale for, and features of, the ONF specification approach** + +#### **G.1.2.1 Formal definition of extension properties** + +It is often necessary to extend the capability of a function beyond that defined in a standard (i.e., with proprietary functionality). The approach uses a formal machine interpretable definition of all properties including proprietary extensions. This method is used instead of the traditional approach of allowing extension via NVPs that are essentially undefined or are defined only on paper. + +#### **G.1.2.2 Reduction in range of properties defined elsewhere** + +It is often the case that a real implementation of a capability will not support all features of a standard specification. The approach supports the redefinition of attributes to cover a sub-range of their original definition using "formal" Pruning and Refactoring (P&R)82 techniques to relate back to the original definition via a machine interpretable model. + +There is no limit to the degree to which a mandatory attribute can be pruned. It is allowed to prune an attribute below some apparent minimal conformance level where that pruning still allows viable operation is a niche application (where the vendor may make a major saving as a result of the reduced capability and may choose to pass that saving on to the customer). + +The approach allows statement relating properties (where the constraints statements can be of arbitrary complexity). + +#### **G.1.2.3 Removing the need to propagate, per instance, properties that are invariant for the type** + +In some solutions, a standard property may always have the same value for all occurrences of a type/case. Per-type/case invariant properties appear only in the spec, not in the instance. A specific property may be invariant for one type/case but may vary for another type/case. As a consequence, depending upon the type/case a specific property will alternatively be defined in the spec: + +- As invariant and not appearing in the instance83 +- As variable and appearing in the instance +- As variable with specified default and be overridable in the instance potentially only appearing in some expressions when not set to default. + +### **G.1.2.4 Substitution for existing property definitions** + +It is sometimes the case that there may be restrictions in a property that is seen as fundamental to the object and hence is defined in the core model (e.g., the property name is defined as a string, but some implementations may have a limit to the character set that may be used). The approach allows a definition in a spec to override a definition in the class so as to substitute a new definition of the attribute in place of the original. The attribute definition in the spec will be a "formally" related to the original84 and must abide by the rules for reduction and extension: + +- An attribute that is defined as extensible can be formally extended using the spec (see also clause G.1.2.9) + - E.g., an ENUM for Colour could be defined as extensible in the class and have one or more extension literals, e.g., "Cerulean", "Azure", defined. +- An attribute (extensible or not)85 can be formally reduced using the spec + +--- + +82 Pruning and Refactoring is experimental at this stage. + +83 For example, all instances of a type of equipment have the same manufacturer. The name of the manufacturer of the type is stated in the type spec only and need not be stated in each instance. + +84 Using a technique similar to Pruning & Refactoring. + +85 It is arguable that an attribute could be defined to not allow reduction. + +- E.g., the Colour ENUM could have the literal "Brown" removed. + +#### **G.1.2.5 Combining properties from elsewhere in an instance** + +It is often the case that a particular capability abides by standards from several bodies. Multiple specs can be applied such that an instance of a class is an assembly of attributes drawn from multiple places (this could be from different standards bodies). The assembly of properties is interpreted to determine the capability, the label on the class is not particularly relevant. The method augments the instance of a general class with defined properties. There is no need to rename the class (as for sub-classing) as there are no hidden semantics86. + +#### **G.1.2.6 Combining properties into one property** + +In some solutions, in narrow applications, what is a complex set of multi-valued attributes in the standard only requires a few combinations of values such that the full standard seems cumbersome and verbose. The mechanism supports the refactoring of the combination of several properties defined elsewhere (e.g., many attributes compacted into one) using "formal" techniques (P&R) to relate to the original definition via a machine interpretable model. + +#### **G.1.2.7 Deep model-based definition** + +Often there is a complex multi-stage derivation of one view from another87. Properties may be "pulled in" and a derivation from some more detailed model be explained using recursive P&R88. + +This aspect has not yet been exercised for the defined specification structures and is highly experimental at this stage. + +#### **G.1.2.8 Sophisticated traceability** + +To support complex multi-stage derivation of one view from another, specs can have specs89 (using recursive P&R). This is useful where two standards bodies describe part of a technology and where there is some overlap such that a property from one body needs to be combined with a property from the other to give the complete attribute. + +This aspect has not yet been exercised for the defined specification structures and is highly experimental at this stage. + +#### **G.1.2.9 Extension of a specific property** + +Often it is necessary to extend a standard property for some application as the standard has not yet covered the full semantic space of the property. Properties may be extended using P&R but only where the property is defined as extensible. The specification structure can convey an extended definition. + +For example, a property that provides the protocol name will be extensible and could be extended by a vendor to include a proprietary protocol. + +--- + +86 Other than those that are always hidden due to the lack of formal specification of telecommunication protocols and measures, etc. + +87 Actually, there is always a complex derivation back to fundamental semantics and true automation (where machines close the control loops) will require derivation from fundamental semantics. For a machine to "understand" a property it needs to have meaning in terms of more fundamental semantics (recursively). A property without meaning is of no value (clearly a messenger may pass on a property that has no meaning to it but that has meaning to the eventual recipient). + +88 As noted, there is a complete lack of formal specification of telecommunication protocols and measures such that there are no deep models to trace to recursively. It is hoped that as a side effect of this mechanism more formal machine interpretable definitions of protocols and systems will emerge. + +89 A spec is made of classes in a model and any class, structure of classes can have a spec. + +#### **G.1.2.10 Expressing constraints and assemblies** + +When designing a system there are rules that must be followed. Some rules are local policy choices but other are more fundamental (restrictions of component capability, universal restrictions, regulation). The approach supports the providing of constraints for connectability and explains valid assemblies of components (physical and functional) in a system. The approach enables the construction of schemes where each scheme represents a pattern of components that occurs often such that that pattern can be identified and/or the assembly of an instance that pattern can be appropriately constrained. Schemes can be intertwined to form complex assemblies. + +#### **G.1.2.11 Run-time application** + +Not all constraints can be known at control system design time90. The approach provides the ability to discover and interpret new capabilities run-time and allows the capabilities and properties of a particular instance to change on-the-fly. Clearly, specs known at design time of a control system could also be captured and delivered as part of the deployed solution. + +#### **G.1.2.12 Long-term vision** + +The long-term vision is that the development of this approach will support the emergence of generalized controllers that can interpret the meaning from layers of specs that explain the system capability in terms of very fine grained parts. Ultimately any protocol is defined in terms of a recursion of machine interpretable models such that a new protocol can be discovered, interpreted and controlled without the need for upgrade of the controller. + +### **G.1.3 The mechanism compared to other mechanisms** + +The mechanism is in part one of extension via "attribute decoration" as attributes definitions are provided in addition to those of the class definition for a particular case of use of the class. An instance of the case of use of the class will present attributes from the class definition and attributes from the specification definition. The class definition includes a generalized reference to specification to enable extension and so that an instance of the class will have a pointer to each applied specification(s). The user of the extended class will have all definitions necessary to allow full interpretation of the instance. The class makes no reference to any specific specification and hence the approach is different from the "conditional package" (\_Pac) approach, where each extension is known upfront during the standard class definition activity and a reference to each potential extension is explicitly stated in an attribute of the class. + +The mechanism is distinct from the "decorator pattern" in that operation extensions are not expressed. As noted earlier, the focus is on "outcome oriented" interactions (see [Annex J](#)) and, as a consequence, relevant operations are related to the expression of outcome and not to the expression of activity to achieve that outcome (as the choice of activity is delegated to the server). The expression of outcome requires a relatively basic set of operations with the focus very much on definition of the desired outcome in the form of constraints expressed in terms of entities and their properties91 where those entities are taken from a schema shared between, and understood by, the interacting parties. The outcome oriented operations are not expressed on the entities of the shared understanding but instead are dealt with by controllers of those entities. The requesting party talks to a controller92 about entities that it controls. + +--- + +90 To enable appropriate solution agility it is wise to not code specific structure but instead to focus on coding time-invariant patterns that can then be decorated and constrained. + +91 As a consequence, all aspects of the outcome are stated via attributes. Even where there is a fleeting transient state requested, this is expressed in terms of attributes. + +92 The controller is also represented as an entity that itself can be controlled (see Annex H). + +The mechanism, is similar to but, goes beyond "attribute decoration" in that it allows modulation of existing definition and assumes that invariant definitions will be only present in the specification classes and not in the instance of the specified case. + +The approach and mechanism is not directly related to the "specification pattern93". The use of the term specification here is distinct from other known usages. + +#### **G.1.4 Introduction to this document** + +This annex considers the modelling of patterns for the representation of capabilities and constraints and specific frameworks for representing capabilities and constraints for all entities represented in the ONF-CIM. + +This annex: + +- Introduces the dedicated forms of capability specification, the primary model structure used to represent the capabilities and constraints that feature in the current model. +- Works through each form + - FC (and Link) + - LTP/LP + - FD/Link. +- Provides a view of work in progress on a generalized pattern for specification. + +The specification model relates to all other models + +- Core Network model (Termination and Forwarding) described in Annex B +- Foundation model (identifiers and naming) described in Annex C +- Topology model described in Annex D +- Resilience model Annex E +- Physical model Annex F +- Control model in Annex H +- Operations pattern model in Annex J. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +### **G.2 Purpose of the specification model** + +#### **G.2.1 Background** + +The core model classes represent fully flexible capabilities. In real deployments, there are restrictions in capability due to various factors including need for low-cost specific solutions. The essential approach proposed is to associate an instance of a core model class with a set of constraints that account for the specific case. + +There are several related needs that have given rise to the specification model: + +- Variety: Representing the set of rules related to capabilities and restrictions for each specific case of use/application of the model. +- Extension: Enabling the introduction of run time schema where the essential structure of the core model is known up front (at design/compile time) but the usage/application specific details are not known. Subsequently, the detail is added via a run time reference to a schema that describes attributes and structure that augment the core model at run time. The attributes may: + +--- + +93 [https://en.wikipedia.org/wiki/Specification\\_pattern](https://en.wikipedia.org/wiki/Specification_pattern) + +- Add invariant data to the definition of the class. + - Add variable data to the definition of the class that will be represented in the instance. + - Modulate the definition of existing attributes in the class. +- Profile: Reducing the clutter in an instance representation where a set of details takes the same values for all instances that relate to a specific case (reference the case specification).94 + +The combination of the above resulted in a separation in the model of definitions of structure (with core common content) and variable content, such that instance of classes from one model fragment could point to another model fragment to enable the acquisition of that fragment of definition of the class and its subordinates at run time. + +This approach is not new, and many key aspects were inspired by work in the TMF SID partly described in [b-TMF GB922]. + +The aim of all specification definitions is that they rigorously define specific cases of usage and enable machine interpretation, where traditional interface designs would only allow human interpretation. + +Whilst the mechanism allows for proprietary extensions, the intention is that primarily standard forms be used to augment the model. The specifications handle: + +- Vendor variety (pruning, extension) from standards. +- SDO decoupling from the Core and each other's (transport technologies, e.g., ODU, ETH). +- Rules that emerge from an assembly of constrained parts. +- Constrained roles. +- Inter-role relationships. + +## G.2.2 Cases considered + +It was recognized that the specification capability is required by all classes, but that some key capabilities were especially important in model. The capability was developed using dedicated structures for the following cases (roughly starting in the order below – although clearly much of the work was in parallel): + +- Forwarding spec + - Main focus to provide a representation of the effective internal structure of an FC accounting for: + - Asymmetric flow between FcPorts + - Arrangements of switches and controllers + - Additionally the representation of LP specific attributes + - Covers cases such as "Root & Leaf" and "Dual homed resilience". +- LTP and LP spec + - Main focus to provide a representation of: + - LP specific parameters + - LP adaptation hierarchy rules + - Termination flexibility rules. + - Provides a mechanism through which to acquire technology specific definition from other specification authorities + +--- + +94 This relates to usage of profiles and templates, etc. The specific structures used here are applied such that the structures and values in the spec are unchanging. This is not intended to be used as a common point for configuration change. + +- To also enable proprietary extensions within a technology definition. +- A critical consideration here is that ONF do not own the technology definitions: + - New technologies need to be introducible with no change to the core + - Proprietary extensions need to be introducible. +- FD and Link spec + - Main focus on capacity and forwarding enablement restrictions. +- Equipment spec + - Main focus to provide a representation of: + - Equipping constraints + - Functionality emergent from Equipment configuration. +- Generalized spec pattern + - Main focus to provide a common representation of: + - The mechanism for relating a class to its spec, accounting for implementation needs + - Categories of specification element via stereotypes that guide tooling and solution code. + - Note that this has been developed by refactoring the class specific specifications forms (mentioned in the bullets above) to result in a single generalized specification form + - The intention is that this single generalized form be used in place of the specific forms and that it is shaped by data to represent the specific structure of each of the dedicated specification forms (and any further specification forms necessary). + +### G.2.3 Resultant representations and principles + +It was recognized that UML itself augmented by stereotypes provides all necessary structure and definition capability to enable representation of the specifications.95 It was also recognized that the key is in the representation of the relationship of a class that is to be instantiated to a model definition, which is not known until run time, such that the instance of the instantiated class can point to the model definition (schema) for parts of its content. + +The approach uses an association stereotype with a member-end attribute stereotype in the class model. This attribute stereotype indicates that the member-end attribute in an instance of a class and will reference a case of a schema rather than the usual instance of a class. + +A specification is used to extend the class definition, BUT is constrained, such that each class in the model has a particular dedicated specification structure. + +The specification structure will restrict the statements that can be made and may also restrict the source of the attributes that can be applied to the specification. For example the LP specification has a place where LP specific attributes can be added, but it is expected and required that these attributes be derived from a formal LP definition by pruning and refactoring that definition.96 + +It is vital that the use of the specifications be constrained so as to enable the extension capability without allowing a model free-for-all that eventually causes the model structure to be lost. + +#### G.2.3.1 Composition rather than inheritance + +There are several UML techniques for model structuring and extension. The work on specification essentially uses a composition approach to extend/augment the model (as opposed to inheritance). + +--- + +95 It appears that raw UML does not directly support any augmentation via extension schema mechanisms. + +96 This is described in detail in clause G.2.2. + +The composed parts are controlled by the specification definition97 where the attributes of the specifications are augmented with stereotypes that direct their usage (see clause G.2.5).98, 99 + +Using composition enables the specification structure to reflect and extend the structure of the class model (e.g., the LayerProtocol class gains further sub-structuring from the specification100). This approach also allows the specification to incorporate augmenting content by pruning and refactoring other related external models. So, for example, the specific properties of a particular LP can be acquired from the definitions of the specification authority of that LP (e.g., see [ITU-T G.875]). + +### G.2.3.2 Specification model restructurings during pruning and refactoring + +When a specification is being composed by derivation from an external model, it is likely to be necessary to refactor that model to reposition attributes to fit the core model structure. During that refactoring, significant flattening of the model can take place. Inheritance hierarchies can (and in most cases must) be removed and [0..1] and [1] associations (primarily composition) can be folded (i.e., enable the contents of one class to be transferred into the other related class). + +The original structure is not lost, as it can be re-acquired if beneficial101 via the pruning and refactoring associations in the mapping model (see [b-ONF TR-513]). + +In addition to flattening, representation transformations are likely to be required while composing a specification. For example: + +- The core model exclusively uses a "switch and controller" approach for protection, whereas some other models use a "protection group" approach. The other model will need to be refactored to the "switch and controller" form. +- The ITU-T models have a different granularity of termination point (TP) modelling where the LP is modelled as several separate equal parts (trail termination point (TTP), connection termination point (CTP), etc.). The core model specification model is at a finer granularity than the ITU-T model. + +When acquiring a property from external definitions via pruning and refactoring, it is possible to narrow the property (reduce range, etc.) but NOT broaden it. The narrowing must maintain the essential semantics of the property. + +### G.2.3.3 Further discussion + +The term specification and template may be confusing (profile, template and specification are used inconsistently across multiple contexts and the definitions overlap with each other). From some perspectives, this is essentially a templating/substituting mechanism. In a way this is "instantiating" a filled-in template to form a further class structure. The "instance" of the filled-in template defines the substructure of the LP/LTP and provides the definition of attributes. + +This is a general principle and the pattern has been there for many years, although not necessarily well formulated. + +--- + +97 Some use is still made of conditional composition, but it is expected that the specification approach will be used to drive all conditional content. + +98 It is also intended that the specification mechanism be capable of modulating core attributes and structure. This will also be indicated via stereotypes. + +99 The model entities will also provide data and stereotypes, etc. to drive the operations content. This will be developed at a later stage. + +100 It is expected that this specific sub-structuring will become part of the LP model itself. + +101 Much structuring in the models examined was bundling of attributes rather than dependency graph or flow semantic based structuring. This does not allow for enhanced model interpretation over and above that which can be achieved from the attribute alone. Work is progressing slowly on dependency graph (and flow semantic) modelling. + +The specification method appears necessary for dynamic APIs. + +There could be methods like verify to validate that the instance of LTP supports the specification definition. + +Specifications will be constructed by the designer/developer of the item being specified and will be available to the controllers via some interface. The hosting entity that provides the specification may be: + +- the same as the one providing the interface that uses the specification, +- the organization of the designer/developer of the item being specified, +- some central repository/library. + +#### **G.2.4 Adoption and migration considerations** + +This clause briefly discusses migration from traditional design time fixed solutions to a fully run time dynamic solution using specifications. The steps discussed are examples; there are many ways of approaching this. + +##### **G.2.4.1 Use as a traditional interface** + +As noted, the specification provides a dynamic run time definition for use in a dynamic API context. However, it is quite possible to use the same APIs in a more traditional static mode. + +In a traditional system, the entire schema has been coded prior to compile. The specification reference can be ignored at run time and instead the content of the specification can be compiled into the systems on both sides of the interface. + +In a slightly more sophisticated solution, the specification reference can be used to validate the version compatibility of the interface. + +Alternatively, assuming a JSON or eXtensible Markup Language (XML) encoded interface, the additional attributes could be transformed into simple name and value lists, much like a traditional semi-dynamic API with soft properties. + +##### **G.2.4.2 Use with basic specs and prior knowledge** + +The specification rather than being fully interpreted at run time could be compiled, but decoupled, allowing for some dynamic behaviour, but not for previously unknown specs to be used. + +In this case, the specification reference would allow selection of previously compiled schema and associated behaviour. + +##### **G.2.4.3 Use with full specs with discovery** + +The spec pointer would be used to reference the library to acquire the necessary specification, which would then be used to interpret the attributes that were not defined in the compile time schema. + +The definition of the attributes will provide information on value ranges, defaults, write ability, etc. From this, the application can determine whether to make available on a configuration UI or as part of a flexible profile, etc. + +Clearly more sophisticated usage will require special code, but on arrival of the specification, this code can potentially be identified, installed and be available to run on arrival of the first case of use of the specification. + +#### **G.2.5 Enabling innovation while removing unnecessary variation** + +As discussed, the specification mechanism allows the raw model to be augmented at run time. As noted, the augmentation may be proprietary. The intention is that the source of the augmentation be identified. The intention is also that the extension be in a place allowed by the specification authority of the area being augmented (e.g., ITU-T for protocol definitions). + +There is a challenge here of hitting the right degree of allowed augmentation, so that innovation is in no way stifled while model chaos is prevented. This will be a journey and a learning experience. + +### G.3 Dedicated specification structures + +#### G.3.1 Forwarding specification + +##### G.3.1.1 Overview of the Forwarding Spec + +Prior to embarking on a brief description of the Forwarding Spec and associated classes, it is important to explain the Forwarding Spec in the context of the specification approach in general. In this model, the specification classes provide a mechanism to express the restrictions of a particular case of application of a specific class or set of classes. For example, an FC in general has [2..\*] FcPorts, while a specific case of FC may have exactly four. This case may also be such that it has two internal switches, which affect specific flows in the FC. The ForwardingSpec is designed to allow the expression of cases of this sort. + +The number of FcPorts alone does not adequately characterize the FC. Figure G.3-1 shows two FCs both with exactly four FcPorts. The flows through the two FCs are clearly very different. Simply knowing the labels for the roles of the FcPorts does not provide sufficient information on the flows within the FC. To fully describe the FC behaviour, it is necessary to represent the flows. + +In effect, what is being done is to model the internal of the FC in an abstract form so as to convey the effect of the internal behaviour as perceived from outside of the FC. Essentially, the approach enables the creation of 'prototypical instances' that can then be applied to any FC or Link instances102. The Figure G.3-1 shows two distinct 'prototypical instances'. + +![Figure G.3-1: Two FCs with four bidirectional FcPorts. The diagram shows two yellow rectangular boxes representing Forwarding Containers (FCs). Each box has four ports on its left and right sides, each represented by a circle with a triangle. The left FC has ports labeled 'Working A', 'Protection A' on the left and 'Working Z', 'Protection Z' on the right. The right FC has ports labeled 'Protected A', 'Interconnect A' on the left and 'Protected Z', 'Interconnect Z' on the right. Inside each box, dashed lines represent internal flows between the ports. In the left FC, 'Working A' connects to 'Working Z' and 'Protection A' connects to 'Protection Z'. In the right FC, 'Protected A' connects to 'Protected Z' and 'Interconnect A' connects to 'Interconnect Z'. A small label 'G.7711-Y.1702(22)_FG.3-1' is at the bottom right of the diagram.](a37f48ee0216856cd8fa51f11177fb7f_img.jpg) + +Figure G.3-1: Two FCs with four bidirectional FcPorts. The diagram shows two yellow rectangular boxes representing Forwarding Containers (FCs). Each box has four ports on its left and right sides, each represented by a circle with a triangle. The left FC has ports labeled 'Working A', 'Protection A' on the left and 'Working Z', 'Protection Z' on the right. The right FC has ports labeled 'Protected A', 'Interconnect A' on the left and 'Protected Z', 'Interconnect Z' on the right. Inside each box, dashed lines represent internal flows between the ports. In the left FC, 'Working A' connects to 'Working Z' and 'Protection A' connects to 'Protection Z'. In the right FC, 'Protected A' connects to 'Protected Z' and 'Interconnect A' connects to 'Interconnect Z'. A small label 'G.7711-Y.1702(22)\_FG.3-1' is at the bottom right of the diagram. + +**Figure G.3-1 – Two FCs with four bidirectional FcPorts** + +In Figure G.3-2, the ForwardingSpec and supporting PortSetSpec describe the capabilities of the FC in terms of MultiSwitchedUniFlows, each of which has [1..\*] IngressPortSets and [1..\*] EgressPortSets. Each MultiSwitchedUniFlow may have [0..1] ingress switches and [0..1] egress switches, where the ingress switch may select only one set member from one set and the egress switch may select [1..\*] set members from the egress set. The ingress and egress switch selections are controlled by the ConfigurationAndSwitchControl (see Annex E) that may be: + +- embedded in the switch when there is no coordination of switches required; +- embedded in the FC when the coordination of switches is only in the scope of the FC; +- independent of the FC and described by the ConfigurationGroupSpec where there is multi-FC coordination required. + +102 This can be a run time augmentation. Consider a Controller running with a set of prototypical instances. A device with a capability beyond that set is to be controlled. The device provides a new prototypical instance (that describes internal flows, etc.). The controller adds it to its set. When it interprets flows for validity, it can now interpret these new internal flows. It will be able to do loop detect, etc. on existing FCs in the network that use this structure. + +The behaviour of the `ConfigurationAndSwitchController` is described by the `ConfigurationAndSwitchControlSpec` and associated `ControlRules`. + +The model has been exercised for a number of different cases (some provided later in this clause). Figure G.3-2 is the class diagram of the Forwarding Spec fragment. + +![UML Class diagram of the Spec model of the FC and FcPort. The diagram shows a complex web of classes and associations. At the top, FcPort and ForwardingConstruct are linked via FcHasFcPorts. LinkPort and Link are linked via LinkHasLinkPorts. PortSetSpec and ForwardingSpec are linked via ForwardingSpecEncapsulatesCascSpec. PortSetSpec is associated with PortSetHasLayerProtocolParameters (LayerProtocolParameterSpec) and PortSetSpecReferencesEgressPortSet (EgressPortSet). ForwardingSpec is associated with ForwardingSpecHasMultiSwitchedUniFlow (MultiSwitchedUniFlow). MultiSwitchedUniFlow is associated with MsuFHasCasc (ConfigurationAndSwitchControllerSpec) and MsuFHasEgressPortSet (EgressPortSet). ConfigurationAndSwitchControllerSpec is associated with CascSpecHasSwitchControlRule (ControlRule) and CascSpecHasEgressSwitchSelection (EgressSwitchSelection). EgressPortSet is associated with EgressSwitchSelection. LtpAssociationRule is associated with PortSetSpecHasLtpAssociationRule (PortSetSpec). PortSetSpec is associated with PortSetSpecReferencesIngressPortSet (IngressPortSet). IngressPortSet is associated with IngressSwitchSelection. There are several notes: 'MSUF is essentially the switch!', 'Ingress FcPort set will identify range of instances of this FcPort per FC of the type, optional priorities and the roles etc. of the FcPort. Also expresses lock-out options.', 'Fundamental behavior for ingress switch is traffic from ingress selected by switch passes through switch to all egresses.', and '0..1 for con 0..* for conless'.](47ab805b7e6a0b6eb9e379fd8da934fa_img.jpg) + +UML Class diagram of the Spec model of the FC and FcPort. The diagram shows a complex web of classes and associations. At the top, FcPort and ForwardingConstruct are linked via FcHasFcPorts. LinkPort and Link are linked via LinkHasLinkPorts. PortSetSpec and ForwardingSpec are linked via ForwardingSpecEncapsulatesCascSpec. PortSetSpec is associated with PortSetHasLayerProtocolParameters (LayerProtocolParameterSpec) and PortSetSpecReferencesEgressPortSet (EgressPortSet). ForwardingSpec is associated with ForwardingSpecHasMultiSwitchedUniFlow (MultiSwitchedUniFlow). MultiSwitchedUniFlow is associated with MsuFHasCasc (ConfigurationAndSwitchControllerSpec) and MsuFHasEgressPortSet (EgressPortSet). ConfigurationAndSwitchControllerSpec is associated with CascSpecHasSwitchControlRule (ControlRule) and CascSpecHasEgressSwitchSelection (EgressSwitchSelection). EgressPortSet is associated with EgressSwitchSelection. LtpAssociationRule is associated with PortSetSpecHasLtpAssociationRule (PortSetSpec). PortSetSpec is associated with PortSetSpecReferencesIngressPortSet (IngressPortSet). IngressPortSet is associated with IngressSwitchSelection. There are several notes: 'MSUF is essentially the switch!', 'Ingress FcPort set will identify range of instances of this FcPort per FC of the type, optional priorities and the roles etc. of the FcPort. Also expresses lock-out options.', 'Fundamental behavior for ingress switch is traffic from ingress selected by switch passes through switch to all egresses.', and '0..1 for con 0..\* for conless'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Spec- CoreOffForwardingCapabilitySpec. + +**Figure G.3-2 – Class diagram of the Spec model of the FC and FcPort** + +Also shown in Figure G.3-2 are `Link` and `ForwardingDomain`, discussed in clause G.3.3. + +### G.3.1.2 Class details + +#### G.3.1.2.1 ConfigurationAndSwitchControlSpec + +Qualified name: `CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses FcCapabilityCore::ConfigurationAndSwitchControllerSpec` + +The spec of a `ConfigurationAndSwitchController`. + +Inherits properties from: + +- `GlobalClass` + +This class is `Experimental`. + +#### **G.3.1.2.2 ControlRule** + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::FcCapabilityCore::ControlRule + +A rule describes the bounds of the behaviour of a CASC. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +#### **G.3.1.2.3 EgressPortSet** + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses:: + +FcCapabilityCore::EgressPortSet + +The grouping of FC egress ports that have the same behaviour and relationship to the switch, etc. Will carry rules for the grouping. + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +#### **G.3.1.2.4 EgressSwitchSelection** + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses:: + +FcCapabilityCore::EgressSwitchSelection + +Rules for the control of the state of the egress switch. + +This class is Preliminary. + +#### **G.3.1.2.5 ForwardingSpec** + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses:: + +FcCapabilityCore::ForwardingSpec + +The overall spec for the forwarding entity. + +Inherits properties from: + +- GlobalClass + +This class is Preliminary. + +#### **G.3.1.2.6 IngressPortSet** + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses:: + +FcCapabilityCore::IngressPortSet + +The grouping of FC ingress ports that have the same behaviour and relationship to the switch, etc. Will carry rules for the grouping. + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +#### **G.3.1.2.7 IngressSwitchSelection** + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses:: + +FcCapabilityCore::IngressSwitchSelection + +Rules for the control of the state of the ingress switch. + +This class is Preliminary. + +#### G.3.1.2.8 MultiSwitchedUniFlow + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::FcCapabilityCore::MultiSwitchedUniFlow + +A switched unidirectional forwarding element that can take one or more inputs and switch to one or more outputs. The switch can also be open (high impedance). + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +#### G.3.1.2.9 PortSetSpec + +Qualified name: CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::FcCapabilityCore::PortSetSpec + +The specification set of an equivalent port of the forwarding entity. + +Inherits properties from: + +- LocalClass + +This class is Preliminary. + +#### G.3.1.3 Enhanced Forwarding Spec to cater for the photonic model + +Figure G.3-3 shows the full FC spec model with additions made in v4.0 highlighted in red. These additions: + +- Enable specification of a recursion of ForwardingSpecs to describe a recursion of Forwarding via the ForwardingOccurrence: + - A ForwardingSpec may contain many occurrences of Forwarding where: + - Each ForwardingOccurrence may have two or more ForwardingPortOccurrences and where the ForwardingPortOccurrences may be: + - bound together via ForwardingPortOccurrenceBindsToForwardingPortOccurrence + - exposed at the containing level via PortSpecExposesPortOccurrence + - Each ForwardingOccurrence will have a ForwardingSpec that may have a further decomposition + - Any ForwardingOccurrences may have a definition in terms of MultiSwitchUniFlow, etc. as for a basic FC + - Each ForwardingOccurrence may have an instance representation as part of a recursion of FCs related via the occurrence id + - To provide support for the complex FC assemblies described in Appendix VII +- Enable the specification of LPs at any level of the recursion such that part of the forwarding structure is terminated in some way + - To enable support of termination in some of the complex FC assemblies described in Appendix VII + - Where the termination is associated via a port to the ForwardingPortOccurrence via ForwardingPortOccurrenceBindsToLpPortOccurrence + - Where the degree of termination is described in an LpSpec + - Which itself allows for recursion of LpOccurrences and ForwardingOccurrences (see clause G.3.2) + +- Where the structure is such that an FC cannot expose an LP other than as an effect via some Forwarding + - i.e., the LP cannot directly access an FcPort +- Enable the specification of Casc related to the LpOccurrence + +![UML Class Diagram of the full Spec model of the FC and FcPort. The diagram shows a complex web of classes and associations. Key classes include OpenModelClass::FcPort, OpenModelClass::Link, OpenModelClass::ForwardingConstruct, OpenModelClass::LpPort, OpenModelClass::ForwardingPortOccurrence, OpenModelClass::ForwardingSpec, OpenModelClass::Preliminary::PortSet, OpenModelClass::Preliminary::IngressPortSet, OpenModelClass::Preliminary::EgressSwitchSelection, OpenModelClass::Preliminary::IngressSwitchSelection, and OpenModelClass::Preliminary::LpAssociationRule. Associations are labeled with names like 'ForwardingSpecHasCascOccurrence', 'ForwardingOccurrenceHasPort', 'ForwardingSpecHasPortOccurrence', 'ForwardingPortOccurrenceHasPort', 'ForwardingPortOccurrenceHasForwardingPortOccurrence', 'ForwardingSpecHasForwardingPortOccurrence', 'ForwardingSpecHasIngressPortSet', 'ForwardingSpecHasEgressPortSet', 'ForwardingSpecHasSwitchSelection', 'ForwardingSpecHasLpAssociationRule'. There are several callouts explaining design choices, such as 'FCs that are subordinate parts of other FCs need to reference the occurrence in the spec substitute', 'MSIF is essentially the switch!', and 'Ingress if port set will identify range of instances of this FcPort per FC of that type'.](20cffc9d7f396ed68fb399eb8a4c5e75_img.jpg) + +UML Class Diagram of the full Spec model of the FC and FcPort. The diagram shows a complex web of classes and associations. Key classes include OpenModelClass::FcPort, OpenModelClass::Link, OpenModelClass::ForwardingConstruct, OpenModelClass::LpPort, OpenModelClass::ForwardingPortOccurrence, OpenModelClass::ForwardingSpec, OpenModelClass::Preliminary::PortSet, OpenModelClass::Preliminary::IngressPortSet, OpenModelClass::Preliminary::EgressSwitchSelection, OpenModelClass::Preliminary::IngressSwitchSelection, and OpenModelClass::Preliminary::LpAssociationRule. Associations are labeled with names like 'ForwardingSpecHasCascOccurrence', 'ForwardingOccurrenceHasPort', 'ForwardingSpecHasPortOccurrence', 'ForwardingPortOccurrenceHasPort', 'ForwardingPortOccurrenceHasForwardingPortOccurrence', 'ForwardingSpecHasForwardingPortOccurrence', 'ForwardingSpecHasIngressPortSet', 'ForwardingSpecHasEgressPortSet', 'ForwardingSpecHasSwitchSelection', 'ForwardingSpecHasLpAssociationRule'. There are several callouts explaining design choices, such as 'FCs that are subordinate parts of other FCs need to reference the occurrence in the spec substitute', 'MSIF is essentially the switch!', and 'Ingress if port set will identify range of instances of this FcPort per FC of that type'. + +Source Papyrus CoreModel diagram: Spec-FullForwardingCapabilitySpec + +**Figure G.3-3 – Class Diagram of the full Spec model of the FC and FcPort** + +The LayerProtocolParameterSpec provides a vehicle to convey layer protocol specific parameters to the FC/Link where there is no benefit in using the sophisticated "occurrence" approach. + +The various photonic structures described in Appendix VII provide examples where the enhancements described above will be applied. + +### G.3.1.4 Class added to deal with Photonic FCs + +#### G.3.1.4.1 CascOccurrenceInFcSpec + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::CascOccurrenceInFcSpec + +A CASC component that is part of a system of components that represents the behaviour of an FC/ForwardingOccurrence. + +This class is Experimental. + +#### G.3.1.4.2 CascPortOccurrenceInFcSpec + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::CascPortOccurrenceInFcSpec + +Port of a CascOccurrence where the port may be bound to a port of an LpOccurrence. + +This port may NOT be exposed as a port on the containing FC/ForwardingOccurrence. + +This class is Experimental. + +#### **G.3.1.4.3 ForwardingOccurrence** + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::ForwardingOccurrence + +A forwarding component that is part of a system of components that represents the behaviour of an FC or a ForwardingOccurrence at a higher abstraction (leading to an FC). + +This class is Experimental. + +#### **G.3.1.4.4 ForwardingPortOccurrence** + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::ForwardingPortOccurrence + +Port of a ForwardingOccurrence where the port may be bound to another port of another ForwardingOccurrence or to another component or may be exposed as a port on the containing FC/ForwardingOccurrence. + +This class is Experimental. + +#### **G.3.1.4.5 LpOccurrenceInFcSpec** + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::LpOccurrenceInFcSpec + +A termination component that is part of a system of components that represents the behaviour of an FC/ForwardingOccurrence. + +This class is Experimental. + +#### **G.3.1.4.6 LpPortOccurrenceInFcSpec** + +Qualified name: + +CoreModel::CoreSpecificationModel::FcCapability::ObjectClasses::OccurrencesInFcSpec::LpPortOccurrenceInFcSpec + +Port of a LpOccurrence where the port may be bound to another port of another LpOccurrence, a port of a ForwardingOccurrence or to another component. + +This port may NOT be exposed as a port on the containing FC/ForwardingOccurrence. + +This class is Experimental. + +### **G.3.1.5 Pictorial representation of the Forwarding Spec** + +The diagrams below103 show a pictorial view of some of the classes above (the colours used in the figure are consistent with those used in the model above). + +--- + +103 Note that the Switched Unidirectional Flow is essentially a degenerate FC. Hence there is an opportunity to converge the FC and ForwardingSpec models. Also note that the point of transition from detailed FC layout to ForwardingSpec structure depends upon the case. The model of FC assembly and recursion can be used to the most detailed level of unidirectional point to point, but in cases where this FC detail is not desired, the spec can then be used to model the effect of the detail. + +![Figure G.3-4: Pictorial view of the Spec model of configuration control. The diagram shows various flow types and their corresponding symbols in a legend. The flow types include: Switched unidirectional flow (suf), Unidirectional flow (uf), Multi-cast unidirectional flow (muf), Multi-ingress switched multi-cast unidirectional flow (msmuf), Switched egress unidirectional flow (seuf), Switched ingress and egress unidirectional flow, and Forwarding Spec macro. The legend defines symbols for Forwarding spec/instance, Port (instance), Port showing Ingress/Egress, PortSetSpec, Ingress/Egress FcPortSet (in spec), PortSpec (single member of set), Ingress/Egress Port (in spec) (single members of set), MultiSwitchedUniFlow, ConfigurationAndSwitchController (SC), Navigable UML association, Control, Common of the switch, Switch, Switch selection (spec), and Switch selection instance. A key at the bottom defines abbreviations: B Bridge, P Protecting, suf Switched unidirectional flow, msmuf Multi-ingress switched multi-cast unidirectional flow, E Extra traffic, R Resilient, uf Unidirectional flow, uc Unidirectional connection?, W Working, S Standby, muf Multi-cast unidirectional flow, usc Unidirectional switched connection?, N Normal.](70fd9003b407d059f32275b212482817_img.jpg) + +Figure G.3-4: Pictorial view of the Spec model of configuration control. The diagram shows various flow types and their corresponding symbols in a legend. The flow types include: Switched unidirectional flow (suf), Unidirectional flow (uf), Multi-cast unidirectional flow (muf), Multi-ingress switched multi-cast unidirectional flow (msmuf), Switched egress unidirectional flow (seuf), Switched ingress and egress unidirectional flow, and Forwarding Spec macro. The legend defines symbols for Forwarding spec/instance, Port (instance), Port showing Ingress/Egress, PortSetSpec, Ingress/Egress FcPortSet (in spec), PortSpec (single member of set), Ingress/Egress Port (in spec) (single members of set), MultiSwitchedUniFlow, ConfigurationAndSwitchController (SC), Navigable UML association, Control, Common of the switch, Switch, Switch selection (spec), and Switch selection instance. A key at the bottom defines abbreviations: B Bridge, P Protecting, suf Switched unidirectional flow, msmuf Multi-ingress switched multi-cast unidirectional flow, E Extra traffic, R Resilient, uf Unidirectional flow, uc Unidirectional connection?, W Working, S Standby, muf Multi-cast unidirectional flow, usc Unidirectional switched connection?, N Normal. + +G.7711(25) + +**Figure G.3-4 – Pictorial view of the Spec model of configuration control** + +### G.3.1.6 Relating ForwardingSpec to FC and Link + +Figure G.3-5 shows the relationship between the ForwardingSpec and the Link and FC. The model form follows the general pattern for association between the Spec and the classes that are specified. + +In general, a case of specification is used to refine an instance of a class. In the instance that has been refined it references the specification. The specification is a class model and hence the instance that has been refined points at a class. As a consequence, the class that the instance is defined by needs to reference the UML Metaclass "Class". As this is not formally supported by the tooling, a Data Type has been used as a proxy for the Metaclass. The two cases shown in the figure are *\_fcSpecReference* and *\_linkSpecReference*. + +Essentially, any class can be referenced. In practice, only appropriate spec classes will be applicable. The referenced class is valid if it defines an attribute "specTargetClass" that has a "valueRange" that includes the name of the Class (in this case "ForwardingConstruct" or "Link"). The name is the text name defined in the Metaclass "Class". The attribute "specTargetClass" is the representation of the Specify association shown in the figure. A specific case of a spec is likely to only apply to one class but the pattern, as is the case here, may apply to several classes (Link and FC here). + +The spec reference in the instance that is being extended has a condition of "specTargetClass=" that is set to the name of the class that is being extended. It is this condition value that is used in the validation. The value of "specTargetClass" in the stereotype and in the attribute of the referenced class must match the specification to be applied. + +![UML Class Diagram showing the relationship between ForwardingSpec and ForwardingConstruct/Link. ForwardingSpec is an abstract class with attributes _fcSpecReference:ClassRef and _linkSpecReference:ClassRef. ForwardingConstruct and Link are abstract classes. Association End details show multiplicities and stereotypes. Notes indicate legality conditions and attribute details.](c07bedd918cbe46227a83594c2745b25_img.jpg) + +The diagram illustrates the relationship between **ForwardingSpec** and **ForwardingConstruct**/**Link**. **ForwardingSpec** is an abstract class with two attributes: **\_fcSpecReference:ClassRef** and **\_linkSpecReference:ClassRef**. **ForwardingConstruct** and **Link** are abstract classes. Association End details show multiplicities and stereotypes. Notes indicate legality conditions and attribute details. + +``` + +classDiagram + class ForwardingConstruct { + <> + } + class Link { + <> + } + class ForwardingSpec { + <> + } + class Metaclass_Class { + <> + <> + Metaclass:Class + } + class Metaclass_Class_Name { + <> + <> + Metaclass:Class:Name + } + + ForwardingConstruct <-- ForwardingSpec : ForwardingSpecSpecifiesFc + Link <-- ForwardingSpec : ForwardingSpecSpecifiesLink + ForwardingSpec --> Metaclass_Class : _fcSpecReference:ClassRef + ForwardingSpec --> Metaclass_Class_Name : _linkSpecReference:ClassRef + ForwardingConstruct -- ForwardingSpec : FcExtendedBySpec + Link -- ForwardingSpec : LinkExtendedBySpec + + note for Metaclass_Class "Legality determined by condition on specTargetClass in _fcSpecReference" + note for Metaclass_Class_Name "Legality determined by condition on specTargetClass in _linkSpecReference" + +``` + +UML Class Diagram showing the relationship between ForwardingSpec and ForwardingConstruct/Link. ForwardingSpec is an abstract class with attributes \_fcSpecReference:ClassRef and \_linkSpecReference:ClassRef. ForwardingConstruct and Link are abstract classes. Association End details show multiplicities and stereotypes. Notes indicate legality conditions and attribute details. + +G.7711(25) + +Source Papyrus CoreModel diagram: Spec-RelatingToForwardingCapabilitySpec. + +**Figure G.3-5 – Forwarding Spec relationship to FC and Link** + +### G.3.1.7 Metaclasses + +#### G.3.1.7.1 Metaclass:Class + +Qualified name: CoreModel::CoreSpecificationModel::TypeDefinitions::Metaclass:Class + +This datatype represents the "<> Class" from the UML metamodel. + +An instance of the referencing Class (e.g., LTP) will reference a Class (not an instance). + +This referenced Class will provide definition to extend the referencing instance. + +So, for example, an LTP instance will have the attributes defined in the LTP class and also the attributes defined in the referenced Class (an LtpSpec). + +The referenced Class may: + +- 1) provide invariant properties (that are the same for many instances) that then are not conveyed with the referencing instance. +- 2) provide definitions for attributes that are present in the instance that are not defined in the Class of the instance (these attributes may have been pruned and refactored from one or more external definition sources). +- 3) apply constraints to attributes in the instance that were defined in the class of the referencing instance. +- 4) replace attributes that were present in the class of the referencing instance by a new definition (same name). + +#### G.3.1.7.2 Metaclass:Class:Name + +Qualified name: CoreModel::CoreSpecificationModel::TypeDefinitions::Metaclass:Class:Name + +### G.3.1.8 ForwardingSpec in v3.0 + +As a result of the enhancements in v4.0 to handle photonics, some rudimentary modelling supported in v3.0 has been removed. Figure G.3-6, extracted from v3.0, highlights the model changes. + +The elements marked with red crosses have been removed. The elements marked in blue are not relevant to show in the figures as there are not related directly to the Forwarding Spec. + +![UML Class Diagram: ForwardingSpec in v3.0. This diagram shows the class structure for ForwardingSpec. It includes classes like ForwardingSpec, PortSetSpec, Link, ForwardingConstruct, SubordinateForwarding, ConfigurationAndSwitchControllerSpec, ControlRule, IngressPortSet, EgressPortSet, MultiSwitchUniFlow, and various selection classes. Annotations highlight changes: red crosses indicate removed elements (ForwardingDomain, ComponentItfItlp, LogicalSwitchPoint, SubordinateForwarding), and blue text indicates elements not directly related to ForwardingSpec (ForwardingSpecSpecificLink, ForwardingSpecSpecificFc). Yellow callouts provide additional context for several classes and associations.](bdedc4445bc14629d68d2fed555b83e9_img.jpg) + +The diagram illustrates the ForwardingSpec class hierarchy and associations. Key elements include: + +- ForwardingSpec**: The central class, which has associations with **PortSetSpec**, **Link**, and **ForwardingConstruct**. +- PortSetSpec**: A preliminary class with associations to **Link** and **ForwardingSpec**. +- Link**: A preliminary class associated with **PortSetSpec** and **ForwardingSpec**. +- ForwardingConstruct**: A preliminary class associated with **ForwardingSpec**. +- SubordinateForwarding**: A preliminary class marked with a red cross (removed), associated with **ForwardingSpec**. +- ConfigurationAndSwitchControllerSpec**: A preliminary class associated with **ForwardingSpec** and **ControlRule**. +- ControlRule**: A preliminary class associated with **ConfigurationAndSwitchControllerSpec**. +- IngressPortSet**: A preliminary class associated with **ForwardingSpec** and **EgressPortSet**. +- EgressPortSet**: A preliminary class associated with **IngressPortSet** and **ForwardingSpec**. +- MultiSwitchUniFlow**: A preliminary class associated with **ForwardingSpec** and **EgressPortSet**. +- EgressSwitchSelection** and **IngressSwitchSelection**: Preliminary classes associated with **EgressPortSet** and **IngressPortSet** respectively. + +Annotations and Callouts: + +- Red Crosses**: Indicate removed elements: **ForwardingDomain**, **ComponentItfItlp**, **LogicalSwitchPoint**, and **SubordinateForwarding**. +- Blue Text**: Indicate elements not directly related to ForwardingSpec: **ForwardingSpecSpecificLink** and **ForwardingSpecSpecificFc**. +- Yellow Callouts**: + - Pointing to **Link**: "Need to add number of members restrictions." + - Pointing to **ForwardingConstruct**: "FcSwitchGroupSpec is likely to become scoped by a specific FD" + - Pointing to **IngressPortSet**: "Ingress FcPort set will identify range of instances of this FcPort per FC of the type, optional priorities and the roles etc. of the FcPort. Also expresses lock-out options." + - Pointing to **EgressPortSet**: "Fundamental behavior for ingress switch is traffic from ingress selected by switch passes through switch to all egresses." + - Pointing to **MultiSwitchUniFlow**: "MSUF is essentially the switch!" + - Pointing to **ConfigurationAndSwitchControllerSpec**: "Rules such as: - Always on - No constraint - If sw2 is on sw2 is null, if sw2 is on sw1 is null - if sw1 in fcspc x is on then sw1 in fcspc y is off (in fcSwitchGroupSpec) - if sw1 in fcspc x is selecting FcPortSet a member l then ..." + - Pointing to **EgressSwitchSelection**: "Switch will state reversion rules and options and ranges of delays allowed etc. Parameters will be ranges." + +UML Class Diagram: ForwardingSpec in v3.0. This diagram shows the class structure for ForwardingSpec. It includes classes like ForwardingSpec, PortSetSpec, Link, ForwardingConstruct, SubordinateForwarding, ConfigurationAndSwitchControllerSpec, ControlRule, IngressPortSet, EgressPortSet, MultiSwitchUniFlow, and various selection classes. Annotations highlight changes: red crosses indicate removed elements (ForwardingDomain, ComponentItfItlp, LogicalSwitchPoint, SubordinateForwarding), and blue text indicates elements not directly related to ForwardingSpec (ForwardingSpecSpecificLink, ForwardingSpecSpecificFc). Yellow callouts provide additional context for several classes and associations. + +G.7711(25) + +Figure G.3-6 – The Forwarding Spec from v1.3.1 highlighting changes + +### G.3.1.9 Use of the Forwarding Spec + +Figure G.3-7 shows a pictorial view of a case of ForwardingSpec. The lower element of the diagram shows specification class instances, and the upper element shows an instance of FC abiding by the spec. As noted in the diagram key above, the blue arrows represent the UML associations direction and not the flow direction. The flow direction is conveyed by the orientation of the ingress/egress ports (trinagles) of the MultiSwitchUniFlow (green) elements. + +The MultiSwitchUniFlow elements represent the allowed flows across the FC and explain what each switch (in this case there is one switch only) related to the FC does. Omni-directional cases are covered by representation as unidirectional forwarding combinations. The spec explains where forwarding is intentionally possible. The spec also covers unintentional flow such as reflection characteristics of an omni-directional media. + +![Figure G.3-7: Pictorial view of spec model and resulting FC instance. The top part shows an 'Actual FC' diagram with three input ports on the left and one output port on the right, connected via a central switch. The bottom part shows the 'spec model' with parameters: P = protecting, R = resilient, B = Bridge. It includes variables like P_p, p=1, R_r, r=1, all=R_1, B_b, b=1. The model contains components uf_1, SC, msuf_1, and uf_2, labeled 'Type = 2-way sector and bridge'. A reference code G.7711-Y.1702(22)_FG.3-7 is present.](8b964751bc72fac53d873c674d3fa937_img.jpg) + +Figure G.3-7: Pictorial view of spec model and resulting FC instance. The top part shows an 'Actual FC' diagram with three input ports on the left and one output port on the right, connected via a central switch. The bottom part shows the 'spec model' with parameters: P = protecting, R = resilient, B = Bridge. It includes variables like P\_p, p=1, R\_r, r=1, all=R\_1, B\_b, b=1. The model contains components uf\_1, SC, msuf\_1, and uf\_2, labeled 'Type = 2-way sector and bridge'. A reference code G.7711-Y.1702(22)\_FG.3-7 is present. + +**Figure G.3-7 – Pictorial view of spec model and resulting FC instance** + +The example in the previous two paragraphs is a relatively complex switch (used in ladder protection schemes). A more straightforward case is shown in Figure G.3-8. It should be noted that the multiple ports on the left side of the actual FC are represented by one statement in the spec. The spec can provide a compact statement of the capability where there is a systematic structure. + +![Figure G.3-8: Compacting the Forwarding Spec rules. The top part shows an 'FC instance (showing LTPs)' with multiple input ports on the left and one output port on the right. The bottom part shows the 'FC spec instance' with parameters: P = protecting, R = resilient, Type = P-way protected. It includes variables like P_p, p = 2..n, usc_p = P_p, uc_p = P_p, R_r, r = 1, all = r^1. The model contains components uc_p and C&SC. A rule is defined: 'Rule = switch^x = true then switch^<>x = false'. A note states 'Need to project to a single switch at top level (equivalent)'. A reference code G.7711-Y.1702(22)_FG.3-8 is present.](061137657bf1fb2669843fe20861b2ec_img.jpg) + +Figure G.3-8: Compacting the Forwarding Spec rules. The top part shows an 'FC instance (showing LTPs)' with multiple input ports on the left and one output port on the right. The bottom part shows the 'FC spec instance' with parameters: P = protecting, R = resilient, Type = P-way protected. It includes variables like P\_p, p = 2..n, usc\_p = P\_p, uc\_p = P\_p, R\_r, r = 1, all = r^1. The model contains components uc\_p and C&SC. A rule is defined: 'Rule = switch^x = true then switch^<>x = false'. A note states 'Need to project to a single switch at top level (equivalent)'. A reference code G.7711-Y.1702(22)\_FG.3-8 is present. + +**Figure G.3-8 – Compacting the Forwarding Spec rules** + +Where there is significant symmetry, a very compact form can be developed. In Figure G.3-9, the FC and switch arrangement is highly symmetric. It is assumed that the switches do not offer any reversion (i.e., the switch will stay where it is until there is a failure in the signal it is receiving, when it will switch to the other port). Both sides of the FC behave in the same way. + +The specification forms set out in the lower part of Figure G.3-9 all represent the FC in the upper part. The leftmost form is very specific and verbose, while that on the right is most compact (and + +assumes that there is normal case of "no loopback allowed", which forces there to be at least two ports). Clearly there is a need to state the bounds on the number ports in the PortSet that, in this case, assuming the FC figure is precisely what is supported, is precisely four ports in two groups of two. + +Note that the very compact forms are not recommended, other than for unprotected packet cases, as the method of constraining ports in the PortSetSpec has not been fully developed. Clearly it is important that a standard form of specification of constraints emerge so as to prevent unnecessary decoding complexity. Without a well-defined constraint, the compact spec on the left would allow all sorts of FCs to be created from a two port switched unidirectional FC upwards. + +![Figure G.3-9: Highly compact form for symmetric FC. The diagram shows three examples of Forwarding Configurations (FCs) on a yellow background. Top right: A small diagram with two nodes connected by two lines, labeled 'P = protecting' and 'R = resilient'. Bottom left: A large diagram labeled 'Type = BackToBackSNCP' showing four stacked green boxes representing FCs. The top two are labeled 'suf21' and 'suf11', the bottom two are 'suf22' and 'suf12'. Red arrows indicate protection paths between them, and boxes labeled 'C&SC1' and 'C&SC2' are shown. Port labels PR11, PR21, PR12, PR22 are on the left and right. Bottom middle: A diagram labeled 'Type = BackToBackSNCP' showing two stacked green boxes, each containing a 'C&SC' box. Port labels PR1i and PR2j are on the left and right. Bottom right: A small diagram showing a single green box with a 'C&SC' box and a loopback arrow. A caption 'G.7711-Y.1702(22)_FG.3-9' is at the bottom right.](8d87eed173fa930dabd21961bdb524f1_img.jpg) + +Figure G.3-9: Highly compact form for symmetric FC. The diagram shows three examples of Forwarding Configurations (FCs) on a yellow background. Top right: A small diagram with two nodes connected by two lines, labeled 'P = protecting' and 'R = resilient'. Bottom left: A large diagram labeled 'Type = BackToBackSNCP' showing four stacked green boxes representing FCs. The top two are labeled 'suf21' and 'suf11', the bottom two are 'suf22' and 'suf12'. Red arrows indicate protection paths between them, and boxes labeled 'C&SC1' and 'C&SC2' are shown. Port labels PR11, PR21, PR12, PR22 are on the left and right. Bottom middle: A diagram labeled 'Type = BackToBackSNCP' showing two stacked green boxes, each containing a 'C&SC' box. Port labels PR1i and PR2j are on the left and right. Bottom right: A small diagram showing a single green box with a 'C&SC' box and a loopback arrow. A caption 'G.7711-Y.1702(22)\_FG.3-9' is at the bottom right. + +**Figure G.3-9 – Highly compact form for symmetric FC** + +Figure G.3-10 sets out some Forwarding Specs overlaid where the FCs corresponding to the specs would be in a 1:N protection scheme (see Annex E). The upper two FCs have the same spec. The lower FC has a different spec. Figure G.3-10 does not show the full arrangement of CASCs (which would align with the protection scheme definition).104 + +104 It has been recognized that there should be scheme specifications to deal with protection constraints on protection structures and that these should use the techniques set out in this Recommendation. This is for future development. + +![Diagram of Forwarding Spec view for 1:N protection showing three stacked forwarding elements connected to a C&SC controller. The top element has Line (W) and Tributary (1(R)) interfaces. The middle element has Line (W) and Tributary (2(R)) interfaces. The bottom element has Line (P) and Tributary (E) interfaces. Each element contains internal components like Protection (P), Worker (W), Resilient (R), Extra traffic (E), and Normal traffic (N). A C&SC (Configuration and switch controller) block is connected to all three elements via red lines. A key on the left defines the symbols: P (Protection), W (Worker), R (Resilient), E (Extra traffic), N (Normal traffic), C&SC (Configuration and switch controller), Trib (Tributary side), and Line (Line side).](89f64895932ad0d03d1e24c155c67628_img.jpg) + +Line + +W + +W + +1 (R) + +Trib + +P + +Nx + +W + +W + +2 (R) + +P + +Ny + +P + +E + +E + +C&SC + +FCSwitchGroupSpec + +**Key** + +P Protection + +W Worker + +R Resilient + +E Extra traffic + +N Normal traffic + +C&SC Configuration and switch controller + +Trib Tributary side + +Line Line side + +G.7711-Y.1702(22)\_FG.3-10 + +Diagram of Forwarding Spec view for 1:N protection showing three stacked forwarding elements connected to a C&SC controller. The top element has Line (W) and Tributary (1(R)) interfaces. The middle element has Line (W) and Tributary (2(R)) interfaces. The bottom element has Line (P) and Tributary (E) interfaces. Each element contains internal components like Protection (P), Worker (W), Resilient (R), Extra traffic (E), and Normal traffic (N). A C&SC (Configuration and switch controller) block is connected to all three elements via red lines. A key on the left defines the symbols: P (Protection), W (Worker), R (Resilient), E (Extra traffic), N (Normal traffic), C&SC (Configuration and switch controller), Trib (Tributary side), and Line (Line side). + +**Figure G.3-10 – Forwarding Spec view for 1:N protection** + +**G.3.1.10 Dealing with exceptional behaviour on failure** + +Figure G.3-11 shows the symmetric FC discussed in clause G.3.1.3. Both the representation of the FC and the spec view on the left provide an abstraction that may be relevant to offer to a service-oriented client. However, the underlying implementation may allow a variety of undesired behaviours under various failure cases. + +The spec view on the right (one direction shown only) provides a more accurate description of the opportunities for asymmetric flow, but this may be considered too complex to present to the service-oriented user. + +![Figure G.3-11: Comparison of intended simple behavior and actual realization within distributed solution. The left side shows a simple diagram with two nodes and two links. The middle side shows a 'BackToBackSNCP' diagram with two 'C&SC' blocks and four ports (PR11, PR12, PR21, PR22). The right side shows the 'Effect of actual realization within distributed solution (showing one direction only)' with four nodes and complex interconnections between them, also labeled 'Type = BackToBackSNCP'. A reference code 'G.7711-Y.1702(22)_FG.3-11' is present.](d841e9dc5c67c17299341829b95da4ad_img.jpg) + +Figure G.3-11: Comparison of intended simple behavior and actual realization within distributed solution. The left side shows a simple diagram with two nodes and two links. The middle side shows a 'BackToBackSNCP' diagram with two 'C&SC' blocks and four ports (PR11, PR12, PR21, PR22). The right side shows the 'Effect of actual realization within distributed solution (showing one direction only)' with four nodes and complex interconnections between them, also labeled 'Type = BackToBackSNCP'. A reference code 'G.7711-Y.1702(22)\_FG.3-11' is present. + +**Figure G.3-11 – Desired abstraction and actual potential** + +But how then should the operator present obscure failure cases, for example as the one depicted in Figure G.3-12, on the rare occasions that they do occur? Clearly the operator may want to temporarily express to the client what the actual current state of flow is. This will be especially relevant if the client wants to perform some engineering works on their local network that may involve disconnecting traffic from one or more of the ports. + +![Figure G.3-12: Various flow states under failure. The top section shows 'Desired states' with two diagrams. The bottom section shows 'Undesired states under multiple failure conditions' with a grid of diagrams. A red circle on the left encloses three of these diagrams. A red box with the text 'There are more cases' is in the center. A reference code 'G.7711-Y.1702(22)_FG.3-12' is present.](58fec65be756fd3ae9ef18840002fe73_img.jpg) + +Figure G.3-12: Various flow states under failure. The top section shows 'Desired states' with two diagrams. The bottom section shows 'Undesired states under multiple failure conditions' with a grid of diagrams. A red circle on the left encloses three of these diagrams. A red box with the text 'There are more cases' is in the center. A reference code 'G.7711-Y.1702(22)\_FG.3-12' is present. + +**Figure G.3-12 – Various flow states under failure** + +To account for the issue highlighted in Figure G.3-11, an actual possible flow statement could be provided (along possibly with an alert of a non-normal internal flow state). The actual possible flow would be described in one or more specs that lay out the switched flows of the current snapshot of disjoint structures. This could use the normal spec structure. + +Figure G.3-13 shows a spec instance representing the undesired flow. + +![Figure G.3-13: Using the Forwarding Spec model to show undesired flow. The diagram consists of two parts. On the left, a simple diagram shows two parallel horizontal arrows: the top one from PR11 to PR21 and the bottom one from PR12 to PR22. On the right, a larger diagram titled 'Effect of actual realization within distributed solution (showing one direction only)' shows a yellow rectangular box. Inside the box are two green rectangular blocks, each containing two right-pointing triangles. The top block is connected by a curved arrow from PR11 to PR21. The bottom block is connected by a curved arrow from PR12 to PR22. Below the bottom block, the text 'Type = BackToBackSNCP' is displayed. The entire right diagram is labeled 'G.7711-Y.1702(22)_FG.3-13' at the bottom right.](b5057d14125b4990fdeb226f025d5bf5_img.jpg) + +Figure G.3-13: Using the Forwarding Spec model to show undesired flow. The diagram consists of two parts. On the left, a simple diagram shows two parallel horizontal arrows: the top one from PR11 to PR21 and the bottom one from PR12 to PR22. On the right, a larger diagram titled 'Effect of actual realization within distributed solution (showing one direction only)' shows a yellow rectangular box. Inside the box are two green rectangular blocks, each containing two right-pointing triangles. The top block is connected by a curved arrow from PR11 to PR21. The bottom block is connected by a curved arrow from PR12 to PR22. Below the bottom block, the text 'Type = BackToBackSNCP' is displayed. The entire right diagram is labeled 'G.7711-Y.1702(22)\_FG.3-13' at the bottom right. + +**Figure G.3-13 – Using the Forwarding Spec model to show undesired flow** + +Further information is provided in Annex E. + +### G.3.1.11 Spec vs instance + +The spec provides all invariant details, i.e., the type definition as well as the unchanging value (so that there is nothing to state in the instance), and identifies dynamic aspects, i.e., the type definition in terms of legal range, defaults, etc. As the instance references the spec and the spec is available at runtime, the instance of the class need only identify the state of the dynamic aspects, i.e., the value of the dynamic attribute (all ranges, defaults, etc. are conveyed in the spec)105. + +105 As the invariant aspects are carried by the spec, representation in each instance of the class would be unnecessary replication. This approach means that the information flowing over an interface run time can be kept to a minimum. + +![Figure G.3-14: ForwardingSpec and FC instance details. The top diagram shows the ForwardingSpec (FcSpec) as a yellow rectangle containing two green horizontal bars with internal flow arrows. A dashed white oval contains a black dot connected to a box labeled C&SC₁. External ports are labeled Worker, Resilient, and Protection. The bottom diagram shows the FC instance as a yellow rectangle with circular port symbols on the left and right, and a central C&SC box. Both diagrams include descriptive bulleted lists.](29a5f4072e91dc4857fce0ace805e0d4_img.jpg) + +FcSpec + +Worker      Resilient + +Protection + +C&SC1 + +Type = 2-way protected + +FcSpec explains: + +- The FcPorts and their roles +- All flows +- All switches +- All switch parameters options +- All available controls + +FC instance + +Worker      Resilient + +Protection + +C&SC + +Instance simply provides + +- The FcPorts and their roles +- All switches each with their current settings +- The current values of each of the parameters of the switch coordinators + +G.7711-Y.1702(22)\_FG.3-14 + +Figure G.3-14: ForwardingSpec and FC instance details. The top diagram shows the ForwardingSpec (FcSpec) as a yellow rectangle containing two green horizontal bars with internal flow arrows. A dashed white oval contains a black dot connected to a box labeled C&SC₁. External ports are labeled Worker, Resilient, and Protection. The bottom diagram shows the FC instance as a yellow rectangle with circular port symbols on the left and right, and a central C&SC box. Both diagrams include descriptive bulleted lists. + +**Figure G.3-14 – ForwardingSpec and FC instance details** + +Figure G.3-15 shows, at the top, an example of a 1+1 protection network layout and highlights, in detail, the nodal FC (in the red dashed circle) for the rightmost NE (these diagrams were derived from Annex E). Figure G.3-14 also shows a view of the FC model and a view of the ForwardingSpec model. These two models are related to the instance of the FC model representing the FC in the red dashed circle and the spec that would describe it. + +![Figure G.3-15: View of ForwardingSpec and FC model in the context of a 1+1 protection case](36a1eab8868d8db81c6b28fbd0d5730f_img.jpg) + +The diagram illustrates the relationship between network views, nodal details, and the underlying object model for 1+1 protection. It includes: + +- 1+1 protection network view:** Shows a high-level topology with nodes and links. +- Nodal detail:** A zoomed-in view of a node showing internal connectivity and a 'C&SC' (Connection and Switch Control) component. +- FC instance:** Shows a Forwarding Construct instance with multiple ports and internal switching logic. +- CoreModel Diagram Resilience-SummaryViewOfSwitchControl:** A UML class diagram showing classes like ForwardingConstruct, FcSwitch, FcPort, LogicalTerminationPoint, and ConfigurationAndSwitchControl, along with their associations (e.g., FcEncapsulatesSwitches, FcHasFcPorts). +- CoreModel Diagram Spec-CoreForwardingCapabilitySpec:** A UML class diagram showing the specification side, including ForwardingSpec, PortSetSpec, MultiSwitchedUniFlow, IngressPortSet, EgressPortSet, and ConfigurationAndSwitchControllerSpec. +- Type = 2-way protected:** A diagram showing Working (W) and Protection (P) paths entering a node (R) and being managed by a C&SC1 component. + +G.7711-Y.1702(22)\_FG.3-15 + +Figure G.3-15: View of ForwardingSpec and FC model in the context of a 1+1 protection case + +**Figure G.3-15 – View of ForwardingSpec and FC model in the context of a 1+1 protection case** + +**G.3.1.12 Role names and Port numbers** + +The spec also provides role Port role names and Port numbering rules. + +- Where there are compact symmetric definitions, the spec should provide naming rules for each dimension of unfolding of the spec (e.g., PR11, PR21, PR22 and PR12). + +**Rec. ITU-T G.7711 (08/2025)**     257 + +- Role names relate to the flow, e.g., Root/Leaf, Active/Standby, Worker/Protection, Balanced, Symmetric. + +### G.3.1.13 Mapping to open flow + +As the forwarding Spec model is designed to break the FC down into component flows, the Forwarding Spec provides a bridge to the flow aspect of the OpenFlow [b-ONF TS-025].106 Some work was carried out as proof of concept. This work has not been extended recently and is now somewhat dated in detail, but still provides a view of an appropriate route for mapping. + +Figure G.3-16 provides a sketch of the mapping between a pictorial view of ForwardingSpec statements and an older form of OpenFlow Table Type Patterns for a Root and Leaf form. + +![Diagram showing the mapping between ForwardingSpec constructs and OpenFlow Table Type Patterns. A central pictorial view shows 'Leaf' and 'Root' entities connected by three horizontal flow paths. Each path has a green rectangle with two triangles and a central circle. Arrows point from JSON code blocks to specific parts of the diagram: 'Add VID Diagram for Leaf vid' points to the top path, 'Root' points to the top-right JSON, 'Leaf' points to the bottom-left JSON, and 'C&SC' points to the bottom-right JSON.](f728603b5c35e96c2ddf1f6456ccda71_img.jpg) + +**Add VID Diagram for Leaf vid** + +``` + +{"name": "root_flood", + "priority": 1, + "doc": "Flood frame from a root entity to all ports.", + "match_set": [ + {"field": "VLAN_VID", "fix_mask": "0x1000", "fix_value": "0x1000", + "mask": "0x0fff", "value": "" + }, + {"field": "ETH_DST", "value": "" + } + ], + "instruction_set": [ + {"instruction": "APPLY_ACTIONS", + "actions": [ + {"action": "GROUP", "group_id": "" + } + ] + } + ] +} + +``` + +``` + +{"name": "Unicast", + "priority": 2, + "doc": "Unicast forwarding entry, e.g. for learned MAC address.", + "match_set": [ + {"field": "VLAN_VID", "fix_mask": "0x1000", "fix_value": "0x1000", + "mask": "0x0fff", "value": "" + }, + {"field": "ETH_DST", "value": "" + } + ], + "instruction_set": [ + {"instruction": "APPLY_ACTIONS", + "actions": [ + {"action": "OUTPUT", "port_id": "" + } + ] + } + ] +} + +``` + +``` + +{"name": "AllPorts", + "doc": "[\"Output to all ports in a tree (except IN_PORT).\", + \"Entry per EVP-Tree containing a bucket for each port in the EVP-Tree.\"]", + "group_type": "ALL", + "bucket_types": [ + {"name": "RootFloodPort", + "action_list": [{"action": "OUTPUT", "port_id": ""}] + } + ] + } + ] +} + +``` + +``` + +{"name": "RootPorts", + "doc": "[\"Output to all root ports in a tree (except + IN_PORT if it is a root port).\", + \"Entry per EVP-Tree containing a bucket for each + root port in the EVP-Tree.\"]", + "group_type": "ALL", + "bucket_types": [ + {"name": "LeafFloodPort", + "action_list": [{"action": "OUTPUT", "port_id": + ""}] + } + ] + } + ] +} + +``` + +``` + +{"name": "leaf_flood", + "priority": 1, + "doc": "Flood frame from a leaf entity to root port(s).", + "match_set": [ + {"field": "VLAN_VID", "fix_mask": "0x1000", "fix_value": "0x1000", + "mask": "0x0fff", "value": "" + }, + {"field": "ETH_DST", "value": "" + } + ], + "instruction_set": [ + {"instruction": "APPLY_ACTIONS", + "actions": [ + {"action": "GROUP", "group_id": "" + } + ] + } + ] +} + +``` + +G.7711-Y.1702(22)\_FG.3-16 + +Diagram showing the mapping between ForwardingSpec constructs and OpenFlow Table Type Patterns. A central pictorial view shows 'Leaf' and 'Root' entities connected by three horizontal flow paths. Each path has a green rectangle with two triangles and a central circle. Arrows point from JSON code blocks to specific parts of the diagram: 'Add VID Diagram for Leaf vid' points to the top path, 'Root' points to the top-right JSON, 'Leaf' points to the bottom-left JSON, and 'C&SC' points to the bottom-right JSON. + +Figure G.3-16 – Sketch of mapping to OpenFlow using ForwardingSpec constructs + +## G.3.2 LogicalTerminationPoint and LayerProtocol specification + +### G.3.2.1 Rationale and requirements + +The LTP/LP spec structure was developed to primarily support a management-control perspective: + +- The controlled introduction of LP (network technology) specific attributes from sources external to the core model with minimum burden to the core model + - The core model does not have a mandate for a network technology (layer protocol) definition + +106 While OpenFlow can provide flow only rules, it tends to be used in what is a hybrid mode from the IM perspective where definition of flow and termination is provided in single rule statements. The FC spec model only provides part of the mapping and the LTP spec model needs to be used in conjunction with the FC spec model to provide a full definition. + +- Lesson: Work in other standardization activities has suffered from the burden of maintaining alignment between their redefined technology properties and the properties defined by the technology specification body. +- A method that provides ready access to the appropriate work of the other bodies while decoupling that from the core model modelling work was considered vital + - This eliminates the possibility of use of a simple conditional composition. +- The reducing of the definition of a network technology to match a specific realization + - Often a specific realization of a network technology will not support the full technology definition + - In many cases, this reduced support will manifest via attributes that have reduced ranges, etc. compared to the standard. + - The method must support the narrowing of the definition of attributes within their current semantics + - This eliminates the possibility of the use of simple inheritance + - The pruning and refactoring approach developed to enable generation of an implementation specific view of the core model has been used. +- Specific rules that define the LP mapping opportunities and also set out the interactions between LPs + - This will allow the definition of the port layer stacks and link capacity, etc. + - Layering is assumed and coded, but to best enable innovative deployments, layering should be explicitly stated. + - The method must provide a rich enough rule structure to allow definition of all currently understood LP interactions. +- Proprietary extensions to a network technology where the vendor has introduced a capability within that network technology + - This may be prior to standardization or for a niche application, etc. + - This may involve extending attribute definitions within their current semantics. + - The method must have no barriers to such innovation while preventing unnecessary variation and ensuring appropriate decoupling + - Attribute extension must be done in the context of the network technology outside the core model such that the bringing into the core model context is always carried out by pruning. +- Definition of a completely new network technology (that may be proprietary) + - This may be a new or emerging standard + - The method must guide appropriately the positioning of information related to the new technology to maximize consistency with other network technologies. +- Migration and upgrade of definition of the technologies + - The method should allow for on-the-fly redefinition. +- Definition of constrained usage of a specific type of port + - Where a capability already expressed by a specification is to be reduced for a particular application so that that reduced capability can be expressed by another specification provided through the view exposed to the user of that particular application. +- The specific use of the LTP/LP in the PHOTONIC\_MEDIA layer leads to the need to deal with exposure of additional complexity within the LTP/LP + +- This degree of complexity is also present for other layerProtocols but can normally be hidden + - For a fully interpretable LTP/LP definition the complexity would need to be exposed explicitly, because in this case it is relevant for management purposes. + +In ITU-T G.7711 v4.0 the LTP/LP spec has been enhanced to enable more complex structural statements to be made + +### G.3.2.2 Model skeleton + +Figure G.3-16 provides a view of the structure of the LTP/LP spec model. + +Once again, by modelling the internal arrangements of a LP, a 'prototypical instance' that can be used by LP and LTP instances can be represented. + +![UML Class diagram of the Spec model of LTP and LP. The diagram shows a complex web of classes and associations. Key classes include OpenModelClass, LtpSpec, LpSpec, LtpPortSpec, LpPortSpec, and various experimental and specific subclasses. Associations are labeled with names like 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec', 'LtpSpecHasLpSpec', 'LpSpecHasLtpSpec', 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec', 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec'. Red lines highlight new or modified relationships. A legend on the right lists experimental features: FC, IP, LWR, GASC, CC, PC, MER, CLIENT, SERVER, VIEW. A box on the left lists 'DataTypes' with attributes like 'pattern: Pattern [?]' and 'qualifier: String [?]'.](73eb4ba44e31d9594f0134ef8d7f9c54_img.jpg) + +UML Class diagram of the Spec model of LTP and LP. The diagram shows a complex web of classes and associations. Key classes include OpenModelClass, LtpSpec, LpSpec, LtpPortSpec, LpPortSpec, and various experimental and specific subclasses. Associations are labeled with names like 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec', 'LtpSpecHasLpSpec', 'LpSpecHasLtpSpec', 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec', 'LtpSpecHasLtpSpec', 'LpSpecHasLpSpec'. Red lines highlight new or modified relationships. A legend on the right lists experimental features: FC, IP, LWR, GASC, CC, PC, MER, CLIENT, SERVER, VIEW. A box on the left lists 'DataTypes' with attributes like 'pattern: Pattern [?]' and 'qualifier: String [?]'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Spec-LtpCapabilitySpec. + +**Figure G.3-17 – Class diagram of the Spec model of LTP and LP** + +Enhancements made in v4.0 mainly to deal with the photonic media constructions described in Appendix VII are discussed below: + +- Major enhancements highlighted with red lines in Figure G.3-17 (working from the top down): + - Opportunity to model LtpPortSpec. In v4.0 the LTP does not have formal ports. + - The LTP ports are essentially modelled via several explicit associations + - It is intended to add the LtpPort in a later release. + - The LtpPortSpec can be used to explain the behaviour visible through each explicit association + - This enhancement along with the LpPortSpec will make it possible to encode the complex LTP/LP arrangements highlighted in Appendix VII. + +- Opportunity to explicitly model occurrences of LP in the LpSpec. + - This allows for the repeated use of occurrences of the same structure in a spec. + - The LpOccurence and its corresponding LpPortOccurences are essentially the Component and Port in the Component-System pattern and the LpSpec and its detail is the System of Components (see Appendix V) + - The LpOccurrences can be arranged by binding their ports using LpPortOccurrenceBindsToLpPortOccurence. + - Explicit structuring of the Spec elements107: + - Via + - AdapterBoundToTerminationAccessPort + - CpBoundToServer + - Which add to the existing ProviderViewSpecGivesRiseToPoolPropertySpec + - Ensure the spec is directly interpretable. + - Addition of LpPortSpec which allows explicit statement of the interconnection of LPs within an LTP and also which are exposed via LtpPortExposesLpPort + - LpPortSpec expresses which part of the LP system it allows access to via the LpSpecPortAccessesXxx associations + - Enrichment of the forwarding statements by addition of InternalForwardingSpec + - Allows for expression the rich complex forwarding arrangements within an LP in a photonic media case. + - The InternalForwardingSpec has a port that can be used to interconnect + - Spec parts in the LpSpec: + - Terminations + - ConnectionPointsAndAdapters + - InternalForwarding + - To ports of the LpSpec + - Which then allow LPs within the LTP to be connected using LpPortOccurrenceBindsToLpPortOccurence. + - Application of the ForwardingSpec to the InternalForwardingSpec so that a full forwarding definition can be applied as appropriate + - The PortSetSpec of the ForwardingSpec is added to the InternalForwardingSpecPort +- +- More subtle enhancements highlighted with blue lines: +- The ConnectionSpec from the earlier versions has been renamed (and repurposed) as InternalForwardingSpecPort + - This actually allows backward compatibility with previous versions where the Port can be used essentially stand-alone (although this is not recommended). + - The enhancement also fixes the composition issue with the previous version. + +The distinction between the model in this version and the model in v3.0 can be seen by comparing Figures G.3-18 and G.3-19. + +--- + +107 The spec model in v3.0 assumed an order and did not provide navigable associations. The structure is now set out explicitly via associations (and is hence adjustable). + +![UML Class Diagram titled 'CoreModel Diagram from V1.3 Spec-LtpCapabilitySpecWithLtp'. The diagram shows the relationships between various network specification classes. At the top left, 'LogicalTerminationPoint' (OpenModelClass) is associated with 'LtpSpec' (Experimental, OpenModelClass) via 'LtpSpecArrangesLtpSpec'. 'LtpSpec' is associated with 'LtpSpecHasTerminationSpec', 'LtpSpecHasPoolPropertySpec', 'LtpSpecHasAdapterSpec', 'LtpSpecHasServerSpec', and 'LtpSpecHasProviderViewSpec'. These associations lead to 'TerminationSpec', 'PoolPropertySpec', 'AdapterPropertySpec', 'ServerSpec', and 'ProviderViewSpec' respectively. 'TerminationSpec' is associated with 'ConnectionSpec'. 'PoolPropertySpec' is associated with 'ClientSpec' and 'PoolPropertySpec' (self-association). 'AdapterPropertySpec' is associated with 'MappingInteractionRule' and 'AdapterPropertySpec' (self-association). 'ServerSpec' and 'ProviderViewSpec' are both associated with 'PoolPropertySpec'. 'MappingInteractionRule' is associated with 'AdapterPropertySpec' and 'PoolPropertySpec'. 'ClientSpec' is associated with 'PoolPropertySpec'. 'ConnectionSpec' is associated with 'PoolPropertySpec' and 'ConnectionSpec' (self-association). 'PoolPropertySpec' is also associated with 'AdapterPropertySpec' and 'TerminationSpec'. The diagram is labeled 'CoreModel Diagram from V1.3 Spec-LtpCapabilitySpecWithLtp' and 'G.7711(25)'.](6f7f18cd6ddcabd5553b75ef3dc97d15_img.jpg) + +UML Class Diagram titled 'CoreModel Diagram from V1.3 Spec-LtpCapabilitySpecWithLtp'. The diagram shows the relationships between various network specification classes. At the top left, 'LogicalTerminationPoint' (OpenModelClass) is associated with 'LtpSpec' (Experimental, OpenModelClass) via 'LtpSpecArrangesLtpSpec'. 'LtpSpec' is associated with 'LtpSpecHasTerminationSpec', 'LtpSpecHasPoolPropertySpec', 'LtpSpecHasAdapterSpec', 'LtpSpecHasServerSpec', and 'LtpSpecHasProviderViewSpec'. These associations lead to 'TerminationSpec', 'PoolPropertySpec', 'AdapterPropertySpec', 'ServerSpec', and 'ProviderViewSpec' respectively. 'TerminationSpec' is associated with 'ConnectionSpec'. 'PoolPropertySpec' is associated with 'ClientSpec' and 'PoolPropertySpec' (self-association). 'AdapterPropertySpec' is associated with 'MappingInteractionRule' and 'AdapterPropertySpec' (self-association). 'ServerSpec' and 'ProviderViewSpec' are both associated with 'PoolPropertySpec'. 'MappingInteractionRule' is associated with 'AdapterPropertySpec' and 'PoolPropertySpec'. 'ClientSpec' is associated with 'PoolPropertySpec'. 'ConnectionSpec' is associated with 'PoolPropertySpec' and 'ConnectionSpec' (self-association). 'PoolPropertySpec' is also associated with 'AdapterPropertySpec' and 'TerminationSpec'. The diagram is labeled 'CoreModel Diagram from V1.3 Spec-LtpCapabilitySpecWithLtp' and 'G.7711(25)'. + +**Figure G.3-18 – LtpSpec showing v3.0 model** + +As for the ForwardingSpec discussed in clause G.3.1, Forwarding specification, the general spec pattern is used. + +![UML Class Diagram: Spec-RelatingToLtpCapabilitySpec. This diagram shows the relationships between various classes in the Papyrus CoreModel. Key classes include LogicalTerminationPoint, TerminationSpec, LayerProtocol, LtpSpec, and LpSpec. Relationships are shown as associations with multiplicities and directionality. Notes indicate legalities determined by conditions on specTargetClass in _lpSpecReference. Other notes show association end details, attribute details, and 'is of type' relationships. The diagram is labeled G.7711(25) in the bottom right corner.](df79d6dd5d005b721cf6bcab34d6e12d_img.jpg) + +UML Class Diagram: Spec-RelatingToLtpCapabilitySpec. This diagram shows the relationships between various classes in the Papyrus CoreModel. Key classes include LogicalTerminationPoint, TerminationSpec, LayerProtocol, LtpSpec, and LpSpec. Relationships are shown as associations with multiplicities and directionality. Notes indicate legalities determined by conditions on specTargetClass in \_lpSpecReference. Other notes show association end details, attribute details, and 'is of type' relationships. The diagram is labeled G.7711(25) in the bottom right corner. + +Source Papyrus CoreModel diagram: Spec-RelatingToLtpCapabilitySpec. + +**Figure G.3-19 – LtpSpec/LpSpec relationship to LTP/LP** + +The elements of the spec model are related to the pictorial symbols and hence functional blocks in the essential LP model. The areas of the specification that support each aspect of definition highlighted in clause G.3.2.1 should be apparent. See Figure G.3-20. + + + +#### **G.3.2.3.4 InternalForwardingSpec** + +Qualified name: + +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::InternalForwardingSpec + +InternalForwardingSpec defines the encapsulated forwarding in the LP. + +The InternalForwarding is essentially a ForwardingConstruct. + +This class is Experimental. + +#### **G.3.2.3.5 InternalForwardingSpecPort** + +Qualified name: + +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::InternalForwardingSpecPort + +The specification of the flexibility of the association between the ConnectionPoint and the Termination of the LP. + +This is the port of the Internal Forwarding and is the equivalent to the FcPort. + +This class is Experimental. + +#### **G.3.2.3.6 LayerProtocolParameterSpec** + +Qualified name: + +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LayerProtocolParameterSpec + +Offers the opportunity to define a list of layer-protocol related parameters. + +Used to specify the extension a class. + +This class is Experimental. + +#### **G.3.2.3.7 LpOccurrence** + +Qualified name: + +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LpOccurrence + +An occurrence of a LP in the specified LTP where the LP occurrence will have an identifier. + +The LP occurrence will have a spec. + +This class is Experimental. + +#### **G.3.2.3.8 LpPortOccurrence** + +Qualified name: + +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LpPortOccurrence + +The occurrence of a port on the LP occurrence. + +The port occurrence will correspond to a port in the spec of the corresponding LpOccurrence. + +This class is Experimental. + +#### **G.3.2.3.9 LpPortSpec** + +Qualified name: CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LpPortSpec + +The spec for the ports of the LP. + +#### **This class is Experimental.G.3.2.3.10LpSpec** + +Qualified name: CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LpSpec + +The specification of the capabilities of a specific type of LP. + +This class is Experimental. + +#### **G.3.2.3.11 LtpPortSpec** + +Qualified name: CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LtpPortSpec +Spec for the LTP Port. Each LTP Port relates to an association end related to the LTP class. + +This class is Experimental. + +#### **G.3.2.3.12 LtpSpec** + +Qualified name: CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::LtpSpec +The specification of a specific type of LTP. + +This class is Experimental. + +#### **G.3.2.3.13 MappingInteractionRuleSpec** + +Qualified name: +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::MappingInteractionRuleSpec + +The specification of the interaction of the support for different client LP signals. For example an LP that support 20 LP X signals and 5 LP Y signals may be such that a particular LP X instance being used eliminates the possibility of using a particular LP Y instance being used. + +This class is Experimental. + +#### **G.3.2.3.14 PoolPropertySpec** + +Qualified name: +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::PoolPropertySpec + +The specification for the properties of the pool of available instances of a particular client LP. This may cover numbering range, capacity, number of instances, etc. + +This class is Experimental. + +#### **G.3.2.3.15 ProviderViewSpec** + +Qualified name: +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::ProviderViewSpec + +The specification of the properties of an LP at the base of a virtual/floating LTP that relates to the provider of capacity/capability for that floating LTP. + +This class is Experimental. + +#### **G.3.2.3.16 ServerSpec** + +Qualified name: CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::ServerSpec + +The specification of the server side of an LP at the base of an LTP that supports the creation of server LTPs for use in an IMP scheme. + +This class is Experimental. + +#### **G.3.2.3.17 TerminationSpec** + +Qualified name: +CoreModel::CoreSpecificationModel::LtpCapability::ObjectClasses::TerminationSpec + +The specification of the LP termination (including framing, modulation, etc.). For example, the specification of the function that takes a MAC frame and extracts the content (removing the MAC address in the process). + +This class is Experimental. + +#### **G.3.2.4 Assumptions** + +The specification approach assumes that: + +For any particular layer protocol, there is a standard definition of a set of capabilities and that definition provides details of entities, attributes/properties and their values: + +- The standard definition either is in Papyrus UML or can be transformed into Papyrus UML. +- The standard definition is properly layered and provides suitable guidance on whether a property relates to termination, adaptation, connectivity, etc. and whether it is a control property, etc. + +For any well-formed definition: + +- The classes and attributes/properties can be associated with the LP spec. +- The attributes of a layer protocol each have unique names within the scope of that layer protocol. +- Where there are multiple instances of a particular property, then this property is contained in a class that has an association with an appropriate multiplicity to a class directly related to one or more parts of the specification. + +The above assumptions ease the work of core model modelling. Currently ITU-T provides definitions in Papyrus UML, other bodies do not at the time of publication of this Recommendation. Significant work to untangle some definitions will be required. It is highly likely that there will be a need to provide a service of migration of some LP definitions into well-formed UML. + +It is assumed that text documents that set out in loose form the functional dependency graph and related flow semantics will be required for a significant period of time to augment the specifications to enable development of code with significant behaviour. The work here is for interface definition and driving of simple systematic behaviour. + +#### **G.3.2.5 Broad usage** + +Just as the LTP/LP do, the LTP/LP spec model supports terminations that are: + +- ports bound to physical, +- floating in an NE, +- fully virtual in the network. + +The intention that any view of any termination with any degree of abstraction is supported (see Annex B and Annex D). + +Figure G.3-21 depicts the relationship between the various models and aspects. + +![Figure G.3-21: Relating LTP/LP spec with the class and instance models. The diagram shows four colored areas: ONF core model (yellow), Another SDO technology model (purple), Implementation (instances) (orange), and Spec case library/catalogue (blue). It illustrates relationships between classes like LTP/LP, LTP/LP spec (template), Tech definition, Vendor tech extensions, LTP/LP instances, Tech specific instance, Tech extensions instance, LTP/LP spec case, Tech spec case detail, and Vendor tech extensions case detail. A key at the bottom defines the colors for Core network class model, Spec pattern class model, SDO definition class model, Vendor extension class model, Spec case class model, and Instance structure. The diagram is labeled G.7711-Y.1702(22)_FG.3-21.](e9b0c54f494f276491a59ab381f2e5b2_img.jpg) + +The diagram illustrates the relationship between different models in the ONF core model, SDO technology models, and implementation instances. It is divided into four main colored areas: + +- ONF core model (classes) [Yellow Area]:** Contains classes **LTP/LP** and **LTP/LP spec (template)**. An association with stereotype «SpecReference» connects **LTP/LP** (\*) to **LTP/LP spec (template)** (1). A dashed line labeled **instantiate** connects **LTP/LP** to **LTP/LP instances** in the orange area. +- Another SDO technology model (classes) [Purple Area]:** Contains **Tech definition** and **Vendor tech extensions**. A composition relationship connects **Tech definition** to **Vendor tech extensions**. A dashed line labeled **Prune and refactor (narrowed constraints)** connects **Vendor tech extensions** to **Vendor tech extensions case detail** in the blue area. +- Implementation (instances) [Orange Area]:** Contains **LTP/LP instances**, **Tech specific instance**, and **Tech extensions instance**. **LTP/LP instances** is associated with **Tech specific instance** and **Tech extensions instance**. Dashed lines labeled **instantiate** connect **Tech specific instance** and **Tech extensions instance** to **Tech spec case detail** and **Vendor tech extensions case detail** in the blue area. +- Spec case library/catalogue (classes) available run-time [Blue Area]:** Contains **LTP/LP spec case**, **Tech spec case detail**, and **Vendor tech extensions case detail**. An association with stereotype «SpecReference» connects **LTP/LP spec case** (1) to **LTP/LP instances** (\*). A dashed line labeled **populate** connects **LTP/LP spec (template)** to **LTP/LP spec case**. Composition relationships connect **LTP/LP spec case** to **Tech spec case detail** and **Vendor tech extensions case detail**. + +**Key:** + +- Core network class model (Blue box) +- Spec pattern class model (Green box) +- SDO definition class model (Light blue box) +- Vendor extension class model (Yellow box) +- Spec case class model (Red box) +- Instance structure (Red box with dashed border) + +G.7711-Y.1702(22)\_FG.3-21 + +Figure G.3-21: Relating LTP/LP spec with the class and instance models. The diagram shows four colored areas: ONF core model (yellow), Another SDO technology model (purple), Implementation (instances) (orange), and Spec case library/catalogue (blue). It illustrates relationships between classes like LTP/LP, LTP/LP spec (template), Tech definition, Vendor tech extensions, LTP/LP instances, Tech specific instance, Tech extensions instance, LTP/LP spec case, Tech spec case detail, and Vendor tech extensions case detail. A key at the bottom defines the colors for Core network class model, Spec pattern class model, SDO definition class model, Vendor extension class model, Spec case class model, and Instance structure. The diagram is labeled G.7711-Y.1702(22)\_FG.3-21. + +**Figure G.3-21 – Relating LTP/LP spec with the class and instance models** + +In Figure G.3-21: + +- The upper yellow area depicts the core model + - The LTP and LP reference the spec model via an association with a stereotype to indicate that the association, when instantiated, will not point at instances, but instead at a class model (schema). +- The upper purple area depicts a network technology model (e.g., as defined in [ITU-T G.8052]) + - This model can be extended by vendors as necessary via a composition mechanism (possibly via reverse navigation composition or technique favoured by the technology definition authority). +- The lower blue area depicts the integration of the specification model pattern and the appropriately pruned and refactored technology definition + - The integration is achieved by using the spec model as a template + - The spec model is cloned to provide a framework to fill in + - The clone should be given a UUID to allow unique identification in the library. + - The appropriately extended technology model is duplicated (as a file copy to preserve the Papyrus IDs) and PruneAndRefactor associations are created between both the + +original model and the copy for all classes, attributes, associations, etc. in a mapping model108 + +- The attributes from the model copy collapsed into classes that reflect the structure of the spec + - Highlight the essential association between elements of the spec and the elements of the model considering the potential challenges + - Sub-layering approach + - Models from bodies that do **not** split termination aspects (e.g., TTP/CTP). + - Preferably ensure that the model offers extension opportunities, but this can be done by reverse association. + - Expand inheritance and collapse containment based on the [1] and [0..1] rules, such that a set of classes that reflect the basic pattern of the specification model leave the [n..\*] classes intact and any residual cross class associations intact. + - Attach the collapsed classes to the corresponding spec model classes via a [1] compositions + - Note that the [1] compositions could be collapsed, but the approach above maintains the mapping relationships in the most recoverable form. + - Attributes can be removed or pruned at this point + - Each has ONLY aspects relevant for the case with ranges relevant to the case defined as modified data types and as necessary with (OCL) + - Dependencies between items should be modelled explicitly including between attribute values, etc. – this should also be in the technology model and extensions. + - The prune and refactor mapping associations should be updated at this point109. + - The above process results in an LTP/LP spec case with appropriate UUIDs. + - For the run time environment, the spec case will be encoded in an appropriate run time schema language (e.g., Yang). + - The spec case is hence essentially a "class model" identifying all layering and attributes for a particular case of port, etc. +- The lower brown area depicts the instance model [obviously instantiation from some encoded schema form of the class model e.g., in Yang)] +- The structure and key attributes are derived from the class model in the upper yellow area (e.g., globalId for the LTP and localId for the LP, etc.) + - Some LTP/LP instances reference the LTP/LP spec case constructed above using the UUID + - Assuming that the LTP/LP corresponds to the specific case discussed above. + - The LTP/LP have attributes present that are defined in the LTP/LP spec case (both pruned technical spec attributes and technical extension attributes) in addition to those attributes defined in the class. + - The controller can get the necessary specs from the library. + +--- + +108 Ideally the Prune and Refactor tooling would be used for this. The tooling is in development. + +109 The Prune and Refactor tooling will provide some updates, but at the time of publication of this Recommendation the tooling is relatively immature. + +The description above provides a general walk through of the operation of the LTP/LP spec model. The description was purposely simplified in some areas. + +Figure G.3-22 shows a sketch of the use of the LTP/LP spec (the colour coding is as for Figure G.3-19). To the left of Figure G.3-22: + +- at the bottom is a small network; +- in the middle is a controller with various functions; +- at the top is the controller view of the network. + +To the bottom right of Figure G.3-22 is a class of a technology spec with attributes attA, attB and attC. This technology class is pruned to form the TermSpec case Otn111.1, where attribute attA and attB are both narrowed in definition and attC is removed. The TermSpec case Otn111.1 is part of the LP spec case Otn111 which is itself part of the LTP spec case EdgeEth. The EdgeEth spec and its parts are available in the library. + +Port A of the NE on the right is represented by the LTP instance A shown in grey and that has component parts defined by the LP spec Otn111. In the Term instance of the LP instance of LTP instance A there are attA and attB that are instantiations of the attributes in the TermSpec case Otn111.1, which hence abide by the definition of the attA and attB in the TermSpec. + +![Figure G.3-22 – Sketch of use of LTP spec case. The diagram illustrates the relationship between a network view, a controller, and a hierarchy of specification cases. On the left, a 'Network view' shows a small network with nodes and links. Below it, a 'Controller' box contains functions: OTN code, Device xyz code, Ethernet code, Spec Interp, and Port type A code. The controller 'represents' the network view. On the right, a hierarchy of specification cases is shown. At the top is 'LTP spec case EdgeEth'. Below it are 'LP spec case Eth123' and 'LP spec case Otn111'. 'LP spec case Otn111' has sub-cases 'AdaptSpec case Otn111.1' and '... etc Otn case Otn111.1'. Below these are 'TermSpec case Otn111.1' and 'Otn ttp'. Instances are shown in grey boxes: 'LTP instance A' (Spec ref = EdgeEth), 'LP instance x' (Spec ref = Eth123, AttC = pqr, AttD = jkl), 'LTP instance y' (Spec ref = Otn111), and 'Term instance' (attA = 7, attB = Fred). Arrows indicate relationships: 'SpecReference' from instances to spec cases, 'Instantiate' from spec cases to instances, and 'prune (narrow)' from 'Otn ttp' to 'TermSpec case Otn111.1'. A legend at the bottom defines the colors: orange for Controller, white circle for Controller function, blue rectangle for SDO definition class model, green rectangle for Spec case class model, and grey rectangle for Instance structure.](096a620f7a0b1b639a9da9618c1a3801_img.jpg) + +Network view + +Controller + +- OTN code +- Device xyz code +- Ethernet code +- Spec Interp +- Port type A code + +represents + +NE view + +A + +LTP instance A +Spec ref = EdgeEth + +«SpecReference» + +LP instance x +Spec ref = Eth123 +AttC = pqr +AttD = jkl + +LTP instance y +Spec ref = Otn111 + +«SpecReference» + +Instantiate + +Term instance +attA = 7 +attB = Fred + +LTP spec case EdgeEth + +LP spec case Eth123 +..... + +LP spec case Otn111 + +AdaptSpec case Otn111.1 + +... etc Otn case Otn111.1 + +TermSpec case Otn111.1 +attA = 1..20 ReadOnly +attB = AlphaString + +prune (narrow) to 1..20 + +prune (narrow) to Alpha only + +Otn ttp +attA = integer ReadOnly +attB = String +attC = integer + +Legend: + +- Controller +- Controller function +- SDO definition class model +- Spec case class model +- Instance structure + +G.7711-Y.1702(22)\_FG.3-22 + +Figure G.3-22 – Sketch of use of LTP spec case. The diagram illustrates the relationship between a network view, a controller, and a hierarchy of specification cases. On the left, a 'Network view' shows a small network with nodes and links. Below it, a 'Controller' box contains functions: OTN code, Device xyz code, Ethernet code, Spec Interp, and Port type A code. The controller 'represents' the network view. On the right, a hierarchy of specification cases is shown. At the top is 'LTP spec case EdgeEth'. Below it are 'LP spec case Eth123' and 'LP spec case Otn111'. 'LP spec case Otn111' has sub-cases 'AdaptSpec case Otn111.1' and '... etc Otn case Otn111.1'. Below these are 'TermSpec case Otn111.1' and 'Otn ttp'. Instances are shown in grey boxes: 'LTP instance A' (Spec ref = EdgeEth), 'LP instance x' (Spec ref = Eth123, AttC = pqr, AttD = jkl), 'LTP instance y' (Spec ref = Otn111), and 'Term instance' (attA = 7, attB = Fred). Arrows indicate relationships: 'SpecReference' from instances to spec cases, 'Instantiate' from spec cases to instances, and 'prune (narrow)' from 'Otn ttp' to 'TermSpec case Otn111.1'. A legend at the bottom defines the colors: orange for Controller, white circle for Controller function, blue rectangle for SDO definition class model, green rectangle for Spec case class model, and grey rectangle for Instance structure. + +Figure G.3-22 – Sketch of use of LTP spec case + +### **G.3.2.6 Who constructs the spec?** + +The following roughly sets out responsibilities and ownerships. + +- SDO X develops network technology model: + - Technology experts carry out the work. + - The model is structured as per the technology operation focusing on the specific layering of the technology. + - The work uses an approach: + - That separates degrees of termination, adaptation and connectivity. + - The modeller identifies relevant optionality and what the rationale for support is. + - Note that any aspect of structure at this stage may be flattened in the implementation. +- The core model provides examples of use of the spec model to describe the technology developed by SDO X. +- Device vendors use the process described in clause G.3.2.5 to construct necessary LTP and LP spec cases. + - These cases are related appropriately per LTP/LP instance. +- Service designer uses a process similar to that described in clause G.3.2.5 to construct service endpoint definitions. + +### **G.3.2.7 Usage pattern** + +An LP composition per layer protocol can be developed that has all multiplicity [0..1] and [1] held directly in the LP and that has all multiplicity [\*] attributes held in composed classes of the LP (essentially becoming a list form in a realization). + +### **G.3.2.8 Spec example** + +Figure G.3-23 provides a view of the detailed content of a partially formed spec example case, extracted from [b-ONF/Snowmass], in which the attributes shown were drawn from [ITU-T G.8052]'. Note that the base TerminationSpec and ConnectionPointAndAdapterSpec classes are still experimental in the core model. Also note that in the example, the Mep and Mip classes refactor (combine) the corresponding MepSource / MepSink and MipSource / MipSink classes. + +![UML Class Diagram for Ethernet spec case (Figure G.3-23).](28583b06f211df822423d245dfad776f_img.jpg) + +This UML Class Diagram illustrates the Ethernet specification case. It features several classes and their relationships: + +- LpSpecTapEth**: A base class for **TerminationSpec\_Tapi\_Eth** and **ConnectionPointAndAdapterSpec\_Tapi\_Eth**. +- TerminationSpec\_Tapi\_Eth**: Contains attributes like `etherType: VlanType [1]`, `filterConfig: MacAddress [33]`, `frameTypeConfig: FrameType [1]`, `portVid: Vid [1]`, `priorityCodePointConfig: PcpCoding [1]`, and `priorityRegenerate: PriorityMapping [1]`. +- ConnectionPointAndAdapterSpec\_Tapi\_Eth**: Contains attributes such as `actorOpenKey: Integer [1]`, `actorSystemId: MacAddress [1]`, `actorSystemPriority: Integer [1]`, `auxiliaryFunctionPositionSequence: AuxiliaryFunctions [*]`, `collectorMaxDelay: Integer [1]`, `csfConfig: CsfConfig [1]`, `csfRdiEnable: Boolean [1]`, `csfReport: Boolean [1]`, `dataRate: Integer [1]`, `filterConfig: ControlFrameFilter [1]`, `filterConfigSnk: MacAddress [33]`, `isSffReported: Boolean [1]`, `macLength: Integer [1]`, `partnerOpenKey: Integer [1]`, `partnerSystemId: MacAddress [1]`, `partnerSystemPriority: Integer [1]`, `pilThr: Integer [1]`, and `vlanConfig: Integer [1]`. +- Mep**: Associated with **TerminationSpec\_Tapi\_Eth** (1..\* to 1). Attributes include `idmPriority: Integer [1..*]`, `adminState: AdminState [1]`, `aisPeriod: OamPeriod [1]`, `aisPriority: Integer [1]`, `apsPriority: Integer [1]`, `bandwidthReport: BandwidthReport [1]`, `ccPeriod: OamPeriod [1]`, `ccPriority: Integer [1]`, `clientMel: Integer [1]`, `csfConfig: CsfConfig [1]`, `csfPriority: Integer [1]`, `csfRdiEnabled: Boolean [1]`, `csfReported: Boolean [1]`, `lckPeriod: OamPeriod [1]`, `lckPriority: Integer [1]`, `megIdentifier: String [1]`, `mel: Integer [1]`, `mepIdentifier: Integer [1]`, `mepMac: MacAddress [1]`, and `peerMepRefList: Integer [*]`. +- Mip**: Associated with **ConnectionPointAndAdapterSpec\_Tapi\_Eth** (1 to 0..1). Attributes include `isFullMip: Boolean [1]`, `mel: Integer [1]`, and `mipMac: MacAddress [1]`. +- TrafficConditioning**: Associated with **ConnectionPointAndAdapterSpec\_Tapi\_Eth** (0..1 to 0..1). Attributes include `codirectional: Boolean [1]`, `condConfigList: TrafficConditioningConfiguration [1..8]`, and `prioConfigList: PriorityConfiguration [1..8]`. +- TrafficShaping**: Associated with **ConnectionPointAndAdapterSpec\_Tapi\_Eth** (0..1 to 0..1). Attributes include `codirectional: Boolean [1]`, `prioConfigList: PriorityConfiguration [1..8]`, `queueConfigList: QueueConfiguration [1..8]`, and `schedConfig: SchedulingConfiguration [1]`. +- AuxiliaryFunctions**: A <> <> class associated with **Mep** (+\_mep), **Mip** (+\_mip), **TrafficConditioning** (+\_trafficConditioning), and **TrafficShaping** (+\_trafficShaping). + +G.7711(25) + +UML Class Diagram for Ethernet spec case (Figure G.3-23). + +**Figure G.3-23 – Sketch of Ethernet spec case** + +Figure G.3-24 shows the Ethernet spec case in context of the "Full Layer, Fixed" LP Case (Annex B) and a fragment of the LP Spec model (see Figure G.3-20). + +![UML Class Diagram for Ethernet spec case in context of LP Case and LP Spec model (Figure G.3-24).](a9858b877d4da8ec2e81be7a7a50dd00_img.jpg) + +This diagram shows the Ethernet specification case within the context of the "Full Layer, Fixed" LP Case. It includes the classes from Figure G.3-23 and adds the following elements: + +- LpCases Full Layer, Fixed**: A dashed box containing a sequence of icons representing network elements (Termination, Connection, Adapter). +- LpSpec**: A class that has associations `LpSpecHasTerminationSpec` (1 to 0..1) and `LpSpecHasAdapterSpec` (1 to 0..1). +- TerminationSpec**: A base class for **TerminationSpec\_Tapi\_Eth**. +- ConnectionPointAndAdapterSpec**: A base class for **ConnectionPointAndAdapterSpec\_Tapi\_Eth**. +- Red dashed lines connect the icons in the **LpCases** box to **LpSpec**, **TerminationSpec**, and **ConnectionPointAndAdapterSpec**. +- Red solid lines connect **LpSpec** to **TerminationSpec\_Tapi\_Eth**, **ConnectionPointAndAdapterSpec\_Tapi\_Eth**, and **AuxiliaryFunctions**. +- A text label "Extract from CoreModel Diagram Spec-LtpCapabilitySpec" is present. + +G.7711(25) + +UML Class Diagram for Ethernet spec case in context of LP Case and LP Spec model (Figure G.3-24). + +**Figure G.3-24 – Sketch of Ethernet spec case in context of LP Case and LP Spec model** + +### G.3.2.9 Running system + +The following sketches the application of spec cases in a running system: + +- vendor populates spec cases (including equipment cases, LT cases, etc.); +- vendor provides spec cases to the library; +- operator chooses to plan and prebuild intent for a particular type of "NE" (as part of a particular network fragment); +- "NE" spec identifies equipment spec, which identify legal assemblies that identify instances of LTP cases supported; +- operator plans and prebuilds NE (expectation); +- NE is installed; +- NE is discovered; +- LTP specs acquired; +- LTPs reported and validated against specs; +- LTP specs are acquired where unexpected LTP types are found; +- LTPs to be used are validated for the relevant parts to be used. + +### G.3.2.10 Adoption migration + +The following sequence explores adoption and migration for the LTP/LP spec. This clause follows on from clause G.2.4. + +- Step 1: (a) Null spec (traditional approach) and (b) empty spec (first step to spec model) + - Spec reference attribute is supported in LTP and LP, but is either set to empty string or provides the name of a spec that when opened is empty (this is a legal spec and could be taken as an ongoing indication that a coded solution or a basic discovery solution is required). + - Assumes traditional coded solution: + - capabilities are identified during enrolment of devices derived from current live equipment + - capability knowledge may be pre-coded from paper specs for the devices + - any planning will necessarily be done using coded solutions or handcrafted equivalents to the spec model (proto-spec). + - Solution form is similar to that for a [b-TMF MTOSI] realization. + - Attribute list is flat per layer protocol (similar to layeredTransmissionParameters of [b-TMF MTOSI]). + - Sophistication level: Very Low. +- Step 2-n: Rudimentary spec through to full spec + - The spec is referenced but some parts are intentionally empty + - it is assumed that at this level of sophistication all parts of the spec will be included, but where the spec aspect is not supported, the part will be empty (rather than absent) + - for the parts not present traditional coding will be required. + - Expected growth path + - termination attributes included in the spec (connectivity and adaptation spec elements present but empty) + - connectivity attributes added (adaptation spec elements present but empty) + +- adaptation attributes included (all properties are assumed to be independent)110 + - inter-attribute and inter-adaptation rules included. +- Sophistication level: Low to Medium to high. +- Indicating the degree of completeness/correctness + - Use of lifecycle stereotypes in each spec case + - Experimental/preliminary on an aspect of the spec means that that aspect in total will need code to support it and things will happen that are unexpected. Experimental means that definitions may be wrong as well as missing, preliminary means that what is in place should be correct (other than where specifically stated as experimental at the next level down), but there may be stuff missing + - Example could be used in a general spec that provides suitable guidance, but may have additional as well as missing attributes, etc. + - Faulty could be used when an error is found in a spec (the spec is republished with the faulty item marked). +- Naming a spec + - The class name is the spec reference + - The subordinate classes can be named systematically as extensions to the spec name where the conditional \_Pac in the entity would be expected to simply have the extension name (and be a structural item in the encoded form). + +### **G.3.2.11 Various applications of LTP spec** + +Figure G.3-25 provides a view of how various interrelated standards bodies would use the spec approach. Note that the primary Spec model responsibility (not shown in Figure G.3-23) is the formulation of the Spec model. + +--- + +110 May want to find a way to indicate that some trial and error expected. + +![Flowchart showing the production of various specifications from a Technology standard in ITU-T form. The diagram uses color-coded boxes for responsibilities (yellow for ITU-T, purple for Device vendor, red for MEF, green for Network operator) and shapes for functions (ovals) and deliverables (rectangles, dashed for intermediate).](8932612a402edc27c589bfa1f2c7de1b_img.jpg) + +The flowchart illustrates the transformation of a Technology standard in ITU-T form into various other specifications through a series of steps involving 'Prune and refactor' operations. + +- Start:** Technology standard in ITU-T form (ITU-T G.7711 based mapping) [Yellow box, ITU-T responsibility]. +- Path 1 (Left):** + - Transformation: Prune and refactor ITU-T → ONF. + - Result: Technology standard in ONF form (ITU-T G.7711 based mapping) [Yellow box, ITU-T responsibility]. + - Next step: Union (oval function). + - Input: Superset definition in ONF form [Dashed box, Intermediate deliverable]. + - Output: Device spec in ONF form [Red box, MEF responsibility]. + - Transformation: Prune and refactor for device limitations. + - Final Output: Device spec relevant to operator use case in MEF form [Green box, Network operator responsibility]. +- Path 2 (Middle):** + - Transformation: Prune and refactor ITU-T → ONF. + - Result: Proprietary technology capability in ITU-T form [Purple box, Device vendor responsibility]. + - Next step: Union (oval function). + - Input: Superset definition in ITU-T form [Dashed box, Intermediate deliverable]. + - Output: Device capability in ITU-T form [Dashed box, Intermediate deliverable]. + - Transformation: Prune and refactor ITU-T → ONF. + - Result: Device spec in ONF form [Red box, MEF responsibility]. + - Transformation: Prune and refactor ONF → MEF. + - Final Output: Device spec relevant to operator use case in MEF form [Green box, Network operator responsibility]. +- Path 3 (Right):** + - Transformation: Prune and refactor ITU-T → ONF. + - Result: Proprietary technology capability in ITU-T form [Purple box, Device vendor responsibility]. + - Next step: Union (oval function). + - Input: Proprietary technology capability in ONF form [Purple box, Device vendor responsibility]. + - Output: Proprietary technology relevant to technology use case in ONF form [Purple box, Device vendor responsibility]. + - Transformation: Prune and refactor ONF → MEF. + - Result: Proprietary capability relevant to technology use case in MEF form [Red box, MEF responsibility]. + - Next step: Union (oval function). + - Input: Technology use case spec in MEF form [Red box, MEF responsibility]. + - Output: Extended technology use case in MEF form [Green box, Network operator responsibility]. + - Transformation: Prune and refactor operator application. + - Final Output: Operator application of technology use case in MEF form [Red box, MEF responsibility]. +- Intersection:** + - The final outputs from Path 1 and Path 3 are combined via an 'Intersection' (oval function). + - Final Output: Operator application use case in MEF form [Red box, MEF responsibility]. + +**Legend:** + +- Network operator responsibility: Green box +- Device vendor responsibility: Purple box +- MEF responsibility: Red box +- ITU-T responsibility: Yellow box +- Function: Oval +- Key deliverable: Red box +- Intermediate deliverable: Dashed box + +Flowchart showing the production of various specifications from a Technology standard in ITU-T form. The diagram uses color-coded boxes for responsibilities (yellow for ITU-T, purple for Device vendor, red for MEF, green for Network operator) and shapes for functions (ovals) and deliverables (rectangles, dashed for intermediate). + +G.7711-Y.1702(22)\_FG.3-25 + +**Figure G.3-25 – Sketch of spec usage** + +The flow starts with the Technology standard in ITU-T form at the bottom of Figure G.3-25 and via various transformations shows the production of: + +- Core model (ONF/ITU-T) forms of + - Technology standard + - Device spec. +- Metro Ethernet Forum (MEF) forms of + - Technology Use Case spec + - Proprietary capability relevant to Use Case + - Operator application technology Use Case + - Specific Operator application Use Case. + +As the aim is convergence of the MEF and ONF/ITU-T forms, simplifications can be made to the diagram as in Figure G.3-26 (where the O/M form is the converged ONF/ITU-T/MEF model form). + +![Figure G.3-26 – Simplified sketch of spec usage. This flowchart illustrates the convergence of different specification forms (ITU-T, MEF, and Network Operator) into a unified O/M form. It shows the flow from various input specifications through 'Prune and refactor' steps and 'Union'/'Intersection' functions to produce final deliverables. A legend at the bottom defines the color-coding for responsibilities and the shape-coding for deliverables.](3f077db6e8a7738c656bbfc1a1dfb636_img.jpg) + +The diagram illustrates the convergence of different specification forms into a unified O/M form. It shows the flow from various input specifications through 'Prune and refactor' steps and 'Union'/'Intersection' functions to produce final deliverables. + +**Legend:** + +- Responsibilities:** + - Network operator responsibility (Green) + - Device vendor responsibility (Purple) + - MEF responsibility (Red) + - ITU-T responsibility (Yellow) +- Deliverables:** + - Intermediate deliverable (Dashed box) + - Function (Oval) + - Key deliverable (Solid box) + +**Flow:** + +- ITU-T Path:** Technology standard in ITU-T model form (Key deliverable) → ITU-T → ONF → Technology standard in O/M form (ITU-T G.7711 based mapping) (Key deliverable) → Union (Function) → Superset definition in O/M form (Intermediate deliverable) → Device spec in O/M form (Key deliverable) → Device spec relevant to operator use case in O/M form (Intermediate deliverable) → Intersection (Function) → Operator application use case in O/M form (Key deliverable). +- MEF Path:** Proprietary technology capability in O/M form (Intermediate deliverable) → Proprietary capability relevant to technology use case in O/M form (Key deliverable) → Union (Function) → Extended technology use case in O/M form (Intermediate deliverable) → Operator application of technology use case in O/M form (Key deliverable). +- Inputs:** Device (Entity) and Use case (e.g., uni port) (Entity) provide input to the 'Prune and refactor' steps. +- Prune and refactor steps:** + - For device limitations (from Device to Device spec in O/M form) + - For use case (from Use case to Proprietary technology capability in O/M form) + - For use case (from Use case to Technology use case spec in O/M form) + - Prune and refactor operator application (from Extended technology use case in O/M form to Operator application of technology use case in O/M form) + +Figure G.3-26 – Simplified sketch of spec usage. This flowchart illustrates the convergence of different specification forms (ITU-T, MEF, and Network Operator) into a unified O/M form. It shows the flow from various input specifications through 'Prune and refactor' steps and 'Union'/'Intersection' functions to produce final deliverables. A legend at the bottom defines the color-coding for responsibilities and the shape-coding for deliverables. + +G.7711-Y.1702(22)\_FG.3-26 + +Figure G.3-26 – Simplified sketch of spec usage + +### G.3.3 ForwardingDomain and Link specification + +The basic FD model assumes full flexibility (such that there are no constraints on creation of ForwardingConstructs) so that the forwarding properties (such as cost and delay) are equal for all FCs created in the FD. The common case of Link is two pointed. Any multi-pointed Links are assumed to be fully flexible like the FD. In these simple uniform cases (as discussed in Annex D), the FD/Link may have directly applied cost properties, etc. However, for an asymmetric multi-pointed case, the properties are not the same for all possible transits. + +Where the properties differ for different transits and assuming that the FD/Link is "FC-opaque",111 two options are available: + +- Query per case: The client of the controller asks what specific properties would apply to a transit across the link/FD between specific bounding LTPs. + +111 The FD/Link does not decompose into subordinate parts for the purposes of creation of FCs. + +– Property model: The controller presents a property model for each FD/Link up front. + +This clause discusses the "property model" approach. Presentation of a property model is assumed to be the most appropriate approach for general usage (including planning). + +Unlike the two previous mechanisms, the FD rule mechanism uses simple instances. The rule instances may be shared between many instances of FD. For example, where the rules correspond to the restrictions in a type of device, the FD instances that relate to instances of that type of device will all abide by the same rules and hence will all reference the same rule instances. + +### G.3.3.1 FD/Link rule/property model pattern + +Figure G.3-27 shows the FdAndLinkRuleSet in the context of the Link, FD and LTP. + +![UML Class Diagram showing the context for the Spec model of FD and Link. The diagram includes classes LogicalTerminationPoint, ForwardingDomain, Link, and FdAndLinkRuleSet. Associations show relationships like FdAggregatesLtps, LtpIsInFdRuleGroup, HigherLevelFdEncompassesLowerLevelFds, FdHasFdSpec, LinkHasAssociatedFds, FdEncompassesLowerLevelLinks, LinkEncompassesLowerLevelFds, LinkEncompassesLowerLevelLinks, LinkHasLinkSpec, FdHasFdRuleSet, and LinkHasLinkRuleSet. Multiplicities and stereotypes like are also shown.](7532d37ae729cfbd59efb5bf22309728_img.jpg) + +The diagram illustrates the relationships between four classes in a network model: + +- LogicalTerminationPoint** (OpenModelClass): + - Associated with **ForwardingDomain** via **FdAggregatesLtps** (multiplicity \* to \*). + - Associated with **ForwardingDomain** via **LtpIsInFdRuleGroup** (multiplicity \* to \*). +- ForwardingDomain** (OpenModelClass): + - Associated with **LogicalTerminationPoint** via **\_forwardingDomain** (multiplicity \* to \*). + - Associated with **Link** via **HigherLevelFdEncompassesLowerLevelFds** (multiplicity \* to \*). + - Associated with **Link** via **FdHasFdSpec** (multiplicity \* to 2..\*). + - Associated with **Link** via **LinkHasAssociatedFds** (multiplicity \* to \*). + - Associated with **Link** via **FdEncompassesLowerLevelLinks** (multiplicity \* to 1). + - Associated with **FdAndLinkRuleSet** via **FdHasFdRuleSet** (multiplicity \* to 0..1). +- Link** (OpenModelClass): + - Associated with **ForwardingDomain** via **\_lowerLevelFd** (multiplicity \* to \*). + - Associated with **Link** via **LinkEncompassesLowerLevelFds** (multiplicity \* to 1). + - Associated with **Link** via **LinkEncompassesLowerLevelLinks** (multiplicity \* to 1). + - Associated with **Link** via **LinkHasLinkSpec** (multiplicity \* to 1). + - Associated with **FdAndLinkRuleSet** via **LinkHasLinkRuleSet** (multiplicity \* to 0..1). +- FdAndLinkRuleSet** (OpenModelClass, Experimental): + - Associated with **ForwardingDomain** via **\_fdRuleSet** (multiplicity 0..1 to \*). + - Associated with **Link** via **\_fdRuleSet** (multiplicity 0..1 to \*). + +Many associations are marked with the **** stereotype. The diagram is labeled G.7711(25). + +UML Class Diagram showing the context for the Spec model of FD and Link. The diagram includes classes LogicalTerminationPoint, ForwardingDomain, Link, and FdAndLinkRuleSet. Associations show relationships like FdAggregatesLtps, LtpIsInFdRuleGroup, HigherLevelFdEncompassesLowerLevelFds, FdHasFdSpec, LinkHasAssociatedFds, FdEncompassesLowerLevelLinks, LinkEncompassesLowerLevelFds, LinkEncompassesLowerLevelLinks, LinkHasLinkSpec, FdHasFdRuleSet, and LinkHasLinkRuleSet. Multiplicities and stereotypes like are also shown. + +Source Papyrus CoreModel diagram: Spec-FdRulesInContext. + +**Figure G.3-27 – Class Diagram of the context for the Spec model of FD and Link** + +Figure G.3-28 shows the details of the rules. Some rules relate to other classes in the model that are not shown in the figure. + +![UML Class diagram showing the details of the FD rules structure. The diagram includes classes like OpenModelClass, ForwardingDomain, Link, FdAndLinkRuleSet, FdAndLinkRule, SignalPropertyRule, PortRoleRule, and ForwardingSpec. It also includes enumerations like ForwardingRule, RuleType, PortRoleRuleOption, and SignalPropertyValueRule. Associations show relationships between ForwardingDomain and Link, Link and FdAndLinkRuleSet, and FdAndLinkRuleSet and FdAndLinkRule. Multiplicities and role names are specified on the associations.](9c2536121e6816795e5aad3dd13371e3_img.jpg) + +UML Class diagram showing the details of the FD rules structure. The diagram includes classes like OpenModelClass, ForwardingDomain, Link, FdAndLinkRuleSet, FdAndLinkRule, SignalPropertyRule, PortRoleRule, and ForwardingSpec. It also includes enumerations like ForwardingRule, RuleType, PortRoleRuleOption, and SignalPropertyValueRule. Associations show relationships between ForwardingDomain and Link, Link and FdAndLinkRuleSet, and FdAndLinkRuleSet and FdAndLinkRule. Multiplicities and role names are specified on the associations. + +G.7711(25) + +Source Papyrus CoreModel diagram: Spec-FdRuleDetail. + +**Figure G.3-28 – Class diagram showing the details of the FD rules structure** + +The figure above shows FD and Link possessing rule properties. Some of the rule properties may be per case and others may be per instance; the same essential structure applies for both. For the symmetric case, the properties apply to the FD/Link itself. Clearly the FD/Link can be broken down into subordinate parts (as described in Annex D and depicted in Figure G.3-29 for FDs from that annex). + +![Four diagrams illustrating different network view boundaries: Opaque network exposing only physical edge, Semi-transparent network exposing physical edge and virtual interior topology, Transparent network exposing physical interior topology, and Semi-transparent virtual network exposing virtual edges and virtual interior topology. A legend at the bottom defines the symbols: LTP bound to physical port (purple square), LTP without direct physical port (floating/virtual/pool) (grey square), ForwardingDomain (yellow oval), and Link (yellow rectangle).](02a84c2dbabf2f089b33a32b3a47b36d_img.jpg) + +Opaque network exposing only physical edge + +Semi-transparent network exposing physical edge and virtual interior topology + +Transparent network exposing physical interior topology + +Semi-transparent virtual network exposing virtual edges and virtual interior topology + +■ LTP bound to physical port + +□ LTP without direct physical port (floating/virtual/pool) + +○ ForwardingDomain + +▭ Link + +G.7711-Y.1702(22)\_FG.3-29 + +Four diagrams illustrating different network view boundaries: Opaque network exposing only physical edge, Semi-transparent network exposing physical edge and virtual interior topology, Transparent network exposing physical interior topology, and Semi-transparent virtual network exposing virtual edges and virtual interior topology. A legend at the bottom defines the symbols: LTP bound to physical port (purple square), LTP without direct physical port (floating/virtual/pool) (grey square), ForwardingDomain (yellow oval), and Link (yellow rectangle). + +**Figure G.3-29 – Various view boundaries** + +The subordinate FDs have FCs present to represent the path of any top level FC across the subordinate FDs (as described in Annex E and depicted in Figure E.2-2, reproduced here as Figure G.3-30). + +![Figure G.3-30: Simple summary example of 1:1 cases (represented via partition). The diagram illustrates a hierarchical network structure. At the top, a large yellow oval contains a yellow rectangle with two white circles, representing a top-level Forwarding Component (FC). Below this, a 'Partition' is indicated by a downward arrow. The middle section shows a network of nodes (yellow circles with white circles) and links (blue lines). Some nodes are labeled 'FcHasLowerLevelFcs'. The bottom section consists of three separate boxes, each containing a simplified version of the network structure, representing subordinate Forwarding Domains (FDs). The diagram is labeled 'G.7711-Y.1702(22)_FG.3-30' at the bottom right.](66b495f161382e41f4e3fc1453d4d2be_img.jpg) + +Figure G.3-30: Simple summary example of 1:1 cases (represented via partition). The diagram illustrates a hierarchical network structure. At the top, a large yellow oval contains a yellow rectangle with two white circles, representing a top-level Forwarding Component (FC). Below this, a 'Partition' is indicated by a downward arrow. The middle section shows a network of nodes (yellow circles with white circles) and links (blue lines). Some nodes are labeled 'FcHasLowerLevelFcs'. The bottom section consists of three separate boxes, each containing a simplified version of the network structure, representing subordinate Forwarding Domains (FDs). The diagram is labeled 'G.7711-Y.1702(22)\_FG.3-30' at the bottom right. + +**Figure G.3-30 – Simple summary example of 1:1 cases (represented via partition)** + +Clearly the rules related to building the top level FC in Figure G.3-30 are provided by the partition FDs (where protection is allowed to be supported, etc.). For an FC-opaque FD, there is no visibility of FCs in subordinate FDs, but the FD could be partitioned to solely express constraints. + +The constraint partitions need not be the same as the underlying FC partitions (in exactly the same way that the apparent underlying FC partition depicted in Figure G.3-30 need not reflect the real network, as it may be an abstraction of it – there is a brief discussion on views in Annex D). + +### G.3.3.2 Class details + +#### G.3.3.2.1 FdAndLinkRule + +Qualified name: + +CoreModel::CoreSpecificationModel::ForwardingDomainAndLinkCapability::ObjectClasses::FdAndLinkRule + +Set of "AND" rules related to creation of FCs across the FD/Link (i.e., all rules have to be met for the FC creation to be allowed). + +Embedded conditions all have to be met and hence are AND. Elements of the list attributes are ORs. + +Absence fcSpec NOT valid for FORWARDING rules (only valid for cost/risk, etc. rules). + +Absence of FcPortRole means all roles for referenced spec. + +Absence of direction means all directions. + +This class is Experimental. + +#### G.3.3.2.2 FdAndLinkRuleSet + +Qualified name: + +CoreModel::CoreSpecificationModel::ForwardingDomainAndLinkCapability::ObjectClasses::FdAndLinkRuleSet + +Set of "OR" rules related to creation of FCs across the FD/Link (i.e., only one of the rules have to be met for the FC creation to be allowed). + +Absence of RuleSet means "Any", i.e., all points, all FcTypes, etc. + +Presence of RuleSet means possibilities must all be defined by rules + +Absence of forwardingRule means no explicit stated possibilities. + +No capacity statement means no capacity restrictions + +This class is Experimental. + +### G.3.3.3 FD/Link rule model detail + +Figure G.3-31 builds on Figure G.3-29 by showing normal partition and rule only partition (the virtual edge form is used, but this would apply to any of the depicted cases). The FDs that provide only rules are considered as LtpGroups (not explicitly modelled – the FD by its very nature is an LtpGroup112) and the Links that provide only rules are considered InterGroupRuleLinks (again not explicitly modelled). + +![Figure G.3-31: Normal FD/Link and rule-only FD/Link views. The diagram shows two views of a network structure. The left view, labeled 'Connectivity and rules', shows a network with nodes (squares) and links (solid lines) forming a mesh. The right view, labeled 'Rules only', shows the same network structure but with dashed lines for links and nodes. A red arrow points to the outer boundary of the right view, labeled 'Upper (outer) FD is constrained by rules of the subordinates'. A blue arrow points to the right view, labeled 'Rules only'. The diagram is labeled 'G.7711-Y.1702(22)_FG.3-31' at the bottom right.](9c06f5c091a6f29c413234098e06919d_img.jpg) + +Figure G.3-31: Normal FD/Link and rule-only FD/Link views. The diagram shows two views of a network structure. The left view, labeled 'Connectivity and rules', shows a network with nodes (squares) and links (solid lines) forming a mesh. The right view, labeled 'Rules only', shows the same network structure but with dashed lines for links and nodes. A red arrow points to the outer boundary of the right view, labeled 'Upper (outer) FD is constrained by rules of the subordinates'. A blue arrow points to the right view, labeled 'Rules only'. The diagram is labeled 'G.7711-Y.1702(22)\_FG.3-31' at the bottom right. + +**Figure G.3-31 – Normal FD/Link and rule-only FD/Link views** + +The method is based on the recognition that: + +- At the lowest level of the real network, there are deterministic elements, the assembly of which provide the abstract view. +- At some level of decomposition of the FD/Link structure, there is a simple description that can be applied. + +The rule system operates as follows: + +- No rule statement at a higher level means refer to the next level down where rules at all levels are accumulated. +- It is assumed that a default of fully flexible would apply, such that no rule statement at the lowest level means fully flexible, within the scope of that lowest level FD/Link. +- Rules within an FD correspond to LTPs bounding that FD. +- Rules in Links correspond to LTPs in the bounding FDs only (i.e., FD-Link rules do not chain). +- Rules may be capability based or restriction based where a restriction overrides a capability statement. +- Multiple different types of rules may be presented and should be analysed in combination where each type of rule should be in a single FD/Link partition (i.e., a type of rule cannot spread across several partition views) and multiple types can be in one partition. + +Figure G.3-32 sets out a rough example of rules in a single partition (that was depicted in Figure G.3-31). + +--- + +112 An explicit class may be developed for LtpGroup rules although other insights suggest that this would not be the right direction. + +![Figure G.3-32 – Rule example. A diagram showing five forwarding domains (FDs) labeled A, B, C, D, and E. FD A is on the left, B is at the top, C is in the center, D is at the bottom, and E is on the right. FD E contains four LTPs labeled w, x, y, and z. Arrows indicate various connections between LTPs in different FDs, with associated costs and rule statements. A legend on the right lists possible restrictions: Channel, Capacity, and No loopback. Text at the top right explains rule precedence: 'No rule statement in any FD below a particular level = No restriction', 'Explicit statement on "may not connect" = Override any other rule', and 'Allowed to connect with some restriction'. A note at the bottom right states 'Link is used as a pointer to everything in other group' and 'Link instance referenced in rule'. A priority statement is also noted: 'Priority statement on restrictions/permissions'.](2b817d2912f95cb0ab93ff621a3f0a5b_img.jpg) + +Any LTP in FD may connect to any LTP in FD on same "channel" basis + +Cost = +20 + +Any LTP in FD may connect to any LTP in other FD(s) referenced by referenced link on same "channel" basis (i.e., FD A and FD B) + +Cost = +10 + +Cost = 1 + +LTP in FD may not connect to LTPs in FD + +Any LTP in FD may connect to any LTP in FD + +Link is used as a pointer to everything in other group +Link instance referenced in rule + +Possible restrictions + +- Channel +- Capacity +- No loopback + +Priority statement on restrictions/permissions + +No rule statement in any FD below a particular level = No restriction +Explicit statement on "may not connect" = Override any other rule +Allowed to connect with some restriction + +G.7711-Y.1702(22)\_FG.3-32 + +Figure G.3-32 – Rule example. A diagram showing five forwarding domains (FDs) labeled A, B, C, D, and E. FD A is on the left, B is at the top, C is in the center, D is at the bottom, and E is on the right. FD E contains four LTPs labeled w, x, y, and z. Arrows indicate various connections between LTPs in different FDs, with associated costs and rule statements. A legend on the right lists possible restrictions: Channel, Capacity, and No loopback. Text at the top right explains rule precedence: 'No rule statement in any FD below a particular level = No restriction', 'Explicit statement on "may not connect" = Override any other rule', and 'Allowed to connect with some restriction'. A note at the bottom right states 'Link is used as a pointer to everything in other group' and 'Link instance referenced in rule'. A priority statement is also noted: 'Priority statement on restrictions/permissions'. + +**Figure G.3-32 – Rule example** + +Any FC created between exposed LTPs113 must abide by the rules stated. The following assumes that bidirectional two pointed FCs are to be created (there are rules related to orientation of more complex FCs that are not discussed here). So: + +- An FC can be created between any LTPs in A with no restriction for a cost of 1. +- An FC can be created between LTPs in B so long as the FC uses the same "channel"114 on the LTPs again for a cost of 1. +- An FC can be created between an LTP in A and an LTP in B so long as the FC uses the same channel on the LTP in A and the LTP in B and in this case the cost is 21. +- It is not possible to create an FC from LTPs in A and LTPs in D. +- In C, an FC can be created between LTP w and LTP y but not LTP w and LTP x (because E overrides other statements). +- An FC can be created between LTP x in C and any LTP in B with no restrictions for a cost of 1. +- An FC can be created between LTP in D and any LTP in B with no restrictions for a cost of 11. + +There may be other constraints related to the network shown in Figure G.3-32. Figure G.3-33 considers risk statements for shared risk assessment and relates them to LTP combinations using the mechanism described. The grouping for one rule set need not be related to the groupings for another rule set. + +113 Where the server LTP is represented at the boundary of the FD (see Annex D). + +114 Any property of the layer protocol could be required to be preserved; channel is just an example. + +![Figure G.3-33: Rule example showing risk parameters. The diagram shows two overlapping yellow ellipses, P and Q. Ellipse P is on the left and ellipse Q is on the right. There are several small grey squares representing points along the boundaries. Three orange boxes with arrows pointing to specific areas indicate risk parameters: 'Risk parameters = D, E, F' points to the interior of P; 'Risk parameters = A, B, C' points to the interior of Q; and 'Risk parameters = A, B, D, E, G' points to the overlapping region between P and Q. A small text label 'G.7711-Y.1702(22)_FG.3-33' is located to the right of the ellipses.](2f260472f70ca4f19e8e5ede6e88f394_img.jpg) + +Figure G.3-33: Rule example showing risk parameters. The diagram shows two overlapping yellow ellipses, P and Q. Ellipse P is on the left and ellipse Q is on the right. There are several small grey squares representing points along the boundaries. Three orange boxes with arrows pointing to specific areas indicate risk parameters: 'Risk parameters = D, E, F' points to the interior of P; 'Risk parameters = A, B, C' points to the interior of Q; and 'Risk parameters = A, B, D, E, G' points to the overlapping region between P and Q. A small text label 'G.7711-Y.1702(22)\_FG.3-33' is located to the right of the ellipses. + +**Figure G.3-33 – Rule example showing risk parameters** + +In Figure G.3-33, an FC: + +- Between LTPs in P incurs risk D, E, F +- Between points in P and points in Q incur risk A, B, D, E and G. + +#### G.3.3.4 Link asymmetries + +The Link model follows the same pattern as the ForwardingConstruct and has the same need to deal with potential asymmetries, e.g., where a server layer FC offers dual homing protection to a client layer, such that the server layer has four related ends. Figure G.3-34 (adapted from a figure in [b-TMF TR215]) shows such a case where the link (highlighted with {DAD}) is multi-pointed asymmetric (and has exactly the same asymmetries, etc. as the supporting FC). + +This complex case shows Interconnect ({IC}) protection with roles Resilient, Bridge and Protection and Double Add-Drop with roles (where the roles are in pairs (left M/S pair and right M/S pair)). + +The lower part of Figure G.3-34 shows the HO path across the BLSR connecting the terminations in B, C, D and E that support the LO CTPs shown in the upper part of Figure G.3-34. + +![Figure G.3-34: Multi-pointed flexible external FC scenario with Dual Homing. The diagram shows a network topology with various nodes (A, B, C, D, E, X, Y, Z, W) and components (AD, DAD, IC, HO). A central 'Protection ring (server to HO layer)' is connected to nodes X and Y. Nodes A and B are connected to the protection ring via dual-homed HO connections. Node C is connected to node A. Node D is connected to node Z. Node E is connected to node Z. Node W is connected to node Z. Node X is connected to node Y. Node Y is connected to node Z. Node Z is connected to node D. Node D is connected to node E. Node E is connected to node C. Node C is connected to node A. Node A is connected to node B. Node B is connected to the protection ring. The diagram also includes labels for 'LO protection over dual homed HO', 'LO LTP supported by terminated HO LTP terminated', and 'Dual homed HO (in protection ring with matched nodes config)'. A legend at the bottom defines the port types: Resilient port (R), Worker port (W), Protection port (P), Bridge port (B), and Terminating LTP (green square with a black triangle).](ac5084f644988289daf6c0a519f232ba_img.jpg) + +**Plan view** + +LO protection over dual homed HO + +LO LTP supported by terminated HO LTP terminated + +Dual homed HO (in protection ring with matched nodes config) + +Protection ring (server to HO layer) + +Legend: + +- (R) Resilient port +- (W) Worker port +- (P) Protection port +- (B) Bridge port +- Terminating LTP + +G.7711-Y.1702(22)\_FG.3-34 + +Figure G.3-34: Multi-pointed flexible external FC scenario with Dual Homing. The diagram shows a network topology with various nodes (A, B, C, D, E, X, Y, Z, W) and components (AD, DAD, IC, HO). A central 'Protection ring (server to HO layer)' is connected to nodes X and Y. Nodes A and B are connected to the protection ring via dual-homed HO connections. Node C is connected to node A. Node D is connected to node Z. Node E is connected to node Z. Node W is connected to node Z. Node X is connected to node Y. Node Y is connected to node Z. Node Z is connected to node D. Node D is connected to node E. Node E is connected to node C. Node C is connected to node A. Node A is connected to node B. Node B is connected to the protection ring. The diagram also includes labels for 'LO protection over dual homed HO', 'LO LTP supported by terminated HO LTP terminated', and 'Dual homed HO (in protection ring with matched nodes config)'. A legend at the bottom defines the port types: Resilient port (R), Worker port (W), Protection port (P), Bridge port (B), and Terminating LTP (green square with a black triangle). + +**Figure G.3-34 – Multi-pointed flexible external FC scenario with Dual Homing** + +As shown in Figure G.3-2, the Link has access to the ForwardingSpec. + +### G.3.3.5 LayerProtocol parameters + +Also shown in Figure G.3-2, the Link and ForwardingDomain have access to the LayerProtocolParameterSpec. This is a rudimentary model at this point. It essentially provides a vehicle to convey LP specific parameters to the FC (and Link/FD). + +There is a complexity here that has not been fully developed, in that the parameters are invariable abstractions of properties of the LTP/LP. This will be developed in more detail in the next edition. + +### G.3.4 PC, ControlComponent and CASC spec considerations + +The ProcessingConstruct (PC), ControlComponent and ConfigurationAndSwitchControl (CASC) can be considered as using a common spec approach. All three can encapsulate complex functionality and all three can expose an abstraction of that functionality. This is essentially the Component-System pattern spec (see Appendix V). + +The CASC can be considered as an example when discussing the general pattern. The general pattern uses layers of specification. + +The specification method uses a combination of specification references, pruning & refactoring and scheme specs. The scheme spec has not yet been fully developed and hence the work here is early experimental. + +The scheme spec can take any classes from the model and lay out a pattern of these classes. The pattern is generated using a pruning and refactoring process, where the pattern model is a pruned and refactored CIM. The pattern can include more than one case of each class, along with statements of rules (in OCL) that constrain the assembly. The attributes of the classes, as is the case for any spec, have extended type allowing for statements of range, effort, etc. + +An example of application of scheme spec could be considered for [ITU-T G.8032] protection. In a full model the scheme spec mechanism would apply as shown below. + +![Figure G.3-35 – Scheme spec example. The diagram is divided into four vertical panels showing the evolution of a network model into an abstracted scheme spec. Panel 1 (Base model) shows a physical layout with two rings (R1, R2) and LTP associations. Panel 2 (Base scheme spec sketch) adds OCL rules regarding C&SC ports and LTP references. Panel 3 (C&SC encapsulated scheme spec sketch) shows the encapsulation of the C&SC spec. Panel 4 (Abstracted C&SC spec) shows the final abstraction with 'Prune and Refactor' (P&R) merge and re-split operations. A legend at the bottom defines various line types and symbols for associations and properties.](e484aa8fbc78a3ee4654c490a729fa78_img.jpg) + +Only showing some of control to LTP association (for R2) + +R2 + +R1 + +R1, R2, etc + +Ring + +Ring + +Drop + +**Base model** + +Rule: C&SC has two ports + +Rn + +Rule: Referenced FC has ports that references LTPs referenced by ports of C&SC + +Rn, Rm + +Rule: Referenced LTP has same Ethernet server LTP as C&SC referencing port + +Ethernet server LTP + +Drop + +Ring + +Resilience scheme Spec + +**Base scheme spec sketch showing some rules** + +C&SC spec + +Rn + +Rn, Rm + +Drop + +Ring + +Resilience scheme Spec + +**C&SC encapsulated scheme spec sketch** + +C&SC spec directing instantiation + +Rx + +P&R merge and re-split + +CascEncapsulatesCasc + +P&R merge and re-split + +Contained port properties. Has parameters for the port and associated LTP. Includes ring transit details + +Drop + +Ring + +Resilience scheme Spec + +**Abstracted C&SC spec** + +Legend: + +- LTP-LTP association +- ConfigurationAndSwitchControlCoordinatesFc +- FcPortConnectedToLtp +- EncapsulatedPortViewedAsPort +- CascPortConnectedToLtp +- CascPortHasRoleProperties +- CascPortRoleProperties +- CascPortConnectedToLtp applying control only +- - - Any dashed line is a spec association/class + +G.7711-Y.1702(22)\_FG.3-35 + +Figure G.3-35 – Scheme spec example. The diagram is divided into four vertical panels showing the evolution of a network model into an abstracted scheme spec. Panel 1 (Base model) shows a physical layout with two rings (R1, R2) and LTP associations. Panel 2 (Base scheme spec sketch) adds OCL rules regarding C&SC ports and LTP references. Panel 3 (C&SC encapsulated scheme spec sketch) shows the encapsulation of the C&SC spec. Panel 4 (Abstracted C&SC spec) shows the final abstraction with 'Prune and Refactor' (P&R) merge and re-split operations. A legend at the bottom defines various line types and symbols for associations and properties. + +**Figure G.3-35 – Scheme spec example** + +The "Base model" diagram shows an example layout, in an instance diagram form, of a single [ITU-T G.8032] node (see Annex E) that is involved in two protected rings (R1 and R2). + +The "Base scheme spec sketch..." diagram shows a detailed representation of the nodal aspects of the [ITU-T G.8032] protection scheme spec. The elements of the spec are created from the ONF CIM using the "Prune and Refactor" (P&R) approach. This supports the construction of several cases of any class from the model with corresponding associations from the ONF CIM. The spec is augmented with rules that constrain the creation of instances of entities of the scheme so as to abide by the scheme definition. The scheme spec structure is aggregated by a ConstraintDomain (see Annex K), i.e., the scheme spec identity is that of a ConstraintDomain. + +The "CASC Encapsulated..." diagram shows the results of a second P&R stage where the scheme spec is taken and embedded in a CASC shell. This intermediate step provides an aspect of the mapping of the raw scheme to the "Abstracted CASC spec". As the FCs and LTP cannot be embedded in the CASC, the model is somewhat of a hybrid, but it allows the next step of construction. + +The "Abstracted CASC spec" diagram shows the results of a third P&R stage where the properties of the LTPs (including association ends) are merged into the corresponding CASC ports, as are the port properties of the FC and the FC itself (the FC itself has no relevant properties). + +In this case the "Base scheme spec..." is further backed up by a more detailed set of specs for the CASC for [ITU-T G.8032]. At this point the spec for [ITU-T G.8032] is not documented in a machine interpretable form. The longer-term intention is that it would be machine interpretable. + +As a consequence of the above steps, there is a formal path from the "Abstracted CASC spec" to the definition of the detailed underlying mechanism. As a consequence, the representation from an implementation that uses the "Abstract CASC spec" form can be transformed in a running solution to a view that follows the "Base scheme spec.." using a machine interpretable definition of the transformation. + +As the detailed set of specs are moved to machine interpretable forms, an advanced controller will have the information to fully interpret the protection scheme and its data. + +![Figure G.3-36: Scheme spec example showing derivation. The diagram illustrates four stages of a network model: Base model instance, Base scheme spec sketch, Abstracted C&SC spec, and Instances abiding by the abstract spec. Arrows indicate the flow: 'Constrained by' from Base model instance to Base scheme spec sketch, 'Derived from' from Base scheme spec sketch to Abstracted C&SC spec, and 'Constrained by' from Abstracted C&SC spec to Instances abiding by the abstract spec. A legend at the bottom defines the line types and colors used in the diagrams.](656cb0f2f6a487312db95541c0e917e8_img.jpg) + +Figure G.3-36 illustrates the derivation of a scheme specification from a base model instance. The diagram is divided into four vertical panels, each showing a different level of abstraction for a network model. + +- Base model instance:** The leftmost panel shows a detailed network topology with nodes (R1, R2, etc.), ports, and various connections (LTP-LTP, FePortConnectedToLtp, CasePortConnectedToLtp). It includes labels for "Ring" and "Drop" components. +- Base scheme spec sketch:** The second panel shows a simplified version of the base model, focusing on the essential structure. It includes labels for "Rn", "Rn, Rm", "Ethernet server LTP", "Drop", and "Ring". +- Abstracted C&SC spec:** The third panel shows the specification derived from the base scheme spec. It includes a box labeled "C&SC spec directing instantiation" and labels for "Rx", "Drop", and "Ring". +- Instances abiding by the abstract spec:** The rightmost panel shows instances of the network that conform to the abstract specification. It includes labels for "R2", "R1", "Ring", and "Drop". + +Arrows indicate the flow between these stages: "Constrained by" from the Base model instance to the Base scheme spec sketch, "Derived from" from the Base scheme spec sketch to the Abstracted C&SC spec, and "Constrained by" from the Abstracted C&SC spec to the Instances abiding by the abstract spec. + +A legend at the bottom defines the line types and colors used in the diagrams: + +- LTP-LTP association (blue solid line) +- FePortConnectedToLtp (green solid line) +- CasePortConnectedToLtp (orange solid line) +- ConfigurationAndSwitchControlCoordinatesFc (red solid line) +- EncapsulatedPortViewedAsPort (red dashed line) +- CasePortHasRoleProperties (green dashed line) +- CascPortRoleProperties (grey rectangle) +- CascPortConnectedToLtp applying control only (blue dashed line) +- Any dashed line is a spec association/class (grey dashed line) + +G.7711-Y.1702(22)\_FG.3-36 + +Figure G.3-36: Scheme spec example showing derivation. The diagram illustrates four stages of a network model: Base model instance, Base scheme spec sketch, Abstracted C&SC spec, and Instances abiding by the abstract spec. Arrows indicate the flow: 'Constrained by' from Base model instance to Base scheme spec sketch, 'Derived from' from Base scheme spec sketch to Abstracted C&SC spec, and 'Constrained by' from Abstracted C&SC spec to Instances abiding by the abstract spec. A legend at the bottom defines the line types and colors used in the diagrams. + +**Figure G.3-36 – Scheme spec example showing derivation** + +Figure G.3-36 shows the relationship between instance sketches and the corresponding specs, and highlights the relationship between the specs. + +### G.3.5 Acquiring the specifications run time + +The following sketches show how a controller (or other system requiring details of the specifications) could acquire the specification on discovery of a previously unknown controllable thing. + +The figures are intentionally generalized. The controllable thing could be a network element or another controller. + +### G.3.5.1 Initial system arrangement + +Figure G.3-37 shows a controller that has been designed to understand control of a layered network, but that does not yet know any specific layer protocols or associated parameters, etc. The Controller is not yet aware of the Controllable thing, its instance repository is empty. There is a schema repository115 known to the Controller. + +![Diagram showing the initial system arrangement. On the left, a 'Controller' is connected to an 'Instance repository' (cylinder) and a 'Core schema' (blue box). The 'Core schema' is linked to a hierarchy of orange boxes. Text next to it says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. On the right, a 'Controllable thing' (blue box) is connected to its own 'Core schema' and 'Extension schema'. The 'Core schema' is linked to a hierarchy of orange boxes, and the 'Extension schema' is linked to a hierarchy of blue boxes. Text next to it says: 'Understands how to navigate the core schema', 'Uses a subset of the core schema', 'Understands how to extend the core classes', and 'Runs with extension X'. In the center, a 'Schema repository' (cylinder) contains 'Extension schema X' and 'Extension schema Y'. 'Extension schema X' is linked to a hierarchy of blue boxes, and 'Extension schema Y' is linked to a hierarchy of green boxes. Text next to it says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. A dashed arrow labeled 'X' points from the 'Controllable thing's 'Extension schema' to the 'Schema repository's 'Extension schema X'.](b7ad33d883b9848a765e0abcc9ddc938_img.jpg) + +Running controller with no controllable things + +Instance repository + +Controller + +Core schema + +Understands how to navigate the core schema +Understands how to extend the core classes +Does NOT know any specific extensions + +Controllable thing + +Core schema + +Extension schema + +Understands how to navigate the core schema +Uses a subset of the core schema +Understands how to extend the core classes +Runs with extension X + +Schema repository + +Repository of extension schema + +Extension schema X + +Extension schema Y + +Running controllable thing with real stuff to control + +G.7711-Y.1702(22)\_FG.3-37 + +Diagram showing the initial system arrangement. On the left, a 'Controller' is connected to an 'Instance repository' (cylinder) and a 'Core schema' (blue box). The 'Core schema' is linked to a hierarchy of orange boxes. Text next to it says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. On the right, a 'Controllable thing' (blue box) is connected to its own 'Core schema' and 'Extension schema'. The 'Core schema' is linked to a hierarchy of orange boxes, and the 'Extension schema' is linked to a hierarchy of blue boxes. Text next to it says: 'Understands how to navigate the core schema', 'Uses a subset of the core schema', 'Understands how to extend the core classes', and 'Runs with extension X'. In the center, a 'Schema repository' (cylinder) contains 'Extension schema X' and 'Extension schema Y'. 'Extension schema X' is linked to a hierarchy of blue boxes, and 'Extension schema Y' is linked to a hierarchy of green boxes. Text next to it says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. A dashed arrow labeled 'X' points from the 'Controllable thing's 'Extension schema' to the 'Schema repository's 'Extension schema X'. + +Figure G.3-37 – Controller and Controllable thing not yet connected + +### G.3.5.2 Learning to control the Controllable thing + +In Figure G.3-38, the Controller has been asked to control the Controllable thing. It has connected and is retrieving information. + +115 There may be many schema repositories (one per vendor), etc. + +![Diagram G.3-38: Controller connected to Controllable thing and retrieving information. The diagram shows a Controller and a Controllable thing. The Controller is connected to an Instance repository (a cylinder icon) and a Core schema (a tree structure). Text next to the Controller's Core schema says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. The Controllable thing is connected to a Core schema and an Extension schema. A tree structure above the Controllable thing shows a red dashed box around an extension 'X'. Text next to the Controllable thing's schema says: 'Understands how to navigate the core schema', 'Uses a subset of the core schema', 'Understands how to extend the core classes', and 'Runs with extension X'. To the right is a Schema repository containing a 'Repository of extension schema' (cylinder) and tree structures for 'Extension schema X' and 'Extension schema Y'.](5bab55ee2db5fd011c7dc277224026d7_img.jpg) + +Running controller gets some instances from controllable things + +Instance repository + +Controller + +Core schema + +Understands how to navigate the core schema +Understands how to extend the core classes +Does NOT know any specific extensions + +Controllable thing + +Core schema + +Extension schema + +Extension schema X + +Extension schema Y + +Repository of extension schema + +Schema repository + +Understands how to navigate the core schema +Uses a subset of the core schema +Understands how to extend the core classes +Runs with extension X + +G.7711-Y.1702(22)\_FG.3-38 + +Running controllable thing with real stuff to control + +Diagram G.3-38: Controller connected to Controllable thing and retrieving information. The diagram shows a Controller and a Controllable thing. The Controller is connected to an Instance repository (a cylinder icon) and a Core schema (a tree structure). Text next to the Controller's Core schema says: 'Understands how to navigate the core schema', 'Understands how to extend the core classes', and 'Does NOT know any specific extensions'. The Controllable thing is connected to a Core schema and an Extension schema. A tree structure above the Controllable thing shows a red dashed box around an extension 'X'. Text next to the Controllable thing's schema says: 'Understands how to navigate the core schema', 'Uses a subset of the core schema', 'Understands how to extend the core classes', and 'Runs with extension X'. To the right is a Schema repository containing a 'Repository of extension schema' (cylinder) and tree structures for 'Extension schema X' and 'Extension schema Y'. + +**Figure G.3-38 – Controller connected to Controllable thing and retrieving information** + +Figure G.3-39 shows that the Controller has stored the information it retrieved from the Controllable thing in its instance repository and has recognized that some information is not yet interpretable but that the information is related to a schema X. The controller has asked the Schema repository if it has schema X and that schema is being sent to the controller. Schema X is a run time version of a case of a specification (described in clause G.2.1). + +![Diagram G.3-39: Controller acquires information on schema X. This diagram is similar to G.3-38 but shows the state after information retrieval. The Instance repository now contains tree structures, one of which has a red dashed box and an 'X' above it, with '??' markers next to it. Red text next to the Controller says 'Controller cannot interpret extension'. An arrow points from the Schema repository's 'Extension schema X' towards the Controller's area, indicating the schema is being sent. The other components (Controllable thing, Schema repository contents) remain the same as in the previous figure.](1ef5623b9afe103c2e5bb1e19977dcd4_img.jpg) + +Running controller requests and gets extension schema from the repository + +Instance repository + +Controller + +Core schema + +Controller cannot interpret extension + +Understands how to navigate the core schema +Understands how to extend the core classes +Does NOT know any specific extensions + +Controllable thing + +Core schema + +Extension schema + +Extension schema X + +Extension schema Y + +Repository of extension schema + +Schema repository + +Understands how to navigate the core schema +Uses a subset of the core schema +Understands how to extend the core classes +Runs with extension X + +G.7711-Y.1702(22)\_FG.3-39 + +Running controllable thing with real stuff to control + +Diagram G.3-39: Controller acquires information on schema X. This diagram is similar to G.3-38 but shows the state after information retrieval. The Instance repository now contains tree structures, one of which has a red dashed box and an 'X' above it, with '??' markers next to it. Red text next to the Controller says 'Controller cannot interpret extension'. An arrow points from the Schema repository's 'Extension schema X' towards the Controller's area, indicating the schema is being sent. The other components (Controllable thing, Schema repository contents) remain the same as in the previous figure. + +**Figure G.3-39 – Controller acquires information on schema X** + +In Figure G.3-38, the Controller now has schema X and hence: + +- Has all invariant details for the discovered aspects of the Controllable thing (including information not known to the Controllable thing). + - These invariant details include simple information and rules. +- Has the definitions of the dynamic properties + - This includes read-only or read/write + - Default values + - Legal value ranges + - Etc. + +Hence the Controller can interpret the attributes and in a basic solution provide the user with the opportunity to display and, as appropriate, set the attributes. + +![Diagram illustrating the Controller and Controllable thing interacting with schemas and repositories.](4391cd8ac8f58d1b46439ea0cb130782_img.jpg) + +The diagram illustrates the interaction between a Controller and a Controllable thing, showing their understanding of schemas and repositories. + +**Running controller installs extension schema** + +The Controller (blue box) is connected to an Instance repository (cylinder with icons) and a Core schema (blue box). The Controller can now interpret extension $\odot$ . The Core schema is connected to an Extension schema (blue box). The Extension schema is connected to a Schema repository (cylinder). The Schema repository contains Extension schema X and Extension schema Y. The Controller understands how to navigate the core schema, understands how to extend the core classes, and knows one specific extension. + +**Running controllable thing with real stuff to control** + +The Controllable thing (blue box) is connected to a Core schema (blue box) and an Extension schema (blue box). The Controllable thing understands how to navigate the core schema, uses a subset of the core schema, understands how to extend the core classes, and runs with extension X. The Core schema is connected to an Extension schema (blue box). The Extension schema is connected to a Schema repository (cylinder). The Schema repository contains Extension schema X and Extension schema Y. + +G.7711-Y.1702(22)\_FG.3-40 + +Diagram illustrating the Controller and Controllable thing interacting with schemas and repositories. + +**Figure G.3-40 – Controller can interpret and use attributes from schema X** + +### G.3.5.3 Implications of the above + +Clearly this is a very basic and simplified walk through and there are further system features required to fully integrate the Controllable thing: + +- Controller API definition at start-up only includes the core schema. +- Controller API definition is dynamically extended on arrival of a thing with an extension. +- The controller may need to also acquire behaviour to deal with the new attributes, etc. of the extension BUT it may be able to provide significant capability without any additional behaviour. + +### G.3.6 Work on the general pattern + +This work is early draft experimental. + +#### G.3.6.1 The specification model pattern + +Figure G.3-41 shows the essential specification pattern. + +![UML Class diagram of the spec model pattern. It shows an Entity class (OpenModelClass) associated with a ClassRef attribute. The ClassRef points to a Class (DataType) which is of type Metaclass. The Class has a specTargetClass attribute that points back to the Entity class. The EntitySpec class (OpenModelClass) is a specialization of Entity and has attributes that are part of the spec. The diagram includes various annotations explaining the relationships and constraints.](886a88caad59e8f8b1cf54c72e8adf4a_img.jpg) + +The diagram illustrates the spec model pattern with the following components: + +- Entity Class:** «OpenModelClass, Experimental, Example» Entity. It has an association named *EntityExtendedBySpec* with a multiplicity of '\*' at the Entity end and '1..\*' at the ClassRef end. +- ClassRef Attribute:** «OpenModelAttribute, Experimental, Example, SpecReference» *\_entitySpecReference:ClassRef*. This attribute is associated with the Entity class and points to a Class. +- Class (DataType):** «DataType» «Experimental» Metaclass:Class. It has an attribute *Name* («OpenModelAttribute, Experimental» Name). A note indicates it "Is of type" Metaclass. +- EntitySpec Class:** «OpenModelClass, Experimental, Example» EntitySpec. It inherits from Entity via an *EntitySpecSpecifiesEntity* association (labeled «abstraction, Experimental, Specify, Example»). It has an attribute *specTargetClass* («OpenModelAttribute, Experimental, Example, SpecTarget» specTargetClass) that points back to the Entity class. +- Annotations:** + - Association End detail* points to the association between Entity and ClassRef. + - Legality determined by condition on specTargetClass in \_entitySpecReference* points to the ClassRef attribute. + - EntitySpec is of Metaclass Class* points to the EntitySpec class. + - Attribute of EntitySpec* points to the specTargetClass attribute. + - Attribute of Metaclass* points to the Name attribute. + +G.7711(25) + +UML Class diagram of the spec model pattern. It shows an Entity class (OpenModelClass) associated with a ClassRef attribute. The ClassRef points to a Class (DataType) which is of type Metaclass. The Class has a specTargetClass attribute that points back to the Entity class. The EntitySpec class (OpenModelClass) is a specialization of Entity and has attributes that are part of the spec. The diagram includes various annotations explaining the relationships and constraints. + +Source Papyrus CoreModel diagram: Spec-CoreOfPattern. + +**Figure G.3-41 – Class diagram of the spec model pattern** + +An instance of Entity will reference one or more Classes (in this figure the example class is EntitySpec). The referenced Class will be confirmed as appropriate it will have a specTargetClass attribute and one of the named items in the specTargetClass attribute will be the name of the class of the referencing instance (in this case Entity). The attributes that have been pulled out of the classes along with the comments in the figure highlight the validation. + +Assuming that the referenced class is valid, then the definitions (attributes, rules, etc.) will be assumed to apply to a subset of the attributes, etc. of the entity instance. The Entity instance may have attributes that are not defined in the entity class. In this case the definition for each should be found in the EntitySpec class. + +The spec reference is retained in the extension instance and the extension instance is augmented by the attributes defined in this Spec. + +Figure G.3-42 shows a more complex case, where the entity has subordinate parts and the EntitySpec has corresponding subordinate parts. + +![UML Class diagram showing the Spec pattern with classes like Entity, ExtensionContainer, EntitySpec, ComposedPart, and PartSpec, along with associations and constraints.](7ac0d7b4763471d7c6dee8a2ce125b6a_img.jpg) + +The diagram illustrates the Spec pattern with the following components: + +- Entity** (OpenModelClass, Experimental, Example) is associated with **ExtensionContainer** (OpenModelClass, Experimental, Example) via **EntityHasExtensionContainer**. Multiplicity: 1 to \*. +- Entity** is associated with **ComposedPart** (OpenModelClass, Experimental, Example) via **EntityHasComposedParts**. Multiplicity: 1 to \*. +- ExtensionContainer** is associated with **EntitySpec** (OpenModelClass, Experimental, Example) via **EntitySpecSpecifiesExtensionContainer**. Multiplicity: \* to 1. +- ComposedPart** is associated with **PartSpec** (OpenModelClass, Experimental, Example) via **EntitySpecHasPartSpec**. Multiplicity: 1 to \*. +- Association End details** are shown for several associations, including **entitySpecReference:ClassRef** and **partSpecReference:ClassRef**. +- Legality determined by condition on specTargetClass in \_entitySpecReference** and **Legality determined by condition on specTargetClass in \_partSpecReference** are indicated by note boxes. +- Attribute of EntitySpec** and **Attribute of PartSpec** are shown as note boxes. +- DataType** (Experimental, Example) is shown as a class with attributes **entitySpecReference:ClassRef** and **partSpecReference:ClassRef**. +- OpenModelAttribute** classes are shown as note boxes, including **specTargetClass** and **entitySpecReference:ClassRef**. +- is of type** relationships are shown between **EntitySpec** and **PartSpec**. + +G.7711(25) + +UML Class diagram showing the Spec pattern with classes like Entity, ExtensionContainer, EntitySpec, ComposedPart, and PartSpec, along with associations and constraints. + +Source Papyrus CoreModel diagram: Spec-FullPattern. + +**Figure G.3-42 – Spec pattern showing further detail of application** + +Figure G.3-42 shows several validations for the expanded case. + +**G.3.6.2 The scheme specification approach (requires further development)** + +As discussed, a scheme specification is constructed by Pruning and Refactoring the core to produce a number of "scheme role classes" for each relevant class from the core in a structure that relates to the scheme to be represented. + +An instance of a core class which participates in scheme will reference, via the specification approach defined above, a scheme role class as well as a capability spec class. + +The scheme spec can use SubordinateForwarding to describe route rules. + +It would appear that the all capability specs are essentially scheme specs and the scheme spec pattern appears to be the basis for enhancement of LTP and Forwarding specs. The Scheme spec will be developed further in future releases. + +### G.3.6.3 Attributes of the spec (requires further development) + +![UML Class Diagram showing two classes and their association. The top class is 'ExampleExtensionSpec-653e-ab62-8f73-bc8e-7878-abab-98ab-8712' («OpenModelClass») with attributes: SpecifiedValue (isInvariant=true), Description (String [1]), CompatibilityValidation (isInvariant=true, valueRange=ETHERNET, MPLS), layerProtocol (LayerProtocol [1]), and SpecifiedValue (isInvariant=true, UUID: String [1]). The bottom class is 'ExtensionPartSpecShowingAttributeOptions' («OpenModelClass, Example») with attributes: RuleElement (isInvariant=true), connectionRule (ConnectionRule [1]), constrainsClassAttribute (true), proprietaryExtension (false), valueRange (String:0-16;Char:A-z,0-9,_), localId (String [1]), SpecifiedValue (isInvariant=true), manufacturer (String [1]), AttributeExtention (OpenModelAttribute) (proprietaryExtension=true), proprietaryTest (String [1]), valueRange (20-30), and threshold (Integer [1]). An association with multiplicity 1 at the top and 1 at the bottom connects them, labeled '+ specshowingattributeoptions'.](69cd894571cdd119f21e31f50b5bc919_img.jpg) + +UML Class Diagram illustrating the structure of a specification (Spec) and its associated entity (Example). The Spec defines attributes and constraints, while the Example entity implements these attributes. + +**Spec Class (ExampleExtensionSpec-653e-ab62-8f73-bc8e-7878-abab-98ab-8712):** + +- «SpecifiedValue» {isInvariant=true} + Description: String [1] = This is an example spec showing random attribute definitions. {readOnly} +- «CompatibilityValidation» {isInvariant=true, valueRange=ETHERNET, MPLS} + layerProtocol: LayerProtocol [1] {readOnly} +- «SpecifiedValue» {isInvariant=true} + UUID: String [1] = 653e-ab62-8f73-bc8e-7878-abab-98ab-8712 {readOnly} + +**Example Class (ExtensionPartSpecShowingAttributeOptions):** + +- «RuleElement» {isInvariant=true} + connectionRule: ConnectionRule [1] = LOOP\_ALLOWED {readOnly} +- {constrainsClassAttribute=true, proprietaryExtension=false, valueRange=String:0-16;Char:A-z,0-9,\_} + localId: String [1] +- «SpecifiedValue» {isInvariant=true} + manufacturer: String [1] = Ciena {readOnly} +- «AttributeExtention, OpenModelAttribute» {proprietaryExtension=true} + proprietaryTest: String [1] +- {valueRange=20-30} + threshold: Integer [1] + +Association: 1 (Spec) -- 1 (Example) + specshowingattributeoptions + +G.7711(25) + +UML Class Diagram showing two classes and their association. The top class is 'ExampleExtensionSpec-653e-ab62-8f73-bc8e-7878-abab-98ab-8712' («OpenModelClass») with attributes: SpecifiedValue (isInvariant=true), Description (String [1]), CompatibilityValidation (isInvariant=true, valueRange=ETHERNET, MPLS), layerProtocol (LayerProtocol [1]), and SpecifiedValue (isInvariant=true, UUID: String [1]). The bottom class is 'ExtensionPartSpecShowingAttributeOptions' («OpenModelClass, Example») with attributes: RuleElement (isInvariant=true), connectionRule (ConnectionRule [1]), constrainsClassAttribute (true), proprietaryExtension (false), valueRange (String:0-16;Char:A-z,0-9,\_), localId (String [1]), SpecifiedValue (isInvariant=true), manufacturer (String [1]), AttributeExtention (OpenModelAttribute) (proprietaryExtension=true), proprietaryTest (String [1]), valueRange (20-30), and threshold (Integer [1]). An association with multiplicity 1 at the top and 1 at the bottom connects them, labeled '+ specshowingattributeoptions'. + +Figure G.3-43 – Example of types of properties in a spec + +A specific runtime Entity instance has an associated spec. The attributes of the Entity abide by the referenced spec. The schema is defined in the associated spec which provides structure, attributes and rules. + +The attributes defined in the Spec become attributes of the Extension where the attributes are NOT + +- <> (where the attribute does not need to be repeated as it is fixed for all instances referencing the Spec), +- <> (again fixed and also not directly meaningful for the entity itself), +- <> (again fixed and not directly meaningful for the entity itself). + +There is a basic mechanism suggested to allow the spec to modulate existing properties of a class. + +### G.3.6.4 Thoughts on Profiles (requires further development) + +The profile will abide by a Union of specs. The Referencing StructuralUnit would be expected to reference at least one spec of the Union. Some cases will be rejected as the profile constraints may violate the specific Spec. Although multiple profiles can be applied, some combinations will not be allowed. There will need to be a precedence ordering of rules for the multiple profile cases. A profile is itself a structural unit and hence can have profiles applied to it. + +When a profile is applied, the properties available through the StructuralUnit change (runtime/dynamic). The profile will always constrain and never add capability. + +Visibility: + +- NotVisibleInTarget: Can only see the value in the Profile, +- ReadOnlyInTarget: Can see the value in the target but it is not adjustable in the target, +- OverridableInTarget: Can be written in the target so that the target does not align with the profile (profile should provide a realign option). The StructuralUnit must indicate that it is not aligned with the Profile. + +EffortSettingTarget: + +- BestEffort: If the attribute is not available then no problem. If the value chosen cannot be set then the target stays as is. Best effort attributes can be overridden without any flagging of misalignment, + +- MandatoryClosestHigher: The attribute must be available but if the range is reduced in the specific case, then the closest higher value should be chosen. Hence the profile can only be applied where the attribute is available, +- MandatoryClosestLower:, +- MandatoryExact: The exact value must be applied, hence the profile can only be applied where the attribute is available with exactly the same value range. + +InitialValue is a special case of Profile that has an association only present for an instant at creation of the StructuralUnit and where the content of the profile is only fixed. + +Implied context requires specific navigation per case. It may be that the navigation is inherently obvious for all cases. For example the LtpGroup referenced from an LTP/LP must be one related to an FD that the LP is a member of. + +Note that a profile can be encapsulated in another StructuralUnit from the one it applies to. + +### G.3.6.5 Rules related to the pattern (required further development) + +Note that this clause has not been updated in this release. The figures are not precisely aligned with the current model pattern but they do provide some additional details that are still not absorbed into the formal model and hence have been left the document. + +This model fragment is not in the ONF core model and is provided here solely for information on direction. + +Figure G.3-44 shows a sketch of an expanded view of the spec model pattern (Entity, Extension and Spec), adds a consideration of Profile and the relationship to the Spec and also provides a sketch of some potentially useful stereotypes, in the two extension specs to the top right of the figure, to deal with marking of properties that do not get instantiated in the entity instance. + +Figure G.3-44 shows a sketch of the rules related to specification usage. + +![Figure G.3-44 – Basic spec pattern with rule sketch. This is a complex UML class diagram showing relationships between entities like 'Entity', 'Spec', 'Extension', 'Profile', and 'StructuralUnit'. It includes numerous associations, multiplicities, and detailed callouts explaining the rules and constraints of the pattern. The diagram is highly interconnected, showing how a 'Spec' can be an 'Extension' of an 'Entity', how 'Profiles' are applied to 'StructuralUnits', and various constraints on attribute values and associations.](5a117b6be68313978ace1d09f0304f32_img.jpg) + +Figure G.3-44 – Basic spec pattern with rule sketch. This is a complex UML class diagram showing relationships between entities like 'Entity', 'Spec', 'Extension', 'Profile', and 'StructuralUnit'. It includes numerous associations, multiplicities, and detailed callouts explaining the rules and constraints of the pattern. The diagram is highly interconnected, showing how a 'Spec' can be an 'Extension' of an 'Entity', how 'Profiles' are applied to 'StructuralUnits', and various constraints on attribute values and associations. + +G.7711(25) + +Figure G.3-44 – Basic spec pattern with rule sketch + +### G.3.6.6 Further vision considerations + +Classification model becomes a rule pattern view of generalized (component-system) classes as per the sketch above. + +Any aspect of the rule pattern could be per instance or per case, invariant or dynamic. + +Should the FC spec be rationalized to recognise that MSUF is essential an FC (implications, etc.)? + +Should spec structure such as Termination actually be structure in the LP model? + +How should constraints on each class spec be expressed in the context of a generalized spec? + +Relationship to dynamic APIs. + +## Annex H + +### Control model + +(This annex forms an integral part of this Recommendation.) + +This annex describes a general model of control suitable for representation of the capabilities that control the network and for representation of the relationship to the model of the network from the control perspective. The document also discusses the dismantling of the NE and recasting aspects of it as Control. + +As explained in Edition 2.0, the classes SdnController116, NetworkControlDomain and NetworkElement117 have been reassessed and deprecated and new classes have been developed in this revision to replace them. It has been recognized that a uniform recursive model of control can be developed that provides a consistent treatment of what were previously seen as completely different things. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (see reference in Appendix II). + +#### H.1 Model of control component and views + +##### H.1.1 Background + +The SDN architecture [ITU-T G.7702] talks of a recursion of control aligning well with the more general concept of the management-control continuum from [b-TMF IG1118]. The control model in the previous revision showed a traditional hierarchy rather than a generalized recursion. + +Over many years it has become apparent that the traditional representation of Network Element (NE) and of managed element (ME) was not correct. It is clear that from one perspective the Network Element is simply a lower-level member of the management-control continuum. It is also apparent that all other aspects of the NE are covered by other parts of the model. + +It was concluded that the NE should be remodelled. The remodelling was driven by a rational separation of concerns. During the work, the network element concept logical functions (PC, FC, LTP, etc.) and physical structure (equipment, etc.) were split off. What was left was the network element control function. + +The two things needed to represent the control function are: + +- The (logical) location of control functions in the network and how they are related (control network) +- The scope of network functions that each control function controls + +The decision was made to create a separate control function class ControlConstruct and reuse the ConstraintDomain class for the control scope representation. Reusing ConstraintDomain simplified the resulting model (otherwise a lot of associations would have needed to be duplicated). + +--- + +116 In general, a controller, or control system, is a collection of functions that are designed to act on another system (the controlled system) for the purpose of controlling that system where the act of controlling is intended to manipulate the state of the controlled system such that its behaviour is as defined by some user of that controlled system. As a consequence, the controller must monitor the state of the controlled system and act to maintain the desired behaviour. To do this there will necessarily be some feedback loop realized in the controller. + +117 The network element scope of the direct interface from a SDN controller to a network element in the infrastructure layer is similar to the EMS-to-NE management interface defined in the information models [ITU-T G.875] (OTN), [ITU-T G.8052] (Ethernet) and [ITU-T G.8152] (MPLS-TP). + +It then became apparent that this general model could also be used to model other functional groupings e.g., an SDN controller, giving a consistent view of the different elements in the control network and that capability should be generalized so that it could handle all aspects of the Management Control Continuum. + +The model chosen for the Control functions is derived from the Component-System pattern (see Appendix V) and the ProcessingConstruct (see Annex K and Appendix XII). It was then clear that as a controller controls components then the components of the controller that deal with controlling other things also needed to be controlled (as is explained in the Management Control Continuum). That is, management-control (MC) functions themselves can be managed/controlled. + +The following clauses set out the model in this context. + +### H.1.2 The control model in the context of the core classes + +It is useful to categorize the functions in a network in terms of the type of functions that they provide. Two key function types are processing and transport of information. + +Figure H.1-1 shows the key model entities and the functions that they perform. + +| Key Class | Processing function | Transport function | Constraint | Reference | +|---------------------------------------|-----------------------------------------------------------|---------------------------|--------------------------------------------|-----------| +| LogicalTerminationPoint (LTP) | ✓ - Protocol stack termination (Transform) | - | ✓ - Client creation | Annex B | +| ForwardingConstruct (FC) | - | ✓ - Forwarding (Transfer) | ✓ - Bounded forwarding | Annex B | +| ForwardingDomain (FD) | - | - | ✓ - FC creation, LTP creation | Annex D | +| Link | - | - | ✓ - FC creation, LTP creation | Annex D | +| ControlConstruct (CC) | ✓ - Management-control plane (communications) | - | - | Annex H | +| ConfigurationAndSwitch Control (CASC) | ✓ - Management-control plane (control) | - | - | Annex E | +| ConstraintDomain (CD) | - | - | ✓ - General constraints (augmenting above) | Annex K | +| ProcessingConstruct (PC) | ✓ - Any hybrid functions and any other function not above | - | - | Annex K | + +G.7711-Y.1702(22)\_FH.1-1 + +- = Insignificant (may be non-zero – e.g., all processing functions are bound to encapsulate some forwarding and it can be argued that forwarding is a form of processing) + +There is a 3rd function, storage that isn't supported by any of these + +**Figure H.1-1 – Key entities in the model** + +Both ProcessingConstruct and ControlConstruct perform processing functions, but while a ProcessingConstruct just processes its information, a ControlConstruct processes information to control other functions (such as ProcessingConstructs, Forwarding constructs, etc.). It is this additional controlling responsibility that means that it makes sense to have a separate model entity for ControlConstruct. + +As discussed in Annex K, Annex B, etc., the concept of NetworkElement has been removed from the model. The model now focusses on network functions and the boundaries that they operate within (ConstraintDomain). This clause works through some basic examples to introduce the concepts of the model prior to embarking on the description of the model itself. Some of the figures used in this clause are further discussed in Appendix X. + +Figure H.1-2 shows a simple representation of a NetworkElement on the left. On the right, a Control Construct has been added and a ConstraintDomain to represent the scope of control. + +Note that: + +- The ControlConstruct itself exists within a ConstraintDomain boundary and uses another ConstraintDomain boundary to show the scope of its control. +- To keep the diagram uncluttered, "PC etc" stands in for LTP, FC, FD, Equipment, RunningSoftwareApplication, etc. +- Whilst the figure shows only CDs bounded by a physical chassis, this is a diagrammatic simplification. In general, a "network function" and hence a CD can be distributed across multiple chassis (and a physical chassis can support multiple CDs some of which may be distributed across multiple chassis). + +![Figure H.1-2 – Basic Network Element. The diagram shows two states: 'Before' and 'After addition of ControlConstruct (CC) and ConstraintDomain (CD) for control domain'. In the 'Before' state, a 'CD = Physical (Chassis)' contains a 'CD = NE' which contains two 'PC etc.' boxes. In the 'After' state, the 'CD = NE' contains a 'CC' (ControlConstruct) with a 'Port' and a label 'CC controls CD' pointing to a new 'CD = Control domain' box. This new box contains the two 'PC etc.' boxes.](c2ce94f28833f80f049837c2281aa2ba_img.jpg) + +Before + +CD = Physical (Chassis) + +CD = NE + +PC etc. + +PC etc. + +After addition of ControlConstruct (CC) and ConstraintDomain (CD) for control domain + +CD = Physical (Chassis) + +CD = NE + +CC + +Port + +CC controls CD + +CD = Control domain + +PC etc. + +PC etc. + +G.7711-Y.1702(22)\_FH.1-2 + +Figure H.1-2 – Basic Network Element. The diagram shows two states: 'Before' and 'After addition of ControlConstruct (CC) and ConstraintDomain (CD) for control domain'. In the 'Before' state, a 'CD = Physical (Chassis)' contains a 'CD = NE' which contains two 'PC etc.' boxes. In the 'After' state, the 'CD = NE' contains a 'CC' (ControlConstruct) with a 'Port' and a label 'CC controls CD' pointing to a new 'CD = Control domain' box. This new box contains the two 'PC etc.' boxes. + +**Figure H.1-2 – Basic Network Element** + +The model also needs to be able to represent a control network, and this is achieved in two ways: + +- 1) By representing the binding between ControlConstruct ports +- 2) By the nesting of ControlConstructs in a ConstraintDomain that is controlled by another ControlConstruct + +Figure H.1-3 shows a summary of the control model. + +![UML Class diagram showing the Core control model summary. It includes classes like ControlConstruct, ExposureContext, ConstraintDomain, ControlPort, LogicalTerminationPoint, ProcessingConstruct, ForwardingConstruct, and ForwardingDomain with their relationships and multiplicities.](22a8a787e18103c0859f95076ad941b5_img.jpg) + +The diagram illustrates the Core control model summary with the following classes and relationships: + +- ControlConstruct** (Orange box, «OpenModelClass, Experimental»): + - Self-association: `ControlConstructControlsControlConstructInContext` via `+ _subordinateControlConstructContext` (multiplicity 1..\* to \*). + - Associated with **ExposureContext** via `ControlConstructExposesExposureContext` (multiplicity 1..\* to \*). + - Associated with **ControlPort** via `ControlConstructHasPorts` (multiplicity 1 to \*). + - Associated with **ConstraintDomain** via `CdConstrainsControlConstruct` (multiplicity \* to \*). +- ExposureContext** (Orange box, «OpenModelClass, Experimental»): + - Associated with **ControlConstruct** via `+ _exposureContext` (multiplicity \* to 1..\*). + - Associated with **ConstraintDomain** via `ExposureContextDefinedByCd` (multiplicity \* to 1). + - Associated with **ControlPort** via `PortAccessesExposureContext` (multiplicity \* to \*). +- ControlPort** (Orange box, «OpenModelClass, Experimental»): + - Associated with **ControlConstruct** via `+ _controlPort` (multiplicity \* to 1). + - Associated with **LogicalTerminationPoint** via `ControlPortBoundToLtp` (multiplicity \* to 0..1). + - Self-association: `ControlPortBoundToControlPort` (multiplicity \* to 0..1). +- ConstraintDomain** (Purple box, «OpenModelClass, Experimental»): + - Associated with **ControlConstruct** via `+ _cd` (multiplicity \* to 1). + - Associated with **ExposureContext** via `+ _exposureContext` (multiplicity \* to \*). + - Associated with **LogicalTerminationPoint** via `CdConstrainsLtp` (multiplicity \* to \*). + - Associated with **ProcessingConstruct** via `CdConstrainsPc` (multiplicity \* to \*). + - Associated with **ForwardingConstruct** via `CdConstrainsFc` (multiplicity \* to \*). + - Associated with **ForwardingDomain** via `CdConstrainsFd` (multiplicity \* to \*). +- LogicalTerminationPoint** (Grey box, «OpenModelClass»): + - Associated with **ControlPort** via `+ _ltp` (multiplicity 0..1 to \*). + - Associated with **ConstraintDomain** via `+ _ltpInDomain` (multiplicity \* to \*). +- ProcessingConstruct** (Yellow box, «OpenModelClass, Experimental»): + - Associated with **ConstraintDomain** via `+ _pcInDomain` (multiplicity \* to \*). +- ForwardingConstruct** (Yellow box, «OpenModelClass»): + - Associated with **ConstraintDomain** via `+ _fcInDomain` (multiplicity \* to \*). +- ForwardingDomain** (Yellow box, «OpenModelClass»): + - Associated with **ConstraintDomain** via `+ _fdInDomain` (multiplicity \* to \*). + +UML Class diagram showing the Core control model summary. It includes classes like ControlConstruct, ExposureContext, ConstraintDomain, ControlPort, LogicalTerminationPoint, ProcessingConstruct, ForwardingConstruct, and ForwardingDomain with their relationships and multiplicities. + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructSummary + +**Figure H.1-3 – Core control model summary** + +The basic layering concept is shown in Figures H.1-4 and H.1-5. + +Also note that because of the ControlPortBoundToLtp association, the logical control port bindings can also be linked to any transport representation if appropriate. + +![Diagram illustrating the Basic ControlConstruct layering use case. It shows a Network Control Construct (CC) connected to a Control domain (CD) via a Port. The CC is labeled 'Master' and the CD is labeled 'Slave'. The CC controls the CD. The CD contains a NE (Network Element) which also contains a CC. The NE is connected to the Network CC via a Port. The NE CC is labeled 'Slave' and the Network CC is labeled 'Master'. The NE CC controls the NE CD. The NE CD contains two PC (Processing Construct) elements.](0658fab701e73066a8447ba7e8e40698_img.jpg) + +The diagram illustrates the Basic ControlConstruct layering use case with the following components and relationships: + +- CD = Network**: Contains a **CC** (Control Construct) with a **Port**. This CC is labeled **Master**. +- CD = Control domain**: Contains a **NE** (Network Element) which itself contains a **CC** (labeled **Slave**) and a **Port**. +- PortBoundToPort**: A magenta arrow indicating a binding between the Port in the Network CD and the Port in the NE. +- Via LTP, link, FC etc.**: A blue line connecting the Network CC to the NE CC. +- CC controls CD**: Dashed magenta arrows showing control relationships: from the Network CC to the top-level Control domain, and from the NE CC to a nested Control domain. +- Nested CD = Control domain**: Contains two **PC etc.** (Processing Construct) elements. + +Diagram illustrating the Basic ControlConstruct layering use case. It shows a Network Control Construct (CC) connected to a Control domain (CD) via a Port. The CC is labeled 'Master' and the CD is labeled 'Slave'. The CC controls the CD. The CD contains a NE (Network Element) which also contains a CC. The NE is connected to the Network CC via a Port. The NE CC is labeled 'Slave' and the Network CC is labeled 'Master'. The NE CC controls the NE CD. The NE CD contains two PC (Processing Construct) elements. + +G.7711-Y.1702(22)\_FH.1-4 + +**Figure H.1-4 – Basic ControlConstruct layering use case** + +Note that while the architecture and model allow for the control network to extend down to show the control port bindings to all the network functions (as discussed for the Component-Port pattern in Appendix V), the bindings can be implied from the control domain. Within a device there is no associated transport requirements and hence these bindings can be omitted in an implementation, reducing the complexity of the information stored. + +![Diagram illustrating control port bindings within a network element (NE) and its control domain. The diagram shows a CC (Controller) connected to a Port (Master) via a PortBoundToPort binding. This Port is connected to another CC (Slave) via a PortBoundToPort binding. The second CC (Master) is connected to three Slave components (PC, a yellow oval, and a yellow rectangle) via PortBoundToPort bindings. The entire system is contained within a CD = Physical (Chassis) boundary, which includes a CD = NE boundary, which in turn includes a CD = Control domain boundary. A dashed purple arrow labeled 'CC controls CD' points from the first CC to the Control domain boundary.](8c126c290eea7c5d7807a293fd40f2d9_img.jpg) + +G.7711-Y.1702(22)\_FH.1-5 + +Diagram illustrating control port bindings within a network element (NE) and its control domain. The diagram shows a CC (Controller) connected to a Port (Master) via a PortBoundToPort binding. This Port is connected to another CC (Slave) via a PortBoundToPort binding. The second CC (Master) is connected to three Slave components (PC, a yellow oval, and a yellow rectangle) via PortBoundToPort bindings. The entire system is contained within a CD = Physical (Chassis) boundary, which includes a CD = NE boundary, which in turn includes a CD = Control domain boundary. A dashed purple arrow labeled 'CC controls CD' points from the first CC to the Control domain boundary. + +**Figure H.1-5 – Control port to "PC, etc." port binding** + +It would be possible to add ports to every construct for control purposes and then bind these to the CC ports. This makes sense architecturally and provides good consistency but: + +- Locally within an NE, the binding is usually implied rather than explicitly defined/managed/controlled (e.g., a Border Gateway Protocol (BGP) process is defined via the CC so its binding is implicit) +- It adds a lot of complexity to the instance graph, to create and manage all these ports and bindings +- Since it is expected that a local management/control agent to be present, the bindings are local, so there are no transport (via FC) implications. + +The model can be used to represent an SDN controller consistent with the ONF architecture [b-ONF TR-502] and [b-ONF TR-521] using the same classes used to represent a Network Element. The controller boundary is represented using a ConstraintDomain and the functions inside are represented using ProcessingConstructs and ControlConstructs. This is discussed in detail in Appendix X. + +The model can represent the controller groupings and layering. Figures H.1-6 and H.1-7 show some possible ways that this could be achieved. Note that the model does not enforce any particular controller architecture, it just supports the general concepts. + +![Diagram of a mix of Master-Slave and Peering control architecture. At the top, a 'North' controller group/pool contains two CCs connected by a 'Peer' link. Below it, 'West' and 'East' controller groups/pools each contain two CCs. The North CCs are connected to the West and East CCs via 'Peer' links. The West and East CCs are connected to each other via a 'Peer' link. Each CC in the West and East groups is connected to a 'Control domain' (CD) box via a 'Master' and 'Slave' link. The CD boxes contain several 'Devices'. A label 'CC controls CD' points to the Master/Slave links. The diagram is labeled G.7711-Y.1702(22)_FH.1-6.](d90f09fa97733a2cf12bb1ecaf8ddba8_img.jpg) + +Diagram of a mix of Master-Slave and Peering control architecture. At the top, a 'North' controller group/pool contains two CCs connected by a 'Peer' link. Below it, 'West' and 'East' controller groups/pools each contain two CCs. The North CCs are connected to the West and East CCs via 'Peer' links. The West and East CCs are connected to each other via a 'Peer' link. Each CC in the West and East groups is connected to a 'Control domain' (CD) box via a 'Master' and 'Slave' link. The CD boxes contain several 'Devices'. A label 'CC controls CD' points to the Master/Slave links. The diagram is labeled G.7711-Y.1702(22)\_FH.1-6. + +**Figure H.1-6 – A mix of Master-Slave and Peering** + +![Diagram of a recursive control architecture. At the top, a 'North' controller group/pool contains two CCs connected by a 'Peer' link. Below it, 'West' and 'East' controller groups/pools each contain two CCs. The North CCs are connected to the West and East CCs via 'Peer' links. The West and East CCs are connected to each other via a 'Peer' link. Each CC in the West and East groups is connected to a 'Control domain' (CD) box via a 'Master' and 'Slave' link. The CD boxes contain several 'Devices'. A label 'CC controls CD' points to the Master/Slave links. The CD boxes also contain nested controller groups: 'WN' (West North), 'WW' (West West), 'WE' (West East) in the West CD, and 'EN' (East North), 'EW' (East West), 'EE' (East East) in the East CD. These nested groups are connected to each other and to the devices. The diagram is labeled G.7711-Y.1702(22)_FH.1-7.](ce4432c76d20b370ebecb57e59afc2ee_img.jpg) + +Diagram of a recursive control architecture. At the top, a 'North' controller group/pool contains two CCs connected by a 'Peer' link. Below it, 'West' and 'East' controller groups/pools each contain two CCs. The North CCs are connected to the West and East CCs via 'Peer' links. The West and East CCs are connected to each other via a 'Peer' link. Each CC in the West and East groups is connected to a 'Control domain' (CD) box via a 'Master' and 'Slave' link. The CD boxes contain several 'Devices'. A label 'CC controls CD' points to the Master/Slave links. The CD boxes also contain nested controller groups: 'WN' (West North), 'WW' (West West), 'WE' (West East) in the West CD, and 'EN' (East North), 'EW' (East West), 'EE' (East East) in the East CD. These nested groups are connected to each other and to the devices. The diagram is labeled G.7711-Y.1702(22)\_FH.1-7. + +**Figure H.1-7 – Recursive control architecture** + +An ExposureContext instance defines what can be accessed through a particular ControlPort and who can have access (for more information refer to later clauses in this document). The ExposureContext allows a ControlConstruct to give another ControlConstruct access to some view of the network functions that it is controlling. For example, as shown in Figure H.1-8, ControlConstruct X wants to give ControlConstruct Y access to ProcessingConstructs 3 and 4. The relevant view is defined by a ConstraintDomain. + +In the example, if there had not been an existing ConstraintDomain with just PC-3 and PC-4, then a new ConstraintDomain would have been created and the ProcessingConstructs added to it. The ExposureContext then links the exposing ControlConstruct, the exposed scope and the receiving ControlConstruct together. The behaviour at the receiving control, which involves a receive side ExposureContext, is discussed in clause H.4.5.3, Stream client. + +Note that an Exposure Session (formed between the client and provider via their ControlPorts and related to a particular ExposureContext) can be considered to be a form of secure access, so it may: + +- Require authentication of the ControlConstruct that the functions are exposed to +- Be for a limited time span +- Limit the authorized actions that can be performed on the exposed network functions (read, modify, delete) by the ControlConstruct + +![Diagram of an Exposure session. On the left, a 'Ctrl Construct X' with a 'Port' is connected to a 'CtrlDomain' box. A dashed arrow points from 'Ctrl Construct X' to a central 'Exposure session' circle, labeled 'Exposed by CC x'. On the right, a 'Ctrl Construct Y' with a 'Port' is also connected to the 'Exposure session' circle, labeled 'Exposed by CC y'. The 'CtrlDomain' box contains 'PC-1' and 'PC-2', and a nested box 'CDz' containing 'PC-3' and 'PC-4'. A dashed arrow points from the 'Exposure session' circle to the 'CDz' box, labeled 'Expose ConstraintDomain z contents'. A dashed arrow also points from 'Ctrl Construct X' to the 'CtrlDomain' box, labeled 'CtrlConstruct controls CtrlDomain'. A note at the bottom right of the diagram area reads 'G.7711-Y.1702(22)_FH.1-8'. A NOTE below the diagram states: 'NOTE – To keep the diagrams simple, we are using PC to represent all of the functions PC, LTP, FC, FD, SoftwareProcess...'.](ef41234b5258296a8ca8056f05de0fa6_img.jpg) + +Diagram of an Exposure session. On the left, a 'Ctrl Construct X' with a 'Port' is connected to a 'CtrlDomain' box. A dashed arrow points from 'Ctrl Construct X' to a central 'Exposure session' circle, labeled 'Exposed by CC x'. On the right, a 'Ctrl Construct Y' with a 'Port' is also connected to the 'Exposure session' circle, labeled 'Exposed by CC y'. The 'CtrlDomain' box contains 'PC-1' and 'PC-2', and a nested box 'CDz' containing 'PC-3' and 'PC-4'. A dashed arrow points from the 'Exposure session' circle to the 'CDz' box, labeled 'Expose ConstraintDomain z contents'. A dashed arrow also points from 'Ctrl Construct X' to the 'CtrlDomain' box, labeled 'CtrlConstruct controls CtrlDomain'. A note at the bottom right of the diagram area reads 'G.7711-Y.1702(22)\_FH.1-8'. A NOTE below the diagram states: 'NOTE – To keep the diagrams simple, we are using PC to represent all of the functions PC, LTP, FC, FD, SoftwareProcess...'. + +**Figure H.1-8 – Exposure session118** + +Note that further work needs to be done on the remaining part of the model to provide network function and name mappings and this could replace the ViewMappingFunction and its port in a future release. + +### H.1.3 The control model core + +Figure H.1-9 shows the core of the control model. + +118 The figure shows exposure session. The figures in this clause focus on the provider side modelling and do not show access to the constraint domain on the client side. They do not show how information gets from the ControlPort to the ConstraintDomain (which represents the image of the provider side). See clause H.5.6.3, Stream client. + +![UML Class Diagram: Core control model. The diagram shows several classes and their relationships. ControlConstruct (orange) is the central class, which has associations with ViewMappingFunction (blue), ExposureContext (orange), ControlPort (orange), and ConstraintDomain (purple). ViewMappingFunction has associations with ControlConstruct and ViewMapping. ExposureContext has associations with ControlConstruct and ControlPort. ControlPort has associations with ControlConstruct and LogicalTerminationPoint (grey). ConstraintDomain has associations with ControlConstruct and CdpPort (purple). CdpPort has associations with ControlConstruct and VmPort (blue). VmPort has associations with ControlConstruct and LogicalTerminationPoint. There are also associations between ViewMappingFunction and ViewMapping, and between ControlConstruct and ControlConstruct (self-association). Notes indicate that the model is experimental and that the current focus is on the provider side of ExposureContext.](527edc51c92c9d7126850c568985b4c8_img.jpg) + +Talk through the port to the component about the view. + +ControlConstructHasPorts «Experimental» + +ControlConstructControlsControlConstructInContext «Experimental» + +ControlConstructHasViewMappings «Experimental» + +FunctionsDefinedByViewMapping «Experimental» + +ControlConstruct «Experimental» + +ViewMapping «Experimental» + +ViewMappingFunction «Experimental» + +ExposureContext «Experimental» + +ControlConstructExposesExposureContext «Experimental» + +PortProtectsPort «Experimental» + +PortAccessesExposureContext «Experimental» + +ControlPort «Experimental» + +LogicalTerminationPoint «Experimental» + +ControlPortBoundToLogicalTerminationPoint «Experimental» + +ControlPortBoundToControlPort «Experimental» + +ConstraintDomain «Experimental» + +CdpPort «Experimental» + +VmPort «Experimental» + +VmPortHasVmPort «Experimental» + +VmPortBoundToVmPort «Experimental» + +VmPortGovernsCdPort «Experimental» + +VmPortMapsFromCdPort «Experimental» + +A control port of the CD + +A view port of the CD + +The current model is strongly focussed on provider side ExposureContext, e.g. related to the information projected from a Controller to its clients. In a later release the ExposureContext related to the client side will be developed further, e.g. related to the information from the systems under the Controller provided to the Controller. + +UML Class Diagram: Core control model. The diagram shows several classes and their relationships. ControlConstruct (orange) is the central class, which has associations with ViewMappingFunction (blue), ExposureContext (orange), ControlPort (orange), and ConstraintDomain (purple). ViewMappingFunction has associations with ControlConstruct and ViewMapping. ExposureContext has associations with ControlConstruct and ControlPort. ControlPort has associations with ControlConstruct and LogicalTerminationPoint (grey). ConstraintDomain has associations with ControlConstruct and CdpPort (purple). CdpPort has associations with ControlConstruct and VmPort (blue). VmPort has associations with ControlConstruct and LogicalTerminationPoint. There are also associations between ViewMappingFunction and ViewMapping, and between ControlConstruct and ControlConstruct (self-association). Notes indicate that the model is experimental and that the current focus is on the provider side of ExposureContext. + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructAndExposureContextCore + +**Figure H.1-9 – Core control model** + +The classes are described in the clause below. Some aspects of the model described below are shown in the figures of clauses H.1.3, H.1.4 and H.1.5. The figures above intentionally do not include all associations, etc. mentioned in the detailed class information below. The figures focus on the control model, the classes listed show all aspects of the class + +### H.1.3.1 ControlConstruct + +Qualified name: CoreModel::GeneralControllerModel::ControlConstruct::ControlConstruct + +Represents control capability/functionality. ControlConstructs communicate with other ControlConstructs through ControlPorts about things within the related ConstraintDomains. The ControlConstruct applies to all Control/Management cases including: + +- the controller in the network/managed element, e.g., an SNMP agent +- an SDN controller +- an EMS +- an NMS. + +This specific model follows a subset of the component-system pattern. + +Inherits properties from: + +- GlobalClass + +This class is experimental. + +See Table H.1-1. + +**Table H.1-1 – Attributes for ControlConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|----------------------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _exposureContext | Experimental | A view supported by the ControlConstruct that may be exposed at a ControlPort of the ControlConstruct. | +| _definingViewMapping | Experimental | ControlComponent behaviour is defined in part by view mappings. | +| _controlPort | Experimental | See referenced class. | +| _subordinateControlComponentView | Experimental | A ControlComponent that is part of an abstract view of the system that supports the referencing ControlComponent and hence describes part of the behaviour of the referencing ControlComponent. | +| _viewMapping | | ControlComponent uses the referenced ViewMapping to produce one view from another. | +| _controlTasks | Experimental | An activity being carried out by the ControlConstruct where that activity is being exposed such that progress can be observed through a ControlPort. | +| _requestConstructor | | See referenced class | +| _receiveStreamPipelineBuffer | | See referenced class | +| _logStreamControl | Experimental | See referenced class | +| _transmitStreamPipeline | Experimental | See referenced class | +| _governedCd | Experimental |

A Constraint Domain governed by the Control Construct.

A Constraint Domain may be governed by more than one Control Construct (shared) during a handover.

This association is a lifecycle aggregate where the Constraint Domain must be governed by at least one Control Construct.

A Control Construct may modify and delete a Constraint Domain it governs.

A Control Construct may create a Constraint Domain.

It is not expected that a Control Construct will govern a Constraint Domain that constrains the governing Control Construct.

| + +### H.1.3.2 ControlPort119 + +Qualified name: CoreModel::GeneralControllerModel::ControlConstruct::ControlPort + +119 A ControlPort instance would expose information about the capabilities that can be accessed through that ControlPort and about the methods available to access those, i.e., it would describe protocols, interaction methods, task opportunities etc. This has not been covered by this document in this release. + +The access to the ControlConstruct following the normal Component-Port pattern (i.e., the functions of a component are accessed via ports). + +Is assumed to be bidirectional. + +This class is Experimental. + +See Table H.1-2. + +**Table H.1-2 – Attributes for ControlPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------| +| _protectingControlPort | Experimental | A simple representation of resilience where one ControlPorts are identified as providing equivalent information. | +| _controlPort | Experimental | Control Ports may be used to associate controllers in a hierarch and as peers.
Peer controllers are assumed to both the subordinate of each other. | +| _ltp | Experimental | The LTP through which the control messaging/signalling flows. | +| _providerRole | Experimental | Properties relevant when the ControlPort is exposing the ControlConstruct as a provider of capability. | +| _userRole | Experimental | Properties relevant when the ControlPort is exposing the ControlConstruct as a user of capability. | +| _exposureContext | Experimental | A view presented through the ControlPort. | +| _receiveFilterResponse | | Passes the response to a previously made request to the receive filter for onward directing. | +| _receiveStreamPipeline Buffer | | See referenced class | +| _receiveFilterRequest | | Passes a request to the receive filter for onward directing. | +| _streamServer | Experimental | See referenced class | + +### H.1.3.3 ExposureContext120,121 + +Qualified name: CoreModel::GeneralControllerModel::ExposureContext::ExposureContext + +Exposes a view of the things controlled by a control system. For example, resources defined in this model (and referenced by clause A.10 of [b-ONF TR-521]). + +The referenced ConstraintDomain bounds the view which is a structured presentation of the underlying controlled things (the "actual" entities) for some purpose. + +The ExposureContext provides access to the view. + +It may further constrain the capabilities supported by the view (e.g., read only). + +120 The explicit class, ControlSystemView, that was used in ITU-T G.7711 v3.0 has been replaced with ExposureContext and associated general ConstraintDomain class. There may be further refinements in this area. + +121 More than one EC per CD is allowed, but each EC only deals with one CD. This allows for some filtering in the EC (although the transmit filter could do that too). The EC could prune content out of the CD, but it does not transform. So, potential for a subset, although the main usage would be the whole set. + +It does not provide a different view as its only source of information is the associated CD and the purpose of the ExposureContext is to expose the view as provided by the CD. + +The model bounded by the ConstraintDomain is constructed by mapping/abstracting the models of the underlying controlled things. + +The ControlConstruct is itself controlled and presents itself in terms of ControlConstructs (subordinate) in a view. + +At one extreme the referenced ConstraintDomain may expose all underlying details of everything controlled with no adjustment from the presentation provided by the controlled things. + +A ConstraintDomain may expose a subset of the controlled things that focuses on a particular aspect (e.g., only the ControlConstructs). + +A ControlPort has an association to the ExposureContext that explains, via the related ConstraintDomain, what can be acquired through the port + +The emphasis is on exposing a constrained set of information and operations. + +Bounds what is presented over an interface from a particular viewpoint. The domain of control is almost always broader than the entities, etc. bounded by the ConstraintDomain. + +Represents the domain of control available to the viewer. + +This class is Experimental. + +See Table H.1-3. + +**Table H.1-3 – Attributes for ExposureContext** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|-----------------------------------------------------------| +| _cd | Experimental | The ConstraintDomain that defines the view to be exposed. | +| _controlPort | | See referenced class | +| _TransmitFilter | Experimental | See referenced class | + +#### H.1.3.4 ConstraintDomain + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::ConstraintDomain + +ConstraintDomain (CD) models the topological component that represents the opportunity to enable processing of information between two or more of its CdPorts. + +A CdPort may be associated with another CdPort or with an LTP at a particular specific layerProtocol. + +It provides the context for the formation and constrains, adjustment and removal of PCs and hence offers the potential to enable processing. + +The LTPs available are those defined at the boundary of the CD. + +A CD may be: + +- Asymmetric such that it offers several functions and such that different functions are offered to different attached entities (e.g., specific ViewMappingFunction). +- Symmetric such that it offers (or is considered as offering) only one function and the same function is offered to any attached entity with no interactions between attached entities + +An asymmetric CD offering a number of distinct functions will have CdPorts through which the distinct functions are accessed. + +A symmetric CD offering only a single function need not have CdPorts, the function can be accessed directly from the CD. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +See Table H.1-4. + +**Table H.1-4 – Attributes for ConstraintDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _cdPort | Experimental | An asymmetric CD instance is related to LTPs via CdPorts (essentially the ports of the CD).
Symmetric CDs do not have CdPorts and are directly related to LTPs. | +| _pcInDomain | Experimental | A CD constrains one or more PCs.
A constrained PC connects LTPs that are on the CD boundary. | +| _ltp | Experimental | A symmetric CD instance is associated with zero or more LTP objects.
The LTPs on the CD boundary provide capacity for processing.
For an asymmetric CD instance the association to the LTP is via theCdPort. | +| _cdInDomain | Experimental | The CD class supports a recursive aggregation relationship such that the internal construction of an CD can be exposed as multiple lower-level CDs.
Note that the model actually represents an aggregation of lower level CDs into higher level CDs as viewpoints rather than partitions, and supports multiple views | +| _caseInDomain | Experimental | A controller operating in the scope defined. | +| _equipmentInDomain | Experimental | A ConstraintDomain can be used to represent physical constraints in the logical view.
In this case the CD can be associated to the physical equipment. | +| _fcInDomain | Experimental | A CD constrains one or more FCs.
A constrained FC abides by rules stated in the constraining CD where those rules may relate to LTPs referenced by the FC that are also included in the CD. | +| _fdInDomain | Experimental | A CD constrains one or more FDs.
A constrained FD abides by rules stated in the constraining CD where those rules may relate to LTPs referenced by the FD that are also included in the CD. | +| _controlConstructInDomain | Experimental | A CD constrains one or more ControlConstructs. | +| _ltpInDomain | Experimental | A CD constrains one or more LTPs. | + +**Table H.1-4 – Attributes for ConstraintDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-------------------------------------|--------------------------------------------------|-----------------------------------------------------------------------------------------------------| +| _linkInDomain | Experimental | A CD constrains one or more Links.
A constrained Link connects LTPs that are on the CD boundary. | +| _runningOsInDomain | Experimental | A RunningOs constrained by the ConstraintDomain. | +| _runningSoftwareApplicationInDomain | Experimental | A RunningSoftwareApplication constrained by the ConstraintDomain. | +| _runningNativeVmmInDomain | Experimental | A RunningVmm constrained by the ConstraintDomain. | +| _fileSystemInDomain | Experimental | A FileSystem constrained by the ConstraintDomain. | +| _vmfInDomain | Experimental | A ViewMappingFunction constrained by the ConstraintDomain. | +| _partyRole | Experimental | See referenced class | +| _partyRoleInDomain | Experimental | See referenced class | +| _supportedStreamType | | See referenced class | +| _availableStream | | See referenced class | +| _streamProvider | | See referenced class | +| _changeUpdater | | See referenced class | + +### **H.1.3.5 CdPort** + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::CdPort + +The association of the CD to LTPs is direct for symmetric CDs and via CdPort for asymmetric CDs. + +The CdPort class models role-based access to a CD. + +The capability to set up PCs between the associated CdPorts of a CD depends upon the type of CD. + +It is asymmetry in this capability that brings the need for CdPort. + +The CD can be considered as a component and the CdPort as a Port on that component. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +See Table H.1-5. + +**Table H.1-5 –Attributes for CdPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _cdPort | Experimental | Constraint Domains can be meshed together view their ports directly as well as via LTPs indirectly. | +| _ltp | Experimental | A CdPort is associated with zero or more LTP objects. The LTPs on the CD boundary provide capacity for processing. For symmetric CDs the association is directly from the CD to the LTP. | +| _pcPort | Experimental | Where a CD is asymmetric and hence has CdPorts and where that CD supports PCs, appropriate CdPorts of that CD support the corresponding PcPorts. | + +**H.1.3.6 ViewMappingFunction** + +Qualified name: + +CoreModel::GeneralControllerModel::ViewMappingFunction::ViewMappingFunction + +The rules that relate one view to another and enable the transformation from one view to another. + +A ControlConstruct aggregates ViewMappingFunctions. + +The ViewMappingFunction is applied to the entities aggregated by one or more ConstraintDomains (via VmfPort – CdPort VmfMapsFromCdConstraintSet association) to construct the view in another ConstraintDomain (via VmfPort – CdPort VmfGovernsCdConstraintSet association). + +For example, a pair of LTPs with matching adjacency tags in a nodal view may be mapped to a Link in a network view where the rules would describe the matching criteria, etc. + +This class is Experimental. + +See Table H.1-6. + +**Table H.1-6 – Attributes for ViewMappingFunction** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------| +| _vmfPort | Experimental | A port of the ViewMappingFunction. | + +**H.1.3.7 VmfPort** + +Qualified name: CoreModel::GeneralControllerModel::ViewMappingFunction::VmfPort + +A port of the MappingFunction. + +This can provide an input to the mapping or an output from the mapping where the inputs and outputs may have more detailed roles. + +This class is Experimental. + +See Table H.1-7. + +**Table H.1-7 – Attributes for VmfPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _vmfPort | Experimental | Feeding to/from another Vmf. | +| _sourceCdPort | Experimental | Drawing from a ConstraintDomain that aggregates classes to feed the mapping. | +| _governedCdPort | Experimental | Causing instances of classes to be created/deleted/modified in the context of a ConstraintDomain that aggregates a view. This governs what the ConstraintDomain may aggregate and also governs the lifecycle of the aggregated entities. | + +#### H.1.4 Further description + +A ControlConstruct instance may expose, through each associated ControlPort instance, one or more views of controlled instances (i.e., instances of FC, LTP, etc.). A view provided via a ControlPort instance is expressed by an ExposureContext instance. The controlled instances to be exposed in a view are aggregated by a ConstraintDomain instance referenced by the ExposureContext instance defining the view. + +A ControlConstruct instance may provide different views, each specified via a separate ExposureContext instance, via different ControlPort instances. Several ControlPort instances of a ControlConstruct instance may relate to the same ExposureContext instance and will hence expose the same view. + +Several ExposureContext instances may reference the same ConstraintDomain instance and hence may provide the same view and several ControlConstruct instances may reference the same ExposureContext instance and will therefore expose the same view through at least one of their port instances. + +The structure of the instances of the classes aggregated by a ConstraintDomain (the output view) may be derived from the structure of the instances of the classes aggregated by one or more other ConstraintDomains (input views). The inter-view mapping/abstraction/refactoring rules are maintained by one or more ViewMappingFunction instances that reference the ExposureContext instance (as there is a need for a view mapping process to bring together several inputs to form an output). A ViewMappingFunction determines the specific instances in the view and hence determines the instances of FC, LTP, etc. to be aggregated by the ConstraintDomain. + +The derivation method will be such that an instance from an input view may be split into many instances in the output view, several instances from one or more input views may be pruned and combined to form an instance in the output view, etc. The view construction is governed by constraints and corresponding behaviour (rules, policy, functions). The mapping/abstractions/refactoring may lead to new insight. + +For example, a "Network Element" may have a property recorded against a port where that property was extracted from an incoming signal and where that property is defined as some form of discovery tag which, unknown to the NE has been sent by another NE. As the overarching controller can see both NEs (amongst many others) it can determine the interconnectivity from these two tags. The model of "port and discovery tag" can be refactored to an off-network link and then an off-network link pair can be refactored (combined) to be a Link where the instance combination is driven by matching discovery tags. As a consequence, new insight of interconnectivity is achieved (see example in clause H.1.8, General discussion). + +A combination of ViewMappingFunctions would provide the class model refactoring rules from ExposureContext to ExposureContext and, therefore, the instance refactoring rules. + +## H.1.5 Relationship to previous model + +The relationship between the ITU-T G.7711 v2.0 (12/2016) classes (that have been deprecated) and the new classes v4.0 (02/2022) is depicted in Figure H.1-10. + +![UML Class Diagram: Mapping core control model to traditional view. The diagram shows the relationship between deprecated classes (red text/border) and new classes (black text/black border) via explanatory classes (green fill).](721c8efc8d9d602f3cc8052fe37516f9_img.jpg) + +The diagram illustrates the mapping between the ITU-T G.7711 v2.0 (deprecated) and v4.0 (current) models. It features several classes and their relationships: + +- Deprecated Classes (Red Text/Border):** + - ` SdnController` + - ` NetworkControlDomain` + - ` NetworkElement` +- Explanatory Classes (Green Fill):** + - ` Function:SdnController` + - ` View:SdnControllerViewFromManager` + - ` Function:NetworkElementControl` + - ` View:NetworkElementViewedFromSdnController` +- New Classes (Black Text/Border):** + - ` ControlConstruct` + - ` ExposureContext` + +**Associations:** + +- `SdnController` (v2.0) has a 1-to-many association with `NetworkControlDomain` (v2.0) labeled `SdnControllerHasNcds`. +- `NetworkControlDomain` (v2.0) has a 1-to-many association with `NetworkElement` (v2.0) labeled `NcdControlsNes`. +- `SdnController` (v2.0) is associated with `Function:SdnController` (Explanatory). +- `Function:SdnController` (Explanatory) is associated with `View:SdnControllerViewFromManager` (Explanatory). +- `NetworkControlDomain` (v2.0) is associated with `Function:NetworkElementControl` (Explanatory). +- `NetworkElement` (v2.0) is associated with `View:NetworkElementViewedFromSdnController` (Explanatory). +- `Function:SdnController` (Explanatory) is associated with `ControlConstruct` (v4.0). +- `View:SdnControllerViewFromManager` (Explanatory) is associated with `ControlConstruct` (v4.0). +- `Function:NetworkElementControl` (Explanatory) is associated with `ControlConstruct` (v4.0). +- `View:NetworkElementViewedFromSdnController` (Explanatory) is associated with `ControlConstruct` (v4.0). +- `ControlConstruct` (v4.0) has a 1-to-many association with `ExposureContext` (v4.0) labeled `ControlConstructExposesExposureContext`. + +G.7711(25) + +UML Class Diagram: Mapping core control model to traditional view. The diagram shows the relationship between deprecated classes (red text/border) and new classes (black text/black border) via explanatory classes (green fill). + +Source Papurys CoreModel diagram: Control-MappingToControlComponentAndControlView. + +**Figure H.1-10 – Mapping core control model to traditional view** + +The ITU-T G.7711 v2.0 classes are shown with (red text and a red border). These are related to the Revision 4 classes (shown with black text and a black border) via some explanatory classes (shown with a green fill). The relationships are purely pictorial. + +The explanatory classes show (via the black dashed associations) that: + +- The `SdnController` class (of v2.0) represents both the SDN Controller function and a view of that function as seen through an interface provided by a manager of the SDN Controller. +- The `NetworkControlDomain` (of v2.0) represents the view of the network controlled by the SDN Controller as presented by the SDN Controller. +- The `NetworkElement` (of v2.0) represents the embedded Network Element Control function presented to the SDN Controller as well as a view of that function as seen through an interface provided by the SDN Controller controlling the NE. + +The dashed associations, red for Functions and blue for views, highlight (roughly) that in the Revision 4 model: + +- The `NetworkElementControl` function is represented by a `ControlComponent` and corresponding `ControlSystemView` which will have: + - LTPs, FCs and other abstract representations of NE functions + - Any relevant `ControlComponents` that make up the control functions of the NE, such as log managers and alarm queue functions, of the NE to be exposed122. +- The `SdnController` function is represented by a `ControlComponent` and corresponding `ControlSystemView`. The `ControlSystemView` will have: + - `ControlComponents` representing the Network Elements controlled by the SDN Controller (see `NetworkElementViewedFromSdnController` below). + - LTPs, FCs and other abstract representations of network functions abstracted from the assembly of NE level functions. + +122 The model does not provide explicit representations for such `ControlConstruct`. The generalized `ControlComponent` class should be used decorated appropriately. + +- Any relevant ControlComponents that make up the control functions of the SDN Controller, such as log managers, etc. +- The NetworkElementViewedFromSdnController view will include: + - A ControlComponent representing the NE as relevant to the specific view provided by the SDN Controller. + - A ControlSystemView which will have: + - LTPs, FCs and other representations of NE functions + - Any relevant ControlComponents that make up the control functions of the NE, such as log managers and alarm queue functions, of the NE to be exposed. +- The SdnControllerViewedFromManager view will include: + - A ControlConstruct, ExposureContext and ConstraintDomain representing the SDN Controller as relevant to the specific view provided by the Manager (seen through an interface provided by the manager managing the SDN Controller) + - The ConstraintDomain which will have: + - LTPs, FCs and other abstract representations of network functions (see SdnController above) + - Any relevant ControlConstructs that make up the control functions of the SDN Controller (see SdnController) above + - ControlConstructs representing the Network Elements controlled by the SDN Controller (see NetworkElementViewedFromSdnController below) + +Where the instances in an ExposureContext are all abstractions (pruned and refactored forms) of those provided by the actual SDN Controller + +Clearly the above is recursive and hence a manager could present the following via the same mechanism: + +- A ControlConstruct representing the manager itself. +- A ControlConstruct representing each subordinate manager. +- A ControlConstruct representing each SDN Controller subordinate to each subordinate manager. +- A ControlConstruct representing each NE controlled by each SDN Controller. + +A complex NE could represent subordinate parts again through the same mechanism leading to a deep Component-View hierarchy. + +The classes listed here are provided in the model to assist in the understanding of the mapping from ManagedElement, SdnController and NetworkControlDomain. + +#### **H.1.5.1 Function:NetworkElementControl** + +Qualified name: + +CoreModel::GeneralControllerModel::ControlDiagrams::mappingToTraditionalModel::explanatoryModel::Function:NetworkElementControl + +Traditional model of the NE equivalent to an aspect of the NetworkElement class from ITU-T G.7711 v2.0. + +This class should not be implemented. + +This class is abstract. + +This class is Example. + +#### **H.1.5.2 Function:SdnController** + +Qualified name: + +CoreModel::GeneralControllerModel::ControlDiagrams::mappingToTraditionalModel::explanatoryModel::Function:SdnController + +Traditional model of the SDN controller equivalent to the SdnController class from v2.0. + +This class should not be implemented. + +This class is abstract. + +This class is Example. + +#### **H.1.5.3 View:NetworkElementViewedFromSdnController** + +Qualified name: + +CoreModel::GeneralControllerModel::ControlDiagrams::mappingToTraditionalModel::explanatoryModel::View:NetworkElementViewedFromSdnController + +Traditional model of the view of the NE controller as seen from a SDN Controller equivalent to an aspect of the NetworkElement class from v2.0. + +This class should not be implemented. + +This class is abstract. + +This class is Example. + +#### **H.1.5.4 View:SdnControllerViewedFromManager** + +Qualified name: + +CoreModel::GeneralControllerModel::ControlDiagrams::mappingToTraditionalModel::explanatoryModel::View:SdnControllerViewedFromManager + +Traditional model of the view of the SDN controller as seen from a manager. + +No equivalent in v2.0. + +This class should not be implemented. + +This class is abstract. + +This class is Example. + +#### **H.1.6 Relationship to the other key classes** + +Figure H.1-11 shows the relationship between the key Control classes and the other key classes of the model. The structural similarity is illustrated by positioning as there is no formal mechanism for enforcing patterns (e.g., inheritance does not express the pattern or enforce the constraints). The relationship is essentially the adoption of the pattern. + +![UML Class diagram titled 'Source Papyrus CoreModel diagram: Control-ControlConstructPattern'. It shows a complex web of classes and associations. Key classes include ControlConstructPattern, ControlConstruct, ControlConstructContext, ControlConstructPort, ControlConstructViewMapping, ControlConstructExposureContext, ControlConstructLogicalTerminationPoint, ControlConstructCdDomain, ControlConstructCdPort, ControlConstructCdVnfPort, ControlConstructCdEquipment, ControlConstructCdPc, ControlConstructCdFd, ControlConstructCdLink, ControlConstructCdFc, and ControlConstructCdCsc. Associations are labeled with roles like 'subordinateControlConstructContext', 'controlConstructInDomain', 'viewMapping', 'exposureContext', 'controlPort', 'controlCdDomain', 'controlCdPort', 'controlCdVnfPort', 'controlCdEquipment', 'controlCdPc', 'controlCdFd', 'controlCdLink', 'controlCdFc', and 'controlCdCsc'. Multiplicities and navigation directions are indicated throughout the diagram.](691b42f3cdbfe90eed3268aa6dfff124_img.jpg) + +UML Class diagram titled 'Source Papyrus CoreModel diagram: Control-ControlConstructPattern'. It shows a complex web of classes and associations. Key classes include ControlConstructPattern, ControlConstruct, ControlConstructContext, ControlConstructPort, ControlConstructViewMapping, ControlConstructExposureContext, ControlConstructLogicalTerminationPoint, ControlConstructCdDomain, ControlConstructCdPort, ControlConstructCdVnfPort, ControlConstructCdEquipment, ControlConstructCdPc, ControlConstructCdFd, ControlConstructCdLink, ControlConstructCdFc, and ControlConstructCdCsc. Associations are labeled with roles like 'subordinateControlConstructContext', 'controlConstructInDomain', 'viewMapping', 'exposureContext', 'controlPort', 'controlCdDomain', 'controlCdPort', 'controlCdVnfPort', 'controlCdEquipment', 'controlCdPc', 'controlCdFd', 'controlCdLink', 'controlCdFc', and 'controlCdCsc'. Multiplicities and navigation directions are indicated throughout the diagram. + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructPattern + +**Figure H.1-11 – Relationship of control model to ProcessingConstruct** + +**H.1.7 Model in context – directly controlled things** + +Figure H.1-12 shows each of the key classes as potential members of one or more ConstraintDomains via the "CdConstrains..." associations (highlighted in blue). + +![UML Class diagram titled 'Source Papyrus CoreModel diagram: Control-ControlConstructFullModel'. This diagram builds on the previous one, adding more detail to the relationships. It includes classes like ControlConstructPattern, ControlConstruct, ControlConstructContext, ControlConstructPort, ControlConstructViewMapping, ControlConstructExposureContext, ControlConstructLogicalTerminationPoint, ControlConstructCdDomain, ControlConstructCdPort, ControlConstructCdVnfPort, ControlConstructCdEquipment, ControlConstructCdPc, ControlConstructCdFd, ControlConstructCdLink, ControlConstructCdFc, and ControlConstructCdCsc. New associations are shown, such as 'CdConstrainsControlConstruct', 'CdConstrainsCd', 'CdConstrainsEquipment', 'CdConstrainsPc', 'CdConstrainsFd', 'CdConstrainsLink', 'CdConstrainsFc', and 'CdConstrainsCsc'. These associations are highlighted in blue in the original image. Other associations like 'subordinateControlConstructContext', 'controlConstructInDomain', 'viewMapping', 'exposureContext', 'controlPort', and 'controlCdDomain' are also present. A note indicates 'Talk through the port to the component about the view.'](d6e4b74a3ccc1bf6e1bb4bad1ff72f55_img.jpg) + +UML Class diagram titled 'Source Papyrus CoreModel diagram: Control-ControlConstructFullModel'. This diagram builds on the previous one, adding more detail to the relationships. It includes classes like ControlConstructPattern, ControlConstruct, ControlConstructContext, ControlConstructPort, ControlConstructViewMapping, ControlConstructExposureContext, ControlConstructLogicalTerminationPoint, ControlConstructCdDomain, ControlConstructCdPort, ControlConstructCdVnfPort, ControlConstructCdEquipment, ControlConstructCdPc, ControlConstructCdFd, ControlConstructCdLink, ControlConstructCdFc, and ControlConstructCdCsc. New associations are shown, such as 'CdConstrainsControlConstruct', 'CdConstrainsCd', 'CdConstrainsEquipment', 'CdConstrainsPc', 'CdConstrainsFd', 'CdConstrainsLink', 'CdConstrainsFc', and 'CdConstrainsCsc'. These associations are highlighted in blue in the original image. Other associations like 'subordinateControlConstructContext', 'controlConstructInDomain', 'viewMapping', 'exposureContext', 'controlPort', and 'controlCdDomain' are also present. A note indicates 'Talk through the port to the component about the view.' + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructFullModel + +**Figure H.1-12 – Control model showing Controlled Entities** + +In Figure H.1-12, several classes are shown at the bottom of the diagram aggregated in the *ConstraintDomain*. These are described in detail in other documents. Most notable, is the *ConfigurationAndSwitchControl* (CASC) which is a low-level controller, this class is described in detail in Annex E. + +### H.1.8 General discussion + +The key consideration here is that the *ControlConstruct* exposes one or more *ExposureContexts* (the replacement for the *NetworkControlDomain*, etc.) which include, via associated *ConstraintDomain*, an aggregation of all relevant controlled entities (where a controlled entity is allowed to be in many *ExposureContexts*). + +The model is best illustrated by considering Figure H.1-13, which depicts an SDN Controller controlling two devices. The white numbers in blue circles are used in the description below the figure. + +![Figure H.1-13: SDN Controller controlling two devices. This diagram illustrates the hierarchical structure of an SDN controller and its managed devices. At the top, an 'Admin' (2) connects to a 'CC' (ControlConstruct) labeled 'CD = SDN Controller'. This controller has a 'Slave' port (1) connected to a 'Network abstraction' and a 'Master' port (19) connected to two devices, 'Device X' (10) and 'Device Y' (11). Each device has its own 'CC' (Slave port) and 'ExposureContext' (CD = View). The SDN Controller's 'ExposureContext' (CD = View) contains multiple nested 'ConstraintDomain' (CD) blocks. These include: (3) a 'Link-1' domain with LTPs X.6 and Y.1; (8) a 'Device X' domain with LTP-X.6, Local Tag B, and Tag Mismatch False; (9) a 'Device Y' domain with LTP-Y.1, Local Tag A, and Tag Mismatch False; (5) and (6) generic 'View' domains; (7) a 'View' domain with a 'Vmf' (Virtual Management Function); (17) a 'View' domain with LTP-X.6, Local Tag B, Remote Tag A; and (18) a 'View' domain with LTP-Y.1, Local Tag A, Remote Tag B. Device X's 'ExposureContext' (12) contains a 'View' domain (13) with LTP-6, Send Tag B, and Receive Tag A. Device Y's 'ExposureContext' (14) contains a 'View' domain (15) with LTP-1, Tx Tag A, and Rx Tag B. Various 'Vmf' blocks are shown interacting with the 'ExposureContexts'.](bdeb55b93c90523cd4861f25f2be5dd8_img.jpg) + +Figure H.1-13: SDN Controller controlling two devices. This diagram illustrates the hierarchical structure of an SDN controller and its managed devices. At the top, an 'Admin' (2) connects to a 'CC' (ControlConstruct) labeled 'CD = SDN Controller'. This controller has a 'Slave' port (1) connected to a 'Network abstraction' and a 'Master' port (19) connected to two devices, 'Device X' (10) and 'Device Y' (11). Each device has its own 'CC' (Slave port) and 'ExposureContext' (CD = View). The SDN Controller's 'ExposureContext' (CD = View) contains multiple nested 'ConstraintDomain' (CD) blocks. These include: (3) a 'Link-1' domain with LTPs X.6 and Y.1; (8) a 'Device X' domain with LTP-X.6, Local Tag B, and Tag Mismatch False; (9) a 'Device Y' domain with LTP-Y.1, Local Tag A, and Tag Mismatch False; (5) and (6) generic 'View' domains; (7) a 'View' domain with a 'Vmf' (Virtual Management Function); (17) a 'View' domain with LTP-X.6, Local Tag B, Remote Tag A; and (18) a 'View' domain with LTP-Y.1, Local Tag A, Remote Tag B. Device X's 'ExposureContext' (12) contains a 'View' domain (13) with LTP-6, Send Tag B, and Receive Tag A. Device Y's 'ExposureContext' (14) contains a 'View' domain (15) with LTP-1, Tx Tag A, and Rx Tag B. Various 'Vmf' blocks are shown interacting with the 'ExposureContexts'. + +G.7711(25) + +**Figure H.1-13 – SDN Controller controlling two devices** + +The SDN Controller function/scope, is represented by a *ConstraintDomain*, essentially the *SdnController* of Edition 2 of this Recommendation. The SDN Controller exposes its behaviour via a set of *ControlConstructs* (1 and 2). These provide various views, defined by *ExposureContexts* and corresponding *ConstraintDomains* (3-7). These are exposed through *ControlPorts* of the *ControlConstructs*: + +- The network view (3) of the behaviour of the devices it controls. + - The *ExposureContext* has a *ConstraintDomain* that aggregates the purely network aspects and subordinate *ConstraintDomains* (8 and 9), essentially the *NetworkElement* in Edition 2 of this Recommendation, that aggregate the relevant nodal aspects of the devices that it Controls. + +- The view will include all FDs, FCs, Links, etc. at the network level and also all LTPs, FCs, etc. at the nodal level where the LTPs and FCs are associated as described in Annex B, Annex D, etc. +- The control behaviour (5 and 6) of the devices it controls. + - The ExposureContext has a ConstraintDomain that aggregates a mapping from the ControlConstruct of the Device, i.e., the control aspects of the Network Element – the NetworkElement in Edition 2 of this Recommendation. + - The view may include properties related to alarm queues, etc. on the device. +- Modifiable ViewMappingFunctions (16) of the SDN Controller. + - The ExposureContext (7) has a ConstraintDomain that aggregates one or more ViewMappingFunctions + - The ViewMappingFunction will expose both the fixed and adjustable aspects of the view mapping and in the case depicted would provide details of the transformation from device to network view. +- The control behaviour (4) of the SDN Controller itself. + - The ExposureContext has a ConstraintDomain that aggregates the adjustable ControlConstructs of the SDN Controller. + - The view may include properties related to queues, etc. in the SDN Controller. + +In general, the SDN controller presents mappings of some capabilities of the devices (10 and 11) it controls and mappings of some of its own capabilities (i.e., of the capabilities of the controller itself) via various ControlPorts. These are presented using the classes of the ONF CIM or of any other relevant model (e.g., [b-ONF TAPI]) at the ports of the relevant ControlConstructs (1 and 2). The capabilities of the device exposed via relevant ExposureContexts (12-15) could be presented using the ONF CIM, as depicted, but may use some other model. + +Consider a control function (a ControlConstruct) in a device tasked with the control of a function terminating a stream of packets (a termination function). If the device was using the ONF core model, the control function of the device will present an ExposureContext (13 and 15) which includes, via the associated ConstraintDomain, an LTP that in part represents the termination function. The control function will also represent its own capabilities (perhaps a capability to notify) via other view entities, not detailed here, along with a ControlConstructs, aggregated by the ConstraintDomain associated with the ExposureContext. An example of such a control function is a Network Element SNMP agent (see clause H.2.1, Rationale). + +As discussed, a ControlConstruct representing an SDN Controller can present a network level ExposureContext (3) of the functions of the network of devices that it controls. This may include the LTPs (8 and 9) that were presented in the ExposureContext (17 and 18) by the ControlConstruct (19) representing the device functionality within the SDN Controller. + +Depending upon the degree of mapping, the LTP in the network view may be identical to that presented in the subordinate ExposureContext of the device view and hence the same LTP instance can be aggregated by the ConstraintDomain associated with the ExposureContext of the ControlConstruct representing the SDN controller (3, 8 and 9) and the ConstraintDomain associated with the ExposureContext of the ControlConstruct representing the device (17 and 18). In the case depicted the LTPs are not identical ( $8 \neq 17$ and $9 \neq 8$ ) and hence separate LTP instances are present (8 and 9). + +In a more complex example, an LTP presented by one ControlConstruct may have two LPs but it is known that there are more LPs for the same LTP presented by another ControlConstruct. It is expected that a superior ControlConstruct will assemble (union) the fragments to form a coherent single entity using whatever matching criteria are appropriate. If a representation is a fragment, then appropriate + +match criteria and combination rules will need to be used to identify which fragments to combine to form the whole and what process to use to form the whole. + +In a case where there is a simple consolidation of information it is possible to subsume the aggregated instances in several ConstraintDomains from subordinate ExposureContexts in a single ConstraintDomain of a superior ExposureContext so that there is a simple aggregation recursion. If the instances are identical, the ConstraintDomain of the superior ExposureContext can simply aggregate the same instances that are in the subordinate ExposureContext. + +If a device is controlled via two ControlConstruct (along with other devices), each ControlConstruct will present the device as an ExposureContext, as noted above. Depending upon the specific realization, it is possible that the ConstraintDomains associated with both ExposureContext (one from each of the ControlConstructs) will have some entity instances in common. + +As any entity instance can be represented in many views, the model accounts for controller resilience and control migration. A ControlConstruct can present the same information in several views. A ControlConstruct can present the same information through several ports. + +Several different ControlConstructs can present the same information at the intersection of overlapping views. The UUID of the instance of an object presented in a view is provided by the ViewMappingFunction. Two distinct ViewMappingFunctions will provide different UUIDs for the abstraction from an underlying single entity instance. Specific properties, including IDs can be used to allow instance reconciliation123. + +Any representation of a thing in a view could be known to be a fragment (e.g., an FD could represent a fragment of the whole domain where forwarding is possible). This may be determined as a result of explicit or implicit off-network (out of view) relationships within the entity. It is expected that sufficient information will be provided to a superior controller that has a broad view to allow reconciliation and assembly of the fragments to form the whole instance. + +## H.2 Understanding the control component and view model + +The world of networking has changed as computing and networking converge. It is clear that the implications are significant and there is an opportunity to take advantage of patterns that are apparent when taking a holistic view. + +Traditionally, Network Element, or a similar concept, has been used to represent a 'logical device'. This concept was easy to understand, especially when a 'device' had only one major function (like a SDH ADM or a PDH channel multiplexer). + +As 'devices' have become more complex and multi-functional, the usefulness of the Network Element concept has decreased. For example, initially packet routers and Ethernet switches performed complementary functions. Now there are routers with inbuilt switches and layer2/3 switches, blurring the distinction between them. + +Another point of confusion is where the management plane scope and the functional scope were mixed in concepts such as 'Managed Element' or 'Managed Network Element'. This scope confusion is especially problematic when 'devices' are logically partitioned or grouped to form 'distributed devices'. + +The key to understanding the way forward is to understand that in a multi-functional 'device', focus needs to be placed on the functions. In hindsight, NetworkElement was just a container, that grew too complex and tried to encapsulate everything and ended up causing many issues. + +--- + +123 Each ControlConstruct instance has a distinct and different UUID but some of the object instances presented in one view may have the same UUID as object instances presented in another view as they are representations of the same thing. For example, an LTP instance in one view may have a UUID of 27 and an LTP instance in another view may also be UUID 27. + +Reexamining the way of representing networking functionality leads to the Component-System pattern, the Processing Construct and the approach to representation of control discussed in this Recommendation. In addition, the model of physical things set out in Annex F cleanly separates genuinely physical things that can be measured with a ruler, from logical concepts. The general approach is careful separation of conceptually distinct concerns into functional, physical and informational, and then to further separate functional into control and networking, etc. + +### H.2.1 Rationale + +The core model classes represent fully flexible capabilities. In real deployments, there are restrictions in capability due to various factors including need for low-cost specific solutions. The essential approach proposed is to associate an instance of a core model class with a set of constraints that account for the specific case. + +The SDN Architecture [b-ONF TR-521] shows a recursion of control. This aligns with the ideas from [b-TMF IG1118] which: + +- Developed the concept of the management control continuum (MCC). +- Emphasized that automation is essentially about closing the control loop. +- Explained the recursion of control loops where a control element may participate in one or more loops. +- Developed the component-system pattern. +- Emphasized that a component exposes views. +- Explained how a ControlConstruct exposed views of itself and what it is controlling to its client124 (which were potentially simply control components with broader scope). +- Highlighted recursive functional abstractions, where a selection of functional components offered by providers125 are taken by a client, pruned to give useful function, assembled into a system and the capabilities of that system are offered to clients in various pruned and refactored functional component forms. Offered functional components are then taken by a client and the process is repeated. +- Explained that all functional capabilities viewed are abstractions of an underlying system with greater detail and complexity, and are, as a consequence, also virtualized within the scope of the provider system. + +An SDN controller will be realized using compute, storage and communication capabilities. Clearly the traditional SDN Controller just like the traditional network/managed element will have communication ports. These communication ports have functionality that is no different from any other function terminating a stream of packets. The functions of communication ports of the SDN Controller are represented using the LTP class. A control device and a transport NE have significant similarities, both have communications ports and control functions. In both cases, the communications capabilities are used to support control functions. The traditional Network/Managed Element has additional communications capabilities that are provided to a client. In a traditional Network/Managed Element some of the control functions act directly on the transport capabilities (e.g., to support APS, justification control etc.126). All devices are balances of compute, storage and + +--- + +124 The client of a control system is the entity that makes requests for action by the control system. + +125 The provider of a control system is the entity that offers capability to the control system for control of and/or reporting about some resources. + +126 In general, a control function acts to modify the action of a component based on a set of input conditions, thus functions such as APS and justification control are control functions. Whilst the control model can be applied to any control function typically it is not used to represent "low-level" control functions that act directly on the transport capabilities. These low-level control functions typically dedicated messaging channels embedded in the transport overhead. + +communication capabilities (it is just the specific balance and use of those capabilities that is different). + +## H.2.2 Implications + +Three following classes from the G.7711 v2.0 model are obsoleted and replaced: + +- SdnController of in Edition 2 of this Recommendation becomes a ControlConstruct +- NetworkControlDomain of in Edition 2 of this Recommendation becomes an ExposureContext of a ControlConstruct that represents the SDN Controller +- NetworkElement of in Edition 2 of this Recommendation becomes one or more ExposureContext for the ControlConstruct of the device where each has been mapped to an appropriate exposure, representing + - The view of the capability of the ControlConstruct itself in the device. + - The view of the key network, etc. functions (i.e., the LTPs, etc.) related to the ControlConstruct in the device. + +The relationship between the ExposureContext and the things in the view is aggregated within a related ConstraintDomain and not via a direct composition as it was in a traditional model of an NE. + +Where there is an embedded control plane/controller that is essentially independent of the NetworkElement, this can also be represented by a ControlConstruct and one or more ExposureContexts. + +If there is an opportunity to see the native model of the NE as well as the mapped model, then the ControlConstruct that represents the NetworkElement will also have an ExposureContext exposing device specific classes. In this case, it would be expected that the ControlConstruct that represents the device would make available the ViewMappingFunctions that "explain" the relationship between the views provided. + +One can use ExposureContext and its associated ConstraintDomain to represent127: + +- a logical scope that aligns to a physical inventory boundary (especially useful for 'device partitions' and 'distributed devices') +- a management scope (which may differ from the physical and functional scope) +- a general functional scope that can be used for grouping and scope boundaries. + +While the move to replace NetworkElement with ControlConstruct and ExposureContext was prompted by issues in representing 'traditional devices', it can be seen that (along with the existing decoupling of functional and physical viewpoints) this now gives a neat and consistent representation of SDN and NFV implementations, where the traditional "physical" NetworkElement concept is largely irrelevant anyway. + +## H.2.3 The patterns behind the model + +As for all components, the ControlConstruct has ports. The ports provide access to the ControlViews and allow control of the ControlConstruct. + +A helpful view of this is provided by [b-TMF IG1118] as shown below. + +--- + +127 The constraint domain scopes the set of resources, the exposure context defines/limits the control capabilities that are offered to the user and/or provides an abstracted view and/or different name space. + +![Figure H.2-1 – A controllable component. The diagram is split into two parts: 'Simplified view' on the left and 'Some internal detail' on the right. The simplified view shows a component with four ports: Operations (O), Application (A), Execution environment (E), and Security (S). The central area contains icons for Functionality (F), Services (S), Owned data (D), Workflow (W), Policy (P), and Functional Capability (FC). The internal detail shows a layered structure with a central core of P, W, FC, and D. This core is surrounded by a 'Mediation for all accesses' layer, which is further surrounded by a 'Service Endpoint' layer. External connections include 'Secure access' from the left, 'Operations' from the top, 'Application' from the right, and 'Execution environment' from the bottom. A vertical dashed line on the far right separates the 'Platform' (left) from the 'Application purpose' (right). A legend on the left explains the icons and interface types. Two bullet points on the right note that components advertise capabilities and needs, and all APIs/interfaces are outcome oriented.](20a60470eeb8b3cb7cba0d7e8bd23dea_img.jpg) + +**Simplified view** + +**Some internal detail** + +**Legend:** + +- Simplified view of a component +- Consume(r) interface +- Provide(r) interface +- F Functionality +- S Services +- D Owned data +- W Workflow +- P Policy +- FC Functional Capability + +- Component advertises capabilities and needs +- All APIs/interfaces are outcome oriented and use an appropriate grammar + +G.7711-Y.1702(22)\_FH.2-1 + +Figure H.2-1 – A controllable component. The diagram is split into two parts: 'Simplified view' on the left and 'Some internal detail' on the right. The simplified view shows a component with four ports: Operations (O), Application (A), Execution environment (E), and Security (S). The central area contains icons for Functionality (F), Services (S), Owned data (D), Workflow (W), Policy (P), and Functional Capability (FC). The internal detail shows a layered structure with a central core of P, W, FC, and D. This core is surrounded by a 'Mediation for all accesses' layer, which is further surrounded by a 'Service Endpoint' layer. External connections include 'Secure access' from the left, 'Operations' from the top, 'Application' from the right, and 'Execution environment' from the bottom. A vertical dashed line on the far right separates the 'Platform' (left) from the 'Application purpose' (right). A legend on the left explains the icons and interface types. Two bullet points on the right note that components advertise capabilities and needs, and all APIs/interfaces are outcome oriented. + +[TMF IG11118] Figure 1 the FMO component interface and structural overview + +### Figure H.2-1 – A controllable component + +A component has an operations port through which it may be controlled/managed128 and an Application port through which it exposes its purposeful behaviour. The purposeful behaviour of a control component is related to the controlling of other components. A control component has an operations port through which it is controlled. + +As discussed in Appendix V, all functional capabilities of the network are represented in the form of Components (FC, LTP, PC, etc.). Likewise, the functional capabilities of the control system can be represented in the form of Components (e.g., CASC). + +The ports of the control components used for signalling can be represented using LTPs and the Control Functions that terminate the signalling can be represented by Control Components such as CASC. Where appropriate, the signalling itself can be represented via a protocol definition perhaps using the generalized operations pattern (see Annex J). + +#### H.2.4 Identifiers, naming and addressing + +In general, there is a need for separate spaces of identifiers/addressing for: + +- Ports +- Control functions +- Management-Control views +- Functions (Virtual) +- Physical things +- Mixed assemblies of Functions and Physical things +- Places + +128 A component provides a façade through which it can be controlled. This essentially provides access to an embedded controller which is at the lowest level of "visible" recursion (degenerates to a transistor gate, etc.). + +- Reference points (e.g., UNI, or at a named API) +- Resources (networking, compute, storage) + +When a controlled thing does not have a native UUID that can be used consistently across control views, there needs to be some directory service to provide consistent identification. An example of a directory service is the ITU-T G.7701 directory service component. + +### H.2.5 Resilience in the control system + +By separating the identifier spaces for control from the spaces of the things being controlled and by loosening the association from composition in a traditional model to aggregation, the control model is then set up appropriately to allow for well identified instances of controlled things to appear in more than one ControlView. As a consequence, various controller resilience schemes are readily supported. The client contexts of the ONF Architecture [b-ONF TR-521] would hold name spaces that could point to shared resources between client contexts. + +### H.2.6 Controller view considerations + +Figure H.2-2 highlights the pattern of talking through a port to a controller about a controlled system where that system: + +- Includes the controller itself +- Is represented in terms of components +- Is represented via some pruning & refactoring transform. + +A ControlPort has operations that are about the entities (aggregates) available through the ExposureContext, the entities do not have operations as the client does NOT talk to them. The client controller talks to the provider controller about the controlled things. + +The control port supports the interface between the client and provider controllers. The control port supports provider and user roles. The signals and operations (confined to the control port) are about what is exposed. The control port is not modified and is not signaling about itself. It is providing information from the exposure context about the things represented in the associated constraint domain. + +The control port is the place where interaction takes place. None of the other entities emanate any signals. It is the control port that signals about things (see clause H.4 Operations). + +![Diagram illustrating the relationship between a Client system observer, ControlSystemView, ControlComponent, and the Controlled system. The diagram shows 'Through' (Comms + port), 'To' (Controller), and 'About' (Controlled system) relationships. It includes a 'KEY' for Actual running component, View of component, and Port. Arrows indicate 'Transform' and 'Projection' processes. Text notes that 'As usual... recursive, fractal, abstractions and views all apply'.](4db5425a9004c33762bd4d3b63ada7a6_img.jpg) + +The diagram illustrates the relationship between a Client system observer, ControlSystemView, ControlComponent, and the Controlled system. On the left, a 'Client system observer' (represented by an eye icon) perceives the 'ControlSystemView'. This view consists of three interconnected components: 'Through' (labeled 'Comms + port'), 'To' (labeled 'Controller'), and 'About' (labeled 'Controlled system'). The 'Through' component is connected to the 'To' component, which is in turn connected to the 'About' component. The 'About' component is connected to the 'Controlled system' (represented by a circle). The 'Controlled system' is further detailed as being 'realized by "ControlledEntities" (components)', shown as a network of red squares. The 'ControlSystemView' is also shown as a network of grey squares. A 'Transform' arrow points from the 'ControlSystemView' to the 'Controlled system'. A 'Projection' arrow points from the 'Controlled system' to the 'ControlSystemView'. A large curved 'Projection' arrow points from the 'Controlled system' to the 'ControlSystemView'. A 'KEY' at the bottom left defines the symbols: a red square for 'Actual running component', a grey square for 'View of component', and a white square for 'Port'. A note on the left states 'As usual... recursive, fractal, abstractions and views all apply'. The diagram is labeled 'G.7711-Y.1702(22)\_FH.2-2'. + +Diagram illustrating the relationship between a Client system observer, ControlSystemView, ControlComponent, and the Controlled system. The diagram shows 'Through' (Comms + port), 'To' (Controller), and 'About' (Controlled system) relationships. It includes a 'KEY' for Actual running component, View of component, and Port. Arrows indicate 'Transform' and 'Projection' processes. Text notes that 'As usual... recursive, fractal, abstractions and views all apply'. + +**Figure H.2-2 – Through, To, About...** + +Figure H.2-3 shows the perception of a complex network as viewed by the client. The ControlSystemView will include precisely the functional components perceived by the client. The perceived functions are an abstraction of the actual network and are also virtualized in that the client does not know, or care, where the functions actually are or how the function is supported/implemented in the network. The figure shows a network that has a function "B" that is exposed as "Func B' " to the client. + +![Diagram of Simple network view mapping showing a client, a provider network with nodes J, K, L, an MCC, and a directory. It illustrates the mapping of a virtual function 'Func B'' to a real network address 'M' through a connector 'MWB671'.](4e453d478a82d0f883c69bbf1a6afe41_img.jpg) + +The diagram illustrates the mapping of a virtual function to a real network address. On the left, a **Client** (represented by an eye icon) and **Building C** (represented by a building icon with 'A') are shown. The client's view of the network is labeled **Apparent layering** and includes a box for **Func B'** connected to **Address N**, **Channel 3**, and **S**. Below this is a **Connector MWB671** with a note: "Real Connector (also shows physical partition of connector (ignored here))". + +The **Provider** network (represented by a cloud) contains nodes **J**, **K**, and **L**. Node **J** is connected to the client's connector via **Connector H-47-J**. Node **L** is connected to a **Directory N ↔ M**. A central **MCC (Path Comp)** is connected to all three nodes. Node **L** has a **Real address M** and is configured with **Config → B'**. Node **J** has ports **S** and **T**. Node **K** has ports **U**, **V**, **T**, **W**, and **X**. Node **L** has ports **Y**, **W**, **X**, and **L**. A note near node **L** states: "Including actual address translation". + +Text annotations include: "Provider advertises various products that include subsets of Func B capability, one is Func B'" near the top; "Directory probably actually needs to be an integral part of the controller as the look-up is deep in the network model be part of MCC (controller)" near the directory; and "Problems project to exposed client layer-protocol" with red arrows pointing to nodes **J** and **K**. A red note at the bottom right says: "Applies to any network... The NE is a mini network". + +- Subset of capabilities offered +- Address translation necessary and measures need to map via address translation +- Alternative instance of function may be selected after network restoration. Apparent address remains the same and function appears continuous to the observer + - Performance data must “move” with route and function move +- Problems will project to client layer-protocols (U and Y) +- For retrospective diagnosis and analytics details of positions and moves must be maintained + +G.7711-Y.1702(22)\_FH.2-3 + +Diagram of Simple network view mapping showing a client, a provider network with nodes J, K, L, an MCC, and a directory. It illustrates the mapping of a virtual function 'Func B'' to a real network address 'M' through a connector 'MWB671'. + +**Figure H.2-3 – Simple network view mapping** + +Figure H.2-4 shows a network that has a virtual function "B" (virtual) that is exposed as "Func B' " to the client. The view provided to the client is the same as in the previous figure although the realization in the network is quite different. Hence, the management of the network implementation is different. However, this difference will not be visible to the client. + +![Diagram showing a client view of a function (Func B') running on a VM within a provider network. The client sees a stack of interfaces (Y, U, S) with Address N and Channel 3, connected via Connector MWB671. The provider network contains Func B', vB, Pool, and VMs, with a directory N ↔ M. A connector H-47-J is also shown.](14d497ab16a07c50b3215ffef2149ab9_img.jpg) + +**View mappings – function running on a VM** + +Apparent layering + +Client + +Func B' + +Y Address N + +U Channel 3 + +S + +Connector MWB671 + +Building C + +Real Connector (also shows physical partition of connector (ignored here)) + +Provider + +Func B' + +vB + +Pool + +Directory N ↔ M + +VMs + +Connector H-47-J + +Including actual address translation + +As previous... In addition + +- Function may move to different platform whilst apparent address remains the same and function appears continuous to the observer + - Performance data must "move" with function move +- Problem in server is reflected through effect of VM on function in pool + +Applies to any network...The traditional "NE" is a mini network + +G.7711-Y.1702(22)\_FH.2-4 + +Diagram showing a client view of a function (Func B') running on a VM within a provider network. The client sees a stack of interfaces (Y, U, S) with Address N and Channel 3, connected via Connector MWB671. The provider network contains Func B', vB, Pool, and VMs, with a directory N ↔ M. A connector H-47-J is also shown. + +**Figure H.2-4 – View mapping for functions on a VM** + +Figure H.2-5 shows a client view of various control interfaces related to a particular simple network service. The same pattern applies at all levels and as a consequence the same model can be applied at all levels. Traditionally different models have been applied. + +![Diagram showing a client view of network and control interfaces. It illustrates 'Formal B2B' and 'Peer messaging' between a client and a provider. The client side has a 'Controller' and a stack of interfaces (U, V, T, W, X, K). The provider side has multiple 'Controllers' and stacks of interfaces (J, L). A red arrow points to the exposed client layer protocol with the text 'Problems project to exposed client layer protocol'.](a547b1b51b132a8418cace82164b2104_img.jpg) + +Client + +Provider + +Formal B2B + +"Controller" + +Peer messaging + +"Controller" + +"Controller" + +U V + +T W + +X + +K + +J + +L + +Y + +W + +X + +Technology "Signalling" RDI etc (i.e., messaging) + +Problems project to exposed client layer protocol + +G.7711-Y.1702(22)\_FH.2-5 + +Diagram showing a client view of network and control interfaces. It illustrates 'Formal B2B' and 'Peer messaging' between a client and a provider. The client side has a 'Controller' and a stack of interfaces (U, V, T, W, X, K). The provider side has multiple 'Controllers' and stacks of interfaces (J, L). A red arrow points to the exposed client layer protocol with the text 'Problems project to exposed client layer protocol'. + +**Figure H.2-5 – Client view of network and control** + +Figure H.2-5 highlights the following: + +- Signalling is messaging +- Network device essentially has embedded controller + - The embedded controller generates messaging at the "network technology level" (traditionally called signalling). +- Messaging129 at the network technology level is "immediate" but provides minimal information and hence may cause somewhat "knee-jerk" actions +- Higher controller provides richer information but with reduced immediacy +- Higher controller may drive network technology level messaging (signalling) +- In the longer-term embedded controller become part of the continuum +- Approach to messaging source depends upon trust and information usage. + +Figure H.2-6 shows a simplified picture of the client view of an actual service (capability) and view of control of that capability. The figure uses the symbol set highlighted earlier in this clause from [b-TMF IG1118]. + +![Figure H.2-6: Simplified view showing exposure of controllable capability to a client. The diagram illustrates a 'Client control system' at the top, represented by a triangle with a green circle inside. Below it, a 'View of provider system control' is shown as a horizontal line. On the left, a 'Controller' (triangle with green circle) is connected to this line with 'To' and 'About' labels. Below the first controller is another 'Controller' (triangle with green circle), also connected to the 'View of provider system control' line with 'To' and 'About' labels. Below the second controller is an 'Other resource' (triangle with green circle), connected to the 'View of provider system control' line with 'About' label. On the right, the 'Provider system' is shown as a triangle with a green circle, connected to the 'View of provider system control' line. Below the provider system is a 'Controlled capability' (triangle with green circle), connected to the 'View of provider system control' line. At the bottom right, an 'Actual service provided by other system' is shown as a triangle with a green circle, connected to the 'View of provider system control' line. The diagram is labeled 'G.7711-Y.1702(22)_FH.2-6' at the bottom right.](8fd597ef93d665b97952264f77b49394_img.jpg) + +Figure H.2-6: Simplified view showing exposure of controllable capability to a client. The diagram illustrates a 'Client control system' at the top, represented by a triangle with a green circle inside. Below it, a 'View of provider system control' is shown as a horizontal line. On the left, a 'Controller' (triangle with green circle) is connected to this line with 'To' and 'About' labels. Below the first controller is another 'Controller' (triangle with green circle), also connected to the 'View of provider system control' line with 'To' and 'About' labels. Below the second controller is an 'Other resource' (triangle with green circle), connected to the 'View of provider system control' line with 'About' label. On the right, the 'Provider system' is shown as a triangle with a green circle, connected to the 'View of provider system control' line. Below the provider system is a 'Controlled capability' (triangle with green circle), connected to the 'View of provider system control' line. At the bottom right, an 'Actual service provided by other system' is shown as a triangle with a green circle, connected to the 'View of provider system control' line. The diagram is labeled 'G.7711-Y.1702(22)\_FH.2-6' at the bottom right. + +**Figure H.2-6 – Simplified view showing exposure of controllable capability to a client** + +## H.2.7 Dismantling the NE – Some rationale + +The network element (NE) concept has been around for a long time. + +- A network element is defined in US law130 as "A facility or equipment used to provide a telecommunication service. Such term also includes features, functions, and capabilities that are provided by means of such facility or equipment, including subscriber numbers, + +129 Messaging could include APS signaling, justification control etc. In general, these "low level" messaging systems are, of necessity, immediate, and are quite robust. In these cases, the "immediate" action is the best option. + +130 + +databases, signalling systems, and information sufficient for billing and collection, or used in the transmission, routing, or other provision of a telecommunications". + +- [ITU-T Q.1741.9] defines NetworkElement as "A discrete telecommunication entity, which can be managed over a specific interface, e.g., the RNC." +- [b-ITU-T G.780] defines "network element (NE)" as "A stand-alone physical entity that supports at least network element functions (NEFs) ..." + +The NE is a somewhat messy thing, as highlighted in Figure H.2-7. One of the issues is that existing representations make a number of assumptions that are not true in many cases. To avoid confusion by redefining the existing concepts, new terms are required to clearly define what it is and is not. + +![Figure H.2-7 – The 'NE' diagram](7015953aa0cca0cafa62bfe4305fbc0e_img.jpg) + +The diagram illustrates the Network Element (NE) as a central red splatter-like shape. Four green rounded rectangles are connected to this central shape by double-headed arrows, representing different aspects of the NE. The top-left box is labeled 'Resource functionality (ProcessingConstruct)'. The bottom-left box is labeled 'Physical inventory'. The top-right box is labeled 'Management-Control context (ControlSystemView)'. The bottom-right box is labeled 'Resource constraints (ConstraintDomain, ForwardingDomain, Link)'. In the bottom right corner of the diagram, there is a small text label 'G.7711(25)'. + +Figure H.2-7 – The 'NE' diagram + +**Figure H.2-7 – The "NE"** + +A much cleaner, recursive and consistent model has been formulated that takes advantage of the control-view model discussed above. + +The following clause discusses the rational for dismantling of the NE. + +### H.2.7.1 The analysis + +Looking broadly at the drivers from earlier clauses: + +- The management-control continuum, as identified by TM Forum, extends down through the SDN Controller into the NE such that an aspect of the NE is a controller + - The SDN controller looks like any other manager/controller + - The NE looks, in part, like any other manager/controller. +- A generalized model of control, access to control and control scope will provide a basis for a coherent reworking of both the NE and SDN controller representation. +- The SDN Controller, like the NE, needs to present a representation of the functionality it is controlling as well as to present itself as a set of control functions. +- There appears to be a need for a generalized representation (pattern) of a coherent unit of functionality + - To cover both control functions and controlled functions. +- Just as for the NE, there needs to be a representation of the relationship between the function (of control and being controller) and their physical realization + - The representation of physical realization using the equipment model will bring geographical positioning information + - The control/communication channels for both the NE and the SDN Controller look like any other communications + - The representation of communication channels using FC/LTP will link with the remainder of the communication network. + +- The relationship between a function and its physical realization may be through many levels of functional realization. + +The concept of the network element (NE) was created at the time when a single physical chassis (the NE) supported a single network function. Over time it became possible to support both multiple network functions in a single physical chassis and to support a single network function over multiple (geographically distributed) physical chassis. Thus, over time the Network Element (NE), as concept, became a somewhat incoherent hybrid of various concerns where the hybrid is not viable for many cases. One aspect of the NE is control, and this should be represented and considered in the same way as any other controller. The control aspect is the primary focus of a managed element (ME) but this also suffers from the same lack of coherence. + +Clarity is brought by considering the separable concerns: + +- Physical thing (solid i.e., a thing that can be measured with a ruler and has weight) and Physical space (i.e., with volume but no relevant weight) + - A coherent physical thing that in context is not relevantly decomposable (component, atomic) + - A coherent assembly of physical things (system/assembly, composite) + - Similarly physical space. +- Positioning of the physical thing in geographical space + - Essentially a point in space (very small geographical area) + - A large geographical area. +- Virtual131 function emergent from a physical thing (or set of physical things) where the virtual function has capability and is potentially active + - A coherent virtual thing that is in context not relevantly decomposable (component, atomic) + - A coherent assembly of virtual things (system/assembly, composite) + - Only realisable via supporting physical things (see Annex F for details of the relationship between the models of physical and functional things). +- Management-control function, management-control scope and access to Manage-Control where that management-control function + - The functions that fulfil and assure the intent and that provide access (can be talked to) to a view of things (that can be talked about) + - Is itself a virtual function + - Can view and manipulate virtual functions + - Can provide a view of Physical things through virtual functions. +- Port through which to access management-control information + - Will necessarily be a partial view of information of each thing that can be viewed + - May overlap with the view provided via another management access (such that some things are seen partly through one port, partly through another and partly through both) + - May allow access to information on geographically distributes things + - May allow access to information representing fragments of functionality some of which may be completely disjoint from others. +- A named hybrid assembly of virtual and physical things spread over an arbitrary geographical area. + +--- + +131 Also called logical function. + +- The assembly of information that can be accessed through a management port. + +The NE is a mix of the above (as is the SDN Controller, the EMS, etc.). The challenges with the above conglomeration approach: + +- Inconsistent boundaries + - The boundary of a coherent physical thing is highly unlikely to be coincident with a coherent virtual thing + - The boundary of the visibility via the management access is likely to cut across the boundary of physical and virtual things + - Some disjoint things are accessible via the same management access. +- Geographical spread + - The management access may be to things that are spread across geography and hence: + - Themselves do not have shared fate + - Have shared fate with things accessible via other management accesses. +- Identity and name challenge + - Each instance of the concept has identity and some form of identifier in a context that allows identification and potentially allows location via some form of address + - The identifier for the management access may differ from the identifier for the various virtual things and for the various physical things accessible + - The same thing may be accessed via management accesses of several different controllers. +- Lifecycle fragmentation + - A virtual thing visible via the management access may persist beyond the life of the management access, etc. +- The assembly of information that can be accessed through a management port + - For a geographically distributed "ME/NE" it is potentially necessary to open up the "ME/NE" to understand its cabling, etc. and fate share with other systems + - An "ME/NE" may group multiple "subnetworks" and have internal interconnecting "links". +- A composite "ME/NE" may provide access to disjoint functions that have independent network purpose + - For example, an FRU that only draws power and perhaps receives basic control and that has no functions relevant to the rest the FRUs in a shelf that forms part of an NE. +- Some things may be accessible as if in two different "MEs"/"NEs". + +Considering the current model clearly physical and functional things can be represented. Hence the focus of the model to replace the NE is the control view and the control entities themselves (the control entities are controllable). + +- The control entities can be considered as Components. +- In a controller view, there is potentially a view of the view provided by the subordinate controller (and so on) + - The critical consideration is what needs to be exposed. The "NE" exposes a view. The controller of the NE "may choose" to expose a view which may include the NE view or an abstraction of it (which the controller may claim is the NE view). +- A view is accessible through a port and a port is an LTP (which is a component-system) + +- There is an address of the port at which the information the controller expose is available. + +All systems involved in Control (e.g., NE, EMS, NMS, SDN Controller, Orchestrators) can be treated in the same way. + +- The views are aggregation. The provider of the view can be removed without the system ceasing to function + - The lifecycle of the presentation is independent of the lifecycle of the presenter + - A view may be provided through several accesses. An LTP could be visible through multiple views + - There could be fragments of entities provided in a view where the whole entity is made by assembling information from several views + - It is the ControlConstruct that is requested to perform actions on the things presented through the view. +- NE cases illustrating points on the broad spectrum + - A simple regenerator which is a single piece of hardware with one function and two... this is clearly representable as a traditional NE (single Geographical place, etc.) + - The DSL case with a direct access to the remote and a head end that consolidates the remote. If I consider monolithic NEs then there is a problem, if I consider views then there is no problem. +- Control of a "white box" NE will benefit from this approach + - The views are decoupled from the physical platform and from the ControlConstruct. They can move. The location of the producer of the view is determined via the relationships to the equipment model. + - Equipment gives rise to function gives rise to complex function gives rise to LTP. +- There is no need to create a virtual NE or virtual hardware. + - Simple view based or domain based groupings of functionality covers all cases. + +Figure H.2-8 shows an NE that happens to be significantly geographically distributed. + +![Diagram of a geographically distributed Network Element (NE). The top part shows an 'apparent NE' as an opaque box containing a yellow control interface and two sets of three downward-pointing triangles. The bottom part shows the internal structure: 'Sub-Rack A' with PIU 1 and PIU 2, and 'Sub-Rack B' with PIU 1, PIU 2, and PIU 3. All PIUs are connected to a central yellow bus labeled 'NE'. Text indicates 'Perhaps standard protocol' and 'Over geography shared fate with things visible at NE level'. A red dashed line with an eye icon is labeled 'Looking inside the NE'. A red arrow labeled '(Note)' points to the PIU 2 in Sub-Rack A.](0658ece044f55b2dc7add3db19561119_img.jpg) + +The apparent NE. +Opaque but spread across a geographical area. + +(Note) + +Looking inside the NE + +Sub-Rack A + +PIU 1 + +PIU 2 + +NE + +Sub-Rack B + +PIU 1 + +PIU 2 + +PIU 3 + +Perhaps standard protocol + +Over geography shared fate with things visible at NE level + +Diagram of a geographically distributed Network Element (NE). The top part shows an 'apparent NE' as an opaque box containing a yellow control interface and two sets of three downward-pointing triangles. The bottom part shows the internal structure: 'Sub-Rack A' with PIU 1 and PIU 2, and 'Sub-Rack B' with PIU 1, PIU 2, and PIU 3. All PIUs are connected to a central yellow bus labeled 'NE'. Text indicates 'Perhaps standard protocol' and 'Over geography shared fate with things visible at NE level'. A red dashed line with an eye icon is labeled 'Looking inside the NE'. A red arrow labeled '(Note)' points to the PIU 2 in Sub-Rack A. + +NOTE – The connections in Sub-Rack A and Sub-Rack B may be protected. + +G.7711-Y.1702(22)\_FH.2-8 + +**Figure H.2-8 – Geographically distributed NE** + +In the figure: + +- A subset of functions forms a coherent unit of stand-alone network functionality. +- There is significant geographical distance between two functions accessible through the control interface. + +![Diagram of an NE with two control access ports. The diagram shows two shelves of equipment. The left shelf contains a controller (white oval), a relevant function (green oval), a scope of access via A (yellow shape), and a scope of access via B (blue shape). The right shelf contains a controller (white oval), a relevant function (green oval), a scope of access via A (yellow shape), and a scope of access via B (blue shape). Arrows indicate connections between the shelves and the controllers. A label 'Controller resilience' is between the two shelves. A red arrow points to an 'Overlap' area on the right shelf. The diagram is labeled G.7711-Y.1702(22)_FH.2-9. A legend at the bottom defines the symbols: a white oval for a controller (may be resilient), a yellow shape for a scope of access via A, a blue shape for a visible control port protocol B, a brown rectangle for a shelf of equipment, a blue shape for a scope of access via B, a yellow shape for a visible control port protocol A, and a green oval for a relevant function.](84d7d5863a5092cbe730c1baeb4fae2e_img.jpg) + +Diagram of an NE with two control access ports. The diagram shows two shelves of equipment. The left shelf contains a controller (white oval), a relevant function (green oval), a scope of access via A (yellow shape), and a scope of access via B (blue shape). The right shelf contains a controller (white oval), a relevant function (green oval), a scope of access via A (yellow shape), and a scope of access via B (blue shape). Arrows indicate connections between the shelves and the controllers. A label 'Controller resilience' is between the two shelves. A red arrow points to an 'Overlap' area on the right shelf. The diagram is labeled G.7711-Y.1702(22)\_FH.2-9. A legend at the bottom defines the symbols: a white oval for a controller (may be resilient), a yellow shape for a scope of access via A, a blue shape for a visible control port protocol B, a brown rectangle for a shelf of equipment, a blue shape for a scope of access via B, a yellow shape for a visible control port protocol A, and a green oval for a relevant function. + +**Figure H.2-9 – An NE with two control access ports each providing a partial view** + +In Figure H.2-9, an assembly of equipment forms a traditional NE that happens to have two control access ports, each providing a partial view. Part of a relevant function (e.g., an LTP) is accessible through one control interface and part through another. + +## H.2.8 The control model applied to the "Controller" + +The control model discussed here can be applied to any manager/orchestrator/controller. The ControlComponent can be used to represent any control functions. If a more detailed functional model of the Controller is required, the model described in this document can be supplemented with the ProcessingConstruct and ConstraintDomain (see Annex K). The controller model is not fully developed in this release. + +## H.2.9 The configurationAndSwitchControl (CASC) + +The CASC is described in Annex E. It is a specialized ControlComponent used for the control of forwarding resilience. It is expected that the CASC, the control model described here, and the PC/CD model will be further refined in subsequent releases. + +## H.3 The ControlTask + +### H.3.1 Overview of Tasks + +#### H.3.1.1 Task definition + +**Task:** A piece of work to be done or undertaken. + +- Note that in the English definition, a task can be of any size or complexity (and is often considered as hard (not simple)). +- Clearly a Task can be broken down into smaller Tasks where there is therefore a (complex) arrangement (flow) of Tasks to perform a Task. + +### **H.3.1.2 Examples of Task based infrastructure** + +There are many task-based infrastructures available in the marketplace, but most appear to take a narrow view of Task. For example, Kestra () appears to have a narrow usage in that it appears to assume a Task is a single action in a flow as opposed to a nesting of other Tasks. It does note that a "Runnable Task" can be compute intensive (and can be anything). + +### **H.3.1.3 Examples of Task base solutions** + +The TAPI oam-job is essentially a Control Task related to measurement, where measurement is itself a Task. + +### **H.3.1.4 Tasks in general** + +Tasks interrelate in some complex interconnected structure to perform control activities. A complex of Tasks may be abstracted to be viewed as a single Task. + +A Task is defined in terms of dependent desired outcomes that themselves are defined in terms of constraints (as per intent). The outcomes may be explicit or implicit. The intention is that any task can be fully defined. + +The control solution may choose to either expose tasks to any level of detail/abstraction. For simple operations there will be no relevant Task exposed (although there clearly is a task). + +A Task can itself be controlled (via another Task), so an outcome of PAUSED may be requested. If this takes time, then a visible Task will administer the control of the Task (it is assumed that this Task that administers the pausing of another Task will not offer the opportunity for pausing) + +A Task will operate over some limited time with a start and end, and potentially periodicity etc132. + +The ControlConstruct is the entity that carries out all tasks133 in the control solution. The ControlConstruct carries out ControlTasks. The ControlTask provides an overarching entry point to the Task flow, etc. + +Control of the task flow is essentially Task orchestration and hence the overarching aspect of the Task. + +### **H.3.1.5 Task lifecycle** + +The Task lifecycle can be represented in terms of a set of states that relate to progress through the Task. As a complex Task may have many branches, parallel activities and alternatives. The lifecycle expression will have the complexity necessary to describe the task. + +### **H.3.1.6 Context for a Task** + +A Task can act upon a subset of the resources made available through an ExposureContext from an associated ConstraintDomain. The Task operations (creation, deletion, adjustment etc.) relate to the capabilities of the resources made available. The Task will be defined in terms of that subset of resources and a set of other Tasks it can interact with. + +### **H.3.1.7 Purpose of a Task** + +The Task purpose is defined in terms of a set of outcomes (may be instantaneous, ongoing (where a short-lived Task caused an ongoing Task), etc.). This outcome is defined in terms of other model entities and is constraint based. + +--- + +132 The end may not be known till just before it occurs, but nothing goes on forever. + +133 All functions, activities, operations, etc., i.e., all behaviours. + +### **H.3.1.8 Outcome of a Task** + +An outcome of a Task is defined in terms of a space of constraints. The constraints define a boundary within which the outcome must be. An outcome may be essentially constrained capabilities. + +An outcome may be broken down into many individual and more specific outcomes. An outcome may be defined in terms of effects, things etc. The things may themselves be performing an ongoing activity, for example things creating other things etc. An FC, resulting from a request for forwarding, represents things that are performing the ongoing activity of forwarding. Forwarding is a Task (although NOT a Control Task). + +The Task constraints bound the outcome and define the "intent" for the Task. TAPI connectivity-service is an example of Task outcome constraints. + +An outcome maybe: + +- The experience of something happening, e.g., the called party appears to the calling party to be in close proximity. +- Something happening +- The experience of something having happened +- Something having happened + +A measurement job (resulting from some request for measurement), performs the ongoing activity of measuring. The measurement job is therefore also a Task. + +Confirming and ensuring a successful outcome will often require measurement. Hence, many outcomes will involve the creation of Task related to measurement. + +Note that the TAPI oam-job is essentially a Control Task related to measurement. + +### **H.3.1.9 Expressing the Task** + +A Task is defined in terms of a structure of expression of capability and action (e.g., get, set etc.). That expression is contained in an envelope with nesting and interrelationship of opportunities. A grammar is necessary to enable the expression of things performing the Task and expression of the Outcome of the Task. The expression is in terms of constraints, relationships between things, temporality etc. and this expression will define all potential lifecycles for the Task. Task constraints can be expressed in terms of the OperationEnvelope model in Annex J (which provides some interdependencies related to the specific overarching intent). The description of the task is essentially a workflow description that is related to the instance of Task. + +The OperationsPattern in Annex J has OperationSet and dependency which is essentially a dependency skeleton of the Task. + +### **H.3.1.10 Task activity sequence** + +There is a general need beyond expression of a single Task that supports various degrees of Task coupling. At one end of the spectrum there is extremely loosely coupling where a Task results in an outcome that makes another Task more likely to be triggered. At the other end of the spectrum there is tight coupling where the outcome of one Task is guaranteed to trigger another specific Task. This appears to be a confluence of policy and workflow. + +Note that further work will be required to develop a description of policy/workflow confluence (which may draw heavily from external work). + +### **H.3.1.11 Task results as a specific type of outcome** + +A Task may have results, for example, in the case of a Task related to testing there may be some test results. These test results should be modelled, should be related to the Task but should be separate + +from the Task. The results should be maintained in a Task history in the context of a broader general history for them to be meaningful. + +The Task results may be in the form of the functions that perform other ongoing tasks. + +A measurement Task may require an ongoing record of measurement context (and hence a chronological log of change) which itself requires a Task. + +Note that further work will be required to develop a model of measurement results and of a historic log. + +### **H.3.1.12 Task as a Component** + +A Task is a definition of functionality and hence can be viewed as a Component as described in Appendix V. A Task: + +- has inputs and outputs; +- can be adjusted with policy and controls; + - In the case of the control task, these are all externally visible and provided via inputs. +- has internal workflow; +- is described in terms of subordinate components; +- etc. + +Hence a Task instance can be considered as an active functional component interacting with other components. + +### **H.3.1.13 Task structure in more detail** + +A Task may breakdown into subordinate Tasks where those Tasks may be serial, parallel, have interdependent starts, etc. (as per [b-BPMN]). + +A Task may cause several outcomes where some outcomes may occur at some intermediate point in the Task run and where some outcomes are a change of state that trigger or influence other Tasks or the Task itself. + +The Task is an abstraction of the underlying function arrangement (the underlying processes). Any functional entity can be considered as a Task Function. + +- The ProcessingConstruct is useful for general Task Functions that are not being modelled fully +- The ForwardingConstruct carries out the ongoing Task of transfer of information +- The ControlConstruct carries out an ongoing control task + - There is a need for further control function representation + - Could use decorated PC or specific new classes. + +Running these functions may require monitoring where monitoring is itself a Task. + +The statements of desired outcome may include interdependent activities to be completed (where the interdependency may be sequencing or finish before start etc.). + +### **H.3.1.14 A flow of Tasks** + +Flow in one Task is initiated by trigger conditions (being watched out for by that Task) where those conditions may be caused by outputs from other Tasks or from other sources. + +If multiple Tasks are watching for the same trigger condition, then the tasks run in parallel in multiple branches after the trigger. The flow may rejoin if a Task is watching for and requires two or more specific condition outputs (one from each of the two or more branches) to satisfy the trigger condition. + +A Task may take a set of inputs, process them, provide a set of outputs (or achieve outcomes) then complete/terminate. + +- The outputs may all occur at the completion of the task, or some may occur at intermediate points + - The outputs may directly update system state or may be streamed for use by other components. +- The inputs may all be available at the start of the Task, or they may be available at various points + - The task will be initiated by the occurrence of some condition (trigger) + - The inputs may be from monitored state or monitored stream + - The task may pause to wait for an input, abandon if it does not have an input, skip the input etc. + +A Task instance may run as a single activity that terminates once complete or, run continuously with internal loops until requested to terminate via some state input depending upon the Task capability. + +### **H.3.1.15 Task capability** + +The Task capability may be expressed in terms of apparent task flows that explain, in abstract, how the outputs are generated from the inputs, i.e., the definition of the transfer functions. + +The transfer function may be expressed as a structure of apparent encapsulated Tasks with some stated flow. As for any structure of tasks there may be flow loops and the apparent Tasks may themselves have capability expressed as transfer functions. The transfer function may be expressed as some other structure that is not of a task. + +The Task may be realized by subordinate Task flows built from a structure of real tasks with stated flow. Flow is determined by trigger conditions that are caused by outputs from other tasks etc. as discussed in clause H.3.1.14 A flow of Tasks. + +The Task may be realized by code (algorithms etc.) in which case there will be no deeper view of realization. In this case there still may be an expression of capability in terms of apparent encapsulated tasks with some stated flow. + +### **H.3.1.16 A running Task** + +Multiple instances of a specific type of Task may run concurrently. A Task instance is run in a specific instance of flow and will be related to other instances in the same instance of flow. Clearly, there is a need for an identifier for a flow where that identifier system deals with the nesting of flows etc. A running Task can watch for a trigger event to cause it to take a step etc. Instantiation of a running task is triggered by an event and hence there must be some form of task manager to instantiate the Task. This Task manager is essentially a running Task that has the role of Task instantiation. Clearly the Task manager Task needs to be started (see clause H.3.1.19 System Initialization). This area requires further development. + +Figure H.3-1 shows tightly coupled Tasks where one Task triggers the next (i.e., where a Task is waiting on a condition to be triggered and where that condition is explicitly set as an outcome of another Task). The Tasks could be ControlTasks. + +Note that the Task flow statement is considered as a Task, albeit a simple one. + +![Figure H.3-1 – Tasks and triggers illustration. A complex flowchart showing task execution flow with triggers, outcomes, and state diagrams. The flow starts with a 'Trigger' leading into a 'Kestra flowable task' container. Inside, it branches into two parallel paths of 'Task' blocks, which then merge. This is followed by a 'Kestra runnable task' container with more 'Task' blocks and a 'Terminate' end. Annotations explain 'ControlTask', 'Outcome', and 'Task flow statement'. Two state diagrams on the right show 'OpenModalState' and 'Experimental' states.](14fca1ff584868f10175b06422a2a858_img.jpg) + +The diagram illustrates a task flow with the following components and annotations: + +- Trigger:** The entry point of the task flow. +- Task flow statement:** A label pointing to the start of the flow. +- Kestra flowable task:** A container for a sequence of tasks that can be triggered. +- Kestra runnable task:** A container for tasks that run as part of the flow. +- ControlTask:** A specific task type that can influence the flow. +- Outcome:** Possible results from a task, shown as upward-pointing arrows. +- Task:** Individual units of work in the flow. +- Terminate:** The end point of the task flow. +- Annotations:** + - "The representation of the task related to some request for activity or some spontaneous activity" points to a task block. + - "A task may cause several outcomes where some outcomes may occur at some intermediate point in the task run where some outcomes are change of state that trigger or influence other tasks" points to an outcome arrow. +- State Diagrams:** + - OpenModalState:** Shows states like `OpenModalState.Experim...` and `ControlTask` with attributes such as `problemAndWarnings: TableRefere...`, `taskToComplete: TableRefere...`, `taskRecycleDate: TaskRecycleDate`, `activityLog: TableRefere...`, `requestContext: UserRequest`, and `controlTask: ControlTask [?]`. + - Experimental:** Shows states like `Experimental.RUNNING`, `Experimental.PAUSED`, `Experimental.WAITING`, `Experimental.ABORTING`, `Experimental.ABORTED`, `Experimental.ATTEMPTING_ROLLBACK`, `Experimental.ROLLBACK_COMPLETED`, `Experimental.ABANDONING`, `Experimental.ABANDONED`, `Experimental.FAILED`, and `Experimental.ARCHIVED`. + +Figure H.3-1 – Tasks and triggers illustration. A complex flowchart showing task execution flow with triggers, outcomes, and state diagrams. The flow starts with a 'Trigger' leading into a 'Kestra flowable task' container. Inside, it branches into two parallel paths of 'Task' blocks, which then merge. This is followed by a 'Kestra runnable task' container with more 'Task' blocks and a 'Terminate' end. Annotations explain 'ControlTask', 'Outcome', and 'Task flow statement'. Two state diagrams on the right show 'OpenModalState' and 'Experimental' states. + +**Figure H.3-1 – Tasks and triggers illustration** + +Figure H.3-2 shows an example of a Task flow. + +The trigger is a new intent request. The request will carry the constraints defining the desired outcome. The task is shown broken down into apparent subordinate tasks (that may happen to closely reflect the actual underlying task realization). + +The trigger causes an instance "Evaluate Request Integrity" to run thus initiating some instance context (identifier of the specific instance of the task), e.g., "Intent\_x". + +As a result of integrity having been validated (the failure path is not shown), a "process request" event occurs and this triggers both the "Evaluate Realization Template" and "Gather Policies" (as both are waiting on the same event. Both run an instance for the specific instance context, "Intent\_x". + +At some point in the execution of "Evaluate Realization Template", the event "realization policies" is caused to occur in the context "Intent\_x". This is absorbed by the "Gather Policies" for "Intent\_x". + +The flow proceeds to eventually reach the "Evaluate Computation Outputs". This is initially triggered for "Intent\_x" by two triggers, "compute A" and "compute B", causing it to start then wait for both the "Compute A Result" and the "Compute B Result" triggers. If both do not arrive appropriately the "Evaluate Computation Output" escalates. + +![Figure H.3-2: An example ControlTask flow diagram. The process starts with a 'Request stream' entering a 'Respond to new "intent" request' block. This leads into a large blue box containing the main flow: 'Evaluate request integrity' (which 'Process request') leads to 'Evaluate realization template' (producing 'Realization constraints') and 'Gather policies' (producing 'Computation policies'). Both lead to 'Determine computation method'. This method is executed by 'Compute engine A' (producing 'Compute A result') and 'Compute engine B' (producing 'Compute B result'). Both results are fed into 'Evaluate computation outputs', which produces a 'Compute result'. This result goes to 'Post process output', which leads to 'Intent refinement' and 'Update intent'. An 'Escalate' path is shown from 'Evaluate computation outputs'.](777d960032b7f10e3585eedb118ccbda_img.jpg) + +``` + +graph TD + subgraph Box [ ] + direction LR + ERI[Evaluate request integrity] -- Process request --> ERT[Evaluate realization template] + ERI -- Process request --> GP[Gather policies] + ERT -- "Realization constraints" --> DCM[Determine computation method] + GP -- "Computation policies" --> DCM + DCM -- "Compute A" --> CE_A[Compute engine A] + DCM -- "Compute B" --> CE_B[Compute engine B] + CE_A -- "Compute A result" --> ECO[Evaluate computation outputs] + CE_B -- "Compute B result" --> ECO + ECO -- "Compute result" --> PPO[Post process output] + PPO -- "Intent refinement" --> UI[Update intent] + ECO -- Escalate --> Escalate + end + RS[Request stream] --> RNR[Respond to new "intent" request] + RNR --> Box + style Box fill:none,stroke:none + +``` + +Figure H.3-2: An example ControlTask flow diagram. The process starts with a 'Request stream' entering a 'Respond to new "intent" request' block. This leads into a large blue box containing the main flow: 'Evaluate request integrity' (which 'Process request') leads to 'Evaluate realization template' (producing 'Realization constraints') and 'Gather policies' (producing 'Computation policies'). Both lead to 'Determine computation method'. This method is executed by 'Compute engine A' (producing 'Compute A result') and 'Compute engine B' (producing 'Compute B result'). Both results are fed into 'Evaluate computation outputs', which produces a 'Compute result'. This result goes to 'Post process output', which leads to 'Intent refinement' and 'Update intent'. An 'Escalate' path is shown from 'Evaluate computation outputs'. + +**Figure H.3-2 – An example ControlTask flow** + +### H.3.1.17 The ControlTask + +The ControlTask in the core model is intended to support activities prompted by client interaction with the ControlConstruct. The ControlTask instance provides an opportunity for the client to assess progress and to adjust the ControlTask operation. Modification of the direction for the activity should be carried out via the ControlTask. + +Clearly, the client observes and manipulates a shallow abstraction of the actual Task complexity of the provider solution. The Tasks that appear to act on the entities exposed via the ExposureContext are mapped from the actual detailed Tasks. + +Different clients may get different degrees of visibility. An external party may get a very lightweight view (e.g., on/off) whereas an administrator of the actual solution will see the detailed Tasks at one level and potentially the mapping between the levels, depending upon the administrator role. Clearly, the solution designer will have an even more detailed view of the Tasks. + +ControlTask capability is defined from the outside and hence its description does not vary due to internal hidden control. Other components expose capability that is defined from the inside. + +### H.3.1.18 Example of some high level ControlTasks + +Figure H.3-3, inspired by earlier work in TM Forum, shows a stylized sketch of control Tasks that are arranged to perform service design and provisioning134. These Tasks will not all be visible to the administrator. The client is likely to see a thin shim of the Task behaviour where some of the stages are identified, perhaps that placement computation is complete, but probably not that the Solution Interpreter is active. + +134 It is not intended that this be a full/complete design, the structure is simply being used to illustrate the mechanism. + + + +![Figure H.3-4: An example ControlTask flow in a Placement solution. The diagram shows a flow starting from an external 'Select, design and adjust solution instance intention' (0) to a 'Controller assembly' box. Inside the box, the flow proceeds through: 1) Request transaction handler, 2) Single request coordinator, 3) Solution interpreter, 4) Single request coordinator, 5) Placement computation engine, 6) Component capability interpreter, 7) Current component/Function graph, 8) Single request coordinator, 9) Placement evaluator, 10) Single request coordinator, 11) Request transaction handler, and 12) Deploy/Prepare/Adjust components. External inputs include 'Component and service catalogue (Offers of intent and component effect)' (3), 'Component assembly pattern catalogue (System realization)' (3), and 'Inherent component capabilities/needs catalogue' (9, 6). Red arrows indicate the sequence of control tasks, while blue arrows show data and component interactions.](a5bca582e073ba0d94ca0a4fbc3ca3e5_img.jpg) + +Figure H.3-4: An example ControlTask flow in a Placement solution. The diagram shows a flow starting from an external 'Select, design and adjust solution instance intention' (0) to a 'Controller assembly' box. Inside the box, the flow proceeds through: 1) Request transaction handler, 2) Single request coordinator, 3) Solution interpreter, 4) Single request coordinator, 5) Placement computation engine, 6) Component capability interpreter, 7) Current component/Function graph, 8) Single request coordinator, 9) Placement evaluator, 10) Single request coordinator, 11) Request transaction handler, and 12) Deploy/Prepare/Adjust components. External inputs include 'Component and service catalogue (Offers of intent and component effect)' (3), 'Component assembly pattern catalogue (System realization)' (3), and 'Inherent component capabilities/needs catalogue' (9, 6). Red arrows indicate the sequence of control tasks, while blue arrows show data and component interactions. + +**Figure H.3-4 – An example ControlTask flow in a Placement solution** + +At the top of the sketch, an external initiating selection function makes a request on a controller for one or more specific services. This would arrive at a ControlPort. A combination of ControlConstructs run the following ControlTask flow (note that this is clearly a massively simplified sketch of an essential flow): + +- 1) Request Transaction Handler: Breaks multiple requests into a set of single requests +- 2) Single Request Coordinator: Takes a request and asks for interpretation against known offer types (Component/Service) and candidate realizations +- 3) Solution Interpreter: Provides one or more candidate solution design patterns for the requested Component/Service +- 4) Single Request Coordinator: Provides the Placement Computation Engine with the candidates +- 5) Placement Computation Engine: Uses Component Capability Interpreter to evaluate capabilities and needs related to the solution design patterns +- 6) Component Capability Interpreter assesses each request against the definitions of Components in the catalogue +- 7) Placement Computation Engine: Interrogates the Current Graph for opportunities and runs some algorithm etc. to determine appropriate placement of necessary components etc. using the Component Capability Interpreter as appropriate and returns candidate solutions to the Single Request Coordinator +- 8) Single Request Coordinator: Takes candidates and requests evaluation for suitability +- 9) Placement Evaluator: Assesses quality of each candidate using the Component Capability Interpreter as appropriate and provides assessment back to Single Request Coordinator +- 10) Single Request Coordinator: Chooses solution and provides this to Request Transaction Handler + +- 11) Request Transaction Handler: Initiates deployment etc. of the solution as appropriate +- 12) Deploy/Prepare/Adjust: Takes necessary action including updating the Current Graph as necessary. + +The above flow may be augmented with Policy considerations, schedules, lead time considerations, negotiation phases related to third-party network requests, etc. It is clearly part of multiple control loops that relate to reevaluation on changes in the solution environment, changes in request, etc. + +The diagram does not show failure paths and refinement loops (e.g., where the single request coordinator determines, using the placement evaluator that none of the placements offered by the placement computation engine are suitable so the single request coordinator requests further placement attempts by the placement evaluator, perhaps with refined properties in the request. + +The diagram does not show multiple parallel requests and does not cover what happens to other members of the set of single requests that the request transaction handler constructs. It is assumed that occurrences of each necessary task will run for each of the single requests and that these may run in parallel. Clearly, there may be some dependency between results, e.g., the case where if one of a set of computationally independent single requests cannot be successfully resolved, then the whole set should be abandoned. + +It could also be argued that step (1) and step (11) are run by separate tasks, i.e., coordination is distributed and information on context etc. flows forward with the progression of the other tasks (as opposed to flow back to the same originating task). Clearly, step (11) needs to be run by a stateful task that is aware of progress and of the definition of completeness. + +As discussed in clause H.3.1.16, A running task, the coupling between tasks could use an event strategy such that a task handler is listening for a particular trigger event that will then cause the spawning of a new task occurrence and each live task occurrence could be listening for events to enable progression (and of course, termination). + +A full solution will also support control behaviour, not shown in the sketch above, related to: + +- network failure, where a recomputation of placement of a running service/component is performed to recover the support for the intended solution characteristics +- changes in underlying network infrastructure supporting a running service/component, where a recomputation of placement of a running service/component is performed to recover the support for the intended solution characteristics +- concurrent user computation result clash, where two users both attempt to acquire the same resource +- deployment failure, where there is some conflicting deployment in the network or some other real network issue +- modification of an existing intent resulting from negotiation with the client +- modification of the component assembly pattern supporting a particular offered component/service type +- modification of capabilities advertised for a particular component and hence made available to the Placement Computation Engine and to the Placement Evaluator. + +### **H.3.1.19 System initialization** + +As implied earlier, there needs to be a ControlTask running at startup to instantiate other ControlTasks etc. It is assumed that at system initialization there will be a ControlConstruct running with a specific ControlTask that will boot the system. This ControlTask will have the purpose of creating ControlTasks that will create the initial CDs, ECs, etc. The initial CDs/ECs/etc. will probably be related to the system control functions and each will cause the formation of further CDs, ECs, etc. + +After several sequences of CD/EC/etc. creation, the CD/EC/etc. related to the core purpose of the system will be created. + +The specific arrangement and sequence of assembly will depend upon the purpose of the system. + +### H.3.2 The ControlTask model + +Figure H.3-5 shows the Control Task model. + +![UML Class diagram for the Control Task model. The diagram shows several classes and their relationships: CtAbstractFunctionStructure, CtTransferFunction, ControlTask, CtPort, ControlConstruct, UniversalOutputConstraintStructure, and TaskLifecycleState. ControlTask is the central class, inheriting from CtTransferFunction. It has attributes like problemsAndWarningsToBeDefined, timeToCompletion, taskLifecycleState, activityLevel, and used. It has associations with CtTransferFunction (exposedCtTransferFunction), ControlConstruct (subordinateControlConstructContext), and CtPort (controlPort). CtPort has associations with ControlTask (controlPortToControlPort) and UniversalOutputConstraintStructure (structureConstraint). TaskLifecycleState is an enumeration with values: RUNNING, PAUSED, WAITING, ABORTING, COMPLETED, ABORTED, ATTEMPTING_ROLLBACK, ROLLBACK_COMPLETED, ABANDONING, ABANDONED, and ARCHIVED. Callouts provide additional information about the classes and their relationships.](362d08043922f2b1d25771265240c368_img.jpg) + +The diagram illustrates the Control Task model with the following components: + +- CtAbstractFunctionStructure**: Base class for CtTransferFunction. +- CtTransferFunction**: Base class for ControlTask. It has an association with CtAbstractFunctionStructure (ctfAbstractFunctionStructure). +- ControlTask**: The main class, which inherits from CtTransferFunction. It has attributes: + - problemsAndWarningsToBeDefined: ToBeDefined [0..1] + - timeToCompletion: ToBeDefined [0..1] + - taskLifecycleState: TaskLifecycleState [0..1] + - activityLevel: ToBeDefined [0..1] + - requestContent: UniversalRequestC [0..1] + - used: Universal [1] +- CtPort**: A class with attributes: + - portItemName: String [1] + - portFlowDirection: CtPortFL [0..1] + - portAccessMode: CtPortAc [0..1] +- ControlConstruct**: A class that has an association with ControlTask (subordinateControlConstructContext). +- UniversalOutputConstraintStructure**: A class with attributes: + - progressStatus: [1] + - controlTask: ControlTask [0..1] + - structureConstraint: OperationEnvelope [1] +- TaskLifecycleState**: An enumeration with the following values: + - RUNNING + - PAUSED + - WAITING + - ABORTING + - COMPLETED + - ABORTED + - ATTEMPTING\_ROLLBACK + - ROLLBACK\_COMPLETED + - ABANDONING + - ABANDONED + - ARCHIVED + +Relationships and associations: + +- ControlTask has an association with CtTransferFunction (exposedCtTransferFunction). +- ControlTask has an association with ControlConstruct (subordinateControlConstructContext). +- ControlTask has an association with CtPort (controlPort). +- CtPort has an association with ControlTask (controlPortToControlPort). +- CtPort has an association with UniversalOutputConstraintStructure (structureConstraint). +- ControlConstruct has an association with ControlTask (subordinateControlConstructContext). + +Callouts provide additional information: + +- The ControlTaskTransferFunction is not a spec. It has a spec that sets out the pattern components that it is built from. It has specific instances of ControlTask it is built from and these can potentially be started/stopped etc. If the ControlTasks it is built from do not express any control opportunity then they are only represented in the spec layer. The ControlTaskFlowGraph is only represented fully in the Spec layer. +- Need to add attribute to ControlTask to indicate whether it is triggered via a port or from some other source. Likewise whether the output goes through a port or elsewhere. Both the above may be spec only properties. +- Talk through the port to the component about the view. +- Capability: The opportunity for a thing (e.g., Component) to carry out specific activities. Possessing the means to carry out specific activities. Related Terms: Functionality: An activity that is natural to or the purpose of a thing. Ability: Possession of the means or skill to do something. Potential, Competence, Faculty, Aptitude, Talent. +- Capability/Specification: The description of capability (of a thing (e.g., Component)) to carry out activities. Related Terms: Descriptor, Template, Profile, Specification. + +UML Class diagram for the Control Task model. The diagram shows several classes and their relationships: CtAbstractFunctionStructure, CtTransferFunction, ControlTask, CtPort, ControlConstruct, UniversalOutputConstraintStructure, and TaskLifecycleState. ControlTask is the central class, inheriting from CtTransferFunction. It has attributes like problemsAndWarningsToBeDefined, timeToCompletion, taskLifecycleState, activityLevel, and used. It has associations with CtTransferFunction (exposedCtTransferFunction), ControlConstruct (subordinateControlConstructContext), and CtPort (controlPort). CtPort has associations with ControlTask (controlPortToControlPort) and UniversalOutputConstraintStructure (structureConstraint). TaskLifecycleState is an enumeration with values: RUNNING, PAUSED, WAITING, ABORTING, COMPLETED, ABORTED, ATTEMPTING\_ROLLBACK, ROLLBACK\_COMPLETED, ABANDONING, ABANDONED, and ARCHIVED. Callouts provide additional information about the classes and their relationships. + +G.7711(25) + +CoreModel diagram: Control-ControlConstructWithTask + +Figure H.3-5 – Control Task model + +#### H.3.2.1 ControlTask + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::ControlTask + +The ControlTask represents an apparent (abstract/emergent) functional component that provides/exposes management-control capability where that capability is defined in terms of a CtTransferFunction (Control Task transfer function). + +The use of "apparent" and "emergent" emphasizes that this is NOT the underlying/implementation componentry. + +- The behaviour defined by the CtTransferFunction is emergent from a set of underlying implementation components that have been constrained to behave in a particular way. +- The ControlTask defines a specific purposeful CtTransferFunction where the underlying componentry may be far more capable/complex. It has architected behaviour. +- The ControlTask capability is defined from the outside and hence its description does not vary due to internal hidden control (other components expose capability that is defined from the inside). + +The whole defined CtTransferFunction is available and active in an instance. + +It achieves outcomes/goals etc. and covers all success and failure behaviours. + +It is the representation of the behaviour related to some request for control activity or some spontaneous control activity. + +ControlTask capability definition and instance of running ControlTask with state + +Related terms: + +- Task: A piece of work to be done. +- Job: A task or piece of work. +- Activity: A thing that is done. +- Use case: A written description of how a task will be performed for a particular purpose. +- Function: An activity that is natural to or the purpose of a thing. +- Action: A thing done. +- RunnableTask: Used to handle any computational work. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +**Table H.3-1 – Attributes for ControlTask** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| problemsAndWarnings | Experimental | A list of problems and warnings related to the task | +| timeToCompletion | Experimental | The estimated time to completion of the task | +| taskLifecycleState | Experimental | The state of the task (progress, etc.) | +| activityLiveLog | Experimental | A log of activities | +| requestContext | Experimental | All details from the request | +| _controlTask | Experimental | See referenced class | +| _exposedCtTransferFunction | Experimental | The exposed behaviour of the ControlTask | +| _ctPort | Experimental | Provides a specific access.
ControlTasks can only be connected by ports.
A ControlTask may have no ports when it is not explicitly in some ControlTaskFlowGraph, i.e., where there is no explicitly stated trigger and no explicitly stated output to cause flow progression. | + +### H.3.2.2 CtPort + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CtPort + +An access to a ControlTask. + +This class is Experimental. + +**Table H.3-2 – Attributes for CtPort** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|------------------------|---------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| portInternalRole | Experimental | The aspect of the ControlTask functionality accessed via the port | +| portFlowDirection | Experimental | The direction of flow (in or out) | +| portAccessMode | Experimental | The mode of access to the port | +| _cttfPort | | See referenced class | +| _flowSendToCtPort | Experimental | This SEND control port is explicitly DIRECT connected to the referenced (RECEIVE_LISTEN) ControlPort. There may be a DIRECT connection, but it may not be known at the SEND end (hence this attribute may be not present). | +| _flowReceiveFromCtPort | Experimental | This RECEIVE_LISTEN control port is explicitly DIRECT connected to the referenced SEND ControlPort. There may be a DIRECT connection, but it may not be known at the RECEIVE_LISTEN end (hence this attribute may be not present). | + +### H.3.2.3 CtTransferFunction + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CtTransferFunction + +A statement of the capability of the ControlTask in necessary detail to enable a client to fully understand the externally visible characteristics of the ControlTask (i.e., how the outputs are generated from the inputs, or from any other relevant internal behaviour). + +Each apparent ControlTask should have a defined CtTransferFunction. + +It may be expressed in terms of: + +- an apparent Flow Graph that explains, in abstract, how the outputs are generated from the inputs; +- logic function, arithmetic function or some other structure (CttfAbstractFunctionStructure) that is not in a ControlTaskFlowGraph form. + +The \_controlTaskOfCtFlowGraph collects the ControlTasks of the Flow Graph. + +Related Terms: + +- Behaviour: The way in which a thing works. +- Transfer Function: The relationship between the output signal of a control system and the input signal. + +The CtFlowGraph (not modelled directly) is a structure of interconnected apparent/abstract ControlTasks (each having a defined CtTransferFunction) where the structure expresses all possible flows (including cycles/loops) from exposed inputs to exposed outputs (which are the inputs and outputs of the ControlTask the ControlTaskFlow defines). + +The CtFlowGraph is formed from the linking of CtPorts using \_flowReceiveFromCtPort and \_flowSendToCtPort (of the CtPort of the ControlTask). + +The CtFlowGraph supports the workflow of the Component. + +Related Terms: + +- Workflow: the order of the stages in a particular work process. +- Flow (e.g., Kestra): A simple list of tasks, grouped by namespace. It defines all the behaviour for the current flow. +- Use case sequence: a list of actions or event steps. +- Process: a series of actions or steps taken in order to achieve a particular end. +- Procedure: a series of actions conducted in a certain order or manner. +- Action Steps: Detail of an action plan. + +This class is Experimental. + +**Table H.3-3 – Attributes for CtTransferFunction** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|--------------------------------|---------------------------------------|----------------------| +| _cttfPort | | See referenced class | +| _controlTaskOfCtFlowGraph | | See referenced class | +| _cttfAbstractFunctionStructure | | See referenced class | + +### H.3.2.4 CttfPort + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CttfPort + +Represents the transfer function aspects of the CtPort + +This class is Experimental. + +**Table H.3-4 – Attributes for CttfPort** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|------------------|---------------------------------------|-------------------------------------------------------------------------| +| triggerCondition | | The condition that triggers the ControlTask through the related CtPort. | +| outputCondition | | The condition output by the related CtPort. | +| _ctPort | | See referenced class | + +### H.3.2.5 CttfAbstractFunctionStructure + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CttfAbstractFunctionStructure + +Expression of a ControlTaskTransferFunction in terms of a logic function, arithmetic function or some other structure that is not in a ControlTaskFlowGraph form. + +This class is Experimental. + +### H.3.2.6 CtPortFlow + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CtPortFlow + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- RECEIVE\_LISTEN: + - An input port to the ControlTask. + +- Applied stereotypes: + - Experimental +- SEND: + - An output from the ControlTask + - Applied stereotypes: + - Experimental + +### H.3.2.7 CtPortAccessMode + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::CtPortAccessMode + +The form of access. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- ENVIRONMENT: + - The port accesses the general environment. There is no explicit connection. + - A RECEIVE\_LISTEN port takes input from anywhere and examines for appropriateness. There is no expected source. + - A SEND port broadcasts into the environment. There is no expected recipient. + - Analogue: An antenna. + - Applied stereotypes: + - Experimental +- DIRECT: + - There is a connection. + - The connected port may be known and/or may know of this port. + - Applied stereotypes: + - Experimental + +### H.3.2.8 TaskLifecycleState 135 + +Qualified name: CoreModel::GeneralControllerModel::ControlTask::TaskLifecycleState + +The potential states of the task. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- RUNNING: + - The task is running/progressing. + - Applied stereotypes: + - Experimental +- PAUSED: + - The task has been paused. + +--- + +135 A task instance is run to completion. Once COMPLETE the task instance can be deleted or archived but cannot transition to any other state. + +- Applied stereotypes: + - Experimental +- WAITING: + - The task is waiting for input etc. + - Applied stereotypes: + - Experimental +- ABORTING: + - The task is aborting. + - Applied stereotypes: + - Experimental +- COMPLETED: + - The task has been completed successfully. + + +There may have been warnings and non catastrophic error conditions none of which prevented completion or some useful outcome. + - Applied stereotypes: + - Experimental +- ABORTED: + - The task has been aborted. + - Applied stereotypes: + - Experimental +- ATTEMPTING\_ROLLBACK: + - The task is attempting to return the controlled system to a previous state. + - Applied stereotypes: + - Experimental +- ROLLBACK\_COMPLETED: + - The task has completed a roll-back action. + - Applied stereotypes: + - Experimental +- ABANDONING: + - Task is abandoning. + - Applied stereotypes: + - Experimental +- ABANDONED: + - The task has been abandoned and is no longer running. + - Applied stereotypes: + - Experimental +- FAILED: + - The task has failed. + + +The task may have failed to start or may have progressed to a point where a condition occurred that prevented further meaningful progress and has had no useful outcome. + +- Applied stereotypes: + - Experimental +- ARCHIVED: + - The task has been archived (and is no longer running). + - Applied stereotypes: + - Experimental + +## H.4 Operations + +This clause considers the details of exposing capability on a ControlPort. This clause describes a generalized model of interfacing. In a real implementation, if the ControlConstruct was representing client facing capability of an SDN Controller, then the ControlPort may be exposing a TAPI interface. + +### H.4.1 The basic model + +Figure H.4-1 shows that a ControlPort can take either a ProviderRole or a UserRole. + +The ProviderRole offers: + +- A synchronous interaction opportunity for traditional message/response interaction covering both: + - Request for information + - Request for change to be made136 +- A notification opportunity to enable reporting of changes in state of underlying structure detail covering: + - Changes in the controlled resources, e.g., the network + - Changes in the control system +- Two signal receipt opportunities for use in an event driven context where the signals, potentially broadcast by the client, are related to request for information and request for change. + +The UserRole offers the other half of each of the ProviderRole opportunities. + +The two information flows (dashed lines) represent Provider to User and User to Provider flows. + +The detail of the model is covered in later figures. + +--- + +136 Change may change a value, cause linear behaviour, cause some rate of change, etc. + +![UML Class Diagram: Control-ControlPortWithProviderAndUserRole. This diagram shows the relationships between ControlConstruct, ExposureContext, ControlPort, UserRole, and ProviderRole. ControlConstruct has a 1..* association with ControlPort (role: controlPort). ControlConstruct also has associations with ExposureContext (roles: subordinateControlConstructContext, exposureContext). ControlPort has associations with UserRole (role: userRole) and ProviderRole (role: providerRole). UserRole and ProviderRole are shown as classes with specific attributes and signals. A note indicates 'Talk through the port to the component about the view.'](d0afd1f27493bfe694ce00930db0f3a5_img.jpg) + +UML Class Diagram: Control-ControlPortWithProviderAndUserRole. This diagram shows the relationships between ControlConstruct, ExposureContext, ControlPort, UserRole, and ProviderRole. ControlConstruct has a 1..\* association with ControlPort (role: controlPort). ControlConstruct also has associations with ExposureContext (roles: subordinateControlConstructContext, exposureContext). ControlPort has associations with UserRole (role: userRole) and ProviderRole (role: providerRole). UserRole and ProviderRole are shown as classes with specific attributes and signals. A note indicates 'Talk through the port to the component about the view.' + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlPortWithProviderAndUserRole + +**Figure H.4-1 – Provider and User role ControlPorts** + +## H.4.2 Provider and User role detail + +This clause expands on the model introduced in the previous clause and introduces some more detail on the structures in the previous clause. + +In Figure H.4-2 the three signals are expanded, and the notion of universal structures is highlighted. These structures are further explored in later clauses. + +In addition, the interface that is formed by binding a Provider role ControlPort and User role ControlPort is depicted (in violet). This also uses the two universal structures. + +![UML Class Diagram: Control-ControlConstructShowingProviderAndUserDetail. This diagram is a more detailed version of the previous one, showing the internal structure of the signals and universal structures. It includes classes like Signal, UniversalRequestConstraintStructure, UniversalOutputConstraintStructure, and SynchronousControlCapability. It shows associations and dependencies between ControlPort, UserRole, ProviderRole, Signal, and these universal structures. A note indicates 'Talk through the port to the component about the view.'](0512d726ae1370e8b8329956690b1a0d_img.jpg) + +UML Class Diagram: Control-ControlConstructShowingProviderAndUserDetail. This diagram is a more detailed version of the previous one, showing the internal structure of the signals and universal structures. It includes classes like Signal, UniversalRequestConstraintStructure, UniversalOutputConstraintStructure, and SynchronousControlCapability. It shows associations and dependencies between ControlPort, UserRole, ProviderRole, Signal, and these universal structures. A note indicates 'Talk through the port to the component about the view.' + +G.7711(25) + +Source Papyrus CoreModel diagram: Control-ControlConstructShowingProviderAndUserDetail + +**Figure H.4-2 – Provider and User role detail** + +## H.4.3 Long-lived operations and universal structures + +A request for change, conveyed either via the synchronous or asynchronous mechanisms highlighted above, is expressed in terms of the UniversalRequestConstraintStructure which is a statement of desired outcome and is in the form of the OperationEnvelope described in Annex J. + +A synchronous interaction is reasonable when the provider task is simple such that the provider can easily provide a response in a timeframe considered suitable by the user. In this case the response + +may be COMPLETE or FAILED along with full relevant details in the structureConstraint attribute along with pertinent notifications from the network resources, etc. represented in the ExposureContext. + +In cases where the task duration is long or is widely variable, initiation via a synchronous interaction is still possible but it is then necessary to provide a rapid response followed by updates on progress up to completion. Figure H.4-3 introduces the ControlTask which will provide visibility of the progression of the task. This is highlighted to the client via the UniversalOutputConstraint Structure supplied in the response to the request which also supplies the ExposureContext reference. + +This model fragment allows a Controller to respond with either the complete answer in a structureConstraint or with a partial answer (potentially simply IN\_PROGRESS) along with a reference to a ControlTask entity that can be queried for progress of the task and that will notify of changes in the task. The ControlTask provides the full request detail via the requestContext property. + +Where the task has not been completed, the relevant ControlPort will emit notifications related to progress of the task in terms of: + +- Entities created, etc., such as FCs, LTPs, etc. (which may be collected together into subgraph assemblies) +- ControlTask state and property changes where the ControlTask can progress through the any relevant TaskLifecycleStates. + +![UML Class Diagram: Control-ControlConstructWithUniversalStructures. The diagram shows a complex network of classes and associations. Key elements include: ControlConstructWithUniversalStructures (with attributes like controlTask, requestContext, and outputReference); ControlTask (with lifecycle states like REQUESTING, PAUSED, ATTEMPTING, COMPLETE, ABANDONED, FAILED, ARCHIVED); UniversalOutputConstraintStructure (with attributes like progressStatus and structureConstraint); and various interfaces like ControlPort, ControlPortToControlPort, and SystemStateDefaultConstraint. Annotations explain the purpose of certain attributes and states, such as 'active' and 'archived' states for ControlTask, and the need for port signals and receptions. The diagram is labeled G.7711(25) in the bottom right corner.](34340d1a45e15a8faee7d715966220d1_img.jpg) + +UML Class Diagram: Control-ControlConstructWithUniversalStructures. The diagram shows a complex network of classes and associations. Key elements include: ControlConstructWithUniversalStructures (with attributes like controlTask, requestContext, and outputReference); ControlTask (with lifecycle states like REQUESTING, PAUSED, ATTEMPTING, COMPLETE, ABANDONED, FAILED, ARCHIVED); UniversalOutputConstraintStructure (with attributes like progressStatus and structureConstraint); and various interfaces like ControlPort, ControlPortToControlPort, and SystemStateDefaultConstraint. Annotations explain the purpose of certain attributes and states, such as 'active' and 'archived' states for ControlTask, and the need for port signals and receptions. The diagram is labeled G.7711(25) in the bottom right corner. + +Source Papyrus CoreModel diagram: Control-ControlConstructWithUniversalStructures + +**Figure H.4-3 – Long lived operations and universal structures** + +#### H.4.4 The full model + +Figure H.4-4 shows the full operation model. The ControlPort is supported by an LTP which will encode and propagate the relevant messages. Communication will be supported by the necessary connectivity represented by FCs associated to the LTP. + +Depending on the protocol, there may be a session running between communicating ControlPorts. This session can be represented by an FC between LTPs with the appropriate LayerProtocol. + +Where there is no session, the momentary relationship made as a message leaf from ControlPort and arrives at another ControlConstruct port can be considered as a fleeting FC. Clearly, it is unlikely that instances of this FC will need to be modelled in any way. + +![Source Papyrus CoreModel diagram: Control-ControlConstructWithFullOperationsModel. A complex UML class diagram showing relationships between ControlTask, ControlConstruct, ControlPort, and various signal/interface classes like UserSynchronousPortType, ProviderSynchronousPortType, and AsyncQueryStructureStateDefinedByConstraint. It includes enumerations for TaskLifecycleState and ProgressStatus.](e61e1a01346a3e7d84f2dbf2e20bcb00_img.jpg) + +Source Papyrus CoreModel diagram: Control-ControlConstructWithFullOperationsModel + +Source Papyrus CoreModel diagram: Control-ControlConstructWithFullOperationsModel. A complex UML class diagram showing relationships between ControlTask, ControlConstruct, ControlPort, and various signal/interface classes like UserSynchronousPortType, ProviderSynchronousPortType, and AsyncQueryStructureStateDefinedByConstraint. It includes enumerations for TaskLifecycleState and ProgressStatus. + +**Figure H.4-4 – Full control model** + +##### H.5 Providing information + +This clause sets out the aspect of the control model associated with providing information through the signal "underlyingStructureDetail" discussed in the previous clause. + +This clause focusses mainly on the autonomous provision of information but also considers the response to a request for information. + +##### H.5.1 At the core of the management-control system + +Figure H.5-1 provides an overview of the controller structure and shows a client controller connected to a provider controller. + +348 + +Rec. ITU-T G.7711 (08/2025) + +![Figure H.5-1 – A controller hierarchy diagram showing the interaction between a Client controller, a Provider controller, and Network elements (NE).](e04618767388198daac140d4a8916662_img.jpg) + +The diagram illustrates a controller hierarchy with the following components and interactions: + +- Client controller:** Contains a **Model**, **View mapping**, and a **Model** (enclosed in a dashed green box). The **Model** interacts with **Get**, **Stream**, and **Intent** components, which in turn interact with a **Comms** layer. +- Focus:** A red dashed line labeled "Focus" connects the **Model** in the Client controller to the **View model** in the Provider controller. +- Area covered:** A green dashed line labeled "Area covered" encloses the **Model**, **Get**, **Stream**, **Intent**, and **Comms** components in both the Client and Provider controllers. +- Provider controller:** Contains a **View model**, **View mapping**, and a **Network model** (enclosed in a dashed green box). The **View model** interacts with **Get**, **Stream**, and **Intent** components, which in turn interact with a **Comms** layer. +- Network model:** Interacts with **View mapping**, which in turn interacts with a **Nodal model**. +- Nodal model:** Interacts with **Get**, **Stream**, and **Intent** components, which in turn interact with a **Comms** layer. +- NE (Network Element):** Three NEs are shown at the bottom, connected to the **Comms** layers of the Client controller, Provider controller, and Nodal model. + +G.7711(25) + +Figure H.5-1 – A controller hierarchy diagram showing the interaction between a Client controller, a Provider controller, and Network elements (NE). + +**Figure H.5-1 – A controller hierarchy** + +A management-control system, such as an orchestrator, high level controller, OSS, etc., has the role of configuring and adjusting the controlled system (network) to achieve the intended capability (intent, service, etc.). By monitoring and processing information (e.g., alarms) from the controlled system, the overall assembly of management-control systems can determine actions necessary to enable ongoing support of intent/service. The management-control systems can also identify repair action prioritization (via analysis of problems). + +Management-control system components (in the client controller) interact with components in a provider controller to acquire, from the provider, information from a fragment of the overall network, e.g., the devices controlled by a controller, where that information is presented in terms of modelled aggregates within an exposure context. + +The exposure context will provide a view of the underlying controlled solution sufficient for the client controller to perform its necessary function. This view may be an abstraction of a subset of the underlying resources to reduce the burden on the controller. Presentation of a view for the purpose of control is covered in Appendix XVII. + +The client maintains history and live views of the state of the things in the network to do the necessary analysis, hence that management-control system uses a mechanism providing autonomous updates and need NOT query the provider for states. + +There are several solution architectures that need to be considered: + +- For interfaces low in the management-control hierarchy there will be many direct providers + - For example, a controller may control many network devices where each offers some combination of fault, provisioning, equipment inventory, etc. and potentially some form of resilience +- For interfaces in the middle of the management-control hierarchy there will be few (~2) direct clients137 + - For example, a single OSS/orchestrator with several separate internal systems (fault, provisioning, equipment inventory) and potentially some form of resilience +- For interfaces higher in the management-control hierarchy there may be many direct clients: + - Interface to various business systems, for example a customer management solution, where each requires a special dedicated view + - Each solution requires information of a distinct and different characteristic to each other + - Interfaces direct to end user for viewing the resources that have been allocated to them (and potentially for configuration of those resources), where: + - The end user will have a very small subset of the resources of the solution; + - The end user system may require the information to be partitioned across a set of specific focusses; + - There may be many end users. + - It is allowed for a provider to divide up the information based upon aggregate type + - This allows simple separation of topology from equipment from alarms; + - This simple split probably matches the normal gross partition of roles in an OSS/orchestrator. + - It is assumed that there will be one or two clients for each stream type (perhaps up to 4 if there is both an orchestrator and an OSS which are both providing some alarm capability). + +Considering solution integrity and recognizing that a controller has the role of maintaining the solution realization such that it satisfies the original agreement and hence the expectation of the end user, then: + +- The client that is closing the loop by making and acting on control decision has a long-lived connection with the provider of information: + - Clients remain "connected" for a very long time and if the connection is dropped the same client will usually try to reconnect (e.g., by reestablishing a communication session). + - Because of the point of use of the interface in the management-control hierarchy and the role and purpose of the clients (OSS/orchestrator), it is expected that the clients will be permanently connected. +- The provider maintains alignment with underlying system + - The realization assumes a reliable input that ensures eventual consistency (see clause H.5.7.8, Eventual Consistency) with current network state + - As the client is an OSS/orchestrator, it will have a repository. + +--- + +137 "Few (~2) direct clients", is intended as order of magnitude, i.e. are not expected to be several tens of clients. In a future version of this Recommendation there will be a broader consideration regarding client multiplicity for other applications. + +- The normal mode or operation is to align the repository with the view provided by the underlying system and to build a broader view of the network by integrating the views from many underlying systems. +- For the OSS/Orchestrator to perform its expected functions it is necessary for it to maintain alignment. + +In addition, for any of the specific considerations above. + +- It is assumed that a controller may be composed of functionally focused components (e.g., fault analysis, path computation) and that it may partition information across streams from these focusses but that it will provide a unified view to the systems to which it streams; +- The controller may be operating some form of resilience and hence there may be several separate feeds for any particular information. + +The primary focus for streaming is simple and efficient ongoing alignment of a client with a view presented by a provider. + +## H.5.2 Autonomous provision of information + +The model covers a streaming approach. Streaming is the name for a type of mechanism that handles the provision of information from one system to another in some form of steady and continuous flow138. + +In the context of a management-control solution, streaming is used primarily for reporting the ongoing change of state of the controlled system (and of other events from the controlled system) from one management-control entity to another (usually superior) management-control entity. In this context, as much of the information is derived from readings of instruments, the flow is often called telemetry139. + +The stream provides engineered flow such that peak load is reduced and spread using a mechanism such as back-pressure and/or selective pruning of detail. + +The definition allows for many alternative stream strategies using the same extensible structure. Streaming approaches are defined that: + +- Focus on conveying aggregate instances. + - An aggregate140 instance is an instance of a global class and all its contained leaf node instances where each is identified by a local id in the context of the aggregate instance (by an address)141; +- Enable the client to discover the properties of available streams; +- Provide an opportunity for event time reporting that is structured to allow for reporting of time uncertainty (see reference); +- Allow a client to achieve and maintain eventual consistency with the state of the controlled system simply by connecting to the stream(s), i.e., with no need to retrieve142 current state prior to processing log reports (see also clause H.5.7.9); + +--- + +138 The flow rate and the presence depend upon the need to send information. + +139 This term loses relevance once the readings have been processed and abstracted but is often still used. + +140 See [https://en.wikipedia.org/wiki/Domain-driven\\_design](https://en.wikipedia.org/wiki/Domain-driven_design) for more information on the concept of aggregates. + +141 For example, an instance of ForwardingConstruct (global class with its uuid) includes all locally identified branches and leaves (such as FcSwitch and FcPort) but NOT aggregated instances (such as FcRoute, as the FcRoute is a global class separately identifiable using its uuid). + +142 For example, using RESTConf GET. + +- Makes it a provider responsibility to send information to the client that ensures eventual consistency is achievable143, removing sequencing complexity. +- Improves provider-side scale as simply based on a time-sequenced log of events as opposed to a combination of a time-sequenced log and a repository144. + +NOTE – There is still a need for the client to "mark and sweep"145 to achieve full system realignment on recovery from a major loss of communications. + +- Allow for efficient recovery from temporary streaming channel communication failures; +- Take pressure off of a client when under heavy load, recognizing that loss of some detail when under extreme pressure is inevitable and tolerable; +- Remove the need for complex subscription in normal controller-controller interaction; +- Are structured to support augmentation with: + - Event detail + - Additional structure. + +The streaming approach described in this document is aligned in principle with the approach taken by the gNMI community with respect to the operation of the STREAM described in the [b-GNMI-SPEC]. + +Streaming can be used in several different applications. The primary application is one where a provider offers an ongoing flow of state updates to a client. + +In this application the following assumptions apply: + +- The client has one or more internal representations of the semantics (models) of the controlled system (network etc.). A representation may: + - Relate to a subset of the Core IM (e.g., just physical inventory); + - Compress or expand parts of the model (e.g., LTPs are expanded into TTPs and CTPs); + - Be enriched with associations (e.g., some or all the one-way navigations are converted to two-way navigations); +- The client maintains (stores in some form of repository) an ongoing live view of the relevant states of the instances of elements in the controlled system to populate each of its representational forms + - A mechanism is available that enables the on-going reporting, from the provider to the client, of change in information known to the provider; + +NOTE – A view that is constructed from the currently known state will necessarily be plesiochronous146 with respect to the actual network state because of differential network and processing delays. After a period, the temporal inaccuracies can mainly be corrected in a view of a particular past time such that the state that was present at some appropriate past time is determinable. This is consistent with the concept of "eventual consistency". + +- When connected for the first time, the client must gain knowledge of current state prior to processing information on change (changes alone are insufficient to provide a clear view of + +143 Clearly the client implementation has to take advantage of this correctly as defined in the relevant use cases. + +144 This removes the need to grab a snapshot of the entire repository to service a full-alignment get and removes the need for an alternative get fragment approach. + +145 A garbage collection strategy (see [https://en.wikipedia.org/wiki/Tracing\\_garbage\\_collection](https://en.wikipedia.org/wiki/Tracing_garbage_collection)). + +146 A plesiochronous system is one where different parts of the system are almost, but not quite, perfectly synchronized. + +the system state especially recognizing that most states change very rarely – waiting for a change to determine current state is not viable). + +- On connection to the provider, the client gains alignment with the current state (from information in the stream) and then maintains alignment as the state changes; +- Through the on-going process the client populates its repository as appropriate and deals with the challenges of asynchronous receipt (e.g., where the referencing entity arrives before the referenced entity). + +Consequently, the provider aims to optimize the process of maintaining alignment for the client. + +### H.5.3 Overview of streaming characteristics + +The key characteristics of the streaming solution are that it: + +- 1) Ensures "eventual consistency" of the client with the view presented by the provider + - Essentially, if the controlled system stops changing, once the whole stream has been received and processed in order by the client, the client view will be aligned with the corresponding controlled system state (assuming communication with all components in the controlled system is operating correctly, etc.) +- 2) Is built on a provider log of records detailing change in the controlled system + - The log is designed to enable "eventual consistency" +- 3) Guarantees delivery of each log record "at least once" + - Clearly, this guarantee applies within a particular operational envelope as defined in this document such that if communication fails for a long period, then detail of changes is lost. On reconnection, the solution ensures that the client gains "eventual consistency" with the view presented by the provider; + - May deliver some information more than once, but this will be in a pattern that ensures "eventual consistency". +- 4) Is highly scalable and available + - Boundless scale (with corresponding system resources) +- 5) Is highly reliable (network fault tolerant) + - Provides an inherent high availability solution (assuming necessary implementation can be realized on a resilient server). The server can feed multiple instances of client and the client can receive from multiple instances of provider; + - Is tolerant to network communications disruption allowing the client to resume from where it last successfully received a record. +- 6) Has low latency and high throughput on big data scale + - Assuming the appropriate implementation technology +- 7) Offers flexibility in the division of information across streams + - There can be multiple streams offered by a provider to a client where each stream differs from the others in terms of information content and/or protocol + - In the case where there are multiple streams offered, the client may have to connect to several streams to get all the information it needs +- 8) Allows the client to request previously sent records from a given stream any time. +- 9) Supports back-pressure147 from client to enable a reactive producer that reduces rate of stream flow dependent upon client capability. + +--- + +147 Applying some control to reduce the flow from the provider such that the client does not lose information. + +## **H.5.4 A compacted log driving a stream** + +This clause works through the rationale for various features of a compacted log and provides a brief view of the alignment process. See also details on compacted logs from [b-KAFKA-COMP] and description in [b-ONF TR-548]. + +### **H.5.4.1 Boundless log** + +The provider will log each change that occurs in an entity in the controlled system by recording the whole entity detail including the new values that result from the change. If an entity is added to the controlled system, the whole entity is recorded. When an entity is removed from the controlled system, a delete event is recorded. + +The record about the latest change is appended to the head of the log. The provider can stream the log contents to the client from the oldest record, which relates to the first entity created in the controlled system, and once the client reaches the most recent, the client will be aligned with the current state of the system. + +With no further processing the log would grow boundlessly and the alignment time for the client will become longer and longer. This is clearly not a practical approach. The compaction process, which operates on the log in background, prevents this boundless growth by removing records. + +### **H.5.4.2 The compaction process** + +In its simplest ideal form, the compaction process will ensure that the log only holds the latest record related to each entity that exists in the controlled system. Hence, when a new change occurs the previous record about that entity will be removed from the log. This removal is the core of the compaction process. When an entity is removed from the controlled system the latest record about that entities state will be removed from the log and a delete record will be appended to the log. + +### **H.5.4.3 Client connects** + +When a client connects, the provider will stream from the tail of the log sending the oldest record in the log first. This will probably not be the first record ever appended to the log as it is likely that changes have taken place to the entity related to that original record so that record has been removed by compaction. Of course, it may be the original record, and this may be many years old as the latest record about any particular entity is persistent (a record is only removed through compaction as a result of an update to the state). + +As the client proceeds through the log, it will gain a view of the most recent state of each entity in the system. It is likely that as it progresses through the log, changes will be taking place in the controlled system such that a record it has read will be superseded by another record. + +This is not an issue as the client will eventually reach that new record and update its state accordingly. This record may be a delete, in which case the client will remove the entity from its view. Once the client has reached the head of the log it will be up to date with the current state of the controlled system. As it will normally be a little behind the provider it will not be quite consistent but will have essentially achieved "eventual consistency" (see clause H.5.7.8, Eventual consistency). + +If the client loses connection with the log, it can reconnect and request the stream to start from the record after the one it last successfully processed. + +### **H.5.4.4 Challenges and further refinement** + +There are still two obvious challenges: + +- 1) With no further processing, the log will grow boundlessly due to an accumulation of delete records. +- 2) If the client is a little behind on the stream and there is a fleeting change that returns back to the previous state prior to the change, the client may miss this change. + +This leads to two timers: + +- 1) Delete retention (also called Tombstone148 retention), that causes the deletes to be removed from the log after a (long) period. +- 2) Compaction delay, that prevents compaction removing recent records so that the head of the log will maintain a recent change history. + +Delete retention creates further challenge in that a client that is a long way behind on the log, receiving records that are older than the delete retention may miss a delete and hence be out of alignment. This leads to the need for the client to realign by going back to the oldest record in the provider log and streaming from there (using a normal "mark and sweep" process to ensure its database does not have deleted records). + +#### **H.5.4.5 Operation** + +A primary application of streaming is in a solution where a client needs to gain and maintain alignment with a context presented by a provider: + +- The provider presents a view in terms of a context and all its contained instances. +- The client maintains alignment with that view. +- The stream is used for gaining and maintaining alignment with a view. + +The next subsections consider the client connection to and receiving from a stream (this is a simplified view of part of the flow described in detail in clause H.5.7, Operation of the streams. The description here assumes that the client is capable of consuming the stream at a far greater rate than the stream is being filled. The following provides a brief sketch of the process of gaining and maintaining alignment. + +##### **H.5.4.5.1 Preparing to connect** + +Once the client has identified the available streams to connect to, the client simply acquires the necessary authorization. + +##### **H.5.4.5.2 Initial connection** + +On initial connection, the client provides a no record identifier. This causes the provider to stream from the oldest record. The client can continue to consume records from the stream ongoing. + +The initial records received by the client will be for the entities that have not changed for the "longest" time149. + +##### **H.5.4.5.3 Delete retention passed** + +As the client continues to consume the stream it progresses past the delete retention point, i.e., is receiving records that have a timestamp that is less than the delete retention (delay) point from the current time and recent deletes will be received along with newer changes150. + +Compaction will have removed multiple reports about the same entity, but as the stream progresses further it is possible that an update is received that overwrites previously received entity state or a delete is received that deletes an entity that was read earlier. This is where compaction had not yet + +--- + +148 As Tombstone is a minimal delete message with only the identifier of the deleted entity recorded. + +149 For example, if the system has been running for three years and a thing was created when the system started. If that thing has never changed since creation, then the record of its creation from three years ago will still be in the log. + +150 Deletes are only retained for a limited time. Deleted records older than the delete retention are removed from the log. + +removed the entity when the stream was started (potentially because the event causing the newer record had not yet occurred). + +#### **H.5.4.5.4 Compaction delay passed** + +After some time, the client consumes past the compaction delay point (i.e., is receiving records that have a timestamp that is less than the compaction delay point from the current time). From this point onwards the client is receiving all recent changes and is aligned with controlled system as it was perceived by the provider at some recent point in time. Whilst receiving records that are newer than the compaction delay point, the client will receive all event reports for the context. + +#### **H.5.4.5.5 (Eventual) Consistency achieved** + +If the controlled system stopped changing, then the client would eventually reach the newest record and would be aligned with the provider view of the state of the controlled system151. + +#### **H.5.4.5.6 Degraded performance** + +Information fidelity is reduced if the client slips back by more than the compaction delay as compaction will remove some change detail. + +#### **H.5.4.5.7 Need for realignment** + +If the client processing of a stream is delayed by more than the delete retention152 such that the backpressure on the stream takes the provider log read point to a record older than the delete retention time, the provider will cause the connection to drop. + +When the client detects this, it will reconnect, normally with the identifier for the most recently processed record from the stream. The provider will recognize this as a request for a record older than the delete retention and will stream from the oldest record in the log. This will cause the client to enter into full realignment. + +The behaviour of the provider at this point is equivalent to that when there is an initial connection. The client may use a "mark and sweep" strategy to minimize the disruption to its view of current state. + +### **H.5.5 Use of the signal and Get153** + +In clause H.4, Operations, the detailed model of interaction is described. This clause highlights the relevant parts of that model for streaming. + +Figure H.5-2 shows the relevant detail, drawn from the Operations model, of the structures for the streaming interface with key fields highlighted in red. + +--- + +151 Because the provider logs the whole entity on each change then the most recent record for an entity, retained after compaction has removed earlier records, will include all its properties. + +152 The TCP buffering will provide some additional time for a client beyond the delete retention. + +153 The ControlPort has operations and signals as it enables system interaction. A client controller talks through a provider control port to the ControlConstruct (and related classes) about the entities being controlled. No other classes in the model have operations, signals etc. as all communication is through the ControlPort. + +![UML Class Diagram showing the Control-InterfaceClassesStreaming CoreModel diagram. It includes classes OpenModelClass (ControlPort, LogicalTerminationPoint), UserRole, ProviderRole, and Signal (UnderlyingStructureDetail). Associations show relationships like ControlPortHasUserRole, ProviderToUserFlow, UserToProviderFlow, ControlPortBoundToLtp, ControlPortHasProviderRole, and SignalToUserRole. A note indicates a potential change to client role etc. (not user).](8974a4fe7cbc8391c913ae9925b88955_img.jpg) + +The diagram illustrates the CoreModel for Control-InterfaceClassesStreaming. It features several main classes and their relationships: + +- «OpenModelClass, Experimental» ControlPort**: A class representing a control port. It has a 1-to-0..1 association with *LogicalTerminationPoint* and 1-to-0..1 associations with both *UserRole* and *ProviderRole*. +- «OpenModelClass, Experimental» LogicalTerminationPoint**: Connected to *ControlPort* via the *ControlPortBoundToLtp* association. +- «OpenModelClass, Experimental» UserRole**: Contains attributes and signal receivers. Notable is the signal receiver `«Signal» ReceiveUnderlyingStructureDetail` (highlighted in red). It is connected to *ProviderRole* via *ProviderToUserFlow* and *UserToProviderFlow*. +- «OpenModelClass, Experimental» ProviderRole**: Contains attributes and signal receivers. It includes the signal `«OpenModelNotification, Experimental» UnderlyingStructureDetail` (highlighted in yellow). It has a realization relationship with *SignalFromProviderRole*. +- «Signal» «OpenModelNotification, Experimental» UnderlyingStructureDetail**: A signal class containing the attribute `+ outputSignalBody: UniversalOutputConstraintStru...`. + +Key Associations and Multiplicities: + +- ControlPortHasUserRole**: *ControlPort* (1) to *UserRole* (0..1). +- ProviderToUserFlow**: Directed flow from *ProviderRole* (0..1) to *UserRole* (+\_userRole). +- UserToProviderFlow**: Directed flow from *UserRole* (0..1) to *ProviderRole* (+\_providerRole). +- ControlPortBoundToLtp**: *ControlPort* (1) to *LogicalTerminationPoint* (0..1). +- ControlPortHasProviderRole**: *ControlPort* (1) to *ProviderRole* (0..1). +- SignalToUserRole**: Association from *UnderlyingStructureDetail* (0..1) to *UserRole* (+\_userRole). +- SignalFromProviderRole**: Association from *ProviderRole* (1) to *UnderlyingStructureDetail* (0..1). + +A yellow note box attached to the *UserRole* class states: "May want to change to client role etc. (not user)." + +UML Class Diagram showing the Control-InterfaceClassesStreaming CoreModel diagram. It includes classes OpenModelClass (ControlPort, LogicalTerminationPoint), UserRole, ProviderRole, and Signal (UnderlyingStructureDetail). Associations show relationships like ControlPortHasUserRole, ProviderToUserFlow, UserToProviderFlow, ControlPortBoundToLtp, ControlPortHasProviderRole, and SignalToUserRole. A note indicates a potential change to client role etc. (not user). + +G.7711(25) + +CoreModel diagram: Control-InterfaceClassesStreaming + +**Figure H.5-2 – The ControlConstruct Streaming interface detail** + +The ProviderRole offers the streaming capability and streams "UnderlyingStructureDetail" via the signal highlighted. The signal structure is a universal structure allowing any expression of constraints and specific details. + +The UserRole receives the stream, "ReceiveUnderlyingStructureDetail", through the ProviderToUser flow and via the signal receiver highlighted. + +The stream operation is covered in detail in the following clauses. + +The stream also requires use of some basic Get operations. The Get operation is supported by the structures highlighted in red in Figure H.5-3. + +![UML Class Diagram: CoreModel diagram: Control-InterfaceClassesGet. The diagram shows four main classes: ControlPort (orange), LogicalTerminationPoint (grey), UserRole (green), and ProviderRole (green), all inheriting from OpenModelClass. ControlPort is associated with LogicalTerminationPoint (1 to 0..1) and has associations with UserRole (0..1 to 1) and ProviderRole (0..1 to 1). UserRole and ProviderRole both inherit from OpenModelInterface SynchronousControlCapability. UserRole has a 'userSynchronousPortRole' attribute, and ProviderRole has a 'providerSynchronousPortRole' attribute. There are associations between UserRole and ProviderRole, and between UserRole and the SynchronousControlCapability interface. A note indicates that the 'charge to client role etc. (not used)' attribute may want to be changed. The diagram is labeled G.7711(25).](f4b7c84516339d37b6c63b18287d1493_img.jpg) + +UML Class Diagram: CoreModel diagram: Control-InterfaceClassesGet. The diagram shows four main classes: ControlPort (orange), LogicalTerminationPoint (grey), UserRole (green), and ProviderRole (green), all inheriting from OpenModelClass. ControlPort is associated with LogicalTerminationPoint (1 to 0..1) and has associations with UserRole (0..1 to 1) and ProviderRole (0..1 to 1). UserRole and ProviderRole both inherit from OpenModelInterface SynchronousControlCapability. UserRole has a 'userSynchronousPortRole' attribute, and ProviderRole has a 'providerSynchronousPortRole' attribute. There are associations between UserRole and ProviderRole, and between UserRole and the SynchronousControlCapability interface. A note indicates that the 'charge to client role etc. (not used)' attribute may want to be changed. The diagram is labeled G.7711(25). + +CoreModel diagram: Control-InterfaceClassesGet + +**Figure H.5-3 – The ControlConstruct Get interface detail** + +The Get operations are discussed in the context of stream provider capability discovery. + +## H.5.6 The streaming model + +The streaming model is considered both from the perspective of the provider and from the perspective of the client. + +The provider may support more than one stream. If more than one stream is supported, the set of streams will include all the information that the client requires. Each stream will provide a subset of the information that is for a specific purpose e.g. physical inventory, fault management and connection management. A client is expected to connect to the streams that contain the information that the client requires. + +### H.5.6.1 Stream provider capability description + +The provider supports various streams and can inform the client, on request, of the details of these streams. + +It is assumed that the provider has used a policy, etc. to determine what streams to support and has initialized those streams appropriately. Stream initialization involves instantiation on the provider of: + +- An appropriate ExposureContext that will provide the view to be streamed (as discussed earlier in this document); +- An associated ConstraintDomain that will contain the relevant entities of the view (as discussed earlier in this annex); +- A ViewMappingFunction (may be several) that will map from the internal entities (administered and controlled by the provider solution) to the entities of the view required by the client (as discussed earlier in this document); +- A TransmitStreamPipeline and associated entities to support the stream (discussed later in following clauses); +- The various capability entities discussed in this clause. + +The provider will initialize the relevant streams ready for client connection. The streams may go through a lifecycle which may include initialization where the stream will be aligned with the current + +state and include normal active operation where the stream is available for connection. It may also be possible for the provider to pause a stream, etc. + +Prior to connecting, and outside the scope of this model, the client would be expected to deal with any necessary authentication and authorization. This may result in the acquisition of a token that will be used during interactions. + +Figure H.5-4 shows the key parts of the provider model related to expression of capability. The client will get the information on the supported and available streams prior to connecting to any streams. The process of getting the information related to the streams is discussed later. + +![UML Class diagram showing relationships between ControlConstruct, ConstraintDomain, StreamProvider, AvailableStream, SupportedStreamType, ControlPort, ControlInteraction, ConnectionProtocolDetails, and LogDetails. It includes associations like CdConstrainsControlConstruct, CdConstrainsStreamServer, CdConstrainsAvailableStream, and CdConstrainsSupportedStream. A Client component is shown on the right interacting with a ControlPort.](5a1ea170cc3d684cd9a7c24b1f618bcd_img.jpg) + +The diagram illustrates the CoreModel structure for 'Control-WithLogAndStream-AvailableStreams'. It features several classes and their relationships: + +- ControlConstruct** (stereotype: Experimental) is associated with **ConstraintDomain** (stereotype: Experimental) via **CdConstrainsControlConstruct**. +- ConstraintDomain** is associated with **StreamProvider** (stereotype: Experimental) via **CdConstrainsStreamServer**. +- ConstraintDomain** is associated with **AvailableStream** (stereotype: Experimental) via **CdConstrainsAvailableStream**. +- ConstraintDomain** is associated with **SupportedStreamType** (stereotype: Experimental) via **CdConstrainsSupportedStream**. +- StreamProvider** is associated with **AvailableStream** via **StreamProviderHasAvailableStream**. +- StreamProvider** is associated with **SupportedStreamType** via **StreamProviderHasSupportedStreamType**. +- AvailableStream** is associated with **SupportedStreamType** via **AvailableStreamsSupportedStreamType**. +- ControlConstruct** is associated with **ExposureContext** (stereotype: Experimental) via **ControlConstructExposesExposureContext**. +- ExposureContext** is associated with **ControlPort** (stereotype: Experimental) via **PortAccessesExposureContext**. +- ControlPort** is associated with **ControlInteraction** (stereotype: Experimental) via **ControlInteractionHasConnectionProtocolDetails**. +- ControlInteraction** is associated with **ConnectionProtocolDetails** (stereotype: Experimental) via **StreamHasConnectionDetails**. +- ConnectionProtocolDetails** is associated with **LogDetails** (stereotype: Experimental) via **StreamHasLogDetails**. +- A **Client** component is shown interacting with a **ControlPort** through **RequestFromClient** and **ResponseToClient** messages. + +UML Class diagram showing relationships between ControlConstruct, ConstraintDomain, StreamProvider, AvailableStream, SupportedStreamType, ControlPort, ControlInteraction, ConnectionProtocolDetails, and LogDetails. It includes associations like CdConstrainsControlConstruct, CdConstrainsStreamServer, CdConstrainsAvailableStream, and CdConstrainsSupportedStream. A Client component is shown on the right interacting with a ControlPort. + +CoreModel diagram: Control-WithLogAndStream-AvailableStreams + +**Figure H.5-4 – Available streams** + +### H.5.6.1.1 StreamProvider + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::StreamProvider + +The entity that provides access to stream capability information. + +This class is Experimental. + +**Table H.5-1 – Attributes for StreamProvider** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|----------------------|---------------------------------------|----------------------| +| _availableStream | Experimental | See referenced class | +| _supportedStreamType | Experimental | See referenced class | + +### H.5.6.1.2 SupportedStreamType + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::SupportedStreamType + +Definition of a type of stream that is supported by the provider. + +This class is Experimental. + +**Table H.5-2 – Attributes for SupportedStreamType** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| streamTypeName | Experimental | Name of the stream type | +| recordRetention | Experimental | Time in minutes.
Statement of retention time and/or retention capacity in bytes.
Key word "FOREVER" means that records will never be removed from the log.
May be overridden for particular cases of specific LogStorageStrategy (via augment).
Applies to all record types in the stream unless overridden by another parameter (such as tombstone retention for a compacted log). | +| segmentSize | Experimental | Size of sub-structuring of the log | +| logStorageStrategy | Experimental | Indicates the storage characteristics of the log supporting the stream | +| logRecordStrategy | Experimental | Indicates the type of content of each log record | +| recordTrigger | Experimental | Defines the trigger to log a record | +| streamTypeContent | Experimental | Identifies the classes that are supported through the stream.
The list may be a subset of the classes within the context. | +| _logDetails | Experimental | See referenced class | +| _connectionProtocolDetails | Experimental | See referenced class | + +### H.5.6.1.3 AvailableStream154 + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::AvailableStream + +Details of a stream that can be connected to by a client application. + +This class is Experimental. + +--- + +154 There may be many supported streams only some of which may be available, i.e., running, as running uses resources. + +**Table H.5-3 – Attributes for AvailableStream** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| connectionAddress | Experimental | Provides the address for the connection.
The format of the address and attachment mechanism will depend on the connection protocol defined in another attribute of this class.
There may be a sequence of operations required, in which case, these should be listed as separate strings.
A string may include wildcard substatements.
A single string may list alternatives separated by an appropriate delimiter. | +| streamState | Experimental | The state of the stream | +| streamId | Experimental | The id of the stream (alternative to the uuid). | +| connectionProtocol | Experimental | Names the connection protocol for this particular available stream.
The connection protocol is chosen from the list of connection protocols identified in the referenced SupportedStreamType. | +| _supportedStreamType | Experimental | See referenced class | + +**H.5.6.1.4 LogDetails** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::LogDetails + +Details of the log methods available for the specific stream type. + +Property examples given for a compacted log. + +This class is Experimental. + +**Table H.5-4 – Attributes for LogDetails** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| tombstoneRetention | Experimental | Time in minutes.
The time period for which a Tombstone record will be held in the log from when it was logged.
This provides an adjustment to the essential Compaction strategy such that after the tombstoneRetention period there will be no records about a particular thing that existed but no longer exists.
Tombstone retention overrides recordRetention for Tombstones.
Key word "FOREVER" means that Tombstone records will never be removed from the log.
Can be adjusted by an administrator (via a separate view) through the life of the stream. | + +**Table H.5-4 – Attributes for LogDetails** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-----------------------------|---------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| compactionDelay | Experimental |

Time in minutes.

The delay between logging the record and making the record available for compaction.

This provides an adjustment to the essential Compaction strategy such that there may be several distinct records for the same thing in the where those records are not older than the Compaction Delay.

Can be adjusted by an administrator (via a separate view) through the life of the stream.

| +| maxAllowedSegmentRoll Delay | Experimental |

The maximum time the log head segment can be allowed to be not made available for compaction.

Applicable where the log is segmented and the head segment is not available for compaction.

The setting influences the compaction behaviour and may cause a delay before compaction that is much greater than the defined compaction delay.

Time in seconds.

Can be "FOREVER".

Can be "NOT_APPLICABLE" (which indicates that compaction can act on the head segment).

| +| maxCompactionLag | Experimental |

The maximum delay, in seconds, beyond the defined compaction delay for compaction processing to take place.

May be "NOT_APPLICABLE" if compaction is essentially immediate (i.e., there is negligible delay).

| +| _streamLog | Experimental | See referenced class | + +**H.5.6.1.5 ConnectionProtocolDetails** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::ConnectionProtocolDetails + +Details of the connection protocols and encoding formats available for the specific stream type. + +This class is Experimental. + +**Table H.5-5 – Attributes for ConnectionProtocolDetails** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|----------------------------|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| allowedConnectionProtocols | Experimental | Name of the allowed protocol(s).
Where there is a list:
– all protocols must use the same encoding format
– there will be one or more available streams per connection protocol
CONDITION: Mandatory where not default. | +| encodingFormat | Experimental | The encoding format of the streamed records.
CONDITION: Mandatory where not default. | +| _controlPort | Experimental | See referenced class | + +**H.5.6.2 Stream provider streaming function** + +The stream provider will populate the streams with appropriate records depending upon the mode of operation of the stream. For a compacted log stream the stream will essentially hold current state and recent change. + +Figure H.5-5 shows aggregate roots such as ForwardingConstruct. It is important to recognize that the aggregate root instance and all its aggregate leaf instances are streamed as one unit. So, when, for example, a ForwardingConstruct aggregate instance is created, the ForwardingConstruct instance along with its FcPort instances, FcSwitch instances, etc. will be streamed as a single record. When there are changes to an FcPort instance of the ForwardingConstruct aggregate instance, this will be streamed as part of the ForwardingConstruct aggregate instance (as a single unit). + +![CoreModel diagram: Control-WithLogAndStream-Provider. This is a complex UML class diagram showing various classes and their relationships. Key classes include ControlConstruct, OpenModelClass, FcPort, FcSwitch, LogRecord, StreamRecord, and various configuration and management classes. Relationships include associations, aggregations, and dependencies, often with multiplicity and role names.](3c8ed97dd81b363f7919bb50f8410baa_img.jpg) + +CoreModel diagram: Control-WithLogAndStream-Provider. This is a complex UML class diagram showing various classes and their relationships. Key classes include ControlConstruct, OpenModelClass, FcPort, FcSwitch, LogRecord, StreamRecord, and various configuration and management classes. Relationships include associations, aggregations, and dependencies, often with multiplicity and role names. + +G.7711(25) + +CoreModel diagram: Control-WithLogAndStream-Provider + +**Figure H.5-5 – Stream provider** + +See also clause H.5.7.1, Provider initializes streams. + +### H.5.6.2.1 TransmitStreamPipeline + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::TransmitStreamPipeline +Set up by ControlConstruct. Relates to a particular flow of information from the ExposureContext +Controls a specific stream integrity (using sequence numbers, etc.) +Coordinates the TransmitFilter settings for the stream. +Coordinates the StreamHandler. +This class is Experimental. + +**Table H.5-6 – Attributes for TransmitStreamPipeline** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-----------------|---------------------------------------|----------------------| +| _TransmitFilter | Experimental | See referenced class | +| _streamHandler | Experimental | See referenced class | + +### H.5.6.2.2 TransmitFilter155 + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::TransmitFilter +Defines which events are sent to a specific Topic. +The expectation is that ALL events from an ExposureContext will be available through the combination of TransmitFilters and streams such that a client connected to an appropriate set of streams can maintain alignment with the entire ExposureContext as defined by its ConstraintDomain. +Provider defines one or more profiles defining a set of streams all of which provide full ExposureContext access, and the user selects a profile. May be by negotiation, but certainly not created by the client on the fly with random choices. +If the desired profile does not exist, then a slow timeframe process will cause it to become available in the next release of the product/catalogue/etc. +This class is Experimental. + +**Table H.5-7 – Attributes for TransmitFilter** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|----------------|---------------------------------------|----------------------| +| _streamLog | Experimental | See referenced class | + +### H.5.6.2.3 StreamLog + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::StreamLog +Stores StreamLogRecords for a particular topic. +May do compaction/truncation, etc. May use a technology such as Kafka [b-KAFKA-COMP]. +This class is Experimental. + +--- + +155 May want to allow the client to specify the streams but there is a danger that the client does not set up the right combination of streams to ensure that all content is available. Maybe a set of profiles? Based upon orchestrator internal partition. + +**Table H.5-8 – Attributes for StreamLog** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|--------------------|---------------------------------------|----------------------| +| _streamSource | Experimental | See referenced class | +| _storedInformation | Experimental | See referenced class | + +**H.5.6.2.4 LogRecord** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::LogRecord + +Definition of a record in a StreamLog. + +These records are immutable. Once logged they will never change (but can be removed from the log as appropriate). + +Includes log record header information. + +- record type (create, delete, etc.) +- record token and record sequence number +- time the record was captured in the log +- source authenticity token. + +This class is Experimental. + +**Table H.5-9 – Attributes for LogRecord** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-----------------------|---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| token | Experimental |

A coded (and compact) form of the fullLogRecordOffsetId.

This property is used to request streaming from a particular point (e.g., the last correctly handled record).

For a basic log solution this may simply be the sequence number.

| +| fullLogRecordOffsetId | Experimental |

This property must minimally provide a logging sequence number.

Note that when compaction is active, the streamed sequence may not have sequence numbers that simply increment by one.

In a complex log solution, there may be various parts to the log.

The record token is a compressed form of log record reference.

This property provides the verbose form

For example, it may include:

  • – stream id;
  • – topic;
  • – partition;
  • – partition offset;
  • – sequence number (the offset is essentially the sequence number associated with the partition).
| + +**Table H.5-9 – Attributes for LogRecord** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| logAppendTimeStamp | Experimental | The time when the record was appended to the log. | +| entityKey | Experimental | The identifier of the entity that is used in a Compacted log as the compaction key.
The entityKey value, where appropriate, may be based upon the identifiers from the event source. It can be built from some specific detail combination that meets the necessary uniqueness and durability requirements.
entityKey is the value used during compaction. Ideally it is a UUID format, if this can be formed from the source identifier. | +| recordType | Experimental | The type of the record.
Can be used to understand which elements of the record will be present. | +| recordAuthenticityToken | Experimental | A token generated using a method that allows the client to validate that the record came from the expected provider. | +| _bodyOfRecord | Experimental | See referenced class | + +**H.5.6.2.5 BodyOfRecord** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::BodyOfRecord + +The key contents of the log record. Details for one aggregate instance. + +- event time (allowing for time inaccuracy) +- aggregate type +- identifier of the containing parent aggregate. + +Note that the aggregate will reference other aggregate instances some of which may be "behind" this record in the log. + +This class is Experimental. + +**Table H.5-10 – Attributes for BodyOfRecord** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| eventTimeStamp | Experimental | Time of the event at the origin of the event that triggered the generation of the record.
The structure allows for time uncertainty. | +| parentAddress | Experimental | Where the entity to be reported is a global class this provides the compositional position of the entity in terms of an ordered list of UUIDs.
Where the entity is a local class, this provides the ordered list of ids through composition via the next parent which may be a local class to the closest global class (which may be the next parent).
The field can then also include ids of all entities back to the context and hence can be used for global classes where the tree is being represented in full.
Gives the position of the entity in the address tree (usually containment) that is raising the event by providing the name/id values in the address of the parent.
Is the sequence of named levels in the tree up to but excluding the entity of the notification.
A stream record may include only a portion of a DDD entity where only that portion has changed. | +| recordContent | Experimental | The identifier of the object class in the record body detail.
This property is used to control the conditional augmentation of the body with detail. | + +**H.5.6.2.6 LogStreamControl** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::LogStreamControl + +For stream transmitter, monitors StreamLog state and StreamHandler behaviour. + +For stream receiver, monitors ReceiveStreamBuffer. + +Controls the communications in response to monitored conditions dropping and restarting connections as appropriate. + +Need to explain how the client chooses the record to start from. + +This class is Experimental. + +**Table H.5-11 – Attributes for LogStreamControl** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|------------------------------|---------------------------------------|----------------------| +| _controlport | Experimental | See referenced class | +| _streamLog | Experimental | See referenced class | +| _streamServer | Experimental | See referenced class | +| _receiveStreamPipelineBuffer | Experimental | See referenced class | + +**H.5.6.2.7 StreamHandler** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::StreamHandler + +Represents the function that maintains flow integrity of a stream. + +This function: + +- feeds StreamRecords to the ControlPort built from StreamLogRecords from the StreamLog; +- responds to backpressure from the ControlPort accounting for Demand. + +This class is Experimental. + +**Table H.5-12 – Attributes for StreamHandler** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|----------------------|---------------------------------------|--------------------------------------------| +| _controlPort | Experimental | See referenced class | +| _streamLog | Experimental | See referenced class | +| _conveyedinformation | Experimental | Information conveyed by the stream handler | + +#### H.5.6.2.8 StreamRecord + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::StreamRecord + +The record sent in the stream. + +Includes: + +- record identifier +- time the record was formed. + +Note that this record may contain records for multiple Aggregate instances of mixed Aggregate types. + +This class is Experimental. + +**Table H.5-13 – Attributes for StreamRecord** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|----------------|---------------------------------------|----------------------| +| _logRecord | Experimental | See referenced class | + +#### H.5.6.3 Stream client + +Figure H.5-6 shows all key client functions that control the port, buffer the flow, filter the flow (minimal coarse filter) and deal with updating the context with changes. + +![UML Class diagram titled 'CoreModel diagram: Control-WithLogAndStream-Client'. It shows a complex network of classes including ControlConstruct, OpenModelClass, and various subclasses like LogAndStream, ReceiverStreamPipelineBuffer, and ReceiverFilter. Relationships include associations, inheritance, and dependencies with multiplicities and role names.](5adc166130f17d36dceddf6c168495f9_img.jpg) + +G.7711(25) + +UML Class diagram titled 'CoreModel diagram: Control-WithLogAndStream-Client'. It shows a complex network of classes including ControlConstruct, OpenModelClass, and various subclasses like LogAndStream, ReceiverStreamPipelineBuffer, and ReceiverFilter. Relationships include associations, inheritance, and dependencies with multiplicities and role names. + +CoreModel diagram: Control-WithLogAndStream-Client + +## Figure H.5-6 – Stream client + +See also clause H.5.7.3 Client connects to a stream. + +### H.5.6.3.1 ReceiverStreamPipelineBuffer + +Qualified name: + +CoreModel::GeneralControllerModel::LogAndStream::ReceiverStreamPipelineBuffer + +Buffer that balances flow from the communications and storage rate differences. + +Applies backpressure on the communications system. Forms part of the overall stream pipeline. + +This class is Experimental. + +Table H.5-14 – Attributes for ReceiverStreamPipelineBuffer + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|--------------------|---------------------------------------|----------------------| +| _receiveFilter | Experimental | See referenced class | +| _storedInformation | Experimental | See referenced class | + +### H.5.6.3.2 ReceiverFilter + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::ReceiverFilter + +Filter that removes stream records that are not relevant to a specific receive ExposureContext or ControlConstruct (for control messages). + +This class is Experimental. + +**Table H.5-15 – Attributes for ReceiveFilter** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-------------------|---------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _exposureContext | Experimental | See referenced class | +| _controlConstruct | Experimental | The receive filter will route messages to the control construct where the message contains a request as opposed to information to apply to the exposure context. | + +**H.5.6.3.3 ChangeUpdater** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::ChangeUpdater + +Function that recognizes difference between the current state of an Aggregate (in the related ConstraintDomain) and the Aggregate details in the record received and causes necessary updates to the Aggregates in the related ConstraintDomain. + +This function deals with Idempotent behaviour. + +Removes properties the client is not interest in. + +This is intentionally a limited capability that can simply remove some properties and not perform major transformations or complex filters. + +This class is Experimental. + +**Table H.5-16 – Attributes for ChangeUpdater** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-------------------|---------------------------------------|----------------------| +| _constraintDomain | Experimental | See referenced class | + +**H.5.6.3.4 RequestConstructor** + +Qualified name: CoreModel::GeneralControllerModel::LogAndStream::RequestConstructor + +Function that coordinates requests originating from the ControlConstruct relates to specific contents of an ExposureContext and sends the request to the appropriate ControlPort. + +This class is Experimental. + +**Table H.5-17 – Attributes for RequestConstructor** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|------------------|---------------------------------------|----------------------| +| _controlPort | Experimental | See referenced class | +| _exposureContext | Experimental | See referenced class | + +**H.5.6.4 General request constructor and Get request** + +Figure H.5-7 shows the key classes for construction of a Get and processing of the response. Both the provider and client parts are shown together. + +The solution provides a simple Get function where the client requests information that is maintained in the ConstraintDomain, aligned with the source via appropriate ViewMappingFunctions and accessed directly via the ExposureContext. This is the same information that is streamed on change. + +The solution also offers a deep Get function where the information requested by the client is NOT directly available and where the ControlConstruct triggers an instantaneous mapping that acquires + +the data from deeper in the system, potentially the fundamental source (via a recursion of such ViewMappingFunctions) and then provides a fleeting view via the ConstraintDomain and the Get156. + +A similar function is supported for the snapshot stream where the client operation triggers the streaming of a fleeting representation of data that is NOT maintained live in the ConstraintDomain associated with the ExposureContext157. + +![CoreModel diagram: Control-WithLogAndStream-Get. This is a complex UML class diagram showing the relationships between various components for data streaming and control. Key classes include RequestConstructor, ControlContext, ConstraintDomain, StreamProvider, and various Port and Context classes. The diagram is densely interconnected with associations and dependencies, illustrating the flow of data and control signals. A note in the bottom right corner indicates the diagram is labeled G.7711(25).](0a17c31da7c272a9d383eb7b230b7202_img.jpg) + +CoreModel diagram: Control-WithLogAndStream-Get. This is a complex UML class diagram showing the relationships between various components for data streaming and control. Key classes include RequestConstructor, ControlContext, ConstraintDomain, StreamProvider, and various Port and Context classes. The diagram is densely interconnected with associations and dependencies, illustrating the flow of data and control signals. A note in the bottom right corner indicates the diagram is labeled G.7711(25). + +CoreModel diagram: Control-WithLogAndStream-Get + +## Figure H.5-7 – Get + +### H.5.6.4.1 RequestConstructor + +See clause H.5.6.3.4. + +### H.5.6.5 Complete model + +Figure H.5-8 shows the complete streaming model. + +156 The client becomes aware that the information is available via an expression of capability exposed by the provider. The CD content is a collection of instances. The capability is a set of occurrences (instances at the next higher descriptive level). + +157 There is no need to Get, as the information is streamed. This allows for asynchronous and delayed responses, etc. + +![CoreModel diagram: Control-WithLogAndStream-Complete. This is a complex UML class diagram showing various classes and their relationships. Key classes include 'ControlEntity', 'Device', 'Controller', 'Orchestrator', 'Stream', 'Log', and 'StreamEntity'. The diagram is color-coded: green for some classes, orange for others, and blue for a few. Relationships are shown with arrows and multiplicity markers. A small note in the top right corner reads 'G.7711(25)'.](c03eb19a57ab566ad044d7a5d43ee0e7_img.jpg) + +This UML class diagram, titled 'CoreModel diagram: Control-WithLogAndStream-Complete', illustrates the relationships between various control and stream-related entities. It features several color-coded blocks: yellow for core stream and log entities, green for control-related entities, and blue for specific protocol or connection details. Key components include 'ControlEntity', 'Stream', 'Log', 'LogRecord', and 'StreamEntity'. Associations are depicted with lines, often including multiplicity (e.g., 0..1, 1..\*) and directional arrows. Notes are scattered throughout to provide additional context on specific attributes or behaviors. + +CoreModel diagram: Control-WithLogAndStream-Complete. This is a complex UML class diagram showing various classes and their relationships. Key classes include 'ControlEntity', 'Device', 'Controller', 'Orchestrator', 'Stream', 'Log', and 'StreamEntity'. The diagram is color-coded: green for some classes, orange for others, and blue for a few. Relationships are shown with arrows and multiplicity markers. A small note in the top right corner reads 'G.7711(25)'. + +G.7711(25) + +CoreModel diagram: Control-WithLogAndStream-Complete + +### Figure H.5-8 – Stream model + +## H.5.7 Operation of the streams + +Figure H.5-9 shows a control hierarchy (right) with a device at the bottom with its controller above it and an orchestrator above that. The expanded view explains the symbols and shows an arrangement of control entities (each discussed in this document). The network view is any collection of model entities from the core model (as depicted in this document). + +![Figure H.5-9 – A controller hierarchy in detail. The diagram illustrates a hierarchy of controllers: Client controller, Provider Controller, and Device. The Client controller contains Client admin and Client stream support (CC(cs)). The Provider Controller contains View admin and Server stream support (CC(ss)). The Device contains Client (CC(c)). The hierarchy shows information flow and CD ownership between these components. A red box on the right indicates that stream details are not shown for the Client controller and Device.](c2977ae6a26e279377b14561930225c6_img.jpg) + +**Key** + +- NV** Network view (Various resources) +- SD** Stream details +- VMF** View mapping function +- VP** View mapping function port +- CD** Constraint domain +- CDP** Constraint domain port +- EC** Exposure context +- CC** Control construct +- CP** Control port +- CD ownership +- Information flow + +CC(c): Client +CC(ca): Client admin +CC(cs): Client stream support +CC(s): Server +CC(a): Server admin +CC(ss): Server stream support +CC(n): Server network + +Not showing stream details + +G.7711(25) + +Figure H.5-9 – A controller hierarchy in detail. The diagram illustrates a hierarchy of controllers: Client controller, Provider Controller, and Device. The Client controller contains Client admin and Client stream support (CC(cs)). The Provider Controller contains View admin and Server stream support (CC(ss)). The Device contains Client (CC(c)). The hierarchy shows information flow and CD ownership between these components. A red box on the right indicates that stream details are not shown for the Client controller and Device. + +**Figure H.5-9 – A controller hierarchy in detail** + +The following subclauses run through a progression of lifecycles of the provider and the client. The text assumes that the provider sets up the streams first, then the client discovers the streams and finally the client connects. + +Clearly, the provider could add streams on the fly for the client to discover, etc. + +Determining which specific views are to be presented and creating the VMFs, etc. is outside the scope of this discussion. It is assumed in this discussion that the VMFs are in place, etc. + +### H.5.7.1 Provider initializes streams + +Considering Figure H.5-9: + +- 1) CC(s) is instantiated and configured, by CC(a) using policy/specification/profile detail provided to CC(a) using a mechanism not discussed here. + - a) CC(s) will be configured to support a single EC with an associated CD. + - b) CC(a) will also instantiate a related VMF where that VMF has been configured by CC(a), using policy/specification/profile, to map from some native classes of the Controller handled by CC(n) to ONF core model classes to be exposed. +- 2) At initialization of the CC(s), the VMF will run to construct the appropriate view. + - a) That view is collected by the CD (shown as NV) in CC(s) and includes a set of instances of ForwardingConstruct, etc. + - b) Note that the VMF has been defined and created by a function outside the scope of this discussion. This function would be realized in terms of CCs, etc. + +- 3) Assuming that the CC(s) is configured to support streaming, there will be an associated view of the streaming provided. + - a) This view is made available via CC(ss) which will advertise SupportedStreamTypes and AvailableStreams. Not all SupportedStreamTypes advertised will be available. + - i) Some policy/specification/profile will inform the CC(a) of which of the SupportedStreamTypes should be made available. + - ii) CC(a) will configure CC(ss) and CC(s) appropriately (the explicit mechanisms are not discussed here). +- 4) For each AvailableStream CC(s) will create a corresponding TransmitStreamPipeline with a compatible TransmitFilter feeding an associated StreamLog. +- 5) Assuming that the streams are based upon compacted logs, at initialization of the stream CC(s) will trigger its EC to populate the StreamLog with the current state of the relevant aggregates from NV via the CD, refined by the appropriate TransmitFilter. + - a) This process of populating the StreamLog will be governed by the TransmitStreamPipeline. + +At this point the provider is ready for client connection. + +### **H.5.7.2 Client gets capability information related to the provider streams** + +Considering Figure H.5-9 and assuming that the procedure described in clause H.5.7.1 has run to completion: + +- 1) A client controller has been directed to use a particular CC(cs) for interface administration. +- 2) CC(cs) is provided with information on streams that may be handled by CC(c). + - a) The specific mechanism for this set up is not shown but would be like that associated with CC(a). +- 3) CC(cs) is also informed of the identity of a Provider Controller that it is to connect to request stream details. + - a) It has appropriately compatible connection support to connect to that Provider Controller. +- 4) In preparation to deal with the response from the request, the CC(cs) sets up an appropriate ReceiveFilter associated with its CD. + - a) A Task coordinates this work. + - b) The ControlConstruct and any necessary PCs interwork to achieve this set-up (the details are not discussed here). +- 5) CC(cs) sends a request for AvailableStream and SupportedStreamType (using a GET method). + - a) Prior to sending the request the client will have had to have been authenticated and perhaps acquired a security token that it will pass with the request. A Task coordinates this work (the detail of which is not discussed here). +- 6) The Provider Controller receives a request for connection (via an LTP associated with the CP of CC(ss)) and when connected receives a GET request. + - a) This GET is directed by the ReceiveFilter to the CC(ss) which interprets the GET. + - b) The GET is forwarded to the CD which further interprets the GET. + - c) The CD triggers the EC to provide response details through the CP. + - d) The details of the supported streams are returned. + - e) This includes the connection method (connectionAddress). + +- 7) The client receives the response through the CP of CC(cs) and this is passed to the ReceiveFilter which passes it to the EC and is then built in the CD to retain information on SupportedStreamTypes, etc. + +At this point the client has all necessary detail to enable it to connect to the provider streams. + +### H.5.7.3 Client connects to a stream + +Considering Figure H.5-9 and assuming that the procedure described in clause H.5.7.2 has run to completion so that the client has discovered AvailableStreams, etc. from the provider controller: + +- 1) CC(ca) coordinates the selection of a relevant stream from the AvailableStreams and reads the connection method details, etc. +- 2) CC(ca) directs CC(c) to use the connection method to connect to the stream offered by CC(s) and to ask for records from the oldest. +- 3) CC(s) receives a request for connection (via a CP) and associated ReceiveFilter. +- 4) CC(s), running a suitableTask, validates the request and, assuming valid, creates a LogStreamControl function associated with the relevant CP and StreamLog +- 5) CC(s), via the appropriate TransmitStreamPipeline function instance, creates a StreamHandler. + - a) CC(s) associates the LogStreamControl with the StreamHandler. +- 6) The stream is then started by the TransmitStreamPipeline function. + +At this point the provider is starting to stream to the client + +- 7) The LogRecords are formed into StreamRecords and sent, as dictated by the flow control of the TransmitStreamPipeline, through the CP via the Signal source UnderlyingStructureDetail. +- 8) The StreamRecords are received via the Signal sync ReceiveUnderlyingStructureDetail of CP of CC(c) and transferred from the CP to the ReceiverStreamPipelineBuffer. + - a) The ReceiveStreamPipelineBuffer has StoredInformation of the form of StreamLogRecords. +- 9) The stream sink feeds an EC in the client. + - a) The EC is being used to feed the CD (reverse of the source arrangement discussed in clause H.5.7.1, Provider initializes streams). + - b) The stream pipeline of CC(c) has a ReceiveFilter that feeds the EC. + - c) There may be several ECs on a stream. + - d) Not all entities from a stream are applied to a particular EC. + - e) Not the whole entity from a stream may be applied to a particular EC (i.e., only part of the entity is stored). + - f) The stream sink has flow control. + - g) The sink can apply back pressure on the stream, and this is essentially a pipeline backing up to the StreamLog in CC(s). + - h) The stream pipeline should have integrity up to the sink persistent store in the CD of CC(c). +- 10) The ChangeUpdater identifies changes and updates the contents of the CD appropriately. + +The sequence 7-10 is a continuous process with each step running repeatedly in parallel providing an ongoing flow. + +Assuming that the provider is using a compacted log the client will achieve "Eventual Consistency" with the provider as the process above continues. + +Considering the compacted log, the stream flow 7-10 will start with records identifying current state. If no changes occur during the client progression through the stream, then the streamHandler in the provider will reach the head of the log and the client will then be aligned with current state. + +During the progression of the stream, it is highly likely that some changes will occur in the controlled system. So, as the client proceeds to consume the stream it will find the current state mingled with change. + +Assuming that the system is very large and hence the current state takes significant time to absorb, changes will work their way through the log and may move into the compaction zone prior to the client stream reaching the record of the changes. + +If further changes occur to the entity that has records in the compaction zone, these records will be compacted (i.e., be removed from the stream), and the client will not be aware of that change detail. This is not an issue as the intention is that the client achieves eventual consistency. Once it has moved from the compaction zone, it will be receiving all changes, so will achieve full fidelity and when it reaches the head of the log, the view the client has of the state of the underlying system will be aligned with the state of the underlying system. + +When the client is running normally, close to the head of the log and outside the compaction zone, steps 7-10 will convey the latest changes. + +#### H.5.7.4 Aggregates in detail + +Considering the provider (CC(s)) + +- Aggregate instances augment BodyOfLogRecord instances + - An aggregate is a root (a class that is not contained) and its leaves (contained classes). +- Create of aggregate (e.g., LTP, FC) is simple augment +- Update158 can be "whole Aggregate on change" or "change only" + - "whole aggregate on change" is simple augment for create and update + - An explicit delete may only need the identifiers + - "change only" requires + - Only the changing leaf is sent, in the context of the aggregate internal tree structure, stating only the change + - Aggregate structure to essentially have all non-identifying properties and each leaf as optional (so that only the changed properties are in the log)159 + - Each optional leaf/property is essentially conditional on relevance + - A way of expressing addition to structure (add, append, insert) and removal from structure (relates strongly to delete) as well as rearrangement of the structure + - A way of deleting an aggregate which will be the same as explicit delete for "whole Aggregate on change" + +--- + +158 If there is a change in the core of the controller in a forwarding structure that is to be exposed as an FC, that change is exposed by the corresponding internal EC and will propagate to a VM which will map to the corresponding FC that will be changed. This change will be exposed through the EC and propagated to the stream. A client connected to the stream will see the change when it is at that point in the log. + +159 All leaves and all non-identifying properties should be optional in the transfer syntax such that any properties can be omitted, and the message still be conformant with the syntax. Hence a single changed property can be reported in the context of an identified tree structure of the aggregate. Each property will be required under particular circumstances. This will be expressed by a condition statement which will contain the rules. Hence, the properties are all semantically conditional mandatory. This also applies to multiplicities. + +- "Change only" may benefit from a way of mixing additions and deletes in a single expression +- An aggregate may have interrelated internal properties +- Any update to the interrelated properties must be reported such that the aggregate maintains internal consistency + - For example, if property A changes to 5 and this forces property B to change to 3, both changes must be reported in one single message +- The identification method may use an address (sequence of ids). + +#### H.5.7.5 Stream communication issues + +If there are issues with the stream detected by LogStreamControl of CC(s), the CP of CC(s) drop the specific connection. If there are issues with the stream detected by LogStreamControl of CC(s), the CP of CC(s) drop the specific connection. The CC(c) detects the connection has dropped and initiates a reconnection using the appropriate connection method at its CP. It then asks for records beyond the last one it successfully processed (recorded by its CD). + +The provider receives a request for connection (via a ControlPort) and this is directed by the ReceiveFilter to the appropriate (addressed) ControlConstruct. The ControlConstruct (running a suitable task) validates the request and, assuming valid, causes LogStreamControl to assess whether it is appropriate to continue to stream from the last record successfully received by the client or whether it is appropriate to restart the stream. The stream pipeline is started appropriately (as described in clause H.5.7.3, Client connects to a stream). + +Where the stream is restarted by the provider the client will need to run the appropriate realignment process as described in clause H.5.4.5.7, Need for realignment. + +The client may detect disruption to the stream due to communications failure or some loss of integrity of the flow (such as discontinuous sequence numbers). The client may choose to drop and reconnect from an appropriate point. + +#### H.5.7.6 Asynchronous streams + +A controller in any control solution will be faced with the challenge that, regardless of the mechanism used to acquire information about the controlled system: + +- Knowledge of the state of the controlled system at the controller will be delayed: + - Hence the controller will never have knowledge of the current state of the controlled system, its information will always be slightly historic. +- Information from the controlled system will not necessarily arrive in the order it occurred, and it will be skewed in time. + - As a result, there will be temporary unresolvable references in the controller view. + - For example, it is possible that an aggregate instance that includes a reference to another aggregate may appear in the stream prior to the arrival of the aggregate that it referenced. + +Due to this fundamental asynchronous nature of any real solution space and the skewed time of arrival of information, an eventual consistency approach has been chosen. + +Clearly, the client solution will need to be able to deal with partially consistent inter-aggregate relationships and with the "gradual" emergence of consistency/clarity. + +If changes are happening fast enough, the controller may not get to full consistency/clarity regarding one change before another change occurs, resulting in further temporary inconsistency (blurs the view). + +If a controller is maintaining a full history of received information and that information carries an accurate timestamp from the source for each event, after some time elapses the controller will be able + +to form an accurate view of the history. For example, if the controller waits for an hour after some events and then arranges the events in the chronological order of their occurrence (instead of the order in which they were received), it will be able to construct an accurate view of the changing state of the controlled system and its behaviour overtime. + +#### **H.5.7.7 Event time accuracy** + +Accurate event time recording at the origin of the detection of the event is necessary for successful interpretation. + +Issues of time precision, time synchronization and determination of "event moment" can reduce the quality of the interpretation of the controlled environment. + +It is beneficial for the solution to support the opportunity for: + +- The source of the event to indicate time accuracy and to express how it determined "event moment". + - This may be via a spec describing the detection process. +- An intermediate system that suspects time issues, e.g., the event report indicates an event time that is in the (near) future, or the time information is missing. + - This may be via a specific structure in the report giving an opportunity to report approximate time. + +Issues with time accuracy will degrade the control solution decision making. + +#### **H.5.7.8 Eventual consistency** + +A simple way to understand eventual consistency is to imagine a network that is changing such that there is a stream of changes and where the client has not absorbed the stream. If suddenly the network were to stop changing, then, once the client has absorbed the entire stream, the client will be aligned with network state. + +#### **H.5.7.9 Fidelity** + +In this document, fidelity is the degree of exactness with which the controlled system behaviour is represented via the stream. + +Loss of fidelity is the loss of some details of change (without losing eventual consistency). For example, the operational-state property of an LTP may initially be ENABLED, then become DISABLED and then ENABLED again. Loss of fidelity may lead to the operational state being observed (by the client) as continuously ENABLED. + +#### **H.5.7.10 Visibility** + +It is possible for information on the controlled system to become permanently lost. For example: + +- Due to failure of a control component where there is no resilience +- Due to resource limitations in the stream buffering. + +The streaming solution should be such that the client is able to determine that there has been a loss of information due to limitations in the streaming solution itself. + +### **H.5.8 GET/POST/PUT/PATCH** + +Traditional solutions use request methods such as GET to acquire information and a POST/PUT/PATCH to apply changes. + +The model caters for these traditional methods, but also allows for stream based request forms (see clause H.5.9, Snapshot stream, and clause H.5.10, Streaming requests for change). + +Considering the traditional request methods, the following flow may occur: + +- A task is being run by a ControlConstruct (and associated PCs) on a controller that needs to interact with a provider system (i.e., the ControlConstruct is running on a client controller) + - Note that this also covers OAM Job/Task +- ThisTask provides instructions to construct the necessary GET/POST etc. +- The ControlConstruct directs the RequestConstructor to acquire the necessary details from the ExposureContext and construct an appropriate request to a specific provider +- The RequestConstructor constructs the request and sends via the ControlPort to the provider. +- The provider receives the request via the ControlPort which directs the request to an appropriate ReceiveFilter +- The ReceiveFilter directs + - a GET to the ExposureContext which + - Identifies the entities to get + - Constructs a response including those entities + - Sends that response to the appropriate ControlPort + - a POST/PUT/PATCH to the ExposureContext which + - Adjusts the entities in the corresponding ConstraintDomain + - The POST/..etc. is intention/expectation and hence a grammar/constraint format and hence a constraint form of FC etc. + - Triggers the ControlConstruct to run a Task related to the new data + - Sends a response to the appropriate ControlPort + - a control message to the ControlConstruct +- The ControlPort on the client directs the response to the ReceiveFilter + - The ReceiveFilter passes the response to the ProcessingConstruct to progress the task appropriately. + +### H.5.9 Snapshot stream + +A snapshot stream provides a flow of requested one-off measurements (including basic reading of values) where the request is made through the creation of a ControlTask (e.g., realizing a measurement job). The snapshot can be loosely synchronized across multiple devices using time of day, etc. + +This clause is to be detailed in a future release. + +### H.5.10 Streaming requests for change + +In the current solution a request for change is made using a command strategy with a synchronous response to the command and which causes the initiation of a ControlTask that then coordinates the necessary activity providing asynchronous responses. + +The streaming approach allows the client to stream requests to the provider. The provider is responsible for maintaining alignment with the client expectation and dealing with the requests as it has resources available. The client may compact the stream to remove requests that have not yet been acted upon and that are no longer valid. The provider will create a task related to each request and maintain a stream of progress reports on each task as for the current solution. + +This clause is to be detailed in a future release. + +## H.6 Future considerations + +### H.6.1 Task flow + +Task flow is described in general, but further detail of task construction with examples would be of benefit. + +The state transition diagram should be drawn for the TaskLifecycleState. + +### H.6.2 Clarification of use of CD, VMF and EC + +The relationship between the CD, VMF and EC need to be described further to remove ambiguities. + +### H.6.3 Control hierarchy, peering and fractals + +A deeper description of the intertwining of control in terms of SDIDA loops, etc. would significantly improve the applicability of this model. This should account for the fractal nature of the component-system pattern. Figure H.6-1 highlights the terminology challenges and attempts to untangle them. + +![Figure H.6-1 – Control recursion diagram showing three levels of control hierarchy. The top level is a 'superior controller' (orange), the middle is 'A controller' (blue), and the bottom is 'A subordinate controller' (purple). Each level contains a 'Control Loop' with 'Agreement', 'Compliance', and 'Outcome' components. The diagram shows flow between 'Deployer', 'Realizer', 'Effect', 'Reporter', 'Collector and observer', 'Designer', 'Assurer', and 'Analysers'. Vertical arrows on the left show 'Expectation' (up) and 'Intention' (down). Vertical arrows on the right show 'Perception (Actual)' and 'Achievement'. A 'Key' on the left defines symbols for conceptual controllers, collections of functions, and conceptual repositories.](d6d15fc5fc1b725dc2ae7907837b53e8_img.jpg) + +**Controllers in hierarchy** + +- The diagram highlights the terminology challenges and attempts to clarify them + - It may be highly beneficial to define a set of terms to be used rigorously (at least in places) +- Agreement/Intention/Expectation +- Outcome/Achievement/Perception +- Compliance/Discrepancy +- Demand/Results +- System Solution +- Capability +- Outcome/Experience +- Order + +**Key** + +- A conceptual controller +- A collection of functions (deployed as FRUs of components) +- A conceptual repository + +**Control recursion** + +**Demand**      **The provider/Consumer of the view**      **Result** + +**Expectation** +Outcome oriented +constraint based +interaction + +**Intention** +Many views +Service +Component +effect +Abstraction + +**Detail** +System +solution +Resource +Many subordinates +Expectation + +**Intention** + +**Perception (Actual)** + +**Achievement** + +**Perception (Actual)** + +**Achievement** + +G.7711(25) + +Figure H.6-1 – Control recursion diagram showing three levels of control hierarchy. The top level is a 'superior controller' (orange), the middle is 'A controller' (blue), and the bottom is 'A subordinate controller' (purple). Each level contains a 'Control Loop' with 'Agreement', 'Compliance', and 'Outcome' components. The diagram shows flow between 'Deployer', 'Realizer', 'Effect', 'Reporter', 'Collector and observer', 'Designer', 'Assurer', and 'Analysers'. Vertical arrows on the left show 'Expectation' (up) and 'Intention' (down). Vertical arrows on the right show 'Perception (Actual)' and 'Achievement'. A 'Key' on the left defines symbols for conceptual controllers, collections of functions, and conceptual repositories. + +Figure H.6-1 – Control recursion + +#### **H.6.4 Client intent generation** + +Client has a store of realization-expectation in a constraint form which has an exposure-context that drives south bound orders via requests or streams + +#### **H.6.5 Intent receiver** + +Further details of the intent receiver will be provided in a future release of this document and will cover topics such as: + +- Intent interpreter + - Formulating the intent + - Feeds ExposureContext with intent entities + - Intent entities are constraint forms of FC, LTP, etc. + - Order causes a creation of a topological structure related to other intent and actual entities + - Order is captured as an entity with associated tasks etc. (related to creation and maintenance of the outcome) +- Views: + - Negotiation: Speculations + - ViabilityTrial: Fragments of FC/LTP/Etc. that hold viability ranged properties + - Fleeting, legal conflicts, potentially multiple views + - AgreementIntention: Sparse FC/LTP/Etc. that hold constraint properties + - Time dimension + - Order detail (mainly persistent in a topological form (as per TAPI connectivity-service)) + - RealizationExpectation: Detailed FC/LTP/Etc. configurations (an intent structure) + - Deployment interdependencies and ordering, etc. + - Agreement + - Time dimension + - ActualRealization: Fully detailed FC/LTP/etc. with state + - Opinion + - IntentAchievement + - Jeopardy + - Compliance + - Discrepancy + +#### **H.6.6 Constraint form** + +- Strongly related to the structure discussed during spec work +- Appears fundamental to modelling to a problem space involving functionality +- Requires the property definition to allow for a statement of ranges etc. + +#### **H.6.7 Forms of log** + +The model supports various forms of log that need to be described in more detail. + +# Annex I + +## OAM model + +(This annex forms an integral part of this Recommendation.) + +This annex describes a general model of OAM suitable for representation of the capabilities that relate to monitoring the network and for representation of the relationship to the model of the network from the monitoring perspective. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (see Appendix II). + +### I.1 Operations, administration and maintenance (OAM) + +This annex focuses on OAM. This version provides a relatively high-level overview of OAM and relates to more detailed work on some key aspects of the overall OAM solution in other documents. + +#### I.1.1 Background + +For a network to operate successfully and to deliver on the agreed contracts (intents) it is necessary to have appropriate closed loop control. + +Whilst control can be manual, the focus in this work is automation160 in the context of the management-control continuum as discussed in Annex H. Automated closed loop control can be summarized in terms of five distinct capabilities (stages) [b-IEEE SYSOPT]: + +- Sense: Detect changes in properties of the system. +- Discern: Measure, analyse and evaluate those properties and project the insights into the terminology of the intent. +- Infer: Determine whether the intent is being met by the system and if not direct assessment of necessary action. +- Decide: Assess and evaluate possible actions to recover the intent and decide on the specific action in conjunction with the infer capability. +- Act: Coordinate the required actions to maintain the intent. + +The whole control cycle, "closing the loop" to ensure successful ongoing realization of intent (assurance, maintenance), is discussed in Annex H. From the perspective of this core model, OAM161 covers measurement, i.e., elements of sense and discern. + +Solution capabilities are designed to measure to: + +- Validate integrity. +- Identify and alert of problems in terms of the realization of intents. +- Generate trigger for problem resolution and recovery of support of the intent. + +On this basis, OAM can be considered in this model as the representation of the: + +- Sensors/detectors. +- Process of activation of measurements. +- Sensor/measurement data. + +--- + +160 Some longer-term control loops will continue to be manual in nature for some time due to the complex analysis and lack of suitably sophisticated tooling. + +161 The term OAM has many inconsistent formal and informal definitions in the industry. A specific narrow definition is used in this document. Administration is discussed in Appendix XVII. + +- Process of reporting of sensor/measurement data. +- Process of analysis of outputs from those sensors/measurements (to provide a view of impact in terms of intent). +- Analysis results. +- Process of reporting of analysis results. + +The reporting of sensor data, measurement data and analysis results is considered in terms of streaming as discussed in Annex H. + +Details of the specific process of analysis are outside the scope of this modelling activity. A generalized task is described in Annex H which can be used as a framework to describe each of the processes required (including those listed above). + +This document focusses on the representation of: + +- Sensors +- Sensor/measurement data +- Analysis results + +It is important to recognize that a sensor may be sophisticated and may perform a complex analysis and that some sensors will also be assessed for the correct operation such that the sensor operational characteristics are measured, i.e., there are sensors on the sensor. Therefore, the problem is, as usual, somewhat recursive/fractal. + +Measurements taken will be considered at various levels of abstraction and in terms of timeframes, scopes and spans: + +- Whole network scope +- Single equipment scope +- Long term assessment +- Short term assessment (to trigger recovery) +- Etc. + +The determination of specific measurements for specific purposes and the processing of those measurements is outside the scope of this document. Measured signal characteristics could include those that relate to signal quality (shape etc.) such as: + +- Delay +- Errors +- Repeats +- Etc. + +The measurement may assess the integrity of the: + +- Bit stream +- Frame structure +- Source identifier +- Etc. + +Taking and assessing a measurement uses resources and hence has a cost. This must be exceeded by the value of the measurement to the analysis and successful maintenance of intent etc. for it to be worthwhile taking the measurement. + +Often, vital measurements are taken regularly over very short periods. This leads to vast volumes of data and a requirement for the transfer of information on the measurement to be efficient and reliable. + +Setting up and activating measurements in any particular context is outside the scope of this document. + +Measurements of signals take place when processing the structure or content of a signal. + +A measurement may be non-intrusive in that it does not disrupt the ongoing flow of the signal or the ongoing functionality related to the processing of the information. Some measurements are made on specific data added to the flow to enable measurement. Other measurements are made on the natural flow itself. + +Considering the models in ITU-T G.7711, signal processing takes place primarily in the LTP. Assessment of the essence of the information carried by a signal takes place in the PC and also in specialist functional entities such as the CC. + +## **I.2 The model** + +This clause discusses how the existing model can be used to represent the structures of OAM discussed in the previous clause. + +### **I.2.1 Traditional models** + +Models of detectors that measure some aspects of a signal have tended to split into two different forms. Those that consider the detector as: + +- 1) An integral part of the traffic termination function (e.g., an SDH frame error counter). +- 2) Part of a dedicated detector function (e.g., an Ethernet MEP) separate from the traffic termination function. + +Clearly, regardless of the position of the detector in the model it is necessary to terminate the whole signal or part of that signal to measure some aspect of it. + +Some measurements: + +- a) Are on the fundamental signal of transmission (e.g., frame alignment error counter) +- b) Are of some additional aspect of the signal designed to enable assessment of signal integrity (e.g., error measurement, which require some additional coding to enable error detection) +- c) Require dedicated additional signals (e.g., SDH Trail Trace which requires an additional framed structure). + +Where the detectors are considered as an integral part (1) above, measurements of type (c) above require a complex "termination in termination" structure. + +### **I.2.2 Core OAM modelling** + +#### **I.2.2.1 Termination aspect** + +As discussed in Annex G, an LP in an LTP can: + +- Be of arbitrary complexity including deep nesting of termination functions +- Encapsulate some subset of a full LP. + - Just a CP + - Just a TCP + - Just the adapter + - Some other subset + +A sequence of LTPs with subset LPs can be chained and connected in various ways. This versatile variable encapsulate of the LTP model allows the LTP to support both forms of detector modelling ((1) and (2) above). + +A detector can be encapsulated in the LP that represents the processing of the primary signal (service/traffic/etc.) or it can be encapsulated in an LP that solely represents the termination of the measurable property where that LP is part of an LTP that is connected to the LTP that includes the LP that represents the processing of the primary signal. + +Hence, OAM sensors are modelled using the existing LTP class. Arrangements of LTPs can represent sensors for: + +- Network connection monitoring (NCM) [ITU-T G.805] – basic monitoring of normal terminations +- Intermediate non-intrusive monitoring [ITU-T G.805] – taking a copy/portion of the signal and terminating it to assess its characteristics +- Tandem connection monitoring (TCM) [ITU-T G.805] +- Maintenance signal monitoring (using MEPs and MIPs) [ITU-T G.8013] +- Deep inspection – A generalized form of deep packet inspection (see [b-ITU-T Y.2771] and associated documents). + +Specific OAM mechanisms can be represented using the generalized task model as set out in Annex H and can be reported using the streaming approach also set out in Annex H. The task model and reporting method can be used to represent measurements that are: + +- Ongoing +- Periodic +- Occasional (snapshot) +- ... + +In general, the arrangements of the LP content of each LTP are represented via specifications as described in Annex G. + +Annex B provides a description of non-intrusive monitoring showing multiple terminations in a single LTP. A figure from Annex B has been adapted to apply to a simple monitoring case as shown in Figure I.2-1. + +![Diagram of signal paths and terminations in LTPs. A green LTP at the top contains four signal terminations (triangles) and source terminations (circles). A purple LTP below it contains multiple signal terminations. Arrows show signal flow: red for Sink (Server to client), blue for Source (Client to server), pink for ContraSink, and purple for ContraSource. Orange arrows represent Input and green arrows represent Output. A yellow oval on the right shows a connection to an adapter with a half of a bidirectional FcPort. The diagram is labeled G.7711(25).](b2cc48c15fd9cf146aa4bd0fd007b946_img.jpg) + +The diagram illustrates the internal structure of a green LTP (top) and a purple LTP (bottom). The green LTP contains four signal terminations (triangles) and source terminations (circles). The purple LTP contains multiple signal terminations. Arrows indicate signal flow: red for Sink (Server to client), blue for Source (Client to server), pink for ContraSink, and purple for ContraSource. Orange arrows represent Input and green arrows represent Output. A yellow oval on the right shows a connection to an adapter with a half of a bidirectional FcPort. The diagram is labeled G.7711(25). + +Diagram of signal paths and terminations in LTPs. A green LTP at the top contains four signal terminations (triangles) and source terminations (circles). A purple LTP below it contains multiple signal terminations. Arrows show signal flow: red for Sink (Server to client), blue for Source (Client to server), pink for ContraSink, and purple for ContraSource. Orange arrows represent Input and green arrows represent Output. A yellow oval on the right shows a connection to an adapter with a half of a bidirectional FcPort. The diagram is labeled G.7711(25). + +**Figure I.2-1 – Showing monitors and signal sources** + +In the figure, the sink terminations (triangles) in the green LTP terminate and measure a copy of the received signal. These terminations have a role related to monitoring as explained in their specification. + +In the green LTP there are also source terminations. These terminations only inject a component of the signal related to monitoring (maintenance signaling data). When active, this data is sent to the adapter (the trapezoid under the termination) for it to substitute that data for the corresponding data passing from the connection. + +For example, consider a MIP measurement. The output from the FC (green arrow) passes both to the contra-sink of the green LTP and to the purple LTP. In the contra-sink only processes the MIP signaling data. + +There can be multiple MIP functions, in which case there would be multiple termination functions inside the green LTP, each uniquely identified within the LTP. + +In the example described above the monitoring capability and the traffic capability are encapsulated in the same LTP (i.e., are "An integral part of the traffic termination function." as discussed in clause I.2.1, Traditional models). + +It is also possible to separate out the monitoring capabilities from the normal traffic termination (to become "Part of a dedicated detector function." (again, as discussed in clause I.2.1, Traditional models). Figure I.2-2 shows an example of separation of monitoring and traffic termination. + +![Diagram illustrating the separation of monitoring and traffic termination. The diagram shows four green boxes at the top, each containing a yellow triangle (FC) and arrows representing signal flow. Below these are two vertical purple boxes, each containing a stack of yellow triangles (FCs) and circles (LTPs). A blue arrow (Source) flows from the top left through the purple boxes. A red arrow (Sink) flows from the top right through the purple boxes. A yellow oval on the right contains a blue circle (Half of a bidirectional FcPort) and arrows. A legend on the right defines the arrow colors: Red for Sink (Server to client), Blue for Source (Client to server), Pink for ContraSink, Purple for ContraSource, Orange for Input, Green for Output, and a blue circle for Half of a bidirectional FcPort. The text 'G.7711(25)' is at the bottom right.](5f4fb9cbe4d64d8fd1d1e119a51e373e_img.jpg) + +Diagram illustrating the separation of monitoring and traffic termination. The diagram shows four green boxes at the top, each containing a yellow triangle (FC) and arrows representing signal flow. Below these are two vertical purple boxes, each containing a stack of yellow triangles (FCs) and circles (LTPs). A blue arrow (Source) flows from the top left through the purple boxes. A red arrow (Sink) flows from the top right through the purple boxes. A yellow oval on the right contains a blue circle (Half of a bidirectional FcPort) and arrows. A legend on the right defines the arrow colors: Red for Sink (Server to client), Blue for Source (Client to server), Pink for ContraSink, Purple for ContraSource, Orange for Input, Green for Output, and a blue circle for Half of a bidirectional FcPort. The text 'G.7711(25)' is at the bottom right. + +**Figure I.2-2 – Separate monitors and signal sources** + +The measurements can be taken on functions that are always exposed and part of the general model or on functions that are only occasionally exposed under certain analysis scenarios (spotlight). + +Key considerations when modelling the terminations related to measurement are: + +- Signal granularity +- Measurement domain demarcation. + +### I.2.2.2 Flow aspect + +When considering TCM and MEP/MIP solutions, there are flows of signaling between the monitoring termination. These flows can be represented using FCs where an FC defines the measurement span. + +Further explanation will be provided in a future release of this Recommendation. + +### I.2.3 Measurement of multiple flows + +Some measurements will be performed on multiple flows in aggregate. To model this requires separate LTPs (for monitoring) connected to the traffic LTPs via FCs. + +Further explanation will be provided in a future release of this Recommendation. + +#### **I.2.4 OAM and measurement lifecycle** + +As noted earlier, the underpinning structure of the model in this area is covered by Annex H. This underpinning structure includes modelling of tasks and profiles. + +The specific measurement tasks will deal with coordination of: + +- Configuration of detectors +- Activation of detectors +- Collection of results +- Deactivation of the detectors +- Etc. + +The measurement process will include: + +- Event detection +- Counting +- Thresholding +- Further counting of threshold crossings +- Etc. + +The reporting process may include mechanisms such as: + +- Same value suppression +- Expected trend suppression. + +Reporting of information may include: + +- Streaming162 of measurements +- Streaming of alerts of significant changes. + +The processing of measurement data will include: + +- Long term storage +- Analysis +- Interpretation +- Expression of problems, impacts, resolutions +- Etc. + +All the above will be detailed in a future version of this annex. + +### **I.3 Further considerations** + +Determination of what to measure is outside the scope of the core model and is dependent on network technology and application of that technology. + +In a running solution it is the responsibility of ControlConstructs to define and coordinate measurement as defined by ControlTasks (Annex H). + +Measurement duration and scheduling can be defined using the temporal model as defined in Annex R. + +Storage can build on the model of Compute (Annex O) and the log record model defined in streaming (in Annex H). Further work is required in this area. + +--- + +162 Details of streaming are provided in Annex H. + +## **I.4 Future considerations** + +### **I.4.1 Maintenance signal flow** + +Further explain the use of the FC to represent maintenance signal flow. + +### **I.4.2 Measurement of multiple flows** + +Further explain the representation of measurement of multiple flows using LTP and FC. + +### **I.4.3 OAM and measurement lifecycle** + +Expand on explanation of OAM lifecycle. + +### **I.4.4 Storage considerations** + +Develop usage of the compute model and the log record model to deal with bins etc. + +### **I.4.5 Various process output forms** + +Develop models to support generalized representation of threshold crossing etc. + +### **I.4.6 Measurement strategies** + +Various measurement strategies need to be explored, for example: + +- Single-ended passive +- Dual-ended, one-way within frame +- Dual-ended, one-way separate packets +- Dual-ended, two-way, round trip. + +These are not expected to have any significant impact on the modelling approach. + +### **I.4.7 OAM examples** + +Develop a new appendix to cover various usages of the model described in this annex. + +## Annex J + +### Interaction patterns + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the modelling of generalized interactions163. + +#### J.1 Introduction to the interaction patterns + +##### J.1.1 Background to the work + +The work has been carried out with the assumption that the future is cloud oriented such that the controllers are an interconnected system of cloud-based components and such that inter-component (inter-controller and intra-controller communications) will be via native cloud interface encodings. Hence, the interface encodings are not relevant as they can be generated automatically using tooling from some semantic definition of the required exchange164. Necessary mapping to the communication infrastructure is provided by capabilities in the cloud environment. + +The key then is the semantics presented at the programmers interface165. The programmers' interface is presented in a coding language (such as Python, Java, etc.) but the semantics are consistent independent of language and hence the language of encoding is not relevant166. + +Interface interaction will benefit from normalization of interaction patterns and a messaging grammar that unifies the variety of interaction complexities (CRUD, Intent, etc.) in a single sophisticated structure167. The key is modelling the message content structure. It is modelling of the structuring of the content that is the focus of this document. + +The structure definition discussed in this document enables the folding away of capability that is unnecessary for any specific interaction. The structure is efficient and simple for simple operations but sophisticated and versatile for complex interactions168. + +It is assumed that in a cloud environment the operations will be "outcome-oriented" interaction169 where the focus is on stating the constraints that form a boundary that defines the desired target. In outcome-oriented interaction the operations/methods/activities/tasks used to achieve the desired outcome are firmly in the domain of the provider. The client simply provides information about the desired outcome in the context of what has been agreed as possible170. Hence the essential need of any interaction is the provision of information about the desired outcome in terms of constraints and + +--- + +163 Note that the document focus has been broadened from Operation patterns. This will allow for the discussion of notification and event structures, and will better bridge to the control model (which proposes the use of the patterns described in this document for events). + +164 The language of exchange is generated by a compiler from the semantic model. Depending upon the sophistication of the environment the compilation may be run-time and dependent upon operational parameters. The same semantics may be encoded in bit form for one exchange and in verbose XML for another exchange. The change in encoding may take place between two operations between the same two control elements. + +165 Traditional definition of API. + +166 The programmers' language is generated by a compiler from the semantic model. + +167 Increasing consistency of the interface interaction reduces training and broadens the applicability of any particular related software. + +168 A good analogy for the sort of structure is human language grammar. + +169 Intent is an outcome-oriented form of interaction. + +170 As defined in terms of a shared model of semantics. + +potentially in the context of some expected initial system state. Whilst the content of any message will differ per interaction the structure will be consistent171. + +The content of any message will differ per viewpoint and per interaction. The key to content opportunity for any message is the viewpoint context shared between the parties that are interfacing. The viewpoint context relates to the shared semantics about which the parties need to communicate. The allowable content in an exchange is determined by the properties of the attributes in that viewpoint (read only, read-write, etc.) + +The information about any particular context or outcome can be a flat structure of statements about things and their properties that is as simple as possible for the specific interaction. The content and its semantic structure detail can vary from interaction to interaction. The semantic structure is conveyed in one or more interrelated information models. Annex G provides more information on the combining of models to provide a per-case definition of properties, etc. + +As understood from various activities over the past decade or so the concept of an NE as a thing is broken. In this release a Controller model has been developed (see Annex H). The controlling essence of the NE is now modelled in the same way that any other manager-controller is. It is just another controller. The expectation is that the interfaces at the "NE" will migrate to the same form as those from any other and hence will become "outcome oriented". The emergence of white box NE (from a control perspective) also points to "cloudification" of the controller functions in the NE which further emphasizes the evolution to "outcome oriented" interfaces. + +In the environment sketched above it is expected that interfaces structured as described in this document and generated from canonical models via tooling will be the norm, where the interface structure and interactions will be independent of model of things being discussed and of coding of interfaces. + +### J.1.2 Goals + +The interface will: + +- Aim to maximize integration without over constraining interaction pattern +- Deal with ecosystem that forms an agile value fabric (AVF) +- Support dynamic API/interface requirements +- Stabilize the definition of infrastructural considerations so as to free up effort to deal with the more relevant interaction value. + +The common pattern should: + +- Be such that all traditional interface interaction patterns could be derived by "pruning & refactoring" the common pattern. +- Capture all semantics of machine interfacing. + +The underpinning pattern should provide the opportunity for expression of: + +- Outcome-oriented constraint based sub-graph for creation/modification/deletion (this is discussed here) +- Constraint-based sub-graph query with sub-graph response (not discussed in this release of this Recommendation) +- Notification of sub-graph changes (not discussed in this release of this Recommendation). + +--- + +171 Again, human language is a good analogy. The grammar remains constant, simple and repeating but the vocabulary is broad and changes/grows often rapidly. + +### J.1.3 Aspects of the work + +- Basic message exchange patterns – Simple exchanges + - E.g., message/response, notification, etc. +- Complex Message Exchange Patterns – Sequence of outcomes and potentially sequence of exchanges + - E.g., for long lived operations with pause/resume. +- Encapsulation grammar + - E.g., content framing. +- Statement style + - E.g., action verb oriented, outcome oriented. +- Statement definition specificity + - E.g., pictorial phrase versus SVO (Subject, Verb, Object). +- Definition fluidity + - E.g., Dynamic API/Interface. + +### J.1.4 Some terminology + +#### J.1.4.1 Agile Value Fabric (AVF) + +- Is an evolution of the term value chain + - Recognizes that the term chain does not reflect the complexity + - Fabric implies both a complex mesh and also some intentional structure + - Recognizes that the structure is not static + - Agile emphasises that the fabric needs to change in a particularly efficient way to deal with the environment into which it plays. +- Is the arrangement of interacting parties/components that is in place to offer solutions to particular needs in the environment + - These needs may be known up-front and contracted prior to the formation of the AVF + - This is like a "civil engineering project" + - The AVF may form to offer a speculative capability where there is assumed to be a need that has not yet emerged + - This is like a "market stall" + - The needs may be partially known + - And hence is a hybrid of the two above. +- NOTE – The "up-front" case suggests a known arrangement of components where both (all) ends of an interaction (client/server/peer) are known and stated BUT may evolve independently. + +#### J.1.4.2 Dynamic API/interface + +An API could be considered as dynamic if it offers some of the following: + +- On-the-fly ecosystem-asynchronous changes to fragments of run time schema whilst maintaining on-going undisrupted compatibility. +- Extension by augmenting compile time schema with runtime schema supporting on the fly changes to the extensions. +- On the fly rebalancing of compile time and run time schema usage + - What was compile time becomes run time and vice-versa. + +- Varying model per operation and morphing model per case of use and per instance of use based upon rules + - Including per interaction-based folding/compacting of model. +- Outcome-oriented constraint-based interactions with grammar that enables seamless interaction across the range from "phrase-book-user to orator". +- Published machine interpretable uniquely identified schema, for all the above, referenced in the interaction and acquired from an on-line library. + +#### **J.1.4.3 Related considerations not covered here** + +As noted above, the encoding is assumed to be dealt with by the cloud. However, it is relevant to consider: + +- Load on the underlying system +- Bandwidth available for communications +- Degree of use of interface capability in a series of interactions over a period of time. + +The above leads to the opportunity for dynamic encoding, where the encoding of a particular semantic may vary from case to case. + +#### **J.1.5 Introduction to this annex** + +This annex: + +- Introduces the operations pattern +- Illustrates the fold-away nature. + +The model relates to all other models but especially to: + +- The Specification model in Annex G. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (See the reference Appendix II). + +### **J.2 Purpose and essentials of the operation patterns** + +#### **J.2.1 Background** + +This annex covers aspects of each of the items listed in clause J.1.3. + +- Basic message exchange patterns – Simple exchanges + - E.g., message/response, notification, etc. +- Complex message exchange patterns sequences + - E.g., for long lived operations with pause/resume. +- Encapsulation grammar + - E.g., content framing. +- Statement style + - E.g., action verb oriented, outcome oriented. +- Statement definition specificity + - E.g., pictorial phrase versus SVO (Subject, Verb, Object). +- Definition fluidity + - E.g., Dynamic API/Interface. + +#### **J.2.2 The model** + +The model here is an early experimental sketch. + +- The model is intended to provide a dynamic sophisticated structure that has "foldaway" parts. + - This allows for the construction of sub-set schema for different degrees of sophistication where each of the sub-set schema is fully compatible with the full schema. +- The aim is to provide one structure: + - For all outcome-oriented constraint-based forms including intent + - Supports traditional verb-driven forms + - with constrained valued + - with absolute values + - Enables operations that: + - Act on multiple separate independent things + - Have sequence and interdependency between parts and with other separate interactions + - Are long lived or short lived (where the life may depend upon the case and may not be knowable before the request). +- There are almost certainly errors in the model which is only presented at this point to stimulate discussion. +- The aim is that the model will be used to generate a schema where there is a continuum of compatible schema from the most basic simple CRUD forms to the most sophisticated forms such that the CRUD form can be seen as a tiny subset of the sophisticated form. + +Figure J.2-1 shows the model of the request. + +![UML Class diagram titled 'Operation-Structure' showing the structure of an operation request. The diagram includes classes like OperationEnvelope, OperationSet, OperationDetails, NecessaryInitialConditionConstraints, DesiredOutcomeConstraints, SpecificClassStructure, ElementConstraints, and OutcomeElementConstraints. It also includes enumerations for ActionEffort, PauseResumeRule, ControlledString, and ActionVerbs. Annotations explain design choices like 'Need response structure extensions that include preferred and actual!' and 'OutcomeElement may be single class or may be structure.'](ee912341f1910e815df2d97dde142263_img.jpg) + +The diagram illustrates the structure of an operation request using UML class notation. Key components include: + +- OperationEnvelope**: The root class for an operation, associated with **OperationSet** (1 to 1..\*) and **OperationDetails** (1 to 1..\*). +- OperationSet**: Contains attributes like `abortAfterDurationWithActionRule`, `effortAndActionRule`, `pauseResumeRule`, and `isShortLived`. It is linked to **OperationStartAfterStart** and **OperationStartAfterEnd**. +- OperationDetails**: Contains the `actionVerb` attribute and is linked to **NecessaryInitialConditionConstraints** and **DesiredOutcomeConstraints**. +- NecessaryInitialConditionConstraints**: Contains the `isNot` attribute. +- DesiredOutcomeConstraints**: Contains attributes `activityDirective`, `hasDeleteConfirmation`, and `numberOfInstancesOfEachOutcomeElement`. It is linked to **OutcomeElementConstraints**. +- SpecificClassStructure**: A base class for **SpecificClassStructure** and **SpecificPattern**. It is linked to **ElementConstraints**. +- ElementConstraints**: A base class for **SpecificClassStructure** and **OutcomeElementConstraints**. +- OutcomeElementConstraints**: Contains the `outcomeElement` attribute. +- Enumerations**: + - ActionEffort**: `BEST_EFFORT`, `EXACT_MATCH`. + - PauseResumeRule**: `NO_PAUSE_POSSIBLE`. + - ControlledString**: `CREATE_POST_ADD`, `SET_UPDATE_PUT_MODIFY_WRITE_ADD`, `GET_READ`, `DELETE_REMOVE`. + - ActionVerbs**: `CREATE_POST_ADD`, `SET_UPDATE_PUT_MODIFY_WRITE_ADD`, `GET_READ`, `DELETE_REMOVE`. + - ActivityDirective**: `STRUCTURE_IS_NOT`, `NEW_STRUCTURE_AND_VALUES`, `INCREMENTAL_STRUCTURE_AND_VALUES`, `ONLY_VALUES_IN_EXISTING_STRUCTURE`, `DEFINED_BY_VERB`. + +Annotations in the diagram provide additional context: + +- Need response structure extensions that include preferred and actual!**: Located near the top right. +- OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning)**: Located near the bottom left. +- Is essentially a scheme spec.**: Located near the **SpecificClassStructure** class. +- Needs to be aligned with the spec model approach.**: Located near the **SpecificClassStructure** class. +- Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value.**: Located near the bottom right. + +UML Class diagram titled 'Operation-Structure' showing the structure of an operation request. The diagram includes classes like OperationEnvelope, OperationSet, OperationDetails, NecessaryInitialConditionConstraints, DesiredOutcomeConstraints, SpecificClassStructure, ElementConstraints, and OutcomeElementConstraints. It also includes enumerations for ActionEffort, PauseResumeRule, ControlledString, and ActionVerbs. Annotations explain design choices like 'Need response structure extensions that include preferred and actual!' and 'OutcomeElement may be single class or may be structure.' + +Source Papyrus CoreModel diagram: Operation-Structure. + +**Figure J.2-1 – The structure of an operation (request)** + +In the figure, it highlights the relationship between the approaches used in this model and the specification model (see Annex G). The model here has not been fully aligned with the specification model. + +### J.2.3 The structure + +As usual, the classes in the model represent structure that will appear in the interface schema. The classes in the model described in the following clause. Note that at this early stage of development limited detail has been provided. The descriptions will be enhanced in subsequent releases as the model is refined. + +#### J.2.3.1 DesiredOutcomeConstraints + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::DesiredOutcomeConstraints + +Constraints that define the boundaries of an acceptable outcome. + +This class is Experimental. + +See Table J.2-1. + +**Table J.2-1 – Attributes for DesiredOutcomeConstraints** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------------------|----------------------------------------------------|--------------------------------------------------------------------------------------------------------| +| activityDirective | Experimental | To be provided. | +| hasDeleteConfirmation | Experimental | A delete confirmation exchange is required. | +| numberOfInstancesOfEachOutcomeElement | Experimental | The outcome statement defines a pattern where more than one instances of that pattern may be required. | +| _outcomeElement | StrictComposition
Experimental
DefinedBySpec | See referenced class. | + +#### J.2.3.2 ElementConstraints + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::ElementConstraints + +Constraints bounding a specific element. + +This class is Experimental. + +See Table J.2-2. + +**Table J.2-2 – Attributes for ElementConstraints** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|-----------------------| +| _specificClassStructure | Experimental
SpecReference | See referenced class. | +| _specificPattern | Experimental | See referenced class. | + +#### J.2.3.3 GeneralDirectives + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::GeneralDirectives + +This class is Experimental. + +#### **J.2.3.4 Ltp** + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::Ltp + +A class definition that is the basis for the constraints in the specific class structure. + +This class should not be implemented. + +This class is Example. + +This class is Experimental. + +#### **J.2.3.5 NecessaryInitialConditionConstraints** + +Qualified name: + +CoreModel::CoreOperationsModel::ObjectClasses::NecessaryInitialConditionConstraints + +A statement of conditions that need to be satisfied to all the outcome to be achieved. + +This class is Experimental. + +See Table J.2-3. + +**Table J.2-3 – Attributes for NecessaryInitialConditionConstraints** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------| +| IsNot | Experimental | Qualifies a condition to be inverse, i.e., that something is not true rather than true prior commencing the task. | + +#### **J.2.3.6 OperationDetails** + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::OperationDetails + +Details of a specific desired outcome in terms of entry conditions and an optional action verb. + +This class is Experimental. + +See Table J.2-4. + +**Table J.2-4 – Attributes for OperationDetails** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|---------------------------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------| +| ActionVerb | Experimental | Opportunity to provide an action verb to allow formation of a more traditional operation statement or a REST statement. | +| _necessaryInitialConditionConstraints | Experimental | See referenced class | +| _desiredOutcomeConstraints | Experimental | See referenced class | + +#### **J.2.3.7 OperationEnvelope** + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::OperationEnvelope + +The container of the statement of desired outcome. + +May also be used to express an existing structure in terms of constraints and hence may be used in output statements where the statement describes the achieved outcome. + +This class is Experimental. + +See Table J.2-5. + +**Table J.2-5 – Attributes for OperationEnvelope** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------| +| GeneralDirectives | Experimental | General policy and other constraints to guide the operation execution.
Significant definition is required here. | +| OperationIdentifiers | Experimental | To be provided | +| _operationSet | Experimental | See referenced class | + +### J.2.3.8 OperationIdentifiers + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::OperationIdentifiers + +A structure of identifiers for the statement. + +This class is Experimental. + +### J.2.3.9 OperationSet + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::OperationSet + +A set of statements about the approach to achieving a portion of the desired outcome. + +This class is Experimental. + +See Table J.2-6. + +**Table J.2-6 – Attributes for OperationSet** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------------------|------------------------------------------|----------------------| +| abortAfterDurationWithActionRule | Experimental | To be provided | +| EffortAndAction | Experimental | To be provided | +| PauseResumeRule | Experimental | To be provided | +| OperationSet | Experimental | To be provided | +| IsShortLived | Experimental | To be provided | +| _operationSetThatMustHaveStarted | Experimental | See referenced class | +| _operationSetThatMustEnd | Experimental | See referenced class | +| _operationSet | Experimental | See referenced class | +| _operationDetails | Experimental | See referenced class | + +### J.2.3.10 OutcomeElementConstraints + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::OutcomeElementConstraints + +Constraints that define the boundary of an acceptable outcome for a specific element of that outcome. + +Inherits properties from: + +- ElementConstraints + +This class is Experimental. + +### J.2.3.11 SpecificClassStructure + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::SpecificClassStructure + +Constraints for a specific class. + +This class is Experimental. + +See Table J.2-7. + +**Table J.2-7 – Attributes for SpecificClassStructure** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------| +| _classTypeName | AttributeExtention
Experimental | See referenced class | + +### J.2.3.12 SpecificPattern + +Qualified name: CoreModel::CoreOperationsModel::ObjectClasses::SpecificPattern + +To be provided + +This class is Experimental. + +## J.2.4 "Foldaway complexity" explained + +The following clauses progress through foldaway rationale that, in a sequence of steps, takes the complex structure presented above and transforms it to a simple Create operation of a basic CRUD form. This is simply an illustrative example of how to arrive at an interface expression that is no more complex than required and in this case is no more complex than that used for current interfaces. + +### J.2.4.1 Single envelope + +The generalized structure offers the opportunity to have many outcome structures in separate sets. If only one structure is required only one set is required and the nesting of composition can be removed. The basic principle is that 1 of 1 can be collapsed (the subordinate is folded away (mered) into the superior). The general idea is that if an application: + +- Is coded with the "collapse" rules it will be able to interpret the structure resulting from the collapse. +- Does not need anything other than one envelope it can be coded to only deal with the collapse and need have no knowledge of the expanded form. + +This general principle applies to all the following clauses. + +![UML Class Diagram for OpenModelClass hierarchy with annotations.](3b650eb2b1e6857308769aac8b0880a2_img.jpg) + +This UML class diagram illustrates the structure of `OpenModelClass` and its subclasses, with several annotations and corrections. + +- Top Section:** + - `OpenModelClass, Experimental` (labeled `OperationEnvelope`) has a 1-to-many association with `OperationSet` (multiplicity `1..*`). A large blue arrow labeled "Merge" points to this association. + - Associated with `OperationEnvelope` are `GeneralDirectives` and `OperationIdentifiers`. + - Annotation: "Envelope has one set" (highlighted in yellow). + - `OperationSet` (labeled `OperationSetHasOperationDetails`) has a 1-to-many association with `OperationDetails` (multiplicity `1..*`). + - `OperationDetails` includes `actionVerb: ActionVerbs [0..1]`. + - Annotation: "Need response structure extensions that include preferred and actual" (highlighted in yellow). + - `OperationSet` also has associations with `NecessaryInitialConditionConstraints` (multiplicity `0..1`) and `DesiredOutcomeConstraints` (multiplicity `1..*`). +- Left Section:** + - `OperationSet` has a 1-to-many association with `OpenModelClass, Example, Experimental` (labeled `Ltp`) via `OperationSetHasMembers`. This association is marked with a large red "X". + - `Ltp` is associated with `SpecificClassStructure` (multiplicity `0..1`) via `PruneAndRefactor`. + - `SpecificClassStructure` is associated with `SpecificPattern` (multiplicity `0..1`) via `ConstraintSpecifiedByClass`. + - Annotation: "Operation specific prune" and "ExtractClassType" (highlighted in yellow). +- Right Section:** + - `DesiredOutcomeConstraints` has a 1-to-many association with `OpenModelClass, Experimental` (labeled `OutcomeElementConstraints`) via `OutcomeHasElements`. + - `OutcomeElementConstraints` is associated with `ElementConstraints` (multiplicity `1`) via `DefinedBySpec`. + - Annotation: "Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value." (highlighted in yellow). +- Bottom Section:** + - `SpecificClassStructure` is associated with `SpecificPattern` (multiplicity `0..1`) via `ConstraintSpecifiedByPattern`. + - Annotations: "Is essentially a scheme spec." and "Needs to be aligned with the spec model approach." (highlighted in yellow). +- Enumerations:** + - `ActionEffort`: `BEST EFFORT`, `EXACT MATCH`. + - `PauseResumeRule`: `NO PAUSE POSSIBLE`. + - `ActionVerbs`: `CREATE, POST, ADD`, `SET, UPDATE, PUT, MODIFY, WRITE, ADD`, `GET, READ`, `DELETE, REMOVE`. + - `ActivityDirective`: `STRUCTURE IS NOT`, `NEW STRUCTURE AND VALUES`, `INCREMENTAL STRUCTURE AND VALUES`, `ONLY VALUES IN EXISTING STRUCTURE`, `DEFINED BY VERB`. + +UML Class Diagram for OpenModelClass hierarchy with annotations. + +Figure J.2-2 – Only a single operation set + +### J.2.4.2 One operation + +In Figure J.2-3 only one operation is required. This allows the `OperationDetails` to be folded into the operation envelope. The operation has members can also be removed (as this is a nesting for multiple contained operations). + +![UML Class diagram for G.771(25) showing an operation within an OpenModelClass. The diagram includes classes like OpenModelClass, OperationEnvelope, OperationDetails, and various constraint classes. Annotations highlight 'Set has one operation', 'Merge' points, and notes about outcome elements and attribute ranges. A red 'X' marks an invalid association.](12564fe70d67b5ac37d4cc61df3bb2d8_img.jpg) + +The diagram illustrates the structure of an operation within an **OpenModelClass**. Key components include: + +- OpenModelClass**: The main class containing the operation. It has attributes like `abortAfterDurationWithActionRule`, `effortAndAction`, `pauseResumeRule`, and `isShortLived`. +- OperationEnvelope**: Associated with the class via `OperationEnvelopeHasMembers`. It links to **GeneralDirectives** and **OperationIdentifiers**. +- OperationDetails**: Linked via `OperationSetHasOperationDetails`. It includes `ActionVerb` (enumeration: CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE). +- Constraints**: + - `NecessaryInitialConditionConstraints`: Linked via `OperationHasInitialConstraints`. Includes `isNot` (enumeration: STRUCTURE\_IS\_NOT, NEW\_STRUCTURE\_AND\_VALUES, INCREMENTAL\_STRUCTURE\_AND\_VALUES, ONLY\_VALUES\_IN\_EXISTING\_STRUCTURE, DEFINED\_BY\_VERB). + - `DesiredOutcomeConstraints`: Linked via `OperationHadDesiredOutcomes`. Includes `activityDirective`, `hasDeleteConfirmation`, and `numberOfInstancesOfEachOutcomeElement`. + - `ElementConstraints`: Linked via `ConstraintSpecifiedByClass`. Includes `specificClassStructure` and `specificPattern`. +- Associations and Annotations**: + - A red **X** marks an invalid association between **OperationSetMembers** and **OpenModelClass**. + - Blue arrows labeled **Merge** point to `OperationEnvelopeHasMembers` and `OperationSetHasOperationDetails`. + - Yellow callouts provide notes: "Set has one operation", "Need response structure extensions that include preferred and actual", "OutcomeElement may be single class or may be structure...", "Is essentially a scheme spec.", "Needs to be aligned with the spec model approach.", and "Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs..." + +UML Class diagram for G.771(25) showing an operation within an OpenModelClass. The diagram includes classes like OpenModelClass, OperationEnvelope, OperationDetails, and various constraint classes. Annotations highlight 'Set has one operation', 'Merge' points, and notes about outcome elements and attribute ranges. A red 'X' marks an invalid association. + +Figure J.2-3 – One operation + +### J.2.4.3 No start/finish dependencies + +If the operation is standalone in relation to the start or end of other operations, the associations supporting operation interrelationship can be removed. See Figure J.2-4. + +![UML Class Diagram illustrating the removal of start/finish dependencies for an operation. The diagram shows a central class 'OpenModelClass' with an 'OperationSet' association. Three associations are marked with red 'X's: 'OperationSetHasMembers', 'OperationStartAfterStart', and 'OperationStartMustHaveStarted'. A large blue arrow labeled 'Merge' points to a simplified class structure. A yellow box on the right states 'Set has no start/finish dependencies'. Other classes shown include 'Experimental_OpenModelClass', 'ActionEffort', 'PauseResumeRule', 'ActionVerbs', 'NecessaryInitialConditionConstraints', 'DesiredOutcomeConstraints', 'SpecificClassStructure', 'SpecificPattern', and 'ElementConstraints'. Annotations explain various modeling choices and constraints.](7656b1529ea6482901091c8ff418fddb_img.jpg) + +The diagram illustrates a UML class structure for an operation. At the top, an **OperationEnvelope** class is associated with **GeneralDirectives** and **OperationIdentifiers**. Below it, the **OperationSet** class (part of **OpenModelClass**) is shown with attributes: `+ abortAfterDurationWithActionRule: ToBeDefined [0..1]`, `+ effortAndAction: ActionEffort [0..1]`, `+ pauseResumeRule: PauseResumeRule [0..1]`, and `+ isShortLived: Boolean [0..1]`. Three associations from **OperationSet** are marked with red 'X's, indicating they are being removed: **OperationSetHasMembers**, **OperationStartAfterStart**, and **OperationStartMustHaveStarted**. A large blue arrow labeled **Merge** points to a simplified class structure. A yellow box on the right states **Set has no start/finish dependencies**. Other classes shown include **Experimental\_OpenModelClass**, **ActionEffort** (with values **BEST\_EFFORT**, **EXACT\_MATCH**), **PauseResumeRule** (with values **NO\_PAUSE\_POSSIBLE**), **ActionVerbs** (with values **CREATE\_POST\_ADD**, **SET\_UPDATE\_PUT\_MODIFY\_WRITE\_ADD**, **GET\_READ**, **DELETE\_REMOVE**), **NecessaryInitialConditionConstraints**, **DesiredOutcomeConstraints**, **SpecificClassStructure**, **SpecificPattern**, and **ElementConstraints**. Annotations provide further details on modeling choices, such as 'Need response structure extensions that include preferred and actual' and 'OutcomeElement may be single class or may be structure'. + +UML Class Diagram illustrating the removal of start/finish dependencies for an operation. The diagram shows a central class 'OpenModelClass' with an 'OperationSet' association. Three associations are marked with red 'X's: 'OperationSetHasMembers', 'OperationStartAfterStart', and 'OperationStartMustHaveStarted'. A large blue arrow labeled 'Merge' points to a simplified class structure. A yellow box on the right states 'Set has no start/finish dependencies'. Other classes shown include 'Experimental\_OpenModelClass', 'ActionEffort', 'PauseResumeRule', 'ActionVerbs', 'NecessaryInitialConditionConstraints', 'DesiredOutcomeConstraints', 'SpecificClassStructure', 'SpecificPattern', and 'ElementConstraints'. Annotations explain various modeling choices and constraints. + +Figure J.2-4 – No start/finish dependencies + +### J.2.4.4 Operation is not idempotent + +If the operation is such that a repeat of the same operation will cause failure then the operation is not idempotent, default initial condition constraints can be assumed (where the default is that the entities identified in the outcome should not exist prior to the request) and hence the initial condition structure can be removed. See Figure J.2-5. + +![UML Class diagram for OpenModelClass, OperationEnvelope, and related elements. The diagram shows various associations and inheritance paths. Red 'X' marks are placed over 'OperationSetMembers', 'OperationStartAfterStart', and 'isShortLived' attribute. A yellow box in the top right states 'Operation is not idempotent'. Other callouts discuss 'Merge' operations, 'Need response structure extensions', and 'OutcomeElement' details. Enumeration boxes for ActionEffort, PauseResumeRule, and ActionVerbs are also present.](b94fceb26b1b04b1c28ea44e12221aaa_img.jpg) + +The diagram illustrates the structure of an **Operation** in the OpenModelClass. Key components include: + +- OperationEnvelope**: Associated with **OperationSet** (1 to 1..\*). It has associations with **GeneralDirectives** and **OperationIdentifiers**. +- OperationSet**: Contains attributes like `abortAfterDurationWithActionRule`, `effortAndAction`, `pauseResumeRule`, and `isShortLived`. It is linked to **OperationSetMembers** (marked with a red 'X'), **OperationStartAfterStart** (marked with a red 'X'), and **OperationSetThatMustHaveStarted**. +- OperationDetails**: Contains **ActionVerb** (ActionVerbs [0..1]). +- OperationHasInitialConstraints**: Contains **NecessaryInitialConditionConstraints** (marked with a red 'X'). +- OperationHadDesiredOutcomes**: Contains **DesiredOutcomeConstraints**, which are linked to **OutcomeElement** (OutcomeElement [1..\*]). +- OutcomeElement**: Can be a single class or a structure. It is linked to **ElementConstraints**. +- Enumeration Boxes**: + - ActionEffort**: BEST\_EFFORT, EXACT\_MATCH. + - PauseResumeRule**: NO\_PAUSE\_POSSIBLE. + - ActionVerbs**: CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE. + - ActivityDirective**: STRUCTURE\_IS\_NOT, NEW\_STRUCTURE\_AND\_VALUES, INCREMENTAL\_STRUCTURE\_AND\_VALUES, ONLY\_VALUES\_IN\_EXISTING\_STRUCTURE, DEFINED\_BY\_VERB. +- Callouts**: + - Operation is not idempotent** (Yellow box). + - Need response structure extensions that include preferred and actual**. + - OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning!)**. + - Is essentially a scheme spec.** (near SpecificClassStructure). + - Needs to be aligned with the spec model approach.** (near SpecificClassStructure). + - Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value.** (near ElementConstraints). + +UML Class diagram for OpenModelClass, OperationEnvelope, and related elements. The diagram shows various associations and inheritance paths. Red 'X' marks are placed over 'OperationSetMembers', 'OperationStartAfterStart', and 'isShortLived' attribute. A yellow box in the top right states 'Operation is not idempotent'. Other callouts discuss 'Merge' operations, 'Need response structure extensions', and 'OutcomeElement' details. Enumeration boxes for ActionEffort, PauseResumeRule, and ActionVerbs are also present. + +Figure J.2-5 – Operation not idempotent + +J.2.4.5 Operation is short-lived + +If the operation is short-lived the pause/resume capability is not meaningful. See Figure J.2-6. + +![UML Class diagram for Short-lived operation. The diagram shows a class 'OpenModelClass' with an 'operationSet' association. The 'operationSet' has attributes like 'abortAfterDurationWithActionRule', 'pauseAndResumeRule', and 'effortAndAction'. There are callouts explaining that the operation is short-lived by default, cannot be paused/resumed, and may not have abort behavior. Red 'X' marks indicate that 'operationSetThatMustEnd' and 'operationSetThatMustStart' are not used. Blue 'Merge' arrows point to other classes like 'OperationEnvelope' and 'OperationDetails'. Other classes shown include 'ActionEffort', 'PauseResumeRule', 'ActionVerbs', 'NecessaryInitialConditionConstraints', 'DesiredOutcomeConstraints', 'SpecificClassStructure', 'SpecificPattern', and 'ElementConstraints'. Callouts also mention 'Need response structure extensions that include preferred and actual' and 'Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs.'](a489d7d4a90db48dde12e4cff5cf2251_img.jpg) + +Operation is short lived (default) (pause/resume not possible) + +Need response structure extensions that include preferred and actual + +OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning) + +Is essentially a scheme spec. + +Needs to be aligned with the spec model approach. + +Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value. + +G.7711(25) + +UML Class diagram for Short-lived operation. The diagram shows a class 'OpenModelClass' with an 'operationSet' association. The 'operationSet' has attributes like 'abortAfterDurationWithActionRule', 'pauseAndResumeRule', and 'effortAndAction'. There are callouts explaining that the operation is short-lived by default, cannot be paused/resumed, and may not have abort behavior. Red 'X' marks indicate that 'operationSetThatMustEnd' and 'operationSetThatMustStart' are not used. Blue 'Merge' arrows point to other classes like 'OperationEnvelope' and 'OperationDetails'. Other classes shown include 'ActionEffort', 'PauseResumeRule', 'ActionVerbs', 'NecessaryInitialConditionConstraints', 'DesiredOutcomeConstraints', 'SpecificClassStructure', 'SpecificPattern', and 'ElementConstraints'. Callouts also mention 'Need response structure extensions that include preferred and actual' and 'Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs.' + +Figure J.2-6 – Short-lived operation + +J.2.4.6 Operation has no relevant abort behaviour + +It may not be possible to abort the operation (especially true for short-lived operations). See Figure J.2-7. + +![UML Class Diagram for Figure J.2-7 - No abort. The diagram shows a class hierarchy for 'OpenModelClass' with various attributes and associations. Key elements include: + - 'OperationEnvelope' class with associations to 'GeneralDirectives' and 'OperationIdentifiers'. + - 'OperationSet' class with attributes like 'effortAndAction' and 'pauseAndResumeRule'. + - 'OperationDetails' class with 'actionVerb' attribute. + - 'NecessaryInitialConditionConstraints' and 'DesiredOutcomeConstraints' classes. + - 'SpecificClassStructure' and 'SpecificPattern' classes. + - 'OutcomeElementConstraints' class. + - Enumerations for 'ActionEffort' (BEST_EFFORT, EXACT_MATCH), 'PauseAndResumeRule' (NO_PAUSE_POSSIBLE), and 'ActionVerbs' (CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE). + - Callouts explaining design choices, such as 'Operation has no relevant abort behaviour', 'Merge' labels, and notes on 'OutcomeElement' structure and 'Range defined by constrained attribute definitions'.](aed7b52c4ed6b647ee1438092597bd71_img.jpg) + +UML Class Diagram for Figure J.2-7 - No abort. The diagram shows a class hierarchy for 'OpenModelClass' with various attributes and associations. Key elements include: + - 'OperationEnvelope' class with associations to 'GeneralDirectives' and 'OperationIdentifiers'. + - 'OperationSet' class with attributes like 'effortAndAction' and 'pauseAndResumeRule'. + - 'OperationDetails' class with 'actionVerb' attribute. + - 'NecessaryInitialConditionConstraints' and 'DesiredOutcomeConstraints' classes. + - 'SpecificClassStructure' and 'SpecificPattern' classes. + - 'OutcomeElementConstraints' class. + - Enumerations for 'ActionEffort' (BEST\_EFFORT, EXACT\_MATCH), 'PauseAndResumeRule' (NO\_PAUSE\_POSSIBLE), and 'ActionVerbs' (CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE). + - Callouts explaining design choices, such as 'Operation has no relevant abort behaviour', 'Merge' labels, and notes on 'OutcomeElement' structure and 'Range defined by constrained attribute definitions'. + +Figure J.2-7 – No abort + +### J.2.4.7 Operation is EXACT\_MATCH + +If the specification of outcome constraints is such that all properties are defined precisely then the default EXACT\_MATCH need not be stated. See Figure J.2-8. + +![UML Class Diagram illustrating the 'Exact match' effort for an operation. The diagram shows the structure of an OperationEnvelope and its associated elements like OperationIdentifiers, GeneralDirectives, OperationSet, and various constraints. Red 'X' marks indicate elements that are not part of the exact match. A yellow box states 'Operation is EXACT_MATCH effort (default)'. Other callouts explain elements like 'Merge', 'OutcomeElement', and 'ActivityDirective'.](ca29ffd592187cc2b1719b98a5417521_img.jpg) + +The diagram illustrates the structure of an **OperationEnvelope** and its associated elements for an **Exact match** effort. Key components include: + +- OperationEnvelope**: The central element, which has associations with **OperationIdentifiers** and **GeneralDirectives**. +- OperationSet**: Contains **OperationSetMembers** (marked with a red 'X'). +- OperationStartAfterStart**: A constraint element (marked with a red 'X'). +- OperationStartThatMustHaveStarted**: A constraint element (marked with a red 'X'). +- OperationHasInitialConstraints**: Contains **NecessaryInitialConditionConstraints** (marked with a red 'X'). +- OperationHadDesiredOutcomes**: Contains **DesiredOutcomeConstraints**, which in turn contain **OutcomeElementConstraints**. +- OutcomeElement**: Can be a single class or a structure. It has associations with **SpecificClassStructure** and **SpecificPattern**. +- ActivityDirective**: An enumeration with values: **STRUCTURE\_IS\_NOT**, **NEW\_STRUCTURE\_AND\_VALUES**, **INCREMENTAL\_STRUCTURE\_AND\_VALUES**, **ONLY\_VALUES\_IN\_EXISTING\_STRUCTURE**, and **DEFINED\_BY\_VERB**. +- ActionEffort**: An enumeration with values: **BEST\_EFFORT** and **EXACT\_MATCH**. +- PauseResumeRule**: An enumeration with values: **NO\_PAUSE\_POSSIBLE**. +- ActionVerbs**: An enumeration with values: **CREATE\_POST\_ADD**, **SET\_UPDATE\_PUT\_MODIFY\_WRITE\_ADD**, **GET\_READ**, and **DELETE\_REMOVE**. + +Yellow callout boxes provide additional information: + +- Operation is EXACT\_MATCH effort (default)** +- Need response structure extensions that include preferred and actual** +- OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning!)** +- Is essentially a scheme spec.** (pointing to SpecificClassStructure) +- Needs to be aligned with the spec model approach.** (pointing to SpecificPattern) +- Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value.** (pointing to ElementConstraints) + +G.7711(25) + +UML Class Diagram illustrating the 'Exact match' effort for an operation. The diagram shows the structure of an OperationEnvelope and its associated elements like OperationIdentifiers, GeneralDirectives, OperationSet, and various constraints. Red 'X' marks indicate elements that are not part of the exact match. A yellow box states 'Operation is EXACT\_MATCH effort (default)'. Other callouts explain elements like 'Merge', 'OutcomeElement', and 'ActivityDirective'. + +Figure J.2-8 – Exact match + +### J.2.4.8 ActivityDirective is DEFINED\_BY\_VERB + +The action to be performed is defined by a verb as it is for traditional interface. The action Verb will be folded into the OperationEnvelope. An action verb **CREATE\_POST\_ADD** will be assumed here. See Figure J.2-9. + +![UML Class diagram showing the structure of an operation within an OpenModelClass. The diagram includes classes like OperationEnvelope, OperationDetails, OperationSet, and various constraint classes. Annotations highlight that ActivityDirective is DEFINED_BY_VERB by default, and that some attributes like 'isNot' in NecessaryInitialConditionConstraints are marked with a red X. Other annotations explain the purpose of certain elements like 'OutcomeElement' and 'ElementConstraints'.](8bc31f60185972c36dd77e096f7b0537_img.jpg) + +The diagram illustrates the structure of an operation within an OpenModelClass. Key components include: + +- OperationEnvelope**: Associated with **GeneralDirectives** and **OperationIdentifiers**. It has a 1-to-many relationship with **OperationSet**. +- OperationSet**: Contains **OperationMembers** (marked with a red X), **OperationStartAfterStart** (marked with a red X), and **OperationStartThatMustHaveStarted**. It has a 1-to-many relationship with **OperationDetails**. +- OperationDetails**: Associated with **ActionVerbs** (CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE). It has a 1-to-many relationship with **DesiredOutcomeConstraints**. +- DesiredOutcomeConstraints**: Contains **OutcomeElement** (marked with a red X), **hasDeleteConfirmation** (Boolean [0..1]), and **numberOfInstancesOfEachOutcomeElement** (Integer [1]). +- NecessaryInitialConditionConstraints**: Contains **isNot** (Boolean [0..1]) (marked with a red X). +- ActivityDirective**: An enumeration with values: STRUCTURE\_IS\_NOT, NEW\_STRUCTURE\_AND\_VALUES, INCREMENTAL\_STRUCTURE\_AND\_VALUES, ONLY\_VALUES\_IN\_EXISTING\_STRUCTURE, and DEFINED\_BY\_VERB. A yellow box notes that **ActivityDirective is DEFINED\_BY\_VERB (default)**. +- ElementConstraints**: Associated with **SpecificClassStructure** and **SpecificPattern**. +- SpecificClassStructure**: Associated with **SpecificPattern**. +- SpecificPattern**: Associated with **AttributeExtension**. + +Annotations and callouts: + +- ActivityDirective is DEFINED\_BY\_VERB (default)** (Yellow box). +- Need response structure extensions that include preferred and actual** (Yellow box). +- OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning!)** (Yellow box). +- Is essentially a scheme spec.** (Yellow box). +- Needs to be aligned with the spec model approach.** (Yellow box). +- Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value.** (Yellow box). +- Merge** (Blue arrows indicating merging of elements). +- Red X marks** on **OperationMembers**, **OperationStartAfterStart**, **isNot**, and **OutcomeElement**. + +UML Class diagram showing the structure of an operation within an OpenModelClass. The diagram includes classes like OperationEnvelope, OperationDetails, OperationSet, and various constraint classes. Annotations highlight that ActivityDirective is DEFINED\_BY\_VERB by default, and that some attributes like 'isNot' in NecessaryInitialConditionConstraints are marked with a red X. Other annotations explain the purpose of certain elements like 'OutcomeElement' and 'ElementConstraints'. + +Figure J.2-9 – Defined by verb + +### J.2.4.9 Has delete confirmation + +If the originator of the operation requires a delete confirmation then default behaviour is required and the attribute supporting non-default responses need not be provided. See Figure J.2-10. + +![UML Class diagram for OpenModelClass with various associations and constraints. The diagram includes classes like OperationEnvelope, OperationDetails, ActionVerbs, and OutcomeElement. Annotations highlight 'Has delete confirmation (default)', 'Merge' operations, and 'Has one outcome instance'.](03bef5405d97ca0e39305ead6376a8da_img.jpg) + +The diagram illustrates the structure of an **OpenModelClass** and its relationships. Key components include: + +- OperationEnvelope**: Associated with **OperationDetails** and **OperationIdentifiers**. It has a **specifiedComposite** attribute. +- OperationSet**: Contains **operationSetMembers**, **operationSetThatMustHaveStarted**, and **operationStartAfterStart**. These associations are marked with red 'X's. +- ActionVerbs**: An enumeration with values: CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE. +- OutcomeElement**: A base class for **SpecificClassStructure**, **SpecificPattern**, and **ElementConstraints**. It has a **specifiedComposite** attribute. +- Constraints**: **NecessaryInitialConditionConstraints** (marked with a red 'X') and **DesiredOutcomeConstraints** (containing **numberOfInstancesOfEachOutcomeElement**). +- Associations**: **OperationHasInitialConstraints**, **OperationHadDesiredOutcomes**, **OutcomeHasElements**, **ConstraintSpecifiedByClass**, and **ConstraintSpecifiedByPattern**. +- Annotations**: + - Has delete confirmation (default)**: Yellow box pointing to the **DELETE\_REMOVE** action verb. + - Merge**: Blue arrows indicating merging of elements. + - Need response structure extensions that include preferred and actual**: Yellow box pointing to **OperationIdentifiers**. + - OutcomeElement may be single class or may be structure**: Yellow box explaining the **specifiedComposite** attribute. + - Is essentially a scheme spec.**: Yellow box pointing to **SpecificClassStructure**. + - Needs to be aligned with the spec model approach**: Yellow box pointing to **SpecificPattern**. + - Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs**: Yellow box pointing to **ElementConstraints**. + +UML Class diagram for OpenModelClass with various associations and constraints. The diagram includes classes like OperationEnvelope, OperationDetails, ActionVerbs, and OutcomeElement. Annotations highlight 'Has delete confirmation (default)', 'Merge' operations, and 'Has one outcome instance'. + +Figure J.2-10 – Requires delete confirmation + +J.2.4.10 Has one outcome instance + +As one outcome is the default the "numberOfInstancesOfEachOutcomeElement" does not need to be stated. See Figure J.2-11. + + + +![UML Class diagram showing the merging of specific outcome constraints into an OperationEnvelope. The diagram includes classes like OperationEnvelope, OpenModelClass, and various experimental extensions. Annotations highlight that the operation is for an LTP and that the specific outcome constraint can be merged into the envelope. Red 'X' marks indicate elements that are being removed or simplified.](51b3f989269d40b52bbf69c7a448bf52_img.jpg) + +The diagram illustrates a UML class structure for an operation. At the top, **OperationEnvelope** (Experimental, OpenModelClass) is shown with associations to **GeneralDirectives** and **OperationIdentifiers**. A large blue arrow labeled **Merge** points from a specific outcome constraint to the **OperationEnvelope**. This constraint is part of **OperationSet** (OpenModelClass, Experimental) and is associated with **OperationDetails** (Experimental, OpenModelClass). The **OperationDetails** class includes **ActionVerbs** (CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE) and **DesiredOutcomeConstraints**. The **DesiredOutcomeConstraints** class has attributes like **activityDirective**, **hasDataConfirmationDetail**, and **numberOfOutcomeOfEachOutcomeElement**. A red 'X' is placed over the **isNotBoth** attribute in **NecessaryInitialConditionConstraints**. Another red 'X' is over the **isNotBoth** attribute in **DesiredOutcomeConstraints**. A yellow box on the right states "Operation is for an LTP". A note on the left explains that the outcome element may be a single class or a structure. Another note at the bottom right mentions that ranges are defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. The diagram also shows associations to **OperationSetThatMustEnd**, **OperationStartAfterStart**, and **OperationSetThatMustHaveStarted**, which are marked with red 'X's. A blue arrow labeled **Merge** also points from **SpecificClassStructure** to **OperationEnvelope**. + +UML Class diagram showing the merging of specific outcome constraints into an OperationEnvelope. The diagram includes classes like OperationEnvelope, OpenModelClass, and various experimental extensions. Annotations highlight that the operation is for an LTP and that the specific outcome constraint can be merged into the envelope. Red 'X' marks indicate elements that are being removed or simplified. + +Figure J.2-12 – Outcome is an LTP + +J.2.4.12 Has one specific class outcome constraint + +In this case only one instance of one class (LTP) is ever going to be operated on at a time so the multiplicities become always 1 of 1 and hence the specific outcome LTP statement can be merged into the OperationEnvelope. See Figure J.2-13. + +![UML Class diagram showing the structure of an operation and its outcome. The diagram includes classes like OperationEnvelope, OperationDetails, ActionVerbs, and various constraints. Annotations explain the merging of elements and the nature of the outcome element. A yellow box on the right states 'Has one specific class outcome constraint'. Red 'X' marks indicate elements that are not part of the final merged structure. Blue arrows labeled 'Merge' show the combination of different parts of the model.](926c64a6177547a91f650c4c6f85ecb2_img.jpg) + +The diagram illustrates the structure of an operation and its outcome in a UML model. Key elements include: + +- OperationEnvelope**: Associated with **GeneralDirectives** and **OperationIdentifiers**. It has a relationship with **OperationSet**. +- OperationSet**: Contains **OperationMembers** (marked with a red 'X'). It has relationships with **OperationStartAfterThat** (marked with a red 'X') and **OperationStartThatMustHaveStarted**. +- OperationDetails**: Associated with **ActionVerbs** (an enumeration with values: CREATE, POST, ADD, SET, UPDATE, PUT, MODIFY, WRITE, ADD, GET, READ, DELETE, REMOVE). It has a relationship with **DesiredOutcomeConstraints**. +- DesiredOutcomeConstraints**: Contains **OutcomeElement** (marked with a red 'X'). It has a relationship with **ElementConstraints**. +- ElementConstraints**: Associated with **SpecificClassStructure** and **SpecificPattern** (marked with a red 'X'). +- OutcomeElement**: A class that can be a single class or a structure. It has a relationship with **ElementConstraints**. +- ActivityDirective**: An enumeration with values: STRUCTURE\_IS\_NOT, NEW\_STRUCTURE\_AND\_VALUES, INCREMENTAL\_STRUCTURE\_AND\_VALUES, ONLY\_VALUES\_IN\_EXISTING\_STRUCTURE, DEFINED\_BY\_VERB. +- NecessaryInitialConditionConstraints**: Contains **isNotBool** (marked with a red 'X'). + +Annotations and callouts: + +- Yellow box (top right)**: "Has one specific class outcome constraint" +- Yellow box (middle left)**: "Need response structure extensions that include preferred and actual" +- Yellow box (bottom left)**: "OutcomeElement may be single class or may be structure. Note that a class in the structure may have references to other classes not in the outcome element (as they are not modified in achieving the outcome - simply provide positioning!)" +- Yellow box (bottom right)**: "Ranges defined by constrained attribute definitions developed by pruning and refactoring the class and one or more specs. Absolute values defined ranges with only a single legal value." +- Red 'X' marks**: Indicate elements that are not part of the final merged structure (OperationMembers, OperationStartAfterThat, OutcomeElement, isNotBool, SpecificPattern). +- Blue arrows labeled 'Merge'**: Indicate the combination of different parts of the model. + +G.7711(25) + +UML Class diagram showing the structure of an operation and its outcome. The diagram includes classes like OperationEnvelope, OperationDetails, ActionVerbs, and various constraints. Annotations explain the merging of elements and the nature of the outcome element. A yellow box on the right states 'Has one specific class outcome constraint'. Red 'X' marks indicate elements that are not part of the final merged structure. Blue arrows labeled 'Merge' show the combination of different parts of the model. + +Figure J.2-13 – The outcome is a single LTP + +J.2.4.13 Has no special directives + +The operation has no general directives. See Figure J.2-14. + +![A complex UML class diagram showing the merging of multiple specification patterns into a single structure. The diagram includes classes like 'Experimental_OpenModelClass', 'OperationEnvelope', 'OperationDetails', 'ActionVerbs', 'OutcomeElement', and 'ElementConstraints'. Large blue arrows labeled 'Merge' indicate the combination of different patterns. Red 'X' marks indicate elements that are pruned or simplified during the merge. Yellow callout boxes provide explanations for certain design choices, such as 'Is a create with no special directives' and 'Need response structure extensions that include preferred and actual'. The final merged structure is shown on the left, featuring a simplified 'OperationEnvelope' and 'OperationDetails' class.](7b325ed905fc90e53b5696554528d6e3_img.jpg) + +A complex UML class diagram showing the merging of multiple specification patterns into a single structure. The diagram includes classes like 'Experimental\_OpenModelClass', 'OperationEnvelope', 'OperationDetails', 'ActionVerbs', 'OutcomeElement', and 'ElementConstraints'. Large blue arrows labeled 'Merge' indicate the combination of different patterns. Red 'X' marks indicate elements that are pruned or simplified during the merge. Yellow callout boxes provide explanations for certain design choices, such as 'Is a create with no special directives' and 'Need response structure extensions that include preferred and actual'. The final merged structure is shown on the left, featuring a simplified 'OperationEnvelope' and 'OperationDetails' class. + +Figure J.2-14 – Basic spec pattern with rule sketch + +J.2.4.14 Resulting structure + +The above merging results in a single level operation structure with CREATE\_POST\_ADD as the operation verb and with contents of an LTP structure with absolute values for each relevant writeable attribute. This is essentially the same structure complexity as a Create in a CRUD system, but it is fully conformant with the grammar of the far more sophisticated Outcome-Oriented form. The sophisticated structure is unnecessary for the basic CRUD style operation. The structure would be viewed by a CRUD designer as massive unnecessary complexity if imposed on the simple cases. The mechanism set out by example above "folds away" the complexity. + +A basic application could simply operate with the CRUD form whilst interworking with a more sophisticated application that downgrades its operation based upon the structures it receives (and the specification of capability presented by the basic application). + +If the basic application is upgraded to a more sophisticated form there is no need to recompile the interface as the more sophisticated form will still be a simple folded sub-set of the full interface representation. + +J.2.4.15 Further examples + +More specific examples will be provided in future released of this model. + +J.2.5 Discussion + +J.2.5.1 Alternatives explored + +A stereotype approach was considered. It was concluded that the stereotype might not be helpful and would not be sufficient unless as complex as the structure discussed in this document. An existing stereotype scheme was discussed, and it was noted that it did not provide the depth required. + +### J.2.5.2 Details of the structure + +PauseResumeRule: Is not Boolean as more values are expected to be defined. + +abortAfterDurationWithActionRule: Is used to provide action on timeout of operation where the action is an abort. A policy approach may be more appropriate in general here. + +OperationDetails: ActionVerbs [0..1]: The ActionVerb is not necessary as the InitialCondition and DesiredOutCome provide all necessary information to the subordinate system to allow it to do its job. The ActionVerb has been included in recognition of the existing familiar verbal style. It is clear, however, that the verb is often unnecessary even in existing interfaces especially when complex verbs such as "createAndActivate" are used in conjunction with an idempotent operation approach. + +The ActivityDirective needs to be developed further. The current directives are relatively blunt and have the effect of the ActionVerb. For example, STRUCTURE\_IS\_NOT could be read as essentially indicating a delete. But it does not assume any specific action in the underlying system and can be used to indicate a complex partial delete with clean-up of properties of instances of related things as the structure can include only aspects of the overall. + +### J.3 Future work + +Future work will cover: + +- Notification approach (including Alarm notification) + - Operation interaction modelling (sequence diagrams, etc.) including pause/resume and progress indications/queries + - Note that the operation is performed by a controller. The client talks to the controller about the relevant classes representing the solution resources/services. +- Temporal modelling. + +## Annex K + +### Processing construct + +(This annex forms an integral part of this Recommendation.) + +This annex focuses on the modelling of the processing construct model. + +The ProcessingConstruct (PC) represents generalized functionality. The PC is used in conjunction with the ConstraintDomain (CD), which groups PCs and constrains their usage. In addition to being generally applicable to represent functionality that is not being modelled in detail, the PC and CD form the fundamental pattern that allows an important transition in the representation of a 'device'172. + +The ONF common information model represents a 'device' with a logical functionality viewpoint utilizing an underlying physical inventory viewpoint. This decoupling of logical and functional scopes is important for us to proceed to the next stage in our representation, the removal of NetworkElement173. + +NetworkElement (now deprecated) was the key concept that was used to represent logical functionality. In this version of the model, the new ProcessingConstruct (PC) and ConstraintDomain (CD) classes are used as a basis for the replacement of the NetworkElement concept (see Annex H). + +This annex describes the PC and CD and provides some detail of the model. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (See the reference in Appendix II). + +#### K.1 Purpose and essentials of processing construct + +##### K.1.1 Background + +In the core model there are already separate classes for special types of functions: + +- ForwardingConstruct to represent forwarding functionality +- LogicalTerminationPoint to represent termination, and +- ForwardingDomain to represent forwarding scope constraints. + +ProcessingConstruct is in addition to these concepts and is to be used where the major function of interest is related to processing rather than forwarding of information. + +While there are a number of grey areas between processing and forwarding, there are a few 'pure' processing constructs: + +- Memory +- CPU +- Storage. + +Another use for ProcessingConstruct is for representing control plane processes such as packet routing processes. Packet routers commonly run many routing protocols and may also run many instances of each routing protocol. Each routing process instance peers independently and using ProcessingConstruct the actual control plane topologies can be shown. + +--- + +172 Here the term 'device' is used in a loose and undefined manner to aid in the discussion. The term is not defined because it is not important for our discussion, the generally understood concept is sufficient. + +173 Deprecation of the formal concept and of the corresponding model class. + +While it's hard to give extensive rules where ProcessingConstruct should be used, probably the best advice is to use it where significant processing of information takes place. Also it may be useful to "Think of the network as composed of PC, constrained by CD and connected via FC". + +ConstraintDomain has been introduced to add a 'container' concept. ConstraintDomain is similar to ForwardingDomain, but more general. Note that ConstraintDomain is designed as a lightweight scope boundary only, the functionality resides in PC, FC and LTP. + +A useful way to think of the change is that the NetworkElement was like a black box that obscured what was happening inside. ConstraintDomain is like a light, clear wrapper around the functions, grouping and constraining them, but not adding or obscuring anything. + +ConstraintDomain represents a general functional scope that can be used for grouping and scope boundaries. ConstraintDomains can be related, they can overlap, and they do not need to form a hierarchy. + +ProcessingConstruct is likely to be extremely useful in the "Application Layer" which tends to be more about processing and less about forwarding. + +### **K.1.2 Model** + +In a number of places in the core model, the Component-Port pattern is used (e.g., ForwardingDomain & FdPort, ForwardingConstruct & FcPort). ConstraintDomain is a more generic version of ForwardingDomain and has a related CdPort class to provide at least equivalent capability. ProcessingConstruct is similar to ForwardingConstruct and has a related PcPort class to provide necessary capability for the many asymmetric cases. + +In summary, ConstraintDomain and ProcessingConstruct have been added to the core model using standard patterns. Figure K.1-1 shows the core model and emphasizes the pattern usage. + +![UML Class Diagram: Processing Construct and Constraint Domain core model. The diagram shows four main classes: ConstraintDomain, ProcessingConstruct, CdPort, and PcPort, all inheriting from OpenModelClass. ConstraintDomain and ProcessingConstruct are marked as experimental. Associations include CdConstrainsCd, CdConstrainsPc, PcIsAssemblyOfPc, CdHasCdPorts, PcHasPcPorts, CdPortAllowsPcPort, CdPortBoundToCdPort, PcPortBoundToPcPort, CdBoundedByLtp, CdPortBoundToLtp, PcPortBoundToLtp, and PcBoundedByLtp. LogicalTerminationPoint is also shown with associations from CdPort and PcPort.](54ab5749327b822e800fc41bafa685c1_img.jpg) + +``` + +classDiagram + class ConstraintDomain { + <> + } + class ProcessingConstruct { + <> + } + class CdPort { + <> + } + class PcPort { + <> + } + class LogicalTerminationPoint { + <> + } + + ConstraintDomain "*" -- "*" ConstraintDomain : CdConstrainsCd + ConstraintDomain "*" -- "*" ProcessingConstruct : CdConstrainsPc + ProcessingConstruct "*" -- "*" ProcessingConstruct : PcIsAssemblyOfPc + + ConstraintDomain "1" *-- "*" CdPort : CdHasCdPorts + ProcessingConstruct "1" *-- "*" PcPort : PcHasPcPorts + + CdPort "*" -- "*" PcPort : CdPortAllowsPcPort + CdPort "0..1" -- "0..1" CdPort : CdPortBoundToCdPort + PcPort "0..2" -- "0..2" PcPort : PcPortBoundToPcPort + + CdPort "*" -- "*" LogicalTerminationPoint : CdPortBoundToLtp + PcPort "*" -- "*" LogicalTerminationPoint : PcPortBoundToLtp + + CdPort "*" -- "0..1" LogicalTerminationPoint : CdBoundedByLtp + PcPort "*" -- "*" ProcessingConstruct : PcBoundedByLtp + +``` + +UML Class Diagram: Processing Construct and Constraint Domain core model. The diagram shows four main classes: ConstraintDomain, ProcessingConstruct, CdPort, and PcPort, all inheriting from OpenModelClass. ConstraintDomain and ProcessingConstruct are marked as experimental. Associations include CdConstrainsCd, CdConstrainsPc, PcIsAssemblyOfPc, CdHasCdPorts, PcHasPcPorts, CdPortAllowsPcPort, CdPortBoundToCdPort, PcPortBoundToPcPort, CdBoundedByLtp, CdPortBoundToLtp, PcPortBoundToLtp, and PcBoundedByLtp. LogicalTerminationPoint is also shown with associations from CdPort and PcPort. + +G.7711(25) + +Source Papyrus CoreModel diagram: ProcessingConstruct-Core. + +**Figure K.1-1 – Processing Construct and Constraint Domain core model** + +Figure K.1-2 shows the relationship between the PC/CD model and the equipment model. The figure highlights an enhancement in the relationship between equipment and the function model (covered in detail in Annex F). The model emphasizes that PC can represent anything from the most fundamental small (atomic) functions to the richest and most sophisticated of functions. The recursion shown allows the equipment to give rise to a block of functionality that can be decomposed into atomic parts and then those parts can be reassembled, perhaps through a number of intermediate forms to + +eventually give rise to LTPs, etc. In addition, at any level of assembly, the functionality can be made resilient by selecting from two or more alternatives174. + +![UML Class Diagram: ProcessingConstruct-EquipmentWithCore. This diagram shows the relationships between several classes: CdConstrainsEquipment, CdConstrainsCd, PcIsAssemblyOfPc, ConstraintDomain, ProcessingConstruct, CdPort, PcPort, and LogicalTerminationPoint. It includes multiplicities, associations, and dependencies with stereotypes like 'Experimental' and 'Mature'.](895e103b0225b3f2e0a94d0d3a38fcee_img.jpg) + +``` + +classDiagram + class CdConstrainsEquipment { + <> + } + class CdConstrainsCd { + <> + } + class PcIsAssemblyOfPc { + <> + } + class ConstraintDomain { + <> + } + class ProcessingConstruct { + <> + } + class CdPort { + <> + } + class PcPort { + <> + } + class LogicalTerminationPoint { + <> + } + class Equipment { + <> + } + + CdConstrainsEquipment --> "*" Equipment : + _equipmentInDomain + CdConstrainsCd --> "*" ConstraintDomain : + _cdInDomain + PcIsAssemblyOfPc --> "*" ProcessingConstruct : + _composedPc + ConstraintDomain --> "*" ProcessingConstruct : CdConstrainsPc + _pcInDomain + ConstraintDomain --> "0..1" CdConstrainsEquipment + ConstraintDomain --> "1" CdPort : CdHasCdPorts + ProcessingConstruct --> "*" PcPort : PcHasPcPorts + CdPort --> "*" PcPort : CdPortAllowsPcPort + CdPort --> "0..1" CdPort : CdPortBoundToCdPort + CdPort --> "0..2" LogicalTerminationPoint : CdPortBoundToLtp + PcPort --> "0..2" LogicalTerminationPoint : PcPortBoundToLtp + PcPort --> "0..2" PcPort : PcPortBoundToPcPort + LogicalTerminationPoint --> "0..2" CdPort : + _ltp + LogicalTerminationPoint --> "0..1" PcPort : + _ltp + +``` + +UML Class Diagram: ProcessingConstruct-EquipmentWithCore. This diagram shows the relationships between several classes: CdConstrainsEquipment, CdConstrainsCd, PcIsAssemblyOfPc, ConstraintDomain, ProcessingConstruct, CdPort, PcPort, and LogicalTerminationPoint. It includes multiplicities, associations, and dependencies with stereotypes like 'Experimental' and 'Mature'. + +Source Papyrus CoreModel diagram: ProcessingConstruct-EquipmentWithCore. + +**Figure K.1-2 – PC and CD with Equipment and LTP** + +174 Clearly this is a basic scheme, and further work is required in this area. It is likely that a level of sophistication similar to the FC resilience will be required. In addition, there is a need to model load sharing and other analogue relationships which has also not been covered. + +In Figure K.1-3 other model classes have been added. The figure emphasizes the similarity between the patterns of the CD/PC model and the FD/FC model. The FD/FC is essentially a narrow usage of CD/PC. + +In the model (as shown in Figure K.1-3): + +- One or more ConstraintDomains can constrain ProcessingConstruct via the CdConstrainsPc association (this is a more general capability than that of ForwardingDomain constrains ForwardingConstruct). +- Two or more ConstraintDomains can be related together via the CdEncompassesCd association (in the same way the ForwardingDomain can). +- One or more ConstraintDomains can constrain ForwardingConstruct via the CdConstrainsFc association. +- PcPort is related to LogicalTerminationPoint in the same way that FcPort is. +- ConstraintDomain can constrain ForwardingDomains (note that ConstraintDomain and ForwardingDomain are very similar concepts)175. +- ConstraintDomain association to Equipment allows us to relate the constraint boundary to an underlying physical entity. +- ForwardingDomain can constrain ProcessingConstruct (in the same way that ForwardingDomain constrains ForwardingConstruct)176. +- The association "EquipmentGivesRiseToFunctionalBlock" applies to a low level function that is wholly "contained" by an FRU177. + +--- + +175 Because of the similarity of functionality between CD and FD it makes sense to review CD and FD in a future release development cycle to determine if there is an opportunity for convergence. + +176 This and the reverse association are highlighted in red as the rationale for the associations requires further work. + +177 There are two potential issues with this association: (1) navigation direction wrt coupling of model domains (2) essential duplication with PcRealized...association. There are some special subtle challenges highlighted here: (1) at this base level the navigation is strongly the reverse of the PcRealized... association (2) it is strongly compositional unlike PcRealized... This is a case where association navigability, strength and multiplicity vary per case. This area will be addressed in the next release. + +![UML Class Diagram: ProcessingConstruct-FullModel. This diagram shows the relationships between several classes in the Papyrus CoreModel. At the top, CdConstrainFc (Experimental) is associated with CdConstrainFd (Experimental) and CdConstrainEquipment (Experimental). CdConstrainFd is associated with OpenModelClass: Preliminary-ConfigurationAndSwitchControl and OpenModelClass: Mature-Equipment. CdConstrainEquipment is associated with OpenModelClass: Experimental-ConstraintDomain. OpenModelClass: Experimental-ConstraintDomain is associated with OpenModelClass: Experimental-ProcessingConstruct (PC) and OpenModelClass: Experimental-ForwardingDomain (FD). OpenModelClass: Experimental-ProcessingConstruct is associated with OpenModelClass: Experimental-PcPort (PcPort) and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-ForwardingDomain is associated with OpenModelClass: Experimental-FdPort (FdPort) and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-PcPort is associated with OpenModelClass: Experimental-CdPort (CdPort) and OpenModelClass: Experimental-PcPort. OpenModelClass: Experimental-FdPort is associated with OpenModelClass: Experimental-FdPort and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-CdPort is associated with OpenModelClass: Experimental-CdPort and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-LogicalTerminationPoint is associated with OpenModelClass: Experimental-PcPort and OpenModelClass: Experimental-FdPort. Various associations are labeled with experimental flags like '+_equipmentInDomain', '+_fdInDomain', '+_fcInDomain', '+_pcInDomain', '+_cdInDomain', '+_ltpInDomain', '+_pPort', '+_fdPort', '+_cdPort', '+_ltp', '+_pPort', '+_fdPort', '+_cdPort', '+_ltp'. Other labels include 'CdHasCdPorts', 'PcHasPcPorts', 'FdHasFdPorts', 'CdBoundedByLtp', 'PcBoundedByLtp', 'FdBoundedByLtp', 'CdPortAllowsPcPort', 'PcPortBoundToPcPort', 'PcPortBoundToLtp', 'FdPortBoundToLtp', 'FdAggregateLtp', 'FpPortConnectedToLtp'.](c8f13d1d5680ead0fbcee24f60fe352f_img.jpg) + +UML Class Diagram: ProcessingConstruct-FullModel. This diagram shows the relationships between several classes in the Papyrus CoreModel. At the top, CdConstrainFc (Experimental) is associated with CdConstrainFd (Experimental) and CdConstrainEquipment (Experimental). CdConstrainFd is associated with OpenModelClass: Preliminary-ConfigurationAndSwitchControl and OpenModelClass: Mature-Equipment. CdConstrainEquipment is associated with OpenModelClass: Experimental-ConstraintDomain. OpenModelClass: Experimental-ConstraintDomain is associated with OpenModelClass: Experimental-ProcessingConstruct (PC) and OpenModelClass: Experimental-ForwardingDomain (FD). OpenModelClass: Experimental-ProcessingConstruct is associated with OpenModelClass: Experimental-PcPort (PcPort) and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-ForwardingDomain is associated with OpenModelClass: Experimental-FdPort (FdPort) and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-PcPort is associated with OpenModelClass: Experimental-CdPort (CdPort) and OpenModelClass: Experimental-PcPort. OpenModelClass: Experimental-FdPort is associated with OpenModelClass: Experimental-FdPort and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-CdPort is associated with OpenModelClass: Experimental-CdPort and OpenModelClass: Experimental-LogicalTerminationPoint (LTP). OpenModelClass: Experimental-LogicalTerminationPoint is associated with OpenModelClass: Experimental-PcPort and OpenModelClass: Experimental-FdPort. Various associations are labeled with experimental flags like '+\_equipmentInDomain', '+\_fdInDomain', '+\_fcInDomain', '+\_pcInDomain', '+\_cdInDomain', '+\_ltpInDomain', '+\_pPort', '+\_fdPort', '+\_cdPort', '+\_ltp', '+\_pPort', '+\_fdPort', '+\_cdPort', '+\_ltp'. Other labels include 'CdHasCdPorts', 'PcHasPcPorts', 'FdHasFdPorts', 'CdBoundedByLtp', 'PcBoundedByLtp', 'FdBoundedByLtp', 'CdPortAllowsPcPort', 'PcPortBoundToPcPort', 'PcPortBoundToLtp', 'FdPortBoundToLtp', 'FdAggregateLtp', 'FpPortConnectedToLtp'. + +FcPortConnectedToLtp + +G.7711(25) + +Source Papyrus CoreModel diagram: ProcessingConstruct-FullModel + +**Figure K.1-3 – PC and CD with FD, FC and CASC** + +The following clauses provide details of the classes and relationships. + +Note that not all attributes/details are shown for the classes below (see the *Data Dictionary* for a list of all attributes). Only those attributes that are relevant for this annex are shown. + +### K.1.3 PC/CD model + +#### K.1.3.1 ProcessingConstruct (PC) + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::ProcessingConstruct + +ProcessingConstruct (PC) can be used to represent both potential and enabled processing between two or more of its PcPorts. + +A PcPort may be associated with another PcPort or with an LTPs at a particular specific layerProtocol. + +Like the LTP, the PC supports any transport protocol including all circuit and packet forms. + +The PC is used to effect processing of information extracted from the transport layer protocol signal. + +A PC may be: + +- Asymmetric such that it offers several function sans such that different functions are offered to different attached entities. +- Symmetric such that it offers (or is considered as offering) only on function and the same function is offered to any attached entity with no interactions between functions offered to each attached entity. + +An asymmetric PC offering a number of distinct functions will have PcPorts through which the distinct functions are accessed. + +A symmetric PC offering only a single function need not have PcPorts, the function can be accessed directly from the PC. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +See Table K.1-1. + +**Table K.1-1 – Attributes for ProcessingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _pcPort | Experimental | An asymmetric PC instance is related to LTPs via PcPorts (essentially the ports of the PC).
Symmetric PCs do not have PcPorts and are directly related to LTPs. | +| _ltp | Experimental | A symmetric PC instance is associated with zero or more LTP objects.
The LTPs on the PC boundary provide information for processing and capacity for communication.
For asymmetric PCs the association to the LTP is via the PcPort (with stated role, allowing access to a specific function of the PC). | +| _fd | Experimental | One or more ForwardingDomains can constrain a ProcessingConstruct.
A constrained PC connects LTPs on the boundary of the FD. | + +**Table K.1-1 – Attributes for ProcessingConstruct** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-------------------------|--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _composedPc | Experimental |

The PC class supports a recursive aggregation relationship (PcIsAssemblyOfPc).

This allows both:

  • – abstraction where an assembly of PCs (forming a System) is viewed as an abstract PC
  • – decomposition such that the internal construction of a PC can be exposed as multiple lower level PCs.

Appropriate use of this association allows each of a collection of PCs to be decomposed into atomic parts (PCs) that can then be assembled into set of complex functions where each function in the set can be viewed as a PC.

Note that the model actually represents an aggregation of lower level PCs into higher level PCs as viewpoints rather than partitions, and supports multiple views.

| +| _pcResilienceSelector | Experimental | PcResilienceSelector that realizes the resilience of the PC. | +| _runningSoftwareProcess | Experimental | See referenced class | +| _runningEquipment | Experimental | See referenced class | + +### K.1.3.2 PcPort + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::PcPort + +Represents the access to the functionality of a PC. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +See Table K.1-2. + +**Table K.1-2 – Attributes for PcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| portRole | | Identifies the role of the port in the context of the specification of the PC. | +| _ltp | Experimental |

A PC instance is associated with zero or more LTP objects.

The LTPs on the PC boundary provide capacity for processing.

For asymmetric PCs the association to the LTP is via the PcPort.

| + +**Table K.1-2 – Attributes for PcPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _pcPort | Experimental | A PcPort can be directly bound to another PcPort (rather than via a LTP) to support a simplified application level view (rather than requiring the full transport level view). | +| _fcPort | Experimental | A PcPort can be directly bound to an FcPort (rather than via a LTP) to support a simplified application level view (rather than requiring the full transport level view).
This is used to represent complex semantic associations between PCs where _pcPort direct association is not sufficient. | + +**K.1.3.3 ConstraintDomain (CD)** + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::ConstraintDomain + +ConstraintDomain (CD) models the topological component that represents the opportunity to enable processing of information between two or more of its CdPorts. + +A CdPort may be associated with another CdPort or with an LTPs at a particular specific layerProtocol. + +It provides the context for and constrains the formation, adjustment and removal of PCs and hence offers the potential to enable processing. + +The LTPs available are those defined at the boundary of the CD. + +CD can also be considered as the container of a view. + +A CD may be: + +- Asymmetric such that it offers several function sans such that different functions are offered to different attached entities. +- Symmetric such that it offers (or is considered as offering) only on function and the same function is offered to any attached entity with no interactions between functions offered to each attached entity. + +An asymmetric CD offering a number of distinct functions will have CdPorts through which the distinct functions are accessed. + +A symmetric CD offering only a single function need not have CdPorts, the function can be accessed directly from the CD. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +See Table K.1-3. + +**Table K.1-3 – Attributes for ConstraintDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-------------------------------------|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _cdPort | Experimental | An asymmetric CD instance is related to LTPs via CdPorts (essentially the ports of the CD).
Symmetric CDs do not have CdPorts and are directly related to LTPs. | +| _pcInDomain | Experimental | A CD constrains one or more PCs.
A constrained PC connects LTPs that are on the CD boundary. | +| _ltp | Experimental | A symmetric CD instance is associated with zero or more LTP objects.
The LTPs on the CD boundary provide capacity for processing.
For asymmetric FDs the association to the LTP is via the FdPort. | +| _cdInDomain | Experimental | The CD class supports a recursive aggregation relationship such that the internal construction of an CD can be exposed as multiple lower level CDs.
Note that the model actually represents an aggregation of lower level CDs into higher level CDs as viewpoints rather than partitions, and supports multiple views | +| _cascInDomain | Experimental | A controller operating in the scope defined. | +| _equipmentInDomain | Experimental | A ConstraintDomain can be used to represent physical constraints in the logical view.
In this case the CD can be associated to the physical equipment. | +| _fcInDomain | Experimental | A CD constrains one or more FCs.
A constrained FC connects LTPs that are on the CD boundary. | +| _fdInDomain | Experimental | A CD constrains one or more FDs.
A constrained FD connects LTPs that are on the CD boundary. | +| _controlConstructInDomain | Experimental | A CD constrains one or more ControlConstructs. | +| _ltpInDomain | Experimental | A CD constrains one or more LTPs. | +| _linkInDomain | Experimental | A CD constrains one or more Links.
A constrained Link connects LTPs that are on the CD boundary. | +| _runningOsInDomain | Experimental | A RunningOs constrained by the ConstraintDomain. | +| _runningSoftwareApplicationInDomain | Experimental | A RunningSoftwareApplication constrained by the ConstraintDomain. | + +**Table K.1-3 – Attributes for ConstraintDomain** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|---------------------------|--------------------------------------------------|------------------------------------------------------------| +| _runningNativeVmmInDomain | Experimental | A runningVmm constrained by the ConstraintDomain. | +| _fileSystemInDomain | Experimental | A FileSystem constrained by the ConstraintDomain. | +| _vmfInDomain | Experimental | A ViewMappingFunction constrained by the ConstraintDomain. | +| _partyRole | Experimental | See referenced class | +| _partyRoleInDomain | Experimental | See referenced class | + +**K.1.3.4 CdPort** + +Qualified name: CoreModel::ProcessingConstructModel::ObjectClasses::CdPort + +The association of the CD to LTPs is direct for symmetric CDs and via CdPort for asymmetric CDs. + +The CdPort class models role based access to a CD. + +The capability to set up PCs between the associated CdPorts of a CD depends upon the type of CD. + +It is asymmetry in this capability that brings the need for CdPort. + +The CD can be considered as a component and the CdPort as a Port on that component. + +Inherits properties from: + +– LocalClass + +This class is Experimental. + +See Table K.1-4. + +**Table K.1-4 – Attributes for CdPort** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _cdPort | Experimental | Constraint Domains can be meshed together view their ports directly as well as via LTPs indirectly. | +| _ltp | Experimental | A CdPort is associated with zero or more LTP objects.
The LTPs on the CD boundary provide capacity for processing.
For symmetric CDs the association is directly from the CD to the LTP. | +| _pcPort | Experimental | Where a CD is asymmetric and hence has CdPorts and where that CD supports PCs, appropriate CdPorts of that CD support the corresponding PcPorts. | + +#### **K.1.4 Related classes** + +In Reversion 3 the FD, FC and Equipment were listed as classes impacted by the addition of PC/CD. In Reversion 3 FD, FC and Equipment all referred to PC and/or CD. In Reversion 4 these references have been removed. This reduces model coupling with no loss of capability. References, where relevant, are now from PC/CD to other classes in the model. + +### **K.2 Explanatory figures** + +This clause provides figures that illustrate the application of the model to various network scenarios. Further examples are provided in Appendix XII. + +In this clause, some simple examples are used to help in the understanding of the intention of the ProcessingConstruct and ConstraintDomain classes, but not go into the level of detail of the examples document. + +#### **K.2.1 Multi- functional device example** + +As stated in the introduction, moving from a traditional network element-oriented model to ProcessingConstruct oriented model requires us to think differently about a 'device'. Rather than thinking about a large functional block that can be 'decomposed', one should now be thinking of smaller functions that can be 'assembled'. + +In general, a 'device' instance is represented by one or more ControlComponent (representing a relevant part of the control functionality of the device that are accessible through a ControlPort – see Annex H), one or more ControlSystemViews (where each represents a grouping of information about the device (in the form of object instance) available as a view – see Annex H) and one or more ConstraintDomain (where each ConstraintDomain represents a set of interrelated elements of the device) along with instances of PC, LTP, FD, FC, Equipment, etc. to represent various functional and physical arrangements. + +Figure K.2-1 shows a 'device' where most details have deliberately been removed. The NetworkElement scope (which is assumed to have been based on a 'chassis' physical scope in this case) has been replaced by a ControlComponent, a ControlSystemView and a ConstraintDomain. The ControlComponent and ControlSystemView are described in Annex H). + +This particular 'device' is actively providing four functions (and a real case could have many more). Each of these functions is peering with similar functions in other 'devices' forming protocol topologies. + +For the BGP control plane function it is shown that one can relate BGP peers by directly binding the PC ports (using PcPortBoundToPcPort) to give a simplified application view and one can also represent the transport viewpoint (via LTP, FD, FC, Link ...). + +![Figure K.2-1: Using PC to represent complex functions and CD to constrain. The diagram shows a 'Chassis boundary CD' containing a BGP PC, a PTP (Time) PC, an ITU-T G.8032 ERPS PC, and a Bridge PC. External connections include an Emergent PTP network tree to the PTP PC, an Emergent BGP control plane network mesh to the BGP PC, and an Emergent ERPS network ring to the ITU-T G.8032 ERPS PC. Internal connections show the BGP PC connected to the PTP PC via a PC port, the PTP PC connected to the ITU-T G.8032 ERPS PC via an LTP, and the ITU-T G.8032 ERPS PC connected to the Bridge PC. Reference G.7711-Y.1702(22)_FK.2-1 is noted.](c3f8301dc7ba46132c0b82dd1541e13f_img.jpg) + +Figure K.2-1: Using PC to represent complex functions and CD to constrain. The diagram shows a 'Chassis boundary CD' containing a BGP PC, a PTP (Time) PC, an ITU-T G.8032 ERPS PC, and a Bridge PC. External connections include an Emergent PTP network tree to the PTP PC, an Emergent BGP control plane network mesh to the BGP PC, and an Emergent ERPS network ring to the ITU-T G.8032 ERPS PC. Internal connections show the BGP PC connected to the PTP PC via a PC port, the PTP PC connected to the ITU-T G.8032 ERPS PC via an LTP, and the ITU-T G.8032 ERPS PC connected to the Bridge PC. Reference G.7711-Y.1702(22)\_FK.2-1 is noted. + +Figure K.2-1 – Using PC to represent complex functions and CD to constrain + +### K.2.2 Distributed device + +As this annex is intended to give an overview, the example gives the generality of the ConstraintDomain concept without going into the details. See Figure K.2-2. + +![Figure K.2-2: Distributed device – Split chassis. This multi-layer diagram illustrates the logical and physical views of a distributed device. The Management-Control view shows ControlSystemView (CSV) scopes: CSV - A+B+C, CSV - D, and CSV - E. The Logical/functional view shows a Distributed PC (A+B+C), Separate PCs (A, B, D, C, E), Aggregated CD (A+B+C), CD per access scope (A, B, D, C, E), and Root CD per physical scope. The Physical View shows three chassis connected by lines. Reference G.7711-Y.1702(22)_FK.2-2 is noted.](9d81a26facbcf05a73cb7c027e66c1c8_img.jpg) + +Figure K.2-2: Distributed device – Split chassis. This multi-layer diagram illustrates the logical and physical views of a distributed device. The Management-Control view shows ControlSystemView (CSV) scopes: CSV - A+B+C, CSV - D, and CSV - E. The Logical/functional view shows a Distributed PC (A+B+C), Separate PCs (A, B, D, C, E), Aggregated CD (A+B+C), CD per access scope (A, B, D, C, E), and Root CD per physical scope. The Physical View shows three chassis connected by lines. Reference G.7711-Y.1702(22)\_FK.2-2 is noted. + +Figure K.2-2 – Distributed device – Split chassis + +In the example, there are three chassis, with a central chassis and two satellite chassis connected. The central chassis controls only part of each satellite chassis. + +At the bottom of the logical view there is a ConstraintDomain related to each chassis, which enables enforcement of physical inventory related constraints. + +For each satellite, there is a ConstraintDomain to represent the logical split in the chassis. + +So, the distributed device can be viewed as a whole, there is also a Constraint Domain shown as 'Aggregated CD'. + +There may also be some ProcessingConstructs that cross the chassis boundary (such as Ethernet switching) – it's just a matter of determining which constraint scope is appropriate. + +Similarly, in the management plane, there may be different ControlSystemViews with different management-control scope / visibility. + +### K.2.3 PTP clock example + +For this example, it is assumed that: + +- A device may have zero, one or more PTP clocks +- For each clock: + - Clock input may be received from one or more foreign masters on (incoming) slave ports. + - An algorithm is used to select one of the clock inputs to use. + - This selected clock input can be propagated to zero, one or more clocks via (outgoing) master ports. + - Only ports enabled for PTP can have PTP packets extracted or injected. + +Note that a port may see more than one foreign master (e.g., if there is a bridge in-between). + +Note that messages are sent in the reverse direction too, this diagram just shows the clock master – slave relationships + +This enables one to produce a simple functional view of a PTP Clock ProcessingConstruct in a 'device', as shown in Figure K.2-3. + +![Diagram of PTP clock concepts showing a device boundary (CD) with multiple Ethx ports. A central PTP boundary clock (PC) is connected to two slave ports (In) and two master ports (Out). Two foreign master clocks are shown on the left, one connected to an Out port and another to an In port. A Peer is shown at the top connected to an Ethx port. The diagram illustrates the flow of PTP clock signals within the device, with labels for 'Slave', 'Master', and 'PTP clock not enabled'.](625468b45b3455a7d619eb7d29b699d6_img.jpg) + +The diagram illustrates a device boundary (CD) containing a central PTP boundary clock (PC). The PC has two 'Slave' (In) ports and two 'Master' (Out) ports. Two 'Foreign master clock' boxes are on the left; one is connected to an 'Out' port and the other to an 'In' port. A 'Peer' box is at the top, connected to an 'Ethx' port. The device has multiple 'Ethx' ports. The bottom-left and bottom-right ports are labeled 'PTP clock not enabled'. A purple dotted line connects the top-left 'Out' port to the top 'Slave' (In) port. The diagram is labeled G.7711-Y.1702(22)\_FK.2-3. + +Diagram of PTP clock concepts showing a device boundary (CD) with multiple Ethx ports. A central PTP boundary clock (PC) is connected to two slave ports (In) and two master ports (Out). Two foreign master clocks are shown on the left, one connected to an Out port and another to an In port. A Peer is shown at the top connected to an Ethx port. The diagram illustrates the flow of PTP clock signals within the device, with labels for 'Slave', 'Master', and 'PTP clock not enabled'. + +**Figure K.2-3 – PTP clock concepts** + +It can be seen that the 'device' boundary is represented by a ConstraintDomain with related LTP. + +Because of the PTP clock asymmetry, it is necessary to create PcPorts and assign them roles. + +The Ethx LTP are bound to the PcPort (via association PcPortBoundToLTP). + +The direct PTP topology can also be shown by directly binding the PC ports (using PcPortBoundToPcPort) as depicted by the purple dotted line. + +Note that the term 'PTP Clock' is used to avoid confusion between 'Precision Time Protocol' and 'Physical Termination Point'. + +### K.2.4 ERPS ITU-T G.8032 example + +Assume an Ethernet switch that can support ERPS (Ethernet Ring Protection Switching) functionality (in addition to its other functions). As before, there is a ConstraintDomain that relates to the physical boundary and related LTP. + +Assume the 'device' supports a single ERPS node only, hence there is a single ConstraintDomain inside the 'device' representing the ERPS node. An ERPS node can participate in many rings and each ring can have many instances. A ConstraintDomain represents each ring and a ProcessingConstruct represents each ring instance, nested as shown in Figure K.2-4. + +![Diagram of ERP ITU-T G.8032 concept example showing nested ConstraintDomains (CD) for a network element (NE) and its ring instances.](d1021c8d91f159716a26d57c8db18b46_img.jpg) + +The diagram illustrates the hierarchical structure of ConstraintDomains (CD) within a network device. At the top, a box labeled 'Ports to local network' contains four ports: Eth0, Eth1, Eth2, and Eth3. Below this, a large blue rectangle represents the network element (NE) with the label 'CD = "NE"'. Inside this rectangle, a smaller blue rectangle represents an ERPS node with the label 'CD = ERP node X'. Within the ERPS node, a red rectangle represents a ring instance with the label 'CD = ERP node X ring Y' and 'ERP node X ring Y instance Z'. Inside this ring instance, a yellow oval labeled 'FC' (Forwarding Construct) is shown, connected to two ports labeled P0 and P1. Below the main device box, two ports labeled Eth4 and Eth5 are shown, connected to 'Peer ERP node' boxes. A note on the left indicates that the ERP node could be one of many functions in the 'NE' and might also have a PTP BC. A legend at the bottom left defines Port0 as East and Port1 as West. The diagram is labeled G.7711-Y.1702(22)\_FK.2-4. + +Diagram of ERP ITU-T G.8032 concept example showing nested ConstraintDomains (CD) for a network element (NE) and its ring instances. + +Figure K.2-4 – ERP ITU-T G.8032 concept example + +Note how the ConstraintDomain ring ports Port0 and Port1 are bound to the 'device' LTP. + +Also note that inside of each ring instance in the node, there is a ForwardingConstruct that shows the ring flows. + +ConstraintDomains can be used at the network level, as shown in Figure K.2-5, to highlight ring scope. + +Note also that the 'device' level constraint domains cross the ring ConstraintDomain boundaries, so this is an example where constraint domains do not form a hierarchy. This supports a 'ring viewpoint' as well as a 'device viewpoint' and shows that certain constraints are ring or 'device' scoped. + +In Annex E the ConfigurationAndSwitchControl is shown in place of the generalized PC as at this stage a specialist Resilience controller is used for all resilience cases. + +![Diagram of an ERP network example showing a main ring and a sub-ring connected by a bridge node. The main ring contains four nodes, each labeled 'CD = "NE"' and 'Node ring Inst.', with ports P0 and P1. The sub-ring contains two nodes, also labeled 'CD = "NE"' and 'Node ring Inst.', with ports P0 and P1. A bridge node on the main ring connects to the sub-ring. The diagram is labeled 'CD = ERP main ring' and 'CD=ERP Main ring' and 'CD = ERP Sub ring'. A note at the bottom right indicates 'G.7711-Y.1702(22)_FK.2-5'.](e2b3d2e46b27732d5f2b7e633080fa85_img.jpg) + +Diagram of an ERP network example showing a main ring and a sub-ring connected by a bridge node. The main ring contains four nodes, each labeled 'CD = "NE"' and 'Node ring Inst.', with ports P0 and P1. The sub-ring contains two nodes, also labeled 'CD = "NE"' and 'Node ring Inst.', with ports P0 and P1. A bridge node on the main ring connects to the sub-ring. The diagram is labeled 'CD = ERP main ring' and 'CD=ERP Main ring' and 'CD = ERP Sub ring'. A note at the bottom right indicates 'G.7711-Y.1702(22)\_FK.2-5'. + +NOTE – NE TPE/LTP not shown. ERP node local ports not shown, R-APS channel not shown + represents local port connections between ERP nodes. An ERP Node is not a "NE" + +**Figure K.2-5 – ERP network example** + +### K.3 Further considerations + +Also see Appendix IV. + +- 1) Degree of specialization: + - PC versus ControlComponent versus CASC, PC versus FC – should all functional components be PC rather than specialized? + - CD versus FD – should all domains be CD rather than specialized? +- 2) Further detailing the PC model: + - Dealing with the component – system recursion + - Projecting views. +- 3) Modelling software to provide more precise representation of emergent PC (currently only equipment supports PC). +- 4) CD/PC spec and relationship to the generalized spec approach. + +## Annex L + +### Software + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is on the software aspects of network devices and compute hosts, and can be split into the following two broad areas: + +- 1) Software inventory (similar to hardware inventory) +- 2) Software functionality (equivalent to 'running hardware', which is not explicitly modelled in the ONF CIM) + +Note that it is desired to reuse the existing functionality classes, ProcessingConstruct and ConstraintDomain so as to decouple the provided functionality from how it is implemented (in hardware only, in software only or a combination of both hardware and software). + +Another challenge is to link everything together, so that the model can: + +- Show how running software provides functionality (similar to running hardware) +- Support management of memory, CPU and storage capacity (related back to its usage by running software) +- Show how the combination of hardware and software together produces functionality +- Consistently represent software running directly on hardware CPU and memory as well as the VMM/VM and container cases. + +Note that there are a number of scenarios that the software model should cover, including: + +- Hypervisor/VMM as running software hosts VMs +- VM as running software has a guest operating system +- operating system as running software enables running applications +- VM Image is an installed element +- (Linux) container as running software enables running applications +- Software agent as running software +- Container engine as running software hosts containers +- Container as running software enables running applications +- Container image is an installed element. + +After much research only one paper was found that has a model useful for this subject [b-Fernandez] and which was used as the starting point for the VM part of the model. + +Note that the ITU-T G.7711 model: + +- Also supports a bare metal hypervisor (in effect by adding an association from Hardware to VMM in Figure L.0-1). +- Does not include VM Images (VMI) or a repository for the images. + +![UML Class diagram of a VM environment. The diagram shows the following classes and relationships: Application, Bin/Lib, Software, Guest O, VM, Hardware, VMI repository, VMM, Host OS, and VMI. Relationships include associations with multiplicities and compositions. A label 'Created using' is present between VM and VMI repository. A label 'Class diagram of a VM environment' is at the bottom left of the diagram box. A code 'G.7711-Y.1702(22)_FL0-1' is at the bottom right.](d678928a48726bb96b41d1b60fbf95a1_img.jpg) + +``` + +classDiagram + class Application + class Bin/Lib + class Software + class Guest_O["Guest O"] + class VM + class Hardware + class VMI_repository["VMI repository"] + class VMM + class Host_OS["Host OS"] + class VMI + + Application "*" --* "1" Guest_O + Bin/Lib "*" -- "1" Guest_O + Software "*" -- "1" Guest_O + Guest_O "1" --* "*" VM + VM "*" --* "1" VMM + VM "*" -- "1" VMI_repository : Created using + VM "*" -- "1" VMI + Hardware "*" --* "1" Host_OS + VMM "1" -- "1" Host_OS + VMI_repository "*" --* "1" VMI + +``` + +G.7711-Y.1702(22)\_FL0-1 + +UML Class diagram of a VM environment. The diagram shows the following classes and relationships: Application, Bin/Lib, Software, Guest O, VM, Hardware, VMI repository, VMM, Host OS, and VMI. Relationships include associations with multiplicities and compositions. A label 'Created using' is present between VM and VMI repository. A label 'Class diagram of a VM environment' is at the bottom left of the diagram box. A code 'G.7711-Y.1702(22)\_FL0-1' is at the bottom right. + +**Figure L.0-1 – Hosted VM model from [b-Fernandez]** + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +## L.1 Purpose and essentials of the Software model + +### L.1.1 Background + +The CIM currently represents all types of functionality, but only relates hardware provided functionality back to its providing implementation. The aim of this module is to provide a similar representation for functionality that is provided by software. This allows the representation of not only the functionality, but also of how it is implemented. For example, a BGP ProcessingConstruct instance may require a separate BGP software process, and that running software process may consume a certain amount of CPU and memory. The software model will tie this all together, to enable management of CPU and memory capacity and also how functionality is provided. + +### L.1.2 Model + +Representing the software inventory requires to show where the software is stored. To do this a file system model is also defined. + +#### L.1.2.1 File system model + +A FileSystem contains FileSystemEntries which can either be Files or Directories. Directories can contain Files and Directories. This model contains the key attributes only and can be extended in the future if required. + +Note that this document does not define a storage model. + +Figure L.1-1 shows the key classes of the file system model. + +![UML Class Diagram showing the hierarchy of File, Directory, and SymbolicLink under FileSystemEntry, with associations to FileSystem and ConstraintDomain.](b3825574940d90a7356ca976ef522110_img.jpg) + +``` + +classDiagram + class FileSystem { + <> + } + class FileSystemEntry { + <> + +isReadOnly: Boolean [1] + +isHidden: Boolean [1] + +pathName: String [1] + +localName: String [1] + +createDate: DateTime [1] + } + class Directory { + <> + } + class File { + <> + +size: String [1] + +lastModifyTime: DateTime [1] + +checksum: String [1] + } + class SymbolicLink { + <> + } + class ConstraintDomain { + <> + } + + FileSystemEntry <|-- Directory + FileSystemEntry <|-- File + File <|-- SymbolicLink + + Directory "0..1" -- "*" FileSystemEntry : DirectoryContainsFileSystemEntries + FileSystemEntry "0..1" -- "*" FileSystem : FileSystemContainsRootEntities + File -- "1" SymbolicLink : SymbolicLinkRefersToFileSystemEntry + ConstraintDomain "1" -- "*" FileSystemEntry : _fileSystemInDomain + ConstraintDomain -- "*" FileSystem : CdConstrainsFileSystem + +``` + +UML Class Diagram showing the hierarchy of File, Directory, and SymbolicLink under FileSystemEntry, with associations to FileSystem and ConstraintDomain. + +Source Papyrus CoreModel diagram: Software-FileSystem + +**Figure L.1-1 – Skeleton Class Diagram of key object classes** + +**L.1.2.1.1 Directory** + +Qualified name: CoreModel::CoreSoftwareModel::FileSystem::Directory + +A Directory is a collection of Files and other Directories. Because a Directory can contain other Directories, this allows a hierarchical file system to be represented. + +Inherits properties from: + +- FileSystemEntry. + +This class is Experimental. + +See Table L.1-1. + +**Table L.1-1 – Attributes for Directory** + +| Attribute name | Lifecycle stereotype (empty = Mature) | Description | +|------------------|---------------------------------------|------------------------------------------------------------| +| _fileSystemEntry | Experimental | Directory entry, which can be a File or another Directory. | + +**L.1.2.1.2 File** + +Qualified name: CoreModel::CoreSoftwareModel::FileSystem::File + +A File is a data structure used to store information (user data, commands, software, etc.) in a computer system. Note that in this CIM class, only the metadata associated with the File is stored, not the actual contents of the File. + +Inherits properties from: + +– FileSystemEntry. + +This class is Experimental. + +See Table L.1-2. + +**Table L.1-2 – Attributes for File** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| size | Experimental | The size of the File, in bytes. | +| lastModifyTime | Experimental | The date time that the File was last modified. | +| checksum | Experimental | A checksum that can be used to validate the contents of the File (in case of corruption or malicious changes) using a hashing algorithm like MD5 or SHA1. | + +#### **L.1.2.1.3 FileSystem** + +Qualified name: CoreModel::CoreSoftwareModel::FileSystem::FileSystem + +A FileSystem organizes the data on a storage system so that it can be easily created, updated and accessed. It manages the Directories and also the metadata for the Files. + +This class is Experimental. + +See Table L.1-3. + +**Table L.1-3 – Attributes for FileSystem** + +| Attribute name | Lifecycle stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-----------------------------------------------------------------| +| _fileSystemEntry | Experimental | The root FileSystem entries, which can be Files or Directories. | + +#### **L.1.2.1.4 FileSystemEntry** + +Qualified name: CoreModel::CoreSoftwareModel::FileSystem::FileSystemEntry + +FileSystemEntry is an abstraction of File and Directory, useful when there is a need to reference both classes. It also allows for an easy representation of a hierarchical filesystem. + +This class is abstract. + +This class is Experimental. + +See Table L.1-4. + +**Table L.1-4 – Attributes for FileSystemEntry** + +| Attribute name | Lifecycle stereotype (empty = Mature) | Description | +|----------------|---------------------------------------|-------------------------------------------------------------| +| isReadOnly | Experimental | If the File contents can be modified or not | +| isHidden | Experimental | If the File is hidden by the FileSystem | +| pathName | Experimental | The full pathname of the entry, back to the root Directory. | +| localName | Experimental | The name of the entry in its Directory | +| createDate | Experimental | The date that the entry was created | + +**L.1.2.1.5 SymbolicLink** + +Qualified name: CoreModel::CoreSoftwareModel::FileSystem::SymbolicLink + +A SymbolicLink is a File that contains a path reference to a File or a Directory. + +Inherits properties from: + +- File + +This class is Experimental. + +See Table L.1-5. + +**Table L.1-5 – Attributes for SymbolicLink** + +| Attribute name | Lifecycle stereotype (empty = Mature) | Description | +|------------------|---------------------------------------|------------------------------------------------------| +| _fileSystemEntry | Experimental | The FileSystemEntry that this SymbolicLink refers to | + +**L.1.2.2 Core software model** + +InstalledSoftwareComponent records the software artifacts available to be run and their location in the FileSystem. + +RunningSoftwareProcess is an abstract class that represents all currently running software processes. + +RunningSoftwareApplication is the general case to be used except for the special OS, VMM/VM and container cases which have their own concrete subclasses. + +RunningOperatingSystem is recorded as a special case of RunningSoftwareProcess (that other software processes can run in), so there are separate associations for these two cases. + +Usually only the RunningOperatingSystem would be attached to a ConstraintDomain, but there may be other cases where a RunningSoftwareApplication to ConstraintDomain association instance may be required (such as distributed software processes). + +The FileSystem model relates the RunningSoftwareProcesses to the InstalledSoftwareComponents. If this information is not available (and hence the FileSystem part of the model is not populated) then the model can still be used, but the linkage between installed and running software will not be available. + +Figure L.1-2 shows the key classes of the running software model. + +![UML Class Diagram showing the relationship between various system components like RunningOperatingSystem, RunningSoftwareApplication, RunningSoftwareProcess, FileSystemEntry, Directory, File, and InstalledSoftwareComponent. The diagram includes attributes, associations, and notes explaining the relationships and constraints.](bb08b18760ee107ba351ba63aa68aa96_img.jpg) + +The diagram illustrates the following classes and relationships: + +- RunningOperatingSystem** (Experimental): Associated with **RunningSoftwareProcess** via `OsiInvokesSoftwareProcess`. It has a self-association `_runningOsInDomain`. +- RunningSoftwareApplication** (Experimental): Associated with **RunningSoftwareProcess** via `CdConstrainsRunningSoftwareApplicationInDomain`. It has a self-association `_runningSoftwareApplicationInDomain`. +- RunningSoftwareProcess** (Experimental): Contains attributes: `processId`, `priority`, `invokingUser`, `invokingCommand`, `timeInvoked`, `runState`, `name`, and `description`. It is associated with **RunningOperatingSystem** and **RunningSoftwareApplication**. It has associations with **File** (`SoftwareProcessInvokedFromExecutable`) and **RunningSoftwareProcess** (`RunningSoftwareProcessInvokesChildProcesses`). +- FileSystemEntry** (Experimental): Contains attributes: `isReadOnly`, `isHidden`, `pathName`, `localName`, and `createDate`. It is associated with **Directory** (`DirectoryContainsFileSystemEntries`) and **RunningSoftwareProcess** (`_installedFileSystemEntry`). +- Directory** (Experimental): A subclass of **FileSystemEntry**. It has a self-association `_fileSystemEntry`. +- File** (Experimental): A subclass of **FileSystemEntry**. It contains attributes: `size`, `createDate`, `lastModifyTime`, and `checksum`. It is associated with **RunningSoftwareProcess** (`SoftwareProcessInvokedFromExecutable`) and **RunningSoftwareProcess** (`RunningSoftwareProcessUsesFile`). +- InstalledSoftwareComponent** (Experimental): Contains attributes: `name`, `version`, and `serialNumber`. It is associated with **File** (`SoftwareComponentInstalledFromInstallable`) and **InstalledSoftwareComponent** (`childInstalledSoftwareComponent`). +- Equipment** (Mature): Associated with **RunningSoftwareProcess** via `EquipmentFunctionalBoundaryRepresentedByCd`. + +Notes in the diagram: + +- Special cases only including RunningNativeVmm +- RunningSoftwareProcess consumes capacity of CPU, GPU, memory, disk IO, network IO +- Easier to list a directory than each single file. +- From OS install manager +- The process may open/lock existing files or create new ones (including temporary files). + +UML Class Diagram showing the relationship between various system components like RunningOperatingSystem, RunningSoftwareApplication, RunningSoftwareProcess, FileSystemEntry, Directory, File, and InstalledSoftwareComponent. The diagram includes attributes, associations, and notes explaining the relationships and constraints. + +G.7711(25) + +Source Papyrus CoreModel diagram: Software-RunningSoftware + +**Figure L.1-2 – Skeleton Class Diagram of key object classes** + +### L.1.2.2.1 InstalledSoftwareComponent + +Qualified name: CoreModel::CoreSoftwareModel::ObjectClasses::InstalledSoftwareComponent + +InstalledSoftwareComponent is part of the software inventory. It represents an application or an application suite or an application (feature) option. It is the unit of installation. Note that this is operating system dependent. For example, Microsoft DOS 3.3 did not have an installation manager. + +This class is Experimental. + +See Table L.1-6. + +**Table L.1-6 – Attributes for InstalledSoftwareComponent** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| name | Experimental | The name of the installed component as returned by the operating system. | +| Version | Experimental | The version of the installed component as returned by the operating system. | +| serialNumber | Experimental | As part of software licensing, a serial number may be available for the installation. | +| _installationFile | Experimental | If available, the File that the installation was from. | +| _childInstalledSoftwareComponent | Experimental | References to any child installations. | +| _installedFileSystemEntry | Experimental | References to any Directories or Files created or used by the installation. Note that installations may share files. So, installation 1 may create key.dll in a common area, and installation 2 would create this if it was not present. Because it is already present, installation 2 just references the file. Now if installation 1 is uninstalled, key.dll is not removed as there is still a reference to it. | + +**L.1.2.2.2 RunningOperatingSystem** + +Qualified name: CoreModel::CoreSoftwareModel::RunningSoftware::RunningOperatingSystem + +An operating system is a running software process that enables software applications to utilize the computer's hardware. + +Inherits properties from: + +- RunningSoftwareProcess. + +This class is Experimental. + +See Table L.1-7. + +**Table L.1-7 – Attributes for RunningOperatingSystem** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|-------------------------------------------------------------------------| +| _runningSoftwareProcess | Experimental | The software processes running under this operating system | +| _runningContainerEngine | Experimental | The running container engines supported by the running operating system | +| _runningHostOsVmm | Experimental | The host OS VMMs running under this operating system | + +**L.1.2.2.3 RunningSoftwareApplication** + +Qualified name: CoreModel::CoreSoftwareModel::RunningSoftware::RunningSoftwareApplication + +This covers generic software processes that do not have a special subclass (operating system, virtual machine and container special cases have their own specific subclasses). + +Inherits properties from: + +- RunningSoftwareProcess. + +This class is Experimental. + +#### L.1.2.2.4 RunningSoftwareProcess + +Qualified name: CoreModel::CoreSoftwareModel::RunningSoftware::RunningSoftwareProcess + +This is the unit of software execution. It could be a running application or a thread (the smallest level of software execution). + +This class is abstract. + +This class is Experimental. + +See Table L.1-8. + +**Table L.1-8 – Attributes for RunningSoftwareProcess** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------| +| processId | Experimental | The identifier provided by the operating system | +| Priority | Experimental | The process priority which is used by a multi-tasking operating system to assign resource allocations for the different running software processes | +| invokingUser | Experimental | The username of the account that invoked the process | +| invokingCommand | Experimental | The command string that invoked the process | +| timeInvoked | Experimental | The date time when the process was invoked | +| runState | Experimental | The current run state. A software process may be actively running or suspended (or some other state supported by the operating system). | +| Name | Experimental | The name of the process as assigned by the operating system | +| Description | Experimental | The description of the process as assigned by the operating system | +| _executable | | A reference to the executable file (invoked via the invokingCommand). Note that the invoking command may not list the full file path | +| _childSoftwareProcess | Experimental | References to a software process's subprocesses and threads | +| _openFile | Experimental | References to any files opened and/or locked by the running process | + +#### L.1.2.3 Virtual machine model + +A VirtualMachineMonitor (VMM) or hypervisor, is a type of software process that can run VirtualMachines (VM). + +There are two types of VMMs: + +- Native (bare metal) – that run directly on the hardware (type-1) +- Hosted – that run in a host operating system (type-2) + +A VMM is used to import, create, run, suspend, halt and delete VMs. + +Note that reference is made to VMM running a VM, but whether the VMM runs each VM as a software process or not is not visible, so it is not shown as a subclass of RunningSoftwareProcess. + +A hosted hypervisor process will be visible to the host operating system, but not the VMs themselves. + +RunningVirtualMachine has a ConstraintDomain associated with it (similar to the ConstraintDomain for the physical case). The guest RunningOperatingSystem instances are linked to this ConstraintDomain instance, coupling the RunningVirtualMachine to the guest operating system. Note the linking via ConstraintDomain rather than with direct associations, as this gives the flexibility to mix and match various hardware and software combinations. + +Figure L.1-3 shows the key classes of the virtual machine model. + +![Figure L.1-3 – Skeleton Class Diagram of key object classes](d45619faa82b7e96281499ec89e7534d_img.jpg) + +The diagram is a UML class diagram showing relationships between various classes in a virtual machine model. Key classes include RunningVirtualMachine, RunningOperatingSystem, RunningSoftwareProcess, File, and InstalledSoftwareComponent. Relationships are shown using associations, generalizations (inheritance), and dependencies, often annotated with multiplicities and roles like 'runningVm', 'runningHostOsVmm', and 'installedFileSystemEntry'. Many classes are marked with the «Experimental» stereotype. There are also notes explaining specific constraints, such as 'Special cases only including RunningNativeVmm' and 'The process may open/lock existing files or create new ones'. + +Figure L.1-3 – Skeleton Class Diagram of key object classes + +Source Papyrus CoreModel diagram: Software-VirtualMachine + +**Figure L.1-3 – Skeleton Class Diagram of key object classes** + +### L.1.2.3.1 RunningHostOsVmm + +Qualified name: CoreModel::CoreSoftwareModel::VirtualMachine::RunningHostOsVmm + +A Virtual Machine Monitor (VMM or Hypervisor) running in a host operating system (type-2). + +Inherits properties from: + +- RunningVirtualMachineMonitor. + +This class is Experimental. + +Rec. ITU-T G.7711 (08/2025) 437 + +### L.1.2.3.2 RunningNativeVmm + +Qualified name: CoreModel::CoreSoftwareModel::VirtualMachine::RunningNativeVmm + +A Virtual Machine Monitor (VMM or Hypervisor) running directly on the hardware (bare metal or type-1). + +Inherits properties from: + +- RunningVirtualMachineMonitor. + +This class is Experimental. + +### L.1.2.3.3 RunningVirtualMachine + +Qualified name: CoreModel::CoreSoftwareModel::VirtualMachine::RunningVirtualMachine + +This represents a VirtualMachine that is running, and hence can provide and consume resources. It is not shown as a subclass of RunningSoftwareProcess as it may not be a running software process and the hypervisor may not allow access to any process related information. + +This class is Experimental. + +See Table L.1-9. + +**Table L.1-9 – Attributes for RunningVirtualMachine** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------| +| _vmBoundary | Experimental | Similarly to a physical device boundary, a virtual machine is allowed to have a constraint boundary. | + +### L.1.2.3.4 RunningVirtualMachineMonitor + +Qualified name: + +CoreModel::CoreSoftwareModel::VirtualMachine::RunningVirtualMachineMonitor + +This is the abstraction of the two different types of VMM. + +This class is abstract. + +Inherits properties from: + +- RunningSoftwareProcess. + +This class is Experimental. + +See Table L.1-10. + +**Table L.1-10 – Attributes for RunningVirtualMachineMonitor** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------------------------------| +| _runningVm | Experimental | The VMs actively running under this VMM | + +### L.1.2.4 Container model + +Container (operating system level virtualization) support is very similar to the VMM/VM case. + +A container engine can be thought of as similar to a hosted VMM. Note that there is no bare metal equivalent, a container engine always needs to run in an operating system. + +Unlike a VMM, there is no separate guest operating system. The actual details will depend on the container implementation, but it seems reasonable to allow for a software process for the container engine, for each container as well as the application processes178. + +Because containers are more lightweight than a hypervisor, they are often deployed in larger numbers of a smaller size (break up an application into separate containers rather than grouping applications in a VM). + +Figure L.1-4 shows the key classes of the software container model. + +![UML Class Diagram: Software-Container. This diagram shows the relationships between various classes in a software container model. Key classes include RunningContainerEngine, RunningOperatingSystem, RunningContainer, RunningSoftwareProcess, FileSystemEntry, Directory, File, and InstalledSoftwareComponent. Relationships include associations like 'ContainerEngineInvokesRunningContainer', 'OsInvokesContainerSoftwareProcess', and 'SoftwareProcessInvokedFromExecutable'. Notes indicate special cases like 'RunningNativeVmm' and 'Easier to list a directory than each single file'.](13499816ccf0e0f732d9f7b9303a5c43_img.jpg) + +The diagram illustrates the following classes and their relationships: + +- RunningContainerEngine**: Associated with **RunningOperatingSystem** (1 to \*). Association name: `ContainerEngineInvokesRunningContainer`. +- RunningOperatingSystem**: Associated with **RunningSoftwareProcess** (1 to \*). Association name: `OsInvokesContainerSoftwareProcess`. +- RunningContainer**: Associated with **RunningSoftwareProcess** (1 to \*). Association name: `ContainerBoundaryRepresentedByCd`. +- RunningSoftwareProcess**: Associated with **FileSystemEntry** (1 to \*). Association name: `OsInvokesSoftwareProcess`. +- FileSystemEntry**: Associated with **Directory** (1 to \*). Association name: `DirectoryContainsFileSystemEntries`. +- File**: Associated with **FileSystemEntry** (1 to \*). Association name: `RunningSoftwareProcessUsesFile`. +- InstalledSoftwareComponent**: Associated with **File** (1 to \*). Association name: `SoftwareComponentInstalledFromInstallable`. +- RunningSoftwareProcess**: Associated with **File** (1 to \*). Association name: `SoftwareProcessInvokedFromExecutable`. +- RunningSoftwareProcess**: Associated with **RunningSoftwareProcess** (1 to \*). Association name: `RunningSoftwareProcessInvokesChildProcesses`. +- RunningSoftwareProcess**: Associated with **InstalledSoftwareComponent** (1 to \*). Association name: `FileSystemEntryFromSoftwareComponentInstallation`. +- RunningSoftwareProcess**: Associated with **RunningContainer** (1 to \*). Association name: `CdConstrainsRunningOs`. +- RunningSoftwareProcess**: Associated with **RunningSoftwareProcess** (1 to \*). Association name: `CdConstrainsRunningSoftwareApplication`. +- RunningSoftwareProcess**: Associated with **RunningOperatingSystem** (1 to \*). Association name: `EquipmentFunctionalBoundaryRepresentedByCd`. + +Notes from the diagram: + +- Special cases only including RunningNativeVmm +- Easier to list a directory than each single file. +- From OS install manager +- The process may open/lock existing files or create new ones (including temporary files). + +UML Class Diagram: Software-Container. This diagram shows the relationships between various classes in a software container model. Key classes include RunningContainerEngine, RunningOperatingSystem, RunningContainer, RunningSoftwareProcess, FileSystemEntry, Directory, File, and InstalledSoftwareComponent. Relationships include associations like 'ContainerEngineInvokesRunningContainer', 'OsInvokesContainerSoftwareProcess', and 'SoftwareProcessInvokedFromExecutable'. Notes indicate special cases like 'RunningNativeVmm' and 'Easier to list a directory than each single file'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Software-Container + +**Figure L.1-4 – Skeleton Class Diagram of key object classes** + +#### L.1.2.4.1 RunningContainer + +Qualified name: CoreModel::CoreSoftwareModel::SoftwareContainer::RunningContainer + +A container that has been activated by its container engine and hence can provide and consume resources. + +Inherits properties from: + +– RunningSoftwareProcess. + +This class is Experimental. + +178 + +See Table L.1-11. + +**Table L.1-11 – Attributes for RunningContainer** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|--------------------------------------------------------| +| _containerBoundary | Experimental | The constraints defining the boundary of the Container | + +#### L.1.2.4.2 RunningContainerEngine + +Qualified name: CoreModel::CoreSoftwareModel::SoftwareContainer::RunningContainerEngine + +A software process that abstracts running applications from the operating system. It provides some level of isolation, but not as much as a hypervisor. + +Inherits properties from: + +– RunningSoftwareProcess. + +This class is Experimental. + +See Table L.1-12. + +**Table L.1-12 – Attributes for RunningContainerEngine** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|-------------------------------------------------| +| _runningContainer | Experimental | The containers running in this container engine | + +#### L.1.2.5 Software model in context + +The next step is to make sure the software model is properly integrated into the ONF CIM core model. + +In previous clauses, the ConstraintDomain has been used to define the boundary of RunningContainer and RunningVirtualMachine in the same way as it is used for Equipment (see the red associations in Figure L.1-5). + +The ConstraintDomain is also used to provide any other constraints to relevant software entities as it is for other entities in the model (see the green associations in Figure L.1-5). + +Because ConstraintDomain is used as a decoupling class (similar to how LTP is used to decouple the transport part of the model), then only one additional association needs to be added to the software model. + +The PcEmergentFromRunningSoftwareProcess association allows functionality to be directly related to a software process (see the relevant blue association in Figure L.1-5). + +There is an equivalent association to Equipment to represent the emergence of behaviour from the physical units. There is also an association LtpEmergentFromPc that shows that the transport functions of a device are provided by non-transport functions modelled as PCs. + +![UML Class diagram showing the Software model in context. It includes classes like FileSystem, RunningContainer, RunningVirtualMachine, ConstraintDomain, Equipment, CdPort, PcPort, and LogicalTerminationPoint with their relationships and multiplicities. The diagram is color-coded: green for constraints, pink for boundaries, blue for emergent relationships, and orange for equipment.](bebff9f8a50fa7778fe927cd332ec6aa_img.jpg) + +The diagram illustrates the relationships between various software model classes. At the top, four classes are shown: **FileSystem** (purple), **RunningContainer** (green), **RunningVirtualMachine** (yellow), and **RunningSoftwareProcess** (blue). These are connected to a central **ConstraintDomain** (grey) and a **ProcessingConstruct** (grey). **ConstraintDomain** is linked to **Equipment** (orange), **CdPort** (grey), and **LogicalTerminationPoint** (grey). **ProcessingConstruct** is linked to **Equipment**, **PcPort** (grey), and **LogicalTerminationPoint**. Relationships are indicated by lines with multiplicities and stereotypes like «Experimental». Green lines represent constraints (e.g., *CdConstrainsFileSystem*), pink lines represent boundaries (e.g., *RunningVmBoundaryRepresentedByCd*), blue lines represent emergent relationships (e.g., *PcEmergentFromRunningSoftwareProcess*), and orange lines represent equipment functional boundaries (e.g., *EquipmentFunctionalBoundaryRepresentedByCd*). + +UML Class diagram showing the Software model in context. It includes classes like FileSystem, RunningContainer, RunningVirtualMachine, ConstraintDomain, Equipment, CdPort, PcPort, and LogicalTerminationPoint with their relationships and multiplicities. The diagram is color-coded: green for constraints, pink for boundaries, blue for emergent relationships, and orange for equipment. + +Source Papyrus CoreModel diagram: Software-SoftwareWithPcAndCd + +**Figure L.1-5 – Software model in context** + +## L.2 Software examples + +Examples are provided in Appendix XVI. + +## Annex M + +### Party + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is on concepts relating to "who". + +This topic is a common one and there are a number of good models that can be leveraged. + +Recording information about a person will be useful, but in business, many interactions are done via legal (company) entities. + +This model will need to link the company organization to the people it employs and who interact on its behalf. + +The common modelling term used for both person and organization is party, which will be used throughout this annex. + +One approach that could be used in a model is just to add person name and company/department name attributes spread throughout the model as required. The problem is that name is often not a good identifier (someone might get married and hence change their name for instance) and then updating the data will become very complex. + +The best approach is to factor out all party related information into a separate set of classes and to reference it from the rest of the model as required, and this is the approach taken in this annex. + +Note also that this annex does not propose a full, robust enterprise grade party model as it is targeted at supporting a network management environment only. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +#### M.1 Party model detail + +Figure M.1-1 shows the relevant key classes of the party model. + + + +### M.1.1.3 PartyRole + +Qualified name: Party::PartyRole + +Represents Party behaviour, in the context of a PartyRoleRelationship. + +For example, a Person may be a butcher in the context of a work relationship, a daughter, wife and mother in the context of family relationships. + +An Organization Unit may be an employer in the context of its employees, a supplier to its customer, and a customer to its suppliers (in the context of a given transaction). + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +See Table M.1-2. + +**Table M.1-2 – Attributes for PartyRole** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|--------------------------------------------------------------------------------------------| +| _partyRoleContactReason | Experimental | The reasons as to why this Party may need to be contacted in the context of this PartyRole | +| _partyRoleType | Experimental | The specification of this PartyRole | +| _party | Experimental | The specific Party playing the role.
A role can exist with no Party playing that role. | + +### M.1.1.4 PartyRoleContactReason + +Qualified name: Party::PartyRoleContactReason + +A class that records various reasons for contacting a Party in the context of a role. Each instance can be decorated with many different contact methods. + +Note that link is made to PartyRole, not to Party as this allows for contextual contact methods. + +The contact method may be: + +- allocated as a result of the role, e.g., an employee role is provided with an email by the employer role +- provided by the party independent of the role, e.g., a person's private email provided by an employee role to the employer role for personal contact +- provided by the party with respect to the role, e.g., a person creates a specific email address related to their role. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +See Table M.1-3. + +**Table M.1-3 – Attributes for PartyRoleContactReason** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------------------------------------------------------------------| +| reason | Experimental | The reason for the contact. For example, "in case of emergency", "for building access requests". | + +**M.1.1.5 PartyRoleEmailContact** + +Qualified name: Party::PartyRoleEmailContact + +Represents the information needed to contact someone by email. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, in some roles there may be multiple email addresses, perhaps where the role has an admin. + +This class is Example. + +This class is Experimental. + +See Table M.1-4. + +**Table M.1-4 – Attributes for PartyRoleEmailReason** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------------------| +| emailAddress | Experimental | The contact email address | + +**M.1.1.6 PartyRoleLocationContact** + +Qualified name: Party::PartyRoleLocationContact + +Represents the information needed to contact someone in order to visit a site. For example, the person may need to approve visitors to the site. + +This class is Example. + +This class is Experimental. + +See Table M.1-5. + +**Table M.1-5 – Attributes for PartyRoleLocationContact** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------| +| _location | Experimental | The locations that this PartyRole is the contact for | + +**M.1.1.7 PartyRoleMailContact** + +Qualified name: Party::PartyRoleMailContact + +Represents the information needed to contact someone via mail or to visit them. + +Note that some addresses (such as post boxes) are only for mail and some addresses are used for both mail and geographic locations. + +For geographic locations the address may be linked to geographic coordinates in the location model. + +This is an example structure that allows for only one address, and which could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, in some roles there may be multiple postal addresses, perhaps where the address depends upon the country of the sender. + +This class is Example. + +This class is Experimental. + +See Table M.1-6. + +**Table M.1-6 – Attributes for PartyRoleMailContact** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------| +| isPostalAddress | Experimental | If this is a valid postal address (e.g., can be used to send a letter to). | +| isStreetAddress | Experimental | If this is a valid street address | +| _geographicAddress | Experimental | The Location for this address contact. It should contain the address details.
Some postal addresses will not have meaningful locations, e.g., PO Box. | + +#### **M.1.1.8 PartyRolePhoneContact** + +Qualified name: Party::PartyRolePhoneContact + +Represents the information needed to contact someone via phone. + +This is an example structure, showing two levels in the augmentation, that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, in some roles there may be only one telephone number in which case a simple single level augmentation could be used. + +This class is Example. + +This class is Experimental. + +See Table M.1-7. + +**Table M.1-7 – Attributes for PartyRolePhoneContact** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------|------------------------------------------|--------------------------------------------------------------| +| _partyRolePhoneDetails | Experimental | Details the various numbers that can be used for the contact | + +#### **M.1.1.9 PartyRolePhoneDetails** + +Qualified name: Party::PartyRolePhoneDetails + +Provides specific phone number details. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, the information could include country information. + +This class is Example. + +This class is Experimental. + +See Table M.1-8. + +**Table M.1-8 – Attributes for PartyRolePhoneDetails** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| phoneNumber | Experimental | The contact phone number as a string.
It should be formatted using an existing standard format such as ITU-T E.164 | +| phoneNumberType | Experimental | The phone number type, such as home, mobile, office, admin, 24 hour, daytime only.
The attribute can be omitted where there is no relevant type information. | +| priority | Experimental | The contact priority, 1 is highest priority, then 2,3, ...
The priority attribute can be omitted where all phone numbers are equally applicable. A blank or null value counts as the lowest priority. | + +#### **M.1.1.10 PartyRoleRelationship** + +Qualified name: Party::PartyRoleRelationship + +A class that defines the relationships (contexts) that PartyRoles exist in. + +So that an employer can be related to its employees and a mother to her children. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +See Table M.1-9. + +**Table M.1-9 – Attributes for PartyRoleRelationship** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _partyRoleRelationshipType | Experimental | The specification for this relationship | +| _partyRole | Experimental | The specific roles in this relationship.
A PartyRoleRelationship is only meaningful with two or more PartyRole instances.
A PartyRole cannot exist independently of a PartyRoleRelationship explaining the PartyRole with respect to one or more other PartyRoles. | + +#### **M.1.1.11 PartyRoleRelationshipEntryType** + +Qualified name: Party::PartyRoleRelationshipEntryType + +Defines the PartyRole types used in a PartyRoleRelationshipType. Note that this is a use of the occurrence pattern. + +This class is Experimental. + +See Table M.1-10. + +**Table M.1-10 – Attributes for PartyRoleRelationshipEntryType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------------------------------------| +| _partyRoleType | Experimental | The PartyRoleType for this relationship entry type | + +**M.1.1.12 PartyRoleRelationshipType** + +Qualified name: Party::PartyRoleRelationshipType + +The specification class for PartyRoleRelationship. + +It allows us to define types of relationships, such as parent-child or organization-hierarchy. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +See Table M.1-11. + +**Table M.1-11 – Attributes for PartyRoleRelationshipType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------------|------------------------------------------|-----------------------------------------------| +| _partyRoleRelationshipEntryType | Experimental | Entry types for the PartyRoleRelationshipType | + +**M.1.1.13 PartyRoleType** + +Qualified name: Party::PartyRoleType + +The specification class for PartyRole. It allows us to define types of PartyRoles, such as: + +- Employee, organization-parent, organization-child +- Customer, Owner ... + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +**M.1.1.14 Person** + +Qualified name: Party::Person + +Represents an individual, independent of any roles that they may play. + +Inherits properties from: + +- Party + +This class is Experimental. + +**M.1.2 Further detail** + +To link the party model into the CIM core, it makes sense to decouple the network function classes from the party model. The network functions deliberately do not have an abstract parent (for modularity reasons) which means that the best approach is to link the inventory model to the party model via ConstraintDomain. This decouples the two modules (reducing the number of associations) and allows inventory items to be grouped before relating them to a Party (and or group Parties before + +relating them to inventory), reducing the number of association *instances* to be managed and also giving much more sensible semantics. + +Figure M.1-2 shows the linkage of the party model to the CIM core model. + +![UML Class Diagram showing two associations for party model linkage. The top association is between ConstraintDomain and PartyRoleRelationship with the role name CdHasRelatedPartyRoleRelationships. The bottom association is between ConstraintDomain and PartyRole with the role name CdHasRelatedPartyRoles. Both associations have a '*' multiplicity at both ends.](699795fd107d534da48ffbe11789dfff_img.jpg) + +``` +classDiagram + class ConstraintDomain { + +name: String + } + class PartyRoleRelationship { + +globalId: String + } + class PartyRole { + +name: String + +localId: String + } + + ConstraintDomain "*" -- "*" PartyRoleRelationship : CdHasRelatedPartyRoleRelationships + ConstraintDomain "*" -- "*" PartyRole : CdHasRelatedPartyRoles +``` + +UML Class Diagram showing two associations for party model linkage. The top association is between ConstraintDomain and PartyRoleRelationship with the role name CdHasRelatedPartyRoleRelationships. The bottom association is between ConstraintDomain and PartyRole with the role name CdHasRelatedPartyRoles. Both associations have a '\*' multiplicity at both ends. + +G.7711(25) + +**Figure M.1-2 – Party linkage to the CIM core model** + +## M.2 Party model examples + +### M.2.1 Employee + +Figure M.2-1 shows an organization hierarchy example. + +Here a PartyRoleRelationship is created for each organization parent and then all its children are added in. + +This enables the construction of an organization hierarchy and the attachment of employees where required in the hierarchy, as shown in the instance diagram in Figure M.2-1. + +![A complex network diagram representing an organization hierarchy. It includes nodes for OrganizationUnits (ACME Inc, Finance Department, Creative Accounting Company Section, Engineering Department), PartyRoles (various local IDs), PartyRoleTypes (Organization Hierarchy, Organization Parent, Organization Child, Employee), and a Person (Tom Jones). Relationships are labeled with 'PartyRoleSpecifiedBy', 'PartyRoleRelationshipHasRoles', and 'RolesForParty'.](a3f9f055b57a5658a341372867ab12e3_img.jpg) + +The diagram illustrates an organization hierarchy using a network of nodes and relationships. At the top, an **OrganizationUnit** node (o1:ACME Inc) is connected via a **PartyRole** (r2) to a **PartyRoleRelationship** (h1). This relationship is specified by a **PartyRoleType** (prt1:Organization Hierarchy) and has roles (r3, r4) associated with it. These roles are further connected to other **OrganizationUnits** (o2:Finance Department, o3:Creative Accounting Company Section, o4:Engineering Department) and **PartyRoleTypes** (pt2:Organization Parent, pt3:Organization Child). The hierarchy continues with more **PartyRoles** (r5, r6, r7, r8) and **PartyRoleRelationships** (h3, h4). At the bottom, a **Person** node (p1:Tom Jones) is connected via a **PartyRole** (r1) to a **PartyRoleRelationship** (h4), which is specified by an **Employee** **PartyRoleType** (pt1). The diagram uses various relationship labels: **PartyRoleSpecifiedBy**, **PartyRoleRelationshipHasRoles**, and **RolesForParty**. + +A complex network diagram representing an organization hierarchy. It includes nodes for OrganizationUnits (ACME Inc, Finance Department, Creative Accounting Company Section, Engineering Department), PartyRoles (various local IDs), PartyRoleTypes (Organization Hierarchy, Organization Parent, Organization Child, Employee), and a Person (Tom Jones). Relationships are labeled with 'PartyRoleSpecifiedBy', 'PartyRoleRelationshipHasRoles', and 'RolesForParty'. + +G.7711(25) + +**Figure M.2-1 – Organization hierarchy example** + +**M.2.2 Customer contact** + +In an implementation, model adjustment for efficiency may be considered. The case below provides an example, which is also depicted in Figure M.2-2. + +In some cases, the implementer may want to not instantiate the PartyRoleRelationship and all the PartyRoles. One case may be for customers of our company. In this case one may just decide to instantiate the 'remote ends' of the PartyRoleRelationship. + +John Swan is a customer for whom both email and phone contact details are known. + +![A hierarchical diagram showing a person (c1:Person) linked to a party role (r1:PartyRole), which is linked to a party role type (prt1:PartyRoleType) and contact methods (cr1:PartyRoleContactReason). The contact methods include email (cm1:PartyRoleEmailContact) and phone (cm2:PartyRolePhoneContact). A yellow note indicates an implied relationship to 'us'.](32a27df3a5b5d00932c1feabedc034ce_img.jpg) + +``` + +graph TD + c1[c1:Person +name=John Swan +globalId=5d457c75-0c5b-47ae-89e8-b03669e15185] + r1[r1:PartyRole +localId=1] + prt1[prt1:PartyRoleType +name=Customer] + cr1[cr1:PartyRoleContactReason +reason=Contract Related] + cm1[cm1:PartyRoleEmailContact +email=js@universalExports.com] + cm2[cm2:PartyRolePhoneContact +phoneNumber=+61 88123456] + + c1 -- RolesForParty --> r1 + r1 -- PartyRoleSpecifiedBy --> prt1 + r1 -- PartyRoleHasContactMethods --> cr1 + cr1 -- EmailContactForPartyRole --> cm1 + cr1 -- PhoneContactForPartyRole --> cm2 + +``` + +A yellow note box with the text "implied relationship to 'us'" is connected to the **r1:PartyRole** node. + +A hierarchical diagram showing a person (c1:Person) linked to a party role (r1:PartyRole), which is linked to a party role type (prt1:PartyRoleType) and contact methods (cr1:PartyRoleContactReason). The contact methods include email (cm1:PartyRoleEmailContact) and phone (cm2:PartyRolePhoneContact). A yellow note indicates an implied relationship to 'us'. + +G.7711(25) + +**Figure M.2-2 – Customer contact example** + +However, it can also be argued that there are probably many thousands of customers, and corresponding PartyRole instances, but only one instance of the relationship and one instance of the supplier role. Hence, it is probably not a relevant saving. Keeping the navigation uniform is probably more appropriate. + +An alternative way of considering the potential efficiency is that the PartyRoleRelationship has been collapsed into the Party. + +Any adjustments of the sort discussed here are considered implementation choices and not considerations for the core model. + +### M.2.3 Device owner + +Figure M.2-3 shows a device owner example. + +Our data center hosts equipment owned by various Tenants. + +A ConstraintDomain is created to group all the devices for a given tenant, and it is then related to the PartyRole. + +![A hierarchical diagram showing the relationship between an OrganizationUnit, PartyRoleType, PartyRole, ConstraintDomain, and Equipment. The diagram illustrates a 'Device owner example'.](42ff47fbf08f424033900b9aa5668ead_img.jpg) + +``` + +graph TD + o1[OrganizationUnit: UniversalExports] -- RolesForParty --> pr1[PartyRole: localId=1] + prt1[PartyRoleType: Owner] -- PartyRoleSpecifiedBy --> pr1 + pr1 -- CdHasRelatedPartyRoles --> cd1[ConstraintDomain: Tenant1 Devices] + cd1 -- CdRepresentsEqBoundary --> eq1[Equipment] + cd1 -- CdRepresentsEqBoundary --> eq2[Equipment] + +``` + +The diagram illustrates a 'Device owner example' with the following components and relationships: + +- o1:OrganizationUnit** (Yellow box): name=UniversalExports, globalId=5d457c75-0c5b-47ae-89e8-b03669e15185, type=Company. It is connected to **pr1:PartyRole** via the relationship **RolesForParty**. +- prt1:PartyRoleType** (Blue box): name=Owner. It is connected to **pr1:PartyRole** via the relationship **PartyRoleSpecifiedBy**. +- pr1:PartyRole** (Orange box): localId=1. It is connected to **cd1:ConstraintDomain** via the relationship **CdHasRelatedPartyRoles**. +- cd1:ConstraintDomain** (Purple box): name=Tenant1 Devices. It is connected to **eq1:Equipment** and **eq2:Equipment** via the relationship **CdRepresentsEqBoundary**. +- eq1:Equipment** (Pink box) and **eq2:Equipment** (Pink box): These are the final entities in the hierarchy, both connected to **cd1:ConstraintDomain**. + +G.7711(25) + +A hierarchical diagram showing the relationship between an OrganizationUnit, PartyRoleType, PartyRole, ConstraintDomain, and Equipment. The diagram illustrates a 'Device owner example'. + +Figure M.2-3 – Device owner example + +## Annex N + +### Location + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is on concepts that relate to 'where' something is. + +This topic is a common one, but unlike party, there are no good open models that can be leveraged. + +One approach that could be used in a model is just to have location (site) name and address attributes spread throughout the model as required. The problem is that name is often not a good identifier, address formats can be quite complex and different spellings can make it hard to compare them, and then updating the data will become very complex. + +The best approach is to factor out all location related information into a separate set of classes and to reference them from the rest of the model as required, and this is the approach taken in this annex. + +In the past, most location information was textual based, but now a lot more information systems also support map-based locations, and the model needs to support this too. + +Another complication is that locating things 'internally' to a building is often done differently from 'outside' locations, so this model will cover both these cases. + +This model covers the most common alternatives for external location: + +- (named) site +- (postal) Address +- (Geospatial) position (such as GPS coordinates). + +For internal locations, the model will cover: + +- Local address (such as a bin location in a warehouse) +- (local) position in a cartesian reference system (often relative to an internal reference point, and more accurate than GPS). + +Note also that this annex does not propose a full, robust enterprise grade location model as it is targeted at supporting a network management environment only. + +Also, the lack of a single standard for postal and internal address formats precludes a simple solution, so the model focusses on providing a framework that can be augmented as required. + +The model only provides simple internal and geographic address classes and is designed to be easily extended using the augments/decorates pattern, for example by adding further geographic geometries or different geographic address formats. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +#### N.1 Location model detail + +Figure N.1-1 shows the relevant key classes of the location model. + +![UML Class Diagram: Location model. The diagram shows a hierarchy of classes for location management. At the top is 'OpenModelClass, Experimental- LocationRelationship'. It has a generalization relationship with 'OpenModelClass, Experimental- LocationRole' (multiplicity 1 to *) and a directed association with 'OpenModelClass, Experimental- LocationRoleEntryType' (multiplicity * to 1, role name 'locationRelationshipType'). 'LocationRoleEntryType' has a directed association with 'OpenModelClass, Experimental- LocationRoleType' (multiplicity 1 to *). 'LocationRole' has a directed association with 'OpenModelClass, Experimental- Location' (multiplicity * to 0..1, role name 'locationRole'). 'Location' is a base class for 'GeographicLocation' and 'LocalLocation'. 'GeographicLocation' has generalizations for 'Site or GeographicLocation' (abstraction), 'CivicAddressForGeographicLocation' (abstraction), and 'SimpleAddressForGeographicLocation' (abstraction). 'LocalLocation' has generalizations for 'Point or GeographicLocation' (abstraction), 'LocalReferencePoint' (abstraction), and 'SimpleLocalAddress' (abstraction). 'CivicAddressForGeographicLocation' has generalizations for 'CivicGeographicAddress' and 'SimplePostalOnlyAddress'. 'SimplePostalOnlyAddress' has a directed association with 'GeographicAddress' (multiplicity 1 to *). 'Point or GeographicLocation' has generalizations for 'GeographicPoint' and 'LocalReferencePoint'. 'LocalReferencePoint' has a directed association with 'LocalReferencePoint' (multiplicity 1 to *, role name 'localReferencePoint'). 'LocalReferencePoint' also has a directed association with 'LocalReferencePoint' (multiplicity 1 to *, role name 'localReferencePoint').](69f447d64f4be7cfd5bb29fc6ec20338_img.jpg) + +UML Class Diagram: Location model. The diagram shows a hierarchy of classes for location management. At the top is 'OpenModelClass, Experimental- LocationRelationship'. It has a generalization relationship with 'OpenModelClass, Experimental- LocationRole' (multiplicity 1 to \*) and a directed association with 'OpenModelClass, Experimental- LocationRoleEntryType' (multiplicity \* to 1, role name 'locationRelationshipType'). 'LocationRoleEntryType' has a directed association with 'OpenModelClass, Experimental- LocationRoleType' (multiplicity 1 to \*). 'LocationRole' has a directed association with 'OpenModelClass, Experimental- Location' (multiplicity \* to 0..1, role name 'locationRole'). 'Location' is a base class for 'GeographicLocation' and 'LocalLocation'. 'GeographicLocation' has generalizations for 'Site or GeographicLocation' (abstraction), 'CivicAddressForGeographicLocation' (abstraction), and 'SimpleAddressForGeographicLocation' (abstraction). 'LocalLocation' has generalizations for 'Point or GeographicLocation' (abstraction), 'LocalReferencePoint' (abstraction), and 'SimpleLocalAddress' (abstraction). 'CivicAddressForGeographicLocation' has generalizations for 'CivicGeographicAddress' and 'SimplePostalOnlyAddress'. 'SimplePostalOnlyAddress' has a directed association with 'GeographicAddress' (multiplicity 1 to \*). 'Point or GeographicLocation' has generalizations for 'GeographicPoint' and 'LocalReferencePoint'. 'LocalReferencePoint' has a directed association with 'LocalReferencePoint' (multiplicity 1 to \*, role name 'localReferencePoint'). 'LocalReferencePoint' also has a directed association with 'LocalReferencePoint' (multiplicity 1 to \*, role name 'localReferencePoint'). + +Source Papyrus CoreModel diagram: Location + +**Figure N.1-1 – Location model** + +## N.1.1 Location model + +### N.1.1.1 CivicGeographicAddress + +Qualified name: Location::CivicGeographicAddress + +A complex address example conforming to: + +- RFC4119: "A Presence-based GEOPRIV Location Object Format" +- RFC 4776: "Dynamic Host Configuration Protocol (DHCPv4 and DHCPv6) Option for Civic Addresses Configuration Information" +- RFC5139: "Revised Civic Location Format for Presence Information Data Format Location Object (PIDF-LO)" + +Note that the civic attributes have not been added to the example class. + +Inherits properties from: + +- GeographicAddress + +This class is Example. + +This class is Experimental. + +### N.1.1.2 GeographicAddress + +Qualified name: Location::GeographicAddress + +The address(es) of the GeographicLocation. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +This class is Example. + +This class is Experimental. + +### N.1.1.3 GeographicLocation + +Qualified name: Location::GeographicLocation + +A class representing locations that are located using global definitions that takes the curvature of the earth into account (often these are 'outside' locations). + +A GeographicLocation can have zero, one or more decorating classes. + +Inherits properties from: + +- Location + +This class is Experimental. + +### N.1.1.4 GeographicPoint + +Qualified name: Location::GeographicPoint + +A point location as would be returned from a GPS unit. + +Note that the projection, etc. details are not shown – WGS84 can be assumed. + +Note that a GeographicPoint can be related to LocalReferencePoints to allow conversion between global and local reference systems. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +This class is Example. + +This class is Experimental. + +See Table N.1-1. + +**Table N.1-1 – Attributes for GeographicPoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------| +| latitude | Experimental | Latitude in degrees decimal | +| longitude | Experimental | Longitude in degrees decimal | +| elevation | Experimental | Elevation in meters | + +### N.1.1.5 GeographicSite + +Qualified name: Location::GeographicSite + +Represents a well-known named location, such as a service provider's central office or GSM base station. + +This is a convenience class for locations of interest. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +This class is Example. + +This class is Experimental. + +See Table N.1-2. + +**Table N.1-2 – Attributes for GeographicSite** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------| +| siteName | Experimental | The name of the site | + +#### **N.1.1.6 LocalLocation** + +Qualified name: Location::LocalLocation + +Represents locations that use local definitions that ignore the curvature of the earth (often these are locations inside a building or a small, flat block of land). + +A LocalLocation can have zero, one or more decorating classes. + +Inherits properties from: + +– Location + +This class is Experimental. + +See Table N.1-3. + +**Table N.1-3 – Attributes for LocalLocation** + +| Attribute name | Lifecycle stereotype (empty
= Mature) | Description | +|---------------------|------------------------------------------|--------------------------------------------------------------| +| _geographicLocation | Experimental | The GeographicLocation that this LocalLocation is defined by | + +#### **N.1.1.7 LocalPoint** + +Qualified name: Location::LocalPoint + +An abstract class that covers both absolute and relative local point representations (other geometric options could also be considered to cover regions, etc.). + +LocalPoints defined in a cartesian projection do not take the curvature of the earth into account as it is not significant within a building or on a small extension of land. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +This class is abstract. + +Inherits properties from: + +– GlobalClass + +This class is Example. + +This class is Experimental. + +#### **N.1.1.8 LocalReferencePoint** + +Qualified name: Location::LocalReferencePoint + +Defines the datum point and orientation (angles theta, pi, psi from north and straight up) of the local reference system in relationship to the WGS84 geographic reference system. + +LocalRelativePoints are defined as an offset from a LocalReferencePoint. + +Note also that relating the LocalReferencePoint back to a GeographicPoint allows the local and geographic points to be merged into one seamless representation. + +The local reference point will often be chosen for convenience, for example one corner of a building or a corner of a block of land. + +Inherits properties from: + +– LocalPoint + +This class is Example. + +This class is Experimental. + +See Table N.1-4. + +**Table N.1-4 – Attributes for LocalReferencePoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| +| x | Experimental | The offset of the local datum from the geographic point location in the x direction | +| y | Experimental | The offset of the local datum from the geographic point location in the y direction | +| z | Experimental | The offset of the local datum from the geographic point location in the z direction | +| theta | Experimental | The angle of rotation around the z-axis that the local reference system y-axis is from north, in degrees decimal. | +| pi | Experimental | The angle that the local reference system x-axis is from tangent, in degrees decimal. For a non-tilted floor, this is always 0.0. | +| psi | Experimental | The angle that the local reference system y-axis is from tangent, in degrees decimal. For a non-tilted floor, this is always 0.0. | +| _geographicPoint | Experimental | The GeographicPoint that this LocalReferencePoint is defined relative to | + +#### N.1.1.9 LocalRelativePoint + +Qualified name: Location::LocalRelativePoint + +A local point value as defined in the local cartesian reference system datum defined by the related LocalReferencePoint. + +Inherits properties from: + +– LocalPoint + +This class is Example. + +This class is Experimental. + +See Table N.1-5. + +**Table N.1-5 – Attributes for LocalRelativePoint** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------------|------------------------------------------|----------------------------------------------------------------| +| x | Experimental | The distance from the local datum in the x direction in meters | +| y | Experimental | The distance from the local datum in the y direction in meters | +| z | Experimental | The distance from the local datum in the z direction in meters | +| _localReferencePoint | Experimental | The datum that this point is relative to | + +**N.1.1.10 Location** + +Qualified name: Location::Location + +An abstract class that allows for decoupling of the different ways of locating something. + +This class is abstract. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +**N.1.1.11 LocationRole** + +Qualified name: Location::LocationRole + +Represents location contextual behaviour, in the context of a LocationRoleRelationship. + +For example, a central office site may be a 'trunk hub' for fibre transmission and a 'delivery location' for given material orders. + +A role can exist with no location fulfilling that role. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +See Table N.1-6. + +**Table N.1-6 –Attributes for LocationRole** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|----------------------------------------| +| _locationRoleType | Experimental | The specification of this LocationRole | +| _location | Experimental | A location that takes this role | + +**N.1.1.12 LocationRoleRelationship** + +Qualified name: Location::LocationRoleRelationship + +Provides the context for related LocationRoles. + +For example, a central office site may be a 'trunk hub' for fibre transmission systems and a 'delivery location' for a given material order. + +In the party model, roles are expected to be a strong concept. In the location model, roles are a weaker concept and should not be overused. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +See Table N.1-7. + +**Table N.1-7 – Attributes for LocationRoleRelationship** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| _locationRelationshipType | Experimental | The specification for this relationship | +| _locationRole | Experimental | A LocationRole in the LocationRoleRelationship.
A LocationRoleRelationship is not meaningful with less than two role instances.
A LocationRole cannot exist independent of a LocationRoleRelationship explaining the LocationRole with respect to one or more other LocationRoles. | + +#### N.1.1.13 LocationRoleRelationshipEntryType + +Qualified name: Location::LocationRoleRelationshipEntryType + +Defines the LocationRole types used in a LocationRoleRelationshipType. Note that this is a use of the occurrence pattern. + +This class is Experimental. + +See Table N.1-8. + +**Table N.1-8 – Attributes for LocationRoleRelationshipEntryType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|-------------------------------------------------------| +| _locationRoleType | Experimental | The LocationRoleType for this relationship entry type | + +#### N.1.1.14 LocationRoleRelationshipType + +Qualified name: Location::LocationRoleRelationshipType + +The specification class for LocationRoleRelationship. + +It allows us to define types of location relationships. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +See Table N.1-9. + +**Table N.1-9 – Attributes for LocationRoleRelationshipType** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|------------------------------------|------------------------------------------|-------------------------------------------------| +| _locationRoleRelationshipEntryType | Experimental | Entry type for the LocationRoleRelationshipType | + +### N.1.1.15 LocationRoleType + +Qualified name: Location::LocationRoleType + +The specification class for LocationRole. + +Inherits properties from: + +– GlobalClass + +This class is Experimental. + +### N.1.1.16 SimpleGeographicAddress + +Qualified name: Location::SimpleGeographicAddress + +An address that does not break up the address string into all its semantic parts. + +It just opaquely represents the address as three lines of text. + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, a more complex decorator of GeographicLocation could also be added that splits up the structure of the address. + +Inherits properties from: + +– GeographicAddress + +This class is Example. + +This class is Experimental. + +See Table N.1-10. + +**Table N.1-10 – Attributes for SimpleGeographicAddress** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|---------------------------------------------------------------------------| +| addressLine1 | Experimental | The first line of text in the address | +| addressLine2 | Experimental | The second line of text in the address | +| addressLine3 | Experimental | The third line of text in the address | +| isPostalAddress | Experimental | If this is a valid postal address (e.g., can be used to send a letter to) | +| isStreetAddress | Experimental | If this is a valid street address | + +### N.1.1.17 SimpleLocalAddress + +Qualified name: Location::SimpleLocalAddress + +A local address that just opaquely represents a local address as a single line of text. + +For example, a module location in a telephone exchange/central office could be a formatted string of name/value pairs like "suite:1/rack:7/chassis:2/slot:3". + +This is an example structure that could be used directly where appropriate but could be replaced with other similar structures where necessary. + +For example, a more complex decorator of LocalLocation could also be added that splits up the structure of the address. + +This class is Example. + +This class is Experimental. + +See Table N.1-11. + +**Table N.1-11 – Attributes for SimpleLocalAddress** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|--------------------------------------| +| localAddress | Experimental | The local address is a single string | + +#### N.1.1.18 SimplePostalOnlyAddress + +Qualified name: Location::SimplePostalOnlyAddress + +A simple address example where the address attributes are not parsed, but just split into three strings as it would appear in three lines on an envelope. + +A PostalOnlyAddress is one that does not directly relate to a geographic location and may be a: + +- Post office box +- Mail Bag +- Locked Bag. + +Or other similar special postal address. + +Inherits properties from: + +- GeographicAddress. + +This class is Example. + +This class is Experimental. + +See Table N.1-12. + +**Table N.1-12 – Attributes for SimplePostalOnlyAddress** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------------------------| +| addressLine1 | Experimental | The first line of text in the address | +| addressLine2 | Experimental | The second line of text in the address | +| addressLine3 | Experimental | The third line of text in the address | + +#### N.1.2 Further detail + +To link the location model into the CIM core, it makes sense to decouple the network function classes from the location model. The network functions deliberately do not have an abstract parent (for modularity reasons), which means that the best approach is to link the inventory model to the location model via ConstraintDomain. This decouples the two modules (reducing the number of associations) and allows inventory items to be grouped into a ConstraintDomain before relating them to a Location, reducing the number of association *instances* to be managed and also giving more sensible semantics. + +Linking local and geographic locations is a common need, and roles do not really play a factor, so a special association "LocalLocationWithinGeographicLocation" is provided for that case, simplifying the number of instances required. + +Figure N.1-2 shows the linkage of the location model to the CIM equipment model. + +![UML Class Diagram showing Equipment, Location, ConstraintDomain, and LocationRole classes and their associations.](ec6f9ca4217fce9501c22b8a571a8064_img.jpg) + +``` + +classDiagram + class Equipment { + +name: String + } + class Location { + +globalId: String + } + class ConstraintDomain { + +name: String + } + class LocationRole { + +name: String + +localId: String + } + + Equipment "*" --> "1" Location : EquipmentLocatedAt + Equipment "*" --> "0..1" ConstraintDomain : CdRepresentsEqBoundary + ConstraintDomain "*" --> "*" LocationRole : CdHasAssociatedLocationRoles + Location "1" *-- "*" LocationRole : LocationPlaysRoles + +``` + +The diagram illustrates four classes and their relationships: + +- Equipment** (class) has an attribute `+name: String`. It has a directed association with **Location** (class) named `EquipmentLocatedAt`. The multiplicity at the Equipment end is `*` and at the Location end is `1`. +- Equipment** also has a directed association with **ConstraintDomain** (class) named `CdRepresentsEqBoundary`. The multiplicity at the Equipment end is `*` and at the ConstraintDomain end is `0..1`. +- ConstraintDomain** has an attribute `+name: String`. It has a directed association with **LocationRole** (class) named `CdHasAssociatedLocationRoles`. The multiplicity at the ConstraintDomain end is `*` and at the LocationRole end is `*`. +- Location** (class) has an attribute `+globalId: String`. It has a directed association with **LocationRole** (class) named `LocationPlaysRoles`. The multiplicity at the Location end is `1` and at the LocationRole end is `*`. This association is shown with a solid diamond at the Location end. +- LocationRole** (class) has attributes `+name: String` and `+localId: String`. + +G.7711(25) + +UML Class Diagram showing Equipment, Location, ConstraintDomain, and LocationRole classes and their associations. + +**Figure N.1-2 – Equipment Location Association** + +Locating Equipment is a special case that deserves an optimized solution and for that case an association `EquipmentLocatedAt` is provided. + +## N.2 Location model examples + +### N.2.1 Site Contact + +A site contact is the person who would be contacted to gain access to a Site. + +One could create a special PartyRole of "site-contact" or just allow all employees to be site contacts. + +The example below, with Figure N.2-1, shows the latter option. + +![A diagram showing a network of entities and relationships. At the top, two 'GeographicSite' entities (s1 and s2) are connected to 'GeographicLocation' entities (l1 and l2) via 'SiteForGeographicLocation' relationships. These locations are then connected to 'LocationRole' entities (lr1 and lr2) via 'RolesForLocation' relationships. Both roles are connected to a central 'ConstraintDomain' (cd1) via 'CdHAsAssociatedLocationRoles' relationships. The 'ConstraintDomain' is connected to a 'PartyRole' (pr1) via 'CdHasRelatedPartyRoleRelationships'. The 'PartyRole' is connected to a 'Person' (p1) via 'RolesForParty' and to a 'PartyRoleType' (prt1) via 'PartyRoleSpecifiedBy'.](91180fba10f0ce290626afbe731e7975_img.jpg) + +``` + +graph TD + s1[s1:GeographicSite +name=Plymption North Central Office] -- SiteForGeographicLocation --> l1[l1:GeographicLocation +globalId=f81e7cf1-48e6-441e-b5ed-6fdd67b3b601] + s2[s2:GeographicSite +name=West Central Office] -- SiteForGeographicLocation --> l2[l2:GeographicLocation +globalId=94df33f1-9d2a-48ec-ae18-8415983420a8] + l1 -- RolesForLocation --> lr1[lr1:LocationRole +name=Managed Site +localId=1] + l2 -- RolesForLocation --> lr2[lr2:LocationRole +name=Managed Site +localId=1] + lr1 -- CdHAsAssociatedLocationRoles --> cd1[cd1:ConstraintDomain +name=Fred Bloggs responsible sites] + lr2 -- CdHAsAssociatedLocationRoles --> cd1 + cd1 -- CdHasRelatedPartyRoleRelationships --> pr1[pr1:PartyRole +localId=1] + pr1 -- RolesForParty --> p1[p1:Person +name=Fred Bloggs +globalId=c6ebbba5f-7f4f-46f0-b13d-08526a78a058] + pr1 -- PartyRoleSpecifiedBy --> prt1[prt1:PartyRoleType +name=Employee] + +``` + +A diagram showing a network of entities and relationships. At the top, two 'GeographicSite' entities (s1 and s2) are connected to 'GeographicLocation' entities (l1 and l2) via 'SiteForGeographicLocation' relationships. These locations are then connected to 'LocationRole' entities (lr1 and lr2) via 'RolesForLocation' relationships. Both roles are connected to a central 'ConstraintDomain' (cd1) via 'CdHAsAssociatedLocationRoles' relationships. The 'ConstraintDomain' is connected to a 'PartyRole' (pr1) via 'CdHasRelatedPartyRoleRelationships'. The 'PartyRole' is connected to a 'Person' (p1) via 'RolesForParty' and to a 'PartyRoleType' (prt1) via 'PartyRoleSpecifiedBy'. + +G.7711(25) + +**Figure N.2-1 – Simple Site Contact Example** + +If many people play roles in relation to the group of sites, then the *ConstraintDomain* should be made more generic, say to "Adelaide North Central Offices", and then specific site related roles can be used. This is better than creating and maintaining many equivalent groupings. + +Figure N.2-2 shows another option. + +Here, primary and secondary site contact Party roles have been defined. + +![UML Class diagram showing PartyRole as a base class for PrimarySiteContact and SecondarySiteContact. PartyRole has attributes +name:String and +localId:String. PrimarySiteContact and SecondarySiteContact inherit from PartyRole.](44f02327e72e3771ea34a6793e198828_img.jpg) + +``` + +classDiagram + PartyRole <|-- PrimarySiteContact + PartyRole <|-- SecondarySiteContact + class PartyRole { + +name:String + +localId:String + } + class PrimarySiteContact + class SecondarySiteContact + +``` + +G.7711(25) + +UML Class diagram showing PartyRole as a base class for PrimarySiteContact and SecondarySiteContact. PartyRole has attributes +name:String and +localId:String. PrimarySiteContact and SecondarySiteContact inherit from PartyRole. + +**Figure N.2-2 – Site contact party roles** + +So, now it can be shown, as in Figure N.2-3, that Irma is the primary contact and Fred is the secondary contact for the "Adelaide North Central Offices" group of Locations. + +![Object diagram showing the relationship between Geographic Sites, Location Roles, Constraint Domains, and Party Roles. It illustrates that Irma Blunt (p2:Person) is the primary site contact (pr1:PrimarySiteContact) and Fred Bloggs (p1:Person) is the secondary site contact (pr2:SecondarySiteContact) for the 'Adelaide North Central Offices' constraint domain.](8e64df7e6c0fefdfd0228da26e367e4a_img.jpg) + +``` + +classDiagram + s1:GeographicSite --|> lr1:LocationRole : LocationPlaysRoles + s2:GeographicSite --|> lr2:LocationRole : LocationPlaysRoles + lr1:LocationRole --|> cd1:ConstraintDomain : CdHAsAssociatedLocationRoles + lr2:LocationRole --|> cd1:ConstraintDomain : CdHAsAssociatedLocationRoles + cd1:ConstraintDomain --|> pr1:PrimarySiteContact : CdHasRelatedPartyRoles + cd1:ConstraintDomain --|> pr2:SecondarySiteContact : CdHasRelatedPartyRoles + pr1:PrimarySiteContact --|> p2:Person : PartyPlaysRoles + pr2:SecondarySiteContact --|> p1:Person : PartyPlaysRoles + class s1:GeographicSite { + globalId=0bd7a0ab-6c1b-47e9-9c29-4c8cc1bc21c4 + name=Plymption North Central Office + } + class s2:GeographicSite { + globalId=9046c3f7-bd3c-45ff-862c-e371d8166031 + name=West Central Office + } + class lr1:LocationRole { + name=Managed Site + localId=1 + } + class lr2:LocationRole { + name=Managed Site + localId=1 + } + class cd1:ConstraintDomain { + name=Adelaide North Central Offices + } + class pr1:PrimarySiteContact { + localId=1 + } + class pr2:SecondarySiteContact + class p2:Person { + name=Irma Blunt + globalId=a481411c-e0c1-471d-a901-89d9c13cbe56 + } + class p1:Person { + name=Fred Bloggs + globalId=c6ebbba5f-7f4f-46f0-b13d-08526a78a058 + } + +``` + +G.7711(25) + +Object diagram showing the relationship between Geographic Sites, Location Roles, Constraint Domains, and Party Roles. It illustrates that Irma Blunt (p2:Person) is the primary site contact (pr1:PrimarySiteContact) and Fred Bloggs (p1:Person) is the secondary site contact (pr2:SecondarySiteContact) for the 'Adelaide North Central Offices' constraint domain. + +**Figure N.2-3 – Primary and Secondary Site Contact Example** + +**N.2.2 Global and local location options** + +The global and local locations have been deliberately decoupled, so that they can be 'mixed and matched' as required. + +This allows for various options, some of which are shown in Figures N.2-4 and N.2-5. + +![UML Class Diagram for Figure N.2-4: Global and Local Address. It shows a GeographicLocation (gl1) with a SimpleAddressForGeographicLocation (ag1) and a LocalLocation (ll1) with a SimpleAddressForLocalLocation (al1).](c695a0b86942ac5eb2f703411ee6764a_img.jpg) + +``` + +classDiagram + class gl1["gl1:GeographicLocation"] { + globalId = 561ef817-584b-42ce-bf65-a3247faf73b2 + } + class ll1["ll1:LocalLocation"] { + globalId = b801e816-8aea-4b1a-95bf-ea867f82995f + } + class ag1["ag1:SimpleGeographicAddress"] { + addressLine1 = 12 Amber Avenue + addressLine2 = Bayswater + addressLine3 = NSW 2045 Australia + } + class al1["al1:SimpleLocalAddress"] { + localAddress = suite 5, rack 2, panel 3, slot 1 + } + gl1 --> ll1 : LocalLocationWithinGeographicLocation + gl1 --> ag1 : SimpleAddressForGeographicLocation + ll1 --> al1 : SimpleAddressForLocalLocation + +``` + +G.7711(25) + +UML Class Diagram for Figure N.2-4: Global and Local Address. It shows a GeographicLocation (gl1) with a SimpleAddressForGeographicLocation (ag1) and a LocalLocation (ll1) with a SimpleAddressForLocalLocation (al1). + +Figure N.2-4 – Global and Local Address + +![UML Class Diagram for Figure N.2-5: Global and Local points. It shows a GeographicLocation (gl2) with a PointForGeographicLocation (p1) and a LocalLocation (ll2) with a LocalRelativePoint (lrp1).](b224005843027656462a6353305f273a_img.jpg) + +``` + +classDiagram + class gl2["gl2:GeographicLocation"] { + globalId = f2b4ca96-795a-4d9d-b6a3-f6eb67a01ff4 + } + class ll2["ll2:LocalLocation"] { + globalId = 79155e0d-4c76-4cae-96f5-b6793faaa0bd + } + class p1["p1:GeographicPoint"] { + latitude = -33.868820 + longitude = 151.209290 + } + class lrp1["lrp1:LocalRelativePoint"] { + x = -22 + y = 15 + z = 0 + } + gl2 --> ll2 : LocalLocationWithinGeographicLocation + gl2 --> p1 : PointForGeographicLocation + ll2 --> lrp1 : PointForLocalLocation + +``` + +G.7711(25) + +UML Class Diagram for Figure N.2-5: Global and Local points. It shows a GeographicLocation (gl2) with a PointForGeographicLocation (p1) and a LocalLocation (ll2) with a LocalRelativePoint (lrp1). + +Figure N.2-5 – Global and Local points + +In Figure N.2-6, there is a GeographicSite that is related to an address and a point on a map. + +Two LocalPositions are defined in the Site, one is a local reference point and the other is a local point measured relative to that local reference point. + +![UML Class Diagram for Figure N.2-6: Site with local locations. It shows a GeographicLocation (gl3) linked to a GeographicSite (s1), a SimpleAddressForGeographicLocation (sa1), a PointForGeographicLocation (p2), and a LocalLocation (ll5). The LocalLocation (ll4) has a LocalReferencePoint (lrp1) and a LocalRelativePoint (lrp2) relative to lrp1.](ad269ce9d14088c9b518b689e564a64f_img.jpg) + +``` + +classDiagram + class gl3["gl3:GeographicLocation"] { + globalId = de623010-30c2-48b8-88d0-11d8bd054af4 + } + class ll4["ll4:LocalLocation"] { + globalId = 3c5e6ac5-d741-4f9b-8133-561fadf896e8 + } + class ll5["ll5:LocalLocation"] { + globalId = d1dce32c-80f5-41a2-88df-9b4612a7cd37 + } + class s1["s1:GeographicSite"] { + name = Brompton Central Office + } + class sa1["sa1:SimpleGeographicAddress"] { + addressLine1 = 10 Adelphi Crescent + addressLine2 = Brompton + addressLine3 = SA 5099, Australia + } + class p2["p2:GeographicPoint"] { + latitude = -31.950527 + longitude = 115.860458 + elevation = 45 + } + class lrp1["lrp1:LocalReferencePoint"] { + x = 0 + y = 0 + z = 0 + theta = 0 + pi = 0 + psi = 0 + } + class lrp2["lrp2:LocalRelativePoint"] { + x = -50 + y = 23 + z = 11 + } + gl3 --> ll4 : LocalLocationWithinGeographicLocation + gl3 --> ll5 : LocalLocationWithinGeographicLocation + gl3 --> s1 : SiteForGeographicLocation + gl3 --> sa1 : SimpleAddressForGeographicLocation + gl3 --> p2 : PointForGeographicLocation + ll4 --> lrp1 : PointForLocalLocation + ll5 --> lrp2 : PointForLocalLocation + lrp1 --> lrp2 : LocalPointRelativeToReferencePoint + +``` + +G.7711(25) + +UML Class Diagram for Figure N.2-6: Site with local locations. It shows a GeographicLocation (gl3) linked to a GeographicSite (s1), a SimpleAddressForGeographicLocation (sa1), a PointForGeographicLocation (p2), and a LocalLocation (ll5). The LocalLocation (ll4) has a LocalReferencePoint (lrp1) and a LocalRelativePoint (lrp2) relative to lrp1. + +Figure N.2-6 – Site with local locations + +### N.2.3 Device Location + +Figure N.2-7 shows a device location example. + +For Equipment, a special association is provided so that its representation can be optimized (without needing to use role instances). + +![A hierarchical diagram showing device location. At the top, three boxes: 'la1:SimpleLocalAddress' (localAddress=suite 5/rack 2/panel 6/slot 1), 's1:GeographicSite' (name=Norwood Central Office), and 'la2:SimpleLocalAddress' (localAddress=suite 5/rack 2/panel 6/slot 2). 's1' connects to 'gl1:GeographicLocation' (globalId=5577cf38-fd71-49d8-9bd0-afdcbf2f6c8f) via 'SiteForGeographicLocation'. 'la1' connects to 'll1:LocalLocation' (globalId=25ca40a5-71d4-4cb7-bef4-2cefa fb5e529) via 'SimpleAddressForLocation'. 'la2' connects to 'll2:LocalLocation' (globalId=eab709d2-c1e9-4e22-9fdf-6c167edd7b13) via 'SimpleAddressForLocation'. 'gl1' connects to both 'll1' and 'll2' via 'LocalLocationWithinGeographicLocation'. 'll1' connects to 'eq1:Equipment' (name=BRXX-765-Linecard-1) via 'EquipmentLocatedAt'. 'll2' connects to 'eq2:Equipment' (name=BRXX-765-Linecard-2) via 'EquipmentLocatedAt'.](0ab25171ad1d7c83a10209e78d17bd71_img.jpg) + +``` + +graph TD + la1[la1:SimpleLocalAddress +localAddress=suite 5/rack 2/panel 6/slot 1] -- SimpleAddressForLocation --> ll1[ll1:LocalLocation +globalId=25ca40a5-71d4-4cb7-bef4-2cefa fb5e529] + s1[s1:GeographicSite +name=Norwood Central Office] -- SiteForGeographicLocation --> gl1[gl1:GeographicLocation +globalId=5577cf38-fd71-49d8-9bd0-afdcbf2f6c8f] + la2[la2:SimpleLocalAddress +localAddress=suite 5/rack 2/panel 6/slot 2] -- SimpleAddressForLocation --> ll2[ll2:LocalLocation +globalId=eab709d2-c1e9-4e22-9fdf-6c167edd7b13] + gl1 -- LocalLocationWithinGeographicLocation --> ll1 + gl1 -- LocalLocationWithinGeographicLocation --> ll2 + ll1 -- EquipmentLocatedAt --> eq1[eq1:Equipment +name=BRXX-765-Linecard-1] + ll2 -- EquipmentLocatedAt --> eq2[eq2:Equipment +name=BRXX-765-Linecard-2] + +``` + +A hierarchical diagram showing device location. At the top, three boxes: 'la1:SimpleLocalAddress' (localAddress=suite 5/rack 2/panel 6/slot 1), 's1:GeographicSite' (name=Norwood Central Office), and 'la2:SimpleLocalAddress' (localAddress=suite 5/rack 2/panel 6/slot 2). 's1' connects to 'gl1:GeographicLocation' (globalId=5577cf38-fd71-49d8-9bd0-afdcbf2f6c8f) via 'SiteForGeographicLocation'. 'la1' connects to 'll1:LocalLocation' (globalId=25ca40a5-71d4-4cb7-bef4-2cefa fb5e529) via 'SimpleAddressForLocation'. 'la2' connects to 'll2:LocalLocation' (globalId=eab709d2-c1e9-4e22-9fdf-6c167edd7b13) via 'SimpleAddressForLocation'. 'gl1' connects to both 'll1' and 'll2' via 'LocalLocationWithinGeographicLocation'. 'll1' connects to 'eq1:Equipment' (name=BRXX-765-Linecard-1) via 'EquipmentLocatedAt'. 'll2' connects to 'eq2:Equipment' (name=BRXX-765-Linecard-2) via 'EquipmentLocatedAt'. + +G.7711(25) + +**Figure N.2-7 – Device Location example** + +Note that for SimpleLocalAddress, just a single string is used with some sort of structure and delimiters. + +If required, a more complex local address, such as one that had fields for each level in the local address, could be added as another decorator of LocalLocation. The issue is that the naming is likely to be company specific and may not follow simple rules, so it cannot really be added to this document. + +## N.2.4 Wifi heat map + +Figure N.2-8 shows a Heat map example. + +A common task is to be able to show a WiFi 'heat map'. + +In Figure N.2-8, assume that the grid is a 1 meter spacing, that the local reference point is at the bottom left of the diagram, that the Y axis is aligned with north, and that the Z axis points straight up. + +![Heat map example showing signal strength coverage on a grid with two access points, AP1 and AP2.](add8a4b7923a3791a81191a19faf6041_img.jpg) + +A heat map overlaid on a 4x5 grid. The grid cells are colored based on signal strength: green for high, yellow for medium, red for low, and purple for very low. Two access points, AP1 and AP2, are marked with red triangles. AP1 is located in the top row, second column, and AP2 is in the third row, fourth column. The heat map shows two distinct green areas centered around these points, indicating their coverage areas. The surrounding areas show varying levels of signal strength, with some red and purple areas visible. + +Heat map example showing signal strength coverage on a grid with two access points, AP1 and AP2. + +**Figure N.2-8 – Heat map example** + +For this example, assume that the reference point is at floor level on the fifth floor of the building, and the access points are mounted on the ceiling (which is 4.0 m from the floor). See the heat map instance diagram in Figure N.2-9. + +Note that in this example, a structured local address of the form suite/rack/panel/slot is not appropriate, a relative position is the best way of representing where the APs are. + +![Heat map instance diagram showing a hierarchy of geographic and local locations. At the top, 'LocalPointRelativeToReferencePoint' is the root. It branches into 'lrp1:LocalReferencePoint' (x=0, y=0, z=0, theta=0, phi=0, psi=0), 'gp1:GeographicPoint' (latitude=-33.865143, longitude=151.209900, elevation=55), and 's1:GeographicSite' (name=Sydney Office Fifth Floor). 'gp1' and 's1' both point to 'gl1:GeographicLocation' (globalId=1460ba88-cd23-4329-86ab-364d796d0548). 'gl1' points to 'll3:LocalLocation' (globalId=2c0034bf-9be7-47bc-a26e-67eb38cb1c27) and 'll1:LocalLocation' (globalId=326753a5-fb21-48ef-b3db-16d7280122a6). 'll3' points to 'lrp2:LocalRelativePoint' (x=1.3, y=3.2, z=4.0). 'll1' points to 'eq1:Equipment' (name=AP1) and 'll2:LocalLocation' (globalId=3dcd20eb-9162-44d2-a9dc-e61711d2d6ad). 'll2' points to 'eq2:Equipment' (name=AP2) and 'lrp3:LocalRelativePoint' (x=4.6, y=1.4, z=4.0). Various associations like 'PointForLocalLocation', 'LocallocationWithinGeographicLocation', 'PointForGeographicLocation', 'SiteForGeographicLocation', 'LocalPointRelativeToReferencePoint', and 'EquipmentLocatedAt' are shown between the entities.](a1df2ada34e7f6cad70cc8fef43a7bab_img.jpg) + +Heat map instance diagram showing a hierarchy of geographic and local locations. At the top, 'LocalPointRelativeToReferencePoint' is the root. It branches into 'lrp1:LocalReferencePoint' (x=0, y=0, z=0, theta=0, phi=0, psi=0), 'gp1:GeographicPoint' (latitude=-33.865143, longitude=151.209900, elevation=55), and 's1:GeographicSite' (name=Sydney Office Fifth Floor). 'gp1' and 's1' both point to 'gl1:GeographicLocation' (globalId=1460ba88-cd23-4329-86ab-364d796d0548). 'gl1' points to 'll3:LocalLocation' (globalId=2c0034bf-9be7-47bc-a26e-67eb38cb1c27) and 'll1:LocalLocation' (globalId=326753a5-fb21-48ef-b3db-16d7280122a6). 'll3' points to 'lrp2:LocalRelativePoint' (x=1.3, y=3.2, z=4.0). 'll1' points to 'eq1:Equipment' (name=AP1) and 'll2:LocalLocation' (globalId=3dcd20eb-9162-44d2-a9dc-e61711d2d6ad). 'll2' points to 'eq2:Equipment' (name=AP2) and 'lrp3:LocalRelativePoint' (x=4.6, y=1.4, z=4.0). Various associations like 'PointForLocalLocation', 'LocallocationWithinGeographicLocation', 'PointForGeographicLocation', 'SiteForGeographicLocation', 'LocalPointRelativeToReferencePoint', and 'EquipmentLocatedAt' are shown between the entities. + +G.7711(25) + +**Figure N.2-9 – Heat map instance diagram** + +## N.2.5 Complex address + +As well as the current simple address, the model could be extended by adding a more detailed address class as a subclass of *GeographicAddress*. + +For example, in MEF standard 57.1, they define a Fielded address with attributes + +- Fielded Address Identifier +- Street Number +- Street Number Suffix +- Street Number Last +- Street Number Suffix Last +- Street Name +- Street Type +- Street Suffix +- Locality +- City +- Postal Code +- Postal Code Extension +- State Or Province +- Country +- Sub Unit List +- Level Type +- Level Number +- Building Name +- Private Street Number + +- Private Street Name + +As well as a FormattedAddress (which is similar to our SimpleGeographicAddress) with attributes + +- Formatted Address Identifier +- Locality +- City +- Postal Code +- Postal Code Extension +- State Or Province +- Country +- Address Line 1 +- Address Line 2 + +Another definition of a complex address can be found in + +- [b-IETF RFC 5774] +- [b-IETF RFC 5139] +- [b-IETF RFC 5491] +- [b-IETF RFC 7459] +- [b-IETF RFC 4776]. + +## Annex O + +### Compute model + +(This annex forms an integral part of this Recommendation.) + +This annex describes a general high-level model for compute functionality including processing and storage. The model is considered sufficient to represent the capabilities of the compute functions that may be present in a network device or in a controller of network devices. + +For storage the annex covers management of block, file and object storage, both directly attached and over a network. It includes standalone hosts with local storage, redundant array of inexpensive discs (RAID), small computer system interface (SCSI) as well as network-based storage, including enterprise and cloud storage. + +Note that this model excludes physical devices such as central processing unit (CPU) chips and memory chips. All physical device considerations are covered by the existing equipment model (see Annex F). + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (see Appendix II). + +#### O.1 Introduction to compute + +##### O.1.1 Background + +The compute model covers representation of the functions of CPU, memory and storage. + +This model is designed to represent compute architectures in a technology independent manner and is focused on the management and control of the compute functions. + +###### O.1.1.1 CPU + +The original CPU consisted of many physical units, as technology evolved it became possible to implement a CPU in single chip. Now a single chip may contain many CPU cores, and each core may run more than one thread. So, a definition of a 'logical CPU' function is required. + +Some chips have a mix of architectures and/or capabilities (asymmetric), others simply have several replications of the same architecture (symmetric). + +For example, an asymmetric CPU may have 4 + 4 cores ( $4 \times 1.8$ GHz Type-A + $4 \times 1.4$ GHz Type-B). + +The CPU hardware may be housed in a Field Replaceable Unit (FRU) or a non-FRU. This is covered in the equipment model (see Annex F). + +###### O.1.1.2 Memory + +Memory chip(s), Single in-line memory module (SIMM) and dual in-line memory modules (DIMM) may be an FRU or non-FRU. This is covered in the equipment model (see Annex F). The model in this document describes the memory functionality (capabilities and capacity). + +###### O.1.1.3 Storage + +###### O.1.1.3.1 Challenges + +The challenges in producing an abstract, standard storage model include: + +- The large number of variations in storage options +- the lack of standard terminology. + +For example, the definition of a LUN is problematic: + +- "A LUN, is a number used to identify a logical unit, which is a device addressed by the SCSI protocol or storage area network protocols which encapsulate SCSI, such as fibre channel or iSCSI" +[https://en.wikipedia.org/wiki/Logical\\_unit\\_number](https://en.wikipedia.org/wiki/Logical_unit_number) +- "a logical unit *number* (LUN) is a slice or portion of a configured set of disks that is presentable to a host and mounted as a volume within the OS." + + +### O.1.1.3.2 Storage options + +Storage can be provided in many forms, some of the options commonly used today are shown in Figure O.1-1. + +With each of the options, there could be more than one protocol used, and the diagram shows some of these in pink. + +![Diagram illustrating four storage options: DAS (direct attached), NAS (network attached), SAN (storage area network), and Object storage. Each option shows the stack from Operating system down to Block storage, with specific protocols highlighted in pink.](2df2bdcd4598ff3fd2e0624e77bdb5f3_img.jpg) + +The diagram illustrates four storage options and their protocol stacks: + +- DAS (direct attached):** Operating system → File I/O → File system → SCSI → Block storage. +- NAS (network attached):** Operating system → File I/O → File system → CIFS/NFS (SMB) → Network → File system → Block I/O → Block storage. +- SAN (storage area network):** Operating system → File I/O → File system → iSCSI/FC/FCoE → Network → iFCP/FCIP/InfiniBand → File system → Block I/O → Block storage. +- Object storage:** Operating system → File I/O → File system → REST/SOAP → Network → File system → Block I/O → Block storage. + +Protocols highlighted in pink in the original diagram: SCSI, CIFS/NFS (SMB), iSCSI/FC/FCoE, iFCP/FCIP/InfiniBand, REST/SOAP. + +G.7711(25) + +Diagram illustrating four storage options: DAS (direct attached), NAS (network attached), SAN (storage area network), and Object storage. Each option shows the stack from Operating system down to Block storage, with specific protocols highlighted in pink. + +Figure O.1-1 – Storage options + +### O.1.1.3.3 Data "at rest" + +Both storage and memory allow data to be 'at rest', ready for later retrieval. Memory can perform as volatile storage "RAM drives" or "RAM disks" and storage devices can be used as "virtual memory" where volatile memory is paged in and out of disk to increase the apparent amount of main memory. + +The storage model is used for both storage and memory. It covers both the case where the access is to files, blocks or objects using a storage protocol and the case where access is to locations via the memory protocols. + +## O.1.2 Storage extent + +In the model set out in this document, StorageExtent is defined as the key unit of storage capacity that the rest of the model is built around. The extent is a block or segment of storage (contiguous bytes). + +The model covers ranges of extents. + +## O.1.3 Partitioning and aggregation + +The model supports both partitioning and aggregation of StorageExtent ranges. + +The simple example in Figure O.1-2, where StorageExtent range is represented as a 'piece of tape', should help clarify the concepts. + +![Figure O.1-2: StorageExtent as a 'piece of tape'. The diagram shows three separate colored rectangles representing storage extents: a yellow rectangle on the left, an orange rectangle in the middle, and a long green rectangle on the right. The label 'G.7711(25)' is positioned below the green rectangle.](5bc1231770e518185c4269203820d15b_img.jpg) + +Figure O.1-2: StorageExtent as a 'piece of tape'. The diagram shows three separate colored rectangles representing storage extents: a yellow rectangle on the left, an orange rectangle in the middle, and a long green rectangle on the right. The label 'G.7711(25)' is positioned below the green rectangle. + +**Figure O.1-2 – StorageExtent as a 'piece of tape'** + +The tape can be aggregated in two ways, by end-to-end concatenation and by striping, as illustrated in Figure O.1-3. + +![Figure O.1-3: StorageExtent concatenation and striping. The diagram illustrates two methods of aggregation. The top part, labeled 'Concatenation', shows the three colored rectangles (yellow, orange, and green) joined end-to-end into a single long bar. The bottom part, labeled 'Striping', shows the same three colored rectangles stacked vertically on top of each other. The label 'G.7711(25)' is positioned below the striped bar.](ea76a00496b3048ff732142f21c87ae3_img.jpg) + +Figure O.1-3: StorageExtent concatenation and striping. The diagram illustrates two methods of aggregation. The top part, labeled 'Concatenation', shows the three colored rectangles (yellow, orange, and green) joined end-to-end into a single long bar. The bottom part, labeled 'Striping', shows the same three colored rectangles stacked vertically on top of each other. The label 'G.7711(25)' is positioned below the striped bar. + +**Figure O.1-3 – StorageExtent concatenation and striping** + +The tape can be cut into sub extents, i.e., can be partitioned (the opposite of concatenation), as illustrated in Figure O.1-4. + +![Figure O.1-4: StorageExtent partitioning. The diagram shows a single long green rectangle being cut into two smaller green rectangles by a pair of scissors icon. The label 'G.7711(25)' is positioned below the resulting smaller rectangles.](fba1e7c381f6452d95b6938384d453a0_img.jpg) + +Figure O.1-4: StorageExtent partitioning. The diagram shows a single long green rectangle being cut into two smaller green rectangles by a pair of scissors icon. The label 'G.7711(25)' is positioned below the resulting smaller rectangles. + +**Figure O.1-4 – StorageExtent partitioning** + +Note that the operations are 'closed'; that is, both the inputs and the results of the operations are StorageExtent ranges, allowing the operations to be performed recursively. + +#### **O.1.4 Storage pooling** + +Originally, due to the limitations of the hardware, only local storage was available. As technology evolved, the support of shared storage (provided over a network) became feasible. Therefore, the model needs to support pooling of physical storage that can then be allocated logically to various consumers. + +To do that, the model defines a ComputePool with ComputePoolEntries. + +Note that the decision was made to have a single compute pool rather than separate Storage, CPU and memory pools179, because: + +- CPU and memory are usually tightly coupled, and the pool can then allocate these consistently + +--- + +179 Note that this document only considers storage entries. + +- Sometimes storage is tightly coupled with CPU and memory, and the pool can then allocate these consistently + +There are two types of entries: + +- Pool inputs for SSD, PhysicalDisk, VM VirtualDisk and LogicalEntry +- A pool output as an extent allocation (volume). + +Note that the extent allocation from a pool can be a LogicalEntry to another pool allowing for allocation chaining. + +Note also that the pools aren't hierarchical (deliberately no ComputePool contained in self-join) + +- The association StorageExtentPoolEntryIsLogical allows an output from one pool to become the input of another pool +- This needs to form a directed acyclic graph (no loops). + +Note that there is no association linking the pool inputs and outputs. The ordering of the inputs allows the input to output extent mapping to be determined. + +It is assumed that there will be many simple pools rather than few large complex pools with complex mappings. + +## O.2 Compute model and context + +### O.2.1 ComputeConstruct positioning + +Figure O.2-1 through Figure O.2-4 set out the core of the compute model. + +![UML Class diagram titled 'CoreModel diagram: Compute-ComputeStructure'. The central class is 'ComputeConstruct' (OpenModelClass, Experimental) with attributes: uuid (UniversallId [1]), name (NameAndValue [1..*]), label (NameAndValue [*]), processorComponent (ProcessingProperties [*]), and storageComponent (StorageProperties [*]). It has associations to 'ComputePoolInput' and 'ComputePoolOutput' (both OpenModelClass, Experimental) via 'ComputeConstructIsComputePoolInput' and 'ComputeConstructIsComputePoolOutput'. It also has associations to 'RunningVirtualMachine', 'Equipment', and 'ProcessingConstruct' via 'ComputeConstructEmergentFromRunningVirtualMachine', 'ComputeConstructEmergentFromRunningEquipment', and 'ComputeConstructEmergentFromPc'. A context box with an XOR constraint is linked to the central class.](d35a8d9e8794bf7f65bf7a064df9cb84_img.jpg) + +``` + +classDiagram + class ComputePoolInput { + <> + } + class ComputePoolOutput { + <> + } + class ComputeConstruct { + <> + +uuid: UniversallId [1] + +name: NameAndValue [1..*] + +label: NameAndValue [*] + +processorComponent: ProcessingProperties [*] + +storageComponent: StorageProperties [*] + } + class RunningVirtualMachine { + <> + } + class Equipment { + <> + } + class ProcessingConstruct { + <> + } + + ComputeConstruct "0..1" -- "0..1" ComputePoolInput : ComputeConstructIsComputePoolInput + ComputeConstruct "0..1" -- "0..1" ComputePoolOutput : ComputeConstructIsComputePoolOutput + ComputeConstruct "*" -- "0..1" RunningVirtualMachine : ComputeConstructEmergentFromRunningVirtualMachine + ComputeConstruct "*" -- "0..1" Equipment : ComputeConstructEmergentFromRunningEquipment + ComputeConstruct "*" -- "0.1" ProcessingConstruct : ComputeConstructEmergentFromPc + +``` + +The diagram illustrates the 'CoreModel diagram: Compute-ComputeStructure'. At the center is the **ComputeConstruct** class (OpenModelClass, Experimental), which contains several attributes: **+ uuid: UniversallId [1]**, **+ name: NameAndValue [1..\*]**, **+ label: NameAndValue [\*]**, **+ processorComponent: ProcessingProperties [\*]**, and **+ storageComponent: StorageProperties [\*]**. Above it are two classes: **ComputePoolInput** and **ComputePoolOutput** (both OpenModelClass, Experimental). Associations labeled **ComputeConstructIsComputePoolInput** and **ComputeConstructIsComputePoolOutput** connect the central class to these two. Below the central class are three more classes: **RunningVirtualMachine** (OpenModelClass, Experimental), **Equipment** (OpenModelClass, Mature), and **ProcessingConstruct** (OpenModelClass, Experimental). Associations labeled **ComputeConstructEmergentFromRunningVirtualMachine**, **ComputeConstructEmergentFromRunningEquipment**, and **ComputeConstructEmergentFromPc** connect the central class to these. To the right, a box labeled **«context» {? SourceOfComputeConstru... (XOR)}** is linked to the central class by a dashed line. + +UML Class diagram titled 'CoreModel diagram: Compute-ComputeStructure'. The central class is 'ComputeConstruct' (OpenModelClass, Experimental) with attributes: uuid (UniversallId [1]), name (NameAndValue [1..\*]), label (NameAndValue [\*]), processorComponent (ProcessingProperties [\*]), and storageComponent (StorageProperties [\*]). It has associations to 'ComputePoolInput' and 'ComputePoolOutput' (both OpenModelClass, Experimental) via 'ComputeConstructIsComputePoolInput' and 'ComputeConstructIsComputePoolOutput'. It also has associations to 'RunningVirtualMachine', 'Equipment', and 'ProcessingConstruct' via 'ComputeConstructEmergentFromRunningVirtualMachine', 'ComputeConstructEmergentFromRunningEquipment', and 'ComputeConstructEmergentFromPc'. A context box with an XOR constraint is linked to the central class. + +G.7711(25) + +CoreModel diagram: Compute-ComputeStructure + +**Figure O.2-1 – Compute Structure** + +### O.2.1.1 ComputeConstruct + +Qualified name: Compute::ComputeConstruct::ComputeConstruct + +An assembly of processing and storage functionality that provides an overall compute capability. + +The interconnect of the processing and storage is not detailed. The purpose of this model is to deal primarily with resource allocation and usage. + +At this stage this is a degenerate form of component-system pattern. + +It is expected that the compute construct will gain ports in a later development and that some detailed modelling of the system may be necessary. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +**Table O.2-1 – Attributes for ComputeConstruct** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| processorComponent | Experimental | The properties of the processing capability of a compute construct.
The compute construct may have several distinct processing forms. | +| storageComponent | Experimental | The properties of the storage capability of a compute construct.
The compute construct may have several distinct storage forms.
Note that storage covers any element that has the purposeful capability of retaining data (e.g., RAM, a buffer, a queue). | +| _processingConstruct | Experimental | The processing construct that gives rise to the compute construct | +| _equipment | Experimental | The equipment that gives rise to the compute construct | +| _computePoolInput | Experimental | The usage of the compute construct in a pool | +| _computePoolOutput | Experimental | The compute pool output that gives rise to the compute construct | +| _runningVirtualMachine | Experimental | The virtual machine that gives rise to the compute construct | +| _fileSystem | Experimental | The file system that gives rise to the compute construct | +| _runningSoftwareProcess | Experimental | The software process that gives rise to the compute construct | + +### O.2.2 The ComputePool model + +This part of the model allows for basic allocation of compute resources. + +![UML Class diagram showing ComputePool and its relationships with ComputePoolInput, ComputePoolOutput, ComputePoolSegment, and ComputePoolTransferFunction. The diagram includes attributes like uuid, name, label, localId, and roleInPool, and associations like ComputePoolHasInputEntries, ComputePoolHasOutputEntries, ComputePoolHasTransferFunction, and ComputePoolHasSegments.](77a06c4657335e8d8f71a23d5a76dfcc_img.jpg) + +``` + +classDiagram + class ComputePool { + +OpenModelAttribute: + uuid: UniversaliId [1] + +OpenModelAttribute: + name: NameAndValue [1..*] + +OpenModelAttribute: + label: NameAndValue [*] + } + class ComputePoolInput { + +OpenModelAttribute: + localId: NameAndValue... + +OpenModelAttribute: + label: NameAndValue [*] + +OpenModelAttribute: + name: NameAndValue ... + +OpenModelAttribute, Experimental: + roleInPo... + +OpenModelAttribute, Experimental: + roleInPo... + } + class ComputePoolOutput { + +OpenModelAttribute: + localId: NameAndValue... + +OpenModelAttribute: + name: NameAndValue ... + +OpenModelAttribute: + label: NameAndValue [*] + +OpenModelAttribute, Experimental: + roleInPo... + +OpenModelAttribute, Experimental: + roleInPo... + } + class ComputePoolSegment { + +OpenModelAttribute: + localId: NameAndValue [1..*] + +OpenModelAttribute: + name: NameAndValue [1..*] + +OpenModelAttribute: + label: NameAndValue [*] + +OpenModelAttribute, Experimental: + roleInPool: RoleInPool [1] + } + class ComputePoolTransferFunction { + } + class RoleInPool { + <> + <> + NO_DEFINED_ROLE + } + + ComputePool "1" *-- "*" ComputePoolInput : ComputePoolHasInputEntries + ComputePool "1" *-- "*" ComputePoolOutput : ComputePoolHasOutputEntries + ComputePool "1" *-- "*" ComputePoolTransferFunction : ComputePoolHasTransferFunction + ComputePool "1" *-- "*" ComputePoolSegment : ComputePoolHasSegments + ComputePoolInput "*" -- "0..1" ComputePoolSegment : ComputePoolInputEntryInSegment + ComputePoolOutput "*" -- "0..1" ComputePoolSegment : ComputePoolOutputEntryInSegment + ComputePoolInput "*" -- "*" ComputePoolOutput : ComputePoolInputEntry + ComputePoolOutput "*" -- "*" ComputePoolInput : ComputePoolOutputEntry + ComputePoolInput ..> RoleInPool : use + ComputePoolOutput ..> RoleInPool : use + ComputePoolSegment ..> RoleInPool : use + +``` + +UML Class diagram showing ComputePool and its relationships with ComputePoolInput, ComputePoolOutput, ComputePoolSegment, and ComputePoolTransferFunction. The diagram includes attributes like uuid, name, label, localId, and roleInPool, and associations like ComputePoolHasInputEntries, ComputePoolHasOutputEntries, ComputePoolHasTransferFunction, and ComputePoolHasSegments. + +G.7711(25) + +CoreModel diagram: Compute-ComputePoolDetail + +**Figure O.2-2 – Compute pool** + +### O.2.2.1 ComputePool + +Qualified name: Compute::ComputePool::ComputePool + +A pool that manages ComputePoolEntries. These entries can consist of storage, memory and CPU resources. + +This mechanism allows for basic allocation of groups of compute resource. + +The pool does allow for some combination of resources but is not modelled as a system of components, it is simply a basic container. + +Inherits properties from: + +- GlobalClass + +This class is Experimental. + +**Table O.2-2 – Attributes for ComputePool** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|------------------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------| +| _computePoolInputEntry | Experimental | The resources provided to the pool | +| _computePoolOutputEntry | Experimental | The resources exposed by the pool | +| _computePoolSegment | Experimental | Pool segments (grouping and structures) | +| _computePoolTransferfunction | Experimental | Explains the mapping from the inputs to the pool to the outputs from the pool, i.e., how the output is produced | + +### O.2.2.2 ComputePoolInput + +Qualified name: Compute::ComputePool::ComputePoolInput + +A compute capability provided to the pool. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +**Table O.2-3 – Attributes for ComputePoolInput** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| roleInPool | Experimental | Explains the use of the item in the pool and especially with respect to the mapping | +| roleInPoolSegment | Experimental | Role (perhaps just position) of the pool item in the related segment.
Provides information on the concatenation process (of either inputs or outputs). | + +### O.2.2.3 ComputePoolOutput + +Qualified name: Compute::ComputePool::ComputePoolOutput + +A compute capability derived from the pool. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +**Table O.2-4 – Attributes for ComputePoolOutput** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| roleInPool | Experimental | Explains the use of the item in the pool and especially with respect to the mapping | +| roleInPoolSegment | Experimental | Role (perhaps just position) of the pool item in the related segment.
Provides information on the concatenation process (of either inputs or outputs). | + +### O.2.2.4 ComputePoolSegment + +Qualified name: Compute::ComputePool::ComputePoolSegment + +A grouping of inputs and/or outputs. + +Used where several inputs and/or outputs need to be considered as a unit. + +Inherits properties from: + +- LocalClass + +This class is Experimental. + +**Table O.2-5 – Attributes for ComputePoolSegment** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|-------------------------------------------------------------------------------------| +| roleInPool | Experimental | Explains the use of the item in the pool and especially with respect to the mapping | +| _computePoolInputEntry | Experimental | Collection of inputs where each may have a role stated for the segment | +| _computePoolOutputEntry | Experimental | Collection of outputss where each may have a role stated for the segment | + +**O.2.2.5 ComputePoolTransferFunction** + +Qualified name: Compute::ComputePool::ComputePoolTransferFunction + +Placeholder. + +Explains the mapping between inputs and outputs of the pool. + +This class is Experimental. + +**O.2.2.6 RoleInPool** + +Qualified name: Compute::ComputePool::RoleInPool + +The role of the item in the pool. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- NO\_DEFINED\_ROLE: + - The item has no defined role, the pool is simply grouping several items. + - Applied stereotypes: + - Experimental + +## 0.2.3 Compute model data types + +![UML Class diagram showing the Compute model data types hierarchy. The base class is ComputeConstruct, which has attributes like uid, name, label, processorComponent, and storageComponent. It uses various data types: InstructionSet, ProcessArchitecture, Availability, StorageProperties, Status, ExtentRange, StorageStrategy, SpeedCharacteristic, Media, and SpeedProfile. These data types further use enumerations like GENERIC, HIGH, MEDIUM, LOW, RANDOM_ACCESS, SERIAL_ACCESS, READ_ONLY, REWRITABLE, WRITE_ONCE_ERASE, WRITE_ONCE, WRITE_ONLY, CLOCK, INSTRUCTIONS, FLOATING_POINT_OPERATIONS, TRANSFER_RATE, START_UP_DELAY, ACCESS_DELAY, OPERATIONS_PER_SECOND, ROTATION, SOLID_STATE, and ROTATING. The diagram also shows attributes for StorageProperties (blockSize, capacity, storageStrategy, status, extentRange, isEmulated, isEncrypted, errorCorrectionStrategy, applicationRole, media), StorageStrategy (readOnlyStrategy, accessStrategy), SpeedCharacteristic (speedCharacteristicName, characteristicNameQualifier, speedCharacteristicProfile), Media (mediaType, lifetime, isPowerDownSafe, speedCharacteristicProfile, removable), and SpeedProfile (speedCharacteristicProfile).](67fa413027a792f2257fb8db67d89d3e_img.jpg) + +UML Class diagram showing the Compute model data types hierarchy. The base class is ComputeConstruct, which has attributes like uid, name, label, processorComponent, and storageComponent. It uses various data types: InstructionSet, ProcessArchitecture, Availability, StorageProperties, Status, ExtentRange, StorageStrategy, SpeedCharacteristic, Media, and SpeedProfile. These data types further use enumerations like GENERIC, HIGH, MEDIUM, LOW, RANDOM\_ACCESS, SERIAL\_ACCESS, READ\_ONLY, REWRITABLE, WRITE\_ONCE\_ERASE, WRITE\_ONCE, WRITE\_ONLY, CLOCK, INSTRUCTIONS, FLOATING\_POINT\_OPERATIONS, TRANSFER\_RATE, START\_UP\_DELAY, ACCESS\_DELAY, OPERATIONS\_PER\_SECOND, ROTATION, SOLID\_STATE, and ROTATING. The diagram also shows attributes for StorageProperties (blockSize, capacity, storageStrategy, status, extentRange, isEmulated, isEncrypted, errorCorrectionStrategy, applicationRole, media), StorageStrategy (readOnlyStrategy, accessStrategy), SpeedCharacteristic (speedCharacteristicName, characteristicNameQualifier, speedCharacteristicProfile), Media (mediaType, lifetime, isPowerDownSafe, speedCharacteristicProfile, removable), and SpeedProfile (speedCharacteristicProfile). + +CoreModel diagram: Compute-DataTypes + +Figure 0.2-3 – Compute data Types + +### 0.2.3.1 ProcessingProperties + +Qualified name: Compute::Processing::ProcessingProperties + +The properties of the processing capability of a compute construct. + +Table 0.2-6 – Attributes for ProcessingProperties + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| instructionSet | Experimental | The identifier of the set of instructions that can be used to manipulate the processing functionality | +| speedCharacteristic | Experimental | A statement of operational performance. Note that this is a somewhat simplistic property. Speed/performance is far more complex and requires a temporal treatment. | +| ProcessorArchitecture | Experimental | The identification of the architecture of the processing functionality.
Essentially a reference to a spec. | +| ProcessorType | Experimental | The identification of the specification of the processor. Note that the processor may be a hardware device or a software emulation. | + +**Table O.2-6 – Attributes for ProcessingProperties** + +| Attribute name | Lifecycle Stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------| +| maxThreads | Experimental | Maximum number of threads.
Note that this is a somewhat simplistic property. It requires a temporal treatment and may have other dependencies. | +| numberOfCores | Experimental | Number of cores | +| availability | Experimental | A statement of the operational resilience of the function. | +| isEmulated | Experimental | An indication as to whether the function is a native form of the type or is emergent from a complex system designed to appear to be the type. | +| media | Experimental | Details of the physical realization.
Note that this should migrate to the physical model. | +| status | Experimental | A statement of the operational situation of the function. | + +**O.2.3.2 StorageProperties** + +Qualified name: Compute::Storage::StorageProperties + +The properties of the storage capability of a compute construct. + +**Table O.2-7 – Attributes for StorageProperties** + +| Attribute name | Lifecycle Stereotype
(empty = Mature)
| Description | +|-------------------------|--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| blockSize | Experimental | Where the storage is arranged in blocks, this property provides the size of the blocks. | +| capacity | Experimental | Size of the storage in total | +| storageStrategy | Experimental | Defines how the data is stored and accessed | +| status | Experimental | A statement of the operational situation of the function | +| extentRange | Experimental | Represents the range of the extent, i.e., the storage capacity | +| isEmulated | Experimental | An indication as to whether the function is a native form of the type or is emergent from a complex system designed to appear to be the type | +| isEncrypted | Experimental | The data is encrypted.
The encryption scheme is not described here. Further work is required to detail this area. | +| errorCorrectionStrategy | Experimental | Some mechanism is used to correct errors in the data. | +| speedCharacteristic | Experimental | A statement of operational performance.
Note that this is a somewhat simplistic property. Speed/performance is far more complex and requires a temporal treatment. | +| applicationRole | Experimental | Indicates the design intent for the application of this storage function | + +**Table O.2-7 – Attributes for StorageProperties** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------------------------------------------------------------------------------| +| media | Experimental | Details of the physical realization.
Note that this should migrate to the physical model. | + +**O.2.3.3 StorageStrategy** + +Qualified name: Compute::Storage::StorageStrategy + +Defines how the data is stored and accessed. + +**Table O.2-8 – Attributes for StorageStrategy** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------|------------------------------------------|---------------------------------------------------| +| readWriteStrategy | Experimental | Approach to examine and change of the data stored | +| accessStrategy | Experimental | Approach to access of the data | + +**O.2.3.4 ErrorCorrectionStrategy** + +Qualified name: Compute::Storage::ErrorCorrectionStrategy + +Placeholder + +Some mechanism is used to correct errors in the data. + +The specific mechanism has not yet been modelled. + +**O.2.3.5 ExtentRange** + +Qualified name: Compute::Storage::ExtentRange + +Placeholder. + +Represents the range of the extent, i.e., the storage capacity. + +Further work is required to develop the form of representation. + +**O.2.3.6 Media** + +Qualified name: Compute::Media::Media + +Details of the physical realization. + +Note that this should migrate to the physical model. + +**Table O.2-9 – Attributes for media** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|-----------------------------------------------------------------| +| mediaType | Experimental | Type of the media | +| lifetime | Experimental | Specification of characteristics of expected operating lifetime | +| isPowerDownSafe | Experimental | Can be powered down without losing or corrupting state | + +**Table O.2-9 – Attributes for media** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| speedCharacteristicProfile | Experimental | A statement of operational performance.
Includes ROTATION speed for disks.
Note that this is a somewhat simplistic property.
Speed/performance is far more complex and requires a temporal treatment. | +| removable | Experimental | Can be removed during operation. | + +**O.2.3.7 Lifetime** + +Qualified name: Compute::Media::Lifetime + +Placeholder. + +Specification of characteristics of expected operating lifetime. + +**O.2.3.8 SpeedCharacteristic** + +Qualified name: Compute::Common::SpeedCharacteristic + +A statement of operational performance. + +Note that this is a somewhat simplistic property. Speed/performance is far more complex and requires a temporal treatment. + +**Table O.2-10 – Attributes for SpeedCharacteristic** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------| +| speedCharacteristicName | Experimental | Name of the speed characteristic type | +| speedCharacteristicProfile | Experimental | Defines the complex speed characteristics | +| characteristicNameQualifier | Experimental | Additional qualification of the characteristic name (e.g., when there are two clocks, both will be CLOCK and need to be distinguished) | + +**O.2.3.9 Status** + +Qualified name: Compute::Common::Status + +Placeholder. + +A statement of the operational situation of the function. + +**O.2.3.10 AccessStrategy** + +Qualified name: Compute::Storage::AccessStrategy + +List of access approaches. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- RANDOM\_ACCESS: + - Any individual item of data can be accessed directly with equal performance. + +- Applied stereotypes: + - Experimental +- SERIAL\_ACCESS: + - Data can be accessed efficiently in series, but accessing the first element of data takes significant time. + - Applied stereotypes: + - Experimental + +### O.2.3.11 ReadWriteStrategy + +Qualified name: Compute::Storage::ReadWriteStrategy + +List of read and write combinations. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- READ\_ONLY: + - The data can be read but not written. + - Applied stereotypes: + - Experimental +- REWRITABLE: + - The data can be read and written as required. + - Applied stereotypes: + - Experimental +- WRITE\_ONCE\_ERASE: + - The data can be read as required and can be written one unit at a time but cannot be changed. +The data can only be erased on mass (all data at once). + - Applied stereotypes: + - Experimental +- WRITE\_ONCE: + - Data can be read as required but written only once and never changed or erased. + - Applied stereotypes: + - Experimental +- WRITE\_ONLY: + - Data can be written but not read. + - Applied stereotypes: + - Experimental + +### O.2.3.12 ApplicationRole + +Qualified name: Compute::Storage::ApplicationRole + +List of application roles for a storage function. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- **CACHE:** + - Temporary storage for frequently accessed data. + - Applied stereotypes: + - Experimental +- **LONG\_TERM\_LOG:** + - For storage of large quantities of data where there are essentially no changes, just additions and the data needs to be stored for a very long duration. + - Applied stereotypes: + - Experimental +- **RAM:** + - Main memory. + - Applied stereotypes: + - Experimental + +### **O.2.3.13 SpeedProfile** + +Qualified name: Compute::Common::SpeedProfile + +Placeholder. + +Defines the complex speed characteristics. + +Applied stereotypes: + +- Experimental + +### **O.2.3.14 SpeedCharacteristicName** + +Qualified name: Compute::Common::SpeedCharacteristicName + +List of speed characteristics. + +Note that each could have mean, max, min etc. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- **CLOCK:** + - Clock ticks. + - Applied stereotypes: + - Experimental +- **INSTRUCTIONS:** + - Instructions in the native language of the processor. + - Applied stereotypes: + - Experimental +- **FLOATING\_POINT\_OPERATIONS:** + - Floating point operations. + - Applied stereotypes: + +## Experimental + +- TRANSFER\_RATE: + - Data transfer into/out of the function. + - Applied stereotypes: + - Experimental +- START\_UP\_DELAY: + - Time from initialization to full operation. + - Applied stereotypes: + - Experimental +- ACCESS\_DELAY: + - Delay in gaining access to the function. + - Applied stereotypes: + - Experimental +- OPERATIONS\_PER\_SECOND: + - Generalized activities per second. + - Applied stereotypes: + - Experimental +- ROTATION: + - Rotation speed of a mechanical device. + - Applied stereotypes: + - Experimental + +### O.2.3.15 InstructionSet + +Qualified name: Compute::Processing::InstructionSet + +List of the identifiers of the set of instruction sets. + +Essentially spec references. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- GENERIC: + - Generic instruction set. + - Applied stereotypes: + - Experimental + +### O.2.3.16 ProcessorArchitecture + +Qualified name: Compute::Processing::ProcessorArchitecture + +List of identifiers for architectures of processing functionality. + +Essentially spec references. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- GENERIC: + - Generic architecture. + - Applied stereotypes: + - Experimental + +### **O.2.3.17 Availability** + +Qualified name: Compute::Processing::Availability + +List of statements of the operational resilience of the functions. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- HIGH: + - High operational resilience (nearly always on). + - Applied stereotypes: + - Experimental +- MEDIUM: + - Medium operational resilience (normally running OK). + - Applied stereotypes: + - Experimental +- LOW: + - Low operational resilience (often not functioning). + - Applied stereotypes: + - Experimental + +### **O.2.3.18 MediaType** + +Qualified name: Compute::Media::MediaType + +List of types of media. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- SOLID\_STATE: + - Transistor etc. based with no mechanically active parts. + - Applied stereotypes: + - Experimental +- ROTATING: + - Mechanical and rotating. + - Applied stereotypes: + - Experimental + +## O.2.4 Relationship to file system and software + +Figure O.2-4 shows the relationships between this compute model and other existing models, such as the software model described in Annex L. + +![UML Class Diagram showing relationships between File, FileSystemEntry, FileSystem, ComputeConstruct, RunningSoftwareProcess, RunningOperatingSystem, RunningHostOsVmm, RunningVirtualMachineMonitor, and RunningVirtualMachine.](0016b2a0ed89535d411f65d09f278d48_img.jpg) + +``` + +classDiagram + class File { + <> + File + } + class FileSystemEntry { + <> + FileSystemEntry + } + class FileSystem { + <> + FileSystem + } + class ComputeConstruct { + <> + ComputeConstruct + } + class RunningSoftwareProcess { + <> + RunningSoftwareProcess + } + class RunningOperatingSystem { + <> + RunningOperatingSystem + } + class RunningHostOsVmm { + <> + RunningHostOsVmm + } + class RunningVirtualMachineMonitor { + <> + RunningVirtualMachineMonitor + } + class RunningVirtualMachine { + <> + RunningVirtualMachine + } + + File --|> FileSystemEntry : <> + FileSystemEntry --|> FileSystem : <> + FileSystem --|> ComputeConstruct : <> + RunningSoftwareProcess --|> RunningOperatingSystem : <> + RunningOperatingSystem --|> RunningHostOsVmm : <> + RunningHostOsVmm --|> RunningVirtualMachineMonitor : <> + RunningVirtualMachineMonitor --|> RunningVirtualMachine : <> + + File --> RunningSoftwareProcess : executable + RunningSoftwareProcess --> File : SoftwareProcessInvokedFromExecutable + RunningSoftwareProcess --> RunningOperatingSystem : _runningSoftwareProcess + RunningOperatingSystem --> RunningSoftwareProcess : OsiInvokesSoftwareProcess + RunningOperatingSystem --> RunningHostOsVmm : OsiInvokesVmmSoftwareProcess + RunningHostOsVmm --> RunningOperatingSystem : _runningHostOsVmm + RunningHostOsVmm --> RunningVirtualMachineMonitor : VmmInvokesVm + RunningVirtualMachineMonitor --> RunningHostOsVmm : _runningVm + RunningVirtualMachineMonitor --> RunningVirtualMachine : _runningVirtualMachine + RunningVirtualMachine --> RunningSoftwareProcess : ComputeConstructSupportsRunningSoftware + RunningVirtualMachine --> ComputeConstruct : ComputeConstructEmergentFromRunningVirtualMachine + ComputeConstruct --> FileSystem : ComputeConstructSupportsFileSystem + ComputeConstruct --> RunningSoftwareProcess : _runningSoftwareProcess + ComputeConstruct --> RunningVirtualMachine : _runningVirtualMachine + +``` + +The diagram illustrates the relationships between various entities in a compute model. On the left, a vertical hierarchy of purple boxes shows **File** inheriting from **FileSystemEntry**, which inherits from **FileSystem**, which in turn inherits from **ComputeConstruct**. On the right, a vertical hierarchy of blue and yellow boxes shows **RunningSoftwareProcess** inheriting from **RunningOperatingSystem**, which inherits from **RunningHostOsVmm**, which inherits from **RunningVirtualMachineMonitor**, which finally inherits from **RunningVirtualMachine**. Relationships are indicated by arrows with multiplicity and role names. For example, a **File** can be **executable** and is associated with a **RunningSoftwareProcess** via **SoftwareProcessInvokedFromExecutable**. A **RunningVirtualMachine** is associated with a **ComputeConstruct** via **ComputeConstructEmergentFromRunningVirtualMachine**. A **RunningSoftwareProcess** is associated with a **RunningOperatingSystem** via **\_runningSoftwareProcess**. A **RunningOperatingSystem** is associated with a **RunningHostOsVmm** via **OsiInvokesVmmSoftwareProcess**. A **RunningHostOsVmm** is associated with a **RunningVirtualMachineMonitor** via **VmmInvokesVm**. A **RunningVirtualMachineMonitor** is associated with a **RunningVirtualMachine** via **\_runningVirtualMachine**. A **RunningVirtualMachine** is associated with a **RunningSoftwareProcess** via **ComputeConstructSupportsRunningSoftware**. A **ComputeConstruct** is associated with a **FileSystem** via **ComputeConstructSupportsFileSystem**. A **ComputeConstruct** is associated with a **RunningSoftwareProcess** via **\_runningSoftwareProcess**. A **ComputeConstruct** is associated with a **RunningVirtualMachine** via **\_runningVirtualMachine**. A **FileSystemEntry** is associated with a **FileSystem** via **FileSystemContainsRootEntities**. A **FileSystem** is associated with a **ComputeConstruct** via **ComputeConstructSupportsFileSystem**. A **File** is associated with a **FileSystemEntry** via **\_fileSystemEntry**. A **RunningSoftwareProcess** is associated with a **RunningOperatingSystem** via **\_runningSoftwareProcess**. A **RunningOperatingSystem** is associated with a **RunningSoftwareProcess** via **OsiInvokesSoftwareProcess**. A **RunningOperatingSystem** is associated with a **RunningHostOsVmm** via **OsiInvokesVmmSoftwareProcess**. A **RunningHostOsVmm** is associated with a **RunningOperatingSystem** via **\_runningHostOsVmm**. A **RunningHostOsVmm** is associated with a **RunningVirtualMachineMonitor** via **VmmInvokesVm**. A **RunningVirtualMachineMonitor** is associated with a **RunningHostOsVmm** via **\_runningVm**. A **RunningVirtualMachineMonitor** is associated with a **RunningVirtualMachine** via **\_runningVirtualMachine**. A **RunningVirtualMachine** is associated with a **RunningSoftwareProcess** via **ComputeConstructSupportsRunningSoftware**. A **RunningVirtualMachine** is associated with a **ComputeConstruct** via **ComputeConstructEmergentFromRunningVirtualMachine**. A **ComputeConstruct** is associated with a **FileSystem** via **ComputeConstructSupportsFileSystem**. A **ComputeConstruct** is associated with a **RunningSoftwareProcess** via **\_runningSoftwareProcess**. A **ComputeConstruct** is associated with a **RunningVirtualMachine** via **\_runningVirtualMachine**. + +UML Class Diagram showing relationships between File, FileSystemEntry, FileSystem, ComputeConstruct, RunningSoftwareProcess, RunningOperatingSystem, RunningHostOsVmm, RunningVirtualMachineMonitor, and RunningVirtualMachine. + +CoreModel diagram: Compute-ComputeAndSoftware + +Figure O.2-4 – Compute and software + +## O.3 A simple compute example + +This simple example shows how the concepts in the model fit together. Figure O.3-1 shows an assembly of hardware. + +![Diagram of a chassis containing four FRUs: FRU1 (CPU), FRU2 (Mem1, Mem2, Mem3), FRU3 (SSD), and FRU4 (three empty slots).](8e0b6cbd879535208bb9d09d8e0f6b46_img.jpg) + +The diagram illustrates a hardware chassis containing four Field Replaceable Units (FRUs). The chassis is represented by a large orange rectangle labeled "Chassis" at the top. Inside the chassis, there are four vertical rectangular compartments, each labeled with an FRU number: FRU1, FRU2, FRU3, and FRU4. FRU1 contains the label "CPU". FRU2 contains three stacked rectangular boxes labeled "Mem1", "Mem2", and "Mem3". FRU3 contains the label "SSD". FRU4 contains three stacked rectangular boxes, each of which is empty. The text "G.7711(25)" is located at the bottom right of the chassis box. + +Diagram of a chassis containing four FRUs: FRU1 (CPU), FRU2 (Mem1, Mem2, Mem3), FRU3 (SSD), and FRU4 (three empty slots). + +**Figure O.3-1 – Simple compute hardware example** + +The instance representation in Figure O.3-2 shows how a slice of the capability of the hardware can be represented using the compute model. Not all the hardware is required in the slice depicted and some associations in the software model are omitted. + +![UML Class Diagram: CoreModel diagram: Compute-SimpleCompute. This diagram illustrates a compute instance structure. At the top, 'EmergentCC: ComputeConstruct' is linked to 'VM: RunningVirtualMachine' via 'ComputeConstructEmergentFromRunningVirtualMachine'. 'VM' is linked to 'VMM: RunningHostOsVmm' via 'VmmInvokesVm' and to 'ComputeSlice: ConstraintDomain' via 'RunningVmBoundaryRepresentedByCd'. 'VMM' is linked to 'OS: RunningOperatingSystem' via 'OsInvokesVm' and 'SoftwareProcess'. 'OS' is linked to 'ComputeSlice' via 'CdConstrainsRunningOs' and to 'FileSystem1: FileSystem' via 'CdConstrainsFileSystem'. 'EmergentCC' is also linked to 'OS' via 'ComputeConstructSupportsRunningSoftware' and to 'FileSystem1' via 'ComputeConstructSupportsFileSystem'. 'OS' is linked to 'VirtualCompute: ComputeConstruct' via 'ComputeConstructSupportsRunningSoftware'. 'VirtualCompute' has attributes: maxThreads = 500, numberOfCores = 1, blockSize = 512, mediaType = SOLID_STATE. It is linked to 'VirtualCompute: ComputePoolOutput' via 'ComputeConstructIsComputePoolOutput'. 'VirtualCompute: ComputePoolOutput' is linked to 'Pool1: ComputePool' via 'ComputePoolHasOutputEntries'. 'Pool1' has three input entries: 'CpuInput: ComputePoolInput', 'MemInput: ComputePoolInput', and 'StorInput: ComputePoolInput', each linked via 'ComputePoolHasInputEntries'. 'CpuInput' is linked to 'Processing1: ComputeConstruct' (attributes: maxThreads = 10000, numberOfCores = 5) via 'ComputeConstructIsComputePoolInput', which is then linked to 'FRU1: Equipment' via 'ComputeConstructEmergentFromRunningEquipment'. 'MemInput' is linked to 'Memory1: ComputeConstruct' via 'ComputeConstructIsComputePoolInput', which is linked to 'Mem2: Equipment' via 'ComputeConstructEmergentFromRunningEquipment', which is linked to 'FRU2: Equipment' via 'EquipmentEncapsulatesNonFru'. 'StorInput' is linked to 'Store1: ComputeConstruct' (attributes: blockSize = 512, mediaType = SOLID_STATE) via 'ComputeConstructIsComputePoolInput', which is linked to 'FRU3: Equipment' via 'ComputeConstructEmergentFromRunningEquipment'. A small code 'G.7711(25)' is in the bottom right of the diagram area.](99eaf23e3d47f7e6cd7837e5587b6aee_img.jpg) + +UML Class Diagram: CoreModel diagram: Compute-SimpleCompute. This diagram illustrates a compute instance structure. At the top, 'EmergentCC: ComputeConstruct' is linked to 'VM: RunningVirtualMachine' via 'ComputeConstructEmergentFromRunningVirtualMachine'. 'VM' is linked to 'VMM: RunningHostOsVmm' via 'VmmInvokesVm' and to 'ComputeSlice: ConstraintDomain' via 'RunningVmBoundaryRepresentedByCd'. 'VMM' is linked to 'OS: RunningOperatingSystem' via 'OsInvokesVm' and 'SoftwareProcess'. 'OS' is linked to 'ComputeSlice' via 'CdConstrainsRunningOs' and to 'FileSystem1: FileSystem' via 'CdConstrainsFileSystem'. 'EmergentCC' is also linked to 'OS' via 'ComputeConstructSupportsRunningSoftware' and to 'FileSystem1' via 'ComputeConstructSupportsFileSystem'. 'OS' is linked to 'VirtualCompute: ComputeConstruct' via 'ComputeConstructSupportsRunningSoftware'. 'VirtualCompute' has attributes: maxThreads = 500, numberOfCores = 1, blockSize = 512, mediaType = SOLID\_STATE. It is linked to 'VirtualCompute: ComputePoolOutput' via 'ComputeConstructIsComputePoolOutput'. 'VirtualCompute: ComputePoolOutput' is linked to 'Pool1: ComputePool' via 'ComputePoolHasOutputEntries'. 'Pool1' has three input entries: 'CpuInput: ComputePoolInput', 'MemInput: ComputePoolInput', and 'StorInput: ComputePoolInput', each linked via 'ComputePoolHasInputEntries'. 'CpuInput' is linked to 'Processing1: ComputeConstruct' (attributes: maxThreads = 10000, numberOfCores = 5) via 'ComputeConstructIsComputePoolInput', which is then linked to 'FRU1: Equipment' via 'ComputeConstructEmergentFromRunningEquipment'. 'MemInput' is linked to 'Memory1: ComputeConstruct' via 'ComputeConstructIsComputePoolInput', which is linked to 'Mem2: Equipment' via 'ComputeConstructEmergentFromRunningEquipment', which is linked to 'FRU2: Equipment' via 'EquipmentEncapsulatesNonFru'. 'StorInput' is linked to 'Store1: ComputeConstruct' (attributes: blockSize = 512, mediaType = SOLID\_STATE) via 'ComputeConstructIsComputePoolInput', which is linked to 'FRU3: Equipment' via 'ComputeConstructEmergentFromRunningEquipment'. A small code 'G.7711(25)' is in the bottom right of the diagram area. + +CoreModel diagram: Compute-SimpleCompute + +**Figure O.3-2 – Compute example instance diagram** + +## 0.4 Model considerations + +### 0.4.1 Pooling + +The decision was made to have a single compute pool rather than separate Storage, CPU and memory pools180, because: + +- CPU and memory are usually tightly coupled (via the CPU and memory buses) and the pool can then allocate these consistently +- Sometimes storage is tightly coupled with CPU and memory, and the pool can then allocate these consistently (local attached un-sharable storage) + +180 Note that this document only considers CPU and memory entries. + +The pools are not hierarchical, i.e., there is not a self-join association on ComputePool (deliberately), because: + +- The association StorageExtentPoolEntryIsLogical allows an output from one pool to become the input of another pool +- The structure needs to form a directed acyclic graph (no loops) + +Note that there is no association linking the pool inputs and outputs. The ComputePoolTransferFunction will determine the order and association between inputs and outputs. In addition, the ordering of the inputs allows the input-to-output extent mapping to be determined in simple cases. + +It is assumed that there will be a large number of simple pools rather than few large complex pools with complex mappings. + +#### **O.4.2 Partitioning and aggregation** + +The partitioning and aggregation of CPU and memory is subtly different from that of storage. + +With storage, in theory each extent can be considered separately. Some extents could come from a disk A, some from disk B. With a sensible pool allocation there is no need to worry about segmenting the pool. + +With CPU and storage there are two issues: + +- 1) The pool needs to remember and enforce segmentation (resource chunks) +- 2) The pool needs to pair CPU and memory segments + +For example, if there are 2 blade servers Blade-A and Blade-B. + +- A software process cannot be allocated a CPU from Blade-A and memory from Blade-B. +- A software thread cannot be allocated half its CPU requirements from Blade-A and half from Blade-B. +- A software thread cannot be allocated half its memory requirements from Blade-A and half from Blade-B. + +A multi-threaded application may be able to run across multiple CPU/memory pairs, but it would have to know the segmentation. + +This model will use the following: + +- ComputePoolSegment is defined to allow the definition of 'segments' +- Inputs to the pool can be optionally assigned to a segment +- Each pool input/output may optionally be related to one segment +- If an input entry relates to a segment, then no output can be assigned that 'crosses' the segment (i.e., each output can only relate to 1 segment) +- Multiple inputs can only be combined if both do not relate to a segment or if both relate to the same segment +- If an input entry is related to a segment, then it should be propagated to any outputs that relate to the same segment +- If a CPU output relates to a segment, then it can only be used with memory that relates to the same segment (and visa-versa) +- Each segment should have its own internal number range in the pool. + +### **0.4.3 Items for further investigation** + +#### **0.4.3.1 ComputePoolTransferFunction** + +This is currently a placeholder. The transfer function model will be developed in a future release. The model should take advantage of the work on the modelling of task and ViewMappingFunction both of which have elements of transfer function. The work will also need to leverage the spec model patterns. + +The transfer function in this model is intended to be basic. A more sophisticated form could be developed. + +#### **0.4.3.2 Application of specification model** + +The spec model approach should be applied to all aspects of this model. + +Some of the properties of the compute and storage could be moved to spec model occurrences. + +#### **0.4.3.3 Physical model considerations** + +The physical model should be extended to cover media type which should then be removed from this document. + +Rotation properties should also be considered in the context of the physical model and removed from this document. However, application of rotation properties may not be straightforward as rotation is physical behaviour and the current physical model focusses (intentionally) on physical inventory. The rotation consideration has similar challenges to temperature and power (both of which overload the physical model). + +Similarly, the concept of removable media belongs to the physical model. This could be covered by the equipment in holder structure. + +#### **0.4.3.4 Component-System pattern** + +The component-system pattern has been mentioned in this document, but it has not been fully expanded in the model described in this document. + +The ComputeConstruct should align more strongly with the component-system pattern and the "*..emergent..*" associations should be worked further (as there is mapping complexity hidden in these associations). It could be argued that the ViewMappingFunction is necessarily present in the relationship between a system and the apparent emergent component. This should be explored further. + +#### **0.4.3.5 Application of various recursive structure patterns** + +There are various recursive structures that can be assembled using objects from the models described in this Recommendation. As shown in this Annex O, the compute model and the software model can be used in a recursive fashion (see clause O.3, A simple compute example, which shows a recursion of ComputeConstruct). These structures can give rise to processing constructs, transport functions and control functions which can be assembled to provide network structures that interconnect physical devices that give rise to processing constructs and compute, i.e., can form a larger scale recursion. + +These recursive structures can be applied to model real world deployments. Not all recursive structures will appear in real world deployments and some that do appear will not be useful from the perspective of control and management of those deployments. + +It will be helpful, in follow-on work, to analyze structures and recursions to identify those that usefully represent real world deployments and to capture these in the form of formally described patterns and in the form of examples. + +These patterns and examples can then be used to both inform solutions and to reduce unnecessary variety via emergence of common practice and via standardization which in turn will reduce integration cost/complexity and improve overall efficiency. + +### **0.4.3.6 Other areas** + +What units should be defined for memory sizes, for CPU clock speed, etc. + +Note that: + +- Kubernetes works in units of CPU, where "One CPU, in Kubernetes, is equivalent to a Hyperthread on a bare-metal Intel processor with Hyperthreading" +- A CPU hardware thread is also called a vCPU (virtual CPU). + +Zone size needs to be defined (block, sector, byte...). + +The implications of address and data bus limitations need to be explored. + +## Annex P + +(This annex forms an integral part of this Recommendation.) + +*The annex is a placeholder for future use.* + +## Annex Q + +### Foundation – State + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is the parts of core foundation model of the core information model that deal with states. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +#### Q.1 CoreFoundationModel + +This model includes all aspects of the core that are relevant to all other parts of the core information model such as identifiers, naming and states. This annex addresses the states. + +##### Q.1.1 States + +The core state model is depicted in Figure Q.1-1. It defines a *State\_Pac* artifact, which provides state attributes. The work on states is preliminary at this stage (it is derived from [ITU-T X.731]). The *State\_Pac* is inherited by **GlobalClass** and **LocalClass** object classes. The use of these states provides a consistent way represent the overall operability, usability and current usage of the resource. + +It should be noted that the states are "Mature"/"Preliminary". + +![UML Class Diagram showing State_Pac, GlobalClass, LocalClass, AdministrativeState, OperationalState, and AssignmentState.](584f28cda727e64115ef81babbcb347c_img.jpg) + +The diagram illustrates the core state model structure: + +- State\_Pac** («OpenModelClass, Preliminary») is the base class for states. It contains three attributes: + - «Mature» + operationalState: OperationalState [0..1] + - «Mature» + administrativeState: AdministrativeState [0..1] + - «Preliminary» + assignmentState: AssignmentState [0..1]It is inherited by **GlobalClass** and **LocalClass** (both «OpenModelClass»). +- AdministrativeState** («Enumeration», «Mature») includes: + - «Mature» LOCKED + - «Mature» UNLOCKED + - «Preliminary» SHUTTING\_DOWN +- OperationalState** («Enumeration», «Mature») includes: + - «Mature» DISABLED + - «Mature» ENABLED +- AssignmentState** («Enumeration», «Preliminary») includes: + - «Preliminary» PLANNED + - «Preliminary» POTENTIAL\_AVAILABLE + - «Preliminary» POTENTIAL\_BUSY + - «Preliminary» INSTALLED + - «Preliminary» PENDING\_WITHDRAWAL + - «Preliminary» UNAVAILABLE + - «Preliminary» PENDING\_WITHDRAWAL\_FREE + - «Preliminary» SCHEDULED\_CAPACITY\_CHANGE + - «Preliminary» SCHEDULED\_WITHDRAWAL + +These states are derived from the definitions in ITU-T Recommendation X.731 "Information Technology – Open Systems Interconnection – Systems Management: State Management Function" including amendments 1 and 2. This Recommendation and its amendments are available from: + +UML Class Diagram showing State\_Pac, GlobalClass, LocalClass, AdministrativeState, OperationalState, and AssignmentState. + +G.7711(25) + +Source Papyrus CoreModel diagram: State-FullModel + +**Figure Q.1-1 – States for all Objects** + +The states described above apply to individual abstractions, it is also important to understand how the states of an abstraction are related to the states of the supporting abstractions. The relationship between the states of the abstractions is illustrated in Figure Q.1-2. + +![Figure Q.1-2: Relationship between abstractions. The diagram shows two controller contexts, Controller n+1 and Controller n. Controller n+1 contains a Client context and a Server context. Controller n contains a Client context and a Server context. Arrows indicate relationships between elements in these contexts, labeled with multiplicities like j:1, 1:1, and k:1. A bracket on the right side of the diagram labels the elements as 'Instances of the information model', 'Client abstraction', 'Dependent abstraction', and 'Supporting abstraction'. The diagram is labeled G.7711-Y.1702(22)_FQ.1-2 at the bottom right.](eed8eb3ae9e022aedef1ad63826c29d9_img.jpg) + +Figure Q.1-2: Relationship between abstractions. The diagram shows two controller contexts, Controller n+1 and Controller n. Controller n+1 contains a Client context and a Server context. Controller n contains a Client context and a Server context. Arrows indicate relationships between elements in these contexts, labeled with multiplicities like j:1, 1:1, and k:1. A bracket on the right side of the diagram labels the elements as 'Instances of the information model', 'Client abstraction', 'Dependent abstraction', and 'Supporting abstraction'. The diagram is labeled G.7711-Y.1702(22)\_FQ.1-2 at the bottom right. + +**Figure Q.1-2 – Relationship between abstractions** + +A description of the client abstraction, dependent abstraction and supporting abstraction is provided in clause Q.1.1.6. + +### Q.1.1.1 Classes and attributes + +#### Q.1.1.1.1 State\_Pac + +Qualified name: CoreModel::CoreFoundationModel::StateModel::ObjectClasses::State\_Pac + +Provides general state attributes. + +This class is abstract. + +This class is Preliminary. + +See Table Q.1-1. + +**Table Q.1-1 – Attributes for State\_Pac** + +| Attribute name | Lifecycle stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| operationalState | Mature | The operational state is used to indicate whether or not the resource is installed and working | +| administrativeState | Mature | Shows whether or not the client has permission to use or has a prohibition against using the resource.
The administrative state expresses usage permissions for specific resources without modification to the provisioning of those resources. | +| assignmentState | Preliminary | Used to track the planned deployment, allocation to clients and withdrawal of resources | + +### **Q.1.1.2 Enumerations** + +#### **Q.1.1.2.1 AdministrativeState** + +Qualified name: + +CoreModel::CoreFoundationModel::StateModel::TypeDefinitions::AdministrativeState + +The administrative state is used to show whether use of a resource is allowed or prohibited. + +The administrative state can be observed and directly controlled by certain operational roles. + +Typically, only a user with administrative privileges is allowed to write the administrative state, any other users are restricted to read only. + +Applied stereotypes: + +- Mature + +Contains Enumeration Literals: + +- **LOCKED:** + - Users are administratively prohibited from making use of the resource. + - Applied stereotypes: + - Mature +- **UNLOCKED:** + - Users are allowed to use the resource. + - Applied stereotypes: + - Mature +- **SHUTTING\_DOWN:** + - The resource is administratively restricted to existing instances of use only. There may be specific actions to remove existing uses. No new instances of use can be enabled. +The resource automatically transitions to "locked" when the last user quits. +The assignment state **PENDING\_WITHDRAWAL** should be used to indicate to the client that the provider intends to withdraw the resource from service. + - Applied stereotypes: + - Preliminary + +#### **Q.1.1.2.2 AssignmentState** + +Qualified name: + +CoreModel::CoreFoundationModel::StateModel::TypeDefinitions::AssignmentState + +This state is used to track the planned deployment, allocation to clients and withdrawal of resources. + +Applied stereotypes: + +- Preliminary + +Contains Enumeration Literals: + +- **PLANNED:** + - The resource is planned but is not present in the network or has not been made available for use. + +The following additional information may also be provided: + +- Time: An indication of when the resources are expected to be available for use. +- Comments on the status of the plan: For example: + +- Preliminary – Initial plan, subject to change + - Committed + - Installation in progress + - Client request +- Applied stereotypes: + - Preliminary +- **POTENTIAL\_AVAILABLE:** + - The supporting resources are present in the network and available for use. The resources are shared with other clients but are not currently in use. + + +A temporal expression is used to indicate when the resource will be allocated to the client. + + - 1) When a potential resource is configured and allocated to a client it is moved to the **SCHEDULED\_WITHDRAWAL** state for that client. + - 2) If the potential resource has been consumed (e.g., allocated to another client) it is moved to the **POTENTIAL\_BUSY** state for all other clients. + - Applied stereotypes: + - Preliminary +- **POTENTIAL\_BUSY:** + - The supporting resources are either present in the network but are not available for use by this client or, the resources have not been installed. + - A temporal expression is used to indicate when the resource will free (i.e., **POTENTIAL\_AVAILABLE**) or will be allocated to the client (i.e., will be moved to **SCHEDULED\_WITHDRAWAL** for the client). + - Applied stereotypes: + - Preliminary +- **INSTALLED:** + - The resource is present in the network has been allocated to the client (i.e., the resource is not shared) and should be capable of providing the service. + + +Note that if a resource is shared, then the **SCHEDULED\_WITHDRAWAL** or **SCHEDULED\_CAPACITY\_CHANGE** enumeration is used (instead of **INSTALLED**) to indicate that the resource has been allocated to the client for a defined period of time and should be capable of providing service. + - Applied stereotypes: + - Preliminary +- **PENDING\_WITHDRAWAL:** + - The resource has been marked for withdrawal (e.g., to allow maintenance or removal of the resource). Should include + - Withdrawal Time: Indicates when the resources will be withdrawn + - Return Time: Indicates when the resources are expected to be made available for use. + +If the resource will not be returned to service, then the return time is empty. + +Notes: + + - If the return time is empty the abstraction (including the UUID) should be deleted after the resource is withdrawn + - If a return time is defined the abstraction should be moved to the **UNAVAILABLE** state after the resource is withdrawn + +- Applied stereotypes: + - Preliminary +- UNAVAILABLE: + - The resource is present in the network but is unable to provide service for a predefined period of time (e.g., maintenance is being performed on the resource). Should include: + - Time: Indicates when the resource is expected to be available for use. + - Applied stereotypes: + - Preliminary +- PENDING\_WITHDRAWAL\_FREE: + - Only used in a dependent abstraction or a client abstraction + - The resource is not currently in use and the provider may withdraw the resource (without causing disruption to the client service). + - Applied stereotypes: + - Preliminary +- SCHEDULED\_CAPACITY\_CHANGE: + - The resource is present in the network. It is shared with other clients and the capacity available to the client changes over time. + - A temporal express is used to indicate when the capacity allocated to the client will be changed. + - Applied stereotypes: + - Preliminary +- SCHEDULED\_WITHDRAWAL: + - The resource is present in the network and is capable of providing the service for the client for a predefined period of time. + - A temporal expression is used to indicate when the resource will be (temporarily) withdrawn. + - Applied stereotypes: + - Preliminary + +### Q.1.1.2.3 OperationalState + +Qualified name: + +CoreModel::CoreFoundationModel::StateModel::TypeDefinitions::OperationalState + +The operational state is used to indicate whether or not the resource is installed and working. + +Applied stereotypes: + +- Mature + +Contains Enumeration Literals: + +- DISABLED: + - The resource is unable to meet the SLA of the user of the resource. + + +If no (explicit) SLA is defined the resource is disabled if it is totally inoperable and unable to provide service to the user. + - Applied stereotypes: + +- Mature +- ENABLED: + - The resource is partially or fully operable and available for use. + - Applied stereotypes: + - Mature + +### Q.1.1.3 Relationship between states in the same context + +If the assignmentState is PLANNED then the operationalState must be DISABLED and the administrativeState should be LOCKED. + +If the assignmentState is POTENTIAL\_BUSY, POTENTIAL\_AVAILABLE or UNAVAILABLE the administrativeState should be LOCKED. + +If the administrativeState is SHUTTING\_DOWN the assignmentState should be PENDING\_WITHDRAWAL. + +In all other circumstances the states are independent. + +### Q.1.1.4 Relationship between states in the client context and server context + +The tables below list the states in the server context (supporting abstraction) that influence the states in the client context (dependent abstraction) in the same controller. + +#### Administrative state + +| Supporting abstraction administrativeState | Dependent abstraction administrativeState | Notes | +|--------------------------------------------|-------------------------------------------|-----------------------------------------------------------------------------| +| LOCKED | LOCKED | Service is blocked by the supporting abstraction | +| UNLOCKED | UNLOCKED | | +| | LOCKED | Local modification:
Service is not blocked in the supporting abstraction | + +#### Operational state + +| Supporting abstraction operationalState | Dependent abstraction operationalState | +|-----------------------------------------|----------------------------------------| +| ENABLED | ENABLED | +| DISABLED | DISABLED | + +#### Assignment state + +| Supporting abstraction assignmentState | Permitted dependent abstraction assignmentState | Notes | +|----------------------------------------|-------------------------------------------------|----------------------------------------------------------------------------------------------| +| PLANNED | PLANNED | | +| INSTALLED | PLANNED | Local modification:
The administrator may choose to delay showing the change to INSTALLED | +| | INSTALLED | | + +| Supporting abstraction assignmentState | Permitted dependent abstraction assignmentState | Notes | +|----------------------------------------|-------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------| +| | POTENTIAL_AVAILABLE | Controlled by the entity managing the supporting abstraction:
Only used if more than one client has a view of the same resource | +| | POTENTIAL_BUSY | Controlled by the entity managing the supporting abstraction:
Only used if more than one client has a view of the same resource | +| | PENDING_WITHDRAWAL_FREE | Local modification:
Controlled by client using the resource:
Resource may be removed from this client. No impact on the supporting abstraction | +| | SCHEDULED_WITHDRAWAL | Controlled by the entity managing the supporting abstraction:
Only used if more than one client has a view of the same resource | +| | SCHEDULED_CAPACITY_CHANGE | Controlled by the entity managing the supporting abstraction:
Only used if more than one client has a view of the same resource | +| POTENTIAL_AVAILABLE | POTENTIAL_AVAILABLE | | +| | PENDING_WITHDRAWAL_FREE | Local modification:
Controlled by client using the resource:
Resource may be removed from this client. No impact on the supporting entity | +| POTENTIAL_BUSY | POTENTIAL_BUSY | | +| | PENDING_WITHDRAWAL_FREE | Local modification:
Controlled by client using the resource:
Resource may be removed from this client. | +| PENDING_WITHDRAWAL | PENDING_WITHDRAWAL | | +| | PENDING_WITHDRAWAL_FREE | Local modification:
Controlled by client using the resource:
The client is no longer using the resource | + +| Supporting abstraction assignmentState | Permitted dependent abstraction assignmentState | Notes | +|----------------------------------------|-------------------------------------------------|-------| +| UNAVAILABLE | UNAVAILABLE | | + +No other states in the dependent abstraction (in the client context) have a dependency on the state of the supporting abstraction (in the server context). + +The states in the client abstraction (in the server context of the "n+1" controller – as shown in Figure Q.1-2) should track the states of the dependent abstraction (in the client context of the "n" controller – as shown in Figure Q.1-2) except for PENDING\_WITHDRAWAL\_FREE which is controlled by the client using the resource. + +The AdministrativeState in the server context is not visible in the client context. The client context may maintain an independent AdministrativeState. + +The provider controls the assignmentState of the dependent abstraction that is visible to the client context as described in the table above. + +### Q.1.1.5 State transition diagrams + +These state transition diagrams are preliminary sketches that may be refined in following releases. + +#### Q.1.1.5.1 Administrative state + +Figure Q.1-3 shows the allowed transition of the Administrative state. + +![State transition diagram for AdministrativeState. The diagram shows three states: LOCKED, SHUTTING_DOWN, and UNLOCKED. Initial 1 points to LOCKED. Initial 2 points to UNLOCKED. Transitions are: LOCKED to SHUTTING_DOWN, SHUTTING_DOWN to LOCKED, SHUTTING_DOWN to UNLOCKED, UNLOCKED to SHUTTING_DOWN, and UNLOCKED to LOCKED.](90bb01946f6598c02092deb9f0fc2fe2_img.jpg) + +``` + +stateDiagram-v2 + [*] --> LOCKED : Initial 1 + [*] --> UNLOCKED : Initial 2 + LOCKED --> SHUTTING_DOWN + SHUTTING_DOWN --> LOCKED + SHUTTING_DOWN --> UNLOCKED + UNLOCKED --> SHUTTING_DOWN + UNLOCKED --> LOCKED + +``` + +G.7711-Y.1702(22)\_FQ.1-3 + +State transition diagram for AdministrativeState. The diagram shows three states: LOCKED, SHUTTING\_DOWN, and UNLOCKED. Initial 1 points to LOCKED. Initial 2 points to UNLOCKED. Transitions are: LOCKED to SHUTTING\_DOWN, SHUTTING\_DOWN to LOCKED, SHUTTING\_DOWN to UNLOCKED, UNLOCKED to SHUTTING\_DOWN, and UNLOCKED to LOCKED. + +Figure Q.1-3 – Administrative state + +The shutting down state is used in a supporting abstraction when a dependent abstraction is in the assignment state of Installed (i.e., a client may be using the resource). The ShuttingDown state is not visible to the dependent abstraction. The assignmentState of the supporting abstraction should be changed to PENDING\_WITHDRAWAL when the AdministrativeState transitions to SHUTTING\_DOWN. After the assignmentState of the dependent abstraction has transitioned to PENDING\_WITHDRAWAL\_FREE the AdministrativeState of the supporting abstraction can transition to LOCKED and the assignmentState of the dependent abstraction should be changed to UNAVAILABLE or the abstraction should be deleted. + +#### Q.1.1.5.2 Operational state + +Figure Q.1-4 shows the allowed transition of the Operational state. + +![](2dd0ba902cf30ea954edf716f87194da_img.jpg) + +«OpenModelClass, Mature» +OperationalState + +``` + +stateDiagram-v2 + [*] --> ENABLED : Initial 1 + [*] --> DISABLED : Initial 2 + ENABLED --> DISABLED + DISABLED --> ENABLED + +``` + +G.7711-Y.1702(22)\_FQ.1-4 + +**Figure Q.1-4 – Operational state** + +The operationalState is controlled by the supporting hardware or software and is read only. The operationalState of a dependent abstraction in the INSTALLED state must match the operationalState of the supporting abstraction. + +### Q.1.1.5.3 Assignment state + +Figure Q.1-5 shows the allowed transition of the Assignment state. + +![UML State machine diagrams for assignment states. Top-left: FixedCapacitySharedResource. Top-right: PermanentDedicatedResource. Bottom-right: VariableCapacitySharedResource. Each shows states like PLANNED, INSTALLED, UNAVAILABLE, and withdrawal states with color-coded transitions.](c809593faceb727c8528e0ff920ffb4b_img.jpg) + +**Key** + +- Startup +- Normal operation +- Abnormal event – e.g., removal of a resource +- Resource returned to normal operation + +**FixedCapacitySharedResource State Machine:** + +``` + +stateDiagram-v2 + [*] --> PLANNED : Initial1 + [*] --> SCHEDULED_WITHDRAWAL : Initial2 + PLANNED --> Final1 + PLANNED --> INSTALLED + INSTALLED --> SCHEDULED_WITHDRAWAL + INSTALLED --> POTENTIAL_AVAILABLE + INSTALLED --> UNAVAILABLE + INSTALLED --> PENDING_WITHDRAWAL + SCHEDULED_WITHDRAWAL --> POTENTIAL_BUSY + SCHEDULED_WITHDRAWAL --> POTENTIAL_AVAILABLE + SCHEDULED_WITHDRAWAL --> PENDING_WITHDRAWAL + POTENTIAL_BUSY --> POTENTIAL_AVAILABLE + POTENTIAL_AVAILABLE --> INSTALLED + POTENTIAL_AVAILABLE --> UNAVAILABLE + UNAVAILABLE --> INSTALLED + PENDING_WITHDRAWAL --> PENDING_WITHDRAWAL_FREE + PENDING_WITHDRAWAL_FREE --> Final2 + +``` + +**PermanentDedicatedResource State Machine:** + +``` + +stateDiagram-v2 + [*] --> PLANNED : Initial1 + [*] --> INSTALLED : Initial2 + PLANNED --> Final1 + PLANNED --> INSTALLED + INSTALLED --> UNAVAILABLE + INSTALLED --> PENDING_WITHDRAWAL + UNAVAILABLE --> INSTALLED + PENDING_WITHDRAWAL --> PENDING_WITHDRAWAL_FREE + PENDING_WITHDRAWAL_FREE --> Final2 + +``` + +**VariableCapacitySharedResource State Machine:** + +``` + +stateDiagram-v2 + [*] --> PLANNED : Initial1 + [*] --> SCHEDULED_CAPACITY_CHANGE : Initial2 + PLANNED --> Final1 + PLANNED --> INSTALLED + INSTALLED --> SCHEDULED_CAPACITY_CHANGE + INSTALLED --> UNAVAILABLE + INSTALLED --> PENDING_WITHDRAWAL + SCHEDULED_CAPACITY_CHANGE --> INSTALLED + SCHEDULED_CAPACITY_CHANGE --> UNAVAILABLE + SCHEDULED_CAPACITY_CHANGE --> PENDING_WITHDRAWAL + UNAVAILABLE --> SCHEDULED_CAPACITY_CHANGE + PENDING_WITHDRAWAL --> PENDING_WITHDRAWAL_FREE + PENDING_WITHDRAWAL_FREE --> Final2 + +``` + +UML State machine diagrams for assignment states. Top-left: FixedCapacitySharedResource. Top-right: PermanentDedicatedResource. Bottom-right: VariableCapacitySharedResource. Each shows states like PLANNED, INSTALLED, UNAVAILABLE, and withdrawal states with color-coded transitions. + +G.7711(25) + +**Figure Q.1-5 – Assignment state** + +The allocation of a resource may be migrated between the use cases as described below. + +From PermanentDedicatedResource to FixedCapacitySharedResource (1) + +- From INSTALLED to SCHEDULED\_WITHDRAWAL + +From FixedCapacitySharedResource to PermanentDedicatedResource (2) + +- From SCHEDULED\_WITHDRAWAL or POTENTIAL\_AVAILABLE to INSTALLED + +From VariableCapacitySharedResource to PermanentDedicatedResource (3) + +- From SCHEDULED\_CAPACITY\_CHANGE to INSTALLED + +From PermanentDedicatedResource to VariableCapacitySharedResource (4) + +- From INSTALLED to SCHEDULED\_CAPACITY\_CHANGE + +FixedCapacitySharedResource to VariableCapacitySharedResource (5) + +- From SCHEDULED\_WITHDRAWAL to SCHEDULED\_CAPACITY\_CHANGE + +From VariableCapacitySharedResource to FixedCapacitySharedResource (6) + +- From SCHEDULED\_CAPACITY\_CHANGE to SCHEDULED\_WITHDRAWAL + +If a resource is shared by two or more clients (dependent abstractions) when the supporting abstraction changes to INSTALLED, the dependent abstraction transitions to POTENTIAL\_AVAILABLE, POTENTIAL\_BUSY, SCHEDULED\_WITHDRAWAL or SCHEDULED\_CAPACITY\_CHANGE. A resource may be POTENTIAL\_AVAILABLE in all the dependent abstractions or PENDING\_WITHDRAWAL in one dependent abstraction and POTENTIAL\_BUSY in all other dependent abstractions. + +A resource in a supporting abstraction is moved to PENDING\_WITHDRAWAL when the provider of that resource intends to withdraw the resource from the client. The provider should indicate the time when the resource will be withdrawn and indicate if the withdrawal will be permanent or temporary (e.g., to allow network maintenance). + +A resource is moved to PENDING\_WITHDRAWAL\_FREE when the user of that resource is no longer using the resource. This causes the corresponding resource in the client context (the dependent abstraction) to transition to PENDING\_WITHDRAWAL\_FREE. The provider may withdraw the resource after the specified time even if the client has not transitioned to PENDING\_WITHDRAWAL\_FREE. + +When the resource in the dependent abstraction moves to PENDING\_WITHDRAWAL\_FREE the administrativeState of the supporting abstraction may be changed to LOCKED. If the withdrawal is temporary, the dependent abstraction should be changed to UNAVAILABLE. If the withdrawal is permanent the abstraction should be deleted. + +Note that an abstraction in a server context may play the role of both the client abstraction (when viewed from the perspective of controller n in Figure Q.1-2) and the supporting abstraction (when viewed from the perspective of controller n+1 in Figure Q.1-2). In this case the POTENTIAL\_AVAILABLE and POTENTIAL\_BUSY states are used in the supporting abstraction. + +#### **Q.1.1.6 Use of states** + +##### **Q.1.1.6.1 Model context** + +Figure Q.1-6 is an informal sketch of the relationship between the "platform," that supports the functions, the logical resource model, that provides a view of the logical resources and the equipment and software models, that provide a view of the implementation platform. Note that this figure shows a highly simplified view of the equipment model and software model, only the major relationships of interest are shown. The client context and server context may be represented by constrain domains. The equipment model is in Annex F and the software model is in Annex L. + +![Figure Q.1-6 – Relationship between entities and abstractions. This diagram illustrates the hierarchy of network models. At the top is the 'Logical resource model' containing 'Controller n+1' and 'Controller n'. 'Controller n+1' has a 'Client context' (j:1) and a 'Server context' (1:1). 'Controller n' has a 'Client context' (k:1) and a 'Server context'. Arrows show relationships: 'j:1' from Client context of n+1 to Server context of n+1; '1:1' from Server context of n+1 to Client context of n; 'k:1' from Client context of n to Server context of n. Below the logical model is the 'Instances of the information model' which includes 'Client abstraction', 'Dependent abstraction', and 'Supporting abstraction'. A dashed arrow labeled 'm:n' points from the logical model to a 'Platform modelled by artefacts' box. A solid arrow points from this box to a 'Functions' box (e.g., adaptation, termination etc.) modelled by artefacts in TR512/ITU-T G.7711.... A dashed arrow labeled 'm:n' points from the 'Functions' box to a 'Function described as "processes"' box (in ITU-T G.798, ITU-T G.8021...). A dashed arrow labeled '1:n' points from the 'Function described as "processes"' box to a 'Platform – supports "Functions" (Hardware or software)' box. Annotations include: 'Represented by object instances (equipment, software, "physical" ports)' for the platform model; 'Relates logical resource to supporting "platform"' for the m:n arrow; 'One or more levels of recursion if the functions are supported by software' for the dashed arrows; 'Has physical ports' for the bottom platform box; and 'Represented by object instances that aggregate artefacts' (e.g., LTP, FD in a controller, have logical ports) for the functions box. The bottom section is labeled 'Implementation' and the diagram code 'G.7711-Y.1702(22)_FQ.1-6'.](3206908d095735fe036950cff84908e8_img.jpg) + +Figure Q.1-6 – Relationship between entities and abstractions. This diagram illustrates the hierarchy of network models. At the top is the 'Logical resource model' containing 'Controller n+1' and 'Controller n'. 'Controller n+1' has a 'Client context' (j:1) and a 'Server context' (1:1). 'Controller n' has a 'Client context' (k:1) and a 'Server context'. Arrows show relationships: 'j:1' from Client context of n+1 to Server context of n+1; '1:1' from Server context of n+1 to Client context of n; 'k:1' from Client context of n to Server context of n. Below the logical model is the 'Instances of the information model' which includes 'Client abstraction', 'Dependent abstraction', and 'Supporting abstraction'. A dashed arrow labeled 'm:n' points from the logical model to a 'Platform modelled by artefacts' box. A solid arrow points from this box to a 'Functions' box (e.g., adaptation, termination etc.) modelled by artefacts in TR512/ITU-T G.7711.... A dashed arrow labeled 'm:n' points from the 'Functions' box to a 'Function described as "processes"' box (in ITU-T G.798, ITU-T G.8021...). A dashed arrow labeled '1:n' points from the 'Function described as "processes"' box to a 'Platform – supports "Functions" (Hardware or software)' box. Annotations include: 'Represented by object instances (equipment, software, "physical" ports)' for the platform model; 'Relates logical resource to supporting "platform"' for the m:n arrow; 'One or more levels of recursion if the functions are supported by software' for the dashed arrows; 'Has physical ports' for the bottom platform box; and 'Represented by object instances that aggregate artefacts' (e.g., LTP, FD in a controller, have logical ports) for the functions box. The bottom section is labeled 'Implementation' and the diagram code 'G.7711-Y.1702(22)\_FQ.1-6'. + +**Figure Q.1-6 – Relationship between entities and abstractions** + +Figure Q.1-8 illustrates the relationship between the logical resource model and the supporting hardware or software platform, it does not show the full hardware or software model. In the equipment model and software model a field replaceable unit (FRU) or a running software module is represented by an object. These objects support one or more of the artefacts in the logical resource model. In the logical resource model, the lowest level objects are the aggregation of one or more of the artefacts. + +*Example:* + +- *An interface card on an Ethernet switch (a single FRU) may support 10 \* IGE interfaces and thus 10 "Ethernet" LTPs.* +- *The PHY of each of the Ethernet interfaces may be on a separate pluggable module (FRU) so each Ethernet LTP is supported by both the interface card (FRU) and the pluggable module (FRU).* + +The objects in a server context are referred to as the "supporting abstraction" and the objects in the client context are referred to as the "dependent abstraction". The states of an object in a client context (the dependent abstraction) should be consistent with the state of the corresponding supporting object(s) in the server context (in the same controller). Also, the state of the object in the server context in the n+1 controller (client abstraction) should track the state of the object in the corresponding client context (in the n controller). Note that when the state of one or more of the supporting abstractions changes the state of the dependent abstraction and client abstraction will not be consistent until that change has been processed. In a recursive hierarchy, the client abstraction will play the role of supporting abstraction in the next level of the hierarchy. + +Within a controller, the objects "directly" representing the implementation (e.g., in the server context in Controller n in Figure Q.1-6) should support the Administrative state. When the administrativeState is set to LOCKED, the implementation prevents the resource from being used. Abstraction in any other context (e.g., in the client context in controller n or server context in controller n+1) support of the administrative state is optional. Setting the administrativeState to LOCKED does not have any influence on the resource and it will continue to function normally. + +The resources in a server context (i.e., the supporting abstractions) may be aggregated into a single object in a client context that is "mirrored" in the server context of the client controller by the client abstraction. + +#### Q.1.1.6.1.1 Alarms, fault isolation and control + +The "lowest level" objects in the resource model are "directly connected" to the implementation and have access to the forwarding namespace. They can configure the resources that implement the logical functions and receive alarm/status information directly from the implementation. Fault location, to the level required for FRU replacement, can only be performed with information from this lowest level which provides access to the resource and physical name spaces. + +When an object is presented in a client context, the alarm/status information is abstracted and aggregated, the relationship to the implementation is not visible from the client context. + +#### Q.1.1.6.2 Instance relationships + +As described above, the supporting entity may be a "platform" or a managed object. The dependent entity is always a managed object. The relationships between the supporting and dependent abstractions may be: + +| Number of supporting abstractions/resources | Number of dependent abstractions | +|---------------------------------------------|----------------------------------| +| 1 | 1 | +| 1 | n | +| m | 1 | +| m | n | + +The state of a dependent abstraction must be consistent with the state of the supporting abstraction(s). For the m:1 and m:n cases the states are considered in the order of the precedence described in the following subclauses. + +The state of the client abstraction (in the server context of controller n+1) should match the state of the dependent abstraction (in the client context of controller n). + +#### Q.1.1.6.2.1 Supporting:Dependent 1:1 case and 1:n case + +The state of the dependent objects is set based on the state of the supporting abstraction and in some cases may be modified by the local controller as described in clause Q.1.1.4. For the 1:n case local modifications are made independently on each of the dependent abstractions. + +#### Q.1.1.6.2.2 Supporting:Dependent m:1 case + +The state of the dependent object is set based on the state of the *composite* supporting instance as described below. The precedence of the states in the tables below are used to determine the state of the *composite* supporting abstraction. + +## Administrative state + +| administrativeState | Precedence | +|---------------------|------------| +| LOCKED | Highest | +| SHUTTING_DOWN | | +| UNLOCKED | Lowest | + +## Operational state + +| operationalState | Precedence | +|------------------|------------| +| DISABLED | Highest | +| ENABLED | Lowest | + +## Assignment state + +| assignmentState | Precedence | +|----------------------------------------------------------------|------------| +| PLANNED | Highest | +| UNAVAILABLE | | +| PENDING_WITHDRAWAL
PENDING_WITHDRAWAL_FREE | | +| POTENTIAL_BUSY | | +| POTENTIAL_AVAILABLE | | +| INSTALLED
SCHEDULED_WITHDRAWAL
SCHEDULED_CAPACITY_CHANGE | Lowest | + +The m:1 case has two sub-cases: + +### Q.1.1.6.2.2.1 Simple + +This arrangement of supporting abstraction and composite abstraction is illustrated in Figure Q.1-7. + +![Diagram illustrating the component composite relationship. A single black node labeled 'Composite' is connected by lines to three grey nodes labeled 'Components'.](e483966d1835fa583cffcd98938f99f1_img.jpg) + +The diagram shows a 'Composite' node at the top connected to three 'Components' nodes below it. The nodes are represented by circles, and the connections are straight lines. The text 'G.7711-Y.1702(22)\_FQ.1-7' is written below the diagram. + +Diagram illustrating the component composite relationship. A single black node labeled 'Composite' is connected by lines to three grey nodes labeled 'Components'. + +**Figure Q.1-7 – Component composite relationship** + +The state of the composite abstraction is determined by making a list of the states of the component supporting abstractions and arranging that list of states from the lowest to highest precedence. The resource policy defines the number of component supporting abstractions that must be in a given state (or in a lower precedence state) for the composite abstraction to be in that state. + +#### Q.1.1.6.2.2.1.1 Example of the application of resource policy + +Using the assignment state enumerations as an example, then in the case of six component supporting abstractions with the following states: + +| Abstraction | A | B | C | D | E | F | +|-------------|---------|------------|----------------------|------------|-----------------|----------------------| +| State | PLANNED | INSTALL ED | POTENTIAL_AVAI LABLE | INSTALL ED | POTENTIAL_B USY | POTENTIAL_AVAI LABLE | + +Rearranging into an ordered list: + +| | Abstraction | State | +|---|-------------|---------------------| +| 1 | B | INSTALLED | +| 2 | D | INSTALLED | +| 3 | C | POTENTIAL_AVAILABLE | +| 4 | F | POTENTIAL_AVAILABLE | +| 5 | E | POTENTIAL_BUSY | +| 6 | A | PLANNED | + +The state of the composite abstraction is determined by applying the resource policy for the number of component supporting abstractions that must be in a given state (or in a lower precedence state) for the composite abstraction to be in that state. If the policy only requires 1, the composite state will be INSTALLED: If the policy requires 3, the composite state will be POTENTIAL\_AVAILABLE; If the policy requires 6, the composite state will be PLANNED. + +#### Q.1.1.6.2.2.2 Compound + +This may be modelled by concatenating the appropriate set of simple cases described above. The state of the intermediate composite is evaluated for each (simple) group and is used to define the state of the intermediate component for the next stage of evaluation. That is, each of sets of "lower" components are evaluated, using the rules described above, to determine the intermediate composite states. These intermediate composite states are then used as the intermediate component state when evaluating the state of the next level of composite abstractions. Figure Q.1-8 shows an example where three levels of evaluation used to map from the component states into the composite state. The sets of component abstractions that are grouped to form an intermediate composite abstraction is determined by the topological relationship between those abstractions. The compound case could, for example, be used to derive the state of a forwarding domain that is supported by a set of forwarding domains and links (each with its own intermediate composite state). + +![Figure Q.1-8: Compound component composite relationships. A hierarchical tree diagram showing relationships between Composite, Intermediate components, Intermediate composite, and Components. The top level is a single black node labeled 'Composite'. Below it are two grey nodes labeled 'Intermediate components'. Below those are two black nodes labeled 'Intermediate composite'. Below those are three grey nodes labeled 'Intermediate components'. At the bottom are nine grey nodes labeled 'Components'. Solid lines connect nodes at the same level, while dashed lines connect nodes between levels.](3ed75d2d7f7da7885e3f4bfe070a09cd_img.jpg) + +G.7711-Y.1702(22)\_FQ.1-8 + +Figure Q.1-8: Compound component composite relationships. A hierarchical tree diagram showing relationships between Composite, Intermediate components, Intermediate composite, and Components. The top level is a single black node labeled 'Composite'. Below it are two grey nodes labeled 'Intermediate components'. Below those are two black nodes labeled 'Intermediate composite'. Below those are three grey nodes labeled 'Intermediate components'. At the bottom are nine grey nodes labeled 'Components'. Solid lines connect nodes at the same level, while dashed lines connect nodes between levels. + +**Figure Q.1-8 – Compound component composite relationships** + +Some (or all) of the intermediate composite abstractions may be exposed to a client. Also, alternate intermediate aggregates of the same component resources may be exposed to a client as illustrated in Figure Q.1-9. + +![Figure Q.1-9: Alternate intermediate aggregates. A diagram showing a 'Composite' node at the top connected to two groups of 'Intermediate components' (labeled 'Intermediate aggregation 1' and 'Intermediate aggregation 2'). Each group contains three 'Intermediate composite' nodes. All 'Intermediate composite' nodes are connected to a single row of 'Components' at the bottom. Solid lines connect the 'Composite' node to the 'Intermediate components' and the 'Intermediate composite' nodes to the 'Components'. Dashed lines connect the 'Intermediate components' to the 'Intermediate composite' nodes within each group.](961f2a48693ab0934b554468ea75aa60_img.jpg) + +G.7711-Y.1702(22)\_FQ.1-9 + +Figure Q.1-9: Alternate intermediate aggregates. A diagram showing a 'Composite' node at the top connected to two groups of 'Intermediate components' (labeled 'Intermediate aggregation 1' and 'Intermediate aggregation 2'). Each group contains three 'Intermediate composite' nodes. All 'Intermediate composite' nodes are connected to a single row of 'Components' at the bottom. Solid lines connect the 'Composite' node to the 'Intermediate components' and the 'Intermediate composite' nodes to the 'Components'. Dashed lines connect the 'Intermediate components' to the 'Intermediate composite' nodes within each group. + +**Figure Q.1-9 – Alternate intermediate aggregates** + +In this case it is important that the state of the composite derived via intermediate aggregation 1 is the same as the state derived via intermediate aggregation 2. + +**Q.1.1.6.2.3 Supporting:Dependent m:n case** + +NOTE – This does not represent an m:n protection scheme. + +First, the state of the m component abstractions is mapped into a single composite state as described in clause Q.1.1.6.2.2. Then this composite state is used to derive the state of the dependent abstraction as described in clause Q.1.1.6.2.2.2. This would be used, for example, when a forwarding domain that is supported by forwarding domains and links is shared between n clients. + +### Q.1.1.6.3 Protected entities + +The state of an abstraction that is representing a protected resource is determined by the CASC that is managing/representing the protection scheme. Note that a client (controller) may have a view of both the protected resource and the (unprotected) resources that support it. + +### Q.1.1.6.4 Split entities + +The view (abstractions) presented to a client controller cannot provide a more detailed view than that offered by the lowest level instances that have been created. When a client (controller) view of an entity is "split" as shown in the example in Figure Q.1-10, where the original client FD is split into two FDs (X and Y). Links 2, 3 and LTPs 4, 5, 6, 7 are now exposed to the client. The client must retain the context of the original (parent) FD to understand the link between Client FD X and Client FD Y. + +![Diagram illustrating a split entity example. A 'Client parent FD' is shown as a large oval containing two smaller ovals, 'FD A' and 'FD B', which are connected by 'Link 1'. 'FD A' is associated with 'Client LTP 1' and 'Server LTP 1'. 'FD B' is associated with 'Client LTP 2' and 'Server LTP 2'. Below this, another large oval contains 'FD C', which is associated with 'Client LTP 3' and 'Server LTP 3'. 'FD C' is connected to 'FD A' via 'Link 3' (with 'LTP 4' and 'LTP 6') and to 'FD B' via 'Link 2' (with 'LTP 5' and 'LTP 7'). Arrows point from 'Client parent FD' to the top oval, 'Client FD X' to 'FD A', and 'Client FD Y' to 'FD C'. A reference code 'G.7711-Y.1702(22)_FQ.1-10' is present at the bottom right of the diagram.](efebf74e0b1b33ffca809342c52bd06a_img.jpg) + +Diagram illustrating a split entity example. A 'Client parent FD' is shown as a large oval containing two smaller ovals, 'FD A' and 'FD B', which are connected by 'Link 1'. 'FD A' is associated with 'Client LTP 1' and 'Server LTP 1'. 'FD B' is associated with 'Client LTP 2' and 'Server LTP 2'. Below this, another large oval contains 'FD C', which is associated with 'Client LTP 3' and 'Server LTP 3'. 'FD C' is connected to 'FD A' via 'Link 3' (with 'LTP 4' and 'LTP 6') and to 'FD B' via 'Link 2' (with 'LTP 5' and 'LTP 7'). Arrows point from 'Client parent FD' to the top oval, 'Client FD X' to 'FD A', and 'Client FD Y' to 'FD C'. A reference code 'G.7711-Y.1702(22)\_FQ.1-10' is present at the bottom right of the diagram. + +NOTE – In this figure the terms "client" and "server" refer to SDN controllers in a hierarchy + +**Figure Q.1-10 – Split entity example** + +The states of the dependent resources provided by the server (controller) must reflect the states of the supporting resources as described above. + +The new client FDs should be provided with new identifiers so that the identifier for the parent FD can be retained. + +### Q.1.1.6.5 Merged entities + +The state of the merged entity must be consistent with the state of the supporting resources as described above. + +Considering the example above where the server controller is required to "merge" client FD X and client FD Y into a single FD, there are two cases: + +- The parent FD is already visible (with an identifier) in the client context. In this case no further action is required. +- The parent FD is not visible in the client context. In this case a new ID for the parent FD should be created. This option must be used if the client has the option of viewing either level of abstraction (i.e., FD X, Y and Parent FD). The ID of either FD X or FD Y could be used for the parent FD. However, this is not recommended since it precludes the possibility of leaving FD X and FD Y visible to the client. + +### Q.1.1.6.6 Examples of the use of temporal expressions for the assignmentState + +See Table Q.1-2. + +**Table Q.1-2 – Example temporal expression for a fixed capacity resource shared by clients A and B** + +| | Period 1 | Period 2 | Period 3 | +|---------------------------------------------------------------------------------|----------------------|----------------------|---------------------| +| Server view | Assigned to A | Assigned to B | Free | +| Client A view | SCHEDULED_WITHDRAWAL | POTENTIAL_BUSY | POTENTIAL_AVAILABLE | +| Client B view | POTENTIAL_BUSY | SCHEDULED_WITHDRAWAL | POTENTIAL_BUSY* | +| * The server may choose not to expose POTENTIAL_AVAILABLE capacity to client B. | | | | + +### Example temporal expression for a variable capacity shared resource shared by clients A and B + +#### Packet variable capacity shared resource allocation: + +Total capacity = 100: + +$\sum$ allocated CIR $\leq 100$ : + +$\sum$ allocated PIR $\leq 200$ : PIR allocated to one client $\leq 100$ + +NOTE – In this example the PIR is over-subscribed. Depending on the traffic loading a client may not be able to use the full allocated PIR. + +| | Period 1 | Period 2 | Period 3 | Period 4 | +|---------------------|----------|----------|----------|----------| +| Capacity allocation | Table 1 | Table 2 | Table 3 | Table 4 | + +| Table 1 | | | +|-------------|-----|-----| +| | CIR | PIR | +| Client A | 50 | 80 | +| Client B | 20 | 30 | +| Unallocated | 30 | 90 | + +| Table 2 | | | +|-------------|-----|-----| +| | CIR | PIR | +| Client A | 0 | 0 | +| Client B | 90 | 100 | +| Unallocated | 10 | 100 | + +| Table 3 | | | +|----------------|------------|------------| +| | CIR | PIR | +| Client A | 0 | 10 | +| Client B | 20 | 30 | +| Unallocated | 80 | 160 | + +| Table 4 | | | +|----------------|------------|------------| +| | CIR | PIR | +| Client A | 10 | 20 | +| Client B | 90 | 100 | +| Unallocated | 0 | 80 | + +**TDM variable capacity shared resource** + +Total capacity = 100: + +$$\sum \text{ allocated capacity} \leq 100$$ + +| | Period 1 | Period 2 | Period 3 | Period 4 | +|---------------------|-----------------|-----------------|-----------------|-----------------| +| Capacity allocation | Table 1 | Table 2 | Table 3 | Table 4 | + +| Table 1 | | | +|----------------|------------------|------------------------------------------| +| | Allocated | Potential available181 | +| Client A | 50 | 30 | +| Client B | 20 | 30 | +| Unallocated | 30 | – | + +| Table 2 | | | +|----------------|------------------|------------------------------------------| +| | Allocated | Potential available181 | +| Client A | 0 | 0 | +| Client B | 90 | 10 | +| Unallocated | 10 | – | + +| Table 3 | | | +|----------------|------------------|------------------------------------------| +| | Allocated | Potential available181 | +| Client A | 0 | 30 | +| Client B | 20 | 50 | +| Unallocated | 80 | – | + +181 The server may decide how much of the POTENTIAL\_AVAILABLE capacity is exposed to each of the clients + +| Table 4 | | | +|----------------|------------------|------------------------------------------| +| | Allocated | Potential available181 | +| Client A | 10 | 0 | +| Client B | 90 | 0 | +| Unallocated | 0 | – | + +## Annex R + +### Temporal expression + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is on a model of time periods. Application of this model to the other core model entities will allow for representation of the history of actual lifecycle changes and representation of future possibility/intention. For the latter, some of the multiplicities in the model may need to be refined. + +There are many models/representations of temporal expression. These have been explored to inform the development of the model described in this document. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (see Appendix II). + +#### R.1 Temporal expression model detail + +The model: + +- Represents time using a combination of absolute calendar statements, statements of periodicity, statements of duration, statements of iteration and statements of phase. +- Provides temporal expressions in terms of combinations of minutes, hours, days, weeks, months and years. +- Accounts for time zone and DST. +- Is formed around a `TemporalExpression` class that is built from a union of `TeElements` where each `TeElement` is formed by an intersection of definitions where each definition is applied via «specify» abstraction (such that the definition augments the `TeElement`). +- Supports the combination of expressions where, in general, specifications of the same sort combine by union and of different sort combine by intersection. Following the model explanation there is a section of examples to illustrate this. +- Enables a `TemporalExpression` to incorporate other previously defined `TemporalExpressions` where the incorporation method can be union, intersection or intersection with the complement of the incorporated `TemporalExpression`. +- Has been designed such that all combinations give a defined output (i.e., no combinations are "illegal"), although some may result in no period. + +Figure R.1-1 shows the model. + +![UML Class Diagram: TemporalExpression-Overview. The diagram shows a hierarchy of classes for temporal expressions. At the top is 'OpenModelClass, Experimental, AggLeaf' with attributes like 'daysOfWeekUnion', 'periodDurationInDaysUnion', 'namedDayPositionInMonthUnion', 'weekInMonth', 'monthPhasing', and 'specificMonthUnion'. Below it is 'OpenModelClass, Experimental, AggLeaf' with 'BoundingPeriodIntersectionTe' and attribute 'periodUnion...'. A note box explains the formation of a TemporalExpression statement. The main base class is 'OpenModelClass, AggLeaf, Preliminary' with 'TeElement' and attributes like 'localId', 'name', 'label', 'description', 'relevance', 'timeZone', and 'dstDates'. Subclasses include 'OpenModelClass, AggRoot, Preliminary' (TemporalExpression), 'OpenModelClass, Experimental, AggLeaf' (SimplePhasedPeriodIntersectionTe), 'OpenModelClass, Experimental, AggLeaf' (PhasedPeriodIntersectionTe), 'OpenModelClass, Experimental, AggLeaf' (IncorporatedTe), 'OpenModelClass, Experimental, AggLeaf' (IterativeIntersectionTe), and 'OpenModelClass, Experimental, AggLeaf' (ParticularDateTimePerPeriodIntersectionTe). Associations show relationships like 'TeElementIncorporatesTe', 'TeElementHasIncorporatedTe', 'TeHasUnionOfPeerElements', and 'AggWithin'. Stereotypes like '«abstraction, Specify»' are used for inheritance relationships.](69907ac8150588f702fb1fbb9748e7e3_img.jpg) + +Forming a TemporalExpression statement +For each list property (multiplicity > 1) within an augmenting Te (green class) form the union of that list. +Then take all properties (of green classes) augmenting a single TeElement and form the intersection. +Then take the result in the TeElement and process any IncorporatedTe actions, all unions first then each intersection. +Then take all processed TeElements in a TemporalExpression and form the Union. +This forms the TemporalExpression statement. + +UML Class Diagram: TemporalExpression-Overview. The diagram shows a hierarchy of classes for temporal expressions. At the top is 'OpenModelClass, Experimental, AggLeaf' with attributes like 'daysOfWeekUnion', 'periodDurationInDaysUnion', 'namedDayPositionInMonthUnion', 'weekInMonth', 'monthPhasing', and 'specificMonthUnion'. Below it is 'OpenModelClass, Experimental, AggLeaf' with 'BoundingPeriodIntersectionTe' and attribute 'periodUnion...'. A note box explains the formation of a TemporalExpression statement. The main base class is 'OpenModelClass, AggLeaf, Preliminary' with 'TeElement' and attributes like 'localId', 'name', 'label', 'description', 'relevance', 'timeZone', and 'dstDates'. Subclasses include 'OpenModelClass, AggRoot, Preliminary' (TemporalExpression), 'OpenModelClass, Experimental, AggLeaf' (SimplePhasedPeriodIntersectionTe), 'OpenModelClass, Experimental, AggLeaf' (PhasedPeriodIntersectionTe), 'OpenModelClass, Experimental, AggLeaf' (IncorporatedTe), 'OpenModelClass, Experimental, AggLeaf' (IterativeIntersectionTe), and 'OpenModelClass, Experimental, AggLeaf' (ParticularDateTimePerPeriodIntersectionTe). Associations show relationships like 'TeElementIncorporatesTe', 'TeElementHasIncorporatedTe', 'TeHasUnionOfPeerElements', and 'AggWithin'. Stereotypes like '«abstraction, Specify»' are used for inheritance relationships. + +CoreModel diagram: TemporalExpression-Overview + +**Figure R.1-1 – Temporal expression model** + +Figure R.1-2 shows the usage of data types in the model and exposes the detail of the model. + +![UML Class diagram showing TemporalExpressionDataTypes. It includes classes like Enumeration-Experimental-TimeZone, OpenModelClass_AgglLeaf_Preliminary, DataType-Experimental, Enumeration-Experimental-WeekPositionMonth, Enumeration-Experimental-WeekDay, Enumeration-Experimental-PhaseAlignMonth, Enumeration-Experimental-MonthPhasing, Enumeration-Experimental-IncorporationMethod, OpenModelClass_AgglLeaf_IncorporatedTe, OpenModelClass_Experimental_AgglLeaf_SimplePhaseAndMonthIntersectionTe, DataType-Experimental-Phasing, OpenModelClass_Experimental_AgglLeaf_BoundingPeriodIntersectionTe, DataType-Experimental-TemporalOptions, Enumeration-Experimental-Preliminary, Enumeration-Experimental-Month, Enumeration-Experimental-MonthAndDay, Enumeration-Experimental-LeapYear, Enumeration-Experimental-AnyYear, and DataType-Experimental-TimeOfDay. Relationships are shown via 'uses' arrows.](e3adfe9588ba47502c2c933a6e025ca4_img.jpg) + +UML Class diagram showing TemporalExpressionDataTypes. It includes classes like Enumeration-Experimental-TimeZone, OpenModelClass\_AgglLeaf\_Preliminary, DataType-Experimental, Enumeration-Experimental-WeekPositionMonth, Enumeration-Experimental-WeekDay, Enumeration-Experimental-PhaseAlignMonth, Enumeration-Experimental-MonthPhasing, Enumeration-Experimental-IncorporationMethod, OpenModelClass\_AgglLeaf\_IncorporatedTe, OpenModelClass\_Experimental\_AgglLeaf\_SimplePhaseAndMonthIntersectionTe, DataType-Experimental-Phasing, OpenModelClass\_Experimental\_AgglLeaf\_BoundingPeriodIntersectionTe, DataType-Experimental-TemporalOptions, Enumeration-Experimental-Preliminary, Enumeration-Experimental-Month, Enumeration-Experimental-MonthAndDay, Enumeration-Experimental-LeapYear, Enumeration-Experimental-AnyYear, and DataType-Experimental-TimeOfDay. Relationships are shown via 'uses' arrows. + +G.7711(25) + +CoreModel diagram: TemporalExpressionDataTypes + +## Figure R.1-2 – Temporal expression data types + +The following clauses provide definitions of the structures depicted in the diagrams above. + +### R.1.1 Temporal Expression class model + +This clause provides the temporal expression classes. + +#### R.1.1.1 BoundingPeriodIntersectionTe + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::BoundingPeriodIntersectionTe + +This defines the time extent of the temporal expression element. + +It covers both single shot reservations and complex reservations. + +This time takes precedence over periodInDay as it is the boundary of the overall reservation. + +May have various bounding periods for the same inner detail. + +If more than one, then only the last can be open ended, etc. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-1 – Attributes for BoundingPeriodIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| periodUnion | Experimental |

The start time may be any time including start of a day.
If the value is absent, there is no start.

The end time may be any time including the end of a day.
If the value is absent there is no end.

If no time is provided, then the reservation is forever.

If start time is after end time, then the period defined is null.

The effective period is the union of all listed periods.

| + +**R.1.1.2 DaysOfWeekInMonthInYearIntersectionTe** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::DaysOfWeekInMonthInYearIntersectionTe + +This expression collects together calendar and clock values. + +The intersection of each stated property forms the temporal expression. + +Note that some properties are unions withing the property. + +This can be used to generate complex expressions such as: + +15:00 – 16:00 and 17:00 – 18:00 on the first and third Monday and Wednesday of January and April. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-2 – Attributes for DaysOfWeekInMonthInYearIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|------------------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| dayOfWeekUnion | Experimental |

The days for which the expression applies.
This is the union of all days listed.

| +| periodDurationInDaysUnion | Experimental |

Defines the start and end time within a day or across several days.
This is the union of all periods listed.

| +| namedDayPositionInMonthUnion | Experimental |

The position of each listed dayOfWeek in the month.
Is the union of all stated day positions.
For some months LAST and FIFTH will be the same occurrence.
Some months will not have a FIFTH occurrence of some days.

| +| monthPhasing | Experimental |

Identifies a start month and whether every month, every other month etc.
Interacts with specificMonth. The months chosen should be from the intersection of monthPhasing and specificMonth.

| + +**Table R.1-2 – Attributes for DaysOfWeekInMonthInYearIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| specificMonthUnion | Experimental | Identifies specific months.
This is the union of all stated months.
Note all properties in the Te grouping this property are combined by intersection.
For example, this property interacts with monthPhasing such that the months chosen should be from the intersection of monthPhasing and specificMonth. | +| weekInMonth | Experimental | Identifies a week start day and which weeks of the month are included.
The structure identifies weeks from the start of the month and from the end of the month.
The structure also allows for whole weeks and for partial weeks counting. | + +### R.1.1.3 IncorporatedTe + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionCore::IncorporatedTe + +Provides rules for incorporation of a referenced temporal expression. + +An incorporated temporal expression is combined with the temporal expression element that owns the incorporated TE. + +Note that this fragment of the model is early experimental. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-3 – Attributes for IncorporatedTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------------------------------|------------------------------------------|--------------------------------------------------------------------------| +| incorporationMethod | Experimental | The method for incorporation of the temporal expression | +| _incorporatedTe | Experimental | The temporal expression to be incorporated | +| _exclusionConflictAction
Alternative | Experimental | Any relevant conflict actions.
This model area requires further work. | + +### R.1.1.4 IterativeIntersectionTe + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::IterativeIntersectionTe + +Once all unions and intersections have been performed the result is in terms of active periods. + +The IterativeTe defines the number of active periods that will be run. + +This is bounded by the boundingPeriodTe. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-4 – Attributes for IterativeIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|--------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| numberOfIterations | Experimental | Once all unions and intersections have been performed the result is in terms of active periods. The number of iterations is the number of active periods that will be run. | +| iterationDelay | Experimental | Number of defined iterations of period that must occur prior to a period being considered active. | + +#### **R.1.1.5 ParticularDateTimePerPeriodIntersectionTe** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::ParticularDateTimePerPeriodIntersectionTe + +Defines the period(s) of activity in a year. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-5 – Attributes for ParticularDateTimePerPeriodIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------------|------------------------------------------|--------------------------------------------------------------------------------| +| sameDatesPerYearUnion | Experimental | Defines a period of activity in a year. It is the union of all listed periods. | +| description | Experimental | States the purpose of the period | + +#### **R.1.1.6 PhasedPeriodIntersectionTe** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::PhasedPeriodIntersectionTe + +Applied from the beginning of each continuous period. The continuous period is defined by period, daysOfWeek, periodInDay, DayInMonth and RangeEachYear. + +Phasing starts at the beginning of the continuous period for the stated duration then repeated after phasing value from the beginning of the previous phasing. + +If there are no phasing statement then the active period is the whole of the continuous period (every hour of every day of every week of every year, duration 60 minutes). + +If no continuous period statement, then phasing applies to a specific period by intersection where the intersection is defined as starting at the beginning of the period of the other intersecting element(s). + +The phasings can be accumulated (essentially formed by an intersection of the properties). + +For example: + +- hourPhasing of 0.5 and dayPhasing of 2.0 and duration of 15 minutes means 15 minutes for every 30 minutes for a whole day every other day. + +- hourPhasing of 0.5 and dayPhasing of 2.5 and duration of 15 minutes means 15 minutes for every 30 minutes for a whole day then the same for a day starting a day and a half after the end of the first period. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-6 – Attributes for PhasedPeriodIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| hourPhasing | Experimental |

Phasing starts at the beginning of the continuous period for the stated duration then repeated after hourPhasing hours from the beginning of the previous phasing.

A value of 1.0 means every hour.

For example, if the continuous period starts at 15:03 on a particular day, the duration is 90 minutes and the hourPhasing is 2.5, then:

  • – the first phase period will start at 15:03 and will last to 16:33
  • – the second phase period will start at 17:33 and will last to 19:03
  • – the third phase period will start at 20:03 and will last to 21:33
  • – etc.

Until the end of the continuous period.

| +| dayPhasing | Experimental |

Phasing starts at the beginning of the continuous period for the stated duration then repeated after dayPhasing days from the beginning of the previous phasing.

A value of 1.0 means every day.

For example, if the continuous period starts at 15:03 on a particular day which happens to be a Monday, the duration is 90 minutes and the dayPhasing is 2.5, then

  • – the first phase period will start at 15:03 and will last to 16:33 on that Monday
  • – the second phase period will start at 3:03 on Wednesday and will last to 4:33 on that Wednesday
  • – the third phase period will start at 15:03 on Friday and will last to 16:33 on that Friday
  • – etc.

Until the end of the continuous period.

| + +**Table R.1-6 – Attributes for PhasedPeriodIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| weekPhasing | Experimental |

Phasing starts at the beginning of the continuous period for the stated duration and is then repeated after weekPhasing weeks from the beginning of the previous phasing.

A value of 1.0 means every week.

For example, if the continuous period starts at 15:03 on a particular day which happens to be a Monday, the duration is 90 minutes and the weekPhasing is 2.5, then:

  • – the first phase period will start at 15:03 and last to 16:33 on that Monday
  • – the second phase period will start at 3:03 on Friday and will last to 4:33 on that Friday two weeks later
  • – the third phase period will start at 15:03 on Monday 5 weeks after the first Monday and last to 16:33 on that Monday
  • – etc.

Until the end of the continuous period.

| +| yearPhasing | Experimental |

Phasing starts at the beginning of the continuous period for the stated duration then repeated after yearPhasing days from the beginning of the previous phasing.

A value of 1.0 means every year.

Note the challenge with leap years where the fraction of one year may not be equal to the fraction of the next.

| +| periodDurationInMinutes | Experimental | Duration in minutes. | + +**R.1.1.7 SimplePhasedPeriodIntersectionTe** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionAugments::SimplePhasedPeriodIntersectionTe + +There is a natural intersection of periods such that there is only activity if all stated periods indicate activity. + +Hence if a second phasing indicates activity every other second and a minute phasing every other minute then there is only activity every other second in every other minute. + +This class is AggLeaf. + +This class is Experimental. + +**Table R.1-7 – Attributes for SimplePhasedPeriodIntersectionTe** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-------------------------------------------| +| second | Experimental | Second phasing within the minute boundary | +| minute | Experimental | Minute phasing within the hour boundary | +| hour | Experimental | Hour phasing within the day boundary | +| day | Experimental | Day phasing within the week boundary | +| week | Experimental | Week phasing within the year boundary | +| year | Experimental | Year phasing within the boundingPeriod | + +**R.1.1.8 TeElement** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionCore::TeElement + +The definition of the time constraints of the temporal expression. + +The temporal expression definition is formed by taking the intersection of all augmenting temporal expressions. + +Note that the augmenting temporal expression has "intersection" in its name. + +Inherits properties from: + +- LocalClass + +This class is AggLeaf. + +This class is Preliminary. + +**Table R.1-8 – Attributes for TeElement** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|--------------------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| description | Preliminary | A description of the TeElement. | +| relevance | Experimental | The essence of the element.
For example, it may represent a set of non-workdays.
This is a free-form string, so relevance is not a formal parameter. | +| timeZone | Preliminary | Identifies the timezone that was used to construct the element.
This is especially relevant when considering periods related to days as the day boundary in one timezone is in the middle of the day in another. | +| dstDates | Experimental | Indicates whether the time zone has Daylight Saving Time and provides the relevant detail. | +| _incorporatedTeReference | Experimental | Referencing TeElements that are combined with this TeElement in a TemporalExpression. | + +**R.1.1.9 TemporalExpression** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::TemporalExpressionCore::TemporalExpression + +The temporal expression defines the existence or operation of some entity or duration of some state, value, range, etc. of some property. + +Several properties and/or entities may follow the same temporal expression. + +Inherits properties from: + +- GlobalClass + +This class is AggRoot. + +This class is Preliminary. + +**Table R.1-9 – Attributes for TemporalExpression** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------| +| description | Preliminary | A human readable summary of the temporal expression | +| _teElement | Preliminary | An expression representing some periods of time as part of the temporal expression | + +## R.1.2 Temporal expression data types + +This section provides the temporal expression data types. + +### R.1.2.1 MonthAndDay + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::MonthAndDay + +Calendar date. + +**Table R.1-10 – Attributes for MonthAndDay** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| month | Experimental | Month name | +| dayInMonth | Experimental | Day number in month.
Valid entry depends upon the specific month.
An integer greater than the number of days in the month should be taken as the last day of the month.
For example:
– 32 January should be taken as 31 January
– 93 February should be taken as 29 or 28 February depending upon whether the year is leap or not. | + +### R.1.2.2 MonthPhasing + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::MonthPhasing + +Phasing across months in a year. + +**Table R.1-11 – Attributes for MonthPhasing** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-----------------|------------------------------------------|----------------------------| +| phaseAlignMonth | Experimental | Start month of the phasing | +| monthPhase | Experimental | Specific month phasing | + +### R.1.2.3 PeriodDuration + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::PeriodDuration + +Defines the period across daysOfWeek. + +**Table R.1-12 – Attributes for PeriodDuration** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| endTime | Experimental |

The time is the end moment of the identified hour/minute, so 23:59 is the moment before 00:00 of the next day.

No endTime means end of day unless periodDuration is stated.

| +| startTime | Experimental |

The time is the beginning moment of the identified hour/minute.

So 00:00 is the moment after the end of the 59th minute in the 23rd hour of the previous day.

No startTime means start of day unless periodDuration and endTime are stated.

| +| periodDuration | Experimental |

Interacts with startTime and endTime.

If no endTime is stated, then periodDuration is number of minutes from the startTime.

If endTime stated but no startTime stated, then periodDuration is the number of minutes before the endTime.

If startTime, endTime and periodDuration are all stated then the result is the intersection of time definitions startTime to endTime and startTime for periodDuration (i.e., whichever is shorter).

If not present, then assumes defined by startTime/endTime.

The periodDuration may take the time beyond the end of the day or before the beginning of the day (see daySpan).

| +| daySpan | Experimental |

The daySpan is used to provide a boundary of the startTime/endTime/periodDuration.

If daySpan <1 there will be no period.

If daySpan =1 then there will only be a period if startTime/endTime/periodDuration does not go beyond a day boundary. This period will apply for each of the days of the week listed.

If daySpan >1 then a period will be triggered within each listed day of the week and may cross into a day not listed.

Via this structure it is possible to have a temporal expression that indicates a continuous period of many days starting on a specific day.

Periods may merge and hence become continuous over several period definitions.

| + +### R.1.2.4 PeriodInAYear + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::PeriodInAYear + +This may be combined with other structures as an intersection. + +However, this is an unlikely approach. + +More likely there will be an exclusion rule. + +This is equivalent to BoundingPeriod with no year defined, hence repeats every year. + +Can be intersected with other structures. If no other structures intersected, then the period is continuous. + +**Table R.1-13 – Attributes for PeriodInAYear** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|-------------------------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| startDayInMonth | Experimental | Specific day in year that the event starts | +| startTimeInStartDay | Experimental | Defines the time in the start day that the period starts.
The time is the start moment of the identified hour/minute, so 00:00 is the moment that the day starts, i.e., the moment after the moment that the previous day ends. | +| endDayInMonth | Experimental | Specific day in year that the event ends | +| endTimeInEndDay | Experimental | Defines the time in the end day that the period ends.
The time is the end moment of the identified hour/minute, so 23:59 is the moment before 00:00 of the next day. | +| periodDurationInMinutes | Experimental | An alternative to endDay/endTime.
Number of minutes from the startDayInMonth and startTimeInDay.
If not present, then assumes defined by endDay/endTime. | +| accountForLeapYear | Experimental | Indicates whether the period should account for leap years. | +| description | Experimental | Description of the period. | + +### R.1.2.5 Phasing + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::Phasing + +**Table R.1-14 – Attributes for Phasing** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| gap | Experimental | Indicates the gap between active periods. The value:
– 0 means repeated every period (no gap)
– 1 means gap of one period (and hence, if activityDuration is 1, every other period)
– etc.
If gap is used with repeatPeriod then there is guaranteed gap between active periods. | + +**Table R.1-14 – Attributes for Phasing** + +| Attribute name | Lifecycle Stereotype
(empty = Mature)
| Description | +|--------------------------|--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| offset | Experimental | The offset of the start of the active period from the start of the next larger period.
So, for minutes, offset of 1 means start periodicity 1 minute after the hour. | +| activityDuration | Experimental | The length of the active period | +| repeatPeriod | Experimental | Period of activity repeat. An activity of duration 1 and repeatPeriod 1 is essentially continuous.
The repeatPeriod is an alternative to gap. | +| variableActivityDuration | Experimental | The duration of activity is at least the activityDuration but may be more up to the repeatPeriod boundary. | + +**R.1.2.6 TimeInDay** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::TimeInDay + +Clock time as per 24-hour clock. + +**Table R.1-15 – Attributes for TimeInDay** + +| Attribute name | Lifecycle Stereotype (empty = Mature) | Description | +|-----------------------|----------------------------------------------|--------------------| +| hourInDay | Experimental | Clock time hours | +| minuteInHour | Experimental | Clock time minutes | + +**R.1.2.7 TimePeriodOptions** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::TimePeriodOptions + +This data type specifies a period. + +**Table R.1-16 – Attributes for TimePeriodOptions** + +| Attribute name | Lifecycle Stereotype
(empty = Mature)
| Description | +|-----------------------|--------------------------------------------------|-----------------------------------------------------| +| startTime | Experimental | This attribute defines the start time of the period | +| stopTime | Experimental | This attribute defines the stop time of the period | + +**R.1.2.8 WeekInMonth** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::WeekInMonth + +**Table R.1-17 – Attributes for WeekInMonth** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|--------------------------------------------------------| +| weekStartDay | Experimental | The start day of the week (defining the week boundary) | +| weekPositionInMonth | Experimental | All relevant week positions in the month | + +**R.1.3 Enumeration Types** + +**R.1.3.1 DayPositionInMonth** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::DataTypes::DayPositionInMonth + +There are a number of occurrences of each named day in a month. + +This property identifies which of the occurrences should be active. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- FIRST: + - The first occurrence of the specific named day in the month (which may be the first day of the month). + - Applied stereotypes: + - Experimental +- SECOND: + - The second occurrence of the specific named day in the month. + - Applied stereotypes: + - Experimental +- THIRD: + - The third occurrence of the specific named day in the month. + - Applied stereotypes: + - Experimental +- FOURTH: + - The fourth occurrence of the specific named day in the month. + - Applied stereotypes: + - Experimental +- FIFTH: + - The fifth occurrence of the specific named day in the month. + - Applied stereotypes: + - Experimental +- LAST: + - The last occurrence of the specific named day in the month. + - Applied stereotypes: + - Experimental +- LAST\_BUT\_ONE: + +- The last but one occurrence of the specific named day in the month. +- Applied stereotypes: + - Experimental +- ALL\_DAY\_POSITIONS: + - All day positions in the month. + - Applied stereotypes: + - Experimental + +### R.1.3.2 IncorporationMethod + +Qualified name: + +TemporalExpression::TemporalExpressionModel::DataTypes::IncorporationMethod + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- UNION: + - The temporal expressions to be combined are unioned (essentially added together) such that the expression corresponds to all time periods referenced. + - Applied stereotypes: + - Experimental +- INTERSECTION: + - The temporal expressions to be combined are intersected such that the resulting temporal expression includes only time periods that referenced by both definitions. + - Applied stereotypes: + - Experimental +- INTERSECT\_COMPLEMENT: + - The resulting temporal expression will not include the definition of the referenced TemporalExpression, i.e., Intersection with the complement of the referenced TemporalExpression. + + +Using a simple integer equivalent as an example, if an integer list expression is 1, 3, 5, 7, 9 and the expression to be incorporated via INTERSECTION\_COMPLEMENT is 3, 4, 5 then the result will be 1, 7, 9. + +This is because the complement of 3, 4, 5 is 1, 2, 6, 7, 8, 9, 10, 11, ... and the intersection of 1, 2, 6, 7, 8, 9, 10, 11, ... with 1, 3, 5, 7, 9 is 1, 7, 9. + - Applied stereotypes: + - Experimental + +### R.1.3.3 LeapYear + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::LeapYear + +How to deal with leap years. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- ONLY\_LEAP\_YEAR: + +- Only applies during leap years. + - Applied stereotypes: + - Experimental +- NOT\_LEAP\_YEAR: + - Does not apply to leap years. + - Applied stereotypes: + - Experimental +- ANY\_YEAR: + - Not sensitive to leap year. + - Applied stereotypes: + - Experimental + +#### **R.1.3.4 Month** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::Month + +Month of the year. + +Applied stereotypes: + +- Preliminary + +Contains Enumeration Literals: + +- JANUARY: + - January. + - Applied stereotypes: + - Preliminary +- FEBRUARY: + - February. + - Applied stereotypes: + - Preliminary +- MARCH: + - March. + - Applied stereotypes: + - Preliminary +- APRIL: + - April. + - Applied stereotypes: + - Preliminary +- MAY: + - May. + - Applied stereotypes: + - Preliminary +- JUNE: + - June. + - Applied stereotypes: + +- Preliminary +- JULY: + - July. + - Applied stereotypes: + - Preliminary +- AUGUST: + - August. + - Applied stereotypes: + - Preliminary +- SEPTEMBER: + - September. + - Applied stereotypes: + - Preliminary +- OCTOBER: + - October. + - Applied stereotypes: + - Preliminary +- NOVEMBER: + - November. + - Applied stereotypes: + - Preliminary +- DECEMBER: + - December. + - Applied stereotypes: + - Preliminary +- ALL\_MONTHS: + - All months in the year. + - Applied stereotypes: + - Experimental + +### R.1.3.5 MonthPhase + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::MonthPhase + +Whether the event occurs every month or on some other basis. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- EVERY\_MONTH: + - All months (no gaps). + - Applied stereotypes: + - Experimental +- EVERY\_OTHER\_MONTH: + +- A one-month gap. + - The named month will be the first month. + - The next month will not be active then the following month will be etc. + - Applied stereotypes: + - Experimental +- EVERY\_THREE\_MONTHS: + - A two-month gap. + - The named month will be the first month. + - The next two months will not be active then the following month will be etc. + - Applied stereotypes: + - Experimental +- EVERY\_FOUR\_MONTHS: + - A three-month gap. + - The named month will be the first month. + - The next three months will not be active then the following month will be etc. + - Applied stereotypes: + - Experimental +- EVERY\_SIX\_MONTHS: + - A five-month gap. + - The named month will be the first month. + - The next five months will not be active then the following month will be etc. + - Applied stereotypes: + - Experimental + +### R.1.3.6 TemporalDirection + +Qualified name: TemporalExpression::ExclusionConflictAction::TemporalDirection + +With respect to normal flow of time. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- NEXT: + - Forward in time to the next valid period. + - Applied stereotypes: + - Experimental +- PREVIOUS: + - Reverse in time to the previous valid period. + - Applied stereotypes: + - Experimental +- NEXT\_AND\_PREVIOUS: + - Either forward or backward in time to the next valid period. + - Applied stereotypes: + - Experimental + +- Experimental + +### **R.1.3.7    TimeZone** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::TimeZone + +List of all standard time zones. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- UTC\_PLUS\_1400: + - UTC +14. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1345: + - UTC +13:45. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1300: + - UTC +13. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1200: + - UTC +12. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1100: + - UTC +11. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1030: + - UTC +10:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_1000: + - UTC +10. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0930: + - UTC +9:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0900: + +- UTC +9. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0845: + - UTC +8:45. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0800: + - UTC +8. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0700: + - UTC +7. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0630: + - UTC +6:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0600: + - UTC +6. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0545: + - UTC +5:45. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0530: + - UTC +5:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0500: + - UTC +5. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0430: + - UTC +4:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0400: + - UTC +4. + +- Applied stereotypes: + - Experimental +- UTC\_PLUS\_0330: + - UTC +3:30. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0300: + - UTC +3. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0200: + - UTC +2. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0100: + - UTC +1. + - Applied stereotypes: + - Experimental +- UTC\_PLUS\_0000: + - UTC +0. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0100: + - UTC -1. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0200: + - UTC -2. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0300: + - UTC -3. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0330: + - UTC -3:30. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0400: + - UTC -4. + - Applied stereotypes: + +- Experimental +- UTC\_MINUS\_0500: + - UTC -5. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0600: + - UTC -6. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0700: + - UTC -7. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0800: + - UTC -8. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0900: + - UTC -9. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_0930: + - UTC -9:30. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_1000: + - UTC -10. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_1100: + - UTC -11. + - Applied stereotypes: + - Experimental +- UTC\_MINUS\_1200: + - UTC -12. + - Applied stereotypes: + - Experimental + +### **R.1.3.8 WeekDay** + +Qualified name: TemporalExpression::TemporalExpressionModel::DataTypes::WeekDay + +Named day of week. + +Applied stereotypes: + +- Preliminary + +Contains Enumeration Literals: + +- ALL\_DAYS\_OF\_THE\_WEEK: + - All the days of the week. + - Applied stereotypes: + - Preliminary +- MONDAY: + - Monday. + - Applied stereotypes: + - Preliminary +- TUESDAY: + - Tuesday. + - Applied stereotypes: + - Preliminary +- WEDNESDAY: + - Wednesday. + - Applied stereotypes: + - Preliminary +- THURSDAY: + - Thursday. + - Applied stereotypes: + - Preliminary +- FRIDAY: + - Friday. + - Applied stereotypes: + - Preliminary +- SATURDAY: + - Saturday. + - Applied stereotypes: + - Preliminary +- SUNDAY: + - Sunday. + - Applied stereotypes: + - Preliminary + +### **R.1.3.9 WeekPositionInMonth** + +Qualified name: + +TemporalExpression::TemporalExpressionModel::DataTypes::WeekPositionInMonth + +Week position in month recognizing that week and month boundaries are not necessarily coincident. + +Applied stereotypes: + +- Experimental + +Contains Enumeration Literals: + +- FIRST\_WEEK\_IN\_MONTH: + - The month start boundary occurs in the week or at the start of the week. +At least one day of the week is in the month. +For example, the last day of the week is the first day of the month. + - Applied stereotypes: + - Experimental +- FIRST\_WHOLE\_WEEK\_IN\_MONTH: + - The month start boundary occurs at or before the week start boundary but there are less than seven days between the month start and week start. +All days of the week are in the month. +This may be the same as the FIRST\_WEEK\_IN\_MONTH, but is more often the SECOND\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- SECOND\_WEEK\_IN\_MONTH: + - The week directly after the FIRST\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- SECOND\_WHOLE\_WEEK\_IN\_MONTH: + - The week directly after the FIRST\_WHOLE\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- THIRD\_WEEK\_IN\_MONTH: + - The week directly after the SECOND\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- THIRD\_WHOLE\_WEEK\_IN\_MONTH: + - The week directly after the SECOND\_WHOLE\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- FOURTH\_WEEK\_IN\_MONTH: + - The week directly after the THIRD\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- FOURTH\_WHOLE\_WEEK\_IN\_MONTH: + - The week directly after the THIRD\_WHOLE\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- FIFTH\_WEEK\_IN\_MONTH: + +- The week directly after the FOURTH\_WEEK\_IN\_MONTH. +- Applied stereotypes: + - Experimental +- SIXTH\_WEEK\_IN\_MONTH: + - The week directly after the FIFTH\_WEEK\_IN\_MONTH. + - Applied stereotypes: + - Experimental +- LAST\_WEEK\_IN\_MONTH: + - The month end boundary occurs in the week or at the end of the week. +At least one day of the week is in the month. +For example, the first day of the week is the last day of the month. + - Applied stereotypes: + - Experimental +- LAST\_WHOLE\_WEEK\_IN\_MONTH: + - The month end boundary occurs at or after the end of week boundary but there are less than seven days between the month end and the end of the week. +All days of the week are in the month. + - Applied stereotypes: + - Experimental +- ALL\_WEEKS\_IN\_MONTH: + - All weeks in the month. + - Applied stereotypes: + - Experimental + +#### R.1.4 Further detail + +Some of the structures use in the model have a somewhat complex interaction. These are discussed in the clauses below. + +##### R.1.4.1 Period duration + +The periodDurationInDays has several interacting properties. The interaction is explained below. + +**Table R.1-18 – periodDurationInDays property interaction** + +| startTime explicit | endTime explicit | periodDuration explicit | daySpan explicit | Meaning | +|--------------------|------------------|-------------------------|------------------|------------------------------------------------------------------------| +| Do not care | Do not care | None | 0 | No period | +| None | None | None | None | Starts at beginning of listed day and ends at end of listed day. | +| None | None | None | 1 | Starts at beginning of listed day and ends at end of listed day | +| None | None | None | 2+ | Starts at beginning of listed day and ends at end of day 1+ days later | + +**Table R.1-18 – periodDurationInDays property interaction** + +| startTime explicit | endTime explicit | periodDuration explicit | daySpan explicit | Meaning | +|---------------------------|-------------------------|--------------------------------|-------------------------|--------------------------------------------------------------------------------------------------------| +| Specific | None | None | 1..* | Starts at specific time in day listed and ends at end of day as per daySpan | +| None | Any specific | None | 1..* | Starts at start of day listed and ends at specific time as per daySpan. | +| Before end | After start | None | 1 | Simple duration within each day of week listed | +| After end | Before start | None | 1 | Starts at beginning of day of week. Ends at end time starts again at start time and ends at end of day | +| Specific | Specific | None | 2+ | Starts at start time in day of week listed ends 2+ days later at end time. | +| Specific | Don't care | Specific | Don't care | Starts at start time in day of week listed and stops after duration. | +| None | Specific | Specific | Don't care | Starts duration before end time in day listed and stops at end time in day listed. | +| None | None | Specific | Don't care | Starts at start of day listed and ends after duration | + +## **R.2 Examples of combination** + +The followings sections illustrate usage of the structure for an arbitrary set of definitions. + +### **R.2.1 Union within a property** + +Consider the following examples: + +- `dayOfWeekUnion` (in `DaysOfWeekInMonthInYearIntersectionTe`): if the list has MONDAY and TUESDAY then this means for both Monday and Tuesday. +- `periodUnion` (in `BoundingPeriodIntersectionTe`): If there are two members of the list: + - Start: 1 January 2023 00:00:00 (Sunday) and End: 31 March 2023 23:59:59 (Friday) + - Start 1 June 2023 00:01:00 (Thursday) and End: 30 June 2023 22:59:59 (Friday). + +Then the expression is "active" for both periods, but clearly not between 1 April 2023 00:00:00 to 1 June 2023 00:00:59. + +## R.2.2 Intersection between properties in augments + +Take the properties above. If these were applied to a TeElement, the intersection results in every Monday and Tuesday between 1 January 2023 00:00:00 (Sunday) End: 31 March 2023 23:59:59 as well as between 1 June 2023 00:01:00 (Thursday) 30 June and 2023 22:59:59 (Friday). + +So, this would include Monday 2 January, Tuesday 3 January, Monday 9 January, etc. as well as Monday 5 June, Tuesday 6 June, etc. + +Now consider properties from PhasedPeriodIntersectionTe. If hourPhasing is set to 2 and periodDurationInMinutes is set to 15, the intersection of these two means the first 15 minutes every other hour throughout each continuous period starting at the beginning of the period182. + +If this is also applied to the TeElement this would result in the TeElement being valid for Monday 1 January 00:00:00 to 00:14:59 (last moment of), then 02:00:00 to 02:14:59 through Monday and similarly through Tuesday as that is part of the continuous period. This would be the same for each following Monday/Tuesday pair. + +All other properties intersect in a similar way. + +## R.2.3 Union of TeElements into a TemporalExpression + +Consider two TeElements, one as defined above and another that was built similarly but was for Tuesday and Wednesday from 1 January 2023 00:00:00 to 31 January 2023 23:59:59 with a PhasedPeriodIntersectionTe of every hour for 30 minutes. If these two TeElements are applied to the same TemporalExpression, TeA, via TeHasUnionOfPeerElements association, this would result in Monday being exactly as defined in the previous clause. + +But the Tuesdays in January would be active for the first 30 minutes of every hour as would the Wednesdays. From the end of January only Monday and Tuesday would be active for the first 15 minutes of every other hour as before. + +Again, all other properties can be treated in this way. + +## R.2.4 Applying an IncorporatedTe + +Consider a further TemporalExpression (TeB) that is defined with one TeElement and no BoundingPeriodIntersection so that it applies for all time. If that TeElement has (in DaysOfWeekInMonthInYearIntersectionTe): + +- specificMonthUnion of JANUARY +- dayOfWeekUnion indicating TUESDAY +- namedDayPositionInMonthUnion indicating SECOND. + +This TemporalExpression (TeB) is active for the whole of the second Tuesday (i.e., the first moment of 00:00:00 to the last moment of 23:59:59) in January (for any year). + +Consider another TemporalExpression (TeC) that has a TeElement that is defined for all time (i.e., has no constraints), but also has two IncorporatedTes. + +The first has incorporationMethod set to INTERSECTION and refers to TeA and the second has incorporationMethod set to INTERSECT\_COMPLEMENT and refers to TeB. + +The complement of TeB is active for all time other than the whole of the second Tuesday in January (when it is inactive). When the intersection of this with TeA is formed this results in the same + +--- + +182 Note that the current structure only allows the phasing to start at the beginning of a continuous period. The model allows for further augments of structures that allow greater flexibility (assuming that the general union/intersection pattern is followed). A structure could be developed similar to the current PhasedPeriodIntersectionTe that has offset structures that can "delay" the start after the continuous period boundary for each of the phasings. + +definition as the raw TeA other than for the second Tuesday in January (10 January) when the result is inactive. + +So TeC would be active as defined for TeA for each Tuesday in January other than 10 January when it would be inactive. + +### **R.3 Using the temporal model** + +#### **R.3.1 Application to elements of the domain model** + +Temporal variations can occur at any level of a model: + +- An instance may be created at a particular time then deleted at another +- An instance may become visible at a particular time then vanish at another time and then reappear later etc. +- A property of an instance can take a new value at a particular time. +- A property can appear in an instance at a particular time +- A member of a list can change position at a particular time +- Etc. + +Distilling from the above, there appear two distinct considerations: + +- Presence/existence (at a place) +- Value. + +Value at a time can be stated in terms of solely the value that has changed in the context of a sparse positional structure or in the context of other unchanging close values. For example, the value of one element of a list may change, this could be expressed in isolation as a new value against the list position or could be expressed as part of the whole list of values (in a sparse positional structure). + +Presence is more complex as it requires: + +- create and remove (and potentially hide and expose) of an identified unit, including structure and creation of an identifier, at a place in an existing structure +- move and replication of an identified unit (and potentially change of identifier of a unit, e.g., where the identification is the position and there is a requirement to change the position). + +Therefore, in the most complex cases, the temporal model statements will apply at many/all levels of the model. It may also be necessary to separate presence from value for all levels + +Figures R.3-1 and R.3-2 show a generalized representation of the application/positioning of the temporal expression. + +It is expected that at each application there will be a single referenced temporal expression that will, as necessary, incorporate other temporal expressions to form the appropriate complexity of temporal expression. + +There may be several distinct changes over time such that there are several distinct representations of the structure/values, each with its own temporal expression. + +There may be a statement of value/structure that applies to any time where stated temporal expressions are not true. + +It appears that there is a need for an idempotent add (i.e., "add if not already present" as opposed to "add another") and corresponding remove. + +There is a clear challenge adding and removing by list position as opposed to invariant id as there may be race conditions with competing adds and removes. + +The expression could be in terms of presence/absence after a specific time as opposed to add/remove at a moment in time. + +The model could be extended with considerations of time to achieve and an indication of jeopardy if a temporal expectation cannot be met. + +- E.g., If a connectivity-service is not realized for a period then is to be realized for a period and the time to realize is longer than the time left before the service should be realized. +- E.g., if a future realization (with resources already acquired) is failed (operational state disabled) and the time to repair is longer than the time remaining before the schedule becomes active. + +![Figure R.3-1: TemporalExpression being applied to an entity – Pattern diagram. It shows a yellow 'Entity shell' containing an 'Invariant identifier' and a green 'Entity substructure' box. The substructure box contains a blue 'Entity values' box labeled 'Period values (Delta/Absolute)' and 'Structure fragment of values'. Above the shell are two orange 'TemporalExpression' boxes: 'Presence TE' and 'Value TE'. Arrows point from the shell to these TEs. A key on the left defines the colors for TemporalExpression, Entity shell, Entity substructure, and Entity values. The diagram is labeled G.7711(25).](318755086952e132542b0c10615a098e_img.jpg) + +Figure R.3-1: TemporalExpression being applied to an entity – Pattern diagram. It shows a yellow 'Entity shell' containing an 'Invariant identifier' and a green 'Entity substructure' box. The substructure box contains a blue 'Entity values' box labeled 'Period values (Delta/Absolute)' and 'Structure fragment of values'. Above the shell are two orange 'TemporalExpression' boxes: 'Presence TE' and 'Value TE'. Arrows point from the shell to these TEs. A key on the left defines the colors for TemporalExpression, Entity shell, Entity substructure, and Entity values. The diagram is labeled G.7711(25). + +**Figure R.3-1 – TemporalExpression being applied to an entity – Pattern** + +![Figure R.3-2: TemporalExpression being applied to an entity – Rough expansion diagram. This diagram expands on Figure R.3-1. It shows the same 'Entity shell' and 'Invariant identifier'. The 'Entity substructure' box contains two 'Structure fragment of values' boxes. The top fragment contains four blue 'Entity values' boxes: 'A = x, B = y', 'A = v, B = w, C = z', 'B = q', and 'C = r'. The bottom fragment contains three blue 'Entity values' boxes: 'Various', 'H = y (Add)', and 'H (Remove)'. Above the shell are three orange 'TemporalExpression' boxes: '18 July 2022 03:00 – 18:00 Z', '18 July 2022 04:00 – 04:59 Z', and '18 July 2022 05:00 – 05:29 Z'. Below the shell are two orange 'TemporalExpression' boxes: '18 July 2022 04:00 – 03:59 Z' and '18 July 2022 05:30 – 05:29 Z'. Arrows point from the fragments to the TEs. A key on the left defines the colors for TemporalExpression, Entity shell, Entity substructure, and Entity values. The diagram is labeled G.7711(25).](120bf684f0e9f63902295727881d302a_img.jpg) + +Figure R.3-2: TemporalExpression being applied to an entity – Rough expansion diagram. This diagram expands on Figure R.3-1. It shows the same 'Entity shell' and 'Invariant identifier'. The 'Entity substructure' box contains two 'Structure fragment of values' boxes. The top fragment contains four blue 'Entity values' boxes: 'A = x, B = y', 'A = v, B = w, C = z', 'B = q', and 'C = r'. The bottom fragment contains three blue 'Entity values' boxes: 'Various', 'H = y (Add)', and 'H (Remove)'. Above the shell are three orange 'TemporalExpression' boxes: '18 July 2022 03:00 – 18:00 Z', '18 July 2022 04:00 – 04:59 Z', and '18 July 2022 05:00 – 05:29 Z'. Below the shell are two orange 'TemporalExpression' boxes: '18 July 2022 04:00 – 03:59 Z' and '18 July 2022 05:30 – 05:29 Z'. Arrows point from the fragments to the TEs. A key on the left defines the colors for TemporalExpression, Entity shell, Entity substructure, and Entity values. The diagram is labeled G.7711(25). + +**Figure R.3-2 – TemporalExpression being applied to an entity – Rough expansion** + +### **R.3.2 Application to deal with plan deviations and plan alternatives** + +The temporal model is applied to the modelling of both actual history and possible future. Considering possible future, there are several degrees: + +- Committed future +- Temporary deviation from commitment +- Alternative futures. + +The following clauses consider each of the above. + +#### **R.3.2.1 Committed future** + +This is a single thread of time where, at any particular point in time, there is no conflict between resource usages in the same way there is no conflict in usage in live solution, i.e., each unit of resource can be used only once. + +Unlike the live solution, some resources may not have a defined state (distinct from known state, the resource must be in a state even if it is not known). The representation of committed future provides a set of constraints that restrict what is intended. + +The committed future is a statement of a progression of outcomes that is a realization solution to the outcomes requested, usually with more detail that was provided in the request. It is possible to: + +- delay the specification of resource configuration state to the moment when it is required +- plan explicit resource configuration state ahead of time. + +In both cases there is a chance that the resources will not be available when they are required to support the desired outcome. However, in many cases an appropriately detailed plan that is continually evaluated for achievability will provide a greater likelihood of success than a delayed specification where resources may just not be available. Clearly, continual evaluation comes at a cost. + +#### **R.3.2.2 Temporary deviation from commitment** + +This can apply: + +- "Now" +- From some point in the future. + +The deviation may have a clear end date/time or may have uncertainty in its end (and possibly even its start). The deviation may be fully defined or may have temporal variation with uncertainty, etc. Clearly, there may be a deviation from the deviation, etc. + +Any deviation will have some associated definition of progression from non-deviated state to deviated state and also back to non-deviated state. + +#### **R.3.2.3 Alternative futures** + +Beyond any commitment, there may be some knowledge of potential futures and there may be several potential futures each of which may only be partially defined and each of which will probably have temporal variation with uncertainty. + +As time progresses, some part of the alternative futures will become a commitment "collapsing" much of the uncertainty into a specific set of details. Eventually, that committed future will become the present (and then the past) and will be fully resolved into real instances. + +### **R.4 Specific examples** + +This clause sets out examples of use of the temporal expression for common everyday activities (as opposed to telecoms scheduling) to help clarify the model usage in a familiar context. + +### R.4.1 Garden waste collection + +This example uses several of the structures to show how a regular waste collection activity may be suspended for a week due to a public holiday. It is likely that the waste collection would be rescheduled in the week of the holiday. This is not detailed in the example, but the opportunity is highlighted. + +Figure R.4-1 sets an instance model. + +![UML class diagram for Garden waste collection instance model](7e33e0fa1496227df6103b780a9d6607_img.jpg) + +The diagram illustrates an instance model for garden waste collection. At the top is a **Street Cleaning: TemporalExpression** class with a **description** attribute set to "Garden Waste Collection". Below it, a **Regular Street Cleaning: TeElement** class inherits from it, with attributes **description** ("Garden Waste Collection (Summer Period)"), **timeZone** ("UTC\_PLUS\_ZERO"), and **dstDates** ("PeriodInAYear"). This class branches into two paths. The left path consists of **Half Year** (specificMonthUnion: Month = APRIL, MAY, JUNE, JULY, AUGUST, SEPTEMBER, OCTOBER), **Mondays: DaysOfWeekInMonthInYearIntersectionTe** (dayOfWeekUnion: WeekDay = MONDAY), and **First and third** (namedDayPositionInMonthUnion: DayPositionInMonth = FIRST, THIRD). The right path consists of **ExcludePublicHolidays: IncorporatedTe** (incorporationMethod: IncorporationMethod = INTERSECT\_COMPLEMENT), which branches into **PublicHolidays: TemporalExpression** (description: String = Public Holidays) and **InstanceSpecification24: ExclusionConflictActionAlternative** (labeled **Incomplete**). The **PublicHolidays** class further branches into **Annual Public Holidays: TeElement** (description: String = Annual Public Holidays, relevance: String = Not working day, timeZone: UTC\_PLUS\_ZERO, dstDates: PeriodInAYear), which leads to **Christmas: ParticularDateTimePerPeriodIntersectionTe** (description: String = May Holiday, sameDatesPerYearUnion: PeriodInAYear = Early May Bank Holiday), then to **ChristmasDay: PeriodInAYear** (startDayInMonth: MonthAndDay = 1 May), and finally to **1May: MonthAndDay** (month: Month = MAY, dayInMonth: Integer = 1). + +UML class diagram for Garden waste collection instance model + +G.7711(25) + +Figure R.4-1 – Garden waste collection example + +## R.5 Further work + +Further work will be carried out in this area in a future release of the model. + +### R.5.1 Exclusion conflict action + +One area addressed in the model is that of exclusion of conflicting action. This covers the cases where there is a need for regularity that is prevented due to some other schedule (for example, no refuse collection on public holidays). There is a need to reschedule an activity at some other time that provides a close-to-regular behaviour. This rescheduling may need alternatives to allow for other conflicts, etc. The model includes an early sketch of a solution, as illustrated in Figure R.5-1 below. + +![UML Class diagram showing the relationship between TemporalExpression, ExclusionConflictActionAlternative, and other related classes. The diagram includes classes like Enumeration (TemporalDirection), OpenModelClass (AggRoot, Preliminary) (TemporalExpression), OpenModelClass (AggLeaf, Experimental) (ExclusionConflictActionAlternative), OpenModelClass (AggLeaf, Experimental) (IncorporatedTe), and OpenModelClass (AggLeaf, Preliminary) (TeElement). Associations show relationships like 'ExclusionConflictActionAlternativeHasTemporalExpression', 'AggBetween', 'IncorporatedTeHasExclusionConflictActionAlternatives', 'AggWithin', 'TeElementIncorporatesTe', 'TeElementHasIncorporatedTe', 'TeHasUnionOfPeerElements', and 'TeElement'. A note indicates that each exclusion might need a dedicated action.](f6dc7fdc0c74e067766ad27976d76403_img.jpg) + +G.7711(25) + +UML Class diagram showing the relationship between TemporalExpression, ExclusionConflictActionAlternative, and other related classes. The diagram includes classes like Enumeration (TemporalDirection), OpenModelClass (AggRoot, Preliminary) (TemporalExpression), OpenModelClass (AggLeaf, Experimental) (ExclusionConflictActionAlternative), OpenModelClass (AggLeaf, Experimental) (IncorporatedTe), and OpenModelClass (AggLeaf, Preliminary) (TeElement). Associations show relationships like 'ExclusionConflictActionAlternativeHasTemporalExpression', 'AggBetween', 'IncorporatedTeHasExclusionConflictActionAlternatives', 'AggWithin', 'TeElementIncorporatesTe', 'TeElementHasIncorporatedTe', 'TeHasUnionOfPeerElements', and 'TeElement'. A note indicates that each exclusion might need a dedicated action. + +CoreModel diagram: TemporalExpression-ExclusionConflictActionAlternative + +### Figure R.5-1 – Exclusion conflict action alternative + +#### R.5.1.1 ExclusionConflictActionAlternative + +Qualified name: + +TemporalExpression::ExclusionConflictAction::ExclusionConflictActionAlternative + +The rules that apply when an exclusion from one part of a temporal expression causes disruption to a fundamental sequence from another part of the temporal expression. + +Note that this class is early experimental. The usage detail needs to be developed further. + +This class is AggLeaf. + +This class is Experimental. + +Table R.5-1 – Attributes for ExclusionConflictActionAlternative + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|----------------|------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| preference | Experimental |

It is possible that a specific conflict action cannot overcome the conflict.

There may be several alternative conflict actions. The conflict actions should be run in preference order with the lowest value integer being the most preferred and hence the first to run.

Same preference value actions will be run in an arbitrary order.

| + +**Table R.5-1 – Attributes for ExclusionConflictActionAlternative** + +| Attribute name | Lifecycle Stereotype
(empty = Mature) | Description | +|---------------------|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| opportunities | Experimental |

Indicates how many alternatives in the temporal direction can be tried.

For example, if the exclusion is of a public holiday Monday and the normal occurrence is Monday then the alternative action will activate.

If the referenced TemporalExpression offers every week day and temporal direction is NEXT, then the first opportunity will be Tuesday.

If the opportunities is set to 1 then that is all that may be tried. But it may not be available for some other exclusion reason and hence no alternative will be available and the period will be skipped.

However, if the opportunities is set to 2 then the next but one day can also be tried (i.e., Wednesday in the example) and that may be available.

And so on...

| +| direction | Experimental | Indicates in which temporal direction the conflict action applies | +| _temporalExpression | Experimental | The temporal expression that deals with the conflict providing an alternative to the necessary regular cycle that was disrupted. | + +## Appendix I + +### Mapping of ITU-T G.7711 to ONF technical recommendations + +(This appendix does not form an integral part of this Recommendation.) + +The core model of the CIM has also been published as [b-ONF TR-512]. This appendix provides a mapping between the documentation structure of this Recommendation and ONF technical recommendations, in particular [b-ONF TR-512]. See Table I.1. + +**Table I.1 – Mapping of the documentation structure of this Recommendation and ONF technical recommendations** + +| ITU-T G.7711 structure | ONF TR-512 equivalent | +|------------------------------------------------------------------------------------------------|------------------------------------------------| +| g7711_v5.0.zip | TR-512_v1.6_OnfCoreIm-info.zip | +| ITU-T G7711.docx (document) | TR-512 | +| Clause 6 Model overview | TR-512.1 Overview | +| Clauses 6.2 through 6.17 | Clauses 2.1.1 through 2.1.16 | +| Clause 7 Other aspects | Clauses 2.2.2 through 2.2.4 | +| Clause 8 UML model Papyrus files (zip file link)
Clause 8 UML model figures (zip file link) | OnfModel (folder)
UmlFigures (folder) | +| Annex A Principles and Guidelines and Tooling | TR-514 v1.3 and TR-515 v1.3 | +| Annex B Forwarding and Termination | TR-512.2 Forwarding and Termination | +| Annex C Foundation – Identifiers and Naming | TR-512.3 Foundation – Identifiers and Naming | +| Annex D Topology | TR-512.4 Topology | +| Annex E Resilience | TR-512.5 Resilience | +| Annex F Physical | TR-512.6 Physical | +| Annex G Specification | TR-512.7 Specification | +| Annex H Control | TR-512.8 Control | +| Annex I OAM | TR-512.9 OAM | +| Annex J Interaction Patterns | TR-512.10 Interaction Patterns | +| Annex K Processing Construct | TR-512.11 Processing Construct | +| Annex L Software | TR-512.12 Software | +| Annex M Party | TR-512.13 Party | +| Annex N Location | TR-512.14 Location | +| Annex O Compute model | TR-512.15 Compute model | +| Annex P (Place holder) | TR-512.16 (Place holder) | +| Annex Q Foundation – State | TR-512.17 Foundation-State | +| Annex R Temporal Expression | TR-512.18 Temporal Expression | +| Appendix I Mapping of this Recommendation to ONF technical reports | TR-512.A.1 Appendix Overview | +| Appendix II Data Dictionary
(Pointer to TR-512.DD of [b-ONF TR-512]) | TR-512.DD Data Dictionary | +| Appendix III Terminology Mapping | TR-512.TM Terminology Mapping | +| Appendix IV Future Enhancements | TR-512.FE Further Enhancement | +| Appendix V Model structure, patterns and architecture | TR-512.A.2 Model Struct pattern & Architecture | + +**Table I.1 – Mapping of the documentation structure of this Recommendation and ONF technical recommendations** + +| | | +|------------------------------------------------------------------------------|-------------------------------------------------| +| Appendix VI Model rationale | TR-512.A.3 Rationale of Models | +| Appendix VII Optical media (pointer to G.Sup72) | TR-512.A.4 Analogue and Media (L0) examples | +| Appendix VIII Circuit Switched (L1 & L2) examples | TR-512.A.5 Circuit Switched (L1 & L2) examples | +| Appendix IX Packet Switched (L2 & L3) examples | TR-512.A.6 Packet Switched (L2 & L3) examples | +| Appendix X Control and Interaction examples | TR-512.A.7 Control And Interaction Examples | +| Appendix XI (Pointer to clause 7 of G.7721) | TR-512.A.8 Timing & Synchronization examples | +| Appendix XII Processing construct examples | TR-512.A.9 Processing Construct examples | +| Appendix XIII Specification examples | TR-512.A.10 Specification examples | +| Appendix XIV Resilience examples
(On XIV.3, points to G.8052 Appendix IV) | TR-512.A.11 Resilience examples | +| Appendix XV Application examples (Place holder) | TR-512.A.12 Application examples (Place holder) | +| Appendix XVI Software examples | TR-512.A.13 Software Examples | +| Appendix XVII Controller Lifecycle And Security | TR-512.A.15 Controller Lifecycle And Security | + +The following clauses provide an overview of Appendix V through Appendix XVI. These appendix clauses provide descriptive support for the CIM by explaining the rationale behind the model and giving examples. + +### I.1 Model structural patterns and architecture (Appendix V) + +This appendix explains the model patterns and architecture that underpin the CIM. It: + +- Works through the key patterns in the model such as hypergraph and component-system. +- Discusses the fundamentals of transport and how these are described in terms of the patterns. +- Shows some high-level examples of the patterns. +- Explains how the patterns can be intertwined to form the architecture of the network from a control perspective. + +The descriptions in this appendix are built from descriptions in earlier referenced works. + +![Diagram of a component showing a function inside a component boundary with multiple ports. Annotations explain the component structure, its ports, and its characteristics.](c96d5f7cda2e7caff22a31e11fecfb3e_img.jpg) + +The diagram illustrates a component as a dashed circle containing a grey rectangle labeled 'Function'. Four small squares representing ports are positioned on the edges of the rectangle. Three arrows point from descriptive text to different parts of the diagram: one from the top text to a port, one from the bottom text to the dashed circle, and one from the 'Component:' list to the grey rectangle. + +Port on component through which function is accessed + +Consider cases: + +- A SOA component (ports are where services are accessed) +- The port has no necessary physical aspect +- An electronic component such as an integrated circuit where the pins are the ports +- The port has a physical aspect + +Component: + +- Is opaque such that the function of the component is only perceived as a result of interaction via its ports +- The function can be described in a spec +- Actions at one port often affect behaviour at other ports +- Can be assembled with other components to form a system +- Is realized by a system of components + +The Component... defined by its ports and functions visible through the ports + +Diagram of a component showing a function inside a component boundary with multiple ports. Annotations explain the component structure, its ports, and its characteristics. + +G.7711-Y.1702(18)\_FI.1 + +**Figure I.1 – The component** + +In Revision v4.0, the component-system pattern has been further defined. + +Figure I.2 shows the essential structure of the component – System pattern. The essence of component – Port remains as above, but the system has gained explicit boundary ports. This enhanced model form better enables the recursion from opaque component through system surface to system detail. + +![UML Class Diagram: The component – System pattern. The diagram shows four main classes: System, SystemBoundaryPort, Component, and Port. System has a 1..* association with SystemBoundaryPort (role: systemPort). SystemBoundaryPort has a 0..1 association with Component (role: _componentPart). Component has a 1..* association with Port (role: _port). Port has a 0..1 association with Port (role: _boundPort). SystemBoundaryPort also has a 0..1 association with Port (role: _aggregatedPort). Contexts are defined by dashed boxes: 'SystemViewedAsComponent' (containing System and Component), 'SystemAssemblyOfComponents' (containing System and Component), 'SystemBoundaryPortExposedAsComponentPort' (containing SystemBoundaryPort and Component), 'ComponentHasPorts' (containing Component and Port), 'SynchronizedRecursion (Loop)' (containing System and SystemBoundaryPort), 'NoSystemLoop (Spiral)' (containing System and Component), 'OneView (LockStep)' (containing System and Component), 'SynchronizedSpirals (LockStep)' (containing Component and Port), and 'PortBinding (SameSystem)' (containing Port and Port). A note on the right states: 'Component can have a: - system describing the capability - system describing the construction i.e. SystemViewedAsComponent should be 0..2 at the base as should the SystemBoundaryPort association System then needs role (description or construction) There could be several abstract description systems and possible several alternative construction systems'.](80e36d149012d460282b0b2199eed5c4_img.jpg) + +UML Class Diagram: The component – System pattern. The diagram shows four main classes: System, SystemBoundaryPort, Component, and Port. System has a 1..\* association with SystemBoundaryPort (role: systemPort). SystemBoundaryPort has a 0..1 association with Component (role: \_componentPart). Component has a 1..\* association with Port (role: \_port). Port has a 0..1 association with Port (role: \_boundPort). SystemBoundaryPort also has a 0..1 association with Port (role: \_aggregatedPort). Contexts are defined by dashed boxes: 'SystemViewedAsComponent' (containing System and Component), 'SystemAssemblyOfComponents' (containing System and Component), 'SystemBoundaryPortExposedAsComponentPort' (containing SystemBoundaryPort and Component), 'ComponentHasPorts' (containing Component and Port), 'SynchronizedRecursion (Loop)' (containing System and SystemBoundaryPort), 'NoSystemLoop (Spiral)' (containing System and Component), 'OneView (LockStep)' (containing System and Component), 'SynchronizedSpirals (LockStep)' (containing Component and Port), and 'PortBinding (SameSystem)' (containing Port and Port). A note on the right states: 'Component can have a: - system describing the capability - system describing the construction i.e. SystemViewedAsComponent should be 0..2 at the base as should the SystemBoundaryPort association System then needs role (description or construction) There could be several abstract description systems and possible several alternative construction systems'. + +G.7711(25) + +Source Papyrus CoreModel diagram: Patterns-ComponentSystemPattern + +**Figure I.2 – The component – System pattern** + +## I.2 Rationale behind the CIM (Appendix VI) + +This appendix provides the drivers for the CIM work and highlights benefits of the work to the industry. + +The appendix explains that management of networks and devices today is a complex operational challenge resulting from, and exacerbated by, the plethora of conflicting standards and incompatible implementations. Almost all the existing models use inconsistent terminology and outdated concepts that are not applicable to SDN/NFV scenarios. + +The appendix goes on to explain that the information modelling team: + +- Has defined a consistent set of fundamental concepts and the relationship among them by leveraging the knowledge gained from years of management standards evolution and pragmatic implementation/software development experience. These concepts are capable of representing both legacy management and SDN/NFV concepts/scenarios, while allowing for consistent management in hybrid environments. +- Employs a realistic federated model with a layered model architecture and managed dependencies. This is comprised of a stable core model (which is itself modular for scalability) and technology-specific model extensions that can be added in a timely manner without destabilizing the core. + +It is emphasized that the CIM model is not a purist, theoretical artifact, but a pragmatic one that forms part of a tooling chain, enabling context and technology specific interfaces in different languages to be generated from a key set of definitions. + +The appendix explains the growing utilization of the CIM across various bodies such as ONF, ETSI NFV, MEF and TMF, as well as by some major service providers. + +### I.3 Analogue and media (L0) examples (Appendix VII) + +This appendix explains the model in terms of examples applied to the analogue space of Layer 0 (L0). The appendix focuses on optical photonics and guides the use of the model to represent both device functions and network structures. + +![Diagram of network domain channels formed from media channels. It shows various optical components like NDCA, MCZ, NDCB, MCY, C, and D, connected by blue lines representing channels. Includes mathematical expressions for channel sets and a note about the empty set.](f6c6c8aebdec7cb61208e1337a3e6fa7_img.jpg) + +NDCA = $A \cap D2 \cap Z$ $\emptyset$ denotes empty set, i.e., no propagation +NDCA + +MCZ +D2 + +$A \subseteq D2$ + $A \cap D1 = \emptyset$ + +A + +$B \subseteq D1$ + $B \cap D2 = \emptyset$ + +B + +NDCB = $B \cap D1 \cap Y$ +NDCB + +MCY +D1 + +C +D + +D1 +D2 + +Z +Y + +G.7702-Y.1702(22)\_FI.3 + +Detailed description: The diagram illustrates the formation of network domain channels (NDCA, NDCB) from media channels (MCZ, MCY). On the left, two input blocks A and B are shown. A is a subset of D2 and has no intersection with D1. B is a subset of D1 and has no intersection with D2. These inputs pass through a central cloud-like structure containing media channels C and D, which further split into D1 and D2. On the right, output blocks Z and Y are shown. Blue arrows represent the flow of signals. NDCA is defined as the intersection of A, D2, and Z. NDCB is defined as the intersection of B, D1, and Y. Small circular icons with 'i' and 'r' represent ingress and egress points. + +Diagram of network domain channels formed from media channels. It shows various optical components like NDCA, MCZ, NDCB, MCY, C, and D, connected by blue lines representing channels. Includes mathematical expressions for channel sets and a note about the empty set. + +Figure I.3 – Network domain channel formed from media channels + +In revision v4.0 overhead and monitoring were considered, and this led to a bidirectional treatment of assemblies of channels. + +![Simplified representation showing OMS/OTS, NMCA and OTSi termination. The diagram illustrates the hierarchy of optical transport layers. At the top, a green box represents client equipment (e.g., OTU/ODU, OTU-CN). Below it, a grey box contains OTSi(e), OTSi(p), NMC/OTSi(p), and NMCA/OTSi(p) layers. A yellow box in the center shows a switching matrix. To the right, a light green box contains NMC/OTSi(p) and NMCA/OTSi(p) layers, connected to an OMS (Optical Multiplexing Section) box. The OMS box is connected to an OTS (Optical Transport Section) box at the bottom. A dashed line indicates a logical connection between the client and the OTS. The diagram is labeled G.7711-Y.1702(22)_FI.4.](16c2a5cb6db777cd9386004ea5cdbfd5_img.jpg) + +Simplified representation showing OMS/OTS, NMCA and OTSi termination. The diagram illustrates the hierarchy of optical transport layers. At the top, a green box represents client equipment (e.g., OTU/ODU, OTU-CN). Below it, a grey box contains OTSi(e), OTSi(p), NMC/OTSi(p), and NMCA/OTSi(p) layers. A yellow box in the center shows a switching matrix. To the right, a light green box contains NMC/OTSi(p) and NMCA/OTSi(p) layers, connected to an OMS (Optical Multiplexing Section) box. The OMS box is connected to an OTS (Optical Transport Section) box at the bottom. A dashed line indicates a logical connection between the client and the OTS. The diagram is labeled G.7711-Y.1702(22)\_FI.4. + +Figure I.4 – Simplified representation showing OMS/OTS, NMCA and OTSi termination + +**I.4 Circuit switched (L1 & L2) examples (Appendix VIII)** + +This appendix introduces a model of layer protocols for circuit switched systems. The figures show a compact diagrammatic representation of the order of layer protocols for various port types. + +![Basic OTN device example showing compact representation of an STM-16 tributary. The diagram shows a 'Tributary' stack on the left with layers: STM-16 MS, STM-16 RS, OTSi, and MEDIA. This is connected to a central device (green dashed box) which has an STM-16 MS layer. The output of the device is an ODU1, which is further divided into 1/4 and 1/10 paths. The 1/4 path leads to an ODU1 layer, and the 1/10 path leads to an ODU2 layer. Both ODU1 and ODU2 lead to an ODU4 layer. Below ODU4 is an OTSi layer, and at the bottom is a MEDIA layer, forming a 'Line' stack. The diagram is labeled G.7711-Y.1702(22)_FI.5.](7416dd90bb98bb7b5c9b492d449e1ae8_img.jpg) + +Basic OTN device example showing compact representation of an STM-16 tributary. The diagram shows a 'Tributary' stack on the left with layers: STM-16 MS, STM-16 RS, OTSi, and MEDIA. This is connected to a central device (green dashed box) which has an STM-16 MS layer. The output of the device is an ODU1, which is further divided into 1/4 and 1/10 paths. The 1/4 path leads to an ODU1 layer, and the 1/10 path leads to an ODU2 layer. Both ODU1 and ODU2 lead to an ODU4 layer. Below ODU4 is an OTSi layer, and at the bottom is a MEDIA layer, forming a 'Line' stack. The diagram is labeled G.7711-Y.1702(22)\_FI.5. + +Figure I.5 – Basic OTN device example showing compact representation of an STM-16 tributary + +At this point the document provides a few basic examples. It is intended that in subsequent releases the document will progress from basic single device circuit switched examples through to complex protection scenarios and multi-layer circuit switched examples. The document will also provide multi-layer examples where: + +- Circuit switched forwarding is carried by an analogue server. +- An analogue signal is carried by a circuit switched system. +- There is a critical differential delay and a critical round trip delay consideration. + +## I.5 Packet switched (L2 & L3) examples (Appendix IX) + +This appendix provides a view of basic packet switched examples and then works through to complex network scenarios including multi-layer packet switched examples. + +![Diagram of STM-1 circuit emulation service over Ethernet. The diagram shows two stacks of protocol layers connected by a yellow link. The left stack (purple) has four layers: VC-4, STM-1 MS, STM-1 RS, and STM-1 physical. The right stack (green) has four layers: SDH payload, PW label, Tunnel label, and ETH. Below the green stack is another green box labeled ETH, which is connected to a purple box labeled ETY. The diagram illustrates the mapping of an STM-1 signal into an Ethernet packet for transport.](861a21db8d38574da4d36d3a63a2c206_img.jpg) + +G.7711-Y.1702(22)\_FI.6 + +Diagram of STM-1 circuit emulation service over Ethernet. The diagram shows two stacks of protocol layers connected by a yellow link. The left stack (purple) has four layers: VC-4, STM-1 MS, STM-1 RS, and STM-1 physical. The right stack (green) has four layers: SDH payload, PW label, Tunnel label, and ETH. Below the green stack is another green box labeled ETH, which is connected to a purple box labeled ETY. The diagram illustrates the mapping of an STM-1 signal into an Ethernet packet for transport. + +**Figure I.6 – STM-1 circuit emulation service over Ethernet** + +- Packet switched forwarding is carried by a circuit switched server. +- Circuit switched forwarding is carried by a packet switched server. +- Packet switched forwarding is carried by an analogue server. + +## I.6 Control and signalling examples (Appendix X) + +This appendix focuses on examples of control structures progressing from basic single device control examples through to complex peered control and multi-level control scenarios. + +![Diagram of Basic ControlConstruct layering use case. It shows a 'CD = Network' containing a 'Ctrl Construct' Master Port. This port is connected via a yellow link labeled 'Via LTP, link, FC, etc.' to a 'CD = CtrlDomain'. Inside 'CD = CtrlDomain' is a 'CD = NE' containing a 'Ctrl Construct' Slave Port. The Master Port has a 'PortBoundToPort' relationship with the Slave Port. A dashed arrow labeled 'CtrlConstruct controls CtrlDomain' points from the Master Port to the 'CD = CtrlDomain'. Another dashed arrow labeled 'CtrlConstruct controls CtrlDomain' points from the Slave Port to a nested 'CD = CtrlDomain' containing two 'PC' (Packet Clock) boxes. The diagram is labeled G.7711-Y.1702(22)_FI.7.](9f8684f45b509e2771465930b4d3bc3b_img.jpg) + +Diagram of Basic ControlConstruct layering use case. It shows a 'CD = Network' containing a 'Ctrl Construct' Master Port. This port is connected via a yellow link labeled 'Via LTP, link, FC, etc.' to a 'CD = CtrlDomain'. Inside 'CD = CtrlDomain' is a 'CD = NE' containing a 'Ctrl Construct' Slave Port. The Master Port has a 'PortBoundToPort' relationship with the Slave Port. A dashed arrow labeled 'CtrlConstruct controls CtrlDomain' points from the Master Port to the 'CD = CtrlDomain'. Another dashed arrow labeled 'CtrlConstruct controls CtrlDomain' points from the Slave Port to a nested 'CD = CtrlDomain' containing two 'PC' (Packet Clock) boxes. The diagram is labeled G.7711-Y.1702(22)\_FI.7. + +**Figure I.7 – Basic ControlConstruct layering use case** + +The appendix will also consider interaction examples in a future release. + +## I.7 Timing and synchronization examples (Appendix XI) + +This appendix provides a description of time and frequency synchronization in a telecommunication network and provides examples of the use of the model to represent these synchronization functions. + +![Diagram of Example synchronization distribution network. It shows a hierarchical tree structure of nodes. At the top is an MC (Master Clock) node. Below it are three NEC (Node that contains a network element clock) nodes. Below those are five NEC nodes. Below those are seven NEC nodes. Lines represent potential synchronization trails. A legend below the diagram defines MC as Master Clock, NEC as Node that contains a network element clock, and a solid line as Potential synchronization trail.](91a4cc9085768df4d20a09722a1509f8_img.jpg) + +MC Master Clock + NEC Node that contains a network element clock + — Potential synchronization trail + +Diagram of Example synchronization distribution network. It shows a hierarchical tree structure of nodes. At the top is an MC (Master Clock) node. Below it are three NEC (Node that contains a network element clock) nodes. Below those are five NEC nodes. Below those are seven NEC nodes. Lines represent potential synchronization trails. A legend below the diagram defines MC as Master Clock, NEC as Node that contains a network element clock, and a solid line as Potential synchronization trail. + +**Functional model of sync distribution topology** + +- Frequency and time sync may use different topologies + +G.7711-Y.1702(22)\_FI.8 + +**Figure I.8 – Example synchronization distribution network** + +## I.8 Processing construct examples (Appendix XII) + +This appendix provides various examples of the use of the ProcessingConstruct model to represent complex functions. + +![Diagram of a 'Virtual device' showing Management plane, Logical view, and Physical view layers. The Management plane contains Management Context (MC) and Management context. The Logical view contains Control/data planes and Constraint domain (CD) which enforces scope constraints. The Physical view contains Processing constructs scoped within the partition CD's. Text labels explain: Management context per partition, Root management context scoped by management agent, Processing constructs scoped within the partition CD's, CD per partition, Root CD based on 'chassis' physical scope (actually backplane / scope of address and data busses).](a2bbf801d7d0f95626d38da25e972941_img.jpg) + +Management plane + +Management context per partition + +Root management context scoped by management agent + +Logical view + +Control/data planes + +Processing constructs scoped within the partition CD's + +Constraint domain (CD) enforces scope constraints + +CD per partition + +Root CD based on 'chassis' physical scope (actually backplane / scope of address and data busses) + +Physical view + +Diagram of a 'Virtual device' showing Management plane, Logical view, and Physical view layers. The Management plane contains Management Context (MC) and Management context. The Logical view contains Control/data planes and Constraint domain (CD) which enforces scope constraints. The Physical view contains Processing constructs scoped within the partition CD's. Text labels explain: Management context per partition, Root management context scoped by management agent, Processing constructs scoped within the partition CD's, CD per partition, Root CD based on 'chassis' physical scope (actually backplane / scope of address and data busses). + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have the same scope. + +G.7702-Y.1702(22)\_FI.9 + +Figure I.9 – "Virtual device" + +## I.9 Specification examples (Appendix XIII) + +This appendix provides various examples of the use of the CIM specification model to express constraints in various real contexts. + +![Diagram titled 'Point-To-Point' FC showing two FDxyz units with various ForwardingRule (FR) and Link constraints. Includes a legend for ForwardingRule and FcPortRole, and two tables defining ForwardingRule types and their values.](614aa79ab495acde611f756b684ac0b0_img.jpg) + +ForwardingRule+indexRule: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot) +FcPortRole: As per spec. + +Legend: + FD (yellow circle), Rule FD (yellow dashed circle), LTP (grey square), Card (orange rectangle) + Link (yellow rectangle), Rule Link (yellow dashed rectangle), n x LTPs (black dots) + +| «OpenModelClass, Experimental»
FdAndLinkRule | | +|-------------------------------------------------|--------------------------------------------------| +| «Experimental» | + ruleType: RuleType [1] | +| «Experimental» | + forwardingRule: ForwardingRule [0..1] | +| «Experimental» | + complexRuleQualifier: ToBeDefined [*] | +| «Experimental» | + fcPortRole: PortRole [*] | +| «Experimental» | + fcPortDirection: PortDirection [*] | +| «Experimental» | + overridePriority: Integer [1] | +| «Experimental» | + signalProperty: [1] | +| «Experimental» | + _fcSpecReference:ClassRef: MetaClass:Class [*] | + + + +| «Enumeration»
«Experimental»
ForwardingRule | | +|---------------------------------------------------|------| +| CANNOT_FORWARD_ACROSS_FD_LINK | Not | +| MUST_FORWARD_ACROSS_FD_LINK | Must | +| MAY_FORWARD_ACROSS_FD_LINK | May | +| NULL_FORWARDING_RULE | Null | + +“Point-To-Point” FC + +Diagram titled 'Point-To-Point' FC showing two FDxyz units with various ForwardingRule (FR) and Link constraints. Includes a legend for ForwardingRule and FcPortRole, and two tables defining ForwardingRule types and their values. + +G.7711(25) + +Figure I.10 – Example use of FD Spec + +## I.10 Resilience examples (Appendix XIV) + +This appendix provides various examples of the use of the CIM to represent common resilience schemes. This appendix is not exhaustive. The model is built from a several generalized constructs that should readily support many other protection schemes not described here. + +![Figure I.11 – Simple summary example of 1?1 cases (represented via partition)](d8b77066e5a1512eee3656a0c9e84eaf_img.jpg) + +The diagram shows a hierarchical network structure. At the top is a large yellow oval containing two white circles. Below this, a blue arrow labeled "Partition" points down to a layer of three interconnected nodes. Each node is represented by a yellow circle containing four small white squares. These nodes are linked by blue lines. Above the central node is the label "FcHasLowerLevelFcs". Below these nodes are three rectangular boxes, each containing a yellow rectangle and two purple rectangles, representing lower-level partitions or domains. The diagram is identified by the code G.7711-Y.1702(22)\_FI.11. + +Figure I.11 – Simple summary example of 1?1 cases (represented via partition) + +**Figure I.11 – Simple summary example of 1?1 cases (represented via partition)** + +## I.11 Application (L4 and above) examples (Appendix XV) + +This appendix is not yet provided in this revision of the Recommendation. It will be provided in a later revision. The appendix will progress from basic simple application through to complex application assemblies. + +## I.12 Software examples (Appendix XVI) + +This appendix provides examples of the use of the CIM software model starting from basic cases such as a routing process in a router as shown in Figure I.12. + +![Figure I.12 – The Routing "process" on router](6c653f4cf6541f5a4a99b3533c522b02_img.jpg) + +The diagram is contained within a large box labeled "CD = Phy (Chassis)". Inside, a box labeled "RunningOS" has a blue arrow pointing down to a box labeled "Running software process". The arrow is labeled "OS invokes process". To the right, two red-outlined boxes labeled "PC" are shown. Blue arrows point from the "Running software process" box to these "PC" boxes, with the top arrow labeled "PC from RunningSoftware process". The diagram is identified by the code G.7711-Y.1702(22)\_FI.12. + +Figure I.12 – The Routing "process" on router + +PC = ProcessingConstruct    CD = ConstraintDomain + +NOTE 1 – To simplify, PC is used in diagrams to represent all PC, LTP, FC, FD functions + +NOTE 2 – Other ConstraintDomains, such as those defining NE constraint boundaries and ControlDomain constraint boundaries, can be added if required + +**Figure I.12 – The Routing "process" on router** + +The appendix progresses from the basic examples through increasingly complex cases to sophisticated examples including details of control. + +![Diagram illustrating control structures in a virtualized environment. It shows three domains: CD = Phy (Chassis), CD = CtrlD (Host OS), and CD = VM2. The Host OS contains RunningOS (Host OS), VMM, and VM1. The VM2 domain contains CD = CtrlD, RunningOS (Guest OS), and Running Software process 1. Control constructs are shown interacting with ports in each domain. Arrows indicate control flow: OS invokes process, VMM invokes VMs, and OS invokes process. A label 'CtrlConstruct controls CtrlDomain' is present in the Host OS and VM2 domains. A label 'G.7711-Y.1702(22)_FI.13' is at the bottom right.](97390572a8ffb768231d191922d28d74_img.jpg) + +Diagram illustrating control structures in a virtualized environment. It shows three domains: CD = Phy (Chassis), CD = CtrlD (Host OS), and CD = VM2. The Host OS contains RunningOS (Host OS), VMM, and VM1. The VM2 domain contains CD = CtrlD, RunningOS (Guest OS), and Running Software process 1. Control constructs are shown interacting with ports in each domain. Arrows indicate control flow: OS invokes process, VMM invokes VMs, and OS invokes process. A label 'CtrlConstruct controls CtrlDomain' is present in the Host OS and VM2 domains. A label 'G.7711-Y.1702(22)\_FI.13' is at the bottom right. + +G.7711-Y.1702(22)\_FI.13 + +**Figure I.13 – Considering control** + +### I.13 Controller lifecycle and security (Appendix XVII) + +This appendix focuses on future business opportunities to offer control services where those services enable a client to control, in a secure way, "slices" of network capability as if those slices were actual network. + +It describes appropriate control structures and policy enforcement points to deal with the commercial boundary accounting for the interrelationship via the public internet and hence for threat actors within that environment. The document does not dig deeply into any details of security techniques, etc. but does assume that state-of-the-art techniques will be used. + +It highlights appropriate control structures to enable the offering of control of slices to a client and to handle that control throughout its lifecycle. + +![Diagram illustrating a controller with multiple clients in a trusted domain. It shows a Controller Admin user, a Client, and a Client port group. The Client is connected to a PEP, which is connected to a yellow box containing Exposure context 1 (View 1) and Exposure context 2 (View 2). View 1 is connected to View translation 3.1, and View 2 is connected to View translation 3.2. Both translations lead to a green box labeled 'Resources with client semantics (2)'. This box is connected to View translation 2, which leads to a PEP. This PEP is connected to a green box labeled 'Resources allocated to this CC (1)'. This box is connected to View translation 1, which leads to a blue box labeled 'Resources in scope of this controller'. A label 'limits number/rate of operation requests to server contexts' is next to the PEP. A label 'Controller admin EC for CC' is next to the Controller Admin user. A label 'Controller admin EC' is next to the yellow box.](3d9243e8e289999bcf98b4c996063fd7_img.jpg) + +Diagram illustrating a controller with multiple clients in a trusted domain. It shows a Controller Admin user, a Client, and a Client port group. The Client is connected to a PEP, which is connected to a yellow box containing Exposure context 1 (View 1) and Exposure context 2 (View 2). View 1 is connected to View translation 3.1, and View 2 is connected to View translation 3.2. Both translations lead to a green box labeled 'Resources with client semantics (2)'. This box is connected to View translation 2, which leads to a PEP. This PEP is connected to a green box labeled 'Resources allocated to this CC (1)'. This box is connected to View translation 1, which leads to a blue box labeled 'Resources in scope of this controller'. A label 'limits number/rate of operation requests to server contexts' is next to the PEP. A label 'Controller admin EC for CC' is next to the Controller Admin user. A label 'Controller admin EC' is next to the yellow box. + +**Figure I.14 – Controller with more than one client in a trusted domain** + +## **Appendix II** + +### **Data dictionary** + +(This appendix does not form an integral part of this Recommendation.) + +The data dictionary contains, in MS Word table format, the details of the ITU-T G.7711 core information model object classes, including the description and properties of their attributes. This detailed information is generated automatically by a Gendoc tool from the UML model. + +The ITU-T G.7711 core information model data dictionaries are contained in the relevant subclauses of the annexes of this Recommendation. + +## Appendix III + +### Terminology mapping + +(This appendix does not form an integral part of this Recommendation.) + +The focus of this appendix is mapping of terminology from that used in the core model to terminology from some other normative documents. This appendix only provides a lightweight view. The mappings provided are preliminary and may change. + +A data dictionary that sets out the details of all classes, data types and attributes is also provided (Appendix II). + +#### III.1 Terminology mapping table + +Table III.1 sets out class mappings between the core model work and the work of a number of other bodies. + +Table III.1 does not yet cover: + +- The specification classes (where there is a relationship to work in TMF). +- Mappings to: + - Neutron + - IETF TEAS + - OpenConfig + - DMTF + - ETSI-NFV + - Etc. + +The grey cells indicate that the work of the body does not have specific classes that directly support the meaning of the row (see the right most column). The pink cells identify where work is still required to determine the mappings. + +**Table III.1 – Class mappings** + +| ONF | OIF | TMF MTNM | [b-TMF GB922]
Converged
Network ABE | [b-TMF TR225] | [ITU-T
G.7703] | [ITU-T G.800] | TAPI | Other terms | Brief meaning of the terms in the row | +|-------------------------------|-----------------------|-----------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|-----------------------------------|-------------------|---------------------------------|----------|-----------------|----------------------------------------------------------------------------------------------------| +| ForwardingDomain (FD) | | Multi-Layer SubNetwork (MLSN) | ForwardingDomain | ForwardingDomain | | Subnetwork | | Network | A multi-layer form Dealing with connection oriented | +| | | FlowDomain | | | | | | | Dealing with connectionless | +| | | MatrixFlowDomain | | | | | | Matrix | The switching capability in a network device that may be represented by an FD. | +| | Subnetwork/Vertex | | | | Subnetwork | | | Node | Element of a graph | +| | Routing Area/Topology | Multi-Layer Routing Area (MLRA) | | | Routing Area | | | Routing domain | Domain for routing | +| | Abstract Node | | | | | | | | Abstract node | +| | | | | | | | Node | | The opaque view of an FD | +| | | | | | | | Topology | | The aspect of the FD that is the container of the layout of the topology | +| Link | | | TopologicalLink | ForwardingConstruct (use of) | | | Link | | A fixed relationship between NodeEdgePoints in a Topology | +| | | | | | Link | Link | | | A fixed relationship between subnetwork at a specific (CI) layerProtocol | +| | | SnppLink | | | | | | | An ITU-T G.800 link in the context of the ASON control plane | +| | TopologicalLink | | | | | | | | | +| | | TopologicalLink | | | | | | | The abstract essence of the Trail | +| | Link | | | | | | | | | +| | Edge | | | | | | | | Element of a graph | +| | | | | | | Transitional Link | | | A link where the ends are in different layers or sub-layers (e.g., an Ethernet TAG has been added) | +| | | | | | | | | Tunnel facility | | +| LinkPort | | Element in a list in a TopologicalLink representing an end of the TopologicalLink | Element in a list in a TopologicalLink representing an end of the TopologicalLink or SnppLink | FcEndPoint of ForwardingConstruct | | Link Port | LinkPort | | A port on the component called Link | +| LogicalTerminationPoint (LTP) | | | Transmission path endpoint (TPE) | | | | | | | +| | | TP [precision time protocol/ | | | | Adaptation function Termination | | TTP, CTP | The LTP is used to represent any of the ITU-T G.800 constructs, or a | + +**Table III.1 – Class mappings** + +| ONF | OIF | TMF MTNM | [b-TMF GB922]
Converged
Network ABE | [b-TMF TR225] | [ITU-T
G.7703] | [ITU-T G.800] | TAPI | Other terms | Brief meaning of the terms in the row | +|---------------------|---------------|-------------------------------------------------------------------------------|-------------------------------------------|---------------------|-------------------|-----------------------------------------------------------------------------------------------|-----------------------------------|---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| +| | | connection termination point/
floating termination point
(PTP/CTP/FTP)] | | TPE | | function
Forwarding Point
Forwarding End
Point | | | combination of these constructs
across multiple layers | +| | Edge Resource | | | | SNP | | | | An abstraction that represents a
connection point (CP) or
termination connection point
(TCP) | +| | | SNPP | | | SNPP | | | | Pool of SNPs, e.g., at the end of a
link | +| | | | | | | | | Facility
Port
Protocol endpoint | | +| | | | | | | | NodeEdgePoint | | | +| | | | | | | | ServiceEndPoint | | | +| | | | | | | | ConnectionEndPoint | | | +| LayerProtocol | | Element in a list in
TP | LayerTermination | LayerTermination | | | | | | +| | | | | | | Adaptation function
Termination
function
Forwarding Point
Forwarding End
Point | | TTP
CTP | The LP is used to represent any of
the ITU-T G.800 constructs, or a
combination of these constructs in
a single layer | +| ForwardingConstruct | Connection | SNC | Frame reference
event (FRE) | ForwardingConstruct | Connection | SNC | Connection
ConnectivityService | | A connection between CPs | +| | | | | | | Trail | | | A connection between access
points | +| | | Forwarding
domain fragment
(FDFr) | | | | | | | Enabled forwarding for
Connectionless. | +| | | Matrix forwarding
domain fragment
(MDFr) | | | | | | | Enabled forwarding for
Connectionless in a fabric. | +| | Call | Call | | | Call | | | | An association between two or
more users that supports an
instance of a service. | +| | | | | | | | | AccessRelationship
Tunnel
Line | | + +**Table III.1 – Class mappings** + +| ONF | OIF | TMF MTNM | [b-TMF GB922]
Converged
Network ABE | [b-TMF TR225] | [ITU-T
G.7703] | [ITU-T G.800] | TAPI | Other terms | Brief meaning of the terms in the row | +|---------------------------------|------------------------------------------------------------|---------------------------------------------------------------------------------|-------------------------------------------|--------------------------------------|------------------------|-----------------------------|-----------------------------------------------------------------------|----------------------------|-----------------------------------------------------| +| | | | | | | | | Section
CrossConnection | | +| | | | | | SNP Link
Connection | LinkConnection | | | | +| FcPort | | Element in a list in
a SNC/Call
representing an
end of the
SNC/Call | Endpoint | FcEndpoint | | | ConnectionPort
ServicePort | | A port on a component called
ForwardingConstruct | +| FcSwitch | | Attributes in SNC | Attributes in FRE | | | | | | | +| FcRoute | | Route | Route | | Route | | | | | +| ForwardingEntity | | | | | | Topological entity | | | | +| TransferTiming_Pac | | | | | | | | | | +| TransferIntegrity_Pac | | | | | | | | | | +| TransferCost_Pac | | | | | | | | | | +| RiskParameter_Pac | | | | | | | | | | +| TransferCapacity_Pac | | | | | | | | | | +| LayerProtocolTransiti
on_Pac | | | | | | | | | | +| Validation_Pac | | | | | | | | | | +| SdnController | | | | | | | | | | +| NetworkControlDoma
in | | | | | | | | | | +| NetworkElement | | ManagedElement | | | | | | | | +| LayerProtocol | Layer | LayerRate | LayerRate | | | Layer | | | | +| GlobalId | | | | | | | | | | +| LocalId | | | | | | | | | | +| Name | | | | | | | | | | +| Address | | | | | | | | | | +| Comments on column | Derived from work
of and co-
developed with
ITU-T | Derived from
ITU-T work | Derived from ITU-T
work | Convergence of
several TMF models | | Generalized
architecture | Pruned/refactored
ONF core network
model (see Figure
III.1). | | | + +### III.2 Detailed view of transport application programming interface to core model mapping + +Figure III.1 is a snapshot of the ONF TAPI to core model mapping. It is possible that the details of the mapping will change. For the most up to date mapping, see [b-ONF/Snowmass]. + +![UML Class Diagram showing the mapping between Core IM Skeleton and TAPI IM Skeleton classes. The diagram illustrates relationships between NetworkControlDomain, ForwardingDomain, Link, LinkPort, LogicalTerminationPoint, FcPort, ForwardingConstruct, FcRoute, Context, Topology, Node, Link, LinkPort, NodeEdgePoint, ServiceEndPoint, ServicePort, ConnectivityService, Connection, ConnectionPort, and Path. Relationships include associations, compositions, and generalizations, with many associations labeled with the stereotype <>.](c3a742279c7e4d07c58268994a863c83_img.jpg) + +The diagram illustrates the mapping between the Core IM Skeleton and the TAPI IM Skeleton. It shows the following classes and their relationships: + +- Core IM Skeleton:** + - `«OpenModelClass» Preliminary NetworkControlDomain` + - `«OpenModelClass» ForwardingDomain` + - `«OpenModelClass» Link` + - `«OpenModelClass» LinkPort` + - `«OpenModelClass» LogicalTerminationPoint` + - `«OpenModelClass» FcPort` + - `«OpenModelClass» ForwardingConstruct` + - `«OpenModelClass» FcRoute` +- TAPI IM Skeleton:** + - `«OpenModelClass» TAPI::Context` + - `«OpenModelClass» TAPI::Topology` + - `«OpenModelClass» TAPI::Node` + - `«OpenModelClass» TAPI::Link` + - `«OpenModelClass» TAPI::LinkPort` + - `«OpenModelClass» TAPI::NodeEdgePoint` + - `«OpenModelClass» TAPI::ServiceEndPoint` + - `«OpenModelClass» TAPI::ServicePort` + - `«OpenModelClass» TAPI::ConnectivityService` + - `«OpenModelClass» TAPI::Connection` + - `«OpenModelClass» TAPI::ConnectionPort` + - `«OpenModelClass» TAPI::Path` + +Key relationships include: + +- `NetworkControlDomain` (1..2) `ForwardingDomain` (NcdControlsFds) +- `ForwardingDomain` (0..1) `Link` (FdContainsFds) +- `Link` (1) `LinkPort` (LinkHasLinkPorts) +- `LinkPort` (\*) `LogicalTerminationPoint` (LinkPortTerminatesOnLtp) +- `LogicalTerminationPoint` (\*) `FcPort` (FcPortConnectedToLtp) +- `FcPort` (\*) `ForwardingConstruct` (FcHasFcPorts) +- `ForwardingConstruct` (\*) `FcRoute` (FcHasRoutes) +- `Context` (1) `Topology` (ContextScope:TopMostTopology) +- `Topology` (1) `Node` (TopologyEncapsulatesNodes) +- `Node` (1) `Link` (TopologyEncapsulatesLinks) +- `Link` (1) `LinkPort` (LinkHasLinkPorts) +- `LinkPort` (\*) `NodeEdgePoint` (LinkPortTerminatesOnNodeEP) +- `NodeEdgePoint` (\*) `ServiceEndPoint` (ServiceEPRelatesToNodeEP) +- `ServiceEndPoint` (\*) `ServicePort` (ServicePortTerminatesOnServiceEP) +- `ServicePort` (\*) `ConnectivityService` (ConnServiceHasServicePorts) +- `ConnectivityService` (\*) `Connection` (ConnServiceHasConnections) +- `Connection` (\*) `ConnectionPort` (ConnectionHasConnectionPorts) +- `ConnectionPort` (\*) `Path` (PathIsDescribedByConnections) + +Many associations are labeled with the stereotype `«PruneAndRefactor»`. + +UML Class Diagram showing the mapping between Core IM Skeleton and TAPI IM Skeleton classes. The diagram illustrates relationships between NetworkControlDomain, ForwardingDomain, Link, LinkPort, LogicalTerminationPoint, FcPort, ForwardingConstruct, FcRoute, Context, Topology, Node, Link, LinkPort, NodeEdgePoint, ServiceEndPoint, ServicePort, ConnectivityService, Connection, ConnectionPort, and Path. Relationships include associations, compositions, and generalizations, with many associations labeled with the stereotype <>. + +Figure III.1 – Core – Transport application programming interface mapping (via pruning and refactoring) + +## Appendix IV + +### Future enhancements + +(This appendix does not form an integral part of this Recommendation.) + +This appendix focuses on areas of ongoing work that are not represented in the annexes. + +#### IV.1 Future work areas + +Potential future areas of work in the CoreModel include, not in any particular order: + +- LTP Port and LP Port model (Annex B) +- Spec model pattern generalization (Annex G and Appendix XIII) + - Generalize the spec models of LTP, FC, FD, etc. and scheme/system spec to have a general spec pattern + - Refactor LTP Spec to be Component-System Spec + - In ITU-T G.7711 v2.0, refactor the LTP spec to be a full generalized Component-System spec with constraints on what components can be used. Depends on LTP Port work. +- Interaction and management-control messaging (Annex H, Appendix IX and Appendix X) + - Developing models for interaction/messaging in the context of ECC/DCN and protection + - This leads to the need to develop support for basic IP networking + - Developing message sequence diagram (for operation sequences) +- Interaction patterns for advancement of TAPI, etc. (Annex J and Appendix X) + - Completion of the generalized operations pattern covering range of cases including intend and CRUD + - Support operations patterns including intent + - Support TOSCA and policy + - Operations interaction model + - Operations temporality + - Understand the relationship with Dynamic APIs and Strategic Mediation. + - Operation pattern for general task + - Use TAPI OAM as the seed to investigate using the Operation Pattern to support general task, taking the G.8052 On-demand measurement job requirement into account as input. + - Use of Job task to improve operation patterns +- Support for specific interface development in TAPI (various) + - More layer examples (Appendix VII, Appendix VIII, and Appendix IX). +- OAM functions (Annex I and Appendix X) + - Generalization of OAM functions, e.g., generalized MEPs + - Consider use cases and scenarios to guide development of the generalized model. +- Assurance (Annex J and Appendix X) + - Modelling of events and the reporting of events. +- Patterns and architectures (Appendix V) + +- Continue construction of models that explore the pattern underlying Link/FC/FD and minimally represent that pattern and show derivation of Link/FC/FD from that pattern. +- Dependency graph representation of telecommunication technology including flow semantics (Appendix V) + - For expression of detailed processes of a telecommunication technology to enable interpretation of a new technology. +- Profiles, templates and specifications (Annex G and Appendix XIII) + - Completion of spec model and addition of profiles model in the spec context + - Further development of constraint models (also covering policy) + - Complete pattern and migrate model to use pattern + - Develop class-based rule mechanism and consider more fluid approach to core model + - Provide further examples of usage + - Develop detailed rules + - Refine model to deal with rule interaction + - Consider FD/FC spec convergence + - FdPort added will help here. + - When dealing with Compound Links one needs to consider whether rules are necessary for Link (the same structure will apply but an additional association from Link to FD will be necessary) + - Development of a specification toolkit including standardized rules and structures + - DSGL (Domain Specific Graphical Language to ease spec construction) + - Model versus specification (see also notes in Annex G): + - Implication of the work so far is that the specification structure is the model structure and that the schema for any particular case has some parts of the structure in compile time form and other parts in runtime only form where the runtime form may have static parts only in the spec form + - Is a replication of the model structure in formal model but that formal model should be decoupled at various points and extensible in a constrained way at various points. + - Considerations of "model viscosity" (all models are fluid over some timeframe). +- Dealing with LTP and LP formal sub-structuring challenge + - Related to the previous bullet... should the LP sub structuring of the spec model be part of the LP model. +- Migration of operations from non-spec to spec + - Continuum of usage approaches from "phrase book user" to "orator". +- FcSpec refinements + - Should the FC spec be rationalized to recognise that MSUF is essential an FC (implications, etc.)? +- Moving to the generalized spec + - How should constraints on each class spec be expressed in the context of a generalized spec? +- Understanding the relationship to Dynamic APIs, strategic mediation and the operations patterns +- Enhance the extension mechanism +- Development of the scheme specification + +- Generalization to deal with specification of any network structure + - Enhance the application to protection. +- Resilience (Annex E and Appendix XIV) + - Further development of the scheme specifications for resilience schemes + - Carry out further work on the unexpected flow query + - Use of partition versus route and in combination (see Annex E for more details) + - Build on the model of signalling to deal specifically with resilience schemes (see Annex E for some detailed considerations). This will be related to work in + - Annex H as this will be part of the MCC work as the CASC is a controller and general messaging and signalling will be covered in Annex H + - Annex G as there is a specification aspect. + - Refine documentation on relationship to protectionGroups (see notes in Annex E) + - Complete route feeds port relationship + - Complete route lifecycle documentation (see Annex E) + - Indication of encapsulated resilience on FC and Link + - Further examples including dual homed cases. +- Control and interaction (Annex H, Annex K, Appendix X and Appendix XII) + - Constraint domain split (separating basic grouping from constraint application). +- Timing and synchronization model including frequency and time/phase (Annex B and Appendix XI) + - Complete work and examples. +- Physical equipment (Annex F) + - Enhancements to the equipment model + - Enhancements to the expectation versus actual model approach (see detailed notes in Annex F) + - Progress attribute details to "Preliminary" or "Mature" + - Rationalize attribute groupings + - Look for formal sources for physical properties and work towards a P&R relationship to these sources + - Strengthen linkage and improve decoupling wrt other model areas + - For functional work wrt ProcessingConstruct (Annex K and Appendix XII) and OAM functions (Annex I and Appendix X) + - Also see detail notes in Annex F. + - Separate out management-control parts into management-control model (Annex H and Annex X) + - Refine and move specification model detail from Physical model document to Specification model document and move model as appropriate (Annex G and Appendix XIII) + - Addressing of ports (see Annex F for some details). +- Software model enhancements (Annex L and Appendix XVI) + - Representation of software and relationship to physical (Annex F) and functional (Annex K) models. +- ProcessingConstruct (Annex K and Appendix XII) + +- Document relationship to: + - TOSCA meta-model + - Component + - VNF. +- Degree of specialization (related to Appendix V.A.2) + - PC versus ControlComponent versus CASC + - PC versus FC + - CD versus FD. +- Component-System recursion and projecting views +- PC emergence from software (see also Software in this list) +- CD/PC spec. +- FC, FD, Link and Topology (Annex B and Annex D) + - Various detailed enhancements including considerations of merging of FC and Link + - Consider merging FD and Link + - Improve derivation of FD/FC/Link from Component-System pattern (Appendix V) + - Consider FC/Link convergence (Annex D). + - Further clarification of off-network "things" (could be a link topology) + - Various illustration of FD/Link lifecycle + - Consider generalized lifecycle state and state interaction. + - Cost algorithm + - Illustrate use of model for inverse multiplexing cases (Appendices VII, VIII and IX) + - Media multipoint (Appendices VII) + - Improve documentation on terminationState + - Stating detailed properties on topology + - Rationalize use of NearEnd/FarEnd, Input/Output, Ingress/Egress, etc. + - Further develop Transitional Link examples (Appendices VIII and IX) to cover complex Links (Annex D) + - Further develop non-orthogonal FDs (Annex D) and provide examples (Appendices VII, VIII, and IX). +- View abstraction (Annex D, Annex H) + - Enhancements to view abstraction examples and cases, including FD view, FC view, Call view, Service view, Connection view + - Further work on rules for virtualization (e.g., what from one view can be grouped in the same link from another view). +- Mapping to other models (Appendix III) + - Enhancements to the mapping to OpenFlow + - Development of mappings to IETF models (e.g., TEAS) + - Mapping to TOSCA + - Aim for convergence of industry models. +- Temporal properties (new annex and appendix document) + - Determining how to inject temporal aspects into the model process. + - Temporal expression model + +- Stating rules and constraints (various including Annex A and Annex D) + - Method for statement of inter-attribute and inter-association rules + - See also subclauses below. +- Model restructuring (Main body and new appendix) + - Decoupling for improved modularity and independent working (new Appendix) + - Model federation (new appendix) + - Model patterns (new appendix). +- Model backward compatibility (new .W.2) + - "W" series are white papers. .W.1 will be an introduction document + - Develop from material originally targeted for a white paper + - Semantic compatibility +- Event driven solution investigation + - Improve documentation on streaming in Annex H +- Compute model (Annex O, Annex P) + - CPU storage + - Instance data store +- Identity model investigation (Annex C) + - Investigate the identify model (Global class & Local class). Instead of inheriting from Global or Local class, the tool will generate the necessary identifier attributes from the Global and Local classes and add to the entity classes at design/compile/run time. +- Application (L4 and above) examples +- Security audit +- Location examples +- Power model +- Controller zero-trust hardening +- Catalog Inventory storage application +- Minor enhancements + - Rename the LayerProtocol class. +- Documentation + - Ongoing improvements. +- Tooling (not in TR-512) + - Enhancement to UML YANG to cover specification models + - Enhancements to pruning and refactoring process and tooling + +**IV.2 Some detailed notes on future work** + +**IV.2.1 Model structure rules** + +Some of the associations in the model are interrelated by some pattern. Figures IV.1 to IV.5 explore ways of expressing the patterns and interrelationships. + +![UML Class Diagram: HighLevelSkeltonOverviewWithLoopsHighlighted-Alternative1. This diagram shows the relationships between ForwardingDomain, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, FcRoute, and FcSwitch. It includes various association rules and experimental notes.](4f33a6e9083ffb400e3c2e074c21434e_img.jpg) + +**UML Class Diagram: HighLevelSkeltonOverviewWithLoopsHighlighted-Alternative1** + +- ForwardingDomain** (OpenModelClass): + - Associated with **Link** (OpenModelClass) via **LinkHasAssociatedFds** (1..\* to \*). + - Associated with **LinkPort** (OpenModelClass) via **LinkHasLinkPorts** (2..\* to 1). + - Associated with **LogicalTerminationPoint** (OpenModelClass) via **FdAggregatesLtps** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FdEncapsulatesLowerLevelLinks** (1 to \*). +- Link** (OpenModelClass): + - Associated with **LinkPort** (OpenModelClass) via **LinkHasLinkPorts** (1 to 2..\*). +- LinkPort** (OpenModelClass): + - Associated with **ForwardingDomain** (OpenModelClass) via **LinkHasLinkPorts** (2..\* to 1). + - Associated with **LogicalTerminationPoint** (OpenModelClass) via **LinkPortTerminatesOnLtps** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcHasFcPorts** (2..\* to 1). +- LogicalTerminationPoint** (OpenModelClass): + - Associated with **ForwardingDomain** (OpenModelClass) via **FdAggregatesLtps** (1 to \*). + - Associated with **LinkPort** (OpenModelClass) via **LinkPortTerminatesOnLtps** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcPortConnectedToLtp** (0..2 to \*). +- ForwardingConstruct** (OpenModelClass): + - Associated with **ForwardingDomain** (OpenModelClass) via **FdEncapsulatesLowerLevelLinks** (1 to \*). + - Associated with **LinkPort** (OpenModelClass) via **FcHasFcPorts** (1 to 2..\*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcHasFcPorts** (1 to 2..\*). + - Associated with **FcRoute** (OpenModelClass) via **FcHasRoutes** (1 to \*). + - Associated with **FcSwitch** (OpenModelClass) via **FcEncapsulatesSwitches** (1 to \*). +- FcRoute** (OpenModelClass): + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcHasRoutes** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcRoutesDescribedByFcs** (1 to \*). +- FcSwitch** (OpenModelClass): + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcEncapsulatesSwitches** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcSwitchSelectsFcPorts** (1 to \*). + +**Notes:** + +- MultipleFds:** + - LayerProtocols (one per layerProtocol) + - FdLevels (one per Level) + - Views (one per view) +- Higher level Fd encompasses lower level Fds** +- All self composition and self aggregation are noLoop unless otherwise stated.** +- Experimental: FdEncapsulatesFdsAndLi... (Encompassed links and ForwardingDomains form a mesh)** +- Experimental: LinkFd (noLoop)** +- Experimental: NavigationLtpToLinkViaFd (reverseNavigation)** +- Experimental: LtpFdLinkNavigation (alternativeNavigation)** +- Experimental: NavigationLtpToLinkViaLinkPort (reverseNavigation)** +- For any specific LTP for each instances of NavigationLtpToLinkViaFd there will be a corresponding instance of NavigationLtpToLinkViaLinkPort that reaches the same Link. There will be no duplicates.** +- Multiple LTP:** + - Bidirectional FcPort to two Uni-directional LTPs + - Zero LTP + - BreakBeforeMake transition (not good reason for zero) + - Planned LTP not yet in place. +- Replace with alternativeNavigation rule structure. BUT note that name is not ideal as this is really trying to emphasize a model constraint rather than a model use. For each FcPort, if there is an FcSwitch it will be in the same FC as the FcPort. OR For each FcSwitch the FcPorts that it references Must be in the same FC as the FcSwitch.** + +UML Class Diagram: HighLevelSkeltonOverviewWithLoopsHighlighted-Alternative1. This diagram shows the relationships between ForwardingDomain, Link, LogicalTerminationPoint, FcPort, ForwardingConstruct, FcRoute, and FcSwitch. It includes various association rules and experimental notes. + +G.7711(25) + +Source Papyrus CoreModel diagram: HighLevelSkeltonOverviewWithLoopsHighlighted-Alternative1. + +**Figure IV.1 – Association interrelationship rules** + +![UML Class Diagram: AlternativeNavigationRuleExample-FcPort. This diagram focuses on the relationships between FcPort, ForwardingConstruct, and FcSwitch, with a specific note about the FcSwitchSelectsFcPorts association.](c93bc26d87726a38caa885b3dbbcbc6a_img.jpg) + +**UML Class Diagram: AlternativeNavigationRuleExample-FcPort** + +- FcPort** (OpenModelClass): + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcHasFcPorts** (2..\* to 1). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcSwitchSelectsFcPorts** (1 to \*). +- ForwardingConstruct** (OpenModelClass): + - Associated with **FcPort** (OpenModelClass) via **FcHasFcPorts** (1 to 2..\*). + - Associated with **FcSwitch** (OpenModelClass) via **FcEncapsulatesSwitches** (1 to \*). +- FcSwitch** (OpenModelClass): + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcEncapsulatesSwitches** (1 to \*). + - Associated with **ForwardingConstruct** (OpenModelClass) via **FcSwitchSelectsFcPorts** (1 to \*). + +**Notes:** + +- Replace with alternativeNavigation rule structure. BUT note that name is not ideal as this is really trying to emphasize a model constraint rather than a model use. For each FcPort, if there is an FcSwitch it will be in the same FC as the FcPort. OR For each FcSwitch the FcPorts that it references Must be in the same FC as the FcSwitch.** + +UML Class Diagram: AlternativeNavigationRuleExample-FcPort. This diagram focuses on the relationships between FcPort, ForwardingConstruct, and FcSwitch, with a specific note about the FcSwitchSelectsFcPorts association. + +G.7711(25) + +Source Papyrus CoreModel diagram: AlternativeNavigationRuleExample-FcPort. + +**Figure IV.2 – Highlighting loops and spirals – FC, FcPort and FcSwitch example** + +![UML Class Diagram showing ForwardingDomain and Link classes with associations.](64ae0196fdf7931139d52ac102898ef9_img.jpg) + +UML Class Diagram illustrating relationships between **«OpenModelClass» ForwardingDomain** and **«OpenModelClass» Link**. + +- ForwardingDomain** (top class) has a self-association at the top with multiplicity **2..\*** at the source and **\*** at the target. +- ForwardingDomain** has a directed association to **Link** (bottom class) labeled **FdEncompassesLowerLevelLinks**. Multiplicity is **\*** at the **ForwardingDomain** end and **\*** at the **Link** end. +- Link** has a directed association back to **ForwardingDomain** labeled **LinkHasAssociatedFds**. Multiplicity is **\*** at the **Link** end and **2..\*** at the **ForwardingDomain** end. + +G.7711(25) + +UML Class Diagram showing ForwardingDomain and Link classes with associations. + +Source Papyrus CoreModel diagram: AlternativeNavigationRuleExample-Fd. + +**Figure IV.3 – Highlighting loops and spirals – FD/Link example** + +#### IV.2.2 Lifecycle dependency + +The approach uses a stereotype to identify degree of dependency. In the model below reporting the FC without its FcPorts is not useful. + +![UML Class Diagram showing FcPort and ForwardingConstruction classes with a composition relationship.](56bcca2eac99fcc9bfa905d37e2c85d5_img.jpg) + +UML Class Diagram illustrating a lifecycle dependency between **«OpenModelClass» FcPort** and **«OpenModelClass» ForwardingConstruction**. + +- FcPort** (left class) has a directed association to **ForwardingConstruction** (right class) labeled **FcHasFcPorts**. +- The association is marked with the stereotype **«StrictComposite»**. +- Multiplicity is **2..\*** at the **FcPort** end and **1** at the **ForwardingConstruction** end. + +G.7711(25) + +UML Class Diagram showing FcPort and ForwardingConstruction classes with a composition relationship. + +**Figure IV.4 – Highlighting lifecycle dependency** + +More complex cases where lifecycle is dependent upon at least one of a particular set of classes existing is more challenging. + +#### IV.2.3 Multiplicity restrictions + +Many multiplicity ranges have subtle case-based restrictions that are not reflected in the model. Figure IV.5 provides a view of a simple approach to recording multiplicity restrictions. + +![UML Class diagram showing relationships between ForwardingDomain, LogicalTerminationPoint, and FcPort with multiplicity rule callouts.](4bad0d660ca8b0915540efeb317f3ae6_img.jpg) + +``` + +classDiagram + class ForwardingDomain { + <> + } + class LogicalTerminationPoint { + <> + +physical... + } + class FcPort { + <> + } + + ForwardingDomain "1" *-- "*" LogicalTerminationPoint : FdAggregatesLtps + LogicalTerminationPoint "0..2" -- "*" FcPort : FcPortConnectedToLtp + ForwardingDomain "1" o-- "*" FcPort : +_forwardingDomain + + note for LogicalTerminationPoint "MuiltipleFd: + - LayerProtocols (one per layerProtocol) + - FdLevels (one per Level) + - Views (one per view)" + note for LogicalTerminationPoint "Multiple LTP + - Bidirectional FcPort to two Uni-directional LTPs + Zero LTP + - BreakBeforeMake transition (not good reason for zero) + - Planned LTP not yet in place." + +``` + +The diagram illustrates three classes and their relationships: + +- ForwardingDomain** («OpenModelClass»): + - Aggregates **LogicalTerminationPoint** (multiplicity \*). The association is labeled **FdAggregatesLtps**. + - Has a directed association to **FcPort** (multiplicity \*). The association is labeled **+\_forwardingDomain**. +- LogicalTerminationPoint** («OpenModelClass»): + - Has an attribute **+ physical...** («OpenModelAttribute, Preliminary»). + - Is associated with **FcPort** (multiplicity 0..2 at LTP end, \* at FcPort end). The association is labeled **FcPortConnectedToLtp**. +- FcPort** («OpenModelClass»): + - Associated with **LogicalTerminationPoint** (multiplicity \*). + +Callout boxes provide additional information: + +- MuiltipleFd:** + - LayerProtocols (one per layerProtocol) + - FdLevels (one per Level) + - Views (one per view) +- Multiple LTP:** + - Bidirectional FcPort to two Uni-directional LTPs + - Zero LTP:** + - BreakBeforeMake transition (not good reason for zero) + - Planned LTP not yet in place. + +UML Class diagram showing relationships between ForwardingDomain, LogicalTerminationPoint, and FcPort with multiplicity rule callouts. + +G.7711(25) + +Source Papyrus CoreModel diagram: MultiplicityRuleExamples. + +**Figure IV.5 – Multiplicity rule example** + +## Appendix V + +### Model structure, patterns and architecture + +(This appendix does not form an integral part of this Recommendation.) + +This appendix explains the model patterns and architecture that underpin the CIM. The appendix: + +- Works through the key patterns in the model such as hypergraph and component-system +- Discusses the fundamentals of transport and how these are described in terms of the patterns +- Explains how the patterns can be intertwined to form the architecture of the network from a control perspective +- Motivates the Component-System pattern from the model of hypergraph +- Shows some high-level examples of application of the Component-System pattern. + +The descriptions in this document are built from descriptions in earlier referenced works. + +#### V.1 A progression patterns – intertwining and unfolding + +This clause works through rationale for the formation of the model by considering the essential underlying patterns that govern the inherent structure of the problems space it is based heavily on work from TM Forum that was liaised to ONF for developing the core model, with corporation with ITU-T. + +A number of patterns are explored in a progression from the most fundamental through to more problem space specific. Each of the patterns is introduced in the context of the emerging model, first working towards an information architecture and then on to the CIM. + +The basic underpinning of the model is essentially the representation of adjacency (connectedness) and through this adjacency there is an opportunity for some essence to pass between the adjacent places. The fundamental representation of this opportunity is the notion of a graph and due to the complexity of the problem space the hypergraph generalization of the graph has been chosen as a basis. + +##### V.1.1 Hypergraph pattern + +A hypergraph183 is a generalization of a graph in which an edge can associate any number of vertices (see ). The edge in a hypergraph is called a hyper edge (or hyperarc). The hyper edge can be directed (see [http://www.scielo.br/scielo.php?script=sci\\_arttext&pid=S0101-74382005000300005](http://www.scielo.br/scielo.php?script=sci_arttext&pid=S0101-74382005000300005)). + +The basic hypergraph is represented in the UML fragment in Figure V.1. + +--- + +183 The hypergraph was identified as similar in pattern to the multi-pointed forwarding leading to this rationalization of the model. + +![UML Class Diagram showing the basic hypergraph model fragment. It includes three classes: Hypergraph, HyperEdge, and Vertex. Hypergraph has a 1..* association with HyperEdge (HypergraphHasHyperEdges) and a 1..* association with Vertex (HypergraphHasVertexes). HyperEdge has a 1..* association with Vertex (HyperEdgeVertexAssociation). A note indicates that all vertexes of a HyperEdge must be in the same Hypergraph. Another note explains that a Hypergraph can have one or more assemblies of hyper edges, and a HyperEdge may have vertexes that are not in any other HyperEdge. A dashed line indicates that a vertex can only exist in the context of one or more hyper edges. A note titled 'Essential simple hypergraph' is also present.](6199756f70e60e3be4da10ba26719b8f_img.jpg) + +``` + +classDiagram + class Hypergraph { + <> + } + class HyperEdge { + <> + } + class Vertex { + <> + } + Hypergraph "1" -- "1..*" HyperEdge : HypergraphHasHyperEdges + Hypergraph "1" -- "1..*" Vertex : HypergraphHasVertexes + HyperEdge "1..*" -- "1..*" Vertex : HyperEdgeVertexAssociation + Vertex .. HyperEdge : VertexCanOnlyExistInTheContextOfOneOrMoreHyperEdges + +``` + +Essential simple hypergraph + +All vertexes of a HyperEdge must be in the same Hypergraph + +This allows the Hypergraph to have one or more assemblies of hyper edges where an assembly can consist of one or more associated HyperEdges such that a minimum graph has one HyperEdge and no vertexes and a hypergraph may include n HyperEdges that are not associated. A HyperEdge may have vertexes that are not in any other HyperEdge. + +G.7711(25) + +UML Class Diagram showing the basic hypergraph model fragment. It includes three classes: Hypergraph, HyperEdge, and Vertex. Hypergraph has a 1..\* association with HyperEdge (HypergraphHasHyperEdges) and a 1..\* association with Vertex (HypergraphHasVertexes). HyperEdge has a 1..\* association with Vertex (HyperEdgeVertexAssociation). A note indicates that all vertexes of a HyperEdge must be in the same Hypergraph. Another note explains that a Hypergraph can have one or more assemblies of hyper edges, and a HyperEdge may have vertexes that are not in any other HyperEdge. A dashed line indicates that a vertex can only exist in the context of one or more hyper edges. A note titled 'Essential simple hypergraph' is also present. + +Source Papyrus CoreModel diagram: Hypergraph-BasicStructure + +**Figure V.1 – The basic hypergraph model fragment** + +The hypergraph appears to have flexibility beyond that required by the problem space. + +- 1) The general hypergraph allows the hyper edge to exist without any vertexes and the vertex to exist without any hyperedges. The vertex and hyper edge appear symmetric. + - In the model above the vertex has been constrained to only be allowed in the presence of at least one hyperedge. + - The vertex appears to represent both the potential to join hyperedges and the actual joining of hyperedges. + - A constrained form of hypergraph has been developed below that restricts the vertex to only be allowed in the presence of two or more hyper edges such that the vertex represents only the joining of hyperedges. The potential to join is separated out and associated with the hyperedge as a vertex opportunity. +- 2) A hyperedge has no restriction on the number of hyperedges it can associate with via vertexes. In the problem space there is always at least an upper bound and in many cases a specific set of opportunities. + - The constrained form of hypergraph is defined such that joining is only allowed where there is a stated opportunity (a VertexOpportunity). +- 3) A hyper edge can exist with no vertexes. + - Whilst it seems reasonable that a hyperedge may be not associated with a another hyperedge via a vertex it does not appear meaningful for a hyper edge to exist with no vertex opportunities hence the vertex opportunity is [1..\*]. + - A thing with no ability to form a relationship with other things appears irrelevant. A thing is nothing without its relationship. + +![UML Class Diagram showing a constrained hypergraph structure with classes ConstrainedHypergraph, ConstrainedHyperEdge, ConstrainedVertex, and VertexOpportunity. The diagram includes associations like HypergraphHasHyperEdges, HypergraphHasVertexes, HyperEdgeVertexAssociation, HyperEdgeHasVertexOpportunities, and VertexIsBindingOfTwoVertexOpportunities. A note explains the constraints on vertex opportunities.](4ecc29a3c000f2a2409ade321df55f28_img.jpg) + +The diagram illustrates the following classes and associations: + +- «OpenModelClass» ConstrainedHypergraph**: The central entity, which has a 1-to-many association with **ConstrainedHyperEdge** (HypergraphHasHyperEdges) and a 1-to-many association with **ConstrainedVertex** (HypergraphHasVertexes). +- «OpenModelClass» ConstrainedHyperEdge**: Associated with **ConstrainedHypergraph** (1..\* to 1). It has a bidirectional association with **ConstrainedVertex** (HyperEdgeVertexAssociation) and a 1-to-many association with **VertexOpportunity** (HyperEdgeHasVertexOpportunities). +- «OpenModelClass» ConstrainedVertex**: Associated with **ConstrainedHypergraph** (1 to \*). It has a bidirectional association with **ConstrainedHyperEdge** (HyperEdgeVertexAssociation) and a 0..1 association with **VertexOpportunity** (VertexIsBindingOfTwoVertexOpportunities). +- «OpenModelClass» VertexOpportunity**: Associated with **ConstrainedHyperEdge** (1..\* to 1) and **ConstrainedVertex** (2 to 0..1). + +A note box titled "{?} SummaryOf {}" contains the following text: + +This adds **VertexOpportunity** recognizing that all relevant structures have a limitation to how they may associate (a HyperEdge may gain or lose VertexOpportunities through its life but at any point it will have a specific constraint on the number of associations it can form). +This also restricts the **Vertex** lifecycle such that it can only form to join two **VertexOpportunities**. +The Hypergraph can still have one or more assemblies of HyperEdges where an assembly can consist of one or more associated HyperEdges such that a minimum graph has one HyperEdge and no vertexes and a hypergraph may include n HyperEdges that are not associated. +BUT a HyperEdge can no longer have vertexes that are not in any other HyperEdge. + +UML Class Diagram showing a constrained hypergraph structure with classes ConstrainedHypergraph, ConstrainedHyperEdge, ConstrainedVertex, and VertexOpportunity. The diagram includes associations like HypergraphHasHyperEdges, HypergraphHasVertexes, HyperEdgeVertexAssociation, HyperEdgeHasVertexOpportunities, and VertexIsBindingOfTwoVertexOpportunities. A note explains the constraints on vertex opportunities. + +G.7711(25) + +Source Papyrus CoreModel diagram: Hypergraph-BasicConstrained. + +**Figure V.2 – A constrained hypergraph** + +In Figure V.2, the direct association between the hyperedge and the vertex is simply a summary of the associations via the vertex opportunity. The vertex only represents the joining of two hyperedges through their vertex opportunities. + +Figure V.3 adds directedness recognizing that the edge represents an adjacency only in one direction and hence there is an opportunity to pass from one vertex to another but not the reverse. The directionality has been added to the vertex opportunities rather than the edge to provide the necessary clarity. + +![UML Class diagram for Hypergraph-BasicDirectedConstrained. Classes include ConstrainedHypergraph, ConstrainedHyperEdge, ConstrainedVertex, and VertexOpportunity. Associations show relationships like HypergraphHasHyperEdges, HypergraphHasVertexes, HyperEdgeVertexAssociation, HyperEdgeHasVertexOpportunities, and VertexIsBindingOfTwoVertexOpportunities. Callouts explain that a hyper-edge has two vertex opportunities (one IN, one OUT) and that the direction of a VertexOpportunity gives direction to the hyper-edge.](5ae965392e3ed6f9493eff40d2f1cc3e_img.jpg) + +The diagram illustrates the structure of a constrained hypergraph. At the top, a **ConstrainedHypergraph** (1) is associated with multiple **ConstrainedHyperEdges** (1..\*) via **HypergraphHasHyperEdges** and with multiple **ConstrainedVertices** (\*) via **HypergraphHasVertexes**. A **ConstrainedHyperEdge** (1) is associated with multiple **ConstrainedVertices** (\*) via **HyperEdgeVertexAssociation**. This association has a multiplicity of 2 on the hyperedge side and a constraint **VertexCanOnlyExistInTheContextOfTwoHyperEdges**. A **ConstrainedHyperEdge** (1) is also associated with multiple **VertexOpportunities** (1..\*) via **HyperEdgeHasVertexOpportunities**. A **VertexOpportunity** (2) is associated with another **VertexOpportunity** (2) via **VertexIsBindingOfTwoVertexOpportunities**, with a **direction: Direction [!]** attribute. A **ConstrainedVertex** (0..1) is associated with a **VertexOpportunity** (1..\*) via **HyperEdgeHasVertexOpportunities**. A callout box states: "The direction of the VertexOpportunity gives direction to the hyper-edge". Another callout box explains: "The fundamental element is a hyper-edge with two vertex opportunities, one IN and one OUT. Two such hyper-edges can form a basic hypergraph where the IN vertex opportunity of one is associated with the OUT vertex opportunity of the other. A pair of IN and OUT vertex opportunities at the edge of the hypergraph can be viewed in an opaque hyper-edge as a BIDIRECTIONAL vertex opportunity." There are also several "«Experimental»" labels on the right side of the diagram. + +UML Class diagram for Hypergraph-BasicDirectedConstrained. Classes include ConstrainedHypergraph, ConstrainedHyperEdge, ConstrainedVertex, and VertexOpportunity. Associations show relationships like HypergraphHasHyperEdges, HypergraphHasVertexes, HyperEdgeVertexAssociation, HyperEdgeHasVertexOpportunities, and VertexIsBindingOfTwoVertexOpportunities. Callouts explain that a hyper-edge has two vertex opportunities (one IN, one OUT) and that the direction of a VertexOpportunity gives direction to the hyper-edge. + +Source Papyrus CoreModel diagram: Hypergraph-BasicDirectedConstrained. + +**Figure V.3 – A constrained hypergraph** + +In general a directed hyperedge may represent adjacency between several ingress vertex opportunities and several egress opportunity. It is also possible that although a hyperedge groups a set of non-disjoint vertex opportunities not all ingress vertex opportunities are adjacent to all egress opportunities. This can be expressed as hypergraph encapsulated within the hyperedge where the hypergraph expresses the restrictions of the hyperedge. The association **HypergraphViewedAsOpaqueHyperEdge** in Figure V.4 enables this. + +It appears that the basic hyperedge is a unidirectional construct with an ingress opportunities and m egress opportunities where all ingresses are adjacent to all egresses. This element appears to be the basis of all topological forms. + +It is possible for a specific hyperedge that some vertex opportunities may be bidirectional and others unidirectional. This may also be expressed as an underlying hypergraph. + +Some of the vertex opportunities of hyperedges in a hypergraph may be exposed as hyperedges at the boundary of the encapsulating (more abstract view) hyperedge whilst others may be internal and not exposed. The hyper edge is an opaque view of and underlying hypergraph that may be asymmetric. + +It is possible that several vertex opportunities in a detailed view can be considered as a single vertex opportunity in an abstract view. It is also possible that a vertex opportunity can appear in several abstract views. + +![UML Class Diagram: Hypergraph-RecursiveConstrainedForm. This diagram illustrates a recursive hypergraph structure. Key classes include 'ConstrainedHypergraph', 'ConstrainedHyperEdge', 'VertexOpportunity', and 'ConstrainedVertex'. Associations show how a hypergraph has hyperedges and vertices, and how a hyperedge exposes bounding vertex opportunities. Callouts explain that a hypergraph can be viewed as a hyperedge, and that the viewing process involves drawing boundaries, removing internal details, and grouping vertex opportunities. Constraints specify that a bounding vertex opportunity reflects an underlying one, and that a constrained vertex binds vertex opportunities not exposed by the hypergraph.](53668fc0567b0e9fce35a73e32dcee59_img.jpg) + +A hypergraph may be viewed as a hyper edge +A hypergraph may be pruned during the viewing process. +A particular hyper edge view may arise from many different underlying hypergraphs +A particular hypergraph may be pruned to give many different hyper edge views + +HypergraphHasHyperEdges +HypergraphHasVertices + +«OpenModelClass» +ConstrainedHypergraph + +«OpenModelClass» +ConstrainedHyperEdge + +«OpenModelClass» +VertexOpportunity + +«OpenModelClass» +ConstrainedVertex + +HypergraphViewedAsOpaqueHyperEdge +ConstrainedHypergraphExposesBoundingVertexOpportunities + +HyperEdgeHasVertexOpportunities +VertexIsBindingOfTwoVertexOpportunities + +UnderlyingVertexOpportunityViewedAsVertexOpportunityOfOpaqueHyperEdge + +[?] Constraint1 +{Bounding VertexOpportunity is reflection of underlying VertexOpportunity of ConstrainedHyperEdge of Hypergraph} + +[?] +{ConstrainedVertex in a Hypergraph binds VertexOpportunities NOT exposed by that Hypergraph} +VertexCanOnlyExistInTheContextOfTwoHyperEdges + +The viewing of a graph as an edge can be decomposed into several stages: +- the drawing of the boundary cutting through a detailed arrangement of hyper edges to form the hypergraph of interest +- the removal of all internal detail to leave the vertex opportunities at the boundary (the hypergraph becomes a hyper edge). Each vertex opportunity in the detailed view becomes a vertex opportunity in the abstract view. +- the grouping several detailed vertex opportunities into a single vertex opportunity (where the vertex opportunities can be considered as the same from the abstract perspective relevant to the hypergraph view) + +This removes the direct association between Vertex and Edge (as it was a redundant summary). +This adds the view associations enabling a hyperEdge to be decomposed into hyperEdges via Hypergraph. +Note that the Vertex CANNOT be decomposed as it is solely a binding between two vertex opportunities and not a thing in its own right. + +G.7711(25) + +UML Class Diagram: Hypergraph-RecursiveConstrainedForm. This diagram illustrates a recursive hypergraph structure. Key classes include 'ConstrainedHypergraph', 'ConstrainedHyperEdge', 'VertexOpportunity', and 'ConstrainedVertex'. Associations show how a hypergraph has hyperedges and vertices, and how a hyperedge exposes bounding vertex opportunities. Callouts explain that a hypergraph can be viewed as a hyperedge, and that the viewing process involves drawing boundaries, removing internal details, and grouping vertex opportunities. Constraints specify that a bounding vertex opportunity reflects an underlying one, and that a constrained vertex binds vertex opportunities not exposed by the hypergraph. + +Source Papyrus CoreModel diagram: Hypergraph-RecursiveConstrainedForm. + +### Figure V.4 – A recursive hypergraph + +The vertex appears somewhat redundant as it now only represents the binding of two vertex opportunities and hence it can be replaced with a simple association which represents the touching of two vertex opportunities as shown in Figure V.5. + +![UML Class Diagram: Hypergraph-RecursiveConstrainedWithImplicitVertex. This diagram is a simplified version of Figure V.4. The 'ConstrainedVertex' class has been removed. Instead, an association 'VertexOpportunityBindsToVertexOpportunity' directly connects 'VertexOpportunity' instances. Callouts explain that a hyperedge can be split into a hypergraph with multiple hyperedges bound by vertex opportunity pairs, and that the vertex has been subsumed into the association. The constraints and view associations remain similar to the previous model.](93b59cd04887b2fc87a7d1bdcced84ea_img.jpg) + +HypergraphHasHyperEdges + +«OpenModelClass» +ConstrainedHypergraph + +«OpenModelClass» +ConstrainedHyperEdge + +«OpenModelClass» +VertexOpportunity + +HypergraphViewedAsOpaqueHyperEdge +ConstrainedHypergraphExposesBoundingVertexOpportunities + +HyperEdgeHasVertexOpportunities +VertexOpportunityBindsToVertexOpportunity + +UnderlyingVertexOpportunityViewedAsVertexOpportunityOfOpaqueHyperEdge + +[?] Constraint1 +{Bounding VertexOpportunity is reflection of underlying VertexOpportunity of ConstrainedHyperEdge of Hypergraph} + +[?] +{Implicit Vertex in a Hypergraph binds VertexOpportunities NOT exposed by that Hypergraph} + +A HyperEdge can be split by seeing it as a Hypergraph with two or more HyperEdges bound by VertexOpportunity pairs. Where there is a need for an intermediate physical connector to deal with demarcation this approach can be used. + +Vertex has been removed and subsumed into the association. + +This removes the direct association between Vertex and Edge (as it was a redundant summary). +This adds the view associations enabling a hyperEdge to be decomposed into hyperEdges via Hypergraph. +Note that the Vertex CANNOT be decomposed as it is solely a binding between two vertex opportunities and not a thing in its own right. + +G.7711(25) + +UML Class Diagram: Hypergraph-RecursiveConstrainedWithImplicitVertex. This diagram is a simplified version of Figure V.4. The 'ConstrainedVertex' class has been removed. Instead, an association 'VertexOpportunityBindsToVertexOpportunity' directly connects 'VertexOpportunity' instances. Callouts explain that a hyperedge can be split into a hypergraph with multiple hyperedges bound by vertex opportunity pairs, and that the vertex has been subsumed into the association. The constraints and view associations remain similar to the previous model. + +Source Papyrus CoreModel diagram: Hypergraph-RecursiveConstrainedWithImplicitVertex. + +### Figure V.5 – A recursive hypergraph + +## V.1.2 Developing the Component – System pattern from Hypergraph + +Up to this point the adjacency has been considered as invariant and absolute. In any natural context the structure will vary over time and the degree of adjacency will not be absolute. This is considered in more detail below and in a later clause. From a general perspective each adjacency can be considered as having a time dimension and variable degree of adjacency between the vertex opportunities. This variability can be expressed in terms of some adjacency function. A simple form of this could be a binary on/off consideration but in general this would be a combination of analogue properties. + +As noted earlier the adjacency represents the opportunity to pass from one vertex opportunity to another. The time variable function adjusts opportunity to pass between the vertex opportunities. + +Some of the variation may be "natural" whereas other variation will result from modulating control. The modulating control would essentially define the function184. The modulating control is itself formed from a complex hypergraph. + +As a result complex behaviour can be built up in the form of hypergraphs of time variable hyperedges. In this context the terms *component* and *system* (a complex assembly) appear more appropriate. Figure V.6 shows the adjustment of hypergraph to relate to component-system. In this view the vertex opportunity becomes a port of the component. This is essentially the core of the component – system pattern. + +![UML Class Diagram: Hypergraph-RecastingRecursiveHypergraphAsComponentSystem. The diagram shows four main classes: Component{HyperEdge}, OpenModelClass{System{Hypergraph}}, Port{VertexOpportunity}, and a class with direction: Direction [1]. Relationships include SystemIsAssemblyOfComponents, encapsulatingSystem, opaqueComponentView, SystemViewedAsComponent, SystemExposesBoundaryPort, ComponentHasPorts, PortBindsToPort, and UnderlyingPortViewedAsPortOfComponent. Several callout boxes provide detailed explanations for the model elements.](45c8774862401b544d791924a570f7ab_img.jpg) + +The diagram illustrates the recursive hypergraph structure. It features four main classes: **Component{HyperEdge}**, **«OpenModelClass» System{Hypergraph}**, **«OpenModelClass» Port{VertexOpportunity}**, and a class with **direction: Direction [1]**. Relationships include **SystemIsAssemblyOfComponents**, **encapsulatingSystem**, **opaqueComponentView**, **SystemViewedAsComponent**, **SystemExposesBoundaryPort**, **ComponentHasPorts**, **PortBindsToPort**, and **UnderlyingPortViewedAsPortOfComponent**. Several callout boxes provide detailed explanations for the model elements. + +**Callout Box 1 (Top Right):** +The directed hyper edge expresses navigation opportunity. +The presence of directed hyper edge makes no statement about the purpose of any navigation. +The problem space considered here is one of information processing. +The directed hyper edge alone does not imply information progression. +The hyper edge can be seen as the boundary around some allowed information progression in some context. +The directed hyper edge can express essential navigation narrowing (n.IN1.OUT) and navigation broadening (1.INn.OUT). +When considering information progression the narrowing implies a join/merge form and broadening implies a split/replication form. +Both the join/merge and the split/replication forms imply decision and hence functionality. +So to deal with information flow the hyper edge must be augmented with functionality. +The hyperedge that defines the boundary of the functionality is a component. +The vertex opportunities define the inputs and outputs of the function and are the ports of the component. +An assembly of components can be seen as a system. +If only the edges of a system are considered and its internals are ignored the system can be seen as a component. +The function within the component may simply move the information from one point to another or it may adjust the information. +The functionality can be described in terms of transfer and transform rules associated with the hyperedge. +The transfer and transform rules are best stated in terms of atomic parts weighted merge and weighted split (where the weighting may be all/part/none). +Hence the behavior of a complex system can be abstracted and described in terms of a system of apparent parts. +The decomposing a component into a system of apparent parts and the decomposing of a system into real parts are separate processes. +The apparent parts may not look anything like the actual parts. + +**Callout Box 2 (Middle Right):** +A hyper graph can include any number of disjoint hyper edges. +In most cases a system is expected to not have disjoint parts as all parts should contribute to the whole. +Not fully analysed at this point. A system has multiple dimensions and things unrelated in one dimension may be related in another. + +**Callout Box 3 (Bottom Left):** +This removes the direct association between Vertex and Edge (as it was a redundant summary). +This adds the view associations enabling a hyperEdge to be decomposed into hyperEdges via Hypergraph. +Note that the Vertex CANNOT be decomposed as it is solely a binding between two vertex opportunities and not a thing in its own right. + +**Callout Box 4 (Bottom Right):** +There may be many views. +A port may be provided in a view of a component where that port reflects many underlying ports. + +**Constraint Box 1 (Left):** +(?) Constraint1 +{Bounding VertexOpportunity is reflection of underlying VertexOpportunity of ConstrainedHyperEdge of Hypergraph} + +**Constraint Box 2 (Right):** +(?) Constraint1 +{Implicit Vertex in a Hypergraph binds VertexOpportunities NOT exposed by that Hypergraph} + +UML Class Diagram: Hypergraph-RecastingRecursiveHypergraphAsComponentSystem. The diagram shows four main classes: Component{HyperEdge}, OpenModelClass{System{Hypergraph}}, Port{VertexOpportunity}, and a class with direction: Direction [1]. Relationships include SystemIsAssemblyOfComponents, encapsulatingSystem, opaqueComponentView, SystemViewedAsComponent, SystemExposesBoundaryPort, ComponentHasPorts, PortBindsToPort, and UnderlyingPortViewedAsPortOfComponent. Several callout boxes provide detailed explanations for the model elements. + +G.7711(25) + +Source Papyrus CoreModel diagram: Hypergraph-RecastingRecursiveHypergraphAsComponentSystem. + +**Figure V.6 – A recursive hypergraph** + +In the communication/compute/cloud problem space the pure hyperedge is insufficient as a representation of communications and processing structure and the component – system pattern appears suitable. As noted above the component aspect of the component-system pattern is developed from the "multi-pointed" time-varying (functional) hyperedge. From a communications perspective adjacency being the opportunity to pass from one vertex opportunity to another deals with the concept + +184 Essentially this leads to decomposition to a perfect analogue gate. This argument has been cut short. There is a need to introduce a storage element and a consideration of non-linear behaviour, etc. + +of flow across the hyperedge/component (this is discussed further later) and asymmetry of the flow, i.e., that the accesses via the vertex opportunities of the hyperedge are not all equal. + +In essence, the component is an extension of hyperedge where the component is a hyperedge endowed with functionality to support processing of information185 and endowed with properties at its facets (where vertexes can be) that describe inherent asymmetry and capability. + +The system aspect of the component-system pattern is developed from the hypergraph where a mesh of components interrelated at two sided vertexes to form a system. + +The component in the pattern is an encapsulation of a system. A fabric of interconnected components can be viewed in many ways and hence there are potentially many encapsulation views. The process of transitioning from the system to component is not necessarily partitioning and hence the representation of transition from one view to another is not composition. + +- A component is an encapsulation view of an underlying system of components + - It is defined by a boundary with ports. + - It obscures the encapsulated system (it is essentially opaque). + - As it is a view it cannot be assumed that the underlying system has an actual boundary where it appears to be in the view, i.e., there is no enforced containment. + - Essentially there may be many offset views of the underlying system. + - Note that the components in the system of components are also views! +- The characteristics of a component can be described in terms of an apparent system of components joining its ports + - The apparent system of components may be quite unlike the actual encapsulated system. + - When managing a component, the MCC (management control continuum)186 component talks to the component about the components that describe its capabilities. + - An MCC component presents a view of the system of components it is managing-controlling. Another MCC component may talk to the MCC component about those components it is managing-controlling. + +On investigation, the traditional notion in telecoms of the fabric of a switch being the vertex (node) in a graph appeared inappropriate. The original exploration recast the subnetwork/fabric/, etc. and the Link/Trail/, etc. essentially as hyperedges. It was noted that a vertex could be limited to one pair of hyperedges. Subsequently it became apparent that the traditional point in the telecoms model was actually also a small hyperedge and it was instead, for example, the interface formed between a facet of the hyperedge representing the point and a facet of the hyperedge representing the Subnetwork that was the two-sided vertex. + +#### **V.1.2.1 Aspects not yet covered** + +The following areas need to be explored further: + +- Directionality: + - Add input and output to the vertex opportunities, + - Show edges encapsulating edges to give bidirectional. + +--- + +185 Again, the argument has been cut short here. The hypergraph sets out adjacencies, these adjacencies are applied to cases where information is made available at one side of the adjacency for use at the other. The adjacency is not transparent, and functions are applied to the information as it transitions the adjacency. + +186 Recognizes that management is control and that traditional boundaries drawn between EMS and OSS, etc. are not relevant architectural boundaries. The solution should be described in terms of a recursion of control. + +- Merge and split of model elements over time. +- Develop notion of information flow (and information passing) and note dimensions wrt essence of information and function. +- Consider disjoint sets and note complex multidimensional jointedness (where it is a common property – i.e., some mediation). + +### V.1.3 The component – System pattern + +Further refinement and development of the pattern lead to a more complete representation of Component – System187. + +#### V.1.3.1 The Component – System Pattern structure and rules + +Figure V.7 shows the essential structure of the Component – System pattern. The essence of Component – Port remains as in earlier discussions, but the System has gained explicit boundary ports. This enhanced model form better enables the recursion from opaque component through System surface to System detail. + +![UML Class Diagram of the Component – System pattern. It shows relationships between System, SystemBoundaryPort, Component, and Port classes with various constraints like SynchronizedRecursion, OneView, and PortBinding.](720ec274965a6240035cfcb8b2e5c95f_img.jpg) + +``` + +classDiagram + class System { + <> + } + class SystemBoundaryPort { + <> + } + class Component { + <> + } + class Port { + <> + } + + System "1" -- "*" SystemBoundaryPort : SystemHasBoundaryPorts + System "0..1" -- "*" Component : SystemViewedAsComponent + Component "1" -- "*" SystemBoundaryPort : SystemAssemblyOfComponents + Component "1" -- "*" Port : ComponentHasPorts + SystemBoundaryPort "0..1" -- "*" Port : SystemBoundaryPortExposedAsComponentPort + SystemBoundaryPort "1..*" -- "0..1" Port : SystemBoundaryPortAggregatesComponentPortsAtTheBoundary + Port "0..1" -- "0..1" Port : PortBindsToPort + +``` + +The diagram illustrates the recursive nature of systems and components. A System has boundary ports. A Component can be viewed as a System (recursion). Components are assembled into systems. Ports of components can be exposed as or aggregated into system boundary ports. Notes indicate constraints like 'SynchronizedRecursion [Loop]', 'OneView [LockStep]', and 'PortBinding [SameSystem]'. A yellow note box on the right details that a Component can have roles for capability and construction, and that multiple abstract description or alternative construction systems may exist. + +UML Class Diagram of the Component – System pattern. It shows relationships between System, SystemBoundaryPort, Component, and Port classes with various constraints like SynchronizedRecursion, OneView, and PortBinding. + +G.7711(25) + +Source Papyrus CoreModel diagram: Patterns-ComponentSystemPattern + +**Figure V.7 – The component – System pattern** + +Some key observations: + +- The model allows for a System to have many different realizations and for a Component to be in many system views. +- A Component may have no System defined as supporting it. + - This does not mean there is no System supporting it, just that it is not accessible. +- The model assumes no fundamental atomicity; it is always possible to break a Component down further188. If there is no System accessible, this is assumed to be a result of a constraint. + - Depending upon the circumstances, this may be because there is a regulatory framework that prevents it, there is some other policy or there is a restriction in tooling, etc. +- A specific System can only be represented by at most one Component + +187 There is still more work to do to fully develop the pattern. The pattern then needs to be applied to the model and, in the longer term, tooling needs to be developed to validate models against the pattern and eventually generate models from intertwining of this and other patterns. + +188 Down to "strings", or similar, and perhaps beyond + +- A SystemBoundaryPort can only be Exposed with one Component Port +- A System instance cannot be an aggregation of itself and likewise a SystemBoundaryPort instance cannot be an aggregation of itself + - This is indirect via the Component – System class recursion (loop) and is governed by the Spiral rule that prevents loops at any depth +- The PortBindsToPort only occurs within a System. It is not possible to bind a Port of a Component in one System with a Port of a Component in another System. Instead the higher System that collects the emergent Components (System assembly of Components viewed as Component) is the one that allows the binding + - Due to the fractal multi-view nature of the Component-System pattern it is also possible to have Component layout in one System such that a Port binding in that System crosses a System boundary in another view. + - Clearly, if there are multiple views there must be consistency between views, so that boundary crossing Port binding should be represented by a port binding at the next level of Component exposure. + +The model does not yet: + +- Expand the opportunity to separate the description of a system behaviour in terms of apparent functional components from the description of system construction in terms of actual components. + - At this point, both function-descriptive and construction components are represented in the same way. It is likely that some distinction will be found189 +- Identify and expand on the notion of port role where a port may be: + - Be a user, or a provider + - Relate to control, purpose, security, environment + - See Annex H, which describes a controllable component + - See [b-TMF IG1118] + - Note that in the representation of the function, the port perspective differs from that taken in the representation of the construction. + +### V.1.3.2 Component – System pattern degeneration + +The Component – System pattern provides a rich description of recursive aggregation/composition. In some basic cases it is reasonable to use a more basic model form. Figure V.8 shows the degeneration opportunities. + +--- + +189 Subtle distinction has been found in some work on this aspect. + +![Figure V.8: Component – System pattern degeneration. This diagram illustrates the transformation of a complex system pattern into simpler, degenerate forms. The top diagram shows the full pattern with classes System, SystemBoundaryPort, Component, and Port, featuring associations like SystemHasBoundaryPorts, SystemViewedAsComponent, SystemIsAssemblyOfComponents, SystemBoundaryPortExposedAsComponentPort, SystemBoundaryPortAggregatesComponentPortsAtTheBoundary, ComponentHasPorts, PortBindsToPort, and PortBindsToComponent. It includes context notes for 'SynchronisedRecursion (Loop)', 'NoSystemLoop (Spiral)', 'SynchronisedSpirals (LockStep)', and 'PortBinding (SameSystem)'. Below this, four degenerate forms are shown: 1) A simplified version where System has a 1..* association with Component and a 0..1 association with Port. 2) A version where Component has a 1..* association with Port. 3) A version where System has a 1..* association with Component and a 0..1 association with Port, with a note 'Fold Port into Component'. 4) A version where Component has a 1..* association with Port and a 0..1 association with Component (boundComponent).](fadcd3e9a0aec99f497cb697846fbf7f_img.jpg) + +The diagram shows a top-level complex UML model with classes: **«OpenModelClass» System**, **«OpenModelClass» SystemBoundaryPort**, **«OpenModelClass» Component**, and **«OpenModelClass» Port**. +Key associations include: +- **SystemHasBoundaryPorts** (1 to \*) +- **SystemViewedAsComponent** (0..1 to 1) +- **SystemIsAssemblyOfComponents** (1 to \*) +- **SystemBoundaryPortExposedAsComponentPort** (0..1 to 0..1) +- **SystemBoundaryPortAggregatesComponentPortsAtTheBoundary** (1 to \*) +- **ComponentHasPorts** (1 to \*) +- **PortBindsToPort** (0..1 to 0..1) +Notes include: *(?) SynchronisedRecursion (Loop)*, *(?) NoSystemLoop (Spiral)*, *(?) SynchronisedSpirals (LockStep)*, and *(?) PortBinding (SameSystem)*. +Below the main diagram are several degenerate forms showing simplified relationships, such as **SystemExposesBoundaryPort**, **SystemAssemblyOfComponents**, and **ComponentBoundToComponentWithRole**. Notes like "Fold SystemBoundaryPort into Port", "Fold Port into Component", and "Fold System into Component" indicate the simplification steps. + +Figure V.8: Component – System pattern degeneration. This diagram illustrates the transformation of a complex system pattern into simpler, degenerate forms. The top diagram shows the full pattern with classes System, SystemBoundaryPort, Component, and Port, featuring associations like SystemHasBoundaryPorts, SystemViewedAsComponent, SystemIsAssemblyOfComponents, SystemBoundaryPortExposedAsComponentPort, SystemBoundaryPortAggregatesComponentPortsAtTheBoundary, ComponentHasPorts, PortBindsToPort, and PortBindsToComponent. It includes context notes for 'SynchronisedRecursion (Loop)', 'NoSystemLoop (Spiral)', 'SynchronisedSpirals (LockStep)', and 'PortBinding (SameSystem)'. Below this, four degenerate forms are shown: 1) A simplified version where System has a 1..\* association with Component and a 0..1 association with Port. 2) A version where Component has a 1..\* association with Port. 3) A version where System has a 1..\* association with Component and a 0..1 association with Port, with a note 'Fold Port into Component'. 4) A version where Component has a 1..\* association with Port and a 0..1 association with Component (boundComponent). + +G.7711(25) + +Source Papyrus CoreModel diagram: Patterns-DegenerationOfComponentSystem + +**Figure V.8 – Component – System pattern degeneration** + +Figure V.8 shows the full pattern at the top and then works down and across through stages of degeneration to a basic recursive aggregation with an association representing interaction. As noted in the association name, ComponentBoundToComponentWithRole, there could be many occurrences of this association each with different roles. + +In the current CIM models, several of the degenerate forms of the Component – System pattern are used. + +## V.1.4 Encapsulation pattern + +The encapsulation pattern focusses on the notion of enclosing the detail, such as structure, information and properties, of some assembly of things in another thing such that the detail is not visible at all, or is only visible in abstract form as properties and at ports of the enclosing thing. + +In a hypergraph, a hyperedge apparent in one view may be concealing detail of a subordinate hypergraph in another view, i.e., the concealing hyperedge can itself be decomposed into a hypergraph of hyperedges and vertices where vertices of the concealing hyperedge are abstract representation of vertices at the edges of the concealed hypergraph. + +Encapsulation is a process of transition from one view to another. A single model may encompass several views, and the views are not constructed by simple processes such as partitioning although in some cases they may appear to be. + +To implement the pattern as a model, there needs to be representations that allow the encapsulating class to associate to the encapsulated classes and associations in such a way as to prevent illegal encapsulations (e.g., of one lone association, associations that are not related to the encapsulated classes)190. The rules that govern the encapsulation should be formalized and codified in a compact language representation191. + +Within a view, encapsulation may vary across the view and may vary for any particular instances over time depending upon specific interest and allowed visibility. A variable encapsulation approach is already used for the LTP192. + +#### V.1.4.1 Related modelling principles + +- If the positional bounds of two related concept instances are coincident for their entire lifecycle, then they may be merged into a single entity instance representing the composite concept and hence share an identifier, etc. +- If the positional bound of one concept instance is a subset of the positional bound of another concept to which it is related for its entire lifecycle and where that larger concept can be considered as a dominate definition, then the entity representing the smaller concept may be subsumed into the entity representing the larger concept and hence be identified as part of the entity for that larger concept in terms of attributes of that larger concept. +- If the positional bounds of several instances of a concept are all subsets of the positional bound of another concept to which they are related for their entire lifecycle and where that larger concept can be considered as a dominate definition, then they may be subsumed into the entity via a composition relationship. +- If a concept instance that bridges two other concept instances (of the same or different types) is, in the particular case, devoid of anything but identity then it may be represented simply by associations between the entities representing the two other concept instances + - The associations may be two way navigable or one way navigable depending upon the original associations. +- If a concept instance that is a leaf is devoid of anything but identity, then it may be omitted. + +#### V.1.5 Transfer – Transform pattern193 + +The essential purpose of a telecommunication system is to make distant things seem adjacent (it provides an apparent adjacency service). This is achieved by transfer of information, and hence the fundamental function of telecommunications is the transfer function. From the user perspective the telecommunication system is a (rather vast) transfer component. + +To achieve transfer, there is a need for some mechanism to encode the information in a way that allows the transfer of (the client) information and hence a need to transform the information (and eventually transform the resultant information into a signal that can be propagated in a media). So the second vital function is signal transformation and hence the second element of this essential telecommunication pattern is Transform. + +In the most abstract form, the telecommunication network is a system of transfer and transform components. + +--- + +190 This is not simply the composite pattern as rules relate the parts and related their "ports" to the exposed "ports" of the encapsulating entity. + +191 UML seems lacking in this area. + +192 Generalized variable encapsulation requires further analysis. + +193 Modelling the development of Component-System to Transfer-Transform is for further study. + +Both transfer and transform components follow the component-system pattern discussed above and hence have ports. These ports are bound to form a network of components where the bindings form interfaces (or points)194. + +### V.1.6 Realized potential + +Transfer/Transform capacity in the telecommunication system may either be available to be configured for use (potential to enable transfer/transform functions) or may be allocated, configured and enabled for use in some way (enabled constrained transfer/transform functions) or may be being used (used Transfer/Transform functions). From a management/control perspective the potential to enable functionality and the enabled constrained functionality are two key considerations. + +The transfer – transform pattern can be duplicated and intertwined in such a way as to form a two-level model where one level represents the potential functionality (which is essentially a pool of available capacity) and the other the enabled functionality (which is essentially capacity used from the pool). + +Because of the hypergraph nature of the transfer – transform pattern, these two levels are interdependent hypergraphs where the topology of the enabled functionality hypergraph is necessarily the same as that of a subgraph of the potential functionality hypergraph. + +Because of the component system nature of the transfer – transform pattern, a view of the functional hypergraph may be taken where subgraphs of that hypergraph are encapsulated. Each subgraph is encapsulated in a single transfer/transform component. The whole assembly of components constructed via these encapsulations forms a more compact and abstracted functional hypergraph. + +### V.1.7 Protocol "layering" + +First it is necessary to clarify the transform function by considering the following: + +- There is some need to transfer "payload"195 (Client) information to achieve the "proximity" service noted earlier. +- A protocol is invented and defined in terms of some data structures that carry information necessary to enable the transfer of the "payload" information. +- The protocol is defined to enable a transmitter to be constructed that can format a signal as per a defined structure to carry the necessary information to a receiver so that that receiver can then decode the structure and extract the "payload" information with no relevant change to that "payload" (it may be delayed a bit, etc. but that is within its spec). +- The protocol includes various structures of "maintenance" information to ensure error detection and potentially error correction within the bounds of some defined operations limit, as well as to enable various other integrity validation and communication mechanisms to operate that are deemed necessary or considered useful in the transfer of the "payload" information. Some elements of the protocol may be optional. +- Any receiver that can interpret all the mandatory structure of the protocol is sufficiently conformant with the protocol to provide basic interoperability. + +--- + +194 It is important to distinguish between the digital layer that transfer information and the media layer that transfers signals (that may carry encoded information). It is possible to consider everything as simply information but there is a significant transition that takes place between the digital layers and the media that is best dealt with at this point by considering media as transferring signal. + +195 This is not an ideal term. The provider of the "payload" does not necessarily pay anything directly. The key is that the information of the payload is the thing to be carried and carrying the payload is the purpose of the network and by doing so it supports and achieves the desired outcome of the proximity service. An alternative term is workload. + +- It is possible that two protocols are defined that have some subset of interoperability (like OC3 and STM1), and hence some protocols may be semi-compatible (as per the OC3/STM1 example). +- The protocol can be defined in terms of characteristic information (CI) which includes the mandatory "maintenance" information of the protocol along with the "payload" information container structure (but clearly not content). There will be constraints on properties of the payload information for it to be compatible with the container. +- It is possible that several streams of (client) information could be conveyed together within one payload envelope, i.e., the protocol and hence the transform process is defined to achieve as this. + +The flow of the signal from transmitter to receiver is itself a flow of encoded information. This information flow may be the (client) payload of another protocol "layer". + +Hence the Transfer/Transform-potential/enabled structure is recursive, enabling the formation of a client-server stack of protocols (layers) that support the transfer of any particular "ultimate"196 payload where that payload may be made up of one or more client streams, as may any transformation further down the stack. + +It is important to note that: + +- There is no specific order in the layering of protocols and, a specific protocol may appear several times in the protocol stack supporting any particular transfer of payload, the layer ordering, although not arbitrary, is in no way constrainable. +- Although protocol overlap is relatively limited, signals may pass directly from one protocol domain to another so long as they are constrained to the compatible subset. + +Hence overemphasis on layering rigidity or protocol purity in the model may prevent the model from readily supporting all cases. + +### **V.1.8 Forwarding phases** + +So far, the model constructed from the patterns simply describe: + +- The transformation to a protocol to enable transmission and transfer to a receiver for transformation back to extract the payload. +- The transformation of the "protocol for transfer" into another protocol for transfer, i.e., layering. +- The ability to carry several client streams in one transformed stream. + +The activity of transformation (the function) takes place within a processing engine of some form, but the relevant transfer discussed so far is between peer processing engines and hence "external" to those engines (ultimately over a wire, fibre or air-gap197). + +In addition, it is often necessary to transfer a signal essentially unchanged across the processing engine198. Indeed, the method of passing signal from one layer to another is a somewhat degenerate transfer inside a processing engine. This transfer is "internal" to the processing engine. + +This leads to two "phases" of transfer, internal and external, where the external phase is supported by a server layer protocol and the internal phase by the processing engine. + +196 Consider especially an "ultimate payload", i.e., the information that comes entirely from a source not related to construction of a telecommunication protocol such as a postal address directory). + +197 The signal transfer in these cases is at the subatomic level. This is clearly also a femto-scale system but that is not relevant here. + +198 Obviously further rationale for this could be set out but that is not relevant to the argument here and so it is assumed to be obvious why this is necessary. + +### V.1.9 Information architecture + +The intertwining of the patterns identified in the clauses above yields an information architecture. The information architecture formed can be seen as essentially the structure described in [ITU-T G.805] and [ITU-T G.800] where the two Transfer/Forwarding199 phases and the two Realized Potential phases are exposed as distinct entities: + +- Subnetwork – internal potential, +- Link – external potential, +- Subnetwork Connection – internal enabled, +- Link Connection – external enabled. + +### V.1.10 Views of the architecture + +The CIM CoreNetworkModel provides a view of the information architecture that can be understood as a Pruned & Refactored form of the architecture that compacts some aspects of layering and that focuses on the relevant structures for management-control. + +In the view provided by the CIM the two phases "internal enabled" and "external enabled" are both represented by the ForwardingConstruct whereas the two potential phases are represented by distinct classes Link (external) and ForwardingDomain (internal). + +In general, the degree of specialization depends upon the purpose and focus of the view. It is important to distinguish between entities being the same vs. being similar enough to be represented by the same abstraction. From a network architecture perspective, considering Forwarding, it appears important to distinguish between all four phases. Whereas, from an MCC perspective it seems appropriate to not distinguish in class between the internal and external phases of enabled forwarding. + +Considering all viewpoints, it appears to be a viewpoint judgement as to whether everything is represented + +- as a thing with properties where instances of thing only differ in properties, +- as distinct classes of thing where instances of the distinct classes only differ in properties but instances of thing differ in class and properties, +- as simply distinct instances where each instance is considered as distinct and fundamentally different to any other instance. + +Regardless, any instance differs in at least one property from any other instance. A challenge is what is relevantly the same and what relevantly different. A further challenge is how to emphasize the sameness whilst avoiding the rigidity of classification200. + +### V.1.11 Deriving relevant application models201 + +The general approach is to formally Prune & Refactor (P&R) the CIM to form an application specific view, normally for use on an interface. This was the approach taken to form the TAPI model from the CIM. + +Whilst it is intended that in the longer term the generalized models of the CIM (with expected evolution taking advantage more and more of Component-System pattern) will be used directly as the representation of the semantics of interaction, the P&R approach is taken to overcome several challenges: + +--- + +199 The terms forwarding and transfer are synonymous in this context. + +200 This will be explored further in later releases. + +201 This will be expanded in a later release. + +- The apparent distance of the model terminology and granularity from the specific terminology of the current marketplace (where various different traditional terminology sets are used) + - These different terminologies and granularities do not benefit M2M, they are there as a result of legacy H2M approaches. + - It is expected that approaches for representation of the problem semantics will continue to evolve and that the Component-System pattern will be an important factor in that evolution. +- The apparent looseness of elements in the model as compared to current implementation use cases + - There is a tendency to focus on highly specific use cases rather than patterns and to code in terminology of the specific use case. + - The expectation is that this specificity will move to into data in a specification model202 (which could be considered as a further level of coding) that constrains the generalized model for specific cases but in such a way as to not create specialized classes and as to create a continuum. +- The need for decoration of the structure with specific technology, etc. detail + - Again, using the specification model approach to decorate the generalized classes. +- The need to have simple models for simple cases + - This tends, again, to lead to specific models. + - The expectation is that a variable encapsulation approach (see clause V.1.3) which is related to the approach proposed in Annex J will be used where the model complexity is "folded-away" for the simple cases but provides the necessary sophistication for the complex cases. + +### V.1.12 The component and the classes in the CoreNetworkModel + +This clause provides a sequence of figures that explain the fundamental relationship between the component-system pattern and the CoreNetworkModel. + +![Diagram of a generalized component. A central circle labeled 'Function' is surrounded by a dashed circle representing the 'Component'. Four small squares on the dashed circle represent 'Ports'. Arrows point from text labels to these elements. One arrow points to a port with the text 'Port on component through which function is accessed'. Another arrow points to the dashed circle with the text 'The Component... defined by its ports and functions visible through the ports'. A third arrow points to the central 'Function' circle with the text 'Consider cases:'. A fourth arrow points to the 'Function' circle with the text 'Component:'.](d3e763407732f0d0047957ce7045f4b2_img.jpg) + +Port on component through which function is accessed + +Consider cases: + +- A SOA component (ports are where services are accessed) +- The port has no necessary physical aspect +- An electronic component such as an integrated circuit where the pins are the ports +- The port has a physical aspect + +Component: + +- Is opaque such that the function of the component is only perceived as a result of interaction via its ports +- The function can be described in a spec +- Actions at one port often affect behaviour at other ports +- Can be assembled with other components to form a system +- Is realized by a system of components + +The Component... defined by its ports and functions visible through the ports + +Diagram of a generalized component. A central circle labeled 'Function' is surrounded by a dashed circle representing the 'Component'. Four small squares on the dashed circle represent 'Ports'. Arrows point from text labels to these elements. One arrow points to a port with the text 'Port on component through which function is accessed'. Another arrow points to the dashed circle with the text 'The Component... defined by its ports and functions visible through the ports'. A third arrow points to the central 'Function' circle with the text 'Consider cases:'. A fourth arrow points to the 'Function' circle with the text 'Component:'. + +G.7711-Y.1702(22)\_FV.9 + +**Figure V.9 – A generalized component** + +202 See especially Scheme Spec in Annex G. + +![Figure V.10: A system of components. The diagram shows four square boxes, each containing a circle labeled 'Function'. The boxes are interconnected by blue lines, forming a network. Each box has small square ports on its edges. A label 'G.7711-Y.1702(22)_FV.10' is at the bottom right.](74f0036bd52ddc9ce88094831854622e_img.jpg) + +Figure V.10: A system of components. The diagram shows four square boxes, each containing a circle labeled 'Function'. The boxes are interconnected by blue lines, forming a network. Each box has small square ports on its edges. A label 'G.7711-Y.1702(22)\_FV.10' is at the bottom right. + +**Figure V.10 – A system of components** + +![Figure V.11: A system of components viewed as a component. The diagram shows a large grey rectangle containing five 'Function' components (circles in squares) and their interconnections. A large blue arrow points to the right, where a smaller grey rectangle contains a single 'Function' component, representing the entire system as a single component. A label 'G.7711-Y.1702(22)_FV.11' is at the bottom right.](39fbe4b43debe443688a8997c3472ed7_img.jpg) + +Figure V.11: A system of components viewed as a component. The diagram shows a large grey rectangle containing five 'Function' components (circles in squares) and their interconnections. A large blue arrow points to the right, where a smaller grey rectangle contains a single 'Function' component, representing the entire system as a single component. A label 'G.7711-Y.1702(22)\_FV.11' is at the bottom right. + +**Figure V.11 – A system of components viewed as a component** + +- A component encapsulates components + - The encapsulated components are in a system (this is not just a bag of components). +- The pattern is familiar as it appears in networking + - A subnetwork encapsulates subnetworks and Links. +- All functional things that can be interconnected can be considered as components + - They expose services that are defined for the purpose of interconnecting to others. + +Consider the classes in the CIM in the core network model. Apparent adjacency is achieved by rapid transfer of information using a forwarding function. Using the component concept, a forwarding function is encapsulated in a component to enable use in a system. + +![Diagram of a forwarding component with four ports: A (Root), B (Leaf), C (Leaf), and D (Leaf). Arrows show information flow from A to B, C, and D, and from B, C, and D back to A.](a72557efa52586542f028f0a62ff9cf5_img.jpg) + +A component with 4 ports (can have two or more ports) + The ports are labelled A, B, C and D + The component encapsulates forwarding functions + Information presented at one port will appear at one or more other ports unchanged + +- The port interrelationship depends upon the specific function + +The forwarding function is asymmetric such that: + +- A can forward to B, C and D +- B, C and D can forward to A +- B, C and D cannot forward to each other + +This is a root/leaf or hub-spoke configuration where: + A = Root and B, C, D = leaf + +G.7711-Y.1702(22)\_FV.12 + +Diagram of a forwarding component with four ports: A (Root), B (Leaf), C (Leaf), and D (Leaf). Arrows show information flow from A to B, C, and D, and from B, C, and D back to A. + +**Figure V.12 – A Forwarding component** + +The ForwardingConstruct is essentially a Forwarding component. + +To achieve forwarding it is necessary to carry the information over some bearer and to do this it is necessary to encode the information. This and other functions transform (and temporarily augment) the information. These transform functions are considered as Termination. + +![Diagram of a termination component with three ports: Client, Peer, and Server. Arrows show information flow from Client to Peer and Server, and from Peer and Server back to Client.](39913571f2dd92d6edd8f17306146d4a_img.jpg) + +A component with 3 ports (this is a fixed specialized set of ports) + +The ports are labelled Client, Peer and Server due to the signal orientation + +The component encapsulates transform/termination functions + +Information presented at one port will be transformed and some result will appear at one or more of the other ports + +- The port interrelationship depends upon the specific function + +The flow through the transform/termination functions is asymmetric + +- Information presented at the client will be transformed and passed to the server or the peer +- etc. + +G.7711-Y.1702(22)\_FV.13 + +Diagram of a termination component with three ports: Client, Peer, and Server. Arrows show information flow from Client to Peer and Server, and from Peer and Server back to Client. + +**Figure V.13 – A termination component** + +The LogicalTerminationPoint is essentially a Termination Component and multiple terminations at times interleaved by ITU-T G.800 Adaptation. The Adaptation function takes an input information stream and encodes it into another information stream of known format (Characteristic Information). For example, an IP packet can be adapted into an Ethernet frame where it is in the payload of the Ethernet frame. + +![Figure V.14: Network of forwarding components and termination components. The diagram shows three Network Elements (NEs) represented as orange rectangles. Each NE contains several smaller grey rectangles representing termination components, each with a port symbol. Blue arrows represent ForwardingConstructs between these ports within an NE. Between the NEs, there are grey rectangular blocks representing physical links. Blue arrows connect the ports in one NE to the physical link, and from the physical link to the ports in the next NE. Labels with arrows point to 'NEs with ports', 'ForwardingConstructs between ports in NEs', and 'Physical Links between ports'. A reference code 'G.7711-Y.1702(22)_FV.14' is in the bottom right.](cbf400f805c12c870d53a2cce2a45ae4_img.jpg) + +Figure V.14: Network of forwarding components and termination components. The diagram shows three Network Elements (NEs) represented as orange rectangles. Each NE contains several smaller grey rectangles representing termination components, each with a port symbol. Blue arrows represent ForwardingConstructs between these ports within an NE. Between the NEs, there are grey rectangular blocks representing physical links. Blue arrows connect the ports in one NE to the physical link, and from the physical link to the ports in the next NE. Labels with arrows point to 'NEs with ports', 'ForwardingConstructs between ports in NEs', and 'Physical Links between ports'. A reference code 'G.7711-Y.1702(22)\_FV.14' is in the bottom right. + +**Figure V.14 – Network of forwarding components and termination components** + +![Figure V.15: Network showing Link and Trail. This diagram is similar to Figure V.14 but highlights a specific path. A thick grey horizontal bar, representing a Trail, passes through the middle of all three NEs. Blue arrows along this bar indicate the direction of the Trail. A yellow callout box points to this Trail with the text: 'ForwardingConstructs between ports in NEs forms a network connection which forms a Trail which forms a Link' and 'Therefore a Link must necessarily be the same form as a ForwardingConstruct'. A white callout box points to one of the port symbols with the text: 'This is a conceptual port. But all ports are conceptual!'. A red '(Note)' is in the bottom left of the first NE. The same labels from Figure V.14 are present. A reference code 'G.7711-Y.1702(22)_FV.15' is in the bottom right.](939dc583ce91ac5802e02a73e93b635c_img.jpg) + +Figure V.15: Network showing Link and Trail. This diagram is similar to Figure V.14 but highlights a specific path. A thick grey horizontal bar, representing a Trail, passes through the middle of all three NEs. Blue arrows along this bar indicate the direction of the Trail. A yellow callout box points to this Trail with the text: 'ForwardingConstructs between ports in NEs forms a network connection which forms a Trail which forms a Link' and 'Therefore a Link must necessarily be the same form as a ForwardingConstruct'. A white callout box points to one of the port symbols with the text: 'This is a conceptual port. But all ports are conceptual!'. A red '(Note)' is in the bottom left of the first NE. The same labels from Figure V.14 are present. A reference code 'G.7711-Y.1702(22)\_FV.15' is in the bottom right. + +**Figure V.15 – Network showing Link and Trail** + +NOTE – Where the client support at each end of a multi-ended Trail is not the same, the Link for each client is a subset of the Trail ForwardingConstruct. + +![Figure V.16 – Forwarding. This diagram shows three representations of a forwarding construct. On the left, a 'Component detail' shows a 'Root' component containing a 'Root and Leaf function' which has a 'Leaf port'. This port is connected to three 'Leaf' components. In the middle, an 'Existing picture form' shows a 'Root' node connected to three 'Leaf' nodes. On the right, the 'UML form' shows a class diagram with '«OpenModelClass» FcPort' (labeled 'Role') and '«OpenModelClass» ForwardingConstruct' (labeled 'FeSpec'). There is a bidirectional association between them with multiplicities 2..* and 1, and role names '+ fcPort' and 'FcHasFcPorts'. Red arrows link the 'Leaf port' in the component detail to the 'FcPort' class, and the 'Root' in the picture form to the 'ForwardingConstruct' class. The identifier 'G.7711-Y.1702(22)_FV.16' is at the bottom right.](2f3f2aa440b5f97bb36333c1617d1ab3_img.jpg) + +Figure V.16 – Forwarding. This diagram shows three representations of a forwarding construct. On the left, a 'Component detail' shows a 'Root' component containing a 'Root and Leaf function' which has a 'Leaf port'. This port is connected to three 'Leaf' components. In the middle, an 'Existing picture form' shows a 'Root' node connected to three 'Leaf' nodes. On the right, the 'UML form' shows a class diagram with '«OpenModelClass» FcPort' (labeled 'Role') and '«OpenModelClass» ForwardingConstruct' (labeled 'FeSpec'). There is a bidirectional association between them with multiplicities 2..\* and 1, and role names '+ fcPort' and 'FcHasFcPorts'. Red arrows link the 'Leaf port' in the component detail to the 'FcPort' class, and the 'Root' in the picture form to the 'ForwardingConstruct' class. The identifier 'G.7711-Y.1702(22)\_FV.16' is at the bottom right. + +**Figure V.16 – Forwarding** + +- Several different representations of FC. +- Component ports are called endpoints in the UML model + - Note port aligns with G.80x. +- The Component has a type. +- The ports (FcPorts) have roles with respect to the type. + +![Figure V.17 – A termination. This diagram illustrates the termination of a Logical Termination Point (LTP). On the left, a 'Client', 'Peer', and 'Server' are shown within a 'Component detail' box. Red arrows point from these components to a central '«OpenModelClass» LogicalTerminationPoint' (LTP) box. The LTP box contains associations: 'LtpHasClientLtps' (0..1 to Client), 'LtpHasPeerLtp' (0..1 to Peer), and 'LtpIncludesLayerProtocols' (1..* to '«OpenModelClass» LayerProtocol'). It also has associations with '«OpenModelClass» FcPort' (labeled 'Role') and '«OpenModelClass» ForwardingConstruct' (labeled 'FeSpec'). Red arrows link the Client, Peer, and Server to their respective associations on the LTP. The identifier 'G.7711-Y.1702(22)_FV.17' is at the bottom right.](dd620574bb384177ffdf45ed6e0dfde1_img.jpg) + +Figure V.17 – A termination. This diagram illustrates the termination of a Logical Termination Point (LTP). On the left, a 'Client', 'Peer', and 'Server' are shown within a 'Component detail' box. Red arrows point from these components to a central '«OpenModelClass» LogicalTerminationPoint' (LTP) box. The LTP box contains associations: 'LtpHasClientLtps' (0..1 to Client), 'LtpHasPeerLtp' (0..1 to Peer), and 'LtpIncludesLayerProtocols' (1..\* to '«OpenModelClass» LayerProtocol'). It also has associations with '«OpenModelClass» FcPort' (labeled 'Role') and '«OpenModelClass» ForwardingConstruct' (labeled 'FeSpec'). Red arrows link the Client, Peer, and Server to their respective associations on the LTP. The identifier 'G.7711-Y.1702(22)\_FV.17' is at the bottom right. + +**Figure V.17 – A termination** + +- A list of LayerProtocol (LP) elements are encapsulated in a LogicalTerminationPoint (LTP). +- The LTP encapsulation rules are such that the LTP can expose at most one client, one peer and one server port + - These may be from different LPs + - The client port may give rise to multiple instances of clients and the server port may build on multiple servers (not shown in Figure V.17). +- The LP and LTP ports are not exposed directly in the information model but instead are absorbed in association types. + +Conceptual ports outward from the NE +(but all ports are conceptual!) + +![Figure V.18 – LTP and LP In physical port context. The diagram shows a physical port context with an 'Access port' on the left containing 'Peer', 'Server', and 'Client' components. On the right, it shows the logical model classes: LogicalTerminationPoint, FePort, ForwardingConstruct, LinkPort, and Link, with their associations and multiplicities.](dbe3136d798888cc47155faccef421d0_img.jpg) + +The diagram illustrates the relationship between physical port components and logical model classes. On the left, an 'Access port' is shown as a container for several 'Peer', 'Server', and 'Client' elements. Arrows point from these elements to logical model classes on the right. The classes and their associations are: + +- LogicalTerminationPoint** (grey box): + - Associated with **FePort** (yellow box) via **FePortConnectedToLtp**. Multiplicity: 0..2 at Ltp, \* at FePort. + - Associated with **LinkPort** (red box) via **LinkPortTerminatesOnLtps**. Multiplicity: \* at Ltp, 1 at LinkPort. +- FePort** (yellow box): + - Associated with **ForwardingConstruct** (yellow box) via **FeHasFePorts** (StrictComposite). Multiplicity: 2..\* at FePort, 1 at ForwardingConstruct. +- LinkPort** (red box): + - Associated with **Link** (red box) via **LinkHasLinkPorts** (StrictComposite). Multiplicity: 2..\* at LinkPort, 1 at Link. + +Figure V.18 – LTP and LP In physical port context. The diagram shows a physical port context with an 'Access port' on the left containing 'Peer', 'Server', and 'Client' components. On the right, it shows the logical model classes: LogicalTerminationPoint, FePort, ForwardingConstruct, LinkPort, and Link, with their associations and multiplicities. + +G.7711-Y.1702(22)\_FV.18 + +**Figure V.18 – LTP and LP In physical port context** + +In Figure V.18: + +- A list of LayerProtocol (LP) elements are encapsulated in a LogicalTerminationPoint (LTP). +- The LTP encapsulation rules are such that the LTP can expose at most one client, one peer and one server port + - These may be from different LPs + - The client port may give rise to multiple instances of clients and the server port may build on multiple servers. +- The LP and LTP ports are not exposed directly in the information model but instead are absorbed in association types. + +![Diagram illustrating the association of ports of components. It shows a network of 'Function' and 'Transfer function' components. A vertical dashed line divides the diagram into two halves. On the left half, there are three 'Function' components (top, middle, bottom) and two 'Transfer function' components (middle, bottom). On the right half, there are three 'Function' components (top, middle, bottom) and two 'Transfer function' components (middle, bottom). Blue lines connect the 'Function' components to the 'Transfer function' components, illustrating the flow of information. The 'Transfer function' components are highlighted in yellow, indicating they are forwarding entities with perfect transfer of information. The diagram is labeled G.7711-Y.1702(22)_FV.19.](68ba0c51631dd29d48b79431e37dbb16_img.jpg) + +Diagram illustrating the association of ports of components. It shows a network of 'Function' and 'Transfer function' components. A vertical dashed line divides the diagram into two halves. On the left half, there are three 'Function' components (top, middle, bottom) and two 'Transfer function' components (middle, bottom). On the right half, there are three 'Function' components (top, middle, bottom) and two 'Transfer function' components (middle, bottom). Blue lines connect the 'Function' components to the 'Transfer function' components, illustrating the flow of information. The 'Transfer function' components are highlighted in yellow, indicating they are forwarding entities with perfect transfer of information. The diagram is labeled G.7711-Y.1702(22)\_FV.19. + +**Figure V.19 – Associating ports of components** + +Conceptually ... + +- An atomic function is at a single point. +- Two functions cannot be at the same point. +- Two adjacent atomic functions touch such that the adjacency is zero length. +- A complex function is made by joining multiple atomic functions as a system of adjacent atomic functions. +- The atomic functions forming a complex function are necessarily spread over a space. +- Assuming normal space, for any particular complex function, regardless of the choice of specific arrangement of atomic functions some atomic functions that need to be adjacent to form the logic of the system cannot be actually adjacent as they are at a distant and hence must be joined via atomic functions that simply transfer information. This transfer forms a virtual adjacency. +- Adjacency between two complex functions can be represented as if a true adjacency, as for atomic functions, however in most cases the adjacency will: + - Be achieved via atomic functions that simply transfer + - Be spread over spread over space + - Will represent multiple parallel/simultaneous semantic interactions. +- Perfect transfer of information (zero time, infinite capacity) is represented in yellow in the figure as it is the essential property of a forwarding entity. +- Forwarding is imperfect transfer. + +### V.1.13 The extended Component-Port pattern + +Up to this point, the Component has been considered in terms of its purposeful activity. All ports shown in detail so far relate to that purposeful activity. But not all ports of the Component are equal. Some ports provide access to the purposeful capability related to the Component application, but other ports provide access to allow control of the Component. + +A helpful view of this is provided by [b-TMF IG1118] in Figure V.20. + +![Figure V.20 – A Component. This diagram illustrates the FMO component interface and structural overview. It is divided into two main parts: 'Simplified view' on the left and 'Some internal detail' on the right. The 'Simplified view' shows a component as a square with four colored quadrants: Operations (blue), Application (green), Security (red), and Execution environment (grey). A central circle contains the letter 'F' (Functionality). Lines connect these quadrants to external labels: 'Operations' (blue dot), 'Application' (green line), 'Security' (red line), and 'Execution environment' (grey line). The 'Some internal detail' part shows a more complex structure. At the center is a circle containing 'P' (Policy), 'W' (Workflow), and 'FC' (Functional Capability). This is surrounded by a ring labeled 'Mediation for all accesses'. The next layer contains four 'Service Endpoint' labels. The outermost layer is a red ring labeled 'Platform'. Arrows connect the central circle to the Service Endpoints, and from the Service Endpoints to the Platform. A vertical dashed green line on the right is labeled 'Application purpose'. Below the diagrams are two bullet points: 'Component advertises capabilities and needs' and 'All APIs/interfaces are outcome oriented and use an appropriate grammar'. A legend box on the left defines the symbols: a colored square for 'Simplified view of a component', a line with an open circle for 'Consume(r) interface', a line with a solid dot for 'Provide(r) interface', a green circle with 'F' for 'Functionality', a double-headed arrow for 'Services', a cylinder for 'Owned data', a green circle with 'W' for 'Workflow', a green circle with 'P' for 'Policy', and a green circle with 'FC' for 'Functional Capability'. The code 'G.7711-Y.1702(22)_FV.20' is in the bottom right.](364f25bcccce4d20b88df564797031ed_img.jpg) + +Figure V.20 – A Component. This diagram illustrates the FMO component interface and structural overview. It is divided into two main parts: 'Simplified view' on the left and 'Some internal detail' on the right. The 'Simplified view' shows a component as a square with four colored quadrants: Operations (blue), Application (green), Security (red), and Execution environment (grey). A central circle contains the letter 'F' (Functionality). Lines connect these quadrants to external labels: 'Operations' (blue dot), 'Application' (green line), 'Security' (red line), and 'Execution environment' (grey line). The 'Some internal detail' part shows a more complex structure. At the center is a circle containing 'P' (Policy), 'W' (Workflow), and 'FC' (Functional Capability). This is surrounded by a ring labeled 'Mediation for all accesses'. The next layer contains four 'Service Endpoint' labels. The outermost layer is a red ring labeled 'Platform'. Arrows connect the central circle to the Service Endpoints, and from the Service Endpoints to the Platform. A vertical dashed green line on the right is labeled 'Application purpose'. Below the diagrams are two bullet points: 'Component advertises capabilities and needs' and 'All APIs/interfaces are outcome oriented and use an appropriate grammar'. A legend box on the left defines the symbols: a colored square for 'Simplified view of a component', a line with an open circle for 'Consume(r) interface', a line with a solid dot for 'Provide(r) interface', a green circle with 'F' for 'Functionality', a double-headed arrow for 'Services', a cylinder for 'Owned data', a green circle with 'W' for 'Workflow', a green circle with 'P' for 'Policy', and a green circle with 'FC' for 'Functional Capability'. The code 'G.7711-Y.1702(22)\_FV.20' is in the bottom right. + +[b-TMF IG1118] Figure 1, the FMO component interface and structural overview + +**Figure V.20 – A Component** + +In addition to the purposeful port (shown in the figure as the Application port (in green)), the Component also has an Operations port through which it may be controlled/managed203, Security port through which it may be secured and an Execution Environment port through which it is provided with basic platform capabilities, etc. + +#### V.1.14 The Component – System pattern illustrated + +Figure V.21 shows several perspectives on Component. The figure is clearly an extremely sparse representation of a System. + +203 A component provides a façade through which it can be controlled.... This essentially provides access to an embedded controller which is at the lowest level of "visible" recursion (degenerates to a transistor gate, etc). + +![A complex system diagram showing various network components like SDN controllers, flow elements, and their interactions. It includes callouts for different views (controller functionality, network, device) and a detailed key for symbols like Functional and Descriptive components.](f449d6fc490abc31c6386a8094c5cf5c_img.jpg) + +Symbol set developed from [TMF IG11118] + +Viewed as functional components (that may or may not be the same as the deployable components) + +This is the view of the controller functionality +This is the ExposureContext for the controller controller + +This is the view of the network +This is the ExposureContext for the view controller + +This is the view of a device +This is the ExposureContext for the controller + +**Key** + +**Functional component** + +**Operations** + +- Consume(r) interface +- Provide(r) interface +- Functionality (F) +- Owned data + +**Descriptive component** + +**Application** + +**Security** + +**Execution environment** + +**Properties (P)** + +**Associations (C)** + +**Context (C)** + +**Security (S)** + +**Class/Spec (C/S)** + +G.7711-Y.1702(22)\_FV.21 + +A complex system diagram showing various network components like SDN controllers, flow elements, and their interactions. It includes callouts for different views (controller functionality, network, device) and a detailed key for symbols like Functional and Descriptive components. + +**Figure V.21 – An example of use of the Component – System pattern** + +As noted in the Key, the figure shows two distinct forms of Component: + +- **Functional Component:** Represents the running units of functionality + - These can be considered at any level of System scale + - Functional Components can be exposed as Systems of Functional Components + - The Application ports expose the purposeful functionality of the Component +- **Descriptive Component:** Represents the description of an element of the behaviour of a System + - A System can be described in terms of a number of Descriptive Components and exposed: + - Directly via a Control Port on a Functional Component + - Via the Application Port on a Component that is directly or indirectly controlling another Component (and hence is a Controller) + - A Controller would talk to a Functional Component about the described System + +- The Properties of a Descriptive Component could be represented as attributes of a Class with Associations between Classes. + - An instance of the Class is manageable through its attributes and associations +- The Context of a Descriptive Component relates to the lifecycle dependencies. For example an FC needs an FD + +Working from the bottom of the figure up and focusing first on the left side. The stack from "Flow element" up represent Functional Components of the system. + +- The Switch Fabric Controller controls the Flow element directly via its Operations port. + - Through that it gets a view of rules and cross-connections, etc. in terms of Descriptive Components +- The SDN Controller controls the Flow element via the Switch Fabric Controller, they have a client-provider relationship. + - Through that it gets a view of an abstraction of the Controlled Device in terms of Descriptive Components + - The SDN Controller may also collaborate with a Peer +- The View Controller controls the network and hence indirectly the Flow element via the SDN Controller that itself is indirect + - Through that it gets a view of an abstraction of the network of Controlled Devices in terms of Descriptive Components +- The Controller Controller controls the SDN Controller through the Operations port on the SDN Controller + - Through that it gets a view of an abstraction of the SDN Controller Functionality +- The SDN Controller Functional Component is realized by a System of smaller Functional Components (Architect, Designer etc) + - In this case the Controller Controller view abstraction, the Controlled Controller, has not changed the structure, but in general it is likely that the descriptive view will not match the actual realization 1:1. + +## Appendix VI + +### Model rationale + +(This appendix does not form an integral part of this Recommendation.) + +This appendix explains the reasoning behind the current model and its evolution. The appendix relates some of the patterns and architecture in Appendix V to business need and vision. The appendix: + +- Works through business need. +- Discusses the implications. +- Discusses the challenge of evolution. +- Explains how the current model satisfies the need in the context of the current stage of evolution. +- Explains the next steps in the context of evolution and vision. + +The descriptions in this appendix are built from descriptions in earlier referenced works. + +#### VI.1 Business need + +Management of networks and devices today is a complex operational challenge resulting from, and exacerbated by, the plethora of conflicting standards and incompatible implementations. Almost all the existing models use inconsistent terminology and outdated concepts that are not applicable to SDN/NFV scenarios204. + +The root cause of many of the issues encountered centers around the approaches that have been used to create these standards and interfaces; e.g.,: + +- A 'handcrafted silo' approach that initially produces good point solutions results but does not scale, ultimately creating a morass requiring complex mappings between the silos. +- A vast monolithic 'one central model' that results in slow progress after long lead times with second-rate results that do not meet stakeholder needs. + +Whenever new technologies and management/control paradigms arise, such as SDN and virtualization, they initially all seems different, new and special. But it is eventually realized that there is rather a lot in common, as the patterns are again seen. In fact, neither SDN/NFV 205 nor virtualization206 are in any way new. There are increasingly complex resource interactions to be managed-controlled such as virtual machines supporting virtual switches. But it seems there are consistent patterns that could be leveraged. + +So, there are opportunities, and our goal should be, to massively improve the realization of the value fabric: + +- The way in which providers of services interact, intertwine and interdepend to provide every increasing value – we are all providers of service. +- There is a need to enable an ecosystem of developers and an ever-changing structure of interacting parties. + +--- + +204 The current drive for SDN and virtualization give us an opportunity though to change the way of operating. + +205 Much of what is described in SDN/NFV as control appears already present in networks as Management. SDN/NFV control layer functions are mostly the same as functions in the OSS/NMS. + +206 Virtualization is not new but has been ad-hoc. Most of the functions of OSS/BSS environment are necessary even in the most virtualized and automated world. + +It is undeniable that the value fabric has high inherent complexity (deep recursions, fractals and continuums) but there are artificial boundaries (which cause unnecessary cost)207. There is a need for coherent treatment, broad perspective and long-term view, and for players to abide by enabling constraints to allow efficient interaction. + +Management is control (e.g., EMS/NMS flow through and restoration). Management and control is a continuum (MCC). Any artificial boundaries only complicate the solutions. The solution should focus on a coherent component architecture and structure. + +## VI.2 Benefit of the CIM + +Information modelling is the process of identifying, defining, consistently labelling, and recording the key concepts (functional things, physical things, etc.) in a problem space as well as the interrelationships between them. An information model defines and labels the things in a domain – for example, a telecommunication network – in terms of objects, such as links, terminations and controllers; their properties or attributes, such as latency; and their relationships – for example, a link is bounded by terminations. By normalizing the concepts, objects, interfaces, etc., an information model reduces complexity (see Figure VI.1). In addition, an information model can be used, with appropriate tooling, to automate code production, helping accelerate product and service development while reducing coding errors and interoperability issues. + +![Figure VI.1 – Normalization in information modelling. The diagram illustrates the process of normalizing information models over time. On the left, three circles represent 'Initial attempt raw reality models', 'Subsequent attempts crude initial classification models', and 'Mature classification model'. An arrow labeled 'Increasing maturity with time' points from the first to the third. A large blue oval on the left is labeled 'Unnecessary variety decreases over time'. A red dashed line labeled 'Normalization opportunity' points from the first circle to the third. On the right, a box labeled 'Architected information model' contains a list of levels: 'Principle', 'Pattern', 'Architecture', 'Domain', 'Application', 'Implementation specific', and 'Code'. A vertical bar on the left of this box is labeled 'Instance example', and a vertical bar on the right is labeled 'Mappings between models'. The text 'Resolves to only the inherent complexity' is at the bottom right of the diagram.](b6b90de3df73c355f5bda5fd654181d1_img.jpg) + +Figure VI.1 – Normalization in information modelling. The diagram illustrates the process of normalizing information models over time. On the left, three circles represent 'Initial attempt raw reality models', 'Subsequent attempts crude initial classification models', and 'Mature classification model'. An arrow labeled 'Increasing maturity with time' points from the first to the third. A large blue oval on the left is labeled 'Unnecessary variety decreases over time'. A red dashed line labeled 'Normalization opportunity' points from the first circle to the third. On the right, a box labeled 'Architected information model' contains a list of levels: 'Principle', 'Pattern', 'Architecture', 'Domain', 'Application', 'Implementation specific', and 'Code'. A vertical bar on the left of this box is labeled 'Instance example', and a vertical bar on the right is labeled 'Mappings between models'. The text 'Resolves to only the inherent complexity' is at the bottom right of the diagram. + +G.7711-Y.1702(22)\_FVI.1 + +**Figure VI.1 – Normalization in information modelling** + +To avoid the pitfalls mentioned in clause VI.1, the Information Modelling team: + +- Has defined a consistent set of fundamental concepts and the relationship among them by leveraging the knowledge gained from years of management standards evolution and pragmatic implementation/software development experience. These concepts are capable of representing both legacy management and SDN/NFV concepts/scenarios, while allowing for consistent management in hybrid environments. + +207 Existing divisions should be ignored so that to allow reconsideration of structure of the solution. + +- Employs a realistic federated model with a layered model architecture and managed dependencies. This is comprised of a stable core model (which is itself modular for scalability) and technology-specific model extensions that can be added in a timely manner without destabilizing the core. + +The Information model is not a purist, theoretical artifact, but a pragmatic one that forms part of a tooling chain, enabling context and technology specific interfaces in different languages to be generated from a key set of definitions. Automating the interface writing avoids inconsistent silos as a change can be simultaneously made in many interfaces in a consistent manner. This approach has led to the development of TAPI, which formally incorporates transport technology specific properties from ITU-T. + +The value of a common model approach has been recognized both within ITU-T (ITU-T Study Group 15) and by external SDOs such as ONF, ETSI NFV, MEF and TMF, as well as by some major service providers. These SDOs recognized that the model draws on many years of experience to consolidate the key aspects of existing standards; is a stable base to work from and is more advanced than their current work in these areas. To further its development, the MEF, ONF and TMF have signed a formal collaboration agreement to continue developing this common information model. In addition, ITU-T has re-published the core model as Recommendation ITU-T G.7711. + +### VI.3 Model evolution + +The CIM, which built on 30 years of implementation experience and standards evolution (see Figure VI.2), provides a rich208, compact209 canonical210 model covering the problems spaces relevant to management/control for open networking. + +--- + +208 Including all problem space semantics. Some aspects of the problem space are covered by other standards activities (the properties of particular transport protocols for example) and, as described, a method for federating activities has been developed so that the work of each body can be applied efficiently and coherently to an implementation. + +209 A particular level of encapsulation of semantics is used that has been developed over many years of practical experience. This reduces volume in implementations compared to an atomic form. The model takes full advantage of the patterns of networking such that one small set of entities cover ALL technologies without the need for network technology based subclassing specialization (i.e., the model is network technology agnostic). + +210 Each concept is represented once. + +![Figure VI.2 – Relationship between past current and future network model work. This is a complex timeline diagram showing the evolution of network models across several organizations from 2000 to 2021. The organizations are ITU-T, TMF, ONF, MEF, ETSI-NFV, and Etc. The timeline is divided into three horizontal bands: Concepts (yellow), Formal UML model (grey), and Network Technology Definition (green). The diagram shows various models and their relationships, including ITU-T G.774.x, G.805, M.3100, G.874.1, G.809, G.802, TR215, TR225, G.771, G.800, G.815, G.875, G.876, MTN/MTOI, SD Device interface etc., SD Converged Network Model, Explore..., SD Enhanced, ONF Core Network Model TR932, MEF Network Resource Model, MEF Service General and Specific, ETSI NFV Core Model, and Shared network resource model. Arrows indicate relationships like 'insight', 'inspiration', 'clone', 'update', 'align', 'federation', and 'touch points'. Versions of models are indicated, such as G.771 1.0, 2.0, 3.0, 4.0.](240935a46874e902465be02ff045e6ef_img.jpg) + +Figure VI.2 – Relationship between past current and future network model work. This is a complex timeline diagram showing the evolution of network models across several organizations from 2000 to 2021. The organizations are ITU-T, TMF, ONF, MEF, ETSI-NFV, and Etc. The timeline is divided into three horizontal bands: Concepts (yellow), Formal UML model (grey), and Network Technology Definition (green). The diagram shows various models and their relationships, including ITU-T G.774.x, G.805, M.3100, G.874.1, G.809, G.802, TR215, TR225, G.771, G.800, G.815, G.875, G.876, MTN/MTOI, SD Device interface etc., SD Converged Network Model, Explore..., SD Enhanced, ONF Core Network Model TR932, MEF Network Resource Model, MEF Service General and Specific, ETSI NFV Core Model, and Shared network resource model. Arrows indicate relationships like 'insight', 'inspiration', 'clone', 'update', 'align', 'federation', and 'touch points'. Versions of models are indicated, such as G.771 1.0, 2.0, 3.0, 4.0. + +**Figure VI.2 – Relationship between past current and future network model work** + +Whilst the core model could be used directly to construct interfaces, the modelling team recognizes that an interface should be oriented towards the user's needs from the user's viewpoint (terminology/structure, etc.). That orientation includes removal of aspects not relevant to the viewpoint and also refactoring/relabelling the representation to suit the viewpoint. A process called "Pruning and Refactoring" is used to construct information model representations of relevant interface views from the core model211. This supports the current variety of terminology whilst providing a rigorous mapping back to the canonical form212. + +Having a core model, a process for using the core model to construct interface views (Pruning and Refactoring) and to convert those views to implementation schema (e.g., UML-to-YANG Mapping Guidelines (see [b-UML-YANG GUIDE])) along with tools that support the process is vital. Using tooling (e.g., UML-to-YANG tool (see [b-UML-YANG TOOL])) that consistently generates the implementations is key to ensuring unambiguous and interoperable products and open source software. This also helps reduce errors and enables code to be more easily produced. The [b-OSSDN-Eagle] (IISOMI) activity currently focuses on process/methodology and tooling. + +As the core model is network technology agnostic (see Annex B) it is important that there is a mechanism to enable consistent addition of specific technology details. The CIM provides such a mechanism that is also designed to support network technology evolution. The modelling team looks to source to provide the interface definitions (e.g., the OTN IM in [ITU-T G.875]). The mechanism also allows vendor proprietary addition. For example, a pre-standard vendor innovation may be accommodated on an equal footing with the technology standard properties. + +211 Tooling is under agile development in the ONF-sponsored Open Source [b-OSSDN-EAGLE] project to ease the Pruning and Refactoring process. + +212 The current state of unnecessary variety of terminology that has emerged as a result of the various origins of what is now one piece of work needs to be accommodated. The methodology promotes the reduction of this variety over time (as machines do not benefit from the variety but instead run most efficiently using the patterns). + +Addition of network technology details employs a specification mechanism defined in the core model (see Annex G). Technology specific specification classes are used to augment the core model classes (e.g., media for information transfer). Where a new technology introduces a capability that has structure that could be applied more broadly, this structure will be incorporated in the core model. A vendor may take a technology specification, prune out parts that are not supported by their implementation, add vendor proprietary parts and then publish the results in a per-case specification. This specification can then be used to drive the augmentation of the core model and any derivative of the model. + +### VI.3.1 Agile approach for model evolution + +An agile architecture approach has been used by the modelling team to develop the Information model: + +- Take some specific and general use cases in the context of control of networking. +- Explore and generate/refine the model 213/guidelines/tooling building on the existing model/guidelines/tooling. +- Use the Prune and Refactor process to propagate the model changes to each existing interface views [b-ONF TAPI] and to generate new interface views. +- Update the data schema related to each view [b-ONF TAPI] using the appropriate tooling (e.g., UML to YANG automated generator). +- Generate the appropriate Interface schema. +- Generate reference implementations. +- Construct proprietary and open-source solutions [e.g., OIF/ONF and MEF PoC/Trial activities]. +- Gain insights from implementation and feedback insights/issues to further evolve the model/guidelines/tooling. + +![Figure VI.3 – Agile architecture process diagram. The diagram shows a spiral model with four main phases: Feedback, Analysis, Model capture, and Validation, surrounding a central 'Fully rationalized' core. Arrows indicate the flow between these phases and external inputs/outputs. External inputs include 'Raw reality', 'Recognize insights', 'Identify use cases', 'Evaluate Standards and best practices', 'Consider vision', 'Evaluate examples', and 'Focus on specific current needs'. External outputs include 'Extract insights', 'Implementation specific Domain Application specific Mappings Example Architecture Patterns', and 'Bounded by practical constraints'. A box on the left lists 'Prototyping Hackfests Plugfest Product'. A box on the right contains a list of notes about the agile process. Text at the bottom left mentions 'Many overlaid asynchronous cycles at different phases with different lifecycle timeframes'. The diagram is labeled G.7711-Y.1702(22)_FVI.3.](7d52641fb90d56fd9b613acc9fcb1c32_img.jpg) + +**Agile architecture** + +Raw reality + +Recognize insights + +Identify use cases + +Evaluate Standards and best practices + +Consider vision + +Implementation specific Domain Application specific Mappings Example Architecture Patterns + +Evaluate examples + +Focus on specific current needs + +Extract insights + +Feedback + +Analysis + +Model capture + +Validation + +Implementation + +"Fully" rationalized + +Prototyping Hackfests Plugfest Product + +Bounded by practical constraints + +Many overlaid asynchronous cycles at different phases with different lifecycle timeframes + +G.7711-Y.1702(22)\_FVI.3 + +- A cycle around the spiral may take only a day, or it may take several months. +- Many cycles run in parallel at different rates and phases. +- Each cycle only does a small piece of work prior to passing work to the next stage. +- From one perspective each activity is continuous, so analysis is ongoing, coding is ongoing, and so the spiral is essentially an overlay. +- Analysis should be required to pass work to the next stage on at least a three month basis (but should be faster). +- Implementation must provide feedback and insights after each activity. +- Use cases should be (briefly) analysed in the context of best practices and standards prior to coding. + +Figure VI.3 – Agile architecture process diagram. The diagram shows a spiral model with four main phases: Feedback, Analysis, Model capture, and Validation, surrounding a central 'Fully rationalized' core. Arrows indicate the flow between these phases and external inputs/outputs. External inputs include 'Raw reality', 'Recognize insights', 'Identify use cases', 'Evaluate Standards and best practices', 'Consider vision', 'Evaluate examples', and 'Focus on specific current needs'. External outputs include 'Extract insights', 'Implementation specific Domain Application specific Mappings Example Architecture Patterns', and 'Bounded by practical constraints'. A box on the left lists 'Prototyping Hackfests Plugfest Product'. A box on the right contains a list of notes about the agile process. Text at the bottom left mentions 'Many overlaid asynchronous cycles at different phases with different lifecycle timeframes'. The diagram is labeled G.7711-Y.1702(22)\_FVI.3. + +**Figure VI.3 – Agile architecture process** + +213 Includes core model and profiles + +The above cycle can be run asynchronously at different rates depending upon the specific aspect/use case. Experimental changes can take place in the model/guidelines/tooling within a day (in the ongoing work). + +The modelling team has promoted open-source software tooling and hence there is a strong association between the modelling work and software in that dimension. This software is being developed using an agile approach and hence there have been incremental releases on a regular basis supporting use cases defined for interface views. This software is a step in a progression towards a model driven implementation environment. The intention is to reduce the need to hand craft interface (and in the longer term potentially algorithmic) implementations. + +To help enable evolution and to deal with the stages of innovation value lifecycle, each aspect and element of the Information model is developed through a lifecycle where the lifecycle stage/state (Experimental, Preliminary, Mature, etc.) of the aspect/element is marked using Lifecycle stereotypes defined in the Open model profile [b-ONF TR-514]. Any particular part of the model may include elements with any mix of lifecycle stages. The full model, including experimental and preliminary work, is published as a snapshot. + +### **VI.3.2 Industry cooperation in model evolution** + +The modelling team has strongly promoted the use of the CIM within ITU-T and also with other industry groups, including ONF, MEF, TMF, ETSI-NFV, [b-OASIS TOSCA], OIF, IETF, and BBF, etc. ONF has signed a collaboration agreement with MEF and TMF to work jointly on information modelling and the intention is that the ONF CIM form a key part of this joint modelling work. Work in TMF provides guidance and content for the new solution, such as SDF and DSRA provide architecture, eTOM provides processes, and SID provides information structuring. The MEF and TMF have already chosen to take advantage of the ONF CIM in place of their own work and ITU-T have republished the ONF core model [b-ONF TR-512] in [ITU-T G.7711]. Work in ETSI-NFV has led to the recognition of the CIM as a suitable representation of networking in an NFV context and this has led to the construction of a touch point model relating ETSI-NFV classes to networking classes. + +The ONF modelling team is also tasked with providing recommendations for modelling tools and guidelines. Tooling and guidelines are dealt with in the ONF-sponsored open source SDN project EAGLE/IISOMI [b-OSSDN-EAGLE]. This work is shared and co-developed with individuals who are active in ETSI-NFV, ONF, TMF, MEF and ITU-T. [b-OSSDN-EAGLE] is also the home of tooling that takes an appropriately formed information model in Papyrus UML and generates interface definitions (currently in YANG and JSON schema but the intention is to generate any appropriate schema/API definition). + +## Appendix VII + +### Analogue and media (Layer 0) examples + +(This appendix does not form an integral part of this Recommendation.) + +EDITORIAL NOTE – The content of this appendix has been moved to [b-ITU-T G.Sup72]. + +[b-ITU-T G.Sup72] provides various examples of the use of the common information model (CIM) to model media structures, defined in this Recommendation to model optical media structures. + +## Appendix VIII + +### Circuit switched (L1 and L2) examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the CIM to model circuit switched network structures. + +This appendix is not intent to be exhaustive; it does not show all possible examples. The intention is that this appendix provides sufficient structure patterns to enable someone with appropriate knowledge of management/control of circuit switched protocols and corresponding devices to model the ports of those devices. The appendix should be used in conjunction with Appendix VII and Appendix IX (to be published in a later edition of this Recommendation) to model multi-layer-protocol devices. + +The examples in this appendix are built from descriptions in earlier referenced works. + +#### VIII.1 General circuit examples + +This appendix introduces a model of layer protocols for circuit switched systems. The figures show a compact diagrammatic representation of the order of layer protocols for various port types. Some of the figures show a representation aligned with that in Figure B.2-10. + +Some of the earlier examples show both the layering and then the ports assembled into a stylized device with a somewhat arbitrary arrangement of layer protocol terminations on circuit packs, cards, etc. (equipment) of the device. + +##### VIII.1.1 Basic OTN device example + +Figure VIII.1-1 shows the model for a fragment of a device where an OC48\_STM-16 Tributary is interconnected to an OTN line port. In this case the device offers only single layer connection flexibility at ODU1214. + +The OC48\_STM-16 signal received on the tributary port is terminated to expose the STM-16 MS signal. This signal is mapped into an ODU1. This is then forwarded, via an FC, to the Line port where it is multiplexed into an ODU2. The ODU2 supports four instances of ODU1. The ODU1 is mapped via a number of intermediate adaptations into the ODU2. The ODU2 is multiplexed into an ODU4. The ODU4 supports 10 instances of ODU2. The ODU2 is mapped via intermediate adaptations into the ODU4. The ODU4 is then mapped into onto the MEDIA via an OTSi. For this case, it is assumed that there is only one OTSi required to carry the ODU4 and that the ODU4 fully occupies the OTSi. It is also assumed that this OTSi is the only one carried by the media channel. + +The details of the media mappings and overhead are covered by Appendix VII. The figure in this appendix only shows a simplified summary of the media layering. + +The figure follows the usual convention (see clause 5) shows LTPs (green/purple boxes) and LP instance (dashed lines in the green/purple boxes). The figure highlights all levels of adaptation that are identified in the corresponding ITU-T Recommendations (see References in clause 2). + +--- + +214 Further examples will be added that illustrate devices with multiple layers of flexibility. + +![Diagram of basic OTN device showing STM-16 tributary and line paths. The tributary path (left) descends from STM-16 MS through STM-16 RS, OTSi, and MEDIA to a Tributary. The line path (right) ascends from MEDIA through OTSi, OTU4, ODU4, OPU4, ODTUG4, ODTU4.8, ODU2, OPU2, ODTUG2, ODTU12, and ODU1. A 1/4 cardinality is indicated between ODU1 and ODTU12, and a 1/10 cardinality is indicated between ODTU4.8 and ODU2. A yellow connector symbol is shown between the ODU1 and ODTU12 layers.](6c2f572f3cbbbae048521f83d7add4da_img.jpg) + +Diagram of basic OTN device showing STM-16 tributary and line paths. The tributary path (left) descends from STM-16 MS through STM-16 RS, OTSi, and MEDIA to a Tributary. The line path (right) ascends from MEDIA through OTSi, OTU4, ODU4, OPU4, ODTUG4, ODTU4.8, ODU2, OPU2, ODTUG2, ODTU12, and ODU1. A 1/4 cardinality is indicated between ODU1 and ODTU12, and a 1/10 cardinality is indicated between ODTU4.8 and ODU2. A yellow connector symbol is shown between the ODU1 and ODTU12 layers. + +G.7711-Y.1702(18)\_FVIII.1-1 + +**Figure VIII.1-1 – Basic OTN device example showing STM-16 tributary and line** + +In this and the following figures, the cardinality between the client and server is shown as m/n e.g., ODU1/ODU2 is 1/4. + +A simplified representation is shown in Figure VIII.1-2. This simplified form has been used in the examples. In the simplified representation the ODTUG and the OPU have been absorbed in the ODU client-side adapter and the OTU has been absorbed in the ODU termination since they always have a 1:1 relationship. + +![Diagram of a basic OTN device showing protocol stacks for a Tributary and a Line. The Tributary stack (left) consists of STM-16 MS, STM-16 RS, OTSi, and MEDIA layers. The Line stack (right) consists of STM-16 MS, ODU1, ODU1, ODU2, ODU4, OTSi, and MEDIA layers. A yellow horizontal bar connects the STM-16 RS layer of the Tributary to an ODU1 layer of the Line. Multiplexing ratios 1/4 and 1/10 are shown between ODU layers on the Line side. The diagram is labeled 'Tributary' and 'Line' at the bottom of each stack respectively.](5f46be30e6ab02f9ce75b6ed98bb0d50_img.jpg) + +G.7711-Y.1702(18)\_FVIII.1-2 + +Diagram of a basic OTN device showing protocol stacks for a Tributary and a Line. The Tributary stack (left) consists of STM-16 MS, STM-16 RS, OTSi, and MEDIA layers. The Line stack (right) consists of STM-16 MS, ODU1, ODU1, ODU2, ODU4, OTSi, and MEDIA layers. A yellow horizontal bar connects the STM-16 RS layer of the Tributary to an ODU1 layer of the Line. Multiplexing ratios 1/4 and 1/10 are shown between ODU layers on the Line side. The diagram is labeled 'Tributary' and 'Line' at the bottom of each stack respectively. + +**Figure VIII.1-2 – Basic OTN device example showing compact representation of a STM-16 tributary and OTN line** + +Figure VIII.1-3 shows a device that supports the STM-16 to OTU4 mapping shown above. The device has four tributary slots (only one is equipped). The equipped tributary card supports four ODU1 capacity ports that map each STM16 into an ODU1. One of the ODU1s is connected to the left Line Card where it is then multiplexed into an ODU2, as ODU1 #1. The ODU2 is multiplexed into an ODU4, as ODU2 #1. The ODU4 is carried directly by a single OTSi that is the only one using the MEDIA at this point. + +In addition, an ODU1, is connected between the right and left Line Cards. The ODU1 is #4 in ODU2 #1 on both sides215. + +215 This symmetry may be due to a device limitation or may be coincidental. To determine which the specs for the device could be inspected. See Annex G for details on FD specs. + +![Figure VIII.1-3: Basic OTN device supporting STM 16 tributary ports. The diagram shows a central 4*ODU1 tributary card with four vertical paths. Each path contains layers labeled MEDIA, OTSi, STM-16 RS, STM-16 MS, STM-16 MS, and ODU1. The card is connected to two line cards. Each line card contains layers labeled MEDIA, OTSi, ODU4, ODU2, and ODU1. The ODU4 layer is connected to the ODU1 layer of the tributary card. The line cards are also connected to empty tributary slots. The reference G.7711-Y.1702(18)_FVIII.1-3 is shown in the bottom right.](c2cc2ebb8004b97b8922758a0ae0a1ed_img.jpg) + +Figure VIII.1-3: Basic OTN device supporting STM 16 tributary ports. The diagram shows a central 4\*ODU1 tributary card with four vertical paths. Each path contains layers labeled MEDIA, OTSi, STM-16 RS, STM-16 MS, STM-16 MS, and ODU1. The card is connected to two line cards. Each line card contains layers labeled MEDIA, OTSi, ODU4, ODU2, and ODU1. The ODU4 layer is connected to the ODU1 layer of the tributary card. The line cards are also connected to empty tributary slots. The reference G.7711-Y.1702(18)\_FVIII.1-3 is shown in the bottom right. + +**Figure VIII.1-3 – Basic OTN device supporting STM 16 tributary ports** + +**VIII.2 Circuit layer examples** + +**VIII.2.1 Single layer examples** + +Figure VIII.2-1 shows multiplexing of ODU2 into ODU4. + +![Figure VIII.2-1: ODU4 server with ODU2 clients. The diagram shows an ODU2 client (green box) connected to an ODU4 server (grey box). The connection is labeled 1/10, indicating that one ODU2 client can be multiplexed into one ODU4 server. The reference G.7711-Y.1702(18)_FVIII.2-1 is shown in the bottom right.](25d5698218e4f36e7ab9eabf581b077e_img.jpg) + +Figure VIII.2-1: ODU4 server with ODU2 clients. The diagram shows an ODU2 client (green box) connected to an ODU4 server (grey box). The connection is labeled 1/10, indicating that one ODU2 client can be multiplexed into one ODU4 server. The reference G.7711-Y.1702(18)\_FVIII.2-1 is shown in the bottom right. + +**Figure VIII.2-1 – ODU4 server with ODU2 clients** + +Figure VIII.2-2 shows an ODU4 supporting both ODU0 and ODU2 clients at the same time. + +![Figure VIII.2-2: ODU4 server with both ODU0 and ODU2 clients. The diagram shows an ODU0 client (green box) and an ODU2 client (green box) both connected to a single ODU4 server (grey box). The reference G.7711-Y.1702(18)_FVIII.2-2 is shown in the bottom right.](062943b49cb11136d8e40d5a5e6fea40_img.jpg) + +Figure VIII.2-2: ODU4 server with both ODU0 and ODU2 clients. The diagram shows an ODU0 client (green box) and an ODU2 client (green box) both connected to a single ODU4 server (grey box). The reference G.7711-Y.1702(18)\_FVIII.2-2 is shown in the bottom right. + +**Figure VIII.2-2 – ODU4 server with both ODU0 and ODU2 clients** + +Figure VIII.2-3 shows the mapping of a 100GE client into an ODU4. + +![Diagram of direct mapping of a 100GE client into an ODU4.](8dd840f306b9d7b370d7f8eea512f031_img.jpg) + +The diagram illustrates a direct mapping of a 100GE client into an ODU4. It consists of two stacked rectangular blocks. The top block is light green and labeled 'Ethernet' to its right. Inside this block is a trapezoidal symbol with a solid black dot at its top input. To the left of this block is the ratio '1/1'. The bottom block is light grey and labeled 'ODU4' to its right. It contains a similar trapezoidal symbol with an open circle at its bottom output. A vertical line connects the output of the Ethernet block to the input of the ODU4 block. Below the ODU4 block is the text 'G.7711-Y.1702(18)\_FVIII.2-3'. + +Diagram of direct mapping of a 100GE client into an ODU4. + +**Figure VIII.2-3 – ODU4 server with 100GE client (direct mapping)** + +### VIII.2.2 Multi-layer examples + +Figure VIII.2-4, shows the multiplexing of ODU2 into ODU4. Then the ODU4 is mapped into an OTU4. + +![Diagram of multiplexing ODU2 into ODU4 and then into OTU4.](afb0e21b3b865ec0b6373f3bbd54f345_img.jpg) + +The diagram shows the multiplexing of ODU2 into ODU4, which is then mapped into an OTU4. It features three stacked rectangular blocks. The top block is light green, labeled 'ODU2' to its right, and contains a trapezoidal symbol with a solid black dot at its top input. To the left of this block is the ratio '1/10'. The middle block is light grey, labeled 'ODU4' to its right, and contains a trapezoidal symbol. The bottom block is light grey, labeled 'OTU4' to its right, and contains a trapezoidal symbol with an open circle at its bottom output. Vertical lines connect the output of the ODU2 block to the input of the ODU4 block, and the output of the ODU4 block to the input of the OTU4 block. Below the OTU4 block is the text 'G.7711-Y.1702(18)\_FVIII.2-4'. + +Diagram of multiplexing ODU2 into ODU4 and then into OTU4. + +**Figure VIII.2-4 – OTU4 server with ODU4 client with ODU2 clients** + +Figure VIII.2-5, shows an Ethernet client GFP-F mapped into an ODUFlex which is multiplexed into an ODU4. + +![Diagram of Ethernet client GFP-F mapped into an ODUFlex, which is multiplexed into an ODU4.](2bff29bc2c72d1d2221865d0c2e50b9e_img.jpg) + +The diagram illustrates an Ethernet client GFP-F mapped into an ODUFlex, which is then multiplexed into an ODU4. It consists of three stacked rectangular blocks. The top block is light green, labeled 'Ethernet' to its right, and contains a trapezoidal symbol with a solid black dot at its top input. To the left of this block is the ratio '1/1'. The middle block is light green, labeled 'ODUFlex' to its right, and contains a trapezoidal symbol. The bottom block is light grey, labeled 'ODU4' to its right, and contains a trapezoidal symbol with an open circle at its bottom output. Vertical lines connect the output of the Ethernet block to the input of the ODUFlex block, and the output of the ODUFlex block to the input of the ODU4 block. Below the ODU4 block is the text 'G.7711-Y.1702(18)\_FVIII.2-5'. + +Diagram of Ethernet client GFP-F mapped into an ODUFlex, which is multiplexed into an ODU4. + +**Figure VIII.2-5 – ODU4 server with ODUFlex client with a GFP-F mapped Ethernet client** + +Figure VIII.2-6 shows an ODU4 server with both ODU2 and ODUFlex clients. + +![Diagram of an ODU4 server with ODU2 and ODUFlex clients.](f2fe2203109e5bafcf55b1ae67a0587f_img.jpg) + +The diagram illustrates an ODU4 server at the bottom, represented by a grey rectangle with a downward-pointing triangle. Above it are two client types: ODU2 (GMP) on the left and ODUFlex (GFP-F) on the right. Each client type is shown in two instances. The ODU2 instances are green rectangles with a downward-pointing triangle and a small black dot above it. The ODUFlex instances are also green rectangles with a downward-pointing triangle and a small black dot above it. Lines connect each of the four client instances to the ODU4 server. The top two instances are labeled 'Ethernet' to their right. The text 'G.7711-Y.1702(18)\_FVIII.2-6' is located at the bottom right of the diagram. + +Diagram of an ODU4 server with ODU2 and ODUFlex clients. + +**Figure VIII.2-6 – ODU4 server with both ODU2 and ODUFlex clients** + +## Appendix IX + +### Packet switched (L2 and L3) examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the CIM to model packet switched network structures. + +This appendix is not intent to be exhaustive; it does not show all possible examples. The intention is that this appendix provides sufficient structure patterns to enable someone with appropriate knowledge of management/control of circuit switched protocols and corresponding devices to model the ports of those devices. The appendix should be used in conjunction with Appendix VII and Appendix IX (to be published in a later edition of this Recommendation) to model multi-layer-protocol devices. + +The examples in this appendix are built from descriptions in earlier referenced works. + +#### IX.1 General examples + +This appendix introduces a model of layer protocols for packet switched systems, initially in the context of a basic Ethernet device showing the ports and then in the context of a more sophistic Ethernet device. + +This appendix is not intent to be exhaustive for showing all possible examples. It just shows some port configurations to enable the designer to understand how the mechanism works. + +##### IX.1.1 Basic Ethernet device + +![Diagram showing two frame structures. The top frame consists of three fields: MACDA, MACSA, and PAYLOAD. The bottom frame consists of four fields: MACDA, MACSA, C-TAG, and PAYLOAD. The C-TAG field is highlighted in pink.](931a06f4213dc0bcefbd9bfddcbae667_img.jpg) + +Diagram showing two frame structures. The top frame consists of three fields: MACDA, MACSA, and PAYLOAD. The bottom frame consists of four fields: MACDA, MACSA, C-TAG, and PAYLOAD. The C-TAG field is highlighted in pink. + +a) Frame example + +![Diagram showing a C-TAG server with an untagged Ethernet client. The client is represented by a dashed green rectangle labeled 'ETH untagged frame'. The server is represented by a dashed green rectangle labeled 'C-TAG' containing a triangle symbol.](1bfd6ed6955277c281f407bdfadfb9bd_img.jpg) + +Diagram showing a C-TAG server with an untagged Ethernet client. The client is represented by a dashed green rectangle labeled 'ETH untagged frame'. The server is represented by a dashed green rectangle labeled 'C-TAG' containing a triangle symbol. + +b) C-TAG server with an untagged Ethernet client +G.7711-Y.1702(22)\_FIX.1-1 + +**Figure IX.1-1 – Basic Ethernet device** + +Figure IX.1-1 shows how ETH untagged frames could be mapped into C-VLAN with a customer VLAN tag (C-TAG). + +## IX.1.2 Sophisticated Ethernet device + +![Diagram of STM-1 circuit emulation service over Ethernet (Figure IX.1-2).](44f4e626cf8d45c1c1b3c9e0a8b83ef5_img.jpg) + +This diagram illustrates the protocol stack for STM-1 circuit emulation over Ethernet. On the left, the STM-1 signal is shown with its layers: VC-4, STM-1 MS, STM-1 RS, and STM-1 physical. The VC-4 is connected to a yellow cylinder representing a Forwarding Class (FC). This FC is connected to a green box containing a triangle (representing a packet switching function) and a black dot (representing a port). The output of this box is labeled 'SDH payload'. Below this, the stack shows 'PW label', 'Tunnel label', and 'ETH'. This is followed by another yellow cylinder (FC) connected to a green box with a triangle and a black dot, labeled 'ETH'. Finally, this is connected to a purple box with a triangle and a black dot, labeled 'ETY'. + +G.7711-Y.1702(22)\_FIX.1-2 + +Diagram of STM-1 circuit emulation service over Ethernet (Figure IX.1-2). + +**Figure IX.1-2 – STM-1 circuit emulation service over Ethernet** + +Figure IX.1-2 shows a device that supports SDH and Ethernet ports with a circuit switching capability at the VC-4 layer and a packet switching capability at the Ethernet layer. The STM-1 tributary signal is terminated up to the VC-4, which is then forwarded by an FC to a multiplexing function that encapsulates the VC-4 first into a pseudowire which is then encapsulated into an MPLS LSP which is then mapped into Ethernet. The Ethernet signal is forwarded via a packet switching FC to the Ethernet port. + +If the VC-4 FC is fixed (e.g., in a pure Ethernet device), one can bind the VC-4 directly to the SDH Payload without the need of the FC. + +![Diagram of Ethernet over SDH (EOS) (Figure IX.1-3).](3db4001f8aa392b6f7fbd60350300ba1_img.jpg) + +This diagram illustrates the protocol stack for Ethernet over SDH (EOS). On the left, the stack shows 'ETH' and 'ETY' (purple box with triangle and black dot). This is connected to a yellow cylinder (FC) which is then connected to a green box containing a triangle (packet switching) and a black dot (port). The output is labeled 'ETH'. Below this, the stack shows 'GFP' and 'VC-4'. This is followed by another yellow cylinder (FC) connected to a green box with a triangle and a black dot, labeled 'VC-4'. Finally, this is connected to a purple box containing the layers: 'STM-1 MS', 'STM-1 RS', and 'STM-1 physical'. + +G.7711-Y.1702(22)\_FIX.1-3 + +Diagram of Ethernet over SDH (EOS) (Figure IX.1-3). + +**Figure IX.1-3 – Ethernet over SDH (EOS)** + +Figure IX.1-3 shows also a device that supports SDH and Ethernet ports with a circuit switching capability at the VC-4 layer and a packet switching capability at the Ethernet layer. The Ethernet signal at the tributary interface is forwarded via a packet switching FC to an Ethernet to SDH mapping function which uses GFP-F. The VC-4 is then forwarded by an FC to the STM-1 port. Note that the example shown in Figure IX.1-3 is not a typical case in today's network. The intent of the example is to show the inversion with respect to the example of the STM-1 circuit emulation service over Ethernet shown in Figure IX.1-2. + +## IX.2 Ethernet examples + +### IX.2.1 Ethernet single-layer example + +![Diagram illustrating two cases of Ethernet single-layer frame handling by an 802.3 PHY server with an S-TAG client.](a229de9b269e1683e0b5a378be17faf3_img.jpg) + +The diagram illustrates two cases of Ethernet single-layer frame handling by an 802.3 PHY server with an S-TAG client. +**Case 1:** Shows an 'ETH untagged frame' entering a 'C-TAG' adaptation function (labeled 'm'). This is connected via a yellow horizontal bar (representing a packet switching FC) to an 'S-TAG' adaptation function (labeled 'n'), which then connects to an 'ETH PHY' termination function. +**Case 2:** Shows an 'ETH untagged frame' entering directly into an 'S-TAG' adaptation function (labeled 'n'), which then connects to an 'ETH PHY' termination function. + The diagram includes technical labels like 'G.7711-Y.1702(22)\_FIX.2-1' at the bottom right. + +Diagram illustrating two cases of Ethernet single-layer frame handling by an 802.3 PHY server with an S-TAG client. + +**Figure IX.2-1 – 802.3 PHY server with S-TAG client** + +Ethernet untagged, C-tagged and S-tagged frames are all in a single Ethernet layer. Figure IX.2-1 contains two examples that show how untagged Ethernet frames could be carried by the ETH Physical Layer. + +In case 1, a C-TAG is added to the untagged frames; these C-tagged frames are then forwarded via a packet switching FC to the Ethernet port where an S-TAG is added before the signal is going on the wire. + +Only an S-TAG is added to the untagged frames in case 2; there is no packet switching involved. + +### IX.2.2 Ethernet multi-layer example + +Figure IX.2-2 depicts an Ethernet multi-layer example. + +![Figure IX.2-2a: Frame example showing a sequence of fields: B-DA, B-SA, B-TAG, Ether Type, I-TAG, C-DA, C-SA, S-TAG, C-TAG, PAYLOAD.](10b5f8259a1411e6de336da5a0e96bd7_img.jpg) + +Figure IX.2-2a: Frame example showing a sequence of fields: B-DA, B-SA, B-TAG, Ether Type, I-TAG, C-DA, C-SA, S-TAG, C-TAG, PAYLOAD. + +a) Frame example + +![Figure IX.2-2b: Diagram showing the encapsulation process. An 'ETH untagged frame' is processed through a 'C-TAG' function (output 'k'), then an 'S-TAG' function (output 'm'), then an 'I-TAG' function (output 'n'), and finally a 'BMAC' function (output 'p'). The output 'p' is then processed through a 'B-TAG' function. The diagram includes a reference code G.7711-Y.1702(22)_FIX.2-2.](3e7908e77699a5a881192c8fe71eae34_img.jpg) + +Figure IX.2-2b: Diagram showing the encapsulation process. An 'ETH untagged frame' is processed through a 'C-TAG' function (output 'k'), then an 'S-TAG' function (output 'm'), then an 'I-TAG' function (output 'n'), and finally a 'BMAC' function (output 'p'). The output 'p' is then processed through a 'B-TAG' function. The diagram includes a reference code G.7711-Y.1702(22)\_FIX.2-2. + +b) BMAC server with S-TAG client + +**Figure IX.2-2 – Ethernet multi-layer example** + +The ETH untagged frames are first C-tagged, then packet switched to a multiplexing function which adds S- and I-TAGs and encapsulates the signal as payload into a new MAC frame. These frames are packet switched to function which adds a B-TAG. + +![Figure IX.2-3: LAG example diagram showing multiple 'ETH n' inputs entering an 'ETH-LAG' block. The output of the 'ETH-LAG' block is distributed to multiple 'ETYn' blocks, which are then connected to multiple 'ETYn_CI' blocks. The diagram includes a reference code G.7711-Y.1702(22)_FIX.2-3.](598ef4e36ef86d4a2c5c8096d1fcc59e_img.jpg) + +Figure IX.2-3: LAG example diagram showing multiple 'ETH n' inputs entering an 'ETH-LAG' block. The output of the 'ETH-LAG' block is distributed to multiple 'ETYn' blocks, which are then connected to multiple 'ETYn\_CI' blocks. The diagram includes a reference code G.7711-Y.1702(22)\_FIX.2-3. + +**Figure IX.2-3 – LAG example** + +Figure IX.2-3 introduces the LAG (link aggregation group) model. The Ethernet frames are grouped into an ETH-LAG. One or more of these ETH-LAG clients are combined and then distributed onto more than one ETYn\_CI (Characteristic Information) servers. + +The LAG example in Figure IX.2-3 shows only one level of inverse multiplexing, whereas the general pattern of inverse multiplexing described in clause B.2.2.3 and Figure B.2-16 of Annex B can be applied to multiple levels of inverse multiplexing. + +### IX.2.3 Ethernet & MPLS-TP multi-layer example + +![Diagram showing the structure of an Ethernet & MPLS-TP multi-layer frame. The fields are: Tunnel label, PW label, C-DA, C-SA, S-TAG, C-TAG, and PAYLOAD.](24fa777e29be6256bb1b02ae3c428141_img.jpg) + +The diagram shows a horizontal sequence of seven colored rounded rectangles representing frame fields: Tunnel label (light blue), PW label (orange), C-DA (blue), C-SA (light blue), S-TAG (yellow), C-TAG (pink), and PAYLOAD (blue). + +Diagram showing the structure of an Ethernet & MPLS-TP multi-layer frame. The fields are: Tunnel label, PW label, C-DA, C-SA, S-TAG, C-TAG, and PAYLOAD. + +a) Frame example + +![Diagram illustrating the encapsulation process of an Ethernet signal into an MPLS LSP. It shows the addition of C-TAG, S-TAG, PW label, and Tunnel label layers.](733d18f6b94343a67ef508e174fe7873_img.jpg) + +The diagram illustrates the encapsulation process. It starts with an 'ETH untagged frame' (green rectangle with a black dot). This is followed by a 'C-TAG' layer (green rectangle with a white circle and the letter 'm'). A yellow horizontal bar with two white circles represents a packet switching function. Below this, the 'S-TAG' layer (green rectangle with a black dot and the letter 'n') is added, followed by the 'PW label' layer (green rectangle with a white circle), and finally the 'Tunnel label' layer (green rectangle with a white circle). The text 'G.7711-Y.1702(22)\_FIX.2-4' is located to the right of the Tunnel label layer. + +Diagram illustrating the encapsulation process of an Ethernet signal into an MPLS LSP. It shows the addition of C-TAG, S-TAG, PW label, and Tunnel label layers. + +b) MPLS-TP LSP server with MPLS-TP PW client with S-TAG Ethernet client + +**Figure IX.2-4 – Ethernet & MPLS-TP multi-layer example** + +Figure IX.2-4 shows an Ethernet signal that is encapsulated into an MPLS LSP. A C-TAG is added to the untagged frames before they are forwarded via a packet switching FC to the MPLS encapsulation function. Here an S-TAG, a pseudowire label and an MPLS label is then added. + +## Appendix X + +### Control and interaction examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the ONF CIM to model control and interaction between control systems. + +The examples in this appendix are built from descriptions in other documents. The examples are supported by a combination of ControlConstruct, ControlPort (as described in Annex H) and ConstraintDomain (as described in Annex K) as well as ExposureContext (as described in Annex H) which is generally represented in the examples as a control domain. + +In most examples, relationships between ControlPorts are shown as direct. In a majority of real cases, the actual relationship will be supported by normal networking which will be represented by FCs, LTPs, etc. Some of example figures show an abstract FC, but in a majority of cases this has been omitted to reduce diagram clutter. Further information on the relationship between the Control Construct and the forwarding model can be found in Annex H. + +#### X.1 Control + +This appendix uses a simple self-explanatory symbol set. + +During the work to break apart the network element concept, the logical network functions were split off into ProcessingConstruct and ConstraintDomain. What was left was the network element control function. + +The two things needed to represent the control function are: + +- The (logical) location of control functions in the network and how they are related (control network) +- The scope of network functions216 that each control function controls + +The decision was made to create a separate control function class ControlConstruct and reuse the ConstraintDomain class for the control scope representation. Reusing ConstraintDomain simplified the resulting model (otherwise a lot of associations would have needed to be duplicated). + +It then became apparent that this general model could also be used to model other functional groupings e.g., an SDN controller, giving a consistent view of the different elements in the control network. + +The text below will start with the device case and work up to the control network cases. + +##### X.1.1 The Basic "Network Element" + +On the left of Figure X.1-1 is the representation of a simple 'device' as defined in the ProcessingConstruct document. Note that to keep the diagrams simple, ProcessingConstruct (PC) is used to represent all the functions PC, LTP, FC, FD, SoftwareProcess, etc. + +ConstraintDomain (CD) is used to group the network functions and may also constrain them in various ways. For example, in the diagrams, a ConstraintDomain being used as a network element boundary is shown as CD=NE, a ConstraintDomain representing a physical chassis boundary is shown as CD=Physical (Chassis) and a ConstraintDomain representing a control domain scope is shown as CD=control domain. + +--- + +216 i.e., the resources that the control function operates on. These could include any resources represented by FCs, LTPs, PCs, etc. + +On the right of Figure X.1-1, a ControlConstruct (CC)217 has been added and another ConstraintDomain to represent the scope of control (control domain). The ControlConstruct and ConstraintDomain are related by an association in the model "CdC constrainsControlConstruct". + +![Diagram 'Before' showing a nested ConstraintDomain (CD) structure. The outer CD is 'Physical (Chassis)' and the inner CD is 'NE'. Inside 'NE' are two boxes labeled 'PC, etc.'. Diagram 'After' showing the addition of a ControlConstruct (CC) and a new ConstraintDomain (CD) for control domain. The CC is connected to the inner CD via a Port. The CC controls the CD. The CD contains two boxes labeled 'PC, etc.'.](dcc0a8c219b8b1a6f1f03fa0032d9689_img.jpg) + +Before + +CD = Physical (Chassis) + +CD = NE + +PC, etc. + +PC, etc. + +After addition of ControlConstruct (CC) and ConstraintDomain (CD) for control domain + +CD = Physical (Chassis) + +CD = NE + +CC + +Port + +CC controls CD + +CD = Control domain + +PC, etc. + +PC, etc. + +G.7711-Y.1702(22)\_FX.1-1 + +Diagram 'Before' showing a nested ConstraintDomain (CD) structure. The outer CD is 'Physical (Chassis)' and the inner CD is 'NE'. Inside 'NE' are two boxes labeled 'PC, etc.'. Diagram 'After' showing the addition of a ControlConstruct (CC) and a new ConstraintDomain (CD) for control domain. The CC is connected to the inner CD via a Port. The CC controls the CD. The CD contains two boxes labeled 'PC, etc.'. + +**Figure X.1-1 – Basic network element** + +The next step is to be able to show a control network. ControlConstruct (CC) has ports (using the component-port pattern) and the ports can be bound together to show the logical binding. An attribute in ControlPort is used to show the type of relationship, client-server, master-slave or peer-peer. Also, because ControlPort is associated to LTP, it can be related to any transport functions of interest (see Annex H for more details). + +The control function layering within a constrain domain is represented by having a ControlConstruct inside of a ConstraintDomain (CD) that is controlled by another ControlConstruct as shown in Figure X.1-2. + +Note that control loops or ControlConstructs should not be allowed to control themselves. This is not represented in the model and would be enforced by the constraints attached to the ConstraintDomains. + +217 See Annex H + +![Figure X.1-2: Basic ControlConstruct layering use case. The diagram shows a 'CD = Network' containing a 'CC' (Controller Construct) with a 'Port'. A 'Master' connection labeled 'Via LTP, link, FC, etc.' connects this port to a 'Slave' connection in a 'CD = Control domain'. A dashed arrow labeled 'CC controls CD' points from the 'CC' to the 'Control domain'. Inside the 'Control domain' is a 'CD = NE' (Network Element) containing another 'CC' with a 'Port'. A dashed arrow labeled 'CC controls CD' points from this 'CC' to a nested 'CD = Control domain' containing two 'PC, etc.' (Processing Construct) blocks. The entire structure is enclosed in a blue border.](649db563f545d0dccc6d518baf536453_img.jpg) + +Figure X.1-2: Basic ControlConstruct layering use case. The diagram shows a 'CD = Network' containing a 'CC' (Controller Construct) with a 'Port'. A 'Master' connection labeled 'Via LTP, link, FC, etc.' connects this port to a 'Slave' connection in a 'CD = Control domain'. A dashed arrow labeled 'CC controls CD' points from the 'CC' to the 'Control domain'. Inside the 'Control domain' is a 'CD = NE' (Network Element) containing another 'CC' with a 'Port'. A dashed arrow labeled 'CC controls CD' points from this 'CC' to a nested 'CD = Control domain' containing two 'PC, etc.' (Processing Construct) blocks. The entire structure is enclosed in a blue border. + +G.7711-Y.1702(22)\_FX.1-2 + +**Figure X.1-2 – Basic ControlConstruct layering use case** + +Figure X.1-3 shows how the example above can be represented in the model. + +![Figure X.1-3: Basic use case. This is a complex model diagram showing relationships between various constructs. 'cd0:ConstraintDomain' (name=Network) is linked to 'cc0:ControlConstruct' (name=Controller) via 'CdConstrainsCtrlCons'. 'cc0' has a 'CCHasPorts' relationship with 'cc0p1:ControlPort' (role=MASTER). 'cc0p1' is linked to 'cc1p22:ControlPort' (role=SLAVE) via 'CtrlPortBoundToCtrlPort'. 'cc1p22' is linked to 'cd2:ConstraintDomain' (name=NE) via 'CdConstrainsCtrlCons'. 'cd2' is linked to 'cc1:ControlConstruct' via 'CdConstrainsCtrlCons'. 'cc1' has a 'CCHasPorts' relationship with 'cd3:ConstraintDomain' (name=cc1 ControlDomain). 'cd3' is linked to 'pc1:ProcessingConstruct' and 'pc2:ProcessingConstruct' via 'CdConstrainsPc'. 'cd0a:ConstraintDomain' (name=Controller Scope) is linked to 'cc0' via 'CdConstrainsCtrlCons'. 'cd1:ConstraintDomain' (name=Phy(Chassis)) is linked to 'cd2' via 'constrainingCd'. Two yellow callouts provide additional information: one about port-port bindings and CD constraints, and another about linking via CD rather than explicit port-port.](a6c313cff4a8835f0b7e08d1536a22a6_img.jpg) + +Figure X.1-3: Basic use case. This is a complex model diagram showing relationships between various constructs. 'cd0:ConstraintDomain' (name=Network) is linked to 'cc0:ControlConstruct' (name=Controller) via 'CdConstrainsCtrlCons'. 'cc0' has a 'CCHasPorts' relationship with 'cc0p1:ControlPort' (role=MASTER). 'cc0p1' is linked to 'cc1p22:ControlPort' (role=SLAVE) via 'CtrlPortBoundToCtrlPort'. 'cc1p22' is linked to 'cd2:ConstraintDomain' (name=NE) via 'CdConstrainsCtrlCons'. 'cd2' is linked to 'cc1:ControlConstruct' via 'CdConstrainsCtrlCons'. 'cc1' has a 'CCHasPorts' relationship with 'cd3:ConstraintDomain' (name=cc1 ControlDomain). 'cd3' is linked to 'pc1:ProcessingConstruct' and 'pc2:ProcessingConstruct' via 'CdConstrainsPc'. 'cd0a:ConstraintDomain' (name=Controller Scope) is linked to 'cc0' via 'CdConstrainsCtrlCons'. 'cd1:ConstraintDomain' (name=Phy(Chassis)) is linked to 'cd2' via 'constrainingCd'. Two yellow callouts provide additional information: one about port-port bindings and CD constraints, and another about linking via CD rather than explicit port-port. + +G.7711(25) + +**Figure X.1-3 – Basic use case** + +It is possible to add control ports218 to every network function, as shown in Figure X.1-4, and then bind these to the control construct ports. + +This makes sense architecturally and provides a nice consistency, but: + +- Locally within a NE, the binding is usually implied rather than explicitly defined and managed (e.g., A BGP process is defined **via** the ControlConstruct so its binding is implicit) +- It adds a lot of complexity to the instance graph, to create and manage all these ports and bindings +- Since some sort of local management agent is expected, the bindings are local, so the transport between the ports is not modelled i.e., FCs are not used. + +218 See TR-512.A.2 in [b-ONF TR-512] for a discussion on the Component-System pattern and a view of the generalized Component showing Operations port for the control of the component. + +So, it is recommended not to instantiate the network function control port bindings within a device, but to rely on the implied binding from the ControlConstruct (CC) to the ConstraintDomain (CD) that it is controlling. + +![Diagram illustrating control port to PC port binding. It shows a hierarchy of ControlConstruct (CC) and ConstraintDomain (CD) entities. An external CC (Master) is connected via PortBoundToPort to an internal CC (Slave). This internal CC is connected to a 'CD = Control domain' box via a dashed arrow labeled 'CC controls CD'. Inside the 'CD = Control domain' box, the internal CC (Master) is connected via PortBoundToPort to three Slave entities: a PC, an oval, and a rectangle. The entire internal structure is nested within a 'CD = NE' box, which is further nested within a 'CD = Physical (Chassis)' box. The diagram is labeled G.7711-Y.1702(22)_FX.1-4.](398f47b97d771aee39423e063c17a558_img.jpg) + +Diagram illustrating control port to PC port binding. It shows a hierarchy of ControlConstruct (CC) and ConstraintDomain (CD) entities. An external CC (Master) is connected via PortBoundToPort to an internal CC (Slave). This internal CC is connected to a 'CD = Control domain' box via a dashed arrow labeled 'CC controls CD'. Inside the 'CD = Control domain' box, the internal CC (Master) is connected via PortBoundToPort to three Slave entities: a PC, an oval, and a rectangle. The entire internal structure is nested within a 'CD = NE' box, which is further nested within a 'CD = Physical (Chassis)' box. The diagram is labeled G.7711-Y.1702(22)\_FX.1-4. + +**Figure X.1-4 Control port to PC port binding** + +The remainder of this clause describes how other common, but more complex, cases can be modelled. The model is not limited to supporting just these cases, but it is not practicable to try and cover every possible case. + +By covering the general partitioning and aggregation cases, it should be easy to determine a suitable representation for other cases. + +Note also that 'virtualization' is not covered here, but the same principles apply. + +For an example of ControlConstruct controlling software, see Appendix XVI. + +#### **X.1.1.1 Physical device partitioned into more than one logical device** + +A common case is where a physical device can be partitioned into more than one logical device, as shown in Figure X.1-5. This may be done in a number of ways, with varying degrees of partition autonomy. Note that there may only be one physical management agent, but it is likely that each partition will appear to have its own logical management function. + +![Figure X.1-5 – Device partitions diagram showing Management plane, Logical view, and Physical view layers with Management Contexts (MC) and Constraint Domains (CD).](bb6596f55ac1aa20c63d2a0c8fe00d27_img.jpg) + +The diagram illustrates the relationship between the Management plane, Logical view, and Physical view in device partitions. + +- Management plane:** Contains three green boxes labeled "MC" (Management context per partition) pointing to a central green box labeled "Management context" (Root management context scoped by management agent). +- Logical view:** Divided into "Control/data planes" and "Constraint domain (CD) enforces scope constraints". It shows three blue boxes (Processing constructs scoped within the partition CDs) pointing to three yellow ovals (CD per partition). A large yellow oval at the bottom represents the "Root CD based on 'chassis' physical scope (really backplane / scope of address and data busses)". +- Physical view:** Shows a grey box representing the physical hardware with five small icons below it. + +Text labels on the right side of the diagram: + +- Management context per partition +- Root management context scoped by management agent +- Processing constructs scoped within the partition CDs +- CD per partition +- Root CD based on 'chassis' physical scope (really backplane / scope of address and data busses) + +Text labels on the left side of the diagram: + +- Management plane +- Logical view +- Control/data planes +- Constraint domain (CD) enforces scope constraints +- Physical view + +G.7702-Y.1702(22)\_FX.1-5 + +Figure X.1-5 – Device partitions diagram showing Management plane, Logical view, and Physical view layers with Management Contexts (MC) and Constraint Domains (CD). + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have same scope. + +**Figure X.1-5 – Device partitions** + +There is no need to change the model for this case, all that is needed is to create the required ControlConstructs and ConstraintDomains and to relate them, as illustrated in Figure X.1-6. + +![Figure X.1-6 – Device partitions model diagram showing nested boxes for ControlConstruct (CC), Constraint Domain (CD), and Physical Construct (PC) within a chassis.](4786d67f2a70ec28ca89545039dae77e_img.jpg) + +The diagram shows a hierarchical model of device partitions within a chassis. + +- CD = Physical (Chassis):** The outermost container. +- CD = NE (Root):** A box within the chassis containing a "CC" (ControlConstruct) with "Port" and "Slave" labels. A "Master" label points to the CC. Text "CC controls CD" is present. +- CD = Control domain (Root):** A box containing two "PC" (Physical Construct) boxes. +- CD = NE:** Two boxes, each containing a "CC" with "Port" and "Slave" labels. Text "CC controls CD" is present. +- CD = Control domain:** Two boxes, each containing two "PC" boxes, nested within the "CD = NE" boxes. + +Text labels: + +- Remote control (pointing to the CC boxes) +- ControlConstruct per partition (Chassis) + root ControlConstruct +- CC controls CD +- Master +- Slave +- Port +- PC + +G.7711-Y.1702(22)\_FX.1-6 + +Figure X.1-6 – Device partitions model diagram showing nested boxes for ControlConstruct (CC), Constraint Domain (CD), and Physical Construct (PC) within a chassis. + +**Figure X.1-6 – Device partitions model** + +### X.1.1.2 Multiple physical devices aggregated into a single logical device + +Another common case is where many physical devices are aggregated to behave as a single logical device. There may be a number of variants on this and two of these are explored below and illustrated in Figures X.1-7 to X.1-10. + +In this example, a single logical device is considered where each physical device is managed separately. Here MC = ManagementContext and MA = Management Agent. + +![Figure X.1-7: Distributed Device – Separate MA. This diagram illustrates the management and control planes for multiple physical devices aggregated into a single logical device. It is divided into three horizontal layers: Management plane (top), Control/data planes (middle), and Physical view (bottom). The Management plane shows an 'Aggregated MC' (Management context) at the top, with three 'Root MC per MA' (MC) boxes below it. The Control/data planes show 'Distributed PC' (Processing Construct) and 'Separate PC' boxes, along with 'Aggregated CD' (Control Domain) and 'Root CD per physical scope' boxes. The Physical view shows 'Equipment with PhysicalConnectors and PhysicalLinks' represented by three grey boxes connected by lines. A purple arrow points from the Management plane to the Physical view.](eb8eb29157ccc33e99af464b50606e71_img.jpg) + +Figure X.1-7: Distributed Device – Separate MA. This diagram illustrates the management and control planes for multiple physical devices aggregated into a single logical device. It is divided into three horizontal layers: Management plane (top), Control/data planes (middle), and Physical view (bottom). The Management plane shows an 'Aggregated MC' (Management context) at the top, with three 'Root MC per MA' (MC) boxes below it. The Control/data planes show 'Distributed PC' (Processing Construct) and 'Separate PC' boxes, along with 'Aggregated CD' (Control Domain) and 'Root CD per physical scope' boxes. The Physical view shows 'Equipment with PhysicalConnectors and PhysicalLinks' represented by three grey boxes connected by lines. A purple arrow points from the Management plane to the Physical view. + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have same scope. + +G.7711-Y.1702(22)\_FX.1-7 + +**Figure X.1-7 – Distributed Device – Separate MA** + +Again, the same model represents this case. Note that there may be distributed ProcessingConstructs that cross the physical device boundaries (such as PC-3 in Figure X.1-8). + +![Figure X.1-8: Distributed device – Separate MA model. This diagram shows a 'CD = NE' (Network Element) containing two physical chassis: 'CD = Physical (Master chassis)' and 'CD = Physical (Remote chassis)'. Each chassis contains a 'CC' (Control Center) with 'Port' and 'Slave' labels, and a 'CD = Control domain' containing 'PC-1', 'PC-2', and 'PC-3'. The 'CC' in the Master chassis controls the 'CD = Control domain' in the Remote chassis. A 'Master' label points to the 'CC' in the Master chassis. A purple arrow points from the 'Master' label to the 'CC' in the Master chassis.](c5f34042c56628391d4a82ec949db49d_img.jpg) + +Figure X.1-8: Distributed device – Separate MA model. This diagram shows a 'CD = NE' (Network Element) containing two physical chassis: 'CD = Physical (Master chassis)' and 'CD = Physical (Remote chassis)'. Each chassis contains a 'CC' (Control Center) with 'Port' and 'Slave' labels, and a 'CD = Control domain' containing 'PC-1', 'PC-2', and 'PC-3'. The 'CC' in the Master chassis controls the 'CD = Control domain' in the Remote chassis. A 'Master' label points to the 'CC' in the Master chassis. A purple arrow points from the 'Master' label to the 'CC' in the Master chassis. + +G.7711-Y.1702(22)\_FX.1-8 + +**Figure X.1-8 – Distributed device – Separate MA model** + +In the single management agent option, the main difference is that there is only one management access point and the remote chassis ControlConstructs are slaved from the master chassis ControlConstruct. + +![Figure X.1-9: Distributed device – Single MA. This diagram illustrates the management and control planes for a distributed device managed by a single MA. The Management plane (green) contains a single 'MC' (Root MC per MA). The Control/data planes (blue) are divided into 'Logical view' and 'Physical view'. The Logical view includes 'Distributed PC', 'Separate PC', 'Aggregated CD', and 'Root CD per physical scope'. The Physical view shows three physical chassis connected to the MC. A purple arrow points from the MC to the Aggregated CD, indicating its scope.](03222e9026fc3f06923e6b9f89cca284_img.jpg) + +Figure X.1-9: Distributed device – Single MA. This diagram illustrates the management and control planes for a distributed device managed by a single MA. The Management plane (green) contains a single 'MC' (Root MC per MA). The Control/data planes (blue) are divided into 'Logical view' and 'Physical view'. The Logical view includes 'Distributed PC', 'Separate PC', 'Aggregated CD', and 'Root CD per physical scope'. The Physical view shows three physical chassis connected to the MC. A purple arrow points from the MC to the Aggregated CD, indicating its scope. + +Here a single MA manages the complete distributed device. +Root MC has different scope from Root CD and physical inventory. + +G.7711-Y.1702(22)\_FX.1-9 + +**Figure X.1-9 – Distributed device – Single MA** + +Again, it is seen how the general model elements can be arranged to support this option too. + +![Figure X.1-10: Distributed device – Single MA model. This diagram shows the internal structure of a distributed device. It features a 'Master' chassis (CD = NE) with a 'Master Port' and 'Slave Port'. The Master Port is connected via LTP, link, FC, etc. to a 'Slave ControlConstruct not externally accessible'. The Slave Port is connected to a 'Slave' chassis (CD = Physical (Remote chassis)). The Master chassis contains a 'CD = Control domain' with 'PC-1' and 'PC-3'. The Slave chassis contains a 'CD = Control domain' with 'PC-2'. A dashed line indicates that the 'CC controls CD'. A third chassis on the right is labeled 'Same as the other remote chassis'.](858789520e6651c687f6b94c147574a8_img.jpg) + +Figure X.1-10: Distributed device – Single MA model. This diagram shows the internal structure of a distributed device. It features a 'Master' chassis (CD = NE) with a 'Master Port' and 'Slave Port'. The Master Port is connected via LTP, link, FC, etc. to a 'Slave ControlConstruct not externally accessible'. The Slave Port is connected to a 'Slave' chassis (CD = Physical (Remote chassis)). The Master chassis contains a 'CD = Control domain' with 'PC-1' and 'PC-3'. The Slave chassis contains a 'CD = Control domain' with 'PC-2'. A dashed line indicates that the 'CC controls CD'. A third chassis on the right is labeled 'Same as the other remote chassis'. + +G.7711-Y.1702(22)\_FX.1-10 + +**Figure X.1-10 – Distributed device – Single MA model** + +### X.1.1.3 Hybrid partitioned and distributed + +The last case, which does occur in real life, shows the versatility of this approach without having to resort to odd workarounds. In effect it is a hybrid of the partitioned chassis and the distributed device cases that were covered earlier. + +![Figure X.1-11: Distributed device – Split chassis. This diagram illustrates the management, control/data, logical, and physical views of a distributed device. The management plane shows three Root MCs (MC-A+B+C, MC-D, MC-E) per MA. The control/data planes show a Distributed PC (A+B+C), Separate PCs (D, E), Aggregated CD (A+B+C), CD per MA scope (B, D, C, E), and Root CD per physical scope (A). The physical view shows two physical devices connected by a link.](a4de814f6aad47c148e3f0e6edb48c55_img.jpg) + +Management plane: MC - A + B + C, MC - D, MC - E Root MC per MA + +Control/data planes: A + B + C Distributed PC + +Logical view: A, B, D, C, E Separate PC; A + B + C Aggregated CD; B, D, C, E CD per MA scope; A Root CD per physical scope + +Physical view: Two physical devices connected by a link + +Figure X.1-11: Distributed device – Split chassis. This diagram illustrates the management, control/data, logical, and physical views of a distributed device. The management plane shows three Root MCs (MC-A+B+C, MC-D, MC-E) per MA. The control/data planes show a Distributed PC (A+B+C), Separate PCs (D, E), Aggregated CD (A+B+C), CD per MA scope (B, D, C, E), and Root CD per physical scope (A). The physical view shows two physical devices connected by a link. + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have the same scope. + +G.7711-Y.1702(22)\_FX.1-11 + +**Figure X.1-11 – Distributed device – Split chassis** + +![Figure X.1-12: Distributed device – Split chassis model. This diagram shows the internal structure of a distributed device. It includes a Master chassis (CD = Physical (Master chassis)) with a Master CC and Slave CC connected via PortBoundToPort. The Master CC controls the CD (Control domain) containing PC-1 and PC-3. Remote chassis (CD = Physical (Remote chassis)) contain Slave CCs and CDs (Control domain) containing PC-2 and PC-4. The Master CC is connected to the Slave CCs via a link (Via LTP, link, FC, etc.).](0fd79b5dca8bb82af925c7243a20fcdf_img.jpg) + +CD = NE + +Master + +CD = Physical (Master chassis) + +Master Port + +Slave + +CC + +PortBoundToPort + +Via LTP, link, FC, etc. + +Slave ControlConstruct not externally accessible + +CD = Physical (Remote chassis) + +CD = Control domain + +Slave + +CC + +Port + +CC controls CD + +CD = Control domain + +PC-1 + +PC-3 + +CD = Control domain + +PC-2 + +CD = NE + +Master + +Slave + +CC + +Port + +CD = Control domain + +PC-4 + +Figure X.1-12: Distributed device – Split chassis model. This diagram shows the internal structure of a distributed device. It includes a Master chassis (CD = Physical (Master chassis)) with a Master CC and Slave CC connected via PortBoundToPort. The Master CC controls the CD (Control domain) containing PC-1 and PC-3. Remote chassis (CD = Physical (Remote chassis)) contain Slave CCs and CDs (Control domain) containing PC-2 and PC-4. The Master CC is connected to the Slave CCs via a link (Via LTP, link, FC, etc.). + +G.7711-Y.1702(22)\_FX.1-12 + +**Figure X.1-12 – Distributed device – Split chassis model** + +### X.1.2 ONF SDN controller + +The ONF architecture document [b-ONF TR-521] defines an SDN controller structure as shown in Figure X.1-13. + +![Diagram of ONF SDN controller architecture showing layers for clients, server contexts, and resource groups connected via A-CPI and D-CPI interfaces.](f89c7927ebf0c9eae9ca55c6b1161c63_img.jpg) + +The diagram illustrates the ONF SDN controller architecture, organized into three main horizontal layers: + +- Top Layer (Clients):** + - Administrator blue** and **Application blue .n** are connected to the middle layer via **A-CPI** interfaces. + - SDN controller green** is connected to two **Resource group** boxes via **A-CPI** interfaces. + - Application red** is connected to the middle layer via **A-CPI**, acting as a **Service requestor** and **Service provider**. +- Middle Layer (Orchestration virtualization):** + - Contains four **Client context** boxes: **blue.admin**, **blue.n**, **green**, and **red**. Each contains a **Resource group**. + - Below these are five **Server context** boxes: **blue.1**, **blue.2**, **Aqua**, **gold**, and **green**. + - The entire middle section is labeled **Orchestration virtualization** and is contained within the **SDN controller** boundary. +- Bottom Layer (Servers):** + - The five **Server context** boxes are connected to five **Resource group** boxes via **D-CPI** interfaces. + - On the far right, the bottom **Resource group** is connected to **Service requestor** and **Service provider** labels. + +Vertical arrows on the right side of the diagram are labeled **Client** (pointing up) and **Server** (pointing down), indicating the flow of communication between the top and bottom layers through the middle layer. + +G.7711-Y.1702(22)\_FX.1-13 + +Diagram of ONF SDN controller architecture showing layers for clients, server contexts, and resource groups connected via A-CPI and D-CPI interfaces. + +**Figure X.1-13 – Controller architecture** + +The rest of this clause will show how the control model can represent this case. + +ConstraintDomain is used to represent ResourceGroup so no additional class is needed for that concept. + +ConstraintDomain is also used to represent ClientContext and ServerContext. + +![Figure X.1-14 – Controller architecture example. The diagram illustrates a hierarchical controller architecture. At the top is an 'Administration' block. Below it is a large blue box representing 'Controller n', which contains several sub-blocks: 'Control construct Mn', 'Resources provided by server', 'Control construct Sn (1)', 'Control construct Cn (1)', and 'Resources available to client'. 'Control construct Mn' is connected to 'Administration' via a 'Logical association' and to 'Control construct Cn (1)' via a 'Control port'. 'Control construct Cn (1)' is connected to 'Resources available to client'. 'Resources provided by server' is connected to 'Control construct Sn (1)'. 'Control construct Sn (1)' is connected to 'Control construct Cn (1)'. Above 'Controller n' is 'Controller n+1', which contains 'Resources provided by server' and 'Control construct Sn+1 (1)'. 'Control construct Sn+1 (1)' is connected to 'Control construct Cn (1)'. Below 'Controller n' is 'Controller n-1', which contains 'Control construct Cn-1 (1)' and 'Resources available to client'. 'Control construct Cn-1 (1)' is connected to 'Control construct Sn (1)'. Various 'Constraint domain' labels are present: 'Constraint domain (Server context in client controller)' for the top server resources, 'Constraint domain (Client context)' for the client resources in Controller n, 'Constraint domain (Server context)' for the server resources in Controller n, 'Constraint domain (Controller n)' for the entire Controller n box, and 'Constraint domain (Client context in server controller)' for the client resources in Controller n-1. Dashed lines with 'Client' and 'Server' labels separate the controllers into layers.](6994939b855d6bde94efb2f31dee555e_img.jpg) + +Figure X.1-14 – Controller architecture example. The diagram illustrates a hierarchical controller architecture. At the top is an 'Administration' block. Below it is a large blue box representing 'Controller n', which contains several sub-blocks: 'Control construct Mn', 'Resources provided by server', 'Control construct Sn (1)', 'Control construct Cn (1)', and 'Resources available to client'. 'Control construct Mn' is connected to 'Administration' via a 'Logical association' and to 'Control construct Cn (1)' via a 'Control port'. 'Control construct Cn (1)' is connected to 'Resources available to client'. 'Resources provided by server' is connected to 'Control construct Sn (1)'. 'Control construct Sn (1)' is connected to 'Control construct Cn (1)'. Above 'Controller n' is 'Controller n+1', which contains 'Resources provided by server' and 'Control construct Sn+1 (1)'. 'Control construct Sn+1 (1)' is connected to 'Control construct Cn (1)'. Below 'Controller n' is 'Controller n-1', which contains 'Control construct Cn-1 (1)' and 'Resources available to client'. 'Control construct Cn-1 (1)' is connected to 'Control construct Sn (1)'. Various 'Constraint domain' labels are present: 'Constraint domain (Server context in client controller)' for the top server resources, 'Constraint domain (Client context)' for the client resources in Controller n, 'Constraint domain (Server context)' for the server resources in Controller n, 'Constraint domain (Controller n)' for the entire Controller n box, and 'Constraint domain (Client context in server controller)' for the client resources in Controller n-1. Dashed lines with 'Client' and 'Server' labels separate the controllers into layers. + +G.7711-Y.1702(22)\_FX.1-14 + +**Figure X.1-14 – Controller architecture example** + +Note that there is a ControlConstruct *instance* per ServerContext (S) and per ClientContext (C), giving a total of 1 (for administration) + S + C ControlConstructs. + +The ControlConstruct Mn in the diagram above, will need S + C ports to bind to the internal ControlConstructs, plus any ports required for external access. The model in Figure X.1-14 models the controller architecture of Figure X.1-13 and can form a controller hierarchy. A controller can support multiple server contexts and multiple client context. + +### X.1.3 Generalized control function + +The model does not constrain how control functions can be assembled into a control network. + +In this clause a possible representation of a general control function will be explored. + +It will be assumed that a ControlConstruct can *control* many other ControlConstructs, with a dedicated port at each end. + +It will also be assumed that a ControlConstruct can *interact* with many other peer ControlConstructs219, with a dedicated port at each end. + +It will also be assumed that a ControlConstruct can only be *controlled* by a single other ControlConstruct (ignoring high availability for now)220. + +A general control function: + +219 In a peer relationship the role bias will be defined for each interaction, transaction, session, etc. + +220 This does not preclude another controller controlling the underlying resources via some other access. This is simply a statement of access to control the things in the view presented via the ExposureContext. This does not preclude one controller controlling the things controlled by another ControlConstruct via one ExposureContext and another controller controlling the ControlConstruct itself via another ExposureContext. This does not preclude changes of role. + +- May transport/route/switch other devices' control / management messages (packets) +- Is different from the router/switch/transport data plane because it produces and consumes (control/management) messages (making it a semantic content endpoint like a CPE/host) +- The control/management messages from network devices become the controller data plane messages (a relative concept which can be represented using roles)221 +- Control of the controller is done via its ControlConstruct and the controller would consider these to be control/management messages + +First, a ManagementContext (MC) is defined as a type of ConstraintDomain that can enclose a ControlConstruct. + +A ManagementContext scope could be: + +- A physical device +- A Virtual Machine (VM) +- A software container +- A software process + +Now a ConstraintRequest (CR) is defined as a request that is in terms of constraints and a ResourceResponse (RR) that is in terms of network functions (PC, FC, FD, LTP, Link ...). + +A ControlConstruct can send and receive both ConstraintRequests and ResourceResponses, as illustrated in Figures X.1-15 to X.1-17. + +![Diagram illustrating the flow of ConstraintRequest and ResourceResponse between Management/Control Contexts. The diagram shows four stacked blue rectangular blocks, each labeled 'Management/Control Context'. Between each pair of adjacent blocks is a horizontal white bar labeled 'Boundary contract'. A large orange arrow labeled 'Constraint request' points downwards from the top block to the bottom block. A large green arrow labeled 'Resource response' points upwards from the bottom block to the top block. At the bottom of the diagram, the text 'G.7711-Y.1702(22)_FX.1-15' is visible.](e8740267d0deb63e0b275898e611bdf2_img.jpg) + +Diagram illustrating the flow of ConstraintRequest and ResourceResponse between Management/Control Contexts. The diagram shows four stacked blue rectangular blocks, each labeled 'Management/Control Context'. Between each pair of adjacent blocks is a horizontal white bar labeled 'Boundary contract'. A large orange arrow labeled 'Constraint request' points downwards from the top block to the bottom block. A large green arrow labeled 'Resource response' points upwards from the bottom block to the top block. At the bottom of the diagram, the text 'G.7711-Y.1702(22)\_FX.1-15' is visible. + +**Figure X.1-15 – ConstraintRequest and ResourceResponse** + +Constraint Requests originate from Needs and ResourceResponses are designed to fulfil the Need. The request does not necessarily have to propagate to the bottom management context as it may be fulfilled before then. + +The control relationship does not need to be hierarchical, for instance it could be a mesh. + +221 Another way of looking at this is in terms of the Component-System pattern as set out in Appendix V. A Component has ports related to its purposeful behaviour and ports related to control of its behaviour (Operations ports). A ControlConstruct has the purpose of controlling other components, hence its purposeful port have the purpose of controlling other things. These are connected to the Operations ports of other Components. + +![Management/Control mesh diagram showing a 3x3 grid of blue boxes. The central box is labeled 'Management/Control Context'. Horizontal arrows between the middle row are labeled 'Constraint request' (orange, left to right) and 'Resource response' (green, right to left). Vertical arrows between the top and middle rows are labeled 'Boundary contract'. The diagram is signed 'G.7711-Y.1702(22)_FX.1-16'.](e46f2cda7483721fe450058613289df5_img.jpg) + +Management/Control mesh diagram showing a 3x3 grid of blue boxes. The central box is labeled 'Management/Control Context'. Horizontal arrows between the middle row are labeled 'Constraint request' (orange, left to right) and 'Resource response' (green, right to left). Vertical arrows between the top and middle rows are labeled 'Boundary contract'. The diagram is signed 'G.7711-Y.1702(22)\_FX.1-16'. + +**Figure X.1-16 – Management/Control mesh** + +![Needs diagram showing four boxes: 'Intent' (top left), 'Implementation' (top right), 'Need' (bottom left), and 'Fulfilment' (bottom right). Arrows show a cycle: Need to Fulfilment (blue), Fulfilment to Need (blue), Need to Constraint request (orange), Constraint request to Resource response (blue), and Resource response to Fulfilment (green). The diagram is signed 'G.7711-Y.1702(22)_FX.1-17'.](0cf3a7aae561ba8c81d487ba92be0c38_img.jpg) + +Needs diagram showing four boxes: 'Intent' (top left), 'Implementation' (top right), 'Need' (bottom left), and 'Fulfilment' (bottom right). Arrows show a cycle: Need to Fulfilment (blue), Fulfilment to Need (blue), Need to Constraint request (orange), Constraint request to Resource response (blue), and Resource response to Fulfilment (green). The diagram is signed 'G.7711-Y.1702(22)\_FX.1-17'. + +**Figure X.1-17 – Needs** + +These can all be linked together into the CIM model framework as shown in Figure X.1-18. + +![UML Class diagram for Generalized control function model. Classes include Constraint, ConstraintDomain, ControlConstruct, ManagementContext, LocalMc, PeerMc, Need, NeedEntryTypeEnum, ConstraintRequest, NeedEntry, ResourceResponse, CrEntry, and RrEntry. Associations show relationships like 'Associations To', 'ConstraintAttachedToCd', 'CtrlConsControlsCd', 'CdConstrainsCtrlCons', 'CmManagesNeeds', 'NeedEntryForMc', 'NeedEntryHasRequest', 'NeedEntryHasResponse', 'CrHasEntries', and 'RrHasEntries'. Stereotypes include '<>McDecoratesCd', '<>RrEntryDecoratesCd', and '<>CrEntryDecoratesCd'. A note indicates PC, FC, FD ...](4cb1827bdb9fef8c8fc96b9ceccd8757_img.jpg) + +UML Class diagram for Generalized control function model. Classes include Constraint, ConstraintDomain, ControlConstruct, ManagementContext, LocalMc, PeerMc, Need, NeedEntryTypeEnum, ConstraintRequest, NeedEntry, ResourceResponse, CrEntry, and RrEntry. Associations show relationships like 'Associations To', 'ConstraintAttachedToCd', 'CtrlConsControlsCd', 'CdConstrainsCtrlCons', 'CmManagesNeeds', 'NeedEntryForMc', 'NeedEntryHasRequest', 'NeedEntryHasResponse', 'CrHasEntries', and 'RrHasEntries'. Stereotypes include '<>McDecoratesCd', '<>RrEntryDecoratesCd', and '<>CrEntryDecoratesCd'. A note indicates PC, FC, FD ... + +Figure X.1-18 – Generalized control function model + +The best way of showing how the model can be used is through an example. It will be assumed that the focus is on MC2 and that it has neighbours MC1, MC3 and MC4. + +![Diagram showing Management Context 1, Management Context 2 (highlighted in blue), Management Context 3, and Management Context 4. A note indicates G.7711-Y.1702(22)_FX.1-19.](bcea9001cd86b879a499629b7bb11a72_img.jpg) + +Diagram showing Management Context 1, Management Context 2 (highlighted in blue), Management Context 3, and Management Context 4. A note indicates G.7711-Y.1702(22)\_FX.1-19. + +Figure X.1-19 – MC example context + +Figure X.1-19 simply shows the context landscape. Figure X.1-20 provides some detail on the interaction opportunities. In the figure MC1 and MC2 are specifically peers, i.e., on some occasions and in some respects MC1 can be superior to MC2 and on some occasions MC2 can be superior to MC1. MC3 and MC4 may be peers with MC1 or subordinates or superiors. + +![Figure X.1-20 – MC example detail. This diagram illustrates a network management scenario across four management contexts (MC1, MC2, MC3, MC4). MC1 contains CC-1 (ControlConstruct) with a Port. MC2 (CD = ManagementContext) contains CC-2 (ControlConstruct) with a Port, a 'Need' object, and two CR/RR (ConstraintRequest/ResponseRequest) pairs. MC3 contains CC-3 (ControlConstruct) with a Port and a CR/RR pair. MC4 contains CC-4 (ControlConstruct) with a Port and a CR/RR pair. Arrows indicate interactions: CC-1 sends a 'Peering' message to CC-2; CC-2 sends a 'CC manages Need' message to the 'Need' object; the 'Need' object is linked to the CR/RR pairs in MC2; CC-2 sends outgoing CR/RR messages to the CR/RR pairs in MC3 and MC4. Reference G.7711-Y.1702(22)_FX.1-20 is shown at the bottom right.](672a318767e4141941272424110be3b2_img.jpg) + +Figure X.1-20 – MC example detail. This diagram illustrates a network management scenario across four management contexts (MC1, MC2, MC3, MC4). MC1 contains CC-1 (ControlConstruct) with a Port. MC2 (CD = ManagementContext) contains CC-2 (ControlConstruct) with a Port, a 'Need' object, and two CR/RR (ConstraintRequest/ResponseRequest) pairs. MC3 contains CC-3 (ControlConstruct) with a Port and a CR/RR pair. MC4 contains CC-4 (ControlConstruct) with a Port and a CR/RR pair. Arrows indicate interactions: CC-1 sends a 'Peering' message to CC-2; CC-2 sends a 'CC manages Need' message to the 'Need' object; the 'Need' object is linked to the CR/RR pairs in MC2; CC-2 sends outgoing CR/RR messages to the CR/RR pairs in MC3 and MC4. Reference G.7711-Y.1702(22)\_FX.1-20 is shown at the bottom right. + +Figure X.1-20 – MC example detail + +The details of the steps of the example are shown in Figures X.1-21 to X.1-24. + +CC-2 receives a ConstraintRequest from CC-1 (Note that in the diagram above the messages are just shown as being directly related, as drawing them all passing through the ControlConstructs would be too difficult to draw). + +CC-2 creates a Need and attaches the request to it. + +![Figure X.1-21 – MC example Step 1. This diagram shows the initial state of the management information model. It includes objects like c1:Constraint, cr1e1:CrEntry, cr1:ConstraintRequest (name=100Mb/s from A to C), cd1:ConstraintDomain, cc1:ControlConstruct, mc2:LocalMc, n1e1:NeedEntry (type=CONSUMER), mc1:PeerMc (name=customer1), and n2:Need (uuid=571966a2-b0d2-11e8-96f8-529269fb1459). Relationships include CrEntryUsesConstraint, CrHasEntries, CdConstrainsCtrlCons, McDecoratesCd, CcManagesNeeds, NeedEntryHasRequest, NeedEntryForMc, and NeedHasEntries. Reference G.7711(25) is shown at the bottom right.](a8e6a9b2d318bd741f5f57d8a71d2103_img.jpg) + +Figure X.1-21 – MC example Step 1. This diagram shows the initial state of the management information model. It includes objects like c1:Constraint, cr1e1:CrEntry, cr1:ConstraintRequest (name=100Mb/s from A to C), cd1:ConstraintDomain, cc1:ControlConstruct, mc2:LocalMc, n1e1:NeedEntry (type=CONSUMER), mc1:PeerMc (name=customer1), and n2:Need (uuid=571966a2-b0d2-11e8-96f8-529269fb1459). Relationships include CrEntryUsesConstraint, CrHasEntries, CdConstrainsCtrlCons, McDecoratesCd, CcManagesNeeds, NeedEntryHasRequest, NeedEntryForMc, and NeedHasEntries. Reference G.7711(25) is shown at the bottom right. + +Figure X.1-21 – MC example Step 1 + +CC-2 determines that it cannot fulfil the request itself, but that CC-3 and CC-4 can each help with part of the request, so it creates two outgoing CR and attaches these to the Need. + +If CC-2 does not know which ControlConstruct to send the requests to then it could just broadcast the requests and then see what responses it receives (if any). + +In an ideal environment, each ControlConstruct would publish a full machine-readable specification of its capability/needs. All potential relationships can be determined from this capability/need information. The specific relationships may be fleeting or long-lived depending upon the degree of engineering, etc. The published capability may change over time as the policy, etc. in force for a specific ControlConstruct are changed. In some cases, a ControlConstruct may only be able to be a provider or only be able to be a client, this will be conveyed via the capability information. + +![A complex network diagram showing relationships between various entities like ControlConstruct, Constraint, NeedEntry, and PeerMc. The diagram illustrates Step 2 of an MC example, showing how a consumer's need is linked to multiple suppliers' constraints through a central need entry.](6e9af65d4d0633799ef0f2afbd9928ee_img.jpg) + +``` + + graph TD + c1:Constraint[c1:Constraint] -- CrEntryUsesConstraint --> cr1:CrEntry[cr1:CrEntry] + cr1:CrEntry -- CrHasEntries --> cr1:ConstraintRequest[cr1:ConstraintRequest +name=100Mb/s from A to C] + cr1:ConstraintRequest -- NeedEntryHasRequest --> n1:NeedEntry[n1:NeedEntry +type=CONSUMER] + n1:NeedEntry -- NeedEntryForMc --> mc1:PeerMc[mc1:PeerMc +name=customer1] + + cd1:ConstraintDomain[cd1:ConstraintDomain] -- CdDecoratesCd --> mc2:LocalMc[mc2:LocalMc] + cd1:ConstraintDomain -- CdConstrainsCtrlCons --> cc1:ControlConstruct[cc1:ControlConstruct] + + cc1:ControlConstruct -- CcManagesNeeds --> n2:Need[n2:Need +uuid=571966a2-b0d2-11e8-96f8-529269fb1459] + + n2:Need -- NeedHasEntries --> n1e3:NeedEntry[n1e3:NeedEntry +type=SUPPLIER] + n1e3:NeedEntry -- NeedEntryForMc --> mc4:PeerMc[mc4:PeerMc +name=supplier2] + + n2:Need -- NeedHasEntries --> n1e2:NeedEntry[n1e2:NeedEntry +type=SUPPLIER] + n1e2:NeedEntry -- NeedEntryForMc --> mc3:PeerMc[mc3:PeerMc +name=supplier1] + + n1e3:NeedEntry -- NeedEntryHasRequest --> cr3:ConstraintRequest[cr3:ConstraintRequest +name=100mb/s from B to C] + cr3:ConstraintRequest -- CrHasEntries --> cr3e1:CrEntry[cr3e1:CrEntry] + cr3e1:CrEntry -- CrEntryUsesConstraint --> c2:Constraint[c2:Constraint] + + n1e2:NeedEntry -- NeedEntryHasRequest --> cr2:ConstraintRequest[cr2:ConstraintRequest +name=100mb/s from A to B] + cr2:ConstraintRequest -- CrHasEntries --> cr2e1:CrEntry[cr2e1:CrEntry] + cr2e1:CrEntry -- CrEntryUsesConstraint --> c3:Constraint[c3:Constraint] + + style c1 fill:#999,color:white + style cr1 fill:#999,color:white + style cr1r fill:#999,color:white + style cd1 fill:#999,color:white + style mc2 fill:#999,color:white + style cc1 fill:#999,color:white + style n1 fill:#999,color:white + style n2 fill:#999,color:white + style n1e3 fill:#999,color:white + style n1e2 fill:#999,color:white + style mc1 fill:#999,color:white + style mc4 fill:#999,color:white + style mc3 fill:#999,color:white + style cr3 fill:#999,color:white + style cr3e1 fill:#999,color:white + style c2 fill:#999,color:white + style cr2 fill:#999,color:white + style cr2e1 fill:#999,color:white + style c3 fill:#999,color:white + +``` + +A complex network diagram showing relationships between various entities like ControlConstruct, Constraint, NeedEntry, and PeerMc. The diagram illustrates Step 2 of an MC example, showing how a consumer's need is linked to multiple suppliers' constraints through a central need entry. + +Figure X.1-22 – MC example Step 2 + +CC-3 and CC-4 reply with ResourceResponses that match the request they were sent. Note that it is not known if they actually fulfilled it themselves or passed it onwards again (and there is really no need to know). + +CC-2 attaches these responses to the corresponding NeedEntry forming request – response pairs. + +![A complex hierarchical diagram showing network management relationships between various entities like Constraint, ControlConstruct, NeedEntry, and PeerMc. It illustrates the flow of requests and responses between a consumer and multiple suppliers.](1ea582f700d54c53aa8e2fb4d57602d6_img.jpg) + +The diagram illustrates the state of a network management interaction at Step 3. At the top, a **cr1:ConstraintRequest** (name=100Mb/s from A to C) is linked to a **cr1:CrEntry**, which in turn uses a **c1:Constraint**. This request is processed by a **cc1:ControlConstruct** (part of **cd1:ConstraintDomain**), which is managed by **mc2:LocalMc**. The **cc1:ControlConstruct** sends a **NeedEntryHasRequest** to a **n1e1:NeedEntry** (type=CONSUMER), which is associated with **mc1:PeerMc** (name=customer1). The **n1e1:NeedEntry** has a **NeedHasEntries** relationship with a **n2:Need** (uuid=571966a2-b0d2-11e8-96f8-529269fb1459). A note indicates that 'One Consumer, many Suppliers == Aggregation' and 'One Supplier, many Consumers == Partitioning'. The **n2:Need** has two **NeedHasEntries** relationships with **n1e3:NeedEntry** (type=SUPPLIER, associated with **mc4:PeerMc** name=supplier2) and **n1e2:NeedEntry** (type=SUPPLIER, associated with **mc3:PeerMc** name=supplier1). Both supplier need entries have **NeedEntryHasRequest** relationships with **cr3:ConstraintRequest** (name=100mb/s from B to C) and **cr2:ConstraintRequest** (name=100mb/s from A to B) respectively. These constraint requests are linked to **cr3e1:CrEntry** and **cr2e1:CrEntry**, which use **c2:Constraint** and **c3:Constraint** respectively. These constraints are part of **cd2:ConstraintDomain** and **cd3:ConstraintDomain**. A note states 'CDs contain the relevant resources'. Both **cr3:ConstraintRequest** and **cr2:ConstraintRequest** have **NeedEntryHasResponse** relationships with **rr1:ResourceResponse** and **rr2:ResourceResponse** respectively. These resource responses are linked to **rr1e1:RrEntry** and **rr2e1:RrEntry**, which are decorated by **cd2:ConstraintDomain** and **cd3:ConstraintDomain** respectively. The **rr1:ResourceResponse** and **rr2:ResourceResponse** are then linked back to the **n1e3:NeedEntry** and **n1e2:NeedEntry** respectively via **NeedEntryHasResponse** relationships. + +A complex hierarchical diagram showing network management relationships between various entities like Constraint, ControlConstruct, NeedEntry, and PeerMc. It illustrates the flow of requests and responses between a consumer and multiple suppliers. + +**Figure X.1-23 – MC example Step 3** + +CC-2 can now check that it has all the resources needed to fulfil the original request. + +It now creates a ResourceResponse and attaches it to the original NeedEntry and sends a response back to CC-1. + +![A complex network diagram illustrating a 'MC example Step 4'. At the top, a 'cr1:CrEntry' is linked to a 'c1:Constraint' via 'CrEntryUsesConstraint' and to a 'cr1:ConstraintRequest' via 'CrHasEntries'. The 'cr1:ConstraintRequest' (name=100Mb/s from A to C) is linked to an 'n1e1:NeedEntry' (type=CONSUMER) via 'NeedEntryHasRequest'. This 'NeedEntry' is linked to 'mc1:PeerMc' (name=customer1) via 'NeedEntryForMc' and to an 'n2:Need' via 'NeedHasEntries'. The 'n2:Need' (uuid=571966a2-b0d2-11e8-96f8-529269fb1459) is linked to 'cc1:ControlConstruct' via 'CcManagesNeeds'. 'cc1:ControlConstruct' is linked to 'cd1:ConstraintDomain' via 'CdConstrainsCtrlCons' and to 'mc2:LocalMc' via 'McDecoratesCd'. The 'n2:Need' is also linked to two 'NeedEntry' objects: 'n1e3:NeedEntry' (type=SUPPLIER) and 'n1e2:NeedEntry' (type=SUPPLIER). 'n1e3:NeedEntry' is linked to 'mc4:PeerMc' (name=supplier2) via 'NeedEntryForMc' and to 'cr3:ConstraintRequest' (name=100mb/s from B to C) via 'NeedEntryHasRequest'. 'cr3:ConstraintRequest' is linked to 'cr3e1:CrEntry' via 'CrHasEntries', which is linked to 'c2:Constraint' via 'CrEntryUsesConstraint'. 'cr3e1:CrEntry' is also linked to 'cd2:ConstraintDomain' via 'RrEntryDecoratesCd'. 'n1e2:NeedEntry' is linked to 'mc3:PeerMc' (name=supplier1) via 'NeedEntryForMc' and to 'cr2:ConstraintRequest' (name=100mb/s from A to B) via 'NeedEntryHasRequest'. 'cr2:ConstraintRequest' is linked to 'cr2e1:CrEntry' via 'CrHasEntries', which is linked to 'c3:Constraint' via 'CrEntryUsesConstraint'. 'cr2e1:CrEntry' is also linked to 'cd3:ConstraintDomain' via 'RrEntryDecoratesCd'. A yellow note box states 'raw or mapped resources meeting the original request' near the top right. Another yellow note box states 'One Consumer, many Suppliers == Aggregation' and 'One Supplier, many Consumers == Partitioning' near the center. A third yellow note box states 'CDs contain the relevant resources' near the bottom center. The diagram also includes various other nodes like 'r3:ResourceResponse', 'r1:ResourceResponse', 'r2:ResourceResponse', 'r3e1:RrEntry', 'r1e1:RrEntry', 'r2e1:RrEntry' and relationships like 'RrHasEntries', 'NeedEntryHasResponse', 'RrEntryDecoratesCd'. A label 'G.7711(25)' is in the bottom right corner of the diagram area.'/> + +
+ +A similar set of steps could be used to tear down the allocations when a need is no longer required. Note that CC-1 may not be the 'final' CC and CC-1 may have partitioned the 'original' request before sending it to CC-2. + +Also, it is possible that CC-1 had broadcast the request to a number of ControlConstructs and will choose between the response from CC-2 and the other responses it received. + +An identifier is needed to make sure that the requests do not loop around and that a ControlConstruct can identify if one of its outward requests has been received as an inward request, which it can then ignore or reject. + +In some highly engineered cases the specific relationships between ControlConstructs, and their respective roles, may be defined and known. In other more fluid cases the relationships and roles may change in very dynamic fashion. + +As can be seen from this simple example, the intention is to support ControlConstructs being able to negotiate with each other to fulfil a customer request in a way that requires minimal or no manual intervention. + +The result is also consistent with the management of newer architectures such as microservices and a 'service mesh'. + +Having looked at how a single ControlConstruct can interact with its neighbours, we now need to look at how they can be combined into an overall control network. + +Rather than having a hierarchy formed of individual ControlConstructs, it seems to make more sense to form them into layers. + +The ControlConstructs would have peer control relationships within a layer and use master-slave or client-server control relationships between layers. The ControlConstructs would also have a master-slave or client-server relationship any network devices that they are controlling. + +For high availability needs, ControlConstructs could be pooled (using ConstraintDomains to represent the pool groupings). + +The control architecture: + +- Should allow, but not impose a hierarchy on the control structure +- Should support peering of ControlConstructs and ControlConstructs groups, rather than requiring a 'super-controller' to be added, allowing: + - Enterprise peering between regions + - Peering between Service Providers + +Figures X.1-25 and X.1-26 show how this could be applied. + +![Diagram illustrating a mix of master-slave and peering control architecture. It shows three regions: North, West, and East. Each region contains a 'Controller groups/pools' (CC) and a 'Control domain' (CD) with 'Devices'. Within each region, a CC acts as a 'Master' and a CD acts as a 'Slave'. Between regions, the CCs are connected via 'Peer' relationships. The diagram is labeled G.7711-Y.1702(22)_FX.1-25.](ea515238ab483a57f85ef47c38cd649c_img.jpg) + +Diagram illustrating a mix of master-slave and peering control architecture. It shows three regions: North, West, and East. Each region contains a 'Controller groups/pools' (CC) and a 'Control domain' (CD) with 'Devices'. Within each region, a CC acts as a 'Master' and a CD acts as a 'Slave'. Between regions, the CCs are connected via 'Peer' relationships. The diagram is labeled G.7711-Y.1702(22)\_FX.1-25. + +Figure X.1-25 – A mix of master-slave and peering + +![Diagram illustrating a recursive control architecture. It shows a hierarchy of components: SdnController, NetworkControlDomain, and NetworkElement. These are linked to various views and functions like SdnControllerView, NetworkElementControl, and ControlSystemView. Relationships are shown with dashed and solid lines, and multiplicities like '1..*' and '0..1'. The diagram is labeled G.7711(25).](b0839d0e8c6cc393bd42a36bcebd21bd_img.jpg) + +Diagram illustrating a recursive control architecture. It shows a hierarchy of components: SdnController, NetworkControlDomain, and NetworkElement. These are linked to various views and functions like SdnControllerView, NetworkElementControl, and ControlSystemView. Relationships are shown with dashed and solid lines, and multiplicities like '1..\*' and '0..1'. The diagram is labeled G.7711(25). + +Figure X.1-26 – Recursive control architecture + +The preceding model does not cover how a remote ControlConstruct will access the resources assigned to it. + +An "ExposureSession" concept could be defined to create a proxy with ports and addresses that can be used to control and restrict access to the resources, as illustrated in Figure X.1-27. + +![Diagram illustrating an Exposure Session between two ControlConstructs (X and Y) and a ControlDomain (CD).](ac5afd22267d2ac81b0236ce82fb1085_img.jpg) + +The diagram shows two pink rectangular boxes at the top, labeled 'Ctrl Construct X' and 'Ctrl Construct Y', each with a 'Port' icon. A central green circle is labeled 'Exposure session'. Below them is a large pink rectangular box labeled 'CD = CtrlDomain', which contains two smaller boxes: 'PC-1' and 'PC-2', and a blue-bordered box labeled 'CDz' containing 'PC-3' and 'PC-4'. A dashed green arrow points from 'Ctrl Construct X' to the 'Exposure session' with the label 'Exposed by CC x'. Another dashed green arrow points from the 'Exposure session' to 'Ctrl Construct Y' with the label 'Exposed by CC y'. A third dashed green arrow points from the 'Exposure session' to the 'CDz' box with the label 'Expose ConstraintDomain z contents'. A dashed green arrow also points from 'Ctrl Construct X' to the 'CD = CtrlDomain' box with the label 'CtrlConstruct controls CtrlDomain'. A small text label 'G.7711-Y.1702(22)\_FX.1-27' is located at the bottom right of the diagram area. + +Diagram illustrating an Exposure Session between two ControlConstructs (X and Y) and a ControlDomain (CD). + +NOTE – To simplify, PC is used in diagrams to represent all PC, LTP, FC, FD, SoftwareProcess, etc. functions. + +**Figure X.1-27 – Exposure Session allows a ControlConstruct to expose network functions to another ControlConstruct** + +#### X.1.4 Ethernet ring protection system (ERPS, ITU-T G.8032) + +One last example that is worth considering is that a ControlConstruct may control a 'network' scope. Consider ERPS G.8032 (hereafter just called ERPS). + +Each Ethernet switch may be performing other normal switching functions as well as an ERPS node function. A ControlConstruct can be created for every ERPS node that receives and processes control information from other nodes. See Figures X.1-28 and X.1-29. + +![Diagram of ERP G.8032 concept example showing nested control constructs (CD) for a network element (NE).](3c15401e40c4ae004b40cbfa30800fd3_img.jpg) + +The diagram illustrates the hierarchical structure of ControlConstructs (CD) in an ERP G.8032 network element (NE). At the top, a box labeled "CD = 'NE'" contains four "Ports to local network" (Eth0, Eth1, Eth2, Eth3). Inside this is a box labeled "CD = ERP node X", which contains a box labeled "CD = ERP node X ring Y". The innermost box is labeled "ERP node X Ring Y Instance Z" and contains a central "FC" (Fiber Controller) connected to two ports, P0 and P1. A note on the left indicates that an "ERP node could be only one of many functions in the 'NE'". Another note defines "Port0 = East" and "Port1 = West". Below the nested boxes are two more ports, Eth4 and Eth5, which connect to "Peer ERP node" blocks. To the right, a "CC" (ControlConstruct) block is shown with an arrow labeled "CC controls CD" pointing to the "CD = ERP node X" box. A line labeled "PortBoundToLTP" connects the "Port" block to the "CD = 'NE'" box. The diagram is identified by the code "G.7711-Y.1702(22)\_FX.1-28" in the bottom right corner. + +Diagram of ERP G.8032 concept example showing nested control constructs (CD) for a network element (NE). + +**Figure X.1-28 – ERP G.8032 concept example** + +It could also be considered that this distributed control also creates a logical network level ControlConstruct. Once again, the building block nature of the model also allows for this case to be represented in a sensible manner. + +![Diagram of an ERP network example showing a main ring and a sub-ring with multiple nodes labeled 'CD = "NE"'. Each node contains 'Node ring Inst.' and ports P0 and P1. A central controller (CC) is shown with a port, labeled 'CC controls CD'. The diagram is labeled 'CD = ERP main ring' and 'CD = ERP Sub ring'.](4067b0820e16788e1e01899473b3a1e2_img.jpg) + +The diagram illustrates an ERP network configuration. A large magenta oval represents the 'CD=ERP Main ring', and a smaller blue oval represents the 'CD = ERP Sub ring'. Nodes, each labeled 'CD = "NE"', are connected to these rings. Each node contains a 'Node ring Inst.' and two ports, P0 and P1. Orange lines represent connections between nodes and the rings. Green vertical lines represent local port connections between adjacent nodes. A 'CC' (Controller) box with a 'Port' is shown on the right, with an arrow indicating 'CC controls CD'. + +Diagram of an ERP network example showing a main ring and a sub-ring with multiple nodes labeled 'CD = "NE"'. Each node contains 'Node ring Inst.' and ports P0 and P1. A central controller (CC) is shown with a port, labeled 'CC controls CD'. The diagram is labeled 'CD = ERP main ring' and 'CD = ERP Sub ring'. + +G.7711-Y.1702(22)\_FX.1-29 + +NOTE – NE TPE/LTP not shown. ERP node local ports not shown, R-APS channel not shown +≡ represents local port connections between ERP nodes. An ERP Node is not a "NE" + +**Figure X.1-29 – ERP network Example 1** + +## **Appendix XI** + +### **Timing and synchronization examples** + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides a description of time and frequency synchronization in a telecommunication network and provides examples of the use of the CIM abstractions to model these synchronization functions. + +The examples in this appendix extend the simple examples given in Annex K. + +See clause 7 of [ITU-T G.7721]. + +## Appendix XII + +### Processing construct examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the ProcessingConstruct model to represent complex functions. + +The examples in this document extend the simple examples given in Annex K. + +#### XII.1 General examples + +##### XII.1.1 Types of processing construct + +This clause goes through a number of different types of 'device' and shows how the ProcessingConstruct concept allows one to represent them all in a consistent way. + +###### XII.1.1.1 Traditional 'Device'222 + +The simplest common case is where there is a physical unit that is logically a single unit and is managed as a single unit. That is, the physical, logical and management scopes are congruent. + +![Diagram illustrating the deconstruction of a traditional 'Device' representation into three planes: Management plane, Logical view, and Physical view, showing two network elements (NE1 and NE2) and their associated components (MC, Control/data plane, Physical inventory).](4aa804342bc968c5f43b5134519d948b_img.jpg) + +The diagram illustrates the deconstruction of a traditional 'Device' representation into three planes: Management plane, Logical view, and Physical view. It shows two network elements, NE1 and NE2, each containing a Management Component (MC), a Control/data plane (represented by a router icon), and a Physical inventory (represented by a server icon). The Management plane is highlighted in green, the Logical view in blue, and the Physical view in grey. The MCs are connected to each other, the Control/data planes are connected to each other, and the Physical inventories are connected to each other. The labels 'Device management plane (management agent)', 'Processing construct (functionality)', and 'Physical inventory' are shown on the right side of the diagram. + +Diagram illustrating the deconstruction of a traditional 'Device' representation into three planes: Management plane, Logical view, and Physical view, showing two network elements (NE1 and NE2) and their associated components (MC, Control/data plane, Physical inventory). + +Traditionally we had management, logical/functional and physical scopes that matched, so this assumption was built into many models and contributed to naïve definitions. + +G.7711-Y.1702(18)\_FXII.1-1 + +**Figure XII.1-1 – Traditional 'Device' representation deconstructed** + +Because a number of simple devices fit this special case, unfortunately it was used as the general case, which is problematic for the other cases that will now be looked at. + +###### XII.1.1.2 Partitioned 'Device' + +For this example, it is assumed that there is a single physical unit that can be logically partitioned and that the management is also partitioned. There may be a number of variations on this theme but only this basic case is covered. + +The traditional NetworkElement concept cannot effectively represent this case because it assumes congruence between the physical, logical and management scopes. + +222 Here the term 'device' is used in a loose and undefined manner to aid in the discussion. The term is not defined because it is not important for the discussion, the generally understood concept is sufficient. + +![Diagram of a Partitioned Device showing Management, Logical, and Physical views.](78de160f13972924f5ca78417879b13b_img.jpg) + +The diagram illustrates a 'Partitioned Device' across three horizontal layers: + +- Management plane (green background):** At the top, three boxes labeled 'MC' (Management Context) are shown. Below them is a larger box labeled 'Management context'. Text on the right indicates 'Management context per partition' and 'Root management context scoped by management agent'. +- Logical view (blue background):** This section is labeled 'Control/data planes'. It contains several blue rectangular icons representing network elements. Below them are yellow oval icons representing 'Constraint domain (CD) enforces scope constraints'. Text on the right indicates 'Processing constructs scoped within the partition CD's', 'CD per partition', and 'Root CD based on 'chassis' physical scope (actually backplane / scope of address and data busses)'. +- Physical view (grey background):** At the bottom, there is a grey rectangular bar representing the physical inventory, with small icons below it. Text on the right indicates 'Root MC, Root CD and physical inventory have the same scope'. + +Dashed lines connect the 'MC' boxes to the 'Management context' box, and further dashed lines connect the 'Management context' box to the 'Constraint domain (CD)' ovals. A callout box points to one of the yellow ovals with the text 'Constraint domain (CD) enforces scope constraints'. + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have the same scope. + +G.7711-Y.1702(22)\_FXII.1-2 + +Diagram of a Partitioned Device showing Management, Logical, and Physical views. + +**Figure XII.1-2 – Partitioned 'Device'** + +We will now look at how to use the `ProcessingConstruct` and `ConstraintDomain` classes to model this case. + +The first thing to understand is that there will be some constraints related to the physical scope, and a `ConstraintDomain` instance should be created to support that. + +Second, there are also constraints that are related to the partitions, and a `ConstraintDomain` should be created per partition. + +Note that in the example, one of the domains has a larger scope than the others – this will depend on how the partitioning works, and there may be many options – the important thing is to create the `CD` to match the scopes. + +### XII.1.1.3 Distributed 'Device' + +For this example, it is assumed that there are many physical units that can be logically aggregated to behave as a single logical unit and that the management is also aggregated. There may be a number of variations on this theme but only the basic case is covered, where there is one central unit and one or more 'satellite' units. + +Again, the traditional `NetworkElement` concept cannot effectively represent this case because it assumes congruence between the physical, logical and management scopes. + +![Figure XII.1-3: Distributed 'Device' with separate management agents. The diagram illustrates three layers: Management plane, Control/data planes, and Physical view. The Management plane shows a 'Management context' box at the top, with three 'MC' boxes below it. Arrows point from the 'MC' boxes to the 'Management context' box. Labels on the right indicate 'Aggregated MC' for the top box and 'Root MC per MA' for the bottom boxes. The Control/data planes section shows a 3D box labeled 'Distributed PC' at the top. Below it, a 'Logical view' shows three blue boxes connected by lines, labeled 'Separate PC'. Further down, a yellow oval labeled 'Aggregated CD' is shown. At the bottom of the control/data planes, a yellow oval labeled 'Root CD per physical scope' is shown. The Physical view section shows three grey boxes connected by lines, labeled 'Equipment with physicalConnectors and PhysicalLinks'. A label 'G.7711-Y.1702(22)_FXII.1-3' is in the bottom right corner.](ac74e08980f38375bdb77b8e8d14bd0f_img.jpg) + +Figure XII.1-3: Distributed 'Device' with separate management agents. The diagram illustrates three layers: Management plane, Control/data planes, and Physical view. The Management plane shows a 'Management context' box at the top, with three 'MC' boxes below it. Arrows point from the 'MC' boxes to the 'Management context' box. Labels on the right indicate 'Aggregated MC' for the top box and 'Root MC per MA' for the bottom boxes. The Control/data planes section shows a 3D box labeled 'Distributed PC' at the top. Below it, a 'Logical view' shows three blue boxes connected by lines, labeled 'Separate PC'. Further down, a yellow oval labeled 'Aggregated CD' is shown. At the bottom of the control/data planes, a yellow oval labeled 'Root CD per physical scope' is shown. The Physical view section shows three grey boxes connected by lines, labeled 'Equipment with physicalConnectors and PhysicalLinks'. A label 'G.7711-Y.1702(22)\_FXII.1-3' is in the bottom right corner. + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have the same scope. + +**Figure XII.1-3 – Distributed 'Device' with separate management agents** + +How to use the *ProcessingConstruct* and *ConstraintDomain* classes to model this case will now be looked at. + +The first thing to understand is that there will be some constraints related to the physical scopes, and *ConstraintDomain* instances should be created to support that. + +Second, there are also constraints that are related to the aggregated functionality, and a *ConstraintDomain* should be created for the 'distributed device'. + +*ProcessingConstructs* should be created to map to how the functionality works; some PC may be constrained by the physical scopes and some may span the entire logical device. Partial control plane synchronization technologies223 like ICCP (Inter-Chassis Communication *Protocol RFC 7275*), vPC (Virtual Port Channel, multi-chassis link aggregation) would be associated with the 'distributed device' *Constraint Domain*. In these cases, there are multiple control planes (where only part of the configuration is synchronized). + +In the management plane, there may be some independent device management, or the management may be only at the distributed device level. Lightweight wireless access points that are remotely managed may be an example of the aggregated management case. Aggregating technologies like stacked switches and VSS that merge complete control planes are another example of this case (two peer devices share the one control plane and the one MA). + +Shown below is a more complex example where partitioning and aggregation are combined. If you try and draw a 'NE boundary' similar to those in Figure XII.1-3, you will quickly find that there is not a sensible answer. + +223 Multi-Tenant Isolation and Network Virtualization in Cloud Data Centers, slide 4. + +![Figure XII.1-4: Logically split chassis diagram showing Management, Control/data, Logical, and Physical views.](351fc45d07147498cc7990485c230a41_img.jpg) + +The diagram illustrates a logically split chassis across four layers: + +- Management plane:** Divided into three segments: CSV - A + B + C, CSV - D, and CSV - E. The label "Root MC per MA" is on the right. +- Control/data planes:** Represented by a blue 3D block labeled A + B + C. Below it, "Distributed PC" is shown as a single blue block. +- Logical view:** Shows various configurations: + - "Separate PC" with nodes A, B, C, D, and E. + - "Aggregated CD" represented by a yellow oval containing A + B + C. + - "CD per MA scope" with separate yellow ovals for B, D, C, and E. + - "Root CD per physical scope" with a yellow oval containing A. +- Physical view:** Shows three physical units connected by lines. The label "Root MC, Root CD and physical inventory have the same scope" is at the bottom left. + +The management plane may be global or partitioned, or both (as shown). +Root MC, Root CD and physical inventory have the same scope. + +G.7711-Y.1702(22)\_FXII.1-4 + +Figure XII.1-4: Logically split chassis diagram showing Management, Control/data, Logical, and Physical views. + +**Figure XII.1-4 – Logically split chassis** + +The steps to model this are the same as before: + +- Create ConstraintDomains to represent the actual constraint scopes. +- Create ProcessingConstructs and assign them to the relevant ConstraintDomains. + +#### XII.1.1.4 Virtual 'Device' + +Here it is assumed that there is a physical host (of some form factor) that is running a virtualization technology (Virtual machine or container) that is running software that provides some managed functionality. + +![Figure XII.1-5: Virtual device diagram showing Management, Logical, and Physical views.](875729ce99f4fb037c6fc2da22a18461_img.jpg) + +The diagram illustrates a virtual device across three layers: + +- Management plane:** Shows three "MC" (Management Context) boxes pointing to a central "Management context" box. The label "Management context per partition" is on the right. Below the central box, "Root Mgt context scoped by management agent" is shown. +- Logical view:** Shows three "Control/data planes" (blue blocks) pointing to three separate yellow ovals (Constraint domains). The label "Processing constructs scoped within the VM/Container CD's" is on the right. Below the ovals, "CD per VM or container" and "Root CD based on 'chassis' physical scope (actually backplane / scope of address and data busses)" are shown. A callout box states "Constraint domain (CD) enforces scope constraints". +- Physical view:** Shows a "Host" unit with various icons. The label "Root MC, Root CD and physical inventory have the same scope" is at the bottom left. + +G.7711-Y.1702(22)\_FXII.1-5 + +Figure XII.1-5: Virtual device diagram showing Management, Logical, and Physical views. + +**Figure XII.1-5 – "Virtual" device** + +How to use the ProcessingConstruct and ConstraintDomain classes to model this case will now be looked at. + +The first thing to understand is that there will be some constraints related to the physical scope, and a ConstraintDomain instance should be created to support that. + +Second, there are also constraints that are related to each VM/container, and a ConstraintDomain should be created for each of these. Note that in this release of the ONF CIM, there is not a software model that would allow to represent the guest and host operating systems or the hypervisor / VMM (virtual machine manager). + +### XII.1.1.5 Virtual distributed 'device' + +For this example, it is assumed that there are many 'virtual' units that can be logically aggregated to behave as a single logical unit and that the management is also aggregated. There may be a number of variations on this theme but only the basic case is covered where there is one central unit and one or more 'satellite' units. + +As shown in Figure XII.1-6, there is a distributed virtual switch (DVS), where a VM runs a central switch module and remote modules run on other VMs. Note that other complete or partial control plane synchronization technologies 224 like stacked switches and VSS, ICCP (Interchassis Communication *Protocol RFC 7275*), vPC (Virtual port channel, multi-chassis link aggregation) would be associated with a 'distributed device' Constraint Domain. + +![Diagram illustrating the 'Virtual' distributed device architecture across Management, Control/data, Logical, and Physical planes.](1ba29665245835dd2bd3756bd139de86_img.jpg) + +The diagram illustrates the 'Virtual' distributed device architecture across four planes: + +- Management plane:** Shows a 'Management context' (Aggregated MC) connected to three 'MC' (Root MC per MA) units. +- Control/data planes:** Shows a 'Distributed PC' (blue 3D block) connected to three 'Logical view' units (blue squares). +- Logical view:** Shows three 'Separate PC' (blue squares) connected to an 'Aggregated CD' (yellow oval), which is further connected to 'CD per VM' (small yellow ovals) and 'Root CD per physical scope' (large yellow ovals). +- Physical view:** Shows three 'Host' (grey boxes) connected to 'Equipment with physicalConnectors and PhysicalLinks'. + +G.7711-Y.1702(18)\_FXII.1-6 + +Diagram illustrating the 'Virtual' distributed device architecture across Management, Control/data, Logical, and Physical planes. + +**Figure XII.1-6 – "Virtual" distributed device** + +How to use the ProcessingConstruct and ConstraintDomain classes to model this case will now be looked at. + +The first thing to understand is that there are some constraints related to the physical host scopes, and ConstraintDomain instances should be created to support that. + +224 Multi-Tenant Isolation and Network Virtualization in Cloud Data Centers, slide 4. + +Second, there are also constraints that are related to each VM/container, and a ConstraintDomain should be created for each of these. Note that in this release of the ONF CIM, there is not a software model that would allow to represent the guest and host operating systems or the hypervisor/VMM. + +Third, there are also constraints that are related to the aggregated functionality, and a ConstraintDomain should be created for the 'distributed device'. + +ProcessingConstructs should be created to map to how the functionality works; some PC may be constrained by the physical scopes and some may span the entire logical device. + +In the management plane there may be some independent device management, or the management may be only at the distributed device level. + +### XII.1.1.6 SDN controller225 + +Shown in Figure XII.1-7 is a simplified block diagram of a SDN controller. + +The SDN controller itself is similar to (the control plane of) a network element, so it is represented using a ConstraintDomain. PeerContext is a generalization of client and server context and because it is a scoping concept, representing it as a ConstraintDomain would be appropriate. + +If other scoping concepts such as resource groups are required, then they would also be ConstraintDomains. + +Inside the SDN controller will be a number of processing constructs. Similar to our other examples, this could include things like a BGP routing control process, a PTP clock control process or an ERP [ITU-T G.8032] control process. The SDN controller itself is not one massive ProcessingConstruct. + +![Figure XII.1-7 – SDN controller. A block diagram showing the internal structure of an SDN controller. At the top, four external entities are shown: Administrator (blue), Application (grey), SDN controller (green), and Application (red). The Administrator connects via ADMIN to the SDN controller. The Applications connect via A-CPI to the SDN controller. The SDN controller is represented by a large blue box containing several 'Peer context' boxes. Inside the SDN controller box, there are four 'Peer context' boxes: 'Peer context grey', 'Peer context green', and 'Peer context red', which correspond to the external entities. Below these are four more 'Peer context' boxes labeled 'Peer context 23', 'Peer context 45', 'Peer context 67', and 'Peer context 89'. These four boxes are connected to four external boxes at the bottom, which are also labeled 'Peer context 23', 'Peer context 45', 'Peer context 67', and 'Peer context 89'. The diagram is labeled G.7711-Y.1702(18)_FXII.1-7.](fc2b73d526f1b5f481a407c59623560e_img.jpg) + +G.7711-Y.1702(18)\_FXII.1-7 + +Figure XII.1-7 – SDN controller. A block diagram showing the internal structure of an SDN controller. At the top, four external entities are shown: Administrator (blue), Application (grey), SDN controller (green), and Application (red). The Administrator connects via ADMIN to the SDN controller. The Applications connect via A-CPI to the SDN controller. The SDN controller is represented by a large blue box containing several 'Peer context' boxes. Inside the SDN controller box, there are four 'Peer context' boxes: 'Peer context grey', 'Peer context green', and 'Peer context red', which correspond to the external entities. Below these are four more 'Peer context' boxes labeled 'Peer context 23', 'Peer context 45', 'Peer context 67', and 'Peer context 89'. These four boxes are connected to four external boxes at the bottom, which are also labeled 'Peer context 23', 'Peer context 45', 'Peer context 67', and 'Peer context 89'. The diagram is labeled G.7711-Y.1702(18)\_FXII.1-7. + +Figure XII.1-7 – SDN controller + +225 More detailed examples that show the relationship to the general control model will be added in a later release. + +The SDN controller host (physical or VM container) would be represented as shown in the other examples. + +Also, the PC/CD model can cope with the SDN controller being centralized or distributed, as shown in the other examples. + +### XII.1.1.7 Other 'devices' + +The previous examples show a number of basic ways that functionality can be related to the underlying hardware and to the management plane. + +There may be other real world cases (that are probably hybrids of these fundamental cases), but the important thing is that the decoupled model design allows for many other options. + +### XII.1.2 PTP clock example + +Figure XII.1-8 is covered at a high level in Annex K, and it is now looked at in more detail. + +![Functional block diagram of a PTP clock concept. A central 'PTP boundary clock = PC' is connected to multiple 'Ethx' (Ethernet) interfaces. The diagram shows 'Slave' and 'Master' ports for the PTP clock. Two 'Foreign master clock' inputs are shown on the left, one connected to an 'Out' port and another to an 'In' port. A 'Peer' is connected to the top 'Ethx' interface. The bottom of the diagram shows 'PTP clock not enabled' for two of the interfaces. The diagram is labeled 'G.7711-Y.1702(22)_FXII.1-8'.](2a9d9210df91a8b72673727b41892449_img.jpg) + +The diagram illustrates a PTP boundary clock (PC) within a network element (CD = "NE"). The PC is connected to several Ethernet (Ethx) interfaces. On the left, two 'Foreign master clock' inputs are shown. One is connected to an 'Out' port of an Ethx interface, and the other is connected to an 'In' port of another Ethx interface. The PC itself has 'Slave' and 'Master' ports. Two 'Slave' ports are connected to 'In' ports of Ethx interfaces, and two 'Master' ports are connected to 'Out' ports of Ethx interfaces. A 'Peer' is connected to the top Ethx interface. The bottom of the diagram indicates that for two of the interfaces, the 'PTP clock not enabled'. The diagram is labeled 'G.7711-Y.1702(22)\_FXII.1-8'. + +Functional block diagram of a PTP clock concept. A central 'PTP boundary clock = PC' is connected to multiple 'Ethx' (Ethernet) interfaces. The diagram shows 'Slave' and 'Master' ports for the PTP clock. Two 'Foreign master clock' inputs are shown on the left, one connected to an 'Out' port and another to an 'In' port. A 'Peer' is connected to the top 'Ethx' interface. The bottom of the diagram shows 'PTP clock not enabled' for two of the interfaces. The diagram is labeled 'G.7711-Y.1702(22)\_FXII.1-8'. + +**Figure XII.1-8 – PTP clock concepts** + +Given the functional block diagram of Figure XII.1-8, the question is what the resultant model should be. + +The UML class diagram of Figure XII.1-9 shows a possible solution. + +The PTP clock PC function (in Figure XII.1-8) is in PtpClockFunction class (in Figure XII.1-9) and the attributes of the PcPort (shown as "In" and "Out" in the figure above) are in PtpClockPort (in Figure XII.1-9). + +The PTP protocol also has a domain concept, where clock domains form separate topologies (clocks only peer when the domain matches). A ConstraintDomain can be used to show this network level constraint (PtpClockDomain below). + +![UML class diagram for the PTP model sketch. It includes four classes: PtpDefaultDataset, PtpClockFunction, PtpClockPort, and PtpSourceDataset. PtpClockFunction is associated with PtpClockPort (1 to *) via PtpClockHasPorts. PtpClockFunction is also associated with PtpDefaultDataset (1 to *) via PtpClockInDomain. PtpClockFunction is associated with PtpSourceDataset (1 to *) via PtpClockInDomain. PtpClockFunction is also associated with a NetworkLevelObject (1 to *) via PtpClockInDomain. PtpClockFunction has attributes: supportedProfiles, activeProfile, domain, clockType, defaultDataset, isSlaveOnly, deviceType, clockId, and parentDataset. PtpClockPort has attributes: clockStep, announceInterval, announceReceiptTimeout, syncInterval, minDelayReqInterval, asymmetryCorrection, priority, udpEgressConfig, and macEgressConfig. PtpDefaultDataset has attributes: priority1, priority2, clockClass, accuracy, offsetScaledLogVariance, timeSource, stepsRemoved, and protocolVersion. PtpSourceDataset has attributes: parentId, timeSource, stepsRemoved, currentUtcOffset, ptpTimescale, timeTraceable, protocolVersion, currentAbsoluteTime, gmId, gmPriority1, gmPriority2, gmClockClass, gmAccuracy, and gmOffsetScaledLogVariance.](b3a01681ed312bf9aeef027dfc9b7f90_img.jpg) + +UML class diagram for the PTP model sketch. It includes four classes: PtpDefaultDataset, PtpClockFunction, PtpClockPort, and PtpSourceDataset. PtpClockFunction is associated with PtpClockPort (1 to \*) via PtpClockHasPorts. PtpClockFunction is also associated with PtpDefaultDataset (1 to \*) via PtpClockInDomain. PtpClockFunction is associated with PtpSourceDataset (1 to \*) via PtpClockInDomain. PtpClockFunction is also associated with a NetworkLevelObject (1 to \*) via PtpClockInDomain. PtpClockFunction has attributes: supportedProfiles, activeProfile, domain, clockType, defaultDataset, isSlaveOnly, deviceType, clockId, and parentDataset. PtpClockPort has attributes: clockStep, announceInterval, announceReceiptTimeout, syncInterval, minDelayReqInterval, asymmetryCorrection, priority, udpEgressConfig, and macEgressConfig. PtpDefaultDataset has attributes: priority1, priority2, clockClass, accuracy, offsetScaledLogVariance, timeSource, stepsRemoved, and protocolVersion. PtpSourceDataset has attributes: parentId, timeSource, stepsRemoved, currentUtcOffset, ptpTimescale, timeTraceable, protocolVersion, currentAbsoluteTime, gmId, gmPriority1, gmPriority2, gmClockClass, gmAccuracy, and gmOffsetScaledLogVariance. + +G.7711(25) + +Figure XII.1-9 – PTP model sketch + +### XII.1.3 ERPS ITU-T G.8032 example + +Figure XII.1-10 is covered at a high level in Annex K, and it is now looked at in more detail. + +![Functional block diagram of an ERP node. The node is represented by a large blue rectangle labeled 'CD = "NE"'. Inside, there are four ports at the top (Eth0, Eth1, Eth2, Eth3) labeled 'Ports to local network'. At the bottom, there are two ports (Eth4, Eth5) labeled 'Port0 = East' and 'Port1 = West'. Inside the node, there is a nested structure: a blue rectangle labeled 'CD = ERP node X' contains a red rectangle labeled 'CD = ERP node X ring Y', which contains a red oval labeled 'ERP Node X ring Y instance Z'. Inside the instance Z, there is a yellow oval labeled 'FC' (Forwarding Component) connected to two ports, P0 and P1. P0 and P1 are connected to Eth4 and Eth5 respectively. External connections are shown to 'Peer ERP node' blocks at the bottom left and bottom right. A note on the left states: 'ERP node could be only one of many functions in the "NE" Perhaps has PTP BC too !!'.](2ec2d20fdc9dc42bdd619c7845cde9bc_img.jpg) + +Functional block diagram of an ERP node. The node is represented by a large blue rectangle labeled 'CD = "NE"'. Inside, there are four ports at the top (Eth0, Eth1, Eth2, Eth3) labeled 'Ports to local network'. At the bottom, there are two ports (Eth4, Eth5) labeled 'Port0 = East' and 'Port1 = West'. Inside the node, there is a nested structure: a blue rectangle labeled 'CD = ERP node X' contains a red rectangle labeled 'CD = ERP node X ring Y', which contains a red oval labeled 'ERP Node X ring Y instance Z'. Inside the instance Z, there is a yellow oval labeled 'FC' (Forwarding Component) connected to two ports, P0 and P1. P0 and P1 are connected to Eth4 and Eth5 respectively. External connections are shown to 'Peer ERP node' blocks at the bottom left and bottom right. A note on the left states: 'ERP node could be only one of many functions in the "NE" Perhaps has PTP BC too !!'. + +G.7711-Y.1702(18)\_FXII.1-10 + +Figure XII.1-10 – ERP ITU-T G.8032 concept example + +Given the functional block diagram of Figure XII.1-10, the question is what the resultant model should be. + +The UML class diagram in Figure XII.1-11 shows a possible solution. + +ErpNodeCd is a ConstraintDomain that can be used to group all of the ERP rings in the device (shown as ERP Node X in Figure XII.1-10). It can also be used to hold any 'device level ERP global attributes'. + +ErpRingNode is a ConstraintDomain representing the part of the ring in the 'device' (shown as ERP Node X Ring Y in Figure XII.1-10) and has the related P0 and P1 port configuration attached. + +ErpInstanceNode is the ProcessingConstruct representing the instance of the ring on the 'device' (shown as ERP Node X Ring Y Instance Z in Figure XII.1-10)226 and has its related port configurations. + +An ErpRingNode can contain many ErpInstanceNodes. + +As discussed in the main document, the network level scopes of ErpRing and ErpRingInstance can be represented using ConstraintDomain and the relevant PC related to these CD. + +![UML Class Diagram: ERP model sketch. The diagram shows the relationships between ErpNodeCd, ErpRingNodeCd, ErpRingPort, ErpRing, ErpRingInstance, ErpInstanceNode, and ErpInstancePort. ErpNodeCd has attributes: +notificationEnabled:boolean[0..1]=false, +ringSystemControl:RingSystemControlEnum[0..1], +maxInstancesSupported:unsignedInt, +rapsVersion:RapsVersionEnum[0..1]. ErpRingNodeCd has attributes: +ringId:unsignedByte[0..1]=1, +description:String[0..1]. ErpRingPort has attribute: +portId:RingPortTypeEnum[0..1]. ErpRing has attribute: +type:ErpInstanceTypeEnum. ErpRingInstance has attribute: +name:String. ErpInstanceNode has attributes: +rapsPriority:unsignedByte[0..1], +wtrTimer:unsignedByte[0..1], +guardTimer:unsignedShort[0..1]=500, +holdOffTime:unsignedShort[0..1]=0, +reversion:ReversionModeEnum[0..1], +rapsLevel:unsignedByte, +wtbTimer:unsignedShort[0..1], +state:RingInstanceStateEnum, +name:String[0..1], +description:String[0..1], +type:ErpInstanceTypeEnum, +dataMemberVlanIds:String[1..*], +rapsVlanId:unsignedShort. ErpInstancePort has attributes: +rpi:RpiTypeEnum[0..1], +state:PortStateEnum. Relationships: ErpNodeCd (1) --> (*) ErpRingNodeCd (ErpNodeContainsRingNode); ErpRingNodeCd (1) --> (*) ErpRingPort (ErpRingNodeContainsPorts); ErpRingNodeCd (1) --> (*) ErpInstanceNode (ErpRingNodeContainsInstanceNodes); ErpRing (1) --> (*) ErpRingNodeCd (ErpNodeInRing); ErpRingInstance (1) --> (*) ErpInstanceNode (ErpNodeInInstance); ErpRing (1) --> (*) ErpRingInstance (ErpRingHasInstances); ErpInstanceNode (1) --> (*) ErpInstancePort (ErpInstanceNodeContainsPorts); ErpInstancePort (1) --> (*) ErpRingPort (ErpInstancePortOnRingPort). A note indicates that the relationship between ErpRing and ErpRingNodeCd is 'Asymmetric because of sub-ring'.](9698e8fa936047e1134e920d95e1c620_img.jpg) + +``` + +classDiagram + class ErpNodeCd { + +notificationEnabled:boolean[0..1]=false + +ringSystemControl:RingSystemControlEnum[0..1] + +maxInstancesSupported:unsignedInt + +rapsVersion:RapsVersionEnum[0..1] + } + class ErpRingNodeCd { + +ringId:unsignedByte[0..1]=1 + +description:String[0..1] + } + class ErpRingPort { + +portId:RingPortTypeEnum[0..1] + } + class ErpRing { + <> + +type:ErpInstanceTypeEnum + } + class ErpRingInstance { + <> + +name:String + } + class ErpInstanceNode { + +rapsPriority:unsignedByte[0..1] + +wtrTimer:unsignedByte[0..1] + +guardTimer:unsignedShort[0..1]=500 + +holdOffTime:unsignedShort[0..1]=0 + +reversion:ReversionModeEnum[0..1] + +rapsLevel:unsignedByte + +wtbTimer:unsignedShort[0..1] + +state:RingInstanceStateEnum + +name:String[0..1] + +description:String[0..1] + +type:ErpInstanceTypeEnum + +dataMemberVlanIds:String[1..*] + +rapsVlanId:unsignedShort + } + class ErpInstancePort { + +rpi:RpiTypeEnum[0..1] + +state:PortStateEnum + } + + ErpNodeCd "1" -- "*" ErpRingNodeCd : ErpNodeContainsRingNode + ErpRingNodeCd "1" -- "*" ErpRingPort : ErpRingNodeContainsPorts + ErpRingNodeCd "1" -- "*" ErpInstanceNode : ErpRingNodeContainsInstanceNodes + ErpRing "1" -- "*" ErpRingNodeCd : ErpNodeInRing + ErpRingInstance "1" -- "*" ErpInstanceNode : ErpNodeInInstance + ErpRing "1" -- "*" ErpRingInstance : ErpRingHasInstances + ErpInstanceNode "1" -- "*" ErpInstancePort : ErpInstanceNodeContainsPorts + ErpInstancePort "1" -- "*" ErpRingPort : ErpInstancePortOnRingPort + + note for ErpRing "Asymmetric because of sub-ring" + +``` + +UML Class Diagram: ERP model sketch. The diagram shows the relationships between ErpNodeCd, ErpRingNodeCd, ErpRingPort, ErpRing, ErpRingInstance, ErpInstanceNode, and ErpInstancePort. ErpNodeCd has attributes: +notificationEnabled:boolean[0..1]=false, +ringSystemControl:RingSystemControlEnum[0..1], +maxInstancesSupported:unsignedInt, +rapsVersion:RapsVersionEnum[0..1]. ErpRingNodeCd has attributes: +ringId:unsignedByte[0..1]=1, +description:String[0..1]. ErpRingPort has attribute: +portId:RingPortTypeEnum[0..1]. ErpRing has attribute: +type:ErpInstanceTypeEnum. ErpRingInstance has attribute: +name:String. ErpInstanceNode has attributes: +rapsPriority:unsignedByte[0..1], +wtrTimer:unsignedByte[0..1], +guardTimer:unsignedShort[0..1]=500, +holdOffTime:unsignedShort[0..1]=0, +reversion:ReversionModeEnum[0..1], +rapsLevel:unsignedByte, +wtbTimer:unsignedShort[0..1], +state:RingInstanceStateEnum, +name:String[0..1], +description:String[0..1], +type:ErpInstanceTypeEnum, +dataMemberVlanIds:String[1..\*], +rapsVlanId:unsignedShort. ErpInstancePort has attributes: +rpi:RpiTypeEnum[0..1], +state:PortStateEnum. Relationships: ErpNodeCd (1) --> (\*) ErpRingNodeCd (ErpNodeContainsRingNode); ErpRingNodeCd (1) --> (\*) ErpRingPort (ErpRingNodeContainsPorts); ErpRingNodeCd (1) --> (\*) ErpInstanceNode (ErpRingNodeContainsInstanceNodes); ErpRing (1) --> (\*) ErpRingNodeCd (ErpNodeInRing); ErpRingInstance (1) --> (\*) ErpInstanceNode (ErpNodeInInstance); ErpRing (1) --> (\*) ErpRingInstance (ErpRingHasInstances); ErpInstanceNode (1) --> (\*) ErpInstancePort (ErpInstanceNodeContainsPorts); ErpInstancePort (1) --> (\*) ErpRingPort (ErpInstancePortOnRingPort). A note indicates that the relationship between ErpRing and ErpRingNodeCd is 'Asymmetric because of sub-ring'. + +Figure XII.1-11 – ERP model sketch + +G.7711(25) + +226 ErpInstance is an [ITU-T G.8032] term and should not be confused with model class instances. + +## Appendix XIII + +### Specification examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the CIM specification model to express constraints in various real contexts. + +The examples in this appendix are built from descriptions in earlier referenced works. + +#### XIII.1 General examples + +##### XIII.1.1 The FD and FC Spec + +This clause focusses on the use of the FD spec to state restrictions in a network or NE/device wrt creation of FCs. The FD spec is used in conjunction with the FC spec for this purpose. A "fabricated example" NE/device is used where the rules and restrictions do not represent any particular device/NE type known. It is likely that those familiar with various devices from various vendors will be able to recognize where rules of the sort described could be used. + +###### XIII.1.1.1 A basic NE/device example + +###### XIII.1.1.1.1 FC spec used for the basic NE/device + +Figure XIII.1-1 provides an FC spec for a NE/device. + +![Figure XIII.1-1 – FC spec for unprotected FC. The diagram shows two alternative logical representations of a Point-To-Point Forwarding Construct (FC). On the left, a yellow box contains two green bars with bidirectional arrows. Two ports, P_a and P_b, are connected to these bars via curved blue arrows. Below it says 'Type = Point-To-Point'. On the right, separated by the word 'Or', is a similar yellow box with one green bar and bidirectional arrows. A single port P_p is connected to it. To the right of this box, text indicates 'P_p = port' and 'p = 2'. Below it also says 'Type = Point-To-Point'.](8780600677e76a9e77ef96bf54eacd01_img.jpg) + +The diagram illustrates two equivalent representations of a Point-to-Point FC spec. The left side shows a yellow rectangular box representing a network element. Inside, there are two green horizontal bars, each with two triangular arrows pointing in opposite directions, representing bidirectional data flow. Above the box, two ports labeled $P_a$ and $P_b$ are shown, with curved arrows connecting them to the green bars. Below the box, the text "Type = Point-To-Point" is displayed. The right side shows a similar yellow box, but with a single green bar containing two triangular arrows. Above the box, a port labeled $P_p$ is shown, with a curved arrow connecting it to the green bar. To the right of the box, the text " $P_p = \text{port}$ " and " $p = 2$ " is displayed. Below the box, the text "Type = Point-To-Point" is displayed. The word "Or" is placed between the two representations. A small text "G.7711-Y.1702(18)\_FXIII.1-1" is at the bottom right. + +Figure XIII.1-1 – FC spec for unprotected FC. The diagram shows two alternative logical representations of a Point-To-Point Forwarding Construct (FC). On the left, a yellow box contains two green bars with bidirectional arrows. Two ports, P\_a and P\_b, are connected to these bars via curved blue arrows. Below it says 'Type = Point-To-Point'. On the right, separated by the word 'Or', is a similar yellow box with one green bar and bidirectional arrows. A single port P\_p is connected to it. To the right of this box, text indicates 'P\_p = port' and 'p = 2'. Below it also says 'Type = Point-To-Point'. + +**Figure XIII.1-1 – FC spec for unprotected FC** + +###### XIII.1.1.1.2 The NE rules + +The NE has the following characteristics: + +- The NE supports bidirectional "Point-To-Point" FCs (specs shown below) with "traditional" restrictions described below. + - All ports on the NE are multi-channel. +- The NE has 4 card types + - Type 1 which has a single port which does not allow connectivity between channels on the port. + - Type 2 which has 8 ports that cannot do any port to port connectivity within the card. + - Type 3 which has 8 ports that can do arbitrary port to port within the card including from a channel within a port to another channel within the same port. + - Type 4 which has 8 ports that can do arbitrary port to port but cannot do connect two channels in the same port. + +- A port on a Type 1 card can connect to a port on + - Another card of Type 1 on a same channel basis (or no vid swapping, etc.). + - A Type 2/3/4 card with no channel restriction. +- There is a backplane capacity limit between trib and Line port cards of one Line port capacity + - A traditional NE might call the port on the Type 1 card a Line port and a port on the Type 2/3/4 card a trib port. + +### XIII.1.1.1.3 Representing the NE restrictions + +The NE can be represented using FD rules as set out in Figure XIII.1-2. + +![Figure XIII.1-2: FD spec for a 'fabricated' NE/device type. The diagram shows two chassis, FDxyz, with various card slots and forwarding rules. A legend defines symbols for FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. A UML class diagram for 'F5AndLinkRule' and an enumeration for 'ForwardingRule' are also shown.](c505fff839b7eec9841f83b72edc101a_img.jpg) + +ForwardingRule+indexRule: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot) +FcPortRole: As per spec. + +Legend: + FD (yellow circle), Rule FD (yellow dashed circle), LTP (grey square), Card (pink rectangle) + Link (yellow rectangle), Rule Link (yellow dashed rectangle), n x LTPs (three black dots) + +Chassis FDxyz (Left): + Slot 3: Card Type 3, Port 1 to 8. Rules: FR=May Qual=Any, FR=May Qual=Any. + Slot 4: Card Type 2, Port 1 to 8. Rules: FR=Null, FR=May Qual=Any. + Slot 5: Card Type 4, Port 1 to 8. Rules: FR=Not, FR=May Qual=Any, FR=May Qual=Any, FR=Not. + Slot 6: Card Type 3, Port 1 to 8. Rules: FR=May Qual=Any, FR=May Qual=Any. + Central area: FR=May Qual=Same. + +Chassis FDxyz (Right): + Slot 1: Card Type 1, Port 1. Rule: FR=Null. + Slot 2: Card Type 1, Port 1. Rule: FR=Null. + Central area: FR=Null Capacity = x. + +UML Class: «OpenModelClass, Experimental» F5AndLinkRule + + ruleType: RuleType [1] + + forwardingRule: ForwardingRule [0..1] + + complexRuleQualifier: ToBeDefined [\*] + + fcPortRole: PortRoleRule [\*] + + fcPortDirection: PortDirection [\*] + + overridePriority: Integer [1] + + signalProperty: [1] + + \_fcSpecReference: ClassRef: MetaClass: Class [\*] + +Enumeration: «Enumeration» «Experimental» ForwardingRule + FR= + CANNOT\_FORWARD\_ACROSS\_FD\_LINK: Not + MUST\_FORWARD\_ACROSS\_FD\_LINK: Must + MAY\_FORWARD\_ACROSS\_FD\_LINK: May + NULL\_FORWARDING\_RULE: Null + +portRoleRule can be a specific portRole list along with a constraint on the roles such as "SAME\_ROLE" + +Qual=Any +Qual=Same + +"Point-To-Point" FC + +G.7711(25) + +Figure XIII.1-2: FD spec for a 'fabricated' NE/device type. The diagram shows two chassis, FDxyz, with various card slots and forwarding rules. A legend defines symbols for FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. A UML class diagram for 'F5AndLinkRule' and an enumeration for 'ForwardingRule' are also shown. + +Figure XIII.1-2 – FD spec for a "fabricated" NE/device type + +From the figure it can be seen, for example, that: + +- Any "channel" on a port on an instance of card type 3 (in slot 3 and slot 6) can connect to any "channel" on any port (including the same port) on the same card instance. +- A "channel" on the port of the instance of card type 1 in slot 1 can connect to the same "channel" on the port of the instance of card type 1 in slot 2. +- Any "channel" on the port on an instance of card type 3 (in slot 3) can connect to any "channel" on any port on the same card instance. +- Any "channel" on a port on an instance of card type 4 (in slot 5) can connect to any "channel" on any port (but excluding the same port) on the same card instance. +- There is a capacity limit between the ports on the left and the ports on the right such that FC can be constructed between those ports until the capacity is reached. + +The above rules are encoded in data following the model shown in the figure and discussed in more detail in Annex G. Instances of class of the model can be arranged to show the restrictions of a device + +or a network. If there are many instances of device with the same restrictions the same instances of rules can be used. + +### XIII.1.1.2 Enhancements to the basic NE + +In Figure XIII.1-3 the device discussed above is enhanced such that it is possible to set up FCs between ports in slot 4 and ports in slot 5 on a same "channel" basis. + +![Figure XIII.1-3: Simple FD Spec showing further overlay of rules. The diagram illustrates a network element (FDxyz) with four slots (Slot 1 to 4) and their associated forwarding rules. A legend at the top defines symbols for ForwardingRule, FcPortRole, FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. Two main diagrams show the internal structure of the FDxyz element. The left diagram shows Slot 3 (Card Type 3, Port 1 to 8) with rules FR=May, Qual=Any; Slot 4 (Card Type 2, Port 1 to 8) with rules FR=Null, Qual=Any; Slot 5 (Card Type 4, Port 1 to 8) with rules FR=Not, Qual=Any; and Slot 6 (Card Type 3, Port 1 to 8) with rules FR=May, Qual=Any. The right diagram shows Slot 1 (Card Type 1, Port 1) with rules FR=Null, Capacity = x; Slot 2 (Card Type 1, Port 1) with rules FR=Null; and Slot 3 (Card Type 1, Port 1) with rules FR=Null. A 'Point-To-Point' FC is indicated between Slot 4 and Slot 5. On the right, two tables show the experimental rules and forwarding rule enumeration.](121d4bbd7966fed69b8bf6c6ad18ae01_img.jpg) + +ForwardingRule+indexRule: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot) +FcPortRole: As per spec. + +Legend: + FD (yellow circle), Rule FD (yellow dashed circle), LTP (grey square), Card (orange rectangle) + Link (yellow rectangle), Rule Link (yellow dashed rectangle), n x LTPs (black dots) + +FDxyz (Left Diagram): + Slot 3 Card Type 3 Port 1 to 8: FR=May, Qual=Any + Slot 4 Card Type 2 Port 1 to 8: FR=Null, Qual=Any + Slot 5 Card Type 4 Port 1 to 8: FR=Not, Qual=Any + Slot 6 Card Type 3 Port 1 to 8: FR=May, Qual=Any + Slot 1 Card Type 1 Port 1: FR=May, Qual=Same + Slot 2 Card Type 1 Port 1: FR=May, Qual=Same + +FDxyz (Right Diagram): + Slot 1 Card Type 1 Port 1: FR=Null, Capacity = x + Slot 2 Card Type 1 Port 1: FR=Null + Slot 3 Card Type 1 Port 1: FR=Null + +“Point-To-Point” FC + +G.7711(25) + +|
FcAndLinkRule | | +|------------------------------------------------------------------|--| +| + ruleType: RuleType [1] | | +| + forwardingRule: ForwardingRule [0..1] | | +| + complexRuleQualifier: ToBeDefined [?] | | +| + fcPortRole: PortRole [*] | | +| + fcPortDirection: PortDirection [?] | | +| + overridePriority: Integer [?] | | +| + signalProperty: [1] | | +| + _fcSpecReference:ClassRef: MetaClass: Class [?] | | + +|

ForwardingRule | | +|---------------------------------------------------|------| +| CANNOT_FORWARD_ACROSS_FD_LINK | Not | +| MUST_FORWARD_ACROSS_FD_LINK | Must | +| MAY_FORWARD_ACROSS_FD_LINK | May | +| NULL_FORWARDING_RULE | Null | + +Figure XIII.1-3: Simple FD Spec showing further overlay of rules. The diagram illustrates a network element (FDxyz) with four slots (Slot 1 to 4) and their associated forwarding rules. A legend at the top defines symbols for ForwardingRule, FcPortRole, FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. Two main diagrams show the internal structure of the FDxyz element. The left diagram shows Slot 3 (Card Type 3, Port 1 to 8) with rules FR=May, Qual=Any; Slot 4 (Card Type 2, Port 1 to 8) with rules FR=Null, Qual=Any; Slot 5 (Card Type 4, Port 1 to 8) with rules FR=Not, Qual=Any; and Slot 6 (Card Type 3, Port 1 to 8) with rules FR=May, Qual=Any. The right diagram shows Slot 1 (Card Type 1, Port 1) with rules FR=Null, Capacity = x; Slot 2 (Card Type 1, Port 1) with rules FR=Null; and Slot 3 (Card Type 1, Port 1) with rules FR=Null. A 'Point-To-Point' FC is indicated between Slot 4 and Slot 5. On the right, two tables show the experimental rules and forwarding rule enumeration. + +Figure XIII.1-3 – Simple FD Spec showing further overlay of rules + +- As before the NE supports "Point-To-Point" FCs with traditional restrictions. +- The NE also supports "Protected" FCs with similar (related) restrictions + - A trib port can be protected by the Line ports where there is the same channel between Line ports but the trib port may be any channel. +- And the NE supports "Back-To-BackSNCP" FCs + - Two trib ports on any cards can be protected by and can protect two Line ports where there is a same channel rule between Line ports but no channel restriction on the trib ports. +- Finally, the NE supports "Root-leaf" FCs + - Where the Line ports are the roots and the trib ports the leaves. + - Leaves can be interconnected on some cards. + - Some cards can only support a single leaf. +- With all the above, there is a total backplane capacity limit between Trib and Line port cards of one Line port capacity (x). + +### XIII.1.1.3 NE supporting more FC types + +#### XIII.1.1.3.1 FC specs for more sophisticated NE example + +Figure XIII.1-4 shows FC specs for protected and root/leaf FCs. + +![Figure XIII.1-4: FC spec for protected and root/leaf FCs. The diagram illustrates four types of Forwarding Constructs (FC) within yellow rectangular boundaries representing Network Elements (NEs). 1. 'Type = Protected': Shows two ports P_p with user connections uc_p and a protection switch usc_p linked to a C&SC block. 2. 'Type = Point-To-Point': Shows a simple bidirectional connection between two ports P_p. 3. 'Type = BackToBackSNCP': Shows two sets of ports PR_li and PR_2j with internal protection switching and C&SC blocks. 4. 'Root-leaf': A complex diagram showing connectivity between Leaf (L), Root (R), and InterLeaf (I) nodes with various user connection types (uc_rl, uc_rr, uc_lr, uc_ri, uc_ii, uc_ir).](10cd80cf1d7cd1ef2f56b5d3aabb3659_img.jpg) + +**P = protecting** + $P_p$ + $p = 2$ + $usc_p \rightarrow P_p$ + $uc_p \rightarrow P_p$ + +**Type = Protected** + +**R = resilient** + $R_r$ + $r = 1$ + $all = r^1$ + +**$P_p$ = port** + $P_p$ + $p = 2$ + +**Type = Point-To-Point** + +$PR_{pn}$ p = port set, n is number in set ( $i = 2, j = 2$ ) + +**Type = BackToBackSNCP** + +**L = Leaf** + $L_l$ + $l = 0..n$ + +**I = InterLeaf** + $I_i$ + $i = 0..n$ + +**R = Root** + $R_r$ + $r = 1..2$ + +$uc_{rl} \rightarrow R_r - L_l$ + $uc_{rr} \rightarrow R_r - R_{r'}, r' \neq r$ + $uc_{lr} \rightarrow L_l - R_r$ + $uc_{ri} \rightarrow R_r - I_i$ + $uc_{ii} \rightarrow I_i - I_{i'}, i' \neq i$ + $uc_{ir} \rightarrow I_i - R_r$ + +**Root-leaf** + +G.7711-Y.1702(18)\_FXIII.1-4 + +Figure XIII.1-4: FC spec for protected and root/leaf FCs. The diagram illustrates four types of Forwarding Constructs (FC) within yellow rectangular boundaries representing Network Elements (NEs). 1. 'Type = Protected': Shows two ports P\_p with user connections uc\_p and a protection switch usc\_p linked to a C&SC block. 2. 'Type = Point-To-Point': Shows a simple bidirectional connection between two ports P\_p. 3. 'Type = BackToBackSNCP': Shows two sets of ports PR\_li and PR\_2j with internal protection switching and C&SC blocks. 4. 'Root-leaf': A complex diagram showing connectivity between Leaf (L), Root (R), and InterLeaf (I) nodes with various user connection types (uc\_rl, uc\_rr, uc\_lr, uc\_ri, uc\_ii, uc\_ir). + +**Figure XIII.1-4 – FC spec for protected and root/leaf FCs** + +#### XIII.1.1.3.2 Representing the NE restrictions + +A device could support the FC types set out above as shown below. As overlaying all the rules would make the figure impossible to read the overlays are set out side by side. The "fabricated" device has a single FD that supports all capabilities set out in Figure XIII.1-5. + +![Figure XIII.1-5: Simple FD Spec showing additional capabilities. The diagram illustrates five different Forwarding Domain (FD) configurations: 'Point-To-Point' FC, 'Protected' FC, 'Back-To-BackSNCP' FC, 'root-leaf' FC, and 'Capacity'. Each configuration shows a set of Forwarding Rules (FR) and Links (L) within an FDxyz container. A legend at the top defines the symbols: FD (yellow circle), Link (yellow rectangle), Rule FD (yellow rectangle with dashed border), Rule Link (dashed line), LTP (grey square), and n x LTPs (grey square with dots). The ForwardingRule indexRule is defined as: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot). FcPortRole is defined as: As per spec. The 'Point-To-Point' FC shows a simple one-to-one rule. The 'Protected' FC shows a rule with a resilient link. The 'Back-To-BackSNCP' FC shows a rule with multiple LTPs. The 'root-leaf' FC shows a rule with a leaf link. The 'Capacity' configuration shows a rule with a capacity constraint.](bc70af19359c8df5ba8a1d98926b9477_img.jpg) + +Figure XIII.1-5: Simple FD Spec showing additional capabilities. The diagram illustrates five different Forwarding Domain (FD) configurations: 'Point-To-Point' FC, 'Protected' FC, 'Back-To-BackSNCP' FC, 'root-leaf' FC, and 'Capacity'. Each configuration shows a set of Forwarding Rules (FR) and Links (L) within an FDxyz container. A legend at the top defines the symbols: FD (yellow circle), Link (yellow rectangle), Rule FD (yellow rectangle with dashed border), Rule Link (dashed line), LTP (grey square), and n x LTPs (grey square with dots). The ForwardingRule indexRule is defined as: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot). FcPortRole is defined as: As per spec. The 'Point-To-Point' FC shows a simple one-to-one rule. The 'Protected' FC shows a rule with a resilient link. The 'Back-To-BackSNCP' FC shows a rule with multiple LTPs. The 'root-leaf' FC shows a rule with a leaf link. The 'Capacity' configuration shows a rule with a capacity constraint. + +**Figure XIII.1-5 – Simple FD Spec showing additional capabilities** + +**XIII.1.1.4 Alternative representations of the same capability** + +The rule system allows various representations of the same capability. It is not intended that the patterns of rules be standardized. It is expected that the rules will be interpreted and hence as long as the rules conform to the rule model then an interpreter should be able to follow them. Some rule combinations will be more efficient than others at stating the viability of a particular FC. It is up to the coder of the rules to choose the rule form. + +![Diagram showing two alternative Forwarding Domain (FD) specifications, FDxyz, for a device with multiple slots. The diagram includes a legend for FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. The left specification shows Slot 3 (Card Type 3, Port 1 to 8), Slot 4 (Card Type 2, Port 1 to 8), Slot 5 (Card Type 4, Port 1 to 8), and Slot 6 (Card Type 3, Port 1 to 8). The right specification shows Slot 1 (Card Type 1, Port 1) and Slot 2 (Card Type 1, Port 1). Both specifications show various Forwarding Rules (FR) and Port Rules (PR) for different port combinations.](0eae447995c0dcb49ce6b55795609787_img.jpg) + +ForwardingRule+indexRule: MayAny (flexible, no index restriction), MaySame (flexible, same index), N (Cannot) +FcPortRole: As per spec. + +Legend: + +- FD (Yellow solid rectangle) +- Link (Yellow dashed rectangle) +- Rule FD (Yellow dashed rectangle with dashed border) +- Rule Link (Yellow dashed rectangle with dashed border) +- LTP (Grey rectangle) +- n x LTPs (Three black dots) +- Card (Orange rectangle) + +**Left Specification:** + +- Slot 3: Card Type 3, Port 1 to 8. LTPs: FR=May Qual=Any, FR=May Qual=Any. +- Slot 4: Card Type 2, Port 1 to 8. LTPs: FR=Null, FR=May Qual=Any, FR=Null PR=SamePortSet. +- Slot 5: Card Type 4, Port 1 to 8. LTPs: FR=Not, FR=May Qual=Any, FR=Not, FR=May Qual=Any. +- Slot 6: Card Type 3, Port 1 to 8. LTPs: FR=May Qual=Any, FR=May Qual=Any. +- Central FD: FR=May Qual=Same PR=SamePortSet. + +**OR** + +**Right Specification:** + +- Slot 1: Card Type 1, Port 1. LTPs: FR=May Qual=Any, FR=Null, FR=Null PR=SamePortSet, FR=Not, FR=May Qual=Any, FR=Not. +- Slot 2: Card Type 1, Port 1. LTPs: FR=May Qual=Any. +- Central FD: FR=May Qual=Same PR=SamePortSet. + +G.7711(25) + +Diagram showing two alternative Forwarding Domain (FD) specifications, FDxyz, for a device with multiple slots. The diagram includes a legend for FD, Link, Rule FD, Rule Link, LTP, n x LTPs, and Card. The left specification shows Slot 3 (Card Type 3, Port 1 to 8), Slot 4 (Card Type 2, Port 1 to 8), Slot 5 (Card Type 4, Port 1 to 8), and Slot 6 (Card Type 3, Port 1 to 8). The right specification shows Slot 1 (Card Type 1, Port 1) and Slot 2 (Card Type 1, Port 1). Both specifications show various Forwarding Rules (FR) and Port Rules (PR) for different port combinations. + +**Figure XIII.1-6 – Simple FD Spec showing additional capabilities** + +It should be noted that the rule system can be used to create a connectivity/connectability matrix if every channel of every port has a dedicated rule statement to every channel of every other port in the device. Clearly this yields an extremely verbose solution where the construction of the rule structure would be particularly prone to error. Unless the forwarding restrictions of the device/network are extremely complicated and are not patterned it is recommended that a connectivity/connectability matrix approach is not used. + +### XIII.1.1.5 FD rule precedence + +The overlaid FDs interact both at an FD level and at a rule level + +#### XIII.1.1.5.1 Rule FD precedence + +Overlaid FDs interact such that: + +- An FD with no rule FDs has no restrictions and is essentially May/Any. +- LTPs in an FD that are also in a rule FD contained in the FD + - Abide by the rules of the rule FD. + +- Are interconnectable to any LTP in the FD not in any contained rule FDs on a May/Any basis. +- An FD that has no rule FDs but that is contained in an FD with contained rule FDs is essentially May/Any but FCs will be indirectly restricted by the superior FD rules + - It is expected that in any view the rule FDs will be at the lowest levels of decomposition. + +### XIII.1.1.5.2 Rule precedence + +Rules interact such that: + +- Priority n rules override priority n+1 rules. +- Within a priority the rules override as follows (lower number overrides higher number) + - 1) Not (MUST\_NOT\_CONNECT) + - 2) Must (MUST\_CONNECT) + - 3) May (MAY\_CONNECT) + - 4) Null (NULL\_FORWARDING\_RULE (default)) + - Which overrides nothing regardless of the override priority. +- Within a rule the flexibility rules override as follow: + - 1) Any + - 2) Same X + - 3) Same X and Same Y rule will form an intersection such that both need to be met. + +## XIII.1.2 Applying rules + +This clause explores, via some abstract examples, the application of specifications to instances of classes. + +### XIII.1.2.1 Basic application of specs to a class and instances + +Figure XIII.1-7 shows the basic use of a spec, via an example, where each instance references both the class, X (by definition), and a schema defined by one or more other classes P, Q or R. The instance gains the attributes of the Class X and the relevant spec classes (in the case of Instance X.1 the attributes are acquired from spec P (i.e., attribute P)). Class X indicates in its definition that instances of it will reference one or more specs. Each spec indicates the classes that it can apply to and in this case P, Q and R can all apply to Class X. Clearly there will be other classes in the model that P does not apply, there may be other classes that P does apply to and there may be other specs that do not apply to Class X. + +![Diagram illustrating the basic application of specifications to a class and instances. Class X is shown with attributes X and a reference to spec classes P, Q, and R. Instance X.1 is shown with attributes X and P, and Instance X.2 is shown with attributes X and R. Arrows indicate that instances reference the class and the relevant spec classes.](4683d9d0aa930d54f1c357b4595500b8_img.jpg) + +The diagram illustrates the relationship between a class, its specifications, and its instances. At the top, a box labeled 'Class X' contains '\_specClassRef' and 'attributes X'. Below it, a dashed box labeled 'Spec Classes for X' contains three boxes: 'P' (with 'attribute P'), 'Q', and 'R'. Arrows from 'Class X' point to each of these spec boxes, labeled 'Specify' and 'Spec applies to class'. To the right, two instance boxes are shown: 'Instance X.1' (with '\_specClassRef=P', 'attributeValues X', and 'attributeValues P') and 'Instance X.2' (with '\_specClassRef=R, Q', 'attributeValues X', and 'attributeValues R'). Arrows from these instances point to 'Class X', labeled 'Is an instance of X'. Other arrows point from the instances to the spec boxes: from 'Instance X.1' to 'P' and from 'Instance X.2' to 'R' and 'Q', both labeled 'Reference to schema'. A dashed arrow on the left points from the text 'Instance will reference schemas' to the spec classes box. + +Diagram illustrating the basic application of specifications to a class and instances. Class X is shown with attributes X and a reference to spec classes P, Q, and R. Instance X.1 is shown with attributes X and P, and Instance X.2 is shown with attributes X and R. Arrows indicate that instances reference the class and the relevant spec classes. + +G.7711-Y.1702(18)\_FXIII.1-7 + +Figure XIII.1-7 – Basic spec application + +### XIII.1.2.2 Spec with outgoing pointer + +Figure XIII.1-8 builds on the figure in the previous clause and adds a simple reference from a spec class to a class, Class Y (assumed for this example to be in the same model as class X). There is nothing special about the relationship from P to Class Y. The instance of X that reference spec class P acquire the attribute pointer to Class Y and hence can reference an instance of Y. In the example shown below the instance X.1 reference instance Y.6 via the attribute acquired from spec class P. + +As instance X.2 refers to a spec class R that does not refer to Class Y, instance X.2 cannot reference an instance of Class Y. So, instance X.2 references instance Y.9 is not allowed. + +![Diagram illustrating an outgoing pointer from a spec class to a class. Class X has a specRef attribute pointing to a group of spec classes (P, Q, R). Spec class P has a pointer attribute _ptrY pointing to Class Y. Instance X.1, which references spec class P, has a _ptrInstance Y(6) attribute and a solid blue arrow pointing to Instance Y.6. Instance X.2, which references spec class R, has a dashed red arrow pointing to Instance Y.9, which is marked as 'not allowed' because spec class R does not have a pointer to Class Y.](1dfdf70af2098bd2184482e00210e2fd_img.jpg) + +The diagram shows Class X with a `_specRef` attribute pointing to a group of spec classes P, Q, and R. Spec class P has an attribute `_ptrY` pointing to Class Y. Instance X.1, which references spec class P, has an attribute `_ptrInstance Y(6)` and a solid blue arrow pointing to Instance Y.6. Instance X.2, which references spec class R, has a dashed red arrow pointing to Instance Y.9, which is marked as "not allowed" because spec class R does not have a pointer to Class Y. + +Diagram illustrating an outgoing pointer from a spec class to a class. Class X has a specRef attribute pointing to a group of spec classes (P, Q, R). Spec class P has a pointer attribute \_ptrY pointing to Class Y. Instance X.1, which references spec class P, has a \_ptrInstance Y(6) attribute and a solid blue arrow pointing to Instance Y.6. Instance X.2, which references spec class R, has a dashed red arrow pointing to Instance Y.9, which is marked as 'not allowed' because spec class R does not have a pointer to Class Y. + +G.7711-Y.1702(18)\_FXIII.1-8 + +Figure XIII.1-8 – Outgoing pointer from spec + +### XIII.1.2.3 Spec with outgoing pointer from spec to spec + +A spec can be composed of other specs. Figure XIII.1-9 shows how a spec class J is a composed part of spec class P. In the example, instance X.1 refers to spec class P and hence acquires the attributes of P but it also acquires the composed part Jx which is locally identified in instance X.1 where Jx conforms to the spec class J. J may be used in the specs of many classes in the model. + +![Diagram illustrating an outgoing pointer from a spec class to another spec class. Class X has a specRef attribute pointing to a group of spec classes (P, Q, R). Spec class P has a pointer attribute _ptrSpecJ pointing to spec class J. Instance X.1, which references spec class P, has a _ptrInstanceJ.x attribute and a solid blue arrow pointing to Local instance J.x. Spec class J is shown as a general spec fragment.](91a701ba513a214f9c672205161cbf9f_img.jpg) + +The diagram shows Class X with a `_specRef` attribute pointing to a group of spec classes P, Q, and R. Spec class P has an attribute `_ptrSpecJ` pointing to spec class J. Instance X.1, which references spec class P, has an attribute `_ptrInstanceJ.x` and a solid blue arrow pointing to Local instance J.x. Spec class J is shown as a general spec fragment. + +Diagram illustrating an outgoing pointer from a spec class to another spec class. Class X has a specRef attribute pointing to a group of spec classes (P, Q, R). Spec class P has a pointer attribute \_ptrSpecJ pointing to spec class J. Instance X.1, which references spec class P, has a \_ptrInstanceJ.x attribute and a solid blue arrow pointing to Local instance J.x. Spec class J is shown as a general spec fragment. + +G.7711-Y.1702(18)\_FXIII.1-9 + +Figure XIII.1-9 – Outgoing pointer from spec to spec + +### XIII.1.2.4 Incoming pointer to spec + +The previous cases were somewhat normal in form. The case described here is more complex. An instance of Class Y can have an association to an instance of Class X only where the instance of Class X references spec class P. + +Class Y has a normal association to Class X but the association end attribute has a constraint that references spec class P. As Instance X.2 does not reference spec class P, Instance Y.6 is not allowed to reference Instance X.2 (note that in the diagram Instance Y.6 is shown twice). + +![UML diagram illustrating an incoming pointer to spec. Class X has attribute _specRef and attributes X. Instance X.1 has _specRefValue=P, attributeValues X, and attributeValues P. Instance X.2 has _specRefValue=R, attributeValues X, and attributeValues R. Class Y has attributes _ptrX+ and _ptrCaseP. Instance Y.6 has _ptrInstance(X.1) and is shown twice. A red arrow points from Instance Y.6 to Instance X.1. A red arrow points from Instance Y.6 to Instance X.2, labeled 'not allowed' with a red X. A dashed blue box labeled 'Spec Classes for X' contains Class X and Class Y. A dashed blue arrow points from Class X to Class Y, labeled 'Specify Spec applies to class'. A dashed blue arrow points from Class Y to Class X, labeled 'Y can have its own spec'. A dashed blue arrow points from Class Y to Class X, labeled 'Constraint list'.](87708d7a044f565718036080a06589e8_img.jpg) + +The diagram shows Class X with attribute `_specRef` and attributes `X`. Instance X.1 has `_specRefValue=P`, `attributeValues X`, and `attributeValues P`. Instance X.2 has `_specRefValue=R`, `attributeValues X`, and `attributeValues R`. Class Y has attributes `_ptrX+` and `_ptrCaseP`. Instance Y.6 has `_ptrInstance(X.1)` and is shown twice. A red arrow points from Instance Y.6 to Instance X.1. A red arrow points from Instance Y.6 to Instance X.2, labeled "not allowed" with a red X. A dashed blue box labeled "Spec Classes for X" contains Class X and Class Y. A dashed blue arrow points from Class X to Class Y, labeled "Specify Spec applies to class". A dashed blue arrow points from Class Y to Class X, labeled "Y can have its own spec". A dashed blue arrow points from Class Y to Class X, labeled "Constraint list". + +UML diagram illustrating an incoming pointer to spec. Class X has attribute \_specRef and attributes X. Instance X.1 has \_specRefValue=P, attributeValues X, and attributeValues P. Instance X.2 has \_specRefValue=R, attributeValues X, and attributeValues R. Class Y has attributes \_ptrX+ and \_ptrCaseP. Instance Y.6 has \_ptrInstance(X.1) and is shown twice. A red arrow points from Instance Y.6 to Instance X.1. A red arrow points from Instance Y.6 to Instance X.2, labeled 'not allowed' with a red X. A dashed blue box labeled 'Spec Classes for X' contains Class X and Class Y. A dashed blue arrow points from Class X to Class Y, labeled 'Specify Spec applies to class'. A dashed blue arrow points from Class Y to Class X, labeled 'Y can have its own spec'. A dashed blue arrow points from Class Y to Class X, labeled 'Constraint list'. + +G.7711-Y.1702(18)\_FXIII.1-10 + +Figure XIII.1-10 – Incoming pointer to spec + +In Figure XIII.1-11, Class Y simply has a constraint list entry of spec class P. The specific mechanism is that Class Y has an association to spec class P. In the instantiation of Class Y the association is transformed to an attribute of an unspecified class that takes that can reference any Instance. + +The only instances that are allowed to be referenced are those that reference spec class P. In this case Instance X.1 references spec class P and so can be referenced by Instance Y.6 but Instance X.2 does not reference spec class P and so cannot be referenced by Instance Y.6 (note that in the diagram Instance Y.6 is shown twice). + +In this form, unlike the previous form, any class that spec class P references can have instances that can be referenced by Instances of Class Y (i.e., not just instances of Class X). + +![UML diagram showing Class X, Instance X.1, Instance X.2, Class Y, and Instance Y.6 with relationships and constraints.](5663991a761141b2ebb40327ca5231de_img.jpg) + +The diagram illustrates the relationship between a base class, its specifications, and its instances. **Class X** has a `_specRef` attribute pointing to `attributes X`. A dashed box labeled "Spec Classes for X" contains three stacked boxes representing specifications with attributes `P`, `Q`, and `R`. Arrows from these specifications point to **Class X** with the label "Specify Spec applies to class". **Instance X.1** has `_specRefValue=P`, `attributeValues X`, and `attributeValues P`. **Instance X.2** has `_specRefValue=R`, `attributeValues X`, and `attributeValues R`. **Class Y** has a `_ptrCaseP` attribute and is associated with a "Constraint list". **Instance Y.6** has a `_ptrInstance(X.1)` attribute. A red arrow points from **Instance Y.6** to **Class X**. A dashed red arrow points from **Instance Y.6** to another **Instance Y.6** (with `_ptrInstance(X.2)`) and is labeled "– not allowed X". A text box explains: "Reference is UNSPECIALIZED Any instance that uses spec P can be associated This is essentially a simple policy in the run time system". The code `G.7711-Y.1702(18)_FXIII.1-11` is shown at the bottom right. + +UML diagram showing Class X, Instance X.1, Instance X.2, Class Y, and Instance Y.6 with relationships and constraints. + +**Figure XIII.1-11 – Incoming pointer to spec – sparse form** + +**XIII.1.2.5 Outgoing pointer from spec to spec** + +In this case, it is necessary for some but not all cases of one class (in this example Class X) to be allowed to relate to some but not all cases of another class (in this example Class Y). To achieve this, a spec class, P, that specifies Class X references a spec class, F, that specifies Class Y. + +In the instantiation, just as in the previous case, the association end attribute is of unspecified class. So, whilst the association end attribute in spec class P is specific to spec class F, the attribute in Instance X.4 is unspecialized, i.e., can reference an instance of any class. + +There needs to be sufficient information in the spec to guide the tooling to form the correct ptr structure. + +![UML diagram showing Class X, Class Y, Instance X.4, and Instance Y.9 with relationships and constraints.](a039fb8b12145d0f07b5b3a64e84fcd4_img.jpg) + +The diagram shows **Class X** with `_specRef attributes X` and specifications with attributes `P`, `Q`, and `R`. One specification has an attribute `P` with a `_ptrSpecF` attribute pointing to **Class Y**. **Class Y** has `_specRef attribute Y` and specifications with attributes `F`, `G`, and `H`. **Instance X.4** has `_specRefValue=P`, `attributeValues X`, `attributeValues P`, and `_ptrInstance (Y.9)`. **Instance Y.9** has `_specRefValue=F`, `attributeValues Y`, and `attributeValues F`. A red arrow points from **Instance X.4** to **Class Y**. A text box explains: "Reference is UNSPECIALIZED Any instance that uses spec F can be associated. This is essentially a simple policy in the run time system." The code `G.7711-Y.1702(18)_FXIII.1-12` is shown at the bottom right. + +UML diagram showing Class X, Class Y, Instance X.4, and Instance Y.9 with relationships and constraints. + +**Figure XIII.1-12 – Outgoing pointer from spec to spec** + +**XIII.1.2.6 Incoming pointer from spec extension to spec** + +In some cases, a spec class may be extended after it has been defined (i.e., independently of its construction) without changing the spec class. The extension is composition but the spec class to be extended does not carry the attribute reference. The extension provides a reference that is essentially reverse navigable. + +In the example an Instance X.1 references spec class P and acquires those attributes, it also has a composition navigable from Instance X.1 to local Instance Jx, where Instance Jx reference spec class J. This is valid against the specs due to the reverse navigable composition. + +![Diagram of incoming pointer from spec extension to spec](5f07e508bcb460244d3958773a51de14_img.jpg) + +This diagram illustrates the relationship between a base class, its specification, and its extensions. At the top left, a box labeled **Class X** contains `_specRef *` and `attributes X`. Below it, a dashed box labeled **Spec Classes for X** contains a box for **attribute P** with sub-attributes **P**, **Q**, and **R**. A red arrow labeled "Specify Spec applies to class" points from the attribute box to Class X. To the right, **Instance X.1** (with `_specRefValue=P, J`, `attributeValues X`, `attributeValues P`, and `_ptrInstance J.x`) and **Instance X.2** (with `_specRefValue=R`, `attributeValues X`, and `attributeValues R`) both point to Class X. Instance X.1 has a blue arrow pointing to a **Local instance J.x** (with `attributeValues J`). A red arrow labeled "attributes J" points from Local instance J.x to a box labeled **ptrPartOfP J** (with `attributes J`). This box is part of a group labeled **Extensions of P**. A red arrow points from the **ptrPartOfP J** box back to the **attribute P** box in the Spec Classes for X. + +Diagram of incoming pointer from spec extension to spec + +G.7711-Y.1702(18)\_FXIII.1-13 + +**Figure XIII.1-13 – Incoming pointer from spec extension to spec** + +Figure XIII.1-14 provides a sketch of the realization of an instance of X. The "Instantiation Policy" guides the "Instantiation Engine" to extend instances of Class X that are specified by spec class P with spec class J. If, as is probably normally the case, all instances of Class X that are specified by spec class P should also be extend by spec class J, then the policy can be automatically constructed by exploring the spec repository for all spec that have appropriate references to spec class P and ensuring that the policy includes the extension. In this case it is assumed that only spec class J exists as an extension of spec class P. + +![Diagram of incoming pointer from spec extension to spec with policy](07794d2c4be5421801f5fd9d8fb4640e_img.jpg) + +This diagram shows the instantiation process. At the top, an **Instantiation policy** box contains "Extend X(P) with J" and points to **Class X** (with `_specRef` and `attributes X`). Class X points to an **Instantiation engine for X**, which in turn points to **Instance X.1** and **Instance X.2**. Instance X.1 points to a **Local instance J.x** (with `attributeValues J`). A red arrow labeled "attributes J" points from Local instance J.x to a box labeled **ptrPartOfP J** (with `attributes J`), which is part of a group labeled **Extensions of P**. A red arrow points from the **ptrPartOfP J** box to a box for **attribute P** (with sub-attributes **P**, **Q**, and **R**) inside a dashed box labeled **Spec Classes for X**. A red arrow labeled "Specify Spec applies to class" points from the attribute box to Class X. + +Diagram of incoming pointer from spec extension to spec with policy + +Policy driven specified extension of explicit spec driven augmentation + +G.7711-Y.1702(18)\_FXIII.1-14 + +**Figure XIII.1-14 – Incoming pointer from spec extension to spec with policy** + +### XIII.1.3 LTP spec examples + +Examples of LTP/LP spec will be provided in a later release. Work is proceeding on [b-ONF TAPI] on LTP/LP Specs. + +# Appendix XIV + +## Resilience examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides various examples of the use of the CIM to represent common resilience schemes. This appendix is not exhaustive. The model is built from a several generalized constructs that should readily support many other protection schemes not described here. + +The examples in this appendix are built from descriptions in other parts of the Recommendation, especially Annex E227. + +The following diagram highlights the symbols used for various classes in the resilience model. + +![Figure XIV-1 – Instance diagram key. This diagram illustrates the symbols and classes used in the resilience model. It includes a top section with icons for 'Output FcSwitch' and 'Input FcSwitch (default case no ](813893146436a8b198f017c9848ff022_img.jpg) + +FC shown with one route. FC is likely to have several routes + +Output FcSwitch + +Input FcSwitch (default case no "i" shown) + +C&SC "real" Configuration and switch controller + +C&SC "emergent" controller + +Directional aspect of FcPort and flow within FC + +--- Flow from right to left + +-.- Flow from left to right + +◀ Flow from right to left + +▶ Flow from left to right + +● Common point of switch (identified in FC spec) + +CoreModel Diagram Resilience-KeyToModel + +G.7711(25) + +Figure XIV-1 – Instance diagram key. This diagram illustrates the symbols and classes used in the resilience model. It includes a top section with icons for 'Output FcSwitch' and 'Input FcSwitch (default case no + +Figure XIV-1 – Instance diagram key + +### XIV.1 Linear protection schemes + +#### XIV.1.1 1?1 cases + +This clause deals with basic 1+1 and 1:1 cases and shows how they can be represented. The abbreviation 1?1 has been used where the description is common between both 1+1 and 1:1. + +227 Many of the examples in this appendix were in Annex E. + +![Figure XIV.1-1: Simple summary example of 1?1 cases (represented via partition).](eb8b7df8a0c294b217f369f3ab60d0b5_img.jpg) + +This diagram illustrates a network hierarchy. At the top, a yellow oval represents a network element. Below it, a 'Partition' arrow points to a section labeled 'FcHasLowerLevelFcs', which contains several smaller yellow ovals and green/purple rectangular nodes. At the bottom, three orange rectangular boxes represent Network Elements (NEs), each containing green and purple nodes. Connections are shown between the top element, the partitioned section, and the NEs. The label 'G.7711-Y.1702(22)\_FXIV.1-1' is in the bottom right. + +Figure XIV.1-1: Simple summary example of 1?1 cases (represented via partition). + +**Figure XIV.1-1 – Simple summary example of 1?1 cases (represented via partition)** + +Figure XIV.1-1 shows a simple summary example of a 1?1 case in a basic network with three NEs. Clearly this can be generalized further to be in a rule form. A specific solution can include zero or more NEs on either path228. The end-end FC is partitioned into subordinate (i.e., is an aggregation of the subordinate parts via FcHasLowerLevelFcs). The scheme may involve signalling. + +![Figure XIV.1-2: Showing detail of a single ended view of 1+1 and 1:1 switches.](22bc00786ec695ce6ec551108bab8b80_img.jpg) + +This diagram shows four detailed views of switch configurations, each enclosed in a red dashed circle and connected to a central network diagram by red dashed arrows. + +1. **1+1 (alternative)**: Shows a yellow box with a 'C&SC' block and four ports. + +2. **1:1 independent**: Shows a yellow box with a 'C&SC' block, a port labeled 'i', and a port labeled 'o'. Text to the right notes: 'Per-flow controller visible to fabric controller and provided to multi-fabric controller. May be provided to network domain controller'. + +3. **1+1**: Shows a yellow box with a 'C&SC' block, a port labeled 'i', and a port labeled 'o'. + +4. **1:1 rx/tx ganged**: Shows a yellow box with a 'C&SC' block, a port labeled 'bi', and a port labeled 'o'. + +A legend on the bottom right lists: + + +- Orchestrator +- Network controller +- Network domain controller +- Multi-fabric controller +- Fabric controller +- Multi-flow controller +- Per-flow controller + + The label 'G.7711-Y.1702(22)\_FXIV.1-2' is in the bottom right. + +Figure XIV.1-2: Showing detail of a single ended view of 1+1 and 1:1 switches. + +**Figure XIV.1-2 – Showing detail of a single ended view of 1+1 and 1:1 switches** + +228 Note that there is work in progress to develop scheme specs that will provide a rule based view of the scheme. + +Figure XIV.1-2 shows a nodal view and highlights ConfiguraionAndSwitchControllers (CASC) encapsulated in the FcSwitch in some cases and in FC in others. The encapsulation chosen depends upon the scope of control of the CASC. The encapsulation is via FcSwitchCoordinatedByInternalControl when in the FcSwitch and FcSwitchesInFcCoordinatedBySwitchCoordinator when in the FC. + +![Figure XIV.1-3: Showing an emergent abstract controller in a 1:1 case. The diagram illustrates a network architecture with multiple layers. At the top, a yellow horizontal bar represents a 'Multi-fabric controller' which may be provided to a network domain controller and a network controller. Below this, a dashed red oval encloses a central 'C&SC' (Configuration and Switch Controller) block. This central block is connected to two identical yellow rectangular blocks below it, each containing its own 'C&SC' block. These lower 'C&SC' blocks are connected to a network of nodes (represented by circles and triangles) via dashed lines. Annotations include: 'Common parameters only' pointing to the top controller, 'Multi-fabric controller. May be provided to network domain controller and to the network controller' pointing to the top controller, and 'Need to add parameters related to the control and signalling. Should base on the generalized controller model' pointing to the lower controllers. The diagram is labeled G.7711-Y.1702(22)_FXIV.1-3.](26e9d4e456053012de64ca9c92134409_img.jpg) + +Figure XIV.1-3: Showing an emergent abstract controller in a 1:1 case. The diagram illustrates a network architecture with multiple layers. At the top, a yellow horizontal bar represents a 'Multi-fabric controller' which may be provided to a network domain controller and a network controller. Below this, a dashed red oval encloses a central 'C&SC' (Configuration and Switch Controller) block. This central block is connected to two identical yellow rectangular blocks below it, each containing its own 'C&SC' block. These lower 'C&SC' blocks are connected to a network of nodes (represented by circles and triangles) via dashed lines. Annotations include: 'Common parameters only' pointing to the top controller, 'Multi-fabric controller. May be provided to network domain controller and to the network controller' pointing to the top controller, and 'Need to add parameters related to the control and signalling. Should base on the generalized controller model' pointing to the lower controllers. The diagram is labeled G.7711-Y.1702(22)\_FXIV.1-3. + +**Figure XIV.1-3 – Showing an emergent abstract controller in a 1:1 case** + +Figure XIV.1-3 shows a case of 1:1 independent switching (where the two directions of traffic are switched independently). The figure assumes that there is a distributed control solution (where the CASCs in the FCs signal each other) and highlights an emergent CASC which does not actually exist in the real control solution, but which can be expressed to collect together parameters that should be set to the same value at both ends. In the network the coordination occurs through peer signalling. Above the network the SDN controller may realize the coordination229. + +229 This recognition of levels of control from the most basic local two state switch controller through the various levels shown here and on two ring controllers and the SDN controller peer-hierarchy is a manifestation of and a validation of the concept of the management-control continuum. Representation of the management-control continuum will be further explored in the next release. + +![Figure XIV.1-4: A diagram showing a basic route based representation of the 1:1 protection scheme. At the top, a yellow bar represents the network edge. Below it, two horizontal blue bars represent 'Route 1' and 'Route 2'. Route 1 contains several green squares (FCs) and yellow rectangles (LTPs). Route 2 also contains green squares and yellow rectangles. Below these routes, three orange boxes represent different network segments or switches. Arrows indicate the flow of data between the routes and the segments. Labels 'FcHasRoute' are present above the routes. A small text 'G.7711-Y.1702(22)_FXIV.1-4' is in the bottom right corner.](004c707421d578fa8c4d85ffa618475b_img.jpg) + +Figure XIV.1-4: A diagram showing a basic route based representation of the 1:1 protection scheme. At the top, a yellow bar represents the network edge. Below it, two horizontal blue bars represent 'Route 1' and 'Route 2'. Route 1 contains several green squares (FCs) and yellow rectangles (LTPs). Route 2 also contains green squares and yellow rectangles. Below these routes, three orange boxes represent different network segments or switches. Arrows indicate the flow of data between the routes and the segments. Labels 'FcHasRoute' are present above the routes. A small text 'G.7711-Y.1702(22)\_FXIV.1-4' is in the bottom right corner. + +**Figure XIV.1-4 – Showing a basic route based representation of the 1:1 protection scheme** + +Figure XIV.1-4 shows an alternative representation of the 1:1 to that shown in Figure XIV.1-1 Simple summary example of 1:1 cases. In the representation above two FcRoutes are used to represent the two alternative flows across the network. It should be noted that the FCs at the ends of each route are associated with the same LTPs and are only not conflicting because of the switches that they encapsulate (which when appropriately coordinated can ensure that only one FC is feeding the LTP at any time). The FcPort that can be switched off, i.e., be open, to ensure conflict can be avoided are depicted in grey (an output FcPort that can be switched off can share an LTP with another similar output FcPort and hence is called a sharing FcPort in this document). The FcSpec would identify the port via the switch configuration definition. + +Figure XIV.1-5 shows an alternative, slightly more verbose, representation of the 1:1 protection using two levels of route whether the top-level routes have FCs that have the same span and the end-end FC230. + +The FCs of the route are contained in the route via the RouteIsDescribedByFc composition association and hence are not members of an FD. The FCs are used to represent flow and are defined in terms of the LTPs they reference in the context of the Route. The FD if visible would still have the FCs as shown in Figure XIV.1-1, Simple summary example of 1:1 cases. + +230 This pattern of "decomposition" of the FC into two parallel FCs is also used when the FC is representing a Control Plane Call and when there is a need to combine two unidirectional FCs into a bidirectional FC. In these cases the decomposition takes place via the FcHasLowerLevelFcs association and the FCs are members of an FD via the FdContainsFc association. + +![Figure XIV.1-5: Two level route based representation of the 1:1 protection scheme. The diagram shows two main routes, 'Route 1' and 'Route 2', each with a corresponding protection path, 'Route 1d' and 'Route 2d'. Route 1 and Route 2 are represented by yellow horizontal bars labeled 'FC1' and 'FC2' respectively. Route 1d and Route 2d are represented by light blue horizontal bars. The diagram illustrates the flow of traffic and protection signals through various nodes, represented by green and purple rectangles. Arrows indicate the direction of traffic flow. Labels 'FcHasRoute' are present above the routes. At the bottom, there are three orange boxes representing different network domains or nodes. The diagram is labeled 'G.7711-Y.1702(22)_FXIV.1-5'.](570f62943c32a8ad78a7898137afd9ac_img.jpg) + +Figure XIV.1-5: Two level route based representation of the 1:1 protection scheme. The diagram shows two main routes, 'Route 1' and 'Route 2', each with a corresponding protection path, 'Route 1d' and 'Route 2d'. Route 1 and Route 2 are represented by yellow horizontal bars labeled 'FC1' and 'FC2' respectively. Route 1d and Route 2d are represented by light blue horizontal bars. The diagram illustrates the flow of traffic and protection signals through various nodes, represented by green and purple rectangles. Arrows indicate the direction of traffic flow. Labels 'FcHasRoute' are present above the routes. At the bottom, there are three orange boxes representing different network domains or nodes. The diagram is labeled 'G.7711-Y.1702(22)\_FXIV.1-5'. + +**Figure XIV.1-5 – Showing a two level route based representation of the 1:1 protection scheme** + +Figure XIV.1-6 shows the preferred route based representation which is a hybrid of the two where the FC of a route is described in terms of FCs via the FcHasLowerLevelFcs such that the lower level (nodal) FCs are in the context of FDs via the FdContainsFcs aggregation (a usual partition). + +![Figure XIV.1-6: Preferred route based representation of the 1:1 protection scheme. This diagram is a hybrid of the previous one. It shows 'Route 1' and 'Route 2' with their protection paths. Route 1 is associated with 'FC1' and Route 2 with 'FC2'. The diagram uses 'FcHasRoute' labels for the main routes and 'FcHasLowerLevelFc' labels to show the relationship between the main routes and the lower-level (nodal) FCs. The structure of nodes (green and purple rectangles) and traffic flow arrows is similar to Figure XIV.1-5. The bottom section shows three orange boxes representing network domains. The diagram is labeled 'G.7711-Y.1702(22)_FXIV.1-6'.](cd14f30180e509363d1ad4f6b4626bfb_img.jpg) + +Figure XIV.1-6: Preferred route based representation of the 1:1 protection scheme. This diagram is a hybrid of the previous one. It shows 'Route 1' and 'Route 2' with their protection paths. Route 1 is associated with 'FC1' and Route 2 with 'FC2'. The diagram uses 'FcHasRoute' labels for the main routes and 'FcHasLowerLevelFc' labels to show the relationship between the main routes and the lower-level (nodal) FCs. The structure of nodes (green and purple rectangles) and traffic flow arrows is similar to Figure XIV.1-5. The bottom section shows three orange boxes representing network domains. The diagram is labeled 'G.7711-Y.1702(22)\_FXIV.1-6'. + +**Figure XIV.1-6 – Showing the preferred route based representation of the 1:1 protection scheme** + +This approach for the 1:1 case, which may involve signalling, with a decomposition then partition is used in following diagrams. + +Figure XIV.1-7 shows the ConfigurationAndSwitchControl (CASC) positions and their associations (ControllerGovernsSubordinateController). The figure shows a number of potential emergent controllers as well as some real controllers assuming a distributed control scheme. + +![Figure XIV.1-7: Route based representation of the 1:1 protection scheme showing CASCs. The diagram illustrates two routes, 'Route 1' and 'Route 2', each containing a Fiber Controller (FC1 and FC2). CASC (ConfigurationAndSwitchControl) units are shown at various points, associated with the routes via 'FcHasRoute' and 'FcHasLowerLevelFc' relationships. The bottom section shows three separate network nodes, each with their own set of switches and controllers, connected to the main routes.](0ffe86fbf2e7bd0c67db6f42c12df734_img.jpg) + +The diagram shows a hierarchical control structure for a 1:1 protection scheme. At the top, a yellow bar represents the overall system. Below it, 'Route 1' and 'Route 2' are shown as horizontal bars. 'Route 1' contains a yellow box labeled 'FC1' with a 'C&SC' (ConfigurationAndSwitchControl) unit. 'Route 2' contains a yellow box labeled 'FC2' with a 'C&SC' unit. Various green and purple boxes represent switches and other components. Arrows indicate control relationships: 'FcHasRoute' (blue arrows from FCs to C&SCs), 'FcHasLowerLevelFc' (blue arrows from FCs to switches), and 'ControllerGovernsSubordinateController' (red arrows from C&SCs to switches). At the bottom, three separate network nodes are shown, each with their own set of switches and controllers, connected to the main routes. + +Figure XIV.1-7: Route based representation of the 1:1 protection scheme showing CASCs. The diagram illustrates two routes, 'Route 1' and 'Route 2', each containing a Fiber Controller (FC1 and FC2). CASC (ConfigurationAndSwitchControl) units are shown at various points, associated with the routes via 'FcHasRoute' and 'FcHasLowerLevelFc' relationships. The bottom section shows three separate network nodes, each with their own set of switches and controllers, connected to the main routes. + +**Figure XIV.1-7 – Route based representation of the 1:1 protection scheme showing CASCs** + +Figure XIV.1-8 shows a nodal view for one route and highlights ConfigurationAndSwitchControllers (CASC) encapsulated in the FcSwitch in some cases and in FC in others. The encapsulation chosen depends upon the scope of control of the CASC. The encapsulation is via FcSwitchCoordinatedByInternalControl when in the FcSwitch and FcSwitchesInFcCoordinatedBySwitchCoordinator when in the FC. + +Some of the diagrams in Figure XIV.1-8 (in dotted red ellipses) use a mixture of output and input switches (designated by "o" and "i" respectively). + +![Figure XIV.1-8: Showing detail of a single ended view of 1+1 and 1:1 switches in a route context. The diagram illustrates four switch configurations: 1+1 (alternative), 1:1 independent, 1+1, and 1:1 ganged. Each configuration is shown within a yellow rectangular box representing a node. The 1+1 (alternative) and 1+1 boxes show a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'i'. The 1:1 independent box shows a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'o'. The 1:1 ganged box shows a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'bi'. Red dashed lines connect these four boxes to a larger network diagram at the top of the page. A small text label 'G.7711-Y.1702(22)_FXIV.1-8' is located at the bottom right of the diagram area.](40076a67faad15ac7d9c30e2fcb252b8_img.jpg) + +Figure XIV.1-8: Showing detail of a single ended view of 1+1 and 1:1 switches in a route context. The diagram illustrates four switch configurations: 1+1 (alternative), 1:1 independent, 1+1, and 1:1 ganged. Each configuration is shown within a yellow rectangular box representing a node. The 1+1 (alternative) and 1+1 boxes show a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'i'. The 1:1 independent box shows a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'o'. The 1:1 ganged box shows a 'C&SC' block connected to two input ports (left) and two output ports (right), with a switch mechanism labeled 'bi'. Red dashed lines connect these four boxes to a larger network diagram at the top of the page. A small text label 'G.7711-Y.1702(22)\_FXIV.1-8' is located at the bottom right of the diagram area. + +**Figure XIV.1-8 – Showing detail of a single ended view of 1+1 and 1:1 switches in a route context** + +Figure XIV.1-9 shows the interaction between the CASCs of the FCs of the two routes. The interaction is via a balanced dual form of the ControllerGovernsController231 association used to indicate a peer relationship. Setting values for one controller will affect the values in the peer. + +Rules for the effect need to be stated in the spec. If aspects of the peering can be disabled this would lead to attributes to control those aspects. + +231 Note that this association is Experimental. + +![Diagram illustrating the single-ended view of 1:1 switches in a route context with peer CASC coordination. The top part shows a network topology with multiple nodes and links. A red dashed circle highlights a specific section of the network. Below this, a detailed view of the highlighted section is shown, labeled '1:1 independent'. This view contains two yellow boxes, each representing a 'C&SC' (Control and Switching Controller). Each box has two input ports on the left and two output ports on the right. Inside each box, there are two switches: a solid black circle and a white circle with a black dot. Arrows indicate the flow of traffic from the input ports through the switches to the output ports. A red dashed line connects the highlighted section in the network topology to the detailed view. To the right of the detailed view, text states 'Same applies for other 1:1 and 1+1 route cases.' At the bottom right of the diagram, the text 'G.7711-Y.1702(22)_FXIV.1-9' is present.](4e6c4588da67f4bd943f45e2562ac72f_img.jpg) + +1:1 independent + +Same applies for other 1:1 and 1+1 route cases. + +G.7711-Y.1702(22)\_FXIV.1-9 + +Diagram illustrating the single-ended view of 1:1 switches in a route context with peer CASC coordination. The top part shows a network topology with multiple nodes and links. A red dashed circle highlights a specific section of the network. Below this, a detailed view of the highlighted section is shown, labeled '1:1 independent'. This view contains two yellow boxes, each representing a 'C&SC' (Control and Switching Controller). Each box has two input ports on the left and two output ports on the right. Inside each box, there are two switches: a solid black circle and a white circle with a black dot. Arrows indicate the flow of traffic from the input ports through the switches to the output ports. A red dashed line connects the highlighted section in the network topology to the detailed view. To the right of the detailed view, text states 'Same applies for other 1:1 and 1+1 route cases.' At the bottom right of the diagram, the text 'G.7711-Y.1702(22)\_FXIV.1-9' is present. + +**Figure XIV.1-9 – Single ended view of 1:1 switches in a route context with peer CASC coordination** + +Figure XIV.1-10 shows the controller peering between routes (emergent as the scheme is assumed to be a distributed control scheme) and also the emergent control in the end-end FC. It is proposed that the orientation convention is that input switch is preferred when ambiguous. + +![Diagram illustrating nodal controller peering in a route context. It shows a hierarchy of network elements. At the top, a dashed red box contains a complex network structure. Below it, a large dashed red oval labeled '1:1 independent' contains three stacked yellow rectangular blocks. Each block has a 'C&SC' (Controller & Switch Controller) at the top. The middle block has a route selected from 'FcPort2-FcPort1', and the bottom block has a route selected from 'FcPort1-FcPort2'. Arrows indicate peering connections between the C&SC units. At the bottom, three small network diagrams are shown, connected by a dashed red line from the top box.](7be65c99e859604f653de03aa0c095e9_img.jpg) + +G.7711-Y.1702(22)\_FXIV.1-10 + +Diagram illustrating nodal controller peering in a route context. It shows a hierarchy of network elements. At the top, a dashed red box contains a complex network structure. Below it, a large dashed red oval labeled '1:1 independent' contains three stacked yellow rectangular blocks. Each block has a 'C&SC' (Controller & Switch Controller) at the top. The middle block has a route selected from 'FcPort2-FcPort1', and the bottom block has a route selected from 'FcPort1-FcPort2'. Arrows indicate peering connections between the C&SC units. At the bottom, three small network diagrams are shown, connected by a dashed red line from the top box. + +**Figure XIV.1-10 – Nodal controller peering in a route context** + +**XIV.1.2 1?1 open protection cases** + +The figures in this clause are similar to those of the previous clause. + +![Diagram illustrating a simple summary example of open 1?1 cases. It shows a network topology with a central yellow oval containing a horizontal bar. Below it, several nodes (squares and circles) are connected by lines. A text box on the left states: 'The "FcType" for the upper and the subordinate FCs are the same (the FC spec would be the same)'. At the bottom, two orange rectangular blocks represent network elements. A dashed blue line at the bottom right is labeled 'G.7711-Y.1702(22)_FXIV.1-11'.](741224c67d0cdea1509e00ab48e1ac72_img.jpg) + +G.7711-Y.1702(22)\_FXIV.1-11 + +Diagram illustrating a simple summary example of open 1?1 cases. It shows a network topology with a central yellow oval containing a horizontal bar. Below it, several nodes (squares and circles) are connected by lines. A text box on the left states: 'The "FcType" for the upper and the subordinate FCs are the same (the FC spec would be the same)'. At the bottom, two orange rectangular blocks represent network elements. A dashed blue line at the bottom right is labeled 'G.7711-Y.1702(22)\_FXIV.1-11'. + +**Figure XIV.1-11 – Simple summary example of open 1?1 cases** + +Figure XIV.1-11 shows a simple summary example of an open 1?1 case (e.g., where only one end of the recovery scheme is within the scope of the SDN controller) in a basic network with three NEs. Clearly this can be generalized further to be in a rule form. + +![Diagram of an emergent abstract controller in an open 1:1 switching scenario. The diagram shows a network of nodes and links at the top, with a detailed view below enclosed in a red dashed oval. This view contains three yellow rectangular blocks representing network domains. The top block has a 'C&SC' (Control and Signaling Controller) connected to multiple nodes. The bottom-left block also has a 'C&SC' connected to nodes. The bottom-right block is empty. Arrows indicate control signals and parameters between these controllers and nodes. Annotations include: 'Multi-fabric controller. May be provided to network domain controller and to the network controller' pointing to the top C&SC; 'All control parameters etc.' pointing to the top-right area; and 'Need to add parameters related to the control and signalling. Should base on the generalized controller model' pointing to the bottom-right area. A reference code 'G.7711-Y.1702(22)_FXIV.1-12' is at the bottom right.](5a43b8ef2db63ac99a6fb75aa61ebeab_img.jpg) + +Diagram of an emergent abstract controller in an open 1:1 switching scenario. The diagram shows a network of nodes and links at the top, with a detailed view below enclosed in a red dashed oval. This view contains three yellow rectangular blocks representing network domains. The top block has a 'C&SC' (Control and Signaling Controller) connected to multiple nodes. The bottom-left block also has a 'C&SC' connected to nodes. The bottom-right block is empty. Arrows indicate control signals and parameters between these controllers and nodes. Annotations include: 'Multi-fabric controller. May be provided to network domain controller and to the network controller' pointing to the top C&SC 'All control parameters etc.' pointing to the top-right area; and 'Need to add parameters related to the control and signalling. Should base on the generalized controller model' pointing to the bottom-right area. A reference code 'G.7711-Y.1702(22)\_FXIV.1-12' is at the bottom right. + +**Figure XIV.1-12 – Showing an emergent abstract controller in an open 1:1** + +Figure XIV.1-12 shows a case of 1:1 independent switching (where the two directions of traffic are switched independently). The figure assumes that there is a distributed control solution (where the CASCs in the FCs signal each other) and highlights an emergent CASC which does not actually exist in the real control solution but which can be expressed to collect together parameters that should be set to the same value at both ends. In the network the coordination occurs through peer signalling where the peer signalling is between CASCs one of which is outside this view. Above the network the SDN controller may realize the coordination but to do this it will itself need to have communication with network peers (SDN controllers or other management-control entities) that control the off-network end(s) of the protection scheme. + +![Diagram illustrating a route approach for open 1:1 cases. It shows two routes, 'Route 1' and 'Route 2', represented by yellow bars with white circles at their ends. Below these routes, a network of nodes is shown: green squares, purple rectangles, and yellow rectangles with two white circles. Arrows indicate connections between these nodes and the routes. At the bottom, two orange rectangular boxes represent domains, each containing a yellow rectangle with two green squares and two purple rectangles. A line connects the two domains. A small text label 'G.7711-Y.1702(22)_FXIV.1-13' is located at the bottom right of the diagram.](ae94cc8a2e767eb4f87c9d7cb812d6da_img.jpg) + +Diagram illustrating a route approach for open 1:1 cases. It shows two routes, 'Route 1' and 'Route 2', represented by yellow bars with white circles at their ends. Below these routes, a network of nodes is shown: green squares, purple rectangles, and yellow rectangles with two white circles. Arrows indicate connections between these nodes and the routes. At the bottom, two orange rectangular boxes represent domains, each containing a yellow rectangle with two green squares and two purple rectangles. A line connects the two domains. A small text label 'G.7711-Y.1702(22)\_FXIV.1-13' is located at the bottom right of the diagram. + +**Figure XIV.1-13 – Simple summary example of open 1:1 cases showing route approach** + +Figure XIV.1-14 shows the preferred route based representation which is a hybrid of the two where the FC of a route is described in terms of FCs via the FcHasLowerLevelFcs such that the lower level (nodal) FCs are in the context of FDs via the FdContainsFcs aggregation (a usual partition). + +Figure XIV.1-14 shows the interaction between the CASCs of the FCs of the two routes. The interaction is the same as discussed earlier for Figure XIV.1-9, Single ended view of 1:1 switches in a route context with peer CASC coordination. + +![Diagram illustrating the single ended view of open 1:1 switches in a route context with peer CASC coordination. The top part shows a network topology with multiple paths and switches. A red dashed circle highlights a specific switch configuration. The bottom part, labeled '1:1 independent', shows two yellow boxes representing the switches. Each box contains a 'C&SC' (Control and Switching) unit connected to two optical ports. The ports are connected by a dashed line representing the optical path, and a solid line representing the control path. The text 'G.7711-Y.1702(22)_FXIV.1-14' is visible at the bottom right of the diagram.](3600801fb4c34c9aa22b834d51213c2e_img.jpg) + +Diagram illustrating the single ended view of open 1:1 switches in a route context with peer CASC coordination. The top part shows a network topology with multiple paths and switches. A red dashed circle highlights a specific switch configuration. The bottom part, labeled '1:1 independent', shows two yellow boxes representing the switches. Each box contains a 'C&SC' (Control and Switching) unit connected to two optical ports. The ports are connected by a dashed line representing the optical path, and a solid line representing the control path. The text 'G.7711-Y.1702(22)\_FXIV.1-14' is visible at the bottom right of the diagram. + +**Figure XIV.1-14 – Single ended view of open 1:1 switches in a route context with peer CASC coordination** + +Figure XIV.1-15 shows the controller peering between routes (emergent as the scheme is assumed to be a distributed control scheme) and also the emergent control in the end-end FC. + + + +![Figure XIV.1-16: Simple summary example of 1:N cases (represented via partition).](3ffe1dfb268095f8b2ebcc4d58568a5a_img.jpg) + +The diagram illustrates a network architecture for 1:N protection. At the top, a yellow oval labeled 'Showing only trib 1 and E' contains two horizontal yellow bars representing traffic paths. Below this, a 'Partition' arrow points to a central node (yellow circle) which has multiple input/output ports. To the left of this node, traffic paths 1 and E are shown entering. To the right, paths W1 and P are shown exiting. Below the central node, a detailed Network Element (NE) view shows three traffic signals (Trib 1, 2, 3) and Extra Traffic (E) on the left, and their corresponding lines (W1, W2, W3, P) on the right. Each traffic signal is connected to a yellow rectangle, which is then connected to a green rectangle, which is finally connected to the line. The lines W1, W2, W3, and P are shown as horizontal lines connecting the two sides of the network. The text 'G.7711-Y.1702(22)\_FXIV.1-16' is located at the bottom right of the diagram. + +Figure XIV.1-16: Simple summary example of 1:N cases (represented via partition). + +**Figure XIV.1-16 – Simple summary example of 1:N cases (represented via partition)** + +Figure XIV.1-16 shows a simple summary example of a 1:N case in a basic network. As shown in the detailed NE view at the bottom of the figure, the scheme provides protection to three traffic signals (1, 2 and 3) and also provides a lower grade path for "Extra Traffic" (E). The traffic signals 1, 2 and 3 normally each use a dedicated "Worker"232 paths (W1-W3 (numbered to match the traffic signal numbers)). The Protection path (P) provides an alternative for any one of the Workers. The "Extra Traffic", E, uses the protection path, P, when it is not needed to protect any of W1-W3. Clearly this can be generalized further to be in a rule form. A specific solution can include one more traffic paths. + +The FC view shows only one of the traffic paths (1) and the "Extra Traffic" (E). The end-end FC representing the traffic path is partitioned into subordinate (i.e., is an aggregation of the subordinate parts via FcHasLowerLevelFcs) as is the "Extra Traffic" path (E). It should be noted that the nodal FC from E to P and the FC from 1 to W1 and P use the same LTP at P. The apparent conflict is resolved by the CASC (not shown). The scheme will involve signalling. + +232 The term "Worker" means normal path for particular traffic. + +![Figure XIV.1-17: Showing detail of a single ended view of 1:N line system. The diagram illustrates two configurations: 1:N Unidirectional and 1:N Bidirectional. Each configuration shows two yellow boxes representing FcSwitches. The top box contains a 'C&SC' (ConfigurationAndSwitchController) and a switch symbol. The bottom box contains a 'C&SC' and a switch symbol, with a 'bi' (bidirectional) label. Arrows indicate control signals between the C&SCs and the switches. The top box is labeled '1' and the bottom box is labeled 'E'. The entire diagram is enclosed in a dashed red circle. Above the main diagram, a smaller, more complex diagram shows a network of nodes and lines, with a red dashed line pointing to the main diagram. The text 'Showing only side and E' is visible in the top left corner of the smaller diagram.](3f5a5593228cdb8d717ce04dc85d73a8_img.jpg) + +Figure XIV.1-17: Showing detail of a single ended view of 1:N line system. The diagram illustrates two configurations: 1:N Unidirectional and 1:N Bidirectional. Each configuration shows two yellow boxes representing FcSwitches. The top box contains a 'C&SC' (ConfigurationAndSwitchController) and a switch symbol. The bottom box contains a 'C&SC' and a switch symbol, with a 'bi' (bidirectional) label. Arrows indicate control signals between the C&SCs and the switches. The top box is labeled '1' and the bottom box is labeled 'E'. The entire diagram is enclosed in a dashed red circle. Above the main diagram, a smaller, more complex diagram shows a network of nodes and lines, with a red dashed line pointing to the main diagram. The text 'Showing only side and E' is visible in the top left corner of the smaller diagram. + +G.7711-Y.1702(22)\_FXIV.1-17 + +**Figure XIV.1-17 – Showing detail of a single ended view of 1:N line system** + +Figure XIV.1-17 shows a nodal view and highlights ConfigurationAndSwitchControllers (CASC) encapsulated in the FcSwitch in some cases and in FC in others. The encapsulation chosen depends upon the scope of control of the CASC. The encapsulation is via FcSwitchCoordinatedByInternalControl when in the FcSwitch and FcSwitchesInFcCoordinatedBySwitchCoordinator when in the FC. + +In the case of 1:N with Extra Traffic it is necessary for the switch of the Extra Traffic to be coordinated with the switches for protection of the main traffic (and likewise for the switches of each of the main traffic signals to be coordinated). It is assumed here that there is a real CASC that carries out that coordination. The CASCs encapsulated in the FCs/FcSwitches are assumed subordinate and hence the ControllerGovernsController association is one way from the independent CASC to the CASCs in the FCs/FcSwitches. + +![Figure XIV.1-18: Showing an emergent abstract controller in a 1:N case. The diagram illustrates a network hierarchy. At the top, a small inset shows a 'Sharing only with 1 and E' network with nodes 1, E, and F, and a 'Trib' section with lines 1, 2, 3, and E. The main diagram shows a hierarchy of controllers. At the top are two yellow horizontal bars labeled '1' and 'E', each containing a 'C&SC' controller. Below these are two yellow rectangular blocks labeled '1' and 'E'. The '1' block contains a 'C&SC' controller and a node with 'i' and 'o' states. The 'E' block contains a 'C&SC' controller and a node with 'bi', 'i', and 'o' states. A central 'C&SC' controller is shown between the two blocks. Arrows indicate signaling and control flow between the top controllers and the block-level controllers. A large red dashed oval encloses the central part of the diagram. The text 'G.7711-Y.1702(22)_FXIV.1-18' is in the bottom right corner.](ce61a530aff5a3fae8f8c31d6ebcb8fb_img.jpg) + +Figure XIV.1-18: Showing an emergent abstract controller in a 1:N case. The diagram illustrates a network hierarchy. At the top, a small inset shows a 'Sharing only with 1 and E' network with nodes 1, E, and F, and a 'Trib' section with lines 1, 2, 3, and E. The main diagram shows a hierarchy of controllers. At the top are two yellow horizontal bars labeled '1' and 'E', each containing a 'C&SC' controller. Below these are two yellow rectangular blocks labeled '1' and 'E'. The '1' block contains a 'C&SC' controller and a node with 'i' and 'o' states. The 'E' block contains a 'C&SC' controller and a node with 'bi', 'i', and 'o' states. A central 'C&SC' controller is shown between the two blocks. Arrows indicate signaling and control flow between the top controllers and the block-level controllers. A large red dashed oval encloses the central part of the diagram. The text 'G.7711-Y.1702(22)\_FXIV.1-18' is in the bottom right corner. + +**Figure XIV.1-18 – Showing an emergent abstract controller in a 1:N case** + +Figure XIV.1-18 shows a case of 1:N independent switching (where the two directions of traffic are switched independently). The figure assumes that there is a distributed control solution (where the CASCs in the FCs signal each other) and highlights the emergent CASCs (not all controllers are relevant for control and control may be scattered across the controllers233). + +The abstract CASCs can be expressed to collect together parameters that should be set to the same value at both ends or to some other complementary values for competing switches at the same end. In the network the coordination occurs through peer signalling. Above the network the SDN controller may realize the coordination234. + +In Figure XIV.1-17 the extra traffic has been switched off although only one direction of the protection route is being used. It is assumed here that the extra traffic is bidirectional in nature and the loss one direction makes the signal useless (and hence both directions should be switched together). + +233 At a later point this will be clarified and the CASCs that are relevant for control will be highlighted. The scheme spec will define which CASCs are the target for commands, etc. + +234 This recognition of levels of control from the most basic local two state switch controller through the various levels shown here and on two ring controllers and the SDN controller peer-hierarchy is a manifestation of and a validation of the concept of the management-control continuum. Representation of the management-control continuum will be further explored in the next release. + +![Figure XIV.1-19: Route based representation of the 1:N protection scheme showing Route W1 and Route P with traffic signals and tributary details.](12957cc44ed694f84719f5792dc73ed3_img.jpg) + +This diagram illustrates the route-based representation of a 1:N protection scheme. At the top, two horizontal yellow bars represent "Route W1" and "Route P". Route W1 is labeled "Showing only Trib 1". Below these routes, a network of blue lines represents the optical paths, connecting various nodes represented by green and purple rectangles. Yellow rectangles with white circles represent traffic signals. At the bottom, two boxes show tributary details. The left box is labeled "Trib" and contains "1" and "E". The right box is labeled "Line" and contains "W1" and "P". The text "G.7711-Y.1702(22)\_FXIV.1-19" is in the bottom right corner. + +Figure XIV.1-19: Route based representation of the 1:N protection scheme showing Route W1 and Route P with traffic signals and tributary details. + +**Figure XIV.1-19 – Showing route based representation of the 1:N protection scheme** + +Figure XIV.1-19 shows a fragment of the route based representation. The figure detail only shows one traffic signal to avoid clutter. All traffic signals and the extra traffic are modelled with the same essential form. Extra traffic is shown in Figure XIV.1-20. + +![Figure XIV.1-20: Showing extra traffic in a route based representation of the 1:N protection scheme, similar to Figure XIV.1-19 but with different tributary details.](6f5e79a9a3f05bc5943e6b7029c09735_img.jpg) + +This diagram is similar to Figure XIV.1-19 but shows "extra traffic". The top part shows "Route P" and a yellow bar labeled "Showing only Trib E". The bottom tributary boxes are labeled "Trib" and "Line". The left box contains "1" and "E". The right box contains "W1" and "P". The text "G.7711-Y.1702(22)\_FXIV.1-20" is in the bottom right corner. + +Figure XIV.1-20: Showing extra traffic in a route based representation of the 1:N protection scheme, similar to Figure XIV.1-19 but with different tributary details. + +**Figure XIV.1-20 – Showing extra traffic in a route based representation of the 1:N protection scheme** + +Figure XIV.1-21 shows detail of CASCs and switches for W1 in the 1:N scheme. + +![Figure XIV.1-21: Showing independent two ended view of W1 route detail in a 1:N protection scheme. The diagram illustrates a network hierarchy. At the top, a 'Route W1' (dashed red box) contains a 'Route P' (solid red box). Below this, a 'Tab' shows a network of nodes and lines. A large dashed red oval encloses a detailed view of a node. Inside the oval, a top yellow bar contains a 'C&SC' block. Below it, a larger yellow rectangle contains another 'C&SC' block, which is connected to two smaller yellow rectangles below. Each smaller rectangle contains a 'C&SC' block and two nodes labeled '0' and '1'. Arrows indicate signal flow between these components. A note on the right states 'NOTE – This is exactly the same as 1:1'. A reference code 'G.7711-Y.1702(22)_FXIV.1-21' is at the bottom right.](b6f1ec9e0819a67fee6f33e9103dd706_img.jpg) + +Figure XIV.1-21: Showing independent two ended view of W1 route detail in a 1:N protection scheme. The diagram illustrates a network hierarchy. At the top, a 'Route W1' (dashed red box) contains a 'Route P' (solid red box). Below this, a 'Tab' shows a network of nodes and lines. A large dashed red oval encloses a detailed view of a node. Inside the oval, a top yellow bar contains a 'C&SC' block. Below it, a larger yellow rectangle contains another 'C&SC' block, which is connected to two smaller yellow rectangles below. Each smaller rectangle contains a 'C&SC' block and two nodes labeled '0' and '1'. Arrows indicate signal flow between these components. A note on the right states 'NOTE – This is exactly the same as 1:1'. A reference code 'G.7711-Y.1702(22)\_FXIV.1-21' is at the bottom right. + +**Figure XIV.1-21 – Showing independent two ended view of W1 route detail in a 1:N protection scheme** + +## XIV.2 Mesh network cases + +### XIV.2.1 N:1 with multicast nodal cases + +Figure XIV.2-1 shows a fragment of an N:1 network wide scheme. It is assumed in the figure that $I_1$ is an input from a network external to the one depicted and hence $I_1$ is represented in the upper FC. + +The scheme depicted is related to distribution unidirectional signal that has multiple resilient sources (from left to right in the figure). There is assumed to be a single network that has essentially one vast network FC representing the points in the network where the signals are originated and are terminated and used, etc. The depiction of the upper FC is intentionally vague as the focus here is not on the representation of termination but solely on the protection scheme. This structure would apply to broadcast TV and to time synchronization. The timing network is represented in detail as described in Annex B and Appendix XI. + +Considering the protection scheme: + +- There may be many inputs carrying the same signal (or an equivalent). +- There may be many outputs for this signal to be propagated to other places. +- There may be monitoring or use of the signal at any switching point. +- In the case of time synchronization there is some processing of the signal on transit that needs to be represented. + +Figure XIV.2-1 only shows one node in detail. The small FC taking the inputs $I_1$ to $I_n$ feeds to a signal processing element represented by an LTP (grey) that then feeds $O_1$ to $O_m$ via a single unidirectional multi-cast FC. + +![Figure XIV.2-1: Showing a unidirectional N:1 scheme fragment. The diagram illustrates a network architecture where multiple input lines (I1 to In) are aggregated into a single output line (O1 to Om) through a central switching element. The inputs are shown as green and purple rectangles, and the outputs are shown as green and purple rectangles. A yellow oval at the top contains a yellow rectangle, representing a network element. A 'Partition' label with a downward arrow points to the central switching element. The bottom part of the diagram shows a 'Trib' (Tributary) section with multiple lines (I1 to In) connected to a central switching element, which then connects to a 'Line' section with multiple lines (O1 to On) connected to another switching element. The lines are represented by blue arrows. The text 'G.7711-Y.1702(22)_FXIV.2-1' is visible in the bottom right corner.](d4398b19d03756ae1dab309a8969adf1_img.jpg) + +Figure XIV.2-1: Showing a unidirectional N:1 scheme fragment. The diagram illustrates a network architecture where multiple input lines (I1 to In) are aggregated into a single output line (O1 to Om) through a central switching element. The inputs are shown as green and purple rectangles, and the outputs are shown as green and purple rectangles. A yellow oval at the top contains a yellow rectangle, representing a network element. A 'Partition' label with a downward arrow points to the central switching element. The bottom part of the diagram shows a 'Trib' (Tributary) section with multiple lines (I1 to In) connected to a central switching element, which then connects to a 'Line' section with multiple lines (O1 to On) connected to another switching element. The lines are represented by blue arrows. The text 'G.7711-Y.1702(22)\_FXIV.2-1' is visible in the bottom right corner. + +**Figure XIV.2-1 – Showing a unidirectional N:1 scheme fragment** + +### XIV.3 Ethernet ring protection [ITU-T G.8032] + +EDITORIAL NOTE – The content of XIV.3 has been moved to Appendix IV of [ITU-T G.8052]. + +### XIV.4 Other protected ring schemes + +This clause details some other ring schemes. The following diagram key applies. + +![Figure XIV.4-1: Diagram key. This legend defines the symbols used in the network diagrams. It includes: NE (Network Element) represented by an orange rectangle; Actual LTP instance that is attached to physical port (TM forum PTP) represented by a purple rectangle; Actual LTP instances carrying a unit of payload (TM forum CTP) represented by a green rectangle; Potential LTP instance represented by a dashed green rectangle; Potential LTP instance that currently cannot be made actual due to other configuration represented by a dashed green rectangle with a red border; Actual FC instances represented by a yellow rectangle; Potential FC instances represented by a dashed yellow rectangle; Potential FC instance that currently cannot be made actual due to other configuration represented by a dashed yellow rectangle with a red border; Physical link represented by a blue line; Failure in physical link represented by a red line; Other NEs not drawn represented by a cloud shape. The text 'Other symbols as on earlier key' and 'G.7711-Y.1702(18)_FXIV.4-1' are also present.](6102798f0d0272be4476ab3b6c2e87bc_img.jpg) + +Figure XIV.4-1: Diagram key. This legend defines the symbols used in the network diagrams. It includes: NE (Network Element) represented by an orange rectangle; Actual LTP instance that is attached to physical port (TM forum PTP) represented by a purple rectangle; Actual LTP instances carrying a unit of payload (TM forum CTP) represented by a green rectangle; Potential LTP instance represented by a dashed green rectangle; Potential LTP instance that currently cannot be made actual due to other configuration represented by a dashed green rectangle with a red border; Actual FC instances represented by a yellow rectangle; Potential FC instances represented by a dashed yellow rectangle; Potential FC instance that currently cannot be made actual due to other configuration represented by a dashed yellow rectangle with a red border; Physical link represented by a blue line; Failure in physical link represented by a red line; Other NEs not drawn represented by a cloud shape. The text 'Other symbols as on earlier key' and 'G.7711-Y.1702(18)\_FXIV.4-1' are also present. + +**Figure XIV.4-1 – Diagram key** + +Figure XIV.4-2 shows the basic network used to explain several ring-based resilience schemes showing where a break will occur. + +![Figure XIV.4-2 – The network. A diagram showing a ring network with four nodes: W, X, Y, and Z. Node W is connected to node X, node X to node Y, and node Y to node Z. Node Z is connected back to node W. Each node has three ports: 1, 2, and 3. Port 1 is on the left, port 2 is on the right, and port 3 is on top. A 'Link' is shown between node W and node X. A 'Break' is indicated by a red line on the link between node Y and node Z. A cloud icon is shown below the nodes, representing the network. A label 'Showing port ID (server layer LTP IDs)' points to port 3 on node Z. The text 'G.7711-Y.1702(18)_FXIV.4-2' is at the bottom right.](f514006eae532ed76cc7446a17595018_img.jpg) + +Figure XIV.4-2 – The network. A diagram showing a ring network with four nodes: W, X, Y, and Z. Node W is connected to node X, node X to node Y, and node Y to node Z. Node Z is connected back to node W. Each node has three ports: 1, 2, and 3. Port 1 is on the left, port 2 is on the right, and port 3 is on top. A 'Link' is shown between node W and node X. A 'Break' is indicated by a red line on the link between node Y and node Z. A cloud icon is shown below the nodes, representing the network. A label 'Showing port ID (server layer LTP IDs)' points to port 3 on node Z. The text 'G.7711-Y.1702(18)\_FXIV.4-2' is at the bottom right. + +**Figure XIV.4-2 – The network** + +- The network technology235 is such that there are 8 channels of capacity on each link where four channels are available for traffic and four for protection. +- A single traffic signal could use just a single channel, could use two channels or could use all four channels + - In the two channel case any available channels from the four can be used to make the capacity, i.e., the channels do not need to be adjacent. + - Different channels can be used on different links in the ring. + - Hence blocking is simply on capacity not channel. +- The signals are numbered 1-4 for the single channel signal (B1) and 1-2 for the two channel signal (B2). + +#### XIV.4.1 Network wrapping + +##### XIV.4.1.1 The scheme + +Figure XIV.4-3 shows a view of the network wrapping scheme. + +![Figure XIV.4-3 – The network showing wrapping. A diagram showing the same ring network as Figure XIV.4-2. A 'Normal traffic path B2.1' is shown as a solid purple line from port 3 of node W, through nodes X and Y, to port 3 of node Z. A 'Break' is indicated by a red line on the link between node Y and node Z. A 'Protection path B2.P1' is shown as a dashed green line that wraps around the ring from the break point on the Y-Z link, back through nodes X and W, and then to port 3 of node Z. The text 'G.7711-Y.1702(18)_FXIV.4-3' is at the bottom right.](762d9083240d4b694541e1f51918ae2c_img.jpg) + +Figure XIV.4-3 – The network showing wrapping. A diagram showing the same ring network as Figure XIV.4-2. A 'Normal traffic path B2.1' is shown as a solid purple line from port 3 of node W, through nodes X and Y, to port 3 of node Z. A 'Break' is indicated by a red line on the link between node Y and node Z. A 'Protection path B2.P1' is shown as a dashed green line that wraps around the ring from the break point on the Y-Z link, back through nodes X and W, and then to port 3 of node Z. The text 'G.7711-Y.1702(18)\_FXIV.4-3' is at the bottom right. + +**Figure XIV.4-3 – The network showing wrapping** + +- A signal is passing from port 3 node W to port 3 node Z. +- When a link Y-Z fails the traffic is routed back round the ring from the break on the corresponding protection capacity B2.P1. +- Traffic can be monitored at intermediate points. +- The following figures only show the 2 channel and 4 channel traffic (B2 and B4 respectively) +- To simplify the figures: + - The same channel is maintained throughout the ring for both normal path and protection such that B2.1 must use B2.P1. + - No extra traffic is shown. +- B1.n and B1.Pn is not shown. There is no B1 traffic in the ring. +- Somewhere in the cloud there is a B2.2 service and a B4.1 service that require protection hence in all NEs shown there will be a B2.P2 and B4.P1 opportunity enabled. + +235 This is not a real network technology. It has been contrived to make the case easier to express. + +- If there was no B2.2 connection anywhere in the ring the B2.P2 would not be required. +- If there was no B4.1 connection anywhere in the ring B4.P1 would not be required. + +**XIV.4.1.2 The model applied** + +The following figures show the LTP and FC configurations for nodes in the ring under normal and failure condition. + +![Diagram showing the wrapping configuration for NE X and NE Y in a ring network. The top part shows a simplified ring with nodes W, X, Y, and Z. The bottom part shows a detailed view of two nodes, 1 and 2, connected by multiple fiber paths (B4.1, B2.1, B2.2, B2.P1, B2.P2, B4.P1). Node 1 is on the left and Node 2 is on the right. Each node has a central yellow box representing the network element. Inside Node 1, there are switches and connectors. The fiber paths are shown as horizontal lines between the nodes. Some paths are solid yellow, while others are dashed. The labels B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1 are shown on both sides of the nodes. A small text 'G.7711-Y.1702(18)_FXIV.4-4' is at the bottom right of the diagram.](aefc48058685868efc2e0a1a581a991e_img.jpg) + +Diagram showing the wrapping configuration for NE X and NE Y in a ring network. The top part shows a simplified ring with nodes W, X, Y, and Z. The bottom part shows a detailed view of two nodes, 1 and 2, connected by multiple fiber paths (B4.1, B2.1, B2.2, B2.P1, B2.P2, B4.P1). Node 1 is on the left and Node 2 is on the right. Each node has a central yellow box representing the network element. Inside Node 1, there are switches and connectors. The fiber paths are shown as horizontal lines between the nodes. Some paths are solid yellow, while others are dashed. The labels B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1 are shown on both sides of the nodes. A small text 'G.7711-Y.1702(18)\_FXIV.4-4' is at the bottom right of the diagram. + +**Figure XIV.4-4 – Wrapping: NE X and NE Y (no failure in ring)** + +Figure XIV.4-4 shows the configurations of NE X and Y with the switches set to normal position. There is an actual FC allowing signal to flow between B2.1 on port 1 and B2.1 on port 2. There is potential for Signal to flow between B2.P1 on port 1 and B2.P1 on port 2, etc. and hence potential FCs are shown. Because B2.1 is used on port 1 then B4.1 cannot be used, etc. + +![Small schematic diagram showing a ring of four nodes: W, X, Y, and Z. Node Z is highlighted with a dashed green box. Port numbers 1, 2, and 3 are indicated for each node.](240d7169714fb062f650cf571f5888ea_img.jpg) + +Small schematic diagram showing a ring of four nodes: W, X, Y, and Z. Node Z is highlighted with a dashed green box. Port numbers 1, 2, and 3 are indicated for each node. + +![Detailed internal architecture diagram of NE Z. It shows three ports: Port 1 on the left, Port 2 on the right, and Port 3 at the top. Port 1 is connected to a central switching matrix and several protection faces (B4.1, B2.1, B2.2, B2.P1, B2.P2, B4.P1). Port 2 is connected to the same matrix and protection faces. Port 3 is connected to the matrix. The protection faces are shown as dashed green boxes. A note at the bottom left states 'NOTE – The protection FCs do NOT protect the service shown'. A reference code 'G.7711-Y.1702(18)_FXIV.4-5' is at the bottom right.](ad728817be0a991f09aa41770ce90457_img.jpg) + +Detailed internal architecture diagram of NE Z. It shows three ports: Port 1 on the left, Port 2 on the right, and Port 3 at the top. Port 1 is connected to a central switching matrix and several protection faces (B4.1, B2.1, B2.2, B2.P1, B2.P2, B4.P1). Port 2 is connected to the same matrix and protection faces. Port 3 is connected to the matrix. The protection faces are shown as dashed green boxes. A note at the bottom left states 'NOTE – The protection FCs do NOT protect the service shown'. A reference code 'G.7711-Y.1702(18)\_FXIV.4-5' is at the bottom right. + +NOTE – The protection FCs do NOT protect the service shown + +G.7711-Y.1702(18)\_FXIV.4-5 + +**Figure XIV.4-5 – Wrapping: NE Z (no failure in ring)** + +Figure XIV.4-5 shows the configurations of NE Z with the switches set to normal position. There is an actual FC allowing signal to flow between B2.1 on port 1 and port 3 (in this case B2.1 on port 2 is not used). There is potential for Signal to flow between B2.P1 on port 1 and B2.P1 on port 2, etc. and hence potential FCs are shown. + +Note that NE W has essentially the same configuration although port 2 is used for normal signal flow and the protection faces port 1 not port 2. + +![Small schematic diagram showing a ring of four nodes: W, X, Y, and Z. Node Y is highlighted with a dashed green box. Port numbers 1, 2, and 3 are indicated for each node.](8da9eaaaed46beddd2364d574fd50a7e_img.jpg) + +Small schematic diagram showing a ring of four nodes: W, X, Y, and Z. Node Y is highlighted with a dashed green box. Port numbers 1, 2, and 3 are indicated for each node. + +![Detailed internal architecture diagram of NE Y with a failure on port 2. Port 1 is on the left, Port 2 is on the right (marked with a red X), and Port 3 is at the top. The diagram shows the internal switching matrix and protection faces. A red note above the diagram states 'FC between port 1 and 2 on B2.P1 is no longer available due to the FC to B2.1'. A reference code 'G.7711-Y.1702(18)_FXIV.4-6' is at the bottom right.](fbfd81f4ec3e84513a80978bd487c2ca_img.jpg) + +Detailed internal architecture diagram of NE Y with a failure on port 2. Port 1 is on the left, Port 2 is on the right (marked with a red X), and Port 3 is at the top. The diagram shows the internal switching matrix and protection faces. A red note above the diagram states 'FC between port 1 and 2 on B2.P1 is no longer available due to the FC to B2.1'. A reference code 'G.7711-Y.1702(18)\_FXIV.4-6' is at the bottom right. + +FC between port 1 and 2 on B2.P1 is no longer available due to the FC to B2.1 + +G.7711-Y.1702(18)\_FXIV.4-6 + +**Figure XIV.4-6 – Wrapping: NE Y with failure on port 2** + +Figure XIV.4-6 shows the configurations of NE Y with a failure on port 2 such that the switches on the left have been set to select B2.P1 on port 1. The FC allows signal to flow between B2.1 on port 1 and B2.P1 on port 1 such that the signal is wrapped back to port 1. There is no longer a potential for Signal to flow between B2.P1 on port 1 and B2.P1 on port 2 as B2.P1 on port 1 is now used for protection and hence potential FCs are shown as not usable. Because B2.P1 is used on port 1, B4.P1 cannot be used on port 1 and hence the FC between B4.P1 on port 1 and B4.P1 on port 2 cannot be used. B4.P1 on port 2 could be used but there is no other use shown. + +![Figure XIV.4-7: Wrapping: NE X with failure on NE Y port 2. The diagram shows a network element (NE) X with two ports, 1 and 2. Port 1 is connected to a ring of four nodes: W, X, Y, and Z. Port 2 is connected to a central switching matrix. The matrix has five horizontal channels labeled B4.1, B2.1, B2.2, B2.P1, and B2.P2 on the left, and B4.1, B2.1, B2.2, B2.P1, and B4.P1 on the right. The B2.P1 channels are highlighted with a red dashed box, indicating they are active. The B4.P1 channel is also highlighted with a red dashed box. The B2.P2 channel is shown as a potential FC. The diagram illustrates the signal flow and switching configurations for the failure scenario.](bcf9276ca105c7b598d3c3b613227f5d_img.jpg) + +G.7711-Y.1702(18)\_FXIV.4-7 + +Figure XIV.4-7: Wrapping: NE X with failure on NE Y port 2. The diagram shows a network element (NE) X with two ports, 1 and 2. Port 1 is connected to a ring of four nodes: W, X, Y, and Z. Port 2 is connected to a central switching matrix. The matrix has five horizontal channels labeled B4.1, B2.1, B2.2, B2.P1, and B2.P2 on the left, and B4.1, B2.1, B2.2, B2.P1, and B4.P1 on the right. The B2.P1 channels are highlighted with a red dashed box, indicating they are active. The B4.P1 channel is also highlighted with a red dashed box. The B2.P2 channel is shown as a potential FC. The diagram illustrates the signal flow and switching configurations for the failure scenario. + +**Figure XIV.4-7 – Wrapping: NE X with failure on NE Y port 2** + +Figure XIV.4-7 shows the configurations of NE X for the failure on NE Y shown in the previous figure. There is an actual FC allowing signal to flow between B2.1 on port 1 and B2.1 on port 2. There is now also an actual FC shown between B2.P1 on port 1 and B2.P1 on port 2 that carries the protection traffic due to the wrap in NE Y shown in the previous figure. This actual FC is allowed due to the switch positions in the FC between B2.1 on port 1 and B2.1 on port 2 which do NOT select the B2.P1 channels on port 1 and port 2. Because of the B2.P1 usage on both port 1 and port 2 the B4.P1 FC and LTPs on both port 1 and port 2 cannot be used. The potential FC between B2.P2 on port 1 and B2.P2 on port 2 is still available. The assumption is that somewhere else in the ring B2.P2 is being used (otherwise there would be no need to commit the potential). + +![Figure XIV.4-8 – Wrapping: NE Z with failure on NE Y port 2](deb39973787efa6209b86a4c85124150_img.jpg) + +Figure XIV.4-8 shows the internal architecture of Network Element (NE) Z. It has three main ports: 1, 2, and 3. Port 1 and 2 are on the sides, and port 3 is at the top. The diagram shows how signals are mapped between these ports. Specifically, it illustrates a wrapping scenario where a failure has occurred on NE Y port 2. In NE Z, the signal from port 3 is wrapped onto the protection channel B2.P1 on port 2. The internal blocks are labeled B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1. Red dashed boxes indicate active protection switching paths. The diagram includes directional arrows and logic gates representing the signal flow and switching decisions. + +**Figure XIV.4-8 – Wrapping: NE Z with failure on NE Y port 2** + +Figure XIV.4-8 – Wrapping: NE Z with failure on NE Y port 2 + +Figure XIV.4-8 shows the case for NE Z where the port 3 signal is wrapped onto B2.P1 on port 2. The figure does not show a failure on port 1. The assumption here is that the failure is only detected in NE Y. The assumption is that the scheme does bidirectional switching. It is possible that signal can still flow from port 2 on NE Y to port 1 on NE Z but as the protection scheme is bidirectional it switches both directions of traffic and hence the unidirectionally viable link from NE Y to NE Z is not used. + +NE W does not need to switch to protect the signal as NE Y and NE Z perform the protection function in this case. In general, for the wrapping scheme, the NEs either side of the failure perform the protection function. + +### XIV.4.2 Network steering + +#### XIV.4.2.1 The scheme + +![Figure XIV.4-9 – Network showing steering](7bb7071c1eed8ec4f91537da92db571e_img.jpg) + +Figure XIV.4-9 illustrates a network of four nodes: W, X, Y, and Z connected in a ring. A 'Break' is indicated on the link between node Y and node Z. The 'Normal traffic path B2.1' (solid blue line) originally goes from node X through node Y to node Z. Due to the break, the traffic is steered onto the 'Protection path B2.P1' (dashed blue line), which routes the signal from node X, through node W, and around the ring to reach node Z from the other side. + +**Figure XIV.4-9 – Network showing steering** + +Figure XIV.4-9 – Network showing steering + +- As shown in Figure XIV.4-9, a signal is passing from port 3 node X to port 3 node Z. +- When a link Y-Z fails the traffic is routed back round the ring from origin on corresponding protection capacity B2.P1. +- Traffic can be monitored at intermediate points. +- The following figures only show the 2 channel and 4 channel traffic (B2 and B4 respectively). + +676 Rec. ITU-T G.7711 (08/2025) + +### XIV.4.2.2 The model applied + +Figures XIV.4-10 to XIV.4-17 show the LTP and FC configurations for nodes in the ring under normal and failure condition. The explanations for the figures are similar to those in the previous subclause, and hence only differences have been highlighted. + +![Diagram of steering configuration for NE Z (no failure in ring).](b7d02a0360594bf8d3a6cf7b80bef5bf_img.jpg) + +The diagram illustrates a network configuration for 'Steering: NE Z (no failure in ring)'. At the top, a small schematic shows four nodes: W, X, Y, and Z. Node Z is highlighted with a red dashed box. Below this, a larger diagram shows two main nodes, 1 and 2, connected to a central yellow rectangular area. Node 1 is on the left, and node 2 is on the right. Between them are three horizontal yellow bars representing different communication paths. Each path has two circular icons with arrows, representing LTPs. Various labels are present: B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1 on both sides. A purple box labeled '3' is at the top center. A small cloud icon is at the bottom left. The text 'G.7711-Y.1702(22)\_FXIV.4-10' is at the bottom right. + +Diagram of steering configuration for NE Z (no failure in ring). + +**Figure XIV.4-10 – Steering: NE Z (no failure in ring)** + +Essentially as for the wrapping case. + +![Diagram of steering configuration for NE X (no failure in ring).](ae6be3b4aa95d2d5859d78c90474ee1d_img.jpg) + +The diagram illustrates a network configuration for 'Steering: NE X (no failure in ring)'. At the top, a small schematic shows four nodes: W, X, Y, and Z. Node X is highlighted with a red dashed box. Below this, a larger diagram shows two main nodes, 1 and 2, connected to a central yellow rectangular area. Node 1 is on the left, and node 2 is on the right. Between them are three horizontal yellow bars representing different communication paths. Each path has two circular icons with arrows, representing LTPs. Various labels are present: B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1 on both sides. A purple box labeled '3' is at the top center. A small cloud icon is at the bottom left. The text 'G.7711-Y.1702(18)\_FXIV.4-11' is at the bottom right. + +Diagram of steering configuration for NE X (no failure in ring). + +**Figure XIV.4-11 – Steering: NE X (no failure in ring)** + +![Diagram of steering mechanism NE Y (no failure in ring).](6cba75c8486e1053fc1859aa66af45c6_img.jpg) + +The diagram illustrates the steering mechanism for NE Y. At the top, a small schematic shows nodes W, X, Y, and Z in a ring. Node X is the entry point (ports 1 and 3), and node Z is the exit point (ports 1 and 2). Node Y is the next node in the ring. Below this, a larger diagram shows two main nodes, 1 and 2, connected by three parallel yellow optical paths. Each path contains two optical switches. Node 1 is connected to five green boxes labeled B4.1, B2.1, B2.2, B2.P1, and B2.P2. Node 2 is connected to five green boxes labeled B4.1, B2.1, B2.2, B2.P1, and B4.P1. The optical paths are connected to these boxes: the top path to B2.1, the middle path to B2.P1, and the bottom path to B4.P1. The boxes B4.1, B2.1, B2.2, B2.P1, and B2.P2 on the left are connected to node 1. The boxes B4.1, B2.1, B2.2, B2.P1, and B4.P1 on the right are connected to node 2. The text 'G.7711-Y.1702(18)\_FXIV.4-12' is at the bottom right. + +Diagram of steering mechanism NE Y (no failure in ring). + +**Figure XIV.4-12 – Steering: NE Y (no failure in ring)** + +Note that unlike the wrapping scheme, NE Y has no switching capability enabled, as in this scheme, switching is only performed at the entry points to the ring. + +![Diagram of steering mechanism NE W (no failure in ring).](4fa57dbd9880520dfb8c01499ce126f9_img.jpg) + +The diagram illustrates the steering mechanism for NE W. At the top, a small schematic shows nodes W, X, Y, and Z in a ring. Node X is the entry point (ports 1 and 3), and node Z is the exit point (ports 1 and 2). Node W is the next node in the ring. Below this, a larger diagram shows two main nodes, 1 and 2, connected by three parallel yellow optical paths. Each path contains two optical switches. Node 1 is connected to five green boxes labeled B4.1, B2.1, B2.2, B2.P1, and B2.P2. Node 2 is connected to five green boxes labeled B4.1, B2.1, B2.2, B2.P1, and B4.P1. The optical paths are connected to these boxes: the top path to B2.1, the middle path to B2.P1, and the bottom path to B4.P1. The boxes B4.1, B2.1, B2.2, B2.P1, and B2.P2 on the left are connected to node 1. The boxes B4.1, B2.1, B2.2, B2.P1, and B4.P1 on the right are connected to node 2. The text 'G.7711-Y.1702(22)\_FXIV.4-13' is at the bottom right. + +Diagram of steering mechanism NE W (no failure in ring). + +**Figure XIV.4-13 – Steering: NE W (no failure in ring)** + +NE W does not participate in the main path of the signal. + +![Diagram of a network element (NE) Z with a failure on its Y port 2. The diagram shows a central yellow rectangle representing the NE Z. To its left, a purple rectangle labeled '1' is connected to several green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1 (dashed red border), B2.P2, and B4.P1 (dashed red border). To its right, a purple rectangle labeled '2' is connected to green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1, B2.P2, and B4.P1 (dashed red border). Above the central yellow rectangle, a purple rectangle labeled '3' is connected. Inside the central yellow rectangle, there are several horizontal lines representing signal paths. Some paths are terminated at the left side, while others are terminated at the right side. A dashed red rectangle encloses the middle three paths. The text 'G.7711-Y.1702(18)_FXIV.4-14' is at the bottom right.](ebb023b9b15a191630034e9e97c8a59f_img.jpg) + +Diagram of a network element (NE) Z with a failure on its Y port 2. The diagram shows a central yellow rectangle representing the NE Z. To its left, a purple rectangle labeled '1' is connected to several green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1 (dashed red border), B2.P2, and B4.P1 (dashed red border). To its right, a purple rectangle labeled '2' is connected to green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1, B2.P2, and B4.P1 (dashed red border). Above the central yellow rectangle, a purple rectangle labeled '3' is connected. Inside the central yellow rectangle, there are several horizontal lines representing signal paths. Some paths are terminated at the left side, while others are terminated at the right side. A dashed red rectangle encloses the middle three paths. The text 'G.7711-Y.1702(18)\_FXIV.4-14' is at the bottom right. + +**Figure XIV.4-14 – Steering: NE Z with failure on NE Y port 2** + +Figure XIV.4-14 is the same as for the wrapping case because the failure is between NE Y port 2 and NE Z port 1 and NE Z is also the entry point for the signal. + +![Diagram of a network element (NE) Y with a failure on its port 2. The diagram shows a central yellow rectangle representing the NE Y. To its left, a purple rectangle labeled '1' is connected to several green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1 (dashed red border), B2.P2, and B4.P1 (dashed red border). To its right, a purple rectangle labeled '2' is connected to green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1, B2.P2, and B4.P1 (dashed red border). A red 'X' is placed next to the purple rectangle labeled '2', indicating a failure. Inside the central yellow rectangle, there are several horizontal lines representing signal paths. Some paths are terminated at the left side, while others are terminated at the right side. A dashed red rectangle encloses the middle three paths. The text 'G.7711-Y.1702(22)_FXIV.4-15' is at the bottom right.](80ec1fe675b8ebe40b8fb1d96f14041b_img.jpg) + +Diagram of a network element (NE) Y with a failure on its port 2. The diagram shows a central yellow rectangle representing the NE Y. To its left, a purple rectangle labeled '1' is connected to several green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1 (dashed red border), B2.P2, and B4.P1 (dashed red border). To its right, a purple rectangle labeled '2' is connected to green boxes: B4.1 (dashed red border), B2.1, B2.2, B2.P1, B2.P2, and B4.P1 (dashed red border). A red 'X' is placed next to the purple rectangle labeled '2', indicating a failure. Inside the central yellow rectangle, there are several horizontal lines representing signal paths. Some paths are terminated at the left side, while others are terminated at the right side. A dashed red rectangle encloses the middle three paths. The text 'G.7711-Y.1702(22)\_FXIV.4-15' is at the bottom right. + +**Figure XIV.4-15 – Steering: NE Y with failure on port 2 (same as no failure)** + +No change takes place in NE Y when the failure occurs as the responsibility to protect is at the NEs where the signal is applied to the protection scheme. For the wrapping scheme NE Y was involved in the protection. + +![Diagram of a network switching scheme (Figure XIV.4-16) showing NE X with a failure on NE Y port 2. The diagram includes a top-level view with nodes W, X, Y, and Z, and a detailed view below showing signal paths through various components labeled 1, 2, 3, B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1. A failure is indicated on the path from node X to node Y.](f0e33210745e6b5a08eeaeadb06e555d_img.jpg) + +G.7711-Y.1702(18)\_FXIV.4-16 + +Diagram of a network switching scheme (Figure XIV.4-16) showing NE X with a failure on NE Y port 2. The diagram includes a top-level view with nodes W, X, Y, and Z, and a detailed view below showing signal paths through various components labeled 1, 2, 3, B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1. A failure is indicated on the path from node X to node Y. + +**Figure XIV.4-16 – Steering: NE X with failure on NE Y port 2** + +Figure XIV.4-16 shows the switching occurring at the point of entry of the signal to the scheme. There is no failure either side of NE X so in the wrapping scheme NE X would NOT switch. + +![Diagram of a network switching scheme (Figure XIV.4-17) showing NE W with a failure on NE Y port 2. The diagram includes a top-level view with nodes W, X, Y, and Z, and a detailed view below showing signal paths through various components labeled 1, 2, B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1. A failure is indicated on the path from node Y to node Z.](99704e7aa922c9cf516777d060d5df5c_img.jpg) + +G.7711-Y.1702(18)\_FXIV.4-17 + +Diagram of a network switching scheme (Figure XIV.4-17) showing NE W with a failure on NE Y port 2. The diagram includes a top-level view with nodes W, X, Y, and Z, and a detailed view below showing signal paths through various components labeled 1, 2, B4.1, B2.1, B2.2, B2.P1, B2.P2, and B4.P1. A failure is indicated on the path from node Y to node Z. + +**Figure XIV.4-17 – Steering: NE W with failure on NE Y port 2** + +NE W enables signal to pass through supporting the new path resulting from the steering at NE X and NE Z. + +### XIV.4.3 The model in detail for both steering and wrapping + +- Three methods depending upon details of the actual scheme... FCs are: + - 1) "created" as potential and then activated when protection requires + - The controller requests that particular FCs are changed from potential to actual (this potentially involves the controller communicating with all NEs when a protection/restoration action is required). + - 2) not present until protection requires but are known to be potential through a specification + - The controller coordinates the creation/deletion of FCs based upon the scheme description in the scheme spec. (this potentially involves the controller communicating with all NEs when a protection/restoration action is required). + - 3) created as actual (rather than potential) with a switch disabling them and are switched on when protection requires + - The controller requests the change of switch state. + - 4) The LTPs approach could be the same as the FC approach but there are some hybrids possible + - The LTPs could be not present even if the FC is until selected by a switch. +- Regardless of the approach from the methods described, use one or more specs to explain what can exist and what needs to be created when to form the correct behaviour: + - The spec can remove the need to report/notify entities + - A composite notification could be designed to inform of a complex configuration change if defined in a spec. + - Potential LTPs and FCs can be considered as "partially created" in that a query on the live system could return them as instances and when they become active this could be considered as a state change rather than a creation (as the rule is indeed known by the NE) + - A hybrid (with a switch) of potential+off and actual+on could be considered: + - When an LTP is disabled it is potential and when enabled it is actual. + - When LTPs and FCs are gathered /notified, only enabled FCs and LTPs would be reported. + - States may be: + - Actual + - Potential + - Potential – disallowed. + - Creation versus state change when spec is provided... + - Seems that much of the CTP/FC would be known from the spec so a simple state change is all that is required. + - Spec could identify group notifications that indicate a change of state of many classes or a batch notification could be provided. + - Challenges: Potential misalignment between spec and reality. + - Note that the S&SC is really just a Controller. + +The actual state must be available, the question is how much potential should be reported and how much should be in the spec. The feeling at this point is that the potentials should not be reported other than via the spec. + +## Appendix XV + +### Application (L4 and above) examples + +(This appendix does not form an integral part of this Recommendation.) + +*This appendix is a place holder for L4 and above examples.* + +## Appendix XVI + +### Software examples + +(This appendix does not form an integral part of this Recommendation.) + +This appendix is an addendum to the Core Information model and forms part of the description of the CIM. For general overview material and references to the other parts refer to Annex A. + +#### XVI.1 General examples + +##### XVI.1.1 Routing 'Process' on a router + +Assume a scenario where an OSPF software process can support multiple OSPF instances. + +The software is installed as a single binary (unit of installation). + +As the device lists the running processes the routing software process can now be tracked. + +![Diagram illustrating the routing process on a router. A box labeled 'CD = Phy (Chassis)' contains a 'RunningOS' box at the top. An arrow labeled 'OS invokes process' points from 'RunningOS' to a 'Running software process' box below it. From the 'Running software process' box, two arrows labeled 'PC from RunningSoftware process' point to two separate 'PC' boxes on the right.](63b59b27bb1fd6d2f882ef02738743ce_img.jpg) + +``` +graph TD; subgraph CD [CD = Phy (Chassis)]; RunningOS[RunningOS] -- "OS invokes process" --> RunningSoftwareProcess[Running software process]; end; RunningSoftwareProcess -- "PC from RunningSoftware process" --> PC1[PC]; RunningSoftwareProcess -- "PC from RunningSoftware process" --> PC2[PC]; +``` + +Diagram illustrating the routing process on a router. A box labeled 'CD = Phy (Chassis)' contains a 'RunningOS' box at the top. An arrow labeled 'OS invokes process' points from 'RunningOS' to a 'Running software process' box below it. From the 'Running software process' box, two arrows labeled 'PC from RunningSoftware process' point to two separate 'PC' boxes on the right. + +G.7711-Y.1702(22)\_FXVI.1-1 + +PC = ProcessingConstruct CD = ConstraintDomain + +NOTE 1 – To simplify, PC is used in diagrams to represent all PC, LTP, FC, FD functions. + +NOTE 2 – Other ConstraintDomains, such as those defining NE constraint boundaries and ControlDomain constraint boundaries, can be added if required + +**Figure XVI.1-1 – The Routing "process" on router** + +Figure XVI.1-2 shows the instance diagram equivalent of Figure XVI.1-1. + +![A hierarchical diagram showing the instance model for a routing process on a router. At the top is 'ic1:InstalledSoftwareComponent' (name=Router OS, version=15.2). Below it is 'f1:File' (localName=router-os-15-2-6543.bin, isReadOnly=false, isHidden=false, pathName=\router-os-15-2-6543.bin, size=5876242), connected via 'SoftwareComponentInstalledFromInstallable'. Below 'f1:File' are two nodes: 'os1:RunningOperatingSystem' (name=Router OS 15.2) and 'pr1a:RunningSoftwareApplication' (name=OSPF Process), both connected via 'SoftwareProcessInvokedFromExecutable'. 'os1' and 'pr1a' are connected by 'OsInvokesProcesses'. 'os1' is connected to 'cd1:ConstraintDomain' (name=Chassis1 CD) via 'CdConstraintsRunningOs', which is connected to 'eq1:Equipment' (name=chassis 1) via 'CdRepresentsEqBoundary'. 'pr1a' is connected to 'pc1:ProcessingConstruct' (name=OSPF Instance 123) and 'pc2:ProcessingConstruct' (name=OSPF Instance 432) via 'PcFromRunningSoftwareProcess'.](6eb629ce881a12c1c08d3d0f96041e85_img.jpg) + +``` + +graph TD + ic1[ic1:InstalledSoftwareComponent +name=Router OS +version=15.2] -- "SoftwareComponentInstalledFromInstallable" --> f1[f1:File +localName=router-os-15-2-6543.bin +isReadOnly=false +isHidden=false +pathName=\router-os-15-2-6543.bin +size=5876242] + f1 -- "SoftwareProcessInvokedFromExecutable" --> os1[os1:RunningOperatingSystem +name=Router OS 15.2] + f1 -- "SoftwareProcessInvokedFromExecutable" --> pr1a[pr1a:RunningSoftwareApplication +name=OSPF Process] + os1 -- "OsInvokesProcesses" --> pr1a + os1 -- "CdConstraintsRunningOs" --> cd1[cd1:ConstraintDomain +name=Chassis1 CD] + cd1 -- "CdRepresentsEqBoundary" --> eq1[eq1:Equipment +name=chassis 1] + pr1a -- "PcFromRunningSoftwareProcess" --> pc1[pc1:ProcessingConstruct +name=OSPF Instance 123] + pr1a -- "PcFromRunningSoftwareProcess" --> pc2[pc2:ProcessingConstruct +name=OSPF Instance 432] + +``` + +A hierarchical diagram showing the instance model for a routing process on a router. At the top is 'ic1:InstalledSoftwareComponent' (name=Router OS, version=15.2). Below it is 'f1:File' (localName=router-os-15-2-6543.bin, isReadOnly=false, isHidden=false, pathName=\router-os-15-2-6543.bin, size=5876242), connected via 'SoftwareComponentInstalledFromInstallable'. Below 'f1:File' are two nodes: 'os1:RunningOperatingSystem' (name=Router OS 15.2) and 'pr1a:RunningSoftwareApplication' (name=OSPF Process), both connected via 'SoftwareProcessInvokedFromExecutable'. 'os1' and 'pr1a' are connected by 'OsInvokesProcesses'. 'os1' is connected to 'cd1:ConstraintDomain' (name=Chassis1 CD) via 'CdConstraintsRunningOs', which is connected to 'eq1:Equipment' (name=chassis 1) via 'CdRepresentsEqBoundary'. 'pr1a' is connected to 'pc1:ProcessingConstruct' (name=OSPF Instance 123) and 'pc2:ProcessingConstruct' (name=OSPF Instance 432) via 'PcFromRunningSoftwareProcess'. + +G.7711(25) + +**Figure XVI.1-2 – The instance model for the routing "process" on router** + +Note that here a ConstraintDomain that is related to a physical boundary is being used for the operating system. Another alternative could be to use an existing 'NetworkElement' boundary or to use an existing ControlConstruct control domain boundary. + +### XVI.1.2 Simple Host with Host OS VMM + +This is a more complex example because there is also the VMM/VM virtualization layer to represent. + +Assume that a host runs a VMM as a process under its operating system (rather than a bare metal VMM). The host operating system is also running other normal software processes. The VMM is running many VMs. + +One thing to note is that there are two separate 'namespaces' in this example (which can be conveniently represented using a ConstraintDomain). Both the guest and the host operating systems can have separate files such as c:\word\myDoc.doc with different content, because these are in different FileSystems. Also, the guest and the host operating systems can both have separate software processes with the same process id. + +![Diagram of a simple host with host OS VMM showing nested Constraint Domains (CDs).](527a7b5533d626c7395e2606b08fc220_img.jpg) + +The diagram illustrates a hierarchical structure of Constraint Domains (CDs): + +- CD = Phy (Chassis)**: The top-level domain containing: + - RunningOS (Guest OS)**: Invokes a **Running software process 1** and the **VMM**. + - VMM**: Invokes **VM1** and **VM2**. +- CD = VM2**: A nested domain containing: + - RunningOS (Guest OS)**: Invokes a **Running software process 1**. +- CD = VM1**: An empty nested domain. + +Other ConstraintDomains such as those as NE and ControlDomain constraint boundaries, can be added if required + +G.7711-Y.1702(22)\_FXVI.1-3 + +Diagram of a simple host with host OS VMM showing nested Constraint Domains (CDs). + +**Figure XVI.1-3 – Simple host with host OS VMM** + +Note also that because the CIM does not currently have a storage model, the FileSystem instance has been directly related to the ConstraintDomain (FileSystemWithinCD). If a storage model is added in the future, then this association needs to be removed and replaced with an association to the storage function. + +The control point of view will be explored in a later example, so it has deliberately been omitted from these earlier examples to simplify the diagrams and help focus on the software aspects. + +Figure XVI.1-4 shows the instance diagram equivalent of Figure XVI.1-3. + +![UML class diagram titled 'Figure XVI.1-4 – Instance model for simple host with host OS VMM'. The diagram shows a hierarchy of software components and their relationships. At the top, 'FileSystemEntriesFromSoftwareComponentInstallation' is a root. Below it, 'fs1:FileSystem' (FileSystemContainsRootEntries) is connected to 'd1:Directory' (isReadOnly=false, isHidden=false) and 'i1:InstalledSoftwareComponent' (name=Linux OS). 'd1:Directory' is connected to 'eq1:Equipment' (name=chassis1) via 'CdRepresentsEqBoundary'. 'eq1:Equipment' is connected to 'cd1:ConstraintDomain' (name=chassis CD) via 'FileSystemWithinCd'. 'cd1:ConstraintDomain' is connected to 'os1:RunningOperatingSystem' (name=Linux OS) via 'CdConstrainsRunningOs'. A yellow note labeled 'Host OS' is next to 'os1'. 'os1' is connected to 'pr1:RunningSoftwareApplication' (name=Minesweeper) via 'OsInvokesProcesses'. 'os1' is also connected to 'vmm1:RunningHostOsVmm' (name=vmm.exe, description=Hypervisor) via 'OsInvokesVmmSoftwareProcess'. 'vmm1' is connected to 'vm1:RunningVirtualMachine' (name=Linux VM) via 'VmmInvokesVm'. 'vm1' is connected to 'cd2:ConstraintDomain' (name=Linux VM CD) via 'CdRepresentsRunningVmBoundary'. 'cd2' is connected to 'os2:RunningOperatingSystem' (name=Linux OS) via 'CdConstrainsRunningOs'. A yellow note labeled 'GuestOS' is next to 'os2'. 'os2' is connected to 'pr2:RunningSoftwareApplication' (name=Solitaire) via 'OsInvokesProcesses'. 'os2' is also connected to 'd2:Directory' (localName=/vm-iso) via 'FileSystemContainsRootEntries'. 'd2' is connected to 'f1:File' (localName=Fedora25.iso) via 'DirectoryContainsFileSystemEntries'. A yellow note labeled 'VM image' is next to 'f1'. 'f1' is connected to 'i2:InstalledSoftwareComponent' (name=KVM Fedora25 VM) via 'SoftwareComponentInstalledFromInstallable'. A yellow note on the right says 'note these are in different directories - one is on the host, one is on the VM' pointing to 'pr1' and 'pr2'.](e41e58044b89601b2e949f518af843eb_img.jpg) + +UML class diagram titled 'Figure XVI.1-4 – Instance model for simple host with host OS VMM'. The diagram shows a hierarchy of software components and their relationships. At the top, 'FileSystemEntriesFromSoftwareComponentInstallation' is a root. Below it, 'fs1:FileSystem' (FileSystemContainsRootEntries) is connected to 'd1:Directory' (isReadOnly=false, isHidden=false) and 'i1:InstalledSoftwareComponent' (name=Linux OS). 'd1:Directory' is connected to 'eq1:Equipment' (name=chassis1) via 'CdRepresentsEqBoundary'. 'eq1:Equipment' is connected to 'cd1:ConstraintDomain' (name=chassis CD) via 'FileSystemWithinCd'. 'cd1:ConstraintDomain' is connected to 'os1:RunningOperatingSystem' (name=Linux OS) via 'CdConstrainsRunningOs'. A yellow note labeled 'Host OS' is next to 'os1'. 'os1' is connected to 'pr1:RunningSoftwareApplication' (name=Minesweeper) via 'OsInvokesProcesses'. 'os1' is also connected to 'vmm1:RunningHostOsVmm' (name=vmm.exe, description=Hypervisor) via 'OsInvokesVmmSoftwareProcess'. 'vmm1' is connected to 'vm1:RunningVirtualMachine' (name=Linux VM) via 'VmmInvokesVm'. 'vm1' is connected to 'cd2:ConstraintDomain' (name=Linux VM CD) via 'CdRepresentsRunningVmBoundary'. 'cd2' is connected to 'os2:RunningOperatingSystem' (name=Linux OS) via 'CdConstrainsRunningOs'. A yellow note labeled 'GuestOS' is next to 'os2'. 'os2' is connected to 'pr2:RunningSoftwareApplication' (name=Solitaire) via 'OsInvokesProcesses'. 'os2' is also connected to 'd2:Directory' (localName=/vm-iso) via 'FileSystemContainsRootEntries'. 'd2' is connected to 'f1:File' (localName=Fedora25.iso) via 'DirectoryContainsFileSystemEntries'. A yellow note labeled 'VM image' is next to 'f1'. 'f1' is connected to 'i2:InstalledSoftwareComponent' (name=KVM Fedora25 VM) via 'SoftwareComponentInstalledFromInstallable'. A yellow note on the right says 'note these are in different directories - one is on the host, one is on the VM' pointing to 'pr1' and 'pr2'. + +G.7711(25) + +**Figure XVI.1-4 – Instance model for simple host with host OS VMM** + +Note that there are two operating system instances in the example (host and guest). + +Note that here a ConstraintDomain that is related to a physical boundary is being used for the host operating system. The guest operating system's ConstraintDomain is the Linux VM. Another alternative could be to use an existing 'NetworkElement' boundary or to use an existing ControlConstruct control domain boundary. + +### XVI.1.3 Simple host with container engine and containers + +This case, as illustrated in Figure XVI.1-5, is very similar to the VMM/VM case. + +![UML instance model diagram for a host with a container engine and containers. The diagram shows relationships between a file system, directory, installed software component, constraint domain, equipment, running operating system, running software application, running container engine, running container, and another running software application. Relationships include FileSystemContainsRootEntries, FileSystemWithinCd, CdRepresentsEqBoundary, CdConstrainsRunningOs, OsInvokesProcesses, OsInvokesContainerSoftwareProcess, ContainerEngineInvokesContainer, and SoftwareProcessInvokesChildProcesses. Annotations highlight the 'Host OS' and note that applications are in different directories (one on the host, one in the container).](1962ee7e9a747e60da0f0a30a9509763_img.jpg) + +``` + +classDiagram + class fs1:FileSystem + class d1:Directory { + isReadOnly = false + isHidden = false + } + class i1:InstalledSoftwareComponent { + name = Linux OS + } + class cd1:ConstraintDomain { + name = chassis CD + } + class eq1:Equipment { + name = chassis1 + } + class os1:RunningOperatingSystem { + name = Linux OS + } + class pr1:RunningSoftwareApplication { + name = Minesweeper + description = Exciting GUI game + processId = 5723 + priority = 2 + invokingUser = chrish + invokingCommand = \usr\games\minesweeper.sh + runState = RUNNING + } + class ce1:RunningContainerEngine { + name = ce.sh + description = Container Engine + processId = 593 + priority = 8 + invokingUser = chrish + invokingCommand = \bin\ce.sh + runState = RUNNING + } + class c1:RunningContainer { + name = Container1 Process + } + class pr2:RunningSoftwareApplication { + name = Solitaire + description = Exciting card game for one + processId = 8856 + priority = 3 + invokingUser = chrish + invokingCommand = \usr\games\solitaire.sh + runState = RUNNING + } + + fs1 --> d1 : FileSystemContainsRootEntries + fs1 --> cd1 : FileSystemWithinCd + cd1 --> eq1 : CdRepresentsEqBoundary + cd1 --> os1 : CdConstrainsRunningOs + os1 --> pr1 : OsInvokesProcesses + os1 --> ce1 : OsInvokesContainerSoftwareProcess + ce1 --> c1 : ContainerEngineInvokesContainer + c1 --> pr2 : SoftwareProcessInvokesChildProcesses + i1 --> d1 : FileSystemEntriesFromSoftwareComponentInstallation + +``` + +Annotations from the diagram: + +- Host OS (pointing to os1:RunningOperatingSystem) +- note these are in different directories - one is on the host, one is in the Container (pointing to pr1 and pr2) + +G.7711(25) + +UML instance model diagram for a host with a container engine and containers. The diagram shows relationships between a file system, directory, installed software component, constraint domain, equipment, running operating system, running software application, running container engine, running container, and another running software application. Relationships include FileSystemContainsRootEntries, FileSystemWithinCd, CdRepresentsEqBoundary, CdConstrainsRunningOs, OsInvokesProcesses, OsInvokesContainerSoftwareProcess, ContainerEngineInvokesContainer, and SoftwareProcessInvokesChildProcesses. Annotations highlight the 'Host OS' and note that applications are in different directories (one on the host, one in the container). + +**Figure XVI.1-5 – Instance model for simple host with container engine and containers** + +Note that there is only one operating system instance in the example. + +Note that here a ConstraintDomain that is related to a physical boundary is being used for the operating system. Another alternative could be to use an existing 'NetworkElement' boundary or to use an existing ControlConstruct control domain boundary. + +#### XVI.1.4 CPU, memory and storage example + +All of the model concepts that are needed to show how to link software processes to hardware have now been acquired. + +Assume that there is a chassis holding compute blades. Each blade is essentially separate, so a constraint domain can be created relating to each physical blade boundary, as shown in Figure XVI.1-6. + +![Figure XVI.1-6: Compute blade in a chassis. This diagram shows two identical compute blades, 'CD = Phy (Blade1)' and 'CD = Phy (Blade2)', within a 'CD = Phy (Chassis)'. Each blade contains a 'RunningOS' box that points to a 'Running software process' box via an 'OS invokes process' arrow. The 'Running software process' box points to two 'PC' boxes via 'PC from RunningSoftware process' arrows. Each blade also contains 'CPU cores' and 'Memory blocks' boxes, which are not connected to other elements.](009a676afba09ee7f6a02dbf84a75fb8_img.jpg) + +Figure XVI.1-6: Compute blade in a chassis. This diagram shows two identical compute blades, 'CD = Phy (Blade1)' and 'CD = Phy (Blade2)', within a 'CD = Phy (Chassis)'. Each blade contains a 'RunningOS' box that points to a 'Running software process' box via an 'OS invokes process' arrow. The 'Running software process' box points to two 'PC' boxes via 'PC from RunningSoftware process' arrows. Each blade also contains 'CPU cores' and 'Memory blocks' boxes, which are not connected to other elements. + +G.7711-Y.1702(22)\_FXVI.1-6 + +**Figure XVI.1-6 – Compute blade in a chassis** + +Note that at this stage, no classes exist to represent CPU or memory (or storage) in the CIM, so what is being shown below are just placeholder instances showing how future classes could link in. + +![Figure XVI.1-7: Instance model for compute blade in a chassis. This is a complex instance model diagram showing various equipment and constraint domain instances. 'eq6:Equipment' (name=CPU 1), 'eq7:Equipment' (name=DIMM 0), and 'eq8:Equipment' (name=DIMM 1) are connected to 'eq2:Equipment' (name=Blade 1) via 'EquipmentEncapsulatesNonFru' and 'nonFru' associations. 'eq2:Equipment' is connected to 'cd1:ConstraintDomain' (name=Blade1 CD) via 'CdRepresentsEqBoundary'. 'cd1:ConstraintDomain' is connected to 'os1:RunningOperatingSystem' via 'CdConstrainsRunningOs'. 'cd1:ConstraintDomain' is also connected to 'core1:CpuCore', 'core2:CpuCore', and 'mem1:MemoryBlock' via 'CpuCoreInCd' and 'MemoryBlockInCd' associations. 'eq2:Equipment' is also connected to 'eq3:Equipment' (name=Blade 2) via 'CdRepresentsEqBoundary'. 'eq3:Equipment' is connected to 'cd2:ConstraintDomain' (name=Blade 2 CD) via 'CdRepresentsEqBoundary'. 'cd2:ConstraintDomain' is connected to 'core3:CpuCore', 'core4:CpuCore', and 'mem2:MemoryBlock' via 'CpuCoreInCd' and 'MemoryBlockInCd' associations. 'eq3:Equipment' is connected to 'h4:EquipmentHolder' (name=CPU Slot) and 'h3:EquipmentHolder' (name=Memory Slot) via 'EquipmentHasHolders'. 'h4:EquipmentHolder' is connected to 'eq4:Equipment' (name=CPU 1) via 'HolderOccupiedByEquipment'. 'h3:EquipmentHolder' is connected to 'eq5:Equipment' (name=DIMM 1) via 'HolderOccupiedByEquipment'. 'eq1:Equipment' (name=Chassis 1) is connected to 'h1:EquipmentHolder' (name=slot1) via 'EquipmentHasHolders'. 'h1:EquipmentHolder' is connected to 'eq2:Equipment' via 'HolderOccupiedByEquipment'. 'eq1:Equipment' is also connected to 'h2:EquipmentHolder' (name=slot2) via 'EquipmentHasHolders'. 'h2:EquipmentHolder' is connected to 'eq3:Equipment' via 'HolderOccupiedByEquipment'.](a1c0a0cd7d9c1e6b3ae6c0424a0cbfd5_img.jpg) + +Figure XVI.1-7: Instance model for compute blade in a chassis. This is a complex instance model diagram showing various equipment and constraint domain instances. 'eq6:Equipment' (name=CPU 1), 'eq7:Equipment' (name=DIMM 0), and 'eq8:Equipment' (name=DIMM 1) are connected to 'eq2:Equipment' (name=Blade 1) via 'EquipmentEncapsulatesNonFru' and 'nonFru' associations. 'eq2:Equipment' is connected to 'cd1:ConstraintDomain' (name=Blade1 CD) via 'CdRepresentsEqBoundary'. 'cd1:ConstraintDomain' is connected to 'os1:RunningOperatingSystem' via 'CdConstrainsRunningOs'. 'cd1:ConstraintDomain' is also connected to 'core1:CpuCore', 'core2:CpuCore', and 'mem1:MemoryBlock' via 'CpuCoreInCd' and 'MemoryBlockInCd' associations. 'eq2:Equipment' is also connected to 'eq3:Equipment' (name=Blade 2) via 'CdRepresentsEqBoundary'. 'eq3:Equipment' is connected to 'cd2:ConstraintDomain' (name=Blade 2 CD) via 'CdRepresentsEqBoundary'. 'cd2:ConstraintDomain' is connected to 'core3:CpuCore', 'core4:CpuCore', and 'mem2:MemoryBlock' via 'CpuCoreInCd' and 'MemoryBlockInCd' associations. 'eq3:Equipment' is connected to 'h4:EquipmentHolder' (name=CPU Slot) and 'h3:EquipmentHolder' (name=Memory Slot) via 'EquipmentHasHolders'. 'h4:EquipmentHolder' is connected to 'eq4:Equipment' (name=CPU 1) via 'HolderOccupiedByEquipment'. 'h3:EquipmentHolder' is connected to 'eq5:Equipment' (name=DIMM 1) via 'HolderOccupiedByEquipment'. 'eq1:Equipment' (name=Chassis 1) is connected to 'h1:EquipmentHolder' (name=slot1) via 'EquipmentHasHolders'. 'h1:EquipmentHolder' is connected to 'eq2:Equipment' via 'HolderOccupiedByEquipment'. 'eq1:Equipment' is also connected to 'h2:EquipmentHolder' (name=slot2) via 'EquipmentHasHolders'. 'h2:EquipmentHolder' is connected to 'eq3:Equipment' via 'HolderOccupiedByEquipment'. + +G.7711(25) + +**Figure XVI.1-7 – Instance model for compute blade in a chassis** + +## XVI.1.5 FPGA example + +This example will focus on a single physical blade and then focus on a FPGA within that blade. + +There could be many variations in an actual implementation, so this example should be seen as 'illustrative' rather than 'definitive'. + +Assuming that our physical unit is a blade server in a chassis, it will be represented as in our previous example. See Figure XVI.1-8. + +A new ConstraintDomain is then created for the FPGA and the software and functions within the FPGA are represented. Note that the information available from the FPGA may be limited or comprehensive, depending on the implementation. + +![Figure XVI.1-8: Field programmable gate array (FPGA) diagram showing nested physical constraint domains (Phy) for Chassis, Blade1, Blade2, and FPGA1. Blade2 and FPGA1 contain RunningOS, Running software process, and PC components.](e791584696ddaa89eecf172a72ae05e9_img.jpg) + +The diagram illustrates a hierarchical physical constraint domain structure. At the top level is 'CD = Phy (Chassis)'. Inside it are two nested domains: 'CD = Phy (Blade1)' (which is empty) and 'CD = Phy (Blade2)'. Inside 'CD = Phy (Blade2)' is another nested domain 'CD = Phy (FPGA1)'. Both 'CD = Phy (Blade2)' and 'CD = Phy (FPGA1)' contain a 'RunningOS' component, which has an arrow labeled 'OS invokes process' pointing to a 'Running software process' component. Each 'Running software process' component has two arrows labeled 'PC from RunningSoftware process' pointing to two 'PC' components. The diagram is labeled 'G.7711-Y.1702(22)\_FXVI.1-8' at the bottom right. + +Figure XVI.1-8: Field programmable gate array (FPGA) diagram showing nested physical constraint domains (Phy) for Chassis, Blade1, Blade2, and FPGA1. Blade2 and FPGA1 contain RunningOS, Running software process, and PC components. + +**Figure XVI.1-8 – Field programmable gate array (FPGA)** + +Figure XVI.1-9 shows the instance diagram equivalent to Figure XVI.1-8. + +![Figure XVI.1-9: Instance model for an FPGA showing equipment, constraint domains, and software components with their relationships.](348bb765f48861729e0251856c0e66c7_img.jpg) + +This instance diagram shows the relationships between various network elements. 'eq0:Equipment' (name=FPGA0) is connected to 'eh1:EquipmentHolder' (name=FPGA Slot0) via 'HolderOccupiedByEquipment'. 'eh1:EquipmentHolder' is connected to 'eq2:Equipment' (name=Blade 1) via 'EquipmentHasHolders'. 'eq2:Equipment' is connected to 'cd1:ConstraintDomain' (name=Blade1 CD) via 'CdRepresentsEqBoundary'. 'eq2:Equipment' is also connected to 'h1:EquipmentHolder' (name=slot1) via 'HolderOccupiedByEquipment'. 'h1:EquipmentHolder' is connected to 'eq1:Equipment' (name=Chassis 1) via 'EquipmentHasHolders'. 'eq1:Equipment' is connected to 'eq3:Equipment' (name=FPGA1) via 'EquipmentEncapsulatesNonFru' and 'nonFru'. 'eq3:Equipment' is connected to 'cd2:ConstraintDomain' (name=FPGA1) via 'CdRepresentsEqBoundary'. 'cd1:ConstraintDomain' is connected to 'ltp1:LogicalTerminationPoint' via 'SymmetricCdIsBoundedByLtp'. 'cd2:ConstraintDomain' is connected to 'ltp1:LogicalTerminationPoint' via 'SymmetricCdIsBoundedByLtp', to 'pc1:ProcessingConstruct' via 'CdConstrainsPc', and to 'fd1:ForwardingDomain' via 'CdConstrainsFd'. 'ltp1:LogicalTerminationPoint' is connected to 'pr1:RunningSoftwareApplication' via 'CdConstrainsSoftwareApplication'. 'pr1:RunningSoftwareApplication' is connected to 'f1:File' (localName=fpga-config.dat, isReadOnly=false, isHidden=false) via 'SoftwareProcessInvokedFromExecutable'. 'f1:File' is connected to 'is1:InstalledSoftwareComponent' (name=Bridge FPGA Config, version=1.34a) via 'SoftwareComponentInstalledFromInstallable'. The diagram is labeled 'G.7711(25)' at the bottom right. + +Figure XVI.1-9: Instance model for an FPGA showing equipment, constraint domains, and software components with their relationships. + +**Figure XVI.1-9 – Instance model for an FPGA** + +### XVI.1.6 Soft switch example + +There are a number of soft switches available, both vendor proprietary and open source. + +Open vSwitch will be used for the example because it is well known and has useful documentation. + +An Open vSwitch could be running directly on a server or via a VM or container. This example shows the direct case, but it can be combined with the previous examples for the other cases. + +"Open vSwitch is a multilayer software switch... Open vSwitch is well suited to function as a virtual switch in VM environments. ...it was designed to support distribution across multiple physical server." + +![A block diagram showing the architecture of Open vSwitch. At the center is a 'Bridge' block. To its left, an 'Open_vSwitch' block points to it with a 'bridge' association. Above the Bridge, a 'Flow_Sample_Collector_Set' block points to it with 'bridge' and 'bridges*' associations. To the right of the Bridge, several blocks are connected: 'NetFlow' (via 'ipfix?'), 'IPFIX' (via 'ipfix?'), 'Controller' (via 'controller*'), 'Flow_Table' (via 'flow_tables value*'), 'sFlow' (via 'sflow?'), 'Mirror' (via 'mirrors*'), and 'Port' (via 'ports*'). Below the Bridge, a 'Manager' block is connected via 'manager_options*' and an 'SSL' block via 'ssl?'. The 'Port' block has further connections: 'select_dst_ports*', 'output_port?', and 'select_src_port*' pointing to it from the Bridge; 'qos?' pointing to a 'QoS' block; and 'interfaces+' pointing to an 'Interface' block. The 'QoS' block points to a 'Queue' block via 'queues value*'. Below the diagram is a table with two columns: 'Table' and 'Purpose'.](06896a9c5e4cfa48261de0cf552da20c_img.jpg) + +``` + +graph TD + Open_vSwitch -- bridge --> Bridge + Flow_Sample_Collector_Set -- bridge --> Bridge + Flow_Sample_Collector_Set -- bridges* --> Bridge + Open_vSwitch -- manager_options* --> Manager + Open_vSwitch -- ssl? --> SSL + Bridge -- netflow? --> NetFlow + Bridge -- ipfix? --> NetFlow + Bridge -- ipfix? --> IPFIX + Bridge -- controller* --> Controller + Bridge -- "flow_tables value*" --> Flow_Table + Bridge -- sflow? --> sFlow + Bridge -- mirrors* --> Mirror + Bridge -- ports* --> Port + Bridge -- select_dst_ports* --> Port + Bridge -- output_port? --> Port + Bridge -- select_src_port* --> Port + Port -- qos? --> QoS + Port -- interfaces+ --> Interface + QoS -- "queues value*" --> Queue + +``` + +| Table | Purpose | +|----------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Software process → Open_vSwitch | Configuration for an Open vSwitch daemon. There must be exactly one record in the Open_vSwitch table | +| ProcessingConstruct → Bridge | Configuration for bridge within an Open_vSwitch. A bridge record represents an Ethernet switch with one or more "ports," which are the port records pointed to by the bridge's ports column. | + +A block diagram showing the architecture of Open vSwitch. At the center is a 'Bridge' block. To its left, an 'Open\_vSwitch' block points to it with a 'bridge' association. Above the Bridge, a 'Flow\_Sample\_Collector\_Set' block points to it with 'bridge' and 'bridges\*' associations. To the right of the Bridge, several blocks are connected: 'NetFlow' (via 'ipfix?'), 'IPFIX' (via 'ipfix?'), 'Controller' (via 'controller\*'), 'Flow\_Table' (via 'flow\_tables value\*'), 'sFlow' (via 'sflow?'), 'Mirror' (via 'mirrors\*'), and 'Port' (via 'ports\*'). Below the Bridge, a 'Manager' block is connected via 'manager\_options\*' and an 'SSL' block via 'ssl?'. The 'Port' block has further connections: 'select\_dst\_ports\*', 'output\_port?', and 'select\_src\_port\*' pointing to it from the Bridge; 'qos?' pointing to a 'QoS' block; and 'interfaces+' pointing to an 'Interface' block. The 'QoS' block points to a 'Queue' block via 'queues value\*'. Below the diagram is a table with two columns: 'Table' and 'Purpose'. + +G.7711-Y.1702(22)\_FXVI.1-10 + +**Figure XVI.1-10 – Soft switch example (adapted from [b-Open vSwitch])** + +The documentation extracts in Figure XVI.1-10 that the vSwitch process can support many bridges (the functional switch blocks). + +The block diagram in Figure XVI.1-11 is consistent with the previous examples, but details within each ProcessingConstruct and the related ForwardingDomain and its ports and the related LTP are now also shown. + +Note that in this case the legacy NetworkElement concept has been used to define the constraint boundary – of course a physical boundary or ControlDomain constraint boundary will also work. + +![Figure XVI.1-11: Ethernet bridge diagram. A blue box labeled 'CD = "NE"' contains two 'PC = Eth bridge' components, each with a central 'FC' (yellow oval) and four ports (P1, P2, P3, P4). The top bridge's P1 connects to Eth0, P2 to Eth1, P3 to Eth3, and P4 to Eth4. The bottom bridge's P1 connects to Eth6, and P2 to Eth7. A 'RunningOS' box (Linux OS) has an arrow labeled 'OS invokes process' pointing to a 'Running software process' box. This process has an arrow labeled 'PC from RunningSoftware process' pointing to the bottom bridge's P1 port. A small text 'G.7711-Y.1702(22)_FXVI.1-11' is at the bottom right.](1d8f5519eba86b387ab5aa2176581f86_img.jpg) + +Figure XVI.1-11: Ethernet bridge diagram. A blue box labeled 'CD = "NE"' contains two 'PC = Eth bridge' components, each with a central 'FC' (yellow oval) and four ports (P1, P2, P3, P4). The top bridge's P1 connects to Eth0, P2 to Eth1, P3 to Eth3, and P4 to Eth4. The bottom bridge's P1 connects to Eth6, and P2 to Eth7. A 'RunningOS' box (Linux OS) has an arrow labeled 'OS invokes process' pointing to a 'Running software process' box. This process has an arrow labeled 'PC from RunningSoftware process' pointing to the bottom bridge's P1 port. A small text 'G.7711-Y.1702(22)\_FXVI.1-11' is at the bottom right. + +**Figure XVI.1-11 – Ethernet bridge** + +Figure XVI.1-12 shows the instance diagram equivalent to Figure XVI.1-11. + +![Figure XVI.1-12: Instance example for Ethernet bridge. A hierarchical diagram showing instances of the components. At the top, 'os1:RunningOperatingSystem' (name=Linux OS) is connected via 'OsInvokesProcesses' to 'pr1:RunningSoftwareApplication' (name=open vSwitch daemon, processId=34, priority=6, invokingUser=admin, runState=RUNNING). 'pr1' is connected via 'PcFromRunningSoftwareProcess' to two 'ProcessingConstruct' instances: 'pc1:ProcessingConstruct' (name=Bridge1) and 'pc2:ProcessingConstruct' (name=Bridge2). 'pc1' is connected via 'SymmetricPcIsBoundedByLtp' to two 'LogicalTerminationPoint' instances: 'ltp1:LogicalTerminationPoint' (name=Eth0) and 'ltp2:LogicalTerminationPoint' (name=Eth1). 'pc2' is connected via 'SymmetricPcIsBoundedByLtp' to two 'LogicalTerminationPoint' instances: 'ltp3:LogicalTerminationPoint' (name=Eth6) and 'ltp4:LogicalTerminationPoint' (name=Eth7). A small text 'G.7711(25)' is at the bottom right.](d032efafacda4f0520c61a330db98d45_img.jpg) + +Figure XVI.1-12: Instance example for Ethernet bridge. A hierarchical diagram showing instances of the components. At the top, 'os1:RunningOperatingSystem' (name=Linux OS) is connected via 'OsInvokesProcesses' to 'pr1:RunningSoftwareApplication' (name=open vSwitch daemon, processId=34, priority=6, invokingUser=admin, runState=RUNNING). 'pr1' is connected via 'PcFromRunningSoftwareProcess' to two 'ProcessingConstruct' instances: 'pc1:ProcessingConstruct' (name=Bridge1) and 'pc2:ProcessingConstruct' (name=Bridge2). 'pc1' is connected via 'SymmetricPcIsBoundedByLtp' to two 'LogicalTerminationPoint' instances: 'ltp1:LogicalTerminationPoint' (name=Eth0) and 'ltp2:LogicalTerminationPoint' (name=Eth1). 'pc2' is connected via 'SymmetricPcIsBoundedByLtp' to two 'LogicalTerminationPoint' instances: 'ltp3:LogicalTerminationPoint' (name=Eth6) and 'ltp4:LogicalTerminationPoint' (name=Eth7). A small text 'G.7711(25)' is at the bottom right. + +**Figure XVI.1-12 – Instance example for Ethernet bridge** + +In some cases, a port on one bridge and a port on another bridge may go to the same hardware port. + +### XVI.1.7 Constraint domain example + +Now we will look at how the software model aligns with the ControlConstruct concept. + +Figure XVI.1-13 shows a diagram modified from the previous "Simple Host with Host OS VMM" example. + +Adding the control information adds a lot of complexity to the diagram (which is why it has been left off the previous examples). + +There may be a number of variations to this example, but a common scenario is where there is: + +- a management interface to manage the host operating system +- a separate management interface to manage the VMM and to enable the creation, configuration and removal of VMs (often provided with the VMM software) + +- a management interface to manage each of the guest operating systems. + +![Diagram illustrating the hierarchy of control constructs in a virtualized environment. The diagram shows nested control domains (CD) and how control constructs (Ctrl Construct) manage them. The top level is CD = Physical (Chassis), containing CD = CtrlID (RunningOS (Host OS)) and CD = CtrlID (VMM). The VMM manages VM1. VM1 contains CD = VM2, which contains CD = CtrlID (RunningOS (Guest OS)) and Running software process 1. Control constructs are shown managing these domains via ports and references.](35edd510cb00cc44af8394aecbd0121f_img.jpg) + +The diagram illustrates the hierarchy of control constructs in a virtualized environment. It shows nested control domains (CD) and how control constructs (Ctrl Construct) manage them. + +- CD = Physical (Chassis)**: The outermost domain. + - CD = CtrlID**: Contains **RunningOS (Host OS)**. The OS invokes a process. + - CD = CtrlID**: Contains **VMM**. The VMM invokes VMs. + - VM1**: A virtual machine managed by the VMM. +- CD = VM2**: A domain within VM1. + - CD = CtrlID**: Contains **RunningOS (Guest OS)**. The OS invokes a process, which results in **Running software process 1**. + +Control constructs are shown managing these domains via ports and references: + +- A **Ctrl Construct** manages the **CD = CtrlID** (Host OS) domain. +- A **Ctrl Construct** manages the **CD = CtrlID** (VMM) domain. +- A **Ctrl Construct** manages the **CD = VM2** domain. +- The **Ctrl Construct** for **CD = VM2** also manages the **CD = CtrlID** (Guest OS) domain. + +References that cross the **ControlDomain** boundaries are highlighted, indicating the information available from each **ControlConstruct**. + +G.7711-Y.1702(22)\_FXVI.1-13 + +Diagram illustrating the hierarchy of control constructs in a virtualized environment. The diagram shows nested control domains (CD) and how control constructs (Ctrl Construct) manage them. The top level is CD = Physical (Chassis), containing CD = CtrlID (RunningOS (Host OS)) and CD = CtrlID (VMM). The VMM manages VM1. VM1 contains CD = VM2, which contains CD = CtrlID (RunningOS (Guest OS)) and Running software process 1. Control constructs are shown managing these domains via ports and references. + +**Figure XVI.1-13 – Considering control** + +Note that the diagram highlights the information available from each **ControlConstruct**. The references that cross the **ControlDomain** boundaries are the ones that a network management system will need to stitch together to provide a consistent end-to-end view. + +## Appendix XVII + +### Controller lifecycle and security + +(This appendix does not form an integral part of this Recommendation.) + +This appendix considers the lifecycle of a system of controllers. A controller is an assembly of ControlConstructs, etc. The model of control is discussed in Annex H. + +#### XVII.1 Overview and context + +##### XVII.1.1 Business context + +The discussion in this appendix focusses on future business opportunities to offer control services where those services enable a client to control, in a secure way, "slices" of network capability as if those slices were actual network. + +The client perception of the control of the slice is that it seems no different to control of an owned network. The control pattern can be recursively applied and can be used to blend control of an owned network with that of slices, offered by another provider, in a seamless fashion. + +It is recognized that some services of this form already exist, but it seems that there is no defined pattern for the development of these services through their lifecycle. This appendix explores control patterns for the development of these services. + +The control patterns laid out are demonstrated as applied to network connectivity capability, but it appears that these patterns could apply to control of slices of any functional capability to any level of sophistication236. + +It is assumed in this appendix that there will be commercial justification to offer such services (in terms of revenue opportunity etc.). This appendix works through the technical aspects of this form of business interaction. + +##### XVII.1.2 Management control architecture + +It is assumed that the control architecture supports unified control of network structures, i.e., is not partitioned into vendor domains or by layer. This unified control offers a complete view of network capabilities. + +Clearly, there is partitioning of control based upon commercial considerations, corporate regionalization, regulator constraints etc. The patterns developed in this appendix could apply at any of these boundaries. The appendix tends to consider the commercial boundary as this is probably the most onerous from a security perspective. + +It is recognized that the control solution could be deployed on a mix of bare metal, private cloud and public cloud and some of the discussion in this appendix considers allocation of cloud resources. Not all possible arrangements are covered but none are considered excluded. + +This appendix describes appropriate control structures and policy enforcement points to deal with the commercial boundary accounting for the interrelationship via the public internet and hence for threat actors within that environment. The appendix does not dig deeply into any details of security techniques, etc. but does assume that state-of-the-art techniques will be used. + +This appendix highlights appropriate control structures to enable the offering of control of slices to a client and to handle that control throughout its lifecycle. + +--- + +236 This could include control of compute/storage system, control of power systems, control of medical capabilities, etc. + +### **XVII.1.3 Controller internal architecture** + +To provide the services considered, a particular arrangement of internal control structures is required. This appendix works through the lifecycle of emergence of these structures and explains their interaction. + +In clause XVII.2, the initial formation of the control structure of a new business is considered and developed briefly to set a scene. The remainder of the appendix works through an overview of the necessary control elements and develops a picture through various stylized examples. + +This appendix builds especially on models and discussions set out in Annex H as well as aspects of other parts in ITU-T G.7711. + +## **XVII.2 Formation of a controller** + +The formation of a controller is considered from the beginning of the formation of a business. This is a general discussion that applies to any services. This section should be read with the focus of the control services in mind. Clearly, most businesses are at some intermediate stages of evolution. There are many challenges related to migration from a brown field starting point that are not addressed by this appendix. + +The initial controller is assumed to be one that deals with the growth of the business in a speculative environment, where the specific business purpose is forming through market exploration and resulting innovation. At this stage of growth, the control considerations relate to business strategy and development, where control actions are taken on more conceptual entities in the speculative business plan. + +The early stages are skimmed over here to avoid philosophical debates. It is assumed that at some stage in the evolution, there is an understanding of at least some potential service offerings, and that at that stage these offerings have been designed to the point where they are considered for trial in some way and where offering them to prospective clients is considered as potentially valuable so that there is a desire to start negotiation for those services. + +### **XVII.2.1 Forming the service definition and the catalogue** + +The services will have been developed to some sufficient degree to be recognized as having relevant revenue potential, and appropriate rough designs of the service structure patterns, and alternative realization patterns will be available. Prior to offering in the market place the service definition has to be such that what needs to be exposed to a potential client through negotiation is clearly separate from what needs to be available to the components of the controller such that it can determine the specific realization detail. + +It is assumed here that the service offer will be of network capacity (the slice of the network) and that that network capacity will be defined in terms of a structure of ForwardingDomains interconnected by ForwardingConstructs of the appropriate form. + +Clearly, not all possible services will be supported by the underlying network, hence the service offer will also include a set of forwarding service types that are allowed to be created in the slice. Even where a forwarding service type is supported, it may not be initially offered as there may be an opportunity for further revenue to be achieved by unlocking that capability via licence added to the basic network slice, etc. Unlocking additional potential is not considered in detail in this appendix. + +In the core model, the forwarding service is defined by one or more specific forwarding construct(s) with associated constraints and consequently the forwarding service spec is an FcSpec. The network capability offer by the ForwardingDomain structure needs to be expressed in terms of FdSpecs237. + +--- + +237 For this to be fully available for use, the FcSpec and FdSpec will require further development. + +The relationship between the external facing service definition238 and the internal service definition239 is essentially that between the component views in the component-system pattern (see Appendix V). The service offered can be considered as a component, where the exposed capability of that component can be described in terms of a system of components, and the realization of that component can be described in terms of a system of components240. + +The external facing definition provides a description of the effect of the service (component) offered. The internal facing definition provides a description of the realization. + +The realization of a service will be such that there is a recursion of component-system decompositions. + +The control service definitions, the key focus of this appendix, will be in terms of control specs241 which will include ControlConstruct patterns and ControlTask patterns. The patterns will be essentially arrangements of occurrences242 of ControlConstructs, ControlTasks, etc. + +It is assumed that the operator will expose the structure of such services via some commercial interface and that that exposure will be considered as a catalogue. + +The representation in the catalogue will necessarily include the pattern detail but will also need some abstract statements of capability and, especially, value that can be advertised to attract the potential clients in the first place. + +From the perspective of realizing the service, there will be appropriate linkage from the internal description and the external description via ViewMappingFunctions (as discussed in this appendix and in Annex H). + +## **XVII.2.2 Specific service assumptions** + +As noted above, the key consideration in this appendix is the deployment of control services. These services need to be defined in terms of control functionality and security from an external perspective and in terms of detailed control functionality, deployments and policy enforcement internally. + +## **XVII.2.3 Progressing through the formation** + +The following clauses work through the formation of controller structures and identify operational roles related to those formations. Various example service structures and corresponding roles are identified. + +It is important to recognize that the roles identified may be human or machines roles. For example, in some early realizations of a solution an admin user role may be a person, whilst through some evolution, that admin user role may have been automated, potentially through application of artificial intelligence (AI). + +## **XVII.3 Building a controller** + +This clause provides a brief overview of the steps to create an SDN controller including platform creation, the assignment of resources and the creation and configuration of the server contexts. It is assumed that the compute resources and the data communications network (DCN) are in place before + +--- + +238 The TM Forum customer facing service. + +239 The TM Forum resource facing service. + +240 The exposed system description and the realization system description are clearly related but are not the same. + +241 The control spec has not been developed in detail but will follow the pattern of the other specs set out in Annex G. + +242 Occurrences, discussed in Annex G, are semi-specialized forms that appear in other patterns and specifications. + +a controller is created or modified. Three different administrator roles with different scope perform these steps. Note that one person could perform more than one administrator role, or an administrator role may be implemented by the application of a predefined policy, or an administrator role could be performed by an AI application. + +Compute administrator role: Has the compute resources and data communications network (DCN) that support the management/control applications for the network in scope. + +Network administrator role: Has the complete network in scope. + +Controller administrator role: Has a single instance of a SDN controller in scope. The controller administrator can configure the controller and assign resources to clients (as described in clause XVII.4, Control service and various deployments). + +For this overview it is assumed that only one administrator role is active. + +### **XVII.3.1 Platform creation (Compute administration)** + +- Assign compute resources. + +The model for compute resources is provided in Annex O + +The platform could be supported by (for example): + +- A dedicated bare metal (physical) computer. +- A virtual machine (VM) running on a "local" server. +- A VM running in a cloud computing environment. + +It is assumed that the initial compute resource has a default control port and "basic" bootstrap software that supports the ability to download software (to run on the platform). + +A dedicated physical compute platform can provide a high degree of isolation which may be desirable in some early deployment scenarios. However, the compute resources must be pre-engineered. A VM offers the possibility of allowing the compute resources assigned to a controller to be modified as the deployment evolves. + +It is desirable to be able to migrate a "running" controller between different compute platforms (e.g., from a dedicated bare metal (physical) computer to a VM). + +- Install base controller software. + +This software creates a control construct that can be used to configure the rest of the controller. + +- Create and configure the network administration and controller administration ports. + +This includes definition of the port address, protocols, and initial user credentials. + +#### **XVII.3.1.1 Platform modification or migration** + +The compute administration role is also responsible for: + +- Modifying the resources (including compute, storage and the DCN) available to a running controller +- Deletion of a controller +- Migrating the controller to a different platform. + +It may be necessary to suspend controller operations during the migration. Apart from this, migration should not be visible to the controller. + +### **XVII.3.2 Assign network resources (network administration)** + +The network administrator identifies the transport resources that are intended to be within the scope of this controller and the way that these resources can be accessed. The resources identified include any links that are between a subnetwork in one server context and a subnetwork in another server + +context (i.e., in the scope of this controller) or between a subnetwork in the scope of this controller and a subnetwork that is in the scope of another controller. + +Local resources are accessed directly by this controller. Any resources within the constraint domain that defines the boundary of the NE are in the scope of this server context. Note that this includes the resources that are used to support the control ports. + +Resources provided via other controllers are accessed via a client context on a server controller. All the resources in a (supporting) client context are in scope for the server context. The compute administrator should configure the DCN (if required) and provide the address and the initial credentials required to access these resources. + +### **XVII.3.3 Configure server contexts (controller administrator)** + +- Configure server contexts: + - Configure view translation which includes: +View normalization, i.e., mapping the semantics of the representation to the local model semantics and: +Translating the name space (in the server controller client context) to the local controller (common) name space. + - For server contexts that will access resources provided via other controllers: Create communication ports with user groups and user credentials (to access the supporting client contexts). +- Confirm resources: + - Local resources: The resources retrieved from the (local) constraint domain should be refactored (i.e., mapped from the server specific representation to the common local representation) and mapped to the name space of the local controller and placed in the local context/RDB. These (retrieved) resources should be checked against the planned resources provisioned by the network administrator, and any discrepancies should be flagged and resolved. +In a higher-level controller, or in the initial configuration of a low-level controller, the local resources may only support the control communications network (e.g., Ethernet interfaces). +The controller administrator will configure and allocate these communications resources to support the administration ports of this controller, ports on the server contexts and ports on the client contexts. The controller administrator should use the parameters provided by the compute administrator. + - The resources retrieved by a server context from a corresponding (supporting) client context should be refactored (i.e., mapped from the server specific representation to the common local representation) and name space of the local controller and placed in the local context/RDB. These (retrieved) resources should be checked against the planned resources provisioned by the network administrator, and any discrepancies should be flagged and resolved. +- Confirm links: Between subnetworks in different server contexts in this controller or between subnetworks in the scope of this controller and subnetworks in the scope of another controller. + - The links can be retrieved automatically by using the discovery process defined in [ITU-T G.7714] or by using a manual test procedure. These retrieved links should be checked against the links identified by the network administrator, and any discrepancies should be flagged and resolved. + +An example of a controller after the steps listed above have been completed is illustrated in Figure XVII.3-1. Note that the links shown in the figure are between the resources in the server context (and not between the server contexts). + +![Figure XVII.3-1: Example of a controller after initial configuration. The diagram shows a hierarchical structure of network management. At the top, a 'Controller admin user' connects to a 'PEP' (Policy Enforcement Point) via a 'Controller admin port'. The 'PEP' is connected to the 'Controller platform', which includes a 'Constraint domain' and 'Admin exposure context'. The 'Controller platform' is connected to 'Compute resources supporting this controller' and 'Resources in scope of this controller'. The 'Resources in scope of this controller' are connected to three 'Server context' boxes (blue, red, and yellow) via 'Links'. Each 'Server context' contains 'Refactor' and 'Name space translation'. Below the 'Server context' boxes, there are 'Local resources' (Managed objects that represent atomic functions, Forwarding plane name space, Resources supported by: Dedicated hardware or; Compute resources ](c4a076b5eb855414825c4481948d6e54_img.jpg) + +Figure XVII.3-1: Example of a controller after initial configuration. The diagram shows a hierarchical structure of network management. At the top, a 'Controller admin user' connects to a 'PEP' (Policy Enforcement Point) via a 'Controller admin port'. The 'PEP' is connected to the 'Controller platform', which includes a 'Constraint domain' and 'Admin exposure context'. The 'Controller platform' is connected to 'Compute resources supporting this controller' and 'Resources in scope of this controller'. The 'Resources in scope of this controller' are connected to three 'Server context' boxes (blue, red, and yellow) via 'Links'. Each 'Server context' contains 'Refactor' and 'Name space translation'. Below the 'Server context' boxes, there are 'Local resources' (Managed objects that represent atomic functions, Forwarding plane name space, Resources supported by: Dedicated hardware or; Compute resources + +**Figure XVII.3-1 – Example of a controller after initial configuration** + +On completion of the steps, the controller does not support any clients. The controller can be configured to support clients as described in clause XVII.4. + +## XVII.4 Control service and various deployments + +In this clause it is assumed that a controller has been created and configured as described in clause XVII.3 and that the DCN has been configured to support clients. This clause provides an overview of the process for configuration of the controller to support clients. + +Example deployment scenarios are described in clause XVII.4.1. The client contexts (CCs) to support these scenarios are described in clause XVII.4.2. In all cases the client (of a CC) is a single server context (or application). A client context may support more than one exposure context (EC), each EC has an independent API in a common port group. + +The construction of a CC to support scenario 4 is described in clause XVII.4.3. + +### XVII.4.1 Example deployment scenarios + +A SDN controller may be deployed in several different network contexts that provide different management control capabilities to a client. Some example deployment scenarios, from the simplest to most complex, are described below starting with the least complex. These examples are only intended to be used to check that the model is "fit for purpose". + +- 1) Controller in a NE with a single client in a trusted domain + - One client context (CC) with one exposure context (EC). + +- Single server context with local resources. +- Link management is not supported. + +This example shows the simplest (i.e., minimal) configuration of a controller. + +- 2) Controller that consolidates multiple NEs with a single client in a trusted domain + - One client context with one or more ECs that provide different resource views and/or control capabilities to the same client. + - Controller admin defines the EC and (client) translation function. + - Multiple server contexts. + - Management of links between the transport resources in the server contexts. +- 3) Controller with more than one client in a trusted domain + - More than one client context each with one or more EC + - Controller admin defines the EC in the CC and the (client) translation function. + - Multiple server contexts + - Management of links between the transport resources in the server contexts. +- 4) Controller with more than one client in a non-trusted domain with client admin control + - More than one client context each with one or more EC + - Client controller admin: + - Defines the EC in the CC and the (client) translation function. + - Manages the client's users (i.e., configures the user credentials). + - Controller admin defines maximum "rate" of operations that the client can perform. + - Controller admin defines the maximum number of ECs that the client admin can create. + +## **XVII.4.2 Multiple views** + +Sketches of the client context for each of the scenarios described in clause XVII.4.1 are provided below. In these sketches: + +- The constraint domain boundary coincides with an exposure context boundary. +- The control constructs are not shown. + +For scenarios 2 to 4 more than one API is provided between the server context and the client context, these APIs are collected into a single port group. + +For scenarios 3 and 4 multiple (independent) CCs exist, to avoid clutter on the figures only one CC is shown. The control constructs are shown in clause XVII.4.3, which provides an overview of the process for building a client context to support scenario 4. + +### **XVII.4.2.1 Controller in a NE with a single client in a trusted domain** + +This is an example of a controller embedded in a network element. In this example, as illustrated in Figure XVII.4-1, the controller has a single server context (that contains the local resources), and a single client context with one user that has full access to the resources. + + + +![Diagram of a controller consolidating multiple network elements with a single client in a trusted domain. The diagram shows a 'Controller admin user' connected to a 'PEP' (Policy Enforcement Point), which is connected to a 'Controller admin EC' (Exposure Context). The 'Controller admin EC' is connected to a 'Controller admin EC for CC' (Client Context). The 'Controller admin EC for CC' is connected to a 'Client' (represented by a yellow oval). The 'Client' is connected to two 'PEP' (Policy Enforcement Point) units, which are connected to 'Exposure context 1' and 'Exposure context 2'. 'Exposure context 1' contains 'View 1', which is connected to 'View translation 3.1'. 'Exposure context 2' contains 'View 2', which is connected to 'View translation 3.2'. Both 'View translation 3.1' and 'View translation 3.2' are connected to 'Resources with client semantics (2)'. 'Resources with client semantics (2)' is connected to 'View translation 2'. 'View translation 2' is connected to 'Resources in scope of this controller'. The entire system is enclosed in a green box labeled 'Controller admin EC' on the left. The 'Client' is labeled 'Client port group' on the right. The diagram is signed 'G.7711(25)' at the bottom right.](570c644e6b2f2bdf49ec9e1b4eb4b626_img.jpg) + +Diagram of a controller consolidating multiple network elements with a single client in a trusted domain. The diagram shows a 'Controller admin user' connected to a 'PEP' (Policy Enforcement Point), which is connected to a 'Controller admin EC' (Exposure Context). The 'Controller admin EC' is connected to a 'Controller admin EC for CC' (Client Context). The 'Controller admin EC for CC' is connected to a 'Client' (represented by a yellow oval). The 'Client' is connected to two 'PEP' (Policy Enforcement Point) units, which are connected to 'Exposure context 1' and 'Exposure context 2'. 'Exposure context 1' contains 'View 1', which is connected to 'View translation 3.1'. 'Exposure context 2' contains 'View 2', which is connected to 'View translation 3.2'. Both 'View translation 3.1' and 'View translation 3.2' are connected to 'Resources with client semantics (2)'. 'Resources with client semantics (2)' is connected to 'View translation 2'. 'View translation 2' is connected to 'Resources in scope of this controller'. The entire system is enclosed in a green box labeled 'Controller admin EC' on the left. The 'Client' is labeled 'Client port group' on the right. The diagram is signed 'G.7711(25)' at the bottom right. + +**Figure XVII.4-2 – Controller that consolidates multiple NEs with a single client in a trusted domain** + +The controller administrator manages the exposure contexts provided for the client. The controller administrator also manages the client's users (i.e., configures the user credentials). + +View translation 2 is configured by the controller administrator. View translation 2 refactors (i.e., maps from the local representation to the client representation) and maps to the local name space of the client name space. This function will be null if the server contexts map the representation and name space of the resources directly to the representation and name space used for the client. In this case the client context and the controller use the same semantics and name space. This is possible since the controller only has a single client, and the controller and client are in the same trusted domain. + +Resources with client semantics (2) provides the most detailed view available to the client and allows full control of the resources. + +View translation 3.x is configured by the controller administrator. It provides a view that is appropriate for the target user. The resources in view 3.x may be: + +- A subset of the resources in view (2). +- Access may be limited (e.g., some attributes may be set to "read only"). +- Some resources may be aggregates (e.g., a set of links and subnetworks may be represented as a single subnetwork). + +### XVII.4.2.3 Controller with more than one client in a trusted domain + +Figure XVII.4-3 shows an example of a controller used in a hierarchy of controllers, in a single administration, to provide scalability by consolidating the interfaces of multiple NEs or subordinate controllers into a single interface. Multiple clients with multiple users are supported. Each client has a dedicated client context. Only a single client (and the corresponding client context) is shown in Figure XVII.4-3. + +![Diagram of a controller with multiple clients in a trusted domain. The diagram shows a 'Controller admin user' connected to a 'PEP' (Policy Enforcement Point) which is connected to a 'Controller admin EC' (Exposure Context). The 'Controller admin EC' is connected to a 'Client' (represented by a yellow oval) via a 'PEP'. The 'Client' is connected to a 'PEP' which is connected to a 'Client port group' (represented by a yellow oval). The 'Client port group' is connected to two 'Exposure context' boxes: 'Exposure context 1' and 'Exposure context 2'. 'Exposure context 1' contains 'View 1', which is connected to 'View translation 3.1'. 'Exposure context 2' contains 'View 2', which is connected to 'View translation 3.2'. Both 'View translation 3.1' and 'View translation 3.2' are connected to 'Resources with client semantics (2)'. 'Resources with client semantics (2)' is connected to 'View translation 2', which is connected to a 'PEP'. This 'PEP' is connected to 'Resources allocated to "this" CC (1)', which is connected to 'View translation 1'. 'View translation 1' is connected to 'Resources in scope of this controller'. A label 'Limits number/rate of operation requests to server contexts' points to the 'PEP' between 'View translation 2' and 'Resources allocated to "this" CC (1)'. A label 'Controller admin EC' points to the 'Controller admin EC' box. A label 'Controller admin EC for CC' points to the 'Controller admin EC' box. A label 'Client port group' points to the 'Client port group' oval. A label 'G.7711(25)' is at the bottom right.](ad98c332aee74f5ad3f274a2b22dfee5_img.jpg) + +Diagram of a controller with multiple clients in a trusted domain. The diagram shows a 'Controller admin user' connected to a 'PEP' (Policy Enforcement Point) which is connected to a 'Controller admin EC' (Exposure Context). The 'Controller admin EC' is connected to a 'Client' (represented by a yellow oval) via a 'PEP'. The 'Client' is connected to a 'PEP' which is connected to a 'Client port group' (represented by a yellow oval). The 'Client port group' is connected to two 'Exposure context' boxes: 'Exposure context 1' and 'Exposure context 2'. 'Exposure context 1' contains 'View 1', which is connected to 'View translation 3.1'. 'Exposure context 2' contains 'View 2', which is connected to 'View translation 3.2'. Both 'View translation 3.1' and 'View translation 3.2' are connected to 'Resources with client semantics (2)'. 'Resources with client semantics (2)' is connected to 'View translation 2', which is connected to a 'PEP'. This 'PEP' is connected to 'Resources allocated to "this" CC (1)', which is connected to 'View translation 1'. 'View translation 1' is connected to 'Resources in scope of this controller'. A label 'Limits number/rate of operation requests to server contexts' points to the 'PEP' between 'View translation 2' and 'Resources allocated to "this" CC (1)'. A label 'Controller admin EC' points to the 'Controller admin EC' box. A label 'Controller admin EC for CC' points to the 'Controller admin EC' box. A label 'Client port group' points to the 'Client port group' oval. A label 'G.7711(25)' is at the bottom right. + +**Figure XVII.4-3 – Controller with more than one client in a trusted domain** + +The controller administrator manages the exposure contexts provided for the client. The controller administrator also manages the client's users (i.e., configures the user credentials). + +View translation 1 is managed by the controller administrator. It provides a subset of the resources in the scope of the controller to the client context and manages the availability status of the resources allocated to the CC. This enables resources to be shared by multiple clients. + +Resources allocated to this CC (1) is a subset of the resources in the scope of the controller. If resources are shared between clients the availability status controls the ability of the client to use the resources. + +The PEP limits the number and rate of requests that are supported for the client. This is intended to prevent one client from overloading the compute resources of the controller which would impact the capabilities provided to other clients. + +View translation 2 is managed by the controller administrator. View translation 2 refactors (i.e., maps from the local representation to the client representation) and maps to the local name space of the client name space (as described above). It may also: + +- Limit access (e.g., some attributes may be set to "read only") +- Aggregate some resources (e.g., a set of links and subnetworks may be represented as a single subnetwork). + +Resources with client semantics (2) and view translation 3.x are as described above. + +This configuration may be used, for example, in a network that supports both OTN and Ethernet services, but the client's users can only access either OTN or Ethernet resources (but not both). + +#### XVII.4.2.4 Controller with more than one client in a non-trusted domain with extended client control + +This is an example of a controller used in a hierarchy of controllers, that consolidates the interfaces of multiple NEs or subordinate controllers into a single interface. Multiple clients with multiple users are supported. Each client has a dedicated client context. Only a single client (and the corresponding client context) is shown in Figure XVII.4-4. + +![Diagram of a controller hierarchy with multiple clients and exposure contexts.](3f6a870e43b0231f281bbbb292fa11d8_img.jpg) + +The diagram illustrates a controller hierarchy. At the top, a 'Client controller admin user' is connected to a 'Controller admin user' box, which in turn connects to a 'PEP' (Policy Enforcement Point). Below this, a 'Client' box is shown, which is part of a 'Client port group'. This client connects to another 'PEP', which leads into a large green box representing the 'Controller admin EC for CC'. Inside this box, there are three exposure contexts: 'Client admin exposure context', 'Exposure context 1', and 'Exposure context 2'. 'Exposure context 1' contains 'View 1' and 'View translation 3.1'. 'Exposure context 2' contains 'View 2' and 'View translation 3.2'. Both view translations lead to a 'Client view of resources (2)' box. Below this, a 'PEP' checks 'Operations restricted to in scope objects', leading to 'Resources with client semantics (2)'. Another 'PEP' checks 'Limits number/rate of operation requests to server contexts', leading to 'Resources allocated to "this" CC (1)'. This leads to 'View translation 1', which finally leads to 'Resources in scope of this controller'. On the left, 'Controller admin EC' and 'Controller admin EC for CC' are labeled with arrows pointing to the respective parts of the diagram. A small label 'G.7711(25)' is at the bottom right. + +Diagram of a controller hierarchy with multiple clients and exposure contexts. + +Figure XVII.4-4 – Controller with more than one client in a non-trusted domain + +In this scenario the admin user in the client controller can control some aspects of the client context, using the client admin interface within the context of the client admin exposure context. The PEP on the client admin interface rejects any operations that are not permitted. + +The controller administrator manages the client admin exposure context and defines the maximum number of exposure contexts that the client administrator can create. + +The client controller administrator manages the exposure contexts (including view translation 3.x) and users (i.e., configures the user credentials). + +Before accepting any operations, the PEP checks that the resources are in scope for the CC. + +View translation (1), Resources allocate to this controller (1), PEP, view translation (2) and resources with client semantics (2) are as described above. + +This configuration may be used, for example, in the case where a client wishes to directly manage its user views and users. + +#### XVII.4.3 Building a client context + +This clause provides an overview of the process to construct a client context to support scenario 4. + +The configuration is performed in two steps. First, the controller administrator creates the client context and assigns resources. Then the client administrator configures the user views and credentials. + +### **XVII.4.3.1 Controller administrator** + +The controller administrator: + +- 1) Creates the constraint domain and exposure context for the client context then: + - Assigns compute resources. + - Installs the required software. + - Configures view translation 1: + - This provides a view of the subset of the resources in the scope of the controller that are being provided to the client in the semantics and name space of the controller. + - Configures view translation 2: This translation may include: + - Refactoring + - Abstraction + - Name space translation +- 2) Creates the exposure context and constraint domain for the client administrator then: + - Assigns compute resources. + - Client admin exposure context should "run" in container (e.g., a VM; discrete compute platform; ...) to ensure that the client cannot exceed the allocated compute resources. + - Installs the required software. + - Creates a port and the user credentials for the client administrator. +- 3) Defines constraints for example: + - Maximum number of exposure contexts that can be created in the client context. + - Complexity of the view translation e.g., + - abstraction and subsets – allowed. + - view transformation not supported. + - Maximum number of users + - Maximum rate of requests/operations + - A single request from a client may result in multiple requests to the servers. +For example, a request for a connection across an abstract sub-network will: + - Require path computation (using the cc compute resources): + - Multiple connection requests to the server contexts. + +The client context after the steps above are completed is shown in Figure XVII.4-5. + +![Diagram illustrating the configuration of a client context (Step 1).](3463aded7003353fac285302b907a8f3_img.jpg) + +The diagram illustrates the configuration of a client context. At the top, a 'Controller admin user' and a 'Client' are shown, each connected to a 'PEP' (Policy Enforcement Point). The 'Client' is associated with a 'Client port group'. Below the PEPs, a large box represents the system architecture, divided into several functional areas: + +- Controller admin EC:** A box on the left containing 'Compute resources supporting this controller'. It has arrows pointing to 'Controller admin port for CC' and 'Controller admin EC for CC'. +- Client admin exposure context:** A large yellow box at the top right containing 'Client admin' (Platform, Constraint domain, EC) and 'Controller admin port for client EC'. It points to 'Compute resources supporting this client admin EC'. +- Operations restricted to in scope objects:** A box in the middle containing a 'PEP' and 'Resources with client semantics (2)'. It points to 'View translation 2'. +- Limits number/rate of operation requests to server contexts:** A box below the previous one containing a 'PEP' and 'Resources allocated to "this" CC (1)'. It points to 'View translation 1'. +- Resources in scope of this controller:** A blue box at the bottom. + +Arrows indicate the flow of information and control between these components. A label 'G.7711(25)' is in the bottom right corner. + +Diagram illustrating the configuration of a client context (Step 1). + +**Figure XVII.4-5 – Configuration of a client context – Step 1** + +**XVII.4.3.2 Client controller administrator** + +Within the constraints of the client admin EC, defined by the controller administrator, the client controller administrator: + +- Configures view translation 3.x. +- Creates exposure contexts for user groups. +- Creates user credentials (to access the exposure contexts). + +The client context after these steps have been completed is shown in Figure XVII.4-6 below. + +![Figure XVII.4-6 – Configuration of a client context – Step 2. This diagram illustrates the configuration of a client context within a controller. At the top, a 'Client controller admin user' connects to a 'Client' box, which is part of a 'Client port group'. Below the client, there are four 'PEP' (Policy Enforcement Point) boxes. The main area is a large box representing the controller's environment. On the left, a 'Controller admin user' connects to a 'PEP' box. Below this PEP, three arrows labeled 'Controller admin EC', 'Controller admin port for CC', and 'Controller admin EC for CC' point to a box labeled 'Compute resources supporting this controller'. The central part of the controller box contains a 'Client admin' section with 'Platform', 'Constraint domain', and 'Exposure context'. An arrow labeled 'Controller admin port for client EC' points to a box labeled 'Compute resources supporting this client admin EC'. To the right of the client admin section are two 'Exposure context' boxes: 'Exposure context 1' with 'View 1' and 'View translation 3.1', and 'Exposure context 2' with 'View 2' and 'View translation 3.2'. Both lead to a 'Client view of resources (2)' box. Below the client admin section, there are two 'PEP' boxes. The first is labeled 'Operations restricted to in scope objects' and leads to 'Resources with client semantics (2)', which then leads to 'View translation 2'. The second is labeled 'Limits number/rate of operation requests to server contexts' and leads to 'Resources allocated to ](2a10e82031ea04841c64d51ab09185e0_img.jpg) + +Figure XVII.4-6 – Configuration of a client context – Step 2. This diagram illustrates the configuration of a client context within a controller. At the top, a 'Client controller admin user' connects to a 'Client' box, which is part of a 'Client port group'. Below the client, there are four 'PEP' (Policy Enforcement Point) boxes. The main area is a large box representing the controller's environment. On the left, a 'Controller admin user' connects to a 'PEP' box. Below this PEP, three arrows labeled 'Controller admin EC', 'Controller admin port for CC', and 'Controller admin EC for CC' point to a box labeled 'Compute resources supporting this controller'. The central part of the controller box contains a 'Client admin' section with 'Platform', 'Constraint domain', and 'Exposure context'. An arrow labeled 'Controller admin port for client EC' points to a box labeled 'Compute resources supporting this client admin EC'. To the right of the client admin section are two 'Exposure context' boxes: 'Exposure context 1' with 'View 1' and 'View translation 3.1', and 'Exposure context 2' with 'View 2' and 'View translation 3.2'. Both lead to a 'Client view of resources (2)' box. Below the client admin section, there are two 'PEP' boxes. The first is labeled 'Operations restricted to in scope objects' and leads to 'Resources with client semantics (2)', which then leads to 'View translation 2'. The second is labeled 'Limits number/rate of operation requests to server contexts' and leads to 'Resources allocated to + +**Figure XVII.4-6 – Configuration of a client context – Step 2** + +## XVII.5 Security considerations + +### XVII.5.1 Deployment assumptions + +- A client context only exists in the context of a "closed" environment based on a trusted commercial relationship. +- The ports on the controller are in a secure environment. + - e.g., behind a firewall + - In the case of a controller embedded in a NE (shown in scenario 1), if the NE is an IP device the control traffic and user traffic may share the same port. This creates a potential point of vulnerability. +- In a "traditional" transport NE the control port and traffic ports are fully isolated +- The client ports should be isolated from the controller admin port e.g., in separate virtual private networks +- Communications between the server context port and the client context port are secured by the protocol used on the link e.g., the protocol: + - includes non-repudiation. + - protects against man-in-the-middle attacks. +- A server context does not accept (management) connection requests. + - The server context only initiates the set-up of (management) connections/sessions or streams. + - The controller admin provides the credentials and address of the server (client context). + +- Protocol includes "keep alive". + - If a connection drops, the server context reinitiates the connection. + +### XVII.5.2 Access control for users on the EC port + +Exposure contexts (and access to them) are established in the context of a trusted commercial relationship. + +- Policy enforcement point (PEP) on each EC port + - Validates user credentials. + - Policy decision point (PDP) may be local or remote. + +User access to resources is controlled (constrained) by the view (EC) that is made available to that user. + +An exposure context may be accessed using a controlled access session (that is typically long lived). Pattern for session-based access control (PSBAC) provides a similar function to role-based attribute control (RBAC). + +Taking the PSBAC approach allows rights to be given with precision and with a very fine granularity. As there is expected to be a limited number of clients (tens as opposed to millions), fine-grained allocation of rights should not lead to any particular capacity concerns. A client session focussed on a specific task can be allowed to use particular contexts where those contexts have been pre-allocated defined rights. Context combinations can be policed to ensure that no access is provided that would violate any inter-organizational or intra-organizational constraints, policies, etc. There is no need for a client to reauthenticate once the session has started. + +Access control may also be used by or implemented within call control in [b-ITU-T G.7701]. Call control protocols such as OIF UNI/ENNI and [b-ITU-T Q.2931] provide features such as peer authentication and closed user groups. + +### XVII.6 Timeline examples + +See clause XVII.1, Overview and context and clause XVII.2, Formation of a controller for background on lifecycle. + +Figure XVII.6-1 shows an example of creating a new client context. + +![Figure XVII.6-1 – Example timelines – New client context. The diagram shows three horizontal timelines representing different states of a client context. The top timeline (blue dashed line) represents the 'Network planning' phase, with associated text: 'Negotiations with client', 'Exposure context for client', 'Network deployment', and 'Client resources activated'. Below this, a solid orange line represents the 'View based on assigned resources' and 'All resources in available state'. At the bottom, a solid purple line represents the 'View based on plan', 'Resources not yet assigned', and 'All resources in planned state'. Arrows indicate transitions between these states. On the left, an arrow points from the bottom state to the top state. On the right, an arrow points from the top state to the bottom state. Below the bottom state, another arrow points to it with the text: 'Resources assigned' and 'View translation configured'. A small reference 'G.7711(25)' is at the bottom right.](e3051ed2d093aaaaad5f02313a7df698_img.jpg) + +Figure XVII.6-1 – Example timelines – New client context. The diagram shows three horizontal timelines representing different states of a client context. The top timeline (blue dashed line) represents the 'Network planning' phase, with associated text: 'Negotiations with client', 'Exposure context for client', 'Network deployment', and 'Client resources activated'. Below this, a solid orange line represents the 'View based on assigned resources' and 'All resources in available state'. At the bottom, a solid purple line represents the 'View based on plan', 'Resources not yet assigned', and 'All resources in planned state'. Arrows indicate transitions between these states. On the left, an arrow points from the bottom state to the top state. On the right, an arrow points from the top state to the bottom state. Below the bottom state, another arrow points to it with the text: 'Resources assigned' and 'View translation configured'. A small reference 'G.7711(25)' is at the bottom right. + +**Figure XVII.6-1 – Example timelines – New client context** + +- 1) Market research and service catalogue creation + - Initially based on a tentative plan – few (if any) resources deployed. + - Open environment – should run in an isolated "container" to limit damage from denial of service (DoS) attacks. +- 2) Negotiation with (potential) clients + +- Based on firm plan: Service offerings defined: Some resources may have been deployed + - Open environment – should run in an isolated "container" to limit damage from DoS attacks. +- 3) Select client and negotiate contract +- Establish a trusted commercial relationship + - Create a secure (closed) environment + - Controller and client context created + - May be created on in a "test" environment + - Client exposure context showing the resources available to the client + - Mix of planned and deployed resources all with an assignment state of **PLANNED** in the client EC. +- 4) Activation of client network +- Resources deployed + - Possibly migrate the controller to a different platform + - Migrate the "planning" EC to an operational EC – updated assignment state of resources + +Figure XVII.6-2 shows an example of modifying an existing client context. + +![Figure XVII.6-2 – Example timelines – Modifying existing client context](f4ffb61d2319b4f513024aa25b49d08a_img.jpg) + +The diagram illustrates a timeline for modifying an existing client context with five horizontal lines representing different phases: + +- Network planning**: A solid blue line followed by a dashed blue line. +- Negotiations with client**: A solid green line followed by a dashed green line. +- Exposure context for client**: A solid orange line. +- Network deployment**: A solid purple line. +- Client resources activated**: A solid light blue line. + +Callout text includes: + +- Top right: "• View based on assigned resources", "• All resources in available state" +- Bottom left (pointing to the start of the orange line): "• New view (EC) showing planned and current resources", "• Resources not yet assigned", "• New resources in planned state", "• 'Current' resources that are not required in the 'new' network should be moved to the PENDING\_WITHDRAWAL state or removed from the view" +- Bottom right (pointing to the end of the orange line): "• New resources assigned", "• View translation configured" + +Reference code: G.7711(25) + +Figure XVII.6-2 – Example timelines – Modifying existing client context + +**Figure XVII.6-2 – Example timelines – Modifying existing client context** + +- 1) Create "planning" EC for the redesigned network +- Controller administrator adds "planned" resources to the client context + - Additional resources are shown with an assignment state of **PLANNED** + - These may be from a "planned" server context or deployed resources + - The "planning" view includes read only proxy for all the resources in the current network + - i.e., the current network cannot be modified in the "planning" EC + - The planned resources are not visible in the "active" view. + - The client tags resources that are not required in the redesigned network with an assignment state of **PENDING\_WITHDRAWAL**. +- 2) Activation of new client network +- Plan is finalized and committed + - Transition to the "new" network will be implemented at some defined time in the future + - Migration from the current to new network is planned + +- This may be a multi-step process to minimize disruption during network migration + - May require the temporary assignment of resources to minimize disruption during migration. +- Resources deployed +- Migrate the resources in the "planning" EC to the "current" EC + - Update resource assignment state + - May involve several intermediate steps (as defined in the migration plan). + +## Bibliography + +- [b-ITU-T G.780] Recommendation ITU-T G.780/Y.1351 (2010), *Terms and definitions for synchronous digital hierarchy (SDH) networks*. +- [b-ITU-T G.7701] Recommendation ITU-T G.7701 (2022), *Common control aspects*. +- [b-ITU-T G.Sup72] Supplement 72 to ITU-T G-series (2025), *Modelling consideration for optical media networks*. +- [b-ITU-T Q.2931] Recommendation ITU-T Q.2931 (1995), *Digital Subscriber Signalling System No. 2 – User-Network Interface (UNI) layer 3 specification for basic call/connection control*. +- [b-ITU-T Y.2771] Recommendation ITU-T Y.2771 (2014), *Framework for deep packet inspection*. +- [b-BPMN] Business Process Model and Notation +[https://en.wikipedia.org/wiki/Business\\_Process\\_Model\\_and\\_Notation](https://en.wikipedia.org/wiki/Business_Process_Model_and_Notation) +- [b-Eclipse-Papyrus] Papyrus Eclipse UML Modelling Tool. + +- [b-Fernandez] Madiha H. Syed and Eduardo B. Fernandez, *A Pattern for a Virtual Machine Environment*, Dept. of Computer and Elect. Eng. and Computer Science, Florida Atlantic University, Boca Raton, FL 33431, USA. + +- [b-GNMI-SPEC] +(version 0.10.0 from master branch current on 20230712) +- [b-IEEE SYSOPT] INGR\_SysOpt\_WG\_WP\_Final\_01-29-21.pdf International Network Generations Roadmap, Systems Optimization, 1st Edition White Paper +- [b-IETF draft-lam] IETF draft-lam-teas-usage-info-model-net-topology-04 (2016), *Usage of IM for network topology to support TE topology YANG module development*. +- [b-IETF RFC 4122] IETF RFC 4122 (2005), *A Universally Unique Identifier (UUID) URN Namespace*. +- [b-IETF RFC 4776] IETF RFC 4776 (2006), *Dynamic Host Configuration Protocol (DHCPv4 and DHCPv6) Option for Civic Addresses Configuration Information*. +- [b-IETF RFC 5139] IETF RFC 5139 (2008), *Revised Civic Location Format for Presence Information Data Format Location Object (PIDF-LO)*. +- [b-IETF RFC 5491] IETF RFC 5491 (2009), *GEOPRIV Presence Information Data Format Location Object (PIDF-LO) Usage Clarification, Considerations, and Recommendations*. +- [b-IETF RFC 5774] IETF RFC 5774 (2010), *Considerations for Civic Addresses in the Presence Information Data Format Location Object (PIDF-LO): Guidelines and IANA Registry Definition*. +- [b-IETF RFC 7459] IETF RFC 7459 (2015), *Representation of Uncertainty and Confidence in the Presence Information Data Format Location Object (PIDF-LO)*. +- [b-KAFKA-COMP] + +- [b-OASIS TOSCA] OASIS *Topology and Orchestration Specification for Cloud Applications (TOSCA)* TC +[https://www.oasis-open.org/committees/tc\\_home.php?wg\\_abbrev=tosca](https://www.oasis-open.org/committees/tc_home.php?wg_abbrev=tosca) +- [b-ONF/Snowmass] Open Networking Foundation/*Snowmass ONF Open Transport. Repository for Open Transport API Project.* + + and *Open Source SDN.* +- [b-ONF TAPI] Open Networking Foundation *Transport API* (see [b-ONF/Snowmass]). +- [b-ONF TR-502] ONF TR-502 (2014), *SDN architecture (V1.0).* +[https://opennetworking.org/wp-content/uploads/2013/02/TR\\_SDN\\_ARCH\\_1.0\\_06062014.pdf](https://opennetworking.org/wp-content/uploads/2013/02/TR_SDN_ARCH_1.0_06062014.pdf) +- [b-ONF TR-512] ONF TR-512 (2024), *Core Information Model (CoreModel).* +[https://opennetworking.org/wp-content/uploads/2024/02/TR-512\\_v1.6\\_OnfCoreIm-info.zip](https://opennetworking.org/wp-content/uploads/2024/02/TR-512_v1.6_OnfCoreIm-info.zip) +- [b-ONF TR-513] ONF TR-513 (2016), *Common Information Model: Overview.* +[https://www.opennetworking.org/wp-content/uploads/2014/10/TR-513\\_CIM\\_Overview\\_1.2.pdf](https://www.opennetworking.org/wp-content/uploads/2014/10/TR-513_CIM_Overview_1.2.pdf) +- [b-ONF TR-514] ONF TR-514 (2018), *UML modeling guidelines.* +[https://www.opennetworking.org/wp-content/uploads/2018/08/TR-514\\_UML\\_Modeling\\_Guidelines\\_v1.3-1-1.pdf](https://www.opennetworking.org/wp-content/uploads/2018/08/TR-514_UML_Modeling_Guidelines_v1.3-1-1.pdf) +- [b-ONF TR-515] ONF TR-515 (2018), *ONF Papyrus guidelines.* +[https://www.opennetworking.org/wp-content/uploads/2018/08/TR-515\\_Papyrus\\_Guidelines\\_v1.3-1-1.pdf](https://www.opennetworking.org/wp-content/uploads/2018/08/TR-515_Papyrus_Guidelines_v1.3-1-1.pdf) +- [b-ONF TR-521] ONF TR-521 (V1.1): ONF *SDN Architecture* 1.1, February 2016. +[https://opennetworking.org/wp-content/uploads/2014/10/TR-521\\_SDN\\_Architecture\\_issue\\_1.1.pdf](https://opennetworking.org/wp-content/uploads/2014/10/TR-521_SDN_Architecture_issue_1.1.pdf) +- [b-ONF TR-548] TR-548 (V2.0): ONF TAPI v2.4.0 Reference Implementation Agreement for Streaming ([https://opennetworking.org/wp-content/uploads/2022/12/TR-548-TAPI\\_ReferenceImplementationAgreement-Streaming\\_v2.0.pdf](https://opennetworking.org/wp-content/uploads/2022/12/TR-548-TAPI_ReferenceImplementationAgreement-Streaming_v2.0.pdf)) and/or + +- [b-ONF TS-025] ONF TS-025 (2015), *OpenFlow switch specification*, Version 1.5.1. + Error! Hyperlink reference not valid. +- [b-Open vSwitch] OvS, *Open vSwitch 2.17.90, Manual.* + +- [b-OpenConfig] OpenConfig working group data models. + +- [b-OSSDN-EAGLE, 2017] Open source SDN. + + [github.com] +- [b-TMF IG1118] TM Forum IG1118 OSS/BSS Futures – Architecture R15.5.1. +- [b-TMF MTOSI] TM Forum MTOSI (4.0), *Multi-Technology OS Interface.* + +- [b-TMF TR215] TM Forum TR215 (2014), *Logical resource-network model advancements and insights.* +- [b-TMF TR225] TM Forum TR225 (2016), *Logical resource: Network function model.* +- [b-TMF SID 5LR] TM Forum GB922 (R15.0.0) Information Framework (SID) Addendum 5LR (liaised to ONF) – latest version at + +- [b-UML-YANG GUIDE] UML-YANG Mapping Guidelines. +[https://3vf60mmveq1g8vzn48q2o71a-wpengine.netdna-ssl.com/wp-content/uploads/2018/02/TR-531\\_UML-YANG\\_Mapping\\_Guidelines\\_v1.0.zip](https://3vf60mmveq1g8vzn48q2o71a-wpengine.netdna-ssl.com/wp-content/uploads/2018/02/TR-531_UML-YANG_Mapping_Guidelines_v1.0.zip) + +- [b-UML-YANG TOOL] UML-YANG Mapping Tooling Navigate via + +- [b-UUID, 2017] *Universally unique identifier.* +[https://en.wikipedia.org/wiki/Universally\\_unique\\_identifier](https://en.wikipedia.org/wiki/Universally_unique_identifier) + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.772-199303-I_PDF-E/raw.md b/marked/G/T-REC-G.772-199303-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..2c8b96101446aef747df4e84be492f3ae7c36e5a --- /dev/null +++ b/marked/G/T-REC-G.772-199303-I_PDF-E/raw.md @@ -0,0 +1,283 @@ + + +![ITU logo: A globe with a lightning bolt and the letters ITU.](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +ITU logo: A globe with a lightning bolt and the letters ITU. + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +**G.772** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +(03/93) + +# **GENERAL ASPECTS OF DIGITAL TRANSMISSION SYSTEMS** --- + +# **PROTECTED MONITORING POINTS PROVIDED ON DIGITAL TRANSMISSION SYSTEMS** + +**ITU-T Recommendation G.772** + +(Previously "CCITT Recommendation") + +--- + +# FOREWORD + +The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of the International Telecommunication Union. The ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Conference (WTSC), which meets every four years, established the topics for study by the ITU-T Study Groups which, in their turn, produce Recommendations on these topics. + +ITU-T Recommendation G.772 was revised by the ITU-T Study Group XV (1988-1993) and was approved by the WTSC (Helsinki, March 1-12, 1993). + +# --- NOTES + +1 As a consequence of a reform process within the International Telecommunication Union (ITU), the CCITT ceased to exist as of 28 February 1993. In its place, the ITU Telecommunication Standardization Sector (ITU-T) was created as of 1 March 1993. Similarly, in this reform process, the CCIR and the IFRB have been replaced by the Radiocommunication Sector. + +In order not to delay publication of this Recommendation, no change has been made in the text to references containing the acronyms "CCITT, CCIR or IFRB" or their associated entities such as Plenary Assembly, Secretariat, etc. Future editions of this Recommendation will contain the proper terminology related to the new ITU structure. + +2 In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# CONTENTS + +| | Page | +|-----------------------------------------------------------------------------------------------------------------------------------------------|-------------| +| 1 General ..... | 1 | +| 1.1 Definition ..... | 1 | +| 1.2 Location of protected monitoring points ..... | 1 | +| 1.3 Use of protected monitoring points ..... | 2 | +| 1.4 General electrical characteristics ..... | 2 | +| 2 Electrical characteristics of protected monitoring points provided on transmission equipments of the plesiochronous digital hierarchy ..... | 2 | +| 2.1 Impedances at the protected monitoring points ..... | 2 | +| 2.2 Characteristics of monitoring points incorporated in transmission equipment..... | 3 | +| 2.3 Characteristics of monitoring points located between transmission equipments..... | 3 | +| 3 Electrical characteristics of protected monitoring points provided on transmission equipments of the synchronous digital hierarchy ..... | 4 | +| 3.1 Impedances at the protected monitoring points ..... | 4 | +| 3.2 Characteristics of monitoring points at 155 520 kbit/s incorporated in transmission equipment ..... | 4 | +| 3.3 Characteristics of monitoring points at 155 520 kbit/s located between transmission equipments .. | 4 | +| 3.4 Other bit rates ..... | 4 | +| 4 Protection of the transmitted signal..... | 4 | +| 5 Resilience of the protected monitoring point ..... | 5 | +| References ..... | 5 | + + + +# PROTECTED MONITORING POINTS PROVIDED ON DIGITAL TRANSMISSION SYSTEMS + +*(Melbourne, 1988; amended at Helsinki, 1993)* + +# 1 General + +Regular signal monitoring is an important measure to maintain performance of digital networks. + +Existing transmission equipment does not have built-in devices providing extensive performance monitoring capabilities. + +Monitoring points are an additional means to a telecommunication management network (TMN) for temporarily monitoring the transmitted signal for purposes of fault finding. + +## 1.1 Definition + +A **protected monitoring point (PMP)** provides a digital interface at which it is possible to monitor the transmitted digital signal without impairing it. Protected monitoring points allow measurements to be made with suitable test equipment. [1] + +## 1.2 Location of protected monitoring points + +Protected monitoring points may be provided in conjunction with electrical output interfaces of equipment corresponding to Recommendation G.703 or at points between an output and an input interface, e.g. at distribution frames. Figure 1 shows some examples for the implementation of digital protected monitoring points. + +![Diagram showing possible locations of monitoring points (PMP No. 1 to 5) in a digital transmission system. The system consists of Inputs, a MUX, a distribution frame (PMP 2), another MUX, an LTE, a distribution frame (PMP 4), and a DEMUX leading to Outputs. Monitoring points are indicated at the output of the first MUX (PMP 1), the second distribution frame (PMP 3), the output of the LTE (PMP 3), the input of the DEMUX (PMP 4), and the output of the DEMUX (PMP 5).](4d7f667796a8cdcdd745e953ac11e289_img.jpg) + +``` + +graph LR + subgraph Inputs + I1 --- M1 + I2 --- M1 + I3 --- M1 + I4 --- M1 + end + M1[MUX] -- PMP1 --> DF1[ ] + DF1 -- PMP2 --> M2[MUX] + M2 -- PMP1 --> LTE[LTE] + LTE -- PMP3 --> DF2[ ] + DF2 -- PMP4 --> DM[DEMUX] + DM -- PMP5 --> O1 + subgraph Outputs + DM --- O1 + DM --- O2 + DM --- O3 + DM --- O4 + end + +``` + +The diagram illustrates a digital transmission path from left to right: Inputs → MUX → Distribution Frame → MUX → LTE → Distribution Frame → DEMUX → Outputs. Five possible monitoring points (PMPs) are marked with vertical lines extending downwards to numbers: + +- PMP No. 1: At the output of the first MUX. +- PMP No. 2: At the first distribution frame (represented by a small rectangle) between the first MUX and the second MUX. +- PMP No. 1: At the output of the second MUX (note: the number 1 is repeated in the diagram). +- PMP No. 3: At the output of the LTE. +- PMP No. 4: At the second distribution frame (represented by a small rectangle) between the LTE and the DEMUX. +- PMP No. 5: At the output of the DEMUX. + +A small code 'T1507840-92/d01' is visible in the bottom right of the diagram area. + +Diagram showing possible locations of monitoring points (PMP No. 1 to 5) in a digital transmission system. The system consists of Inputs, a MUX, a distribution frame (PMP 2), another MUX, an LTE, a distribution frame (PMP 4), and a DEMUX leading to Outputs. Monitoring points are indicated at the output of the first MUX (PMP 1), the second distribution frame (PMP 3), the output of the LTE (PMP 3), the input of the DEMUX (PMP 4), and the output of the DEMUX (PMP 5). + +- PMP No. +- 1 Monitoring point at multiplexer output + - 2 Monitoring point at a distribution frame + - 3 Monitoring point at the output of line terminating equipment + - 4 Monitoring point at demultiplexer input/distribution frame + - 5 Monitoring point at demultiplexer output + +FIGURE 1/G.772 +**Possible locations of monitoring points** + +## 1.3 Use of protected monitoring points + +In the long term, protected monitoring points will be used primarily for measurements that are not scheduled (e.g. failure detection and fault localization) or made on an infrequent basis. Protected monitoring points offer an interface at which digital test equipment may be connected. Equipments specified in the O-Series Recommendations are preferred examples. (See Recommendations O.133, O.151, O.152, O.161, O.162 [2].) + +External test equipment connected to protected monitoring points may permit performance monitoring on links/paths not provided with these functions built into terminal equipment, or might give the ability to monitor additional parameters. + +Scanner devices may be used with protected monitoring points to provide nearly continuous monitoring of transmission systems and terminals. Special switching matrices may allow the connection of $m$ external instruments to $n$ protected monitoring points. + +Concerning the maintenance of circuits at 64 kbit/s, an additional use of the protected monitoring points on the primary order digital path is to allow monitoring of individual time slots. This will permit, for example, measurement of analogue type parameters (signal level, quantizing distortion, etc.) using appropriate measuring equipment. Other circuits to be monitored are signalling links of a common channel signalling system at a point on the exchange boundary, independent of the switching equipment itself. + +It is necessary to distinguish between access points and protected monitoring points. The use of access points for testing, i.e. insertion and retrieval of signals, will disturb the transmission on the accessed link (the accessed link must be out of service). On the contrary, the use of protected monitoring points for retrieval of signals should not disturb the transmission (the monitored link will be in service). + +The use of protected monitoring points is optional. + +## 1.4 General electrical characteristics + +Concerning the general characteristics of the protected monitoring points, namely + +- bit rate; +- number of pairs; +- code at the interface; +- nominal pulse shape, + +the relevant specifications of Recommendation G.703 shall apply [4]. + +NOTE – For transmission equipment with optical interfaces it is not required to provide a digital signal which is encoded in accordance with Recommendation G. 703 only for the purpose of signal monitoring. + +The monitoring point for this signal may provide an attenuated NRZ signal as available at the input/output of the electro-/optical converter. + +## 2 Electrical characteristics of protected monitoring points provided on transmission equipments of the plesiochronous digital hierarchy + +This clause applies to equipments operating in accordance with the plesiochronous digital hierarchy (PDH) as given in Recommendation G.702 [3]. + +NOTE – Subclauses 2.2.1 and 2.3.2 below specify a maximum signal attenuation of 20 dB at protected monitoring points. Monitoring points already available on existing transmission equipment may output lower levels. + +Providers of measuring equipment shall take this into account. + +### 2.1 Impedances at the protected monitoring points + +The output and terminating impedances at the protected monitoring points shall be in accordance with Table 1. + +The return loss shall be $\geq 14$ dB over a frequency range corresponding to 5% to 150% of the relevant bit rate. + +TABLE 1/G.772 + +### **Impedance, return loss and output signal balance of protected monitoring points** + +| Bit rate
(kbit/s) | Impedance
symmetrical | Impedance
coaxial | +|----------------------|--------------------------|----------------------| +| 64 | 120 Ω | – | +| 2 048 | 120 Ω | 75 Ω | +| 8 448 | – | 75 Ω | +| 34 368 | – | 75 Ω | +| 139 264 | – | 75 Ω | +| 1 544 | 100 Ω | – | +| 6 312 | 110 Ω | 75 Ω | +| 32 064 | – | 75 Ω | +| 44 736 | – | 75 Ω | + +If applicable, the output signal balance shall be $\geq 30$ dB measured in accordance with Recommendation O.9 over a frequency range corresponding to 5% to 150% of the relevant bit rate. + +NOTE – For bit rates up to 8448 kbit/s, a simple resistive protection network presenting an impedance not complying with this table is acceptable. The input impedance of the connected test equipment must always comply with the values specified in the table. + +## 2.2 Characteristics of monitoring points incorporated in transmission equipment + +#### 2.2.1 Monitoring points at 64 kbit/s, 1544 kbit/s, 2048 kbit/s, 6312 kbit/s, 8448 kbit/s, 32 064 kbit/s, 34 368 kbit/s, 44 736 kbit/s and 139 264 kbit/s + +The nominal voltage at the protected monitoring points when terminated in the nominal impedance as given in Table 1 shall be $\geq 1/10$ of the voltage specified in Recommendation G.703. This means that the output signal at the protected monitoring point shall be attenuated not more than 20 dB referred to the output signal at a G.703 interface. + +## 2.3 Characteristics of monitoring points located between transmission equipments + +In this case, protected monitoring points may be provided, for example, at digital distribution frames. + +#### 2.3.1 Monitoring points at 64 kbit/s, 2048 kbit/s, 8448 kbit/s, 34 368 kbit/s and 139 264 kbit/s + +The digital signals presented at the protected monitoring points shall be as defined in 2.2.1 above but modified by the characteristics of the interconnecting cable. The attenuation of these cables shall be assumed to follow a $\sqrt{f}$ law. In accordance with Recommendation G.703, the attenuation at a frequency equivalent to half the nominal bit rate shall be as given below: + +$0 \leq \text{attenuation} \leq 3$ dB for 64 kbit/s. + +$0 \leq \text{attenuation} \leq 6$ dB for 2048 kbit/s and 8448 kbit/s. + +$0 \leq \text{attenuation} \leq 12$ dB for 34 368 kbit/s and 139 264 kbit/s. + +#### 2.3.2 Monitoring points at 1 544 kbit/s, 6 312 kbit/s, 32 064 kbit/s and 44 736 kbit/s + +The digital signals presented at protected monitoring points located at digital distribution frames shall be shaped as defined in 2, 3, 4 and 5/G.703. However, when terminated in the nominal impedance as given in Table 1, the nominal voltage shall be $\geq 1/10$ of the voltage specified in Recommendation G.703. This means that the output signal at the monitoring point shall be attenuated not more than 20 dB referred to the output signal at a G.703 interface. + +## 3 Electrical characteristics of protected monitoring points provided on transmission equipments of the synchronous digital hierarchy + +This clause applies to equipments operating in accordance with the synchronous digital hierarchy (SDH) as given in Recommendations G.707 [5], G.708 [6] and G.709 [7]. The overhead bytes specified in Recommendations G.708 and G.709 provide extensive capabilities to monitor performance. These capabilities can be utilized by the telecommunications management network (TMN). + +In addition, protected monitoring points may be provided for temporarily monitoring the transmitted signal with the aid of external measuring equipment. + +### 3.1 Impedances at the protected monitoring points + +The output and terminating impedances at the protected monitoring points shall be in accordance with Table 2. + +The return loss shall be $\geq 14$ dB over a frequency range corresponding to 5% to 150% of the relevant bit rate. + +TABLE 2/G.772 + +### **Impedance and return loss of protected monitoring points** + +| Bit rate
(kbit/s) | Impedance
coaxial | +|----------------------|----------------------| +| 155 520 | 75 $\Omega$ | + +### 3.2 Characteristics of monitoring points at 155 520 kbit/s incorporated in transmission equipment + +The nominal voltage at the protected monitoring point when terminated in a nominal impedance of 75 $\Omega$ shall be $\geq 1/10$ of the voltage specified in Recommendation G.703. This means that the output at the protected monitoring point shall be attenuated not more than 20 dB referred to the output signal at a G.703 interface. + +## 3.3 Characteristics of monitoring points at 155 520 kbit/s located between transmission equipments + +The digital signals presented at the protected monitoring points shall be as defined in 3.1 above but modified by the characteristics of the interconnecting cable. The attenuation of these cables shall be assumed to follow a $\sqrt{f}$ law. In accordance with Recommendation G.703, the attenuation at a frequency of 77 760 kHz shall be between 0 and 12 dB. + +Monitoring points at other bit rates are under study. + +## 3.4 Other bit rates + +Monitoring points at other bit rates are under study. + +## 4 Protection of the transmitted signal + +Installation of protected monitoring points shall not result in degradation of the transmitted signal exceeding the limits specified in Recommendation G.703. + +When connecting any passive load to the protected monitoring point, including short and open circuit, the pulse shape of the signal on the monitored path shall still comply with Recommendation G.703. With any passive load, the voltage of the transmitted signal measured at a frequency equivalent to half the nominal bit rate shall not be different from the voltage without load by more than 0.7 dB. + +## 5 Resilience of the protected monitoring point + +With regard to overvoltage protection, the protected monitoring points shall comply with Annex B/G.703. + +No damage shall result from the application of any load impedance, including short and open circuits, to the protected monitoring points. + +Properly screened coaxial or balanced cables shall be used for the installation of the protected monitoring points to minimize electromagnetic susceptibility and generation of interfering signals. + +The protection against the inadvertent application of external voltages to the protected monitoring points is under study. + +# References + +- [1] CCITT Recommendation M.60 *Maintenance terminology and definitions.* +- [2] CCITT O-Series Recommendations. +- [3] CCITT Recommendation G.702 *Digital hierarchy bit rates.* +- [4] CCITT Recommendation G.703 *Physical/electrical characteristics of hierarchical digital interfaces.* +- [5] CCITT Recommendation G.707 *Synchronous digital hierarchy bit rates.* +- [6] CCITT Recommendation G.708 *Network node interface for the synchronous digital hierarchy.* +- [7] CCITT Recommendation G.709 *Synchronous multiplexing structure.* \ No newline at end of file diff --git a/marked/G/T-REC-G.774.2-200102-I_PDF-E/raw.md b/marked/G/T-REC-G.774.2-200102-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..d6c21791a52d1c0f7844b8cec18d73131d9cac51 --- /dev/null +++ b/marked/G/T-REC-G.774.2-200102-I_PDF-E/raw.md @@ -0,0 +1,3428 @@ + + +![ITU logo: A globe with a lightning bolt and the letters ITU.](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +ITU logo: A globe with a lightning bolt and the letters ITU. + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.774.2** + +(02/2001) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital terminal equipments – Operations, administration +and maintenance features of transmission equipment + +--- + +**Synchronous digital hierarchy (SDH) – +Configuration of the payload structure for the +network element view** + +ITU-T Recommendation G.774.2 + +(Formerly CCITT Recommendation) + +--- + +# ITU-T G-SERIES RECOMMENDATIONS + +## TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TESTING EQUIPMENTS | G.500–G.599 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| General | G.700–G.709 | +| Coding of analogue signals by pulse code modulation | G.710–G.719 | +| Coding of analogue signals by methods other than PCM | G.720–G.729 | +| Principal characteristics of primary multiplex equipment | G.730–G.739 | +| Principal characteristics of second order multiplex equipment | G.740–G.749 | +| Principal characteristics of higher order multiplex equipment | G.750–G.759 | +| Principal characteristics of transcoder and digital multiplication equipment | G.760–G.769 | +| Operations, administration and maintenance features of transmission equipment | G.770–G.779 | +| Principal characteristics of multiplexing equipment for the synchronous digital hierarchy | G.780–G.789 | +| Other terminal equipment | G.790–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | + +For further details, please refer to the list of ITU-T Recommendations. + +## **Synchronous digital hierarchy (SDH) – Configuration of the payload structure for the network element view** + +## **Summary** + +This Recommendation provides an information model for the Payload Configuration Management of Synchronous Digital Hierarchy (SDH) Networks. This model describes the managed object classes and their properties for the Payload Configuration function as related to SDH Network Elements. These objects are useful to describe information exchanged across interfaces defined in ITU-T M.3010 Telecommunications Management Network (TMN) architecture for the management of the Payload Configuration function. + +| Document history | | +|-------------------------|-----------------------------------------------------------------------------------------| +| Issue | Notes | +| 2001 | First revision incorporated the changes documented in the G.774.2 Corrigendum 1 (1996). | +| 11/1994 | Initial version of the Recommendation. | + +###### **Source** + +ITU-T Recommendation G.774.2 was revised by ITU-T Study Group 15 (2001-2004) and approved under the WTSA Resolution 1 procedure on 9 February 2001. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 2002 + +All rights reserved. No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from ITU. + +# CONTENTS + +| | Page | | +|--------|----------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Terms and definitions ..... | 2 | +| 4 | Abbreviations..... | 3 | +| 5 | Payload configuration information model ..... | 3 | +| 5.1 | Overview..... | 3 | +| 5.2 | Requirements ..... | 4 | +| 6 | Object classes..... | 5 | +| 6.1 | Indirect Adaptors ..... | 5 | +| 6.2 | High Order Path Layer..... | 7 | +| 6.3 | Low Order Path Layer ..... | 9 | +| 7 | Packages..... | 11 | +| 8 | Attributes ..... | 11 | +| 9 | Actions ..... | 11 | +| 9.1 | Define AUG Structure ..... | 11 | +| 9.2 | Define VC4 Structure ..... | 12 | +| 9.3 | Define VC3 Structure ..... | 13 | +| 9.4 | Define Tug3 Structure ..... | 13 | +| 9.5 | Define Tug2 Structure ..... | 14 | +| 9.6 | Definition of the Client type ..... | 14 | +| 10 | Notifications..... | 15 | +| 11 | Parameters..... | 15 | +| 12 | Name Bindings ..... | 15 | +| 13 | Constraint rules ..... | 30 | +| 13.1 | Constraint rules extended syntax ..... | 30 | +| 13.1.1 | Constraint rules grammar ..... | 30 | +| 13.1.2 | Constraint rule templates ..... | 31 | +| 13.2 | Connectivity pointer constraints ..... | 31 | +| 14 | Subordination rules ..... | 42 | +| 15 | Supporting ASN.1 productions..... | 51 | +| | Appendix I – Inheritance and Naming Diagrams ..... | 52 | + +## **Synchronous digital hierarchy (SDH) – Configuration of the payload structure for the network element view** + +# 1 Scope + +SDH Payload Configuration Functions are used to configure the various SDH adaptation functions. + +Modification of the SDH payload structure is done by applying an action on relevant managed objects. These actions are included by subclassing of existing G.774 managed object classes. + +The new objects defined in this Recommendation supersede those defined in ITU-T G.774.2 (1994). + +### Structure of this Recommendation + +Clause 5.1 provides an overview of the SDH Payload Configuration information model. Clauses 6 to 12 describe the information model using the notation mechanisms defined in ITU-T X.722 Guidelines for the Definition of Managed Objects. Clauses 13 and 14 describe the connectivity pointer constraint rules and the subordination rules applicable to the termination point fragment. Clause 15 contains the syntax definitions of the information carried in the protocol using Abstract Syntax Notation One (ASN.1) defined in ITU-T X.680-X.683. Naming and Inheritance are illustrated in informative Appendix I. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision: users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. + +- ITU-T G.707/Y.1322 (2000), *Network node interface for the synchronous digital hierarchy (SDH)*. +- ITU-T G.773 (1993), *Protocol suites for Q-interfaces for management of transmission systems*. +- ITU-T G.774 (2001), *Synchronous digital hierarchy (SDH) – Management information model for the network element view*. +- ITU-T G.783 (2000), *Characteristics of synchronous digital hierarchy (SDH) equipment functional blocks*. +- ITU-T G.784 (1999), *Synchronous digital hierarchy (SDH) management*. +- ITU-T G.803 (2000), *Architecture of transport networks based on the synchronous digital hierarchy (SDH)*. +- ITU-T G.831 (2000), *Management capabilities of transport networks based on the synchronous digital hierarchy (SDH)*. +- ITU-T G.958 (1994), *Digital line systems based on the synchronous digital hierarchy for use on optical fibre cables*. +- ITU-T M.60 (1993), *Maintenance terminology and definitions*. + +- ITU-T M.2120 (2000), *PDH path, section and transmission system and SDH path and multiplex section fault detection and localization procedures.* +- ITU-T M.3010 (2000), *Principles for a telecommunications management network.* +- ITU-T M.3013 (2000), *Considerations for a telecommunications management network.* +- ITU-T M.3100 (1995), *Generic network information model.* +- ITU-T Q.811 (1997), *Lower layer protocol profiles for the Q3 and X interfaces.* +- ITU-T Q.812 (1997), *Upper layer protocol profiles for the Q3 and X interfaces.* +- ITU-T Q.822 (1994), *Stage 1, Stage 2 and Stage 3 description for the Q3-interface – Performance management.* +- ITU-T X.680 to X.683 (1997), *Information technology – Abstract Syntax Notation One (ASN.1).* +- ITU-T X.701 (1997), *Information technology – Open Systems Interconnection – Systems management overview.* +- ITU-T X.710 (1997), *Information technology – Open Systems Interconnection – Common management information service.* +- ITU-T X.711 (1997), *Information technology – Open Systems Interconnection – Common management information protocol: Specification.* +- ITU-T X.720 (1992), *Information technology – Open Systems Interconnection – Structure of Management Information: Management information model, plus Amd.1 (1995) and Cor.1 (1994).* +- ITU-T X.721 (1992), *Information technology – Open Systems Interconnection – Structure of management information: Definition of management information, plus Cor.1 (1994), Cor.2 (1996), Cor.3 (1998) and Cor.4 (2000).* +- ITU-T X.722 (1992), *Information technology – Open Systems Interconnection – Structure of management information: Guidelines for the definition of managed objects, plus Amd.1 (1995), Amd.2 (1997) and Cor.1 (1996).* +- ITU-T X.730 (1992), *Information technology – Open Systems Interconnection – Systems Management: Object management function, plus Amd.1 (1995) and Amd.1/Cor.1 (1996).* +- ITU-T X.731 (1992), *Information technology – Open Systems Interconnection – Systems Management: State management function, plus Amd.1 (1995), Cor.1 (1995) and Amd.1/Cor.1 (1996).* +- ITU-T X.733 (1992), *Information technology – Open Systems Interconnection – Systems Management: Alarm reporting function, plus Cor.1 (1994), Amd.1 (1995), Amd.1/Cor.1 (1996) and Cor.2 (1999).* +- ITU-T X.734 (1992), *Information technology – Open Systems Interconnection – Systems Management: Event report management function, plus Cor.1 (1994), Amd.1 (1995), Amd.1/Cor.1 (1996) and Cor.2 (1999).* +- ITU-T X.735 (1992), *Information technology – Open Systems Interconnection – Systems Management: Log control function, plus Amd.1 (1995) and Amd.1/Cor.1 (1996).* + +# 3 Terms and definitions + +This Recommendation uses the terms and definitions defined in ITU-T G.774, G.784 and M.3100. + +# 4 Abbreviations + +This Recommendation uses the following abbreviations: + +| | | +|------|---------------------------------------| +| AU | Administrative Unit | +| AUG | Administrative Unit Group | +| Bid | Bidirectional | +| CTP | Connection Termination Point | +| GTP | Group Termination Point | +| Id | Identifier | +| MS | Multiplex Section | +| NE | Network Element | +| OS | Operations System | +| OSI | Open Systems Interconnection | +| PDH | Plesiochronous Digital Hierarchy | +| RS | Regenerator Section | +| SDH | Synchronous Digital Hierarchy | +| SPI | Synchronous Physical Interface | +| TMN | Telecommunications Management Network | +| TP | Termination Point | +| TTP | Trail Termination Point | +| TU | Tributary Unit | +| TUG | Tributary Unit Group | +| VC-n | Virtual Container n | + +# 5 Payload configuration information model + +## 5.1 Overview + +Modification of the SDH frame structure is done by applying an action on relevant managed objects. These actions are included by subclassing of G.774 managed object classes. Actions are applied on the following classes: + +| New Managed Object Classes | Action used | +|-----------------------------------|---------------------| +| modifiableAugSink | defineAUGStructure | +| modifiableAugSource | defineAUGStructure | +| modifiableAugBidirectional | defineAUGStructure | +| modifiableTug3Sink | defineTug3Structure | +| modifiableTug3Source | defineTug3Structure | +| modifiableTug3Bidirectional | defineTug3Structure | +| modifiableTug2Sink | defineTug2Structure | +| modifiableTug2Source | defineTug2Structure | +| modifiableTug2Bidirectional | defineTug2Structure | +| modifiableVC4TTPSinkR1 | defineVC4Structure | +| modifiableVC4TTPSourceR1 | defineVC4Structure | +| modifiableVC4TPBidirectionalR1 | defineVC4Structure | +| modifiableVC3TTPSinkR1 | defineVC3Structure | + +| | | +|----------------------------------|--------------------| +| modifiableVC3TTPSourceR1 | defineVC3Structure | +| modifiableVC3TTPBidirectionalR1 | defineVC3Structure | +| modifiableVC2TTPSinkR1 | defineClientType | +| modifiableVC2TTPSource | defineClientType | +| modifiableVC2TTPBidirectionalR1 | defineClientType | +| modifiableVC12TTPSinkR1 | defineClientType | +| modifiableVC12TTPSource | defineClientType | +| modifiableVC12TTPBidirectionalR1 | defineClientType | +| modifiableVC11TTPSinkR1 | defineClientType | +| modifiableVC11TTPSource | defineClientType | +| modifiableVC11TTPBidirectionalR1 | defineClientType | + +Different actions are defined depending on the class of the managed object on which the action is applied. + +The behaviour related to the action is specified along with the action definition. + +For object classes defined in this Recommendation, the specialization is made from object classes defined in ITU-T G.774 according to the following scheme: + +- Sink from Sink; +- Source from Source; +- Bidirectional from Bidirectional. + +The **supportableClientList** attribute is used to contain a list of managed object classes. Only instances of classes present in the list may be contained by an instance of the class which contains the **supportableClientList** attribute. + +In a case where a TP or **indirectAdaptor** could only contain one type of client, the managed object classes from ITU-T G.774 should be used. + +## 5.2 Requirements + +The choice between instantiation of modifiable or non-modifiable indirect adaptor object classes is made according to the make-up and mode of operation of the network element. + +The choice between instantiation of modifiable or non-modifiable trail termination point object classes is made according to the make-up and mode of operation of the network element or by direct OS operations. + +All the structure below any Trail Termination Point (i.e. **vc4TTP**, **vc3TTP**, ...) is completely configured once they are created according to a predefined default configuration. + +Reconfiguration of the multiplexing structure should be supported (i.e. changing a **tug3** from a not multiplexed structure into **7 tug2**). + +Configuration or reconfiguration defines the complete subtrees between the Trail Termination Point of the server layer (e.g. **vc4TTP**) and the Connection Termination Points of its clients (e.g. **tu3CTP**, **tu12CTP**, ...). + +In a case when a Trail Termination Point can be cross-connected, it can exist independently of any existing path that has to be terminated. + +The management system may select if the created connection termination point (e.g. **tu3CTP**) can be flexibly assigned or not. + +The concatenation of **Nxtu2CTP** or **Nxau4CTP** is done by means of GTP objects and by means of the **addTpsToGTP** and **removeTpsFromGTP** actions on the fabric managed object. + +The management system should be able to select the type of mapping of the PDH payload inside virtual container. + +Change of configuration of already cross-connected CTP which is contained directly or indirectly by the object on which the action is applied is not feasible. The involved connection termination points should be disconnected first using the disconnect action onto the fabric. + +# 6 Object classes + +### Revisions that require re-registration + +This clause provides replacement managed object class definitions for the existing ITU-T G.774.2 (1994). Any managed object class replaced by one in this clause is considered to be deprecated. The reasons for the replacement of a managed object class are as follows: + +- 1) The replaced managed object class is faulty and must be fixed. +- 2) The replaced managed object class includes an attribute, package, notification or action which has been re-registered in this or another Recommendation. +- 3) The replaced managed object class inherits from a managed object class which has been re-registered in this or another Recommendation. + +In each case where a class is replaced, the new class will be registered within this Recommendation. The textual label for the class will be revised to include the text "R1". For example, in the revision of the G.774.2 (1994) managed object class "modifiableVC4TTPBidirectional", the revised label will become "modifiableVC4TTPBidirectionalR1". + +Below is a table of classes deprecated from ITU-T G.774.2 (1994) and the G.774.2 classes which replace them: + +### Deprecated G.774.2 1994 Classes + +modifiableVC4TTPBidirectional +modifiableVC4TTPSink +modifiableVC4TTPSource +modifiableVC3TTPBidirectional +modifiableVC3TTPSink +modifiableVC3TTPSource +modifiableVC2TTPBidirectional +modifiableVC2TTPSink +modifiableVC12TTPBidirectional +modifiableVC12TTPSink +modifiableVC11TTPBidirectional +modifiableVC11TTPSink + +### Replacement G.774.2 Classes + +modifiableVC4TTPBidirectionalR1 +modifiableVC4TTPSinkR1 +modifiableVC4TTPSourceR1 +modifiableVC3TTPBidirectionalR1 +modifiableVC3TTPSinkR1 +modifiableVC3TTPSourceR1 +modifiableVC2TTPBidirectionalR1 +modifiableVC2TTPSinkR1 +modifiableVC12TTPBidirectionalR1 +modifiableVC12TTPSinkR1 +modifiableVC11TTPBidirectionalR1 +modifiableVC11TTPSinkR1 + +### 6.1 Indirect Adaptors + +``` +modifiableAugBidirectional MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": augBidirectional; + CHARACTERIZED BY + modifiableAugBidPackage PACKAGE + BEHAVIOUR + modifiableAugBidBehaviour BEHAVIOUR + DEFINED AS + * This CLASS shall be instantiated when change of the SDH frame structure by + management operation is supported * + ;; + ACTIONS + defineAUGStructure;; + REGISTERED AS { g774-02MObjectClass 1 }; +``` + +``` + +modifiableAugSink MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": augSink; + CHARACTERIZED BY + modifiableAugSinkPackage PACKAGE + BEHAVIOUR + modifiableAugSinkBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineAUGStructure;;; +REGISTERED AS { g774-02MObjectClass 2 }; + +modifiableAugSource MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": augSource; + CHARACTERIZED BY + modifiableAugSourcePackage PACKAGE + BEHAVIOUR + modifiableAugSourceBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineAUGStructure;;; +REGISTERED AS { g774-02MObjectClass 3 }; + +modifiableTug3Bidirectional MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug3Bidirectional; + CHARACTERIZED BY + modifiableTug3BidPackage PACKAGE + BEHAVIOUR + modifiableTug3BidBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineTug3Structure;;; +REGISTERED AS { g774-02MObjectClass 4 }; + +modifiableTug3Sink MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug3Sink; + CHARACTERIZED BY + modifiableTug3SinkPackage PACKAGE + BEHAVIOUR + modifiableTug3SinkBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineTug3Structure;;; +REGISTERED AS { g774-02MObjectClass 5 }; + +modifiableTug3Source MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug3Source; + CHARACTERIZED BY + modifiableTug3SourcePackage PACKAGE + BEHAVIOUR + modifiableTug3SourceBehaviour BEHAVIOUR + +``` + +``` + +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineTug3Structure;;; +REGISTERED AS { g774-02MObjectClass 6 }; + +modifiableTug2Bidirectional MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug2Bidirectional; + CHARACTERIZED BY + modifiableTug2BidPackage PACKAGE + BEHAVIOUR + modifiableTug2BidBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineTug2Structure;;; +REGISTERED AS { g774-02MObjectClass 7 }; + +modifiableTug2Sink MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug2Sink; + CHARACTERIZED BY + modifiableTug2SinkPackage PACKAGE + BEHAVIOUR + modifiableTug2SinkBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineTug2Structure;;; +REGISTERED AS { g774-02MObjectClass 8 }; + +modifiableTug2Source MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": tug2Source; + CHARACTERIZED BY + modifiableTug2SourcePackage PACKAGE + BEHAVIOUR + modifiableTug2SourceBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineTug2Structure;;; +REGISTERED AS { g774-02MObjectClass 9 }; + +``` + +### 6.2 High Order Path Layer + +``` + +modifiableVC4TTPBidirectionalR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc4TTPBidirectionalR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC4TTPBidR1Package PACKAGE + BEHAVIOUR + modifiableVC4TTPBidR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + +``` + +``` + +ACTIONS + defineVC4Structure;;; +REGISTERED AS { g774-02MObjectClass 25 }; + +modifiableVC4TTPSinkR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc4TTPSinkR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC4TTPSinkR1Package PACKAGE + BEHAVIOUR + modifiableVC4TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineVC4Structure;;; +REGISTERED AS { g774-02MObjectClass 26 }; + +modifiableVC4TTPSourceR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc4TTPSourceR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC4TTPSourceR1Package PACKAGE + BEHAVIOUR + modifiableVC4TTPSourceR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineVC4Structure;;; +REGISTERED AS { g774-02MObjectClass 27 }; + +modifiableVC3TTPBidirectionalR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc3TTPBidirectionalR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC3TTPBidR1Package PACKAGE + BEHAVIOUR + modifiableVC3TTPBidR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineVC3Structure;;; +REGISTERED AS { g774-02MObjectClass 28 }; + +modifiableVC3TTPSinkR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc3TTPSinkR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC3TTPSinkR1Package PACKAGE + BEHAVIOUR + modifiableVC3TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineVC3Structure;;; +REGISTERED AS { g774-02MObjectClass 29 }; + +``` + +``` + +modifiableVC3TTPTSourceR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc3TTPTSourceR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC3TTPTSourceR1Package PACKAGE + BEHAVIOUR + modifiableVC3TTPTSourceR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineVC3Structure;;; +REGISTERED AS { g774-02MObjectClass 30 }; + +``` + +### 6.3 Low Order Path Layer + +``` + +modifiableVC2TTPBidirectionalR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc2TTPBidirectionalR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC2TTPBidR1Package PACKAGE + BEHAVIOUR + modifiableVC2TTPBidR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineClientType;;; +REGISTERED AS { g774-02MObjectClass 31 }; + +``` + +``` + +modifiableVC2TTPTSinkR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc2TTPTSinkR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC2TTPTSinkR1Package PACKAGE + BEHAVIOUR + modifiableVC2TTPTSinkR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineClientType;;; +REGISTERED AS { g774-02MObjectClass 32 }; + +``` + +``` + +modifiableVC2TTPTSource MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc2TTPTSource; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC2TTPTSourcePackage PACKAGE + BEHAVIOUR + modifiableVC2TTPTSourceBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; +ACTIONS + defineClientType;;; +REGISTERED AS { g774-02MObjectClass 18 }; + +``` + +``` + +modifiableVC12TTPBidirectionalR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc12TTPBidirectionalR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC12TTPBidR1Package PACKAGE + BEHAVIOUR + modifiableVC12TTPBidR1Behaviour BEHAVIOUR + DEFINED AS + * This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * + ;; + ACTIONS + defineClientType;;; + REGISTERED AS { g774-02MObjectClass 33 }; + +modifiableVC12TTPSinkR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc12TTPSinkR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC12TTPSinkR1Package PACKAGE + BEHAVIOUR + modifiableVC12TTPSinkR1Behaviour BEHAVIOUR + DEFINED AS + * This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * + ;; + ACTIONS + defineClientType;;; + REGISTERED AS { g774-02MObjectClass 34 }; + +modifiableVC12TTPSource MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc12TTPSource; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC12TTPSourcePackage PACKAGE + BEHAVIOUR + modifiableVC12TTPSourceBehaviour BEHAVIOUR + DEFINED AS + * This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * + ;; + ACTIONS + defineClientType;;; + REGISTERED AS { g774-02MObjectClass 21 }; + +modifiableVC11TTPBidirectionalR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc11TTPBidirectionalR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC11TTPBidR1Package PACKAGE + BEHAVIOUR + modifiableVC11TTPBidR1Behaviour BEHAVIOUR + DEFINED AS + * This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * + ;; + ACTIONS + defineClientType;;; + REGISTERED AS { g774-02MObjectClass 35 }; + +``` + +``` + +modifiableVC11TTPSinkR1 MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc11TTPSinkR1; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC11TTPSinkR1Package PACKAGE + BEHAVIOUR + modifiableVC11TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineClientType;;; +REGISTERED AS { g774-02MObjectClass 36 }; + +modifiableVC11TTPSource MANAGED OBJECT CLASS + DERIVED FROM "Recommendation G.774": vc11TTPSource; + CHARACTERIZED BY + "Recommendation M.3100": supportableClientListPackage, + modifiableVC11TTPSourcePackage PACKAGE + BEHAVIOUR + modifiableVC11TTPSourceBehaviour BEHAVIOUR +DEFINED AS +* This CLASS shall be instantiated when change of the SDH frame structure by +management operation is supported * +;; + ACTIONS + defineClientType;;; +REGISTERED AS { g774-02MObjectClass 24 }; + +``` + +# 7 Packages + +None. + +# 8 Attributes + +None. + +## 9 Actions + +### 9.1 Define AUG Structure + +``` + +defineAUGStructure ACTION + BEHAVIOUR defineAUGStructureBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.AUGStructureInfo; +REGISTERED AS { g774-02Action 1 }; +defineAUGStructureBehaviour BEHAVIOUR +DEFINED AS + +``` + +\*This action is used to select between a one au4 structured aug and a three au3 structured aug. + +If the object(s) contained by the aug already matche(s) the "AUGStructureInfo" parameter nothing is raised. In all other cases objects contained by the aug are deleted and corresponding to the "AUGStructureInfo" parameter one **au4CTP**, or three **au3CTP** are created. + +The corresponding connection termination point(s) are created with the **crossConnectionPointerPackage** package according to the "**connectionInfo**" parameter. If the "unknown" choice of the "**connectionInfo**" parameter is selected the choice is left to the network element according to its make-up and mode. + +When applied on a sink managed object, sink connection termination points are created. + +When applied on a source managed object, source connection termination points are created. + +When applied on a bidirectional managed object, bidirectional connection termination points are created. + +The action fails if: + +- change of configuration applies on an already existing cross-connected connection termination point contained directly or indirectly by the object on which the action is applied; +- the multiplexing structure is not supported by the network element; +- at least one created connection termination point is not cross-connectable and the **crossConnectable** choice of the "**connectionInfo**" parameter is selected. + +NOTE – The definition of the connection termination point managed object classes which represent the adaptation function of the characteristic information of the client inside SDH virtual container is not already defined.\* + +; + +### 9.2 Define VC4 Structure + +``` +defineVC4Structure ACTION + BEHAVIOUR defineVC4StructureBehaviour, + defineTug3StructureBehaviour, + defineTug2StructureBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.VC4StructureInfo; +REGISTERED AS { g774-02Action 2 }; +defineVC4StructureBehaviour BEHAVIOUR +DEFINED AS +``` + +\*If the action parameter is "**notSubmultiplexed**" and contains "**noClient**" all contained objects are deleted. If the action parameter is "**notSubmultiplexed**" and contains a value different from "**noClient**" a CTP which corresponds to the client of the VC4 is created and the existing contained object(s) are deleted. + +If the action parameter is "**threeTUG3**", three tug3 are created if they do not already exist, contained objects are deleted. Each TUG3 is structured according to the "**TUG3StructureInfo**" parameter ranked according to the time sequence of the tug3. + +If the action has succeeded then the C2 signal label is updated according to the new frame structure: + +- When applied on a sink VC4 the expected signal label is updated. +- When applied on a source VC4 the sent signal label is updated. +- When applied on a bidirectional VC4 both the expected and sent signal label are updated. + +NOTE – The definition of the connection termination point managed object classes which represent the adaptation function of the characteristic information of the client inside SDH virtual container is not already defined.\* + +; + +### 9.3 Define VC3 Structure + +``` +defineVC3Structure ACTION + BEHAVIOUR defineVC3StructureBehaviour, + defineTug2StructureBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.VC3StructureInfo; +REGISTERED AS { g774-02Action 3 }; +defineVC3StructureBehaviour BEHAVIOUR +DEFINED AS +``` + +\*If the action parameter is "**notSubmultiplexed**" and contains "**noClient**" all contained objects are deleted. If the action parameter is "**notSubmultiplexed**" and contains a value different from "**noClient**" a CTP which corresponds to the client of the VC3 is created and the existing contained objects are deleted. + +If the action parameter is "**sevenTUG2**", seven tug2 are created if they do not already exist, contained CTP are deleted. Each TUG2 is structured according to the "**TUG2StructureInfo**" parameter ranked according to the time sequence of the tug2. + +If the action has succeeded then the C2 signal label is updated according to the new frame structure: + +- When applied on a sink VC3 the expected signal label is updated. +- When applied on a source VC3 the sent signal label is updated. +- When applied on a bidirectional VC3 both the expected and sent signal label are updated. + +NOTE – The definition of the connection termination point managed object classes which represent the adaptation function of the characteristic information of the client inside SDH virtual container is not already defined.\* + +; + +### 9.4 Define Tug3 Structure + +``` +defineTug3Structure ACTION + BEHAVIOUR defineTug3StructureBehaviour, + defineTug2StructureBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.TUG3StructureInfo; +REGISTERED AS { g774-02Action 4 }; +defineTug3StructureBehaviour BEHAVIOUR +DEFINED AS +``` + +\*If the **tug3StructureInfo** parameter is "**oneTU3**" a tu3CTP is created if it does not already exist and the existing contained object(s) are deleted. + +If the **tug3StructureInfo** parameter is "**sevenTUG2**", seven tug2 are created if they do not already exist, contained CTP is deleted. Each TUG2 is structured according to the "**TUG2StructureInfo**" parameter ranked according to the time sequence of the tug2. + +NOTE – The definition of the connection termination point managed object classes which represent the adaptation function of the characteristic information of the client inside SDH virtual container is not already defined.\* + +; + +### 9.5 Define Tug2 Structure + +``` +defineTug2Structure ACTION + BEHAVIOUR defineTug2StructureBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.TUG2StructureInfo; +REGISTERED AS { g774-02Action 5 }; +defineTug2StructureBehaviour BEHAVIOUR +DEFINED AS +``` + +\*If the object(s) contained by the tug2 already match(es) the **tug2StructureInfo** parameter nothing is raised. In all other cases objects contained by the tug2 are deleted and corresponding to the "**tug2StructureInfo**" parameter one tu2CTP, three tu12CTP or four tu11CTP are created. + +The corresponding connection termination point(s) are created with the **crossConnectionPointerPackage** package according to the "**connectionInfo**" parameter. If the "unknown" choice of the "**connectionInfo**" parameter is selected the choice is left to the network element according to its make-up and mode. + +When applied on a sink managed object, sink connection termination points are created. + +When applied on a source managed object, source connection termination points are created. + +When applied on a bidirectional managed object, bidirectional connection termination points are created. + +The action fails if: + +- change of configuration applies on an already existing cross-connected connection termination point contained directly or indirectly by the object on which the action is applied; + - the multiplexing structure is not supported by the network element; + - at least one created connection termination point is not cross-connectable and the **crossConnectable** choice of the "**connectionInfo**" parameter is selected.\* +- ; + +### 9.6 Definition of the Client type + +``` +defineClientType ACTION + BEHAVIOUR defineClientTypeBehaviour; + MODE CONFIRMED; + PARAMETERS defineSDHStructureError; + WITH INFORMATION SYNTAX SDHConfASN1.DefineClientTypeInfo; +REGISTERED AS { g774-02Action 6 }; +defineClientTypeBehaviour BEHAVIOUR +DEFINED AS +``` + +\*This action is used to choose the type of the adaptation function of payload inside the SDH low order Virtual Container. + +If the action parameter is "**noClient**" the contained object is deleted. If the action parameter is different from "**noClient**" a CTP which corresponds to the client of the TTP is created and the existing contained object is deleted. + +When applied on a sink TTP, a sink connection termination point is created. + +When applied on a source TTP, a source connection termination point is created. + +When applied on a bidirectional TTP, a bidirectional connection termination point is created. + +The action fails if: + +- the client type is not supported by the network element. + +If the action has succeeded then the signal label V5 (bits 5-7) is updated according to the new frame structure: + +- When applied on a sink VC the expected signal label is updated. +- When applied on a source VC the sent signal label is updated. +- When applied on a bidirectional VC both the expected and sent signal label are updated. + +NOTE – The definition of the connection termination point managed object classes which represent the adaptation function of the characteristic information of the client inside SDH virtual container is not already defined.\* + +; + +# 10 Notifications + +None. + +# 11 Parameters + +``` +defineSDHStructureError PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX SDHConfASN1.DefineSDHStructureError; +REGISTERED AS { g774-02Parameter 1 }; +``` + +# 12 Name Bindings + +### Revisions that require re-registration + +This clause provides replacement namebinding definitions for the existing ITU-T G.774.2 (1994). Any namebinding replaced by one in this clause is considered to be deprecated. The reasons for the replacement of a namebinding are as follows: + +- 1) The replaced namebinding is faulty and must be fixed. +- 2) The replaced namebinding refers to a superior managed object class which has been re-registered in this or another Recommendation. +- 3) The replaced namebinding refers to a subordinate managed object class which has been re-registered in this or another Recommendation. +- 4) The replaced namebinding refers to a naming attribute which has been re-registered in this or another Recommendation. + +In each case where a namebinding is replaced, the new namebinding will be registered within this Recommendation. The textual label for the namebinding will be revised to include the text "R1". For example, in the revision of the G.774.2 (1994) namebinding "au3CTPSink-augSink", the revised label will become "au3CTPSink-augSinkR1". Note the "R1" is placed immediately following the revised class which impacts the namebinding. + +Below is a table of namebindings deprecated from ITU-T G.774.2 (1994) and the G.774.2 namebindings which replace them: + +### Deprecated G.774.2 1994 Namebindings + +au3CTPSink-augSink +au4CTPSink-augSink +tu11CTPSink-tug2Sink +tu12CTPSink-tug2Sink +tu2CTPSink-tug2Sink +tu3CTPSink-tug3Sink +tug2Source-vc3TTPSource +tug2Sink-vc3TTPSink +tug3Sink-vc4TTPSink +tug3Source-vc4TTPSource +vc11TTPSink-sdhNE +vc12TTPSink-sdhNE +vc2TTPSink-sdhNE +vc3TTPSink-sdhNE +vc3TTPSource-sdhNE +vc4TTPSink-sdhNE +vc4TTPSource-sdhNE +vcnUserChannelCTPSink-vc3TTPSink +vcnUserChannelCTPSource-vc3TTPSource +vcnUserChannelCTPSink-vc4TTPSink +vcnUserChannelCTPSource-vc4TTPSource + +#### Replacement G.774 Namebindings + +au3CTPSinkR1-augSink +au4CTPSinkR1-augSink +tu11CTPSinkR1-tug2Sink +tu12CTPSinkR1-tug2Sink +tu2CTPSinkR1-tug2Sink +tu3CTPSinkR1-tug3Sink +tug2Source-vc3TTPSourceR1 +tug2Sink-vc3TTPSinkR1 +tug3Sink-vc4TTPSinkR1 +tug3Source-vc4TTPSourceR1 +vc11TTPSinkR1-sdhNE +vc12TTPSinkR1-sdhNE +vc2TTPSinkR1-sdhNE +vc3TTPSinkR1-sdhNE +vc3TTPSourceR1-sdhNE +vc4TTPSinkR1-sdhNE +vc4TTPSourceR1-sdhNE +vcnUserChannelCTPSink-vc3TTPSinkR1 +vcnUserChannelCTPSource-vc3TTPSourceR1 +vcnUserChannelCTPSink-vc4TTPSinkR1 +vcnUserChannelCTPSource-vc4TTPSourceR1 + +This Recommendation extends the Name Bindings currently defined in ITU-T G.774 by adding AND SUBCLASSES. + +NOTE – Only the sink – sink and source – source Name Bindings are defined in this Recommendation. The also possible sink – bidirectional, source – bidirectional and bidirectional – bidirectional Name Bindings are used implicitly via Inheritance and the AND SUBCLASSES clauses. For the bidirectional – bidirectional case the sink – sink Name Binding shall be used. + +au3CTPSinkR1-augSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": au3CTPSinkR1 AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": augSink AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": au3CTPid; +BEHAVIOUR +au3CTPSinkR1-augSinkBehaviour BEHAVIOUR + +``` + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 59 }; + +au3CTPSource-augSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": au3CTPSource AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": augSource AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": au3CTPid; +BEHAVIOUR + au3CTPSource-augSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 2 }; + +au4CTPSinkR1-augSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": au4CTPSinkR1 AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": augSink AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": au4CTPid; +BEHAVIOUR + au4CTPSinkR1-augSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 60 }; + +au4CTPSource-augSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": au4CTPSource AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": augSource AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": au4CTPid; +BEHAVIOUR + au4CTPSource-augSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 4 }; + +augSink-msTTPSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": augSink AND SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": msTTPSink AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": augId; +BEHAVIOUR + augSink-msTTPSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 5 }; + +``` + +``` + +augSource-msTPPSOURCE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": augSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": msTPPSOURCE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": augId; + BEHAVIOUR + augSource-msTPPSOURCEBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the + superior managed object is instantiated, according to the make-up and mode of + operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 6 }; + +electricalSPITTPSink-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": electricalSPITTPSink + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": electricalSPITTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 7 }; + +electricalSPITTPSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": electricalSPITTPSource + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": electricalSPITTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 8 }; + +msCTPSink-rsTPPSink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msCTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": rsTPPSink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msCTPId; + BEHAVIOUR + msCTPSink-rsTPPSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the + superior managed object is instantiated, according to the make-up and mode of + operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 9 }; + +msCTPSource-rsTPPSOURCE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msCTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": rsTPPSOURCE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msCTPId; + BEHAVIOUR + msCTPSource-rsTPPSOURCEBehaviour BEHAVIOUR + +``` + +``` + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 10 }; + +msDatacomCTPSink-msTTPSink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msDatacomCTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": msTTPSink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msDatacomCTPid; + BEHAVIOUR + msDatacomCTPSink-msTTPSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 11 }; + +msDatacomCTPSource-msTTPSource NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msDatacomCTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": msTTPSource AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msDatacomCTPid; + BEHAVIOUR + msDatacomCTPSource-msTTPSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 12 }; + +msOrderwireCTPSink-msTTPSink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msOrderwireCTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": msTTPSink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msOrderwireCTPid; + BEHAVIOUR + msOrderwireCTPSink-msTTPSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 13 }; + +msOrderwireCTPSource-msTTPSource NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msOrderwireCTPSource + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": msTTPSource AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msOrderwireCTPid; + BEHAVIOUR + msOrderwireCTPSource-msTTPSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 14 }; + +``` + +``` + +msTTPSink-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msTTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msTTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 15 }; + +msTTPSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": msTTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": msTTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 16 }; + +opticalSPITTPSink-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": opticalSPITTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": opticalSPITTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 17 }; + +opticalSPITTPSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": opticalSPITTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": opticalSPITTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 18 }; + +rsCTPSink-electricalSPITTPSink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": rsCTPSink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": electricalSPITTPSink AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": rsCTPId; + BEHAVIOUR + rsCTPSink-electricalSPITTPSinkBehaviour BEHAVIOUR + +``` + +``` + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 19 }; + +rsCTPSSource-electricalSPITTPSSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsCTPSSource AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": electricalSPITTPSSource AND +SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsCTPID; +BEHAVIOUR + rsCTPSSource-electricalSPITTPSSourceBehaviour BEHAVIOUR + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 20 }; + +rsCTPSink-opticalSPITTPSSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsCTPSink AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": opticalSPITTPSSink AND +SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsCTPID; +BEHAVIOUR + rsCTPSink-opticalSPITTPSSinkBehaviour BEHAVIOUR + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 21 }; + +rsCTPSSource-opticalSPITTPSSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsCTPSSource AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": opticalSPITTPSSource AND +SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsCTPID; +BEHAVIOUR + rsCTPSSource-opticalSPITTPSSourceBehaviour BEHAVIOUR + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 22 }; + +rsDatacomCTPSink-rsTTTPSSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsDatacomCTPSink AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTTPSSink AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsDatacomCTPID; +BEHAVIOUR + rsDatacomCTPSink-rsTTTPSSinkBehaviour BEHAVIOUR + +``` + +``` + +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 23 }; + +rsDatacomCTPSource-rsTTPTSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsDatacomCTPSource AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTPTSource AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsDatacomCTPID; +BEHAVIOUR + rsDatacomCTPSource-rsTTPTSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 24 }; + +rsOrderwireCTPSink-rsTTPTSink NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsOrderwireCTPSink AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTPTSink AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsOrderwireCTPID; +BEHAVIOUR + rsOrderwireCTPSink-rsTTPTSinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 25 }; + +rsOrderwireCTPSource-rsTTPTSource NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsOrderwireCTPSource +AND SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTPTSource AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsOrderwireCTPID; +BEHAVIOUR + rsOrderwireCTPSource-rsTTPTSourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 26 }; + +rsTTPTSink-sdhNE NAME BINDING +SUBORDINATE OBJECT CLASS "Recommendation G.774": rsTTPTSink AND +SUBCLASSES; +NAMED BY +SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; +WITH ATTRIBUTE "Recommendation G.774": rsTTTPID; +CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; +DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 27 }; + +``` + +``` + +rsTTPTSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": rsTTPTSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": rsTTPTId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 28 }; + +rsUserChannelCTPSink-rsTTPTSink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": rsUserChannelCTPSink + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTPTSink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": rsUserChannelCTPId; + BEHAVIOUR + rsUserChannelCTPSink-rsTTPTSinkBehaviour BEHAVIOUR + DEFINED AS + * The subordinate managed objects are automatically instantiated when the + superior managed object is instantiated, according to the make-up and mode of + operation of the NE * + ;; +REGISTERED AS { g774-02NameBinding 29 }; + +rsUserChannelCTPSource-rsTTPTSource NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": rsUserChannelCTPSource + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": rsTTPTSource AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": rsUserChannelCTPId; + BEHAVIOUR + rsUserChannelCTPSource-rsTTPTSourceBehaviour BEHAVIOUR + DEFINED AS + * The subordinate managed objects are automatically instantiated when the + superior managed object is instantiated, according to the make-up and mode of + operation of the NE * + ;; +REGISTERED AS { g774-02NameBinding 30 }; + +tul1CTPSinkR1-tug2Sink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tul1CTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Sink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tul1CTPId; + BEHAVIOUR + tul1CTPSinkR1-tug2SinkBehaviour BEHAVIOUR + DEFINED AS + * The subordinate managed objects are automatically instantiated when the + superior managed object is instantiated, according to the make-up and mode of + operation of the NE * + ;; +REGISTERED AS { g774-02NameBinding 61 }; + +``` + +``` + +tul1CTPSource-tug2Source NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tul1CTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Source AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tul1CTPID; + BEHAVIOUR + tul1CTPSource-tug2SourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 32 }; + +tul2CTPSinkR1-tug2Sink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tul2CTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Sink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tul2CTPID; + BEHAVIOUR + tul2CTPSinkR1-tug2SinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 62 }; + +tul2CTPSource-tug2Source NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tul2CTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Source AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tul2CTPID; + BEHAVIOUR + tul2CTPSource-tug2SourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 34 }; + +tu2CTPSinkR1-tug2Sink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tu2CTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Sink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tu2CTPID; + BEHAVIOUR + tu2CTPSinkR1-tug2SinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 63 }; + +``` + +``` + +tu2CTPSource-tug2Source NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tu2CTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug2Source AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tu2CTPid; + BEHAVIOUR + tu2CTPSource-tug2SourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 36 }; + +tu3CTPSinkR1-tug3Sink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tu3CTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug3Sink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tu3CTPid; + BEHAVIOUR + tu3CTPSinkR1-tug3SinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 64 }; + +tu3CTPSource-tug3Source NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tu3CTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug3Source AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tu3CTPid; + BEHAVIOUR + tu3CTPSource-tug3SourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 38 }; + +tug2Sink-tug3Sink NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug2Sink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug3Sink AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug2Id; + BEHAVIOUR + tug2Sink-tug3SinkBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 39 }; + +``` + +``` + +tug2Source-tug3Source NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug2Source AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": tug3Source AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug2Id; + BEHAVIOUR + tug2Source-tug3SourceBehaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 40 }; + +tug2Sink-vc3TTPSinkR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug2Sink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc3TTPSinkR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug2Id; + BEHAVIOUR + tug2Sink-vc3TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 65 }; + +tug2Source-vc3TTPSourceR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug2Source AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc3TTPSourceR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug2Id; + BEHAVIOUR + tug2Source-vc3TTPSourceR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 66 }; + +tug3Sink-vc4TTPSinkR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug3Sink AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc4TTPSinkR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug3Id; + BEHAVIOUR + tug3Sink-vc4TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 67 }; + +``` + +``` + +tug3Source-vc4TTPTSourceR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": tug3Source AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc4TTPTSourceR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": tug3Id; + BEHAVIOUR + tug3Source-vc4TTPTSourceR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 68 }; + +vc11TTPTSinkR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc11TTPTSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc11TTPIId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 69 }; + +vc11TTPTSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc11TTPTSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc11TTPIId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 46 }; + +vc12TTPTSinkR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc12TTPTSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc12TTPIId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 70 }; + +vc12TTPTSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc12TTPTSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc12TTPIId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + +``` + +``` + +DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 48 }; + +vc2TTPSinkR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc2TTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc2TTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 71 }; + +vc2TTPSource-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc2TTPSource AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc2TTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 50 }; + +vc3TTPSinkR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc3TTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc3TTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 72 }; + +vc3TTPSourceR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc3TTPSourceR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc3TTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; + REGISTERED AS { g774-02NameBinding 73 }; + +vc4TTPSinkR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc4TTPSinkR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc4TTPId; + +``` + +``` + +CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; +DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 74 }; + +vc4TTPSourceR1-sdhNE NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vc4TTPSourceR1 AND + SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": sdhNE AND SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vc4TTPId; + CREATE + WITH-REFERENCE-OBJECT, + WITH-AUTOMATIC-INSTANCE-NAMING; + DELETE + DELETES-CONTAINED-OBJECTS; +REGISTERED AS { g774-02NameBinding 75 }; + +vcnUserChannelCTPSink-vc3TTPSinkR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vcnUserChannelCTPSink + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc3TTPSinkR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vcnUserChannelCTPId; + BEHAVIOUR + vcnUserChannelCTPSink-vc3TTPSinkR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 76 }; + +vcnUserChannelCTPSource-vc3TTPSourceR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vcnUserChannelCTPSource + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc3TTPSourceR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vcnUserChannelCTPId; + BEHAVIOUR + vcnUserChannelCTPSource-vc3TTPSourceR1Behaviour BEHAVIOUR +DEFINED AS +* The subordinate managed objects are automatically instantiated when the +superior managed object is instantiated, according to the make-up and mode of +operation of the NE * +;; +REGISTERED AS { g774-02NameBinding 77 }; + +vcnUserChannelCTPSink-vc4TTPSinkR1 NAME BINDING + SUBORDINATE OBJECT CLASS "Recommendation G.774": vcnUserChannelCTPSink + AND SUBCLASSES; + NAMED BY + SUPERIOR OBJECT CLASS "Recommendation G.774": vc4TTPSinkR1 AND + SUBCLASSES; + WITH ATTRIBUTE "Recommendation G.774": vcnUserChannelCTPId; + BEHAVIOUR + vcnUserChannelCTPSink-vc4TTPSinkR1Behaviour BEHAVIOUR + +``` + +###### DEFINED AS + +*\* The subordinate managed objects are automatically instantiated when the superior managed object is instantiated, according to the make-up and mode of operation of the NE \** + +;; + +REGISTERED AS { g774-02NameBinding 78 }; + +vcnUserChannelCTPSource-vc4TTPSourceR1 NAME BINDING + +SUBORDINATE OBJECT CLASS "Recommendation G.774": vcnUserChannelCTPSource +AND SUBCLASSES; + +NAMED BY + +SUPERIOR OBJECT CLASS "Recommendation G.774": vc4TTPSourceR1 AND +SUBCLASSES; + +WITH ATTRIBUTE "Recommendation G.774": vcnUserChannelCTPID; +BEHAVIOUR + +vcnUserChannelCTPSource-vc4TTPSourceR1Behaviour BEHAVIOUR + +##### DEFINED AS + +*\* The subordinate managed objects are automatically instantiated when the superior managed object is instantiated, according to the make-up and mode of operation of the NE \** + +;; + +REGISTERED AS { g774-02NameBinding 79 }; + +## 13 Constraint rules + +### 13.1 Constraint rules extended syntax + +This clause redefines the grammar of the pointer constraint rules as previously defined in ITU-T G.774. This new grammar should only be applied to the pointer constraint rules defined in this Recommendation. + +#### 13.1.1 Constraint rules grammar + +``` + CONSTRAINT RULE + OBJECT CLASS [AND SUBCLASSES] ; + IS RELATED TO ; + USING ATTRIBUTE ; + ; +; + ::= | + ::= ACCORDING TO RULE + ::= CASE { } + ::= | + , + ::= + ACCORDING TO RULE + ::= label string as defined in ISO/IEC IS 10165-4 + ::= label string as defined in ISO/IEC IS 10165-4 + ::= | , + ::= | AND SUBCLASSES + ::= SET { } + | SEQUENCE { } + | CHOICE { } + | SET SIZE ( ) OF + | SEQUENCE SIZE ( ) OF + ::= + | , + ::= | + ::= | + ::= .. + ::= | , +``` + +``` + + ::= INTEGER + ::= INTEGER + ::= INTEGER | N + +``` + +#### 13.1.2 Constraint rule templates + +``` + +OBJECT CLASS [AND SUBCLASSES]; + indicates the class and optionally the subclasses which are governed by this + constraint-rule. A class may be governed by more than one constraint-rule + with non-overlapping sets of related classes in the RELATES TO OBJECT + CLASSES clause. +IS RELATED TO OBJECT CLASSES ; + indicates the set of classes of related instances that are governed by this + constraint-rule. Any classes that are not in this list are not governed by + this constraint-rule. +USING ATTRIBUTE ; + indicates the attribute that represents a relationship by means of a pointer + (DN) to the related object instances. +; + there can be either a single rule, or a set of rules one for each of a set + of named choices. In the latter case the CASE { ... } structure is used. +CASE { ... }; + provides a distinct constraint-rule for each of the set of named choices in + the attribute syntax. +ACCORDING TO RULE + provides the rule +SET { } + indicates that *all* of the constraint-members must be present in any order. +SEQUENCE { } + indicates that *all* of the constraint-members must be present in sequence. +CHOICE { } + indicates that *any one* of the constraint-members must be present. +SET SIZE OF + indicates the number of that must be present in any order. +SEQUENCE SIZE OF + indicates the number of that must be present in sequence. + +``` + +### 13.2 Connectivity pointer constraints + +This clause defines the allowable values for the `downstreamConnectivityPointer` and `upstreamConnectivityPointer` attributes using the object classes defined in this Recommendation. The pointer constraint rules defined in this Recommendation replace those defined in ITU-T G.774. + +### Revisions that require re-registration + +This clause provides replacement constraint rule definitions for the existing ITU-T G.774.2 (1994). Any constraint rule replaced by one in this clause is considered to be deprecated. The reasons for the replacement of a constraint rule are as follows: + +- 1) The replaced constraint rule is faulty and must be fixed. +- 2) The replaced constraint rule refers to a managed object class which has been re-registered in this or another Recommendation. +- 3) The replaced constraint rule refers to an attribute which has been re-registered. + +In each case where a constraint is replaced, the new constraint will be registered within this Recommendation. The textual label for the constraint will be revised to include the text "R1". For example, in the revision of the G.774.2 (1994) constraint "downstreamConnectivityPointer-au3CTPSink", the revised label will become "downstreamConnectivityPointer-au3CTPSinkR1". Note the "R1" is placed immediately following the revised class which impacts the constraint. In the case where the class within the label has not changed but the constraint is still altered because the + +constraint refers to a class that has changed, then the "R1" is placed immediately following the "downstreamConnectivityPointer" text of the revised constraint label. For example, in the revision of the G.774.2 (1994) constraint "downstreamConnectivityPointer-au3CTPSource", the revised label will become "downstreamConnectivityPointerR1-au3CTPSource". + +The syntax, grammar and templates used for these constraint rules are defined in ITU-T G.774 (1992) and extended in ITU-T G.774.2 (1994). + +Below is a table of constraint rules deprecated from ITU-T G.774.2 (1994) and the G.774.2 constraint rules which replace them: + +### **Deprecated G.774.2 1994 Constraint Rules** + +downstreamConnectivityPointer-au3CTPSink +upstreamConnectivityPointer-au3CTPSource +downstreamConnectivityPointer-au4CTPSink +upstreamConnectivityPointer-au4CTPSource +downstreamConnectivityPointer-tu11CTPSink +upstreamConnectivityPointer-tu11CTPSource +downstreamConnectivityPointer-tu12CTPSink +upstreamConnectivityPointer-tu12CTPSource +downstreamConnectivityPointer-tu2CTPSink +upstreamConnectivityPointer-tu2CTPSource +downstreamConnectivityPointer-tu3CTPSink +upstreamConnectivityPointer-tu3CTPSource +upstreamConnectivityPointer-vc11TT Sink +downstreamConnectivityPointer-vc11TT Source +upstreamConnectivityPointer-vc12TT Sink +downstreamConnectivityPointer-vc12TT Source +upstreamConnectivityPointer-vc2TT Sink +downstreamConnectivityPointer-vc2TT Source +upstreamConnectivityPointer-vc3TT Sink +downstreamConnectivityPointer-vc3TT Source +upstreamConnectivityPointer-vc4TT Sink +downstreamConnectivityPointer-vc4TT Source + +#### **Replacement G.774.2 Constraint Rules** + +downstreamConnectivityPointer-au3CTPSinkR1 +upstreamConnectivityPointerR1-au3CTPSource +downstreamConnectivityPointer-au4CTPSinkR1 +upstreamConnectivityPointerR1-au4CTPSource +downstreamConnectivityPointer-tu11CTPSinkR1 +upstreamConnectivityPointerR1-tu11CTPSource +downstreamConnectivityPointer-tu12CTPSinkR1 +upstreamConnectivityPointerR1-tu12CTPSource +downstreamConnectivityPointer-tu2CTPSinkR1 +upstreamConnectivityPointerR1-tu2CTPSource +downstreamConnectivityPointer-tu3CTPSinkR1 +upstreamConnectivityPointerR1-tu3CTPSource +upstreamConnectivityPointer-vc11TT SinkR1 +downstreamConnectivityPointerR1-vc11TT Source +upstreamConnectivityPointer-vc12TT SinkR1 +downstreamConnectivityPointerR1-vc12TT Source +upstreamConnectivityPointer-vc2TT SinkR1 +downstreamConnectivityPointerR1-vc2TT Source +upstreamConnectivityPointer-vc3TT SinkR1 +downstreamConnectivityPointer-vc3TT SourceR1 +upstreamConnectivityPointer-vc4TT SinkR1 +downstreamConnectivityPointer-vc4TT SourceR1 + +``` + +downstreamConnectivityPointer-au3CTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES; +IS RELATED TO + vc3TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES, + "Recommendation G.774":vc4TTTSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES, + "Recommendation G.774":vc4TTTSinkR1 AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc3TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES}, + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc4TTTSinkR1 AND SUBCLASSES} + } + }; +; + +``` + +``` + +upstreamConnectivityPointerR1-au3CTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":au3CTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc3TTTSOURCEr1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":vc4TTTSOURCEr1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TTTSOURCEr1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":vc4TTTSOURCEr1 AND SUBCLASSES} + }; +; + +``` + +``` + +downstreamConnectivityPointer-au4CTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + au4CTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":au4CTPSource AND SUBCLASSES, + "Recommendation G.774":vc4TTTSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc4TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSource AND SUBCLASSES}, + +``` + +``` + + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc4TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSource AND SUBCLASSES} + }; + ; + +upstreamConnectivityPointerR1-au4CTPSource CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":au4CTPSource AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":au4CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":vc4TTPSourceR1 AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc4TTPSourceR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSinkR1 AND SUBCLASSES} + }; + ; + +downstreamConnectivityPointer-msCTPSink CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":msCTPSink AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":msTTPSink AND SUBCLASSES, + "Recommendation G.774":msCTPSource AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100": downstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":msTTPSink AND SUBCLASSES, + "Recommendation G.774":msCTPSource AND SUBCLASSES } + }; + ; + +upstreamConnectivityPointer-msCTPSource CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":msCTPSource AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":msTTPSource AND SUBCLASSES, + "Recommendation G.774":msCTPSink AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100": upstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":msTTPSource AND SUBCLASSES, + "Recommendation G.774":msCTPSink AND SUBCLASSES } + }; + ; + +``` + +``` + +upstreamConnectivityPointer-msTTPSink CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":msTTPSink AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":msCTPSink AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100": upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":msCTPSink AND SUBCLASSES } +}; +; + +downstreamConnectivityPointer-msTTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":msTTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":msCTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100": downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":msCTPSource AND SUBCLASSES } +}; +; + +downstreamConnectivityPointer-rsCTPSink CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":rsCTPSink AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":rsTTPSink AND SUBCLASSES, + "Recommendation G.774":rsCTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100": downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":rsTTPSink AND SUBCLASSES, + "Recommendation G.774":rsCTPSource AND SUBCLASSES } +}; +; + +upstreamConnectivityPointer-rsCTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":rsCTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":rsTTPSource AND SUBCLASSES, + "Recommendation G.774":rsCTPSink AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100": upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":rsTTPSource AND SUBCLASSES, + "Recommendation G.774":rsCTPSink AND SUBCLASSES } +}; +; + +``` + +``` + +upstreamConnectivityPointer-rsTTPSink CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":rsTTPSink AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":rsCTPSink AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100": upstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":rsCTPSink AND SUBCLASSES } + }; +; + +downstreamConnectivityPointer-rsTTPSource CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":rsTTPSource AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":rsCTPSource AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100": downstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":rsCTPSource AND SUBCLASSES } + }; +; + +downstreamConnectivityPointer-tul1CTPSinkR1 CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":tul1CTPSinkR1 AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":vcl1TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPSource AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcl1TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vcl1TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPSource AND SUBCLASSES } + }; +; + +upstreamConnectivityPointerR1-tul1CTPSource CONSTRAINT RULE + OBJECT CLASS + "Recommendation G.774":tul1CTPSource AND SUBCLASSES; + IS RELATED TO + "Recommendation G.774":vcl1TTPSource AND SUBCLASSES, + "Recommendation G.774":tul1CTPSinkR1 AND SUBCLASSES; + USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; + CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcl1TTPSource AND SUBCLASSES, + "Recommendation G.774":tul1CTPSinkR1 AND SUBCLASSES} + }; +; + +``` + +``` + +downstreamConnectivityPointer-tu12CTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu12CTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc12TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu12CTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc12TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu12CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc12TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu12CTPSource AND SUBCLASSES } +}; +; + +``` + +``` + +upstreamConnectivityPointerR1-tu12CTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu12CTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc12TTTSource AND SUBCLASSES, + "Recommendation G.774":tu12CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc12TTTSource AND SUBCLASSES, + "Recommendation G.774":tu12CTPSinkR1 AND SUBCLASSES} +}; +; + +``` + +``` + +downstreamConnectivityPointer-tu2CTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu2CTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc2TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu2CTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc2TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu2CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc2TTTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu2CTPSource AND SUBCLASSES } +}; +; + +``` + +``` + +upstreamConnectivityPointerR1-tu2CTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu2CTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc2TPPSource AND SUBCLASSES, + "Recommendation G.774":tu2CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc2TPPSource AND SUBCLASSES, + "Recommendation G.774":tu2CTPSinkR1 AND SUBCLASSES } +}; +; + +downstreamConnectivityPointer-tu3CTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc3TPPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TPPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc3TPPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES } +}; +; + +upstreamConnectivityPointerR1-tu3CTPSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":tu3CTPSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc3TPPSourceR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TPPSourceR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES } +}; +; + +``` + +``` + +upstreamConnectivityPointer-vcl1TTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vcl1TTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vcl1TTPTSource AND SUBCLASSES, + "Recommendation G.774":tul1CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcl1TTPTSource AND SUBCLASSES, + "Recommendation G.774":tul1CTPSinkR1 AND SUBCLASSES} +}; +; + +downstreamConnectivityPointerR1-vcl1TTPTSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vcl1TTPTSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vcl1TTPTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPTSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcl1TTPTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPTSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vcl1TTPTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul1CTPTSource AND SUBCLASSES} +}; +; + +upstreamConnectivityPointer-vcl2TTPTSinkR1 CONSTRAINT RULE +OBJECT CLASS + vcl2TTPTSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vcl2TTPTSource AND SUBCLASSES, + "Recommendation G.774":tul2CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcl2TTPTSource AND SUBCLASSES, + "Recommendation G.774":tul2CTPSinkR1 AND SUBCLASSES } +}; +; + +downstreamConnectivityPointerR1-vcl2TTPTSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vcl2TTPTSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vcl2TTPTSinkR1 AND SUBCLASSES, + "Recommendation G.774":tul2CTPTSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; + +``` + +``` + +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc12TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu12CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + vc12TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu12CTPSource AND SUBCLASSES} +}; + +; + +upstreamConnectivityPointer-vc2TTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc2TTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc2TTPTSource AND SUBCLASSES, + "Recommendation G.774":tu2CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc2TTPTSource AND SUBCLASSES, + "Recommendation G.774":tu2CTPSinkR1 AND SUBCLASSES } +}; + +; + +downstreamConnectivityPointerR1-vc2TTPTSource CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc2TTPTSource AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc2TTPSinkR1 AND SUBCLASSES + "Recommendation G.774":tu2CTPTSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc2TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu2CTPTSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc2TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu2CTPTSource AND SUBCLASSES } +}; + +; + +upstreamConnectivityPointer-vc3TTPTSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc3TTPTSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc3TTPTSourceR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":tu3CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TTPTSourceR1, + "Recommendation G.774":au3CTPSinkR1, + "Recommendation G.774":tu3CTPSinkR1 } +}; + +; + +``` + +``` + +downstreamConnectivityPointer-vc3TTPSourceR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc3TTPSourceR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc3TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc3TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES}, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + vc3TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES, + "Recommendation G.774":tu3CTPSource AND SUBCLASSES } +}; +; + +upstreamConnectivityPointer-vc4TTPSinkR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc4TTPSinkR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc4TTPSourceR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":upstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc4TTPSourceR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSinkR1 AND SUBCLASSES }, + concatenated ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + SEQUENCE SIZE(3) OF + "Recommendation G.774":au3CTPSinkR1 AND SUBCLASSES} +}; +; + +downstreamConnectivityPointer-vc4TTPSourceR1 CONSTRAINT RULE +OBJECT CLASS + "Recommendation G.774":vc4TTPSourceR1 AND SUBCLASSES; +IS RELATED TO + "Recommendation G.774":vc4TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSource AND SUBCLASSES, + "Recommendation G.774":au3CTPSource AND SUBCLASSES; +USING ATTRIBUTE + "Recommendation M.3100":downstreamConnectivityPointer; +CASE { + single ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vc4TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSource AND SUBCLASSES }, + broadcast ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + "Recommendation G.774":vc4TTPSinkR1 AND SUBCLASSES, + "Recommendation G.774":au4CTPSource AND SUBCLASSES}, + +``` + +``` + +concatenated ACCORDING TO RULE + SET SIZE(1) OF CHOICE { + SEQUENCE SIZE(3) OF + "Recommendation G.774":au3CTPSource AND SUBCLASSES}, +broadcastConcatenated ACCORDING TO RULE + SET SIZE(1..N) OF CHOICE { + SEQUENCE SIZE(3) OF + "Recommendation G.774":au3CTPSource AND SUBCLASSES} +}; +; + +``` + +## 14 Subordination rules + +This clause defines the allowable combinations of subordinate object class instances that may be named by a superior object class instance, using the object classes contained in this Recommendation. + +### Revisions that require re-registration + +This clause provides replacement subordination rule definitions for the existing ITU-T G.774.2 (1994). Any subordination rule replaced by one in this clause is considered to be deprecated. The reasons for the replacement of a subordination rule are as follows: + +- 1) The replaced subordination rule is faulty and must be fixed. +- 2) The replaced subordination rule refers to a managed object class which has been re-registered. + +In each case where a subordination rule is replaced, the new subordination rule will be registered within this Recommendation. The textual label for the subordination rule will be revised to include the text "R1". For example, in the revision of the G.774.2 (1994) subordination rule "vc3TTTSinkSubordination", the revised label will become "vc3TTTSinkR1Subordination". Note the "R1" is placed immediately following the revised class which impacts the subordination rule. In the case where the class within the label has not changed but the subordination rule is still altered because the subordination rule refers to a class that has changed, then the "R1" is placed at the end of the revised subordination rule label. For example, in the revision of the G.774.2 (1994) subordination rule "modifiableAugSinkSubordination", the revised label will become "modifiableAugSinkSubordinationR1". + +Below is a table of subordination rules deprecated from ITU-T G.774.2 (1994) and the G.774.2 subordination rules which replace them. + +### Deprecated G.774.2 1994 Subordination Rules + +``` + +modifiableAugSinkSubordination +modifiableAugBidirectionalSubordination +modifiableTug2SinkSubordination +modifiableTug2BidirectionalSubordination +modifiableTug3SinkSubordination +tug3BidirectionalSubordination +modifiableVC3TTTSinkSubordination +vc3TTTSinkSubordination +modifiableVC3TTTPSourceSubordination +vc3TTTPSourceSubordination +modifiableVC3TTTPBidirectionalSubordination +vc3TTTPBidirectionalSubordination +modifiableVC4TTTSinkSubordination +vc4TTTSinkSubordination +modifiableVC4TTTPSourceSubordination +vc4TTTPSourceSubordination +modifiableVC4TTTPBidirectionalSubordination +vc4TTTPBidirectionalSubordination + +``` + +#### Replacement G.774.2 Subordination Rules + +modifiableAugSinkSubordinationR1 +modifiableAugBidirectionalSubordinationR1 +modifiableTug2SinkSubordinationR1 +modifiableTug2BidirectionalSubordinationR1 +modifiableTug3SinkSubordinationR1 +tug3BidirectionalSubordinationR1 +modifiableVC3TTPSinkR1Subordination +vc3TTPSinkR1Subordination +modifiableVC3TTPSourceR1Subordination +vc3TTPSourceR1Subordination +modifiableVC3TTPBidirectionalR1Subordination +vc3TTPBidirectionalR1Subordination +modifiableVC4TTPSinkR1Subordination +vc4TTPSinkR1Subordination +modifiableVC4TTPSourceR1Subordination +vc4TTPSourceR1Subordination +modifiableVC4TTPBidirectionalR1Subordination +vc4TTPBidirectionalR1Subordination + +modifiableAugSinkSubordinationR1 SUBORDINATION RULE +SUPERIOR OBJECT CLASS +    modifiableAugSink; +NAMES SUBORDINATES +    "Recommendation G.774":au4CTPSinkR1, +    "Recommendation G.774":au3CTPSinkR1; +ACCORDING TO RULE +    CHOICE { +        SET SIZE(1) OF "Recommendation G.774":au4CTPSinkR1, +        SET SIZE(3) OF "Recommendation G.774":au3CTPSinkR1 +    }; +; + +modifiableAugSourceSubordination SUBORDINATION RULE +SUPERIOR OBJECT CLASS +    modifiableAugSource; +NAMES SUBORDINATES +    "Recommendation G.774":au4CTPSource, +    "Recommendation G.774":au3CTPSource; +ACCORDING TO RULE +    CHOICE { +        SET SIZE(1) OF "Recommendation G.774":au4CTPSource, +        SET SIZE(3) OF "Recommendation G.774":au3CTPSource +    }; +; + +modifiableAugBidirectionalSubordinationR1 SUBORDINATION RULE +SUPERIOR OBJECT CLASS +    modifiableAugBidirectional; +NAMES SUBORDINATES +    "Recommendation G.774":au4CTPSinkR1, +    "Recommendation G.774":au4CTPSource, +    "Recommendation G.774":au4CTPBidirectionalR1, +    "Recommendation G.774":au3CTPSinkR1, +    "Recommendation G.774":au3CTPSource, +    "Recommendation G.774":au3CTPBidirectionalR1; + +``` + +ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF CHOICE { + "Recommendation G.774":au4CTPSinkR1, + "Recommendation G.774":au4CTPSource, + "Recommendation G.774":au4CTPBidirectionalR1 }, + SET SIZE(3) OF CHOICE { + "Recommendation G.774":au3CTPSinkR1, + "Recommendation G.774":au3CTPSource, + "Recommendation G.774":au3CTPBidirectionalR1 } + }; +; + +msTTPSinkSubordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":msTTPSink; + NAMES SUBORDINATES + "Recommendation G.774":augSink, + modifiableAugSink, + "Recommendation G.774":msDatacomCTPSink, + "Recommendation G.774":msOrderwireCTPSink; + ACCORDING TO RULE + SET { + SET SIZE(1,4,16) OF CHOICE { + "Recommendation G.774":augSink, + modifiableAugSink }, + SET SIZE(0..1) OF "Recommendation G.774":msDatacomCTPSink, + SET SIZE(0..1) OF "Recommendation G.774":msOrderwireCTPSink + }; +; + +msTTPSourceSubordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":msTTPSource; + NAMES SUBORDINATES + "Recommendation G.774":augSource, + modifiableAugSource, + "Recommendation G.774":msDatacomCTPSource, + "Recommendation G.774":msOrderwireCTPSource; + ACCORDING TO RULE + SET { + SET SIZE(1,4,16) OF CHOICE { + "Recommendation G.774":augSource, + modifiableAugSource }, + SET SIZE(0..1) OF "Recommendation G.774":msDatacomCTPSource, + SET SIZE(0..1) OF "Recommendation G.774":msOrderwireCTPSource + }; +; + +msTTPBidirectionalSubordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":msTTPBidirectional; + NAMES SUBORDINATES + "Recommendation G.774":augBidirectional, + modifiableAugBidirectional, + "Recommendation G.774":msDatacomCTPSink, + "Recommendation G.774":msDatacomCTPSource, + "Recommendation G.774":msDatacomCTPBidirectional, + "Recommendation G.774":msOrderwireCTPSink, + "Recommendation G.774":msOrderwireCTPSource, + "Recommendation G.774":msOrderwireCTPBidirectional; + +``` + +``` + +ACCORDING TO RULE + SET { + SET SIZE(1,4,16) OF CHOICE { + "Recommendation G.774":augBidirectional, + modifiableAugBidirectional }, + SET SIZE(0..1) OF CHOICE { + "Recommendation G.774":msDatacomCTPSink, + "Recommendation G.774":msDatacomCTPSource, + "Recommendation G.774":msDatacomCTPBidirectional }, + SET SIZE(0..1) OF CHOICE { + "Recommendation G.774":msOrderwireCTPSink, + "Recommendation G.774":msOrderwireCTPSource, + "Recommendation G.774":msOrderwireCTPBidirectional } + }; +; + +modifiableTug2SinkSubordinationR1 SUBORDINATION RULE + SUPERIOR OBJECT CLASS + modifiableTug2Sink; + NAMES SUBORDINATES + "Recommendation G.774":tul1CTPSinkR1, + "Recommendation G.774":tul2CTPSinkR1, + "Recommendation G.774":tu2CTPSinkR1; + ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF "Recommendation G.774":tu2CTPSinkR1, + SET SIZE(3) OF "Recommendation G.774":tul2CTPSinkR1, + SET SIZE(4) OF "Recommendation G.774":tul1CTPSinkR1 + }; +; + +modifiableTug2SourceSubordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + modifiableTug2Source; + NAMES SUBORDINATES + "Recommendation G.774":tul1CTPSource, + "Recommendation G.774":tul2CTPSource, + "Recommendation G.774":tu2CTPSource; + ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF "Recommendation G.774":tu2CTPSource, + SET SIZE(3) OF "Recommendation G.774":tul2CTPSource, + SET SIZE(4) OF "Recommendation G.774":tul1CTPSource + }; +; + +modifiableTug2BidirectionalSubordinationR1 SUBORDINATION RULE + SUPERIOR OBJECT CLASS + modifiableTug2Bidirectional; + NAMES SUBORDINATES + "Recommendation G.774":tul1CTPSinkR1, + "Recommendation G.774":tul1CTPSource, + "Recommendation G.774":tul1CTPBidirectionalR1, + "Recommendation G.774":tul2CTPSinkR1, + "Recommendation G.774":tul2CTPSource, + "Recommendation G.774":tul2CTPBidirectionalR1, + "Recommendation G.774":tu2CTPSinkR1, + "Recommendation G.774":tu2CTPSource, + "Recommendation G.774":tu2CTPBidirectionalR1; + +``` + +``` + +ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF CHOICE { + "Recommendation G.774":tu2CTPSinkR1, + "Recommendation G.774":tu2CTPSource, + "Recommendation G.774":tu2CTPBidirectionalR1 }, + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tu12CTPSinkR1, + "Recommendation G.774":tu12CTPSource, + "Recommendation G.774":tu12CTPBidirectionalR1 }, + SET SIZE(4) OF CHOICE { + "Recommendation G.774":tu11CTPSinkR1, + "Recommendation G.774":tu11CTPSource, + "Recommendation G.774":tu11CTPBidirectionalR1 } + }; +; + +modifiableTug3SinkSubordinationR1 SUBORDINATION RULE + SUPERIOR OBJECT CLASS + modifiableTug3Sink; + NAMES SUBORDINATES + "Recommendation G.774":tug2Sink, + modifiableTug2Sink, + "Recommendation G.774":tu3CTPSinkR1; + ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF "Recommendation G.774":tu3CTPSinkR1, + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Sink, + modifiableTug2Sink } + }; +; + +tug3SourceSubordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":tug3Source; + NAMES SUBORDINATES + "Recommendation G.774":tug2Source, + modifiableTug2Source, + "Recommendation G.774":tu3CTPSource; + ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF "Recommendation G.774":tu3CTPSource, + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Source, + modifiableTug2Source } + }; +; + +tug3BidirectionalSubordinationR1 SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":tug3Bidirectional; + NAMES SUBORDINATES + "Recommendation G.774":tug2Sink, + "Recommendation G.774":tug2Source, + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Sink, + modifiableTug2Source, + modifiableTug2Bidirectional, + "Recommendation G.774":tu3CTPSinkR1, + "Recommendation G.774":tu3CTPSource, + "Recommendation G.774":tu3CTPBidirectionalR1; + +``` + +``` + +ACCORDING TO RULE + CHOICE { + SET SIZE(1) OF CHOICE { + "Recommendation G.774":tu3CTPSinkR1, + "Recommendation G.774":tu3CTPSource, + "Recommendation G.774":tu3CTPBidirectionalR1 }, + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Sink, + "Recommendation G.774":tug2Source, + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Sink, + modifiableTug2Source, + modifiableTug2Bidirectional + } + }; +; + +modifiableVC3TTPSinkR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC3TTPSinkR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Sink, + modifiableTug2Sink, + "Recommendation G.774":vcnUserChannelCTPSink; + ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Sink, + modifiableTug2Sink }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSink + }; +; + +vc3TTPSinkR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc3TTPSinkR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Sink, + modifiableTug2Sink, + "Recommendation G.774":vcnUserChannelCTPSink; + ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Sink, + modifiableTug2Sink }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSink + }; +; + +modifiableVC3TTPSourceR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC3TTPSourceR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Source, + modifiableTug2source, + "Recommendation G.774":vcnUserChannelCTPSource; + +``` + +``` + +ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Source, + modifiableTug2Source }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSource + }; +; + +vc3TTPSourceR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc3TTPSourceR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Source, + modifiableTug2source, + "Recommendation G.774":vcnUserChannelCTPSource; + ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Source, + modifiableTug2Source }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSource + }; +; + +modifiableVC3TTPBidirectionalR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC3TTPBidirectionalR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Bidirectional, + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional; + ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Bidirectional }, + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional } + }; +; + +vc3TTPBidirectionalR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc3TTPBidirectionalR1; + NAMES SUBORDINATES + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Bidirectional, + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional; + +``` + +``` + +ACCORDING TO RULE + SET { + SET SIZE(7) OF CHOICE { + "Recommendation G.774":tug2Bidirectional, + modifiableTug2Bidirectional }, + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional } + }; +; + +modifiableVC4TTPSinkR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC4TTPSinkR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Sink, + modifiableTug3Sink, + "Recommendation G.774":vcnUserChannelCTPSink; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Sink, + modifiableTug3Sink }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSink + }; +; + +vc4TTPSinkR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc4TTPSinkR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Sink, + modifiableTug3Sink, + "Recommendation G.774":vcnUserChannelCTPSink; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Sink, + modifiableTug3Sink }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSink + }; +; + +modifiableVC4TTPSourceR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC4TTPSourceR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Source, + modifiableTug3Source, + "Recommendation G.774":vcnUserChannelCTPSource; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Source, + modifiableTug3Source }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSource + }; +; + +``` + +``` + +vc4TTPSourceR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc4TTPSourceR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Source, + modifiableTug3Source, + "Recommendation G.774":vcnUserChannelCTPSource; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Source, + modifiableTug3Source }, + SET SIZE(1) OF + "Recommendation G.774":vcnUserChannelCTPSource + }; +; + +modifiableVC4TTPBidirectionalR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":modifiableVC4TTPBidirectionalR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Bidirectional, + modifiableTug3Bidirectional, + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Bidirectional, + modifiableTug3Bidirectional }, + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional } + }; +; + +vc4TTPBidirectionalR1Subordination SUBORDINATION RULE + SUPERIOR OBJECT CLASS + "Recommendation G.774":vc4TTPBidirectionalR1; + NAMES SUBORDINATES + "Recommendation G.774":tug3Bidirectional, + modifiableTug3Bidirectional, + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional; + ACCORDING TO RULE + SET { + SET SIZE(3) OF CHOICE { + "Recommendation G.774":tug3Bidirectional, + modifiableTug3Bidirectional }, + SET SIZE(1) OF CHOICE { + "Recommendation G.774":vcnUserChannelCTPSink, + "Recommendation G.774":vcnUserChannelCTPSource, + "Recommendation G.774":vcnUserChannelCTPBidirectional } + }; +; + +``` + +## 15 Supporting ASN.1 productions + +``` +SDHConfASN1 {itu-t(0) recommendation(0) g(7) g774(774) hyphen(127) conf(02) +informationModel(0) +asn1Module(2) sdhconf(0)} +DEFINITIONS IMPLICIT TAGS ::= +BEGIN +-- EXPORTS everything -- +sdhConf OBJECT IDENTIFIER ::= { itu-t(0) recommendation(0) g(7) g774(774) +hyphen(127) conf(02) +informationModel(0) } +g774-02ManagedObjectClass OBJECT IDENTIFIER ::= { sdhConf managedObjectClass(3) } +g774-02Action OBJECT IDENTIFIER ::= { sdhConf action(9) } +g774-02NameBinding OBJECT IDENTIFIER ::= { sdhConf nameBinding(6) } +g774-02Parameter OBJECT IDENTIFIER ::= { sdhConf parameter(5) } +ClientType ::= ENUMERATED { +-- For more information refer to ITU-T G.803 and G.707. -- +noClient(0), +c139264AsynchronousMappingClientType(1), +c44736AsynchronousMappingClientType(2), +c34AsynchronousMappingClientType(3), +c6312AsynchronousMappingClientType(4), +c6312BitSynchronousMappingClientType(5), +c6312ByteSynchronousMappingClientType(6), +c2048AsynchronousMappingClientType(7), +c2048BitSynchronousMappingClientType(8), +c2048ByteSynchronousMappingClientType(9), +c1544AsynchronousMappingClientType(10), +c1544BitSynchronousMappingClientType(11), +c1544ByteSynchronousMappingClientType(12), +aTMClientType(13), +fDDIClientType(14), +mANClientType(15) +} +-- NOTE - The identification of the different type of adaptation functions +-- for a single type of characteristic information is for further study.-- +ConnectionInfo ::= ENUMERATED { +crossConnectable(1), +notCrossConnectable(2), +unknown(3) +} +AUGStructureInfo ::= CHOICE { +oneAU4[0] ConnectionInfo, +threeAU3[1] SEQUENCE SIZE(1..3) OF ConnectionInfo +} +DefineClientTypeInfo ::= ClientType +DefineSDHStructureError ::= ENUMERATED { +structureNotSupported(0), +tpNotCrossConnectable(1), +tpAlreadyCrossConnected(2), +unknown(3) +} +TUG3StructureInfo ::= CHOICE { +oneTU3[0] ConnectionInfo, +sevenTUG2[1] SEQUENCE SIZE(1..7) OF TUG2StructureInfo +} -- ordered according to the time sequence -- +TUG2StructureInfo ::= CHOICE { +oneTU2[0] ConnectionInfo, +threeTU12[1] SEQUENCE SIZE(1..3) OF ConnectionInfo, +fourTU11[2] SEQUENCE SIZE(1..4) OF ConnectionInfo +} -- ordered according to the time sequence -- +``` + +``` + +VC4StructureInfo ::= CHOICE { + notSubmultiplexed [0] ClientType, + threeTUG3 [1] SEQUENCE SIZE (1..3) OF TUG3StructureInfo +} -- ordered according to the time sequence -- +VC3StructureInfo ::= CHOICE { + notSubmultiplexed [0] ClientType, + sevenTUG2 [1] SEQUENCE SIZE (1..7) OF TUG2StructureInfo +} -- In case of mapping the VC3 into a VC4 only the notSubmultiplexed +choice is permitted. -- +END -- end of supporting asn.1 productions -- + +``` + +# APPENDIX I + +## Inheritance and Naming Diagrams + +See Figures I.1 and I.2. + +![Naming tree for managed object classes (defined in this Recommendation). The tree starts with sdhNE* at the root. It branches into several paths: 1) msTTP* (marked with *); 2) vc4TTP* (marked with *) which leads to tug3* (marked with *) and modifiableTUG3, which further leads to tug3* (marked with *) and modifiableTUG2, which further leads to tu3CTP* (marked with *); 3) modifiableAUG which leads to au4CTP* (marked with *) and au3CTP* (marked with *); 4) modifiableVC11TTP and modifiableVC12TTP; 5) modifiableVC2TTP and modifiableVC3TTP, which lead to tug2* (marked with *) and modifiableTUG2, which further lead to tu11CTP* (marked with *), tu12CTP* (marked with *), and tu2CTP* (marked with *).](0a06de972d61ab9bb901bd74dd4ff51f_img.jpg) + +``` + +graph TD + sdhNE* --> msTTP* + sdhNE* --> vc4TTP* + sdhNE* --> modifiableVC4TTP* + sdhNE* --> modifiableAUG + sdhNE* --> au4CTP* + sdhNE* --> au3CTP* + sdhNE* --> modifiableVC11TTP + sdhNE* --> modifiableVC12TTP + sdhNE* --> modifiableVC2TTP + sdhNE* --> modifiableVC3TTP + vc4TTP* --> tug3_1[tug3*] + vc4TTP* --> modifiableTUG3 + tug3_1 --> tug3_2[tug3*] + tug3_1 --> modifiableTUG2 + tug3_2 --> tu3CTP* + modifiableAUG --> au4CTP* + modifiableAUG --> au3CTP* + modifiableVC3TTP --> tug2* + modifiableVC3TTP --> modifiableTUG2 + tug2* --> tu11CTP* + tug2* --> tu12CTP* + tug2* --> tu2CTP* + modifiableTUG2 --> tu11CTP* + modifiableTUG2 --> tu12CTP* + modifiableTUG2 --> tu2CTP* + +``` + +Naming tree for managed object classes (defined in this Recommendation). The tree starts with sdhNE\* at the root. It branches into several paths: 1) msTTP\* (marked with \*); 2) vc4TTP\* (marked with \*) which leads to tug3\* (marked with \*) and modifiableTUG3, which further leads to tug3\* (marked with \*) and modifiableTUG2, which further leads to tu3CTP\* (marked with \*); 3) modifiableAUG which leads to au4CTP\* (marked with \*) and au3CTP\* (marked with \*); 4) modifiableVC11TTP and modifiableVC12TTP; 5) modifiableVC2TTP and modifiableVC3TTP, which lead to tug2\* (marked with \*) and modifiableTUG2, which further lead to tu11CTP\* (marked with \*), tu12CTP\* (marked with \*), and tu2CTP\* (marked with \*). + +TPs and IAs are sink, source or bidirectional. + +\* Not defined in this Recommendation. + +Figure I.1/G.774.2 – Naming tree for managed object classes (defined in this Recommendation) + +![](c0b9e5fc63e19306394e0d4249da62cd_img.jpg) + +| | | | +|-------------------------|----------------------------------|--------------------------| +| augSink* | augBidirectional* | augSource* | +| modifiableAUGSink | modifiableAUGBidirectional | modifiableAUGSource | +| tug3Sink* | tug3Bidirectional* | tug3Source* | +| modifiableTUG3Sink | modifiableTUG3Bidirectional | modifiableTUG3Source | +| tug2Sink* | tug2Bidirectional* | tug2Source* | +| modifiableTUG2Sink | modifiableTUG2Bidirectional | modifiableTUG2Source | +| vc4TTPSinkR1* | vc4TTPBidirectionalR1* | vc4TTPSourceR1* | +| modifiableVC4TTPSinkR1 | modifiableVC4TTPBidirectionalR1 | modifiableVC4TTPSourceR1 | +| vc3TTPSinkR1* | vc3TTPBidirectionalR1* | vc3TTPSourceR1* | +| modifiableVC3TTPSinkR1 | modifiableVC3TTPBidirectionalR1 | modifiableVC3TTPSourceR1 | +| vc2TTPSinkR1* | vc2TTPBidirectionalR1* | vc2TTPSource* | +| modifiableVC2TTPSinkR1 | modifiableVC2TTPBidirectionalR1 | modifiableVC2TTPSource | +| vc12TTPSinkR1* | vc12TTPBidirectionalR1* | vc12TTPSource* | +| modifiableVC12TTPSinkR1 | modifiableVC12TTPBidirectionalR1 | modifiableVC12TTPSource | +| vc11TTPSinkR1* | vc11TTPBidirectionalR1* | vc11TTPSource* | +| modifiableVC11TTPSinkR1 | modifiableVC11TTPBidirectionalR1 | modifiableVC11TTPSource | + +\* Not defined in this Recommendation. + +T1514850-94 + +**Figure I.2/G.774.2 – Inheritance tree for managed object classes +(defined in this Recommendation)** + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|--------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series B | Means of expression: definitions, symbols, classification | +| Series C | General telecommunication statistics | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | TMN and network maintenance: international transmission systems, telephone circuits, telegraphy, facsimile and leased circuits | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks and open system communications | +| Series Y 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SMART CITIES + +Internet protocol aspects – Transport + +--- + +**Ethernet UNI and Ethernet NNI** + +Recommendation ITU-T G.8012/Y.1308 + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| Ethernet over Transport aspects | G.8000–G.8099 | +| MPLS over Transport aspects | G.8100–G.8199 | +| Synchronization, quality and availability targets | G.8200–G.8299 | +| Mobile network transport aspects | G.8300–G.8399 | +| Service Management | G.8600–G.8699 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.8012/Y.1308 + +## Ethernet UNI and Ethernet NNI + +## Summary + +Recommendation ITU-T G.8012/Y.1308 specifies the Ethernet user-to-network interface (UNI) and the Ethernet network node interface (NNI). First, a set of physical Ethernet interfaces is defined for the Ethernet UNI and the Ethernet NNI. Further on, an Ethernet over transport interface is defined for the Ethernet NNI. The Ethernet over transport NNI uses the optical transport hierarchy (OTH) server layer network. + +This edition of the Recommendation supersedes Recommendation ITU-T G.8012.1/Y.1308.1 (2012), and together with Recommendation ITU-T G.8021/Y.1341, supersedes Recommendation ITU-T G.8021.1/Y.1341.1 (2012). + +This edition also removes items formerly considered for further study and incorporates terms formerly defined in Recommendations ITU-T G.8001/Y.1354 (04/2016) and ITU-T G.8101/Y.1355 (11/2016). + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|-----------------------------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.8012/Y.1308 | 2004-08-22 | 15 | 11.1002/1000/7362 | +| 1.1 | ITU-T G.8012/Y.1308 (2004) Amd. 1 | 2006-05-07 | 15 | 11.1002/1000/8775 | +| 1.2 | ITU-T G.8012/Y.1308 (2004) Amd. 2 | 2016-11-13 | 15 | 11.1002/1000/13094 | +| 2.0 | ITU-T G.8012/Y.1308 | 2022-02-13 | 15 | 11.1002/1000/14931 | + +## Keywords + +Ethernet NNI, Ethernet UNI. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2022 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +| | Page | +|--------------------------------------------------------------------|------| +| 1 Scope ..... | 1 | +| 2 References..... | 1 | +| 3 Terms and definitions ..... | 2 | +| 3.1 Terms defined elsewhere ..... | 2 | +| 3.2 Terms defined in this Recommendation..... | 2 | +| 4 Acronyms and abbreviations ..... | 2 | +| 5 Conventions ..... | 4 | +| 6 Ethernet transport network interface structure ..... | 4 | +| 6.1 Basic structure of Ethernet and EoT interfaces ..... | 4 | +| 6.2 Information structure for the Ethernet and EoT interfaces..... | 5 | +| 7 Mapping and multiplexing principles..... | 8 | +| 7.1 Mapping..... | 9 | +| 7.2 Ethernet single level VID multiplexing..... | 9 | +| 7.3 Ethernet two level VID multiplexing ..... | 9 | +| 8 Mapping of EC signals ..... | 10 | +| Annex A – Ethernet over MPLS ..... | 12 | +| A.1 MPLS link frame ..... | 12 | +| A.2 Ethernet over MPLS ..... | 13 | +| Bibliography..... | 15 | + + + +## Ethernet UNI and Ethernet NNI + +# 1 Scope + +This Recommendation specifies the Ethernet UNI and the Ethernet NNI, where the Ethernet UNI is formed by an Ethernet interface and the Ethernet NNI by an Ethernet interface or an Ethernet over transport interface. The Ethernet over transport NNI uses the OTH server layer network. The detailed requirements applicable to these interfaces are specified in a number of ITU-T Recommendations, and in IEEE Standards that are referenced. + +This Recommendation defines the interfaces of the Ethernet transport network to be used within and between subnetworks of the Ethernet network, in terms of Ethernet transport hierarchy, formats for mapping and multiplexing client signals into Ethernet connections and formats for multiplexing Ethernet connection signals into Ethernet or non-Ethernet connection signals. + +This Recommendation assumes but does not specify the Ethernet component and/or equipment models to support the Ethernet UNI and NNI. Those models are specified in [ITU-T G.8021]. This Recommendation limits the specification of the Ethernet UNI and NNI to Ethernet equipment types aligned with the bridge types specified in [IEEE 802.1Q] and supporting only the untagged, priority-tagged or tagged traffic units covered in [ITU-T G.8021]. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.709] Recommendation ITU-T G.709/Y.1331 (2020), *Interfaces for the optical transport network*. +- [ITU-T G.873.1] Recommendation ITU-T G.873.1 (2017), *Optical transport network: Linear protection*. +- [ITU-T G.873.2] Recommendation ITU-T G.873.2 (2015), *ODUk shared ring protection*. +- [ITU-T G.7041] Recommendation ITU-T G.7041/Y.1303 (2016), *Generic framing procedure*. +- [ITU-T G.8010] Recommendation ITU-T G.8010/Y.1306 (2004), *Architecture of Ethernet layer networks*. +- [ITU-T G.8011] Recommendation ITU-T G.8011/Y.1307 (2020), *Ethernet service characteristics*. +- [ITU-T G.8013] Recommendation ITU-T G.8013/Y.1731 (2015), *Operations, administration and maintenance (OAM) functions and mechanisms for Ethernet-based networks*. +- [ITU-T G.8031] Recommendation ITU-T G.8031/Y.1342 (2015), *Ethernet linear protection switching*. +- [ITU-T G.8032] Recommendation ITU-T G.8032/Y.1344 (2020), *Ethernet ring protection switching*. + +- [ITU-T G.8262] Recommendation ITU-T G.8262/Y.1362 (2018), *Timing characteristics of a synchronous equipment slave clock*. +- [ITU-T G.8264] Recommendation ITU-T G.8264/Y.1364 (2017), *Distribution of timing information through packet networks*. +- [ITU-T Y.1415] Recommendation ITU-T Y.1415 (2005), *Ethernet-MPLS network interworking – User plane interworking*. +- [IEEE 802] IEEE Std 802-2014, *IEEE standard for local and metropolitan area networks: Overview and architecture*. +- [IEEE 802.1AX] IEEE Std 802.1AX-2020, *IEEE standard for local and metropolitan area networks – Link aggregation*. +- [IEEE 802.1Q] IEEE Std 802.1Q-2018, *IEEE standard for local and metropolitan area networks – Bridges and bridged networks*. +- [IEEE 802.3] IEEE Std 802.3-2018, *IEEE standard for Ethernet*. + +# 3 Terms and definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +- 3.1.1 **ETH\_CI traffic unit:** [ITU-T G.8010]. +- 3.1.2 **Ethernet services layer connection:** [ITU-T G.8011]. + +## 3.2 Terms defined in this Recommendation + +This Recommendation defines the following terms: + +- 3.2.1 **customer Ethernet connection:** An Ethernet connection of which the traffic units are encapsulated with an IEEE Std 802.1Q customer VLAN tag when they are transported through an Ethernet link1. Outside an Ethernet link the traffic units are without such customer VLAN tag. +- 3.2.2 **Ethernet connection2:** Connectivity at the media independent layer of an Ethernet network. +- 3.2.3 **link Ethernet connection:** An Ethernet connection of which the traffic units are either not encapsulated (i.e., untagged) or encapsulated with an IEEE Std 802.1Q priority tag (i.e., priority-tagged). +- 3.2.4 **service Ethernet connection:** An Ethernet connection of which the traffic units are encapsulated with an IEEE Std 802.1Q service VLAN tag when they are transported through an Ethernet link. Outside an Ethernet link3 the traffic units are without such service VLAN tag. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +- C-EC Customer Ethernet Connection +- C-Tag Customer Tag + +1 The term 'Ethernet link' refers to the 'ETH link' topological component in [ITU-T G.8010]. + +2 "Ethernet connection" as defined in this Recommendation is a superset of the "Ethernet services layer connection" defined in [ITU-T G.8011]. "EC" is a common abbreviation for both terms. + +3 The term 'Ethernet link' refers to the 'ETH link' topological component in [ITU-T G.8010]. + +| | | +|---------|-----------------------------------------------------------| +| C-VID | Customer Virtual local area network Identifier | +| cHEC | core Header Error Check | +| CI | Characteristic Information | +| DA | Destination Address | +| EC | Ethernet Connection | +| EoT | Ethernet over Transport | +| ETH | Ethernet media access control | +| ETH_CI | Ethernet media access control Characteristic Information | +| EVC | Ethernet Virtual Connection | +| EXI | Extension Header Identifier | +| FCS | Frame Check Sequence | +| GFP | Generic Framing Procedure | +| GFP-F | Generic Framing Procedure – Frame mapped | +| IP | Internet Protocol | +| L-EC | Link Ethernet Connection | +| LAN | Local Area Network | +| MAC | Media Access Control | +| MPLS | Multi-Protocol Label Switching | +| MPLS_CI | Multi-Protocol Label Switching Characteristic Information | +| MSDU | Media access control Service Data Unit | +| NNI | Network Node Interface | +| OAM | Operations, Administration and Maintenance | +| ODU | Optical Channel Data Unit | +| ODUj | Optical Channel Data Unit – Order j | +| ODUk | Optical Channel Data Unit – Order k | +| OTH | Optical Transport Hierarchy | +| OTN | Optical Transport Network | +| PA | (Ethernet) Preamble | +| PB | Provider Bridge | +| PDU | Protocol Data Unit | +| PEB | Provider Edge Bridge | +| PFI | Payload Frame check sequence Indicator | +| PLI | Payload Length Indicator | +| PTI | Payload Type Identifier | +| S | Bottom of Stack | +| S-EC | Service Ethernet connection | +| S-Tag | Service Provider Tag | + +| | | +|-------|--------------------------------------------------------| +| S-VID | Service Provider virtual local area network Identifier | +| SA | Source Address | +| SFD | Start of Frame Delimiter | +| TTL | Time To Live | +| UNI | User-to-Network Interface | +| UPI | User Payload Identifier | +| VID | Virtual local area network Identifier | +| VLAN | Virtual Local Area Network | + +# 5 Conventions + +None. + +# 6 Ethernet transport network interface structure + +The Ethernet transport network as specified in [ITU-T G.8010] implies two interface classes: + +- Ethernet interface as specified in [IEEE 802.3]; +- Ethernet-over-transport (EoT) interface as specified in this Recommendation. + +The user-to-network interface (UNI) in an Ethernet transport network is formed by an Ethernet interface. The network node interface (NNI) in an Ethernet transport network can be formed by an Ethernet interface or an EoT interface. + +In this Recommendation, connectivity at the media independent layer of an Ethernet network, also known as the Ethernet media access control (ETH) layer, supports Ethernet connections (ECs), of which there are three types4: + +- Link Ethernet connection (L-EC); +- Customer Ethernet connection (C-EC); or +- Service Ethernet connection (S-EC). + +In this Recommendation, the term 'Ethernet link' refers to the 'ETH link' topological component in [ITU-T G.8010]. The tags mentioned in the definitions of L-EC, C-EC and S-EC, and their addition to or removal from [IEEE 802.3] media access control (MAC) service data units (MSDUs), are specified in [IEEE 802.1Q], as discussed in clause 6.2.1. ECs and MSDUs exist in the context of the ETH layer represented by the "type/length" and "ETH" parts of Figure 6-1. + +ECs support [ITU-T G.8011]-defined Ethernet virtual connections (EVCs) between Ethernet UNIs by providing either point-to-point, multipoint-to-multipoint or rooted-multipoint connectivity thereby giving rise to E-Line, E-LAN or E-Tree Ethernet services, respectively; see [ITU-T G.8011] for references to relevant Metro Ethernet Forum (MEF) standards. Further details about support of rooted-multipoint connectivity are provided in subclause F.1.3.2 of [IEEE 802.1Q]. + +The rest of this Recommendation focuses on the data plane aspects of Ethernet UNIs and NNIs. + +## 6.1 Basic structure of Ethernet and EoT interfaces + +The basic structure of Ethernet and EoT interfaces is shown in Figure 6-1. The abbreviations in Figure 6-1 are expanded in clause 4. A client signal of the ETH layer network is mapped into an + +4 MEF 12.2 as discussed in [ITU-T G.8011] specifies other EC types. + +MSDU by adding a 2-byte length/type field per clause 9 of [IEEE 802] and subclause 3.2.6 of [IEEE 802.3]. + +NOTE – Length encapsulation is not used in Ethernet over transport and, therefore, is not addressed in this Recommendation. However, Ethernet over transport is transparent for MSDUs that contain length encapsulated client data. + +![Diagram illustrating the basic structure of Ethernet and Ethernet over Transport (EoT) interfaces. The diagram shows two main paths: 'Ethernet' and 'Ethernet over transport'. The 'Ethernet' path consists of 'Clients (e.g., IP)' at the top, followed by a 'Length/Type' field, then the 'ETH' layer, and finally the 'IEEE 802.3 interface'. The 'Ethernet over transport' path also starts with 'Clients (e.g., IP)' at the top, followed by the 'ETH' layer, then a 'GFP' layer, then 'OTH ODUk', and finally the 'Ethernet over OTN' layer. Double-headed arrows at the bottom indicate the flow of data through these layers.](e9314c83043183351ed74908e9bf2f90_img.jpg) + +Diagram illustrating the basic structure of Ethernet and Ethernet over Transport (EoT) interfaces. The diagram shows two main paths: 'Ethernet' and 'Ethernet over transport'. The 'Ethernet' path consists of 'Clients (e.g., IP)' at the top, followed by a 'Length/Type' field, then the 'ETH' layer, and finally the 'IEEE 802.3 interface'. The 'Ethernet over transport' path also starts with 'Clients (e.g., IP)' at the top, followed by the 'ETH' layer, then a 'GFP' layer, then 'OTH ODUk', and finally the 'Ethernet over OTN' layer. Double-headed arrows at the bottom indicate the flow of data through these layers. + +G.8012-Y.1308(22)\_F6-1 + +**Figure 6-1 – Basic structure of Ethernet and EoT interfaces** + +The Ethernet interface of Figure 6-1 is discussed in clause 6.1.2 while the Ethernet-over-transport interface of Figure 6-1 is discussed in clause 6.1.3. + +### 6.1.1 ETH substructure + +The ETH layer as defined in [ITU-T G.8010] is further structured in sublayers in order to support the network management and supervision functionalities defined in [ITU-T G.8010], [ITU-T G.8013] and [IEEE 802.1Q]. + +### 6.1.2 Ethernet interface structure + +The Ethernet interface structure consists of an [IEEE 802.3] interface. + +### 6.1.3 Ethernet-over-transport interface structure + +The Ethernet-over-transport interface structure maps Ethernet into the optical transport network (OTN) as specified in [ITU-T G.709]. + +## 6.2 Information structure for the Ethernet and EoT interfaces + +The information structure for the Ethernet and EoT interfaces is represented by information containment relationships and flows as described in this clause 6.2. + +### 6.2.1 ETH principal information containment relationships + +The principal information containment relationships that enable the ETH layer to deploy a link frame from a client signal (and vice versa) are described in this clause 6.2.1, which is summarized in Table 6-1 and illustrated in Figure 6-2. + +A client signal of the ETH layer network, the MAC client data, is mapped into an MSDU via: + +- Length/Type encapsulation: see [IEEE 802], clause 9; and +- Optional tag encapsulation: see [IEEE 802.1Q], subclauses 9.3 and 9.6 for information about priority code point and drop eligible indicator. + +An ETH\_CI traffic unit consists of a MAC Destination Address (DA), a MAC Source Address (SA), and the MSDU; see [ITU-T G.8010] and [IEEE 802.3], clause 2. DA and SA are 48-bit MAC addresses as specified in [IEEE 802.3]. Any of these addresses could occur at the UNI and NNI. The set of $2^{48}$ MAC addresses is divided into two main subsets ([IEEE 802], clause 9): + +- $2^{47}$ individual MAC addresses (referred to as unicast); +- $2^{47}$ group MAC addresses (referred to as multicast). + +One of the group MAC addresses is defined as a broadcast MAC address (FF-FF-FF-FF-FF-FF). [IEEE 802.1Q] also specifies a subset of the group MAC addresses, starting with the prefix 01-80-C2, that is used or reserved for use by control frames; see clause 8 for further information about the propagation scope of these group MAC addresses. + +An ETH\_CI traffic unit is mapped into a link frame per subsequent clauses in clause 6.2.1. + +**Table 6-1 – Overview of encapsulated units** + +| Encapsulated unit | Reference | +|-------------------------------------------------------------------|-------------------------------------------------------------------| +| Length/Type-encapsulated MAC client data = MSDU | [IEEE 802.3], subclause 3.2 | +| (Tag-encapsulated) MSDU = (tagged) MSDU | [IEEE 802.1Q], subclause 9.3 | +| DA/SA-encapsulated (tagged) MSDU = ETH_CI traffic unit | [IEEE 802.3], subclause 3.2 | +| Link header/trailer-encapsulated ETH_CI traffic unit = Link frame | Subsequent clauses in clause 6.2.1 or [IEEE 802.3], subclause 3.2 | + +![Diagram illustrating the encapsulation hierarchy for Ethernet. It shows four levels of encapsulation: 1. MAC client data (MSDU) with Length/Type field. 2. Tagged MSDU (MSDU with optional tag). 3. ETH_CI traffic unit (DA, SA, and MSDU with optional tag). 4. Link frame (Link header, ETH_CI, and Link trailer).](08441fa90c5fd11994626f662ac13f19_img.jpg) + +The diagram illustrates the encapsulation hierarchy for Ethernet. It shows four levels of encapsulation: + +- Level 1:** MAC client data (MSDU) with Length/Type field. +- Level 2:** Tagged MSDU (MSDU with optional tag). +- Level 3:** ETH\_CI traffic unit (DA, SA, and MSDU with optional tag). +- Level 4:** Link frame (Link header, ETH\_CI, and Link trailer). + +The diagram is labeled G.8012-Y.1308(22)\_F6-2. + +Diagram illustrating the encapsulation hierarchy for Ethernet. It shows four levels of encapsulation: 1. MAC client data (MSDU) with Length/Type field. 2. Tagged MSDU (MSDU with optional tag). 3. ETH\_CI traffic unit (DA, SA, and MSDU with optional tag). 4. Link frame (Link header, ETH\_CI, and Link trailer). + +**Figure 6-2 – ETH principal information containment relationships** + +The MAC client data field has a maximum length as specified in subclause 3.2.7 of [IEEE 802.3]. It can carry a tagged and/or encapsulated client EC frame, non-EC client information, an EC operations, administration and maintenance (OAM) protocol data unit (PDU) as specified in [ITU-T G.8013], or a control PDU as specified in [IEEE 802.1Q]. + +The ETH\_CI traffic unit comprises ETH\_CI Data (ETH\_CI\_D), i.e., the MAC frame specified in subclause 3.1.1 of [IEEE 802.3] without its pad and frame check sequence (FCS) fields. ETH\_CI\_D includes EC priority (ETH\_CI\_P) and drop eligible (ETH\_CI\_DE) information elements, i.e., the priority and drop\_eligible indicator fields per subclauses 6.9.3 and 9.6 of [IEEE 802.1Q]. + +#### 6.2.1.1 MAC frame + +The ETH\_CI traffic unit is extended with a MAC FCS field and a Preamble (PA) and Start of Frame Delimiter (SFD) to form a MAC frame as specified in clause 3 of [IEEE 802.3]. See Figure 6-3. + +![Figure 6-3 – MAC frame diagram showing the structure of a MAC frame with fields: PA, SFD, DA, SA, MAC service data unit, ETH_CI traffic unit, and MAC FCS.](eefe19c5e14dc4d6c316b7f7fbb7d7d7_img.jpg) + +The diagram illustrates the structure of a MAC frame. It shows two rows of fields. The top row contains three fields: DA, SA, and MAC service data unit, which together form the 'ETH\_CI traffic unit'. The bottom row contains four fields: PA, SFD, a large field labeled 'ETH\_CI traffic unit' (which encompasses the DA, SA, and MAC service data unit), and MAC FCS. The entire structure is labeled 'MAC frame' on the right. A reference code 'G.8012-Y.1308(22)\_F6-3' is shown below the diagram. + +Figure 6-3 – MAC frame diagram showing the structure of a MAC frame with fields: PA, SFD, DA, SA, MAC service data unit, ETH\_CI traffic unit, and MAC FCS. + +Figure 6-3 – MAC frame + +Prior to transmission over an [IEEE 802.3] interface, this frame is encoded into a transmission frame based on the link characteristics. Refer to [IEEE 802.3] for details of such encodings. + +The MAC frame is used to support synchronous Ethernet as specified in [ITU-T G.8262] and [ITU-T G.8264]. + +NOTE – In this Recommendation, the term 'MAC frame' and '[IEEE 802.3] Ethernet link frame' are interchangeable. + +#### 6.2.1.2 GFP-F link frame + +The ETH\_CI traffic unit is extended with a MAC FCS field and then mapped as specified in [ITU-T G.704] in the generic framing procedure (GFP) payload information field to form a GFP-F link frame. A core header with PLI and cHEC fields and a payload header field with subfield is prepended. The PTI subfield has value 000, the PFI subfield has value 0, the EXI subfield has value 0000 and the UPI subfield has value 0x01. See Figure 6-4. The maximum size of the GFP payload information field is specified in clause 6.1.2 of [ITU-T G.704]. + +![Figure 6-4 – GFP-F link frame diagram showing the structure of a GFP-F link frame with fields: Core header (PLI, cHEC), Payload header (PTI, PFI, EXI, UPI, tHEC), DA, SA, MAC service data unit, ETH_CI traffic unit, MAC FCS, and GFP payload information field.](e9d825d87c5f85c8dba0664eace96ef4_img.jpg) + +The diagram illustrates the structure of a GFP-F link frame. It shows three rows of fields. The top row contains three fields: DA, SA, and MAC service data unit, which together form the 'ETH\_CI traffic unit'. The middle row contains two fields: a large field labeled 'ETH\_CI traffic unit' (which encompasses the DA, SA, and MAC service data unit) and MAC FCS. The bottom row contains three fields: Core header, Payload header, and a large field labeled 'GFP payload information field' (which encompasses the ETH\_CI traffic unit and MAC FCS). The entire structure is labeled 'GFP-F' on the right. Below the diagram, a list of subfields for the Payload header is provided: PTI = 000, PFI = 0, EXI = 0000, UPI = 0x01, and tHEC. A reference code 'G.8012-Y.1308(22)\_F6-4' is shown below the diagram. + +| | | | | +|-------------|----------------|-------------------------------|-------| +| Core header | Payload header | GFP payload information field | GFP-F | +| PLI | PTI = 000 | | | +| cHEC | PFI = 0 | | | +| | EXI = 0000 | | | +| | UPI = 0x01 | | | +| | tHEC | | | + +Figure 6-4 – GFP-F link frame diagram showing the structure of a GFP-F link frame with fields: Core header (PLI, cHEC), Payload header (PTI, PFI, EXI, UPI, tHEC), DA, SA, MAC service data unit, ETH\_CI traffic unit, MAC FCS, and GFP payload information field. + +Figure 6-4 – GFP-F link frame + +### 6.2.2 Ethernet UNI + +The Ethernet UNI includes the following layers: + +- ETH layer as described in clause 6 and its clauses 6.1.1 and 6.2.1; and +- [IEEE 802.3] layer based on the MAC frame illustrated in clause 6.2.1.1. + +The Ethernet UNI may be protected by means of link aggregation as specified in [IEEE 802.1AX]. + +NOTE – Edition 1 of this Recommendation included a description, based on a referenced in-force Recommendation, of the Ethernet over Synchronous Digital Hierarchy UNI that may still be used in some networks. + +### 6.2.3 Ethernet NNI + +An Ethernet NNI formed by an Ethernet interface (e.g., a [b-MEF 26.2] External Network–Network Interface as discussed in [ITU-T G.8011]) includes the following layers: + +- ETH layer as described in clause 6 and its subclauses 6.1.1 and 6.2.1; and +- [IEEE 802.3] layer based on the MAC frame illustrated in clause 6.2.1.1. + +It may be protected by means of link aggregation as specified in [IEEE 802.1AX]. + +An Ethernet NNI formed by an EoT interface includes the following layers: + +- ETH layer as described in clause 6 and its subclauses 6.1.1 and 6.2.1; and +- OTN layer supported by the interfaces listed in clause 6.2.3.1. + +It may be protected by means of ODUk linear protection switching as specified in [ITU-T G.873.1] or ODUk ring protection as specified in [ITU-T G.873.2]. + +ECs over an Ethernet NNI formed by an Ethernet interface or an EoT interface may be protected by means of Ethernet linear protection switching as specified in [ITU-T G.8031] or Ethernet ring protection as specified in [ITU-T G.8032]. + +NOTE 1 – Edition 1 of this Recommendation included descriptions, based on referenced in-force Recommendations, of the Ethernet over asynchronous transfer mode NNI, ethernet over plesiochronous digital hierarchy NNI, and Ethernet over synchronous digital hierarchy NNI that may still be used in some networks. + +NOTE 2 – Annex A describes the possible use of multi-protocol label switching (MPLS) as a server layer to the ETH layer. MPLS can then be a client layer of either the [IEEE 802.3] server layer or the OTN server layer. + +#### 6.2.3.1 Ethernet over OTN NNI + +The Ethernet over OTN NNI may deploy the GFP-F link frame as specified in clause 6.2.1.2, or may use a codeword-transparent mapping. Both of these are as illustrated in Figure 6-5. The mappings of the GFP-F link frame or codeword-transparent mapping of [IEEE 802.3] interfaces into ODUj/ODUk are specified in clause 17 of [ITU-T G.709]. + +The format of the ODUs is specified in [ITU-T G.709]. + +![Diagram illustrating the components of the Ethernet over OTN NNI. The diagram shows three horizontal layers. The top layer is a pink rectangle labeled 'ETH'. Below it is a blue rectangle labeled 'Mapping overhead'. The bottom layer consists of two yellow rectangles: 'ODUj' on the left and 'ODUk' on the right. The 'Mapping overhead' layer is shown above the 'ODUj' and 'ODUk' layers, with an arrow pointing to it from the label 'Mapping overhead'. The 'ETH' layer is shown above the 'Mapping overhead' layer. The 'ODUj' and 'ODUk' layers are shown below the 'Mapping overhead' layer. The 'ODUj' layer is labeled 'ODUj-Xv' and the 'ODUk' layer is labeled 'ODUk-Xv'.](2bc39576969969ffe6d3f3d5264bba75_img.jpg) + +G.8012-Y.1308(22)\_F6-5 + +Diagram illustrating the components of the Ethernet over OTN NNI. The diagram shows three horizontal layers. The top layer is a pink rectangle labeled 'ETH'. Below it is a blue rectangle labeled 'Mapping overhead'. The bottom layer consists of two yellow rectangles: 'ODUj' on the left and 'ODUk' on the right. The 'Mapping overhead' layer is shown above the 'ODUj' and 'ODUk' layers, with an arrow pointing to it from the label 'Mapping overhead'. The 'ETH' layer is shown above the 'Mapping overhead' layer. The 'ODUj' and 'ODUk' layers are shown below the 'Mapping overhead' layer. The 'ODUj' layer is labeled 'ODUj-Xv' and the 'ODUk' layer is labeled 'ODUk-Xv'. + +Legend: ODUj-Xv – Virtual concatenated Optical Channel Data Unit – order j; ODUk-Xv – virtual concatenated optical channel data unit – order k. + +**Figure 6-5 – Components of the Ethernet over OTN NNI** + +# 7 Mapping and multiplexing principles + +Figure 7-1 shows the relationship between various information structure elements and illustrates the mapping and multiplexing structure for Ethernet from client signal to link frames. The mapping and + +multiplexing principles are further discussed in clauses 7.1 and 7.2, respectively. Multiplexing is based on virtual local area network (VLAN) identifiers (VIDs). + +![Figure 7-1: Ethernet mapping and multiplexing diagram. It shows two client signals, 'IEEE 802.3 interface' and 'GFP-F', being mapped into an 'ETH' block. The 'ETH' block outputs an 'MSDU' which is then processed by a 'TYPE' block. The 'TYPE' block outputs a 'MAC client signal'. The diagram is labeled G.8012-Y.1308(22)_F7-1.](bd0b93e7a46ede276d0a3b79ac487bd9_img.jpg) + +Figure 7-1: Ethernet mapping and multiplexing diagram. It shows two client signals, 'IEEE 802.3 interface' and 'GFP-F', being mapped into an 'ETH' block. The 'ETH' block outputs an 'MSDU' which is then processed by a 'TYPE' block. The 'TYPE' block outputs a 'MAC client signal'. The diagram is labeled G.8012-Y.1308(22)\_F7-1. + +**Figure 7-1 – Ethernet mapping and multiplexing** + +Multiplexing or aggregation of the client signals may occur at each interface between a client EC and server EC, and between a client EC and server ODUk. + +## 7.1 Mapping + +The client signal is mapped into the ETH signal (frame) directly via type encapsulation; see clause 6.2.1. The ETH signal (frame) is then mapped into the applicable link frame and those link frames are transported over an Ethernet link. + +## 7.2 Ethernet single level VID multiplexing + +Figure 7-2 illustrates a single level multiplexing of up to 4094 ETH signals into an Ethernet link. The ETH\_CI traffic unit is for that purpose extended with a C-Tag including a Customer VID (Figure 7-3), as specified in [IEEE 802.1Q]. This multiplexing structure is applicable for the Ethernet UNI and NNI. + +![Figure 7-2: Ethernet single level multiplexing diagram. It shows 'IEEE 802.3 interface' and 'GFP-F' signals being multiplexed into an 'ETH' block. The 'ETH' block outputs an 'MSDU' which is then processed by a 'C-Tag' block. The 'C-Tag' block outputs a signal labeled 'x4094' which is then split into 'IEEE 802.3 interface' and 'GFP-F' signals. The diagram is labeled G.8012-Y.1308(22)_F7-2.](c67d21fb3d9042e88cdc669f071b4e7c_img.jpg) + +Figure 7-2: Ethernet single level multiplexing diagram. It shows 'IEEE 802.3 interface' and 'GFP-F' signals being multiplexed into an 'ETH' block. The 'ETH' block outputs an 'MSDU' which is then processed by a 'C-Tag' block. The 'C-Tag' block outputs a signal labeled 'x4094' which is then split into 'IEEE 802.3 interface' and 'GFP-F' signals. The diagram is labeled G.8012-Y.1308(22)\_F7-2. + +**Figure 7-2 – Ethernet single level multiplexing** + +![Figure 7-3: Ethernet single level multiplexing method diagram. It shows two versions of the ETH_CI traffic unit. The top version consists of 'DA', 'SA', and 'MSDU' fields. The bottom version consists of 'DA', 'SA', 'C-Tag', and 'MSDU' fields. Dashed lines connect the 'DA' and 'SA' fields between the two versions. The diagram is labeled G.8012-Y.1308(22)_F7-3.](70de8885bd7de15723aaad5eb5c5febf_img.jpg) + +Figure 7-3: Ethernet single level multiplexing method diagram. It shows two versions of the ETH\_CI traffic unit. The top version consists of 'DA', 'SA', and 'MSDU' fields. The bottom version consists of 'DA', 'SA', 'C-Tag', and 'MSDU' fields. Dashed lines connect the 'DA' and 'SA' fields between the two versions. The diagram is labeled G.8012-Y.1308(22)\_F7-3. + +**Figure 7-3 – Ethernet single level multiplexing method** + +## 7.3 Ethernet two level VID multiplexing + +Figure 7-4 illustrates a two-level multiplexing of up to $4094 \times 4094$ ETH signals into an Ethernet link. The ETH\_CI traffic unit is for that purpose extended with a C-Tag including a C-VID as + +specified in [IEEE 802.1Q] and then extended with an S-Tag including an S-VID (Figure 7-5). The structure of the S-Tag is defined in [IEEE 802.1Q]. + +![Figure 7-4: Ethernet two-level multiplexing diagram. It shows two input paths on the left: 'IEEE 802.3 interface' and 'GFP-F'. Both paths lead to a central 'ETH' block. The 'IEEE 802.3 interface' path has an 'S-Tag' (labeled x4094) added before entering the 'ETH' block. The 'GFP-F' path has a 'C-Tag' (labeled x4094) added before entering the 'ETH' block. The 'ETH' block outputs an 'MSDU' on the right. A dashed line connects the 'ETH' block back to the 'S-Tag' and 'C-Tag' blocks. The diagram is labeled G.8012-Y.1308(22)_F7-4.](5cab96b2d23174c25919840ecd50aa48_img.jpg) + +Figure 7-4: Ethernet two-level multiplexing diagram. It shows two input paths on the left: 'IEEE 802.3 interface' and 'GFP-F'. Both paths lead to a central 'ETH' block. The 'IEEE 802.3 interface' path has an 'S-Tag' (labeled x4094) added before entering the 'ETH' block. The 'GFP-F' path has a 'C-Tag' (labeled x4094) added before entering the 'ETH' block. The 'ETH' block outputs an 'MSDU' on the right. A dashed line connects the 'ETH' block back to the 'S-Tag' and 'C-Tag' blocks. The diagram is labeled G.8012-Y.1308(22)\_F7-4. + +**Figure 7-4 – Ethernet two-level multiplexing** + +![Figure 7-5: Ethernet two-level multiplexing method diagram. It shows three stacked Ethernet frames. The top frame has fields 'DA', 'SA', and 'MSDU' with the label 'ETH_CI' to its right. The middle frame has fields 'DA', 'SA', 'C-Tag', and 'MSDU' with the label 'ETH_CI' to its right. The bottom frame has fields 'DA', 'SA', 'S-Tag', and 'MSDU (with optional C-Tag)' with the label 'ETH_CI' to its right. Dashed lines connect the 'DA' and 'SA' fields across the three frames. The diagram is labeled G.8012-Y.1308(22)_F7-5.](1a827b10290f33d4fec04d0e8ef7a897_img.jpg) + +Figure 7-5: Ethernet two-level multiplexing method diagram. It shows three stacked Ethernet frames. The top frame has fields 'DA', 'SA', and 'MSDU' with the label 'ETH\_CI' to its right. The middle frame has fields 'DA', 'SA', 'C-Tag', and 'MSDU' with the label 'ETH\_CI' to its right. The bottom frame has fields 'DA', 'SA', 'S-Tag', and 'MSDU (with optional C-Tag)' with the label 'ETH\_CI' to its right. Dashed lines connect the 'DA' and 'SA' fields across the three frames. The diagram is labeled G.8012-Y.1308(22)\_F7-5. + +**Figure 7-5 – Ethernet two-level multiplexing method** + +# 8 Mapping of EC signals + +The mapping of L-EC signals and C-EC signals into S-EC signals is supported by port-based, C-tagged and S-tagged service interfaces5 as specified in clause 15 of [IEEE 802.1Q] and using the correspondence of Table 8-1. In turn, these service interfaces allow these EC signals to support the transport of Ethernet services using EVCs, as defined in [ITU-T G.8011]. + +**Table 8-1 – Correspondence of EC signals in [IEEE 802.1Q]** + +| EC signals | [IEEE 802.1Q] correspondence | +|--------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L-EC signals | Untagged a frames as specified in 3.281 and related content of [IEEE 802.1Q] or priority-tagged b frames as specified in 3.184 and related content of [IEEE 802.1Q] | +| C-EC signals | Frames carrying a customer VLAN tag as specified in 3.58 and related content of [IEEE 802.1Q] | +| S-EC signals | Frames carrying a service VLAN tag as specified in 3.230 and related content of [IEEE 802.1Q] | + +a No tag follows the destination and source address fields of an Ethernet frame that is untagged. +b Only a priority value is carried in the tag of a priority-tagged Ethernet frame, the VID is zero. + +5 In general, when a service interface is referred to as "X-tagged", it means that the service interface is configured to accept a client signal which carries a tag type of "X" following the DA and SA fields; other addresses and tags may follow that outer X-tag. A port-based interface can be thought of as the opposite of X-Tagged; it is configured to accept client signals which are untagged, or priority tagged. + +These service interfaces depend on the type of Ethernet equipment. An example is provided in Table 8-2 that provides a subset of [IEEE 802.1Q] bridge types and their supported UNI service interfaces. + +**Table 8-2 – Bridge types and interfaces** + +| [IEEE 802.1Q] bridge type | UNI service interface | NNI service interface | +|----------------------------------|--------------------------------------------|------------------------------| +| Provider edge bridge (PEB) | C-tagged (individual, bundled) | S-tagged | +| Provider bridge (PB) | Port-based (untagged, priority C/S-tagged) | S-tagged | +| | S-tagged (peering) | | + +NOTE – In this table, "peering" means that any OAM flows associated with the client signal share the same maintenance entity group level space as used by the operator's OAM flows because no tag is added by the UNI mapping. + +[ITU-T G.8011] references [b-MEF 12.2] that details EC specifics applicable to EVCs including to relevant client/server and peering relationships, [b-MEF 13] and [b-MEF 20] that detail Ethernet UNI specifics, [b-MEF 26.2] that details external NNI (i.e., an Ethernet NNI) specifics6, and [b-MEF 45.1] that details the specifics of how Ethernet UNI and Ethernet NNI either 'pass', 'peer' or 'discard' layer 2 control protocol frames. In [b-MEF 45.1], passing, peering or discarding a given layer 2 control protocol frame is specified in part based on the propagation scope of the group MAC DA used in the frame. Applicable propagation scopes are specified in subclause 8.6.3 of [IEEE 802.1Q]. These MEF specifics apply to EC signals using the correspondence of Table 8-1 since these MEF standards base their terminology on that of [IEEE 802.1Q]. + +6 In particular, MEF external NNI links carry S-tagged EC signals. + +# Annex A + +## Ethernet over MPLS + +(This annex forms an integral part of this Recommendation.) + +## A.1 MPLS link frame + +### A.1.1 MPLS link frame without common interworking indicators and without MAC FCS + +An ETH\_CI traffic unit is mapped without any extension into the payload of the MPLS\_CI traffic unit. See Figure A.1. + +![Diagram of MPLS link frame without common interworking indicators and without MAC FCS preservation.](8592a32c2fdf17c1e562f0ba6b7e8e1a_img.jpg) + +The diagram illustrates the structure of an MPLS link frame. It consists of two main stacked units. The top unit is the 'ETH\_CI traffic unit', which contains a header with 'DA' (Destination Address) and 'SA' (Source Address) fields, followed by the 'MAC service data unit'. The bottom unit is the 'MPLS\_CI traffic unit', which contains a header with 'S' (Stack) and 'TTL' (Time To Live) fields, followed by the 'Payload'. A dashed vertical line separates the two units, indicating that the ETH\_CI traffic unit is mapped directly into the payload of the MPLS\_CI traffic unit. The label 'G.8012-Y.1308(22)\_FA.1' is at the bottom right. + +Diagram of MPLS link frame without common interworking indicators and without MAC FCS preservation. + +**Figure A.1 – MPLS link header without common interworking indicators and without MAC FCS preservation** + +### A.1.2 MPLS link frame without common interworking indicators and with MAC FCS + +An ETH\_CI traffic unit is extended with a MAC FCS and then mapped into the payload of the MPLS\_CI traffic unit. See Figure A.2. + +![Diagram of MPLS link frame without common interworking indicators and with MAC FCS preservation.](124c6108c63173818afb8ed49521e22d_img.jpg) + +The diagram illustrates the structure of an MPLS link frame with MAC FCS preservation. It shows three stacked components. The top component is the 'ETH\_CI traffic unit', containing 'DA', 'SA', and 'MAC service data unit'. Below it is the 'MAC FCS' component, which contains the 'ETH\_CI' data and the 'MAC FCS' field. The bottom component is the 'MPLS\_CI traffic unit', containing 'S', 'TTL', and 'Payload'. Dashed vertical lines indicate that the ETH\_CI traffic unit and the MAC FCS are together mapped into the payload of the MPLS\_CI traffic unit. The label 'G.8012-Y.1308(22)\_FA.2' is at the bottom right. + +Diagram of MPLS link frame without common interworking indicators and with MAC FCS preservation. + +**Figure A.2 – MPLS link header without common interworking indicators and with MAC FCS preservation** + +### A.1.3 MPLS link frame with common interworking indicators and without MAC FCS + +An ETH\_CI traffic unit is extended with 32-bit common interworking indicators as specified in [ITU-T Y.1415] and then mapped into the payload of the MPLS\_CI traffic unit. The 32-bit common interworking indicators comprise an 8-bit control field set to all-0s, an 8-bit fragmentation and length field set to all-0s and a 16-bit Sequence Number field. See Figure A.3. + +![Diagram of MPLS link header with common interworking indicators and without MAC FCS preservation. The diagram shows three stacked traffic units: ETH_CI traffic unit at the top (containing DA, SA, and MAC service data unit), Common interworking indicators (Optional) in the middle (containing Control, Frag/L, and SeqNo fields), and MPLS_CI traffic unit at the bottom (containing S, TTL, and Payload). The Control field is set to 0x00 and the Fragmentation/length field is set to 0x00.](9c6461e1e94afae4dec455e69a2ce152_img.jpg) + +Diagram illustrating the MPLS link header structure without MAC FCS preservation. The structure consists of three main components stacked vertically: + +- ETH\_CI traffic unit:** The top component, containing the DA (Destination Address), SA (Source Address), and the MAC service data unit. +- Common interworking indicators (Optional):** The middle component, which is a payload header. It contains three fields: Control (set to 0x00), Frag/L (Fragmentation/length, set to 0x00), and SeqNo (Sequence Number). +- MPLS\_CI traffic unit:** The bottom component, containing the S (Stack) and TTL (Time To Live) fields, followed by the Payload. + +G.8012-Y.1308(22)\_FA.3 + +Diagram of MPLS link header with common interworking indicators and without MAC FCS preservation. The diagram shows three stacked traffic units: ETH\_CI traffic unit at the top (containing DA, SA, and MAC service data unit), Common interworking indicators (Optional) in the middle (containing Control, Frag/L, and SeqNo fields), and MPLS\_CI traffic unit at the bottom (containing S, TTL, and Payload). The Control field is set to 0x00 and the Fragmentation/length field is set to 0x00. + +**Figure A.3 – MPLS link header with common interworking indicators and without MAC FCS preservation** + +### **A.1.4 MPLS link frame with common interworking indicators and with MAC FCS** + +An ETH\_CI traffic unit is extended with a MAC FCS and with 32-bit common interworking indicators as specified in [ITU-T Y.1415] and then mapped into the payload of the MPLS\_CI traffic unit. The 32-bit common interworking indicators comprise an 8-bit control field set to all-0s, an 8-bit fragmentation and length field set to all-0s and a 16-bit sequence number field. See Figure A.4. + +![Diagram of MPLS link header with common interworking indicators and MAC FCS preservation. The diagram shows three stacked traffic units: ETH_CI traffic unit at the top (containing DA, SA, and MAC service data unit), MAC FCS in the middle (containing the ETH_CI unit and the MAC FCS), and MPLS_CI traffic unit at the bottom (containing S, TTL, and Payload). The Control field is set to 0x00 and the Fragmentation/length field is set to 0x00.](10781f43062bf3e9601a1e086710556c_img.jpg) + +Diagram illustrating the MPLS link header structure with MAC FCS preservation. The structure consists of three main components stacked vertically: + +- ETH\_CI traffic unit:** The top component, containing the DA (Destination Address), SA (Source Address), and the MAC service data unit. +- MAC FCS:** The middle component, which contains the ETH\_CI unit and the MAC FCS. This unit is extended with 32-bit common interworking indicators (Control, Frag/L, and SeqNo). The Control field is set to 0x00 and the Fragmentation/length field is set to 0x00. +- MPLS\_CI traffic unit:** The bottom component, containing the S (Stack) and TTL (Time To Live) fields, followed by the Payload. + +G.8012-Y.1308(22)\_FA.4 + +Diagram of MPLS link header with common interworking indicators and MAC FCS preservation. The diagram shows three stacked traffic units: ETH\_CI traffic unit at the top (containing DA, SA, and MAC service data unit), MAC FCS in the middle (containing the ETH\_CI unit and the MAC FCS), and MPLS\_CI traffic unit at the bottom (containing S, TTL, and Payload). The Control field is set to 0x00 and the Fragmentation/length field is set to 0x00. + +**Figure A.4 – MPLS link header with common interworking indicators and MAC FCS preservation** + +## **A.2 Ethernet over MPLS** + +Ethernet over MPLS deploys four MPLS link frames as specified in clause A.1; two of them use common interworking indicators, the other two do not. The components of both types are illustrated in Figures A.5 and A.6. + +![Diagram of Ethernet over MPLS without common interworking indicators. It shows two stacked rectangular boxes: a red box on top labeled 'ETH' and a grey box on the bottom labeled 'MPLS LSP'. Below the boxes is the text 'G.8012-Y.1308(22)_FA.5'.](b6671cfafda3820aafe9a24fa7a4d8c7_img.jpg) + +Diagram of Ethernet over MPLS without common interworking indicators. It shows two stacked rectangular boxes: a red box on top labeled 'ETH' and a grey box on the bottom labeled 'MPLS LSP'. Below the boxes is the text 'G.8012-Y.1308(22)\_FA.5'. + +**Figure A.5 – Components of Ethernet over MPLS without common interworking indicators** + +![Diagram of Ethernet over MPLS with common interworking indicators. It shows three stacked rectangular boxes: a red box on top labeled 'ETH', a thin blue box in the middle, and a grey box on the bottom labeled 'MPLS LSP'. An arrow labeled 'Common interworking indicators' points to the blue box. Below the boxes is the text 'G.8012-Y.1308(22)_FA.6'.](5445597cceefaca1ac89e710fe339325_img.jpg) + +Diagram of Ethernet over MPLS with common interworking indicators. It shows three stacked rectangular boxes: a red box on top labeled 'ETH', a thin blue box in the middle, and a grey box on the bottom labeled 'MPLS LSP'. An arrow labeled 'Common interworking indicators' points to the blue box. Below the boxes is the text 'G.8012-Y.1308(22)\_FA.6'. + +**Figure A.6 – Components of Ethernet over MPLS with common interworking indicators** + +For interworking at administrative domain boundaries between Ethernet over MPLS over transport NNIs, the following rule applies. + +At international boundaries, or at the boundaries between networks of different operators, the Ethernet encapsulation over MPLS should be applied as described in clause A.1.1, without common interworking indicators and without FCS, unless otherwise mutually agreed by the operators providing the transport. Within a national network or within the domain of a single operator, the control word may be used. + +# Bibliography + +- [b-MEF 12.2] Metro Ethernet Forum Standard 12.2 (2014), *Carrier Ethernet network architecture framework part 2: Ethernet services layer*. +- [b-MEF 13] Metro Ethernet Forum Standard 13 (2005), *User network interface (UNI) type 1 implementation agreement*. +- [b-MEF 20] Metro Ethernet Forum Standard 20 (2008), *UNI type 2 implementation agreement*. +- [b-MEF 26.2] Metro Ethernet Forum Standard 26.2 (2016), *External network network interfaces (ENNI) and operator service attributes*. +- [b-MEF 45.1] Metro Ethernet Forum Standard 45.1 (2018), *Layer 2 control protocols in Ethernet services*. + + + +## ITU-T Y-SERIES RECOMMENDATIONS + +## **GLOBAL INFORMATION INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS, NEXT-GENERATION NETWORKS, INTERNET OF THINGS AND SMART CITIES** + +| | | +|--------------------------------------------------------------------|----------------------| +| GLOBAL INFORMATION INFRASTRUCTURE | | +| General | Y.100–Y.199 | +| Services, applications and middleware | Y.200–Y.299 | +| Network aspects | Y.300–Y.399 | +| Interfaces and protocols | Y.400–Y.499 | +| Numbering, addressing and naming | Y.500–Y.599 | +| Operation, administration and maintenance | Y.600–Y.699 | +| Security | Y.700–Y.799 | +| Performances | Y.800–Y.899 | +| INTERNET PROTOCOL ASPECTS | | +| General | Y.1000–Y.1099 | +| Services and applications | Y.1100–Y.1199 | +| Architecture, access, network capabilities and resource management | Y.1200–Y.1299 | +| Transport | Y.1300–Y.1399 | +| Interworking | Y.1400–Y.1499 | +| Quality of service and network performance | Y.1500–Y.1599 | +| Signalling | Y.1600–Y.1699 | +| Operation, administration and maintenance | Y.1700–Y.1799 | +| Charging | Y.1800–Y.1899 | +| IPTV over NGN | Y.1900–Y.1999 | +| NEXT GENERATION NETWORKS | | +| Frameworks and functional architecture models | Y.2000–Y.2099 | +| Quality of Service and performance | Y.2100–Y.2199 | +| Service aspects: Service capabilities and service architecture | Y.2200–Y.2249 | +| Service aspects: Interoperability of services and networks in NGN | Y.2250–Y.2299 | +| Enhancements to NGN | Y.2300–Y.2399 | +| Network management | Y.2400–Y.2499 | +| Computing power networks | Y.2500–Y.2599 | +| Packet-based Networks | Y.2600–Y.2699 | +| Security | Y.2700–Y.2799 | +| Generalized mobility | Y.2800–Y.2899 | +| Carrier grade open environment | Y.2900–Y.2999 | +| FUTURE NETWORKS | | +| | Y.3000–Y.3499 | +| CLOUD COMPUTING | | +| | Y.3500–Y.3599 | +| BIG DATA | | +| | Y.3600–Y.3799 | +| QUANTUM KEY DISTRIBUTION NETWORKS | | +| | Y.3800–Y.3999 | +| INTERNET OF THINGS AND SMART CITIES AND COMMUNITIES | | +| General | Y.4000–Y.4049 | +| Definitions and terminologies | Y.4050–Y.4099 | +| Requirements and use cases | Y.4100–Y.4249 | +| Infrastructure, connectivity and networks | Y.4250–Y.4399 | +| Frameworks, architectures and protocols | Y.4400–Y.4549 | +| Services, applications, computation and data processing | Y.4550–Y.4699 | +| Management, control and performance | Y.4700–Y.4799 | +| Identification and security | Y.4800–Y.4899 | +| Evaluation and assessment | Y.4900–Y.4999 | + +For further details, please refer to the list of ITU-T Recommendations. + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.808-201611-I_PDF-E/1d7527f4316cfe2d342b08d1653d1592_img.jpg b/marked/G/T-REC-G.808-201611-I_PDF-E/1d7527f4316cfe2d342b08d1653d1592_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..5295e5f3b359f1cb7eb589492906ba42372ce460 --- /dev/null +++ b/marked/G/T-REC-G.808-201611-I_PDF-E/1d7527f4316cfe2d342b08d1653d1592_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b606969d95fd7f6efdad13ce9473bd814fc626737a78b4ace581548907b98c87 +size 7056 diff --git a/marked/G/T-REC-G.808-201611-I_PDF-E/7f17c430b9598e4d748a8041457810b3_img.jpg b/marked/G/T-REC-G.808-201611-I_PDF-E/7f17c430b9598e4d748a8041457810b3_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..be64819b5dcc4964a24223e5b359a90cec756c03 --- /dev/null +++ b/marked/G/T-REC-G.808-201611-I_PDF-E/7f17c430b9598e4d748a8041457810b3_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:48ec163a00ae29f86cb4c9c1c507bcb5a3480b645f3c4792636f25b80fb58773 +size 27660 diff --git a/marked/G/T-REC-G.808-201611-I_PDF-E/d4af765160d04ecef538e5066006dc77_img.jpg b/marked/G/T-REC-G.808-201611-I_PDF-E/d4af765160d04ecef538e5066006dc77_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..af126e8a9c474eea9ab2d7090203c0f67ff0e058 --- /dev/null +++ b/marked/G/T-REC-G.808-201611-I_PDF-E/d4af765160d04ecef538e5066006dc77_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:eaa941dd7736cbacc14043127002ea3e710124c1f791b32f34ec785a2a00c831 +size 35759 diff --git a/marked/G/T-REC-G.808-201611-I_PDF-E/raw.md b/marked/G/T-REC-G.808-201611-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..b973dbdd93124529a90ff25cb3d56bd537d89493 --- /dev/null +++ b/marked/G/T-REC-G.808-201611-I_PDF-E/raw.md @@ -0,0 +1,482 @@ + + +International Telecommunication Union + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.808** + +(11/2016) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital networks – General aspects + +--- + +**Terms and definitions for network protection +and restoration** + +Recommendation ITU-T G.808 + +ITU-T + +![ITU logo: A globe with a red lightning bolt and the text 'ITU International Telecommunication Union'.](1d7527f4316cfe2d342b08d1653d1592_img.jpg) + +The logo of the International Telecommunication Union (ITU) is located in the bottom right corner. It features a stylized globe with a red lightning bolt striking across it. To the right of the globe, the text "ITU" is written in a bold, blue font, and below it, "International Telecommunication Union" is written in a smaller, blue font. + +ITU logo: A globe with a red lightning bolt and the text 'ITU International Telecommunication Union'. + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| General aspects | G.800–G.809 | +| Design objectives for digital networks | G.810–G.819 | +| Synchronization, quality and availability targets | G.820–G.829 | +| Network capabilities and functions | G.830–G.839 | +| SDH network characteristics | G.840–G.849 | +| Management of transport network | G.850–G.859 | +| SDH radio and satellite systems integration | G.860–G.869 | +| Optical transport networks | G.870–G.879 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.808 + +## Terms and definitions for network protection and restoration + +## Summary + +Recommendation ITU-T G.808 provides terms, definitions and abbreviations used in Recommendations that describe network protection and restoration. It contains a list of the definitions and abbreviations introduced in Recommendations associated with network protection and restoration. This Recommendation can be considered to be a companion to Recommendations ITU-T G.870/Y.1352, ITU-T G.8001/Y.1354, ITU-T G.8081/Y.1353 and ITU-T G.8101/Y.1355. The goal of this Recommendation is to be a single normative source for terms in this subject area. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.808 | 2016-11-13 | 15 | 11.1002/1000/13083 | + +## Keywords + +Acronyms, protection, restoration, terminology, terms. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2017 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +| | Page | +|--------------------------------------------------|------| +| 1 Scope..... | 1 | +| 2 References..... | 1 | +| 3 Definitions ..... | 1 | +| 3.1 Terms defined elsewhere ..... | 1 | +| 3.2 Terms defined in this Recommendation..... | 2 | +| 4 Abbreviations and acronyms ..... | 9 | +| 5 Conventions ..... | 9 | +| Annex A – Terms specific to ring protection..... | 10 | +| Bibliography..... | 11 | + + + +## Recommendation ITU-T G.808 + +## Terms and definitions for network protection and restoration + +# 1 Scope + +This Recommendation contains a complete listing of the terms, definitions and abbreviations introduced in the Recommendations associated with network protection and restoration in a generic manner. Terms specific to particular types of protection or restoration, or to protection and restoration of specific technologies, are not included. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.780] Recommendation ITU-T G.780/Y.1351 (2010), *Terms and definitions for synchronous digital hierarchy (SDH) networks*. +- [ITU-T G.805] Recommendation ITU-T G.805 (2000), *Generic functional architecture of transport networks*. +- [ITU-T G.806] Recommendation ITU-T G.806 (2012), *Characteristics of transport equipment – Description methodology and generic functionality*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +- 3.1.1 **adaptation function (A)** [ITU-T G.806] +- 3.1.2 **adapted information (AI)** [ITU-T G.805] +- 3.1.3 **characteristic information** [ITU-T G.805] +- 3.1.4 **connection** [ITU-T G.805] +- 3.1.5 **connection function (C)** [ITU-T G.806] +- 3.1.6 **defect** [ITU-T G.806] +- 3.1.7 **failure** [ITU-T G.806] +- 3.1.8 **fault** [ITU-T G.806] +- 3.1.9 **function** [ITU-T G.806] +- 3.1.10 **layer** [ITU-T G.780] +- 3.1.11 **link connection** [ITU-T G.805] +- 3.1.12 **network connection** [ITU-T G.805] +- 3.1.13 **process** [ITU-T G.806] + +- 3.1.14 **reference point** [ITU-T G.780] +- 3.1.15 **section** [ITU-T G.806] +- 3.1.16 **signal degrade (SD)** [ITU-T G.806] +- 3.1.17 **signal fail (SF)** [ITU-T G.806] +- 3.1.18 **subnetwork connection** [ITU-T G.805] +- 3.1.19 **trail** [ITU-T G.805] +- 3.1.20 **transport entity** [ITU-T G.805] + +## 3.2 Terms defined in this Recommendation + +This Recommendation defines the following terms: + +### 3.2.1 General protection terms + +3.2.1.1 **hitless protection switch**: A protection switch that does not cause characteristic or adapted information loss, duplication, disorder, or bit errors upon protection switching action. + +3.2.1.2 **impairment**: Fault or performance degradation, which may lead to triggering of SF or SD. + +3.2.1.3 **network survivability**: The set of capabilities that allow a network to restore affected traffic in the event of an impairment. + +3.2.1.4 **protection**: The use of pre-assigned capacity between nodes. + +3.2.1.5 **protection control**: The information and set of processes for providing control of protection switching for a trail or subnetwork connection. + +3.2.1.6 **protected domain**: The protected domain defines one or more transport entities (trails, subnetwork connections), for which a survivability mechanism is provided in the event of impairment affecting that or those transport entities. + +3.2.1.7 **protection group**: The collection of head-end and tail-end functions, 1 to n normal traffic signals, optionally an extra traffic signal, 1 to n working transport entities, and a single protection transport entity that are used to provide extra reliability for the transport of normal traffic signals. + +3.2.1.8 **protection ratio**: The quotient of the actually protected bandwidth divided by the traffic bandwidth, which is intended to be protected. + +3.2.1.9 **restoration**: The use of any capacity available between nodes for protection. In general, the algorithms used for restoration will involve re-routing. When restoration is used, a percentage of the transport network capacity will be reserved for the re-routing of normal traffic. + +3.2.1.10 **signal degrade group (SDG)**: A signal indicating the associated group data has degraded. + +3.2.1.11 **signal fail group (SFG)**: A signal indicating the associated group has failed. + +##### 3.2.1.12 **switch**: + +- 1) *(For the selector)* The action of selecting normal traffic from the (current) standby transport entity rather than the (current) active transport entity. +- 2) *(For the bridge – in the case of permanent connection to working)* The action of connecting or disconnecting the normal traffic to the protection transport entity. +- 3) *(For the case of non-permanent connection to working)* The action of connecting the normal traffic signal to the (current) standby transport entity. + +3.2.1.13 **switch event**: A switch event exists if either a fault condition on a working transport entity or an external command exists, and the protection algorithm has concluded that this fault condition or external command is the highest priority event. + +### 3.2.2 Transport entities related to protection + +**3.2.2.1 active transport entity:** The transport entity from which the protection selector selects the normal traffic signal. + +**3.2.2.2 protection transport entity:** The transport entity allocated to transport the normal traffic signal during a switch event. The protection transport entity may be used to carry extra traffic in the absence of a switch event. When there is a switch event, normal traffic on the affected working transport entity is bridged onto the protection transport entity, pre-empting the extra traffic (if present). + +**3.2.2.3 standby transport entity:** The transport entity from which the protection selector does not select the normal traffic signal. + +**3.2.2.4 transport entity protection:** A method that allows transporting a traffic signal via more than one pre-assigned transport entity. The transport of a normal traffic signal via a working transport entity is replaced by the transport of this normal traffic signal via a protection transport entity if the working transport entity fails (SF condition), or if its performance falls below a required level (SD condition). + +**3.2.2.5 working transport entity:** The transport entity over which the normal traffic signal is transported. + +### 3.2.3 Signal types + +**3.2.3.1 extra traffic signal:** Traffic signal that is carried over the protection transport entity and/or bandwidth when that transport entity/bandwidth is not being used for the protection of a normal traffic signal; i.e., when the protection transport entity is on standby. Whenever the protection transport entity/bandwidth is required to protect or restore the normal traffic on the working transport entity, the extra traffic is pre-empted. Extra traffic is not protected. + +**3.2.3.2 normal traffic signal:** Traffic signal that is protected by two alternative transport entities, called working and protection transport entities. + +**3.2.3.3 null signal:** The null signal can be any kind of signal that conforms to the signal structure (characteristic or adapted information) of the reference point in the specific layer. By default, it is the signal inserted by a connection function on an output, which is not connected to one of its inputs. The null signal is ignored (not selected) at the sink end of the protection. The null signal is indicated in the APS protocol if the protection transport entity is not used to carry the normal or extra traffic signal. + +### 3.2.4 Protection architecture terms + +**3.2.4.1 1+1 (protection) architecture:** A 1+1 protection architecture has one normal traffic signal, one working transport entity, one protection transport entity and a permanent bridge. + +At the source end, the normal traffic signal is permanently bridged to both the working and the protection transport entities. At the sink end, the normal traffic signal is selected from the better of the two transport entities. + +Due to the permanent bridging, the 1+1 (protection) architecture does not allow an unprotected extra traffic signal to be provided. + +**3.2.4.2 1:n (protection) architecture ( $n \geq 1$ ):** A 1:n protection architecture has n normal traffic signals, n working transport entities and one protection transport entity. It may have one extra traffic signal. + +At the source end, a normal traffic signal is either permanently connected to its working transport entity and may be connected to the protection transport entity (in the case of a broadcast bridge), or is connected to either its working or the protection transport entity (in the case of a selector bridge). + +At the sink end, the normal traffic signal is selected from either the working or the protection transport entity. + +An unprotected extra traffic signal can be transported via the protection transport entity, whenever the protection transport entity is not used to carry a normal traffic signal. + +**3.2.4.3 (1:1)n protection architecture:** n parallel 1:1 protection architectures, which have their n protection transport entities share (and compete for) the protection bandwidth. It has n normal traffic signals, n working transport entities and n protection transport entities. It may have an extra traffic signal, in which case an additional protection transport entity will be present. + +NOTE – This architecture is applicable in cell/packet layer networks. + +**3.2.4.4 m:n (protection) architecture:** An m:n protection architecture has n normal traffic signals, n working transport entities and m protection transport entities. It may have up to m extra traffic signals. + +At the source end, a normal traffic signal is either permanently connected to its working transport entity and may be connected to one of the protection transport entities (in the case of a broadcast bridge), or is connected to either its working or one of the protection transport entities (in the case of a selector bridge). At the sink end, the normal traffic signal is selected from either its working or one of the protection transport entities. + +Up to m unprotected extra traffic signals can be transported via the m protection transport entities whenever the protection transport entities are not used to carry a normal traffic signal. + +### 3.2.5 Types of nodes in protection groups + +**3.2.5.1 head-end:** The head-end of a protection group is the end where the bridge process is located. In the case where traffic is protected in both directions of transmission, the head-end process is present at every end of the protection group. + +**3.2.5.2 intermediate node:** A node on either the working transport entity physical route or the protection transport entity physical route in-between the source and sink nodes of the corresponding protected domain. + +**3.2.5.3 sink node:** The node at the egress of a protected domain, where a normal traffic signal may be selected from either the working transport entity or the protection transport entity. + +**3.2.5.4 source node:** The node at the ingress to a protected domain, where a normal traffic signal may be bridged to the protection transport entity. + +**3.2.5.5 tail-end:** The tail-end of a protection group is the end where the selector process is located. In the case where traffic is protected in both directions of transmission, the tail-end process is present at every end of the protection group. + +### 3.2.6 Characteristics of protection groups + +**3.2.6.1 group:** Two or more transport entities, which are treated as a single entity for protection switching. Typically, those transport entities are routed over the same links within the protected domain. + +**3.2.6.2 non-revertive (protection) operation:** A protection switching operation, where the transport and selection of the normal traffic signal does not return to the working transport entity if the switch requests are terminated. + +**3.2.6.3 protection class: group:** Protection is performed for a set of transport entities. + +**3.2.6.4 protection class: individual:** Protection is performed for a single transport entity. + +**3.2.6.5 protection class: network connection protection:** Special case of subnetwork connection protection. + +**3.2.6.6 protection class: trail protection:** Transport entity protection for the case where the transport entity is a trail. The trail is protected by adding bridges and selectors at both ends of the trail, and an additional trail between these bridges and selectors. + +The determination of a fault condition on a trail within the protected domain is performed by means of trail monitoring. + +**3.2.6.7 revertive (protection) operation:** A protection switching operation, where the transport and selection of the normal traffic signal (service) always returns to (or remains on) the working transport entity if the switch requests are terminated; i.e., when the working transport entity has recovered from the defect or the external request is cleared. + +**3.2.6.8 subnetwork connection protection:** Transport entity protection for the case where the transport entity is a subnetwork connection. The serial compound link connection within the subnetwork connection is protected by adding bridges and selectors in the connection functions at the edges of the protected domain and an additional serial compound link connection between these connection functions. + +The determination of a fault condition on a serial compound link connection within the protected domain can be performed as follows: + +- sublayer monitored (/S): Each serial compound link connection is extended with tandem connection monitoring or segment termination/adaptation functions to derive the fault condition status independent of the traffic signal present. +- non-intrusive monitored (/N): Each serial compound link connection is extended with a non-intrusive monitoring termination sink function to derive the fault condition status from the traffic signal that is present. +- inherent monitored (/I): The fault condition status of each link connection is derived from the status of the underlying server layer trail. +NOTE – This inherent monitoring is also applicable for SDH VC-n serial compound link connections. +- test monitored (/T): Each serial compound link connection's fault condition status is derived from an additional monitored serial compound link connection transported via the same serial compound link. + +### **3.2.7 Terms for bridges and selectors** + +**3.2.7.1 bridge:** The function that connects the normal and extra traffic signals to the working and protection transport entities. + +**3.2.7.2 broadcast bridge:** For 1:n, m:n, (1:1)n architectures, the bridge permanently connects the normal traffic signal to the working transport entity. In the event of protection switching, the normal traffic signal is additionally connected to the protection transport entity. The extra traffic signal is either not connected or connected to the protection transport entity. + +**3.2.7.3 permanent bridge:** For a 1+1 architecture, the bridge connects the normal traffic signal to both the working and protection entities. + +**3.2.7.4 selector:** The function that extracts the normal traffic signal either from the working or the protection transport entity. The extra traffic signal is either extracted from the protection transport entity, or is not extracted; in the latter case, an alarm indication signal (AIS) signal will be output. + +**3.2.7.5 selector bridge:** For 1:n, m:n, (1:1)n architectures, the bridge connects the normal traffic signal to either the working or the protection transport entity. The extra traffic signal is either not connected or connected to the protection transport entity. See Figure 1. + +![Figure 1: Protection bridges. Four diagrams showing different bridge types: Permanent bridge, Broadcast bridge, Extra traffic bridge, and Selector bridge. Each diagram shows input and output paths (N, W, P, ET) and internal switch configurations.](d4af765160d04ecef538e5066006dc77_img.jpg) + +Figure 1 shows four types of protection bridges: + +- Permanent bridge:** Shows a normal input (N) connected to a working output (W) and a protection output (P) via a permanent switch. +- Broadcast bridge:** Shows a normal input (N) connected to both a working output (W) and a protection output (P) via a switch that broadcasts the signal. +- Extra traffic bridge:** Shows an extra traffic input (ET) connected to a protection output (P) via a switch. +- Selector bridge:** Shows a normal input (N) connected to either a working output (W) or a protection output (P) via a selective switch. + +G.808(16)\_F01 + +Figure 1: Protection bridges. Four diagrams showing different bridge types: Permanent bridge, Broadcast bridge, Extra traffic bridge, and Selector bridge. Each diagram shows input and output paths (N, W, P, ET) and internal switch configurations. + +**Figure 1 – Protection bridges** + +**3.2.7.6 merging selector:** For 1:1 and (1:1)n architectures, a selector which connects permanently the normal traffic signal output with both the working and protection transport entity inputs. + +NOTE – This alternative works only in combination with a selector bridge. To prevent that AIS/forward defect indication (FDI) or misconnected/mismerged traffic on the standby transport entity is merged with the normal traffic signal selected from the active transport entity, the merging selector includes switches in both working and protection inputs. The active transport entity will have its switch closed, while the standby transport entity will have its switch opened. Consequently, a merging selector is like a distributed selective selector. + +**3.2.7.7 selective selector:** A selector, which connects the normal traffic signal output with either the working or protection transport entity inputs, but not both simultaneously. See Figure 2. + +![Figure 2: Protection selectors. Three diagrams showing different selector types: Selective selector, Merging selector, and Extra traffic selector. Each diagram shows input and output paths (W, P, N, ET, AIS) and internal switch configurations.](7f17c430b9598e4d748a8041457810b3_img.jpg) + +Figure 2 shows three types of protection selectors: + +- Selective selector:** Shows working (W) and protection (P) inputs connected to a normal output (N) via a switch that selects between them. +- Merging selector:** Shows working (W) and protection (P) inputs connected to a normal output (N) via switches that allow both to be active simultaneously. +- Extra traffic selector:** Shows a protection input (P) connected to an extra traffic output (ET) via a switch, with an AIS (Alarm Indication Signal) input also shown. + +G.808(16)\_F02 + +Figure 2: Protection selectors. Three diagrams showing different selector types: Selective selector, Merging selector, and Extra traffic selector. Each diagram shows input and output paths (W, P, N, ET, AIS) and internal switch configurations. + +**Figure 2 – Protection selectors** + +### 3.2.8 APS protocol-related terms + +**3.2.8.1 APS channel:** Automatic protection switch (APS) channel is used to carry information between the two ends of a linear protection group to coordinate the head-end bridge with the tail-end selector for 1:n protection, and to coordinate the selectors in both directions in the case of bidirectional protection. + +**3.2.8.2 APS protocol: 1-phase:** A means to align the two ends of the protected domain via the exchange of a single message (Z → A). + +For (1:1)n architectures, the bridge/selector at Z are operated before it is known if Z's condition has priority over the condition at A. When A confirms the priority of the condition at Z, it operates the bridge and selector. For unidirectional switching, the priority is determined by Z only and the selector at Z and bridge at A are operated. For 1+1 architectures, the bridges are permanent and only the selectors are to be operated. + +**3.2.8.3 APS protocol: 2-phase:** A means to align the two ends of the protected domain via the exchange of two messages ( $Z \rightarrow A$ , $A \rightarrow Z$ ). + +For (1:1)n architectures, Z signals the switch condition to A and operates the bridge. When A confirms the priority of the condition at Z, it operates the bridge and selector. On receipt of confirmation, Z operates its selector. For unidirectional switching, the priority is determined by Z only and the selector at Z and bridge at A are operated. For 1+1 architectures, the bridges are permanent and only the selectors are to be operated. + +**3.2.8.4 APS protocol: 3-phase:** A means to align the two ends of the protected domain via the exchange of three messages ( $Z \rightarrow A$ , $A \rightarrow Z$ , $Z \rightarrow A$ ). + +For 1:n, m:n architectures, Z does not perform any switch action until A confirms the priority of the condition at Z. When A confirms the priority, it operates the bridge. On receipt of confirmation, Z operates its selector and bridge and indicates the bridge action to A. A finally operates the selector. For 1+1 architectures, the bridges are permanent and only the selectors are to be operated. + +**3.2.8.5 automatic switch:** A switch action initiated automatically as a result of an SD or SF being detected. SF is higher priority than SD. It switches normal traffic signal #i to the protection transport entity, unless an equal or higher priority switch commands is in effect. Normal traffic signal that is present on the protection transport entity with a lower priority request is transferred to and selected from its working transport entity. + +**3.2.8.6 clear:** Clears the active near-end lockout of protection, forced switch, manual switch, WTR state, or exercise command. + +**3.2.8.7 clear lockout of normal traffic signal #i:** Clears the lockout of normal traffic signal #i command. + +NOTE – In bidirectional 1:n switching, remote bridge requests for normal traffic signal #i will still be honoured to prevent APS protocol failures. As a result, a normal traffic signal must be locked out at both ends to prevent it from being selected from the protection entity as a result of a command or fault condition at either end. Multiples of these commands may coexist for different normal traffic signals. + +**3.2.8.8 do not revert normal traffic signal #i:** In non-revertive operation, this is used to maintain a normal traffic signal to be selected from the protection transport entity. + +**3.2.8.9 exercise signal:** Issues an exercise request for that signal (null signal, normal traffic signal, extra traffic signal) and checks responses on APS messages, unless the protection transport entity is in use. The switch is not actually completed, i.e., the selector is not operated by an exercise request. + +**3.2.8.10 forced switch:** A switch action initiated by an operator command. It switches the extra traffic signal, normal traffic signal #i, or the null signal to the protection transport entity, unless an equal or higher priority switch command is in effect. In the case of forced switching extra traffic or null signal to the protection transport entity, a normal traffic signal that is present on the protection transport entity is transferred to and selected from its working transport entity. + +For the case where an APS protocol is in use, an SF on the protection transport entity (over which the APS signal is routed) has priority over the forced switch. + +**3.2.8.11 freeze:** A temporarily configured action initiated by an operator command. It prevents any switch action to be taken and as such freezes the current state. Until the freeze is cleared, additional near-end external commands are rejected. Fault condition changes and received APS messages are ignored. When the freeze command is cleared (**clear freeze**), the state of the protection group is recomputed based on the fault conditions and received APS message. + +**3.2.8.12 lockout of normal traffic signal #i:** A temporary configuration action initiated by an operator command. It ensures that the normal traffic signal #i is temporarily not allowed to be routed via its protection transport entity. Commands for normal traffic signal #i will be rejected. SF or SD will be ignored for normal traffic signal #i. + +**3.2.8.13 lockout of protection transport entity #i:** A temporary configuration action initiated by an operator command. It ensures that the protection transport entity #i is temporarily not available to transport a traffic signal (either normal or extra traffic). + +**3.2.8.14 manual switch:** A switch action initiated by an operator command. It switches the extra traffic signal, normal traffic signal #i, or the null signal to the protection transport entity, unless a fault condition exists on other transport entities or an equal or higher priority switch command is in effect. In the case of a manual switch of extra traffic or null signal, a normal traffic signal present on the protection transport entity is transferred to and selected from its working transport entity. + +**3.2.8.15 no request (NR):** All normal traffic signals are selected from their corresponding working transport entities. The protection transport entity carries either the null signal, extra traffic, or a bridge of the single normal traffic signal in a 1+1 protection group. + +**3.2.8.16 protection communication channel:** A control channel for exchanging configuration information between head-end and tail-end about a protection group. + +**3.2.8.17 wait-to-restore normal traffic signal #i:** In revertive operation, after the clearing of an SF or SD on working transport entity #i, maintains normal traffic signal #i as selected from the protection transport entity until a wait-to-restore timer expires. If the timer expires prior to any other event or command, the normal traffic signal will be transferred to the working transport entity and the protection group state will be changed to NR. This is used to prevent frequent operation of the selector in the case of intermittent failures. The wait-to-restore state will only be entered if there is no SF or SD condition for the protection transport entity. + +### **3.2.9 Time intervals related to protection switching** + +**3.2.9.1 detection time:** The time between the occurrence of the fault or degradation and its detection as a defect condition and consequential activation of SF or SD condition. + +**3.2.9.2 hold-off time:** The time between the declaration of an SF or SD condition and the initialization of the protection switching algorithm. + +**3.2.9.3 switching time:** Time between the initialization of the protection switching algorithm and the moment the traffic is selected from the standby transport entity. + +NOTE – This definition for "switching time" is different in context to the definition found in [b-ITU-T G.671]. + +**3.2.9.4 wait-to-restore time:** A period of time that must elapse before a transport entity that has recovered from an SF or SD condition can be used again to transport the normal traffic signal and/or to select the normal traffic signal from. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|------|---------------------------------------| +| AIS | Alarm Indication Signal | +| APS | Automatic Protection Switch | +| FDI | Forward Defect Indication (indicator) | +| NR | No Request | +| ODU | Optical Data Unit | +| SD | Signal Degrade | +| SDG | Signal Degrade Group | +| SDH | Synchronous Digital Hierarchy | +| SF | Signal Fail | +| SFG | Signal Fail Group | +| VC-n | Virtual Container, level n | +| WTR | Wait To Restore | + +# 5 Conventions + +**A:** End-point designation used when describing a protected domain; A is the source end of protected signals for which switch request signalling is initiated from the other, Z, end. + +**Z:** End-point designation used when describing a protected domain; Z is the end at which switch request signalling is initiated. + +## Annex A + +### Terms specific to ring protection + +(This annex forms an integral part of this Recommendation) + +Terms specific to ring protection are listed below. These terms will be removed after being moved to a ring protection Recommendation, e.g., [b-ITU-T G.808.2] or [b-ITU-T G.873.2]. + +**APS-byte pass-through:** The action of transmitting the same APS-bytes that are being received. Protection channels are not passed through. APS-byte pass-through is bidirectional. + +**crossing APS-bytes:** When a node sees ring bridge requests of equal priority on both 'sides' (This includes a switching node receiving a ring bridge request from the other end). + +**full pass-through:** The action of transmitting the same APS-bytes, and protection channels that are being received. Full pass-through may be either unidirectional or bidirectional as specified in the text. When a node enters unidirectional full pass-through, it shall continue sourcing the previously sourced APS-bytes in the opposite direction, with the exception that status information APS byte 1, bits 6-8 shall reflect the appropriate status code. + +**SRP-1:** Shared ring protection supporting 1 optical data unit (ODU) per Lambda: This shared protection architecture is based on ODUk connectivity not further sub-structured in respect to the protection switching. The ODUk may be member of a wavelength group for link group protection. + +**SRP-p:** Shared ring protection supporting p ODU per Lambda: This shared protection architecture is based on ODUj entities multiplexed into a HO ODUk. The ODUj may be member of a group for link group protection. + +**steering:** A protection method in which a source node redirects a traffic to the ring section into the direction retaining connectivity to a destination node. + +**wrapping:** The transmission of the traffic into the opposing direction in the ring, in order to route around a fault in a given ring segment. + +## Bibliography + +- [b-ITU-T G.671] Recommendation ITU-T G.671 (2012), *Transmission characteristics of optical components and subsystems.* +- [b-ITU-T G.808.2] Recommendation ITU-T G.808.2 (2013), *Generic protection switching – Ring protection.* +- [b-ITU-T G.873.2] Recommendation ITU-T G.873.2 (2015), *ODUk shared ring protection.* + + + + + +## **SERIES OF ITU-T RECOMMENDATIONS** + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.809-200303-I_PDF-E/0019f09403376d6444ee323591fa2e98_img.jpg b/marked/G/T-REC-G.809-200303-I_PDF-E/0019f09403376d6444ee323591fa2e98_img.jpg new file mode 100644 index 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b/marked/G/T-REC-G.809-200303-I_PDF-E/raw.md @@ -0,0 +1,746 @@ + + +![ITU logo](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +The logo of the International Telecommunication Union (ITU) features the letters 'ITU' in a bold, sans-serif font, superimposed on a stylized globe with intersecting lines. + +ITU logo + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.809** + +(03/2003) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital networks – General aspects + +--- + +**Functional architecture of connectionless layer +networks** + +ITU-T Recommendation G.809 + +--- + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TESTING EQUIPMENTS | G.500–G.599 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| General aspects | G.800–G.809 | +| Design objectives for digital networks | G.810–G.819 | +| Quality and availability targets | G.820–G.829 | +| Network capabilities and functions | G.830–G.839 | +| SDH network characteristics | G.840–G.849 | +| Management of transport network | G.850–G.859 | +| SDH radio and satellite systems integration | G.860–G.869 | +| Optical transport networks | G.870–G.879 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| QUALITY OF SERVICE AND PERFORMANCE | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DIGITAL TERMINAL EQUIPMENTS | G.7000–G.7999 | +| DIGITAL NETWORKS | G.8000–G.8999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## **ITU-T Recommendation G.809** + +# **Functional architecture of connectionless layer networks** + +## **Summary** + +This Recommendation describes the functional architecture of a connectionless transport network from the viewpoint of its information transfer capability. The functional and structural architecture of these networks is described independently of networking technology. As such, the Recommendation should be taken as the basis for technology-specific descriptions of connectionless transport networks. + +## **Source** + +ITU-T Recommendation G.809 was prepared by ITU-T Study Group 13 (2001-2004) and approved under the WTSA Resolution 1 procedure on 22 March 2003. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 2003 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +# CONTENTS + +| | Page | +|-----------------------------------------------------------------------------------------------------------------|------| +| 1 Scope ..... | 1 | +| 2 References..... | 1 | +| 3 Definitions ..... | 2 | +| 4 Abbreviations..... | 4 | +| 5 Conventions ..... | 4 | +| 6 Functional Architecture of connectionless layer networks..... | 4 | +| 6.1 Introduction ..... | 4 | +| 6.2 Relationship between connection-oriented and connectionless layer networks ..... | 4 | +| 6.3 Architectural components..... | 5 | +| 6.4 Partitioning and layering ..... | 11 | +| 6.5 Decomposition of connectionless layer networks ..... | 16 | +| 6.6 Application of concepts to network topologies and structures..... | 16 | +| Annex A – Characteristics of connectionless and connection-oriented layer networks ..... | 17 | +| A.1 Characteristics of a CO-CS network implemented with SDH, OTN or PDH ..... | 18 | +| A.2 Characteristics of a CO-PS network implemented with ATM..... | 18 | +| A.3 Characteristics of a CLPS network implemented with IP using best effort, destination-based forwarding ..... | 19 | +| A.4 Characteristics of a network implemented with ethernet ..... | 19 | +| Annex B – Components of connection-oriented and connectionless layer networks..... | 21 | + + + +# Functional architecture of connectionless layer networks + +# 1 Scope + +This Recommendation describes the functional architecture of connectionless layer networks using the methodology described in ITU-T Rec. G.805. The concept of the connection is central to the functional architecture described in ITU-T Rec. G.805 and in order to provide a common framework between the connection-oriented layer networks and a connectionless layer network, it is necessary to introduce new concepts that describe connectionless behaviour. The connectionless transport network functionality is described from a network level viewpoint, taking into account layer network structure, networking topology, client characteristic information, client/server layer associations and mapping between connectionless and connection-oriented layer networks. + +This Recommendation describes the functional architecture of connectionless transport networks in a technology independent way. As such, it forms the basis for a set of Recommendations for management, performance analysis and equipment specifications related to specific connectionless technologies. The extension of the methodology defined in ITU-T Rec. G.805 for connectionless layer networks allows for the description of equipment containing both connection-oriented and connectionless technologies in a common way. + +If this Recommendation is used as the basis for developing a technology-specific Recommendation to describe and model networks that use existing protocols (such as IP, Ethernet, Token Ring, etc.) it shall be used in a manner that is fully consistent with existing specifications as approved by the relevant standards organizations. The use of this Recommendation is not intended to provide a means by which existing protocols and architectures are modified. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- ITU-T Recommendation G.803 (2000), *Architecture of transport networks based on the synchronous digital hierarchy (SDH)*. +- ITU-T Recommendation G.805 (2000), *Generic functional architecture of transport networks*. +- ITU-T Recommendation G.8080/Y.1304 (2001), *Architecture for the automatically switched optical networks (ASON)*. +- ITU-T Recommendation I.326 (2003), *Functional architecture of transport networks based on ATM*. +- ITU-T Recommendation X.200 (1994) | ISO/IEC 7498-1:1994, *Information technology – Open Systems Interconnection – Basic Reference Model: The basic model*. + +# 3 Definitions + +NOTE 1 – Where a definition contains a term which is itself defined, that term is given in quotation marks. + +NOTE 2 – The terms can be further qualified by reference to a specific layer network by adding the appropriate layer network qualifier. + +NOTE 3 – All architectural components are unidirectional. + +NOTE 4 – The definitions only apply to connectionless layer networks. Definitions for connection-oriented networks are as described in ITU-T Rec. G.805. + +This Recommendation defines the following terms: + +**3.1 access group:** A group of colocated "flow termination" functions that are attached to the same "flow domain" or "flow point pool link". + +**3.2 access point:** A "reference point" that represents the binding between the flow termination and adaptation functions. + +**3.3 adaptation:** A "transport processing function". There are two types of adaptation, an adaptation sink and an adaptation source. + +**3.4 adaptation sink:** A "transport processing function" which presents the client layer network characteristic information at its output by processing the information presented at its input by the server layer network trail. + +**3.5 adaptation source:** A "transport processing function" which accepts client layer network characteristic information at its input and processes it to allow transfer over a trail (in the server layer network). + +**3.6 adapted information:** A signal which is transferred on "trails" or "connectionless trails". The specific formats will be defined in the technology specific recommendations. + +**3.7 architectural component:** Any item used in this Recommendation to generically describe transport network functionality. + +**3.8 binding:** A direct relationship between a "transport processing function" or "transport entity" and another "transport processing function" or "transport entity" which represents static associations that cannot be directly modified by management action. + +**3.9 characteristic information:** A signal with a specific format, which is transferred on "flows". The specific formats will be defined in the technology specific Recommendations. + +**3.10 client/server relationship:** The association between layer networks that is performed by an "adaptation" function to allow the "flow" in the client layer network to be supported by a trail in the server layer. + +**3.11 connectionless trail:** A "transport entity" responsible for the transfer of information from the input of a flow termination source to the output of a flow termination sink. The integrity of the information transfer may be monitored. + +**3.12 flow:** An aggregation of one or more traffic units with an element of common routing. + +**3.13 flow domain:** A topological component used to effect forwarding of a specific characteristic information. + +**3.14 flow domain flow:** A "transport entity" that transfers information across a flow domain, it is formed by the association of "ports" on the boundary of the flow domain. + +**3.15 flow point:** A "reference point" that represents a point of transfer for traffic units between topological components. + +**3.16 flow point pool:** A group of colocated flow points that have a common routing. + +- 3.17 flow point pool link:** A "topological component" which describes a fixed relationship between a "flow domain" or "access group" and another "flow domain" or "access group". +- 3.18 flow termination:** A "transport processing function". There are two types of flow termination, a flow termination sink and a flow termination source. +- 3.19 flow termination sink:** A "transport processing function" which accepts the "characteristic information" of the layer network at its input, recovers the information related to "connectionless trail" monitoring and presents the remaining information at its output. +- 3.20 flow termination source:** A "transport processing function" which accepts adapted "characteristic information" from a client layer network at its input, adds information to allow the "connectionless trail" to be monitored and presents the characteristic information of the layer network at its output(s). +- 3.21 layer network:** A "topological component" that represents the complete set of access groups of the same type which may be associated for the purpose of transferring information. +- 3.22 link flow:** A "transport entity" that transfers information between "ports" across a flow point pool link. +- 3.23 matrix:** It represents the limit to the recursive partitioning of a flow domain. +- 3.24 matrix flow:** A "transport entity" that transfers information across a matrix, it is formed by the association of ports on the boundary of the matrix. +- 3.25 network:** All of the entities (such as equipment, plant, facilities) which together provide communication services. +- 3.26 network flow:** A transport entity formed by a series of contiguous "flows" between "termination flow points". +- 3.27 port:** It represents the output of a flow termination source or flow domain or the input to a flow termination sink or flow domain. +- 3.28 reference point:** An architectural component, which is formed by the binding between inputs and outputs of transport processing functions and/or transport entities. +- 3.29 topological component:** An architectural component, used to describe the transport network in terms of the topological relationships between sets of points within the same layer network. +- 3.30 traffic unit:** An instance of characteristic information and a unit of usage. +- 3.31 transport:** The functional process of transferring information between different locations. +- 3.32 transport entity:** An architectural component which transfers information between its inputs and outputs within a layer network. +- 3.33 transport network:** The functional resources of the network which conveys user information between locations. +- 3.34 transport processing function:** An architectural component defined by the information processing which is performed between its inputs and its outputs. Either the input or the output must be inside a layer network. +- 3.35 termination flow point:** A reference point that represents the binding of a flow termination to a flow. + +# 4 Abbreviations + +This Recommendation uses the following abbreviations: + +| | | +|----------|--------------------------------------| +| AP | Access Point | +| CLPS | Connectionless packet switched | +| CO-CS | Connection-oriented circuit switched | +| CO-PS | Connection-oriented packet switched | +| CP | Connection Point | +| FP | Flow Point | +| FPP | Flow Point Pool | +| FPP link | Flow Point Pool link | +| TCP | Termination Connection Point | +| TFP | Termination Flow Point | + +# 5 Conventions + +The diagrammatic convention for connection-oriented layer networks described in this Recommendation is that of ITU-T Rec. G.805. + +# 6 Functional Architecture of connectionless layer networks + +## 6.1 Introduction + +The various functions that constitute a telecommunications network can be classified into two broad functional groups. One is the transport functional group that transfers any telecommunications information from one point to another point(s). The other is the control functional group that realises various ancillary services and operations and maintenance functions. + +A connectionless transport network transfers user information from one location to another location in a unidirectional manner. A transport network can also transfer various kinds of network control information such as routing protocols and operations and maintenance information for the control functional group. + +Since the transport network is a large, complex network with various components, an appropriate network model with well-defined functional entities is essential for its design and management. The connectionless transport can be described by defining the relationships between points in the network. In order to simplify the description, a transport network model, based on the concepts of layering and partitioning within each layer network is used in a manner that allows a high degree of recursion. It is recommended that this method is used for describing the transport network. + +## 6.2 Relationship between connection-oriented and connectionless layer networks + +Central to the description of connection-oriented networks is the concept of a connection. However, such a construct is inappropriate for the description of a connectionless network. Consequently, it is necessary to replace the concepts of a connection and a connection point as defined in ITU-T Rec. G.805 with new architectural components as defined in this Recommendation. A detailed description of the properties and differences between connection-oriented and connectionless layer networks can be found in Annexes A and B. + +The description of connection-oriented layer networks in ITU-T Rec. G.805 assumes that the default for transmission is bidirectional whereas transfer in a connectionless layer network is always unidirectional. As such many of the definitions in ITU-T Rec. G.805 are not strictly appropriate for + +connectionless layer networks. This Recommendation therefore defines all of the architectural components related to the architecture of connectionless layer networks. + +## 6.3 Architectural components + +The connectionless transport network has been analysed to identify generic functionality that is independent of implementation technology. This has provided a means to describe network functionality in an abstract way in terms of a small number of architectural components. These are defined by the function they perform in information processing terms, or by the relationships they describe between other architectural components. In general, the functions described here act on information presented at one or more inputs and present processed information at one or more outputs. They are defined and characterized by the information process between their inputs and outputs. The architectural components are associated together in particular ways to form the network elements from which real networks are constructed. The reference points of the transport network architecture are the result of associations between the inputs and outputs of processing functions and transport entities. + +Some diagrammatic conventions have been developed to support the descriptions that follow and these are illustrated in Figures 1 and 2 and summarized in Table 1. + +**Figure 1/G.809 – Diagrammatic conventions for processing functions (start)** + +![Diagrammatic conventions for processing functions. The top row shows basic symbols: 'Input or output' (green pentagon), 'Flow termination source' (green pentagon on top of a green inverted triangle with a green pentagon below), 'Flow termination sink' (green pentagon on top of a green inverted triangle with a green pentagon below), 'Trail termination source' (white pentagon on top of a white inverted triangle with a white pentagon below), and 'Trail termination sink' (white pentagon on top of a white inverted triangle with a white pentagon below). The bottom section, titled 'Adaptation function', shows four groups of symbols labeled (a) through (d). The 'Source' group shows: (a) green pentagon, green inverted triangle, green pentagon; (b) white pentagon, white inverted triangle, white pentagon; (c) green pentagon, hatched inverted triangle, white pentagon; (d) white pentagon, hatched inverted triangle, green pentagon. The 'Sink' group shows: (a) green pentagon, green inverted triangle, green pentagon; (b) white pentagon, white inverted triangle, white pentagon; (c) green pentagon, hatched inverted triangle, white pentagon; (d) white pentagon, hatched inverted triangle, green pentagon. A legend at the bottom defines the adaptation function types: (a) Connectionless client and server, (b) Connection oriented client and server, (c) Connectionless client and connection oriented server, (d) Connection oriented client and connectionless server. Reference labels G.809_F01-1@7 and G.809_F01-2@7 are present.](7e670a2b556b53ea9002dfff3a420e08_img.jpg) + +Input +or output + +Flow termination +source + +Flow termination +sink + +Trail termination +source + +Trail termination +sink + +G.809\_F01-1@7 + +Source + +(a) (b) (c) (d) + +Sink + +(a) (b) (c) (d) + +**Adaptation function** + +(a) Connectionless client and server +(b) Connection oriented client and server +(c) Connectionless client and connection oriented server +(d) Connection oriented client and connectionless server + +G.809\_F01-2@7 + +Diagrammatic conventions for processing functions. The top row shows basic symbols: 'Input or output' (green pentagon), 'Flow termination source' (green pentagon on top of a green inverted triangle with a green pentagon below), 'Flow termination sink' (green pentagon on top of a green inverted triangle with a green pentagon below), 'Trail termination source' (white pentagon on top of a white inverted triangle with a white pentagon below), and 'Trail termination sink' (white pentagon on top of a white inverted triangle with a white pentagon below). The bottom section, titled 'Adaptation function', shows four groups of symbols labeled (a) through (d). The 'Source' group shows: (a) green pentagon, green inverted triangle, green pentagon; (b) white pentagon, white inverted triangle, white pentagon; (c) green pentagon, hatched inverted triangle, white pentagon; (d) white pentagon, hatched inverted triangle, green pentagon. The 'Sink' group shows: (a) green pentagon, green inverted triangle, green pentagon; (b) white pentagon, white inverted triangle, white pentagon; (c) green pentagon, hatched inverted triangle, white pentagon; (d) white pentagon, hatched inverted triangle, green pentagon. A legend at the bottom defines the adaptation function types: (a) Connectionless client and server, (b) Connection oriented client and server, (c) Connectionless client and connection oriented server, (d) Connection oriented client and connectionless server. Reference labels G.809\_F01-1@7 and G.809\_F01-2@7 are present. + +![AP icon: two green arrows inside an oval.](d5a837fa4f4675e5ee596003cf55985c_img.jpg) + +AP icon: two green arrows inside an oval. + +AP +Access point + +![TFP icon: two green arrows inside an oval.](e3b8510f6a2194e250205ab7bc38076d_img.jpg) + +TFP icon: two green arrows inside an oval. + +TFP +Termination flow point + +![FP icon: two green arrows inside an oval.](4d2624b1b2871a23382b647cd71e1c1c_img.jpg) + +FP icon: two green arrows inside an oval. + +FP +Flow point + +-----> Flow + +-----> Connectionless trail + +G.809\_F01-3@7 + +![FD icon: a dashed oval containing several green arrows pointing in various directions.](fbfa653853daf5541118a9ddecb92284_img.jpg) + +FD icon: a dashed oval containing several green arrows pointing in various directions. + +FD +Flow domain + +is equivalent to + +![Equivalent FD icon: a simple dashed oval.](5a95b187de0044da69b7322e04761b86_img.jpg) + +Equivalent FD icon: a simple dashed oval. + +![AP icon: a green trapezoid with a small oval containing two arrows in the center.](0019f09403376d6444ee323591fa2e98_img.jpg) + +AP icon: a green trapezoid with a small oval containing two arrows in the center. + +AP + +is equivalent to + +![Equivalent AP icon: a green trapezoid with a dashed arrow pointing right.](e787e02d9214556476d95941bda1d350_img.jpg) + +Equivalent AP icon: a green trapezoid with a dashed arrow pointing right. + +![Access group icon: three green trapezoids connected by a dashed line, each with a small green rectangle on top.](bdfe4e1058d1a0e14bb838771b57254c_img.jpg) + +Access group icon: three green trapezoids connected by a dashed line, each with a small green rectangle on top. + +is equivalent to + +![Equivalent Access group icon: a single green oval.](562d9aee5942ddbc70781a7fe800622e_img.jpg) + +Equivalent Access group icon: a single green oval. + +Access group + +G.809\_F01-4@7 + +![Layer network icon: a white rounded rectangle.](ed8ec3909d5b511649c098816f4ea331_img.jpg) + +Layer network icon: a white rounded rectangle. + +Layer network + +![Largest flow domain icon: a dashed oval containing five green ovals.](f01303b7b88af0e266cbfb69e57e24a4_img.jpg) + +Largest flow domain icon: a dashed oval containing five green ovals. + +Largest flow domain + +Example layer network bounded by access groups + +G.809\_F01-5@7 + +![Association between layer networks diagram: Two parallel planes representing layer networks. The top plane contains TFP, FP, and TFP icons. The bottom plane contains AP icons. Vertical lines connect the TFP icons on the top plane to the AP icons on the bottom plane. A dashed arrow labeled 'Flow' connects the AP icon on the bottom plane to the TFP icon on the top plane.](12c84eeb9a6b2023bf4cb50772c728b2_img.jpg) + +Association between layer networks diagram: Two parallel planes representing layer networks. The top plane contains TFP, FP, and TFP icons. The bottom plane contains AP icons. Vertical lines connect the TFP icons on the top plane to the AP icons on the bottom plane. A dashed arrow labeled 'Flow' connects the AP icon on the bottom plane to the TFP icon on the top plane. + +Association between layer networks + +G.809\_F01-6@7 + +![Figure 1/G.809 – Diagrammatic conventions for processing functions (end). The diagram consists of two parts. The top part shows a 'Network flow' entering from a green triangle on the left, passing through a 'TFP' (Traffic Flow Point) and two 'FP' (Flow Point) nodes, and exiting through another 'TFP' to a green triangle on the right. The bottom part shows a 'Flow' entering from a green triangle on the left, passing through a 'TFP' node, and exiting through another 'TFP' to a green triangle on the right. A dashed line labeled 'Connectionless trail' connects the two green triangles. The text 'G.809_F01-7@7' is in the bottom right corner.](af7916c89a458fdab6c3f443217388ae_img.jpg) + +Figure 1/G.809 – Diagrammatic conventions for processing functions (end). The diagram consists of two parts. The top part shows a 'Network flow' entering from a green triangle on the left, passing through a 'TFP' (Traffic Flow Point) and two 'FP' (Flow Point) nodes, and exiting through another 'TFP' to a green triangle on the right. The bottom part shows a 'Flow' entering from a green triangle on the left, passing through a 'TFP' node, and exiting through another 'TFP' to a green triangle on the right. A dashed line labeled 'Connectionless trail' connects the two green triangles. The text 'G.809\_F01-7@7' is in the bottom right corner. + +**Figure 1/G.809 – Diagrammatic conventions for processing functions (end)** + +### 6.3.1 Topological components + +The topological components provide the most abstract description of a network in terms of the topological relationships between sets of like reference points. Four topological components have been distinguished; these are the layer network, the flow domain, the flow point pool link and the access group. Using these components it is possible to completely describe the logical topology of a connectionless layer network. + +#### 6.3.1.1 Layer network + +A layer network is defined by the complete set of access groups of the same type that may be associated for the purpose of transferring information. The information transferred is characteristic of the layer network and is termed characteristic information. The associations of the flow terminations (that form a connectionless trail) in a layer network are defined on a per traffic unit basis, which, in a connectionless layer network, is a datagram. A separate, logically distinct layer network exists for each flow termination type. The topology of a layer network is described by access groups, flow domains and the flow point pool links between them. The structures within and between layer networks are described by the components below. + +#### 6.3.1.2 Flow domain + +A flow domain exists within a single layer network. It is defined by the set of flow points that are available for the purpose of transferring information. Datagram transfers across the flow domain that correspond to a particular association between ingress and egress flow points need not be present at all times. In general, flow domains may be partitioned into smaller flow domains interconnected by flow point pool links. The matrix is a special case of a flow domain that cannot be further partitioned. + +#### 6.3.1.3 Flow point pool link + +A flow point pool link consists of a subset of the flow points at the edge of one flow domain or a subset of the access points of an access group that are associated with a corresponding subset of flow points or access points at the edge of another flow domain or access group for the purpose of transferring characteristic information. The flow point pool link (FPP link) represents the topological relationship and available capacity between a pair of flow domains, or a flow domain and an access group, or a pair of access groups. + +Multiple flow point pool links may exist between any given flow domain and access group or pair of flow domains or access groups. Flow point pool links are established at the timescale of the server layer network. + +#### 6.3.1.4 Access group + +An access group is a group of colocated flow termination functions that are connected to the same flow domain or flow point pool link. + +### 6.3.2 Transport entities + +The transport entities provide transparent information transfer between layer network reference points. There is no information change between input and output other than that resulting from degradation in the transfer process. Two basic entities are distinguished according to whether the information transferred is monitored for integrity. These are termed flows and trails. Flows may be decomposed in a number of ways including topologically, into network flows, flow domain flows and link flows. + +#### 6.3.2.1 Flow + +A flow is an aggregation of one or more traffic units with an element of common routing. A flow has the following properties: + +- it is a unidirectional entity; +- a flow can contain another flow. This is recursive until, for example, the limit of a single traffic unit is reached; +- flows can be multiplexed together in the same layer network; +- flows can be multiplexed together as part of adaptation to a server layer network; +- a flow can be associated with one or more topological entities; +- a flow can be defined in terms of a parameter such as its characteristic information, the address to which traffic units are directed or the address the traffic units have come from; +- the aggregation of traffic units may be spatial or temporal. + +#### 6.3.2.2 Link flow + +A link flow is capable of transferring information (traffic units) transparently across an FPP link. It is delimited by flow points and represents the fixed relation between the ends of the link. A link flow represents a pair of adaptation functions and a trail in the server layer network. + +The flow point at the input to the unidirectional link flow also represents the input to an adaptation source; the flow point at the output of the unidirectional link flow also represents the output of an adaptation sink. + +#### 6.3.2.3 Flow domain flow + +A flow domain flow is a grouping of traffic units that are transferred transparently across a flow domain. It is delimited by the ports associated with flow points at the boundary of the flow domain and represents an association between these ports. In general, flow domain flows are constructed from a concatenation of flow domain flows and link flows. The matrix flow is a special case of the flow domain flow. + +#### 6.3.2.4 Network flow + +A network flow is a grouping of traffic units that are transferred transparently across a layer network. It is delimited by the termination flow points (TFPs). In general, network flows are constructed from a concatenation of flow domain flows and link flows. The TFP is formed by binding the port of a flow termination to either a flow domain port or a port on an FPP link. + +#### 6.3.2.5 Connectionless trail + +A connectionless trail represents the transfer of monitored adapted characteristic information of the client layer network between access points. It is delimited by two access points, one at each end of the connectionless trail. It represents the association between a source and destination on a per traffic unit or datagram basis. A connectionless trail is formed by associating flow terminations with a traffic unit or datagram. + +### 6.3.3 Transport processing functions + +Two generic processing functions of adaptation and flow termination are distinguished in describing the architecture of connectionless layer networks. + +#### 6.3.3.1 Adaptation function + +**Adaptation source:** A transport processing function which adapts the client layer network characteristic information into a form suitable for transport over a trail (in a connection-oriented server layer network) or connectionless trail (in a connectionless server layer network) in the server layer network. + +**Adaptation sink:** A transport processing function which converts the server layer network trail (in a connection-oriented server layer network) or connectionless trail (in a connectionless server layer network) information into the characteristic information of the client layer network. + +The following are examples of processes that may occur singly or in combination in an adaptation function: + +Labelling, scheduling, buffering, queuing, multiplexing, traffic dropping, segmentation and reassembly. + +**Adaptation function cardinality:** The adaptation source function input to output relation is a many-to-one relationship or a one-to-many. In the first case, one or more client layer network inputs are adapted into a single adapted information stream suitable for transport over a trail (or connectionless trail) in the connection-oriented (or connectionless) server layer network and this relationship is commonly used to represent the multiplexing of several clients into a single server. In the second case, one composite stream is split over several outputs, and this is used to describe the common processing involved in inverse multiplexing. The converse relationships hold for the adaptation sink function between its single input and one or more outputs. + +#### 6.3.3.2 Flow termination function + +**Flow termination source:** A transport processing function which accepts adapted characteristic information from a client layer network at its input, adds information to allow the connectionless trail to be monitored, and presents the characteristic information of the layer network at its output(s). The flow termination source can operate without an input from a client layer network. + +NOTE – Whilst the general case is one where a flow termination function adds or extracts information to monitor a connectionless trail, it is also possible that no overhead is provided to monitor the connectionless trail. + +**Flow termination sink:** A transport processing function which accepts the characteristic information of the layer network at its input, removes the information related to connectionless trail monitoring and presents the remaining information at its output. + +**Flow termination function cardinality:** The flow termination source function input to output relation is a one-to-many relationship. The single adapted information input stream is distributed over one or more (connectionless) trails in the server layer. The flow termination source function is associated with a number of termination flow points. The termination flow point that is selected for a particular datagram is dependent on the destination address. + +Note that, in a connection-oriented network, the default cardinality is such that a trail termination source has a single termination connection point associated with it. + +The flow termination sink function input to output relation is a one-to-one relationship. The flow termination sink is bound to a single termination flow point. + +### 6.3.4 Reference points + +Reference points are formed by the binding between inputs and outputs of transport processing functions or represent the role of an unbound input or output of a transport processing function when associated with a topological component. The resultant bindings and specific types of reference point are shown in Table 1. + +A dynamic binding exists between a flow point or a termination flow point and a connectionless datagram. This binding exists for the time period over which the datagram transits the flow point or termination flow point. + +**Table 1/G.809 – Allowable bindings and resulting reference points** + +| Architectural components | | | | Reference point | | +|----------------------------------------------------------------|---------------|------------------|---------------|-----------------|----------------| +| Adaptation | Source output | Flow Termination | Source input | AP | unidirectional | +| | Sink input | | Sink output | | unidirectional | +| Flow domain | Input port | Flow termination | Source output | TFP | unidirectional | +| | Output port | | Sink input | | unidirectional | +| Flow domain | Output port | Adaptation | Source input | FP | unidirectional | +| | Input port | | Sink output | | unidirectional | +| Flow domain | Output port | Flow domain | Input port | FP | unidirectional | +| | Input port | | Output port | | unidirectional | +| Flow | Egress | Flow | Ingress | FP | unidirectional | +| | Ingress | | Egress | | | +| AP Access Point
FP Flow Point
TFP Termination Flow Point | | | | | | + +![Diagram illustrating bindings and types of reference points in a transport network. It shows two vertical stacks of network elements. The top stack consists of a Source, an AP (Access Point), and a Sink. A dashed line labeled 'Connectionless trail' connects the AP of the Source to the AP of the Sink. The bottom stack consists of a Source, a TFP (Transport Flow Point), a Flow domain containing an FP (Flow Point), a Link flow, another TFP, and a Sink. A curved arrow labeled 'Network flow' connects the Source to the Sink. A dashed oval labeled 'Flow domain' encloses the FP. The label 'G.809_F02' is at the bottom right.](8fbdfc3d17fb1dae7b2d8f5a287fa9fc_img.jpg) + +Diagram illustrating bindings and types of reference points in a transport network. It shows two vertical stacks of network elements. The top stack consists of a Source, an AP (Access Point), and a Sink. A dashed line labeled 'Connectionless trail' connects the AP of the Source to the AP of the Sink. The bottom stack consists of a Source, a TFP (Transport Flow Point), a Flow domain containing an FP (Flow Point), a Link flow, another TFP, and a Sink. A curved arrow labeled 'Network flow' connects the Source to the Sink. A dashed oval labeled 'Flow domain' encloses the FP. The label 'G.809\_F02' is at the bottom right. + +Figure 2/G.809 – Bindings and types of reference points + +## 6.4 Partitioning and layering + +### 6.4.1 Introduction + +A transport network can be decomposed into a number of independent transport layer networks with a client/server association between adjacent layer networks. Each layer network can be separately partitioned in a way that reflects the internal structure of that layer network or the way that it will be managed. Thus the concepts of partitioning and layering are orthogonal as shown in Figure 3. + +![Diagram illustrating orthogonal views of layering and partitioning. On the left, three boxes labeled 'Layer network A', 'Layer network B', and 'Layer network C' are stacked vertically. Arrows point from these boxes to a central diagram of a network. The network diagram shows a rectangular boundary labeled 'A layer network'. Inside, there are several dashed ellipses labeled 'Flow domains'. Solid lines represent 'Links' between nodes, which are represented by blue ovals. One node is labeled 'Access group'. Below the network diagram, there are two sub-diagrams. (a) 'Layering concept' shows a vertical stack of three horizontal lines with arrows pointing up and down, representing client/server association. (b) 'Partitioning concept' shows a horizontal line with three vertical lines crossing it, representing links. The label 'G.809_F03' is at the bottom right of the network diagram.](33a8f3f01dfa8bce75d23017855a13c5_img.jpg) + +Diagram illustrating orthogonal views of layering and partitioning. On the left, three boxes labeled 'Layer network A', 'Layer network B', and 'Layer network C' are stacked vertically. Arrows point from these boxes to a central diagram of a network. The network diagram shows a rectangular boundary labeled 'A layer network'. Inside, there are several dashed ellipses labeled 'Flow domains'. Solid lines represent 'Links' between nodes, which are represented by blue ovals. One node is labeled 'Access group'. Below the network diagram, there are two sub-diagrams. (a) 'Layering concept' shows a vertical stack of three horizontal lines with arrows pointing up and down, representing client/server association. (b) 'Partitioning concept' shows a horizontal line with three vertical lines crossing it, representing links. The label 'G.809\_F03' is at the bottom right of the network diagram. + +Figure 3/G.809 – Orthogonal views of layering and partitioning + +#### **6.4.1.1 Application of the partitioning concept** + +The partitioning concept is important as a framework for defining: + +- the network structure within a layer network; +- administrative boundaries between network operators within a single layer network; +- routing domain boundaries within the layer network of a single operator; +- the part of a layer network or routing domain that is under the control of a third party for routing purposes (e.g., customer network management). + +#### **6.4.1.2 Application of the layering concept** + +The layering concept of the transport network allows: + +- each layer network to be described using similar functions; +- the independent design and operation of each layer network; +- each layer network to have its own operations, diagnostic and automatic failure recovery capability; +- the possibility of adding or modifying a layer network without affecting other layer networks from the architectural viewpoint; +- simple modelling of networks that contain multiple transport technologies. + +### **6.4.2 Partitioning concept** + +#### **6.4.2.1 Flow domain partitioning** + +In general a flow domain is constructed by representing the physical implementation as FPP links and flow domains, starting from the matrix that is the smallest (indivisible) flow domain. A set of flow domains and FPP links may be abstracted as a higher (containing) flow domain. The way in which the contained flow domains are interconnected by FPP links describes the topology of the containing flow domain. The ports at the boundary of the containing flow domain and the interconnection capability must fully represent, but not extend, the connectivity supported by the contained flow domains and FPP links. Therefore, a higher level flow domain may be partitioned to show the level of detail required. + +Thus, in general, any flow domain may be partitioned into a number of smaller (contained) flow domains interconnected by FPP links. The partitioning of a flow domain cannot extend or restrict its connectivity i.e.: + +- The ports on the boundary of the containing flow domain and the interconnection capability must be represented by the contained flow domains and FPP links. +- The contained flow domains and FPP links cannot provide connectivity that is not available in the containing flow domain. + +Examples of flow domains are the international portion and the national portions of a layer network which can be further divided into transit portions and access portions and so on, as shown in Figure 4. Another example of partitioning is the creation of virtual private network topologies. + +A network flow or flow domain flow may be decomposed into a concatenation of other transport entities (link flow or flow domain flow) which reflects the partitioning of a flow domain. + +![Figure 4/G.809 – Partitioning of layer networks and flow domains. The diagram shows two versions of a network topology. The top version shows a 'layer network' (a rectangle) containing several nodes (blue ovals) and flow domains (dashed ellipses). Labels include 'A layer network', 'National part flow domain', and 'International part flow domain'. A large downward arrow indicates a transition to the bottom version, which shows the same network partitioned into 'Local part flow domain in a national part flow domain' and 'Transit part flow domain in a national part flow domain'. The label 'G.809_F04' is present in the bottom right.](9c6461e1e94afae4dec455e69a2ce152_img.jpg) + +Figure 4/G.809 – Partitioning of layer networks and flow domains. The diagram shows two versions of a network topology. The top version shows a 'layer network' (a rectangle) containing several nodes (blue ovals) and flow domains (dashed ellipses). Labels include 'A layer network', 'National part flow domain', and 'International part flow domain'. A large downward arrow indicates a transition to the bottom version, which shows the same network partitioned into 'Local part flow domain in a national part flow domain' and 'Transit part flow domain in a national part flow domain'. The label 'G.809\_F04' is present in the bottom right. + +**Figure 4/G.809 – Partitioning of layer networks and flow domains** + +#### 6.4.2.2 Flow point pool link partitioning + +In general, a flow point pool link is constructed by bundling a set of link flows (and assigning the associated flow points into flow point pools), that are equivalent for the purposes of routing. Flow point pool links may also be further bundled to provide for any desired capacity visibility. + +### 6.4.3 Layering concept + +The transport network can be decomposed into a number of independent layer networks with a client/server relationship between adjacent layer networks. A layer network describes the generation, transport and termination of a particular characteristic information. + +The layer networks that have been identified in the transport network functional model should not be confused with the layers of the OSI Model (ITU-T Rec. X.200). An OSI layer offers a specific service using one protocol among different protocols. On the contrary, each layer network (in this Recommendation) offers the same service using a specific protocol (the characteristic information). + +#### 6.4.3.1 Client/server relationships between layer networks + +Four forms of client/server relationships exist between connection-oriented and connectionless layer networks: + +- A connection-oriented client layer supported by a connection-oriented server layer network. This relationship is described in ITU-T Rec. G.805. + +- A connection-oriented client layer network supported by a connectionless server layer network. This relationship is illustrated in Figure 5. In this relationship, a client layer link connection (or a network connection containing no subnetwork connections) is supported by a server layer connectionless trail. The server layer source adaptation adapts the connection-oriented characteristic information of the client layer into connectionless adapted information in the server layer. The server layer sink adaptation function adapts server layer connectionless adapted information to client layer connection-oriented characteristic information. +- A connectionless client layer network supported by a connection-oriented server layer network. This relationship is illustrated in Figure 6. In this relationship, a client layer flow is supported by a server layer trail. The server layer source adaptation adapts the connectionless characteristic information of the client layer into connection-oriented adapted information in the server layer. The server layer sink adaptation function adapts server layer connection-oriented adapted information to client layer connectionless characteristic information. +- A connectionless client layer network supported by a connectionless server layer network. This relationship is illustrated in Figure 7. In this relationship, a client layer flow is supported by a server layer connectionless trail. The server layer source adaptation adapts the connectionless characteristic information of the client layer into connectionless adapted information in the server layer. The server layer sink adaptation function adapts server layer connectionless adapted information to client layer connectionless characteristic information. + +The concept of adaptation is introduced to describe how the client layer network characteristic information is modified so that it can be transported over a trail, or connectionless trail, in the server layer network. From a transport network functional viewpoint, therefore, the adaptation function falls between the layer networks. All the reference points belonging to a single layer network can be visualized as lying on a single plane as illustrated in Figure 1. This is the reason why there is not the same concept of contiguous layer boundaries in the transport network model as in the OSI protocol reference model. + +![Diagram illustrating the client-server relationship between a connection-oriented client layer network and a connectionless server layer network. The diagram shows two stacks of network layers. The left stack (client) consists of Source, AP, Source, TCP, Client to server adaptation, AP, Source, and TFP. The right stack (server) consists of Sink, AP, Sink, TCP, Client to server adaptation, AP, Sink, and TFP. The connections between the stacks are: Trail (top), Network connection (second from top), Connectionless trail (third from top), and Network flow (bottom). The label G.809_F05 is present in the bottom right.](5b8a756d9a71c35f17db8bcb90b438a3_img.jpg) + +Diagram illustrating the client-server relationship between a connection-oriented client layer network and a connectionless server layer network. The diagram shows two stacks of network layers. The left stack (client) consists of Source, AP, Source, TCP, Client to server adaptation, AP, Source, and TFP. The right stack (server) consists of Sink, AP, Sink, TCP, Client to server adaptation, AP, Sink, and TFP. The connections between the stacks are: Trail (top), Network connection (second from top), Connectionless trail (third from top), and Network flow (bottom). The label G.809\_F05 is present in the bottom right. + +**Figure 5/G.809 – Example client server/relationship between a connection-oriented client layer network and a connectionless server layer network** + +![Diagram illustrating the client-server relationship between a connectionless client layer network and a connection-oriented server layer network. The diagram shows two stacks of network layers. The left stack (client) consists of Source, AP, Source, TFP, Client to server adaptation, AP, Source, and TCP. The right stack (server) consists of Sink, AP, Sink, TFP, Client to server adaptation, AP, Sink, and TCP. The connections between the stacks are: Connectionless trail (top), Network flow (second from top), Trail (third from top), and Network connection (bottom). The label G.809_F06 is present in the bottom right.](c5655e700cc3e9aac7e9f4f07f30264d_img.jpg) + +Diagram illustrating the client-server relationship between a connectionless client layer network and a connection-oriented server layer network. The diagram shows two stacks of network layers. The left stack (client) consists of Source, AP, Source, TFP, Client to server adaptation, AP, Source, and TCP. The right stack (server) consists of Sink, AP, Sink, TFP, Client to server adaptation, AP, Sink, and TCP. The connections between the stacks are: Connectionless trail (top), Network flow (second from top), Trail (third from top), and Network connection (bottom). The label G.809\_F06 is present in the bottom right. + +**Figure 6/G.809 – Example client server/relationship between a connectionless client layer network and a connection-oriented server layer network** + +![Diagram illustrating the relationship between a connectionless client layer network and a connectionless server layer network. The diagram shows two parallel paths. The top path consists of a Source connected to an AP, which is connected to a Connectionless trail, which is connected to an AP, which is connected to a Sink. The bottom path consists of a Source connected to a TFP, which is connected to a Network flow, which is connected to a TFP, which is connected to a Sink. A dashed line labeled 'Client to server adaptation' connects the Source and Sink of the top path to the Source and Sink of the bottom path. The diagram is labeled G.809_F07.](e69b9188aa2c14ec6b21c83f711fef65_img.jpg) + +Diagram illustrating the relationship between a connectionless client layer network and a connectionless server layer network. The diagram shows two parallel paths. The top path consists of a Source connected to an AP, which is connected to a Connectionless trail, which is connected to an AP, which is connected to a Sink. The bottom path consists of a Source connected to a TFP, which is connected to a Network flow, which is connected to a TFP, which is connected to a Sink. A dashed line labeled 'Client to server adaptation' connects the Source and Sink of the top path to the Source and Sink of the bottom path. The diagram is labeled G.809\_F07. + +**Figure 7/G.809 – Example client server/relationship between a connectionless client layer network and a connectionless server layer network** + +## 6.5 Decomposition of connectionless layer networks + +It is possible to decompose a connectionless layer network by expanding either the flow terminations, or (termination) flow points of the layer network. + +## 6.6 Application of concepts to network topologies and structures + +NOTE 1 – The naming schemes used in the examples may not correspond with the naming schemes used in any related equipment specifications. + +NOTE 2 – The examples show only the basic network topologies and structures. Additional functionality, where appropriate, will be provided in the related equipment specifications. + +### 6.6.1 Ethernet supported on SDH layer networks + +Figure 8 shows an example of the case where Ethernet signals (ETH) are supported on SDH. Four layer networks are shown: + +- Ethernet Media Access Control (ETH) layer network; +- SDH higher-order path (e.g., VC-4) layer network; +- SDH multiplex section layer network; +- SDH regenerator section layer network. + +![Figure 8/G.809 – Application of functional architecture to the case of Ethernet supported on SDH. The diagram shows a layered network architecture for Ethernet over SDH. At the top, an 'ETH trail' connects two 'AP' (Access point) nodes via 'ETHT' (Ethernet termination) and 'TFP' (Termination flow point). Below this, an 'ETH link flow' connects 'HOPA' (Higher order path adaptation) nodes. The next layer shows 'HOP trail' and 'HOP link connection' between 'HOPT' (Higher order path trail termination) nodes, with a 'HOPSN connection' (Higher order path subnetwork) between 'CP' (Connection point) nodes. Subsequent layers show 'MS trail' and 'MS network connection' between 'MSA' (Multiplex section adaptation) and 'MST' (Multiplex section trail termination) nodes, 'RS trail' and 'RS network connection' between 'RSA' (Regenerator section adaptation) and 'RST' (Regenerator section termination) nodes, and finally 'TCP' (Termination connection point) nodes at the bottom. A legend on the left defines the abbreviations: AP (Access point), CP (Connection point), ETH (Ethernet), ETHT (Ethernet termination), FDF (Flow domain flow), FP (Flow point), HOPA (Higher order path adaptation), HOPT (Higher order path trail termination), HOPSN (Higher order path subnetwork), MS (Multiplex section), MSA (Multiplex section adaptation), MST (Multiplex section trail termination), RS (Regenerator section), RSA (Regenerator section adaptation), RST (Regenerator section termination), TCP (Termination connection point), and TFP (Termination flow point).](c914f51f4427bc672dd0526cfc90ebe9_img.jpg) + +Figure 8/G.809 – Application of functional architecture to the case of Ethernet supported on SDH. The diagram shows a layered network architecture for Ethernet over SDH. At the top, an 'ETH trail' connects two 'AP' (Access point) nodes via 'ETHT' (Ethernet termination) and 'TFP' (Termination flow point). Below this, an 'ETH link flow' connects 'HOPA' (Higher order path adaptation) nodes. The next layer shows 'HOP trail' and 'HOP link connection' between 'HOPT' (Higher order path trail termination) nodes, with a 'HOPSN connection' (Higher order path subnetwork) between 'CP' (Connection point) nodes. Subsequent layers show 'MS trail' and 'MS network connection' between 'MSA' (Multiplex section adaptation) and 'MST' (Multiplex section trail termination) nodes, 'RS trail' and 'RS network connection' between 'RSA' (Regenerator section adaptation) and 'RST' (Regenerator section termination) nodes, and finally 'TCP' (Termination connection point) nodes at the bottom. A legend on the left defines the abbreviations: AP (Access point), CP (Connection point), ETH (Ethernet), ETHT (Ethernet termination), FDF (Flow domain flow), FP (Flow point), HOPA (Higher order path adaptation), HOPT (Higher order path trail termination), HOPSN (Higher order path subnetwork), MS (Multiplex section), MSA (Multiplex section adaptation), MST (Multiplex section trail termination), RS (Regenerator section), RSA (Regenerator section adaptation), RST (Regenerator section termination), TCP (Termination connection point), and TFP (Termination flow point). + +G.809\_F08 + +**Figure 8/G.809 – Application of functional architecture to the case of Ethernet supported on SDH** + +# Annex A + +## Characteristics of connectionless and connection-oriented layer networks + +This annex compares and contrasts the properties of connection-oriented and connectionless layer networks. + +Many existing transport networks provide a Connection-oriented circuit switched (CO-CS) infrastructure (e.g., SDH). The architecture of transport networks based on SDH is described in ITU-T Rec. G.803. A Connection-oriented packet switched (CO-PS) infrastructure (e.g., ATM) that uses the CO-CS infrastructure may also be provided. ITU-T Rec. I.326 describes the functional architecture for ATM networks. A Connectionless Packet Switched (CLPS) infrastructure may be provided directly over a CO-CS infrastructure, CO-PS infrastructure, another CLPS infrastructure or over none of the above (e.g., directly connected). Note that the CO-CS infrastructure supporting a CO-PS or CLPS infrastructure may have limited capability (e.g., flexibility). + +These infrastructures have certain inherent characteristics that are used in the Operation and Administration of the network and the services that the network supports. A simplified description of, and an attempt to characterise, some of these networks is provided below: + +## **A.1 Characteristics of a CO-CS network implemented with SDH, OTN or PDH** + +Before a user information flow is initiated across the network, the user source, user destination (applications) and the network must agree on the characteristics of the connection (e.g., bit rate, availability). In terms of the Automatic Switched Transport Network architecture described in ITU-T Rec. G.8080/Y.1304, a call represents the negotiation between the customer and the network, whilst the connection supports the information flow. Based on this agreement to communicate (the call), the end customer payload is explicitly assigned to network resources by a connection management process, e.g., an explicit time-slot is identified in each of a series of concatenated (server layer) trails to interconnect the end user terminals at the addresses identified in the call request. These trails may be shared by multiple end customer payloads. Contention for resources is resolved at the time the connection is requested, if resources are not available the connection request is rejected (and the call attempt fails). In this case, the timeslot represents both a networking identifier (for the purposes of cross-connection or switching) and an explicit resource reservation. In terms of the ITU-T Rec. G.805 model, it is the adaptation function at the input of a server layer trail that "stores" the client signal until the assigned timeslot arrives. The customer does not constrain the choice of timeslot within the network i.e., the network "owns" the multiplexing and switching identifier space. This networking identifier (timeslot) has only local significance; it is only valid in the context of a specific trail. Separation of customer signals is provided inherently by the timeslot assignment performed by the network. Since the network has performed the assignment process, it can also arrange to intercept and monitor the client signal (or the trail supporting it) at any convenient point in the network. Network failures invoke a specific process, either a protection switch or restoration. A protection switch process is not visible to a connection management system (i.e., the end points of the trail are unchanged) whilst restoration invokes a new connection setup. Monitoring of the client signal can be coordinated across these processes. In general, both the client signal and the trails used to carry it are monitored using network overhead. + +## **A.2 Characteristics of a CO-PS network implemented with ATM** + +Before a user information flow is initiated across the network, the user source, user destination (applications) and the network must agree on the characteristics of the signal (e.g., peak and average bit rate). Based on this agreement, the end customer payload is explicitly assigned to network resources by a connection management system i.e., an explicit VPI/VCI is identified in each of a series of concatenated (server layer) trails to interconnect the end user terminals at the addresses identified in the call request. These trails may be shared by multiple end customer payloads. In this case, contention for the trail resources is not always fully resolved at the time the connection is requested, however, the network can assign (or not) customer connections to trails based on the traffic parameters of the connection request and the connections already assigned to the trail. In this case, the VCI/VPI represent networking identifiers for switching. In terms of the I.326 model, it is the adaptation function on the input to the server layer trail that buffers the ATM cell until a timeslot is available on the outgoing (CO-CS) trail. The customer does not constrain the choice of VPI/VCI within the network i.e., the network "owns" the multiplexing and switching identifier space. The VPI/VCI identifiers only have local significance; they are only valid in the context of a specific trail. Separation of customer signals is provided inherently by the VPI/VCI assignment performed by the network. Since the network has performed the assignment process, it can also arrange to intercept and monitor the client signal (or the trail supporting it) at any convenient point in the network. Note that, while network failures can cause the rearrangement of connections, this does not prevent monitoring as described above. In general, the integrity of the client signal is monitored using OAM cells. The trails in the network are monitored using network overhead. + +## **A.3 Characteristics of a CLPS network implemented with IP using best effort, destination-based forwarding** + +An IP packet can be initiated by a user without prior negotiation with either the network or the destination user terminal: there is no reservation of end-to-end resources. The source and destination addresses (networking identifiers) are included in the IP header appended to each packet by the source terminal. Both addresses have global significance, and the destination address is used by each router to forward the packet towards the intended destination based on the routing table at each router. A new packet invokes the same process used for any previous packet i.e., the network does not maintain state. The transport network resources (e.g., the CO-CS trails between routers) are shared by arbitrary end customer packets based on the content of the routing tables (e.g., current network topology and congestion). Changes in network topology (e.g., failures) and traffic loading are accommodated by updating the routing tables (e.g., removal of a failed link from the topology). The IP network uses a routing protocol to keep the routing tables current. Since the network has no explicit knowledge of the existence or location of a specific packet between customer terminals, the network cannot monitor these packets for service assurance. In such a network, each packet is treated independently and each packet can be considered as being equivalent to a flow using the model described in this Recommendation. Higher granularity flows based upon aggregation of packets can also be defined. + +## **A.4 Characteristics of a network implemented with ethernet** + +Similar to IP, as described above, a Media Access Control (MAC) frame can be initiated by a user, without prior negotiation, with either the network or the destination user terminal. The source and destination addresses (networking identifiers) are added to the header of each MAC frame by the source terminal. The addresses have global significance and the destination address is used by each switch to forward the information flow towards the intended destination based on the forwarding table at each switch. + +When a switch receives a frame with a MAC address that is not in the forwarding table, it is broadcast and, based on the frames received in the reverse direction, a new entry is made in the forwarding table. The information in the forwarding table "ages" and after some period of inactivity (i.e., no frames) it is discarded. The transport network resources (e.g., the CO-CS trails between routers) are shared by arbitrary end customer information flows based on the content of the forwarding table. Network topology changes are accommodated by invoking the broadcast mechanism and spanning tree algorithm to refresh the forwarding table. Since the network has no explicit knowledge of the existence or location of a specific flow between customer terminals, the network cannot monitor these flows for service assurance. In common with IP used in best effort, destination-based forwarding mode, each MAC frame can be considered as a flow, where the flow is equivalent to a single frame. Higher granularity flows based on aggregation of frames can also be defined. + +The characteristics of the networks identified above are summarized in Table A.1. + +**Table A.1/G.809 – Network characteristics of connection-oriented and connectionless layer networks** + +| Network Characteristic | CO-CS
(e.g., SDH,
OTN)
| CO-PS
(e.g., ATM)
| CLPS (IP)
With best effort,
destination-
based
forwarding | CLPS
(Ethernet)
| +|-----------------------------------------------------------------------------------------|---------------------------------------------------|---------------------------------------------------|-------------------------------------------------------------------------------------|---------------------------------------------------------------------------------| +| UNI demarcation | Yes | Yes | No | No | +| NNI demarcation | Yes | Yes | No | No | +| Control Plane/Bearer Plane separation | Yes | Yes | No | No | +| Networking identifier assigned by | Network | Network | Client | Client | +| Network identifier used for naming or addressing | No | No | Yes | Yes | +| Networking identifier | Local | Local | Global | Global | +| Networking identifier forwarding | Crossconnect | ATM Switch | router | switch | +| Source/destination address appended by | – | – | Client | Client | +| Source/destination address independent of networking identifier | Yes | Yes | No | No | +| Network visibility from client | No | No | Yes (e.g., Ping, Trace Route) | Yes (e.g., Ping) | +| Explicit connection request before flow initiation (Call/connection model) | Yes | Yes | No | No | +| Per flow (call) service assurance | Yes | Yes | No | No | +| Per flow (call) billing | Yes | Yes | No | No | +| Per flow (call) end-to-end resource allocation | Yes/Implicit | Yes | No | No | +| Flow (call) duration | Until explicitly terminated | Until explicitly terminated | Length of current packet | Length of current packet | +| Possibility of miss-sequencing of information between delivered to end user application | No – assuming communication is over a single flow | No – assuming communication is over a single flow | Yes – communication is segmented into packets each of which is routed independently | Yes – but not if packet flow is frequent enough to refresh the forwarding table | + +# Annex B + +## Components of connection-oriented and connectionless layer networks + +This annex compares the components of a connection-oriented architecture based on ITU-T Rec. G.805 with that of the connectionless architecture described in this Recommendation. This is described in Table B.1. Note that, whilst the terms "access group" and "access point" appear to be the same in both architectures their definitions are different depending upon the context of the layer network. In a connection-oriented layer network, the access point is the reference point between the adaptation and trail termination whilst, in a connectionless layer network, it is the reference point between the adaptation and flow termination. Furthermore, the access point of a connectionless layer network is associated with a connectionless trail, whilst the connection-oriented access point is associated with a trail. Similarly, the access group in a connectionless layer network is defined in terms of flow terminations, flow domains and flow point pool links whilst, in a connection-oriented layer network, it is defined in terms of terminations, links and subnetworks. This allows for a common description of a layer network for both connection-oriented and connectionless cases. + +Note that bidirectional constructs described in ITU-T Rec. G.805 do not have a counterpart in a connectionless layer network. + +Entities that are specific to a connectionless network are indicated in bold type. + +**Table B.1/G.809 – Components of connection-oriented and connectionless architectures** + +| Connection-oriented component | Connectionless component | +|---------------------------------------------|---------------------------------| +| Access group | Access group | +| Access point | Access point | +| Adaptation | Adaptation | +| Adaptation sink | Adaptation sink | +| Adaptation source | Adaptation source | +| Adapted information | Adapted information | +| Architectural component | Architectural component | +| Characteristic information | Characteristic information | +| Client/server relationship | Client/server relationship | +| Unidirectional connection | Flow | +| Unidirectional connection point | Flow point | +| Layer network | Layer network | +| Link | Flow point pool link | +| Link connection | Link flow | +| Network connection | Network flow | +| Subnetwork | Flow domain | +| Subnetwork connection | Flow domain flow | +| Unidirectional termination connection point | Termination flow point | +| Topological component | Topological component | +| Trail | Connectionless trail | +| Trail termination | Flow termination | +| Trail termination sink | Flow termination sink | +| Trail termination source | Flow termination source | +| Transport | Transport | +| Transport entity | Transport entity | +| Transport network | Transport network | +| Transport processing function | Transport processing function | + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|--------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series B | Means of expression: definitions, symbols, classification | +| Series C | General telecommunication statistics | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | TMN and network maintenance: international transmission systems, telephone circuits, telegraphy, facsimile and leased circuits | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| 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a/marked/G/T-REC-G.813-200303-I_PDF-E/raw.md b/marked/G/T-REC-G.813-200303-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..e60660aa42166cc50c1735426716faba2ef48a3e --- /dev/null +++ b/marked/G/T-REC-G.813-200303-I_PDF-E/raw.md @@ -0,0 +1,1008 @@ + + +![ITU logo: A globe with a lightning bolt and the letters ITU.](2dfa6ac3edfe874f68aa0cbccaa42322_img.jpg) + +ITU logo: A globe with a lightning bolt and the letters ITU. + +INTERNATIONAL TELECOMMUNICATION UNION + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.813** + +(03/2003) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital networks – Design objectives for digital networks + +--- + +**Timing characteristics of SDH equipment slave +clocks (SEC)** + +ITU-T Recommendation G.813 + +--- + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TESTING EQUIPMENTS | G.500–G.599 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| General aspects | G.800–G.809 | +| Design objectives for digital networks | G.810–G.819 | +| Quality and availability targets | G.820–G.829 | +| Network capabilities and functions | G.830–G.839 | +| SDH network characteristics | G.840–G.849 | +| Management of transport network | G.850–G.859 | +| SDH radio and satellite systems integration | G.860–G.869 | +| Optical transport networks | G.870–G.879 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| QUALITY OF SERVICE AND PERFORMANCE | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DIGITAL TERMINAL EQUIPMENTS | G.7000–G.7999 | +| DIGITAL NETWORKS | G.8000–G.8999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## **ITU-T Recommendation G.813** + +# **Timing characteristics of SDH equipment slave clocks (SEC)** + +## **Summary** + +This Recommendation outlines minimum requirements for timing devices used in synchronizing network equipment that operate according to the principles governed by the Synchronous Digital Hierarchy (SDH). + +This 2003 revision of ITU-T Rec. G.813 includes, in addition to a few editorial points, two technical points: + +- An update in 8.2 b) of the jitter tolerance for Option 2 that has already been published in ITU-T Rec. G.813 Corrigendum 1 in 2001. +- The introduction of STM-64 jitter generation values for Options 1 and 2 in clause 7.3. + +## **Source** + +ITU-T Recommendation G.813 was revised by ITU-T Study Group 15 (2001-2004) and approved under the WTSA Resolution 1 procedure on 16 March 2003. + +## **Keywords** + +Clock performance objectives, Clock performance parameters, Jitter performance, SDH equipment clock, Wander performance. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 2003 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## CONTENTS + +| | Page | +|------------------------------------------------------------------------------------------------------------------|------| +| 1 Scope ..... | 1 | +| 2 References..... | 1 | +| 3 Definitions ..... | 2 | +| 4 Abbreviations..... | 2 | +| 5 Frequency accuracy ..... | 3 | +| 6 Pull-in, hold-in, and pull-out ranges ..... | 3 | +| 6.1 Pull-in range ..... | 3 | +| 6.2 Hold-in range..... | 3 | +| 6.3 Pull-out range ..... | 3 | +| 7 Noise generation ..... | 3 | +| 7.1 Wander in locked mode ..... | 4 | +| 7.2 Non-locked Wander..... | 6 | +| 7.3 Jitter ..... | 7 | +| 8 Noise tolerance ..... | 8 | +| 8.1 Wander tolerance..... | 8 | +| 8.2 Jitter tolerance ..... | 11 | +| 9 Noise transfer..... | 13 | +| 10 Transient response and holdover performance ..... | 14 | +| 10.1 Short-term phase transient response ..... | 14 | +| 10.2 Long-term phase transient response (Holdover) ..... | 16 | +| 10.3 Phase response to input signal interruptions ..... | 18 | +| 10.4 Phase discontinuity ..... | 18 | +| 11 Interfaces..... | 19 | +| Appendix I – Guidance on the relationship between network limits and input noise tolerances ..... | 19 | +| I.1 Option 1 network limits ..... | 19 | +| I.2 Option 2 network limits ..... | 19 | +| Appendix II – Considerations on bandwidth requirements, noise accumulation and payload wander accumulation ..... | 20 | +| II.1 Introduction ..... | 20 | +| II.2 Relevant network requirements and assumptions for Option 1 ..... | 20 | +| II.3 Relevant network requirements and assumptions for Option 2 ..... | 23 | + + + +# Timing characteristics of SDH equipment slave clocks (SEC) + +# 1 Scope + +This Recommendation outlines requirements for timing devices used in synchronizing network equipment that operate according to the principles governed by the Synchronous Digital Hierarchy (SDH). These requirements apply under the normal environmental conditions specified for the SDH equipment. In normal operation, SDH equipment contains a slave clock traceable to a primary reference clock. In general, the SDH equipment clock (SEC) will have multiple reference inputs. In the event that all links between the master and the slave clock fail, the equipment should be capable of maintaining operation (holdover) within prescribed performance limits. + +The SEC is part of the SDH equipment, the functions of which are specified in ITU-T Rec. G.783 as the Synchronous Equipment Timing Source (SETS). Slave clocks used in SDH equipment must meet specific requirements in order to comply with network jitter requirements for plesiochronous tributaries. + +This Recommendation contains two options for the SEC. The first option, referred to as "Option 1," applies to SDH networks optimized for the 2048 kbit/s hierarchy. These networks allow the worst-case synchronization reference chain as specified in Figure 8-5/G.803. The second option, referred to as "Option 2," applies to SDH networks optimized for the particular 1544 kbit/s hierarchy that includes the rates 1544 kbit/s, 6312 kbit/s, and 44 736 kbit/s. The synchronization reference chain for these networks is defined in Appendix II. + +An SDH equipment slave clock should comply with all of the requirements specific to one option and should not mix requirements between Options 1 and 2. In the clauses where one requirement is specified, the requirements are common to both options. It is the intention that Options 1 and 2 should be harmonized in the future. + +Careful consideration should be taken when interworking between networks with SECs based on Option 1 and networks with SECs based on Option 2. + +This Recommendation defines the minimum requirements for clocks in SDH NEs. However, some SDH NEs may have a higher quality clock. This Recommendation allows for proper network operation when a SEC (Option 1 or 2) is timed from another SEC (like option), or a higher quality clock. Hierarchical timing distribution is recommended for SDH networks. Timing should not be passed from a SEC in free-run/holdover mode to a higher quality clock since the higher quality clock should not follow the SEC signal during fault conditions. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision: users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [1] ITU-T Recommendation G.703 (2001), *Physical/electrical characteristics of hierarchical digital interfaces*. +- [2] ITU-T Recommendation G.783 (2000), *Characteristics of synchronous digital hierarchy (SDH) equipment functional blocks*. + +- [3] ITU-T Recommendation G.801 (1988), *Digital transmission models.* +- [4] ITU-T Recommendation G.803 (2000), *Architecture of transport networks based on the synchronous digital hierarchy (SDH).* +- [5] ITU-T Recommendation G.810 (1996), *Definitions and terminology for synchronization networks.* +- [6] ITU-T Recommendation G.811 (1997), *Timing requirements of primary reference clocks.* +- [7] ITU-T Recommendation G.812 (1998), *Timing requirements of slave clocks suitable for use as node clocks in synchronization networks.* +- [8] ITU-T Recommendation G.822 (1988), *Controlled slip rate objectives on an international digital connection.* +- [9] ITU-T Recommendation G.823 (2000), *The control of jitter and wander within digital networks which are based on the 2048 kbit/s hierarchy.* +- [10] ITU-T Recommendation G.824 (2000), *The control of jitter and wander within digital networks which are based on the 1544 kbit/s hierarchy.* +- [11] ITU-T Recommendation G.825 (2000), *The control of jitter and wander within digital networks which are based on the synchronous digital hierarchy (SDH).* +- [12] ITU-T Recommendation Q.551 (2002), *Transmission characteristics of digital exchanges.* + +# 3 Definitions + +The terms and definitions used in this Recommendation are contained in ITU-T Rec. G.810. + +# 4 Abbreviations + +This Recommendation uses the following abbreviations: + +| | | +|------|-------------------------------------| +| CMI | Coded Mark Inversion | +| FPM | Flicker Phase Modulation | +| MTIE | Maximum Time Interval Error | +| NE | Network Element | +| OAM | Operation And Maintenance | +| PLL | Phase Locked Loop | +| PRC | Primary Reference Clock | +| SDH | Synchronous Digital Hierarchy | +| SEC | SDH Equipment Clock | +| SSMB | Synchronization Status Message Byte | +| STM | Synchronous Transport Module | +| TDEV | Time Deviation | +| UI | Unit Interval | +| UTC | Coordinated Universal Time | +| WFM | White Frequency Modulation | + +# 5 Frequency accuracy + +### a) *Option 1* + +Under free-running conditions, the SEC output frequency accuracy should not be greater than 4.6 ppm with regard to a reference traceable to a G.811 clock. + +NOTE – The time interval for this accuracy is for further study. Values of 1 month and 1 year have been proposed. + +### b) *Option 2* + +Under free-running conditions, the SEC output frequency accuracy should not be greater than 20 ppm. Note that payload performance is not guaranteed for a fractional frequency deviation with a magnitude greater than 4.6 ppm. However, Operations and Maintenance (OAM) functionality shall be supported when a SEC is performing at the minimum accuracy. + +# 6 Pull-in, hold-in, and pull-out ranges + +## 6.1 Pull-in range + +### a) *Option 1* + +The minimum pull-in range should be $\pm 4.6$ ppm, whatever the internal oscillator frequency offset may be. + +### b) *Option 2* + +The minimum pull-in range shall be $\pm 20$ ppm, whatever the internal oscillator frequency offset may be. + +## 6.2 Hold-in range + +### a) *Option 1* + +The hold-in range for Option 1 is not required. + +### b) *Option 2* + +The minimum hold-in range shall be $\pm 20$ ppm, whatever the internal oscillator frequency offset may be. + +## 6.3 Pull-out range + +### a) *Option 1* + +The pull-out range is for further study. A minimum value of $\pm 4.6$ ppm has been proposed. + +### b) *Option 2* + +The pull-out range is not specified. + +# 7 Noise generation + +The noise generation of a SEC represents the amount of phase noise produced at the output when there is an ideal input reference signal or the clock is in holdover state. A suitable reference, for practical testing purposes, implies a performance level at least 10 times more stable than the output requirements. The ability of the clock to limit this noise is described by its frequency stability. The measures MTIE and Time Deviation (TDEV) are useful for characterisation of noise generation performance. + +MTIE and TDEV are measured through an equivalent 10 Hz, first-order, low-pass measurement filter, at a maximum sampling time $\tau_0$ of 1/30 seconds. The minimum measurement period for TDEV is twelve times the integration period ( $T = 12\tau$ ). + +## 7.1 Wander in locked mode + +### a) Option 1 + +When the SEC is in the locked mode of operation, the MTIE measured using the synchronized clock configuration defined in Figure 1a/G.810 should have the limits in Table 1, if the temperature is constant (within $\pm 1^\circ\text{K}$ ): + +**Table 1/G.813 – Wander generation (MTIE) +for Option 1 with constant temperature** + +| MTIE limit | Observation interval $\tau$ | +|----------------------|-----------------------------| +| 40 ns | $0.1 < \tau \leq 1$ s | +| $40\tau^{0.1}$ ns | $1 < \tau \leq 100$ s | +| $25.25\tau^{0.2}$ ns | $100 < \tau \leq 1000$ s | + +The resultant requirement is shown by the thick solid line in Figure 1. + +When temperature effects are included, the allowance for the total MTIE contribution of a single SEC increases by the values in Table 2. + +**Table 2/G.813 – Additional wander generation (MTIE) +for Option 1 with temperature effects** + +| Additional MTIE allowance | Observation interval $\tau$ | +|---------------------------|-----------------------------| +| $0.5 \tau$ ns | $\tau \leq 100$ s | +| 50 ns | $\tau > 100$ s | + +The resultant requirements are shown by the thin solid line in Figure 1. + +![Figure 1/G.813 – Wander generation (MTIE) for Option 1. A log-log plot showing MTIE [ns] on the y-axis (1 to 1000) versus Observation interval τ [s] on the x-axis (0.1 to 1000). Two curves are shown: a thick solid line for 'const. temp.' and a thin solid line for 'var. temp.'. The thick line follows the limits in Table 1. The thin line follows the thick line but increases at τ = 100 s to a higher value (150 ns) due to temperature effects, as specified in Table 2. Key values on the y-axis are 1, 10, 40, 63, 100, and 1000. Key values on the x-axis are 0.1, 1.0, 10, 100, and 1000. At τ = 1000 s, the thin line is at 150 ns and the thick line is at 113 ns.](58de972a8c79c238b69cbeeafcc8d5fb_img.jpg) + +Figure 1/G.813 – Wander generation (MTIE) for Option 1. A log-log plot showing MTIE [ns] on the y-axis (1 to 1000) versus Observation interval τ [s] on the x-axis (0.1 to 1000). Two curves are shown: a thick solid line for 'const. temp.' and a thin solid line for 'var. temp.'. The thick line follows the limits in Table 1. The thin line follows the thick line but increases at τ = 100 s to a higher value (150 ns) due to temperature effects, as specified in Table 2. Key values on the y-axis are 1, 10, 40, 63, 100, and 1000. Key values on the x-axis are 0.1, 1.0, 10, 100, and 1000. At τ = 1000 s, the thin line is at 150 ns and the thick line is at 113 ns. + +**Figure 1/G.813 – Wander generation (MTIE) for Option 1** + +When the SEC is in the locked mode of operation, the TDEV measured using the synchronized clock configuration defined in Figure 1a/G.810 should have the limits in Table 3, if the temperature is constant (within $\pm 1^\circ\text{K}$ ): + +**Table 3/G.813 – Wander generation (TDEV) +for Option 1 with constant temperature** + +| TDEV limit | Observation interval $\tau$ | +|----------------------|-----------------------------| +| 3.2 ns | $0.1 < \tau \leq 25$ s | +| $0.64 \tau^{0.5}$ ns | $25 < \tau \leq 100$ s | +| 6.4 ns | $100 < \tau \leq 1000$ s | + +The resultant requirements are shown in Figure 2. + +![Figure 2/G.813 – Wander generation (TDEV) for Option 1 with constant temperature. This is a log-log plot showing TDEV [ns] on the y-axis versus Observation interval tau [s] on the x-axis. The y-axis ranges from 0.1 to 100, with major ticks at 0.1, 1, 3.2, 6.4, 10, and 100. The x-axis ranges from 0.1 to 1000, with major ticks at 0.1, 1.0, 10, 25, 100, and 1000. The plot shows a piecewise linear limit: a horizontal line at 3.2 ns from 0.1 s to 25 s, a diagonal line from (25, 3.2) to (100, 6.4), and a horizontal line at 6.4 ns from 100 s to 1000 s. A label '(const. temp.)' is present in the upper right area of the plot. The label 'G.813_F02' is at the bottom right.](86089bb74e9c313a8c62cd0cb41c3e66_img.jpg) + +Figure 2/G.813 – Wander generation (TDEV) for Option 1 with constant temperature. This is a log-log plot showing TDEV [ns] on the y-axis versus Observation interval tau [s] on the x-axis. The y-axis ranges from 0.1 to 100, with major ticks at 0.1, 1, 3.2, 6.4, 10, and 100. The x-axis ranges from 0.1 to 1000, with major ticks at 0.1, 1.0, 10, 25, 100, and 1000. The plot shows a piecewise linear limit: a horizontal line at 3.2 ns from 0.1 s to 25 s, a diagonal line from (25, 3.2) to (100, 6.4), and a horizontal line at 6.4 ns from 100 s to 1000 s. A label '(const. temp.)' is present in the upper right area of the plot. The label 'G.813\_F02' is at the bottom right. + +**Figure 2/G.813 – Wander generation (TDEV) +for Option 1 with constant temperature** + +b) *Option 2* + +When the SEC clock is in the locked mode of operation synchronized to a wander free reference, the MTIE and TDEV measured at the output under constant temperature (within $\pm 1^\circ\text{K}$ ) shall be below the limits in Tables 4 and 5. + +**Table 4/G.813 – Wander generation (MTIE) +for Option 2 with constant temperature** + +| MTIE limit | Observation interval $\tau$ | +|---------------------|-----------------------------| +| 20 ns | $0.1 < \tau \leq 1$ s | +| $20 \tau^{0.48}$ ns | $1 < \tau \leq 10$ s | +| 60 ns | $10 < \tau \leq 1000$ s | + +**Table 5/G.813 – Wander generation (TDEV) +for Option 2 with constant temperature** + +| TDEV limit | Observation interval $\tau$ | +|----------------------|------------------------------| +| $3.2 \tau^{-0.5}$ ns | $0.1 < \tau \leq 2.5$ s | +| 2 ns | $2.5 < \tau \leq 40$ s | +| $0.32 \tau^{0.5}$ ns | $40 < \tau \leq 1000$ s | +| 10 ns | $1000 < \tau \leq 10\,000$ s | + +The resultant requirements are shown in Figures 3 and 4. + +![Figure 3/G.813 – Wander generation (MTIE) for Option 2 with constant temperature. A log-log plot showing MTIE [ns] on the y-axis (1 to 100) versus Observation interval τ [s] on the x-axis (0.1 to 1000). The curve is piecewise linear: 20 ns from 0.1 to 1 s, 60 ns from 1 to 10 s, and 60 ns from 10 to 1000 s.](42ff8b598a0818ca8b6ef30850ad5f4e_img.jpg) + +Figure 3/G.813 – Wander generation (MTIE) for Option 2 with constant temperature. The graph shows the MTIE [ns] on the y-axis (logarithmic scale from 1 to 100) against the Observation interval $\tau$ [s] on the x-axis (logarithmic scale from 0.1 to 1000). The curve is defined by three segments: 20 ns for $0.1 < \tau \leq 1$ s, 60 ns for $1 < \tau \leq 10$ s, and 60 ns for $10 < \tau \leq 1000$ s. + +| Observation interval $\tau$ [s] | MTIE [ns] | +|---------------------------------|-----------| +| $0.1 < \tau \leq 1$ | 20 | +| $1 < \tau \leq 10$ | 60 | +| $10 < \tau \leq 1000$ | 60 | + +Figure 3/G.813 – Wander generation (MTIE) for Option 2 with constant temperature. A log-log plot showing MTIE [ns] on the y-axis (1 to 100) versus Observation interval τ [s] on the x-axis (0.1 to 1000). The curve is piecewise linear: 20 ns from 0.1 to 1 s, 60 ns from 1 to 10 s, and 60 ns from 10 to 1000 s. + +**Figure 3/G.813 – Wander generation (MTIE) +for Option 2 with constant temperature** + +![Figure 4/G.813 – Wander generation (TDEV) for Option 2. A log-log plot showing TDEV [ns] on the y-axis (1 to 100) versus Observation interval τ [s] on the x-axis (0.1 to 10,000). The curve is piecewise linear: 3.2 τ^-0.5 ns from 0.1 to 2.5 s, 2 ns from 2.5 to 40 s, 0.32 τ^0.5 ns from 40 to 1000 s, and 10 ns from 1000 to 10,000 s.](602ada2a012ff3cc38d91de2eec5b450_img.jpg) + +Figure 4/G.813 – Wander generation (TDEV) for Option 2. The graph shows the TDEV [ns] on the y-axis (logarithmic scale from 1 to 100) against the Observation interval $\tau$ [s] on the x-axis (logarithmic scale from 0.1 to 10,000). The curve is defined by four segments: $3.2 \tau^{-0.5}$ ns for $0.1 < \tau \leq 2.5$ s, 2 ns for $2.5 < \tau \leq 40$ s, $0.32 \tau^{0.5}$ ns for $40 < \tau \leq 1000$ s, and 10 ns for $1000 < \tau \leq 10\,000$ s. + +| Observation interval $\tau$ [s] | TDEV [ns] | +|---------------------------------|-------------------| +| $0.1 < \tau \leq 2.5$ | $3.2 \tau^{-0.5}$ | +| $2.5 < \tau \leq 40$ | 2 | +| $40 < \tau \leq 1000$ | $0.32 \tau^{0.5}$ | +| $1000 < \tau \leq 10\,000$ | 10 | + +Figure 4/G.813 – Wander generation (TDEV) for Option 2. A log-log plot showing TDEV [ns] on the y-axis (1 to 100) versus Observation interval τ [s] on the x-axis (0.1 to 10,000). The curve is piecewise linear: 3.2 τ^-0.5 ns from 0.1 to 2.5 s, 2 ns from 2.5 to 40 s, 0.32 τ^0.5 ns from 40 to 1000 s, and 10 ns from 1000 to 10,000 s. + +**Figure 4/G.813 – Wander generation (TDEV) for Option 2** + +## 7.2 Non-locked Wander + +When a clock is not locked to a synchronization reference, the random noise components are negligible compared to deterministic effects like initial frequency offset. Consequently the non-locked wander effects are included in 10.2. + +## 7.3 Jitter + +While most requirements in this Recommendation are independent of the output interface at which they are measured, this is not the case for jitter production; jitter generation requirements utilize existing Recommendations that have different limits for different interface rates. These requirements are stated separately for the interfaces identified in clause 11. To be consistent with other jitter requirements the values are in UIpp, where the UI corresponds to the reciprocal of the bit rate of the interface. + +Note that, in general, all filter values specified in this generation clause for STM-N interfaces have been harmonized with the filter values for the network limit as specified in ITU-T Rec. G.825, except for the 12 kHz high pass filter used in Option 2 which is specified in ITU-T Rec. G.783. An attempt to further harmonize the filter bandwidth specifications will be made in the future. + +NOTE – Due to the stochastic nature of jitter, the peak-to-peak values given in this clause eventually are exceeded. The requirements should therefore be fulfilled in at least 99% of all measurements made. + +### a) *Option 1* + +#### Output Jitter at a 2048 kHz interface + +In the absence of input jitter, the intrinsic jitter at a 2048 kHz output interface, as measured over a 60-second interval, should not exceed 0.05 UI peak-peak when measured through a single pole band-pass filter with corner frequencies at 20 Hz and 100 kHz. + +#### Output Jitter at an STM-N interface + +In the absence of input jitter at the synchronization interface, the intrinsic jitter at optical STM-N output interfaces, as measured over a 60-second interval, should not exceed the limits given in Table 6. The allowed jitter on an STM-1 electrical (CMI) interface is for further study. + +**Table 6/G.813 – STM-N jitter generation for Option 1** + +| Interface | Measuring filter | Peak-to-peak amplitude | +|----------------------------------------------------------------------------------------------------------------|-------------------|------------------------| +| STM-1 | 500 Hz to 1.3 MHz | 0.50 UI | +| | 65 kHz to 1.3 MHz | 0.10 UI | +| STM-4 | 1000 Hz to 5 MHz | 0.50 UI | +| | 250 kHz to 5 MHz | 0.10 UI | +| STM-16 | 5000 Hz to 20 MHz | 0.50 UI | +| | 1 MHz to 20 MHz | 0.10 UI | +| STM-64 | 20 kHz to 80 MHz | 0.50 UI | +| | 4 MHz to 80 MHz | 0.10 UI | +| For STM-1 1 UI = 6.43 ns
For STM-4 1 UI = 1.61 ns
For STM-16 1 UI = 0.40 ns
For STM-64 1 UI = 0.10 ns | | | + +### b) *Option 2* + +In the absence of input jitter at the synchronization interface, the intrinsic jitter at optical STM-N output interfaces shall be as stated in Table 7. + +**Table 7/G.813 – STM-N jitter generation for Option 2** + +| Interface | Measuring filter | Peak-to-peak amplitude | +|-----------|-------------------|------------------------| +| STM-1 | 12 kHz to 1.3 MHz | 0.10 UI | +| STM-4 | 12 kHz to 5 MHz | 0.10 UI | +| STM-16 | 12 kHz to 20 MHz | 0.10 UI | +| STM-64 | 20kHz to 80 MHz | 0.30 UI | +| STM-64 | 4 MHz to 80 MHz | 0.10 UI | + +# 8 Noise tolerance + +The noise tolerance of a SEC indicates the minimum phase noise level at the input of the clock that should be accommodated whilst: + +- Maintaining the clock within prescribed performance limits. The exact performance limits are for further study. +- Not causing any alarms. +- Not causing the clock to switch reference. +- Not causing the clock to go into holdover. + +In general, the noise tolerance of the SEC is the same as the network limit for the synchronization interface in order to maintain acceptable performance. However, the synchronization interface network limit may be different according to the application. Therefore, in order to determine the SEC noise tolerance, the worst case network limit should be used. An explanation of the different network limits for acceptable payload performance is given in Appendix I for information. + +The wander and jitter tolerances given in 8.1 and 8.2 represent the worst levels that a synchronization carrying interface should exhibit. The TDEV signal used for a conformance test should be generated by adding white, gaussian noise sources, of which each has been filtered to obtain the proper type of noise process with the proper amplitude. + +MTIE and TDEV are measured through an equivalent 10 Hz, first-order, low-pass measurement filter, at a maximum sampling time $\tau_0$ of 1/30 seconds. The minimum measurement period for TDEV is twelve times the integration period ( $T = 12\tau$ ). + +## 8.1 Wander tolerance + +### a) *Option 1* + +The SEC input wander tolerance expressed in MTIE and TDEV limits is given in Tables 8 and 9. + +NOTE – This applies to all Option 1 interfaces listed in clause 11. + +**Table 8/G.813 – Input wander tolerance (MTIE) for Option 1** + +| MTIE limit | Observation interval $\tau$ | +|--------------------------|----------------------------------| +| 0.25 $\mu\text{s}$ | $0.1 < \tau \leq 2.5 \text{ s}$ | +| $0.1 \tau \mu\text{s}$ | $2.5 < \tau \leq 20 \text{ s}$ | +| 2 $\mu\text{s}$ | $20 < \tau \leq 400 \text{ s}$ | +| $0.005 \tau \mu\text{s}$ | $400 < \tau \leq 1000 \text{ s}$ | + +**Table 9/G.813 – Input wander tolerance (TDEV) for Option 1** + +| TDEV limit | Observation interval $\tau$ | +|-----------------------|----------------------------------| +| 12 ns | $0.1 < \tau \leq 7 \text{ s}$ | +| $1.7 \tau \text{ ns}$ | $7 < \tau \leq 100 \text{ s}$ | +| 170 ns | $100 < \tau \leq 1000 \text{ s}$ | + +The resultant requirements are shown in Figures 5 and 6. + +![Figure 5/G.813 – Input wander tolerance (MTIE) for Option 1. A log-log plot showing MTIE [μs] on the y-axis versus Observation interval τ [s] on the x-axis. The plot consists of four segments: a horizontal line at 0.25 μs from 0.1 s to 2.5 s; a diagonal line with a positive slope from (2.5 s, 0.25 μs) to (20 s, 2.0 μs); a horizontal line at 2.0 μs from 20 s to 400 s; and a diagonal line with a positive slope from (400 s, 2.0 μs) to (1000 s, 5.0 μs).](1145fc59efdc7dacc8d3c715d7ff3248_img.jpg) + +| Observation interval $\tau$ [s] | MTIE [ $\mu\text{s}$ ] | +|---------------------------------|------------------------| +| 0.1 | 0.25 | +| 2.5 | 0.25 | +| 20 | 2.0 | +| 400 | 2.0 | +| 1000 | 5.0 | + +G.813\_F05 + +Figure 5/G.813 – Input wander tolerance (MTIE) for Option 1. A log-log plot showing MTIE [μs] on the y-axis versus Observation interval τ [s] on the x-axis. The plot consists of four segments: a horizontal line at 0.25 μs from 0.1 s to 2.5 s; a diagonal line with a positive slope from (2.5 s, 0.25 μs) to (20 s, 2.0 μs); a horizontal line at 2.0 μs from 20 s to 400 s; and a diagonal line with a positive slope from (400 s, 2.0 μs) to (1000 s, 5.0 μs). + +**Figure 5/G.813 – Input wander tolerance (MTIE) for Option 1** + +![Figure 6/G.813: Input wander tolerance (TDEV) for Option 1. A log-log plot showing TDEV [ns] on the y-axis (1 to 1000) versus Observation interval t [s] on the x-axis (0.1 to 1000). The curve is constant at 12 ns from 0.1 s to 7 s, then rises linearly to 170 ns at 100 s, and remains constant at 170 ns until 1000 s.](ad29805cd4f64ad2828e14feb66de664_img.jpg) + +| Observation interval t [s] | TDEV [ns] | +|----------------------------|-----------| +| 0.1 | 12 | +| 7 | 12 | +| 100 | 170 | +| 1000 | 170 | + +Figure 6/G.813: Input wander tolerance (TDEV) for Option 1. A log-log plot showing TDEV [ns] on the y-axis (1 to 1000) versus Observation interval t [s] on the x-axis (0.1 to 1000). The curve is constant at 12 ns from 0.1 s to 7 s, then rises linearly to 170 ns at 100 s, and remains constant at 170 ns until 1000 s. + +**Figure 6/G.813 – Input wander tolerance (TDEV) for Option 1** + +While suitable test signals that check conformance to the mask in Figure 6 are being studied, test signals with a sinusoidal phase variation can be used, according to the levels in Table 10. + +**Table 10/G.813 – Lower limit of maximum tolerable sinusoidal input wander for Option 1** + +| Peak-to-peak wander amplitude | | Wander frequency | | | | | +|-------------------------------|------------|------------------|-------------|-------------|------------|------------| +| $A_1$ (μs) | $A_2$ (μs) | $f_4$ (mHz) | $f_3$ (mHz) | $f_2$ (mHz) | $f_1$ (Hz) | $f_0$ (Hz) | +| 0.25 | 2 | 0.32 | 0.8 | 16 | 0.13 | 10 | + +The resultant requirements are shown in Figure 7. + +![Figure 7/G.813: Lower limit of maximum tolerable sinusoidal input wander for Option 1. A log-log plot showing Peak-to-peak wander amplitude [μs] on the y-axis versus Wander frequency [Hz] on the x-axis. The curve starts at A2 for f4, drops with a -20 dB/decade slope to A1 at f1, and remains constant at A1 for f0. The frequency markers on the x-axis from left to right are f4, f3, f2, f1, f0.](011fecb4a85637472f0c697a6cbdb15d_img.jpg) + +Figure 7/G.813: Lower limit of maximum tolerable sinusoidal input wander for Option 1. A log-log plot showing Peak-to-peak wander amplitude [μs] on the y-axis versus Wander frequency [Hz] on the x-axis. The curve starts at A2 for f4, drops with a -20 dB/decade slope to A1 at f1, and remains constant at A1 for f0. The frequency markers on the x-axis from left to right are f4, f3, f2, f1, f0. + +**Figure 7/G.813 – Lower limit of maximum tolerable sinusoidal input wander for Option 1** + +b) *Option 2* + +The SEC input wander tolerance expressed in TDEV is specified in Table 11. + +**Table 11/G.813 – Input wander tolerance (TDEV) for Option 2** + +| TDEV limit | Observation interval $\tau$ | +|-------------------------|-----------------------------| +| 17 ns | $0.1 < \tau \leq 3$ s | +| $5.77 \tau$ ns | $3 < \tau \leq 30$ s | +| $31.6325 \tau^{0.5}$ ns | $30 < \tau \leq 1000$ s | + +The resultant requirement is shown in Figure 8. A requirement expressed in MTIE is not defined. + +![Figure 8/G.813 – Input wander tolerance (TDEV) for Option 2. A log-log plot showing TDEV [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The plot consists of three segments: a horizontal line at 17 ns from 0.1 s to 3 s, a linear increase from 17 ns at 3 s to 173 ns at 30 s, and a square-root-like curve from 173 ns at 30 s to 1000 ns at 1000 s. The y-axis has major ticks at 1, 10, 17, 100, 173, and 1000. The x-axis has major ticks at 0.1, 1, 3, 10, 30, 100, and 1000.](a706c91f074ac2840c161a3d4a7c0f91_img.jpg) + +Figure 8/G.813 – Input wander tolerance (TDEV) for Option 2. A log-log plot showing TDEV [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The plot consists of three segments: a horizontal line at 17 ns from 0.1 s to 3 s, a linear increase from 17 ns at 3 s to 173 ns at 30 s, and a square-root-like curve from 173 ns at 30 s to 1000 ns at 1000 s. The y-axis has major ticks at 1, 10, 17, 100, 173, and 1000. The x-axis has major ticks at 0.1, 1, 3, 10, 30, 100, and 1000. + +**Figure 8/G.813 – Input wander tolerance (TDEV) for Option 2** + +## 8.2 Jitter tolerance + +a) *Option 1* + +The lower limit of maximum tolerable input jitter for 2048 kHz and 2048 kbit/s signals carrying synchronization to a SEC is given in Figure 9. + +NOTE – Jitter tolerance for STM-N interfaces is given in ITU-T Rec. G.825. + +![Figure 9/G.813: Lower limit of maximum tolerable input jitter. A line graph showing Peak-to-peak jitter Amplitude [ns] on the y-axis (100 to 250) versus Jitter Frequency [Hz] on a logarithmic x-axis (1.0 to 100,000). The curve is constant at 250 ns from 1.0 Hz to 19 Hz, then drops linearly to 100 ns at 49 Hz, and remains constant at 100 ns for frequencies up to 100,000 Hz. The label G.813_F09 is present in the bottom right corner of the graph area.](b53846f262c6904a1b45abef2e95fbd8_img.jpg) + +| Jitter Frequency [Hz] | Peak-to-peak jitter Amplitude [ns] | +|-----------------------|------------------------------------| +| 1.0 to 19 | 250 | +| 49 to 100,000 | 100 | + +Figure 9/G.813: Lower limit of maximum tolerable input jitter. A line graph showing Peak-to-peak jitter Amplitude [ns] on the y-axis (100 to 250) versus Jitter Frequency [Hz] on a logarithmic x-axis (1.0 to 100,000). The curve is constant at 250 ns from 1.0 Hz to 19 Hz, then drops linearly to 100 ns at 49 Hz, and remains constant at 100 ns for frequencies up to 100,000 Hz. The label G.813\_F09 is present in the bottom right corner of the graph area. + +**Figure 9/G.813 – Lower limit of maximum tolerable input jitter** + +### b) *Option 2* + +The lower limit of maximum tolerable jitter for STM-N signals carrying synchronization to a SEC is given in 6.1.2.1/G.825 for STM-1 and STM-1e (Table 3/G.825 and Figure 1/G.825), 6.1.2.2/G.825 for STM-4 (Table 5/G.825 and Figure 3/G.825), 6.1.2.3/G.825 for STM-16 (Table 6/G.825 and Figure 4/G.825), and 6.1.2.4/G.825 for STM-64 (Table 7/G.825 and Figure 5/G.825). + +The lower limit of maximum tolerable jitter for external 1544 kbit/s synchronization interfaces is given in Figure 10 and Table 12. + +**Table 12/G.813 – Lower limit of maximum tolerable sinusoidal input jitter for Option 2** + +| Peak-peak jitter amplitude
(UI)
| Frequency f
(Hz)
| +|--------------------------------------------|-----------------------------| +| 5 | $10 < f \leq 500$ | +| $5 \times [500/f]^{1.411}$ | $500 < f \leq 8000$ | +| 0.1 | $8000 < f \leq 40\ 000$ | + +![Figure 10/G.813: Lower limit of maximum tolerable sinusoidal input jitter for Option 2. The graph shows Peak-peak jitter amplitude (UI) on a logarithmic y-axis (0.01 to 10) versus Jitter frequency f (Hz) on a logarithmic x-axis (1 to 100 K). The curve is a dashed line that is constant at 5 UI from 10 Hz to 100 Hz, then decreases with a slope of -20 dB/decade until it reaches 0.1 UI at 10 K Hz, where it becomes constant again. The x-axis has major ticks at 1, 10, 100, 1 K, 10 K, and 100 K, with additional labels 500, 8 K, and 40 K. The y-axis has major ticks at 0.01, 0.1, 1, 5, and 10. The label G.813_F10 is in the bottom right corner.](b2d16e07bfa79d67a8adabf7e26c7764_img.jpg) + +Figure 10/G.813: Lower limit of maximum tolerable sinusoidal input jitter for Option 2. The graph shows Peak-peak jitter amplitude (UI) on a logarithmic y-axis (0.01 to 10) versus Jitter frequency f (Hz) on a logarithmic x-axis (1 to 100 K). The curve is a dashed line that is constant at 5 UI from 10 Hz to 100 Hz, then decreases with a slope of -20 dB/decade until it reaches 0.1 UI at 10 K Hz, where it becomes constant again. The x-axis has major ticks at 1, 10, 100, 1 K, 10 K, and 100 K, with additional labels 500, 8 K, and 40 K. The y-axis has major ticks at 0.01, 0.1, 1, 5, and 10. The label G.813\_F10 is in the bottom right corner. + +**Figure 10/G.813 – Lower limit of maximum tolerable sinusoidal input jitter for Option 2** + +# 9 Noise transfer + +The transfer characteristic of the SEC determines its properties with regard to the transfer of excursions of the input phase relative to the carrier phase. The SEC can be viewed as a low-pass filter for the differences between the actual input phase and the ideal input phase of the reference. The minimum and maximum allowed bandwidths for this low-pass filter behaviour are based on the considerations described in Appendix II and are indicated below. + +In the pass band the phase gain of the SEC should be smaller than 0.2 dB (2.3%). The above applies to a linear SEC model. However, this model should not restrict implementation. + +### a) *Option 1* + +The minimum bandwidth requirement for a SEC is 1 Hz. The maximum bandwidth requirement for a SEC is 10 Hz. + +### b) *Option 2* + +The SDH NE, when referenced to a STM-N timing signal that meets the input TDEV mask in Figure 8 and Table 11, shall output signals that meet the output TDEV limits in Table 13. + +**Table 13/G.813 – Wander transfer for Option 2 (maximum output wander when input wander meets Table 11/G.813)** + +| TDEV limit | Observation interval $\tau$ | +|-----------------------|-----------------------------| +| 10 ns | $0.1 < \tau \leq 1.7$ s | +| $5.77 \tau$ ns | $1.7 < \tau \leq 30$ s | +| $31.63 \tau^{0.5}$ ns | $30 < \tau \leq 1000$ s | + +TDEV is measured through an equivalent 10 Hz, first-order, low-pass measurement filter at a maximum sampling time $\tau_0$ of 1/30 seconds. The minimum measurement period for TDEV is twelve times the integration period ( $T = 12\tau$ ). + +The resultant requirement is shown in the mask of Figure 11. The purpose of these masks is to ensure that the maximum bandwidth of a SEC is 0.1 Hz. These masks should not to be used to verify phase gain peaking. There is no requirement for a minimum bandwidth. + +![Figure 11/G.813: Wander transfer for Option 2. A log-log plot showing TDEV [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The y-axis has major ticks at 1, 10, 100, 173, and 1000. The x-axis has major ticks at 0.1, 1, 1.7, 10, 30, 100, and 1000. The plot shows a horizontal line at 10 ns from 0.1 s to 1.7 s, followed by a diagonal line with a slope of 1 (representing a 10 Hz filter) from (1.7, 10) to (1000, 1000). A label 'G.813_F11' is in the bottom right corner.](96a7eac66ef72bb016c280278506ac63_img.jpg) + +Figure 11/G.813: Wander transfer for Option 2. A log-log plot showing TDEV [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The y-axis has major ticks at 1, 10, 100, 173, and 1000. The x-axis has major ticks at 0.1, 1, 1.7, 10, 30, 100, and 1000. The plot shows a horizontal line at 10 ns from 0.1 s to 1.7 s, followed by a diagonal line with a slope of 1 (representing a 10 Hz filter) from (1.7, 10) to (1000, 1000). A label 'G.813\_F11' is in the bottom right corner. + +**Figure 11/G.813 – Wander transfer for Option 2 (maximum output wander when input wander meets Figure 8/G.813)** + +# 10 Transient response and holdover performance + +The requirements in this clause apply to situations where the input signal is affected by disturbances or transmission failures (e.g., short interruptions, switching between different synchronization signals, loss of reference, etc.) that result in phase transients at the SEC output (see clause 11). The ability to withstand disturbances is necessary to avoid transmission defects or failures. Transmission failures and disturbances are common stress conditions in the transmission environment. + +Measurements of MTIE for Option 2 clocks are measured through an equivalent 100 Hz, first-order, low-pass measurement filter. + +To ensure transmission integrity, it is recommended that all the phase movements at the output of the SEC stay within the level described in the following subclauses. + +## 10.1 Short-term phase transient response + +### a) Option 1 + +This requirement reflects the performance of the clock in cases when the (selected) input reference is lost due to a failure in the reference path and a second reference input signal, traceable to the same reference clock, is available simultaneously, or shortly after the detection of the failure (e.g., in cases of autonomous restoration). In such cases the reference is lost for at most 15 s. The output phase variation, relative to the input reference before it was lost, is bounded by the following requirements: + +The phase error should not exceed $\Delta t + 5 \times 10^{-8} \times S$ seconds over any period $S$ up to 15 seconds. $\Delta t$ represents two phase jumps that may occur during the transition into and out of the holdover state which both should not exceed 120 ns with a temporary frequency offset of no more than 7.5 ppm. + +The resultant overall requirement is summarized in Figure 12. This figure is intended to depict the worst case phase movement attributable to an SEC reference clock switch. Clocks may change state more quickly than is shown here. Background information on the requirements that drove this requirement are provided in Appendix II. + +![Figure 12/G.813: Maximum phase transient at the output due to reference switching for Option 1. The graph plots Phase error [ns] on the y-axis (0 to 1000) against Time S [s] on the x-axis (0 to 15). The curve starts at 0 ns at 0 s, rises to 120 ns at 0.016 s, then continues to rise with a shallower slope to 1000 ns at 15 s. A horizontal line at 1000 ns indicates the maximum limit. The label G.813_F012 is present in the bottom right corner of the graph area.](2a77eb32ef4c4d8a5c1758a53a908336_img.jpg) + +Figure 12/G.813: Maximum phase transient at the output due to reference switching for Option 1. The graph plots Phase error [ns] on the y-axis (0 to 1000) against Time S [s] on the x-axis (0 to 15). The curve starts at 0 ns at 0 s, rises to 120 ns at 0.016 s, then continues to rise with a shallower slope to 1000 ns at 15 s. A horizontal line at 1000 ns indicates the maximum limit. The label G.813\_F012 is present in the bottom right corner of the graph area. + +**Figure 12/G.813 – Maximum phase transient at the output due to reference switching for Option 1** + +Figure 12 shows two-phase jumps in the clock switching transient. The first jump reflects the initial response to a loss of the synchronization reference source and subsequent entry into hold-over. The magnitude of this jump corresponds to a frequency offset less than 7.5 ppm for a duration less than 16 ms. After 16 ms, the phase movement is restricted to lie underneath the line with a slope of $5 \times 10^{-8}$ in order to constrain pointer activity. The second jump, which is to take place within 15 s after entering holdover, accounts for the switching to the secondary reference. The same requirements are applicable for this jump. After the second jump the phase error should remain constant and smaller than 1 $\mu\text{s}$ . + +NOTE – The output phase excursion, when switching between references which are not traceable to the same PRC, is for further study. + +In cases where the input synchronization signal is lost for more than 15 s, the requirements in 10.2 apply. + +### b) *Option 2* + +During clock rearrangement operations (e.g., reference switching), the output of the clock should meet the MTIE requirement in Table 14. + +**Table 14/G.813 – MTIE at the output due to reference switching for Option 2** + +| MTIE limit | Observation interval $\tau$ | +|-----------------------|-------------------------------| +| Not specified | $\tau \leq 0.014$ s | +| $(7.6 + 885 \tau)$ ns | $0.014$ s $< \tau \leq 0.5$ s | +| $(300 + 300 \tau)$ ns | $0.5$ s $< \tau \leq 2.33$ s | +| 1000 ns | $2.33$ s $< \tau$ | + +This MTIE requirement is illustrated in Figure 13. + +![Figure 13/G.813 – MTIE at the output due to reference switching for Option 2. A log-log plot showing MTIE [ns] on the y-axis (10 to 1000) versus Observation interval τ [s] on the x-axis (0.014 to 10). The curve starts at (0.014, 20), rises linearly to (0.5, 450), then to (2.33, 1000), and remains constant at 1000 ns for τ > 2.33 s.](7f687094e6abe34a9cf491942b296d9a_img.jpg) + +| Observation interval $\tau$ [s] | MTIE [ns] | +|---------------------------------|-----------| +| 0.014 | 20 | +| 0.5 | 450 | +| 2.33 | 1000 | +| 10 | 1000 | + +Figure 13/G.813 – MTIE at the output due to reference switching for Option 2. A log-log plot showing MTIE [ns] on the y-axis (10 to 1000) versus Observation interval τ [s] on the x-axis (0.014 to 10). The curve starts at (0.014, 20), rises linearly to (0.5, 450), then to (2.33, 1000), and remains constant at 1000 ns for τ > 2.33 s. + +**Figure 13/G.813 – MTIE at the output due to reference switching for Option 2** + +## 10.2 Long-term phase transient response (Holdover) + +This requirement bounds the maximum excursions in the output timing signal. Additionally, it restricts the accumulation of the phase movement during input signal impairments or internal disturbances. + +### a) Option 1 + +When a SEC loses its reference, it is said to enter the holdover state. The Phase Error, $\Delta T$ , at the output of the SEC relative to the input at the moment of loss of reference should not, over any period of $S > 15$ s, exceed the following limit: + +$$\Delta T(S) = \{(a_1 + a_2) S + 0.5 b S^2 + c\} \text{ [ns]}$$ + +where: + +$$a_1 = 50 \text{ ns/s (see Note 1);}$$ + +$$a_2 = 2000 \text{ ns/s (see Note 2);}$$ + +$$b = 1.16 \times 10^{-4} \text{ ns/s}^2 \text{ (see Note 3);}$$ + +$$c = 120 \text{ ns (see Note 4).}$$ + +This limit is subject to a maximum frequency offset of $\pm 4.6$ ppm. The behaviour for $S < 15$ s is defined in 10.1. + +NOTE 1 – The frequency offset $a_1$ represents an initial frequency offset corresponding to $5 \times 10^{-8}$ (0.05 ppm). + +NOTE 2 – The frequency offset $a_2$ accounts for temperature variations after the clock went into holdover and corresponds to $2 \times 10^{-6}$ (2 ppm). If there are no temperature variations, the term $a_2 S$ should not contribute to the phase error. + +NOTE 3 – The drift $b$ is caused by ageing: $1.16 \times 10^{-4}$ ns/s2 corresponds to a frequency drift of $1 \times 10^{-8}$ /day (0.01 ppm/day). This value is derived from typical ageing characteristics after 10 days of continuous operation. It is not intended to measure this value on a per day basis as the temperature effect will dominate. + +NOTE 4 – The phase offset $c$ takes care of any additional phase shift that may arise during the transition at the entry of the holdover state. + +The resultant overall requirement for constant temperature (i.e., when the temperature effect is negligible) is summarized in Figure 14. + +$$\Delta T(S) = \left( a_1 S + \frac{b}{2} S^2 + c \right) \quad [ns]$$ + +![Figure 14/G.813 – Permissible phase error for a SEC under holdover operation at constant temperature. The graph is a log-log plot showing Phase error ΔT [ns] on the y-axis (ranging from 10 to 10^6) versus Time S [S] on the x-axis (ranging from 10^-2 to 10^6). The curve starts at approximately 10^2 ns at 10^-2 s, remains relatively flat until about 1 s, and then increases linearly with a slope of 2 on the log-log scale, reaching 10^6 ns at 10^4 s.](50fecd0e7c9bf4ebf321d8367d42cc94_img.jpg) + +Figure 14/G.813 – Permissible phase error for a SEC under holdover operation at constant temperature. The graph is a log-log plot showing Phase error ΔT [ns] on the y-axis (ranging from 10 to 10^6) versus Time S [S] on the x-axis (ranging from 10^-2 to 10^6). The curve starts at approximately 10^2 ns at 10^-2 s, remains relatively flat until about 1 s, and then increases linearly with a slope of 2 on the log-log scale, reaching 10^6 ns at 10^4 s. + +**Figure 14/G.813 – Permissible phase error for a SEC under holdover operation at constant temperature** + +### b) *Option 2* + +During entry into holdover a phase transient may be generated. It is expected that any such transient would occur within the first 64 seconds of holdover. Any transient associated with entry into holdover shall have an MTIE (relative to the input at the moment of reference loss) not greater than Table 15. + +**Table 15/G.813 – MTIE during entry into holdover for Option 2** + +| MTIE limit | Observation interval $\tau$ | +|-----------------------|-------------------------------------| +| Not specified | $\tau < 0.014$ s | +| $(7.6 + 885 \tau)$ ns | $0.014 \text{ s} \leq \tau < 0.5$ s | +| $(300 + 300 \tau)$ ns | $0.5 \text{ s} \leq \tau < 2.33$ s | +| $(884 + 50 \tau)$ ns | $2.33 \text{ s} \leq \tau < 64$ s | +| Not specified | $64 \text{ s} \leq \tau$ | + +This MTIE requirement is illustrated in Figure 15. + +![Figure 15/G.813 – MTIE during entry into holdover for Option 2. A log-log plot showing MTIE [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The y-axis ranges from 10 to 10,000 ns with major ticks at 10, 20, 100, 450, 1,000, 4,084, and 10,000. The x-axis ranges from 0.014 to 100 s with major ticks at 0.014, 0.1, 0.5, 1, 2.33, 10, 64, and 100. The curve starts at (0.014, 20), rises linearly to (1, 1000), and then continues to rise to (64, 4084).](df0685d2d1176d617ed1e642de4e5425_img.jpg) + +| Observation interval $\tau$ [s] | MTIE [ns] | +|---------------------------------|-----------| +| 0.014 | 20 | +| 1 | 1000 | +| 64 | 4084 | + +Figure 15/G.813 – MTIE during entry into holdover for Option 2. A log-log plot showing MTIE [ns] on the y-axis versus Observation interval τ [s] on the x-axis. The y-axis ranges from 10 to 10,000 ns with major ticks at 10, 20, 100, 450, 1,000, 4,084, and 10,000. The x-axis ranges from 0.014 to 100 s with major ticks at 0.014, 0.1, 0.5, 1, 2.33, 10, 64, and 100. The curve starts at (0.014, 20), rises linearly to (1, 1000), and then continues to rise to (64, 4084). + +**Figure 15/G.813 – MTIE during entry into holdover for Option 2** + +The initial fractional frequency offset observed in the first minute after 64 seconds shall be less than 0.05 ppm. + +Any drift in frequency shall be less than $5.8 \times 10^{-6}$ ppm/s. Drift is defined as the change in fractional frequency offset per unit of time. These specifications apply at constant temperature. + +## 10.3 Phase response to input signal interruptions + +### a) Option 1 + +For short-term interruptions on synchronization input signals, that do not cause reference switching, the output phase variation should not exceed 120 ns, with a maximum frequency offset of 7.5 ppm for a maximum period of 16 ms. + +### b) Option 2 + +This is for further study. + +## 10.4 Phase discontinuity + +### a) Option 1 + +In cases of infrequent internal testing or other internal disturbances (but excluding major hardware failures, e.g., those that would give rise to clock equipment protection switches) within the SDH equipment clock, the following conditions should be met: + +- the phase variation over any period $S$ up to 16 ms should not exceed $7.5S$ ns; +- the phase variation over any period $S$ from 16 ms up to 2.4 s should not exceed 120 ns; +- for periods greater than 2.4 s, the phase variation for each interval of 2.4 s should not exceed 120 ns with a temporary offset of no more than 7.5 ppm up to a total amount of 1 $\mu$ s. + +### b) Option 2 + +This is for further study. + +# 11 Interfaces + +The requirements in this Recommendation are related to reference points internal to the Network Elements (NEs) in which the clock is embedded and are, therefore, not necessarily available for measurement or analysis by the user. Therefore, the performance of the SEC is not defined at these internal reference points, but rather at the external interfaces of the equipment. The input and output interfaces for SDH equipment in which the SEC may be contained are: + +- 1544 kbit/s interfaces according to ITU-T Rec. G.703. +- 2048 kHz external interfaces according to ITU-T Rec. G.703. +- 2048 kbit/s interfaces according to ITU-T Rec. G.703. +- STM-N traffic interfaces. + +Note that all of the above interfaces may not be implemented on all equipment. These interfaces should comply with the additional jitter and wander requirements as defined in this Recommendation. + +# Appendix I + +## Guidance on the relationship between network limits and input noise tolerances + +The network limit represents the worst case accumulation of jitter and wander within the synchronization distribution network for a particular application. The main purpose for defining a network limit is that it provides the maximum amount of jitter and wander that any synchronization element in the network may experience at its input in order to meet performance limits. The network limit should not be exceeded at the output of a synchronization element anywhere in the network. The network limits therefore provide indirectly the requirements for the lower limit of maximum tolerable jitter and wander at the input of synchronization elements. + +It is possible that, depending upon the application or clock, there may be different constraints imposed on the synchronization interface. However, the noise tolerance for a specific clock should be that requirement which places the more stringent requirements on the clock. + +## I.1 Option 1 network limits + +For Option 1 SECs, only one network limit applies for all applications and this is defined in Figures 5 to 7. + +## I.2 Option 2 network limits + +For Option 2, in order to have acceptable 45 Mbit/s payload jitter accumulation through AU-3 islands, the synchronization signal input to a SEC must have a network limit bounded by Figure 8. + +In order to have acceptable wander accumulation and slip performance for 1544 kbit/s payloads transported through VC-11 islands and terminating in controlled slip buffers, with hysteresis as small as 18 µs, the synchronization input to a SEC must be bounded by Figure I.1. + +![Figure I.1/G.813: Synchronization network limit to maintain 1544 kbit/s slip performance as defined in ITU-T Rec. G.822. The graph shows TDEV [ns] on the y-axis (logarithmic scale from 1 to 1000) versus Observation interval τ [s] on the x-axis (logarithmic scale from 0.01 to 1000). The curve is constant at 10 ns for observation intervals between 0.05 s and 10 s, and then increases linearly to 100 ns at 1000 s.](97f61e67792478fb6ce089868e503063_img.jpg) + +| Observation interval $\tau$ [s] | TDEV [ns] | +|---------------------------------|-----------| +| 0.05 | 10 | +| 10 | 10 | +| 1000 | 100 | + +G.813\_Fl.1 + +Figure I.1/G.813: Synchronization network limit to maintain 1544 kbit/s slip performance as defined in ITU-T Rec. G.822. The graph shows TDEV [ns] on the y-axis (logarithmic scale from 1 to 1000) versus Observation interval τ [s] on the x-axis (logarithmic scale from 0.01 to 1000). The curve is constant at 10 ns for observation intervals between 0.05 s and 10 s, and then increases linearly to 100 ns at 1000 s. + +**Figure I.1/G.813 – Synchronization network limit to maintain 1544 kbit/s slip performance as defined in ITU-T Rec. G.822** + +# Appendix II + +## Considerations on bandwidth requirements, noise accumulation and payload wander accumulation + +## II.1 Introduction + +In locked mode, a SEC will generally mimic the behaviour of a 2-nd order linear analogue phase locked loop. This allows the use of the terms (equivalent) 3 dB bandwidth and (equivalent) damping factor, as they are used in analog PLL theory, irrespective of the fact that in the implementation of a SEC, digital and/or non-linear techniques may be used. + +In this appendix, the considerations on the choice of equivalent bandwidth are discussed, given the constraints imposed by the stated requirements and assumptions. In addition, considerations are given for the Option 2 network limit TDEV mask (for acceptable wander and slip performance for 1544 kbit/s transport over VC-11 islands) in Figure I.1, and the Option 2 wander generation MTIE and TDEV masks in Figures 3 and 4. + +## II.2 Relevant network requirements and assumptions for Option 1 + +### II.2.1 G.825 STM-N jitter acceptance + +Table 5/G.825 states that the tolerance for jitter on the STM-4 signal decreases linearly along a 7.5 ppm slope between $A_2$ (0.25 $\mu\text{s}$ ) and $A_3$ (1.5 UI) levels. The STM-4 case is the most restrictive in this respect. In the cases of STM-1 and STM-16, the requirements are 15.2 ppm and 9.5 ppm respectively. + +This requirement leads directly to an upper limit for the SEC bandwidth. When the SEC switches reference it will experience a phase jump on its input because, in general, the phases of the various references are uncorrelated. Such jumps may lead to a phase jump on the output with a magnitude of at most 120 ns. The jumps are shown in Figure II.2. Their magnitude of 120 ns is between the $A_2$ and $A_3$ levels in Table 5/G.825 and hence, the 7.5 ppm limit applies. In other words, it must take at + +least 16 ms to reach the 120 ns phase offset at the output. A time constant of 16 ms corresponds to a bandwidth of at most 10 Hz in a PLL model with a reasonable damping factor (e.g., larger than 3). + +### II.2.2 Wander accumulation in a synchronization distribution chain + +The choice of bandwidth for the SEC needs to consider the worst case synchronization reference chain as described in Figure 8-5/G.803. To limit the wander accumulation, the bandwidth ratio between the SEC and the G.812 clock must be large enough. An upper limit for the bandwidth of an G.812-like clock is given in ITU-T Rec. Q.551 to be 0.1 Hz. This assumption leads to the consideration that the SEC bandwidth should be at least 1 Hz. If the G.812/SEC bandwidth ratio is sufficiently large, only a fraction of the chain according to Figure II.1 has to be considered for the noise contribution of the SECs to the noise at the output of the synchronization chain. + +![Diagram of a synchronization reference chain. It shows a sequence of nodes: SSU clock, 1, 2, 3, ..., 18, 19, 20. Below the main chain, a separate node labeled 'n' is identified as a Synchronous Equipment Clock (SEC). The diagram is labeled G.813_FII.1.](2ae3eae1bd80a90f192f568ae246a9a6_img.jpg) + +The diagram illustrates a synchronization reference chain. It consists of a series of nodes connected in a linear sequence. The first node is labeled 'SSU clock'. This is followed by nodes numbered 1, 2, and 3. A dashed line indicates a gap in the sequence, after which nodes 18, 19, and 20 are shown. Below the main chain, there is a separate node labeled 'n', which is identified by a legend as a 'Synchronous Equipment Clock (SEC)'. The diagram is labeled 'G.813\_FII.1' in the bottom right corner. + +Diagram of a synchronization reference chain. It shows a sequence of nodes: SSU clock, 1, 2, 3, ..., 18, 19, 20. Below the main chain, a separate node labeled 'n' is identified as a Synchronous Equipment Clock (SEC). The diagram is labeled G.813\_FII.1. + +**Figure II.1/G.813 – Synchronization reference chain** + +Simulations have been carried out using standard clock recovery device models. The simulation results show that the output noise is predominantly determined by the SECs, and that increasing the bandwidth of the SECs significantly reduces the jitter and wander produced by the chain. This leads to a minimum bandwidth requirement in the order of 1 Hz. + +### II.2.3 Phase transients due to automatic timing restoration + +The reference chain of Figure 8-5/G.803 shows that a path carrying synchronization through the network may contain up to 10 G.812 clocks and 60 SECs. Since the wander on such a synchronization distribution trail is limited to 5 µs, it is necessary to limit phase transients that are the consequence of automatic timing restoration in a chain of SECs. + +A value of 1 µs is assumed as the upper limit for such a phase transient. Moreover, if phase transients stay below 1 µs, the SEC chain shows the same MTIE performance as a single G.812. Such a practice avoids the risk that the downstream G.812 generates an alarm or performs reference switching due to a bad input, since it may be assumed that G.812s, in general, can accept the 1 µs transients that may be generated by the upstream G.812. + +From the 1 µs requirement, a lower limit of the SEC bandwidth can be deduced by considering the restoration time of a SEC chain, and the holdover accuracy of the SEC. Given that two-phase jumps with a contribution of 120 ns may each be needed to switch to and from holdover, there are 15 s to operate with an inaccuracy of 50 ns/s (0.05 ppm) and still stay within the 1000 ns phase transient limit (see Figure II.2). + +![Figure II.2/G.813 – SEC output phase under reference switching. A graph showing Phase error [ns] on the y-axis (0 to 1000) versus Time S [s] on the x-axis (0.016 to 15). The curve starts at 0 ns at 0.016 s, rises with a slope of 7.5 ppm (determined by requirement II.2.1) until it reaches 1000 ns at 15 s, where it levels off. A second slope of 0.05 ppm (determined by requirement II.2.3) is indicated for the initial rise. The label G.813_FII.2 is in the bottom right corner.](2a23751710f7827065d2b99b6df588df_img.jpg) + +Figure II.2/G.813 – SEC output phase under reference switching. A graph showing Phase error [ns] on the y-axis (0 to 1000) versus Time S [s] on the x-axis (0.016 to 15). The curve starts at 0 ns at 0.016 s, rises with a slope of 7.5 ppm (determined by requirement II.2.1) until it reaches 1000 ns at 15 s, where it levels off. A second slope of 0.05 ppm (determined by requirement II.2.3) is indicated for the initial rise. The label G.813\_FII.2 is in the bottom right corner. + +**Figure II.2/G.813 – SEC output phase under reference switching** + +This imposes a trade-off between the processing time of the synchronization status messages that trigger the timing restoration, and the bandwidth of the SECs. The simulations used in the derivation of Figure II.2 assumed an SSMB and reference switching time in the order of 200-600 ms. This corresponds to a minimum SEC bandwidth of 1 Hz. However, tests carried out on early generation SDH equipment have ranges of reference switching completion times up to 10 seconds when switching to and from holdover mode. The future objective should be to reduce this reference switching time to and from holdover mode. + +This simulation was done on the longest chain (20) of SECs in a ring. The 1000 ns phase transient limit is reached only in one SEC of the ring when the failure is located in a specific location on the ring. Furthermore, the simulation assumed that each switch in each node gives rise to the maximum phase step of +120 ns. + +### II.2.4 Conclusion + +In summary the requirements listed above lead to the bandwidth constraints for the SEC in Table II.1. + +**Table II.1/G.813 – Requirements for SEC bandwidth constraints for Option 1** + +| Requirement | Resulting SEC bandwidth constraint | +|----------------------------------------------------------------------------------------|------------------------------------| +| G.825 STM-N jitter acceptance | < 10 Hz | +| Wander accumulation in a synchronization distribution chain; G.812/SEC bandwidth ratio | > 1 Hz | +| Wander accumulation in a synchronization distribution chain; SEC accumulation | > 1 Hz | +| 1 µs maximum phase transients due to automatic timing restoration | > 1 Hz | + +From this it is concluded that the bandwidth of the SEC should be in the range 1-10 Hz. + +## **II.3 Relevant network requirements and assumptions for Option 2** + +### **II.3.1 Clock bandwidth requirements** + +The following considerations were taken into account in determining the maximum bandwidth of a G.813 clock used in networks based on the G.824 1544 kbit/s hierarchy: + +- 1544 kbit/s facilities from the G.824 hierarchy used for synchronization distribution may experience a phase transient of up to 81 ns in any 1.326 ms period (1/8 UI at the 1544 kbit/s rate) up to a maximum of 1000 ns total (1000 ns in 16.4 ms, or $\Delta f/f = 61$ ppm max.). +- If not adequately filtered, this 1544 kbit/s synchronization transient may encode large phase changes onto payloads which are synchronized into SDH payload containers (particularly 44 736 kbit/s payloads into AU-3) through the asynchronous stuffing process. +- The Option 2 G.813 clock must filter and slow this rapid phase rate of change, or up to 25 UI of jitter may be encoded into 44 736 kbit/s payloads through the asynchronous stuffing process (44 736 kbit/s jitter measured through a 10 Hz single pole high-pass filter). Since the network jitter limit for 44 736 kbit/s payloads in the G.824 hierarchy is 5 UIpp, this performance level is undesirable. +- A network jitter allocation budget for 44 736 kbit/s payloads passing through SDH islands was determined which allowed up to 32 44 736 kbit/s SDH islands, and allowed 44 736 kbit/s jitter budgets for SDH 44 736 kbit/s mapping jitter, jitter from AU-3 pointers, and 44 736 kbit/s mapping jitter accumulation from conventional asynchronous transport processes (PDH transport). The SDH 44 736 kbit/s mapping jitter portion of this budget allowed up to 0.4 UIpp 44 736 kbit/s jitter per synchronizer/desynchronizer pair (SDH island). +- To limit 44 736 kbit/s jitter encoded through the SDH mapping process due to the 1544 kbit/s synchronization transient to $\sim 0.4$ UIpp, a maximum NE clock filtering bandwidth of 0.1 Hz is required for NEs controlled by G.813 Option 2 clocks. + +There is no lower bandwidth limit specified for Option 2 G.813 NE clocks. + +### **II.3.2 Network limit TDEV mask** + +The network limit TDEV mask in Figure I.1 was based on studies of wander accumulation on 1544 kbit/s signals transported through SDH VC-11 islands. A VC-11 island is an SDH network with asynchronous interfaces; a VC-11 island reference connection for wander is shown in Figure II.3. + +![SDH VC-11 island wander reference model diagram showing signal flow from PRC to Slave clock to Switch, then through islands of 10 pointer processors. A central box contains a wander budget table. Sync distribution is shown with dotted lines to UTC, and 1544 kbit/s traffic is shown with solid lines.](11edb7fcedf09ac6a817f8d7b8c61eec_img.jpg) + +The diagram illustrates the SDH VC-11 island wander reference model. It shows two identical processing chains on the left and right, each consisting of a PRC (Primary Reference Clock) connected to a Slave clock, which is connected to a Switch. Below each Switch is an island containing 10 pointer processors. These islands are interconnected by a central path of 10 pointer processors per island. The entire system is synchronized via a dotted line representing 'Sync distribution' to a central UTC (Coordinated Universal Time) block. The 1544 kbit/s traffic is represented by solid lines. + +Wander budget table: + +| Component | Allocation (μs/day) | +|--------------------------------------------|---------------------| +| Switch synchronization | 3.7 | +| DS-1 to DS-3 mapping | 0.3 | +| DS-1 to VC-11 mapping | 2.6 | +| Temperature effects on fibre | 1.3 | +| NE synchronization noise & random pointers | 10.1 | +| Total | 18.0 | + +Timing parameters: 1.861 μs (from PRC to UTC), 14.3 μs (total round trip). + +Legend: + +- ..... Sync distribution +- 1544 kbit/s traffic + +System configuration: + +- 8 VC-11 islands +- 7 Asynchronous islands +- 700 km aerial & buried fibre + +G.813\_FII.3 + +SDH VC-11 island wander reference model diagram showing signal flow from PRC to Slave clock to Switch, then through islands of 10 pointer processors. A central box contains a wander budget table. Sync distribution is shown with dotted lines to UTC, and 1544 kbit/s traffic is shown with solid lines. + +**Figure II.3/G.813 – SDH VC-11 island wander reference model and wander budget** + +As these VC-11 islands are interconnected, jitter and wander can accumulate as 1544 kbit/s signals are mapped and demapped from SDH signals. Extensive simulation studies were performed for 1544 kbit/s wander accumulation1. A wander budget was developed for the 1544 kbit/s signals transported over these islands, and is also shown in Figure II.3. This wander budget allocates 10.1 μs of wander per day to SDH NE synchronization noise and random pointer adjustments. This budget was developed using ITU-T Rec. G.822 as a guideline. ITU-T Rec. G.822 specifies in a + +1 Extensive simulation studies were also performed for both 1544 kbit/s and 44 736 kbit/s jitter accumulation, using appropriate VC-11 and AU-3 island reference models. The results showed that the SDH NE synchronization requirements for acceptable 1544 kbit/s wander accumulation are tighter than for acceptable 1544 kbit/s or 44 736 kbit/s jitter accumulation (see Appendix I). + +national and local network that there should be less than an average of 2.3 slips in 24 hours (46% of 5 slips in 24 hours) at least 98.9% of the time. + +The model assumptions for the 1544 kbit/s wander and slip simulations are described in II.3.2.1. It was found that, for a network of 8 VC-11 islands with each SDH NE synchronized by a signal that meets the TDEV mask of Figure I.1, there will be 1 or fewer 1544 kbit/s slips per day 94.6% of the time and 2 or fewer 1544 kbit/s slips per day 99.0% of the time. It was decided that not all networks of large number of VC-11 islands need to be accommodated. ITU-T Rec. G.801 states that the hypothetical reference connection "... does not represent the rare worst case connection; although it does aim to encompass the vast majority of connections." + +#### **II.3.2.1 1544 kbit/s wander accumulation and slip simulation model assumptions** + +In the simulation model, each node of each SDH island was synchronized by a clock phase noise model that contained a Flicker Phase Modulation (FPM) component and White Frequency Modulation (WFM) component. The WFM noise component was produced by generating a Gaussian white noise random sequence with zero mean and standard deviation equal to the specified amplitude, and then integrating this process. The FPM noise component was produced by generating a Gaussian white noise random sequence with zero mean and standard deviation equal to the specified amplitude, and then passing this sequence through a set of filters as described and implemented in [II.1]. The FPM and WFM amplitudes were chosen such that TDEV for the resulting phase noise just met the mask of Figure I.1. This resulting phase noise was filtered by a single-pole, 0.1 Hz low-pass filter, which represented the SDH NE clock. VC-11 pointer processors were assumed to have a 2-byte threshold spacing, and AU-3 pointer processors were assumed to have a 4-byte threshold spacing. The desynchronizers in each island were not modelled, as these do not affect long-term phase variation and 1544 kbit/s slip performance. The simulation results described at the end of the above subclause were for a network of 8 VC-11 islands with 10 pointer processor nodes per island. For each simulation case (i.e., for the 8 VC-11 island case described above, and for various other cases), a number of independent replications were run to obtain statistically significant results. + +1544 kbit/s slip performance was obtained using an approximate slip buffer model. In this model, the slip buffer size is equal to the sum of the frame size and the hysteresis. The buffer fill at any given time is equal to the sum of the initial buffer fill, the 1544 kbit/s phase input, and the total phase due to all slips up to that time. For each of the independent replications of the 1544 kbit/s phase accumulation simulation, the slip buffer simulation was run a number of times, with a different slip buffer initial condition for each run. The initial buffer fills were chosen to be uniformly-spaced2. For each of these runs, the number of slips was recorded; a statistical analysis was performed on the results of all the runs to obtain estimates of the probabilities of obtaining various numbers of slips in one day. + +The input to the slip buffer model should be the total 1544 kbit/s phase, due to all the components of the wander budget in Figure II.3. However, it was not practical to run multiple, independent replications of 1-day simulations of 1544 kbit/s-to-44 736 kbit/s mapping and of 1544 kbit/s-to-VC-11 mapping (the computational requirements for this would have been prohibitive). In addition, a model for the component due to temperature effects on the fiber was not available. Therefore, these components were not simulated; they were accounted for by reducing the slip buffer hysteresis by their budgeted amounts in Figure II.3. The slip buffer hysteresis used in the simulations was therefore 13.8 $\mu$ s. The component of 1544 kbit/s wander due to switch synchronization was simulated using a random phase noise model similar to the one above for + +--- + +2 For most cases, the number of independent wander accumulation simulation replications was 300 and, for each replication, the number of slip buffer simulations was 51. + +SDH NE synchronization noise. The main difference between the two models is that the noise levels for switch synchronization are somewhat higher. + +### II.3.3 Wander accumulation in a synchronization distribution chain + +This clause describes noise accumulation studies for synchronization reference chains. The purpose of this work was to verify that the wander generation requirements in Figures 3 and 4 are consistent with the network limit in Figure I.1. + +Figure II.4 represents a generic model for synchronization distribution via SDH facilities in a network based on Option 2. With the exception of the first slave clock, the model assumes that all slave clocks in the chain derive timing from the optical carrier and not an embedded asynchronous payload signal. Each slave clock is of higher quality than the Option 2 SEC. This model can represent distribution topologies for any synchronization distribution architecture (linear, line-timed rings, etc.), and is consistent with the architecture of models in ITU-T Rec. G.803. + +![Diagram of an SDH synchronization distribution reference chain (Option 2). The chain consists of a series of nodes connected by arrows. It starts with a large circle labeled 'Slave Clock 1', followed by a sequence of smaller circles labeled S1, S2, ..., Sp, Slave Clock 2, Sp+1, ..., Sj, and ending with a large circle labeled 'Slave Clock n'. Dashed lines are used between S2 and Sp, and between Sp+1 and Sj to indicate intermediate nodes. The label 'G.813_FII.4' is located at the bottom right of the diagram.](9f9386d5b3d6cbeb1ed104a799320ebf_img.jpg) + +``` + +graph LR + SC1((Slave Clock 1)) --> S1((S1)) + S1 --> S2((S2)) + S2 -.-> Sp((Sp)) + Sp --> SC2((Slave Clock 2)) + SC2 --> Sp1((Sp+1)) + Sp1 -.-> Sj((Sj)) + Sj --> SCn((Slave Clock n)) + +``` + +Diagram of an SDH synchronization distribution reference chain (Option 2). The chain consists of a series of nodes connected by arrows. It starts with a large circle labeled 'Slave Clock 1', followed by a sequence of smaller circles labeled S1, S2, ..., Sp, Slave Clock 2, Sp+1, ..., Sj, and ending with a large circle labeled 'Slave Clock n'. Dashed lines are used between S2 and Sp, and between Sp+1 and Sj to indicate intermediate nodes. The label 'G.813\_FII.4' is located at the bottom right of the diagram. + +$S_i$ $i^{\text{th}}$ SDH NE clock in chain + $n$ Total number of slave clocks + +$j$ Total number of SDH NE clocks + $p$ Number of SDH NE clocks between slave clocks + +NOTE – Slave clock $n$ is shown here as the last element in the reference chain. + +$S_j$ could be the last element in the reference chain. + +**Figure II.4/G.813 – SDH synchronization distribution reference chain (Option 2)** + +Simulations were performed for noise accumulation in several examples of Option 2 synchronization reference chains. These examples include a chain of up to 10 externally-timed SDH NEs and a line-timed ring with 16 SDH NEs. The output of each clock was assumed to be the sum of the input filtered by a low-pass filter, plus the internal noise generation and any transients due to reference switching or internal rearrangement. Each SDH NE clock was assumed to have a bandwidth of 0.1 Hz (see clause 9, Option 2). Each slave clock was assumed to have a bandwidth of 0.01 Hz. The wander generation of each SDH NE clock was assumed to meet the TDEV and MTIE masks of 7.1, Option 2. The noise generation model was constructed by superposing appropriately filtered White Phase Modulation (WPM), FPM and WFM sources. + +For a chain of 10 externally timed SDH NEs and no phase transients, simulation results show that the output of the last clock in the chain (the tenth SDH NE) has TDEV approximately a factor of 3 below the mask in Figure I.1 for integration times less than about 400 s. For longer integration times, TDEV for the last clock output levels off and then decreases while the TDEV mask continues to increase with WFM characteristic. For a line-timed ring with 16 SDH NEs and no phase transients, simulation results show that the output of the last SDH NE clock has TDEV approximately a factor of 3 below the mask in Figure I.1 for integration times less than approximately 100 s. For longer integration times, TDEV for the last clock output levels off and then decreases while the TDEV mask continues to increase with WFM characteristic. For a chain of 4 externally-timed SDH NEs and 2 transients per chain per day, with each transient having amplitude of 150 ns and sign chosen randomly at initialization, simulation results show that the output of the last clock in the chain (the fourth SDH NE) has TDEV approximately a factor of 3 below the mask in Figure I.1 for integration times less than approximately 100 s. For longer integration times, TDEV for the last clock increases less rapidly than the mask until about 5000 s, + +and then increases with approximately WFM slope (this is consistent with the randomly-occurring step transients). For long integration times (beyond 10 000 s), TDEV for the last clock is approximately a factor of 8 to 10 below the mask. + +# References + +- [II.1] BARNES (James A.), GREENHALL (Charles A.), Large Sample Simulation of Flicker Noise, *19th Annual Precise Time and Time Interval (PTTI) Applications Planning Meeting*, December 1987. + + + + + +# SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|--------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series B | Means of expression: definitions, symbols, classification | +| Series C | General telecommunication statistics | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | TMN and network maintenance: international transmission systems, telephone circuits, telegraphy, facsimile and leased circuits | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks and open system communications | +| Series Y | Global information infrastructure and Internet protocol aspects | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.8152.2-202506-I_PDF-E/raw.md b/marked/G/T-REC-G.8152.2-202506-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..e47e5dcc16b1887328be41e6713454726bc8142b --- /dev/null +++ b/marked/G/T-REC-G.8152.2-202506-I_PDF-E/raw.md @@ -0,0 +1,1303 @@ + + +# Recommendation**ITU-T G.8152.2 (06/2025)** + +SERIES G: Transmission systems and media, digital systems and networks + +Packet over Transport aspects – MPLS over Transport aspects + +--- + +### **Resilience information/data models for the MPLS-TP network element** + +![ITU logo](0538daaa5583c23e17db3a12f2281a55_img.jpg) + +The logo of the International Telecommunication Union (ITU) is located in the bottom right corner. It features a blue globe with white lines representing latitude and longitude, and the letters 'ITU' in a bold, blue, sans-serif font overlaid on the globe. + +ITU logo + +## ITU-T G-SERIES RECOMMENDATIONS **Transmission systems and media, digital systems and networks** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100-G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200-G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300-G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400-G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450-G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600-G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700-G.799 | +| DIGITAL NETWORKS | G.800-G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900-G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000-G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000-G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000-G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000-G.8999 | +| Ethernet over Transport aspects | G.8000-G.8099 | +| MPLS over Transport aspects | G.8100-G.8199 | +| Synchronization, quality and availability targets | G.8200-G.8299 | +| Mobile network transport aspects | G.8300-G.8399 | +| Service Management | G.8600-G.8699 | +| ACCESS NETWORKS | G.9000-G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.815.2 + +# Resilience information/data models for the MPLS-TP network element + +## Summary + +Recommendation ITU-T G.815.2 specifies resilience management information and data models for a multi-protocol label switching-transport profile (MPLS-TP) network element (NE) as specified in Recommendations ITU-T G.8131 and ITU-T G.8132. The information model is interface protocol neutral and specified using the unified modelling language (UML). The information model in Recommendation ITU-T G.815.2 is derived through pruning and refactoring from the Recommendation ITU-T G.7711/Y.1702 core information model and the Recommendation ITU-T G.8152/Y.1375 foundation MPLS-TP NE information model. The data models are interface protocol specific and translated from the information model with the assistance of automated translation tooling. The specific data models considered in Recommendation ITU-T G.815.2 include, but are not limited to, those of the yet another next generation (YANG) type. + +Edition 2.0 updates the protection state for the linear protection and shared ring protection, including Table 7-2, Table 7-6, Figure 7-4, Figure 7-7, UML model and Yang model. It also adds legal text in the YANG files. + +## History\* + +| Edition | Recommendation | Approval | Study Group | Unique ID | +|---------|--------------------------------------|------------|-------------|--------------------| +| 1.0 | ITU-T G.815.2/Y.1375.2 | 2021-01-13 | 15 | 11.1002/1000/14560 | +| 1.1 | ITU-T G.815.2/Y.1375.2 (2021) Amd. 1 | 2022-11-29 | 15 | 11.1002/1000/15170 | +| 1.2 | ITU-T G.815.2/Y.1375.2 (2021) Amd. 2 | 2024-08-29 | 15 | 11.1002/1000/16090 | +| 2.0 | ITU-T G.815.2 | 2025-06-13 | 15 | 11.1002/1000/16400 | + +## Keywords + +Data model YANG, information model, MPLS-TP, resilience, UML. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, and information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2025 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|------|------------------------------------------------------------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 2 | +| 3.1 | Terms defined elsewhere ..... | 2 | +| 3.2 | Terms defined in this Recommendation ..... | 2 | +| 4 | Abbreviations and acronyms ..... | 2 | +| 5 | Conventions ..... | 3 | +| 5.1 | Information modelling conventions ..... | 3 | +| 6 | MPLS-TP resilience functions..... | 4 | +| 6.1 | Linear protection functions..... | 4 | +| 6.2 | Ring protection functions ..... | 4 | +| 7 | MPLS-TP resilience information model..... | 4 | +| 7.1 | MPLS-TP linear protection information model ..... | 4 | +| 7.2 | MPLS-TP shared ring protection information model..... | 11 | +| 7.3 | UML model files ..... | 15 | +| 8 | MPLS-TP resilience data models ..... | 16 | +| 8.1 | MPLS-TP YANG data model ..... | 16 | +| | Annex A – MSRP information model..... | 18 | +| A.1 | Wrapping ..... | 19 | +| A.2 | Steering..... | 25 | +| A.3 | Short-wrapping ..... | 28 | +| | Appendix I – Linear protection examples..... | 33 | +| I.1 | 1+1/1:1 Cases ..... | 33 | +| | Appendix II – Examples of using the IETF MPLS static lsp models to support MPLS-TP linear protection models ..... | 36 | +| II.1 | JSON examples ..... | 36 | +| II.2 | MPLS-TP trail protection examples..... | 36 | +| II.3 | MPLS-TP sub-network protection (SNC/S) examples..... | 39 | +| | Appendix III – Relationship between the MPLS-TP linear protection and the reverse-engineered IETF MPLS static UML model..... | 43 | +| | Appendix IV – Relationship between the linear protection state versus the path used to carry traffic ..... | 44 | +| | Bibliography..... | 45 | + + + +# Recommendation ITU-T G.8152.2 + +# Resilience information/data models for the MPLS-TP network element + +# 1 Scope + +This Recommendation specifies resilience information models and data models for a multi-protocol label switching-transport profile (MPLS-TP) transport network element (NE) to support specific interface protocols and specific management and control functions. The information models are interface protocol neutral and derived through pruning and refactoring from the ITU-T G.7711 core information model and ITU-T G.8152 foundation MPLS-TP NE information model. The data models are interface protocol specific and translated from these information models. The specific data models considered in this Recommendation include, but are not limited to, those of the yet another next generation (YANG) type. The specific management and control functions for resilience covered by this Recommendation include [ITU-T G.8131] MPLS-TP linear protection switching and [ITU-T G.8132] MPLS-TP shared ring protection (MSRP) switching. + +The YANG modules of this Recommendation aim to be compatible with, and when necessary extend, the relevant generic ones developed by the Internet Engineering Task Force (IETF) for the [ITU-T G.8131] and [ITU-T G.8132] resilience functions. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.780] Recommendation ITU-T G.780/Y.1351 (2010), *Terms and definitions for synchronous digital hierarchy (SDH) networks*. +- [ITU-T G.806] Recommendation ITU-T G.806 (2012), *Characteristics of transport equipment – Description methodology and generic functionality*. +- [ITU-T G.808] Recommendation ITU-T G.808 (2016), *Terms and definitions for network protection and restoration*. +- [ITU-T G.7711] Recommendation ITU-T G.7711/Y.1702 (2022), *Generic protocol-neutral information model for transport resources*. +- [ITU-T G.8131] Recommendation ITU-T G.8131/Y.1382 (2014), *Linear protection switching for MPLS transport profile*. +- [ITU-T G.8132] Recommendation ITU-T G.8132/Y.1383 (2017), *MPLS-TP shared ring protection*. +- [ITU-T G.8152] Recommendation ITU-T G.8152/Y.1735 (2018), *Protocol-neutral management information model for the MPLS-TP network element*. +- [IETF RFC 7950] IETF RFC 7950 (2016), *The YANG 1.1 data modeling language*. +- [IETF RFC 8227] IETF RFC 8227 (2017), *MPLS-TP shared-ring protection (MSRP) mechanism for ring topology*. +- [IETF RFC 8340] IETF RFC 8340 (2018), *YANG tree diagrams*. + +[IETF RFC 8342] IETF RFC 8342 (2018), *Network management datastore architecture (NMDA)*. + +[IETF RFC 8531] IETF RFC 8531 (2019), *Generic YANG Data Model for Connection-Oriented Operations, Administration, and Maintenance (OAM) Protocols*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +- 3.1.1 **1+1 (protection) architecture**: [ITU-T G.808]. +- 3.1.2 **1:*n* (protection) architecture (*n* ≥ 1)**: [ITU-T G.808]. +- 3.1.3 **clear**: [ITU-T G.808]. +- 3.1.4 **exercise signal**: [ITU-T G.808]. +- 3.1.5 **forced switch**: [ITU-T G.808]. +- 3.1.6 **hold-off time**: [ITU-T G.808]. +- 3.1.7 **manual switch**: [ITU-T G.808]. +- 3.1.8 **protection**: [ITU-T G.808]. +- 3.1.9 **protection group**: [ITU-T G.808]. +- 3.1.10 **server signal fail (SSF)**: [ITU-T G.806]. +- 3.1.11 **signal degrade (SD)**: [ITU-T G.806]. +- 3.1.12 **signal fail (SF)**: [ITU-T G.806]. +- 3.1.13 **steering**: [ITU-T G.808]. +- 3.1.14 **switch**: [ITU-T G.808]. +- 3.1.15 **unidirectional protection switching**: [ITU-T G.780]. +- 3.1.16 **wait-to-restore time**: [ITU-T G.808]. +- 3.1.17 **wrapping**: [ITU-T G.808]. + +## 3.2 Terms defined in this Recommendation + +None. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|------|---------------------------| +| EXER | Exercise | +| FC | Forwarding Construct | +| FS | Forced Switch | +| LO | Lockout of protection | +| LP | Layer Protocol | +| LSP | Label Switched Path | +| LTP | Logical Termination Point | +| LW | Lockout of Working | + +| | | +|---------|--------------------------------------------------| +| MA | Maintenance Association | +| MCS | Management and Control System | +| MD | Maintenance Domain | +| MEG | Maintenance Entity Group | +| MEP | Maintenance entity group End Point | +| MIP | Maintenance entity group Intermediate Point | +| MPLS | Multi-Protocol Label Switching | +| MPLS-TP | Multi-Protocol Label Switching-Transport Profile | +| MS | Manual Switch | +| MSRP | MPLS-TP Shared Ring Protection | +| MT | MPLS-TP | +| NCM | Network Connection Monitoring | +| NE | Network Element | +| NHLFE | Next Hop Label Forwarding Entry | +| OAM | Operations, Administration and Maintenance | +| SD | Signal Degrade | +| SF | Signal Fail | +| SNC/S | SNCP with Sublayer monitoring | +| SNCP | Subnetwork Connection Protection | +| SSF | Server Signal Fail | +| TCM | Tandem Connection Monitoring | +| UML | Unified Modelling Language | +| WTR | Wait-to-Restore | +| YANG | Yet Another Next Generation | + +# 5 Conventions + +## 5.1 Information modelling conventions + +See clause 5.1 of [ITU-T G.7711]. + +### 5.1.1 Unified modelling language modelling conventions + +See clause 5.1 of [ITU-T G.7711]. + +### 5.1.2 Model artefact lifecycle stereotype conventions + +See clause 5.2 of [ITU-T G.7711]. + +### 5.1.3 Forwarding entity terminology conventions + +See clause 5.3 of [ITU-T G.7711]. + +### 5.1.4 Conditional package conventions + +See clause 5.4 of [ITU-T G.7711]. + +### 5.1.5 Pictorial diagram conventions + +See clause 5.5 of [ITU-T G.7711]. + +# 6 MPLS-TP resilience functions + +This clause identifies the MPLS-TP Resilience functions that are modelled by the information model and data models of this Recommendation. + +## 6.1 Linear protection functions + +The MPLS-TP linear protection function is specified in [ITU-T G.8131]. The linear protection type characteristic can be of the types listed in Table 6-1. + +**Table 6-1 – MPLS-TP linear protection type** + +| Protection type | Source | +|-----------------------------------------------|----------------| +| Unidirectional 1+1 SNC/S protection switching | [ITU-T G.8131] | +| Bidirectional 1+1 SNC/S protection switching | [ITU-T G.8131] | +| Bidirectional 1:1 SNC/S protection switching | [ITU-T G.8131] | +| MPLS-TP trail protection | [ITU-T G.8131] | + +## 6.2 Ring protection functions + +The MPLS-TP ring protection function is specified in [ITU-T G.8132]. The ring protection type characteristic can be of the types listed in Table 6-2. + +**Table 6-2 – MPLS-TP ring protection type** + +| Protection type | Source | +|-----------------|----------------| +| Wrapping | [ITU-T G.8132] | +| Short wrapping | [ITU-T G.8132] | +| Steering | [ITU-T G.8132] | + +# 7 MPLS-TP resilience information model + +This clause contains the unified modelling language (UML) information model of the MPLS-TP protection functions identified in clause 6. The information model is derived through pruning and refactoring the [ITU-T G.7711] core information model and [ITU-T G.8152] MPLS-TP base information model. + +## 7.1 MPLS-TP linear protection information model + +### 7.1.1 Mapping between [ITU-T G.8131], [ITU-T G.8152] and [ITU-T G.7711] for MPLS-TP Linear protection + +Clause 6.1 of [ITU-T G.8131] describes the protection switching architecture for the MPLS-TP linear protection group, including unidirectional 1+1 subnetwork connection protection (SNCP) with sublayer monitoring (SNC/S) protection switching, bidirectional 1+1 SNC/S protection switching, and bidirectional 1:1 SNC/S protection switching. All these architectures can be modelled by using the same set of object classes, so unidirectional 1+1 SNC/S protection switching is chosen as an example to describe the MPLS-TP linear protection object classes. Annex E of [ITU-T G.7711] has the generic resilience model applicable to the linear protection switching schemes. Figure 7-1 and + +Table 7-1 show the mapping between the ITU-T G.8131 functions, and the [ITU-T G.7711] and [ITU-T G.8152] object classes for the MPLS-TP linear protection. + +![Figure 7-1: Mapping between [ITU-T G.8131] and [ITU-T G.7711] for MPLS-TP linear protection model. The diagram shows a 'Protected MT#A SNC' between 'Node A' and 'Node Z'. At Node A, traffic from 'MT_CP' enters an 'SNC protection switching process' (highlighted in red) within 'MT_C'. It then splits into two parallel paths: 'MT#A (Normal traffic)' over a 'Working transport entity (for MT#A)' and 'MT#A (Normal traffic)' over a 'Protection transport entity (for MT#A)'. These paths rejoin at Node Z through another 'SNC protection switching process' (highlighted in red) within 'MT_C' to exit at 'MT_CP'. Below the nodes, a detailed view shows 'LTP' (Logical Termination Point) objects connected to 'FcSwitch' and 'FcPort' objects within an 'Fc' (Forwarding Construct). The 'Working' path uses one 'FcPort' and 'LTP', while the 'Protection' path uses another 'FcPort' and 'LTP'. A 'C&SC' (ConfigurationAndSwitchControl) object is also shown within the 'Fc'.](5b4e774d63e0e0ed73801a9247755e5f_img.jpg) + +Figure 7-1: Mapping between [ITU-T G.8131] and [ITU-T G.7711] for MPLS-TP linear protection model. The diagram shows a 'Protected MT#A SNC' between 'Node A' and 'Node Z'. At Node A, traffic from 'MT\_CP' enters an 'SNC protection switching process' (highlighted in red) within 'MT\_C'. It then splits into two parallel paths: 'MT#A (Normal traffic)' over a 'Working transport entity (for MT#A)' and 'MT#A (Normal traffic)' over a 'Protection transport entity (for MT#A)'. These paths rejoin at Node Z through another 'SNC protection switching process' (highlighted in red) within 'MT\_C' to exit at 'MT\_CP'. Below the nodes, a detailed view shows 'LTP' (Logical Termination Point) objects connected to 'FcSwitch' and 'FcPort' objects within an 'Fc' (Forwarding Construct). The 'Working' path uses one 'FcPort' and 'LTP', while the 'Protection' path uses another 'FcPort' and 'LTP'. A 'C&SC' (ConfigurationAndSwitchControl) object is also shown within the 'Fc'. + +G.8152.2-Y.1375.2(21)\_F7-1 + +**Figure 7-1 – Mapping between [ITU-T G.8131] and [ITU-T G.7711] for MPLS-TP linear protection model** + +**Table 7-1 – Mapping between [ITU-T G.8131], [ITU-T G.8152] and [ITU-T G.7711] for MPLS-TP linear protection** + +| [ITU-T G.8131] | [ITU-T G.8152] | [ITU-T G.7711] | +|------------------------|----------------------------------------|--------------------| +| SNCP switching process | MT_SubnetworkConnectionProtectionGroup | FcSwitch+CASC+Spec | +| MT_C | MT_CrossConnection | FC+FcPort+Spec | +| MT_CP | MT_ConnectionTerminationPoint | LTP+Spec | + +### 7.1.2 Simplified MPLS-TP linear protection model + +The simplified resilience model for MPLS-TP linear protection can be expressed as in Figure 7-2, whose upper part is taken from Figure E.1-1 of [ITU-T G.7711], which shows the basic resilience pattern. + +As shown in Figure 7-2, object classes FcSwitch, ConfigurationAndSwitchControl (CASC), and ControlParameters\_Pac are used to support resilience. + +The FcSwitch object class models the switched forwarding of traffic (traffic flow) between FcPorts and is present where there is protection functionality in the forwarding construct (FC). The FcSwitch represents and determines a protection switch structure encapsulated in the FC and essentially performs one of the functions of the protection group in a traditional information model. + +The CASC represents the capability to control and coordinate switches, to add, delete or modify FCs and logical termination points/layer protocols (LTPs/LPs) so as to realize a protection scheme. The CASC can be composed of CASCs allowing for expression of complex control structures, which is called encapsulation of the CASC. There are several degrees of CASC: CASC encapsulated in an FcSwitch, CASC encapsulated in an FC and CASC encapsulated in a CASC. + +The ControlParameters\_Pac determines a list of control parameters to apply to a switch. + +![Figure 7-2 – Simplified resilience model for MPLS-TP linear protection. This UML class diagram shows the relationships between various network elements. At the top, an 'FcSwitch' (yellow box) contains 'FcPort' (white circle) and 'CASC' (pink rectangle) components. It is connected to 'LTP' (blue box) for 'Working' and 'Protection' paths. Below, several '«OpenModelClass»' boxes represent object classes: 'LogicalTerminationPoint', 'FcPort', 'FcSwitch', 'ForwardingConstruct', 'ConfigurationAndSwitchControl', 'ControlParameters_Pac', and 'ControlGovernsControl'. Associations with multiplicities and role names (e.g., 'FcPortConnectedToLTP', 'FcSwitchSelectsFcPorts', 'FcSwitchHasControlParameters') connect these classes. Some associations are marked as '«Experimental»'.](d4af765160d04ecef538e5066006dc77_img.jpg) + +Figure 7-2 – Simplified resilience model for MPLS-TP linear protection. This UML class diagram shows the relationships between various network elements. At the top, an 'FcSwitch' (yellow box) contains 'FcPort' (white circle) and 'CASC' (pink rectangle) components. It is connected to 'LTP' (blue box) for 'Working' and 'Protection' paths. Below, several '«OpenModelClass»' boxes represent object classes: 'LogicalTerminationPoint', 'FcPort', 'FcSwitch', 'ForwardingConstruct', 'ConfigurationAndSwitchControl', 'ControlParameters\_Pac', and 'ControlGovernsControl'. Associations with multiplicities and role names (e.g., 'FcPortConnectedToLTP', 'FcSwitchSelectsFcPorts', 'FcSwitchHasControlParameters') connect these classes. Some associations are marked as '«Experimental»'. + +**Figure 7-2 – Simplified resilience model for MPLS-TP linear protection** + +### 7.1.3 MPLS-TP linear protection attributes and operations + +This clause shows how the required [ITU-T G.7711] and [ITU-T G.8152] object classes are pruned or refactored for linear protection. + +In [ITU-T G.8152], MPLS-TP linear protection is modelled by the MT\_SNCP\_Group object class. Tables 7-2 and 7-3 verify the compatibility at the attribute and operation level between [ITU-T G.8152] and [ITU-T G.7711]. + +**Table 7-2 – Linear protection attribute mapping** + +| | Attributes in [ITU-T G.8152] | Corresponding attributes in [ITU-T G.7711] | Attributes for this Recommendation | +|---|---------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------| +| 1 | MT_SubNetworkConnectionProtectionGroup::ProtectionType | It could be modelled as a ControlParameters_Pac specified attribute.
This attribute indicates the protection type of the SNCP group. | LinearProtection::protectionType.
The datatype for protectionType is pruned and refactored from [ITU-T G.8152]. | +| 2 | MT_SubNetworkConnectionProtectionGroup::holdOffTime | This attribute already exists in the ControlParameters_Pac. | LinearProtection::protectionType.
The datatype for protectionType is pruned and refactored from [ITU-T G.7711]. | +| 3 | MT_SubNetworkConnectionProtectionGroup::sncpGroupState | It could be modelled as an FcSwitch specified attribute ProtectionState.
This attribute indicates the protection state of the SNCP group. | LinearProtection::apcProtectionState.
The datatype for apcProtectionState is pruned and refactored from [ITU-T G.8152]. | +| 4 | MT_SubNetworkConnectionProtectionGroup::isSdProtectionEnabled | It could be modelled as an FcSwitch specified attribute isSdProtectionEnabled. | LinearProtection::sdProtectionEnabled.
The datatype for protectionType is pruned and refactored from [ITU-T G.8152]. | + +**Table 7-3 – Linear protection operations mapping** + +| | Operations in [ITU-T G.8152] | Corresponding attributes in [ITU-T G.7711] | Operations for this Recommendation | +|---|---------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | MT_SubNetworkConnectionProtectionGroup::lockoutProtection() | Use the operation of CASC to set FcSwitch to lockout .
In clause E.1.2.6 of [ITU-T G.7711], the FC switch represents and determines a protection switch structure encapsulated in the FC and essentially performs one of the functions of the protection group in a traditional model. It may be locked out (prevented from switching), force switched or manual switched. | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is LOCKOUT_OF_PROTECTION. | +| 2 | MT_SubNetworkConnectionProtectionGroup::forceSwitch() | Use the operation of CASC to set FcSwitch to force switch . | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is FORCED_SWITCH. | +| 3 | MT_SubNetworkConnectionProtectionGroup::clearExternalCommandAndWTRstate() | Use the operation of CASC to set FcSwitch to clear .
May need to add "clear" to FcSwitch::Switchcontrol.
So, it may be described by the operations pf CASC.
ControlParameters_Pac already has WaitToRestoreTime attributes. | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is CLEAR. | +| 4 | MT_SubNetworkConnectionProtectionGroup::manualSwitch() | Set the selectedFcPort attribute of FcSwitch to the designated switching port (either the protecting port or the working port).
The attribute switchControl of FcSwitch already has the value MANUAL. | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type are MANUAL_SWITCH_TO_WORKING, MANUAL_SWITCH_TO_PROTECTION. | +| 5 | MT_SubNetworkConnectionProtectionGroup::exercise() | No description of exercise in [ITU-T G.7711]. | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is EXERCISE. | +| 6 | MT_SubNetworkConnectionProtectionGroup::localFreeze() | Set the isFroze attribute of ConfigurationAndSwitchControl to true . | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is FREEZE. | +| 7 | MT_SubNetworkConnectionProtectionGroup::clearLocalFreeze() | Set the isFroze attribute of ConfigurationAndSwitchControl to false . | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is CLEAR_FREEZE. | + +[ITU-T G.8152] only describes the attributes and operations in Table 7-2 and Table 7-3. However, according to [ITU-T G.8131], this Recommendation may also include the attributes listed in Table 7-4. + +**Table 7-4 – Linear protection attributes verification** + +| | Requirements in [ITU-T G.8131] | Corresponding attributes in [ITU-T G.7711] | Attributes for this Recommendation | +|---|----------------------------------------------------------------------|-------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------| +| 1 | Clause 6.3 and clause 8.1.3 of [ITU-T G.8131] on revertive operation | This attribute already exists in the ControlParameters_Pac. | LinearProtection:: reversionMode. The datatype for reversionMode is pruned and refactored from [ITU-T G.7711]. | +| 2 | Clause 8.12 of [ITU-T G.8131] on wait-to-restore timer | This attribute already exists in the ControlParameters_Pac. | LinearProtection:: waitToRestore. The datatype for waitToRestore is pruned and refactored from [ITU-T G.7711]. | + +### 7.1.4 Relationship between MPLS-TP linear protection and reverse-engineered IETF UML models + +#### 7.1.4.1 Relationship between the MPLS-TP linear protection and the reverse-engineered IETF connection-oriented OAM UML models + +The ITU-T G.8152.2 YANG references the [IETF RFC 8531] connection-oriented OAM YANG to identify the maintenance association (MA) monitoring the working and protection transport entities. + +To assist MPLS-TP linear protection UML pruning and refactoring, and to ensure the translated MPLS-TP linear protection YANG can seamlessly refer to the [IETF RFC 8531] connection-oriented OAM YANG, the connection-oriented OAM modules have been manually reverse-engineered into UML form. Therefore, the ITU-T G.8152.2 UML model will thus also refer to the reverse-engineered [IETF RFC 8531] connection-oriented OAM UML. + +Figure 7-3 provides an overview of the relationship between the connection-oriented OAM classes and the ITU-T G.8152.2 classes. It illustrates, at high level that: + +- The *LinearProtectionPac* object class has two reference associations to Ma of the connection-oriented OAM model to indicate the working path Ma and the protection path Ma. Note that these two associations have a restriction that they shall point to two different instances of Ma. Such restriction is modelled by using the "Cond" stereotype of the "LinearProtectionHasProtectionPathMa" association. + +![UML class diagram showing the relationship between ITU-T MPLS-TP linear protection models and IETF connection-oriented OAM models. The diagram consists of four classes: RootElement (blue), MplsTpLinearProtections (blue), LinearProtection (blue), and LinearProtectionPac (blue, ExtendedComposite). RootElement contains MplsTpLinearProtections. MplsTpLinearProtections contains LinearProtection (1 to *). LinearProtection is an ExtendedComposite of LinearProtectionPac (1 to 0..1). LinearProtectionPac has two associations with Ma (green): ProtectionPathMa (1 to 1) and WorkingPathMa (1 to *).](33ed1f9b27c7c21c797aa928b0f06851_img.jpg) + +``` + +classDiagram + class RootElement { + <> + (itut-mpls-tp-linear-protection::Objec... + MplsTpLinearProtections + } + class MplsTpLinearProtections { + + _mplsTpLinearProtection + (itut-mpls-tp-linear-protection::Objec... + LinearProtection + } + class LinearProtection { + 1 + LinearProtectionHasLinearProtectionPac + <> + + _linearProtectionPac 0..1 + (itut-mpls-tp-linear-protection::Objec... + LinearProtectionPac + } + class LinearProtectionPac { + 1 + LinearProtectionPacHasProtectionPathMa + <> + + _protectionPathMa 1 + (ietf-connection-oriented-oam::Objec... + Ma + } + class Ma { + 1 + LinearProtectionPacHasWorkingPathMa + + _workingPathMa * + } + + RootElement "1" *-- "*" MplsTpLinearProtections : MplsTpLinearProtectionsContainsLinearProtection + MplsTpLinearProtections "1" *-- "0..1" LinearProtection + LinearProtection "1" -- "1" LinearProtectionPac : LinearProtectionHasLinearProtectionPac + LinearProtectionPac "1" -- "1" Ma : LinearProtectionPacHasProtectionPathMa + LinearProtectionPac "1" -- "*" Ma : LinearProtectionPacHasWorkingPathMa + +``` + +UML class diagram showing the relationship between ITU-T MPLS-TP linear protection models and IETF connection-oriented OAM models. The diagram consists of four classes: RootElement (blue), MplsTpLinearProtections (blue), LinearProtection (blue), and LinearProtectionPac (blue, ExtendedComposite). RootElement contains MplsTpLinearProtections. MplsTpLinearProtections contains LinearProtection (1 to \*). LinearProtection is an ExtendedComposite of LinearProtectionPac (1 to 0..1). LinearProtectionPac has two associations with Ma (green): ProtectionPathMa (1 to 1) and WorkingPathMa (1 to \*). + +**Figure 7-3 – Relationship between the IETF connection-oriented OAM and the ITU-T linear protection models** + +### 7.1.5 MPLS-TP linear protection model + +The following text describes the MPLS-TP linear protection model. + +In Figure 7-4, the following colour convention is used for the object classes: orange – from the [ITU-T G.7711] core model; blue – specified in this Recommendation; green – from IETF connection-oriented OAM; and yellow – from [ITU-T G.8152]. + +In this Recommendation, the *LinearProtection* object class models the switched forwarding of traffic (traffic flow) for linear protection, and is pruned and refactored from [ITU-T G.7711] *FcSwitch* and *ControlParameters\_Pac* object classes and [ITU-T G.8152] *MT\_SubNetworkConnectionProtectionGroup* object class and it is "ExtendedComposite" with the MPLS-TP linear protection specific attributes defined in *LinearProtectionPac* abstract object class. The Actions interface class is used to receive the commands for switching. The *LinearProtectionPac* object class defined in this Recommendation has two references associations with the IETF reverse-engineered connection-oriented OAM *Ma* object class, and used to configure the *Ma* to monitor the working and protection transport entities respectively. + +![UML Class diagram for MPLS-TP linear protection model. The diagram shows the relationship between various network elements like FcPort, FcSwitch, and LinearProtection, along with their associated enumerations and object classes.](fa859e4e468bfb2710a94527f2c504af_img.jpg) + +The diagram illustrates the MPLS-TP linear protection model structure. Key components include: + +- «Enumeration» SncpGroupState** (G.8152\_v2.00-model::Type Definitions Specific): + - DO\_NOT\_REVERT + - EXERCISE + - FORCED\_SWITCH + - LOCKOUT + - MANUAL\_SWITCH + - NO-REQUEST + - REVERSE\_REQUEST + - SIGNAL\_FAIL +- «Enumeration» ProtectionType** (G.8152\_v2.00-model::Type Definitions Spec...): + - 1\_PLUS\_1\_UNIDIRECTIONAL\_NO\_APC + - 1\_PLUS\_1\_UNIDIRECTIONAL\_WITH\_APC + - 1\_PLUS\_1\_BIDIRECTIONAL\_WITH\_APC + - 1\_FOR\_1\_BIDIRECTIONAL\_WITH\_APC +- «Enumeration» ProtectionState** (itut-mpls-tp-linear-protection::TypeDefinitions): + - NORMAL + - UNAVAILABLE + - PROTECTING\_FAILURE + - SWITCHING\_ADMINISTRATIVE +- «Enumeration» SdProtectionType** (itut-mpls-tp-linear-protection::TypeDefiniti...): + - ENABLED + - DISABLED +- «Enumeration» ReversionMode** (itut-mpls-tp-linear-protection::TypeDe...): + - REVERTIVE + - NON-REVERTIVE +- (G.8152\_v2.00-model::Object Classes) MT\_SubNetworkConnectionProtectionGroup**: + - protectionType: ProtectionType [1] = 1\_FO... + - isSdProtectionEnabled: Boolean [1] = false + - sncpGroupState: SncpGroupState [1] +- (itut-mpls-tp-linear-protection::Object Classes) LinearProtection**: + - sdProtectionEnabled: SdProtectionType [0..1] = DISABLED + - protectionType: ProtectionType [1] = 1-FOR-1-BIDIR-WI... + - reversionMode: ReversionMode [1] = REVERTIVE + - waitToRestore: Integer [1] = 5 + - holdOffTime: Integer [1] = 0 + - (partOfObjectKey=1) linearProtectionId: String [1] + - \_linearprotectionpac: LinearProtectionPac [0..1] + - apcProtectionState: ProtectionState [0..1] +- (itut-mpls-tp-linear-protection::Object Classes) MplsTpLinearProtections**: + - \_mplsTpLinearProtection: LinearProtection [1..\*] +- (itut-mpls-tp-linear-protection::Object Classes) LinearProtectionPac**: + - \_workingPathMa: Ma [1] + - \_protectionPathMa: Ma [1] +- «Interface» Actions** (itut-mpls-tp-linear-protection::Object Classes): + - externalCommand( commandType: Command... ) + +UML Class diagram for MPLS-TP linear protection model. The diagram shows the relationship between various network elements like FcPort, FcSwitch, and LinearProtection, along with their associated enumerations and object classes. + +Figure 7-4 – MPLS-TP linear protection model + +## 7.2 MPLS-TP shared ring protection information model + +### 7.2.1 Mapping between [ITU-T G.8132] and [ITU-T G.8152] and [ITU-T G.7711] for MPLS-TP shared ring protection + +Figure 8-1 of [ITU-T G.8132] presents the function model of MSRP (see the upper part of Figure 7-5). Annex E of [ITU-T G.7711] specifies the generic resilience information model. Figure 7-5 shows the mapping between the ITU-T G.8132 MSRP functions and the [ITU-T G.7711] information model artefacts for the MSRP. + +An MSRP ring tunnel is modelled as a server sub-layer for the MPLS-TP label switched path (LSP) sub-layer. Figure 8-1 of [ITU-T G.8132] shows the sub-layer functional model. The MSRP\_C shows all the possible working and protection connections that can be set up in the MSRP sub-layer. See Table 7-5. + +![Diagram illustrating the mapping between MSRP functions and information model artefacts. The diagram shows a ring topology with two nodes, node i and node i-1, connected by West and East ring ports. Node i contains an FcSwitch, FcPorts, and a CASC. Node i-1 contains an MT/MSRP_A, MT_TT, and RPS/SSF. The diagram also shows Normal traffic, MSRP_TT, MSRP_TCPs, MSRP_C, MSRP_CPs (W), and MSRP_CPs (P).](df82d77a0d2637cbf2da9ea920a554fa_img.jpg) + +The diagram illustrates the mapping between MSRP functions and information model artefacts. At the top, 'Normal traffic' is shown entering two nodes. The left node (node i-1) contains components: MSRP\_TT, MSRP\_TCPs, MSRP\_C, MSRP\_CPs (W), MSRP\_CPs (P), RPS/SSF, MT/MSRP\_A, and MT\_TT. The right node (node i) contains components: MSRP\_C, MSRP\_CPs (W), MSRP\_CPs (P), RPS/SSF, and LTP. Both nodes are connected to a central 'node i' which contains an FcSwitch, FcPorts (W and P), and a CASC. The FcSwitch is connected to two FcPorts, which are in turn connected to two LTPs. The CASC is connected to the FcSwitch and the two FcPorts. The diagram also shows 'to node (i-1)' and 'to node (i+1)' connections. A legend indicates 'P: Protection' and 'W: Working'. + +G.8152.2-Y.1375.2(21)-Amd.1(22)\_F7-5 + +Diagram illustrating the mapping between MSRP functions and information model artefacts. The diagram shows a ring topology with two nodes, node i and node i-1, connected by West and East ring ports. Node i contains an FcSwitch, FcPorts, and a CASC. Node i-1 contains an MT/MSRP\_A, MT\_TT, and RPS/SSF. The diagram also shows Normal traffic, MSRP\_TT, MSRP\_TCPs, MSRP\_C, MSRP\_CPs (W), and MSRP\_CPs (P). + +Figure 7-5 – Mapping between MSRP functions and information model artefacts + +**Table 7-5 – Mapping between [ITU-T G.8132], [ITU-T G.8152] and [ITU-T G.7711] for MSRP** + +| [ITU-T G.8132] | [ITU-T G.8152] | [ITU-T G.7711] | +|-------------------------------|--------------------------|---------------------| +| MSRP switching process | Not yet determined | FcSwitch+CASC+ Spec | +| MSRP_C | Not yet determined | FC+ Spec | +| MSRP_CP | Not yet determined | FcPort +Spec | +| West ring port/East ring port | MT_TrailTerminationPoint | LTP +Spec | + +### 7.2.2 Simplified MPLS-TP shared ring protection model + +The simplified resilience model for MSRP can be expressed as in Figure 7-6. + +![Figure 7-6: Simplified resilience model for MSRP. The diagram shows a network topology with two LTP (Logical Termination Point) nodes connected to a ring of FcPort and FcSwitch nodes. A CASC (Control And Switch Coordination) node is also connected to the ring. Below the topology, a UML class diagram defines the object classes and their relationships. Classes include LogicalTerminationPoint, FcPort, FcSwitch, ForwardingConstruct, ConfigurationAndSwitchControl, and ControlParameters_Pac. Relationships show associations between FcPort and FcSwitch, FcSwitch and ForwardingConstruct, and FcSwitch and ConfigurationAndSwitchControl. Some relationships are marked as experimental or preliminary.](9b9d2abd741ed4bafe7f78f89961c663_img.jpg) + +Figure 7-6: Simplified resilience model for MSRP. The diagram shows a network topology with two LTP (Logical Termination Point) nodes connected to a ring of FcPort and FcSwitch nodes. A CASC (Control And Switch Coordination) node is also connected to the ring. Below the topology, a UML class diagram defines the object classes and their relationships. Classes include LogicalTerminationPoint, FcPort, FcSwitch, ForwardingConstruct, ConfigurationAndSwitchControl, and ControlParameters\_Pac. Relationships show associations between FcPort and FcSwitch, FcSwitch and ForwardingConstruct, and FcSwitch and ConfigurationAndSwitchControl. Some relationships are marked as experimental or preliminary. + +**Figure 7-6 – Simplified resilience model for MSRP** + +The descriptions for the FcSwitch, CASC, and ControlParameters\_Pac object classes are the same in clause 7.1.1. + +### 7.2.3 MPLS-TP shared ring protection attributes and operations + +This clause shows how the required [ITU-T G.7711] and [ITU-T G.8152] object classes are pruned or refactored for MSRP. + +In [ITU-T G.8152], there is no object class specified for MSRP. Tables 7-6 and 7-7 provide the mapping between the [ITU-T G.8132] MSRP characteristics and the information artefacts according to the MSRP model in clause 7.1.2. + +**Table 7-6 – MSRP attribute verification** + +| | Requirements in [ITU-T G.8132] | Corresponding attributes in [ITU-T G.7711] | Attributes for this Recommendation | +|---|----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------| +| 1 | Clause 9 of [ITU-T G.8132]: Three types of ring protection mechanism are specified: wrapping; short wrapping; and steering | It could be modelled as a ControlParameters_Pac specified attribute.
This attribute indicates the protection type of MSRP. | SharedRingProtectionPac::protectionState. The datatype for srProtectionType is defined as [ITU-T G.8132] required. | +| 2 | Clause 10 of [ITU-T G.8132]: MSRP supports only the bi-directional protection switching type | The ControlParameters_Pac specified attribute can be pruned | No attribute is needed | +| 3 | Clause 11 of [ITU-T G.8132]: MSRP supports only the revertive protection operation type | The ControlParameters_Pac specified attribute can be pruned | No attribute is needed | +| 4 | Clause 14.3 of [ITU-T G.8132]: Ring protection switch state | It could be modelled as an FcSwitch specified attribute.
This attribute indicates the protection state of MSRP. | SharedRingProtectionPac::rpsProtectionState.
The datatype for rpsProtectionState is defined as [ITU-T G.8132] required. | +| 5 | Clause 7 of [ITU-T G.8132]: Wait-to-restore | This attribute already exists in the ControlParameters_Pac | SharedRingProtection::waitToRestore.
The datatype for waitToRestore is pruned and refactored from [ITU-T G.7711]. | +| 6 | Clause 13 of [ITU-T G.8132]: hold-off timer | This attribute already exists in the ControlParameters_Pac | SharedRingProtection::holdOffTime.
The datatype for holdOffTime is pruned and refactored from [ITU-T G.7711]. | + +**Table 7-7 – MSRP operations verification** + +| | Operations in [ITU-T G.8132] | Corresponding attributes in [ITU-T G.7711] | Operations for this Recommendation | +|---|-----------------------------------------------------|-------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Lockout of Protection (LO), Lockout of Working (LW) | Use the operation of CASC to set FcSwitch to lockout . | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command types are LOCKOUT_OF_PROTECTION, LOCKOUT_OF_WORKING. | +| 2 | Forced switch (FS) | Use the operation of CASC to set FcSwitch to forceSwitch . | Action Command, with one input parameter (commandType) determining the type of command. For this one, the command type is FORCED_SWITCH. | + +**Table 7-7 – MSRP operations verification** + +| | Operations in [ITU-T G.8132] | Corresponding attributes in [ITU-T G.7711] | Operations for this Recommendation | +|---|--------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------| +| 3 | Manual switch (MS) | Set the _selectedFcPort attribute of FcSwitch to the designated switching port (either the protecting port or the working port). | Action Command, with one input parameter ( commandType ) determining the type of command. For this one, the command type is MANUAL_SWITCH. | +| 4 | Exercise (EXER) | No description of exercise in [ITU-T G.7711]. | Action Command, with one input parameter ( commandType ) determining the type of command. For this one, the command type is EXERCISE. | +| 5 | Clear: clears the administrative command and WTR timer | Use the operation of CASC to set FcSwitch to clear . | Action Command, with one input parameter ( commandType ) determining the type of command. For this one, the command type is CLEAR. | + +### 7.2.4 MPLS-TP shared ring protection model + +The following text describes the MSRP specification models. The colour convention of Figure 7-4 is used in Figure 7-7. + +The SharedRingProtection object class models the switched forwarding of traffic (traffic flow) for MSRP, and is pruned and refactored from [ITU-T G.7711] FcSwitch and ControlParameters\_Pac object classes and it is «ExtendedComposite» with the MPLS-TP shared ring protection specific attributes defined in *SharedRingProtectionPac* abstract object class. The Actions interface class is used to receive commands for shared ring protection. + +![UML Class Diagram: MSRP specification model. This diagram shows the internal structure of the MSRP model. At the top, 'FcHasLowerLevelFcs' is a generalization of 'FcPort'. 'FcPort' has associations with 'ForwardingConstruct' (multiplicity 0..1), 'FcSwitch' (multiplicity 0..1), and 'ConfigurationAndSwitchControl' (multiplicity 0..1). 'FcSwitch' is a generalization of 'FcSwitchSelectsFcPorts'. 'FcSwitchSelectsFcPorts' is associated with 'SharedRingProtection' (multiplicity 1..*). 'SharedRingProtection' is a generalization of 'SharedRingProtectionPac'. 'SharedRingProtectionPac' has associations with 'ProtectionType' (enumeration: WRAPPING, SHORT-WRAPPING, STEERING) and 'ProtectionState' (enumeration: IDLE, SWITCHING, PASS_THROUGH). 'SharedRingProtectionPac' also has associations with 'CommandType' (enumeration: LOCKOUT_OF_PROTECTION, LOCKOUT_OF_WORKING, FORCED_SWITCH, MANUAL_SWITCH, EXERCISE, CLEAR) and 'Actions'. 'Actions' is a generalization of 'externalCommand'. 'ExternalCommand' has attributes 'waitToRevertTime' (Integer [1] = 15) and 'holdOffTime' (Integer [0..1]).](5b8a756d9a71c35f17db8bcb90b438a3_img.jpg) + +UML Class Diagram: MSRP specification model. This diagram shows the internal structure of the MSRP model. At the top, 'FcHasLowerLevelFcs' is a generalization of 'FcPort'. 'FcPort' has associations with 'ForwardingConstruct' (multiplicity 0..1), 'FcSwitch' (multiplicity 0..1), and 'ConfigurationAndSwitchControl' (multiplicity 0..1). 'FcSwitch' is a generalization of 'FcSwitchSelectsFcPorts'. 'FcSwitchSelectsFcPorts' is associated with 'SharedRingProtection' (multiplicity 1..\*). 'SharedRingProtection' is a generalization of 'SharedRingProtectionPac'. 'SharedRingProtectionPac' has associations with 'ProtectionType' (enumeration: WRAPPING, SHORT-WRAPPING, STEERING) and 'ProtectionState' (enumeration: IDLE, SWITCHING, PASS\_THROUGH). 'SharedRingProtectionPac' also has associations with 'CommandType' (enumeration: LOCKOUT\_OF\_PROTECTION, LOCKOUT\_OF\_WORKING, FORCED\_SWITCH, MANUAL\_SWITCH, EXERCISE, CLEAR) and 'Actions'. 'Actions' is a generalization of 'externalCommand'. 'ExternalCommand' has attributes 'waitToRevertTime' (Integer [1] = 15) and 'holdOffTime' (Integer [0..1]). + +Figure 7-7 – MSRP specification model + +Figure 7-8 shows the Fc instance model that is used to describe the relationship between the ring tunnel and LSP. The MSRP ring tunnel is modelled as a server sub-layer for the MPLS-TP LSP sub-layer. As shown in Figure 7-8, a RingTunnelFc instance has a lower level LSPFc instance. + +![UML Class Diagram: Fc instance. This diagram shows the relationship between different Fc instances. 'LSPFc' is associated with 'LSPFcPort' (multiplicity 0..1). 'LSPFcPort' is associated with 'LSP' (multiplicity 1..*). 'LSP' is associated with 'RingTunnelFc' (multiplicity 0..1). 'RingTunnelFc' is associated with 'RingTunnelFcPort' (multiplicity 1..*). 'RingTunnelFcPort' is associated with 'LSPFcPort' (multiplicity 0..1).](79e1709a7317ead45379cbb8ff3ba802_img.jpg) + +UML Class Diagram: Fc instance. This diagram shows the relationship between different Fc instances. 'LSPFc' is associated with 'LSPFcPort' (multiplicity 0..1). 'LSPFcPort' is associated with 'LSP' (multiplicity 1..\*). 'LSP' is associated with 'RingTunnelFc' (multiplicity 0..1). 'RingTunnelFc' is associated with 'RingTunnelFcPort' (multiplicity 1..\*). 'RingTunnelFcPort' is associated with 'LSPFcPort' (multiplicity 0..1). + +Figure 7-8 – Fc instance + +Annex A describes the principles of MSRP and a method of using the MSRP resilience model to represent the MSRP, as well as a switching method according to failures. + +## 7.3 UML model files + +The UML model for this Recommendation developed using the Papyrus open-source modelling tool can be downloaded from [this](#) repository. + +The model files include the following folders: + +- The G.8152.2\_v2. folder, which contains the following files: + - The Papyrus project file; + +- .project; +- The .di, .notation, and .uml files of the itut-mpls-tp-linear-protection module; + - itut-mpls-tp-linear-protection.di; + - itut-mpls-tp-linear-protection.notation; + - itut-mpls-tp-linear-protection.uml; +- The .di, .notation, and .uml files of the itut-mpls-tp-linear-protection-static module; + - itut-mpls-tp-linear-protection-static.di; + - itut-mpls-tp-linear-protection-static.notation; + - itut-mpls-tp-linear-protection-static.uml; +- The .di, .notation, and .uml files of the itut-mpls-tp-shared-ring-protection module; + - itut-mpls-tp-shared-ring-protection.di; + - itut-mpls-tp-shared-ring-protection.notation; + - itut-mpls-tp-shared-ring-protection.uml; +- The doc sub-folder, which contains the data dictionary of the ITU-T G.8152.2 UML model. +- The Umlprofiles sub-folder, which contains the UML Profiles that defines the properties of the UML artefact. + - The OpenModelProfile folder, which contains the .di, .notation, and uml of the open model profile. + - The OpenInterfaceModelProfile folder, which contains the .di, .notation, and uml of the open model interface profile. + - The ProfileLifecycleProfile folder, which contains the .di, .notation, and uml of the profile lifecycle profile. + - The ClassDiagramStyleSheet.css style sheet. +- The diagrams sub-folder, which contains the PNG images of all the class diagrams. +- The G.7711\_v4.0 folder, which contains the [ITU-T G.7711] Core model that is needed (i.e., imported) by the G.8152.2 model. +- The G.8152\_v2.00 folder, which contains the [ITU-T G.8152] MPLS-TP model that is needed (i.e., imported) by the G.8152.2 model. +- The IetfModels\_v1.2 folder, which contains the IETF model that is needed (i.e., imported) by the G.8152.2 model. + +NOTE – If the imported model has been up-versioned or has changed the module name, then the xmi code of the ITU-T G.8152.2 module will need to be updated. + +# 8 MPLS-TP resilience data models + +This clause contains the interface-protocol-specific data models of the MPLS-TP resilience functions identified in clause 6. These data models are translated from the interface-protocol-neutral UML information specified in clause 7. + +## 8.1 MPLS-TP YANG data model + +This clause contains the YANG data model. + +The YANG data models specified in this Recommendation use the YANG 1.1 language specified in [IETF RFC 7950]. The tree format specified in [IETF RFC 8340] is used for the YANG data model + +tree representation. The YANG data models specified in this Recommendation conform to the network management datastore architecture specified in [IETF RFC 8342]. + +### **8.1.1 Linear protection** + +The linear protection YANG model is translated from the UML information provided in clause 7.3. The translation is done with the assistance of the open-source translation tooling xmi2yang, which has been developed according to the mapping guidelines of [b-ONF TR-531]. + +At the time of publication of this Recommendation, the xmi2yang mapping tool is still work in progress. Therefore, manual modifications of the tool-generated yang are necessary. The yang with such manual modifications can be downloaded from [this](#) repository. + +### **8.1.2 Ring protection** + +The shared ring protection YANG model is translated from the UML information provided in clause 7.3. The translation is done with the assistance of the open-source translation tooling xmi2yang, which has been developed according to the mapping guidelines of [b-ONF TR-531]. + +As the xmi2yang mapping tool is still work in progress, therefore, manual modifications of the tool-generated yang are necessary. The yang with such manual modifications can be downloaded from [this](#) repository. + +# Annex A + +## MSRP information model + +(This annex forms an integral part of this Recommendation.) + +The focus of this annex is the modelling of shared ring protection. It: + +- introduces the MSRP resilience principle; +- shows how the model deals with failures. + +The MSRP architecture is specified in [ITU-T G.8132]. This clause gives an overview of the architecture to be used to describe the MSRP management information model. As shown in Figure A.1, the new logical layer consists of ring tunnels that provide a server layer for the LSPs traversing the ring. The notation used for a ring tunnel is: R

\_ where = c (clockwise) or a (anticlockwise),

= W (working) or P (protecting), and = the node name. + +Once a ring tunnel is established, the forwarding and protection switching of the ring are all performed at the ring tunnel level. MPLS-TP section layer operations, administration and maintenance (OAM) is needed for continuity check, remote defect indication and fault detection. Protection operations are controlled by the ring protection switching protocol described in [IETF RFC 8227]. A port can carry multiple ring tunnels, and a ring tunnel can carry multiple LSPs. + +![Diagram illustrating the logic layers of the ring. On the left, multiple LSPs (LSP1, ..., LSPm, LSP11, ..., LSPml) are shown. These LSPs are connected to two ring tunnels, 'Ring tunnel 1' and 'Ring tunnel n', which are represented by blue rectangular blocks. Between the two ring tunnels, there are vertical dots indicating additional tunnels. All ring tunnels are connected to a single 'Physical port', represented by a large green rectangular block on the right. The diagram shows that multiple LSPs are multiplexed into ring tunnels, which are then carried by a physical port.](5132b3a97ac70fe4765c1e07e66b72b3_img.jpg) + +G.8152.2-Y.1375.2(21)\_FA.1 + +Diagram illustrating the logic layers of the ring. On the left, multiple LSPs (LSP1, ..., LSPm, LSP11, ..., LSPml) are shown. These LSPs are connected to two ring tunnels, 'Ring tunnel 1' and 'Ring tunnel n', which are represented by blue rectangular blocks. Between the two ring tunnels, there are vertical dots indicating additional tunnels. All ring tunnels are connected to a single 'Physical port', represented by a large green rectangular block on the right. The diagram shows that multiple LSPs are multiplexed into ring tunnels, which are then carried by a physical port. + +**Figure A.1 – The logic layers of the ring** + +Ring tunnels are established based on the egress nodes. An egress node is the node where traffic leaves the ring. LSPs that have the same egress node on the ring and travel along the ring in the same direction (clockwise or anticlockwise) share the same ring tunnels. For each egress node, four ring tunnels are established: + +- 1) one clockwise working ring tunnel, which is protected by the anticlockwise protection ring tunnel; +- 2) one anticlockwise protection ring tunnel; +- 3) one anticlockwise working ring tunnel, which is protected by the clockwise protection ring tunnel; +- 4) one clockwise protection ring tunnel. + +The principle of the protection tunnels is determined by the selected protection mechanism (wrapping, short-wrapping, steering). This is described in subsequent clauses. + +As shown in Figure A.2, LSP1, LSP2 and LSP3 enter the ring from node A, node E and node B, respectively, and all leave the ring at node D. To protect the LSPs that traverse the ring, a clockwise working ring tunnel (RcW\_D) via E→F→A→B→C→D and its anticlockwise protection ring tunnel (RaP\_D) via D→C→B→A→F→E→D are established. Also, an anticlockwise working ring tunnel (RaW\_D) via C→B→A→F→E→D and its clockwise protection ring tunnel (RcP\_D) via D→E→F→A→B→C→D are established. For simplicity, Figure A.2 only shows RcW\_D and RaP\_D. A similar provisioning should be applied for any other node on the ring. In summary, for each node in Figure A.2, when acting as an egress node, the ring tunnels are created as follows: + +- 1) to node A: RcW\_A, RaW\_A, RcP\_A, RaP\_A; +- 2) to node B: RcW\_B, RaW\_B, RcP\_B, RaP\_B; +- 3) to node C: RcW\_C, RaW\_C, RcP\_C, RaP\_C; +- 4) to node D: RcW\_D, RaW\_D, RcP\_D, RaP\_D; +- 5) to node E: RcW\_E, RaW\_E, RcP\_E, RaP\_E; +- 6) to node F: RcW\_F, RaW\_F, RcP\_F, RaP\_F. + +![Diagram of a ring network with nodes A, B, C, D, E, and F. Node A is at the top, B is at the top-right, C is at the bottom-right, D is at the bottom, E is at the bottom-left, and F is at the top-left. Solid blue lines represent clockwise working ring tunnels (RcW_D), and dashed red lines represent anticlockwise protection ring tunnels (RaP_D). LSP1 enters from node A, LSP2 from node E, and LSP3 from node B. All three LSPs exit at node D. A legend at the bottom right shows a dashed red line for RaP_D and a dashed green line for RcW_D. The text 'G.8152.2-Y.1375.2(21)_FA.2' is at the bottom right.](552265bdbcf6d43d341fd018a9076269_img.jpg) + +Diagram of a ring network with nodes A, B, C, D, E, and F. Node A is at the top, B is at the top-right, C is at the bottom-right, D is at the bottom, E is at the bottom-left, and F is at the top-left. Solid blue lines represent clockwise working ring tunnels (RcW\_D), and dashed red lines represent anticlockwise protection ring tunnels (RaP\_D). LSP1 enters from node A, LSP2 from node E, and LSP3 from node B. All three LSPs exit at node D. A legend at the bottom right shows a dashed red line for RaP\_D and a dashed green line for RcW\_D. The text 'G.8152.2-Y.1375.2(21)\_FA.2' is at the bottom right. + +**Figure A.2 – Ring tunnels in MSRP** + +Subsequent clauses specify the ring protection mechanisms in detail. In general, the description uses the clockwise working ring tunnel and the corresponding anticlockwise protection ring tunnel as an example, but the mechanism is applicable in the same way to the anticlockwise working and clockwise protection ring tunnels. + +## A.1 Wrapping + +Figure A.3 is a view of a basic network. A signal passes from port 3 node A to port 3 node D. The path of LSP1 is A-B-C-D. The following colour convention is used: blue line – for clockwise working ring tunnel; purple line – for anticlockwise protection ring tunnel. This colour convention also applies for Figures A.4 to A.27. + +![Figure A.3 – Basic network. A ring network diagram with six nodes: A, B, C, D, E, and F. Node A is at the top, connected to F on its left and B on its right. Node B is at the top right, connected to A on its left and C on its right. Node C is at the bottom right, connected to B on its left and D on its right. Node D is at the bottom, connected to C on its left and E on its right. Node E is at the bottom left, connected to D on its left and F on its right. Node F is at the top left, connected to E on its left and A on its right. Each node has five ports labeled 1 through 5. Port 1 is on the left side of each node, port 2 is on the right side, port 3 is on the top, port 4 is on the bottom, and port 5 is on the inner side. A green line labeled 'LSP1' enters node A from the top (port 3) and exits node D from the bottom (port 3). A blue line represents the clockwise working ring tunnel, and a purple line represents the anticlockwise protection ring tunnel. A legend at the bottom right indicates: 'For clockwise working ring tunnel' (blue line) and 'For anticlockwise protection ring tunnel' (purple line). The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom center.](cbdfdade780e677eb1c1aef3081ce9ef_img.jpg) + +Figure A.3 – Basic network. A ring network diagram with six nodes: A, B, C, D, E, and F. Node A is at the top, connected to F on its left and B on its right. Node B is at the top right, connected to A on its left and C on its right. Node C is at the bottom right, connected to B on its left and D on its right. Node D is at the bottom, connected to C on its left and E on its right. Node E is at the bottom left, connected to D on its left and F on its right. Node F is at the top left, connected to E on its left and A on its right. Each node has five ports labeled 1 through 5. Port 1 is on the left side of each node, port 2 is on the right side, port 3 is on the top, port 4 is on the bottom, and port 5 is on the inner side. A green line labeled 'LSP1' enters node A from the top (port 3) and exits node D from the bottom (port 3). A blue line represents the clockwise working ring tunnel, and a purple line represents the anticlockwise protection ring tunnel. A legend at the bottom right indicates: 'For clockwise working ring tunnel' (blue line) and 'For anticlockwise protection ring tunnel' (purple line). The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom center. + +**Figure A.3 – Basic network** + +### **A.1.1 Wrapping with link failure** + +When a link failure occurs between node B and node C, see Figure A.4, node B switches the clockwise working ring tunnel to the anticlockwise protection ring tunnel, and sends a status message to node C along the ring away from the link failure, notifying node C to switch from the working tunnel to the corresponding protection tunnel. Then signal now follows the path A-B-A-F-E-D-C-D. + +![Figure A.4 – Wrapping for link failure. This diagram shows the same ring network as Figure A.3, but with a link failure between node B and node C. The link is marked with a red 'X'. Node B has switched its clockwise working ring tunnel (blue line) to the anticlockwise protection ring tunnel (purple line). Node C has also switched to the protection tunnel. The signal path is now A-B-A-F-E-D-C-D. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom center.](58f4167687de8d7339594e5f6fbe0bc6_img.jpg) + +Figure A.4 – Wrapping for link failure. This diagram shows the same ring network as Figure A.3, but with a link failure between node B and node C. The link is marked with a red 'X'. Node B has switched its clockwise working ring tunnel (blue line) to the anticlockwise protection ring tunnel (purple line). Node C has also switched to the protection tunnel. The signal path is now A-B-A-F-E-D-C-D. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom center. + +**Figure A.4 – Wrapping for link failure** + +Figures A.5 to A.12 show the object classes (LTP and FC, FcSwitch, CASC) configurations for nodes in the ring under normal and link failure conditions. + +Figure A.5 shows the configurations of node A with the FcSwitch set to normal position. There is an actual FC that allows a signal to flow in the clockwise working ring tunnel. + +![Diagram of node A showing internal components: FcPort, FcSwitch, ReW_D, RaP_D, and FC. External connections are labeled 3, 4, 2, and 5, each connected to an LTP. A legend indicates blue lines for clockwise working ring tunnels and purple lines for anticlockwise protection ring tunnels. Reference G.8152.2-Y.1375.2(21)-Amd.2(24) is shown.](aaf3e6e44cdeabd6d1df869c5f392ea1_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node A showing internal components: FcPort, FcSwitch, ReW\_D, RaP\_D, and FC. External connections are labeled 3, 4, 2, and 5, each connected to an LTP. A legend indicates blue lines for clockwise working ring tunnels and purple lines for anticlockwise protection ring tunnels. Reference G.8152.2-Y.1375.2(21)-Amd.2(24) is shown. + +**Figure A.5 – Wrapping: node A (no failure in ring)** + +Figure A.6 shows the configuration of node B and node C with the switches set to normal position. There is an actual FC that allows a signal to flow in the clockwise working ring tunnel. + +![Diagram of node B and node C showing internal components: FcPort, FcSwitch, ReW_D, RaP_D, and FC. External connections are labeled 1, 4, 2, and 5, each connected to an LTP. Reference G.8152.2-Y.1375.2(21)-Amd.2(24) is shown.](2ae3eae1bd80a90f192f568ae246a9a6_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node B and node C showing internal components: FcPort, FcSwitch, ReW\_D, RaP\_D, and FC. External connections are labeled 1, 4, 2, and 5, each connected to an LTP. Reference G.8152.2-Y.1375.2(21)-Amd.2(24) is shown. + +**Figure A.6 – Wrapping: node B and node C (no failure in ring)** + +Figure A.7 shows the configuration of node D. There is an actual signal to flow between port 1 and port 3 on the working ring tunnel. + +![Diagram of node D showing signal wrapping in a ring without failure. A yellow FC block contains two FcPort symbols (circles with right-pointing triangles). A horizontal line labeled 'ReW_D' connects these two FcPort symbols. The left FcPort is connected to an external 'LTP' block, which is connected to port '1'. The right FcPort is connected to another external 'LTP' block, which is connected to port '3'. The entire assembly is within a light orange rectangular frame. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](8c348bf9c2c81b018017ae1d19506a9a_img.jpg) + +Diagram of node D showing signal wrapping in a ring without failure. A yellow FC block contains two FcPort symbols (circles with right-pointing triangles). A horizontal line labeled 'ReW\_D' connects these two FcPort symbols. The left FcPort is connected to an external 'LTP' block, which is connected to port '1'. The right FcPort is connected to another external 'LTP' block, which is connected to port '3'. The entire assembly is within a light orange rectangular frame. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.7 – Wrapping: node D (no failure in ring)** + +Figure A.8 shows the configuration of node B with a failure in the link between node B and node C, such that the switches on port 1 have been set to the protection ring tunnel on port 4. The FC allows a signal to flow between the working FcPort on port 1 and protection FcPort on port 4, such that the signal is wrapped back to port 4. + +![Diagram of node B showing signal wrapping due to a failure. A yellow FC block contains an 'FcSwitch' symbol (oval) and two 'FcPort' symbols (circles with right-pointing triangles). A horizontal line labeled 'ReW_D' connects the right FcPort to an external 'LTP' block at port '2'. The left FcPort is connected to the 'FcSwitch'. The 'FcSwitch' is also connected to a 'RaP_D' symbol (circle with left-pointing triangle), which is in turn connected to an external 'LTP' block at port '4'. Another 'RaP_D' symbol is connected to an external 'LTP' block at port '5'. The entire assembly is within a light orange rectangular frame. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](9c1d3678db4a12d5864cb2a4def1135d_img.jpg) + +Diagram of node B showing signal wrapping due to a failure. A yellow FC block contains an 'FcSwitch' symbol (oval) and two 'FcPort' symbols (circles with right-pointing triangles). A horizontal line labeled 'ReW\_D' connects the right FcPort to an external 'LTP' block at port '2'. The left FcPort is connected to the 'FcSwitch'. The 'FcSwitch' is also connected to a 'RaP\_D' symbol (circle with left-pointing triangle), which is in turn connected to an external 'LTP' block at port '4'. Another 'RaP\_D' symbol is connected to an external 'LTP' block at port '5'. The entire assembly is within a light orange rectangular frame. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.8 – Wrapping: node B with failure on link between node B and node C** + +Figure A.9 shows the configuration of node C with a failure in the link between node B and node C. The switching is from anticlockwise protection ring tunnel to clockwise working ring tunnel node C. + +![Diagram of node C showing wrapping for a failure in the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC'. It has four ports: top-left 'FcPort' (connected to port 5 via an 'LTP'), top-right 'RaP_D' (connected to port 4 via an 'LTP'), bottom-left 'RcW_D' (connected to port 2 via an 'LTP'), and bottom-right (connected to port 1 via an 'LTP'). A 'FcSwitch' is shown inside the node, with a line connecting the 'FcPort' to it and another line connecting it to the 'RcW_D' port, indicating a signal path change.](69b7bd65e85cdef6fdd7fb0a8194257c_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node C showing wrapping for a failure in the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC'. It has four ports: top-left 'FcPort' (connected to port 5 via an 'LTP'), top-right 'RaP\_D' (connected to port 4 via an 'LTP'), bottom-left 'RcW\_D' (connected to port 2 via an 'LTP'), and bottom-right (connected to port 1 via an 'LTP'). A 'FcSwitch' is shown inside the node, with a line connecting the 'FcPort' to it and another line connecting it to the 'RcW\_D' port, indicating a signal path change. + +**Figure A.9 – Wrapping: node C with failure in the link between node B and node C** + +Figure A.10 shows the configuration of node E and node F for a failure in the link between node B and node C. Node E and Node F do not need to switch as node B and node C perform the protection function in this case. There is an actual FC that allows a signal to flow between the protection ring tunnel on port 5 and port 4 due to the wrap in node B shown in Figure A.8. + +![Diagram of node E and node F showing wrapping for a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC'. It has two ports: top-left 'FcPort' (connected to port 5 via an 'LTP') and top-right 'RaP_D' (connected to port 4 via an 'LTP'). A line connects the 'FcPort' directly to the 'RaP_D' port, indicating a signal path change.](28d75f39a24203712ee907b32cf0bbe5_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node E and node F showing wrapping for a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC'. It has two ports: top-left 'FcPort' (connected to port 5 via an 'LTP') and top-right 'RaP\_D' (connected to port 4 via an 'LTP'). A line connects the 'FcPort' directly to the 'RaP\_D' port, indicating a signal path change. + +**Figure A.10 – Wrapping: node E and node F with failure on link between node B and node C** + +Node A and node D do not need to switch as node B and node C perform the protection function in this case. Figures A.11 and A.12 show, respectively, the configuration of node A and node D with failure in the link between node B and node C. + +![Diagram of node A with a failure in the link between node B and node C. The diagram shows a yellow rectangular box labeled 'FC' containing an 'FcPort', an 'FcSwitch', and two 'RcW_D' units. The 'FcPort' is connected to the 'FcSwitch', which is connected to the top 'RcW_D'. The bottom 'RcW_D' is connected to another 'FcPort'. Four 'LTP' (Light Transport Path) blocks are shown outside the 'FC' box, connected to the 'RcW_D' units. The top 'LTP' is connected to port 3 on the left and port 2 on the right. The bottom 'LTP' is connected to port 4 on the left and port 5 on the right. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](11edb7fcedf09ac6a817f8d7b8c61eec_img.jpg) + +Diagram of node A with a failure in the link between node B and node C. The diagram shows a yellow rectangular box labeled 'FC' containing an 'FcPort', an 'FcSwitch', and two 'RcW\_D' units. The 'FcPort' is connected to the 'FcSwitch', which is connected to the top 'RcW\_D'. The bottom 'RcW\_D' is connected to another 'FcPort'. Four 'LTP' (Light Transport Path) blocks are shown outside the 'FC' box, connected to the 'RcW\_D' units. The top 'LTP' is connected to port 3 on the left and port 2 on the right. The bottom 'LTP' is connected to port 4 on the left and port 5 on the right. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.11 – Wrapping: node A with failure in the link between node B and node C** + +![Diagram of node D with a failure in the link between node B and node C. The diagram shows a yellow rectangular box labeled 'FC' containing an 'FcPort', an 'FcSwitch', and two 'RcW_D' units. The 'FcPort' is connected to the 'FcSwitch', which is connected to the top 'RcW_D'. The bottom 'RcW_D' is connected to another 'FcPort'. Four 'LTP' (Light Transport Path) blocks are shown outside the 'FC' box, connected to the 'RcW_D' units. The top 'LTP' is connected to port 5 on the left and port 4 on the right. The bottom 'LTP' is connected to port 3 on the left and port 1 on the right. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](fa01531ea2c45beeb4036005da3037a4_img.jpg) + +Diagram of node D with a failure in the link between node B and node C. The diagram shows a yellow rectangular box labeled 'FC' containing an 'FcPort', an 'FcSwitch', and two 'RcW\_D' units. The 'FcPort' is connected to the 'FcSwitch', which is connected to the top 'RcW\_D'. The bottom 'RcW\_D' is connected to another 'FcPort'. Four 'LTP' (Light Transport Path) blocks are shown outside the 'FC' box, connected to the 'RcW\_D' units. The top 'LTP' is connected to port 5 on the left and port 4 on the right. The bottom 'LTP' is connected to port 3 on the left and port 1 on the right. The text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.12 – Wrapping: node D with failure in the link between node B and node C** + +### A.1.2 Wrapping with node failure + +When a node failure occurs, for example in node B, see Figure A.13. Node A switches the clockwise working ring tunnel to the anticlockwise protection ring tunnel, and sends a status message to node C along the ring away from the link failure, notifying node C to switch from the working tunnel to the corresponding protection tunnel. Then the signal follows the path A-F-E-D-C-D. + +![Figure A.13: Wrapping for node failure diagram. A network ring consisting of nodes A, B, C, D, E, and F. Node A is the ingress node for LSP1 at its port 3. Node B is failed, indicated by a red 'X' on its port 2. The traffic from node A's port 3 is wrapped to node A's port 4 and continues through nodes C, D, E, and F back to node A's port 3. Node D has an egress point for LSP1 at its port 3. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24).](c494cd874a082a97b50b3c4d3938f467_img.jpg) + +Figure A.13: Wrapping for node failure diagram. A network ring consisting of nodes A, B, C, D, E, and F. Node A is the ingress node for LSP1 at its port 3. Node B is failed, indicated by a red 'X' on its port 2. The traffic from node A's port 3 is wrapped to node A's port 4 and continues through nodes C, D, E, and F back to node A's port 3. Node D has an egress point for LSP1 at its port 3. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24). + +**Figure A.13 – Wrapping for node failure** + +The configuration of node F, node E, node D and node C is the same as for the case of link failure between node B and node C described in clause A.1.1. + +Figure A.14 shows the configuration in node A for a node failure in node B. It can be seen that traffic has been switched from working ring tunnel on port 3 to the protection ring tunnel on port 4. + +![Figure A.14: Wrapping: node A with failure on node B diagram. A detailed view of node A's internal architecture. It shows an FC (Fibre Channel) block containing an FcPort and an FcSwitch. The FcSwitch is connected to two LTP (LSP Termination Point) blocks. The top LTP is connected to port 3 and the bottom LTP is connected to port 4. The FcSwitch is shown directing traffic from port 3 to port 4 via a ReW_D (Repeater) and a RaP_D (Repeater). The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24).](4f148853ae68fdcf5e43f7604cab457d_img.jpg) + +Figure A.14: Wrapping: node A with failure on node B diagram. A detailed view of node A's internal architecture. It shows an FC (Fibre Channel) block containing an FcPort and an FcSwitch. The FcSwitch is connected to two LTP (LSP Termination Point) blocks. The top LTP is connected to port 3 and the bottom LTP is connected to port 4. The FcSwitch is shown directing traffic from port 3 to port 4 via a ReW\_D (Repeater) and a RaP\_D (Repeater). The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24). + +**Figure A.14 – Wrapping: node A with failure on node B** + +In general, for the wrapping scheme, the nodes on either side of the failure perform the protection function. + +## A.2 Steering + +With the steering ring scheme, the ingress node switches from the working to the protection ring, and at the egress node, traffic leaves the ring from the protection ring tunnel. + +Figure A.15 shows a view of the basic network. Figure A.15 is the same as Figure A.3. A signal passes from port 3 node A to port 3 node D. The path of LSP1 is A-B-C-D. + +![Figure A.15 – Basic network. A ring network diagram with six nodes: A, B, C, D, E, and F. Node A is at the top right, with an external LSP1 connection at port 3. The nodes are connected in a clockwise ring: A to B, B to C, C to D, D to E, E to F, and F to A. Each node has five ports. Port 1 is on the left, port 2 is on the top, port 3 is on the right (for A and D), port 4 is on the bottom, and port 5 is on the right (for A, B, C, and F). A legend indicates: a blue line for the clockwise working ring tunnel and a purple line for the anticlockwise protection ring tunnel. Green lines show the signal path from LSP1 at node A, through port 2, then following the anticlockwise protection ring tunnel (purple) through nodes F, E, and D, exiting at node D's port 3. Reference text G.8152.2-Y.1375.2(21)-Amd.2(24) is at the bottom.](692541e65db4dc852988ce77ebb60ce5_img.jpg) + +Figure A.15 – Basic network. A ring network diagram with six nodes: A, B, C, D, E, and F. Node A is at the top right, with an external LSP1 connection at port 3. The nodes are connected in a clockwise ring: A to B, B to C, C to D, D to E, E to F, and F to A. Each node has five ports. Port 1 is on the left, port 2 is on the top, port 3 is on the right (for A and D), port 4 is on the bottom, and port 5 is on the right (for A, B, C, and F). A legend indicates: a blue line for the clockwise working ring tunnel and a purple line for the anticlockwise protection ring tunnel. Green lines show the signal path from LSP1 at node A, through port 2, then following the anticlockwise protection ring tunnel (purple) through nodes F, E, and D, exiting at node D's port 3. Reference text G.8152.2-Y.1375.2(21)-Amd.2(24) is at the bottom. + +**Figure A.15 – Basic network** + +### **A.2.1 Steering with link failure** + +When a link failure occurs between node B and node C, as shown in Figure A.16, node A switches the signal from the clockwise working ring tunnel to the anticlockwise protection ring tunnel, and leaves at node D on the protection ring tunnel. The signal then follows the path A-F-E-D. + +![Figure A.16 – Steering for link failure. This diagram shows the same network as Figure A.15 but with a link failure between node B and node C, indicated by a red 'X' on the link. Node A has switched its internal connections: the signal from LSP1 (port 3) is now directed to port 4 (anticlockwise protection ring tunnel) instead of port 2. The signal path is shown as a dashed green line from LSP1 at node A, through port 4, then following the anticlockwise protection ring tunnel (purple) through nodes F, E, and D, exiting at node D's port 3. The clockwise working ring tunnel (blue) is shown as a dashed line from node A's port 2. Reference text G.8152.2-Y.1375.2(21)-Amd.2(24) is at the bottom.](9f9386d5b3d6cbeb1ed104a799320ebf_img.jpg) + +Figure A.16 – Steering for link failure. This diagram shows the same network as Figure A.15 but with a link failure between node B and node C, indicated by a red 'X' on the link. Node A has switched its internal connections: the signal from LSP1 (port 3) is now directed to port 4 (anticlockwise protection ring tunnel) instead of port 2. The signal path is shown as a dashed green line from LSP1 at node A, through port 4, then following the anticlockwise protection ring tunnel (purple) through nodes F, E, and D, exiting at node D's port 3. The clockwise working ring tunnel (blue) is shown as a dashed line from node A's port 2. Reference text G.8152.2-Y.1375.2(21)-Amd.2(24) is at the bottom. + +**Figure A.16 – Steering for link failure** + +For the normal condition, the switches in nodes B, C, D and A are the same as for the wrapping situation shown in Figure A.5, Figure A.6 and Figure A.7. + +When there is a link failure in the link between node B and node C, the ring nodes may work as shown in Figures A.17 to A.19. + +Figure A.17 shows the configuration of node A with a failure in the link between node B and node C, such that the signal is switched from port 3 on the clockwise working ring tunnel to port 4 on the anticlockwise protection ring tunnel. + +![Diagram of node A showing internal switching due to a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC' containing an 'FcSwitch' (oval) and four 'FcPort' (circles with triangles). Port 3 (top-left) is connected to an 'LTP' block. Port 4 (bottom-left) is connected to an 'LTP' block. Port 2 (top-right) is connected to an 'LTP' block. Port 5 (bottom-right) is connected to an 'LTP' block. The 'FcSwitch' is connected to the 'FcPort' for port 3 via a line labeled 'ReW_D'. The 'FcSwitch' is also connected to the 'FcPort' for port 4 via a line labeled 'RaP_D'. The 'FcSwitch' is also connected to the 'FcPort' for port 2. The 'FcSwitch' is also connected to the 'FcPort' for port 5. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24).](08dce7ad4c512fdf0c0cde60415fade6_img.jpg) + +Diagram of node A showing internal switching due to a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC' containing an 'FcSwitch' (oval) and four 'FcPort' (circles with triangles). Port 3 (top-left) is connected to an 'LTP' block. Port 4 (bottom-left) is connected to an 'LTP' block. Port 2 (top-right) is connected to an 'LTP' block. Port 5 (bottom-right) is connected to an 'LTP' block. The 'FcSwitch' is connected to the 'FcPort' for port 3 via a line labeled 'ReW\_D'. The 'FcSwitch' is also connected to the 'FcPort' for port 4 via a line labeled 'RaP\_D'. The 'FcSwitch' is also connected to the 'FcPort' for port 2. The 'FcSwitch' is also connected to the 'FcPort' for port 5. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24). + +**Figure A.17 – Steering: node A with failure on link between node B and node C** + +Figure A.18 shows the configuration of node D with a failure in the link between node B and node C, there is an actual FC that allows a signal to flow between the protection ring tunnel on port 5 and port 3 due to the switching in node A shown in Figure A.17. + +![Diagram of node D showing internal switching due to a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC' containing two 'FcPort' (circles with triangles). Port 5 (left) is connected to an 'LTP' block. Port 3 (right) is connected to an 'LTP' block. The 'FcPort' for port 5 is connected to the 'FcPort' for port 3 via a line labeled 'RaP_D'. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24).](b5335262987c819d7f71ce40f99cb71b_img.jpg) + +Diagram of node D showing internal switching due to a failure on the link between node B and node C. The node is represented by a yellow rectangle labeled 'FC' containing two 'FcPort' (circles with triangles). Port 5 (left) is connected to an 'LTP' block. Port 3 (right) is connected to an 'LTP' block. The 'FcPort' for port 5 is connected to the 'FcPort' for port 3 via a line labeled 'RaP\_D'. The diagram is labeled G.8152.2-Y.1375.2(21)-Amd.2(24). + +**Figure A.18 – Steering: node D with failure on link between node B and node C** + +Figure A.19 shows the configuration of node E and node F for a failure in the link between node B and node C. There is an actual FC that allows a signal to flow between the protection ring tunnel on port 5 and port 4 due to the switching in node A shown in Figure A.17. + +Node B and node C are not involved in the switching. + +![Diagram of a node (E or F) showing internal components and external links. The node is represented by a yellow rectangle labeled 'FC' at the bottom left. Inside, there are two circular 'FcPort' icons. A horizontal line labeled 'RaP_D' connects these ports. External links are shown on the left (port 5) and right (port 4), each connected to a green 'LTP' block. The entire node is set against a light orange background. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](7ae836e598020d937ed1478c2ef13025_img.jpg) + +Diagram of a node (E or F) showing internal components and external links. The node is represented by a yellow rectangle labeled 'FC' at the bottom left. Inside, there are two circular 'FcPort' icons. A horizontal line labeled 'RaP\_D' connects these ports. External links are shown on the left (port 5) and right (port 4), each connected to a green 'LTP' block. The entire node is set against a light orange background. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.19 – Steering: node E and node F with failure on link between node B and node C** + +### A.2.2 Steering with node failure + +For a node failure that happens on a non-egress node, steering protection switching is the same as for the link failure case described in clause A.2.1. + +If a failure occurs at the egress node of the LSP, the ingress node will update its ring map according to the received RPS messages. It will also determine that the egress node is not reachable, and will thus not send traffic to either the working or the protection tunnel, and a traffic loop will be avoided. + +## A.3 Short-wrapping + +With the wrapping ring scheme, protection switching is executed at both nodes adjacent to the failure. However, with the short-wrapping ring scheme, protection switching is executed only at the node upstream to the failure. Additionally, the packet leaves the protection ring at the egress end. Figure A.20 is a view of a basic network. Figure A.20 is the same as Figure A.3. A signal passes from port 3 node A to port 3 node D. The path of LSP1 is A-B-C-D. + +![Diagram of a basic network ring with five nodes: A, B, C, D, and E. Node A is at the top, B is right, C is bottom right, D is bottom left, and E is left. Each node has five ports. A green line represents LSP1, entering node A at port 3 and exiting node D at port 3. The path of LSP1 is A-B-C-D. Blue lines represent clockwise working ring tunnels, and purple lines represent anticlockwise protection ring tunnels. A legend at the bottom right explains the line colors. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom.](8658cfab6a458b4a80ab2e384c61ff89_img.jpg) + +Diagram of a basic network ring with five nodes: A, B, C, D, and E. Node A is at the top, B is right, C is bottom right, D is bottom left, and E is left. Each node has five ports. A green line represents LSP1, entering node A at port 3 and exiting node D at port 3. The path of LSP1 is A-B-C-D. Blue lines represent clockwise working ring tunnels, and purple lines represent anticlockwise protection ring tunnels. A legend at the bottom right explains the line colors. A small text label 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom. + +**Figure A.20 – Basic network** + +### A.3.1 Short-wrapping with link failure + +When a link failure occurs between node B and node C, see Figure A.21. Node B switches the clockwise working ring tunnel to the anticlockwise protection ring tunnel, and leaves at node D on the protection ring tunnel. The signal then follows the path A-B-A-F-E-D. + +![Figure A.21: Short-wrapping for link failure diagram. A ring network with nodes A, B, C, D, E, and F. Node A is connected to an external LSP1. Node B has a link failure with node C (indicated by a red X). Node B switches its working path to the protection path, which goes from B to A to F to E to D. Node D is also connected to an external LSP1. The diagram shows various ports (1-5) and internal switching paths (solid and dashed lines).](dcc2d5a5b39f780e7a224bb01ba1ef6e_img.jpg) + +Figure A.21: Short-wrapping for link failure diagram. A ring network with nodes A, B, C, D, E, and F. Node A is connected to an external LSP1. Node B has a link failure with node C (indicated by a red X). Node B switches its working path to the protection path, which goes from B to A to F to E to D. Node D is also connected to an external LSP1. The diagram shows various ports (1-5) and internal switching paths (solid and dashed lines). + +Figure A.21 – Short-wrapping for link failure + +For the normal condition, the switches in nodes B, C, D and A are the same as in the wrapping situation shown in Figure A.5, Figure A.6 and Figure A.7. + +When there is a failure in the link between node B and node C, the nodes work as shown in Figures A.22 to A.25. + +Figure A.22 shows the configuration of node B with a failure in the link between node B and node C, such that the switches on port 1 have been set to the protection ring tunnel on port 4. The FC allows a signal to flow between the working FcPort on port 1 and protection FcPort on port 4, such that the signal is wrapped back to port 4. For this node, the wrapping scheme is the same as that in Figure A.8. + +![Figure A.22: Wrapping: node B with failure on link between node B and node C. A detailed view of node B's internal switching. It shows an FC (Fibre Channel) box containing an FcSwitch. Port 1 (LTP) is connected to an FcPort (triangle symbol) which is connected to the FcSwitch. Port 4 (LTP) is connected to an FcPort (triangle symbol) which is also connected to the FcSwitch. The FcSwitch is connected to a ReW_D (rectangle symbol) which is connected to port 2 (LTP). The FcSwitch is also connected to a RaP_D (rectangle symbol) which is connected to port 5 (LTP). The diagram illustrates the internal signal flow and switching configuration for node B during a link failure.](875c6f4f441fdd3ca7e1908fd1582983_img.jpg) + +Figure A.22: Wrapping: node B with failure on link between node B and node C. A detailed view of node B's internal switching. It shows an FC (Fibre Channel) box containing an FcSwitch. Port 1 (LTP) is connected to an FcPort (triangle symbol) which is connected to the FcSwitch. Port 4 (LTP) is connected to an FcPort (triangle symbol) which is also connected to the FcSwitch. The FcSwitch is connected to a ReW\_D (rectangle symbol) which is connected to port 2 (LTP). The FcSwitch is also connected to a RaP\_D (rectangle symbol) which is connected to port 5 (LTP). The diagram illustrates the internal signal flow and switching configuration for node B during a link failure. + +Figure A.22 – Wrapping: node B with failure on link between node B and node C + +Figure A.23 shows the configuration of node E and node F for a failure in the link between node B and node C. Node E and Node F do not need to switch as node B performs the protection function in this case. There is an actual FC that allows a signal to flow between the protection path on port 5 and port 4 due to the wrapping in node B as shown in Figure A.22. + +![Diagram of node E and node F with a failure on the link between node B and node C. The diagram shows a yellow rectangular block labeled 'FC' containing two circular 'FcPort' icons with right-pointing arrows. A horizontal line labeled 'RaP_D' connects these two ports. The left FcPort is connected to an external 'LTP' block, which is further connected to port '5'. The right FcPort is connected to another external 'LTP' block, which is further connected to port '4'. The entire assembly is set against a light orange background.](e451401f8fa77b466f401d5fce15b26c_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node E and node F with a failure on the link between node B and node C. The diagram shows a yellow rectangular block labeled 'FC' containing two circular 'FcPort' icons with right-pointing arrows. A horizontal line labeled 'RaP\_D' connects these two ports. The left FcPort is connected to an external 'LTP' block, which is further connected to port '5'. The right FcPort is connected to another external 'LTP' block, which is further connected to port '4'. The entire assembly is set against a light orange background. + +**Figure A.23 – Short-wrapping: node E and node F with failure on link between node B and node C** + +Figure A.24 shows the configuration of node D for a failure on the link between node B and node C. There is an actual FC that allows a signal to flow between the protection path on port 5 and port 3 due to the wrap in node B as shown in Figure A.22. + +![Diagram of node D with a failure on the link between node B and node C. The diagram shows a yellow rectangular block labeled 'FC' containing two circular 'FcPort' icons with right-pointing arrows. A horizontal line labeled 'RaP_D' connects these two ports. The left FcPort is connected to an external 'LTP' block, which is further connected to port '5'. The right FcPort is connected to another external 'LTP' block, which is further connected to port '3'. The entire assembly is set against a light orange background.](2837ffdadcdb1e5bababa56b564e56ed_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of node D with a failure on the link between node B and node C. The diagram shows a yellow rectangular block labeled 'FC' containing two circular 'FcPort' icons with right-pointing arrows. A horizontal line labeled 'RaP\_D' connects these two ports. The left FcPort is connected to an external 'LTP' block, which is further connected to port '5'. The right FcPort is connected to another external 'LTP' block, which is further connected to port '3'. The entire assembly is set against a light orange background. + +**Figure A.24 – Short-wrapping: node D with failure on the link between node B and node C** + +Figure A.25 shows the configurations on node A for a failure on the link between node B and node C. Node A does not need to switch as node B performs the protection function in this case. + +![Diagram of a node (FC) with internal components: FcPort, FcSwitch, RcW_D, and RaP_D. It shows two external links (3 and 4 on the left, 2 and 5 on the right) connected via LTP blocks. The internal components are connected in a ring-like fashion within the FC block. A small text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](f57c7b37d7a05a99618104f390089f03_img.jpg) + +Diagram of a node (FC) with internal components: FcPort, FcSwitch, RcW\_D, and RaP\_D. It shows two external links (3 and 4 on the left, 2 and 5 on the right) connected via LTP blocks. The internal components are connected in a ring-like fashion within the FC block. A small text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.25 – Short-wrapping: node A with failure on the link between node B and node C** + +Node C is not included in this scheme because the signal leaves through node D. In general, for the short-wrapping scheme, only the node on the upstream side of the failure performs the protection function. However, the two directions of a protected bidirectional LSP are no longer co-routed under protection-switching conditions. + +### A.3.2 Short-wrapping with node failure + +For a node failure that happens in a non-egress node, the short-wrapping protection switching is similar to the link failure case described in clause A.3.1. As shown in Figure A.26, suppose the node failure happens in node B. Node A switches the clockwise working ring tunnel to the anticlockwise protection ring tunnel, and the traffic leaves the ring in the protection ring tunnel at the egress node. Then the signal follows the path A-F-E-D. + +![Diagram of a ring network with nodes A, B, C, D, E, and F. Node B is marked with a red 'X' indicating failure. Node A is connected to an external LSP1. The diagram shows the signal path switching from the clockwise working ring to the anticlockwise protection ring at node A, then exiting the ring at node D. A small text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right.](b2f5606b9c7184c1c6070a290080a3e3_img.jpg) + +Diagram of a ring network with nodes A, B, C, D, E, and F. Node B is marked with a red 'X' indicating failure. Node A is connected to an external LSP1. The diagram shows the signal path switching from the clockwise working ring to the anticlockwise protection ring at node A, then exiting the ring at node D. A small text 'G.8152.2-Y.1375.2(21)-Amd.2(24)' is at the bottom right. + +**Figure A.26 – Short-wrapping: node A with failure on node B** + +Figure A.27 shows the configuration of node A with a failure on node B, such that the signal is switched from port 3 on the clockwise working ring tunnel to port 4 on the anticlockwise protection ring tunnel. + +![Diagram of short-wrapping in a fiber optic network. A yellow rectangle labeled 'FC' is surrounded by a light brown border. On the left, two green 'LTP' boxes are connected to ports 3 and 4. On the right, two green 'LTP' boxes are connected to ports 2 and 5. Inside the FC, there are four circular components with arrows. The top-left one is labeled 'FcPort' and 'ReW_D'. The top-right one is unlabeled. The bottom-left one is labeled 'RaP_D'. The bottom-right one is unlabeled. A central oval is labeled 'FcSwitch'. A line connects the 'FcPort' to the 'FcSwitch'. Another line connects the 'FcSwitch' to the 'RaP_D'. A third line connects the 'RaP_D' to the bottom-right component. A fourth line connects the bottom-right component to the 'LTP' at port 5. A fifth line connects the 'LTP' at port 2 to the top-right component. A sixth line connects the top-right component to the 'FcPort'.](e64c7b989e5bdb2708cd7aefd18b06e1_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.2(24) + +Diagram of short-wrapping in a fiber optic network. A yellow rectangle labeled 'FC' is surrounded by a light brown border. On the left, two green 'LTP' boxes are connected to ports 3 and 4. On the right, two green 'LTP' boxes are connected to ports 2 and 5. Inside the FC, there are four circular components with arrows. The top-left one is labeled 'FcPort' and 'ReW\_D'. The top-right one is unlabeled. The bottom-left one is labeled 'RaP\_D'. The bottom-right one is unlabeled. A central oval is labeled 'FcSwitch'. A line connects the 'FcPort' to the 'FcSwitch'. Another line connects the 'FcSwitch' to the 'RaP\_D'. A third line connects the 'RaP\_D' to the bottom-right component. A fourth line connects the bottom-right component to the 'LTP' at port 5. A fifth line connects the 'LTP' at port 2 to the top-right component. A sixth line connects the top-right component to the 'FcPort'. + +**Figure A.27 – Short-wrapping: node A with failure on node B** + +# Appendix I + +## Linear protection examples + +(This appendix does not form an integral part of this Recommendation.) + +## I.1 1+1/1:1 Cases + +This clause deals with an MPLS-TP 1+1/1:1 protection group and shows how it can be represented. + +Figure I.1 shows a simple example of a 1+1/1:1 case in a basic network with three NEs. Of course, this can be generalized to more NEs. The end-to-end FC is partitioned into subordinate constructs (via FcHasLowerLevelFcs). MPLS-TP SNC/S protection and trail protection can be represented by this common example. + +![Diagram of a linear 1+1/1:1 protection case showing a network topology with three Network Elements (NEs) and their associated FC and FcHasLowerLevelFcs constructs.](b6ad8b32179842fca5ad086cf22b03eb_img.jpg) + +The diagram illustrates a linear 1+1/1:1 protection case. At the top, a yellow oval represents the end-to-end FC. Below it, a 'Partition' arrow points to a 'FcHasLowerLevelFcs' construct, which is shown as a yellow oval containing four small white circles. This construct is connected to three Network Elements (NEs), each represented by a light green square. Each NE is connected to a corresponding orange rectangular box representing a subordinate construct. Inside each orange box, there is a yellow rectangle and two purple rectangles. The subordinate constructs are interconnected by blue lines. A label 'G.8152.2-Y.1375.2(21)\_FI.1' is located in the bottom right corner of the diagram. + +Diagram of a linear 1+1/1:1 protection case showing a network topology with three Network Elements (NEs) and their associated FC and FcHasLowerLevelFcs constructs. + +Figure I.1 – Simple example of linear 1+1/1:1(from Figure XIV.1-1 of [ITU-T G.7711]) + +Figure I.2 shows a nodal view of 1+1 switches. It describes the ConfigurationAndSwitchControllers (CASC) encapsulated in the FC (upper part) and ConfigurationAndSwitchControllers encapsulated in the FcSwitch (lower part). The encapsulation type depends upon the scope of control of the CASC. The encapsulation is via FcSwitchCoordinatedByInternalControl when in the FcSwitch and FcSwitchesInFcCoordinatedBySwitchCoordinator when in the FC. + +![Diagram showing a network topology with two detailed nodal views of 1+1 switches. The top view shows a CASC encapsulated in an FC, and the bottom view shows a CASC encapsulated in an FCSwitch. Both views include port representations and internal connections.](5eb69662cc4fa7d0d49b4eb22951c204_img.jpg) + +The diagram illustrates a network topology at the top, featuring a central node connected to three server-like units. Two red dashed circles highlight specific switch details. The upper detail shows a '1+1 CASC encapsulated in FC' (Fiber Controller). It contains a 'CASC' block connected to four port icons (two on the left, two on the right) via dashed lines. A solid blue line connects the top-left port to the CASC. The lower detail shows a '1+1 CASC encapsulated in FCSwitch'. It also contains a 'CASC' block and four port icons. A solid red line connects the top-left port to the CASC, and a dashed green line connects the bottom-right port to the CASC. A label 'i' is present inside the switch box. Below the diagrams is the text 'G.8152.2-Y.1375.2(21)\_FI.2'. + +Diagram showing a network topology with two detailed nodal views of 1+1 switches. The top view shows a CASC encapsulated in an FC, and the bottom view shows a CASC encapsulated in an FCSwitch. Both views include port representations and internal connections. + +**Figure I.2 – Detail of a nodal view of 1+1 switches** + +Figure I.3 shows a nodal view of 1:1 switches. It describes the ConfigurationAndSwitchControllers (CASC) encapsulated in the FC (upper part) and ConfigurationAndSwitchControllers encapsulated in the FcSwitch (lower part). + +![Figure I.3: Detail of a nodal view of 1:1 switches. The diagram shows a network topology at the top with two red dashed circles highlighting specific nodes. The first circle points to a box labeled 'CASC' containing two nodes, '0' and '1', connected by a dashed line. The second circle points to a box labeled 'CASC' containing nodes '0' and 'bi', also connected by a dashed line. To the right of the first box is the text '1:1 CASC encapsulated in FC'. To the right of the second box is the text '1:1 CASC encapsulated in FCSwitch'. Below the boxes is the text 'G.8152.2-Y.1375.2(21)_Fl.3'.](9a5927586a691c4908aa2cf98bd47ebb_img.jpg) + +1:1 CASC encapsulated in FC + +1:1 CASC encapsulated in FCSwitch + +G.8152.2-Y.1375.2(21)\_Fl.3 + +Figure I.3: Detail of a nodal view of 1:1 switches. The diagram shows a network topology at the top with two red dashed circles highlighting specific nodes. The first circle points to a box labeled 'CASC' containing two nodes, '0' and '1', connected by a dashed line. The second circle points to a box labeled 'CASC' containing nodes '0' and 'bi', also connected by a dashed line. To the right of the first box is the text '1:1 CASC encapsulated in FC'. To the right of the second box is the text '1:1 CASC encapsulated in FCSwitch'. Below the boxes is the text 'G.8152.2-Y.1375.2(21)\_Fl.3'. + +**Figure I.3 – Detail of a nodal view of 1:1 switches** + +Figure I.4 shows a case of 1:1 independent switching, in which the two directions of traffic are switched independently. Figure I.4 assumes that the CASCs in the FCs at each end are distributed. It highlights a high-level CASC that can be used to collect common parameters, which should be set to the same values at both ends. In this case, the high level CASC governs the lower level CASC. + +![Figure I.4: Showing a high-level abstract controller in a 1:1 case. The diagram shows a network topology at the top with a red dashed rectangle highlighting a section. Below it, a yellow bar labeled 'C&SC' is connected to two boxes labeled 'CASC'. Each 'CASC' box contains nodes '0' and '1' connected by a dashed line. Blue arrows point from the 'C&SC' bar to each 'CASC' box. A label 'Common parameters only' with a blue line points to the 'C&SC' bar. Below the diagram is the text 'G.8251.2-Y.1375.2(21)_Fl.4'.](c99bf3a0530a3e58f5f2d2790ba7441b_img.jpg) + +Common parameters only + +G.8251.2-Y.1375.2(21)\_Fl.4 + +Figure I.4: Showing a high-level abstract controller in a 1:1 case. The diagram shows a network topology at the top with a red dashed rectangle highlighting a section. Below it, a yellow bar labeled 'C&SC' is connected to two boxes labeled 'CASC'. Each 'CASC' box contains nodes '0' and '1' connected by a dashed line. Blue arrows point from the 'C&SC' bar to each 'CASC' box. A label 'Common parameters only' with a blue line points to the 'C&SC' bar. Below the diagram is the text 'G.8251.2-Y.1375.2(21)\_Fl.4'. + +**Figure I.4 – Showing a high-level abstract controller in a 1:1 case** + +# Appendix II + +## Examples of using the IETF MPLS static lsp models to support MPLS-TP linear protection models + +(This appendix does not form an integral part of this Recommendation.) + +## II.1 JSON examples + +The following JSON codes are provided as examples of instances of the configuration and operational datastores of the YANG models defined in this appendix, together with the MPLS static LSP YANG model, under definition in [b-IETF-mpls-static] and MPLS-TP linear protection YANG model, defined in ITU-T G.8152.2, to support different operational scenarios, defined in clauses II.2 and II.3. The examples can be downloaded from: [https://www.itu.int/ITU-T/formal-language/itu-t/g/g8152.2/2022/g8152.2\\_json-examples.zip](https://www.itu.int/ITU-T/formal-language/itu-t/g/g8152.2/2022/g8152.2_json-examples.zip). + +## II.2 MPLS-TP trail protection examples + +Figure II.1 describes the reference network used to analyse the examples for MPLS-TP trail protection: + +![Figure II.1 – Example reference network for MPLS-TP trail protection. The diagram shows a network with four nodes: Head-end node (A), Transit node (B), Transit node (D), and Tail-end node (C). Node A is connected to B and D. Node B is connected to C. Node D is connected to C. Node A has two H-LSP (Head-End Label Switching) units. Node C has two H-LSP units. Node B and D are transit nodes. The diagram illustrates three LSPs: LSP1 (working path), LSP2 (client path), and LSP3 (client path). LSP1 is shown as a solid blue line. LSP2 is shown as a dashed blue line. LSP3 is shown as a dashed magenta line. Monitoring points are indicated by blue triangles and arrows above and below the network. Label values are shown on the links between nodes. For example, on the link between A and B, LSP1 has label 102, LSP2 has label 201, and LSP3 has label 301. The convention 102/203|303 is used to represent a label stack where 102 is the top label (LSP1) and 203 or 303 is the second label (LSP2 or LSP3).](43979979715bb3304389a0cb18f34444_img.jpg) + +G.8152.2-Y.1375.2(21)-Amd.1(22)\_FII.1 + +Figure II.1 – Example reference network for MPLS-TP trail protection. The diagram shows a network with four nodes: Head-end node (A), Transit node (B), Transit node (D), and Tail-end node (C). Node A is connected to B and D. Node B is connected to C. Node D is connected to C. Node A has two H-LSP (Head-End Label Switching) units. Node C has two H-LSP units. Node B and D are transit nodes. The diagram illustrates three LSPs: LSP1 (working path), LSP2 (client path), and LSP3 (client path). LSP1 is shown as a solid blue line. LSP2 is shown as a dashed blue line. LSP3 is shown as a dashed magenta line. Monitoring points are indicated by blue triangles and arrows above and below the network. Label values are shown on the links between nodes. For example, on the link between A and B, LSP1 has label 102, LSP2 has label 201, and LSP3 has label 301. The convention 102/203|303 is used to represent a label stack where 102 is the top label (LSP1) and 203 or 303 is the second label (LSP2 or LSP3). + +Figure II.1 – Example reference network for MPLS-TP trail protection + +In this example, an MPLS-TP trail (i.e., LSP1) has been set up, with trail protection, between nodes A and C to be used as a server MPLS-TP sub-layer to carry two client MPLS-TP sub-network connections (i.e., LSP2 and LSP3). + +The label values marked in black (e.g., 102) represent the label assigned to LSP1 on different links; the label values marked in cyan (e.g., 201) represent the label values assigned to LSP2 on different links, and the label values marked in magenta (e.g., 301) represent the label values assigned to LSP3 on different links. The convention 102/203|303 is used to represent the case where on the link packets are transmitted with a label stack having at the top of the stack label a label assigned to LSP1 (e.g., 102) and at the second position in the stack a label assigned to an LSP being carried over LSP1 (e.g., 102/203 for LSP2 over LSP1 packets and 102/303 for LSP3 over LSP1 packets). + +It is worth noting that transit nodes for LSP1 (e.g., node B) forwards packets only based on the label at the top of the stack (used for LSP1): the second label in the stack is only used by the trail-end node (e.g., node C) to decide how to forward the packet after the label at the top of the stack has been terminated. + +### II.2.1 Set-up of an MPLS-TP trail with trail protection + +In this scenario, trail protection is configured during the set-up of the MPLS-TP trail (e.g., LSP1 in Figure II.1). + +The start-up-state-node-a.json, start-up-state-node-b.json and start-up-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP node A, node B and node C within the reference network of Figure II.1. Other static LSPs, maintenance entity groups (MEGs) or linear protection groups, which are outside the scope of this example, may be present but not show in the start-up-state-node-a.json, start-up-state-node-b.json and start-up-state-node-c.json JSON codes. + +In this scenario, the management and control system (MCS) should perform the following configuration on nodes A, B and C: + +- Configure the MPLS-TP linear protection used to protect LSP1; +- Configure the MPLS-TP maintenance domains (MDs) and MAs: + - Configure MPLS-TP MD and MD used to monitor LSP1 working path; + - Configure MPLS-TP MD and MD used to monitor LSP1 protection path; +- Configure static LSP1: + - Configure bidirectional static LSP1; + - Configure reverse static LSP1; + - Configure forward static LSP1. + +The trail-protection-config-node-a.json, trail-protection-config-node-c.json, trail-protection-config-node-b.json and trail-protection-config-node-d.json JSON codes show the complete configuration that the MCS should provide on the MPLS-TP nodes A, B, C and D within the reference network of Figure II.1, to set up the MPLS-TP trail LSP1 with trail protection, together with its client MPLS-TP sub-network connections LSP2 and LSP3. + +The location of the down network connection monitoring (NCM) maintenance entity group end points (MEPs) and maintenance entity group intermediate points (MIPs) for the working and protection LSP shall be configured by the MCS and this configuration shall be consistent with the LSP1 forwarding configuration. + +The trail-protection-state-node-a.json, trail-protection-state-node-c.json, trail-protection-state-node-b.json and trail-protection-state-node-d.json JSON codes show the corresponding applied configuration. + +### II.2.2 Add trail protection on existing MPLS-TP trail + +In this scenario, trail protection is added after the MPLS-TP trail (e.g., LSP1 in Figure II.1) has been set up. Trail monitoring may be configured on the existing MPLS-TP trail. + +The trail-setup-state-node-a.json, trail-setup-state-node-b.json and trail-setup-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP nodes A, B and C within the reference network of Figure II.1: in this configuration, MPLS-TP trail LSP1 has been set up, without trail monitoring, together with its client MPLS-TP sub-network connections LSP2 and LSP3. + +In this scenario, the MCS should perform the following configuration on nodes A, B and C: + +- Configure the MPLS-TP linear protection used to protect LSP1; +- Configure MPLS-TP MDs and MAs: + +- Configure the MPLS-TP MD and MD used to monitor LSP1 working path, if not already present; + - Configure the MPLS-TP MD and MD used to monitor LSP1 protection path; +- Re-configure static LSP1: + - Reconfigure backward static LSP1 to accept packets from any interface; + - Reconfigure forward static LSP1 with primary and backup next hop label forwarding entries (NHLFEs); +- Re-configure static LSP2 and LSP3: + - Reconfigure backward static LSP2 and LSP3 to accept packets from any interface; + - Reconfigure forward static LSP2 and LSP3 with primary and backup NHLFEs. + +It is worth noting that adding MPLS-TP trail protection to an existing MPLS-TP trail (e.g., LSP1) requires changing its forwarding configuration as well as the configuration of its client MPLS-TP SNCs (e.g., LSP2 and LSP3). + +The tail-protection-config-node-a.json, tail-protection-config-node-b.json, tail-protection-config-node-d.json and tail-protection-config-node-c.json JSON codes show the complete configuration that the MCS should provide on the MPLS-TP nodes A, B, C and D within the reference network of Figure II.1, to add MPLS-TP trail protection to the existing MPLS-TP trail LSP1. + +The trail-protection-state-node-a.json, trail-protection-state-node-b.json, trail-protection-state-node-d.json and trail-protection-state-node-c.json JSON codes show the corresponding applied configuration. + +### II.2.3 Remove trail monitoring keeping the working path + +In this scenario, trail protection is removed but the MPLS-TP trail (e.g., LSP1 in Figure II.1) is not removed and its working path is used after trail protection is removed. Trail monitoring may also be removed. + +The trail-protection-state-node-a.json, trail-protection-state-node-b.json, trail-protection-state-node-d.json and trail-protection-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP node A, B, C, D within the reference network of Figure II.1. + +In this scenario, the MCS should perform the following configuration on the head-end node A, B, C and D: + +- Re-configure static LSP2 and LSP3: + - Reconfigure backward static LSP2 and LSP3 to accept packets only from the interface on the working path; + - Reconfigure forward static LSP2 and LSP3 to use only the NHLFE of the primary path; +- Re-configure static LSP1: + - Reconfigure backward static LSP1 to accept packets only from the interface on the working path; + - Reconfigure forward static LSP1 to use only the NHLFE of the primary path; +- Remove MPLS-TP MDs and MAs: + - Remove the MPLS-TP MD and MD used to monitor LSP1 protection path; + - Optionally, remove the MPLS-TP MD and MD used to monitor LSP1 working path; +- Remove the MPLS-TP linear protection used to protect LSP1. + +It is worth noting that removing MPLS-TP trail protection from an MPLS-TP trail (e.g., LSP1) requires changing its forwarding configuration as well as the configuration of its client MPLS-TP SNCs (e.g., LSP2 and LSP3). + +The trail-setup-config-node-a.json, trail-setup-config-node-b.json and trail-setup-config-node-c.json JSON codes show the complete configuration that the MCS should provide on the MPLS-TP node A, B and C within the reference network of Figure II.1 to remove MPLS-TP trail protection and trail monitoring from the existing MPLS-TP trail LSP1, keeping the working path. There is no configuration on node D after removing the trail protection and only keeping the working path. + +The trail-setup-state-node-a.json, trail-setup-state-node-b.json and trail-setup-state-node-c.json JSON codes show the corresponding applied configuration. + +## II.3 MPLS-TP sub-network protection (SNC/S) examples + +Figure II.2 describes the reference network used to analyse the examples for MPLS-TP sub-network protection (SNC/S): + +![Figure II.2 – Example reference network for MPLS-TP SNC/S. The diagram shows a network topology with four nodes: Head-end node (A), Transit node (B), Transit node (D), and Tail-end node (C). Node A is connected to B and D. Node B is connected to C. Node D is connected to C. Node C is connected to D. The diagram illustrates three LSPs: LSP1 (working path), LSP2 (working TCM), and LSP3 (protection TCM). LSP1 is shown as a solid blue line. LSP2 is shown as a dashed blue line. LSP3 is shown as a dashed red line. The diagram also shows various interface identifiers (e.g., 101, 110, 202/103, 211/111, 203/103, 212/111, 100, 113, 304/103, 311/111, 303/103, 314/111) and TCM identifiers (e.g., LSP1 working TCM (LSP2), LSP1 protection TCM (LSP3)).](f142b022cfc716cd967297f027efe647_img.jpg) + +Figure II.2 – Example reference network for MPLS-TP SNC/S. The diagram shows a network topology with four nodes: Head-end node (A), Transit node (B), Transit node (D), and Tail-end node (C). Node A is connected to B and D. Node B is connected to C. Node D is connected to C. Node C is connected to D. The diagram illustrates three LSPs: LSP1 (working path), LSP2 (working TCM), and LSP3 (protection TCM). LSP1 is shown as a solid blue line. LSP2 is shown as a dashed blue line. LSP3 is shown as a dashed red line. The diagram also shows various interface identifiers (e.g., 101, 110, 202/103, 211/111, 203/103, 212/111, 100, 113, 304/103, 311/111, 303/103, 314/111) and TCM identifiers (e.g., LSP1 working TCM (LSP2), LSP1 protection TCM (LSP3)). + +Figure II.2 – Example reference network for MPLS-TP SNC/S + +### II.3.1 Set-up of an MPLS-TP SNC with SNC/S protection + +In this scenario, SNC/S is configured during the set-up of the MPLS-TP SNC (e.g., LSP1 in Figure II.2). + +The start-up-state-node-a.json, start-up-state-node-b.json, start-up-state-node-d.json and start-up-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP node A within the reference network of Figure II.2. + +Other static LSPs, MEGs or linear protection groups, which are outside the scope of this example, may be present but not show in the start-up-state-node-a.json, start-up-state-node-b.json, start-up-state-node-d.json and start-up-state-node-c.json JSON codes. + +In this scenario, the MCS should perform the following configuration on the head-end node A, B, C and D: + +- Configure the MPLS-TP linear protection used to protect LSP1; +- Configure the MPLS-TP MDs and MAs: + - Configure MPLS-TP MD and MD used to monitor LSP2 (working path); + - Configure MPLS-TP MD and MD used to monitor LSP3 (protection path); +- Configure static LSP2: + - Configure bidirectional static LSP2; + - Configure reverse static LSP2; + +- Configure forward static LSP2; +- Configure static LSP3: + - Configure bidirectional static LSP2; + - Configure reverse static LSP2; + - Configure forward static LSP2; +- Configure static LSP1: + - Configure bidirectional static LSP1; + - Configure reverse static LSP1; + - Configure forward static LSP1. + +The snc-protection-config-node-a.json, snc-protection-config-node-b.json, snc-protection-config-node-d.json and snc-protection-config-node-c.json JSON codes show the complete configuration that the MCS should provide on the MPLS-TP node A within the reference network of Figure II.2, to set up the MPLS-TP SNC LSP1, with SNC/S protection. + +The location of the down tandem connection monitoring (TCM) MEPs on node A and node C for the working and protection LSPs can be inferred from the LSP2 and LSP3 forwarding configuration, and therefore their configuration is optional. The example in snc-protection-config-node-a.json and snc-protection-config-node-c.json JSON codes describe the case where the MCS does not explicitly configure this information. + +The location of the in/out MIPs for the working and protection LSPs on node B and node D shall be configured by the MCS and this configuration shall be consistent with the LSP2 and LSP3 forwarding configuration. The example in snc-protection-config-node-b.json and snc-protection-config-node-d.json JSON codes describe the case where the MCS configures this information. + +The snc-protection-state-node-a.json, snc-protection-state-node-b.json, snc-protection-state-node-d.json and snc-protection-state-node-c.json JSON codes show the corresponding applied configuration. It is worth noting that the location of the down TCM MEPs of LSP2 and LP3 are reported in the operational datastore, as required by the NMDA architecture in [IETF RFC 8342]. + +### II.3.2 Add SNC/S protection on existing MPLS-TP SNC + +In this scenario, SNC/S protection is added after the MPLS-TP SNC (e.g., LSP1 in Figure II.2) has been set up. TCM may be configured on the existing MPLS-TP SNC. + +The snc-setup-state-node-a.json, snc-setup-state-node-b.json, snc-setup-state-node-d.json and snc-setup-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP node A, B, C and D within the reference network of Figure II.2: in this configuration, MPLS-TP SNC LSP1 is set up without TCM, and therefore also without the hierarchical LSP used for TCM OAM (e.g., LSP2). + +In this scenario, the MCS should perform the following configuration on nodes A, B, C and D: + +- Configure the MPLS-TP linear protection used to protect LSP1; +- Configure MPLS-TP MDs and MAs: + - Configure the MPLS-TP MD and MD used to monitor LSP2 (working path), if not already present; + - Configure the MPLS-TP MD and MD used to monitor LSP3 (protection path); +- Configure static LSP2, if not already present: + - Configure bidirectional static LSP2; + - Configure reverse static LSP2; + - Configure forward static LSP2. + +- Configure static LSP3: + - Configure bidirectional static LSP3; + - Configure reverse static LSP3; + - Configure forward static LSP3; +- Re-configure static LSP1: + - Reconfigure backward static LSP1 to accept packets from any interface; + - Reconfigure forward static LSP1 with primary and backup NHLFEs. + +It is worth noting that adding MPLS-TP SNC/S protection to an existing MPLS-TP SNC (e.g., LSP1) requires changing its forwarding configuration. + +The snc-protection-config-node-a.json, snc-protection-config-node-b.json, snc-protection-config-node-d.json and snc-protection-config-node-c.json JSON codes show the complete configuration that the MCS should provide on the MPLS-TP node A within the reference network of Figure II.2, to add MPLS-TP SNC/S protection to the existing MPLS-TP SNC LSP1. + +The location of the down TCM MEPs for the working and protection LSPs can be inferred from the LSP2 and LSP3 forwarding configuration, and therefore their configuration is optional. The example in snc-protection-config-node-a.json and snc-protection-config-node-c.json JSON codes describe the case where the MCS does not explicitly configure this information. + +The location of the in/out MIPs for the working and protection LSPs on node B and node D shall be configured by the MCS and this configuration shall be consistent with the LSP2 and LSP3 forwarding configuration. The example in snc-protection-config-node-b.json and snc-protection-config-node-d.json JSON describe the case where the MCS configures this information. + +The snc-protection-state-node-a.json, snc-protection-state-node-b.json, snc-protection-state-node-d.json and snc-protection-state-node-c.json JSON codes show the corresponding applied configuration. + +### II.3.3 Remove SNC/S protection keeping the working path + +In this scenario, SNC/S protection is removed but the MPLS-TP SNC (e.g., LSP1 in Figure II.2) is not removed and its working path is used after SNC/S protection is removed. TCM may also be removed. + +The snc-protection-state-node-a.json, snc-protection-state-node-b.json, snc-protection-state-node-d.json and snc-protection-state-node-c.json JSON codes show the initial applied configuration of the MPLS-TP nodes A, B, C and D within the reference network of Figure II.2. + +In this scenario, the MCS should perform the following configuration on nodes A, B, C and D: + +- Re-configure static LSP1: + - Reconfigure backward static LSP1 to accept packets only from the interface on the working path; + - Reconfigure forward static LSP1 to use only the NHLFE of the primary path; +- Remove static LSP3: + - Remove forward static LSP3; + - Remove reverse static LSP3; + - Remove bidirectional static LSP3; +- Optionally, remove static LSP2: + - Remove forward static LSP2; + - Remove reverse static LSP2; + +- Remove bidirectional static LSP2; +- Remove MPLS-TP MDs and MAs: + - Remove the MPLS-TP MD and MD used to monitor LSP3 (protection path); + - Optionally remove the MPLS-TP MD and MD used to monitor LSP2 (working path); +- Remove the MPLS-TP linear protection used to protect LSP1. + +It is worth noting that removing MPLS-TP SNC/S protection from an existing MPLS-TP SNC (e.g., LSP1) requires changing its forwarding configuration. + +The snc-setup-config-node-a.json, snc-setup-config-node-b.json and snc-setup-config-node-c.json JSON code shows the complete configuration that the MCS should provide on the MPLS-TP nodes A, B and C within the reference network of Figure II.2 to remove MPLS-TP SNC/S protection and TCM from the existing MPLS-TP SNC LSP1, keeping the working path. + +The snc-setup-state-node-a.json, snc-setup-state-node-b.json and snc-setup-state-node-c.json JSON codes show the corresponding applied configuration. + +# Appendix III + +## Relationship between the MPLS-TP linear protection and the reverse-engineered IETF MPLS static UML model + +(This appendix does not form an integral part of this Recommendation.) + +For the [ITU-T G.8131] MPLS-TP linear protection to be supported in the MPLS-TP network, the working and protection transport entities need to be associated with the forwarding plane of the MPLS-TP network. + +Since the MPLS-TP linear protection YANG model defined in this Recommendation references to the [IETF RFC 8531] connection-oriented OAM Ma object class, to configure the MEGs used to monitor the working and protection transport entities, the association of the MPLS-TP linear protection with the forwarding plane is inherited from the association of the Ma of the working and protection Ma with the forwarding plane. The MA needs to reference the bidirectional LSP used to generate and receive MPLS packets, in case of trail protection, this bidirectional LSP is also the monitored LSP; in case of TCM, this bidirectional LSP is the referenced LSP (different referenced LSPs are used to monitor the working path and protection path). + +Thus, in the case IETF mpls static is deployed in the MPLS network, the MEPs on the working and protection transport entities need to refer to the MEP position. If the referenced LSP and the MEP type (up/down) is not sufficient to locate the MEP position, e.g., in case of trail protection, the MEP shall also reference the interface of the IETF mpls static to indicate where it is located. + +Figure 7-3 in [ITU-T G.8152.1] shows the relationship between MA/MEP/MIP and reverse-engineered IETF MPLS static and interface UML models. + +The relationship between MPLS-TP linear protection and NHLFE-Multiple in IETF mpls static is as given in Figure III.1. The linear protection group controls the switching state of this NHLFE through the \_localId (in linearprotection object calss) attribute. + +![UML Class Diagram showing the relationship between MPLS-TP linear protection and IETF MPLS static models.](772cc583a60eeb058cc19de48269ad22_img.jpg) + +The diagram illustrates the relationship between three UML classes: + +- (itut-mpls-tp-linear-protection::Object Classes) LinearProtection**: This class has an attribute `(partOfObjectKey=0) localId: NameAndValue [1]`. It has a directed association to the second class, labeled `NhlfeReference.linearProtection` with a multiplicity of `0..1` at the source and `1` at the target. The association is also labeled `+ _linearprotection «Preliminary»`. +- (itut-mpls-tp-linear-protection-static::Object Cl.) LinearProtectionNhlfeSpec**: This class is marked as `«Preliminary»`. It contains an attribute `_linearprotection: LinearProtection [0..1]`. It has a directed association to the third class, labeled `LinearProtectionNhlfeSpecArgumentNhlfe` with a multiplicity of `1` at the source and `0..1` at the target. The association is also labeled `«abstraction, Preliminary»`. +- (ietfMplsStatic::ObjectClasses) Nhlfe**: This class is shown as a green-shaded box. + +UML Class Diagram showing the relationship between MPLS-TP linear protection and IETF MPLS static models. + +Figure III.1 – Relationship between mpls-tp-linear-protection and IETF mpls static + +# Appendix IV + +## Relationship between the linear protection state versus the path used to carry traffic + +(This appendix does not form an integral part of this Recommendation.) + +Table IV.1 analyses the relationship between the ITU-T G.8131 linear protection state attribute and the path currently used to carry traffic. The path currently used to carry traffic can be inferred from the protection state. + +**Table IV.1 – Relationship between the protection state and the path currently used to carry traffic** + +| [ITU-T G.8131] | | Analysis (path currently used to carry traffic) | +|--------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Protection state | Description | | +| Normal state | Both the protection and the working transport entities are fully allocated and active.
The normal traffic signal is carried over (or selected from) the working transport entity and no trigger events are reported within the domain. | Working path | +| Unavailable state | The protection transport entity is unavailable – either as a result of the LO command or a failure or degradation condition detected on the protection transport entity. | Working path | +| Protecting failure state | The working transport entity has reported a failure or degradation condition, and the normal traffic signal is being carried (or selected) on the protection transport entity. | Protection path | +| Switching administrative state | The operator has issued a command switching the normal traffic signal either to the protection transport entity (FS, MS-P) or back to the working transport entity (MS-W). | For FS and MS-P commands, the current traffic is carried on the protection path;
For an MS-W command, the current traffic is carried on the working path. | +| Exercise state | The operator has issued the Exercise command to test if protocol communication is operating correctly. | Unknown | +| Wait-to-restore (WTR) state | The protected domain is recovering from an SF or SD condition on the working transport entity that is being controlled by the WTR timer. | Protection path | +| Do-not-revert (DNR) state | The protected domain has recovered from an SF or SD condition, but the operator has configured the protected domain not to automatically revert to the Normal state upon recovery. | Protection path | + +# Bibliography + +- [b-IETF-mpls-static] MPLS Working Group, Internet draft, version 13 (July 2021), *A YANG data model for MPLS static LSPs: draft ietf mpls static yang 13* (work in progress). Available [viewed 2025-09-17] at: + +- [b-ONF TR-531] Technical Recommendation ONF TR-531 v1.1-info (2018), *UML to YANG mapping guidelines*. Available [viewed 2025-09-17] at: +[TR-531\\_UML-YANG\\_Mapping\\_Gdls\\_v1.1-1-1.pdf](TR-531_UML-YANG_Mapping_Gdls_v1.1-1-1.pdf) + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation 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+|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| Ethernet over Transport aspects | G.8000–G.8099 | +| MPLS over Transport aspects | G.8100–G.8199 | +| Synchronization, quality and availability targets | G.8200–G.8299 | +| Mobile network transport aspects | G.8300–G.8399 | +| Service Management | G.8600–G.8699 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.826.1/Y.1365.1 + +# Precision time protocol telecom profile for frequency synchronization + +## Summary + +Recommendation ITU-T G.826.1/Y.1365.1 contains the ITU-T precision time protocol (PTP) profile for frequency distribution without timing support from the network (unicast mode). It provides the necessary details to utilize IEEE 1588 in a manner consistent with the architecture described in Recommendation ITU-T G.826.1/Y.1365. This edition of the Recommendation defines the PTP profile for unicast mode only. Support is provided for both IEEE-1588-2008 and IEEE-1588-2019. Future editions of the Recommendation will contain a separate profile for a mixed unicast/multicast case. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|--------------------------------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.826.1/Y.1365.1 | 2010-10-07 | 15 | 11.1002/1000/10911 | +| 1.1 | ITU-T G.826.1/Y.1365.1 (2010) Amd. 1 | 2011-04-13 | 15 | 11.1002/1000/11143 | +| 1.2 | ITU-T G.826.1/Y.1365.1 (2010) Amd. 2 | 2012-10-29 | 15 | 11.1002/1000/11821 | +| 2.0 | ITU-T G.826.1/Y.1365.1 | 2014-07-22 | 15 | 11.1002/1000/12193 | +| 2.1 | ITU-T G.826.1/Y.1365.1 (2014) Cor. 1 | 2016-04-13 | 15 | 11.1002/1000/12811 | +| 2.2 | ITU-T G.826.1/Y.1365.1 (2014) Amd. 1 | 2019-08-29 | 15 | 11.1002/1000/14012 | +| 3.0 | ITU-T G.826.1/Y.1365.1 | 2021-06-29 | 15 | 11.1002/1000/14727 | +| 3.1 | ITU-T G.826.1/Y.1365.1 (2021) Amd. 1 | 2022-02-13 | 15 | 11.1002/1000/14902 | +| 4.0 | ITU-T G.826.1/Y.1365.1 | 2022-11-13 | 15 | 11.1002/1000/15129 | + +## Keywords + +IEEE 1588, frequency, packet-based synchronization. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2023 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|------|-------------------------------------------------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 2 | +| 3.1 | Terms defined elsewhere ..... | 2 | +| 3.2 | Terms defined in this Recommendation ..... | 2 | +| 4 | Abbreviations and acronyms ..... | 2 | +| 5 | Conventions ..... | 3 | +| 6 | Use of PTP for frequency distribution..... | 3 | +| 6.1 | High-level design requirements..... | 3 | +| 6.2 | General description..... | 5 | +| 6.3 | PTP modes..... | 6 | +| 6.4 | PTP mapping ..... | 7 | +| 6.5 | Message rates..... | 7 | +| 6.6 | Unicast message negotiation ..... | 8 | +| 6.7 | Alternate BMCA, telecom slave model and master selection process ..... | 10 | +| 6.8 | Additional protection functions ..... | 16 | +| 7 | ITU-T PTP profile for frequency distribution without timing support from the network ..... | 17 | +| 8 | Security aspects ..... | 17 | +| | Annex A ITU-T PTP profile for frequency distribution without timing support from the network (unicast mode) ..... | 18 | +| A.1 | Profile identification ..... | 18 | +| A.2 | PTP attribute values..... | 18 | +| A.3 | PTP options ..... | 22 | +| A.4 | Best master clock algorithm (BMCA) options ..... | 23 | +| A.5 | Path delay measurement option (delay request/delay response) ..... | 23 | +| A.6 | Configuration management options ..... | 23 | +| A.7 | Clock identity format..... | 23 | +| A.8 | Flags used by this profile..... | 24 | +| A.9 | Control field (controlField) ..... | 24 | +| A.10 | Profile version compatibility ..... | 24 | +| | Appendix I – Use of mixed unicast/multicast mode for PTP messages ..... | 25 | +| | Appendix II – Considerations on selecting timeout values..... | 26 | +| II.1 | Example of receipt timeout calculation (dynamic message rate) ..... | 26 | +| II.2 | Example of receipt timeout calculation (fixed message rate) ..... | 27 | +| II.3 | Range of receipt timeout ..... | 27 | +| | Appendix III – Considerations on the use of IEEE1588-2019 ..... | 28 | +| | Bibliography..... | 29 | + + + +# Recommendation ITU-T G.826.1/Y.1365.1 + +# Precision time protocol telecom profile for frequency synchronization + +# 1 Scope + +This Recommendation specifies a profile for telecommunication applications based on [IEEE 1588] precision time protocol (PTP). The profile specifies the [IEEE 1588] functions that are necessary to ensure network element interoperability for the delivery of frequency only. The profile is based on the architecture described in [ITU-T G.8265] and definitions described in [ITU-T G.8260]. The first version of the profile specifies the high-level design requirements, modes of operation for the exchange of PTP messages, the PTP protocol mapping, the use of unicast transmission and negotiation, an alternate best master clock algorithm (BMCA), as well as the PTP protocol configuration parameters. The support for mixed unicast/multicast or static unicast modes is for further study. + +This Recommendation also specifies some aspects necessary for use in a telecom environment which are outside the scope of, and complement the PTP profile. + +An implementation compliant with this profile can claim compliance with either IEEE Std 1588-2008 [IEEE 1588-2008] or IEEE Std 1588-2019 [IEEE 1588-2019]. Considerations on the use of one or the other profile are provided in Appendix III. Compliance for a specific implementation with either the [IEEE 1588-2008] or [IEEE 1588-2019] versions of the standard should be stated when referring to this profile. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.781] Recommendation ITU-T G.781 (2020), *Synchronization layer functions for frequency synchronization based on the physical layer.* +- [ITU-T G.8260] Recommendation ITU-T G.8260 (2022), *Definitions and terminology for synchronization in packet networks.* +- [ITU-T G.8263] Recommendation ITU-T G.8263/Y.1363 (2017), *Timing characteristics of packet-based equipment clocks.* +- [ITU-T G.8265] Recommendation ITU-T G.8265/Y.1365 (2010), *Architecture and requirements for packet-based frequency delivery.* +- [ITU-T G.8266] Recommendation ITU-T G.8266/Y.1366 (2016), *Timing characteristics of telecom grandmaster clocks for frequency synchronization.* +- [IEEE 1588] Either [IEEE 1588-2008] or [IEEE 1588-2019] depending on the specific implementation. See clause 5 Conventions for more details. +- [IEEE 1588-2008] IEEE Std 1588-2008, *Standard for a Precision Clock Synchronization Protocol for Networked Measurement and Control Systems.* +- [IEEE 1588-2019] IEEE 1588-2019, *IEEE Standard for a Precision Clock Synchronization Protocol for Networked Measurement and Control Systems.* + +# **3 Definitions** + +## **3.1 Terms defined elsewhere** + +This Recommendation uses the following terms defined elsewhere: + +**3.1.1 packet master clock** [ITU-T G.8260] + +**3.1.2 packet slave clock** [ITU-T G.8260] + +**3.1.3 packet timing signal** [ITU-T G.8260] + +## **3.2 Terms defined in this Recommendation** + +None. + +# **4 Abbreviations and acronyms** + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|----------|---------------------------------------------------| +| BMC | Best Master Clock | +| BMCA | Best Master Clock Algorithm | +| EUI | Extended Unique Identifier | +| GM | Grand Master | +| LSP | Label Switched Path | +| MA-L | MAC Address – Large | +| MA-M | MAC Address – Medium | +| MA-S | MAC Address – Small | +| MPLS | Multi-Protocol Label Switching | +| NTP | Network Time Protocol | +| OC | Ordinary Clock | +| OUI | Organizationally Unique Identifier | +| ParentDS | Parent Data Set (terminology used in [IEEE 1588]) | +| PDV | Packet Delay Variation | +| PEC-S | Packet-based equipment clock – slave | +| PEC-S-F | Packet-based equipment clock – slave – frequency | +| PTP | Precision Time Protocol | +| PTSF | Packet Timing Signal Fail | +| QL | Quality Level | +| SDH | Synchronous Digital Hierarchy | +| SOOC | Slave-Only Ordinary Clock | +| SSM | Synchronization Status Message | +| SyncE | Synchronous Ethernet | +| TLV | Type Length Value | +| UDP | User Datagram Protocol | +| VLAN | Virtual Local Area Network | + +# 5 Conventions + +Within this Recommendation, the following conventions are used: the term precision time protocol (PTP) refers to the PTP defined in [IEEE 1588]. The term "slave" or "slave clock" refers to a "slave-only ordinary clock" (SOOC) as defined in [IEEE 1588]. A "Telecom Slave" is a device consisting of one or more SOOCs. The term "master" or "packet master" or "packet master clock" refers to a grand master as defined in [IEEE 1588]. PTP messages used within this Recommendation are defined in [IEEE-1588] and are identified using italicized text. + +Within this Recommendation, some requirements are stated as requiring compliance to [IEEE 1588]. For implementations compliant to [IEEE 1588-2008], the reference to [IEEE 1588] means compliance to [IEEE 1588-2008]. For implementations compliant to [IEEE 1588-2019], the reference to [IEEE 1588] means compliance to [IEEE 1588-2019]. Some of these references to [IEEE 1588] include a specific clause number. In these cases, the clause number is the same in both [IEEE 1588-2008] and [IEEE 1588-2019]. If the requirements are in different clauses in the two versions of IEEE 1588, then the text of this Recommendation shall include the specific clause for [IEEE 1588-2008] and the specific cause for [IEEE 1588-2019]. + +# 6 Use of PTP for frequency distribution + +The [IEEE 1588] standard contains the precision time protocol (PTP) that was designed to enable accurate time transfer. It introduces the concept of the "profile", whereby aspects of the protocol may be selected and specified for a particular application. This Recommendation defines the "profile for telecom" applications in order to support the specific architectures described in [ITU-T G.8265]. + +In order to claim compliance with the telecom profile, the requirements of this Recommendation and the relevant requirements of [IEEE 1588], as referenced in Annex A, must be met. + +The detailed aspects related to the telecom profile are described in the following clauses, while the profile itself is contained in Annex A. It follows the general rules for profile specification developed in [IEEE 1588]. + +The [IEEE 1588] telecom profile defined within this Recommendation is intended to be used by applications that need frequency synchronization only. It does not cover applications where there is need for phase alignment and/or time of the day. This profile addresses the case where the PTP masters and slaves will be used in networks where there is no support for the PTP protocol in any intermediate node between the PTP master and the PTP slave. + +It is also important to note that the default PTP protocol is based on multicast. This profile uses only the negotiated unicast mode. The use of mixed unicast/multicast operation or static unicast mode is for further study. + +This PTP telecom profile defines the [IEEE 1588] parameters to be used in order to guarantee protocol interoperability between implementations and specifies the optional features, default values of configurable attributes and mechanisms that must be supported. However, it does not guarantee that the performance requirements of a given application will be met. Those performance aspects are currently under study, and imply additional elements beyond the content of the PTP profile itself. + +## 6.1 High-level design requirements + +[IEEE 1588] states: + +*"The purpose of a PTP profile is to allow organizations to specify specific selections of attribute values and optional features of PTP that, when using the same transport protocol, inter-work and achieve a performance that meets the requirements of a particular application."* + +For operation in the telecom network, some additional criteria are also required to be consistent with standard telecom synchronization practices. With that in mind, high-level objectives for the PTP profile for frequency distribution are: + +- 1) To allow interoperability between PTP master clocks and PTP slave clocks compliant with the profile. + +This means that PTP master clocks compliant with the profile must have the ability to serve multiple PTP slave clocks from different vendors, and slaves require the ability to derive synchronization from one or more masters from different vendors. + +- 2) To permit operation over managed, wide-area packet-based telecom networks. + +This may include networks based on protocols such as Ethernet, IP and multi-protocol label switching (MPLS), and combinations thereof. + +- 3) To define message rates and parameter values consistent with frequency distribution to the required performance for telecom applications. + +Note that the profile does not guarantee meeting performance criteria by itself, but should permit the desired performance, given competently designed equipment operating over a suitably designed and managed packet network. + +- 4) To allow interoperability with existing synchronization networks (such as synchronous Ethernet (SyncE) and synchronous digital hierarchy (SDH)). + +In particular, this means that the profile must define the means to support the transmission of the [ITU-T G.781] quality level (QL) values from packet master clock to packet slave clock, providing full traceability back to a primary reference. + +The QL levels transmitted must be consistent with the existing synchronization practice, and the performance of clocks in the synchronization chain. + +- 5) To allow the synchronization network to be designed and configured in a fixed arrangement. + +Masters should always remain masters, and slaves should always remain slaves. Autonomous re-configuration of the synchronization network (e.g., by use of an automatic process such as the best master clock algorithm described in [IEEE 1588]) should be prevented. + +- 6) To enable protection schemes to be constructed in accordance with standard telecom network practices. + +This should include the following: + +- physical protection, using redundant hardware and master at the same location; +- geographical protection, using a separate master at a different location. This should include the ability to construct both 1:1 and N:1 protection schemes for packet master clocks. + +- 7) To define the criteria under which slaves switch from one packet master clock to an alternate packet master clock. + +These should be based on standard telecom criteria, i.e., QL value first, then priority values. + +- 8) To permit the operation of existing, standard-based security techniques to help ensure the integrity of the synchronization. + +Examples may include encryption and/or authentication techniques, or network techniques for separating traffic, such as virtual local area networks (VLANs) or label switched paths (LSPs). Note that the profile does not have to define these techniques, but nothing in the profile should prevent the use of them. + +- Slaves should be prevented from connecting to rogue masters (this could be either by an authentication process, or by using network separation to prevent rogue masters from accessing slaves). + +- Masters should be prevented from providing service to unauthorized slaves. + +Note that it may not be possible to implement some of these requirements without actually degrading the overall level of system performance. + +## 6.2 General description + +[IEEE 1588] defines several clock types with varying degrees of PTP message processing. This Recommendation only addresses ordinary clocks as defined in [IEEE 1588]. Boundary and transparent clocks as defined in [IEEE 1588] are out-of-scope for this edition of the Recommendation. + +The performance achievable at the slave clock is dependent on several factors. Key issues include the packet delay variation and the stability of the slave clock's internal oscillator. These aspects are out-of-scope for this edition of the Recommendation. + +### 6.2.1 Domains + +A domain consists of a logical grouping of clocks communicating with each other using the PTP protocol. + +PTP domains are used to partition a network within an administrative domain. The PTP messages and data sets are associated with a domain and therefore the PTP protocol is independent for different domains. + +For the purpose of this profile, PTP domains are established by using unicast messaging to ensure isolation of grandmaster clocks. A clock (slave or master) must not take any information from a PTP domain and use it to influence the behaviour of a clock in another PTP domain. + +NOTE – There is only a single packet master clock per PTP domain. Within a PTP domain, the domain number will be the same for all clocks. + +For example, in Figure 2, there are $N$ PTP domains. Each master is utilizing the same PTP domain number. Domain separation is provided by unicast messages. + +### 6.2.2 Messages + +[IEEE 1588] defines two categories of message types: event and general PTP messages. The two types differ in that event messages are timed messages and require or contain an accurate timestamp. General message types do not require accurate timestamps. + +[IEEE 1588] defines the following message types: *Sync*, *Delay\_Req* ("i.e., delay request"), *Announce*, *Follow\_Up*, *Delay\_Resp* ("i.e., delay response"), *Management* and *Signaling*. + +### 6.2.3 Types of PTP clocks supported in this profile + +An ordinary clock (OC) according to [IEEE 1588] is used in this profile. + +There are two types of OCs: + +- 1) An OC that can only be a grandmaster (a packet master clock according to the architecture defined in [ITU-T G.8265], and as included in [ITU-T G.8266]). +- 2) An OC that can only be a slave, i.e., slave-only OC (a packet slave clock, PEC-S and PEC-S-F according to the architecture defined in [ITU-T G.8265], and compliant with [ITU-T G.8263]). + +The mapping between these PTP clock types and the frequency clocks defined in the [ITU-T G.8265] architecture and in [ITU-T G.8263] is described in Table 1. + +**Table 1 – Mapping between [ITU-T G.8265]/[ITU T G.8263] and PTP clock types** + +| deviceType from [ITU-T G.8265]/[ITU-T G.8263] | Description | clockType from [IEEE 1588] | +|-----------------------------------------------|----------------------------------------------------------------------------------------------------------------|----------------------------| +| Packet master | Master-only ordinary clock (master with a single PTP port, always a GM, cannot be slaved to another PTP clock) | OC | +| Packet slave, PEC-S and PEC-S-F | Slave-only ordinary clock (always a slave, cannot become a GM) | OC | + +#### 6.2.3.1 Dataset member for PTP clocks supported in this profile + +A management system would configure and/or read the deviceType of a PTP clock. This allows the management node to configure other properties that are specific for that type of clock implemented in the equipment that is being deployed in the network. Equipment may support different types of clocks, and therefore deviceType is a configurable attribute. + +The data type for deviceType is Enumeration8 using the enumeration value given in Table 2. + +**Table 2 – deviceType enumeration value** + +| deviceType | Enumeration value (hex) | +|---------------|-------------------------| +| Packet master | 0x00 | +| Packet slave | 0x01 | + +## 6.3 PTP modes + +[IEEE 1588] describes several modes of operation between a master and a slave. This clause describes these modes with respect to functionality needed to be compliant with this profile. + +### 6.3.1 One-way versus two-way operation + +PTP is a protocol designed to deliver time synchronization. In order to compensate for the propagation delay of messages through the network, messages are sent in each direction allowing the round-trip delay to be measured. The one-way delay is then estimated as being half the round-trip delay. This is known as two-way operation. However, when PTP is used to deliver frequency only, two-way operation is not required, since the propagation delay of the synchronization messages does not need to be compensated. For frequency distribution, the use of a one-way operation is therefore possible. + +Nevertheless, some clock recovery implementations do use two-way mode, even if the application only requires frequency distribution. Indeed, the "reverse" path (i.e., the *Delay\_Req* messages) may be used by the clock recovery algorithm. Conversely, a one-way-only scheme may be used in order to reduce the bandwidth consumed by the PTP messages. + +A PTP master compliant with the profile must be capable of supporting one-way and two-way timing transfer. A slave however may only utilize one-way, or may utilize two-way, but is not required to support both methods. + +### 6.3.2 One-step versus two-step clock mode + +PTP defines two types of clock behaviours: the "one-step clock" and the "two-step clock". In a one-step clock, the precise timestamp is transported directly in the *Sync* message. In a two-step clock, a *Follow\_Up* message is used to carry the precise timestamp of the corresponding *Sync* message. The use of *Follow\_Up* messages is optional in the PTP protocol. + +It has to be noted that the one-step clock approach enables to reduce significantly the number of PTP messages sent by the master, and relax the master capacities. + +However, there might be situations where the two-step clock approach might be required (e.g., when some security features are required). These situations are for further study. + +Both one-step and two-step clocks are allowed in the profile. A PTP master compliant with the profile may use either a one-step clock or a two-step clock or both. + +NOTE – The performances of the PTP timing flow generated by the master with those two approaches are for further study. + +To be compliant with [IEEE 1588], a slave must be capable of handling both one-step clock and two-step clock, without any particular configuration. + +As per [IEEE 1588], when a two-step clock is used, the value of the flag "twoStepFlag" shall be TRUE to indicate that a *Follow\_up* message will follow the *Sync* message, and that the slave must not consider the timestamp embedded in the *Sync* message. When a one-step clock is used, the value of the flag "twoStepFlag" shall be FALSE, and the slave must consider the timestamp embedded in the *Sync* message in this case. + +### 6.3.3 Unicast versus multicast mode + +PTP allows the use of unicast and multicast modes for the transmission of the PTP messages. + +For the PTP profile specified in Annex A, negotiated unicast mode is used for all the PTP messages. + +The use of multicast mode for some or all of the PTP messages is for further study. + +Appendix I provides information related to this aspect. + +A master or a slave compliant with the PTP profile specified in Annex A must support negotiated unicast mode. Support for mixed unicast/multicast or static unicast modes is for further study. + +## 6.4 PTP mapping + +This PTP telecom profile is based on the PTP mapping *Transport of PTP over User Datagram Protocol over Internet Protocol Version 4* [IEEE 1588] and *Transport of PTP over User Datagram Protocol over Internet Protocol Version 6* [IEEE 1588]. + +A master or a slave compliant with the profile described in this Recommendation must be compliant with *Transport of PTP over User Datagram Protocol over Internet Protocol Version 4* [IEEE 1588] and with *Transport of PTP over User Datagram Protocol over Internet Protocol Version 6* [IEEE 1588]. + +NOTE 1 – The use of the IP/UDP mapping is to facilitate the use of IP addressing. It does not imply that the PTP flow can be carried over an unmanaged packet network. It is assumed that a well-controlled packet network will be used to control and minimize packet delay variation. + +NOTE 2 – Based on expected network evolution, the support for IPv4 may be made optional or dropped in future versions of this Recommendation. + +## 6.5 Message rates + +The message rate values are only defined for protocol interoperability purposes. It is not expected that any slave clock shall meet the relevant target performance requirements at all packet rates within the given range, specifically at the lower packet rate. The appropriate value depends on the clock characteristics and on the target performance requirements. Different packet rate needs may also apply during the stabilization period. + +NOTE – A specific slave implementation, in order to meet its target performance requirements, may support a subset of the message rates within the ranges noted below. A master, on the other hand, is required to support the full range of message transmission rates. Unless an implementation specifies otherwise, the default value listed below is assumed to be used. + +Within the scope of the profile, the following messages can be used, and the corresponding indicated range of rates must be respected for unicast messages: + +- *Sync* messages (if used, *Follow\_up* messages will have the same rate) – minimum rate: one packet every 16 seconds, maximum rate: 128 packets-per-second. +- *Delay\_Req/Delay\_Resp* messages – minimum rate: one packet every 16 seconds, maximum rate: 128 packets-per-second. +- *Announce* messages – minimum rate: one packet every 16 seconds, maximum rate: eight packets-per-second (A default rate is given as one packet every two seconds). +- *Signaling* messages – no rate is specified. + +The use of *Management* messages is for further study. + +## 6.6 Unicast message negotiation + +Within a telecommunication network, there are benefits to allowing PTP slave devices to request the synchronization service from PTP masters. [IEEE 1588] defines a unicast message negotiation mechanism to allow slaves to request this service within a unicast environment. This profile supports the unicast message negotiation in accordance with [IEEE 1588] and is described below. + +Packet master clocks and slave-only clocks compliant with the profile must support the unicast message negotiation mechanism as per clause 16.1 of [IEEE 1588] and as described in this clause. + +Only slave-only clocks are allowed to make a request for unicast service from the master. + +When using the unicast mode, PTP slaves request synchronization service by sending a PTP *Signaling* message in unicast, containing the REQUEST\_UNICAST\_TRANSMISSION TLV, to the IP address of the selected PTP master. + +NOTE 1 – In this telecom profile, unicast connection establishment without negotiation is for further study. + +The *Signaling* message containing the REQUEST\_UNICAST\_TRANSMISSION TLV is periodically renewed. + +When initiating unicast negotiation with a master, a slave can use all 1's as the initial value for the targetPortIdentity field of the *Signaling* message. Based on the response from the master, the slave can then learn the clockIdentity and portNumber of the Master and may use this in any subsequent *Signaling* message. The slave may also continue to use all 1's. Similarly, the master may either learn and use the clockIdentity and portNumber of the slave, or use all 1's value for the targetPortIdentity field of the *Signaling* messages that it sends. Both master and slave must be prepared to handle both situations in reception, i.e., receive PTP *Signaling* messages with either their own clockIdentity and portNumber or with all 1's values for the targetPortIdentity field. + +The logInterMessagePeriod can be configured to adjust the requested transmission rate of *Sync*, *Announce* and *Delay\_Resp* messages. + +The configurable range for the logInterMessagePeriod is given in Annex A for all the relevant messages. + +The durationField value in each REQUEST\_UNICAST\_TRANSMISSION TLV has a default initialization value of 300 seconds and a configurable range of 60 to 1000 seconds. + +In the event that a PTP master is unable to meet a given slave request, it should deny the request entirely rather than offer the slave less than it originally requested. + +In the event of being denied service by a master, or receiving no response to the service request: + +- A slave should wait a minimum of one second (after denial or no response received) before issuing a new unicast service request for that message type to the same master. +- If a slave has issued three service requests for the same message type with either no response or a "grant denied" response, it should either: + - cancel any granted unicast service it may have for other message types, and request service from a different master, or + - wait a further 60 s before re-issuing the request to the same master. + +An example of the message exchange to initiate the unicast synchronization service is shown in Figure 1. The timing diagram example represents the exchange of unicast messages for a one-step clock (i.e., no *Follow\_up* messages) using one-way mode (i.e., no *Delay\_Req* or *Delay\_Resp*). + +The example shows a unicast negotiation phase for a packet slave sending *Signaling* messages for *Announce* and *Sync* requests; a packet master granting the packet slave the requested message rates; a packet master transmitting the requested *Announce* and *Sync* message rates and the renewal of *Announce* and *Sync* before the expiration of *durationField*. + +Note that several timing diagrams could be represented based on various exchanges of message types, the use of single or concatenated type length values (TLVs) in *Signaling* messages, the use of different *durationFields* for each message type, etc. Figure 1 provides an example of message interaction; it is for illustrative purposes only and does not represent a particular implementation. + +![Timing diagram showing unicast negotiation between a Packet slave and a Packet master. The diagram illustrates the exchange of Signaling, Announce, and Sync messages over time, with intervals for renewal and duration.](9b6b5924b48bf2fd5f347f88f06f45b3_img.jpg) + +The diagram illustrates the message exchange between a Packet slave and a Packet master. The vertical axis represents time, with the slave on the left and the master on the right. The sequence of messages is as follows: + +- The slave sends a *Signaling (Announce-request)* to the master. +- The master responds with *Signaling (Announce-grant)*. +- The master then sends an *Announce* message (dashed line). +- The slave sends a *Signaling (Sync-request)* to the master. +- The master responds with *Signaling (Sync-grant)*. +- The master then sends a *Sync* message (dashed line). +- Another *Sync* message (dashed line) follows. +- Another *Announce* message (dashed line) follows. +- Vertical ellipsis indicates further messages. +- The slave sends another *Signaling (Announce-request)* to the master. +- The master responds with *Signaling (Announce-grant)*. +- The master then sends an *Announce* message (dashed line). +- The slave sends a *Signaling (Sync-request)* to the master. +- The master responds with *Signaling (Sync-grant)*. +- Vertical ellipsis indicates further messages. + +Brackets on the left side indicate the *Unicast renewal interval*, which spans from the first *Signaling (Announce-request)* to the start of the second *Signaling (Announce-request)*. Brackets on the right side indicate the *Announce duration interval* (spanning from the first *Announce* to the second *Announce*) and the *Sync duration interval* (spanning from the first *Sync* to the second *Sync*). + +G.8265.1-Y.1365.1(14)\_F01 + +Timing diagram showing unicast negotiation between a Packet slave and a Packet master. The diagram illustrates the exchange of Signaling, Announce, and Sync messages over time, with intervals for renewal and duration. + +Figure 1 – Unicast negotiation example + +PTP slaves may request several types of PTP messages from a PTP master (e.g., slave working in two-way mode, which may request *Sync* and *Delay\_Resp* messages, or slave requesting *Announce* and *Sync* messages from the same master). To request unicast transmission of different PTP message types, and to respond to such requests, [IEEE 1588] allows the use of a single *Signaling* message containing multiple TLVs or the use of multiple *Signaling* messages. Masters and slaves compliant with this profile must be prepared to handle those two situations. The expected behaviour during the initial negotiation and during the consecutive unicast service renewals is described in the paragraphs that follow. + +Each request for unicast transmission from a specific slave to a master should start by issuing an *Announce* service type request first for that specific master. Only after the slave has been granted unicast service for the *Announce* message and received the first unicast *Announce* message from the specified master, can the rest of the service type request take place. Such practice would ensure that the attributes (e.g., QL) and capabilities of the specified master are acceptable from the slave's perspective before the rest of the services are contracted. + +Upon receiving the first *Announce* message from the master, the first *Signaling* message containing a REQUEST\_UNICAST\_TRANSMISSION TLV issued by the slave should include all the service types the specific slave requires from the master using multiple REQUEST\_UNICAST\_TRANSMISSION TLVs. Such practice will reduce the chance that the master will only grant part of the requested services in case it has been over-subscribed (due to simultaneous requests from other slaves). The master is allowed to respond to this request either with a single *Signaling* message containing multiple TLVs, or with multiple *Signaling* messages (e.g., each containing a single TLV). + +When renewing the unicast services, the slave, in sending *Signaling* messages (for 'keep-alive' purposes), may either continue to request all service types with a single *Signaling* message containing multiple TLVs, or with multiple independent *Signaling* messages (e.g., each containing a single TLV). The master is allowed to respond to requests either with a single *Signaling* message containing multiple TLVs, or with multiple *Signaling* messages (e.g., each containing a single TLV). + +As defined in [IEEE 1588], in order to receive continuous service, a requester should reissue a request in advance of the end of the grant period. The recommended advance should include sufficient margin for reissuing the request at least two more times if no grant is received. + +In case the unicast transmission sessions are cancelled as defined in [IEEE 1588], a PTP clock cancelling several types of PTP messages may use a single *Signaling* message containing multiple TLVs or multiple *Signaling* messages. Masters and slaves compliant with this profile must be prepared to handle those two situations. + +The PTP clock cancelling the session may either cancel the multiple service types with a single *Signaling* message containing multiple CANCEL\_UNICAST\_TRANSMISSION TLVs or with multiple independent *Signaling* messages (e.g., each containing a single CANCEL\_UNICAST\_TRANSMISSION TLV). The other PTP clock receiving the cancellation is allowed to respond to these requests either with a single *Signaling* message containing multiple ACKNOWLEDGE\_CANCEL\_UNICAST\_TRANSMISSION TLVs or with multiple independent *Signaling* messages (e.g., each containing a single ACKNOWLEDGE\_CANCEL\_UNICAST\_TRANSMISSION TLV). + +NOTE 2 – The "Renewal Invited" flag described in [IEEE 1588] is not used in this profile. + +## 6.7 Alternate BMCA, telecom slave model and master selection process + +This clause describes the alternate best master clock (BMC) algorithm, the telecom slave model and the associated master selection process. These are described in the following clauses. + +### 6.7.1 Alternate BMCA + +As part of this telecom profile, an alternate best master clock algorithm (BMCA) is defined. + +The following clauses specify this alternate BMCA for the masters and for the slaves. + +#### 6.7.1.1 Alternate BMCA for packet master clock + +A packet master clock in this telecom profile is defined as a grandmaster ordinary clock according to clause 9.4 of [IEEE 1588]. + +The different masters that can be deployed in the network must be considered as being each in a different PTP domain (each master is considered as alone in its PTP domain). + +Therefore, for a packet master clock, the alternate BMCA output is static and provides a recommended state = BMC\_MASTER and a state decision code = M1. + +As noted in clause 6.2.1 (domains), in unicast, this PTP domain separation between the masters is ensured by the network, which isolates each master in a separate PTP domain; this PTP domain separation does not need to be ensured by means of different PTP domain numbers, in order to avoid that an operator would have to ensure that each PTP master would be configured with a different PTP domain number: + +- hence, there is only one active master in each domain, and all the masters are active; +- the PTP masters do not exchange *Announce* messages in unicast. + +In multicast, this PTP domain separation between the masters is for further study. + +Figure 2 illustrates the above specification from the masters' point of view. In this example, there are "N" domains. + +![Diagram illustrating the network configuration for alternate BMCA. Multiple masters (Master 1, Master 2, ..., Master N) are shown, each with a PTP domain number = X. They are all connected to a central 'Network' oval. Below the network, multiple 'Telecom slave' units (Telecom slave 1, Telecom slave 2, ..., Telecom slave M) are shown. Arrows indicate that each master is connected to every slave, and each slave is connected to every master. The diagram is labeled 'Domain' and 'Network'. A small text 'G.8265.1-Y.1365.1(14)_F02' is at the bottom right of the diagram.](b0d4609bc46c2d88a8318706bb5321f7_img.jpg) + +G.8265.1-Y.1365.1(14)\_F02 + +Diagram illustrating the network configuration for alternate BMCA. Multiple masters (Master 1, Master 2, ..., Master N) are shown, each with a PTP domain number = X. They are all connected to a central 'Network' oval. Below the network, multiple 'Telecom slave' units (Telecom slave 1, Telecom slave 2, ..., Telecom slave M) are shown. Arrows indicate that each master is connected to every slave, and each slave is connected to every master. The diagram is labeled 'Domain' and 'Network'. A small text 'G.8265.1-Y.1365.1(14)\_F02' is at the bottom right of the diagram. + +**Figure 2 – Each master is active and considered isolated in a different PTP domain by the network** + +#### 6.7.1.2 Alternate BMCA for slave only clock + +As explained in the previous clause, each master is in a different PTP domain. Therefore, a telecom slave is participating in multiple PTP domains when listening to several masters. + +In order to enable this participation to multiple PTP domains, a telecom slave may be composed of several PTP slave-only ordinary clock (SOOC) instances, as described in clause 6.7.2. Within a telecom slave, all the SOOC have the same PTP domain number. + +For each instance of PTP slave-only ordinary clock in a telecom slave, the alternate BMCA output is static and provides a recommended state = BMC\_SLAVE and a state decision code = S1. + +### 6.7.2 Telecom slave model for master selection + +The telecom slave model includes functions that are part of the packet slave clock required to support this telecom profile including the master selection process defined in clause 6.7.3. + +NOTE 1 – Processing of timestamps and generation of necessary clock signals are for further study. + +The telecom slave model consists of several independent PTP slave-only ordinary clock instances. Each PTP slave-only ordinary clock is participating in a single PTP domain and is communicating with a single master, and any PTP message received from another master must be discarded by the SOOC. + +NOTE 2 – The behaviour of the telecom slave is described in terms of an example of a slave clock that implements several instances of the PTP protocol; other models are possible provided that the overall behaviour is maintained. These multiple PTP slave-only ordinary clock instances are a "logical separation", and do not imply any specific implementation (for instance, there is no need for a dedicated hardware per clock instance). The main purpose is to maintain several data sets (one per ordinary clock (OC) instance). Most of the attributes of the data sets of the different OC may be common in an implementation; the main one which needs to differ is the parentDS, providing the information about the packet master clock. + +NOTE 3 – The use of this telecom slave model in the mixed unicast/multicast mode or in static unicast mode is for further study. + +Figure 3 provides an example model of a telecom slave clock with $N$ instances of the PTP protocol. No implementation requirements should be inferred from this figure. + +![Figure 3 – Telecom slave model diagram. The diagram shows a 'Telecom Slave' block containing multiple 'Slave-only OC instance' blocks (1, 2, ..., N). Each instance is connected to a 'Network' which is connected to multiple 'Grandmaster' blocks (Grandmaster 1, 2, ..., N) all in 'PTP domain = X'. Each SOOC instance has bidirectional connections to the network and to a central 'Control and processing block'. The SOOC instances send 'QL', 'PTSF', and 'timestamps' to the control block. The control block sends 'ENABLE_REQUESTING_UNICAST_ANNOUNCE', 'ENABLE_REQUESTING_SYNC_DEL_RESP', and 'Request announce'/'Request Sync/Del_Resp' to the SOOC instances. The control block also contains a 'List of grandmasters' and a 'GM selection' block. The 'GM selection' block outputs a 'Selected grandmaster' to a 'Selector' block. The 'Selector' block receives 'timestamps from SOOCs' and outputs 'timestamps for frequency recovery'. 'Management information' is shown entering the Telecom Slave block from the left. A dashed oval labeled 'Network' is positioned between the Grandmasters and the SOOC instances. A dashed oval labeled 'Control and processing block' encloses the bottom section of the Telecom Slave block.](9cd90f495b95ad2116ff780248c26d95_img.jpg) + +Figure 3 – Telecom slave model diagram. The diagram shows a 'Telecom Slave' block containing multiple 'Slave-only OC instance' blocks (1, 2, ..., N). Each instance is connected to a 'Network' which is connected to multiple 'Grandmaster' blocks (Grandmaster 1, 2, ..., N) all in 'PTP domain = X'. Each SOOC instance has bidirectional connections to the network and to a central 'Control and processing block'. The SOOC instances send 'QL', 'PTSF', and 'timestamps' to the control block. The control block sends 'ENABLE\_REQUESTING\_UNICAST\_ANNOUNCE', 'ENABLE\_REQUESTING\_SYNC\_DEL\_RESP', and 'Request announce'/'Request Sync/Del\_Resp' to the SOOC instances. The control block also contains a 'List of grandmasters' and a 'GM selection' block. The 'GM selection' block outputs a 'Selected grandmaster' to a 'Selector' block. The 'Selector' block receives 'timestamps from SOOCs' and outputs 'timestamps for frequency recovery'. 'Management information' is shown entering the Telecom Slave block from the left. A dashed oval labeled 'Network' is positioned between the Grandmasters and the SOOC instances. A dashed oval labeled 'Control and processing block' encloses the bottom section of the Telecom Slave block. + +G.8265.1-Y.1365.1(14)\_F03 + +Figure 3 – Telecom slave model + +The telecom slave model consists of several functions that are depicted below. It has to be noted that the SOOC instances are the only functions that are part of the PTP protocol. All other functions are + +outside the PTP protocol. Management of the functions in this model and overall PTP management is for further study. + +**List of grandmasters:** A list containing the grandmasters that a telecom slave has been provisioned to communicate with. The list contains a number of *N* entries which are used to instantiate the slave-only OC instances (each entry of the list corresponds to a specific SOOC). Each entry of the list is associated a local priority of that grandmaster. The local priorities are used for master selection. Provisioning of the list of grandmasters and their priorities is via management control. + +**SOOC instance:** A slave-only OC instance is used to communicate with its associated grandmaster. The SOOC provides as output: the QL and packet timing signal fail (PTSF) (see clause 6.7.3.2) to the control & processing block for the master selection, and the timestamps to the selector. The SOOC also maintains appropriate data set (e.g., the parentDS of the grandmaster). The SOOC receives as input the signals ENABLE\_REQUESTING\_UNICAST\_ANNOUNCE and ENABLE\_REQUESTING\_UNICAST\_SYNC/DEL\_RESP from the control & processing block. These signals are used to enable the sending of *Signaling* messages to the grandmaster for requesting unicast transmission of *Announce* and *Sync/Delay\_Resp* messages. + +NOTE 4 – The signals ENABLE\_REQUESTING\_UNICAST\_ANNOUNCE and ENABLE\_REQUESTING\_UNICAST\_SYNC/DEL\_RESP are internal signals used for the purpose of explaining the telecom slave behaviour. + +**Control & processing block:** This block is used to process the inputs QL, PTSF and priority. The block is also used to control the selector and to deliver to the SOOC instances the output signals ENABLE\_REQUESTING\_UNICAST\_ANNOUNCE and ENABLE\_REQUESTING\_UNICAST\_SYNC/DEL\_RESP. + +The inputs QL, PTSF and priority are used to determine the grandmaster that will be used for frequency recovery, according to the master selection process specified in clause 6.7.3. The selected grandmaster is indicated to the selector. + +The output signal ENABLE\_REQUESTING\_UNICAST\_ANNOUNCE is sent to the SOOC instances to enable the request of *Announce* messages to obtain the QL value from the grandmasters. The output signal ENABLE\_REQUESTING\_UNICAST\_SYNC/DEL\_RESP is sent to the SOOC instances to enable the request of *Sync* messages (and *Delay\_Resp* messages for a two-way slave). The enabling of these signals is implementation specific. + +**Selector block:** The selector block is used to pass the timestamps of the selected "grandmaster" used for the frequency recovery. + +### 6.7.3 Master selection process + +The clock master selection process is outside of the scope of the [IEEE 1588] PTP protocol. The master is chosen from a locally-provisioned list of grandmasters and their respective priorities, as described in clause 6.7.2. + +The following parameters contribute to the master selection process: + +- quality level; +- packet timing signal fail (PTSF-lossOfTimingMessages, PTSF-lossAnnounce, PTSF-unusable); +- priority; + +where the quality level is carried in the clockClass attribute by the *Announce* messages of the candidate master (see clause 6.7.3.1 for details on the correspondence between the quality level and the clockClass attribute), the packet timing signal fail conditions are described in clause 6.7.3.2, and the priority is locally maintained in the telecom slave. + +The algorithm selects the reference with the highest quality level that is not experiencing the signal fail conditions PTSF-lossOfTimingMessages or PTSF-lossAnnounce. + +NOTE 1 – PTSF-unusable condition is for further study; it may also trigger the selection of a new master in some cases or a switch in holdover. + +If multiple inputs have the same highest quality level, the input with the highest priority is selected. For the case where multiple inputs have the same highest priority and quality level, the current existing selected reference is maintained if it belongs to this group, otherwise an arbitrary reference from this group is selected. + +NOTE 2 – The selection algorithm noted above describes selection of packet timing signals. The comparison of the recovered frequency with that of the local equipment clock is outside of the scope of this Recommendation. The equipment clock may not select an external reference and go into holdover (for example in the case where the quality of the local equipment clock is higher than the highest quality level received from the masters). + +NOTE 3 – If no input could be selected, for example when all masters are in the PTSF condition, the normal behaviour of a clock will be to either enter holdover in the case of loss of the incoming signal, or remain in free-run, in the case where no signal has been present. These are outside the scope of this Recommendation. + +The default behaviour for switching between masters (e.g., due to loss of signal or temporary reduction in QL) is revertive. When the signal or QL is restored, the telecom slave should revert to the highest priority master. + +#### 6.7.3.1 Mapping of SSM quality levels to PTP clock class + +Table 3 provides the mapping values of synchronization status message (SSM) quality levels to the PTP clockClass attribute. The clockClass attribute is used to transmit the SSM QL from the packet master to the packet slave. + +NOTE 1 – Table 3 contains the three options currently specified in [ITU-T G.781]. In a specific network deployment, both the packet masters and the telecom slaves must be configured to use the same option. + +**Table 3 – Mapping of quality levels to PTP clockClass values** + +| SSM QL | ITU-T G.781 | | | PTP clockClass | +|--------|--------------------|--------------------|------------|----------------| +| | Option I | Option II | Option III | | +| 0001 | | QL-PRS | | 80 | +| 0000 | | QL-STU | QL-UNK | 82 | +| 0010 | QL-PRC | | | 84 | +| 0111 | | QL-ST2 | | 86 | +| 0011 | | | | 88 | +| 0100 | QL-SSU-A | QL-TNC | | 90 | +| 0101 | | | | 92 | +| 0110 | | | | 94 | +| 1000 | QL-SSU-B | | | 96 | +| 1001 | | | | 98 | +| 1101 | | QL-ST3E | | 100 | +| 1010 | | QL-ST3/
QL-EEC2 | | 102 | +| 1011 | QL-SEC/
QL-EEC1 | | QL-SEC | 104 | +| 1100 | | QL-SMC | | 106 | + +**Table 3 – Mapping of quality levels to PTP clockClass values** + +| SSM QL | ITU-T G.781 | | | PTP clockClass | +|--------|-------------|---------|--|----------------| +| 1110 | | QL-PROV | | 108 | +| 1111 | QL-DNU | QL-DUS | | 110 | + +NOTE 2 – The order of quality levels in this table is specified in clause 5.4.2 of [ITU-T G.781] for each of the options. + +NOTE 3 – Any received clockClass not specified in the Table should be mapped to QL-INV as per clause 5.4.2 of [ITU-T G.781]. + +#### 6.7.3.2 Packet timing signal fail + +This clause defines the notion of packet timing signal fail (PTSF), which corresponds to a signal indicating a failure of the PTP packet timing signal received by the slave. + +Three types of PTSF may be raised in a slave implementation: + +- [PTSF-lossOfTimingMessages], lack of reception of PTP timing messages from a master (loss of the packet timing signal): if the slave does not receive anymore the timing messages sent by a master (i.e., *Sync* and eventually *Follow\_up* and *Delay\_Resp* messages), then a PTSF-lossOfTimingMessages associated to this master must occur. A timeout period (i.e., "syncReceiptTimeout" and "delayRespReceiptTimeout") for these timing messages must be implemented in the slave before triggering the PTSF-lossOfTimingMessages (the range and default value of this timeout parameter are defined in Table A.5 of this Recommendation.). + +The value of syncReceiptTimeout shall specify the number of syncInterval time periods that have to pass without receipt of a *Sync* or *Follow\_Up* message before the triggering the PTSF-lossOfTimingMessages event. + +The value of delayRespReceiptTimeout shall specify the number of minDelayReqInterval time periods that have to pass without receipt of a *Delay\_Resp* message before the triggering of the PTSF-lossOfTimingMessages event. + +- [PTSF-lossAnnounce], lack of reception of PTP *Announce* messages from a master (loss of the channel carrying the traceability information): if the slave does not receive anymore the *Announce* messages sent by a master, then a PTSF-lossAnnounce associated to this master must occur. A timeout period for these *Announce* messages must be implemented in the slave before triggering the PTSF-lossAnnounce (the range and default value of this timeout parameter are as per [IEEE 1588]). This timeout corresponds to the "announceReceiptTimeout" attribute specified in [IEEE 1588]. +- [PTSF-unusable], unusable PTP packet timing signal received by the slave, exceeding the input tolerance of the slave (noisy packet timing signal): if the PTP packet timing signal is not usable for the slave to achieve the performance target (e.g., violates the slave input tolerance because of excessive packet delay variation (PDV) noise), then a PTSF-unusable associated to this master must occur. The criteria used to determine that the packet timing signal is not suitable to be used is for further study (An example of criteria to be studied may relate to the PDV experienced by the packet timing signal as it traverses the network from the master to the slave). + +The following actions must be triggered following a PTSF: + +- When a PTSF occurs (PTSF-lossOfTimingMessages, PTSF-lossAnnounce or PTSF-unusable), the master associated to the PTP packet timing signal in failure is considered as not reachable, in failure, or the quality has deteriorated due to e.g., excessive PDV. +- In case PTSF-lossOfTimingMessages or PTSF-lossAnnounce occurs: the SOOC associated with the PTP packet timing signal in failure is considered to be faulty, and the telecom slave must select an alternate master associated with another SOOC as the new timing source, if possible, or must switch into holdover otherwise. +- In case PTSF-unusable occurs: the consequent actions to be performed are implementation specific and are for further study. + +## 6.8 Additional protection functions + +The following architectural functions are specified in [ITU-T G.8265]. + +### 6.8.1 Temporary master exclusion – Lock-out function + +It must be possible in the telecom slave to exclude temporarily a master from the list of grandmasters (lock-out functionality). + +### 6.8.2 Slave wait-to-restore time function + +A wait-to-restore time must be implemented in the telecom slave. + +The range associated to wait-to-restore time is for further study. + +### 6.8.3 Slave non-reversion function + +As part of the master selection process, a non-revertive mode may optionally be implemented in the telecom slave. + +### 6.8.4 Forced traceability of master function + +It must be possible to force the SSM QL value at the input of the grandmaster by configuration. + +When no SSM is delivered by the timing signal used as a reference by the grandmaster (e.g., 2 MHz signal), the SSM QL value may be forced to a certain value before being mapped in the clockClass attribute and sent in the *Announce* messages by the grandmaster. + +These network implementations and scenarios will need to be defined by the operator on a case by case basis. It shall be highly dependent on the operator's architecture. + +### 6.8.5 Packet slave clock QL hold off function + +In the case where sufficient holdover performance exists within the telecom slave, it must be possible to delay the transition of the QL value at the output of the slaves. This will allow the operator to limit downstream switching of the architecture under certain network implementations when traceability to the packet master is lost. + +These network implementations and scenarios will need to be defined by the operator on a case by case basis. It shall be highly dependent on the operator's architecture. + +The quality of the holdover oscillator is for further study. + +The time maintained is for further study. + +### **6.8.6 Slave output squelch function** + +In case the telecom slave provides an external output synchronization interface (e.g., 2 MHz), a squelch function must be implemented. + +It must be possible to configure the telecom slave so that when all the grandmasters it can communicate with are in failure conditions (e.g., the QLs received are all going under a certain threshold, or PTSF conditions are raised), the output timing signal could be cut off. + +These network implementations and scenarios will need to be defined by the operator on a case by case basis. + +All aspects of this function are for further study. + +# **7 ITU-T PTP profile for frequency distribution without timing support from the network** + +The [IEEE 1588] profile that supports frequency distribution in unicast mode is contained in Annex A. + +# **8 Security aspects** + +Security aspects are for further study. See also [ITU-T G.8265]. + +# Annex A + +## ITU-T PTP profile for frequency distribution without timing support from the network (unicast mode) + +(This annex forms an integral part of this Recommendation.) + +This annex contains the telecom profile for frequency distribution as required by [IEEE 1588]. In order to claim compliance with the telecom profile, the requirements in this annex and in the body of this Recommendation must both be met. + +## A.1 Profile identification + +profileName: ITU-T PTP profile for frequency distribution without timing support from the network (unicast mode). + +profileVersion: 2.2 (for an implementation based on IEEE Std 1588-2008 [IEEE 1588-2008]). + +profileVersion: 2.3 (for an implementation based on IEEE Std 1588-2019 [IEEE 1588-2019]). + +profileIdentifier: 00-19-A7-00-02-02 (for an implementation based on IEEE Std 1588-2008 [IEEE 1588-2008]). + +profileIdentifier: 00-19-A7-00-02-03 (for an implementation based on IEEE Std 1588-2019 [IEEE 1588-2019]). + +See clause A.10 for details of compatibility between profile versions. + +This profile is specified by ITU-T. + +A copy may be obtained from [www.itu.int](http://www.itu.int). + +## A.2 PTP attribute values + +The default values and ranges of the PTP attributes for use in this profile are contained in Tables A.1, A.2, A.3, A.4 and A.5. + +Attributes not specified by this profile shall use the [IEEE 1588] default initialization values and ranges. + +**Table A.1 – defaultDS data set member specifications** + +| Clause from
[IEEE 1588-2008] | Clause from
[IEEE 1588-2019] | Members of the data set | Packet master requirements | | Slave only clock requirements | | +|---------------------------------|---------------------------------|-------------------------------------------------|----------------------------|----------------------|-------------------------------|---------------| +| | | | Default value
(Note 6) | Range | Default value
(Note 6) | Range | +| 8.2.1.2.1 | Note 4 | defaultDS.twoStepFlag (static) Note 4 | As per PTP | {FALSE, TRUE} | As per PTP | {FALSE, TRUE} | +| 8.2.1.2.2 | 8.2.1.2.2 | defaultDS.clockIdentity (static) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.1.2.3 | 8.2.1.2.3 | defaultDS.numberPorts (dynamic) | 1 | {1} | 1 | {1} | +| 8.2.1.3.1.1 | 8.2.1.3.1.2 | defaultDS.clockQuality. clockClass (dynamic) | Note 2 | {80-110} | 255 | {255} | +| 8.2.1.3.1.2 | 8.2.1.3.1.3 | defaultDS.clockQuality. ClockAccuracy (dynamic) | As per PTP
Note 3 | As per PTP
Note 3 | Note 1 | Note 1 | + +**Table A.1 – defaultDS data set member specifications** + +| Clause from
[IEEE 1588-2008] | Clause from
[IEEE 1588-2019] | Members of the data set | Packet master requirements | | Slave only clock requirements | | +|---------------------------------|---------------------------------|----------------------------------------------------------|----------------------------|---------|-------------------------------|--------| +| | | | Default value
(Note 6) | Range | Default value
(Note 6) | Range | +| 8.2.1.3.1.3 | 8.2.1.3.1.4 | defaultDS.clockQuality.offsetScaledLogVariance (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.1.4.1 | 8.2.1.4.1 | defaultDS.priority1 (configurable) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.1.4.2 | 8.2.1.4.2 | defaultDS.priority2 (configurable) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.1.4.3 | 8.2.1.4.3 | defaultDS.domain Number (configurable) | 4 | {4-23} | 4 | {4-23} | +| 8.2.1.4.4 | 8.2.1.4.4 | defaultDS.slaveOnly (configurable) | FALSE | {FALSE} | TRUE | {TRUE} | +| Note 5 | 8.2.1.4.5 | defaultDS.sdoId (configurable) | 0 | 0 | 0 | 0 | +| New member | New member | defaultDS.profileIdentifier (Configurable) | Note 7 | Note 7 | Note 7 | Note 7 | +| New member | New member | defaultDS.deviceType (Configurable) | Note 8 | Note 8 | Note 8 | Note 8 | + +NOTE 1 – It is not used in this profile, and therefore equipment is not required to support it + +NOTE 2 – The default value should correspond to the holdover quality of the master. The holdover of the master is outside the scope of this Recommendation. The clock class values are provided in Table 1. + +NOTE 3 – For the case where the PTP grandmaster is syntonized to a PRC for frequency, but not synchronized to a reference source of time, the grandmaster should set defaultDS.clockQuality.clockAccuracy to 0xFE, "UNKNOWN". + +NOTE 4 – In case of an IEEE 1588-2019 implementation, this data set member is deprecated. + +NOTE 5 – Applicable to [IEEE 1588-2019] based implementations; This data set member does not exist in [IEEE 1588-2008]. + +NOTE 6 – If a default value is not provided by this recommendation, then it is implementation specific. + +NOTE 7 – This dataset member is set according to the profileIdentifier specified in clause A.1. The data type is Octet[6]. + +NOTE 8 – This attribute can be used to set the deviceType in use in the PTP clock instance. See clause 6.2.3.1 for more information and applicable values. + +**Table A.2 – currentDS data set member specifications** + +| Clause from
[IEEE 1588-2008] | Clause from
[IEEE 1588-2019] | Members of the data set | Master requirements | | Slave requirements | | +|---------------------------------|---------------------------------|---------------------------------------|---------------------------|------------|---------------------------|------------| +| | | | Default value
(Note 4) | Range | Default value
(Note 4) | Range | +| 8.2.2.2 | 8.2.2.2 | currentDS.stepsRemoved (dynamic) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.2.3 | 8.2.2.3 | currentDS.offsetFrom Master (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.2.4 | Note 2 | currentDS.meanPath Delay (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| Note 3 | 8.2.2.4 | currentDS.mean Delay (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | + +NOTE 1 – It is not used in this profile, and therefore equipment is not required to support it + +NOTE 2 – In case of [IEEE 1588-2019] based implementations this data set member is deprecated. + +NOTE 3 – Applicable to [IEEE 1588-2019] based implementations; this data set member does not exist in [IEEE 1588-2008]. + +NOTE 4 – If a default value is not provided by this recommendation, then it is implementation specific. + +**Table A.3 – parentDS data set member specifications** + +| Clause from [IEEE 1588-2008] | Clause from [IEEE 1588-2019] | Members of the data set | Master requirements | | Slave requirements | | +|------------------------------|------------------------------|-----------------------------------------------------------|------------------------|--------------------|------------------------|--------------------| +| | | | Default value (Note 3) | Range | Default value (Note 3) | Range | +| 8.2.3.2 | 8.2.3.2 | parentDS.parentPort Identity (dynamic) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.3.3 | 8.2.3.3 | parentDS.parentStats (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.3.4 | 8.2.3.4 | parentDS.observedParentOffsetScaledLog Variance (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.3.5 | 8.2.3.5 | parentDS.observedParentClock PhaseChangeRate (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.3.6 | 8.2.3.6 | parentDS.grandmaster Identity (dynamic) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.3.7 | 8.2.3.7 | parentDS.grandmaster ClockQuality (dynamic) | As per PTP. Note 2 | As per PTP. Note 2 | As per PTP. Note 2 | As per PTP. Note 2 | +| 8.2.3.8 | 8.2.3.8 | parentDS.grandmaster Priority1 (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.3.9 | 8.2.3.9 | parentDS.grandmaster Priority2 (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | + +NOTE 1 – It is not used in this profile, and therefore equipment is not required to support it + +NOTE 2 – Within this profile, only the clockClass attribute in this structure is used for the master selection, as per clause 6.7.3. + +NOTE 3 – If a default value is not provided by this Recommendation, then it is implementation specific. + +**Table A.4 – timePropertiesDS data set member specifications** + +| Clause from [IEEE 1588-2008] | Clause from [IEEE 1588-2019] | Members of the data set | Master requirements | | Slave requirements | | +|------------------------------|------------------------------|---------------------------------------------------|------------------------|----------------------|------------------------|----------------------| +| | | | Default value (Note 4) | Range | Default value (Note 4) | Range | +| 8.2.4.2 | 8.2.4.2 | timePropertiesDS.current UtcOffset (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.4.3 | 8.2.4.3 | timePropertiesDS.current UtcOffsetValid (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.4.4 | 8.2.4.4 | timePropertiesDS.leap59 (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.4.5 | 8.2.4.5 | timePropertiesDS.leap61 (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.4.6 | 8.2.4.6 | timePropertiesDS.time Traceable (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.4.7 | 8.2.4.7 | timePropertiesDS.frequencyTraceable (dynamic) | FALSE | {FALSE, TRUE} Note 2 | FALSE | {FALSE, TRUE} Note 2 | +| 8.2.4.8 | 8.2.4.8 | timePropertiesDS.ptp Timescale (dynamic) | As per PTP Note 3 | As per PTP Note 3 | As per PTP | As per PTP | + +**Table A.4 – timePropertiesDS data set member specifications** + +| Clause from [IEEE 1588-2008] | Clause from [IEEE 1588-2019] | Members of the data set | Master requirements | | Slave requirements | | +|------------------------------|------------------------------|----------------------------------------|------------------------|--------|------------------------|--------| +| | | | Default value (Note 4) | Range | Default value (Note 4) | Range | +| 8.2.4.9 | 8.2.4.9 | timePropertiesDS.time Source (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | + +NOTE 1 – It is not used in this profile, and therefore equipment is not required to support it. + +NOTE 2 – If the clock is traceable to a PRC, then this parameter must be set to TRUE, otherwise it shall be FALSE. This parameter is not used by the alternate BMCA. This flag is for information only, e.g., for usage by the network operator. + +NOTE 3 – For the case where the PTP grandmaster is syntonized to a PRC for frequency, but not synchronized to a reference source of time, the grandmaster should set timePropertiesDS.ptpTimescale = FALSE. This indicates the use of the ARB timescale. In normal operation, a grand master (GM) compliant to this Recommendation will not reset the epoch or introduce discontinuities in the overall timescale during operation. + +The use of the ARB timescale, in the situation where each GM does not have access to phase input to align their time of day to a common reference, may result in different active GMs that have vastly different timestamp values inserted in their Sync or Follow\_Up packets (T1) and/or Delay\_Resp packets (T4). A single telecom slave may receive information from these different GMs with different timestamp values. + +NOTE 4 – If a default value is not provided by this recommendation, then it is implementation specific. + +**Table A.5 – portDS data set member specifications** + +| [IEEE 1588-2008] | | [IEEE 1588-2019] | | Members of the data set | Master requirements | | Slave requirements | | +|------------------|------------|------------------|------------|------------------------------------------------|------------------------|----------------|--------------------------------------------------------|------------| +| Clause | Data type | Clause | Data type | | Default value (Note 7) | Range | Default value (Note 7) | Range | +| 8.2.5.2.1 | As per PTP | 8.2.15.2.1 | As per PTP | portDS.portIdentity.clock Identity (static) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.5.2.1 | As per PTP | 8.2.15.2.1 | As per PTP | portDS.portIdentity.port Number (static) | 1 | {1} | 1 | {1} | +| 8.2.5.3.1 | As per PTP | 8.2.15.3.1 | As per PTP | portDS.portState (dynamic) | As per PTP | As per PTP | As per PTP | As per PTP | +| 8.2.5.3.2 | As per PTP | 8.2.15.3.2 | As per PTP | portDS.logMinDelayReq Interval (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.5.3.3 | As per PTP | Note 5 | Note 5 | portDS.peerMeanPath Delay (dynamic) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.5.4.1 | As per PTP | 8.2.15.4.1 | As per PTP | portDS.logAnnounce Interval (configurable) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.5.4.2 | As per PTP | 8.2.15.4.2 | As per PTP | portDS.announceReceiptTime out (configurable) | 2 | {2} | As per PTP | As per PTP | +| 8.2.5.4.3 | As per PTP | 8.2.15.4.3 | As per PTP | portDS.logSyncInterval (configurable) | Note 1 | Note 1 | Note 1 | Note 1 | +| 8.2.5.4.4 | As per PTP | 8.2.15.4.4 | As per PTP | portDS.delayMechanism (configurable) | 01
Note 2 | {01}
Note 2 | '01' for a two-way slave, and 'FE' for a one-way slave | {01, FE} | +| 8.2.5.4.5 | As per PTP | 8.2.15.4.5 | As per PTP | portDS.logMinPdelay ReqInterval (configurable) | Note 1 | Note 1 | Note 1 | Note 1 | + +**Table A.5 – portDS data set member specifications** + +| [IEEE 1588-2008] | | [IEEE 1588-2019] | | Members of the data set | Master requirements | | Slave requirements | | +|------------------|------------|------------------|------------|-----------------------------------------------|------------------------|-------|------------------------|-------------------| +| Clause | Data type | Clause | Data type | | Default value (Note 7) | Range | Default value (Note 7) | Range | +| 8.2.5.4.6 | As per PTP | 8.2.15.4.6 | As per PTP | portDS.versionNumber (configurable) | 2 | {2} | 2 | {2} | +| Note 6 | Note 6 | 8.2.15.4.7 | As per PTP | portDS.minorVersionNumber (configurable) | 1 | {1} | 1 | {1} | +| New member | UInteger16 | New member | UInteger16 | portDS.syncReceiptTimeout (configurable) | NA | NA | Note 3 | {3–65535}, Note 4 | +| New member | UInteger16 | New member | UInteger16 | portDS.delayRespReceiptTimeout (configurable) | NA | NA | Note 3 | {3–65535}, Note 4 | + +NOTE 1 – It is not used in this profile, and therefore equipment is not required to support. +NOTE 2 – The master must support two-way operation. +NOTE 3 – An implementation can choose a fixed value or base it on negotiated message rate (e.g., a value proportional to the message rate). See Appendix II for further details. +NOTE 4 – The full range is not expected to be supported by an implementation, as the receipt timeout value typically depends on the message rate and the ability of the PTP clock implementation to maintain frequency and time during loss of Sync and/or Delay\_Resp messages. An implementation should be verified only over the expected operating conditions. See Appendix II for further details. +NOTE 5 – In case of [IEEE 1588-2019] based implementations this data set member is deprecated. +NOTE 6 – Applicable to [IEEE 1588-2019] based implementations. This data set member does not exist in [IEEE 1588-2008] +NOTE 7 – If a default value is not provided by this Recommendation, then it is implementation specific. + +## A.3 PTP options + +#### A.3.1 Node types required, permitted or prohibited + +In this profile, the required node types are: ordinary clocks. + +In this profile, the prohibited node types are: boundary and transparent clocks. + +### A.3.2 Transport mechanisms required, permitted or prohibited + +In this profile, the required transport mechanism is *Transport of PTP over User Datagram Protocol over Internet Protocol Version 4* and *Transport of PTP over User Datagram Protocol over Internet Protocol Version 6* as per [IEEE 1588]. In the case of transport over IPv4, bit 0 of the transportSpecific field defined in [IEEE 1588-2008] must be set to "0"; that field does not exist in [IEEE 1588-2019]. + +#### A.3.3 Unicast messages + +All messages are sent in unicast. + +NOTE – In this telecom profile, unicast negotiation is enabled per default. + +The slave will initiate the session by following the unicast message negotiation procedure defined in clause 16.1 of [IEEE 1588]. + +### A.3.4 REQUEST\_UNICAST\_TRANSMISSION TLV + +The value of `logInterMessagePeriod` is the logarithm, to base 2, of the requested mean period, in seconds, between the requested unicast messages. + +For requesting unicast *Announce* messages: The configurable range is one message per 16 seconds to eight messages per second. The default initialization value of `logInterMessagePeriod` is $-1$ (one message every two seconds). + +For requesting unicast *Sync* messages: The configurable range is one message every 16 seconds to 128 messages per second. No default rate is specified. + +For requesting unicast *Delay\_Resp* messages: The configurable range is one message every 16 seconds to 128 messages per second. No default rate is specified. + +The `durationField` value in each `REQUEST_UNICAST_TRANSMISSION` TLV has a default initialization value of 300 seconds. The configurable range is 60 seconds to 1000 seconds. + +NOTE 1 – A specific slave implementation, in order to meet its target performance requirements, as normal operation, may support a subset of the message rates within the ranges noted above. A master, on the other hand, is required to support the full range of message transmission rates. Unless an implementation specifies otherwise, the default value listed above is assumed to be used. + +NOTE 2 – A specific slave implementation may support a subset of the `durationField` values within the range noted above. A master, on the other hand, is required to support the full range of `durationField` values. Unless an implementation specifies otherwise, the default value listed above is assumed to be used. + +The maintenance and configuration of these default and configuration range values is implementation specific. + +### A.3.5 GRANT\_UNICAST\_TRANSMISSION TLV + +In implementing the `GRANT_UNICAST_TRANSMISSION` TLV mechanism, the granted values shall be the same as requested in the received `REQUEST_UNICAST_TRANSMISSION` TLV as long as the requests are in the configurable range. + +## A.4 Best master clock algorithm (BMCA) options + +This profile does not use the default BMCA as described in [IEEE 1588]. Clock selection is described in clause 6.7. + +For a grandmaster clock, the alternate BMCA output is static and provides a recommended state = `BMC_MASTER` and a state decision code = `M1`. + +For a slave-only ordinary clock, the alternate BMCA output is static and provides a recommended state = `BMC_SLAVE` and a state decision code = `S1`. + +## A.5 Path delay measurement option (delay request/delay response) + +The delay request/delay response mechanism can be used in this profile. The peer delay mechanism shall not be used in this profile. + +## A.6 Configuration management options + +Management aspects will be specified in a future version of this profile. + +## A.7 Clock identity format + +For implementations based on [IEEE 1588-2008], the procedures to use an EUI-48 to create the EUI-64 `clockIdentity` as described in clause 7.5.2.2.2 of [IEEE 1588-2008] are no longer recommended. If a `clockIdentity` is formed by mapping an EUI-48 to an EUI-64, and if the EUI-48 was assigned from a MAC address – medium (MA-M) or a MAC address – small (MA-S), it is possible that the `clockIdentity` will be a duplicate of a `clockIdentity` formed directly from a different + +MA-M or MA-S (i.e., by appending bits to the end of that different MA-M or MA-S). Only if the EUI-48 was formed from an organizationally unique identifier (OUI), such as a MAC address – large (MA-L), is the uniqueness ensured. For new implementations based on [IEEE 1588-2008], the clockIdentity shall be constructed as per clause 7.5.2.2.2 of [IEEE 1588-2019]. Non-IEEE extended unique identifier (EUI) formats are not supported. + +For implementations based on [IEEE 1588-2019], the clockIdentity shall be constructed as per clause 7.5.2.2.2 of [IEEE 1588-2019]. + +## A.8 Flags used by this profile + +The flags used by this profile are listed in Table A.6. + +**Table A.6 – PTP flags** + +| Flag | Value | +|-----------------------|-------| +| alternateMasterFlag | FALSE | +| unicastFlag | TRUE | +| PTP profile Specific1 | FALSE | +| PTP profile Specific2 | FALSE | +| Reserved | FALSE | + +NOTE – The "Renewal Invited" flag described in [IEEE 1588] is not used in this profile and is set to FALSE. + +## A.9 Control field (controlField) + +The controlField in the common PTP header is not used in this profile. This field must be ignored by the receiver. + +## A.10 Profile version compatibility + +A specific profile version may have backward compatibility with earlier versions of their profile. Table A.7 lists the earlier versions that are compatible with each version. Compatibility means the nodes can operate in the same network provided optional features in a specific profile that are not present in the earlier version are not enabled. + +**Table A.7 – profileVersion compatibility** + +| profileVersion | Base IEEE version | Compatible with the earlier profileVersions | +|----------------|-------------------|---------------------------------------------| +| 2.3 | [IEEE 1588-2019] | 2.1, 2.0, 1.3 | +| 2.2 | [IEEE 1588-2008] | 2.0, 1.2 | +| 2.1 | [IEEE 1588-2019] | 2.0, 1.3 | +| 2.0 | [IEEE 1588-2008] | 1.2 | + +# Appendix I + +## Use of mixed unicast/multicast mode for PTP messages + +(This appendix does not form an integral part of this Recommendation.) + +The profile in Annex A covers unicast operation for frequency distribution without timing support from the network. PTP was primarily designed for multicast operation. This appendix provides information on the possible use of multicast for PTP in a telecom environment. + +Depending on the way multicast is used in a network, the use of the multicast mode for the PTP *Delay\_Req* and *Delay\_Resp* messages may not be appropriate in a telecom environment. In some cases, it could lead to a situation where the *Delay\_Req* and *Delay\_Resp* messages would be replicated and potentially distributed to multiple nodes, consuming network resources. In other cases, this issue may not occur. + +Moreover, multicast may not always be supported in all the parts of a telecom network. Multicast may also generate additional PDV when compared to unicast. + +The unicast mode solves those issues, but has some drawbacks for the *Sync*, *Follow\_Up* and *Announce* messages; instead of having a unique flow for those messages that is sent to all slaves, one dedicated flow per slave has to be sent by the master. + +Therefore, depending on the network environment, the use of multicast for *Sync*, *Follow\_Up* and *Announce* messages may sometimes be a better option in order to reduce the traffic load on the master. However, the use of multicast messages for *Delay\_Req* and *Delay\_Resp* messages requires further study in a telecom environment, in order to avoid the replication issues described above. + +Therefore, if the multicast mode is used for the *Sync*, *Follow\_up* and *Announce* messages that are sent to a slave using two-way operation, then it implies a mix of unicast and multicast modes, since *Delay\_Req* and *Delay\_Resp* messages are sent in unicast. This situation can be a valid option in some network scenarios in order to reduce the traffic flow between master and slaves. + +The mix of multicast and unicast generally creates delay asymmetry, but this asymmetry is not an issue for frequency delivery, which is targeted in the profile described in this Recommendation. It is only the potential additional PDV in one direction created by the multicast mode that may be an issue. + +Two modes may be suitable for transporting the PTP timing messages in a telecom environment: + +- unicast mode: where the PTP *Sync*, *Follow\_Up*, *Delay\_Req*, *Delay\_Resp*, *Announce* and *Signaling* messages are sent in unicast; +- mix of unicast and multicast modes: where the *Sync*, *Follow\_Up* and *Announce* messages are sent in multicast, and the *Delay\_Req*, *Delay\_Resp* and *Signaling* messages are sent in unicast. + +NOTE – Not all timing messages are always used, as it depends on the behaviour of the slave (e.g., one-way or two-way) or of the master (e.g., one-step clock/two-step clock). Therefore, some situations may exist where only multicast mode is used (e.g., a slave working in one-way where *Delay\_Req* and *Delay\_Resp* messages are not used). + +The development of the mixed multicast/unicast mode for use in a telecom environment is for further study. + +# Appendix II + +## Considerations on selecting timeout values + +(This appendix does not form an integral part of this Recommendation.) + +Careful consideration should be used when configuring `syncReceiptTimeout` and `delayReqReceiptTimeout` in a partially aware deployment. In a partially aware deployment there is a higher probability of loss of packets (or a burst of loss of packets) compared with fully aware networks. This leads to the desire to choose a good value for how many successive packet losses a PTP clock may tolerate before declaration of a receipt timeout, which may lead to raising a PTSF alarm, which in turn may lead to disqualification of the PTP connection from consideration for selection by the BMCA. + +Typically, the length of the time a PTP clock can tolerate loss of `Sync` and `Delay_Resp` messages is related to the target performance requirements and also the design implementation of the PTP clock (such as the stability of the PTP clock's local oscillator to maintain the performance in-between the reception of PTP synchronization messages). The performance requirements and design implementation are known prior to PTP connection establishment. + +The PTP clock receipt timeout properties are therefore configured by considering two additional related parameters + +- Negotiated PTP message rate +- Duration of PTP message loss before entering a holdover state (whether holdover in-spec or holdover out-of-spec) + +Note that the PTP clock that acts as the receiver of the PTP information is the one that initiates the contract negotiation with a request for a specific PTP message rate (per message type). With that negotiated PTP message information, combined with the known performance target and equipment design, it is then possible to determine the receipt timeout property for the connection. + +## II.1 Example of receipt timeout calculation (dynamic message rate) + +A PTP clock may use the following formulas for setting values on the `portDS.syncReciptTimeout` and `portDS.delayRespReceiptTimeout` data set members to achieve desired performance, based on the message rate granted by unicast negotiation. Here, the tolerated consecutive synchronization message loss time (TLT) must be known in advance, based on the performance target and the equipment design. The TLT is defined as the time period the PTP clock can be without `Sync` and/or `Delay_Resp` messages and not enter the holdover state (whether holdover in-spec or holdover out-of-spec). In addition, for a proper error report management, there should also be a reasonable upper time limit to the receipt timeout; as described in clause II.3 this is assumed to be 15 minutes. Using the 15 minutes as a reasonable time limit to the receipt timeout, the maximum TLT should be 900s. + +TLT = Tolerated consecutive synchronization message loss time [s] + +NRS = Negotiated message rate PTP `Sync` messages [messages/s] + +NRD = Negotiated message rate PTP `Delay_Resp` messages [messages/s] + +`portDS.syncReceiptTimeout` = The minimum of { TLT × NRS, 65535 } + +`portDS.delayRespReceiptTimeout` = The minimum of { TLT × NRD, 65535 } + +Example ~5 minutes TLT and 64 messages/s: + +`portDS.syncReceiptTimeout` = The minimum of { 5×60×64, 65535 } + +`portDS.syncReceiptTimeout` = 19200 + +Example ~**100** seconds TLT and **16** messages/s: + +portDS.syncReceiptTimeout = The minimum of {100×16, 65535} + +portDS.syncReceiptTimeout = 1600 + +## **II.2 Example of receipt timeout calculation (fixed message rate)** + +PTP clocks that operate only at one specific PTP message rate may use fixed values of the portDS.syncReceiptTimeout and portDS.delayRespReceiptTimeout data set members that are implementation specific. + +portDS.syncReceiptTimeout = fixed value by design + +portDS.delayRespReceiptTimeout = fixed value by design + +## **II.3 Range of receipt timeout** + +In some deployments that reference [b-ITU-T G.7710] on common equipment management function requirements, it may be desirable to report on loss of Sync or Delay\_Resp messages within 15 minutes of the failure event. This may be a reasonable upper limit to the receipt timeout configurable range in a partially aware network deployment. When operating at 128 messages per second, with a receipt timeout of 65535, yields are about 8.5 minutes. When operating at lower message rates, care should be taken not to set the receipt timeout to the maximum allowed within the receipt timeout range to avoid unreasonably large timeout values in units of seconds. + +# **Appendix III** + +## **Considerations on the use of IEEE1588-2019** + +(This appendix does not form an integral part of this Recommendation.) + +Considerations on the use of IEEE1588-2019 is discussed in Appendix IX of [b-ITU-T G.8275]. + +# Bibliography + +- [b-ITU-T G.7710] Recommendation ITU-T G.7710/Y.1701 (2020), *Common equipment management function requirements.* +- [b-ITU-T G.8275] Recommendation ITU-T G.8275/Y.1369 (2020), *Architecture and requirements for packet-based time and phase distribution.* + + + +## ITU-T Y-SERIES RECOMMENDATIONS + +## GLOBAL INFORMATION INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS, NEXT-GENERATION NETWORKS, INTERNET OF THINGS AND SMART CITIES + +| | | +|--------------------------------------------------------------------|----------------------| +| GLOBAL INFORMATION INFRASTRUCTURE | | +| General | Y.100–Y.199 | +| Services, applications and middleware | Y.200–Y.299 | +| Network aspects | Y.300–Y.399 | +| Interfaces and protocols | Y.400–Y.499 | +| Numbering, addressing and naming | Y.500–Y.599 | +| Operation, administration and maintenance | Y.600–Y.699 | +| Security | Y.700–Y.799 | +| Performances | Y.800–Y.899 | +| INTERNET PROTOCOL ASPECTS | | +| General | Y.1000–Y.1099 | +| Services and applications | Y.1100–Y.1199 | +| Architecture, access, network capabilities and resource management | Y.1200–Y.1299 | +| Transport | Y.1300–Y.1399 | +| Interworking | Y.1400–Y.1499 | +| Quality of service and network performance | Y.1500–Y.1599 | +| Signalling | Y.1600–Y.1699 | +| Operation, administration and maintenance | Y.1700–Y.1799 | +| Charging | Y.1800–Y.1899 | +| IPTV over NGN | Y.1900–Y.1999 | +| NEXT GENERATION NETWORKS | | +| Frameworks and functional architecture models | Y.2000–Y.2099 | +| Quality of Service and performance | Y.2100–Y.2199 | +| Service aspects: Service capabilities and service architecture | Y.2200–Y.2249 | +| Service aspects: Interoperability of services and networks in NGN | Y.2250–Y.2299 | +| Enhancements to NGN | Y.2300–Y.2399 | +| Network management | Y.2400–Y.2499 | +| Computing power networks | Y.2500–Y.2599 | +| Packet-based Networks | Y.2600–Y.2699 | +| Security | Y.2700–Y.2799 | +| Generalized mobility | Y.2800–Y.2899 | +| Carrier grade open environment | Y.2900–Y.2999 | +| FUTURE NETWORKS | Y.3000–Y.3499 | +| CLOUD COMPUTING | Y.3500–Y.3599 | +| BIG DATA | Y.3600–Y.3799 | +| QUANTUM KEY DISTRIBUTION NETWORKS | Y.3800–Y.3999 | +| INTERNET OF THINGS AND SMART CITIES AND COMMUNITIES | | +| General | Y.4000–Y.4049 | +| Definitions and terminologies | Y.4050–Y.4099 | +| Requirements and use cases | Y.4100–Y.4249 | +| Infrastructure, connectivity and networks | Y.4250–Y.4399 | +| Frameworks, architectures and protocols | Y.4400–Y.4549 | +| Services, applications, computation and data processing | Y.4550–Y.4699 | +| Management, control and performance | Y.4700–Y.4799 | +| Identification and security | Y.4800–Y.4899 | +| Evaluation and assessment | Y.4900–Y.4999 | + +For further details, please refer to the list of ITU-T Recommendations. + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | 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+ +(03/99) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital transmission systems – Digital networks – +Management of transport network + +--- + +**GDMO engineering viewpoint for the generic +network level model** + +ITU-T Recommendation G.855.1 + +(Previously CCITT Recommendation) + +--- + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| INTERNATIONAL ANALOGUE CARRIER SYSTEM | | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TESTING EQUIPMENTS | | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TRANSMISSION SYSTEMS | | +| TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| General aspects | G.800–G.809 | +| Design objectives for digital networks | G.810–G.819 | +| Quality and availability targets | G.820–G.829 | +| Network capabilities and functions | G.830–G.839 | +| SDH network characteristics | G.840–G.849 | +| Management of transport network | G.850–G.859 | +| SDH radio and satellite systems integration | G.860–G.869 | +| Optical transport networks | G.870–G.879 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | + +For further details, please refer to ITU-T List of Recommendations. + +## **GDMO ENGINEERING VIEWPOINT FOR THE GENERIC NETWORK LEVEL MODEL** + +## **Summary** + +This Recommendation contains a specification for a generic network level management information model expressed in GDMO notation. This model was developed from existing Recommendation M.3100 managed object classes, and based on the following Recommendations: + +- ITU-T Recommendation G.852.1 (1996), *Enterprise viewpoint for simple subnetwork connection management.* +- ITU-T Recommendation G.852.2 (1999), *Enterprise viewpoint description of transport network resource model.* +- ITU-T Recommendation G.852.3 (1999), *Enterprise viewpoint for topology management.* +- ITU-T Recommendation G.852.6 (1999), *Enterprise viewpoint for trail management.* +- ITU-T Recommendation G.852.8 (1999), *Enterprise viewpoint for pre-provisioned adaptation management.* +- ITU-T Recommendation G.852.10 (1999), *Enterprise viewpoint for pre-provisioned link connection management.* +- ITU-T Recommendation G.852.12 (1999), *Enterprise viewpoint for pre-provisioned link management.* +- ITU-T Recommendation G.853.2 (1996), *Subnetwork connection management information viewpoint.* +- ITU-T Recommendation G.853.3 (1999), *Information viewpoint for topology management.* +- ITU-T Recommendation G.853.6 (1999), *Information viewpoint for trail management.* +- ITU-T Recommendation G.853.8 (1999), *Information viewpoint for pre-provisioned adaptation management.* +- ITU-T Recommendation G.853.10 (1999), *Information viewpoint for pre-provisioned link connection management.* +- ITU-T Recommendation G.853.12 (1999), *Information viewpoint for pre-provisioned link management.* +- ITU-T Recommendation G.854.3 (1999), *Computational viewpoint for topology management.* +- ITU-T Recommendation G.854.6 (1999), *Computational viewpoint for trail management.* +- ITU-T Recommendation G.854.8 (1999), *Computational viewpoint for pre-provisioned adaptation management.* +- ITU-T Recommendation G.854.10 (1999), *Computational viewpoint for pre-provisioned link connection management.* +- ITU-T Recommendation G.854.12 (1999), *Computational viewpoint for pre-provisioned link management.* + +###### **Source** + +ITU-T Recommendation G.855.1 was prepared by ITU-T Study Group 4 (1997-2000) and was approved under the WTSC Resolution No. 1 procedure on the 26th of March 1999. + +## FOREWORD + +ITU (International Telecommunication Union) is the United Nations Specialized Agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of the ITU. The ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Conference (WTSC), which meets every four years, establishes the topics for study by the ITU-T Study Groups which, in their turn, produce Recommendations on these topics. + +The approval of Recommendations by the Members of the ITU-T is covered by the procedure laid down in WTSC Resolution No. 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +### NOTE + +In this Recommendation the term *recognized operating agency (ROA)* includes any individual, company, corporation or governmental organization that operates a public correspondence service. The terms *Administration*, *ROA* and *public correspondence* are defined in the *Constitution of the ITU (Geneva, 1992)*. + +## INTELLECTUAL PROPERTY RIGHTS + +The ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. The ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, the ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 1999 + +All rights reserved. No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from the ITU. + +## CONTENTS + +###### Page + +| | | | +|-------|-----------------------------------------------------------|----| +| 1 | Scope, purpose, and field of application ..... | 1 | +| 1.1 | Scope ..... | 1 | +| 1.2 | Purpose ..... | 1 | +| 1.2.1 | Interoperability ..... | 1 | +| 1.2.2 | Technology-independent management..... | 1 | +| 1.2.3 | Facilitating information model development..... | 1 | +| 1.3 | Field of application..... | 1 | +| 1.4 | Structure of this Recommendation ..... | 2 | +| 2 | References ..... | 2 | +| 3 | Definitions ..... | 4 | +| 4 | Abbreviations ..... | 4 | +| 5 | Managed objects..... | 4 | +| 5.1 | Basic Layer Network Domain..... | 6 | +| 5.2 | Basic SubNetwork..... | 6 | +| 6 | Packages ..... | 6 | +| 6.1 | Basic Connection Performer Package ..... | 6 | +| 6.2 | Basic Trail Handler Package ..... | 7 | +| 6.3 | Logical Link End Handler Package..... | 7 | +| 6.4 | Logical Link Handler Package ..... | 7 | +| 6.5 | Topological Link End Handler Package..... | 8 | +| 6.6 | Topological Link Handler Package ..... | 8 | +| 7 | Actions ..... | 8 | +| 7.1 | Associate a Network TTP with a Topological Link End ..... | 8 | +| 7.2 | Associate Trail with Topological Link..... | 9 | +| 7.3 | Disassociate NetworkTTP from Topological Link End..... | 9 | +| 7.4 | Disassociate Trail from Topological Link..... | 10 | +| 7.5 | Establish Logical Link..... | 10 | +| 7.6 | Establish Logical Link and Logical Link Ends ..... | 11 | +| 7.7 | Establish Topological Link ..... | 11 | +| 7.8 | Establish Topological Link and Link Ends ..... | 12 | +| 7.9 | Release Subnetwork Connection..... | 12 | +| 7.10 | Release Trail..... | 13 | +| 7.11 | Remove Logical Link..... | 13 | + +| | Page | +|-----------------------------------------------------|-------------| +| 7.12 Remove Logical Link and Logical Link Ends..... | 13 | +| 7.13 Remove Topological Link..... | 14 | +| 7.14 Remove Topological Link and Link Ends..... | 14 | +| 7.15 Set up Subnetwork Connection ..... | 15 | +| 7.16 Set up Trail ..... | 15 | +| 8 Notifications ..... | 16 | +| 9 Parameters ..... | 16 | +| 10 Abstract syntax ..... | 19 | +| 10.1 Rules of extensibility..... | 19 | +| 10.2 ASN.1 Module ..... | 20 | +| 11 Conformance ..... | 23 | +| 11.1 Static conformance..... | 23 | +| 11.2 Dynamic conformance..... | 24 | + + + +## **GDMO ENGINEERING VIEWPOINT FOR THE GENERIC NETWORK LEVEL MODEL** + +*(Geneva, 1999)* + +# **1 Scope, purpose, and field of application** + +## **1.1 Scope** + +This Recommendation provides a generic information model for the network level view of transmission networks. It identifies TMN object classes that are common to managed telecommunications networks; or are of a generic type that can be used to manage a network at a technology-independent level; or are super-classes of technology-specific managed objects in a telecommunications network; or are management support objects that are required for the management of the telecommunications network. + +This Recommendation addresses generically the abstractions of those aspects of telecommunication resources required to manage the network with a network level view. Recommendation G.805 on the architecture of the transport network is used as the basis in developing the transport aspects of this model. + +This Recommendation does not address abstractions relevant to technology-specific areas or implementation-specific details. + +## **1.2 Purpose** + +### **1.2.1 Interoperability** + +There will be a variety of TMN conformant management systems and managed systems concerning many technology-specific areas. One purpose of this Recommendation is to provide a vehicle for management interoperability between such systems. + +### **1.2.2 Technology-independent management** + +By introducing the concept of technology-independent management, it is possible to perform management of diverse networks using common communications interfaces. In this manner, an "abstract" view over a set of networks can be achieved. + +### **1.2.3 Facilitating information model development** + +This Recommendation also provides a framework from which technology-specific information models may be developed using the modelling principles defined in Recommendation X.720 (1992), *Information technology – Open Systems Interconnection – Structure of Management Information: Management Information Model*. + +## **1.3 Field of application** + +This Recommendation captures the generally applicable requirements of the technology-independent and technology-specific information models related to the network level view of transmission networks. + +Through specialization, this Recommendation is applicable to technology-specific TMN information models. The mechanism for specialization is inheritance. + +Even though technology-specific models may be derived from this Recommendation, some of the generic managed object classes in this Recommendation are instantiable in order to provide interoperability between equipment supporting information models derived from this Recommendation and equipment that only supports the information model in this Recommendation. + +## 1.4 Structure of this Recommendation + +The definition of management information in clauses 5 to 10, describing information model is documented using the notational mechanisms defined in Recommendation X.722 (1992), *Information technology – Open Systems Interconnection – Structure of Management Information: Guidelines for the definition of managed objects*. The relationships between the managed object classes for the different fragments of the model in clause 5 are depicted using entity relationship diagrams. Clause 10 contains the syntax definitions of the information carried in the protocol. The notation used is Abstract Syntax Notation One (ASN.1) defined in Recommendation X.680 (1997), *Information technology – Abstract Syntax Notation One (ASN.1): Specification of basic notation*. + +When referencing the definitions for the templates in this Recommendation by other documents, the prefix "Recommendation G.855.1" should be used to identify the source for the definitions. + +The Management Conformance Summary is documented in Annex A using the conformance summary tables specified in Recommendation X.724. + +The Managed Object Conformance Statements are documented in Annex B using the conformance tables specified in Recommendation X.724. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; all users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. + +- [1] ITU-T Recommendation G.805 (1995), *Generic functional architecture of transport networks*. +- [2] ITU-T Recommendation G.851.1 (1996), *Management of the transport network – Application of the RM-ODP framework*. +- [3] ITU-T Recommendation G.851.2, *Methodology for GDMO Engineering Viewpoint*. +- [4] ITU-T Recommendation G.852.1 (1996), *Enterprise viewpoint for simple subnetwork connection management*. +- [5] ITU-T Recommendation G.852.2 (1999), *Enterprise viewpoint description of transport network resource model*. +- [6] ITU-T Recommendation G.852.3 (1999), *Enterprise viewpoint for topology management*. +- [7] ITU-T Recommendation G.852.6 (1999), *Enterprise viewpoint for trail management*. +- [8] ITU-T Recommendation G.852.8 (1999), *Enterprise viewpoint for pre-provisioned adaptation management*. +- [9] ITU-T Recommendation G.852.10 (1999), *Enterprise viewpoint for pre-provisioned link connection management*. + +- [10] ITU-T Recommendation G.852.12 (1999), *Enterprise viewpoint for pre-provisioned link management.* +- [11] ITU-T Recommendation G.853.1 (1999), *Common information viewpoint.* +- [12] ITU-T Recommendation G.853.2 (1996), *Subnetwork connection management information viewpoint.* +- [13] ITU-T Recommendation G.853.3 (1999), *Information viewpoint for topology management.* +- [14] ITU-T Recommendation G.853.6 (1999), *Information viewpoint for trail management.* +- [15] ITU-T Recommendation G.853.8 (1999), *Information viewpoint for pre-provisioned adaptation management.* +- [16] ITU-T Recommendation G.853.10 (1999), *Information viewpoint for pre-provisioned link connection management.* +- [17] ITU-T Recommendation G.853.12 (1999), *Information viewpoint for pre-provisioned link management.* +- [18] ITU-T Recommendation G.854.1 (1996), *Computational interfaces for basic transport network model.* +- [19] ITU-T Recommendation G.854.3 (1999), *Computational viewpoint for topology management.* +- [20] ITU-T Recommendation G.854.6 (1999), *Computational viewpoint for trail management.* +- [21] ITU-T Recommendation G.854.8 (1999), *Computational viewpoint for pre-provisioned adaptation management.* +- [22] ITU-T Recommendation G.854.10 (1999), *Computational viewpoint for pre-provisioned link connection management.* +- [23] ITU-T Recommendation G.854.12 (1999), *Computational viewpoint for pre-provisioned link management.* +- [24] ITU-T Recommendation M.3100 (1995), *Generic network information model.* +- [25] ITU-T Recommendation X.501 (1997) | ISO/IEC 9594-2:1999, *Information technology – Open Systems Interconnection – The Directory: Models.* +- [26] ITU-T Recommendation X.680 (1997), *Information technology – Abstract Syntax Notation One (ASN.1): Specification of Basic Notation.* +- [27] ITU-T Recommendation X.711 (1997) | ISO/IEC 9596-1:1998, *Information technology – Open Systems Interconnection – Common management information protocol: Specification.* +- [28] CCITT Recommendation X.720 (1992) | ISO/IEC 10165-1:1993, *Information technology – Open Systems Interconnection – Structure of management information: Management information model.* +- [29] CCITT Recommendation X.721 (1992) | ISO/IEC 10165-2:1992, *Information technology – Structure of management information: Definition of management information.* +- [30] CCITT Recommendation X.722 (1992) | ISO/IEC 10165-4:1992, *Information technology – Open Systems Interconnection – Structure of management information: Guidelines for the definition of managed objects.* + +- [31] ITU-T Recommendation X.724 (1996) | ISO/IEC 10165-6:1997, *Information technology – Open Systems Interconnection – Structure of management information: Requirements and guidelines for implementation conformance statement proformas associated with OSI management.* + +# 3 Definitions + +None. + +# 4 Abbreviations + +This Recommendation uses the following abbreviations: + +CTP Connection Termination Point + +TTP Trail Termination Point + +# 5 Managed objects + +This clause contains the definitions of the object classes that taken together can be used to develop a network information model related to the management of transmission networks. Table 1 is a summary of the managed object classes that, taken together, define the management information model for generic transmission management from the network view. + +**Table 1/G.855.1 – Managed objects summary** + +| Managed objects summary | +|------------------------------------------------------| +| "Recommendation M.3100:1995":accessGroup | +| basicLayerNetworkDomain | +| basicSubNetwork | +| "Recommendation M.3100:1995":abstractLink | +| "Recommendation M.3100:1995":linkConnection | +| "Recommendation M.3100:1995":linkEnd | +| "Recommendation M.3100:1995":networkCTPBidirectional | +| "Recommendation M.3100:1995":networkCTPSink | +| "Recommendation M.3100:1995":networkCTPSource | +| "Recommendation M.3100:1995":networkTTPBidirectional | +| "Recommendation M.3100:1995":networkTTPSink | +| "Recommendation M.3100:1995":networkTTPSource | +| "Recommendation M.3100:1995":node | +| "Recommendation M.3100:1995":subNetworkConnection | +| "Recommendation M.3100:1995":topologicalLink | +| "Recommendation M.3100:1995":topologicalLinkEnd | +| "Recommendation M.3100:1995":trailR2 | + +Figure 1 shows the naming hierarchy of managed objects. The managed objects and the name bindings illustrated in this figure are all specified in Recommendation M.3100 (1995), *Generic network information model*. + +![Figure 1/G.855.1 – Naming hierarchy diagram showing a tree structure of network object classes.](af7916c89a458fdab6c3f443217388ae_img.jpg) + +``` + + graph TD + networkR1[networkR1] --> layerNetworkDomain[layerNetworkDomain] + layerNetworkDomain --> logicalLink[logicalLink] + layerNetworkDomain --> topologicalLink[topologicalLink] + layerNetworkDomain --> linkConnection[linkConnection] + layerNetworkDomain --> logicalLinkEnd[logicalLinkEnd] + layerNetworkDomain --> topologicalLinkEnd[topologicalLinkEnd] + layerNetworkDomain --> networkCTPSiSoBid[networkCTPSi/So/Bid] + layerNetworkDomain --> subNetwork[subNetwork] + layerNetworkDomain --> networkTTPSiSoBid[networkTTPSi/So/Bid] + layerNetworkDomain --> accessGroup[accessGroup] + layerNetworkDomain --> trailR2[trailR2] + + topologicalLink --> linkConnection + topologicalLinkEnd --> networkCTPSiSoBid + subNetwork --> networkCTPSiSoBid + subNetwork --> networkTTPSiSoBid + subNetwork --> subNetworkConnection[subNetworkConnection] + +``` + +T0411590-99 + +Figure 1/G.855.1 – Naming hierarchy diagram showing a tree structure of network object classes. + +NOTE – All object classes are defined in Recommendation M.3100. + +**Figure 1/G.855.1 – Naming hierarchy** + +The inheritance hierarchy of the managed objects that represented the network level management information model for generic transport networks is illustrated in Figure 2. The two object classes defined in this Recommendation are indicated by the thick borders. + +![Figure 2/G.855.1 – Inheritance hierarchy diagram showing the relationship between various network object classes.](cab0834804fb031b43865554cc8d06ab_img.jpg) + +``` + + graph TD + X721top["X.721":top] --> networkR1[networkR1] + X721top --> abstractLink[abstractLink] + X721top --> terminationPoint[terminationPoint] + X721top --> pipeR2[pipeR2] + + networkR1 --> layerNetworkDomain[layerNetworkDomain] + layerNetworkDomain --> basicLayerNetworkDomain[basicLayerNetworkDomain] + + abstractLink --> topologicalLink[topologicalLink] + topologicalLink --> logicalLink[logicalLink] + + terminationPoint --> networkTerminationPoint[networkTerminationPoint] + + pipeR2 --> trailR2[trailR2] + pipeR2 --> linkConnection[linkConnection] + pipeR2 --> subnetworkConnection[subnetworkConnection] + + subNetwork[subNetwork] --> basicSubNetwork[basicSubNetwork] + + logicalLink --> logicalLinkEnd[logicalLinkEnd] + + abstractLinkEnd[abstractLinkEnd] --> networkCTPSink[networkCTPSink] + abstractLinkEnd --> networkTTPSink[networkTTPSink] + + networkCTPSink --> networkCTPSource[networkCTPSource] + + networkTTPSink --> networkTTPSource[networkTTPSource] + + networkCTPSource --> networkCTPBidirectional[networkCTPBidirectional] + + networkTTPSource --> networkTTPBidirectional[networkTTPBidirectional] + + accessGroup[accessGroup] --> networkCTPSiSoBid[networkCTPSi/So/Bid] + + topologicalLinkEnd[topologicalLinkEnd] --> networkCTPSiSoBid + +``` + +T0411600-99 + +Figure 2/G.855.1 – Inheritance hierarchy diagram showing the relationship between various network object classes. + +**Figure 2/G.855.1 – Inheritance hierarchy** + +## 5.1 Basic Layer Network Domain + +**basicLayerNetworkDomain MANAGED OBJECT CLASS** + +**DERIVED FROM "Recommendation M.3100:1995":layerNetworkDomain;** + +**CHARACTERIZED BY** + +**basicTrailHandlerPackage,** + +**basicLayerNetworkDomainPackage PACKAGE** + +**BEHAVIOUR** + +**basicLayerNetworkDomainBehaviour BEHAVIOUR** + +**DEFINED AS "** + +The basicLayerNetworkDomain object class is a class of managed objects that manages the immediate set-up and release of trails. + +It provides the following functionality: + +1) Immediate trail set-up; + + + +2) Trail release. + + ";;; + +**CONDITIONAL PACKAGES** + +**topologicalLinkHandlerPackage PRESENT IF** + +**"management of topological links is supported",** + +**topologicalLinkEndHandlerPackage PRESENT IF** + +**"management of topological link ends is supported",** + +**logicalLinkEndHandlerPackage PRESENT IF** + +**"management of link ends is supported",** + +**logicalLinkHandlerPackage PRESENT IF** + +**"management of links is supported";** + +**REGISTERED AS {g85501MObjectClass 1};** + +## 5.2 Basic SubNetwork + +**basicSubNetwork MANAGED OBJECT CLASS** + +**DERIVED FROM "Recommendation M.3100:1995":subNetwork;** + +**CHARACTERIZED BY** + +**basicConnectionPerformerPackage,** + +**basicSubNetworkPackage PACKAGE** + +**BEHAVIOUR** + +**basicSubNetworkBehaviour BEHAVIOUR** + +**DEFINED AS "** + +The basicSubNetwork object class is a class of managed objects that manages the set-up and release of Subnetwork Connections, under the control of a manager. + + + +**";;;** + +**REGISTERED AS {g85501MObjectClass 2};** + +# 6 Packages + +## 6.1 Basic Connection Performer Package + +**basicConnectionPerformerPackage PACKAGE** + +**BEHAVIOUR** + +**basicConnectionPerformerBehaviour BEHAVIOUR** + +**DEFINED AS "** + +The Basic Connection Performer object class provides basic connection set-up functionality. + +The action SetupSubNetworkConnection sets up a Subnetwork Connection, and + +releaseSubNetworkConnection removes the Subnetwork connection. + +**";;** + +### **ACTIONS** + +**setupSnc, +releaseSnc;** + +**REGISTERED AS {g85501Package 1};** + +## **6.2 Basic Trail Handler Package** + +**basicTrailHandlerPackage PACKAGE** + +#### **BEHAVIOUR** + +**basicTrailHandlerBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +Immediate trail set-up. When it receives the setupTrail request, the agent has the responsibility to: + +- 1) find a route for the trail; +- 2) set up any required subnetwork connections; +- 3) ensure that the trail object instance has been created with the correct initial values. +- 4) inform the service user of the result of its request. + +Trail release: + +When it receives the releaseTrail request, the agent has the responsibility to: + +- 1) release any used subnetwork connections; Update network resource usage (configuration) information; +- 2) inform the service user of the result of its request. + +**";;** + +### **ACTIONS** + +**setupTrail, +releaseTrail;** + +**REGISTERED AS {g85501Package 2};** + +## **6.3 Logical Link End Handler Package** + +**logicalLinkEndHandlerPackage PACKAGE** + +#### **BEHAVIOUR** + +**logicalLinkEndHandlerPackageBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +This package provides the support for the orderly creation and deletion of a logical link end. + +**";;** + +### **ACTIONS** + +**establishLogicalLinkAndEnds, +removeLogicalLinkAndEnds;** + +**REGISTERED AS {g85501Package 3};** + +## **6.4 Logical Link Handler Package** + +**logicalLinkHandlerPackage PACKAGE** + +#### **BEHAVIOUR** + +**logicalLinkHandlerPackageBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +This package provides the support for the orderly creation and deletion of a logical link. + +**";;** + +### **ACTIONS** + +**establishLogicalLink, +removeLogicalLink;** + +**REGISTERED AS {g85501Package 4};** + +## **6.5 Topological Link End Handler Package** + +**topologicalLinkEndHandlerPackage PACKAGE** + +#### **BEHAVIOUR** + +**topologicalLinkEndHandlerPackageBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +This package provides the support for the orderly creation and deletion of a topological link end. It also provides actions to enable an unassigned topological link end to be assigned to a server network TTP and an assigned topological link end to be de-assigned. + +**";;** + +### **ACTIONS** + +**associateNetworkTTPWithTopologicalLinkEnd, +disassociateNetworkTTPFromTopologicalLinkEnd, +establishTopologicalLinkAndEnds, +removeTopologicalLinkAndEnds;** + +**REGISTERED AS {g85501Package 5};** + +## **6.6 Topological Link Handler Package** + +**topologicalLinkHandlerPackage PACKAGE** + +#### **BEHAVIOUR** + +**topologicalLinkHandlerPackageBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +This package provides the support for the orderly creation and deletion of a topological link. It also provides actions to enable an unassigned topological link to be assigned to a server trail and an assigned topological link to be de-assigned. + +**";;** + +### **ACTIONS** + +**associateTrailWithTopologicalLink, +disassociateTrailFromTopologicalLink, +establishTopologicalLink, +removeTopologicalLink;** + +**REGISTERED AS {g85501Package 6};** + +# **7 Actions** + +NOTE – For all actions below: + +The use of local name for object instance may not be appropriate when the names are exchanged between different Administrations and in the context for which the local root is not defined. + +## **7.1 Associate a Network TTP with a Topological Link End** + +**associateNetworkTTPWithTopologicalLinkEnd ACTION** + +#### **BEHAVIOUR** + +**associateNetworkTTPWithTopologicalLinkEndBehaviour BEHAVIOUR** + +#### **DEFINED AS "** + +This action associates a networkTTP in the server layer with a topological link end in the client layer. There may be one and only one networkTTP associated with one topological link end. + +The result of action returns the potential capacity of the link and a list of the available network CTPs. + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +"Recommendation M.3100:1995":noSuchLinkEnd, +noSuchNetworkTTP, +linkEndAndNetworkTTPsNotCompatible, +initialCapacitiesFailure, +networkTTPAlreadyAssociated, +finalCapacitiesFailure, +consistencyFailure, +failureToAssociate; + +**WITH INFORMATION SYNTAX** + +G85501-ASN1TypeModule.AssociateNetworkTTPWithTopologicalLinkEndInformation; + +**WITH REPLY SYNTAX** + +G85501-ASN1TypeModule.AssociateNetworkTTPWithTopologicalLinkEndResult; + +**REGISTERED AS** {g85501Action 1}; + +## 7.2      Associate Trail with Topological Link + +**associateTrailWithTopologicalLink ACTION** + +**BEHAVIOUR** + +associateTrailWithTopologicalLinkBehaviour **BEHAVIOUR** + +**DEFINED AS "** + +This action associates a trail in the server layer with a topological link in the client layer. +There may be one and only one server trail associated with one topological link. + + + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +"Recommendation M.3100:1995":noSuchLink, +noSuchTrail, +linkAndTrailsNotCompatible, +initialCapacitiesFailure, +trailAlreadyAssociated, +finalCapacitiesFailure, +consistencyFailure, +failureToAssociate; + +**WITH INFORMATION SYNTAX** + +G85501-ASN1TypeModule.AssociateTrailWithTopologicalLinkInformation; + +**WITH REPLY SYNTAX** + +G85501-ASN1TypeModule.AssociateTrailWithTopologicalLinkResult; + +**REGISTERED AS** {g85501Action 2}; + +## 7.3      Disassociate NetworkTTP from Topological Link End + +**disassociateNetworkTTPFromTopologicalLinkEnd ACTION** + +**BEHAVIOUR** + +disassociateNetworkTTPFromTopologicalLinkEndBehaviour **BEHAVIOUR** + +**DEFINED AS "** + +This action disassociates the server layer network TTP from the topological link end in the client layer. + + + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +"Recommendation M.3100:1995":noSuchLinkEnd, +noSuchNetworkTTP, +networkTTPNotAssociated, + +``` + + capacityProvisionned, + finalCapacitiesFailure; + WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.DisassociateNWTTPFromTopLinkEndInformation; +REGISTERED AS {g85501Action 3}; + +``` + +## 7.4 Disassociate Trail from Topological Link + +``` + +disassociateTrailFromTopologicalLink ACTION + BEHAVIOUR + disassociateTrailFromTopologicalLinkBehaviour BEHAVIOUR + DEFINED AS " + This action disassociates a server layer trail from the topological link in the client layer that it + supports. + + "; + MODE CONFIRMED; + PARAMETERS + "Recommendation M.3100:1995":noSuchLink, + noSuchTrail, + trailNotAssociated, + capacityProvisionned, + finalCapacitiesFailure, + failureToDisassociate; + WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.DisassociateTrailFromTopLinkInformation; +REGISTERED AS {g85501Action 4}; + +``` + +## 7.5 Establish Logical Link + +``` + +establishLogicalLink ACTION + BEHAVIOUR + establishLogicalLinkBehaviour BEHAVIOUR + DEFINED AS " + This action creates a logical link between either: + – two subnetworks; or + – two access groups; or + – a subnetwork and an access group; or + – an access group and a subnetwork. + The two end-points are specified in the information in the action request. + + The linkPointerList attribute of the associated subnetwork managed objects will be + modified to reflect the creation of the logical link. + + A logical link managed object is created as a result of this action. The name of the + logical link is returned in the action result. + + "; + MODE CONFIRMED; + PARAMETERS + incorrectLinkEnds, + userIdentifierNotUnique, + "Recommendation M.3100:1995":failureToSetUserIdentifier, + "Recommendation M.3100:1995":failureToCreateLink, + "Recommendation M.3100:1995":failureToBindLink, + failureToSetDirectionality; + WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.EstablishLogicalLinkInformation; + +``` + +#### WITH REPLY SYNTAX + +G85501-ASN1TypeModule.EstablishLogicalLinkResult; +REGISTERED AS {g85501Action 5}; + +## 7.6 Establish Logical Link and Logical Link Ends + +### establishLogicalLinkAndEnds ACTION + +#### BEHAVIOUR + +#### establishLogicalLinkAndEndsBehaviour BEHAVIOUR + +#### DEFINED AS " + +This action creates a logical link between and the logical link ends where the logical link connects: + +- two subnetworks; or +- two access groups; or +- a subnetwork and an access group; or +- an access group and a subnetwork. + +A logical link and two logical link end managed objects are created as result of this action. The name of the logical link and the names of the logical link ends are returned in the action result. + + + + + +";; + +#### MODE CONFIRMED; + +#### PARAMETERS + +userIdentifierNotUnique, + +incorrectSubnetwork, + +"Recommendation M.3100:1995":failureToCreateLinkEnd, + +"Recommendation M.3100:1995":failureToBindLinkEnd, + +"Recommendation M.3100:1995":failureToSetUserIdentifier, + +failureToSetDirectionality; + +#### WITH INFORMATION SYNTAX + +G85501-ASN1TypeModule.EstablishLogicalLinkInformation; + +#### WITH REPLY SYNTAX + +G85501-ASN1TypeModule.EstablishLogicalLinkAndEndsResult; + +REGISTERED AS {g85501Action 6}; + +## 7.7 Establish Topological Link + +### establishTopologicalLink ACTION + +#### BEHAVIOUR + +#### establishTopologicalLinkBehaviour BEHAVIOUR + +#### DEFINED AS " + +This action creates a topological link between which connects: + +- two subnetworks; or +- two access groups; or +- a subnetwork and an access group; or +- an access group and a subnetwork. + +A topological link managed object is created as result of this action. The name of the topological link is returned in the action result. + + + +";; + +##### MODE CONFIRMED; + +#### PARAMETERS + +incorrectLinkEnds, + +userIdentifierNotUnique, + +"Recommendation M.3100:1995":failureToSetUserIdentifier, + +failureToCreateTopologicalLink, + +``` + +"Recommendation M.3100:1995":failureToBindTopologicalLink, +failureToSetDirectionality; +WITH INFORMATION SYNTAX +G85501-ASN1TypeModule.EstablishTopologicalLinkInformation; +WITH REPLY SYNTAX +G85501-ASN1TypeModule.EstablishTopologicalLinkResult; +REGISTERED AS {g85501Action 7}; + +``` + +## 7.8 Establish Topological Link and Link Ends + +``` + +establishTopologicalLinkAndEnds ACTION +BEHAVIOUR +establishTopologicalLinkAndEndsBehaviour BEHAVIOUR +DEFINED AS " +This action creates a topological link between and the topological link ends were the +topological link connects: +- two subnetworks; or +- two access groups; or +- a subnetwork and an access group; or +- an access group and a subnetwork. + +A topological link and two topological link end managed objects are created as result of this +action. The name of the topological link and the names of the topological link ends are +returned in the action result. + + +";; +MODE CONFIRMED; +PARAMETERS +incorrectLinkEnds, +userIdentifierNotUnique, +incorrectSubnetwork, +"Recommendation M.3100:1995":failureToCreateLinkEnd, +"Recommendation M.3100:1995":failureToBindLinkEnd, +"Recommendation M.3100:1995":failureToSetUserIdentifier, +failureToSetDirectionality; +WITH INFORMATION SYNTAX +G85501-ASN1TypeModule.EstablishTopologicalLinkInformation; +WITH REPLY SYNTAX +G85501-ASN1TypeModule.EstablishTopologicalLinkAndEndsResult; +REGISTERED AS {g85501Action 8}; + +``` + +## 7.9 Release Subnetwork Connection + +``` + +releaseSnc ACTION +BEHAVIOUR +releaseSncBehaviour BEHAVIOUR +DEFINED AS " +This action is used to release Subnetwork Connection(s). The Subnetwork Connection +pointed to by the compositePointer attribute will also be cleared down by this action. If a +Link End is involved in the Subnetwork Connection, its attributes idleNWCTPCount, and +connectedNWCTPCount will be updated as a result of this action. If implicit TP creation is +used, the associated TPs will be deleted when the subnetwork connection is released. + +";; + +``` + +``` + +MODE CONFIRMED; +PARAMETERS + noSuchSnc, + sncConnected, + failureToRelease; +WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.ReleaseSncInformation; +REGISTERED AS {g85501Action 9}; + +``` + +## 7.10 Release Trail + +``` + +releaseTrail ACTION + BEHAVIOUR + releaseTrailBehaviour BEHAVIOUR + DEFINED AS " + This action is used to release a Trail. The link connections pointed to by the + clientConnectionList and the subnetwork connections pointed to by the layer connection list + package will also be released by this action. + + If successful, the connectivityPointer in the disconnected network trail termination points + will be set to NULL as a result of this action. + + ";; +MODE CONFIRMED; +PARAMETERS + unknownTrail, + trailConnected; +WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.ReleaseTrailInformation; +REGISTERED AS {g85501Action 10}; + +``` + +## 7.11 Remove Logical Link + +``` + +removeLogicalLink ACTION + BEHAVIOUR + removeLinkBehaviour BEHAVIOUR + DEFINED AS " + This action deletes a logical link. + + The linkPointerList attribute of the associated subnetworks will be modified to reflect the + deletion of the logical link. + + ";; +MODE CONFIRMED; +PARAMETERS + incorrectLink, + linkConnectionsExisting, + failureToDeleteLink; +WITH INFORMATION SYNTAX + G85501-ASN1TypeModule.RemoveLogicalLinkInformation; +REGISTERED AS {g85501Action 11}; + +``` + +## 7.12 Remove Logical Link and Logical Link Ends + +``` + +removeLogicalLinkAndEnds ACTION + BEHAVIOUR + removeLogicalLinkAndEndsBehaviour BEHAVIOUR + DEFINED AS " + This action removes the logical link and logical link end managed objects that represent a + link. + +``` + +The linkPointerList attribute of the associated subnetworks will be modified to reflect the deletion of the link. + + + + + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +incorrectLink, + +incorrectLinkEnds, + +networkCTPsExisting, + +linkConnectionsExisting, + +failureToDeleteLink; + +**WITH INFORMATION SYNTAX** + +G85501-ASN1TypeModule.RemoveLogicalLinkInformation; + +**REGISTERED AS** {g85501Action 12}; + +## 7.13   Remove Topological Link + +**removeTopologicalLink ACTION** + +**BEHAVIOUR** + +removeTopologicalLinkBehaviour **BEHAVIOUR** + +**DEFINED AS "** + +This action deletes a topological link. + +The linkPointerList attribute of the associated subnetworks will be modified to reflect the deletion of the topological link. + + + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +"Recommendation M.3100:1995":noSuchLink, + +linkConnectionsExisting, + +failureToDeleteLink; + +**WITH INFORMATION SYNTAX** + +G85501-ASN1TypeModule.RemoveTopologicalLinkInformation; + +**REGISTERED AS** {g85501Action 13}; + +## 7.14   Remove Topological Link and Link Ends + +**removeTopologicalLinkAndEnds ACTION** + +**BEHAVIOUR** + +removeTopologicalLinkAndEndsBehaviour **BEHAVIOUR** + +**DEFINED AS "** + +This action deletes a topological link and the topological link end managed objects that represent a topological link. + + + +";; + +**MODE**       **CONFIRMED;** + +**PARAMETERS** + +"Recommendation M.3100:1995":noSuchLinkEnd, + +networkCTPsExisting, + +failureToDeleteTopologicalLinkEnd; + +**WITH INFORMATION SYNTAX** + +G85501-ASN1TypeModule.RemoveTopLinkAndEndsInformation; + +**REGISTERED AS** {g85501Action 14}; + +## 7.15 Set up Subnetwork Connection + +**setupSnc ACTION** +**BEHAVIOUR** +    **setupSncBehaviour BEHAVIOUR** +        **DEFINED AS "** +            This action is used to set up a Subnetwork Connection between network termination points. + +            If a Link End is involved in the Subnetwork Connection, its attributes idleNWCTPCount, +            and connectedNWCTPCount will be updated as a result of this action. +             +            ";; +        **"** +**MODE**        **CONFIRMED;** +**PARAMETERS** +    invalidTransportServiceCharacteristics, +    incorrectSubnetworkTerminationPoints, +    aEndNetworkTPConnected, +    zEndNetworkTPConnected, +    wrongAEndDirectionality, +    wrongZEndDirectionality, +    failureToConnect, +    "Recommendation M.3100:1995":failureToSetUserIdentifier; +**WITH INFORMATION SYNTAX** +    G85501-ASN1TypeModule.SetupSncInformation; +**WITH REPLY SYNTAX** +    G85501-ASN1TypeModule.SetupSncResult; +**REGISTERED AS {g85501Action 15};** + +## 7.16 Set up Trail + +**setupTrail ACTION** +**BEHAVIOUR** +    **setupTrailBehaviour BEHAVIOUR** +        **DEFINED AS "** +            This action is used to set up a Trail between network trail termination points. The trail +            termination points to be connected can be specified in one of two ways: by explicitly +            identifying the network trail termination points, or by specifying one or more Access Groups +            from which any idle network trail termination point may be used. The result, if successful, +            always returns an explicit list of network TTPs. + +            This action will fail if any of the network termination points specified is already involved in a +            Trail. The Trail will have a directionality (unidirectional or bidirectional) as specified in the +            action parameter directionality. The identifier of the client will be passed to the server and +            will be logged by the server against the identifier of the created Trail. +             +            ";; +        **"** +**MODE**        **CONFIRMED;** +**PARAMETERS** +    networkTTPsNotPartOfLayerND, +    aEndNetworkTPConnected, +    networkTTPsInAEndAccessGroupConnected, +    zEndNetworkTPConnected, +    networkTTPsInZEndAccessGroupConnected, +    userIdentifierNotUnique, +    "Recommendation M.3100:1995":failureToSetUserIdentifier, +    "Recommendation M.3100:1995":invalidTPType, +    invalidTrail, +    wrongAEndDirectionality, +    wrongZEndDirectionality, + +invalidTransportServiceCharacteristics, +invalidTrafficDescriptor; +WITH INFORMATION SYNTAX +G85501-ASN1TypeModule.SetupTrailInformation; +WITH REPLY SYNTAX +G85501-ASN1TypeModule.SetupTrailResult; +REGISTERED AS {g85501Action 16}; + +# 8 Notifications + +None. + +# 9 Parameters + +aEndNetworkTPConnected PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 1}; + +capacityProvisionned PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.Capacities; +REGISTERED AS {g85501SpecificError 2}; + +consistencyFailure PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 3}; + +failureToAssociate PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 4}; + +failureToConnect PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.Failed; +REGISTERED AS {g85501SpecificError 5}; + +failureToCreateTopologicalLink PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 6}; + +failureToDeleteLink PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 7}; + +failureToDeleteTopologicalLinkEnd PARAMETER +CONTEXT SPECIFIC-ERROR; +WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 8}; + +``` + +failureToDisassociate PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 9}; + +failureToRelease PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Failed; +REGISTERED AS {g85501SpecificError 10}; + +failureToSetDirectionality PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 11}; + +finalCapacitiesFailure PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Capacities; +REGISTERED AS {g85501SpecificError 13}; + +incorrectLink PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 14}; + +incorrectLinkEnds PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 15}; + +incorrectSubnetwork PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 16}; + +incorrectSubnetworkTerminationPoints PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 17}; + +initialCapacitiesFailure PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Capacities; +REGISTERED AS {g85501SpecificError 18}; + +invalidTrafficDescriptor PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 19}; + +invalidTrail PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 20}; + +invalidTransportServiceCharacteristics PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 21}; + +``` + +``` + +linkAndTrailsNotCompatible PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 23}; + +linkEndAndNetworkTTPsNotCompatible PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 24}; + +linkConnectionsExisting PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectList; +REGISTERED AS {g85501SpecificError 25}; + +networkCTPsExisting PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 26}; + +networkTTPAlreadyAssociated PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 27}; + +networkTTPNotAssociated PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 28}; + +networkTTPsInAEndAccessGroupConnected PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 29}; + +networkTTPsInZEndAccessGroupConnected PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 30}; + +networkTTPsNotPartOfLayerND PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 31}; + +noSuchNetworkTTP PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 32}; + +noSuchSnc PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 33}; + +noSuchTrail PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 34}; + +``` + +``` + +trailAlreadyAssociated PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 35}; + +sncConnected PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 36}; + +trailConnected PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.ObjectInstance; +REGISTERED AS {g85501SpecificError 37}; + +trailNotAssociated PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 38}; + +unknownSnc PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Count; +REGISTERED AS {g85501SpecificError 39}; + +unknownTrail PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.None; +REGISTERED AS {g85501SpecificError 40}; + +userIdentifierNotUnique PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.UserIdentifier; +REGISTERED AS {g85501SpecificError 41}; + +wrongAEndDirectionality PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Directionality; +REGISTERED AS {g85501SpecificError 42}; + +wrongZEndDirectionality PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.Directionality; +REGISTERED AS {g85501SpecificError 43}; + +zEndNetworkTPConnected PARAMETER + CONTEXT SPECIFIC-ERROR; + WITH SYNTAX G85501-ASN1TypeModule.TPList; +REGISTERED AS {g85501SpecificError 44}; + +``` + +# 10 Abstract syntax + +## 10.1 Rules of extensibility + +The following types will be indicated as being extensible: + +- ENUMERATED; +- named INTEGER; +- named BIT STRING; + +- tagged SET; +- tagged SEQUENCE; +- tagged CHOICE. + +Under the rules of extensibility, new enumerations (for ENUMERATED types), new bit name assignments (for named BIT STRING types), new named numbers (for named INTEGER types), and new tagged elements (for tagged SET, SEQUENCE, and CHOICE types) may be added in future versions of this Recommendation. + +When processing information in a System Management Application Protocol (SMAP) PDU, the accepting SMAP-machine shall ignore: + +- enumerations not recognized; +- unrecognized named numbers; +- unrecognized named bits; +- unrecognized tagged elements of sets, sequences, and choices. + +## 10.2 ASN.1 Module + +**G85501-ASN1TypeModule {itu-t recommendation g gntm(85501) informationModel(0) asn1Modules(2)** + +**asn1TypeModule(0)}** + +**DEFINITIONS IMPLICIT TAGS ::=** + +**BEGIN** + +*-- EXPORTS everything* + +**IMPORTS** + +**AdditionalInformation, AdministrativeState, AvailabilityStatus, OperationalState, +PerceivedSeverity, ProbableCause +FROM Attribute-ASN1Module{joint-iso-ccitt ms(9) smi (3) part2 (2) asn1Module(2) 1}** + +**Directionality, Failed, ObjectList, ProblemCause, UserLabel +FROM ASN1DefinedTypesModule +{ccitt recommendation m(13) gnm(3100) informationModel(0) asn1Modules(2) +asn1DefinedTypesModule(0)}** + +**Capacity, Capacities, Count, CTPList, LinkConnectionList, LinkEnd, None, UserIdifier, +LinkDirectionality, ConnectivityEndPoint, TPList, SignalId FROM M3100ASN1TypeModule2 {itu-t +recommendation m gnm(3100) informationModel(0) asn1Modules(2) asn1Module2(1)}** + +**ObjectInstance +FROM CMIP-1 {joint-iso-ccitt ms(9) cmip(1) modules(0) protocol(3)}** + +**DistinguishedName +FROM InformationFramework {joint-iso-ccitt ds(5) modules(1) informationFramework(1); +-- NOTE – This Recommendation imports DistinguishedName from CCITT Rec. X.501 (1988). The +-- specification for this syntax can now be found in an informative annex of +-- Rec. X.711 (1997) | ISO/IEC 9596-1:1998.** + +**g85501ClassLibrary OBJECT IDENTIFIER ::= {itu-t recommendation g gntm(85501) informationModel(0)}** + +**g85501MObjectClass OBJECT IDENTIFIER ::= {g85501ClassLibrary managedObjectClass(3)}** + +``` + +g85501Attribute OBJECT IDENTIFIER ::= {g85501ClassLibrary attribute(7)} + +g85501NameBinding OBJECT IDENTIFIER ::= {g85501ClassLibrary nameBinding(6)} + +g85501Package OBJECT IDENTIFIER ::= {g85501ClassLibrary package(4)} + +g85501Action OBJECT IDENTIFIER ::= {g85501ClassLibrary action(9)} + +g85501Notification OBJECT IDENTIFIER ::= {g85501ClassLibrary notification(10)} + +g85501SpecificError OBJECT IDENTIFIER ::= {g85501ClassLibrary specificError(12)} + +AssociateNetworkTTPWithTopologicalLinkEndInformation ::= SEQUENCE { + linkEnd ObjectInstance, + networkTTP ObjectInstance, + ... +} + +AssociateNetworkTTPWithTopologicalLinkEndResult ::= SEQUENCE { + potentialCapacity Capacity, + networkCTPs CTPList, + ... +} + +AssociateTrailWithTopologicalLinkInformation ::= SEQUENCE { + link ObjectInstance, + trail ObjectInstance, + ... +} + +AssociateTrailWithTopologicalLinkResult ::= SEQUENCE { + potentialCapacity Capacity, + resultingLinkConnections LinkConnectionList, + ... +} + +DisassociateNWTPFromTopLinkEndInformation ::= SEQUENCE { + linkEnd [1] ObjectInstance, + networkTTP [2] ObjectInstance OPTIONAL, + ... +} + +DisassociateTrailFromTopLinkInformation ::= SEQUENCE { + link [1] ObjectInstance, + trail [2] ObjectInstance OPTIONAL, + ... +} + +EstablishLogicalLinkAndEndsResult ::= SEQUENCE { + link ObjectInstance, + aEnd ObjectInstance, + zEnd ObjectInstance, + ... +} + +EstablishLogicalLinkInformation ::= SEQUENCE { + layerNetworkDomain ObjectInstance, + aEnd LinkEnd, + zEnd LinkEnd, + suppliedUserIdentifier [1] UserIdentifier OPTIONAL, +} + +``` + +``` + + suppliedUserLabel [2] GraphicString OPTIONAL, + suppliedDirection [3] LinkDirectionality OPTIONAL, + ... + } + +EstablishLogicalLinkResult ::= SEQUENCE { + link ObjectInstance, + ... +} + +EstablishTopologicalLinkAndEndsResult ::= SEQUENCE { + link ObjectInstance, + aEnd ObjectInstance, + zEnd ObjectInstance, + ... +} + +EstablishTopologicalLinkInformation ::= SEQUENCE { + layerNetworkDomain ObjectInstance, + aEnd LinkEnd, + zEnd LinkEnd, + suppliedUserIdentifier [1] UserIdentifier OPTIONAL, + suppliedUserLabel [2] GraphicString OPTIONAL, + suppliedDirection [3] Directionality OPTIONAL, + ... +} + +EstablishTopologicalLinkResult ::= SEQUENCE { + link ObjectInstance, + ... +} + +Implicit ::= BOOLEAN (TRUE) +QofConnectivityService ::= ObjectInstance +ReleaseSncInformation ::= SEQUENCE { + snc ObjectInstance, + userId UserIdentifier OPTIONAL, + ... +} + +ReleaseTrailInformation ::= SEQUENCE { + trailId ObjectInstance, + userId UserIdentifier OPTIONAL, + ... +} + +RemoveLogicalLinkInformation ::= SEQUENCE { + link ObjectInstance, + ... +} + +RemoveTopologicalLinkInformation ::= SEQUENCE { + link ObjectInstance, + ... +} + +RemoveTopLinkAndEndsInformation ::= SEQUENCE { + link ObjectInstance, + ... +} + +``` + +``` + +SetupSncInformation ::= SEQUENCE { + aEnd SET OF ConnectivityEndPoint, + zEnd SET OF ConnectivityEndPoint, + directionality Directionality, + signalId [1] SignalId OPTIONAL, + qofConnectivityService [2] QofConnectivityService OPTIONAL, + implicitTPCreation [8] Implicit OPTIONAL, + ... +} + +SetupSncResult ::= SEQUENCE { + connection ObjectInstance, + aEnd ObjectInstance, + zEnd ObjectInstance, + userId UserId OPTIONAL, + ... +} + +SetupTrailInformation ::= SEQUENCE { + aEnd SET OF ConnectivityEndPoint, + zEnd SET OF ConnectivityEndPoint, + directionality Directionality, + additionalInformation [2] AdditionalInformation OPTIONAL, + qofConnectivityService [3] QofConnectivityService OPTIONAL, + userId [0] UserId OPTIONAL, + userLabel [1] UserLabel OPTIONAL, + ... +} + +SetupTrailResult ::= SEQUENCE { + trailId ObjectInstance, + aEnds SET OF ObjectInstance, + zEnds SET OF ObjectInstance, + ... +} + +END + +``` + +# 11 Conformance + +Implementations claiming to conform to this Recommendation shall comply with the conformance requirements as defined in the following subclauses. + +## 11.1 Static conformance + +The implementation shall conform to the requirements of this Recommendation in one or more of these roles: + +- manager role; +- agent role. + +If a claim of conformance is made for support in the manager role, the implementation shall support at least one management operation or notification of at least one of the managed objects specified by this Recommendation. + +If a claim of conformance is made for support in the agent role, the implementation shall support one or more instances of the managed object classes specified by this Recommendation. + +The implementation shall support the transfer syntax derived from the encoding rules specified in Recommendation X.680 {joint-iso-ccitt(2) asn1(1) basicEncoding (1)} for the abstract data types referenced by the definitions for which support is claimed. + +## **11.2 Dynamic conformance** + +Implementations claiming to conform to this Recommendation shall support the elements of procedure and definitions of semantics corresponding to the definitions for which support is claimed. + +# ITU-T RECOMMENDATIONS SERIES + +| | | +|-----------------|--------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of the ITU-T | +| Series B | Means of expression: definitions, symbols, classification | +| Series C | General telecommunication statistics | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | TMN and network maintenance: international transmission systems, telephone circuits, telegraphy, facsimile and leased circuits | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks and open system communications | +| Series Y | Global information infrastructure and Internet protocol aspects | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.902-199511-I_PDF-E/00504fc688ebcf131ccbeff94dfc9939_img.jpg b/marked/G/T-REC-G.902-199511-I_PDF-E/00504fc688ebcf131ccbeff94dfc9939_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..ff3743e6c71eaca3da7200fa9e9e2750148c8b16 --- /dev/null +++ b/marked/G/T-REC-G.902-199511-I_PDF-E/00504fc688ebcf131ccbeff94dfc9939_img.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:542b30ed6ef1f51d588fe8bdbed81fb31a1b23a3133f841da84f43ec265f854f +size 40011 diff --git a/marked/G/T-REC-G.902-199511-I_PDF-E/08441fa90c5fd11994626f662ac13f19_img.jpg b/marked/G/T-REC-G.902-199511-I_PDF-E/08441fa90c5fd11994626f662ac13f19_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..1784585233fdbd34f28445a5fc57e7b3f08c2de8 --- /dev/null +++ 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+(Previously "CCITT Recommendation") + +--- + +# FOREWORD + +The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of the International Telecommunication Union. The ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Conference (WTSC), which meets every four years, established the topics for study by the ITU-T Study Groups which, in their turn, produce Recommendations on these topics. + +ITU-T Recommendation G.962 was prepared by the ITU-T Study Group XVIII (1988-1993) and was approved by the WTSC (Helsinki, March 1-12, 1993). + +# --- NOTES + +1 As a consequence of a reform process within the International Telecommunication Union (ITU), the CCITT ceased to exist as of 28 February 1993. In its place, the ITU Telecommunication Standardization Sector (ITU-T) was created as of 1 March 1993. Similarly, in this reform process, the CCIR and the IFRB have been replaced by the Radiocommunication Sector. + +In order not to delay publication of this Recommendation, no change has been made in the text to references containing the acronyms "CCITT, CCIR or IFRB" or their associated entities such as Plenary Assembly, Secretariat, etc. Future editions of this Recommendation will contain the proper terminology related to the new ITU structure. + +2 In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +# CONTENTS + +| | | Page | +|---------|--------------------------------------------------------------------------------------------------------------------------------|-------------| +| 1 | General ..... | 1 | +| 1.1 | Scope ..... | 1 | +| 1.2 | Configuration ..... | 1 | +| 1.3 | Application ..... | 2 | +| 1.4 | Abbreviations ..... | 2 | +| 2 | Modelling and relationship between the digital section and the ET ..... | 2 | +| 3 | Functions ..... | 5 | +| 3.1 | B-channel ..... | 5 | +| 3.2 | H0-channel ..... | 6 | +| 3.3 | H1-channel ..... | 6 | +| 3.4 | D-channel ..... | 6 | +| 3.5 | Bit timing ..... | 6 | +| 3.6 | Octet timing ..... | 6 | +| 3.7 | Frame alignment ..... | 6 | +| 3.8 | CRC procedure ..... | 6 | +| 3.9 | M-channel ..... | 6 | +| 3.10 | Power feeding ..... | 6 | +| 3.11 | Operation and maintenance ..... | 6 | +| 4 | Network performance ..... | 7 | +| 4.1 | Availability ..... | 7 | +| 4.2 | Signal transfer delay ..... | 7 | +| 4.3 | Error performance ..... | 7 | +| 4.4 | Jitter ..... | 7 | +| 5 | Operation and maintenance ..... | 7 | +| 5.1 | General ..... | 7 | +| 5.2 | Control facilities ..... | 8 | +| 5.3 | Monitoring ..... | 8 | +| 6 | Operation and maintenance procedures ..... | 11 | +| 6.1 | Partitioning of functions ..... | 11 | +| 6.2 | Definitions of signals at the T reference point ..... | 12 | +| 6.3 | Definition of DS state machine ..... | 12 | +| 6.4 | Definition of ET layer 1 state machine ..... | 12 | +| Annex A | – System management requirements ..... | 13 | +| A.1 | Introduction ..... | 13 | +| A.2 | System management requirements ..... | 14 | +| Annex B | – Allocation of signal codings and DS state transition tables for option 2 according to Recommendation I.604 at 2 Mbit/s ..... | 24 | +| B.1 | Introduction ..... | 24 | +| B.2 | DS state transition table ..... | 24 | +| B.3 | Coding of signals at V3 reference point ..... | 44 | +| B.4 | Allocation of signal elements to functional elements ..... | 44 | +| B.5 | Indication of CRC-4 errors detected at the T reference point to the ET ..... | 46 | + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------|----| +| Annex C – Allocation of signal codings and DS state transition tables for option 3 according to Recommendation I.604 at 2 Mbit/s ..... | 46 | +| C.1    Introduction ..... | 46 | +| C.2    Signals at the V3 reference point..... | 46 | +| C.3    Definition of function elements (FEs) at the V3 reference point..... | 48 | +| C.4    FEs at the V3 reference point ..... | 48 | +| C.5    Performance criteria..... | 48 | +| C.6    Access digital section (DS) state machine ..... | 49 | + +# ACCESS DIGITAL SECTION FOR ISDN PRIMARY RATE AT 2048 kbit/s + +(Helsinki, 1993) + +# 1 General + +## 1.1 Scope + +This Recommendation describes the characteristics of an access digital section for the ISDN primary rate access between the user network interface (at the T reference point, defined in Recommendation I.411) and the local exchange (at the V3 reference point, defined in Recommendation Q.512) supporting the primary rate interface structures defined in Recommendation I.412 and the required additional functions. + +In this Recommendation and unless otherwise indicated, the term TE is used to indicate terminating layer 1 aspects of TE1, TA and NT2 functional groups. + +When the term TE indicates terminating layer 1 aspects of TE1, then according to Figure 2/I.411, the S and T reference points coincide. + +The terminology used in this Recommendation is contained in Recommendations I.112 and G.701. + +## 1.2 Configuration + +Figure 1 shows the boundaries of the access digital section in relation to the digital system definition. + +![Diagram showing the boundaries of the access digital section and transmission system. It includes components TE, NT1, LT, and ET, with reference points T and V3. The 'Digital transmission system' is indicated between NT1 and LT, and the 'Primary rate access digital section' is indicated between T and V3.](4d7f667796a8cdcdd745e953ac11e289_img.jpg) + +The diagram illustrates the network configuration for an ISDN primary rate access. It consists of four main components connected in series: a Terminal Equipment (TE), a Network Termination 1 (NT1), a Line Termination (LT), and an Exchange Termination (ET). The TE is connected to the NT1 at a reference point labeled 'T'. The NT1 is connected to the LT by a dashed line. The LT is connected to the ET at a reference point labeled 'V3'. Above the NT1 and LT, a double-headed arrow labeled 'Digital transmission system' spans the distance between them, with a '(Note)' below it. Below the T and V3 reference points, another double-headed arrow labeled 'Primary rate access digital section' spans the distance between them. The diagram is labeled 'T1814240-92/d01' at the bottom right. + +Diagram showing the boundaries of the access digital section and transmission system. It includes components TE, NT1, LT, and ET, with reference points T and V3. The 'Digital transmission system' is indicated between NT1 and LT, and the 'Primary rate access digital section' is indicated between T and V3. + +NOTE – Digital transmission system refers to either a line system using metallic media, optical fibres or radio systems. + +FIGURE 1/G.962 +Access digital section and transmission system boundaries + +The concept of the access digital section is used in order to allow a functional and procedural description and a definition of the network requirements. + +NOTE – From a functional point of view the information transferred via the reference points T and V3 are different and therefore the digital section is not symmetrical. + +The concept of a digital transmission system is used in order to describe the characteristics of an implementation, using a specific medium, in support of the access digital section. + +NOTE – The T and V reference points are defined in Recommendations I.411 and Q.512. + +## 1.3 Application + +The primary rate access digital section may be applied as given in Figure 2 for: + +- direct access to the local exchange; +- remote access via a first order digital section or via higher order multiplex equipment forming a digital link to the local exchange. + +NOTE – In this Recommendation, references to LT only concern the LT inside the access digital section. + +## 1.4 Abbreviations + +A number of abbreviations are used in this Recommendation, some of them are commonly used in the ISDN reference configuration while others are created only for this Recommendation. These are given in the following: + +| | | +|-----|----------------------------| +| DS | Access digital section | +| SIG | Signals between LT and NT1 | + +# 2 Modelling and relationship between the digital section and the ET + +The general model shown in Figure 3 depicts the whole ISDN customer access layer 1 and adjacent entities and provides the basis to describe the functions performed by the access digital section and those performed by TE, ET and system management and how various functions are grouped. In particular, according to this model the maintenance functions specified in this Recommendation are not confined to functions performed by the access digital section but include functions associated with ET layer 1. + +This model includes primitive procedures between ET layer 1, ET layer 2 and system management: + +- i) I.431 and Q.920/Q.921 interactions between ET layer 1 and ET layer 2 and system management based on PH and MPH primitives, respectively, as defined in Recommendation I.431. These interactions are for the support of functions specified in Recommendations Q.920/Q.921; +- ii) interactions between ET layer 1 and system management for the support of functions associated with the access digital section, based on MPH primitives. + +The primitive procedures within TE comply with the specification according to Recommendation I.431. + +This model does not constrain layer 1 arrangements between LT and NT1, or the digital transmission system technology. + +![Diagram showing three examples of equipment configurations in the ISDN subscriber primary rate access. The top diagram shows a 'Primary rate access digital section' between reference point T and V3. The middle diagram shows a 'Digital access link' between T and V3', with an 'Access digital section' between T and V3, and a 'Digital link G.921' between two 'Line term' blocks. The bottom diagram shows a 'One first order digital section' between T and V3'. All diagrams include components like NT2, NT1, LT, MUX, and ET.](fc46871d72c65d3381d9201646d23439_img.jpg) + +The diagram illustrates three common equipment configurations for ISDN subscriber primary rate access: + +- Top configuration:** A 'Primary rate access digital section' (Note 1) is shown between reference point T and V3. The equipment chain consists of NT2 connected to NT1, which is connected to LT, which is then connected to the V3 reference point. +- Middle configuration:** A 'Digital access link' (Note 3) is shown between reference point T and V3'. This link includes an 'Access digital section' (Note 1) between T and V3, followed by a MUX. The MUX is connected to a 'Digital link G.921' (Note 2), which consists of two 'Line term' blocks. This is followed by another MUX and finally the ET (Equipment Termination) at the V3' reference point. Two separate NT2/NT1/LT chains are shown feeding into the first MUX. +- Bottom configuration:** A 'One first order digital section' (Note 4) is shown between reference point T and V3'. The equipment chain consists of NT2 connected to NT1, which is connected to LT, which is connected to a 'Line term' block, which is then connected to another 'Line term' block at the V3' reference point. + +T1817040-92/d02 + +Diagram showing three examples of equipment configurations in the ISDN subscriber primary rate access. The top diagram shows a 'Primary rate access digital section' between reference point T and V3. The middle diagram shows a 'Digital access link' between T and V3', with an 'Access digital section' between T and V3, and a 'Digital link G.921' between two 'Line term' blocks. The bottom diagram shows a 'One first order digital section' between T and V3'. All diagrams include components like NT2, NT1, LT, MUX, and ET. + +## NOTES + +- 1 The access digital sections may include one or more regenerators. +- 2 Multiple application of digital links and multiplexers may be possible, but see 4.4.2 "Jitter at the V3 reference point". +- 3 In the case of remote accesses, the digital access link is terminated at the ET by a V3' reference point which is functionally and electrically identical to the V3 reference point as in the case of the direct access. +- 4 The line terminations being part of the first order access digital section or the digital link are outside the scope of this Recommendation. + +FIGURE 2/G.962 +**Examples of equipment configurations in the ISDN subscriber primary rate access** + +![General model of ISDN customer access layer 1 and adjacent entities diagram. The diagram shows a TE (Terminal Equipment) on the left and an ET (Exchange Terminal) on the right, both connected to a central 'Digital transmission system'. The TE consists of 'TE layer 2' and 'TE layer 1'. 'TE layer 2' connects to 'TE layer 1' via 'PH-primitives according to I.431' and 'B-channels'. 'TE layer 1' connects to an 'NT1' (Network Termination 1) via 'Signals'. The 'NT1' connects to an 'LT' (Line Terminal) via 'SIGs (Note 2)'. The 'LT' connects to the 'Digital transmission system (Note 1)'. The 'Digital transmission system' connects to another 'LT' via 'Signals (Note 2)'. This second 'LT' connects to an 'ET layer 1' via 'Signals'. The 'ET layer 1' connects to 'ET layer 2' via 'PH-primitives according to I.431' and 'B-channels'. The 'ET layer 1' also connects to 'System management' via 'MPH-primitives according to I.431' and 'MPH-primitives associated with line system'. The 'TE layer 1' also connects to 'System management' via 'MPH-primitives according to I.431'. A dashed line labeled 'T' (Terminal) and 'V3' (V3 interface) runs through the center of the diagram, indicating the 'Access digital section' between the NT1 and the first LT. Reference T1814260-92/d03 is shown at the bottom right.](2ee59e629035d641140e55f4d215b0d7_img.jpg) + +General model of ISDN customer access layer 1 and adjacent entities diagram. The diagram shows a TE (Terminal Equipment) on the left and an ET (Exchange Terminal) on the right, both connected to a central 'Digital transmission system'. The TE consists of 'TE layer 2' and 'TE layer 1'. 'TE layer 2' connects to 'TE layer 1' via 'PH-primitives according to I.431' and 'B-channels'. 'TE layer 1' connects to an 'NT1' (Network Termination 1) via 'Signals'. The 'NT1' connects to an 'LT' (Line Terminal) via 'SIGs (Note 2)'. The 'LT' connects to the 'Digital transmission system (Note 1)'. The 'Digital transmission system' connects to another 'LT' via 'Signals (Note 2)'. This second 'LT' connects to an 'ET layer 1' via 'Signals'. The 'ET layer 1' connects to 'ET layer 2' via 'PH-primitives according to I.431' and 'B-channels'. The 'ET layer 1' also connects to 'System management' via 'MPH-primitives according to I.431' and 'MPH-primitives associated with line system'. The 'TE layer 1' also connects to 'System management' via 'MPH-primitives according to I.431'. A dashed line labeled 'T' (Terminal) and 'V3' (V3 interface) runs through the center of the diagram, indicating the 'Access digital section' between the NT1 and the first LT. Reference T1814260-92/d03 is shown at the bottom right. + +### NOTES + +- 1 The digital transmission system refers to either a digital line transmission system using metallic wires, optical fibre or radio system. +- 2 SIG, and primitives refer to an exchange of information. It does not imply any specific coding nor implementation. Some of these functions may be terminated in the LT and do not pass the digital transmission system. +- 3 The term system management corresponds to both system management and layer management as defined in Recommendation Q.940. + +FIGURE 3/G.962 +**General model of ISDN customer access layer 1 and adjacent entities** + +# 3 Functions + +For each direction of transmission the following shall be provided: + +- 30 timeslots at 64 kbit/s, numbered 1 to 15 and 17 to 31, for the transport of any appropriate allocation of the following B-, H0- and H1-channels; +- 1 timeslot at 64 kbit/s, numbered 16, for the transport of a D-channel; +- 1 timeslot at 64 kbit/s, numbered 0, for frame alignment, and to follow the procedures for multiframe alignment, CRC, and maintenance. + +Figure 4 shows the functions which have to be supported by the primary rate access digital section. + +![Diagram of the Access digital section showing functions supported between T and V3 reference points.](7a0db9703b68b3d06cdaeefc084c0006_img.jpg) + +The diagram illustrates the functions supported in the access digital section between the T reference point and the V3 reference point. It consists of a central vertical stack of boxes, each representing a function. To the left of the stack, the 'T reference point' is indicated, and to the right, the 'V3 reference point' is indicated. Arrows point from these reference points to the corresponding functions in the stack. The functions, from top to bottom, are: B-, H0- or H1-channels; 1 D-channel 64 kbit/s; Bit timing; Octet timing; Frame alignment; CRC procedures; M-channel (with a note that it is not available at the T reference point in option 3 implementations); Power feeding (Note 1); and Operations and maintenance. The arrows for the first seven functions are double-headed, indicating bidirectional support. The arrow for Power feeding is single-headed, pointing from the T reference point. The arrow for Operations and maintenance is double-headed. + +| T reference point | Access digital section | V3 reference point | +|-------------------|----------------------------|--------------------| +| ↔ | B-, H0- or H1-channels | ↔ | +| ↔ | 1 D-channel 64 kbit/s | ↔ | +| ↔ | Bit timing | ↔ | +| ↔ | Octet timing | ↔ | +| ↔ | Frame alignment | ↔ | +| ↔ | CRC procedures | ↔ | +| ↔
(Note 2) | M-channel | ↔ | +| → | Power feeding (Note 1) | | +| ↔ | Operations and maintenance | ↔ | + +Diagram of the Access digital section showing functions supported between T and V3 reference points. + +T1814700-92/d04 + +### NOTES + +1 This power-feed-function is optional and is dependent on the transmission medium used. Only the NT1 may be powered from the interface at the T reference point. (See Recommendation I.431.) + +2 The M-channel is not available at the T reference point in option 3 implementations as described in Recommendation I.604. + +FIGURE 4/G.962 +**Functions supported in the access digital section** + +## 3.1 B-channel + +This function provides for the bi-directional transmission of 30 independent B-channels each having a bit rate of 64 kbit/s as defined in Recommendation I.412. + +## **3.2 H0-channel** + +This function provides for the bi-directional transmission of up to 5 independent H0-channels each having a bit rate of 384 kbit/s as defined in Recommendation I.412. + +## **3.3 H1-channel** + +This function provides for the bi-directional transmission of one H1-channel having a bit rate of 1920 kbit/s as defined in Recommendation I.412. + +## **3.4 D-channel** + +This function provides for the bi-directional transmission of one D-channel signal at a bit rate of 64 kbit/s as defined in Recommendation I.412. + +## **3.5 Bit timing** + +This function provides bit (signal element) timing to enable the TE, the access digital section or the ET to recover information from the aggregate bit stream. + +## **3.6 Octet timing** + +This function provides 8 kHz timing towards TE, the access digital section or the ET for the purpose of enabling an octet structure for voice codecs and for other timing purposes as required. + +## **3.7 Frame alignment** + +This function provides information to enable the TE, the access digital section or the ET to recover the time-division multiplexed channels. + +## **3.8 CRC procedure** + +This function provides for the protection against false framing and for error performance monitoring of the access digital section. This includes the multiframe procedure defined in Recommendation G.704. + +## **3.9 M-channel** + +For option 2 implementations, this function provides a bi-directional 4 kbit/s data channel for the implementation of management features between ET and TE which is transparently transported in the Sa bit 4 of timeslot 0 of the non-frame alignment signal in accordance with Recommendation G.704. + +For option 3 implementations, this function provides a bi-directional 4 kbit/s channel for the operational and management requirements for the access digital section. It shall be transported in the Sa4 bit of timeslot 0, of the non-frame alignment signal in accordance with Recommendation G.704. + +## **3.10 Power feeding** + +This optional function provides for remote feeding of the NT1 via the user network interface in accordance with Recommendation I.431. + +## **3.11 Operation and maintenance** + +This function supports required actions and information for operating and maintaining the access digital section controlled by the ET as defined in Recommendation I.604. + +The following categories of function have been identified: + +- commands regarding LT, regenerator, or NT1; +- information from LT, regenerator, or NT1; +- indications of defect conditions. + +# **4 Network performance** + +## **4.1 Availability** + +The definition of availability is given in Annex A/G.821. The availability objective of the access digital section should be consistent with the availability requirement for the hypothetical reference digital section as given in Recommendations G.801 and I.350. + +## **4.2 Signal transfer delay** + +Signal transfer delay is specified for B- and D-channels and is defined as absolute signal delay between T and V3 reference points for each direction of transmission. The value shall be less than 2 ms when a system for metallic wires, optical fibre or radio system is used. The application of a satellite system in the access digital section is also possible. However, for speech services, Recommendation G.114 may limit such an application until appropriate methods to control double satellite hops and switching of echo control devices are available. These methods are outside the scope of this Recommendation. + +In the case of remote application of the access digital section (see Figure 2 with a digital link between the access digital section and the ET) the signal transfer delay is defined for the access digital section between T and V3 reference points. + +The relevant Recommendations have to be taken into account (e.g. signal transmission delay when the signal represents speech must be taken into account as one component of the end-to-end delay requirement of Recommendation G.114). + +## **4.3 Error performance** + +Error performance must be consistent with the requirements given in Recommendation G.821, local grade. + +## **4.4 Jitter** + +### **4.4.1 Output/input jitter at T reference point** + +The requirements are defined in 5.4/I.431. + +### **4.4.2 Jitter at the V3 reference point** + +The input jitter limits are described in Recommendation G.823. + +NOTE – If models described in Figure 2 are used to connect a customer to the ET, a jitter reducer is not required at V3. + +# **5 Operation and maintenance** + +## **5.1 General** + +This subclause describes the operation and maintenance functions for the access digital section of the ISDN primary rate access. + +Further assumptions regarding the system management are given in Annex A. + +The maintenance functions recommended in I.604 provide the capability to maintain the access digital section to the level of network performance given in 4. It also describes optional implementations depending on the elements of the access digital section that have CRC procedures. + +Option 3 has CRC procedures implemented between each element of the access digital section, whereas option 2 has CRC procedures implemented between the ET and NT1 and the NT1 and TE. + +It must be possible to test and maintain the access digital section in accordance with Recommendation I.604 regardless of the subscriber installation. + +The main features are: + +- a) control of maintenance and test support facilities; +- b) monitoring of the functional elements to provide operating and performance information and fault condition indications; +- c) maintenance communication facility. + +Due to the different options described in Recommendation I.604, the allocation of the functions and signals to protocol and bit coding at interface V3 cannot be specified in a unique way. Options and bit rate specific definition of the codings are described in individual annexes. + +## **5.2 Control facilities** + +### **5.2.1 Loopbacks** + +#### **5.2.1.1 Loopback implementation** + +The location and characteristics of loopbacks are defined in Recommendation I.604. They are: + +- i) loopback 1 – a complete, transparent loopback located in the LT; +- ii) loopback 2 – a complete, transparent loopback located in the NT1. + +#### **5.2.1.2 Loopback procedure** + +Loopbacks 1 and 2 shall be controlled by the ET. + +A normal call set-up request cannot override a request for loopback 1 or 2. + +The loopback shall be operated whenever the loopback command is detected regardless of the DS state. A sequence of 8 consecutive codewords (as described in Annex B) of the loop command shall be detected before action is to be taken. Conversely, when the receipt of 8 consecutive signals with no loopback command have been detected, the loopback shall be released. + +## **5.3 Monitoring** + +### **5.3.1 Functions** + +The following operational conditions are monitored throughout the access digital section: + +- a) the defect conditions; +- b) loss of power in the NT1; +- c) transmission performance. + +### **5.3.2 Implementation aspects** + +Monitoring capabilities must be provided in the access digital section (see Recommendation I.604). The handling and processing of the information is implementation-dependent. + +In option 2 implementations, information is transferred to the exchange, either when a defect condition occurs or on a regular basis. This information is then processed by entities outside the access digital section. + +In option 3 implementations, registers/counters are used in the functional groups, and explicit commands and responses to establish status reports. + +### 5.3.3 Anomaly and defect conditions and consequent action + +#### 5.3.3.1 Detection of defect conditions + +The functional requirements for the maintenance of the access digital section is based on the provision of functions in the ET and TE as defined in the G and F state tables of Recommendation I.431. + +The access digital section shall support the means (see Recommendations G.704 and G.706) by which indications from the ET or the TE can be transmitted across the access digital section. The means to transmit indications of detected defect conditions at the interface at the T reference point shall be as described in Recommendation I.431. + +Anomalies and defects detected by the access digital section shall be transmitted to the ET or the TE as appropriate. + +#### 5.3.3.2 Detection of defect indication signals + +The following defect indications shall be detected by either: + +- a) within the access digital section: + - loss of incoming signal, loss of frame alignment or optionally excessive errors at the line side of NT1; + - loss of incoming signal or optionally loss of frame alignment or excessive errors at the line side of LT; + - loss of power at NT1 (if relevant); + - AIS at line side of NT1. +- b) at the interface at the T reference point: + - loss of incoming signal or loss of frame alignment; + - excessive CRC errors (optional); + - loss of power (if relevant). +- c) at the interface at the V3 reference point: + - loss of incoming signal or optionally loss of frame alignment or excessive errors; + - AIS (optional). + +#### 5.3.3.3 Definition of defect indication signals + +The following signals are necessary in addition to the signals defined in 3.4.1/I.431 to indicate defects in respect to the access digital section: + +**normal frames (NF):** These are frames without defect indication or loopback requests generated by the ET or the TE, where the value of the A-bit, set to ONE or ZERO, is not relevant for the access digital section. + +**frames:** These are frames which may in addition to the normal frames contain in the Sa bits defect indication signals generated in the NT1 and transmitted towards the ET or loopback request towards the access digital section. + +**substituted frames:** These are frames generated by the NT1 in case of loss of signal (LOS) or loss of frame alignment (LFA) at the T reference point. The defect condition (FC4) is indicated towards the ET by means of Sa bits 6. The A-bit is set to ZERO. + +#### 5.3.3.4 Definition of detection algorithm + +The detection algorithms of the signals are described as follows: + +**normal operational frames (NOF):** The algorithm shall be in accordance with 4.1.2 and 4.2/G.706. + +**loss of frame alignment (LFA):** The algorithm shall be in accordance with 4.1.1/G.706. + +**loss of signal (LOS) at the T and V3 reference point:** The equipment shall assume "loss of signal" when the incoming signal amplitude is, for a time duration of at least 1 ms, more than 20 dB below the nominal output amplitude defined in Recommendation G.703 for this interface. This event shall also cause "loss of frame alignment". + +NOTE – Loss of signal at the line side of the NT1 and LT is implementation-dependent and therefore not a subject of this Recommendation. + +**alarm indication signal (AIS):** An alarm indication signal is detected when both of the two following conditions occur: + +- loss of frame alignment; and +- reception of 512 bit periods containing less than 3 binary ZEROs. + +#### 5.3.3.5 Consequent actions + +The DS state tables as described in the annexes to this Recommendation give the actions that the access digital section has to take after defect detection or defect indication detection. + +A defect indication is automatically transmitted from the access digital section to the ET or the TE when either: + +- a defect condition that has been detected; or +- a defect condition has disappeared; or +- a defect indication that has been detected; or +- a defect indication has disappeared. + +The defect indication (after any internal processing) to the ET or to the TE shall be sent or removed with a maximum delay of 10 ms. This shall not be interpreted as a guard time, therefore even the detection of a single event shall be reported. + +### 5.3.4 Error performance monitoring + +#### 5.3.4.1 General + +Provision has to be made in order to monitor the error performance of the access digital section and to report on such performance. (Not for option 1 according to Recommendation I.604.) + +#### 5.3.4.2 Error performance parameters + +The access digital section must deliver to the ET the necessary information to allow it to evaluate the error performance parameters defined in Recommendation G.821. In option 3 implementations (Annex C), the evaluation of error performance parameters as defined in Recommendation G.821 is performed within the access digital section. + +### 5.3.5 Status report functions + +Status report functions cover information which relate to the overall operation and performance of the access digital section. The information may be transmitted either automatically or under request or ET. + +Listed below are descriptions of the status report functions: + +#### i) Transmission errors + +This information, derived in the access digital section, allows the ET to evaluate the transmission error performance or in the case of Annex C, the evaluated error performance is automatically transmitted to the ET. + +#### ii) Loopback 1 status + +This information, sent from the LT, gives the status of loopback 1. + +#### iii) Loopback 2 status + +This information, sent from the NT1, gives the status of loopback 2. + +#### iv) User network interface power feed status + +This information indicates the status of the power feed at the user network interface at the T reference point (not option 2 according to Recommendation I.604). + +#### v) User network power feed fault + +This information indicates a failure of the normal power source (not option 3 according to Recommendation I.604). + +#### vi) Defect indication information + +This information is transmitted automatically under conditions specified in 5.3.3.1. + +# 6 Operation and maintenance procedures + +## 6.1 Partitioning of functions + +Recommendation I.431 defines the network side of the user – network interface at reference point T as one functional block which supports the operation and maintenance procedures across the T reference point and the primitive procedures at the ET layer 1/ET layer 2 boundary and ET layer 1/system management boundary. This block includes the functional groupings NT1, LT and ET layer 1. + +This concept is described in terms of a state machine, called the G state machine in Recommendation I.431. + +In order to describe the relationship between signals across the user-network interface at reference point T, which are indicated as signals (SIGs) in Figure 3 and defined in Recommendation I.431, and signals across reference point V3, which are also indicated as signals in Figure 3 and defined in Annexes B and C of this Recommendation. To show the relationship between signals and primitives, two state machines are defined. One in the access digital section (DS state machine), and one at the network side of the V3 reference point (ET layer 1 state machine). Figure 5 illustrates this approach. + +In addition to primitives defined in Recommendations I.431 and I.440 related to call control, Figure 5 also introduces a new set of primitives related to configuration control and the control of loopbacks. Partitioning of operation and maintenance procedures between two state machines is used for the convenience of easy and accurate description. The ET layer 1 state machine is to be viewed as virtual, and is not intended to imply any particular implementation, however the functional behaviour shall be as defined in the ET state tables (see Table 2). This is required to interwork with the access digital section state machine defined in the Recommendation and to satisfy the requirements specified in the G state table in Recommendation I.431. + +However, in order to implement a customer access, the DS state machine has to be partitioned further. Figure 6 shows the partition of the DS state machine into NT1 state machine (NT-states) and LT state machine (LT-states). + +![Diagram of state machines showing the interaction between a DS state machine and an ET layer 1 state machine. The DS state machine is connected to the 'Access digital section' at point T (SIGs) and to the ET layer 1 state machine at point V3 (SIGs). The ET layer 1 state machine (containing ET states) has bidirectional connections to ET layer 2 (labeled I.431) and to three system management functions: 'related to call control' (labeled I.431), 'related to configuration control' (labeled additional), and 'related to loopback control' (labeled additional). The three system management functions are grouped by a bracket labeled 'system management'. A reference code T1814710-92/d05 is shown at the bottom right.](fa859e4e468bfb2710a94527f2c504af_img.jpg) + +Diagram of state machines showing the interaction between a DS state machine and an ET layer 1 state machine. The DS state machine is connected to the 'Access digital section' at point T (SIGs) and to the ET layer 1 state machine at point V3 (SIGs). The ET layer 1 state machine (containing ET states) has bidirectional connections to ET layer 2 (labeled I.431) and to three system management functions: 'related to call control' (labeled I.431), 'related to configuration control' (labeled additional), and 'related to loopback control' (labeled additional). The three system management functions are grouped by a bracket labeled 'system management'. A reference code T1814710-92/d05 is shown at the bottom right. + +FIGURE 5/G.962 +State machines + +The NT1 state machine supports user-network interface procedures in accordance with Recommendation I.431 based on signals, and interacts with the LT state machine by means of a signal repertoire (SIGs) which has to be supported by the line transmission system. The LT state machine interacts with the ET layer 1 state machine by means of a set of signals. The ET layer 1 state machine contains those states which represent the local exchange view of the status of the interface at reference point T and the access digital section. It supports the already specified primitive procedures to provide services to ET layer 2 and system management in accordance with Recommendation I.431, and additional primitive procedures for the support of functions associated with the access digital section. + +Figure 6 provides information for the description of the transmission system which is outside the scope of this Recommendation. + +## 6.2 Definitions of signals at the T reference point + +Signals exchanged between the access digital section and the TE via the interface at the T reference point under normal and defect conditions are defined in Table 1/I.431. + +## 6.3 Definition of DS state machine + +The definitions of the DS layer 1 state machines are described in Annex B for option 2 implementations and Annex C for option 3 implementations. + +## 6.4 Definition of ET layer 1 state machine + +The definition of the ET layer 1 state machine is outside the scope of this Recommendation, but because it is important for the understanding of the behaviour of the access digital section, information on this issue is given in A.2.7. + +![Diagram showing the partitioning of a DS state machine into NT1, LT, and ET layers, with their respective state machines and management interfaces.](8fbdfc3d17fb1dae7b2d8f5a287fa9fc_img.jpg) + +The diagram illustrates the partitioning of a DS state machine into three layers: NT1, LT, and ET. The NT1 state machine (NT states) and LT state machine (LT states) are connected to the 'Access digital section' via 'SIGs' at the 'T' interface. The LT state machine is connected to the ET layer 1 state machine (ET states) via 'SIGs' at the 'V3' interface. The ET layer 1 state machine is connected to the ET layer 2 state machine via 'PHAR' (Physical Alarm and Rate) interfaces. The ET layer 1 state machine is also connected to the 'Operation control procedure' within 'System management' via four interfaces: MPH-AI, MPH-DI, MPH-L.., and MPH-EI.. The 'Operation control procedure' is part of the 'System management' block. A separate diagram at the bottom shows the 'DS state machine (DS states)' connected to the 'T' and 'V3' interfaces. + +Diagram showing the partitioning of a DS state machine into NT1, LT, and ET layers, with their respective state machines and management interfaces. + +FIGURE 6/G.962 +**Partitioning of DS state machine** + +# **Annex A** (to Recommendation G.962) + +## **System management requirements** + +(This annex forms an integral part of this Recommendation) + +## **A.1 Introduction** + +This annex provides further information required for the interaction of the access digital section and the ET layer 1. In order to ensure correct operation, it is necessary to take into account the assumptions made about the management functions involved in the ET. It is assumed that the structure of the management is as given in Recommendation Q.940. + +In this Recommendation, distinction is made between ET layer 1 and system management only. Where the term system management is used, it corresponds to both system management and layer management as defined in Recommendation Q.940. + +## **A.2 System management requirements** + +### **A.2.1 General** + +System management shall not initiate more than one action at a time towards the ET layer 1. An action is delimited by the primitive which is issued by system management and the corresponding primitive which confirms completion of the task. + +### **A.2.2 Error indications** + +The management entity takes account of the sequence of primitives before and after the reception of MPH-EI. From the sequence of the primitives, the system management may determine the cause of the MPH-EI primitive (e.g. loss of synchronization or loss of signal at the interface at reference point T). + +Upon the occurrence of an error, the ET layer 1 shall notify the event to the system management by means of the primitive MPH-EI. The system management must decide which appropriate actions should be taken (e.g. hold or abandon call). + +### **A.2.3 Loopback operations** + +The system management should take into account that when the ET layer 1 is in loopback operation it does not send any primitives to ET layer 2. If a primitive is sent by ET layer 2 to ET layer 1 during loopback operation, it will be ignored by ET layer 1. + +The setting of loopback is initiated by the system management by issuing a primitive MPH-Lx AR whereby x indicates the type of loopback 2 or 1. + +The setting of loopbacks 1 and 2 is confirmed to the system management by means of the loopback acknowledge primitive. The system management should be able to interpret this loopback acknowledge as a loopback confirmation. + +### **A.2.4 Information to be sent in the D-channel during loopback operation** + +The information sent in the D-channel should not imitate any HDLC pattern. However, it is the responsibility of the system management to decide to send the required pattern for fault localization. + +### **A.2.5 Configuration control** + +The system management shall ensure that any action related to configuration control will be issued only while the access is not active with user traffic. + +### **A.2.6 Handling of CRC error information in the ET** + +The ET shall detect CRC blocks in error received from the access digital section. + +The ET shall process the CRC error information according to: + +- transmission quality as defined in Recommendation I.604, and +- excessive CRC errors as described in Table 8/I.431 and 5.9.3.3.3/I.431. + +### **A.2.7 Definition of ET layer 1 state machine** + +#### **A.2.7.1 ET layer 1 states** + +Hereafter are defined the states that the ET layer 1 may enter as a result of: signals received across reference point V3, service primitives received (PH-, MPH-primitives), or internal events. + +These states are shown in the ET layer 1 state transition tables described in A.2.8. + +### A.2.8 ET layer 1 state transition table + +The state transition table, Table A.1, specifies the procedures. It includes the action to be taken on various events whilst in a specific state. It specifies the interactions with ET layer 2 and system management which are required to support the layer interface procedures in accordance with Recommendation I.431 (sequences of PH- and MPH-primitives in compliance with I.431) and the interactions across the layer interface between ET layer 1 and system management for the support of functions associated with the access digital section. + +The following signs and defect indicating primitives are used in the ET state table: + +| | | +|---------------|------------------------------------------------------------------------------------------| +| – | No state change. | +| / | Impossible event due to internal reasons. | +| | Impossible situation by the definition of the layer 1 service. | +| MPH-EI 0 | Error indication for loss of power at NT1. | +| MPH-EI 1 to 4 | Error indication for failure conditions FC1 to FC4, as defined in Figure A.1. | +| MPH-EI 5 | Error indication for failure condition “FC DLd” or “FC3” or “FC2”. | +| MPH-EI P | Error indication “power off at ET”. | +| MPH-EI DLd | Error indication “failure between V3 and V3’ reference point” downstream (see Figure 2). | +| MPH-EI DLu | Error indication “failure between V3 and V3’ reference point” upstream (see Figure 2). | +| MPH-EI L | Error indication “failure at V3 reference point from LT to ET”. | +| MPH-EI ET | Error indication “failure inside the ET”. | +| MPH-EI LB1 | Error indication “interruption of activated loopback”. | +| MPH-EI LB2 | Error indication “unintended loopback”. | +| MPH-L1 AR | Activation request for loopback 1. | +| MPH-L2 AR | Activation request for loopback 2. | +| MPH-DR | Release request for loopback. | +| MPH-EI ES1 | Errored seconds in the ET to LT section. | +| MPH-EI ES2 | Errored seconds in the LT to NT1 section. | +| MPH-EI ES3 | Errored seconds in the NT1 to LT section. | +| MPH-EI ES4 | Errored seconds in the NT2 to NT1 section. | +| MPH-EI DM1 | Degraded minutes due to errors in the ET to LT section. | +| MPH-E1 DM2 | Degraded minutes due to errors in the LT to NT1 section. | +| MPH-EI DM3 | Degraded minutes due to errors in the NT1 to LT section. | +| MPH-EI DM4 | Degraded minutes due to errors in the NT2 to NT1 section. | + +The states ET have been numbered to form classes of problems as follows: + +- ET0.X ET problems. +- ET1 Operational. +- ET2.X DS problems, including V3 and possibly concurrent user side (of T) problems. +- ET3.X Not used in this Recommendation. +- ET4.X User side (of T) problems. +- ET5.X Loopbacks. +- ET6.X Problems in the digital link between reference points V3 and V3'. + +![Diagram showing the applicability of failure conditions to locations in a digital network. It includes components ET, Digital link, LT, NT1, and TE, with various failure condition labels like FC DLd, FC3, FC2, FC L, FC DLu, FC1, FC4, FV3, and FC5. Reference points V3', V3, and T are also indicated.](5445597cceefaca1ac89e710fe339325_img.jpg) + +The diagram illustrates the relationship between failure conditions (FC) and network components. The components are arranged horizontally: ET (Equipment Terminal), Digital link, LT (Line Terminal), NT1 (Network Terminal 1), and TE (Terminal Equipment). The Digital link, LT, and NT1 are grouped under the label 'Access digital section'. Reference points are marked: V3' between ET and Digital link, V3 between Digital link and LT, and T between NT1 and TE. Failure conditions are indicated by double-headed arrows above and below the components: FC DLd (between ET and Digital link), FC3 (between Digital link and NT1), FC2 (between NT1 and TE) above; FC L (between ET and Digital link), FC DLu (between Digital link and LT), FC1 (between LT and NT1), FC4 (between NT1 and TE) below. Additionally, FV3 is marked between V3' and V3, and FC5 is marked between LT and NT1. + +Diagram showing the applicability of failure conditions to locations in a digital network. It includes components ET, Digital link, LT, NT1, and TE, with various failure condition labels like FC DLd, FC3, FC2, FC L, FC DLu, FC1, FC4, FV3, and FC5. Reference points V3', V3, and T are also indicated. + +FIGURE A.1/G.962 +Applicability of failure conditions to locations + +TABLE A.1/G.962 + +#### ET state table – Normal and ET internal problems + +| State | ET0.1 | ET0.2 | ET0.3 | ET1 | +|------------------------------------------------------|-----------------|---------------------------|-------------------|---------------------------| +| Corresponding G-state | | | | G1 | +| Operational or failure condition as seen from the ET | Power off at ET | Power on at ET or LOS/LFA | Internal (Note 7) | Operational | +| Signals transmitted towards V3 reference point | No signal | Normal frames with RAI | AIS | Normal operational frames | + +| Event | Indication option 3 (Note 8) | Indication option 2 | | | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|-------|----------------------------------|-----------------------|------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | / | MPH-EI P ET0.1 | MPH-EI P ET0.1 | PH-DI MPH-EI P ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | ET0.2 | / | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | / | PH-AI MPH-AI ET1 | / | – (Note 6) | +| FC1 | SES (2) | AUXP | / | MPH-AI MPH-EI 1 ET2.1 | MPH-EI 1 – (Note 4) | PH-DI MPH-EI 1 ET2.1 | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | / | MPH-AI MPH-EI 2 ET4.1 | / | PH-DI MPH-EI 2 ET4.1 | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | / | MPH-AI MPH-EI 3 ET2.2 | MPH-EI 3 – (Note 4) | PH-DI MPH-EI 3 ET2.2 | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | / | MPH-AI MPH-EI 4 ET4.2 | / | PH-DI MPH-EI 4 ET4.2 | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | / | MPH-AI MPH-EI 0 ET2.5 | MPH-EI 0 – (Note 4) | MPH-EI 0 ET2.5 | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | / | MPH-AI MPH-EI 3 MPH-EI 4 ET2.3 | MPH-EI 4 – (Note 4) | (Note 1) | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | / | MPH-EI 0 MPH-EI 5 ET2.7 | MPH-EI 0 – (Note 4) | (Note 1) | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | / | – | MPH-EI L – (Note 4) | PH-DI MPH-EI L ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | / | ET5.1 | | PH-DI ET5.1 | +| Loopback 2 request | Not applicable | MPH-L2 AR | / | ET5.3 | | PH-DI ET5.3 | +| Loopback release request | Not applicable | MPH-DR | / | | | | +| Loopback indication | Not applicable | Sa5 = "0" | / | MPH-EI LB2 ET5.6 | MPH-EI LB2 (Note 4) | MPH-EI LB2 ET5.6 | +| Loopback indication | Not applicable | Sa5 = "1" | / | (Note 2) | (Note 2) | (Note 2) | +| ET internal failure | Not applicable | ET failure | / | MPH-AI MPH-EI ET ET0.3 | – | PH-DI MPH-EI ET ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | ET0.2 | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | / | MPH-AI MPH-EI DLd ET6.2 | – | PH-DI MPH-EI DLd ET6.2 | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | / | MPH-AI MPH-EI DLd MPH-EI 4 ET6.3 | MPH-EI 4 – (Note 4) | (Note 1) | +| Failure in digital link upstream | AIS | AIS | / | MPH-AI MPH-EI DLu ET6.1 | MPH-EI DLu – (Note 4) | PH-DI MPH-EI DLu ET6.1 | + +TABLE A.1/G.962 (continued) + +#### **ET state table – Digital section failure conditions and user side (of T) problems** + +| State | ET2.5 | ET2.6 | ET2.7 | +|------------------------------------------------------|---------------------------------|---------------------------|----------------------------------| +| Corresponding G-state | (Note 7) | (Note 7) | (Note 7) | +| Operational or failure condition as seen from the ET | Operational NT dying gasp phase | FC4 & NT dying gasp phase | Downstream & NT dying gasp phase | +| Signals transmitted towards V3 reference point | Normal operational frames | Normal frames with RAI | Normal operational frames | + + + +| Event | Indication option 3 | Indication option 2 | | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|-------------------------------------------|-------------------------------------------|-------------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | PH-AI
MPH-AI
ET1 | PH-AI
MPH-AI
ET1 | (Note 1) | +| FC1 | SES (2) | AUXP | MPH-EI 1
ET2.4 | MPH-EI 1
ET2.4 | MPH-EI 1
ET2.4 | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | (Note 1) | (Note 1) | MPH-AI
MPH-EI 2
ET4.1 | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | (Note 1) | (Note 1) | MPH-AI
MPH-EI 3
ET2.2 | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | MPH-AI
MPH-EI 4
ET4.2 | MPH-AI
MPH-EI 4
ET4.2 | (Note 1) | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | – | – | MPH-EI 4
ET2.6 | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | MPH-AI
MPH-EI 3
MPH-EI 4
ET2.3 | MPH-AI
MPH-EI 3
MPH-EI 4
ET2.3 | (Note 1) | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | MPH-EI 5
ET2.7 | MPH-AI
MPH-EI 0
MPH-EI 5
ET2.7 | – | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L
ET0.2 | MPH-EI L
ET0.2 | MPH-EI L
ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | ET5.1 | ET5.1 | ET5.1 | +| Loopback 2 request | Not applicable | MPH-L2 AR | ET5.3 | ET5.3 | ET5.3 | +| Loopback release request | Not applicable | MPH-DR | | | | +| Loopback indication | Not applicable | Sa5 = "0" | MPH-EI LB2
ET5.6 | MPH-EI LB2
ET5.6 | MPH-EI LB2
ET5.6 | +| Loopback indication | Not applicable | Sa5 = "1" | (Note 2) | (Note 2) | (Note 2) | +| ET internal failure | Not applicable | ET failure | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | (Note 1) | (Note 1) | MPH-AI
MPH-EI DLd
ET6.2 | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | MPH-AI
MPH-EI DLd
MPH-EI 4
ET6.3 | MPH-AI
MPH-EI DLd
MPH-EI 4
ET6.3 | (Note 1) | +| Failure in digital link upstream | AIS | AIS | MPH-EI DLu
ET6.1 | MPH-EI DLu
ET6.1 | MPH-EI DLu
ET6.1 | + +TABLE A.1/G.962 (continued) + +#### **ET state table – Digital section failure conditions and user side (of T) problems** + +| State | ET2.1 | ET2.2 | ET2.3 | ET2.4 | +|------------------------------------------------------|------------------------|---------------------------|------------------------|------------------------| +| Corresponding G-state | G0, G2, G4, G5 | G4 | G4 | G0 | +| Operational or failure condition as seen from the ET | FC1 | FC3 | FC3 & FC4 | NT power off | +| Signals transmitted towards V3 reference point | Normal frames with RAI | Normal operational frames | Normal frames with RAI | Normal frames with RAI | + + + +| Event | Indication option 3 | Indication option 2 | | | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|------------------------------------------------|-------------------------|-------------------------------------------|------------------------------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P ET0.1 | MPH-EI P ET0.1 | MPH-EI P ET0.1 | MPH-EI P ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | PH-AI MPH-AI ET1 | PH-AI MPH-AI ET1 | (Note 1) | PH-AI MPH-AI ET1 | +| FC1 | SES (2) | AUXP | – | MPH-EI 1 ET2.1 | MPH-EI 1 ET2.1 | – | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | MPH-AI MPH-EI 2 ET4.1 | MPH-AI MPH-EI 2 ET4.1 | (Note 1) | MPH-AI MPH-EI 2 ET4.1 | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | MPH-AI MPH-EI 3 ET2.2 | – | MPH-AI MPH-EI 3 ET2.2 | MPH-AI MPH-EI 3 ET2.2 | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | MPH-AI MPH-EI 4 ET4.2 | (Note 1) | MPH-AI MPH-EI 4 ET4.2 | MPH-AI MPH-EI 4 ET4.2 | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | MPH-AI MPH-EI 0 ET2.6 | (Note 1) | MPH-EI 0 ET2.6 | MPH-AI MPH-EI 0 ET2.6 | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | MPH-AI MPH-EI 3 ET2.3
MPH-AI MPH-EI 4 ET2.3 | MPH-EI 4 ET2.3 | – | MPH-AI MPH-EI 3 ET2.3
MPH-AI MPH-EI 4 ET2.3 | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | MPH-AI MPH-EI 0 ET2.7
MPH-EI 5 ET2.7 | MPH-EI 0 ET2.7 | (Note 1) | MPH-AI MPH-EI 0 ET2.7
MPH-EI 5 ET2.7 | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L ET0.2 | MPH-EI L ET0.2 | MPH-EI L ET0.2 | MPH-EI L ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | ET5.1 | ET5.1 | ET5.1 | ET5.1 | +| Loopback 2 request | Not applicable | MPH-L2 AR | ET5.3 | ET5.3 | ET5.3 | ET5.3 | +| Loopback release request | Not applicable | MPH-DR | | | | | +| Loopback indication | Not applicable | Sa5 = "0" | MPH-EI LB2 ET5.6 | MPH-EI LB2 ET5.6 | MPH-EI LB2 ET5.6 | MPH-EI LB2 ET5.6 | +| Loopback indication | Not applicable | Sa5 = "1" | (Note 2) | (Note 2) | (Note 2) | (Note 2) | +| ET internal failure | Not applicable | ET failure | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | / | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | MPH-AI MPH-EI DLd ET6.2 | MPH-AI MPH-EI DLd ET6.2 | (Note 1) | MPH-AI MPH-EI DLd ET6.2 | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | MPH-AI MPH-EI DLd ET6.3
MPH-EI 4 ET6.3 | (Note 1) | MPH-AI MPH-EI DLd ET6.3
MPH-EI 4 ET6.3 | MPH-AI MPH-EI DLd ET6.3
MPH-EI 4 ET6.3 | +| Failure in digital link upstream | AIS | AIS | MPH-EI DLu ET6.1 | MPH-EI DLu ET6.1 | MPH-EI DLu ET6.1 | MPH-EI DLu ET6.1 | + +TABLE A.1/G.962 (continued) + +#### **ET state table – User side (of T) problems** + +| | | | +|------------------------------------------------------|---------------------------|------------------------| +| State | ET4.1 | ET4.2 | +| Corresponding G-state | G3 | G5 | +| Operational or failure condition as seen from the ET | FC2 | FC4 | +| Signals transmitted towards V3 reference point | Normal operational frames | Normal frames with RAI | + + + +| Event | Indication option 3 | Indication option 2 | | | +|------------------------------------|-------------------------------------------------------|-------------------------------------------------------|------------------------|-----------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | PH-AI
MPH-AI
ET1 | PH-AI
MPH-AI
ET1 | +| FC1 | SES (2) | AUXP | MPH-EI 1
ET2.1 | MPH-EI 1
ET2.1 | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | – | MPH-AI
MPH-EI 2
ET4.1 | +| FC3
(Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | MPH-EI 3
ET2.2 | (Note 1) | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | MPH-EI 4
ET4.2 | – | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | (Note 1) | MPH-EI 0
ET2.6 | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | (Note 1) | MPH-EI 3
ET2.3 | +| NT power off
&
LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | MPH-EI 0
ET2.7 | (Note 1) | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L
ET0.2 | MPH-EI L
ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | ET5.1 | ET5.1 | +| Loopback 2 request | Not applicable | MPH-L2 AR | ET5.3 | ET5.3 | +| Loopback release request | Not applicable | MPH-DR | | | +| Loopback indication | Not applicable | Sa5 = "0" | MPH-EI LB2
ET5.6 | MPH-EI LB2
ET5.6 | +| Loopback indication | Not applicable | Sa5 = "1" | (Note 2) | (Note 2) | +| ET internal failure | Not applicable | ET failure | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | MPH-EI DLd
ET6.2 | (Note 1) | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | (Note 1) | MPH-EI DLd
ET6.3 | +| Failure in digital link upstream | AIS | AIS | MPH-EI DLu
ET6.1 | MPH-EI DLu
ET6.1 | + +TABLE A.1/G.962 (continued) + +#### **ET state table – Loopbacks** + +| State | ET5.1 | ET5.2 | ET5.3 | ET5.4 | +|------------------------------------------------------|------------------------------------|------------------------------------|------------------------------------|------------------------------------| +| Corresponding G-state | F.s. (Note 7) | F.s. (Note 7) | F.s. (Note 7) | F.s. (Note 7) | +| Operational or failure condition as seen from the ET | Loopback 1 activation invoked | Loopback 1 activation | Loopback 2 activation invoked | Loopback 2 activation | +| Signals transmitted towards V3 reference point | Normal frame with RAI Sa6 = "1111" | Normal frame with RAI Sa6 = "1111" | Normal frame with RAI Sa6 = "1010" | Normal frame with RAI Sa6 = "1010" | + +| Event | Indication option 3 | Indication option 2 | | | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|---------------------|---------------------|---------------------|---------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P ET0.1 | MPH-EI P ET0.1 | MPH-EI P ET0.1 | MPH-EI P ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| FC1 | SES (2) | AUXP | MPH-EI 1 – (Note 4) | / | MPH-EI 1 – (Note 4) | MPH-EI 1 – (Note 4) | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L – (Note 4) | MPH-EI L – (Note 4) | MPH-EI L – (Note 4) | MPH-EI L – (Note 4) | +| Loopback 1 request | Not applicable | MPH-L1 AR | | | | | +| Loopback 2 request | Not applicable | MPH-L2 AR | | | | | +| Loopback release request | Not applicable | MPH-DR | ET5.5 | ET5.5 | ET5.5 | ET5.5 | +| Loopback indication | Not applicable | Sa5 = "0" | MPH-AI ET5.2 | – | MPH-AI ET5.4 | – | +| Loopback indication | Not applicable | Sa5 = "1" | – | MPH-EI LB1 | – | MPH-EI LB1 | +| ET internal failure | Not applicable | ET failure | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | MPH-EI ET ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | / | / | +| LOS or AIS from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | Don't care | Don't care | Don't care | Don't care | +| Failure in digital link upstream | AIS | AIS | MPH-EI DLu (Note 4) | MPH-EI DLu (Note 4) | MPH-EI DLu (Note 4) | MPH-EI DLu (Note 4) | + +TABLE A.1/G.962 (continued) + +#### **ET state table – Loopbacks** + +| | | | +|------------------------------------------------------|----------------------------------------|----------------------------------------| +| State | ET5.5 | ET5.6 | +| Corresponding G-state | F.s (Note 7) | F.s (Note 7) | +| Operational or failure condition as seen from the ET | Loopback release invoked | Unintended loopback | +| Signals transmitted towards V3 reference point | Normal frames with RAI
Sa6 = "0000" | Normal frames with RAI
Sa6 = "0000" | + +| Event | Indication option 3 | Indication option 2 | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|---------------------------|-----------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | Don't care | Don't care | +| FC1 | SES (2) | AUXP | Don't care | MPH-EI 1
ET2.1 | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | Don't care | Don't care | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | Don't care | Don't care | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | Don't care | Don't care | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | Don't care | Don't care | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | Don't care | Don't care | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | Don't care | Don't care | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L
–
(Note 4) | MPH-EI L
ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | ET5.1 | – | +| Loopback 2 request | Not applicable | MPH-L2 AR | ET5.3 | – | +| Loopback release request | Not applicable | MPH-DR | | – | +| Loopback indication | Not applicable | Sa5 = "0" | – | – | +| Loopback indication | Not applicable | Sa5 = "1" | ET0.2 | ET0.2 | +| ET internal failure | Not applicable | ET failure | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | Don't care | Don't care | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | Don't care | Don't care | +| Failure in digital link upstream | AIS | AIS | Don't care | MPH-EI DLU
–
(Note 4) | + +TABLE A.1/G.962 (end) + +#### ET state table – Additional digital link problems + +| State | ET6.1 | ET6.2 | ET6.3 | +|------------------------------------------------------|------------------------|---------------------------|-----------------------------| +| Corresponding G-state | | | | +| Operational or failure condition as seen from the ET | CL failure upstream | CL failure downstream | CL failure downstream & FC4 | +| Signals transmitted towards V3 reference point | Normal frames with RAI | Normal operational frames | Normal frames with RAI | + + + +| Event | Indication option 3 | Indication option 2 | | | | +|----------------------------------|-------------------------------------------------------|-------------------------------------------------------|-------------------------------------------|-----------------------------|-------------------------------| +| Loss of ET power | Loss of ET power | Loss of ET power | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | MPH-EI P
ET0.1 | +| Return of ET power | Return of ET power | Return of ET power | / | / | / | +| Normal operational frames | Bit A = "0"
Sa5 = "0" | Bit A = "0"
Sa6 = "0000"
Sa5 = "1" | PH-AI
MPH-AI
ET1 | PH-AI
MPH-AI
ET1 | (Note 1) | +| FC1 | SES (2) | AUXP | MPH-AI
MPH-EI 1
ET2.1 | MPH-EI 1
ET2.1 | MPH-EI 1
ET2.1 | +| FC2 | Bit A = "1" (RAI)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "0000"
Sa5 = "1" | MPH-AI
MPH-EI 2
ET4.1 | MPH-AI
MPH-EI 2
ET4.1 | (Note 1) | +| FC3 (Note 5) | Bit A = "1" (RAI)
SES (3)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1110"
Sa5 = "1" | MPH-AI
MPH-EI 3
ET2.2 | MPH-EI 3
ET2.2 | (Note 1) | +| FC4 | Bit A = "0"
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1100"
Sa5 = "1" | MPH-AI
MPH-EI 4
ET4.2 | (Note 1) | MPH-AI
MPH-EI 4
ET4.2 | +| NT power off | Not applicable | Bit A = "0"
Sa6 = "1000"
Sa5 = "1" | MPH-AI
MPH-EI 0
ET2.6 | (Note 1) | MPH-EI 0
ET2.6 | +| FC3 & FC4 | Bit A = "0"
SES (3)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1110"
Sa5 = "1" | MPH-AI
MPH-EI 3
MPH-EI 4
ET2.3 | (Note 1) | MPH-EI 3
ET2.3 | +| NT power off & LOS/LFA at TE | Not applicable | Bit A = "1" (RAI)
Sa6 = "1000"
Sa5 = "1" | MPH-AI
MPH-EI 0
MPH-EI 5
ET2.7 | MPH-EI 0
ET2.7 | (Note 1) | +| LOS/LFA at ET | Loss of signal (LOS)
Loss of frame alignment (LFA) | Loss of signal (LOS)
Loss of frame alignment (LFA) | MPH-EI L
ET0.2 | MPH-EI L
ET0.2 | MPH-EI L
ET0.2 | +| Loopback 1 request | Not applicable | MPH-L1 AR | ET5.1 | ET5.1 | ET5.1 | +| Loopback 2 request | Not applicable | MPH-L2 AR | ET5.3 | ET5.3 | ET5.3 | +| Loopback release request | Not applicable | MPH-DR | | | | +| Loopback indication | Not applicable | Sa5 = "0" | MPH-EI LB2
ET5.6 | MPH-EI LB2
ET5.6 | MPH-EI LB2
ET5.6 | +| Loopback indication | Not applicable | Sa5 = "1" | (Note 2) | (Note 2) | (Note 2) | +| ET internal failure | Not applicable | ET failure | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | MPH-EI ET
ET0.3 | +| ET failure recovered | Not applicable | ET failure recovered | / | / | / | +| LOS or AIS at LT from ET | Bit A = "1" (RAI)
SES (1)
Sa5 = "0" | Bit A = "1" (RAI)
Sa6 = "1111"
Sa5 = "1" | MPH-AI
MPH-EI DLd
ET6.2 | – | MPH-AI
MPH-EI DLd
ET6.2 | +| LOS or AIS at LT from ET & FC4 | Bit A = "0"
SES (1)
SES (4)
Sa5 = "0" | Bit A = "0"
Sa6 = "1111"
Sa5 = "1" | MPH-AI
MPH-EI DLd
MPH-EI 4
ET6.3 | MPH-EI 4
ET6.3 | – | +| Failure in digital link upstream | AIS | AIS | – | MPH-EI DLu
ET6.1 | MPH-EI DLu
ET6.1 | + +## NOTES + +- This event does not occur while in this state. It is assumed that failure conditions (FC) are detected one by one in a random order i.e. a direct transition from an n-tipple FC situation to an (n-2)-tipple FC situation, or vice versa, is prohibited, e.g. a 0-tipple into a 2-tipple FC situation. +- If no loopback is invoked or activated, bit Sa5 = ONE is ignored. +- This event is when bit Sa5 = ZERO is received in error at the ET. This could be interpreted as an "unintentional loopback" situation. +- The ET issues the MPH-EI appropriate to the failure condition but remains in the state it was before the event occurred. The ET makes provision that this MPH-EI is not issued repetitively. +- For option 2, FC3 includes failure conditions between LT and NT1 (FC5) and at the input of the LT (FC3) whereas for option 3, FC3 includes failure conditions between LT and NT1 (FC5) only. +- For option 3 additional primitives MPH-EI ES1 to 4 and MPH-EI DM1 to 4 can be received without any state change. +- Not implemented in option 3. +- For the definition of signals SES (n) see Annex C.2. + +# Annex B + +## Allocation of signal codings and DS state transition tables for option 2 according to Recommendation I.604 at 2 Mbit/s + +(This annex forms are integral part of this Recommendation) + +## B.1 Introduction + +This annex specifies the allocation of signal codings allocated to the DS state transition tables for the access digital section using option 2 as described in Recommendation I.604. + +## B.2 DS state transition table + +The DS state table consists of ten parts described in Table B.1. The states DS have been numbered to form classes referring to problems as follows: + +Generic form DS A.BCD + +Whereby A, B, C, D combinations indicate problems as defined below: + +### General condition A + +- A=0 Powering problems +- A=1 Digital section (DS) normal +- A=2 DS internal failure (e.g. FC1) +- A=3 DS interface problems (e.g. FC4) +- A=4 DS internal failure and interface problems +- A=5 Loopbacks +- A=6 Problems with additional digital link + +### LT status B + +- B=0 Powering problems +- B=1 LT normal +- B=2 LT problems at side to NT +- B=3 LT problems at side to interface V3 +- B=4 LT problems at side to LT and side to interface V3 +- B=5 Loopback 1 established +- B=6 Receiving signal AIS at interface V3 +- B=7 Receiving signal AIS at interface V3 and LT problems at line side to NT + +### NT status C + +- C=0 Powering problems +- C=1 NT normal +- C=2 NT problems at side to LT + +- C=3 NT problems at side to user-network interface +- C=4 NT problems at side to LT and side to user-network interface +- C=5 Loopback 2 established +- C=6 Receiving signal AIS from LT +- C=7 Receiving signal AIS from LT and NT1 problems at user-network side of interface + +### **NT status D (applicable if C=0)** + +- D=0 Loss of NT1 power +- D=1 NT1 dying gasp phase and NT1 normal transmission condition +- D=3 NT1 dying gasp phase and NT1 problems at user-network side of interface +- D=4 NT1 dying gasp phase and NT1 problems at line side to LT and at user-network side of interface +- D=5 NT1 dying gasp phase and loopback 2 established +- D=6 NT1 dying gasp phase and receiving signal AIS from LT +- D=7 NT1 dying gasp phase and receiving signal AIS from LT and NT1 problems at user-network side of interface + +Figure B.1 helps with the understanding of the fault conditions FCx described in these state tables. + +![Diagram showing the applicability of failure conditions to locations in a digital network. It includes components: ET, Digital link, LT, NT1, and TE. The LT and NT1 are grouped in an 'Access digital section'. Failure conditions are indicated by double-headed arrows over specific segments: FC DLd (between ET and Digital link), FC3 (between Digital link and NT1), FC2 (between NT1 and TE), FC L (between ET and Digital link), FC DLU (between Digital link and LT), FC1 (between LT and NT1), FC4 (between NT1 and TE), FV3 (between Digital link and LT), and FC5 (between LT and NT1). Reference points V3', V3, and T are also marked.](474a819357587e34949a3e110ff19b30_img.jpg) + +T1817060-92/D08 + +Diagram showing the applicability of failure conditions to locations in a digital network. It includes components: ET, Digital link, LT, NT1, and TE. The LT and NT1 are grouped in an 'Access digital section'. Failure conditions are indicated by double-headed arrows over specific segments: FC DLd (between ET and Digital link), FC3 (between Digital link and NT1), FC2 (between NT1 and TE), FC L (between ET and Digital link), FC DLU (between Digital link and LT), FC1 (between LT and NT1), FC4 (between NT1 and TE), FV3 (between Digital link and LT), and FC5 (between LT and NT1). Reference points V3', V3, and T are also marked. + +**FIGURE B.1/G.962** +**Applicability of failure conditions to locations** + +TABLE B.1/G.962 + +### **DS state table – LT and/or NT power off** + +| State | DS 0.000 | DS 0.002 | DS 0.004 | DS 0.02 | DS 0.04 | DS 0.200 | DS 0.400 | DS 0.700 | +|-----------------------------------------------------------------------------------------------|-------------------------------------|---------------------------------------------|-----------------------------------------|-----------------------------|-------------------------|------------------|----------------------------|----------------------------------| +| State name
Operational or failure
condition of DS | LT power off
AND NT
power off | LT power off
AND NT dying
AND not FC4 | LT power off
AND NT dying
AND FC4 | LT power off
AND not FC4 | LT power off
AND FC4 | NT power off | NT power off
AND
FV3 | NT power off
AND
AIS at V3 | +| Corresponding
ET-state | ET 0.2 | ET 0.2 | ET 0.2 | ET 0.2 | ET 0.2 | ET 2.1
ET 2.4 | ET 2.1
ET 2.4 | ET 0.3 | +| Signals transmitted
towards interface V3 | No signal | No signal | No signal | No signal | No signal | AUXP | AUXP | AUXP | +| Signals transmitted
towards u/n interface | No signal | AIS | AIS | AIS | AIS | No signal | No signal | No signal | +| Event | | | | | | | | | +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | / | / | / | / | / | / | / | / | +| Loss of LT power | – | – | – | – | – | DS 0.000 | DS 0.000 | DS 0.000 | +| Return of LT power | DS 0.200 | DS 0.201 | DS 0.203 | DS 4.42 | DS 4.44 | / | / | / | +| NT dying gasp phase | / | – | – | DS 0.002 | DS 0.004 | / | / | / | +| NT power off | – | DS 0.000 | DS 0.000 | / | / | – | – | – | +| Return of NT power | DS 0.04 | DS 0.02 | DS 0.04 | / | / | DS 4.24 | DS 4.44 | DS 6.74 | +| Failure FC1 no loopback
command from ET side | / | / | / | / | / | – | DS 0.200 | DS 0.200 | +| Failure FC5 no loopback
command from ET side | / | – | DS 0.002 | – | DS 0.02 | / | / | / | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | / | / | / | / | / | / | / | / | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | / | / | / | / | / | / | / | / | +| FC1&FC5 no loopback
command | / | / | / | / | / | / | / | / | +| FC1&FC4 no loopback
command | / | / | / | / | / | / | / | / | +| FC5&FC4 no loopback
command | / | DS 0.004 | – | DS 0.04 | – | / | / | / | +| FC1&FV3/FC5 | / | / | / | / | / | DS 0.400 | – | DS 0.400 | +| FC1&FC5&FC4 no
loopback command | / | / | / | / | – | / | / | / | +| FV3/FC5&FC4 | / | / | / | / | / | / | / | / | +| FC1&FV3/FC5&FC4 | / | / | / | / | / | / | / | / | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | / | / | / | / | / | / | / | / | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | / | / | / | / | / | DS 5.500 | DS 5.500 | DS 5.500 | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | / | / | / | / | / | / | / | / | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | / | / | / | / | / | / | / | / | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | / | / | / | / | / | / | / | / | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | / | / | / | / | / | / | / | / | + +TABLE B.1/G.962 (cont.) + +### **DS state table – LT and/or NT power off** + +| State | DS 0.000 | DS 0.002 | DS 0.004 | DS 0.02 | DS 0.04 | DS 0.200 | DS 0.400 | DS 0.700 | +|---------------------------------------------------------|-------------------------------------|---------------------------------------------|-----------------------------------------|--------------------------------|----------------------------|------------------|----------------------------|----------------------------------| +| State name
Operational or failure
condition of DS | LT power off
AND NT
power off | LT power off
AND NT dying
AND not FC4 | LT power off
AND NT dying
AND FC4 | LT power off
AND
not FC4 | LT power off
AND
FC4 | NT power off | NT power off
AND
FV3 | NT power off
AND
AIS at V3 | +| Corresponding
ET-state | ET 0.2 | ET 0.2 | ET 0.2 | ET 0.2 | ET 0.2 | ET 2.1
ET 2.4 | ET 2.1
ET 2.4 | ET 0.3 | +| Signals transmitted
towards interface V3 | No signal | No signal | No signal | No signal | No signal | AUXP | AUXP | AUXP | +| Signals transmitted
towards u/n interface | No signal | AIS | AIS | AIS | AIS | No signal | No signal | No signal | + + + +| Event | | | | | | | | | +|---------------------|---|---|---|---|---|----------|----------|---| +| AIS at interface V3 | / | / | / | / | / | / | / | / | +| AIS&FC1 | / | / | / | / | / | DS 0.700 | DS 0.700 | – | +| AIS&FC5 | / | / | / | / | / | / | / | / | +| AIS&FC4 | / | / | / | / | / | / | / | / | +| AIS&FC1&FC5 | / | / | / | / | / | / | / | / | +| AIS&FC1&FC4 | / | / | / | / | / | / | / | / | +| AIS&FC5&FC4 | / | / | / | / | / | / | / | / | +| AIS&FC1&FC5&FC4 | / | / | / | / | / | / | / | / | + +TABLE B.1/G.962 (cont.) + +### **DS state table – NT dying gasp phase** + +| State | DS 0.101 | DS 0.201 | DS 0.102 | DS 0.202 | DS 0.302 | DS 0.402 | +|------------------------------------------------------|------------------------------------------------|------------------------|----------------------------------------------------|--------------------------|----------------------------------------------------|------------------------------| +| State name
Operational or failure condition of DS | NT dying | NT dying AND FC1 | NT dying AND FC5 | NT dying AND FC1 AND FC5 | NT dying AND FV3/FC5 | NT dying AND FV3/FC5 AND FC1 | +| Corresponding ET-state | ET 2.5, 2.6, 2.7 | ET 2.1
ET 2.4 | ET 2.7 | ET 2.1 | ET 2.7 | ET 2.1 | +| Signals transmitted towards interface V3 | Frames (Note 3);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted towards u/n interface | Normal frames (Note 7) | Normal frames (Note 7) | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | +|--------------------------------------------------------------------------------------|----------|-------------------|----------|-------------------|----------|-------------------| +| Normal frames (Note 1) at V3 and u/n interfaces NOT (FC1 OR FC5 OR loopback command) | – | DS 0.101 | DS 0.101 | (Note 6) | DS 0.101 | (Note 6) | +| Loss of LT power | DS 0.002 | DS 0.002 | DS 0.002 | DS 0.002 | DS 0.002 | DS 0.002 | +| Return of LT power | / | / | / | / | / | / | +| NT dying gasp phase | – | – | – | – | – | – | +| NT power off | DS 0.200 | DS 0.200 | DS 0.200 | DS 0.200 | DS 0.400 | DS 0.400 | +| Return of NT power | DS 1.11 | DS 2.21 | DS 2.12 | DS 2.22 | DS 4.32 | DS 4.42 | +| Failure FC1 no loopback command from ET side | DS 0.201 | – | (Note 6) | DS 0.201 | (Note 6) | DS 0.201 | +| Failure FC5 no loopback command from ET side | DS 0.102 | (Note 6) | – | DS 0.102 | DS 0.102 | (Note 6) | +| Loss of frames (Note 5) at interface V3 (FV3/FC5) not AIS | DS 0.302 | (Note 6) | DS 0.302 | (Note 6) | – | DS 0.302 | +| Loss of frames at u/n interface FC4 (Note 5) no loopback command | DS 0.103 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC5 no loopback command | (Note 6) | DS 0.202 | DS 0.202 | – | (Note 6) | DS 0.202 | +| FC1&FC4 no loopback command | (Note 6) | DS 0.203 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC5&FC4 no loopback command | (Note 6) | (Note 6) | DS 0.104 | (Note 6) | (Note 6) | (Note 6) | +| FC1&FV3/FC5 | (Note 6) | DS 0.402 | (Note 6) | DS 0.402 | DS 0.402 | – | +| FC1&FC5&FC4 no loopback command | (Note 6) | (Note 6) | (Note 6) | DS 0.204 | (Note 6) | (Note 6) | +| FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.304 | (Note 6) | +| FC1&FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.404 | +| Loopback 1 command received AND not (FC5 OR FC4) (Note 10) | DS 5.501 | DS 5.501 | Note 6 | (Note 6) | DS 5.501 | DS 5.501 | +| Loopback 1 command received from ET side AND FC5 (Note 10) | (Note 6) | (Note 6) | DS 5.502 | DS 5.502 | DS 5.502 | DS 5.502 | +| Loopback 1 command received from ET side AND FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command received AND FC5 AND FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 2 command received from ET side not FC1 (Note 10) | DS 5.105 | (Note 6) | DS 5.105 | (Note 6) | DS 5.105 | (Note 6) | +| Loopback 2 command received from ET side AND FC1 (Note 10) | (Note 6) | DS 5.205 (Note 9) | (Note 6) | DS 5.205 (Note 9) | (Note 6) | DS 5.205 (Note 9) | + +TABLE B.1/G.962 (cont.) + +### **DS state table – NT dying gasp phase** + +| State | DS 0.101 | DS 0.201 | DS 0.102 | DS 0.202 | DS 0.302 | DS 0.402 | +|---------------------------------------------------------|------------------------------------------------|---------------------------|-------------------------------------------------------|--------------------------------|-------------------------------------------------------|------------------------------------| +| State name
Operational or failure
condition of DS | NT dying | NT dying
AND
FC1 | NT dying
AND
FC5 | NT dying
AND FC1
AND FC5 | NT dying
AND
FV3/FC5 | NT dying
AND FV3/FC5
AND FC1 | +| Corresponding
ET-state | ET 2.5,
2.6, 2.7 | ET 2.1
ET 2.4 | ET 2.7 | ET 2.1 | ET 2.7 | ET 2.1 | +| Signals transmitted
towards
interface V3 | Frames (Note 3);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards u/n interface | Normal frames
(Note 7) | Normal frames
(Note 7) | AIS | AIS | AIS | AIS | + +| Event | | | | | | | +|---------------------|----------|----------|----------|----------|----------|----------| +| AIS at interface V3 | DS 0.606 | (Note 6) | (Note 6) | (Note 6) | DS 0.606 | (Note 6) | +| AIS&FC1 | (Note 6) | DS 0.706 | (Note 6) | (Note 6) | (Note 6) | DS 0.706 | +| AIS&FC5 | (Note 6) | (Note 6) | DS 0.602 | (Note 6) | DS 0.602 | (Note 6) | +| AIS&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | (Note 6) | (Note 6) | DS 0.702 | (Note 6) | DS 0.702 | +| AIS&FC1&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +### DS state table – NT dying gasp phase + +| State | DS 0.103 | DS 0.203 | DS 0.104 | DS 0.204 | DS 0.304 | DS 0.404 | +|---------------------------------------------------------|---------------------------------------------------------------------------------------------|-------------------------------------------------|------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------------------------------------------|-------------------------------------| +| State name
Operational or failure
condition of DS | NT dying
AND
FC4 | NT dying
AND FC1
AND FC4 | NT dying
AND FC5
AND FC4 | NT dying
AND FC1
FC5, FC4 | NT dying
AND FC4
FV3/FC5 | NT dying
AND FC1
FC4, FV3/FC5 | +| Corresponding
ET-state | ET 2.5
ET 2.6 | ET 2.1 | ET 2.6 | ET 2.1 | ET 2.6 | ET 2.1 | +| Signals transmitted
towards
interface V3 | time slot other
than 0 set to all binary "1";
bit A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1"; bit
A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1"; bit
A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards u/n interface | Normal Frames
(Note 7) | Normal Frames with
RAI (Note 4); bit E = "0" | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | +|-----------------------------------------------------------------------------------------------|----------|----------------------|----------|----------------------|----------|----------------------| +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | DS 0.101 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of LT power | DS 0.004 | DS 0.004 | DS 0.004 | DS 0.004 | DS 0.004 | DS 0.004 | +| Return of LT power | / | / | / | / | / | / | +| NT dying gasp phase | – | – | – | – | – | – | +| NT power off | DS 0.200 | DS 0.200 | DS 0.200 | DS 0.200 | DS 0.400 | DS 0.400 | +| Return of NT power | DS 3.13 | DS 4.23 | DS 4.14 | DS 4.24 | DS 4.34 | DS 4.44 | +| Failure FC1 no loopback
command from ET side | (Note 6) | DS 0.201 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Failure FC5 no loopback
command from ET side | (Note 6) | (Note 6) | DS 0.102 | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames (Note 5)
at interface V3
(FV3/FC5) not AIS | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.302 | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5)
no loopback command | – | DS 0.103 | DS 0.103 | (Note 6) | DS 0.103 | (Note 6) | +| FC1&FC5 no loopback
command | (Note 6) | (Note 6) | (Note 6) | DS 0.202 | (Note 6) | (Note 6) | +| FC1&FC4 no loopback
command | DS 0.203 | – | (Note 6) | DS 0.203 | (Note 6) | DS 0.203 | +| FC5&FC4 no loopback
command | DS 0.104 | (Note 6) | – | DS 0.104 | DS 0.104 | (Note 6) | +| FC1&FV3/FC5 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.402 | +| FC1&FC5&FC4 no
loopback command | (Note 6) | DS 0.204 | DS 0.204 | – | (Note 6) | DS 0.204 | +| FV3/FC5&FC4 | DS 0.304 | (Note 6) | DS 0.304 | (Note 6) | – | DS 0.304 | +| FC1&FV3/FC3&FC4 | (Note 6) | DS 0.404 | (Note 6) | DS 0.404 | DS 0.404 | – | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | (Note 6) | (Note 6) | Note 6 | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | DS 5.503 | DS 5.503 | (Note 6) | (Note 6) | DS 5.503 | DS 5.503 | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | (Note 6) | (Note 6) | DS 5.504 | DS 5.504 | DS 5.504 | DS 5.504 | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | DS 5.105 | (Note 6) | DS 5.105 | (Note 6) | DS 5.105 | (Note 6) | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | (Note 6) | DS 5.205
(Note 9) | DS 5.205 | DS 5.205
(Note 9) | (Note 6) | DS 5.205
(Note 9) | + +TABLE B.1/G.962 (cont.) + +#### **DS state table – NT dying gasp phase** + +| State | DS 0.103 | DS 0.203 | DS 0.104 | DS 0.204 | DS 0.304 | DS 0.404 | +|---------------------------------------------------------|---------------------------------------------------------------------------------------------|-------------------------------------------------|------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------------------------------------------|-------------------------------------| +| State name
Operational or failure
condition of DS | NT dying
AND
FC4 | NT dying
AND FC1
AND FC4 | NT dying
AND FC5
AND FC4 | NT dying
AND FC1
FC5, FC4 | NT dying
AND FC4
FV3/FC5 | NT dying
AND FC1
FC4, FV3/FC5 | +| Corresponding
ET-state | ET 2.5
ET 2.6 | ET 2.1 | ET 2.6 | ET 2.1 | ET 2.6 | ET 2.1 | +| Signals transmitted
towards
interface V3 | time slot other
than 0 set to all binary "1";
bit A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1"; bit
A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1"; bit
A = "0"; Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards u/n interface | Normal frames
(Note 7) | Normal frames with
RAI (Note 4); bit E = "0" | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | +|---------------------|----------|----------|----------|----------|----------|----------| +| AIS at interface V3 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.606 | (Note 6) | +| AIS&FC5 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC3 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.602 | (Note 6) | +| AIS&FC4 | DS 0.607 | (Note 6) | (Note 6) | (Note 6) | DS 0.607 | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC4 | (Note 6) | DS 0.707 | (Note 6) | (Note 6) | (Note 6) | DS 0.707 | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | DS 0.604 | (Note 6) | DS 0.604 | (Note 6) | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 0.704 | (Note 6) | DS 0.704 | + +TABLE B.1/G.962 (cont.) + +#### DS state table – NT dying gasp phase + +| State | DS 0.606 | DS 0.706 | DS 0.602 | DS 0.702 | DS 0.607 | DS 0.707 | DS 0.604 | DS 0.704 | +|-----------------------------------------------------------------------------------------------|-------------------------------------------------------|------------------------------------|-------------------------------------------------------|--------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------|---------------------------------------------------------------------------------------------------|-------------------------------------------| +| State name
Operational or failure
condition of DS | NT dying AND
ET fail. | NTdying AND
ET fail.
AND FC1 | NTdying AND
ET fail.
AND FC5 | NTdying AND
ET fail.,
FC1, FC5 | NTdying AND
ET fail.
AND FC4 | NTdying AND
ET fail.,
FC1, FC4 | NTdying AND
ET fail.,
FC5, FC4 | NTdying AND
ET fail.,
FC1, FC5, FC4 | +| Corresponding
ET-state | ET 0.3
ET 2.7 | ET 0.3
ET 6.1 | ET 0.3
ET 2.7 | ET 0.3
ET 6.1 | ET 0.3 | ET 0.3
ET 6.1 | ET 0.3 | ET 0.3
ET 6.1 | +| Signals transmitted
towards
interface V3 | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards u/n interface | AIS | AIS | AIS | AIS | AIS | AIS | AIS | AIS | +| Event | | | | | | | | | +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | DS 0.101 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of LT power | DS 0.002 | DS 0.002 | DS 0.002 | DS 0.002 | DS 0.004 | DS 0.004 | DS 0.004 | DS 0.004 | +| Return of LT power | / | / | / | / | / | / | / | / | +| NT dying gasp phase | – | – | – | – | – | – | – | – | +| NT power off | DS 0.700 | DS 0.700 | DS 0.700 | DS 0.700 | DS 0.700 | DS 0.700 | DS 0.700 | DS 0.700 | +| Return of NT power | DS 6.66 | DS 6.76 | DS 6.62 | DS 6.72 | DS 6.67 | DS 6.77 | DS 6.64 | DS 6.74 | +| Failure FC1 no loopback
command from ET side | (Note 6) | DS 0.201 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Failure FC5 no loopback
command from ET side | (Note 6) | (Note 6) | DS 0.102 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | DS 0.302 | (Note 6) | DS 0.302 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.103 | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC5 no loopback
command | (Note 6) | (Note 6) | (Note 6) | DS 0.202 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC4 no loopback
command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.203 | (Note 6) | (Note 6) | +| FC5&FC4 no loopback
command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.104 | (Note 6) | +| FC1&FV3/FC5 | (Note 6) | DS 0.402 | (Note 6) | DS 0.402 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC5&FC4 no
loopback command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.204 | +| FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.304 | (Note 6) | DS 0.304 | (Note 6) | +| FC1&FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.404 | (Note 6) | DS 0.404 | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | DS 5.501 | DS 5.501 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | (Note 6) | (Note 6) | DS 5.502 | DS 5.502 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 5.503 | DS 5.503 | (Note 6) | (Note 6) | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 5.504 | DS 5.504 | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | DS 5.105 | (Note 6) | (Note 6) | (Note 6) | DS 5.105 | (Note 6) | (Note 6) | (Note 6) | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | (Note 6) | DS 5.205
(Note 9) | (Note 6) | (Note 6) | (Note 6) | DS 5.205
(Note 9) | (Note 9) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +#### **DS state table – NT dying gasp phase** + +| State | DS 0.606 | DS 0.706 | DS 0.602 | DS 0.702 | DS 0.607 | DS 0.707 | DS 0.604 | DS 0.704 | +|---------------------------------------------------------|-------------------------------------------------------|------------------------------------|-------------------------------------------------------|--------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------|---------------------------------------------------------------------------------------------------|-------------------------------------------| +| State name
Operational or failure
condition of DS | NT dying AND
ET fail | NTdying AND
ET fail.
AND FC1 | NTdying AND
ET fail.
AND FC5 | NTdying AND
ET fail.,
FC1, FC5 | NTdying AND
ET fail.
AND FC4 | NTdying AND
ET fail.,
FC1, FC4 | NTdying AND
ET fail.,
FC5, FC4 | NTdying AND
ET fail.,
FC1, FC5, FC4 | +| Corresponding
ET-state | ET 0.3
ET 2.7 | ET 0.3
ET 6.1 | ET 0.3
ET 2.7 | ET 0.3
ET 6.1 | ET 0.3 | ET 0.3
ET 6.1 | ET 0.3 | ET 0.3
ET 6.1 | +| Signals transmitted
towards
interface V3 | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | Frames
RAI (Note 2);
Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1000" | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards u/n interface | AIS | AIS | AIS | AIS | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | | | +|---------------------|----------|----------|----------|----------|----------|----------|----------|----------| +| AIS at interface V3 | – | DS 0.606 | DS 0.606 | (Note 6) | DS 0.606 | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1 | DS 0.706 | – | (Note 6) | DS 0.706 | (Note 6) | DS 0.706 | (Note 6) | (Note 6) | +| AIS&FC5 | DS 0.602 | (Note 6) | – | DS 0.602 | (Note 6) | (Note 6) | DS 0.602 | (Note 6) | +| AIS&FC4 | DS 0.607 | (Note 6) | (Note 6) | (Note 6) | – | DS 0.607 | DS 0.607 | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | DS 0.702 | DS 0.702 | – | (Note 6) | (Note 6) | (Note 6) | DS 0.702 | +| AIS&FC1&FC4 | (Note 6) | DS 0.707 | (Note 6) | (Note 6) | DS 0.707 | – | (Note 6) | DS 0.707 | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | DS 0.604 | (Note 6) | DS 0.604 | (Note 6) | – | DS 0.604 | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 0.704 | (Note 6) | DS 0.704 | DS 0.704 | – | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Digital section normal OR FC within digital section OR FC at interface** + +| State | DS 1.11 | DS 2.12 | DS 2.21 | DS 2.22 | DS 3.13 | +|-----------------------------------------------------------------------------------------------|----------------------------------------------|----------------------------------------------------|-------------------------------------------------|---------------------|---------------------------------------------------------------------------------------------| +| State name
Operational or failure
condition of DS | Digital section
normal | FC5 | FC1 | FC1&FC5 | FC4 | +| Corresponding
ET-state | ET 1,
4.1, 0.2 | ET 2.2 | ET 2.1 | ET 2.1 | ET 4.2 | +| Signals transmitted
towards
interface V3 | Normal frames;
Sa5 = "1";
Sa6 = "0000" | Frames
RAI (Note 2);
Sa5 = "1"; Sa6 = "1110" | AUXP | AUXP | time slot other than 0 set
to all binary "1";
bit A = "0"; Sa5 = "1";
Sa6 = "1100" | +| Signals transmitted
towards u/n interface | Normal frames | AIS | Normal frames with
RAI (Note 4); bit E = "1" | AIS | Frames with RAI (Note
4); bit E = "0" | +| Event | | | | | | +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | – | DS 1.11 | DS 1.11 | (Note 6) | DS 1.11 | +| Loss of LT power | DS 0.02 | DS 0.02 | DS 0.02 | DS 0.02 | DS 0.04 | +| Return of LT power | / | / | / | / | / | +| NT dying gasp phase | DS 0.101 | DS 0.102 | DS 0.201 | DS 0.202 | DS 0.103 | +| NT power off | / | / | / | / | / | +| Return of NT power | / | / | / | / | / | +| Failure FC1 no loopback
command from ET side | DS 2.21 | (Note 6) | – | DS 2.21 | (Note 6) | +| Failure FC5 no loopback
command from ET side | DS 2.12 | – | (Note 6) | DS 2.12 | (Note 6) | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | DS 4.32 | DS 4.32 | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | DS 3.13 | (Note 6) | (Note 6) | (Note 6) | – | +| FC1&FC5 no loopback
command | (Note 6) | DS 2.22 | DS 2.22 | – | (Note 6) | +| FC1&FC4 no loopback
command | (Note 6) | (Note 6) | DS 4.23 | (Note 6) | DS 4.23 | +| FC5&FC4 no loopback
command | (Note 6) | DS 4.14 | (Note 6) | (Note 6) | DS 4.14 | +| FC1&FV3/FC5 | (Note 6) | (Note 6) | DS 4.42 | DS 4.42 | (Note 6) | +| FC1&FC5&FC4 no
loopback command | (Note 6) | (Note 6) | (Note 6) | DS 4.24 | (Note 6) | +| FV3/FC5&FC4 | State | (Note 6) | (Note 6) | (Note 6) | DS 4.34 | +| FC1&FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | DS 5.51 | (Note 6) | DS 5.51 | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | (Note 6) | DS 5.52 | (Note 6) | DS 5.52 | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 5.53 | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | DS 5.15 | DS 5.15 | (Note 6) | (Note 6) | DS 5.15 | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | (Note 6) | (Note 6) | DS 5.25
(Note 9) | DS 5.25
(Note 9) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +#### **DS state table – Digital section normal or FC within digital section or FC at interface** + +| State | DS 1.11 | DS 2.12 | DS 2.21 | DS 2.22 | DS 3.13 | +|---------------------------------------------------------|----------------------------------------------|----------------------------------------------------|-------------------------------------------------|---------|---------------------------------------------------------------------------------------------| +| State name
Operational or failure
condition of DS | Digital section
normal | FC5 | FC1 | FC1&FC5 | FC4 | +| Corresponding
ET-state | ET 1,
4.1, 0.2 | ET 2.2 | ET 2.1 | ET 2.1 | ET 4.2 | +| Signals transmitted
towards
interface V3 | Normal frames;
Sa5 = "1";
Sa6 = "0000" | Frames
RAI (Note 2);
Sa5 = "1"; Sa6 = "1110" | AUXP | AUXP | time slot other than 0 set
to all binary "1";
bit A = "0"; Sa5 = "1";
Sa6 = "1100" | +| Signals transmitted
towards u/n interface | Normal frames | AIS | Normal frames with
RAI (Note 4); bit E = "1" | AIS | Frames with RAI (Note 4);
bit E = "0" | + + + +| Event | | | | | | +|---------------------|----------|----------|----------|----------|----------| +| AIS at interface V3 | DS 6.66 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1 | (Note 6) | (Note 6) | DS 6.76 | (Note 6) | (Note 6) | +| AIS&FC5 | (Note 6) | DS 6.62 | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.67 | +| AIS&FC1&FC5 | (Note 6) | (Note 6) | (Note 6) | DS 6.72 | (Note 6) | +| AIS&FC1&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +#### DS state table – FC within digital section AND FC at interface + +| State | DS 4.14 | DS 4.23 | DS 4.32 | DS 4.24 | DS 4.42 | DS 4.34 | DS 4.44 | +|-----------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|----------------------------------------------------|-------------------------------------------------------|---------------------|---------------------|---------------------------------------------------------------------------------------------------|---------------------| +| State name
Operational or failure
condition of DS | FC5&FC4 | FC1&FC4 | FV3/FC5 | FC1&FC5&FC4 | FC1&FV3/FC5 | FV3/FC5&FC4 | FC1&FV3/
FC5&FC4 | +| Corresponding
ET-state | ET 2.3 | ET 2.1 | ET 2.2 | ET 2.1 | ET 2.1 | ET 2.3 | ET 2.1 | +| Signals transmitted
towards
interface V3 | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1110" | AUXP | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | +| Signals transmitted
towards u/n interface | AIS | Normal frames with
RAI (Note 4);
bit E = "0" | AIS | AIS | AIS | AIS | AIS | +| Event | | | | | | | | +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | (Note 6) | (Note 6) | DS 1.11 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of LT power | DS 0.04 | DS 0.04 | DS 0.02 | DS 0.04 | DS 0.02 | DS 0.04 | DS 0.04 | +| Return of LT power | / | / | / | / | / | / | / | +| NT dying gasp phase | DS 0.104 | DS 0.203 | DS 0.302 | DS 0.204 | DS 0.402 | DS 0.304 | DS 0.404 | +| NT power off | / | / | / | / | / | / | / | +| Return of NT power | / | / | / | / | / | / | / | +| Failure FC1 no loopback
command from ET side | (Note 6) | DS 2.21 | (Note 6) | (Note 6) | DS 2.21 | (Note 6) | (Note 6) | +| Failure FC5 no loopback
command from ET side | DS 2.12 | (Note 6) | DS 2.12 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | (Note 6) | (Note 6) | – | (Note 6) | DS 4.32 | DS 4.32 | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | DS 3.13 | DS 3.13 | (Note 6) | (Note 6) | (Note 6) | DS 3.13 | (Note 6) | +| FC1&FC5 no loopback
command | (Note 6) | (Note 6) | (Note 6) | DS 2.22 | DS 2.22 | (Note 6) | (Note 6) | +| FC1&FC4 no loopback
command | (Note 6) | – | (Note 6) | DS 4.23 | (Note 6) | (Note 6) | DS 4.23 | +| FC5&FC4 no loopback
command | – | (Note 6) | (Note 6) | DS 4.14 | (Note 6) | DS 4.14 | (Note 6) | +| FC1&FV3/FC5 | (Note 6) | (Note 6) | DS 4.42 | (Note 6) | – | (Note 6) | DS 4.42 | +| FC1&FC5&FC4 no
loopback command | DS 4.24 | DS 4.24 | (Note 6) | – | (Note 6) | (Note 6) | DS 4.24 | +| FV3/FC5&FC4 | DS 4.34 | (Note 6) | DS 4.34 | (Note 6) | (Note 6) | – | DS 4.34 | +| FC1&FV3/FC5&FC4 | (Note 6) | DS 4.44 | (Note 6) | DS 4.44 | DS 4.44 | DS 4.44 | – | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | (Note 6) | DS 5.51 | DS 5.51 | (Note 6) | DS 5.51 | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | (Note 6) | (Note 6) | DS 5.52 | (Note 6) | DS 5.52 | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | (Note 6) | DS 5.53 | (Note 6) | (Note 6) | (Note 6) | DS 5.53 | DS 5.53 | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | DS 5.54 | (Note 6) | (Note 6) | DS 5.54 | (Note 6) | DS 5.54 | DS 5.54 | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | DS 5.15 | (Note 6) | DS 5.15 | (Note 6) | (Note 6) | DS 5.15 | (Note 6) | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | (Note 6) | DS 5.25
(Note 9) | (Note 6) | DS 5.25
(Note 9) | DS 5.25
(Note 9) | (Note 6) | DS 5.25
(Note 9) | + +TABLE B.1/G.962 (cont.) + +#### **DS state table – FC within digital section AND FC at interface** + +| State | DS 4.14 | DS 4.23 | DS 4.32 | DS 4.24 | DS 4.42 | DS 4.34 | DS 4.44 | +|---------------------------------------------------------|---------------------------------------------------------------------------------------------------|----------------------------------------------------|-------------------------------------------------------|-------------|-------------|---------------------------------------------------------------------------------------------------|---------------------| +| State name
Operational or failure
condition of DS | FC5&FC4 | FC1&FC4 | FV3/FC5 | FC1&FC5&FC4 | FC1&FV3/FC5 | FV3/FC5&FC4 | FC1&FV3/
FC5&FC4 | +| Corresponding
ET-state | ET 2.3 | ET 2.1 | ET 2.2 | ET 2.1 | ET 2.1 | ET 2.3 | ET 2.1 | +| Signals transmitted
towards
interface V3 | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1110" | AUXP | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | +| Signals transmitted
towards u/n interface | AIS | Normal frames with
RAI (Note 4);
bit E = "0" | AIS | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | | +|---------------------|----------|----------|----------|----------|----------|----------|----------| +| AIS at interface V3 | (Note 6) | (Note 6) | DS 6.66 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.76 | (Note 6) | (Note 6) | +| AIS&FC5 | (Note 6) | (Note 6) | DS 6.62 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.72 | (Note 6) | (Note 6) | +| AIS&FC1&FC4 | (Note 6) | DS 6.77 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC5&FC4 | DS 6.64 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.64 | (Note 6) | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 6.74 | DS 6.74 | (Note 6) | DS 6.74 | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Loopbacks while access normal power condition** + +| State | DS 5.51 | DS 5.52 | DS 5.53 | DS 5.54 | DS 5.15 | DS 5.25 | +|-------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|------------------------------------------------| +| State name | Loopback 1 | Loopback 1 | Loopback 1 | Loopback 1 | Loopback 2 | Loopback 2 | +| Operational or failure condition of DS | LT normal
OR FC1 | FC5 | FC4 | FC5 AND
FC4 | (NT normal
OR FC4) | (NT normal
OR FC4)&FC1 | +| Corresponding ET-state | ET 5.2 | ET 5.2 | ET .... | ET .... | ET 5.4 | ET 5.4 | +| Signals transmitted towards interface V3 | Frames received from ET at interface V3; Sa5 = "0" | Frames received from ET at interface V3; Sa5 = "0" | Frames received from ET at interface V3; Sa5 = "0" | Frames received from ET at interface V3; Sa5 = "0" | Frames received from ET at interface V3; Sa5 = "0" | AUXP | +| Signals transmitted towards u/n interface | Frames RAI (Note 4); bit E = "1"; Sa6 = "1111" | AIS | Frames RAI (Note 4); bit E = "1"; Sa6 = "1111" | AIS | Frames RAI (Note 4); bit E = "1"; Sa6 = "1010" | Frames RAI (Note 4); bit E = "1"; Sa6 = "1010" | + + + +| Event | | | | | | | +|--------------------------------------------------------------------------------------|-------------------|-------------------|-------------------|-------------------|-------------------|-------------------| +| Normal frames (Note 1) at V3 and u/n interfaces NOT (FC1 OR FC5 OR loopback command) | DS 1.11 (Note 13) | (Note 6) | (Note 6) | (Note 6) | DS 1.11 (Note 13) | DS 2.21 (Note 13) | +| Loss of LT power | DS 0.02 | DS 0.02 | DS 0.04 | DS 0.04 | DS 0.04 | DS 0.04 | +| Return of LT power | / | / | / | / | / | / | +| NT dying gasp phase | DS 5.501 | DS 5.502 | DS 5.503 | DS 5.504 | DS 0.105 | DS 0.205 | +| NT power off | / | / | / | / | / | / | +| Return of NT power | / | / | / | / | / | / | +| Failure FC1 no loopback command from ET side | DS 2.21 (Note 11) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 2.21 (Note 13) | +| Failure FC5 no loopback command from ET side | (Note 6) | DS 2.12 (Note 13) | (Note 6) | (Note 6) | DS 2.12 (Note 13) | (Note 6) | +| Loss of frames (Note 5) at interface V3 (FV3/FC5) not AIS | DS 4.32 | DS 4.32 | (Note 6) | (Note 6) | DS 4.32 | (Note 6) | +| Loss of frames at u/n interface FC4 (Note 5) no loopback command | (Note 6) | (Note 6) | DS 3.13 (Note 13) | (Note 6) | DS 3.13 (Note 12) | (Note 6) | +| FC1&FC5 no loopback command | (Note 6) | DS 2.22 (Note 11) | (Note 6) | (Note 6) | (Note 6) | DS 2.22 | +| FC1&FC4 no loopback command | (Note 6) | (Note 6) | DS 4.23 (Note 11) | (Note 6) | (Note 6) | DS 4.23 (Note 11) | +| FC5&FC4 no loopback command | (Note 6) | (Note 6) | (Note 6) | DS 4.14 (Note 13) | DS 4.14 (Note 12) | (Note 6) | +| FC1&FV3/FC5 | DS 4.42 | DS 4.42 | (Note 6) | (Note 6) | (Note 6) | DS 4.42 | +| FC1&FC5&FC4 no loopback command | (Note 6) | (Note 6) | (Note 6) | DS 4.24 (Note 11) | (Note 6) | DS 4.24 | +| FV3/FC5&FC4 | (Note 6) | (Note 6) | DS 4.34 | DS 4.34 | DS 4.34 | (Note 6) | +| FC1&FV3/FC5&FC4 | (Note 6) | (Note 6) | DS 4.44 | DS 4.44 | (Note 6) | DS 4.44 | +| Loopback 1 command received AND not (FC5 OR FC4) (Note 10) | – | DS 5.51 | DS 5.51 | (Note 6) | DS 5.51 (Note 13) | DS 5.51 (Note 13) | +| Loopback 1 command received from ET side AND FC5 (Note 10) | DS 5.52 | – | (Note 6) | DS 5.52 | (Note 6) | (Note 6) | +| Loopback 1 command received from ET side AND FC4 (Note 10) | DS 5.53 | (Note 6) | – | DS 5.53 | DS 5.53 (Note 12) | DS 5.53 (Note 12) | +| Loopback 1 command received AND FC5 AND FC4 (Note 10) | (Note 6) | DS 5.54 | DS 5.54 | – | (Note 6) | (Note 6) | +| Loopback 2 command received from ET side not FC1 (Note 10) | DS 5.15 | (Note 6) | DS 5.15 | (Note 6) | – | DS 5.15 | +| Loopback 2 command received from ET side AND FC1 (Note 10) | DS 5.25 (Note 9) | (Note 6) | DS 5.25 (Note 9) | (Note 6) | DS 5.25 | – | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Loopbacks while access normal power condition** + +| State | DS 5.51 | DS 5.52 | DS 5.53 | DS 5.54 | DS 5.15 | DS 5.25 | +|---------------------------------------------------------|----------------------------------------------------------|----------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|---------------------------------------------------------| +| State name
Operational or failure
condition of DS | Loopback 1
LT normal
OR FC1 | Loopback 1
FC5 | Loopback 1
FC4 | Loopback 1
FC5 AND
FC4 | Loopback 2
(NT normal
OR FC4) | Loopback 2
(NT normal
OR FC4)&FC1 | +| Corresponding
ET-state | ET 5.2 | ET 5.2 | ET .... | ET .... | ET 5.4 | ET 5.4 | +| Signals transmitted
towards interface V3 | Frames
received from ET at
interface V3; Sa5 = "0" | Frames
received from ET at
interface V3; Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | AUXP | +| Signals transmitted
towards u/n interface | Frames RAI (Note 4);
bit E = "1"; Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1010" | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1010" | + + + +| Event | | | | | | | +|---------------------|----------------------|----------------------|----------------------|----------------------|----------------------|----------------------| +| AIS at interface V3 | DS 6.66
(Note 13) | (Note 6) | (Note 6) | (Note 6) | DS 6.66
(Note 13) | (Note 6) | +| AIS&FC1 | DS 6.76
(Note 11) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.76
(Note 13) | +| AIS&FC5 | (Note 6) | DS 6.62
(Note 13) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC4 | (Note 6) | (Note 6) | DS 6.67
(Note 13) | (Note 6) | DS 6.67
(Note 13) | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | DS 6.72
(Note 11) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC4 | (Note 6) | (Note 6) | DS 6.77
(Note 11) | (Note 6) | (Note 6) | DS 6.77
(Note 12) | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 6.64
(Note 13) | (Note 6) | (Note 6) | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 6.74
(Note 11) | (Note 6) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Loopbacks while access abnormal power condition** + +| State | DS 5.500 | DS 5.501 | DS 5.502 | DS 5.503 | DS 5.504 | DS 5.105 | DS 5.205 | +|---------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------------------------------------------|---------------------------------------------------------| +| State name
Operational or failure
condition of DS | Loopback 1
NT power off | Loopback 1
NT dying | Loopback 1
NT dying
AND FC5 | Loopback 1
NT dying
AND FC4 | Loopback 1
NT dying
AND FC5, FC4 | Loopback 2
NT dying | Loopback 2
NT dying
AND FC1 | +| Corresponding
ET-state | ET 5.2 | ET .... | ET .... | ET .... | ET .... | ET 5.4 | ET 5.4 | +| Signals transmitted
towards
interface V3 | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET at
interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards
u/n interface | No signal | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "0";
Sa6 = "1010" | Frames RAI
(Note 4);
bit E = "0";
Sa6 = "1010" | + +| Event | | | | | | | | +|-----------------------------------------------------------------------------------------------|----------|-----------------------|-----------------------|-----------------------|-----------------------|-----------------------|-----------------------| +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | / | DS 0.101
(Note 13) | (Note 6) | (Note 6) | (Note 6) | DS 0.101
(Note 13) | (Note 6) | +| Loss of LT power | DS 0.000 | DS 0.002 | DS 0.002 | DS 0.004 | DS 0.004 | DS 0.004 | DS 0.004 | +| Return of LT power | / | / | / | / | / | | | +| NT dying gasp phase | / | – | – | – | – | – | – | +| NT power off | – | DS 5.500 | DS 5.500 | DS 5.500 | DS 5.500 | DS 0.200 | DS 0.200 | +| Return of NT power | DS 5.54 | DS 5.51 | DS 5.52 | DS 5.53 | DS 5.54 | DS 5.15 | DS 5.25 | +| Failure FC1 no loopback
command from ET side | DS 0.200 | DS 0.201
(Note 13) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.201
(Note 13) | +| Failure FC5 no loopback
command from ET side | / | (Note 6) | DS 0.102
(Note 13) | (Note 6) | (Note 6) | DS 0.102
(Note 13) | (Note 6) | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | / | DS 0.302
(Note 13) | DS 0.302
(Note 13) | (Note 6) | (Note 6) | DS 0.302
(Note 13) | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | / | (Note 6) | (Note 6) | DS 0.103
(Note 13) | (Note 6) | DS 0.103
(Note 13) | (Note 6) | +| FC1&FC5 no loopback
command | / | (Note 6) | DS 0.202
(Note 11) | (Note 6) | (Note 6) | (Note 6) | DS 0.202
(Note 13) | +| FC1&FC4 no loopback
command | / | (Note 6) | (Note 6) | DS 0.203
(Note 11) | (Note 6) | (Note 6) | DS 0.203
(Note 12) | +| FC5&FC4 no loopback
command | / | (Note 6) | (Note 6) | (Note 6) | DS 0.104
(Note 13) | DS 0.104
(Note 12) | (Note 6) | +| FC1&FV3/FC5 | DS 0.400 | DS 0.402
(Note 11) | DS 0.402
(Note 11) | (Note 6) | (Note 6) | (Note 6) | DS 0.402
(Note 13) | +| FC1&FC5&FC4 no
loopback command | / | (Note 6) | (Note 6) | (Note 6) | DS 0.204
(Note 11) | (Note 6) | DS 0.204
(Note 12) | +| FV3/FC5&FC4 | / | (Note 6) | (Note 6) | DS 0.304
(Note 13) | DS 0.304
(Note 13) | DS 0.304
(Note 12) | (Note 6) | +| FC1&FV3/FC5&FC4 | / | (Note 6) | (Note 6) | DS 0.404
(Note 11) | DS 0.404
(Note 11) | (Note 6) | DS 0.404
(Note 12) | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | / | – | DS 5.501 | DS 5.501 | (Note 6) | DS 5.501
(Note 13) | DS 5.501
(Note 13) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | / | DS 5.502 | – | (Note 6) | DS 5.502 | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | / | DS 5.503 | (Note 6) | – | DS 5.503 | DS 5.503
(Note 12) | DS 5.503
(Note 12) | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | / | (Note 6) | DS 5.504 | DS 5.504 | – | (Note 6) | (Note 6) | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | / | DS 5.105 | (Note 6) | DS 5.105 | (Note 6) | – | DS 5.105 | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | / | DS 5.205
(Note 9) | (Note 6) | DS 5.205
(Note 9) | (Note 6) | DS 5.205 | – | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Loopbacks while access abnormal power condition** + +| State | DS 5.500 | DS 5.501 | DS 5.502 | DS 5.503 | DS 5.504 | DS 5.105 | DS 5.205 | +|---------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------------------------------------------|---------------------------------------------------------| +| State name
Operational or failure
condition of DS | Loopback 1
NT power off | Loopback 1
NT dying | Loopback 1
NT dying
AND FC5 | Loopback 1
NT dying
AND FC4 | Loopback 1
NT dying
AND FC5, FC4 | Loopback 2
NT dying | Loopback 2
NT dying
AND FC1 | +| Corresponding
ET-state | ET 5.2 | ET .... | ET .... | ET .... | ET .... | ET 5.4 | ET 5.4 | +| Signals transmitted
towards
interface V3 | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET at
interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0" | Frames
received from ET
at interface V3;
Sa5 = "0";
Sa6 = "1000" | AUXP | +| Signals transmitted
towards
u/n interface | No signal | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "1";
Sa6 = "1111" | AIS | Frames RAI
(Note 4);
bit E = "0";
Sa6 = "1010" | Frames RAI
(Note 4);
bit E = "0";
Sa6 = "1010" | + + + +| Event | | | | | | | | +|---------------------|----------|-----------------------|-----------------------|-----------------------|-----------------------|-----------------------|-----------------------| +| AIS at interface V3 | / | DS 0.606
(Note 13) | (Note 6) | (Note 6) | (Note 6) | DS 0.606
(Note 13) | (Note 6) | +| AIS&FC1 | DS 0.700 | DS 0.706
(Note 11) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 0.706
(Note 13) | +| AIS&FC5 | / | (Note 6) | DS 0.602
(Note 13) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC4 | / | (Note 6) | (Note 6) | DS 0.607
(Note 13) | (Note 6) | DS 0.607
(Note 12) | (Note 6) | +| AIS&FC1&FC5 | / | (Note 6) | DS 0.702
(Note 11) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1&FC4 | / | (Note 6) | (Note 6) | DS 0.707
(Note 11) | (Note 6) | (Note 6) | DS 0.707
(Note 12) | +| AIS&FC5&FC4 | / | (Note 6) | (Note 6) | (Note 6) | DS 0.604
(Note 13) | (Note 6) | (Note 6) | +| AIS&FC1&FC5&FC4 | / | (Note 6) | (Note 6) | (Note 6) | DS 0.704
(Note 11) | (Note 6) | (Note 6) | + +TABLE B.1/G.962 (cont.) + +### **DS state table – Digital section receiving AIS at interface V3** + +| State | DS 6.66 | DS 6.76 | DS 6.62 | DS 6.67 | DS 6.72 | DS 6.77 | DS 6.64 | DS 6.74 | +|---------------------------------------------------------|-------------------------------------------------------|-------------------|-------------------------------------------------------|---------------------------------------------------------------------------------------------------|----------------------|----------------------|---------------------------------------------------------------------------------------------------|------------------------------| +| State name
Operational or failure
condition of DS | AIS at V3 | AIS at V3&FC1 | AIS at V3&FC5 | AIS at V3&FC4 | AIS at
V3&FC1&FC5 | AIS at
V3&FC1&FC4 | AIS at
V3&FC5&FC4 | AIS at
V3&FC1&FC5
&FC4 | +| Corresponding
ET-state | ET 0.3
ET 6.2 | ET 0.3
ET .... | ET 0.3
ET 2.2 | ET 0.3
ET 6.3 | ET 0.3
ET .... | ET 0.3
ET .... | ET 0.3
ET 2.3 | ET 0.3
ET .... | +| Signals transmitted
towards
interface V3 | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1111" | AUXP | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1110" | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1111" | AUXP | AUXP | time slot other
than 0 set to all
binary "1";
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | +| Signals
transmitted
towards u/n
interface | AIS | AIS | AIS | AIS | AIS | AIS | AIS | AIS | + + + +| Event | | | | | | | | | +|-----------------------------------------------------------------------------------------------|----------|---------------------|----------|----------|----------|---------------------|----------|----------| +| Normal frames (Note 1)
at V3 and u/n interfaces
NOT (FC1 OR FC5 OR
loopback command) | DS 1.11 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of LT power | DS 0.02 | DS 0.02 | DS 0.02 | DS 0.04 | DS 0.02 | DS 0.04 | DS 0.04 | DS 0.04 | +| Return of LT power | / | / | / | / | / | – | – | – | +| NT dying gasp phase | DS 0.606 | DS 0.706 | DS 0.602 | DS 0.607 | DS 0.702 | DS 0.707 | DS 0.604 | DS 0.704 | +| NT power off | / | / | / | / | / | / | / | / | +| Return of NT power | / | / | / | / | / | / | / | / | +| Failure FC1 no loopback
command from ET side | (Note 6) | DS 2.21 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Failure FC5 no loopback
command from ET side | (Note 6) | (Note 6) | DS 2.12 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames (Note 5) at
interface V3 (FV3/FC5)
not AIS | DS 4.32 | (Note 6) | DS 4.32 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loss of frames at u/n
interface FC4 (Note 5) no
loopback command | (Note 6) | (Note 6) | (Note 6) | DS 3.13 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC5 no loopback
command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 2.22 | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC4 no loopback
command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 4.23 | (Note 6) | (Note 6) | +| FC5&FC4 no loopback
command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 4.14 | (Note 6) | +| FC1&FV3/FC5 | (Note 6) | DS 4.42 | (Note 6) | (Note 6) | DS 4.42 | (Note 6) | (Note 6) | (Note 6) | +| FC1&FC5&FC4 no
loopback command | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 4.24 | +| FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | DS 4.34 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| FC1&FV3/FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 4.44 | (Note 6) | DS 4.44 | +| Loopback 1 command
received AND not (FC5
OR FC4) (Note 10) | DS 5.51 | DS 5.51 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC5 (Note 10) | (Note 6) | (Note 6) | DS 5.52 | (Note 6) | DS 5.52 | (Note 6) | (Note 6) | (Note 6) | +| Loopback 1 command
received from ET side
AND FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | DS 5.53 | (Note 6) | DS 5.53 | (Note 6) | (Note 6) | +| Loopback 1 command
received AND FC5 AND
FC4 (Note 10) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 5.54 | DS 5.54 | +| Loopback 2 command
received from ET side not
FC1 (Note 10) | DS 5.15 | (Note 6) | (Note 6) | DS 5.15 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| Loopback 2 command
received from ET side
AND FC1 (Note 10) | (Note 6) | DS 5.25
(Note 9) | (Note 6) | (Note 6) | (Note 6) | DS 5.25
(Note 9) | (Note 6) | (Note 6) | + +**TABLE B.1/G.962 (concluded)** +**DS state table – Digital section receiving AIS at interface V3** + +| Etat | DS 6.66 | DS 6.76 | DS 6.62 | DS 6.67 | DS 6.72 | DS 6.77 | DS 6.64 | DS 6.74 | +|---------------------------------------------------------|-------------------------------------------------------|-------------------|-------------------------------------------------------|---------------------------------------------------------------------------------------------------|----------------------|----------------------|---------------------------------------------------------------------------------------------------|------------------------------| +| State name
Operational or failure
condition of DS | AIS at V3 | AIS at V3&FC1 | AIS at V3&FC5 | AIS at V3&FC4 | AIS at
V3&FC1&FC5 | AIS at
V3&FC1&FC4 | AIS at
V3&FC5&FC4 | AIS at
V3&FC1&FC5
&FC4 | +| Corresponding
ET-state | ET 0.3
ET 6.2 | ET 0.3
ET .... | ET 0.3
ET 2.2 | ET 0.3
ET 6.3 | ET 0.3
ET .... | ET 0.3
ET .... | ET 0.3
ET 2.3 | ET 0.3
ET .... | +| Signals transmitted
towards
interface V3 | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1111" | AUXP | Frames RAI
(Note 2);
Sa5 = "1";
Sa6 = "1110" | time slot other
than 0 set to all
binary "1",
bit A = "0";
Sa5 = "1";
Sa6 = "1111" | AUXP | AUXP | time slot other
than 0 set to all
binary "1",
bit A = "0";
Sa5 = "1";
Sa6 = "1110" | AUXP | +| Signals transmitted
towards u/n interface | AIS | AIS | AIS | AIS | AIS | AIS | AIS | AIS | + +| Event | | | | | | | | | +|---------------------|----------|----------|----------|----------|----------|----------|----------|----------| +| AIS at interface V3 | – | DS 6.66 | DS 6.66 | DS 6.66 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | +| AIS&FC1 | DS 6.76 | – | (Note 6) | (Note 6) | DS 6.76 | DS 6.76 | (Note 6) | (Note 6) | +| AIS&FC5 | DS 6.62 | (Note 6) | – | (Note 6) | DS 6.62 | (Note 6) | DS 6.62 | (Note 6) | +| AIS&FC4 | DS 6.67 | (Note 6) | (Note 6) | – | (Note 6) | DS 6.67 | DS 6.67 | (Note 6) | +| AIS&FC1&FC5 | (Note 6) | DS 6.72 | DS 6.72 | (Note 6) | – | (Note 6) | (Note 6) | DS 6.72 | +| AIS&FC1&FC4 | (Note 6) | DS 6.77 | (Note 6) | DS 6.77 | (Note 6) | – | (Note 6) | DS 6.77 | +| AIS&FC5&FC4 | (Note 6) | (Note 6) | DS 6.64 | DS 6.64 | (Note 6) | (Note 6) | – | DS 6.64 | +| AIS&FC1&FC5&FC4 | (Note 6) | (Note 6) | (Note 6) | (Note 6) | DS 6.74 | DS 6.74 | DS 6.74 | – | + +#### **NOTES** + +- 1 "Normal frames" include operational frames and the signal RAI, which of these applies depends on the ET and the user side equipment, respectively. This event is related to state DS 1.11 "Digital section normal" which includes four conditions in relation to the status of the whole access (ET, DS and user side equipment). These conditions depend on events detected by the ET and/or the user side equipment; "access operational", "FC2", "LOS/LFA at ET", "FC2 and LOS/LFA at ET". The state of the digital section is not affected although the signals at the interface differ. The signals received at the user-network interface are transparently passed to the interface V3 and vice versa. +- 2 The signal RAI (Bit A set to ONE) received at the user-network interface is transparently passed to interface V3. +- 3 "Frames" can include the signal RAI or not, which of these applies depends on the user side equipment. +- 4 The signal RAI received at the interface V3 is transparently passed to the user-network interface. +- 5 Loss of frames includes loss of frame alignment (LFA) and loss of signal (LOS). +- 6 This event does not occur while in this state. It is assumed that failure conditions (FC) are detected one by one in a random order i.e. a direct transition from an n-tuple FC situation into an (n-2)-tuple FC situation, or vice versa, is prohibited, e.g. a 4-tuple into a 2-tuple FC situation. +- 7 "Normal Frames" include normal operational frames (state ET 2.5) and the signal RAI (state ET 2.6), which of these depends on the ET. +- 8 The text of this note has been removed. +- 9 In this failure situation the DS is able to establish the requested loopback but the ET receives neither a loopback confirmation nor the transmitted test pattern. +- 10 The LT and the NT1 are non-latching with respect to loopbacks i.e. an established loopback is retained only as long as the appropriate control signal is detected (Sa6 = "1111" for LT and Sa6 = "1010" for NT1). +- 11 It is assumed that the LT when releasing loopback 1 detects a FC1 condition until frame alignment is achieved. +- 12 It is assumed that the NT1 when releasing loopback 2 detects a FC4 condition until frame alignment is achieved. +- 13 This event should not occur according to Notes 11 et 12. + +## B.3 Coding of signals at V3 reference point + +The following Sa bits are used to perform the functions required to operate and maintain the primary rate access digital section. + +- Sa4 not used. +- Sa5 direction indication from ET to NT1 (required to support loopback status). Loopback indication from NT1 to ET. +- Sa6 Loopback control from ET to NT1 Layer 1 status from NT1 to ET. +- Sa7 not used. +- Sa8 not used. + +In addition, a signal “auxiliary pattern” (AUXP) consisting of a continuous bit stream...0101010... has been defined to permit the LT to notify FC1. + +The bits Sa6 are numbered Sa61, Sa62, Sa63, Sa64 within the sub-multi-frame (SMF) according to Table 4.b/G.704. This makes provision to exploit the full code set and guarantees the flexibility to support various configurations between V3 and T reference point as already identified in the lower part of Figure 2/I.604. It should be noted that the generator side of the bits Sa6 (coding) has to synchronise the bits Sa6 with the sub-multi-frame while the receiver side (decoding) depends on the code set which is used in a particular configuration. The code set defined in this annex to be mandatory is for the support of the “simple” ET-LT-NT1-NT2 configuration as defined in the upper part of Figure 2/I.604 and does not require synchronisation at the receiving side. + +## B.4 Allocation of signal elements to functional elements + +Table B.3 relates the code points of the various signals to the functions for operations and maintenance at the V3 reference point and also defines where these signals are generated. These functions include failure situations, loopbacks and CRC-4 error procedures. Intersections of signals and functions are left blank if there is no relationship between them. The codings of signal elements referring to failure situations are correct for single failures. The signals depicted in Table B.1 imply that LT and NT1 functional groupings perform functions as follows: + +### B.4.1 At the LT + +- generates the signal AUXP towards the V3 reference point (notification of FC1) when the signal received from NT1 causes LOS or optionally LFA. However, the support of the additional digital link requires that LFA is detected in the LT. +- generates the signal AUXP towards the T reference point when the signal received from ET side causes LOS or optionally is a signal other than AIS and causes LFA. +- passes the signal AIS received from the ET side towards the T reference point. +- loops back bit Sa5 towards V3 reference point if loopback 1 is activated. +- monitors bit Sa6 received from ET to control loopback 1. + +### B.4.2 At the NT1 + +- generates the bit SA6 codes towards the V3 reference point to notify the ET of its layer 1 status; FV3/FC3 → “1110”, FC4 → “1100”, loss of power → “1000”, otherwise Sa6 → “0000”. +- generates the signal AIS towards the T reference point when the signal received from LT causes LOS or is a signal other than AIS (including AUXP) and causes LFA. +- upon detection of FC4, generates towards the V3 reference point a signal with bit A set to binary ZERO, bits Sa4, Sa7 and Sa8 set to binary ONE. +- generates the bit Sa6 code “1000” towards V3 reference point to notify loss of power at NT1. + +TABLE B.2/G.962 + +### Allocation of signal elements to functions + +| Loss of power at NT1 | Failure conditions (FCs) indication | | | | | | Loopbacks | | | | CRS-4 error indication | | | Simultaneous CRC-4 errors at T-IF | Signals at V3 | +|----------------------|-------------------------------------|----------------|----------------|-----------------|---------------------------------------------------|-----------------------------------------------|------------------------------|------------|-------------------------------------------------|---------|--------------------------------|--------------------------------|---------------------------------|-----------------------------------|---------------------------------| +| | FC1 | FC2 | FC3 | FC4 | LOS/LFA at LT (ET to LT)
(Note 2 of Table B.1) | AIS at LT (ET to LT)
(Note 3 of Table B.1) | Control of loopbacks from ET | | Loopback indication to ET (Note 1 of Table B.1) | | CRC-4 error in NT1 (ET to NT1) | E-bit received at NT1 from NT2 | CRC-4 error in NT1 (NT2 to NT1) | | | +| | | | | | | | 1 | 2 | 1 | 2 | | | | | | +| | AUXP | Framed | Framed | Framed | Framed | Framed | | | | | | | | | Frame to ET | +| Bit A = 0 | Not appl. | BIT A = 1(RAI) | BIT A = 1(RAI) | BIT A = 0 (RAI) | BIT A = 1(RAI) | BIT A = 1(RAI) | | | | | | | | | Bit A to ET | +| Sa6 = 1000 | Not appl. | Sa6 = 0000 | Sa6 = 1110 | Sa6 = 1100 | Sa6 = 1110 | Sa6 = 1111 | | | | | | | | | Bit Sa6 to ET | +| | | | | | | | Sa6 = 1111 | Sa6 = 1010 | | | | | | | Bit Sa6 from ET | +| | | | | | | | Sa5 = 0 | Sa5 = 0 | | | | | | | Bit Sa5 from ET | +| | | | | | | | | | Sa5 = 0 | Sa5 = 0 | | | | | Bit Sa5 to ET | +| | | | | | | | | | | | conveyed to ET in bit E | | | | CRC-4 error notifications to ET | +| | | | | | | | | | | | | Sa6 = 0001 | Sa6 = 0010 | | | +| | | | | | | | | | | | | | | Sa6 = 0011 | | + +- monitors bit Sa6 received from ET to control loopback 2. +- passes the signal AIS received from LT side towards the T reference point and indicates the receipt of this signal by setting the bit Sa6 code towards the V3 reference point to “1111”. +- sets bit Sa5 in the direction DS to ET and transmits it towards the ET according to the following rules: + - loopback 2 not activated                Sa5 = 1 + - loopback 2 activated                    Sa5 = 0 + +NOTE – It is important that the value of Sa5 is directly related to the actual state of the loopback rather than to loopback command. This allows detection of failure to comply with a command or unintentional loopbacks. + +## **B.5    Indication of CRC-4 errors detected at the T reference point to the ET** + +For enhanced maintenance capabilities CRC-4 errors detected at the interface at the T reference point may as an option, be reported to the ET by the DS. This requires the following report functions of CRC-4 errors: + +- between NT1 and TE, detected by the TE and reported to the NT1 by means of E-bit; +- between TE and NT1, detected by the NT1; +- between NT1 and TE and between TE and NT1 simultaneously. + +Additional code points for the Sa bit 6 are defined in Table B.2. + +When applying this optional reporting function the “simple” configuration as defined in B.3 is no longer applicable. For the receiving side synchronization of the Sa bit 6 to the sub-multiframe is required as well. An ET applying asynchronous detection of Sa bit 6 will misinterpret such CRC-4 error reports from the NT1 with other defect indications i.e. loss of power at NT1 or FC4. + +# **Annex C** (to Recommendation G.962) + +## **Allocation of signal codings and DS state transition tables for option 3 according to Recommendation I.604 at 2 Mbit/s** (This annex forms an integral part of this Recommendation) + +## **C.1    Introduction** + +This annex describes the operation and maintenance functions as outlined in option 3 of Annex A/I.604. It uses the Sa bits 4, 5, 6, 7 and 8 to transport the “in-service” error analysis information which is based on the G.821 error analysis scheme and a CRC-4 error monitoring algorithm. The allocation of the Sa bits are as follows: + +- Sa4        reserved for a Maintenance Channel to carry messages containing disturbance reports and patching commands to and from the ET from the LT and NT1. +- Sa5        direction indication bit – set to ONE in the ET to NT1 direction and ZERO in the NT1 to ET direction. +- Sa6, 7, 8 these bits are used within each SMF to indicate the error performance and position of errors as specified in subclause C.2. + +## **C.2    Signals at the V3 reference point** + +The signals described in section 3.4.1/I.431 are those which traverse the user-to-network interface (interface at the T reference point). An additional number of signals are required at the V3 reference point. Table C.1 lists the signals required to cater for the scheme. + +TABLE C.1/G.962 + +### **Signals between the ET and access digital section** + +| Name | Condition | +|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------| +| NOF(U) | Operational frames with:
– Sa5 to 8 set to ZERO
– no defect indication
– active associated CRC-4 bits | +| NOF(D) | Operational frames with:
– Sa5 to 8 set to ONE
– no defect indication
– active associated CRC-4 bits | +| RAI | Operational frames with:
– active associated CRC-4 bits
– remote alarm indication | +| LOS | no received signal (see 5.3.3.4) | +| AIS | Continuous stream of ONEs | +| ES(n) | Operational frames with:
– frames q & p of the CRC-4 multiframe containing:
Sa8 set to a ONE | +| SES(n) | Operational frames with:
– frames q & p of the CRC-4 multiframe containing:
Sa6 set to a ONE | +| DM(n) | Operational frames with:
– frames q & p of the CRC-4 multiframe containing:
Sa7 set to a ONE | +|

NOTES

1 n indicates the sections of the link (see Annex A/1.604, option 3) as follows:
n = 1 indicates monitored section (ET to LT) or (LT to ET)
n = 2 indicates monitored section NT1 to LT
n = 3 indicates monitored section LT to NT1
n = 4 indicates monitored section NT2 to NT1

2 q and p are directly related to n as follows:
for n = 1, q = 1 and p = 9
for n = 2, q = 3 and p = 11
for n = 3, q = 5 and p = 13
for n = 4, q = 7 and p = 15

3 NOF(U) stands for Normal operational frame in the NT1 to ET direction.
NOF(D) stands for Normal operational frame in the ET to NT1 direction.
AIS, CRC, LOS and RAI are as stated in Recommendation I.431.

| | + +## C.3 Definition of function elements (FEs) at the V3 reference point + +The function elements represent input signals which are consumed if a state transition occurs, even if it is a null transition (remain in the same state), and are no longer available to initiate one more state transition. + +## C.4 FEs at the V3 reference point + +The function elements required at the V3 reference point for this scheme are shown in two tables. Table C.2 indicates the function elements for the NT2 to ET direction while Table C.3 indicates the function elements in the ET to NT2 direction. + +TABLE C.2/G.962 + +### **Relationship between function elements and signals in the direction access digital section to ET** + +| Function elements (FEs) | | Signals | +|-------------------------|-----------------------------|-------------| +| FE No | Contents of FEs | | +| B | Operational frames | NOF(U) | +| | Loss of layer 1 frames | | +| E1 | LT to ET | SES (1) | +| E2 | NT1 to LT (FC1) | SES (2) | +| E3 | LT to NT1 (FC3) | SES (3) | +| E4 | NT2 to NT1 (FC4) | SES (4) | +| E5 | ET to LT | SES (1) | +| E6 | NT1 to NT2 (FC2) | RAI | +| | Degraded performance frames | | +| H1 | ET to LT | ES(1)/DM(1) | +| H2 | LT to NT1 (FC3) | ES(3)/DM(3) | +| H3 | NT2 to NT1 (FC4) | ES(4)/DM(4) | +| H4 | NT1 to LT (FC1) | ES(2)/DM(2) | +| H5 | LT to ET | ES(1)/DM(1) | + +## C.5 Performance criteria + +The access digital section error performance parameters as indicated in Table C.2 are indicated to the ET by changing from a ZERO to a ONE condition. The criteria for each of the parameters changing logic level is as follows: + +- SES > 832 CRC-4 ERRORS IN ONE SECOND +- DM > 123 CRC-4 ERRORS IN ONE MINUTE +- ES > 1 CRC-4 ERROR IN ONE SECOND. + +For each occurrence, the appropriate bit shall be set to binary ONE by the LT or the NT1 for 125 successive CRC-4 multiframes after the one second or minute analysis period is completed. + +TABLE C.3/G.962 + +### **Relationship between access functional elements and signals (ET to digital section)** + +| Function element (FEs) | | Signals | +|------------------------|------------------------|-------------| +| FE No | Contents of the FEs | | +| A | Operational frames | NOF(D) | +| | Loss of layer 1 frames | | +| D | LT to ET | RAI | +| D | NT1 to ET | RAI | +| D | LT to NT1 | RAI | +| D | NT2 to NT1 | RAI | +| D | ET to LT | RAI | +| K | Request for loopback 1 | Under study | +| J | Request for loopback 2 | Under study | +| O | Loopback release | Under study | +| T | Faulty ET | AIS | + +## C.6 Access digital section (DS) state machine + +### C.6.1 DS state definitions + +The DS state machine for the 2048 kbit/s primary rate access specifies the relationship between signals at reference point T and function elements at reference point V3 in failure condition and loopback procedures. + +DS states are classified into the following six groups: + +STATE DS 0.x: NT power on/off. In these states LT power is on; + +STATE DS 1.x: LT power on/off. In these states NT1 power is on; + +STATE DS 2.x: DS is operational and detects the failure condition at reference point T; + +STATE DS 3.x: Internal DS failure exists; + +STATE DS 4.x: DS is operational and detects the failure condition at reference point V3. + +#### DS 0.1 State: NT1 power off + +- In general, DS can neither transmit nor receive signals at reference point T. + +#### DS 0.2 State: NT1 power on + +- This is a transient state, and DS may change state after detection of the signal received. + +#### **DS 1.1 State: LT power off** + +- In general, DS can neither transmit nor receive signals at reference point V3. + +#### **DS 1.2 State: LT power on** + +- This is a transient state and DS may change state after detection of a signal received. + +#### **DS 2.1 State: Operational condition** + +- Network timing and layer 1 service are available. +- The DS transmits and receives operational frames and performance messages. + +#### **DS 2.2 State: Fault Condition No.2** + +- Network timing is not available at reference point T. +- The DS state receives operational frames with the RAI priority message from the reference point T and operational frames from reference point V3. +- The DS transmits operational frames to the reference point T and operational frames with the RAI priority message to the reference point V3. + +#### **DS 2.3 State: Fault Condition No.4** + +- Network timing is available at reference point T. +- The DS recognises a LOS or LFA at reference point T and receives operational frames with RAI priority message from the reference point V3. +- The DS transmits operational frames with RAI priority to the reference point T and maintenance signal to the reference point V3. + +#### **DS 3.1 State: Fault Condition No.1** + +- Network timing is available at reference point T. +- The DS receives operational frames from reference point T and operational frames with the RAI priority message from the reference point V3. +- The DS transmits operational frames with RAI priority to the reference point T and a maintenance signal to the reference point V3.0. + +#### **DS 3.2 State: Fault Condition No.3** + +- Network timing is not available at reference point T. +- The DS receives operational frames with the RAI priority message from reference point T and operational frames from the reference point V3. +- The DS transmits AIS to the reference point T and a maintenance signal to the reference point V3. + +#### **DS 3.3 State: AIS from ET** + +- The DS transmits operational frames with AIS to the reference point T and maintenance to the reference point V3. + +#### **DS 4.2 State: RAI from ET** + +- The DS transmits operational frames with the RAI priority message to reference point T and operational frames to the reference point V3. + +### **C.6.2 DS State Matrix** + +Table C.4 provides the DS state matrix for the 2048 kbit/s primary rate access digital section. The indication of network failure to the ET should have priority over the indication of user-network failure to the ET, and the indication of an upstream failure to the ET should have priority over the indication of a downstream failure to the ET. + +The signal specifications and state tables for the user and network sides of reference point T are contained in Recommendation I.431. + +TABLE C.4/G.962 + +#### **DS state table** + +| State number | DS 0.1 | DS 0.2 | DS 1.1 | DS 1.2 | DS 2.1 | DS 2.2 | DS 2.3 | DS 3.1 | DS 3.2 | DS 3.3 | DS 4.1 | DS 4.2 | +|------------------------------------------------------|---------------|--------------|--------------|-------------|-------------|------------|------------|----------|-------------|--------------|-------------|-------------| +| Operational condition or failure condition | NT1 power off | NT1 power on | LT power off | LT power on | Operational | FC2 | FC4 | FC1 | FC3 W/O FC1 | FC3 with FC1 | AIS from ET | RAI from ET | +| Transmitted signal to V3 (Sig's) | No signal | No signal | No signal | No signal | NOF (U) | RAI | NOF (U) | NOF (U) | NOF (U) | NOF (U) | NOF (U) | NOF (U) | +| Signal at T (Sig's) | No signal | No signal | AIS | AIS | NOF (D) | NOF (D) | RAI | RAI | AIS | AIS | AIS | RAI | +| Reception of NOF from TE | / | / | / | / | – | B DS 2.1 | B DS 2.1 | – | / | – | / | – | +| At T: Reception of RAI from TE | / | C | – | C | DS 2.2 | / | / | – | – | – | – | C | +| Loss of incoming signal/Loss of frame alignment at T | / | E 4 DS 2.3 | – | E 4 DS 2.3 | E 4 DS 2.3 | E 4 DS 2.3 | – | – | – | – | – | E 4 DS 2.3 | +| No internal network failure | / | – | / | – | – | – | – | B DS 2.1 | B DS 2.1 | B DS 2.1 | – | – | +| FC1 | / | E 2 DS 3.1 | / | E 2 DS 3.1 | E 2 DS 3.1 | E 2 DS 3.1 | E 2 DS 3.1 | – | E 2 DS 3.1 | – | – | E 2 DS 3.1 | +| FC3 | / | E 3 DS 3.2 | / | E 3 DS 3.2 | E 3 DS 3.2 | E 3 DS 3.2 | E 3 DS 3.2 | – | – | – | – | E 3 DS 3.2 | +| Internal: loss of NT1 power | / | DS 0.1 | / | DS 0.1 | DS 0.1 | DS 0.1 | DS 0.1 | – | DS 0.1 | – | DS 0.1 | DS 0.1 | +| Internal: return of NT1 power | DS 0.2 | / | / | / | / | / | / | / | / | / | / | / | +| Loss of LT power | – | DS 1.1 | – | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | DS 1.1 | +| Return of LT power | – | DS 1.2 | DS 1.2 | / | / | / | / | / | / | / | / | / | +| Reception of NOF from ET | / | / | / | / | – | – | / | – | – | – | B DS 2.1 | B DS 2.1 | +| AT V3: reception of AIS from ET | / | E 5 DS 4.1 | – | E 5 DS 4.1 | E 5 DS 4.1 | E 5 DS 4.1 | E 5 DS 4.1 | DS 4.1 | E 5 DS 4.1 | E 5 DS 4.1 | – | E 5 DS 4.1 | +| Reception of RAI from ET | / | DS 4.2 | / | DS 4.2 | DS 4.2 | – | – | – | – | – | DS 4.2 | – | \ No newline at end of file diff --git a/marked/G/T-REC-G.966-199902-I_PDF-E/08a978a124d3ed6cf1a3d0cfd89418d0_img.jpg b/marked/G/T-REC-G.966-199902-I_PDF-E/08a978a124d3ed6cf1a3d0cfd89418d0_img.jpg new file mode 100644 index 0000000000000000000000000000000000000000..73d855f29da2188857839cbc27b3b65ce39a204b 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+**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.9701** + +(03/2019) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Access networks – Metallic access networks + +--- + +**Fast access to subscriber terminals (G.fast) – +Physical layer specification** + +Recommendation ITU-T G.9701 + +ITU-T + +![ITU logo](1d7527f4316cfe2d342b08d1653d1592_img.jpg) + +The logo of the International Telecommunication Union (ITU) features a globe with a red lightning bolt striking across it. To the right of the globe, the text "International Telecommunication Union" is written in blue, with "ITU" in a larger, bold font above it. + +ITU logo + +International +Telecommunication +Union + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | +| Metallic access networks | G.9700–G.9799 | +| Optical line systems for local and access networks | G.9800–G.9899 | +| In premises networks | G.9900–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## **Recommendation ITU-T G.9701** + +## **Fast access to subscriber terminals (G.fast) – Physical layer specification** + +## **Summary** + +Recommendation ITU-T G.9701 specifies a gigabit broadband access technology that exploits the existing infrastructure of wire-pairs that were originally deployed for plain old telephone service (POTS) services. Equipment implementing this Recommendation can be deployed from fibre-fed distribution points (fibre to the distribution point, FTTdp) located very near the customer premises, or within buildings (fibre to the building, FTTB). This Recommendation supports asymmetric and symmetric transmission at an aggregate net data rate up to 1 Gbit/s on twisted wire-pairs using spectrum up to 106 MHz and specifies all necessary functionality to support far-end crosstalk (FEXT) cancellation between multiple wire-pairs, and facilitates low power operation. + +Corrigendum 1 (2015) provides clarifications and corrects various errors in the Recommendation, and in particular includes a change to the definition of DFT output samples. + +Corrigendum 2 (2016) increases the number of RFI bands from 16 to 32, and provides clarifying text on alignment between TIGA and SRA/FRA procedures, tone repetition, unavailable seconds, and byte order in SOC and eoc messages. + +Amendment 1 (2016) specifies test parameters, some of which had previously been left for further study, and specifies support for low power operation. + +Amendment 2 (2016) includes a new annex on cross-layer traffic monitoring functions and link state control to support low power operation. It also includes a new 106 MHz profile with increased maximum transmit power, support for increased bit loading, Hlog reporting in both directions, and Xlog reporting. + +Corrigendum 3 (2017) adds several clarifications, and fixes various errors and inconsistencies. + +Amendment 3 adds support for new functionality: full specification of the 212 MHz profile, Annex X – Operation without multi-line coordination intended for a crosstalk free environment (e.g., coaxial cable medium) including independent dynamic time assignment (iDTA), Annex T – higher layer control aspects of DTA, and Annex S – software download to NTs. + +Amendment 4 supports new functionality for impulse noise monitoring (INM), robust management channel recovery (RMCR), and performance monitoring parameter ANDEFTR. + +Corrigendum 5 adds several clarifications, and fixes various errors and inconsistencies. + +Amendment 5 adds support for coordinated dynamic time assignment (cDTA). + +Recommendation ITU-T G.9701 (2019) integrates ITU-T G.9701 (2014) and all of its corrigenda and amendments, and adds support for the following new functionality: LPM classes, optional extension of probe sequence length, short CLR/CL messages, Annex R – Showtime reconfiguration, and Appendix IV – Targeted generalized vectoring with active ITU\_T G.9701 supporting lines (TGVA). It also adds several clarifications, and fixes various errors and inconsistencies including ANDEFTR support, SRA triggering and PMS-TC parameter requirements, and conditions for an rtx-uc anomaly. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.9701 | 2014-12-05 | 15 | 11.1002/1000/12090 | +| 1.1 | ITU-T G.9701 (2014) Cor. 1 | 2015-11-22 | 15 | 11.1002/1000/12541 | +| 1.2 | ITU-T G.9701 (2014) Cor. 2 | 2016-05-07 | 15 | 11.1002/1000/12817 | +| 1.3 | ITU-T G.9701 (2014) Amd. 1 | 2016-05-07 | 15 | 11.1002/1000/12542 | +| 1.4 | ITU-T G.9701 (2014) Amd. 2 | 2016-07-22 | 15 | 11.1002/1000/12816 | +| 1.5 | ITU-T G.9701 (2014) Cor. 3 | 2017-04-06 | 15 | 11.1002/1000/13069 | +| 1.6 | ITU-T G.9701 (2014) Amd. 3 | 2017-04-06 | 15 | 11.1002/1000/13068 | +| 1.7 | ITU-T G.9701 (2014) Cor. 4 | 2017-12-07 | 15 | 11.1002/1000/13332 | +| 1.8 | ITU-T G.9701 (2014) Amd. 4 | 2017-12-07 | 15 | 11.1002/1000/13331 | +| 1.9 | ITU-T G.9701 (2014) Cor. 5 | 2018-08-06 | 15 | 11.1002/1000/13555 | +| 1.10 | ITU-T G.9701 (2014) Amd. 5 | 2018-08-06 | 15 | 11.1002/1000/13554 | +| 2.0 | ITU-T G.9701 | 2019-03-22 | 15 | 11.1002/1000/13772 | + +## Keywords + +DSL, fast access, G.fast, Gfast + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +# FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2019 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|-----|------------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 2 | +| 3 | Definitions ..... | 3 | +| 3.1 | Terms defined elsewhere ..... | 3 | +| 3.2 | Terms defined in this Recommendation..... | 3 | +| 4 | Abbreviations and acronyms ..... | 7 | +| 5 | Reference models and system requirements..... | 12 | +| 5.1 | System reference models ..... | 12 | +| 5.2 | Application reference models..... | 16 | +| 5.3 | FTU protocol reference model ..... | 21 | +| 5.4 | FTU functional model ..... | 23 | +| 5.5 | INP system requirements..... | 25 | +| 6 | Profiles..... | 25 | +| 6.1 | Definition..... | 25 | +| 6.2 | Profile compliance..... | 27 | +| 7 | Transmission medium interface characteristics..... | 28 | +| 7.1 | Duplexing method ..... | 28 | +| 7.2 | Frequency band ..... | 28 | +| 7.3 | Power spectral density..... | 28 | +| 7.4 | Out-of-band PSD limit ..... | 43 | +| 7.5 | Termination impedance ..... | 43 | +| 7.6 | Maximum aggregate transmit power..... | 43 | +| 8 | Transport protocol specific transmission convergence (TPS-TC) function ..... | 43 | +| 8.1 | Functional reference model ..... | 43 | +| 8.2 | Generic DTU format..... | 52 | +| 8.3 | Packet-based TPS-TC (PTM-TC) ..... | 54 | +| 8.4 | Network timing reference (NTR) ..... | 57 | +| 8.5 | Time-of-day (ToD)..... | 59 | +| 9 | Physical media specific transmission convergence (PMS-TC) sub-layer ..... | 63 | +| 9.1 | Functional reference model ..... | 63 | +| 9.2 | DTU scrambler ..... | 66 | +| 9.3 | DTU encoder ..... | 66 | +| 9.4 | Interleaver..... | 67 | +| 9.5 | Data frame multiplexer..... | 68 | +| 9.6 | RMC ..... | 71 | +| 9.7 | Acknowledgement..... | 82 | +| 9.8 | Retransmission function ..... | 85 | + +| | Page | | +|-----------------------------------------------------------------------------------|----------------------------------------------------|-----| +| 10 | Physical media dependent (PMD) function..... | 93 | +| 10.1 | PMD functional reference model ..... | 93 | +| 10.2 | Symbol encoder ..... | 97 | +| 10.3 | Precoder (downstream vectoring)..... | 119 | +| 10.4 | Modulation ..... | 134 | +| 10.5 | TDD frame structure..... | 137 | +| 10.6 | Superframe structure ..... | 140 | +| 10.7 | Normal and discontinuous operation intervals ..... | 141 | +| 10.8 | Alignment of transmissions in vectored group..... | 146 | +| 11 | Operation and maintenance (OAM) ..... | 146 | +| 11.1 | OAM functional model..... | 146 | +| 11.2 | Management functions and procedures over eoc ..... | 150 | +| 11.3 | OAM primitives..... | 198 | +| 11.4 | OAM parameters ..... | 202 | +| 12 | Link activation methods and procedures ..... | 236 | +| 12.1 | Overview ..... | 236 | +| 12.2 | Special operations channel (SOC)..... | 254 | +| 12.3 | Initialization procedure..... | 258 | +| 12.4 | Loop diagnostics mode..... | 331 | +| 13 | Online reconfiguration (OLR) ..... | 331 | +| 13.1 | Overview ..... | 331 | +| 13.2 | Eoc-based procedures ..... | 333 | +| 13.3 | RMC-based procedures ..... | 348 | +| 13.4 | Low power link states..... | 355 | +| 14 | Electrical requirements ..... | 373 | +| 14.1 | Balance ..... | 373 | +| 14.2 | Differential port impedance..... | 374 | +| Annex A to Annex C..... | | 375 | +| Annex D – Operation with Dynamic Time Assignment in a crosstalk environment ..... | | 376 | +| D.1 | Scope ..... | 376 | +| D.2 | Definitions ..... | 376 | +| D.3 | Abbreviations and acronyms ..... | 376 | +| D.4 | Reference model(s)..... | 376 | +| D.5 | Coordinated Dynamic time assignment (cDTA)..... | 377 | +| D.6 | Initialization messages..... | 390 | +| Annex E to Annex Q..... | | 393 | +| Annex R – Showtime reconfiguration ..... | | 394 | +| R.1 | Scope ..... | 394 | +| R.2 | Overview ..... | 394 | + +| | Page | +|-----------------------------------------------------------------------------------------------------|------| +| R.3 Showtime reconfiguration procedures..... | 397 | +| R.4 Management of the showtime reconfiguration protocol ..... | 399 | +| R.5 Showtime reconfiguration request eoc commands..... | 400 | +| R.6 Near-end anomalies ..... | 403 | +| Annex S – NT software upgrade..... | 404 | +| S.1 Scope ..... | 404 | +| S.2 References ..... | 404 | +| S.3 Reference model..... | 404 | +| S.4 Software image management process ..... | 405 | +| S.5 Message set..... | 410 | +| S.6 Software upgrade (informative) ..... | 421 | +| Annex T – Dynamic time assignment (DTA) – higher-layer control aspects ..... | 427 | +| T.1 Scope ..... | 427 | +| T.2 DTA control parameters ..... | 427 | +| T.3 Coordination between the link state request and the DTA request ..... | 431 | +| Annex U to Annex W..... | 432 | +| Annex X – Operation without multi-line coordination intended for a crosstalk-free environment ..... | 433 | +| X.1 Scope ..... | 433 | +| X.2 Definitions ..... | 433 | +| X.3 Abbreviations and acronyms ..... | 433 | +| X.4 Reference model(s)..... | 433 | +| X.5 Profiles..... | 434 | +| X.6 Independent dynamic time assignment (iDTA) ..... | 436 | +| X.7 Initialization messages..... | 443 | +| X.8 Discontinuous operation ..... | 446 | +| X.9 On-line reconfiguration ..... | 447 | +| X.10 Initialization..... | 447 | +| X.11 Low power states ..... | 447 | +| X.12 Adaptation to the coaxial cable medium ..... | 447 | +| Annex Y – Upstream dynamic resource reports ..... | 452 | +| Annex Z – Cross-layer traffic monitoring functions and link state control..... | 454 | +| Z.0 Introduction ..... | 454 | +| Z.1 Definition of Terms ..... | 454 | +| Z.2 Abbreviations and acronyms ..... | 454 | +| Z.3 Reference models ..... | 455 | +| Z.4 Generic traffic monitoring functions ..... | 456 | +| Z.5 Generic information flows..... | 458 | +| Z.6 Link state specific functions ..... | 461 | + +| | Page | +|--------------------------------------------------------------------------------------------------------------------------------|------| +| Z.7 Link state management and reporting parameters ..... | 465 | +| Appendix I – Wiring topologies and reference loops ..... | 467 | +| I.1 Wiring topologies ..... | 467 | +| I.2 Reference loops ..... | 467 | +| Appendix II – Example OLR use cases ..... | 475 | +| II.1 Transmitter initiated gain adjustment (TIGA)..... | 475 | +| Appendix III – Motivation of MTBE accelerated test ..... | 477 | +| Appendix IV – Targeted generalized vectoring with active ITU-T G.9701 supporting lines (TGVA)..... | 479 | +| IV.1 Scope ..... | 479 | +| IV.2 Definitions ..... | 479 | +| IV.3 Downstream TGVA (TGVA ds ) with active ITU-T G.9701 supporting lines..... | 480 | +| IV.4 Upstream TGVA (TGVA us ) with active ITU-T G.9701 supporting lines .... | 482 | +| Appendix V – Retransmission buffer size and the achievable bit-rate ..... | 485 | +| V.1 Case 1: $\text{NSYM}_{\text{ret}} + \text{NSYM}_{\text{ack}} + 1 \leq \text{Mus}$ ..... | 485 | +| V.2 Case 2: $\text{NSYM}_{\text{ret}} + \text{NSYM}_{\text{ack}} + 1 \geq \text{Mus}$ ..... | 486 | +| V.3 Case 3: Lower bound for the achievable net data rate..... | 486 | +| V.4 Memory size example..... | 487 | +| Appendix VI – Example applications of discontinuous operation ..... | 488 | +| VI.1 Discontinuous operation with vectoring disabled ..... | 488 | +| VI.2 Examples of discontinuous operation with vectoring enabled ..... | 489 | +| Appendix VII – Calculation of loop attenuation (LATN) ..... | 495 | +| Appendix VIII – Impulse noise monitoring – detection and interpretation of impulse noise using clusters of corrupted DTUs..... | 496 | +| VIII.1 Overview ..... | 496 | +| VIII.2 Expected accuracy of impulse noise events ..... | 498 | +| Appendix IX – Examples of the cDTA procedure..... | 500 | +| IX.1 $M_{ds}$ is increased..... | 500 | +| IX.2 $M_{ds}$ is decreased ..... | 501 | +| Bibliography..... | 504 | + + + +# Recommendation ITU-T G.9701 + +## Fast access to subscriber terminals (G.fast) – Physical layer specification + +# 1 Scope + +This Recommendation specifies the operation of a broadband access technology that exploits the existing infrastructure of wire-pairs that were originally deployed for plain old telephone service (POTS) and, with Amendment 3, adds support for operation over coaxial cables. This Recommendation supports transmission at an aggregate net data rate (the sum of upstream and downstream rates) up to approximately 2 Gbit/s. + +Whilst asymmetric digital subscriber line transceivers 2 (ADSL2) – extended bandwidth (ADSL2plus) uses approximately 2 MHz of the spectrum, and very high speed digital subscriber line transceivers 2 (VDSL2) uses up to 35 MHz of the spectrum, this Recommendation defines profiles using spectrum up to 106 MHz and 212 MHz and specifies all necessary functionality to support the use of far-end crosstalk (FEXT) cancellation between ITU-T G.9701 transceivers deployed on multiple wire-pairs. The availability of spectrum up to 106 MHz or 212 MHz allows ITU-T G.9701 transceivers to provide reliable high data rate operation on very short loops. This Recommendation can be deployed from fibre-fed distribution points located very near the customer premises, or within the buildings. This Recommendation is optimized to operate over wire-pairs up to approximately 250 m of 0.5 mm diameter. However, it is capable of operation over wire-pairs up to at least 400 meters of 0.5 mm diameter, subject to some performance limitations. + +This Recommendation defines a wide range of settings for various parameters (such as spectral usage and transmitter power) that may be supported by a transceiver. Therefore, this Recommendation specifies profiles to allow transceivers to support a subset of the allowed settings and still be compliant with the Recommendation. The specification of multiple profiles allows vendors to limit the implementation complexity and develop implementations that target specific service requirements. This edition of the Recommendation specifies transmission profiles for in-band spectral usage of up to 212 MHz and maximum transmit power up to +8 dBm. This Recommendation operates in compliance with the power spectral density (PSD) specification in [[ITU-T G.9700](#)]. + +As do ITU-T Recommendations in the ITU-T G.99x series, this Recommendation uses [[ITU-T G.994.1](#)] to initiate the transceiver training sequence. Through negotiation during the handshake phase of the initialization, the capability of equipment to support this Recommendation and/or ITU-T G.99x series Recommendations (e.g., [[ITU-T G.993.2](#)] defining VDSL2) is identified. For reasons of interoperability, equipment may support multiple Recommendations such that it is able to adapt to the operating mode supported by the far-end equipment. + +It is the intention of this Recommendation to provide, by negotiation during the initialization, U interface compatibility and interoperability between transceivers complying with this Recommendation, including transceivers that support different combinations of options. + +The technology specified in this Recommendation provides the following key application features: + +- Best aspects of fibre to the home (FTTH): up to 2 Gbit/s aggregate net data rate; +- Best aspects of ADSL2: customer self-install and operation in the presence of bridged taps, avoiding operator truck-rolls to the customer premises for installation and activation of the broadband access service; +- Coexistence with ADSL2 and VDSL2 on adjacent wire-pairs; +- Low power operation and all functionality necessary to allow transceivers to be deployed as part of reverse powered (and possibly battery operated) network equipment and to adapt to environmental conditions (e.g., temperature); + +- Management capabilities allowing transceivers to operate in a zero touch deployment, avoiding truck-rolls to the network equipment for installation and activation of new or upgraded broadband access service; +- Control of the upstream vs downstream transmission time to adapt net data rates to the needs of the business and the residential customers; +- Vectoring (self-crosstalk cancellation) for increased net data rates on wire-pairs that experience far-end crosstalk from ITU-T G.9701 transceivers in the same vectored group operating on other wire-pairs in the same cable or operating on other wire-pairs originating from the same network equipment; +- Network timing reference (NTR) and time-of-day (ToD) transport for network frequency and time synchronization between network and customer premises equipment; +- Configuration of spectrum use, including configuration of the transmit power spectral density (PSD) limitations and notches to meet electromagnetic compatibility (EMC) requirements. + +The technology specified in this Recommendation uses the following key functionalities and capabilities: + +- Transparent transport of data packets (e.g., Ethernet packets) at an aggregate (sum of upstream and downstream) data rate of up to 2 Gbit/s; +- In-band spectral usage up to 212 MHz; +- Configurable start and stop frequencies, PSD shaping and notching; +- Discrete multitone (DMT) modulation (2 048/4 096 subcarriers with 51.75 kHz subcarrier spacing); +- Time-division duplexing (sharing time between upstream and downstream transmission); +- Low latency retransmission, facilitating impulse noise protection (INP) between the V and T reference points at all data rates to deal with isolated erasure events at the U reference point of at least 10 ms, without loss of user data; +- Forward error correction based on Trellis coding and Reed-Solomon coding; +- Vectoring (self-FEXT cancellation), where this edition of the Recommendation uses linear precoding; +- Discontinuous operation where not all of the time available for data transmission is used; +- Online reconfiguration (OLR) for adaptation to changes of the channel and noise characteristics, including fast rate adaptation (FRA). + +With these functionalities and capabilities, the technology specified in this Recommendation targets the following aggregate net data rates over a 0.5 mm straight wire-pair for 106 MHz profiles: + +- 500 to 1000 Mbit/s on a wire-pair shorter than 100 m; +- 500 Mbit/s at 100 m; +- 200 Mbit/s at 200 m; +- 150 Mbit/s at 250 m; +- 500 Mbit/s at 50 m, while operating in the band above 17 MHz. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently + +valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [[ITU-T G.117](#)] Recommendation ITU-T G.117 (2007), *Transmission impairments due to speech Processing*. +- [[ITU-T G.994.1](#)] Recommendation ITU-T G.994.1 (2018), *Handshake procedures for digital subscriber line transceivers*. +- [[ITU-T G.997.2](#)] Recommendation ITU-T G.997.2 (2019), *Physical layer management for ITU-T G.9701 transceivers*. +- [[ITU-T G.9700](#)] Recommendation ITU-T G.9700 (2019), *Fast access to subscriber terminals (G.fast) – Power spectral density specification*. +- [[ITU-T O.9](#)] Recommendation ITU-T O.9 (1999), *Measuring arrangements to assess the degree of unbalance about earth*. +- [[ITU-T T.35](#)] Recommendation ITU-T T.35 (2000), *Procedure for the allocation of ITU-T defined codes for non-standard facilities*. +- [ISO 8601] ISO 8601:2000, *Data elements and interchange formats – Information interchange – Representation of dates and times*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +- 3.1.1 **ceiling( $x$ )** [[ITU-T G.9700](#)]: The smallest integer which is not less than $x$ . +- 3.1.2 **floor( $x$ )** [[ITU-T G.9700](#)]: The largest integer which is not greater than $x$ . +- 3.1.3 **$f_{SC}$** [[ITU-T G.9700](#)]: A parameter representing the frequency of subcarrier spacing. +- 3.1.4 **subcarrier** [[ITU-T G.9700](#)]: A fundamental element of a discrete multitone (DMT) modulator. The modulator partitions the channel bandwidth into a set of parallel subchannels. The centre frequency of each subchannel is a subcarrier onto which bits may be modulated for transmission over a channel. + +## 3.2 Terms defined in this Recommendation + +This Recommendation defines the following terms: + +- 3.2.1 **active line**: A line where both of the connected transceivers (FTU-O and FTU-R) are in showtime. +- 3.2.2 **aggregate net data rate (ANDR)**: The sum of the net data rate (NDR) in downstream and upstream. +- 3.2.3 **bearer channel**: A transparent data channel between the $\gamma$ reference points of peer transceivers (i.e., from the $\gamma_0$ at the FTU-O to the $\gamma_R$ at the FTU-R, or vice versa). +- 3.2.4 **BLACKOUT set**: A subset of the SUPPORTEDCARRIERS set determined by the receiver during the initialization to be allocated no power by the transmitter. +- 3.2.5 **data frame**: An object originated by the physical media specific – transmission convergence (PMS-TC) sub-layer that contains a set of data transfer unit (DTU) bytes and possibly a set of robust management channel (RMC) bytes to be encoded and modulated onto a single symbol. + +NOTE – The length of a data frame depends on whether or not it includes RMC bytes. The PMS-TC sub-layer sends a data frame across the $\delta$ reference point, for encoding and modulation onto a single data symbol by the + +PMD sub-layer. If no DTU bytes and no RMC bytes are available for transmission at the PMS-TC sub-layer, no data frame is sent. + +**3.2.6 data packet:** A set of bits of the bearer channel (e.g., an Ethernet packet) exchanged over the $\gamma$ reference point between the L2+ functional block and transport protocol specific – transmission convergence (TPS-TC) sub-layer. + +NOTE – Data packets are retrieved by the TPS-TC from the L2+ functional block, transmitted transparently over the line and retrieved by the peer TPS-TC, which passes them to the peer L2+ functional block. + +**3.2.7 data symbol:** A symbol that carries a data frame consisting of only data transfer unit (DTU) bytes (normal data frame). + +**3.2.8 data transfer unit (DTU):** A frame used to transfer data bits transparently between $\alpha$ reference points of peer transceivers. + +NOTE – Data is passed between peer transceivers by sets, each encapsulated into a single DTU. DTUs are exchanged over the $\alpha$ reference point between the TPS-TC and PMS-TC sub-layers. + +**3.2.9 discontinuous operation:** A functionality facilitating power savings by transmission of quiet or idle symbols in place of data symbols when no user data is available or when transmission of data symbols is not allowed. + +**3.2.10 DTU payload rate (DPR):** The data rate corresponding to the data transfer unit (DTU) payload in any one direction of transmission, assuming: + +- L0 state with no discontinuous operation interval, +- data transmission on all data and robust management channel (RMC) symbol positions (no idle/quiet symbols), and +- no retransmissions. + +**3.2.11 dummy DTU:** A data transfer unit (DTU) marked as "dummy DTU" in the DTU header. The payload of a DTU marked as "dummy DTU" in the DTU header contains no data packet or embedded operation channel (eoc) packet or fraction thereof. + +**3.2.12 dynamic resource allocation (DRA):** A functionality that determines the downstream and upstream transmission opportunity for each time-division duplexing (TDD) frame based on the occupancy of higher layer downstream and upstream quality of service (QoS) queues and within the bounds configured by the operator through the DPU-MIB. + +NOTE – As the QoS requirements (SLA, including best effort, as a QoS class) are served, the next target of the DRA functionality is to minimize power consumption. DRA is performed during the showtime, seamlessly (causing no loss of data or violation in the order of data). + +**3.2.13 idle symbol:** A symbol that may be sent if no data frame is available for transmission. An idle symbol is constructed by setting the precoder inputs ( $Z_i$ ) equal to 0 for all subcarriers (see PMD functional reference model, Figure 10-1). + +NOTE – If transmission of an idle symbol coincides with a data symbol being transmitted on another line in the vectored group, the idle symbol consists of crosstalk pre-compensation signals only. + +**3.2.14 impulse noise protection against SHINE impulses (INP\_SHINE):** The number of consecutive DMT symbol periods that are corrupted by SHINE as seen at the $\delta$ -reference point, for which errored DTUs can be successfully recovered by the retransmission function resulting in no errors at higher layers, regardless of the number of errors within the DMT symbol periods. + +**3.2.15 impulse protection against repetitive electrical impulse noise (INP\_REIN):** The number of consecutive DMT symbol periods that are corrupted by REIN, as seen at the $\delta$ -reference point, for which errored DTUs can be successfully recovered by the retransmission function resulting in no errors at higher layers, regardless of the number of errors within the DMT symbol periods. + +- 3.2.16 joining line:** A line that is in the process of joining the precoded group (downstream vectoring), the post-coded group (upstream vectoring), or both. +- 3.2.17 linear precoding:** The precoder mode of operation where each $Z_i'$ output is a linear combination of the $Z_i$ inputs, with coefficients controlled by the vectoring control entity (VCE) (see Figure 10-16). +- 3.2.18 logical frame:** A set of symbol positions assigned to the same transmission direction, starting with (and including) a robust management channel (RMC) symbol position and ending on the last symbol position just before the next RMC symbol position. +- 3.2.19 management data packet:** A set of bits generated by the FTU management entity to be transmitted to the management entity of the peer FTU. +- NOTE – Management data packets are retrieved by the TPS-TC from the FTU management entity via the TPS-TC\_MGMT interface, transmitted transparently over the line and retrieved by the peer TPS-TC, which passes them to the peer FTU management entity. +- 3.2.20 MEDLEY set:** A subset of the SUPPORTEDCARRIERS set determined during the initialization to contain the subcarriers to be used for transmission. For each subcarrier in the MEDLEY set, a $b_i$ and a $g_i$ value will be assigned and exchanged during the initialization. The MEDLEY set is denoted MEDLEYds and MEDLEYus, respectively, for the downstream and upstream directions. BLACKOUT subcarriers are not part of the MEDLEY set. +- 3.2.21 MOD:** The modulo function is defined as $x \text{ MOD } y = x - y \times \text{floor}\left(\frac{x}{y}\right)$ . +- 3.2.22 net data rate (NDR):** The data transfer unit (DTU) payload rate (DPR) minus the embedded operation channel (eoc) data rate. +- 3.2.23 pilot symbol:** A symbol that is constructed by setting the precoder inputs ( $Z_i$ ) equal to 0 for all non-pilot subcarriers (see PMD functional reference model, Figure 10-1). +- 3.2.24 pilot symbol position:** A symbol position within each superframe, which is reserved on request of the FTU-R, for transmission of a pilot symbol only if no robust management channel (RMC) symbol is available for transmission at that symbol position. Within a logical frame, a pilot symbol position has the same index as the RMC symbol position. +- 3.2.25 PILOT TONE set:** A subset of the SUPPORTEDCARRIERS set determined by the FTU-R receiver during the initialization to be allocated for transmission of pilot tones in the downstream direction. Selected pilot tone subcarriers are transmitted using special modulation. Pilot tone subcarriers are part of the MEDLEY set. +- 3.2.26 post-coded group:** The set of lines over which reception at the DPU is being coordinated by post-cancellation (upstream vectoring). +- 3.2.27 precoded group:** The set of lines over which transmission from the DPU is being coordinated by precoding (downstream vectoring). +- 3.2.28 quiet symbol:** A symbol that is constructed by setting the modulator input ( $Z_i'$ at the FTU-O and $Z_i$ at the FTU-R) equal to zero for all subcarriers (see PMD functional reference model, Figure 10-1). Transmission of a quiet symbol results in zero transmit power at the U-interface. +- 3.2.29 reference point:** A set of interfaces between any two related functional blocks through which information flows from one block to the other. A reference point comprises one or more logical (non-physical) information-transfer interfaces, and one or more physical signal-transfer interfaces. +- 3.2.30 repetitive electrical impulse noise (REIN):** A type of electrical noise encountered on subscriber lines. It is evident as a continuous and periodic stream of short impulse noise events. Individual REIN impulses commonly have a duration of less than 1 millisecond. REIN is generally + +coupled from electrical power cable when appliances draw power from the AC electrical power network. + +**3.2.31 RMC frame:** An object originated by the physical media specific – transmission coverage (PMS-TC) sub-layer that contains management and control information to be communicated through the RMC, protected by a Reed-Solomon forward error correction (FEC) code. An RMC frame is multiplexed with DTU(s) and mapped into a data frame by the PMS-TC sub-layer. + +**3.2.32 RMC message:** A group of robust management channel (RMC) commands encoded over a single RMC frame (see Figure 9-1). + +**3.2.33 RMC symbol:** A symbol that carries a data frame consisting of both robust management channel (RMC) bytes and data transfer unit (DTU) bytes (RMC data frame). + +**3.2.34 RMC symbol position:** The single symbol position within each time-division duplexing (TDD) frame reserved for the transmission of the robust management channel (RMC) symbol. + +**3.2.35 showtime:** The state of either the FTU-O or FTU-R that is reached after the initialization procedure has been completed in which bearer channel data are transmitted. + +**3.2.36 single high impulse noise event (SHINE):** A type of electrical noise encountered on subscriber lines. It is evident as a single high-power impulse noise event with a duration ranging from milliseconds to seconds. SHINE is generally coupled from electrical power cable when appliances draw power from the AC electrical power network, and from lightning. + +**3.2.37 subcarrier group:** A group of $G$ (where $G = 1, 2, 4$ or $8$ ) adjacent subcarriers. + +NOTE – Subcarrier groups are used to reduce the number of test parameter data points that need to be stored by and communicated between the FTU-O and FTU-R. Each subcarrier in a subcarrier group is characterized by the same value of a test parameter (see clause 11.4.1). + +**3.2.38 superframe:** An ordered group of $M_{SF}$ contiguous time-division duplexing (TDD) frames, starting with a TDD sync frame (see clause 10.6). The duration of a superframe is approximately six ms. + +**3.2.39 SUPPORTEDCARRIERS set:** The set of subcarriers allocated for transmission in one direction, as determined by the band plan and any restrictions imposed by the operator via the DPU-MIB; denoted SUPPORTEDCARRIERSds and SUPPORTEDCARRIERSus, respectively, for the downstream and upstream directions. + +**3.2.40 symbol:** The time-domain samples emerging from the discrete multitone (DMT) modulator during one symbol period, following insertion of the cyclic extension and completion of the windowing and overlap-and-add operations. + +NOTE – During showtime, there are six types of symbols: sync symbols, pilot symbols, RMC symbols, data symbols, idle symbols and quiet symbols. + +**3.2.41 symbol position:** A numbered symbol period (with valid range defined in clause 10.5) within a logical frame in which a symbol is transmitted. + +**3.2.42 sync symbol:** A symbol modulated by probe sequences that is used for synchronization and channel estimation. No data frame is encoded and modulated onto a sync symbol. + +**3.2.43 sync symbol position:** The single symbol position within each superframe reserved for transmission of a sync symbol. + +**3.2.44 TDD frame:** An ordered group of symbol positions consisting of $M_{ds}$ symbol periods dedicated for downstream transmission and $M_{us}$ symbol periods dedicated for upstream transmission, separated by time gaps that sum up to one symbol period (see clause 10.5). + +**3.2.45 transmission opportunity (TXOP):** The set of symbol positions in a logical frame (excluding sync symbol position) at which data transmission is allowed. Outside the transmission opportunity, the FTU only transmits quiet symbols. + +NOTE 1 – The downstream and upstream transmission opportunities are determined by the dynamic resource allocation (DRA) function and received by the FTU-O over the $\gamma_0$ reference point (through the TXOPds and TXOPus primitives). The parameters received with the TXOPus primitive are communicated to the FTU-R through the RMC. The transmission opportunity contains symbol positions in the normal operation interval (NOI), and may contain symbol positions in the discontinuous operation interval (DOI). Transmission opportunities are set for each logical frame of each line of the vectored group and may be changed as often as once per logical frame. + +NOTE 2 – The DRA function controls the number of symbol positions in the transmission opportunity, thereby having the ability to control energy efficiency. + +**3.2.46 vectored group:** The set of lines over which transmission from the DPU is eligible to be coordinated by pre-coding (downstream vectoring), or over which reception at the distribution point (DPU) is eligible to be coordinated by post-cancellation (upstream vectoring), or both. Depending on the configuration of the vectored group, downstream vectoring, upstream vectoring, both or none may be enabled. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|-----------|----------------------------------------------------| +| ACK | Acknowledgement | +| ACTATP | Actual Aggregate Transmit Power | +| ADSL2 | Asymmetric Digital Subscriber Line transceivers 2 | +| ADSL2plus | ADSL2 – extended bandwidth | +| AF | Assured Forwarding | +| AN | Access Node | +| ANDR | Aggregate Net Data Rate | +| AR | Automatic Repeat | +| ASCII | American Standard Code for Information Interchange | +| ATA | Analogue Telephone Adapter | +| ATTETR | Attainable Expected Throughput | +| ATTNDR | Attainable Net Data Rate | +| BAT | Battery operation | +| BE | Best Effort | +| BER | Bit Error Ratio | +| BLT | Bit-Loading Table | +| CE | Cyclic Extension | +| CL | Capabilities List | +| CLR | Capabilities List Request | +| CP | Cyclic Prefix | +| CP | Customer Premises | +| CRC | Cyclic Redundancy Check | +| DECT | Digital Enhanced Cordless Telecommunications | +| DFT | Discrete Fourier Transform | +| DGL | Dying Gasp power Loss | + +| | | +|-------|-----------------------------------------------------------| +| DMT | Discrete Multitone | +| DOI | Discontinuous Operation Interval | +| DPR | DTU Payload Rate | +| DPU | Distribution Point Unit | +| DRA | Dynamic Resource Allocation | +| DRR | Dynamic Resource Report | +| DS | Downstream | +| DSL | Digital Subscriber Line | +| DTU | Data Transfer Unit | +| ECS | Error Check Sequence | +| EF | Expedited Forwarding | +| EFTR | Error-Free Throughput | +| EMC | Electromagnetic Compatibility | +| eoc | embedded operations channel | +| E-PON | Ethernet Passive Optical Network | +| ES | Errored Second | +| ETR | Expected Throughput | +| ETT | Expected Transmission Time | +| FCCC | FRA Configuration Change Count | +| FCS | Frame Check Sequence | +| FEC | Forward Error Correction | +| FEQ | Frequency domain Equalizer | +| FEXT | Far-End crosstalk | +| FME | FTU Management Entity | +| FRA | Fast Rate Adaptation | +| FTTdp | Fibre To The distribution point | +| FTTH | Fibre To The Home | +| FTU | Fast Transceiver Unit | +| FTU-O | FTU at the Optical network unit | +| FTU-R | FTU at the Remote site (i.e., subscriber end of the loop) | +| FXO | Foreign exchange Office | +| FXS | Foreign exchange Subscriber | +| GbE | Gigabit Ethernet | +| G-PON | Gigabit Passive Optical Network | +| HDLC | High-level Data Link Control | +| HDTV | High Definition Television | +| HON | Higher Order Node | + +| | | +|------------|-------------------------------------| +| IAR | International Amateur Radio | +| IDFT | Inverse Discrete Fourier Transform | +| IDS | Identification Sequence | +| iDTA | Independent dynamic time assignment | +| INP | Impulse Noise Protection | +| ISDN | Integrated Services Digital Network | +| L2CCC | L2 Configuration Change Count | +| L2TSA | L2 Transmission Schedule Adaptation | +| Layer 2+ | Layer 2 and above | +| LCL | Longitudinal Conversion Loss | +| LESM | Low-frequency Edge Stop-band Mask | +| LFDC | Logical Frame Down Count | +| lom | loss of margin | +| lor | loss of RMC | +| LORS | lor Second | +| los | loss of signal | +| LOSS | los Second | +| LPM | Limit PSD Mask | +| lpr | loss of power | +| LSB | Least Significant Bit | +| LTR | Local Timing Reference | +| ME | Management Entity | +| MIB | Management Information Base | +| MS | Mode Select message | +| MSB | Most Significant Bit | +| MTBE | Mean Time Between Error events | +| MUX | Multiplexer | +| NACK | Negative Acknowledgement | +| NMS | Network Management System | +| NOI | Normal Operation Interval | +| NR | Non-Repeat | +| NSF | Non-Standard Facility | +| NT | Network Termination | +| NTR | Network Timing Reference | +| ODN | Optical Distribution Network | +| OHP | Off-Hook Phone | +| OLR | Online Reconfiguration | + +| | | +|-------|-------------------------------------| +| OLT | Optical Line Termination | +| PCE | Power Control Entity | +| PE | Power Extractor | +| PHB | Per-Hop Behaviour | +| PHY | Physical layer | +| PMS | Physical Media Specific | +| POTS | Plain Old Telephone Service | +| PRBS | Pseudo Random Binary Sequence | +| PSD | Power Spectral Density | +| PSE | Power Source Equipment | +| PSM | PSD Shaping Mask | +| PSU | Power Supply Unit | +| PTM | Packet Transfer Mode | +| PTP | Precision Time Protocol | +| QAM | Quadrature Amplitude Modulation | +| RCCC | RPA Configuration Change Count | +| QoS | Quality of Service | +| REIN | Repetitive Electrical Impulse Noise | +| RFI | Radio Frequency Interference | +| RMC | Robust Management Channel | +| RMS | Root Mean Square | +| RPA | RMC Parameter Adjustment | +| RPF | Reverse Power Feeding | +| RQ | Repeat Request | +| RTS | RMC Tone Set | +| RTSBL | RMC Tone Set and Bit Loading | +| RTX | Retransmission | +| RX | Receiver | +| SC | Segment Code | +| SCCC | SRA Configuration Change Count | +| SES | Severely Errored Second | +| SFDC | Superframe Down Count | +| SHINE | Single High Impulse Noise Event | +| SID | Sequence Identifier | +| SLA | Service Level Agreement | +| SM | Subcarrier Mask | +| SNR | Signal-to-Noise Ratio | + +| | | +|--------|--------------------------------------------------------| +| SNRM | Signal-to-Noise Ratio Margin | +| SOC | Special Operations Channel | +| SRA | Seamless Rate Adaptation | +| SREC | Showtime Reconfiguration | +| SRECCC | Showtime Reconfiguration Change Count | +| STDD | Synchronous Time-Division Duplexing | +| TC | Transmission Convergence | +| TCE | Timing Control Entity | +| TDD | Time-Division Duplexing | +| TE | Terminal Equipment | +| TIGA | Transmitter-Initiated Gain Adjustment | +| ToD | Time-of-Day | +| TPS | Transport Protocol Specific | +| TS | Time Stamp | +| TSP | Time Synchronization Period | +| TX | Transmitter | +| TXOP | Transmission Opportunity | +| UAS | Unavailable Second | +| UPBO | Upstream Power Back Off | +| US | Upstream | +| UTC | Unable To Comply | +| VBB | Vectored Band Blocks | +| VCE | Vectoring Control Entity | +| VDSL2 | Very high speed Digital Subscriber Line transceivers 2 | +| VFC | Vectoring Feedback Channel | +| VFCDR | Vectoring Feedback Channel Data Rate | +| VF | Vectoring Feedback | +| VFRB | Vectoring Feedback Report Block | +| VoIP | Voice over Internet Protocol | + +# 5 Reference models and system requirements + +## 5.1 System reference models + +This Recommendation covers the interface specification between an FTU-O and FTU-R, as applied at the U reference point. The FTU-O is located inside the distribution point unit (DPU) at the network side of the wire-pair (U-O reference point). The FTU-R is located inside the network termination (NT) at the customer premises side of the wire-pair (U-R reference point). Implementations complying with this Recommendation are typically deployed in a fibre to the-distribution point (FTTdp) scenario. + +The functional reference model of FTTdp deployment is illustrated in Figure 5-1. + +The upstream traffic from all DPUs is aggregated by the optical distribution network (ODN) and higher order node (HON) up to the V reference point. The downstream traffic at the V reference point is distributed towards multiple DPUs by HON and ODN. The aggregation and distribution functions of ODN and HON are out of the scope of this Recommendation. Different aggregation examples are united under HON, ODN and DPU, as shown in Figure 5-1. + +Each DPU is located at a distribution point and contains one or more FTU-Os, with each FTU-O connected to a NT. The NT contains an FTU-R, which is a peer of the FTU-O connected to the corresponding DPU. + +The management of a DPU is performed by the network management system (NMS), passing management information to each DPU's management entity (ME-O) over the Q reference point. The NMS may also monitor each FTU-R via the related NT's ME-R via the G reference point. The connection between the ME functions at the DPU and at the NT is established over management channels provided by the FTU-Os and FTU-Rs via the wire-pairs. + +At any time, the NMS may also request reconfiguration of any particular line connected to the DPU by sending a set of new configuration parameters for this line to the ME-O. Upon receiving such a request, the ME-O may either reject the request, or load the new configuration into the DPU-MIB. The request may be rejected if the ME-O is not able to enforce the new configuration on the line immediately upon receipt of the request. Reasons that the ME-O may reject the request include that the link-state of the line is L2.1B or L2.2 (battery operation). If the ME-O loads the new configuration into the DPU-MIB, it forces the line into operation with the new configuration as soon as possible. + +If showtime reconfiguration (SREC) is supported and allowed (see clause R.3), the changes in configuration are applied by using an SREC procedure. Otherwise, the changes in configuration are applied either through a fast retrain of the line (see clause 12.1.4.2), or through a full re-initialization of the line (see clause 12.3). If SREC is not supported and if the new configuration requires changes of control parameters that only apply to the FTU-O, the FME may apply the new configuration locally at the FTU-O without a fast retrain or full reinitialization. + +NOTE – If the ME-O rejects the reconfiguration request, then the NMS can issue another reconfiguration request at a later time with the same or different parameter values. + +![Figure 5-1: Reference model of FTTdp deployment. The diagram shows a network architecture starting from the left with a 'V' (Voice) input connected to a 'HON' (Home Office Network) block, which is then connected to an 'ODN' (Optical Distribution Network) represented by a triangle. The ODN connects to a 'DPU' (Digital Processing Unit) block. Inside the DPU, the signal flows through a 'PHY' block, an 'L2+' block, and an 'FTU-O-1' (Fiber To The Unit - Optical) block. Above the DPU, an 'NMS' (Network Management System) is connected to a 'ME-O' (Media Equipment - Optical) block. The 'FTU-O-1' block connects to a 'wire-pair 1' (labeled 'U-O' on the DPU side and 'U-R' on the NT side). This wire-pair connects to an 'NT-1' (Network Termination) block. Inside the NT-1, the signal flows through an 'FTU-R-1' (Fiber To The Unit - Remote) block, an 'L2+' block, and a 'PHY' block. Above the NT-1, a 'ME-R' (Media Equipment - Remote) block is connected to the 'FTU-R-1' block. The 'ME-R' block is also connected to an 'NMS' block. The output of the 'PHY' block in the NT-1 is labeled 'G' (Data) and 'T/S' (Telephone Service). The diagram is labeled 'G.9701(19)_F5-1' in the bottom right corner.](c914f51f4427bc672dd0526cfc90ebe9_img.jpg) + +Figure 5-1: Reference model of FTTdp deployment. The diagram shows a network architecture starting from the left with a 'V' (Voice) input connected to a 'HON' (Home Office Network) block, which is then connected to an 'ODN' (Optical Distribution Network) represented by a triangle. The ODN connects to a 'DPU' (Digital Processing Unit) block. Inside the DPU, the signal flows through a 'PHY' block, an 'L2+' block, and an 'FTU-O-1' (Fiber To The Unit - Optical) block. Above the DPU, an 'NMS' (Network Management System) is connected to a 'ME-O' (Media Equipment - Optical) block. The 'FTU-O-1' block connects to a 'wire-pair 1' (labeled 'U-O' on the DPU side and 'U-R' on the NT side). This wire-pair connects to an 'NT-1' (Network Termination) block. Inside the NT-1, the signal flows through an 'FTU-R-1' (Fiber To The Unit - Remote) block, an 'L2+' block, and a 'PHY' block. Above the NT-1, a 'ME-R' (Media Equipment - Remote) block is connected to the 'FTU-R-1' block. The 'ME-R' block is also connected to an 'NMS' block. The output of the 'PHY' block in the NT-1 is labeled 'G' (Data) and 'T/S' (Telephone Service). The diagram is labeled 'G.9701(19)\_F5-1' in the bottom right corner. + +**Figure 5-1 – Reference model of FTTdp deployment +(shown for line 1 of N lines connected to a DPU)** + +The PHY blocks represent the physical layer of the DPU towards the access network and of the NT towards the customer premises (CP). These blocks are shown for completeness of the data flow but are out of scope of this Recommendation. The L2+ blocks represent the layer 2 and above functionalities contained in the DPU and the NT. These blocks are shown for completeness of the data flow but are out of scope of this Recommendation. An FTU-O represents the physical interface of the DPU related to a wire-pair. The DPU includes a number of ITU-T G.9701 transceivers (FTU-O-1 for line 1 in Figure 5-1); the peer transceiver at the NT is FTU-R-1. Functionalities related to maintaining POTS and power related functionality are not illustrated in either Figure 5-1 or Figure 5-2. + +Figure 5-2 provides an overview of the reference model with the logical information flows within the DPU containing N FTU-Os. A DPU could comprise a single FTU-O or multiple FTU-Os. The fundamental principle of the system is synchronous and coordinated transmission and reception of signals from all N wire-pairs connected to the DPU. Thus, the signals may be represented as a vector where each component is the signal on one of the multiple lines (shown as thick lines in Figure 5-2). + +![Figure 5-2: Reference model of the DPU (shown for line 1 of N lines connected to the DPU). The diagram illustrates the internal architecture of a Digital Processing Unit (DPU) containing N transceivers (FTU-O-n, n=1..N). The main components shown are: PHY, L2+, FTU-O-1 (representing line 1), DRA (Dynamic Resource Allocation), PCE (Power Control Entity), TCE (Timing Control Entity), VCE (Vectoring Control Entity), and ME-O (Management Entity). Key interfaces and signals include: STREAMMds-1, TxEnable-1, STREAMMus-1, RxEnable-1, LinkState-1, BAT-1, DRRus-1, DRRds-1, Environmental conditions (e.g., temperature), Freq/Time in IEEE1588, Freq/Time from PHY, TXOPds-1, TXOPus-1, VFC-1, ε-c-1, ε-1-n from FTU-O-1 to all other FTU-Os, U-O, PHY-m, L2+-m, DRA/PCE-m, TCE-m, ε-m, γ_MGMT0, and γ0. The ME-O at the bottom is connected to all other entities via the γ_MGMT0 interface.](c5452f95f3b28f1bfe29e84fbc2e1267_img.jpg) + +Figure 5-2: Reference model of the DPU (shown for line 1 of N lines connected to the DPU). The diagram illustrates the internal architecture of a Digital Processing Unit (DPU) containing N transceivers (FTU-O-n, n=1..N). The main components shown are: PHY, L2+, FTU-O-1 (representing line 1), DRA (Dynamic Resource Allocation), PCE (Power Control Entity), TCE (Timing Control Entity), VCE (Vectoring Control Entity), and ME-O (Management Entity). Key interfaces and signals include: STREAMMds-1, TxEnable-1, STREAMMus-1, RxEnable-1, LinkState-1, BAT-1, DRRus-1, DRRds-1, Environmental conditions (e.g., temperature), Freq/Time in IEEE1588, Freq/Time from PHY, TXOPds-1, TXOPus-1, VFC-1, ε-c-1, ε-1-n from FTU-O-1 to all other FTU-Os, U-O, PHY-m, L2+-m, DRA/PCE-m, TCE-m, ε-m, γ\_MGMT0, and γ0. The ME-O at the bottom is connected to all other entities via the γ\_MGMT0 interface. + +**Figure 5-2 – Reference model of the DPU +(shown for line 1 of N lines connected to the DPU)** + +For each FTU-O in the vectored group, the data plane information flow over the $\gamma_0$ reference point is represented by a single downstream data stream (STREAMMds-n) and a single upstream data stream (STREAMMus-n), where 'n' is an identifier for a specific FTU-O (FTU-O-n) and associated wire-pair. The FTU-O may use flow control (TX Enable-n) on the downstream data stream. The L2+ entity may use flow control (RX Enable-n) on the upstream data stream. Inside the DPU, the ME-O conveys the management information (over the $\gamma\_MGMT_0$ interface) to each of the FTU-Os. + +The functionalities of the DPU also include: + +- Timing control entity (TCE); +- Vectoring control entity (VCE); +- Dynamic resource allocation (DRA) that also includes power control entity (PCE). + +The TCE coordinates the transmission and reception with synchronous time-division duplexing (STDD) over the vectored group. At the U-O reference point, downstream symbols transmitted by all N FTU-Os, upstream symbols transmitted by all N FTU-Rs, downstream sync symbols transmitted by all N FTU-Os, and upstream sync symbols transmitted by all N FTU-Rs are aligned over all wire-pairs in the vectored group. The coordination is shown in Figure 5-2 as the same TDD timing being passed from the TCE to all N FTU-Os. + +The access node (AN) receives the network frequency/timing over the V reference point (e.g., [b-ITU-T G.8264], [b-IEEE 1588]). The frequency/timing is conveyed through the OLT, ODN and PHY and/or L2+ block to the TCE. The TCE passes the network timing reference (NTR) and time-of-day (ToD) to all N FTU-Os. The TCE may synchronize the transceiver sample clock ( $f_s$ ) to the NTR or ToD reference frequency. Inside the DPU, the ME-O conveys the management information (over an interface here called TCE-m) to the TCE. + +The VCE coordinates the crosstalk cancellation over the vectored group. This coordination is made possible through communication from each FTU-O to all other FTU-Os; for example $\epsilon\text{-}1\text{-}n$ identifies + +the interface between an FTU-O on line 1 (here called FTU-O-1) and all other FTU-Os on lines $n$ (here called FTU-O- $n$ , $n=2\dots N$ ). Coordination data (e.g., precoder data for vectoring) are exchanged between FTU-O- $n1$ and FTU-O- $n2$ over an interface here called $\varepsilon$ - $n1$ - $n2$ . Each VCE controls a single DPU, and controls FTU-O- $n$ (connected to line $n$ ) over an interface here called $\varepsilon$ - $c$ - $n$ (e.g., to set precoder coefficients for vectoring). The information contained in the vectoring feedback channel (VFC- $n$ ) enables the VCE to determine the precoder coefficients. The vectoring feedback information is conveyed from the FTU-R to the VCE over the U interface to the FTU-O and then over the VFC to the VCE. Inside the DPU, the ME-O conveys the management information (over an interface here called $\varepsilon$ - $m$ ) to the VCE. + +The DRA coordinates the downstream and upstream transmission opportunities over the vectored group. The allocation of downstream and upstream transmission opportunities may be static (i.e., constant over time as set by the ME-O) or may be dynamic (i.e., variable over time, depending on the traffic needs and within the bounds set by the ME-O and the PCE). The DRA receives dynamic resource reports (DRRs) from the Layer 2+ functionality for each of the lines in the vectored group (shown as DRRds- $n$ and DRRus- $n$ ). The DRRus is passed from the NT to the DRA over the $\gamma_R$ , U-R, U-O and $\gamma_0$ reference points. Inside the DPU, the ME-O conveys the management information (over an interface here called DRA- $m$ ) to the DRA. + +The management information conveyed over the DRA- $m$ interface imposes bounds on the allocation of upstream and downstream transmission opportunities per subscriber line within the vectored group. + +NOTE – The bounds imposed by the ME-O on the DRA may be related to service level agreements (SLA). + +The PCE may further impose bounds on the allocation of downstream and upstream transmission opportunities using information about traffic needs per line and environmental information within the DPU related to power dissipation, e.g., temperatures inside the DPU and available power supplies. The necessary management information (e.g., temperature limits and power dissipation targets) is conveyed over the PCE- $m$ interface. Based on this information, the PCE tracks the power consumption of the DPU and limits the allocation of transmission opportunities per subscriber line, in both upstream and downstream directions, accounting for various criteria including the traffic need and environmental information. + +The LinkState- $n$ and BAT- $n$ primitives are used for low power operation. + +Figure 5-3 provides an overview of the reference model of the information flows within NT- $n$ . The NT reference model represents a single FTU-R. + +All functionality related to the transmission and reception with synchronous time-division duplexing (STDD) over the vectored group is contained inside the FTU-R. + +![Figure 5-3 – Reference model of NT-n. This block diagram illustrates the internal architecture of an NT-n (Network Terminal) unit. On the left, the FTU-R-n (Fiber Termination Unit - Remote) is shown with an external U-R reference point. It connects to an internal L2+ block via several control and data lines: STREAMus-n (upstream data), TxEnable-n (flow control), DRRus-n (data rate regulation), and STREAMds-n (downstream data). The FTU-R-n also connects to a PSE (Power Source Equipment) block via LinkState-n and BAT-n signals. The PSE connects to the ME-R (Media Equipment - Remote) block via PSE-m. The ME-R block is at the bottom and connects to the NT-n external reference point. It also connects to a TCE (Timing and Clock Equipment) block via TCE-m. The TCE block receives NTR/ToD from the FTU-R-n and sends 'Freq/Time in IEEE1588' and 'Freq/Time to PHY' to the PHY block. The PHY block is on the right and has an external S/T reference point. It connects to the L2+ block via L2+-m and PHY-m signals. The L2+ block also connects to the ME-R block via L2+-m. A dashed line labeled γ_R indicates the reference point for management information flow between the FTU-R-n and the ME-R block.](cbdfdade780e677eb1c1aef3081ce9ef_img.jpg) + +Figure 5-3 – Reference model of NT-n. This block diagram illustrates the internal architecture of an NT-n (Network Terminal) unit. On the left, the FTU-R-n (Fiber Termination Unit - Remote) is shown with an external U-R reference point. It connects to an internal L2+ block via several control and data lines: STREAMus-n (upstream data), TxEnable-n (flow control), DRRus-n (data rate regulation), and STREAMds-n (downstream data). The FTU-R-n also connects to a PSE (Power Source Equipment) block via LinkState-n and BAT-n signals. The PSE connects to the ME-R (Media Equipment - Remote) block via PSE-m. The ME-R block is at the bottom and connects to the NT-n external reference point. It also connects to a TCE (Timing and Clock Equipment) block via TCE-m. The TCE block receives NTR/ToD from the FTU-R-n and sends 'Freq/Time in IEEE1588' and 'Freq/Time to PHY' to the PHY block. The PHY block is on the right and has an external S/T reference point. It connects to the L2+ block via L2+-m and PHY-m signals. The L2+ block also connects to the ME-R block via L2+-m. A dashed line labeled γ\_R indicates the reference point for management information flow between the FTU-R-n and the ME-R block. + +G.9701(19)\_F5-3 + +**Figure 5-3 – Reference model of NT-n** + +The data plane information flow over the $\gamma_R$ reference point is represented by a single downstream data stream (STREAMds-n) and a single upstream data stream (STREAMus-n). The FTU-R may use flow control (TX Enable-n) on the upstream data stream. The ME-R conveys the management information (over an interface known as $\gamma\_MGMT_R$ ) to the FTU-R. + +The TCE receives NTR and ToD over the network frequency/timing from the FTU-R over the $\gamma_R$ reference point, and passes the network frequency/timing to the PHY and the L2+ block so as to provide network frequency/timing at the T reference point (e.g., 1PPS [b-IEEE1588]). Inside the NT-n, the ME-R conveys the management information (over an interface here called TCE-m) to the TCE. + +The DRA related primitives (see Table 8-4) are represented by DRRus, LinkState, and battery operation (BAT) crossing the $\gamma_R$ reference point. The DRRus primitive is for the FTU-R to receive the DRR from the L2+ (and to send/receive DRR configuration to/from the L2+). The LinkState primitive is for the FTU-R to indicate the link state to the ME-R. The battery-operation (BAT) primitive is for the PSE (if internal to the NT) to indicate the battery operation to the FTU-R. The PSE also indicates the battery operation to the ME-R over the PSE-m interface. + +## 5.2 Application reference models + +Implementations complying with this Recommendation are typically deployed in a fibre to the-distribution point (FTTdp) scenario. A FTTdp deployment may be a further evolution of a FTTx (e.g., FTTCabinet, FTTBuilding and FTTcurb) deployment, taking the fibre deeper into the network, or it may be a FTTH deployment with a copper extension where installation of the fibre inside the customer premises is not possible. The optical distribution network that feeds the distribution point units (DPUs) may be based on point-to-multipoint (e.g., PON) or point-to-point (e.g., GbE) technologies. + +A key aspect of FTTdp deployment is the requirement that the customer should be able to self-install the equipment. Figure 5-4 provides an overview of the basic application reference model for customer + +self-install with POTS as the underlying narrowband service. Alternatively, the integrated services digital network (ISDN) may be used as the underlying narrowband service. This application model is very similar to the ITU-T G.993.2 generic application reference model for splitterless remote deployment (see Figure 5-5 of [b-ITU-T G.993.2]). The DPU may contain one or multiple instantiations of the FTU-O and service splitter functionalities. + +![Figure 5-4: Application reference model for FTTdp with POTS. The diagram shows a network architecture starting from a 'Narrowband network' connected to a 'DPU'. Inside the DPU, there's a 'Service splitter' connected to a 'Copper pair' (U-O/U-R). The 'Service splitter' is also connected to an 'FTU-O' which has a 'PHY' and a 'Y' symbol (representing a splitter or coupler). The 'FTU-O' is connected to an 'NT1' which contains an 'FTU-R', a 'PHY', and a 'Y' symbol. The 'NT1' is connected to an 'NT2' which contains a 'TE' (Terminal Equipment). The 'NT2' is connected to an 'In-premises network' which is further connected to two 'TE' units. The 'Copper pair' (U-O/U-R) from the DPU is connected to an 'In-premises wiring' cloud. From the 'In-premises wiring', two 'In-line filter' units are connected, each leading to a telephone handset. Reference points V, Y0, YR, U-O2, U-O, U-R, and U-R2 are indicated on the diagram. A label 'G.9701(14)_F5-4' is present in the bottom right corner.](043e64d41a3368d138ace3816fd26469_img.jpg) + +Figure 5-4: Application reference model for FTTdp with POTS. The diagram shows a network architecture starting from a 'Narrowband network' connected to a 'DPU'. Inside the DPU, there's a 'Service splitter' connected to a 'Copper pair' (U-O/U-R). The 'Service splitter' is also connected to an 'FTU-O' which has a 'PHY' and a 'Y' symbol (representing a splitter or coupler). The 'FTU-O' is connected to an 'NT1' which contains an 'FTU-R', a 'PHY', and a 'Y' symbol. The 'NT1' is connected to an 'NT2' which contains a 'TE' (Terminal Equipment). The 'NT2' is connected to an 'In-premises network' which is further connected to two 'TE' units. The 'Copper pair' (U-O/U-R) from the DPU is connected to an 'In-premises wiring' cloud. From the 'In-premises wiring', two 'In-line filter' units are connected, each leading to a telephone handset. Reference points V, Y0, YR, U-O2, U-O, U-R, and U-R2 are indicated on the diagram. A label 'G.9701(14)\_F5-4' is present in the bottom right corner. + +Figure 5-4 – Application reference model for FTTdp with POTS + +Table 5-1 – Signal flows applicable at the reference points shown in Figure 5-4 + +| Reference point | ITU-T G.9701 signals | Reverse power feeding | Conventional analogue POTS | +|-----------------|----------------------|-----------------------|----------------------------| +| U-O2 | Yes | No | No | +| U-O/U-R | Yes | No | Yes | +| U-R2 | Yes | No | No | + +The customer self-install feature facilitates rapid deployment of ITU-T G.9701 equipment since it does not require installation of new wires in the customer premises. The ITU-T G.9701 equipment is connected using existing telephone wires, where the ITU-T G.9701 NT1 can be plugged into any telephone wall socket. This deployment model implies that the wiring topology of the existing network may include bridged taps. This Recommendation thus defines the functionality necessary to facilitate deployment of ITU-T G.9701 equipment in the presence of bridged taps and related radio frequency interference (RFI) and impulse noise. + +As the DPU is deployed closer to the customer premises, the number of ports on a DPU gets smaller and more DPUs are deployed throughout the network. Distribution points are at locations where local power is typically not available. In this case, reverse powering is applied. The DPU is powered from the customer premises, sharing the same wire-pair with the data service. The application of reverse powering is included in the application reference model for FTTdp with reverse powering and POTS in Figure 5-5. + +![Figure 5-5 – Application reference model for FTTdp with reverse powering and POTS](c360107ddc124d102ea617acd3b8b571_img.jpg) + +**Figure 5-5 – Application reference model for FTTdp with reverse powering and POTS** + +**Table 5-2 – Signal flows applicable at the reference points shown in Figure 5-5** + +| Reference point | ITU-T G.9701 signals | Reverse power feeding (RPF) | Analogue voice signals | Out of band POTS signalling | +|-------------------------------------------------------------------------------------|----------------------|-----------------------------|------------------------|-----------------------------| +| U-O2 | Yes | No | No | No | +| U-O2O | No | No | Yes | Yes | +| U-O2P | No | Yes | No | No | +| U-O/U-R | Yes | Yes | Yes | Yes | +| U-R2P | No | Yes | No | No | +| U-R2S | No | Yes (Note) | Yes | Yes | +| U-R2 | Yes | No | No | No | +| NOTE – RPF provides power for FXS POTS adapters implementing signalling conversion. | | | | | + +The power is inserted on the wire-pair by the power source equipment (PSE) located in the customer premises and extracted from the wire-pair by the power extractor (PE) located in the DPU. Power is extracted from each active port and combined in the power supply unit (PSU). The PSE and the NT may be integrated into the same physical box. + +Because of reverse power feeding direct current (DC) from the customer premises, the underlying POTS service can only share the same wire-pair with the data service if POTS adapters are applied. POTS adapters provide alternative signalling means on the U reference point, equivalent to POTS signalling. At the network side, a FXO-type POTS adapter converts the foreign exchange office (FXO) interface POTS DC signalling from the narrowband network into the alternative signalling on the U reference point. At the customer premises side, a FXS-type POTS adapter converts the alternative signalling on the U reference point into foreign exchange subscriber interface (FXS) POTS DC signalling towards the telephones. + +As an alternative to the POTS provided from the exchange-side narrowband network, a derived POTS service may be provided. The derived POTS uses voice-over-IP (VoIP) technology on the U reference point, with the VoIP terminated in an analogue telephone adapter (ATA). The ATA is connected to the home network (e.g., [[b-ITU-T G.9960](#)] and [[b-ITU-T G.9961](#)]) or is integrated with the NT1 or NT2 in the same physical box, with the FXO-type POTS adapter located in the customer premises. The application of reverse powering and derived POTS is depicted in Figure 5-6. + +18 Rec. ITU-T G.9701 (03/2019) + +![Figure 5-6: Application reference model for FTTdp with reverse powering and derived POTS. The diagram shows a network architecture starting from a central office (HON, ODN) connected to a Distribution Point Unit (DPU). The DPU contains a PHY, FTU-O, PSU, and PE. A copper pair connects the DPU to an In-premises wiring hub. From this hub, multiple branches emerge: U-O2 to an FTU-R in NT1 (connected to an ATA), U-R2 to an NT2 (connected to an ATA and an In-premises network with TE and ATA), U-R2O to an FXS POTS adapter, U-R2S to an FXS POTS adapter connected to a telephone, and U-R2P to a PSE. A note indicates that an ATA may be located in NT1, NT2, or the TE. The diagram is labeled G.9701(14)_F5-6.](69b7bd65e85cdef6fdd7fb0a8194257c_img.jpg) + +Figure 5-6: Application reference model for FTTdp with reverse powering and derived POTS. The diagram shows a network architecture starting from a central office (HON, ODN) connected to a Distribution Point Unit (DPU). The DPU contains a PHY, FTU-O, PSU, and PE. A copper pair connects the DPU to an In-premises wiring hub. From this hub, multiple branches emerge: U-O2 to an FTU-R in NT1 (connected to an ATA), U-R2 to an NT2 (connected to an ATA and an In-premises network with TE and ATA), U-R2O to an FXS POTS adapter, U-R2S to an FXS POTS adapter connected to a telephone, and U-R2P to a PSE. A note indicates that an ATA may be located in NT1, NT2, or the TE. The diagram is labeled G.9701(14)\_F5-6. + +**Figure 5-6 – Application reference model for FTTdp with reverse powering and derived POTS** + +**Table 5-3 – Signal flows applicable at the reference points shown in Figure 5-6** + +| Reference point | ITU-T G.9701 signals | Reverse power feeding (RPF) | Analogue voice signals | Out-of-band POTS signalling | +|-----------------|----------------------|-----------------------------|------------------------|-----------------------------| +| U-O2 | Yes | No | No | No | +| U-O2P | No | Yes | No | No | +| U-O/U-R | Yes | Yes | No | No | +| U-R2P | No | Yes | No | No | +| U-R2O | No | Option (Note 1) | Yes | Yes | +| U-R2S | No | Yes (Note 2) | Yes | Yes | +| U-R2 | Yes | No | No | No | + +NOTE 1 – The FXO POTS adapter will usually be locally powered if the FXO POTS adapter is collocated with an ATA, but may otherwise use the reverse power feeding option. + +NOTE 2 – RPF provides power for FXS POTS adapters implementing signalling conversion. + +As a further alternative, the ATA may insert the derived POTS on the in-premises wiring, with the NT and PSE integrated into the same physical box, and not connected to the in-premises wiring. This deployment model is illustrated in Figure 5-7. It has the advantage of not exposing ITU-T G.9701 to the bridged taps caused by the in-premises wiring topology. However, it may make the customer self-installation process more challenging. + +![Figure 5-7: Application reference model for FTTdp with reverse powering and derived POTS not sharing the in-premises wiring with ITU-T G.9701. The diagram shows a V (Voltage) source connected to a HON (Home Network) and ODN (Optical Distribution Network). The ODN connects to a DPU (Distribution Point Unit) containing a PHY, a splitter, an FTU-O (Fiber To Unit Optical), a PSU (Power Supply Unit), and a PE (Power Ethernet). The FTU-O is connected to a copper pair (U-O/U-R) which leads to an in-premises wiring cloud. The in-premises wiring cloud connects to two telephones. The FTU-O is also connected to an NT1 (Network Termination 1) containing an FTU-R (Fiber To Unit Remote), a PHY, an ATA (Analog Telephone Adapter), and a PSE (Power Source Equipment). The FTU-R is connected to an NT2 (Network Termination 2) containing a PHY, an ATA, and a TE (Terminal Equipment). The NT2 is connected to an in-premises network cloud containing a TE and an ATA. A note indicates that the ATA may be either in NT1, NT2, or TE. The diagram is labeled G.9701(14)_F5-7.](11edb7fcedf09ac6a817f8d7b8c61eec_img.jpg) + +Figure 5-7: Application reference model for FTTdp with reverse powering and derived POTS not sharing the in-premises wiring with ITU-T G.9701. The diagram shows a V (Voltage) source connected to a HON (Home Network) and ODN (Optical Distribution Network). The ODN connects to a DPU (Distribution Point Unit) containing a PHY, a splitter, an FTU-O (Fiber To Unit Optical), a PSU (Power Supply Unit), and a PE (Power Ethernet). The FTU-O is connected to a copper pair (U-O/U-R) which leads to an in-premises wiring cloud. The in-premises wiring cloud connects to two telephones. The FTU-O is also connected to an NT1 (Network Termination 1) containing an FTU-R (Fiber To Unit Remote), a PHY, an ATA (Analog Telephone Adapter), and a PSE (Power Source Equipment). The FTU-R is connected to an NT2 (Network Termination 2) containing a PHY, an ATA, and a TE (Terminal Equipment). The NT2 is connected to an in-premises network cloud containing a TE and an ATA. A note indicates that the ATA may be either in NT1, NT2, or TE. The diagram is labeled G.9701(14)\_F5-7. + +**Figure 5-7 – Application reference model for FTTdp with reverse powering and derived POTS not sharing the in-premises wiring with ITU-T G.9701** + +**Table 5-4 – Signal flows applicable at the reference points shown in Figure 5-7** + +| Reference point | ITU-T G.9701 signals | Reverse power feeding | Conventional analogue POTS | +|-----------------|----------------------|-----------------------|----------------------------| +| U-O2 | Yes | No | No | +| U-O2P | No | Yes | No | +| U-O/U-R | Yes | Yes | No | +| U-R2P | No | Yes | No | +| U-R2 | Yes | No | No | + +The above application reference models all have voice service delivered over the in-premises wiring. Other application models are possible, where voice service is provided from other devices, e.g., from the ATA with digital enhanced cordless telecommunications (DECT) handsets, or by connecting VoIP telephones to the home network. + +The application reference models with reverse powering and (derived) POTS (Figures 5-5 and 5-6) show that the access wire-pair and the in-premises wiring are shared by data service, voice service and reverse powering. Figure 5-8 provides an overview of the electrical reference model. Depending on whether the voice service is POTS or derived POTS, the FXO-type POTS adapter is in the DPU or in the customer premises, respectively. + +![Figure 5-8: Electrical reference model for FTTdp with reverse powering and (derived) POTS. The diagram shows two main components connected by a 'Copper pair'. On the left is the 'DPU' (Data Processing Unit) containing three blocks: 'POTS adapter -E', 'FTU-O', and 'PE'. Below these are three AC voltage sources labeled V_E, V_O, and V_L, each connected to an impedance Z_E, Z_O, and Z_L respectively. The DPU is connected to the copper pair at points U-O2E, U-O2, and U-O2P. The copper pair itself has reference points U-O and U-R. On the right is the 'In-premises' unit containing four blocks: 'PSE', 'FTU-R', 'POTS adapter -D', and 'POTS adapter -E'. Below these are four AC voltage sources labeled V_S, V_R, V_R, and V_E, each connected to an impedance Z_S, Z_R, Z_D, and Z_E respectively. The in-premises unit is connected to the copper pair at points U-R2P, U-R2, U-R2D, and U-R2E. A dashed line separates the internal components from the external connection points. The identifier 'G.9701(14)_F5-8' is in the bottom right corner.](c494cd874a082a97b50b3c4d3938f467_img.jpg) + +Figure 5-8: Electrical reference model for FTTdp with reverse powering and (derived) POTS. The diagram shows two main components connected by a 'Copper pair'. On the left is the 'DPU' (Data Processing Unit) containing three blocks: 'POTS adapter -E', 'FTU-O', and 'PE'. Below these are three AC voltage sources labeled V\_E, V\_O, and V\_L, each connected to an impedance Z\_E, Z\_O, and Z\_L respectively. The DPU is connected to the copper pair at points U-O2E, U-O2, and U-O2P. The copper pair itself has reference points U-O and U-R. On the right is the 'In-premises' unit containing four blocks: 'PSE', 'FTU-R', 'POTS adapter -D', and 'POTS adapter -E'. Below these are four AC voltage sources labeled V\_S, V\_R, V\_R, and V\_E, each connected to an impedance Z\_S, Z\_R, Z\_D, and Z\_E respectively. The in-premises unit is connected to the copper pair at points U-R2P, U-R2, U-R2D, and U-R2E. A dashed line separates the internal components from the external connection points. The identifier 'G.9701(14)\_F5-8' is in the bottom right corner. + +**Figure 5-8 – Electrical reference model for FTTdp with reverse powering and (derived) POTS** + +The scope of this Recommendation is restricted to the FTU-O and FTU-R functionality. The electrical characteristics of the greyed-out blocks in Figure 5-8 (PSE, PE and POTS adapters) and the communication protocol(s) between them are beyond the scope this Recommendation. They are being specified elsewhere (e.g., ETSI TC ATTM TM6). + +## 5.3 FTU protocol reference model + +The FTU protocol reference model defined in this clause describes both the FTU-O and the FTU-R, and concerns the FTU protocol sub-layers that are all below the $\gamma$ reference point. The reference model includes data and management planes addressing the TPS-TC, PMS-TC and PMD sub-layers. + +The FTU protocol reference model is illustrated in Figure 5-9. The sub-layers and reference points shown in black are defined in this Recommendation, whilst those shown in grey are beyond the scope of this Recommendation. + +![Figure 5-9 – FTU protocol reference model. The diagram shows the FTU protocol stack with data and management planes. The data plane includes sublayers TPS-TC, PMS-TC, and PMD. The management plane includes corresponding management entities (TPS-TC_MGMT, PMS-TC_MGMT, PMD_MGMT). Reference points are marked: γ (between upper layers and TPS-TC), α (between TPS-TC and PMS-TC), δ (between PMS-TC and PMD), U (between PMD and physical medium), and γ_MC (between upper management layers and TPS-TC management entity).](692541e65db4dc852988ce77ebb60ce5_img.jpg) + +The diagram illustrates the FTU protocol reference model. It is divided into two main vertical paths: the data path and the management path. The data path starts at the top with 'Upper layers of the data protocol stack', which connects to the 'TPS-TC sublayer' at the $\gamma$ reference point. Below the TPS-TC sublayer is the 'PMS-TC sublayer', connected at the $\alpha$ reference point. Below the PMS-TC sublayer is the 'PMD sublayer', connected at the $\delta$ reference point. The PMD sublayer connects to the 'Physical medium' at the $U$ reference point. The management path starts at the top with 'Upper layers of the management and control protocol stack', which connects to the 'TPS-TC management entity' at the $\gamma\_MC$ reference point. Below the TPS-TC management entity is the 'PMS-TC management entity', and below that is the 'PMD management entity'. These management entities are connected to their respective sublayers via management interfaces: 'TPS-TC\_MGMT', 'PMS-TC\_MGMT', and 'PMD\_MGMT'. The sublayers and management entities are grouped into two dashed boxes: the 'FTU data plane' (containing the sublayers) and the 'FTU management entity' (containing the management entities). A label 'G.9701(14)-Cor.3(17)\_F5-9' is present in the bottom right. + +Figure 5-9 – FTU protocol reference model. The diagram shows the FTU protocol stack with data and management planes. The data plane includes sublayers TPS-TC, PMS-TC, and PMD. The management plane includes corresponding management entities (TPS-TC\_MGMT, PMS-TC\_MGMT, PMD\_MGMT). Reference points are marked: γ (between upper layers and TPS-TC), α (between TPS-TC and PMS-TC), δ (between PMS-TC and PMD), U (between PMD and physical medium), and γ\_MC (between upper management layers and TPS-TC management entity). + +**Figure 5-9 – FTU protocol reference model** + +The functionality of the TPS-TC, PMS-TC and PMD sub-layers is defined, in clauses 8, 9 and 10, respectively. + +The reference points presented in Figure 5-9 are defined by sets of corresponding data or management primitives. A brief summary of these reference points is presented in Table 5-5 and detailed descriptions can be found in the clauses referenced in the table. + +**Table 5-5 – Summary of the FTU reference points defined in the Recommendation** + +| Reference point | Category | Brief description of information flow | Reference | +|-----------------|-------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------| +| $\gamma$ | Data, bidirectional, logical | Units of user data of the applied transmission protocols, data flow-control signalling, data start/stop markers, etc. | Clause 8.1.1 | +| $\alpha$ | Data, bidirectional, logical | Primitives of the data stream incoming to the PMS-TC from the TPS-TC and of the data stream forwarded by the PMS-TC to the TPS-TC | Clause 8.1.2 | +| $\delta$ | Data, bidirectional, logical | Primitives of the data stream incoming to the PMD from the PMS-TC and of the data stream forwarded by the PMD to the PMS-TC | Clause 9.1.1 | +| $U$ | Data, bidirectional, physical | Primitives of the physical signal on the line | Clause 10.1.1 | +| $\gamma\_MC$ | Management/control, bidirectional, logical/functional | Management and control primitives exchanged between the FME and the upper-layer functions DRA, TCE, ME and VCE. | Clauses 8.1.1, 10.3 and 11.1.1 | + +**Table 5-5 – Summary of the FTU reference points defined in the Recommendation** + +| Reference point | Category | Brief description of information flow | Reference | +|-----------------|-------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------| +| TPS-TC_MGMT | Management/control, bidirectional, logical/functional | Management and control primitives exchanged between the TPS-TC and FME. These include parameters of TPS-TC and DTU size. | Clause 8.1.3 | +| PMS-TC_MGMT | Management/control, bidirectional, logical/functional | Management and control primitives exchanged between the PMS-TC and FME. These include parameters of FEC, framing and PMS-TC framing overhead data. | Clause 9.1.2 | +| PMD_MGMT | Management/control, bidirectional, logical/functional | Management and control primitives exchanged between the PMD and FME. These include parameters that determine bit loading, gain adjustment, PSD shaping, TDD timing (TCE) and vectoring (VCE). | Clause 10.1.2 | + +The data plane protocol reference model of the ITU-T G.9701 link is shown in Figure 5-10 and corresponds to the FTU protocol reference model shown in Figure 5-9. + +![Figure 5-10 – Data plane protocol reference model. The diagram shows two FTU units, FTU-O and FTU-R, connected by a physical twisted pair medium. FTU-O contains an internal data interface (V) connected to a 'Not specified' block, which is connected to the PMD sub-layer. FTU-R contains a user data interface (S/T) connected to a 'Not specified' block, which is connected to the PMD sub-layer. Both FTU-O and FTU-R have three sub-layers: PMD, PMS-TC, and TPS-TC. The TPS-TC sub-layer is connected to a transport protocol (e.g., Ethernet). Reference points are indicated by arrows: γo, αo, δo for FTU-O and γr, αr, δr for FTU-R. The physical twisted pair medium is labeled with U reference point.](b5335262987c819d7f71ce40f99cb71b_img.jpg) + +Figure 5-10 – Data plane protocol reference model. The diagram shows two FTU units, FTU-O and FTU-R, connected by a physical twisted pair medium. FTU-O contains an internal data interface (V) connected to a 'Not specified' block, which is connected to the PMD sub-layer. FTU-R contains a user data interface (S/T) connected to a 'Not specified' block, which is connected to the PMD sub-layer. Both FTU-O and FTU-R have three sub-layers: PMD, PMS-TC, and TPS-TC. The TPS-TC sub-layer is connected to a transport protocol (e.g., Ethernet). Reference points are indicated by arrows: γo, αo, δo for FTU-O and γr, αr, δr for FTU-R. The physical twisted pair medium is labeled with U reference point. + +**Figure 5-10 – Data plane protocol reference model** + +## 5.4 FTU functional model + +The FTU functional model is presented in Figure 5-11 and includes functional blocks and interfaces of the FTU-O and FTU-R specified in this Recommendation. The model illustrates the most basic functionality of an FTU and comprises an application-invariant part and an application-specific part. The application-invariant part consists of the physical media specific part of the transmission convergence (PMS-TC) sub-layer and the physical media dependent (PMD) sub-layer, which reside between $\alpha$ and U reference points and are defined in clauses 9 and 10, respectively. + +The application-specific part is confined to the transport protocol specific transmission convergence (TPS-TC) sub-layer that resides between $\gamma$ and $\alpha$ reference points; the $\gamma$ reference point is the FTU application interface. The TPS-TC sub-layer is described in clause 8 and includes one TPS-TC function intended to present data packets of the corresponding application protocols to the unified application-independent $\alpha$ reference point. These data packets carry application data that are intended to be transmitted transparently to the corresponding application entity above the $\gamma$ -reference point of the peer FTU. + +The FME contains all relevant FTU management functions, including those related to TPS-TC, PMS-TC and PMD. The management primitives between the FME and upper-layer ME are exchanged via the $\gamma\_MC$ interface. The $\gamma\_MC$ interface also communicates primitives between the + +FME and TCE, DRA and VCEs function at the FTU-O, and PSE, TCE and DRRus functions at the FTU-R. + +**NOTE** – The upper layer application entities in Figure 5-11 correspond to L2+ function in Figure 5-2 (for FTU-O) and Figure 5-3 (for FTU-R). Similarly, the upper layer management and control entity in Figure 5-11 corresponds to the ME-O, DRA, TCE and VCE functions in Figure 5-2 for the FTU-O, and ME-R, PSE, TCE, and DRR functions in Figure 5-3 for the FTU-R. + +The PMD and PMS-TC functions are defined in the main body of this Recommendation. The packet-based TPS-TC (PTM-TC) function is defined in clause 8.3. Other types of TPS-TC are for further study. Functions above the $\gamma$ reference point are beyond the scope of this Recommendation, except the NTR and ToD functions of the TCE, which are defined in clauses 8.4 and 8.5, respectively. + +![Figure 5-11 – FTU functional model diagram showing the functional layers and management entities for FTU-O and FTU-R.](05eb72d372e4bf78e3d6a64949d77bcc_img.jpg) + +``` + +graph TD + subgraph "Upper layers" + ULAE[Upper layers application entities user data] + ULMCE[Upper layers management and control entity] + end + + ULAE -- " $\gamma$ reference point" --> TPSTC[TPS-TC] + ULMCE -- " $\gamma\_MC$ reference point" --> TPSTC_ME[TPS-TC management entity] + + TPSTC -- " $\alpha$ reference point" --> PMSTC[PMS-TC] + PMSTC -- " $\delta$ reference point" --> PMD[PMD] + PMD -- "U reference point" --> PM[Physical medium] + + subgraph "FTU management entity" + TPSTC_ME + PMSTC_ME[PMS-TC management entity] + PMD_ME[PMD management entity] + end + + TPSTC -- "TPS-TC_MGMT" --- TPSTC_ME + PMSTC -- "PMS-TC_MGMT" --- PMSTC_ME + PMD -- "PMD_MGMT" --- PMD_ME + + PMD -- " $\varepsilon/\eta$ " --- OtherLines[Other lines] + +``` + +The diagram illustrates the FTU functional model. On the left is the data path stack: Upper layers application entities, TPS-TC, PMS-TC, and PMD, leading to the Physical medium. Reference points $\gamma$ , $\alpha$ , $\delta$ , and U separate these layers. On the right is the FTU management entity containing management entities for TPS-TC, PMS-TC, and PMD. These are connected to their respective data path layers via MGMT interfaces. The PMD also has an $\varepsilon/\eta$ interface for vectoring. + +Figure 5-11 – FTU functional model diagram showing the functional layers and management entities for FTU-O and FTU-R. + +G.9701(14)-Cor.3(17)\_F5-11 + +**Figure 5-11 – FTU functional model** + +The principal functions of the PMD are symbol generation and recovery, constellation mapping and decoding, modulation and demodulation, and FEXT cancellation (at the FTU-O). The PMD may also include line equalization. The symbol timing of the FTU-R is synchronized to the central clock of the DPU. All the aforementioned PMD functions are supported by the corresponding management/control primitives exchanged via the PMD\_MGMT reference point (see clause 10.1.2). The PMD function of the FTU-O also provides the precoding necessary to support vectoring. The $\varepsilon$ and $\eta$ reference points (at the FTU-O) define, respectively, transmit and receive interfaces with PMD functions of other lines in the vectored group (see clause 10.3). + +The main functions of the PMS-TC sub-layer are forward error correction (FEC) encoding and decoding, framing and frame synchronization, retransmission, error detection, interleaving and de-interleaving, and scrambling and descrambling. The PMS-TC is connected to the PMD by the $\delta$ reference point, and is connected to the TPS-TC by the $\alpha$ -reference point. PMS-TC functions are supported by the corresponding management/control primitives exchanged via the PMS-TC\_MGMT reference point (see clause 9.1.2). The PMS-TC also establishes the robust management channel (RMC). + +The TPS-TC is application-specific and is intended to convert the corresponding application data transport protocol (e.g., Ethernet) into the unified format required at the $\alpha$ -reference point, hereafter referred to as a data transfer unit (DTU). The TPS-TC also provides bit rate adaptation between the application data and the data link established by the peer FTUs (flow control) in upstream and downstream directions. Operation of the TPS-TC is supported by the corresponding management/control primitives exchanged via the TPS-TC\_MGMT reference point (see clause 8.1.3). + +The TPS-TC communicates with the associated application entity at the FTU-R and FTU-O via the corresponding $\gamma$ -DATA interface ( $\gamma_R$ and $\gamma_O$ , respectively). + +The $\gamma_R$ and $\gamma_O$ , $\alpha_R$ and $\alpha_O$ , and $\delta_R$ and $\delta_O$ reference points are only intended as logical separations and are defined as a set of functional primitives; they are not expected to be physically accessible. The $U_R$ and $U_O$ interfaces are physically accessible and defined in terms of physical signal primitives. + +The FME facilitates operation of the FTU sub-layers described above. The TPS-TC\_MGMT, PMS-TC\_MGMT and PMD\_MGMT management interfaces represent the control and management parameters exchanged between the FME and the corresponding sub-layer functions. The FME primitives exchanged via the $\gamma\_MC$ interface (which includes the $\gamma\_MGMT$ interface) to the upper-layer ME include those of the NMS controlling the DPU-MIB (see Figure 5-1). All management/control interfaces are logical and defined in Table 5-5 and in clauses 8.1.1, 11.1, and 10.3. + +Management data is exchanged between the peer FME reference points of the FTU-O and FTU-R sub-layers through the management communications channels provided by the TPS-TC, PMS-TC and PMD (see clause 11.1). + +## 5.5 INP system requirements + +The equipment between the V and T reference points (i.e., the access section including HON, DPU and NT1, see Figures 5-4 to 5-7) shall have the capability to support impulse noise protection (INP) against SHINE impulses of up to 10 ms at all supported bit rates without loss of user data. + +In order to support this system requirement, the transceiver shall be compliant with the INP requirements defined in clause 9.8. + +# 6 Profiles + +## 6.1 Definition + +This Recommendation defines a wide range of settings for various parameters that could potentially be supported by an ITU-T G.9701 transceiver. Profiles are specified to allow transceivers to support a subset of the allowed settings and still be compliant with this Recommendation. The specification of multiple profiles allows vendors to limit implementation complexity and develop implementations that target specific service requirements. + +ITU-T G.9701 transceivers compliant with this Recommendation shall comply with at least one profile specified in this Recommendation. Compliance with more than one profile is allowed. + +The parameters that determine compliance with each of the ITU-T G.9701 profiles (106a, 106b and 212a) are defined in Table 6-1. ITU-T G.9701 transceivers compliant with this Recommendation shall comply with at least one profile specified in this Recommendation. To be compliant with a specific profile, the transceiver shall comply with all parameter values presented in Table 6-1 associated with the specific profile. + +**Table 6-1 – ITU-T G.9701 profiles** + +| Parameter | Parameter value for profile (Note 1) | | | | | | Reference | +|-------------------------------------------------------------------------------------------------------------|--------------------------------------|------------|-------------------------|------------|-------------------------|------------|-------------------| +| | 106a | | 106b | | 212a | | | +| Maximum aggregate downstream transmit power (dBm) | +4.0 | | +8.0 (Note 6) | | +4.0 | | See clause 7.6 | +| Maximum aggregate upstream transmit power (dBm) | +4.0 | | +8.0 (Note 6) | | +4.0 | | See clause 7.6 | +| Precoding type | Linear only | | Linear only | | Linear only | | See clause 10.3 | +| Subcarrier spacing (kHz) | 51.75 | | 51.75 | | 51.75 | | See clause 10.4.2 | +| Aggregate net data-rate (ANDR) capability | 1000 Mbit/s
(Note 2) | | 1000 Mbit/s
(Note 2) | | 2000 Mbit/s
(Note 2) | | See clause 3.2.2 | +| Maximum number of FEC codewords in one DTU ( $Q_{max}$ ) | 16 | | 16 | | 16 | | See clause 8.2 | +| Parameter $(1/S)_{max}$ downstream | 12 | | 12 | | 24 | | (Note 3) | +| Parameter $(1/S)_{max}$ upstream | 12 | | 12 | | 24 | | (Note 3) | +| Index of the lowest supported downstream data-bearing subcarrier (lower band-edge frequency (informative)) | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | (Note 4) | +| Index of the lowest supported upstream data-bearing subcarrier (lower band-edge frequency (informative)) | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | (Note 4) | +| Index of the highest supported downstream data-bearing subcarrier (upper band-edge frequency (informative)) | 2047
(105.93225 MHz) | | 2047
(105.93225 MHz) | | 4095
(211.91625 MHz) | | (Note 4) | +| Index of the highest supported upstream data-bearing subcarrier (upper band-edge frequency (informative)) | 2047
(105.93225 MHz) | | 2047
(105.93225 MHz) | | 4095
(211.91625 MHz) | | (Note 4) | +| Maximum number of eoc bytes per direction per logical frame period (Note 5) | $M_F = 36$ | $M_F = 23$ | $M_F = 36$ | $M_F = 23$ | $M_F = 36$ | $M_F = 23$ | See clause 10.5 | +| | 1500 | 1100 | 1500 | 1100 | 3000 | 2200 | | + +**Table 6-1 – ITU-T G.9701 profiles** + +NOTE 1 – Other profiles are for further study. + +NOTE 2 – Achievable aggregate net data rate will depend on channel conditions and system configurations. + +NOTE 3 – The value of $1/S$ is the number of FEC codewords transmitted during one symbol period and shall be computed as the total number of data bytes loaded onto a discrete multitone (DMT) symbol, which is equal to the maximum of $B_D$ and $B_{DR}$ divided by the applied FEC codeword size $N_{FEC}$ (see clauses 9.3 and 9.5). Parameter $(1/S)_{max}$ defines the maximum value of $1/S$ . + +NOTE 4 – The allowed frequency band is further determined by applicable PSD mask requirements specified in [ITU-T G.9700], constrained by the capabilities guaranteed by the profile(s) that the implementation supports. The band-edge frequency in MHz appears in parentheses below the subcarrier index (informative). + +NOTE 5 – Other values of $M_F$ and the corresponding maximum number of eoc bytes are for further study. + +NOTE 6 – Supporting profile 106b with its maximum aggregate transmit power of +8 dBm may lead to increased power consumption at the transmitter or the receiver or both relative to profile 106a. + +## 6.2 Profile compliance + +To be compliant with a selected profile, an FTU-O shall: + +- Be capable of transmitting data on all subcarriers, with indices within the range from the index of the lowest supported downstream data-bearing subcarrier and the index of the highest supported downstream data-bearing subcarrier; +- Support the specified type of precoding; +- Support all values of $1/S$ up to and including $(1/S)_{max}$ upstream and $(1/S)_{max}$ downstream; +- Support any number of FEC codewords per DTU less than or equal to the value of $Q_{max}$ specified in the profile; and +- Support its aggregate net data-rate (ANDR) capability. + +To be compliant with a selected profile, an FTU-R shall: + +- Be capable of transmitting data on all subcarriers, with indices within the range from the index of the lowest supported upstream data-bearing subcarrier and the index of the highest supported upstream data-bearing subcarrier; +- Support the specified type of precoding; +- Support all values of $1/S$ up to and including $(1/S)_{max}$ upstream and $(1/S)_{max}$ downstream; +- Support any number of FEC codewords per DTU less than or equal to the value of $Q_{max}$ specified in the profile; and +- Support its ANDR capability. + +Furthermore, an FTU complying with a selected profile shall: + +- Use only the subcarrier spacing value specified in the profile; +- Transmit in a passband that includes only subcarriers specified for the profile, with indices within the range from the index of the lowest supported downstream (upstream) data-bearing subcarrier and the index of the highest supported downstream (upstream) data-bearing subcarrier; +- Use a value of $1/S$ less than or equal to the value of $(1/S)_{max}$ specified in the profile; +- Use a number of FEC codewords per DTU less than or equal to the value of $Q_{max}$ specified in the profile; and +- Transmit at a power level within the maximum aggregate transmit power specified in the profile. + +# 7 Transmission medium interface characteristics + +This clause specifies the interface between the transceiver and the transmission medium U-O and U-R reference points, as defined in clause 5.1. + +## 7.1 Duplexing method + +The ITU-T G.9701 transceivers shall use time-division duplexing (TDD) to separate upstream and downstream transmissions. The time allocation of the upstream and downstream transmission and the total guard time separating upstream and downstream are determined by the format of the TDD frame defined in clause 10.5. + +Additionally, the ITU-T G.9701 transceivers serving the lines connected to a particular DPU and forming a vectored group shall have their symbols, TDD frames, and superframes synchronized, so that no time overlap occurs between downstream transmission on any line and upstream transmission on any other line. Symbol positions for downstream transmissions are aligned in time at the U-O reference points across all the lines of the vectored group. Similarly, symbol positions for upstream transmissions are aligned in time at the U-O reference points across all the lines of the vectored group. This arrangement is called synchronized time-division duplexing (STDD). + +## 7.2 Frequency band + +The ITU-T G.9701 transceivers can use frequencies within the range from 2.2 MHz to 212 MHz. The use of this frequency range depends on the profile. Two profiles (see clause 6.1) are defined based on frequency range: + +- The 106a and 106b profiles are allowed to operate in the frequency range between 2.2 MHz and 106 MHz; +- The 212a profile is allowed to operate in the frequency range between 2.2 MHz and 212 MHz. + +With each profile, the same frequencies can be used for both upstream and downstream transmissions. Other parameters of the 106a, 106b and 212a profiles are defined in clause 6. This Recommendation defines transceivers operating with the 106a and 106b profiles. + +The in-band and out of band PSD limits, total wideband transmit power limit and termination impedance for both profiles are defined in [\[ITU-T G.9700\]](#). The in-band PSD shaping and further details of the transmission medium interface are defined in clause 7.3. + +## 7.3 Power spectral density + +### 7.3.1 Transmit PSD mask + +The following PSD masking functions to construct the transmit PSD mask (TxPSDM) are specified in [\[ITU-T G.9700\]](#): + +- Limit PSD mask (LPM), +- PSD shaping mask (PSM), +- Low-frequency edge stop-band mask (LESM), +- Notching of specific frequency bands, and +- Subcarrier masking. + +These [\[ITU-T G.9700\]](#) PSD masking functions are implemented by the ITU-T G.9701 transceivers using a number of control parameters. The relation between the [\[ITU-T G.9700\]](#) PSD masking functions, DPU-MIB configuration parameters, ITU-T G.9701 transceiver control parameters and the final transmit PSD mask is shown in Figure 7-1. + +NOTE 1 – Vendor discretionary transmit PSD controls are not included in Figure 7-1. + +An FTU shall always confine the PSD of its transmit signal to be within the final transmit PSD masks (U-interface transmit PSD masks) shown in Figure 7-1. By construction, all U-interface transmit PSD masks are below the TxPSDM, which is determined by [\[ITU-T G.9700\]](#) parameters listed above. + +![Figure 7-1 – Relation between ITU-T G.9700 PSD masking functions, DPU-MIB configuration parameters, ITU-T G.9701 transceiver control parameters and final transmit PSD mask (at U-interface)](cc72b4769f15fe33763025416c1e274d_img.jpg) + +The diagram illustrates the hierarchy of PSD masking functions and parameters. It is divided into four horizontal sections by dashed lines: + +- ITU-T G.9700 PSD masking functions:** Limit PSD mask (LPM), PSD shaping mask (PSM), Low-frequency edge stop-band mask (LESM), Notching of specific frequency bands, and Sub-carrier masking. +- DPU-MIB configuration parameters:** LIMITMASK, MIBPSDMASK, UPBOPSD UPBOKLREF UPBOKLF UPBOKL, RFIBANDS, IARBANDS, and CARMASK. +- ITU-T G.9701 control parameters:** PSDMASK, MAXMASK, UPBOMASK, RFIBANDS, IARBANDS, and SUPPORTED CARRIERS. +- U-interface transmit PSD masks:** Start PSD mask (STARTPSDMASK), Channel discovery PSD mask (CDPSDMASK), V2 PSD mask (V2PSDMASK), and MEDLEY reference PSD mask (MREFPSDMASK). + +Arrows indicate the flow and combination of these elements. LIMITMASK and MIBPSDMASK lead to PSDMASK. PSM and LESM lead to MIBPSDMASK. UPBOMASK is derived from UPBOPSD, UPBOKLREF, UPBOKLF, and UPBOKL. RFIBANDS and IARBANDS are passed through from DPU-MIB to ITU-T G.9701 control parameters. CARMASK leads to SUPPORTED CARRIERS. All five ITU-T G.9701 control parameters converge to a central point, from which arrows point to the four final U-interface transmit PSD masks. + +Figure 7-1 – Relation between ITU-T G.9700 PSD masking functions, DPU-MIB configuration parameters, ITU-T G.9701 transceiver control parameters and final transmit PSD mask (at U-interface) + +G.9701(14)Err.1\_F7-1 + +**Figure 7-1 – Relation between ITU-T G.9700 PSD masking functions, DPU-MIB configuration parameters, ITU-T G.9701 transceiver control parameters and final transmit PSD mask (at U-interface)** + +The limit PSD mask (LPM) specified in [\[ITU-T G.9700\]](#) is referred to in the DPU-MIB and in this Recommendation as LIMITMASK. + +A PSD shaping mask (PSM) may be specified by the service provider and is provided to the FTU-O via the DPU-MIB parameter MIBPSDMASK. + +If a low-frequency edge stop-band mask (LESM) is configured such that $f_{tr3} > f_{tr1}$ (see Figures 6-1 and 7-1 of [\[ITU-T G.9700\]](#)), the DPU-MIB parameter MIBPSDMASK shall also be used to specify the part of the LESM above $f_{tr1}$ , consistent with [\[ITU-T G.9700\]](#). The part of the LESM below $f_{tr1}$ is specified in [\[ITU-T G.9700\]](#). + +Both the LIMITMASK and the MIBPSDMASK are translated into a ITU-T G.9701 control parameter PSDMASK (PSDMASKds and PSDMASKus for downstream and upstream, respectively). + +In the upstream direction, upstream power back off (UPBO) provides further PSD reduction to improve spectral compatibility between ITU-T G.9701 transceivers operating on loops of different lengths deployed in the same binder. It is an autonomous PSD reduction implemented within constraints configured via the DPU-MIB parameters UPBOPSD, UPBOKLREF, UPBOKLF and UPBOKL which results in an additional upstream mask defined by the ITU-T G.9701 control parameter UPBOMASK. + +The notching of specific frequency bands is configured via the DPU-MIB parameters RFIBANDS and IARBANDS, and is controlled in an ITU-T G.9701 transceiver via the parameters RFIBANDS and IARBANDS, respectively (same for both transmission directions). + +The subcarrier masking function is configured via the DPU-MIB parameter CARMASK, and is controlled in an ITU-T G.9701 FTU via the parameters SUPPORTEDCARRIERSus and SUPPORTEDCARRIERSds for upstream and downstream, respectively. + +The ITU-T G.9701 control parameter MAXMASK (as specified in clause 12.3.3) allows the transceivers to autonomously reduce further the transmit PSD mask. + +The PSD mask to be applied to the signals at the U-interface after all masking control methods are applied depends on the state of the line and is different during different phases of initialization and showtime: STARTPSDMASK, CDPSDMASK, MREFPSDMASK and V2PSDMASK. + +NOTE 2 – Attention should be drawn to the distinction between the [\[ITU-T G.9700\]](#) term "transmit PSD mask (TxPSDM)" and the ITU-T G.9701 control parameter "PSDMASK". + +- TxPSDM is the final mask at the U-interface after all masking methods are applied and therefore includes the notching of specific frequency bands and subcarrier masking. +- PSDMASK is an intermediate control parameter that does not include the notching of RFI bands and the international amateur radio (IAR) bands and the subcarrier masking. + +#### 7.3.1.1 MIBPSDMASK construction + +This clause provides requirements and constraints for construction of the MIBPSDMASK, which can be used to constrain the transmit PSD mask to levels lower than those specified by the limit PSD mask. + +In this clause, the term "the band" corresponds to frequencies from $f_{tr1}$ to $f_{tr2}$ as defined for the in-band LPM (see Figure 7-1 of [\[ITU-T G.9700\]](#) for the 106 MHz profile and Figure 7-2 of [\[ITU-T G.9700\]](#) for the 212 MHz profile). The term "frequency range" is used to indicate a part of the band. + +##### 7.3.1.1.1 Overview + +The MIBPSDMASK shall lie at or below the limit PSD mask. Its definition shall be under the network management control (a DPU-MIB-controlled mechanism). + +The MIBPSDMASK is specified in the DPU-MIB by a set of breakpoints. Up to 32 breakpoints may be specified to construct the MIBPSDMASK for upstream, and up to 32 breakpoints may be specified to construct the MIBPSDMASK for downstream. Breakpoints shall be specified for the full band (i.e., from $f_{tr1}$ to $f_{tr2}$ ). + +Each breakpoint used to specify the MIBPSDMASK shall consist of a subcarrier index $t_n$ and a PSD mask value $PSD_n$ at that subcarrier expressed in dBm/Hz. + +Breakpoints shall be represented by the set $[(t_1, PSD_1), \dots, (t_n, PSD_n), \dots, (t_{NBP}, PSD_{NBP})]$ , where $NBP \leq 32$ . The first breakpoint shall have the index $t_1 = \text{ceiling}(f_{tr1}/51.75 \text{ kHz})$ , where $f_{tr1}$ is the frequency of the lower band edge of the in-band LPM (see Figure 7-1 of [\[ITU-T G.9700\]](#)). The index $t_1$ corresponds to the lowest-frequency subcarrier in the band. The last breakpoint in the band shall have the index $t_{NBP} = \text{floor}(f_{tr2}/51.75 \text{ kHz})$ , where $f_{tr2}$ is the frequency of the upper band edge of the in-band LPM (see Figure 7-1 of [\[ITU-T G.9700\]](#) for the 106 MHz profile and Figure 7-2 of [\[ITU-T G.9700\]](#) for the 212 MHz profile). Additional breakpoints within the band, if needed, shall be specified such that $t_n < t_{n+1}$ for $n = 2$ to $NBP - 1$ , where $NBP$ is the total number of breakpoints ( $NBP \leq 32$ ). The frequency $f_n$ corresponding to the index $t_n$ is $f_n = t_n \times 51.75 \text{ kHz}$ . + +All $t_i$ values shall be coded in the DPU-MIB as unsigned integers. + +The value of the PSD at a breakpoint with index $t_n$ , $PSD_n$ , shall be coded in the DPU-MIB as an unsigned integer. The PSD values shall be coded from 0 dBm/Hz (coded as 0) to $-127.5 \text{ dBm/Hz}$ (coded as 255), in steps of 0.5 dBm/Hz. The valid range of PSD values is specified in clause 7.3.1.1.2.1 (for the case when no LESM is specified) and clause 7.3.1.1.2.2 (for the case when a LESM is specified). + +##### 7.3.1.1.2 Definition of breakpoints + +Breakpoints specified in the DPU-MIB shall comply with the restrictions specified in this clause. + +The LESM, if applicable, shall also be specified by breakpoints of the MIBPSDMASK. The breakpoints for the LESM shall be specified according to the rules in clause 7.3.1.1.2.2. The breakpoints for PSD shaping other than LESM shall be specified according to the rules in clause 7.3.1.1.2.1. + +###### 7.3.1.1.2.1 Definition of breakpoints for PSD shaping other than LESM + +The valid range of PSD values is from 0 dBm/Hz to $-90$ dBm/Hz, although the values entered via the DPU-MIB shall be no higher than allowed by the LPM. + +For all breakpoints, the values of $\text{PSD}_n$ shall be defined with the following restrictions, except for the LESM defined in clause 7.3.1.1.2.2. + +- For $t_n < t_{n+1}$ , the slope of the MIBPSDMASK levels shall comply with: + +$$\left| \frac{\text{PSD}_{n+1} - \text{PSD}_n}{t_{n+1} - t_n} \right| \leq 0.75 \text{ dB/51.75 kHz}$$ + +- $\min(\text{PSD}_n) \geq -90 \text{ dBm/Hz}$ and $\max(\text{PSD}_n) - \min(\text{PSD}_n) \leq 40 \text{ dB}$ , where $\max(\text{PSD}_n)$ denotes the maximum and $\min(\text{PSD}_n)$ denotes the minimum of all breakpoint PSD values at or above $-90 \text{ dBm/Hz}$ . + +The MIBPSDMASK at an arbitrary frequency $f$ shall be obtained by interpolation in dB on a linear frequency scale as follows: + +$$\text{MIBPSDMASK}(f) = \text{PSD}_n + (\text{PSD}_{n+1} - \text{PSD}_n) \times \frac{(f/51.75\text{kHz}) - t_n}{t_{n+1} - t_n}, t_n < (f/51.75 \text{ kHz}) \leq t_{n+1}$$ + +Figure 7-2 illustrates the MIBPSDMASK in the case no LESM is specified (with $\min(\text{PSD}_n) = \text{PSD}_5$ and $\max(\text{PSD}_n) = \text{PSD}_3$ ). + +![Figure 7-2: Illustration of a MIBPSDMASK when no LESM is specified. The graph shows the Limit PSD mask (MIBPSDMASK) plotted against frequency. The y-axis represents PSD values (PSD1, PSD2, PSD3, PSD4, PSD5) and the x-axis represents frequency (t1(f1), t2, t3, t4, t5(f2)). The mask is a piecewise linear function connecting the breakpoints (t1, PSD1), (t2, PSD2), (t3, PSD3), (t4, PSD4), and (t5, PSD5). The maximum PSD value is PSD3 and the minimum is PSD5. The slope of the mask segments is indicated as |Slope| ≤ 0.75 dB/51.75 kHz. The mask is bounded by the Limit PSD mask line and the -90 dBm/Hz line.](21738b503f402aecc7d0851d8625ea16_img.jpg) + +The figure is a line graph titled "Limit PSD mask". The vertical axis represents Power Spectral Density (PSD) with labels $\text{PSD}_3$ , $\text{PSD}_2$ , $\text{PSD}_4$ , $\text{PSD}_1$ , and $\text{PSD}_5$ from top to bottom. The horizontal axis represents frequency with labels $t_1(f_{1r})$ , $t_2$ , $t_3$ , $t_4$ , and $t_5(f_{2r})$ . A solid black line labeled "MIBPSDMASK" connects points at $(t_1, \text{PSD}_1)$ , $(t_2, \text{PSD}_2)$ , $(t_3, \text{PSD}_3)$ , $(t_4, \text{PSD}_4)$ , and $(t_5, \text{PSD}_5)$ . The line rises from $t_1$ to $t_3$ and then falls. A label " $|\text{Slope}| \leq 0.75 \text{ dB/51.75 kHz}$ " with arrows pointing to the segments indicates the slope constraint. A horizontal dashed line at the bottom is labeled $-90 \text{ dBm/Hz}$ . The text "G.9701(14)\_F7-2" is in the bottom right corner. + +Figure 7-2: Illustration of a MIBPSDMASK when no LESM is specified. The graph shows the Limit PSD mask (MIBPSDMASK) plotted against frequency. The y-axis represents PSD values (PSD1, PSD2, PSD3, PSD4, PSD5) and the x-axis represents frequency (t1(f1), t2, t3, t4, t5(f2)). The mask is a piecewise linear function connecting the breakpoints (t1, PSD1), (t2, PSD2), (t3, PSD3), (t4, PSD4), and (t5, PSD5). The maximum PSD value is PSD3 and the minimum is PSD5. The slope of the mask segments is indicated as |Slope| ≤ 0.75 dB/51.75 kHz. The mask is bounded by the Limit PSD mask line and the -90 dBm/Hz line. + +Figure 7-2 – Illustration of a MIBPSDMASK when no LESM is specified + +###### 7.3.1.1.2.2 Definition of the breakpoints for the LSM + +The breakpoints of the LSM shall be: + +- $(t_1, PSD_1)$ : $t_1 = \text{ceiling}(f_{ir1} / 51.75 \text{ kHz})$ , $PSD_1 = -100 \text{ dBm/Hz}$ +- $(t_2, PSD_2)$ : $t_2 = \text{ceiling}((f_{ir3} - 175 \text{ kHz}) / 51.75 \text{ kHz})$ , $PSD_2 = -100 \text{ dBm/Hz}$ +- $(t_3, PSD_3)$ : $t_3 = \text{ceiling}(f_{ir3} / 51.75 \text{ kHz})$ , $PSD_3 = -80 \text{ dBm/Hz}$ + - the valid values for $f_{ir3}$ are $f_{ir3} \geq f_{ir1} + 175 \text{ kHz}$ +- further breakpoints $(t_4, PSD_4)$ , ..., $(t_n, PSD_n)$ , ..., $(t_{NBP}, PSD_{NBP})$ + - shall be according to the requirements for the breakpoints for the regular PSD shaping as defined in clause 7.3.1.1.2.1, or + - shall be according to the requirements for the one-slope steep upward shape as defined in clause 7.3.1.1.2.2.1. + +NOTE – The values $PSD_1$ and $PSD_2$ of the LSM are the only allowed breakpoints in the MIBPSDMASK outside of the $[0, -90] \text{ dBm/Hz}$ range. + +###### 7.3.1.1.2.2.1 One-slope steep upward shape + +The one-slope steep upward shape is defined as: + +- $PSD_3 = -80 \text{ dBm/Hz}$ ; +- $PSD_4 \leq -65 \text{ dBm/Hz}$ ; + +$$\left| \frac{PSD_4 - PSD_3}{t_4 - t_3} \right| \leq 2.86 \text{ dB} / 51.75 \text{ kHz}$$ + +- $PSD_j \leq PSD_4$ for all $j > 4$ ; +- breakpoints $(t_5, PSD_5)$ , ..., $(t_n, PSD_n)$ , ..., $(t_{NBP}, PSD_{NBP})$ shall also be according to the requirements for the breakpoints for the regular PSD shaping as defined in clause 7.3.1.1.2.1. + +NOTE – These slopes correspond approximately to a maximum of 15 dB increase in the PSD mask level over six subcarriers. + +The one-slope steep upward shape is illustrated in Figure 7-3. + +![Figure 7-3: Illustration of the one-slope steep upward shape. The graph shows PSD in dBm/Hz on the y-axis and frequency on the x-axis. The y-axis has labels for PSD4 ≤ -65 and -80 ≤ PSD3 ≤ -65. The x-axis has labels for t3 and t4. A shaded region labeled 'MIBPSDMASK' is shown. A line segment connects (t3, PSD3) to (t4, PSD4) with a label 'Slope ≤ 2.86 dB/51.75 kHz'. The region to the right of t4 is labeled 'PSDj ≤ PSD4'. The graph is labeled 'G.9701(14)_F7-3'.](980a16681d66e7747d79cdb5c8e714a0_img.jpg) + +Figure 7-3: Illustration of the one-slope steep upward shape. The graph shows PSD in dBm/Hz on the y-axis and frequency on the x-axis. The y-axis has labels for PSD4 ≤ -65 and -80 ≤ PSD3 ≤ -65. The x-axis has labels for t3 and t4. A shaded region labeled 'MIBPSDMASK' is shown. A line segment connects (t3, PSD3) to (t4, PSD4) with a label 'Slope ≤ 2.86 dB/51.75 kHz'. The region to the right of t4 is labeled 'PSDj ≤ PSD4'. The graph is labeled 'G.9701(14)\_F7-3'. + +Figure 7-3 – Illustration of the one-slope steep upward shape + +###### 7.3.1.1.2.3 Definition of breakpoints at the edge of a band + +Except for the specification of the LSM, no additional restrictions on the MIBPSDMASK are imposed at the band edges. The values $PSD_1$ and $PSD_{NBP}$ can be any value between the value of the LPM at that frequency and $-90 \text{ dBm/Hz}$ , provided that the MIBPSDMASK construction rules are not violated as a result. + +#### 7.3.1.2 Notching of specific frequency bands + +The ITU-T G.9701 transmitters shall be able to notch one or more specific frequency bands in order to protect radio services, for example, international amateur radio bands (see Appendix I of [ITU-T G.9700]) or broadcast radio bands. In this Recommendation, the international amateur radio bands to be notched are referred to as IAR bands, whilst the rest of the bands to be notched are referred to as RFI bands (parameters IARBANDS and RFIBANDS, respectively, in Table 7-3). + +The required PSD level in the notched frequency bands (TXPSDM\_N and TXPSDM\_W) shall be as specified in clause 6.5 of [ITU-T G.9700]. Within notched frequency bands, all subcarriers shall be turned off (see clause 6.5 of [ITU-T G.9700]), i.e., $Z_i' = 0$ (see Figure 10-16). + +The value of TXPSDM\_N shall be accounted for in the determination of all U-interface transmit PSD masks (see Figure 7-1 and Table 7-1 through Table 7-3). + +An FTU shall support notching of 32 RFI bands and notching of 13 IAR bands simultaneously. + +The specific frequency bands to be notched are configured in the DPU-MIB by the operator and set during the ITU-T G.994.1 handshake phase of initialization (see clause 12.3.2). + +The configuration parameter RFIBANDS specified in the DPU-MIB specifies the start and stop frequencies of each notched RFI band. The configuration parameter IARBANDS specified in the DPU-MIB specifies whether or not a given IAR band is notched. The PSD slopes forming the notch outside of the start and stop frequencies are vendor discretionary. + +#### 7.3.1.3 Subcarrier masking + +The ITU-T G.9701 transmitters shall be able to mask one or more subcarriers. Subcarrier masking is defined in the DPU-MIB by a configuration parameter (CARMASK). + +All masked subcarriers shall be turned off (see clause 6.5 of [ITU-T G.9700]), i.e., $Z_i' = 0$ (see Figure 10-16). The subcarrier masking shall override all other instructions related to the transmit power of the subcarrier. + +#### 7.3.1.4 Upstream power back-off (UPBO) + +Upstream power back-off (UPBO) shall be performed by the FTU-R to improve spectral compatibility between the ITU-T G.9701 systems operating on loops of different lengths deployed in the same binder. This UPBO mechanism does not apply during the ITU-T G.994.1 handshake phase. + +##### 7.3.1.4.1 UPBO mechanism + +The transmit PSD of the FTU-R shall be established using the following procedure: + +- The FTU-O shall communicate to the FTU-R during the channel discovery phase of the initialization (in the O-SIGNATURE message, see clause 12.3.3.2) the PSDMASKus (see clause 7.3.1.1) defined in the DPU-MIB. +- The FTU-O shall communicate to the FTU-R during the channel discovery phase of the initialization the UPBO parameters defined by the operator via the DPU-MIB (in the O-SIGNATURE message). +- The FTU-R shall perform UPBO as described in clause 7.3.1.4.2, using the obtained UPBO parameters. The UPBO shall be performed autonomously, i.e., without sending any significant information to the FTU-O until the UPBO is applied. No upstream transmission after the handshake phase is allowed prior to UPBO being applied. +- After UPBO has been applied, the FTU-O shall be capable of further adjusting the transmit PSD selected by the FTU-R; the adjusted transmit PSD shall be subject to the limitations above and those given in clause 7.3.1.4.2. + +##### 7.3.1.4.2 UPBO PSD mask + +The FTU-R shall explicitly estimate the electrical length of its loop, $kl_0$ , and use this value to calculate the UPBO PSD mask (UPBOMASK) at the beginning of the channel discovery phase of the initialization, prior to the first upstream transmission. The FTU-R shall then adapt its transmit signal PSD to conform to the UPBOMASK during the initialization and showtime. Other restrictions to the transmit signal PSD are detailed in clause 7.3.2. + +###### 7.3.1.4.2.1 Electrical length estimation + +The FTU-R shall and the FTU-O may estimate the value of $kl_0$ autonomously, using the following equation: + +$$kl_0 = AVERAGE\left(\frac{loss(f_i)_{dB}}{\sqrt{f_i}}\right) \quad [\text{dB}/\sqrt{\text{MHz}}]$$ + +where the average is taken over the usable part of the ITU-T G.9701 frequency band. The function $loss(f_i)$ is the insertion loss in dB of the loop at the subcarrier frequency $f_i$ expressed in MHz and corresponding to a subcarrier with index $i$ . Only subcarriers within the SUPPORTEDCARRIERSds set shall be accounted. The AVERAGE function refers to mean average, computed as a sum of terms divided by the number of terms. + +NOTE 1 – The estimate of the electrical length at each frequency should be sufficiently accurate to avoid spectrum management problems while minimizing performance loss. Specification of the accuracy of the $kl_0$ estimate by the FTU-R is for further study. + +NOTE 2 – Other methods for electrical length estimation are for further study and may be specified as a mandatory capability in a future amendment. + +The FTU-O may override the $kl_0$ value estimated by the FTU-R with its own value of $kl_0$ . If in the DPU-MIB a forced $kl_0$ is configured (UPBOKLF = 1), the FTU-O shall override the $kl_0$ with the DPU-MIB value of UPBOKL. + +###### 7.3.1.4.2.2 Computation of UPBOMASK + +If the reference electrical length $kl_{0\_REF} = 0$ , the UPBOMASK at any frequency $f$ of the ITU-T G.9701 frequency band shall be calculated as: + +$$UPBOMASK(kl_0, f) = UPBOPSD(f) + LOSS(kl_0, f) \quad [\text{dBm/Hz}]$$ + +where: + +$$LOSS(kl_0, f) = kl_0 \sqrt{f} \quad [\text{dB}], \text{ and}$$ + +$$UPBOPSD(f) = -a - b \sqrt{f} \quad [\text{dBm/Hz}],$$ + +with $f$ expressed in MHz. + +The values of $a$ , $b$ are determined by the DPU-MIB configuration parameters UPBOPSD. + +The UPBOPSD( $f$ ) is a function of frequency but it is independent of the length and type of the loop. + +If the reference electrical length $kl_{0\_REF} \neq 0$ , the UPBOMASK at any frequency $f$ of the ITU-T G.9701 frequency band shall be calculated as: + +- for $(1.8 \leq kl_0 < kl_{0\_REF})$ : + +$$UPBOMASK(f) = UPBOPSD(f) + 10 \log_{10}\left(\frac{kl_{0\_REF}}{kl_0}\right) + LOSS(kl_0, f) \quad [\text{dBm/Hz}]$$ + +- for ( $kl_0 < 1.8$ ): + +$$UPBOMASK(f) = UPBOPSD(f) + 10 \log_{10} \left( \frac{kl_{0\_REF}}{1.8} \right) + LOSS(1.8, f) \quad [\text{dBm/Hz}]$$ + +- for ( $kl_0 \geq kl_{0\_REF}$ ): + +$$UPBOMASK(f) = UPBOPSD(f) + LOSS(kl_0, f) \quad [\text{dBm/Hz}]$$ + +with $f$ expressed in MHz. + +The value of $kl_{0\_REF}$ is determined by the DPU-MIB configuration parameter UPBOKLREF. + +These values shall be provided to the FTU-R during the initialization (in the O-SIGNATURE message, see clause 12.3.3.2). Further, the updated value of $kl_0$ is provided to the FTU-R in the O-UPDATE message (see clause 12.3.3.2). + +UPBOMASK shall be equal to the LIMITMASKus when UPBO is turned off. + +NOTE 1 – For sufficiently short loops, by the nature of FEXT coupling, FEXT is rapidly decreasing as the loop length decreases. Accordingly, as the electrical length $kl_0$ of the loop is below 1.8, no further increase in power back-off is needed. Therefore, for lines with $kl_0 < 1.8$ , the FTU-R performs UPBO using $kl_0 = 1.8$ . An electrical length of 1.8 corresponds to, for example, a 0.4 mm loop about 70 m long. + +NOTE 2 – In case of upstream vectoring, the operator may provision or allow for values of a and b corresponding to higher upstream PSDs up to the limit established by PSDMASKus, because upstream FEXT is reduced through crosstalk cancellation. After UPBO has been applied (during the initialization), the FTU-R may further adjust its transmit PSD (while it remains below the UPBOMASK) during the showtime by request from the FTU-O (under control of the VCE), via OLR procedure Type 1, to improve upstream performance. The operator may also adjust the values of a and b in the DPU-MIB and apply them via a new initialization. + +#### 7.3.1.5 LPM classes + +In order to limit the number of configuration possibilities, the valid in-band LPMs specified in [ITU-T G.9700] are grouped into the following LPM classes: + +- *classmask\_1* comprises LPM\_106 and LPM\_212 +- *classmask\_2* comprises LPM\_106high + +NOTE – Each LPM class has been designed such that any pair of in-band LPMs belonging to the class in question has identical PSD limits in the overlapping parts of their passbands. + +An LPM class is associated with each direction of transmission. This LPM class can be configured in the DPU-MIB through the optional configuration parameters CLASSMASKds and CLASSMASKus. The valid values for CLASSMASKds are *classmask\_1* and *classmask\_2*. The valid value for CLASSMASKus is *classmask\_1*. + +If configuration of the *classmask* is not supported by the FTU-O, the line shall operate in accordance with *classmask\_1*. If a particular *classmask* value is supported, then all related in-band LPMs (see Table 7-0.1) shall be supported as applicable to the supported profiles. Support of *classmask\_1* is a mandatory capability. Support of *classmask\_2* is an optional capability. + +Each LPM class specifies the in-band LPM that shall be used for each profile as indicated in Table 7-0.1 for the downstream direction and Table 7-0.2 for the upstream direction. + +**Table 7-0.1 – Restrictions on the selection of downstream in-band LPMs for a profile as a function of CLASSMASKds** + +| Profile | CLASSMASKds | | +|---------|--------------------|-----------------------------| +| | classmask_1 | classmask_2 (Note 1) | +| 106a | LPM_106 | LPM_106high | +| 106b | LPM_106 | LPM_106high | +| 106c | LPM_106 | Not allowed (Note 2) | +| 212a | LPM_212 | Not allowed (Note 2) | +| 212c | LPM_212 | Not allowed (Note 2) | + +NOTE 1 – If the FTU-O does not support profile 106b, the ME-O shall not configure the line for operation per *classmask\_2*. +NOTE 2 – The value "not allowed" means that the profile shall not be selected in the ITU-T G.994.1 MS message. + +**Table 7-0.2 – Restrictions on the selection of the upstream in-band LPM for a profile as a function of CLASSMASKus** + +| Profile | CLASSMASKus | +|---------|--------------------| +| | classmask_1 | +| 106a | LPM_106 | +| 106b | LPM_106 | +| 106c | LPM_106 | +| 212a | LPM_212 | +| 212c | LPM_212 | + +### 7.3.2 PSD and PSD mask summary + +A summary of the various PSDs and PSD masks used during the initialization and the showtime is presented in Table 7-1. + +**Table 7-1 – Transmit PSD masks and PSDs used in this Recommendation** + +| Parameter | Description | Notation | +|-------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------| +| Limit PSD mask | A PSD mask specified in [ITU-T G.9700] | LIMITMASKds,
LIMITMASKus | +| DPU-MIB PSD mask | A PSD mask specified by the operator intended to restrict the transmit PSD to levels below those allowed by the applicable limit PSD mask. | MIBPSDMASKds,
MIBPSDMASKus | +| Transmit PSD mask | A PSD mask that is the minimum of:
1) the applicable LIMITMASK,
2) the MIBPSDMASK, and
3) vendor-discretionary mask restrictions imposed by the FTU-O and VCE. | PSDMASKds,
PSDMASKus | +| UPBO PSD mask | A PSD mask applicable for the upstream direction only that is calculated by the FTU-R as a function of the electrical length of the loop (see clause 7.3.1.4). | UPBOMASK | +| STARTPSD mask | A PSD mask limited to PSDMASK and further limited to TXPSDM_N inside the notched frequency bands (RFI and IAR bands). In the upstream direction, also limited in accordance with the UPBO requirements. | STARTPSDMASKds,
STARTPSDMASKus | + +**Table 7-1 – Transmit PSD masks and PSDs used in this Recommendation** + +| Parameter | Description | Notation | +|----------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------| +| STARTPSD | The PSD of the first signals transmitted by an FTU during the first stage of the channel discovery phase of the initialization | STARTPSDds,
STARTPSDus | +| Channel discovery PSD mask | A PSD mask limited to PSDMASK and further limited to TXPSDM_N inside the notched frequency bands (RFI and IAR bands). In the upstream direction, also limited in accordance with the UPBO requirements and by the PSD ceiling (MAXMASKus). | CDPSDMASKds,
CDPSDMASKus | +| Channel discovery PSD | The PSD of signals transmitted by an FTU during the later stages of the channel discovery phase of the initialization. | CDPSDds,
CDPSDus | +| PSD ceiling | A PSD level, independent of frequency, used in determination of CDPSDMASKus and V2PSDMASKds. | MAXMASKds,
MAXMASKus | +| V2PSD mask | A PSD mask limited to PSDMASK and further limited to TXPSDM_N inside the notched frequency bands (RFI and IAR bands) and by the PSD ceiling (MAXMASKds). | V2PSDMASKds | +| V2PSDds | The PSD of signals transmitted by an FTU-O during the VECTOR 2 stage of the channel discovery phase of the initialization. | V2PSDds | +| PRMPSDds | The PSD of signals transmitted by an FTU-O during the PARAMETER UPDATE stage of the channel discovery phase of the initialization. | PRMPSDds | +| MEDLEY reference PSD mask | A PSD mask limited to PSDMASK and further limited to TXPSDM_N inside the notched frequency bands (RFI and IAR bands) and by the PSD ceiling. In the upstream direction, also limited in accordance with the UPBO requirements. | MREFPSDMASKds,
MREFPSDMASKus | +| MEDLEY reference PSD | The PSD of signals transmitted by an FTU during the channel analysis and exchange phase of the initialization. | MREFPSDds,
MREFPSDus | +| Showtime PSD | The PSD of signals transmitted by an FTU during the showtime. | STPSDds
STPSDus | + +The details of computation rules for the PSD masks and setting rules for the PSDs are presented in Table 7-2. + +**Table 7-2 – Formulae for transmit PSD and PSD mask calculations** + +| Parameter | Calculation | +|---------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transmit PSD mask (PSDMASK) | Calculated by the FTU-O for all frequencies as (Note 1):
$PSDMASKds(f) = \min(LIMITMASKds(f), MIBPSDMASKds(f), ds\_mask\_restrictions\_by\_FTU-O\_and\_VCE)$
$PSDMASKus(f) = \min(LIMITMASKus(f), MIBPSDMASKus(f), us\_mask\_restrictions\_by\_FTU-O\_and\_VCE)$ | +| Downstream start PSD mask (START PSDMASKds) | $STARTPSDMASKds(f)$
$= \begin{cases} PSDMASKds(f), f \notin (RFIBANDS \cup IARBANDS) \\ \min[PSDMASKds(f), TXPSDM\_N], f \in (RFIBANDS \cup IARBANDS) \end{cases}$ | +| Downstream start PSD (STARTPSDds) (Note 2) | STARTPSDds, expressed in dBm/Hz, is determined by the FTU-O, and for subcarriers from the SUPPORTEDCARRIERsd set:
$STARTPSDds(f) \leq STARTPSDMASKds(f)$
For all other subcarriers, the transmit power shall be set to zero | +| Upstream start PSD mask (START PSDMASKus) | $STARTPSDMASKus(f)$
$= \begin{cases} \min[PSDMASKus(f), UPBOMASK(kl_0, f)], f \notin (RFIBANDS \cup IARBANDS) \\ \min[PSDMASKus(f), UPBOMASK(kl_0, f), TXPSDM\_N], f \in (RFIBANDS \cup IARBANDS) \end{cases}$ | +| Upstream start PSD (STARTPSDus) (Note 2) | STARTPSDus, expressed in dBm/Hz, is determined by the FTU-R and for subcarriers from the SUPPORTEDCARRIERSus set:
$STARTPSDus(f) \leq STARTPSDMASKus(f)$
For all other subcarriers, the transmit power shall be set to zero | +| Channel discovery PSD mask (CDPSDMASK) | $CDPSDMASKds(f) = \begin{cases} \min[PSDMASKds(f), ds\_mask\_restrictions\_by\_VCE], f \notin (RFIBANDS \cup IARBANDS) \\ \min[PSDMASKds(f), TXPSDM\_N], f \in (RFIBANDS \cup IARBANDS) \end{cases}$ $CDPSDMASKus(f) = \begin{cases} \min[PSDMASKus(f), MAXMASKus, UPBOMASK(kl_0, f)], f \notin (RFIBANDS \cup IARBANDS) \\ \min[PSDMASKus(f), MAXMASKus, UPBOMASK(kl_0, f), TXPSDM\_N], f \in (RFIBANDS \cup IARBANDS) \end{cases}$ | +| Channel discovery PSD (CDPSD) (Note 2) | CDPSDds, expressed in dBm/Hz, is determined by the FTU-O, and for subcarriers from the SUPPORTEDCARRIERsd set:
$CDPSDds(f) \leq CDPSDMASKds(f)$
For all other subcarriers, the transmit power shall be set to zero
CDPSDus, expressed in dBm/Hz, is determined by the FTU-R, and for subcarriers from the SUPPORTEDCARRIERSus set:
$CDPSDus(f) \leq CDPSDMASKus(f)$
For all other subcarriers, the transmit power shall be set to zero. | +| Downstream V2PSD mask (V2PSDMASKds) | $V2PSDMASKds(f) = \min[CDPSDMASKds(f), MAXMASKds]$ | + +**Table 7-2 – Formulae for transmit PSD and PSD mask calculations** + +| Parameter | Calculation | +|------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Downstream V2PSD (V2PSDds) (Note 2) | V2PSDds, expressed in dBm/Hz, is determined by the FTU-O, and for subcarriers from the SUPPORTEDCARRIERSds set:
$V2PSDds(f) \leq V2PSDMASKds(f)$
For all other subcarriers, the transmit power shall be set to zero | +| Downstream PRMPSD (PRMPSDds) (Note 2) | PRMPSDds, expressed in dBm/Hz, is determined by the FTU-O and for subcarriers from the SUPPORTEDCARRIERSds set:
$PRMPSDds(f) \leq V2PSDMASKds(f)$
For all other subcarriers, the transmit power shall be set to zero | +| MEDLEY reference PSD mask (MREF PSDMASK) | Calculated by the FTU-O for all frequencies as (Note 3):
$MREFPSDMASKds(f) = V2PSDMASKds(f)$
$MREFPSDMASKus(f) = CDPSDMASKus(f)$ | +| MEDLEY reference PSD (MREFPSD) (Note 2) | $MREFPSDds(f) \leq (MREFPSDMASKds(f))$ for subcarriers from the MEDLEYds set (including RFIBANDS and IARBANDS) in the downstream direction. For all other subcarriers, the transmit power shall be set to zero.
$MREFPSDus(f) \leq (MREFPSDMASKus(f))$ for subcarriers from the MEDLEYus set (including RFIBANDS and IARBANDS) in the upstream direction. For all other subcarriers, the transmit power shall be set to zero. | +| Showtime PSD (STPSD) (Note 2) | $STPSDds(f) \leq MREFPSDMASKds(f)$ for subcarriers (including RFIBANDS and IARBANDS) in the downstream direction whose index satisfies:
$(i \in MEDLEY) \text{ OR } [(i \notin MEDLEY) \text{ AND } (i \in SUPPORTEDCARRIERS) \text{ AND } (i \notin BLACKOUT)]$ .
For all other subcarriers, the transmit power shall be set to zero.
$STPSDus(f) \leq MREFPSDMASKus(f)$ for subcarriers (including RFIBANDS and IARBANDS) in the upstream direction whose index satisfies:
$(i \in MEDLEY) \text{ OR } [(i \notin MEDLEY) \text{ AND } (i \in SUPPORTEDCARRIERS) \text{ AND } (i \notin BLACKOUT)]$ .
For all other subcarriers, the transmit power shall be set to zero. | + +NOTE 1 – Notched frequency bands (defined by parameters RFIBANDS and IARBANDS) are not incorporated in the transmit PSD mask (PSDMASK). +NOTE 2 – For any valid setting of this parameter, the aggregate transmit power shall not exceed the MAXATP for the associated direction of transmission. MAXATPds and MAXATPus are DPU-MIB parameters. The MAXATP settings in the DPU-MIB shall not exceed the maximum aggregate transmit power specified in Table 6-1. +NOTE 3 – Notched frequency bands (defined by parameters RFIBANDS and IARBANDS) are incorporated in the STARTPSDMASK, CDPSDMASK, MREFPSDMASK and STPSDMASK. + +All PSDs and PSD masks in Table 7-2 relate to the transmit signals on the U-interface. For precoded signals, the PSD mask is a limit for the total signal on the U-interface, including the pre-compensation components. + +NOTE – Table 7-2 specifies PSDs and PSD masks at every frequency (i.e., in both the passband and the stopbands). To avoid communication of redundant information, the messages during the initialization corresponding to the PSDs in Table 7-2 do not describe all the PSDs in the full frequency range, nor do they describe the RFI bands and IAR bands. The PSDs in Table 7-2 may be computed from other PSDs and values that are communicated during the initialization. + +The process of determining the transmit PSDs and PSD masks of the FTU during the initialization and showtime is summarized in Table 7-3. + +**Table 7-3 – Time aspects for determination, communication and use of PSDs and PSD masks** + +| Parameter | When determined | When communicated between FTUs (Note) | When used | +|------------------------------|------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Limit PSD mask (LIMITMASK) | Configuration of the DPU-MIB before the start of initialization. | Not communicated. | By the FTU-O, before the start of initialization, to calculate the downstream and upstream transmit PSD masks. | +| MIB PSD mask (MIBPSDMASK) | Configuration of the DPU-MIB before the start of initialization. | Not communicated. | By the FTU-O, before the start of initialization, to calculate the downstream and upstream transmit PSD masks. | +| RFI bands (RFIBANDS) | Configuration of the DPU-MIB before the start of initialization. | RFIBANDS is sent by the FTU-O to the FTU-R during the ITU-T G.994.1 handshake phase of the initialization. | Notches are applied in designated bands in applicable transmission direction(s) from the start of the channel discovery phase of the initialization and thereafter. | +| IAR bands (IARBANDS) | Configuration of the DPU-MIB before the start of initialization. | IARBANDS is sent by the FTU-O to the FTU-R during the ITU-T G.994.1 handshake phase of the initialization. | Notches are applied in designated bands in applicable transmission direction(s) from the start of the channel discovery phase of the initialization and thereafter. | +| Subcarrier masking (CARMASK) | Configuration of the DPU-MIB before the start of initialization. | Not communicated. | By the FTU-O, before the start of initialization, to calculate the downstream and upstream SUPPORTEDCARRIERS sets. | +| SUPPORTEDCARRIERS | By the FTU-O before the start of initialization. | SUPPORTEDCARRIERS ds and SUPPORTEDCARRIERS us are sent by the FTU-O to the FTU-R in the O-SIGNATURE message. | For all signals during the channel discovery phase of the initialization. | +| MEDLEY | By the FTU-O during the parameter update stage of the channel discovery phase of the initialization. | MEDLEYds and MEDLEYus are sent by the FTU-O to the FTU-R in the O-PRM message. | For all signals during the channel analysis and exchange phase of the initialization. | +| Transmit PSD mask (PSDMASK) | By the FTU-O and VCE before the start of initialization. | PSDMASKds and PSDMASKus are sent by the FTU-O to the FTU-R in the O-SIGNATURE message. | Applies to all signals during the channel discovery phase of the initialization. | +| UPBO PSD mask (UPBOMASK) | By the FTU-R at the beginning of the channel discovery phase of the initialization. | Not communicated. | Applies to all signals during the channel discovery phase of the initialization and thereafter. | + +**Table 7-3 – Time aspects for determination, communication and use of PSDs and PSD masks** + +| Parameter | When determined | When communicated between FTUs (Note) | When used | +|--------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------| +| Downstream start PSD (STARTPSDds) | At the beginning of initialization. | Not communicated. | During the O-VECTOR 1 stage of the channel discovery phase of the initialization for signal O-P-VECTOR 1. | +| Upstream start PSD (STARTPSDus) | At the beginning of the channel discovery phase of the initialization. | STARTPSDus is sent by the FTU-R to the FTU-O in the R-MSG1 message. | During the channel discovery phase of the initialization for signals starting from R-P-VECTOR 1 up to and including R-P-CHANNEL-DISCOVERY 2. | +| Channel discovery PSD downstream (CDPSDds) | During channel discovery phase; the FTU-O determines CDPSDds. | CDPSDds is sent by the FTU-O to the FTU-R in the O-SIGNATURE message. | During the channel discovery phase of the initialization for signals starting from O-P-CHANNEL-DISCOVERY 1-1 up to and including O-P-SYNCHRO 3. | +| Channel discovery PSD upstream (CDPSDus) | During the channel discovery phase, the FTU-R derives CDPSDus from the STARTPSDus by applying MAXMASKus constraints indicated in the received O-UPDATE message. | CDPSDus is sent by the FTU-R to the FTU-O in the R-UPDATE message. | During the channel discovery phase of the initialization for signals starting from R-P-VECTOR 1-1 up to and including R-P-PRM-UPDATE 2. | +| PSD ceiling downstream (MAXMASKds) | The FTU-R determines MAXMASKds during the CHANNEL DISCOVERY 2 stage of the channel discovery phase of the initialization. | MAXMASKds is sent by the FTU-R to the FTU-O in the R-UPDATE message. | Applies to downstream signals starting from O-P-VECTOR 2 in the channel discovery phase of the initialization (See V2PSDds). | +| PSD ceiling upstream (MAXMASKus) | The FTU-O determines MAXMASKus during the channel discovery 2 stage of the channel discovery phase of the initialization. | MAXMASKus is sent by the FTU-O to the FTU-R in the O-UPDATE message. | Applies to upstream signals starting from R-P-VECTOR 1-1 in the channel discovery phase of the initialization (see V2PSDds). | + +**Table 7-3 – Time aspects for determination, communication and use of PSDs and PSD masks** + +| Parameter | When determined | When communicated between FTUs (Note) | When used | +|---------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| V2PSDds | During the CHANNEL DISCOVERY 2 stage of the channel discovery phase of the initialization, the FTU-O derives V2PSDds by applying MAXMASKds constraints indicated in the received R-UPDATE message. | Not communicated. | During the channel discovery phase of the initialization for signals starting from O-P-VECTOR 2 up to and including O-P-SYNCHRO 4. | +| PRMPSD (PRMPSDds) | During the VECTOR 2 stage of the channel discovery phase of the initialization. | Not communicated. | During the channel discovery phase of the initialization for signals starting from O-P-PRM-UPDATE 1 up to and including O-P-SYNCHRO 5. | +| MEDLEY reference PSD mask (MREFPSDMASK) | At the end of the channel discovery phase of the initialization; the FTU-O determines MREFPSDMASKds, and the FTU-O determines MREFPSDMASKus. | The FTU-O communicates the MREFPSDMASKus to the FTU-R in O-PRM message. | Applies to all signals starting from the beginning of the channel analysis and exchange phase of the initialization and thereafter during the initialization and showtime. | +| MEDLEY reference PSD downstream (MREFPSDds) | The FTU-O determines MREFPSDds at the end of the channel discovery phase of the initialization. | MREFPSDds is not communicated. | During the channel analysis and exchange phase of the initialization for signals starting from O-P-MEDLEY up to and including O-P-SYNCHRO 6. | +| MEDLEY reference PSD upstream (MREFPSDus) | The FTU-R determines MREFPSDus at the end of the channel discovery phase of the initialization. | MREFPSDus is sent by the FTU-R to the FTU-O in the R-PRM message. | During the channel analysis and exchange phase of the initialization for signal R-P-MEDLEY. | +| Showtime PSD (STPSD) | At the end of the channel analysis and exchange phase of the initialization. | Determined by the MREFPSD and in the upstream direction also by the gain values ( $g_i$ ) communicated during the channel analysis and exchange phase (O-PMD message) and during the showtime (OLR). | During the showtime. | + +NOTE – Only the minimum set of relevant parameters characterizing PSDs and PSD masks is communicated during the initialization. The communication protocols and formats are described in clause 12. + +## 7.4 Out-of-band PSD limit + +See clause 7.2.1.2 of [\[ITU-T G.9700\]](#). + +## 7.5 Termination impedance + +See clause 7.3 of [\[ITU-T G.9700\]](#). + +## 7.6 Maximum aggregate transmit power + +### 7.6.1 Maximum aggregate transmit power + +See clause 7.4 of [\[ITU-T G.9700\]](#) and Table 7-1 of [\[ITU-T G.9700\]](#). + +# 8 Transport protocol specific transmission convergence (TPS-TC) function + +## 8.1 Functional reference model + +The functional reference model of the TPS-TC is presented in Figure 8-1 for an FTU-O and in Figure 8-2 for an FTU-R. The functionality defined in this clause is consistent with the generic FTU functional model presented in Figure 5-11. Transceivers complying with this Recommendation shall support the packet-based TPS-TC (PTM-TC) as defined in clause 8.3. Support of other TPS-TC types is for further study. + +![Functional reference model of the TPS-TC (FTU-O) showing data flow between upper layers, TPS-TC blocks (mappers, flow control), and management entities (DRA, VCE, TCE, ME-O) across gamma and alpha reference points.](c3e8a7fe2e4f51806e05b9b1aae20d57_img.jpg) + +``` + + graph TD + subgraph Upper_Layers [Upper layers of data protocol stack user data] + end + + subgraph TPS_TC [TPS-TC] + TX_FC[TX flow control] + RX_FC[RX flow control] + Mapper_TX[Data packet-to-DTU mapper] + Mapper_RX[DTU-to-data packet mapper] + TX_FC --> Mapper_TX + RX_FC --> Mapper_RX + Mapper_TX --> TX_DTU[TX DTU] + RX_DTU[RX DTU] --> Mapper_RX + end + + subgraph Management + DRA + VCE + TCE + MEO[ME-O] + TPS_MGMT[TPS-TC management entity] + FTU_MGMT[FTU management entity] + DRA -- DRA Note --> TPS_MGMT + VCE -- VFC --> TPS_MGMT + TCE -- NTR/ToD --> TPS_MGMT + MEO -- gamma_MGMT_o --> TPS_MGMT + TPS_MGMT --> FTU_MGMT + end + + Upper_Layers -- gamma_o --> TX_FC + Upper_Layers -- STREAMds --> Mapper_TX + Mapper_RX -- STREAMus --> Upper_Layers + TPS_MGMT -- TPS-TC_MGMT --> TX_FC + TPS_MGMT -- TPS-TC_MGMT --> RX_FC + + TX_DTU -- alpha_o --> PMS_TC + PMS_TC -- alpha_o --> RX_DTU + +``` + +Functional reference model of the TPS-TC (FTU-O) showing data flow between upper layers, TPS-TC blocks (mappers, flow control), and management entities (DRA, VCE, TCE, ME-O) across gamma and alpha reference points. + +NOTE – Includes DRR, TXOP, LinkState and BAT (see Figure 5-2) + +**Figure 8-1 – Functional reference model of the TPS-TC (FTU-O)** + +At the FTU-O, in the transmit direction, the data packets (STREAMds) crossing the $\gamma_o$ reference point are encapsulated in data transfer units (DTUs) that are passed to the PMS-TC across the $\alpha_o$ reference point. The TX flow control function generates the TX Enable primitive (TXon/TXoff) towards the DPU's L2+ functional block (see Figure 5-2) that prevent TPS-TC overflow. By setting the value of the TX Enable primitive to TXoff, the FTU-O indicates to the DPU's L2+ functional block that it is not ready to receive data packets. By setting the value of the TX Enable primitive to TXon, the FTU-O indicates to the DPU's L2+ functional block that it is ready to receive data packets. + +NOTE – Clause 6.3 of [b-ITU-T G.999.1] specifies a data flow control mechanism based on TXon/TXoff and RXon/RXoff signalling. This mechanism may be used to support the upstream flow control specified in this Recommendation. + +In the receive direction, data packets are recovered from the DTUs crossing the $\alpha_0$ reference point. The recovered data packets (STREAMUs) are conveyed to the DPU's L2+ functional block across the $\gamma_0$ reference point. The RX flow control function receives the RX Enable primitive from the DPU's L2+ functional block, which together with the FCus primitive prevents upper layer overflow. By setting the value of the RX Enable primitive to RXoff, the DPU's L2+ functional block indicates to the FTU-O that it is not ready to receive data packets, in which case, the FTU-O shall set the RX DTU Enable primitive (see clause 8.1.2) to RXoff and the PMS-TC receiver in the FTU-O (see Figure 9-1) may respond with NACKs to any received upstream normal DTU when its buffer is full. By setting the value of the RX Enable primitive to RXon, the DPU's L2+ functional block indicates to the FTU-O that it is ready to receive data packets. In addition to RX flow control, the FTU-O communicates the setting of the FCus primitive (RXon/RXoff) to the peer FTU-R via the upstream flow control bit in the RMC (see clause 9.6.4). By setting the value of the FCus primitive to RXoff, the DPU's L2+ functional block indicates to the FTU-R that it is not ready to receive data packets. In this case the FTU-R shall set the TX Enable primitive (see clause 8.1.2) to TXoff. By setting the value of the FCus primitive to RXon, the DPU's L2+ functional block indicates to the FTU-R that it is ready to receive data packets. + +![Functional reference model of the TPS-TC (FTU-R) diagram showing data flow and control signals between various functional blocks and reference points.](640d28a694bbdbaf9b11a3bfdcc800fc_img.jpg) + +The diagram illustrates the functional reference model of the TPS-TC (FTU-R). It shows the flow of data packets (STREAMUs) and control primitives (TX Enable, RX Enable, Upstream flow control bit) between the Upper layers of data protocol stack (user data), the TPS-TC management entity, and the FTU management entity. The diagram is divided into three main sections by reference points: $\gamma_R$ reference point (top), $\alpha_R$ reference point (bottom), and $\gamma_{MC_R}$ reference point (middle). The Upper layers of data protocol stack (user data) are connected to the TPS-TC management entity via the $\gamma_R$ reference point. The TPS-TC management entity contains the TX flow control and RX flow control functions. The TX flow control function generates the TX Enable primitive towards the NT's L2+ functional block. The RX flow control function receives the RX Enable primitive from the DPU's L2+ functional block. The Upstream flow control bit is communicated from the FTU-O to the FTU-R via the RMC. The FTU management entity contains the Data packet-to-DTU mapper and the DTU-to-data packet mapper. The Data packet-to-DTU mapper receives Data in from the TX flow control function and sends Data out to the DTU-to-data packet mapper. The DTU-to-data packet mapper receives Data out from the Data packet-to-DTU mapper and sends Data in to the RX flow control function. The FTU management entity is connected to the TPS-TC management entity via the $\gamma_{MC_R}$ reference point. The FTU management entity is also connected to the TX DTU and RX DTU via the $\alpha_R$ reference point. The NT's L2+ functional block (NT ME) is connected to the FTU management entity via the $\gamma_{MC_R}$ reference point. The NT ME is also connected to the TCE and PSE via the NTR ToD, BAT, and LinkState signals. The TCE and PSE are connected to the FTU management entity via the $\gamma_{MC_R}$ reference point. + +Functional reference model of the TPS-TC (FTU-R) diagram showing data flow and control signals between various functional blocks and reference points. + +Figure 8-2 – Functional reference model of the TPS-TC (FTU-R) + +At the FTU-R, in the transmit direction, the data packets (STREAMUs) crossing the $\gamma_R$ reference point are encapsulated in data transfer units (DTUs) that are passed to the PMS-TC across the $\alpha_R$ reference point. The TX flow control function generates the TX Enable primitive (TXon/TXoff) towards the NT's L2+ functional block that prevent TPS-TC overflow. By setting the value of the TX Enable primitive to TXoff, the FTU-R indicates to the NT's L2+ functional block that either the FTU-R itself or the DPU's L2+ functional block (if the setting of the upstream flow control bit received from the FTU-O via the RMC is RXoff) is not ready to receive data packets. By setting the value of the TX + +Enable primitive to TXon, the FTU-R indicates to the NT's L2+ functional block that both the FTU-R itself and the DPU's L2+ functional block are ready to receive data packets. If the setting of the upstream flow control bit primitive received from the FTU-O via the RMC is RXoff, the FTU-R shall set the value of the TX Enable primitive to TXoff. + +In the receive direction, data packets are recovered from the DTUs crossing the $\alpha_R$ reference point. The recovered data packets (STREAMds) are conveyed to the NT's L2+ functional block across the $\gamma_R$ reference point. The RX flow control function receives the RX Enable primitive from the NT's L2+ functional block to prevent upper layer overflow. By setting the value of the RX Enable primitive to RXoff, the NT's L2+ functional block indicates to the FTU-R that it is not ready to receive data packets. In this case the FTU-R shall set the RX DTU Enable (see clause 8.1.2) to RXoff and the PMS-TC receiver in the FTU-R (see Figure 9-1) may respond with NACKs to any received downstream normal DTU when its buffer is full. By setting the value of the RX Enable primitive to RXon, the NT's L2+ functional block indicates to the FTU-R that it is ready to receive data packets. + +NOTE – The NT's L2+ functional block setting the value of the RX Enable primitive to RXoff across the $\gamma_R$ reference point is expected to be used only when operating in a group with Ethernet-based multi-pair bonding (see G.998.2) in order to facilitate delay equalization of the lines in the bonded group in the event of retransmissions. + +The FTU management entity (FME) controls the TPS-TC using primitives that are conveyed via the TPS-TC\_MGMT interface; the same interface is used to retrieve relevant management primitives from the TPS-TC. + +The TPS-TC also facilitates transport of eoc. The eoc packets containing one or more eoc messages are transferred transparently (except when non-correctable errors occur in the line) between the TPS-TC\_MGMT interfaces of peer FTUs. The eoc messages assigned for transmission (eoc commands and responses), formatted as defined in clause 11.2.2.2, are encapsulated in eoc packets and submitted to the TPS-TC\_MGMT interface by the FME in the order determined by their priority. + +The NTR and ToD primitives submitted to the FME interfaces of the peer FTU are communicated using eoc messages defined in clauses 11.2.2.7 to 11.2.2.9. The DRA related primitives are defined in clause 8.1.1 and communicated using RMC messages defined in clause 9.6.4 and eoc messages defined in clause 11.2.2.17. + +The transmitted eoc packets are multiplexed with the incoming data packets with ordering as described in clause 8.2.2, encapsulated in DTUs, and transferred to the TPS-TC of the peer FTU. For de-multiplexing of the eoc packets at the receive side, each eoc packet encapsulated in a DTU carries a flag that distinguishes it from data packets (see clause 8.3). The eoc packets recovered from the received DTUs are submitted to the FME via the TPS-TC\_MGMT interface. + +When both eoc packets and data packets are available, the eoc packets shall have strict priority over data packets. The maximum size of an eoc packet (see clause 11.2.2.1) and the number of eoc packets transmitted per second is limited to avoid potential reduction of QoS; this limit is determined by the eoc message format (see clause 8.1.3) and the maximum number of eoc bytes allowed per logical frame period. The maximum number of eoc bytes per upstream logical frame period and per downstream logical frame period shall meet the requirements presented in Table 6-1. + +### 8.1.1 $\gamma$ reference point + +The $\gamma$ reference point is defined in the data plane between the FTU and the L2+ functional block. The order in which the data packets are mapped into DTUs is specified in clause 8.2.2; this order is determined by the L2+ media access control mechanism, which is beyond the scope of this Recommendation. The data packets shall be passed from the TPS-TC to the L2+ functional block in the order that they were transmitted from the peer FTU. + +The interface at the $\gamma$ reference point is logical and is defined through primitives. The primitives at the $\gamma$ reference point depend on the type of TPS-TC. For a packet-based TPS-TC (PTM-TC), the unit + +of data is a packet, which is a sequence of bytes. The content of the packet is application specific. The primitives that control the flow of data packets across the $\gamma$ reference point are summarized in Table 8-1. The TX primitives in Table 8-1 control packet transfer from the upper layers to TPS-TC, while RX primitives control packet transfer from the TPS-TC to upper layers. + +**Table 8-1 – Flow control primitives at the $\gamma$ reference point** + +| Primitive | Direction | Description | +|---------------|----------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------| +| RX Enable | Upper layer $\rightarrow$ TPS-TC | Flow control primitive indicating that the upper layer is ready to receive packets from the TPS-TC (Note 1). | +| FCus | | Flow control primitive indicating to the FTU-R that the FTU-O upper layer is ready to receive packets; valid at the FTU-O only (Note 3) | +| TX Start Flag | | Indicates the first byte of the packet transmitted towards the TPS-TC. | +| TX Stop Flag | | Indicates the last byte of the packet transmitted towards the TPS-TC. | +| TX Clock | | Transmit data clock reference. | +| TX Enable | TPS-TC $\rightarrow$ Upper layer | Flow control primitive indicating that the TPS-TC is ready to receive the next packet from the upper layer (Note 2). | +| RX Start Flag | | Indicates the first byte of the packet transmitted by the TPS-TC towards the upper layer. | +| RX Stop Flag | | Indicates the last byte of the packet transmitted by the TPS-TC towards the upper layer. | +| RX Clock | Upper layer $\rightarrow$ TPS-TC | Receive data clock reference. | + +NOTE 1 – If the RX Enable primitive is turned off during the transfer of a data packet, the FTU shall complete the transfer of this data packet. The RX Enable primitive at the FTU-R shall be set to RXon unless the FTU-R is operating in a bonded group according to ITU-T G.998.2. + +NOTE 2 – If the TX Enable primitive is turned off during the transfer of a data packet, the upper layer shall complete the transfer of this data packet. At the FTU-R, primitive TX Enable also implements the remote flow control determined by the FCus primitive at the FTU-O. + +NOTE 3 – The setting of the FCus primitive (RXon/RXoff) may change from one logical frame to the next. The FTU-O shall communicate the setting of the FCus primitive to the FTU-R via the upstream flow control bit in the RMC (see Table 9-5) within $(M_F+2)$ symbol periods. The FTU-R shall communicate the setting of the upstream flow control bit in the RMC (see Table 9-5) to the NT upper layers via the TX Enable primitive within 2 symbol periods. + +The data flow primitives defining the transmit and receive data transferred across the $\gamma$ reference point at each of the FTU-O and FTU-R are summarized in Table 8-2. + +**Table 8-2 – Data flow primitives across the $\gamma$ reference point** + +| Primitive | Direction | Description | +|-----------|--------------------------|---------------------| +| STREAMds | L2+ $\rightarrow$ TPS-TC | FTU-O transmit data | +| | TPS-TC $\rightarrow$ L2+ | FTU-R receive data | +| STREAMus | L2+ $\leftarrow$ TPS-TC | FTU-O receive data | +| | TPS-TC $\leftarrow$ L2+ | FTU-R transmit data | + +The data flow primitives given in Table 8-2 are shown in Figure 8-3. + +![Figure 8-3 – Data flow primitives diagram showing data flow between L2 + functional blocks and TPS-TC units at FTU-O and FTU-R reference points.](cbab05075b3d7dc0d27c4cbb0c914a94_img.jpg) + +The diagram illustrates the data flow primitives between two L2 + functional blocks and two TPS-TC units. On the left, an L2 + functional block is connected to a TPS-TC unit at the FTU-O reference point ( $\gamma_O$ ). The block transmits data (STREAMds) to the TPS-TC and receives data (STREAMus) from it. On the right, another TPS-TC unit is connected to an L2 + functional block at the FTU-R reference point ( $\gamma_R$ ). This block receives data (STREAMds) from the TPS-TC and transmits data (STREAMus) to it. The two TPS-TC units are connected to each other by a dashed line. The diagram is labeled G.9701(14)\_F8-3. + +Figure 8-3 – Data flow primitives diagram showing data flow between L2 + functional blocks and TPS-TC units at FTU-O and FTU-R reference points. + +**Figure 8-3 – Data flow primitives** + +At the FTU-O side, the upper layers include the control functionality required for coordination of the resource allocation, vectoring and timing (DRA, VCE and TCE functionality, respectively, as described in clause 5.1 and as shown in Figure 5-2) over various transceivers in the vectored group. + +The DRA primitives at the $\gamma_O$ reference point are summarized in Table 8-3. The physical implementation of these primitives is vendor discretionary. + +The DRA primitives at the $\gamma_R$ reference point are summarized in Table 8-4. The physical implementation of these primitives is vendor discretionary. + +**Table 8-3 – DRA related primitives of the data flow at the $\gamma_O$ reference point** + +| Primitive name (parameters) | Direction | Description | +|-------------------------------------------------------------------------------------------------------------------------------------------|-------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| TXOPds.indicate ( TBUDGETds , TTRds , TAds , TIQ , IDFds ) | DRA → FTU-O | Indicates that the FTU-O shall be configured with downstream transmission opportunities according to the values of the TBUDGETds , TTRds , TAds , TIQ and IDFds parameters (defined in clause 10.7). | +| TXOPus.indicate ( TBUDGETus , TTRus , TAus , IDFus ) | DRA → FTU-O | Indicates that the FTU-O shall communicate the configuration of the upstream transmission opportunities to the FTU-R according to the values of the TBUDGETus , TTRus , TAus , and IDFus parameters (defined in clause 10.7). | +| DRRus.request ( NDRR , NRM ) | DRA → FTU-O | Requests the FTU-O to send the values of NDRR (Note 1) and NRM (Note 2) to the FTU-R (see clause 11.2.2.17). | +| DRRus.confirm | FTU-O → DRA | Confirms that the FTU-R is configured with the NDRR value requested by the DRRus.request primitive. | +| DRRus.indicate (DRRus) | FTU-O → DRA | Indicates the upstream dynamic resource report (defined in Table 9-17) as indicated by the FTU-R in the last sent upstream RMC message. | +| DRRus.config.request (DRRdata) | DRA → FTU-O | Requests the FTU-O to send the far-end DRR configuration request data to the FTU-R (defined in clause 11.2.2.17). | +| DRRus.config.confirm (DRRdata) | FTU-O → DRA | Far-end DRR configuration confirmation data in response to the DRRconfig.request primitive. | +| Battery-operation (BAT) | FTU-O → DRA | Indicates whether or not the FTU-R is operating on reserve batteries. | +| LinkState.request (LinkState) | DRA → FTU-O | Requests the link to either transition to or remain in the link state indicated by the LinkState parameter: L0, L2.1N, L2.1B, L2.2, or L3 (see clause 12.1.1.1). Upon a change of the LinkState parameter, the link shall transition to the indicated new link state (Note 3). | + +**Table 8-3 – DRA related primitives of the data flow at the $\gamma_0$ reference point** + +| Primitive name (parameters) | Direction | Description | +|----------------------------------------|-------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| LinkState.confirm
(LinkStateResult) | FTU-O → DRA | Confirms that the requested link state is valid and has been accepted (LinkStateResult = LinkState) or that the requested link state change is invalid or could not be completed (LinkStateResult = FAIL). | + +NOTE 1 – $N_{DRR}$ is a parameter received by the FTU-O over the $\gamma_0$ reference point indicating the time interval in logical frame periods between sequential upstream dynamic resource reports. It is communicated over the eoc to the FTU-R. The FTU-R generates a DRRus.request primitive every $N_{DRR}$ logical frame periods. + +NOTE 2 – $N_{RM}$ is a parameter received by the FTU-O over the $\gamma_0$ reference point indicating the size of the resource metric in the DRRus command (see Table 9-17). It is communicated over the eoc to the FTU-R (see Table 11-49). + +NOTE 3 – The set value of the primitive shall be consistent with the rules of link state transitions defined in Table 12-1, where some transitions require appropriate settings of the battery-operation (BAT) primitive. + +If the FTU-O receives a TXOPds.indicate primitive during the downstream logical frame with $CNT_{LF,ds} = N$ , the FTU-O shall transmit at downstream symbol positions according to this new configuration of downstream transmission opportunities starting from the downstream logical frame with $CNT_{LF,ds} = N + 2$ . + +If the FTU-O receives a TXOPus.indicate primitive during the downstream logical frame with $CNT_{LF,ds} = N + M_{SF}$ , the FTU-O shall ensure that the FTU-R transmits at symbol positions according to this new upstream transmission opportunities configuration starting from the upstream logical frame with $CNT_{LF,us} = N + 3$ via proper communication of the upstream logical frame configuration request (see clause 9.6.4, Table 9-5 and Table 9-7) and operating procedure in accordance with clause 10.7. + +If the FTU-O receives a LinkState.request primitive, the FTU-O shall initiate a change of link state, if necessary, at the earliest opportunity. When the change of link state is complete, the FTU-O shall respond with a LinkState.confirm primitive with a value equal to the requested link state. If the state change requested is not valid or could not be completed, the FTU-O shall respond with a LinkState.confirm primitive with a result value equal to FAIL and the link state shall remain unchanged (see clause 12.1.1.6). + +If the FTU-O receives a DRRus.request primitive, the FTU-O shall use the procedure defined in clause 11.2.2.17 to indicate the new $N_{DRR}$ value to the FTU-R. Upon receiving an acknowledgement of this new $N_{DRR}$ value from the FTU-R, the FTU-O shall generate a DRRus.confirm primitive. The valid values of $N_{DRR}$ shall be all integer values within the range from 0 to $M_{SF}$ , with $N_{DRR} = 0$ indicating that the FTU-O shall not generate DRRus.indicate primitives. The FTU-O and FTU-R shall support all valid values of $N_{DRR}$ . + +If the FTU-O receives a DRRus.config.request primitive from the DRA function, the FTU-O shall use the procedure defined in clause 11.2.2.17 to indicate the DRR configuration request data to the FTU-R. Upon receiving an acknowledgement from the FTU-R, the FTU-O shall generate a DRRus.config.confirm primitive to the DRA function with the DRR configuration confirmation data. The DRRus configuration request/confirmation data are transported transparently through the FTU-O. + +If the FTU-O receives an upstream dynamic resource report (DRRus) in the upstream RMC of the upstream logical frame with $CNT_{LF,us} = N$ , the FTU-O shall generate a DRRus.indicate primitive with this DRRus no later than during the upstream logical frame with $CNT_{LF,us} = N + 2$ . + +**Table 8-4 – DRA related primitives at the $\gamma$ R reference point** + +| Primitive name (parameters) | Direction | Description | +|-----------------------------------------|--------------------------|---------------------------------------------------------------------------------------------| +| DRRus.request | FTU-R $\rightarrow$ L2+ | FTU-R request for an upstream dynamic resource report from the L2+ functionality in the NT. | +| DRRus.confirm (DRRus) | L2+ $\rightarrow$ FTU-R | Upstream dynamic resource report from the L2+ functionality in the NT sent to the FTU-R. | +| DRRus.indicate ( $N_{DRR}$ , $N_{RM}$ ) | FTU-R $\rightarrow$ L2+ | Indicates the values of $N_{DRR}$ and $N_{RM}$ . | +| DRR.config.request (DRRdata) | FTU-R $\rightarrow$ L2+ | The DRR configuration request data. | +| DRR.config.confirm (DRRdata) | L2+ $\rightarrow$ FTU-R | The DRR configuration confirmation data. | +| Battery operation (BAT) | PSE $\rightarrow$ FTU-R | Indicates whether or not the FTU-R is operating on reserve batteries. | +| LinkState.indicate (LinkState) | FTU-R $\rightarrow$ ME-R | Indication of the current link state: L0, L2.1N, L2.1B, L2.2 or L3 (see clause 12.1.1.1). | + +Upon configuration of the $N_{DRR}$ and $N_{RM}$ values using the procedure defined in clause 11.2.2.17, the FTU-R shall indicate the configured values for $N_{DRR}$ and $N_{RM}$ to the L2+ function through the DRRus.indicate primitive. The FTU-R shall generate a DRRus.request primitive every $N_{DRR}$ logical frame periods. If $N_{DRR} = 0$ , the FTU-R shall not generate DRRus.request primitives. The latency in the L2+ functionality between receiving a DRRus.request primitive and generating the DRRus.confirm primitive (including the upstream dynamic resource report (DRRus) of $N_{RM}$ bytes length) shall be constant and shall be no greater than one logical frame period. + +If the FTU-R receives a DRRus.confirm primitive during the upstream logical frame with $CNT_{LF,us} = N$ , the FTU-R shall transmit the DRRus in the RMC no later than during the upstream logical frame with $CNT_{LF,us} = N + 2$ . + +If the FTU-R receives DRR configuration request data through the procedure defined in clause 11.2.2.17, the FTU-R shall generate a DRRus.config.request primitive to pass the DRR configuration request data to the L2+ function. Upon receiving a DRRus.config.confirm primitive from the L2+ function, the FTU-R shall send an acknowledgment to the FTU-O with the DRR configuration confirmation data. The DRR configuration request/confirm data are transported transparently via the FTU-R. + +The NTR and ToD related primitives at the $\gamma$ reference point (see clauses 8.4 and 8.5 respectively, and see Figure 8-11) are presented in Table 8-5 for FTU-O and in Table 8-6 for the FTU-R. The primitives also indicate whether ToD and NTR are enabled and the synchronization option to be used. + +**Table 8-5 – ToD and NTR related primitives at the $\gamma_0$ reference point** + +| Primitive name (parameters) | Direction | Description | +|-----------------------------|-------------------------|-------------------------------------------------------------------------------------------------------------| +| NTR_mc | TCE $\rightarrow$ FTU-O | The 8-kHz NTR clock sourced by the DP (master NTR clock). | +| NTR_FS_enbl | TCE $\rightarrow$ FTU-O | Indicates whether NTR frequency synchronization is enabled or not. This primitive is set at initialization. | +| ToD_mc_value | TCE $\rightarrow$ FTU-O | The value of ToD sourced by the TCE at the DPU associated with the ToD_mc_edge. | +| ToD_mc_edge | TCE $\rightarrow$ FTU-O | The instant of time associated with ToD_mc_value sourced by the TCE at the DPU. | +| ToD_mc | TCE $\rightarrow$ FTU-O | The ToD master clock, multiple of 8 kHz sourced by the TCE at the DPU. | +| ToD_enbl | TCE $\rightarrow$ FTU-O | Indicates whether ToD is enabled or not. This primitive is set at initialization. | +| ToD_FS_enbl | TCE $\rightarrow$ FTU-O | Indicates whether ToD frequency synchronization is enabled or not. This primitive is set at initialization. | + +**Table 8-6 – ToD and NTR related primitives at the $\gamma_R$ reference point** + +| Primitive name (parameters) | Direction | Description | +|-----------------------------|-------------------------|-------------------------------------------------------------------| +| NTR_sc | FTU-R $\rightarrow$ TCE | Recovered NTR clock (slave clock). | +| ToD_sc_value | FTU-R $\rightarrow$ TCE | Recovered value of ToD at the NT associated with the ToD_sc_edge. | +| ToD_sc_edge | FTU-R $\rightarrow$ TCE | The instant of time associated with ToD_sc_value at the NT. | +| ToD slave clock | FTU-R $\rightarrow$ TCE | The recovered ToD clock at the NT (slave clock). | + +### 8.1.2 $\alpha$ reference point + +The $\alpha$ reference point describes a logical interface of the data plane between the TPS-TC and PMS-TC sub-layers. The data at the $\alpha$ reference point in both transmit and receive directions is a stream of DTUs. The format of the DTU is unified for all types of TPS-TC and is defined in clause 8.2. In the transmit direction, DTUs shall be sent across the $\alpha$ reference point in the same order in which user data packets sourcing these DTUs have entered the TPS-TC across the $\gamma$ reference point. + +Table 8-7 summarizes the DTU flow control primitives that cross the $\alpha$ reference point. + +**Table 8-7 – DTU flow control primitives at the $\alpha$ reference point** + +| Primitive | Direction | Description | +|---------------|-----------------------------|-------------------------------------------------------------------------------------------| +| TX DTU Req | PMS-TC $\rightarrow$ TPS-TC | Primitive indicating that the PMS-TC is requesting a DTU from the TPS-TC (Note 1). | +| Dummy DTU Req | | Primitive indicating that the PMS-TC is requesting a dummy DTU from the TPS-TC (Note 1). | +| Dummy DTU Ind | TPS-TC $\rightarrow$ PMS-TC | Primitive indicating that the DTU passed to the PMS-TC is a dummy DTU (Note 3). | +| RX DTU Enable | | Primitive indicating that the TPS-TC is ready to receive a DTU from the PMS-TC. (Note 2). | + +NOTE 1 – The TX DTU Req primitive is turned off if the PMS-TC is unable to receive a DTU (e.g., the DTU queue is full). The PMS-TC shall raise the Dummy DTU Req primitive if PMS-TC requires a dummy DTU (see clause 8.2.2) instead of a data DTU. + +NOTE 2 – The TPS-TC shall turn the RX DTU Enable primitive off in case the TPS-TC cannot receive DTUs from the PMS-TC, e.g., when the RX Enable primitive is off at the $\gamma_0$ reference point (see Table 8-1). + +NOTE 3 – The TPS-TC shall send a dummy DTU to the PMS-TC and raise the Dummy DTU Ind primitive when either: + +- The TX DTU Req primitive is turned on but no DTU filled with user data or management data is available, or +- The Dummy DTU Req primitive is turned on. + +In the receive direction, DTUs shall be sent across the $\alpha$ reference point in the order that they are recovered (and re-ordered) by the PMS-TC. + +### 8.1.3 TPS-TC\_MGMT interface + +The TPS-TC\_MGMT reference point (see Figure 8-1 for FTU-O and Figure 8-2 for FTU-R) is a logical interface between the TPS-TC and the FME. The TPS-TC gets control and management data via this reference point from the FME and returns to the FME the relevant TPS-TC management parameters to be reported. This reference point also acts as the interface for the eoc. The details of the TPS-TC\_MGMT primitives are defined in Table 8-8. + +**Table 8-8 – Summary of the TPS-TC\_MGMT primitives** + +| Primitive | Direction | Description | +|-----------------|--------------------------|-----------------------------------------------------------------------------------------| +| $K_{FEC}$ | FME $\rightarrow$ TPS-TC | The number of information bytes of a FEC codeword, see clause 9.3. | +| $Q$ | FME $\rightarrow$ TPS-TC | The number of FEC codewords in a single DTU, see clause 8.5. | +| eoc message, TX | FME $\rightarrow$ TPS-TC | TX eoc message primitives, see clause 11.2.2. | +| eoc message, RX | TPS-TC $\rightarrow$ FME | RX eoc message primitives, see clause 11.2.2. | +| FCus | TPS-TC $\rightarrow$ FME | Upstream flow control to be communicated over the RMC (see clause 9.6.4 and Table 9-5). | + +**Table 8-8 – Summary of the TPS-TC\_MGMT primitives** + +| Primitive | Direction | Description | +|-----------------------------------------------|--------------|--------------------------------------------------------------------------------| +| TPS_TESTMODE | FME → TPS-TC | A management primitive initiating the TPS-TC test mode (see clause 9.8.3.1.2). | +| Symbol count
( CNTSYMB ) | FME → TPS-TC | Count of DMT symbols (see clause 8.2.1.2 and clause 10.6). | + +## 8.2 Generic DTU format + +A DTU at the $\alpha$ reference point shall contain a three-byte DTU header, a DTU payload and an error check sequence (ECS) as shown in Figure 8-4. This format shall be used with all types of TPS-TC. The total number of bytes in a DTU shall be: + +$$N_{DTU} = Q \times K_{FEC}$$ + +where: + +$K_{FEC}$ : is the number of information bytes of the FEC codeword; + +$Q$ : is an integer defining the number of FEC codewords in one DTU. + +![Figure 8-4: Generic DTU format diagram. The top part shows a DTU structure with a DTU header, a DTU payload of size Q x K_FEC, and an ECS (32 bits). The bottom part shows a detailed view of the DTU header, which is 3 bytes (Octet 1, Octet 2, Octet 3) long. Octet 1 contains SID (11 bits), Octet 2 contains Time stamp (10 bits), and Octet 3 contains Auxiliary (3 bits). Bit positions are labeled S0 to S10, T0 to T9, and A0 to A2. A label 'DTU header bits' with reference G.9701(14)_F8-4 points to the header structure.](8bd7adf738ea4b7e65e0d6f67e122d55_img.jpg) + +Figure 8-4: Generic DTU format diagram. The top part shows a DTU structure with a DTU header, a DTU payload of size Q x K\_FEC, and an ECS (32 bits). The bottom part shows a detailed view of the DTU header, which is 3 bytes (Octet 1, Octet 2, Octet 3) long. Octet 1 contains SID (11 bits), Octet 2 contains Time stamp (10 bits), and Octet 3 contains Auxiliary (3 bits). Bit positions are labeled S0 to S10, T0 to T9, and A0 to A2. A label 'DTU header bits' with reference G.9701(14)\_F8-4 points to the header structure. + +**Figure 8-4 – Generic DTU format** + +![Figure 8-5: Bit mapping generic DTU header bytes diagram. It shows three octets (Octet 1, Octet 2, Octet 3) with their bit mappings. Octet 1 bits are S7 to S0 (MSB to LSB). Octet 2 bits are T4 to T0, then S10 to S8. Octet 3 bits are A2 to A0, then T9 to T5. A label 'G.9701(14)_F8-5' is at the bottom right.](faa6766e9ed23a192edcbbbbb753e88c_img.jpg) + +Figure 8-5: Bit mapping generic DTU header bytes diagram. It shows three octets (Octet 1, Octet 2, Octet 3) with their bit mappings. Octet 1 bits are S7 to S0 (MSB to LSB). Octet 2 bits are T4 to T0, then S10 to S8. Octet 3 bits are A2 to A0, then T9 to T5. A label 'G.9701(14)\_F8-5' is at the bottom right. + +**Figure 8-5 – Bit mapping generic DTU header bytes** + +The valid values for $K_{FEC}$ are defined in clause 9.3. The valid values of $Q$ are all integers from one to the maximum value specified for the selected profile. The selected value of $Q$ depends on the applied FEC codeword size and the required DTU size. The actual values of $K_{FEC}$ and $Q$ are determined during the initialization and provided by the FME across the TPS-TC\_MGMT interface (see Table 8-8). The values may be modified during the showtime via OLR procedures (see clause 13). + +A dummy DTU shall have the same structure as presented in Figure 8-4. + +The size of the DTU in bytes, $N_{DTU}$ , shall meet the following requirement: $0.25 \leq (N_{DTU} + Q \times R_{FEC}) / B_D \leq 4$ , where $B_D$ is the number of bytes allocated in a data symbol (see Table 9-2) on which the DTU or a part of the DTU is mapped. The requirement shall be met during the entire time period a particular value of DTU size is set, except short temporary violation, as defined in clause 13.3.1.1. + +### 8.2.1 DTU header + +The DTU header shall contain the following fields: a sequence identifier (SID), a time stamp and an auxiliary field. + +#### 8.2.1.1 Sequence identifier (SID) field + +An 11-bit SID field is used to identify the particular DTU in the transmitted sequence of DTUs. The SID of a DTU shall be assigned using a modulo 2 048 counter. The transmitter shall increment the SID counter by one for every newly framed DTU. A retransmitted DTU shall have the same SID as for its first transmission. The SID shall be initialized to $00_{16}$ and this shall be the SID of the first DTU transmitted in showtime. + +The SID of a dummy DTU shall also be assigned, but using a separate modulo 2 048 counter that shall be incremented by one for each transmitted dummy DTU. The SID shall be initialized to $00_{16}$ and this shall be the SID of the first dummy DTU transmitted in showtime. + +The SID field in the DTU header is shown in Figure 8-4. The value of the SID shall be coded as an unsigned integer on 11 bits [ $S_{10} \dots S_0$ ], where $S_0$ is the LSB. Mapping of the SID bits to the DTU header bytes is shown in Figure 8-5. + +#### 8.2.1.2 Time stamp (TS) field + +The TS field of a DTU shall contain the value of the symbol count (see Table 8-8) of the symbol (at the U-interface) that contains the bit $S_0$ of the header of this DTU, assuming that no retransmission occurs between the framing of the DTU and its transmission over the line. In the event of retransmission, the original time stamp value shall be preserved. The TS field value 1 023 is a special value reserved by ITU-T for future use. + +The TS field in the DTU header is shown in Figure 8-4. The value of TS shall be coded as an unsigned integer on 10 bit [ $T_9 \dots T_0$ ], where $T_0$ is the LSB. Mapping of the TS bits to the DTU header bytes is shown in Figure 8-5. + +#### 8.2.1.3 Auxiliary field + +A 3-bit Auxiliary information field includes: + +- bits [0] – DTU type (0 = normal DTU, 1 = dummy DTU) +- bit [2:1] – Reserved by ITU-T and set to zero by the transmitter and ignored by the receiver. + +### 8.2.2 DTU payload + +The DTU payload shall contain the data packets and eoc packets to be conveyed by the DTU. The format of the DTU payload and encapsulation of data packets into the DTU payload for a packet-based TPS-TC (PTM-TC) is defined in clause 8.3. The order in which data packets are encapsulated into a DTU payload shall be the same as the order that these packets cross the $\gamma$ reference point. The order in which eoc packets are encapsulated into a DTU payload shall be the same as the order that these packets enter from TPS-TC\_MGMT interface. Furthermore, the order in which DTUs are sent to the PMS-TC shall provide time integrity of the transmitted user data and eoc data, i.e., packets received by the peer TPS-TC shall be sent to the application entity (via the $\gamma$ reference point) or to the FME (via the TPS-TC\_MGMT interface) in the same order that they were received from the $\gamma$ reference point and TPS-TC\_MGMT interface, respectively, at the transmit end. + +### 8.2.3 Error check sequence (ECS) + +The ECS field is for DTU verification. The ECS shall contain a 32-bit cyclic redundancy check (CRC) that shall be computed over the DTU header and DTU payload bytes in the order that they are transmitted, starting with the LSB of the first byte of the DTU header (SID field in clause 8.2.1.1) and ending with the MSB of the last byte of the DTU payload. + +The ECS shall be computed using the following generator polynomial of degree 32: + +$$G(D) = D^{32} + D^{28} + D^{27} + D^{26} + D^{25} + D^{23} + D^{22} + D^{20} + D^{19} + D^{18} + D^{14} + D^{13} + D^{11} + D^{10} + D^9 + D^8 + D^6 + 1$$ + +The value of ECS shall be the remainder after all bits of the DTU subject to CRC treated as an input polynomial, are multiplied by $D^{32}$ and then divided by $G(D)$ . For a $t$ -bit input polynomial, the CRC shall be computed using the following equation: + +$$crc(D) = M(D) \times D^{32} \text{ modulo } G(D),$$ + +where: + +$M(D) = m_0 D^{t-1} + m_1 D^{t-2} + \dots + m_{t-2} D + m_{t-1}$ is the $t$ -bit polynomial where $m_0$ is the LSB of the first byte of the header and $m_{t-1}$ is the MSB of the last byte of the DTU payload, + +$crc(D) = crc_0 D^{31} + crc_1 D^{30} + \dots + crc_{30} D + crc_{31}$ is the CRC polynomial where $crc_0$ is the LSB of the first byte of the ECS field and $crc_{31}$ is the MSB of the last byte of the ECS field, and + +$D$ is the delay operator. + +The arithmetic in this clause shall be performed in the Galois Field GF(2). + +## 8.3 Packet-based TPS-TC (PTM-TC) + +### 8.3.1 PTM-TC DTU format + +The generic format of a DTU is presented in Figure 8-4. This clause defines the format of the DTU payload that shall be used for a PTM-TC DTU. The format of the DTU payload is shown in Figure 8-6. + +![Figure 8-6: PTM-TC DTU payload format diagram. The top part shows a DTU header, a DTU payload, and an ECS (32 bits) field. A bracket above the DTU payload is labeled Q x K_FEC. The bottom part shows a sequence of DTU frames (DTU frame header #1, DTU frame payload #1, DTU frame header #2, DTU frame payload #2, ..., DTU frame header #k, DTU frame payload #k). Each frame is labeled DTU frame #1, DTU frame #2, ..., DTU frame #k. The diagram is labeled G.9701(14)_F8-6.](3620f4edb9cb38933df56238cd9d9d7b_img.jpg) + +The diagram illustrates the PTM-TC DTU payload format. At the top, a horizontal bar represents the entire DTU structure, divided into three main sections: 'DTU header', 'DTU payload', and 'ECS (32 bits)'. Above the 'DTU payload' section, a bracket labeled $Q \times K_{FEC}$ indicates its total size. Below this, the 'DTU payload' is expanded into a series of 'DTU frames'. Each frame consists of a 'DTU frame header' followed by a 'DTU frame payload'. The frames are numbered #1, #2, ..., #k. Below each frame, a bracket identifies it as 'DTU frame #1', 'DTU frame #2', ..., 'DTU frame #k'. Dashed lines connect the 'DTU header' and 'ECS' sections to their respective frame structures. The diagram is labeled 'G.9701(14)\_F8-6' in the bottom right corner. + +Figure 8-6: PTM-TC DTU payload format diagram. The top part shows a DTU header, a DTU payload, and an ECS (32 bits) field. A bracket above the DTU payload is labeled Q x K\_FEC. The bottom part shows a sequence of DTU frames (DTU frame header #1, DTU frame payload #1, DTU frame header #2, DTU frame payload #2, ..., DTU frame header #k, DTU frame payload #k). Each frame is labeled DTU frame #1, DTU frame #2, ..., DTU frame #k. The diagram is labeled G.9701(14)\_F8-6. + +**Figure 8-6 – PTM-TC DTU payload format** + +The DTU payload consists of a number of DTU frames, each DTU frame containing a DTU frame header and DTU frame payload. + +The DTU frame header shall be either one byte or two bytes long and indicates: + +- the type of the DTU frame coded on four bits $[t_3 t_2 t_1 t_0]$ , where $t_0$ represents the LSB; + +- the length of the DTU frame payload in bytes coded as either a 4-bit $[l_3 \dots l_0]$ or a 12-bit $[l_{11} \dots l_0]$ unsigned integer, where $l_0$ represents the LSB. + +The valid DTU frame types are presented in Table 8-10. The DTU frame type is indicated by the first four least significant bits of the DTU frame header. The length of the DTU frame header and maximum length of the DTU frame payload depends on the DTU frame type. For all DTU frame types except idle DTU frame, the length of the DTU frame header is extended to indicate longer DTU frame payloads. + +The format of the DTU frame header is presented in Table 8-9 and Figure 8-7. + +**Table 8-9 – Format of the DTU frame header** + +| Header byte number | Format (Note 1) | +|--------------------|-------------------------------------------| +| 1 (Note 2) | $[l_3 l_2 l_1 l_0 t_3 t_2 t_1 t_0]$ | +| 2 (Note 2) | $[l_{11} l_{10} l_9 l_8 l_7 l_6 l_5 l_4]$ | + +NOTE 1 – The LSB of each byte is represented at the right side. +NOTE 2 – For an idle DTU frame, bits $[l_3 l_2 l_1 l_0]$ shall be set to 0000, and the second byte shall not be present. + +![Figure 8-7: Format of the DTU frame header. The diagram shows two bytes of the header. The first byte is split into two nibbles: DTU frame type (bits t3, t2, t1, t0) and DTU frame length (bits l3, l2, l1, l0). The second byte is the DTU frame length extension (bits l11, l10, l9, l8, l7, l6, l5, l4). The first byte is labeled 'First byte of the DTU frame header' and the second byte is labeled 'Second byte of the DTU frame header'. The diagram also indicates LSB and MSB positions for each nibble and byte.](742a5484e7dd016256ab99921bbd635d_img.jpg) + +LSB MSB LSB MSB + +| DTU frame type | | | | DTU frame length | | | | DTU frame length extension | | | | | | | | +|------------------------------------|-------|-------|-------|------------------|-------|-------|-------|-------------------------------------|-------|-------|-------|-------|-------|----------|----------| +| $t_0$ | $t_1$ | $t_2$ | $t_3$ | $l_0$ | $l_1$ | $l_2$ | $l_3$ | $l_4$ | $l_5$ | $l_6$ | $l_7$ | $l_8$ | $l_9$ | $l_{10}$ | $l_{11}$ | +| First byte of the DTU frame header | | | | | | | | Second byte of the DTU frame header | | | | | | | | + +G.9701(14)\_F8-7 + +Figure 8-7: Format of the DTU frame header. The diagram shows two bytes of the header. The first byte is split into two nibbles: DTU frame type (bits t3, t2, t1, t0) and DTU frame length (bits l3, l2, l1, l0). The second byte is the DTU frame length extension (bits l11, l10, l9, l8, l7, l6, l5, l4). The first byte is labeled 'First byte of the DTU frame header' and the second byte is labeled 'Second byte of the DTU frame header'. The diagram also indicates LSB and MSB positions for each nibble and byte. + +**Figure 8-7 – Format of the DTU frame header** + +The valid DTU frame types and their coding are described in Table 8-10. + +**Table 8-10 – PTM-TC frame type and coding** + +| DTU frame type | Coding $[t_3 t_2 t_1 t_0]$ | Header extension | Valid length (bytes) (Note) | +|------------------------------------------|----------------------------|------------------|-----------------------------| +| Idle | 0000 | No | N/A | +| Complete data packet | 1110 | Yes | 1-4 039 | +| Complete eoc packet | 1111 | Yes | 1-4 039 | +| Start of data packet | 1100 | Yes | 1-4 039 | +| Start of eoc packet | 1101 | Yes | 1-4 039 | +| Continuation of the packet (data or eoc) | 1000 | Yes | 1-4 039 | +| End of the packet (data or eoc) | 1010 | Yes | 1-4 039 | +| Reserved by ITU-T | All other values | N/A | N/A | + +NOTE – The maximum DTU size is $(255-2) \times 16 = 4\,048$ bytes, and there is an overhead of nine bytes (three bytes DTU header, four bytes ECS and two bytes DTU frame header). The component values in the maximum DTU size are as follows: 255 = maximum length in bytes of the FEC codeword, 2 = the minimum number of redundancy bytes in the FEC codeword and 16 is the maximum number of FEC codewords in one DTU as defined in Table 6-1. + +An idle DTU frame shall only be used as the last frame of the DTU payload, with the length equal to the number of remaining bytes of the DTU payload. The payload of an idle DTU frame is vendor discretionary. An idle DTU frame may follow any other type of DTU frame in the DTU payload. If no other DTU frame type is available for the DTU payload, an idle DTU frame shall be the only frame of the DTU payload. + +A DTU generated in response to a dummy DTU request (see Table 8-7) shall contain only an idle DTU frame and shall always be marked as a dummy DTU in the auxiliary field of the DTU header. + +A DTU generated in response to a TX DTU Req (see Table 8-7) and containing only an idle DTU frame shall be marked as either a dummy DTU or a normal DTU depending on the control parameter TPS\_TESTMODE (see Table 8-8). + +If the TPS-TC is configured with TPS\_TESTMODE disabled, a DTU generated in response to a TX DTU Req primitive and containing only an idle DTU frame shall be marked as a dummy DTU in the auxiliary field of the DTU header (see clause 8.2.1.3) except if only dummy DTUs have been sent over the $\alpha$ reference point during a time interval equal to the duration of one superframe. In this last case, the DTU shall be marked as a normal DTU (using the SID of normal DTU) and the count of time shall be reset. + +NOTE – This mechanism guarantees a minimum background rate of normal DTUs for performance monitoring purposes. + +If the TPS-TC is configured with TPS\_TESTMODE enabled, a DTU generated in response to a TX DTU Req primitive and containing only an idle DTU frame shall be marked as a normal DTU in the auxiliary field of the DTU header (see clause 8.2.1.3). + +All DTUs marked in the DTU header as dummy DTUs shall be discarded by the receiver. All idle DTU frames shall be identified at the receiver by decoding the DTU frame type (in the DTU frame header) and shall be discarded by the receiver. + +The payload of a complete data packet DTU frame shall consist of the original user data packet. The payload of a complete eoc packet DTU frame shall consist of an eoc packet. If the original user data packet or eoc packet is bigger than the remaining space available in the given DTU payload or bigger than a payload of the entire DTU, it shall be spread over several DTUs using the following DTU frame types: + +- start of data/eoc packet, followed by +- one or more continuation of this packet, followed by +- end of this packet. + +Examples of packet split between DTUs for transmission is shown in Figure 8-8. + +![Diagram showing the mapping of packets (User data packet and Eoc packet) into seven DTUs (DTU #0 to DTU #6). The diagram illustrates the sequence of fields (SDP, Idl, EP, CP, SEP) used to split the packets across the DTUs. A legend at the bottom defines the field abbreviations: SDP: Start of data packet, CP: Continuation of packet, Idl: Idle, SEP: Start of eoc packet, EP: End of packet. The diagram is labeled G.9701(14)_F8-8.](b996d5a6408db9c4b3ac3aafd2ef44cf_img.jpg) + +| | | | | | | | | | | | | | +|------------------|-----|--------|------------------|--------|-----|--------|------------|--------|----|--------|-----|--------| +| User data packet | | | User data packet | | | | Eoc packet | | | | | | +| SDP | Idl | EP | SDP | CP | Idl | CP | EP | SEP | CP | EP | Idl | | +| DTU #0 | | DTU #1 | | DTU #2 | | DTU #3 | | DTU #4 | | DTU #5 | | DTU #6 | + +SDP: Start of data packet      CP: Continuation of packet      Idl: Idle + SEP: Start of eoc packet      EP: End of packet + +G.9701(14)\_F8-8 + +Diagram showing the mapping of packets (User data packet and Eoc packet) into seven DTUs (DTU #0 to DTU #6). The diagram illustrates the sequence of fields (SDP, Idl, EP, CP, SEP) used to split the packets across the DTUs. A legend at the bottom defines the field abbreviations: SDP: Start of data packet, CP: Continuation of packet, Idl: Idle, SEP: Start of eoc packet, EP: End of packet. The diagram is labeled G.9701(14)\_F8-8. + +**Figure 8-8 – Example of mapping of packets for transmission in DTUs** + +The last DTU frame or the DTU frame preceding an idle DTU frame in the DTU payload may include a part of a data or eoc packet – this is indicated by a start of data packet DTU frame or start of eoc packet DTU frame, respectively, or continuation of the packet DTU frame. If used, the first frame of the next DTU payload shall be a continuation of the packet DTU frame, or an end of the packet DTU frame, or an idle DTU frame. + +Data packets that are longer than a single DTU shall be transmitted in parts; the first part shall be transmitted in a start of data packet DTU frame. This shall be followed by zero, one or more continuation of the packet DTU frames, followed by an end of the packet DTU frame. The same applies for eoc packets. + +A start of data packet, start of eoc packet or continuation of the packet DTU frame shall be either the last frame of a DTU payload or the frame preceding an idle DTU frame. + +Complete eoc packet, start of eoc packet, continuation of the packet (for an eoc packet) and end of the packet (for an eoc packet) DTU frames shall be identified at the receiver by decoding the DTU frame type; the recovered eoc packet shall be forwarded to the FME (via the TPS-TC\_MGMT interface). If a DTU carrying a part of a packet is lost, the TPS-TC shall discard all other received parts of this packet. The number of DTU frames per DTU carrying a start of eoc packet shall not exceed one. + +## **8.4 Network timing reference (NTR)** + +### **8.4.1 NTR transport** + +The 8-kHz NTR transport shall be performed after both the FTU-O and the FTU-R reach showtime and the FTU-R PMD sample clock is locked to the FTU-O PMD sample clock. Two cases may apply: + +- the FTU-O PMD sample clock is locked to the NTR; +- the FTU-O PMD sample clock is independent of the NTR (free running). + +If the FTU-O PMD sample clock is locked to the NTR, the FTU-R shall obtain its local 8-kHz NTR by direct division of the recovered PMD sample clock by an appropriate number. No action from the FTU-O is required. + +If the FTU-O PMD sample clock is running independently of the NTR, the FTU-O shall facilitate frequency synchronization between the NTR at the FTU-O and the FTU-R as described in clause 8.4.1.1. + +The FTU-O shall indicate to the FTU-R during the initialization whether the PMD sample clock is locked to the NTR or not (see clause 12.3.4.2.3). + +#### **8.4.1.1 NTR frequency synchronization** + +For NTR transport, the FTU-O shall generate an 8 kHz local timing reference (LTR) by dividing its PMD sample clock by an appropriate number. Furthermore, the FTU-O shall estimate the phase offset ( $\phi$ ) between the NTR and the LTR at time event $t_1$ of each superframe with an odd superframe count. The timing of the phase offset estimation is presented in Figure 8-9. Time event $t_1$ is defined as the time position of the reference sample in the downstream sync symbol of the superframe; see the definition of the reference sample in clause 8.5.1 and Figure 8-12, and the definition of time event $t_1$ in Figure 8-13. + +![Figure 8-9: NTR phase offset estimation diagram. It shows two square wave signals, NTR and LTR, over time. A reference point for NTR phase offset recording (t1, reference sample) is marked on the NTR signal. The NTR phase offset is defined as the difference between the NTR and LTR phase offsets: Φ = Φ_NTR - Φ_LTR. The LTR phase offset is measured from the reference point to the first rising edge of the LTR signal. The NTR phase offset is measured from the reference point to the first rising edge of the NTR signal. The total duration of the measurement window is 125 μs. The diagram is labeled G.9701(14)_F8-9.](15de63f0b5df62e6ab9164f2a72e2e33_img.jpg) + +Figure 8-9: NTR phase offset estimation diagram. It shows two square wave signals, NTR and LTR, over time. A reference point for NTR phase offset recording (t1, reference sample) is marked on the NTR signal. The NTR phase offset is defined as the difference between the NTR and LTR phase offsets: Φ = Φ\_NTR - Φ\_LTR. The LTR phase offset is measured from the reference point to the first rising edge of the LTR signal. The NTR phase offset is measured from the reference point to the first rising edge of the NTR signal. The total duration of the measurement window is 125 μs. The diagram is labeled G.9701(14)\_F8-9. + +**Figure 8-9 – NTR phase offset estimation** + +The estimated value of the NTR phase offset ( $\phi$ ) shall be expressed in cycles of a clock running at a reference frequency $F_S = 8\,192 \times f_{SC}$ (see clause 10.4.2). + +The obtained value of $\phi$ shall be coded using the following rule: + +$$\begin{aligned} coded\_value &= (floor(\phi + A)) MOD(A) \\ A &= 8192 \times f_{SC} / 8000 = 52992 \end{aligned}$$ + +The coded value of $\phi$ shall be transmitted to the FTU-R using the NTR frequency synchronization eoc command (coded as a two-byte unsigned integer (see clause 11.2.2.7)). The eoc message shall be sent over the TPS-TC\_MGMT interface as soon as possible but no later than 6 ms after the reference sample at which the NTR phase offset is measured. + +Figure 8-10 shows the NTR offset recording and communication timeline. + +![Figure 8-10: NTR offset recording and communication timeline diagram. It shows a timeline for the FTU-O signal. The signal starts with a reference point for NTR phase offset recording (t1, reference sample). A 6 ms time window is defined for transmitting the NTR frequency synchronization command. The first logical frame of a superframe containing t1 reference sample is shown. The NTR synchronization command is transmitted at the end of the 6 ms window. The diagram is labeled G.9701(14)_F8-10.](ada2aa7cce9cff9cf116d9ae2b8b7c27_img.jpg) + +Figure 8-10: NTR offset recording and communication timeline diagram. It shows a timeline for the FTU-O signal. The signal starts with a reference point for NTR phase offset recording (t1, reference sample). A 6 ms time window is defined for transmitting the NTR frequency synchronization command. The first logical frame of a superframe containing t1 reference sample is shown. The NTR synchronization command is transmitted at the end of the 6 ms window. The diagram is labeled G.9701(14)\_F8-10. + +**Figure 8-10 – NTR offset recording and communication timeline** + +The FTU-R shall reconstruct the 8 kHz NTR from the received values of the NTR phase offset. + +NOTE – The FTU sample clock is proportional to the subcarrier spacing $f_{SC}$ . Therefore, the LTR, being proportional to the sample clock, will have the same $\pm 50$ ppm frequency variation as $f_{SC}$ (see clause 10.4.2). The NTR has a maximum frequency variation of $\pm 32$ ppm, thus the maximum difference in frequency between the NTR and the LTR will not exceed 82 ppm. This would result in a maximum NTR phase offset change between two subsequent reference points for NTR recording of $82 \times 10^{-6} \times 2T_{SF} = 0.984 \mu s$ if $T_{SF} = 6$ ms, where $T_{SF}$ is the duration of the superframe (see clause 10.6). This is 0.8% of the 125 $\mu s$ NTR period. + +## 8.5 Time-of-day (ToD) + +Transport of time-of-day (ToD) from the FTU-O to the FTU-R shall be supported in order to support services that require accurate ToD at both sides of the ITU-T G.9701 link to operate the higher layers of the protocol stack. + +The TCE at the DP is responsible for providing ToD reference primitives to all FTU-Os of the DPU (see Figure 5-2). The FTU-Os, in turn, shall support a capability to transport the ToD primitives to the peer FTU-Rs, which provide TCEs of the associated NTs with a local ToD synchronized with the DP (see Figure 5-3). The ToD transport to each particular FTU-R is enabled during the initialization (see clause 12.3.4.2) if the associated NT requires ToD and the network side provides it (see clause 12.3.4.2.3). + +NOTE 1 – Exchange of information from the FTU-R to the FTU-O related to the quality of the ToD frequency and/or time recovery at the FTU-R is for further study. + +NOTE 2 – Exchange of relevant clock information related to the transfer of ToD from its original source in the AN to the NT to support the ToD interface output from the NT is for further study. For precision time protocol (PTP) [b-IEEE 1588], this information includes source traceability, number of hops and leap seconds. + +NOTE 3 – The $\gamma_0$ to $\gamma_R$ ToD accuracy requirements are for further study, but expected to be better than 50 ns. + +### 8.5.1 Time-of-day distribution operational overview + +Figure 8-11 shows the system reference model identifying the key elements in support of ToD transport across an ITU-T G.9701 link. The FTU-O receives a ToD signal from the master clock within the TCE at the DPU across the $\gamma_0$ interface. The FTU-R outputs a ToD signal across the $\gamma_R$ interface to the slave clock within the TCE at the NT. The ToD transport provides the slave clock at the FTU-R, which is synchronous in frequency, phase and time to the master clock. The ToD signal components provided by the master clock at the FTU-O include a time-of-day value (*ToD\_mc\_value*) associated with a clock edge (*ToD\_mc\_edge*) that is synchronous to the master clock's internal driving frequency. The *ToD\_mc\_edge* shall provide at least one edge per second. A derivative of the master clock driving frequency ( $f_{mc}$ ) shall be available to the FTU-O and shall be at least 8 kHz and shall be frequency and phase synchronized with the *ToD\_mc\_edge* to facilitate time-of-day transport processing in the FTU-O. Similarly, the ToD signal at the FTU-R shall include a slave clock time-of-day value (*ToD\_sc\_value*) together with corresponding time edge marker (*ToD\_sc\_edge*) that is synchronous to the driving frequency of the master clock. A derivative of the slave clock driving frequency ( $f_{sc}$ ) may be available from the FTU-R to facilitate time-of-day transport processing. + +![Figure 8-11: End-to-end system reference model for time-of-day transport. The diagram shows the flow of ToD signals from a Master clock (TCE) at the DPU, through an FTU-O, across a Subscriber line, through an FTU-R, to a Slave clock (TCE) at the NT. The FTU-O contains an RTC-O, ToD function (ToD-O), and TPS-TC, PMS-TC PMD. The FTU-R contains an RTC-R, ToD function (ToD-R), and TPS-TC, PMS-TC PMD. The Master clock provides ToD_mc_value, ToD_mc_edge, and f_mc to the FTU-O. The FTU-O provides ToD_sc_value, ToD_sc_edge, and f_sc to the FTU-R. The FTU-R provides ToD_sc_value, ToD_sc_edge, and f_sc to the Slave clock. The FTU-O and FTU-R are connected via a Subscriber line with U-O and U-R interfaces. The FTU-O is connected to the DPU via the gamma_0 interface. The FTU-R is connected to the NT via the gamma_R interface. The FTU-O and FTU-R are also connected to a PMD sample clock (f_s) and TPS-TC_MGMT. The FTU-R is also connected to a Recovered PMD sample clock (Loop timing).](236f674770a03c918c0375a74fe950db_img.jpg) + +Figure 8-11: End-to-end system reference model for time-of-day transport. The diagram shows the flow of ToD signals from a Master clock (TCE) at the DPU, through an FTU-O, across a Subscriber line, through an FTU-R, to a Slave clock (TCE) at the NT. The FTU-O contains an RTC-O, ToD function (ToD-O), and TPS-TC, PMS-TC PMD. The FTU-R contains an RTC-R, ToD function (ToD-R), and TPS-TC, PMS-TC PMD. The Master clock provides ToD\_mc\_value, ToD\_mc\_edge, and f\_mc to the FTU-O. The FTU-O provides ToD\_sc\_value, ToD\_sc\_edge, and f\_sc to the FTU-R. The FTU-R provides ToD\_sc\_value, ToD\_sc\_edge, and f\_sc to the Slave clock. The FTU-O and FTU-R are connected via a Subscriber line with U-O and U-R interfaces. The FTU-O is connected to the DPU via the gamma\_0 interface. The FTU-R is connected to the NT via the gamma\_R interface. The FTU-O and FTU-R are also connected to a PMD sample clock (f\_s) and TPS-TC\_MGMT. The FTU-R is also connected to a Recovered PMD sample clock (Loop timing). + +Figure 8-11 – End-to-end system reference model for time-of-day transport + +The ToD functions of the FTU-O and FTU-R are denoted in Figure 8-11 as ToD-O and ToD-R, respectively. The ToD-O shall maintain a real-time clock (RTC-O) which is synchronized by frequency and phase with the incoming ToD signal (master clock). The ToD-R shall maintain a real-time clock (RTC-R) that initially has an arbitrary frequency and phase. During the showtime, the RTC-R is synchronized by frequency and phase with the RTC-O using the time stamps of events $t_1$ , $t_2$ , $t_3$ , $t_4$ , as described in this clause. The RTC-O shall run at a frequency that is an integer multiple of 8 kHz with a frequency of at least $f_s$ (PMD sample clock, see Figure 8-11), with time adjustment to the master clock at each $f_{mc}$ edge. + +The FTU-R's PMD sample is assumed to be frequency locked with the FTU-O's PMD sample clock through loop timing in the FTU-R. To record the time stamps in each of the upstream and downstream transmit signals, a reference sample for each direction of transmission is defined as the first time-domain representation sample (see Figure 8-12) of the corresponding sync symbol in the superframe period assigned for ToD synchronization. The reference samples associated with the time events $t_1$ , $t_2$ , $t_3$ and $t_4$ in a superframe assigned for ToD synchronization are shown in Figure 8-13. + +![Figure 8-12: Definition of reference sample in a symbol i. The diagram shows a waveform for Symbol i and Symbol i+1. Symbol i consists of a cyclic prefix (CP) of length L_CP, a data section of 2N samples, and a cyclic shift (CS) of length L_CS = beta. A 'Reference sample' is marked at the start of the CP. The total length of Symbol i is 2N + L_CP samples. Symbol i+1 follows Symbol i, with its CP starting L_CP samples after the start of Symbol i's data section. The diagram also shows beta intervals at the start and end of the CP and CS sections.](b35ea3e304aad7d350a9902270413930_img.jpg) + +Figure 8-12: Definition of reference sample in a symbol i. The diagram shows a waveform for Symbol i and Symbol i+1. Symbol i consists of a cyclic prefix (CP) of length L\_CP, a data section of 2N samples, and a cyclic shift (CS) of length L\_CS = beta. A 'Reference sample' is marked at the start of the CP. The total length of Symbol i is 2N + L\_CP samples. Symbol i+1 follows Symbol i, with its CP starting L\_CP samples after the start of Symbol i's data section. The diagram also shows beta intervals at the start and end of the CP and CS sections. + +**Figure 8-12 – Definition of reference sample in a symbol $i$ (see clause 10.4.4 for details)** + +At the downstream sync symbol of each superframe assigned for ToD transport, the PMD in the FTU-O identifies the moment at which the reference sample of the sync symbol crosses the U-O interface (event $t_1$ ) and the moment (within the same TDD frame) that the reference sample of the received upstream sync symbol crosses the U-O interface (event $t_4$ ); at the instants that each of these two events occur, the ToD-O records the corresponding ToD values of its RTC-O (see Figure 8-14) to apply a time stamp to each of the respective events $t_1$ and $t_4$ . Additionally, for event $t_1$ of each superframe with an odd superframe count, the FTU-O computes the ToD phase difference ( $\Delta\phi$ ), as defined in clause 8.5.2. The RTC-O provides the time base used for applying time stamps and measurement of $\Delta\phi$ for ToD frequency synchronization. + +The values of $\Delta\phi$ , and $t_1$ and $t_4$ time stamps are transmitted to the FTU-R using, respectively, the ToD frequency synchronization eoc command and time synchronization eoc command (see clauses 11.2.2.8 and 11.2.2.9, respectively). The corresponding eoc message shall be sent over the TPS-TC\_MGMT interface as soon as possible, but not later than 6 ms after the start of the first downstream logical frame of the superframe in which the reported events are recorded (see Figure 8-13). + +Similarly, in the same superframe (see Figure 8-13), the PMD in the FTU-R identifies the moment at which the reference sample of the downstream sync symbol crosses the U-R interface (event $t_2$ ) and the reference sample of the upstream sync symbol crosses the U-R interface (event $t_3$ ). At the instants that each of these two events occur, the ToD-R records the corresponding time of the RTC-R to apply a time stamp to each of the respective events $t_2$ and $t_3$ . The ToD-R processes ToD phase difference $\Delta\phi$ and the time stamp values of events $t_1$ , $t_2$ , $t_3$ and $t_4$ in order to to synchronize in frequency, phase and time its local RTC-R to the FTU-O's RTC-O. + +![Figure 8-13: Reference samples of events t1, t2, t3, t4 and a timeline of eoc command transmission. The diagram shows two horizontal timelines for FTU-O and FTU-R. FTU-O timeline shows DS TX blocks with 'DS SYNC' (green) and 'DS RMC' (orange) symbols. FTU-R timeline shows DS RX and US TX blocks. Events t1, t2, t3, and t4 are marked with vertical dashed lines and labels. t1 is at the start of a DS TX block on FTU-O. t2 is at the start of a DS RX block on FTU-R. t3 is at the start of a US TX block on FTU-R. t4 is at the start of a US RX block on FTU-O. A horizontal double-headed arrow at the top indicates 'A superframe assigned for ToD synchronization'. Another horizontal double-headed arrow at the bottom indicates 'First logical frame of a superframe assigned for ToD synchronization'. The text 'G.9701(14)_F8-13' is in the bottom right corner.](f8f8916ae391a1233c13ce738c699109_img.jpg) + +Figure 8-13: Reference samples of events t1, t2, t3, t4 and a timeline of eoc command transmission. The diagram shows two horizontal timelines for FTU-O and FTU-R. FTU-O timeline shows DS TX blocks with 'DS SYNC' (green) and 'DS RMC' (orange) symbols. FTU-R timeline shows DS RX and US TX blocks. Events t1, t2, t3, and t4 are marked with vertical dashed lines and labels. t1 is at the start of a DS TX block on FTU-O. t2 is at the start of a DS RX block on FTU-R. t3 is at the start of a US TX block on FTU-R. t4 is at the start of a US RX block on FTU-O. A horizontal double-headed arrow at the top indicates 'A superframe assigned for ToD synchronization'. Another horizontal double-headed arrow at the bottom indicates 'First logical frame of a superframe assigned for ToD synchronization'. The text 'G.9701(14)\_F8-13' is in the bottom right corner. + +**Figure 8-13 – Reference samples of events $t_1$ , $t_2$ , $t_3$ , $t_4$ and a timeline of eoc command transmission** + +### 8.5.2 ToD frequency synchronization + +The ToD-O and ToD-R shall implement functionality with the objective of synchronizing the RTC-R to the RTC-O in frequency, phase and time. Two methods are defined to achieve ToD frequency synchronization: + +- ToD frequency synchronization through locking the PMD sample clock with the ToD frequency (fmc): the FTU-R shall achieve frequency synchronization through loop timing, or +- Frequency synchronization using ToD phase difference values: the FTU-R achieves frequency synchronization through processing of ToD phase difference values $\Delta\phi$ measured at the FTU-O and communicated from the FTU-O to the FTU-R by the ToD frequency synchronization eoc command (see clause 11.2.2.8). + +The ToD frequency synchronization method is determined by the FTU-O and communicated to the FTU-R during the initialization (see clause 12.3.4.2.3). + +#### 8.5.2.1 Computation of ToD phase difference + +The FTU-O shall compute the value of $\Delta\phi$ using the RTC-O time base at every superframe with odd superframe count. The computed value $\Delta\phi$ and the superframe count for which this value of $\Delta\phi$ was recorded, shall be communicated to the FTU-R using the ToD frequency synchronization eoc command (see clause 11.2.2.8). + +Figure 8-14 shows the computation of the ToD phase difference value ( $\Delta\phi$ ). The top row in the figure represents the 8 kHz RTC-O clock waveform. The second row in the figure represents the superframe clock that is synchronous with the FTU-O's PMD sample clock; the rising edge of the superframe + +clock represents the $t_1$ event (the downstream reference sample crosses the U-O reference point) in the superframe $\Delta\phi$ shall be recorded (see Figure 8-13). The value of $\Delta\phi$ shall be recorded in nanoseconds modulo 125 000 ns, counted from the rising edge of the 8 kHz RTC-O clock down to the $t_1$ event, as shown in Figure 8-14. + +![Figure 8-14: ToD phase difference (Δφ) computation diagram. The diagram shows two waveforms: 'RTC-O 8 kHz clock' (top) and 'Superframe clock' (bottom). The RTC-O clock is a periodic square wave. The Superframe clock is a single pulse that starts at the rising edge of the RTC-O clock and ends at the 't1 event' (marked by a vertical dashed line). The time interval between the rising edge of the RTC-O clock and the start of the Superframe clock is labeled 'Δφ = Phase difference'. The period of the RTC-O clock is labeled '125 μs'. The diagram is labeled 'G.9701(14)_F8-14'.](5e147601f25f1c4eb5d89d810e906c69_img.jpg) + +Figure 8-14: ToD phase difference (Δφ) computation diagram. The diagram shows two waveforms: 'RTC-O 8 kHz clock' (top) and 'Superframe clock' (bottom). The RTC-O clock is a periodic square wave. The Superframe clock is a single pulse that starts at the rising edge of the RTC-O clock and ends at the 't1 event' (marked by a vertical dashed line). The time interval between the rising edge of the RTC-O clock and the start of the Superframe clock is labeled 'Δφ = Phase difference'. The period of the RTC-O clock is labeled '125 μs'. The diagram is labeled 'G.9701(14)\_F8-14'. + +**Figure 8-14 – ToD phase difference ( $\Delta\phi$ ) computation** + +For communication via eoc (see clause 11.2.2.8), the recorded value of $\Delta\phi$ shall be divided by two and represented by a 16-bit unsigned integer, where the resolution of the least significant bit is 2 ns). + +### 8.5.3 ToD time synchronization + +For each of the defined frequency synchronization methods, the time-of-day synchronization shall be performed through the processing of time stamps of events $t_1$ , $t_2$ , $t_3$ and $t_4$ at the defined reference samples (see Figure 8-13). The first ToD time synchronization shall be performed at the 16th superframe of the showtime. Each Time synchronization command indicates the superframe count at which the next ToD time synchronization shall be performed. The time period between two consecutive ToD time synchronization events shall not exceed the value of parameter time synchronization period (TSP) that is set during the initialization (see Table 12-42). + +For the superframe with count indicated for ToD time synchronization, the ToD-O shall record the time stamps of events $t_1$ and $t_4$ using RTC-O time base and the ToD-R shall record the time stamps of events $t_2$ and $t_3$ , using the RTC-R time base, as defined in clause 8.5.1 and shown in Figure 8-13. The time stamps shall be represented in the format defined in clause 11.2.2.9. + +The FTU-O shall communicate the recorded time stamps using Time synchronization command together with the superframe count associated with these events and the superframe count of the following ToD time synchronization. The command shall be sent in the time frame defined in clause 8.5.1. + +Using the obtained values of time stamps $ToD(t_1)$ through $ToD(t_4)$ for events $t_1$ , $t_2$ , $t_3$ and $t_4$ of the same superframe assigned for ToD time synchronization, the ToD-R shall compute the time offset $\tau$ between the locally assigned time stamp $ToD(t_2)$ and actual ToD time value of the event $t_2$ using the following equation: + +$$\tau = \frac{(ToD(t_2) - ToD(t_1)) - (ToD(t_4) - ToD(t_3))}{2}$$ + +The ToD-R passes the synchronized ToD signal value $ToD\_sc\_value$ , together with the corresponding timing edge marker ( $ToD\_sc\_edge$ ) and possibly a slave clock frequency $f_{sc}$ across the $\gamma_R$ interface to the TCE function of the FTU-R. The time stamp values $ToD(t_2)$ and $ToD(t_3)$ are sent back to the FTU-O in the Time synchronization response (see clause 11.2.2.9). The FTU-O passes these time stamps over the $\gamma_O$ reference point to the TCE of the FTU-O. The use of these time stamps by the TCE is beyond the scope of this Recommendation. At the customer premises side, propagation delay asymmetry shall not be compensated for. + +NOTE 1 – The ToD( $t_2$ ), ToD( $t_3$ ) time stamps (in conjunction with other information) may be used at the DPU e.g., for verification purposes or to compensate for propagation delay asymmetry. However, propagation delay asymmetry is expected to be less than that of VDSL2. + +NOTE 2 – The above computation of the offset value is based on the assumption that the downstream and upstream propagation delays between the U-O and U-R reference points are approximately the same. Any asymmetry in the propagation delay between the U-O and U-R reference points will result in an error in calculation of the offset value whose magnitude is approximately: + +$$|error| = \left| \frac{(upstream\_propagation\_delay) - (downstream\_propagation\_delay)}{2} \right|$$ + +# 9 Physical media specific transmission convergence (PMS-TC) sub-layer + +## 9.1 Functional reference model + +Figure 9-1 shows the functional reference model of the PMS-TC. DTUs enter the PMS-TC via the $\alpha$ reference point. The incoming DTUs are scrambled, encoded using a Reed-Solomon forward error correction (FEC) code, and interleaved using a block interleaver. + +The PMS-TC also provides a robust management channel (RMC). The RMC carries acknowledgements for received DTUs and delay-sensitive management data sourced from the FME and submitted to the PMS-TC via the PMS-TC\_MGMT interface. The RMC message that includes acknowledgement data and management data communicated over the RMC are formatted in the RMC framer. The RMC message is encoded using a Reed-Solomon FEC code. + +The bytes of encoded DTUs (from the DTU buffer at the DTU interleaver output) are multiplexed with the bytes of RMC frames (from RMC buffer at the RMC encoder output) by the data frame multiplexer (data frame MUX) and mapped onto data frames that are further transferred to the PMD via the $\delta$ reference point (see clause 9.5). Each data frame contains an integer number of bytes (from the DTU buffer) to be loaded onto one symbol (see clause 10.5.2). The RMC frame shall be multiplexed together with encoded DTUs into the first data frame in a logical frame; this data frame, referred to as an RMC data frame, shall be further loaded onto an RMC symbol (see clause 10.5.1). All other data frames of a logical frame, referred to as normal data frames, shall carry DTUs only. The time position of the RMC symbol in a TDD frame is defined during the initialization (see clause 12.3.2.1). In the L2.1N, L2.1B and L2.2 link states, only RMC data frames shall be used in both upstream and downstream directions. In the L2.1N and L2.1B link states, RMC symbols are only transmitted in the assigned TDD frames of each superframe, while other TDD frames contain only quiet or pilot symbols (see clause 13.4.1). In the L2.2 link state, one RMC symbol is transmitted in superframes that have been selected at the transition to the L2.2 link state, while other superframes only contain quiet or pilot symbols (see clause 13.4.2). + +The transmitted DTUs are also stored in a retransmission queue buffer. A retransmission multiplexer (RTX MUX) selects for transmission either a new DTU or a DTU from the retransmission buffer (RTX queue), depending on the received acknowledgement. The DTU queue allows for prioritization of retransmitted DTUs and shall support the delay associated with flow control. + +![Functional reference model of PMS-TC diagram showing data flow from DTU in and DTU out through various queues and multiplexers to a Receiver, which then connects to management entities.](29043c6ca27a7cfbc757a5d2eb029d33_img.jpg) + +The diagram illustrates the functional reference model of PMS-TC. On the left, 'DTU in' enters at the $\alpha$ reference point and is processed through a 'DTU queue', 'RTX MUX', 'DTU scrambler', 'DTU encoder', and 'DTU interleaver'. Simultaneously, 'DTU out' exits at the $\alpha$ reference point. The 'RTX MUX' also feeds into an 'RTX queue', which receives an 'RMC message' and feeds into a 'RMC framer' containing 'Padding', 'RMC scrambler', and 'RMC encoder'. Both the 'DTU interleaver' and the 'RMC framer' feed into a 'Data frame MUX', which outputs a 'Data frame' at the $\delta$ reference point. A 'Receiver' block receives a 'Data frame' at the $\delta$ reference point and outputs a 'Data frame' at the $\alpha$ reference point. The 'Receiver' is connected via the 'PMS-TC\_MGMT' interface to a 'PMS-TC management entity', which in turn connects via the $\gamma$ \_MGMT interface to the 'Upper layers of management protocol stack'. Below the 'PMS-TC management entity' is the 'FTU management entity'. The diagram is labeled G.9701(14)\_F9-1. + +Functional reference model of PMS-TC diagram showing data flow from DTU in and DTU out through various queues and multiplexers to a Receiver, which then connects to management entities. + +**Figure 9-1 – Functional reference model of PMS-TC** + +NOTE – Figure 9-1 shows the DTU queue, the RTX queue and the RTX MUX between the $\alpha$ reference point and the scrambler for explanatory purposes only. The actual position of the DTU and retransmission buffers in implementations is vendor discretionary and can be at other points of the PMS-TC data transmission path. + +In the receive direction, RMC frames and DTUs are recovered from the received data frames crossing the $\delta$ reference point. + +The recovered DTUs are de-interleaved, decoded, descrambled and checked for errors. Based on the error check, the PMS-TC generates acknowledgements to the peer FTU that indicate DTUs received error free; DTUs not acknowledged shall be retransmitted as defined in clause 9.8. Errored DTUs shall be discarded by the receiver. If the received DTU is error free and all relevant DTUs with smaller SIDs are also received error free or have timed out, the received DTU shall be passed to the TPS-TC via the $\alpha$ reference point. Otherwise, the received DTU is buffered until the condition mentioned above is met. The format of the acknowledgement and related rules are defined in clause 9.7. If the RX Enable primitive is set to RXoff, the PMS-TC of the FTU-O may send a negative acknowledgement to a DTU with a proper error check to avoid overloading of the receiver retransmission buffer (see clauses 8.1 and 8.1.1). + +The recovered RMC frames are decoded and descrambled, and the received management parameters are passed to the FME via the PMS-TC\_MGMT interface. Acknowledgements that are received error free are used to schedule retransmissions. Acknowledgements received in error shall be discarded. Management data received error free is used to control the link. + +If the downstream RMC frame is received in error, the values of *TTR*, *TBUDGET* and *TA* for the upstream transmission shall stay identical to the values indicated in the last correctly received RMC frame. + +### 9.1.1 $\delta$ reference point + +The $\delta$ reference point describes a logical interface of the data plane between the PMS-TC and PMD sub-layers. The data at the $\delta$ reference point in both transmit and receive directions is a stream of data frames. Two types of data frames are defined: data frames carrying DTUs only (normal data frames) and data frames carrying RMC and DTUs (RMC data frame), both defined in clause 9.5. + +In the transmit direction, the PMS-TC shall deliver a data frame to the PMD when the PMD sets the TX Enable primitive. + +In the receive direction, the PMS-TC shall accept a data frame when the PMD sets the RX Enable primitive. + +The timing of data frame transfers to and from the PMD is determined by the TX and RX clock sourced by the PMD: each transferred data frame is associated with a particular transmitted symbol or a particular received symbol, respectively (RMC symbol, data symbol, idle symbol or quiet symbol, as defined in clause 10.5). The flow control primitives describing data frame transfer are shown in Table 9-1. + +**Table 9-1 – Data frame flow control primitives at the $\delta$ reference point** + +| Primitive | Direction | Description | +|-------------------------|--------------------------|-----------------------------------------------------------------------------------------------------------------------------------| +| TX Enable (TX Data Req) | PMD $\rightarrow$ PMS-TC | Primitive indicating that the PMD is requesting to receive the data frame from the PMS-TC (Note 1) | +| RX Enable | PMD $\rightarrow$ PMS-TC | Primitive indicating that a valid data frame (normal data frame or RMC data frame) is ready at the PMD for transfer to the PMS-TC | +| TX RMC | PMD $\rightarrow$ PMS-TC | Primitive indicating the RMC symbol position (start of the logical frame) | +| TX and RX clock | PMD $\rightarrow$ PMS-TC | Data frame transfer clock reference (symbol timing) | +| Data frame disabled | PMS-TC $\rightarrow$ PMD | Primitive indicating that an idle data frame is transferred by the PMS-TC (Note 2) | + +NOTE 1 – The TX Enable primitive shall only be turned off during the data frames associated with symbol position on which transmission is not allowed. These are *TA* symbol positions, symbol positions exceeding the allocated *TBUDGET*, sync symbol positions, and symbol positions assigned for opposite direction of transmission. + +NOTE 2 – Idle data frame is a normal data frame which contains only dummy DTUs. It is sent if no data is available for transmission and may be removed by the PMD. On the symbol positions indicated by the data frame disabled primitive, the PMD may transmit either a data symbol, an idle symbol or a quiet symbol, using the rules described in clause 10.7 (limiting the index of the last data symbol that can be utilized for transmission to *ETT*), or a pilot symbol, using the rules defined in clause 10.4.5.1. + +During the showtime, one data frame is pulled from the PMS-TC every symbol position dedicated for transmission (see NOTE 1 in Table 9-1). The PMS-TC identifies the type of the data frame (RMC data frame or normal data frame) and also whether the normal data frame is for the normal operation interval (NOI) or for the discontinuous operation interval (DOI) based on the TX RMC primitive and the values of parameters *TTR* and *TA* (see clause 10.7), respectively. The size of these frames may be different (due to different bit loading in the corresponding symbols). + +In the transmit direction, data frames shall be sent across the $\delta$ reference point in the same order as the packets encapsulated into the DTUs of these data frames are entering the TPS-TC across the $\gamma$ reference point (DTUs to be retransmitted are sent prior to new DTUs – see clause 9.8). In the receive direction, data frames shall be sent across the $\delta$ reference point in the order that they are recovered by the PMD. + +### 9.1.2 PMS-TC\_MGMT interface + +The PMS-TC\_MGMT reference point describes a logical interface between the PMS-TC and the FME (see Figure 9-1). The interface is defined by a set of control and management parameters (primitives). These parameters are divided into two groups: + +- parameters generated by the FME and applied to the PMS-TC; + +- parameters retrieved by the PMS-TC from the received data frames and submitted to the PMS-TC ME. + +The summary of the PMS-TC\_MGMT primitives is presented in Table 9-2. + +**Table 9-2 – Summary of the PMS-TC\_MGMT primitives** + +| Primitive | Direction | Description | +|-----------------------|--------------|------------------------------------------------------------------------------------------------------------------------| +| $K_{FEC}$ | FME → PMS-TC | The number of FEC information bytes in the data path, see clause 9.3. | +| $R_{FEC}$ | FME → PMS-TC | The number of FEC redundancy bytes in the data path, see clause 9.3. | +| $Q$ | FME → PMS-TC | The number of FEC codewords in a single DTU, see clause 8.2. | +| $K_{RMC}$ | FME → PMS-TC | The number of FEC information bytes in the RMC path (RMC frame size), see clause 9.6.3. | +| $B_{DR}$ | FME → PMS-TC | The number of DTU bytes in an RMC data frame, see clause 9.5. | +| $B_D$ | FME → PMS-TC | The number of DTU bytes in a normal (non-RMC) data frame, $B_{DN}$ in the NOI and $B_{DD}$ in the DOI, see clause 9.5. | +| $CNT_{LF}$ | FME → PMS-TC | Logical frame count, see clause 10.5.1. | +| $CNT_{SF}$ | FME → PMS-TC | Superframe count, see clause 10.6. | +| RMC message, TX | FME → PMS-TC | TX RMC message primitives, see clause 9.6.4. | +| RMC message, RX | PMS-TC → FME | RX RMC message primitives, see clause 9.6.4. | +| RTX_CTRL | FME → PMS-TC | Retransmission control parameters, see clause 9.8.2. | +| fec anomaly | PMS-TC → FME | See clause 11.3.1.1. | +| rtx-uc anomaly | PMS-TC → FME | See clause 11.3.1.1. | +| rtx-tx anomaly | PMS-TC → FME | See clause 11.3.1.1. | +| lor defect | PMS-TC → FME | See clause 11.3.1.3. | + +## 9.2 DTU scrambler + +The scrambling algorithm shall be as represented by the equation below; the output bit of data $x(n)$ at the sample time $n$ shall be: + +$$x(n) = m(n) + x(n - 18) + x(n - 23),$$ + +where $m(n)$ is the input bit of data at the sample time $n$ . The arithmetic in this clause shall be performed in the Galois Field GF(2). + +The scrambler states shall be reset to all ONES before inputting the first bit of each DTU (the LSB of the SID field, see clause 8.2.1.1). + +Incoming bytes shall be input to the scrambler LSB first. All bytes of every incoming DTU shall be scrambled. + +## 9.3 DTU encoder + +After scrambling, the DTU shall be fed into the DTU encoder. + +A standard byte-oriented Reed-Solomon code shall be used for forward error correction (FEC). A FEC codeword shall contain $N_{FEC} = K_{FEC} + R_{FEC}$ bytes, comprised of $R_{FEC}$ check bytes $c_0, c_1, \dots, c_{R_{FEC}-2}, c_{R_{FEC}-1}$ appended to $K_{FEC}$ data bytes $m_0, m_1, \dots, m_{K_{FEC}-2}, m_{K_{FEC}-1}$ . The check bytes shall be computed from the data bytes using the equation: + +$$C(D) = M(D)D^{R_{FEC}} \bmod G(D)$$ + +where: + +$M(D) = m_0 D^{K_{FEC}-1} \oplus m_1 D^{K_{FEC}-2} \oplus \dots \oplus m_{K_{FEC}-2} D \oplus m_{K_{FEC}-1}$ is the data polynomial, + +$C(D) = c_0 D^{R_{FEC}-1} \oplus c_1 D^{R_{FEC}-2} \oplus \dots \oplus c_{R_{FEC}-2} D \oplus c_{R_{FEC}-1}$ is the check polynomial, and + +$G(D) = \prod (D \oplus \alpha^i)$ is the generator polynomial of the Reed-Solomon code, where the index of the product runs from $i=0$ to $R_{FEC}-1$ . + +The polynomial $C(D)$ is the remainder obtained from dividing $M(D)D^{R_{FEC}}$ by $G(D)$ . The arithmetic in this clause shall be performed in the Galois Field GF(256), where $\alpha$ is a primitive element that satisfies the primitive binary polynomial $x^8 \oplus x^4 \oplus x^3 \oplus x^2 \oplus 1$ . A data byte $(d_7, d_6, \dots, d_1, d_0)$ is identified with the Galois Field element $d_7 \alpha^7 \oplus d_6 \alpha^6 \oplus \dots \oplus d_1 \alpha \oplus d_0$ . + +Parameters $N_{FEC}$ , $K_{FEC}$ and $R_{FEC}$ shall be programmable. + +The valid values of $R_{FEC}$ are 2, 4, 6, 8, 10, 12, 14 and 16. + +The valid values of $N_{FEC}$ are all integers from 32 to 255, inclusive. An FTU shall support all combinations of valid values of $R_{FEC}$ and $N_{FEC}$ . + +The FEC encoder RS( $N_{FEC}$ , $K_{FEC}$ ) shall insert $R_{FEC}$ redundancy bytes after every $K_{FEC}$ bytes, counting from the first byte of the DTU. The DTU size after FEC encoding is $Q \times N_{FEC}$ bytes. + +The valid values of FEC encoding parameters for the RMC are specified in clause 9.6.3. + +## 9.4 Interleaver + +The interleaver shall apply block interleaving to each encoded DTU using the following rules. The interleaving block shall have a size of $Q \times N_{FEC}$ bytes ( $Q$ is the number of FEC codewords per DTU, $Q = 1$ corresponds to no interleaving). + +Each byte $B_k$ within an interleaving block (input at position $k$ , with index $k$ ranges between zero and $Q \times N_{FEC} - 1$ ) shall be located at the output of the interleaving function at position $l$ given by the equation: + +$$l = i \times Q + j,$$ + +where: + +$$i = k \bmod N_{FEC}; \text{ and}$$ + +$$j = \text{floor}(k / N_{FEC}).$$ + +Operation of the block interleaver is illustrated in Figure 9-2. + +![Figure 9-2: Illustration of the block interleaver. The diagram shows a grid of blocks B_l. The horizontal axis represents 'Input (write) (index i = 0 to N-1)' with a total width of N = N_FEC (bytes). The vertical axis represents 'Output (read) (index j = 0 to D-1)' with a total height of D = Q (bytes).](32d36dfe7dc75b7c63f8edf0f28e4009_img.jpg) + +| | | | | | | +|-----------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|-----|----------------------------------------------------| +| \$B_{k=0}\$
\$\{l=0\}\$ | \$B_1\$
\$\{l=D\}\$ | \$B_2\$
\$\{l=2 \times D\}\$ | \$B_3\$
\$\{l=3 \times D\}\$ | ... | \$B_{N-1}\$
\$\{l=(N-1) \times D\}\$ | +| \$B_N\$
\$\{l=1\}\$ | \$B_{N+1}\$
\$\{l=D+1\}\$ | \$B_{N+2}\$
\$\{l=2 \times D+1\}\$ | \$B_{N+3}\$
\$\{l=3 \times D+1\}\$ | ... | \$B_{2 \times N-1}\$
\$\{l=(N-1) \times D+1\}\$ | +| ⋮ | | | | | | +| \$B_{(D-1) \times N}\$
\$\{l=D-1\}\$ | \$B_{(D-1) \times N+1}\$
\$\{l=2 \times D-1\}\$ | \$B_{(D-1) \times N+2}\$
\$\{l=3 \times D-1\}\$ | \$B_{(D-1) \times N+3}\$
\$\{l=4 \times D-1\}\$ | ... | \$B_{D \times N-1}\$
\$\{l=D \times N-1\}\$ | + +G.9701(14)\_F9-2 + +Figure 9-2: Illustration of the block interleaver. The diagram shows a grid of blocks B\_l. The horizontal axis represents 'Input (write) (index i = 0 to N-1)' with a total width of N = N\_FEC (bytes). The vertical axis represents 'Output (read) (index j = 0 to D-1)' with a total height of D = Q (bytes). + +Figure 9-2 – Illustration of the block interleaver (\$D = Q\$ and \$N = N\_{FEC}\$) + +## 9.5 Data frame multiplexer + +In showtime, the data frame multiplexer (data frame MUX) generates data frames by multiplexing an RMC frame (see clause 9.6.1) and bytes of the encoded and interleaved DTUs extracted from the DTU buffer based on the primitives received from the PMD layer over the $\delta$ interface (see Table 9-1). + +![Figure 9-3: Multiplexing of RMC frame and DTUs into data frames. The diagram shows the RMC frame and DTU buffer being multiplexed into data frames. The first data frame (Data frame 0) is an RMC data frame containing the RMC frame (N_RMC bytes) and DTU bytes (B_DR bytes). The total length is B_R = B_DR + N_RMC bytes. Subsequent data frames (Data frame 1, Data frame 2, etc.) are normal data frames containing B_D DTU bytes. The diagram also shows the transition from Logical frame n-1 to Logical frame n.](1ea7909aea2fb749a6fe98fbdb8cacae_img.jpg) + +G.9701(14)\_F9-3 + +Figure 9-3: Multiplexing of RMC frame and DTUs into data frames. The diagram shows the RMC frame and DTU buffer being multiplexed into data frames. The first data frame (Data frame 0) is an RMC data frame containing the RMC frame (N\_RMC bytes) and DTU bytes (B\_DR bytes). The total length is B\_R = B\_DR + N\_RMC bytes. Subsequent data frames (Data frame 1, Data frame 2, etc.) are normal data frames containing B\_D DTU bytes. The diagram also shows the transition from Logical frame n-1 to Logical frame n. + +Figure 9-3 – Multiplexing of RMC frame and DTUs into data frames + +At every symbol position on which the PMD sets the Tx Data Req primitive, the data frame MUX shall generate one data frame and transfer it over the $\delta$ interface. The PMD may decide to not set Tx Data Req at symbol positions, as explained in clause 9.1.1. At these symbol positions, no data frame shall be generated. + +The content of the data frame depends on the symbol position inside the logical frame. The first symbol position of the logical frame shall be indicated by the Tx RMC primitive (RMC symbol position). Afterwards, the symbol position index shall be incremented by one each time the Tx Clock primitive is received until the end of the logical frame. + +At the RMC symbol position (symbol index zero), the generated data frame shall be an RMC data frame. The RMC data frame shall contain an RMC frame of $N_{RMC}$ bytes followed by $B_{DR}$ bytes extracted from the DTU buffer. The total number of bytes in an RMC data frame is $B_R = (B_{DR} + N_{RMC})$ . Figure 9-3 shows multiplexing of an RMC frame and bytes of DTUs into data frames. The first byte extracted from the DTU buffer of the first RMC data frame after transition into showtime shall be the first byte of a DTU (i.e., the first byte of the first DTU to be transmitted). + +At data symbol positions with indices other than zero in a logical frame, the generated data frame shall be a normal data frame. A normal data frame shall contain $B_D$ bytes, extracted from the DTU buffer. The value of $B_D$ may be different for symbol positions of the normal operation interval (NOI) + +and symbol positions of the discontinuous operation interval (DOI). The value of $B_D$ in the NOI is denoted $B_{DN}$ and the value of $B_D$ in the DOI is denoted $B_{DD}$ . + +The RMC bytes shall be loaded in the order determined by the RMC frame format, defined in clause 9.6.1. The DTU bytes shall be loaded into the data frame in the order determined by the DTU format, defined in clause 8.3.1. + +If the current normal data frame and all subsequent normal data frames to be generated until the end of the logical frame consist only of dummy DTUs or split dummy DTUs, the data frame disabled primitive may be set upon transferring a normal data frame over the $\delta$ interface. The data frame disabled primitive shall be set at all symbol positions where quiet symbols or idle symbols have to be transmitted. Therefore, the PMS-TC shall guarantee that all DTUs or split DTUs in the data frames mapped to quiet and idle symbols are dummy DTUs or fractions thereof. + +Figure 9-4 provides an example of downstream data frame generation during NOI, DOI and during sync symbol and shows time alignment between DTUs, RMC frame and corresponding symbols for the case where $M_{ds} = 17$ , $M_{us} = 5$ , $TTR_{ds} = 6$ , $TA_{ds} = 3$ , $TIQ_{ds} = 1$ , $B' = 6$ , $B = 5$ , and $TBUDGET_{ds} = 12$ (see Table 10-1). + +Shown in Figure 9-4 is a full downstream logical frame having frame count $k$ with the mentioned configuration parameters. Also shown in Figure 9-4 are the end portion of the previous logical frame with count $k-1$ and the beginning portion of the subsequent logical frame with count $k+1$ . In the computation of the byte position $N_B(k+1)$ , i.e., the count of the first byte of the first DTU in the logical frame $k+1$ , bytes of all DTUs (normal and dummy) transmitted on time positions that align with the $TBUDGET$ symbol positions in logical frame $k$ are counted. For the example given in Figure 9-4, the following observations are note: + +- DTU data is transmitted only over data frames that are aligned with the symbols of $TBUDGET$ . The number of DTUs transmitted per symbol can be different in NOI and DOI. No DTUs are transmitted during the $TA$ interval in the DOI, so a DTU may be split across the $TA$ interval in transitioning from NOI into DOI. +- The logical frame $k-1$ is shown to have a $TBUDGET$ value that spans to the end of the logical frame. This logical frame also contains a sync symbol. The last DTU in logical frame $k-1$ is a normal DTU and is split across the sync symbol position into the next logical frame $k$ ; the split portion is labelled $N_B(k)$ . +- In the logical frame $k$ , there is not enough normal DTUs to fill the $TBUDGET$ ; hence, the transition into logical frame $k+1$ contains a split dummy DTU into logical frame $k+1$ ; the split part is labelled $N_B(k+1)$ . + +![Figure 9-4: Example of downstream data frame generation and time alignment of DTUs and RMC frames with symbols. The diagram shows the relationship between DTU and RMC frames, Data frames (PMS-TC), and PMD symbol positions across logical frames k-1, k, and k+1. It details the transmission of RMC data, DTU data, and the timing parameters TTR, TA, and TBUDGET. The diagram is divided into four horizontal tracks: DTU and RMC frames, Data frames (PMS-TC), PMD symbol positions, and logical frame timing. Track 1 shows DTUs and RMC frames being split and transmitted. Track 2 shows data frames with RMC and data symbols. Track 3 shows PMD symbol positions including sync symbols (SS) and idle symbols (B'). Track 4 shows the logical frame structure with TTR, TA, and TBUDGET parameters. Annotations include 'Split DTU (carrying data)', 'Split dummy DTU: count bytes for N_B(k+1) in span of TBUDGET', and 'Logical frame k: TBUDGET=12, TTR=6, TA=3, B'=6, B=5'.](f78d2e126f00fcc5d8d9797ca410cc09_img.jpg) + +Figure 9-4: Example of downstream data frame generation and time alignment of DTUs and RMC frames with symbols. The diagram shows the relationship between DTU and RMC frames, Data frames (PMS-TC), and PMD symbol positions across logical frames k-1, k, and k+1. It details the transmission of RMC data, DTU data, and the timing parameters TTR, TA, and TBUDGET. The diagram is divided into four horizontal tracks: DTU and RMC frames, Data frames (PMS-TC), PMD symbol positions, and logical frame timing. Track 1 shows DTUs and RMC frames being split and transmitted. Track 2 shows data frames with RMC and data symbols. Track 3 shows PMD symbol positions including sync symbols (SS) and idle symbols (B'). Track 4 shows the logical frame structure with TTR, TA, and TBUDGET parameters. Annotations include 'Split DTU (carrying data)', 'Split dummy DTU: count bytes for N\_B(k+1) in span of TBUDGET', and 'Logical frame k: TBUDGET=12, TTR=6, TA=3, B'=6, B=5'. + +**Figure 9-4 – Example of downstream data frame generation and time alignment of DTUs and RMC frames with symbols** + +The time position of the first byte of the first DTU transmitted in a logical frame is communicated in the RMC message sent in this same logical frame. The "DTU sync value" field of the RMC message shall indicate the number of bytes, $N_B$ , remaining of the last split DTU of the previous logical frame. These $N_B$ bytes shall be transmitted in the part of the DTU following the RMC frame in that logical frame. If the first DTU byte of the RMC data frame is the first byte of a new DTU, the value of $N_B$ is 0. + +The value of $N_B(k + 1)$ for the logical frame $(k + 1)$ can be derived from $N_B(k)$ as follows: + +If the logical frame $k$ does not contain a sync symbol or if the sync symbol is outside the range of symbol positions allocated to $TBUDGET$ : + +$$N_B(k + 1) = (N_{FEC} \times Q - (N_{FEC} \times Q + B_{DR} + (\min(TTR, TBUDGET) - 1) \times B_{DN} + \max(0, TBUDGET - TTR) \times B_{DD} - N_B(k)) \bmod(N_{FEC} \times Q)) \bmod(N_{FEC} \times Q)$$ + +If the logical frame $k$ contains a sync symbol within the range of symbol positions allocated to $TBUDGET$ in the NOI: + +$$N_B(k + 1) = (N_{FEC} \times Q - (N_{FEC} \times Q + B_{DR} + (\min(TTR, TBUDGET) - 2) \times B_{DN} + \max(0, TBUDGET - TTR) \times B_{DD} - N_B(k)) \bmod(N_{FEC} \times Q)) \bmod(N_{FEC} \times Q)$$ + +If the logical frame $k$ contains a sync symbol within the range of symbol positions allocated to $TBUDGET$ in the DOI: + +$$N_B(k + 1) = (N_{FEC} \times Q - (N_{FEC} \times Q + B_{DR} + (\min(TTR, TBUDGET) - 1) \times B_{DN} + \max(0, TBUDGET - TTR - 1) \times B_{DD} - N_B(k)) \bmod(N_{FEC} \times Q)) \bmod(N_{FEC} \times Q)$$ + +NOTE – In the formulae above: + +$TBUDGET$ determines the index of the last symbol position in the logical frame that may be utilized for transmission of a data symbol (in accordance with Note 1 in Table 9-1). In any logical frame, except those containing a sync symbol, the index of this symbol position is equal to $TBUDGET + TA - 1$ if $TBUDGET$ is larger than $TTR$ , otherwise it is equal to $TBUDGET - 1$ . + +The maximum number of symbols containing DTU bytes (RMC symbol and data symbols) in any logical frame that does not include a sync symbol is equal to $TBUDGET$ . + +The maximum number of symbols containing DTU bytes (RMC symbol and data symbols) in a logical frame that contains a sync symbol is equal to $TBUDGET$ if $TBUDGET + TA$ is less than the total number of symbol positions in a logical frame, otherwise it is equal to $TBUDGET - 1$ . + +The settings of the $TTR$ , $TA$ and $TBUDGET$ values for a particular logical frame are independent of a sync symbol being present in the logical frame. + +## 9.6 RMC + +### 9.6.1 RMC frame format + +The RMC primitives comprise the acknowledgement data and management/control data formatted into an RMC frame (see clause 9.6.4). The RMC framer shall format the RMC message into an RMC frame, as presented in Figure 9-5. The RMC frame shall include an integer number of bytes. The total size of the RMC frame shall be as defined in clause 9.6.3. Padding shall be appended to the end of the last command of the RMC message to align with the total size of the RMC frame. The padding bytes shall be all $00_{16}$ . + +![Figure 9-5: RMC frame format diagram. The diagram shows a horizontal bar representing the RMC frame. It is divided into three sections: 'RMC message' (labeled K_RMC bytes), 'Pad' (padding), and 'Redundancy bytes' (labeled R_RMC bytes). A double-headed arrow below the bar indicates the total length of the RMC frame as N_RMC bytes. The label G.9701(14)_F9-5 is at the bottom right.](2f587210e4f97c32758c5972e2e83d20_img.jpg) + +Figure 9-5: RMC frame format diagram. The diagram shows a horizontal bar representing the RMC frame. It is divided into three sections: 'RMC message' (labeled K\_RMC bytes), 'Pad' (padding), and 'Redundancy bytes' (labeled R\_RMC bytes). A double-headed arrow below the bar indicates the total length of the RMC frame as N\_RMC bytes. The label G.9701(14)\_F9-5 is at the bottom right. + +Figure 9-5 – RMC frame format + +The first byte of an RMC frame is the first byte of the first command of the RMC message (see Figure 9-7) contained in this RMC frame. + +### 9.6.2 RMC scrambler + +The scrambling algorithm shall be as represented by the equation below and as illustrated in Figure 9-6; the output bit of RMC data $x(n)$ at the sample time $n$ shall be: + +$$x(n) = m(n) + x(n - 18) + x(n - 23),$$ + +where $m(n)$ is the input bit of the RMC at sample time $n$ . The arithmetic in this clause shall be performed in the Galois Field GF(2). + +![Figure 9-6: RMC scrambler block diagram. The diagram shows a feedback loop. An input bit m(n) enters a summation node (+). The output of this node is x(n). This signal x(n) is then passed through a series of delay elements (D). The output of the third delay element is x(n-18). This signal x(n-18) is added to the feedback path at another summation node (+). The output of this second summation node is then passed through two more delay elements (D). The output of the fifth delay element is x(n-23). This signal x(n-23) is fed back to the first summation node. The label G.9701(14)_F9-6 is at the bottom right.](b385e39c8b32616bd23ad744a3f71cfa_img.jpg) + +Figure 9-6: RMC scrambler block diagram. The diagram shows a feedback loop. An input bit m(n) enters a summation node (+). The output of this node is x(n). This signal x(n) is then passed through a series of delay elements (D). The output of the third delay element is x(n-18). This signal x(n-18) is added to the feedback path at another summation node (+). The output of this second summation node is then passed through two more delay elements (D). The output of the fifth delay element is x(n-23). This signal x(n-23) is fed back to the first summation node. The label G.9701(14)\_F9-6 is at the bottom right. + +Figure 9-6 – RMC scrambler + +The scrambler state $[x(n - 1) : x(n - 23)]$ , shall be reset to the $CNT_{LF}$ of the logical frame in which the RMC frame is transmitted before inputting the first bit of each RMC frame. Bit 0 (LSB) of the $CNT_{LF}$ shall be used to initialize the scrambler delay element $x(n - 23)$ and bit 15 (MSB) of the $CNT_{LF}$ shall be used to initialize the delay element $x(n - 8)$ . Delay elements $[x(n - 1) : x(n - 7)]$ shall be reset to zero. + +Incoming RMC bytes shall be input to the scrambler LSB first; the LSB of the first byte corresponds to time sample $n = 1$ . All $K_{RMC}$ bytes of the RMC frame (RMC message and pad) shall be scrambled. + +### 9.6.3 RMC encoder + +After scrambling, the RMC shall be protected by a Reed-Solomon FEC code using the same polynomial as that used for DTU encoding defined in clause 9.3. However, for the purpose of RMC encoding, parameters $N_{FEC}$ , $K_{FEC}$ and $R_{FEC}$ are referred to as $N_{RMC}$ , $K_{RMC}$ and $R_{RMC}$ , and the valid values of these parameters shall be as specified in this clause. + +The encoder $RS(N_{RMC}, K_{RMC})$ shall insert $R_{RMC} = 16$ redundancy bytes after $K_{RMC}$ data bytes, counting from the first byte of the RMC frame. The RMC frame size after FEC encoding shall be $N_{RMC} = K_{RMC} + 16$ bytes. + +The number of data bytes $K_{RMC}$ allocated for an RMC frame shall be set during the initialization (see clause 12.3.4.2.5) and shall not be changed during the showtime. The range of valid values for $K_{RMC}$ shall be from 32 to 64. + +NOTE – The defined valid combinations of FEC parameters $[K_{RMC}, N_{RMC}]$ provide error detection capability equivalent to or higher than a 32-bit CRC. + +### 9.6.4 RMC message fields + +Each RMC message shall be transmitted over one RMC symbol. + +An RMC message comprises a number of different commands. The size of each command (see Table 9-2 to Table 9-9) shall be an integer number of bytes. Different sets of commands may be sent over different RMC messages. + +The RMC message format is presented in Figure 9-7. The first byte sent of a particular RMC message shall be the first byte of the first command; the last byte sent shall be the last byte of the last command. + +![Figure 9-7 – RMC message format diagram showing a vertical stack of commands: First command, Second command, ..., Last command.](78de09c382ab51b5c3e87979204228c8_img.jpg) + +| | +|----------------| +| First command | +| Second command | +| ... | +| ... | +| ... | +| Last command | + +Figure 9-7 – RMC message format diagram showing a vertical stack of commands: First command, Second command, ..., Last command. + +Figure 9-7 – RMC message format + +The first command of an RMC message shall be either the downstream RMC command (see Table 9-5) or the upstream RMC command (see Table 9-8), depending on the direction of transmission. All subsequent commands, transmitted by either the FTU-O or the FTU-R, shall use the same format and field structure as shown in Table 9-3, where the first byte is the command header holding a unique command ID. This is followed by the command data. + +The RMC command field structure is presented in Table 9-3. + +Table 9-3 – Structure of an RMC command + +| Field name | Format | Description | +|--------------------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header (Note) | 1 byte: [b 7 b 6 aa aa aa ] | aa aaaa = command ID.
The command ID is a unique six bit code that identifies the command. See Table 9-4 for a complete list of commands.
b 6 and b 7 – Reserved for use by ITU-T | +| Command data | | See specific commands' descriptions. | +| NOTE – Command header is not present for the first command of the RMC message. | | | + +Table 9-4 summarizes the different RMC commands. + +**Table 9-4 – RMC commands** + +| Command name | Command ID | Description/comments | Reference | +|-----------------------------------|------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------| +| Downstream RMC | N/A | Shall be included as the first command in every downstream RMC message. | See Table 9-5 | +| Upstream RMC | N/A | Shall be included as the first command in every upstream RMC message. | See Table 9-8 | +| Receiver initiated FRA request | 03 16 | May be included in any given RMC message. | See Table 9-10 | +| | 04 16 | Up to two such commands may be used within a single RMC message, one command per operation interval. | See Table 9-11 | +| Reply to FRA request (FRA-R) | 05 16 | Shall be included in response to an FRA request. | See Table 9-13 | +| | 06 16 | Up to two such commands may be used within a single RMC message, one command per operation interval. | See Table 9-14 | +| Reply to SRA request (SRA-R) | 08 16 | Shall be included in response to a request for seamless rate adaptation (SRA) including a request for bitswap or a TIGARESP to indicate the instant of parameter modification. | See Table 9-15 | +| Reply to RPA request (RPA-R) | 07 16 | Shall be included in response to a RPA request | See Table 9-16 | +| Upstream DRR reports | 10 16 | Shall be included every $N_{DRR}$ logical frames. | See Table 9-17 | +| L2 transition indicator (L2-TRNS) | 11 16 | Shall be included in response to a LinkState transition confirmation to indicate the instant of LinkState transition. | See Table 9-17.1 | +| Reply to L2TSA request (L2TSA-R) | 12 16 | Shall be included in a response to an L2TSA request to indicate the instant of parameter modification. | See Table 9-17.2 | +| RMCR command | 09 16 | May be included in any given RMC message. Indicates that the initiating FTU has detected an RMC failure in the receive direction and requests the peer FTU to apply the backup RTSBL , as specified in clause 13.3.1.2. | See Table 9-17.3 | +| | 13 16 | Allocated for use by Annex X | See clause X.6.11 | +| | 14 16 | Allocated for use by Annex D | See clause D.5.11 | + +**Table 9-5 – Downstream RMC command (sent by FTU-O only)** + +| Field name | Format | Description | +|-------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ACK bit-map | Six bytes:
byte 0: [b 7 ... b 0 ]
byte 1: [b 15 ... b 8 ]
byte 2: [b 23 ... b 16 ]
byte 3: [b 31 ... b 24 ]
byte 4: [b 39 ... b 32 ]
byte 5: [b 47 ... b 40 ] | ACK bitmap [b 47 ...b 0 ], the bit b 0 relates to the last transmitted DTU(s) in the ACK window (see clause 9.7).
Any given bit of the ACK bitmap shall be set to one for ACK and 0 for NACK. | +| ACK group size, RMC ACK, upstream flow control and indicator bits | One byte: [e ddd aabc] | aa = ACK group size ( Gack ), coded as an unsigned integer with valid values one, two, three.
b = acknowledgement of the RMC message; shall be set to one for ACK and zero for NACK.
c = indicates the status of the RX Enable primitive (values RXon/RXoff) over the $\gamma$ reference point (in the upstream direction).
If c=0, upstream transmission is enabled (RXon).
If c=1, upstream transmission is disabled (RXoff).
If upstream transmission is disabled or the received RMC message is corrupted, the FTU-R shall accept no data packets over the $\gamma$ reference point until the transmission is enabled again.
The FTU-R shall apply the TX Enable primitive associated with the received RX Enable status immediately after decoding the RMC command.
ddd = indicator bits, one bit per defect. The bits shall be placed according to the following order: [los lom lor].
An indicator bit shall be set to zero if the corresponding primitive/defect occurs and set to one otherwise (active low).
The bits shall be set to zero if a defect occurs and set to one otherwise (active low).
e = positive acknowledgement on reception of a TIGARESP command (TIGARESP-ACK).
e=1 indicates that a TIGARESP command was received and positively acknowledged.
e=0 indicates that no TIGARESP command was received and positively acknowledged.
The generation and use of this bit is defined in clause 13.2.2.1. | +| Downstream logical frame configuration | Three bytes | Logical frame configuration parameters to be used for the current frame or for the following frame, depending on the value of MB downstream (see clause 10.7 and Table 12-44).
The format of frame configuration parameters is defined in Table 9-6. | +| Upstream logical frame configuration request | Three bytes | Request for upstream logical frame configuration parameters (see clause 8.1.1 for the definition of its implementation). (Note 2)
The format of Upstream logical frame configuration request is defined in Table 9-7. | + +**Table 9-5 – Downstream RMC command (sent by FTU-O only)** + +| Field name | Format | Description | +|---------------------------------------------|----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Expected transmission time ( ETT ) | One byte: [000 aaaaa] | aaaaa = ETT , specified as the number of data symbols expected to be transmitted in the logical frame. The actual number of transmitted data symbols shall be less than or equal to the value communicated (Note 3). The symbol position index of the last symbol expected to be transmitted in the logical frame (including the TAds quiet symbols) is equal to ETT if ETT + 1 ≤ TTRds , otherwise it is equal to ( ETT + TAds ) | +| DTU sync value ( NB ) | Two bytes:
byte 0 [s 7 ... s 0 ]
byte 1 [0000 s 11 ... s 8 ] | The value of NB , for the current logical frame (see definition of NB in clause 9.5) expressed in bytes:
The value is coded as a 12-bit unsigned integer [s 11 ... s 0 ] with s 0 the LSB.
The valid range for the DTU sync value is from 000 16 to FEF 16 . | +| Current active bit-loading table identifier | One byte: [bbbb aaaa] | Indication for the active bit-loading table to be used in the current logical frame, expressed as a value of FCCC (see clause 13.3.1.1.3).
aaaa = Identifier for the active bit-loading table to be used over the NOI.
bbbb = Identifier for the active bit-loading table to be used over the DOI (Note 1). See Table 9-10. | +| Settings associated with supported options | One byte: [00 0bbbb] | Contains settings associated with the supported options (Note 4).
bbbb = actual transmission time in the previous downstream logical frame, specified as the symbol position index of the last data symbol that has been transmitted (associated with INM facility).
All other bits are reserved by ITU-T and shall be set to 0. | + +NOTE 1 – If only the NOI is used (i.e., if *TTRds* ≥ *TBUDGETds*) for a given logical frame, the identifier corresponding to the DOI shall be set to 0000 by the transmitter and ignored by the receiver. + +NOTE 2 – If the FTU-R receives a new upstream logical frame configuration request in the downstream RMC of downstream logical frame with *CNTLF,ds* = *N* + *MSF*, the FTU-R shall indicate this new configuration in the RMC starting from upstream logical frame with *CNTLF,us* = *N*+1 and apply this new configuration in the logical frame with *CNTLF,us* = *N*+1 if *MB* equals to 0 or with *CNTLF,us* = *N* + 2 if *MB* equals to 1 (see Figure 10-27). + +NOTE 3 – If RMC is the only symbol expected to be transmitted in a logical frame, the value of *ETT* shall be set to 000002. + +NOTE 4 – This byte shall be present if and only if support of at least one of the options for which settings are conveyed via this byte is indicated by both FTUs during initialization (Bits [b15 ... b8] of the field "supported options", see clauses 12.3.4.2.1 and 12.3.4.2.2). + +**Table 9-6 – Format for downstream logical frame parameters** + +| Field name | Format | Description | +|------------------------|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $TTR_{ds}$ | One byte: [00 aaaaa] | $aaaaa = TTR_{ds}$ , the number of symbol positions in the NOI of the downstream logical frame, coded as an unsigned integer.
Within the valid range of values from 1 to 32, $TTR_{ds} \leq M_{ds}$ . | +| $TA_{ds}$ , $IDF_{ds}$ | One byte: [b00 aaaaa] | $aaaaa = TA_{ds}$ , the number of quiet symbol positions at the beginning of the DOI of the downstream logical frame, coded as an unsigned integer.
Within the valid range of values from 0 to 31, $TA_{ds} \leq M_{ds} - TBUDGET_{ds}$ (see clause 10.5). If $TBUDGET_{ds} \leq TTR_{ds}$ , $TA_{ds} = 0$ .
$b = IDF_{ds}$ , idle-data flag indicating the symbol type to be used over the downstream NOI.
$b = 0$ indicates that the FTU-O may transmit idle or data symbols in the NOI.
$b = 1$ indicates that the FTU-O shall transmit only data symbols over the first $\min(TTR_{ds}, TBUDGET_{ds})$ symbol positions in the downstream logical frame. | +| $TBUDGET_{ds}$ | One byte: [00 aaaaa] | $aaaaa =$ the value of the parameter $TBUDGET_{ds}$ (see clause 10.7), coded as an unsigned integer.
Within the valid range of values from 1 to 32, $TBUDGET_{ds} \leq M_{ds}$ . | + +**Table 9-7 – Format for upstream logical frame configuration request** + +| Field name | Format | Description | +|------------------------|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $TTR_{us}$ | One byte: [00 aaaaa] | $aaaaa = TTR_{us}$ , the number of symbol positions in the NOI of the upstream logical frame, coded as an unsigned integer.
Within the valid range of values from 1 to 25, $TTR_{us} \leq M_{us}$ . | +| $TA_{us}$ , $IDF_{us}$ | One byte: [b00 aaaaa] | $aaaaa = TA_{us}$ , the number of quiet symbol positions at the beginning of the DOI of the upstream logical frame, coded as an unsigned integer.
Within the valid range of values from 0 to 24, $TA_{us} \leq M_{us} - TBUDGET_{us}$ (see clause 10.5). If $TBUDGET_{us} \leq TTR_{us}$ , $TA_{us} = 0$ .
$b = IDF_{us}$ , idle-data flag indicating the symbol type to be used over the upstream NOI.
$b = 0$ indicates that the FTU-R may transmit idle or data symbols in the NOI.
$b = 1$ indicates that the FTU-R shall transmit only data symbols over the first $\min(TTR_{us}, TBUDGET_{us})$ symbol positions in the upstream logical frame. | +| $TBUDGET_{us}$ | One byte: [00 aaaaa] | $aaaaa =$ the value of the parameter $TBUDGET_{us}$ (see clause 10.7), coded as an unsigned integer.
Within the valid range of values from 1 to 25, $TBUDGET_{us} \leq M_{us}$ . | + +**Table 9-8 – Upstream RMC command (sent by FTU-R only)** + +| Field name | Format | Description | +|---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Retransmission ACK bit-map | Six bytes
byte 0: [b 7 ... b 0 ]
byte 1: [b 15 ... b 8 ]
byte 2: [b 23 ... b 16 ]
byte 3: [b 31 ... b 24 ]
byte 4: [b 39 ... b 32 ]
byte 5: [b 47 ... b 40 ] | ACK bitmap [b 47 ... b 0 ], the bit b 0 relates to the last transmitted DTU(s) in the ACK window (see clause 9.7).
Any given bit of the ACK bitmap shall be set to 1 for ACK and 0 for NACK. | +| Retransmission ACK group size, RMC ACK, TIGA ACK and indicator bits | One byte:
[dddd aabc] | aa = ACK group size ( $G_{ack}$ ) coded as an unsigned integer with valid values 1, 2, 3.
b = acknowledgement of the RMC message; shall be set to 1 for ACK and 0 for NACK.
c = positive acknowledgement of reception of an OLR request type 3 (TIGA) eoc command (TIGA-ACK).
c=1 indicates that a transmitter-initiated gain adjustment (TIGA) command was received and positively acknowledged.
c=0 indicates that no TIGA command was received and positively acknowledged.
The generation and use of this bit is specified in clause 13.2.2.1.
dddd = indicator bits according to the following order: [ lpr los lom lor ].
An indicator bit shall be set to 0 if the corresponding primitive/defect occurs and set to 1 otherwise (active low). | +| Upstream logical frame configuration | Three bytes | Configuration parameters to be used for the current logical frame or for the following frame, depending on the value of MB upstream (see clause 10.7 and Table 12-41).
The format of logical frame configuration parameters is specified in Table 9-9. | +| Expected transmission time ( ETT ) | One byte: [000 aaaaa] | aaaaa = expected transmission time expressed in symbols for the current logical frame, specified as the symbol position index of the last data symbol expected to be transmitted in the logical frame. The actual transmission time shall be less than or equal to the value communicated (Note 1). | +| DTU sync value ( $N_B$ ) | Two bytes:
byte 0 [s 7 ... s 0 ]
byte 1 [0000 s 11 ... s 8 ] | The value of $N_B$ , for the current logical frame (see definition of $N_B$ in clause 9.5) expressed in bytes:
The value is coded as a 12-bit unsigned integer [s 11 ... s 0 ] with s 0 the LSB.
The valid range for the DTU sync value is 000 16 to FFF 16 . | + +**Table 9-8 – Upstream RMC command (sent by FTU-R only)** + +| Field name | Format | Description | +|---------------------------------------------|------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Current active bit-loading table identifier | One byte: [bbbb aaaa] | Indication for the active bit-loading table to be used in the current logical frame, expressed as a value of FCCC (see clause 13.3.1.1.3).
aaaa = Identifier for the active bit-loading table to be used over the NOI.
bbbb = Identifier for the active bit-loading table to be used over the DOI (Note 2). | +| Settings associated with supported options | One byte: [aa 0 bbbbb] | Contains settings associated with the supported options (Note 3).
aa = indicator bits for RPF in the following order [ dgl ohp ] (see clause 11.3.3.2).
An indicator bit shall be set to 0 if the corresponding primitive occurs and set to 1 otherwise (active low).
bbbb = actual transmission time in the previous upstream logical frame, specified as the symbol position index of the last data symbol that has been transmitted (associated with INM facility).
All other bits are reserved by ITU-T and shall be set to 0. | + +NOTE 1 – If only the NOI is used (i.e., if $TTR_{ds} \geq TBUDGET_{ds}$ ) for a given logical frame, the identifier corresponding to the DOI shall be set to 0000 by the transmitter and ignored by the receiver. + +NOTE 2 – This byte shall be present if and only if support of at least one of the options for which settings are conveyed via this byte are indicated by both FTUs during initialization (first byte of the field "supported options", see clauses 12.3.4.2.1 and 12.3.4.2.2). + +NOTE 3 – This byte shall be present if and only if support of at least one of the options for which settings are conveyed via this byte are indicated by both FTUs during initialization (Bits [ $b_{15} \dots b_8$ ] of the field "supported options", see clauses 12.3.4.2.1 and 12.3.4.2.2). + +**Table 9-9 – Format for upstream logical frame parameters** + +| Field name | Format | Description | +|----------------|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $TTR_{us}$ | One byte: [00 aaaaa] | $aaaaa = TTR_{us}$ , the number of symbol positions in the NOI of the logical frame, coded as an unsigned integer.
Valid range is from one to 25 inclusive. | +| $TA_{us}$ | One byte: [000 aaaaa] | $aaaaa = TA_{us}$ , the number of quiet symbols at the beginning of the DOI of the logical frame, coded as an unsigned integer.
Valid range is from zero to 24 inclusive. | +| $TBUDGET_{us}$ | One byte: [00 aaaaa] | $aaaaa =$ the value of the parameter $TBUDGET_{us}$ (see clause 10.7), coded as an unsigned integer.
Valid range is from one to 25 inclusive. | + +**Table 9-10 – Receiver initiated FRA request command for the NOI +(sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|--------------------------|--------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte:
[00 aaaaa] | aaaaa = 03 16 | +| Configuration identifier | One byte:
[bbbb aaaa] | aaaa = New FRA configuration change count (FCCC), identifier for the new active configuration (see clause 13.3.1.1.3).
bbbb = Identifier specifying the baseline bit-loading table over which FRA adjustments shall be applied to construct the active bit-loading table, expressed as a value of SCCC (see clause 13.2.1.1.5). | +| FRA adjustment data | Five bytes | Defines the adjustments to be used to construct a new active bit-loading table. The format of the FRA adjustment data is defined in Table 9-12. | + +NOTE – The FTU shall be capable of handling up to two receiver initiated FRA requests conveyed over a single RMC message: one for the NOI and one for the DOI (see Table 9-11). + +**Table 9-11 – Receiver initiated FRA request command for the DOI +(sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|---------------------|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaa] | aaaaa = 04 16 | +| Configuration data | One byte: [bbbb aaaa] | aaaa = New FRA configuration change count (FCCC), identifier for the new active configuration (see clause 13.3.1.1.3).
bbbb = Identifier specifying the baseline table over which FRA adjustments shall be applied to construct the active bit-loading table, expressed as a value of SCCC (see clause 13.2.1.1.5). | +| FRA adjustment data | Five bytes | Defines the adjustments to be used to construct a new active bit-loading table. The format of the FRA adjustment data is defined in Table 9-12. | + +NOTE – The FTU shall be capable of handling up to two receiver initiated FRA requests conveyed over a single RMC message: one for the DOI and one for the NOI (see Table 9-10). + +**Table 9-12 – FRA adjustment data** + +| Field name | Format | Description | +|-----------------|-----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| BLT status | One byte: [aa00 0000] | Bit-loading adjustment status, see clause 13.3.1.1:
aa = 00 – no adjustment
aa = 01 – decrease the bit-loading per sub-band by the specified parameter value
aa = 10 – limit the maximum bit loading by the specified parameter value
aa = 11 – reserved by ITU-T | +| SubBand01Params | One byte: [bbbb aaaa] | aaaa = parameter value to be used for sub-band 0 (Note)
bbbb = parameter value to be used for sub-band 1 (Note) | + +**Table 9-12 – FRA adjustment data** + +| Field name | Format | Description | +|-----------------|-----------------------|--------------------------------------------------------------------------------------------------------------------| +| SubBand23Params | One byte: [bbbb aaaa] | aaaa = parameter value to be used for sub-band 2 (Note)
bbbb = parameter value to be used for sub-band 3 (Note) | +| SubBand45Params | One byte: [bbbb aaaa] | aaaa = parameter value to be used for sub-band 4 (Note)
bbbb = parameter value to be used for sub-band 5 (Note) | +| SubBand67Params | One byte: [bbbb aaaa] | aaaa = parameter value to be used for sub-band 6 (Note)
bbbb = parameter value to be used for sub-band 7 (Note) | + +NOTE – The 4-bit SubBandParams fields specify the parameter values to be used for implementing the bit-loading adjustment over the various sub-bands as defined by the BLT status field. The valid parameter values are integers within the range from zero to 12. + +**Table 9-13 – Reply to FRA request command for the NOI (sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|-------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaaa] | aaaaaa = 05 16 | +| FRA response data | One byte: [bbbb aaaa] | aaaa = LFDC (see clause 13.3.1.1.4) to the implementation of a new active configuration. (Note ).
bbbb = FCCC identifier of the configuration to be applied in the logical frame when LFDC reaches the value zero. The value of FCCC shall be the one received in the FRA request command. | + +NOTE – The transmitter reply shall be repeated in subsequent logical frames with a decrementing count of LFDC until the count reaches the value zero. + +**Table 9-14 – Reply to FRA request command for the DOI (sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|-------------------|-----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaaa] | aaaaaa = 06 16 | +| FRA response data | One byte: [bbbb aaaa] | aaaa = LFDC (see clause 13.3.1.1.3) to the implementation of a new active configuration. (Note).
bbbb = FCCC identifier of the configuration to be applied in the logical frame when LFDC reaches the value of zero. The value of FCCC shall be the one received in the FRA request command. | + +NOTE – The transmitter reply shall be repeated in subsequent logical frames with a decrementing count of LFDC until the count reaches the value zero. + +**Table 9-15 – Reply to SRA request (SRA-R) command (sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|-------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaaa] | aaaaaa = 08 16 | +| SRA response data | One byte: [bbbb aaaa] | aaaa = SFDC (see clause 13.2.1.1.5) to the implementation of a new baseline configuration. (Note 1).
bbbb = new SCCC as received by the OLR request or special values SCCC=1111, 1110 and 1101 (see clause 11.2.2.5) (Note 2). | + +NOTE 1 – The reply to an SRA request shall be repeated in subsequent superframes with a decrementing superframe down count (SFDC) until the count reaches the value zero. +NOTE 2 – The OLR request command may include updates to both NOI and DOI. However, the associated SRA-R command always includes one and only one SCCC value. The SRA-R shall use the following SCCC values: +SCCC of the NOI if the OLR request related only to the NOI +SCCC of the DOI if the OLR request related only to the DOI +SCCC of the NOI if the OLR request related to both NOI and DOI. This SCCC shall be used to acknowledge the update over both NOI and DOI. + +**Table 9-16 – Reply to RPA request (RPA-R) command** + +| Field name | Format | Description | +|-------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaaa] | aaaaaa = 07 16 | +| RPA response data | One byte: [000b aaaa] | aaaa = RPA configuration change count (RCCC) indicated in the received OLR command of OLR request type 4 (see Table 11-9).
b shall be set to 1 if the RMC parameters requested by update RMC parameters command (see Table 11-9) are invalid (a reject response), otherwise b shall be set to zero (positive acknowledgement). | + +NOTE – The command shall be repeated in subsequent logical frames until the superframe count value indicated in the RPA request is reached, see clause 13.2.1.3.3. + +**Table 9-17 – Upstream dynamic resource report (DRRus) command (sent by the FTU-R only)** + +| Field name | Format | Description | +|------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaaa] | aaaaaa = 10 16 | +| Resources metric | One to four bytes | The resources metric is up to four bytes long and shall be conveyed transparently from the $\gamma_R$ to the $\gamma_O$ reference point (see the DRRus.confirm primitive in Table 8-4). Annex Y contains the resources metric definition, configuration and representation. | + +NOTE – A valid DRR configuration has to be set before sending DRRus for the first time, see clause 11.2.2.17. + +**Table 9-17.1 – L2 transition indicator (L2-TRNS) command (sent by the FTU-O only)** + +| Field name | Format | Description | +|-----------------------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaa] | aaaaa = 11 16 | +| L2 transition instant | One byte: [0000 aaaa] | aaaa = SFDC (see clause 13.2.1.1.5) to the transition into or out of the given L2 link state (Note ) | +| L2 SCCC counts | One byte [aaaa bbbb] | aaaa = new upstream SCCC count as received in an L2.1-Entry-Request eoc command or L2.2 Entry-Request eoc command.
bbbb = new downstream SCCC count as received in an L2.1-Entry-Request eoc command or L2.2 Entry-Confirm eoc response. | + +NOTE – For all L2 link state transitions except L2.2 exit, the L2-TRNS shall be repeated in subsequent superframes with a decrementing value of SFDC, until SFDC reaches the value 0. For L2.2 exit, the L2-TRNS shall be repeated in subsequent active superframes (see clause 13.4.2.1) with a decrementing value of SFDC, until SFDC reaches the value 0. + +**Table 9-17.2 – Reply to L2TSA request (L2TSA-R) command (sent by the FTU-O)** + +| Field name | Format | Description | +|---------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaa] | aaaaa = 12 16 | +| L2TSA response data | One byte: [bbbb aaaa] | aaaa = SFDC (see clause 13.2.1.4.3) to the implementation of a new RMC transmission schedule. (Note )
bbbb = new L2CCC as received by the L2TSA request (see clause 11.2.2.5). | + +NOTE – The transmitter reply shall be repeated in subsequent superframes with a decrementing count until the count reaches the value 0. + +**Table 9-17.3 – RMCR command (sent by the FTU-O and FTU-R)** + +| Field name | Format | Description | +|----------------|----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | One byte: [00 aaaaa] | aaaaa = 09 16 | +| Command data | One byte: [0000000a] | a = 1 indicates request to the peer FTU to replace the current RTSBL with the latest backup RTSBL in the transmit direction. It also indicates that the RMC recovery is in progress (Note).
Other bits are reserved by ITU-T and shall be set to 0. | + +NOTE – The value a = 0 is invalid. This command shall not be sent with a = 0. + +## 9.7 Acknowledgement + +The acknowledgement (ACK) shall be specified per ACK window. The ACK windows shall follow one another with no gaps and their duration shall be equal to the duration of one TDD-frame. + +The time position of the ACK window shall be shifted by "ACK window shift" symbol periods (counting including the quiet symbol periods falling outside of the *Mas* and *Mus* symbol periods), relative to the end of the last symbol position in the TDD frame in the same direction as the transmission to be acknowledged, as shown in Figure 9-8 for downstream acknowledgment and Figure 9-9 for upstream acknowledgment. This means that the ACK window shift for the downstream direction is specified relative to the end of the last valid symbol position in the downstream direction + +just before the upstream RMC symbol carrying the acknowledgements of this downstream ACK window. For the upstream direction, the ACK window shift is specified relative to the end of the last valid symbol position in the upstream direction just before the downstream RMC symbol carrying the acknowledgements of this upstream ACK window. + +Figure 9-8 shows an example for acknowledging downstream transmissions where the downstream ACK window shift equals two symbol periods (Figure 9-8a) and seven symbol periods (Figure 9-8b). + +Figure 9-9 shows an example for acknowledging upstream transmissions where the upstream ACK window shift equals one symbol period (Figure 9-9a) and ten symbol periods (Figure 9-9b). + +The valid range for ACK window shift is any integer number of symbols from 0 to 20, independent of the TDD frame length, subject to additional constraints (e.g., see clause 10.5.1). + +NOTE – The allowed ACK window shift value for a particular direction is limited by the maximum value for $T_{ack}$ (see clause 9.8.1). For the selected RMC symbol offsets $D_{RMCus}$ , $D_{RMCds}$ the ACK window shift values within the valid range also comply with the following conditions: + +$$DS\_ACK\_WINDOW\_SHIFT \times T_{symb} + T_{gl} + D_{RMCus} \times T_{symb} \leq T_{ack\_max\_R}$$ + +$$US\_ACK\_WINDOW\_SHIFT \times T_{symb} + T_{gl} + D_{RMCds} \times T_{symb} \leq T_{ack\_max\_O}$$ + +The ACK window shift may be different for the downstream and upstream directions. The ACK window shift parameter is selected by the receiver and communicated to the peer transmitter during the initialization in O-PMS and R-PMS message, respectively. + +![Figure 9-8: Example acknowledging downstream DTUs, U-R reference point. The diagram consists of two parts, (a) and (b), showing the timing of TDD frames and ACK windows. Part (a) shows a DS ACK window shift of 2 symbol periods, and part (b) shows a DS ACK window shift of 7 symbol periods. Both parts show the sequence of Downstream (M_ds=14) and Upstream (M_us=8) transmissions, with RMC symbols (r) and data symbols (d). The ACK window is shown as a shaded area, and the shift is indicated by a red arrow. The diagram also includes labels for TDD frame duration, downstream logical frame, and ACK bitmap.](e48a7aa9d3880694350259852fefbef2_img.jpg) + +(a) DS ACK window shift = 2 symbol periods + +(b) DS ACK window shift = 7 symbol periods + +G.9701(14)-Cor.3(17)\_F9-8 + +Figure 9-8: Example acknowledging downstream DTUs, U-R reference point. The diagram consists of two parts, (a) and (b), showing the timing of TDD frames and ACK windows. Part (a) shows a DS ACK window shift of 2 symbol periods, and part (b) shows a DS ACK window shift of 7 symbol periods. Both parts show the sequence of Downstream (M\_ds=14) and Upstream (M\_us=8) transmissions, with RMC symbols (r) and data symbols (d). The ACK window is shown as a shaded area, and the shift is indicated by a red arrow. The diagram also includes labels for TDD frame duration, downstream logical frame, and ACK bitmap. + +Figure 9-8 – Example acknowledging downstream DTUs, U-R reference point + +![Figure 9-9: Example acknowledging upstream DTUs, U-O reference point. The diagram consists of two parts, (a) and (b), showing the timing and sequence of data frames and ACK windows. Part (a) shows a US ACK window shift of 1 symbol period, while part (b) shows a shift of 10 symbol periods. Both parts illustrate the relationship between downstream and upstream data frames, the TDD sync frame, and the ACK bitmap.](7b7596fb5ef925025341a9aacb6f2be7_img.jpg) + +The diagram illustrates the timing and sequence of data frames and ACK windows for upstream DTUs. It is divided into two parts, (a) and (b), showing different US ACK window shifts. + +**(a) US ACK window shift = 1 symbol periods** + +This part shows the timing of a TDD sync frame ( $M_T = 23$ symbols; $T_T = M_T \times T_{\text{symb}}$ seconds) and the subsequent upstream and downstream data frames. The upstream data frames are shown as a sequence of blocks labeled 'd' (data) and 'rnc' (RNC). The downstream data frames are shown as a sequence of blocks labeled 'SS' (synchronization symbol) and 'd' (data). The ACK window is shown as a shaded area. The US ACK window shift is indicated as 1 symbol period. The ACK bitmap relates to the last ACK window. + +**(b) US ACK window shift = 10 symbol periods** + +This part shows the same timing as (a) but with a US ACK window shift of 10 symbol periods. The ACK bitmap relates to the last ACK window. + +G.9701(19)\_F9-9 + +Figure 9-9: Example acknowledging upstream DTUs, U-O reference point. The diagram consists of two parts, (a) and (b), showing the timing and sequence of data frames and ACK windows. Part (a) shows a US ACK window shift of 1 symbol period, while part (b) shows a shift of 10 symbol periods. Both parts illustrate the relationship between downstream and upstream data frames, the TDD sync frame, and the ACK bitmap. + +**Figure 9-9 – Example acknowledging upstream DTUs, U-O reference point** + +The ACK field of the RMC message shall include acknowledgements for the received DTUs in the form of a bitmap and an acknowledgement for the RMC frame. Each bit in the ACK bitmap relates to a DTU or group of consecutive DTUs contained in the received data frames within the associated ACK window. The bitmap shall include DTU acknowledgements starting with the first DTU ending within the ACK window and ending with the last full DTU ending within the same ACK window. The ACK bitmap with no grouping shall incorporate acknowledgements to all DTUs received in the ACK window. Bits of the ACK bitmap that relate to DTUs that were not transmitted shall be set to "0". In case of grouping, the value of the ACK bits for groups shall be determined only based on the received DTUs. + +The ACK bitmap field size shall be 48 bits. The ACK bitmap shall be ordered according to the order of the transmitted DTUs, where the acknowledgement to the last transmitted DTU in the ACK window shall be represented by the LSB of the ACK bitmap field. + +The encoding of the ACK bitmap shall be as shown in Table 9-5 (downstream) and Table 9-8 (upstream) where each bit in the bit map has the following meaning: + +- "0" means NACK; +- "1" means ACK. + +ACK grouping shall only be used if the number of DTUs per ACK window exceeds the size of the ACK bitmap field. Each ACK group represents a number of consecutive DTUs. The number of DTUs per ACK group for a given ACK is an ACK group size and shall be communicated together with the ACK bitmap and may vary from one RMC message to the next. The valid ACK group size, $G_{ack}$ , is an integer within the range from one to three DTUs. + +In the case of ACK grouping, each bit of the ACK bitmap carries the acknowledgement of all DTUs in the ACK group and shall be set to 0 if at least one DTU in the group has to be NACKed. The first ACK group coded in the LSB of the ACK bit map shall contain the acknowledgements for the $G_{ack}$ last transmitted DTUs. Subsequent groups shall be constructed by taking the acknowledgements for the previous $G_{ack}$ transmitted DTUs. The last ACK group in the ACK message may hold acknowledgements for a smaller number of DTUs. + +The upstream and downstream RMC commands shall also include an acknowledgement for the reception of the RMC message associated with the same ACK window. The RMC acknowledgement + +bit shall be encoded as shown in Table 9-5 (downstream) and Table 9-8 (upstream) where each bit in the bit map has the following meaning: + +- "0" means NACK; +- "1" means ACK. + +Error detection for the received RMC message is accomplished by using redundancy bytes of the RMC codeword (see clause 9.6.3). + +## 9.8 Retransmission function + +All DTUs marked as normal DTUs (see clause 8.2.1.3) that are NACKed or not acknowledged (due to loss of the corresponding RMC message) shall be assigned for retransmission. Dummy DTUs shall not be retransmitted. + +The DTUs assigned for retransmission and the new incoming DTUs shall be scheduled for transmission in such a way that the number of DTUs, completely mapped on data symbols and RMC symbols sent between the end of transmission of a given DTU and the start of its subsequent retransmission, does not exceed $Q_{tx}$ DTUs. The value of $Q_{tx}$ is defined as the maximum number of DTUs that can be transmitted between the end of the first DTU associated with the ACK window (i.e., the oldest DTU of the ACK window) and the start of the last opportunity of this DTU retransmission associated with the given value of $T_{ret}$ defined in clause 9.8.1 (see Figure 9-9.1). + +NOTE – An upper limit on $Q_{tx}$ is the maximum number of DTUs that can be transmitted fully or partially in the relevant direction within a time period of $T_{qtx\_max}$ seconds starting from the beginning of the first (earliest in time) symbol position within the ACK window up until the end of the last symbol position in the $T_{ret}$ window. + +$$T_{qtx\_max\_ds} = \left( \left\lceil \frac{T_{ack\_max\_R}}{T_{symb}} \right\rceil + \left\lceil \frac{T_{ret\_max\_O}}{T_{symb}} \right\rceil + 2 + M_F \right) * T_{symb}$$ + +$$T_{qtx\_max\_us} = \left( \left\lceil \frac{T_{ack\_max\_O}}{T_{symb}} \right\rceil + \left\lceil \frac{T_{ret\_max\_R}}{T_{symb}} \right\rceil + 2 + M_F \right) * T_{symb}$$ + +![Figure 9-9.1 – Illustration of definition of Qtx. The diagram shows a sequence of DTUs over two TDD frames, #N and #N+1. A horizontal axis represents time, with a 'T_symb' unit marked at the beginning. In frame #N, an 'ACK window' is shown, starting at the 'Oldest DTU of ACK window' (a shaded DTU). A 'DS ACK window' is shown in frame #N+1, starting at the 'Last opportunity to start retransmission of the Oldest DTU of ACK window' (another shaded DTU). The 'Qtx DTUs' are indicated by a double-headed arrow spanning from the start of the ACK window in frame #N to the start of the DS ACK window in frame #N+1. Other elements shown include 'RMC' symbols, 'Tack' and 'Tret' intervals, and a 'Shift' between the ACK and DS ACK windows.](61a49f3179b455e4d35242fc3d187a29_img.jpg) + +Figure 9-9.1 – Illustration of definition of Qtx. The diagram shows a sequence of DTUs over two TDD frames, #N and #N+1. A horizontal axis represents time, with a 'T\_symb' unit marked at the beginning. In frame #N, an 'ACK window' is shown, starting at the 'Oldest DTU of ACK window' (a shaded DTU). A 'DS ACK window' is shown in frame #N+1, starting at the 'Last opportunity to start retransmission of the Oldest DTU of ACK window' (another shaded DTU). The 'Qtx DTUs' are indicated by a double-headed arrow spanning from the start of the ACK window in frame #N to the start of the DS ACK window in frame #N+1. Other elements shown include 'RMC' symbols, 'Tack' and 'Tret' intervals, and a 'Shift' between the ACK and DS ACK windows. + +G.9701(14)-Cor.1(15)\_F9-9.1 + +Figure 9-9.1 – Illustration of definition of $Q_{tx}$ + +Both the transmitter and the receiver shall discard aged DTUs. The age of the DTU shall be computed in symbol periods, as the difference between the symbol count at which the symbol carrying the first bit of the DTU appears at the U-interface and the TS value of this DTU. + +A transmitter shall discard a DTU assigned for retransmission if the age of the DTU is older than *delay\_max* expressed in symbols ( $delay\_max \times f_{DMT}$ ). Accordingly, the receiver shall discard a received DTU if the age of this DTU is older than *delay\_max* expressed in symbol periods. + +### 9.8.1 Acknowledgement and retransmission latency requirements + +The FTU shall be able to decode a received DTU and shall respond with an ACK message within $T_{ack}$ usec. $T_{ack}$ shall be measured at the U reference point from the time the last symbol of the ACK window has ended at the receiver port until the beginning of the RMC symbol carrying the acknowledgement + +for that ACK window at the transmitter port. The value of $T_{ack}$ shall not exceed 400 $\mu\text{sec}$ for the FTU-O (denoted $T_{ack\_max\_O}$ ) and shall not exceed 300 $\mu\text{s}$ for the FTU-R (denoted $T_{ack\_max\_R}$ ). + +The FTU shall be able to decode an ACK message and respond with retransmission of the relevant DTUs within $T_{ret}$ $\mu\text{s}$ . $T_{ret}$ shall be measured at the U reference point from the time the RMC symbol (carrying the acknowledgement information) has ended at the receiver port until the symbol carrying the first bit of the retransmitted DTU associated with this acknowledgement information has started over the transmitter port. The value of $T_{ret}$ shall be smaller than 400 $\mu\text{sec}$ for the FTU-O (denoted $T_{ret\_max\_O}$ ) and smaller than 300 $\mu\text{sec}$ for the FTU-R (denoted $T_{ret\_max\_R}$ ). + +Figure 9-10 presents the definition of $T_{ack}$ and $T_{ret}$ . It relates to retransmission in the downstream data direction. The same definitions apply to the upstream direction. + +![Figure 9-10: Definition of Tack and Tret. The diagram shows two horizontal timelines for 'Downstream transmission' and 'Upstream transmission' across two TDD frames, #N and #N+1. In frame #N, the downstream transmission contains a sequence of symbols: Data sym, Data sym, Data sym, RMC sym, Data sym, Data sym. An arrow labeled 'Downstream ACK window' points to the RMC sym. A 'DS ACK window shift' is indicated by a double-headed arrow. The upstream transmission in frame #N contains Data sym, Data sym, Data sym, RMC sym, Data sym. A 'DRMC_ds' interval is marked. The time from the start of the RMC sym in frame #N to the start of the RMC sym in frame #N+1 is labeled 'Tack'. An arrow labeled 'ACK bitmap relates to the last ACK window' points from the RMC sym in frame #N to the RMC sym in frame #N+1. In frame #N+1, the downstream transmission contains Data sym, Data sym, Data sym, RMC sym, Data sym, Data sym. The time from the end of the RMC sym in frame #N to the start of the first retransmitted DTU (Data sym) in frame #N+1 is labeled 'Tret'. A note indicates 'First retransmitted DTU shall be sent in this symbol'. The diagram is labeled 'TDD frame #N' and 'TDD frame #N+1' at the bottom, with the code 'G.9701(14)_F9-10' in the bottom right corner.](18003425d0e8638dde4acc9c5c468c5c_img.jpg) + +Figure 9-10: Definition of Tack and Tret. The diagram shows two horizontal timelines for 'Downstream transmission' and 'Upstream transmission' across two TDD frames, #N and #N+1. In frame #N, the downstream transmission contains a sequence of symbols: Data sym, Data sym, Data sym, RMC sym, Data sym, Data sym. An arrow labeled 'Downstream ACK window' points to the RMC sym. A 'DS ACK window shift' is indicated by a double-headed arrow. The upstream transmission in frame #N contains Data sym, Data sym, Data sym, RMC sym, Data sym. A 'DRMC\_ds' interval is marked. The time from the start of the RMC sym in frame #N to the start of the RMC sym in frame #N+1 is labeled 'Tack'. An arrow labeled 'ACK bitmap relates to the last ACK window' points from the RMC sym in frame #N to the RMC sym in frame #N+1. In frame #N+1, the downstream transmission contains Data sym, Data sym, Data sym, RMC sym, Data sym, Data sym. The time from the end of the RMC sym in frame #N to the start of the first retransmitted DTU (Data sym) in frame #N+1 is labeled 'Tret'. A note indicates 'First retransmitted DTU shall be sent in this symbol'. The diagram is labeled 'TDD frame #N' and 'TDD frame #N+1' at the bottom, with the code 'G.9701(14)\_F9-10' in the bottom right corner. + +**Figure 9-10 – Definition of $T_{ack}$ and $T_{ret}$** + +NOTE 1 – $T_{ack}$ for the downstream direction is measured at the U-R reference point. $T_{ack}$ for the upstream direction is measured at the U-O reference point. $T_{ret}$ for the downstream direction (retransmission of downstream DTUs) is measured at the U-O reference point. $T_{ret}$ for the upstream direction (retransmission of upstream DTUs) is measured at the U-R reference point. + +NOTE 2 – The above figure shows a simplified representation as the propagation delay is ignored. + +### 9.8.2 Retransmission control parameters + +This clause specifies the primary and derived control parameters to support the retransmission function, along with the valid and mandatory configurations of these parameters. + +#### 9.8.2.1 Primary parameters + +The primary control parameters for retransmission are defined in Table 9-18. + +**Table 9-18 – Control parameters** + +| Parameter | Definition | +|----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| NDR_max | Maximum allowed value for NDR in kbit/s (see clause 11.4.2.2). | +| ETR_min | Minimum allowed value for ETR in kbit/s (see clause 11.4.2.1). | +| INP_min_shine | Minimum impulse noise protection (INP) against a single high impulse noise event (SHINE) in symbol periods (see clauses 9.8.3.3 and 11.4.2.4). | +| SHINERatio | The loss of NDR expressed as a fraction of NDR (see Table 9-21) due to a SHINE impulse noise environment expected by the operator to occur at a probability acceptable for the services (see clause 11.4.2.5). | + +**Table 9-18 – Control parameters** + +| Parameter | Definition | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| INP_min_rein | Minimum impulse protection against repetitive electrical impulse noise (REIN) in symbol periods (see clauses 9.8.3.3 and 11.4.2.6). | +| iat_rein_flag | Configuration flag indicating the inter-arrival time of REIN. The flag shall be set to 0, 1, 2 or 3 if the inter-arrival time is derived from REIN at 100 Hz, 120 Hz, 300 Hz or 360 Hz, respectively (see clauses 9.8.3.3 and 11.4.2.7). (Notes 1 and 2) | +| delay_max | Maximum delay in increments of 0.25 ms (see clauses 9.8 and 11.4.2.3). | +| RTX_TESTMODE | A management primitive initiating the PMS-TC test mode for accelerated testing of MTBE (see clause 9.8.3.1.2). | +| rnratio_min | The minimum allowed ratio $R_{FEC}/N_{FEC}$ of FEC code parameters (see clause 11.4.2.8). (Note 3) | +| NOTE 1 – This parameter is not relevant if the INP_min_rein is set to 0. | | +| NOTE 2 – The REIN periodicity is derived from the assumption of 2 or 6 equally spaced impulses per AC cycle of 50 Hz or 60 Hz. Consideration of cases where the impulses are not equally spaced is for further study. | | +| NOTE 3 – This parameter applies to data path only; the valid range for $R_{FEC}/N_{FEC}$ of the RMC encoder is from 0.25 to 0.5. | | + +#### 9.8.2.2 Valid configurations + +A valid configuration shall consist of the configuration of each control parameter with one of their valid values specified in Table 9-19. + +**Table 9-19 – Valid configurations** + +| Parameter | Capability | +|----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------| +| NDR_max | The valid values are all multiples of 96 kbit/s from ETR_min + 96 kbit/s to $(2^{16}-1) \times 96$ kbit/s. | +| ETR_min | The valid values are all multiples of 96 kbit/s from 0 kbit/s to $(2^{16}-1) \times 96$ kbit/s (Note). | +| INP_min_shine | The valid values are all integers from 0 to 520. | +| SHINERatio | The valid values are all multiples of 0.001 from 0 to 0.1. | +| INP_min_rein | The valid values are all integers from 0 to 63. | +| iat_rein_flag | The valid values are 0, 1, 2 and 3. | +| delay_max | The valid values are all multiples of 0.25 ms from 1 to 16 ms. | +| rnratio_min | The valid values are all multiples of 1/32 from zero to 8/32 that also satisfy the constraints of clause 9.3. | +| NOTE – Valid range of ETR_min includes values that are less than the minimum value of $L2.1\_ETR\_min$ (see clause 13.4.1.5.1). | | + +#### 9.8.2.3 Mandatory configurations + +The mandatory configurations to support are a subset of the valid configurations. They shall consist of the configuration of each control parameter with one of their mandatory values specified in Table 9-20. + +**Table 9-20 – Mandatory configurations** + +| Parameter | Capability | +|----------------------|--------------------------------------| +| NDR_max | All valid values shall be supported. | +| ETR_min | All valid values shall be supported. | +| INP_min_shine | All valid values shall be supported. | +| SHINERatio | All valid values shall be supported. | +| INP_min_rein | All valid values shall be supported. | +| iat_rein_flag | All valid values shall be supported. | +| delay_max | All valid values shall be supported. | +| rnratio_min | All valid values shall be supported. | + +#### 9.8.2.4 Derived parameters + +Derived framing parameters: parameters that can be computed using the primary parameters as input. The derived parameters can be used to verify data rates or to identify additional constraints on the validity of the primary parameters. The derived parameters assume full utilization of the logical frame (i.e., no idle or quiet symbols, and all symbol positions configured for the NOI). + +**Table 9-21 – Derived framing parameters** + +| Parameter | Definition | +|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $f_{DMT}$ | Symbol rate of transmission expressed in Hz as specified in clause 10.4.4 (same for upstream and downstream). | +| $f_D^{DS}$ |

The downstream data symbol rate:

$f_D^{DS} = f_{DMT} \times \left( \frac{M_{ds} - 1 - \frac{1}{M_{SF}}}{M_F} \right)$

where:
1 = overhead due to one RMC symbol per TDD frame
1/M_{SF} = overhead due to one sync symbol per superframe
M_F = number of symbol periods per TDD frame

| +| $f_D^{US}$ |

The upstream data symbol rate:

$f_D^{US} = f_{DMT} \times \left( \frac{M_{us} - 1 - \frac{1}{M_{SF}}}{M_F} \right)$ | +| $f_{RMC}$ |

The RMC symbol rate:

$f_{RMC} = f_{DMT} \times \left( \frac{1}{M_F} \right)$ | + +**Table 9-21 – Derived framing parameters** + +| Parameter | Definition | +|--------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $B_{eoc}$ | The maximum number of eoc bytes per direction per logical frame period
$B_{eoc} = \min \left\{ B_{eoc-max}, \text{ceiling} \left( \frac{\frac{6 \times N_{Dcarrier} + 125000 \times \frac{M_F}{f_{DMT}}}{M_{SF}}}{1 - RTxOH} \right) \right\} \text{ (Note 3)}$ | +| $DPR$ | DTU payload rate:
$DPR = DPR_D + DPR_{DR}$ | +| $DPR_D$ | DTU payload rate part corresponding to data symbols:
$DPR_D = (8B_D) \times f_D \times \left( \frac{K_{FEC}}{N_{FEC}} \right) \times (1 - DTUframingOH) \text{ (Note 1)}$ | +| $DPR_{eoc}$ | The maximum DTU payload rate corresponding to eoc:
$DPR_{eoc} = (8 \times B_{eoc}) / (M_F / f_{DMT})$ | +| $DPR_{DR}$ | DTU payload rate part corresponding to the data portion of the RMC symbol:
$DPR_{DR} = (8B_{DR}) \times f_{RMC} \times \left( \frac{K_{FEC}}{N_{FEC}} \right) \times (1 - DTUframingOH)$ | +| $DTUframingOH$ | The relative overhead due to DTU framing:
$DTUframingOH = \frac{7}{Q \times K_{FEC}}$ | +| $NDR$ | The net data rate (for each direction):
$NDR = DPR - 1000 \text{ kbit/s} \text{ (Note 2)}$ | +| $ANDR$ | The aggregate net data rate:
$ANDR = NDR^{DS} + NDR^{US}$ | +| $RTxOH$ | The retransmission overhead needed to protect against the worst-case impulse noise environment as configured in the DPU-MIB and stationary noise.
$RTxOH = REIN\_OH + SHINE\_OH + STAT\_OH$

with

If INP\_min\_rein > 0:

$REIN\_OH = (INP\_min\_rein + 1) \times \left[ \text{floor} \left( \frac{f_{DMT}}{f_{REIN}} \right) \right]^{-1}$

with f_{REIN}, the repetition frequency of REIN in kHz.
If INP\_min\_rein = 0 then REIN\_OH = 0
SHINE\_OH = SHINE_{ratio} STAT\_OH = 10^{-4} where STAT\_OH is the statistical overhead due to retransmission

| +| $ETR$ | The expected throughput in kbit/s:
$ETR = (1 - RTxOH) \times NDR$ | +| $ETR\_min\_eoc$ (Note 4) | The minimum expected throughput including the eoc rate:
$ETR\_min\_eoc = ETR\_min + (1 - RTxOH) \times (DPR_{eoc} - 1000 \text{ kbit/s})$ | + +**Table 9-21 – Derived framing parameters** + +| Parameter | Definition | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------| +| NOTE 1 – $f_D$ is either $f_D^{US}$ for upstream or $f_D^{DS}$ for downstream. | | +| NOTE 2 – This 1000 kbit/s is a reference value for the eoc overhead channel rate for the purpose of this calculation. | | +| NOTE 3 – The value of $B_{eoc-max}$ is the maximum number of eoc bytes per logical frame defined in Table 6-1 and Table X.1, and $N_{DScarrier}$ is the total number of subcarriers in the downstream MEDLEY set. | | +| NOTE 4 – The $ETR\_min\_eoc$ is calculated by the FTU as the value of the $ETR\_min$ control parameter, increased by the expected throughput corresponding to the maximum eoc data rate allowed for the profile. | | + +### 9.8.3 Performance related parameters + +#### 9.8.3.1 Definition of mean time between error events (MTBE) + +Mean time between error events (MTBE) is the average number of seconds between two error events. An error event is defined as a block of one or more consecutive uncorrected DTUs. The MTBE is referenced to the output of the PMS-TC function after retransmission (i.e., the $\alpha$ reference point at the receiver side). + +If each error event consists of a single corrupted DTU (which is typical for stationary noise environment), MTBE can be calculated as: + +$$MTBE = \left( \frac{Measurement\_Time}{Number\_of\_uncorrected\_DTUs} \right),$$ + +where: + +*MTBE* is expressed in seconds. + +*Measurement\_Time* is expressed in seconds. + +*Number\_of\_uncorrected DTUs* is the number of *rtx-uc* anomalies (see clause 11.3.1.1) over the measurement time. + +##### 9.8.3.1.1 Definition of MTBE\_min + +The minimum MTBE (MTBE\_min) is defined as 14 400 seconds. + +NOTE – This value is taken from [b-BBF TR-126], corresponding to high definition television (HDTV) quality, quantified as an average of one error event in four hours. + +##### 9.8.3.1.2 Accelerated testing of MTBE + +In order to facilitate testing, a special test mode is defined. This test mode shall be selected by enabling RTX\_TESTMODE for the PMS-TC (see Table 9-18) at the transmitter and receiver, and enabling TPS\_TESTMODE for the TPS-TC (see clause 8.1.3) at the transmitter. The remote FTU shall be forced into this test mode by sending a diagnostic command through the eoc (see clause 11.2.2.6). + +When RTX\_TESTMODE is enabled, retransmissions shall not be requested by the receiver (i.e., all DTUs shall be ACKed and all uncorrected DTUs shall be discarded) nor sent autonomously by the transmitter. In this mode, the receiver shall count uncorrected DTUs as during the normal operation. + +NOTE 1 – This test provides valid results only if performed in the presence of stationary noise only. + +The remote side shall enter the test mode upon eoc request (see Table 11-21 and clause 11.2.2.6.3). + +NOTE 2 – In this test mode, the DRA function is configured in the DRA test mode. In the DRA test mode, the DRA sets $TTR = M$ and $TBUDGET$ to the maximum value allowed within the bounds set by the ME-O and PCE, for upstream and downstream. + +$P_{DTU}$ is defined as the probability that a DTU is corrupted, i.e., a DTU is not received correctly in a single transmission. In this test mode, it can be calculated for downstream and upstream separately from the DTU counters as: + +$$P_{DTU} = \left( \frac{\text{Number\_of\_uncorrected\_DTUs}}{\text{Measurement\_Time} / T_{DTU}} \right)$$ + +where: + +*Measurement\_Time* is expressed in seconds. + +$T_{DTU}$ is the time duration of a DTU expressed in seconds. + +*Number\_of\_uncorrected\_DTUs* is the number of *rtx-uc* anomalies (see clause 11.3.1.1) over the measurement time. + +In this accelerated test, the requirement for $P_{DTU}$ is: + +$$P_{DTU} \leq \frac{8.3333 \times 10^{-3}}{\sqrt{f_{DMT}}} \times (T_{DTU\_in\_DMT})^{1/2}$$ + +where $f_{DMT}$ is the symbol rate in Hz (see clause 10.4.4) and $T_{DTU\_in\_DMT}$ is the average duration of a DTU expressed in symbol periods, which shall be computed as the average value of $(N_{DTU} + Q \times R_{FEC})/B_D$ during the measurement period (see clause 8.2). + +NOTE 1 – Appendix III provides the calculations motivating this requirement. + +NOTE 2 – The value of $T_{DTU\_in\_DMT}$ for downstream and upstream, and the value of $f_{DMT}$ are reported in the DPU-MIB. + +#### 9.8.3.2 Definition of signal-to-noise ratio margin (SNRM) + +The SNRM is equal to 1 dB plus the maximum increase (scalar gain, in dB) of the reference noise PSD (at all relevant frequencies and assuming only stationary noise is applied at the U reference point), for which the MTBE of the TPS-TC stream (see Figure 8-3) is not lower than the minimum MTBE ( $MTBE\_min$ , see clause 10.3) specified for this TPS-TC stream, assuming only one retransmission of each DTU is allowed, without any change of PMD parameters (e.g., bits and gains) and PMS-TC parameters (e.g., FEC parameters) and with error-free throughput (EFTR) (see clause 11.2.2) $\geq ETR$ . + +NOTE 1 – At 1 dB signal-to-noise ratio margin (SNRM) working point, the transceiver operates at MTBE equal to or better than the $MTBE\_min$ . + +NOTE 2 – During testing of the SNRM, only stationary noise is applied to the U-O or U-R reference point (i.e., no impulse noise is present), and *delay\_max* is configured to correspond to allowing only one retransmission of each DTU, and the TPS-TC is configured with $TPS\_TESTMODE$ enabled (see Table 8-8), and the DRA is configured in the DRA test mode. + +The definition of the reference noise PSD depends on the control parameter $SNRM\_MODE$ . + +In this edition of the Recommendation, only $SNRM\_MODE=1$ (see clause 9.8.3.2.2) is defined. Other values are for further study. + +##### 9.8.3.2.1 Accelerated testing of SNRM + +The accelerated testing method for MTBE can be used for accelerated testing of SNRM (see clause 9.8.3.1.2). + +##### 9.8.3.2.2 SNRM\_MODE = 1 + +SNRM\_MODE = 1 is a mandatory capability for both FTUs. + +The reference noise PSD equals the received current-condition noise PSD at the U interface measured by the near-end transceiver. + +NOTE 1 – This noise PSD is equal to the PSD of the noise measured by the near-end transceiver at the constellation decoder or other relevant internal reference point when the only noise source is the external stationary noise applied to the U interface and no internal noise sources are present. + +NOTE 2 – Mathematically, this can be illustrated by: + +$$\text{Received\_External\_Noise\_PSD} = |H_{\text{RXfilter}}(f)|^2 \times \text{Noise\_PSD\_at\_U\_interface, with } |H_{\text{RXfilter}}(f)|^2 \text{ the transfer function from U-interface to the above-mentioned internal reference point.}$$ + +#### 9.8.3.3 Impulse noise protection + +The receiver shall guarantee protection (i.e., errored DTUs are successfully recovered by the retransmission function resulting in no errors at higher layers, regardless of the number of errors within the DMT symbol periods) against the worst-case impulse noise environment defined by the associated DPU-MIB parameters. + +These DPU-MIB parameters are: + +- *INP\_min\_shine*: Minimum impulse noise protection against SHINE impulses, expressed in symbol periods at the $\delta$ reference point. +- *INP\_min\_rein*: Minimum impulse noise protection against REIN impulses, expressed in symbol periods at the $\delta$ reference point. +- *fREIN*: the repetition frequency of REIN expressed in kHz. Only four values (100, 120, 300 and 360 Hz) are possible (see clause 11.4.2.7) and configured through *iat\_rein\_flag*. + +A worst-case impulse noise environment assumes that: + +- Every impulse causes retransmission of all DTUs that overlap with the impulse. +- Every impulse is maximum length (either *INP\_min\_shine* or *INP\_min\_rein* symbol periods depending on the type of impulse). +- SHINE impulses have large inter-arrival times such that can be treated as independent. +- The inter-arrival time between a SHINE and REIN impulses is random. Therefore, REIN and SHINE are treated independently. +- The simultaneous presence of a stationary noise level at the MTBE reference SNRM (i.e., SNRM= 1 dB). + +The mandatory values of *INP\_min\_shine* are from 0 to 520 symbol periods. + +NOTE – This range is equivalent to 0 to approximately 10 ms SHINE impulse length. + +The mandatory values of *INP\_min\_rein* are from 0 to 63 symbol periods. + +Initialization shall be aborted if a receiver cannot guarantee the required impulse noise protection within the latency bounds defined by the control parameter *delay\_max*. + +Indication shall be given in the DPU-MIB parameter "initialization success/failure cause" of a failure cause "configuration error". + +#### 9.8.3.4 Definition of signal-to-noise ratio margin for RMC (*SNRM\_RMC*) + +The *SNRM\_RMC* is the maximum increase (scalar gain, in dB) of the reference noise PSD (at all relevant frequencies and assuming only stationary noise is applied at the U-reference point), for which the expected bit error ratio (BER) of the RMC channel does not exceed $10^{-7}$ , without any change of PMD parameters (e.g., RMC tone set, bits and gains) and PMS-TC parameters (e.g., FEC parameters). The expected BER is referenced to all bits of the RMC messages at the output of the RMC channel (see Figure 9-1), assuming that messages received in error are not discarded. + +# 10 Physical media dependent (PMD) function + +## 10.1 PMD functional reference model + +Figure 10-1 provides an overview of a functional reference model of the PMD at the FTU-O. The bits for transmission on the subscriber line are received across the $\delta$ interface from the PMS-TC in the format of data frames; similarly, the data bits received from the data symbol decoder of the PMD are also transferred to the PMS-TC across the $\delta$ interface in the same format. The content of a single data frame is loaded onto one symbol. + +Two types of data frames are exchanged via $\delta$ interface: a normal data frame, carrying bits of DTU(s) only and an RMC data frame, carrying both RMC bits and bits of DTU(s). The bits of RMC and DTU(s) are multiplexed in the RMC frame as defined in clause 9.5. For each logical frame, only one RMC data frame is allowed. All other data frames are normal data frames. The number of bits in an RMC data frame and in a normal data frame may be different. + +The data symbol encoder (see clause 10.2) divides the incoming data frame into groups of bits, where each group is assigned to modulate a specific subcarrier of the DMT signal. Each group is further encoded by the trellis encoder and mapped to a point in a signal constellation. Similarly, bits of the initialization symbols, sync symbols or pilot symbols, whichever need to be transmitted, are encoded and mapped onto a corresponding point in the signal constellation. The RMC symbols and data symbols have different bit loading and trellis encoding rules, which are defined in clause 10.2. The data symbol encoder applies these rules accordingly. + +Constellation points of the transmitted symbol, $Z_i$ , are further precoded (per subcarrier) by combining with constellation points of symbols transmitted over other ( $n-1$ ) lines of the vectored group (see clause 10.3) submitted via the $\epsilon(k,n)$ interface (where $k$ is the index of the line in the vectored group). Precoding coefficients are provided by the VCE via $\epsilon$ -c interface (see Figure 10-16). + +The set of precoded constellation points modulates the subcarriers of the symbol using an inverse discrete Fourier transform (IDFT) as defined in clause 10.4. After the IDFT, cyclic extension and windowing, the symbol is sent to the transmission medium (line) over the U-O interface at the time in the TDD frame assigned for downstream transmission (controlled by the TDD switch). + +![Figure 10-1 – PMD functional reference model. This block diagram illustrates the internal components and interfaces of a PMD. On the left, the 'Data frame in' enters via the 'δ interface' and is processed by a 'Data symbol encoder'. On the right, the 'Data frame out' is produced by a 'Data symbol decoder'. Between them, 'Initialization symbol encoder', 'Sync symbol encoder', and 'Pilot symbol encoder' are shown. The transmit path (Tx) consists of a 'Pre-coder (DS vectoring)' (taking input Z_i and producing Z_i'), a 'Modulator' (containing 'IDFT', 'Cyclic extension', and 'Windowing' blocks), and a 'TDD switch control' at the 'U interface' leading to the 'Line'. The receive path (Rx) goes from the 'Line' through the 'TDD switch control' to a 'Demodulator' and then to the 'Data symbol decoder'. A 'Post-canceller (US vectoring)' block is connected to the demodulator and the pre-coder via interfaces ε(k, n) and η(k, n). To the right, management entities are shown: 'Upper layers of management protocol stack' connected via 'γ_MGMT', 'PMD management entity' containing 'Vectoring control (VCE)', and 'FTU management entity'. The 'PMD_MGMT' interface connects the PMD to the VCE.](df803281854ce2cbde7019b5aeefd8cd_img.jpg) + +Figure 10-1 – PMD functional reference model. This block diagram illustrates the internal components and interfaces of a PMD. On the left, the 'Data frame in' enters via the 'δ interface' and is processed by a 'Data symbol encoder'. On the right, the 'Data frame out' is produced by a 'Data symbol decoder'. Between them, 'Initialization symbol encoder', 'Sync symbol encoder', and 'Pilot symbol encoder' are shown. The transmit path (Tx) consists of a 'Pre-coder (DS vectoring)' (taking input Z\_i and producing Z\_i'), a 'Modulator' (containing 'IDFT', 'Cyclic extension', and 'Windowing' blocks), and a 'TDD switch control' at the 'U interface' leading to the 'Line'. The receive path (Rx) goes from the 'Line' through the 'TDD switch control' to a 'Demodulator' and then to the 'Data symbol decoder'. A 'Post-canceller (US vectoring)' block is connected to the demodulator and the pre-coder via interfaces ε(k, n) and η(k, n). To the right, management entities are shown: 'Upper layers of management protocol stack' connected via 'γ\_MGMT', 'PMD management entity' containing 'Vectoring control (VCE)', and 'FTU management entity'. The 'PMD\_MGMT' interface connects the PMD to the VCE. + +G.9701(14)\_F10-1 + +**Figure 10-1 – PMD functional reference model** + +In the receive direction, the incoming signal from the line (U-O interface) during the time of reception (controlled by the TDD switch) is demodulated. The recovered constellation points of the received symbol are post-canceled, to mitigate FEXT accumulated in the line, and decoded to recover the data frame, which is then passed to the PMS-TC via the $\delta$ interface. The post-canceller uses demodulated symbols received from all other lines of the vectored group that are submitted via the $\eta(k,n)$ interface; post-canceller coefficients are provided by the VCE via $\eta$ -c interface. The $\epsilon(k,n)$ , $\eta(k,n)$ , $\epsilon$ -c and $\eta$ -c are vendor discretionary interfaces (see clause 10.3). + +The functional reference model of the FTU-R is the same as that of the FTU-O, except it does not include a precoder ( $Z_i' = Z_i$ ) and post-canceller; the signal constellation points obtained from the symbol encoder are directly passed to the modulator. Similarly, in the receive direction, the demodulated constellation points are passed to the data symbol decoder. + +### 10.1.1 U interface + +The U reference point describes both a physical and a logical interface of the data plane between the PMD and the transmission medium (twisted wire-pair). The data at the U reference point in both transmit and receive directions is a stream of symbols organized into TDD frames, as defined in clause 10.5. The TDD frame format provides time separation between upstream and downstream transmission, so symbols are never transmitted and received simultaneously. Groups of subsequent TDD frames form superframes; each superframe carries a sync symbol used for TDD frame synchronization and channel estimation. Each symbol is a time-domain object generated using + +inversed Fourier transformation, as defined in clause 10.4.3. Symbols are cyclically extended and transmitted onto the medium with an overlap, as defined in clause 10.4.4. + +The electrical characteristics at the U interface are defined in clauses 7.3 to 7.6 and clause 14, and include total aggregate wideband power; in-band and out-of-band transmit PSD, longitudinal balance and termination impedance. + +### 10.1.2 PMD\_MGMT interface + +The PMD\_MGMT reference point describes a logical interface between the PMD and the FME, see Figure 10-1. The interface is defined by a set of control and management parameters (primitives). These parameters are divided into two groups: + +- parameters generated by the FME and applied to the PMD; +- parameters retrieved by the PMD from the received signal and submitted to the PMD ME. + +The summary of the PMD\_MGMT primitives is presented in Table 10-1. + +**Table 10-1 – Summary of the PMD\_MGMT primitives** + +| Primitive | Direction | Description | Reference | +|-------------------------------------------------------|-----------|-----------------------------------------------------------------------------------|---------------------------| +| TDD frame and superframe (fixed in showtime) | | | | +| $M_F$ | FME → PMD | The number of symbol periods in a TDD frame. | Clause 10.5 | +| $M_{ds}$ | FME → PMD | The number of downstream symbol positions in a TDD frame. | Clause 10.5 | +| $M_{us}$ | FME → PMD | The number of upstream symbol positions in a TDD frame. | Clause 10.5 | +| $M_{SF}$ | FME → PMD | The number of TDD frames in a superframe. | Clause 10.6 | +| $D_{RMC_{ds}}$ | FME → PMD | The downstream RMC symbol offset, in symbols. | Clause 10.5.1 | +| $D_{RMC_{us}}$ | FME → PMD | The upstream RMC symbol offset, in symbols. | Clause 10.5.1 | +| $MNDSNOI$ | FME → PMD | Minimum number of data symbols in transmit direction per logical frame. (Note) | Clause 12.3.4.2 | +| TDD frame and superframe (dynamic in showtime) | | | | +| $CNT_{SF}$ | FME → PMD | Superframe count. | Clause 10.6 | +| $CNT_{LF}$ | FME → PMD | Logical frame count. | Clause 10.5.1 | +| $TTR_{ds}$ | FME → PMD | Number of symbol positions in the downstream NOI | Clause 10.7 and Table 8-3 | +| $TTR_{us}$ | FME → PMD | Number of symbol positions in the upstream NOI. | Clause 10.7 and Table 8-3 | +| $TA_{ds}$ | FME → PMD | Number of quiet symbol positions inserted at the beginning of the downstream DOI. | Clause 10.7 and Table 8-3 | +| $TA_{us}$ | FME → PMD | Number of quiet symbol positions inserted at the beginning of the upstream DOI. | Clause 10.7 and Table 8-3 | +| $TBUDGET_{ds}$ | FME → PMD | Transmission opportunity in the downstream direction. | Clause 10.7 and Table 8-3 | +| $TBUDGET_{us}$ | FME → PMD | Transmission opportunity in the upstream direction. | Clause 10.7 and Table 8-3 | +| $TIQ$ | FME → PMD | Idle/Quiet selector for the DOI in the downstream direction. | Clause 10.7 and Table 8-3 | + +**Table 10-1 – Summary of the PMD\_MGMT primitives** + +| Primitive | Direction | Description | Reference | +|-------------------------------------|-----------|------------------------------------------------------------------------------------------|-------------------| +| Symbol (fixed in showtime) | | | | +| $N$ | FME → PMD | IDFT size
Determined during the ITU-T G.994.1 phase by the selected profile. | Clause 10.4.3 | +| $L_{cp}$ | FME → PMD | Cyclic extension, samples
Determined during the ITU-T G.994.1 phase. | Clause 10.4.4 | +| $\beta$ | FME → PMD | Window, samples
Determined during the channel discovery phase. (Note) | Clause 10.4.4 | +| SUPPORTED CARRIERS set | FME → PMD | List of the subcarriers in the SUPPORTEDCARRIERS set. (Note) | Clause 3.2.39 | +| MEDLEYset | FME → PMD | List of the subcarriers in the MEDLEY set. (Note) | Clause 3.2.20 | +| $t$ | FME → PMD | Tone ordering table for subcarriers in the MEDLEY set (RMC and data subcarriers). (Note) | Clause 10.2.1 | +| $t_{ss}$ | FME → PMD | Frequency-domain transmit spectrum shaping (Note) | Clause 10.2.1.5.3 | +| Symbol (dynamic in showtime) | | | | +| $L_D$ | FME → PMD | Number of data bits modulated over a data symbol. (Note) | Clause 10.2.1 | +| $L_R$ | FME → PMD | Total number of RMC and data bits modulated over an RMC symbol. (Note) | Clause 10.2.1 | +| $L_{RMC}$ | FME → PMD | Number of RMC bits modulated over an RMC symbol. (Note) | Clause 10.2.1 | +| $b$ | FME → PMD | Bit allocation table (data subcarriers in NOI and DOI). (Note) | Clause 10.2.1 | +| $g$ | FME → PMD | Gain table for subcarriers in the MEDLEYset. (Note) | Clause 10.2.1 | +| RTS | FME → PMD | List of the subcarriers in the RMC tone set. (Note) | Clause 10.2.1 | +| $br$ | FME → PMD | Bit allocation table for subcarriers in the RMC tone set. (Note) | Clause 10.2.1 | +| Initialization | | | | +| Symbol repetition rate | FME → PMD | Determined during the ITU-T G.994.1 initialization phase. | Clause 10.2.2.2.1 | +| SOC tone repetition rate, DS | FME → PMD | Determined during the channel discovery phase | Clause 10.2.2.2.1 | +| SOC tone repetition rate, US | FME → PMD | Determined during the channel discovery phase | Clause 10.2.2.2.1 | +| SOC message, TX | FME → PMD | Transmit SOC message primitives (see Table 12-7). | Clause 10.2.2.2.1 | + +**Table 10-1 – Summary of the PMD\_MGMT primitives** + +| Primitive | Direction | Description | Reference | +|-----------------------------------------------------------------------|-----------------------|--------------------------------------------------|-------------------| +| SOC message, RX | FME $\leftarrow$ PMD | Receive SOC message primitives (see Table 12-7). | Clause 10.2.2.2.1 | +| Defects and test parameters | | | | +| los defect | PMD $\rightarrow$ FME | Loss of signal defect. | Clause 11.3.1.3 | +| lom defect | PMD $\rightarrow$ FME | Loss of margin defect. | Clause 11.3.1.3 | +| SNR-ps | PMD $\rightarrow$ FME | SNR per subcarrier. | Clause 11.4.1.2.2 | +| NOTE – This parameter is defined for both directions of transmission. | | | | + +#### 10.1.2.1 Vectoring interfaces + +Vectoring interfaces $\varepsilon(k,n)$ and $\eta(k,n)$ presented in Figure 10-1 (for downstream direction) and clarified in detail in Figure 10-16 are between the precoder and VCE and post-canceller and VCE, respectively. The primitives at vectoring interfaces provide the VCE with the signals necessary to perform channel estimation. The VCE, via vectoring interfaces, provides channel matrix coefficients to the precoder (via $\varepsilon(k,n)$ interface, see Figure 10-16) and to the post-canceller (via $\eta(k,n)$ interface), and TIGA settings to the FTU-O for communication to the FTU-R. Both vectoring interfaces are vendor discretionary. + +## 10.2 Symbol encoder + +This clause describes the data symbol, initialization symbol and pilot symbol encoders of the PMD (see Figure 10-1). + +### 10.2.1 Data symbol encoder + +The data symbol encoder provides the following functions: + +- Bytes to bits padding; +- Tone ordering; +- Trellis coding; +- Constellation mapping; +- Constellation point scaling. + +The tone ordering and trellis coding shall be performed differently for data symbols and RMC symbols, as defined in clauses 10.2.1.2 and 10.2.1.3, respectively. The functional model of the data symbol encoder is defined in Figure 10-2. + +![Functional model of the data symbol encoder flowchart](b8d855a06aad434aeafa2739bf62e7de_img.jpg) + +``` + +graph TD + subgraph delta_interface [δ interface] + DF[Data frame +(Bytes)] + PB[Pad Bits] + end + DF --> P[Padding] + PB --> P + P -- "L_D or L_R bits" --> TC[Trellis coding] + TOT[Tone ordering table] --> TC + TC -- "L_D or L_R bits plus +trellis overhead" --> CMS[Constellation mapping +and scaling] + CMS --> Zi[Z_i] + G9701_14_F10_2[G.9701(14)_F10-2] + +``` + +The diagram illustrates the functional model of the data symbol encoder. It shows the flow of data from a 'Data frame (Bytes)' and 'Pad Bits' entering a 'Padding' block. The output of the padding block, labeled $L_D$ or $L_R$ bits, enters a 'Trellis coding' block. A 'Tone ordering table' also feeds into the 'Trellis coding' block. The output of the trellis coding block, labeled $L_D$ or $L_R$ bits plus trellis overhead, enters a 'Constellation mapping and scaling' block. The final output is $Z_i$ . The diagram is labeled G.9701(14)\_F10-2. + +Functional model of the data symbol encoder flowchart + +**Figure 10-2 – Functional model of the data symbol encoder** + +#### 10.2.1.1 Bytes to bits padding + +The data frames crossing the $\delta$ interface from the PMS-TC include an integer number of bytes. Bits shall be extracted LSB first from the bytes received. Bit padding shall be used if the number of bits loaded onto one symbol is not an integer multiple of eight. + +For data symbols, up to seven padding bits shall be appended to the end of the data frame prior to the symbol encoding. The number of padding bits shall be equal to the difference between the number of data bits modulated over the symbol ( $L_D$ ) and the size of the data frame in bits ( $8 \times B_D$ ), where $B_D = \text{floor}(L_D/8)$ . Figure 10-3 (on the top) shows the data symbol structure. + +For RMC symbols, padding bits shall be appended separately to the RMC part and the user data part of the data frame. The number of padding bits added after the RMC data shall be equal to the difference between the number of data bits modulated on RMC tones ( $L_{RMC}$ ) and the size of the RMC frame in bits ( $8 \times N_{RMC}$ ), where $N_{RMC} = \text{floor}(L_{RMC}/8)$ . The number of padding bits added after the user data bytes shall be equal to the difference between the number of data bits modulated over user data tones ( $L_{DR}$ ) and the number of user data bits ( $8 \times B_{DR}$ ) with $B_{DR} = \text{floor}(L_{DR}/8)$ . Figure 10-3 (on the bottom) shows the RMC symbol structure. + +The content of the padding bits is vendor discretionary. The values of $L_D$ , $L_R$ , and $L_{DR}$ shall accommodate actual bit loading and trellis overhead, as defined in clause 10.2.1.3. + +The order of the data extracted per symbol is presented in Figure 10-3 (shaded area shows padding bits). For normal data frames, the symbol encoder shall first extract $B_D$ bytes from the incoming data frame and then add $(L_D - 8 \times B_D)$ padding bits. For RMC data frames, the symbol encoder shall first extract $N_{RMC}$ bytes from the incoming data frame and add $(L_{RMC} - 8 \times N_{RMC})$ padding bits, and then it shall extract $B_{DR}$ more bytes from the incoming data frame and add $(L_{DR} - 8 \times B_{DR})$ padding bits; the total number of bits $L_R = L_{RMC} + L_{DR}$ and the total number of bytes $B_R = N_{RMC} + B_{DR}$ . + +![Figure 10-3 – Order of bit extraction from data frame. The diagram shows two horizontal bars representing data frames. The top bar is a 'Data symbol' with total length L_D bits. It contains a 'Data' section and a shaded tail section. Below the bar, it says 'B_D bytes from delta interface'. At the far right, a small segment is labeled '(L_D - 8 x B_D) bits'. The bottom bar is an 'RMC symbol' with total length L_R bits. It is divided into 'RMC' and 'Data' sections, with shaded tails at both ends. Below the bar, it says 'N_RMC bytes from delta interface' for the RMC part and 'B_DR = (B_R - N_RMC) bytes from delta interface' for the Data part. At the left end, 'First bit extracted' is marked. Below the RMC section, a segment is labeled '(L_RMC - 8 x N_RMC) bits'. Above the Data section, it is labeled 'L_DR = (L_R - L_RMC) bits'. At the far right, a segment is labeled '(L_DR - 8 x B_DR) bits'. A small code 'G.9701(14)_F10-3' is at the bottom right.](c93c4b33a2b42c8dd6d82a354f2f89f1_img.jpg) + +Figure 10-3 – Order of bit extraction from data frame. The diagram shows two horizontal bars representing data frames. The top bar is a 'Data symbol' with total length L\_D bits. It contains a 'Data' section and a shaded tail section. Below the bar, it says 'B\_D bytes from delta interface'. At the far right, a small segment is labeled '(L\_D - 8 x B\_D) bits'. The bottom bar is an 'RMC symbol' with total length L\_R bits. It is divided into 'RMC' and 'Data' sections, with shaded tails at both ends. Below the bar, it says 'N\_RMC bytes from delta interface' for the RMC part and 'B\_DR = (B\_R - N\_RMC) bytes from delta interface' for the Data part. At the left end, 'First bit extracted' is marked. Below the RMC section, a segment is labeled '(L\_RMC - 8 x N\_RMC) bits'. Above the Data section, it is labeled 'L\_DR = (L\_R - L\_RMC) bits'. At the far right, a segment is labeled '(L\_DR - 8 x B\_DR) bits'. A small code 'G.9701(14)\_F10-3' is at the bottom right. + +**Figure 10-3 – Order of bit extraction from data frame** + +#### 10.2.1.2 Tone ordering + +During the initialization, the receive FTU shall calculate the number of bits and the relative gains to be used for every subcarrier in the MEDLEY set during data symbols and RMC symbols (either MEDLEYus or MEDLEYds, depending on the transmission direction), as well as the order in which subcarriers are assigned bits (i.e., the tone ordering). The number of subcarriers in MEDLEYus and MEDLEYds is denoted by $NSC_{us}$ and $NSC_{ds}$ , respectively. + +In addition, the receive FTU shall select the subcarriers used to encode the RMC during the RMC symbols. The selected RMC tone set is denoted by $RTS_{us}$ and $RTS_{ds}$ for upstream and downstream, respectively. The number of subcarriers in the RMC tone set is denoted $NSCR_{ds}$ and $NSCR_{us}$ for the downstream and upstream directions, respectively. The tones from the RMC tone set are exclusively for RMC and shall not carry any DTU bits. No subcarriers of the RMC tone set shall be loaded with 1-bit for RMC symbols or for data symbols in the NOI in order to use the same re-ordered tone table for data symbols in the NOI and RMC symbols. The RMC tone set may be modified in showtime through OLR. The FTU shall calculate the number of bits and the relative gains to be used for every subcarrier in the RMC tone set during RMC symbols and shall send them back to the transmit FTU during initialization. The bits and gains used to encode the subcarriers not belonging to the $RTS$ shall be the same for RMC and data symbols in the NOI. + +The pairs of bits and relative gains used for data symbols are defined in ascending order of frequency or subcarrier index $i$ as a bit allocation table $b$ and gain table $g$ containing, respectively, $b_i$ and $g_i$ values for all subcarrier indices $i$ that belong to the MEDLEY set. The bit allocation table $b$ shall include an even number of 1-bit subcarriers ( $NCONEBIT$ ). + +The tone ordering table $t$ is defined as the sequence $\{t_k\}$ in which subcarriers from the MEDLEY set shall be assigned bits. Each value $t_k$ (for $k = 1$ to $k = NSC_{us}$ for the upstream tones, $k = 1$ to $k = NSC_{ds}$ for the downstream tones) equals to the index of the subcarrier to be assigned bits. Constellation mapping shall start from the subcarrier with index $i = t_1$ and end on the subcarrier with index $i = t_{NSC}$ (for example, $t_{75} = 160$ means that the subcarrier with index 160 is the 75th subcarrier to be assigned bits). The tone ordering table $t$ shall be created and exchanged during the initialization (see clause 12.3.4.2) and shall remain unchanged until the next initialization. The same tone ordering table shall be used for both NOI and DOI. + +The pairs of bits and relative gains used on the RMC tone set during RMC symbols are defined in ascending order of frequency as a bit allocation table $br$ and gain table $gr$ containing, respectively, $br_i$ and $gr_i$ values for all subcarrier indices $i$ that belong to the RMC tone set. The $gr_i$ value shall be the same value as the $g_i$ value used for data symbol in the NOI at the same subcarrier index. The bit allocation table $br$ shall not include 1-bit subcarriers. + +Following reception of the tables $b$ , $g$ and $t$ , and the RMC tone set, both the transmit and the receive FTUs shall calculate a re-ordered bit allocation table $b'$ and a pre-ordered tone table $t_1$ from the original tables $b$ and $t$ . The pre-ordered tone table $t_1$ for the RMC symbol and the data symbols in the NOI shall be constructed by moving in front of the original table all the values corresponding to the tones of the RMC tone set using the same relative order as in table $t$ . For data symbols in the DOI, the pre-ordered tone table $t_1$ shall be identical to the original table $t$ . + +From the pre-ordered tone table $t_1$ , the transmitter shall calculate the re-ordered tone table $t'$ . The re-ordering of table $t_1$ shall be performed by the transmit PMD function. The re-ordered tone table $t'$ shall be generated according to the following rules: + +- Indices of all subcarriers supporting 0 bits or two or more bits appear first in $t'$ , in the same order as in table $t_1$ . +- Indices of all subcarriers supporting 1 bit appear last in table $t'$ , in the same order as in table $t_1$ . + +If the bit allocation does not include any 1-bit subcarriers, the re-ordered tone table $t'$ is identical to the pre-ordered tone table $t_1$ . + +The (even number of) 1-bit subcarriers shall be paired to form 2-dimensional constellation points as input to the trellis encoder. The pairing shall be in the order that the 1-bit subcarriers appear in the pre-ordered tone ordering table $t_1$ . + +The table $b'$ shall be generated by re-ordering the entries of table $b$ according to the following rules: + +- The first $NCONEBIT/2$ entries of $b'$ shall be 0, where $NCONEBIT$ (by definition, even) is the number of subcarriers supporting 1 bit. +- The next entries of $b'$ shall be 0, corresponding to all subcarriers that support 0 bits, in order determined by the new tone table $t'$ . +- The next entries of $b'$ shall be non-zero, corresponding to the subcarriers that support two or more bits. These entries shall be in order determined by the new tone table $t'$ in conjunction with the bit allocation table $b$ . +- The last $NCONEBIT/2$ entries of $b'$ correspond to the paired 1-bit constellations (i.e., two bits per entry). + +The total number of bits $L'$ associated with bit-loading tables $b$ and $b'$ is the same: + +$$L' = \sum b'_i = \sum b_i$$ + +Calculation of tables $b'$ and $t'$ from the original tables $b$ and $t$ by subcarrier pairing and bit re-ordering processes described above is shown below. + +``` + +/*** CONSTRUCT THE TONE RE-ORDERING TABLE ***/ +/* +Tone ordering table is denoted as array 't', pre-ordered tone table is +denoted as array 't1', tone re-ordering +table is denoted as array 'tp'. The indices to these arrays are +denoted as 't_index', 't1_idx' and 'tp_index', respectively. +*/ +/* Fill out the pre-ordered tone table in case of NOI by appending the tone +of the RTS first */ +if(symbol in NOI){ + t1_idx = NSCR+1; /* Index counting the tones above the RMC */ + t1_idx_RTS = 1; /* Index counting the tones of the RMC */ + for (t_index = 1; t_index ≤ NSC; t_index++) { + tone = t[t_index]; + if(tone in RTS) + t1[t1_idx_RTS++] = tone; + else + t1[t1_idx++] = tone; + } +} + +``` + +``` + + } + } + else{ + t1_idx = 1; + for (t_index = 1; t_index ≤ NSC; t_index++) { + t1[t1_idx++] = t[t_index]; + } + } + /* +Fill out tone re-ordering table with entries of tone ordering table +but skip 1-bit tones. +*/ + tp_index = 1; + for (t_index = 1; t_index ≤ NSC; t_index++) { + tone = t1[t_index]; + bits = b[tone]; + if (bits != 1) { + tp[tp_index++] = tone; + } + } + /* +Add the 1-bit tones to the end of tone re-ordering table. +*/ + for (t_index = 1; t_index ≤ NSC; t_index++) { + tone = t1[t_index]; + bits = b[tone]; + if (bits == 1) { + tp[tp_index++] = tone; + } + } + /* RE-ORDERING THE BIT ARRAY */ + /* +The bit allocation table is denoted as array 'b' and the ordered bit +allocation table is +denoted as array 'bp'. +The indexes to these arrays are denoted as 'b_index' and bp_index', +respectively. +*/ + /* First, count the number of loaded tones and also 1-bit tones. */ + NCONEBIT = 0; /* NCONEBIT is the number of subcarriers with 1 bit */ + NCUSED = 0; /* NCUSED is the number of loaded subcarriers */ + for (all i ∈ MEDLEY set) { + if (b[i] > 0) { + NCUSED++; + } + if (b[i] == 1) { + NCONEBIT++; + } + } + /* Fill initial zero entries for unloaded tones and half the number of +1-bit tones */ + for (bp_index = 1; bp_index ≤ (NSC - (NCUSED - NCONEBIT/2)); + bp_index++) { + bp[bp_index] = 0; + } + for (tp_index = 1; tp_index ≤ NSC; tp_index++) { + tone = tp[tp_index]; + bits = b[tone]; + if (bits == 0) { + /* skip unloaded tones */ + } + if (bits == 1) { + /* pair 2 consecutive 1-bit tones and add a +single entry with 2 bits */ + } + } + +``` + +``` + + bp[bp_index++] = 2; + tp_index++; +} +if (bits > 1) { + bp[bp_index++] = bits; +} +} +} + +``` + +Figure 10-4 shows an example of tone ordering and pairing including one-bit subcarriers. + +![Figure 10-4: Example of tone ordering and pairing including one-bit subcarriers. The figure shows the transformation of tone and bit tables through various stages: initial ordering (t), bit allocation (b), pre-ordering (tl), re-ordering for one-bit subcarriers (t'), and re-ordering for zero-bit subcarriers (b'). It concludes with trellis pair mapping where bits are paired and assigned to specific subcarrier indices.](ca97ce18a835aa5a37ddd7043b51a9bf_img.jpg) + +**Tone ordering table $t$ (as determined by the receive PMD function, NSC=23)** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|------------------------|---|----|----|---|----|----|---|---|----|----|----|----|----|----|----|----|----|----|----|----|----|----|----| +| $t$ | 7 | 14 | 21 | 4 | 11 | 18 | 1 | 8 | 15 | 22 | 5 | 12 | 19 | 2 | 9 | 16 | 23 | 6 | 13 | 20 | 3 | 10 | 17 | +| $t\_index \rightarrow$ | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | + +**Bit table $b$ (determined by receive PMD function, 37 bits/symbol, natural order of subcarrier indices starting from 1)** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|----------------------------------|---|---|---|---|---|---|---|---|---|----|----|----|----|----|----|----|----|----|----|----|----|----|----| +| $b$ | 0 | 1 | 2 | 3 | 2 | 1 | 2 | 1 | 0 | 2 | 0 | 2 | 1 | 1 | 3 | 3 | 3 | 2 | 1 | 0 | 2 | 3 | 2 | +| Subcarrier indices $\rightarrow$ | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | + +**Pre-ordered tone table $tl$ (for RMC and NOI data symbol as determined by the transmit and receive FTUs, NSC=23)** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|------|---|---|---|----|----|----|---|----|----|----|----|----|----|----|----|----|----|----|----|----|----|----|----| +| $tl$ | 7 | 5 | 3 | 10 | 14 | 21 | 4 | 11 | 18 | 1 | 8 | 15 | 22 | 12 | 19 | 2 | 9 | 16 | 23 | 6 | 13 | 20 | 17 | +| | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | + +$RTS = \{3, 5, 7, 10\}$     Subcarrier indices in support of data portion of RMC symbol + $NSCR = 4$ + +**Re-ordered tone table $t'$ (moving one bit subcarriers to the end of the table)** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|------|---|---|---|----|----|---|----|----|---|----|----|----|----|----|----|----|----|----|----|----|----|----|----| +| $t'$ | 7 | 5 | 3 | 10 | 21 | 4 | 11 | 18 | 1 | 15 | 22 | 12 | 9 | 16 | 23 | 20 | 17 | 14 | 8 | 19 | 2 | 6 | 13 | +| | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | + +$RTS = \{3, 5, 7, 10\}$     Subcarriers support 0 or 2 or more bits     One-bit subcarriers + $NSCR = 4$ + +**Re-ordered Bit table $b'$ (moving 0-bit subcarriers to the beginning of the table)** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|------|---|---|---|---|---|---|---|---|---|----|----|----|----|----|----|----|----|----|----|----|-----|-----|-----| +| $b'$ | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 2 | 2 | 2 | 2 | 2 | 3 | 2 | 3 | 3 | 2 | 3 | 2 | 3 | 1+1 | 1+1 | 1+1 | +| | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | + +$NCONEBIT/2$ No. 0-bit subcarriers     Number of subcarriers with 2 or more bits     $NCONEBIT/2$ + +**Trellis pairs and bit mapping to subcarriers** + +| | | | | | | | | | | | | | | | | | | | | | | | | +|----------------------------------|---|---|--|---|----|--|----|---|--|----|----|--|----|----|--|----|---|--|----|-----|--|-----|-----| +| Bit load values $\rightarrow$ | 2 | 2 | | 2 | 2 | | 2 | 3 | | 2 | 3 | | 3 | 2 | | 3 | 2 | | 3 | 1+1 | | 1+1 | 1+1 | +| | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | | ↓ | ↓ | +| Subcarrier indices $\rightarrow$ | 7 | 5 | | 3 | 10 | | 21 | 4 | | 11 | 18 | | 15 | 22 | | 12 | 9 | | 16 | 23 | | 20 | 17 | + +Figure 10-4: Example of tone ordering and pairing including one-bit subcarriers. The figure shows the transformation of tone and bit tables through various stages: initial ordering (t), bit allocation (b), pre-ordering (tl), re-ordering for one-bit subcarriers (t'), and re-ordering for zero-bit subcarriers (b'). It concludes with trellis pair mapping where bits are paired and assigned to specific subcarrier indices. + +G.9701(14)\_F10-4 + +Figure 10-4 – Example of tone ordering and pairing including one-bit subcarriers + +NOTE 1 – In this example, tones 3, 5, 7 and 10 implement the RMC tone set (RTS). The number of tones in RTS is $NSCR=4$ . There are a total of 23 tones in the DMT symbol and 37 bits in the symbol + +NOTE 2 – The example applies to DMT symbols in the normal operation interval (NOI). The bit loadings in the RMC tone set (RTS) may be different in the RMC symbol than in the data symbols. + +NOTE 3 – In the discontinuous operation interval (DOI), the pre-ordered tone table $tl$ is identical to the original tone ordering table $t$ . + +If SRA changes the number or indices of 0-bit subcarriers or 1-bit subcarriers, tables $t'$ and $b'$ shall be recalculated from the updated table $b$ and the original table $t$ . Upon FRA, table $t'$ shall not be recalculated, and the ordering of table $b'$ shall not change (see clause 13.3.1.1). + +Trellis coding is performed according to the re-ordered bit allocation table $b'$ and re-ordered tone table $t'$ (see clause 10.2.1.3). Constellation mapping is performed according to the re-ordered tone table $t'$ , with the number of bits per subcarrier as defined by the original bit allocation table $b$ . + +(see clause 10.2.1.4). + +Following reception of the tables $br$ and $gr$ , the transmit FTU shall calculate, according the same rules described above for the table $b$ and $g$ , a re-ordered bit allocation table $br'$ and a re-ordered tone table $tr'$ from the original tables $br$ and first $NSCR$ entries of the pre-ordered table $t_1$ . During the RMC symbol, trellis coding of the $L_{RMC}$ RMC bits is performed according to the re-ordered bit allocation table $br'$ and a re-ordered tone table $tr'$ . Constellation mapping is performed according to the re-ordered tone table $tr'$ , with the number of bits per subcarrier as defined by the original bit allocation table $br$ (see clause 10.2.1.4). + +Both the transmit and the receive FTUs shall also calculate, according the same rules described above for the table $b$ and $g$ , a re-ordered bit allocation table $bd'$ and a re-ordered tone table $td'$ from the original tables $b$ and last $NSC-NSCR$ entries of table $t_1$ . During the RMC symbol, trellis coding of the $L_{DR}$ data bits is performed according to the re-ordered bit allocation table $bd'$ and a re-ordered tone table $td'$ . Constellation mapping is performed according to the re-ordered tone table $td'$ , with the number of bits per subcarrier as defined by the original bit allocation table $b$ (see clause 10.2.1.4). + +#### 10.2.1.3 Trellis coding + +The trellis encoder shall use block processing of Wei's 16-state 4-dimensional trellis code (see Figure 10-7). + +For data symbols, the $L_D$ bits associated with a normal data frame shall be loaded onto one data symbol. Trellis encoder encodes the incoming $L_D$ bits into $L_D'$ bits, matching the re-ordered bit allocation table $b'$ . The values of $L_D$ and $L_D'$ relate as: + +$$L_D' = \sum b_i' = \sum b_i = L_D + \text{ceiling} \left( \frac{NCUSED - \frac{NCONEBIT}{2}}{2} \right) + 4$$ + +where $NCUSED$ is the number of subcarriers actually used for data transmission (with $b_i > 0$ ). The added 4 bits are to return the trellis to the zero state at the end of the symbol, as described in clause 10.2.1.3.2. The ratio $(L_D' - L_D)/L_D$ determines the overhead introduced by the trellis code. + +For RMC symbols, the $L_R$ bits associated with an RMC data frame shall be loaded onto one RMC symbol. Trellis encoder first encodes the incoming $L_{RMC}$ bits that carry the RMC data into $L_{RMC}'$ bits, matching the re-ordered bit allocation table $b_{RMC}'$ . + +The values of $L_{RMC}$ and $L_{RMC}'$ relate as: + +$$L_{RMC}' = \sum b_{RMC-i}' = \sum b_{RMC-i} = L_{RMC} + \text{ceiling} \left( \frac{NCUSED_{RMC} - \frac{NCONEBIT}{2}}{2} \right) + 4$$ + +where $NCUSED_{RMC}$ is the number of subcarriers actually used for transmission of RMC bits (with $b_{RMC-i} > 0$ ), and $b_{RMC-i}$ is the bit allocation on the RMC subcarriers. The added 4 bits are to return the trellis to the zero state at the end of the RMC part of the RMC symbol. + +NOTE – $b_{RMC}$ is referred to as $b_r$ in clause 10.2.1.2. + +Further, the trellis encoder encodes the incoming $L_{DR}$ bits into $L_{DR}'$ bits, matching the re-ordered bit allocation table $b_{DR}'$ . If the number of non-zero entries in $b_{DR}'$ is greater or equal to 4, the values of $L_{DR}$ and $L_{DR}'$ relate as: + +$$L_{DR}' = \sum b_{DR-i}' = \sum b_{DR-i} = L_{DR} + \text{ceiling} \left( \frac{NCUSED_{DR} - \frac{NCONEBIT}{2}}{2} \right) + 4$$ + +where $NCUSED_{DR}$ is the number of subcarriers actually used for transmission of DTU data bits (with $b_{DR-i} > 0$ ), and $b_{DR-i}$ is the bit allocation on the DTU subcarriers of RMC symbol. The added four bits are to return the trellis to the zero state at the end of the DTU data part of the RMC symbol. + +If the number of non-zero entries in $b_{DR}'$ is less than 4, $L_{DR}'$ and $L_{DR}$ shall be set to 0 and the subcarriers corresponding to the non-zero entries shall carry a vendor discretionary point of any constellation selected from the set defined in clause 10.2.1.4.2 with an average power not greater than the average power of the constellation of the NOI data symbols for the given subcarrier. The average power of the selected constellation may be 0, i.e., the value ( $X = 0, Y = 0$ ) is transmitted. + +NOTE – $b_{DR}$ is referred to as $b_d$ in clause 10.2.1.2. + +##### 10.2.1.3.1 Bit extraction + +###### 10.2.1.3.1.1 Data symbols + +After tone ordering, bits of the data frame after padding (reference point A in Figure 10-5) shall be extracted in sequential order according to the re-ordered bit allocation table $b'$ . The first bit of the data frame shall be extracted first. Because of the 4-dimensional nature of the code, the extraction is based on pairs of consecutive $b'$ entries. Furthermore, due to the constellation expansion associated with trellis coding, the bit allocation table $b'$ specifies the number of coded bits per subcarrier, which can be any integer from two to 12, 13 or 14 (based on the "FTU-O maximum bit loading" and "FTU-R maximum bit loading" capability indicated during initialization in the O-MSG 1 and R-MSG 2 messages for the FTU-O and FTU-R, respectively). + +Trellis coding shall be performed on pairs of consecutive $b'$ values. If the number of non-zero entries in the $b'$ table is even, trellis coding shall start with the first non-zero entry in the $b'$ table. If the number of non-zero entries in the $b'$ table is odd, trellis coding shall start from a zero entry preceding the first non-zero entry in table $b'$ (to make an integer number of pairs). + +NOTE – An FRA procedure may result in 0-bit subcarriers that are not at the beginning of the re-ordered bit allocation table; in this case, trellis coding uses only the non-zero entries following the determined starting entry. + +For a given pair of consecutive $b'$ values $(x, y)$ , $x + y - 1$ bits (reflecting a constellation expansion of one bit per four dimensions, or one half bit per subcarrier) are extracted from the data frame buffer, except for the last two 4-dimensional elements. These $z = x + y - 1$ bits ( $t_z, t_{z-1}, \dots, t_1$ ) are used to form the binary word $u$ as shown in Table 10-2. Refer to clause 10.2.1.3.2 for the reason behind the special form of the word $u$ for the case $x = 0, y > 1$ . + +**Table 10-2 – Forming the binary word $u$** + +| Condition | Binary word/comment | +|---------------------------------------------------------------------|--------------------------------------------------------| +| $x > 1, y > 1$ | $u = (t_z, t_{z-1}, \dots, t_1)$ (Note) | +| $x = 1, y \geq 1$ | Condition not allowed. | +| $x = 0, y > 1$ | $u = (t_z, t_{z-1}, \dots, t_2, 0, t_1, 0)$ (Note) | +| $x = 0, y = 0$ | Bit extraction not necessary, no data bits being sent. | +| $x = 0, y = 1$ | Condition not allowed. | +| NOTE – $t_1$ is the first bit extracted from the data frame buffer. | | + +The last two 4-dimensional elements in each symbol, and at the end of the RMC part of an RMC symbol, shall be chosen to force the convolutional encoder state to the zero state. For each of these symbols, the two LSBs of $u$ are predetermined, and only $(x + y - 3)$ bits shall be extracted from the data frame buffer and shall be allocated to $(t_z, t_{z-1}, \dots, t_4, t_3)$ . + +NOTE – The above requirements imply a minimum size of the $b'$ table of four non-zero entries. The minimum number of non-zero entries in the corresponding $b$ table could be higher. + +###### 10.2.1.3.1.2 RMC symbols + +Bits of the RMC portion of the RMC data frame after padding shall be extracted in sequential order according to the re-ordered bit allocation table $b_{RMC}'$ . The first bit of the RMC portion of the RMC data frame shall be extracted first. The extraction is based on pairs of consecutive $b_{RMC}'$ entries. Furthermore, due to the constellation expansion associated with trellis coding, the bit allocation table $b_{RMC}'$ specifies the number of coded bits per subcarrier of the RMC portion of the RMC symbol. + +Trellis coding shall be performed on pairs of consecutive $b_{RMC}'$ values. If the number of non-zero entries in the $b_{RMC}'$ table is even, trellis coding shall start with the first non-zero entry in the $b_{RMC}'$ table. If the number of non-zero entries in the $b_{RMC}'$ table is odd, trellis coding shall start from a zero entry preceding the first non-zero entry in table $b_{RMC}'$ (to make an integer number of pairs). + +Bits of the DTU part of the RMC data frame after padding shall be extracted in sequential order according to the re-ordered bit allocation table $b_{DR}'$ . The rules of extraction are the same as for the RMC portion. + +##### 10.2.1.3.2 Bit conversion + +The binary word $u = (u_z, u_{z-1}, \dots, u_1)$ constructed from bits $(t_z, t_{z-1}, \dots, t_1)$ extracted LSB first from the data frame buffer as defined in Table 10-2 is converted into two binary words: $v = (v_{z'-y}, \dots, v_0)$ and $w = (w_{y-1}, \dots, w_0)$ , which are both inserted LSB first in the encoded data buffer and used to look up constellation points in the constellation mapper (see Figure 10-5). + +![Figure 10-5: Bit conversion by trellis encoder. The diagram shows the flow of bits from a 'Data frame buffer (L_D bits)' through a 'Trellis encoder' to an 'Encoded data buffer (L_D bits)', and finally to a 'Constellation mapper'. The input buffer contains bits (t_z, t_{z-1}, ..., t_1) and (u_z, u_{z-1}, ..., u_1). The trellis encoder outputs two binary words: (w_{y-1}, w_{y-2}, ..., w_0) and (v_{z'-y}, ..., v_0). Reference points A and B are marked at the input and output of the trellis encoder respectively. The diagram is labeled G.9701(14)_F10-5.](912a57b374babddd0201eecb2e9e1e4b_img.jpg) + +Figure 10-5: Bit conversion by trellis encoder. The diagram shows the flow of bits from a 'Data frame buffer (L\_D bits)' through a 'Trellis encoder' to an 'Encoded data buffer (L\_D bits)', and finally to a 'Constellation mapper'. The input buffer contains bits (t\_z, t\_{z-1}, ..., t\_1) and (u\_z, u\_{z-1}, ..., u\_1). The trellis encoder outputs two binary words: (w\_{y-1}, w\_{y-2}, ..., w\_0) and (v\_{z'-y}, ..., v\_0). Reference points A and B are marked at the input and output of the trellis encoder respectively. The diagram is labeled G.9701(14)\_F10-5. + +Figure 10-5 – Bit conversion by trellis encoder + +The binary word $v$ shall be input first to the constellation mapper, LSB first, followed by the binary word $w$ , also LSB first (reference point B in Figure 10-5). + +NOTE – For convenience of description, the constellation mapper identifies these $x$ and $y$ bits with a label whose binary representation is $(v_{b-1}, v_{b-2}, \dots, v_1, v_0)$ . The same constellation mapping rules apply to both the $v$ (with $b = x$ ) and the $w$ (with $b = y$ ) vector generated by the trellis encoder (see clause 10.2.1.4.1). + +For the usual case of $x > 1$ and $y > 1$ , $z' = z = x + y - 1$ , and binary words $v$ and $w$ contain $x$ and $y$ bits, respectively. The bits $(u_3, u_2, u_1)$ determine $(v_1, v_0)$ and $(w_1, w_0)$ and the remaining bits of $v$ and $w$ are obtained, respectively, from the LSBs and MSBs of the word $(u_z, u_{z-1}, \dots, u_4)$ , according to Figure 10-6, i.e., if $x > 1$ and $y > 1$ , $v = (u_{z'-y+2}, u_{z'-y+1}, \dots, u_4, v_1, v_0)$ and $w = (u_z, u_{z-1}, \dots, u_{z'-y+3}, w_1, w_0)$ . + +For the special case of $x = 0$ and $y > 1$ , $z' = z + 2 = y + 1$ , $v = (v_1, v_0) = (0, 0)$ and $w = (w_{y-1}, \dots, w_0)$ . + +The convolutional encoder shown in Figure 10-6 is a systematic encoder (i.e., $u_1$ and $u_2$ are passed through unchanged) as shown in Figure 10-7. The convolutional encoder state $(S_3, S_2, S_1, S_0)$ is used to label the states of the trellis shown in Figure 10-9. At the beginning of a symbol, the convolutional encoder state shall be initialized to $(0, 0, 0, 0)$ . + +In order to force the final state of the convolutional encoder to the zero state $(0, 0, 0, 0)$ , the two LSBs $u_1$ and $u_2$ of the final two 4-dimensional elements in the symbol are constrained to $u_1 = S_1 \oplus S_3$ , and $u_2 = S_2$ . + +For data symbols, the convolutional encoder state shall be terminated to $(0, 0, 0, 0)$ only once at the end of the data frame (i.e., symbol). For RMC symbols, the convolutional encoder state shall be terminated to $(0, 0, 0, 0)$ twice: first at the end of the RMC frame, and second at the end of the user data part, i.e., at the end of the symbol. + +![Figure 10-6 – Conversion of u to v and w](050e982c5a050f0d6bc92975d0ba27ab_img.jpg) + +This diagram illustrates the bit mapping and encoding process. On the left, input bits $u_{z'}$ down to $u_1$ are shown. Bits $u_{z'}$ through $u_{z'-y+3}$ pass directly to outputs $w_{y-1}$ through $w_2$ . Bits $u_{z'-y+2}$ and $u_{z'-y+1}$ pass to $v_{z'-y}$ and $v_{z'-y-1}$ . Bit $u_4$ passes to $v_2$ . Bits $u_2$ and $u_1$ enter a 'Convolutional encoder' block, which outputs $u_2, u_1, u_0$ . These, along with $u_3$ , enter a logic block defined by the following equations: + $v_1 = u_1 \oplus u_3$ + $v_0 = u_3$ + $w_1 = u_0 \oplus u_1 \oplus u_2 \oplus u_3$ + $w_0 = u_2 \oplus u_3$ +The final outputs are $v_1, v_0, w_1, w_0$ . The diagram is labeled G.9701(14)\_F10-6. + +Figure 10-6 – Conversion of u to v and w + +**Figure 10-6 – Conversion of $u$ to $v$ and $w$** + +![Figure 10-7 – Convolutional encoder: Finite state machine representation](2b00743506f6a3bbd17af764162dc76d_img.jpg) + +This diagram shows the internal structure of the convolutional encoder. Inputs $u_2$ and $u_1$ are processed through a series of delay elements (labeled D) and XOR gates (labeled with a plus sign in a circle). There are four delay elements representing states $S_2, S_1, S_3, S_0$ . The output of the circuit is $u_0$ . The diagram is labeled G.9701(14)\_F10-7. + +Figure 10-7 – Convolutional encoder: Finite state machine representation + +**Figure 10-7 – Convolutional encoder: Finite state machine representation** + +##### 10.2.1.3.3 Coset partitioning and trellis diagram (informative) + +In a trellis coded modulation system, the expanded constellation may be labelled and partitioned into subsets ("cosets") using a technique called mapping by set-partitioning. The 4-dimensional cosets in Wei's code can each be written as the union of two Cartesian products of two 2-dimensional cosets. + +For example, $C_4^0 = (C_2^0 \times C_2^0) \cup (C_2^3 \times C_2^3)$ . The four constituent 2-dimensional cosets, denoted by 0, 1, 2 and 3 for $C_2^0, C_2^1, C_2^2, C_2^3$ , respectively, are shown in Figure 10-8. + +The constellation mapping ensures that the two LSBs of a constellation point comprise the index $i$ of the 2-dimensional coset $C_2^i$ in which the constellation point lies. The bits $(v_1, v_0)$ and $(w_1, w_0)$ are in fact the binary representations of this index. + +The three bits $(u_2, u_1, u_0)$ are used to select one of the eight possible 4-dimensional cosets. The eight cosets are labelled $C_4^i$ where $i$ is the integer with binary representation $(u_2, u_1, u_0)$ . The additional bit $u_3$ (see Figure 10-6) determines which one of the two Cartesian products of 2-dimensional cosets is chosen from the 4-dimensional coset. The relationship is shown in Table 10-3. The bits $(v_1, v_0)$ and $(w_1, w_0)$ are computed from $(u_3, u_2, u_1, u_0)$ using the linear equations given in Figure 10-6. + +![Figure 10-8: Mapping of 2-dimensional cosets. The figure shows a 2D coordinate system with x and y axes. The space is divided into four quadrants by the axes. Each quadrant contains a 4x4 grid of numbers. The top-left quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The top-right quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The bottom-left quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The bottom-right quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2).](0f4879d336bad8b1801dee947a7dc617_img.jpg) + +Figure 10-8: Mapping of 2-dimensional cosets. The figure shows a 2D coordinate system with x and y axes. The space is divided into four quadrants by the axes. Each quadrant contains a 4x4 grid of numbers. The top-left quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The top-right quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The bottom-left quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). The bottom-right quadrant has rows: (1 3 1 3), (0 2 0 2), (1 3 1 3), (0 2 0 2). + +Figure 10-8 – Mapping of 2-dimensional cosets + +Table 10-3 – Relation between 4-dimensional and 2-dimensional cosets + +| 4-D coset | $u_3$ | $u_2$ | $u_1$ | $u_0$ | $v_1$ | $v_0$ | $w_1$ | $w_0$ | 2-D cosets | +|-----------|-------|-------|-------|-------|-------|-------|-------|-------|----------------------| +| $C_4^0$ | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | $C_2^0 \times C_2^0$ | +| | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | $C_2^3 \times C_2^3$ | +| $C_4^4$ | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | $C_2^0 \times C_2^3$ | +| | 1 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | $C_2^3 \times C_2^0$ | +| $C_4^2$ | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 0 | $C_2^2 \times C_2^2$ | +| | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | $C_2^1 \times C_2^1$ | +| $C_4^6$ | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | $C_2^2 \times C_2^1$ | +| | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 0 | $C_2^1 \times C_2^2$ | +| $C_4^1$ | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 0 | $C_2^0 \times C_2^2$ | +| | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | $C_2^3 \times C_2^1$ | +| $C_4^5$ | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | $C_2^0 \times C_2^1$ | +| | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | $C_2^3 \times C_2^2$ | +| $C_4^3$ | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | $C_2^2 \times C_2^0$ | +| | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | $C_2^1 \times C_2^3$ | +| $C_4^7$ | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | $C_2^2 \times C_2^3$ | +| | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 0 | $C_2^1 \times C_2^0$ | + +![Figure 10-9 – Trellis diagram. A trellis diagram showing state transitions between two columns of 16 states each. The left column is labeled (S3, S2, S1, S0) and the right column is labeled (T3, T2, T1, T0). States are indexed 0-15. Each state in the left column is connected to every state in the right column by a branch. The branches are labeled with 4-digit coset identifiers. The diagram is a dense web of lines representing all possible transitions.](9dc88fb2c48bc64047fc3e79814f1d47_img.jpg) + +G.9701(14)\_F10-9 + +Figure 10-9 – Trellis diagram. A trellis diagram showing state transitions between two columns of 16 states each. The left column is labeled (S3, S2, S1, S0) and the right column is labeled (T3, T2, T1, T0). States are indexed 0-15. Each state in the left column is connected to every state in the right column by a branch. The branches are labeled with 4-digit coset identifiers. The diagram is a dense web of lines representing all possible transitions. + +**Figure 10-9 – Trellis diagram** + +Figure 10-9 shows the trellis diagram based on the finite state machine shown in Figure 10-7 and the one-to-one correspondence between $(u_2, u_1, u_0)$ and the 4-dimensional cosets. In Figure 10-9, $S = (S_3, S_2, S_1, S_0)$ represents the current state, while $T = (T_3, T_2, T_1, T_0)$ represents the next state in the finite state machine. State $S$ is connected to $T$ in the trellis diagram by a branch determined by the values of $u_2$ and $u_1$ . The branch is labelled with the 4-dimensional coset specified by the values of $u_2, u_1$ (and $u_0 = S_0$ , see Figure 10-7). To make the trellis diagram more readable, the indices of the 4-dimensional coset labels are listed next to the starting and end points of the branches, rather than + +on the branches themselves. The leftmost label corresponds to the uppermost branch for each state. The trellis diagram may be used when decoding the trellis code by the Viterbi algorithm. + +#### 10.2.1.4 Constellation mapper + +The constellation mapper maps a set of bits to a constellation point. For each symbol, $L'$ bits shall be extracted from the encoded data buffer (see Figure 10-5, reference point B) as defined in clause 10.2.1.4.1. The extracted bits shall be mapped to constellation points as defined in clause 10.2.1.4.2. + +##### 10.2.1.4.1 Bit extraction + +The bit extraction mechanism described in this clause is applicable only for RMC symbols and data symbols (during showtime); for other types of symbols, see clause 10.2.2. Groups of bits shall be extracted from the incoming data frames or from a pseudo random binary sequence (PRBS) generator for mapping to individual subcarriers, based on the subcarrier order defined by the re-ordered tone table $t'$ (see clause 10.2.1.2). + +For each subcarrier $i$ of the MEDLEY set with $b_i > 0$ , the mapper shall extract $b = b_i$ bits from the data frame. The number of bits extracted for each subcarrier is determined by the original bit allocation table $b$ . The set of $b$ extracted bits shall be represented as a binary word $(v_{b-1} v_{b-2} \dots v_1 v_0)$ , where the first bit extracted shall be $v_0$ , the LSB. The encoder shall select a point $(X, Y)$ from the constellation based on the $b$ -bit word $(v_{b-1} v_{b-2} \dots v_1 v_0)$ as defined in clause 10.2.1.4.2. + +For each subcarrier of the MEDLEY set with $b_i = 0$ (monitored tones, pilot tones, and subcarrier with $g_i=0$ , see Table 10-5), no bits shall be extracted from the data frame. Instead, for each of those subcarriers, the encoder shall extract $b = 2$ bits $(v_1 v_0)$ from the PRBS generator, where the first bit extracted (LSB) shall be $v_0$ . For the pilot tone subcarrier(s), the bits extracted from the PRBS generator shall be overwritten by bits 00 (i.e., the two bits from the PRBS generator are effectively ignored). + +The output bits $d_n$ of the PRBS generator shall be defined by: + +$$\begin{aligned} d_n &= 1 \text{ for } n=1 \text{ to } n=23 \text{ and} \\ d_n &= d_{n-18} \oplus d_{n-23} \text{ for } n > 23. \end{aligned}$$ + +The PRBS generator shall be restarted at the symbol with index 0 of the first logical frame of each superframe. The index $n$ is incremented by one after each bit extraction from the PRBS generator. Upon the restart of the PRBS, $d_1$ shall be the first bit extracted, followed by $d_2$ , $d_3$ , etc. For each symbol position of the NOI and DOI interval except the positions in the *TA* interval, the sync symbol position, and symbol positions outside of *TBUDGET*, the number of bits extracted from the PRBS generator shall be twice the number of subcarriers in the MEDLEY set with $b_i=0$ that would be needed if the symbol position contains a data symbol or an RMC symbol with the respective bit loading table. No bits shall be extracted from the PRBS generator during sync symbols (see clause 10.2.2.1). + +For subcarriers that are not in the MEDLEY set ( $b_i = 0$ by definition), no bits shall be extracted from the encoded data buffer and no bits shall be extracted from the PRBS generator. Instead, the constellation mapper may select a vendor-discretionary $(X, Y)$ point (which may change from symbol to symbol and which does not necessarily coincide with any of the constellation points defined in this Recommendation). + +##### 10.2.1.4.2 Constellations + +The defined algorithmic constellation mapper shall be used to construct subcarrier quadrature amplitude modulation (QAM) constellations with a minimum number of bits equal to one and a maximum number of bits equal to 12, 13 or 14 (based on the "FTU-O maximum bit loading" and "FTU-R maximum bit loading" capability indicated during initialization in the O-MSG 1 and R-MSG 2 messages for the FTU-O and FTU-R, respectively). + +NOTE – Supporting a maximum bit loading of 13 or 14 may lead to increased power consumption at the transmitter or the receiver or both relative to supporting a maximum bit loading of 12. + +The constellation points are denoted $(X, Y)$ . The valid values of $X$ and $Y$ are odd integers $\pm 1, \pm 3, \pm 5$ , etc. For convenience of illustration, each constellation point in Figure 10-10 through Figure 10-14 is labelled by an integer whose unsigned binary representation is $(v_{b-1} v_{b-2} \dots v_1 v_0)$ . + +###### 10.2.1.4.2.1 Even values of $b$ + +For even values of $b$ , the values $X$ and $Y$ of the constellation point $(X, Y)$ shall be determined from extracted set of the $b$ bits $(v_{b-1}, v_{b-2}, \dots, v_1, v_0)$ as follows. The values $X$ and $Y$ shall be odd integers with two's complement binary representations $(v_{b-1} v_{b-3} \dots v_1 1)$ and $(v_{b-2} v_{b-4} \dots v_0 1)$ , respectively. The MSBs, $v_{b-1}$ and $v_{b-2}$ , shall be the sign bits for $X$ and $Y$ , respectively. Figure 10-10 shows example constellations for $b = 2$ and $b = 4$ . + +![Figure 10-10 shows two constellation diagrams. The left diagram is for b=2, showing four points labeled 0, 1, 2, 3 at coordinates (+1, +1), (+1, -1), (-1, -1), and (-1, +1) respectively. The right diagram is for b=4, showing a 4x4 grid of points labeled 0 through 15. The x-axis and y-axis have tick marks at -3, -1, 1, and 3. The points are arranged in a square grid with labels following a specific pattern: top row (9, 11, 1, 3), second row (8, 10, 0, 2), third row (13, 15, 5, 7), fourth row (12, 14, 4, 6).](71b27fa0ca760ce920d8fa6561ced693_img.jpg) + +Figure 10-10 shows two constellation diagrams. The left diagram is for b=2, showing four points labeled 0, 1, 2, 3 at coordinates (+1, +1), (+1, -1), (-1, -1), and (-1, +1) respectively. The right diagram is for b=4, showing a 4x4 grid of points labeled 0 through 15. The x-axis and y-axis have tick marks at -3, -1, 1, and 3. The points are arranged in a square grid with labels following a specific pattern: top row (9, 11, 1, 3), second row (8, 10, 0, 2), third row (13, 15, 5, 7), fourth row (12, 14, 4, 6). + +Figure 10-10 – Constellation labels for $b = 2$ and $b = 4$ + +NOTE – The 4-bit constellation may be obtained from the 2-bit constellation by replacing each label $n$ by the $2 \times 2$ block of labels: + +$$\begin{matrix} 4n+1 & 4n+3 \\ 4n & 4n+2 \end{matrix}$$ + +The same procedure may be used to construct the larger even-bit constellations recursively. All the constellations defined for even values of $b$ are square in shape. + +###### 10.2.1.4.2.2 Odd values of $b$ + +Figure 10-11 shows the constellation for the case $b = 1$ . + +![Figure 10-11 shows a 1-bit constellation diagram. It has two points labeled 0 and 1. Point 0 is at (+1, +1) and point 1 is at (-1, -1). The axes have tick marks at -1 and 1.](a0f744b6af93fda0c3f0978e8ce96ba1_img.jpg) + +Figure 10-11 shows a 1-bit constellation diagram. It has two points labeled 0 and 1. Point 0 is at (+1, +1) and point 1 is at (-1, -1). The axes have tick marks at -1 and 1. + +Figure 10-11 – Constellation labels for $b = 1$ + +The $NCONEBIT/2$ 2-bit words generated by the trellis encoder shall be mapped on two 1-bit subcarriers using the same labelling for 1-bit constellations as described above. An example for mapping of a 2-bit word $(v_1 v_0)$ for $v_0 = 1$ and $v_1 = 0$ is shown in Figure 10-12. + +![Diagram showing the combination of two 1-bit constellations. The first constellation (v0=1) has axes X1 and Y1, with a solid dot at (-1, -1) and an open circle at (1, 1). The second constellation (v1=0) has axes X2 and Y2, with a solid dot at (1, 1) and an open circle at (-1, -1). The result is labeled (v1 v0 = (0 1)). A small text 'G.9701(14)_F10-12' is present.](1c356032f49001c090473e76823759c4_img.jpg) + +Diagram showing the combination of two 1-bit constellations. The first constellation (v0=1) has axes X1 and Y1, with a solid dot at (-1, -1) and an open circle at (1, 1). The second constellation (v1=0) has axes X2 and Y2, with a solid dot at (1, 1) and an open circle at (-1, -1). The result is labeled (v1 v0 = (0 1)). A small text 'G.9701(14)\_F10-12' is present. + +**Figure 10-12 – Combination of a pair of 1-bit constellations to build a 2-bit constellation** + +Figure 10-13 shows the constellation for the case $b = 3$ . + +![Constellation diagram for b=3. It shows 8 points labeled 0-7 on a coordinate plane. Point 0 is at (1, 1), point 1 is at (1, -1), point 2 is at (-1, -1), point 3 is at (-1, 1), point 4 is at (-3, -3), point 5 is at (-3, -1), point 6 is at (-1, -3), and point 7 is at (-3, 1). There are also labels +3, +1, -1, -3 on the axes.](9600eb9b09749d5b8a30898a75407ac8_img.jpg) + +Constellation diagram for b=3. It shows 8 points labeled 0-7 on a coordinate plane. Point 0 is at (1, 1), point 1 is at (1, -1), point 2 is at (-1, -1), point 3 is at (-1, 1), point 4 is at (-3, -3), point 5 is at (-3, -1), point 6 is at (-1, -3), and point 7 is at (-3, 1). There are also labels +3, +1, -1, -3 on the axes. + +**Figure 10-13 – Constellation labels for $b = 3$** + +For odd values of $b$ that are greater than three, the two MSBs of $X$ and the two MSBs of $Y$ shall be determined by the five MSBs of the $b$ bits ( $v_{b-1} v_{b-2} \dots v_1 v_0$ ). Let $c = (b+1)/2$ , then $X$ and $Y$ shall have the two's complement binary representations ( $X_c X_{c-1} v_{b-4} v_{b-6} \dots v_3 v_1 1$ ) and ( $Y_c Y_{c-1} v_{b-5} v_{b-7} \dots v_2 v_0 1$ ), where $X_c$ and $Y_c$ are the sign bits of $X$ and $Y$ respectively. The relationship between $X_c, X_{c-1}, Y_c, Y_{c-1}$ , and $(v_{b-1} v_{b-2} \dots v_{b-5})$ shall be as shown in Table 10-4. + +**Table 10-4 – Determining the top two bits of X and Y** + +| $v_{b-1} v_{b-2} \dots v_{b-5}$ | $X_c X_{c-1}$ | $Y_c Y_{c-1}$ | $v_{b-1} v_{b-2} \dots v_{b-5}$ | $X_c X_{c-1}$ | $Y_c Y_{c-1}$ | +|---------------------------------|---------------|---------------|---------------------------------|---------------|---------------| +| 0 0 0 0 0 | 0 0 | 0 0 | 1 0 0 0 0 | 0 1 | 0 0 | +| 0 0 0 0 1 | 0 0 | 0 0 | 1 0 0 0 1 | 0 1 | 0 0 | +| 0 0 0 1 0 | 0 0 | 0 0 | 1 0 0 1 0 | 1 0 | 0 0 | +| 0 0 0 1 1 | 0 0 | 0 0 | 1 0 0 1 1 | 1 0 | 0 0 | +| 0 0 1 0 0 | 0 0 | 1 1 | 1 0 1 0 0 | 0 0 | 0 1 | +| 0 0 1 0 1 | 0 0 | 1 1 | 1 0 1 0 1 | 0 0 | 1 0 | +| 0 0 1 1 0 | 0 0 | 1 1 | 1 0 1 1 0 | 0 0 | 0 1 | +| 0 0 1 1 1 | 0 0 | 1 1 | 1 0 1 1 1 | 0 0 | 1 0 | +| 0 1 0 0 0 | 1 1 | 0 0 | 1 1 0 0 0 | 1 1 | 0 1 | +| 0 1 0 0 1 | 1 1 | 0 0 | 1 1 0 0 1 | 1 1 | 1 0 | + +**Table 10-4 – Determining the top two bits of X and Y** + +| $v_{b-1} v_{b-2}...v_{b-5}$ | $X_c X_{c-1}$ | $Y_c Y_{c-1}$ | $v_{b-1} v_{b-2}...v_{b-5}$ | $X_c X_{c-1}$ | $Y_c Y_{c-1}$ | +|-----------------------------|---------------|---------------|-----------------------------|---------------|---------------| +| 0 1 0 1 0 | 1 1 | 0 0 | 1 1 0 1 0 | 1 1 | 0 1 | +| 0 1 0 1 1 | 1 1 | 0 0 | 1 1 0 1 1 | 1 1 | 1 0 | +| 0 1 1 0 0 | 1 1 | 1 1 | 1 1 1 0 0 | 0 1 | 1 1 | +| 0 1 1 0 1 | 1 1 | 1 1 | 1 1 1 0 1 | 0 1 | 1 1 | +| 0 1 1 1 0 | 1 1 | 1 1 | 1 1 1 1 0 | 1 0 | 1 1 | +| 0 1 1 1 1 | 1 1 | 1 1 | 1 1 1 1 1 | 1 0 | 1 1 | + +![Figure 10-14 – Constellation labels for b = 5. A 2D grid showing points labeled 0-31. The X-axis has values -5, -3, -1, +1, +3, +5. The Y-axis has values -5, -3, -1, +1, +3, +5.](866fcbc64481d17a7762cb4aaec1ba8e_img.jpg) + +Figure 10-14 shows the constellation for the case $b = 5$ . + +| | | | | | | +|--------------|--------------|--------------|-------------|------------|-------------| +| 24: (-3, 5) | 26: (-1, 5) | 20: (1, 5) | 22: (3, 5) | | | +| 19: (-5, 3) | 9: (-3, 3) | 11: (-1, 3) | 1: (1, 3) | 3: (3, 3) | 17: (5, 3) | +| 18: (-5, 1) | 8: (-3, 1) | 10: (-1, 1) | 0: (1, 1) | 2: (3, 1) | 16: (5, 1) | +| 31: (-5, -1) | 13: (-3, -1) | 15: (-1, -1) | 5: (1, -1) | 7: (3, -1) | 29: (5, -1) | +| 30: (-5, -3) | 12: (-3, -3) | 14: (-1, -3) | 4: (1, -3) | 6: (3, -3) | 28: (5, -3) | +| 25: (-3, -5) | 27: (-1, -5) | 21: (1, -5) | 23: (3, -5) | | | + +**Figure 10-14 – Constellation labels for $b = 5$** + +Figure 10-14 – Constellation labels for b = 5. A 2D grid showing points labeled 0-31. The X-axis has values -5, -3, -1, +1, +3, +5. The Y-axis has values -5, -3, -1, +1, +3, +5. + +NOTE – The 7-bit constellation may be obtained from the 5-bit constellation by replacing each label n by the $2 \times 2$ block of labels: + +| | | +|--------|--------| +| $4n+1$ | $4n+3$ | +| $4n$ | $4n+2$ | + +The same procedure may then be used to construct the larger odd-bit constellations recursively. + +### 10.2.1.5 Constellation point scaling + +Constellation points shall be scaled to normalize their average power, to achieve a frequency-dependent transmit PSD, and to adjust the transmit power of each individual subcarrier. + +For subcarriers in the MEDLEY set, each constellation point $(X_i, Y_i)$ , corresponding to the complex value $X_i + jY_i$ at the output of the constellation mapper, shall be scaled by the power-normalization factor $\chi(b_i)$ , the gain adjuster $g_i$ , and a frequency-domain spectrum shaping coefficient $tss_i$ . After scaling each constellation point is a complex number $Z_i$ , defined as: + +$$Z_i = g_i \times tss_i \times \chi(b_i) \times (X_i + jY_i).$$ + +NOTE – The above scaling components are for description purposes and independent of the actual implementation. For example, a vendor may collapse $g_i$ , $tss_i$ and $\chi_i$ into one transmit multiplier in the transceiver implementation. + +--- + +112 Rec. ITU-T G.9701 (03/2019) + +For non-MEDLEY subcarriers from the SUPPORTEDCARRIERS set, if used, the same scaling rules shall be applied, while the constellation points are generated by using a vendor discretionary selection from the set defined in clause 10.2.1.4.2. + +##### 10.2.1.5.1 Power normalization + +For subcarriers in the MEDLEY set, the values ( $X$ , $Y$ ) shall be scaled such that all constellations, regardless of size, have the same average power. The required scaling, $\chi(b_i)$ , is a function only of the constellation size. + +For non-MEDLEY subcarriers from the SUPPORTEDCARRIERS set, if used, the same average power or lower shall apply. + +##### 10.2.1.5.2 Gain adjuster + +The gain adjuster $g_i$ is intended for adjustment of the transmit power of each subcarrier, which may be used for PSD adjustments, to adjust the signal-to-noise ratio (SNR) margin for some or all subcarriers, or turn the subcarrier off to prevent unnecessary crosstalk. + +The $g_i$ values in dB shall be defined as the $20 \times \log_{10}(g_i)$ . The values of $g_i$ for all MEDLEY subcarriers shall be assigned during the initialization, as described in clause 12.3.3 and stored in the bits-and-gains table specified in clause 10.2.1.2 ( $b_i$ and $g_i$ values). + +The $g_i$ settings (in the bits-and-gains table) shall comply with the following requirements: + +- If $b_i > 0$ , then $g_i$ shall be one (linear scale) in the downstream direction and $[-30, 0]$ (dB) range in the upstream direction. +- If $b_i = 0$ , then $g_i$ shall be either equal to zero (linear scale) or in the same range as for $b_i > 0$ . +- During initialization the value of $g_i$ is one (linear scale) in both upstream and downstream (initialization PSD shaping is determined by the $tss_i$ ). +- During the showtime, the upstream $g_i$ values may also be updated via an OLR procedure described in clause 11.2.2.5. + +For subcarriers not in the MEDLEY set, the valid range of $g_i$ is the same as for subcarriers in MEDLEY set (see Table 10-5, clause 10.2.1.5.4). + +##### 10.2.1.5.3 Frequency-domain transmit spectrum shaping ( $tss_i$ ) + +The PSD shaping mechanism, both in the upstream and the downstream is based on $tss_i$ coefficients. Shaping by $tss_i$ shall be in addition to any other shaping introduced by time-domain filters (if used). + +The $tss_i$ are intended for frequency-domain spectrum shaping, both upstream and downstream. The $tss_i$ values are vendor discretionary and shall be within the range from zero to one. Smaller values of $tss_i$ provide power attenuation and the value $tss_i = 0$ corresponds to no power transmitted on the particular subcarrier. If no frequency-domain spectrum shaping is applied, the $tss_i$ values shall be equal to one for all subcarriers. + +In the downstream direction, the transmitter of the FTU-O shall set the $tss_i$ values such that, prior to the gain adjustment (i.e., assuming $g_i = 1$ ) and prior to precoding (i.e., assuming the precoder is bypassed), the PSD of the transmit signal as measured in the termination impedance at the U interface shall not deviate from the value of CDPSDds by more than 1 dB from the start of early stages of channel discovery (O-P-CHANNEL-DISCOVERY 1-1) until the start of O-P-VECTOR 2. The PSD shaping, including the PSD ceiling by MAXMASKds to generate the V2PSDds, shall be done through the $tss_i$ . + +In the upstream direction, the transmitter of the FTU-R, shall set the $tss_i$ values such that, prior to the gain adjustment (i.e., assuming $g_i = 1$ ), the PSD of the transmit signal as measured in the termination impedance at the U interface, in the early stages of channel discovery shall not deviate from the value of STARTPSDus by more than 1 dB; in the later stages of channel discovery (R-P-CHANNEL + +DISCOVERY 2) until the end of channel discovery, shall not deviate from the value of CDPSDus by more than 1 dB; and in the analysis and exchange, shall not deviate from the value of MREFPSDus by more than 1dB. The PSD shaping to generate the MREFPSDus based on the request from the FTU-O shall be done through the $tss_i$ . + +The $tss_i$ settings shall take into consideration any additional spectrum shaping included in the transmission path between the output of the modulator and U interface. + +##### 10.2.1.5.4 Summary of the subcarrier constellation mapping and constellation point scaling + +Table 10-5 summarizes the subcarrier constellation mapping and constellation point scaling requirements for initialization and during the showtime. + +**Table 10-5 – Subcarrier modulation during initialization and showtime** + +| Phase | Subcarrier index ( $i$ ) | | $Z_i$ | +|----------------|-----------------------------------------------------|----------------------------------------------------------------------|----------------------------------------------------------| +| Initialization | Channel discovery
(clause 12.3.3) | $i \in \text{SUPPORTEDCARRIERS}$ | $tss_i \times (X_i + jY_i)$ | +| | | $i \notin \text{SUPPORTEDCARRIERS}$ | 0 | +| | Channel analysis
and exchange
(clause 12.3.4) | $i \in \text{MEDLEY}$ | $tss_i \times (X_i + jY_i)$ | +| | | $i \notin \text{MEDLEY}$ | 0 | +| Showtime | $i \in \text{MEDLEY}$ | Data and RMC subcarriers ( $b_i > 0, g_i > 0$ ) | $g_i \times tss_i \times \chi(b_i) \times (X_i + jY_i)$ | +| | | Monitored subcarriers
( $b_i = 0, g_i > 0$ , modulated by 4-QAM) | $g_i \times tss_i \times \chi(b = 2) \times (X_i + Y_i)$ | +| | | PILOT TONES
( $b_i = 0, g_i > 0$ , modulated by 4-QAM) | $g_i \times tss_i \times \chi(b = 2) \times (X_i + Y_i)$ | +| | | Others with $b_i = 0, g_i = 0$ | 0 | +| | $i \notin \text{MEDLEY}$ | $i \in \text{SUPPORTEDCARRIERS}$ , and
$i \in \text{BLACKOUT}$ | 0 | +| | | $i \in \text{SUPPORTEDCARRIERS}$ , and
$i \notin \text{BLACKOUT}$ | Vendor discretionary
(Note) | +| | | $i \notin \text{SUPPORTEDCARRIERS}$ | 0 | + +NOTE – Constellations for these subcarriers are a vendor discretionary selection from the set defined in clause 10.2.1.4.2. However, the valid range of $g_i$ values on these subcarriers shall be the same as for MEDLEY subcarriers. + +#### 10.2.1.6 Quiet symbol encoding + +For all subcarriers of a quiet symbol both in downstream and upstream, the symbol encoder shall generate a constellation point $Z_i$ (see clause 10.1) equal to zero (i.e., $X_i = 0, Y_i = 0$ ). + +In downstream, regardless of whether the precoding is used, the modulator input $Z_i'$ (see Figure 10-1) shall be set to zero for all subcarriers. + +Transmission of downstream and upstream quiet symbol shall result in zero transmit power at the U-O and U-R interface respectively. + +During transmission of quiet symbols, power consumption in the analogue front end should be minimized. + +#### 10.2.1.7 Idle symbol encoding + +For all subcarriers of an idle symbol, the symbol encoder shall generate a constellation point $X_i = 0$ , $Y_i = 0$ . + +If precoding is enabled, transmission of an idle symbol may result in non-zero power at the U interface due to adding of FEXT pre-compensation signals from $\epsilon(k,n)$ reference point (see Figure 10-1). + +If precoding is disabled, transmission of idle symbol results in zero power at the U interface. Therefore, in upstream direction transmission of idle symbol results in a quiet symbol period. + +### 10.2.2 Symbol encoders for sync symbols, initialization symbols and pilot symbols + +#### 10.2.2.1 Sync symbol encoder + +Sync symbols shall be able to carry a probe sequence during initialization and showtime. Each element in the probe sequence shall be from the finite set $\{-1, 0, 1\}$ . The length and content of a probe sequence are determined by the VCE. They may be different for upstream and downstream. They are communicated to the FTU-R during initialization, and may be updated by request of the VCE during showtime. + +If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the valid length of the probe sequences shall be any multiple of four from 4 to 128. If extended probe sequence length is selected in the ITU-T G.994.1 MS message, the valid length of the probe sequences shall be any multiple of 4 from 4 to 632. The extended probe sequence length is an optional feature for FTU-O and FTU-R, the support for which is indicated during the ITU-T G.994.1 phase of initialization. A given element of probe sequence shall be modulated on all subcarriers of the SUPPORTEDCARRIERS set during one sync symbol. + +The elements with values $-1$ and $1$ of a probe sequence shall be represented by 2-bit constellations as defined in clause 10.2.1.4.2.1 (Figure 10-10) using the following encoding: + +- elements with value $-1$ shall be mapped to constellation point labelled 0; +- elements with value $1$ shall be mapped to constellation point labelled 3. + +The elements with value zero shall be represented by a masked subcarrier ( $g_i = 0$ ). + +The constellation points on all subcarriers shall be rotated based on the 2-bit number provided by the quadrant scrambler described in clause 10.2.2.4. The scrambler shall be used in reset mode; it shall be initiated at the beginning of each sync symbol with an 11-bit initialization seed. The seed for each line is determined by the VCE and is communicated to the FTU-R during ITU-T G.994.1 handshake. Cyclic extension of sync symbols shall be the same as applied for data symbols. + +All probe sequences transmitted in a particular direction shall start at the same sync symbol position in all lines of the vectored group. The length of probe sequences is denoted $N_{probe\_us}$ and $N_{probe\_ds}$ for upstream and downstream, respectively. + +#### 10.2.2.2 Initialization symbol encoder + +During the initialization, the following symbols shall be used: + +- sync symbols; +- initialization symbols. + +Sync symbols used during the initialization shall be transmitted at their standard position in the TDD sync frame, as defined in clause 10.6 and use the format defined in clause 10.2.2.1. + +Initialization symbols are transmitted on regular symbol positions of each logical frame in all superframes (per the definitions in clauses 10.5 and 10.6, respectively) during appropriate stages of initialization, as defined in clause 12.3.3. The following types of initialization symbols are defined: + +- Quiet symbol: see definition in clause 3.2.28; + +- SOC symbol (used for transmission symbols containing SOC IDLE or SOC messages, or O-P-SYNCHRO signals as defined in clause 12.3.3.3). + +SOC symbols are transmitted on the first $s$ symbol positions of each logical frame ( $s_{ds}$ symbols for the downstream and $s_{us}$ symbols for the upstream); the value of $s_{ds}$ is determined during the ITU-T G.994.1 handshake and the value of $s_{us}$ is communicated to the FTU-R in the O-SIGNATURE message (see clause 12.3.3). However, if one of these $s$ symbol positions is a sync symbol position, a sync symbol shall be transmitted in this position (not an SOC symbol), as described above. + +Bits of initialization data shall be modulated on the subcarriers of initialization symbols using 2-bit constellation mapping defined in clause 10.2.1.4. Cyclic extension and windowing of all initialization symbols shall be the same as applied for symbols of active lines during showtime. + +Constellation points on all subcarriers shall be rotated based on 2-bit numbers provided by the quadrant scrambler described in clause 10.2.2.4. The scrambler shall be used in the reset mode or in free running mode, depending on the stage of initialization (see clauses 12.3.3-12.3.5). In the reset mode, the scrambler shall be initialized at the beginning of each symbol with an 11-bit initialization seed. The seed for each line is determined by the VCE and communicated to the FTU-R during the ITU-T G.994.1 handshake. The VCE shall define the same seed for sync symbols and all initialization symbols transmitted over a particular line. In free-running mode, the scrambler shall be initialized with the selected seed at the beginning of the corresponding stage of the initialization. + +The downstream SOC symbols may be repeated (see clause 10.2.2.2.3) and may be modulated afterwards by an identification sequence (IDS) (see clause 10.2.2.2.2). + +##### 10.2.2.2.1 Bit mapping of SOC symbols + +Two types of SOC bit mapping are defined: + +- Robust mapping; +- Normal mapping. + +Robust SOC bit mapping of an SOC byte [b7, b6, b5, b4, b3, b2, b1, b0], where b7 is the MSB and b0 is the LSB, is presented in Table 10-6. With robust bit mapping, one SOC byte is transmitted per symbol. + +**Table 10-6 – Robust SOC bit mapping** + +| Subcarrier index | Constellation point | +|-------------------------------|---------------------------| +| Even | 00 | +| 1, 11, 21, ..., $10n+1$ , ... | SOC message bits [b1, b0] | +| 3, 13, 23, ..., $10n+3$ , ... | SOC message bits [b3, b2] | +| 5, 15, 25, ..., $10n+5$ , ... | SOC message bits [b5, b4] | +| 7, 17, 27, ..., $10n+7$ , ... | SOC message bits [b7, b6] | +| 9, 19, 29, ..., $10n+9$ , ... | 00 | + +Normal SOC bit mapping is presented in Table 10-7. With normal bit mapping, $N = 2^p$ SOC bytes are transmitted per symbol, where $p_{us} = 3, 4, \dots, 36$ for the upstream and $p_{ds} = 1, 2, \dots, 12$ for the downstream. The particular value of the SOC tone repetition rate ( $p_{us}$ for upstream and $p_{ds}$ for downstream) is set during initialization, see clauses 12.3.3.2.6 and 12.3.3.2.10, respectively. + +**Table 10-7 – Normal SOC bit mapping** + +| Subcarrier index (Note) | 2-bit constellation point | +|---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5, 10, 15, ..., 5n, ... | 00 | +| 1, M+1, 2M+1, ..., nM + 1, ... | SOC message bits [b 1 , b 0 ] | +| 2, M+2, 2M+2, ..., nM + 2, ... | SOC message bits [b 3 , b 2 ] | +| ... | ... | +| 10k+m, M+10k+m, 2M+10k+m, ..., nM+10k+m, ...
with $k = 0, 1, 2, \dots, \frac{M}{10} - 1$
and $m = 1, 2, 3, 4, 6, 7, 8, 9$ | SOC message bits [b 16k+f(m)+1 , b 16k+f(m) ], where:
$f(m) = \begin{cases} 2m - 2 & \text{if } m = 1, 2, 3, 4 \\ 2m - 4 & \text{if } m = 6, 7, 8, 9 \end{cases}$ | +| ... | ... | +| M-1, 2M-1, 3M-1, ..., nM-1, ... | SOC message bits [(b 16p-1 ), (b 16p-2 )] | +| NOTE – In this table, a notation M = 10p is used. | | + +##### 10.2.2.2.2 Identification sequence (IDS) modulation + +The downstream SOC symbols may be modulated with an IDS. If an SOC symbol is modulated by an IDS, and if the IDS bit modulating the symbol is equal to 1, the constellation points of all subcarriers in this symbol shall be rotated by 180 degrees (inverted). If an SOC symbol is modulated by an IDS, and if the IDS bit modulating the symbol is equal to 0, the constellation points of all subcarriers in this symbol shall be rotated by 0 degrees (no rotation). An IDS is a binary sequence whose length and content is determined by the VCE for every joining line and communicated to the FTU-R during the ITU-T G.994.1 handshake (see clause 12.3.2.1). When applied, the IDS shall start or restart at the symbol position 0 of the first downstream logical frame that follows every O-P-SYNCHRO signal (except for O-P-SYNCHRO 1-1, for which it starts at the beginning of the first downstream logical frame of the second superframe after transmission of O-P-SYNCHRO 1-1). During an initialization stage with IDS active, IDS shall be applied over all downstream SOC symbols located at or after the IDS was started or restarted. + +The first bit of the IDS shall be applied to the first SOC symbol located at or after the position where the IDS is started or restarted, the second bit to the next SOC symbol, etc., until the end of the IDS. When the last bit of the IDS is applied, the next bit shall again be the first bit of the IDS. After starting or restarting, the IDS shall be repeated periodically until the end of the following O-P-SYNCHRO signal. The last repetition of the IDS may be incomplete. + +NOTE – Sync symbols and quiet symbols are not modulated by IDS. The IDS is not advanced on sync symbol and quiet symbol positions. + +##### 10.2.2.2.3 SOC symbol repetition + +To increase the robustness of the downstream SOC, each downstream SOC symbol, except those contained in O-P-SYNCHRO signals, may be repeated to form a group of consecutive identical SOC symbols. The SOC symbols shall be repeated before the IDS is applied to them. The number of repetitions in a group is selected during the ITU-T G.994.1 handshake phase. When SOC symbol repetition is applied, the SOC symbol repetition shall be started or restarted at the same time as the IDS is started or restarted, respectively. When the SOC symbol repetition is started or restarted, the first transmitted SOC symbol shall be the first element of the group of identical symbols. The last group of identical symbols before an O-P-SYNCHRO signal may be incomplete. + +#### 10.2.2.3 Pilot symbol encoder + +All pilot tone subcarriers of the pilot symbol shall be modulated by bits 00 using the 2-bit constellation mapping defined in clause 10.2.1.4. For all other subcarriers, the values of $X_i$ and $Y_i$ shall be set to zero ( $Z_i = 0$ ). + +#### 10.2.2.4 Quadrant scrambler + +The scrambler rotates constellation point of each subcarrier pseudo-randomly, by $0$ , $\pi/2$ , $\pi$ or $3\pi/2$ depending on the value of a 2-bit pseudo-random number. The rotation shall be implemented by transforming the $(X, Y)$ coordinates of the constellation point as shown in Table 10-8, where $X$ and $Y$ are the coordinates before scrambling and $d_{2n}$ , $d_{2n+1}$ is a 2-bit number: + +**Table 10-8 – Pseudo-random transformation** + +| $d_{2n}$ , $d_{2n+1}$ | Angle of rotation | Final coordinates | +|-----------------------|-------------------|-------------------| +| 0 0 | 0 | $(X, Y)$ | +| 0 1 | $\pi/2$ | $(-Y, X)$ | +| 1 1 | $\pi$ | $(-X, -Y)$ | +| 1 0 | $3\pi/2$ | $(Y, -X)$ | + +The 2-bit number shown in the first column of Table 10-8 shall be the output of a PRBS bit generator defined by the equation: + +$$d_n = d_{n-9} \oplus d_{n-11}$$ + +The PRBS bit generator is illustrated in Figure 10-15. + +![Figure 10-15 – Bit generator diagram. It shows a linear feedback shift register (LFSR) structure. A series of delay blocks labeled d_{n-1}, d_{n-2}, ..., d_{n-9}, d_{n-10}, d_{n-11} are connected in sequence. The output of d_{n-11} is fed back through an XOR gate (represented by a circle with a plus sign) and then back to the input of d_{n-1}. The output of d_{n-1} is also taken as the final output d_n. The diagram is labeled G.9701(14)_F10-15.](1ff2bf0c111f189bef30c0d6e84aeefe_img.jpg) + +Figure 10-15 – Bit generator diagram. It shows a linear feedback shift register (LFSR) structure. A series of delay blocks labeled d\_{n-1}, d\_{n-2}, ..., d\_{n-9}, d\_{n-10}, d\_{n-11} are connected in sequence. The output of d\_{n-11} is fed back through an XOR gate (represented by a circle with a plus sign) and then back to the input of d\_{n-1}. The output of d\_{n-1} is also taken as the final output d\_n. The diagram is labeled G.9701(14)\_F10-15. + +**Figure 10-15 – Bit generator** + +Two bits from the scrambler shall be mapped to each subcarrier, including DC. The two bits corresponding to DC shall be overwritten with 00. + +For a modulator that uses an IDFT size = $2N$ , $2N$ bits shall be generated by the scrambler every symbol ( $b_0 b_1 b_2 \dots b_{2N-2} b_{2N-1}$ ) in each transmission direction. The first two bits ( $b_0 b_1$ ) shall correspond to subcarrier 0, the next two bits ( $b_2 b_3$ ) to subcarrier 1, etc.; bits ( $b_{2i} b_{2i+1}$ ) shall correspond to subcarrier $i$ . Bits shall be generated for all $N$ subcarriers, not just those being used for transmission. Bits generated for subcarriers that are not in use shall be discarded. + +At the beginning of operation, all registers of the scrambler shall be set to a certain 11-bit initial value (seed). Two modes of scrambler operation are used: reset mode and free-running mode. + +##### 10.2.2.4.1 Reset mode + +In the reset mode, the scrambler shall be initialized (reset to the required seed) at the beginning of every symbol period. Therefore, the same $2N$ bits will be generated for each symbol, and each subcarrier will be assigned the same two-bit pseudo-random number for rotation of its constellation point in successive symbols. + +##### 10.2.2.4.2 Free-running mode + +In the free-running mode, the scrambler shall not be reinitialized at the beginning of each symbol period, but instead shall continue running from one symbol to the next. Practically, this means the scrambler generates $2N$ bits that are allocated to symbol $s$ . The next $2N$ bits from the scrambler are then allocated to symbol $s + 1$ , etc. + +In the downstream direction, the scrambler shall advance during all $M_{ds}$ symbol positions and shall not advance during other symbol positions. In the upstream direction, the scrambler shall advance during all $M_{us}$ symbol positions and shall not advance during other symbol positions. + +## 10.3 Precoder (downstream vectoring) + +### 10.3.1 Overview + +Figure 10-16 provides an overview of the functional model for the inclusion of downstream FEXT cancellation precoding at the DPU for all lines in the vectored group, as a generalization of Figure 10-1 from a signal processing perspective. The model shows an array of the downstream symbol encoders (which represent the data, sync, pilot or initialization symbol encoders shown in Figure 10-1) and the modulation by the IDFT functional blocks of the FTU-Os, with the FEXT cancellation precoder inserted between the symbol encoders and the modulation by the IDFT blocks. + +The VCE of the vectored group learns and manages the channel matrix per vectored subcarrier, which reflects the channel characteristics of the managed group of lines. In the functional model in Figure 10-16, the channel matrix for each vectored subcarrier is of size $N \times N$ where $N$ is the number of lines in the vectored group. + +From the channel matrix, a VCE derives a FEXT precoder matrix, which is used to compensate the FEXT from each line in the vectored group. In the functional model in Figure 10-16, this is shown by a matrix of FEXT cancellation precoders per vectored subcarrier of size $N \times N$ . Knowing the transmit symbols on each disturbing channel, the precoder precompensates the actual transmit symbol such that at the far-end receiver input, the crosstalk is significantly reduced. As a part of the channel matrix or separately, the VCE shall set the precoder such that the precoder output signals ( $Z'$ values shown in Figure 10-16) shall not lead at the U reference point to violation of the PSD limit corresponding with the $t_{ss}$ (see clause 10.2.1.5.3). + +The channel matrix and the resulting FEXT cancellation precoder matrix are assumed to be entirely managed inside the DPU. An information exchange between the FTU-O and FTU-R is required in each vectored line to learn, track and maintain the channel matrix and associated FEXT cancellation precoder matrix (see vectoring feedback channel definition in clause 10.3.2 and initialization in clause 12.3). The actual algorithms for processing this information to obtain the channel matrix and to generate the FEXT cancellation precoder are vendor discretionary. Depending on the implementation, it may be possible for the VCE to directly determine the FEXT cancellation precoder matrix and only have an implicit learning of the channel matrix. + +![Figure 10-16: Vectored group functional model of PMD sub-layer using N x N precoder for downstream vectoring. The diagram shows a vectored group of N lines. It consists of N FTU-O units (FTU-O #1 to FTU-O #N). Each unit has a Symbol encoder (#1 to #N) outputting Z_i. These outputs pass through a FEXT cancellation pre-coder (N x N per subcarrier) which outputs Z'_i. These are then processed by Modulation by IDFT units (#1 to #N) to output on Line #1 to Line #N. A Vectoring control entity (VCE) channel Matrix (N x N per subcarrier) manages the pre-coder via an epsilon-c interface. The VCE interacts with Management entities in the DPU (ME) and Management entities in transceivers (FTU MEs) via epsilon-m and epsilon-n interfaces respectively. It also receives feedback from Vectoring feedback channels for lines #1, #2, and #N.](26d6d8d333f84acff82b7a9f9b303da6_img.jpg) + +``` + +graph TD + subgraph FTU_O_1 [FTU-O #1] + SE1[Symbol encoder #1] -- Z1 --> PRE + end + subgraph FTU_O_2 [FTU-O #2] + SE2[Symbol encoder #2] -- Z2 --> PRE + end + subgraph FTU_O_N [FTU-O #N] + SEN[Symbol encoder #N] -- ZN --> PRE + end + + PRE[FEXT cancellation pre-coder N×N per subcarrier] -- Z'1 --> MOD1[Modulation by IDFT #1] + PRE -- Z'2 --> MOD2[Modulation by IDFT #2] + PRE -- Z'N --> MODN[Modulation by IDFT #N] + + MOD1 --> L1[Line #1] + MOD2 --> L2[Line #2] + MODN --> LN[Line #N] + + VCE[Vectoring control entity VCE channel Matrix N×N per subcarrier] <-->|ε-c| PRE + VCE <-->|ε-m| ME[Management entity in the DPU ME] + VCE <-->|ε-n| FTUME[Management entities in transceivers FTU MEs] + + L1 -.-> VFC1[Vectoring feedback channel, line #1] --> VCE + L2 -.-> VFC2[Vectoring feedback channel, line #2] --> VCE + LN -.-> VFCN[Vectoring feedback channel, line #N] --> VCE + +``` + +Figure 10-16: Vectored group functional model of PMD sub-layer using N x N precoder for downstream vectoring. The diagram shows a vectored group of N lines. It consists of N FTU-O units (FTU-O #1 to FTU-O #N). Each unit has a Symbol encoder (#1 to #N) outputting Z\_i. These outputs pass through a FEXT cancellation pre-coder (N x N per subcarrier) which outputs Z'\_i. These are then processed by Modulation by IDFT units (#1 to #N) to output on Line #1 to Line #N. A Vectoring control entity (VCE) channel Matrix (N x N per subcarrier) manages the pre-coder via an epsilon-c interface. The VCE interacts with Management entities in the DPU (ME) and Management entities in transceivers (FTU MEs) via epsilon-m and epsilon-n interfaces respectively. It also receives feedback from Vectoring feedback channels for lines #1, #2, and #N. + +NOTE – Symbol encoder represents the data, sync, pilot or initialization symbol encoder shown in Figure 10-1. + +**Figure 10-16 – Vectored group functional model of PMD sub-layer using $N imes N$ precoder for downstream vectoring** + +An FTU-O shall support FEXT cancellation precoding, as shown in Figure 10-1 and Figure 10-16. At its own discretion, the VCE may apply to sync symbols precoding coefficients that are different (including any diagonal precoder matrix) from those used for other symbol positions. + +### 10.3.2 Vectoring feedback channel + +#### 10.3.2.1 Definition of normalized error sample + +The FTU-R converts the received time domain signal into frequency domain samples, resulting in a complex value $z$ for each of the received subcarriers. The subsequent constellation de-mapper associates each of these complex values $z$ with a particular constellation point, represented by a value $C$ . Figure 10-17 shows the computation of a normalized error sample $E$ for a particular subcarrier in a particular sync symbol. The normalized error sample represents the error between the received complex data sample $z$ normalized to the 4-QAM constellation and the corresponding expected constellation point $C$ , referred to the input of the quadrant descrambler. This expected constellation point corresponds to the constellation point obtained after the quadrant scrambler and before the constellation point scaling in the generation of the sync symbol at the FTU-O (see clauses 10.2.2.2 and 10.2.1.5). + +For each of the subcarriers, the complex normalized error sample $ext{ε}$ is defined as $E = Z - C$ , where $E$ is the complex error defined as $E = e_x + j imes e_y$ with real component $e_x$ and imaginary component $e_y$ , and $Z$ is the received normalized data sample defined as $Z = z_x + j imes z_y$ with real component $z_x$ and imaginary component $z_y$ , and $C$ is the expected constellation point associated with the received data sample $Z$ , defined as $C = c_x + j imes c_y$ with real component $c_x$ and imaginary component $c_y$ (with $c_x = -1, 0, +1$ and $c_y = -1, 0, +1$ ). The gain stage of the receiver shall be independent of the expected value of $C$ . + +NOTE – The FTU-R can identify the expected constellation point $C$ for each subcarrier by the element value of the probe sequence modulating the sync symbol, communicated to FTU-R during the initialization (see clause 12.3.3.2.1) or by the probe sequence update command (see clause 11.2.2.15) during the showtime. + +![Figure 10-17: Definition of the normalized error sample E. The diagram shows a 2D coordinate system with X and Y axes. A point C is marked at (1, 1) and labeled 'Constellation expected point (referred to the input of the quadrant descrambler)'. A point Z is marked at (e_x, e_y) and labeled 'Received complex normalized sample'. A vector E is drawn from C to Z, labeled 'Complex normalized error sample'. The horizontal component of E is labeled 'Real error component' and 'e_x'. The vertical component of E is labeled 'Imaginary error component' and 'e_y'. The axes have tick marks at +1. The diagram is labeled G.9701(14)_F10-17.](a470a6ac2c62c28490aa633071c565a9_img.jpg) + +Figure 10-17: Definition of the normalized error sample E. The diagram shows a 2D coordinate system with X and Y axes. A point C is marked at (1, 1) and labeled 'Constellation expected point (referred to the input of the quadrant descrambler)'. A point Z is marked at (e\_x, e\_y) and labeled 'Received complex normalized sample'. A vector E is drawn from C to Z, labeled 'Complex normalized error sample'. The horizontal component of E is labeled 'Real error component' and 'e\_x'. The vertical component of E is labeled 'Imaginary error component' and 'e\_y'. The axes have tick marks at +1. The diagram is labeled G.9701(14)\_F10-17. + +**Figure 10-17 – Definition of the normalized error sample $E$** + +The real and imaginary components of each normalized error sample $E$ shall be clipped and quantized to integer values for the clipped error sample components $q\_x$ and $q\_y$ respectively, as follows: + +$$q\_x = \max\left(-2^{B\_max}, \min\left(\left\lfloor e\_x \times 2^{N\_max-1} \right\rfloor, 2^{B\_max} - 1\right)\right)$$ + +$$q\_y = \max\left(-2^{B\_max}, \min\left(\left\lfloor e\_y \times 2^{N\_max-1} \right\rfloor, 2^{B\_max} - 1\right)\right)$$ + +where $Q = q\_x + j \times q\_y$ represents the clipped error sample and $N\_max$ represents the FTU-R's maximum quantization depth of normalized error samples and shall be set to 12, and $B\_max$ represents the upper bound of the bit index for reporting clipped error sample components $q\_x$ and $q\_y$ ( $B\_max < N\_max + 6$ , with $B\_max$ configured by the VCE, see Tables 10-9 and 10-10). The parameter $B\_max$ is configured by the VCE. + +The values of both clipped error sample components $q\_x$ and $q\_y$ shall be represented using the two's complement representation of $(B\_max+1)$ bits. The format of the clipped error sample for reporting over the vectoring feedback channel shall be as defined in clause 10.3.2.3. The particular subcarriers on which clipped error samples shall be reported during the initialization and the showtime shall be configured as described in clause 12.3.3.2.6 and Table 11-40. + +#### 10.3.2.2 Definition of DFT output samples + +The FTU-R shall support reporting of DFT output samples referred to the U-R reference point ( $F_k$ ) for sync symbols. The DFT output samples, $F'_k$ , are defined by the functional reference model depicted in Figure 10-18. + +![Functional reference model of FTU-R for the definition of DFT output samples over the sync symbol. The diagram shows a signal entering from the left at the U-R reference point (indicated by a dashed vertical line). The signal passes through an 'Analog to digital block' which outputs y_k. This signal then enters a 'DFT' block, which outputs F'_k. Below the diagram is the text 'G.9701(14)-Cor.1(15)_F10-18'.](4ef412e08808c40e0beb7808d36b9379_img.jpg) + +Functional reference model of FTU-R for the definition of DFT output samples over the sync symbol. The diagram shows a signal entering from the left at the U-R reference point (indicated by a dashed vertical line). The signal passes through an 'Analog to digital block' which outputs y\_k. This signal then enters a 'DFT' block, which outputs F'\_k. Below the diagram is the text 'G.9701(14)-Cor.1(15)\_F10-18'. + +**Figure 10-18 – Functional reference model of FTU-R for the definition of DFT output samples over the sync symbol** + +The analogue-to-digital block converts the analogue signal from the U-interface to a stream of time domain samples, $y_n$ . These time domain samples are transformed to N frequency domain samples, denoted $F'_k$ , by the DFT block implementing the Discrete Fourier Transform (DFT), at a vendor discretionary internal reference point. The same DFT is used during the sync symbols and data symbols. For data symbols, it is followed by frequency domain processing to result in an estimate of the originally transmitted constellation points ( $X_i + jY_i$ ) (see clause 10.2.1.5). + +The reported DFT output samples $F_k$ shall be represented as a complex value where the real and imaginary components are calculated by dividing the samples $F'_k$ by the transfer function between the U-R reference point and the DFT output (see Figure 10-18), normalizing to the reference PSD at the U-R reference point, rounding to the nearest integer, and clipping it to a vendor discretionary value. + +Any change to the transfer function between the U-R reference point and the DFT output should be compensated by the scaling factor such that the reported DFT output samples remain consistently accurate. + +The FTU-R shall compute the reported DFT output samples $F_k = (f\_x + j \times f\_y) \times 2^{B\_M}$ such that the PSD calculated using the following reference equation corresponds with the actual PSD at U-R reference point referenced to a termination impedance of 100 Ohms: + +$$PSD \left( \frac{dBm}{Hz} \right) = 20 \times \log_{10}(|f\_x + j \times f\_y| \times 2^{B\_M - L_w + 1}) - 140 \text{ dBm/Hz},$$ + +where $f\_x$ and $f\_y$ are the real and imaginary part of the mantissa and $B\_M$ is the exponent of the reported DFT output sample, and the -140 dBm/Hz is the reference PSD at the U-R reference point referenced to a termination impedance of 100 Ohms. + +NOTE – The maximum PSD value that can be represented is achieved for $f\_x = 2^{L_w-1}$ , $f\_y = 0$ , $B\_M = 15$ and is -49.7 dBm/Hz. The minimum value is achieved for $f\_x = 1$ , $f\_y = 0$ , $B\_M = 0$ , and depends on the selected $L_w$ value: for $L_w = 10$ , $L_w = 6$ , and $L_w = 4$ , the minimum values are -194 dBm/Hz, -170 dBm/Hz, and -158 dBm/Hz, respectively. + +#### 10.3.2.3 Reporting of vectoring feedback (VF) samples + +The FTU-R shall send vectoring feedback (VF) samples (either clipped error samples as defined in clause 10.3.2.1 or DFT output samples as defined in clause 10.3.2.2) to the FTU-O through the vectoring feedback channel established between the FTU-O and the FTU-R in each line of the vectored group, as defined in Table 11-43 (vectoring feedback responses) in clause 11.2.2.14 for showtime or in clause 12.3.3.2.8 (R-VECTOR-FEEDBACK message) during initialization. The FTU-O conveys the received VF samples to the VCE of the vectored group. + +##### 10.3.2.3.1 Control parameters for vectoring feedback reporting + +The VCE communicates to the FTU-O a set of control parameters for vectoring feedback reporting defined in Table 10-9. + +**Table 10-9 – Control parameters for vectoring feedback reporting** + +| Parameter name | Definition | +|------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Vectored bands |

The downstream frequency bands for which the FTU-R shall send VF samples for the subcarriers through the vectoring feedback channel.

The vectored bands shall be defined by indices of the lowest frequency and the highest frequency subcarriers.

N\_band denotes the number of vectored bands configured. No more than eight bands shall be configured (i.e., N\_band \leq 8). The configured bands shall be identified by their numbers: vb = 0, 1, 2, 3, 4, 5, 6, 7 assigned in the ascending order of subcarrier indices associated with the band.

N\_carrier(vb) denotes the number of subcarriers in frequency band number vb, and can be computed as the index of the stop subcarrier minus the index of the start subcarrier plus one.

The vectored bands shall not overlap one another.

| +| F_sub |

The sub-sampling factor to be applied to the vectored bands.

For every vectored band, the VF sample of the subcarrier with the starting index shall be transmitted first, followed by the VF sample of every F\_sub^{th} subcarrier within the vectored band. Selection of the starting index is specified in clause 10.3.2.5.1 for frequency identification and in clause 10.3.2.5.2 for time identification.

Configured by the VCE and applied for each vectored band separately.

| +| F_block |

The block size (number of subcarriers) for grouping of VF samples.

Configured by the VCE. The same block size configuration shall be used for all vectored bands (see Tables 10-10 and 11-41).

| +| B_min |

Lower bound of the bit index for reporting of a VF sample component (see clause 10.3.2.3.2).

Configured by the VCE for each vectored band separately.

| +| B_max |

Upper bound of the bit index for reporting of a VF sample component (see clause 10.3.2.1).

Configured by the VCE for each vectored band separately.

| +| L_w |

Maximum number of bits for reporting of a VF sample component.

Configured by the VCE for each vectored band separately.

If L\_w is set to zero for a particular vectored band, that band shall not be reported. L\_w shall be set to a non-zero value for at least one vectored band.

| +| Padding |

Indicates whether or not the FTU-R shall pad VF samples through sign extension or zero padding (Note) to maintain using L\_w bits for reporting of a VF sample component if S < L\_w - 1 (see clause 10.3.2.3.2).

Configured by the VCE. The same padding configuration shall be used in all vectored bands.

Padding is enabled by setting this bit to ONE.

| +| Rounding |

Indicates whether or not the FTU-R shall round half-up (see clause 10.3.2.3.2) the reported VF sample based on the MSB that is not reported.

Configured by the VCE. The same rounding configuration shall be used in all vectored bands.

| +| NOTE – Selection of zero padding or sign extension is vendor discretionary by the FTU-R. | | + +In case of reporting of error samples, Table 10-10 defines the mandatory values for the vectoring feedback control parameters. In particular, it defines the valid values for the VCE to configure and the mandatory values for the FTU-R to support. The FTU-O shall support all valid values for VCE to configure. + +**Table 10-10 – Values of vectoring feedback control parameters** + +| Parameter | Mandatory values for FTU-R to support | +|-------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Vectored bands: N_band | 1, 2, 3, ... ,8 | +| Vectored bands:
Index of subcarriers
| Full range from "Index of the lowest supported downstream data-bearing subcarrier" to "Index of the highest supported downstream data-bearing subcarrier" as indicated in Table 6-1 for the supported profile(s) | +| F_sub | 1, 2, 4, 8 | +| F_block | 1, 2 and 4 | +| B_min | 2, ... , 17 | +| B_max | B_min , ... , 17 | +| L_w | 0, 1, ... , 10 | +| Padding | 1 (enable); with F_block = 1, 2 or 4
0 (disable) only with F_block = 2 or 4 | +| Rounding | 1 (enable); 0 (disable) | + +In case of reporting of DFT output samples, the valid values for the VCE to configure and the mandatory values for the FTU-R to support are: *F\_block* = 1, *L\_w* = 10, 6, 4, and *padding* = 1 (see Table 10-9). *B\_min* and *B\_max* do not apply. + +For each vectored band assigned by the FTU O for vectoring feedback reporting, the FTU R shall report the VF samples for all subcarriers with indices $X = X_L + n \times F\_sub$ , where n gets all integer values 0, 1, 2, ... for which $X_L \leq X \leq X_H$ and with $X_L$ and $X_H$ respectively, the indices of the starting subcarrier and the highest subcarrier of the vectored band. VF samples of other subcarriers shall not be reported. Selection of the starting index is specified in clause 10.3.2.5.1 for frequency identification and in clause 10.3.2.5.2 for time identification. + +##### 10.3.2.3.2 Grouping of VF samples + +###### 10.3.2.3.2.1 Grouping of VF samples in case of error samples reporting + +In case of reporting of error samples, the FTU-R shall group VF samples into blocks. Valid block sizes for the parameter *F\_block* are defined in Table 10-10. For each block, the FTU-R shall calculate parameters *B\_M* and *B\_L*. The parameters *B\_M* and *B\_L* represent the highest and the lowest bit indices of the reported VF sample, in assumption that bit index is counted from the LSB to the MSB, starting from 0. If *rounding*=1, and *B\_L*>0 then the content of the bit with index *B\_L*-1 (the MSB that is not reported) shall be examined. If the content of this bit is "1", the binary value of the reported bits shall be incremented by one. In case the increment causes representation overflow (can be examined by the sign bit *B\_M*) then the increment shall be cancelled and the original contents shall be reported (see Figure 10-21). + +Figure 10-19 depicts the example of *F\_block* = 1, *B\_min* = 2, *B\_max* = 10, *L\_w* = 4, and *padding* = 1. Two registers each (*B\_max*+*L\_w*) bits wide contain a VF sample component in the bits labelled from *B\_max* (VF sample MSB) down to zero (VF sample LSB), while the *L\_w* – 1 = 3 remaining bits of each register are set to zero and labelled with a negative bit index –1 down to 1 – *L\_w* = –3. For each component in the block, only the *B\_M* – *B\_L* + 1 bits with indices from *B\_M* down to *B\_L* inclusive are included in the vectoring feedback report block (VFRB) format defined in clause 10.3.2.4.1. Parameters *B\_M* and *B\_L* shall be computed for each block as described below. The FTU-R shall + +examine all VF sample components in each block and determine for each component $ec$ ( $ec = 1$ to $2 \times F\_block$ ) a data-dependent scale parameter $s_{ec}$ , defined to be the sign bit index of the shortest two's complement representation of the component. For a component value $V_{ec}$ , the scale parameter $s_{ec}$ is: + +$$s_{ec} = \begin{cases} \text{floor}(\log_2(V_{ec})) + 1, & V_{ec} > 0 \\ 0, & V_{ec} = 0 \\ \text{ceiling}(\log_2(-V_{ec})), & V_{ec} < 0 \end{cases}$$ + +For example, as depicted in Figure 10-19, the first VF sample component, having the 11-bit two's complement representation 11110010101, has shortest representation 10010101 and hence its scale is $s_1 = 7$ . Likewise, the second component 00000010010 has shortest representation 010010 and hence its scale is $s_2 = 5$ . + +The FTU-R then computes for each block a data-dependent block scale parameter $S = \max_{ec}(s_{ec})$ , where the maximization index $ec$ runs over all $2 \times F\_block$ VF sample components in the block. + +For example, as depicted in Figure 10-19, $F\_block = 1$ and the block scale parameter $S$ is the maximum of $s_1$ and $s_2$ , hence $S = 7$ . + +If $\text{padding} = 0$ , for each block in the given vectored band, the FTU-R shall set: + +$$B\_M = \max(S, B\_min), \quad B\_L = \max(B\_M - L\_w + 1, B\_min) \quad (10-1)$$ + +In this case, the final reported VF sample components are: + +$$\begin{aligned} r\_x &= \max \left\{ -2^{B\_M - B\_L}, \min \left\{ \text{R} \left( q\_x \times 2^{B\_M - B\_L} \times 2^{-B\_M} \right), 2^{B\_M - B\_L} - 1 \right\} \right\} \\ r\_y &= \max \left\{ -2^{B\_M - B\_L}, \min \left\{ \text{R} \left( q\_y \times 2^{B\_M - B\_L} \times 2^{-B\_M} \right), 2^{B\_M - B\_L} - 1 \right\} \right\} \end{aligned}$$ + +where $\text{R}(\bullet)$ is the rounding half-up function if $\text{rounding} = 1$ or the floor function if $\text{rounding} = 0$ : + +$$\text{R}(x) = \begin{cases} \text{floor}(x + 0.5) & \text{rounding} = 1 \\ \text{floor}(x) & \text{rounding} = 0 \end{cases}$$ + +If $\text{padding} = 1$ , for each block in all the vectored bands, the FTU-R shall set: + +either $B\_M = \max(S, L\_w - 1, 2)$ (sign extension) or $B\_M = \max(S, 2)$ (zero padding); + +and + +$$B\_L = B\_M - L\_w + 1 \text{ (with bits set to 0 for bit indices } < 0\text{).} \quad (10-2)$$ + +In the case of sign extension with $S \geq L\_w - 1$ , and the case with zero padding, the final reported VF sample components are: + +$$\begin{aligned} r\_x &= \max \left\{ -2^{L\_w - 1}, \min \left\{ \text{R} \left( q\_x \times 2^{L\_w - 1} \times 2^{-S} \right), 2^{L\_w - 1} - 1 \right\} \right\} \\ r\_y &= \max \left\{ -2^{L\_w - 1}, \min \left\{ \text{R} \left( q\_y \times 2^{L\_w - 1} \times 2^{-S} \right), 2^{L\_w - 1} - 1 \right\} \right\} \end{aligned}$$ + +In the case of sign extension with $S < L\_w - 1$ , the final reported VF sample components are: + +$$\begin{aligned} r\_x &= \max \left\{ -2^{L\_w - 1}, \min \left\{ \text{R} \left( q\_x \right), 2^{L\_w - 1} - 1 \right\} \right\} = q\_x \\ r\_y &= \max \left\{ -2^{L\_w - 1}, \min \left\{ \text{R} \left( q\_y \right), 2^{L\_w - 1} - 1 \right\} \right\} = q\_y \end{aligned}$$ + +The values of the reported VF sample components shall be represented using the two's-complement representation of $L\_w$ bits. The parameters $B\_M$ and $B\_L$ shall always satisfy the relations $B\_L \leq B\_M$ and: + +$$2 \leq B\_M \leq B\_max.$$ + +Selection of zero padding or sign extension is vendor discretionary by the FTU-R. However, the FTU-R shall not change the selection after the first report until the next initialization. + +![Diagram showing two 14-bit registers representing VF sample components. The top register has bits 1 1 1 1 0 0 1 0 1 0 1 0 0 0. The MSB (bit 13) is labeled B_max = 10. Bits 10, 9, 8, 7, 6, 5, 4 are labeled 3, 2, 1, 0, -1, -2, -3 respectively. The bottom register has bits 0 0 0 0 0 0 1 0 0 1 0 0 0 0. Bit 13 is labeled S1 = 7. Bit 12 is labeled S2 = 5. A 4-bit segment from bit 12 down to bit 9 is labeled L_w = 4. Bit 12 is also labeled B_M. Bit 9 is labeled B_L. Bit 8 is labeled B_min = 2. The diagram is labeled G.9701(14)_F10-19.](fa1eb5ed4fcf8f8d184ead2a8a5a08e6_img.jpg) + +Diagram showing two 14-bit registers representing VF sample components. The top register has bits 1 1 1 1 0 0 1 0 1 0 1 0 0 0. The MSB (bit 13) is labeled B\_max = 10. Bits 10, 9, 8, 7, 6, 5, 4 are labeled 3, 2, 1, 0, -1, -2, -3 respectively. The bottom register has bits 0 0 0 0 0 0 1 0 0 1 0 0 0 0. Bit 13 is labeled S1 = 7. Bit 12 is labeled S2 = 5. A 4-bit segment from bit 12 down to bit 9 is labeled L\_w = 4. Bit 12 is also labeled B\_M. Bit 9 is labeled B\_L. Bit 8 is labeled B\_min = 2. The diagram is labeled G.9701(14)\_F10-19. + +**Figure 10-19 – Example of two registers, each representing a VF sample component** + +Figure 10-20(a) depicts an example of the reported bits (shown shaded) for a block of VF samples for different padding types, with $F\_block = 2$ , $B\_min = 2$ , $B\_max = 7$ , $L\_w = 5$ , $rounding = 0$ , and Figure 10-20(b) uses $L\_w = 6$ . + +$F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 5, rounding = 0$ + +![Figure 10-20(a): Example of reported bits for a block of VF samples for different padding types without rounding. It shows three bit grids for L_w = 5. The first grid shows padding = 0, with bits 11111111, 11111001. The second grid shows padding = 1 with sign-extension, with bits 11111111, 11111001. The third grid shows padding = 1 with zero-padding, with bits 11111111, 11111000. Each grid has MSB B_max = 7 and LSB labels 3, 2, 1, 0 (or -1).](5cca0f4823b6e8de84c0952cc56704ae_img.jpg) + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | + + $S = 3, B\_L = 2$ + $B\_M = 3$ + $L\_w = 5, B\_min = 2, padding = 0$ + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | + + $B\_M = 4, S = 3, B\_L = 0$ + $L\_w = 5, B\_min = 2, padding = 1, \text{with sign-extension}$ + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | + + $S = 3, B\_L = -1$ + $B\_M = 3$ + $L\_w = 5, B\_min = 2, padding = 1, \text{with zero-padding}$ + +Figure 10-20(a): Example of reported bits for a block of VF samples for different padding types without rounding. It shows three bit grids for L\_w = 5. The first grid shows padding = 0, with bits 11111111, 11111001. The second grid shows padding = 1 with sign-extension, with bits 11111111, 11111001. The third grid shows padding = 1 with zero-padding, with bits 11111111, 11111000. Each grid has MSB B\_max = 7 and LSB labels 3, 2, 1, 0 (or -1). + +NOTE 1 – The value of $S$ shown in this example is assumed to be the largest value in $F\_block = 2$ . +NOTE 2 – Use of $padding = 0$ (padding disabled) with $F\_block = 1$ is an invalid configuration. + +a) + +$F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 6, rounding = 0$ + +![Figure 10-20(b): Example of reported bits for a block of VF samples for different padding types without rounding. It shows three bit grids for L_w = 6. The first grid shows padding = 0, with bits 11111111, 11111001. The second grid shows padding = 1 with sign-extension, with bits 11111111, 11111001. The third grid shows padding = 1 with zero-padding, with bits 11111111, 11111000. Each grid has MSB B_max = 7 and LSB labels 5, 4, 3, 2, 1, 0 (or -2).](552a33cc92a45c25fab3e1c980d379f7_img.jpg) + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | + + $S = 3, B\_L = 2$ + $B\_M = 3$ + $L\_w = 6, B\_min = 2, padding = 0$ + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | + + $B\_M = 5, S = 3, B\_L = 0$ + $L\_w = 6, B\_min = 2, padding = 1, \text{with sign-extension}$ + +MSB $B\_max = 7$      LSB + +| | | | | | | | | +|---|---|---|---|---|---|---|---| +| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | +| 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | + + $S = 3, B\_L = -2$ + $B\_M = 3$ + $L\_w = 6, B\_min = 2, padding = 1, \text{with zero-padding}$ + +Figure 10-20(b): Example of reported bits for a block of VF samples for different padding types without rounding. It shows three bit grids for L\_w = 6. The first grid shows padding = 0, with bits 11111111, 11111001. The second grid shows padding = 1 with sign-extension, with bits 11111111, 11111001. The third grid shows padding = 1 with zero-padding, with bits 11111111, 11111000. Each grid has MSB B\_max = 7 and LSB labels 5, 4, 3, 2, 1, 0 (or -2). + +NOTE 1 – The value of $S$ shown in this example is assumed to be the largest value in $F\_block = 2$ . +NOTE 2 – Use of $padding = 0$ (padding disabled) with $F\_block = 1$ is an invalid configuration. + +b) + +G.9701(14)-Cor.1(15)\_F 10-20 + +**Figure 10-20 – Example of reported bits for a block of VF samples for different padding types without rounding** + +Figure 10-21(a) depicts an example of the reported bits for a block of VF samples for different padding types, with $F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 5, rounding = 1$ and Figure 10-21(b) uses $L\_w = 6$ . + +$F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 5, rounding = 1$ + +![Diagram a) showing three examples of bit reporting for F_block = 2, B_min = 2, B_max = 7, L_w = 5, rounding = 1. Each example shows a 2x8 bit grid with MSB at B_max=7 and LSB at 0. The first example uses padding=0, the second uses sign-extension, and the third uses zero-padding. Below each grid, a 2x4 bit grid shows the reported bits, with a red arrow indicating the rounding process.](69d00e8adf9811292427fb2ce6712e39_img.jpg) + +Diagram a) illustrates three examples of bit reporting for $F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 5, rounding = 1$ . Each example shows a 2x8 bit grid with MSB at $B\_max = 7$ and LSB at 0. The first example uses $padding = 0$ , the second uses $padding = 1$ with sign-extension, and the third uses $padding = 1$ with zero-padding. Below each grid, a 2x4 bit grid shows the reported bits, with a red arrow indicating the rounding process. + +Diagram a) showing three examples of bit reporting for F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 5, rounding = 1. Each example shows a 2x8 bit grid with MSB at B\_max=7 and LSB at 0. The first example uses padding=0, the second uses sign-extension, and the third uses zero-padding. Below each grid, a 2x4 bit grid shows the reported bits, with a red arrow indicating the rounding process. + +NOTE 1 – The value of $S$ shown in this example is assumed to be the largest value in $F\_block = 2$ . + +NOTE 2 – Use of $padding = 0$ (padding disabled) with $F\_block = 1$ is an invalid configuration. + +a) + +$F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 6, rounding = 1$ + +![Diagram b) showing three examples of bit reporting for F_block = 2, B_min = 2, B_max = 7, L_w = 6, rounding = 1. Each example shows a 2x8 bit grid with MSB at B_max=7 and LSB at -1. The first example uses padding=0, the second uses sign-extension, and the third uses zero-padding. Below each grid, a 2x6 bit grid shows the reported bits, with a red arrow indicating the rounding process.](629606c93e8d5f98d72a90044ef4b15a_img.jpg) + +Diagram b) illustrates three examples of bit reporting for $F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 6, rounding = 1$ . Each example shows a 2x8 bit grid with MSB at $B\_max = 7$ and LSB at -1. The first example uses $padding = 0$ , the second uses $padding = 1$ with sign-extension, and the third uses $padding = 1$ with zero-padding. Below each grid, a 2x6 bit grid shows the reported bits, with a red arrow indicating the rounding process. + +Diagram b) showing three examples of bit reporting for F\_block = 2, B\_min = 2, B\_max = 7, L\_w = 6, rounding = 1. Each example shows a 2x8 bit grid with MSB at B\_max=7 and LSB at -1. The first example uses padding=0, the second uses sign-extension, and the third uses zero-padding. Below each grid, a 2x6 bit grid shows the reported bits, with a red arrow indicating the rounding process. + +NOTE 1 – The value of $S$ shown in this example is assumed to be the largest value in $F\_block = 2$ . + +NOTE 2 – Use of $padding = 0$ (padding disabled) with $F\_block = 1$ is an invalid configuration. + +b) + +G.9701(14)-Cor.1(15)\_F10-21 + +**Figure 10-21 – Example of reported bits for a block of VF samples for different padding types with rounding** + +###### 10.3.2.3.2.2 Grouping of VF samples in case of DFT output sample reporting + +The values of the reported VF sample components ( $f\_x, f\_y$ ) shall be formatted using the two's-complement representation containing $L\_w$ bits. The parameter $B\_M$ shall be calculated corresponding to the definition of DFT output samples (see section 10.3.2.2), and its value shall always satisfy: $0 \leq B\_M \leq 15$ . + +The value of $B\_L$ shall be set as: $B\_L = B\_M - L\_w + 1$ . + +NOTE – In case of DFT output sample reporting (this clause), the values $B\_M$ and $B\_L$ have a different meaning than in the case of error samples reporting (clause 10.3.2.3.2.1), although the same name is used. + +The FTU-R shall implement padding using sign extension. + +###### 10.3.2.3.2.3 Calculation of $N\_block$ + +This clause applies to both reporting of DFT output samples and reporting of error samples. + +For the assigned value of $F\_block$ , the block consists of VF samples reported for $F\_block$ subsequent subcarriers from those assigned for reporting in the vectored band. The subcarriers shall be assigned to blocks starting from the lowest frequency subcarrier of the vectored band, subsequently, in ascending order, $F\_block$ subcarriers in each block. The number of blocks in the vectored band $vb$ can be computed as: + +$$N\_block(vb) = \text{ceiling} \left( \frac{\text{ceiling} \left( \frac{N\_carrier(vb)}{F\_sub(vb)} \right)}{F\_block} \right)$$ + +The blocks shall be identified by their numbers: $eb = 0$ to $N\_block(vb) - 1$ , assigned in the ascending order of subcarrier indices associated with the block. The last components of the last block that do not belong to the subcarriers of the vectored band (if any), shall be set to dummy values that represent the value of zero. + +#### 10.3.2.4 Vectoring feedback channel format + +The number of bytes per sync symbol needed to report the VF samples depends on the values configured by the VCE for the vectoring feedback control parameters (see clause 10.3.3.2). Blocks of VF samples (VF blocks) of the vectored bands are mapped into the VFRB. + +Each VFRB is associated with a particular sync symbol carrying one probe sequence element. The VFRB has a single format defined in clause 10.3.2.4.1 that is further encapsulated into: + +- eoc message (for an eoc-based vectoring feedback channel), or +- SOC message (for a SOC-based vectoring feedback channel). + +The sync symbol associated with a particular VFRB is identified by the superframe count ( $CNT_{SF}$ ) communicated together with the VFRB in the eoc message (for the eoc-based vectoring feedback channel during showtime) or in the SOC message (for a SOC-based vectoring feedback channel during initialization). + +##### 10.3.2.4.1 Format of the VFRB + +The format of the VFRB is presented in Figure 10-22. The VFRB starts from an 8-bit VFRB\_ID field, followed by up to eight vectored band blocks (VBB) fields. The FTU-R shall set the MSB of the VFRB\_ID field to '1' to indicate that the VF samples in the VFRB are potentially corrupted (e.g., due to impulse noise, or RFI). Otherwise, the FTU-R shall set the MSB of the VFRB\_ID field to '0'. The seven LSB of the VFRB\_ID field shall be set to 0 and are reserved for ITU-T. The number of bytes in the VFRB ( $N\_VFRB$ ) is the sum of the number of bytes in each of the VBBs, plus one byte for the VFRB\_ID field. The concatenation of VBBs in a VFRB shall be in the ascending order of the vectored band numbers, i.e., starting from the vectored band associated with lowest subcarrier indices. Some vectored bands may not be reported on request of the VCE (i.e., the VFRB shall not contain a VBB for the vectored bands for which VCE configures $L\_w = 0$ ). + +The MSB of the VFRB byte and the first bytes of VBB shall be positioned as indicated in Figure 10-22. + +![Figure 10-22: VFRB format diagram showing three fields: VFRB_ID (1 byte), VBB-1 (N_VBB (1) bytes), and VBB-3 (N_VBB (3) bytes). Each field has its MSB indicated. A bracket below indicates that the entire VFRB consists of N_VFRB bytes. The diagram is labeled G.9701(14)_F10-22.](e492fe1061d82aa76cbf7114f57eb90c_img.jpg) + +| MSB
VFRB_ID | MSB
VBB-1 | MSB
VBB-3 | +|----------------------------------|-------------------|-------------------| +| 1 byte | $N\_VBB(1)$ bytes | $N\_VBB(3)$ bytes | +| VFRB consists of $N\_VFRB$ bytes | | | + +Figure 10-22: VFRB format diagram showing three fields: VFRB\_ID (1 byte), VBB-1 (N\_VBB (1) bytes), and VBB-3 (N\_VBB (3) bytes). Each field has its MSB indicated. A bracket below indicates that the entire VFRB consists of N\_VFRB bytes. The diagram is labeled G.9701(14)\_F10-22. + +**Figure 10-22 – VFRB format (in case only vectored bands 1 and 3 are requested by the VCE)** + +The format of the VBB is presented in Figure 10-23. Each VBB starts from an 8-bit VBB\_ID field, followed by concatenated VF blocks, and ends with a pad of zero, two, four or six bits to fit the length of the VBB to an integer number of bytes (odd number of padding bits is not applicable). The three MSBs of the VBB\_ID field shall comprise the number of the vectored band (000 for VBB-0, 001 for VBB-1, ... up to 111 for VBB-7). The five LSBs of the VBB\_ID field shall be set to '0' and be reserved for ITU-T. The VF blocks shall be concatenated in a VBB in ascending order: the VF block 0 is the one that contains VF samples for the subcarrier with lowest index and shall be transmitted first. The block of VBB data are mapped to the bytes according to Figure 10-23. + +![Figure 10-23: VBB format diagram showing two cases for F_block. The top case for F_block = 2 or 4 shows a VBB structure with VBB_ID, EXP, VF block 0 (containing F_block VF samples), Block ID, EXP, VF block 1 (containing 2 or 4 VF samples), and a Pad. The bottom case for F_block = 1 shows a VBB structure with VBB_ID, EXP, VF block 0 (containing 1 VF sample), EXP, VF block 1 (containing 1 VF sample), EXP, VF block 2 (containing 1 VF sample), and a Pad. Both diagrams show byte mapping and bit sequence details. The diagram is labeled G.9701(14)-Cor.1(15)_F10-23.](d22fb161d760fcf9fe3fb7b36f81c6fb_img.jpg) + +**Case $F\_block = 2$ or $4$ :** +Sequence: VBB\_ID (8 bits) | EXP (4 bits) | VF\_block\_0 ( $F\_block \times 2 \times (B\_M - B\_L + 1)$ bits) | Block ID (4 bits) | EXP (4 bits) | VF\_block\_1 | ... | Pad (0, 2, 4, or 6 bits). +Total bits without padding: $(20 + \sum (8 + F\_block \times 2 \times (B\_M(vb, eb) - B\_L(vb, eb) + 1)))$ bits. + +**Case $F\_block = 1$ :** +Sequence: VBB\_ID (8 bits) | EXP (4 bits) | VF\_block\_0 ( $F\_block \times 2 \times (B\_M - B\_L + 1)$ bits) | EXP (4 bits) | VF\_block\_1 | EXP (4 bits) | VF\_block\_2 | ... | Pad (0, 2, 4, or 6 bits). +Total bits with padding: $(8 + N\_block \times (4 + 2 \times L\_w))$ bits. + +Figure 10-23: VBB format diagram showing two cases for F\_block. The top case for F\_block = 2 or 4 shows a VBB structure with VBB\_ID, EXP, VF block 0 (containing F\_block VF samples), Block ID, EXP, VF block 1 (containing 2 or 4 VF samples), and a Pad. The bottom case for F\_block = 1 shows a VBB structure with VBB\_ID, EXP, VF block 0 (containing 1 VF sample), EXP, VF block 1 (containing 1 VF sample), EXP, VF block 2 (containing 1 VF sample), and a Pad. Both diagrams show byte mapping and bit sequence details. The diagram is labeled G.9701(14)-Cor.1(15)\_F10-23. + +**Figure 10-23 – VBB format depending on $F\_block$** + +All fields of the VBB presented in Figure 10-23 shall be transmitted MSB first; the MSB of the VBB\_ID shall be the MSB of the first byte of the VBB field, as shown in Figure 10-22. + +The format of the VF block is defined in clause 10.3.2.4.2. + +In case $F\_block = 2$ or $4$ , a Block\_ID shall be pre-pended to each VF block, starting with VF block number 1. A Block\_ID shall not be inserted just before VF block 0. The Block\_ID shall be four bits long, and shall represent modulo 16 the sequence number of the VF block it precedes as an unsigned integer, in assumption that the first block in the vectored band has the number 0. + +In case $F\_block = 1$ , a Block\_ID shall not be inserted. + +NOTE – The VCE can identify VBB in the received VFRB by its VBB\_ID and then compute the number of VF blocks, $N\_block(vb)$ , in the VBB-vb as described in clause 10.3.2.3.2, since all the vectoring feedback control parameters are known to the VCE. The length of the VF block is computed using the parameters ( $B\_M$ , $B\_L$ ) of the VF sample and the block size $F\_block$ . The first reported sample of the first VF block in the vectored band is for the subcarrier with index $X\_L$ (which is always even). + +##### 10.3.2.4.2 Format of the VF block + +The representation for a VF block containing $F\_block$ VF samples ( $2 \times F\_block$ VF sample components of $F\_block$ subcarriers) shall include an *EXP* field (4 bits), and a vectoring feedback field (variable length), see Figure 10-24. The vectoring feedback field includes $F\_block$ sub-fields, each carrying a complex VF sample of a subcarrier which is assigned for reporting during the vectoring feedback report configuration (see clause 10.3.3.2). + +In case of reporting of error samples, for each VF sample component ( $r\_x$ , $r\_y$ ), the compressed representation, as defined in clause 10.3.2.3.2.1, includes only those bits of the VF sample component with indices $B\_L$ through $B\_M$ , using the convention that the MSB of the compressed representation of the component has index $B\_max$ and the LSB of the compressed representation of the component has index $B\_min$ . Accordingly, the total number of bits in the vectoring feedback field of a block of VF samples in compressed representation shall be $2 \times F\_block \times (B\_M - B\_L + 1)$ . + +When a VF block contains error samples, the *EXP* fields shall include parameter $B\_M$ decreased by 2 and coded as a 4-bit unsigned integer, within the range from 0 to 15 representing $B\_M$ values within the range from 2 to 17. + +NOTE – The parameter $B\_L$ is not reported as it can be calculated by the VCE from the vectoring feedback control parameters (see equations 10-1 and 10-2) and the value of the reported $B\_M$ parameter. + +In case of reporting of DFT output samples, each VF sample component ( $f\_x$ , $f\_y$ ), shall be calculated corresponding to the definition of DFT output samples (see clause 10.3.2.2). The total number of bits in the vectoring feedback field of a block of VF samples in compressed representation shall be $2 \times F\_block \times (B\_M - B\_L + 1) = 2 \times F\_block \times L\_w$ . + +When a VF block contains DFT samples, the *EXP* fields shall include parameter $B\_M$ coded as a 4-bit unsigned integer, within the range from 0 to 15. + +The format of the VF block is presented in Figure 10-24. All parameters and VF samples shall be mapped with the MSB at the left side and LSB to the right side so that the MSB is transmitted first (i.e., the first transmitted bit is the MSB of the *EXP* field). The VF samples in a VF block may not be aligned with byte boundaries as demonstrated in Figure 10-24. + +VF samples in the vectoring feedback field shall be mapped in ascending order of subcarrier index from left to right. In case of error samples, for each VF sample, the $r\_x$ (real) component shall be mapped left from the $r\_y$ (imaginary) component. In case of DFT output samples, the $f\_x$ (real) component shall be mapped left from the $f\_y$ (imaginary) component. + +![Figure 10-24 – Format of a VF block. The diagram shows the internal structure of a VF block. At the top, 'Byte mapping' shows a sequence of bytes: Byte 1, Byte 2, Byte 3, Byte 4, Byte 5, ..., Last byte. Each byte is split into MSB and LSB. Below this, the 'VF Sample bit sequence' is shown. It starts with an 'EXP' field (4 bits). This is followed by 'First VF sample x component' and 'First VF sample y component', each taking B_M - B_L + 1 bits. These are followed by 'Second VF sample x component' and 'Second VF sample y component', also each taking B_M - B_L + 1 bits. Arrows indicate 'First vectoring feedback (VF) sample' (spanning the first two components) and 'Second vectoring feedback (VF) sample' (spanning the next two). A larger arrow at the bottom indicates 'F_block vectoring feedback (VF) samples'. A note at the bottom right states: 'VF block consists of (4 + F_block × 2 × (B_M - B_L + 1)) bits'. A small code 'G.9701(14)-Cor.1(15)_F10-24' is in the bottom right corner.](beda549cc2a4e2b9ac7f74fe9ed72b67_img.jpg) + +Figure 10-24 – Format of a VF block. The diagram shows the internal structure of a VF block. At the top, 'Byte mapping' shows a sequence of bytes: Byte 1, Byte 2, Byte 3, Byte 4, Byte 5, ..., Last byte. Each byte is split into MSB and LSB. Below this, the 'VF Sample bit sequence' is shown. It starts with an 'EXP' field (4 bits). This is followed by 'First VF sample x component' and 'First VF sample y component', each taking B\_M - B\_L + 1 bits. These are followed by 'Second VF sample x component' and 'Second VF sample y component', also each taking B\_M - B\_L + 1 bits. Arrows indicate 'First vectoring feedback (VF) sample' (spanning the first two components) and 'Second vectoring feedback (VF) sample' (spanning the next two). A larger arrow at the bottom indicates 'F\_block vectoring feedback (VF) samples'. A note at the bottom right states: 'VF block consists of (4 + F\_block × 2 × (B\_M - B\_L + 1)) bits'. A small code 'G.9701(14)-Cor.1(15)\_F10-24' is in the bottom right corner. + +**Figure 10-24 – Format of a VF block** + +##### **10.3.2.4.3 Vectoring feedback channel data rate (informative)** + +In case $F\_block = 2$ or $4$ , the number of bytes in the VBB-vb without padding, following from Figures 10-22, 10-23 and 10-24 is: + +$$N\_VBB(vb) = \text{ceiling} \left[ \left( 4 + \sum_{eb=0}^{N\_block(vb)-1} (8 + F\_block \times 2 \times (B\_M(vb,eb) - B\_L(vb,eb) + 1)) \right) / 8 \right]$$ + +where $B\_M(vb,eb)$ represents the $B\_M$ parameter for the VF block number $eb$ of vectored band number $vb$ , $B\_L(vb,eb)$ represents the $B\_L$ parameter for the VF block number $eb$ of vectored band $vb$ . + +In general, this value is not fixed but may be different from one vectoring feedback report to the next, depending on the exact values of the VF samples. If padding (see Table 10-9) is used, the number of bytes in the VBB-vb only depends on the vectoring feedback control parameters and not on the values of the VF sample values: + +$$N\_VBB(vb) = \text{ceiling} \left[ (4 + N\_block(vb) \times ((2 \times L\_w \times F\_block) + 8)) / 8 \right]$$ + +In case $F\_block = 1$ , padding is used and the number of bytes in the VBB-vb only depends on the vectoring feedback control parameters and not on the values of the VF sample values: + +$$N\_VBB(vb) = \text{ceiling} \left( \frac{8 + N\_block(vb) \times (4 + 2 \times L\_w(vb))}{8} \right)$$ + +The $N\_VFRB$ can be calculated as: + +$$N\_VFRB = 1 + \sum_{vb=0}^{N\_band-1} \text{report}(vb) \times N\_VBB(vb)$$ + +where $\text{report}(vb) = 1$ if the VBB-vb is included in the VFRB (i.e., $L\_w > 0$ for band number $vb$ ), and $\text{report}(vb) = 0$ if the VBB-vb is not included in the VFRB (i.e., $L\_w = 0$ for band number $vb$ ). + +The vectoring feedback channel data rate (VFCDR) for transmission of the VFRB for each sync symbol is: + +$$VFCDR = 8 \times N\_VFRB \times (f_{DMT} / (T_F \times M_{SF}))$$ + +where $f_{DMT}$ is the symbol rate (in symbols/s) defined in clause 10.4.4. + +The vectoring feedback channel data rate is not constant when padding is not used. In that case, it varies since $N\_VFRB$ varies from vectoring feedback report to vectoring feedback report. + +#### 10.3.2.5 Identification of the VFRB + +##### 10.3.2.5.1 Frequency identification control parameters + +Frequency identification allows to reduce the size of the VFRB and to fit the corresponding eoc or SOC message into the desired number of superframe periods (usually one superframe) by reducing the number of reported VF samples. Frequency identification is defined by two parameters: + +- the frequency sub-sampling factor ( $F\_sub$ ); +- the frequency shift step ( $s$ ). + +Frequency identification is enabled by setting $s \neq 0$ . + +With sub-sampling rate of $F\_sub$ , VF samples for a particular element X of the probe sequence are reported only for subcarriers of the given vectored band with indices: + +$$i = i_{min} + (s \times (n-1)) \text{MOD}(F\_sub) + j \times F\_sub$$ + +where: + +$i_{min}$ is the lowest index of the vectored band; + +$j = 0, 1, 2 \dots$ + +$n$ is a count of probe sequence cycles covered by the reports; for the first report, $n=1$ . + +For example, if $F\_sub = 4$ , at the first probe sequence cycle ( $n=1$ ) all subcarriers with indices $i_{min} + j \times 4$ , $j = 0, 1, 2 \dots$ will be reported until the upper index of the vectored band. At the second probe sequence cycle ( $n=2$ ), the starting subcarrier index is increased by $s$ . If $s = 2$ , all subcarriers with indices $i_{min} + 2 + j \times 4$ will be reported at the second probe sequence cycle. These two reports will provide one set of VF samples equivalent to a single report with $F\_sub = 2$ (no more reports are required because in the next probe sequence cycle ( $n=3$ ) the subcarriers with indices $i_{min} + j \times 4$ , $j = 0, 1, 2 \dots$ will be reported again). + +The valid values of frequency identification control parameters are presented in Table 10-11. + +**Table 10-11 – Valid values of frequency identification control parameters** + +| Parameter | Valid values for VCE | Mandatory values for FTU-R to support | +|-----------------------------------------------------------------------------------------|----------------------------------------------|---------------------------------------| +| $F\_sub$ | In accordance with Table 10-10 | All valid values. | +| $s$ | 1, 2, 3, 4 provided that $s < F\_sub$ (Note) | All valid values. | +| NOTE – $s = 0$ is a special value indicating that frequency identification is disabled. | | | + +For frequency identification reporting: + +- To start vectoring feedback reporting, the value of parameter $q$ shall be set to 1. +- To stop vectoring feedback reporting, the value of parameter $q$ shall be set to 0. + +##### 10.3.2.5.2 Time identification control parameters + +On each of the sync symbols indicated by the FTU-O by the associated superframe count, the FTU-R shall transmit a single VFRB. In each VFRB, the FTU-R shall also include the superframe count (as defined in clause 12.3.3.2.6) as identification of the downstream sync symbol the VFRB corresponds to. The FTU-O shall indicate such superframe counts using the following time identification control parameters: + +- the VFRB update period ( $q$ ); +- the VFRB shift period ( $z$ ). + +Time identification is enabled by setting $s = 0$ . + +The FTU-R shall send the first VFRB on the first sync symbol following the reception of the request to update the VFRB control parameters. Then it shall send a VFRB on every $q$ -th subsequent sync symbol position $z-1$ times. After $z$ VFRBs are sent (which takes $q \times z$ superframes), the next VFRB shall be reported for the next $(q+1)$ -th sync symbol position, after which the following $z-1$ VFRBs shall be reported every $q$ -th sync symbol position, etc. until the next request to update VFRB control parameters. + +With the rule defined above, the VFRB are sent on the sync symbol positions associated with the superframe count values $CNT_{SF_n}$ computed with the following recursive rule starting from $n=0$ : + +$$CNT_{SF_n} = CNT_{SF_0} \text{ if } n = 0$$ + +$$CNT_{SF_n} = (CNT_{SF_{n-1}} + q) \text{ MOD } 2^{16} \text{ if } n \text{ MOD } z \neq 0$$ + +$$CNT_{SF_n} = (CNT_{SF_{n-1}} + q + 1) \text{ MOD } 2^{16} \text{ if } n \text{ MOD } z = 0$$ + +where $CNT_{SF_0}$ is the superframe count value of the first sent VFRB. + +Valid values for the time identification control parameters are defined in Table 10-12. For every vectored band of the reported VBB, the starting subcarrier is the one with the smallest index within the vectored band. + +The VFRB shift period $z$ equals zero is a special value to indicate that VFRB shall be sent every $q$ sync symbol position starting at $CNT_{SF_0}$ until the next request to update VFRB control parameters. The VFRB period value of $q = 0$ is a special value and shall be used to indicate that the FTU-R shall stop vectoring feedback reporting. + +NOTE – The parameters $q$ and $z$ should be selected such that the VF samples are reported at least once for all the elements of the probe sequence after a certain time. + +For example, the reports are sent on the following superframe counts with $CNT_{SF_0} = 0$ : + +$$q = 4 \text{ and } z = 0 \text{ then } CNT_{SF} = 0, 4, 8, 12, 16, 20, 24, 28, \dots$$ + +$$q = 4 \text{ and } z = 4 \text{ then } CNT_{SF} = 0, 4, 8, 12, 17, 21, 25, 29, 34, 38, \dots$$ + +Valid values for the time identification control parameters are defined in Table 10-12. + +**Table 10-12 – Valid values of time identification control parameters** + +| Parameter | Valid values for VCE | Mandatory values for FTU-R to support | +|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|---------------------------------------| +| $q$ | 0, 1, 2, ..., 8 | All valid values. | +| $z$ | If $q > 1$ : 0, 2, 3, 4, ... $z\_max$
(Note)
If $q \leq 1$ : 0 | All valid values. | +| NOTE – If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the value of $z\_max$ is 128. If extended probe sequence length is selected in the ITU-T G.994.1 MS message, the value of $z\_max$ is 632. | | | + +## 10.4 Modulation + +### 10.4.1 Data subcarriers + +The data subcarriers shall be indexed from $i = LSI$ to $i = MSI$ , where $LSI$ , $MSI$ are indices of the lowest and the highest loaded subcarrier, respectively (i.e., $LSI$ is the minimum index and $MSI$ is the maximum index in the MEDLEY set). The values of $LSI$ and $MSI$ may be different for upstream and downstream transmission and are denoted as $LSI_{us}$ , $MSI_{us}$ and $LSI_{ds}$ , $MSI_{ds}$ respectively. The index of the highest loaded subcarrier ( $MSI_{us}$ or $MSI_{ds}$ ) is restricted by the selected profile. Data bits may be + +transmitted on $NSC$ subcarriers, with $NSC_{us} \leq (MSI_{us} - LSI_{us}+1)$ and $NSC_{ds} \leq (MSI_{ds} - LSI_{ds}+1)$ . The subcarrier with index $i=0$ shall not be used ( $LSI > 0$ ). + +The data subcarriers to be used in the upstream and downstream directions (MEDLEYus and MEDLEYds sets, respectively) are determined during initialization, as specified in clause 12.3.4.2. + +NOTE – The subcarriers actually used for data transmission depend on channel characteristics, such as loop attenuation and noise, and on the specific requirements on the PSD of the transmit signal, such as notching of IAR bands, PSD reduction at low frequencies to share the loop with POTS or digital subscriber line (DSL) on other lines. + +### 10.4.2 Subcarrier spacing + +Subcarrier spacing is the frequency spacing, $f_{SC}$ , between the subcarriers. The subcarriers shall be centered at frequencies $f = i \times f_{SC}$ . The subcarrier index $i$ takes the values $i = 0, 1, 2, \dots, N-1$ , where $N-1$ is the index of the highest subcarrier. The value of subcarrier spacing shall be 51.75 kHz ( $12 \times 4.3125$ kHz) with a tolerance of $\pm 50$ ppm. + +### 10.4.3 Inverse discrete Fourier transform (IDFT) + +The inverse discrete Fourier transform (IDFT) is used to modulate the complex values at the output of the symbol encoder (or those precoded at the FTU-O) onto the DMT subcarriers. It converts the $N$ frequency domain complex values $Z_i$ (as defined in clause 10.2.1.5) generated by the symbol encoder or values $Z'_i$ generated by the precoder into $2N$ real values $x_n$ ( $n = 0, 1, \dots, 2N - 1$ ), which is a time domain representation. The conversion shall be performed with a $2N$ -point IDFT: + +$$x_n = \sum_{i=0}^{2N-1} \exp\left(j \cdot 2 \cdot \pi \cdot \frac{n \cdot i}{2 \cdot N}\right) \cdot Z_i \quad \text{for } n = 0 \text{ to } 2N - 1$$ + +The valid values of $N$ are $N = 2^p$ , where $p$ can take values of 11 or 12 depending on the profile (see clause 6); other values are for further study. + +For subcarrier indices $i$ that are not in the MEDLEY set, the corresponding values of $Z_i$ are not generated by the symbol encoder. These values are vendor discretionary, but shall comply with the constraints given in Table 10-5. The value of $Z_0$ shall always be equal to zero and $Z_N$ shall always be a real value. + +In order to generate real values of $x_n$ , the input values $Z_i$ , where $i = 0, 1, \dots, N - 1$ and $Z_0 = 0$ , shall be further augmented so that the vector $Z_i$ has a Hermitian symmetry: + +$$Z_i = \text{conj}(Z_{2N-i}) \quad \text{for } i = N + 1 \text{ to } 2N - 1$$ + +### 10.4.4 Cyclic extension and windowing + +The cyclic extension provides a guard interval between adjacent symbols. This guard interval is intended to protect against inter-symbol interference. The cyclic extension also adds windowing that is necessary for spectrum shaping. The transmit symbol shall include cyclic extension and shall be constructed from the IDFT $2N$ output samples using the following rules (see Figure 10-25): + +- 1) The IDFT in the current symbol $i$ outputs $2N$ samples labelled $x_0$ to $x_{2N-1}$ in Figure 10-25. The last $L_{CP}$ samples of the original $2N$ samples in the IDFT output shall be prepended to the $2N$ output IDFT samples as the cyclic prefix (CP). +- 2) The first $L_{CS} = \beta$ samples of the original $2N$ samples in the IDFT output shall be appended to the block of $2N + L_{CP}$ samples as the cyclic suffix (CS). + +With these two rules, the order of samples in a symbol shall be as follows: + +- The first sample of symbol $i$ is IDFT output sample $x_{2N-L_{CP}}$ ; +- The last sample of the cyclic prefix is IDFT output sample $x_{2N-1}$ ; the next sample is IDFT output sample $x_0$ , which is also the first sample of the cyclic suffix; + +The last sample of the symbol is IDFT output sample $x_{\beta-1}$ . + +The first $\beta$ samples of the cyclic prefix and $\beta$ samples of the cyclic suffix shall be used for shaping the envelope of the transmitted signal (windowing). The values of the window samples are vendor discretionary. + +The valid values of $\beta$ in samples shall be 64 and 128. The windowed parts ( $\beta$ samples) of consecutive symbols shall overlap and shall be added to one another. Therefore, the total number of samples transmitted per each symbol period, after cyclic extension and windowing, is $2N + L_{CP}$ . The values of $\beta$ selected for upstream ( $\beta_{us}$ ) and downstream ( $\beta_{ds}$ ) may be different. The particular value of $\beta$ is selected by the transmitter of the FTU and shall be communicated to the peer FTU at initialization ( $\beta_{ds}$ is sent in O-SIGNATURE message and $\beta_{us}$ is sent in R-MSG 1, respectively, see clause 12.3.3.2.1 and 12.3.3.2.3). + +Figure 10-25 summarizes all of the described operations that shall be performed by the transmitter to construct the symbol. + +The value of $L_{CP}$ shall be set in order to satisfy the equation $L_{CP} = m \times N/64$ , where valid values of $m$ are integers 4, 8, 10, 12, 14, 16, 20, 24, 30 and 33, inclusive. The following combinations of $m$ and TDD frame length (see clause 10.5) shall be supported: + +- $m=10$ for TDD frame length $M_F = 23$ +- $m=10$ for TDD frame length $M_F = 36$ +- $m=16$ for TDD frame length $M_F = 23$ +- $m=33$ for TDD frame length $M_F = 36$ . + +In all cases, the following relations shall hold: $L_{CP} > \beta$ and $L_{CS} = \beta$ . + +The same value of $L_{CP}$ shall be selected for both upstream and downstream. + +NOTE – The setting of the $L_{CP}$ (for both upstream and downstream) are exchanged during the ITU-T G.994.1 phase of initialization. The same $L_{CP}$ values are set in all lines of the vectored group. + +![Figure 10-25: Cyclic extension, windowing and overlap of symbols. The diagram illustrates the construction of a DMT symbol. It shows the 'Original 2N samples' (x0 to x2N-1) being extended by a cyclic prefix (samples x2N-Lcp to x2N-1) and a cyclic suffix (samples x0 to xLcp-1). The total length is 2N + Lcp samples. The symbol period T_symb is 1/f_DMT. The diagram also shows the overlap of the cyclic prefix and suffix with the adjacent symbols, and the windowing process (beta samples) for shaping the envelope. The cyclic prefix length is Lcp, and the cyclic suffix length is Lcs = beta. The windowing length is beta. The diagram shows two symbols, symbol i and symbol i+1, with their respective cyclic prefixes and suffixes. The overlap of the windowed parts of consecutive symbols is indicated by the curved arrows.](435cf83a9531da350ea543aafa0add62_img.jpg) + +Figure 10-25: Cyclic extension, windowing and overlap of symbols. The diagram illustrates the construction of a DMT symbol. It shows the 'Original 2N samples' (x0 to x2N-1) being extended by a cyclic prefix (samples x2N-Lcp to x2N-1) and a cyclic suffix (samples x0 to xLcp-1). The total length is 2N + Lcp samples. The symbol period T\_symb is 1/f\_DMT. The diagram also shows the overlap of the cyclic prefix and suffix with the adjacent symbols, and the windowing process (beta samples) for shaping the envelope. The cyclic prefix length is Lcp, and the cyclic suffix length is Lcs = beta. The windowing length is beta. The diagram shows two symbols, symbol i and symbol i+1, with their respective cyclic prefixes and suffixes. The overlap of the windowed parts of consecutive symbols is indicated by the curved arrows. + +**Figure 10-25 – Cyclic extension, windowing and overlap of symbols** + +For a given setting of the CP length, the symbols will be transmitted at a rate equal to: + +$$f_{DMT} = \frac{2N \times f_{SC}}{2N + L_{CP}}$$ + +The symbol period $T_{symb}$ , accordingly, equals to $1/f_{DMT}$ (see Figure 10-25). + +If the CP length corresponds to $m = 10$ , this results in a symbol rate of 48 000 symbols/s. + +### 10.4.5 Synchronization + +The FTU-R shall use loop timing mode, i.e., it shall extract its symbol clock from the received signal. In loop timing mode, the FTU-R operates as a slave; the transmit clock of the FTU-R shall be locked to the transmit clock of the FTU-O. Prior to starting a transmission, the FTU-R shall acquire (or re-acquire) the downstream timing; no transmission is allowed if loop timing is not established. + +To facilitate loop timing, the FTU-R may request FTU-O to assign pilot tones. The number of pilot tones and their subcarrier indices are determined during initialization (see clause 12.3.4.2.8). The FTU-O shall transmit assigned pilot tones during the showtime in all data symbols and pilot symbols. Pilot tones shall not be transmitted during sync symbols, idle symbols or quiet symbols. The maximum number of pilot tones is 16. + +To facilitate loop timing during L2.1 and L2.2 states, the FTU-R may request the FTU-O to transmit pilot symbols (see clause 10.4.5.1). + +#### 10.4.5.1 Pilot symbols + +Pilot symbols facilitate loop timing in the FTU-R. Pilot symbols shall be transmitted in the downstream direction only, at the RMC symbol position within logical frames that are assigned by the FTU-R for timing synchronization if this logical frame has no RMC symbol to be transmitted. + +NOTE – In L0 state, RMC symbols are transmitted in all logical frames. Therefore, no pilot symbols are used in this state. + +The FTU-R shall assign logical frames for timing synchronization during initialization. Those may be all downstream logical frames of the superframe, or all odd numbered downstream logical frames in the superframe (the second, the fourth, etc.), or only the last downstream logical frame in the superframe. + +In pilot symbols, all subcarriers except pilot tone subcarriers shall be transmitted with zero gain ( $g_i = 0$ ). The pilot tone subcarriers shall be transmitted with nominal power (same as in data symbols). + +## 10.5 TDD frame structure + +The TDD frame structure is presented in Figure 10-26 with the following notations describing the TDD frame parameters. Values of $T_{g1}$ and $T_{g2}$ are the gap times at the U interface of the FTU-O, while $T_{g1'}$ and $T_{g2'}$ are the gap times at the U interface of the FTU-R. Both the FTU-O and the FTU-R shall transmit in respect to downstream and upstream symbol boundaries, respectively. In all cases, the sum $T_{g1} + T_{g2} = T_{g1'} + T_{g2'}$ shall be equal to the duration of one symbol. + +The actual value of $T_{g1'}$ is determined during initialization, as described in clause 12.3.3.1.2. The initial value of $T_{g1'}$ is communicated to the FTU-R in the O-SIGNATURE message. This value is further adjusted to align boundaries of received upstream symbols in all vectored lines. The valid range of $T_{g1'}$ is from 6.5 $\mu\text{s}$ to 11.2 $\mu\text{s}$ . The FTU-O shall support $T_{g1} \geq 6.5 \mu\text{s}$ . + +NOTE – With the defined range of $T_{g1'}$ ( $6.5\mu\text{s} \leq T_{g1'} \leq 11.2\mu\text{s}$ ), the maximum value of $T_{g2}$ should not exceed 11.2 $\mu\text{s}$ in the aim to support very short loops whose $T_{pd}$ is close to 0. Using a setting $T_{g2} = 11 \mu\text{s}$ , the DPU can accommodate propagation delays within the range from 0 to $T_{pd} \leq (11-6.5)/2 = 2.25 \mu\text{s}$ . This range of $T_{pd}$ , assuming a typical propagation delay of 0.5 $\mu\text{s}$ per 100 m, allows establishing a vectored group that includes loops with lengths from 0 to 450 m. + +The variable $T_F$ defines the frame period. The TDD frame length shall be an integer multiple of symbol periods. One TDD frame period shall consist of $M_{ds}$ symbol periods dedicated for downstream transmission, $M_{us}$ symbol periods dedicated for upstream transmission and a total gap time ( $T_{g1} + T_{g2}$ ) equal to one symbol period; hence $T_F = M_F \times T_{symb}$ , where $M_F = M_{ds} + M_{us} + 1$ . The downstream transmit symbol boundary shall be aligned with the TDD frame boundary. + +TDD frame lengths of $M_F = 36$ and $M_F = 23$ symbol periods shall be supported. + +Additional values of $M_F$ are for further study. + +The particular values of $M_F$ and TDD frame parameters $M_{ds}$ and $M_{us}$ are set during the initialization (ITU-T G.994 handshake, see clause 12.3.2.1), according to the corresponding DPU-MIB parameters; in all cases $M_{ds} + M_{us} \leq 35$ . The FTU shall support the ranges of values of $M_{ds}$ as a function of $M_F$ according to Table 10-13. + +Additional ranges of values of $M_{ds}$ as a function of $M_F$ are for further study. + +**Table 10-13 – $M_{ds}$ values to support as a function of $M_F$** + +| $M_F$ | $M_{ds}$ values supported | +|-------|---------------------------| +| 36 | from 10 to 32 | +| 23 | from 6 to 19 | + +![Figure 10-26 – TDD frame structure. The diagram shows two horizontal timelines for FTU-O and FTU-R. FTU-O has a 'Downstream Tx' block of duration M_ds * T_symb, followed by a gap T_g2, then an 'Upstream Rx' block of duration M_us * T_symb, followed by a gap T_g1, and then another 'Downstream Tx' block. FTU-R has a 'Downstream Rx' block, followed by a gap T_g1', then an 'Upstream Tx' block, followed by a gap T_g2', and then another 'Downstream Rx' block. Vertical dashed lines align the start and end of blocks between FTU-O and FTU-R. Propagation delays T_pd are indicated at the start and end of the frame. The total TDD frame duration is T_F = M_F * T_symb. The diagram is labeled G.9701(14)_F10-26.](5e787be3a9da44aa97f5fcdcd41c0123_img.jpg) + +Figure 10-26 – TDD frame structure. The diagram shows two horizontal timelines for FTU-O and FTU-R. FTU-O has a 'Downstream Tx' block of duration M\_ds \* T\_symb, followed by a gap T\_g2, then an 'Upstream Rx' block of duration M\_us \* T\_symb, followed by a gap T\_g1, and then another 'Downstream Tx' block. FTU-R has a 'Downstream Rx' block, followed by a gap T\_g1', then an 'Upstream Tx' block, followed by a gap T\_g2', and then another 'Downstream Rx' block. Vertical dashed lines align the start and end of blocks between FTU-O and FTU-R. Propagation delays T\_pd are indicated at the start and end of the frame. The total TDD frame duration is T\_F = M\_F \* T\_symb. The diagram is labeled G.9701(14)\_F10-26. + +**Figure 10-26 – TDD frame structure** + +The same TDD frame structure shall be used during both initialization and showtime. + +During showtime, symbol periods in a TDD frame are used for transmission of data symbols (carrying DTUs) and the following special symbols: + +- Sync symbol: See clauses 10.2.2.1 and 10.6. +- RMC symbol: See clause 10.5.1. +- Pilot symbol: See clauses 10.2.2.3 and 10.4.5.1. +- Idle symbols: See clauses 10.2.1.7 and 10.7. +- Quiet symbols: See clauses 10.2.1.6 and 10.7. + +During the initialization, symbol periods in a TDD frame are used for transmission of the sync symbols and the initialization symbols (see clauses 12.3.3.3 and 12.3.4.3). The format of initialization symbols is defined in clause 10.2.2.2. + +### 10.5.1 RMC symbol position + +An RMC symbol shall be transmitted every TDD frame during the L0 link state. Transmission of RMC symbols during L2.1 and L2.2 link states is specified in clause 13.4.1.1 and clause 13.4.2.1, respectively. + +The format and encoding of RMC symbol are described in clause 9.6. + +The position of the downstream RMC symbol and the upstream RMC symbol is offset by $D_{RMCds}$ and $D_{RMCus}$ symbol periods from the start of the first downstream symbol position and from start of the first upstream symbol position in a TDD frame, respectively, as described in Figure 10-27. The value of the offset is assigned by the DP during initialization (see clause 12.3.2.1). The same value of $D_{RMCds}$ + +shall be used for downstream RMC symbols in all lines of the vectored group, and the same value of $D_{RMCus}$ shall be used for upstream RMC symbols in all lines of the vectored group. The valid ranges of $D_{RMCus}$ and $D_{RMCds}$ are from 1 to $\min(M_{us}-1, \text{floor}(T_{ack\_max\_r}/T_{symb})-2)$ and 1 to $\min(M_{ds}-1, \text{floor}(T_{ack\_max\_o}/T_{symb}))$ , respectively. Furthermore, the settings shall comply with the following condition: + +$$D_{RMCus} - D_{RMCds} \geq 6 - M_{ds}.$$ + +NOTE – The mentioned condition for $D_{RMCus}$ , $D_{RMCds}$ always ensure that the upstream RMC symbol is transmitted at least 5 symbols after the downstream RMC symbol, and is derived from the following equation: + +$$(M_{ds} - D_{RMCds} - 1) + D_{RMCus} \geq 5.$$ + +Figure 10-27 illustrates RMC and sync symbol positions in TDD frames (notated *R* and *S*, respectively) of a superframe with $CNT_{SF} = P$ . Symbol positions notated *D* indicate those can be used for data, idle or quiet symbols, based on the rules defined in clause 10.7. Figure 10-27 also presents the downstream and the upstream logical frames. A logical frame in a particular transmission direction starts from the RMC symbol and ends on the last symbol position just before the next RMC symbol transmitted in the same direction. + +Symbol positions in a logical frame assigned for downstream transmission are indexed from zero to $(M_{ds} - 1)$ . Symbol positions assigned for upstream transmission in a logical frame are indexed from zero to $(M_{us} - 1)$ . The indexing for each transmission direction starts from the RMC symbol, whose position has index zero in both upstream and downstream. + +![Figure 10-27: Example of sync symbol and RMC symbol positions. The diagram shows a sequence of TDD frames (TDD frame 0, TDD frame 1, ..., TDD frame M_sf-1, TDD frame 0) within a Superframe P. Downstream logical frames (N-M_sf, N+M_sf+1, ..., N+2*M_sf-1, N+2*M_sf) are shown, starting from the RMC symbol (R) and ending just before the next RMC symbol. Upstream logical frames (N-1, N, ..., N+M_sf-2, N+M_sf-1) are also shown, starting from the RMC symbol (R) and ending just before the next RMC symbol. Sync symbols (S) are shown in some frames. The legend indicates: S = Sync symbol, R = RMC symbol, D = Data symbol. The diagram is labeled G.9701(14)_F10-27.](a8bcad776c8f979f6ca27eebabac4af9_img.jpg) + +Figure 10-27: Example of sync symbol and RMC symbol positions. The diagram shows a sequence of TDD frames (TDD frame 0, TDD frame 1, ..., TDD frame M\_sf-1, TDD frame 0) within a Superframe P. Downstream logical frames (N-M\_sf, N+M\_sf+1, ..., N+2\*M\_sf-1, N+2\*M\_sf) are shown, starting from the RMC symbol (R) and ending just before the next RMC symbol. Upstream logical frames (N-1, N, ..., N+M\_sf-2, N+M\_sf-1) are also shown, starting from the RMC symbol (R) and ending just before the next RMC symbol. Sync symbols (S) are shown in some frames. The legend indicates: S = Sync symbol, R = RMC symbol, D = Data symbol. The diagram is labeled G.9701(14)\_F10-27. + +**Figure 10-27 – Example of sync symbol and RMC symbol positions** + +As shown in Figure 10-27, any logical frame that starts during a TDD frame of a particular superframe shall be considered belonging to this superframe (even though the end of the last logical frame of a superframe is transmitted at the beginning of the next superframe). + +Logical frames shall be counted using a modulo $2^{16}$ logical frame counter. The transmitter shall increment the logical frame count ( $CNT_{LF}$ ) by one every time a logical frame is sent. The $CNT_{LF}$ values are defined for upstream ( $CNT_{LF-us}$ ) and downstream ( $CNT_{LF-ds}$ ). The $CNT_{LF}$ shall be reset at the transition into showtime: the $CNT_{LF-ds}$ shall be reset at the first downstream logical frame transmitted at the showtime and the $CNT_{LF-us}$ shall be reset at the first upstream logical frame transmitted at the showtime. + +### 10.5.2 Data symbol positions + +Downstream data symbols shall be transmitted at downstream symbol positions of a logical frame with indices starting from 1 and determined by the parameters $TTR_{ds}$ , $TA_{ds}$ and $TBUDGET_{ds}$ defined in clause 10.7. The number of data symbols in a downstream logical frame that does not contain a sync symbol may be up to $M_{ds}-1$ , and in those that contain sync symbol may be up to $M_{ds}-2$ . Index 0 is assigned to the downstream RMC symbol. + +Upstream data symbols shall be transmitted at upstream symbol positions of a logical frame with indices starting from one and determined by the parameters $TTR_{us}$ , $TA_{us}$ and $TBUDGET_{us}$ defined in + +clause 10.7. The number of data symbols in a upstream logical frame that does not contain a sync symbol may be up to $M_{us} - 1$ and in those that contain sync symbol may be up to $M_{us} - 2$ . Index 0 is assigned to the upstream RMC symbol. + +An idle symbol may be transmitted at any data symbol position that is not used by a data symbol using the rules determined by the selected configuration parameters for discontinuous operation (see clause 10.7). This applies to both upstream and downstream. + +At data symbol positions that are not used by either a data symbol or an idle symbol, a quiet symbol shall be transmitted. + +## 10.6 Superframe structure + +The ITU-T G.9701 superframe structure is shown in Figure 10-28. The parameter $M_{SF}$ identifies the number of TDD frames that comprise one superframe; the value of $M_{SF}$ depends on the number of symbols in a TDD frame $M_F$ as defined in Table 10-14. + +Additional sets of $\{M_F, M_{SF}\}$ are for further study. + +**Table 10-14 – Mandatory sets of $\{M_F, M_{SF}\}$** + +| $M_F$ | $M_{SF}$ | +|-------|----------| +| 36 | 8 | +| 23 | 12 | + +All TDD frames of the superframe shall have the same format as defined in clause 10.5. Superframes shall be transmitted one after another, with no gaps. The TDD frames of each superframe shall be indexed from 0 to $M_{SF} - 1$ . + +The first TDD frame of the superframe (index 0) is called a TDD sync frame, which is followed by $M_{SF} - 1$ regular TDD frames (indexed from 1 to $M_{SF} - 1$ ). Each TDD sync frame contains a downstream sync symbol (labelled as *DS sync symbol*) and an upstream sync symbol (labelled as *US Sync Symbol*). The first symbol of a superframe is $D_{RMCds} - 1$ symbol positions before the sync symbol. Other functions and transmission format of upstream and downstream sync symbols are defined in clause 10.2.2.1. + +![Diagram of Superframe structure showing a sequence of TDD frames. The first frame is a 'TDD sync frame' containing 'DS' (downstream sync symbol) and 'US' (upstream sync symbol) blocks. Subsequent frames are 'TDD frame' blocks, also containing 'DS' and 'US' blocks. The total duration of the superframe is labeled as T_SF = M_SF * T_F. The duration of one TDD frame is labeled as T_F. A legend indicates that yellow blocks represent 'DS sync symbol' and blue blocks represent 'US sync symbol'.](b61f69e2e373887d5d11df288c845f73_img.jpg) + +The diagram illustrates the superframe structure. A long horizontal bar at the top represents the entire superframe with a duration of $T_{SF} = M_{SF} \times T_F$ . Below this, a sequence of boxes represents individual TDD frames. The first box is labeled 'TDD sync frame', and the subsequent ones are labeled 'TDD frame', with an ellipsis between the third and the last. Below the 'TDD sync frame' box, a zoomed-in view shows two blocks: a yellow block labeled 'DS' and a blue block labeled 'US'. Below the 'TDD frame' box, another zoomed-in view shows two blocks: a yellow block labeled 'DS' and a blue block labeled 'US'. A legend at the bottom left shows a yellow square for 'DS sync symbol' and a blue square for 'US sync symbol'. A dashed line connects the 'TDD sync frame' box to its zoomed-in view. Another dashed line connects the 'TDD frame' box to its zoomed-in view. The label 'G.9701(14)\_F10-28' is in the bottom right corner. + +Diagram of Superframe structure showing a sequence of TDD frames. The first frame is a 'TDD sync frame' containing 'DS' (downstream sync symbol) and 'US' (upstream sync symbol) blocks. Subsequent frames are 'TDD frame' blocks, also containing 'DS' and 'US' blocks. The total duration of the superframe is labeled as T\_SF = M\_SF \* T\_F. The duration of one TDD frame is labeled as T\_F. A legend indicates that yellow blocks represent 'DS sync symbol' and blue blocks represent 'US sync symbol'. + +**Figure 10-28 – Superframe structure** + +The downstream sync symbol shall be transmitted immediately before the downstream RMC symbol position, with the offset of $(D_{RMCds} - 1)$ symbols from the start of a TDD sync frame (see Figure 10-27). The downstream sync symbol, accordingly, has index $M_{ds} - 1$ in the last downstream logical frame of the previous superframe. + +The upstream sync symbol shall be transmitted on the first symbol position in the upstream part of the TDD sync frame. The upstream sync symbol, accordingly, has index $(M_{us} - D_{RMCus})$ in the last upstream logical frame of the previous superframe. + +The same superframe structure shall be used during both initialization and showtime. + +Superframes shall be counted using a modulo $2^{16}$ superframe counter. The transmitter shall increment the superframe count ( $CNT_{SF}$ ) by one every time it starts a new superframe. The $CNT_{SF}$ for upstream and downstream shall always be the same for any particular superframe and this value shall be synchronized over all the lines of the vectored group. + +The symbol count ( $CNT_{SYMB}$ ) shall be incremented by one after each symbol period passed at the U-interface ( $M_{ds} + M_{us} + 1$ periods in total during each downstream or upstream logical frame, where the 1 represents the combined time gaps $T_{g1}$ and $T_{g2}$ , see Figure 10-26). Symbol counts are defined in upstream ( $CNT_{SYMB,us}$ ) and downstream ( $CNT_{SYMB,ds}$ ). In a particular direction of transmission, $CNT_{SYMB}$ shall be set to 0 at the symbol position which corresponds to the first RMC symbol transmitted when entering the showtime and after reaching the value of 1 022 (modulo 1 023) while in showtime. + +## 10.7 Normal and discontinuous operation intervals + +During link state L0, when not all of the time available for data transmission is needed, a discontinuous operation interval may be configured to facilitate transceiver power savings. + +The discontinuous operation interval may be configured independently for upstream and downstream. Symbol periods within the discontinuous operations interval of a logical frame may be filled with either data symbols, idle symbols (see clause 10.2.1.7) or quiet symbols (see clause 10.2.1.6). + +Figure 10-29 shows downstream logical frames with the identified parameters for controlling and managing the configuration of the discontinuous operation interval in a downstream logical frame. Figure 10-30 shows upstream logical frames with the identified parameters for controlling and managing the configuration of the discontinuous operation interval in an upstream logical frame. + +A logical frame is divided into two intervals; a normal operation interval (NOI), and a discontinuous operation interval (DOI). The NOI boundary is defined by parameter $TTR$ (in number of symbol periods in the NOI). The NOI starts from an RMC symbol and has $TTR$ symbols duration. The value of $TTR$ may be different from one logical frame to another. The number of symbols in the NOI can be within the range from one to $M_{ds}$ (including the RMC symbol, and the sync symbol if it resides within the NOI) in the downstream direction and from 1 to $M_{us}$ (including the RMC symbol, and the sync symbol if either or both reside within the NOI) in the upstream direction. If the transmitting FTU of a particular line does not have data to send during the NOI, it shall send one or more idle symbols or data symbols filled with dummy DTUs. In the upstream direction, selection between transmission of idle and data symbols depends on the value of $IDF_{us}$ communicated over RMC from the FTU-O to the FTU-R (see Table 9-7). + +If an idle symbol is sent at a particular symbol position of the NOI, all following symbols of the NOI shall also be idle symbols (except sync or pilot symbols, if they reside within the NOI). If the NOI ends with an idle symbol or a data symbol filled with dummy DTUs, all symbols of the DOI of the logical frame shall be either idle or quiet symbols (except sync symbols, if they reside within the DOI). + +The DOI is configured with controlled positioning of data, idle and quiet symbols. In Figure 10-29 and Figure 10-30, the parameter $TA$ defines the number of quiet symbol positions at the beginning of the DOI of a logical frame and the value $B'$ is defined as the number of symbol positions following $TA$ that may contain data symbols in the DOI. + +Control of the discontinuous operation interval is provided by the DRA and VCE of the DPU (see Figure 5-2). The following control parameters, separate for upstream and downstream, are + +communicated to the FTU-O across the $\gamma$ reference point in the associated TXOP primitive (see Table 8-3): + +Transmission budget (*TBUDGET*): parameter used to derive the index of the last symbol position that may be used for a data symbol. This index is equal to (*TBUDGET*-1) if *TBUDGET* $\leq$ *TTR*, otherwise it is equal to (*TBUDGET*+*TA*-1). The total number of symbol positions allocated for the RMC symbol and data symbols in the combined NOI and DOI of a logical frame is equal to *TBUDGET* if the logical frame does not contain a sync symbol, otherwise that number can be equal to *TBUDGET* or (*TBUDGET*-1), depending on the position of the sync symbol in a logical frame. + +*TTR*: the number of symbol positions in the NOI, including the sync symbol position if it resides within the NOI. + +*TA*: the number of quiet symbol positions inserted at the beginning of the DOI, including the sync symbol if it resides within the *TA*. + +*TIQ*: indicates whether idle (*TIQ*=1) or quiet (*TIQ*=0) symbols shall be used during the downstream symbol positions of the DOI allocated for data symbols if the transceiver does not have enough data to fill these symbol positions. + +NOTE – No *TIQ* value is defined for the upstream direction since idle and quiet symbols are identical. + +*IDF*: indicates that the FTU is allowed to send only data symbols filled with dummy DTUs in the NOI if the FTU does not have data to send over the NOI symbol positions allowed by *TBUDGET*. + +From the control primitives defined above, the value *B'* can be derived as *B'* = max(0, *TBUDGET* – *TTR*). + +If the transceiver does not have enough data to fill the *B'* symbol periods, it may instead transmit one or more idle or quiet symbols (depending on the value of *TIQ*) for the later symbol periods in the *B'* symbol periods. In Figure 10-29 and Figure 10-30, the actual number of data symbol periods in the DOI is identified by the value *B*, where *B* = *B'* – (number of idle symbols or quiet symbols in *B'*). + +The value of *TBUDGET*ds + *TA*ds shall not exceed *M*ds and the value of *TBUDGET*us + *TA*us shall not exceed *M*us. + +A minimum number of data symbols (containing data or dummy DTUs) shall be transmitted during the NOI. This number shall be indicated during initialization by the FTU-O (parameter upstream *MNDSNOI* in O-PMS message) and by the FTU-R (parameter downstream *MNDSNOI* in R-PMS message). After this minimum number of data symbols has been sent and once only dummy DTUs are available until the end of the logical frame, the FTU shall send idle symbols instead of data symbols until the end of the NOI and send idle or quiet symbols depending on the *TIQ* value instead of data symbols until the end of the DOI. The DRA may instruct the FTU-O to transmit more than *MNDSNOI* data symbols before idle symbols may be transmitted. This allows the DRA to guarantee that all lines transmit data symbols for the duration dictated by the largest downstream *MNDSNOI* values of any lines of the DP. + +The set of values {*TTR*, *TA*, *TBUDGET*, *IDF*} is the logical frame configuration. The logical frame configuration may be different for the upstream and the downstream directions and may change from one logical frame to the next. + +The value of *TTR*ds shall be *TTR*ds $\geq$ *MNDSNOI*ds + 1 and the value of *TTR*us shall be *TTR*us $\geq$ *MNDSNOI*us + 1. + +To facilitate power control using the discontinuous operation interval, the FTU-O transmitter indicates in the downstream RMC message of the logical frame the downstream logical frame configuration and the requested upstream logical frame configuration (see Table 9-7). The requested upstream logical frame configuration indicated in the downstream logical frame with *CNT*LF,ds = *N* + *M*SF shall be indicated by the FTU-R as the upstream logical frame configuration in the upstream RMC message of the upstream logical frame with *CNT*LF,us = *N*+1 (see Table 9-8 and + +Figure 10-27). The downstream logical frame configuration indicated in the downstream RMC message shall be applied in the same logical frame if MB is set to 0 or in the next logical frame if MB=1. The upstream logical frame configuration indicated in the upstream RMC message shall be applied in the same logical frame if MB is set to 0 or in the next logical frame if MB=1. The value of MB may be different for the upstream and downstream directions (see Table 12-41, Table 12-44). If the RMC message is lost, the receiver shall use the logical frame configuration parameters indicated in the last received RMC message. + +NOTE – The FTU-O is responsible to indicate its request for the new downstream and upstream logical frame configuration in the RMC message of the appropriate logical frame, so that timing requirements for application of TXOPds.indicate and the TXOPus.indicate primitives is compliant with the requirements defined in clause 8.1.1 + +In addition, the expected transmission time (*ETT*) of the logical frame, represented as a number of data symbols, is indicated in the RMC message of the same logical frame (see Tables 9-5 and 9-8). The value of *ETT* shall be no greater than the value of (*TBUDGET* – 1) for that same logical frame. Parameter *ETT* indicates to the receiver that it needs to be active to decode *ETT* data symbols and it may turn off or reduce processing to save power during reception of the idle or quiet symbol(s) that follow the *ETT* data symbols. If the receiver detects an idle symbol prior to the detection of *ETT* data symbols, it may also turn off or reduce processing to save power during reception of the subsequent symbol positions of the same logical frame. + +The FTU-O shall transmit quiet symbols for the last ( $M_{ds} - (TTR_{ds} + TA_{ds} + B'_{ds})$ ) downstream symbol positions of the logical frame, except if this position is a sync symbol position. + +The FTU-R shall transmit quiet symbols for the last ( $M_{us} - (TTR_{us} + TA_{us} + B'_{us})$ ) upstream symbol positions of the logical frame, except if this position is a sync symbol position. + +NOTE – Power savings may be achieved in the discontinuous operation interval by transmission of quiet symbols in symbol periods where there is no end user data. Further power savings may be achieved by appropriately aligning the data symbols in each of the lines in the vectored group so as to reduce the size of the crosstalk cancellation matrix by using one or more $M \times M$ matrices instead of the one full $N \times N$ matrix where $M < N$ . The configuration of the idle and the quiet symbol periods across the lines in the vectored group is controlled by the VCE/DRA. + +During the NOI, the line uses a certain transmit PSD. This PSD setting may be different from those used during the DOI. + +Both FTU-O and FTU-R shall support a separate baseline bit-loading table for each of the intervals (a bit-loading table for NOI and a bit-loading table for the DOI). The NOI baseline bit-loading tables in both upstream and downstream are established during initialization (see clauses 12.3.4.2.7 and 12.3.4.2.8); the DOI baseline bit-loading tables are determined after transition into showtime (see clause 12.3.5). The baseline bit-loading tables for both NOI and DOI are updated via eoc-based OLR procedures (SRA and TIGA), as defined in clauses 13.2.1.1 and 13.2.2.1, respectively. The active bit-loading tables for both NOI and DOI are updated through the RMC by the FRA commands defined in Table 9-10 (for the downstream) and Table 9-11 (for the upstream). + +![Figure 10-29: General illustration of discontinuous operation in the DOI for downstream logical frames. The diagram shows two TDD frames (M_F = 23 symbols) with Downstream (M_ds = 14) and Upstream (M_us = 8) symbol periods. It details the timing and symbol types (rmc, data, quiet, sync) for four different downstream logical frame configurations. The first frame contains a DS sync symbol, while the second does not. A legend at the bottom defines the symbol types and timing parameters.](3eb2af31c2e61e2595c8440d726f5d4e_img.jpg) + +TDD frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds) + +Downstream $M_{ds} = 14$      $M_{us} = 8$ + +Upstream + +Upstream + +Upstream + +Upstream + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 0;$ + $[TIQ = 0, B' = 4, B = 3]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 0;$ + $[TIQ = 0, B' = 9 - 5 = 4, B = 4]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 4;$ + $[TIQ = 0, B' = 4, B = 2]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 4;$ + $[TIQ = 0, B' = 4, B = 4]$ + +$DRMC_{ds} = 4$ + +$t = 0$ + +NOI      DOI + +DS logical frame ( $T_F$ ) containing DS sync symbol + +TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds) + +Downstream $M_{ds} = 14$      $M_{us} = 8$ + +Upstream + +Upstream + +Upstream + +Upstream + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 0;$ + $[TIQ = 0, B' = 4, B = 4]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 9; TA_{ds} = 0;$ + $[TIQ = 0, B' = 9 - 5 = 4, B = 4]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 10; TA_{ds} = 4;$ + $[TIQ = 0, B' = 10 - 5 = 5, B = 5]$ + +$TTR_{ds} = 5; TBUDGET_{ds} = 10; TA_{ds} = 4;$ + $[TIQ = 0, B' = 10 - 5 = 5, B = 4]$ + +$t = T_F$ + +NOI      DOI + +DS logical frame without DS sync symbol + +G.9701(14)\_F10-29 + +rmc rmc symbol + d data symbol + q quiet symbol + sync symbol + +$TTR$ = duration of the normal operation interval      $TA$ = number of quiet symbols immediately after $TTR$ + +$TBUDGET + TA - 1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +Figure 10-29: General illustration of discontinuous operation in the DOI for downstream logical frames. The diagram shows two TDD frames (M\_F = 23 symbols) with Downstream (M\_ds = 14) and Upstream (M\_us = 8) symbol periods. It details the timing and symbol types (rmc, data, quiet, sync) for four different downstream logical frame configurations. The first frame contains a DS sync symbol, while the second does not. A legend at the bottom defines the symbol types and timing parameters. + +**Figure 10-29 – General illustration of discontinuous operation in the DOI for downstream logical frames** + +![Figure 10-30: General illustration of discontinuous operation in the DOI of upstream logical frames. The diagram shows four lines (Line 1 to Line 4) over time, illustrating downstream and upstream data flow. It includes TDD sync frames, upstream logical frames, and various symbol types like rmc, data, quiet, and sync. Parameters like TTR_us, TBUDGET_us, and TA_us are specified for each line's upstream operation.](defe20e5056d0c3552de2d50ce88c5cb_img.jpg) + +The diagram illustrates the timing and symbol allocation for four lines (Line 1 to Line 4) across two TDD sync frames. Each sync frame consists of $M_F = 23$ symbols and has a duration of $T_F = M_F \times T_S$ seconds. + +Key parameters and intervals: + +- TDD sync frame:** $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds. +- Downstream (ds) interval:** $M_{ds} = 14$ symbols. +- Upstream (us) interval:** $M_{us} = 8$ symbols. +- Upstream logical frame:** + - Containing sync symbol: starts at $t = 0$ , includes $DRMC_{us} = 3$ (Downstream RMC), NOI (Normal Operation Interval), and DOI (Data Operation Interval). + - Without sync symbol: starts at $t = T_F$ , includes NOI and DOI. + +**Symbol types:** + +rmc rmc symbol   d data symbol   q quiet symbol       sync symbol + +**Line-specific parameters (Upstream):** + +- Line 1:** $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 0$ ; $[B' = 2, B = 2]$ . +- Line 2:** $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 0$ ; $[B' = 2, B = 2]$ . +- Line 3:** $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 3$ ; $[B' = 2, B = 1]$ . +- Line 4:** $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 3$ ; $[B' = 2, B = 2]$ . + +**Definitions:** + +- $TTR$ = duration of the normal operation interval +- $TA$ = number of quiet symbols immediately after $TTR$ +- $TBUDGET + TA - 1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +G.9701(14)\_F10-30 + +Figure 10-30: General illustration of discontinuous operation in the DOI of upstream logical frames. The diagram shows four lines (Line 1 to Line 4) over time, illustrating downstream and upstream data flow. It includes TDD sync frames, upstream logical frames, and various symbol types like rmc, data, quiet, and sync. Parameters like TTR\_us, TBUDGET\_us, and TA\_us are specified for each line's upstream operation. + +**Figure 10-30 – General illustration of discontinuous operation in the DOI of upstream logical frames** + +Similar to bit loading, in the downstream direction at least, the NOI and DOI may have different transmit PSDs and different precoded direct channel gains. These sets are updated via eoc using a standard TIGA procedure. + +Appendix VI describes example applications of discontinuous operation. + +## **10.8 Alignment of transmissions in vectored group** + +The superframes transmitted by all FTU-Os of a vectored group shall be aligned in time so that the downstream sync symbols are aligned in time at the U-O reference points of the vectored lines. All other symbols of the superframe (data symbols) transmitted by all FTU-Os of a vectored group shall also be aligned in time between themselves at the U-O reference points of the vectored lines. The misalignment shall be evaluated as the time difference between reference samples of the aligned symbols of the vectored lines (see clause 8.4.1, Figure 8-12) and is vendor discretionary. + +To avoid performance degradation in a vectored group, the misalignment should be significantly smaller than the assigned value of the cyclic extension (CE). + +The FTU-O shall facilitate that the upstream symbols transmitted by all FTU-Rs of a vectored group be aligned between themselves at the U-O reference point by adjusting the value of $T_{gl}$ during the initialization, as described in clause 12.3.3.1. + +To facilitate alignment in time, symbols in all lines of a vectored group shall be assigned the same cyclic extension, in both upstream and downstream. Also, the TDD frame parameters $M_F$ , $M_{us}$ and $M_{ds}$ shall be the same in all lines of the vectored group. The CE length used for all lines in a vectored group should be appropriate for the line with the largest propagation delay. + +# **11 Operation and maintenance (OAM)** + +## **11.1 OAM functional model** + +The OAM reference model of an ITU-T G.9701 link is shown in Figure 11-1 and contains OAM entities intended to manage all the transmission entities of the ITU-T G.9701 transceiver: the TPS-TC sub-layer, the PMS-TC sub-layer and the PMD sub-layer. The system-related OAM data refers to all relevant layers above the TPS-TC (which are not in the scope of this Recommendation). + +![Figure 11-1 – OAM protocol reference model of ITU-T G.9701 link. The diagram shows two main entities: FTU-O (left) and FTU-R (right). FTU-O consists of an ME-O (Upper layers of FTU-O management protocol stack) connected to an FTU-O management entity. The ME-O is connected to a MIB and an NMS via a Q interface. The FTU-O management entity contains three management layers: TPS-TC management, PMS-TC management, and PMD management. These layers are connected to the ME-O via a γ_MGMT_O interface. FTU-R consists of an ME-R (Upper layers of FTU-R management protocol stack) connected to an FTU-R management entity. The ME-R is connected to a MIB. The FTU-R management entity contains three management layers: TPS-TC management, PMS-TC management, and PMD management. These layers are connected to the ME-R via a γ_MGMT_R interface. OAM data is exchanged between the two entities: System-related OAM data between ME-O and ME-R; OAM data via eoc between TPS-TC management layers; OAM data via RMC between PMS-TC management layers; and OAM data via SOC (initialization) between PMD management layers. The diagram is labeled G.9701(19)_F11-1 at the bottom right.](43f7b6b61db9a2f3e3920740a9527d97_img.jpg) + +Figure 11-1 – OAM protocol reference model of ITU-T G.9701 link. The diagram shows two main entities: FTU-O (left) and FTU-R (right). FTU-O consists of an ME-O (Upper layers of FTU-O management protocol stack) connected to an FTU-O management entity. The ME-O is connected to a MIB and an NMS via a Q interface. The FTU-O management entity contains three management layers: TPS-TC management, PMS-TC management, and PMD management. These layers are connected to the ME-O via a γ\_MGMT\_O interface. FTU-R consists of an ME-R (Upper layers of FTU-R management protocol stack) connected to an FTU-R management entity. The ME-R is connected to a MIB. The FTU-R management entity contains three management layers: TPS-TC management, PMS-TC management, and PMD management. These layers are connected to the ME-R via a γ\_MGMT\_R interface. OAM data is exchanged between the two entities: System-related OAM data between ME-O and ME-R; OAM data via eoc between TPS-TC management layers; OAM data via RMC between PMS-TC management layers; and OAM data via SOC (initialization) between PMD management layers. The diagram is labeled G.9701(19)\_F11-1 at the bottom right. + +**Figure 11-1 – OAM protocol reference model of ITU-T G.9701 link** + +The OAM data between the peer ITU-T G.9701 transceivers at the DPU and the NT is exchanged using the following OAM channels: + +- an embedded operation channel (eoc) between respective TPS-TC entities, specified in clause 11.2.2; +- a robust management channel (RMC) between respective PMS-TC entities, specified in clause 9.6; +- a special operations channel (SOC) between respective PMD layers during initialization only, specified in clause 12.2. + +The system-related OAM data is transported between peer MEs using special eoc commands that provide a transparent channel between peer MEs (see clause 11.2.2.4 and Table 11-1). Time-sensitive data is transported over RMC (e.g., *lpr* – see Table 9-8). + +The eoc and RMC are active only during the showtime and SOC is used to support transceiver initialization and is deactivated during the showtime. The OAM primitives and parameters exchanges via eoc, RMC and SOC are defined at the TPS\_MGMT, PMS\_MGMT and PMD\_MGMT, respectively. Relevant OAM primitives and parameters, both intended for transmission to the peer FTU or received from peer FTU, are exchanges between the FME and its upper-layer ME via $\gamma\_MGMT$ interface. + +The NMS, connected to the FTU-O via the Q interface, controls the OAM entities at both FTUs, and collects management data from all relevant OAM entities of both FTU-O and FTU-R. The ME-O provides the interface to the NMS (Q interface), and the interface with the DPU-MIB. The DPU-MIB contains all of the management information related to the ITU-T G.9701 link. It may be implemented to serve an individual line or to be shared between the lines served by the DPU. In some implementations a MIB can also be established in the NT and connected to the NMS via the G-interface (see Figure 5-1) and it can be connected to the ME-O via the FME at the FTU-O using the eoc. + +The ME-O shall update and store the set of near-end test parameters or far-end test parameters or both (the ones that can be updated during the showtime) upon the request to do so from the NMS. + +### 11.1.1 $\gamma$ \_MGMT interface + +The $\gamma$ \_MGMTO and $\gamma$ \_MGMTR reference points describe logical interfaces between the FME and the ME-O (at the FTU-O) and ME-R (at the FTU-R), respectively (see Figure 8-1, Figure 8-2 and Figure 11-1). The interface is defined by a set of control and management parameters (primitives). These parameters are divided into four groups: + +- parameters generated by the FME and submitted to the upper-layer ME; +- parameters retrieved by the upper-layer ME from the FME (requested by the ME to be submitted by the FME to upper-layer ME); +- parameters retrieved by the FME from the upper-layer ME. These parameters are used by the FME to control the FTU via TPS-TC\_MGMT, PMS-TC\_MGMT and PMD\_MGMT interfaces; +- parameters generated by the upper-layer ME and submitted to the FME to control the local FTU or to be transported to the peer FME and submitted to the peer upper-layer ME. + +The summary of the $\gamma$ \_MGMT primitives is presented in Table 11-1. The $\gamma$ \_MGMT parameters exchanged with the DPU-MIB are defined in [ITU-T G.997.2]. + +**Table 11-1 – Summary of the $\gamma$ \_MGMT primitives** + +| Primitive | Direction | Description | Reference | +|-----------------------------------------|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------|---------------| +| OAM primitives | | | | +| Line-related primitives | FME → ME | Represent anomalies and defects related to PMD and PMS-TC sub-layers. | Clause 11.3.1 | +| Path-related primitives | FME → ME | Represent anomalies and defects of a particular path terminated by peer TPS-TCs. | Clause 11.3.2 | +| Power-related primitives | FME → ME | Represent the status of the FTU power supply. | Clause 11.3.3 | +| Line performance monitoring parameters | FME → ME | Represent parameters defined for line performance monitoring. | Clause 11.4.4 | +| OAM parameters | | | | +| Test parameters | FME → ME-O | Represent various parameters that are computed by the FTU-O and passed to ME-O to indicate the overall performance of the FTU. | Clause 11.4.1 | +| Retransmission configuration parameters | ME-O → FME | Control parameters provided by the DPU-MIB for configuration of the FTU retransmission function (valid at FTU-O only). | Clause 11.4.2 | +| Vectoring configuration parameters | ME-O → FME | Control parameters provided by the DPU-MIB to define the required FEXT cancellation capabilities and characteristics of the line (valid at FTU-O only). | Clause 11.4.3 | + +**Table 11-1 – Summary of the $\gamma$ \_MGMT primitives** + +| Primitive | Direction | Description | Reference | +|-----------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------| +| Link activation and de-activation parameters (Note) | | | | +| Control of the FTU state machine | ME → FME | Primitives applied by the ME to control FTU state machine. | Clauses 12.1.2, 12.1.4.3 | +| | FME → ME | Primitives related to the status of the FTU state machine reported by the FME to the ME. | | +| ITU-T G.994.1 phase | ME → FME | Control parameters provided by the ME to the FTU in support of ITU-T G.994.1 phase of the initialization | Clause 12.3.2, clause 7.3 | +| Channel discovery phase | ME-O → FME | Control parameters provided by the ME-O to the FTU-O in support of channel discovery phase of the initialization. | Clause 12.3.3.2.1, clause 7.3 | +| | FME → ME | Control parameters reported by the FTU to the ME during the channel discovery phase of the initialization. | | +| Channel analysis and exchange phase | ME-O → FME | Control parameters provided by the ME-O to the FTU-O in support of channel analysis and exchange phase of the initialization. | Clause 12.3.4.2.1 | +| | FME → ME | Control parameters reported by the FTU to the ME during the channel analysis and exchange phase of the initialization. | | +| OLR parameters | | | | +| SRA control parameters | ME → FME | Control parameters provided by the ME to the FTU in support of SRA procedure. | Clause 13.2.1.1.2 | +| RPA control parameters | ME → FME | Control parameters provided by the ME to the FTU in support of RPA procedure. | Clause 13.2.1.3.1 | +| FRA control parameters | ME → FME | Control parameters provided by the ME to the FTU in support of FRA procedure. | Clause 13.3.1.1.1 | +| TIGA control parameters | ME-O → FME | Control parameters provided by the ME-O to the FTU-O in support of TIGA procedure. | Clause 13.2.2.1.1 | +| L2TSA control parameters | ME-O → FME | Control parameters provided by the ME-O to the FTU-O in support of L2TSA procedure. | Clause 13.2.1.4.1 | +| Link state transition parameters | | | | +| Link state transition request parameters | ME-O → FME | Control parameters provided by the ME-O to the FTU-O in support of the requested link state transition. | Clause 12.1.1, clause 13.4 | +| System-related data transfer parameters | | | | +| System-related data and associated parameters to be transferred | ME → FME | Data to be transferred to the far-end ME and associated parameters provided by the ME of one FTU to be transferred to the ME of the far-end FTU. The transfer is facilitated by primitives specified in Table 11-1.1. | Clause 11.2.2.4.1 | +| | FME → ME | | | +| Reconfiguration of the line | | | | +| Parameters related to reconfiguration of the line | ME-O → FME | Configuration parameters provided by the ME-O to the FTU-O. | Clause R.2.2 | + +NOTE – The VCE or TCE may be involved in generating the ME-O to FTU-O information flow to coordinate timing and control parameters over multiple lines. + +**Table 11-1.1 – System-related primitives at the $\gamma$ \_MGMT reference point** + +| Primitive name | Direction | Description | +|-----------------------|-----------|--------------------------------------------------------------------------------------------------------------------------------------------| +| *.request(parameter) | ME → FTU | Requests the FTU to send the system-related OAM data (represented as a parameter) to the far-end FTU. | +| *.confirm | FTU → ME | Confirms that the requested data has been scheduled for transmission over eoc or RMC and that the FTU is ready to accept the next request. | +| *.indicate(parameter) | FTU → ME | Indicates reception of any system-related OAM data (represented as a parameter) from the far-end FTU. | + +NOTE – The specified set and format of primitives shall be applied to any eoc/RMC command (denoted as \*) that provides a transparent channel between the near-end ME and the far-end ME to convey system-related primitives. + +## 11.2 Management functions and procedures over eoc + +### 11.2.1 eoc transmission method + +The eoc is established between the peer TPS-TC management entities and provides exchange of eoc packets between the FTU-O and FTU-R. Each eoc packet is formatted as defined in clause 11.2.2.1 and carries one or more eoc messages formatted as defined in clause 11.2.2.2. The transmission protocol that defines eoc message exchange between peer FTUs is defined in clause 11.2.2.3. + +#### 11.2.1.1 eoc packet format + +The eoc packet may contain one or more eoc messages. The length of an eoc packet containing $m$ eoc messages with the lengths of $P_1, P_2, \dots, P_m$ bytes is: $P = P_1 + P_2 + \dots + P_m + 2m + 2$ bytes, where $2m$ corresponds to the 2-byte control field per message, and the final two bytes are for the frame check sequence. The value of $P$ is determined by the FME. The maximum value of $P$ is 1 024 bytes. + +The format of an eoc packet shall be as shown in Figure 11-2. Each message should have a format as defined in clause 11.2.2.2 and could be an eoc message or an eoc message segment. Only one segment of a particular eoc message shall be included in a packet. + +| Byte | MSB | LSB | +|--------------------|----------------------------|-----| +| 1, 2 | Control field 1 | | +| 3 | eoc message 1 byte 1 | | +| ... | .... | | +| $P_1 + 2$ | eoc message 1 byte $P_1$ | | +| $P_1 + 3, P_1 + 4$ | Control field 2 | | +| $P_1 + 5$ | eoc message 2 byte 1 | | +| ... | .... | | +| $P_2 + P_1 + 4$ | eoc message 2 byte $P_2$ | | +| ... | ..... | | +| | Control field $m$ | | +| ... | eoc message $m$ byte 1 | | +| ... | .... | | +| $P - 2$ | eoc message $m$ byte $P_m$ | | +| $P - 1$ | FCS high byte | | +| $P$ | FCS low byte | | + +**Figure 11-2 – eoc packet format containing $m$ eoc messages with length $P_1, P_2, \dots, P_m$ bytes** + +The byte 1 of the eoc packet shall be transmitted first and the MSB of each byte shall be transmitted first. + +The format of the 16-bit control field is presented in Figure 11-3. + +![](c916a9fb4d2c440522379dedf3f76119_img.jpg) + +| | | | | | | | | | | | | | | | | +|-----------------------------|----|--------|----|----|----|----|----|-----------------------------|----|----|----|-----|----------|----|----| +| MSB | | | | | | | | LSB | | | | | | | | +| Control field byte 1 | | | | | | | | Control field byte 2 | | | | | | | | +| 15 | 14 | 13 | 12 | 11 | 10 | 09 | 08 | 07 | 06 | 05 | 04 | 03 | 02 | 01 | 00 | +| | | Length | | | | | | | | | | C/R | Priority | | | + +**Figure 11-3 – Control field format** + +The 10-bit length field of the control field shall indicate the length of the following eoc message or message segment in bytes, coded as the unsigned integer in the length field plus one. The valid range of the length of the eoc message or message segment is from 2 to 1 020. + +The three LSBs of the control field shall indicate the priority of the eoc message sent as specified in Table 11-2. The value of priority shall correspond to the eoc message type, as defined in clause 11.2.2.2. + +Bit 03 of the control field shall indicate whether the eoc message contains a command (C/R = 0) or a response (C/R = 1). + +The values of bits 15 and 14 of the control field are reserved by ITU-T and shall be set to zero. + +The frame check sequence (FCS) shall be 16 bits in length. The FCS shall be computed as the one's complement of the sum of: + +- a) the remainder of $x^k (x^{15} + x^{14} + x^{13} + x^{12} + x^{11} + x^{10} + x^9 + x^8 + x^7 + x^6 + x^5 + x^4 + x^3 + x^2 + x + 1)$ divided by the generator polynomial $x^{16} + x^{12} + x^5 + 1$ , where $k$ is the number of bits in the eoc packet counted from the LSB of the byte 1 of the eoc packet to the MSB of the last byte (byte $P - 2$ ) of the last eoc message in the eoc packet, inclusive; and +- b) the remainder of the division by the generator polynomial $x^{16} + x^{12} + x^5 + 1$ , of the product of $x^{16}(m_0 \times x^{k-1} + m_1 \times x^{k-2} + \dots + m_{k-2} \times x^1 + m_{k-1})$ , where $m_0 \dots m_{k-1}$ are the bits of the eoc packet: $m_0$ is the LSB of the byte 1 of the eoc packet and $m_{k-1}$ is the MSB of the last byte (byte $P - 2$ ) of the last eoc message in the eoc packet, inclusive. + +The computed value of the FCS: + +$$fcs(x) = fcs_0 \times x^{15} + fcs_1 \times x^{14} + \dots + fcs_{14} \times x + fcs_{15}$$ + is the FCS polynomial where $fcs_0$ is the LSB of the high byte of the FCS field and $fcs_{15}$ is the MSB of the low byte of the FCS field, and $x$ is the delay operator. + +The arithmetic in this clause shall be performed in the Galois Field GF(2). + +NOTE – The FCS is defined in accordance with [b-ISO/IEC 13239]. + +#### 11.2.1.2 eoc message format + +The eoc message format is presented in Figure 11-4. + +![](67202d7fe68bb30d2dd823426fb59446_img.jpg) + +| Byte | MSB | LSB | +|---------|-----------------------|-----| +| 1 | OPCODE (message type) | | +| 2 | Message name | | +| 3 | Message body byte 1 | | +| ... | ... | | +| $S + 2$ | Message body byte $S$ | | + +**Figure 11-4 – eoc message format** + +Each eoc message is a command, a command segment, a response or a response segment. The first byte of a message is the type (command and response type) indicated by an OPCODE. The second byte is name of the command or the response associated with the given message type. The rest of the bytes carry the management data associated with the command or response. + +For message types that can exceed the set maximum value of $P$ , the message segmentation protocol shall be applied as defined in clause 11.2.2.3. + +#### 11.2.1.3 eoc transmission protocol + +An FTU invokes eoc communication with the peer FTU at the other end of the link by sending an eoc command message. The responding FTU, acting as a slave, shall acknowledge a command it has received correctly by sending a response, unless one is not required for the particular command type. Furthermore, it shall perform the requested management function. + +Both the FTU-O and the FTU-R shall be capable of sending eoc commands and responding to received eoc commands. The same eoc packet format described in clause 11.2.2.1 and eoc message format described in clause 11.2.2.2 shall be used in both transmission directions. To send commands and responses over the line, the FTU originates eoc messages. For transmission, each eoc message shall be submitted to the TPS-TC\_MGMT interface using the eoc message format defined in clause 11.2.2.2. If an eoc packet is received with an FCS error, all messages carried by this packet shall be considered as received in error and discarded. + +Each command and the corresponding response are associated with a priority level specified in clause 11.2.2.2. To maintain priorities of eoc commands when sent over the link, the FME shall submit eoc messages to the TPS-TC\_MGMT interface in accordance with the priority levels of the commands (responses) carried by these messages, as specified in Table 11-2. + +**Table 11-2 – eoc message priority levels** + +| Priority level | Control field priority bits (Note 1) | Associated timeout value | eoc command (response) | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|--------------------------|------------------------| +| High | 000 | 50 ms (Note 2) | Table 11-3 | +| Near high | 011 | 100 ms | Table 11-4 | +| Normal | 001 | 200 ms | Table 11-5 | +| Low | 010 | 400 ms | Table 11-6 | +| NOTE 1 – Other values are reserved by ITU-T
NOTE 2 – Unless a timeout value indicated in the definition of a specific command is different (see Table 11-3). | | | | + +The FTU shall send the eoc command only once and wait for a response, if one is required. No more than one command of each priority level shall be awaiting a response at any time. Upon reception of the response, a new command of the same priority level may be sent. If the command is segmented, all the segments of the command shall be sent and the response received before the next command of the same priority is sent. + +Accordingly, the FTU shall send the message carrying a command or a series of messages containing all segments of a command only once and wait for a response. Upon reception of the response, a new message may be sent. If a response is not received within a specified timeout period (see Table 11-2), or is received incorrectly, a timeout occurs. After a timeout, the FTU may re-send the message within 2 seconds from the first timeout, after which it shall abandon the message. + +In case of an OLR request type 3 (TIGA) command or an OLR request type 1 command in response to TIGA (TIGARESP), the timeout shall be also measured until the reception of the command is + +acknowledged by setting to ONE of the TIGA-ACK bit or the TIGARESP-ACK bit, respectively, in the following RMC command. After timeout expires, the FTU may resend the command (see clause 13.2.2.1). + +From all of the messages available for sending at any time, the FTU shall always send the message with the highest priority first. + +Messages or segments of different priorities may be interleaved in the eoc. If in a particular logical frame the remaining eoc capacity is insufficient to send a high priority message or a segment, but there is enough capacity available for a lower priority message or segment, then the lower priority message or segment is allowed to be sent in the remaining eoc capacity of this logical frame. When multiple messages or segments are ready to be sent in the remaining eoc capacity of the logical frame, a message or segment of highest priority shall be sent first. The interleaving of segment/messages of different priorities shall always comply with the rule defined above that only one command of each priority level shall be awaiting a response at any time. + +Messages of different priority have different timeout durations, as shown in Table 11-2, except for messages for which a response is not required and hence no timeout period is applicable. Timeouts shall be calculated from the instant the FTU sends the last byte of the message until the instant the FTU receives the first byte of the response message. Both instants shall be referenced to the TPS-TC\_MGMT interface. Accordingly, the timeout timer shall be started at the instant the eoc command message is passed via TPS-TC\_MGMT interface. If the FTU detects the corresponding eoc response message passing the TPS-TC\_MGMT interface before the timeout timer expires, this eoc response message shall be considered to be received; otherwise, the FTU shall consider the response lost (timeout) and may retransmit the command using the rules defined above. + +The receiver uses the assigned value specified in clause 11.2.2.2 to determine the type and priority of the received eoc command (response). + +### **11.2.2 eoc commands and responses** + +#### **11.2.2.1 General** + +The first byte (OPCODE) of a command (response) specifies the type of command (response). The second byte (message name) specifies the name of the command (response) for the specified command type. Other bytes carry the data associated with the command (response). + +The data values to be sent shall be mapped such that the LSB of data is mapped to the LSB of the corresponding byte of the command (response). Data values containing more than one byte shall be mapped with higher order bytes preceding lower order bytes. A vector of data values shall be mapped in order of the index, from the lowest index value to the highest (value with lowest index is transmitted first). + +If a specific command (response) is longer than the set values of *P* bytes, the FTU shall segment it as specified in clause 11.2.2.3. + +#### **11.2.2.2 Command and response types** + +The FTU shall support all mandatory eoc command and response types specified in Table 11-3 (high priority commands), Table 11-4 (near high priority commands), Table 11-5 (normal priority commands) and Table 11-6 (low priority commands), and their associated commands and responses. The FTU shall reply with unable to comply (UTC) response on the optional commands that the FTU cannot recognize the assigned value for the command type. The UTC response shall include two bytes: the first byte of the UTC shall be the same as the first byte of the received command, and the second byte shall be FF16. The UTC is a high priority response. + +**Table 11-3 – High priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|--------------------------------------------------------|-----------------------------------------------------------------|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|-------------------------------------------------------| +| Online reconfiguration (OLR)
0000 0001 2 | From the receiver of either FTU to the transmitter of the other | All the necessary PMD and PMS-TC control parameter values for the new configuration | Includes a deferral or rejection of the proposed reconfiguration. (Note 1) | See Table 11-9. | See clause 11.2.2.5 and clause 13. | +| | From FTU-O to FTU-R | Transmitter-initiated gain adjustment (TIGA). | Responded by TIGARESP command (Note 2). | See Table 11-9. | | +| L2 link state transition
0000 0111 2 | From FTU-O to FTU-R | Indicates request and parameters of a new link state transition (Note 3) | Confirmation or rejection of the link state transition request | Mandatory | See clause 11.2.2.16, Table 11-48.1 and Table 11-48.6 | + +NOTE 1 – The positive acknowledgement for an OLR command, which is communicated over the RMC, is an indication marking the instant of reconfiguration. +NOTE 2 – The positive acknowledgement to a TIGA is sent over the RMC. +NOTE 3 – The timeout for the L2.1-Entry-Request (see clause 13.4.1.2), L2.2-Entry-Request (see clause 13.4.2.2), and L2.2-Exit-Request (see clause 13.4.2.4) eoc commands is 200 ms. + +**Table 11-4 – Near high priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|---------------------------------------------------------|----------------------|-------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------|----------------------| +| NTR frequency synchronization
0101 0000 2 | From FTU-O to FTU-R | The phase difference value to run NTR frequency synchronization. | No response needed. | Mandatory | See clause 11.2.2.7 | +| ToD frequency synchronization
0101 0010 2 | From FTU-O to FTU-R | The phase difference value to run ToD frequency synchronization. | No response needed. | Mandatory | See clause 11.2.2.8 | +| Vectoring feedback
0001 1000 2 | From FTU-O to FTU-R. | Request for VF samples for the given vectored band and with the given format. | eoc encapsulated VF samples and associated parameters, ACK or NACK. | See Table 11-40 | See clause 11.2.2.14 | + +**Table 11-5 – Normal priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|-------------------------------------------------------|------------------------------|------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|-------------------------------------------------------| +| Diagnostic
0100 0001 2 | From FTU-O to FTU-R | Request to run the self-test, or to update test parameters. | Acknowledgement | Mandatory | See clause 11.2.2.6 | +| | From FTU-R to FTU-O | Request to update test parameters. | Acknowledgement | Mandatory | | +| Inventory
0100 0011 2 | From either FTU to the other | Identification request, auxiliary inventory information request and self-test results request. | Includes the FTU equipment ID auxiliary inventory information and self-test results. | Mandatory | See clause 11.2.2.10 | +| Management counter read
0000 0101 2 | From either FTU to the other | Request to read the counters. | Includes all counter values. | Mandatory | See clause 11.2.2.11 | +| Battery powered status
0000 0011 2 | From FTU-R to FTU-O | Indicates whether the FTU-R is being powered by battery. | Acknowledgement | Mandatory | See clause 11.2.2.16, Table 11-48.5 and Table 11-48.7 | +| L3 link state transition
0000 1001 2 | From either FTU to the other | Indicates request for L0 to L3 or L2 to L3 link state transition. | An acknowledgement to either reject or grant the new link state | Mandatory | See clause 11.2.2.12 | +| Non-standard facility (NSF)
0011 1111 2 | From either FTU to the other | Non-standard identification field followed by vendor proprietary content. | An acknowledgement or a negative acknowledgement indicating that the non-standard identification field is not recognized. | Mandatory | See clause 11.2.2.19 | +| Time synchronization
0101 0001 2 | From FTU-O to FTU-R | Includes the time stamps obtained by FTU-O to run time synchronization. | Includes either the corresponding time stamp values of events $t_2$ and $t_3$ to accept the time synchronization (ACK) or a reject of the time synchronization command with a reason code. | Mandatory | See clause 11.2.2.9 | +| DRR configuration
0101 0101 2 | From FTU-O to FTU-R | DRR configuration request. | DRR configuration confirm. | Mandatory | See clause 11.2.2.17 | +| Clear eoc
0000 1000 2 | From either FTU to the other | Includes a management information payload. | Acknowledgement | Mandatory | See clause 11.2.2.4 | + +**Table 11-5 – Normal priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|---------------------------------------------------------------------|------------------------------|---------------------------------------------------------------------------------------------------------------------------------|------------------|-----------------|----------------------| +| Probe sequence update
0001 0001 2 | From FTU-O to FTU-R | Request to update probe sequence (upstream or downstream). | Acknowledgement | Mandatory | See clause 11.2.2.15 | +| Fast startup training sequence parameters
0000 0110 2 | From FTU-O to FTU-R | IDS, number of SOC symbol repetitions (R s ) and number of DS data symbols during initialization (S ds ). | Acknowledgement | Mandatory | See clause 11.2.2.18 | +| Update backup RTSBL
0101 0111 2 | From either FTU to the other | Request to update the backup RTSBL ; indicates the time instant from which the update should take place | Acknowledgement | Optional (Note) | See clause 11.2.2.21 | + +NOTE – Support of the update backup RTSBL command is mandatory if the FTU supports RMCR as described in clause 13.3.1.2. + +**Table 11-6 – Low priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|--------------------------------------------------------------------|------------------------------|------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|----------------------|----------------------| +| PMD test parameter read
1000 0001 2 | From either FTU to the other | The identification of test parameters for single read and vector block read. | Includes the requested test parameter values or a negative acknowledgement. | See clause 11.2.2.13 | See clause 11.2.2.13 | +| Non-standard facility (NSF) low priority
1011 1111 2 | From either FTU to the other | Non-standard identification field followed by vendor proprietary content. | An acknowledgement or a negative acknowledgement indicating that the non-standard identification field is not recognized. | Mandatory | See clause 11.2.2.19 | + +**Table 11-6 – Low priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|-----------------------------------------------|------------------------------|---------------------------------------------------------|------------------------------------------------------------------------------------------|-------------------|-----------------------| +| Datagram eoc
0000 1010 2 | From either FTU to the other | Includes a management information payload. | No response needed. | Optional (Note 1) | See clause 11.2.2.4.2 | +| INM facility
1000 1001 2 | From FTU-O to FTU-R | Set or readout the INM parameters, readout the INM data | An acknowledgement to the INM facility set command, or a response including the INM data | Optional (Note 2) | See clause 11.2.2.20 | +| SREC-R
1000 0110 2 | From FTU-O to FTU-R | New configuration parameters | Acknowledgement or rejection | Optional (Note 3) | See clause R.4 | + +NOTE 1 – Support of this command is indicated by the FTU during initialization (see clauses 12.3.4.2.1 and 12.3.4.2.2). Support of this command is mandatory for Annex S (see clause S.4.3). +NOTE 2 – Support of this command is indicated by the FTU during initialization (see clauses 12.3.4.2.1 and 12.3.4.2.2). Support of this command is mandatory for clause 11.4.4.7. +NOTE 3 – Support of this command is indicated by the FTU during initialization (see clauses 12.3.4.2.1 and 12.3.4.2.2). Support of this command is mandatory for Annex R. + +#### 11.2.2.3 Segmentation of eoc messages + +The length of the eoc message in bytes shall not exceed the maximum length *P*–4 (see clause 11.2.1.1). If more data has to be sent, the FTU originating the eoc message shall segment it to meet the maximum packet size. The number of segments shall not exceed 64. The multisegment transmission is supported by the segment code (SC) byte in the command. The two MSBs of the SC shall be set to 002 for the first segment and any subsequent intermediate segments, and set to 112 for the last segment. The 6 LSBs shall contain the sequence number of the segment starting from 0000002. + +NOTE – Messages that are shorter than *P* – 4 bytes can also be segmented if desired by the vendor. However, use of short segments may reduce efficiency of the eoc and should be used with caution. + +The requesting FTU shall send all intermediate segments sequentially. The responding FTU shall send the response (if defined) only after the last segment of the message has been received. If the last segment was received but one or more other segments of the message were not received, the responding FTU shall respond with a reject with the missing segments reason code (as defined in Table 11-20). If the requesting FTU does not receive the acknowledgement within the timeout specified in Table 11-2 after transmission of the last segment, the command is considered lost. Consequently, in this event the requesting FTU may re-send the entire message or abandon it. The responding FTU shall consider the command abandoned if no more valid segments of the message are received within 2 s after reception of the last segment or if it receives a new message or message segment of the same priority. If a command does not require acknowledgement, the requesting FTU may start transmission of the following command after the last segment of the previous command is transmitted or the previous command is abandoned. + +#### 11.2.2.4 Transparent eoc commands and responses + +##### 11.2.2.4.1 Clear eoc commands and responses + +The clear eoc command may be used to transfer management data between the management entities ME-O and ME-R of the FTU-O and FTU-R. The clear eoc command carries the management data as an information payload. This information payload is generated by the near-end ME and passed to the + +FME over the $\gamma$ \_MGMT reference point. The size of the information payload generated by the near-end ME shall not exceed 510 bytes. The clear eoc command is shown in Table 11-7 and may be initiated by either FTU; the peer FTU shall then respond. The clear eoc responses shall be as shown in Table 11-8. The first byte of either the command or a response shall be the assigned value for the clear eoc command type shown in Table 11-5. The subsequent bytes of the command shall be as shown in Table 11-7. The subsequent bytes of the responses shall be as shown in Table 11-8. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-7 – Clear eoc commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | +|---------|----------------|------|----------------------------------------------------------------------------------| +| Request | Variable | 2 | 01 16 (Note) | +| | | 3 | Segment code (SC) | +| | | 4 + | The information payload of the clear eoc message to be delivered to the far end. | + +NOTE – All other values for byte 2 are reserved by ITU-T. + +**Table 11-8 – Clear eoc responses sent by the responding FTU** + +| Name | Length (bytes) | Byte | Content | +|------|----------------|------|-----------------------------------------| +| ACK | 2 | 2 | 80 16 (Note) | +| NACK | 3 | 2 | 81 16 (Note) | +| | | 3 | 04 16 – Not supported (Note) | + +NOTE – All other values for bytes 2 and 3 are reserved by ITU-T. + +Upon reception of a clear eoc information payload (up to 510 bytes in length) over the $\gamma$ \_MGMT reference point from the near-end ME, the FTU shall initiate a clear eoc command (up to 513 bytes in length) based on its priority defined in Table 11-5. The clear eoc command may be segmented. Upon reception of a clear eoc command, the FTU shall respond with an acknowledgement (ACK) and deliver the information payload (up to 510 bytes in length) of the received clear eoc command over the $\gamma$ \_MGMT reference point to the near-end ME transparently, with the original formatting used by the far-end ME of the initiating FTU. The FTU may instead respond with a negative acknowledgment (NACK) including the not supported (value 0416) reason code, indicating that the received information payload of the clear eoc command cannot be delivered to the near-end ME (e.g., because the near-end ME may not support clear eoc messages). Other reason codes are for further study. + +##### 11.2.2.4.2 Datagram eoc command + +The datagram eoc command is used to transfer management data between the ME-O and ME-R of the FTU-O and FTU-R, respectively. The datagram eoc command carries the management data as an information payload. This information payload is generated by the upper-layer ME and passed to the FME over the $\gamma$ \_MGMT reference point (see clause 11.1). The size of the information payload shall not exceed 1018 bytes. The datagram eoc command is shown in Table 11-8.1 and may be initiated by either FTU. No response to the datagram eoc command shall be sent by the peer FTU. The first byte of the command shall be the assigned value for the datagram eoc command type shown in Table 11-6. The subsequent bytes of the command shall be as shown in Table 11-8.1. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-8.1 – Datagram eoc command sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------------------------------------------------------------------| +| Data | Variable | 2 | 01 16 (Note) | +| | | 3 + | The information payload of the datagram eoc message to be delivered to the far end. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +Upon reception of a datagram eoc information payload (up to 1018 bytes in length) over the $\gamma$ \_MGMT reference point from the near-end ME, the FTU shall send a datagram eoc command (up to 1020 bytes in length) based on its priority defined in Table 11-6. Upon reception of a datagram eoc command, the FTU shall deliver the information payload of the received datagram eoc command over the $\gamma$ \_MGMT reference point to the near-end ME transparently, with the original formatting used by the far-end ME of the initiating FTU. + +The FTU-O and FTU-R shall be able to transmit and receive datagram eoc commands with a total number of bytes up to the maximum number of eoc bytes per logical frame period (see Table 9-21 and Table X.1). + +#### 11.2.2.5 OLR commands and responses + +The FTU shall be capable of sending and receiving the OLR commands and responses listed in Tables 11-9 and 11-10, respectively, for the supported types of OLR (see clause 13.1.1). OLR commands of OLR request types 1 (autonomous SRA, bit swapping or TIGARESP), 2 (autonomous SRA) and 4 (RPA) specified in Table 11-9 may be initiated by either FTU. The responding FTU, if applicable, may either reject the initiator's request using responses listed in Table 11-19 with reason codes listed in Table 11-20, or positively acknowledge the initiator's request: for OLR request types 1 and 2 – by using the RMC reply to SRA request (SRA-R) command (see Table 9-15) and for RPA – by using the response listed in Table 11-19 and the RMC command (RPA-R) defined in Table 9-16. + +Within a TIGA procedure, an OLR command of OLR request type 3 (TIGA) may be initiated by the FTU-O followed by an initiation of an OLR command of OLR request type 1 (TIGARESP) by the FTU-R. Both commands are specified in Table 11-9. + +The OLR command of OLR request type 4 (RPA) is sent by the initiating FTU to request to modify the RMC parameters. + +The OLR command of OLR request type 5 (L2TSA) may only be initiated by the FTU-O to modify the transmission schedule of RMC symbols during the L2.1N and L2.1B link states. + +Further details of each type of transaction and associated procedures are described in clause 13. + +The first byte of all OLR commands and responses shall be the assigned value for the OLR command type, as shown in Table 11-3. The remaining bytes shall be as shown in Table 11-9 (for commands) and in Table 11-19 and Table 11-20 (for responses). The bytes of the OLR commands and responses shall be sent over the link as described in clause 11.2.2.1. + +**Table 11-9 – OLR commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|-------------------------------------------------------|----------------|------|--------------------------------------|-----------| +| OLR request type 1 (Autonomous SRA, bit swapping, and | Variable | 2 | 01 16 (Note 1) | Mandatory | +| | | 3 | Segment code (SC) | | +| | | 4 | [00bb 00aa]
aa = 00: bit swapping | | + +**Table 11-9 – OLR commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|-------------------------------|----------------|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------| +| TIGARESP)
(Note 4, Note 7) | | | aa = 01: autonomous SRA
aa = 10: TIGARESP
aa = 11: Reserved by ITU-T
bb = 00, None (Note 2)
bb = 01, NOI only
bb = 10, DOI only
bb = 11, NOI and DOI | | +| | | 5 | One byte for Q | | +| | | 6 | One byte for $K_{FEC}$ | | +| | | 7 | One byte for $R_{FEC}$ | | +| | | 8 | [0000 aaaa]
aaaa = NOI SRA configuration change count (SCCC).
This field shall not be sent if bb = 10. | | +| | | 9 | One byte for NOI d_SRA or d_TIGARESP .
This field shall not be sent if bb = 10. | | +| | | 10 and 11 | Two bytes for the NOI start subcarrier index.
This field shall not be sent if bb = 10. | | +| | | 12 and 13 | Two bytes for the NOI stop subcarrier index.
This field shall not be sent if bb = 10. | | +| | | Variable | NOI subcarrier parameter block
A variable number of bytes ( $S_N$ ) describing the subcarrier parameter field for each subcarrier (Note 6, Note 8).
This field shall not be sent if bb = 10. | | +| | | $14 + S_N$ | [0000 aaaa]
aaaa = DOI SRA configuration change count (SCCC).
This field shall not be sent if bb = 01. | | +| | | $15 + S_N$ | One byte for DOI d_SRA or d_TIGARESP .
This field shall not be sent if bb = 01. | | +| | | $16 + S_N$ and $17 + S_N$ | Two bytes for the DOI start subcarrier index.
This field shall not be sent if bb = 01. | | +| | | $18 + S_N$ and $19 + S_N$ | Two bytes for the DOI stop subcarrier index.
This field shall not be sent if bb = 01. | | +| | | Variable | DOI subcarrier parameter block
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 8).
This field shall not be sent if bb = 01 | | + +**Table 11-9 – OLR commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|---------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------| +| OLR request type 2
(Autonomous SRA and bit swapping)
(Note 5) | Variable | 2 | 02 16 (Note 1) | Mandatory | +| | | 3 | Segment code (SC) | | +| | | 4 | [00bb 000a]
a = 0: bit swapping
a = 1: autonomous SRA
bb = 00: Reserved by ITU-T
bb = 01: NOI only
bb = 10: DOI only
bb = 11: NOI and DOI | | +| | | 5 | One byte for Q | | +| | | 6 | One byte for K FEC | | +| | | 7 | One byte for R FEC | | +| | | 8 | [0000 aaaa]
aaaa = NOI SRA configuration change count (SCCC).
This field shall not be sent if bb = 10. | | +| | | 9 and 10 | Two bytes for the NOI number of subcarriers $N_f$ to be modified (Note 3).
This field shall not be sent if bb = 10. | | +| | | Variable | NOI subcarrier parameter block
A variable number of bytes ( $S_N$ ) describing the subcarrier parameter field for each subcarrier (Note 6).
This field shall not be sent if bb = 10 or $N_f = 0$ . | | +| | | $11 + S_N$ | [0000 aaaa]
aaaa = DOI SRA configuration change count (SCCC).
This field shall not be sent if bb = 01. | | +| | | $12 + S_N$ and $13 + S_N$ | Two bytes for the DOI number of subcarriers $N_f$ to be modified (Note 3).
This field shall not be sent if bb = 01. | | +| Variable | DOI subcarrier parameter block
A variable number of bytes describing the subcarrier parameter field for each subcarrier.
This field shall not be sent if bb = 01 or $N_f = 0$ . | | | | +| | Variable | 2 | 03 16 (Note 1) | Mandatory | +| | | 3 | Segment code (SC) | | + +**Table 11-9 – OLR commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|--------------------------------------------------|-------------------|--------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------| +| OLR request type 3 (TIGA) | | 4 | [00bb 000a]
a = 0: indicates the real relative gain compensation factor.
a = 1: indicates the complex relative gain compensation factor
bb = 00: Reserved by ITU-T
bb = 01: NOI only
bb = 10: DOI only
bb = 11: NOI and DOI | | +| | | 5 and 6 | Two bytes for the NOI start subcarrier index.
This field shall not be sent if bb = 10. | | +| | | 7 and 8 | Two bytes for the NOI stop subcarrier index.
This field shall not be sent if bb = 10. | | +| | | Variable | NOI subcarrier parameter block
A variable number of bytes ( $S_N$ ) describing subcarrier parameter field for each subcarrier (Note 6).
This field shall not be sent if bb = 10. | | +| | | $9 + S_N$ and $10 + S_N$ | Two bytes for the DOI start subcarrier index.
This field shall not be sent if bb = 01. | | +| | | $11 + S_N$ and $12 + S_N$ | Two bytes for the DOI stop subcarrier index.
This field shall not be sent if bb = 01. | | +| | | Variable | DOI subcarrier parameter block
A variable number of bytes describing subcarrier parameter field for each subcarrier.
This field shall not be sent if bb = 10. | | +| OLR request type 4 (update RMC parameters) (RPA) | $8+2 \times NSCR$ | 2 | 04 16 (Note 1) | Mandatory | +| | | 3 | Segment code (SC) | | +| | | 4 | [0000 aaaa]
aaaa = RPA configuration change count | | +| | | 5 and 6 | Two bytes for the number of subcarriers of the updated RTS ( $NSCR$ ). | | +| | | 7 and 8 | $CNT_{SF}$ at which new settings to be applied. | | +| | | $9$ to $9 + 2 \times NSCR - 1$ | $2 \times NSCR$ bytes describing the subcarrier parameter field for each subcarrier. | | +| OLR request type 5 | 7 | 2 | 05 16 (Note 1) | Mandatory | + +**Table 11-9 – OLR commands sent by the initiating FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|----------------------------------------------|----------------|---------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------| +| (L2TSA: L2 transmission schedule adaptation) | | 3 and 4 | Downstream RMC transmission schedule represented as a bit map:
0 – indicates an inactive TDD frame
1 – indicates an active TDD frame
The LSB of byte 4 corresponds to the TDD sync frame (index 0). The MSB of byte 4 corresponds to the TDD frame with index 7. The LSB of byte 3 corresponds to the TDD frame with index 8 (see clause 10.6). Bits corresponding with an index $\geq M_{SF}$ shall be set to 0. | | +| | | 5 and 6 | Upstream RMC transmission schedule represented as a bit map:
0 – indicates an inactive TDD frame
1 – indicates an active TDD frame
The LSB of byte 6 corresponds to the TDD sync frame (index 0). The MSB of byte 6 corresponds to the TDD frame with index 7. The LSB of byte 5 corresponds to the TDD frame with index 8 (see clause 10.6). Bits corresponding with an index $\geq M_{SF}$ shall be set to 0. | | +| | | 7 | [0000 aaaa]
aaaa = L2 configuration change count (L2CCC) | | + +NOTE 1 – All other values for this byte are reserved by ITU-T. +NOTE 2 – Setting bb=00 is only valid for a TIGARESP (see clause 13.2.2.1). +NOTE 3 – Setting $N_f=0$ is valid and shall be used if the OLR command of OLR request type 2 is used to modify framing parameters (the subcarrier parameters block is empty). +NOTE 4 – If used in the upstream direction, OLR request type 1 can only be used as an autonomous SRA or bit swapping and $d\_SRA$ shall be set to 1. It is implied that all gains $g_i$ will remain unchanged. +NOTE 5 – If used in downstream, all gains shall be set to 1. It is implied that $d\_SRA = 1$ . +NOTE 6 –The $b_i$ values indicated in the NOI subcarrier parameter block shall not be applied to RMC subcarriers. +NOTE 7 – The values of $K_{FEC}$ , $R_{FEC}$ , and $Q$ shall be equal for NOI and DOI (see clause 13.2.1.1.1). +NOTE 8 – In case of OLR request type 1, the subcarrier parameters block always includes at least one subcarrier entry. + +The subcarrier parameter fields for the respective OLR types are different and are specified as follows. + +The format descriptor L(iQf) designates a fixed point format with wordlength of $L$ bits, with the binary point just to the right of the "i"-th most significant bit (including the sign bit if signed integer), and f bits are allocated behind the binary point (i.e., $L = i + f$ ). Letter Q is a syntax-separator. + +The format descriptor L M ML(iQf) E LE/B designates a floating point format with total wordlength $L$ . It has mantissa wordlength of ML bits, with the binary point just to the right of the $i$ -th most significant bit (including the sign bit if signed integer), and f bits are allocated behind the binary point (i.e., $ML = i + f$ ). The exponent is always unsigned and has wordlength LE. The exponent has unity gain when its value equals B. Letters M, Q and E are syntax-separators. + +In below fields, the LSB of a parameter shall be mapped to the lowest bit number in the field assigned to that parameter. + +For OLR commands of OLR request type 1. + +Each subcarrier parameter field shall be formatted as shown in Table 11-10. + +**Table 11-10 – Subcarrier parameter field format for OLR type 1** + +| Bit | Length (bits) | Parameter | Format | +|-----|---------------|-----------------------|------------------| +| 3-0 | 4 | $b_i$ (Notes 1 and 2) | Unsigned integer | + +NOTE 1 – The values of $b_i$ for subcarriers that are in the specified range but not part of the MEDLEY set shall be included. They shall be set to zero by the transmitter and ignored by the receiver. +NOTE 2 – The values of $b_i$ shall follow each other in ascending order of subcarrier index (not re-ordered). + +Two subcarrier parameter fields shall be packed into one byte as shown in Table 11-11. + +**Table 11-11 – Packing of subcarrier fields into bytes for OLR type 1** + +| Byte | MSB | LSB | +|------|-----------------|-------------| +| $k$ | $b_{i+1}$ [3:0] | $b_i$ [3:0] | + +If the number of subcarriers is odd, the four MSBs in the last byte is set to 0000. + +The scalar gain $d\_SRA$ or $d\_TIGARESP$ shall be formatted as fixed point 5(1Q4) unsigned. + +The valid values that are allowed to be used within this format, shall be: + +$$(0.5 \leq d\_SRA \leq 1) \text{ and } (0.5 \leq d\_TIGARESP \leq 1)$$ + +NOTE – Possible values are 8/16, 9/16, ..., 16/16 corresponding to backoff levels in dB of -6.02, -5.00, -4.08, -3.25, -2.50, -1.80, -1.16, -0.56, and 0.00. + +For OLR commands of OLR request type 2, each subcarrier parameter field shall be formatted as shown in Table 11-12. + +**Table 11-12 – Subcarrier parameter field format for OLR type 2** + +| Bit | Length (bits) | Parameter | Format | +|-------|---------------|----------------------|-------------------| +| 3-0 | 4 | $b_i$ | Unsigned integer | +| 15-4 | 12 | $g_i$ | 12(1Q11) unsigned | +| 27-16 | 12 | subcarrier index $i$ | Unsigned integer | + +Packing of the subcarrier parameter field into bytes shall be as shown in Table 11-13. Bytes of the subcarrier parameter field shall be transmitted in the order of increasing indices, i.e., byte $k$ is the first transmitted byte. + +**Table 11-13 – Packing of the subcarrier field into bytes for OLR type 2** + +| Byte | MSB | LSB | +|-------|-------------------|-------------------| +| $k$ | $g_i$ [3:0] | $b_i$ [3:0] | +| $k+1$ | $g_i$ [11:4] | | +| $k+2$ | index_ $i$ [7:0] | | +| $k+3$ | 0000 2 | index_ $i$ [11:8] | + +Each $g_i$ value shall be coded as an unsigned 12-bit fixed-point quantity with format 12(1Q11). For example, a $g_i$ with binary representation (MSB listed first) $0.010000000000_2$ would correspond to a gain of 0.25, so that the power of that subcarrier would be 12.04 dB lower than it was during MEDLEY. Valid values are defined in clause 10.2.1.5.2. + +For OLR commands of OLR request type 3 (TIGA) with real relative gain compensation factors, each subcarrier parameter field shall be formatted as shown in Table 11-14. + +**Table 11-14 – Subcarrier parameter field format for OLR type 3 with real relative gain compensation factors** + +| Bit | Length (bits) | Parameter (Notes 1 and 2) | Format | +|------|---------------|---------------------------|------------------| +| 3-0 | 4 | $b_i$ | Unsigned integer | +| 6-4 | 3 | Exponent of $r_i$ | E3/4 | +| 15-7 | 9 | Mantissa of $r_i$ | M9(0Q9) unsigned | + +NOTE 1 – The values of $b_i$ and $r_i$ for subcarriers that are in the specified range but not part of the MEDLEY set shall be included. They shall be set to zero by the transmitter and ignored by the receiver. +NOTE 2 – The values of $b_i$ and $r_i$ shall follow each other in ascending order of subcarrier index (not re-ordered). + +One subcarrier parameter field shall be mapped into two bytes as shown in Table 11-15. Bytes of the subcarrier parameter field shall be transmitted in the order of increasing indices, i.e., byte $k$ is the first transmitted byte. + +**Table 11-15 – Packing of subcarrier fields into bytes for OLR type 3 with real relative gain compensation factors** + +| Byte | MSB | | LSB | +|-------|-------------------------|-------------------------|-------------| +| $k$ | Mantissa of $r_i$ [0] | Exponent of $r_i$ [2:0] | $b_i$ [3:0] | +| $k+1$ | Mantissa of $r_i$ [8:1] | | | + +The gain $r_i$ shall be formatted as floating point 12 M9(0Q9) E3/4 unsigned. + +The valid range of $r_i$ values expressed in dB is $-18 \text{ dB} < 20 \times \log_{10}(r_i) < +18 \text{ dB}$ + +A special value is $r_i = 0$ , which is coded with a mantissa = 0 and exponent = 0, and shall be accompanied with $b_i = 0$ . + +For OLR commands of OLR request type 3 (TIGA) with complex relative gain compensation factors, each subcarrier parameter field shall be formatted as shown in Table 11-16. + +**Table 11-16 – Subcarrier parameter field format for OLR type 3 with complex relative gain compensation factors** + +| Bit | Length (bits) | Parameter | Format | +|-------|---------------|-----------------------------------------------------|-----------------------| +| 3-0 | 4 | $b_i$ (Notes 1 and 2) | Unsigned integer | +| 6-4 | 3 | Exponent of $r_i$ (Notes 1 and 2) | E3/4 | +| 16-7 | 10 | Mantissa of imaginary part of $r_i$ (Notes 1 and 2) | M10(1Q9) signed | +| 26-17 | 10 | Mantissa of real part of $r_i$ (Notes 1 and 2) | M10(1Q9) signed | +| 27 | 1 | Reserved by ITU-T | Bit shall be set to 0 | + +**Table 11-16 – Subcarrier parameter field format for OLR type 3 +with complex relative gain compensation factors** + +| Bit | Length (bits) | Parameter | Format | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|-----------|--------| +| NOTE 1 – The values of $b_i$ and $r_i$ for subcarriers that are in the specified range but not part of the MEDLEY set shall be included. They shall be set to zero by the transmitter and ignored by the receiver.
NOTE 2 – The values of $b_i$ and $r_i$ shall follow each other in ascending order of subcarrier index (not re-ordered). | | | | + +Packing of the subcarrier parameter field into bytes shall be as shown in Table 11-17. Bytes of the subcarrier parameter field shall be transmitted in the order of increasing indices, i.e., byte $k$ is the first transmitted byte. + +**Table 11-17 – Packing of the subcarrier field into bytes for OLR type 3 +with complex relative gain compensation factors** + +| Byte | MSB | | LSB | +|---------|------------------------------|-------------------------|------------------------------| +| $k$ | Mantissa of imag $r_i$ [0] | Exponent of $r_i$ [2:0] | $b_i$ [3:0] | +| $k + 1$ | Mantissa of imag $r_i$ [8:1] | | | +| $k + 2$ | Mantissa of real $r_i$ [6:0] | | Mantissa of imag $r_i$ [9] | +| $k + 3$ | 0000 2 | 0 2 | Mantissa of real $r_i$ [9:7] | + +The valid range of $r_i$ values expressed in dB is $-18 \text{ dB} < 20 \times \log_{10}(\text{abs}(r_i)) < +18 \text{ dB}$ , + +where $\text{abs}(x)$ is the modulus of a complex value $x$ . The real and imaginary part of the gain $r_i$ shall both be formatted as M10(1Q9) E3/4 signed, with a common exponent. + +A special value is $r_i = 0$ , which is coded with a mantissa=0 and exponent=0 for both real and imaginary part, and shall be accompanied with $b_i = 0$ . + +For OLR request type 4, each subcarrier parameter field shall be formatted as shown in Table 11-18. + +**Table 11-18 – Subcarrier parameter field format for OLR type 4** + +| Bit numbers | Length (bits) | Parameter | Format | +|-------------|---------------|----------------------|------------------| +| 3-0 | 4 | $b_i$ | Unsigned integer | +| 15-4 | 12 | Subcarrier index $i$ | Unsigned integer | + +Packing of the subcarrier parameter field into bytes shall be as shown in Table 11-18.1. Bytes of the subcarrier parameter field shall be transmitted in the order of increasing indices, i.e., byte $k$ is the first transmitted byte. + +**Table 11-18.1 – Packing of the subcarrier parameter field into bytes for OLR type 4** + +| Byte | MSB | | LSB | +|---------|----------------|--|-------------| +| $k$ | index_i [3:0] | | $b_i$ [3:0] | +| $k + 1$ | index_i [11:4] | | | + +A special value $b_i = 0000_2$ signifies that for subcarrier $i$ the bit allocation is set to zero, but that the subcarrier remains to be a part of the RMC tone set (RTS). + +**Table 11-19 – Responses sent by the FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|---------------------------|----------------|------|------------------------------------------------------------------------|-----------| +| Reject OLR request type 1 | 3 | 2 | 81 16 (Note) | Mandatory | +| | | 3 | One byte for reason code (Table 11-20) | | +| Reject OLR request type 2 | 3 | 2 | 82 16 (Note) | Mandatory | +| | | 3 | One byte for reason code (Table 11-20) | | +| Reject OLR request type 3 | 3 | 2 | 83 16 (Note) | Mandatory | +| | | 3 | One byte for reason code (Table 11-20) | | +| ACK OLR request type 4 | 3 | 2 | 84 16 (Note) | Mandatory | +| | | 3 | [0000 aaaa]
aaaa = RPA configuration change count (RCCC) | | +| Reject OLR request type 4 | 3 | 2 | 85 16 (Note) | Mandatory | +| | | 3 | One byte for reason code (Table 11-20) | | +| ACK OLR request type 5 | 3 | 2 | 86 16 | Mandatory | +| | | 3 | [0000 aaaa]
aaaa = the confirmed configuration change count (L2CCC) | | +| Reject OLR request type 5 | 3 | 2 | 87 16 (Note) | Mandatory | +| | | 3 | One byte for reason code (Table 11-20) | | + +NOTE – All other values for byte 2 are reserved by ITU-T. + +**Table 11-20 – Reason codes for FTU responses** + +| Reason | Byte value (Note 1) | Applicable to reject OLR request type 1 | Applicable to reject OLR request type 2 | Applicable to reject OLR request type 3 | Applicable to reject OLR request type 4 | Applicable to reject OLR request type 5 | +|--------------------|---------------------|-----------------------------------------|-----------------------------------------|-----------------------------------------|-----------------------------------------|-----------------------------------------| +| Busy | 01 16 | Yes | Yes | No | No | No | +| Invalid parameters | 02 16 | Yes | Yes | Yes | Yes | Yes | +| Missing segments | 03 16 | Yes | Yes | Yes | Yes | N/A | +| Wait (Note 2) | 04 16 | Yes | Yes | No | No | No | + +NOTE 1 – All other reason codes are reserved by ITU-T. + +NOTE 2 – With this reason code, the FTU shall wait at least 1 second before initiating a new eoc-based OLR procedure. + +#### 11.2.2.6 Diagnostic commands and responses + +The diagnostic commands shall be used to control the FTU diagnostic capabilities defined in this clause. The diagnostic commands shown in Table 11-21 may be initiated only by the FTU-O and those that may be initiated only by the FTU-R are shown in Table 11-22. The responses are shown in Table 11-23. All diagnostic commands and responses shall consist of two or three bytes. The first byte shall be the assigned value for the diagnostic command type, as shown in Table 11-5. For commands, the second byte shall be as shown in Table 11-21 and for responses, the second and third bytes shall be as shown in Table 11-23. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-21 – Diagnostic commands sent by the FTU-O** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------| +| Perform self-test | 2 | 2 | 01 16 (Note) | +| Update test parameters | 2 | 2 | 02 16 (Note) | +| Start RTX_TESTMODE | 2 | 2 | 03 16 (Note) | +| End RTX_TESTMODE | 2 | 2 | 04 16 (Note) | +| Start TPS_TESTMODE | 2 | 2 | 05 16 (Note) | +| End TPS_TESTMODE | 2 | 2 | 06 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +**Table 11-22 – Diagnostic commands sent by the FTU-R** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------| +| Update test parameters | 2 | 2 | 02 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +**Table 11-23 – Diagnostic responses sent by the FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------------------------------------------------------------------------------------------------------------------| +| Self-test acknowledgement (FTU-R only) | 3 | 2 | 01 16 (Note) | +| | | 3 | One byte for the minimum time in seconds the FTU-O shall wait before requesting the self-test result, coded as an unsigned integer. | +| ACK (FTU-O and FTU-R) | 2 | 2 | 80 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +A diagnostic command may be sent at any time during showtime, including immediately following the end of the initialization procedure. In all cases, reception of a diagnostic command shall be acknowledged to the initiator (by an ACK or by a self-test acknowledgement response). + +NOTE – A negative acknowledgement (NACK) is not used for diagnostic commands. + +##### 11.2.2.6.1 Perform self-test + +Upon reception of the perform self-test command, the FTU-R shall respond with a self-test acknowledgement, which indicates the minimum amount of time that the FTU-O shall wait before requesting the results of the self-test. Further, the FTU-R shall perform the self-test and generate the self-test result. The self-test procedure is vendor discretionary, but it shall not interfere with the functions of the FTU-R, shall not impact the status of the connection and its duration shall not exceed 255 s. The FTU-R shall obtain and store result of the self-test within the number of seconds indicated in the self-test acknowledgement response. The indicated amount of time shall be an integer between one and 255 s. A coded value of zero is reserved for future use. + +The self-test results may be accessed using the inventory command defined in clause 11.2.2.10. The length of the self-test results shall be four bytes. The first byte (including the MSB) shall be 0016 if the self-test passed and 0116 if it failed. The meaning of failure is vendor discretionary. The contents of the three other bytes are vendor discretionary. + +##### 11.2.2.6.2 Update test parameters + +Upon reception of the update test parameters command, the requested FTU shall send the ACK response and update the test parameter set defined in clause 11.4.1. All test parameters that can be updated during the showtime shall be updated and stored within 10 s after the request is received. Upon reception of the ACK response, the requesting FTU shall wait at least 10 s before sending the PMD test parameter read commands defined in clause 11.2.2.13 to access the test parameter values defined in clause 11.4.1. + +After the update test parameters command has been received, the test parameter values relating to the most recent initialization shall no longer be accessible. They may be discarded by the responding FTU immediately upon reception of the update test parameter command. + +##### 11.2.2.6.3 Start/end RTX\_TESTMODE + +A special test mode is defined for accelerated testing of the MTBE (see clause 9.8.3.1.2). A diagnostic command is defined to enter or leave the mode during the showtime. Upon reception of the enter RTX\_TESTMODE command, the FTU-R shall acknowledge it with an ACK response. Afterwards, the FTU-R shall acknowledge all received DTUs in the downstream direction and shall stop retransmitting any DTU upstream. Upon reception of the end RTX\_TESTMODE command, the FTU-R shall resume the normal behaviour of retransmission. + +##### 11.2.2.6.4 Start/end TPS\_TESTMODE + +A special test mode is defined for accelerated testing of the MTBE (see clause 9.8.3.1.2). A diagnostic command is defined to enter or leave this mode during the showtime. Upon reception of the enter TPS\_TESTMODE command, the FTU-R shall acknowledge it with an ACK response. Afterwards, the FTU-R shall set TPS\_TESTMODE enabled. Upon reception of the leave TPS\_TESTMODE command, the FTU-R shall set TPS\_TESTMODE disabled. The generation of DTUs is as specified in clause 8.3.1. + +#### 11.2.2.7 NTR frequency synchronization command + +If NTR transport is enabled during the initialization, NTR frequency synchronization eoc commands (presented in Table 11-24) shall be sent by the FTU-O and used by the FTU-R to facilitate NTR frequency synchronization as described in clause 8.4.1. If NTR transport is disabled during the initialization, the FTU-O shall not send NTR synchronization commands during the showtime. + +The FTU-R shall not send a response to the NTR synchronization command. + +The NTR frequency synchronization command is a near-high priority command. The first byte of the command shall be the command type assigned as shown in Table 11-4 (NTR frequency + +synchronization command). The remaining bytes of the command shall be as specified in Table 11-24. + +The FTU-O shall always send the most recent NTR frequency synchronization command and shall discard all older NTR frequency synchronization commands. + +NOTE – Since no response is defined, the FTU-O management entity will not retransmit the lost NTR frequency synchronization command. + +**Table 11-24 – NTR frequency synchronization command (sent by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | | +|-------------------------------------------------------------|----------------|---------|---------------------------------------------------------------------------------------------|--| +| NTR phase offset | 6 | 2 | 01 16 (Note 1) | | +| | | 3 and 4 | Two bytes for the count of the superframe associated with the event (Note 2). | | +| | | 5 and 6 | Two bytes, representing the NTR phase offset value ( $\phi$ ) as defined in clause 8.4.1.1. | | +| NOTE 1 – All other values for byte 2 are reserved by ITU-T. | | | | | +| NOTE 2 – The value shall be even. | | | | | + +If the FTU-O indicates during the initialization that its PMD sampling frequency is locked to NTR, as described in clause 8.4.1, the NTR synchronization command shall not be sent by the FTU-O and shall be ignored by the FTU-R. + +#### 11.2.2.8 ToD frequency synchronization command + +The ToD frequency synchronization command shall only be used in one direction, from FTU-O to FTU-R. The FTU-R shall not send a response to a ToD frequency synchronization command. The ToD frequency synchronization command shall be used if frequency synchronization using ToD phase difference is selected during the initialization; if frequency synchronization through locking the PMD sample clock is selected during the initialization, the ToD frequency synchronization command shall not be used (see clause 8.5.2). + +The ToD frequency synchronization command is a near-high priority command. The first byte of the command shall be the command type assigned as shown in Table 11-4 (ToD frequency synchronization command). The remaining bytes of the command shall be as specified in Table 11-25. + +The ToD phase difference value and corresponding $t_1$ event number shall be encapsulated in a ToD frequency synchronization command using the format defined in clause 8.5.2.1 as follows: + +**Table 11-25 – ToD frequency synchronization command (sent by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|---------|----------------------------------------------------------------------------| +| ToD phase difference | 5 | 2 | 02 16 (Note) | +| | | 3 and 4 | Two bytes representing the superframe count of the $t_1$ event. | +| | | 5 and 6 | Two bytes representing the ToD phase difference in units of 2 nanoseconds. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +The FTU-O shall always send the most recent ToD frequency synchronization command and shall discard all older ToD frequency synchronization commands. + +NOTE – Since no response is defined, the FTU-O management entity will not retransmit the lost ToD frequency synchronization command. + +#### 11.2.2.9 Time synchronization command and responses + +The time synchronization commands and responses are used to establish ToD phase synchronization between the FTU-O and the FTU-R, as defined in clause 8.5. The time synchronization command and responses are listed in Table 11-26 (command sent by FTU-O) and Table 11-27 (response sent by FTU-R), respectively. The command specified in Table 11-26 shall only be sent by the FTU-O. The responses specified in Table 11-27 shall only be sent by the FTU-R. + +Upon reception of a time synchronization command, the FTU-R may either reject the request to run the time synchronization procedure using the reject response defined in Table 11-27 with one of the reason codes listed in Table 11-28, or positively acknowledge it by transmitting an ACK response defined in Table 11-27. + +The first byte of all time synchronization command and responses shall be the command type assigned, as shown in Table 11-5 (normal priority commands and responses). The remaining bytes for the commands and responses shall be as shown in Table 11-26 and Table 11-27, respectively. + +**Table 11-26 – Time synchronization commands sent by the FTU-O** + +| Name | Length (bytes) | Byte | Content | | +|--------------------------------------------------------------|----------------|----------|--------------------------------------------------------------------------------------------------------------|--| +| ToD( $t_1$ ) | 26 | 2 | 01 16 (Note 1) | | +| ToD( $t_4$ ) | | 3 and 4 | Two bytes for the superframe count of time stamps ToD( $t_1$ ) and ToD( $t_4$ ). | | +| Timestamps | | 5 and 6 | Two bytes for time synchronization update period expressed in superframes. | | +| | | 7 to 12 | Six bytes describing the integer portion of the timestamp ToD( $t_1$ ) in units of seconds. | | +| | | 13 to 16 | Four bytes describing the fractional portion of the timestamp ToD( $t_1$ ) in units of nanoseconds. (Note 2) | | +| | | 17 to 22 | Six bytes describing the integer portion of the timestamp ToD( $t_4$ ) in units of seconds. | | +| | | 23 to 26 | Four bytes describing the fractional portion of the timestamp ToD( $t_4$ ) in units of nanoseconds. (Note 2) | | +| NOTE 1 – All other values for byte 2 are reserved by ITU-T. | | | | | +| NOTE 2 – The nanosecond portion is always less than $10^9$ . | | | | | + +The bytes for the superframe count of time stamps ToD( $t_1$ ) and ToD( $t_4$ ) contain the superframe count when ToD( $t_1$ ) and ToD( $t_4$ ) are taken by the FTU-O (i.e., at the $t_1$ and $t_4$ event, see Figure 8-13). This value shall be a multiple of 16. The time synchronization update period indicates to the FTU-R at which superframe count the next set of ToD( $t_1$ ), ToD( $t_2$ ), ToD( $t_3$ ), and ToD( $t_4$ ) time stamps shall be recorded. The time synchronization update period (in superframes) shall be a multiple of 16 and shall not exceed the value of TSP that is set during initialization (see Table 12-42). + +The ToD( $t_1$ ) and ToD( $t_4$ ) time stamps shall represent the time offset between the current time of the RTC-O (i.e., the time elapsed since the epoch) at the $t_1$ and $t_4$ events respectively. The ToD( $t_2$ ) and ToD( $t_3$ ) timestamps shall represent the time of the RTC-R (i.e., the time elapsed since the epoch) at the $t_2$ and $t_3$ events respectively. The FTU-R shall use the same epoch as the FTU-O, where this common epoch is set by the TCE and passed to the ToD-O over the $\gamma_0$ reference point (by the *ToD\_mc\_value*). + +NOTE – If at the $t_1$ event the RTC-O shows +2.000000001 seconds have elapsed since the epoch, this is represented in the ToD( $t_1$ ) timestamp by seconds = 0x0000 0000 0002 and nanoseconds = 0x0000 0001. The epoch may be locally set at the DPU or may be an absolute instant in time. For example, if the epoch is the PTP epoch, this means that time-of-day = 1 January 1970 00:00:02.000000001. + +**Table 11-27 – Time synchronization responses sent by the FTU-R** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------|----------------|----------|--------------------------------------------------------------------------------------------------------------| +| ACK
(ToD( $t_2$ )
ToD( $t_3$ )
Timestamps) | 24 | 2 | 81 16 (Note 1) | +| | | 3 and 4 | Two bytes for the superframe count of the ToD( $t_2$ ) and ToD( $t_3$ ) time stamps. | +| | | 5 to 10 | Six bytes describing the integer portion of the ToD( $t_2$ ) timestamp in units of seconds. | +| | | 11 to 14 | Four bytes describing the fractional portion of the ToD( $t_2$ ) timestamp in units of nanoseconds. (Note 2) | +| | | 15 to 20 | Six bytes describing the integer portion of the ToD( $t_3$ ) timestamp in units of seconds. | +| | | 21 to 24 | Four bytes describing the fractional portion of the ToD( $t_3$ ) timestamp in units of nanoseconds. (Note 2) | +| Reject | 3 | 2 | 82 16 (Note 1) | +| | | 1 | One byte for reason code (see Table 11-28) | + +NOTE 1 – All other values for byte 2 are reserved by ITU-T. +NOTE 2 – The nanosecond portion is always less than $10^9$ . + +**Table 11-28 – Reason codes for time synchronization response** + +| Reason | Byte value | +|-------------------------------------------------------------|------------------| +| Busy | 01 16 | +| Invalid parameters | 02 16 | +| $t_2$ and $t_3$ timestamps no longer available at the FTU-R | 03 16 | +| Still acquiring ToD frequency synchronization | 04 16 | +| NOTE – All other reason codes are reserved by ITU-T. | | + +#### 11.2.2.10 Inventory commands and responses + +The inventory commands shall be used to determine the identification and capabilities of the FTU at the far end. The inventory commands shown in Table 11-29 may be initiated by either FTU. The inventory responses shall be as shown in Table 11-30. The first byte of all inventory commands and responses shall be the assigned value for the inventory command type, as shown in Table 11-4. The second byte of the inventory commands shall be as specified in Table 11-29. The second byte (ACK) and all following bytes of the inventory responses shall be as specified in Table 11-30. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-29 – Inventory commands sent by the requesting FTU** + +| Name | Length (bytes) | Byte | Content | +|----------------------------------------------------------|----------------|------|-------------------------| +| Identification request | 2 | 2 | 01 16 (Note) | +| Auxiliary inventory information request | 2 | 2 | 02 16 (Note) | +| Self-test results request | 2 | 2 | 03 16 (Note) | +| Initialization flags request | 2 | 2 | 04 16 (Note) | +| Initialization flags reset request | 2 | 2 | 05 16 (Note) | +| NOTE – All other values for byte2 are reserved by ITU-T. | | | | + +**Table 11-30 – Inventory responses sent by the responding FTU** + +| Name | Length (bytes) | Byte | Contents | +|-----------------------------------------------------------|----------------|----------|-----------------------------------------------------------------------| +| ACK (identification) | 58 | 2 | 81 16 (Note) | +| | | 3 to 10 | Eight bytes of vendor ID. | +| | | 11 to 26 | Sixteen bytes of version number. | +| | | 27 to 58 | Thirty two bytes of serial number. | +| ACK (auxiliary inventory information) | Variable | 2 | 82 16 (Note) | +| | | 3 | Segment code (SC) | +| | | 4 to 11 | Eight bytes of vendor ID. | +| | | 12 + | Multiple bytes of auxiliary inventory information. | +| Self-test results | 6 | 2 | 83 16 (Note) | +| | | 3 to 6 | Four bytes of self-test results. | +| Initialization flags | 3 | 2 | 84 16 (Note) | +| | | 3 | One byte with the value of the initialization flags. | +| Initialization flags reset | 3 | 2 | 85 16 (Note) | +| | | 3 | One byte with the value of the initialization flags before the reset. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +Upon reception of one of the inventory commands, the FTU shall send the corresponding response. Any function of either the requesting or the responding FTU shall not be affected by the command. + +The vendor ID in the response identifies the system integrator and shall be formatted according to the vendor ID of [ITU-T G.994.1]. In the context of this request, the system integrator usually refers to the vendor of the smallest field-replaceable unit; thus, the vendor ID in the response may not be the same as the vendor ID indicated during the ITU-T G.994.1 handshake phase of the initialization. + +The version number sent by the FTU-O is for version control and is FTU-O vendor specific information. It shall contain up to 16 binary bytes. + +The version number sent by the FTU-R is for version control. It shall contain the FTU-R firmware version and the FTU-R model. Both shall be encoded in this order and separated by a space character, i.e., " ". It shall contain up to 16 American standard code for information interchange (ASCII) characters within the range from code 32 to 126. + +The serial number sent by the FTU-O is DPU vendor specific information. The combination of DPU system vendor ID and DPU system serial number creates a unique number for each DPU. It shall contain up to 32 ASCII characters within the range from code 32 to 126. + +The serial number sent by the FTU-R shall contain the NT system serial number, the NT model and the NT firmware version. All shall be encoded in this order and separated by space characters, i.e., " ". The combination of NT system vendor ID and NT system serial number creates a unique number for each NT. It shall contain up to 32 ASCII characters within the range from code 32 to 126. + +The auxiliary inventory information shall be assigned with respect to the same system integrator as contained in the vendor ID. The syntax of this field is beyond the scope of this Recommendation. + +The self-test results response shall contain the results from the most recent self-test procedure, initiated either at power-up or by the perform self-test eoc command. The results shall be formatted as defined in clause 11.2.2.6.1. + +The initialization flags request and the initialization flags reset request eoc commands shall only be supported from the FTU-O to the FTU-R. + +The initialization flags response and the initialization flags reset response shall only be sent from the FTU-R to the FTU-O and shall contain the current value of the initialization flags. The following initialization flags are defined: + +- The "previous-loss-of-power" (PLPR) flag: This flag shall be set to 1 after a power-up of the FTU-R due to an interruption in the FTU-R electrical supply (mains) power. The flag shall be set to 0 after sending the initialization flags reset response. +- The "previous host reinit" (PHRI) flag: This flag shall be set to 1 after an exit from showtime of the FTU-R triggered by the NT host (e.g., FTU-R software reboot or L3 request by FTU-R). The flag shall be set to 0 after sending the initialization flags reset response. + +The value of the initialization flags shall be formatted as one byte [0000 00ba] where "a" is the value of the PLPR flag and "b" is the value of the PHRI flag. + +NOTE – The FTU-O may first use the 'initialization flags request' eoc command to read the PLPR and PHRI flags, and then, once the FTU-O manages to correctly read these flags, use the 'initialization flags reset request' eoc command (see Table 11-29) to reset the values of these flags. + +#### 11.2.2.11 Management counter read commands and responses + +The management counter read request command shall be used to retrieve the current value of certain management counters maintained by the far-end FTU. The management counter read request command is shown in Table 11-31 and may be initiated by either FTU and is used to request the values of the counters. The response shall be as shown in Table 11-32. The first byte of the command and response shall be the assigned value for the management counter read command type, as shown in Table 11-5. The second byte of the command shall be as shown in Table 11-31. The second and all following bytes of the response shall be as shown in Table 11-32. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-31 – Management counter read commands sent by the requesting FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------| +| Request | 2 | 2 | 01 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +**Table 11-32 – Management counter read responses sent by the responding FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------| +| ACK | Variable | 2 | 81 16 (Note) | +| | | 3 to 2 + 4 × (4 + 5 + 2 + 5) | Bytes for all of the anomaly counters, performance monitoring counters and retransmission and rate reporting status parameter values (see Table 11-33). | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +Upon reception of the management counter read request command, the FTU shall send the response. Any function of either the requesting or the responding FTU shall not be affected by the command. + +Anomalies are only counted at time periods during the transmission of data symbols and RMC symbols. Anomalies are not counted in the upstream direction during the downstream transmissions, in the downstream direction during upstream transmissions and during transmission of the quiet symbols. + +The management counter values shall be derived from locally generated defects and anomalies defined within clause 11.3. The parameters shall be transferred in the order (top to bottom) defined in Table 11-33. All counter values are defined as 32-bit counters and shall be mapped to the response in order of most significant to least significant byte. No bytes shall be inserted into the response for the TPS-TC functions that are currently disabled. + +The counters shall be reset at power-up, and shall not be reset upon a link state transition, and shall not be reset upon read. The time periods when the FTU is powered but not in the showtime state shall be counted as unavailable seconds (see clause 11.4.4.5). + +The field EFTR\_min contains the *EFTR\_min* as derived by the far-end receiver. The field ANDEFTR\_min contains the *ANDEFTR\_min* as derived by the far-end transmitter. The field ANDEFTR\_max contains the *ANDEFTR\_max* as derived by the far-end transmitter. The field ANDEFTR\_sum contains the *ANDEFTR\_sum* as derived by the far-end transmitter. + +Although the parameters *EFTR\_min*, *ANDEFTR\_min*, and *ANDEFTR\_max* are reported via the management counter eoc commands, these performance monitoring parameters are not counters (see clauses 11.4.1.1.6, 11.4.1.1.22 and 11.4.1.1.23, respectively). + +The performance monitoring parameters *EFTR\_min*, *ANDEFTR\_min* and *ANDEFTR\_max* shall be reset at power up, and shall not be reset upon a link state transition, and shall be reset upon read. + +**Table 11-33 – FTU management counters** + +| | +|-----------------------------------------------------------| +| | +| Counter of the fec anomalies (see clause 11.3.1.1) | +| Counter of the crc anomalies (see clause 11.3.1.1) | +| Counter of rtx-uc anomalies (see clause 11.3.1.1) | +| Counter of rtx-tx anomalies (see clause 11.3.1.1) | +| | +| Counter of the ESs (see clause 11.4.4.1) | +| Counter of the SESs (see clause 11.4.4.2) | +| Counter of the LOSSs (see clause 11.4.4.3) | +| Counter of the LORSs (see clause 11.4.4.4) | + +**Table 11-33 – FTU management counters** + +| | +|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Counter of the UASs (see clause 11.4.4.5) | +| | +| EFTR_min (see clause 11.4.1.1.6) (Note 2) | +| Error-free bits counter (see clause 11.4.1.1.9) (Note 2) | +| ANDEFTR_min (see clause 11.4.1.1.22) (Note 2) | +| ANDEFTR_max (see clause 11.4.1.1.23) (Note 2) | +| ANDEFTR_sum counter (see clause 11.4.1.1.24) (Note 2) | +| Counter of the ANDEFTRDSs (see clause 11.4.1.1.25) (Note 2) | +| Counter of the LANDEFTRSs (see clause 11.4.4.8) (Note 2) | +| NOTE 1 – Inhibiting of counters is defined in clause 11.4.4.6.
NOTE 2 – These fields shall be present if and only if support of the ANDEFTR related performance monitoring parameters is indicated by both FTUs during initialization (bit b 2 of the field "supported options", see clauses 12.3.4.2.1 and 12.3.4.2.2). | + +NOTE – The FTU-O should respond to the request from the NMS to read the values of management counters. It is left to the implementations to store and update the counters as necessary for accurate error monitoring and reporting. + +#### **11.2.2.12 L3 link state transition commands and responses** + +The L3 link state transition command shall be used to propose a transition to link state L3. The L3 link state transition command may be initiated by either FTU. The peer FTU shall acknowledge by sending a response. + +The first byte of either the command or a response shall be the assigned value for the L3 link state transition command type, as shown in Table 11-5 (normal priority command). The remaining bytes shall be as shown in Table 11-34 and Table 11-35 for commands and responses, respectively. + +**Table 11-34 – L3 link state transition command (sent by the initiating FTU)** + +| Name | Length (bytes) | Byte | Content | +|------------------------------------------------------------------|----------------|------|-------------------------| +| L3 Request | 3 | 2 | 01 16 (Note) | +| | | 3 | 03 16 (Note) | +| NOTE – All other values for bytes 2 and 3 are reserved by ITU-T. | | | | + +**Table 11-35 – L3 link state transition responses (sent by the responding FTU)** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|---------------------------| +| Grant | 2 | 2 | 80 16 (Note) | +| Reject | 3 | 2 | 81 16 (Note) | +| | | 3 | One byte for reason code. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +Reason codes associated with the L3 link state transition commands are shown in Table 11-36. + +**Table 11-36 – Reason codes for L3 link state transition commands** + +| Reason | Byte value | +|------------------------------------------------------|------------------| +| Busy | 01 16 | +| Invalid command | 02 16 | +| Not desired at this time | 03 16 | +| NOTE – All other reason codes are reserved by ITU-T. | | + +##### 11.2.2.12.1 L3 Request by FTU-R + +Upon receipt of a L3 Request, the responding FTU-O shall send either a Grant or a Reject response. If the format of the command is different than the one presented in Table 11-34, the Reject response shall be sent with the reason code 0216. + +The FTU-O may reject a L3 Request using reason code 0116 if it is temporarily busy, or reject it using code 0316 if it has local knowledge that the L3 state is not desired at this time. Upon receipt of a L3 Request, the FTU-O may reply with a Grant and immediately start transition into the L3 state. + +If the FTU-R receives the Grant response, the FTU-R shall stop transmitting. When the FTU-O observes the stopped transmission, it shall transition into O-DEACTIVATING1 state (see clause 12.1.2). + +##### 11.2.2.12.2 L3 Request by FTU-O + +Upon receipt of a L3 Request, the responding FTU-R shall send either a Grant or a Reject response. If the format of the command is different than one presented in Table 11-34, the Reject response shall be sent with the reason code 0216. + +The FTU-R may reject a L3 Request using reason code 0116 if it is temporarily busy, or reject it using code 0316 if it has local knowledge that the L3 state is not desired at this time. Upon receipt of a L3 Request, the FTU-R may reply with a Grant and immediately start transition into the L3 state. + +If the FTU-O receives the Grant response, the FTU-O shall transition into O-DEACTIVATING1 state (see clause 12.1.2). When the FTU-R observes that the FTU-O transitioned to the O-DEACTIVATING1 state, it shall stop transmitting. + +#### 11.2.2.13 PMD test parameter read commands and responses + +The PMD test parameter read commands shall be used to retrieve the values of the PMD test parameters that are specified in clause 11.4.1 and maintained by the far-end FTU. The PMD test parameter read commands are shown in Table 11-37, and may be initiated by either FTU. The responses shall be as shown in Table 11-38. The first byte of all PMD test parameter read commands and responses shall be the assigned value for the PMD test parameter read command type, as shown in Table 11-5. The subsequent bytes of the commands shall be as shown in Table 11-37. The subsequent bytes of the responses shall be as shown in Table 11-38. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-37 – PMD test parameter read commands sent by the requesting FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|-------------------|----------------|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------| +| Single read | 2 | 2 | 01 16 (Note 1) | Mandatory | +| Vector block read | 7 | 2 | 06 16 (Note 1) | Mandatory | +| | | 3 | One byte containing the ID of the vector test parameter to be read (Note 2).
04 16 : SNR per subcarrier group (Note 3).
05 16 : Downstream ALN per subcarrier group. | | +| | | 4 and 5 | Two bytes describing the start subcarrier group index. | | +| | | 6 and 7 | Two bytes describing the stop subcarrier group index. | | + +NOTE 1 – All other values for byte 2 are reserved by the ITU-T. +NOTE 2 – All other values for byte 3 are reserved by the ITU-T. +NOTE 3 – The only valid value of subcarrier group size (*G*) for SNR is *G* = 1. + +**Table 11-38 – PMD test parameter read responses sent by the responding FTU** + +| Name | Length (bytes) | Byte | Content | Support | +|-----------------------|----------------------|---------|--------------------------------------------------------------------------|-----------| +| Single read ACK | 16
(Note 1) | 2 | 81 16 (Note 2) | Mandatory | +| | | 3 to 16 | Bytes for the test parameters arranged for the single read format. | | +| NACK | 2 | 2 | 80 16 (Note 2) | Mandatory | +| Vector block read ACK | Variable
(Note 1) | 2 | 86 16 (Note 2) | Mandatory | +| | | 3 | Segment code (SC) | | +| | | 4 + | Bytes for the test parameters arranged for the vector block read format. | | + +NOTE 1 – Message length equals three bytes plus the length shown in Table 11-39. +NOTE 2 – All other values for byte 2 are reserved by the ITU-T. + +**Table 11-39 – PMD test parameter ID values and length of responses** + +| Test parameter ID
(Note 1) | Test parameter name | Length for single read (bytes) | | Length for vector block read (bytes) | | Support | +|-------------------------------|-------------------------------------|--------------------------------|--|-------------------------------------------------------------------------------|--|-----------| +| 04 16 | SNR per subcarrier | N/A | | 2 + (stop subcarrier index – start subcarrier index + 1) (Note 2) | | Mandatory | +| 05 16 | Downstream ALN per subcarrier group | N/A | | 3 + (stop subcarrier group index – start subcarrier group index + 1) (Note 4) | | Mandatory | +| 23 16 | SNRM | 2 | | N/A | | Mandatory | +| 24 16 | ATTNDR | 4 | | N/A | | Mandatory | + +**Table 11-39 – PMD test parameter ID values and length of responses** + +| Test parameter ID (Note 1) | Test parameter name | Length for single read (bytes) | | Length for vector block read (bytes) | | Support | +|----------------------------|--------------------------------|--------------------------------|--|--------------------------------------|--|--------------------| +| 25 16 | Near-end ACTATP | 2 | | N/A | | Mandatory (Note 3) | +| 27 16 | Far-end INP_act_shine | 2 | | N/A | | Mandatory | +| 28 16 | Far-end actual SNRM_RMC | 2 | | N/A | | Mandatory | +| 29 16 | RXpower_dBm_D S | 2 | | N/A | | Mandatory | + +NOTE 1 – All other test parameter ID values are reserved by the ITU-T. +NOTE 2 – The subcarrier index equals $G \times \text{subcarrier group\_index}$ , where the value of $G$ is as specified in clause 11.4.1. +NOTE 3 – The near-end actual transmit power (ACTATP) shall be set to zero in the eoc message sent to the FTU-R. +NOTE 4 – The subcarrier index equals $G \times \text{subcarrier group\_index}$ , where the value of $G$ is included in the response message. + +Upon reception of a PMD test parameter read command, the responding FTU shall send the corresponding response. If the format of the test parameter read command is incorrect, the FTU shall respond with the negative acknowledgment (NACK). Any function of either the requesting or the responding FTU shall not be affected. + +The single read command shall be used to retrieve all parameters with ID values $\geq 23_{16}$ . In response to a single read command, the values for the test parameters (one value per parameter) shall be transferred in numerically increasing order of the parameter ID shown in Table 11-39. The format of the bytes for each parameter shall be as specified in clause 11.4.1. Values formatted as multiple bytes shall be mapped to the response in order of most significant to least significant byte. Bytes indicated as reserved shall be set to ZERO in the transmitter and ignored by the receiver. + +A vector block read command shall be used to retrieve a single test parameter over a range of subcarrier groups. Support of this read command is mandatory. The ID of the test parameter to retrieve shall be indicated in the third byte of the read command as specified in Table 11-37. In response to a vector block read command, the FTU shall send information for the test parameter associated with the specified block of subcarrier groups. All values for subcarrier groups with indices from start subcarrier group index to stop subcarrier group index are transferred in a single response. + +If the stop subcarrier group index in the test parameter read command exceeds the round-up of the index of the highest subcarrier in the MEDLEY set divided by the group size $G$ , the response shall be a NACK. The format of the bytes for each parameter value shall be as described in clause 11.4.1. Values formatted as multiple bytes shall be mapped to the response in order of most significant to least significant byte. + +The response to a vector block read command for SNR shall include the measurement time in symbol periods (2 bytes) followed by the SNR test parameter value (see clause 11.4.1.2.2). + +The response to a vector block read command for ALN shall include the measurement time in symbol periods (2 bytes), followed by the group size (1 byte), followed by the ALN test parameter value (see clause 11.4.1.2.4). + +Responses to a vector block read command may be segmented. + +The values of some test parameters are represented using fewer bits than contained in the corresponding field defined for the response in Table 11-39. In the case that the field has more than + +one byte, the bits shall be mapped to the LSBs of the multibyte field in the response. Unused MSBs in the multibyte field shall be set to ZERO for unsigned quantities and to the value of the sign bit for signed quantities. + +#### 11.2.2.14 Vectoring feedback command and responses + +The FTU-O shall use the vectoring feedback command and responses for configuration of the vectoring report parameters and obtaining VF samples, i.e., clipped error samples or DFT output samples, from the FTU-R. The command (containing a request for VF samples) may be initiated only by the FTU-O and shall use the format shown in Table 11-40. The FTU-R shall respond with VF samples for the requested subcarriers in the requested format, or with NACK. The NACK provides a rejection code describing the reason of the request denial. Prior to sending the NACK, the FTU-R shall suspend sending VF samples until it receives a new vectoring feedback command with a valid set of the vectoring feedback report control parameters. + +The first byte of the command and the response shall be the assigned value of the vectoring feedback command type, as shown in Table 11-4 (near-high priority command). The second and subsequent bytes shall be as shown in Table 11-40 for the command and in Table 11-43 for responses. The rejection codes shall be as defined in Table 11-44. The data bytes shall be mapped using the generic format described in clause 11.2.2.1. + +The FTU-O sends in the vectoring feedback command a set of parameters of the requested vectoring feedback report. The first FTU-R vectoring feedback response data sent in reply serves as an ACK for the vectoring feedback command. More vectoring feedback data may be transmitted, if necessary, in subsequent eoc messages. Transmissions of the following vectoring feedback responses shall be triggered by every VF sample update at superframe counts requested in the vectoring feedback command (update period and shift period). If the update period $q$ is greater than 1, the FTU-R shall update VF samples only at the exact superframe counts indicated by the FTU-O (see clause 10.3.2.5.2). + +Vectoring feedback responses shall not be acknowledged. If the vectoring feedback data message exceeds $P-4$ bytes (see clause 11.2.1.1), it shall be segmented as defined in clause 11.2.2.3 with the maximum number of segments not to exceed 16. The FTU-R shall not retransmit vectoring feedback data messages or their segments. If the FTU-O does not receive a response (ACK), it may send another vectoring feedback command, possibly with different control parameters. The FTU-R shall continue sending vectoring feedback responses until stopped by the FTU-O, including while waiting for a reply to SRA request RMC command. If in the time period allocated to send a particular vectoring feedback response the eoc channel is busy with a currently running high-priority message (e.g., OLR command), the FTU-R shall drop this vectoring feedback response and continue with the next vectoring feedback response. + +At the start of showtime, the FTU-R shall not send a vectoring feedback response until it receives a vectoring feedback command with a valid set of vectoring feedback report control parameters. The FTU-O shall send a vectoring feedback command within the first second after entering showtime. To stop communication of vectoring feedback reports, the FTU-O shall send a vectoring feedback command that carries a special value of VF sample update period $q = 0$ (see Table 11-40). Upon reception of the command containing $q = 0$ , the FTU-R shall first stop sending vectoring feedback responses and subsequently respond with NACK. + +**Table 11-40 – Vectoring feedback command (transmitted by the FTU-O)** + +| Name | Length (bytes) | Byte number | Content | +|----------------------------|-------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Vectoring feedback request | $9 + 5 \times N\_band + \text{ceiling}(Nprobe\_ds/8)$
( $N\_band \leq 8$ ) | 2 | 01 16 (Note 1) | +| | | 3 to 4 | First $CNT_{SF}$ ( $CNT_{SF0}$ , see clause 10.3.2.5.2) coded as an unsigned integer | +| | | 5 | Bits [3:0]: VFRB update period ( $q$ ) (see clause 10.3.2.5.2), coded as an unsigned integer (Note 2, 3)
Bit [4]: reporting mode: if set to 0 the VFRB shall carry clipped error samples, if set to 1, the VFRB shall carry both clipped error samples and DFT output samples (see clause 10.3.2.4.1) using the per-element VF reporting mode defined in Table 11-41
Bits [7:5]: VFRB frequency shift step ( $s$ ) (see clause 10.3.2.5.1), coded as an unsigned integer (Note 4) | +| | | 6 to 7 | VFRB shift period ( $z$ ) (see clause 10.3.2.5.2), coded as an unsigned integer | +| | | 8 to $8 + 3 \times N\_band$ | Vectored bands formatted using the bands descriptor (see Table 12-21) | +| | | $9 + 3 \times N\_band$ to $9 + 5 \times N\_band + \text{ceiling}(Nprobe\_ds/8)$ | Vectoring feedback report configuration descriptor defined in Table 11-41 | + +NOTE 1 – All other values are reserved by ITU-T. + +NOTE 2 – Setting the value of parameter $q$ to 00002 stops the report (see clause 10.3.2.5.1 and clause 10.3.2.5.2). + +NOTE 3 – For frequency identification, the value of parameter $q$ shall be set to 00012. + +NOTE 4 – The value of parameter $s$ determines whether frequency identification or time identification shall be used (see clause 10.3.2.5). Setting $s = 000_2$ indicates time identification (see clause 10.3.2.5.2) and setting $s \neq 000_2$ indicates frequency identification (see clause 10.3.2.5.1). In the latter case value of $z$ shall be ignored. + +**Table 11-41 – Vectoring feedback report configuration descriptor** + +| Parameter | Bit | Byte | Description | +|-----------|-------|------|----------------------------------------------------------------------------------------------------------| +| $N\_band$ | [7:4] | 0 | The number of configured vectored bands within the range from one to eight coded as an unsigned integer. | +| Padding | [3] | | As defined in clause 10.3.2.3.1. | +| Rounding | [2] | | As defined in clause 10.3.2.3.1. | + +**Table 11-41 – Vectoring feedback report configuration descriptor** + +| Parameter | Bit | Byte | Description | +|------------------------------------------------------------------|------------------------|---------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| F_block | [1:0] | | Block size, encoded as (Note):
00 2 – F_block = 1
01 2 – F_block = 2
10 2 – F_block = 4
11 2 – Reserved for use by ITU-T | +| Vectored band 1 control parameters | | 1-2 | See Table 11-42 | +| | | | | +| Vectored band N_band control parameters | | 2 × N_band – 1 to 2 × N_band | See Table 11-42 | +| Per-element VF report | [ Nprobe_ds :0] | 2 × N_band +1 to 2 × N_band + ceiling( Nprobe_ds /8) | This field shall not be present if the reporting mode bit in Table 11-40 is set to 0 (applicable during showtime) or if the descriptor is included in the O-VECTOR-FEEDBACK message (applicable during initialization, see Table 12-28).
If present, this field represents a bit map indicating reporting mode per probe sequence element.
The LSB indicates sample type to be sent on the first element of the downstream probe sequence, the MSB indicates sample type to be sent on the last element. If a bit is set to 0, the corresponding VFRB shall carry clipped error samples, if set to 1, the corresponding VFRB shall carry DFT output samples (see clause 10.3.2.4.1). | +| NOTE – F_block has the same value for all vectored bands. | | | | + +**Table 11-42 – Vectored band control parameters** + +| Parameter | Bits | Byte | Description | +|--------------|-------|------|-------------------------------------------------------------------------------------------------------------------------------------| +| F_sub | [7:4] | 0 | Sub-sampling rate F_sub as defined in clause 10.3.2.3.1, coded as an unsigned integer. | +| L_w | [3:0] | | Length of the VF sample in compressed representation as defined in clause 10.3.2.3.1, with L_w coded as an unsigned integer. | +| B_min | [7:4] | 1 | Parameter B_min as defined in clause 10.3.2.3.1, with ( B_min – 2) coded as an unsigned integer. | +| B_max | [3:0] | | Parameter B_max as defined in clause 10.3.2.3.1, with ( B_max – 2) coded as an unsigned integer. | + +**Table 11-43 – Vectoring feedback responses (transmitted by the FTU-R)** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------|----------------|--------------------|-------------------------------------------------------------------------------------------------------------------| +| Vectoring feedback data/ACK | $5 + N_{VFRB}$ | 2 | $80_{16}$ (Note 1) | +| | | 3 | Segment code (SC), represented as defined in clause 11.2.2.3. | +| | | 4 and 5 | Superframe count ( $CNT_{SF}$ ) coded as an unsigned integer within the range as defined in clause 10.6 (Note 2). | +| | | 6 to $5 + N\_VFRB$ | Vectoring feedback data, represented with $N\_VFRB$ bytes, as defined in clause 10.3.2.4.1 (Note 3). | +| NACK | 3 | 2 | $81_{16}$ (Note 1) | +| | | 3 | One byte for reason code (see Table 11-44). | + +NOTE 1 – All other values for this byte are reserved by ITU-T. +NOTE 2 – This field identifies the downstream sync symbol for which vectoring feedback data is reported. +NOTE 3 – This field shall carry the VFRB using the format described in clause 10.3.2.4.1. + +**Table 11-44 – NACK reason codes** + +| Value | Definition | +|------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------| +| $01_{16}$ | Invalid set of vectoring feedback control parameters or vectoring feedback report format. | +| $02_{16}$ | Sending of vectoring feedback reports is stopped on the FTU-Os request (FTU-R received a vectoring feedback command with the value of $q = 0$ ). | +| NOTE – All other reason codes are reserved by ITU-T. | | + +#### 11.2.2.15 Probe sequence update commands and responses + +Upon instruction of the VCE, the FTU-O shall send the appropriate probe sequence update command to force an update of the upstream probe sequence and communicate the new downstream probe sequence for the line to the FTU-R FME. The commands are shown in Table 11-45 and Table 11-46, and may be initiated only by the FTU-O. The FTU-R shall respond with either an ACK or NACK, using the format shown in Table 11-47. + +The first byte of the commands shall be the assigned value of the upstream and downstream probe sequence update command type, as shown in Table 11-5. The second and subsequent bytes shall be as shown in Table 11-45 and Table 11-46 for commands and in Table 11-47 for responses. The data bytes shall be mapped using the format described in clause 11.2.2.1. + +The command length depends on the length of the upstream probe sequence or downstream probe sequence ( $N_{probe\_us}$ or $N_{probe\_ds}$ , respectively) set during the initialization (see clause 12.3.3.2.1). Only the probe sequence elements may be changed during the showtime. The length of the newly assigned probe sequence shall be the same as the length of the probe sequence that was set during the initialization. + +**Table 11-45 – Upstream probe sequence update command (transmitted by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | +|--------------------------------------------------------------|----------------------------------------------|---------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Upstream probe sequence update | $3 + \text{ceiling}(N_{\text{probe\_us}}/4)$ | 2 | 01 16 for change of upstream probe sequence (Note). | +| | | 3 | 01 16 if interruption of current upstream probe sequence is not allowed;
02 16 if interruption of current upstream probe sequence is allowed. (Note) | +| | | 4 to $3 + \text{ceiling}(N_{\text{probe\_us}}/4)$ | Upstream probe sequence bits, coded as defined for field 14 in Table 12-20. | +| NOTE – All other values for this byte are reserved by ITU-T. | | | | + +**Table 11-46 – Downstream probe sequence update command (transmitted by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | +|--------------------------------------------------------------|----------------------------------------------|---------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Downstream probe sequence update | $3 + \text{ceiling}(N_{\text{probe\_ds}}/4)$ | 2 | 02 16 for change of downstream probe sequence. (Note) | +| | | 3 | 01 16 if interruption of current downstream probe sequence is not allowed;
02 16 if interruption of current downstream probe sequence is allowed. (Note) | +| | | 4 to $3 + \text{ceiling}(N_{\text{probe\_ds}}/4)$ | Downstream probe sequence bits, coded as defined for field 17 in Table 12-20. | +| NOTE – All other values for this byte are reserved by ITU-T. | | | | + +The third byte of the probe sequence update commands defines the time at which the probe sequence change shall occur: + +- If interruption of the current probe sequence is not allowed (value 0116), the probe sequence change shall be applied starting from the next sync symbol position after the end of the current probe sequence, i.e., after the sync symbol modulated by the last element of the old probe sequence, the next sync symbol shall be modulated by the first element of the new probe sequence. +- If interruption of the current probe sequence is allowed (value 0216), the probe sequence change may occur at any sync symbol position, i.e., after the sync symbol modulated by element *i* of old probe sequence, the next sync symbol shall be modulated by element *i* + 1 of the new probe sequence. + +The FTU-R shall acknowledge (ACK) the correct reception of the command, as shown in Table 11-47. The FTU-R may only reject (NACK) the request if one or more of the requested parameters is invalid (see Table 11-48). + +**Table 11-47 – Probe sequence update response transmitted by the FTU-R** + +| Name | Length (bytes) | Byte | Content | +|--------------------------------------------------------------|----------------|------|--------------------------------------------| +| ACK | 2 | 2 | 80 16 (Note) | +| NACK | 3 | 2 | 81 16 (Note) | +| | | 3 | One byte for reason code (see Table 11-48) | +| NOTE – All other values for this byte are reserved by ITU-T. | | | | + +**Table 11-48 – NACK reason codes** + +| Value (Note) | Definition | +|------------------------------------------------------|----------------------------| +| 01 16 | Invalid set of parameters. | +| NOTE – All other reason codes are reserved by ITU-T. | | + +For the upstream probe sequence update command, the FTU-R shall apply the change only after sending the ACK message. If interruption of the current probe sequence is allowed, the update shall occur within 40 ms after sending the ACK message. + +The timing diagram of the upstream probe sequence update eoc command and response is shown in Figure 11-5. + +![Timing diagram of the upstream probe sequence update command and response. The diagram shows two vertical lines representing the FTU-O and FTU-R. A 'Command' arrow points from FTU-O to FTU-R. At FTU-R, the text 'Transmit old upstream probe sequence' is shown. A bracket labeled '≤ 40 ms' indicates the time interval between the command receipt and the start of the response. A 'Response' arrow points from FTU-R back to FTU-O. After the response is sent, the text 'Transmit new upstream probe sequence' is shown at FTU-R. The diagram is labeled G.9701(14)_F11-5.](f4a4b67da7df13de9869f9d78b447352_img.jpg) + +Timing diagram of the upstream probe sequence update command and response. The diagram shows two vertical lines representing the FTU-O and FTU-R. A 'Command' arrow points from FTU-O to FTU-R. At FTU-R, the text 'Transmit old upstream probe sequence' is shown. A bracket labeled '≤ 40 ms' indicates the time interval between the command receipt and the start of the response. A 'Response' arrow points from FTU-R back to FTU-O. After the response is sent, the text 'Transmit new upstream probe sequence' is shown at FTU-R. The diagram is labeled G.9701(14)\_F11-5. + +**Figure 11-5 – Timing diagram of the upstream probe sequence update command and response** + +For the downstream probe sequence update command, the FTU-O shall apply the change after receiving the ACK message. If interruption of the current probe sequence is allowed, the update shall occur within 40 ms after receiving the ACK message. + +The timing diagram of the downstream probe sequence update eoc command and response is shown in Figure 11-6. + +![Timing diagram of the downstream probe sequence update command and response between FTU-O and FTU-R.](bd0fe87fe6e236bc4778830b4f26d9e2_img.jpg) + +``` + +sequenceDiagram + participant FTU-O + participant FTU-R + Note over FTU-O: Transmit old downstream +probe sequence + FTU-O->>FTU-R: Command + FTU-R->>FTU-O: Response + Note over FTU-O, FTU-R: ≤ 40 ms + Note over FTU-O: Transmit new downstream +probe sequence + +``` + +G.9701(14)\_F11-6 + +Timing diagram of the downstream probe sequence update command and response between FTU-O and FTU-R. + +**Figure 11-6 – Timing diagram of the downstream probe sequence update command and response** + +#### **11.2.2.16 L2 transition control** + +The L2 link state transition eoc command shall be sent from the FTU-O to the FTU-R to request the FTU-R to change low power link state. The battery powered status eoc command shall be sent from the FTU-R to the FTU-O to indicate the FTU-R battery status. + +The first byte of either a command or a response shall be the OPCODE, as shown in Table 11-3 for L2 link state and Table 11-5 for battery powered status. The remaining bytes shall be as shown in Table 11-48.1 for the L2 link state transition command, Table 11-48.5 for the battery powered status command, Table 11-48.6 for the L2 link state transition response, and Table 11-48.7 for the battery powered status response. + +**Table 11-48.1 – L2 link state transition command (FTU-O to FTU-R)** + +| Name | Length (Bytes) | Byte | Content | +|--------------------|----------------|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.1-Entry-Request | Variable | 2 | 01 16 (Note 1) | +| | | 3 | Segment code (SC) | +| | | 4 and 5 | Downstream RMC transmission schedule represented as a bit map:
0 – indicates an inactive TDD frame
1 – indicates an active TDD frame
The LSB of the byte 5 corresponds to the TDD sync frame (index 0). The MSB of byte 5 corresponds to the TDD frame with index 7. The LSB of byte 4 corresponds to the TDD frame with index 8 (see clause 10.6). Bits corresponding with indices $\ge M_{SF}$ shall be set to 0. | +| | | 6 | One byte containing the downstream L2 PSD power reduction ( L2_PSDRds ) value within the range from 0 to 10 dB reduction in units of 1 dB, coded as an unsigned integer. | + +**Table 11-48.1 – L2 link state transition command (FTU-O to FTU-R)** + +| Name | Length (Bytes) | Byte | Content | +|--------------------|----------------|-----------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | 7 and 8 | Two bytes containing the last subcarrier index on which the downstream L2 PSDR power reduction is applied ( $f_{L2\_PSDR-DS}$ ). Valid values are within the range from 0 to NSC -1. | +| | | 9 and 10 | Two bytes containing the minimal value of downstream BDR in bytes in L2.1, L2.1_BDR_min (Note 3) | +| | | 11 and 12 | Upstream RMC transmission schedule represented as a bit map:
0 – indicates an inactive TDD frame
1 – indicates an active TDD frame
The LSB of byte 10 corresponds to the TDD sync frame (index 0). The MSB of byte 10 corresponds to the TDD frame with index 7. The LSB of byte 9 corresponds to the TDD frame with index 8 (see clause 10.6). Bits corresponding with indices $\geq M_{SF}$ shall be set to 0. | +| | | 13 | One byte containing the upstream L2 PSD power reduction ( L2_PSDRUS ) value within the range from 0 to 10 dB in units of 1 dB, coded as an unsigned integer. | +| | | 14 and 15 | Two bytes containing the last subcarrier index on which the upstream L2 PSD power reduction is applied ( $f_{L2\_PSDR-US}$ ). Valid values are within the range from 0 to NSC -1. | +| | | 16 | [0000 000a]
a = Link state transition type:
– a = 0: from L0 to L2.1N.
– a = 1: from L0 to L2.1B. | +| | | Variable | Used subcarriers, relative gain compensation factors ( ri ), and proposed bit loading for the downstream RMC symbols (see Table 11-48.3) | +| | | Variable | DTU framing parameters, and bit loading for the upstream RMC symbols (see Table 11-48.2) | +| L2.2-Entry-Request | Variable | 2 | 02 16 (Note 1) | +| | | 3 | Segment code (SC) | + +**Table 11-48.1 – L2 link state transition command (FTU-O to FTU-R)** + +| Name | Length
(Bytes) | Byte | Content | +|-------------------------|-------------------|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | 4 | Time interval between two adjacent downstream RMC symbols (or upstream RMC symbols) represented in the number of superframes X (see clause 13.4.2.1), indicated as an unsigned integer within the range from 1 to 32 (Note 2) | +| | | 5 and 6 | Two bytes containing the minimum $B_{DR}$ in bytes in L2.2, $L2.2\_B_{DR\_min}$ (Note 3) | +| | | Variable | Used subcarriers and proposed bit loading for the downstream RMC symbols (see Table 11-48.4) (Note 4) | +| | | Variable | DTU framing parameters, and bit loading for the upstream RMC symbols (see Table 11-48.2) | +| L2.1-Exit-Request | 2 | 2 | 03 16 (Note 1) | +| L2.2-Exit-Request | 3 | 2 | 04 16 (Note 1) | +| | | 3 | [0000 000a]
a = Link state transition type:
– a = 0: from L2.2 to L2.1N.
– a = 1: from L2.2 to L2.1B. | +| L2.1-Transition-Request | 3 | 2 | 05 16 (Note 1) | +| | | 3 | [0000 000a]
a = Link state transition type:
– a = 0: from L2.1B to L2.1N.
– a = 1: from L2.1N to L2.1B. | + +NOTE 1 – All other values are reserved by ITU-T. + +NOTE 2 – The superframe in which RMC is placed shall be as defined in clause 13.4.2.1. + +NOTE 3 – The $L2.1\_B_{DR\_min}$ and $L2.2\_B_{DR\_min}$ proposed by the FTU-O determine the minimum DTU payload rate necessary to accommodate both the required user data and the eoc (see clause 13.4.4). The values shall take into account the settings of $L2.1\_ETR\_min$ , $L2.2\_ETR\_min$ , and $L2.1\_NDR\_max$ , $L2.2\_NDR\_max$ , and the overhead bit rate required to support downstream eoc during L2.1 and further in L2.2. + +NOTE 4 – The FTU-O may propose a bit loading reduction on some frequencies to facilitate higher SNRM during the L2.2 link state compared to the bit loading used during the L2.1 link state. + +**Table 11-48.2 – L2.1/L2.2 upstream transmission parameters** + +| Byte | Content | +|------|---------------------------------------------------------------------------| +| 1 | One byte for $Q$ | +| 2 | One byte for $K_{FEC}$ | +| 3 | One byte for $R_{FEC}$ | +| 4 | [0000 aaaa]
aaaa = upstream configuration change count (SCCC) (Note 2) | + +**Table 11-48.2 – L2.1/L2.2 upstream transmission parameters** + +| Byte | Content | +|----------|--------------------------------------------------------------------------------------------------------------------------------------| +| 5 and 6 | Two bytes for the start subcarrier index (Note 1) | +| 7 and 8 | Two bytes for the stop subcarrier index (Note 1) | +| Variable | Data subcarrier parameter block
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 3) | + +NOTE 1 – Subcarriers outside this set shall be unused in L2.1, by setting $b_i = 0$ , $g_i = 0$ . The subcarrier set in L2.2 shall be the same as in L2.1. +NOTE 2 – The value of the SCCC shall be incremented by one relative to the last upstream SCCC value prior to any link state transition. +NOTE 3 – The formatting of the data subcarrier parameter field and the valid range of the values shall be the same as those specified for OLR type 1 (see clause 11.2.2.5, Table 11-10 and Table 11-11). + +**Table 11-48.3 – L2.1 downstream transmission parameters** + +| Byte | Content | +|----------|----------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | [0000 000a]
a = 0: indicate the real relative gain compensation factor.
a = 1: indicate the complex relative gain compensation factor. | +| 2 and 3 | Two bytes for the start subcarrier index (Note 1) | +| 4 and 5 | Two bytes for the stop subcarrier index (Note 1) | +| Variable | Data subcarrier parameter block
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 2) | + +NOTE 1 – Subcarriers outside this set shall be unused in L2.1, by setting $b_i = 0$ while keeping $g_i$ the same as in L0. +NOTE 2 – The formatting of the data subcarrier parameter field and the valid range of the values shall be the same as those specified for OLR type 3 with real or complex relative gain compensation factor (see clause 11.2.2.5 and Tables 11-14 to 11-17). + +NOTE 1 – In the aim to reduce power consumption, the FTU-O should not transmit on RMC symbols outside the downstream subcarrier set assigned for L2.1. + +NOTE 2 – Due to the use of scheduled discontinuous operation during L2.1, use of shorter DTUs may be beneficial. The requirements for DTU size settings are specified in clause 13.4.1. + +**Table 11-48.4 – L2.2 downstream transmission parameters** + +| Byte | Content | +|----------|--------------------------------------------------------------------------------------------------------------------------------------| +| 1 and 2 | Two bytes for the start subcarrier index (Note 1) | +| 3 and 4 | Two bytes for the stop subcarrier index (Note 1) | +| Variable | Data subcarrier parameter block
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 2) | + +NOTE 1 – The subcarrier set shall be the same as in L2.1 (see Table 11-48.3). +NOTE 2 – The formatting of the data subcarrier parameter field and the valid range of the values shall be the same as those specified for OLR type 1 (see clause 11.2.2.5, Table 11-10 and Table 11-11). + +The upstream $g_i$ values shall not change at the transition to either L2.1 link state or L2.2 link state, except for the subcarriers outside the set of subcarriers specified in 11-48.2. Outside that set, the upstream $g_i$ values shall be set to 0. + +**Table 11-48.5 – Battery powered status command (FTU-R to FTU-O)** + +| Name | Length (Bytes) | Byte | Content | +|------------------------------------------------|----------------|------|------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Battery powered status | 3 | 2 | 08 16 (Note 1) | +| | | 3 | One byte encoding FTU-R battery primitive as follows (Note 1):
01 16 : FTU-R is not battery powered
02 16 : FTU-R is battery powered | +| NOTE – All other values are reserved by ITU-T. | | | | + +**Table 11-48.6 – L2 link state transition response (FTU-R to FTU-O)** + +| Name | Length (Bytes) | Byte | Content | +|--------------------|----------------|----------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.1-Entry-Confirm | Variable | 2 | 80 16 (Note 1) | +| | | 3 | Segmentation Code (SC) | +| | | 4 | One byte for Q for the downstream | +| | | 5 | One byte for K FEC for the downstream | +| | | 6 | One byte for R FEC for the downstream (Note 4) | +| | | 7 | [0000 aaaa]
aaaa = downstream configuration change count (SCCC) (Note 2) | +| | | Variable | Data subcarrier parameter block for all downstream subcarriers requested in L2.1-Entry-Request.
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 3) | +| L2.1-Entry-Reject | 3 | 2 | 81 16 (Note 1) | +| | | 3 | One byte for reason code with the following valid values:
01 16 – busy
02 16 – invalid parameters
03 16 – wait for RPA | + +**Table 11-48.6 – L2 link state transition response (FTU-R to FTU-O)** + +| Name | Length (Bytes) | Byte | Content | +|-------------------------|----------------|----------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.2-Entry-Confirm | Variable | 2 | 82 16 (Note 1) | +| | | 3 | Segmentation Code (SC) | +| | | 4 | One byte for Q for the downstream | +| | | 5 | One byte for K FEC for the downstream | +| | | 6 | One byte for R FEC for the downstream (Note 4) | +| | | 7 | [0000 aaaa]
aaaa = downstream configuration change count (SCCC) (Note 2) | +| | | Variable | Data subcarrier parameter block for all downstream subcarriers requested in L2.2-Entry-Request.
A variable number of bytes describing the subcarrier parameter field for each subcarrier (Note 3) | +| L2.2-Entry-Reject | 3 | 2 | 83 16 (Note 1) | +| | | 3 | One byte for reason code with the following valid values:
01 16 – busy
02 16 – invalid parameters | +| L2.1-Exit-Confirm | 2 | 2 | 86 16 (Note 1) | +| L2.2-Exit-Confirm | 2 | 2 | 85 16 (Note 1) | +| L2.1-Transition-Confirm | 2 | 2 | 87 16 (Note 1) | + +NOTE 1 – All other values are reserved by ITU-T. +NOTE 2 – The value of the SCCC shall be advanced relative to the last downstream SCCC value prior to any link state transition, independent of the particular link state transition. +NOTE 3 – The formatting of the subcarrier field and the valid range of the values shall be the same as those specified for OLR type 1 (see clause 11.2.2.5 and Tables 11-10 and 11-11). The field shall be encoded with increasing subcarrier index. +NOTE 4 – For good practice, the value of RFEC should not be less than 8. + +**Table 11-48.7 – Battery powered status response (FTU-O to FTU-R)** + +| Name | Length (Bytes) | Byte | Content | +|------------------------------------------------|----------------|------|---------------------------| +| Acknowledge battery powered status | 2 | 2 | 84 16 (Note 1) | +| NOTE – All other values are reserved by ITU-T. | | | | + +#### 11.2.2.17 DRR configuration commands and responses + +The FTU-O shall use the DRR configuration commands to send the value of $N_{DRR}$ and $N_{RM}$ to the FTU-R and to send the DRR configuration request data to the FTU-R (see clause 8.1.1). The command shall be sent by the FTU-O only. The FTU-R shall respond to the DRR request command using DRR.confirm and shall respond to the DRR configuration request command using DRR.config.confirm, respectively. + +The first byte of the commands and responses shall be the assigned value DRR configuration command type, as shown in Table 11-5 (normal priority command). The second and subsequent bytes shall be as defined in Table 11-49 (for the commands) and in Table 11-50 (for the responses). The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-49 – DRR configuration commands (sent by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | +|---------------------------|----------------|------|------------------------------------------------------------------------------------------------------------------------------| +| DRR request | 4 | 2 | 01 16 (Note 1) | +| | | 3 | One byte for $N_{DRR}$ coded as an unsigned integer. | +| | | 4 | One byte for $N_{RM}$ (see Table 8-3) coded as an unsigned integer. | +| DRR configuration request | Variable | 2 | 02 16 (Note) | +| | | 3+ | DRR data as received from the DRA function at the FTU-O (see Table 8-3). The format of the DRR data is defined in Table Y.2. | + +NOTE 1 – All other values for byte 2 are reserved by ITU-T. + +**Table 11-50 – DRR configuration responses (sent by the FTU-R)** + +| Name | Length (bytes) | Byte | Content | +|--------------------|----------------|------|------------------------------------------------------------------------------------------------------------------------------------| +| DRR.confirm | 3 | 2 | 81 16 (Note) | +| | | 3 | One byte for ACK (00 16 ) or NACK (FF 16 ) | +| DRR.config.confirm | Variable | 2 | 82 16 (Note) | +| | | 3+ | DRR data as received from the L2+ function at the FTU-R (see Table 8-3). The format of the DRR data field is defined in Table Y.2. | + +NOTE – All other values for byte 2 are reserved by ITU-T. + +#### 11.2.2.18 Fast startup training sequence parameters command and response + +The command is to configure the fast startup training sequence parameters at the FTU-R. The command shall only be sent by the FTU-O. The FTU-R shall acknowledge the command by sending a response. + +The first byte of either the command or a response shall be the assigned value for Fast startup training sequence parameters command type, as shown in Table 11-5 (normal priority command). The remaining bytes shall be as shown in Table 11-51 and Table 11-52 for command and response, respectively. + +**Table 11-51 – Training sequence parameters command (sent by the FTU-O)** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|---------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Fast startup training sequence parameters | 10 | 2 | 01 16 (Note) | +| | | 3 | Number of DS SOC data symbols ( sds ).
The value shall be mapped to the six LSBs of this byte as defined in Table 12-9. | +| | | 4 | Number of SOC symbol repetitions ( Rs ).
The value shall be mapped to the five LSBs of this byte as defined in Table 12-10. | +| | | 5 to 10 | Length and elements of IDS
The six bytes are represented as a single 48-bit field. The 42 LSBs shall be used for IDS mapping as defined in Table 12-10. The LSB of the field corresponds to bit 0 of byte 5. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +The FTU-R shall apply these parameters upon transition from the R-SHOWTIME state to the R-INIT/TRAIN state (fast retrain), as described in Figure 12-5. + +The FTU-R shall acknowledge the reception of the command, as shown in Table 11-52. The FTU-R may only reject (NACK) the command if one or more of the requested parameters is invalid. + +**Table 11-52 – Training sequence parameter responses (sent by the FTU-R)** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------| +| ACK | 2 | 2 | 80 16 (Note) | +| NACK | 2 | 2 | 81 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +#### 11.2.2.19 Non-standard facility commands and responses + +The non-standard facility (NSF) commands may be used to exchange vendor-discretionary information between the FTUs. The NSF Request command is shown in Table 11-53 and may be initiated by either FTU to request the non-standard information. The responses shall be as shown in Table 11-54. The first byte of either the command or a response shall be the assigned value for the NSF command type, as shown in Table 11-5 for normal priority NSF commands, or in Table 11-6 for low priority NSF commands. The remaining bytes of normal priority and low priority commands shall be as shown in Table 11-53. The second byte of normal priority and low priority responses shall be as shown in Table 11-54. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-53 – NSF commands sent by the requesting FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|--------|--------------------------------------| +| Request | Variable | 2 | 01 16 (Note) | +| | | 3 to 8 | Six bytes of NSF identifier field. | +| | | 9 + | Multiple bytes of NSF message field. | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +**Table 11-54 – NSF responses sent by the responding FTU** + +| Name | Length (bytes) | Byte | Content | +|-----------------------------------------------------------|----------------|------|-------------------------| +| ACK | 2 | 2 | 80 16 (Note) | +| NACK | 2 | 2 | 81 16 (Note) | +| NOTE – All other values for byte 2 are reserved by ITU-T. | | | | + +Upon reception of the NSF Request command, the FTU shall respond with an acknowledgement (ACK) to indicate that both the NSF identifier field and the message field are recognized, or respond with a negative acknowledgement (NACK) if either the NSF identifier field or NSF message field is not recognized. + +The combination of the NSF identifier field and NSF message field corresponds to a non-standard information block as defined in Figure 11 of [ITU-T G.994.1] (without the length-indicator byte). The NSF identifier field shall consist of six bytes. The first two bytes shall be a country code, and the remaining four bytes shall be a provider code as specified by the country. Both values shall be set as defined in [ITU-T T.35]. The NSF message field contains vendor-specific information. The syntax of the NSF message field shall be as defined in Figure 11 of [ITU-T G.994.1] (without the length-indicator byte). + +#### 11.2.2.20 INM facility commands and responses + +An FTU that supports the INM facility shall maintain INM counters to measure the impulse noise and report the INM performance monitoring parameters defined in [ITU-T G.997.2]. The INM facility commands shall be used to update and read the INM control parameters at the FTU-R and to retrieve the current value of the INM counters maintained by the FTU-R in accordance with [ITU-T G.997.2]. + +The INM facility commands are described in Table 11-55, and may only be initiated by the FTU-O. The FTU-R shall reply using one of the responses shown in Table 11-56. The first byte of all INM facility commands and responses shall be the assigned value for the INM facility command type, as shown in Table 11-6. The remaining bytes shall be as specified in Table 11-55 and Table 11-56 for commands and responses, respectively. The bytes shall be sent using the format described in clause 11.2.2.1. + +**Table 11-55 – INM facility commands sent by the FTU-O** + +| Name | Length (bytes) | Byte | Content | +|------------------------------------------------|----------------|--------|----------------------------------------------------| +| Read INM counters | 2 | 2 | 02 16 (Note) | +| Set INM parameters | 8 | 2 | 03 16 (Note) | +| | | 3 to 8 | 6 bytes of INM control parameters: see Table 11-58 | +| Read INM parameters | 2 | 2 | 04 16 (Note) | +| NOTE – All other values are reserved by ITU-T. | | | | + +**Table 11-56 – INM facility responses sent by the FTU-R** + +| Name | Length (bytes) | Byte | Content | +|----------------|----------------|--------------------------|----------------------------------------------------------------------------------| +| ACK | 3 | 2 | 80 16 (Note) | +| | | 3 | Reserved for use by ITU-T, shall be set to zero. | +| NACK | 2 | 2 | 81 16 (Note) | +| INM counters | 111 | 2 | 82 16 (Note) | +| | | 3 to 2 +
4 × (17+8+2) | All of the INM counter values in the format defined in Table 11-57 | +| | | 111 | The INMDF value coded as an unsigned integer | +| INM parameters | 8 | 2 | 84 16 (Note) | +| | | 3 to 8 | 6 bytes of actual INM control parameters in the format as defined in Table 11-58 | + +NOTE – All other values are reserved by ITU-T. + +Upon reception of any INM facility command, the FTU-R shall send NACK in response if the set INM parameters command includes invalid parameters. Upon reception of an INM facility set INM parameters command that includes a valid set of parameters, the FTU-R shall send the ACK in response if it does support the INM facility. + +In case all INM parameter values listed in the set INM parameters command are valid, the FTU-R shall accept all of the INM parameters contained in the command. If, for any of the INM parameters, the value in the command is different from the value that is currently in active use by the INM, the FTU-R shall activate the new INM parameter values and reset the INM counters in less than 1 second after sending the ACK. + +Upon reception of the INM facility "read INM parameters" command, the FTU-R shall send the INM parameters response (see Table 11-56) that includes the current value of the FTU-R INM parameters. + +Upon reception of the INM facility "read INM counters" command, the FTU-R shall send the INM counters response (see Table 11-56) that includes the INM default flag (*INMDF*). The FTU-R shall set *INMDF* to ONE if all INM control parameters associated with the reported counter values are set to the default values and shall set *INMDF* to ZERO otherwise. + +The INM counter values shall be transmitted in the order, top to bottom, as defined in Table 11-57. All counters are 32 bit wrap-around counters and their values shall be mapped to the response in order of most significant byte transmitted first. The INM counters shall be reset to zero both at power-up and upon activation of the new INM parameter values. The counters shall not be reset upon any link state transition including ones triggered by reinitialization and fast retrain and shall not be reset upon read. The INM counters and the procedure to update these counters shall work continuously and independently of other FTU procedures, e.g., the INM shall not be interrupted by OLR procedures. + +NOTE – The values of the INM counters during link state transitions may not be reliable. + +**Table 11-57 – FTU-R INM counters** + +| INM counters | +|--------------------------------------------------------| +| Counter of the INMAINPEQ1 anomalies | +| Counter of the INMAINPEQ2 anomalies | +| ... | +| Counter of the INMAINPEQ16 anomalies | +| Counter of the INMAINPEQ17 anomalies | +| Counter of the INMALAT0 anomalies | +| Counter of the INMALAT1 anomalies | +| ... | +| Counter of the INMALAT6 anomalies | +| Counter of the INMALAT7 anomalies | +| Counter of the INMAME anomalies | +| Counter of the INMBLFC anomalies | + +The INM control parameter values, both in INM facility command and INM facility response, shall be transmitted in the order defined in Table 11-58. + +**Table 11-58 – FTU-R INM parameters** + +| Byte | INM parameter (Note) | +|--------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 3 and 4 | 2 bytes:
  • The 9 LSBs = INM_iato
  • The 4 MSBs = INM_iats
Bits [11:9] are reserved by ITU-T and shall be set to zero. | +| 5 | 1 byte: INM_cc | +| 6 | 1 byte: Reserved by ITU-T, shall be set to zero. | +| 7 | 1 byte:
The 2 LSBs = INM_INPeq_format
The MSB = brgn
Bits [6:2] are reserved by ITU-T and shall be set to zero | +| 8 | 1 byte: histogram scaling:
The 4 LSBs = INPeq_sf
The 4 MSBs = iat_sf | +| NOTE – All values shall be coded as unsigned integers. | | + +#### 11.2.2.21 Update backup RTSBL + +The update backup RTSBL command shall be used to update the backup RMC tone set (*RTS-b*) and bit loading to be used by the transmitter of the peer FTU. The command may be initiated by either FTU. The peer FTU shall acknowledge by sending a response. + +The first byte of both the command and the response shall be the assigned value for the update backup RTSBL command type, as shown in Table 11-5 (normal priority command). The remaining bytes shall be as shown in Tables 11-59 and 11-60 for commands and responses, respectively. + +**Table 11-59 – Update backup RTSBL (sent by the initiating FTU)** + +| Name | Length (bytes) | Byte | Content | +|------------------------------------|---------------------------------------|--------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------| +| Request to update the backup RTSBL | $7+4 \times \text{ceiling}(NSCR-b/2)$ | 2 | $01_{16}$ (Note 1) | +| | | 3 | Command SN coded as an unsigned integer within the range from 0 to 15 | +| | | 4 and 5 | $CNT_{SF}$ at which the update shall occur, coded as an unsigned integer | +| | | 6 and 7 | Number of tones in backup RMC tone set ( $NSCR-b$ ) coded as an unsigned integer (Note 2) | +| | | 8 to $7+3 \times \text{ceiling}(NSCR-b/2)$ | Backup RMC tone set ( $RTS-b$ ) (Note 3) | +| | | $8+3 \times \text{ceiling}(NSCR-b/2)$ to $7+4 \times \text{ceiling}(NSCR-b/2)$ | Backup bit loading table for RMC (Note 4) | + +NOTE 1 – All other values for byte 2 are reserved by ITU-T. + +NOTE 2 – The number of tones in the upstream backup RMC tone set is $NSCR-b_{us}$ , and the number of tones in the downstream backup RMC tone set is $NSCR-b_{ds}$ . + +NOTE 3 – The upstream backup RMC tone set is $RTS-b_{us}$ and the downstream backup RMC tone set is $RTS-b_{ds}$ . The content of this field shall be formatted as defined for field 11 in Table 12-52 for the upstream and Table 12-53 for the downstream. + +NOTE 4 – The content of this field shall be formatted as defined for field 12 in Table 12-52 for the upstream and Table 12-53 for the downstream. + +The command sequence number (SN) is used for alignment between an "update backup RTSBL" command and its response. The command SN is generated by the initiating FTU, so that each transmitted "update backup RTSBL" command with a content that is different from the preceding one, has its command SN incremented by one, wrapping around to 0 after reaching 15. The command SN shall not be incremented in case a command is resent (e.g., if no response is received for the command). + +The command SN in the "update the backup RTSBL" response shall have the same value as in the corresponding "update the backup RTSBL" command. + +**Table 11-60 – Update backup RTSBL responses (sent by the responding FTU)** + +| Name | Length (bytes) | Byte | Content | +|--------|----------------|------|-----------------------------------------------------------------------| +| ACK | 3 | 2 | $80_{16}$ (Note) | +| | | 3 | Command SN coded as an unsigned integer within the range from 0 to 15 | +| Reject | 4 | 2 | $81_{16}$ (Note) | +| | | 3 | Command SN coded as an unsigned integer within the range from 0 to 15 | +| | | 4 | Rejection code:
01: Busy
02: Invalid parameters
(Note) | + +NOTE – All other values for this byte are reserved by ITU-T. + +The ACK response indicates that the responding FTU received the requested update to the backup *RTSBL* and confirms it will update it at the requested *CNTSF* (see Table 11-59). + +The *CNTSF* value in the "update backup RTSBL" command shall be set so that the timeout of the command (200ms) is reached at least 100ms before the superframe count associated with *CNTSF* is reached. + +If the "update backup RTSBL" command times out or is rejected, the initiating FTU shall keep the current backup *RTSBL*. In case of timeout, the initiating FTU shall, at its first opportunity, send the "update backup RTSBL" command again and continue to do so until the command is properly acknowledged. In case the command is rejected, the FTU may resend the command. + +NOTE – The requirements on *CNTSF* and retransmission of the command are to prevent a mismatch between the backup RTCBL in the peer FTUs in case the ACK response is lost because the eoc message was corrupted. + +## 11.3 OAM primitives + +Among the standard OAM primitives, this Recommendation specifies only anomalies, defects and loss-of-power primitives. + +Both the near-end and the far-end primitives shall be represented at the FTU-O and the FTU-R. + +### 11.3.1 Line-related primitives + +Line-related primitives represent anomalies and defects related to PMD and PMS-TC sub-layers. These primitives are exchanged over the PMD\_MGMT interface or PMS-TC\_MGMT interface (see clause 9.1.2 or clause 10.1.2). + +Anomalies and defects are computed only at time periods during transmission of data symbols or RMC symbols. Anomalies and defects are not computed in the upstream direction during downstream transmissions, anomalies and defects are not computed in the downstream direction during upstream transmissions, and anomalies and defects are not computed outside TBUDGET. + +#### 11.3.1.1 Near-end anomalies + +- Forward error correction (*fec*): For further study. As such, this anomaly shall not occur. +- Uncorrected DTU (*rtx-uc*): An *rtx-uc* anomaly occurs at the receiver under any of the following conditions: + - each time a DTU of the normal DTU type (see clause 8.2.1.3) is not delivered over the alpha reference point by the receiving PMS-TC because the DTU is received in error and has not been corrected by a retransmission within *delay\_max*; + - after a time period $T_{SF} + delay\_max$ with no DTU of the normal type delivered over the alpha reference point by the receiving PMS-TC and until the next DTU of the normal type is delivered over the alpha reference point by the receiving PMS-TC, at least at time instants $CNT_{symb} = TS + (T_{SF} + delay\_max + n \times T_{SF}) / T_{symb}$ ( $n = 0, 1, 2, \dots$ ), where *TS* is the timestamp of the last DTU of the normal type delivered over the alpha reference point by the receiving PMS-TC. + +NOTE – The declaration of *rtx-uc* is based on the SID of the DTUs (see clause 8.2.1.1), the *TS* of the DTUs (see clause 8.2.1.2) and on the fact that the transmitter always transmits at least one normal DTU per time interval equal to the duration of one superframe, even if there are no data packets to send (see clause 8.3.1). + +- Retransmitted DTU (*rtx-tx*): An *rtx-tx* anomaly occurs at the transmitter each time a DTU of normal type (see clause 8.2.1.3) is retransmitted. Multiple retransmissions of the same DTU are counted as many times as the DTU has been retransmitted. +- Cyclic redundancy check (*crc*): The *crc* anomaly is defined by the detection of at least one *rtx-uc* anomaly per 17ms time interval. + +- Loss-of-power interruption (*lpr\_intrpt*): Excluding reinitializations triggered by the ME-O (see clause 12.1.2), this anomaly occurs upon entry into showtime when at least one of the following conditions is met: + - a far-end loss-of-power (flpr) primitive (see clause 11.3.3.2) was declared before the exit from showtime, or + - the PLPR flag (retrieved from the FTU-R) is set to ONE at the entry into showtime (see clause 11.2.2.10). + +This anomaly is only defined at the FTU-O. + +- Host-Reinit interruption (*hri\_intrpt*): Excluding reinitializations triggered by the ME-O (see clause 12.1.2), this anomaly occurs upon entry into showtime if the PHRI flag (retrieved from the FTU-R) is set to ONE (see clause 11.2.2.10). + +This anomaly is only defined at the FTU-O. + +- Spontaneous interruption (*spont\_intrpt*): Excluding reinitializations triggered by the ME-O (see clause 12.1.2), this anomaly occurs upon entry into showtime, + - after a successful fast initialization, + - after a successful full initialization, if the following three conditions are met: + - between the exit from showtime and the first successful reception of an ITU-T G.994.1 message a failed fast initialization occurred, and + - the time between the exit from showtime of the FTU-O and the first successful reception of a ITU-T G.994.1 message is less than 20 seconds, and + - neither an *lpr\_intrpt* nor an *hri\_intrpt* occurs at the entry into showtime. + +This anomaly is only defined at the FTU-O. + +#### 11.3.1.2 Far-end anomalies + +No far-end anomalies are defined. + +#### 11.3.1.3 Near-end defects + +- Loss of signal (*los*): A reference power shall be established by averaging the ITU-T G.9701 receive power over the RMC symbol over a 0.1 s interval and over a subset of subcarriers used for showtime, and a threshold shall be set 6 dB below this level. An *los* shall occur when the level of the ITU-T G.9701 receive power averaged over a 50 ms interval (where these 50 ms intervals are contiguous) and over the same subset of subcarriers is lower than the threshold, and shall terminate when this level, measured in the same way, is at or above the threshold. The subset of subcarriers is implementation dependent. +- Loss of margin (*lom*): This defect occurs when the signal-to-noise ratio margin (SNRM, see clause 11.4.1.3) observed by the near-end receiver is below the minimum signal-to-noise ratio margin (MINSNRM, see clause 12.3.4.2) for a bit-rate greater than or equal to *ETR\_min\_eoc*, and an increase of SNRM is no longer possible within the far-end aggregate transmit power and transmit PSD level constraints. This defect terminates when the SNRM is above the MINSNRM. The SNRM measurement update rate shall be at least once every 0.5 second. +- Loss of RMC (*lor*): This defect occurs when the percentage of errored RMC messages within a 50 ms interval (where these 50 ms intervals are contiguous) exceeds 50%. The *lor* defect terminates when this level is at or below the threshold. + +- Low all-NOI data error-free throughput rate (*landeftr*): This defect is declared if, for the 1-second interval the *ANDEFTR* is calculated over (see clause 11.4.1.1.21), the *ANDEFTR* is below the *low\_ANDEFTR\_threshold*, excluding the seconds in which *ANDEFTR* is not defined. + +NOTE – If the *low\_ANDEFTR\_threshold* value is 0 then no *landeftr* defects will be declared. + +The *low\_ANDEFTR\_threshold* defined for the downstream and upstream are denoted as *low\_ANDEFTR\_threshold-ds* and *low\_ANDEFTR\_threshold-us*, respectively. + +The control parameter *low\_ANDEFTR\_threshold* is equal to the DPU-MIB configuration parameter LOW-ANDEFTR-THRESHOLD. + +#### 11.3.1.4 Far-end defects + +- Far-end loss of signal (*los-fe*): This defect occurs when the far-end *los* indicator bit (Table 9-8) in a correctly received RMC message is zero. A *los-fe* terminates when this far-end *los* indicator bit is one. +- Far-end loss of margin (*lom-fe*): This defect occurs when the far-end *lom* indicator bit (Table 9-8) in a correctly received RMC message is zero. A *lom-fe* terminates when this far-end *lom* indicator bit is one. +- Far-end loss of RMC (*lor-fe*): This defect occurs when the far-end *lor* indicator bit (Table 9-8) in a correctly received RMC message is zero. A *lor-fe* terminates when this far-end *lor* indicator bit is one. + +#### 11.3.1.5 Initialization primitives + +- Full initialization (*full\_init*): This primitive occurs each time the FTU-O transitions from the O-SILENT to the O-INIT/HS state (see Figure 12-4). +- Failed full initialization (*failedfull\_init*): This primitive occurs each time the FTU-O transitions from the O-INIT/HS to the O-SILENT state and each time the FTU-O transitions from the O-INIT/TRAIN to the O-DEACTIVATING1 state following a *full\_init* primitive (see Figure 12-4). +- Fast initialization (*fast\_init*): This primitive occurs each time the FTU-O transitions from the O-DEACTIVATING2 to the O-INIT/TRAIN state (see Figure 12-4). +- Failed fast initialization (*failedfast\_init*): This primitive occurs each time the FTU-O transitions from the O-INIT/TRAIN to the O-DEACTIVATING1 state following a *fast\_init* primitive (see Figure 12-4). + +#### 11.3.1.6 Near-end OLR/FRA primitives + +- Successful bit swap (*success\_BSW*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the near-end initiating an OLR type 1 for bit swapping or an OLR type 2 for bit swapping (see Table 11-9). +- Successful autonomous SRA (*success\_SRA*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the near-end initiating an OLR type 1 for autonomous SRA or an OLR type 2 for autonomous SRA (see Table 11-9). +- Successful FRA (*success\_FRA*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the near-end initiating an FRA (see Table 11-9). +- Successful RPA (*success\_RPA*): This primitive occurs each time the set of RMC subcarriers or the bit loading of RMC subcarriers is changed through the near-end initiating an OLR type 4 for RPA (see Table 11-9). +- Successful TIGA (*success\_TIGA*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the near-end initiating an OLR type 3 for TIGA (see Table 11-9). + +#### 11.3.1.7 Far-end OLR/FRA primitives + +- Successful bit swap (*success\_BSW\_FE*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the far-end initiating an OLR type 1 for bit swapping or an OLR type 2 for bit swapping (see Table 11-9). +- Successful autonomous SRA (*success\_SRA\_FE*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the far-end initiating an OLR type 1 for autonomous SRA or an OLR type 2 for autonomous SRA (see Table 11-9). +- Successful FRA (*success\_FRA\_FE*): This primitive occurs each time the bit loading on the data symbols (NOI or DOI) is changed through the far-end initiating an FRA (see Table 11-9). +- Successful RPA (*success\_RPA\_FE*): This primitive occurs each time the set of RMC subcarriers or the bit loading of RMC subcarriers is changed through the far-end initiating an OLR type 4 for RPA (see Table 11-9). + +#### 11.3.1.8 Synchronous access network transient anomaly (SANTA) + +Existence of SANTA clause is for further study. + +### 11.3.2 Path-related primitives + +Path-related primitives are defined separately for each path, terminated by the corresponding TPS-TC. The primitives for each TPS-TC type shall be represented by relevant OAM indicators specified for this protocol. + +For the TPS-TC of type PTM, path-related primitives are for further study. + +### 11.3.3 Power-related primitives + +#### 11.3.3.1 Near-end primitives + +Loss of power (*lpr*): This primitive occurs when the FTU power supply (mains) voltage drops below the manufacturer-determined level required for proper FTU operation. An *lpr* terminates when the power level exceeds the manufacturer-determined minimum power level. + +#### 11.3.3.2 Far-end primitives + +Far-end loss of power (*flpr*): This primitive detected at the far end is reported by the *lpr* indicator, which shall be coded 1 to indicate that no *lpr* is being reported (see Table 9-8) and shall be coded 0 for a minimum of three consecutive *lpr* indicator transmissions from the onset of *lpr* and as long as *lpr* persists, to indicate that an *flpr* (i.e., "dying gasp") is being reported. An *flpr* occurs when two or three out of three consecutively received *lpr* indicators are set to ZERO. An *flpr* terminates when, for a period of 0.5 seconds, the received *lpr* indicator bit is set to ONE and no near-end *los* is present. This far-end primitive is only defined for the FTU-O, and is generated based on the *lpr* indicator received from the FTU-R. + +Far-end PSE lost power dying gasp (*fdgl*): This primitive detected at the far end is reported by the *dgl* indicator, which shall be coded 1 to indicate that no PSE-DGL is being reported (see Table 9-8) and shall be coded 0 for a minimum of three consecutive *dgl* indicator transmissions from the onset of *dgl* and as long as PSE-DGL persists, to indicate that a PSE-DGL (see Table A.6-3 of [ITU-T G.997.2]) is being reported. An *fdgl* occurs when 2 or 3 out of 3 consecutively received *dgl* indicators are set to ZERO. An *fdgl* terminates when, for a period of 0.5 seconds, the received *dgl* indicator bit is set to ONE. This far-end primitive is only defined for the FTU-O, and is generated based on the *dgl* indicator received from the FTU-R. + +Far-end PSE power fail with off-hook phone during NORMAL OPERATIONS (*fohp*): This primitive (see clause A.7.4.1.2 of [ITU-T G.997.2]) detected at the far end is reported by the *ohp* indicator, which shall be coded 1 to indicate that no PSE-OHP is being reported (see Table 9-8) and shall be + +coded 0 for a minimum of three consecutive *ohp* indicator transmissions from the onset of *ohp* and as long as PSE-OHP persists, to indicate that a PSE-OHP (see Table A.6-3 of [ITU-T G.997.2]) is being reported. An *fohp* occurs when 2 or 3 out of 3 consecutively received *ohp* indicators are set to ZERO. An *fohp* terminates when, for a period of 0.5 seconds, the received *ohp* indicator bit is set to ONE. This far-end primitive is only defined for the FTU-O, and is generated based on the *ohp* indicator received from the FTU-R. + +### 11.3.4 INM primitives + +INM-related primitives represent anomalies related to PMD and PMS-TC sublayers. + +#### 11.3.4.1 Near-end primitives + +The following near-end INM primitives are defined in clause 11.4.4.7.3: + +- *INMAINPEQ*1 – *INMAINPEQ*17 (clause 11.4.4.7.3.1); +- *INMAME* (clause 11.4.4.7.3.2); +- *INMAIAT*0 – *INMAIAT*7 (clause 11.4.4.7.3.3); +- *INMBLFC* (clause 11.4.4.7.3.4). + +#### 11.3.4.2 Far-end primitives + +The far-end primitives are the near-end primitives defined in clause 11.3.4.1, obtained at the remote end. These primitives are communicated from the remote end by eoc INM facility commands specified in clause 11.2.2.20. + +## 11.4 OAM parameters + +### 11.4.1 Test and status parameters + +For the test parameters in this clause, the condition "undetermined" may be reported by use of a special value. This condition may occur, for example, when no value is available due to the fact that no initialization or no successful initialization has been possible for this line. This condition may also occur in other situations for which the description is beyond the scope of this Recommendation. + +#### 11.4.1.1 Status parameters + +##### 11.4.1.1.1 Net data rate (*NDR*) + +The status parameter net data rate (*NDR*) is defined in Table 9-21 as + +$$NDR = DPR - 1\ 000\ \text{kbit/s},$$ + +where the *DPR* represents the DTU payload rate (defined in Table 9-21) and the 1 000 kbit/s is a reference value for the eoc overhead channel rate that shall be used for the purpose of this calculation. + +The *NDR* shall be calculated by the receiver during initialization and updated during the L0 link state upon OLR, FRA and RPA using equations for *DPR* presented in Table 9-21, with *BD* and *BDR* values as applicable in the NOI. It shall not be updated during L2.1N, L2.1B, L2.2, and L3 link states. + +The valid values for *NDR* are all integers from 0 to the configured value of *NDR\_max* (see clause 11.4.2.2). + +The *NDR* shall be coded as a 32-bit unsigned integer expressing the value of *NDR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that *NDR* is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB net data rate reporting parameter *NDR* from *NDR*. During the L0 link state, downstream and upstream actual *NDR* values are reported in the DPU-MIB. During the L2.1N, L2.1B or L2.2 link state, downstream and upstream *NDR* values of the last update in the L0 link state are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the + +last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.2 Attainable net data rate (*ATTNDR*) + +The status parameter attainable net data rate (*ATTNDR*) is defined as the *NDR* that would be achieved if control parameter *NDR\_max* were configured at the maximum valid value of *NDR\_max* (see clause 11.4.2.2), while other control parameters remain at the same value. + +The *ATTNDR* shall be calculated by the receiver during initialization and updated during the L0 link state upon OLR, FRA and RPA. It shall not be updated during the L2.1N, L2.1B, L2.2, and L3 link states. The downstream *ATTNDR* is communicated from the FTU-R to the FTU-O through the eoc. + +The valid values for *ATTNDR* are all integers from 0 to the maximum valid value of *NDR\_max* (see clause 11.4.2.2). + +The *ATTNDR* shall be coded as a 32-bit unsigned integer expressing the value of *ATTNDR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB attainable net data rate reporting parameter *ATTNDR* from *ATTNDR*. While the link is in the L0 state, downstream and upstream *ATTNDR* values are reported in the DPU-MIB. During the L2.1N, L2.1B, or L2.2 link state, downstream and upstream attainable net data rate values of the last update in the L0 link state are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.3 Expected throughput (*ETR*) + +The status parameter expected throughput (*ETR*) is defined in Table 9-21 as: + +$$ETR = (1 - RTxOH) \times NDR$$ + +The *ETR* shall be calculated by the receiver during initialization and updated during the L0 link state upon OLR, FRA and RPA using equations for *NDR* and *RTxOH* presented in Table 9-21. It shall not be updated during the L2.1, L2.2, and L3 link states. + +The *RTxOH* is the expected rate loss, expressed as a fraction of *NDR*, due to combined effect of: + +- impulse noise protection against worst-case REIN impulses as described by the configuration parameters INPMIN\_REIN and IAT\_REIN in the DPU-MIB +- impulse noise protection against worst-case SHINE as described by the configuration parameters INPMIN\_SHINE and SHINERATIO in the DPU-MIB +- overhead due to correction of stationary noise errors. + +The valid values for *ETR* are all integers from 0 to the configured value of *NDR\_max* (see clause 11.4.2.2). + +The *ETR* shall be coded as a 32-bit unsigned integer expressing the value of *ETR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB expected throughput reporting parameters *ETR* from *ETR*. During the L0 link state, downstream and upstream actual *ETR* values are reported in the DPU-MIB. During the L2.1N, L2.1B, or L2.2 link state, downstream and upstream *ETR* values of the last update in the L0 link state are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of + +the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.4 Attainable expected throughput (*ATTETR*) + +The status parameter attainable expected throughput (*ATTETR*) is defined as: + +$$ATTETR = (1 - RtxOH) \times ATTNDR$$ + +The *ATTETR* shall be calculated by the receiver during initialization and updated during the L0 link state upon OLR, FRA and RPA. It shall not be updated during the L2.1, L2.2, and L3 link states. + +The valid values for *ATTETR* are all integers from 0 to the maximum valid value of *NDR\_max* (see clause 11.4.2.2). + +The *ATTETR* shall be coded as a 32-bit unsigned integer expressing the value of *ATTETR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB attainable expected throughput reporting parameters *ATTETR* from *ATTETR*. During the L0 link state, downstream and upstream *ATTETR* values are reported in the DPU-MIB. During the L2.1N, L2.1B, or L2.2 link state, downstream and upstream *ATTETR* values of the last update in the L0 link state are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.5 Error-free throughput (*EFTR*) parameter + +The error-free throughput (*EFTR*) is defined as the average bit-rate, calculated during a one second time window, at the $\alpha$ reference point at the receiver side, of DTU payload bits originating from DTU's of the normal DTU type (see clause 8.2.1.3) that cross the $\alpha$ reference point at the receiver. The one second time windows are consecutive and non-overlapping. + +NOTE 1 – As a result of this definition, $EFTR \leq DPR$ (see Table 9-21). + +NOTE 2 – DTUs that have been detected to be in error and DTUs that exceed *delay\_max* do not cross the $\alpha$ reference point at the receiver side. + +The *EFTR* shall be calculated by the receiver in showtime during L0 link state only. + +The *EFTR* shall be calculated for every complete second the FTU is in the showtime L0 link state. Only for these seconds, the *EFTR* is defined. For other seconds, the *EFTR* is not defined. The *EFTR* is not a status parameter directly reported to the ME, but is used in the definition of related parameter *EFTR\_min*. + +NOTE – *EFTR* is not defined in L2.1N, L2.1B, L2.2 and L3. + +##### 11.4.1.1.6 Minimum error-free throughput (*EFTR\_min*) parameter + +The performance monitoring parameter minimum error-free throughput (*EFTR\_min*) is defined as the minimum of the *EFTR* observed in the seconds since the last reading of the *EFTR\_min*, excluding the following seconds: + +- seconds in which *EFTR* is not defined; + +NOTE 1 – *EFTR\_min* will be close to the DPR at instances of high data throughput and when TPS\_TESTMODE is enabled. At instances of no data throughput, *EFTR\_min* will be at the maximum of the eoc data rate and the background normal DTU rate for performance monitoring (see clause 8.3.1). + +The *EFTR\_min* shall be measured in showtime by the receiver. Reading by the FTU-O of the far-end *EFTR\_min* shall be via the management counter read command (see clause 11.2.2.11) over the U interface. + +The valid values are all integers from 0 to the maximum of the valid values of the maximum DPR. + +The performance monitoring parameter *EFTR\_min* shall be coded as a 32-bit unsigned integer expressing the value of $\text{ceiling}(\text{EFTR\_min})$ in kbit/s). This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The previous value of *EFTR\_min* shall be reported if no *EFTR* measurement has been done since the last reading of *EFTR\_min*. + +NOTE 2 – The above requirement covers the case where two retrievals of *EFTR\_min* over the eoc take place in less than one second, and in which no new *EFTR* measurement is available, since the *EFTR* is only updated on one second interval. + +Although this parameter *EFTR\_min* is reported via the management counter read eoc command, this performance monitoring parameter is not a counter. + +The parameter reported to the DPU-MIB, MINEFTR, is defined as the minimum of the retrieved *EFTR\_min* values observed over the 15 min or 24 hour accumulation periods. + +The FME at the FTU-O shall retrieve the far-end *EFTR\_min*, to calculate the downstream MINEFTR as defined in the DPU-MIB. The FME at the FTU-O shall retrieve the near-end *EFTR\_min* to calculate the upstream MINEFTR, as defined in the DPU-MIB. If the 15 min or 24 hour interval contains only seconds with undefined EFTR, the related MINETFR shall be set to 0. + +NOTE 3 – The frequency of retrieval for both near-end and far-end is left to the implementation, as necessary for accurate monitoring. + +The upstream MINEFTR value shall be reported to the DPU-MIB as a near-end value. + +The downstream MINEFTR value shall be reported to the DPU-MIB as a far-end value. + +##### 11.4.1.1.7 Actual INP against SHINE (*INP\_act\_shine*) + +The status parameter *INP\_act\_shine* is defined as the actual INP against SHINE under following specific conditions: + +- Assuming impulse noise protection against REIN equal to *INP\_min\_rein* +- Assuming $\text{EFTR} \geq \text{ETR}$ . + +It shall be calculated by the transmitter during initialization and showtime during the L0, L2.1N, L2.1B and L2.2 link states and updated upon OLR. + +The status parameter *INP\_act\_shine* shall be coded as a 16-bit unsigned integer expressing the value in symbol periods in steps of 1 symbol period. + +The valid range is from 0 to 2 046. + +A special value 2 047 indicates a value of 2 047 or higher. + +A special value $2^{16}-1$ indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The status parameter *INP\_act\_shine* shall be mapped on the reporting parameter ACTINP. The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.8 Actual INP against REIN (*INP\_act\_rein*) + +The status parameter *INP\_act\_rein* is defined in the downstream direction as the actual INP against REIN under the following specific conditions: + +- Assuming impulse noise protection against SHINE equal to *INP\_min\_shine*, +- Assuming $EFTR \geq ETR$ . + +It shall be calculated by the FTU-O during initialization and showtime during the L0, L2.1N, L2.1B and L2.2 link states and updated upon OLR. + +In the upstream direction, it shall be set as: *INP\_act\_reinus* = *INP\_min\_reinus*. + +The status parameter *INP\_act\_rein* shall be coded as an 8-bit unsigned integer expressing the value in symbol periods in steps of one symbol period. + +The valid range is from 0 to 62. + +A special value 63 indicates a value of 63 or higher. + +A special value $2^8-1$ indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The status parameter *INP\_act\_rein* shall be mapped on the reporting parameter ACTINP\_REIN. The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.9 Error-free bits counter + +This is a near-end counter counting the number of error-free bits passed over the $\alpha$ reference point at the receiver, divided by $2^{16}$ . Error-free bits are DTU payload bits originating from DTUs of the normal DTU type (see clause 8.2.1.3) that cross the $\alpha$ reference point at the receiver. + +It is a 32-bit wrap-around counter. The counter shall be reset at power-on. The counters shall not be reset with a link state transition and shall not be reset when read. + +The upstream value shall be reported in the DPU-MIB as a near-end value. + +The downstream value shall be reported in the DPU-MIB as a far-end value. + +NOTE – DTUs that have been detected to be in error, and DTUs that exceed *delay\_max* do not cross the $\alpha$ reference point at the receiver side. + +##### 11.4.1.1.10 Signal-to-noise ratio margin parameter (*SNRM*) + +The signal-to-noise ratio margin (*SNRM*) parameter is a parameter that reports the signal-to-noise ratio margin (as defined in clause 9.8.3.2) for data symbols in the NOI in L0, and on data subcarriers for which $b_i > 0$ in the RMC symbols during the L2.1N, L2.1B and L2.2 link states. + +NOTE – Estimation of the *SNRM* in the DOI by the receiver is not required. + +The *SNRM* shall be measured by the receiver during the initialization. The measurement may be updated autonomously and shall be updated on request during showtime (L0, L2.1N, L2.1B and L2.2). The *SNRM* shall be sent to the far-end FTU during the initialization and shall be sent on request to the near-end ME at any time. The near-end ME shall send the *SNRM* to the far-end ME on request during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The signal-to-noise ratio margin in the downstream direction shall be coded as a 10-bit two's complement signed integer *snrm*, with the value of *SNRMds* defined as + +$$SNRMds = snrm/10 \text{ dB.}$$ + +This data format supports an *SNRMds* granularity of 0.1 dB and an *SNRMds* range from -50.9 to +50.9 dB, corresponding to the set of valid values of *snrm* = -509 to 509. + +A special value *snrm* = 510 indicates a value of *SNRM* = 51.0 dB or higher. + +A special value *snrm* = -510 indicates a value of *SNRM* = -51.0 dB or lower. + +A special value *snrm* = -512 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The same definition and representation shall apply to the signal-to-noise ratio margin in the upstream direction, *SNRMus*. + +During the L0 link state, downstream and upstream *SNRM* values are reported by the FTU-O as *SNRM* in the DPU-MIB. During the L2.1N, L2.1B or L2.2 link state, *SNRM* values of the last update in the L0 link state are available in the DPU-MIB. + +During the L2.1N or L2.1B link state, downstream and upstream *SNRM* values are reported by the FTU-O as *L2.1-SNRM* in the DPU-MIB. During the L0 or L2.2 link state, *SNRM* values of the last update of *L2.1\_SNRM* in the L2.1N or L2.1B link state, are available in the DPU-MIB. + +During the L2.2 link state, downstream and upstream *SNRM* values are reported by the FTU-O as *L2.2-SNRM* in the DPU-MIB. During the L0, L2.1N or L2.1B link state, *SNRM* values of the last update in the L2.2 link state are available in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of *SNRM*, *L2.1\_SNRM* and *L2.2\_SNRM* at the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.11 Signal-to-noise ratio margin for the RMC (*SNRM\_RMC*) + +The *SNRM\_RMC* is the signal-to-noise ratio margin of the RMC. It is defined in clause 9.8.3.4. + +The *SNRM\_RMC* shall be measured over all subcarriers assigned to the RMC in RMC symbols for which $b_i > 0$ in the transmission direction. + +The measurement of *SNRM\_RMC* may be updated autonomously and shall be updated on request during the showtime (L0, L2.1N, L2.1B and L2.2 link states). The *SNRM\_RMC* shall be sent to the far-end FTU during the initialization and shall be sent on request to the near-end ME at any time. The near-end ME shall send the *SNRM\_RMC* to the far-end ME on request during the showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The *SNRM\_RMC* shall use the same representation as defined for *SNRM* in clause 11.4.1.1.10. + +The value during the L0 link state shall be reported as *SNRM-RMC* in the DPU-MIB. + +The value during the L2.1N, L2.1B and L2.2 link states shall be reported as *L2-SNRM-RMC* in the DPU-MIB. + +During the L0 link state, downstream and upstream *SNRM\_RMC* values are reported by the FTU-O as *SNRM-RMC* in the DPU-MIB. During the L2.1N, L2.1B or L2.2 link state, *SNRM\_RMC* values of the last update in the L0 link state are available in the DPU-MIB. + +During the L2.1N, L2.1B or L2.2 link state, downstream and upstream *SNRM-RMC* values are reported by the FTU-O as *L2-SNRM-RMC* in the DPU-MIB. During the L0 link state *SNRM\_RMC* values of the last update in the L2.1N, L2.1B or L2.2 link state are available in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of *SNRM-RMC*, *L2-SNRM-RMC* at the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.12 Net data rate in L2.1 ( $L2.1\_NDR$ ) + +The status parameter net data rate in L2.1 link state ( $L2.1\_NDR$ ) is defined in Table 13-13 as + +$$L2.1\_NDR = L2.1\_DPR - L2.1\_DPR_{eoc},$$ + +where the $L2.1\_DPR$ represents the DTU payload rate (defined in Table 13-13) during the L2.1N or L2.1B link state and the $L2.1\_DPR_{eoc}$ the L2.1N or L2.1B link state eoc data rate (defined in Table 13-13), that shall be used for the purpose of this calculation. + +The $L2.1\_NDR$ shall be calculated by the receiver at the entry into the L2.1N or L2.1B link state and updated during the L2.1N and L2.1B link states upon OLR using equations for $L2.1\_DPR$ presented in Table 13-13. It shall not be updated during the L0, L2.2, and L3 link states. + +The valid values for $L2.1\_NDR$ are all integers from 0 to the configured value of $NDR\_max$ (see clause 11.4.2.2). + +The $L2.1\_NDR$ shall be coded as a 32-bit unsigned integer expressing the value of $L2.1\_NDR$ in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB reporting parameters L2.1-NDR from $L2.1\_NDR$ . During the L2.1 link state, downstream and upstream actual $L2.1\_NDR$ values are reported in the DPU-MIB. During the L0 or L2.2 link state, downstream and upstream $L2.1\_NDR$ values of the last update in the L2.1N or L2.1B link state, are available in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.13 Net data rate in L2.2 ( $L2.2\_NDR$ ) + +The status parameter net data rate in the L2.2 link state ( $L2.2\_NDR$ ) is defined in Table 13-13 as + +$$L2.2\_NDR = L2.2\_DPR - L2.2\_DPR_{eoc},$$ + +where the $L2.2\_DPR$ represents the DTU payload rate (defined in Table 13-13) during the L2.2 link state and the $L2.2\_DPR_{eoc}$ the L2.2 link state eoc data rate (defined in Table 13-13), that shall be used for the purpose of this calculation. + +The $L2.2\_NDR$ shall be calculated by the receiver at the entry into the L2.2 link state using equations for $L2.2\_DPR$ presented in Table 13-13. It shall not be updated during the L0, L2.1N, L2.1B, and L3 link states. + +The valid values for $L2.2\_NDR$ are all integers from 0 to the configured value of $NDR\_max$ (see clause 11.4.2.2). + +The $L2.2\_NDR$ shall be coded as a 32-bit unsigned integer expressing the value of $L2.2\_NDR$ in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB reporting parameters L2.2-NDR from $L2.2\_NDR$ . During the L2.2 link state, downstream and upstream actual $L2.2\_NDR$ values are reported in the DPU-MIB. During the L0, L2.1N or L2.1B link state, downstream and upstream $L2.2\_NDR$ values of the last status parameter update in the L2.2 link state are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.14 Expected throughput (L2.1\_ETR) + +The status parameter expected throughput in L2.1 link state (*L2.1\_ETR*) is defined in Table 13-13 as + +$$L2.1\_ETR = (1 - L2.1\_RTxOH) \times L2.1\_NDR$$ + +The *ETR* shall be calculated by the receiver and updated during the L2.1 link state only upon OLR using equations for *NDR* and *RTxOH* presented in Table 13-13. It shall not be updated during the L0, L2.2, and L3 link states. + +The valid values for *L2.1\_ETR* are all integers from 0 to the configured value of *NDR\_max* (see clause 11.4.2.2). + +The *L2.1\_ETR* shall be coded as a 32-bit unsigned integer expressing the value of *ETR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB expected throughput reporting parameters L2.1-ETR from *L2.1\_ETR*. During the L2.1N or L2.1B link state, downstream and upstream actual *L2.1\_ETR* values are reported in the DPU-MIB. During the L0 or L2.2 link state, downstream and upstream expected *L2.1\_ETR* values of the last status parameter update in the L2.1N and L2.1B link states are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.15 Expected throughput (L2.2\_ETR) + +The status parameter expected throughput in L2.2 link state (*L2.2\_ETR*) is defined in Table 13-13 as + +$$L2.2\_ETR = (1 - L2.2\_RTxOH) \times L2.2\_NDR$$ + +The *ETR* shall be calculated by the receiver and updated during the L2.2 link state only using equations for *NDR* and *RTxOH* presented in Table 13-13. It shall not be updated during the L0, L2.1N, L2.1B and L3 link states. + +The valid values for *L2.2\_ETR* are all integers from 0 to the configured value of *NDR\_max* (see clause 11.4.2.2). + +The *L2.2\_ETR* shall be coded as a 32-bit unsigned integer expressing the value of *ETR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The DPU derives the DPU-MIB expected throughput reporting parameters L2.2-ETR from *L2.2\_ETR*. During the L2.2 link state, downstream and upstream actual *L2.2\_ETR* values are reported in the DPU-MIB. During the L0, L2.1N or L2.1B link state, downstream and upstream *L2.2\_ETR* values of the last status parameter update in L2.2 are available in the DPU-MIB. During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### 11.4.1.1.16 DTU FEC codeword size (*N\_FEC*) + +The status parameter *N\_FEC* is the DTU FEC codeword size as defined in clause 9.3. + +The *N\_FEC* shall be updated during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The valid values for *N\_FEC* are all integers from 32 to 255. + +The *N\_FEC* shall be coded as an 8-bit unsigned integer. + +A special value 0 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The $N_{FEC}$ value shall be reported by the FTU-O as DTU-NFEC in the DPU-MIB. + +The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### **11.4.1.1.17 DTU FEC redundancy ( $R_{FEC}$ )** + +The status parameter $R_{FEC}$ is the DTU FEC codeword redundancy as defined in clause 9.3. + +The $R_{FEC}$ shall be updated during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The valid values for $R_{FEC}$ are 2, 4, 6, 8, 10, 12, and 16. + +The $R_{FEC}$ shall be coded as an 8-bit unsigned integer. + +A special value 255 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The $R_{FEC}$ value shall be reported by the FTU-O as DTU-RFEC in the DPU-MIB. + +The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### **11.4.1.1.18 FEC codewords per DTU ( $Q$ )** + +The status parameter $Q$ is the number of FEC codewords per DTU as defined in clause 9.3. + +The $Q$ shall be updated during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The valid values for $Q$ are all integers from 1 to 16. + +The $Q$ shall be coded as an 8-bit unsigned integer. + +A special value 255 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +The $Q$ value shall be reported by the FTU-O as DTU-Q in the DPU-MIB. + +The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values of the last update are available in the DPU-MIB, until the FTU-O transitions to the O-INIT/HS state, at which time the values may become "undetermined". + +##### **11.4.1.1.19 Bit Allocation on data subcarriers ( $b_i$ )** + +The status parameter $b_i$ is the bit allocation values as defined in clause 10.2.1.4 on data symbols in the normal operation interval (NOI) in L0, and on data subcarriers on the RMC symbols during the L2.1N, L2.1B and L2.2 link states. + +The $b_i$ shall be updated during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The valid values for $b_i$ are all integers from 0 to 14. + +The $b_i$ shall be coded as an 8-bit unsigned integer. + +A special value 255 indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The $b_i$ value shall be reported by the FTU-O as BITSps in the DPU-MIB. + +The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values are "undetermined". + +##### 11.4.1.1.20 Bit Allocation on RMC subcarriers ( $bRMC_i$ ) + +The status parameter $bRMC_i$ is the bit allocation values as defined in clause 10.2.1.4 on RMC subcarriers in RMC symbols. + +The $bRMC_i$ shall be updated during showtime (L0, L2.1N, L2.1B and L2.2 link states). + +The valid values for $b_i$ are 0 and all integers from 2 to 6. + +The $bRMC_i$ shall be coded as an 8-bit unsigned integer. + +A special value 255 indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The $bRMC_i$ value shall be reported by the FTU-O as BITS-RMCps in the DPU-MIB. + +The downstream and upstream values shall be reported in the DPU-MIB. + +During the L3 link state (see Figure 12-1), the values are "undetermined". + +##### 11.4.1.1.21 All NOI with Data symbols EFTR ( $ANDEFTR$ ) parameter + +The All NOI with Data symbols EFTR ( $ANDEFTR$ ) is defined as + +$$ANDEFTR = (DPR - EOCact) \times (1 - RTXOHact)$$ + +and is calculated over a 1 second time window. The 1 second time windows are consecutive and non-overlapping. + +NOTE – As a result of this definition, $ANDEFTR \leq DPR$ (see Table 9-21). + +The actual retransmission ratio ( $RTXOHact$ ) is defined as the ratio + +$$N\_DTU\_C\_NACK / N\_DTU\_C,$$ + +where: + +- $N\_DTU\_C$ is the number of complete dummy or normal DTUs (new ones or retransmitted), that are transmitted during the 1 second time window; and +- $N\_DTU\_C\_NACK$ is the number of those DTUs indicated as NACKed in the ACK bitmaps, out of the $N\_DTU\_C$ DTUs. If the ACK bitmap is not received, all DTUs of the corresponding ack window are considered as NACKed. + +$RTXOHact$ shall be computed by the transmitter. + +The actual eoc bit rate ( $EOCact$ ) is defined at the TPS\_TC\_MGMT reference point and shall be computed by the transmitter as the actual number of transmitted eoc bits over the same 1 second time window. + +The $ANDEFTR$ shall be calculated by the transmitter for every complete second the link is in the L0 link state. $ANDEFTR$ is not defined for seconds during which the link changes state and is not defined for seconds during which the link is in link states other than L0. The $ANDEFTR$ is not a status parameter directly reported to the ME, but is used in the definition of related parameters. + +##### 11.4.1.1.22 Minimum All NOI with Data symbols EFTR ( $ANDEFTR\_min$ ) parameter + +The performance monitoring parameter minimum All NOI with Data symbols EFTR ( $ANDEFTR\_min$ ) is defined as the minimum of the $ANDEFTR$ observed in the seconds since the last reading of the $ANDEFTR\_min$ , excluding the seconds in which $ANDEFTR$ is not defined. + +The *ANDEFTR\_min* shall be measured in showtime by the transmitter. Reading by the FTU-O of the far-end *ANDEFTR\_min* shall be via the management counter read command (see clause 11.2.2.11) over the U interface. + +The valid values are all integers from 0 to $2^{24}-1$ . A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The performance monitoring parameter *ANDEFTR\_min* shall be coded as a 32-bit unsigned integer expressing the value of $\text{floor}\left(\frac{\text{ANDEFTR\_min in bit/s}}{1000\text{bit/s}}\right)$ . This data format supports a granularity of 1 kbit/s. + +The previous value of *ANDEFTR\_min* shall be used if no *ANDEFTR* measurement has been done since the last reading of *ANDEFTR\_min*. + +NOTE 1 – The above requirement covers the case where two retrievals of *ANDEFTR\_min* over the eoc take place in less than 1 second, and in which no new *ANDEFTR* measurement is available, since the *ANDEFTR* is only updated on 1 second intervals. + +NOTE 2 – The above requirement covers the case when not in L0 mode. + +Although this parameter *ANDEFTR\_min* is obtained via the management counter read response (see clause 11.2.2.11), this performance monitoring parameter is not a counter. + +The parameter reported to the DPU-MIB, MINANDEFTR, is defined as the minimum of the retrieved *ANDEFTR\_min* values observed over the 15 min or 24 hour accumulation periods. + +The FME at the FTU-O shall retrieve the far-end *ANDEFTR\_min*, to calculate the upstream MINANDEFTR. The FME at the FTU-O shall retrieve the near-end *ANDEFTR\_min* to calculate the downstream MINANDEFTR. If the 15 min or 24 hour interval contains only seconds with undefined ANDEFTR, the related MINANDEFTR shall be set to 0. + +NOTE 3 – The frequency of retrieval for both near-end and far-end is left to the implementation, as necessary for accurate monitoring. + +The upstream MINANDEFTR value shall be reported to the DPU-MIB as a near-end value even though it is calculated from the far-end *ANDEFTR\_min* values retrieved from the FTU-R. + +The downstream MINANDEFTR value shall be reported to the DPU-MIB as a far-end value even though it is calculated from the near-end *ANDEFTR\_min* values retrieved from the FTU-O. + +##### 11.4.1.1.23 Maximum All NOI with Data symbols EFTR (*ANDEFTR\_max*) parameter + +The performance monitoring parameter maximum All NOI with Data symbols EFTR (*ANDEFTR\_max*) is defined as the maximum of the *ANDEFTR* observed in the seconds since the last reading of the *ANDEFTR\_max*, excluding the seconds in which *ANDEFTR* is not defined: + +The *ANDEFTR\_max* shall be measured in showtime by the transmitter. Reading by the FTU-O of the far-end *ANDEFTR\_max* shall be via the management counter read command (see clause 11.2.2.11) over the U interface. + +The valid values are all integers from 0 to $2^{24}-1$ . A special value $2^{32}-1$ indicates that the parameter is undetermined. All other values are reserved by ITU-T. + +The performance monitoring parameter *ANDEFTR\_max* shall be coded as a 32-bit unsigned integer expressing the value of $\text{ceiling}\left(\frac{\text{ANDEFTR\_max in bit/s}}{1000\text{bit/s}}\right)$ . This data format supports a granularity of 1 kbit/s. + +The previous value of *ANDEFTR\_max* shall be reported if no *ANDEFTR* measurement has been done since the last reading of *ANDEFTR\_max*. + +NOTE 1 – The above requirement covers the case where two retrievals of *ANDEFTR\_max* over the eoc take place in less than 1 second, and in which no new *ANDEFTR* measurement is available, since the *ANDEFTR* is only updated on 1 second intervals. + +NOTE 2 – The above requirement covers the case when not in L0 mode. + +Although this parameter *ANDEFTR\_max* is reported via the management counter read response (see clause 11.2.2.11), this performance monitoring parameter is not a counter. + +The parameter reported to the DPU-MIB, MAXANDEFTR, is defined as the maximum of the retrieved *ANDEFTR\_max* values observed over the 15 min or 24 hour accumulation periods. + +The FME at the FTU-O shall retrieve the far-end *ANDEFTR\_max*, to calculate the upstream MAXANDEFTR. The FME at the FTU-O shall retrieve the near-end *ANDEFTR\_max* to calculate the downstream MAXANDEFTR. If the 15 min or 24 hour interval contains only seconds with undefined ANDEFTR, the related MAXANDEFTR shall be set to 0. + +NOTE 3 – The frequency of retrieval for both near-end and far-end is left to the implementation, as necessary for accurate monitoring. + +The upstream MAXANDEFTR value shall be reported to the DPU-MIB as a near-end value even though it is calculated from the far-end *ANDEFTR\_max* values retrieved from the FTU-R. + +The downstream MAXANDEFTR value shall be reported to the DPU-MIB as a far-end value even though it is calculated from the near-end *ANDEFTR\_max* values retrieved from the FTU-O. + +## 11.4.1.1.24 Sum All NOI with Data symbols EFTR (*ANDEFTR\_sum*) parameter + +The performance monitoring parameter sum All NOI with Data symbols EFTR (*ANDEFTR\_sum*) is a counter. The transceiver shall establish an internal *ANDEFTR\_acc* counter of bits and shall increment it every second by a value of $\text{floor}(\text{ANDEFTR in bit/s} \times 1 \text{ s})$ , excluding the seconds in which *ANDEFTR* is not defined. *ANDEFTR\_acc* is a 48-bit wrap-around counter. + +The *ANDEFTR\_sum* shall be measured in showtime by the transmitter. Reading by the FTU-O of the far-end *ANDEFTR\_sum* shall be via the management counter read command (see clause 11.2.2.11) over the U interface. + +The *ANDEFTR\_sum* shall be a wrap around counter coded as a 32-bit unsigned integer expressing the value of $\text{ceiling}(\frac{\text{ANDEFTR\_acc}}{2^{16} \text{ bits}})$ . This data format supports a granularity of $2^{16}$ bits. + +NOTE 1 – The format of the *ANDEFTR\_sum* counter is the same as for the error free bits counter. + +The parameter reported to the DPU-MIB, SUMANDEFTR, is defined as the increment of the retrieved *ANDEFTR\_sum* values observed over the 15 min or 24 hour accumulation periods. + +The FME at the FTU-O shall retrieve the far-end *ANDEFTR\_sum* to calculate the upstream SUMANDEFTR. The FME at the FTU-O shall retrieve the near-end *ANDEFTR\_sum* to calculate the downstream SUMANDEFTR. + +NOTE 2 – If the 15 min or 24 hour interval contains only seconds with undefined ANDEFTR, the related SUMANDEFTR is 0. + +NOTE 3 – The frequency of retrieval for both near-end and far-end is left to the implementation, as necessary for accurate monitoring. + +The upstream SUMANDEFTR value shall be reported to the DPU-MIB as a near-end value even though it is calculated from the far-end *ANDEFTR\_sum* values retrieved from the FTU-R. + +The downstream SUMANDEFTR value shall be reported to the DPU-MIB as a far-end value even though it is calculated from the near-end *ANDEFTR\_sum* values retrieved from the FTU-O. + +NOTE 4 – SUMANDEFTR and ANDEFTRDS can be used to calculate the mean ANDEFTR in bit/s as $\text{ceiling}\left(\frac{\text{SUMANDEFTR in bits}}{\text{ANDEFTRDS in sec}}\right)$ . There is a low probability that the mean ANDEFTR will be greater than the reported MAXANDEFTR. + +#### 11.4.1.1.25 All NOI with Data symbols EFTR defined second (*ANDEFTRDS*) + +The performance monitoring parameter All NOI with Data symbols EFTR defined second (*ANDEFTRDS*) is a counter, incrementing by one every second, excluding the seconds in which *ANDEFTR* is not defined. + +The *ANDEFTRDS* shall be measured in showtime by the transmitter. Reading by the FTU-O of the far-end *ANDEFTRDS* shall be via the management counter read command (see clause 11.2.2.11) over the U interface. + +The performance monitoring parameter *ANDEFTRDS* shall be a wrap-around counter coded as a 32-bit unsigned integer. + +The parameter reported to the DPU-MIB, *ANDEFTRDS*, is defined as the increase of the retrieved *ANDEFTRDS* values observed over the 15 min or 24 hour accumulation periods. + +The FME at the FTU-O shall retrieve the far-end *ANDEFTRDS* to calculate the upstream ANDEFTRDS. The FME at the FTU-O shall retrieve the near-end *ANDEFTRDS* to calculate the downstream ANDEFTRDS. + +NOTE 1 – If the 15 min or 24 hour interval contains only seconds with undefined *ANDEFTR*, the related ANDEFTRDS is 0. + +NOTE 2 – The frequency of retrieval for both near-end and far-end is left to the implementation, as necessary for accurate monitoring. + +The upstream ANDEFTRDS value shall be reported to the DPU-MIB as a near-end value even though it is calculated from the far-end *ANDEFTRDS* values retrieved from the FTU-R. + +The downstream ANDEFTRDS value shall be reported to the DPU-MIB as a far-end value even though it is calculated from the near-end *ANDEFTRDS* values retrieved from the FTU-R. + +#### 11.4.1.2 Test parameters + +##### 11.4.1.2.1 Hlog-psg + +Hlog provides an estimate of the insertion loss of the wireline channel. + +The definition of the insertion loss is $-20 \cdot \text{LOG}_{10}(|U2(f)/U1(f)|)$ dB. *U1(f)* is the voltage as a function of frequency measured across the load impedance *RL* in the absence of the wireline channel as shown in Figure 11-7 for the downstream direction. *U2(f)* is the voltage as a function of frequency measured across the load impedance *RL* in the presence of the wireline channel as shown in Figure 11-8 for the downstream direction. + +*RS* is a reference impedance, corresponding to the source impedance. *RL* is a reference impedance, corresponding to the load impedance. + +For the purpose of Hlog definition, *RS* and *RL* shall both be 100 ohms resistive. + +NOTE 1 – The values of *RS* and *RL* used for the Hlog definition do not imply specific values for FTU implementations. + +![Figure 11-7: Circuit diagram showing voltage across the load without access cabling. A voltage source is connected in series with a resistor R_s. The circuit has two reference points, U-O and U-R. At U-R, there is a load resistor R_L and a voltage measurement point U1.](16e51d129488f259ccb14ae0db85061e_img.jpg) + +Figure 11-7: Circuit diagram showing voltage across the load without access cabling. A voltage source is connected in series with a resistor R\_s. The circuit has two reference points, U-O and U-R. At U-R, there is a load resistor R\_L and a voltage measurement point U1. + +G.9701(14)-Amd.1(16)\_F11-7 + +**Figure 11-7 – Voltage across the load without access cabling** + +![Figure 11-8: Circuit diagram showing voltage across the load with access cabling inserted. A voltage source is connected in series with a resistor R_s. The circuit has two reference points, U-O and U-R. Between U-O and U-R, there is a block labeled 'Access cabling considered as a two port network'. At U-R, there is a load resistor R_L and a voltage measurement point U2.](38c0f202ad5767f3df428353919fa90a_img.jpg) + +Figure 11-8: Circuit diagram showing voltage across the load with access cabling inserted. A voltage source is connected in series with a resistor R\_s. The circuit has two reference points, U-O and U-R. Between U-O and U-R, there is a block labeled 'Access cabling considered as a two port network'. At U-R, there is a load resistor R\_L and a voltage measurement point U2. + +G.9701(14)-Amd.1(16)\_F11-8 + +**Figure 11-8 – Voltage across the load with access cabling inserted** + +The same can be applied to the upstream direction (swapping U-O and U-R in Figure 11-7 and Figure 11-8). + +The calculation of Hlog shall take into account that the signal path is the result of the cascade of four functions: + +- the precoder in the downstream and post-processing in the upstream (see clause 10.3); +- the transmitter filter characteristics function; +- the channel characteristics function; and +- the receiver filter characteristics function. + +The objective is to provide means by which the insertion loss between the U-O and U-R reference points (see Figure 11-7 and Figure 11-8) can be accurately identified, estimated, and reported to the ME by the VCE in the form of Hlog(f) at discrete frequencies $f = i \times f_{SC}$ . + +The following definition allows the Hlog referred to the U-O and U-R reference points to be calculated using equivalents of U1 and U2 in Figure 11-7 and Figure 11-8. + +Hlog(f) shall be computed by the VCE. Hlog(f) shall be computed in both directions. + +With the definition above, for frequency $f = i \times f_{SC}$ , Hlog(f) shall be calculated as: + +$$Hlog(f) = 10 \times \log_{10} \left( \frac{\text{Direct\_Received\_subcarrier\_power\_mW}(i)}{\text{Direct\_Transmit\_subcarrier\_power\_mW}(i)} \right)$$ + +where Direct\_Received\_subcarrier\_power\_mW(i) is the average power of the received direct signal component on subcarrier $i$ at the U-interface of the receiving FTU, assuming the receiving FTU presents a load impedance $R_L$ to the network of 100 Ohms resistive (see Note 2), and Direct\_Transmit\_subcarrier\_power\_mW(i) is the average power of the transmit direct signal component on subcarrier $i$ at the U-interface of the transmitting FTU, assuming the network input impedance is 100 Ohms resistive (see Note 3 and Note 4). + +Direct\_Received\_subcarrier\_power\_mW(i) and Direct\_Transmit\_subcarrier\_power\_mW(i) should not include FEXT contributions from other lines of the vectored group. The exact methods used by the VCE to estimate Direct\_Received\_subcarrier\_power\_mW(i) and Direct\_Transmit\_subcarrier\_power\_mW(i) are vendor discretionary. + +NOTE 1 – One way of avoiding impact of crosstalk in estimation of the Direct\_Received\_subcarrier\_power for both upstream and downstream is by applying particular probe sequences, e.g., probe sequences containing + +0-elements on sync symbol positions associated with the estimation on all lines except the line under estimation (similar to estimation of QLN defined in clause 11.4.1.2.3). + +NOTE 2 – In actual implementations, the receiving FTU load impedance may deviate from 100 Ohms resistive. + +For downstream Hlog, the Direct\_Received\_subcarrier\_power\_mW(i) can be obtained from the FTU-R reported DFT output samples as specified in clause 10.3.3.2 (DFT samples are referenced to a termination impedance (i.e. load impedance of the FTU receiver to the network) of 100 Ohms resistive). + +For upstream Hlog, the FTU-O's internal measurements are used to obtain Direct\_Received\_subcarrier\_power\_mW(i). + +NOTE 3 – Transmit PSD in G.9700 clause 7.3 is also defined on 100 Ohms termination impedance. Remark that in this case termination impedance is to be interpreted as the network/loop input impedance. + +NOTE 4 – In actual deployments, the network/loop input impedance may deviate from 100 Ohms resistive. + +The VCE shall average the measurements over *Navg* of at least 256 symbols (consecutive or non-consecutive), and shall indicate the value of *Navg* coded as a 16-bit unsigned value. + +The Direct\_Received\_subcarrier\_power\_mW(*i*) and the Direct\_Transmit\_subcarrier\_power\_mW(*i*) shall be estimated only during transmission of sync symbols during showtime L0 link state only. Hlog(*f*) shall be updated during L0 link state only, on request of the ME-O, in response to an update request for test parameters (see clause 7.1.9.1 of [ITU-T G.997.2]). + +The reported Hlog values (upstream and downstream) shall be represented by subcarrier groups. The number of subcarriers, *G*, in one subcarrier group shall be equal to: + +$$G = \max(2^{\lceil \log_2((\Theta+1)/512) \rceil}, 1),$$ + +where $\Theta$ is the highest subcarrier index of the MEDLEYds set, and 512 is the maximum number of subcarrier groups. Valid values of *G* are 1, 2, 4 and 8. + +For the given group size *G*, the channel characteristics function Hlog(*k* × *G* × *fsc*) is the value of Hlog at subcarrier with index *i* = *k* × *G*. It shall be represented by an integer number *m*(*k*), where the valid values of *k* are from *k* = 0 to *k* = *ceiling*( $\Theta/G$ ). The values of *m*(*k*) shall be coded as 10-bit unsigned integers so that: + +$$\text{Hlog}(k \times G \times f_{sc}) = 6 - (m(k)/10).$$ + +This format supports an Hlog(*f*) granularity of 0.1 dB with a valid range of values from +5.9 dB to -95.9 dB, corresponding to the set of valid values of *m* = 1 to 1019. + +A special value *m* = 0 indicates a value of *Hlog* = 6 dB or higher + +A special value *m* = 1020 indicates a value of *Hlog* = -96 dB or lower. + +A special value *m* = 1022 indicates that no measurement could be done for this subcarrier group because the subcarrier with index *i* = *k* × *G* is out of the MEDLEYds set or its *gi* = 0. + +A special value *m* = 1023 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +Support for reporting of both upstream and downstream Hlog is mandatory. + +#### 11.4.1.2.2 Signal-to-noise ratio per subcarrier (SNR-ps) + +The signal-to-noise ratio SNR for a particular subcarrier group is a real value that shall represent the ratio between the received signal power and the received noise power for that subcarrier. + +The signal-to-noise ratio SNR per subcarrier group shall be measured during initialization. The measurement may be updated autonomously during the showtime L0, L2.1 or L2.2 link state, and shall be updated on request during showtime L0, L2.1 or L2.2 link state. + +During the showtime, SNR shall be measured only at time periods during the reception of RMC symbols or the data symbols in the NOI at the symbol positions specified by the *MNDSNOI* value. SNR shall not be computed in the upstream direction during downstream transmissions, and shall not be computed in the downstream direction during the upstream transmissions. + +NOTE – With the requirements above, SNR is not computed during transmission of quiet or idle symbols. + +The near-end FME shall send the SNR to the far-end FME on request during showtime L0, L2.1N, L2.1B or L2.2 link state (see clause 11.2.2.6.2). + +The FTU shall measure the signal-to-noise ratio SNR during the initialization while receiving O/R-P-MEDLEY signals and shall measure the SNR during showtime. For L0, L2.1N and L2.1B link states, the measurement shall be made over at least 256 symbol periods and shall take at most one second. For L2.2 link state, the measurement shall be made over at least 25 symbol periods and shall take at most five seconds. The FTU shall indicate the number of symbol periods used for the measurement (coded as a 16-bit unsigned integer) to the far-end ME. + +The only valid value of subcarrier group size, $G$ , for SNR is $G = 1$ . + +The signal-to-noise ratio $SNR(k \times G \times f_{sc})$ shall be the average of the base 10 logarithmic value of the signal-to-noise ratio on the subcarriers $k \times G$ to $((k + 1) \times G) - 1$ . It shall be coded as an 8-bit unsigned integer $snr(k)$ , where $k = 0$ to (index of the highest supported data bearing subcarrier + 1)/ $G - 1$ . The value of $SNR(k \times G \times f_{sc})$ shall be defined as + +$$SNR(k \times G \times f_{sc}) = -32 + (snr(k)/2) \text{ dB.}$$ + +This data format supports an $SNR(k \times G \times f_{sc})$ granularity of 0.5 dB and an $SNR(k \times G \times f_{sc})$ range from 0 to 95 dB, corresponding to the set of valid values of $snr = 64$ to 254. + +A special value $snr = 63$ indicates a value of $SNR = -0.5$ dB or lower. + +A special value $snr = 255$ indicates a value of $SNR = 95.5$ dB or higher. + +A special value $snr = 0$ indicates that the parameter is undetermined. + +A special value $snr = 1$ indicates that no measurement could be done for this subcarrier group because it is out of the transmitter MEDLEY set or its $g_i = 0$ . + +To be consistent with Recommendation [ITU-T G.997.2], the defined special values shall be represented in the following ways: + +- The special value $snr = 63$ shall be represented as valid value 63; +- The special value $snr = 255$ shall be represented as valid value 254; +- The special value $snr = 0$ shall be represented as special value 255; +- The special value $snr = 1$ shall be represented as special value 255. + +#### 11.4.1.2.3 Quiet line noise PSD per subcarrier group (QLN-psg) + +The quiet line noise PSD $QLN(f)$ for a particular subcarrier group is the rms level of the noise expressed in dBm/Hz present on the loop when no G.fast signals are transmitted on this line and no G.fast signals are transmitted on any other line in the vector group that this line belongs to. This means that $QLN(f)$ is measured only when all lines of a vectored group are either transmitting quiet symbols or are turned off. $QLN(f)$ is measured during sync symbol positions, when sync symbols that have all subcarriers masked are transmitted on this line and on all other lines in the vector group that this line belongs to. Sync symbols that have all subcarriers masked correspond to elements in the probe sequence with value 0 as defined in clause 10.2.2.1. + +The $QLN(f)$ per subcarrier group shall be measured by the VCE during showtime L0 link state only, and shall be updated during showtime L0 link state only, on request of the ME-O in response to an update test parameters request (see clause 7.1.9.1 of [ITU-T G.997.2]). + +The objective is to provide means by which the quiet line noise PSD at the U-O reference point (referred to as upstream QLN) and at the U-R reference point (referred to as downstream QLN) can be accurately identified. Upstream QLN is referred to the U-O reference point and downstream QLN is referred to the U-R reference point by removing the effects of the corresponding receiver filter characteristics function, assuming the receiving FTU presents a load impedance to the network of 100 Ohms resistive (see Note). + +NOTE – In actual implementations, the receiving FTU load impedance may deviate from 100 Ohms resistive. + +For downstream QLN, the FTU-R reported DFT output samples as specified in clause 10.3.3.2 can be used (DFT samples are referenced to a termination impedance (i.e., load impedance of the FTU transmitter to the network) of 100 Ohms resistive). + +For upstream QLN, the FTU-O's internal measurements are used. + +The VCE shall average the measurements over *Navg* of at least = 256 symbols (consecutive or non-consecutive), and shall indicate the measurement value of *Navg*, coded as a 16-bit unsigned integer. + +The reported QLN values shall be represented by subcarrier groups. The number of subcarriers, *G*, in one subcarrier group shall be equal to: + +$$G \leq \max(2^{\lceil \log_2((\Theta + 1)/512) \rceil}, 1)$$ + +where $\Theta$ is the highest subcarrier index of the MEDLEY set (either MEDLEYds set or MEDLEYus set), and 512 is the maximum number of subcarrier groups. Valid values of *G* are 1, 2, 4 and 8. + +For the given group size *G*, $QLN(k \times G \times f_{sc})$ shall be the average of the linear power values of quiet line noise on the subcarriers with indices from $k \times G$ to $((k+1) \times G) - 1$ . QLN shall be expressed in dBm/Hz. It shall be coded as an 8-bit unsigned integer *n(k)*, where the valid values of *k* are from *k* = 0 to $\lceil \Theta/G \rceil$ . The value of *n(k)* shall be coded so that: + +$$QLN(k \times G \times f_{sc}) = -35 - (n(k)/2) \text{ dBm/Hz.}$$ + +This format supports a QLN(*f*) granularity of 0.5 dB with a range of values for QLN(*f*) from -35.5 dBm/Hz to -160.0 dBm/Hz, corresponding to the set of valid values of *n* = 1 to 250. + +A special value *n* = 0 indicates a value of $QLN = -35 \text{ dBm/Hz}$ or higher + +A special value *n* = 251 indicates a value of $QLN = -160.5 \text{ dBm/Hz}$ or lower. A special value *n* = 254 indicates that no measurement could be done for this subcarrier group because none of its subcarriers is in the MEDLEY set with $g_i > 0$ . + +A special value *n* = 255 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +#### 11.4.1.2.4 Active line noise PSD per subcarrier group (ALN-psg) + +The active line noise PSD ALN(*f*) for a particular subcarrier group is the rms level of the total noise measured by the receiver at the constellation de-mapper referred to the U reference point. This total noise includes the extrinsic noise present on the loop, all FTU receiver internal noises, and residual crosstalk. The level shall be expressed in dBm/Hz. It is defined for downstream only. + +In referring back to the U-R reference point, the objective is that the receive PMD function accounts for the receiver transfer function between the U-R reference point and the constellation de-mapper. The FTU-R shall take into account the gain (AGC) it has applied to the received signal and do a best effort attempt to remove the impact of the near-end receiver filter characteristics to achieve an accurate estimate of ALN(*f*), assuming the receiving FTU presents a load impedance to the network of 100 Ohms resistive (see Note 1). + +NOTE 1 – In actual implementations, the receiving FTU load impedance may deviate from 100 Ohms resistive. + +NOTE 2 – The ALN is equivalent to the noise component used in calculation of the SNR test parameter referred back to the U-reference point. + +NOTE 3 – If FEXT cancellation is disabled on the line under test, the ALN includes the full crosstalk level from all the other lines into the line under test. + +NOTE 4 – ALN for upstream is not defined because of the presence of the post-canceller in the upstream receiver. A post-canceller combines signals from multiple U-reference points. + +The active line noise PSD ALN(f) per subcarrier group shall be measured by the FTU-R during showtime L0 link state only, and shall be updated during showtime L0 link state only on request in response to an update test parameters request (see clause 7.1.9.1 of [ITU-T G.997.2]). The FTU-R FME shall send the ALN to the FTU-O FME via eoc on request (see clause 11.2.2.6.2). + +The ALN shall be measured only at time periods during reception of downstream RMC symbols or downstream data symbols in the NOI at the symbol positions specified by the *MNDSNOI* value. + +NOTE 5 – ALN(f) is measured on a line that is in the L0 link state, whilst the line state of other lines served by the same DPU may stay in whatever line state they are in. Therefore, the ALN measurement results may be affected by the line state of the other lines, e.g., the measured ALN could be lower due to the transmission of decimated RMC symbols in low power link states. + +The FTU-R shall average the measurements over *Navg* of at least 256 symbols (consecutive or non-consecutive) and shall take at most 1 second. The FTU-R shall indicate the number of symbol periods used for the measurement (coded as a 16-bit unsigned integer) together with the ALN update. + +The ALN shall be represented by subcarrier groups. The number of subcarriers, *G*, in one subcarrier group shall be equal to: + +$$G \leq \max(2^{\lceil \log_2((\Theta_{ds}+1)/512) \rceil}, 1)$$ + +where $\Theta_{ds}$ is the highest subcarrier index of the MEDLEYds set, and 512 is the maximum number of subcarrier groups. Valid values of *G* are 1, 2, 4 and 8. The FTU shall indicate the group size *G* used for the measurement (coded as an 8-bit unsigned integer) together with the ALN update. + +The active line noise PSD ALN( $k \times G \times f_{sc}$ ) shall be the average of the linear power values of active line noise on the subcarriers $k \times G$ to $((k+1) \times G) - 1$ , where $f_{sc}$ is the subcarrier spacing in Hz defined in clause 10.4.2. ALN shall be expressed in dBm/Hz. It shall be coded as an 8-bit unsigned integer *n*(*k*), where *k* = 0 to $\lceil \Theta_{ds}/G \rceil$ . The value of ALN( $k \times G \times f_{sc}$ ) shall be coded as: + +$$\text{ALN}(k \times G \times f_{sc}) = -35 - (n(k)/2) \text{ dBm/Hz}.$$ + +This data format supports a ALN(f) granularity of 0.5 dB with a range of values for ALN(f) from -35.5 to -160 dBm/Hz, corresponding to the set of valid values of *n* = 1 to 250. + +A special value *n* = 0 indicates a value of ALN = -35 dBm/Hz or higher. + +A special value *n* = 251 indicates a value of ALN = -160.5 dBm/Hz or lower. A special value *n* = 254 indicates that no measurement could be done for this subcarrier group because none of its subcarriers is in the transmitter MEDLEY set with $g_i > 0$ . + +A special value *n* = 255 indicates that the parameter is undetermined. + +All other values are reserved by ITU-T. + +#### 11.4.1.2.5 Actual transmit PSD reference per subcarrier (ACTPSDREF-ps) + +In the downstream direction, the actual transmit PSD reference ACTPSDREF for a particular subcarrier shall report the V2PSD (in dBm/Hz). The V2PSD values shall not deviate from the actual PSD during O-P-VECTOR2, as calculated into the termination impedance (see clause 7.3 of [ITU-T G.9700]) at the U-O interface, by more than 1 dB. + +NOTE 1 – The reporting of the ACTPSDREFds allows a VCE to calculate an actual PSD at the U-O reference point that includes power from the precoder signals, reported in the DPU-MIB as ACTPSDpsds. + +NOTE 2 – V2PSD is not communicated in an initialization message. + +In the upstream direction, the actual transmit PSD reference ACTPSDREF for a particular subcarrier shall report interpolated values (in dBm/Hz) obtained from MREFPSDus as reported by the FTU-R in R-PRM message. The MREFPSDus values shall not deviate from the actual PSD during channel analysis and exchange phase, as calculated into the termination impedance (see clause 7.3 of [ITU-T G.9700]) at the U-R interface, by more than 1 dB. + +NOTE 3 – The reporting of the ACTPSDREFus allows a VCE to calculate an actual PSD at the U-R reference point that includes the upstream gain adjustments $g_i$ , reported in the DPU-MIB as ACTPSDpus. + +Spectrum shaping caused by time-domain filters and analogue filters included in the transmission path between the output of the modulator and U interface, shall be taken into consideration. + +The ACTPSDREF per subcarrier shall be calculated during the initialization. + +The valid range of values is from –65 to –100 dBm/Hz in steps of 0.1 dBm/Hz. + +A special value shall indicate that the subcarrier is not transmitted. + +NOTE 4 – Examples of subcarriers that are not transmitted are subcarriers in RFI bands or IAR bands, subcarriers outside of LPM and subcarriers outside the MEDLEY set. + +#### 11.4.1.2.6 Actual aggregate transmit power (ACTATP) + +The actual aggregate transmit power (ACTATP) is the maximum over NOI and DOI of the total amount of output power delivered by the transmit PMD function to the U reference point at tip-and-ring (in dBm into a 100 Ohm termination impedance, see [ITU-T G.9700]), at the instant of measurement, assuming a continuous transmission (either completely in the NOI or completely in the DOI) of data symbols over the whole TDD frame duration (100% duty cycle) by all active lines of the vectored group. + +NOTE – ACTATP includes the direct signal as well as the precoder compensation signals. + +At the DPU side, the near-end ACTATP shall be calculated during the initialization. It may be updated autonomously and shall be updated on request during the showtime L0, L2.1N, L2.1B and L2.2 link states (see clause 11.2.2.6.2). The near-end ACTATP value may be computed by the VCE. + +At the NT side, the near-end ACTATP shall be calculated by the FTU-R during initialization using the assigned values of $g_i$ . It may be updated autonomously and shall be updated on request during showtime L0, L2.1N, L2.1B and L2.2 link states (see clause 11.2.2.6.2). The near-end ACTATP shall be sent on request to the ME-O during showtime. + +The actual aggregate transmit power shall be coded as a 10-bit two's complement signed integer *actatp*, with the value of ACTATP defined as + +$$\text{ACTATP} = \text{actatp}/10 \text{ dBm.}$$ + +This data format supports an ACTATP granularity of 0.1 dB, with an ACTATP range from –31.0 to +31.0 dBm, corresponding to the set of valid values of *actatp* = –310 to 310. + +A special value *actatp* = –311 indicates a value of *SNRM* = –31.1 dBm or lower. + +A special value *actatp* = 311 indicates a value of *SNRM* = 31.1 dBm or higher. + +A special value *actatp* = –512 indicates that the parameter is undetermined. + +All other values for *actatp* are reserved by ITU-T. + +#### 11.4.1.2.7 Signal attenuation (SATN) + +##### 11.4.1.2.7.1 Downstream signal attenuation (SATN\_DS) + +The downstream signal attenuation is denoted as *SATN\_DS*. SATN is defined as the difference in dB between the total power of the direct signal transmitted by the FTU-O, and the total power of the signal received by the FTU-R. These signals are referred to the U-O and U-R reference points, respectively. SATN shall be computed so as to remove the power of the crosstalk compensating + +precoder signals downstream. + +The *SATN\_DS*, shall be computed by the VCE using the following reference formula: + +$$SATN\_DS = \text{Direct\_TXpower\_dBm\_DS} - \text{RXpower\_dBm\_DS}$$ + +The FTU-R shall measure and report the received signal total power defined as: + +$$\text{RXpower\_dBm\_DS} = 10 \times \log_{10} \left( \sum_{i \in \{MEDLEYds, gi \neq 0\}} (\text{Received\_subcarrier\_power\_mW\_DS}(i)) \right),$$ + +where $\{MEDLEYds, gi \neq 0\}$ denotes all subcarriers of the MEDLEYds set that have $gi \neq 0$ , and $\text{Received\_subcarrier\_power\_mW\_DS}(i)$ is the received signal total power at the U-R reference point on subcarrier $i$ expressed in milliWatts, assuming the receiving FTU presents a load impedance to the network of 100 Ohms resistive (see Note 1). + +NOTE 1 – In actual implementations, the receiving FTU load impedance may deviate from 100 Ohms resistive. + +The FTU-R shall average the received signal total power over at least 256 symbols (consecutive or non-consecutive). The received signal total power shall only be measured in time periods during reception of RMC symbols or data symbols in the NOI at the symbol positions specified by the *MNDSNOI* value. + +The VCE, in cooperation with the FTU-O, shall refer the $\text{Direct\_TXpower\_dBm\_DS}$ to the U-O interface, assuming the network input impedance is 100 Ohms resistive (see NOTE 2). + +NOTE 2 – In actual deployments, the network/loop input impedance may deviate from 100 Ohms resistive. + +$\text{Direct\_TXPower\_dBm\_DS}$ shall be computed as: + +$$\text{Direct\_TX\_power\_dBm\_DS} = 10 \times \log_{10} \left( \sum_{i \in \{MEDLEYds, gi \neq 0\}} f_{SC} \times 10^{(MREFPSD_i/10)} \left( \frac{P_{\text{direct\_Z}_i'}}{P_{\text{total\_Z}_i'}} \right) \right)$$ + +Where $f_{SC}$ is the subcarrier spacing in Hz defined in clause 10.4.2, $MREFPSD_i$ is the value of $MREFPSD$ in dBm/Hz, $P_{\text{direct\_Z}_i'}$ is the power of the direct signal at the output of the precoder in milliWatts, and $P_{\text{total\_Z}_i'}$ is the power of the full signal (direct signal + crosstalk pre-compensation signals) at the output of the precoder in milliWatts; for subcarrier $i$ . + +NOTE 3 – With the requirements above, the received signal total power is not measured during reception of sync, quiet, idle and data symbols in DOI. For *SATN\_DS* the transmitted signal power in dBm, $\text{TXpower\_dBm\_DS}$ , is calculated by the VCE for the direct signal only, after scaling to remove any change in power caused by the precoder, and by the transmit filtering. + +The *SATN\_DS* shall be updated during showtime, during L0 link state only, on request of the ME-O in response to an update request for near-end test parameters (see clause 7.1.9.1 of [ITU-T G.997.2]). The FTU-R, accordingly, shall send on request the updates of the $\text{RXpower\_dBm\_DS}$ via eoc (see clause 11.2.2.13). The $\text{RXpower\_dBm\_DS}$ shall be calculated during L0 link state only. + +The received signal total power $\text{RXpower\_dBm\_DS}$ , shall be coded as a 10-bit unsigned integer $p$ . The value of $\text{RXpower\_dBm\_DS}$ shall be coded as: + +$$\text{RXpower\_dBm\_DS} = 20 - (p/10) \text{ dBm.}$$ + +This data format supports an $\text{RXpower\_dBm\_DS}$ granularity of 0.1 dB. The set of valid values ranges from +8 dBm to -80 dBm, corresponding to the set of valid values of $p = 120$ to 1000. + +A special value $p = 119$ indicates a value of $\text{RXpower\_dBm\_DS} = 8.0$ dBm or higher. + +A special value $p = 1001$ indicates a value of $\text{RXpower\_dBm\_DS} = -80.1$ dBm or lower. + +A special value $p = 1023$ indicates that the parameter is undetermined. + +All other values for $p$ are reserved by ITU-T. + +Towards the DPU-MIB, the signal attenuation, $SATN\_DS$ , shall be coded as a 10-bit unsigned integer $satn_{ds}$ , with the value of $satn_{ds}$ coded as: + +$$SATN\_DS = satn_{ds}/10 \text{ (dB)}.$$ + +This data format supports a $SATN\_DS$ granularity of 0.1 dB and a $SATN\_DS$ range from 0.1 dB to 100.0 dB, corresponding to the set of valid values of $satn_{ds} = 1$ to 1000. + +A special value $satn_{ds} = 0$ indicates a value of $SATN\_DS = 0$ dB or lower. + +A special value $satn_{ds} = 1001$ indicates a value of $SATN\_DS = 100.1$ dB or higher. + +A special value $satn_{ds} = 1023$ indicates that the parameter is undetermined. All other values for $satn_{ds}$ are reserved by ITU-T. + +Test parameter $SATN\_DS$ is reported in the DPU-MIB as SATNd. + +#### 11.4.1.2.7.2 Upstream signal attenuation ( $SATN\_US$ ) + +The upstream signal attenuation, $SATN\_US$ , shall be computed by the VCE using the following reference formula: + +$$SATN\_US = TXpower\_dBm\_US - Direct\_RXpower\_dBm\_US.$$ + +For upstream, the transmitted signal power in dBm, $TXpower\_dBm\_US$ , is the ACTATPus (see Note 1 and clause 11.4.5). + +NOTE 1 – The ACTATPus reported by the FTU-R is defined on 100 Ohms termination impedance (see clause 11.4.1.2.6). Remark that in this case termination impedance is to be interpreted as the network/loop input impedance. In actual deployments, the network/loop input impedance may deviate from 100 Ohms resistive. + +The FTU-O measures the power of the received subcarriers after post-cancellation and then sums over those subcarriers with $g_i > 0$ that are in the MEDLEYus set to estimate the direct received power. + +The FTU-O first computes the power of each direct received subcarrier signal by averaging the power of the direct received signal on subcarrier $i$ of the post-canceller output samples as follows: + +$$Direct\_Received\_subcarrier\_power\_mW\_US(i) = \frac{1}{N_{avg}} \sum_{k=1}^{N_{avg}} |G_k(i)|^2,$$ + +where $N_{avg}$ is the number of post-canceller output samples that are used to estimate the average power and $G_k(i)$ is the result of taking the output sample of the post-canceller and removing the impact of the receive filter and dividing by the magnitude of the post-canceller matrix diagonal element. + +The computed powers for each subcarrier are then summed over all subcarriers to determine the direct received signal power as: + +$$Direct\_RXpower\_dBm\_US = 10 \times \log_{10} \left( \sum_{i \in \{MEDLEYus \text{ and } g_i > 0\}} (Direct\_Received\_subcarrier\_power\_mW\_US(i)) \right)$$ + +The FTU-O and VCE shall refer $Direct\_RXpower\_dBm\_US$ back to the U-O interface, assuming the receiving FTU presents a load impedance to the network of 100 Ohms resistive (see Note 2). + +NOTE 2 – In actual implementations, the receiving FTU load impedance may deviate from 100 Ohms resistive. + +For $SATN\_US$ , the FTU-O's internal measurements are used. + +The FTU-O shall average the received total power over at least 256 symbols (consecutive or non-consecutive). The received total power shall only be measured in time periods during reception of RMC symbols or data symbols in the NOI at the symbol positions specified by the $MNDSNOI$ value. + +The $SATN\_US$ shall be calculated by the FTU-O during showtime, during L0 link state only, and shall be updated during showtime, during L0 link state only, on request of the ME-O in response to an + +update request for near-end test parameters (see clause 7.1.9.1 of [ITU-T G.997.2]). + +The signal attenuation, *SATN\_US*, shall be coded as a 10-bit unsigned integer *satnus*, with the value of *satnus* coded as: + +$$SATN\_US = satnus/10 \text{ (dB)}.$$ + +This data format supports a *SATN\_US* granularity of 0.1 dB and an *SATN\_US* range from 0.1 dB to 100.0 dB, corresponding to the set of valid values of *satnus* = 1 to 1000. + +A special value *satnus* = 0 indicates a value of *SATN\_US* = 0 dB or lower. + +A special value *satnus* = 1001 indicates a value of *SATN\_US* = 100.1 dB or higher. + +A special value *satnus* = 1023 indicates that the parameter is undetermined. All other values for *satnus* are reserved by ITU-T. + +Test parameter *SATN\_US* is reported in the DPU-MIB as *SATNus*. + +#### 11.4.1.2.8 Actual transmit PSD per subcarrier (*ACTPSD-ps*) + +The test parameter *ACTPSDps* is the actual transmit PSD for a particular subcarrier at the U interface, as calculated into the termination impedance (see clause 7.3 of [ITU-T G.9700]). + +NOTE – *ACTPSDps* includes the direct signal as well as the precoder compensation signals. + +The test parameter *ACTPSDps* values are computed by the VCE, and reporting is according to the description in this clause. The exact method used by the VCE to calculate the values of *ACTPSDps* is vendor discretionary. + +The *ACTPSDps* is updated on request during showtime L0, L2.1N, L2.1B and L2.2 link states. + +The *ACTPSDps* value is reported as *ACTPSDps* in the DPU-MIB. + +The downstream and upstream values are reported in the DPU-MIB. + +Each reported *ACTPSDps* value shall be represented by an integer number *p*. The values of *p* shall be coded as 8-bit unsigned integers so that: + +$$ACTPSDps = -(p/2) \text{ dBm/Hz}$$ + +This format supports an *ACTPSDps* granularity of 0.5 dB with a valid range from -0.5 to -125.5 dBm/Hz, corresponding to the set of valid values of *p*=1 to 251. + +A special value *p* = 0 indicates a value of *ACTPSD* = 0 dBm/Hz or higher. + +A special value *p* = 252 indicates a value of *ACTPSD* = -126.0 dBm/Hz or lower. + +A special value *p* = 253 is reserved by ITU-T. + +A special value *p* = 254 indicates that the subcarrier is not transmitted. + +A special value *p* = 255 indicates that the parameter is undetermined. + +#### 11.4.1.2.9 FEXT downstream coupling coefficients (*Xlogpsds*) + +##### 11.4.1.2.9.1 Definition + +###### 11.4.1.2.9.1.1 FEXT coupling coefficient from line *L*2 into line *L*1 + +The downstream FEXT coupling coefficient from line *L*2 into line *L*1 over the frequency *f* is defined as the ratio of the FEXT insertion gain transfer function from line *L*2 into line *L*1 to the direct channel insertion gain transfer function of line *L*1 as follows: + +$$Xlogds_{12}(f) = 20 \times \log_{10} \left( \left| \frac{FEXT\_IG\_DS_{12}(f)}{IG\_DS_{11}(f)} \right| \right)$$ + +where: + +$FEXT\_IG\_DS_{12}(f)$ is the FEXT insertion gain transfer function from line $L_2$ into line $L_1$ in the downstream direction over frequency $f$ , and + +$IG\_DS_{11}(f)$ is the direct channel insertion gain transfer function of line $L_1$ in the downstream direction over frequency $f$ + +#### 11.4.1.2.9.1.2 Direct channel insertion gain transfer function of line $L_1$ + +The direct channel insertion gain transfer function of line $L_1$ in the downstream direction over frequency $f$ is defined as: + +$$IG\_DS_{11}(f) = \frac{V_{RX1}^{L11}(f)}{V_{RX1}^{N11}(f)}$$ + +where: + +$V_{RX1}^{N11}(f)$ is the voltage as a function of frequency across the load impedance $R_{L1}$ in the absence of the wireline channel as shown in Figure 11-9 for the downstream direction + +$V_{RX1}^{L11}(f)$ is the voltage as a function of frequency across the load impedance $R_{L1}$ in the presence of the wireline channel L1 and L2 as shown in Figure 11-10 for the downstream direction. + +$R_{S1}$ and $R_{S2}$ are reference impedances, corresponding to the source impedances. $R_{L1}$ and $R_{L2}$ are reference impedances, corresponding to the load impedances. + +For determining the reference value $IG\_DS_{11}$ , all reference impedances ( $R_{S1}$ , $R_{S2}$ , $R_{L1}$ and $R_{L2}$ ) shall be 100 Ohms resistive. In case the cable consists of more pairs than those used for lines 1 and 2, all other pairs shall also be terminated by 100 Ohms resistive at both ends. + +NOTE 1 – Terminating the other pairs is intended for avoid reflections that will further lead to wrong measurement of the reference value for the direct channel insertion gain transfer function due to crosstalk coupling. + +NOTE 2 – The values of $R_{S1}$ , $R_{S2}$ , $R_{L1}$ and $R_{L2}$ used for the definition of the reference value do not imply specific values for FTU implementations connected to lines 1 and 2 and to the other lines in the binder. + +![Circuit diagram for Figure 11-9 showing a voltage source V_S1 connected in series with a resistor R_S1 to a transmission line. The line is terminated at the far end (RX1) with a load resistor R_L1. The voltage across R_L1 is labeled V_RX1^N11. The near end of the line is labeled TX1.](f33509eccd80a7660c0b1acb4cf25cf9_img.jpg) + +The diagram shows a circuit model for measuring the reference voltage. On the left, an AC voltage source $V_{S1}$ is connected in series with a resistor $R_{S1}$ . This series combination is connected to the input of a transmission line at point TX1. The transmission line is represented by two horizontal wires. At the far end, labeled RX1, the line is terminated with a load resistor $R_{L1}$ . The voltage across this load resistor is indicated by a vertical double-headed arrow and labeled $V_{RX1}^{N11}$ . + +Circuit diagram for Figure 11-9 showing a voltage source V\_S1 connected in series with a resistor R\_S1 to a transmission line. The line is terminated at the far end (RX1) with a load resistor R\_L1. The voltage across R\_L1 is labeled V\_RX1^N11. The near end of the line is labeled TX1. + +G.9701(14)-Amd.2(16)\_F11-9 + +Figure 11-9 – Voltage across the load without access cabling + +![Circuit diagram of a cable with two lines, L1 and L2. Line L1 is connected to a source V_S1 through impedance R_S1 at TX1 and to a load R_L1 at RX1. The voltage across R_L1 is V_RX1^L11. Line L2 is connected to a source through impedance R_S2 at TX2 and to a load R_L2 at RX2. The cable is labeled 'Cable'.](c79d10d97e1f525e9c85e96e91616923_img.jpg) + +G.9701(14)-Amd.2(16)\_F11-10 + +Circuit diagram of a cable with two lines, L1 and L2. Line L1 is connected to a source V\_S1 through impedance R\_S1 at TX1 and to a load R\_L1 at RX1. The voltage across R\_L1 is V\_RX1^L11. Line L2 is connected to a source through impedance R\_S2 at TX2 and to a load R\_L2 at RX2. The cable is labeled 'Cable'. + +**Figure 11-10 – Voltage across the load with access cabling inserted** + +#### 11.4.1.2.9.1.3 FEXT insertion gain transfer function from line $L_2$ into line $L_1$ + +The FEXT insertion gain transfer function from line $L_2$ into line $L_1$ in the downstream direction over frequency $f$ , is defined as + +$$FEXT\_IG\_DS_{12}(f) = \frac{V_{RX1}^{L12}(f)}{V_{RX1}^{N12}(f)}$$ + +where: + +- $V_{RX1}^{N12}(f)$ is the voltage as a function of frequency across the load impedance $R_{L1}$ in the absence of the wireline channel as shown in Figure 11-11 for the downstream direction +- $V_{RX1}^{L12}(f)$ is the voltage as a function of frequency across the load impedance $R_{L1}$ in the presence of the wireline channel $L_1$ and $L_2$ as shown in Figure 11-12 for the downstream direction. + +$R_{S1}$ and $R_{S2}$ are reference impedances, corresponding to the source impedances. $R_{L1}$ and $R_{L2}$ are reference impedances, corresponding to the load impedances. + +For determining the reference value $FEXT\_IG\_DS_{12}$ , all reference impedances ( $R_{S1}$ , $R_{S2}$ , $R_{L1}$ and $R_{L2}$ ) shall be 100 Ohms resistive. In case the cable consists of more pairs than those used for lines 1 and 2, all other pairs shall also be terminated by 100 Ohms resistive at both ends. + +NOTE 1 – Terminating the other pairs is intended for avoid reflections that will further lead to wrong measurement of the reference value for the FEXT insertion gain transfer function due to crosstalk coupling. + +NOTE 2 – The values of $R_{S1}$ , $R_{S2}$ , $R_{L1}$ and $R_{L2}$ used for the definition of the reference value do not imply specific values for FTU implementations connected to lines 1 and 2 and to the other lines in the binder. + +![Figure 11-11: Circuit diagram showing a voltage source V_S2 connected in series with a resistor R_S2 to a transmitter TX2. TX2 is connected to a receiver RX1, which is in turn connected to a load resistor R_L1. The voltage across the load resistor R_L1 is labeled V_RX1^N12.](3469b61857e9088867368249efc8763d_img.jpg) + +Figure 11-11: Circuit diagram showing a voltage source V\_S2 connected in series with a resistor R\_S2 to a transmitter TX2. TX2 is connected to a receiver RX1, which is in turn connected to a load resistor R\_L1. The voltage across the load resistor R\_L1 is labeled V\_RX1^N12. + +G.9701(14)-Amd.2(16)\_F11-11 + +Figure 11-11 – Voltage across the load without access cabling + +![Figure 11-12: Circuit diagram showing two lines, Line L1 and Line L2, enclosed in a 'Cable'. Line L1 is connected to a transmitter TX1 and a receiver RX1, with a load resistor R_L1 connected across RX1. The voltage across R_L1 is labeled V_RX1^L12. Line L2 is connected to a transmitter TX2 and a receiver RX2, with a load resistor R_L2 connected across RX2. A voltage source V_S2 is connected in series with a resistor R_S2 to TX2. The voltage across R_L2 is labeled V_RX2^L21.](31f5b6310f831ca3ea4f18453980c070_img.jpg) + +Figure 11-12: Circuit diagram showing two lines, Line L1 and Line L2, enclosed in a 'Cable'. Line L1 is connected to a transmitter TX1 and a receiver RX1, with a load resistor R\_L1 connected across RX1. The voltage across R\_L1 is labeled V\_RX1^L12. Line L2 is connected to a transmitter TX2 and a receiver RX2, with a load resistor R\_L2 connected across RX2. A voltage source V\_S2 is connected in series with a resistor R\_S2 to TX2. The voltage across R\_L2 is labeled V\_RX2^L21. + +G.9701(14)-Amd.2(16)\_F11-12 + +Figure 11-12 – Voltage across the load with access cabling inserted + +#### 11.4.1.2.9.2 Reporting of downstream FEXT coupling coefficients (Xlogpsds) + +Xlogpsds values are computed by the VCE, and reporting shall be according to the description in this clause. The exact method used by the VCE to estimate the values of Xlogpsds is vendor discretionary. + +The downstream FEXT coupling coefficients $Xlogpsd_{i,k}$ ( $n \times \Delta f$ ) for current line $i$ , shall be reported to the management entity upon request at least for all lines $k$ in the vectored group and subcarrier indices $n$ for which FEXT from line $k$ into line $i$ is estimated or cancelled in the downstream direction with the subcarrier index $n$ specified by: + +$$n \in \bigcup_{\text{bands}} \{ \text{start\_subcarrier\_index} + m \times \text{XLOGGds} : m = 0 \dots \text{floor}((\text{stop\_subcarrier\_index} - \text{start\_subcarrier\_index}) / \text{XLOGGds}) \}$$ + +In this description: + +- disturber line $k$ is identified by its VCE\_port\_index (see clause 11.4.6.1.2) within the same vectored group as the current line $i$ , +- each frequency band shall be represented by a pair of (start\_subcarrier\_index, stop\_subcarrier\_index), + +NOTE 1 – The start\_subcarrier\_index and stop\_subcarrier\_index may not coincide with the edges of the bands in which FEXT is estimated or cancelled. The reported start\_subcarrier\_index corresponds with the first reported subcarrier for the band. The reported stop\_subcarrier\_index corresponds with the last reported subcarrier for the band. + +- for each frequency band XLOGGds is the subcarrier group size used. + +The reported parameter XLOGDISTds shall represent the VCE\_port\_index (see clause 11.4.6.1.2) of the disturber line $k$ to which the reported Xlogpsds values apply. A special value ZERO shall indicate that the requested VCE\_port\_index (XLOGDREQds value, see clause 11.4.3.3) is invalid. + +The reported parameter *XLOGBANDSds* shall represent an array of triplets (start\_subcarrier\_index, stop\_subcarrier\_index, group size) in increasing frequency order. The reported bands shall not intersect. + +*XLOGGds* is restricted to powers of two, and shall be the smallest supported value that is equal to or greater than the *XLOGGREQds* value (see clause 11.4.3.2). Valid values for *XLOGGds* are 1, 2, 4, 8, 16, 32 and 64. Mandatory values for *XLOGGds* are 8, 16, 32 and 64. + +NOTE 2 – The value of *XLOGGds* may be different from *F\_sub* (see clause 10.3.2.3.1). + +The total number of subcarriers being reported over all frequency bands shall be restricted to a maximum of 512. + +Each reported *Xlogpsds* value shall be represented by an integer number *p*. The values of *p* shall be coded as 8-bit unsigned integers so that: + +$$Xlogpsds = 40 - (p/2)$$ + +This format supports an *Xlog(f)* granularity of 0.5 dB with a valid range from +39.5 dB to -85 dB, corresponding to the set of valid values of *p* = 1 to 250. + +A special value *p* = 0 indicates a value of *Xlogpsds* = 40 dB or higher + +A special value *p* = 251 indicates a value of *Xlogpsds* = -85.5 dB or lower. + +Special values *p* = 252 and 253 are reserved by ITU-T. + +A special value *p* = 254 indicates that no measurement could be done from line *k* into line *i* for subcarrier *n*. + +A special value *p* = 255 indicates that the parameter is undetermined. + +Accuracy requirements are for further study. + +## 11.4.2 Retransmission configuration parameters + +### 11.4.2.1 Minimum expected throughput (*ETR\_min*) + +The *ETR\_min* is a control parameter that specifies the minimum allowed value for the expected throughput rate *ETR* (see clause 9.8). + +The *ETR\_min* is used in the channel-initialization policy (*CIpolicy* – see clause 12.3.7) and in the fast-retrain policy (*FRpolicy* – see clause 12.1.4.2). + +The valid values for *ETR\_min* range from 0 to $(2^{16}-1) \times 96$ kbit/s, in steps of 96 kbit/s (see Table 9-19). + +The control parameter *ETR\_min* is derived by the DRA from the DPU-MIB minimum data rate configuration parameters. + +### 11.4.2.2 Maximum net data rate (*NDR\_max*) + +The *NDR\_max* is a control parameter that specifies the maximum allowed value for the net data rate *NDR* (see clause 9.8). + +It is used in the channel-initialization policy (*CIpolicy*) and in the online reconfiguration (OLR), FRA and RPA procedures. + +The valid values for *NDR\_max* range from 0 to $(2^{16}-1) \times 96\,000$ bit/s, in steps of 96 000 bit/s. + +The control parameter *NDR\_max* is derived by the DRA from the DPU-MIB maximum data rate configuration parameters. + +#### 11.4.2.3 Maximum delay (*delay\_max*) + +The control parameter *delay\_max* shall be set to the same value as the configuration parameter DELAYMAX. + +The DELAYMAX is a configuration parameter that specifies the maximum allowed delay for retransmission (see clause 9.8). + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The downstream and upstream values of DELAYMAX shall be configured in the DPU-MIB. + +The valid DELAYMAX values range from 1 to 16 ms in steps of 0.25 ms. + +#### 11.4.2.4 Minimum impulse noise protection against SHINE (*INP\_min\_shine*) + +The control parameter *INP\_min\_shine* shall be set to the same value as the configuration parameter INPMIN\_SHINE. + +The INPMIN\_SHINE is a configuration parameter that specifies the minimum impulse noise protection against SHINE (see clause 9.8). + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The downstream and upstream values of INPMIN\_SHINE shall be configured in the DPU-MIB. + +The valid INPMIN\_SHINE values range from 0 to 520 symbol periods in steps of one symbol period. + +#### 11.4.2.5 *SHINERatio* + +The control parameter *SHINERatio* shall be set to the same value as the configuration parameter SHINERATIO. + +The SHINERATIO is a configuration parameter that is used in the definition of the expected throughput rate (*ETR*) (see clause 9.8). + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The downstream and upstream values shall be configured in the DPU-MIB. + +The valid SHINERATIO values range from 0 to 0.1 in increments of 0.001. + +NOTE – Typically, the detailed characteristics of the SHINE impulse noise environment are not known in advance by the operator. Therefore, it is expected that this parameter will be set by the operator using empirical methods. + +#### 11.4.2.6 Minimum impulse noise protection against REIN (*INP\_min\_rein*) + +The control parameter *INP\_min\_rein* shall be set to the same value as the configuration parameter INPMIN\_REIN. + +The INPMIN\_REIN is a configuration parameter that specifies the minimum impulse noise protection against REIN (see clause 9.8). + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The downstream and upstream values of INPMIN\_REIN shall be configured in the DPU-MIB. + +The valid INPMIN\_REIN values range from 0 to 63 symbol periods in steps of 1 symbol period. + +#### 11.4.2.7 REIN Inter-arrival time for retransmission (*iat\_rein\_flag*) + +The control parameter *iat\_rein\_flag* shall be set to the same value as the configuration parameter IAT\_REIN. + +The IAT\_REIN is a configuration parameter that specifies the REIN inter-arrival time (see clause 9.8). + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The downstream and upstream values of IAT\_REIN shall be configured in the DPU-MIB. + +The valid IAT\_REIN values are 0 (100 Hz), 1 (120 Hz), 2 (300 Hz) and 3 (360 Hz). + +#### 11.4.2.8 Minimum $R_{FEC}/N_{FEC}$ ratio (*rnratio\_min*) + +The control parameter *rnratio\_min* shall be set to the same value as the configuration parameter MINRNRATIO. + +The MINRNRATIO is a configuration parameter that indicates the minimal required ratio, $R_{FEC}/N_{FEC}$ , of FEC code parameters. The ratio is computed as the number of redundancy bytes ( $R_{FEC}$ ) divided by the total number of bytes ( $N_{FEC}$ ) in each FEC codeword. + +It is used in the channel-initialization policy (*Clpolicy*) and in the online reconfiguration (OLR) procedures. + +The valid MINRNRATIO values are from 0 to 8/32 in steps of 1/32. + +### 11.4.3 Vectoring configuration parameters + +#### 11.4.3.1 FEXT cancellation enable/disable (FEXT\_TO\_CANCEL\_ENABLE) + +The control parameter *FEXT\_CANCEL\_ENABLE* shall be set to the same value as the configuration parameter FEXT\_TO\_CANCEL\_ENABLE. + +This FEXT\_TO\_CANCEL\_ENABLE is a configuration parameter in the DPU-MIB that enables (if set to ONE) or disables (if set to ZERO) FEXT cancellation from all the other vectored lines into a line in the vectored group. If FEXT cancellation is disabled for a line in a particular direction, no FEXT cancellation shall occur from any other line in the vectored group into that line for the given direction. If FEXT cancellation is disabled for a line in a particular direction, the probe sequence shall still be sent on that line for estimation of the FEXT from that line into other lines. + +If downstream FEXT cancellation is disabled on line $n$ , then the precoder output for this line shall be equal to the precoder input (i.e., $Z'_n=Z_n$ , see Figure 10-1). + +This configuration parameter shall be defined independently for the upstream and downstream directions. + +#### 11.4.3.2 Downstream requested Xlog subcarrier group size (XLOGGREQds) + +This parameter represents the lower bound for the value *XLOGGds* in the reporting of Xlogpsds (see clause 11.4.1.2.9.2). + +Valid values for XLOGGREQds are 1, 2, 4, 8, 16, 32 and 64. + +This configuration parameter is defined only for the downstream direction. + +#### 11.4.3.3 Downstream requested Xlog disturber line (XLOGDREQds) + +This parameter represents the requested value of the VCE\_port\_index for the disturber line $k$ in the reporting of Xlogpsds( $i$ ) (see clause 11.4.1.2.9.2). + +Valid values for XLOGDREQds are 1 to the maximum number of lines supported by the VCE, and different from the VCE\_port\_index of current line $i$ . + +This configuration parameter is defined only for the downstream direction. + +#### 11.4.4 Line performance monitoring parameters + +##### 11.4.4.1 Errored second (ES) + +An errored second (ES) is declared if, during a 1-second interval, there are one or more *crc* anomalies, or one or more *los* defects, or one or more *lor* defects, or one or more *lpr* primitives. + +##### 11.4.4.2 Severely errored second (SES) + +A severely errored second (SES) is declared if, during a 1-second interval, there are 18 or more *crc* anomalies, or one or more *los* defects, or one or more *lor* defects, or one or more *lpr* primitives. + +##### 11.4.4.3 Los second (LOSS) + +A los second (LOSS) is declared if, during a 1-second interval, there are one or more *los* defects. + +##### 11.4.4.4 Lor second (LORS) + +A lor second (LORS) is declared if, during a 1-second interval, there are one or more *lor* defects. + +##### 11.4.4.5 Unavailable second (UAS) + +An unavailable second (UAS) is declared if, during a complete 1-second interval, the line is "unavailable". + +A line in the L3 link state is "unavailable". A line in the L0, L2.1N, L2.1B, or L2.2 link state is "available". + +Upon a link state transition to the L3 link state, all contiguous SESs until this transition time instant shall be included in the unavailable time. + +NOTE – At the onset of *reinit\_time\_threshold* contiguous SESs, the near-end transceiver leaves the SHOWTIME state (see clause 12.1.4.3), the line becomes "unavailable", and these *reinit\_time\_threshold* SESs are included in unavailable time. + +##### 11.4.4.6 Inhibiting performance monitoring parameters + +The accumulation of certain performance monitoring parameters shall be inhibited during periods of unavailability or during SESs. The inhibiting rules are as follows: + +- Counter of UASs shall not be inhibited. +- Counter of *landeftr* defect seconds and MINEFTR shall not be inhibited. +- Counters of SESs, ESs, LORSs, and LOSSs shall be inhibited only during unavailable time even if the unavailable time is declared retroactively. + +NOTE – An implementation may count the SESs, ESs, LORSs, and LOSSs during the contiguous SESs leading to the declaration of UAS and subtract them at the onset of the declaration of UAS. + +- Counters of *fec*, and *crc* anomalies shall be inhibited during UAS and during SES. Inhibiting shall be retroactive to the onset of unavailable time. +- Counters of *INM* anomalies shall be inhibited during any 1-second interval that contains one or more *los* defects or one or more *lpr* defects. + +##### 11.4.4.7 Impulse noise monitoring facility procedure and parameters + +This clause describes the procedure and associated configuration and reporting parameters for the impulse noise monitoring (INM) facility. Support of the INM facility is indicated by both FTUs during initialization (see clauses 12.3.4.2.1 and 12.3.4.2.2). Use of the INM facility is enabled via the DPU-MIB (configuration parameter INM\_ENABLE). + +#### 11.4.4.7.1 INM procedure + +Figure 11-13 shows the functional block diagram for the INM facility. + +![Functional block diagram for the INM facility. The diagram shows the flow from an Impulse noise sensor (INS) to a Cluster indicator, then to Eq INP generation and IAT generation, which both feed into Eq INP and IAT anomalies generation. This block outputs Anomalies to INM counters. A reference code G.9701(14)-Amd.4(17)_F11.13 is present.](db6a88d019f61d8c95703a54e12a0ec5_img.jpg) + +``` +graph LR; INS[Impulse noise sensor (INS)] -- "Indication of severely degraded data symbols" --> CI[Cluster indicator]; CI --> EQ[Eq INP generation]; CI --> IAT[IAT generation]; EQ --> EQIAT[Eq INP and IAT anomalies generation]; IAT --> EQIAT; EQIAT -- Anomalies --> INC[INM counters]; +``` + +G.9701(14)-Amd.4(17)\_F11.13 + +Functional block diagram for the INM facility. The diagram shows the flow from an Impulse noise sensor (INS) to a Cluster indicator, then to Eq INP generation and IAT generation, which both feed into Eq INP and IAT anomalies generation. This block outputs Anomalies to INM counters. A reference code G.9701(14)-Amd.4(17)\_F11.13 is present. + +**Figure 11-13 – Impulse noise monitor functional block diagram** + +The impulse noise sensor (INS) indicates whether, among the received data symbols and RMC symbols, there are severely degraded symbols or clusters of severely degraded symbols, presumably subject of erasure by impulse noise. The detection of severely degraded symbols could be implemented at the PMD layer or at the PMS-TC layer. If the detection is done at the PMD layer, the criteria of severely degraded symbol detection is vendor discretionary. If the detection is done at the PMS-TC layer, the detection of severely degraded symbols or a cluster of severely degraded symbols shall be done through searches of a cluster of corrupted DTUs using the rules defined in this clause. The selection of the detection method is vendor discretionary. The following rules shall apply for INS using either detection method: + +- 1) INS shall disregard (skip) the time used for transmission in the opposite direction and symbol positions occupied by sync symbols, by idle symbols, or by quiet symbols. The exact number of data and RMC symbols transmitted in a given logical frame is indicated by the parameter "actual transmission time in the previous logical frame" communicated in the RMC symbol of the next logical frame (see Table 9-5 and Table 9-8). If the corresponding RMC message is received in error, the FTU shall use the *ETT* from the RMC message of the previous logical frame as the value of "actual transmission time in the previous logical frame" if the RMC message of the previous logical frame was received. If the RMC message of the previous logical frame was also received in error, the FTU shall use the latest value of *TBUDGET* in the corresponding transmission direction as the value of "actual transmission time in the previous logical frame". All other logical frame parameters to be used by INS shall be from the latest received RMC symbol. +- 2) If bridging is enabled (control parameter *brgn* is set), INS shall bridge the impulse noise event over idle symbols, quiet symbols (within *TA* and beyond *TBUDGET*), sync symbol, and over transmission time for opposite direction of every logical frame for which bridging conditions apply. Otherwise, the mentioned time intervals shall be counted as gaps. Bridging conditions imply that the last symbol of the logical frame and the first symbol of the following logical frame that carry new DTU(s) are both severely degraded. + +If the detection of severely degraded symbols is done at the PMS-TC, the following additional rules shall apply: + +- 3) A symbol shall be considered as severely degraded if all DTUs (complete and partial) carried by this symbol are corrupted. +- 4) If at least one of the DTUs carried by a symbol is corrupted and at least one is not corrupted, the symbol shall not be considered as severely degraded (just a corrupted symbol) unless the symbol immediately preceding and the symbol immediately following are both severely degraded. + +These rules and principles for detection of severely degraded symbols are illustrated in Appendix VIII for detection at the PMS-TC. + +The impulse noise event identifier (INEI) indicates short groups of severely degraded symbols as clusters, each cluster forming a single impulse noise event. The cluster can contain a single severely degraded symbol, a group of consecutive severely degraded symbols, or several groups of one or more consecutive severely degraded symbols with gaps between the groups. A gap is defined as a group of non-severely degraded symbols, or symbol positions disregarded by the INS in-between two severely degraded symbols. A cluster is defined as the largest group of consecutive symbols, starting and ending with a severely degraded symbol, containing severely degraded symbols, separated by gaps smaller than or equal to *INM\_cc* symbols (the cluster continuation parameter, see clause 11.4.2.2.4, $INM\_cc \geq 1$ ). + +NOTE – Since *INM\_cc* is equal to or greater than 1, a corrupted symbol that is amid two severely degraded symbols is a part of a cluster of severely corrupted symbols (i.e., for INM purposes it shall also be considered as severely degraded). This also relates to sync symbols. + +As a consequence of the above definition of a cluster, each cluster starts with a severely degraded symbol preceded by a gap larger than *INM\_cc* and ends with a severely degraded symbol followed by a gap larger than *INM\_cc*, while gaps inside the cluster are all smaller than or equal to *INM\_cc*. + +In the Eq INP generation block, the "equivalent INP" of a cluster is generated. For each cluster, the impulse noise cluster length (INCL), defined as the number of symbols from the first to the last severely degraded symbol in the cluster, shall be determined. + +The equivalent INP is generated as $INP\_eq = INCL$ using the configured INMCC value (see clause 11.4.4.7.2.3). + +Anomalies are generated for several values of equivalent INP (INPEQ primitive), as defined in clause 11.4.4.7.3.1. The counters of these anomalies represent the INPEQ histogram. + +In the IAT generation block, the inter-arrival time (IAT) is generated as the total number of symbol positions from the start of a cluster to the start of the next cluster (including sync symbols, idle and quiet symbols, and time occupied by transmission in opposite direction). Anomalies are generated for several ranges of IAT (INMAIAT primitive), as defined in clause 11.4.4.7.3.3. The counters of these anomalies represent the IAT histogram. + +For every logical frame processed by INM, the total measurement count INMAME (see clause 11.4.4.7.3.2) is increased by 1. + +For every blank logical frame (i.e., a logical frame that does carry any complete DTUs) processed by INM, the total measurement count INMBLFC (see clause 11.4.4.7.3.4) is increased by 1. Blank frame shall be declared only if detection of severely degraded symbols is done at the PMS-TC level. + +## 11.4.4.7.2 INM configuration parameters + +### 11.4.4.7.2.1 Definition of parameter INMIATO + +Configuration parameter INMIATO defines the INM inter-arrival time offset for the IAT anomaly generation in order to determine in which bin of the IAT histogram the particular IAT sample is to be reported (see clause 11.4.4.7.3.3). + +The control parameter *INM\_iato* shall be set to the same value as the configuration parameter INMIATO in the DPU-MIB. The control parameter in the downstream direction is *INM\_iato-ds*, and the control parameter in the upstream direction is *INM\_iato-us*. + +The valid values for *INM\_iato* in both directions range from $3 \times iat\_sf$ to $511 \times iat\_sf$ DMT symbols in steps of *iat\_sf* DMT symbol (see clause 11.4.4.7.2.7). If the FTU supports the INM facility, it shall support all valid values. + +Upon entering the first showtime after power-up, the FTU-R shall use a default value of $INM\_iato-ds = 36$ . During showtime, this value may be overwritten by the FTU-O using an INM + +facility command defined in clause 11.2.2.20. A link state transition shall not affect the current *INM\_iato-ds* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of INMIATO stored in the DPU-MIB. + +#### 11.4.4.7.2.2 Definition of parameter INMIATS + +Configuration parameter INMIATS defines the INM inter-arrival time step for the IAT anomaly generation in order to determine in which bin of the IAT histogram the particular IAT sample is to be reported (see clause 11.4.4.7.3.3). + +The control parameter *INM\_iats* shall be set to the same value as the configuration parameter INMIATS in the DPU-MIB. The control parameter in the downstream direction is *INM\_iats-ds*, and the control parameter in the upstream direction is *INM\_iats-us*. + +The valid values for *INM\_iats* range from $1 \times iat\_sf$ to $7 \times iat\_sf$ in steps of *iat\_sf* DMT symbols. If the FTU supports the INM facility, it shall support all valid values. + +Upon entering the first showtime after power-up, the FTU-R shall use a default value of *INM\_iats-ds* = 1. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. A link state transition shall not affect the current *INM\_iats-ds* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of INMIATS stored in the DPU-MIB. + +#### 11.4.4.7.2.3 Definition of parameter INMCC + +Configuration parameter INMCC defines the INM cluster continuation value to be used in the cluster indication process described in clause 11.4.4.7.1. The value for the INMCC parameter shall be as set in the DPU-MIB. + +The control parameter *INM\_cc* shall be set to the same value as the configuration parameter INMCC in the DPU-MIB. The control parameter in the downstream direction is *INM\_cc-ds*, and the control parameter in the upstream direction is *INM\_cc-us*. + +The valid values for *INM\_cc* range from 1 to 255 DMT symbols in steps of 1 DMT symbol. If the FTU supports the INM facility, it shall support all valid values. + +Upon entering the first showtime after power-up, the FTU-R shall use a default value of *INM\_cc-ds* = 1. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. + +A link state transition shall not affect the current *INM\_cc-ds* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of INMCC stored in the DPU-MIB. + +#### 11.4.4.7.2.4 Definition of parameter INM\_INPEQ\_FORMAT + +Configuration parameter INM\_INPEQ\_FORMAT defines the way the scale is configured for the INM\_INPEQ histogram, as defined in clause 11.4.4.7.3.1. + +The control parameter *INM\_INPeq\_format* shall be set to the same value as the configuration parameter INM\_INPEQ\_FORMAT in the DPU-MIB. The control parameter in the downstream direction is *INM\_INPeq\_format-ds*, and the parameter in the upstream direction is *INM\_INPeq\_format-us*. + +The valid values for *INM\_INPeq\_format* are 0 and 1. If the FTU supports the INM facility, it shall support both *INM\_INPeq\_format* = 0 and *INM\_INPeq\_format* = 1. + +Upon entering the first showtime after power-up, the FTU-R shall use a default value of *INM\_INPeq\_format* = 0. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. + +A link state transition shall not affect the current *INM\_INPeq\_format* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of *INM\_INPEQ\_FORMAT* stored in the DPU-MIB. + +#### 11.4.4.7.2.5 Definition of parameter BRGN + +Configuration parameter BRGN indicates whether bridging should be applied by the INS in determination of clusters of severely degraded symbols. + +The control parameter *brgn* shall be set to 1 if the corresponding DPU-MIB configuration parameter BRGN is true, and set to 0 otherwise. The control parameter in the downstream direction is *brgn-ds*, and the control parameter in the upstream direction is *brgn-us*. + +The valid values are 1 (bridging to be applied) and 0 (no bridging to be applied) (see clause 11.4.4.7.1). The default value that shall be applied at the entrance into showtime is 0. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. + +A link state transition shall not affect the *brgn* value (e.g., not reset the value to the default value). + +The value of *brgn-ds* is communicated to the FTU-R via the eoc (see Table 11-58). + +#### 11.4.4.7.2.6 Definition of parameter INPEQ scaling factor (INPEQ\_SF) + +Configuration parameter INPEQ\_SF indicates the value of the scaling factor to be used for reporting INM INPEQ histogram primitive, as defined in clause 11.4.4.7.3.1. + +The control parameter *INPeq\_sf* shall be set to the same value as the configuration parameter INPEQ time unit scaling factor (INPEQ\_SF) in the DPU-MIB. The same scaling factor is used in both the downstream direction and the upstream direction. + +The valid values for *INPeq\_sf* are 4, 8, and 12. If the FTU supports the INM facility, it shall support all valid values. The default value that shall be applied at the entrance into showtime is 12. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. + +A link state transition shall not affect the *INPeq\_sf* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of INPEQ\_SF stored in the DPU-MIB. + +#### 11.4.4.7.2.7 Definition of parameter IAT scaling factor (IAT\_SF) + +Configuration parameter *iat\_sf* indicates the value of the scaling factor to be used for reporting INM IAT histogram primitive, as defined in clause 11.4.4.7.3.3. + +The control parameter *iat\_sf* shall be set to the same value as the configuration parameter IAT time unit scaling factor (IAT\_SF) in the DPU-MIB. The same scaling factor is used in both the downstream direction and the upstream direction. + +The valid values for *iat\_sf* are 4, 8, and 12. If the FTU supports the INM facility, it shall support all valid values. The default value that shall be applied at the entrance into showtime is 12. During showtime, this value may be overwritten by the FTU-O using an INM facility command defined in clause 11.2.2.20. + +A link state transition shall not affect the *iat\_sf* value (e.g., not reset the value to the default value). + +The FTU-O shall use the current values of IAT\_SF stored in the DPU-MIB. + +### 11.4.4.7.3 INM reporting parameters and primitives + +INM-related reporting parameters are INPEQ histogram, IAT histogram, and INM total measurement base. The primitives of these reporting parameters represent anomalies related to PMD and PMS-TC sublayers. + +### 11.4.4.7.3.1 INM INPEQ histogram primitives + +If *INM\_INPeq\_format* = 0, then the INM INPEQ histogram shall be configured with a linear scale as follows: + +- *INMAINPEQ*1 ... *INMAINPEQ*16: every *INMAINPEQ*i is a primitive detected at the near end only. This anomaly occurs when the equivalent INP (as defined in clause 11.4.4.7.1) is between $((i - 1) \times \text{INPeq\_sf} + 1)$ and $(i \times \text{INPeq\_sf})$ DMT symbols, where *INPeq\_sf* is a scaling factor (see clause 11.4.4.7.2.6). +- *INMAINPEQ*17 is a primitive detected at the near end only. This anomaly occurs when the equivalent INP (as defined in clause 11.4.4.7.1) is strictly more than $(16 \times \text{INPeq\_sf})$ DMT symbols. + +If *INM\_INPeq\_format* = 1 then the INM INPEQ histogram shall be configured with a logarithmic scale as follows ( $\lfloor x \rfloor$ denotes rounding to the lower integer): + +- *INMAINPEQ*1 ... *INMAINPEQ*16: every *INMAINPEQ*i is a primitive detected at the near end only. This anomaly occurs when the equivalent INP (as defined in clause 11.4.4.7.1) falls within the range from $\lfloor 1.33^{i+1} \rfloor \times \text{INPeq\_sf}$ to $\lfloor 1.33^{i+2} \rfloor \times \text{INPeq\_sf} - 1$ DMT symbols, both boundaries inclusive. +- *INMAINPEQ*17 is a primitive detected at the near end only. This anomaly occurs when the equivalent INP (as defined in clause 11.4.4.7.1) is at least $\lfloor 1.33^{17+1} \rfloor \times \text{INPeq\_sf} = 169 \times \text{INPeq\_sf}$ DMT symbols. + +NOTE – The logarithmic scale gives the possible *INMAINPEQ* histogram ranges (in DMT symbols). It gives a finer granularity for the higher probability short duration impulses, whilst still capturing some information about the longer duration events. The ranges of duration of an impulse noise events corresponding to each bar of the logarithmic scale histogram are shown below for *INPeq\_sf* = 1. + +| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | +|-------|-------|-------|-------|-------|-------|--------|---------|---------|---------|---------|---------|---------|---------|----------|-----------|------------| +| 1 – 1 | 2 – 2 | 3 – 3 | 4 – 4 | 5 – 6 | 7 – 8 | 9 – 12 | 13 – 16 | 17 – 22 | 23 – 29 | 30 – 39 | 40 – 53 | 54 – 71 | 72 – 94 | 95 – 126 | 127 – 168 | $\geq 169$ | + +### 11.4.4.7.3.2 INM total measurement count primitive + +*INMME* is a primitive detected at the near end only. This indication occurs every time a logical frame is processed by the impulse noise sensor. + +### 11.4.4.7.3.3 INM inter-arrival time histogram primitives + +The IAT histogram shall be represented using linear scale as follows: + +- *INMIAIT*0 is a primitive detected at the near end only. This anomaly occurs when the reported value of IAT falls within the range from $2 \times \text{iat\_sf}$ to $(\text{INM\_iat0} \times \text{iat\_sf}) - 1$ , both boundaries inclusive. +- *INMIAIT*1 ... *INMIAIT*6: every *INMIAIT*i is a primitive detected at the near end only. This anomaly occurs when the reported value of IAT falls within the range from $(\text{INM\_iat0} + (i - 1) \times (2^{\text{INM\_iat5}})) \times \text{iat\_sf}$ to $((\text{INM\_iat0} + i \times (2^{\text{INM\_iat5}})) \times \text{iat\_sf}) - 1$ DMT symbols, both boundaries inclusive. +- *INMIAIT*7 is a primitive detected at the near end only. This anomaly occurs when the reported value of IAT falls within the range from $(\text{INM\_iat0} + 6 \times (2^{\text{INM\_iat5}})) \times \text{iat\_sf}$ DMT symbols to infinity. + +### 11.4.4.7.3.4 INM blank logical frame count primitive + +*INMBLFC* is a primitive detected at the near end only. This indication occurs every time a blank logical frame is processed by the impulse noise sensor. + +#### **11.4.4.8 Low ANDEFTR second (LANDEFTRS)** + +A low ANDEFTR second (LANDEFTRS) is declared if, during a 1-second interval, there is a *landeftr* defect. + +The upstream LANDEFTRS value shall be reported to the DPU-MIB as a near-end value even though it results from a *landeftr* defect declared at the FTU-R. + +The downstream LANDEFTRS value shall be reported to the DPU-MIB as a far-end value even though it results from a *landeftr* defect declared at the FTU-O. + +#### **11.4.5 Low power link state parameters** + +The low power link state OAM parameters are specified in clause 13.4.1.5 and clause 13.4.2.5. + +#### **11.4.6 Inventory parameters** + +##### **11.4.6.1 Vectoring specific inventory parameters** + +###### **11.4.6.1.1 VCE ID (VCE\_ID)** + +For a line in a vectored group, the VCE ID uniquely identifies the VCE that manages and controls the vectored group to which the line belongs. It is an integer with a valid range of values from 1 to 255. The special value of zero means the line is not in a vectored group. + +###### **11.4.6.1.2 VCE port index (VCE\_port\_index)** + +For a line in a vectored group, the VCE port index uniquely identifies the VCE port to which the line is connected. It is an integer from 1 to the maximum number of lines supported by the VCE. The combination of VCE ID and VCE port index creates a unique identifier for each vectored FTU-O/-R. + +### **12 Link activation methods and procedures** + +#### **12.1 Overview** + +##### **12.1.1 Link states and link-state diagram** + +###### **12.1.1.1 Link-state diagram** + +Figure 12-1 shows the link states (L0, L2.1N, L2.1B, L2.2, and L3), the references to the procedures that, upon successful completion, make the link transition from one link state to another. In all link states except L3, both transceivers are in the SHOWTIME state. The link state transitions are shown in Figure 12-1 as arrows, and occur at a defined time instant. + +![Figure 12-1 – Link states and link-state transition diagram. The diagram shows five link states: L3 link state, L0 link state, L2.1N link state, L2.1B link state, and L2.2 link state. Transitions are labeled with FTU actions and clause references. L3 to L0: FTU enters SHOWTIME 12.3.5. L0 to L3: FTU leaves SHOWTIME 12.1.4. L0 to L2.1N: L2.1 entry (N) 13.4.1.2. L2.1N to L0: L2.1N exit 13.4.1.4. L0 to L2.1B: L2.1 entry (B) 13.4.1.2. L2.1B to L0: L2.1 trans(B) 13.4.3. L2.1N to L2.1B: L2.1 trans(N) 13.4.3. L2.1B to L2.1N: L2.2 exit (N) 13.4.2.4. L2.1B to L2.2: L2.2 entry 13.4.2.2. L2.2 to L2.1B: L2.2 exit (B) 13.4.2.4. L2.1N to L3: FTU leaves SHOWTIME 12.1.4. L2.2 to L3: FTU leaves SHOWTIME 12.1.4. A small text 'G.9701(14)-Amd.2(16)_F12-1' is in the bottom right.](b35608e925cb6a7c0aa0db30d2db9d66_img.jpg) + +Figure 12-1 – Link states and link-state transition diagram. The diagram shows five link states: L3 link state, L0 link state, L2.1N link state, L2.1B link state, and L2.2 link state. Transitions are labeled with FTU actions and clause references. L3 to L0: FTU enters SHOWTIME 12.3.5. L0 to L3: FTU leaves SHOWTIME 12.1.4. L0 to L2.1N: L2.1 entry (N) 13.4.1.2. L2.1N to L0: L2.1N exit 13.4.1.4. L0 to L2.1B: L2.1 entry (B) 13.4.1.2. L2.1B to L0: L2.1 trans(B) 13.4.3. L2.1N to L2.1B: L2.1 trans(N) 13.4.3. L2.1B to L2.1N: L2.2 exit (N) 13.4.2.4. L2.1B to L2.2: L2.2 entry 13.4.2.2. L2.2 to L2.1B: L2.2 exit (B) 13.4.2.4. L2.1N to L3: FTU leaves SHOWTIME 12.1.4. L2.2 to L3: FTU leaves SHOWTIME 12.1.4. A small text 'G.9701(14)-Amd.2(16)\_F12-1' is in the bottom right. + +**Figure 12-1 – Link states and link-state transition diagram** + +The link state usage shall be monitored through the following line performance monitoring parameters: + +- L2.2 link state second (L2.2S): An L2.2S second is declared if the link is in the L2.2 state for at least a fraction of the second. +- L2.1B link state second (L2.1BS): An L2.1BS second is declared if the link is in the L2.1B state for at least a fraction of the second and no L2.2S is declared. +- L2.1N link state second (L2.1NS): An L2.1NS second is declared if the link is in the L2.1N state for at least a fraction of the second and no L2.2S or L2.1BS is declared. + +Counters of L2.2S, L2.1BS, and L2.1NS shall be inhibited only during unavailable time even if the unavailable time is declared retroactively. + +The procedures for transitions between L0, L2.1N, L2.1B, and L2.2 link states are defined in clauses 13.4.1, 13.4.2, and 13.4.3. The link state transition shall occur at the time instant the procedure is successfully completed. If the procedure is not successfully completed, then no link state transition shall occur. + +Guidelines for the duration of these procedures (transition times) between L0, L2.1N, L2.1B and L2.2 link states are defined in clause 12.1.1.6. + +The procedures for transition from the L0, or L2.1N, or L2.1B, or L2.2 link state to the L3 link state are: + +- Deactivation as defined in clause 12.1.4.1; +- Fast retrain as defined in clause 12.1.4.2, triggered by the fast retrain policy (*FRpolicy*). + +In either case, the link state transition shall occur at the time instant the FTU leaves the SHOWTIME state (see Figures 12-4 and 12-5). If the FTU does not leave the SHOWTIME state because the L3 request was rejected, then no link state transition shall occur. + +The procedure for transition from the L3 link state to the L0 link state is defined in clauses 12.3.2 to 12.3.5 for initialization and in clauses 12.3.3 to 12.3.5 for a fast retrain. In either case, the link state transition shall occur at the time instant that both FTUs enter the SHOWTIME state ("pass", + +see Figures 12-4 and 12-5). If the procedure is not completed successfully ("fail", see Figures 12-4 and 12-5), then no link state transition shall occur. + +#### 12.1.1.2 L3 – Idle state + +L3 is the link state in which the FTU-O is provisioned through a management interface for the service desired by the operator. In this link state, both the FTU-O and the FTU-R do not transmit any signal. During a fast retrain or full initialization, the link state is L3 until both transceivers are in the SHOWTIME state, at which time the link state becomes L0. The only signals that are allowed to be transmitted during the L3 link state are those associated with the initialization procedure (see clause 12.3). + +#### 12.1.1.3 L0 – Normal operation state + +L0 is the full power state used during normal operation. This mode allows for bit rates over all lines up to the maximum values determined by the configured $M_F$ and $M_{ds}$ with no compromise on QoS, including one-way latency. + +When all the lines operate at their maximum bit rates, the power consumption and dissipation reach their maximum level. + +Discontinuous operation is efficiently used in this state to reduce power consumption, providing that symbols are not transmitted if no data is available. The details of discontinuous operation method are described in clause 10.7. + +Figure 12-2 presents an example of downstream transmission during the L0 state. During the presented TDD frame $M_{SF-1}$ , lines 3 and 7 use all symbol positions available by the configured $M_F$ and $M_{ds}$ symbol values for transmission, while all other lines in TDD frame $M_{SF-1}$ use discontinuous operation and thus only a part of the available symbol positions are used. + +![Figure 12-2: Example of L0 link state operation in the downstream direction. The diagram shows 8 lines (Line 1 to Line 8) over time, divided into TDD frames. TDD frame $M_{SF}-1$ ($M_F = 23$) is split into Downstream ($M_{ds} = 14$) and Upstream ($M_{us} = 8$) directions. TDD frame 0 follows. Each line shows a sequence of symbols: rmc (blue), d (green), quiet (white dashed), i (orange), and sync (grey hatched). Line 1 has rmc at position 4, d at 5-8, i at 9, and quiet at 10-14. Line 2 has d at 1-2, rmc at 4, d at 5-8, quiet at 9-14. Lines 3, 7, and 8 have d at 1-4, rmc at 5, d at 6-9, quiet at 10-14. Lines 4, 5, and 6 have rmc at 4, d at 5-8, quiet at 9-14. Upstream direction shows sync symbols at the start of TDD frame 0. A 'DS logical frame ($T_F$) containing DS sync symbol' is indicated from $t=0$ to $t=T_F$. $DRMC_{ds} = 4$ is marked at the start. Legend: rmc symbol (blue), d (green), quiet symbol (white dashed), i (orange), sync symbol (grey hatched). Text below: TTR = duration of the normal operation interval, TA = number of quiet symbols immediately after TTR, TBUDGET+TA-1 = index of the last symbol position in a logical frame eligible for carrying a data symbol. G.9701(14)_F12-2 is noted.](8dd299498fe4924af215a1d179688e11_img.jpg) + +Figure 12-2: Example of L0 link state operation in the downstream direction. The diagram shows 8 lines (Line 1 to Line 8) over time, divided into TDD frames. TDD frame \$M\_{SF}-1\$ (\$M\_F = 23\$) is split into Downstream (\$M\_{ds} = 14\$) and Upstream (\$M\_{us} = 8\$) directions. TDD frame 0 follows. Each line shows a sequence of symbols: rmc (blue), d (green), quiet (white dashed), i (orange), and sync (grey hatched). Line 1 has rmc at position 4, d at 5-8, i at 9, and quiet at 10-14. Line 2 has d at 1-2, rmc at 4, d at 5-8, quiet at 9-14. Lines 3, 7, and 8 have d at 1-4, rmc at 5, d at 6-9, quiet at 10-14. Lines 4, 5, and 6 have rmc at 4, d at 5-8, quiet at 9-14. Upstream direction shows sync symbols at the start of TDD frame 0. A 'DS logical frame (\$T\_F\$) containing DS sync symbol' is indicated from \$t=0\$ to \$t=T\_F\$. \$DRMC\_{ds} = 4\$ is marked at the start. Legend: rmc symbol (blue), d (green), quiet symbol (white dashed), i (orange), sync symbol (grey hatched). Text below: TTR = duration of the normal operation interval, TA = number of quiet symbols immediately after TTR, TBUDGET+TA-1 = index of the last symbol position in a logical frame eligible for carrying a data symbol. G.9701(14)\_F12-2 is noted. + +**Figure 12-2 – Example of L0 link state operation in the downstream direction** + +The L0 state also facilitates power reduction by controlling the maximum transmission time during a TDD frame. A PCE (see clause 5.1, which is beyond the scope of the ITU-T G.9701 transceiver), in cooperation with the DRA and VCE, determines and updates from time to time the maximum allowed transmission time for each line using corresponding control parameters at the $\gamma$ reference point. This allows the ME-O to control the actual power dissipation of a DP, keeping it under the desired limit. + +The transmission time limit may vary from line to line and in some lines may reach the demarcation point between US and DS. Discontinuous operation is efficiently used in this state to further reduce power consumption. + +No compromise on QoS is allowed in this state, except for the implied limit on the maximum bit rate due to the reduced transmission time during TDD frame. + +NOTE – Limit on the actual transmission time may be implemented by limiting the duration of the transmission opportunities or by limiting the total number of symbols transmitted over all lines during a superframe, or both. The configuration may be determined by the DRA/VCE. + +Figure 12-3 presents another example of downstream transmission during L0 state. During the presented TDD frame $M_{SF-1}$ , the maximum number of symbol positions allowed for transmission is limited for all lines and is less than the number of symbol positions available by the configured $M_F$ and $M_{ds}$ symbol values; lines 2, 3, 7 and 8 utilize the entire allowed transmission time, while other lines in the TDD frame $M_{SF-1}$ use discontinuous operation and thus only part of available symbol positions are used. + +![Figure 12-3: Example of L0 link state operation with limited transmission time in the downstream direction. The diagram shows 8 lines (Line 1 to Line 8) with Downstream (M_ds = 14) and Upstream (M_us = 8) transmission windows. It illustrates the timing of symbols (rmc, data, quiet, idle, sync) across TDD frames M_SF - 1 (M_F = 23) and TDD frame 0. A legend at the bottom defines the symbol types: rmc symbol (blue), data symbol (green), quiet symbol (dashed), idle symbol (orange), and sync symbol (hatched).](2650ae98f0e6dda48ae00a936ddea0ef_img.jpg) + +The diagram illustrates the L0 link state operation across 8 lines (Line 1 to Line 8). The transmission is divided into Downstream ( $M_{ds} = 14$ ) and Upstream ( $M_{us} = 8$ ) windows. The timeline shows TDD frame $M_{SF} - 1$ ( $M_F = 23$ ) and TDD frame 0. The Downstream window starts at $t = 0$ and ends at $t = T_F$ . The Upstream window starts at $t = T_F$ and continues. The diagram shows the transmission of symbols (rmc, data, quiet, idle, sync) across the lines. The legend at the bottom defines the symbol types: rmc symbol (blue), data symbol (green), quiet symbol (dashed), idle symbol (orange), and sync symbol (hatched). The 'Max allowed transmission time' is indicated by an orange dashed line. The 'DRMCds = 4' and 'NOI' (Number of Idle Symbols) are also shown. + +Figure 12-3: Example of L0 link state operation with limited transmission time in the downstream direction. The diagram shows 8 lines (Line 1 to Line 8) with Downstream (M\_ds = 14) and Upstream (M\_us = 8) transmission windows. It illustrates the timing of symbols (rmc, data, quiet, idle, sync) across TDD frames M\_SF - 1 (M\_F = 23) and TDD frame 0. A legend at the bottom defines the symbol types: rmc symbol (blue), data symbol (green), quiet symbol (dashed), idle symbol (orange), and sync symbol (hatched). + +**Figure 12-3 – Example of L0 link state operation with limited transmission time in the downstream direction** + +#### 12.1.1.4 Low power link state L2.1 + +This low power link state allows substantial reduction in power consumption at the expense of reduced QoS (increased latency and significantly reduced maximum data rate). This state is primarily intended for support of VoIP, while other services are unused, and is represented by two sub-states: + +- L2.1 with mains powering (L2.1N); +- L2.1 with battery powering (L2.1B). + +The two L2.1 sub-states have substantially similar transceiver behaviour, except for different transition rules and times to/from other states (L0 or L2.2 or between sub-states). + +NOTE 1 – The L2.1B link state is intended to be used when either FTU-R, or FTU-O, or both are powered by backup battery (see Table 12-1). The link state transitions between L2.1N and L2.1B are performed only on request by the DRA (i.e., no autonomous decision by the FTUs) (see clause 12.1.1.6). + +NOTE 2 – One of the L2.1B use cases is a 2-hour VoIP talk time on battery backup. + +For reduction of power consumption, the L2.1 link state uses scheduled discontinuous operation, as defined in clause 13.4.1.1. A transmission plan specifies which TDD frames in a superframe will be used for transmission of RMC symbols and which will not, while data is only transmitted in RMC symbols. All other symbol positions, except sync symbol positions, are quiet. Besides scheduled discontinuous operation, the transmit PSD can be reduced and the number of subcarriers used for data transmission in RMC symbols can be limited in the L2.1 link state. + +Transitions into L2.1 from L0 or from L2.2, as well as transitions back are done using corresponding eoc and RMC commands, as defined in clause 13.4.1 and clause 13.4.2. The corresponding transition times are defined in Table 12-1. + +During L2.1, the QoS is reduced to a lower maximum net data rate and a higher one-way latency. The L2.1 FTU control parameters (see clause 13.4.1.2) are defined such that: + +- the link supports a minimum of 256 kbit/s for user data crossing the $\gamma$ -reference point, while providing sufficient overhead data rate for all necessary management communications over eoc and RMC; +- the one-way latency without retransmission does not exceed the duration of 1 superframe ( $T_{SF}$ ). + +#### 12.1.1.5 Low power link state L2.2 + +This low power link state is intended for keep-alive applications during multihour battery backup and implements significant reduction of power consumption by substantially limiting allowed transmission time across a set of superframes and allowing increased latency for keep-alive applications (i.e., resulting in extremely reduced data rate and loss of QoS). + +NOTE – A typical use case for L2.2 is a 48-hour standby time on battery backup. + +For further reduction of power consumption, the L2.2 link state uses scheduled discontinuous operation as defined in clause 13.4.2.1. A transmission plan specifies which superframes will be used for transmission of RMC symbols and which will not, while data is only transmitted in RMC symbols (see clause 13.4.2). + +Transitions from L2.1 into L2.2 as well as transitions back to L2.1 are done using corresponding eoc and RMC commands, as defined in clause 13.4.2. The corresponding transition times are defined in Table 12-1. + +During L2.2, no QoS is provided. The associated FTU control parameters (see clause 13.4.2.2) are defined such that: + +- the link supports a minimum of one 64-byte Ethernet packet per second for user data crossing the $\gamma$ -reference point, while providing sufficient overhead data rate for all necessary management communications over eoc and RMC; +- the one-way latency without retransmission does not exceed 1 second. + +#### 12.1.1.6 Transitions between link states + +The FTU-O shall initiate a transition to the L0, L2.1N, L2.1B, L2.2, or L3 link state if and only if requested by the DRA. The DRA requests a link state by sending a LinkState.request (*LinkState*) primitive to the FTU-O, with the value of *LinkState* indicating the requested link state (see Table 8-3). + +The DRA may request a link state transition based on the following indications: + +- The ME-O indicates to the DRA that the link state is forced through the DPU-MIB (AdminStatus); +- The L2+ indicates to the DRA that a link state transition is triggered by the current traffic characteristics; +- The FTU-O indicates to the DRA the FTU-R battery state; +- The ME-O may indicate to the DRA the PSE battery state received from the PSE by the ME-O by means beyond the scope of this Recommendation; +- The VCE indicates to the DRA that a link state transition is required for coordination of link states over the vectored group; +- The FTU-O indicates to the DRA that a link state transition is required because the requirements defined for the current link state (e.g., data rate and *SNRM* boundaries) cannot be maintained under the current line conditions; +- The FTU-O indicates to the DRA that an L3 request has been received from the FTU-R. + +The FTU-O shall initiate a transition to and from the L0 link state using the procedures defined in clause 13.4.1. + +The FTU-O shall initiate a transition to and from the L2.2 link state using the procedures defined in clause 13.4.2. + +The FTU-O shall initiate a transition between the L2.1N link state and the L2.1B link state using the procedures defined in clause 13.4.3. + +The FTU-O shall initiate a transition to the L3 link state (L3 request by the FTU-O) or grant/reject a transition to the L3 link state (L3 request by the FTU-R) using the L3 link state transition commands and responses defined in clause 11.2.2.12. + +The FTU-O shall support all valid transitions shown in Table 12-1. All defined valid transitions of link state shall be seamless, i.e., shall not cause any errored seconds (ES). Invalid transitions are shown as "N/A" in Table 12-1. + +Upon receiving a LinkState.request (*LinkState*) primitive over the $\gamma$ \_O reference point, the FTU-O shall respond with a LinkState.confirm (*LinkStateResult*) primitive. + +- If the *LinkState* equals the actual link state, the FTU-O shall not initiate any link state transition ("NOOP"), and shall respond within 100 msec with *LinkStateResult* equal to *LinkState*. +- If the *LinkState* requires a valid link state transition, the FTU-O shall initiate the transition. If the transition is completed within the time shown in Table 12-1, the FTU-O shall respond with a *LinkStateResult* that equals the *LinkState*. If the transition cannot be completed within the time shown in Table 12-1, the FTU-O shall abort the link state transition, shall respond with a *LinkStateResult* that equals "FAIL", the link state shall remain unchanged, and the DRA may resend the LinkState.request (*LinkState*) primitive. +- If the *LinkState* requires an invalid link state transition, the FTU-O shall not initiate any link state transition, and shall respond within 100 msec with a *LinkStateResult* that equals "FAIL". + +Only one LinkState.request primitive shall be outstanding at any time. The FTU-O shall ignore any LinkState.request primitive received before the FTU-O has responded with a LinkState.confirm primitive to the last previously received LinkState.request primitive. + +**Table 12-1 – Link state transitions and transition times** + +| | | To | | | | | +|------|-------------------|-----------------|-------------------------|------------------------|-------------|----------------------| +| | | L0 | L2.1N | L2.1B | L2.2 | L3 | +| From | L0 | NOOP | < 1 second | < 1 second
(Note 4) | N/A | See clause 11.2.2.12 | +| | L2.1N | < 1 second | NOOP | < 1 second
(Note 4) | N/A | See clause 11.2.2.12 | +| | L2.1B
(Note 2) | N/A | < 1 second
(Note 3) | NOOP | < 2 seconds | See clause 11.2.2.12 | +| | L2.2 (Note 2) | N/A | < 2 seconds
(Note 3) | < 2 seconds | NOOP | See clause 11.2.2.12 | +| | L3 | See clause 12.3 | N/A | N/A | N/A | NOOP | + +NOTE 1 – All times denote the maximum time between LinkState.request and LinkState.confirm primitives crossing the $\gamma$ -O reference point. +NOTE 2 – In the L2.1B and the L2.2 link states the link is always battery-powered. +NOTE 3 – Applicable only when running on battery powering and after mains powering is restored. +NOTE 4 – Applicable only in case of mains power failure and falling back to battery powering. +NOTE 5 – NOOP stands for "no operation". + +### 12.1.1.7 Configuration and status reporting of the link state + +#### 12.1.1.7.1 Link state forced + +The DPU-MIB parameter Link State Forced (LS-FORCED) is used to either force the link state to any of L0, L2.1N, L2.1B, L2.2, or to release the link. + +When AdminStatus="up" and the link is forced into an enabled link state (see 12.1.1.7.2), the allowed link state transitions shown in Figure 12.1 shall be followed to bring the link to the forced link state. When the link is requested to go to a link state that is not enabled, the forcing of the link state shall have no effect. + +When AdminStatus="down" and the link is released, the allowed link state transitions shown in Figure 12.1 shall be followed to bring the link to the state determined by the higher layers and communicated to the transceiver by the relevant DRA primitives. When AdminStatus="down", the link is forced to L3. + +#### 12.1.1.7.2 Link state enabling + +The link states may be enabled through the DPU-MIB parameter Link State Enabling (LS-ENABLE) to any of {L0, L3}, {L0, L3, L2.1N}, {L0, L3, L2.1N, L2.1B}, or {L0, L3, L2.1N, L2.1B, L2.2}. + +#### 12.1.1.7.3 Link state status reporting + +The actual link state shall be reported in the DPU-MIB through the Link State (LINK-STATE). + +### 12.1.2 Transceiver states and transceiver state diagram + +State diagrams are given in Figure 12-4 for the FTU-O and in Figure 12-5 for the FTU-R. States are indicated by ovals, with the name of the state given within the oval. The states are defined in Table 12-4 for the FTU-O and in Table 12-5 for the FTU-R. Transitions between states are indicated by arrows, with the primitives or the events associated with them causing the transition listed next to the arrow. All states are mandatory. + +The primitives exchanged between the FME and ME (host controller) (preceded by "o:" for the FTU-O and "r:" for the FTU-R) and events associated with them are shown in Table 12-2 and Table 12-3. The way in which these events are implemented is vendor discretionary. + +**Table 12-2 – FTU-O state machine primitives** + +| Primitive name | Direction | Valid state | Description | +|--------------------|--------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------------------| +| o:_power on | ME-O → FTU-O | O-SELFTEST | FTU-O power on. | +| o:_selftest | ME-O → FME | O-IDLE
O-UNIT-FAIL | Request to start selftest. | +| o:_selftest_result | FME → ME-O | O-SELFTEST | Report of selftest result:
– pass;
– fail. | +| o:_idle_ignore | ME-O → FME | Any state | Request to move back to O-IDLE state. | +| o:_L0_request | ME-O → FME | O-IDLE
O-SILENT | Request to move from O-IDLE state to O-SILENT state or from O-SILENT state to O-INIT/HS state with continuation to O-INIT/TRAIN state. | + +**Table 12-2 – FTU-O state machine primitives** + +| Primitive name | Direction | Valid state | Description | +|---------------------|------------|-----------------|--------------------------------------------------------------------------------------------------------------------------------------------| +| o:_init result | FME → ME-O | O-INIT/HS | Report on result of the ITU-T G.994.1 session:
– pass with mode selected;
– silent or no mode selected;
– fail. | +| o:_training_result | FME → ME-O | O-INIT/TRAIN | Reports the result of initialization (channel discovery and channel analysis and exchange phases):
– pass;
– fail. | +| o:_end_showtime | ME-O → FME | O-SHOWTIME | Request for transition from O-SHOWTIME state to O-DEACTIVATING 2 state upon conditions defined by fast-retrain policy (see clause 12.1.4). | +| o:_fast-retrain | ME-O → FME | O-DEACTIVATING2 | Request to transition to O-INIT/TRAIN state (start of fast retrain). | +| o:_reinitialization | ME-O → FME | O-DEACTIVATING1 | Request to transition to O-SILENT state (normal restart after power off or training failure). | +| o:_L3_request | FME → ME-O | O-SHOWTIME | Request to transition to O-DEACTIVATING1 state through L3 request/grant eoc message exchange. | +| o:_L3_reject | FME → ME-O | O-SHOWTIME | Reject of the FTU-R request for transition to O-DEACTIVATING1 state. | + +**Table 12-3 – FTU-R state machine primitives** + +| Primitive name | Direction | Valid state | Description | +|--------------------|--------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| r:_power on | ME-R → FTU-R | R-SELFTEST | FTU-R power on. | +| auto_init | ME-R → FME | R-SELFTEST | Requests to automatically start initialization (ITU-T G.994.1 following ITU-T G.9701 initialization) when transceiver is in the valid state. | +| r:_selftest | ME-R → FME | R-IDLE
R-UNIT-FAIL | Request to start selftest. | +| r:_selftest_result | FME → ME-R | R-SELFTEST | Report of selftest result:
– pass;
– fail. | +| r:_idle_ignore | ME-R → FME | Any state | Request to move back to O-IDLE state. | +| r:_L0_request | ME-R → FME | R-IDLE
R-SILENT | Request to move from O-IDLE state to O-SILENT state or from O-SILENT state to O-INIT/HS state with continuation to R-INIT/TRAIN state. | + +**Table 12-3 – FTU-R state machine primitives** + +| Primitive name | Direction | Valid state | Description | +|-------------------|------------|--------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| r_init result | FME → ME-R | R-INIT/HS | Report on result of the ITU-T G.994.1 session:
  • – pass with mode selected;
  • – silent or no mode selected;
  • – fail.
| +| r_training_result | FME → ME-R | R-INIT/TRAIN | Reports the result of initialization (channel discovery and channel analysis and exchange phases):
  • – pass;
  • – fail.
| +| r_end_showtime | ME-R → FME | R-SHOWTIME | Request to transition from R-SHOWTIME state to R-INIT/TRAIN state upon conditions defined by fast-retrain policy (see clause 12.1.4). | +| r_L3_request | FME → ME-R | R-SHOWTIME | Request to transition to R-SILENT state through L3 request/grant eoc message exchange. | +| r_L3_reject | FME → ME-R | R-SHOWTIME | Reject of the FTU-O request for transition to R-SILENT state. | + +In the state diagrams for the FTU-O and FTU-R, O-IDLE and R-IDLE states, respectively, are defined. This provides a quiet period, which may be useful for test purposes. + +In the state diagrams for both the FTU-O and the FTU-R, a self-test function is mandatory, but its content is vendor discretionary. It is also a vendor discretionary option to define when self-test occurs (e.g., always at power-up or only under FTU-O control), and which transition for an FTU-R to take after successfully completing self-test (i.e., enter R-IDLE or enter R-SILENT state). + +IDLE is the state where the FTU is provisioned through a management interface for the service desired by the operator. In this state, the FTU does not transmit any signal. An FTU that receives a primitive from the ME enabling it to activate (o\_L0\_request for FTU-O or r\_L0\_request for FTU-R) shall use the initialization procedure defined in clause 12.3 to transition the link from the L3 state to the L0 state. An FTU enabled for activation that detects initialization signals at the U reference point shall respond by using the initialization procedure. If disabled, the FTU shall remain in the IDLE state. + +The link transitions to the L0 state once the initialization procedure has completed successfully and both FTUs are in the SHOWTIME state. Upon a guided power management (o\_L3\_request, see clause 11.2.2.12), the FTU-O shall enter the O-DEACTIVATING1 state and then return to the O-SILENT state. Upon a fast retrain triggered by fast-retrain policy (see clause 12.1.4), the FTU-O shall enter O-DEACTIVATING2 state. In both the O-DEACTIVATING1 state and the O-DEACTIVATING2 state, the FTU-O shall transmit quiet or idle symbols at sync symbol positions and idle symbols (defined in clause 3.2.13) in all logical frames at RMC symbol positions, at all NOI data symbol positions, and at all DOI symbol positions except symbol positions that are beyond *TBUDGET* and those assigned for quiet symbols by parameters *TIQ* and *TA* (see clause 10.7). The selection of the type of symbols during sync symbol positions is under VCE control. + +Upon a guided power management (r\_L3\_request, see clause 11.2.2.12), the FTU-R shall transition back to the R-SILENT state. Upon a fast retrain triggered by fast-retrain policy (see clause 12.1.4), the FTU-R shall transition to the R-INIT/TRAIN state. + +When the FTU-O transitions from the O-SHOWTIME state to the O-DEACTIVATING2 state, the FTU-R detects a fast-retrain policy trigger (see clause 12.1.4.2). Upon detecting a fast-retrain policy trigger, the FTU-R shall transition immediately to the R-INIT/TRAIN state. + +When the FTU-O transitions from the O-INIT/TRAIN state to the O-DEACTIVATING1 state, the FTU-R detects a failure in the training. Upon detecting a failure in the training, the FTU-R shall transition immediately to the R-SILENT state, followed by the R-INIT/HS state and shall start transmission of R-TONES-REQ (see [[ITU-T G.994.1](#)]) within one second. + +When the FTU-R transitions from the R-SHOWTIME state to the R-INIT/TRAIN state, the FTU-O detects a fast-retrain policy trigger (see clause 12.1.4.2). Upon detecting a fast-retrain policy trigger, the FTU-O shall transition immediately to the O-DEACTIVATING2 state, followed by the O-INIT/TRAIN state. The FTU-O shall further transition from the O-DEACTIVATING2 state to the O-INIT/TRAIN state after the VCE updates the FEXT cancellation coefficients among the lines in the O-SHOWTIME state. The ME-O indicates the readiness by o: \_fast-retrain primitive. + +When the FTU-R transitions from the R-INIT/TRAIN state to the R-SILENT state, the FTU-O detects a failure in the training. Upon detecting a failure in the training, the FTU-O shall transition immediately to the O-DEACTIVATING1 state. The FTU-O shall transition from the O-DEACTIVATING1 state to the O-SILENT state when it receives the o: \_reinitialization primitive from the ME-O. + +NOTE – While the FTU-O is in the O-DEACTIVATING1 state, the VCE updates the coefficients among the showtime lines. The ME-O indicates its readiness to continue with the reinitialization by issuing an o: \_reinitialization primitive. + +In the O-SILENT state, the FTU-O shall monitor for R-TONES-REQ (FTU-R initiated handshake). Upon detection of R-TONES-REQ, the FTU-O shall transition to O-INIT/HS state. If the FTU-O receives an o: \_L0\_request from the ME-O while in the O-SILENT state (FTU-O initiated handshake), it shall transition to the O-INIT/HS state. The FTU-O shall transmit C-TONES within one second after transitioning to the O-INIT/HS state. + +![State diagram for the FTU-O showing states O-IDLE, O-SELFTEST, O-UNIT-FAIL, O-SILENT, O-INIT/HS, O-INIT/TRAIN, O-DEACTIVATING1, O-DEACTIVATING2, and O-SHOWTIME with various transitions. oval symbol arrow with label c](e67a3090226f395f8e71864c84bdfa35_img.jpg) + +``` + +stateDiagram-v2 + [*] --> O_SELFTEST : Power on + O_SELFTEST --> O_IDLE : o:_selftest Pass + O_SELFTEST --> O_UNIT_FAIL : Fail + O_UNIT_FAIL --> O_SELFTEST : o:_selftest + O_IDLE --> O_SILENT : o:_L0_request + O_IDLE --> Any_state : o:_idle_ignore + O_SILENT --> O_INIT_HS : o:_L0_request or monitor R-TONES-REQ + O_INIT_HS --> O_SILENT : Pass with silent or no mode selected + O_INIT_HS --> O_INIT_TRAIN : Pass with mode selected + O_INIT_TRAIN --> O_DEACTIVATING1 : Fail + O_INIT_TRAIN --> O_SHOWTIME : Pass + O_DEACTIVATING1 --> O_SILENT : o:_reinitialization + O_SHOWTIME --> O_DEACTIVATING1 : r:_L3_request and o:_L3_grant; o:_L3_request and r:_L3_grant + O_SHOWTIME --> O_DEACTIVATING2 : r:_L3_request and o:_L3_reject; o:_L3_request and r:_L3_reject + O_SHOWTIME --> O_DEACTIVATING2 : Fast retrain triggered by FRpolicy + O_DEACTIVATING2 --> O_INIT_TRAIN : o:_fast-retrain + O_INIT_TRAIN --> O_INIT_HS : Fail + +``` + +Legend: + +- Denotes a state: +- Denotes a transition under condition c: + +G.9701(14)Err.1\_F12-4 + +State diagram for the FTU-O showing states O-IDLE, O-SELFTEST, O-UNIT-FAIL, O-SILENT, O-INIT/HS, O-INIT/TRAIN, O-DEACTIVATING1, O-DEACTIVATING2, and O-SHOWTIME with various transitions. oval symbol arrow with label c + +Figure 12-4 – State diagram for the FTU-O + +![State diagram for the FTU-R showing states R-IDLE, R-SELFTEST, R-SILENT, R-INIT/HS, R-INIT/TRAIN, R-SHOWTIME, and R-UNIT-FAIL with various transitions between them.](70fd9003b407d059f32275b212482817_img.jpg) + +``` + +stateDiagram-v2 + [*] --> R-SELFTEST : Power on + R-SELFTEST --> R-IDLE : o:_selftest + R-SELFTEST --> R-SILENT : Pass and auto_init = ON + R-SELFTEST --> R-UNIT-FAIL : Fail + R-SELFTEST --> R-IDLE : Pass and auto_init = OFF + R-IDLE --> R-SILENT : r:_L0_request + R-IDLE --> [*] : r:_idle_ignore + R-SILENT --> R-INIT/HS : r:_L0_request or monitor C-TONES + R-SILENT --> R-IDLE : Fail + R-INIT/HS --> R-SILENT : Fail + R-INIT/HS --> R-INIT/TRAIN : Pass with mode selected + R-INIT/HS --> R-SILENT : Pass with silent or no mode selected + R-INIT/TRAIN --> R-SILENT : Fail + R-INIT/TRAIN --> R-SHOWTIME : Pass + R-INIT/TRAIN --> [*] : Fast retrain triggered by FRpolicy + R-SHOWTIME --> R-INIT/TRAIN : r:_L3_request and o:_L3_reject, o:_L3_request and r:_L3_reject + R-SHOWTIME --> R-SILENT : r:_L3_request and o:_L3_grant, o:_L3_request and r:_L3_grant + +``` + +Legend: + +- Denotes a state (oval shape) +- c Denotes a transition under condition c (arrow with label c) + +G.9701(14)\_F12-5 + +State diagram for the FTU-R showing states R-IDLE, R-SELFTEST, R-SILENT, R-INIT/HS, R-INIT/TRAIN, R-SHOWTIME, and R-UNIT-FAIL with various transitions between them. + +Figure 12-5 – State diagram for the FTU-R + +**Table 12-4 – FTU-O state definitions** + +| State name | Description | +|-----------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| O-SELFTEST
(mandatory) | Temporary state entered after power-up in which the FTU performs a self test;
Transmitter is off (QUIET signal at U-O interface);
Receiver is off (no response to R-TONES-REQ signal – see [ ITU-T G.994.1 ]);
If self-test passes, the FTU-O transitions to the O-IDLE state;
If self-test fails, the FTU-O transitions to the O-UNIT-FAIL state. | +| O-UNIT-FAIL
(mandatory) | Steady state entered after an unsuccessful FTU-O self-test;
Transmitter is off (QUIET signal at U-O interface);
Receiver is off (no response to R-TONES-REQ signal);
The ME-O retrieves the self-test results from the FME. | +| O-IDLE
(mandatory) | Steady state entered after successful self-test;
Transmitter is off (QUIET signal at U-O interface);
Receiver is off (no response to R-TONES-REQ signal);
The FME waits for an initialization request from the ME-O. | +| O-SILENT
(mandatory) | Steady state defined in the ITU-T G.994.1, entered upon initialization request from the ME-O;
Transmitter is off (QUIET signal at U-O interface);
Receiver is on in case of FTU-R initiated HS (monitors for R-TONES-REQ signal, if detected, transitions to the O-INIT/HS state);
FME waits for initialization request from ME-O to transition to the O-INIT/HS state in case FTU-O initiated HS. | +| O-INIT/HS
(mandatory) | Temporary state entered to perform the ITU-T G.994.1 phase of initialization;
Transmitter is on (starts by transmitting C-TONES signal);
Receiver is on (starts by monitoring for R-SILENT0 signal);
If silent period or no mode selected, transitions back to the O-SILENT1 state;
If operating mode selected then transitions to the O-INIT/TRAIN state. | +| O-INIT/TRAIN
(mandatory) | Temporary state entered to perform other phases of initialization;
Transmitter is on (starts with O-P-QUIET1);
Receiver is on (starts by monitoring for R-P-QUIET1);
If initialization passes, transitions to the O-SHOWTIME state;
If initialization fails, transitions to the O-DEACTIVATING1 state. | +| O-SHOWTIME
(mandatory) | Steady state entered to transmit user data;
Online reconfigurations occurs within this state;
Upon conditions satisfying the fast-retrain policy ( FRpolicy ), transitions to the O-DEACTIVATING2 state;
When link transition to L3 state is granted, the FTU-O transitions to the O-DEACTIVATING1 state;
The FME reports the FTU-O performance parameters to the ME-O. | + +**Table 12-4 – FTU-O state definitions** + +| State name | Description | +|--------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| O-DEACTIVATING1
(mandatory) | Temporary state entered upon line transition to L3 state;
Transmitter is on (transmits idle symbols at the required positions of all logical frames: values $Z_i$ at the precoder input are set to zero but pre-compensation signals are transmitted to support downstream FEXT cancellation);
Receiver is on (to support upstream FEXT cancellation and detect the status of the FTU-R);
The VCE updates the downstream and upstream FEXT cancellation coefficients; after the update is complete, the precoder output $Z_i'$ is set to zero and the FTU-O transitions to the O-SILENT state. | +| O-DEACTIVATING2
(mandatory) | Temporary state entered upon fast retrain request;
Transmitter is on (transmits idle symbols at the required positions of all logical frames: values $Z_i$ at the precoder input are set to zero but pre-compensation signals are transmitted to support downstream FEXT cancellation);
Receiver is on (to support upstream FEXT cancellation and detect the status of the FTU-R);
The VCE updates the downstream and upstream FEXT cancellation coefficients; after update is complete, the precoder output $Z_i'$ is set to zero, and FTU-O transitions to the O-INIT/TRAIN state (start with O-P-QUIET1). | + +**Table 12-5 – FTU-R state definitions** + +| State name | Description | +|----------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| R-SELFTEST
(mandatory) | Temporary state entered after power-up in which the FTU performs a self-test;
Transmitter is off (QUIET signal at U-R interface);
Receiver is off (no response to C-TONES signal);
If self-test passes, the FTU-R transitions to the R-IDLE state if it is under ME-R control or transitions to the R-SILENT state if it is in automatic training mode;
If self-test fails, the FTU-R transitions to the R-UNIT-FAIL state. | +| R-UNIT-FAIL
(mandatory) | Steady state entered after an unsuccessful FTU-R self-test;
Transmitter is off (QUIET signal at U-R interface);
Receiver is off (no response to C-TONES signal);
The ME-R retrieves the self-test results. | +| R-IDLE
(mandatory) | Steady state entered after successful self-test if FTU-R is under ME-R control;
Transmitter is off (QUIET signal at U-R interface);
Receiver is off (no response to C-TONES signal);
The FME waits for initialization request from the ME-R. | +| R-SILENT
(mandatory) | Temporary state defined in ITU-T G.994.1 entered after self-test passes if the FTU-R is in automatic training mode or from the R-IDLE state with ME-R command;
Transmitter is off (transmits R-SILENT0 signal);
Receiver is on in case of FTU-O initiated HS (monitors for C-TONES signal, if detected, transitions to the R-INIT/HS state). | + +**Table 12-5 – FTU-R state definitions** + +| State name | Description | +|-----------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| R-INIT/HS
(mandatory) | Temporary state entered to perform the ITU-T G.994.1 phase of initialization;
Transmitter is on (starts by transmitting R-TONES-REQ signal);
Receiver is on (starts by monitoring for C-TONES signal);
If silent period or no mode selected, transitions back to the R-SILENT state;
If operating mode selected, transitions to the R-INIT/TRAIN state. | +| R-INIT/TRAIN
(mandatory) | Temporary state entered to perform other phases of initialization;
Transmitter is on (starts with R-P-QUIET1);
Receiver is on (starts by monitoring for O-P-QUIET1);
If initialization passes, transitions to the R-SHOWTIME state;
If initialization fails, transitions to the R-SILENT state. | +| R-SHOWTIME
(mandatory) | Steady state entered to transmit user data;
Online reconfigurations occurs within this state;
Upon conditions satisfying the fast-retrain policy ( FRpolicy ), transitions to the R-INIT/TRAIN state;
When link transition to L3 state is granted, the FTU-R transitions to the R-SILENT state;
The FME reports the FTU-R performance parameters to the ME-R and to the FTU-O (via indicator bits). | + +### 12.1.3 Initialization procedures + +The ITU-T G.9701 initialization procedures comprise 3 phases: + +- ITU-T G.994.1 handshake phase, +- Channel discovery phase, and +- Channel analysis and exchange phase. + +During the ITU-T G.994.1 handshake phase of the initialization procedure, the FTUs exchange capability lists and agree on a common mode for training and operation using the ITU-T G.994.1 protocol. A successful completion of the ITU-T G.994.1 handshake phase will lead to the channel discovery phase of initialization. Failure of the ITU-T G.994.1 handshake phase leads the FTU back to the SILENT state and leads the link back to the L3 state. The handshake procedure is described in clause 12.3.2 and [ITU-T G.994.1]. + +During the channel discovery and channel analysis and exchange phases of initialization, the FTUs train their respective transceivers after identifying the common mode of operation. During these phases, the transceivers identify channel conditions, exchange and optimize parameters for showtime operation using the applied *CIpolicy*, etc. After successful completion of the initialization procedure, the FTUs transition to the SHOWTIME state (showtime). Upon unsuccessful completion of the initialization procedure, the FTUs return to the SILENT state and the link returns to the L3 state. The initialization phases are described in clauses 12.3.3 and 12.3.4. + +### 12.1.4 Deactivation, reinitialization, persistent link defects and high BER events + +#### 12.1.4.1 Deactivation + +The deactivation procedure allows an orderly shutdown of the link. The FTUs shall follow the procedures described in clause 12.1.2 to transition the link from the L0 state to the L3 state. + +The link enters the L3 state when the FTU leaves the SHOWTIME state. The FTU-O transitions from the O-SHOWTIME state to the O-SILENT state via the O-DEACTIVATING1 state. The FTU-R + +transitions from the R-SHOWTIME state to the R-SILENT state directly. The transition can be initiated by either the local or the remote FTU (see clauses 11.2.2.12 and 12.1.2). The deactivation criterion is vendor discretionary. + +#### 12.1.4.2 Fast retrain + +When the fast retrain policy (*FRpolicy*) triggers a fast retrain at the FTU-O (see Figure 12-4), the FTU-O shall transition from the O-SHOWTIME state via the O-DEACTIVATING2 state to the O-INIT/TRAIN state. + +In the O-INIT/TRAIN state, the FTU-O executes the part of the initialization sequence, starting from the QUIET 1 stage (clauses 12.3.3 and 12.3.4) with all ITU-T G.994.1 parameters set to their values selected during the last previous ITU-T G.994.1 handshake phase of initialization. When the initialization sequence is completed, the FTU-O transitions back to the O-SHOWTIME state. If the initialization sequence is aborted (per conditions defined in clause 12.1.1), then the FTU-O transitions to the O-SILENT state (see Figure 12-4). + +When a fast retrain is triggered at the FTU-R (see Figure 12-5) according to the fast retrain policy, the FTU-R shall transition from the R-SHOWTIME state to the R-INIT/TRAIN state. + +In the R-INIT/TRAIN state, the FTU-R executes the part of the initialization sequence starting from QUIET 1 stage (clauses 12.3.3 and 12.3.4). When the initialization sequence is completed, then the FTU-R transitions back to the R-SHOWTIME state. If the initialization sequence is aborted (per conditions defined in clause 12.1.1), then the FTU-R transitions to the R-SILENT state. + +The following fast retrain policy is defined for the L0 link state: + +- Policy ZERO + +If *FRpolicy* = 0, then: + +Fast retrain shall be triggered when at least one of the following fast retrain policy triggers is declared: + +- 1) persistent near-end los defect; or +- 2) persistent near-end lom defect; or +- 3) persistent near-end lor defect ; or +- 4) a high\_BER event. + +The following fast retrain policy is defined for the L2.1 link state: + +- Policy ZERO + +If *L2.1-FRpolicy* = 0, then: + +Fast retrain shall be triggered when at least one of the following fast retrain policy triggers is declared: + +- 1) persistent near-end *los* defect; or +- 2) persistent near-end *lor* defect; or +- 3) a high\_BER event (see Table 12-6) with no trigger on the ETR threshold. + +The following fast retrain policy is defined for the L2.2 link state: + +- Policy ZERO + +If *L2.2-FRpolicy* = 0, then: + +Fast retrain shall be triggered when at least one of the following fast retrain policy triggers is declared: + +- 1) persistent near-end lor defect; or +- 2) there have been 5 consecutive eoc command timeouts without a single successful response. + +### 12.1.4.3 Persistent link defects and high\_BER events + +#### 12.1.4.3.1 Persistent near-end *los* defect + +A persistent near-end *los* defect shall be declared after *los\_persistency* milliseconds of continuous near-end *los* defect (see clause 11.3.1.3). The control parameter *los\_persistency* has valid values from 100 to 2 000 in steps of 100, with a default value of 200. + +The *los\_persistency* defined for the downstream and upstream are denoted as *los\_persistency-ds* and *los\_persistency-us*, respectively. + +The control parameter *los\_persistency* is configured through the DPU-MIB configuration parameter LOS\_PERSISTENCY. + +NOTE – The persistency allows the transmitting FTU to detect the *los* defect condition through the indicator bits, before the receiving FTU leaves the SHOWTIME state. + +#### 12.1.4.3.2 Persistent near-end *lom* defect + +A persistent near-end *lom* defect shall be declared after *lom\_persistency* seconds of continuous near-end *lom* defect (see clause 11.3.1.3). The control parameter *lom\_persistency* has valid values from 1 to 20 in steps of 1, with a default value of 2. + +The *lom\_persistency* defined for the downstream and upstream are denoted as *lom\_persistency-ds* and *lom\_persistency-us*, respectively. + +The control parameter *lom\_persistency* is equal to the DPU-MIB configuration parameter LOM\_PERSISTENCY. + +NOTE – The persistency allows the transmitting FTU to detect the *lom* defect condition through the indicator bits, before the receiving FTU leaves the SHOWTIME state. + +#### 12.1.4.3.3 Persistent near-end *lor* defect + +A persistent near-end *lor* defect shall be declared after *lor\_persistency* milliseconds of continuous near-end *lor* defect (see clause 11.3.1.3). The control parameter *lor\_persistency* has valid values from 100 to 2 000 in steps of 100, with a default value of 200. + +The *lor\_persistency* defined for the downstream and upstream are denoted as *lor\_persistency-ds* and *lor\_persistency-us*, respectively. + +The control parameter *lor\_persistency* is equal to the DPU-MIB configuration parameter LOR\_PERSISTENCY. + +NOTE – The persistency allows the transmitting FTU to detect the *lor* defect condition through the indicator bits, before the receiving FTU leaves the SHOWTIME state. + +#### 12.1.4.3.4 High\_BER event + +A high\_BER event shall be declared whenever any of the parameters listed in Table 12-6 crosses the listed threshold. These thresholds are configured through the DPU-MIB. + +The control parameter *reinit\_time\_threshold* has valid values from 5 to 31 seconds in steps of 1 second, with a default value of 10. + +The *reinit\_time\_threshold* defined for the downstream and upstream are denoted as *reinit\_time\_threshold-ds* and *reinit\_time\_threshold-us*, respectively. + +The control parameter *reinit\_time\_threshold* is equal to the DPU-MIB configuration parameter REINIT\_TIME\_THRESHOLD. + +The control parameter *low\_ETR\_threshold* has non-zero valid values from 1 to 30 seconds in steps of 1 second, with a default value of 20 seconds. The valid value 0 indicates that no High\_BER event shall be declared based on *ETR* being below the *ETR\_min\_eoc*. + +The *low\_ETR\_threshold* defined for the downstream and upstream are denoted as *low\_ETR\_threshold-ds* and *low\_ETR\_threshold-us*, respectively. + +The control parameter *low\_ETR\_threshold* is equal to the DPU-MIB configuration parameter LOW\_ETR\_THRESHOLD. + +**Table 12-6 – Conditions for declaring a high\_BER event** + +| Parameter | Threshold | +|----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------| +| Number of contiguous near-end SES (see clause 11.4.4.2) | reinit_time_threshold | +| Number of consecutive seconds the ETR is below the minimum ETR ( ETR_min_eoc ) after a successful OLR procedure | low_ETR_theshold
(only if low_ETR_threshold $\geq 1$ ) | +| Duration of time interval in seconds with consecutive eoc command time-outs without a single successful response (through either eoc or RMC) | reinit_time_threshold | + +NOTE – At the FTU-R, no other conditions shall declare a high\_BER event. At the FTU-O, no other near-end conditions shall declare a near-end high\_BER event. Declaration by the FTU-O of a far-end high\_BER event (e.g., as indicated by the FTU-R in the upstream indicator bits) is vendor discretionary. + +## 12.2 Special operations channel (SOC) + +A special operations channel (SOC) is established for message exchange between the FTU-O and FTU-R during initialization. + +The SOC provides a bidirectional communication of messages between the FTU-O and the FTU-R to support initialization. + +The SOC has two states; active and inactive. In the active state, the FTU transmits SOC messages separated by one or more high-level data link control (HDLC) flags. In the inactive state, no SOC messages and no HDLC flags are transmitted. + +The state of SOC is determined by the initialization procedure and is indicated in the timing diagrams in Figures 12-8, 12-9 and 12-12. The list of messages used for each phase of initialization is shown in Table 12-7. + +### 12.2.1 Message format + +The SOC shall use a HDLC-like format with byte stuffing, as specified in clause 12.2.1.1, and a frame check sequence (FCS) to monitor errors as specified in clause 11.2.1.1. + +The structure of a HDLC frame carrying an SOC message shall be as shown in Figure 12-6. + +| Size in bytes | Meaning | Value | +|---------------|----------------------|--------------------| +| 1 | Flag | 7E 16 | +| 1 | Address field | Message index | +| 1 | Control field | Segmentation index | +| Up to 1 024 | Information payload | Message payload | +| 1 | Frame check sequence | FCS | +| 1 | Frame check sequence | FCS | +| 1 | Flag | 7E 16 | + +**Figure 12-6 – Structure of SOC message transmitted using HDLC-like frame** + +The message index is determined by the acknowledgement mode (i.e., automatic repeat (AR), repeat request (RQ) or non-repeat (NR)) and whether a message is being repeated, as defined in clause 12.2.2. + +The segmentation index facilitates the message segmentation as described in clause 12.2.4.6. If no segmentation is used, the segmentation index shall be set to 1116. + +The number of SOC bytes (before byte stuffing) transmitted in a single HDLC frame shall not exceed 1 024. + +#### 12.2.1.1 Byte stuffing + +With byte stuffing, any data byte that is equal to 7E16 (flag) shall be replaced, as described below. This is necessary to avoid detection of false flags. + +After the FCS computation, the transmitter examines the entire SOC message between the opening and closing flags. Any data byte that is equal to 7E16 or to 7D16 shall be replaced by a two-byte sequence as following: + +- a data byte 7E16 shall be replaced by 7D16 5E16; +- a data byte 7D16 shall be replaced by 7D16 5D16. + +On reception, prior to FCS computation, the following substitutions shall be made: + +- a sequence of 7D16 5E16 shall be replaced by 7E16; +- a sequence of 7D16 5D16 shall be replaced by 7D16; +- a sequence of 7D16 7E16 shall abort the received message. + +NOTE – The byte stuffing mechanism might expand the size of the SOC message. + +#### 12.2.2 Communication protocol + +The SOC shall use either automatic repeat (AR) mode, repeat request (RQ) mode or non-repeat (NR) mode. + +##### 12.2.2.1 Automatic repeat (AR) mode + +In AR mode, messages encapsulated in HDLC frames shall be automatically repeated. At least four idle flags (7E16) shall be inserted between messages (between the last FCS byte of a message and the message index byte of a subsequent message). The FTU shall stop transmission of a particular message in AR mode upon reception of an acknowledgement. The acknowledgement may be sent at any time and could be either an SOC message or an O-P-SYNCHRO signal (see clauses 12.3.3 and 12.3.4). + +If message is segmented (see clause 12.2.4.6), segments shall be sent in sequential order and at least four idle flags (7E16) shall be inserted between subsequent segments. All segments shall be sent before the message is repeated. + +The message index shall always be set to 0116 in AR mode. The segmentation index shall be set to 1116 if the message is not segmented, or as specified in clause 12.2.4.6 if the message is segmented. + +##### 12.2.2.2 Repeat request (RQ) mode + +In RQ mode, each message (or message segment) shall initially be sent only once. The FTU expecting the message may request the remote side to repeat the message (segment) by sending an O/R-REPEAT\_REQUEST message if the expected message (segment) has timed out or has been received in error (wrong FCS). After two unsuccessful O/R-REPEAT\_REQUEST attempts, the reception of a message shall be considered unsuccessful. The value of the timeout shall be 0.5 s. + +The FTU shall start the timeout counter as it transmits the last byte of the message (segment) to be replied, and shall stop the counter as it receives the control field of the expected reply-message (segment). For the first message (segment) following the activation or re-activation of the SOC, the + +FTU shall count the timeout from the start of activation time to the reception of the control field of the message (segment) determined by the message exchange protocol. + +In RQ mode, an FTU shall never send a message (segment) prior to receiving an acknowledgement of the previously sent message (segment). A message is acknowledged by either a reply-message in accordance with the message exchange protocol of the particular initialization phase, or an O-P-SYNCHRO signal, as described in clauses 12.3.3 and 12.3.4. Once acknowledged, messages (segments) shall not be re-sent and re-transmission shall not be requested. + +If a message is segmented, reception of the first segment and each intermediate segment shall be acknowledged by O/R-ACK-SEG message. The last segment signals the end of the message and thus is acknowledged by a reply-message or by an O-P-SYNCHRO signal. + +The FTU shall keep only one unacknowledged message or one unacknowledged segment at a time. + +Upon entering the RQ mode, the message index shall initially be set to 0116 and shall be incremented by one in every subsequent message. The index shall wrap around and set to 0116 after reaching the value of FF16. The value 0016 has a special meaning, as described below, and shall be skipped. The index shall not be incremented if an O/R-REPEAT\_REQUEST message is received, i.e., if message is re-sent. The message index of an O/R-ACK-SEG message shall be increased by one when a new segment is received. + +The segmentation index shall be set to 1116 if the message is not segmented, and as specified in clause 12.2.4.6 if the message is segmented. The segmentation index shall not be changed if the message (segment) is re-sent. + +The message index and segmentation index of the O/R-REPEAT\_REQUEST message shall be set to 0016. These fields shall be ignored by the receiver. + +### 12.2.2.3 Non-repeat (NR) mode + +In NR mode, SOC messages or segments are transmitted one after another, separated by four or more 7E16 flags (IDLE). Neither messages nor message segments are acknowledged or repeated. + +Transmission of messages is terminated upon reception of an appropriate termination message (e.g., ACK or another regular SOC message) or by reception of an O-P-SYNCHRO signal. + +The message index and segmentation index shall be as specified for repeat request (RQ) mode. + +### 12.2.3 SOC IDLE (O-IDLE, R-IDLE) + +When the SOC is in the active state but has no message to send, it shall send IDLE (the FTU-O shall send O-IDLE and FTU-R shall send R-IDLE). + +Both O-IDLE and R-IDLE states shall consist of HDLC flags 7E16 that shall be sent repeatedly instead of HDLC frames. + +### 12.2.4 SOC messages + +#### 12.2.4.1 Message codes + +The message payload of any SOC message shall contain an integer number of bytes. The payload shall start with a one byte field containing a unique code to identify the type of message. For one-byte messages the message code is the entire content of the message. The message codes for all defined messages are shown in Table 12-7. + +NOTE – Other than O/R-REPEAT\_REQUEST and O/R-ACK-SEG, all messages sent by the FTU-O have the MSB of the message code equal to ZERO, whilst messages sent by the FTU-R have the MSB of the message code equal to ONE. + +**Table 12-7 – Message codes for the SOC messages** + +| SOC message | Message code | The rest of the payload | +|------------------------------------|---------------------|--------------------------------| +| O/R-REPEAT_REQUEST | 55 16 | (Note) | +| O/R-ACK-SEG | 0F 16 | (Note) | +| FTU-O messages | | | +| O-SIGNATURE | 00 16 | see clause 12.3.3.2.1 | +| O-TG-UPDATE | 01 16 | see clause 12.3.3.2.2 | +| O-UPDATE | 02 16 | see clause 12.3.3.2.4 | +| O-VECTOR-FEEDBACK | 03 16 | see clause 12.3.3.2.6 | +| O-SNR | 04 16 | see clause 12.3.3.2.9 | +| O-PRM | 05 16 | see clause 12.3.3.2.11 | +| O-MSG 1 | 07 16 | see clause 12.3.4.2.1 | +| O-TPS | 08 16 | see clause 12.3.4.2.3 | +| O-PMS | 09 16 | see clause 12.3.4.2.5 | +| O-PMD | 0A 16 | see clause 12.3.4.2.7 | +| O-ACK (Note) | 0B 16 | See clause 12.3.4.2.9 | +| FTU-R messages | | | +| R-MSG 1 | 80 16 | see clause 12.3.3.2.3 | +| R-UPDATE | 81 16 | see clause 12.3.3.2.5 | +| R-ACK (Note) | 82 16 | see clause 12.3.3.2.7 | +| R-VECTOR-FEEDBACK | 83 16 | see clause 12.3.3.2.8 | +| R-SNR | 84 16 | see clause 12.3.3.2.10 | +| R-PRM | 85 16 | see clause 12.3.3.2.12 | +| R-MSG 2 | 86 16 | see clause 12.3.4.2.2 | +| R-ACK 1 (Note) | 87 16 | See clause 12.3.4.2.4 | +| R-PMS | 88 16 | see clause 12.3.4.2.6 | +| R-PMD | 89 16 | see clause 12.3.4.2.8 | +| NOTE – This is a one-byte message. | | | + +#### **12.2.4.2 O/R-REPEAT\_REQUEST** + +This message shall be used in RQ mode to request the remote side to resend the last unacknowledged message (segment), as described in clause 12.2.2.2. The format of the message shall be as specified in clause 12.2.1, and the payload shall be as specified in Table 12-7. + +In AR and NR modes, O/R-REPEAT\_REQUEST messages shall be ignored. + +#### **12.2.4.3 O/R-ACK-SEG** + +This message shall be used in RQ mode to acknowledge the reception of intermediate segments of a segmented message, as described in clause 12.2.2.2. The format of the message shall be as specified in clause 12.2.1 and the payload shall be as specified in Table 12-7. + +In AR and NR modes, and when no segmentation is used in RQ mode, any O/R-ACK-SEG messages shall be ignored. + +#### 12.2.4.4 FTU-O and FTU-R messages + +The format of the FTU-O and FTU-R message shall be as specified in clause 12.2.1; the content of the messages are described in detail in clauses 12.3.3 and 12.3.4. + +#### 12.2.4.5 Mapping of SOC data + +All bytes of the SOC message shall be sent LSB first. An SOC message may be subdivided into fields. A field can contain parameter values expressed in more than one byte. In this case, the field shall be split into bytes with the byte containing the MSBs of the parameter value shall be sent first. For example, a field carrying a 16-bit value $m_{15}, \dots, m_0$ shall be split into a first byte $B_0 = m_{15} \dots m_8$ and a second byte $B_1 = m_7 \dots m_0$ . + +Some SOC messages may contain several fields. Some fields can be merged together to form a logical entity called a macro-field, such as "PSD descriptor", which is described in clause 12.3.3.2.1. + +The description of fields for specific messages is given in detail in clauses 12.3.3.2 and 12.3.4.2. All bytes of a message that follow the currently defined bytes shall be ignored. + +NOTE – If future versions of this Recommendation add extra fields to the ones already defined, for reasons of backward compatibility, these fields will be appended to the currently defined ones. + +#### 12.2.4.6 Segmentation of SOC messages + +Messages that are larger than the maximum allowed size of 1 024 bytes shall be segmented before transmission; messages shorter than 1 024 bytes may also be segmented to improve robustness. Each segment shall include an integer number of bytes. + +Segmentation is facilitated by the segmentation index of SOC message (see Figure 12-6). The four MSBs of this field shall indicate the number of segments, up to a maximum of 15, into which the message has been segmented. The four LSBs of this field shall indicate the index of the current segment, starting from 0116. For example, a segmentation index value of 9316 indicates the third segment of a total of nine. In case the message is not segmented, the value of the field shall be 1116. + +### 12.3 Initialization procedure + +#### 12.3.1 Overview + +Initialization of an FTU-O/FTU-R pair includes the following main tasks: + +- Definition of a common mode of operation (profile, TDD framing parameters, initial values of basic modulation parameters); +- Synchronization (sample clock alignment and symbol alignment); +- Channel identification and crosstalk cancellation between the joining lines and active lines; +- Transfer from the FTU-O to the FTU-R of transmission parameters, including information on the probe sequences, PSD masks, RFI and IAR bands to be notched and target data rates in both transmission directions; +- Noise identification; +- Negotiation of DTU size, RS encoder and interleaver parameters, as well as the bit loading and gain adjustment tables. + +The common mode of operation shall be negotiated during the ITU-T G.994.1 handshake phase. Information such as TDD framing parameters, limit PSD mask, locations of RFI and IAR bands to be notched, and target data rates shall be initially available at the FTU-O through the DPU-MIB. + +Figure 12-7 shows the timeline of the initialization procedure in the upstream and downstream directions, which contains three phases: + +- ITU-T G.994 handshake phase + +- Channel discovery phase +- Channel analysis and exchange phase + +After completion of the channel analysis and exchange phase, the transceiver shall proceed to showtime. + +| | | | | +|--------------|----------------------------------|----------------------------|----------------------------------------| +| FTU-O | ITU-T G.994.1 handshake (12.3.2) | Channel discovery (12.3.3) | Channel analysis and exchange (12.3.4) | +| FTU-R | ITU-T G.994.1 handshake (12.3.2) | Channel discovery (12.3.3) | Channel analysis and exchange (12.3.4) | + +G.9701(14)\_F12-7 + +**Figure 12-7 – Timeline of the initialization procedure** + +Each phase of initialization contains a number of tasks. The transition to the next phase of initialization shall occur only after all tasks of the previous phase have been completed. A timeout period is defined for completion of each phase to avoid suspension of the initialization procedure. Violation of the timeout or an inability to complete any task of any phase results in aborting the activation process (unsuccessful activation). The initialization procedure shall be aborted immediately after any of the following events is discovered: + +- Timeout of any phase; +- Missing or incomplete task during any phase; +- Violation of the task sequence or in communication protocol during any phase; +- Detection of more than 250 ms of unscheduled silence. + +Each phase of initialization has an associated timeout counter. In all phases, the associated timeout counter shall be started as the FTU enters the specific phase and shall be reset upon completion of the phase. The following values for the timeouts shall be used: + +- ITU-T G.994.1 handshake phase: As defined in [\[ITU-T G.994.1\]](#); +- Channel discovery phase: + - *CD\_time\_out\_1* seconds from the start of the channel discovery phase to the reception of O-P-CHANNEL-DISCOVERY 1-1. The valid values for *CD\_time\_out\_1* during an initialization starting with an ITU-T G.994.1 session are from five seconds to forty seconds in steps of five seconds. The FTU-O shall support the default value of ten seconds, all other valid values are optional. The FTU-R shall support the default value of ten seconds and shall support all other valid values if the SPAr 2 bit *CD\_time\_out* is set to ONE in the CLR message (see Table 12-15). The value to be used during initialization starting with an ITU-T G.994.1 session is selected during the ITU-T G.994.1 phase. During a fast retrain, the valid values for *CD\_time\_out\_1* are from 1 to 40 seconds in steps of 1 second. The value to be used during a fast retrain shall be indicated in O-MSG 1. All values shall be supported by the FTU-R if it indicates support of additional values in ITU-T G.994.1; + - *CD\_time\_out\_2* seconds from the reception of O-P-CHANNEL-DISCOVERY 1-1 to the end of the channel discovery phase. The valid values for *CD\_time\_out\_2* during an initialization starting with an ITU-T G.994.1 session are from ten seconds to eighty seconds in steps of ten seconds. The FTU-O shall support the default value of twenty seconds, all other valid values are optional. The FTU-R shall support the default value of twenty seconds and shall support all other valid values if the SPAr 2 bit *CD\_time\_out* is set to ONE in the CLR message (see Table 12-15). The value to be used during + +initialization is selected during the ITU-T G.994.1 phase. During a fast retrain, the valid values for CD\_time\_out\_2 are from 1 to 80 seconds in steps of 1 second. The value to be used during a fast retrain shall be indicated in O-MSG 1. All valid values shall be supported by the FTU-R if it indicates support of additional values in ITU-T G.994.1. + +– Channel analysis and exchange phase: Five seconds. + +Exchange of information between the FTU-O and FTU-R during all phases of the initialization, excluding the ITU-T G.994.1 handshake phase, shall be performed using the messaging protocol over the SOC defined in clause 12.2. + +For each initialization procedure, the FTU-O shall report in the DPU-MIB the downstream signal count of the last transmitted initialization signal and upstream signal count of the last received initialization signal. The downstream signal count is defined within the range from 0 to 21 (0 = ITU-T G.994.1; 1 = O-P-QUIET1; ... 20 = O-P-SYNCHRO 6; 21 = SHOWTIME). The upstream signal count is defined within the range 0 to 10 (0 = ITU-T G.994.1; 1 = R-P-QUIET1; ... 9 = R-P-SYNCHRO 6; 10 = SHOWTIME). + +### 12.3.2 ITU-T G.994.1 handshake phase + +FTU-R sends a request for joining using the ITU-T G.994.1 handshake. After common operation mode between FTU-O and FTU-R is found, the FTU-O starts the joining procedure. + +The detailed procedures for the ITU-T G.994.1 handshake phase are defined in [[ITU-T G.994.1](#)]. + +#### 12.3.2.1 Handshake – FTU-O + +An FTU-O, after power-up, loss of signal, or recovery from errors during the initialization procedure, shall enter the initial ITU-T G.994.1 state, C-SILENT1. The FTU-O may either activate the link by sending C-TONES or respond to detection of R-TONES-REQ (FTU-R initiated activation) by transitioning to the transmission of C-TONES. Operation shall then proceed according to the procedures defined in [[ITU-T G.994.1](#)]. + +If ITU-T G.994.1 procedures select this Recommendation as the mode of operation, the FTU-O shall continue the initialization at the completion of the ITU-T G.994.1 handshake phase, as defined in clauses 12.3.3 and 12.3.4. + +##### 12.3.2.1.1 CL messages + +An FTU-O indicates its ITU-T G.9701 capabilities in a ITU-T G.994.1 capabilities list (CL) message by setting to ONE the ITU-T G.9701 SPar(1) bit as defined in Table 11.0.4 of [[ITU-T G.994.1](#)]. The NPar(2) (Table 11.69 of [[ITU-T G.994.1](#)]) and SPar(2) (Table 11.70 of [[ITU-T G.994.1](#)]) fields corresponding to the ITU-T G.9701 SPar(1) bit are defined in Table 12-8 and Table 12-9, respectively. For each ITU-T G.9701 SPar(2) bit set to ONE, a corresponding NPar(3) field shall also be present (beginning with Table 11.70.1 in clause 9.4 of [[ITU-T G.994.1](#)]). Table 12-10 shows the definitions and coding for the FTU-O CL NPar(3) fields. + +The FTU-O shall indicate support for a capability in the CL message if and only if the capability is supported by the FTU-O and the capability is not disabled by the upper layer management over its $\gamma$ \_MGMT interface (e.g., through the DPU-MIB, or by the DRA/VCE functionality). + +**Table 12-8 – FTU-O CL message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of special probe sequence | If set to ZERO, indicates that FTU-O does not support the use of a special probe sequence during Channel Discovery 1-1 and Channel Discovery 1 stages. If set to ONE, indicates that the FTU-O supports the use of a special probe sequence during Channel Discovery 1-1 and Channel Discovery 1 stages (Note). | +| Default CE length | If set to ZERO, indicates that the FTU-O is not configured to use the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ . If set to ONE, indicates that the FTU-O is configured to use of the default CE length. | +| Default number of symbol periods in TDD frame | If set to ZERO, indicates that the FTU-O is not configured to use the default $M_F$ value 36. If set to ONE, indicates that the FTU-O is configured to use the default $M_F$ value 36. | +| Extended probe sequence length | If set to ZERO, indicates that the FTU-O does not support probe sequence length values greater than 128. If set to ONE, indicates that the FTU-O supports probe sequence length values up to 632. | +| NOTE – Since FTU-O is capable to support any content of probe sequence that meets the definitions in clause 10.2.2.1, support of special probe sequence indicated in NPar(2) actually reflects the intention of the FTU-O to use special sequence rather than its capability to generate it. | | + +**Table 12-9 – FTU-O CL message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|----------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Always set to ONE. | +| DS transmission band | Always set to ONE. | +| Number of downstream symbol positions in TDD frame | Always set to ONE | +| RFIBANDS | If set to ONE, indicates that transmit PSD reduction in RFI bands is enabled. If set to ZERO, indicates that transmit PSD reduction in RFI bands is disabled (Note 1). | +| Duration of Channel Discovery 1-1 | Always set to ZERO (Note 2). | +| CE length | If set to ZERO, indicates that the FTU-O supports only the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ . If set to ONE, indicates that the FTU-O supports valid CE lengths in addition to the default value, as indicated in the corresponding CE length multiplier NPar(3) field. | +| Number of symbol periods in TDD frame | If set to ZERO, indicates that the FTU-O supports only the default $M_F$ value of 36. If set to ONE, indicates that the FTU-O supports other valid $M_F$ values (mandatory or optional) in addition to the default value of 36, as indicated in the related NPar(3). | +| IARBANDS | If set to ONE, indicates that transmit PSD reduction in at least one of the IAR bands is enabled. If set to ZERO, indicates that transmit PSD reduction in all IAR bands is disabled (Note 1). | +| Scrambler seed | Always set to ONE. | +| Special probe sequence | Shall be set to ONE if NPar(2) is set to ONE and set to ZERO otherwise. | +| IDS | Always set to ONE. | + +**Table 12-9 – FTU-O CL message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|-------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Number of SOC symbol repetitions ( $R_s$ ) | Always set to ONE. | +| Number of DS initialization data symbols ( $s_{ds}$ ) | Always set to ONE. | +| Downstream RMC offset | Always set to ONE. | +| CD time out | If set to ZERO, indicates that the FTU-O supports only the default CD_time_out_1 value of ten seconds and the default CD_time_out_2 value of twenty seconds. If set to ONE, indicates that the FTU-O supports valid CD_time_out_1 values and valid CD_time_out_2 values in addition to the default values, as indicated in the corresponding CD time out 1 and CD time out 2 NPar(3) fields. | + +NOTE 1 – The RFI bands and IAR bands shall apply in the same way to both directions of transmission. The list of RFI bands shall not include IAR bands. + +NOTE 2 – The parameter is determined by request from the FTU-R; the FTU-O is capable to implement all values inside the valid range. + +**Table 12-10 – FTU-O CL message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) Bit | Definition of NPar(3) bits | +|----------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of 6 bits. The valid profiles are: 106a, 106b and 212a. Each profile supported by the FTU-O is indicated by setting its corresponding bit to ONE (Note 5). | +| DS transmission band | This field shall include the lower frequency ( $f_{tr1-DS}$ ) and the upper frequency ( $f_{tr2-DS}$ ) of the frequency band assigned for transmission in the downstream direction represented by the start subcarrier index and stop subcarrier index, respectively, using 12 bits per index value. | +| Number of downstream symbol positions in TDD frame | This 6-bit field represents the enabled value of $M_{ds}$ .
The number of US symbol positions in TDD frame shall be computed as $M_{us} = M_F - M_{ds} - 1$ . | +| RFIBANDS | Indicates in ascending order the pairs of start subcarrier index and stop subcarrier index for each RFI band in which the transmit PSD shall be reduced. Each index is represented by 12 bits. Up to 32 RFI bands may be defined. | +| CE length multiplier (Note 1) | Each bit of this 9-bit field represents a CE length multiplier $m$ , excluding the default value 10 (see clause 10.4.4). For each CE length multiplier that the FTU-O supports, the corresponding bit shall be set to ONE. | +| Number of symbol periods in TDD frame (Note 1) | Each bit of this 6-bit field represents an $M_F$ value other than 36; specifically bit 1 shall be set to ONE if the FTU-O is configured to use the $M_F$ value of 23 and shall be set to ZERO otherwise. Other bits in this 6-bit field are reserved by ITU-T and shall be set to ZERO. | +| IARBANDS | This 12-bit field indicates by ONE each IAR band in which transmit PSD reduction is enabled and by ZERO each IAR band in which transmit PSD reduction is disabled (Note 2). | + +**Table 12-10 – FTU-O CL message NPar(3) bit definitions** + +| ITU-T G.994.1
SPar(2) Bit | Definition of NPar(3) bits | +|-------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Scrambler seed | This 11-bit field indicates the seed to be used for quadrant scrambler initiation, as described in clause 10.2.2.4. The MSB indicates the initial setting of the $d_{11}$ bit and the LSB indicates the initial setting of $d_1$ bit of the quadrant scrambler. | +| IDS | This variable length bit field indicates the length and the elements of the IDS. The 6 MSB indicate the length of the IDS and shall be mapped onto the first byte. The remaining bits indicate the elements of the IDS, which shall be mapped as specified in [ITU-T G.994.1]. The valid length of the IDS is 2 and $k \times 4$ , where $k = 1, 2, \dots, 8$ . A special value 0 indicates that no IDS is applied. | +| Number of DS initialization data symbols ( $s_{ds}$ ) | This 6-bit field indicates the number of downstream data symbols coded as $s_{ds} - 1$ in a logical frame to be used during initialization. The valid range of $s_{ds}$ is from 4 to 32 (Note 3). | +| Downstream RMC offset | This 5-bit field indicates the downstream RMC offset expressed in symbols coded as $D_{RMC,ds} - 1$ . The valid range and settings shall comply with the condition defined in clause 10.5.1 with the indicated value of $M_{ds}$ . | +| Special probe sequence | This 140-bit field indicates the length and the elements of the probe sequence to be used during Channel Discovery 1-1 and Channel Discovery 1 stages of initialization. The 8 MSBs indicate the length of the probe sequence. The remaining 132 bits indicate the elements of the probe sequence in ascending order of their indices. The first 8 bits represent first 4 elements, 2 bits per element. The following 124 bits represent the following 124 elements, 1 bit per element (the LSB of the field indicates the last element of the sequence (128-th element). If the number of elements in the probe sequence is less than 128, the unused bits of the 124-bit set shall be set to 0.
The first four elements are coded as follows: 00 and 11 for elements -1 and +1, respectively, and 01 for element 0. The remaining elements are coded 0 and 1 for elements -1 and +1, respectively. | +| CD time out 1 | This 3-bit field shall be coded as an unsigned integer $n = 0$ to 7, indicating that the maximum CD_time_out_1 value supported by the FTU-O equals $(n + 1)$ times five seconds. The maximum CD_time_out_1 value indicated shall be equal to or higher than the default CD_time_out_1 value of ten seconds. | +| CD time out 2 | This 3-bit field shall be coded as an unsigned integer $n = 0$ to 7, indicating that the maximum CD_time_out_2 value supported by the FTU-O equals $(n + 1)$ times ten seconds. The maximum CD_time_out_2 value indicated shall be equal to or higher than the default CD_time_out_2 value of twenty seconds. | +| Number of SOC symbol repetitions ( $R_s$ ) | This 5-bit field indicates the number of repetitions of each SOC symbol during Channel Discovery 1 stage. The valid values are 0 (no repetitions), 1, and $(k \times 4 - 1)$ , where $k=1, 2, \dots, \text{floor}(s_{ds}/4)$ , (Note 4). | + +**Table 12-10 – FTU-O CL message NPar(3) bit definitions** + +| ITU-T G.994.1
SPar(2) Bit | Definition of NPar(3) bits | +|------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| |

NOTE 1 – If FTU-O is part of the vectored group, only the value currently used by the active lines of the vectored group shall be indicated. In case no vectored group is established, the FTU-O shall indicate all supported values.

NOTE 2 – The list of IAR bands is compliant with [ITU-T G.9700], the mapping of particular IAR bands to the bits of the field shall be as defined in [ITU-T G.994.1].

NOTE 3 – Except O-P-CHANNEL-DISCOVERY 1-1, for which additional limitations defined in clause 12.3.3.3.1 shall apply.

NOTE 4 – The parameter value is set based on internal decision of the VCE and may consider requests from the FTU-Rs from the previous initializations (Field #5 of R-MSG 1).

NOTE 5 – A list of the profiles supported by the FTU-O is available in the DPU-MIB (through the FTUO_PROFILES inventory object). Depending on the profiles enabled in the DPU-MIB (through the PROFILES configuration object), the CL message may indicate support for all or a subset of the profiles supported by the FTU-O.

| + +#### 12.3.2.1.1.1 Short CL messages + +When the SPar(1) bit is set to ONE in a CL message, the FTU-O is allowed to include only the NPar(2) information, and not include the SPar(2) and NPar(3) information. + +In order to assure that the necessary capabilities information is exchanged prior to an MS message transaction, the FTU-O transmitting a short CL message shall (in a subsequent transaction and prior to the MS message transaction) send an additional CL message containing the complete NPar(2), SPar(2) and NPar(3) information (see Clause 12.3.2.1.1.1). + +NOTE – It is expected that the FTU-O replies to a short CLR with a short CL. + +#### 12.3.2.1.2 MS messages + +An FTU-O selecting the ITU-T G.9701 mode of operation in an ITU-T G.994.1 mode select (MS) message shall set to ONE the ITU-T G.9701 SPar(1) bit as defined in Table 11.0.4 of [ITU-T G.994.1]. The NPar(2) (Table 11.69 of [ITU-T G.994.1]) and SPar(2) (Table 11.70 of [ITU-T G.994.1]) fields corresponding to this bit are defined in Table 12-11 and Table 12-12, respectively. For each ITU-T G.9701 SPar(2) bit set to ONE, a corresponding NPar(3) field shall also be present (beginning with Table 11.70.1 in clause 9.4 of [ITU-T G.994.1]). Table 12-13 shows the definitions and coding for the FTU-O MS NPar(3) fields. + +**Table 12-11 – FTU-O MS message NPar(2) bit definitions** + +| ITU-T G.994.1
NPar(2) bit | Definition of NPar(2) bit | +|-----------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of special probe sequence | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the special sequence indicated in the last previous CL message during Channel Discovery 1-1 and Channel Discovery 1 stages. | +| Default CE length | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ and the CE length SPar(2) bit shall be set to ZERO. | + +**Table 12-11 – FTU-O MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|-----------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Default number of symbol periods in TDD frame | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the default $M_F$ value 36 and the number of symbol periods in TDD frame SPar(2) bit shall be set to ZERO. | +| Extended probe sequence length | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall support probe sequence length values up to 632. | + +**Table 12-12 – FTU-O MS message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|-------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Always set to ONE. | +| DS transmission band | Always set to ZERO. | +| Number of downstream symbol positions in TDD frame | Always set to ZERO. | +| RFIBANDS | Always set to ZERO. | +| Duration of Channel Discovery 1-1 | Always set to ZERO. | +| CE length | Shall be set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message, and the default CE length NPar(2) bit is set to ZERO in this MS message. If set to ONE, indicates that the CE length multiplier to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding CE length multiplier NPar(3) field.
If set to ZERO, the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ shall be used. | +| Number of symbol periods in TDD frame | Shall be set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message and the default number of symbol periods in TDD Frame NPar(2) bit is set to ZERO in this MS message. If set to ONE, indicates that the number of symbol periods in a TDD frame to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding NPar(3) field.
If set to ZERO, the default $M_F$ value 36 shall be used. | +| IARBANDS | Always set to ZERO. | +| Scrambler seed | Always set to ZERO. | +| Special probe sequence | Always set to ZERO. | +| IDS | Always set to ZERO. | +| Number of SOC symbol repetitions ( $R_S$ ) | Always set to ZERO. | +| Number of DS initialization data symbols ( $s_{ds}$ ) | Always set to ZERO. | +| Downstream RMC offset | Always set to ZERO. | + +**Table 12-12 – FTU-O MS message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|---------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| CD time out |

Shall be set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, indicates that the CD_time_out_1 value and the CD_time_out_2 value to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding CD time out 1 and CD time out 2 NPar(3) fields.

If set to ZERO, the default CD_time_out_1 value of ten seconds and the CD_time_out_2 value of twenty seconds shall be used.

| + +**Table 12-13 – FTU-O MS message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles |

Each valid profile is represented by one bit in a field of six bits. The valid profiles are: 106a, 106b and 212a. The profile selected by the FTU-O is indicated by setting its corresponding bit to ONE.

| +| CE length multiplier |

Each bit of this 9-bit field represents a CE length multiplier m, excluding the default value 10 (see clause 10.4.4). The FTU-O shall indicate the selected CE length multiplier by setting the corresponding bit to ONE. All other bits in this 9-bit field shall be set to ZERO.

The selected CE length multiplier shall be a CE length multiplier that was indicated as a supported value in both the last previous CLR message and the last previous CL message.

| +| Number of symbol periods in TDD frame |

Each bit of this 6-bit field represents an MF value other than 36. The FTU-O shall indicate the selected MF value by setting the corresponding bit to ONE. All other bits of this 6-bit field shall be set to ZERO.

The selected MF value shall be an MF value that was indicated as a supported value in both the last previous CLR message and the last previous CL message.

| +| CD time out 1 |

This 3-bit field shall be coded as an unsigned integer n=0 to 7, indicating that the CD_time_out_1 value that shall be used by both the FTU-O and the FTU-R equals (n+1) times five seconds. The CD_time_out_1 value indicated shall not exceed the lowest of the maximum CD_time_out_1 values indicated in the last previous CLR and the last previous CL message.

(Note 1)

| +| CD time out 2 |

This 3-bit field is coded as an unsigned integer n=0 to 7, indicating that the CD_time_out_2 value that shall be used by both the FTU-O and the FTU-R equals (n+1) times ten seconds. The CD_time_out_2 value indicated shall not exceed the lowest of the maximum CD_time_out_2 values indicated in the last previous CLR and the last previous CL message.

(Note 2)

| +|

NOTE 1 – The maximum CD_time_out_1 value indicated in the CLR message is the highest valid value and hence implies no bound on the value indicated in the MS message.

NOTE 2 – The maximum CD_time_out_2 value indicated in the CLR message is the highest valid value and hence implies no bound on the value indicated in the MS message.

| | + +### 12.3.2.2 Handshake – FTU-R + +An FTU-R, after power-up, loss of signal or recovery from errors during the initialization procedure, shall enter the initial ITU-T G.994.1 handshake state, R-SILENT0 (see [ITU-T G.994.1]). The FTU-R may activate the link by transitioning to transmission of R-TONES-REQ. Alternatively, upon detection of C-TONES (FTU-O initiated activation), the FTU-R may transition to transmission of R-TONE1. Operation shall then continue in accordance with the procedures defined in [ITU-T G.994.1]. + +If the ITU-T G.994.1 procedures select this Recommendation as the mode of operation, the FTU-R shall continue with the initialization at the completion of the ITU-T G.994.1 handshake phase, as defined in clause 12.3.3 and clause 12.3.4. + +#### 12.3.2.2.1 CLR messages + +An FTU-R indicates its ITU-T G.9701 capabilities in an ITU-T G.994.1 CLR message by setting to ONE the ITU-T G.9701 SPar(1) bit as defined in Table 11.0.4 of [ITU-T G.994.1]. The NPar(2) (Table 11.69 of [ITU-T G.994.1]) and SPar(2) (Table 11.70 of [ITU-T G.994.1]) fields corresponding to the ITU-T G.9701 SPar(1) bit are defined in Table 12-14 and Table 12-15, respectively. For each ITU-T G.9701 SPar(2) bit set to ONE, a corresponding NPar(3) field shall also be present (beginning with Table 11.70.1 in clause 9.4 of [ITU-T G.994.1]). Table 12-16 shows the definitions and coding for the FTU-R CLR NPar(3) fields. + +The FTU-R shall indicate a capability in the CLR message if and only if the capability is supported by the FTU-R. + +**Table 12-14 – FTU-R CLR message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|-----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of special probe sequence | If set to ZERO, indicates that the FTU-R does not support the use of a special probe sequence during Channel Discovery 1-1 and Channel Discovery 1 stages. If set to ONE, indicates that the FTU-R supports the use of a special probe sequence during Channel Discovery 1-1 and Channel Discovery 1 stages. | +| Default CE length | Always set to ONE. Indicates that the FTU-R supports the use of the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ . | +| Default number of symbol periods in TDD frame | Always set to ONE. Indicates that the FTU-R supports the use of the default $M_F$ value of 36. | +| Extended probe sequence length | If set to ZERO, indicates that the FTU-R does not support probe sequence length values greater than 128. If set to ONE, indicates that the FTU-R supports probe sequence length values up to 632. | + +**Table 12-15 – FTU-R CLR message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|---------------------------|---------------------------| +| Profiles | Always set to ONE. | +| DS transmission band | Always set to ZERO. | + +**Table 12-15 – FTU-R CLR message SPar(2) bit definitions** + +| ITU-T G.994.1
SPar(2) bit | Definition of SPar(2) bit | +|-------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Number of downstream symbol positions in TDD frame | Always set to ZERO. | +| RFIBANDS | Always set to ZERO. | +| Duration of Channel Discovery 1-1 | Always set to ONE. | +| CE length | If set to ZERO, indicates that the FTU-R supports only the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ . If set to ONE, indicates that the FTU-R supports valid CE lengths in addition to the default value, as indicated in the corresponding CE length multiplier NPar(3) field. | +| Number of symbol periods in TDD frame | Always set to ONE. Indicates that the FTU-R supports other valid $M_F$ values (mandatory or optional) in addition to the default value of 36, as indicated in the related NPar(3). | +| IARBANDS | Always set to ZERO. | +| Scrambler seed | Always set to ZERO. | +| Special probe sequence | Always set to ZERO. | +| IDS | Always set to ZERO. | +| Number of SOC symbol repetitions ( $R_S$ ) | Always set to ZERO. | +| Number of DS initialization data symbols ( $s_{ds}$ ) | Always set to ZERO. | +| Downstream RMC offset | Always set to ZERO | +| CD time out | If set to ZERO, indicates that the FTU-R supports only the default CD_time_out_1 value of ten seconds and the CD_time_out_2 value of twenty seconds. If set to ONE, indicates that the FTU-R supports valid CD_time_out_1 values and valid CD_time_out_2 values in addition to the default value, as indicated in the corresponding CD time out 1 and CD time out 2 NPar(3) fields. | + +**Table 12-16 – FTU-R CLR message NPar(3) bit definitions** + +| ITU-T G.994.1
SPar(2) bit | Definition of NPar(3) bits | +|------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of six bits. The valid profiles are: 106a, 106b and 212a. Each profile supported by the FTU-R is indicated by setting its corresponding bit to ONE (Note). | + +**Table 12-16 – FTU-R CLR message NPar(3) bit definitions** + +| ITU-T G.994.1
SPar(2) bit | Definition of NPar(3) bits | +|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Duration of Channel Discovery 1-1 | This 8-bit field indicates the minimum duration of the Channel Discovery 1-1 stage expressed in multiple of 8 192 symbol periods with cyclic extension requested by the FTU-R. The valid values are from 1 to 16. The FTU-O shall round up the time to the nearest superframe. | +| CE length multiplier | Each bit of this 9-bit field represents a CE length multiplier m , excluding the default value 10 (see clause 10.4.4). For each CE length multiplier that the FTU-R supports, the corresponding bit shall be set to ONE. | +| Number of symbol periods in TDD frame | Each bit of this 6-bit field represents an MF value other than 36; specifically bit 1 shall be set to ONE indicating the FTU-R supports the MF value 23. Other bits in this 6-bit field are reserved by ITU-T and shall be set to ZERO. | +| CD time out 1 | This 3-bit field shall be coded as an unsigned integer n =7, indicating that the maximum CD_time_out_1 value supported by the FTU-R equals forty seconds. | +| CD time out 2 | This 3-bit field shall be coded as an unsigned integer n =7, indicating that the maximum CD_time_out_2 value supported by the FTU-R equals eighty seconds. | +| NOTE – A list of the profiles supported by the FTU-R is available in the DPU-MIB as FTUR_PROFILES inventory information. | | + +#### 12.3.2.2.1.1 Short CLR messages + +When the SPar(1) bit is set to ONE in a CLR message, the FTU-R is allowed to include only the NPar(2) information, and not include the SPar(2) and NPar(3) information. + +In order to assure that the necessary capabilities information is exchanged prior to an MS message transaction, the FTU-R transmitting a short CLR message shall (in a subsequent transaction and prior to the MS message transaction) send an additional CLR message containing the complete set of NPar(2), SPar(2) and NPar(3) information (see clause 12.3.2.2.1). + +#### 12.3.2.2.2 MS messages + +An FTU-R selecting the ITU-T G.9701 mode of operation in an ITU-T G.994.1 MS message shall set to ONE the ITU-T G.9701 SPar(1) bit as defined in Table 11.0.4 of [[ITU-T G.994.1](#)]. The NPar(2) (Table 11.69 of [[ITU-T G.994.1](#)]) and SPar(2) (Table 11.70 of [[ITU-T G.994.1](#)]) fields corresponding to the ITU-T G.9701 SPar(1) bit are defined in Table 12-17 and Table 12-18, respectively. For each ITU-T G.9701 SPar(2) bit set to ONE, a corresponding NPar(3) field shall also be present (beginning with Table 11.70.1 in clause 9.4 of [[ITU-T G.994.1](#)]). Table 12-19 shows the definitions and coding for the FTU-R MS NPar(3) fields. + +**Table 12-17 – FTU-R MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|-----------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of special probe sequence | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the special sequence indicated in the last previous CL message during Channel Discovery 1-1 and Channel Discovery 1 stages. | + +**Table 12-17 – FTU-R MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|-----------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Default CE length | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ and the CE length SPAr(2) bit shall be set to ZERO. | +| Default number of symbol periods in TDD Frame | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall use the default $M_F$ value 36 and the number of symbol periods in TDD frame SPAr(2) bit shall be set to ZERO. | +| Extended probe sequence length | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall support probe sequence length up to 632. | + +**Table 12-18 – FTU-R MS message SPAr(2) bit definitions** + +| ITU-T G.994.1 SPAr(2) bit | Definition of SPAr(2) bit | +|----------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Always set to ONE. | +| DS transmission band | Always set to ZERO. | +| Number of downstream symbol positions in TDD frame | Always set to ZERO. | +| RFIBANDS | Always set to ZERO. | +| Duration of Channel Discovery 1-1 | Always set to ZERO. | +| CE length | Shall be set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, indicates that the CE length multiplier to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding CE length multiplier NPar(3) field.
If set to ZERO, the default CE length $L_{CP} = m \times N/64$ , where $m = 10$ shall be used. | +| Number of symbol periods in TDD frame | Shall be set to ONE if and only if both the last previous CLR and the last previous CL messages have set this bit to ONE. If set to ONE, indicates that the number of symbol periods in TDD frame to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding NPar(3) field.
If set to ZERO, the mandatory value of $M_F = 36$ shall be used. | +| IARBANDS | Always set to ZERO. | +| Scrambler seed | Always set to ZERO. | +| Special probe sequence | Always set to ZERO. | +| IDS | Always set to ZERO. | +| Number of SOC symbol repetitions ( $R_S$ ) | Always set to ZERO. | + +**Table 12-18 – FTU-R MS message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|--------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Number of DS initialization data symbols ( sds ) | Always set to ZERO. | +| Downstream RMC offset | Always set to ZERO. | +| CD time out |

Shall be set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, indicates that the CD_time_out_1 value and the CD_time_out_2 value to be used by both the FTU-O and the FTU-R shall be communicated in the corresponding CD time out 1 and CD time out 2 NPar(3) fields.

If set to ZERO, the default CD_time_out_1 value of ten seconds and the default CD_time_out_2 value of twenty seconds shall be used.

| + +**Table 12-19 – FTU-R MS message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles |

Each valid profile is represented by one bit in a field of 6 bits. The valid profiles are: 106a, 106b and 212a. The profile selected by the FTU-R is indicated by setting its corresponding bit to ONE.

| +| CE length multiplier |

Each bit of this 9-bit field represents a CE length multiplier m, excluding the default value 10 (see clause 10.4.4). The FTU-R shall indicate the selected CE length multiplier by setting the corresponding bit to ONE. All other bits in this 9-bit field shall be set to ZERO.

The selected CE length multiplier shall be a CE length multiplier that was indicated as a supported value in both the last previous CLR message and the last previous CL message.

| +| Number of symbol periods in TDD frame |

Each bit of this 6-bit field represents an MF value other than 36. The FTU-R shall indicate the selected MF value by setting the corresponding bit to ONE. All other bits of this 6-bit field shall be set to ZERO.

The selected MF value shall be an MF value that was indicated as a supported value in both the last previous CLR message and the last previous CL message.

| + +**Table 12-19 – FTU-R MS message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| CD time out 1 | This 3-bit field shall be coded as an unsigned integer $n=0$ to 7, indicating that the CD_time_out_1 value that shall be used by both the FTU-O and the FTU-R equals $(n+1)$ times five seconds. The CD_time_out_1 value indicated shall not exceed the lowest of the maximum CD_time_out_1 values indicated in the last previous CLR and the last previous CL message.
NOTE – The maximum CD_time_out_1 value indicated in the CLR message is the highest valid value and hence implies no bound on the value indicated in the MS message. | +| CD time out 2 | This 3-bit field shall be coded as an unsigned integer $n=0$ to 7, indicating that the CD_time_out_2 value that shall be used by both the FTU-O and the FTU-R equals $(n+1)$ times ten seconds. The CD_time_out_2 value indicated shall not exceed the lowest of the maximum CD_time_out_2 values indicated in the last previous CLR and the last previous CL message.
NOTE – The maximum CD_time_out_2 value indicated in the CLR message is the highest valid value and hence implies no bound on the value indicated in the MS message. | + +### 12.3.3 Channel discovery phase + +#### 12.3.3.1 Overview + +The channel discovery phase is the first phase when the ITU-T G.9701 signals are exchanged between FTUs. The following tasks are completed during the channel discovery phase: + +Cancelling FEXT from joining lines into active lines + +- Timing recovery and selection of pilot tone(s); +- Establishing communication between the FTU-O and FTU-R over the SOC; +- Exchange information necessary to set up and adjust modulation parameters (transmit PSD, window length, timing advance and others); +- Selection of blackout subcarriers; +- Cancelling FEXT into joining lines; +- Setting up optimized PSDs for both transmission directions. + +The channel discovery phase consists of several stages, all described in the following clauses. + +The following convention is used for the naming of stages of initialization and initialization signals: + +- Stages of initialization are named XXX or O-XXX or R-XXX (e.g., O-VECTOR 1) +- Initialization signals are named O-P-XXX or R-P-XXX (e.g., O-P-VECTOR 1) + +To synchronize different stages of the procedure (i.e., get stages of the initialization synchronously initiated and terminated at both FTU-O and FTU-R), FTU-O sends O-P-SYNCHRO signals. The content of the O-P-SYNCHRO signals is defined in clauses 12.3.3.3 and 12.3.4.3 (for O-P-SYNCHRO 6). + +Figure 12-8 shows the details of the early stages of channel discovery phase, specifically the CHANNEL DISCOVERY 1-1 and CHANNEL DISCOVERY 1 stages. + +![Sequence diagram showing the early stages of the channel discovery phase between Downstream and Upstream nodes. The diagram is divided into three main columns: Downstream SOC content, Downstream Signals (ITU-T G.994.1 handshake), and Upstream Signals (ITU-T G.994.1 handshake) / SOC content. A central vertical axis with red double-headed arrows indicates the sequence of stages: Quiet 1 Stage, O-Vector 1 Stage, Channel discovery 1-1 Stage, Channel discovery 1 Stage, and R-Vector 1 Stage. Downstream signals include O-P-QUIET 1, O-P-VECTOR 1, O-P-CHANNEL-DISCOVERY 1-1, O-P-SYNCHRO 1-1, O-P-CHANNEL-DISCOVERY 1, and O-P-SYNCHRO 1. Upstream signals include R-P-QUIET 1 and R-P-VECTOR 1. Vertical labels on the far left and right indicate the 'CHANNEL DISCOVERY phase (FTU-O)' and 'CHANNEL DISCOVERY phase (FTU-R)' respectively. Shaded boxes indicate idle or reserved states.](2b04e13962c123370e90b83ab666b87f_img.jpg) + +Sequence diagram showing the early stages of the channel discovery phase between Downstream and Upstream nodes. The diagram is divided into three main columns: Downstream SOC content, Downstream Signals (ITU-T G.994.1 handshake), and Upstream Signals (ITU-T G.994.1 handshake) / SOC content. A central vertical axis with red double-headed arrows indicates the sequence of stages: Quiet 1 Stage, O-Vector 1 Stage, Channel discovery 1-1 Stage, Channel discovery 1 Stage, and R-Vector 1 Stage. Downstream signals include O-P-QUIET 1, O-P-VECTOR 1, O-P-CHANNEL-DISCOVERY 1-1, O-P-SYNCHRO 1-1, O-P-CHANNEL-DISCOVERY 1, and O-P-SYNCHRO 1. Upstream signals include R-P-QUIET 1 and R-P-VECTOR 1. Vertical labels on the far left and right indicate the 'CHANNEL DISCOVERY phase (FTU-O)' and 'CHANNEL DISCOVERY phase (FTU-R)' respectively. Shaded boxes indicate idle or reserved states. + +G.9701(14)\_F12-8 + +**Figure 12-8 – The details of early stages of the channel discovery phase** + +Figure 12-9 shows the details of the later stages of channel discovery phase, specifically the CHANNEL DISCOVERY 2 and VECTOR 2 and PARAMETER UPDATE stages. + +![Timing diagram showing the later stages of the channel discovery phase between Downstream (FTU-O) and Upstream (FTU-R) units. The diagram is divided into four main stages: Channel discovery 2, R-Vector 1 -1, Vector 2, and Parameter Update. It shows the sequence of SOC messages and Signals exchanged between the two units.](415e434818c86e65d50bb34de97ea0a3_img.jpg) + +| Downstream | | | | Upstream | | | +|-------------------|-----------------------------------------|-------------------------|---------------------------|-----------------------------------------|---------------------------------------|-------------------| +| SOC messages | Signals | | | Signals | | SOC messages | +| | Early stages of channel discovery phase | | | Early stages of channel discovery phase | | | +| | | O-P-SYNCHRO 1 | | | R-P-VECTOR 1 | | +| O-IDLE | | | Channel discovery 2 Stage | | | R-IDLE | +| O-UPDATE | | O-P-CHANNEL-DISCOVERY 2 | | | R-P-CHANNEL-DISCOVERY 2 | R-MSG 1 | +| O-IDLE | | | | | | R-UPDATE | +| | | O-P-SYNCHRO 2 | | | | | +| O-IDLE | | O-P-VECTOR 1-1 | R-Vector 1 -1 Stage | | R-P-VECTOR 1 -1 | | +| | | O-P-SYNCHRO 3 | | | | | +| O-IDLE | | | | | | R-IDLE | +| O-VECTOR FEEDBACK | | O-P-VECTOR 2 | Vector 2 Stage | | R-P-VECTOR 2 (robust SOC bit mapping) | R-ACK | +| O-IDLE | | | | | | R-IDLE | +| | | O-P-SYNCHRO 3-1 | | | | R-VECTOR FEEDBACK | +| O-IDLE | | O-P-VECTOR 2-1 | | | | R-IDLE | +| | | | | | | R-VECTOR FEEDBACK | +| | | O-P-SYNCHRO 4 | | | | ... | +| O-IDLE | | | | | | R-IDLE | +| O-SNR | | O-P-PRM-UPDATE 1 | Parameter Update Stage | | R-P-PRM-UPDATE 1 | R-SNR | +| O-IDLE | | | | | | R-IDLE | +| | | O-P-SYNCHRO 4-1 | | | | | +| O-IDLE | | | | | | R-IDLE | +| O-PRM | | O-P-PRM-UPDATE 2 | | | R-P-PRM-UPDATE 2 | R-PRM | +| O-IDLE | | | | | | R-IDLE | +| | | O-P-SYNCHRO 5 | | | | | + +Timing diagram showing the later stages of the channel discovery phase between Downstream (FTU-O) and Upstream (FTU-R) units. The diagram is divided into four main stages: Channel discovery 2, R-Vector 1 -1, Vector 2, and Parameter Update. It shows the sequence of SOC messages and Signals exchanged between the two units. + +Figure 12-9 – The details of the later stages of the channel discovery phase + +The detailed descriptions of the SOC messages exchanged and signals transmitted are presented in clauses 12.3.3.2 and 12.3.3.3, respectively. + +#### 12.3.3.1.1 O-VECTOR 1 stage + +The FTU-O transmits a probe sequence over joining lines (sync symbols only are transmitted with non-zero power). + +NOTE – During this stage, the VCE may estimate downstream crosstalk channel couplings from the joining lines into active lines. After transmission of one or more probe sequences, the VCE may compute the new downstream precoder coefficients for cancelling crosstalk from joining line(s) into active lines. Based on the computed precoder coefficients, the VCE may also compute for all active lines new gains and bit loading. The probe sequence used during this stage is determined by the VCE and not communicated to the FTU-R. + +The duration of O-VECTOR 1 is determined by the FTU-O. The FTU-R during this stage is in QUIET mode (no transmission). + +#### 12.3.3.1.2 CHANNEL DISCOVERY 1-1 stage + +The FTU-O continues transmission of sync symbols modulated by probe sequence and transmits SOC symbols over the first $s_{ds-CD-1-1}$ (see clause 12.3.3.3.1) symbol positions of each downstream logical frame (starting from the symbol position with index 0). The SOC channel is active during this stage and shall transmit O-IDLE. The SOC quadrant scrambler operates in reset mode. + +The probe sequence during this stage is determined during ITU-T G.994.1, based on capability reported from the FTU-R of the joining line. This sequence may be different from the one used during O-P-VECTOR 1; if special probe sequence is selected during ITU-T G.994.1, it starts with one to four 0-elements. After the first four elements, no further 0-elements are allowed. + +The FTU-R is silent during this stage. + +NOTE – This stage is intended for the FTU-R to acquire loop timing, including clock recovery, and symbol and TDD frame boundary alignments. It provides FTU-R with signals of predetermined, symbol-by-symbol repeated content (SOC IDLE) to facilitate good conditions for timing recovery. Sync symbol boundary alignment and initial frequency domain equalizer (FEQ) training may also be performed at this stage. The precoder is active during this stage for showtime lines among themselves and for joining lines into the showtime lines. + +The duration of the stage is determined by the FTU-O during ITU-T G.994.1 handshake and may be based on previous requests from FTU-Rs of joining lines. The FTU-O sends O-P-SYNCHRO 1-1 to indicate the end of the stage. + +When a special probe sequence is used for joining lines, the start of O-P-CHANNEL-DISCOVERY 1-1 of all joining lines on which the special probing sequence is enabled shall be aligned. This is necessary to properly estimate the downstream direct channel of the joining lines that support special probe sequences. + +#### 12.3.3.1.3 CHANNEL DISCOVERY 1 stage + +The FTU-O continues transmission of sync symbols modulated by probe sequence and transmits SOC symbols over the first $s_{ds}$ symbol positions of each downstream logical frame. The SOC channel is active during this stage; first O-IDLE is transmitted during all downstream SOC symbols of at least eight superframes and then the FTU-O transmits O-SIGNATURE message in AR mode. The O-SIGNATURE message carries a set of parameters that are required for operation of the FTU-R, such as modulation parameters, probe sequences, initial PSD mask and other (see clause 12.3.3.2). + +To increase robustness, every transmitted SOC symbol shall be repeated $R_s$ times starting from the beginning of the first downstream logical frame of the second superframe of this stage. The number of repetitions, $R_s$ , is communicated to the FTU-R during the ITU-T G.994.1 handshake. Further, each SOC symbol is modulated by a corresponding bit of the IDS (see clause 10.2.2.2). The IDS is communicated to FTU-R during the ITU-T G.994.1 handshake. + +The FTU-R synchronizes with the FTU-O and trains the FEQ. After achieving symbol timing and synchronization to the TDD frame, the FTU-R attempts to decode the O-SIGNATURE. The FTU-R shall stay silent until it successfully decodes O-SIGNATURE. + +NOTE 1 – The SOC signal uses robust bit mapping, repetitions to operate in the presence of strong FEXT from active lines since FEXT from active lines into joining lines is not yet cancelled. The IDS helps to mitigate crosstalk from other joining lines. In some cases, effectively only low-frequency tones can be used for receiving O-SIGNATURE. + +NOTE 2 – To align US transmission of a joining line with active lines, the FTU-O sends to the FTU-R the initial value of the time gap $T_{gl'}$ to be applied between upstream and downstream transmissions. The initial value of the time gap is indicated in O-SIGNATURE message; the time gap is further updated by the FTU-O during later stages of initialization, specifically O-TG-UPDATE message (see clause 12.3.3.2.2) and O-UPDATE message (see clause 12.3.3.2.4). + +NOTE 3 – In O-SIGNATURE, the FTU-O also sends markers that indicate time position of downstream and upstream probe sequences in active lines. + +Upon decoding of O-SIGNATURE message, the FTU-R synchronizes to upstream and downstream probe sequences, applies parameter settings obtained from O-SIGNATURE message, and transitions to R-VECTOR 1 stage. + +#### 12.3.3.1.4 R-VECTOR 1 stage + +After detection of R-P-VECTOR 1, the FTU-O shall stop transmitting O-SIGNATURE message and start to transmit O-IDLE. + +The FTU-O shall estimate the correction to the initial value of the time gap $T_{gl'}$ and communicate the updated time gap $T_{gl'}$ to the FTU-R in the O-TG-UPDATE message. The FTU-O transmits the O-TG-UPDATE message in AR mode. + +The FTU-O continues transmission of sync symbols modulated by probe sequence and transmission of SOC symbols over the first $s_{ds}$ symbol positions of each downstream logical frame. The SOC is active and continues transmission of O-IDLE followed by the O-TG-UPDATE message until the end of this stage. + +The FTU-R transmits upstream sync symbols only modulated by probe sequence. The content of probe sequence, its time position and other transmission parameters shall be those received in O-SIGNATURE. + +NOTE 1 – During this stage, before the upstream symbol alignment becomes sufficiently accurate, upstream FEXT channel estimation might not be necessarily used by the FTU-O to estimate an accurate time gap $T_{gl'}$ . + +Upon receiving the O-TG-UPDATE message, the FTU-R shall transmit upstream sync symbols modulated by probe sequence using the updated value of the time gap $T_{gl'}$ received from the FTU-O in the O-TG-UPDATE message. + +NOTE 2 – During this stage, after the upstream symbol alignment becomes sufficiently accurate after its update via O-TG-UPDATE message, all active lines estimate upstream crosstalk channels from the joining lines, and all joining lines estimate the direct channel and crosstalk channels from both active lines and other joining lines. + +After transmission of one or more probe sequences, the VCE may compute the upstream post-canceller coefficients for active lines and for joining lines (to cancel crosstalk between all active lines and joining line(s)). The necessary FEQ gains for the joining lines and FEQ gain update for active lines are established. + +The FTU-O signals the completion of this stage by sending to the FTU-R an O-P-SYNCHRO 1 signal. After completion of this stage, joining lines can transmit upstream SOC symbols without disturbing transmission over active lines and crosstalk into joining lines is cancelled in the upstream direction. + +R-VECTOR 1 is a sub-stage of Channel Discovery 1 stage (see Figures 12-8 and 12-9). + +### 12.3.3.1.5 CHANNEL DISCOVERY 2 stage + +The FTU-O continues transmission of sync symbols modulated by a probe sequence and transmission of SOC symbols over the first $s_{ds}$ symbol positions of each downstream logical frame. The FTU-R transmits sync symbols modulated by probe sequence and SOC symbols over the first $s_{us}$ symbol positions of each upstream logical frame. + +The SOC is active in both upstream and downstream; at the start of the stage both FTU-O and FTU-R transmits O-IDLE and R-IDLE, respectively. After transmission of R-IDLE, the FTU-R transmits R-MSG 1 message that, besides other parameters, communicates to the FTU-O the local estimate of the electrical length, and other relevant parameters (see clause 12.3.3.2). The FTU-O acknowledges the reception of R-MSG 1 message by transmitting an O-UPDATE message that determines the final value of the electrical length, the final correction of time gap $T_{gl}'$ , and the upstream PSD adjustments (see clause 12.3.3.2.4). The FTU-R acknowledges reception of O-UPDATE message by sending a R-UPDATE message and continues transmission of R-IDLE until the end of the stage. + +The FTU-O determines the duration of the CHANNEL DISCOVERY 2 stage and signals the completion of this stage by sending an O-P-SYNCHRO 2 signal. + +### 12.3.3.1.6 R-VECTOR 1.1 stage + +During R-VECTOR 1.1 stage the FTU-O continues transmission of sync symbols and O-IDLE over the SOC channel. The FTU-R transmits only sync symbols modulated by probe sequence using the updated values of the time gap $T_{gl}'$ and updated values of the transmit PSD, based on the information received from the FTU-O in the O-UPDATE message. + +NOTE – During this stage, the VCE may repeat the procedures used during the R-VECTOR 1 stage to accommodate a new value of $T_{gl}'$ and upstream PSD, and: + +- may estimate crosstalk between all active and all joining lines; +- may compute updates of post-canceller coefficients. + +At the end of the stage, post-canceller coefficients, FEQ gains and bit loading (except joining lines) are updated for all active and joining lines. + +The FTU-O determines the duration of the R-VECTOR 1.1 stage and signals the completion of this stage by sending an O-P-SYNCHRO 3 signal. + +### 12.3.3.1.7 VECTOR 2 stage + +The FTU-O continues transmission of sync symbols modulated by probe sequence and SOC symbols over the first $s_{ds}$ symbol positions of each downstream logical frame. The SOC is active; the FTU-O first transmits O-IDLE and then FTU-O transmits the O-VECTOR-FEEDBACK message that communicates to the FTU-R the requested parameters of the VF sample report and the new upstream SOC tone repetition rate. + +The FTU-R transmits sync symbols modulated by the probe sequence and SOC symbols over the first $s_{us}$ symbol positions in each upstream logical frame (see field 19 of O-SIGNATURE message in Table 12-20 in clause 12.3.3.2.1). The SOC is active; the FTU-R first transmits R-IDLE, and upon reception of O-VECTOR-FEEDBACK message, the FTU-R sends an R-ACK message to indicate correct reception of the message. Upon reception of the R-ACK message, the FTU-O transmits an O-P-SYNCHRO 3-1 signal. Upon reception of the O-P-SYNCHRO-3-1 signal, the FTU-R starts transmission of a sequence of R-VECTOR-FEEDBACK messages containing either clipped error samples or DFT output samples with parameters as requested by the FTU-O and with the SOC modulation using the requested upstream SOC tone repetition rate. + +NOTE – By using the vectoring feedback, the VCE may estimate downstream crosstalk from the active lines into the joining lines and between joining lines, and computes precoder coefficients to cancel the crosstalk from active lines into the joining lines and between joining lines. Based on the computed precoder coefficients, the VCE may compute for all lines PSD updates, new gains and new bit loading for active lines (if required). + +At the end of the stage, the VCE applies precoder coefficients and PSD updates to all active and joining lines. + +The FTU-O determines the duration of the VECTOR 2 stage and indicates the completion of this stage by sending an O-P-SYNCHRO 4 signal. After completion of this stage, any joining lines can transmit downstream and upstream data symbols without disturbing transmission over active lines and with crosstalk from active lines and other joining lines cancelled. + +#### **12.3.3.1.8 PARAMETER UPDATE stage** + +The FTU-O transmits sync symbols modulated by probe sequence and SOC symbols over the first $s_{ds}$ symbol positions of each downstream logical frame. The FTU-R transmits sync symbols modulated by probe sequence and SOC symbols over the first $s_{us}$ symbol positions of each upstream logical frame. The stage is divided into two sub-stages using signals O/R-P-PRM-UPDATE 1 and O/R-P-PRM-UPDATE 2. Division into two stages allows applying different downstream SOC settings before and after SNR measurements. + +The SOC channel is active in both directions. First, both FTU-O and FTU-R transmit O-IDLE and R-IDLE, respectively, and then FTU-O and FTU-R exchange SOC messages O-SNR, R-SNR followed by SOC messages O-PRM, R-PRM to update transmission parameters of FTU-O and FTU-R that includes final set of active subcarriers (MEDLEYus, MEDLEYds), final PSDs for upstream and downstream (MREFPSDus and MREFPSDds), final set of blackout subcarriers, number of pilot symbols, and other parameters (see clause 12.3.3.2). + +NOTE – During this stage, the VCE may compute the necessary updates of PSD and gains for both active lines and joining lines to perform downstream spectrum optimization. For spectrum optimization the VCE may use the channel estimation, precoder coefficients, and SNR values received from the FTU-R. The VCE may also compute the corresponding adjustments in bit loading for all active lines. Implementation of these adjustments may require an OLR in active lines. A time period is assigned at the beginning of the stage for accurate SNR measurement and later for downstream PSD optimization. + +The FTU-O terminates this phase by sending O-P-SYNCHRO 5 signal. + +#### **12.3.3.2 SOC messages transmitted during channel discovery phase** + +The SOC message exchange during the channel discovery phase is presented in Figure 12-10, which also shows the main content/tasks of each message. The detailed definition of each message is presented in clauses 12.3.3.2.1 to 12.3.3.2.10. + +![](e3a3eef92d316db2c9bd020f739c5809_img.jpg) + +| | | +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------| +| O-SIGNATURE
  • - PSD masks (upstream and downstream)
  • - DS PSD descriptor (CDPSDDs)
  • - UPBO parameters
  • - Initial US time gap (T_{g1})
  • - US and DS probe sequences
  • - Time markers for US and DS probe sequences
| | +| O-TG-UPDATE
  • - US time gap T_{g1} correction
| | +| | R-MSG 1
  • - Estimate of electrical length
  • - US PSD descriptor (STARTPSDus)
| +| O-UPDATE
  • - Final electrical length
  • - US PSD ceiling
  • - Final upstream time gap T_{g1} correction
| | +| | R-UPDATE
  • - DS PSD ceiling
  • - Updated US PSD descriptor (CDPSDus)
| +| O-VECTOR-FEEDBACK
  • - Request for vectoring feedback report
  • - SOC tone repetition rate update
| | +| | R-ACK | +| | R-VECTOR-FEEDBACK
  • - Vectoring feedback reports
| +| O-SNR
  • - Downstream SNR request
| | +| | R-SNR
  • - Downstream SNR report
  • - DS blackout subcarriers
| +| O-PRM
  • - DS reference PSD
  • - Proposed MEDLEYus set
  • - MEDLEYds set
  • - US blackout subcarriers
  • - US reference PSD (MREFPSDMASKus)
| | +| | R-PRM
  • - Number of pilot symbols
  • - MEDLEYus set
  • - US reference PSD (MREFPSDus)
| + +G.9701(14)\_F12-10 + +**Figure 12-10 – SOC message exchange during the channel discovery phase** + +### 12.3.3.2.1 O-SIGNATURE + +The O-SIGNATURE message indicates to the FTU-R all main transmission parameters to be used during the initialization. + +**Table 12-20 – O-SIGNATURE message** + +| Field | Field name | Format | +|-------|---------------------------------------------------------------------------------------|----------------------------| +| 1 | Message descriptor | Message code | +| 2 | Supported subcarriers in the downstream direction (SUPPORTEDCARRIERSds set) | TX and RX bands descriptor | +| 3 | Supported subcarriers in the upstream direction (SUPPORTEDCARRIERSus set) | | +| 4 | Downstream transmit PSD mask (PSDMASKds) | PSD descriptor | +| 5 | Upstream transmit PSD mask (PSDMASKus) | | +| 6 | Channel discovery downstream PSD (CDPSDds) | | +| 7 | Parameters for UPBO reference PSD (UPBOPSD) | Three bytes | +| 8 | Downstream minimum SNR margin (MINSNRMds) | Two bytes | +| 9 | Downstream target SNR margin (TARSNRMs) | Two bytes | +| 10 | Downstream transmit window length ( $\beta_{ds}$ ) | One byte | +| 11 | Initial value of the time gap Tg1' | Two bytes | +| 12 | Upstream probe sequence length ( $N_{probe\_us}$ ) | One byte | +| 13 | Upstream probe sequence descriptor | Variable | +| 14 | Reference superframe count ( $CNT_{SF}$ ) | Two bytes | +| 15 | Downstream probe sequence length ( $N_{probe\_ds}$ ) | One byte | +| 16 | Downstream probe sequence descriptor | Variable | +| 17 | Time marker indicating the start of upstream probe sequence | One byte | +| 18 | Time marker indicating the start of downstream probe sequence | One byte | +| 19 | Number of upstream data symbols ( $s_{us}$ ) to be used during the initialization | One byte | +| 20 | Upstream RMC offset | One byte | +| 21 | UPBO reference electrical length (UPBOKLREF) | One byte | +| 22 | Number of downstream initialization data symbols for SNR estimation ( $S_{ds\_snr}$ ) | One byte | +| 23 | Upstream maximum aggregate transmit power (MAXATPus) | 2 bytes | +| 24 | Extended probe sequence option – time marker MSBs | 1 byte | + +Field 1 "Message descriptor" is a unique one-byte code (0016) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Supported subcarriers in the downstream direction (SUPPORTEDCARRIERSds)" conveys indices of all subcarriers that are allocated for transmission in the downstream direction, expressed as a set of bands. Each band is a group of SUPPORTEDCARRIERSds with consecutive indices. The field shall be formatted as "band descriptor", using the format shown in Table 12-21. + +Field 3 "Supported subcarriers in the upstream direction (SUPPORTEDCARRIERSus)" conveys indices of all subcarriers that are allocated for transmission in the upstream direction, expressed as a set of bands. Each band is a group of SUPPORTEDCARRIERSus with consecutive indices. The field shall be formatted as "bands descriptor", using the format shown in Table 12-21. + +**Table 12-21 – Bands descriptor** + +| Byte | Content of field | +|--------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Number of bands to be described. | +| 2-4 | Bits 0-11: Index of the start subcarrier in band 1 (lowest frequency of band 1).
Bits 12-23: Index of the stop subcarrier in band 1 (highest frequency of band 1). | +| 5-7
(if applicable) | Bits 0-11: Index of the start subcarrier in band 2 (lowest frequency of band 2).
Bits 12-23: Index of the stop subcarrier in band 2 (highest frequency of band 2). | +| etc. | etc. | +| NOTE – All values shall be coded as unsigned integers. | | + +The first byte of the descriptor shall contain the number of bands being specified. This number can be within the range from one to 32. Each group of three consecutive bytes shall describe the start and the stop subcarrier index of the band, both within the range from 43 to 4 095. + +Field 4 "Downstream transmit PSD mask (PSDMASKds)", indicates the PSD mask that is allowed in the downstream direction expressed as a set of breakpoints. The "PSD descriptor" format specified in Table 12-22 shall be used. + +**Table 12-22 – PSD descriptor** + +| Byte | Content of field | +|-------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Number of breakpoints being described. | +| 2-4 | Bits 0-11: Subcarrier index of the first breakpoint being described (lowest frequency).
Bits 12-23: PSD level in steps of 0.1 dB with an offset of $-140$ dBm/Hz. | +| 5-7 | Bits 0-11: Subcarrier index of second breakpoint being described.
Bits 12-23: PSD level in steps of 0.1 dB with an offset of $-140$ dBm/Hz. | +| etc. | etc. | +| NOTE 1 – The breakpoints shall be listed in ascending order of subcarriers indices.
NOTE 2 – All values shall be coded as unsigned integers. | | + +The first byte of the descriptor shall contain the number of breakpoints being specified within the range from two to 32. Each group of three consecutive bytes shall describe one breakpoint as a PSD value at a certain subcarrier index. For example, a field value of $320400_{16}$ means a PSD of $320_{16} \times 0.1 - 140 = -60$ dBm/Hz on subcarrier index $400_{16} = 1\,024$ . + +The FTU-O shall comply with the conveyed PSD mask at all times. In addition, FTU-O shall comply with the requirements in the RFI bands and IAR bands determined during the ITU-T G.994.1 handshake phase, as specified in clause 12.3.2.1. The PSD level of intermediate unspecified subcarriers shall be obtained using a linear interpolation between the given PSD points (in dBm/Hz) with the frequency axis expressed in a linear scale. + +The specified breakpoints may be either determined by the DPU-MIB or vendor discretionary. + +NOTE 1 – Breakpoints should be selected such that the PSD between the breakpoints obtained using linear interpolation is sufficiently close to the PSD that is being described. + +Field 5 "Upstream transmit PSD mask (PSDMASKus)" indicates the PSD mask allowed in the upstream direction expressed as a set of breakpoints. The "PSD descriptor" format specified in Table 12-22 shall be used and the number of breakpoints described shall be limited to $\leq 32$ . + +The FTU-R shall comply with the conveyed PSD mask at all times. In addition, FTU-R shall comply with the requirements in the RFI bands and IAR bands determined during the ITU-T G.994.1 handshake phase, as specified in clause 12.3.2.1, and with the UPBO requirements, which may further reduce the upstream transmit PSD, as specified in clause 7.3.1.4. + +Field 6 "Channel discovery downstream PSD (CDPSDds)" indicates the PSD at the U interface in the downstream direction during the early stages of the channel discovery phase (see clause 12.3.3.3) using breakpoints. The "PSD descriptor" format specified in Table 12-22 shall be used, and the number of breakpoints being described shall be from 2 to 32. The only valid PSD values obtained by the receiver using the interpolation procedure specified are for those subcarriers that belong to the SUPPORTEDCARRIERs set, excluding the RFIBANDS and IARBANDS communicated during the ITU-T G.994.1 handshake phase; PSD values out of this set shall be ignored by the receiver. The valid CDPSDds values shall be below the downstream transmit PSD mask (Field 4). The FTU-O shall set the CDPSDds breakpoints such that the valid values of CDPSDds obtained by the receiver either directly or by interpolation do not deviate from the actual values of the transmit PSD, as measured on the reference impedance at the U interface, by more than 1 dB. If 32 breakpoints are insufficient to describe the entire SUPPORTEDCARRIERs set, the field shall indicate the CDPSDds starting from the lowest index of the SUPPORTEDCARRIERs set and cover as much spectrum as possible. + +Field 7 "UPBO reference PSD (UPBOPSD)" contains the parameters to compute the reference PSD that shall be used for the calculation of UPBO as specified in clause 7.3.1.4. A set of UPBOPSD parameters ( $a'$ , $b'$ ) is defined for the entire upstream band. The values of $a'$ and $b'$ shall be coded as 12-bit unsigned integers and formatted as shown in Table 12-23. + +**Table 12-23 – UPBOPSD descriptor** + +| Byte | Content of field | +|------|-------------------------------------------------------| +| 1-3 | bits 0-11: value of $a'$
bits 12-23: value of $b'$ | + +The value of $a$ is obtained by multiplying $a'$ by 0.01 and adding it to 40. The range of values for $a$ is between 40 and 80.95. The value of $b$ is obtained by multiplying $b'$ by 0.01. This allows values of $b$ between 0 and 40.95 (see clause 7.3.1.4). In case UPBO shall not be applied, all 12 bits representing values $a'$ and $b'$ shall be set to ZERO (which corresponds to $a = 40$ , $b = 0$ ). + +Field 8 "Downstream minimum SNR margin (MINSNRMds)" is the minimum SNR margin the FTU-R shall tolerate. MINSNRMds is used by the FTU-R in the generation of a loss-of-margin (*lom*) defect (see clause 11.3.1.3). The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and a valid range between 0 and 31 dB. + +Field 9 "Downstream target SNR margin (TARSNRMds)" indicates the target SNR margin of the FTU-R receiver. This is the SNRM value that the FTU-R receiver shall achieve, or better, to successfully complete the initialization. The format used shall be the same as for field 8. + +Field 10 "Downstream transmit window length ( $\beta_{ds}$ )" shall contain the length of the downstream transmit window, ( $\beta_{ds}$ ), expressed in samples at the reference sampling rate $2N \times \Delta f$ corresponding to the used IDFT size. The valid values shall be as defined in clause 10.4.4 and coded as an 8-bit unsigned integer. + +Field 11 "Initial value of the time gap $T_{gl'}$ " indicates the time gap $T_{gl'}$ to be used by the FTU-R at the start of R-P-VECTOR 1 stage. The value shall be expressed in number of samples at the reference sampling rate ( $2N \times \Delta f$ ) corresponding to the used IDFT size ( $N$ ). The value shall be coded as a 16-bit unsigned integer. + +NOTE 2 – The initial value of the time gap is determined by the VCE to cover the expected range of the loop length for a particular DP. An initial value that corresponds to maximum expected loop length is recommended. + +Field 12 "Upstream probe sequence length ( $N_{probe\_us}$ )" defines the length of the upstream probe sequence (see clause 10.2.2.1). If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the valid values of $N_{probe\_us}$ are all multiples of 4 from 4 to 128. The value shall be coded as an 8-bit unsigned integer. + +If extended probe sequence length is selected in the ITU-T G.994.1 MS message, the valid values of $Nprobe\_us$ are all multiples of 4 from 4 to 632. The value shall be coded as an 8-bit unsigned integer $NPC\_us$ using the following rule: + +- $Nprobe\_us = NPC\_us$ , if $NPC\_us \leq 128$ +- $Nprobe\_us = 128 + 4 \times (NPC\_us - 128)$ , if $128 < NPC\_us \leq 254$ + +The $NPC\_us$ value 255 is reserved by ITU-T. + +Field 13 "Upstream probe sequence descriptor" defines the probe sequence allocated by the VCE to be modulated on the upstream sync symbols. The format is a binary string of length $2 \times Nprobe\_us$ bits (see clause 10.2.2.1), with the first element of the probe sequence (element with index zero) mapped on bits [1:0] of the first byte in this field, second element mapped on bits [3:2] of the first byte of this field, etc., and the last element of the probe sequence (element index $Nprobe\_us - 1$ ) mapped on the two MSBs of the last byte of the field. The bytes shall be transmitted in the order of increasing indices, i.e., the byte containing the element with index 0 is transmitted first. The length of the field shall be derived from Field 12 as $Nprobe\_us/4$ bytes. The elements of the probe sequence shall be represented: + +00 – for 0 + +01 – for 1 + +10 – for -1 + +11 – invalid. + +Field 14 "Reference superframe count" carries the superframe count ( $CNT_{sr}$ ) of the superframe in which O-P-SYNCHRO 1-1 signal was sent. The count shall be coded as a 16-bit unsigned integer. + +Field 15 "Downstream probe sequence length ( $Nprobe\_ds$ )" defines the length of the downstream probe sequence (see clause 10.2.2.1). If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the valid values of $Nprobe\_ds$ are all multiples of 4 from 4 to 128. The value shall be coded as an 8-bit unsigned integer. + +If extended probe sequence length is selected in the ITU-T G.994.1 MS message, the valid values of $Nprobe\_ds$ are all multiples of 4 from 4 to 632. The value shall be coded as an 8-bit unsigned integer $NPC\_ds$ using the following rule: + +- $Nprobe\_ds = NPC\_ds$ , if $NPC\_ds \leq 128$ +- $Nprobe\_ds = 128 + 4 \times (NPC\_ds - 128)$ , if $128 < NPC\_ds \leq 254$ + +The $NPC\_ds$ value 255 is reserved by ITU-T. + +Field 16 "Downstream probe sequence descriptor" defines the probe sequence allocated by the VCE to be modulated on the sync symbols from the beginning of the O-P-CHANNEL DISCOVERY 2 signal. The format is a binary string of length $2 \times Nprobe\_ds$ bits, with the first element of the probe sequence (element with index 0) mapped on bits [1:0] of the first byte in this field, second element mapped on bits [3:2] of the first byte of this field, etc., and the last element of the probe sequence (element index $Nprobe\_ds - 1$ ) mapped on the two MSBs of the last byte of the field. The bytes shall be transmitted in the order of increasing indices, i.e., the byte containing the element with index 0 is transmitted first. The length of the field shall be derived from field 15 as $Nprobe\_ds/4$ bytes. The elements of the probe sequence shall be represented: + +00 – for 0 + +01 – for 1 + +10 – for -1 + +11 – invalid. + +Field 17 "Time marker indicating the start of upstream probe sequence" indicates the index of the upstream probe sequence element that would have been transmitted at the superframe in which O-P-SYNCHRO 1-1 signal was sent (assuming that the length of probe sequence is as defined in field 12). If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the index shall be coded as an 8-bit unsigned integer within the range from 0 to 127. + +If Extended probe sequence length is selected in the ITU-T G.994.1 MS message, the index shall be coded as a 10-bit unsigned integer within the range from 0 to 631 and coded as [u9 u8 u7 u6 u5 u4 u3 u2 u1 u0], where the two MSBs [u9 u8] are conveyed in field 24 and the eight LSBs [u7 u6 u5 u4 u3 u2 u1 u0] and are conveyed in field 17. + +Field 18 "Time marker indicating the start of downstream probe sequence" indicates the index of the downstream probe sequence element that was transmitted at the superframe in which the O-P-SYNCHRO 1-1 signal was sent (assuming that the length of probe sequence is as defined in field 15). If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, the index shall be coded as an 8-bit unsigned integer within the range from 0 to 127. + +If Extended probe sequence length is selected in the ITU-T G.994.1 MS message, the index shall be coded as a 10-bit unsigned integer within the range from 0 to 631 and coded as [d9 d8 d7 d6 d5 d4 d3 d2 d1 d0], where the two MSBs [d9 d8] are conveyed in field 24 and the eight LSBs [d7 d6 d5 d4 d3 d2 d1 d0] are conveyed in field 18. + +Field 19 "Number of upstream data symbols ( $s_{us}$ ) to be used during the initialization" indicates the value of $s_{us}$ to be used by the FTU-R during the channel discovery phase, as defined in clause 12.3.3.3.5.2. It shall be coded as a 6-bit unsigned integer within the range from 3 to $M_{us}$ . + +Field 20 "Upstream RMC offset" indicates the upstream RMC offset (see clause 10.5.1) represented in number of symbols as a 6-bit unsigned integer. The valid range and settings shall comply with the condition described in clause 10.5.1 using the value of $M_{ds}$ indicated in the ITU-T G.994.1 CL message. + +Field 21 "UPBO reference electrical length (UPBOKLREF)" contains the $kl_{0\_REF}$ parameter for the calculation of UPBO as specified in clause 7.3.1.4.2.2 for the entire upstream band. + +The value shall be coded as an 8-bit unsigned integer with a LSB weight of 0.1 dB. The valid range of values is from 0 to 25.5 dB with a 0.1 dB step. The use of the special value 0 is described in clause 7.3.1.4.2.2. + +Field 22 "Number of downstream initialization data symbols for SNR estimation ( $S_{ds\_snr}$ )" conveys the number of downstream data symbols in a logical frame that may be used during the initialization for SNR estimation starting from the O-P-PRM-UPDATE 1. The value of $S_{ds\_snr}$ shall be higher or equal to downstream $MNDSNOI$ . The value shall be coded as an 8-bit unsigned integer. The valid range of values is from 4 to 32. + +NOTE – The DRA should configure the other showtime lines in the vectoring group to transmit at least $S_{ds\_snr}$ data symbols during the first symbol positions in the downstream logical frame. + +Field 23 "Upstream Maximum Aggregate Transmit Power (MAXATPus)" is the maximum value of the aggregate transmit power during initialization and the maximum value of the ACTATPus (see clause 11.4.1.5) during showtime that the FTU-R shall be allowed to transmit. The field shall be formatted as a 16-bit signed integer with LSB weight of 0.1 dBm and a valid range from -31 to 31 dBm. + +Field 24 "Extended probe sequence length option – time marker MSBs" + +If extended probe sequence length is not selected in the ITU-T G.994.1 MS message, this field shall be set to zero. + +If extended probe sequence length is selected in the ITU-T G.994.1 MS message, this field contains the MSBs of the upstream and downstream time markers. The field shall be coded as [0000 d9 d8 u9 + +u8], where d9, d8 and u9, u8 are the MSBs of downstream and upstream time markers, respectively (see fields 17 and 18). + +### 12.3.3.2.2 O-TG-UPDATE + +The O-TG-UPDATE message provides the FTU-R with an update for $T_{gl'}$ time gap value. + +**Table 12-24 – O-TG-UPDATE message** + +| Field | Field name | Format | +|-------|------------------------------------------|--------------| +| 1 | Message descriptor | Message code | +| 2 | Time gap correction ( $\Delta T_{gl'}$ ) | Two bytes | + +Field 1 "Message descriptor" is a unique one-byte code ( $01_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Time gap correction ( $\Delta T_{gl'}$ )" indicates the correction of the time gap $T_{gl'}$ relative to the current $T_{gl'}$ value expressed in number of samples at the reference sampling rate corresponding to the used IDFT size. The new value of $T_{gl'}$ is equal to the current value of $T_{gl'}$ plus $\Delta T_{gl'}$ . The value shall be encoded in a 16-bit field using two's complement format. + +### 12.3.3.2.3 R-MSG 1 + +The R-MSG 1 message provides FTU-O with FTU-R parameters that are relevant to continue the initialization. + +**Table 12-25 – R-MSG 1 message** + +| Field | Field name | Format | +|-------|--------------------------------------------------|----------------| +| 1 | Message descriptor | Message code | +| 2 | Estimate of electrical length | Two bytes | +| 3 | Startup upstream PSD (STARTPSDus) | PSD descriptor | +| 4 | Upstream transmit window length ( $\beta_{us}$ ) | One byte | +| 5 | DS SOC symbol repetition rate (R) | One byte | +| 6 | DRR configuration data | Two bytes | + +Field 1 "Message descriptor" is a unique one-byte code ( $80_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Estimate of electrical length" conveys the estimate of the electrical length, expressed in dB (see clause 7.3.1.4.2.1), as determined by the FTU-R. The value shall be coded as a 16-bit number with LSB weight of 0.1 dB. The valid range of the electrical length is from 0 dB to 128 dB in 0.1 dB steps. Using this estimate of the electrical length, the FTU-R shall derive the initial upstream power back-off mask (UPBOMASK), as described in clause 7.3.1.4.2.2. + +Field 3 "Startup upstream PSD (STARTPSDus)" indicates the PSD at the U interface transmitted in the upstream direction during the Channel Discovery 1 stage. The "PSD descriptor" format specified in Table 12-22 shall be used, and the number of breakpoints being described shall be from 2 to 32. The only valid PSD values obtained by the receiver using the interpolation procedure specified are those for subcarriers that belong to the SUPPORTEDCARRIERus set, excluding the RFIBANDS and IARBANDS communicated during the ITU-T G.994.1 handshake phase; PSD values out of this set shall be ignored by the receiver. The STARTPSDus values shall be less than or equal to the PSDMASKus (field 5 of O-SIGNATURE message), and below the initial UPBOMASK that corresponds to the electrical length value defined in field 2. The valid values of STARTPSDus, either those which are directly communicated or those obtained at the receiver by interpolation, shall not + +deviate from the actual value of the transmit PSD, as measured in the reference impedance at the U interface, by more than 1 dB. + +Field 4 "Upstream transmit window length ( $\beta_{us}$ )" contains the length of the transmit window that shall be used in the upstream direction during the initialization and showtime. The value shall be expressed in the samples of the upstream sampling rate corresponding to the profile used (communicated during the ITU-T G.994.1 handshake phase). The range of valid values and format shall be the same as for field 10 of the O-SIGNATURE message. + +Field 5 "DS SOC symbol repetition rate (R)" indicates the recommended DS SOC symbol repetition rate to be used in subsequent initialization procedures (valid values are defined for the ITU-T G.994.1 handshake – see Table 12-10). A special value FF16 indicates that FTU-R has no particular recommendation. + +Field 6 "DRR configuration data" is two bytes long and conveys the FTU-R DRR configuration data (as received from the L2+ function at the FTU-R). Based on this information, the DRA determines the size ( $N_{RM}$ ) of the resources metric in the RMC upstream dynamic resource report (DRRus) command sent in the upstream RMC (see Table 9-17). The DRA includes the value of $N_{RM}$ in DRRus.request ( $N_{DRR}$ , $N_{RM}$ ) sent to the FTU-O (see Table 8-3). The FTU-O may use the value of $N_{RM}$ to determine the upstream $K_{RMC}$ to be conveyed in O-PMS message. The DRR configuration data shall be represented as two-byte field, formatted as defined in Table Y.2. + +#### 12.3.3.2.4 O-UPDATE + +The O-UPDATE message is a response to R-MSG 1 message. It provides the FTU-R with an update for transmission parameters. + +**Table 12-26 – O-UPDATE message** + +| Field | Field name | Format | +|-------|------------------------------------------------|--------------| +| 1 | Message descriptor | Message code | +| 2 | Final electrical length | Two bytes | +| 3 | Upstream PSD ceiling (MAXMASKus) | Two bytes | +| 4 | Final time gap correction ( $\Delta T_{gl'}$ ) | Two bytes | + +Field 1 "Message descriptor" is a unique one-byte code (0216) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Final electrical length" contains the electrical length expressed in dB (see clause 7.3.1.4.2.2) that the FTU-R shall use to set its upstream PSD starting from the R-P-VECTOR 1-1 signal of initialization. The value shall be coded as a 16-bit number. The valid range of values is from 0 dB to 128 dB with a 0.1 dB step. This value may be same or different from the value reported by the FTU-R in R-MSG 1 message and shall be used by the FTU-R to determine the final UPBOMASK, as specified in clause 7.3.1.4.2.2. This updated UPBOMASK shall be used to form the upstream PSD mask applied to CDPsDus and MREFPsDus (field 3 of R-UPDATE message and field 3 of R-PRM message). + +Field 3 "Upstream PSD ceiling (MAXMASKus)" indicates the PSD ceiling level of the upstream transmit PSD mask. If this level is lower than the PSDMASKus indicated in O-SIGNATURE, the FTU-R shall apply this ceiling level to PSDMASKus. Otherwise, the FTU-R shall ignore this field and continue with PSDMASKus. This ceiling level shall be used to form the upstream PSD mask applied to CDPsDus and MREFPsDus (field 3 of R-UPDATE message and field 3 of R-PRM message). This field shall be coded as a 16-bit value with LSB weight of –0.1 dB. The valid range is from 0 dBm/Hz to –90 dBm/Hz. A special value 100016 shall indicate no limit to the upstream PSD ceiling level (under the constraints of the upstream transmit PSD mask). + +Field 4 "Final time gap correction $\Delta T_{g1'}$ " indicates the final correction of the time gap $T_{g1'}$ relative to the current $T_{g1'}$ value expressed in samples, at the sampling rate corresponding to the used IDFT size. The new value of $T_{g1'}$ is equal to the current value of $T_{g1'}$ plus $\Delta T_{g1'}$ . The value shall be encoded in a 16-bit field using two's complement format. + +#### 12.3.3.2.5 R-UPDATE + +The R-UPDATE message is a response to an O-UPDATE message. It provides the FTU-O with updated parameters. + +**Table 12-27 – R-UPDATE message** + +| Field | Field name | Format | +|-------|------------------------------------------|----------------| +| 1 | Message descriptor | Message code | +| 2 | Downstream PSD ceiling (MAXMASKds) | Two bytes | +| 3 | Channel Discovery upstream PSD (CDPSDus) | PSD descriptor | + +Field 1 "Message descriptor" is a unique one-byte code ( $81_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Downstream PSD ceiling (MAXMASKds)" indicates the PSD ceiling level of the downstream transmit PSD mask. If this level is lower than the PSDMASKds indicated in O-SIGNATURE, the FTU-O shall apply this new ceiling level to PSDMASKds. Otherwise, the FTU-O shall ignore this field and continue with PSDMASKds. This ceiling level shall be used to form the downstream PSD mask applied to V2PSDds. This field shall be coded as a 16-bit value with LSB weight of $-0.1$ dB. The valid range is from $0$ dBm/Hz to $-90$ dBm/Hz. A special value $1000_{16}$ shall indicate no limit to the downstream PSD ceiling level (under the constraints of the downstream transmit PSD mask). + +Field 3 "Channel Discovery upstream PSD (CDPSDus)" indicates the PSD at the U interface transmitted in the upstream direction during the R-VECTOR 1.1 stage. The "PSD descriptor" format specified in Table 12-22 shall be used, and the number of breakpoints being described shall be from two to 32. The only valid PSD values obtained by the receiver using the interpolation procedure specified are those for subcarriers that belong to the SUPPORTEDCARRIERSus set, excluding the RFIBANDS and IARBANDS communicated during the ITU-T G.994.1 handshake phase; PSD values out of this set shall be ignored by the receiver. The CDPSDus values shall be below the PSDMASKus (field 5 of O-SIGNATURE message) updated by applying the upstream PSD ceiling MAXMASKus, and below the final UPBOMASK that corresponds to the electrical length value defined in field 2 of O-UPDATE message. The valid values of CDPSDus, either those which are directly communicated or those obtained at the receiver by interpolation, shall not deviate from the actual value of the transmit PSD, as measured in the reference impedance at the U interface, by more than 1 dB. + +#### 12.3.3.2.6 O-VECTOR-FEEDBACK + +The O-VECTOR-FEEDBACK message defines the required parameters of vectoring feedback report. + +**Table 12-28 – O-VECTOR-FEEDBACK message** + +| Field | Field name | Format | +|-------|-------------------------------------|-------------------------------------------| +| 1 | Message descriptor | Message code | +| 2 | Vectoring report control parameters | Vectoring report configuration descriptor | + +**Table 12-28 – O-VECTOR-FEEDBACK message** + +| Field | Field name | Format | +|-------|----------------------------------------------------------------|-----------| +| 3 | Reference superframe count | Two bytes | +| 4 | US SOC tone repetition rate ( $p_{us}$ ) | One byte | +| 5 | VFRB update parameters ( $q$ , $s$ and reporting mode ) | One byte | +| 6 | LSBs of VFRB shift period ( $z$ ) | One byte | +| 7 | Vectored bands | Variable | +| 8 | MSBs of VFRB shift period ( $z$ ) | One byte | + +Field 1 "Message descriptor" is a unique one-byte code (0316) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Vectoring feedback report control parameters" indicates values of the vectoring feedback report control parameters requested by the FTU-O for the FTU-R to apply in the vectoring feedback report. The format of the control parameters shall be as defined in the vectoring feedback report configuration descriptor, Table 11-41. + +Field 3 "Reference superframe count" indicates the superframe count from which the report shall start ( $CNT_{SF0}$ ), as defined in clause 10.3.2.5.2. The count shall be coded as a two-byte unsigned integer. + +Field 4 "US SOC tone repetition rate ( $p_{us}$ )" indicates the tone repetition rate ( $p_{us}$ ) of SOC normal bit mapping to be used by the FTU-R for vectoring feedback reporting in the subsequent R-VECTOR-FEEDBACK message. The field shall contain the upstream value $p_{us}$ defined in clause 10.2.2.2.1, coded as an 8-bit unsigned integer. + +Field 5 "VFRB update parameters ( $q$ , $s$ and *reporting mode*)" indicates control parameters $q$ (VF sample update period) and $s$ (frequency shift step) facilitating, respectively, VFRB time identification (see clause 10.3.2.5.2) and VFRB frequency identification (see clause 10.3.2.5.1). Bits [3:0] indicate the value of $q$ coded as a 4-bit unsigned integer, and bits [7:5] indicate the value of $s$ coded as a 3-bit unsigned integer. Bit [4] indicates the reporting mode. If set to 1, the VFRB shall contain DFT output samples, otherwise the VFRB shall contain clipped error samples. Other bits are reserved by ITU-T. + +Field 6 "LSBs of VFRB shift period ( $z$ )" indicates the 8 LSBs of the control parameter facilitating VFRB time identification (see clause 10.3.2.5.2) that is coded as a 16-bit unsigned integer. The 8 MSBs are indicated in field 8 of the O-VECTOR-FEEDBACK message. + +Field 7 "Vectored bands" describes the number of vectored bands and the start and stop frequencies of the vectored bands requested in VFRB represented in a format of band descriptor (see Table 12-21). The size of the field depends on the number of reported vectored bands. + +Field 8 "MSBs of VFRB shift period ( $z$ )" indicates the 8 MSBs of the control parameter facilitating VFRB time identification. If extended probe sequence length is not selected in the G.994.1 MS message, field 8 is set to 0. + +### 12.3.3.2.7 R-ACK + +R-ACK is a one-byte SOC message that acknowledges correct reception of the O-VECTOR-FEEDBACK message. The format shall be as defined in Table 12-29. + +**Table 12-29 – R-ACK message** + +| Field | Field name | Format | +|-------|--------------------|--------------| +| 1 | Message descriptor | Message code | + +Field 1 "Message descriptor" is a unique one-byte code ( $82_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +### 12.3.3.2.8 R-VECTOR-FEEDBACK + +The R-VECTOR-FEEDBACK message delivers the vectoring feedback report. While receiving O-P-VECTOR 2 the FTU-R should avoid changing receiver parameters that may have an impact on the vectoring feedback reporting. + +NOTE – Receiver parameters may include FEQ. + +**Table 12-30 – R-VECTOR-FEEDBACK message** + +| Field | Field name | Format | +|-------|-------------------------|-----------------| +| 1 | Message descriptor | Message code | +| 2 | Superframe count | Two bytes | +| 3 | Vectoring feedback data | $N\_VFRB$ bytes | + +Field 1 "Message descriptor" is a unique one-byte code ( $83_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Superframe count" indicates the count of the superframe of the sync symbol to which the report relates. The count shall be coded as a 16-bit unsigned integer. + +Field 3 "Vectoring feedback data" indicates the reported set of VF samples requested by the FTU-O with parameters defined in fields 2, 5, 6 and 7 of the O-VECTOR-FEEDBACK message. The reported VF data shall use the VFRB format defined in clause 10.3.2.4.1. + +### 12.3.3.2.9 O-SNR + +The O-SNR message requests the downstream SNR. + +**Table 12-31 – O-SNR message** + +| Field | Field name | Format | +|-------|----------------------------|------------------------| +| 1 | Message descriptor | Message code | +| 2 | Request for downstream SNR | SNR request descriptor | + +Field 1 "Message descriptor" is a unique one-byte code ( $04_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Request for downstream SNR" indicates the set of subcarriers for which the downstream SNR report shall be delivered in R-SNR message. The requested set of subcarriers for which SNR shall be reported shall have a format as presented in Table 12-32. + +**Table 12-32 – SNR request descriptor** + +| Byte | Content of field | +|---------------------|------------------------------------------------------------------------------------------------------------------| +| 1 | Number of bands SNR shall be reported.
Valid values are from 0 to 8. | +| 2-4 | Bits 0-11: index of the lowest frequency tone of band 1
Bits 12-23: index of highest frequency tone of band 1 | +| 5-7 (if applicable) | Bits 0-11: index of the lowest frequency tone of band 2
Bits 12-23: index of highest frequency tone of band 2 | +| etc. | etc. | + +**12.3.3.2.10 R-SNR** + +The R-SNR message reports the downstream SNR. + +**Table 12-33 – R-SNR message** + +| Field | Field name | Format | +|-------|------------------------------------------|------------------------------------------------------------------------------------------------------------------------------| +| 1 | Message descriptor | Message code | +| 2 | Downstream SNR report | $N_{SNR}$ bytes, where $N_{SNR}$ is the number of subcarriers on which the SNR is requested in field#2 of the O-SNR message. | +| 3 | DS SOC tone repetition rate ( $p_{ds}$ ) | One byte | +| 4 | BLACKOUTds set | Tone descriptor | + +Field 1 "Message descriptor" is a unique one-byte code ( $84_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Downstream SNR report" contains the downstream SNR report requested by the FTU-O in the format defined for the O-SNR message. The reported value of the SNR for a particular subcarrier shall be coded as an 8-bit unsigned integer $A$ using the rule $SNR = -32 + (A/2)$ dB. This format supports SNR range from $-32$ dB to $+95$ dB with the granularity of $0.5$ dB. Values of SNR that exceed $95$ dB shall be reported as $95$ dB and values of SNR that are lower than $-32$ dB shall be reported as $-32$ dB. The bytes representing $SNR(k)$ values for different subcarriers shall be transmitted in ascending order of subcarrier index $k$ , for the set as requested in field 2 of the O-SNR message. Subcarriers in the set for which SNR estimation is not available shall be set to $FF_{16}$ . The values of SNR for the subcarriers that are not in the set shall not be reported. + +Field 3 "DS SOC tone repetition rate ( $p_{ds}$ )" indicates the tone repetition rate ( $p_{ds}$ ) of SOC normal bit mapping to be used by the FTU-O in subsequent SOC messages. The field shall contain the downstream value $p_{ds}$ defined in clause 10.2.2.2.1, coded as an 8-bit unsigned integer. + +Field 4 "BLACKOUTds set" indicates the set of downstream blackout subcarriers using a tone descriptor format presented in Table 12-34. + +**Table 12-34 – Tone descriptor** + +| Byte | Content of field | +|------------------------|-----------------------------------------------------------| +| 1 | Number of tones | +| 2 to 4 (if applicable) | Bits 0-11: index of tone 1
Bits 12-23: index of tone 2 | +| 5 to 7 (if applicable) | Bits 0-11: index of tone 3
Bits 12-23: index of tone 4 | +| etc. (if applicable) | etc. | + +The first byte of the tone descriptor shall contain the number of tones selected by the FTU-R. If this number is zero, there shall be no further bytes in the descriptor. If the number of tones is not equal to zero, each group of three consecutive bytes in the descriptor describes two tones. For example, a field value 40020016 means tone 20016 = 512 and tone 40016 = 1 024. If the number of tones is odd, the last 12 bits in the last field shall be set to ZERO. The FTU-O shall support 255 downstream blackout subcarriers. + +#### 12.3.3.2.11 O-PRM + +The O-PRM message provides the FTU-R parameter update. + +**Table 12-35 – O-PRM message** + +| Field | Field name | Format | +|-------|----------------------------------------------|-----------------| +| 1 | Message descriptor | Message code | +| 2 | Proposed MEDLEY set of active US subcarriers | Band descriptor | +| 3 | Final MEDLEY set of active DS subcarriers | Band descriptor | +| 4 | FTU-R Rx gain update | Gain descriptor | +| 5 | BLACKOUTus set | Tone descriptor | +| 6 | US reference PSDMASK (MREFPSDMASKus) | PSD descriptor | +| 7 | Request for retrain | One byte | + +Field 1 "Message descriptor" is a unique one-byte code (0516) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Proposed MEDLEY set of active US subcarriers" includes a complete set of upstream MEDLEY subcarriers using the band descriptor presented in Table 12-21, along with all subcarriers from the BLACKOUTus set (field 5) that fall within the range of frequencies for the included complete set of upstream MEDLEY subcarriers. This set is proposed to the FTU-R to constrain the upstream MEDLEY set. + +Field 3 "Final MEDLEY set of active DS subcarriers" includes a complete set of downstream MEDLEY subcarriers using the band descriptor presented in Table 12-21, along with all subcarriers from the BLACKOUTds set (R-SNR message, field 4) that fall within the range of frequencies for the included complete set of downstream MEDLEY subcarriers. The final MEDLEY set of active DS subcarriers shall consist of all subcarriers included in this field except the BLACKOUTds subcarriers. + +Field 4 "FTU-R Rx gain update" indicates the gain compensation factor per subcarrier to be applied by the FTU-R to its receiver stage to accommodate the transition from PRMPSDds (used during the PRM-UPDATE stage) to MREFPSDds (used during Channel Analysis & Exchange phase). The field shall be encoded as gain descriptor as defined in Table 12-36. The gain descriptor contains the gain compensation factors for a range of subcarriers in the MEDLEY set. Each subcarrier of the MEDLEYset is referenced by a MEDLEYset index, *m*, corresponding to its position in the + +MEDLEYset, i.e., $m = 0$ is the index of first subcarrier in the MEDLEYset, $m = 1$ is the index of the second one, etc. The bytes 1 & 2 of the gain descriptor contain the index $m$ of the first subcarrier of the range and the byte 3 & 4 contain the index $m$ of the last subcarrier of the range. The following bytes contain the gain compensation factors of subcarriers arranged by ascending index $m$ , expressed in dB. Each gain compensation factor expressed in dB shall be coded as an 8-bit unsigned integer, representing valid values $-25.4$ dB to $+25.4$ dB in increments of $0.2$ dB (the values 0, 127 and 254 correspond to gain compensation factors of $-25.4$ dB, 0 dB, and $+25.4$ dB, respectively). The value 255 shall be a special value to indicate that the subcarrier does not carry any power. The compensation factor of the subcarriers outside of the range specified in the gain descriptor shall be 0 dB. To implement the FTU-R Rx Gain update, the FTU-R shall multiply its current settings of the gain stage in the receiver, for any subcarrier $i$ in the MEDLEYds set, by its gain compensation factor. + +The increase of the aggregate received power at the U-R interface at the transition from PRMPSDds to MREFPSDds shall not exceed 0.1 dB. + +NOTE – The VCE may apply the following constraint to accommodate the above requirement: + +$$\sum_i \left| \frac{1}{\text{gain compensation factor at the } i - \text{th subcarrier}} \right|^2 \leq 1.0233$$ + +**Table 12-36 – Gain descriptor** + +| Byte | Content of the field | +|----------------------------------------------------------------------------------------|-------------------------------------------------------------------------| +| 1-2 | MEDLEYds set index ( $m_0$ ) of first subcarrier described | +| 3-4 | MEDLEYds set index ( $m_1$ ) of last subcarrier described | +| 5 | Gain compensation factor for subcarrier with MEDLEYds set index $m_0$ | +| 6 | Gain compensation factor for subcarrier with MEDLEYds set index $m_0+1$ | +| ... | .... | +| $5+m_1-m_0$ | Gain compensation factor for subcarrier with MEDLEYds set index $m_1$ | +| NOTE – The gain compensation factor shall be included by ascending MEDLEYds set index. | | + +Field 5 "BLACKOUTus set" indicates the set of upstream blackout subcarriers using a tone descriptor format presented in Table 12-34. + +The first byte of the tone descriptor shall contain the number of tones selected by the FTU-O. If this number is zero, there shall be no further bytes in the descriptor. If the number of tones is not equal to zero, each group of three consecutive bytes in the descriptor describes two tones. If the number of tones is odd, the last 12 bits in the last field shall be set to ZERO. The FTU-R shall support 255 upstream blackout subcarriers. + +Field 6 "Upstream reference PSDMASK (MREFPSDMASKus)" indicates the MREFPSDMASKus as defined in clause 7.3.2 (Table 7-1) on all proposed MEDLEYus subcarriers indicated in field 2. The format shall be presented using the "PSD descriptor" format defined in Table 12-22 and the number of breakpoints being described shall be from two to 32. The update of PSD mask values obtained by the FTU-R on other subcarriers than the proposed MEDLEYus set shall be ignored + +Field 7 "Request for retrain" indicates a retrain request from the FTU-O. The FTU-O can use it if it is expected that an optimization of the transmitter or receiver front end is needed for the proposed MREFPSDds or MREFPSDMASKus. The field shall be coded as an unsigned integer with the value 0 indicating that no retrain is requested and with the value 1 if a retrain is requested. If the FTU-O requests a retrain, it shall abort the current initialization after receiving R-PRM message and shall start a new initialization from QUIET 1 stage (without the ITU-T G.994.1 phase) by sending O-P-QUIET-1. The FTU-R shall abort the current initialization after sending R-PRM message and + +shall transition to R-P-QUIET1. The negotiated values of the previous ITU-T G.994.1 phase shall be used in the new initialization. The timeout counter for initialization procedure shall be restarted. + +#### 12.3.3.2.12 R-PRM + +The R-PRM message provides the FTU-O parameter update. + +**Table 12-37 – R-PRM message** + +| Field | Field name | Format | +|-------|-------------------------------------------|-----------------| +| 1 | Message descriptor | Message code | +| 2 | Pilot symbol configuration | One byte | +| 3 | US reference PSD (MREFPSDus) | PSD descriptor | +| 4 | Final MEDLEY set of active US subcarriers | Band descriptor | + +Field 1 "Message descriptor" is a unique one-byte code (8516) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Pilot symbol configuration" indicates the requested configuration of pilot symbols per superframe as defined in clause 10.4.5.1. It is coded as an unsigned integer with valid values 0, 1 or 2. If the value is 0, a pilot symbol is requested in the last logical frame of the superframe; if the value is 1, pilot symbols are requested in every other logical frame of the superframe, if the value is 2, pilot symbols are requested in all logical frames of the superframe. + +Field 3 "Upstream reference PSD (MREFPSDus)" indicates the MREFPSDus as defined in clause 7.3.2 (Table 7-1) on all MEDLEYus subcarriers indicated in field 4. The format shall be presented using the "PSD descriptor" format defined in Table 12-22 and the number of breakpoints being described shall be from 2 to 32. The update of PSD values obtained by the FTU-O on other subcarriers than MEDLEYus set shall be ignored. The indicated breakpoint values and the interpolated values of MREFPSDus shall not deviate from the actual value of the transmit PSD, as measured in the termination impedance at the U interface, by more than 1 dB. + +Field 4 "Final MEDLEY set of active US subcarriers" includes a complete set of upstream MEDLEY subcarriers using the band descriptor presented in Table 12-21, along with all subcarriers from the BLACKOUTus set (O-PRM, field 5) that fall within the range of frequencies for the included complete set of upstream MEDLEY subcarriers. The final MEDLEY set of active US subcarriers shall consist of all subcarriers included in this field except the upstream BLACKOUTus subcarriers (O-PRM, field 5). This field shall contain only subcarriers that belong to the proposed MEDLEY set of active US subcarriers as indicated in the field 2 of O-PRM message. + +#### 12.3.3.3 Signals transmitted during channel discovery phase + +##### 12.3.3.3.1 Signals during QUIET 1 stage + +###### 12.3.3.3.1.1 O-P-QUIET 1 + +The O-P-QUIET 1 signal shall consist of QUIET symbols only. + +The duration of O-P-QUIET 1 signal is variable with a valid range from 2 to 128 superframes. Its duration is determined by the FTU-O and is not necessarily an integer number of superframes. + +The O-P-QUIET 1 signal shall be followed by the O-P-VECTOR 1 signal. The FTU-O terminates the QUIET 1 stage by starting transmission of the O-P-VECTOR 1 signal at a superframe boundary. + +###### 12.3.3.3.1.2 R-P-QUIET 1 + +The R-P-QUIET 1 signal shall consist of QUIET symbols only. + +The R-P-QUIET 1 signal shall be continued until the FTU-R receives the O-SIGNATURE message. + +### 12.3.3.3.2 Signals during O-VECTOR 1 stage + +#### 12.3.3.3.2.1 O-P-VECTOR 1 + +Upon completion of the O-VECTOR 1 stage, the VCE determines the downstream PSD to be used during further stages of channel discovery phase (CDPSDs). + +NOTE – During transmission of the O-P-VECTOR 1 signal, the VCE estimates the downstream FEXT channels from the initializing lines into the vectored lines based on the reported VF samples from the FTU-Rs of the vectored lines. Upon completion of the O-VECTOR 1 stage, downstream FEXT cancellation matrices are established by the VCE for all vectored lines and FEXT from the initializing line into vectored lines is cancelled. + +The O-P-VECTOR 1 signal shall consist of downstream sync symbols and quiet symbols only. Sync symbols shall be transmitted at each downstream sync symbol position. Quiet symbols shall be transmitted at all other downstream symbol positions (see Figure 10-26). The sync symbols shall be generated as described in clause 10.2.2.1. The SOC shall be in its inactive state. + +The O-P-VECTOR 1 signal shall use all subcarriers from the SUPPORTEDCARRIERs set. The transmit PSD of all subcarriers shall be equal to STARTPSDs. + +The FTU-O shall use the probe sequence assigned to the initializing line by the vectoring control entity (VCE). + +The duration of the O-VECTOR 1 stage is vendor discretionary, but shall be an integer number of superframes with a minimum of four superframes and a maximum number of superframes equal to $\text{floor}(\text{actual setting of } CD\_time\_out\_1 / \text{superframe duration}) - 1$ , using $CD\_time\_out\_1$ as specified in clause 12.3.1. The O-P-VECTOR 1 signal shall be followed by the O-P-CHANNEL-DISCOVERY 1-1 signal; transition to O-P-CHANNEL-DISCOVERY 1-1 signal determines the actual duration of the O-VECTOR 1 stage. The start time of the CHANNEL DISCOVERY 1-1 stage is determined by the VCE and shall be at the superframe boundary (i.e., it shall start at the symbol with index 0 of the first downstream logical frame of a superframe). + +#### 12.3.3.3.2.2 R-P-QUIET 1 + +During the O-VECTOR 1 stage the FTU-R shall continue transmission of the R-P-QUIET 1 signal (see clause 12.3.3.3.1.2). + +### 12.3.3.3.3 Signals during CHANNEL DISCOVERY 1-1 stage + +#### 12.3.3.3.3.1 O-P-CHANNEL-DISCOVERY 1-1 + +During transmission of the O-P-CHANNEL-DISCOVERY 1-1 signal, the FTU-O facilitates timing acquisition at the FTU-R. The FTU-R uses the O-P-CHANNEL-DISCOVERY 1-1 signal to obtain loop timing, symbol timing and TDD frame timing. Sync symbol boundary alignment, and initial FEQ training may also be performed at this stage. + +The O-P-CHANNEL-DISCOVERY 1-1 signal shall consist of downstream sync symbols and initialization symbols. Sync symbols shall be transmitted at each downstream sync symbol position. The SOC symbols shall be transmitted at the first $s_{ds-CD-1-1}$ symbol positions of each downstream logical frame; all other initialization symbols shall be quiet. IDS shall not be applied and there shall be no SOC symbol repetitions. The value of $s_{ds-CD-1-1}$ shall be set according to the following rule: + +$$\begin{aligned} s_{ds-CD-1-1} &= s_{ds}, \text{ if } D_{RMCds} + s_{ds} \leq M_{ds} \\ s_{ds-CD-1-1} &= M_{ds} \text{ otherwise} \end{aligned}$$ + +The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The SOC shall be in its active state. The value of $s_{ds}$ is determined by the VCE for the entire initialization procedure and is communicated to the FTU-R during the ITU-T G.994.1 handshake (see clause 12.3.2.1.1). The location of the sync symbol and the first data symbol in a TDD + +frame is determined by the parameter "Downstream RMC offset" communicated to the FTU-R during the ITU-T G.994.1 handshake (see clause 12.3.2.1.1). The offset shall be applied as defined in clause 10.5.1. + +The probe sequence that modulates sync symbols is determined during the ITU-T G.994.1 handshake. It shall be either continued from the previous stage with no interruption or a special probe sequence, communicated to the FTU-R during the ITU-T G.994.1 handshake (see clause 12.3.2.1) that shall be used from the beginning of the stage. + +NOTE – By detecting the start of the probe sequence using one or more 0-elements, an FTU-R may estimate the direct channel to compute the initial values of FEQ coefficients. + +The O-P-CHANNEL-DISCOVERY 1-1 signal shall use all subcarriers from the SUPPORTEDCARRIERSDs set. SOC symbols shall use robust SOC bit mapping (see clause 10.2.2.2.1). The transmit PSD shall be equal to CDPSDDs, as determined during the O-VECTOR 1 stage. + +From the start of the first superframe of the O-CHANNEL DISCOVERY 1-1 stage, the SOC shall transmit O-IDLE over all SOC symbols. The SOC quadrant scrambler shall be in reset mode (see clause 10.2.2.2). + +The O-P-CHANNEL-DISCOVERY 1-1 signal shall be followed by the O-P-SYNCHRO 1-1 signal. The actual duration of the O-CHANNEL DISCOVERY 1-1 stage is determined by the VCE and shall be greater than or equal to the duration requested by the FTU-R of the initializing line during the ITU-T G.994.1 handshake (see clause 12.3.2.1.2). The start time of O-P-SYNCHRO 1-1 transmission shall be at the symbol with index zero of the first downstream logical frame of the superframe. + +#### **12.3.3.3.3.2 O-P-SYNCHRO 1-1** + +The O-P-SYNCHRO 1-1 signal provides an exact time marker for transition from the CHANNEL DISCOVERY 1-1 stage to the CHANNEL DISCOVERY 1 stage. The duration of the O-P-SYNCHRO 1-1 signal shall be one superframe. + +The O-P-SYNCHRO 1-1 signal shall consist of downstream sync symbols and initialization symbols. A sync symbol shall be transmitted at the downstream sync symbol position. SOC symbols shall be transmitted at the first $s_{ds}$ symbol positions of each downstream logical frame (i.e., O-P-SYNCHRO 1-1 transmission shall start at the symbol with index 0 of the first downstream logical frame in the superframe); all other initialization symbols shall be quiet. During transmission of the O-P-SYNCHRO 1-1 signal, the SOC shall be inactive. + +The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The elements of the probe sequence carried by sync symbols of the O-P-SYNCHRO 1-1 signal shall continue the probe sequence transmitted during the CHANNEL DISCOVERY 1-1 stage with no interruption. + +The symbols of the O-P-SYNCHRO 1-1 signal shall use all subcarriers from the SUPPORTEDCARRIERSDs set modulated as defined in clause 10.2.2.2. The quadrant scrambler shall be in reset mode. The IDS shall not be applied. + +The first $s_{ds}$ symbol positions of the downstream logical frames of the O-P-SYNCHRO 1-1 signal shall carry: + +- inverted symbols containing SOC IDLE (see clause 12.2.3 for the equivalent definition when the SOC is in the active state) with robust bit mapping in the first 3 logical frames, +- Symbols containing SOC IDLE with robust bit mapping in the 4th and 5th logical frames, and +- inverted symbols containing SOC IDLE with robust bit mapping in the rest of the logical frames. + +The transmit PSD of the O-P-SYNCHRO 1-1 signal shall be equal to CDPSDds. + +Figure 12-10.1 provides a reference timing diagram of a superframe for construction and placement of each O-P-SYNCHRO signal. + +![Figure 12-10.1 – Reference timing diagram of a superframe for construction and placement of an O-P-SYNCHRO signal. The diagram shows a timeline of TDD frames (0 to M_SF) within a superframe. The first frame (TDD frame 0) is a sync frame containing a DS sync symbol. The duration of an O-P-SYNCHRO signal is indicated by a blue double-headed arrow spanning from the start of the first frame to the start of the M_SF-th frame. The superframe duration is given as T_SF = M_SF * T_F. The beginning of the O-P-SYNCHRO signal is marked at the start of the first frame (symbol with index 0). The diagram also shows the placement of DS logical frames within the superframe, with the first DS logical frame starting at the beginning of the first frame and the M_SF-th DS logical frame starting at the beginning of the M_SF-th frame. The duration of each frame is T_F. The diagram is labeled G.9701(14)-Cor.1(15)_F 12-10.1.](c2ce94f28833f80f049837c2281aa2ba_img.jpg) + +Figure 12-10.1 – Reference timing diagram of a superframe for construction and placement of an O-P-SYNCHRO signal. The diagram shows a timeline of TDD frames (0 to M\_SF) within a superframe. The first frame (TDD frame 0) is a sync frame containing a DS sync symbol. The duration of an O-P-SYNCHRO signal is indicated by a blue double-headed arrow spanning from the start of the first frame to the start of the M\_SF-th frame. The superframe duration is given as T\_SF = M\_SF \* T\_F. The beginning of the O-P-SYNCHRO signal is marked at the start of the first frame (symbol with index 0). The diagram also shows the placement of DS logical frames within the superframe, with the first DS logical frame starting at the beginning of the first frame and the M\_SF-th DS logical frame starting at the beginning of the M\_SF-th frame. The duration of each frame is T\_F. The diagram is labeled G.9701(14)-Cor.1(15)\_F 12-10.1. + +**Figure 12-10.1 – Reference timing diagram of a superframe for construction and placement of an O-P-SYNCHRO signal** + +#### 12.3.3.3.3.3 R-P-QUIET 1 + +During the CHANNEL-DISCOVERY 1-1 stage the FTU-R shall continue transmission of the R-P-QUIET 1 signal. + +#### 12.3.3.3.4 Signals during CHANNEL DISCOVERY 1 stage + +##### 12.3.3.3.4.1 O-P-CHANNEL-DISCOVERY 1 + +During transmission of the O-P-CHANNEL-DISCOVERY 1 signal, the FTU-O communicates to the FTU-R all necessary information to start upstream transmission. The FTU-R also uses the O-P-CHANNEL-DISCOVERY 1 signal to obtain more accurate symbol timing, train the FEQ and align superframe count between FTU-O and FTU-R. + +The O-P-CHANNEL-DISCOVERY 1 signal shall consist of downstream sync symbols and initialization symbols. Sync symbols shall be transmitted at each downstream sync symbol position. SOC symbols shall be transmitted at the first $s_{ds}$ symbol positions of each downstream logical frame; all other initialization symbols shall be quiet. The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The SOC shall be in its active state. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +The O-P-CHANNEL-DISCOVERY 1 signal shall use all subcarriers from the SUPPORTEDCARRIERs set. SOC symbols shall use robust SOC bit mapping (see clause 10.2.2.2.1). The transmit PSD shall be equal to CDPSDds, as determined during the O-VECTOR 1 stage. The actual value of CDPSDds is communicated to the FTU-R in the O-SIGNATURE message. + +From the start of the first superframe of the O-CHANNEL DISCOVERY 1 stage (symbol with index 0 of the first downstream logical frame), the SOC shall transmit O-IDLE for a period of eight superframes (IDS and SOC symbol repetition are disabled in the first superframe) plus any additional symbols required to complete SOC repetition, followed by the O-SIGNATURE message, as defined in clause 12.3.3.2.1. The O-SIGNATURE message shall be sent in auto-repeat mode (see clause 12.2.2.1). After detection of R-P-VECTOR 1 signal, the SOC shall stop transmission of O-SIGNATURE message and transmit O-IDLE followed by transmission of O-TG-UPDATE message, as defined in clause 12.3.3.2.1. The O-TG-UPDATE message shall be transmitted in auto-repeat mode. The SOC quadrant scrambler shall be in reset mode. + +Starting from the beginning of the first downstream logical frame of the second superframe of this stage, every transmitted SOC symbol shall be repeated as defined in clause 10.2.2.3. The number of SOC symbol repetitions, $R$ , shall be as selected during the ITU-T G.994.1 phase of initialization (see clause 12.3.2.1.2). + +After repetition is applied, all SOC symbols shall be modulated by the IDS, as defined in clause 10.2.2.2. The IDS shall be as selected during the ITU-T G.994.1 phase of initialization. + +During the transmission of O-IDLE that follows detection of R-P-VECTOR 1 signal, the FTU-O estimates the correction to the initial value of the time gap $T_{gl'}$ . As the estimation is complete, the value is communicated to the FTU-R in the O-TG-UPDATE message. The duration of the O-IDLE is determined by the FTU-O and depends on the required estimation time. + +The O-P-CHANNEL-DISCOVERY 1 signal shall be followed by the O-P-SYNCHRO 1 signal. Transition to O-P-SYNCHRO 1 signal determines the actual duration of the O-CHANNEL DISCOVERY 1 stage. The start time of O-P-SYNCHRO 1 signal transmission is determined by the VCE and shall be at the symbol with index zero of the first downstream logical frame of the superframe. Transmission of O-P-SYNCHRO 1 signal may terminate the last repetition of the O-TG-UPDATE message. + +#### 12.3.3.3.4.2 R-P-VECTOR 1 + +The transmission of the R-P-VECTOR 1 signal shall start from the following superframe after the FTU-R successfully detects the O-SIGNATURE message and adopts the upstream transmission parameters indicated in the O-SIGNATURE message. Prior to transmission of the R-P-VECTOR 1 signal, the FTU-R shall continue transmission of the R-P-QUIET 1 signal. + +During transmission of the R-P-VECTOR 1 signal, the FTU-R applies the time gap $T_{gl'}$ . + +NOTE – During transmission of the R-P-VECTOR 1 signal, the VCE may estimate the upstream FEXT channels between all lines (both initializing lines and vectored lines). Upon completion of the R-VECTOR 1 stage, the time position of upstream symbols of the joining lines is aligned with vectored lines and upstream FEXT cancellation matrices are established by the VCE for all vectored lines and initializing lines, and upstream FEXT is cancelled. + +The R-P-VECTOR 1 signal shall consist of upstream sync symbols and quiet symbols only. Sync symbols shall be transmitted at each upstream sync symbol position. Quiet symbols shall be transmitted at all other upstream symbol positions. The sync symbols shall be generated as described in clause 10.2.2.1. The SOC shall be in its inactive state. + +The R-P-VECTOR 1 signal shall use all subcarriers from the SUPPORTEDCARRIERSus set, as indicated in the O-SIGNATURE message. The transmit PSD (STARTPSDus) shall be derived using the estimated electrical length and UPBO parameters indicated in the O-SIGNATURE message. + +The FTU-R shall use the probe sequence indicated in the O-SIGNATURE message, starting transmission from the bit of the sequence computed using the upstream probe sequence start marker value indicated in the O-SIGNATURE message. + +During transmission of R-P-VECTOR 1 signal, the FTU-R shall monitor the SOC channel to detect the O-TG-UPDATE message. Upon reception of O-TG-UPDATE message, the FTU-R shall adjust the gap $T_{gl'}$ to the value indicated in O-TG-UPDATE message and continue transmission of R-P-VECTOR 1 signal. The probe sequence shall continue with no interruption. + +The duration of the R-VECTOR 1 stage is determined by the FTU-O: the FTU-R shall terminate transmission of the R-P-VECTOR 1 signal right upon reception of the O-P-SYNCHRO 1 signal and shall transition to the CHANNEL DISCOVERY 2 stage starting from the symbol with index 0 of the upstream logical frame following the last symbol of the O-P-SYNCHRO 1 signal. + +#### 12.3.3.3.4.3 O-P-SYNCHRO 1 + +The O-P-SYNCHRO 1 signal provides an exact time marker for transition from the CHANNEL DISCOVERY 1 stage to the CHANNEL DISCOVERY 2 stage. The duration of the O-P-SYNCHRO 1 signal shall be one superframe. + +The O-P-SYNCHRO 1 signal shall consist of a downstream sync symbol and initialization symbols. Sync symbol shall be transmitted at the downstream sync symbol position. SOC symbols shall be transmitted at the first $s_{ds}$ symbol positions of each downstream logical frame (i.e., O-P-SYNCHRO 1 transmission of SOC symbols shall start at the symbol with index 0 of the first downstream logical frame in the superframe); all other initialization symbols shall be quiet. During transmission of the O-P-SYNCHRO 1 signal, the SOC is inactive. + +The sync symbol shall be generated and modulated by the probe sequence as described in clause 10.2.2.1. The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 1 signal shall continue the probe sequence transmitted during the CHANNEL DISCOVERY 1 stage with no interruption. + +The symbols of the O-P-SYNCHRO 1 signal shall use all subcarriers from the SUPPORTEDCARRIERS $s$ set modulated as defined in clause 10.2.2.2. The quadrant scrambler shall be in reset mode. The IDS shall be applied as defined in clause 10.2.2.2. + +The first $s_{ds}$ symbol positions of all the downstream logical frames of the O-P-SYNCHRO 1 signal shall carry inverted symbols containing SOC IDLE (see clause 12.2.3 for the equivalent definition when the SOC is in the active state) with robust bit mapping. + +The transmit PSD of the O-P-SYNCHRO 1 signal shall be equal to CDPSD $d$ s. + +#### 12.3.3.3.5 Signals during CHANNEL DISCOVERY 2 stage + +##### 12.3.3.3.5.1 O-P-CHANNEL-DISCOVERY 2 + +During transmission of the O-P-CHANNEL-DISCOVERY 2 signal, the FTU-O communicates to the FTU-R the necessary information to update the upstream PSD and timing advance. + +The O-P-CHANNEL-DISCOVERY 2 signal shall have the same structure as the O-P-CHANNEL-DISCOVERY 1 signal and shall consist of downstream sync symbols and initialization symbols. The SOC shall be in its active state and use robust bit mapping. During this stage every transmitted SOC symbol shall be repeated according to the number of repetitions, $R_s$ , which is selected during the ITU-T G.994.1 phase of initialization (see clause 12.3.2.1.2). After repetition is applied, all SOC symbols shall be modulated by the IDS, as defined in clause 10.2.2.2. The IDS shall be the same as defined for O-P-CHANNEL-DISCOVERY 1 signal. The SOC quadrant scrambler shall be in reset mode. + +The transmit PSD shall be equal to CDPSD $d$ s. The O-P-CHANNEL-DISCOVERY 2 signal shall use all subcarriers from the SUPPORTEDCARRIERS $s$ set. The probe sequence modulating sync symbols shall be the one communicated in O-SIGNATURE message. + +If the O-P-CHANNEL-DISCOVERY 1 signal uses the probe sequence communicated in O-SIGNATURE message, this probe sequence shall be continued from O-P-CHANNEL-DISCOVERY 1 signal into O-P-CHANNEL-DISCOVERY 2 signal with no interruption. + +If the O-P-CHANNEL-DISCOVERY 1 signal uses the special probe sequence communicated during the handshake, the probe sequence communicated in O-SIGNATURE message shall be used in O-P-CHANNEL-DISCOVERY 2 signal with its element indices aligned such that they are the same as they would have been if the probe sequence communicated in O-SIGNATURE message were actually used in O-P-CHANNEL-DISCOVERY 1 signal. + +NOTE – This is to ensure that the probe sequence of a joining line has proper phase alignment with the probe sequences of the other lines in the vectored group. + +The FTU-O shall start transmission of the O-P-CHANNEL-DISCOVERY 2 signal right upon completion of transmission of the O-P-SYNCHRO 1 signal, starting from the symbol with index zero of the following downstream logical frame. From the start of the first superframe of the O-CHANNEL DISCOVERY 2 stage, the SOC shall transmit O-IDLE until the FTU-O receives the R-MSG 1 message. The FTU-O shall acknowledge R-MSG1 by sending an O-UPDATE message, as defined in Table 12-26. The O-UPDATE message shall be sent in AR mode (see clause 12.2.2.1). The FTU-R acknowledges O-UPDATE message by sending R-UPDATE message. Reception of R-UPDATE message completes the message exchange of O-CHANNEL DISCOVERY 2 stage. After reception of R-UPDATE, the FTU-O shall transmit O-IDLE. + +The O-P-CHANNEL-DISCOVERY 2 signal shall be followed by the O-P-SYNCHRO 2 signal, which determines the actual duration of the CHANNEL DISCOVERY 2 stage. The start time of O-P-SYNCHRO 2 transmission shall be at the symbol with index 0 of the first downstream logical frame of a superframe and is determined by the VCE. Transmission of O-P-SYNCHRO 2 signal may terminate transmission of O-IDLE prior to completion of all SOC symbol repetitions (Rs). + +#### 12.3.3.3.5.2 R-P-CHANNEL-DISCOVERY 2 + +During transmission of the R-P-CHANNEL-DISCOVERY 2 signal, the FTU-R communicates to the FTU-O all necessary information to update the downstream PSD. + +The R-P-CHANNEL DISCOVERY 2 signal shall consist of upstream sync symbols and initialization symbols. Sync symbols shall be transmitted at each upstream sync symbol position. SOC symbols shall be transmitted at the first $s_{us}$ upstream symbol positions; all other initialization symbols shall be quiet. The value of $s_{us}$ is defined in field 19 of O-SIGNATURE message. The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The SOC shall be in its active state. The SOC quadrant scrambler shall be in reset mode. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +The R-P-CHANNEL DISCOVERY 2 signal shall use all subcarriers from the SUPPORTEDCARRIERSus set. SOC symbols shall use robust bit mapping (see clause 10.2.2.2.1). The transmit PSD shall be equal to STARTPSDus. + +The FTU-R shall start transmission of the R-P-CHANNEL-DISCOVERY 2 signal after reception of the O-P-SYNCHRO 1 signal, starting from the symbol with index 0 of the first upstream logical frame following completion of O-P-SYNCHRO 1 signal. From the start of the first superframe of the R-CHANNEL DISCOVERY 2 stage, the FTU-R shall transmit R-IDLE for a period of five superframes, followed by the R-MSG 1 message, as defined in Table 12-25. The R-MSG 1 message shall be terminated upon reception of O-UPDATE message. The FTU-R shall acknowledge the O-UPDATE message by sending R-UPDATE message, as defined in Table 12-27. The R-UPDATE message shall be sent in auto-repeat mode. The transmission of the R-UPDATE message shall be acknowledged by the O-P-SYNCHRO 2 signal that determines the actual duration of the CHANNEL DISCOVERY 2 stage. Upon reception of the O-P-SYNCHRO 2 signal, FTU-R shall transition to the R-VECTOR 1.1 stage starting from the symbol with index zero of the upstream logical frame that follows the last symbol of the O-P-SYNCHRO 2 signal. + +#### 12.3.3.3.5.3 O-P-SYNCHRO 2 + +The O-P-SYNCHRO 2 signal provides an exact time marker for transition from the CHANNEL DISCOVERY 2 stage to the R-VECTOR 1.1 stage. The O-P-SYNCHRO 2 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal. During transmission of the O-P-SYNCHRO 2 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 2 signal shall continue the probe sequence transmitted during the CHANNEL DISCOVERY 2 stage with no interruption. + +The symbols of the O-P-SYNCHRO 2 signal shall use all subcarriers from the SUPPORTEDCARRIERs set modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 2 signal shall be CDPSDds. + +#### **12.3.3.3.6 Signals during R-VECTOR 1.1 stage** + +##### **12.3.3.3.6.1 O-P-VECTOR 1-1** + +The FTU-O shall start transmitting the O-P-VECTOR 1-1 signal right after completion of the O-P-SYNCHRO 2 signal (starting from the symbol with index 0 of the following downstream logical frame). The format, modulation and transmit PSD of the O-P-VECTOR 1-1 signal shall be the same as the O-P-CHANNEL-DISCOVERY 2 signal. The SOC shall send O-IDLE and use robust bit mapping. The SOC symbol repetitions and IDS shall be applied. The SOC quadrant scrambler shall be in the reset mode. The probe sequence modulating sync symbols shall be continued from the previous stages with no interruption. The transmit PSD shall be equal to CDPSDds. The O-P-VECTOR 1-1 signal shall use all subcarriers from the SUPPORTEDCARRIERs set. + +NOTE – During the R-VECTOR 1.1 stage, the VCE may adjust the post-canceller coefficients and FEQ gains at the FTU-O to accommodate the updates of the upstream time gap $T_{gl'}$ and to accommodate the update of the upstream transmit PSD to CDPSDus as requested in O-UPDATE message. + +The O-P-VECTOR 1-1 signal shall be followed by the O-P-SYNCHRO 3 signal, which determines the actual duration of the R-VECTOR 1.1 stage. The start time for the transmission of the O-P-SYNCHRO 3 signal shall be at the symbol with index 0 of the first downstream logical frame of a superframe and is determined by the VCE. + +##### **12.3.3.3.6.2 R-P-VECTOR 1-1** + +The FTU-R shall start transmitting the R-P-VECTOR 1-1 signal right after reception of the O-P-SYNCHRO 2 signal (starting from the following superframe). The format and modulation of the R-P-VECTOR 1-1 signal shall be the same as the R-P-VECTOR 1 signal. The probe sequence modulating sync symbols shall be continued from the previous stages. The applied US time gap $T_{gl'}$ shall be updated as indicated in O-UPDATE message starting from symbol 0 of the first upstream logical frame of R-P-VECTOR 1-1 signal. + +The transmit PSD of the FTU-R shall be CDPSDus starting from the first superframe of R-P-VECTOR 1-1 signal. The value of CDPSDus shall be computed using the final electrical length and updated value of PSD ceiling indicated in O-UPDATE message. The R-P-VECTOR 1-1 signal shall use all subcarriers from the SUPPORTEDCARRIERus set. + +The R-P-VECTOR 1-1 signal shall be terminated upon reception of the O-P-SYNCHRO 3 signal. After reception of the O-P-SYNCHRO 3 signal, the FTU-R shall transition to the VECTOR 2 stage starting from the symbol with index 0 of the upstream logical frame that follows the last symbol of the O-P-SYNCHRO 3 signal. + +##### **12.3.3.3.6.3 O-P-SYNCHRO 3** + +The O-P-SYNCHRO 3 signal provides an exact time marker for transition from the R-VECTOR 1.1 stage to the VECTOR 2 stage. The O-P-SYNCHRO 3 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal. During transmission of the O-P-SYNCHRO 3 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 3 signal shall continue the probe sequence transmitted during the R-VECTOR 1.1 stage with no interruption. + +The data symbols of the O-P-SYNCHRO 3 signal shall use all subcarriers from the SUPPORTEDCARRIERs modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 3 signal shall be CDPSDds. + +### 12.3.3.3.7 Signals during VECTOR 2 stage + +#### 12.3.3.3.7.1 O-P-VECTOR 2 + +The O-P-VECTOR 2 signal shall have the same structure as the O-P-CHANNEL-DISCOVERY 1 signal and shall consist of downstream sync symbols and initialization symbols. The SOC shall be in its active state and use robust bit mapping. The SOC symbol repetition rate, $R_s$ , and the IDS shall be applied. The SOC quadrant scrambler shall be in the reset mode. The transmit PSD shall be V2PSDds, which is derived from CDPSDds by applying constraints indicated in the R-UPDATE message. The O-P-VECTOR 2 signal shall use all subcarriers from the SUPPORTEDCARRIERSds set. The probe sequence modulating sync symbols shall be continued from the O-P-VECTOR 1-1 and O-P-SYNCHRO 3 signals with no interruption. + +The FTU-O shall start transmission of the O-P-VECTOR 2 signal right upon completion of transmission of the O-P-SYNCHRO 3 signal, starting from symbol 0 of the following logical frame. From the start of the O-P-VECTOR 2 signal, the SOC shall transmit O-IDLE for at least three superframes followed by an O-VECTOR-FEEDBACK message that communicates to the FTU-R a request to start reporting VF samples and the parameters of the VF samples to be reported, as defined in Table 12-28. The O-VECTOR-FEEDBACK message shall be sent using RQ mode (see clause 12.2.2.2). + +After transmission of O-VECTOR-FEEDBACK message, the FTU-O shall transmit O-IDLE until the end of this stage. Upon reception of the R-ACK message, the FTU-O shall transmit an O-P-SYNCHRO 3-1 signal from the symbol with index zero of the first downstream logical frame of a superframe. + +#### 12.3.3.3.7.2 O-P-VECTOR 2-1 + +During transmission of the O-P-VECTOR 2-1 signal, the FTU-O obtains VF samples from the FTU-R and computes precoding coefficient to cancel the downstream crosstalk from active lines into joining lines and between joining lines. + +The O-P-VECTOR 2-1 signal shall have the same structure as the O-P-CHANNEL-DISCOVERY 1 signal and shall consist of downstream sync symbols and initialization symbols. The SOC shall be in its active state and use robust bit mapping. The SOC symbol repetition rate, $R_s$ , and the IDS shall be applied. The SOC quadrant scrambler shall be in reset mode. The transmit PSD shall be kept equal to V2PSDds until the end of this stage and the precoder shall not be applied towards the joining lines. The O-P-VECTOR 2-1 signal shall use all subcarriers from the SUPPORTEDCARRIERSds set. The probe sequence modulating sync symbols shall be continued from O-P-VECTOR 2 and O-P-SYNCHRO 3-1 signals with no interruption. + +The FTU-O shall start transmission of O-P-VECTOR 2-1 signal after the last symbol of O-P-SYNCHRO-3-1 signal (starting from the symbol with index 0 of the first logical frame following the last symbol of O-P-SYNCHRO-3-1 signal). From the start of O-P-VECTOR 2-1 signal the FTU-O shall transmit O-IDLE. + +Upon reception of R-VECTOR-FEEDBACK messages sufficient to perform channel estimation, the FTU-O computes the precoder coefficients and PSD updates for all active and all joining lines. + +The FTU-O shall not acknowledge R-VECTOR-FEEDBACK messages. The FTU-O terminates transmission of R-VECTOR-FEEDBACK messages and completes this stage by sending the O-P-SYNCHRO 4 signal. + +The actual duration of the O-P-VECTOR 2 signal is determined by the VCE. The start time of the O-P-SYNCHRO 4 signal transmission shall be at the symbol with index 0 of the first downstream logical frame of the superframe. Transmission of the O-P-SYNCHRO 4 signal may terminate transmission of O-IDLE prior to the completion of the last SOC symbol repetition. + +After transmission of the O-P-SYNCHRO 4 signal, the FTU-O shall transition to the PARAMETER UPDATE stage. + +#### 12.3.3.7.3 R-P-VECTOR 2 + +The R-P-VECTOR 2 signal shall have the same structure as the R-P-CHANNEL-DISCOVERY 1 signal and shall consist of upstream sync symbols and initialization symbols. The SOC shall be in its active state and use a robust bit mapping. The SOC quadrant scrambler shall be in reset mode. The transmit PSD shall be equal to the CDPSDus obtained during the CHANNEL DISCOVERY 2 stage. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +The FTU-R shall start transmission of the R-P-VECTOR 2 signal upon reception of the O-P-SYNCHRO 3 signal, from symbol 0 of the first upstream logical frame following transmission of the O-P-SYNCHRO 3 signal. From the start of R-P-VECTOR 2, the SOC shall send R-IDLE until the FTU-R acknowledges the O-VECTOR-FEEDBACK message by sending R-ACK message in RQ mode. Then it shall wait for the reception of the O-P-SYNCHRO 3-1 signal while sending R-IDLE. + +#### 12.3.3.7.4 R-P-VECTOR 2-1 + +During transmission of the R-P-VECTOR 2-1 signal, the FTU-R computes VF samples from the received O-P-VECTOR 2-1 signal and communicates to the FTU-O the VF samples, as requested by the FTU-O in the O-VECTOR-FEEDBACK message. + +The R-P-VECTOR 2-1 signal shall have the same structure as the R-P-CHANNEL-DISCOVERY 1 signal and shall consist of the upstream sync symbols and initialization symbols. The SOC shall be in its active state and use a normal bit mapping with SOC tone repetition rate $p$ communicated in the O-VECTOR-FEEDBACK message. The SOC quadrant scrambler shall be in reset mode. The transmit PSD shall be equal to the CDPSDus obtained during the CHANNEL DISCOVERY 2 stage. The R-P-VECTOR 2 signal shall use all subcarriers from the SUPPORTEDCARRIERSus set. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +At the beginning of the first upstream logical frame following the O-P-SYNCHRO 3-1 signal, the FTU-R shall modify the modulation of its upstream SOC and send R-IDLE for at least one superframe followed by R-VECTOR-FEEDBACK messages separated by R-IDLE. Each R-VECTOR-FEEDBACK message contains a report on clipped error samples or DFT samples requested in the received O-VECTOR-FEEDBACK message, as defined in Table 12-30. Reception of O-P-SYNCHRO 4 signal terminates the transmission of R-VECTOR-FEEDBACK messages. + +The timing diagram of the R-VECTOR-FEEDBACK message transmission is presented in Figure 12-11. The vectoring feedback report on a particular element $X$ of the downstream probe sequence shall begin transmission at a symbol time period between the upstream RMC symbol position of the sync frame in the superframe that carries element $X$ and the upstream RMC symbol position of the next sync frame. The exact symbol at which the vectoring feedback report starts is under FTU-R control. If the SOC channel is busy sending the previous report at the specified time period for which a new report is to be started, the new vectoring feedback report shall be discarded. The maximum number of superframes ( $q$ ) that the vectoring feedback report may utilize is determined by the vectoring feedback report parameters communicated in the O-VECTOR-FEEDBACK message (see Table 12-28). If the number of symbols required to convey the actual content of the report is less than the number of available upstream symbol positions (equal to $M_F \times q \times s_{us}$ ), R-IDLE symbols shall be transmitted to fill up the gap. The R-VECTOR-FEEDBACK message shall be transmitted in non-repeat (NR) mode with no acknowledgement on the R-VECTOR-FEEDBACK messages or their segments. The FTU-O shall select the vectoring feedback report parameters and the US SOC tone repetition rate such that the duration of the vectoring feedback report transmission, including the statistical overhead due to HDLC framing, is less than or equal to $q$ superframes if time identification is used (see clause 10.3.2.5.2). In the case where frequency identification is used (see clause 10.3.2.5.1), $q = 1$ . + +![Figure 12-11 – Vectoring feedback timing diagram. The diagram illustrates the timing of signals across Downstream (DS) and Upstream (US) paths over a series of superframes. In the DS path, a 'Sync frame of the first of q superframes' is shown, containing 'SS-X' and 'RMC' symbols. In the US path, an 'Upstream RMC symbol' is shown, followed by 'SS-Y' and 'RMC' symbols. A bracket indicates an 'Interval under FTU-R control (≤ one superframe)'. A 'Vectoring feedback report (q superframes long)' is shown spanning multiple superframes. At the bottom, the 'Upstream SOC' is shown with 'R-IDLE' and 'R-VECTOR-FEEDBACK on SS-X element' segments. The diagram is labeled G.9701(19)_F12-11.](71f90c29879d9ee23038e83f2c9fa746_img.jpg) + +Figure 12-11 – Vectoring feedback timing diagram. The diagram illustrates the timing of signals across Downstream (DS) and Upstream (US) paths over a series of superframes. In the DS path, a 'Sync frame of the first of q superframes' is shown, containing 'SS-X' and 'RMC' symbols. In the US path, an 'Upstream RMC symbol' is shown, followed by 'SS-Y' and 'RMC' symbols. A bracket indicates an 'Interval under FTU-R control (≤ one superframe)'. A 'Vectoring feedback report (q superframes long)' is shown spanning multiple superframes. At the bottom, the 'Upstream SOC' is shown with 'R-IDLE' and 'R-VECTOR-FEEDBACK on SS-X element' segments. The diagram is labeled G.9701(19)\_F12-11. + +**Figure 12-11 – Vectoring feedback timing diagram** + +The actual duration of the VECTOR 2 stage is determined by the VCE. Upon reception of the O-P-SYNCHRO 4 signal, the FTU-R shall complete transmission of the R-P-VECTOR 2-1 signal and transition to the PARAMETER UPDATE stage. + +#### 12.3.3.3.7.5 O-P-SYNCHRO 3-1 + +The O-P-SYNCHRO 3-1 signal provides an exact time marker for transition from robust bit mapping to normal bit mapping in the upstream direction. The O-P-SYNCHRO 3-1 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal. During transmission of the O-P-SYNCHRO 3-1 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 3-1 signal shall continue the probe sequence transmitted during the O-P-VECTOR 2 signal with no interruption. + +The symbols of the O-P-SYNCHRO 3-1 signal shall use all subcarriers from the SUPPORTEDCARRIERs modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 3-1 signal shall be V2PSDd. + +#### 12.3.3.3.7.6 O-P-SYNCHRO 4 + +The O-P-SYNCHRO 4 signal provides an exact time marker for transition from the VECTOR 2 stage to the PARAMETER UPDATE stage. The O-P-SYNCHRO 4 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal. During transmission of the O-P-SYNCHRO 4 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 4 signal shall continue the probe sequence transmitted during the VECTOR 2 stage with no interruption. + +The symbols of the O-P-SYNCHRO 4 signal shall use all subcarriers from the SUPPORTEDCARRIERs set modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 4 signal shall be V2PSDd. + +#### 12.3.3.3.8 Signals during PARAMETER UPDATE stage + +##### 12.3.3.3.8.1 O-P-PRM-UPDATE 1 + +During transmission of the O-P-PRM-UPDATE 1 signal, the FTU-O further optimizes its transmit PSD and communicates with the FTU-R to request a downstream SNR report. + +The O-P-PRM-UPDATE 1 signal shall have the same structure as the O-P-CHANNEL-DISCOVERY 1 signal and shall consist of downstream sync symbols and initialization symbols. The SOC shall be in its active state and use robust bit mapping. The SOC symbol repetition rate shall be set to 0 (no repetitions) and no IDS shall be applied. The SOC quadrant scrambler shall be in free running mode. The scrambler shall be initialized at the first SOC symbol of O-P-PRM-UPDATE 1 + +signal with the value communicated during the ITU-T G.994.1 handshake reset. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +At the first symbol of the stage, the VCE updates the precoder and the downstream transmit PSD in all active and joining lines using the channel estimation results obtained during the VECTOR 2 stage. The transmit PSD after the update will be PRMPSDds. The O-P-PRM-UPDATE 1 signal shall use all subcarriers from the SUPPORTEDCARRIERsd set. + +NOTE – The PRMPSDds might be different from V2PSDds (e.g., the PSD might be higher at some subcarrier frequencies while lower at other subcarrier frequencies). + +The FTU-O shall start transmission of the O-P-PRM-UPDATE 1 signal upon completion of transmission of the O-P-SYNCHRO 4 signal. From the start of the first downstream logical frame of the O-P-PRM-UPDATE 1 signal, the SOC shall send O-IDLE and continue sending O-IDLE during at least ten superframes followed by an O-SNR message defined in Table 12-31. The O-SNR message shall be sent in the RQ mode. + +After the FTU-R acknowledges by the R-SNR message defined in Table 12-33, the FTU-O shall send O-IDLE for a time period from 3 to 15 superframes, followed by transmission of the O-P-SYNCHRO 4-1 signal. The O-P-SYNCHRO 4-1 signal transmission shall start from the symbol with index 0 of the first downstream logical frame of a superframe and is determined by the VCE. + +#### 12.3.3.3.8.2 O-P-PRM-UPDATE 2 + +During transmission of the O-P-PRM-UPDATE 2 signal, the FTU-O further optimizes its transmit PSD and communicates to the FTU-R the updated downstream and upstream PSD and other relevant parameters obtained during the PARAMETER UPDATE stage. + +After transmission of O-P-SYNCHRO 4-1 signal is complete, FTU-O shall start transmission of the O-P-PRM-UPDATE 2 signal from the symbol with index 0 of the following logical frame. The O-P-PRM-UPDATE 2 signal shall differ from O-P-PRM-UPDATE 1 signal only by: + +- the SOC shall use normal bit mapping with SOC tone repetition rate $p_{ds}$ indicated in R-SNR message; +- the SOC quadrant scrambler shall be back in reset mode; +- transmission shall use the MEDLEYds subcarriers. + +After starting transmission of O-P-PRM-UPDATE 2 signal, the FTU-O shall first transmit O-IDLE for at least three superframes, followed by O-PRM message, as defined in Table 12-35. Upon reception of the R-PRM message defined in Table 12-37, the FTU-O shall continue transmitting O-IDLE for at least three superframes. The FTU-O completes this stage by sending the O-P-SYNCHRO 5 signal. The O-PRM message shall be sent using the RQ mode (see clause 12.2.2.2). + +The actual duration of the O-P-PRM-UPDATE 2 signal is determined by the VCE. The O-P-SYNCHRO 5 transmission shall start at the symbol with index 0 of the first downstream logical frame of a superframe. After transmission of the O-P-SYNCHRO 5 signal, the FTU-R shall transition to the channel analysis and exchange phase. + +#### 12.3.3.3.8.3 R-P-PRM-UPDATE 1 + +During transmission of the R-P-PRM-UPDATE 1 signal, the FTU-R communicates to the FTU-O the downstream SNR report. + +The R-P-PRM-UPDATE 1 signal shall have the same structure as the R-P-CHANNEL-DISCOVERY 1 signal and shall consist of upstream sync symbols and initialization symbols. The SOC shall be in its active state and use normal bit mapping with SOC tone repetition rate $p$ communicated in the O-VECTOR-FEEDBACK message. The SOC quadrant scrambler shall be in free running mode. The scrambler shall be initialized at the first SOC symbol of R-P-PRM-UPDATE 1 signal with the value + +communicated during the ITU-T G.994.1 handshake. The transmit PSD shall be equal to CDPSDus (obtained during the CHANNEL DISCOVERY 2 stage). The R-P-PRM-UPDATE 1 signal shall use all subcarriers from the SUPPORTEDCARRIERSus set. The probe sequence modulating sync symbols shall be continued from the previous stage with no interruption. + +At the beginning of the first upstream logical frame following the O-P-SYNCHRO 4 signal, the FTU-R shall start transmission of the R-P-PRM-UPDATE 1 signal. From the start of the first upstream logical frame of the R-P-PRM-UPDATE signal, the SOC shall send R-IDLE until the FTU-R receives the O-SNR message. The FTU-R shall acknowledge by sending the R-SNR message and wait to receive the O-P-SYNCHRO 4-1 signal. + +#### **12.3.3.3.8.4 R-P-PRM-UPDATE 2** + +During transmission of the R-P-PRM-UPDATE 2 signal, the FTU-R communicates to FTU-O relevant parameters obtained during the VECTOR 2 and PARAMETER UPDATE stages. + +At the beginning of the first upstream logical frame following the O-P-SYNCHRO 4-1 signal, the FTU-R starts transmission of R-P-PRM-UPDATE 2 signal which is the same as R-P-PRM-UPDATE 1 signal except SOC quadrant scrambler shall be in reset mode. The SOC continues transmission of R-IDLE and waits for the O-PRM message. The FTU-R shall acknowledge by sending the R-PRM message and shall continue transmission of R-IDLE. + +The actual duration of the R-P-PRM-UPDATE 2 signal is determined by the VCE. Upon reception of the O-P-SYNCHRO 5 signal, the FTU-R shall complete transmission of the R-P-PRM-UPDATE 2 signal and transition to the channel analysis and exchange phase starting from the symbol with index 0 of the first upstream logical frame of the superframe following transmission of the O-P-SYNCHRO 5 signal. + +#### **12.3.3.3.8.5 O-P-SYNCHRO 4-1** + +The O-P-SYNCHRO 4-1 signal provides an exact time marker for transition from transmission of the O-P-PRM-UPDATE 1 signal to transmission of the O-P-PRM-UPDATE 2. The O-P-SYNCHRO 4-1 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal, except that the SOC quadrant scrambler shall be in free running mode continued from the previous signal and the IDS shall not be applied. During transmission of the O-P-SYNCHRO 4-1 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 4-1 signal shall continue the probe sequence transmitted during the O-P-PRM-UPDATE 1 stage with no interruption. + +The symbols of the O-P-SYNCHRO 4-1 signal shall use all subcarriers from the SUPPORTEDCARRIERSds set modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 4-1 signal shall be PRMPSDds. + +#### **12.3.3.3.8.6 O-P-SYNCHRO 5** + +The O-P-SYNCHRO 5 signal provides an exact time marker for transition from the PARAMETER UPDATE stage to the channel analysis and exchange phase. The O-P-SYNCHRO 5 signal shall have the same format, start time and duration as the O-P-SYNCHRO 1 signal, except that the inverted symbols containing SOC IDLE (see clause 12.2.3 for the equivalent definition when the SOC is in the active state) shall use normal bit mapping and the IDS shall not be applied. During transmission of the O-P-SYNCHRO 5 signal, the SOC is inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 5 signal shall continue the probe sequence transmitted during the PARAMETER UPDATE stage with no interruption. + +The symbols of the O-P-SYNCHRO 5 signal shall use all subcarriers from the MEDLEYds set modulated as defined in clause 10.2.2.2. + +The transmit PSD of the O-P-SYNCHRO 5 signal shall be PRMPSDds. + +### 12.3.4 Channel analysis and exchange phase + +#### 12.3.4.1 Overview + +The channel analysis and exchange phase is the final phase of initialization. During this phase: + +- the FTU-O and FTU-R are transmitting sync symbols modulated by probe sequences; +- the SOC is active in both upstream and downstream; +- the FTU-O and FTU-R exchange capabilities and negotiate relevant parameters of TPS-TC (e.g., DTU size), PMS-TC (e.g., FEC parameters) and PMD (e.g., bits and gains tables) for showtime; +- for bits and gains setting, the FTU-O and FTU-R estimate the actual SNR in upstream and downstream directions, respectively. + +At the end of this stage, both FTU-O and FTU-R apply the exchanged bits and gains tables and transition to showtime as described in clause 12.3.5. + +Figure 12-12 presents the timing diagram for the stages of the channel analysis and exchange phase. It gives an overview of the sequence of signals transmitted and the sequence of SOC messages sent by the FTU-O and FTU-R during the channel analysis and exchange phase. The two inner columns show the sequences of signals that are transmitted (see clause 12.3.4.3), and the two outer columns identify the messages sent in the SOC (see clause 12.3.4.2). The shaded areas correspond to periods of time when SOC is inactive. + +![Timing diagram of the channel analysis and exchange phase. The diagram shows the sequence of messages between FTU-O (Downstream) and FTU-R (Upstream) during the channel analysis and exchange phase. The vertical axis represents time, with the 'CHANNEL ANALYSIS and EXCHANGE phase (FTU-O)' and 'CHANNEL ANALYSIS and EXCHANGE phase (FTU-R)' indicated by double-headed arrows. The sequence starts with O-IDLE, followed by O-MSG 1, O-IDLE, O-TPS, O-IDLE, O-PMS, O-IDLE, O-PMD, O-IDLE, O-ACK, and O-IDLE. The FTU-O then sends O-P-SYNCHRO 5 and O-P-MEDLEY. The FTU-R responds with R-IDLE, R-IDLE, R-MSG 2, R-IDLE, R-ACK 1, R-IDLE, R-PMS, R-IDLE, R-PMD, and R-IDLE. The FTU-R then sends R-P-MEDLEY. The FTU-O responds with O-P-SYNCHRO 6. The diagram then shows the 'Showtime' phase, which is divided into 'Downstream Signals' and 'Upstream Signals'. A '1 superframe' duration is indicated between the end of the exchange phase and the start of showtime. The diagram is labeled G.9701(19)_F12-12.](ea6b9ace0ed0694c2ce8dcdb8b5ea52b_img.jpg) + +Timing diagram of the channel analysis and exchange phase. The diagram shows the sequence of messages between FTU-O (Downstream) and FTU-R (Upstream) during the channel analysis and exchange phase. The vertical axis represents time, with the 'CHANNEL ANALYSIS and EXCHANGE phase (FTU-O)' and 'CHANNEL ANALYSIS and EXCHANGE phase (FTU-R)' indicated by double-headed arrows. The sequence starts with O-IDLE, followed by O-MSG 1, O-IDLE, O-TPS, O-IDLE, O-PMS, O-IDLE, O-PMD, O-IDLE, O-ACK, and O-IDLE. The FTU-O then sends O-P-SYNCHRO 5 and O-P-MEDLEY. The FTU-R responds with R-IDLE, R-IDLE, R-MSG 2, R-IDLE, R-ACK 1, R-IDLE, R-PMS, R-IDLE, R-PMD, and R-IDLE. The FTU-R then sends R-P-MEDLEY. The FTU-O responds with O-P-SYNCHRO 6. The diagram then shows the 'Showtime' phase, which is divided into 'Downstream Signals' and 'Upstream Signals'. A '1 superframe' duration is indicated between the end of the exchange phase and the start of showtime. The diagram is labeled G.9701(19)\_F12-12. + +**Figure 12-12 – Timing diagram of the channel analysis and exchange phase** + +The SOC messages shown in Figure 12-12 shall use the rules of the communication protocol defined in clause 12.2.2, using RQ mode. Symbol encoding of symbols shall be as defined in clause 10.2.2.2. + +The channel analysis and exchange phase, as shown in Figure 12-12, involves the following steps: + +- 1) The FTU-O sends the O-MSG 1 message, which contains the FTU-O's TPS-TC, PMS-TC and PMD related capabilities and main requirements for downstream transmission. +- 2) The FTU-R replies by sending the R-MSG 2 message, which indicates the FTU-R's TPS-TC, PMS-TC and PMD related capabilities and time synchronization requirement and period. +- 3) The FTU-O sends the O-TPS message to indicate the configuration of the TPS-TC and its required capabilities for both upstream and downstream directions. +- 4) The FTU-R acknowledges the O-TPS message with the R-ACK 1 message. +- 5) The FTU-O conveys the required PMS-TC parameters by sending the O-PMS message. +- 6) The FTU-R conveys the required PMS-TC parameters by sending the R-PMS message. +- 7) The FTU-O sends the O-PMD message, which contains the bit loading and tone ordering tables for the upstream. +- 8) The FTU-R sends the R-PMD message, which contains the bit loading and tone ordering tables for the downstream. + +- 9) After exchanging O-PMD and R-PMD messages, the FTUs are ready to transition to showtime. The FTU-O acknowledges R-PMD message by sending O-ACK message and further triggers the transition into showtime by transmitting the O-P-SYNCHRO 6 signal. + +The PMD, PMS-TC and TPS-TC parameter settings negotiated during the channel analysis and exchange phase shall be applied starting from the first symbol of showtime. During the showtime some of these parameters can be modified using various OLR procedures (see clause 13), although within the range determined by the exchanged FTU capabilities. + +#### 12.3.4.2 SOC messages exchanged during channel analysis and exchange phase + +Figure 12-13 illustrates the SOC message exchange between the FTU-O and FTU-R during the channel analysis and exchange phase. It also summarizes the main content of each message. + +![Sequence diagram of SOC messages exchanged during channel analysis and exchange phase. The diagram shows a series of messages between FTU-O and FTU-R: O-MSG 1 (FTU-O to FTU-R), R-MSG 2 (FTU-R to FTU-O), O-TPS (FTU-O to FTU-R), R-ACK 1 (FTU-R to FTU-O), O-PMS (FTU-O to FTU-R), R-PMS (FTU-R to FTU-O), O-PMD (FTU-O to FTU-R), R-PMD (FTU-R to FTU-O), and O-ACK (FTU-O to FTU-R).](188cb10055af81775af583e68da10e03_img.jpg) + +| | | +|----------------------------------------------------------|--| +| O-MSG 1 | | +| – Conveys FTU-O capabilities (e.g., TPS-TC, PMS-TC, ToD) | | +| R-MSG 2 | | +| – Conveys FTU-R capabilities (e.g., TPS-TC, PMS-TC, ToD) | | +| O-TPS | | +| – Sets properties of TPS-TCs | | +| – Sets properties of NTR and ToD | | +| R-ACK 1 | | +| – Acknowledge reception of the O-TPS message | | +| O-PMS | | +| – Conveys PMS-TC parameter selection for upstream | | +| R-PMS | | +| – Conveys PMS-TC parameter selection for downstream | | +| O-PMD | | +| – Conveys (bi, ti) for use in upstream | | +| R-PMD | | +| – Conveys (bi, ti) for use in downstream | | +| O-ACK | | +| – Acknowledge reception of the R-PMD message | | + +Sequence diagram of SOC messages exchanged during channel analysis and exchange phase. The diagram shows a series of messages between FTU-O and FTU-R: O-MSG 1 (FTU-O to FTU-R), R-MSG 2 (FTU-R to FTU-O), O-TPS (FTU-O to FTU-R), R-ACK 1 (FTU-R to FTU-O), O-PMS (FTU-O to FTU-R), R-PMS (FTU-R to FTU-O), O-PMD (FTU-O to FTU-R), R-PMD (FTU-R to FTU-O), and O-ACK (FTU-O to FTU-R). + +Figure 12-13 – SOC messages exchanged during the channel analysis and exchange phase + +##### 12.3.4.2.1 O-MSG 1 + +The O-MSG 1 message contains the capabilities of the FTU-O and the main requirements for downstream transmission (such as margin). The list of parameters carried by the O-MSG 1 message is shown in Table 12-38. + +Table 12-38 – O-MSG 1 message + +| Field | Field name | Format | +|-------|-----------------------------------------------------------------|-----------------| +| 1 | Message descriptor | Message code | +| 2 | NTR | One byte | +| 3 | TPS-TC capabilities | See Table 12-39 | +| 4 | PMS-TC capabilities | See Table 12-41 | +| 5 | Downstream rate adaptation downshift SNR margin (RA-DSNRMds) | Two bytes | +| 6 | Downstream rate adaptation downshift time interval (RA-DTIMEds) | Two bytes | +| 7 | Downstream rate adaptation upshift SNR margin (RA-USNRMds) | Two bytes | +| 8 | Downstream rate adaptation upshift time interval (RA-UTIMEds) | Two bytes | +| 9 | Downstream FRA time window (FRA-TIMEds) | One byte | + +**Table 12-38 – O-MSG 1 message** + +| Field | Field name | Format | +|-------|-------------------------------------------------------------------------|-------------------| +| 10 | Downstream FRA minimum percentage of degraded tones (FRA-NTONESds) | One byte | +| 11 | Downstream FRA minimum number of rtx-uc anomalies (FRA-RTX-UCds) | Two bytes | +| 12 | Downstream FRA vendor discretionary criteria (FRA-VENDISCds) | One byte | +| 13 | Channel-initialization policy ( CIpolicy ) | One byte | +| 14 | Fast retrain policy ( FRpolicy ) | One byte | +| 15 | Downstream los defect persistency (LOS-PERSISTENCYds) | One byte | +| 16 | Downstream lom defect persistency (LOM-PERSISTENCYds) | One byte | +| 17 | Downstream lor defect persistency (LOR-PERSISTENCYds) | One byte | +| 18 | Downstream reinit time threshold (REINIT-TIME-THRESHOLDds) | One byte | +| 19 | Downstream low ETR threshold (LOW-ETR-THRESHOLDds) | One byte | +| 20 | Downstream target SNR margin for RMC (TARSNRM-RMCds) | Two bytes | +| 21 | Downstream minimum SNR margin for RMC (MINSNRM-RMCds) | Two bytes | +| 22 | Downstream maximum bit loading for RMC (MAXBL-RMCds) | One byte | +| 23 | L2 link state control parameter field | See Table 12-41.1 | +| 24 | PMD capabilities | See Table 12-41.2 | +| 25 | CD_time_out_1 during fast retrain | One byte | +| 26 | CD_time_out_2 during fast retrain | One byte | +| 27 | Supported Options | Two bytes | +| 28 | Annex X descriptor | Variable | +| 29 | Upstream low ANDEFTR threshold ( low_ANDEFTR_threshold-us ) | Two bytes | + +Field 1 "Message descriptor" is a unique one-byte code (0716) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "NTR" shall be set to 0116 if the FTU-O is transporting the NTR signal in the downstream direction, otherwise it shall be set to 0016. + +Field 3 "TPS-TC capabilities" indicates the TPS-TC capabilities of the FTU-O as shown in Table 12-39. + +**Table 12-39 – TPS-TC capabilities of the FTU-O** + +| Field name | Format | Description | +|------------------------------------|---------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of TPS-TCs (Note) | One byte:
[p0000000] | Indicates TPS-TCs of each type that the FTU-O is capable to support (both upstream and downstream directions):
• p = 1 – supports PTM TPS-TCs | +| Downstream PTM TPS-TC capabilities | Bearer channel descriptor | Contains downstream capabilities of the supported PTM TPS-TC | +| Upstream PTM TPS-TC capabilities | Bearer channel descriptor | Contains upstream capabilities of the supported PTM TPS-TC | + +NOTE – For each supported TPS-TC, a bearer channel descriptor (see Table 12-40) shall be appended to the message. + +The bearer channel descriptors shall have a format as defined in Table 12-40. + +**Table 12-40 – Bearer channel descriptor** + +| Byte | Content of field | +|---------|-------------------------------------------------------------------------| +| 1 and 2 | Maximum NDR ( NDR_max ) | +| 3 and 4 | Minimum ETR ( ETR_min ) | +| 5 | Maximum delay ( delay_max ) | +| 6 and 7 | Minimum Impulse Noise Protection against SHINE ( INP_min_shine ) | +| 8 | SHINE ratio ( SHINEratio ) | +| 9 | Minimum Impulse Noise Protection against REIN ( INP_min_rein ) | +| 10 | Inter arrival time flag of REIN ( iat_rein_flag ) | +| 11 | Minimum R/N ratio ( rnratio_min ) | + +In the field "Maximum NDR", the parameter value for *NDR\_max* represents the maximum net data rate (*NDR*) allowed by the FTU-O for the bearer channel. The value shall not exceed the *NDR\_max* value defined in clause 11.4.2.2. The value shall be coded as a 16-bit unsigned integer representing the data rate as a multiple of 96 kbit/s. All other fields of the bearer channel descriptor in O-MSG 1 message shall be set to 0 and shall be ignored by the FTU-R as those values are not negotiated. Those other fields are set in the O-TPS message (see clause 12.3.4.2.3). + +Field 4 "PMS-TC capabilities" indicates the PMS-TC capabilities of the FTU-O as shown in Table 12-41. + +**Table 12-41 – PMS-TC capabilities of the FTU-O** + +| Field name | Format | Description | +|----------------------|-----------|---------------------------------------------------------------------------------------------------------------------------------------------| +| Max DS net data rate | Two bytes | Indicates the maximum downstream net data rate supported. The unsigned 16-bit value is the net data rate divided by 96 kbit/s. | +| Max US net data rate | Two bytes | Indicates the maximum upstream net data rate supported. The unsigned 16-bit value is the net data rate divided by 96 kbit/s. | +| MB upstream | One byte | Minimal initial value of the logical frame down count (LFDC) supported by the FTU in the upstream direction. Valid values are zero and one. | + +Field 5 "Downstream rate adaptation downshift SNR margin (RA-DSNRMds)": The definition and use of this parameter is specified in clause 13.2.1.1.2. The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and has a valid range between zero and 31.0 dB (013616). + +Field 6 "Downstream rate adaptation downshift time interval (RA-DTIMEds)": The definition and use of this parameter is specified in clause 13.2.1.1.2. The field shall be formatted as a 16-bit unsigned integer with LSB weight of one second and has a valid range between zero and 16 383 s (3FFF16). + +Field 7 "Downstream rate adaptation upshift SNR margin (RA-USNRMds)": The definition and use of this parameter is specified in clause 13.2.1.1.2. The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and has a valid range between zero and 31.0 dB (013616). + +Field 8 "Downstream rate adaptation upshift time interval (RA-UTIMEds)": The definition and use of this parameter is specified in clause 13.2.1.1.2. The field shall be formatted as a 16-bit unsigned integer with LSB weight of one second and has a valid range between 0 and 16 383 s (3FFF16). + +Field 9 "Downstream FRA time window (FRA-TIMEds)" contains the value of the FRA triggering parameter *fra-time-ds*. The parameter is used in the specification of the FRA procedure and is defined in clause 13.3.1.1.1.1. + +The valid range of non-zero values is from one logical frame length to one superframe length in steps of one logical frame length. The valid value 0 shall be used to indicate that both monitoring of the percentage of degraded subcarriers (see clause 13.3.1.1.1.2) and monitoring of the number of *rtx-uc* anomalies (see clause 13.3.1.1.1.3) are disabled (see clause 13.3.1.1.1.5). + +Field 10 "Downstream FRA minimum percentage of degraded tones (FRA-NTONESds)" contains the value of the FRA triggering parameter *fra-ntones-ds*. The parameter is used in the specification of the FRA procedure and defined in clause 13.3.1.1.1.2. + +The valid range of non-zero values is from 1 to 100 ( $64_{16}$ ) in steps of 1. The valid value 0 shall be used to indicate that monitoring of the percentage of degraded subcarriers is disabled (see clause 13.3.1.1.1.5). If the value of *fra-time-ds* is 0, then the value of *fra-ntones-ds* shall be set to 0. + +Field 11 "Downstream FRA minimum number of *rtx-uc* anomalies (FRA-RTX-UCds)" contains the value of the FRA triggering parameter *fra-rtx-uc-ds*. The parameter is used in the specification of the FRA procedure and defined in clause 13.3.1.1.1.3. + +The valid range of non-zero values is from 1 to 1 023 ( $03FF_{16}$ ) in steps of 1. The valid value 0 shall be used to indicate that monitoring of the number of *rtx-uc* anomalies is disabled (see clause 13.3.1.1.1.5). If the value of *fra-time-ds* is 0, then the value of *fra-rtx-uc-ds* shall be set to 0. + +Field 12 "Downstream FRA vendor discretionary criteria (FRA-VENDISCds)" contains the value of the FRA triggering parameter *fra-vendisc-ds*. The parameter is used in the specification of the FRA procedure and defined in clause 13.3.1.1.1.4. + +If set to ONE, then vendor discretionary FRA triggering criteria may be used. If set to ZERO, then vendor discretionary FRA triggering criteria shall not be used (see clause 13.3.1.1.1.5). + +Field 13 "Channel-initialization policy (*CIpolicy*)" indicates the channel-initialization policy. + +The field is formatted as [0000 000p]. + +- $p = 0$ to indicate that *CIpolicy*=0 shall be used +- $p = 1$ is reserved by ITU-T. + +Field 14 "Fast-retrain policy (*FRpolicy*)" indicates the fast-retrain policy. + +The field is formatted as [0000 000p]. + +- $p = 0$ to indicate that *FRpolicy*=0 shall be used +- $p = 1$ is reserved by ITU-T. + +Field 15 "Downstream *los* defect persistency (LOS-PERSISTENCYds)" contains the value of the control parameter *los\_persistency-ds* divided by 100. The parameter is used in the fast-retrain trigger criteria (see clause 12.1.4.2) and is defined in clause 12.1.4.3.1. The field has valid values from 1 to 20 ( $14_{16}$ ) in steps of 1. + +Field 16 "Downstream *lom* defect persistency (LOM-PERSISTENCYds)" contains the value of the control parameter *lom\_persistency-ds*. The parameter is used in the fast-retrain trigger criteria (see clause 12.1.4.2) and is defined in clause 12.1.4.3.2. The field has valid values from 2 to 20 ( $14_{16}$ ) in steps of 1. + +Field 17 "Downstream *lor* defect persistency (LOR-PERSISTENCYds)" contains the value of the control parameter *lor\_persistency-ds* divided by 100. The parameter is used in the fast-retrain trigger criteria (see clause 12.1.4.2) and is defined in clause 12.1.4.3.3. The field has valid values from 1 to 20 ( $14_{16}$ ) in steps of 1. + +Field 18 "Downstream reinit time threshold (REINIT-TIME-THRESHOLDds)" contains the value of the control parameter *reinit\_time\_threshold-ds*. The parameter is used in the conditions for declaring a High\_BER event (see clause 12.1.4.3.4) and is defined in clause 12.1.4.3.4. The field has valid values from 5 to 31 (1F16) in steps of 1. + +Field 19 "Downstream low ETR threshold (LOW-ETR-THRESHOLDds)" contains the value of the control parameter *low\_ETR\_threshold-ds*. The parameter is used in the conditions for declaring a High\_BER event (see clause 12.1.4.3.4) and is defined in clause 12.1.4.3.4. The field has non-zero valid values from 1 to 30 (1E16) in steps of 1. The valid value 0 indicates that no High\_BER event shall be declared based on ETR being below the *ETR\_min\_eoc*. + +Field 20 "Downstream target SNR margin for RMC (TARSNRM-RMCds)" indicates the target SNR margin for the downstream RMC. For definition of TARSNRM-RMC see clause 13.2.1.3.1. The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and the valid range between 0 and 31 dB. + +Field 21 "Downstream minimum SNR margin for RMC (MINSNRM-RMCds)" indicates the minimum SNR margin for the downstream RMC. For definition of MINSNRM-RMC see clause 13.2.1.3.1. The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and the valid range between 0 and 31 dB. + +Field 22 "Downstream maximum bit-loading for RMC (MAXBL-RMC)" indicates the maximum allowed bit-loading for the downstream RMC subcarriers. For definition of MAXBL-RMC see clause 13.2.1.3.1. The field shall be formatted as an 8-bit unsigned integer with valid range from 2 to 6. + +Field 23 contains the "L2 link state control parameter field". This field is a variable length field that contains multiple fields as represented in Table 12-41.1. + +**Table 12-41.1 – L2 link state control parameter field in O-MSG1** + +| Field | Field name | Format | +|-------|------------------------------------------------------------------------------------|-----------------| +| 1 | L2 link state control parameter field length | One byte (Note) | +| 2 | Downstream target SNR margin for L2.1 and L2.2 ( L2_TARSNRM ) | Two bytes | +| 3 | Downstream maximum SNR margin for L2.1 ( L2.1_MAXSNRM ) | Two bytes | +| 4 | Downstream maximum NDR in L2.1 ( L2.1_NDR_max ) | Two bytes | +| 5 | Downstream minimum ETR in L2.1 ( L2.1_ETR_min ) | Two bytes | +| 6 | Downstream minimum ETR at L2.1 exit ( L2.1_Exit_ETR_min ) | Two bytes | +| 7 | Downstream and upstream maximum NDR in L2.2 ( L2.2_NDR_max ) | Two bytes | +| 8 | Downstream and upstream minimum ETR in L2.2 ( L2.2_ETR_min ) | Two bytes | +| 9 | Downstream rate adaptation downshift SNR margin in L2.1 ( L2.1_RA_DSNRMds ) | Two bytes | +| 10 | Downstream rate adaptation upshift SNR margin in L2.1 ( L2.1_RA_USNRMds ) | Two bytes | + +NOTE – This length field is included to allow correct parsing of O-MSG1. For this version of the Recommendation, the transmitter shall set the value of this field to 0016 or 1216. Receivers need to be able to deal with larger values and shall ignore the fields that they do not understand. + +The fields are defined as follows: + +Field 1 "L2 link state control parameter field length", indicates the length of the L2 link state control parameter field in bytes, excluding the L2 link state control parameter field length field. The length shall be coded as an 8-bit unsigned integer. + +Field 2 "Downstream target SNR margin for L2.1 and L2.2 (*L2\_TARSNRM*)" indicates the target SNR margin for data subcarriers of the downstream RMC symbols during L2.1 and L2.2 operation (see clause 13.4.1.3 and clause 13.4.2.3, respectively). The definition, formatting and range of valid values is specified in clause 13.4.1.5.3. + +Field 3 "Downstream maximum SNR margin for L2.1 (*L2.1\_MAXSNRM*)" indicates the maximum SNR margin for data subcarriers of the downstream RMC symbols during L2.1 operation (see clause 13.4.1.3). The definition, formatting and range of valid values is specified in clause 13.4.1.5.4. + +Field 4 "Downstream maximum NDR in L2.1 (*L2.1\_NDR\_max*)" indicates the maximum NDR in the L2.1 link state in downstream. The definition, formatting and range of valid values is specified in clause 13.4.1.5.2. + +Field 5 "Downstream minimum ETR in L2.1 (*L2.1\_ETR\_min*)" indicates the minimum ETR in the L2.1 link state in downstream. The definition, formatting and range of valid values is specified in clause 13.4.1.5.1. + +Field 6 "Downstream minimum ETR at L2.1 exit (*L2.1\_Exit\_ETR\_min*)" indicates the minimum ETR after the exit out of the L2.1 link state in downstream. The definition, formatting and range of valid values is specified in clause 13.4.1.5.6. + +Field 7 "Downstream and upstream maximum NDR in L2.2 (*L2.2\_NDR\_max*)" indicates the maximum NDR in the L2.2 link state for both directions. The definition, formatting and range of valid values is specified in clause 13.4.2.5.2. + +Field 8 "Downstream and upstream minimum ETR in L2.2 (*L2.2\_ETR\_MIN*)" indicates the minimum ETR in the L2.2 link state for both directions. The definition, formatting and range of valid values is specified in clause 13.4.2.5.1. + +Field 9 "Downstream Rate adaptation downshift SNR margin in L2.1 (*L2.1\_RA\_DSNRMds*)": The definition, formatting and range of valid values is specified in clause 13.4.1.5.7. + +Field 10 "Downstream Rate adaptation upshift SNR margin in L2.1 (*L2.1\_RA\_USNRMds*)": The definition, formatting and range of valid values is specified in clause 13.4.1.5.7. + +Field 24 "PMD capabilities" indicates the PMD capabilities of the FTU-O as shown in Table 12-41.2. + +**Table 12-41.2 – PMD capabilities of the FTU-O** + +| Field name | Format | Description | +|---------------------------|-------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| FTU-O maximum bit loading | One byte:
[000000aa] | Indicates the maximum bit loading supported by the FTU-O transmitter:
  • aa = 00 – maximum bit loading = 12 bits
  • aa = 01 – maximum bit loading = 13 bits
  • aa = 10 – maximum bit loading = 14 bits
  • aa = 11 – Reserved by ITU-T
| + +Field 25 "CD\_time\_out\_1 during fast retrain" indicates the timeout for the transmission of O-P-CHANNEL-DISCOVERY 1-1 in case of a fast retrain. The value shall be coded as an 8-bit unsigned integer with valid values from 1 to 40 representing the timeout in steps of 1 second. The value shall be less than or equal to the CD\_time\_out\_1 value negotiated during the last ITU-T G.994.1 session. The FTU-R shall support all valid values if it indicated support for "CD time\_out" during the last ITU-T G.994.1 session. + +Field 26 "CD\_time\_out\_2 during fast retrain" indicates the timeout for the initialization after the beginning of O-P-CHANNEL-DISCOVERY 1-1 in case of a fast retrain. The value shall be coded as an 8-bit unsigned integer with valid values from 1 to 80 representing the timeout in steps of 1 second. The value shall be less than or equal to the CD\_timeout\_2 value negotiated during the last ITU-T G.994.1 session. + +ITU-T G.994.1 session. The FTU-R shall support all valid values if it indicated support for "CD time\_out" during the last ITU-T G.994.1 session. + +Field 27 "Supported options" indicates various options supported by the FTU-O. It is encoded as a 16-bit field [b15b14 ... b0] where b15 is the MSB and b0 is the LSB. + +Bits [b15 ... b8] shall be used to indicate only the options for which settings are conveyed via the RMC command field "settings associated with supported options" (see Table 9-5 and Table 9-8): + +- Bit b8 shall be set to 1 if the FTU-O supports the RPF indicator bits in the upstream RMC command (see Table 9-8), set to 0 otherwise. +- Bit b9 shall be set to 1 if the FTU-O supports the INM facility and the INM facility is enabled in the DPU-MIB and shall be set to 0 otherwise (see clause 11.4.4.7). +- Bits [b15 ... b10] are reserved by ITU-T. + +Bits [b7 ... b0] shall be used to indicate all other options: + +- Bit b0 shall be set to 1 if FTU-O supports datagram eoc command (see clause 11.2.2.4.2) and shall be set to 0 otherwise; +- Bit b1 shall be set to 1 if FTU-O supports the RMCR procedure (see clause 13.3.1.2) and the RMCR procedure is enabled in the DPU-MIB (see clause 13.3.1.2.3), and shall be set to 0 otherwise; +- Bit b2 shall be set to 1, indicating that the FTU-O supports the ANDEFTR related performance monitoring parameters (see clauses 11.4.1.1.21 to 11.4.1.1.25). + +NOTE – In equipment compliant with versions of the Recommendation prior to 2019, bit b2 is set to zero if the "Supported options" field is present. This, as well as no "Supported options" field present in O-MSG 1, indicates that the FTU-O does not support the ANDEFTR related performance monitoring parameters. + +- Bit b3 (*SREC\_support\_FTU\_O*) shall be set to 1 if SREC (see clause R.3) has been allowed in the DPU-MIB and is supported by the FTU-O. +- Bits [b7 ... b4] are reserved by ITU-T. + +All bits reserved by ITU-T shall be set to 0 and ignored by the receiver. + +Field 28 "Annex X descriptor" contains Annex X related parameters indicated by the FTU-O. The field has variable length; the format and content of this descriptor is defined in Table 12-41.3. + +**Table 12-41.3 – Format of Annex X descriptor** + +| Field name | Format | Description | +|--------------------------------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X parameter field length | One byte | Indicates the number of bytes in the Annex X parameter field. This field shall be set to ZERO if the Annex X parameter field is not present. | +| Annex X parameter field | Variable length | See clause X.7.2.1 | + +Field 29 "Upstream low ANDEFTR threshold" contains the value of the control parameter *low\_ANDEFTR\_threshold-us*. The parameter is used in the conditions for declaring a *landeftr* defect at the FTU-R (see clauses 11.2.2.11 and 11.3.1.3). + +The value shall not exceed the *NDR\_max* value for the upstream defined in clause 11.4.2.2. The value shall be coded as a 16-bit unsigned integer representing the data rate as a multiple of 96 kbit/s. + +### 12.3.4.2.2 R-MSG 2 + +The R-MSG 2 message conveys FTU-R information to the FTU-O. The full list of parameters carried by the R-MSG 2 message is shown in Table 12-42. + +**Table 12-42 – R-MSG 2 message** + +| Field | Field name | Format | +|-------|-----------------------------------|-------------------| +| 1 | Message descriptor | Message code | +| 2 | TPS-TC capabilities | See Table 12-43 | +| 3 | PMS-TC capabilities | See Table 12-44 | +| 4 | Time synchronization requirement | One byte | +| 5 | Time synchronization period (TSP) | One byte | +| 6 | Battery operation capability | One byte | +| 7 | PMD capabilities | See Table 12-44.1 | +| 8 | Supported Options | Two bytes | +| 9 | Annex X descriptor | Variable | +| 10 | Annex D descriptor | Variable | + +Field 1 "Message descriptor" is a unique one-byte code (8616) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "TPS-TC capabilities" indicates the TPS-TC capabilities of the FTU-R, as shown in Table 12-43. + +**Table 12-43 – TPS-TC capabilities of FTU-R** + +| Field name | Format | Description | +|------------------------------------|---------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Support of TPS-TCs (Note) | One byte: [p0000000] | Indicates TPS-TCs of each type that the FTU-O is capable to support (both upstream and downstream directions):
  • • p=1 – Supports PTM TPS-TCs
| +| Downstream PTM TPS-TC capabilities | Bearer channel descriptor | Contains downstream capabilities of the supported PTM TPS-TC | +| Upstream PTM TPS-TC capabilities | Bearer channel descriptor | Contains upstream capabilities of the supported PTM TPS-TC | + +NOTE – For each supported TPS-TC, a bearer channel descriptor (see Table 12-40) shall be appended to the message. + +Each bearer channel descriptor shall have a format defined in Table 12-40. In the field "Maximum NDR", the parameter value for *NDR\_max* represents the maximum net data rate (*NDR*) capability of the FTU-R for the bearer channel. The value shall be coded as a 16-bit unsigned integer representing the data rate as a multiple of 96 kbit/s. All other fields of the bearer channel descriptor shall be set to 0 and shall be ignored by the FTU-O as those values are not negotiated. + +Field 3 "PMS-TC capabilities" indicates the PMS-TC capabilities of the FTU-R as shown in Table 12-44. + +**Table 12-44 – PMS-TC capabilities of FTU-R** + +| Field name | Format | Description | +|----------------------|-----------|-----------------------------------------------------------------------------------------------------------------------------------------------| +| Max DS net data rate | Two bytes | Indicates the maximum downstream net data rate supported. The unsigned 16-bit value is the net data rate divided by 96 kbit/s. | +| Max US net data rate | Two bytes | Indicates the maximum upstream net data rate supported. The unsigned 16-bit value is the net data rate divided by 96 kbit/s. | +| MB downstream | One byte | Minimal initial value of the logical frame down count (LFDC) supported by the FTU in the downstream direction. Valid values are zero and one. | + +Field 4 "Time synchronization request" indicates whether or not ToD synchronization is required by the NT. The field shall be coded as a single byte [0000 000t], where: + +- $t = 0$ indicates that ToD synchronization is not required; +- $t = 1$ indicates that ToD synchronization is required. + +Field 5 indicates the time synchronization period (TSP), defined as maximum increment in number of superframes of the $t_1$ instant number (see clause 8.5.1 and Figure 8-13) contained in two consecutive transmissions of the time synchronization eoc message. TSP is coded as an 8-bit unsigned integer $n$ with valid values $n = 10 \dots 255$ ( $FF_{16}$ ), indicating $TSP = 16 \times n$ . + +Field 6 "Battery operation capability" indicates whether battery backup of CPE is available during power failures at the customer premises. The field shall be set to $01_{16}$ if backup battery is available and set to $00_{16}$ otherwise. + +Field 7 "PMD capabilities" indicates the PMD capabilities of the FTU-R as shown in Table 12-44.1. + +**Table 12-44.1 – PMD capabilities of the FTU-R** + +| Field name | Format | Description | +|---------------------------|----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| FTU-R maximum bit loading | One byte: [000000aa] | Indicates the maximum bit loading supported by the FTU-R transmitter:
  • • aa = 00 – maximum bit loading = 12 bits
  • • aa = 01 – maximum bit loading = 13 bits
  • • aa = 10 – maximum bit loading = 14 bits
  • • aa = 11 – Reserved by ITU-T
| + +Field 8 "Supported options" indicates various options supported by the FTU-R. It is encoded as a 16-bit field [ $b_{15}b_{14} \dots b_0$ ] where $b_{15}$ is the MSB and $b_0$ is the LSB. + +Bits [ $b_{15} \dots b_8$ ] shall be used to indicate only the options for which settings are conveyed via the RMC command field "settings associated with supported options" (see Table 9-5 and Table 9-8): + +- Bit $b_8$ shall be set to 1 if the FTU-R supports the RPF indicator bits in the upstream RMC command (see Table 9-8), set to 0 otherwise; +- Bit $b_9$ shall be set to 1 if the FTU-R supports the INM facility and set to 0 otherwise (see clause 11.4.4.7). +- Bits [ $b_{15} \dots b_{10}$ ] are reserved by ITU-T. + +Bits [ $b_7 \dots b_0$ ] shall be used to indicate all other options: + +- Bit $b_0$ shall be set to 1 if FTU-R supports datagram eoc command (see clause 11.2.2.4.2) and shall be set to 0 otherwise; + +- Bit b1 shall be set to 1 if FTU-R supports the RMCR procedure (see clause 13.3.1.2) and shall be set to 0 otherwise; +- Bit b2 shall be set to 1, indicating that the FTU-R supports the ANDEFTR related performance monitoring parameters (see clauses 11.4.1.1.21 to 11.4.1.1.25). +NOTE – In equipment compliant with versions of the Recommendation prior to 2019, bit b2 is set to zero if the "Supported options" field is present. This, as well as no "Supported options" field present in R-MSG 2, indicates that the FTU-R does not support the ANDEFTR related performance monitoring parameters. +- Bit b3 (*SREC\_support\_FTU\_R*) shall be set to 1 if SREC (see Annex R) is supported by the FTU-R. +- Bits [b7 ... b4] are reserved by ITU-T. + +All bits reserved by ITU-T shall be set to 0 and ignored by the receiver. + +Field 9 "Annex X descriptor" contains Annex X related parameters indicated by the FTU-R. The field has variable length; the format and content of this descriptor is defined in Table 12-44.2. + +**Table 12-44.2 – Format of Annex X descriptor** + +| Field name | Format | Description | +|--------------------------------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X parameter field length | One byte | Indicates the number of bytes in the Annex X parameter field. This field shall be set to ZERO if the Annex X parameter field is not present. | +| Annex X parameter field | Variable length | See clause X.7.2.2 | + +Field 10 "Annex D descriptor" contains Annex D related parameters indicated by the FTU-R. The field has variable length. The format and content of this descriptor is defined in Table 12-44.3. + +**Table 12-44.3 – Format of Annex D descriptor** + +| Field name | Format | Description | +|--------------------------------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D parameter field length | One byte | Indicates the number of bytes in the Annex D parameter field. This field shall be set to ZERO if the Annex D parameter field is not present. | +| Annex D parameter field | Variable length | See clause D.6.2.2 | + +### 12.3.4.2.3 O-TPS + +The O-TPS message conveys the TPS-TC configuration for both upstream and downstream directions (determined by FTU-O). It is based on the capabilities that were indicated in O-MSG 1 and R-MSG 2 messages. The list of parameters carried by the O-TPS message is shown in Table 12-45. + +**Table 12-45 – O-TPS message** + +| Field | Field name | Format | +|-------|-----------------------------|-----------------| +| 1 | Message descriptor | Message code | +| 2 | TPS-TC configuration | See Table 12-46 | +| 3 | Time synchronization enable | One byte | + +Field 1 "Message descriptor" is a unique one-byte code (0816) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "TPS-TC configuration" specifies the TPS-TC configuration in the upstream and downstream directions, and is structured as shown in Table 12-46. + +**Table 12-46 – TPS-TC configuration** + +| Field name | Format | Description | +|-----------------------------------------------------------------------------------------------------------------|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| TPS-TC type (Note) | One byte:
[aa000000] | aa = TPS-TC type that is mapped (both upstream and downstream):
  • aa=10: Reserved by ITU-T
  • aa=01: Reserved by ITU-T
  • aa=11: PTM-TC
  • aa=00: Reserved for ITU-T
| +| Downstream bearer channel configuration | Bearer channel descriptor | Contains the required configuration of the downstream bearer channel. | +| Upstream bearer channel configuration | Bearer channel descriptor | Contains the required configuration of the upstream bearer channel. | +| NOTE – For the specified TPS-TC a bearer channel descriptor (see Table 12-40) shall be appended to the message. | | | + +In each bearer channel descriptor as defined in Table 12-40: + +The field "Maximum NDR" shall contain the value for *NDR\_max* selected by the FTU-O. This value of *NDR\_max* shall not exceed the value of *NDR\_max* indicated by the FTU-O in O-MSG 1 message and shall not exceed the value of *NDR\_max* indicated by the FTU-R in R-MSG 2 message for the bearer channel. The value shall be coded as a 16-bit unsigned integer representing the data rate as a multiple of 96 kbit/s. + +The field "Minimum ETR" shall contain the value of *ETR\_min* (see clause 11.4.2.1) selected by the FTU-O. The value shall be coded as a 16-bit unsigned integer representing the data rate as a multiple of 96 kbit/s. + +The field "Maximum delay" shall contain the value of *delay\_max* (see clause 11.4.2.3) selected by the FTU-O. The value shall be coded as an 8-bit unsigned integer representing the delay in multiple of 0.25 ms. + +The field "Minimum impulse noise protection against SHINE" shall contain the value of *INP\_min\_shine* (see clause 11.4.2.4) selected by the FTU-O. The value shall be coded as a 16-bit unsigned integer representing the INP in multiple of symbol periods. + +The field "SHINE ratio" shall contain the value *SHINERatio* (see clause 11.4.2.5) selected by the FTU-O. The value shall be coded as an 8-bit unsigned integer representing the *SHINERatio* as a multiple of 0.001. + +The field "Minimum impulse noise protection against REIN" shall contain the value of *INP\_min\_rein* (see clause 11.4.2.6) selected by the FTU-O. The value shall be coded as an 8-bit unsigned integer representing the INP in multiple of symbol periods. + +The field "Inter-arrival time flag of REIN" shall contain the value of *iat\_rein\_flag* (see clause 11.4.2.7) selected by the FTU-O. The value shall be coded as an 8-bit unsigned integer with valid values 0 to 3. + +The field "Minimum R/N ratio" shall contain the value of *rnratio\_min* (see clause 11.4.2.8) as selected by the FTU-O. The value shall be coded as an 8-bit unsigned integer representing the R/N ratio as a multiple of 1/32. + +Field 3 "Time synchronization enable" indicates whether ToD synchronization is enabled. The field shall be formatted as [0000 0b2b1b0]. + +Bits b1b0 define the status of ToD synchronization. The valid values are: + +- If b1b0=00, ToD synchronization is disabled. +- If b1b0=01, ToD frequency synchronization with the PMD sample clock being frequency locked to the ToD network clock is used for time synchronization. +- If b1b0=10, ToD frequency synchronization via the processing of ToD phase difference values is used for time synchronization. +- b1b0=11 is reserved by ITU-T. + +Bit b2 defines the status of NTR frequency synchronization: + +- If b2=1, PMD sample clock is locked to the NTR +- If b2=0, PMD sample clock is independent from the NTR + +#### 12.3.4.2.4 R-ACK 1 + +R-ACK 1 is a one-byte SOC message that acknowledges correct reception of the O-TPS message. The format shall be as defined in Table 12-47. + +**Table 12-47 – R-ACK 1 message** + +| Field | Field name | Format | +|-------|--------------------|--------------| +| 1 | Message descriptor | Message code | + +Field 1 "Message descriptor" is a unique one-byte code (8716) that identifies the message. See Table 12-7 for a complete list of codes. + +#### 12.3.4.2.5 O-PMS + +The O-PMS message conveys the initial PMS-TC parameter settings that shall be used in the upstream direction during showtime. The list of parameters carried by the O-PMS message is shown in Table 12-48. + +**Table 12-48 – O-PMS message** + +| Field | Field name | Format | +|-------|---------------------------|------------------------| +| 1 | Message descriptor | Message code | +| 2 | DPus | Data path descriptor | +| 3 | RMCPus | US RMC path descriptor | +| 4 | RMCPds | DS RMC path descriptor | +| 5 | Upstream ACK window shift | One byte | +| 6 | Upstream MNDSNOI | One byte | +| 7 | Annex D descriptor | Variable | + +Field 1 "Message descriptor" is a unique one-byte code (0916) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "DPus" is a field that contains the PMS-TC parameters required for data path in the upstream direction. The "Data path descriptor" format specified in Table 12-49 shall be used. All values in Table 12-49 are unsigned integers. + +**Table 12-49 – Data path descriptor** + +| Byte | Field | Format | Description | +|---------|----------|-----------|---------------------------------------------------| +| 1 and 2 | $B_D$ | Two bytes | Contains the value of $B_D$ for the data symbol | +| 3 and 4 | $B_{DR}$ | Two bytes | Contains the value of $B_{DR}$ for the RMC symbol | +| 5 | $RD$ | One byte | Contains the value of $R_{FEC}$ for the data path | +| 6 | $ND$ | One byte | Contains the value of $N_{FEC}$ for the data path | +| 7 | $Q$ | One byte | Number of FEC codewords per DTU | + +Field 3 "RMCPus" is a field that contains the PMS-TC parameters required for RMC in the upstream direction. The "RMC path descriptor" format specified in Table 12-50 shall be used. All values in Table 12-50 are unsigned integers. + +**Table 12-50 – RMC path descriptor** + +| Byte | Field | Format | Description | +|------|-----------|----------|---------------------------------------------------| +| 1 | $K_{RMC}$ | One byte | Contains the value of $K_{FEC}$ for the RMC path. | + +Field 4 "RMCPds" is a field that contains the PMS-TC parameters required for RMC in the downstream direction. The "RMC path descriptor" format specified in Table 12-50 shall be used. + +Field 5 "Upstream ACK window shift" is a field that contains the ACK window shift in symbol periods for the upstream direction (see clause 9.7), expressed as an unsigned integer. + +Field 6 "Upstream *MNDSNOI*" is the minimum number of data symbols in the NOI for the upstream direction. Valid values are zero, one and two. This number does not include the RMC symbol. + +Field 7 "Annex D descriptor" contains Annex D related parameters indicated by the FTU-O. The field has variable length; the format and content of this descriptor is defined in Table 12-50.1. + +**Table 12-50.1 – Format of Annex D descriptor** + +| Field name | Format | Description | +|--------------------------------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D parameter field length | One byte | Indicates the number of bytes in the Annex D parameter field. This field shall be set to ZERO if the Annex D parameter field is not present. | +| Annex D parameter field | Variable length | See clause D.6.2.1 | + +#### 12.3.4.2.6 R-PMS + +The R-PMS message conveys the initial PMS-TC parameter settings that shall be used in the downstream direction during showtime. The list of parameters carried by the R-PMS message is shown in Table 12-51. + +**Table 12-51 – R-PMS message** + +| Field | Field name | Format | +|-------|-----------------------------|----------------------| +| 1 | Message descriptor | Message code | +| 2 | DPds | Data path descriptor | +| 3 | Downstream ACK window shift | One byte | +| 4 | Downstream MNDSNOI | One byte | + +Field 1 "Message descriptor" is a unique one-byte code ( $88_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "DPds" is a field that contains the PMS-TC parameters required for data path in the downstream direction. The data path descriptor format specified in Table 12-49 shall be used. + +Field 3 "Downstream ACK window shift" is a field that contains the ACK window shift in symbol periods for the downstream direction (see clause 9.7), expressed as an unsigned integer. + +Field 4 "Downstream *MNDSNOI*" is the minimum number of data symbols in the NOI for the downstream direction. Valid values are 0, 1 and 2. This number does not include the RMC symbol. + +#### 12.3.4.2.7 O-PMD + +The O-PMD message conveys the initial PMD parameter settings that shall be used in the upstream direction during showtime. The list of parameters carried by the O-PMD message is shown in Table 12-52. + +**Table 12-52 – O-PMD message** + +| Field | Field name | Format | +|-------|------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Message descriptor | Message code | +| 2 | Bit-loading table for data symbol during NOI | $\lceil NSC_{us}/2 \rceil$ bytes | +| 3 | Number of RMC US subcarriers ( $NSCR_{us}$ ) | Two bytes | +| 4 | Upstream RMC tone set ( $RTS_{us}$ ) | $3 \times \lceil NSCR_{us}/2 \rceil$ bytes coded as follows:
  • Bits 0-11: rsc_{2n-1}
  • Bits 12-23: rsc_{2n}
| +| 5 | Bit-loading table for RMC US subcarriers | $\lceil NSCR_{us}/2 \rceil$ bytes | +| 6 | Tone ordering table | $3 \times \lceil NSC_{us}/2 \rceil$ bytes coded as follows:
  • Bits 0-11: t_{2n-1}
  • Bits 12-23: t_{2n}
| +| 7 | Initialization status | One byte | +| 8 | Upstream $g_i$ table | $3 \times \lceil NSC_{us}/2 \rceil$ bytes | +| 9 | Upstream FRA sub-bands | Sub-band descriptor | +| 10 | Number of tones in upstream backup RMC tone set ( $NSCR-b_{us}$ ) | Two bytes | +| 11 | Backup upstream RMC tone set ( $RTS-b_{us}$ ) | $3 \times \lceil NSCR-b_{us}/2 \rceil$ bytes coded as follows:
  • Bits 0-11: rsc_{2n-1}
  • Bits 12-23: rsc_{2n}
| +| 12 | Backup bit loading table for upstream RMC | $\lceil NSCR-b_{us}/2 \rceil$ bytes | +| 13 | Downstream RMCR lor persistency trigger ( rmer_lor_trigger-ds ) | One byte | + +Field 1 "Message descriptor" is a unique one-byte code ( $0A_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Bit-loading table for data symbol during NOI" contains the $b_i$ values for every subcarrier in MEDLEYus. The $b_i$ shall indicate the number of bits to be mapped by the FTU-R to the subcarrier $i$ . + +The $b_i$ shall only be defined for subcarriers from the MEDLEYus set (as indicated in O-PRM message), and shall be sent in ascending order of subcarrier index $i$ . + +Each $b_i$ value shall be coded as a 4-bit unsigned integer with valid range from zero to 12. The four least significant bits of the first byte of this field represent the bit loading of the first subcarrier from the MEDLEYus set. The four most significant bits of the first byte of this field represent the bit loading of the second subcarrier from the MEDLEYus set. The four least significant bits of the second byte of this field represent the bit loading of the third subcarrier from the MEDLEYus set, etc. + +Field 3 "Number of RMC US subcarriers ( $NSCR_{us}$ )" indicates the number of subcarriers assigned for upstream RMC symbol coded as a 16-bit unsigned integer. The valid range is from 1 to 512 ( $0200_{16}$ ). + +Field 4 "Upstream RMC tone set (RTSus)" indicates the indices of the subcarriers used to encode the RMC in the upstream direction. Each subcarrier index shall be represented as a 12-bit value. Pairs of subcarrier indices shall be mapped to a field of three bytes, as shown in Table 12-52. For example, if the value of the n-th field is $400200_{16}$ , $rsc_{2n-1} = 200_{16} = 512$ and $rsc_{2n} = 400_{16} = 1\,024$ . If the number of subcarriers in the RTSus set is odd, the 12 MSBs of the last 24-bit field shall be set to ZERO (and ignored by the receiver). The first encoded value shall correspond to the lowest subcarrier used to encode the RMC. The remaining indices shall be sent in increasing frequency order. The subcarriers for RTSus shall be selected from the MEDLEYus set. + +Field 5 "Bit-loading table for RMC US subcarriers" contains the $b_i$ values for every subcarrier in upstream RMC subcarrier set presented in field 3. The $b_i$ shall indicate the number of bits to be mapped by the FTU-R to the subcarrier $i$ . The $b_i$ values shall be sent in ascending order of subcarrier index $i$ . Each $b_i$ value shall be coded as a 4-bit unsigned integer with valid values of 0 and from 2 to 6. + +Field 6 "Tone ordering table" contains the tone ordering table $t$ for the upstream direction. The tone ordering table contains the order in which the subcarriers shall be assigned bits in the upstream direction. The table shall include all subcarriers of the MEDLEYus set and only these subcarriers. Each subcarrier index shall be represented as a 12-bit value. Pairs of subcarrier indices shall be mapped to a field of three bytes, as shown in Table 12-52. For example, if the value of the n-th field is $400200_{16}$ , $t_{2n-1} = 200_{16} = 512$ and $t_{2n} = 400_{16} = 1\,024$ . If the number of subcarriers in the MEDLEYus set is odd, the 12 MSBs of the last 24-bit field shall be set to ZERO (and ignored by the receiver). The value of the first encoded index sent shall be equal to the index of the first entry in the tone ordering table ( $t_1$ , see clause 10.2.1.2). The remaining indices shall be sent in increasing order of the tone ordering table $t$ entries ( $t_2, t_3, \dots, t_{NSC_{us}}$ ). + +Field 7 "Initialization status": + +If, within the constraints of the channel initialization policies defined in clause 12.3.7, the receiver is unable to select a set of values for the control parameters, the receiver shall reply with an "Initialization success/failure code" indicating the initialization failure cause. + +If, within the constraints of the channel initialization policies defined in clause 12.3.7, the receiver is able to select a set of values of the control parameters, the "Initialization success/failure code" indicates the initialization success. Valid "Initialization success/failure codes" are as follows: + +- 8016: Initialization success; +- 8116: Configuration error; +- 8216: Configuration not feasible on line; +- 0016: Feature not supported. + +Other values are reserved by the ITU-T. + +If an initialization success/failure code 0016, 8116 or 8216 is set: + +- all bytes in field 3 shall be set to 0016 and values in fields 4, 5 and 6 shall be set to 0016 (one byte long); and +- the FTU-O shall return to L3 link state instead of L0 link state at the completion of the initialization procedures. + +Field 8: "upstream $g_i$ table" contains the $g_i$ values for every subcarrier in MEDLEYus. The $g_i$ shall indicate the scale factor that shall be applied to subcarrier $i$ , relative to the gain that was used for that subcarrier during the transmission of R-P-MEDLEY. The $g_i$ s shall only be defined for subcarriers from the MEDLEYus set (as indicated in R-PRM message), and shall be sent in ascending order of subcarrier indices $i$ . Each $g_i$ value shall be represented as an unsigned 12-bit fixed-point quantity, with the binary point assumed just to the right of the third most significant bit. For example, a $g_i$ with binary representation (MSB listed first) 000.0100000002 would instruct the FTU-R to scale the constellation for subcarrier $i$ by a gain of 0.25, so that the power of that subcarrier would be 12.04 dB lower than it was during R-P-MEDLEY. Each two $g_i$ values of subcarriers $2i$ and $2i + 1$ shall be mapped onto a 24-bit field as follows: [ $g_{2i}^M g_{2i} g_{2i} g_{2i} \dots g_{2i} g_{2i} g_{2i} g_{2i} \dots g_{2i} g_{2i} g_{2i} \dots g_{2i+1}^M g_{2i+1} g_{2i+1} g_{2i+1} \dots g_{2i+1} g_{2i+1} g_{2i+1} g_{2i+1} \dots g_{2i+1} g_{2i+1} g_{2i+1}$ ], where $g_{2i}^M$ and $g_{2i+1}^M$ are the MSBs of the $g_{2i}$ and $g_{2i+1}$ binary representations, respectively. If the $NSC_{us}$ is odd, the 12 LSBs shall be padded by 0 (and ignored by the receiver). + +Field 9 "Upstream FRA sub-bands" contains the start and stop frequencies of the FRA subbands (see clause 13.3.1.1) for the upstream direction. It shall be formatted as a band descriptor (see Table 12-21) and shall specify up to eight contiguous subbands. + +Field 10 "Number of tones in upstream backup RMC tone set ( $NSCR\text{-}b_{us}$ )" indicates the number of subcarriers in the upstream backup RTS expressed as unsigned integer. + +Field 11 "Backup upstream RMC tone set ( $RTS\text{-}b_{us}$ )" indicates the indices of the subcarriers used to encode the backup RMC in the upstream direction. Subcarrier indices shall be formatted and represented as defined in Field 4 of O-PMD. + +Field 12 "Backup bit-loading table for upstream RMC" contains the $b_i$ values for every subcarrier in upstream backup RMC subcarrier set presented in Field 10. The $b_i$ shall indicate the number of bits to be mapped by the FTU-R to the subcarrier $i$ . The $b_i$ values shall be represented and sent as defined in Field 5 of O-PMD message. + +Field 13 "Downstream RMCR lor persistency trigger" contains the value of the control parameter $rmcr\_lor\_trigger\text{-}ds$ represented as an unsigned integer in units of 50 ms. The parameter is used to declare that the downstream receive RMC is severely degraded (see clause 13.3.1.2.1). The valid range is defined in Table 13-11.1. + +### 12.3.4.2.8 R-PMD + +The R-PMD message conveys the initial PMD parameter settings that shall be used in the downstream direction during the showtime. The list of parameters carried by the R-PMD message is shown in Table 12-53. + +**Table 12-53 – R-PMD message** + +| Field | Field name | Format | +|-------|----------------------------------------------|--------------------------------------------------------------------------------------------------------------| +| 1 | Message descriptor | Message code | +| 2 | Bit-loading table for data symbol | $ceiling(NSC_{ds}/2)$ bytes | +| 3 | Number of RMC DS subcarriers ( $NSCR_{ds}$ ) | Two bytes | +| 4 | Downstream RMC tone set (RTSds) | $3 \times ceiling(NSCR_{ds}/2)$ bytes coded as follows:
Bits 0-11: $rsc_{2n-1}$
Bits 12-23: $rsc_{2n}$ | +| 5 | Bit-loading table for RMC DS subcarriers | $ceiling(NSCR_{ds}/2)$ bytes | +| 6 | Tone ordering table | $3 \times ceiling(NSC_{ds}/2)$ bytes coded as follows:
Bits 0-11: $t_{2n-1}$
Bits 12-23: $t_{2n}$ | + +Rec. ITU-T G.9701 (03/2019) 323 + +**Table 12-53 – R-PMD message** + +| Field | Field name | Format | +|-------|----------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 7 | Showtime pilot tones | Tone descriptor | +| 8 | Initialization status | One byte | +| 9 | Downstream FRA sub-bands | Sub-band descriptor | +| 10 | Number of tones in downstream backup RMC tone set ( $NSCR\text{-}b_{ds}$ ) | Two bytes | +| 11 | Backup downstream RMC tone set ( $RTS\text{-}b_{ds}$ ) | $3 \times \text{ceiling}(NSCR\text{-}b_{ds}/2)$ bytes coded as follows:
  • Bits 0-11: rsc_{2n-1}
  • Bits 12-23: rsc_{2n}
| +| 12 | Backup bit loading table for downstream RMC | $\text{ceiling}(NSCR\text{-}b_{ds}/2)$ bytes | + +Field 1 "Message descriptor" is a unique one-byte code ( $89_{16}$ ) that identifies the message. See Table 12-7 for a complete list of codes. + +Field 2 "Bit-loading table for data symbol" contains the $b_i$ values for every subcarrier in MEDLEYds. The $b_i$ shall indicate the number of bits to be mapped by the FTU-O to subcarrier $i$ . + +The $b_i$ shall only be defined for subcarriers from the MEDLEYds set (as indicated in O-PRM message), and shall be sent in ascending order of subcarrier index $i$ . + +Each $b_i$ value shall be coded as a 4-bit unsigned integer with valid range from 0 to 12. Pairs of $b_i$ s shall be packed into bytes in the same way as in the bit-loading table field of O-PMD message (see Table 12-52). + +Field 3 "Number of RMC DS subcarriers ( $NSCR_{ds}$ )" indicates the number of subcarriers assigned for downstream RMC symbol represented as an unsigned integer. The valid range is from 1 to 512. + +Field 4 "Downstream RMC tone set (RTSds)" indicates the indices of the subcarriers used to encode the RMC in the downstream direction. Each subcarrier index shall be represented as a 12-bit value. Pairs of subcarrier indices shall be mapped to a field of three bytes, as shown in Table 12-53. For example, if the value of the $n$ -th field is $400200_{16}$ , $rsc_{2n-1} = 200_{16} = 512$ and $rsc_{2n} = 400_{16} = 1\,024$ . If the number of subcarriers in the RTSus set is odd, the 12 MSBs of the last 24-bit field shall be set to ZERO (and ignored by the receiver). The first encoded value shall correspond to the lowest subcarrier used to encode the RMC. The remaining indices shall be sent in increasing frequency order. The subcarriers for RTSds shall be selected from the MEDLEYds set. + +Field 5 "Bit-loading table for RMC DS subcarriers" contains the $b_i$ values for every subcarrier in the downstream RMC subcarrier set presented in field 4 of the R-PMD message. The $b_i$ shall indicate the number of bits to be mapped by the FTU-O to the subcarrier $i$ . The $b_i$ values shall be sent in ascending order of subcarrier indices $i$ . Each $b_i$ value shall be represented as a 4-bit unsigned integer with valid values of 0 and from 2 to 6. + +Field 6 "Tone ordering table" contains the tone ordering table $t$ for the downstream direction. The tone ordering table contains the order in which the subcarriers shall be assigned bits in the downstream direction. The table shall include all subcarriers of the MEDLEYds set and only these subcarriers. Each subcarrier index shall be represented as a 12-bit value. Pairs of subcarrier indices shall be mapped to a field of three bytes, as shown in Table 12-53. For example, if the value of the $n$ -th field is $400200_{16}$ , $t_{2n-1} = 200_{16} = 512$ and $t_{2n} = 400_{16} = 1\,024$ . If the number of subcarriers in the MEDLEYds set is odd, the 12 MSBs of the last 24-bit field shall be set to ZERO (and ignored by the receiver). The value of the first encoded index sent shall be equal to the index of the first entry in the tone + +ordering table ( $t_1$ , see clause 10.2.1.2). The remaining indices shall be sent in increasing order of the tone ordering table $t$ entries ( $t_2, t_3, \dots, t_{NSC_{ds}}$ ). + +Field 7 "Showtime pilot tones" indicates the selection of pilot tones that the FTU-R intends to use during the showtime. The field shall be formatted as a tone descriptor, as shown in Table 12-34. + +The FTU-R shall only select a tone as a pilot tone if the bit loading for that tone, as given in the bit-loading table (field 2), is equal to zero. The showtime pilot tones shall be modulated as specified in clause 10.2.2.3. The total number of showtime pilot tones shall not exceed 16. + +Field 8 "Initialization status": + +If, within the constraints of the channel initialization policies defined in clause 12.3.7, the receiver is unable to select a set of values for the control parameters, the "Initialization success/failure code" indicates the initialization failure cause. If, within the constraints of the channel initialization policies defined in clause 12.3.7, the receiver is able to select a set of values for the control parameters, the "Initialization success/failure code" indicates the initialization success. Valid "Initialization success/failure codes" are as follows: + +- 8016: Initialization success; +- 8116: Configuration error; +- 8216: Configuration not feasible on line; +- 0016: Feature not supported. + +Other values are reserved by the ITU-T. + +If an initialization success/failure code 0016, 8116 or 8216 is set: + +- all values in fields 3, 4, 5 and 6 shall be set to 0; and +- the FTU-R shall return to L3 link state instead of L0 link state at the completion of the initialization procedures. + +Field 9 "Downstream FRA sub-bands" contains the start and stop frequencies of the FRA sub-bands (see clause 13.3.1.1) for the downstream direction. It shall be formatted as a band descriptor (see Table 12-21) and shall specify up to eight contiguous sub-bands. + +Field 10 "Number of tones in downstream backup RMC tone set ( $NSCR-b_{ds}$ )" indicates the number of subcarriers in the downstream backup RTS expressed as unsigned integer. + +Field 11 "Backup downstream RMC tone set ( $RTS-b_{ds}$ )" indicates the indices of the subcarriers used to encode the backup RMC in the downstream direction. Subcarrier indices shall be formatted and represented as defined in Field 4 of R-PMD. + +Field 12 "Backup bit-loading table for downstream RMC" contains the $b_i$ values for every subcarrier in downstream backup RMC subcarrier set presented in Field 10. The $b_i$ shall indicate the number of bits to be mapped by the FTU-O to the subcarrier $i$ . The $b_i$ values shall be represented and sent as defined in Field 5 of R-PMD message. + +#### 12.3.4.2.9 O-ACK + +The O-ACK is a one-byte SOC message that acknowledges correct reception of the R-PMD message. The format shall be as defined in Table 12-54. + +**Table 12-54 – O-ACK message** + +| Field | Field name | Format | +|-------|--------------------|--------------| +| 1 | Message descriptor | Message code | + +Field 1 "Message descriptor" is a unique one-byte code (0B16) that identifies the message. See Table 12-7 for a complete list of codes. + +### 12.3.4.3 Signals transmitted during the channel analysis and exchange phase + +All signals transmitted during the channel analysis and exchange phase shall use only subcarriers from the MEDLEYds set in the downstream direction and subcarriers from the MEDLEYus set in the upstream direction, as determined during PARAMETER UPDATE stage of the channel discovery phase. + +The downstream transmit PSD shall be MREFPSDds, and the upstream transmit PSD shall be MREFPSDus that were established at the end of the channel discovery phase. The MREFPSDds and MREFPSDus shall be applied starting from the symbol with index 0 of the first downstream logical frame and the first upstream logical frame, respectively, of the first superframe of the channel analysis and exchange phase. The values of CE, βus and βds shall be those determined at the end of the ITU-T G.994.1 handshake phase and channel discovery phase. + +#### 12.3.4.3.1 O-P-MEDLEY + +During transmission of the O-P-MEDLEY signal the FTU-O communicates to the FTU-R and receives from the FTU-R using SOC messages specified in clause 12.2.4.2 carrying the relevant parameters, including generic parameters and parameters of the TPS-TC, PMS-TC and PMD in the aim to set or negotiate common values of these parameters at the FTU-O and FTU-R. The O-P-MEDLEY is also used by the FTU-R to estimate the downstream SNR. The SNR may be estimated over the first *Sds-snr* symbol positions in the downstream logical frame. + +The O-P-MEDLEY signal has the same structure as the O-P-CHANNEL-DISCOVERY 1 signal and shall consist of the downstream sync symbols and the initialization symbols. Sync symbols shall be transmitted at each downstream sync symbol position. SOC symbols shall be transmitted at the first *sds* symbol positions of each downstream logical frame; all other initialization symbols shall be quiet. The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The SOC shall be in its active state. + +The probe sequence modulating sync symbols shall be continued from the last stage of the channel discovery phase with no interruption. + +SOC symbols shall use normal bit mapping (see clause 10.2.2.2.1). The SOC tone repetition rate *pds* shall be as determined during the channel discovery phase. The SOC symbol repetition rate shall be set to zero (no repetitions) and no IDS shall be applied. The SOC quadrant scrambler shall be kept in free running mode (see clause 10.2.2.4.2). The scrambler shall be initialized at the first SOC symbol of O-P-MEDLEY signal with the seed obtained during the ITU-T G.994.1 handshake and continued until the end of O-P-MEDLEY signal. The FTU-O shall transmit all SOC messages in RQ mode. + +The FTU-O shall start transmission of the O-P-MEDLEY signal right upon completion of transmission of the O-P-SYNCHRO 5 signal, from symbol with index zero of the following downstream logical frame. From the start of the first superframe of the O-MEDLEY, the SOC shall transmit O-IDLE for the three subsequent superframes and then transmit the O-MSG 1 message. After receiving acknowledgement from the FTU-R (via R-MSG 2 message), the FTU-O sends O-TPS message. After O-TPS message is acknowledged by the FTU-R (via R-TPS), the FTU-O sends O-PMS message. After O-PMS message is acknowledged by FTU-R (via R-PMS message), the FTU-O sends O-PMD message. + +After the O-PMD message has been acknowledged by the FTU-R (via R-PMD message), the FTU-O completes the message exchange by sending the O-ACK message and further terminates O-P-MEDLEY signal after transmitting six superframes of O-IDLE by sending the O-P-SYNCHRO 6 signal. The start time of O-P-SYNCHRO 6 signal transmission shall be at the symbol with index zero of the first downstream logical frame of a superframe, but the time between transmission of O-ACK message and transmission of O-P-SYNCHRO 6 signal shall not exceed nine superframes. + +#### 12.3.4.3.2 O-P-SYNCHRO 6 + +The O-P-SYNCHRO 6 signal provides an exact time marker for transition from the channel analysis and exchange phase to showtime. The structure of O-P-SYNCHRO 6 signal shall be the same as O-P-SYNCHRO 1 signal, except that the SOC quadrant scrambler shall be in free running mode and the inverted symbols containing SOC IDLE (see clause 12.2.3 for the equivalent definition when the SOC is in the active state) shall use normal bit mapping and the IDS shall not be applied. During transmission of the O-P-SYNCHRO 6 signal, the SOC shall be inactive. + +The element of the probe sequence carried by the sync symbol of the O-P-SYNCHRO 6 signal shall continue the probe sequence transmitted during the O-P-MEDLEY signal with no interruption. + +#### 12.3.4.3.3 R-P-MEDLEY + +During transmission of the R-P-MEDLEY signal the FTU-R receives from the FTU-O and communicates to the FTU-O using SOC messages specified in clause 12.2.4.2 carrying the relevant parameters, including generic parameters and parameters of the TPS-TC, PMS-TC and PMD in the aim to set or to negotiate common values of these parameters at the FTU-O and FTU-R. The R-P-MEDLEY signal is also used by the FTU-O to estimate the upstream SNR. + +The R-P-MEDLEY signal has the same structure as the R-P-CHANNEL-DISCOVERY 1 signal and shall consist of upstream sync symbols and initialization symbols. Sync symbols shall be transmitted at each upstream sync symbol position. SOC symbols shall be transmitted at the first $s_{us}$ symbol positions of each upstream logical frame; all other initialization symbols shall be quiet. The sync symbols shall be generated and modulated by probe sequences as described in clause 10.2.2.1. The SOC shall be in its active state. + +The probe sequence modulating sync symbols shall be continued from the last stage of the channel discovery phase with no interruption. + +SOC symbols shall use normal bit mapping (see clause 10.2.2.2.1) with the number of repetitions $p$ determined during the channel discovery phase. The SOC symbol repetition rate shall be set to 0 (no repetitions) and no IDS shall be applied. The SOC quadrant scrambler shall be kept in free running mode. The scrambler shall be initialized at the first SOC symbol of R-MEDLEY with the seed obtained during the ITU-T G.994.1 handshake and continued until the end of R-P-MEDLEY signal. The FTU-R shall transmit all SOC messages in RQ mode. + +The FTU-R shall start transmission of the R-P-MEDLEY signal after reception of the O-P-SYNCHRO 5 signal, from the symbol with index 0 of the upstream logical frame that follows the last symbol of O-P-SYNCHRO 5 signal. From the start of the first superframe of the R-P-MEDLEY signal, the SOC shall transmit O-IDLE until reception of the O-MSG 1 message. The FTU-R shall acknowledge O-MSG 1 message by sending R-MSG 2 message and wait for reception of O-TPS message. The FTU-R shall acknowledge the O-TPS message by sending a R-TPS message and shall then wait for reception of an O-PMS message. The FTU-R shall acknowledge the O-PMS message by sending a R-PMS message and shall then wait for reception of an O-PMD message. + +The FTU-R shall acknowledge the O-PMD message by sending a R-PMD message and shall then wait for reception of an O-ACK message followed by an O-P-SYNCHRO 6 signal (transmitted six superframes after O-ACK). After reception of the O-P-SYNCHRO 6 signal, the FTU-R shall transition into showtime as described in clause 12.3.5. + +#### 12.3.5 Transition to showtime + +The FTU-O shall transition to showtime starting from the symbol with index 0 of the downstream logical frame immediately following the O-P-SYNCHRO 6 signal. The FTU-R shall transition to showtime one superframe after the FTU-O transitions to showtime, starting from the symbol with index 0 of the first upstream logical frame. Before that transition, the FTU-R shall send R-IDLE. All + +DTU's of the downstream logical frames of the first superframe following O-P-SYNCHRO 6 shall be dummy DTUs. + +The baseline bit-loading table of the NOI of the first downstream logical frame in showtime shall be the one specified in R-PMD message. The baseline bit-loading table and the $g_i$ values of the NOI of the first upstream logical frame in showtime shall be one specified in O-PMD message. The baseline bit-loading table of the DOI of the first downstream logical frame and the first upstream logical frame in showtime shall be, respectively, the same as for NOI (both $b_i$ and $g_i$ values). Those baseline bit-loading tables shall be indicated with SCCC=0 in the RMC. The FRA adjustment "no adjustment" shall be applied on the baseline bit-loading tables in the first logical frame of showtime. This adjustment shall have an FCCC equal to 0. + +If MB downstream is equal to 1, the configuration of the first downstream logical frame in showtime shall be $TTR_{ds} = s_{ds}$ , $TA_{ds} = 0$ , $TBUDGET_{ds} = s_{ds}$ . Otherwise, the configuration of the first downstream logical frame is indicated in the first downstream RMC message. The configuration of the first upstream logical frame in showtime shall be as specified in previously received downstream RMC messages. If no RMC messages are decoded correctly, the default value shall be $TTR_{us} = s_{us}$ , $TA_{us} = 0$ , $TBUDGET_{us} = s_{us}$ . + +The transmit PSD of the first showtime logical frame in the downstream and upstream directions shall be STPSDds and STPSDus, respectively (NOI symbol position only). The STPSDds and STPSDus in the first showtime logical frame in the downstream and upstream directions shall use the $tss_i$ that was used during the channel analysis and exchange phase of initialization. The transmit PSD may be further adjusted using the corresponding OLR procedures (see clauses 13.2.1.1 and 13.2.2.1). + +The superframe count after transition into showtime and the probe sequences used during the initialization for sync symbols shall continue from initialization with no interruption. + +#### 12.3.5.1 Establishment of DOI + +In the downstream, the establishment of DOI shall be in two steps: + +- 1) The VCE/DRA initiates a TIGA procedure (see clause 13.2.2.1) with a TIGA command containing settings for the DOI interval (this TIGA command may or may not contain settings for the NOI as well). +- 2) After a successful completion of the TIGA procedure, transmission in the DOI may be enabled by the VCE/DRA by setting $TBUDGET > TTR$ . + +In the upstream, the establishment of DOI shall be in two steps: + +- 1) The VCE/DRA initiates a SRA procedure (see clause 13.2.1.1) with an SRA command containing settings for the DOI interval (this SRA command may or may not contain settings for the NOI as well). +- 2) After a successful completion of the SRA procedure, transmission in the DOI may be enabled by the VCE/DRA by setting $TBUDGET > TTR$ . + +#### 12.3.6 Alignment of initialization procedures of multiple joining lines (Informative) + +The procedures and rules described in this clause do not concern interoperability between the FTU-O and FTU-R, but are necessary to ensure vectored operation of joining lines, including FEXT cancellation and minimum distortions in active lines during the joining of multiple lines. + +In case multiple lines are joining to the vectored group, their initialization procedures should be aligned. First, the line that completes the ITU-T G.994.1 handshake becomes a member of the joining group (joining line) or a member of the waiting group (waiting line) using the rules presented in clause 12.3.6.1. Further, the line proceeds depending on the group it has been assigned to as described in the following clauses. + +### 12.3.6.1 Joining group and waiting group (Informative) + +The FTU-O of the line that completes the ITU-T G.994.1 handshake, while in O-QUIET 1 stage, monitors the status of the joining group. If the joining group gets open after FTU-O transitions into O-QUIET 1, the FTU-O considers the line being in the joining group, and terminates the O-QUIET 1 stage, and continues initialization procedure as defined in clause 12.3.2. + +If the joining group is closed, the FTU-O is in the waiting group. The FTU-O stays in the waiting group and goes back to ITU-T G.994.1 handshake after the *CD\_time\_out\_1* timeout is reached or by request of the VCE (in case the VCE does not expect the joining group to open during a relevant time). + +The FTU-R, after entering the QUIET 1 stage, attempts to receive the O-P-CHANNEL-DISCOVERY 1-1 signal. If no reception of O-P-CHANNEL-DISCOVERY 1-1 signal occurs within *CD\_time\_out\_1* timeout after the start of the QUIET 1 stage, the FTU-R goes back to the ITU-T G.994.1 handshake. + +### 12.3.6.2 Alignment of the initialization procedures of multiple joining lines (Informative) + +If the joining group contains multiple lines, initialization procedures of all joining lines are aligned, while each FTU-O performs the initialization procedure with the peer FTU-R, as defined in clause 12.3.2. The alignment includes at least the following rules: + +- 1) The VCE controls the start and the end of O-P-VECTOR 1 signal transmission in all joining lines. This is necessary to ensure that downstream FEXT into active lines is estimated when all joining lines transmit simultaneously. It's also beneficial if transmission of O-VECTOR 1 stage ends in all lines simultaneously. +- 2) If a special probe sequence is used, the VCE controls the entry to O-P-CHANNEL-DISCOVERY 1-1 signal of all joining lines. This is necessary to ensure that downstream direct channel of the joining lines are properly estimated. +- 3) Transmission of O-P-SYNCHRO 1-1 signal is simultaneous in all joining lines. This is necessary to synchronize IDS in all joining lines. +- 4) Transmission of O-P-SYNCHRO 1 signal is simultaneous in all joining lines. This is necessary to align R-P-VECTOR 1 signals in all lines to ensure that upstream FEXT between all lines is estimated when all joining lines transmit simultaneously. +- 5) Transmission of O-P-SYNCHRO 3 signal is simultaneous in all joining lines. This is necessary to align R-P-VECTOR 1-1 signals in all lines and ensure that upstream FEXT between all lines is estimated when all joining lines transmit simultaneously. +- 6) Transmission of O-P-SYNCHRO 4 signal is simultaneous in all joining lines. This is necessary to align O-P-VECTOR 2 signals in all lines to ensure that downstream FEXT into joining lines is estimated when all joining lines transmit simultaneously. +- 7) Transmission of O-P-SYNCHRO 4-1 signal is simultaneous in all joining lines. This is necessary to align downstream PSD updates in all active and joining lines after VECTOR 2 stage. + +### 12.3.6.3 Alignment of the parameters of multiple joining lines (Informative) + +The VCE configures the following parameters for all joining lines: + +- 1) A CE length that is equal to the value assigned for the active lines, +- 2) A TDD frame that has a number of symbol periods ( $M_F$ ) equal to the value assigned for the active lines, +- 3) The number of downstream symbol positions ( $M_{ds}$ ) that is the same as the value assigned for the active lines in a TDD frame, +- 4) Seeds for the quadrant scrambler that are different for all lines, + +- 5) An IDS length that is the same as the length assigned for the active lines, where each line gets a particular IDS value determined by the VCE, +- 6) The number of SOC symbol repetitions, $R_s$ , that is the same for all joining lines, +- 7) The number of initialization data symbols in the downstream direction ( $s_{ds}$ ) that is the same for all joining lines, +- 8) The positions of upstream and downstream RMC symbols that are equal to the values assigned for the active lines, +- 9) Superframe timing of all initializing lines that is aligned with the superframe timing of active lines, as described in clause 10.8. + +### 12.3.7 Channel initialization policies + +The method used by the receiver to select the values of transceiver parameters described in this clause is implementation dependent. However, within the limit of the net data rate achievable by the local PMD, the selected values shall meet all of the constraints communicated by the transmitter prior to the end of the Channel Analysis & Exchange phase, including: + +- $ETR \geq ETR\_min\_eoc$ . +- $NDR \leq NDR\_max$ . +- Impulse noise protection + - at least against a combined threat of worst-case REIN impulses as described by the retransmission control parameters $INP\_min\_rein$ and $iat\_rein\_flag$ and of worst-case SHINE impulses as described by the retransmission control parameter $INP\_min\_shine$ , and + - within the latency bounds defined by the control parameter $delay\_max$ + - within the minimum $R_{FEC}/N_{FEC}$ ratio $rnratio\_min$ +- $SNRM \geq TARSNRM$ +- $SNRM\_RMC \geq TARSNRM-RMC$ . + +If within these constraints, the receiver is unable to select a set of values for the control parameters, then the transmitter shall enter the SILENT state instead of entering the showtime state at the completion of the initialization procedures. + +Within those constraints, the receiver shall select the values for the control parameters so as to optimize in the priority specified by the channel-initialization policy (*CIpolicy*). The channel-initialization policy applies only for the selection of the values exchanged during initialization, and does not apply during the showtime. + +The following channel-initialization policy is defined: + +- Policy ZERO + +If *CIpolicy* = 0, then: + +For downstream, + +- 1) Maximize the $NDR$ until the limit of $NDR\_max$ + +For upstream, + +- 1) Maximize the $NDR$ until the limit of $NDR\_max$ +- 2) Maximize $SNRM$ until the limit of $MAXSNRM$ +- 3) Minimize excess margin with respect to $MAXSNRM$ through gain adjustments (see clause 10.2.1.5.2) + +Support of *CIpolicy* = 0 is mandatory. + +The *Clpolicy* parameter values other than 0 are reserved for use by the ITU-T. + +![Figure 12-14 – Illustration of Clpolicy = 0. The graph plots Achievable NDR on the x-axis against an unlabeled y-axis. The y-axis has two red control parameters: NDR_max^a) and ETR_min_eoc^a). The x-axis has three regions: 'No connect Failed Init' (shaded gray), '1) Maximize NDR', and '2) Maximize margin until MAXSNRM 3) Minimize excess-margin'. Two green test parameters are shown: NDR^b) as a dashed line that increases linearly and then plateaus at NDR_max^a), and ETR^b) as a solid line that increases linearly and plateaus at a lower value. A legend at the bottom left defines a) as Control parameters and b) as Test parameters. A small text 'G.9701(14)-Cor.1(15)_F12-14' is in the bottom right.](4bf10958cdfa5b8eb262118bd3508216_img.jpg) + +Figure 12-14 – Illustration of Clpolicy = 0. The graph plots Achievable NDR on the x-axis against an unlabeled y-axis. The y-axis has two red control parameters: NDR\_max^a) and ETR\_min\_eoc^a). The x-axis has three regions: 'No connect Failed Init' (shaded gray), '1) Maximize NDR', and '2) Maximize margin until MAXSNRM 3) Minimize excess-margin'. Two green test parameters are shown: NDR^b) as a dashed line that increases linearly and then plateaus at NDR\_max^a), and ETR^b) as a solid line that increases linearly and plateaus at a lower value. A legend at the bottom left defines a) as Control parameters and b) as Test parameters. A small text 'G.9701(14)-Cor.1(15)\_F12-14' is in the bottom right. + +Figure 12-14 – Illustration of *Clpolicy* = 0 + +## 12.4 Loop diagnostics mode + +For further study. + +# 13 Online reconfiguration (OLR) + +## 13.1 Overview + +### 13.1.1 Types of online reconfiguration + +Types of OLR include seamless rate adaptation (SRA), bit swapping, transmitter initiated gain adjustment (TIGA), RMC parameter adjustment (RPA), fast rate adaptation (FRA), RMC recovery (RMCR) and L2 transmission schedule adaptation (L2TSA). + +Seamless rate adaptation (SRA) is used to reconfigure the *NDR* by modifying the bits and gains ( $b_i, g_i$ ), the data frame parameters ( $B_{DR}, B_D$ ), and the DTU size (parameters $K_{FEC}, R_{FEC}$ and $Q$ ). This SRA procedure is not applicable to the RMC. SRA is a mandatory capability. The procedures for SRA are defined in clause 13.2.1.1 and shall be implemented using OLR request types 1 and 2 eoc commands defined in Table 11-9. + +Bit swapping is used to reallocate the bits and transmit power among the allowed subcarriers without changing the total number of data bytes loaded onto a data symbol, $B_D$ . Bit swapping reconfigures the bits and gains ( $b_i, g_i$ ) without changing any other PMD or PMS-TC control parameters. Bit swapping is a mandatory capability. The procedure for bit swapping shall be implemented using OLR request types 1 and 2 eoc commands defined in Table 11-9. The bit swapping procedure is not applicable to the RMC tone set; a similar feature for the RMC tone set is implemented by using RPA. + +Transmitter-initiated gain adjustment (TIGA) provides the VCE means to address changes in the downstream precoded direct channel gain (e.g., due to a change in the precoder). TIGA is a mandatory capability. The procedure for TIGA is defined in clause 13.2.2.1 and shall be implemented using the OLR request type 3 eoc command defined in Table 11-9. + +RMC parameter adjustment (RPA) provides reconfiguration of the RMC parameters and shall be used to update the RMC tone set (RTS) and the bit loading for RMC subcarriers. RPA is a mandatory + +capability. The procedure for RPA is defined in clause 13.2.1.3 and shall be implemented using the OLR request type 4 eoc command defined in Table 11-9. + +Fast rate adaptation (FRA) provides fast adaptation of the bit rate. FRA changes the bit-loading ( $b_i$ ) of some groups of subcarriers (sub-bands). FRA is a mandatory capability. The procedure for FRA is defined in clause 13.3.1.1 using RMC commands defined in clause 9.6.4 and shall be implemented using RMC. + +L2 transmission schedule adaptation (L2TSA) is used to modify the transmission schedule of RMC symbols during L2.1 link state. L2TSA is a mandatory capability. The procedure for L2TSA is defined in clause 13.2.1.4 and shall be implemented using the OLR request type 5 eoc command defined in Table 11-9. + +RMC recovery (RMCR) is used to recover the RMC when it fails in one or both transmission directions by using a backup *RTSBL* instead of the current one. RMCR is an optional feature, the support for which is indicated during initialization; by the FTU-O in O-MSG 1 (see clause 12.3.4.2.1) and by the FTU-R in R-MSG 2 (see clause 12.3.4.2.2). The RMCR procedure is defined in clause 13.3.1.2 and shall be implemented using the RMCR command defined in clause 9.6.4. + +### 13.1.2 Types of bit-loading tables + +The following two bit-loading tables are defined for OLR purposes: + +- 1) Baseline (reference) bit-loading table(s); +- 2) Active bit-loading table. + +The symbol encoder (see clause 10.2) shall only use the active bit-loading table for encoding symbols. The baseline bit-loading table serves as a reference to construct the active bit-loading table. The active bit-loading table shall be constructed by applying adjustments to the given baseline bit-loading table communicated via RMC (see clause 9.6.4, Receiver initiated FRA request command). These adjustments to construct the active bit-loading table shall not change the baseline bit-loading table. + +The baseline bit-loading table(s) shall only be updated via SRA, or TIGA procedures. After a baseline bit-loading table update, the active bit-loading table shall be equal to the current baseline bit-loading table unless an adjustment is applied through an FRA procedure. The baseline bit-loading table may be again modified through an SRA or a TIGA procedure. + +### 13.1.3 Summary of OLR types + +Table 13-1 includes a summary of the different OLR types and their relations with the different management channels and bit-loading types: + +**Table 13-1 – Summary of OLR types** + +| OLR type | eoc-based OLR | | RMC-based OLR | | Bit loading table affected | +|--------------|--------------------|-----------------------|--------------------|-----------------------|----------------------------| +| | Receiver initiated | Transmitter initiated | Receiver initiated | Transmitter initiated | | +| SRA | √ | – | – | – | Baseline | +| Bit swapping | √ | – | – | – | Baseline | +| TIGA | – | √ | – | – | Baseline | +| RPA | √ | – | – | – | Baseline | +| FRA | – | – | √ | For further study | Active | +| RMCR | – | – | √ | – | Baseline | +| L2TSA | √ (Note) | | – | – | N/A | + +NOTE – The L2TSA is initiated by the FTU-O for both directions simultaneously. + +## 13.2 Eoc-based procedures + +### 13.2.1 Receiver initiated procedures + +Upon sending a receiver initiated OLR command, the initiator shall await a response. The OLR response may be an RMC command indicating when the reconfiguration requested by the OLR command shall take effect (see clause 13.2.1.1.5 for details and timing for SRA and clause 13.2.1.2.3 for bit swapping), or an eoc response indicating when the reconfiguration shall take place (see clause 13.2.1.3.3 for RPA) or a combination of the above (depending upon the OLR type), or an eoc response deferring or rejecting the reconfiguration. If the initiator receives an eoc response to defer or reject the reconfiguration, it shall abandon the last requested OLR command. A new OLR command may be initiated immediately, with the exception of reason code "wait", as defined in Table 11-20, for which initiation of a new eoc-based OLR procedure shall be deferred for at least 1 second. + +Upon reception of a receiver initiated OLR command, the responder shall send either an OLR response to defer or to reject the reconfiguration, or an indication when the reconfiguration shall take effect (see clause 13.2.1.1.5 for details and timing for SRA and clause 13.2.1.3.3 for RPA). After sending the response, the responder shall reconfigure the affected PMD, PMS-TC and TPS-TC functions. The responder may defer or reject the OLR request; in this case it shall supply a reason code from those specified in Table 11-20. + +An FTU receiver shall initiate an SRA when the conditions in clause 13.2.1.1.3 or clause 13.2.1.1.4 are satisfied. + +An FTU receiver shall initiate bit swapping when the conditions in clause 13.2.1.2.2 are satisfied. + +An FTU receiver shall initiate a RPA when the conditions in clause 13.2.1.3 are satisfied. + +An FTU receiver shall only send OLR request commands that meet all of following constraints: + +- Impulse noise protection + - at least against a combined threat of worst-case REIN impulses as described by the retransmission control parameters *INP\_min\_rein* and *iat\_rein\_flag* and of worst-case SHINE impulses as described by the retransmission control parameter *INP\_min\_shine*, and + - within the latency bounds defined by the control parameter *delay\_max* + - within the minimum $R_{FEC}/N_{FEC}$ ratio *rnratio\_min* +- Net Data Rate $NDR \leq NDR\_max$ + +#### 13.2.1.1 SRA procedures + +##### 13.2.1.1.1 Parameters controlled by the SRA procedures + +The SRA function concerning the adjustment of PMD parameters is accomplished by a coordinated change to the bits and gain values on the number of subcarriers in the baseline table. + +###### 13.2.1.1.1.1 Parameters controlled by autonomous SRA in downstream + +The parameters are described in Table 13-2. + +**Table 13-2 – PMD parameters in autonomous SRA request in downstream** + +| Parameter | Definition | +|-----------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $d\_SRA$ | Delta gain change in the FTU-O transmitter requested by the FTU-R.
This parameter is a frequency independent real scalar.
Valid values are $0.5 \leq d\_SRA \leq 1$ (see clause 11.2.2.5). | +| $b_i$ | The actual number of bits per subcarrier requested by the FTU-R.
Valid values are all integers in the [0:FTU-O maximum bit loading] range, and with $b_i \leq$ the $b_i$ values requested in the last TIGA message. "FTU-O maximum bit loading" is a capability indicated by the FTU-O during initialization in the O-MSG 1 message. | + +Autonomous SRA in downstream without change in $d\_SRA$ may be implemented using OLR request type 1 or 2. Autonomous SRA in downstream with change in $d\_SRA$ shall be implemented using OLR request type 1. + +To implement the SRA, the FTU-R shall multiply its current settings of the gain stage in the receiver, for any subcarrier with $g_i > 0$ , by the value: + +$$1/d\_SRA$$ + +The timing to apply SRA is specified in clause 13.2.1.1.5. + +Both the receiver and the transmitter shall support all valid $b_i$ values and shall support any change of these values provided the resulting $b_i$ value is within the specified valid range. + +SRA is accomplished by a change of the following PMS-TC parameters: $B_D$ , $B_{DR}$ , $K_{FEC}$ , $R_{FEC}$ and $Q$ (see Table 9-2). If SRA is performed for NOI only, the values of $K_{FEC}$ , $R_{FEC}$ and $Q$ shall be set the same also for DOI, and vice versa, i.e., the values of $K_{FEC}$ , $R_{FEC}$ and $Q$ shall be equal for NOI and DOI. + +NOTE – Since a single set of values for $K_{FEC}$ , $R_{FEC}$ and $Q$ is selected for both NOI and DOI, this set needs to satisfy the requirement specified in clause 8.2 ( $0.25 \leq (N_{DTU} + Q \times R_{FEC})/B_D \leq 4$ ) for both NOI and DOI. + +#### 13.2.1.1.1.2 Parameters controlled by autonomous SRA in upstream + +The details on formatting of bits and gains parameters are described in Table 13-3. + +**Table 13-3 – PMD parameters in autonomous SRA request in upstream** + +| Parameter | Definition | +|-----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $b_i$ | The number of bits per subcarrier with valid values all integers in the [0:FTU-R maximum bit loading] range. "FTU-R maximum bit loading" is a capability indicated by the FTU-R during initialization in the R-MSG 2 message. | +| $g_i$ | The subcarrier gain adjustments. Valid values for the upstream are specified in clause 11.2.2.5. | + +Autonomous SRA in upstream without change in $g_i$ may be implemented using OLR request type 1 or 2. Autonomous SRA in upstream with change in $g_i$ shall be implemented using OLR request type 2. + +Both the receiver and the transmitter shall support all valid $b_i$ values and shall support any change of these values provided the resulting $b_i$ value is within the specified valid range. + +SRA is accomplished by a change of the following PMS-TC parameters: $B_D$ , $B_{DR}$ , $K_{FEC}$ , $R_{FEC}$ and $Q$ (see Table 9-2). If SRA is performed for NOI only, the values of $K_{FEC}$ , $R_{FEC}$ and $Q$ shall be set the same also for DOI, and vice versa, i.e., the values of $K_{FEC}$ , $R_{FEC}$ and $Q$ shall be equal for NOI and DOI. + +NOTE – Since a single set of values for $K_{FEC}$ , $R_{FEC}$ and $Q$ is selected for both NOI and DOI, this set needs to satisfy the requirement specified in clause 8.2 ( $0.25 \leq (N_{DTU} + Q \times R_{FEC})/B_D \leq 4$ ) for both NOI and DOI. + +### 13.2.1.1.2 Parameters controlling the SRA procedures + +The list of parameters controlling SRA procedures is presented in Table 13-4. + +**Table 13-4 – Parameters controlling the SRA procedures** + +| Parameter | Definition | +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| RA-USNRM
RA-UTIME
(Note) |

The rate adaptation upshift SNR margin and time interval.

These parameters define the interval of time the SNR margin should stay above the upshift SNR margin before the FTU shall attempt to increase the net data rate (see clause 13.2.1.1.4).

The parameter can be different for the FTU-O (RA-USNRMus and RA-UTIMEus) and the FTU-R (RA-UTIMEds, RA-USNRMds).

FTU-O: Configured through the DPU-MIB.

FTU-R: Configured through the DPU-MIB and communicated to the FTU-R during initialization (O-MSG 1 message).

The valid values for RA-USNRMus and RA-USNRMds are values from zero to 31.0 dB in steps of 0.1 dB.

The valid values for RA-UTIMEus and RA-UTIMEds are values from 0 to 16 383 s in steps of 1 second.

| +| RA-DSNRM
RA-DTIME
(Note) |

The rate adaptation downshift SNR margin and time interval.

These parameters define the interval of time the SNR margin should stay below the downshift SNR margin before the FTU shall attempt to decrease the net data rate (see clause 13.2.1.1.3).

The parameter can be different for the FTU-O (RA-DSNRMus and RA-DTIMEus) and the FTU-R (RA-DTIMEds, RA-DSNRMds).

FTU-O: Configured through the DPU-MIB.

FTU-R: Configured through the DPU-MIB and communicated to the FTU-R during initialization (O-MSG 1 message).

The valid values for RA-DSNRMus and RA-DSNRMds are values from 0 to 31.0 dB in steps of 0.1 dB.

The valid values for RA-DTIMEus and RA-DTIMEds are values from 0 to 16 383 s in steps of 1 second.

| +| NOTE – The parameters RA-USNRM and RA-DSNRM shall relate to the baseline bit-loading table. They have the same values as the DPU-MIB SRA-USNRM and SRA-DSNRM configuration parameters, respectively. | | + +### 13.2.1.1.3 SRA downshift procedure + +If the SNR margin is below the downshift SNR margin (*RA-DSNRM*) and stays below that for more than the time specified by the minimum downshift rate adaptation interval (*RA-DTIME*), the FTU shall attempt to decrease the net data rate, such that the SNR margin is increased to a level higher than or equal to *RA-DSNRM* + 1 dB (see Figure 13-1). + +The SNR margin and downshift SNR margin here both relate to the baseline bit-loading table, i.e., the SNR margin shall be calculated under the assumption that the active bit-loading table is identical to the baseline bit-loading table. + +In some cases, an SRA may be triggered without waiting for *RA-DTIME* and regardless of *RA-DSNRM*, e.g., if the active bit loading table is different than the baseline bit loading table after an FRA. + +![Figure 13-1 – SRA downshift procedure diagram. The diagram shows a vertical timeline representing the progression of an SRA downshift. At the top, a double-headed arrow indicates 'Steady state operation'. Below this, a dashed horizontal line is labeled 'RA-DSNRM + 1 dB'. A solid horizontal line is labeled 'RA-DSNRM'. A shaded rectangular area represents the transition. Arrows indicate the sequence of events: 'Start net data rate decrease' at the bottom of the shaded area, 'Continue SNR margin decrease' on the left side, and 'Continue net data rate decrease' on the right side, leading back towards the steady state operation above the RA-DSNRM line.](6347ebb7bc58aba4272fc340a410bd97_img.jpg) + +G.9701(19)\_F13-1 + +Figure 13-1 – SRA downshift procedure diagram. The diagram shows a vertical timeline representing the progression of an SRA downshift. At the top, a double-headed arrow indicates 'Steady state operation'. Below this, a dashed horizontal line is labeled 'RA-DSNRM + 1 dB'. A solid horizontal line is labeled 'RA-DSNRM'. A shaded rectangular area represents the transition. Arrows indicate the sequence of events: 'Start net data rate decrease' at the bottom of the shaded area, 'Continue SNR margin decrease' on the left side, and 'Continue net data rate decrease' on the right side, leading back towards the steady state operation above the RA-DSNRM line. + +**Figure 13-1 – SRA downshift procedure** + +#### 13.2.1.1.4 SRA upshift procedure + +If the SNR margin is above the upshift SNR margin (*RA-USNRM*) and stays above that for more than the time specified by the minimum upshift rate adaptation interval (*RA-UTIME*), the FTU shall attempt to increase the net data rate, such that the SNR margin is decreased to a level lower than or equal to *RA-USNRM* – 1 dB (see Figure 13-2). + +The SNR margin and upshift SNR margin here both relate to the baseline bit-loading table, i.e., the SNR margin shall be calculated under the assumption that the active bit-loading table is identical to the baseline bit-loading table. + +In some cases, an SRA may be triggered without waiting for *RA-UTIME* and regardless of *RA-USNRM*, e.g., if the active bit loading table is different than the baseline bit loading table after an FRA. + +![Figure 13-2 – SRA upshift procedure diagram. The diagram shows a vertical timeline representing the progression of an SRA upshift. At the bottom, a double-headed arrow indicates 'Steady state operation'. Above this, a dashed horizontal line is labeled 'RA-USNRM – 1 dB'. A solid horizontal line is labeled 'RA-USNRM'. A shaded rectangular area represents the transition. Arrows indicate the sequence of events: 'Start net data rate increase' at the top of the shaded area, 'Continue SNR margin increase' on the left side, and 'Continue net data rate increase' on the right side, leading back towards the steady state operation below the RA-USNRM line.](482c58904de9ac92bc6bdfaf7ee79838_img.jpg) + +G.9701(19)\_F13-2 + +Figure 13-2 – SRA upshift procedure diagram. The diagram shows a vertical timeline representing the progression of an SRA upshift. At the bottom, a double-headed arrow indicates 'Steady state operation'. Above this, a dashed horizontal line is labeled 'RA-USNRM – 1 dB'. A solid horizontal line is labeled 'RA-USNRM'. A shaded rectangular area represents the transition. Arrows indicate the sequence of events: 'Start net data rate increase' at the top of the shaded area, 'Continue SNR margin increase' on the left side, and 'Continue net data rate increase' on the right side, leading back towards the steady state operation below the RA-USNRM line. + +**Figure 13-2 – SRA upshift procedure** + +#### 13.2.1.1.5 Timing and synchronization for SRA + +Update of the baseline bit-loading tables at the FTU-O and FTU-R requested via OLR requests types 1, 2 or 3 is synchronized by the associated RMC reply (SRA-R command, see Table 9-15). + +Two counts shall be used to maintain synchronization between the configurations imposed by SRA (see clause 13.2.1.1.1) at the transmitter and the receiver ends: + +- 1) The 4-bit SRA configuration change count (SCCC) is used to identify the particular configuration to be used. The SRA configuration change count shall be incremented by one whenever a new configuration change is initiated by the receiver and wrap around at count $1100_2$ , i.e., incrementing from 1100 to 0000, avoiding values 1101 through 1111, which are special values reserved for the TIGA procedure (see clause 13.2.2.1). In this way, the value of SCCC serves as a unique identifier for the configuration to be used. + +The SCCC shall only be incremented by the receiver. + +The SCCC is incremented separately for the NOI and DOI baseline bit loading tables. + +- 2) The 4-bit SRA superframe down count (SFDC) is used to indicate when a new configuration shall take effect. SFDC shall be decremented in the first RMC symbol of every superframe until reaching the value zero, which indicates the activation time of the new configuration. The decremented value shall be repeated in all subsequent RMC symbols of the respective superframe. The *d\_SRA* scaling factor and new *bi*, *gi*, *BD* and *BDR* settings shall take effect at the RMC symbol of the first logical frame of the superframe for which the expected SFDC is 0. The new DTU setting (*KFEC*, *RFEC*, *Q*) shall take effect at the first DTU following the application of the new *bi*. Figure 13-3 depicts the timing of the SRA transition. + +The FTU that sends the RMC SRA-R command shall monitor the acknowledgement to this RMC command as received from the far end via the RMC (RMC ACK bit, see Table 9-5 and Table 9-8). If none of the RMC messages carrying the SRA-R command was acknowledged, upon reaching SFDC=0, the FTU shall continue transmitting the same SRA-R command using SFDC=0 until the SRA-R command is acknowledged for the first time. After acknowledgement is received, the FTU shall consider the procedure complete. + +![Timing diagram of SRA transition showing a sequence of DTUs and an RMC symbol. Above the sequence, a vertical line marks the transition point where SFDC=0 and new parameters Q, K, R are applied. Below the sequence, an arrow points to the RMC symbol with the label 'd_SRA scaling factor, new b_i, g_i, B_D, B_DR'. The sequence consists of four Data symbols, one RMC symbol, and three more Data symbols. The RMC symbol is also labeled 'RMC' above it.](5b7a8c9a545f503726bfee02ed5767c6_img.jpg) + +| | | | | | | | | | | | +|-------------|-------------|-------------|-------------|------------|-----|-----|-------------|-------------|-------------|-----| +| DTU | DTU | DTU | DTU | DTU | DTU | RMC | DTU | DTU | DTU | DTU | +| Data symbol | Data symbol | Data symbol | Data symbol | RMC symbol | | | Data symbol | Data symbol | Data symbol | | + +G.9701(19)\_F13-3 + +Timing diagram of SRA transition showing a sequence of DTUs and an RMC symbol. Above the sequence, a vertical line marks the transition point where SFDC=0 and new parameters Q, K, R are applied. Below the sequence, an arrow points to the RMC symbol with the label 'd\_SRA scaling factor, new b\_i, g\_i, B\_D, B\_DR'. The sequence consists of four Data symbols, one RMC symbol, and three more Data symbols. The RMC symbol is also labeled 'RMC' above it. + +**Figure 13-3 – Timing diagram of SRA transition** + +The receiver shall not initiate a new SRA procedure until the ongoing procedure, if any, has completed successfully or has failed due to rejection or has timed-out. + +The timeout for OLR request (high priority command) is specified in Table 11-2. This timeout serves for both the eoc response (see Table 11-19) and the RMC response (SRA-R). If the sourcing FTU hasn't received SRA-R during this timeout and it has received at least the last RMC prior to expiration of this timeout with errors, the sourcing FTU shall wait an additional 100 ms for SRA-R before initiating another SRA request. + +NOTE 1 – The response time of the FTU needs to take into account that, assuming no errors, the SRA-R should be received by the sourcing FTU at least once during the 50 ms timeout specified in Table 11-2. + +The rules for repeating SRA requests are specified in clause 11.2.1.3. However, if the receiver extended the timeout by the additional 100 ms as specified above, it shall also not repeat the SRA request in this extended timeout. All SRA requests relating to a given operation interval (NOI or DOI) with the same SCCC count shall be considered identical. The transmitter shall discard request with SCCC equal or lower than the one currently in use, taking SCCC wraparound into account. + +NOTE 2 – A response to an SRA request with reason code "busy" may indicate that the responding FTU is unable to initiate the requested SRA due to it being busy with an ongoing FRA countdown (see clause 13.3.1.1). + +The range of valid initial values of SFDC shall be from 4 to 15. + +#### 13.2.1.1.6 Retransmission of DTUs across SRA transitions + +Retransmissions of erroneous DTUs shall be supported across the SRA transition, by re-framing with the new DTU control parameters the data and/or management frame(s) previously transmitted with the old DTU parameters. This shall take place as follow: + +- In case of DTU size increase, the transmitter shall construct the new DTU by either including an idle frame at the end of the data or management frames previously sent in the original DTU, or by extending the idle frame already present in the original DTU. An example of DTU size increase with the retransmission of two DTUs after the transition is depicted in the Figure 13-4. +- In case of DTU size decrease, the transmitter shall insure that, during a time interval equal to the configured *delay\_max* parameter preceding the DTU size change, all DTUs sent according to the old control parameters end with an idle frame whose size is at least equal to the difference between the new and old DTU sizes. Any of those DTUs that would need to be retransmitted after the DTU size decrease shall be constructed by truncating bytes of the idle frame of the original DTU to fit into the new DTU size. The ECS of the new DTU shall be calculated. An example of DTU size decrease with the retransmission of one DTU after the transition is depicted in the Figure 13-5. + +![Figure 13-4: Example of mapping of retransmitted DTU 0 and DTU 1 of old DTU size into a larger new DTU size. The diagram shows a timeline of DTU slots numbered 0 to 8. A vertical arrow indicates 'DTU size increase' between slot 2 and 3. Below the timeline, a row labeled 'DTUs' shows blocks 0, 1, 2, 3, 4, Rtx-0, Idl, Rtx-1, Idl, 5, and 6. Two callouts show the internal structure of DTUs. The first callout for the old DTU size shows fields H-0, P-0, and ECS. The second callout for the new larger DTU size shows fields H-0, P-0, Idle, and ECS. Reference G.9701(19)_F13-4 is in the corner.](ea72687397bac53eb690650f371bfd63_img.jpg) + +Figure 13-4: Example of mapping of retransmitted DTU 0 and DTU 1 of old DTU size into a larger new DTU size. The diagram shows a timeline of DTU slots numbered 0 to 8. A vertical arrow indicates 'DTU size increase' between slot 2 and 3. Below the timeline, a row labeled 'DTUs' shows blocks 0, 1, 2, 3, 4, Rtx-0, Idl, Rtx-1, Idl, 5, and 6. Two callouts show the internal structure of DTUs. The first callout for the old DTU size shows fields H-0, P-0, and ECS. The second callout for the new larger DTU size shows fields H-0, P-0, Idle, and ECS. Reference G.9701(19)\_F13-4 is in the corner. + +**Figure 13-4 – Example of mapping of retransmitted DTU 0 and DTU 1 of old +DTU size into a larger new DTU size** + +![Figure 13-5: Example of mapping of retransmitted and new DTU during the transition time of delay_max. The diagram shows a timeline of DTU slots numbered 0 to 10. A horizontal double-headed arrow labeled 'delay_max' spans from slot 0 to slot 4. A vertical arrow indicates 'DTU size decrease' between slot 4 and 5. Below the timeline, a row labeled 'DTUs' shows blocks 0, 1, Idl, 2, Idl, Rtx-0, 3, Idl, Rtx-1, 4, 5, 6, 7, and 8. Two callouts show the internal structure of DTUs. The first callout for the old DTU size shows fields H-1, P-1, Idle, and ECS. The second callout for the new smaller DTU size shows fields H-1, P-1, and ECS. Reference G.9701(19)_F13-5 is in the corner.](470b612d7c5c8f18f60ddf220b78e272_img.jpg) + +Figure 13-5: Example of mapping of retransmitted and new DTU during the transition time of delay\_max. The diagram shows a timeline of DTU slots numbered 0 to 10. A horizontal double-headed arrow labeled 'delay\_max' spans from slot 0 to slot 4. A vertical arrow indicates 'DTU size decrease' between slot 4 and 5. Below the timeline, a row labeled 'DTUs' shows blocks 0, 1, Idl, 2, Idl, Rtx-0, 3, Idl, Rtx-1, 4, 5, 6, 7, and 8. Two callouts show the internal structure of DTUs. The first callout for the old DTU size shows fields H-1, P-1, Idle, and ECS. The second callout for the new smaller DTU size shows fields H-1, P-1, and ECS. Reference G.9701(19)\_F13-5 is in the corner. + +**Figure 13-5 – Example of mapping of retransmitted and new DTU +during the transition time of *delay\_max*** + +### 13.2.1.2 Bit swapping procedure + +#### 13.2.1.2.1 Parameters controlled by bit swapping procedure + +Bitswapping in downstream may be implemented using OLR request type 1 or 2. Bitswapping in upstream without change in $g_i$ may be implemented using OLR request type 1 or 2. Bitswapping in upstream with change in $g_i$ shall be implemented using OLR request type 2. + +Bit swapping is accomplished by a coordinated change to the bits and gain values on the number of subcarriers in the baseline table. The details on formatting of bits and gains parameters are described in Table 13-3. + +Both the receiver and the transmitter shall support any change of the $b_i$ and $g_i$ values, provided these values are within the specified valid range and the constraints in clause 13.2.1.2.3 are met. + +#### 13.2.1.2.2 Bit swapping procedure + +When the value of the SNR on particular subcarriers in the FTU drops below a vendor discretionary threshold, while the SNRM is still above the value of the downshift SNR margin (*RA-DSNRM*), the + +FTU shall initiate a bit swapping procedure. The SNR and the SNRM shall both be calculated under the assumption that the active bit-loading table is identical to the baseline bit-loading table. + +The procedure comprises the following steps: + +- The initiating FTU computes the set of $b_i$ and $g_i$ values (or only $b_i$ values if modification of $g_i$ is not applicable) that is necessary to resolve the drop of the SNR. +- The initiating FTU sends an OLR command of OLR request type 1 or type 2 (depending on whether both $b_i$ and $g_i$ need to be modified or the modification is for $b_i$ only) that includes the new values of $b_i$ and $g_i$ together with the appropriate value of SCCC. The setting of the SCCC shall be as defined in clause 13.2.1.1.5. +- After sending the OLR command of OLR request type 1 or OLR request type 2, the initiating FTU shall wait for an SRA-R RMC command from the responding FTU, indicating the time of parameter modification. +- Upon reception of an OLR command of OLR request type 1 or OLR request type 2, the responding FTU shall either send an SRA-R RMC command or a valid eoc response (as defined in Table 11-19) to reject or defer the command. + +### 13.2.1.2.3 Timing and synchronization for bit swapping + +Timing and synchronization for bit swapping shall be maintained using the SCCC and SFDC, as defined in clause 13.2.1.1.5. The new $b_i$ , $g_i$ setting shall take effect at the RMC symbol of the first logical frame of the superframe for which the expected SFDC is 0 (see 13.2.1.1.5). The settings for the DTU ( $K_{FEC}$ , $R_{FEC}$ , $Q$ ) and $B_D$ shall remain unchanged, whilst the setting of $B_{DR}$ may change. + +NOTE 1 – The $E_{TR}$ , $N_{DR}$ and DPR may change with bit swapping, in the case the bitswapping is changing the $B_{DR}$ . + +NOTE 2 – Due to change of $B_{DR}$ , the $N_{DR}$ may change up to a value of 512 subcarriers x 12 bits/ $T_F$ . For example for $T_F=750\mu\text{sec}$ , this corresponds to 8.192 Mbit/s. + +### 13.2.1.3 RPA procedure + +The RPA procedure described in this clause is used to modify one or more parameters of the RMC channel defined in clause 13.2.1.3.2. + +If the RMCR procedure is not supported by the FTU-O or the FTU-R or both, or if it is disabled through the DPU-MIB (i.e., $rmcr\_lor\_trigger = 0$ ), the FTU shall initiate the RPA procedure when at least one of the following conditions (RPA-conditions) is met: + +- The SNR margin of the RMC (SNRM-RMC) has dropped below the minimum threshold (MINSNRM-RMC) specified in the DPU-MIB; +- a *lor* defect has occurred (see clause 11.3.1.3). + +If the RMCR procedure is supported by both FTUs and it is enabled through the DPU-MIB (i.e., $rmcr\_lor\_trigger > 0$ ), the FTU shall initiate the RPA procedure when the following condition (RPA-condition) is met: + +- The SNR margin of the RMC (SNRM-RMC) has dropped below the minimum threshold (MINSNRM-RMC) specified in the DPU-MIB. + +In addition to the above cases for initiating the RPA procedure, the FTU may initiate the RPA procedure based on vendor-discretionary criteria regardless of whether the RMCR procedure is enabled or not. Examples for such conditions are: + +- The SNR of the RMC has improved, allowing the usage of higher bit-loading for the RMC; +- The SNR value on a particular subcarrier drops below a vendor discretionary threshold. + +The RPA procedure initiated from the FTU-O and FTU-R is the same and shall include the following steps. + +- Upon detection of RPA-conditions in the received RMC, the FTU receiver shall identify the new RMC parameters (see Table 13-6) and initiate the RPA procedure by sending an OLR command of OLR request type 4 (Update RMC parameters, see Table 11-9) via the eoc that indicates, for the receive direction: + - the list of new RMC parameter values (new configuration); + - the superframe count on which the new RMC parameters shall take effect. The minimum superframe count indicated in the first transmission of the RPA request shall be at least four superframes later than the superframe count when the eoc message carrying the RPA request is expected to be received (the value shall take into account the maximum transmission delay of the eoc message over the line); + - the 4-bit RPA configuration change count (RCCC) associated with the new configuration. The RCCC shall be incremented by one whenever the configuration changes, with wrap around at count 11112. The RCCC for a valid new configuration shall be greater than (accounting for wrapping around) the RCCC for the current configuration. +- After sending the "Update RMC parameters" command, the initiating FTU shall wait for the response that may be received via RMC (see Table 9-16) or via eoc (see Table 11-19) or via both, and may keep repeating the "Update RMC parameters" command until either the response is received via the RMC or eoc (whichever happens first). If no response is received, the initiating FTU may keep repeating the "Update RMC parameters" command until the sync frame of the superframe with the superframe count on which the new RMC parameters are expected to take effect. +- Upon reception of the "Update RMC parameters" command, the responding FTU shall respond via both the eoc (see Table 11-19) and the RMC (see Table 9-16), and perform the required parameter modifications starting from the RMC symbol of the sync frame of the superframe with the superframe count indicated in the "Update RMC parameters" command. + - The responding FTU shall include the response over RMC (RPA-R command) into all transmitted RMC frames until the RMC frame transmitted in the sync frame of the superframe in which the update of RMC parameter occurs. + - The responding FTU shall respond to each received "Update RMC parameters" command, as defined in clause 11.2.2.5. +- The initiating FTU shall modify its RMC parameters starting from the RMC symbol of the sync frame of the superframe with the superframe count indicated in the "Update RMC parameters" command. The initiating FTU shall modify the parameters even in case it gets no acknowledgement over the eoc or over the RMC (including if it detects that RMC is dysfunctional). However, the initiating FTU shall abort the procedure if it receives a reject OLR request type 4 on the "Update RMC parameters" command via the eoc or if it receives a RPA-R command with a reject indication via the RMC, i.e., the initiating FTU shall refrain from the requested changes in the RMC and perform another type of OLR to fix the transmission channel first. + +NOTE – If the eoc, or the RMC, or both are unreliable, the initiating FTU cannot get confirmation whether the RPA request arrived or not. To improve robustness, the initiating FTU may continuously repeat the RPA request message, until acknowledgement via eoc or RMC arrives. + +If a persistent *lor* defect on the upstream or downstream RMC (see clause 12.1.4.3.3) or a high BER event *reinit\_time\_threshold* occurs (see clause 12.1.4.3.4), the line shall go to a controlled restart as defined in clause 12.1.4. + +### 13.2.1.3.1 Parameters controlling the RPA procedures + +The list of DPU-MIB parameters controlling RPA procedures is presented in Table 13-5. + +The parameter values can be different for the upstream and downstream. + +- FTU-O (upstream): Configured through the DPU-MIB. +- FTU-R (downstream): Configured through the DPU-MIB and communicated to the FTU-R during initialization (in O-MSG 1 message). + +**Table 13-5 – Parameters controlling the RPA procedures** + +| Parameter | Definition | +|--------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| TARSNRM-RMC | The target SNR margin of the RMC is the minimum SNRM-RMC value that the FTU receiver shall achieve to successfully complete initialization.
The valid values for TARSNRM-RMCus and TARSNRM-RMCds are values between 0 and 31.0 dB in steps of 0.1 dB. | +| MINSNRM-RMC | The minimum SNR margin of the RMC that is used to trigger a RPA procedure (see clause 13.2.1.3).
The valid values for MINSNRM-RMCus and MINSNRM-RMCds are values between 0 and 31.0 dB in steps of 0.1 dB. | +| MAXBL-RMC | The maximum bit loading allowed for RMC subcarriers.
The valid values for MAXBL-RMCus and MAXBL-RMCds are integer values from 2 to 6. | + +### 13.2.1.3.2 Parameters controlled by the RPA procedure + +The RPA function shall be used for adjustment of PMD parameters related to the RMC. These adjustments are accomplished by a change to the bit loading, or set of subcarriers used for conveying RMC data. The details of these adjustments are described in Table 13-6. + +**Table 13-6 – Reconfigurable parameters of the RPA function** + +| Parameter | Definition | +|--------------------------|----------------------------------------------------------------------------------------------------------| +| RMC tone set (RTS) | Set of used subcarriers to be loaded with RMC data. The number of subcarriers used shall not exceed 512. | +| bRMC-i | The number of bits per RMC subcarrier with valid values of 0 and from 2 to 6. | + +Both the receiver and the transmitter shall support all valid *bRMC-i* values and shall support any change of these values provided the resulting *bRMC-i* value is within the specified valid range. The values of *bRMC-i* shall also not exceed the DPU-MIB parameter *MAXBL-RMC* for the corresponding direction of transmission. + +The RTS may be modified beyond the set determined during the initialization (see RTSus and RTSds in clause 12.3.4.2). If the RTS is modified, the new bit loading and re-ordered tone table of the RMC symbol shall be recomputed as specified in clause 10.2.1.2. + +### 13.2.1.3.3 Timing and synchronization for RPA + +The FTU shall respond to the OLR command of OLR request type 4 within one superframe duration using the responses defined in Table 9-16 (over RMC) and Table 11-19 (over eoc). + +The new RMC parameters requested by the RPA shall be applied by both FTUs starting from the RMC symbol of the sync frame of the superframe with the superframe count indicated in the OLR command of OLR request type 4 sent by the initiating FTU. + +### 13.2.1.4 L2TSA procedure + +The L2TSA (L2 transmission schedule adaptation) procedure described in this clause is intended to modify the transmission schedule of RMC symbols during L2.1 link state. The procedure may be applied during both L2.1N and L2.1B link states. + +The FTU-O shall initiate the L2TSA procedure when either of the following conditions are met in either upstream or downstream or both directions of transmission: + +- The SNRM is lower than MINSNRM and cannot be increased to *L2\_TARSNRM* with an $ETR \geq L2.1\_ETR\_min$ by using an SRA procedure (clause 13.2.1); +- The SNRM is higher than *L2.1\_MAXSNRM* and cannot be decreased to *L2\_TARSNRM* with an $NDR \leq L2.1\_NDR\_max$ by using an SRA procedure (clause 13.2.1). + +The FTU-O shall poll the actual downstream SNRM through the eoc (see clause 11.2.2.13). The FTU-O shall also observe the lom indicator bit to detect the critical decrease of margin. + +The FTU-O may also initiate L2TSA for the case when the bit rate is inside the boundaries defined by the DPU-MIB (L2.1-MINETR, L2.1-MAXNDR), for L2.1 performance optimization (adjusting the SNRM, or the bit rate, or increasing power savings). The criteria to initiate L2TSA in this case is vendor discretionary. + +The L2TSA procedure shall only be initiated by the FTU-O and shall include the following steps. + +- 1) Upon detection of L2TSA conditions in the received RMC of upstream, downstream or both directions, the FTU-O shall initiate the L2TSA procedure by sending an L2TSA request (OLR request type 5, see Table 11-9) via the eoc that indicates the required transmission schedule for both transmission directions. Once the L2TSA request has been sent, the FTU-O shall reject all OLR requests type 1 and type 2 from the FTU-R with reason code "wait" until the L2TSA procedure has been completed. +- 2) Upon reception of the L2TSA request command, the FTU-R shall reply by sending L2TSA response (response to OLR request type 5, see Table 11-19). The response may confirm (acknowledge) the L2TSA request or reject it (see Table 11-19). +- 3) Upon reception of the L2TSA acknowledgement, the FTU-O shall transmit the L2TSA-R RMC command (see Table 9-17.2) indicating to the FTU-R at which superframe count L2TSA shall be implemented. If the FTU-O doesn't receive the L2TSA confirmation within the timeout specified in Table 11-2 or receives a reject, it may repeat the L2TSA request. +- 4) At the superframe whose index is indicated in L2TSA-R, both FTUs shall change the RMC schedule to the one indicated in the L2TSA command for each transmission direction. + +#### 13.2.1.4.1 Parameters controlling the L2TSA procedures + +The list of control parameters controlling L2TSA procedures is presented in Table 13-6.1. The values of these parameters are configured through the DPU-MIB; the relevant parameters are communicated to the FTU-R during initialization in O-MSG1 (see clause 12.3.4.2.1). + +**Table 13-6.1 – Parameters controlling the L2TSA procedures** + +| Parameter | Definition | +|---------------------|------------------------| +| L2.1_ETR_min | See clause 13.4.1.5.1. | +| L2.1_NDR_max | See clause 13.4.1.5.2. | +| L2_TARSNRM | See clause 13.4.1.5.3. | +| L2.1_MAXSNRM | See clause 13.4.1.5.4. | +| MINSNRM | See clause 13.2.1.4. | + +#### 13.2.1.4.2 Parameters controlled by the L2TSA procedure + +The L2TSA procedure controls the RMC transmission schedule during L2.1 (i.e., it defines which TDD frame shall be used for RMC transmission in the L2.1 link state. The schedule is defined in a format of a bitmap (see Table 11-9). + +#### 13.2.1.4.3 Timing and synchronization for L2TSA + +The FTU-R shall respond over the eoc to the OLR command of OLR request type 5 using the responses defined in Table 11-19. The FTU-O shall send the L2TSA-R within 50 ms after receiving response confirmation from the FTU-R. + +Two counts shall be used to maintain synchronization between the configurations imposed by L2TSA (see clause 13.2.1.4.2) at the transmitter and the receiver ends: + +- 1) The 4-bit L2 configuration change count (L2CCC) is used to identify the particular configuration to be used. The L2 configuration change count shall be incremented by one whenever a new RMC schedule change is initiated and wrap around at count 11112. In this way, the value of L2CCC serves as a unique identifier for the configuration to be used. The L2CCC value shall be set to 0000 when the line enters L2.1 link state from L0. The L2CCC value shall not be changed during L2.2, i.e., from the entry into L2.2 until the first successful L2TSA procedure after transitioning back to L2.1. +- 2) The 4-bit L2 superframe down count (SFDC) is used to indicate when a new configuration shall take effect. SFDC shall be decremented in the first RMC symbol of every superframe until reaching the value zero, which indicates the activation time of the new configuration. The decremented value shall be repeated in all subsequent RMC symbols of the respective superframe. The new RMC transmission schedule shall take effect starting from the first logical frame of the superframe for which the expected SFDC is 0. + +After sending the L2TSA-R command, The FTU-O shall monitor the acknowledgement to this RMC command as received from the far end via the RMC (RMC ACK bit, Table 9-8). If none of the RMC messages carrying the L2TSA-R command was acknowledged, upon reaching SFDC=0, the FTU-O shall continue transmitting the same L2TSA-R command using SFDC=0 until the L2TSA-R command is acknowledged for the first time. After acknowledgement is received, the FTU shall consider the procedure complete. + +### 13.2.2 Transmitter initiated procedures + +#### 13.2.2.1 TIGA procedure + +Upon instruction of the VCE over the $\gamma$ \_MGMT interface, the FTU-O shall send an eoc command of OLR request type 3 (TIGA), after which the FTU-O shall await a response. After reception of the OLR request type 3, the FTU-R shall not initiate any new SRA procedures until the TIGA procedure is complete. The FTU-R shall acknowledge the reception of the TIGA command by setting the TIGA-ACK bit to ONE in the upstream RMC command (see Table 9-4 and Table 9-8) and shall then send an OLR request type 1 (TIGARESP) command via the upstream eoc (see Table 11-9) or shall reject the TIGA command using an eoc response reject OLR request type 3 (see Table 11-19). The timeout on the setting of the TIGA-ACK bit (FTU-O TIGA-ACK timeout in Figure 13-6) or on sending the reject OLR request type 3 shall be equal to the timeout of the high priority eoc command (50 ms). If a reject OLR request type 3 is sent, the TIGA-ACK bit shall not be set to ONE. The maximal time between the setting of the TIGA-ACK bit and the first transmission of the OLR request type 1 command in response to TIGA (TIGARESP) shall be 100ms. + +If FTU-O receives an OLR request type 1 or type 2 during or after transmission of OLR request Type 3 prior to receiving a TIGA-ACK, it shall reject the OLR request using corresponding reject response (see Table 11-19) with reason code "wait". + +NOTE – It is expected that in the aim to speed up starting TIGA, the FTU-O may reject already submitted SRA request because the modification of transmission parameters implied by this request will be anyway overridden by TIGA. + +If the FTU-O has not detected the setting of the TIGA-ACK bit to ONE after the TIGA-ACK timeout expires, it may resend one or multiple time the TIGA command within two seconds from the first timeout, after which it shall abandon the message. + +The OLR command of OLR request type 3 (TIGA) sent by the FTU-O may include a subcarrier parameter block for NOI only, for DOI only, or for both NOI and DOI. + +If the FTU-R can accept the gains and bits requested in TIGA, it shall send the TIGARESP message with bb bits set to 00 (i.e., no subcarrier parameter blocks included, see Table 11-9). In this case, it is implied that $d\_TIGARESP = 1$ for the respective NOI or DOI or both NOI and DOI indicated in the corresponding TIGA command. + +If the FTU-R cannot accept the gain compensation factors or bit loadings requested in TIGA, it shall send a TIGARESP message with bb bits set to an identical value as the bb bits in the corresponding TIGA. + +The FTU-O shall acknowledge the reception of the TIGARESP by setting the TIGARESP-ACK bit to ONE in the downstream RMC command (see Table 9-5) followed by sending an SRA-R RMC command in the downstream RMC message (see Table 9-4 and Table 9-15) or shall reject the TIGARESP command using an eoc response reject OLR request type 1 (see Table 11-19). The timeout on the setting of the TIGARESP-ACK bit (FTU-R TIGARESP-ACK timeout in Figure 13-6) or the reject OLR request shall be equal to the timeout of the high priority eoc command (50 ms). If a reject OLR request type 1 is sent, the TIGARESP-ACK bit shall not be set to ONE. + +If the FTU-R has not detected the setting of the TIGARESP-ACK bit to ONE and has not received an SRA-R with a special SCCC value (see below) when TIGARESP-ACK timeout expires, it may re-send the TIGARESP command until the expiration time of the FTU-R TIGA timeout minus the time sufficient for the TIGARESP command to be applied (i.e., 50 ms). The FTU-R TIGA timeout starts when the TIGA-ACK bit is set to 1. The value of the FTU-R TIGA timeout is 1 second. When the FTU-R detects the SRA-R command with SFDC = 0 or the FTU-R TIGA timeout expires, it shall set the TIGA-ACK bit to ZERO. + +The FTU-O shall set the TIGARESP-ACK bit to ZERO when the first SRA-R command is transmitted. + +Figure 13-6 shows the transactions over the eoc and RMC between the FTU-O and the FTU-R of a single line as well as the timing of the TIGA procedure in case of non-segmented eoc messages. + +![Sequence diagram of TIGA procedure with non-segmented messages. It shows two vertical lines for FTU-O and two for FTU-R, divided into EOC transactions and RMC transactions. In EOC: FTU-O sends 'Request type 3 (TIGA)' to FTU-R; FTU-R responds with 'TIGARESP'. FTU-O has a 50ms TIGA-ACK timeout. In RMC: FTU-O sends 'SRA-R (SFDC = N)' and 'SRA-R (SFDC = 0)' to FTU-R. FTU-R responds with 'TIGARESP-ACK = 1' and 'TIGARESP-ACK = 0'. Timeouts and reaction times are indicated with vertical arrows: TIGARESP reaction time (Max. 100 ms), FTU-R TIGARESP-ACK Timeout (50 ms), and FTU-R TIGA timeout (1 s). Horizontal dashed lines indicate 'Old setting' and 'New setting' transitions.](600c8f9d34f98c395e29c266aebfbd8e_img.jpg) + +``` + +sequenceDiagram + participant FTUO as FTU-O + participant FTUR as FTU-R + Note over FTUO, FTUR: EOC transactions + FTUO->>FTUR: Request type 3 (TIGA) + Note left of FTUO: FTU-O TIGA-ACK timeout (50 ms) + FTUR->>FTUO: TIGARESP + Note over FTUO, FTUR: RMC transactions + FTUR->>FTUO: TIGARESP-ACK = 1 + Note right of FTUR: TIGARESP reaction time (Max. 100 ms) + Note right of FTUR: FTU-R TIGARESP-ACK Timeout (50 ms) + FTUO->>FTUR: SRA-R (SFDC = N) + FTUR->>FTUO: TIGARESP-ACK = 0 + FTUO->>FTUR: SRA-R (SFDC = 0) + Note right of FTUR: FTU-R TIGA timeout (1 s) + Note over FTUO, FTUR: Old setting + Note over FTUO, FTUR: New setting + FTUR->>FTUO: TIGA-ACK = 0 + +``` + +Sequence diagram of TIGA procedure with non-segmented messages. It shows two vertical lines for FTU-O and two for FTU-R, divided into EOC transactions and RMC transactions. In EOC: FTU-O sends 'Request type 3 (TIGA)' to FTU-R; FTU-R responds with 'TIGARESP'. FTU-O has a 50ms TIGA-ACK timeout. In RMC: FTU-O sends 'SRA-R (SFDC = N)' and 'SRA-R (SFDC = 0)' to FTU-R. FTU-R responds with 'TIGARESP-ACK = 1' and 'TIGARESP-ACK = 0'. Timeouts and reaction times are indicated with vertical arrows: TIGARESP reaction time (Max. 100 ms), FTU-R TIGARESP-ACK Timeout (50 ms), and FTU-R TIGA timeout (1 s). Horizontal dashed lines indicate 'Old setting' and 'New setting' transitions. + +**Figure 13-6 – TIGA procedure with non-segmented messages** + +In response to a TIGA-ACK or TIGARESP message, the VCE shall instruct (over the $\gamma$ \_MGMT interface), the FTU-O to either: + +- send an SRA-R RMC command (see Table 9-4 and Table 9-15), to indicate the symbol position on which both FTU-O and FTU-R implement the new parameters values (see clause 13.2.2.1.2 for details and timing). The value of SCCC that the FTU-O shall send in the SRA-R command, shall be instructed by the VCE over the $\gamma$ \_MGMT interface with one of the following options: + - the value of SCCC as received in the TIGARESP message, to indicate that the FTU-O did receive the TIGARESP message, and that the precoder, the relative gain compensation factors $r_i$ , the baseline bit loading table and all other parameter values shall be established corresponding to the values requested in the TIGARESP message, or + - the special value SCCC=1111, to indicate that the FTU-O did not receive the TIGARESP message, but that nevertheless the precoder, the relative gain compensation factors $r_i$ , and the baseline bit loading table shall be established corresponding to the values indicated in the TIGA command, while all other parameter values which are part of a TIGARESP message shall stay unchanged, or + - the special value SCCC=1110, to indicate that the FTU-O did not receive the TIGARESP message, but that nevertheless the precoder and the relative gain compensation factors $r_i$ shall be established corresponding to the values indicated in the TIGA command, while the baseline bit loading tables and all other parameter values that are part of a TIGARESP message shall stay unchanged, or + - the special value SCCC=1101, to indicate that the FTU-O did not receive a TIGA-ACK, but that nevertheless the precoder and the relative gain compensation factors $r_i$ shall be established corresponding to the values indicated in the TIGA command while the baseline bit loading table and all other parameter values that are part of a TIGARESP message shall stay unchanged, or + +- resend the OLR request type 3 (TIGA) command in case the FTU-O did not receive the TIGA ACK. + +Figure 13-7 shows the flowchart of the above TIGA procedure. + +NOTE 1 – The detailed behaviour of the decision process by the VCE and management functions above the $\gamma$ \_MGMT interface are out of the scope of this Recommendation. Appendix II gives example use cases. + +![Flowchart of TIGA procedure. The process starts with 'FTU-O sends TIGA'. It then enters a loop: 'TIGA-ACK received?' (No leads to 'VCE decision?', Yes leads to 'TIGA response (TIGARESP) received?'). From 'TIGA response (TIGARESP) received?' (No leads to 'VCE decision?', Yes leads to 'VCE instructs FTU-O to send SRA-R with SCCC as in SRA (TIGARESP gains and bits)'). From 'VCE decision?' (No leads to 'FTU-O sends TIGA', Yes leads to one of four options: 'VCE instructs FTU-O to send SRA-R with SCCC=1111 (TIGA gains and bits)', 'VCE instructs FTU-O to send SRA-R with SCCC=1110 (TIGA gains only)', or 'VCE instructs FTU-O to send SRA-R with SCCC=1101 (TIGA gains only)').](20279ab9a6371e79466939c3e2815089_img.jpg) + +``` + +graph TD + Start(( )) --> FTUO_TIGA[FTU-O sends TIGA] + FTUO_TIGA --> TIGA_ACK{TIGA-ACK +received?} + TIGA_ACK -- No --> VCE_Decision1{VCE +decision?} + TIGA_ACK -- Yes --> TIGA_RESP{TIGA response +(TIGARESP) +received?} + TIGA_RESP -- No --> VCE_Decision2{VCE +decision?} + TIGA_RESP -- Yes --> SRA_R_1[VCE instructs FTU-O to send +SRA-R with SCCC as in SRA +(TIGARESP gains and bits)] + VCE_Decision1 -- No --> FTUO_TIGA + VCE_Decision1 -- Yes --> SRA_R_4[VCE instructs FTU-O to send +SRA-R with SCCC=1101 +(TIGA gains only)] + VCE_Decision2 -- No --> FTUO_TIGA + VCE_Decision2 -- Yes --> SRA_R_2[VCE instructs FTU-O to send +SRA-R with SCCC=1111 +(TIGA gains and bits)] + VCE_Decision2 -- Yes --> SRA_R_3[VCE instructs FTU-O to send +SRA-R with SCCC=1110 +(TIGA gains only)] + VCE_Decision2 -- Yes --> SRA_R_4 + +``` + +G.9701(14)\_F13-7 + +Flowchart of TIGA procedure. The process starts with 'FTU-O sends TIGA'. It then enters a loop: 'TIGA-ACK received?' (No leads to 'VCE decision?', Yes leads to 'TIGA response (TIGARESP) received?'). From 'TIGA response (TIGARESP) received?' (No leads to 'VCE decision?', Yes leads to 'VCE instructs FTU-O to send SRA-R with SCCC as in SRA (TIGARESP gains and bits)'). From 'VCE decision?' (No leads to 'FTU-O sends TIGA', Yes leads to one of four options: 'VCE instructs FTU-O to send SRA-R with SCCC=1111 (TIGA gains and bits)', 'VCE instructs FTU-O to send SRA-R with SCCC=1110 (TIGA gains only)', or 'VCE instructs FTU-O to send SRA-R with SCCC=1101 (TIGA gains only)'). + +**Figure 13-7 – Flowchart of TIGA procedure** + +The FTU-R shall implement the received SRA-R command as follows: + +- If the value of SCCC is as initiated in the TIGARESP message, the FTU-R shall implement the parameter values it indicated in the TIGARESP message. +- If the SCCC value is the special value SCCC=1111, the FTU-R shall adapt its receiver settings in accordance with the gains and the baseline bit loading table as indicated in the last TIGA command (all other parameter values which are part of a TIGARESP message shall be unchanged). +- If the SCCC value is the special value SCCC=1110, the FTU-R shall adapt its receiver settings in accordance with the gains as indicated in the last TIGA command (the baseline bit loading table and other parameter values which are part of a TIGARESP message shall be unchanged). +- If the SCCC value is the special value SCCC=1101, the FTU-R should expect an unknown change in received signal magnitude and phase when SFDC reaches zero. + +NOTE 2 – Use of the special values SCCC=1111, 1110 and 1101 may cause errors and/or may cause retrain. + +### 13.2.2.1.1 Parameters controlled by the TIGA procedure + +#### 13.2.2.1.1.1 Parameters controlled by the TIGA request + +The parameters are described in Table 13-7. + +**Table 13-7 – Parameters in a TIGA request** + +| Parameter | Definition | +|----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| i_start | Start subcarrier index. | +| i_stop | Stop subcarrier index. | +| ri | Relative gain compensation factors for the FTU-R receiver gain stage, specified per subcarrier.
Values may be real or complex. Valid values are specified in clause 11.2.2.5. | +| bi | Requested number of bits per subcarrier to be allocated by the FTU-R.
Valid values are all integers in the [0:FTU-O maximum bit loading] range. "FTU-O maximum bit loading" is a capability indicated during initialization by the FTU-O in the O-MSG 1 message. | + +#### 13.2.2.1.1.2 Parameters controlled by the TIGA response + +The parameters are described in Table 13-8. + +**Table 13-8 – Parameters in a TIGA response** + +| Parameter | Definition | +|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| d_TIGARESP | Delta factor requested by the FTU-R relative to the gain correction factors ri in the TIGA message. This parameter is a frequency independent real scalar.
Valid values are specified in clause 11.2.2.5. | +| i_start | Start subcarrier index (Note 1). | +| i_stop | Stop subcarrier index (Note 1). | +| bi | Actual number of bits per subcarrier requested by the FTU-R.
Valid values are all integers in the [0:12] range, and with bi values that do not exceed those requested in the corresponding TIGA message (Note 2). | +| NOTE 1 – For every operation interval (NOI, DOI, or both), the range of subcarrier indices (i.e., indices from i_start to i_stop ) of the TIGARESP message shall include at least all subcarriers of the MEDLEYset included within the range of subcarrier indices of the TIGA request.
NOTE 2 – For subcarriers that are beyond the TIGA frequency band:
$i\_start\ (TIGARESP) \leq i < i\_start\ (TIGA)$
$i\_stop\ (TIGA) < i \leq i\_stop\ (TIGARESP)$ ,
the bi values requested by TIGARESP are determined solely by the FTU-R. | | + +NOTE 1 – Table 13-8 states that the bit loading for the NOI in the TIGARESP message (*bi\_TIGARESP\_NOI*) is upper limited by the bit loading for the NOI in the TIGA message (*bi\_TIGA\_NOI*). In addition to this mandatory upper limit, the bit loading *bi\_TIGARESP\_NOI* should be upper limited by the bit loading that is based on the change in the SNR expected from the new values of *ri*, and might be upper limited by other factors. + +NOTE 2 – Table 13-8 states that the bit loading for the DOI in the TIGARESP message (*bi\_TIGARESP\_DOI*) is upper limited by the bit loading for the DOI in the TIGA message (*bi\_TIGA\_DOI*). In addition to this mandatory upper limit, the bit loading *bi\_TIGARESP\_DOI* might be upper limited by other factors. + +To implement the TIGA and TIGA response, the following rules shall apply: + +For subcarriers with *ri* ≠ 0, + +- For the NOI interval, the FTU-R shall multiply its current settings of the gain stage in the receiver, for any subcarrier *i* with *gi* > 0, by the value (*NOI\_ri/ NOI\_d\_TIGARESP*) + +$$new\_NOI\_gainstage_i = current\_NOI\_gainstage_i \times (NOI\_r_i/NOI\_d\_TIGARESP)$$ + +- For the DOI interval, the FTU-R shall multiply its current settings of the gain stage in the receiver of the NOI interval, for any subcarrier $i$ with $g_i > 0$ , by the value $(DOI\_r_i / DOI\_d\_TIGARESP)$ and use these values for the new settings of the gain stage in the receiver during the DOI interval, i.e., + +$$new\_DOI\_gainstage_i = current\_NOI\_gainstage_i \times (DOI\_r_i / DOI\_d\_TIGARESP)$$ + +The TIGARESP shall address all the same operation intervals as corresponding TIGA does; NOI only, DOI only, or both NOI and DOI. + +For both NOI and DOI, the new gain settings shall take effect starting from the RMC symbol of the first logical frame of the superframe for which the expected SFDC is 0. + +NOTE 3 – This scaling is to help the FTU-R to keep its receiver gain adjusted after a precoder update. + +For subcarriers with $r_i = 0$ , the FTU-R shall set its receiver gain to a vendor discretionary non-zero value. + +NOTE 4 – To revive suppressed subcarriers ( $r_i = 0$ and $b_i = 0$ ), the VCE may facilitate FEQ training by the FTU-R receiver by precoding the sync symbols such that the phase of the channel measured at the FTU-R does not deviate significantly between the sync symbol and the data symbols in the NOI. + +### 13.2.2.1.2 Timing and synchronization for TIGA + +The final command in a TIGA procedure is the SRA-R. Timing and synchronization shall be identical as in SRA. + +NOTE – By controlling the timing of the TIGA command and the reply to TIGARESP (SRA-R) at multiple FTU-Os, the VCE can control the precoder gain adaptation to be applied synchronously on all lines or asynchronously. See Appendix II for use cases. + +## 13.3 RMC-based procedures + +### 13.3.1 Receiver initiated procedures + +#### 13.3.1.1 FRA procedure + +The list of DPU-MIB parameters controlling the FRA procedure is presented in Table 13-9. These parameters are used in the FRA triggering criteria defined in clause 13.3.1.1.1.5. This can be used in case of sudden noise increase or moderate changes in the channel transfer and crosstalk functions. FRA may be initiated by either FTU-O or FTU-R. + +FRA may change the bit-loading ( $b_i$ ) of some subcarrier groups (sub-bands) and thus may result in a change to the number of bytes per data frame $B_D$ and $B_{DR}$ . For the RMC symbol, FRA shall have no effect on RMC subcarriers. The procedure for FRA shall be implemented using messages carried over RMC (see clause 9.6.4). + +The FRA updates the active bit-loading table by providing adjustments to the baseline bit-loading table. These adjustments are defined per sub-band by the receiver and conveyed over the RMC using receiver initiated FRA request command (see Table 9-10 and Table 9-11). Eight sub-bands are defined in the upstream and in the downstream direction (see Table 9-12). The start and stop subcarriers of each sub-band for each direction are set during initialization (see clause 12.3.4.2.7 and clause 12.3.4.2.8). Different sub-bands may be used for upstream and downstream directions. + +The FTU initiating FRA may apply the following adjustment tools when indicating FTU the active loading table (per sub-band) to the peer: + +- Use the current baseline bit-loading table as the active bit-loading table with no adjustments. +- Relative decrease tool – the same reduction of bit loading is applied to all the subcarriers in the specified sub-band, except for subcarriers allocated for RMC (RTS). + +- Bit-loading ceiling tool – limit the maximum bit loading according to the specified parameter value. The ceiling is applied to all the subcarriers in the specified sub-band except for subcarriers allocated for RMC (RTS). + +No change shall be made to the re-ordered tone table $t'$ upon implementation of FRA. The following rules shall apply to avoid the need to update table $t'$ : + +- No new subcarriers with $b_i = 1$ shall be created as a result of the implementation of FRA. After applying the adjustments required by the FRA, subcarriers resulting in loading values $b_i = 1$ shall be zeroed ( $b_i = 0$ ). Thus, no new one-bit loading will be created by FRA. If the resulting $b_i$ contains an odd number of one-bit constellation points, the last one-bit constellation according to re-ordered tone ordering table shall be set to $b_i = 0$ . +- Tables $t'$ (re-ordered tone table) shall not be recalculated and the ordering of table $b'$ (re-ordered bit allocation table) shall not change, even if one or more subcarriers previously loaded with $b_i = 1$ are now loaded with $b_i = 0$ . + +The upper limit on DTU size defined in clause 8.2 may result in a violation after a FRA. In this case, the DTU size shall be modified back to its valid range through a standard OLR procedure as soon as possible after the FRA. + +After an FTU receives an FRA request, it shall respond within 5 ms by sending an indication via RMC when the requested new configuration shall take effect (see the 'Reply to FRA request (FRA-R)' command in Table 9-13 and Table 9-14). + +The FTU sourcing the FRA request may repeat the same FRA request in every TDD frame until it receives an ACK or FRA-R, or it decides to abandon the FRA request, in which case the next FRA request initiated by the FTU shall have at least a new FCCC value. + +After FRA-R is received, the sourcing FTU shall complete the FRA procedure by applying requested transmission parameters as defined in clause 13.3.1.1.3. + +If the sourcing FTU does not receive FRA-R within 20 ms after the last FRA request (which might be a repeated FRA request) was sent, the sourcing FTU shall abandon the request. + +NOTE – If RMC frames are received with no errors, the FRA-R is expected to arrive in less than 6ms (this takes into account the response time and some margin for transmission time). + +#### 13.3.1.1.1 Parameters controlling the FRA procedure + +The list of DPU-MIB parameters controlling the FRA procedure is presented in Table 13-9. These parameters are used in the FRA triggering criteria defined in clause 13.3.1.1.1.5. + +Each of the four FRA triggering parameters can have different values for the FTU-O (upstream) and the FTU-R (downstream). + +- FTU-O (upstream): Configured through the DPU-MIB. +- FTU-R (downstream): Configured through the DPU-MIB and communicated to the FTU-R during initialization (in O-MSG 1 message). + +**Table 13-9 – Parameters controlling the FRA procedures** + +| Parameter | Definition | +|--------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| FRA-TIME | FRA-TIME determines the duration of the FRA time window used in the standard FRA triggering criteria. | +| FRA-NTONES | FRA-NTONES determines the minimum percentage of subcarriers with $b_i > 0$ that are to be detected as degraded ones over the time window equal to FRA-TIME in order to arm the first FRA triggering criterion. | +| FRA-RTX-UC | FRA-RTX-UC determines the minimum number of rtx-uc anomalies received throughout a time window equal to FRA-TIME in order to arm the second FRA triggering criterion. | +| FRA-VENDISC | Determines whether vendor-discretionary FRA triggering criteria may be used. | + +The control parameters *fra-ntones* (see clause 13.3.1.1.1.2), *fra-rtx-uc* (see clause 13.3.1.1.1.3), and *fra-time* (see clause 13.3.1.1.1.1) are derived from the DPU-MIB parameters FRA-NTONES, FRA-RTX-UC, and FRA-TIME. The value zero for FRA-TIME in the DPU-MIB indicates that vendor discretionary values for *fra-ntones*, *fra-rtx-uc*, and *fra-time* may be used instead of the values configured in the DPU-MIB for FRA-NTONES, FRA-RTX-UC, and FRA-TIME, respectively. + +The control parameter *fra-vendisc* is equal to the DPU-MIB parameter FRA-VENDISC. The value ONE for FRA-VENDISC indicates that vendor discretionary FRA triggering criteria may be used. The value ZERO for FRA-VENDISC indicates that vendor discretionary FRA triggering criteria shall not be used. + +#### 13.3.1.1.1.1 FRA time window (*fra-time*) + +The *fra-time* is the duration of the time window used in the standard FRA triggering criteria (see clause 13.3.1.1.1.5). This time window shall be applied to contiguous non-overlapping time steps. The start time of this window is vendor discretionary. The valid range of non-zero values is from one logical frame length to the length of three superframes (24 logical frames for $M_F = 36$ , 36 logical frames for $M_F = 23$ ) in steps of one logical frame length. The special value zero shall be used to indicate that both monitoring of the percentage of degraded subcarriers (see clause 13.3.1.1.1.2) and monitoring of the number of *rtx-uc* anomalies (see clause 13.3.1.1.1.3) are disabled. In this case, FRA can only be triggered by the vendor discretionary FRA criteria (see clause 13.3.1.1.1.4), if enabled. NOTE – Due to computation and response times, FRA takes effect later than the set value of *fra-time*. The setting of *fra-time* should take this into account. The setting of *fra-time* relative to *delay\_max* may impact the performance of the retransmission mechanism. + +The *fra-time* defined for the downstream and upstream are denoted as *fra-time-ds* and *fra-time-us*, respectively, which are derived from the DPU-MIB parameters FRA-TIME ds, FRA-TIME us. + +#### 13.3.1.1.1.2 Minimum percentage of degraded tones (*fra-ntones*) + +The *fra-ntones* is the minimum percentage of loaded subcarriers (i.e., subcarriers with $b_i > 0$ ) that are detected as degraded throughout a time window equal to *fra-time* in order to arm the first FRA triggering criteria (see clause 13.3.1.1.1.5). + +A degraded subcarrier is a subcarrier that has been identified as needing a reduction in active bit loading because, with its current active bit loading, it is expected to contribute substantially to the decrease of SNRM. The valid range of non-zero values is from one to 100 in step of one. The valid value zero shall be used to indicate that monitoring of the percentage of degraded subcarriers is disabled. If the value of *fra-time* is 0, then the value of *fra-ntones* shall be set to 0. + +The *fra-ntones* defined for the downstream and upstream are denoted as *fra-ntones-ds* and *fra-ntones-us*, respectively. + +#### 13.3.1.1.1.3 Minimum number of *rtx-uc* anomalies (*fra-rtx-uc*) + +The *fra-rtx-uc* is the minimum number of *rtx-uc* anomalies received throughout a time window equal to *fra-time* in order to arm the second FRA triggering criteria (see clause 13.3.1.1.1.5). + +The valid range of non-zero values is from 1 to 1 023 in steps of 1. The valid value 0 shall be used to indicate that monitoring of the number of *rtx-uc* anomalies is disabled. If the value of *fra-time* is 0, then the value of *fra-rtx-uc* shall be set to 0. + +The *fra-rtx-uc* defined for the downstream and upstream are denoted as *fra-rtx-uc-ds* and *fra-rtx-uc-us*, respectively. + +#### 13.3.1.1.1.4 Vendor discretionary criteria (*fra-vendisc*) + +The *fra-vendisc* is set to ONE in order to allow vendor discretionary FRA triggering criteria to arm the third FRA triggering criteria (see clause 13.3.1.1.1.5). + +If set to ONE, vendor discretionary FRA triggering criteria may be used. If set to ZERO, vendor discretionary FRA triggering criteria shall not be used. + +The *fra-vendisc* defined for the downstream and upstream are denoted as *fra-vendisc-ds* and *fra-vendisc-us*, respectively. + +#### 13.3.1.1.1.5 FRA triggering criteria + +The default setting of BLT status (see Table 9-12) for FRA is aa=002, i.e., no adjustment. + +If and only if at least one of the following conditions hold: + +- The *fra-time*>0 and the *fra-ntones*>0 and the percentage of subcarriers in the MEDLEY SET with $b_i > 0$ that are degraded throughout a time window equal to *fra-time* is at least *fra-ntones*; + - The *fra-time*>0 and the *fra-rtx-uc*>0 and the number of *rtx-uc* anomalies throughout a time window equal to *fra-time* is at least *fra-rtx-uc*; + - The *fra-vendisc* is set to ONE and the vendor discretionary FRA triggering criteria are met; +- then the FTU shall initiate an FRA request with BLT status being aa=012 or 102, see Table 9-12. + +#### 13.3.1.1.2 Parameters controlled by the FRA procedure + +The FRA function allows updates to the active bit loading table of both the normal operation interval and the discontinuous operation interval. These updates are accomplished by a coordinated change to the bits values in the different sub-bands. The parameters controlled by FRA specify a configuration. These parameters are summarized in Table 13-10. + +**Table 13-10 – Reconfigurable parameters of the FRA function** + +| Parameter | Definition | +|-----------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $b_i$ | The number of bits per subcarrier with valid values all integers in the [0:Maximum bit loading] range, subject to the limitations in clause 13.3.1.1. "Maximum bit loading" is a capability indicated during initialization in the O-MSG 1 and R-MSG 2 messages for the FTU-O and FTU-R, respectively (and denoted "FTU-O maximum bit loading" and "FTU-R maximum bit loading" accordingly). | +| $B_D$ | The number of DTU bytes in a normal (non-RMC) data frame. According to the FRA command, $B_D$ of NOI or DOI is updated. | +| $B_{DR}$ | The number of DTU bytes in an RMC data frame. According to the FRA command, $B_{DR}$ of NOI or DOI is updated. | + +### 13.3.1.1.3 Timing and synchronization for receiver initiated FRA + +Two counts are used to maintain synchronization between the configurations requested via FRA (see Table 9-10 to Table 9-14) at the transmitter and the receiver ends: + +- 1) The 4-bit FRA configuration change count (FCCC) is used to identify the particular configuration to be used. The FCCC shall be incremented by one whenever a new configuration change is initiated by the receiver and shall wrap around at count 11112, i.e., incrementing from 11112 to 00002. In this way, the FCCC serves as a unique identifier for the configuration to be used. + +The FCCC is incremented separately for the NOI and DOI active bit loading tables. + +- 2) The 4-bit FRA logical frame down count (LFDC) is used by the transmitter to indicate when a new configuration shall take effect. The initial LFDC value P0 is first set by the Reply to FRA request command. In the following P0 logical frames the Reply to FRA commands shall include LFDC values decreased by 1 in every subsequent logical frame. The LFDC value is updated until reaching the value zero which indicates the activation time of the new configuration. The new FRA configuration shall take effect from the first symbol in the logical frame for which the expected LFDC indicated in the reply to FRA RMC command is 0. Further, the FTU shall update the identifier of the active bit-loading table accordingly (see Table 9-5 and Table 9-8 for the current active bit-loading table identifier field and Table 9-13 and Table 9-14 for the reply to FRA request commands). + +All FRA requests with the same FCCC shall be considered identical. The transmitter shall discard FRA requests with an FCCC equal to or lower than the one currently in use, taking wraparound into account. + +The allowed minimum initial LFDC shall be an indicated capability of the receiver exchanged during initialization (see parameter MB upstream in Table 12-41 and parameter MB downstream in Table 12-44). The maximum bound for the initial LFDC is 15. + +Example of a synchronization process for a receiver initiated FRA is given in Table 13-11. It depicts the transition from one FRA configuration (with FCCC = 10) to another one, with FCCC = 11, using the initial LFDC of 3 repeating the FRA change indication 3 times (with LFDC = 2, 1 and 0) by the transmitter before the new FRA configuration takes effect. + +**Table 13-11 – Example of a synchronization process for a receiver initiated FRA** + +| Logical frame number | Receiver | | Transmitter | | Comments | +|----------------------|----------------------|---------------------|----------------------|----------------------|------------------------------------------------------------------------| +| | Configuration in use | FRA request command | Configuration in use | Reply to FRA message | | +| Initial stage | FCCC = 10 | | FCCC = 10 | | | +| 1 | FCCC = 10 | FCCC = 11 | FCCC = 10 | | Receiver initiates FRA request for a new configuration with FCCC = 11. | +| 2 | FCCC = 10 | FCCC = 11 | FCCC = 10 | | The receiver may repeat the same request using the same FCCC. | + +**Table 13-11 – Example of a synchronization process for a receiver initiated FRA** + +| Logical frame number | Receiver | | Transmitter | | Comments | +|----------------------|----------------------|---------------------|----------------------|----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------| +| | Configuration in use | FRA request command | Configuration in use | Reply to FRA message | | +| 3 | FCCC = 10 | | FCCC = 10 | FCCC = 11, LFDC = 3 | Transmitter replies to the FRA request message with a reply to FRA command and indicates the configuration change after three logical frames. | +| 4 | FCCC = 10 | | FCCC = 10 | FCCC = 11, LFDC = 2 | | +| 5 | FCCC = 10 | | FCCC = 10 | FCCC = 11, LFDC = 1 | | +| 6 | FCCC = 11 | | FCCC = 11 | FCCC = 11, LFDC = 0 | The requested FRA configuration takes effect, the active configuration identifier is FCCC = 11. | + +#### 13.3.1.1.4 Aligning FRA with SRA and L2-TRNS + +For a receiver initiated FRA, for a given operation interval (NOI or DOI), the transmitter shall not initiate countdown towards implementation of FRA request unless the baseline bit-loading table indicated in the FRA request is identical to the baseline bit-loading table that will be in use when the FRA request is implemented. The transmitter may refuse to initiate a countdown to an FRA request if a countdown to an SRA-R or a countdown to an L2-TRNS has started. + +#### 13.3.1.2 RMCR procedure + +The RMCR procedure is used to restore the RMC in case it fails in either one or both directions using the backup RMC tone set and bit loading (*RTSBL*) and RMCR command (see clause 9.6). The RMCR procedure shall not be triggered if either the FTU-O or FTU-R does not indicate support of RMCR during initialization (see clauses 12.3.4.2.1 and 12.3.4.2.2) or if RMCR is disabled through the DPU-MIB (see clause 13.3.1.2.3). To execute the procedure, each FTU applies the following rules: + +- 1) If and only if the triggering criteria for RMCR are met (see clause 13.3.1.2.1), the FTU shall transmit the RMCR command and replace its receiver's current *RTSBL* with the backup *RTSBL*. The FTU shall keep sending the RMCR command in every following RMC symbol until the RMC has been recovered (see clause 13.3.1.2.2), which completes the RMCR procedure. +- 2) If and only if at least one of the following conditions is met, the FTU shall replace its transmitter's current *RTSBL* with the backup *RTSBL*: + - a. An RMCR command is received. + - b. The receive RMC has not recovered within 100 ms after applying the backup *RTSBL* to the receiver (as described in the previous bullet). + +If the receive RMC has recovered (see clause 13.3.1.2.2), the RMCR procedure completes, the FTU shall stop sending the RMCR command, and may then update its backup *RTSBL* by using the eoc command "Update backup RTSBL" (see clause 11.2.2.21) as needed, and may use RPA to update its current *RTSBL* as needed. + +NOTE – If RMC in one or both directions does not recover, the FTU will end up in re-initialization due to *lor* persistency (see clause 12.1.4.2). + +### 13.3.1.2.1 RMCR triggering criteria + +The FTU shall declare the receive RMC severely degraded if a *lor* defect persists for a period that is greater than or equal to *rmcr\_lor\_trigger*. The control parameter *rmcr\_lor\_trigger* shall be set to the same value as the configuration parameter RMCR\_LOR\_TRIGGER in the DPU-MIB. The parameter in the downstream direction is *rmcr\_lor\_trigger-ds*, and the parameter in the upstream direction is *rmcr\_lor\_trigger-us*. The valid range of *rmcr\_lor\_trigger* for both directions is defined in Table 13-11.1. + +The FTU-R shall not trigger RMCR if the current downstream *RTSBL* is the same as the backup downstream *RTSBL*. + +The FTU-O shall not trigger RMCR if the current upstream *RTSBL* is the same as the backup upstream *RTSBL*. + +### 13.3.1.2.2 RMCR recovery criteria + +The FTU shall declare the receive RMC recovered when the *lor* defect terminates. + +### 13.3.1.2.3 Parameters controlling the RMCR procedure + +The DPU-MIB parameters controlling the RMCR procedure in both directions are presented in Table 13-11.1. The values of relevant parameters are communicated to the FTU-R during initialization (in O-MSG 1 and O-PMD messages). + +**Table 13-11.1 – DPU-MIB parameters controlling the RMCR procedure** + +| | | +|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| MAXBL-RMC | The maximum bit loading allowed for RMC subcarriers.
The valid values for MAXBL-RMCus and MAXBL-RMCds are integer values from 2 to 6. | +| RMCR_LOR_TRIGGER | The persistency period of a lor defect to declare the receive RMC severely degraded.
The valid values for rmcr_lor_trigger-us and rmcr_lor_trigger-ds are from 0 to 1000 ms in steps of 50 ms. Zero is a special value to disable the RMCR procedure. rmcr_lor_trigger-us shall be set to 0 if and only if rmcr_lor_trigger-ds is set to 0. | +| NOTE – The setting for rmcr_lor_trigger for both upstream and downstream shall be less than the corresponding value of parameter lor_persistency in the corresponding transmission direction (see clause 12.1.4.3.3) by at least 200 ms. | | + +### 13.3.1.2.4 Parameters controlled by the RMCR procedure + +The RMCR procedure replaces the current *RTSBL* with the backup *RTSBL* (which is determined at initialization and which may be updated during showtime). Change of *RTSBL* modifies the set of RTS subcarriers and their bit loading. The details of these adjustments are described in Table 13-11.2. + +**Table 13-11.2 – Reconfigurable parameters of the RMCR function** + +| Parameter | Definition | +|-----------------------------|--------------------------------------------------------------------------------------------------------------------------------------| +| RMC tone set ( RTS ) | Set of subcarriers to be loaded with RMC data after RMCR procedure is complete. The number of subcarriers used shall not exceed 512. | +| bRMC-i | The number of bits per RMC subcarrier with valid values of 0 and from 2 to 6. | + +Both the receiver and the transmitter shall support all valid $b_{RMC-i}$ values and shall support any change of these values provided the resulting $b_{RMC-i}$ value is within the specified valid range. The values of $b_{RMC-i}$ shall also not exceed the DPU-MIB parameter MAXBL-RMC for the corresponding direction of transmission. + +The backup *RTSBL* determined during initialization (see clauses 12.3.4.2.7 and 12.3.4.2.8) can be modified during showtime (see clause 11.2.2.21). If the *RTS* is modified, the re-ordered tone table of the RMC symbol shall be recomputed as specified in clause 10.2.1.2. + +### 13.3.1.2.5 Timing and synchronization of RMCR + +The eoc command "Update backup RTSBL" shall not be sent from either one of the FTUs while the RMCR procedure is ongoing. + +While an RMCR procedure is ongoing, an FTU shall not initiate RPA. + +If RMCR is triggered by an FTU, any ongoing RPA procedure for changing the current *RTSBL* (on the receive side) shall be aborted. + +If an FTU received an RMCR command, while an RPA procedure is ongoing, i.e., this FTU was requested to perform an RPA parameter update, this RPA parameter update shall be aborted. + +## 13.3.2 Transmitter initiated procedures + +### 13.3.2.1 FRA procedures + +For further study. + +## 13.4 Low power link states + +### 13.4.1 Low power link state L2.1 + +#### 13.4.1.1 L2.1 transmission format + +The transmission format described in this clause shall be used for both L2.1N and L2.1B link states. + +In the L2.1 link states, only RMC symbols shall be used for data transmission in both upstream and downstream directions. Sync symbols shall also be transmitted to maintain synchronization and channel estimation. Pilot symbols shall be transmitted to maintain loop timing, if requested by the FTU-R during initialization (see clause 12.3.3.2.12), at RMC symbol positions not used by RMC symbols. Quiet symbols shall be transmitted at all symbol positions except sync symbol positions and RMC symbol positions assigned for transmission of RMC symbols or pilot symbols. + +The RMC symbols shall be transmitted only during $N$ dedicated TDD frames of each superframe. The RMC symbol position in logical frames during L2.1 shall be the same as during L0. The particular TDD frames used for transmission during L2.1 are assigned at the entry into L2.1, by the L2.1-Entry-Request eoc command (see clause 11.2.2.16), separately for upstream and downstream, and may be updated during the L2.1 session by using the L2TSA eoc command (see clause 13.2.1.4). The valid values of $N$ are from 2 to $M_{SF}$ . In the downstream direction, the sync frame shall be one of the $N$ dedicated TDD frames. All of the $N$ dedicated TDD frames shall be indicated as active in the L2.1-Entry-Request and the L2TSA eoc commands. Other TDD frames shall be indicated as inactive. + +An example of an L2.1 transmission format is shown in Figure 13-8. This example is for $N = 2$ active TDD frames per superframe for both upstream and downstream ( $M_{SF} = 8$ ) using the same active TDD frames for upstream and downstream. The RMC transmission schedule bit map in both upstream and downstream is 0000 0000 0001 0001. In this example, pilot symbols are not used. + +![Figure 13-8: Example L2.1 transmission format for N=2, MSF = 8. The diagram shows two horizontal lines representing Downstream (DS) and Upstream (US) transmission paths over time. On the DS path, a 'Sync symbol' is shown as a blue rectangle, followed by 'RMC symbols' shown as orange and blue rectangles. A 'Sync frame' is indicated by a double-headed arrow below the DS path. On the US path, there are more RMC symbols (orange and blue rectangles) and a 'TDD frame #4' is indicated by a double-headed arrow below the US path. The diagram is labeled 'G.9701(14)-Amd.1(16)_F13-8' at the bottom right.](ca3e73b333ff171a0a2cb65b1d149490_img.jpg) + +Figure 13-8: Example L2.1 transmission format for N=2, MSF = 8. The diagram shows two horizontal lines representing Downstream (DS) and Upstream (US) transmission paths over time. On the DS path, a 'Sync symbol' is shown as a blue rectangle, followed by 'RMC symbols' shown as orange and blue rectangles. A 'Sync frame' is indicated by a double-headed arrow below the DS path. On the US path, there are more RMC symbols (orange and blue rectangles) and a 'TDD frame #4' is indicated by a double-headed arrow below the US path. The diagram is labeled 'G.9701(14)-Amd.1(16)\_F13-8' at the bottom right. + +**Figure 13-8 – Example L2.1 transmission format for $N=2$ , $M_{SF} = 8$** + +The PSD of the upstream RMC symbols may be reduced during the L2.1 link states. The number of used upstream data subcarriers in RMC symbols may be reduced during the L2.1 link states. The particular value of PSD reduction $L2\_PSDRus$ relative to L0, the highest subcarrier on which the PSD reduction is applied ( $f_{L2\_PSDR-US}$ ), the set of upstream active data subcarriers and the bit loading of active data subcarriers, are determined at the entry into an L2.1 link state by the L2.1-Entry-Request eoc command and response (see clause 11.2.2.16). The indices and parameters ( $b_i$ , $g_i$ ) of RMC subcarriers at the transition into an L2.1 link state shall be kept the same as were assigned during L0. In L2.1 link states, the indices and parameters of the RMC subcarriers may change through the RPA procedure. + +The PSD of the downstream RMC symbols may be reduced during the L2.1 link states. The number of used downstream data subcarriers in RMC symbols may be reduced during the L2.1 link states. The particular value of PSD reduction $L2\_PSDRds$ , the highest subcarrier on which it is applied ( $f_{L2\_PSDR-DS}$ ), the set of downstream active data subcarriers and the bit loading of active data subcarriers, and the relative gain compensation factors are determined at the entry into an L2.1 link state by the L2.1-Entry-Request eoc command and response (see clause 11.2.2.16). The indices and $b_i$ values of RMC subcarriers at the transition into an L2.1 link state shall be kept the same as were assigned during L0. In L2.1 link states, the indices and parameters of the RMC subcarriers may change through the RPA procedure. + +The $L2\_PSDRus$ and $L2\_PSDRds$ can be adjusted by steps of 1dB and shall not exceed the value of $L2\_PSDR\_max$ ; the valid range of $L2\_PSDR$ is from 0 to 10 dB. The value of $L2\_PSDR$ in both directions determines the flat cutback on the $t_{ssi}$ in L2.1 and L2.2, which shall be applied on the subcarriers with indices ranging from 0 to $f_{L2\_PSDR}$ of the corresponding transmission direction. No cutback shall be applied on subcarriers with indices greater than $f_{L2\_PSDR}$ . + +NOTE – In the upstream direction, reduction of $t_{ssi}$ by $L2\_PSDR$ will result in reduction of the PSD on the U-R interface by $L2\_PSDR$ . In the downstream direction, reduction of $t_{ssi}$ by $L2\_PSDR$ will result in reduction of the PSD on the U-R interface by $L2\_PSDR$ . However, on the U-O interface this reduction may be somewhat less than $L2\_PSDR$ due to presence of pre-compensation signals. + +The FTU-R shall apply the PSD reduction requested by the L2.1-Entry-Request eoc command in the upstream direction. The FTU-O shall apply the PSD reduction indicated by the L2.1-Entry-Request eoc command in the downstream direction. + +Sync symbols during the L2.1 link state shall be transmitted at their standard positions of every superframe. For upstream, the PSD reduction for sync symbols shall be the same as the PSD reduction of the RMC symbols, and all sync symbol subcarriers that are active during L0 shall stay active in both L2.1N and L2.1B link states. The $g_i$ on the upstream subcarriers located at the frequencies that become unused on the RMC symbols at the L2.1 entry shall have the same $g_i$ as in the L0 state in both L2.1N and L2.1B link states. If some upstream subcarriers on the RMC symbols become unused at the L2.1 entry, the $g_i$ on those subcarriers may differ between the sync symbols and RMC symbols. For downstream, the PSD reduction for sync symbols shall be the same as the PSD reduction of the RMC symbols and all sync symbol subcarriers that are active during L0 shall stay active in both L2.1N and L2.1B link states (the same $g_i$ as in the L0 state). + +### 13.4.1.2 L2.1 entry procedure + +The procedure defined in this clause shall be used to transition from L0 into L2.1N or L2.1B. The transition times for L2.1N and L2.1B link states defined in Table 12-1 shall be applied. + +Entry into L2.1 shall be initiated by the FTU-O. Upon reception of a LinkState.request (L2.1N or L2.1B) primitive from the $\gamma$ -O interface (see Table 8-3), the FTU-O shall complete or terminate all OLR procedures and send to the FTU-R an L2.1-Entry-Request eoc command, which includes relevant parameters for upstream transmission and the constraint for the FTU-R to determine the downstream transmission parameters during L2.1, sourced by the FTU-O (see clause 11.2.2.16). The L2.1 entry procedure is jointly coordinated by the FTU-O and the VCE. + +Upon reception of this L2.1-Entry-Request eoc command, the FTU-R shall respond within a time consistent with the timeout value specified in Table 11-3 by sending either an L2.1-Entry-Confirm eoc response with the downstream transmission parameters, if the L2.1-Entry-Request eoc command is accepted, or an L2.1-Entry-Reject eoc response with the appropriate reason code, as defined in Table 11-48.6 (see clause 11.2.2.16). + +The FTU-R shall reject the L2.1-Entry-Request eoc command with reason code "invalid parameters" if using the requested downstream value of *L2\_PSDR* in conjunction with the requested schedule of RMC symbol transmission cannot provide the required bit rate described in the L2.1 entry policy. + +The FTU-R shall reject the L2.1-Entry-Request eoc command with reason code "wait for RPA" if the implementation of the L2.1-Entry-Request requires a reconfiguration of the downstream RMC (e.g., to provide sufficient SNRM-RMC after the requested PSD reduction, see Table 11-48.1). Within 100 ms after rejecting the L2.1-Entry-Request, the FTU-R shall send an OLR request type 4 (RPA) to reconfigure the RMC. The value of *CNTSF* indicated in this RPA command shall not exceed the current superframe count by more than 16. After the completion of the RPA procedure, or if no RPA request is received before the timeout, the FTU-O may send another L2-Entry-Request command. + +The FTU-O shall not initiate an L2.1 entry procedure before all running OLR procedures have been completed (i.e., either rejected or accomplished). After sending an L2.1-Entry-Request eoc command, the FTU-O shall reject all Type 1 and Type 2 OLR requests from the FTU-R, until the end of the L2.1 entry procedure using the corresponding reject OLR request response with reason code "wait". After reception of an L2.1-Entry-Request eoc command, the FTU-R shall not send any Type 1 or Type 2 OLR requests until the end of the L2.1 entry procedure. + +NOTE – Type 1 and type 2 OLR requests are rejected because the final bit loading is determined by the parameters negotiated during the L2.1 entry procedure. + +After reception of an L2.1-Entry-Confirm eoc response, the FTU-O shall send an RMC L2-TRNS command indicating at which superframe count the transition from L0 to L2.1 shall occur. This superframe count shall be jointly coordinated by the FTU-O and the VCE consistent with the L0 → L2.1 transition time, as defined in clause 12.1.1 and is the same for both upstream and downstream. The parameters conveyed in the L2.1-Entry-Request eoc command and L2.1-Entry-Confirm eoc response shall be applied by both FTUs starting from the first RMC symbol of the indicated superframe, in the upstream and in the downstream, respectively. Once these parameters have been applied, the link is in the L2.1N or L2.1B link state, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (L2.1N or L2.1B) primitive within the time shown in Table 12-1. + +If the FTU-R does not receive the L2-TRNS command within 1 s after transmission of the L2.1-Entry-Confirm eoc response has finished, it shall consider that the L0 → L2.1 transition has failed and shall continue to operate in L0. If the FTU-O receives no response to an L2.1-Entry-Request eoc command within the timeout specified in Table 11-3, or upon reception of an L2.1-Entry-Reject eoc response, the L2.1 entry procedure shall be considered as failed, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (*FAIL*) primitive within the time shown in Table 12-1. If the L2.1 entry criteria are still met, the DRA may send a new + +LinkState.request (L2.1N or L2.1B) primitive to the FTU-O, for which the FTU-O shall send a new L2.1-Entry-Request eoc command to the FTU-R. + +#### 13.4.1.2.1 L2.1 entry policy + +The method used by the transceivers to select the values of RMC transmission schedule, transmission and framing parameters described in this clause is vendor discretionary. However, the selected values shall meet all of the following constraints. + +For the settings of L2.1 upstream RMC transmission schedule and upstream transmission parameters in the L2.1-Entry-Request eoc command: + +- $L2.1\_ETR \geq L2.1\_ETR\_min\_eoc;$ +- $L2.1\_NDR \leq L2.1\_NDR\_max;$ +- $L2.1\_Exit\_ETR \geq L2.1\_Exit\_ETR\_min;$ +- $L2\_TARSNRM \leq SNRM \leq L2.1\_MAXSNRM.$ + +For the settings of L2.1 downstream RMC transmission schedule and downstream transmission parameters in L2.1-Entry-Request eoc command: + +- $L2.1\_ETR \geq L2.1\_ETR\_min\_eoc;$ +- $L2.1\_NDR \leq L2.1\_NDR\_max;$ +- $L2.1\_Exit\_ETR \geq L2.1\_Exit\_ETR\_min;$ +- $B_{DR} \geq L2.1\_B_{DR\_min}.$ + +For the settings of L2.1 downstream transmission parameters in the L2.1-Entry-Confirm eoc response: + +- $L2.1\_ETR \geq L2.1\_ETR\_min\_eoc;$ +- $L2.1\_NDR \leq L2.1\_NDR\_max;$ +- $L2.1\_Exit\_ETR \geq L2.1\_Exit\_ETR\_min;$ +- $L2\_TARSNRM \leq SNRM \leq L2.1\_MAXSNRM;$ +- $b_i$ values shall be not greater than the $b_i$ values proposed in the L2.1-Entry-Request eoc command; +- $B_{DR} \geq L2.1\_B_{DR\_min}.$ + +For both upstream and downstream transmission parameters: + +- DTU size restriction: + +$$N_{DTU} + Q \times R_{FEC} \leq (N-1) \times B_{DR},$$ + +where $N$ is the number of active TDD frames per superframe in L2.1 (see clause 13.4.1.1). + +NOTE 1 – This requirement on the L2.1 framing parameters implies the one-way latency without retransmission in the L2.1 link state does not exceed the duration of 1 superframe ( $T_{SF}$ ). + +- Impulse noise protection: + - at least against a combined threat of worst-case REIN impulses as described by the retransmission control parameters *INP\_min\_rein* and *iat\_rein\_flag* and of worst-case SHINE impulses as described by the retransmission control parameter *INP\_min\_shine*, and + - within the latency bounds defined by the control parameter *delay\_max*. +- The control parameter *delay\_max* during L2.1 shall be set to $delay\_max = \max(2 \times T_{SF}, DELAYMAX)$ . This setting allows at least two retransmission attempts with any selected value of $N.R_{FEC}/N_{FEC}$ ratio $\geq rnratio\_min$ . +- $SNRM \geq L2\_TARSNRM$ for all active data subcarriers. + +- $SNRM\_RMC \geq TARSNRM\_RMC$ for all RMC subcarriers. + +Within the above constraints, for upstream, the FTU-O and VCE shall jointly select the values in the L2.1-Entry-Request eoc command so as to optimize in the priority specified: + +- 1) While keeping same PSD as in L0, the FTU-O determines via a vendor discretionary method + - the set of L2.1 subcarriers + - the bit loading table + - the framing parameters + - the number of RMC symbols per superframe ( $N$ ) +- 2) Reduce the PSD to achieve $SNRM \leq L2.1\_MAXSNRM$ within the constraint PSD reduction $L2\_PSDR \leq L2\_PSDR\_max$ . + +Within the above constraints, for downstream, the FTU-O and VCE shall jointly select the values in the L2.1-Entry-Request eoc command so as to optimize in the priority specified: + +- 1) While keeping same PSD as in L0, the FTU-O determines via a vendor discretionary method + - the set of L2.1 subcarriers + - the proposed bit loading table + - the number of RMC symbols per superframe ( $N$ ) +- 2) Reduce the PSD to achieve $SNRM \leq L2.1\_MAXSNRM$ within the constraint PSD reduction $L2\_PSDR \leq L2\_PSDR\_max$ . + +Within the above constraints, for downstream, the FTU-R shall select the bit loading table and the framing parameters values in the L2.1-Entry-Confirm eoc response so as to minimize the bit loading. + +NOTE 2 – The above policy allows a vendor discretionary compromise between robustness and power saving. + +### 13.4.1.3 Operation during L2.1 + +At the entry into an L2.1 link state, FTUs apply the RMC transmission schedule and transmission parameters and framing parameters determined during the L2.1 entry procedure, as defined in clause 13.4.1.2.1. During an L2.1 link state, the RMC schedule and transmission/framing parameters of the FTUs may be updated using appropriate OLR procedure. + +#### 13.4.1.3.1 L2.1 operation policy + +The method used by the transceivers to select the updated values of RMC transmission schedule, transmission and framing parameters described in this clause is vendor discretionary. However, the selected values shall meet all of the following constraints. + +For the settings of L2.1 upstream RMC transmission schedule and transmission parameters: + +- $L2.1\_ETR \geq L2.1\_ETR\_min\_eoc$ ; +- $L2.1\_NDR \leq L2.1\_NDR\_max$ ; +- $L2.1\_Exit\_ETR \geq L2.1\_Exit\_ETR\_min$ ; + +For the settings of L2.1 downstream RMC transmission schedule and transmission parameters: + +- $L2.1\_ETR \geq L2.1\_ETR\_min\_eoc$ ; +- $L2.1\_NDR \leq L2.1\_NDR\_max$ ; +- $L2.1\_Exit\_ETR \geq L2.1\_Exit\_ETR\_min$ ; +- $b_i$ values shall be not greater than the $b_i$ values proposed in the L2.1-Entry-Request eoc command, unless they are modified through a following TIGA procedure; +- $B_{DR} \geq L2.1\_B_{DR\_min}$ . + +For both upstream and downstream transmission parameters: + +- DTU size restriction: + +$$N_{DTU} + Q \times R_{FEC} \leq (N-1) \times B_{DR},$$ + +where $N$ is the number of active TDD frames per superframe in L2.1 (see clause 13.4.1.1). + +NOTE – This requirement on the L2.1 framing parameters implies the one-way latency without retransmission in the L2.1 link state does not exceed the duration of 1 superframe ( $T_{SF}$ ). + +- Impulse noise protection: + - at least against a combined threat of worst-case REIN impulses as described by the retransmission control parameters *INP\_min rein* and *iat rein flag* and of worst-case SHINE impulses as described by the retransmission control parameter *INP\_min shine*, and + - within the latency bounds defined by the control parameter *delay\_max*. +The control parameter *delay\_max* during L2.1 shall be set to $delay\_max = \max(2 \times T_{SF}, \text{DELAYMAX})$ . This setting allows at least two retransmission attempts with any selected value of $N$ . +- $R_{FEC}/N_{FEC} \text{ ratio} \geq rnratio\_min$ +- SNRM limited by autonomous SRA procedures within $L2.1\_RA\_DSNRM \leq SNRM \leq L2.1\_RA\_USNRM$ for all active data subcarriers +- $SNRM\_RMC \geq MINSNRM\_RMC$ for all RMC subcarriers. + +Within the above constraints, for upstream, the FTU-O receiver shall select the values so as to minimize power consumption in the following order: + +- 1) While keeping the same RMC transmission schedule, adjust transmission parameters using SRA. +- 2) While keeping the same transmission parameters, perform L2TSA (trigger conditions see clause 13.2.1.4). Within the above constraints, for downstream, the FTU-R and FTU-O shall select the values so as to minimize power consumption in the following order: + - 1) FTU-R: While keeping the same downstream RMC transmission schedule, adjust transmission parameters using SRA. + - 2) FTU-O: While keeping the same downstream transmission parameters, perform L2TSA (trigger conditions see clause 13.2.1.4). + +NOTE 1 – Values for downstream and upstream should be selected with due attention to link robustness. + +NOTE 2 – There is no change of transmit PSD during L2.1. + +### 13.4.1.3.2 L2.1 operation procedures + +To keep the data-related parameters in the required range, the FTUs shall apply the bit swapping procedure defined in clause 13.2.1.2, or the SRA procedure defined in clause 13.2.1.1, or the FRA procedure defined in clause 13.3.1.1, or the L2TSA procedure defined in clause 13.2.1.4. The FTU-O may initiate the TIGA procedure, as defined clause 13.2.1.4. Upstream $g_i$ values may be changed by OLR procedures. + +To keep the RMC-related transmission parameter in the required range, the FTUs shall apply the RPA procedure, as defined in clause 13.2.1.3. + +To support the mentioned OLR procedures, the values of relevant control parameters defined in clause 13.4.1.5 shall be communicated to the FTU-R during initialization in O-MSG1 (see clause 12.3.4.2.1). + +Fast retrain shall be applied according to the fast retrain policy ( $L2.1\_FRpolicy = 0$ , see clause 12.1.4.2). + +When the OLR procedures do not allow $SNRM \geq MINSNRM$ with an $ETR \geq L2.1\_ETR\_min$ to be maintained, an *L2.1\_lom* anomaly occurs. When the $SNRM$ is equal to or greater than $MINSNRM$ , an *L2.1\_lom* anomaly terminates. Upon an *L2.1\_lom* anomaly occurring, the DRA may send a LinkState.Request primitive to exit from the L2.1N link state to the L0 link state. If the line is in the L2.1B link state, the DRA may first send a LinkState.Request primitive to transition from the L2.1B link state to the L2.1N link state, and then send a LinkState.Request primitive to exit from the L2.1N link state to the L0 link state. + +When the OLR procedures do not allow *L2.1\_EXIT\_ETR* equal to or greater than the *L2.1\_EXIT\_ETR\_min* to be maintained, an *L2.1\_low\_EXIT\_ETR* anomaly occurs. When the *L2.1\_EXIT\_ETR* is equal to or greater than the *L2.1\_EXIT\_ETR\_min*, an *L2.1\_low\_EXIT\_ETR* anomaly terminates. Upon an *L2.1\_low\_EXIT\_ETR* anomaly occurring, the DRA may send a LinkState.Request primitive to exit from the L2.1N link state to L0 link state. If the line is in the L2.1B link state, the DRA may first send a LinkState.Request primitive to transition from the L2.1B link state to the L2.1N link state, and then send a LinkState.Request primitive to exit from the L2.1N link state to the L0 link state. + +#### 13.4.1.4 L2.1 exit procedure + +##### 13.4.1.4.1 Procedures at exit of L2.1 + +Exit from the L2.1N link state into the L0 link state shall be initiated by the FTU-O. Exit from the L2.1B link state into the L0 link state is not allowed. If the link is in the L2.1N link state, upon reception of a LinkState.request (L0) primitive from the $\gamma$ -O interface (see Table 8-3), the FTU-O shall terminate all OLR procedures and send an L2.1-Exit-Request eoc command to the FTU-R (see clause 11.2.2.16). The FTU-O shall ignore the L2.1 exit request primitive if the link is in the L2.1B link state. The L2.1 exit procedure is jointly coordinated by the FTU-O and the VCE. + +Upon reception of the L2.1-Exit-Request eoc command, the FTU-R shall respond within a time consistent with the timeout value specified in Table 11-2 by sending an L2.1-Exit-Confirm eoc response. The FTU-R shall not reject the L2.1-Exit-Request eoc command. After reception of L2.1-Exit-Request, the FTU-R shall not send any SRA and RPA request commands until the end of the L2.1 exit procedure. After the FTU-O receives the LinkState primitive containing L2.1 exit request from the DRA and before it sends the associated L2.1-Exit-Request, it shall reject all not yet replied SRA requests using the rejection code "wait" and facilitate completion of replied SRA request (i.e., one on which SRA-R RMC command was sent). After sending an L2.1-Exit-Request eoc command, the FTU-O shall reject all SRA requests from the FTU-R, until the end of the L2.1 exit procedure using rejection code "wait". + +If, during the maximum response time for L2.1-Exit-Request (75 ms), the FTU-R receives no rejection of the SRA request that it has sent prior to the reception of the L2.1-Exit-Request eoc command, the FTU-R should continue in the same way as in the case that an SRA rejection was received. This also covers the case in which the FTU-R, instead of a rejection, receives the SRA-R command (which is an invalid reply) associated with the mentioned SRA request. + +After reception of L2.1-Exit-Confirm eoc response, the FTU-O shall send an RMC L2-TRNS command indicating at which superframe count the transition from L2.1N to L0 shall occur. This superframe count shall be jointly coordinated by the FTU-O and the VCE consistent with the L2.1N $\rightarrow$ L0 transition time, as defined in clause 12.1.1, and is the same for both upstream and downstream. The L0 logical frame configuration parameters shall be communicated during the L2.1N link state over RMC (see clause 9.6.4). The other L0 parameters shall be set according to clause 13.4.1.4.2. The L0 parameters shall be applied by both FTUs starting from the first logical frame of the indicated superframe, in the upstream and in the downstream, respectively. Once the L0 parameters have been applied, the link is in the L0 link state, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (L0) primitive within the time shown in Table 12-1. + +If the FTU-R doesn't receive the L2-TRNS RMC command within 100 ms after transmission of L2.1-Exit-Confirm eoc response is complete, it shall consider that the L2.1N $\rightarrow$ L0 transition has failed and shall continue to operate in the L2.1N link state. + +If the FTU-O receives no response to the L2.1-Exit-Request eoc command within the timeout value specified in Table 11-3, the L2.1 exit procedure shall be considered as failed, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (FAIL) primitive within the time shown in Table 12-1. If the L2.1 exit criteria are still met, the DRA may send a new LinkState.request (L0) primitive to the FTU-O, upon which the FTU-O shall send a new L2.1-Exit-Request eoc command to the FTU-R. + +At the indicated superframe count both the FTU-O and the FTU-R shall transition to L0, in both upstream and downstream directions. The L0 transmission parameters shall be applied by both FTUs starting from first RMC symbol of the indicated superframe. + +#### 13.4.1.4.2 L2.1 exit policy + +The L0 parameters other than the logical frame configuration parameters shall have the following settings, in both upstream and downstream: + +- framing parameters ( $Q$ , $N_{FEC}$ , $R_{FEC}$ ): same as the latest in L2.1; +- transmission parameters of the upstream RMC symbols ( $b_i$ , $g_i$ ) and transmission parameters of the downstream RMC symbols ( $b_i$ ): same as the latest in L2.1, respectively; +- the PSD reduction in both upstream and downstream shall be removed on the RMC and sync symbols by restoring the $tss_i$ values; +- transmission parameters of upstream data symbols ( $b_i$ , $g_i$ ) and transmission parameters of the downstream data symbols ( $b_i$ ): same as the latest in L2.1 in the RMC symbols (the subcarriers from the RMC set in data symbols shall use the same transmission parameters as in RMC symbols); +- transmission parameters of the upstream sync symbols ( $g_i$ ) shall be the same as in L2.1 (If some upstream subcarriers on the RMC symbols were deactivated at the L2.1 entry, the $g_i$ on those subcarriers may differ from the sync symbols, data symbols, or RMC symbols after the L2.1 exit); +- data symbols shall be transmitted on valid symbol positions determined by the logical frame configuration parameters communicated over RMC; +- the values of SCCC for upstream and downstream: the SCCC values for NOI shall be the same as corresponding SCCC values the latest in L2.1, the SCCC values for DOI shall be set to 0000. + +The bit rate obtained at the moment of the exit back into the L0 link state shall provide $ETR \geq L2.1\_EXIT\_ETR\_min$ , but may be lower than the original L0 bit rate (before entering L2.1). + +#### 13.4.1.4.3 Procedures after entry into L0 + +After transitioning to the L0 link state, the FTUs shall further adjust transmission parameters in both upstream and downstream directions with the goal to optimize L0 performance and comply with the relevant control parameters. This includes: + +- reinstating upstream subcarriers of the corresponding MEDLEY set that were not used during L2.1 through SRAs done with OLR Request Type 2. At the completion of the first upstream SRA with OLR of Request Type 2 following the exit from L2.1, the $g_i$ values of the sync symbol shall be set the same as the $g_i$ values of the data symbols for all subcarriers of the MEDLEY set. +- reinstating downstream subcarriers of the corresponding MEDLEY set that were not used during L2.1 through TIGA. Other adjustments in upstream and downstream shall be + +performed using standard procedures of SRA (OLR Request Type 1 or Type 2) and TIGA (OLR Request Type 3), as defined in clause 13.2. + +#### 13.4.1.4.4 Aligning L2.1 exit and TIGA + +Upon detection of a condition requiring L2.1 exit, the DRA coordinates its request for L2.1 exit with the VCE, so that TIGA is not requested during L2.1 exit procedure. If the FTU-O receives the LinkState primitive containing L2.1 exit request from the DRA at a time or after the TIGA-Request was sent, it may send the L2.1-Exit-Request eoc command either during the TIGA procedure, at least 150 ms before the instant at which the FTU-O shall send the SRA-R command for implementing TIGA, or after TIGA command is complete, if L2.1 exit transition time allows. In case the L2.1-Exit-Request is sent during the TIGA procedure, the transition into L0 shall be synchronized with implementation of TIGA, i.e., the superframe count indicated in L2-TRNS command shall be the same as indicated in SRA-R command, while L2-TRNS and SRA-R commands may be sent in the same or in different RMC symbols. In this case, the FTUs shall use the following steps: + +- 1) After reception of TIGA-ACK, the FTU-O sends L2.1-Exit-Request and waits for L2.1-Exit-Confirm. +- 2) Upon reception of L2.1-Exit-Request, the FTU-R continues its preparations for TIGA as usual, but also prepares to transition into L0 simultaneously with implementation of TIGA. +- 3) After reception of L2.1-Exit-Confirm, the FTU-O shall send the L2-TRNS command that indicates the same superframe count for transition into L0 as in the SRA-R command associated with TIGA procedure (to synchronize L2.1 exit with TIGA). +- 4) The timeout for FTU-R waiting L2-TRNS is 900 ms (since complete together with TIGA). +- 5) Upon the synchronized completeness of TIGA and L2.1 Exit procedure, the downstream bit loading, framing parameters, and FTU-R receiver gains shall be updated as specified by the TIGA procedure. +- 6) In case L2.1-Exit-Confirm is not received or timed out, the FTU-O shall continue TIGA procedure while defer the L2.1-Exit-Request after completing the TIGA. +- 7) In case TIGARESP is not received or timed out while L2.1-Exit-Confirm is received, the FTU-O shall continue the TIGA procedure with synchronized L2-TRNS command and SRA-R command, indicating the same superframe count for implementing the TIGA procedure and transition to L0. + +NOTE 1 – Synchronization of the instants of TIGA implementation and L2.1 exit requires only one downstream parameter settings update. + +NOTE 2 – If L2.1 exit transition time permits, the FTU-O might decide not to overlap the L2.1 exit procedure and the TIGA procedure and perform L2.1 exit after TIGA procedure ends. + +#### 13.4.1.5 L2.1 control parameters + +- The following control parameters facilitate L2.1 operation: +- Maximum NDR in L2.1 (*L2.1\_NDR\_max*); +- Minimum ETR in L2.1 (*L2.1\_ETR\_min*); +- Target SNR margin in L2 (*L2\_TARSNRM*); +- Maximum SNR margin in L2.1 (*L2.1\_MAXSNRM*); +- Maximum PSD reduction (*L2\_PSDR\_max*); +- Minimum ETR upon returning from the L2.1 link state to the L0 link state (*L2.1\_Exit\_ETR\_min*); +- Rate adaptation upshift SNR margin (*L2.1\_RA\_USNRM*) and rate adaptation downshift SNR margin (*L2.1\_RA\_DSNRM*). + +NOTE 1 – Higher values of *L2.1\_RA\_USNRM* improve stability of a L2.1 line. + +Primary control parameters are listed in Table 13-12. Derived control parameters are specified in Table 13-13. + +The DPU-MIB parameters MINSNRM and MINSNRM-RMC shall be used as they are for L0 link state (see clauses 12.1.4.3.2, 12.1.4.3.3). + +To declare *lom* defects and high\_BER events, the *L2.1\_ETR\_min\_eoc* derived framing parameter (see Table 13-13) shall be used, in the same way as *ETR\_min\_eoc* is used in the L0 link state. + +In L2.1 a *lor* defect occurs when the percentage of errored RMC messages within a 2 second interval exceeds the 50% threshold. The *lor* defect terminates when this level is at or below the threshold. + +NOTE 2 – The definition of the *lor* defect in L2.1 is different from one used in L0. + +#### **13.4.1.5.1 Minimum expected throughput in L2.1 (*L2.1\_ETR\_min*)** + +The *L2.1\_ETR\_min* is a control parameter that specifies the minimum allowed value for the expected throughput rate at L2.1 entry and during the L2.1 link state, *L2.1\_ETR* (see clause 13.4.4.2). + +The *L2.1\_ETR\_min* is used in the L2.1 entry policy (see clause 13.4.1.2.1), in the L2.1 operation policy (see clause 13.4.1.3). + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 16 kbit/s and has a valid range of values from 16 kbit/s to 1 024 kbit/s, further limited to the possible values based on valid values of framing parameters. + +The control parameter *L2.1\_ETR\_min* is derived by the DRA from the DPU-MIB minimum expected throughput in the L2.1 link state (L2.1-MINETR) configuration parameter. + +This control parameter is defined separately for upstream and downstream. + +#### **13.4.1.5.2 Maximum Net Data Rate in L2.1 (*L2.1\_NDR\_max*)** + +The *L2.1\_NDR\_max* is a control parameter that specifies the maximum allowed value for the net data rate at L2.1 entry and during the L2.1 link state, *L2.1\_NDR* (see clause 13.4.4.2). + +It is used in the L2.1 entry policy and in the L2.1 operation policy. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 16 kbit/s and has a valid range of values from $4 \times L2.1\_ETR\_min$ kbit/s to $(2^{16}-1) \times 16$ kbit/s (see clause 13.4.4.1), further limited to the possible values based on valid values of framing parameters. + +The control parameter *L2.1\_NDR\_max* is derived by the DRA from the DPU-MIB maximum net data rate in the L2.1 link state (L2.1-MAXNDR) configuration parameters. + +This control parameter is defined separately for upstream and downstream. + +#### **13.4.1.5.3 Target SNR margin in L2 (*L2\_TARSNRM*)** + +The *L2\_TARSNRM* is a control parameter that specifies the target SNR margin for the FTU receiver. This is the SNRM value that the FTU receiver shall achieve, or better, to successfully complete L2.1 entry. + +It is used in the L2.1 entry policy, L2.1 L2TSA procedure and L2.2 entry policy. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and has a valid range of values from 0 to 31.0 dB (013616) (see clause 13.4.4.1). + +The control parameter *L2\_TARSNRM* shall be set to the same value as the DPU-MIB configuration parameter L2-TARSNRM. + +The parameter values may be different for upstream and downstream. + +#### **13.4.1.5.4 Maximum SNR margin in L2.1 (*L2.1\_MAXSNRM*)** + +The *L2.1\_MAXSNRM* is a control parameter that specifies the maximum SNR margin for the FTU receiver. This is the maximum SNRM value that the FTU receiver shall achieve, or lower, to successfully complete L2.1 entry. + +It is used in the L2.1 entry policy and L2.1 L2TSA procedure. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 0.1 dB and has a valid range of values from 0 to 31.0 dB (013616) (see clause 13.4.4.1). + +NOTE – Configuration of too high *L2.1\_MAXSNRM* values may lead to lower power savings. + +The control parameter *L2.1\_MAXSNRM* shall be set to the same value as the DPU-MIB configuration parameter L2.1-MAXSNRM. + +The parameter values may be different for upstream and downstream. + +#### **13.4.1.5.5 Maximum PSD reduction in L2 (*L2\_PSDR\_max*)** + +The *L2\_PSDR\_max* is a control parameter that specifies the maximum PSD reduction *L2\_PSDR* allowed to be requested by the FTU-O in the L2.1-Entry-Request (i.e. $L2\_PSDR \leq L2\_PSDR\_max$ ). + +It is used in the L2.1 entry policy. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 1 dB and has a valid range of values from 0 to 10 dB (000A16) (see clause 13.4.4.1). + +The control parameter *L2\_PSDR\_max* shall be set to the same value as the DPU-MIB configuration parameter L2-MAXPSDR. + +The parameter value is identical for upstream and downstream. + +#### **13.4.1.5.6 Minimum expected ETR upon returning from the L2.1 link state to the L0 link state (*L2.1\_Exit\_ETR\_min*)** + +The *L2.1\_Exit\_ETR\_min* is a control parameter that specifies the minimum allowed value for the expected throughput rate *ETR* upon returning from the L2.1N or L2.1B link state to the L0 link state, *L2.1\_Exit\_ETR* (see clause 13.4.1.5.8). + +It is used in the L2.1 and L2.2 entry policy, and in the L2.1 and L2.2 operation policy. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 16 kbit/s and has a valid range of values from 0 kbit/s to *ETR\_min* kbit/s. + +The control parameter *L2.1\_Exit\_ETR\_min* is derived by the DRA from the DPU-MIB L2.1-MINETR-EXIT configuration parameter. + +This control parameter is defined separately for upstream and downstream. + +#### **13.4.1.5.7 Rate adaptation upshift & downshift SNR margin (*L2.1\_RA\_USNRM* & *L2.1\_RA\_DSNRM*)** + +Autonomous SRA upshift procedures during the L2.1N and L2.1B link states shall be controlled by the parameters *L2.1\_RA\_USNRM* and *RA-UTIME*. + +Autonomous SRA downshift procedures during the L2.1N and L2.1B link states shall be controlled by the parameters *L2.1\_RA\_DSNRM* and *RA-DTIME*. + +The definition of the L2.1 rate adaptation up and downshift SNR margin parameters (*L2.1\_RA\_USNRM* & *L2.1\_RA\_DSNRM*) are identical to the definition of the rate adaptation up and downshift SNR margin parameters of L0 link state (*RA-USNRM* & *RA-DSNRM*, see Table 13-4). + +The L2.1 rate adaptation up and downshift time interval values are identical to the values used during the L0 link state (*RA-UTIME* & *RA-DTIME*, see Table 13-4). + +The control parameters *L2.1\_RA\_USNRM* and *L2.1\_RA\_DSNRM* have same values as the DPU-MIB L2.1-SRA-USNRM and L2.1-SRA-DSNRM configuration parameters. + +The parameter values may be different for the upstream and downstream. + +It is used in the L2.1 operation policy. + +#### **13.4.1.5.8 Expected ETR upon returning from the L2.1 link state to the L0 link state (*L2.1\_Exit\_ETR*)** + +The *L2.1\_Exit\_ETR* is an estimate of the expected *ETR* upon returning from the L2.1N or L2.1B link state to the L0 link state. The exact method to estimate the *L2.1\_Exit\_ETR* is vendor discretionary. + +It is used in the L2.1 and L2.2 entry policy, and in the L2.1 and L2.2 operation policy. + +This parameter is defined separately for upstream and downstream. + +### **13.4.2 Low power link state L2.2** + +#### **13.4.2.1 L2.2 transmission format** + +During the L2.2 link state, only RMC symbols shall be used for data transmission in both upstream and downstream directions. Sync symbols shall be also transmitted to maintain synchronization and channel estimation. Pilot symbols, if requested by the FTU-R during initialization (see clause 12.3.3.2.12), shall be transmitted to maintain loop timing at RMC symbol positions that are not used by RMC symbols. Quiet symbols shall be transmitted at all symbol positions except sync symbol positions and RMC symbol positions assigned for transmission of RMC symbols or pilot symbols. + +The RMC symbol shall be transmitted only during one dedicated TDD frame of each superframe indicated as an active superframe in each block of X consecutive superframes, where X is within the range from 1 to 32; during all other superframes (inactive superframes) no RMC symbols shall be transmitted. The RMC symbol position in logical frames during the L2.2 link state shall be the same as during the L0 link state. The active superframes shall be only those for which $CNT_{SF} \bmod (X) = 0$ . The value of X is assigned at the transition to the L2.2 link state by the L2.2-Entry-Request eoc command (see clause 11.2.2.16, Table 11-48.1), and shall be kept during the entire session in the L2.2 link state. + +The value of X shall be set the same for upstream and downstream. The downstream RMC symbol shall only be sent during the sync frame of a superframe. The time position of the upstream RMC symbols relative to the downstream RMC symbols shall be delayed by $\text{floor}(X \times M_{SF}/2)$ logical frames plus the time period between the upstream and downstream RMC symbol positions of the same logical frame. + +The PSD reduction (relative to the L0 link state) and the set of active subcarriers in RMC symbols at the transition to the L2.2 link state shall not change (it shall stay the same as in the L2.1 link state whence the transition was performed). + +The PSD reduction (relatively to the L0 link state) of the sync symbols shall not change at the transition to the L2.2 link state (shall stay the same as in the L2.1 link state whence the transition was performed). Sync symbols shall be transmitted at the same symbol position as in the L0 link state. The subcarrier set used by sync symbols during the L2.2 link state shall be the same as in L2.1. + +NOTE – During the L2.2 link state, downstream and upstream probe sequences may include one or more zero-elements set at the VCE's discretion, and can be updated for channel estimation and tracking. Those sync symbols modulated by zero-elements are essentially quiet symbols and facilitate power saving. + +During the L2.2 link state, *BDR* shall be a multiple of the DTU size (DTU size = $N_{DTU} + Q \times R_{FEC}$ ) and the timing of DTUs shall be synchronized with RMC symbol boundaries so that an integer number of complete DTUs is transmitted per RMC symbol. + +### 13.4.2.2 L2.2 Entry procedure + +The procedure defined in this clause shall be used to transition from the L2.1B link state to the L2.2 link state. Transition to the L2.2 link state shall be initiated by the FTU-O. Upon reception of a LinkState.request (L2.2) primitive across the $\gamma$ -O interface (see Table 8-3), the FTU-O shall complete or terminate all OLR procedures and send an L2.2-Entry-Request eoc command to the FTU-R that indicates the RMC symbol transmission schedule, the relevant upstream transmission parameters and the constraint for the FTU-R to determine the downstream transmission parameters during the L2.2 link state (see clause 11.2.2.16). + +Upon reception of L2.2-Entry-Request, the FTU-R shall respond to the L2.2-Entry-Request eoc command within a time consistent with the timeout value specified in Table 11-3 by sending either an L2.2-Entry-Confirm eoc response with the downstream transmission parameters, if the L2.2-Entry-Request eoc command is accepted, or an L2.2-Entry-Reject eoc response with an appropriate rejection code, as defined in Table 11-48.6 (see clause 11.2.2.16). + +The FTU-O shall not initiate an L2.2 entry procedure before all running OLR procedures have been completed (i.e., either rejected or accomplished). After sending an L2.2-Entry-Request eoc command, the FTU-O shall reject all Type 1 and Type 2 OLR requests from the FTU-R, until the end of the L2.2 entry procedure using rejection code "wait". After reception of an L2.2-Entry-Request eoc command, the FTU-R shall not send any Type 1 and Type 2 OLR requests until the end of the L2.2 entry procedure. + +NOTE – Type 1 and type 2 OLR requests are rejected because the final bit loading is determined by the parameters negotiated during the L2.1 entry procedure. + +After reception of L2.2-Entry-Confirm eoc response, the FTU-O shall send an RMC L2-TRNS command indicating at which superframe count the transition from the L2.1B to the L2.2 link state shall occur. This superframe count shall be jointly coordinated by the FTU-O and VCE according to the L2.1B $\rightarrow$ L2.2 transition time, as defined in Table 12-1, and the L2.2 RMC transmission schedule (see clause 13.4.2.1). Starting from this superframe count, the transmission of RMC symbols, in both upstream and downstream, shall change from the L2.1 schedule to the L2.2 schedule and all other L2.2 transmission parameters requested by L2.2-Entry-Request shall be applied by both FTUs starting from the first RMC symbol of the indicated superframe, in the upstream and in the downstream, respectively. Once the L2.2 schedule and all other L2.2 transmission parameters are applied, the link is in the L2.2 link state, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (L2.2) primitive within the time shown in Table 12-1. + +If the FTU-R doesn't receive the L2-TRNS command within 50 ms after transmission of the L2.2-Entry-Confirm eoc response has finished, it shall consider that the L2.1B $\rightarrow$ L2.2 transition has failed and continue to operate in the L2.1B link state. + +If the FTU-O receives no response to the L2.2-Entry-Request eoc command within the timeout specified in Table 11-3, or upon reception of an L2.2-Entry-Reject eoc response, the L2.2 entry procedure shall be considered as failed, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (FAIL) primitive within the time shown in Table 12-1. If the L2.2 entry criteria are still met, the DRA may send a new LinkState.request (L2.2) primitive to the FTU-O, upon which the FTU-O shall send a new L2.2-Entry-Request eoc command to the FTU-R. + +#### 13.4.2.2.1 L2.2 entry policy + +The method used by the transceivers to select the values of RMC transmission schedule, transmission and framing parameters described in this clause is vendor discretionary. However, the selected values shall meet all of the following constraints. + +For the settings of the L2.2 upstream RMC transmission schedule and upstream transmission parameters in the L2.2-Entry-Request eoc command: + +- $L2.2\_ETR \geq L2.2\_ETR\_min\_eoc$ ; +- $L2.2\_NDR \leq L2.2\_NDR\_max$ ; +- $SNRM \geq L2\_TARSNRM$ . + +For the settings of L2.2 downstream RMC transmission schedule and downstream transmission parameters in the L2.2-Entry-Request eoc command: + +- $L2.2\_ETR \geq L2.2\_ETR\_min\_eoc$ ; +- $L2.2\_NDR \leq L2.2\_NDR\_max$ ; +- $B_{DR} \geq L2.2\_B_{DR\_min}$ . + +For the settings of L2.2 downstream transmission parameters in the L2.2-Entry-Confirm eoc response: + +- $L2.2\_ETR \geq L2.2\_ETR\_min\_eoc$ ; +- $L2.2\_NDR \leq L2.2\_NDR\_max$ ; +- $SNRM \geq L2\_TARSNRM$ ; +- $b_i$ values shall be not greater than the $b_i$ values proposed in the L2.2-Entry-Request eoc command; +- $B_{DR} \geq L2.2\_B_{DR\_min}$ . + +For both upstream and downstream transmission parameters: + +- DTU size restriction: + +$$(N_{DTU} + Q \times R_{FEC}) \times d = B_{DR}$$ + +where $d$ is a integer equal to or bigger than 1. + +NOTE – This requirement on the L2.2 framing parameters implies the one-way latency without retransmission in the L2.2 link state does not exceed the duration of X superframes ( $X \times T_{SF}$ ). + +- Impulse noise protection: + - at least against a combined threat of worst-case REIN impulses as described by the retransmission control parameters *INP\_min\_rein* and *iat\_rein\_flag* and of worst-case SHINE impulses as described by the retransmission control parameter *INP\_min\_shine*, and + - within the latency bounds defined by the control parameter *delay\_max*. +The control parameter *delay\_max* during L2.2 shall be set to $(2 \times X) + 1$ superframes; the configuration parameter DELAYMAX shall be ignored. This setting allows two retransmission attempts. +- $R_{FEC}/N_{FEC} \text{ ratio} \geq rnratio\_min$ . +- $SNRM \geq L2\_TARSNRM$ for all active data subcarriers. +- $SNRM\_RMC \geq TARSNRM\_RMC$ for all RMC subcarriers. + +Within the above constraints, the FTU-O and VCE shall jointly select the values in the L2.2-Entry-Request eoc command: + +While keeping same PSD, set of data subcarriers and set of RMC subcarriers as in L2.1, the FTU-O and VCE jointly determine via a vendor discretionary method: + +- the upstream bit loading table and framing parameters +- the proposed downstream bit loading table + +- the value of $X$ (the time interval between two adjacent downstream RMC symbols represented as a number of superframes see clause 13.4.2.1) + +Within the above constraints, for downstream, the FTU-R in the L2.2-Entry-Confirm eoc response shall select a bit loading table as close as possible to the proposed bit loading table in the L2.2-Entry-Request eoc command. + +NOTE 1 – The above policy allows a vendor discretionary compromise between robustness and power saving. + +NOTE 2 – There is no change of transmit PSD. + +At the transition from L2.1B to L2.2, synchronization of DTUs with RMC symbols defined in clause 13.4.2.1 shall not cause uncorrectable DTUs. + +NOTE 3 – Uncorrectable DTUs during the transition from L2.1B to L2.2 may be avoided by sending only dummy DTUs prior to the transition. + +### 13.4.2.3 Operation during L2.2 + +#### 13.4.2.3.1 L2.2 operation policy + +During operation in L2.2, the constraints defined in clause 13.4.2.2 shall apply, except for the SNR margin constraints which shall satisfy: + +- $SNRM \geq MINSNRM$ for all active data subcarriers +- $SNRM\_RMC \geq MINSNRM\_RMC$ for all RMC subcarriers + +#### 13.4.2.3.2 L2.2 operation procedures + +If during L2.2 any of the L2.2 constraints are not met, the ME-O in coordination with the VCE shall raise an *L2.2\_constraints* anomaly. Upon an *L2.2\_constraints* anomaly occurring, the DRA may send a LinkState.Request primitive to exit from the L2.2 link state to the L2.1B link state, as defined in clause 12.1.1.6. The DRA may also send a LinkState.Request primitive to transition from the L2.2 link state to the L2.1N link state when the FTU-R is no longer operating with battery power. The transition shall be initiated by the FTU-O using the L2.2 exit procedure defined in clause 13.4.2.4. No OLR procedures shall be used during L2.2. + +NOTE – Since no OLR procedures are defined for use during L2.2, the way to fix performance issues during L2.2 is by transition into L2.1. In L2.1 the upstream and downstream transmission parameters are modified appropriately, and the link, upon request from the DRA, goes back to L2.2 with updated RMC transmission schedule or other relevant L2.2 parameters using the procedure defined in clause 13.4.2.1. + +Fast retrain shall be applied according to the fast retrain policy $L2.2\_FRpolicy = 0$ (see clause 12.1.4.2). + +### 13.4.2.4 L2.2 Exit procedure + +#### 13.4.2.4.1 Procedures at exit of L2.2 + +The procedure defined in this clause shall be used to transition from the L2.2 link state to the L2.1N or L2.1B link state. Transition from the L2.2 link state to the L2.1N or L2.1B link state shall be initiated by the FTU-O. Upon reception of the LinkState.request (L2.1N or L2.1B) primitive across the $\gamma$ -O interface (see Table 8-3), the FTU-O shall send to the FTU-R an L2.2-Exit-Request eoc command (see clause 11.2.2.16). + +Upon reception of the L2.2-Exit-Request eoc command, the FTU-R shall respond within a time consistent with the timeout value in Table 11-3 by sending an L2.2-Exit-Confirm eoc response. The FTU-R is not allowed to reject the L2.2-Exit-Request eoc command. + +After reception of the L2.2-Exit-Confirm eoc response, the FTU-O shall send within 200 ms an RMC L2-TRNS command indicating at which superframe the transition from L2.2 to L2.1 shall occur. This superframe count shall be jointly coordinated by the FTU-O and VCE according to the L2.2 $\rightarrow$ L2.1 transition time, as defined in clause 12.1.1, and is the same for both upstream and downstream. The + +L2.1 RMC transmission schedule (see clause 13.4.2.4.2) shall be applied by both FTUs starting from the first logical frame of the indicated superframe. No change in transmission parameters of RMC symbols shall be made. Once the L2.1 schedule is applied, the link is in the L2.1N or L2.1B link state, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (L2.1N or L2.1B) primitive within the time shown in Table 12-1. + +After the link has transitioned to the L2.1 link state, the FTUs may modify transmission parameters and the RMC transmission schedule for both upstream and downstream with the goal to optimize performance and comply with the relevant control parameters. The adjustment shall be performed using OLR procedures, as defined in clause 13.4.1.3. + +If the FTU-O receives no response to the L2.2-Exit-Request eoc command within the timeout specified in Table 11-3, the L2.2 exit procedure shall be considered as failed, and the FTU-O shall respond to the DRA over the $\gamma$ -O interface (see Table 8-3) with a LinkState.confirm (*FAIL*) primitive within the time shown in Table 12-1. If the L2.2 exit criteria are still met, the DRA may send a new LinkState.request (L2.1N or L2.1B) primitive to the FTU-O, upon which the FTU-O shall send a new L2.2-Exit-Request eoc command to the FTU-R. + +#### 13.4.2.4.2 L2.2 exit policy + +The L2.1 RMC transmission schedule shall include RMC symbols in all TDD frames of the superframe ( $N = M_{SF}$ ). + +#### 13.4.2.5 L2.2 control parameters + +The following control parameters facilitate L2.2 operation: + +- Maximum NDR in L2.2 (*L2.2\_NDR\_max*); +- Minimum ETR in L2.2 (*L2.2\_ETR\_min*); +- Target SNR margin in L2 (*L2\_TARSNRM*). + +Primary control parameters are listed in Table 13-12. Derived control parameters are specified in Table 13-13. + +The DPU-MIB parameters MINSNRM and MINSNRM-RMC shall be used as they are for L0 link state (see clause 12.1.4.3.2 with respect to *lom* defect and clause 12.1.4.3.3 with respect to *lor* defect). + +To declare *lom* defects and high BER events, the *L2.2\_ETR\_min\_eoc* derived framing parameter (see Table 13-13) shall be used, in the same way as *ETR\_min\_eoc* is used in the L0 link state. In L2.2, a *lor* defect occurs when the percentage of errored RMC messages within a 2 second interval exceeds the 50% threshold. The *lor* defect terminates when this level is at or below the threshold. + +NOTE – The definition of the *lor* defect in L2.2 is different from one used in L0. + +##### 13.4.2.5.1 Minimum expected throughput in L2.2 (*L2.2\_ETR\_min*) + +*L2.2\_ETR\_min* is a control parameter that specifies the minimum allowed value for the expected throughput rate at L2.2 entry and during the L2.2 link state, *L2.2\_ETR* (see clause 13.4.4.2). + +*L2.2\_ETR\_min* is used in the L2.2 entry policy (see clause 13.4.2.2.1). + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 4 kbit/s and has a valid range of values from 4 kbit/s to 1 024 kbit/s, further limited to the possible values based on valid values of framing parameters. + +The control parameter *L2.2\_ETR\_min* is derived by the DRA from the DPU-MIB minimum expected throughput in the L2.2 link state (L2.2-MINETR) configuration parameter. + +The parameter value is identical for upstream and downstream. + +#### 13.4.2.5.2 Maximum Net Data Rate in L2.2 (*L2.2\_NDR\_max*) + +*L2.2\_NDR\_max* is a control parameter that specifies the maximum allowed value for the net data rate at L2.2 entry and during the L2.2 link state, *L2.2\_NDR* (see clause 13.4.4.2). + +It is used in the L2.2 entry policy. + +The field shall be formatted as a 16-bit unsigned integer with LSB weight of 16 kbit/s and has a valid range of values from $4 \times L2.2\_ETR\_min$ kbit/s to 4 096 kbit/s, further limited to the possible values based on valid values of framing parameters. + +The control parameter *L2.2\_NDR\_max* is derived by the DRA from the DPU-MIB maximum net data rate in the L2.2 link state (L2.2-MAXNDR) configuration parameters. + +The parameter value is identical for upstream and downstream. + +#### 13.4.3 Transition between L2.1N and L2.1B + +The procedure defined in this clause shall be used to transition from L2.1N into L2.1B and from L2.1B into L2.1N. The transition shall be initiated by the FTU-O. Upon reception of a LinkState.request primitive across the $\gamma$ -O interface (see Table 8-3), the FTU-O shall complete or terminate all OLR procedures and send to the FTU-R an L2.1-Transition-Request eoc command, which indicates the requested transition (see clause 11.2.2.16). Upon reception of an L2.1-Transition-Request eoc command, the FTU-R shall respond within a time consistent with the timeout value in Table 11-2 by sending an L2.1-Transition-Confirm eoc response (see clause 11.2.2.16). The FTU-R shall not reject the L2.1-Transition-Request eoc command. + +The FTU-O shall not initiate an L2.1 transition procedure before all running OLR procedures have been completed (i.e., either rejected or accomplished). After sending an L2.1-Transition-Request eoc command, the FTU-O shall reject all Type 1 and Type 2 OLR requests from the FTU-R, until the reception of an L2.1-Transition-Confirm eoc response using the corresponding reject OLR request response with reason code "wait". After reception of an L2.1-Transition-Request, the FTU-R shall not send any Type 1 or Type 2 OLR requests until it sends an L2.1-Transition-Confirm eoc response. + +After reception of an L2.1-Transition-Confirm eoc response, the FTU-O shall confirm to the DRA using the LinkState.confirm (LinkStateResult) primitive. + +The L2.1 parameters and transmission format shall remain unchanged in this transition. + +In the case that an L2.1-Transition-Request eoc command times out (see Table 11-2), the FTU-O shall send a new L2.1-Transition-Request with the same requested transition. The FTU-O shall repeat this until a valid L2.1-Transition-Confirm eoc response is received from the FTU-R. The FTU-O shall continue repeating the request, until a fast retrain condition is reached according to the *L2.1-FRpolicy* = 0 (see clause 12.1.4.2). + +Upon reception of an L2.1-Transition-Request with the same requested transition as a previous L2.1-Transition-Request, the FTU-R shall respond by sending an L2.1-Transition-Confirm eoc response. + +NOTE 1 – An FTU-O may send multiple L2.1-Transition-Requests with the same requested transition, for example in the case when the L2.1-Transition-Confirm was not received due to impulse noise. + +NOTE 2 – The L2.1 transmission schedule may be adapted using a subsequent L2TSA procedure, for example, for more power savings in L2.1B state. + +### 13.4.4 Low power link state control parameters + +#### 13.4.4.1 Primary control parameters + +**Table 13-12 – Primary control parameters in L2.1 and L2.2 link states** + +| Parameter | Definition | +|--------------------------|-----------------------------------------------------------------------------------------------------------------------| +| L2.1_NDR_max | Maximum allowed value for L2.1_NDR in kbit/s (see clause 13.4.1.5.2). | +| L2.2_NDR_max | Maximum allowed value for L2.2_NDR in kbit/s (see clause 13.4.2.5.2). | +| L2.1_ETR_min | Minimum allowed value for L2.1_ETR in kbit/s (see clause 13.4.1.5.1). | +| L2.2_ETR_min | Minimum allowed value for L2.2_ETR in kbit/s (see clause 13.4.2.5.1). | +| L2_TARSNRM | Target SNR margin in L2 in dB (see clause 13.4.1.5.3). | +| L2.1_MAXSNRM | Maximum SNR margin in L2.1 in dB (see clause 13.4.1.5.4). | +| L2_PSDR_max | Maximum PSD reduction in L2 in dB (see clause 13.4.1.5.5). | +| L2.1_Exit_ETR_min | Minimum expected ETR upon returning from the L2.1 link state to the L0 link state, in kbit/s (see clause 13.4.1.5.6). | + +#### 13.4.4.2 Derived framing parameters + +Derived framing parameters can be computed using the primary parameters as input. The derived parameters can be used to verify data rates or to identify additional constraints on the validity of the primary parameters. The derived parameters defined in Table 13-13 utilization L2.1 and L2.2 transmission formats defined in clause 13.4.1 and clause 13.4.2, respectively. + +**Table 13-13 – Derived framing parameters in L2.1 and L2.2 link states** + +| Parameter | Definition | +|----------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $f_{DMT}$ | Symbol rate of transmission expressed in Hz as specified in clause 10.4.4 (same for upstream and downstream). | +| $L2.x-f_{RMC}$
(Note 3) | The RMC symbol rate:
$f_{RMC} = f_{DMT} \times \left( \frac{1}{M_F} \right) \times \left( \frac{N}{M_{SF}} \right) \times \left( \frac{1}{X} \right)$ where N (see clause 13.4.1.1) and X (see clause 13.4.2.1) are parameters that determine RMC schedule during L2.1 and L2.2 link states, respectively. For L2.1 link state, $X = 1$ and for L2.2 link state, $N = 1$ . | +| $L2.x\_DPR$
(Note 3) | DTU payload rate:
$DPR = DPR_{DR}$ | +| $L2.x\_DPRDR$
(Note 3) | DTU payload rate part corresponding to the data portion of the RMC symbol:
$DPR_{DR} = (8B_{DR}) \times f_{RMC} \times \left( \frac{K_{FEC}}{N_{FEC}} \right) \times (1 - DTUframingOH)$ | +| $L2.x\_DPreoc$
(Note 3) | DTU payload rate corresponding to eoc:
$DPreoc = (8 \times Beoc-R) / (MF / f_{DMT})$ (Note 1) | +| $L2.x\_DTUframingOH$
(Note 3) | The relative overhead due to DTU framing:
$DTUframingOH = \frac{7}{Q \times K_{FEC}}$ | + +**Table 13-13 – Derived framing parameters in L2.1 and L2.2 link states** + +| Parameter | Definition | +|------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.x_NDR
(Note 3) | The net data rate (for each direction):
$NDR = DPR - DPR_{eoc} ,$ | +| L2.x_ANDR
(Note 3) | The aggregate net data rate:
$ANDR = NDR^{DS} + NDR^{US}$ | +| L2.x_RTxOH
(Note 3) | The retransmission overhead needed to protect against the worst-case impulse noise environment as configured in the DPU-MIB and stationary noise.
$RTxOH = REIN\_OH + SHINE\_OH + STAT\_OH$
If INP_min_rein = 0, then REIN_OH = 0
If INP_min_rein > 0, then:
$L2.1: REIN\_OH = \frac{M_F \times M_{SF}}{N} \times \frac{f_{REIN}}{f_{DMT}} ,$
$L2.2: REIN\_OH = 20\% \text{ (Note 2)}$
where fREIN is the repetition frequency of REIN in Hz.
$SHINE\_OH = SHINERatio$
$STAT\_OH = 10^{-4}$
where STAT_OH is the statistical overhead due to retransmission | +| L2.x_ETR
(Note 3) | The expected throughput:
$ETR = (1 - RTxOH) \times NDR$ | +| L2.x_ETR_min_eoc
(Note 3) | The minimum expected throughput including the eoc rate:
$ETR\_min\_eoc = ETR\_min$ | + +NOTE 1 – The value of Beoc-R is an internal parameter determined by the VCE at entry into L2.1 or L2.2, representing the maximum number of eoc bytes (i.e., all bytes contained in a DTU frame assigned to eoc at the $\alpha$ reference point, see clause 8.3.1) averaged per logical frame period that is allowed to be sent per direction, depending on the maximum required eoc bit rate necessary for supporting vectoring feedback and OLR procedures, but not more than the number of eoc bytes per logical frame defined in Table 6-1. With the selected value of Beoc-R for L2.1, the line shall provide $ETR \geq L2.1\_ETR\_min$ for L2.1. The VCE may select different values of Beoc-R in the upstream and in the downstream. + +NOTE 2 – The REIN-OH value for L2.2 depends on the particular frequency shifts between AC and G.9701 symbol rate, which is difficult to account. The defined value of 20% is expected to be conservative. A more accurate estimation is left for further study. The same reservation relates also to SHINE-OH. + +NOTE 3 – The prescript L2.x designates either L2.1 or L2.2. In the formulas, for clarity, the prescript is not added. + +## 14 Electrical requirements + +### 14.1 Balance + +#### 14.1.1 Longitudinal conversion loss + +Longitudinal conversion loss (LCL) is a measure of the degree of unwanted transversal signal produced at the input of the FTU transceiver due to the presence of a longitudinal signal on the connecting leads. The longitudinal voltage ( $V_{cm}$ ) to transversal voltage ( $V_{diff}$ ) ratio shall be measured + +in accordance with [ITU-T G.117] and [ITU-T O.9]. During the measurement, the transceiver under test shall be powered, and in the L3 state (see clause 12.1). + +$$LCL = 20 \log_{10} \left| \frac{V_{cm}}{V_{diff}} \right| \text{dB}$$ + +The LCL of the FTU transceiver shall be greater than or equal to 38 dB in the frequency band up to 12 MHz. The LCL above 12 MHz is for further study. The termination impedance of the transceiver for LCL measurement shall be $R_v = 100$ Ohm. The LCL shall be measured at the U-O2 (U-R2) interface. LCL shall be measured in the frequency band between the lower of the lowest pass-band frequency in the upstream and downstream directions and $F_{max}$ . + +NOTE 1 – The equipment balance should be better than the anticipated access network balance in order to minimize the unwanted emissions and susceptibility to external RFI. + +NOTE 2 – FTU performance may benefit from even higher balance. Where subject to repetitive electrical impulse noise, systems operating at frequencies where the cable balance may be 50 dB could be limited in capacity by a 38 dB balance. + +NOTE 3 – The required LCL may be increased in a future revision of this Recommendation. + +NOTE 4 – LCL requirements may be extended in a future revision of this Recommendation, to include dynamic balance requirements to include perturbations due to active to quiescent impedance state changes in low power link states driven by fluctuating traffic demand. + +#### 14.1.2 Common mode port impedance + +For further study. + +#### 14.2 Differential port impedance + +The port impedance at the U reference point of an FTU-R at a given frequency and point in time is defined as $Z(f,t)$ . + +The measurement of $Z(f,t)$ shall be taken separately: + +- over the time interval when the transceiver is transmitting (symbol positions from 0 to $M_{us}-1$ , including quiet symbol transmissions) resulting in $Z\_TX(f,t)$ , and +- over the time interval when the transceiver is receiving (symbol positions from 0 to $M_{ds}-1$ ) resulting in $Z\_RX(f,t)$ + +At any given frequency $f$ between $f_{tr1}$ and $f_{tr2}$ as defined in [ITU-T G.9700], and for any set ( $t1$ , $t2$ ) of a time interval the $Z\_TX(f, t)$ shall satisfy: + +$$\left| \frac{Z\_TX(f, t1)}{Z\_TX(f, t2)} - 1 \right| \leq 0.20$$ + +At any given frequency $f$ between $f_{tr1}$ and $f_{tr2}$ as defined in [ITU-T G.9700], and for any set ( $t1$ , $t2$ ) of a time interval the $Z\_RX(f,t)$ shall satisfy: + +$$\left| \frac{Z\_RX(f, t1)}{Z\_RX(f, t2)} - 1 \right| \leq 0.20$$ + +## **Annex A to Annex C** + +(Annexes A to C have been intentionally left blank.) + +## Annex D + +### Operation with Dynamic Time Assignment in a crosstalk environment + +(This annex forms an integral part of this Recommendation.) + +#### D.1 Scope + +This annex specifies operation of G.fast transceivers with Dynamic Time Assignment in a crosstalk environment. The annex is applicable for twisted-pair (TP) only. + +Unless otherwise and specifically stated in this annex, all definitions and requirements specified in the main body of this Recommendation are applicable for transceivers compliant with this annex. + +#### D.2 Definitions + +This annex defines the following terms: + +**D.2.1 crosstalk environment:** An operational environment with non-negligible crosstalk between lines. Non-negligible crosstalk is such that, with no coordination between the lines, there may be impact on the performance of a line due to operation of other lines. + +**D.2.2 coordinated Dynamic Time Assignment:** A variant of Dynamic Time Assignment where the changes of the TDD frame configuration are executed synchronously for all active lines of the vectored group. + +#### D.3 Abbreviations and acronyms + +This Annex uses the following abbreviations and acronyms: + +DTA            Dynamic Time Assignment + +cDTA          Coordinated Dynamic Time Assignment + +#### D.4 Reference model(s) + +The reference model of a DPU intended for operation with cDTA is given in Figure D.1. The reference model in Figure D.1 is consistent with the one in Figure 5-2, except that the cDTA functionality has been introduced. + +![Figure D.1 – Reference model of a DPU intended for operation with cDTA. The diagram shows a DPU (containing N transceivers, FTU-O-n, n=1..N) connected to a PHY and an ME. The PHY is connected to the ME via PHY-m and L2+-m interfaces. The ME is connected to the PHY via PHY-m and L2+-m interfaces. The DPU contains multiple FTU-O blocks (FTU-O-1 to FTU-O-N). FTU-O-1 is connected to the PHY via STREAMMds-1, TxEnable-1, STREAMus-1, and RxEnable-1 interfaces. FTU-O-1 is also connected to the ME via γ_MGMT_o and ε-m interfaces. FTU-O-1 is connected to the DRA via LinkState-1, DTA-1, BAT-1, DRRus-1, and DRRds-1 interfaces. The DRA is connected to the ME via DRA/PCE-m and TCE-m interfaces. The DRA is also connected to the PCE via Environmental conditions, e.g., temperature, and Freq/Time in IEEE1588 interfaces. The PCE is connected to the ME via Freq/Time from PHY and TDD timing interfaces. The TCE is connected to the ME via TDD timing and NTR/ToD interfaces. The VCE is connected to the ME via ε-m and γ_MGMT_o interfaces. The VCE is also connected to the FTU-O-1 via TXOPds-1, TXOPus-1, VFC-1, and ε-c-1 interfaces. The FTU-O-1 is connected to the FTU-O-2..N via U-O and ε-1-n from FTU-O-1 to all other FTU-Os interfaces.](2da6f0506c4cb39dda4c132a72e062b5_img.jpg) + +Figure D.1 – Reference model of a DPU intended for operation with cDTA. The diagram shows a DPU (containing N transceivers, FTU-O-n, n=1..N) connected to a PHY and an ME. The PHY is connected to the ME via PHY-m and L2+-m interfaces. The ME is connected to the PHY via PHY-m and L2+-m interfaces. The DPU contains multiple FTU-O blocks (FTU-O-1 to FTU-O-N). FTU-O-1 is connected to the PHY via STREAMMds-1, TxEnable-1, STREAMus-1, and RxEnable-1 interfaces. FTU-O-1 is also connected to the ME via γ\_MGMT\_o and ε-m interfaces. FTU-O-1 is connected to the DRA via LinkState-1, DTA-1, BAT-1, DRRus-1, and DRRds-1 interfaces. The DRA is connected to the ME via DRA/PCE-m and TCE-m interfaces. The DRA is also connected to the PCE via Environmental conditions, e.g., temperature, and Freq/Time in IEEE1588 interfaces. The PCE is connected to the ME via Freq/Time from PHY and TDD timing interfaces. The TCE is connected to the ME via TDD timing and NTR/ToD interfaces. The VCE is connected to the ME via ε-m and γ\_MGMT\_o interfaces. The VCE is also connected to the FTU-O-1 via TXOPds-1, TXOPus-1, VFC-1, and ε-c-1 interfaces. The FTU-O-1 is connected to the FTU-O-2..N via U-O and ε-1-n from FTU-O-1 to all other FTU-Os interfaces. + +**Figure D.1 – Reference model of a DPU intended for operation with cDTA** + +For cDTA, the DRA block monitors traffic-related information from each FTU-O and the L2+ block (given for each direction, downstream and upstream). Based on this information, and knowledge of the current $M_{ds}$ and $M_{us}$ for the vectored group, the DRA decides when to make changes to the TDD frame configuration and instructs all FTU-Os on active lines of the vectored group to change synchronously the number of symbol periods to be allocated to the downstream ( $M_{ds}$ ), thereby resulting in a change to the number of symbol periods allocated to the upstream ( $M_{us}$ ). + +To implement changes to the TDD frame configuration associated with cDTA, the DRA initiates the cDTA procedure specified in clause D.5.2. See Annex T for higher layers control aspects of cDTA. + +## D.5 Coordinated Dynamic time assignment (cDTA) + +cDTA is used to dynamically set and update the sharing of the TDD frame between upstream and downstream, by changing the number of downstream symbol periods ( $M_{ds}$ ) of the TDD frame during showtime, on all active lines of the vectored group, upon request by the DRA. To perform the change synchronously, the timing of the change is provided by the DRA to all FTU-Os on active lines of the vectored group. + +The cDTA update may be initiated using a one-step or a two-step procedure. The DRA selects the procedure for cDTA update and indicate this to the FTU-O. The FTU-O conveys this information to the FTU-R during initialization (see Table D.13). If the one-step procedure is selected for a cDTA update, the procedure to change the $M_{ds}$ shall be as described in clause D.5.6.1. If the two-step procedure is selected for a cDTA update, the procedure to change the $M_{ds}$ shall be as described in clause D.5.6.2. + +Appendix IX describes examples of cDTA procedures. + +Support of cDTA is mandatory for an FTU that indicates support of this annex during the handshake phase of initialization (see clause D.6.1). + +If support of this annex is indicated by an FTU-O during the handshake phase of initialization, it shall support the one-step procedure and may support the two-step procedure. + +If support of this annex is indicated by an FTU-R during the handshake phase of initialization, it shall support both one-step and two-step procedures. + +NOTE – cDTA functionality specified in this Annex assumes that all FTU-Os and FTU-Rs connected to active lines of the vectored group have indicated support for this Annex. Operation of cDTA when one or more FTU-Os or FTU-Rs on active lines of the vectored group does not support cDTA functionality is vendor discretionary. + +#### D.5.1 cDTA-related primitives at the $\gamma_0$ reference point + +In addition to the DRA primitives specified in Table 8-3 of clause 8.1.1, the cDTA-related DRA primitives at the $\gamma_0$ reference point are summarized in Table D.1. The physical implementation of these primitives is vendor discretionary. + +**Table D.1 – cDTA-related DRA primitives of the data flow at the $\gamma_0$ reference point** + +| Primitive name (parameters) | Direction | Description | +|------------------------------------------|-------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| cDTA1.request ( $M_{ds}$ , $CNT_{LF}$ ) | DRA → FTU-O | Requests the FTU-O to initiate a cDTA update using the one-step procedure with the provided values of $M_{ds}$ and $CNT_{LF}$ , as specified in clauses D.5.2 and D.5.6.1. | +| cDTA1.confirm | FTU-O → DRA | Confirms to the DRA that the cDTA update corresponding to the cDTA1.request has been scheduled by the FTU-O. | +| cDTA2.request1 ( $M_{ds}$ , $CNT_{LF}$ ) | DRA → FTU-O | Requests the FTU-O to initiate a cDTA update using the two-step procedure with the provided values of $M_{ds}$ and $CNT_{LF}$ , as specified in clauses D.5.2 and D.5.6.2. | +| cDTA2.confirm1 | FTU-O → DRA | Confirms to the DRA that the cDTA update corresponding to the cDTA2.request1 has been scheduled by the FTU-O. | +| cDTA2.confirm1a | FTU-O → DRA | Confirms to the DRA that the FTU-O got an indication that the corresponding FTU-R has correctly received at least one cDTA update command. | +| cDTA2.request2 ( $CNT_{LF}$ ) | DRA → FTU-O | Requests the FTU-O to initiate the second step of a two-step cDTA procedure with the provided value of $CNT_{LF}$ as specified in clause D.5.6.2. | +| cDTA2.confirm2 | FTU-O → DRA | Confirms to the DRA that the cDTA update corresponding to the cDTA2.request2 has been scheduled by the FTU-O. | +| cDTA.reject | FTU-O → DRA | Indication to the DRA that the FTU-O has rejected a cDTA request due to the line being in a link state other than L0. | + +If the FTU-O receives a cDTA1.request primitive and the line is in link state L0, the FTU-O shall initiate a cDTA update using the one-step procedure as specified in clause D.5.6.1 such that the new value of $M_{ds}$ and associated parameters will be applied starting from the first symbol of the TDD frame in which the downstream logical frame with count $CNT_{LF}$ indicated in the request primitive starts. Once the update using the one-step procedure is scheduled, the FTU-O shall send the cDTA1.confirm primitive to the DRA at the earliest opportunity before the update takes effect. + +If the FTU-O receives a cDTA2.request1 primitive and the line is in link state L0, the FTU-O shall initiate a cDTA update using the two-step procedure as specified in clause D.5.6.2 such that the change of $M_{ds}$ (first step of the procedure finished) will be applied starting from the first symbol of the TDD frame in which the downstream logical frame with count $CNT_{LF}$ indicated in the request primitive starts. Once the update using the two-step procedure is scheduled, the FTU-O shall send the cDTA2.confirm1 primitive to the DRA at the earliest opportunity before the update takes effect. After the FTU-O receives an indication that the corresponding FTU-R has correctly received at least one cDTA update command, the FTU-O shall send the cDTA2.confirm1a primitive to the DRA at the + +earliest opportunity. After each and every one of the FTU-Os has either sent a cDTA2.confirm1 primitive or has exited showtime, the DRA shall initiate the second step of the cDTA procedure using the cDTA2.request2 ( $CNT_{LF}$ ) primitive. If the FTU-O receives a cDTA2.request2 primitive and the line is in link state L0, the FTU-O shall initiate the second step of the two-step cDTA procedure as specified in clause D.5.6.2 such that the procedure is finished in the TDD frame in which the downstream logical frame with count $CNT_{LF}$ indicated in the cDTA2.request2 primitive starts. Once the second step of the procedure has been scheduled, the FTU-O shall send the cDTA2.confirm2 primitive to the DRA at the earliest opportunity before completion of the procedure. + +The DRA is allowed to send another cDTA1.request or cDTA2.request1 primitive only after the time instant associated with the logical frame count indicated in the cDTA1.request or cDTA2.request2 primitive, respectively. + +The DRA shall coordinate sending the cDTA.request primitive with the link state request as described in clause T.3. + +If the FTU-O receives a cDTA request primitive when the line is in a link state other than L0, the FTU-O shall ignore this request and shall send a cDTA.reject primitive to the DRA. + +## D.5.2 The cDTA procedure + +The DRA indicates the request for a cDTA update to all FTU-Os on active lines of the vectored group via the DRA primitive cDTA1.request or cDTA2.request1 (see clause D.5.1) with the same new value of $M_{ds}$ for all lines and with values of $CNT_{LF}$ selected such that the change of $M_{ds}$ is scheduled to occur at the same instance in time for all lines. Upon such an indication, the FTU-Os initiate the cDTA update by sending the 'cDTA update' RMC command (see clause D.5.11) to the corresponding FTU-Rs. The value of DTAFDC conveyed in the command is selected so that the down count reaches 0 at the downstream logical frame indicated by the corresponding cDTA.request primitive ( $CNT_{LF}$ ). The cDTA.request primitive shall be sent by the DRA to all FTU-Os at least 'min used initial DTAFDC' + 1 logical frames before the beginning of the logical frame with count $CNT_{LF}$ for the particular line. These commands synchronize the update of the $M_{ds}$ parameter for the individual lines as specified in clause D.5.6. The details of updating $M_{ds}$ , the requirements, and the impact on the TDD frame parameters are described in clauses D.5.3 and D.5.4. + +When a line of the vectored group becomes a joining line (either a new line through a full initialization or a line that undergoes a fast retrain or re-initialization), the DRA shall issue cDTA updates to all FTU-Os to transition to the handshake $M_{ds}$ ( $hs\_M_{ds}$ ). The FTU-O of the joining line shall remain in the QUIET 1 stage until the DRA informs the FTU-O that the cDTA procedure is complete for all active lines of the vectored group. The DRA shall not issue any further cDTA updates until the joining line enters showtime. Once the joining line enters showtime, the DRA may initiate cDTA updates. + +If one or more of the active lines of the vectored group are in a low power link state (L2.1N, L2.1B or L2.2), the DRA shall not initiate a cDTA update until all the active lines are in the L0 link state. The DRA may send one or more LinkState.request primitives to the FTU-O(s) of the line(s) in a low power link state to transition such line(s) to L0 before it is allowed to initiate a cDTA update. After completion of the cDTA update the DRA may send one or more LinkState.request primitives to these FTU-Os to transition these lines back to the previous low power link states. + +NOTE 1 – The transition to L0 may delay the execution of a cDTA update. This can be avoided by disabling the corresponding low power link states using the DPU-MIB parameter LS-ENABLE. + +The FTU-O shall not initiate a new cDTA update procedure until the current update procedure has completed. + +NOTE 2 – The DRA makes the decision to initiate the cDTA updates. See Annex T for higher-layer control aspects of the cDTA. + +### D.5.3 Valid values of $M_{ds}$ for cDTA + +With cDTA enabled, the FTU shall support the ranges of values of $M_{ds}$ as a function of $M_F$ according to Table D.2 (rather than those in Table 10-13): + +**Table D.2 – $M_{ds}$ values to support as a function of $M_F$** + +| $M_F$ | $M_{ds}$ values supported | +|-------|---------------------------| +| 36 | from 10 to 31 | +| 23 | from 6 to 19 | + +NOTE – For a given $M_{ds}$ , the value of $M_{us}$ is determined according to the definition of the TDD frame structure in clause 10.5 as $M_{us} = M_F - 1 - M_{ds}$ . + +### D.5.4 The TDD frame prior to and after a cDTA update + +The cDTA procedure modifies the number of downstream symbol periods $M_{ds}$ in a TDD frame, and correspondingly the number of upstream symbol periods $M_{us}$ , while the duration of the TDD frame $M_F = M_{ds} + M_{us} + 1$ and all other parameters of the TDD frame remain unchanged. The RMC symbol offsets ( $D_{RMCds}$ and $D_{RMCus}$ ) and the downstream and upstream ACK window shifts (DS\_ACK\_WINDOW\_SHIFT and US\_ACK\_WINDOW\_SHIFT) shall also remain unchanged after the cDTA is complete. In the case of the two-step cDTA procedure, the DS\_ACK\_WINDOW\_SHIFT and US\_ACK\_WINDOW\_SHIFT shall remain unchanged during the intermediate TDD frame configuration (see clause D.5.6.2). + +NOTE – During a two-step cDTA update procedure the application of the new $M_{ds}$ and the change of the US RMC symbol position relative to the beginning of the TDD frame may occur at different points in time. During this time interval the $D_{RMCus}$ would be different. See clause D.5.6.2 for details. + +If cDTA is enabled, the RMC symbol offsets $D_{RMCds}$ and $D_{RMCus}$ shall be selected during initialization such that just prior to and immediately after any cDTA update, the following conditions are met (see Figure D.2): + +$$M_{us} - D_{RMCus} - 1 + D_{RMCds} \geq 4 \quad (1)$$ + +$$M_{ds} - D_{RMCds} - 1 + D_{RMCus} \geq 5 \quad (2)$$ + +NOTE – Equation (1) and (2) ensure that: + +- The time period between the US RMC to the DS RMC (sent in the following TDD frame) is at least 4 symbols; +- The time period between the DS RMC to the US RMC (of the same TDD frame), is at least 5 symbols. + +![Figure D.2: TDD frame structure before and after a cDTA update in the case of a one-step cDTA procedure. The diagram shows four TDD frames: n-1, n, n+1, and n+2. In frame n-1, the DS RMC is at a fixed offset D_RMCds and the US RMC is at a fixed offset D_RMCus. In frame n, a cDTA update of M_ds occurs. The DS RMC offset remains D_RMCds, but the US RMC offset changes to a new fixed offset D_RMCus. The time period between the US RMC in frame n and the DS RMC in frame n+1 is at least 4 symbols (Eqn. (1)). The time period between the DS RMC in frame n and the US RMC in frame n is at least 5 symbols (Eqn. (2)). In frame n+1, the DS RMC is at a fixed offset D_RMCds and the US RMC is at a fixed offset D_RMCus. In frame n+2, the DS RMC is at a fixed offset D_RMCds and the US RMC is at a fixed offset D_RMCus. The diagram also shows the downstream RMC with DTAFDC=0 in frame n+1.](e1d1c3927c581fe873e76fb3e07b7bec_img.jpg) + +Figure D.2: TDD frame structure before and after a cDTA update in the case of a one-step cDTA procedure. The diagram shows four TDD frames: n-1, n, n+1, and n+2. In frame n-1, the DS RMC is at a fixed offset D\_RMCds and the US RMC is at a fixed offset D\_RMCus. In frame n, a cDTA update of M\_ds occurs. The DS RMC offset remains D\_RMCds, but the US RMC offset changes to a new fixed offset D\_RMCus. The time period between the US RMC in frame n and the DS RMC in frame n+1 is at least 4 symbols (Eqn. (1)). The time period between the DS RMC in frame n and the US RMC in frame n is at least 5 symbols (Eqn. (2)). In frame n+1, the DS RMC is at a fixed offset D\_RMCds and the US RMC is at a fixed offset D\_RMCus. In frame n+2, the DS RMC is at a fixed offset D\_RMCds and the US RMC is at a fixed offset D\_RMCus. The diagram also shows the downstream RMC with DTAFDC=0 in frame n+1. + +**Figure D.2 – TDD frame structure before and after a cDTA update in the case of a one-step cDTA procedure** + +NOTE – As explained above, the only parameter of the TDD frame that is changed by a cDTA update is $M_{ds}$ (and $M_{us}$ as a result), while the other parameters of the TDD frame such as the duration of the TDD frame, the + +RMC symbol offsets and the ACK window shifts are unchanged. As a result, the size of the downstream ACK window, associated with the first TDD frame that is using the new $M_{ds}$ value: + +- will be greater than the downstream ACK window size of the previous TDD frame if $M_{ds}$ increased due to the cDTA update; +- will be less than the downstream ACK window size of the previous TDD frame if $M_{ds}$ decreased due to the cDTA update. + +The upstream ACK window size will not be affected by a cDTA update. + +#### D.5.4.1 Performance during transitions + +After the completion of a cDTA procedure, for a period no longer than the configured maximum delay (*delay\_max*), the ErrorFreeThroughput (EFTR), and INP may be worse than the EFTR and INP expected with the new TDD frame parameters. + +NOTE – Jitter on the packets may also increase for the same period of time. + +#### D.5.5 Superframe structure for cDTA + +The superframe structure shall be as specified in clause 10.6 except that TDD frames within the superframes during which cDTA updates are applied may have different values of $M_{ds}$ . + +#### D.5.6 Timing and synchronization for cDTA + +The 'cDTA update' RMC command contains the $M_{ds}$ values that determine the actual and the new TDD frame configurations, a 2-bit indicator (cDTAIND) that indicates the steps of the procedure, and a 4-bit DTA frame down count (DTAFDC) that jointly with cDTAIND indicates when the intermediate TDD frame configuration (in case of the two-step procedure) and the new TDD frame configuration shall take effect. + +The actual number of downstream symbol periods ( $M_{ds\_old}$ ) in the 'cDTA update' RMC command represents the $M_{ds}$ value in the current TDD frame. The new number of downstream symbol periods ( $M_{ds\_new}$ ) in the 'cDTA update' RMC command represents the $M_{ds}$ value when the cDTA update takes effect. + +A suitable minimum initial value of DTAFDC has to be determined by the DRA. The FTU-Rs indicate during initialization with the R-MSG 2 message (see parameter 'min initial DTAFDC' in Table D.14) their capability. The value of 'min used initial DTAFDC' that is used during showtime shall be greater than or equal to the largest 'min initial DTAFDC' value that has been indicated by any of the FTU-Rs in R-MSG 2. A tradeoff between desired adaptation speed and robustness will determine the minimum value that is used during showtime ('min used initial DTAFDC'). The value of 'min used initial DTAFDC' is indicated by the FTU-Os to the FTU-Rs during initialization with the O-PMS message (see parameter 'min used initial DTAFDC' in Table D.13) and can be updated during showtime using the eoc command described in clause D.5.12. The FTU-O shall use an initial value of DTAFDC in the 'cDTA update' RMC command that is within the range from this 'min used initial DTAFDC' to 15. + +NOTE 1 – Even if all FTU-Rs have indicated the support of small values of 'min initial DTAFDC' it could be useful to select a larger value for 'min used initial DTAFDC' and to indicate this value to the FTU-Rs. A larger value of 'min used initial DTAFDC' may increase the robustness since the FTU-R can expect a DTA frame down count (DTAFDC) of length at least 'min used initial DTAFDC'. This may help to increase the probability of a successful DTA update and may decrease the probability that the FTU-R has to stop using the upstream part of the TDD frame (see clause D.5.6.3). + +NOTE 2 – In order to minimize the potential unexpected FEXT channel change in case an FTU-R misses the 'cDTA update' RMC command, the impedance of the FTU-R should not change significantly between the transmitting and receiving state at any given frequency $f$ between $f_{tr1}$ and $f_{tr2}$ as defined in [ITU-T G.9700]. + +#### D.5.6.1 One-step procedure + +During this procedure the value of the cDTAIND shall be set to 1 in all of the 'cDTA update' RMC commands until the end of the procedure. + +The first 'cDTA update' RMC command initiating a new cDTA update shall contain a DTAFDC value within the range of valid initial values, the requested new $M_{ds}$ ( $M_{ds\_new}$ ) value, and the current $M_{ds}$ ( $M_{ds\_old}$ ) value. Following this command, the FTU-O shall repeat the 'cDTA update' RMC command in the RMC commands of the subsequent logical frames, while decrementing DTAFDC in each logical frame by 1 until DTAFDC reaches the value of zero, which indicates the activation of the new TDD frame configuration. The new $M_{ds}$ setting shall be applied starting from the TDD frame that contains the 'cDTA update' RMC command with $DTAFDC = 0$ (see Figure D.2). From that TDD frame, the US RMC symbol position shall be changed to the new position with respect to the new $M_{ds}$ according to $D_{RMCus}$ . This completes the cDTA update procedure. + +#### D.5.6.2 Two-step procedure + +The first 'cDTA update' RMC command initiating a new cDTA update shall contain a DTAFDC value within the range of valid initial values, the requested new $M_{ds}$ ( $M_{ds\_new}$ ) value, and the current $M_{ds}$ ( $M_{ds\_old}$ ) value, and shall set cDTAIND to 0. Following this command, the FTU-O shall repeat the 'cDTA update' RMC command in the RMC commands of the subsequent logical frames, while decrementing DTAFDC in each logical frame by 1 until DTAFDC reaches the value of zero, which indicates the transition to an intermediate TDD frame configuration. The intermediate TDD frame configuration shall be applied starting from the TDD frame that contains the 'cDTA update' RMC command with $DTAFDC = 0$ . When the DTAFDC reaches 0, the cDTAIND in this and subsequent "cDTA update" RMC commands shall be set to 2. Furthermore, the value of the actual number of downstream symbol periods field shall be changed from $M_{ds\_old}$ to $M_{ds\_new}$ , i.e., the actual and updated number of downstream symbol periods fields contain the same value (see Table D.5). If an FTU-R receives a cDTA update command containing $cDTAIND = 2$ and $DTAFDC = 0$ without receiving any previous RMC message performing the DTAFDC decrementing procedure (with $cDTAIND = 0$ ), the FTU-R shall transition to the intermediate TDD frame configuration. + +If the cDTA change requests to increase the $M_{ds}$ (i.e., $M_{ds\_new} > M_{ds\_old}$ ), the intermediate TDD frame configuration shall consist of a TDD frame configuration with the new $M_{ds}$ and $M_{us}$ values ( $M_{us\_new} = M_F - 1 - M_{ds\_new}$ ), where: + +- The downstream symbols at positions from $M_{ds\_old}$ to $M_{ds\_new} - 1$ shall be replaced by downstream QUIET symbols. Those QUIET symbols shall not be included in the downstream logical frame, i.e., the number of symbol positions in the downstream logical frame shall be $M_{ds\_old}$ symbols, and the indexing of the symbol positions in the downstream logical frame shall not include those QUIET symbol positions. + +If the cDTA change requests to decrease the $M_{ds}$ (i.e., $M_{ds\_new} < M_{ds\_old}$ ), the intermediate TDD frame configuration shall consist of a TDD frame configuration with the new $M_{ds}$ and $M_{us}$ values ( $M_{us\_new} = M_F - 1 - M_{ds\_new}$ ), where: + +- The upstream symbols at positions from 0 to $M_{ds\_old} - M_{ds\_new} - 1$ shall be replaced by upstream QUIET symbols. Those QUIET symbols shall not be included in the upstream logical frame, i.e., the number of symbol positions in the upstream logical frame shall be $M_{us\_old}$ symbols, and the indexing of the symbols positions in the upstream logical frame shall be same as the original frame prior to the decrease of the $M_{ds}$ . +- The $D_{RMCus}$ shall be increased by $M_{ds\_old} - M_{ds\_new}$ . Therefore, the RMC symbol remains at the same absolute position within the TDD frame. +- The offset between the upstream symbol at position 0 and the upstream sync symbol shall be increased by $M_{ds\_old} - M_{ds\_new}$ . Therefore the sync symbol remains at the same absolute position within the TDD frame. + +Figure D.3 and Figure D.4 show the logical frame settings related to intermediate TDD frame. + +![Figure D.3: Intermediate TDD frame (Mds_new > Mds_old) and DS logical frame. The diagram shows two sequences of frames. The left sequence shows a 'Normal TDD frame' followed by an 'Intermediate TDD frame'. The 'Normal TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds_old'. The 'Intermediate TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds_new'. A note indicates 'DS quiet symbols outside the DS logical frame'. The right sequence shows an 'Intermediate TDD frame' followed by a 'Normal TDD frame'. The 'Intermediate TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds_new'. The 'Normal TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds_old'. A note indicates 'DS quiet symbols outside the DS logical frame'. The diagram is labeled G.9701(19)_FD.3.](f21402d429e15a43c1adf50eb27836ab_img.jpg) + +Figure D.3: Intermediate TDD frame (Mds\_new > Mds\_old) and DS logical frame. The diagram shows two sequences of frames. The left sequence shows a 'Normal TDD frame' followed by an 'Intermediate TDD frame'. The 'Normal TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds\_old'. The 'Intermediate TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds\_new'. A note indicates 'DS quiet symbols outside the DS logical frame'. The right sequence shows an 'Intermediate TDD frame' followed by a 'Normal TDD frame'. The 'Intermediate TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds\_new'. The 'Normal TDD frame' contains a 'DS logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mds\_old'. A note indicates 'DS quiet symbols outside the DS logical frame'. The diagram is labeled G.9701(19)\_FD.3. + +**Figure D.3 – Intermediate TDD frame ( $M_{ds\_new} > M_{ds\_old}$ ) and DS logical frame** + +![Figure D.4: Intermediate TDD frame (Mus_new > Mus_old) and US logical frame. The diagram shows two sequences of frames. The left sequence shows a 'Normal TDD frame' followed by an 'Intermediate TDD frame'. The 'Normal TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus_old'. The 'Intermediate TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus_new'. A note indicates 'US quiet symbols outside the US logical frame'. The right sequence shows an 'Intermediate TDD frame' followed by a 'Normal TDD frame'. The 'Intermediate TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus_new'. The 'Normal TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus_old'. A note indicates 'US quiet symbols outside the US logical frame'. The diagram is labeled G.9701(19)_FD.4.](e3734a615e069a3923c72f1ef4608fa9_img.jpg) + +Figure D.4: Intermediate TDD frame (Mus\_new > Mus\_old) and US logical frame. The diagram shows two sequences of frames. The left sequence shows a 'Normal TDD frame' followed by an 'Intermediate TDD frame'. The 'Normal TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus\_old'. The 'Intermediate TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus\_new'. A note indicates 'US quiet symbols outside the US logical frame'. The right sequence shows an 'Intermediate TDD frame' followed by a 'Normal TDD frame'. The 'Intermediate TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus\_new'. The 'Normal TDD frame' contains a 'US logical frame' with 'DS RMC' and 'US RMC' symbols, and a duration 'Mus\_old'. A note indicates 'US quiet symbols outside the US logical frame'. The diagram is labeled G.9701(19)\_FD.4. + +**Figure D.4 – Intermediate TDD frame ( $M_{us\_new} > M_{us\_old}$ ) and US logical frame** + +The FTU-O shall further repeat the same cDTA update command with DTAFDC = 0 and cDTAIND = 2 until all FTU-Os get an indication that their corresponding FTU-Rs have correctly received at least one cDTA update command since the start of this procedure. After that, all FTU-Os shall send the same cDTA update command with cDTAIND = 2 while re-initializing the DTAFDC down count to an initial value greater than or equal to 'min used initial DTAFDC'. The DTAFDC shall be decremented by one in the RMC command of each subsequent frame until it reaches the value 0. In the TDD frame where the DTAFDC has a value of 0, the cDTAIND shall be switched to 1. In the same TDD frame, both FTUs shall switch from the intermediate TDD frame configuration to the normal TDD frame configuration with the new $M_{ds}$ value, with all the upstream and downstream symbols included in the logical frame description, the value of $D_{RMCus}$ set to the value selected during initialization, and the upstream sync symbol position located at the first upstream symbol position. This completes the two-step cDTA update procedure. + +NOTE 1 – The DRA is responsible for determining if all FTU-Rs have correctly received at least one cDTA update command, e.g., each FTU-O may determine that its associated FTU-R has received at least 1 cDTA update command using the RMC ACK information (see Table 9-8) and convey this to the DRA. + +NOTE 2 – During the intermediate TDD frame, any unexpected FEXT channel change in case any FTU-R has missed a change of the cDTA update request, would not impact the data symbols as quiet symbols are transmitted during the extended downstream or upstream part before the cDTA update command was correctly received by all FTU-Rs. + +### D.5.6.3 General requirements to increase robustness + +For the reason of robustness, the FTU-Os shall continue sending the 'cDTA update' RMC command with the new $M_{ds}$ value set as the actual number and updated number of downstream symbol periods, cDTAIND = 1, and DTAFDC = 0 in the subsequent downstream RMC commands after the cDTA update procedure has completed, until a new request to update the $M_{ds}$ is received from the DRA. + +If an FTU-R has received a 'cDTA update' RMC command, from the down count indicated in this command the FTU-R can infer when the update will take effect and also that there won't be any further update for 'min used initial DTAFDC' frames beyond that. Outside this window, if the FTU-R has not successfully decoded at least one of the 'min used initial DTAFDC' most recent RMC transmissions, there is a possibility that it may have missed an ongoing DTA update procedure, and therefore it shall refrain from any upstream transmission during the current TDD frame. Instead, the FTU-R shall transmit QUIET symbols during the upstream symbol periods in this TDD frame (including the upstream sync symbol position if the current TDD frame is a sync frame), until it decodes an RMC transmission. + +NOTE 1 – By transmitting quiet symbols, the FTU-R can present a differential port impedance at the U-R interface which is equal to the one applied when the transceiver is transmitting. + +NOTE 2 – The above requirement ensures that no unwanted near-end crosstalk is generated in case there is a FTU-R that has missed a change of the TDD frame configuration due to transmission errors. The FTU-R may continue to transmit in the upstream part of the frame with the correct frame configuration once it has correctly received a single RMC. + +#### D.5.6.4 Logical frame parameter in cDTA + +During the cDTA procedure, the number of symbols in the downstream and upstream logical frames may change because of the change of $M_{ds}$ , and the US RMC symbol position may also change. The FTU-O shall take the logical frame change into account such that the logical frame configuration parameters (see Table 9-6 and 9-7) are consistent with the logical frame that those parameters are applied. + +The DRA shall send a TxOPds.indicate primitive and a TxOPus.indicate primitive requesting to set the logical frame parameters to $TTR_{ds} = M_{ds}$ and $TTR_{us} = M_{us}$ either before or together with the cDTA request primitive (cDTA1.request in case of one-step procedure or cDTA2.request1 in case of two-step procedure). The DRA shall send the TxOP.indicate and cDTA request primitives over the $\gamma$ -reference point such that the new logical frame settings are applied before or at the same time as the FTU-O transmits the corresponding cDTA command over the RMC. + +NOTE – In case the TxOP primitives are sent together with the cDTA request primitive, those primitives need to be transmitted by the DRA at least the actual initial used DTAFDC + 3 logical frames before the downstream logical frame counter reaches the value $CNT_{LF}$ indicated in the cDTA request. + +From the moment the cDTA request primitive and associated TxOP primitives are sent to the FTU-O, until the end of the cDTA procedure (i.e., until the end of the down count of the last step of the procedure), no update of the TxOp.indicate primitive in both upstream and downstream shall be allowed. Instead, the setting of the logical frame parameters shall be handled autonomously by the FTU-O such that the logical frame parameters are kept $TTR_{ds} = M_{ds}$ , $TTR_{us} = M_{us}$ and the value of $TBUDGET_{ds}/TBUDGET_{us}$ shall be the minimum of the value of $TBUDGET_{ds}/TBUDGET_{us}$ indicated in the last TxOP primitive and the $M_{ds}/M_{us}$ for all logical frames until the end of the procedure. Moreover, value of IDF shall be equal to the value of IDF indicated in the last update of the TxOPds/TxOPus primitive. + +After the completion of the cDTA procedure, the setting of the logical frame parameters shall remain unchanged ( $TTR_{ds} = M_{ds}$ , $TTR_{us} = M_{us}$ ) until a new TxOp.indicate primitive update is received by the FTU-O over the $\gamma$ -reference point. + +#### D.5.7 Transceiver related cDTA control parameters + +The following control parameters facilitate cDTA operation on transceiver level: + +- Annex D operation mode (*Annex\_D\_mode*); +- cDTA allowed (*cDTA\_allowed*); +- Handshake $M_{ds}$ (*hs\_Mds*); +- Minimum $M_{ds}$ for DTA (*DTA\_min\_Mds*); + +- Maximum $M_{ds}$ for DTA ( $DTA\_max\_M_{ds}$ ); +- Maximum net data rate for DTA ( $DTA\_NDR\_max$ ); +- Maximum net data rate ( $NDR\_max$ ); +- Minimum expected throughput ( $ETR\_min$ ). + +Some of the parameters specified in this section are DRA control parameters (see Annex T) that are also used by the FTUs. + +#### D.5.7.1 Annex D operation mode (*Annex\_D\_mode*) + +The control parameter *Annex\_D\_mode* is used to control the activation of Annex D operation. + +This parameter has 3 valid values: + +- 0: AnnexD\_FORBIDDEN: Operation according to Annex D is not allowed. Annex D operation mode shall not be selected during the handshake phase of initialization. In this case the "Annex D operation" bit in the FTU-O CL message NPar(2) (see Table D.9) shall be set to ZERO. +- 1: AnnexD\_PREFERRED: Operation according to Annex D is preferred. Annex D operation mode shall be selected during the handshake phase of initialization if and only if both FTUs support Annex D operation mode. In this case the "Annex D operation" bit in the FTU-O CL message NPar(2) (see Table D.9) shall be set to ZERO if the FTU-O does not support operation according to Annex D and shall be set to ONE if the FTU-O supports operation according to Annex D. +- 2: AnnexD\_FORCED: Operation according to Annex D is forced. If one or both of the FTUs does not support Annex D, the handshake procedure shall terminate with 'no mode selected' (see Figures 12-4 and 12-5). In this case the "Annex D operation" bit in the FTU-O CL message NPar(2) (see Table D.9) shall be set to ZERO if the FTU-O does not support operation according to Annex D and shall be set to ONE if the FTU-O supports operation according to Annex D. + +The control parameter *Annex\_D\_mode* shall be set to the same value as the DPU-MIB configuration parameter ANNEX\_D\_MODE. + +#### D.5.7.2 cDTA allowed (*cDTA\_allowed*) + +The control parameter *cDTA\_allowed* determines whether cDTA operation is allowed with valid values 1 (allowed) and 0 (not allowed). + +Table D.3 specifies the actions to be taken by the FTU-O depending on the value of *cDTA\_allowed* and the indication of support for Annex D in the MS message (Annex D operation bit) during the handshake phase of initialization, and shows the resultant status of cDTA. + +**Table D.3 – Enabling/disabling of cDTA** + +| cDTA_allowed | Annex D operation bit in handshake MS message | Action | Result | +|---------------------|-----------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------| +| 0 | 0 | The FTU-O shall disable cDTA and indicate this to the FTU-R during initialization ( cDTA_proc_act shall be set to 00 16 , see Table D.13). | cDTA disabled | +| | 1 | | | +| 1 | 0 | The FTU-O shall enable cDTA and indicate this to the FTU-R during initialization ( cDTA_proc_act shall be set to 01 16 or 02 16 , see Table D.13). | cDTA enabled | +| | 1 | | | + +The control parameter *cDTA\_allowed* shall be set to the same value as the DPU-MIB configuration parameter CDTA\_ALLOWED. + +#### D.5.7.3 Minimum *Mds* for DTA (*DTA\_min\_Mds*) + +The control parameter *DTA\_min\_Mds* provides the minimum number of downstream symbol periods *Mds* in a TDD frame the DRA is allowed to request. *DTA\_min\_Mds* shall be within the range of valid values for *Mds* specified in clause D.5.3. + +The control parameter *DTA\_min\_Mds* shall be set to the same value as the DPU-MIB configuration parameter DTA\_MIN\_Mds. + +#### D.5.7.4 Maximum *Mds* for DTA (*DTA\_max\_Mds*) + +The control parameter *DTA\_max\_Mds* provides the maximum number of downstream symbol periods *Mds* in a TDD frame the DRA is allowed to request using a cDTA update procedure. *DTA\_max\_Mds* shall be within the range of valid values for *Mds* specified in clause D.5.3. + +The control parameter *DTA\_max\_Mds* shall be set to the same value as the DPU-MIB configuration parameter DTA\_MAX\_Mds. + +#### D.5.7.5 Maximum net data rate for DTA (*DTA\_NDR\_max*) + +The control parameter *DTA\_NDR\_max* provides the value of the maximum *NDR* if cDTA operation is enabled, and is defined for downstream and upstream direction separately. The bit loading for the downstream shall be determined such that the downstream *NDR* (as specified in clause D.5.8.3.1) does not exceed *DTA\_NDR\_max\_ds*. The bit loading for the upstream shall be determined such that the upstream *NDR* (as specified in clause D.5.8.3.1) does not exceed *DTA\_NDR\_max\_us*. + +The valid values and coding for *DTA\_NDR\_max* shall be the same as for *NDR\_max* as specified in clause 11.4.2.2. + +The control parameter *DTA\_NDR\_max* is derived by the DRA from the DPU-MIB configuration parameter DTA\_MAXNDR. + +#### D.5.7.6 Maximum net data rate (*NDR\_max*) + +The value of *NDR\_max* shall be ignored if cDTA operation is enabled. + +#### D.5.7.7 Minimum expected throughput (*ETR\_min*) + +The value of *ETR\_min* shall be ignored if cDTA operation is enabled, except for the purpose of comparing *ETR* against *ETR\_min\_eoc*, as specified in clauses D.5.9 and D.5.10. + +### D.5.8 Transceiver related DTA status parameters + +The following status parameters indicate the state of cDTA and Annex D operation at the transceiver level: + +- Annex D operation enabled (*Annex\_D\_enabled*); +- cDTA procedure actual type (*cDTA\_proc\_act*). + +The following status parameters, specified in clause D.5.8.3, are used for data rate reporting if cDTA is enabled: + +- Net data rate (*NDR*); +- Attainable net data rate (*ATTNDR*); +- Expected throughput (*ETR*); +- Attainable expected throughput (*ATTETR*). + +#### D.5.8.1 Annex D operation enabled (*Annex\_D\_enabled*) + +The status parameter *Annex\_D\_enabled* indicates whether Annex D operation is enabled. The *Annex\_D\_enabled* value is reported as ANNEX\_D\_ENABLED in the DPU-MIB. + +#### D.5.8.2 cDTA procedure actual type (*cDTA\_proc\_act*) + +The reporting parameter *cDTA\_proc\_act* indicates which cDTA procedure is used by the DRA. The selected *cDTA\_proc\_act* value is reported as CDTA\_PROC\_ACT in the DPU-MIB. + +Valid values are: + +- 0 cDTA is disabled. +- 1 DRA uses one-step procedure. +- 2 DRA uses two-step procedure. + +#### D.5.8.3 Data rate reporting if cDTA is enabled + +##### D.5.8.3.1 Net data rate (*NDR*) + +If cDTA is enabled, the status parameter net data rate (*NDR*) shall be calculated as defined in Table 9-21, assuming: + +$$M_{ds} = DTA\_max\_M_{ds}$$ + +$$M_{us} = M_F - 1 - DTA\_min\_M_{ds}$$ + +The calculation of the *NDR* shall be done according to the derived framing parameters given in Table 9-21 assuming a downstream data symbol rate of: + +$$f_D^{DS} = f_{DMT} \times \left( \frac{DTA\_max\_M_{ds} - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +and an upstream data symbol rate of: + +$$f_D^{US} = f_{DMT} \times \left( \frac{(M_F - 1 - DTA\_min\_M_{ds}) - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +The *NDR* updates, valid values, representation and DPU-MIB reporting shall be as specified in clause 11.4.1.1.1. + +##### D.5.8.3.2 Attainable net data rate (*ATTNDR*) + +If cDTA is enabled, the status parameter attainable net data rate (*ATTNDR*) is defined as the *NDR* that would be achieved if control parameter *DTA\_NDR\_max* were configured at the maximum valid value of *DTA\_NDR\_max* (see clause D.5.7.5), while other control parameters remain at the same value. + +The *ATTNDR* updates, valid values, representation and DPU-MIB reporting shall be as specified in clause 11.4.1.1.2. + +##### D.5.8.3.3 Expected throughput (*ETR*) + +If cDTA is enabled, the status parameter expected throughput (*ETR*) shall be derived from the *NDR* (as specified in clause D.5.8.3.1) and the *RTxOH* (as defined in Table 9-21), as $ETR = (1 - RTxOH) \times NDR$ . + +NOTE – For the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* is calculated differently, as specified in clause D.5.9. + +The *ETR* updates, valid values, representation and DPU-MIB reporting shall be as specified in clause 11.4.1.1.3. + +#### D.5.8.3.4 Attainable expected throughput (*ATTETR*) + +If cDTA is enabled, the status parameter attainable expected throughput (*ATTETR*) shall be derived from the *ATTNDR* (as specified in clause D.5.8.3.2) and the *RTxOH* (as defined in Table 9-21), as $ATTETR = (1 - RTxOH) \times ATTNDR$ . + +The *ATTETR* updates, valid values, representation and DPU-MIB reporting shall be as specified in clause 11.4.1.1.4. + +#### D.5.9 Channel initialization policy for cDTA + +The channel initialization policy for cDTA shall be as specified in clause 12.3.7, except for the following two constraints: + +1. $ETR \geq ETR\_min\_eoc$ , where: + - a. For the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* shall be calculated as specified in clause D.5.8.3.3, however using the data symbol rate corresponding to the value of *hs\_Mds* instead of the values *DTA\_min\_Mds* and *DTA\_max\_Mds*. + - b. The *ETR\_min\_eoc* calculation shall be done as described in Table 9-21. *ETR\_min* might be different from *DTA\_ETR\_min*. + +NOTE – This implies that for the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* and *ETR\_min\_eoc* are calculated as if cDTA were disabled, i.e., *Mds* = *hs\_Mds*. + +2. $NDR \leq NDR\_max$ , where: + - a. The *NDR* for the downstream direction shall be calculated using the value $Mds = DTA\_max\_Mds$ (see clause D.5.7.4). + - b. The *NDR* for the upstream direction shall be calculated using the value *DTA\_min\_Mds* (see clause D.5.7.3). + - c. The *NDR\_max* shall be replaced with the value determined by the control parameter *DTA\_NDR\_max* (see clause D.5.7.5). + +#### D.5.10 High BER event for cDTA + +The High BER event for cDTA shall be as specified in clause 12.1.4.3.4, except for the definition of the *ETR*, which for cDTA, and for the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , shall be as specified in clause D.5.9. + +#### D.5.11 RMC commands + +RMC commands for use with cDTA are shown in Table D.4. + +**Table D.4 – RMC commands for use with cDTA** + +| Command name | Command ID | Description/comments | Reference | +|--------------|------------------|-------------------------------------------------------------------------------------|---------------| +| cDTA update | 14 16 | Indicates a request for cDTA update. May be included in any downstream RMC message. | See Table D.5 | + +**Table D.5 – cDTA update command (sent by the FTU-O only)** + +| Field name | Format | Description | +|------------------------|----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Command header | 1 byte: [00 aaaaaa] | aaaaaa = 14 16 | +| cDTA update parameters | Two bytes:
byte 0 [a 7 ... a 0 ]
byte 1 [b 7 ... b 0 ] | a 4 a 3 a 2 a 1 a 0 = the actual number of downstream symbol periods in the TDD frame - 3, coded as an unsigned integer.
b 1 b 0 a 7 a 6 a 5 = the updated number of downstream symbol periods in the TDD frame - 3, coded as an unsigned integer.
b 3 b 2 = The coordinated DTA indicator (cDTAIND), coded as an unsigned integer. This indicator and the DTAFDC jointly determine the steps of the cDTA procedure and the upstream RMC symbol positions during the cDTA update procedure, see clause D.5.6.
b 7 b 6 b 5 b 4 = The logical frame down count (DTAFDC) to implementation of the cDTA update, coded as an unsigned integer. (Note) | + +NOTE – This down count is reused for indicating the TDD frame to switch to the new US RMC symbol position in case b3b2 = 2, see clause D.5.6. + +### D.5.12 eoc commands + +In addition to the high priority eoc commands listed in Table 11-4 the command given in Table D.6 is defined. + +**Table D.6 – Near high priority commands and responses** + +| Command and response type and assigned OPCODE | Direction of command | Command content | Response content | Support | Reference | +|------------------------------------------------------|----------------------|----------------------------------|------------------|--------------------------------------|---------------------| +| min used initial DTAFDC
0000 1011 2 | From FTU-O to FTU-R. | Update 'min used initial DTAFDC' | Acknowledgement | Mandatory if this Annex is supported | See clause D.5.12.1 | + +#### D.5.12.1 Update 'min used initial DTAFDC' + +Leaving and joining of additional FTU-Rs may require the update of the 'min used initial DTAFDC' value. The FTU-O shall use the update 'min used initial DTAFDC' command to inform the FTU-R about the new 'min used initial DTAFDC' value. + +The first byte of the command and response shall be the assigned value for the min used initial DTAFDC command type, as shown in Table D.6. The subsequent bytes of the command and response shall be as shown in Tables D.6 and D.7, respectively. + +**Table D.7 – Update 'min used initial DTAFDC' command (FTU-O to FTU-R)** + +| Name | Length (Bytes) | Byte | Content | +|------------------------------------------------|----------------|------|-----------------------------------------------------------------------------------------------------------------------------------| +| min used initial DTAFDC | 3 | 2 | 08 16 (Note) | +| | | 3 | New minimum used initial value of the cDTA frame down count (DTAFDC) coded as an unsigned integer. Valid values are from 2 to 15. | +| NOTE – All other values are reserved by ITU-T. | | | | + +The FTU-R shall respond to the update 'min used initial DTAFDC' command by using the response message defined in Table D.8. The new value of 'min used initial DTAFDC' shall be applied immediately after the FTU-O has received the response from the FTU-R. + +**Table D.8 – Update 'min used initial DTAFDC' response (FTU-R to FTU-O)** + +| Name | Length (Bytes) | Byte | Content | +|------------------------------------------------|----------------|------|-------------------------| +| Acknowledge min used initial DTAFDC | 2 | 2 | 84 16 (Note) | +| NOTE – All other values are reserved by ITU-T. | | | | + +NOTE 1 – The update 'min used initial DTAFDC' does not require a synchronisation mechanism between FTU-O and FTU-R. However, a synchronization across the vectored group may be necessary. In case the value is being reduced, the FTU-Os are allowed to continue with their current larger value until all FTU-Rs have acknowledged the reception of the new reduced value. In case the value is being increased, since 'min used initial DTAFDC' is a minimum value, the FTU-O may apply a larger value immediately and doesn't have to wait for a response. + +**D.6 Initialization messages** + +**D.6.1 ITU-T G.994.1 Handshake phase** + +This clause describes the ITU-T G.994.1 message fields specific to Annex D operation and their usage. See also clause 12.3.2. + +**D.6.1.1 Handshake – FTU-O** + +See clause 12.3.2.1. + +**D.6.1.1.1 CL messages** + +See clause 12.3.2.1.1. For operation with Annex D, the FTU-O shall include the following fields in the CL message of ITU-T G.994.1: + +**Table D.9 – FTU-O CL message NPar(2) bit definitions for Annex D operation** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D operation | If set to ZERO, indicates that FTU-O does not support operation according to Annex D. If set to ONE, indicates that the FTU-O supports operation according to Annex D. | + +#### D.6.1.1.2 MS messages + +See clause 12.3.2.1.2. For operation with Annex D, the FTU-O shall include the following fields in the MS message of ITU-T G.994.1: + +**Table D.10 – FTU-O MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D operation | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall enable Annex D operation. | + +#### D.6.1.2 Handshake – FTU-R + +See clause 12.3.2.2. + +##### D.6.1.2.1 CLR messages + +See clause 12.3.2.2.1. For operation with Annex D, the FTU-R shall include the following fields in the CLR message of ITU-T G.994.1: + +**Table D.11 – FTU-R CLR message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D operation | If set to ZERO, indicates that FTU-R does not support Annex D operation. If set to ONE, indicates that the FTU-R supports Annex D operation. | + +##### D.6.1.2.2 MS messages + +See clause 12.3.2.2.2. For operation with Annex D, the FTU-R shall include the following fields in the MS message of ITU-T G.994.1: + +**Table D.12 – FTU-R MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex D operation | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall enable Annex D operation. | + +#### D.6.2 Channel analysis and exchange phase + +##### D.6.2.1 O-PMS + +See clause 12.3.4.2.5. The Annex D parameter field (see Table 12-50.1) in O-PMS is shown in Table D.13. + +**Table D.13 – Annex D parameter field** + +| Field name | Format | Description | +|---------------|----------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| cDTA_proc_act | One byte | Indicates which cDTA procedure is to be used. Valid values are 00 16 (disabled), 01 16 (enabled using one-step procedure) and 02 16 (enabled using two-step procedure). | + +**Table D.13 – Annex D parameter field** + +| Field name | Format | Description | +|-------------------------|-----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| DTA_max_M ds | One byte | Indicates the upper bound to the maximum number of downstream symbol periods Mds in a TDD frame the DRA is allowed to request, coded as an unsigned integer. The valid values are specified in clause D.5.3.
If cDTA is disabled, all bits of the field shall be set to 0. | +| DTA_NDR_max_ds | Two bytes | Indicates the maximum NDR for the downstream if cDTA operation is enabled (as specified in clause D.5.7.5), coded as an unsigned integer in multiples of 96 kbit/s.
If cDTA is disabled, all bits of the field shall be set to 0. | +| Min used initial DTAFDC | One byte | Minimum used initial value of the cDTA frame down count (DTAFDC) selected by the DRA coded as an unsigned integer. Valid values are from 2 to 15.
If cDTA is disabled, all bits of the field shall be set to 0. | + +**D.6.2.2 R-MSG 2** + +See clause 12.3.4.2.2. The Annex D parameter field (see Table 12-44.3) in R-MSG 2 is shown in Table D.14. + +**Table D.14 – Annex D parameter field** + +| Field name | Format | Description | +|--------------------|----------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Min initial DTAFDC | One byte | Minimum initial value of the cDTA frame down count (DTAFDC) supported by the FTU-R coded as an unsigned integer. Valid values are from 2 to 5.
If cDTA is disabled (see Table D.13), all bits of the field shall be set to 0. | + +## **Annex E to Annex Q** + +(Annexes E to Q have been intentionally left blank.) + +## Annex R + +### Showtime reconfiguration + +(This annex forms an integral part of this Recommendation.) + +#### R.1 Scope + +This annex specifies a mechanism to reconfigure a line by request from the network management system (NMS) with a specified set of configuration parameters, applied during showtime without requiring a fast retrain or full reinitialization. This is achieved by using a showtime reconfiguration (SREC) procedure over the reconfigured line. + +#### R.2 Overview + +##### R.2.1 Reconfiguration of the line + +To force the line into operation according to the new configuration, the ME-O sends a reconfiguration request primitive over the $\gamma$ \_MGMT reference point to the FME at the FTU-O (see Table 11-1), requesting reconfiguration of the line according to the new parameters. Upon reception of this reconfiguration request primitive, depending on the changes requested in the current configuration, and whether the DPU-MIB allows use of SREC, the FME shall apply the new configuration according to the following: + +- When the new configuration only requires changes of control parameters indicated as applicable to SREC-L in Table R.1, and the use of SREC is allowed in the DPU-MIB, the FME shall initiate an SREC-L procedure in accordance with clause R.3.1. +- When the new configuration requires changes of at least one control parameter indicated as applicable to SREC-R in Table R.1, and use of SREC is allowed in the DPU-MIB, and the FTU-R has indicated support for SREC during initialization (see Table 12-42), the FME shall initiate an SREC-R procedure in accordance with clause R.3.2. +- When the new configuration requires changes of control parameters not listed in Table R.1, or it requires changes of at least one control parameter indicated as applicable to SREC-R in Table R.1 and the FTU-R has not indicated support for SREC during initialization (see Table 12-42), or use of the SREC procedure is not allowed in the DPU-MIB, the FME shall trigger a fast retrain (see clause 12.1.4.2) to apply the new configuration; except when the new configuration involves a change of at least one control parameter exchanged during the G.994.1 phase, in which case the FME shall trigger a full initialization (see clause 12.3) instead of a fast retrain. + +A successful reconfiguration of the line using the SREC-R procedure is illustrated in Figure R.1. + +![Sequence diagram showing the successful reconfiguration of a line using the SREC-R procedure. The diagram involves NMS, DPU (containing ME-O, FME, FTU-O), and FTU-R. The sequence starts with NMS sending a 'Reconfiguration request and parameter values' to ME-O. ME-O sends a 'Reconfiguration request and parameter values' to FTU-O via the FME. FTU-O sends a 'Showtime reconfiguration request and parameter values' to FTU-R. FTU-R sends a 'Showtime reconfiguration response' back to FTU-O. FTU-O then sends a 'success_srec' message back to ME-O. ME-O sends a 'Reconfiguration response' back to NMS. A note indicates the line is reconfigured at CNT_SF superframe. The diagram is labeled G.9701(19)_FR.1.](aa29b8a467d6e2d5dc59f50a57cab0a3_img.jpg) + +Sequence diagram showing the successful reconfiguration of a line using the SREC-R procedure. The diagram involves NMS, DPU (containing ME-O, FME, FTU-O), and FTU-R. The sequence starts with NMS sending a 'Reconfiguration request and parameter values' to ME-O. ME-O sends a 'Reconfiguration request and parameter values' to FTU-O via the FME. FTU-O sends a 'Showtime reconfiguration request and parameter values' to FTU-R. FTU-R sends a 'Showtime reconfiguration response' back to FTU-O. FTU-O then sends a 'success\_srec' message back to ME-O. ME-O sends a 'Reconfiguration response' back to NMS. A note indicates the line is reconfigured at CNT\_SF superframe. The diagram is labeled G.9701(19)\_FR.1. + +**Figure R.1 – Successful reconfiguration of the line using the SREC-R procedure** + +If the SREC procedure completes successfully, the FME informs the ME-O using the *success\_srec* primitive (see clause R.4) at the end of the transition time period (see clause R.3.3). A new SREC procedure may only be initiated after expiration of the transition time period. + +If the SREC procedure fails, the FTU-O applies new configuration through a fast retrain (see clause 12.1.4.2) of the line, or through a full re-initialization (see clause 12.3) of the line. + +## R.2.2 Modification of configuration parameters + +The list of configuration parameters that may be requested by the ME-O to be changed during showtime is shown in Table R.1. The settings of the parameters that are requested by the ME-O to be reconfigured shall not be rejected by the FTUs and shall be applied by the FTUs, attempting to stay in showtime. The FTU-O shall report to the ME-O whether a configuration change in showtime was successful or not. + +Table R.1 also lists the names of control parameters that correspond to the configuration parameter names (as they apply at the Q reference point) and the applicable SREC procedure (local or remote). + +**Table R.1 – Configuration parameters that may be requested by the ME-O to be changed during showtime** + +| Category | Configuration parameter | Control parameter | Applicable procedure | +|---------------|-------------------------|-----------------------------|----------------------| +| Data rate | MAXNDRds | NDR_max, downstream | SREC-R | +| | MAXNDRus | NDR_max, upstream | SREC-R | +| | MINETRds | ETR_min, downstream | SREC-R | +| | MINETRus | ETR_min, upstream | SREC-R | +| Noise margins | TARSNRMds | TARSNRM, downstream | SREC-R | +| | TARSNRMus | TARSNRM, upstream | SREC-L | +| | MAXSNRMus | MAXSNRM, upstream | SREC-L | +| | MINSNRMds | MINSNRM, downstream | SREC-R | +| | MINSNRMus | MINSNRM, upstream | SREC-L | +| | SRA-USNRMds | RA-USNRM, downstream | SREC-R | +| | SRA-UTIMEds | RA-UTIME, downstream | SREC-R | + +**Table R.1 – Configuration parameters that may be requested by the ME-O +to be changed during showtime** + +| Category | Configuration parameter | Control parameter | Applicable procedure | +|---------------------------------|-------------------------|----------------------------------|----------------------| +| Seamless Rate Adaptation (SRA) | SRA-USNRMus | RA-USNRM, upstream | SREC-L | +| | SRA-UTIMEus | RA-UTIME, upstream | SREC-L | +| | SRA-DSNRMds | RA-DSNRM, downstream | SREC-R | +| | SRA-DTIMEds | RA-DTIME, downstream | SREC-R | +| | SRA-DSNRMus | RA-DSNRM, upstream | SREC-L | +| | SRA-DTIMEus | RA-DTIME, upstream | SREC-L | +| Robust Management Channel (RMC) | TARSNRM-RMCds | TARSNRM-RMC, downstream | SREC-R | +| | TARSNRM-RMCus | TARSNRM-RMC, upstream | SREC-L | +| | MINSNRM-RMCds | MINSNRM-RMC, downstream | SREC-R | +| | MINSNRM-RMCus | MINSNRM-RMC, upstream | SREC-L | +| | MAXBL-RMCds | MAXBL-RMC, downstream | SREC-R | +| | MAXBL-RMCus | MAXBL-RMC, upstream | SREC-L | +| Fast Rate Adaptation (FRA) | FRA-TIMEds | FRA-TIME, downstream | SREC-R | +| | FRA-TIMEus | FRA-TIME, upstream | SREC-L | +| | FRA-NTONESds | FRA-NTONES, downstream | SREC-R | +| | FRA-NTONESus | FRA-NTONES, upstream | SREC-L | +| | FRA-RTXUCds | FRA-RTX-UC, downstream | SREC-R | +| | FRA-RTXUCus | FRA-RTX-UC, upstream | SREC-L | +| | FRA-VENDISds | FRA-VENDISC, downstream | SREC-R | +| | FRA-VENDISus | FRA-VENDISC, upstream | SREC-L | +| Retransmission | SHINERATIOds | SHINERatio, downstream | SREC-R | +| | SHINERATIOus | SHINERatio, upstream | SREC-R | +| | INPMIN_REINds | INP_min_rein, downstream | SREC-R | +| | INPMIN_REINus | INP_min_rein, upstream | SREC-R | +| | RNRATIOds | rnratio_min, downstream | SREC-R | +| | RNRATIOus | rnratio_min, upstream | SREC-R | +| | DELAYMAXds | delay_max, downstream | SREC-R | +| | DELAYMAXus | delay_max, upstream | SREC-R | +| | INPMIN_SHINEds | INP_min_shine, downstream | SREC-R | +| | INPMIN_SHINEus | INP_min_shine, upstream | SREC-R | +| | IAT_REINds | iat_rein_flag, downstream | SREC-R | +| | IAT_REINus | iat_rein_flag, upstream | SREC-R | +| Low-power data rate | L2.1-MAXNDRds | L2.1_NDR_max, downstream | SREC-R | +| | L2.1-MAXNDRus | L2.1_NDR_max, upstream | SREC-L | +| | L2.2-MAXNDR | L2.2_NDR_max | SREC-R | +| | L2.1-MINETRds | L2.1_ETR_min, downstream | SREC-R | +| | L2.1-MINETRus | L2.1_ETR_min, upstream | SREC-L | + +**Table R.1 – Configuration parameters that may be requested by the ME-O to be changed during showtime** + +| Category | Configuration parameter | Control parameter | Applicable procedure | +|--------------|-------------------------|--------------------------------------|----------------------| +| | L2.2-MINETR | L2.2_ETR_min | SREC-R | +| | L2.1-MINETR-EXITds | L2.1_Exit_ETR_min, downstream | SREC-R | +| | L2.1-MINETR-EXITus | L2.1_Exit_ETR_min, upstream | SREC-L | +| | L2-TARSNRMds | L2_TARSNRM, downstream | SREC-R | +| | L2-TARSNRMus | L2_TARSNRM, upstream | SREC-L | +| | L2.1-MAXSNRMds | L2.1_MAXSNRM, downstream | SREC-R | +| | L2.1-MAXSNRMus | L2.1_MAXSNRM, upstream | SREC-L | +| | L2.1-MAXPSDR | L2_PSDR_max | SREC-L | +| | L2.1-SRA-USNRMds | L2.1_RA_USNRM, downstream | SREC-R | +| | L2.1-SRA-USNRMus | L2.1_RA_USNRM, upstream | SREC-L | +| | L2.1-SRA-DSNRMds | L2.1_RA_DSNRM, downstream | SREC-R | +| | L2.1-SRA-DSNRMus | L2.1_RA_DSNRM, upstream | SREC-L | +| Fast Retrain | LOS-PERSISTENCYds | los_persistency-ds | SREC-R | +| | LOS-PERSISTENCYus | los_persistency-us | SREC-L | +| | LOM-PERSISTENCYds | lom_persistency-ds | SREC-R | +| | LOM-PERSISTENCYus | lom_persistency-us | SREC-L | +| | LOR-PERSISTENCYds | lor_persistency-ds | SREC-R | +| | LOR-PERSISTENCYus | lor_persistency-us | SREC-L | +| | REINIT_TIME_THRESHOLDds | reinit_time_threshold-ds | SREC-R | +| | REINIT_TIME_THRESHOLDus | reinit_time_threshold-us | SREC-L | +| | LOW_ETR_THRESHOLDds | low_ETR_threshold-ds | SREC-R | +| | LOW_ETR_THRESHOLDus | low_ETR_threshold-us | SREC-L | + +### R.3 Showtime reconfiguration procedures + +Two SREC procedures are specified: + +- a local SREC procedure (SREC-L), as detailed in clause R.3.1, and +- a remote SREC procedure (SREC-R), as detailed in clause R.3.2. + +All clauses of this annex, except clause R.3.2 and clause R.5, apply to the SREC-L procedure. All clauses of this annex, except clause R.3.1, apply to the SREC-R procedure. + +If the FTU-O has indicated support for SREC during initialization (see Table 12-38), it shall support both SREC-L and SREC-R procedures. If the FTU-R has indicated support for SREC during initialization (see Table 12-42), it shall support the SREC-R procedure. + +Performance monitoring counters as specified in [ITU-T G.997.2] shall not be cleared due to the execution of an SREC-L or SREC-R procedure. Performance monitoring counters shall not be suspended during an SREC-L or SREC-R procedure. + +The initiation of OLR procedures during the SREC procedure is allowed. + +The new configuration shall always be applied. The transceivers should try to stay in showtime and not retrain during an SREC procedure. However, if a retrain occurs during an SREC procedure, the new values of configuration parameters shall be applied during re-initialization. + +### R.3.1 Local showtime reconfiguration (SREC-L) procedure + +If the new configuration only requires changes of control parameter(s) indicated as applicable to SREC-L in Table R.1, an SREC-L procedure shall be executed by the FME by applying the new configuration locally, at the FTU-O. No exchange with the FTU-R is required. Successful completion of the SREC-L procedure occurs upon the completion of the modification of the control parameters. + +### R.3.2 Remote showtime reconfiguration procedure + +If the new configuration requires changes of control parameter(s) listed in Table R.1 with at least one of these control parameters indicated as applicable to SREC-R, an SREC-R procedure shall be executed. The procedure includes the following steps: + +1. The FTU-O shall initiate the SREC-R procedure by sending a showtime reconfiguration request command (see Table R.2) to the FTU-R over the eoc indicating: + - the list of parameter values for the new FTU-R configuration; + - the superframe count, $CNT_{SF}$ , on which the new configuration parameters shall take place at both the FTU-O and the FTU-R. The minimum superframe count indicated in the first transmission of the showtime reconfiguration request shall be at least 100 superframes later than the superframe count when the eoc message carrying the reconfiguration request command is expected to be received (the value must take into account the maximum transmission delay of the eoc message); + - the 8-bit showtime reconfiguration change count (SRECCC) associated with the SREC-R procedure. The SRECCC shall be incremented by one, with wrap around at count 1111 11112, when the configuration changes. The SRECCC for a new SREC-R procedure shall be greater than the SRECCC for the preceding SREC procedure (accounting for wrap around). The initial value of SRECCC immediately after the transition into showtime shall be 0, which means that the value of SRECCC shall be 1 in the first showtime reconfiguration request command sent after the transition into showtime. +2. Upon reception of the showtime reconfiguration request, the FTU-R may either accept the request by sending an acknowledgement in the showtime reconfiguration response or reject the request by sending a reject in the showtime reconfiguration response, as specified in Table R.3. Accepting the request by the FTU-R means that the FTU-R shall modify its control parameters to be those of the showtime reconfiguration parameters received in the showtime reconfiguration request command starting from the first symbol of the logical frame of the sync frame of the superframe with the superframe count indicated in the showtime reconfiguration request. +3. After sending the showtime reconfiguration request, the FTU-O shall wait for a showtime reconfiguration response (see Table R.3). If the FTU-O receives no showtime reconfiguration response within the eoc protocol timeout (see clause 11.2.1.3), the FTU-O shall keep repeating the showtime reconfiguration request within a time period of 2 seconds after the first timeout as long as the time indicated by $CNT_{SF}$ minus $delay\_max$ has not been reached (see clause 11.2.1.3). If there is no showtime reconfiguration response after this time period of 2 seconds or if $CNT_{SF}$ is reached, the FTU-O shall abort the showtime reconfiguration procedure and trigger a retrain, which should be performed using the fast retrain procedure specified in clause 12.1.4.2. + +4. If the FTU-O receives a showtime reconfiguration response acknowledgement, the FTU-O shall modify its control parameters to be those of the showtime reconfiguration parameters as requested by the NMS through the ME-O, starting from the first symbol of the logical frame of the sync frame of the superframe with the superframe count indicated in the showtime reconfiguration request command. If the FTU-O receives a reject in the showtime reconfiguration response, the FTU-O shall abort the SREC-R procedure and trigger a retrain, which should be performed using the fast retrain procedure specified in clause 12.1.4.2. + +Successful completion of the SREC procedure occurs upon modification of control parameters in step 2 or step 4 (during the first symbol of the logical frame of the sync frame of the superframe with the superframe count indicated in the showtime reconfiguration request command). After completion of the SREC procedure, a new SREC procedure may be initiated after expiration of the transition time period (see clause R3.3) associated with the latest SREC procedure. + +NOTE – A new SREC procedure cannot be initiated until about 12 seconds after a previous successful SREC procedure was initiated. + +If the procedure is aborted, or if there is a persistent *los* defect, persistent *lor* defect, or persistent *lom* defect either upstream or downstream (see clauses 12.1.4.3.1, 12.1.4.3.2 and 12.1.4.3.3), the line shall retrain using the re-initialization procedure specified in clause 12.3. + +Retrain triggers shall be in effect until the first symbol of the logical frame of the sync frame of the superframe with the superframe count indicated in the showtime reconfiguration request. + +### R.3.3 Transition time period + +If an SREC-L or SREC-R procedure completes successfully, there is a transition time period of 10 seconds, during which retrain triggers for persistent *lom* defect and high\_BER event shall be suspended to allow OLRs to settle the actual parameter values without retraining. The retrain triggers for persistent *los* defect and persistent *lor* defect are not suspended. The transition time period begins when the SREC procedure completes. After the end of the transition time period all retrain triggers take effect and a new SREC procedure, if requested by the ME-O, may be initiated. + +If the transition time period follows an SREC-L procedure, the retrain triggers for persistent *lom* defect and high\_BER event shall be suspended at the FTU-O. If the transition time period follows an SREC-R procedure, the retrain triggers for persistent *lom* defect and high\_BER event shall be suspended at both the FTU-O and the FTU-R. + +During the transition time period new additional triggers apply which shall initiate SRA if: + +- the current data rate is less than the new minimum data rate, or +- the current data rate is more than the new maximum data rate. + +Multiple OLR procedures may be initiated during the transition time period to meet data rate or other boundary conditions. These procedures may be initiated by either the FTU-O or the FTU-R and their initiation is not constrained by RA-DTIME and RA-UTIME. + +## R.4 Management of the showtime reconfiguration protocol + +The following primitive is defined at the FTU-O: + +- Successful SREC (*success\_srec*): This primitive occurs at the end of the transition time period, each time the FME initiates an SREC-L or SREC-R procedure and the SREC procedure is successfully completed and no reinitialization is triggered at any time from the beginning of the SREC procedure until the end of the transition time period. + +If the FME initiates an SREC-L or SREC-R procedure and the SREC procedure is aborted or otherwise the FME (at the FTU-O or at the FTU-R) triggers a reinitialization at any time from the beginning of the SREC procedure until the end of the transition time period, a reinitialization + +associated with the reconfiguration request primitive from the ME-O is triggered and an *me\_o\_intrpt* anomaly shall occur (see clause R.5). + +Each time the FME initiates an SREC-L or SREC-R procedure, either a *success\_srec* primitive or an *me\_o\_intrpt* primitive shall be sent by the FTU-O from the FME to the ME-O over the $\gamma\_MGMT_0$ reference point. + +The control parameter *SREC\_allowed* shall indicate whether the FME may use (*SREC\_allowed* = true) or shall not use (*SREC\_allowed* = false) the SREC procedure to force a new configuration onto the line. The control parameter *SREC\_allowed* shall be equal to the DPU-MIB configuration parameter SREC\_ALLOWED. *SREC\_allowed* applies to both local showtime reconfiguration and remote showtime reconfiguration. + +*SREC\_support\_ftu\_O* is reported by the FTU-O to indicate that the FTU-O supports the SREC procedure if *SREC\_support\_ftu\_O* = true, or to indicate that the FTU-O does not support the SREC procedure if *SREC\_support\_ftu\_O* = false. *SREC\_support\_ftu\_R* is reported by the FTU-R to indicate that the FTU-R supports the SREC procedure if *SREC\_support\_ftu\_R* = true, or to indicate that the FTU-R does not support the SREC procedure if *SREC\_support\_ftu\_R* = false. *SREC\_support\_ftu\_O* is reported to the DPU-MIB as parameter SREC\_SUPPORT\_FTU\_O. *SREC\_support\_ftu\_R* is reported to the DPU-MIB as parameter SREC\_SUPPORT\_FTU\_R. + +SREC procedures are to be performed as follows: + +If *SREC\_support\_ftu\_O* = true, *SREC\_support\_ftu\_R* = false and *SREC\_allowed* = true, SREC-L is to be performed. + +If *SREC\_support\_ftu\_O* = true, *SREC\_support\_ftu\_R* = true and *SREC\_allowed* = true, SREC-L and SREC-R are to be performed. + +Otherwise, SREC is not performed. + +## R.5 Showtime reconfiguration request eoc commands + +A showtime reconfiguration request is sent from the FTU-O to the FTU-R to initiate the remote SREC procedure. The showtime reconfiguration request contains the showtime reconfiguration change count (SRECCC), the superframe count at which the new configuration is to be applied (*CNTSF*), and the new requested values of parameters. + +The showtime reconfiguration request command is a low priority command. The first byte of the command shall be the command type assigned as shown in Table 11-6 (showtime reconfiguration request command). The remaining bytes of the command shall be as specified in Table R.2. + +**Table R.2 – Showtime reconfiguration request (sent by the FTU-O)** + +| Name | Length (Bytes) | Byte number | Content | Format | +|----------------------------------|----------------|-------------|-------------------------------------------------------------------------|-------------------------------------| +| Showtime reconfiguration request | 98 | 2 | 01 16 (Note) | | +| | | 3 | showtime reconfiguration change count (SRECCC) | See clause R.3.2 | +| | | 4 and 5 | CNTSF at which the new configuration is to be applied | See clause 12.3.3.2.1 (O-SIGNATURE) | +| | | 6 and 7 | NDR_max, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 8 and 9 | NDR_max, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 10 and 11 | ETR_min, downstream | See clause 12.3.4.2.3 (O-TPS) | + +**Table R.2 – Showtime reconfiguration request (sent by the FTU-O)** + +| Name | Length (Bytes) | Byte number | Content | Format | +|------|----------------|-------------|---------------------------------|-------------------------------------| +| | | 12 and 13 | ETR_min, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 14 and 15 | TARSNRM, downstream | See clause 12.3.3.2.1 (O-SIGNATURE) | +| | | 16 and 17 | MINSNRM, downstream | See clause 12.3.3.2.1 (O-SIGNATURE) | +| | | 18 and 19 | RA-USNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 20 and 21 | RA-UTIME, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 22 and 23 | RA-DSNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 24 and 25 | RA-DTIME, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 26 and 27 | TARSNRM-RMC, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 28 and 29 | MINSNRM-RMC, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 30 | MAXBL-RMC, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 31 | FRA-TIME, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 32 | FRA-NTONES, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 33 and 34 | FRA-RTX-UC, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 35 | FRA-VENDISC, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 36 | SHINERatio, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 37 | SHINERatio, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 38 | INP_min_rein, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 39 | INP_min_rein, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 40 | rnratio_min, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 41 | rnratio_min, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 42 | delay_max, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 43 | delay_max, upstream | See clause 12.3.4.2.3 (O-TPS) | + +**Table R.2 – Showtime reconfiguration request (sent by the FTU-O)** + +| Name | Length (Bytes) | Byte number | Content | Format | +|------|----------------|-------------|--------------------------------------|---------------------------------| +| | | 44 and 45 | INP_min_shine, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 46 and 47 | INP_min_shine, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 48 | iat_rein_flag, downstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 49 | iat_rein_flag, upstream | See clause 12.3.4.2.3 (O-TPS) | +| | | 50 and 51 | L2.1_NDR_max, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 52 and 53 | L2.2_NDR_max | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 54 and 55 | L2.1_ETR_min, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 56 and 57 | L2.2_ETR_min | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 58 and 59 | L2.1_Exit_ETR_min, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 60 and 61 | L2_TARSNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 62 and 63 | L2.1_MAXSNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | | | | +| | | 64 and 65 | L2.1_RA_USNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 66 and 67 | L2.1_RA_DSNRM, downstream | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 68 | los_persistency-ds | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 69 | lom_persistency-ds | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 70 | lor_persistency-ds | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 71 | reinit_time_threshold-ds | See clause 12.3.4.2.1 (O-MSG 1) | +| | | 72 | low_ETR_threshold-ds | See clause 12.3.4.2.1 (O-MSG 1) | + +**Table R.3 – Showtime reconfiguration response (sent by the FTU-R)** + +| Name | Length (Bytes) | Byte number | Content | +|--------------------------------------------------------------|----------------|-------------|------------------------------------------------| +| acknowledgement | 3 | 2 | 80 16 (Note) | +| | | 3 | showtime reconfiguration change count (SRECCC) | +| reject | 3 | 2 | 81 16 (Note) | +| | | 3 | showtime reconfiguration change count (SRECCC) | +| NOTE – All other values for this byte are reserved by ITU-T. | | | | + +**R.6 Near-end anomalies** + +- ME-O-Reinit interruption (*me\_o\_intrpt*): This anomaly occurs upon entry into showtime after a reinitialization associated with a reconfiguration request from the ME-O (see clause R.3) or associated with an o: \_L0\_request from the ME-O. +This anomaly is only defined at the FTU-O. + +## Annex S + +### NT software upgrade + +(This annex forms an integral part of this Recommendation.) + +#### S.1 Scope + +This annex provides means to upgrade the software of an NT where the executable software can be upgraded with a single vendor-specific image file. The executable software may exist in multiple parts of the equipment (e.g., DSP firmware and higher layer application software). Two images are maintained at the NT so that one can be upgraded while the other one is executed. The contents of this software image file and the upgrade of individual components of an NT are beyond the scope of this annex. + +This annex is beyond the scope of transceiver functionality and is optional for system implementations. + +#### S.2 References + +[IETF RFC 1321] R. Rivest, "The MD5 Message-Digest Algorithm, 1992", IETF RFC 1321, April 1992. + +[ITU-T I.363.5] Recommendation ITU-T I.363.5 (1996), *B-ISDN ATM Adaptation Layer specification : Type 5 AAL*. + +#### S.3 Reference model + +The reference model for the NT software upgrade is shown in Figure S.1. It contains the associated OAM entities of the DPU and NT. The DPU entity contains the software image management function as a part of the ME-O. The ME-O will act as a master for the software image upgrades at the ME-R, which contains two instances of software images (0 and 1). Those two instances of software images at the NT are managed independently by the software management function of the DPU. Additional vendor specific files may be managed (see clause S.4.2). + +![Figure S.1 – Software image management reference model diagram](cf7d595115f18153d474e38cf9ea972d_img.jpg) + +The diagram illustrates the software image management reference model. It consists of two main entities: DPU (left) and NT (right), connected by a bidirectional arrow labeled 'System-related OAM data'. +The DPU entity is a box containing: +- A circle labeled 'MIB' and a rectangle labeled 'NMS' at the top. +- A box labeled 'ME-O' below them, which contains a sub-box labeled 'Software image management'. +- A box labeled 'Upper layers of FTU-O management protocol stack' at the bottom. +The NT entity is a box containing: +- A dashed circle labeled 'MIB' at the top. +- A box labeled 'ME-R' below it, which contains two sub-boxes labeled 'Software image 0' and 'Software image 1'. +- A box labeled 'Upper layers of FTU-R management protocol stack' at the bottom. +Connections: +- Inside the DPU, double-headed arrows connect 'MIB' to 'ME-O' and 'NMS' to 'ME-O' (the latter is labeled with a 'Q'). +- Inside the NT, a double-headed arrow connects 'MIB' to 'ME-R'. +- A horizontal double-headed arrow labeled 'System-related OAM data' connects the 'Upper layers of FTU-O management protocol stack' in the DPU to the 'Upper layers of FTU-R management protocol stack' in the NT. +A small label 'G.9701(14)-Amd.3(17)\_FS.1' is located at the bottom right of the diagram. + +Figure S.1 – Software image management reference model diagram + +Figure S.1 – Software image management reference model + +The status of each software image at the ME-R is reflected in DPU-MIB. The ME-O and ME-R use a transparent communication channel to exchange software management commands and data between them as system-related OAM data. The clauses of this annex describe the software image management process and the details of messages exchanged. + +## S.4 Software image management process + +The ME-O manages executable software images stored in the NT (documented here as its fundamental usage, clause S.4.1). This process may also be used to manage vendor-specific files at the NT (documented here as vendor-specific usage, see clause S.4.2). + +### S.4.1 Fundamental usage + +The NT contains two software image instances, each independently manageable. + +Some pluggable equipment might not contain software. Others may contain software that is intrinsically bound to the NT's own software image. No software image can be managed for such equipment, though it may be convenient for the NT to support the retrieval of attributes of the software image. In this case, the ME-R would support only the 'get software image' action. + +#### S.4.1.1 Software images attributes for fundamental usage + +The following manageable attributes are specified for each software image instance: + +**Managed software image:** This attribute distinguishes between the two software image instances (0, 1). (mandatory) (1 byte) + +**Version:** This string attribute identifies the version of the software. (mandatory) (14 bytes) + +**Is committed:** This attribute indicates whether the associated software image is committed (1) or uncommitted (0). By definition, the committed software image is loaded and executed upon reboot of the NT. Normally, one of the two software images is committed, while the other is uncommitted. Under no circumstances are both software images allowed to be committed at the same time. On the other hand, both software images could be uncommitted at the same time if both were invalid. Upon NT first time startup, instance 0 is initialized to committed, while instance 1 is initialized to uncommitted (that is, the NT ships from the factory with image 0 committed). (mandatory) (1 byte) + +**Is active:** This attribute indicates whether the associated software image is active (1) or inactive (0). By definition, the active software image is one that is currently loaded and executing in the NT. Normally, one of the two software images is active while the other is inactive. Under no circumstances are both software images allowed to be active at the same time. On the other hand, both software images could be inactive at the same time if both were invalid. (mandatory) (1 byte) + +**Is valid:** This attribute indicates whether the associated software image is valid (1) or invalid (0). By definition, a software image is valid if it has been verified to be an executable code image. The verification mechanism is vendor discretionary; however, it should include at least a data integrity (e.g., CRC) check of the entire code image. Upon software download completion, the NT validates the associated code image and sets this attribute according to the result. (mandatory) (1 byte) + +**Product code:** This attribute provides a way for a vendor to indicate product code information on a file. It is a character string, padded with trailing nulls if it is shorter than 25 bytes. (optional) (25 bytes) + +**Image hash:** This attribute is an MD5 hash of the software image. It is computed as specified in [IETF RFC 1321] at completion of the end download action (optional) (16 bytes). + +#### S.4.1.2 Actions supporting the software upgrade process + +All of the following actions are mandatory for NTs with remotely manageable software. + +**Get software image:** Retrieve attributes of a software image instance. This action is valid for all software image instances. + +**Start download:** Initiate a software download sequence. This action is valid only for a software image instance that is neither active nor committed. + +**Download section:** Download a section of a software image. This action is valid only for a software image instance that is currently being downloaded (image 1 in state S2, image 0 in state S2' as shown in Figure S.3). + +**End download:** Signal the completion of a download image sequence, providing CRC for final verification. This action is valid only for a software image instance that is currently being downloaded (image 1 in state S2, image 0 in state S2' as shown in Figure S.3). + +**Activate image:** Load/execute a software image. When this action is applied to a software image that is currently inactive, execution of the current code image is suspended, the associated software image is loaded from non-volatile memory, and execution of this new code image is initiated (that is, the associated entity reboots on the previously inactive image). When this action is applied to a software image that is already active, a soft restart is performed. The software image is not reloaded from non-volatile memory; the current volatile code image is simply restarted. Set the *is active* attribute value to 1 for the target software image instance and set the *is active* attribute value to 0 for the other software image. This action is only valid for a valid software image. + +**Commit image:** Set the *is committed* attribute value to 1 for the target software image instance and set the *is committed* attribute value to 0 for the other software image. This causes the committed software image to be loaded and executed by the boot code upon subsequent start-ups. This action is only applicable when the target software image is valid. + +NOTE – Software upgrade process using the above actions is exemplified in clause S.6. + +#### S.4.2 Vendor-specific usage + +In this application, the software image management is flexible, in keeping with the needs of particular vendors and applications. The distinction between fundamental and vendor-specific usage is that the managed software image instance shall not be a value that could be used in the fundamental usage application. That is, this byte shall be neither 0016 nor 0116. + +The NT automatically instantiates as many software image instances as it is prepared to support. + +- In its vendor-specific usage, the support of attributes of the software image instances are optional. +- The actions are optional. +- Files might or might not exist in versioned pairs (previous revision, next revision). + +##### S.4.2.1 File attributes for the vendor-specific usage + +Each software image instance has the following manageable attributes: + +**Managed software image:** This attribute distinguishes between software image instances, and in vendor-specific usage is required to have neither the value 0016 nor the value 0116. It is suggested that the software image be numbered consecutively beginning from 2 (mandatory) (1 byte). + +**Version:** If this attribute is supported, its meaning is the same as that of the fundamental usage application (optional) (14 bytes). + +**Is committed:** This attribute indicates whether the associated file is committed (1) or uncommitted (0). Vendor-specific instances might or might not exist in pairs, and might or might not support the concept of a commit (optional) (1 byte). + +**Is active:** This attribute indicates whether the associated file is active (1) or inactive (0). Vendor-specific instances might or might not support the concept of an active state (optional) (1 byte). + +**Is valid:** This attribute indicates whether the associated file is valid (1) or invalid (0). Vendor-specific instances might or might not include a way to determine their validity (optional) (1 byte). + +**Product code:** This attribute provides a way for a vendor to indicate product code information on a file. It is a character string, padded with trailing nulls if it is shorter than 25 bytes (optional) (25 bytes). + +**Image hash:** This attribute is an MD5 hash of the software image. It is computed at completion of the end download action (optional) (16 bytes). + +#### S.4.2.2 Actions for vendor-specific usage and download process + +The following actions are available for vendor-specific use, but optional. If the NT does not support a given action, it should respond with a reason code indicating "command not supported". + +**Get software image:** Retrieve attributes of a software image instance. This action is valid for all software image instances. + +**Start download:** Initiate a software download sequence. + +**Download section:** Download a section of a file. + +**End download:** Signal the completion of a file download, providing CRC and version information for final verification, if supported. This action causes the file to be stored in the NT's non-volatile memory. + +NOTE – The download mechanism supports downloading of a zero byte file to the NT. This is done using a start download command specifying an image size of zero, followed by an immediate end download, with a zero CRC and also specifying an image size of zero. The action the NT takes from this messaging is beyond the scope of this annex. It is vendor discretionary whether the NT recognizes downloading a file of size zero as a file delete operation, or as a file replace operation, or as any other vendor discretionary operation. + +**Activate image:** Effectuate the file, for example by loading its contents into NT hardware. If appropriate, the hardware or application may be reinitialized. Set the *is active* attribute value to 1 for the target file instance. + +**Commit image:** Set the *is committed* attribute value to 1 for the target file instance, if supported. The semantics of this operation are vendor-specific; there is no de-commit action. + +#### S.4.3 OAM data for software management + +The OAM data for software management process is transparently exchanged between ME-O and ME-R. The messages described in the subsequent section are to be included in the payload of a datagram eoc command (see clause 11.2.2.4.2). Each message in clause S.5 sent from ME-O to ME-R or from ME-R to ME-O is included as payload of exactly one datagram eoc command without additional data or protocol. The message size is limited by the maximum payload size of the datagram eoc command (up to 1018 bytes in length). + +Support of the datagram eoc command (see Table 11-6) is mandatory for Annex S. + +Some of the messages in clause S.5 require a response. The response shall be sent within 300 ms. The sending ME shall consider the message as lost if the corresponding response is not received within 400ms. + +##### S.4.3.1 Transaction correlation identifier + +The transaction correlation identifier is used to associate a request message with its response message. For request messages, the DPU shall select a transaction identifier that avoids the possibility of ambiguous responses from NTs. A response message carries the transaction identifier of the message to which it is responding. + +##### S.4.3.2 Message type field + +The message type field is subdivided into four parts. These are shown in Figure S.2. + +![](71d7b20ced0151b68d524e8163f48ecb_img.jpg) + +| | | | | | | +|-----|---|----|----|----|---| +| Bit | 7 | 6 | 5 | 4 | 0 | +| | 0 | AR | AK | MT | | + +**Figure S.2 – Message type field subdivision** + +Bit 7, the most significant bit, is reserved for future use by ITU-T. It shall be set to 0 by the transmitter and ignored by the receiver. + +Bit 6, acknowledge request (AR), indicates whether or not the message requires an acknowledgement. An acknowledgement is a response to an action request. If an acknowledgement is expected, this bit shall be set to 1. If no acknowledgement is expected, this bit shall be set to 0. In messages sent by the NT, this bit shall be set to 0. + +Bit 5, acknowledgement (AK), indicates whether or not this message is an acknowledgement to an action request. If a message is an acknowledgement, this bit shall be set to 1. If the message is not an acknowledgement, this bit shall be set to 0. In messages sent by the DPU, this bit shall be set to 0. + +Bits 4..0, message type (MT), indicate the message type, as defined in Table S.1. Values not shown in the table are reserved by ITU-T. + +**Table S.1 – NT software management message types** + +| MT | Type | Purpose | AR | AK | +|----|----------------------------------|-------------------------------------------------------------------------------------------|------|----| +| 30 | Get software image | DPU requests one or more attributes of a managed software image instance from the NT. | 1 | 0 | +| | Get software image response | NT provides the attributes of a managed software image instance requested by the DPU | 0 | 1 | +| 19 | Start software download | DPU requests to start a software download | 1 | 0 | +| | Start software download response | NT acknowledges that a software download may start | 0 | 1 | +| 20 | Download section | Download a section of a software image | Note | No | +| | Download section response | NT acknowledges reception of last section within a window | 0 | 1 | +| 21 | End software download | End of a software download action | 1 | 0 | +| | End software download response | NT informs the DPU whether the download command was successful or not | 0 | 1 | +| 22 | Activate software | DPU requests the NT to activate the indicated software image under the provided condition | 1 | 0 | +| | Activate software response | NT informs the DPU whether the activate software command was successful or not | 0 | 1 | +| 23 | Commit software | DPU requests the NT to commit the indicated software image | 1 | 0 | +| | Commit software response | NT informs the DPU whether the commit software command was successful or not | 0 | 1 | + +**Table S.1 – NT software management message types** + +| MT | Type | Purpose | AR | AK | +|---------------------------------------------------------------------------------------------------------------|------|---------|----|----| +| NOTE – The download section action is acknowledged only for the last section within a window. See clause S.6. | | | | | + +### S.4.3.3 Get software image and get software image response messages + +The get software image and get software image response messages are used to transfer attributes of software image instances from the NT to the DPU. + +For an attribute mask, a bit map is used in the get software image and get software image response messages. This bit map indicates which attributes are requested (in the case of get software image) or provided (in the case of get software image response). The bit map is composed as given in Table S.2. + +**Table S.2 – NT software image attributes** + +| Byte | Bit | | | | | | | | +|------|-------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------| +| | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | +| 1 | Attribute 1 | Attribute 2 | Attribute 3 | Attribute 4 | Attribute 5 | Attribute 6 | Attribute 7 | Attribute 8 | +| 2 | Attribute 9 | Attribute 10 | Attribute 11 | Attribute 12 | Attribute 13 | Attribute 14 | Attribute 15 | Attribute 16 | + +The attribute numbers in Table S.2 correspond to the specific attributes as given in Table S.3. An attribute is 'set' if the corresponding bit in the attribute mask is equal to 1 and is not set if the bit is 0. + +**Table S.3 – NT software image attributes** + +| Attribute Number | Description | +|------------------|--------------| +| 1 | Version | +| 2 | Is committed | +| 3 | Is active | +| 4 | Is valid | +| 5 | Product code | +| 6 | Image hash | +| 7..16 | Reserved | + +## S.5 Message set + +### S.5.1 Get software image + +**Table S.4 – Get software image message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|----------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | AR = 1, AK = 0, MT = 30
Action = get software image. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 2 (Note). | +| Message contents | 8-9 | | | | | | | | | Attribute mask | + +NOTE – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +## S.5.2 Get software image response + +**Table S.5 – Get software image response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | AR = 0, AK = 1, MT = 30
Action = get software image response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes, variable for this message type (Note). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command processed successfully
0001 command processing error
0010 command not supported
0011 parameter error
0100 reserved by ITU-T
0101 unknown managed software image instance
0110 device busy
1001 attribute(s) failed or unknown | +| | 9-10 | | | | | | | | | Attribute mask | +| | 11-12 | | | | | | | | | Optional-attribute mask, used with 1001 encoding:
0 default
1 unsupported attribute | +| | 13-14 | | | | | | | | | Attribute execution mask, used with 1001 encoding:
0 default
1 failed attribute | +| | 15-n | | | | | | | | | Value of first attribute included (size depending on the type of attribute). | +| | | | | | | | | | | ... | +| | | | | | | | | | | Value of last attribute included. | + +**Table S.5 – Get software image response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|---|---|---|---|---|---|---|---|----------| +| NOTE – This field shall be coded as an unsigned integer on 16 bits [b 15 ... b 0 ], where b 0 is the LSB.
Byte 6 shall represent [b 15 ... b 8 ] and byte 7 shall represent [b 7 ... b 0 ]. | | | | | | | | | | | + +Bytes 11-14 are allocated for the optional-attribute and attribute execution masks; however, the contents of these bytes are only valid in conjunction with result code 1001 used to indicate failed or unknown attributes. When the result code is not 1001, these bytes shall be set to 0 by the NT transmitter and ignored by the DPU receiver. + +### S.5.3 Start software download + +**Table S.6 – Start software download message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|---|---|---|---|---|---|---|---|----------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | AR = 1, AK = 0, MT = 19
Action = start software download. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 5 (Note 1). | +| Message contents | 8 | | | | | | | | | Window size (represented as a number of sections) minus one (Note 2). | +| | 9-12 | | | | | | | | | Image size in bytes (Note 3). | +| NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b 15 ... b 0 ], where b 0 is the LSB.
Byte 6 shall represent [b 15 ... b 8 ] and byte 7 shall represent [b 7 ... b 0 ]. | | | | | | | | | | | +| NOTE 2 – This value shall be coded as an unsigned integer on 8 bits [b 7 ... b 0 ], where b 0 is the LSB. | | | | | | | | | | | +| NOTE 3 – This value shall be coded as an unsigned integer on 32 bits [b 31 ... b 0 ], where b 0 is the LSB.
Byte 9 shall represent [b 31 ... b 24 ] and byte 12 shall represent [b 7 ... b 0 ]. | | | | | | | | | | | + +### S.5.4 Start software download response + +The response contains a result code in byte 8, and a window size counter-proposal (which may be the same as that suggested by the DPU in the original request) in byte 9. + +**Table S.7 – Start software download response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 0 | 0 | 1 | 1 | AR = 0, AK = 1, MT = 19
bits 5-1: action = start software download response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 2 (Note 1). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command processed successfully
0001 command processing error
0010 command not supported
0011 parameter error
0100 reserved by ITU-T
0101 unknown managed software image instance
0110 device busy | +| | 9 | | | | | | | | | Window size (represented as a number of sections) minus one (Note 2). | + +NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +NOTE 2 – This value shall be coded as an unsigned integer on 8 bits [b7 ... b0], where b0 is the LSB. + +## S.5.5 Download section + +**Table S.8 – Download section message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|--------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | x | 0 | 1 | 0 | 1 | 0 | 0 | AR = x, AK = 0, MT = 20
x = 0 no response expected (section within a window)
x = 1 response expected (last section of a window)
Action = download section | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes, variable for this message type (Note 1). | +| Message contents | 8 | | | | | | | | | Download section number (Note 2). | +| | 9-n | | | | | | | | | Software image data. | + +NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +NOTE 2 – This value shall be coded as an unsigned integer on 8 bits [b7 ... b0], where b0 is the LSB. + +## S.5.6 Download section response + +**Table S.9 – Download section response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | AR = 0, AK = 1, MT = 20
Action = download section response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 2 (Note 1). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command processed successfully
0001 command processing error
0010 command not supported
0011 parameter error
0100 reserved by ITU-T
0101 unknown managed software image instance
0110 device busy | +| | 9 | | | | | | | | | Download section number (Note 2). | + +NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +NOTE 2 – This value shall be coded as an unsigned integer on 8 bits [b7 ... b0], where b0 is the LSB. + +### S.5.7 End software download + +The format of this command is similar to that of the start software download message. + +**Table S.10 – End software download message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|-------|---|---|---|---|---|---|---|---|----------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 1 | 0 | 1 | 0 | 1 | 0 | 1 | AR = 1, AK = 0, MT = 21
Action = end software download. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 8 (Note 1). | +| Message contents | 8-11 | | | | | | | | | CRC-32, computed over all bytes of the software image, as specified in [ITU-T I.363.5]. | +| | 12-15 | | | | | | | | | Image size in bytes (Note 2). | + +NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +NOTE 2 – This value shall be coded as an unsigned integer on 32 bits [b31 ... b0], where b0 is the LSB. Byte 12 shall represent [b31 ... b24] and byte 15 shall represent [b7 ... b0]. + +### S.5.8 End software download response + +The response message informs the DPU whether the download command was successful. Byte 8 reports the result of the process, and indicates device busy as long as the instances is busy writing the image to a non-volatile store. Once the NT has stored all images successfully, it responds to continued end software download commands with a 0 in byte 8. + +**Table S.11 – End software download response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | AR = 0, AK = 1, MT = 21
Action = end software download response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 instance 0
1 instance 1
2..254 vendor-specific use
255 reserved by ITU-T | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 1 (Note). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command processed successfully (CRC correct)
0001 command processing error (CRC incorrect, in addition to the normal criteria)
0010 command not supported
0011 parameter error
0100 reserved for use by ITU-T
0101 unknown managed software image instance
0110 device busy
1000 CRC correct and image stored in volatile memory | + +NOTE – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +## S.5.9 Activate image + +Table S.12 – Activate image message + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | AR = 1, AK = 0, MT = 22
Action = activate image. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 first instance
1 second instance
2..254 vendor-specific use | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 1 (Note 1). | +| Flags | 8 | 0 | 0 | 0 | 0 | 0 | 0 | F | F | Bits FF:
00 Activate image unconditionally
01 Activate image only if no POTS/VoIP calls are in progress
10 Activate image only if no emergency call is in progress (Note 2)
11 Reserved
If the NT denies the activate image command because of the FF field, it returns result, reason code 0110, device busy. | + +NOTE 1 – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +NOTE 2 – The NT determines the presence of an originating emergency call on a vendor discretionary basis. + +## S.5.10 Activate image response + +Table S.13 – Activate image response message + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 0 | AR = 0, AK = 1, MT = 22
Action = activate image response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 first instance
1 second instance
2..254 vendor-specific use | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 1 (Note). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command received successfully, activation of new image will follow according to clause S.6.3
0001 command processing error
0010 command not supported
0011 parameter error
0100 reserved by ITU-T
0101 unknown managed software image instance
0110 device busy | + +NOTE – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +## S.5.11 Commit image + +**Table S.14 – Commit image message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | AR = 1, AK = 0, MT = 23
Action = commit image. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 first instance
1 second instance
2..254 vendor-specific use | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 0 (Note). | + +NOTE – This field shall be coded as an unsigned integer on 16 bits [b15 ... b0], where b0 is the LSB. Byte 6 shall represent [b15 ... b8] and byte 7 shall represent [b7 ... b0]. + +## S.5.12 Commit image response + +**Table S.15 – Commit image response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|------------------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Datagram protocol identifier | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | NT software management = 01 16 | +| Transaction correlation identifier | 2-3 | | | | | | | | | | +| Message type | 4 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | AR = 0, AK = 1, MT = 23
Action = commit image response. | +| Managed software image instance | 5 | | | | | | | | | Software image instance
0 first instance
1 second instance
2..254 vendor-specific use | +| Message contents length | 6-7 | | | | | | | | | Length of message contents field in bytes = 1 (Note). | +| Message contents | 8 | 0 | 0 | 0 | 0 | x | x | x | x | Result, reason
0000 command processed successfully
0001 command processing error
0010 command not supported
0011 parameter error
0100 reserved by ITU-T | + +**Table S.15 – Commit image response message** + +| Field | Byte | 7 | 6 | 5 | 4 | 3 | 2 | 1 | 0 | Comments | +|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------| +| | | | | | | | | | | 0101 unknown managed software image instance
0110 device busy | +| NOTE – This field shall be coded as an unsigned integer on 16 bits [b 15 ... b 0 ], where b 0 is the LSB. Byte 6 shall represent [b 15 ... b 8 ] and byte 7 shall represent [b 7 ... b 0 ]. | | | | | | | | | | | + +## S.6 Software upgrade (informative) + +### S.6.1 Overview + +The software image management is specified in clause S.4. The NT creates two software image instances, 0 and 1. Each image has three Boolean attributes: committed, active and valid. An image is valid if the contents have been verified to be an executable code image. An image is committed if it will be loaded and executed upon reboot of the NT. An image is active if it is currently loaded and executing in the NT. At any given time, at most one image may be active and at most one image may be committed. + +An NT goes through a series of states to download and activate a software image as shown in Figure S.3. Each state is determined by the status of both software images. For example, S3 is the state where both images are valid but only image 0 is committed and active. State S0 is a conceptual initialization state. + +The DPU controls the state of the NT through a series of commands specified in clause S.4. For example, an NT in state S3 will transition to state S4 upon receipt of the activate (1) command. The specified commands are start download, download section, end download, activate image and commit image. + +![Software image state diagram showing states S0 through S4 and S0' through S4' with transitions for download, activation, and commit actions.](228db097d546afebf934a1befb86a0a6_img.jpg) + +The diagram illustrates the state transitions for software images 0 and 1. States are represented as boxes containing the current status of both images. Transitions are triggered by specific actions like 'Start download', 'End download', 'Activate', 'Commit', 'Reboot', or 'Successful completion of initial (proprietary) bootstrap'. + +**State S1** + +| SW image 0 | SW image 1 | +|-----------------------------------------------------------------------|--------------------------------------------------------------------| +| is active: yes
is committed: yes
is valid: yes
version: xxxx | is active: no
is committed: no
is valid: no
version: null | + +**State S1'** + +| SW image 0 | SW image 1 | +|--------------------------------------------------------------------|-----------------------------------------------------------------------| +| is active: no
is committed: no
is valid: no
version: null | is active: yes
is committed: yes
is valid: yes
version: yyyy | + +**State S0 (NT inactive)** + +| | | +|--|--| +| | | +|--|--| + +**State S2** + +| SW image 0 | SW image 1 | +|-----------------------------------------------------------------------|--------------------------------------------------------------------| +| is active: yes
is committed: yes
is valid: yes
version: xxxx | is active: no
is committed: no
is valid: no
version: null | + +**State S2'** + +| SW image 0 | SW image 1 | +|--------------------------------------------------------------------|-----------------------------------------------------------------------| +| is active: no
is committed: no
is valid: no
version: null | is active: yes
is committed: yes
is valid: yes
version: yyyy | + +**State S3** + +| SW image 0 | SW image 1 | +|-----------------------------------------------------------------------|---------------------------------------------------------------------| +| is active: yes
is committed: yes
is valid: yes
version: xxxx | is active: no
is committed: no
is valid: yes
version: yyyy | + +**State S3'** + +| SW image 0 | SW image 1 | +|---------------------------------------------------------------------|-----------------------------------------------------------------------| +| is active: no
is committed: no
is valid: yes
version: xxxx | is active: yes
is committed: yes
is valid: yes
version: yyyy | + +**State S4** + +| SW image 0 | SW image 1 | +|----------------------------------------------------------------------|----------------------------------------------------------------------| +| is active: no
is committed: yes
is valid: yes
version: xxxx | is active: yes
is committed: no
is valid: yes
version: yyyy | + +**State S4'** + +| SW image 0 | SW image 1 | +|----------------------------------------------------------------------|----------------------------------------------------------------------| +| is active: yes
is committed: no
is valid: yes
version: xxxx | is active: no
is committed: yes
is valid: yes
version: yyyy | + +Software image state diagram showing states S0 through S4 and S0' through S4' with transitions for download, activation, and commit actions. + +G.9701(14)-Amd.3(17)\_FS.3 + +NOTE 1 – In Figure S.3, states S1 and S2 (and S1' and S2') are distinguished only for convenience in understanding the flow. Upon receipt of a start download message, and particularly when the NT reboots, any partial downloads in progress are discarded. + +NOTE 2 – In Figure S.3, state transitions occur when any of the listed actions occur. + +**Figure S.3 – Software image state diagram** + +## S.6.2 Software image download + +The software image download operation is a file transfer from the DPU to the NT. + +The atomic unit of file transfer is the section, the amount of data that can be transferred in a single download section message. The maximum size of the section is limited by the maximum payload size of the datagram eoc command (see clause 11.2.2.4.2). The DPU may send smaller sections at will, including the final section of a file transfer. Because the message format allows for variable length, software image sections are never padded. + +A number of sections comprise a so-called window. A window shall not exceed 256 sections. Figure S.4 illustrates the relationship between a software image and its decomposition into windows and sections. + +![Diagram illustrating the relationship between image, windows, and sections. The top row shows 'Section byte number' with indices 0, 1, 2, ..., up to 'Section size-1'. The middle row shows 'Window "Download section number"' with indices 0, 1, 2, ..., up to 'Window size-1'. The bottom row shows 'Image'. Brackets indicate that a window contains multiple sections, and the entire image is composed of multiple windows.](19e7f556b5e140aec5fa5cf469e381c6_img.jpg) + +The diagram illustrates the hierarchical decomposition of a software image. At the top, a row of boxes represents 'Section byte number', with the first three labeled 0, 1, 2, followed by an ellipsis, and the last box labeled 'Section size-1'. A bracket below this row groups a set of sections. Below the bracket, a row of boxes represents 'Window "Download section number"', with the first three labeled 0, 1, 2, followed by an ellipsis, and the last box labeled 'Window size-1'. A bracket below this row groups a set of windows. Below that bracket, a row of boxes represents the 'Image'. The diagram shows that a window contains multiple sections, and the entire image is composed of multiple windows. + +G.9701(14)-Amd.3(17)\_FS.4 + +Diagram illustrating the relationship between image, windows, and sections. The top row shows 'Section byte number' with indices 0, 1, 2, ..., up to 'Section size-1'. The middle row shows 'Window "Download section number"' with indices 0, 1, 2, ..., up to 'Window size-1'. The bottom row shows 'Image'. Brackets indicate that a window contains multiple sections, and the entire image is composed of multiple windows. + +**Figure S.4 – Relationship between image, windows and sections** + +During the initial software download message exchange, the DPU proposes a maximum window size, but a lower value can be stipulated by the NT, which shall be accepted by the DPU. The DPU may send windows with fewer sections than this negotiated maximum, but shall not exceed the maximum. Though it is not a preferred choice, the DPU may send all windows at the full negotiated maximum size, with the final window of the download operation with download section messages containing only null bytes. + +Each download section message contains a sequence number, which begins anew at 0 with each window. By tracking the incrementing sequence numbers, the NT can confirm that it has in fact received each section of code. + +In the message type field of the last download section message of each window, the DPU indicates the end of the window by setting the AR (acknowledgement request) bit – prior download section messages are unacknowledged. If the NT has not received the entire window correctly, i.e., if it misses a sequence number, it acknowledges with a command processing error result, whereupon the DPU falls back to the beginning of the window and tries again. To improve the chance of successful transmission, the DPU may choose to reduce the size of the window on its next attempt. + +When the final window has been successfully downloaded, the DPU sends an end software download message whose contents include the size of the downloaded image in bytes, along with a CRC-32 computed according to [ITU-T I.363.5], across the entire image. If the NT agrees with both of these values, it updates the software image validity attribute to indicate that the newly downloaded image is valid. Figure S.5 illustrates this process. + +![Sequence diagram of software download between DPU and NT. The process involves starting a download, negotiating window size, downloading sections with acknowledgments, handling a failure and retransmission, downloading the final window, and ending the download with a CRC-32 check.](a092f5dd0ec09e686cabbad239fe6eb2_img.jpg) + +``` + +sequenceDiagram + participant DPU + participant NT + Note right of NT: The NT sets given software image instance to not valid. +The NT responds with same or smaller window size N. + DPU->>NT: Start software download (instance, window size-1, image size) + NT-->>DPU: Start software download response (instance, success, window size-1) + Note left of DPU: The DPU accepts proposed window size N. +The DPU downloads first window: for illustration, +this one contains N full sections. + DPU->>NT: Download section (instance, section 0, section size of image data) + DPU->>NT: Download section (instance, section 1, section size of image data) + Note right of DPU: ... + DPU->>NT: Download section (instance, section N-1, section size of image data) [AR = ack rqst] + NT-->>DPU: Download section response (instance, command processing error, section N-1) + Note left of DPU: NT signals failure to receive some or all of window. +The DPU re-transmits window. For illustration, DPU +chooses to send only S sections this time, $S \leq N$ + DPU->>NT: Download section (instance, section 0, section size of image data) + Note right of DPU: ... + DPU->>NT: Download section (instance, section S-1, section size of image data) [AR] + NT-->>DPU: Download section response (instance, success, section S-1) + Note left of DPU: The DPU transmits final window. for illustration, F +section ( $F \leq N$ ) are assumed with less than section +size bytes in section F-1. DPU sends only F sections. + DPU->>NT: Download section (instance, section 0, section size bytes of image data) + Note right of DPU: ... + DPU->>NT: Download section (instance, section F-1, remaining bytes of image data) [AR] + NT-->>DPU: Download section response (instance, success, section F-1) + Note left of DPU: The DPU terminates the software download + DPU->>NT: End software download (instance, CRC-32, image size) + NT-->>DPU: End software download response (instance, success) + Note right of NT: The NT terminates software download, +marks its image instance valid + +``` + +G.9701(14)-Amd.3(17)\_FS.5 + +Sequence diagram of software download between DPU and NT. The process involves starting a download, negotiating window size, downloading sections with acknowledgments, handling a failure and retransmission, downloading the final window, and ending the download with a CRC-32 check. + +**Figure S.5 – Software download** + +The NT positively acknowledges an end download message only after it has performed whatever operations may be necessary – such as storage in non-volatile memory – to accept an immediate activate or commit message from the DPU. As illustrated in Figure S.6, the NT responds with a device busy result code until these operations are complete, and the DPU periodically retries the end download command. The DPU includes a timeout to detect an NT that never completes the download operation. + +![Sequence diagram illustrating busy response handling between a DPU and an NT. The DPU sends the last window of a software download. The NT receives it and responds with 'Download section response'. The DPU then sends 'End software download (instance, CRC32, image size)'. The NT checks CRC32 and image size, finds them ok, but is not ready to activate or commit, responding with 'End software download response (result-reason 0110 = device busy)'. The DPU re-tries after a delay, sending the 'End software download' command again. The NT checks again, finds CRC and image size ok, and is now ready to commit, responding with 'End software download response (ok)'.](c3f8301dc7ba46132c0b82dd1541e13f_img.jpg) + +``` + +sequenceDiagram + participant DPU + participant NT + Note left of DPU: The DPU sends the last window + DPU->>NT: Download section (software image (section 0, image data)) + DPU->>NT: Download section (section 1, image data) + Note right of NT: The NT successfully receives the window + DPU->>NT: Download section (section N-1, image data) [AR = ack rqst] + NT->>DPU: Download section response + DPU->>NT: End software download (instance, CRC32, image size) + Note right of NT: CRC32 and image size ok, but the NT is not ready to activate or commit + NT->>DPU: End software download response (result-reason 0110 = device busy) + Note left of DPU: The DPU re-tries after a delay + DPU->>NT: End software download (instance, CRC32, image size) + Note right of NT: CRC and image size ok +The NT is now ready to commit + NT->>DPU: End software download response (ok) + +``` + +G.9701(14)-Amd.3(17)\_FS.6 + +Sequence diagram illustrating busy response handling between a DPU and an NT. The DPU sends the last window of a software download. The NT receives it and responds with 'Download section response'. The DPU then sends 'End software download (instance, CRC32, image size)'. The NT checks CRC32 and image size, finds them ok, but is not ready to activate or commit, responding with 'End software download response (result-reason 0110 = device busy)'. The DPU re-tries after a delay, sending the 'End software download' command again. The NT checks again, finds CRC and image size ok, and is now ready to commit, responding with 'End software download response (ok)'. + +**Figure S.6 – Busy response handling** + +The nested state machines in the DPU and NT can conceivably get out of step in a number of unspecified ways; nor is it specified how to escape from a loop of transmission failure and retry. As a recovery mechanism from detectable state errors, it is recommended that the NT reply with command processing error result codes to both the acknowledged download section and the end software download commands, and that the DPU send a final end software download command with a known bad CRC and image size (e.g., all 0), whereupon both the DPU and the NT reset to the state in which no download is in progress, that is, state S1/S1' of Figure S.3. Likewise, the DPU can abort the download operation at any time by sending an end software download message with invalid CRC and image size. + +### S.6.3 Software image activate and commit + +Figure S.7 shows the details of software image activate and commit. When the NT has downloaded and validated a new image, that image is initially not-committed and not-activated. The DPU may then send the activate image command. After the NT sends a positive activate image response, the NT loads and executes the new software image, but without changing the committed state of either image. The DPU may then send the commit image command, causing the NT to set the commit state true for the new image, and false for the previous image. The time between the download, activate and commit phases is not specified. + +If there is a problem with the newly activated image that causes the NT to fail (e.g., watchdog timeout), the NT may do a soft restart on the (other) committed image. Activating prior to committing may thereby allow for automatic failure recovery by the NT. + +![Sequence diagram showing the interaction between a DPU and an NT for software activation and commit.](1e400356478c5d6b421eeb3d2594ec79_img.jpg) + +``` +sequenceDiagram + participant DPU + participant NT + Note right of NT: The NT marks the software image as activated. + Note right of NT: The NT re-starts with new image which is now active but uncommitted. + Note left of DPU: After successful start-up sequence, the DPU decides to commit the active software image. + Note right of NT: The NT marks the software image as committed. + + DPU->>NT: Activate image (software image (instance)) + NT-->>DPU: Activate image response + Note right of NT: ... + DPU->>NT: Commit image (software image (instance)) + NT-->>DPU: Commit image response +``` + +The diagram illustrates a sequence of interactions between a DPU (Data Processing Unit) and an NT (Network Terminal). The sequence begins with the DPU sending an 'Activate image (software image (instance))' message to the NT. The NT responds with 'Activate image response'. A note on the NT side indicates that it marks the software image as activated. Following this, the NT re-starts with the new image, which is now active but uncommitted. A note on the DPU side indicates that after a successful start-up sequence, it decides to commit the active software image. The DPU then sends a 'Commit image (software image (instance))' message to the NT. The NT responds with 'Commit image response' and marks the software image as committed. A small ellipsis (...) is shown between the activation and commit phases. The diagram is labeled G.9701(14)-Amd.3(17)\_FS.7 at the bottom right. + +Sequence diagram showing the interaction between a DPU and an NT for software activation and commit. + +**Figure S.7 – Software activate and commit** + +## Annex T + +### Dynamic time assignment (DTA) – higher-layer control aspects + +(This annex forms an integral part of this Recommendation.) + +#### T.1 Scope + +This annex specifies the cross-layer control aspects of dynamic time assignment (DTA). According to Annex D and Annex X, the DRA block monitors traffic-related information and decides when to make changes in the TDD frame configuration of each FTU-O. The update of the TDD frame configuration is done using the DTA procedures described in clauses D.5.2 and X.6.2. This annex specifies the parameters to control the behaviour of the DRA functionality that determines DTA. If not stated otherwise, the requirements and definitions specified in this Annex are applicable to independent DTA (iDTA) according to Annex X and to coordinated DTA (cDTA) according to Annex D. The specified parameters are individual to each line managed by the DRA. + +#### T.2 DTA control parameters + +The DRA control parameters that facilitate iDTA operation according to Annex X and cDTA operation according to Annex D are shown in Table T.1. + +**Table T.1 – DTA control parameters** + +| Parameter name | Description | Applicable to | | Reference | +|--------------------------------|--------------------------------------------|---------------------------|---------------------------|---------------| +| | | iDTA according to Annex X | cDTA according to Annex D | | +| Annex_X_mode | Annex X operation mode | Yes | No | Clause T.2.1 | +| iDTA_allowed | Allow iDTA according to Annex X | | | Clause T.2.3 | +| | | | | | +| Annex_D_mode | Annex D operation mode | No | Yes | Clause T.2.2 | +| cDTA_allowed | Allow cDTA according to Annex D | | | Clause T.2.4 | +| cDTA_proc_ctrl | cDTA procedure control (Note) | | | Clause T.2.12 | +| | | | | | +| hs_Mds | Handshake M ds | Yes | Yes | Clause T.2.5 | +| DTA_pref_Mds | Preferred M ds for DTA (Note) | | | Clause T.2.6 | +| DTA_SMax | Maximum step size for DTA changes (Note) | | | Clause T.2.7 | +| DTA_min_Mds | Minimum M ds for DTA (Note) | | | Clause T.2.8 | +| DTA_max_Mds | Maximum M ds for DTA (Note) | | | Clause T.2.9 | +| DTA_ETR_min | Minimum expected throughput for DTA (Note) | | | Clause T.2.10 | +| DTA_NDR_max | Maximum net data rate for DTA (Note) | | | Clause T.2.11 | +| DTA_Min_Time | Minimum time between DTA updates (Note) | | | Clause T.2.13 | + +NOTE – If iDTA operation according to Annex X is disabled and cDTA operation according to Annex D is disabled, this parameter shall be ignored. + +### **T.2.1 Annex X operation mode (*Annex\_X\_mode*)** + +See clause X.6.7.1. + +### **T.2.2 Annex D operation mode (*Annex\_D\_mode*)** + +See clause D.5.7.1. + +### **T.2.3 iDTA allowed according to Annex X (*iDTA\_allowed*)** + +See clause X.6.7.2. + +### **T.2.4 cDTA allowed according to Annex D (*cDTA\_allowed*)** + +See clause D.5.7.2. + +### **T.2.5 Handshake *Mds* (*hs\_Mds*)** + +The control parameter *hs\_Mds* represents the value of *Mds* selected during the ITU-T G.994.1 handshake phase of initialization (see Table 11.70.3 of [ITU-T G.994.1]) but revises the definition of the NPar(3) bits associated with the SPar(2) bit "Number of downstream symbol positions in TDD frame" as specified in Table 12-10. If iDTA or cDTA is enabled (see clauses T.2.10, D.5.9, and X.6.9), it provides the number of downstream symbol positions in a TDD frame during initialization and from the time the FTU-O enters showtime until the first DTA update. During a fast retrain, the value of *Mds* shall be set to *hs\_Mds* regardless of the value of *Mds* used in the previous L0 link state. + +NOTE – the setting of this parameter for cDTA is assumed to be the same for all active lines of a vectored group. + +### **T.2.6 Preferred *Mds* for DTA (*DTA\_pref\_Mds*)** + +The control parameter *DTA\_pref\_Mds* represents the preferred *Mds* value. + +On lines where iDTA operation according to Annex X is enabled, the value of *DTA\_pref\_Mds* provides the number of downstream symbol periods in a TDD frame requested by the DRA in a first DTA update after the FTU-O enters showtime: if *Act\_min\_Mds* ≤ *DTA\_pref\_Mds* ≤ *Act\_max\_Mds* (see clause T.2.10), the DRA shall request a DTA update (using the iDTA.request primitive, see clause X.6.1) with the value of *DTA\_pref\_Mds* at the first opportunity after the FTU-O enters showtime. + +On lines where cDTA operation is enabled, the DRA shall consider the demand for upstream and downstream traffic of all other lines that are part of a vectored group to select a suitable *Mds* value, which may be different from the value of *DTA\_pref\_Mds*. However, if the value of *DTA\_pref\_Mds* is suitable, that value shall be selected. The DRA shall request a DTA update (using the cDTA request primitives cDTA1.request or cDTA2.request1, see clause D.5.1) with the selected value of *Mds* at the first opportunity after the FTU-O enters showtime. + +*DTA\_pref\_Mds* shall be within the valid range specified for *Mds* in clause X.6.3 or clause D.5.3, whichever is applicable. *DTA\_pref\_Mds* shall be greater than or equal to *DTA\_min\_Mds* and less than or equal to *DTA\_max\_Mds*. + +NOTE 1 – The preferred *Mds* value (*DTA\_pref\_Mds*) may also be used by DTA control algorithms to return to that value in case of low traffic. In case of iDTA the DRA may decide to request DTA updates to apply the preferred *Mds* value if the demand for upstream and downstream traffic on the considered line can be fulfilled with an *Mds* value equal to *DTA\_pref\_Mds*. In case of cDTA the DRA has to consider the traffic demands of other lines. Only if the demand for upstream and downstream traffic of all lines that are part of a vectored group can be fulfilled with an *Mds* value equal to *DTA\_pref\_Mds*, DTA updates may be requested to apply this value. + +The control parameter *DTA\_pref\_Mds* shall be set to the same value as the DPU-MIB configuration parameter *DTA\_PREF\_Mds*. + +NOTE 2 – the setting of this parameter for cDTA is assumed to be the same for all active lines of a vectored group. + +### T.2.7 Maximum step size for DTA changes (*DTA\_SMax*) + +The control parameter *DTA\_SMax* represents the maximum step size for DTA changes and is the maximum change in *Mds* that the DRA is allowed to request for a single DTA update (see clause X.6.2 or clause D.5.2, whichever is applicable). The absolute value of the difference between the number of downstream symbol periods *Mds* in a TDD frame just prior to and immediately after any DTA update shall be less than or equal to *DTA\_SMax*. + +For Annex D, in order to speed up the transition to *hs\_Mds* due to a joining line (see clause D.5.2), the constraint *DTA\_SMax* shall not apply during this transition. + +The valid values for *DTA\_SMax* are all integers between 1 and 25 for *MF* = 36 and between 1 and 12 for *MF* = 23. + +The control parameter *DTA\_Smax* shall be set to the same value as the DPU-MIB configuration parameter *DTA\_SMAX*. + +NOTE – If the *ETR* falls below *DTA\_ETR\_min*, the DRA is required to initiate DTA updates in order to increase this rate above *DTA\_ETR\_min* (see clause T.2.10). Setting *DTA\_Min\_time* (see clause T.2.13) to a high value or *DTA\_SMax* to a low value or both, might result in a slow return to an *ETR* value above *DTA\_ETR\_min*, in such a case. + +### T.2.8 Minimum *Mds* for DTA (*DTA\_min\_Mds*) + +See clause X.6.7.3 and clause D.5.7.3. + +### T.2.9 Maximum *Mds* for DTA (*DTA\_max\_Mds*) + +See clause X.6.7.4 and clause D.5.7.4. + +### T.2.10 Minimum expected throughput for DTA (*DTA\_ETR\_min*) + +The control parameter *DTA\_ETR\_min* represents the minimum expected throughput for DTA and provides a target minimum *ETR* that the DRA should meet when DTA operation is enabled. + +In order to meet the *DTA\_ETR\_min* configured value for the downstream direction, the DRA shall calculate the number of downstream symbols *min\_Mds* needed to provide an expected throughput of at least *DTA\_ETR\_min*. This shall be done according to the derived framing parameters given in Table 9-21 such that *ETR* would be greater than or equal to the downstream *DTA\_ETR\_min* assuming a downstream data symbol rate of: + +$$f_D^{DS} = f_{DMT} \times \left( \frac{\min\_M_{ds} - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +For the upstream direction the DRA shall calculate the maximum value *max\_Mds* such that at least an expected throughput of the upstream *DTA\_ETR\_min* will be available. This shall be done according to the derived framing parameters given in Table 9-21 such that *ETR* would be greater than or equal to the upstream *DTA\_ETR\_min* assuming an upstream data symbol rate: + +$$f_D^{US} = f_{DMT} \times \left( \frac{(M_F - 1 - \max\_M_{ds}) - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +The calculated minimum and maximum values *min\_Mds* and *max\_Mds* shall further constrain the dynamic range of *Mds* given by *DTA\_max\_Mds* and *DTA\_min\_Mds* using the following definitions: + +$$\begin{aligned} Act\_min\_Mds &= \max(min\_Mds, DTA\_min\_Mds) \\ Act\_max\_Mds &= \min(max\_Mds, DTA\_max\_Mds) \end{aligned}$$ + +In case of iDTA according to Annex X, the DRA shall select an $Mds$ value such that $Act\_min\_Mds \leq Mds \leq Act\_max\_Mds$ . If $Act\_min\_Mds > Act\_max\_Mds$ , the value of $hs\_Mds$ shall be used by the DRA for the TDD frame configuration. In this case, the $ETR$ is lower than $DTA\_ETR\_min$ but is still greater than or equal to $ETR\_min$ . + +In case of cDTA according to Annex D, the DRA shall select a common $Mds$ value for all active lines of the vectoring group such that, for each active line, the condition $Act\_min\_Mds \leq Mds \leq Act\_max\_Mds$ is valid. + +NOTE 1 – $Act\_min\_Mds$ and $Act\_max\_Mds$ may differ between lines. + +Upon completion of an OLR occurring on the line, the values of $min\_Mds$ , $max\_Mds$ , $Act\_min\_Mds$ and $Act\_max\_Mds$ shall be updated by the DRA. If the $ETR$ falls below $DTA\_ETR\_min$ after an OLR procedure, the DRA shall recalculate the values of $min\_Mds$ , $max\_Mds$ , $Act\_min\_Mds$ and $Act\_max\_Mds$ . If, as a result of this recalculation, a change of $Mds$ is needed to increase the rate above $DTA\_ETR\_min$ , the DRA shall request a change from the FTU-O, in compliance with the configured value of $DTA\_SMax$ and $DTA\_Min\_Time$ . If the needed change cannot be accomplished with one request, the DRA shall make the necessary number of requests. The valid values and coding for $DTA\_ETR\_min$ shall be the same as for $ETR\_min$ as specified in clause 11.4.2.1. + +The control parameter $DTA\_ETR\_min$ is derived by the DRA from the DPU-MIB configuration parameter for the minimum expected throughput for DTA ( $DTA\_MINETR$ ). + +If in the DPU-MIB configuration operation according to Annex D is preferred or forced, i.e., cDTA is allowed, the value of $MINETR$ shall be configured to a value greater than or equal to $DTA\_MINETR$ for each direction of transmission and the value of $Mds$ in the DPU-MIB, which is equal to the value of the control parameter $hs\_Mds$ , shall be configured within the range from $DTA\_MIN\_Mds$ to $DTA\_MAX\_Mds$ . This constraint ensures that $Act\_min\_Mds \leq hs\_Mds \leq Act\_max\_Mds$ . + +NOTE 2 – To comply with the requirement $ETR \geq DTA\_ETR\_min$ in the upstream, under unfavourable loop conditions, the $Act\_max\_Mds$ might be lower than $DTA\_max\_Mds$ . In this case the DRA will report in the DPU-MIB a GDRds (see clause 7.11.1.3 of [ITU-T G.997.2]) that is lower than the NDRds, even in case the DRA or L2+ functions do not have any intrinsic throughput capability limitations. + +NOTE 3 – To comply with the requirement $ETR \geq DTA\_ETR\_min$ in the downstream, under unfavourable loop conditions, the $Act\_min\_Mds$ might be higher than $DTA\_min\_Mds$ . In this case the DRA will report in the DPU-MIB a GDRus (see clause 7.11.1.3 of [ITU-T G.997.2]) that is lower than the NDRus, even in case the DRA or L2+ functions do not have any intrinsic throughput capability limitations. + +## T.2.11 Maximum net data rate for DTA ( $DTA\_NDR\_max$ ) + +See clause X.6.7.5 and clause D.5.7.5. + +## T.2.12 cDTA procedure control ( $cDTA\_proc\_ctrl$ ) + +The control parameter $cDTA\_proc\_ctrl$ determines the procedure type that the DRA is allowed to apply. Valid values are 0, 1 and 2. + +If $cDTA\_proc\_ctrl = 0$ , the DRA is allowed to use the one-step or two-step cDTA procedure. To initiate a cDTA update the DRA shall send to the FTU-O either the request primitive $cDTA1.request$ in the case of the one-step procedure or the request primitive $cDTA2.request1$ in the case of the two-step procedure (see clause D.5.1). + +If $cDTA\_proc\_ctrl = 1$ , the DRA shall use the one-step cDTA procedure only. To initiate a cDTA update the DRA shall send the request primitive $cDTA1.request$ to the FTU-O (see clause D.5.1 and clause D.5.6.1). + +If *cDTA\_proc\_ctrl* = 2, the DRA shall use the two-step cDTA procedure only. To initiate a cDTA update the DRA shall send the request primitive cDTA2.request1 to the FTU-O (see clause D.5.1). If the two-step cDTA procedure is not supported by the FTU-O, then the DRA shall not send any cDTA request primitives to the FTU-O and shall report that cDTA is disabled (*cDTA\_proc\_act*=0). + +NOTE 1 – *cDTA\_proc\_ctrl* = 2 is intended to be used for test purposes. + +The DRA shall select the cDTA procedure type (one-step or two-step cDTA procedure) according to the setting of the control parameter *cDTA\_proc\_ctrl*. The selected procedure type shall not change in showtime and shall be reported in the reporting parameter *cDTA\_proc\_act* (see clause D.5.8.2). + +NOTE 2 – The setting of this parameter is assumed to be the same for all active lines of a vectored group. + +The *cDTA\_proc\_act* is indicated to the FTU-R during initialization (see Table D.13). + +The control parameter *cDTA\_proc\_ctrl* shall be set to the same value as the DPU-MIB configuration parameter CDTA\_PROC\_CTRL. + +### **T.2.13 Minimum time between DTA updates (*DTA\_Min\_Time*)** + +This is the minimum time between any two successive iDTA or cDTA updates. The DRA shall not send a DTA request primitive (including iDTA.request, cDTA1.request, and cDTA2.request1) to the FTU-O within *DTA\_Min\_Time* after the previous cDTA update has been completed (see clause D.5.6). + +For Annex D, in order to speed up the transition to *hs\_Mds* due to a joining line (see clause D.5.2), the constraint *DTA\_Min\_Time* shall not apply during this transition. + +The valid range of *DTA\_Min\_time* shall be from 0 to 163.83 seconds in steps of 0.01 second. + +NOTE – If the *ETR* falls below *DTA\_ETR\_min*, the DRA is required to initiate DTA updates in order to increase this rate above *DTA\_ETR\_min* (see clause T.2.10). Setting *DTA\_Min\_time* to a high value or *DTA\_SMax* (see clause T.2.7) to a low value or both, might result in a slow return to an *ETR* value above *DTA\_ETR\_min*, in such a case. + +### **T.3 Coordination between the link state request and the DTA request** + +The DRA shall only send independent DTA request primitive iDTA.request (see clause X.6.1) if the current link state is L0. + +The DRA shall only send coordinated DTA request primitives cDTA1.request, cDTA2.request1 or cDTA2.request2 (see clause D.5.1) if the current link state is L0 for all active lines of the vectored group. + +Moreover, the DRA shall not send DTA request primitives after a LinkState.Request is sent by the DRA to the FTU-O until the corresponding LinkState.Confirm is received by the DRA. + +## **Annex U to Annex W** + +(Annexes U to W have been intentionally left blank.) + +## Annex X + +### Operation without multi-line coordination intended for a crosstalk-free environment + +(This annex forms an integral part of this Recommendation.) + +#### X.1 Scope + +This annex specifies operation of G.fast transceivers in a crosstalk free environment. In a crosstalk free environment, vectoring is not used and synchronization between lines is not needed. The annex is applicable for either twisted-pair (TP) or coaxial cables. + +Unless otherwise and specifically stated in this annex, all definitions and requirements specified in the main body of this Recommendation are applicable for transceivers compliant with this annex. + +#### X.2 Definitions + +This annex defines the following terms: + +**X.2.1 Crosstalk-free environment:** an operational environment with no or negligible crosstalk between lines. Negligible crosstalk is such that, with no coordination between the lines, there is no impact on the performance of any line due to operation of other lines. + +#### X.3 Abbreviations and acronyms + +This annex uses the following abbreviations and acronyms: + +iDTA            Independent Dynamic Time Assignment + +#### X.4 Reference model(s) + +The reference model of a DPU intended for operation in a crosstalk-free environment is given in Figure X.1. The reference model in Figure X.1 is consistent with the one in Figure 5-2, except it has no $\epsilon$ -c-1 and $\epsilon$ -l-n signal exchanges and has introduced iDTA functionality. The VCE is still present to support test parameters (see clause 11.4.1.2). + +![Figure X.1 – Reference model of a DPU intended for operation in a crosstalk-free environment. The diagram shows a DPU (containing N transceivers, FTU-O-n, n=1..N) connected to a PHY, L2+, DRA, PCE, TCE, VCE, and ME. The DPU is connected to the PHY via PHY-m and L2+-m. The PHY is connected to the L2+ block via STREAMds-1, TxEnable-1, STREAMus-1, and RxEnable-1. The L2+ block is connected to the DRA via LinkState-1, DRRus-1, and DRRds-1. The DRA is connected to the PCE via Environmental conditions, e.g., temperature. The PCE is connected to the TCE via Freq/Time in IEEE1588 and Freq/Time from PHY. The TCE is connected to the VCE via TDD timing and NTR/ToD. The VCE is connected to the ME via ε-m and γ_MGMT_o. The ME is connected to the DPU via DRA/PCE-m and TCE-m. The DPU is also connected to the FTU-O-1 block via γ_o, γ_MC_o, and γ_MGMT_o. The FTU-O-1 block is connected to the FTU-O-2..N block via U-O. The FTU-O-1 block is also connected to the DRA via DTA-1, BAT-1, TXOPds-1, and TXOPus-1. The DRA is also connected to the VCE via VFC-1.](bb08b18760ee107ba351ba63aa68aa96_img.jpg) + +Figure X.1 – Reference model of a DPU intended for operation in a crosstalk-free environment. The diagram shows a DPU (containing N transceivers, FTU-O-n, n=1..N) connected to a PHY, L2+, DRA, PCE, TCE, VCE, and ME. The DPU is connected to the PHY via PHY-m and L2+-m. The PHY is connected to the L2+ block via STREAMds-1, TxEnable-1, STREAMus-1, and RxEnable-1. The L2+ block is connected to the DRA via LinkState-1, DRRus-1, and DRRds-1. The DRA is connected to the PCE via Environmental conditions, e.g., temperature. The PCE is connected to the TCE via Freq/Time in IEEE1588 and Freq/Time from PHY. The TCE is connected to the VCE via TDD timing and NTR/ToD. The VCE is connected to the ME via ε-m and γ\_MGMT\_o. The ME is connected to the DPU via DRA/PCE-m and TCE-m. The DPU is also connected to the FTU-O-1 block via γ\_o, γ\_MC\_o, and γ\_MGMT\_o. The FTU-O-1 block is connected to the FTU-O-2..N block via U-O. The FTU-O-1 block is also connected to the DRA via DTA-1, BAT-1, TXOPds-1, and TXOPus-1. The DRA is also connected to the VCE via VFC-1. + +G.9701(14)-Amd.3(17)\_FX.1 + +**Figure X.1 – Reference model of a DPU intended for operation in a crosstalk-free environment** + +For iDTA, the DRA block monitors traffic-related information from each FTU-O and the L2+ block (given for each direction, downstream and upstream). Based on this information, and knowledge of the current $M_{ds}$ and $M_{us}$ , the DRA decides when to make changes to the TDD frame configuration of each FTU-O in order to modify the number of symbol periods to be allocated to the downstream ( $M_{ds}$ ), thereby resulting in a change to the number of symbol periods allocated to the upstream ( $M_{us}$ ). To implement this change to the TDD frame configuration, the DRA initiates the iDTA procedure defined in clause X.6.2. See Annex T for higher layers control aspects of DTA. + +## X.5 Profiles + +### X.5.1 Annex X profiles 106c and 212c for operation over coaxial cables in a crosstalk-free environment + +ITU-T G.9701 transceivers for operation over coaxial cables in a crosstalk-free environment shall comply with at least one profile specified in Table X.1. Compliance with more than one profile is allowed. + +To be compliant with a specific profile, the transceiver shall comply with all parameter values presented in Table X.1 associated with the specific profile. + +**Table X.1 – Annex X profiles for operation over coaxial cables** + +| Parameter | Parameter value for profile | | | | Reference | +|-------------------------------------------------------------------------------------------------------------|-----------------------------|------------|--------------------------|------------|-------------------| +| | 106c | | 212c | | | +| Maximum aggregate downstream transmit power (dBm) | +2 dBm | | +2 dBm | | See clause X.12.3 | +| Maximum aggregate upstream transmit power (dBm) | +2 dBm | | +2 dBm | | See clause X.12.3 | +| Precoding type | Not applicable | | Not applicable | | | +| Subcarrier spacing (kHz) | 51.75 | | 51.75 | | See clause 10.4.2 | +| Aggregate net data-rate (ANDR) capability | 1 000 Mbit/s
(Note 1) | | 2 000 Mbit/s
(Note 1) | | See clause 3.2.2 | +| Maximum number of FEC codewords in one DTU ( $Q_{max}$ ) | 16 | | 16 | | See clause 8.2 | +| Parameter $(1/S)_{max}$ downstream | 12 | | 24 | | (Note 2) | +| Parameter $(1/S)_{max}$ upstream | 12 | | 24 | | (Note 2) | +| Index of the lowest supported downstream data-bearing subcarrier (lower band-edge frequency (informative)) | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | (Note 3) | +| Index of the lowest supported upstream data-bearing subcarrier (lower band-edge frequency (informative)) | 43
(2.22525 MHz) | | 43
(2.22525 MHz) | | (Note 3) | +| Index of the highest supported downstream data-bearing subcarrier (upper band-edge frequency (informative)) | 2047
(105.93225 MHz) | | 4095
(211.91625 MHz) | | (Note 3) | +| Index of the highest supported upstream data-bearing subcarrier (upper band-edge frequency (informative)) | 2047
(105.93225 MHz) | | 4095
(211.91625 MHz) | | (Note 3) | +| Maximum number of eoc bytes per direction per logical frame period (Note 4) | $M_F = 36$ | $M_F = 23$ | $M_F = 36$ | $M_F = 23$ | See clause 10.5 | +| | 1500 | 1100 | 1500 | 1100 | | + +NOTE 1 – Achievable aggregate net data rate will depend on channel conditions and system configurations. +NOTE 2 – The value of $1/S$ is the number of FEC codewords transmitted during one symbol period and shall be computed as the total number of data bytes loaded onto a discrete multitone (DMT) symbol, which is equal to the maximum of $B_D$ and $B_{DR}$ divided by the applied FEC codeword size $N_{FEC}$ (see clauses 9.3 and 9.5). Parameter $(1/S)_{max}$ defines the maximum value of $1/S$ . +NOTE 3 – The allowed frequency band is further determined by applicable PSD mask requirements specified in [\[ITU-T G.9700\]](#), constrained by the capabilities guaranteed by the profile(s) that the implementation supports. The band-edge frequency in MHz appears in parentheses below the subcarrier index (informative). +NOTE 4 – Other values of $M_F$ and the corresponding maximum number of eoc bytes are for further study. + +### X.5.2 Profiles for operation over twisted-pair cables in a crosstalk-free environment + +ITU-T G.9701 transceivers for operation over twisted-pair cables in a crosstalk-free environment shall comply with at least one profile specified in Table 6-1 except that precoding is not applicable. Compliance with more than one profile is allowed. + +### X.5.3 Profile compliance + +See clause § 6.2 for rules regarding profile compliance. + +## X.6 Independent dynamic time assignment (iDTA) + +iDTA is used to dynamically set and update the sharing of the TDD frame between upstream and downstream, by changing the number of downstream symbol periods ( $M_{ds}$ ) of the TDD frame during showtime upon request by the DRA. + +Support of iDTA is optional for the FTU-O and mandatory for the FTU-R. + +### X.6.1 iDTA-related primitives at the $\gamma_0$ reference point + +In addition to the DRA primitives specified in Table 8-3 of clause 8.1.1, the iDTA-related DRA primitives at the $\gamma_0$ reference point are summarized in Table X.2. The physical implementation of these primitives is vendor discretionary. + +**Table X.2 – iDTA-related DRA primitives of the data flow at the $\gamma_0$ reference point** + +| Primitive name (parameters) | Direction | Description | +|----------------------------------------|-------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| iDTA.request ( $M_{ds}$ ) | DRA → FTU-O | Requests the FTU-O to initiate an iDTA update using the provided $M_{ds}$ . | +| iDTA.confirm ( $M_{ds}$ , $CNT_{LF}$ ) | FTU-O → DRA | Confirms to the DRA that the iDTA update corresponding to the iDTA.request has been scheduled by the FTU-O. The implementation of the change will be applied starting from the first symbol of the TDD frame in which the logical frame indicated by $CNT_{LF}$ starts (i.e., the logical frame at which DTAFDC will be decremented to zero during the countdown). See clause X.6.6. | + +If the FTU-O receives an iDTA.request primitive, the FTU-O shall initiate the iDTA update as specified in clause X.6.2 at the earliest opportunity. Once the update is scheduled, the FTU-O shall send the iDTA.confirm primitive to the DRA at the earliest opportunity before the update takes effect. The DRA shall only send another iDTA.request primitive after the time instant associated with the logical frame count indicated in the iDTA.confirm primitive. + +The DRA shall coordinate sending the iDTA.request primitive with the link state request as described in clause T.3. + +### X.6.2 The iDTA procedure + +The DRA indicates the request for an iDTA update to the FTU-O via the DRA primitive iDTA.request (See clause X.6.1). Upon such an indication, the FTU-O initiates the iDTA update by sending the 'iDTA update' RMC command (see clause X.6.11) to the FTU-R. This command synchronizes the update of the $M_{ds}$ parameter at the FTU-O and FTU-R as specified in clause X.6.6. The details of updating $M_{ds}$ , the requirements, and the impact on the TDD frame parameters is described in clauses X.6.3 and X.6.4. + +NOTE – The DRA makes the decision to initiate the iDTA updates. See Annex T for higher-layer control aspects of the DTA. + +### X.6.3 Valid values of $M_{ds}$ for DTA + +With iDTA enabled for a line, the FTU shall support the ranges of values of $M_{ds}$ as a function of $M_F$ according to Table X.3 (rather than those in Table 10-13): + +**Table X.3 – $M_{ds}$ values to support as a function of $M_F$** + +| $M_F$ | $M_{ds}$ values supported | +|-------|---------------------------| +| 36 | from 5 to 30 | +| 23 | from 5 to 17 | + +For a given $M_{ds}$ , the value of $M_{us}$ results from the following equation: + +$$M_{us} = M_F - 1 - M_{ds}$$ + +#### X.6.4 The TDD frame prior to and after an iDTA update + +The iDTA procedure modifies the number of downstream symbol periods $M_{ds}$ in a TDD frame, and correspondingly the number of upstream symbol periods $M_{us}$ , while the duration of the TDD frame $M_F = M_{ds} + M_{us} + 1$ and all other parameters of the TDD frame remain unchanged. The RMC symbol offsets ( $D_{RMCds}$ and $D_{RMCus}$ ) and the downstream and upstream ACK window shifts (DS\_ACK\_WINDOW\_SHIFT and US\_ACK\_WINDOW\_SHIFT) shall also remain unchanged by the iDTA update. + +If iDTA is enabled, the RMC symbol offsets $D_{RMCds}$ and $D_{RMCus}$ shall be selected during initialization such that just prior to and immediately after any iDTA update, the following conditions are met (see Figure X.2): + +$$M_{us} - D_{RMCus} - 1 + D_{RMCds} \geq 4 \quad (1)$$ + +$$M_{ds} - D_{RMCds} - 1 + D_{RMCus} \geq DTA\_min\_DRMCds2us \quad (2)$$ + +where $DTA\_min\_DRMCds2us$ is indicated by the FTU-R during initialization (see the NPar(3) field 'DTA\_min\_DRMCds2us' in Table X.13 in clause X.7.1), with valid values being 4 and 5. + +NOTE – Equation (1) and (2) ensure that: + +- The time period between the US RMC to the DS RMC (sent in the following TDD frame) is at least 4 symbols; +- The time period between the DS RMC to the US RMC (of the same TDD frame), is at least $DTA\_min\_DRMCds2us$ symbols. + +![Figure X.2 – TDD frame structure before and after an iDTA update. The diagram shows four TDD frames: n-1, n, n+1, and n+2. In frame n-1, the DS RMC and US RMC are shown with fixed offsets D_RMCds and D_RMCus. In frame n, an iDTA update of M_ds occurs, changing the lengths of the downstream (M_ds) and upstream (M_us) symbol periods. In frame n+1, the Downstream RMC with DTA_FDC=0 is shown. In frame n+2, the US RMC is shown. Time intervals of ≥ 4 or 5 symbols and ≥ 4 symbols are indicated between RMC events across frames.](3713abc567cdf9495dce520ee232f4e8_img.jpg) + +The diagram illustrates the timing of RMC symbols across four TDD frames (n-1, n, n+1, n+2). In frame n-1, the DS RMC (red) and US RMC (orange) are shown with fixed offsets $D_{RMCds}$ and $D_{RMCus}$ . In frame n, an iDTA update of $M_{ds}$ occurs, changing the lengths of the downstream ( $M_{ds}$ ) and upstream ( $M_{us}$ ) symbol periods. In frame n+1, the Downstream RMC with $DTA\_FDC=0$ is shown. In frame n+2, the US RMC is shown. Time intervals of $\geq 4$ or $5$ symbols and $\geq 4$ symbols are indicated between RMC events across frames. The diagram also shows the fixed offsets $D_{RMCds}$ and $D_{RMCus}$ remaining constant throughout the update process. + +Figure X.2 – TDD frame structure before and after an iDTA update. The diagram shows four TDD frames: n-1, n, n+1, and n+2. In frame n-1, the DS RMC and US RMC are shown with fixed offsets D\_RMCds and D\_RMCus. In frame n, an iDTA update of M\_ds occurs, changing the lengths of the downstream (M\_ds) and upstream (M\_us) symbol periods. In frame n+1, the Downstream RMC with DTA\_FDC=0 is shown. In frame n+2, the US RMC is shown. Time intervals of ≥ 4 or 5 symbols and ≥ 4 symbols are indicated between RMC events across frames. + +**Figure X.2 – TDD frame structure before and after an iDTA update** + +NOTE – As explained above, the only parameter of the TDD frame that is changed by an iDTA update is $M_{ds}$ (and $M_{us}$ as a result), while the other parameters of the TDD frame such as the duration of the TDD frame, the RMC symbol offsets and the ACK window shifts are unchanged. As a result, the size of the downstream ACK window, associated with the first TDD frame that is using the new $M_{ds}$ value: + +- will be greater than the downstream ACK window size of the previous TDD frame if $M_{ds}$ increased due to the iDTA update. +- will be less than the downstream ACK window size of the previous TDD frame if $M_{ds}$ decreased due to the iDTA update. + +The upstream ACK window size will not be affected by an iDTA update. A few examples to illustrate this are given in Figure X.3. + +![Figure X.3: Examples to illustrate the impact of an iDTA update on the ACK window size. The figure contains three sub-diagrams (a, b, c) showing the timing of DS and US ACK windows during an iDTA update. (a) shows the DS ACK window size increasing when M_ds(n+1) > M_ds(n). (b) shows the DS ACK window size decreasing when M_ds(n+1) < M_ds(n). (c) shows the US ACK window size remaining unaffected by the iDTA update.](08fa77fe89e089ed14ed5543fc337420_img.jpg) + +Figure X.3 consists of three sub-diagrams illustrating the impact of an iDTA update on ACK window sizes. Each diagram shows a timeline with 'Time' increasing from left to right. The diagrams show the interaction between a Downstream (DS) and an Upstream (US) node, with ACK windows and window shifts indicated. + +- a) DS ACK window size increases in case of a iDTA update where $M_{ds}(n+1) > M_{ds}(n)$** : This diagram shows the DS ACK window at time $n$ and $n+1$ . An iDTA update occurs where $M_{ds}(n+1) > M_{ds}(n)$ . The DS ACK window size increases, and a 'DS ACK window shift' is indicated. The US ACK window remains unchanged. +- b) DS ACK window size decreases in case of a iDTA update where $M_{ds}(n+1) < M_{ds}(n)$** : This diagram shows the DS ACK window at time $n$ and $n+1$ . An iDTA update occurs where $M_{ds}(n+1) < M_{ds}(n)$ . The DS ACK window size decreases, and a 'DS ACK window shift' is indicated. The US ACK window remains unchanged. +- c) US ACK window is not affected due to iDTA updates**: This diagram shows the US ACK window at time $n$ and $n+1$ . An iDTA update occurs where $M_{ds}(n+1) < M_{ds}(n)$ . The US ACK window size remains unchanged, while the DS ACK window shifts. + +G.9701(19)\_FX.3 + +Figure X.3: Examples to illustrate the impact of an iDTA update on the ACK window size. The figure contains three sub-diagrams (a, b, c) showing the timing of DS and US ACK windows during an iDTA update. (a) shows the DS ACK window size increasing when M\_ds(n+1) > M\_ds(n). (b) shows the DS ACK window size decreasing when M\_ds(n+1) < M\_ds(n). (c) shows the US ACK window size remaining unaffected by the iDTA update. + +**Figure X.3 – Examples to illustrate the impact of an iDTA update on the ACK window size** + +#### X.6.4.1 Performance during transitions + +After an iDTA procedure, for a period no longer than the configured maximum delay (*delay\_max*), the ErrorFreeThroughput (EFTR), and INP may be worse than the EFTR and INP expected with the new TDD frame parameters. + +NOTE – Jitter on the packets may also increase for the same period of time. + +#### X.6.5 Superframe structure for iDTA + +The superframe structure shall be as specified in clause 10.6 except that TDD frames within the superframes during which iDTA updates are applied may have different values of $M_{ds}$ . + +#### X.6.6 Timing and synchronization for iDTA + +The 'iDTA update' RMC command contains the $M_{ds}$ that determines the new TDD frame configuration, and a 4-bit DTA frame down count (DTAFDC) that indicates when the new $M_{ds}$ value shall take effect. The minimum initial value of DTAFDC shall be greater than or equal to 2 and is a capability of the FTU-R, indicated during initialization with the R-MSG 2 message (see parameter 'min initial DTAFDC' in Table X.18). The FTU-O shall use an initial value of DTAFDC that is between this 'min initial DTAFDC' and 15, inclusive. + +The first 'iDTA update' RMC command initiating a new iDTA update contains a DTAFDC value within the range of valid initial values indicated by the FTU-R during initialization. Following this command, the FTU-O shall repeat the 'iDTA update' RMC command with the new requested $M_{ds}$ value for the subsequent logical frames, while decrementing DTAFDC in each logical frame by + +1 until DTAFDC reaches the value of zero, which indicates the activation of the new TDD frame configuration. The new $M_{ds}$ setting shall be applied starting from the TDD frame that contains the 'iDTA update' RMC command with DTAFDC = 0 (see Figure X.2). For the reason of robustness, the FTU-O shall continue to send the 'iDTA update' RMC command with the updated $M_{ds}$ value and DTAFDC=0 at least until it has received an upstream transmission from the FTU-R according to the new $M_{ds}$ value with an US RMC symbol at the correct position. This completes the iDTA update procedure. + +The FTU-O may continue sending the 'iDTA update' RMC command with the updated $M_{ds}$ value and DTAFDC=0 in the following frames, until a new request to update the $M_{ds}$ is received from the DRA. + +The FTU-O shall not initiate a new iDTA update procedure until the current update procedure has been completed. + +### X.6.7 Transceiver related iDTA control parameters + +The following control parameters facilitate iDTA and Annex X operation on transceiver level: + +- Annex X operation mode (*Annex\_X\_mode*); +- iDTA allowed (*iDTA\_allowed*); +- Handshake $M_{ds}$ (*hs\_Mds*); +- Minimum $M_{ds}$ for DTA (*DTA\_min\_Mds*); +- Maximum $M_{ds}$ for DTA (*DTA\_max\_Mds*); +- Maximum net data rate for DTA (*DTA\_NDR\_max*); +- Maximum net data rate (*NDR\_max*); +- Minimum expected throughput (*ETR\_min*). + +Some of the parameters specified in this section are DRA control parameters (see Annex T) that are also used by the FTUs. + +#### X.6.7.1 Annex X operation mode (*Annex\_X\_mode*) + +The control parameter *Annex\_X\_mode* is used to control the activation of Annex X operation. + +This parameter has 3 valid values: + +- 0: AnnexX\_FORBIDDEN: Operation according to Annex X is not allowed. Annex X operation mode shall not be selected during the handshake phase of initialization. In this case the "Annex X operation" bit in the FTU-O CL message NPar(2) (see Table X.5) shall be set to ZERO. +- 1: AnnexX\_PREFERRED: Operation according to Annex X is preferred. Annex X operation mode shall be selected during the handshake phase of initialization if and only if both FTUs support Annex X operation mode and they share a common profile. In this case the "Annex X operation" bit in the FTU-O CL message NPar(2) (see Table X.5) shall be set to ZERO if the FTU-O does not support operation according to Annex X and shall be set to ONE if the FTU-O supports operation according to Annex X. +- 2: AnnexX\_FORCED: Operation according to Annex X is forced. If one or both of the FTUs does not support Annex X, the handshake procedure shall terminate with 'no mode selected' (see Figures 12-4 and 12-5). In this case the "Annex X operation" bit in the FTU-O CL message NPar(2) (see Table X.5) shall be set to ZERO if the FTU-O does not support operation according to Annex X and shall be set to ONE if the FTU-O supports operation according to Annex X. + +The control parameter *Annex\_X\_mode* shall be set to the same value as the DPU-MIB configuration parameter ANNEX\_X\_MODE. + +### X.6.7.2 iDTA allowed (*iDTA\_allowed*) + +The control parameter *iDTA\_allowed* determines whether iDTA operation is allowed with valid values 1 (allowed) and 0 (not allowed). + +Table X.3.1 specifies the actions to be taken by the FTU-O depending on the value of *iDTA\_allowed* and the indication of support for Annex X in the MS message (Annex X operation bit) during the handshake phase of initialization, and shows the resultant status of iDTA. + +**Table X.3.1 – Enabling/disabling of iDTA** + +| iDTA_allowed | Annex X operation bit in handshake MS message | Action | Result | +|---------------------|-----------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------| +| 0 | 0 | The FTU-O shall disable iDTA and indicate this to the FTU-R during initialization ( iDTA_enabled shall be set to 00 16 , see Table X.17). | iDTA disabled | +| | 1 | | | +| 1 | 0 | The FTU-O shall enable iDTA and indicate this to the FTU-R during initialization ( iDTA_enabled shall be set to 01 16 , see Table X.17). | iDTA enabled | +| | 1 | | | + +The control parameter *iDTA\_allowed* shall be set to the same value as the DPU-MIB configuration parameter IDTA\_ALLOWED. + +### X.6.7.3 Minimum *Mds* for DTA (*DTA\_min\_Mds*) + +The control parameter *DTA\_min\_Mds* provides the minimum number of downstream symbol periods *Mds* in a TDD frame the DRA is allowed to request. *DTA\_min\_Mds* shall be greater than or equal to the minimum valid value for *Mds* specified in clause X.6.3. + +The control parameter *DTA\_min\_Mds* shall be set to the same value as the DPU-MIB configuration parameter DTA\_MIN\_Mds. + +### X.6.7.4 Maximum *Mds* for DTA (*DTA\_max\_Mds*) + +The control parameter *DTA\_max\_Mds* provides the maximum number of downstream symbol periods *Mds* in a TDD frame the DRA is allowed to request using an iDTA update procedure. *DTA\_max\_Mds* shall be less than or equal to the maximum valid value for *Mds* specified in clause X.6.3. + +The control parameter *DTA\_max\_Mds* shall be set to the same value as the DPU-MIB configuration parameter DTA\_MAX\_Mds. + +### X.6.7.5 Maximum net data rate for DTA (*DTA\_NDR\_max*) + +The control parameter *DTA\_NDR\_max* provides the value of the maximum *NDR* if iDTA operation is enabled, and is defined for downstream and upstream direction separately. The bit loading for the downstream shall be determined such that the downstream *NDR* (defined in clause X.6.8.3.1) does not exceed *DTA\_NDR\_max\_ds*. The bit loading for the upstream shall be determined such that the upstream *NDR* (defined in clause X.6.8.3.1) does not exceed *DTA\_NDR\_max\_us*. + +The valid values and coding for *DTA\_NDR\_max* shall be the same as for *NDR\_max* as specified in clause 11.4.2.2. + +The control parameter *DTA\_NDR\_max* is derived by the DRA from the DPU-MIB configuration parameter DTA\_MAXNDR. + +### X.6.7.6 Maximum net data rate (*NDR\_max*) + +The value of *NDR\_max* shall be ignored if iDTA operation is enabled. + +### X.6.7.7 Minimum expected throughput (*ETR\_min*) + +The value of *ETR\_min* shall be ignored if iDTA operation is enabled, except for the purpose of comparing *ETR* against *ETR\_min\_eoc*, as defined in clauses X.6.9 and X.6.10. + +### X.6.8 Transceiver related iDTA status parameters + +The following status parameters indicate the state of DTA and Annex X operation at the transceiver level: + +- Annex X operation enabled (*Annex\_X\_enabled*); +- iDTA enabled (*iDTA\_enabled*). + +The following status parameters, specified in clause X.6.8.3, are used for data rate reporting if iDTA is enabled: + +- Net data rate (*NDR*); +- Attainable net data rate (*ATTNDR*); +- Expected throughput (*ETR*); +- Attainable expected throughput (*ATTETR*). + +#### X.6.8.1 Annex X operation enabled (*Annex\_X\_enabled*) + +The status parameter *Annex\_X\_enabled* indicates whether Annex X operation is enabled. The *Annex\_X\_enabled* value is reported as ANNEX\_X\_ENABLED in the DPU-MIB. + +#### X.6.8.2 iDTA enabled (*iDTA\_enabled*) + +The status parameter *iDTA\_enabled* indicates whether iDTA operation is enabled. The *iDTA\_enabled* value is reported as IDTA\_ENABLED in the DPU-MIB. + +#### X.6.8.3 Data rate reporting if iDTA is enabled + +##### X.6.8.3.1 Net data rate (*NDR*) + +If iDTA is enabled, the status parameter net data rate (*NDR*) shall be calculated as defined in Table 9-21, assuming: + +$$M_{ds} = DTA\_max\_M_{ds}$$ + +$$M_{us} = MF - 1 - DTA\_min\_M_{ds}$$ + +The calculation of the *NDR* shall be done according to the derived framing parameters given in Table 9-21 assuming a downstream data symbol rate of: + +$$f_D^{DS} = f_{DMT} \times \left( \frac{DTA\_max\_M_{ds} - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +and an upstream data symbol rate of: + +$$f_D^{US} = f_{DMT} \times \left( \frac{(MF - 1 - DTA\_min\_M_{ds}) - 1 - \frac{1}{M_{SF}}}{M_F} \right)$$ + +The *NDR* updates, valid values, representation and DPU-MIB reporting shall be as defined in clause 11.4.1.1.1. + +### X.6.8.3.2 Attainable net data rate (*ATTNDR*) + +If iDTA is enabled, the status parameter attainable net data rate (*ATTNDR*) is defined as the *NDR* that would be achieved if control parameter *DTA\_NDR\_max* were configured at the maximum valid value of *DTA\_NDR\_max* (see clause X.6.7.5), while other control parameters remain at the same value. + +The *ATTNDR* updates, valid values, representation and DPU-MIB reporting shall be as defined in clause 11.4.1.1.2. + +### X.6.8.3.3 Expected throughput (*ETR*) + +If iDTA is enabled, the status parameter expected throughput (*ETR*) shall be derived from the *NDR* (as defined in clause X.6.8.3.1) and the *RTxOH* (as defined in Table 9-21), as $ETR = (1 - RTxOH) \times NDR$ . + +NOTE – For the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* is calculated differently, as defined in clause X.6.9. + +The *ETR* updates, valid values, representation and DPU-MIB reporting shall be as defined in clause 11.4.1.1.3. + +### X.6.8.3.4 Attainable expected throughput (*ATTETR*) + +If iDTA is enabled, the status parameter attainable expected throughput (*ATTETR*) shall be derived from the *ATTNDR* (as defined in clause X.6.8.3.2) and the *RTxOH* (as defined in Table 9-21), as $ATTETR = (1 - RTxOH) \times ATTNDR$ . + +The *ATTETR* updates, valid values, representation and DPU-MIB reporting shall be as defined in clause 11.4.1.1.4. + +## X.6.9 Channel initialization policy for iDTA + +The channel initialization policy for iDTA shall be as specified in clause 12.3.7, except for the following two constraints: + +- 1) $ETR \geq ETR\_min\_eoc$ , where + - a) For the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* shall be calculated as defined in clause X.6.8.3.3, however using the data symbol rate corresponding to the value of *hs\_Mds* instead of the values *DTA\_min\_Mds* and *DTA\_max\_Mds*. + - b) The *ETR\_min\_eoc* calculation shall be done as described in Table 9-21. *ETR\_min* might be different from *DTA\_ETR\_min*. + +NOTE – This implies that for the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , the *ETR* and *ETR\_min\_eoc* are calculated as if iDTA were disabled, i.e., $Mds = hs\_Mds$ . + +- 2) $NDR \leq NDR\_max$ , where + - a) The *NDR* for the downstream direction shall be calculated using the value $Mds = DTA\_max\_Mds$ (see clause X.6.7.4). + - b) The *NDR* for the upstream direction shall be calculated using the value *DTA\_min\_Mds* (see clause X.6.7.3). + - c) The *NDR\_max* shall be replaced with the value determined by the control parameter *DTA\_NDR\_max* (see clause X.6.7.5). + +## X.6.10 High\_BER event for iDTA + +The High\_BER event for iDTA shall be as specified in clause 12.1.4.3.4, except for the definition of the *ETR*, which for iDTA, and for the purpose of verifying that $ETR \geq ETR\_min\_eoc$ , shall be as described in clause X.6.9. + +## X.6.11 RMC commands + +RMC commands for use with iDTA are shown in Table X.4. + +**Table X.4 – RMC commands** + +| Command name | Command ID | Description/comments | Reference | +|--------------|------------------|-------------------------------------------------------------------------------------|-----------------| +| iDTA update | 13 16 | Indicates a request for iDTA update. May be included in any downstream RMC message. | See Table X.4.1 | + +**Table X.4.1 – iDTA update command (sent by the FTU-O only)** + +| Field name | Format | Description | +|--------------------------------------------------|---------------------|----------------------------------------------------------------------------------------------------------| +| Command header | 1 byte: [00 aaaaaa] | aaaaaa = 13 16 | +| Number of downstream symbol periods ( $M_{ds}$ ) | 1 byte: [00 aaaaaa] | aaaaaa = the updated number of downstream symbol periods in the TDD frame, coded as an unsigned integer. | +| DTA frame down count (DTAFDC) | 1 byte: [0000 aaaa] | aaaa = The logical frame down count to implementation of the iDTA update, coded as an unsigned integer. | + +## X.7 Initialization messages + +### X.7.1 ITU-T G.994.1 Handshake phase + +This clause describes the ITU-T G.994.1 message fields specific to Annex X operation and their usage. See also clause 12.3.2. + +#### X.7.1.1 Handshake – FTU-O + +See clause 12.3.2.1. + +##### X.7.1.1.1 CL messages + +See clause 12.3.2.1.1. For operation with Annex X, the FTU-O shall include the following fields in the CL message of [ITU-T G.994.1]: + +**Table X.5 – FTU-O CL message NPar(2) bit definitions for Annex X operation** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X operation | If set to ZERO, indicates that FTU-O does not support operation according to Annex X. If set to ONE, indicates that the FTU-O supports operation according to Annex X. | + +**Table X.6 – FTU-O CL message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|---------------------------|---------------------------| +| DTA_min_DRMCds2us | Always set to ZERO. | + +**Table X.7 – FTU-O CL message NPar(3) bit definitions** + +| G.994.1 SPar(2) Bit | Definition of NPar(3) bits | +|----------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of 6 bits. The valid profiles are: 106a, 106b, 106c, 212a and 212c. Profiles 106c and 212c shall only be indicated if the NPar(2) bit "Annex X operation" is set to ONE. Each profile supported by the FTU-O is indicated by setting its corresponding bit to ONE. | + +**X.7.1.1.2 MS messages** + +See clause 12.3.2.1.2. For operation with Annex X, the FTU-O shall include the following fields in the MS message of [ITU-T G.994.1]: + +**Table X.8 – FTU-O MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|----------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X operation | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall enable Annex X operation. | + +**Table X.9 – FTU-O MS message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|----------------------------------|----------------------------------| +| DTA_min_DRMCds2us | Always set to ZERO. | + +**Table X.10 – FTU-O MS message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|----------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of six bits. The valid profiles are: 106a, 106b, 106c, 212a and 212c. Profiles 106c and 212c shall only be indicated if the NPar(2) bit "Annex X operation" is set to ONE. The profile selected by the FTU-O is indicated by setting its corresponding bit to ONE. | + +**X.7.1.2 Handshake – FTU-R** + +See clause 12.3.2.2. + +**X.7.1.2.1 CLR messages** + +See clause 12.3.2.2.1. For operation with Annex X, the FTU-R shall include the following fields in the CLR message of [ITU-T G.994.1]: + +**Table X.11 – FTU-R CLR message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|----------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X operation | If set to ZERO, indicates that FTU-R does not support Annex X operation. If set to ONE, indicates that the FTU-R supports Annex X operation. | + +**Table X.12 – FTU-R CLR message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|---------------------------|-----------------------------------------------------------------------------------------| +| DTA_min_DRMCds2us | Shall be set to ONE if and only if the NPar(2) bit for Annex X operation is set to ONE. | + +**Table X.13 – FTU-R CLR message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of 6 bits. The valid profiles are: 106a, 106b, 106c, 212a and 212c. Profiles 106c and 212c shall only be indicated if the NPar(2) bit "Annex X operation" is set to ONE. Each profile supported by the FTU-R is indicated by setting its corresponding bit to ONE. | +| DTA_min_DRMCds2us | This 3-bit field indicates the minimum number of symbols between the DS RMC and US RMC, supported by the FTU-R. The valid values of DTA_min_DRMCds2us are 4 and 5. | + +**X.7.1.2.2 MS messages** + +See clause 12.3.2.2.2. For operation with Annex X, the FTU-R shall include the following fields in the MS message of [ITU-T G.994.1]: + +**Table X.14 – FTU-R MS message NPar(2) bit definitions** + +| ITU-T G.994.1 NPar(2) bit | Definition of NPar(2) bit | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Annex X operation | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FTU-R shall enable Annex X operation. | + +**Table X.15 – FTU-R MS message SPar(2) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of SPar(2) bit | +|---------------------------|---------------------------| +| DTA_min_DRMCds2us | Always set to ZERO. | + +**Table X.16 – FTU-R MS message NPar(3) bit definitions** + +| ITU-T G.994.1 SPar(2) bit | Definition of NPar(3) bits | +|---------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Profiles | Each valid profile is represented by one bit in a field of six bits. The valid profiles are: 106a, 106b, 106c, 212a and 212c. Profiles 106c and 212c shall only be indicated if the NPar(2) bit for Annex X operation is set to ONE. The profile selected by the FTU-R is indicated by setting its corresponding bit to ONE. | + +## X.7.2 Channel analysis and exchange phase + +### X.7.2.1 O-MSG 1 + +See clause 12.3.4.2.1. The Annex X parameter field (see Table 12-41.3) in O-MSG 1 is shown in Table X.17. + +**Table X.17 – Annex X parameter field** + +| Field name | Format | Description | +|-------------------------|-----------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| iDTA_enabled | One byte | Indicates whether iDTA operation is enabled or disabled. If the FTU-O does not support iDTA, the field shall indicate that iDTA is disabled.
Valid values are 00 16 (disabled) and 01 16 (enabled). | +| DTA_max_M ds | One byte | Indicates the upper bound to the maximum number of downstream symbol periods M ds in a TDD frame the DRA is allowed to request, coded as an unsigned integer. The valid values are specified in clause X.6.7.4.
If iDTA is disabled, the field shall be set to 0. | +| DTA_NDR_max_ds | Two bytes | Indicates the maximum NDR for the downstream if iDTA operation is enabled (as specified in clause X.6.7.4), coded as an unsigned integer in multiples of 96 kbit/s.
If iDTA is disabled, the field shall be set to 0. | + +### X.7.2.2 R-MSG 2 + +See clause 12.3.4.2.2. The Annex X parameter field (see Table 12-44.2) in R-MSG 2 is shown in Table X.18. + +**Table X.18 – Annex X parameter field** + +| Field name | Format | Description | +|--------------------|----------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Min initial DTAFDC | One byte | Minimum initial value of the DTA frame down count (DTAFDC) supported by the FTU-R coded as an unsigned integer. Valid values are from 2 to 15.
If iDTA is disabled (see Table X.17), the field shall be set to 0. | + +## X.8 Discontinuous operation + +For Annex X operation, the logical frame parameters (see clause 10.7 for definition and Tables 9-6 and 9-7 for valid values) shall be configured as follows: + +$$TTR_{ds} = M_{ds}, TBUDGET_{ds} \leq M_{ds}, TA_{ds} = 0, TIQ = 0$$ + +$$TTR_{us} = M_{us}, TBUDGET_{us} \leq M_{us}, TA_{us} = 0.$$ + +During idle symbol periods the FTU may turn its transmitter off. + +NOTE – With these settings, only NOI exists, and power saving is achieved by using idle symbols. Idle symbols carry no pre-compensation signals and thus during idle symbols the FTU transmitter can be turned off, as in case of quiet symbols. With precoding disabled, idle symbols and quiet symbols are equivalent at the U-interface. + +## X.9 On-line reconfiguration + +For Annex X operation, the FTU-O shall not use OLR Request Type 3 (see clause 11.2.2.5) and the FTU-R shall reject any received OLR Request Type 3. + +## X.10 Initialization + +For Annex X operation, no vectoring is involved, which reduces the expected duration of initialization. Therefore, timeout values *CD\_time\_out\_1* and *CD\_time\_out\_2* shall be set to the default values, which are 10s and 20s, respectively (see clause 12.3.1). + +## X.11 Low power states + +iDTA update commands shall not be included in RMC messages during low power link states, i.e., L2.1N, L2.1B and L2.2. + +NOTE – Upon re-entering the L0 link state, the FTUs continue to use the same *Mds* value that was used in the last L0 link state prior to entering the low power link state. + +## X.12 Adaptation to the coaxial cable medium + +### X.12.1 Application reference model + +![Figure X.4 – Application reference model for coaxial cable medium. The diagram shows a network architecture starting from a voltage source V connected to a HON (Home Network) and ODN (Optical Distribution Network). The ODN connects to a DPU (Digital Processing Unit) containing a PHY, a transceiver, and an FTU-O. The FTU-O is connected to a Diplexer via a U-O (Upstream) path. The Diplexer is connected to a Satellite antenna amplifier. The other side of the Diplexer connects to a Coaxial pair, which then connects to another Diplexer. This second Diplexer is connected to a Set-top box and a TV via a U-R (Downstream) path. The Coaxial pair also connects to an In-premises wiring cloud. The In-premises wiring cloud is connected to an In-premises network cloud, which is further connected to two TE (Terminal Equipment) units. The In-premises network cloud is also connected to an NT2 (Network Termination 2) unit. The NT2 unit is connected to an NT1 (Network Termination 1) unit. The NT1 unit contains an FTU-R, a transceiver, and a PHY. The FTU-R is connected to the Coaxial pair via a U-R2 (Downstream) path. The diagram also includes impedance labels: Y0 at the DPU, YR at the NT1, and T and S at the NT2.](d44f82cf884db0e1f1ffb2c18e4dd8d6_img.jpg) + +Figure X.4 – Application reference model for coaxial cable medium. The diagram shows a network architecture starting from a voltage source V connected to a HON (Home Network) and ODN (Optical Distribution Network). The ODN connects to a DPU (Digital Processing Unit) containing a PHY, a transceiver, and an FTU-O. The FTU-O is connected to a Diplexer via a U-O (Upstream) path. The Diplexer is connected to a Satellite antenna amplifier. The other side of the Diplexer connects to a Coaxial pair, which then connects to another Diplexer. This second Diplexer is connected to a Set-top box and a TV via a U-R (Downstream) path. The Coaxial pair also connects to an In-premises wiring cloud. The In-premises wiring cloud is connected to an In-premises network cloud, which is further connected to two TE (Terminal Equipment) units. The In-premises network cloud is also connected to an NT2 (Network Termination 2) unit. The NT2 unit is connected to an NT1 (Network Termination 1) unit. The NT1 unit contains an FTU-R, a transceiver, and a PHY. The FTU-R is connected to the Coaxial pair via a U-R2 (Downstream) path. The diagram also includes impedance labels: Y0 at the DPU, YR at the NT1, and T and S at the NT2. + +G.9701(14)-Amd.3(17)\_FX.4 + +Figure X.4 – Application reference model for coaxial cable medium + +### X.12.2 Termination impedance + +See clause X.2 of [ITU-T G.9700]. + +### X.12.3 Maximum aggregate transmit power + +See clause X.3 of [ITU-T G.9700] and Table X.1 of [ITU-T G.9700]. + +### X.12.4 MDU coaxial cable configurations (informative) + +In Figure X.5, all coaxial cable sections are RG-6 type [b-Freeman] and all connectors are F type [b-IEC]. Polyethylene foam is used for coaxial cable insulation; the center conductor may be copper-clad steel. + +![Figure X.5 shows two coaxial cable configurations. (a) G.fast with Satellite TV: FTU-O at DP is connected via a 5 m cable to a Diplexer's G.fast port. A Satellite antenna amplifier is connected to the Diplexer's Satellite port. The Diplexer's Common port is connected via a 200 m Max. (50 m typical) RG6 Coax. cable to another Diplexer's Common port. This second Diplexer's G.fast port is connected via a 10 m cable to FTU-R at RG. The second Diplexer's Satellite port is connected to a Set-top box. (b) G.fast only: FTU-O at DP is connected via a 400 m Max. (200 m typical) RG6 Coax. cable directly to FTU-R at RG.](ce8d8abf4743a32e2b6549946e73e5cb_img.jpg) + +a) Coaxial cable configuration with G.fast and satellite TV + +b) Coaxial cable configuration with G.fast only + +G.9701(14)-Amd.3(17)\_X.5 + +Figure X.5 shows two coaxial cable configurations. (a) G.fast with Satellite TV: FTU-O at DP is connected via a 5 m cable to a Diplexer's G.fast port. A Satellite antenna amplifier is connected to the Diplexer's Satellite port. The Diplexer's Common port is connected via a 200 m Max. (50 m typical) RG6 Coax. cable to another Diplexer's Common port. This second Diplexer's G.fast port is connected via a 10 m cable to FTU-R at RG. The second Diplexer's Satellite port is connected to a Set-top box. (b) G.fast only: FTU-O at DP is connected via a 400 m Max. (200 m typical) RG6 Coax. cable directly to FTU-R at RG. + +**Figure X.5 – Coaxial cable configurations for two North American use cases: +(a) G.fast with Satellite TV, (b) G.fast only** + +Both diplexers have identical characteristics. There are typically no splitters or bridged taps in the G.fast path. There are no in-line amplification devices in the G.fast or satellite signal path. The signals at the Satellite port reside at 2.3 MHz and 950 to 2150 MHz. + +Typical diplexer characteristics from G.fast port to Common port: + +Passband: 0-0.5 and 5-806 MHz + +Insertion loss: 5 dB from 30 kHz to 500 kHz + 4 dB from 4 to 5 MHz + 2 dB from 6 to 7 MHz + 1.5 dB from 6 to 212 MHz + 2.5 dB 212 to 806 MHz + >40 dB out of band + +Return loss with all ports terminated with 75 Ohms: 10 dB + +The coaxial cable signal loss characteristics in dB per 100 m are shown in Table X.19. + +**Table X.19 – Insertion loss characteristic of coaxial cable types [b-Freeman]** + +| | RG-59 | RG-6 | RG-11 | +|----------------------|-------|-------|-------| +| 1 MHz | 1.31 | 0.66 | 0.66 | +| 10 MHz | 4.59 | 1.97 | 1.31 | +| 50 MHz | 5.90 | 4.59 | 3.28 | +| 100 MHz | 8.86 | 6.56 | 5.25 | +| 200 MHz | 11.81 | 9.18 | 7.54 | +| 400 MHz | 16.07 | 14.10 | 11.48 | +| 700 MHz | 22.63 | 18.37 | 15.42 | +| 900 MHz | 25.58 | 19.68 | 17.71 | +| 1000 MHz | 27.22 | 20.00 | 18.37 | +| 2150 MHz | 39.69 | 32.47 | 21.65 | +| IL (dB)/100 m | | | | + +The maximum distance of the deployment is modelled by RG-6 coaxial cable as shown in Figure X.5. A longer deployment distance is possible by utilizing the lower loss RG-11 coaxial cable. Conversely, the maximum distance could be reduced with RG-59 coaxial cable to the equivalent loss distance of the RG-6 coaxial cable. + +In order to assist the simulation and modelling of the coaxial cable insertion loss characteristics for typical DMT frequency grid, the exponential approximation formula is provided below. + +$f$ = frequency in MHz + +$$IL = a \times f^b + c \times f + d \quad (\text{dB}/100 \text{ m})$$ + +![Figure X.6: A line graph showing the exponential approximation of insertion loss (dB/100 m) versus frequency (MHz) for RG-6 coaxial cable. The x-axis is logarithmic, ranging from 1 to 1000 MHz. The y-axis is linear, ranging from 0 to 35 dB/100 m. Two data series are plotted: 'RG6' (blue line with diamond markers) and 'Expfit-RG6' (red line with square markers). The data points are approximately: (1, 0.66), (10, 1.97), (50, 4.59), (100, 6.56), (200, 9.18), (400, 14.10), (700, 18.37), (900, 19.68), (1000, 20.00). The two lines are nearly perfectly overlaid, showing an excellent fit.](17e1fced0f71416d2543cb9568035676_img.jpg) + +| Freq (MHz) | IL (dB/100 m) | +|------------|---------------| +| 1 | 0.66 | +| 10 | 1.97 | +| 50 | 4.59 | +| 100 | 6.56 | +| 200 | 9.18 | +| 400 | 14.10 | +| 700 | 18.37 | +| 900 | 19.68 | +| 1000 | 20.00 | + +Figure X.6: A line graph showing the exponential approximation of insertion loss (dB/100 m) versus frequency (MHz) for RG-6 coaxial cable. The x-axis is logarithmic, ranging from 1 to 1000 MHz. The y-axis is linear, ranging from 0 to 35 dB/100 m. Two data series are plotted: 'RG6' (blue line with diamond markers) and 'Expfit-RG6' (red line with square markers). The data points are approximately: (1, 0.66), (10, 1.97), (50, 4.59), (100, 6.56), (200, 9.18), (400, 14.10), (700, 18.37), (900, 19.68), (1000, 20.00). The two lines are nearly perfectly overlaid, showing an excellent fit. + +**Figure X.6 – Exponential approximation of insertion loss vs. frequency for RG-6 coaxial cable** + +![Figure X.7: A line graph showing the exponential approximation of insertion loss for RG-59 coaxial cable. The y-axis is 'Insertion loss (dB) / 100 m' ranging from 0 to 45. The x-axis is 'Freq (MHz)' on a logarithmic scale from 1 to 1000. Two data series are plotted: 'RG59' (blue line with diamond markers) and 'Expfit-RG59' (red line with square markers). Both lines show a steady increase in insertion loss with frequency, starting near 2 dB at 1 MHz and reaching approximately 27 dB at 1000 MHz. The two lines are nearly perfectly overlaid.](e96d932a5b6b5e02fd0fcb1d3df716b3_img.jpg) + +Figure X.7: A line graph showing the exponential approximation of insertion loss for RG-59 coaxial cable. The y-axis is 'Insertion loss (dB) / 100 m' ranging from 0 to 45. The x-axis is 'Freq (MHz)' on a logarithmic scale from 1 to 1000. Two data series are plotted: 'RG59' (blue line with diamond markers) and 'Expfit-RG59' (red line with square markers). Both lines show a steady increase in insertion loss with frequency, starting near 2 dB at 1 MHz and reaching approximately 27 dB at 1000 MHz. The two lines are nearly perfectly overlaid. + +G.9701(14)-Amd.3(17)\_FX.7 + +**Figure X.7 – Exponential approximation of insertion loss vs. frequency for RG-59 coaxial cable** + +![Figure X.8: A line graph showing the exponential approximation of insertion loss for RG-11 coaxial cable. The y-axis is 'Insertion loss (dB) / 100 m' ranging from 0 to 30. The x-axis is 'Freq (MHz)' on a logarithmic scale from 1 to 1000. Two data series are plotted: 'RG11' (blue line with diamond markers) and 'Expfit-RG11' (red line with square markers). Both lines show a steady increase in insertion loss with frequency, starting near 1 dB at 1 MHz and reaching approximately 18 dB at 1000 MHz. The two lines are nearly perfectly overlaid.](d91c2bd069447215c0adf592b452be0a_img.jpg) + +Figure X.8: A line graph showing the exponential approximation of insertion loss for RG-11 coaxial cable. The y-axis is 'Insertion loss (dB) / 100 m' ranging from 0 to 30. The x-axis is 'Freq (MHz)' on a logarithmic scale from 1 to 1000. Two data series are plotted: 'RG11' (blue line with diamond markers) and 'Expfit-RG11' (red line with square markers). Both lines show a steady increase in insertion loss with frequency, starting near 1 dB at 1 MHz and reaching approximately 18 dB at 1000 MHz. The two lines are nearly perfectly overlaid. + +G.9701(14)-Amd.3(17)\_FX.8 + +**Figure X.8 – Exponential approximation of insertion loss vs. frequency for RG-11 coaxial cable** + +The approximation coefficients for each type of coaxial cable are given in Table X.20 below with MAE (Mean Absolute Error) < 0.5 dB within 1 GHz band. + +**Table X.20 – Exponential approximation of coaxial cable insertion loss coefficients.** + +| Cable Type/coefficients | a | b | c | d | +|-------------------------|--------|-------|--------|------| +| RG-6 | 0.5904 | 0.525 | 0 | 0 | +| RG-59 | 0.5904 | 0.545 | 0 | 0.82 | +| RG-11 | 0.5248 | 0.5 | 0.0015 | 0 | + +In addition to the attenuation approximation, there is interest in simulating the time domain models of the coaxial cable based on circuit analysis. + +![Diagram of a typical coaxial cable construction. It shows a cross-section on the left with the inner diameter of the shield labeled 'D' and the outer diameter of the core conductor labeled 'd'. On the right, a longitudinal view shows the 'core conductor', 'outer shield conductor', 'Dielectric' material between them, and an outer 'Jacket'.](0c575cb0f9d4dc13c369725fc13f432b_img.jpg) + +Diagram of a typical coaxial cable construction. It shows a cross-section on the left with the inner diameter of the shield labeled 'D' and the outer diameter of the core conductor labeled 'd'. On the right, a longitudinal view shows the 'core conductor', 'outer shield conductor', 'Dielectric' material between them, and an outer 'Jacket'. + +**Figure X.9 – Typical coaxial cable construction [b-Large]** + +D = the inner diameter of the shield + +d = the outer diameter of the core conductor + +The characteristic impedance of the coaxial cable can be calculated as + +$$Z_0 = \frac{138}{\sqrt{\epsilon_r}} \log \left( \frac{D}{d} \right)$$ + +where: + +$\epsilon_r$ = the relative dielectric constant of the dielectric between the outer shield and the core + +**Table X.21 – Typical coaxial cable characteristic [b-Large]** + +| Cable Type | d (mm) | D (mm) | Z 0 (Ohm) | R DC (Ohm/km) | C (pF/m) | V p | +|------------|--------|--------|----------------------|--------------------------|----------|----------------| +| RG-6 | 1.024 | 4.7 | 75 | 18.04 | 53 | 0.83 | +| RG-59 | 0.58 | 3.7 | 75 | 33.292 | 67 | 0.68 | +| RG-11 | 1.63 | 7.25 | 75 | 5.6 | 66 | 0.84 | + +The relative propagation velocity is the ratio between velocity in cable and the free-space velocity which is near the speed of light at $3 \times 10^8$ m/sec or 984 ft/μs. + +$$V_p = \frac{1}{\sqrt{\epsilon_r}}$$ + +The RLGC parameters could be derived from these basic circuit elements for construction of the impulse response of the coaxial cable similar to what is done for the twisted-pair cable. + +![RLGC circuit model for a coaxial cable. It shows a series combination of a resistor (R) and an inductor (L) on the top line, and a shunt combination of a conductance (G) and a capacitor (C) connected between the top and bottom lines. The input and output terminals are shown on the left and right respectively.](5e237b39b211bf7e7f519932b20a6cc6_img.jpg) + +RLGC circuit model for a coaxial cable. It shows a series combination of a resistor (R) and an inductor (L) on the top line, and a shunt combination of a conductance (G) and a capacitor (C) connected between the top and bottom lines. The input and output terminals are shown on the left and right respectively. + +$$L = \frac{\mu_0 \mu_r}{2\pi} \ln \left( \frac{D}{d} \right); C = \frac{2\pi \epsilon_0 \epsilon_r}{\ln \left( \frac{D}{d} \right)}; G \sim 0$$ + +**Figure X.10 – RLGC circuit model for coaxial cable** + +NOTE – The relative permeability ( $\mu_r$ ) of the copper and aluminium used in typical coaxial cables (such as RG-6, RG-11 and RG-59) approximately equals to 1. + +## Annex Y + +### Upstream dynamic resource reports + +(This annex forms an integral part of this Recommendation.) + +(This annex forms an integral part of this Recommendation.) An upstream dynamic resource report (DRRus) shall represent the total amount of data in each of the QoS queues located in the NT in terms of reporting *blocks*. The size of reporting blocks shall be configured and updated via a DRR configuration request eoc command (see Table 11-49 and the DRRdata for DRR configuration request field of Table Y.2). + +The number of QoS queues supported by the NT shall be represented by $NQ$ , with $1 \leq NQ \leq 4$ . Queues shall be numbered starting from 0 up to $NQ-1$ . A higher queue number shall indicate a higher priority level. An eoc response message shall indicate the value $NQ$ . The FTU-R reports the value of $NQ$ as part of the DRR configuration data at initialization (R-MSG1) and during showtime in the reply to the eoc DRR configuration command (Table 11-50), field "DRRdata for DRR configuration confirm" defined in Table Y.2. The value $NQ$ is implementation dependent but shall not change until the next initialization. + +The resource metric shall consist of $NQ$ bytes, a single byte per queue, transmitted in the order of ascending queue number. Each byte shall represent the queue fill. The queue fill for queue number 0 shall be transmitted first. + +The queue fill, expressed in reporting blocks, shall be obtained by rounding up the corresponding value in bytes. If $k$ packets with lengths $L_i$ bytes ( $i = 1, \dots, k$ ) are stored in the queue, the queue fill, $R$ , shall be calculated as follows. + +$$R = \text{ceiling} \left( \frac{1}{B} \sum_{i=1}^k L_i \right)$$ + +where $B$ is the reporting block size in bytes. + +For DRRus, the queue fill value $R$ shall be encoded into a fixed-size single byte field. This non-linear encoding shall be as specified in Table Y.1. + +**Table Y.1 – Encoding of queue fill in blocks** + +| Queue fill, R, in blocks | Binary input (FTU-R) | Encoding in upstream RMC message | Binary output (FTU-O) | +|--------------------------|----------------------|----------------------------------|-----------------------| +| 0 – 127 | 00000000abcdefg | 0abcdefg | 00000000abcdefg | +| 128 – 255 | 00000001abcdefx | 10abcdef | 00000001abcdef1 | +| 256 – 511 | 0000001abcdexxx | 110abcde | 0000001abcde111 | +| 512 – 1023 | 000001abcdxxxxx | 1110abcd | 000001abcd11111 | +| 1 024 – 2 047 | 00001abcxxxxxxx | 11110abc | 00001abc1111111 | +| 2 048 – 4 095 | 0001abxxxxxxxxx | 111110ab | 0001ab111111111 | +| 4 096 – 8 191 | 001axxxxxxxxxxx | 1111110a | 001a11111111111 | +| 8 191 – 16 383 | 01xxxxxxxxxxxxx | 11111110 | 011111111111111 | +| >16 383 | 1xxxxxxxxxxxxxx | 11111111 | 111111111111111 | + +The format of the DRRdata field in the DRR configuration request for the FTU-O (Table 11-49) and the DRR configuration confirm for the FTU-R (Table 11-50) shall be as defined in Table Y.2. + +**Table Y.2 – DRRdata field sent by FTU** + +| Name | Length (bytes) | Byte | Content | +|-------------------------------------------------------------|----------------|------|---------------------------------------------------------------| +| DRRdata for DRR configuration request (FTU-O only) (Note 2) | 5 | 1 | 0116 (Note 1) | +| | | 2 | One byte for the reporting block size for queue number 0 (B0) | +| | | 3 | One byte for the reporting block size for queue number 1 (B1) | +| | | 4 | One byte for the reporting block size for queue number 2 (B2) | +| | | 5 | One byte for the reporting block size for queue number 3 (B3) | +| DRRdata for DRR configuration confirm (FTU-R only) (Note 2) | 2 | 1 | 8116 (Note 1) | +| | | 2 | Number of QoS queues supported by the NT (NQ) | + +NOTE 1 – Byte 1 is used as a message identifier for the DRRdata type. All other values for this byte are reserved by ITU-T. +NOTE 2 – The sizes of the reporting blocks are given in bytes. The reporting block size in the DRR configuration request message for queues that are not supported by the NT shall be set to zero + +The DRR configuration data sent during the initialization in R-MSG1 shall be identical to the two-byte DRR configuration confirm data in Table Y.2. The DRA determines the size of the DRRus resources metric ( $N_{RM}$ ) in the upstream RMC as one byte per queue with $NQ \leq N_{RM} \leq 4$ . The size of the resource metric $N_{RM}$ is conveyed from the DRA to the FTU-O in the DRRus.request (see Table 8-3) and from the FTU-O to the FTU-R in the DRR configuration commands (see clause 11.2.2.17). + +The means by which a given data packet is mapped to a queue and its associated priority is beyond the scope of this Recommendation. + +NOTE 1 – As an example, Annex I of [b-IEEE 802.1Q-2011] discusses mapping of traffic types to queues (priorities), where each queue represents a specific QoS behaviour distinct from other queues. In Table I.1 of [b-IEEE 802.1Q-2011], if there are four queues (i.e., $NQ=4$ ), then the traffic types will be mapped to queues (priorities) as follows: + +| Queue number | Traffic type | +|--------------|-------------------------------------------| +| 0 | {Best effort, Background} | +| 1 | {Critical applications, Excellent effort} | +| 2 | {Voice, Video} | +| 3 | {Network control, Internetwork control} | + +NOTE 2 – As another example, IETF has defined Diffserv forwarding per-hop behaviours (PHBs): best effort (BE) or default, expedited forwarding (EF), and assured forwarding (AF). If there are three queues (i.e., $NQ=3$ ), then these PHBs will be mapped to queues (priorities) as follows: + +| Queue number | PHB | +|--------------|-----| +| 0 | BE | +| 1 | AF | +| 2 | EF | + +## Annex Z + +### Cross-layer traffic monitoring functions and link state control + +(This annex forms an integral part of this Recommendation.) + +#### Z.0 Introduction + +This annex describes coordination of the G.fast PHY-layer with higher layers in order to implement traffic monitoring and to control link state transition to support low power operation. Transition between various link states is driven by traffic demand variations evident in inlet queue arrival and occupancy. Also, external influences, such as battery operation are taken into account. + +This annex is beyond the scope of transceiver functionality and is optional for system implementations. + +#### Z.1 Definition of Terms + +This annex defines the following terms: + +**Z.1.1 data stream metric:** The number of bytes in a data stream observed during a defined period. + +**Z.1.2 QoS queue:** A logical queue associated with a particular traffic priority class. + +**Z.1.3 queue arrival metric:** The number of bytes arriving at the inlet of a QoS queue in a defined period. + +**Z.1.4 queue fill metric:** The number of bytes held in a QoS queue at the time of measurement. + +#### Z.2 Abbreviations and acronyms + +This annex uses the following abbreviations and acronyms: + +| | | +|-----------|-----------------------------------------------------------------------------------------| +| DRRUSF | DRR Upstream Function at the NT | +| LRCC-O | LinkState Rate Configuration Control function at the DPU | +| QAD | Queue Arrival metric in Downstream | +| QAU | Queue Arrival metric in Upstream | +| QFD | Queue Fill metric in Downstream | +| QFU | Queue Fill metric in Upstream | +| QSI-US-QF | Queue Status Indication UpStream with per queue QFU at the DPU | +| QSR-DS-QA | Queue Status Report DownStream with per queue QAD at the DPU | +| QSR-DS-QF | Queue Status Report DownStream with per queue QFD at the DPU | +| QSR-US-QA | Queue Status Report UpStream with aggregate QAU for the data stream upstream at the DPU | +| QSR-US-QF | Queue Status Report UpStream with per queue QFU at the NT | +| TMF-O | Traffic Monitor Function at the DPU | +| TMF-R | Traffic Monitor Function at the NT | +| USSM | UpStream Stream Monitor at the DPU | + +### Z.3 Reference models + +Reference models shown in clause 5.1 and in Figures Z.1 and Z.2 show how traffic monitoring and link state control functions in L2+ (above the $\gamma_O$ and $\gamma_R$ reference points) relate to G.fast functions in the reference models shown in Figures 5-2 and 5-3 of the main body of this Recommendation. + +![Figure Z.1 – FTU-O reference model with traffic monitoring and cross-layer link state control. The diagram shows the internal architecture of an FTU-O transceiver within a DPU. It includes a PHY layer, an L2+ section with a DS buffer, US stream monitor (USSM), and Traffic monitor function (TMF-O), an LRCC-O, a DRA (containing a PCE), a TCE, and a VCE. It also shows connections to an ME (Management Entity) and other FTU-O units. Reference points like λ₀, γ₀, θ₀, and γ_R are indicated. Signals include STREAMds-1, TxEnable-1, STREAMus-1, RxEnable-1, QS.request-1, QS.response-1, QS.indicate-1, LinkState-1, BAT-1, BAT-NT-1, TXOPds-1, TXOPus-1, DRA/PCE-m, TDD timing, NTR/ToD, and various environmental and timing signals.](896c9ece4bc606d048434ede2bab61f1_img.jpg) + +The diagram illustrates the FTU-O reference model with traffic monitoring and cross-layer link state control. It shows the internal components and their interconnections within a DPU (containing N transceivers, FTU-O-n, n=1..N). + +Key components and interfaces: + +- PHY:** Physical layer interface on the left, connected to the ME and L2+ section. +- L2+ section:** Contains a DS buffer, US stream monitor (USSM), Traffic monitor function (TMF-O), and LRCC-O. +- FTU-O-1:** The main transceiver unit, connected to the DS buffer and DRA. +- DRA (Data Rate Adaptation):** Contains a PCE (Packet Classification Engine). It receives signals from the LRCC-O and sends signals to the FTU-O-1 and VCE. +- TCE (Timing and Control Engine):** Receives signals from the ME and sends signals to the VCE. +- VCE (Voltage Control Engine):** Receives signals from the DRA and TCE and sends signals to the FTU-O-1. +- ME (Management Entity):** The central management unit at the bottom, connected to the PHY, DRA, TCE, and VCE. +- Reference Points:** $\lambda_0$ , $\gamma_0$ , $\theta_0$ , and $\gamma_R$ are indicated by dashed lines. +- Signals:** + - STREAMds-1, TxEnable-1, STREAMus-1, RxEnable-1: Between DS buffer and FTU-O-1. + - QS.request-1, QS.response-1, QS.indicate-1, LinkState-1, BAT-1: Between LRCC-O and DRA. + - LinkState-1, BAT-NT-1: Between DRA and FTU-O-1. + - TXOPds-1, TXOPus-1: Between DRA and VCE. + - DRA/PCE-m, TDD timing, NTR/ToD: Between DRA and TCE. + - PHY-m, L2+-m, BAT-RPF-1: Between PHY and ME. + - TCE-m, $\epsilon$ -m, $\gamma$ \_MGMT: Between TCE and ME. + - $\epsilon$ -1-n from FTU-O-1 to all other FTU-Os: Between FTU-O-1 and other units. + - U-O: Output signal from FTU-O-1. + +Other labels include: DPU (contains N transceivers, FTU-O-n, n=1..N), G.9701(14)-Amd.2(16)\_FZ.1. + +Figure Z.1 – FTU-O reference model with traffic monitoring and cross-layer link state control. The diagram shows the internal architecture of an FTU-O transceiver within a DPU. It includes a PHY layer, an L2+ section with a DS buffer, US stream monitor (USSM), and Traffic monitor function (TMF-O), an LRCC-O, a DRA (containing a PCE), a TCE, and a VCE. It also shows connections to an ME (Management Entity) and other FTU-O units. Reference points like λ₀, γ₀, θ₀, and γ\_R are indicated. Signals include STREAMds-1, TxEnable-1, STREAMus-1, RxEnable-1, QS.request-1, QS.response-1, QS.indicate-1, LinkState-1, BAT-1, BAT-NT-1, TXOPds-1, TXOPus-1, DRA/PCE-m, TDD timing, NTR/ToD, and various environmental and timing signals. + +Figure Z.1 – FTU-O reference model with traffic monitoring and cross-layer link state control + +![Figure Z.2 – FTU-R reference model with traffic monitoring and cross-layer link state control. The diagram shows the internal architecture of an FTU-R-n unit. On the left, the FTU-R-n block has external interfaces U-R and S/T. It connects to an internal L2+ block via signals γ_r, λ_r, TxEnable-n, STREAMus-n, STREAMds-n, DRRus-n, and LinkState.indicate-n. The L2+ block contains a Traffic monitor function (TMF-R) and a DRRus report format (DRRUSF) block, which exchange QS.request and QS.response signals over the θ_r reference point. Below the L2+ block is a TCE block receiving NTR/ToD from the FTU-R-n and sending Freq/Time in IEEE1588 and Freq/Time to PHY. A PSE block is connected to the FTU-R-n via BAT-NT-n and LinkState.indicate-n, and to the ME via PSE-m and BAT-RPF-n. The ME (Media Entity) is at the bottom, connected to the FTU-R-n via γ_MGMT and LinkState.indicate-n, to the PSE via PSE-m and BAT-RPF-n, to the TCE via TCE-m, and to the PHY via L2+-m and PHY-m. The PHY block is on the right, connected to the FTU-R-n, the L2+ block, the TCE, and the ME.](a7c21127c7afe1b7c3c621c44c2d165c_img.jpg) + +Figure Z.2 – FTU-R reference model with traffic monitoring and cross-layer link state control. The diagram shows the internal architecture of an FTU-R-n unit. On the left, the FTU-R-n block has external interfaces U-R and S/T. It connects to an internal L2+ block via signals γ\_r, λ\_r, TxEnable-n, STREAMus-n, STREAMds-n, DRRus-n, and LinkState.indicate-n. The L2+ block contains a Traffic monitor function (TMF-R) and a DRRus report format (DRRUSF) block, which exchange QS.request and QS.response signals over the θ\_r reference point. Below the L2+ block is a TCE block receiving NTR/ToD from the FTU-R-n and sending Freq/Time in IEEE1588 and Freq/Time to PHY. A PSE block is connected to the FTU-R-n via BAT-NT-n and LinkState.indicate-n, and to the ME via PSE-m and BAT-RPF-n. The ME (Media Entity) is at the bottom, connected to the FTU-R-n via γ\_MGMT and LinkState.indicate-n, to the PSE via PSE-m and BAT-RPF-n, to the TCE via TCE-m, and to the PHY via L2+-m and PHY-m. The PHY block is on the right, connected to the FTU-R-n, the L2+ block, the TCE, and the ME. + +G.9701(14)-Amd.2(16)\_FZ.2 + +**Figure Z.2 – FTU-R reference model with traffic monitoring and cross-layer link state control** + +## Z.4 Generic traffic monitoring functions + +### Z.4.1 Traffic monitor function (TMF) + +The traffic monitor functions (TMF-O and TMF-R) observe the status of the inlet queues at the DPU and the NT respectively in order to provide queue fill metrics on a per queue basis. The DRA and LRCC-O functions receive the downstream queue fill metrics from the TMF-O over the $\theta_o$ reference point and receive the upstream queue fill metrics through the DRRUSF from the TMF-R over the $\theta_r$ reference point. + +The TMF-O sends downstream queue arrival metrics ( $QAD_Q$ ), downstream queue fill metrics ( $QFD_Q$ ) and upstream data stream metrics ( $QAU_A$ ) directly to the LRCC-O and to the DRA. These metrics are provided on requests from the DRA. The TMF-O shall support requests sourced as low as every 6 ms and shall respond to such a request in less than 1 ms. + +$QAD_Q$ represents the queue arrival metric for downstream QoS queue Q with a measurement period starting from the last previous receipt of a QS.request primitive. $QAD_Q$ values are measured by the TMF-O on receipt of a QS.request primitive, to form a downstream queue arrival status report (QSR-DS-QA). + +$QFD_Q$ represents the queue fill metric for downstream QoS queue Q at the time the QS.request primitive is received. $QFD_Q$ values are measured by the TMF-O on receipt of a QS.request primitive, to form a downstream queue fill status report (QSR-DS-QF). + +$QAU_A$ represents the data stream metric for STREAMus with a measurement period starting from the last previous receipt of a QS.request primitive. $QAU_A$ values are measured by the USSM function in the TMF-O on receipt of a QS.request primitive, to form an upstream stream status report (QSR-US-QA). + +Upon request from the DRRUSF, the TMF-R sends an upstream queue fill status report (QSR-US-QF at the NT), which contains the upstream queue fill metrics, to the DRRUSF. The DRRUSF uses this report to create DRRus (see clause Z.4.2). + +The TMF-R shall support requests sourced as low as every logical frame (0.75 ms default value) and shall respond to such a request in less than 1 ms. + +The TMF-O functional reference model is shown in Figure Z.3. + +![Figure Z.3 – TMF-O and DRA functional models. This block diagram shows the internal components and data flows of the TMF-O and DRA. On the left, multiple streams (STREAMds) enter a 'DS Queue' block. Below this, 'STREAMus' enter an 'Upstream stream monitor (USSM)'. A 'DRA' block receives a 'DRRus upstream queue fill metric'. A 'Queue status request' is sent from the right into the TMF-O. Responses include 'QA downstream bytes arriving per queue since last previous request QS.request', 'QF bytes per queue at time of request QS.request', 'QA aggregated upstream bytes arriving since last previous request QS.request', and 'QSR-US-QF' from the DRA. Reference points theta_o and gamma_o are marked with dashed lines.](70de178b7db437dbab37b7107fe4df46_img.jpg) + +The diagram illustrates the functional model of the TMF-O and DRA. The TMF-O block contains a 'DS Queue' and an 'Upstream stream monitor (USSM)'. + +• **STREAMds** (Downstream streams) enter the 'DS Queue'. + +• **STREAMus** (Upstream streams) enter the 'Upstream stream monitor (USSM)'. + +• A 'Queue status request' is received from the right. + +• The 'DS Queue' outputs: + +  - 'QA downstream bytes arriving per queue since last previous request QS.request' → **QS.response (QSR-DS-QA)** + +  - 'QF bytes per queue at time of request QS.request' → **QS.response (QSR-DS-QF)** + +  - **STREAMds to FTU-O** + +• The 'Upstream stream monitor (USSM)' outputs: + +  - 'QA aggregated upstream bytes arriving since last previous request QS.request' → **QS.response (QSR-US-QA)** + +• The 'DRA' block receives a 'DRRus upstream queue fill metric' and outputs → **QS.indicate (QSI-US-QF)** + +Reference points $\theta_0$ and $\gamma_0$ are indicated by dashed vertical lines. + +Figure Z.3 – TMF-O and DRA functional models. This block diagram shows the internal components and data flows of the TMF-O and DRA. On the left, multiple streams (STREAMds) enter a 'DS Queue' block. Below this, 'STREAMus' enter an 'Upstream stream monitor (USSM)'. A 'DRA' block receives a 'DRRus upstream queue fill metric'. A 'Queue status request' is sent from the right into the TMF-O. Responses include 'QA downstream bytes arriving per queue since last previous request QS.request', 'QF bytes per queue at time of request QS.request', 'QA aggregated upstream bytes arriving since last previous request QS.request', and 'QSR-US-QF' from the DRA. Reference points theta\_o and gamma\_o are marked with dashed lines. + +Figure Z.3 – TMF-O and DRA functional models + +The TMF-R functional reference model is shown in Figure Z.4. + +![Figure Z.4 – TMF-R functional model. This block diagram shows the internal components and data flows of the TMF-R. On the left, multiple streams (STREAMus) enter a 'US Queue' block. A 'Queue status request' is sent from the right into the TMF-R. Responses include 'QF bytes per queue Qn at time of request QS.request' and 'QSR-US-QF'. An output 'STREAMus to FTU-R' is also shown. A reference point theta_o is marked with a dashed line.](9c5b76d42cfd5530dea851e10e8e4bb8_img.jpg) + +The diagram illustrates the functional model of the TMF-R. The TMF-R block contains a 'US Queue'. + +• **STREAMus** (Upstream streams) enter the 'US Queue'. + +• A 'Queue status request' is received from the right. + +• The 'US Queue' outputs: + +  - 'QF bytes per queue $Q_n$ at time of request QS.request' → **QS.response (QSR-US-QF)** + +  - **STREAMus to FTU-R** + +Reference point $\theta_0$ is indicated by a dashed vertical line. + +Figure Z.4 – TMF-R functional model. This block diagram shows the internal components and data flows of the TMF-R. On the left, multiple streams (STREAMus) enter a 'US Queue' block. A 'Queue status request' is sent from the right into the TMF-R. Responses include 'QF bytes per queue Qn at time of request QS.request' and 'QSR-US-QF'. An output 'STREAMus to FTU-R' is also shown. A reference point theta\_o is marked with a dashed line. + +Figure Z.4 – TMF-R functional model + +#### Z.4.2 DRRUSF + +The DRRUSF forwards the DRRus.request from the FTU-R to the TMF-R, formats the QSR-US-QF (see Table Z.4) received from the TMF-R into an upstream dynamic resource report (DRRus), (see Annex Y) that is forwarded to the FTU-R over the $\gamma_R$ reference point as shown in Figure Z.5. The DRA extracts the DRRus and forms the QSI-US-QF (see Table Z.2) sent to the LRCC-O. + +QFUQ represents the queue fill metric for upstream QoS queue Q contained in each upstream queue fill status report (QSR-US-QF). QFUQ values are indicated by the DRA on receipt of a DRRus.indicate primitive from the FTU-O, to form an upstream queue fill status report (QSI-US-QF at the DPU). + +![Figure Z.5 – DRRUSF functional model. The diagram shows a central 'DRRUSF' block with a 'DRRus formatting' sub-block. On the left, labeled 'To/from TMF-R', there are three arrows: 'QS.response.US.QF' (carrying Q1...Q_NQOSus) entering the block, 'QS.request' leaving the block, and 'To/from TMF-R' at the bottom. On the right, labeled 'To/from FTU-R', there are four arrows: 'DRRus.config.request' entering, 'DRRus.config.confirm' leaving, 'DRRus.confirm' leaving, and 'DRRus.request' entering. Two vertical dashed lines mark reference points: theta_R on the left and lambda_R on the right. A small note 'G.9701(14)-Amd.2(16)_FZ.5' is at the bottom right of the diagram.](ee504dffab36b3aeb1b030ac01d5d26b_img.jpg) + +Figure Z.5 – DRRUSF functional model. The diagram shows a central 'DRRUSF' block with a 'DRRus formatting' sub-block. On the left, labeled 'To/from TMF-R', there are three arrows: 'QS.response.US.QF' (carrying Q1...Q\_NQOSus) entering the block, 'QS.request' leaving the block, and 'To/from TMF-R' at the bottom. On the right, labeled 'To/from FTU-R', there are four arrows: 'DRRus.config.request' entering, 'DRRus.config.confirm' leaving, 'DRRus.confirm' leaving, and 'DRRus.request' entering. Two vertical dashed lines mark reference points: theta\_R on the left and lambda\_R on the right. A small note 'G.9701(14)-Amd.2(16)\_FZ.5' is at the bottom right of the diagram. + +Figure Z.5 – DRRUSF functional model + +## Z.5 Generic information flows + +### Z.5.1 Data flows + +The following are requirements for information flows to and from the transceiver. + +#### Z.5.1.1 The $\lambda$ reference point + +Flow control primitives at the $\lambda$ reference point are the same as for the $\gamma$ reference point as defined in Table 8-1. + +Data flow primitives at the $\lambda$ reference point are the same as for the $\gamma$ reference point as defined in Table 8-2. + +### Z.5.2 Control Flows + +#### Z.5.2.1 The $\theta_0$ reference point + +Table Z.1 defines the traffic monitoring primitives at the DPU associated with the $\theta_0$ reference point. Table Z.2 defines the parameters of these primitives. With these control flows, these parameters are known to the DRA and the LRCC-O. + +Table Z.1 – Information flows at the $\theta_0$ reference point + +| Primitive name | Content | Direction | +|----------------|-------------------------------------------------------------------------------------------------------------|----------------| +| QS.request | Requests queue status information for all DS QoS queues | DRA → TMF-O | +| | | DRA → LRCC-O | +| QS.response | Queue status information for all DS QoS queues in response to QS.request (See Table Z.2) | TMF-O → LRCC-O | +| | | TMF-O → DRA | +| QS.indicate | Queue status information for all US QoS queues as contained in the most recently received DRRus information | DRA → LRCC-O | + +**Table Z.2 – Traffic monitoring parameters at the $\theta_0$ reference point** + +| Primitive name | Primitive parameter | Description | +|----------------|---------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| QS.response | QSR-DS-QA | Array [1 ... NQOSQds] of $QAD_Q$ , the number of bytes arriving at the inlet of L2+ downstream QoS Queue Q, for all provisioned queues in the DPU, measured since the last previous receipt of QS.request | +| | QSR-DS-QF | Array [1 ... NQOSQds] of $QFD_Q$ the number of bytes in the L2+ downstream QoS Queue Q, for all provisioned queues in the DPU, measured on receipt of QS.request | +| | QSR-US-QA | $QAU_A$ the number of bytes observed in STREAMus, measured since last previous receipt of QS.request | +| QS.indicate | QSI-US-QF | Array [1 ... NQOSQus] of $QFU_Q$ the number of bytes in the L2+ upstream QoS Queue Q, for all provisioned queues in the NT, contained in the most recently received DRRus information | + +### Z.5.2.2 The $\theta_R$ reference point + +Table Z.3 defines the traffic monitoring primitives at the NT associated $\theta_R$ reference point. Table Z.4 defines the parameters of these primitives. With these control flows and control flows defined at other reference points, these parameters are known to the DRA and the LRCC-O. + +**Table Z.3 – Information flows at the $\theta_R$ reference point** + +| Primitive name | Content | Direction | +|---------------------|--------------------------------------------------------------------------------------------------|----------------------------| +| QS.request (Note 1) | Requests queue status information for all US QoS queues | DRRUSF $\rightarrow$ TMF-R | +| QS.response | Queue status information for all US QoS queues in response to QS.request request (See Table Z.4) | TMF-R $\rightarrow$ DRRUSF | + +NOTE – QS.request is a forwarding of the DRRus.request (see Figure Z.5), which is asserted by the FTU-R periodically at a rate of once per $N_{DRR}$ logical frames and is synchronised with upstream RMC transmission. + +**Table Z.4 – Traffic monitoring parameters at the $\theta_R$ reference point** + +| Primitive name | Primitive parameter | Description | +|----------------|---------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| QS.response | QSR-US-QF | Array [1 ... NQOSQus] of $QFU_Q$ the number of bytes in the L2+ upstream QoS Queue Q, for all provisioned queues in the NT, measured on receipt of the QS.request. | + +### Z.5.2.3 The $\lambda_0$ reference point + +Traffic monitoring primitives at the $\lambda_0$ reference point are the same as for the $\theta_0$ reference point as defined in Table Z.1 and Table Z.2. + +Link state primitives at the $\lambda_0$ reference point are listed in Table Z.5. + +**Table Z.5 – Link state primitives at the $\lambda_0$ reference point** + +| Primitive name (parameters) | Content | Direction | +|-------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|--------------------------| +| Battery Operation (BAT) | Boolean : True if at least one of the FTU-R or PSE indicates it is operating on reserve battery power. False otherwise. | DRA $\rightarrow$ LRCC-O | +| LinkState.request (LinkState) | Request link to transition to LinkState (Note 1) | LRCC-O $\rightarrow$ DRA | +| LinkState.confirm (LinkStateResult) | Confirmation whether or not the link has transitioned to LinkState (Note 2) | DRA $\rightarrow$ LRCC-O | + +NOTE 1 – *LinkState* $\in \{L0, L2.1N, L2.1B, L2.2\}$ +NOTE 2 – *LinkStateResult* $\in \{L0, L2.1N, L2.1B, L2.2, FAIL\}$ and is either equal to *LinkState* or equal to "FAIL". + +#### Z.5.2.4 The $\lambda_R$ reference point + +Traffic monitoring primitives at the $\lambda_R$ reference point are the same as for the $\gamma_R$ reference point defined in Table 8-4. They are also listed in Table Z.6 for introduction of the DRRUSF. + +**Table Z.6 – Traffic monitoring primitives at the $\lambda_R$ reference point** + +| Primitive name (parameters) | Content | Direction | +|-------------------------------------------------------------------|------------------------|----------------------------| +| DRRus.request | Described in Table 8-4 | FTU-R $\rightarrow$ DRRUSF | +| DRRus.confirm (DRRus) | Described in Table 8-4 | DRRUSF $\rightarrow$ FTU-R | +| DRRus.indicate ( NDRR , NRM ) | Described in Table 8-4 | FTU-R $\rightarrow$ DRRUSF | +| DRR.config.request (DRRdata) | Described in Table 8-4 | FTU-R $\rightarrow$ DRRUSF | +| DRR.config.confirm (DRRdata) | Described in Table 8-4 | DRRUSF $\rightarrow$ FTU-R | + +Link state primitives at the $\lambda_R$ reference point are the same as for the $\gamma_R$ reference point defined in Table 8-4. They are also listed in Table Z.7 for introduction of the parameter values. + +**Table Z.7 – Link state primitives at the $\lambda_R$ reference point** + +| Primitive name (parameters) | Content | Direction | +|--------------------------------|----------------------------------------------------------------------|-------------------------| +| LinkState.indicate (LinkState) | Indication that the link has transitioned to LinkState (Note) | FTU-R $\rightarrow$ L2+ | + +NOTE – *LinkState* $\in \{L0, L2.1N, L2.1B, L2.2\}$ + +#### Z.5.2.5 The $\gamma_R$ reference point + +Link state primitives at the $\gamma_R$ reference point are defined in Table 8-4. They are also listed in Table Z.8 for introduction of the PSE and ME-R. + +**Table Z.8 – Link state primitives at the $\gamma_R$ reference point** + +| Primitive name (parameters) | Content | Direction | +|---------------------------------------------------|-----------------------------------------------------------------------------------------------|--------------| +| Battery Operation (BAT) | Boolean: True if the PSE indicates it is operating on reserve battery power. False otherwise. | PSE → FTU-R | +| LinkState.indicate (LinkState) | Indication that the link has transitioned to LinkState (Note) | FTU-R → ME-R | +| NOTE – LinkState $\in \{L0, L2.1N, L2.1B, L2.2\}$ | | | + +## Z.6 Link state specific functions + +### Z.6.1 LRCC-O function + +The LRCC-O acts on flows of downstream and upstream queue fill metrics to determine which link state should be activated, based on link state dependent trigger criteria described in clause Z.6.2, with managed parameters as described in clause Z.7. Separate downstream and upstream triggers are defined. Transitions from a higher rate (power) state to a lower rate (power) state (L0-L2.1N and L2.1B-L2.2) based on traffic conditions shall require both of upstream and downstream trigger criteria to be met. Transitions from a lower rate (power) state to a higher rate (power) state (L2.1-L0 and L2.2-L2.1B) based on traffic conditions shall be activated if either upstream or downstream trigger criteria are met. + +The LRCC-O also reacts to the BAT signal sourced by the DRA, which is derived from the BAT-NT and BAT-RPF signals. The BAT-NT signal is generated by the NT, and indicates that the FTU-R, and any integrated emergency telephony functions, are running on reserve battery power. It is passed to the FTU-O from the FTU-R via the eoc battery state indicator. The BAT-RPF signal is generated by a reverse power feed PSE function where this function is physically separated from the FTU-R, and indicates that the PSE is operating on reserve battery power which may be separate from that supporting the FTU-R. The BAT signal SHALL be asserted by the DRA if the BAT-RPF or BAT-NT signal is TRUE, and the LRCC-O shall unconditionally issue a request (LinkState.request) to change to the appropriate link state as described in clause Z.5, and on detection of return to normal powering conditions, the LRCC-O shall unconditionally issue a request (LinkState.request) to change to the appropriate link state as described in clause Z.5. In order to request a change of link state, the LRCC-O issues a LinkState.request to the DRA. The DRA forwards this request to the FTU-O and may coordinate actions amongst lines, for example to apply power sharing policies. The LRCC-O records the change of link state on reception of a confirmation (LinkState.confirm) primitive. + +The functional model for the LRCC-O is shown in Figure Z.6. + +![Functional model diagram of LRCC-O showing various triggers for link state changes. Inputs include QSR-DS-QA, QSR-DS-QF, QSR-US-QA, and QSI-US-QF. These feed into 'Aggregate per queue information' blocks and 'BAT signal sampling' blocks. These blocks then feed into various 'DS trigger' and 'US trigger' blocks (e.g., L0_L2.1N, L2.1B_L2.2). These triggers feed into 'DS LinkState change select' and 'US LinkState change select' blocks, which then feed into 'DS/US LinkState change coordination'. This coordination block outputs 'LinkState.request'. A 'LinkState state machine' block is also shown, receiving input from the coordination block and feeding into the 'Trigger enable' block. The entire system is labeled LRCC-O.](ec6f9ca4217fce9501c22b8a571a8064_img.jpg) + +G.9701(14)-Amd.2(16)\_FZ.6 + +Functional model diagram of LRCC-O showing various triggers for link state changes. Inputs include QSR-DS-QA, QSR-DS-QF, QSR-US-QA, and QSI-US-QF. These feed into 'Aggregate per queue information' blocks and 'BAT signal sampling' blocks. These blocks then feed into various 'DS trigger' and 'US trigger' blocks (e.g., L0\_L2.1N, L2.1B\_L2.2). These triggers feed into 'DS LinkState change select' and 'US LinkState change select' blocks, which then feed into 'DS/US LinkState change coordination'. This coordination block outputs 'LinkState.request'. A 'LinkState state machine' block is also shown, receiving input from the coordination block and feeding into the 'Trigger enable' block. The entire system is labeled LRCC-O. + +**Figure Z.6 – LRCC-O functional model** + +**Z.6.2 Triggers for link state change – Principles of operation** + +Figure 12-1 shows the valid link states and link state transitions. Table Z.9 shows short names for the link state transitions. + +**Table Z.9 – Short names for valid link state transitions** + +| Permitted link state transitions | | To | | | | +|----------------------------------|-------|----------|-------------|-------------|------------| +| | | L0 | L2.1N | L2.1B | L2.2 | +| From | L0 | – | L0_L2.1N | L0_L2.1B | N/A | +| | L2.1N | L2.1N_L0 | – | L2.1N_L2.1B | N/A | +| | L2.1B | N/A | L2.1B_L2.1N | – | L2.1B_L2.2 | +| | L2.2 | N/A | L2.2_L2.1N | L2.2_L2.1B | – | + +### Z.6.2.1 Input information + +Triggers for link state change operate on data flow and queue fill metrics as described in clause Z.6.2.2. + +### Z.6.2.2 Traffic information processing + +#### Z.6.2.2.1 Queue arrival processing + +$QAD_A$ represents the aggregate downstream queue arrival, and is the sum of the $QAD_Q$ over NQOSQds downstream QoS queues provisioned at the DPU. $QAD_A$ is calculated by the LRCC-O on receipt of a QSR-DS-QA from the TMF-O. + +#### Z.6.2.2.2 Queue fill processing + +$QFD_A$ represents the aggregate downstream queue fill, and is the sum of the $QFD_Q$ over NQOSQds downstream QoS queues provisioned at the DPU. $QFD_A$ is calculated by the LRCC-O on receipt of a QSR-DS-QF from the TMF-O. + +$QFU_A$ represents the aggregate upstream queue fill, and is the sum of the $QFU_Q$ over NQOSQus upstream QoS queues provisioned at the NT. $QFU_A$ is calculated by the LRCC-O on receipt of a QSI-US-QF from the DRA. + +### Z.6.2.3 Trigger criteria – principles of operation + +Each valid transition has trigger criteria. There are two types of trigger criteria: traffic driven, and battery operation status driven. + +#### Z.6.2.3.1 Traffic-driven link state transitions + +Valid traffic driven link state transitions are shown in Table Z.10. + +**Table Z.10 – Valid traffic driven link state transitions** + +| Permitted traffic driven link state transitions | | To | | | | +|-------------------------------------------------|-------|----------|----------|------------|------------| +| | | L0 | L2.1N | L2.1B | L2.2 | +| From | L0 | – | L0_L2.1N | N/A | N/A | +| | L2.1N | L2.1N_L0 | – | N/A | N/A | +| | L2.1B | N/A | N/A | – | L2.1B_L2.2 | +| | L2.2 | N/A | N/A | L2.2_L2.1B | – | + +In the L0 and L2.1B states, two traffic driven link state change trigger criteria are defined with separate parameterisation for each direction: + +1. $US\_TRAFFIC\_TRIGR$ ( $LinkState$ , $QAU_A$ ) +2. $DS\_TRAFFIC\_TRIGR$ ( $LinkState$ , $QAD_A$ ) + +In the L2.1N and L2.2 states, two traffic driven link state change trigger criteria are defined with separate parameterisation for each direction: + +1. $US\_TRAFFIC\_TRIGR$ ( $LinkState$ , $QFU_A$ ) +2. $DS\_TRAFFIC\_TRIGR$ ( $LinkState$ , $QFD_A$ ) + +The trigger criteria for transitioning from a higher rate (power) state to a lower rate (power) state, are based on the aggregate downstream queue arrival ( $QAD_A$ ) and the upstream data stream metric ( $QAU_A$ ). The LRCC-O aggregates the $QAD_A$ and $QAU_A$ for the trigger period ( $TRIGR\_PERIOD$ ) and compares with trigger thresholds ( $TRIGR\_THRESH$ ) according to the threshold criteria in Table Z.11. The LRCC-O shall request a transition from L0 to L2.1N or from L2.1B to L2.2 if and + +only if the related threshold criteria are met for both $QAD_A$ and $QAU_A$ over a trigger persistency period (TRIGR\_PERSIST). + +The trigger criteria for transitioning from a lower rate (power) state to a higher rate (power) state, are based on the aggregate downstream queue fill ( $QFD_A$ ) and the aggregate upstream queue fill ( $QFU_A$ ). The LRCC-O aggregates the $QFD_A$ and $QFU_A$ for the trigger period (TRIGR\_PERIOD) and compares with trigger thresholds (TRIGR\_THRESH) according to the threshold criteria in Table Z.11. The LRCC-O shall request a transition from L2.1N to L0 or from L2.2 to L2.1B if and only if the related threshold criteria are met for $QFD_A$ or $QFU_A$ or both over a trigger persistency period (TRIGR\_PERSIST). + +Each valid transition is either positive (increasing traffic rate) or negative (reducing traffic rate). Trigger criteria for the valid traffic driven link state transitions of Table Z.10 are shown in Table Z.11. + +**Table Z.11 – Trigger criteria for the valid traffic driven link state transitions** + +| Trigger | Type | Threshold criteria | Persistency criteria | Conditional state change | +|------------|----------|-------------------------------------------------|-----------------------------------------------------|-------------------------------| +| L0_L2.1N | negative | $QAD_A, QAU_A < L0\_L2.1N\_TRIGR\_THRESH\_QA$ | TRUE for period > $L0\_L2.1N\_TRIGR\_PERSIST\_QA$ | Both DS and US trigger TRUE | +| L2.1N_L0 | positive | $QFD_A, QFU_A > L2.1N\_L0\_TRIGR\_THRESH\_QF$ | TRUE for period > $L2.1N\_L0\_TRIGR\_PERSIST\_QF$ | DS or US or both trigger TRUE | +| L2.1B_L2.2 | negative | $QAD_A, QAU_A < L2.1B\_L2.2\_TRIGR\_THRESH\_QA$ | TRUE for period > $L2.1B\_L2.2\_TRIGR\_PERSIST\_QA$ | Both DS and US trigger TRUE | +| L2.2_L2.1B | positive | $QFD_A, QFU_A > L2.2\_L2.1B\_TRIGR\_THRESH\_QF$ | TRUE for period > $L2.2\_L2.1B\_TRIGR\_PERSIST\_QF$ | DS or US or both trigger TRUE | + +### Z.6.2.3.2 Battery operation status driven link state transitions + +Valid battery operation status driven link state transitions are shown in Table Z.12. + +**Table Z.12 – Valid battery operation status driven link state transitions** + +| Permitted battery operation status driven link state transitions | | To | | | | +|------------------------------------------------------------------|-------|-----|-------------------|-------------------|------| +| | | L0 | L2.1N | L2.1B | L2.2 | +| From | L0 | – | N/A | Normal to Battery | N/A | +| | L2.1N | N/A | – | Normal to Battery | N/A | +| | L2.1B | N/A | Battery to Normal | – | N/A | +| | L2.2 | N/A | Battery to Normal | N/A | – | + +In each of these four link states, one battery operation state driven link state change trigger criterion is defined: + +1. BAT\_TRIGR (LinkState) + +The LRCC-O shall request a transition L0\_L2.1B or L2.1N\_L2.1B only on detection of a TRUE BAT signal and after a trigger persistency check with period $L0\_L2.1B\_TRIGR\_PERSIST\_BAT$ or $L2.1N\_L2.1B\_TRIGR\_PERSIST\_BAT$ respectively. + +The LRCC-O shall request transition L2.1B\_L2.1N or L2.2\_L2.1N only on detection of a FALSE BAT signal and after trigger persistency check for a period L2.1B\_L2.1N\_TRIGR\_PERSIST\_BAT or L2.2\_L2.1N\_TRIGR\_PERSIST\_BAT respectively. + +Trigger criteria for the valid battery operation status driven low power mode state transitions of Table Z.12 are shown in Table Z.13. + +**Table Z.13 – Trigger criteria for the valid battery operation status driven link state transitions** + +| Trigger | BAT criterion | Persistency criterion | +|-------------|---------------|--------------------------------------------------| +| L0_L2.1B | BAT=TRUE | TRUE for period > L0_L2.1B_TRIGR_PERSIST_BAT | +| L2.1N_L2.1B | BAT=TRUE | TRUE for period > L2.1N_L2.1B_TRIGR_PERSIST_BAT | +| L2.1B_L2.1N | BAT=FALSE | FALSE for period > L2.1B_L2.1N_TRIGR_PERSIST_BAT | +| L2.2_L2.1N | BAT=FALSE | FALSE for period > L2.2_L2.1N_TRIGR_PERSIST_BAT | + +## Z.7 Link state management and reporting parameters + +The management parameters and their valid values for configuration of the link state operation are listed in Table Z.14. + +A DPU supporting Annex Z shall support these management parameters and all their valid values. + +**Table Z.14 – DPU-MIB configuration parameters related to link state** + +| Category/object | Defined in clause | Description | Valid values | +|--------------------------------------------------------------------------------|-------------------|------------------------------------------------------------------------------------------------------------|--------------------------------------------------| +| Link state control
(LINK_STATE_CTRL) | N/A | Selects the operation mode for link state control (either vendor discretionary or according to this Annex) | 0: vendor discretionary
1: Annex Z | +| Cross-layer link state control (Duplicated for upstream and downstream) | | | | +| L0_L2.1N_TRIGR_THRESH_QA | Z.6.2.3.1 | L0_L2.1N bytes arriving criteria: threshold for | 1..127 (1 to 127 kbytes in steps of 1000 bytes) | +| L0_L2.1N_TRIGR_PERIOD_QA | Z.6.2.3.1 | bytes arriving in trigger period aggregated over all queues | 6..255 (6 to 255 ms in steps of 1 ms) | +| L0_L2.1N_TRIGR_PERSIST_QA | Z.6.2.3.1 | L0_L2.1N bytes arriving trigger criteria: persistence guard time. | 1..4095 (1 to 4095 s in steps of 1 s) | +| L2.1N_L0_TRIGR_THRESH_QF | Z.6.2.3.1 | L2.1N_L0 queue fill trigger criteria: aggregated buffer fill in bytes | 64..65535 (64 to 65535 bytes in steps of 1 byte) | +| L2.1N_L0_TRIGR_PERSIST_QF | Z.6.2.3.1 | L2.1N_L0 queue fill trigger criteria: persistence guard time. | 0..255 (0 to 255 ms in steps of 1 ms) | +| L2.2_L2.1B_TRIGR_THRESH_QF | Z.6.2.3.1 | L2.2_L2.1B queue fill trigger criteria: aggregated buffer fill in bytes | 64..65535 (64 to 65535 bytes in steps of 1 byte) | + +**Table Z.14 – DPU-MIB configuration parameters related to link state** + +| Category/object | Defined in clause | Description | Valid values | +|-------------------------------|-------------------|---------------------------------------------------------------------------------------------------------------|--------------------------------------------| +| L2.2_L2.1B_TRIGR_PERSIST_QF | Z.6.2.3.1 | L2.2_L2.1B queue fill trigger criteria: persistence guard time. | 1..255 (10 to 2550 ms in steps of 10 ms) | +| L2.1B_L2.2_TRIGR_THRESH_QA | Z.6.2.3.1 | L2.1B_L2.2 bytes arriving criteria: threshold for bytes arriving in trigger period aggregated over all queues | 1..255 (1 to 255 bytes in steps of 1 byte) | +| L2.1B_L2.2_TRIGR_PERIOD_QA | Z.6.2.3.1 | L2.1B_L2.2 bytes arriving trigger criteria: persistence guard time. | 6..255 (6 to 255 ms in steps of 1 ms) | +| L2.1B_L2.2_TRIGR_PERSIST_QA | Z.6.2.3.1 | L2.1B_L2.2 bytes arriving trigger criteria: persistence guard time. | 1..255 (1 to 255 s in steps of 1 s) | +| L0_L2.1B_TRIGR_PERSIST_BAT | Z.6.2.3.2 | L0_L2.1B battery trigger BAT=TRUE, persistence guard time. | 0..255 (0 to 255 ms in steps of 1 ms) | +| L2.1N_L2.1B_TRIGR_PERSIST_BAT | Z.6.2.3.2 | L2.1N_L2.1B battery trigger BAT=TRUE, persistence guard time. | 0..255 (0 to 255 ms in steps of 1 ms) | +| L2.1B_L2.1N_TRIGR_PERSIST_BAT | Z.6.2.3.2 | L2.1B_L2.1N battery trigger BAT=FALSE, persistence guard time. | 0..255 (0 to 255 ms in steps of 1 ms) | +| L2.2_L2.1N_TRIGR_PERSIST_BAT | Z.6.2.3.2 | L2.2_L2.1N battery trigger BAT=FALSE, trigger persistence guard time. | 0..255 (0 to 255 ms in steps of 1 ms) | + +# Appendix I + +## Wiring topologies and reference loops + +(This appendix does not form an integral part of this Recommendation.) + +### I.1 Wiring topologies + +![Figure I.1 – Modified star wiring topology. A central point connects a horizontal line labeled 'X' to three diagonal lines labeled 'Y1', 'Y2', and 'Y3'. The diagram is labeled G.9701(19)_Fl.1.](cac22ea03f76a995a49bded21a71a373_img.jpg) + +Figure I.1 – Modified star wiring topology. A central point connects a horizontal line labeled 'X' to three diagonal lines labeled 'Y1', 'Y2', and 'Y3'. The diagram is labeled G.9701(19)\_Fl.1. + +Figure I.1 – Modified star wiring topology + +![Figure I.2 – Distributed wiring topology. A horizontal line labeled 'X' has three vertical branches labeled 'Y1', 'Y2', and 'Y3'. The segments between the branches are labeled 'ΔX1' and 'ΔX2'. The diagram is labeled G.9701(19)_Fl.2.](a6ea581fff090ac46b96dff20f673ccf_img.jpg) + +Figure I.2 – Distributed wiring topology. A horizontal line labeled 'X' has three vertical branches labeled 'Y1', 'Y2', and 'Y3'. The segments between the branches are labeled 'ΔX1' and 'ΔX2'. The diagram is labeled G.9701(19)\_Fl.2. + +Figure I.2 – Distributed wiring topology + +### I.2 Reference loops + +#### I.2.1 The final drop + +![Figure I.3 – Overview of the final drop. A block diagram showing a sequence of components: DP (yellow box) connected to a Patch section (oval), which is connected to a Proximal section (oval), which is connected to two Radial sections (ovals). Each Radial section is connected to an NTc (yellow box). The diagram is labeled G.9701(14)_Fl.3.](c3a6bddcf6bbbb27296be4ddbbe63ad8_img.jpg) + +Figure I.3 – Overview of the final drop. A block diagram showing a sequence of components: DP (yellow box) connected to a Patch section (oval), which is connected to a Proximal section (oval), which is connected to two Radial sections (ovals). Each Radial section is connected to an NTc (yellow box). The diagram is labeled G.9701(14)\_Fl.3. + +Figure I.3 – Overview of the final drop + +Table I.1 – Detailed loop and noise characteristics of the final drop + +| Loop | Patch section | | | Proximal section | | | Radial section | | | +|-------|---------------|------|-------|------------------|------|---------|----------------|------|-------| +| | Metres | Type | Xtalk | Metres | Type | Xtalk | Metres | Type | Xtalk | +| D1-US | 0.6 | A26j | 2 | 60 | A26u | 10 | 93 | A24u | 0 | +| D2-US | 0.6 | A26j | 2 | – | – | – | 90 | A24u | 0 | +| D3-UK | 0.6 | B05 | 1 | Null | | | 35 | B05a | 1 | +| D4-UK | 0.3 | B05 | 1 | 3 | B05u | 2 | 70 | B05a | 1 | +| D5 | 0.0 | N/A | 0 | Figure I.4 | B05a | 0 and 1 | Figure I.4 | B05a | 0 | +| D6-NL | 0.6 | A26j | 2 | 50 | T05u | 2 x 20 | 30 | T05b | 2 x 5 | + +**Table I.1 – Detailed loop and noise characteristics of the final drop** + +| Loop | Patch section | | | Proximal section | | | Radial section | | | +|-----------|---------------|------------|-------|------------------|--------------|-------|----------------|----------|-------| +| | Metres | Type | Xtalk | Metres | Type | Xtalk | Metres | Type | Xtalk | +| D7 | 6 | PE4-ALT TK | 47 | 120 | PE4D-ALT | 47 | 80 | PE4D-ALT | 10 | +| D8 (Note) | 1 | PE4-ALT TK | 47 | 250 | PE-AQB-T-ALT | 47 | 0 | – | 0 | + +NOTE – The overall length of this loop exceeds the expected maximum length for reliable operation of ITU-T G.9701. + +![Diagram of a primary final drop loop (D5) showing proximal and radial sections between a DP and an NTc.](18949720e39a002f1f885b9dd0015ce0_img.jpg) + +Diagram illustrating the structure of a primary final drop loop (D5). It shows a line connecting a DP (Drop Point) to an NTc (Network Termination). The proximal section is labeled "Proximal section: 1, 10 and 50 m" and the radial section is labeled "Radial section: total length – proximal length". Below the line, it specifies "Total length: 50, 100 and 200 m, cable type B05a". The diagram is labeled G.9701(14)\_Fl.4. + +Diagram of a primary final drop loop (D5) showing proximal and radial sections between a DP and an NTc. + +**Figure I.4 – Primary final drop loop (D5)** + +![Illustration of final drop loops D1-USA, D2-USA, D3-UK, D4-UK, D6-NL, D7, and D8.](7c414f2c4afc45fae028f3d82cc6dbdf_img.jpg) + +Diagram illustrating the structure of final drop loops D1-USA, D2-USA, D3-UK, D4-UK, D6-NL, D7, and D8. Each loop is shown as a line connecting a DP (Drop Point) to an NTc (Network Termination), with specific lengths and cable types for the proximal and radial sections. The loops are labeled as follows: + + +- D1-USA: DP to NTc, proximal section 0.6 m A26j, radial section 60 m A26u and 93 m A24u. +- D2-USA: DP to NTc, proximal section 0.6 m A26j, radial section 0 m --- and 93 m A24u. +- D3-UK: DP to NTc, proximal section 0.6 m B05???, radial section 0 m --- and 35 m B05a. +- D4-UK: DP to NTc, proximal section 0.6 m B05???, radial section 3 m B05u and 70 m B05a. +- D6-NL: DP to NTc, proximal section 0.6 m A26j, radial section 50 m T05u and 30 m T05b. +- D7: DP to NTc, proximal section 6 m PE4-ALT TK, radial section 120 m PE4D-ALT and 80 m PE4D-ALT. +- D8: DP to NTc, proximal section 1 m PE4-ALT TK, radial section 250 m PE-AQB-T-ALT and 0 m. + + The diagram is labeled G.9701(19)\_Fl.5. + +Illustration of final drop loops D1-USA, D2-USA, D3-UK, D4-UK, D6-NL, D7, and D8. + +**Figure I.5 – Illustration of final drop loops** + +## I.2.2 In-premises wiring + +![Diagram of in-premises wiring showing a sequence of components: NTc, Star section, Star section, In-home section, Star section, Star section, and Terminal D. External connections include Terminal A, Open circuit, Terminal B, Open circuit, and Terminal C. A reference code G.9701(14)_FI.6 is present.](6cca5a940f385b2dbb271f0214a7949c_img.jpg) + +The diagram illustrates the in-premises wiring configuration. It starts with an NTc (Network Termination) connected to a 'Star section'. This is followed by another 'Star section', then an 'In-home section', and two more 'Star sections', ending at 'Terminal D'. External connections are shown as follows: 'Terminal A' and 'Open circuit' are connected to the first 'Star section'; 'Open circuit' and 'Terminal B' are connected to the second 'Star section'; 'Open circuit' and 'Terminal C' are connected to the third 'Star section'. Dashed arrows indicate potential signal paths or interference. The reference code G.9701(14)\_FI.6 is noted in the bottom right. + +Diagram of in-premises wiring showing a sequence of components: NTc, Star section, Star section, In-home section, Star section, Star section, and Terminal D. External connections include Terminal A, Open circuit, Terminal B, Open circuit, and Terminal C. A reference code G.9701(14)\_FI.6 is present. + +Figure I.6 – Overview of the in-premises wiring + +Table I.2 – Detailed loop and noise characteristics of the in-premises wiring + +| Loop | Proximal section
(needed for fibre to the building applications) | | | Star section 1 | | | Star section 2 | | | +|------------------|---------------------------------------------------------------------|------|-------|----------------|-------|-------|----------------|-------|-------| +| | Metres | Type | Xtalk | Metres | Type | Xtalk | Metres | Type | Xtalk | +| H1-US | Null | | | Null | | | 22.5 | CAT5 | 0 | +| H2-US | Null | | | 45 | CAT3 | 0 | 1.5 | CAT5 | 0 | +| | | | | 30 | CAT3 | 0 | Null | | | +| | | | | 22.5 | CAT3 | 0 | Null | | | +| | | | | 15 | CAT3 | 0 | Null | | | +| | | | | 7.5 | CAT3 | 0 | Null | | | +| | | | | 3.8 | CAT3 | 0 | Null | | | +| H3-UK | Null | | | 10 | B05cw | 0 | 5 | B05cw | 0 | +| | | | | | | | 10 | B05cw | 0 | +| H4-UK | Null | | | 5 | B05cw | 0 | Null | | | +| | | | | 10 | B05cw | 0 | Null | | | +| H5-UK | Null | | | 10 | B05cw | 0 | Null | | | +| H6-NL | Null | | | 10 | T05h | 1 | 5 | T05h | 0 | +| | | | | | | | 10 | T05h | 1 | +| H7 | Null | | | 25 | I51 | 10 | 15 | I51 | 0 | +| | | | | | | | 25 | I51 | 0 | +| | | | | | | | Null | | | +| H8 | 25 | I51 | 4 | 10 | I51 | 0 | 10 | I51 | 0 | +| | | | | 30 | I51 | 0 | 10 | I51 | 0 | +| | | | | | | | Null | | | +| H new | 25 | I51 | 4 | 0 | N/A | N/A | 1 | I51 | 0 | +| | | | | 1 | I51 | 0 | | | | +| | | | | 2 | I51 | 0 | | | | +| | | | | 3 | I51 | 0 | | | | + +![Diagram illustrating various in-premises loop configurations (H1-USA to Hnew) with different cable types (CAT-3, CAT-5, B05cw, T05h, I51) and lengths. Each configuration shows a network terminal (NTc) connected to a termination point (Term.) via a series of cable segments of specified lengths and types. Some segments are marked with '0 m' and dashed lines, indicating they are not used in the loop. Vertical segments represent drops to intermediate points.](b84a3f36ad466380aa71ccc168a97f9b_img.jpg) + +G.9701(19)\_FI.7 + +Diagram illustrating various in-premises loop configurations (H1-USA to Hnew) with different cable types (CAT-3, CAT-5, B05cw, T05h, I51) and lengths. Each configuration shows a network terminal (NTc) connected to a termination point (Term.) via a series of cable segments of specified lengths and types. Some segments are marked with '0 m' and dashed lines, indicating they are not used in the loop. Vertical segments represent drops to intermediate points. + +**Figure I.7 – Illustration of in-premises loops** + +**I.2.3 Reference combinations** + +**Table I.3 – Reference combinations** + +| Final drop | In-premises | +|------------|-------------| +| D1-US | H1-US | +| D2-US | H2-US | +| D2-US | H1-US | +| D3-UK | H5-UK | +| D4-UK | H5-UK | +| D4-UK | H3-UK | +| D6-NL | H6-NL | + +![Figure I.8 – Illustration of the reference combinations. The diagram shows eight horizontal line segments representing different cable configurations, labeled D1-H1, D2-H2, D2-H1, D3-H5, D4-H5, D4-H3, D6-H6, and D6-none. Each segment starts with a 'DP' (Device Point) and ends with a 'Term.' (Termination). Various cable types and lengths are specified along the segments, such as A26j, A26u, A24u, CAT-3, CAT-5, B05???, B05a, B05cw, T05u, T05b, and T05h. Red 'NTc' labels indicate specific points. A header at the top indicates 'D6-NL' and 'None' categories. A small note 'G.9701(19)_Fl.8' is at the bottom right.](c2cc51cbfd1851b44a294c5345de6b04_img.jpg) + +Figure I.8 – Illustration of the reference combinations. The diagram shows eight horizontal line segments representing different cable configurations, labeled D1-H1, D2-H2, D2-H1, D3-H5, D4-H5, D4-H3, D6-H6, and D6-none. Each segment starts with a 'DP' (Device Point) and ends with a 'Term.' (Termination). Various cable types and lengths are specified along the segments, such as A26j, A26u, A24u, CAT-3, CAT-5, B05???, B05a, B05cw, T05u, T05b, and T05h. Red 'NTc' labels indicate specific points. A header at the top indicates 'D6-NL' and 'None' categories. A small note 'G.9701(19)\_Fl.8' is at the bottom right. + +**Figure I.8 – Illustration of the reference combinations** + +### I.2.4 Wire types + +NOTE – The high-frequency crosstalk environment is currently not properly specified. The crosstalk coupling functions, including their dependence at high frequencies on length, frequency and number of disturbers, is for further study. + +**Table I.4 – Wire types** + +| Short name | Type | Reference | +|------------|---------------------------------------------------------------------------|----------------| +| A26u | 26 AWG twisted buried distribution cable (gel filled PIC) | | +| A26j | 26 AWG twisted loose jumper wire | | +| A22b | 22 AWG twisted buried drop wire with metal sleeve (BSW-2-22, has 2 pairs) | | +| CAT3 | 24 AWG CAT-3 | | +| CAT5 | 24 AWG CAT-5 | Clause I.2.4.1 | + +**Table I.4 – Wire types** + +| Short name | Type | Reference | +|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------|----------------| +| B05a | 0.5 mm 2-pair unshielded aerial | Clause I.2.4.1 | +| B05b | 0.5 mm 2-pair unshielded aerial | | +| B05du | 0.5 mm 2-pair unshielded aerial Multipair unshielded underground | | +| T05a | Four-pair shielded indoor | | +| T05b | In-building cable: Multiquad shielded | Clause I.2.4.1 | +| T05h | In-house cable: Two or more pairs of unshielded, untwisted wires | Clause I.2.4.1 | +| T05u | Multiquad shielded underground | Clause I.2.4.1 | +| B08a | One-pair unshielded aerial | | +| B05cw | Two or more pairs of unshielded untwisted wires. Common in premises cabling in UK. Active connection uses 3 wires with capacitive coupling between two. | | + +**I.2.4.1 Cable model for wiring types B05a (CAD55), CAT5, T05u, T05b and T05h** + +The parameterized model for the wire types CAT5, T05u, T05b and T05h is defined in Table I.5. The parameter values for these wire types are defined in Table I.6. + +**Table I.5 – Parameterized model for wire types B05a (CAD55), CAT5, T05u, T05b and T05h** + +$[Z_s, Y_p] = Model(Z_{0\infty}, \eta_{VF}, R_{s0}, q_L, q_H, q_c, q_x, q_y, \phi, f_d)$ + +| | | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------| +| $Z_s(j\omega) = j\omega \cdot L_{s\infty} + R_{s0} \times \left( 1 - q_s \cdot q_x + \text{sqr}t \left( q_s^2 \cdot q_x^2 + 2 \cdot \frac{j\omega}{\omega_s} \cdot \left( \frac{q_s^2 + j\omega/\omega_s \cdot q_y}{q_s^2/q_x + j\omega/\omega_s \cdot q_y} \right) \right) \right)$ $Y_p(j\omega) = j\omega \cdot C_{p0} \times (1 - q_c) \times \left( 1 + \frac{j\omega}{\omega_d} \right)^{-2\phi/\pi} + j\omega \cdot C_{p0} \times q_c$ | | +| $L_{s\infty} = \frac{1}{\eta_{VF} \cdot c_0} \times Z_{0\infty}$ $C_{p0} = \frac{1}{\eta_{VF} \cdot c_0} \times \frac{1}{Z_{0\infty}}$ $q_s = \frac{1}{q_H^2 \cdot q_L}$ $\omega_s = q_H^2 \cdot \omega_{s0} = q_H^2 \cdot \left( \frac{4\pi \cdot R_{s0}}{\mu_0} \right)$ $\omega_d = 2\pi \cdot f_d$ | $c_0 = 3 \cdot 10^8 \text{ [m/s]}$ $\mu_0 = 4\pi \cdot 10^{-7} \text{ [H/m]}$ | + +**Table I.6 – Parameter values for wire types B05a (CAD55), CAT5, T05u, T05b and T05h** + +| Cable type | Parameters of reference model | +|--------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| B05a (CAD55) | $Z_{0\infty} = 105.0694$
$\eta_{VF} = 0.6976$
$R_{s0} = 0.1871$
$q_L = 1.5315$
$q_H = 0.7415$
$q_x = 1$
$q_y = 0$
$q_c = 1.0016$
$\phi = -0.2356$
$f_d = 1$ | +| CAT5 | $Z_{0\infty} = 98.000000$
$\eta_{VF} = 0.690464$
$R_{s0} = 165.900000\text{e-}3$
$q_L = 2.150000$
$q_H = 0.859450$
$q_x = 0.500000$
$q_y = 0.722636$
$q_c = 0$
$\phi = 0.973846\text{e-}3$
$f_d = 1.000000;$ | +| T05u | $Z_{0\infty} = 125.636455$
$\eta_{VF} = 0.729623$
$R_{s0} = 180.000000\text{e-}3$
$q_L = 1.666050$
$q_H = 0.740000$
$q_x = 0.848761$
$q_y = 1.207166$
$q_c = 0$
$\phi = 1.762056\text{e-}3$
$f_d = 1.000000$ | +| T05b | $Z_{0\infty} = 132.348256$
$\eta_{VF} = 0.675449$
$R_{s0} = 170.500000\text{e-}3$
$q_L = 1.789725$
$q_H = 0.725776$
$q_x = 0.799306$
$q_y = 1.030832$
$q_c = 0$
$\phi = 0.005222\text{e-}3$
$f_d = 1.000000$ | + +**Table I.6 – Parameter values for wire types B05a (CAD55), CAT5, T05u, T05b and T05h** + +| Cable type | Parameters of reference model | +|------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| T05h | $Z_{0\infty} = 98.369783$
$\eta_{VF} = 0.681182$
$R_{s0} = 170.800000\text{e-}3$
$q_L = 1.700000$
$q_H = 0.650000$
$q_x = 0.777307$
$q_y = 1.500000$
$q_c = 0$
$\phi = 3.023930\text{e-}3$
$f_d = 1.000000$ | + +## Appendix II + +### Example OLR use cases + +(This appendix does not form an integral part of this Recommendation.) + +#### II.1 Transmitter initiated gain adjustment (TIGA) + +This clause includes a number of examples of the use of TIGA in a vectoring configuration. Interactions between an FTU-O and an FTU-R on a single line are described as well as the interactions between the FTU-Os on multiple lines and the VCE. + +##### II.1.1 Flow chart + +The possible combinations of TIGA and SRA are illustrated in Figure 13-7. + +The normal procedure would follow the following steps: + +- First, the VCE may initiate a TIGA request when a precoder coefficient update is scheduled. The VCE instructs the FTU-O to send a TIGA command to the FTU-R. +- After TIGA-ACK received, the VCE gives instruction to the FTU-O to proceed further with the procedure. +- After TIGA-response received: Upon instruction of the VCE, the FTU-O shall send an SRA-R RMC response message to execute the SRA. + +There are two exception cases to the normal procedure: + +In the case of TIGA-ACK is not received, + +- the VCE may decide to initiate a new TIGA command, to have another try, or +- the VCE may decide to not uphold the whole vectored group due to this line and proceed with sending an SRA-R RMC command with SCCC= 1101 (special value) indicating that the FTU-O will enable only the precoder corresponding with the TIGA command, but not the bit tables. + +In the case of TIGA-ACK is received, but TIGA Response (SRA) is not received, + +- the VCE may decide to initiate a new TIGA command, to have another try, or +- the VCE may decide to not uphold the whole vectored group due to this line and proceed with sending an SRA-R RMC command with SCCC= 1110 (special value) indicating that the FTU-O will enable only the precoder corresponding to the TIGA command, but not the bit loading tables. (e.g., in case the VCE knows that bit loading table indicated in TIGA command may not be sufficiently accurate), or +- the VCE may decide to not uphold the whole vectored group due to this line and proceed with sending an SRA-R RMC command with SCCC= 1111 (special value) indicating that the FTU-O will enable both the precoder and the bit loading tables corresponding to the TIGA command. (e.g., in case the VCE knows that bit loading table in TIGA command is an accurate proposal). + +The goal of indicating SCCC=1111/1110/1101: + +In case of "TIGA-ACK is received, but TIGA Response (SRA) is not received" + +The advantage of indicating SCCC=1111/1110 to the FTU-R, is that it may be able to "live with" the TIGA values, although it preferred the SRA values. Therefore the FTU-R is able to continue showtime with the TIGA gains and bit loading values, and later further adapt the gains and the bit loading using autonomous SRA. + +In case of "TIGA-ACK is not received" + +One possibility is that the TIGA command was not received by the FTU-R. In this case, the advantage of indicating SCCC=1101 to the FTU-R, is that it gets warned about a precoder change, but without change of bit loading tables. This avoids de-synchronization in the bit-loading tables between the FTU-O and FTU-R. Nevertheless, the FTU-R's FEQ values may not be correct anymore (on some or all tones), and therefore SNRM loss and possibly constellation decision errors may occur. The FTU-R may be able to continue showtime by lowering the bit loading via an FRA procedure (which may be further followed by autonomous SRA to optimize the bit loading). + +Another possibility is that the TIGA command was received by the FTU-R but the TIGA-ACK got lost (e.g., due to impulse noise). In principle, in this case the FTU-R knows the settings indicated in TIGA command, however the VCE/FTU-O cannot be sure of it. Therefore, using SCCC=1101 is a prudent approach, avoiding de-synchronization in the bit loading tables between the FTU-O and FTU-R. + +## Appendix III + +### Motivation of MTBE accelerated test + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides motivation for the $P_{DTU}$ requirement in the accelerated test for MTBE. + +Stationary noise can trigger retransmissions depending on the noise level. It can be assumed that the probability that a DTU is corrupted due to stationary noise is identical for all retransmissions of the same DTU. That is because the time between the retransmissions is large compared to effects from the Viterbi decoder. + +When considering an environment with only stationary noise, the MTBE after retransmission can be calculated as: + +$$MTBE_{RET} = \frac{T_{DTU}}{(P_{DTU})^{M_{RET}+1}}$$ + +where: + +$MTBE_{RET}$ : is the MTBE after retransmissions, expressed in seconds + +$P_{DTU}$ : is the probability that a DTU is corrupted, i.e., a DTU is not received correctly in a single transmission + +$T_{DTU}$ : is the time duration of a DTU expressed in seconds + +$M_{RET}$ : is the number of retransmissions allowed for additional robustness against stationary noise errors. This is the number of retransmissions that the system can support in addition to the number of retransmissions that are needed to meet the various impulse noise protection requirements. + +Inversely, for a given required $MTBE_{RET}$ , the required $P_{DTU}$ can be calculated as: + +$$P_{DTU} = \left( \frac{T_{DTU}}{MTBE_{RET}} \right)^{\frac{1}{M_{RET}+1}}$$ + +In this edition of the Recommendation, it is assumed that $M_{RET} = 1$ . Operation conditions which allow further optimization of the performance are for further study. In this case, + +$$P_{DTU} = \left( \frac{T_{DTU}}{MTBE_{RET}} \right)^{(1/2)}$$ + +It is further assumed that $MTBE_{RET} = 14\,400$ seconds (see clause 10.3). With this, + +$$P_{DTU} = \left( \frac{T_{DTU\_in\_DMT}}{14400 \times f_D} \right)^{1/2} = \frac{8.3333 \times 10^{-3}}{\sqrt{f_D}} \times (T_{DTU\_in\_DMT})^{1/2}$$ + +where: + +$f_D$ : is the data symbol rate in Hz either upstream ( $f_D^{US}$ ) or downstream ( $f_D^{DS}$ ) + +$T_{DTU\_in\_DMT}$ : is the duration of the DTU expressed in symbol periods. This is identical to $Q \times S_1$ . + +The retransmission overhead due to a correction of stationary noise ( $STAT\_OH$ , see Table 9-21) is approximately equal to $P_{DTU}$ . In Table 9-21, this value is approximated as a single value $10^{-4}$ , independent of DTU size and symbol rate. + +## Appendix IV + +### Targeted generalized vectoring with active ITU-T G.9701 supporting lines (TGVA) + +(This appendix does not form an integral part of this Recommendation.) + +#### IV.1 Scope + +TGVA is a method to re-use tones that are quiet tones (in the absence of TGVA) on line(s) with an active ITU-T G.9701 session. This method is intended to improve performance on the same tones on other line(s) with an active ITU-T G.9701 session. This is accomplished by the exploitation of FEXT coupling between these lines by use of vectoring. + +This FEXT exploitation may be implemented as follows: + +- in downstream by transmission of signals to generate FEXT from otherwise quiet tones, or +- in upstream by reception of FEXT signals on quiet tones. + +#### IV.2 Definitions + +- **Active ITU-T G.9701 session:** An active ITU-T G.9701 session starts after an ITU-T G.994.1 handshake session in which the ITU-T G.9701 mode of operation was selected in the MS message. An active ITU-T G.9701 session ends upon entering O/R-SILENT state. +- **Targeted tone:** A tone that communicates data bits or useful signals such as PRBS signals (monitored tone) or pilot signals (pilot tone), and that is assigned as a target for performance improvement by FEXT exploitation: + - during showtime (on both data and RMC symbols), + - during initialization (on initialization symbols). +- **Supporting tone:** A tone that is not used for data communication, but is used to improve, by FEXT exploitation, the performance of data communication on targeted tones with the same subcarrier index on one or more other lines: + - during showtime (on both data and RMC symbols), + - during initialization (on initialization symbols). +- **Quiet tone:** A tone for which the modulator input ( $Z_i'$ at the FTU-O and $Z_i$ at the FTU-R) is equal to zero (see PMD functional reference model, Figure 10-1). Transmission of a quiet tone results in zero transmit power at the U-interface on that tone (when ignoring transmit power of sidelobes of adjacent non-quiet tones). A quiet tone is neither a targeted tone nor a supporting tone. + +NOTE – + +- Each subcarrier index is independent as far as TGVA is concerned, e.g., on a particular line a tone with a particular subcarrier index may be a targeted tone, while on the same line another tone with a different subcarrier index may be a supporting tone or a quiet tone. +- Each line is independent as far as TGVA is concerned, e.g., on a particular line a tone with a particular subcarrier index may be a targeted tone, while on another line a tone with the same subcarrier index may be a supporting tone or a quiet tone. +- Regarding TGVA, downstream is independent from upstream , e.g., on a particular line a tone with particular subcarrier index in the downstream may be a targeted tone, while in upstream a tone on the same line with the same subcarrier index may be a supporting tone or a quiet tone. + +## IV.3 Downstream TGVA (TGVAds) with active ITU-T G.9701 supporting lines + +### IV.3.1 Functional reference model for downstream + +The reference model for TGVA applicable to downstream transmission (TGVAds) is shown in Figure IV.1. which is a modified version of the reference model in Figure 10-16 to show targeted, supporting and quiet tones, and which is instantiated for a single subcarrier index $i$ . + +- A targeted tone on line $k$ for a given subcarrier index $i$ has a $Z_k(i)$ that is used by the precoder (internal switch gain $S_k(i) = 1$ in Figure IV.1) and a $Z_k(i)' \neq 0$ . +- A supporting tone on line $k$ for a given subcarrier index $i$ has a $Z_k(i)$ that is not used by the precoder (internal switch gain $S_k(i) = 0$ in Figure IV.1) and a $Z_k(i)' \neq 0$ . +- A quiet tone on line $k$ for a given subcarrier index $i$ has a $Z_k(i)$ that is not used by the precoder (internal switch gain $S_k(i) = 0$ in Figure IV.1) and a $Z_k(i)' = 0$ (during showtime for RMC and data symbols, during initialization on initialization symbols). +- All targeted and supporting tones with subcarrier index $i$ have non-zero precoder outputs $Z(i)'$ , which are constructed only from the precoder inputs $Z(i)$ associated with targeted tones. + +![Figure IV.1: Functional reference model of PMD sub-layer for TGVA for downstream (TGVAds) for a single subcarrier index. The diagram illustrates the signal flow for three types of tones: targeted, supporting, and quiet. + 1. Targeted tones (t = 1..T(i)): Symbol encoder #t produces Z_t(i), which is scaled by epsilon-t-n and enters the Precoder. The switch gain S_t(i)=1 is active. The output Z'_t(i) goes to Modulation by IDFT #t. + 2. Supporting tones (s = 1..S(i)): Symbol encoder #s produces Z_s(i), which is scaled by epsilon-s-n and enters the Precoder. The switch gain S_s(i)=0 is inactive. The output Z'_s(i) goes to Modulation by IDFT #s. + 3. Quiet tones (q = 1..Q(i)): Symbol encoder #q produces Z_q(i)=0, which is scaled by epsilon-q-n and enters the Precoder. The switch gain S_q(i)=0 is inactive. The output Z'_q(i)=0 goes to Modulation by IDFT #q. + The central Precoder block performs FEXT cancellation and FEXT exploitation using a pre-coder (NxN) matrix with a (T+S)xT non-zero submatrix. + A Vectoring Control Entity (VCE) manages the Channel (NxN) matrix, receiving feedback from vectoring feedback channels for lines t, s, and q, and communicating with management entities (ME) in the DPU and transceivers (FTU MEs) via epsilon-m and epsilon-c interfaces.](6bff2cd340dd09b13b312514bbac613d_img.jpg) + +Symbol encoder represents the data, sync, pilot, or initialization symbol encoder shown in Figure 10-1 +Reference model applicable for a single subcarrier index $i$ (with $i = 1 \dots NSC$ ). + +Figure IV.1: Functional reference model of PMD sub-layer for TGVA for downstream (TGVAds) for a single subcarrier index. The diagram illustrates the signal flow for three types of tones: targeted, supporting, and quiet. + 1. Targeted tones (t = 1..T(i)): Symbol encoder #t produces Z\_t(i), which is scaled by epsilon-t-n and enters the Precoder. The switch gain S\_t(i)=1 is active. The output Z'\_t(i) goes to Modulation by IDFT #t. + 2. Supporting tones (s = 1..S(i)): Symbol encoder #s produces Z\_s(i), which is scaled by epsilon-s-n and enters the Precoder. The switch gain S\_s(i)=0 is inactive. The output Z'\_s(i) goes to Modulation by IDFT #s. + 3. Quiet tones (q = 1..Q(i)): Symbol encoder #q produces Z\_q(i)=0, which is scaled by epsilon-q-n and enters the Precoder. The switch gain S\_q(i)=0 is inactive. The output Z'\_q(i)=0 goes to Modulation by IDFT #q. + The central Precoder block performs FEXT cancellation and FEXT exploitation using a pre-coder (NxN) matrix with a (T+S)xT non-zero submatrix. + A Vectoring Control Entity (VCE) manages the Channel (NxN) matrix, receiving feedback from vectoring feedback channels for lines t, s, and q, and communicating with management entities (ME) in the DPU and transceivers (FTU MEs) via epsilon-m and epsilon-c interfaces. + +G.9701(19)\_FIV.1 + +Figure IV.1 – Functional reference model of PMD sub-layer for TGVA for downstream (TGVAds) for a single subcarrier index + +### IV.3.2 Implementing TGVAds with active G.9701 supporting lines + +In this clause, an example is provided of how existing tools of the ITU-T G.9701 PMD specification can be used. + +#### IV.3.2.1 Initialization + +During initialization, the O-PRM message (see clause 12.3.3.2.11) contains Field 4 "FTU-R Rx gain update" that indicates, for every subcarrier in the MEDLEYds set, the gain compensation factor per subcarrier to be applied by the FTU-R to its receiver gain stage to accommodate the transition from PRMPSDDds to MREFPSDDds. The value 255 is a special value to indicate that the subcarrier does not carry any power. + +The value 255 indicates to the FTU-R receiver that this is a suppressed subcarrier (showtime equivalent $r_i = 0, b_i = 0$ ). In terms of the reference model, the value 255 therefore corresponds with $S(i) = 0$ . + +It is at the discretion of the VCE whether $Z'(i) \neq 0$ or $Z'(i) = 0$ . Therefore, the VCE may decide to assign this tone as a supporting tone or as a quiet tone, depending on whether $Z'(i) \neq 0$ or $Z'(i) = 0$ at the output of the precoder, respectively. + +During initialization, on initialization symbols, for a specific MEDLEY tone $i$ , the roles of targeted, supporting, and quiet tones are shown in Table IV.1. + +**Table IV.1 – Roles of targeted, supporting, and quiet tones for downstream during initialization** + +| | O-PRM
"FTU-R Rx gain
update" value
| Precoder input | Precoder output | +|-----------------|---------------------------------------------------|-----------------------|------------------------| +| Targeted tone | 0 to 254 | used: $S(i) = 1$ | $Z'(i) \neq 0$ | +| Supporting tone | 255 | not used: $S(i) = 0$ | $Z'(i) \neq 0$ | +| Quiet tone | 255 | not used: $S(i) = 0$ | $Z'(i) = 0$ | + +NOTE 1 – The distinction between the 3 different roles is only relevant at the FTU-O. The FTU-R needs to distinguish only between targeted or non-targeted roles, which is sufficiently defined by O-PRM alone. + +Since precoder coefficients are vendor discretionary, a vendor may set certain coefficients to zero to implement $S(i) = 0$ . + +In a vectored group, in the downstream direction, the VCE may assign a tone to be targeted, supporting, or quiet by using O-PRM values and by choosing appropriate precoder coefficients. + +The VCE algorithms associated with TGVAdS during initialization are vendor discretionary. + +NOTE 2 – The roles of targeted, supporting and quiet tones do not apply to sync symbols, as the precoder behaviour on sync symbols is VCE vendor discretionary. + +#### **IV.3.2.2 Showtime** + +During showtime, a TIGA command (see clause 11.2.2.5) contains $r_i$ values (relative gain compensation factors) to be applied by the FTU-R to its receiver gain stage. + +The value $r_i = 0$ is a special value accompanied by $b_i = 0$ value indicating that the subcarrier is suppressed. In terms of the reference model, this corresponds with $S(i) = 0$ . + +It is at the discretion of the VCE whether $Z'(i) \neq 0$ or $Z'(i) = 0$ . Therefore, the VCE may decide to assign this tone as a supporting tone or as a quiet tone, depending on whether $Z'(i) \neq 0$ or $Z'(i) = 0$ , respectively. + +During showtime, on data symbols and RMC symbols, for a specific MEDLEY tone $i$ , the roles of targeted, supporting, and quiet tones can be re-assigned by using TIGA commands, as shown in Table IV.2. + +**Table IV.2 – Roles of targeted, supporting, and quiet tones for downstream during showtime** + +| | TIGA
r_i value
| Precoder input | Precoder output | +|-----------------|----------------------------------------|-----------------------|------------------------| +| Targeted tone | $r_i > 0$ | used: $S(i) = 1$ | $Z'(i) \neq 0$ | +| Supporting tone | $r_i = 0$ | not used: $S(i) = 0$ | $Z'(i) \neq 0$ | +| Quiet tone | $r_i = 0$ | not used: $S(i) = 0$ | $Z'(i) = 0$ | + +NOTE 1 – The distinction between the 3 different roles is only relevant at the FTU-O. The FTU-R needs to distinguish only between targeted or non-targeted roles, which is sufficiently defined by the TIGA command alone. + +NOTE 2 – The following relationships exist between these TGVA subcarrier types and other subcarrier types: + +- Downstream suppressed subcarriers: NOTE 4 in clause 13.2.2.1.1.2 implicitly defines a downstream suppressed subcarrier to be a subcarrier for which $r_i = 0$ and $b_i = 0$ in a TIGA command. A suppressed subcarrier may therefore be a supporting tone or a quiet tone, depending on whether $Z'(i) \neq 0$ or $Z'(i) = 0$ , respectively. +- BLACKOUT subcarriers are part of the set of quiet tones. +- Downstream monitored subcarriers and pilot subcarriers have $r_i > 0$ , and hence are part of the set of targeted tones. + +Since precoder coefficients are vendor discretionary, a vendor may set certain coefficients to zero to implement $S(i) = 0$ . + +In a vectored group, in the downstream direction, the VCE may change the role of a tone between being targeted, supporting, or quiet by using TIGA commands to modify the $r_i$ parameter values, and by choosing appropriate precoder coefficients. After the role of a tone changes from a supporting or quiet tone to a targeted tone, if non-zero bit-loading is desired, the VCE may facilitate FTU-R FEQ retraining as described in NOTE 4 in clause 13.2.2.1.1.2 (i.e., revival of suppressed subcarriers). + +The VCE algorithms associated with TGVAd during showtime are vendor discretionary. + +NOTE 3 – The roles of targeted, supporting and quiet tones do not apply to sync symbols, since the precoder behaviour on sync symbols is VCE vendor discretionary. + +## **IV.4 Upstream TGVA (TGVAs) with active ITU-T G.9701 supporting lines** + +### **IV.4.1 Functional reference model for upstream** + +The functional reference model for TGVA for upstream (TGVAs) is shown in Figure IV.2. Although a reference model for upstream vectoring does not exist in the main body of this Recommendation, this figure is given for informative purposes to show targeted, supporting and quiet tones. The model is instantiated for one subcarrier index $i$ . + +- A targeted tone has non-zero transmit power ( $g_i \neq 0$ ) at the FTU-R, and at the FTU-O supplies input (internal switch gain $S_k(i)=1$ in Figure IV.2) to a vectoring PMD unit configured to use the supplied input. +- A supporting tone has zero transmit power ( $g_i = 0$ ) at the FTU-R, and at the FTU-O supplies input (internal switch gain $S_k(i)=1$ in Figure IV.2) to a vectoring PMD unit configured to use the supplied input. +- A quiet tone has zero transmit power ( $g_i = 0$ ) at the FTU-R, and at the FTU-O either does not supply input to a vectoring PMD unit, or supplies input (internal switch gain $S_k(i)=0$ in Figure IV.2) to a vectoring PMD unit configured to ignore this input (during showtime for RMC and data symbols, during initialization on initialization symbols). +- All targeted and supporting tones supply input to a vectoring PMD unit configured to use the supplied input, and may affect the vectoring PMD unit output on targeted tones. + +![Functional reference model of PMD sub-layer for TGVA for upstream (TGVaus) for a single subcarrier index. The diagram shows three tone groups: targeted tones (t=1..T(i)), supporting tones (s=1..S(i)), and quiet tones (q=1..Q(i)). These are processed through a vectoring control entity (VCE) and a channel matrix. The VCE sends feedback lines to the tones and interacts with management entities (ME) in the DPU and transceivers. The tones are then demodulated by IDFT or DFT and sent to the FTU-O, which then connects to the FTU-R via an access cable. The FTU-R outputs g(i) values for each tone.](bbfc430d910c0bd4382db83adb64e2e0_img.jpg) + +Reference model applicable for a single subcarrier index $i$ (with $i = 1 \dots NSC$ ). + +G.9701(19)\_FIV/2 + +Functional reference model of PMD sub-layer for TGVA for upstream (TGVaus) for a single subcarrier index. The diagram shows three tone groups: targeted tones (t=1..T(i)), supporting tones (s=1..S(i)), and quiet tones (q=1..Q(i)). These are processed through a vectoring control entity (VCE) and a channel matrix. The VCE sends feedback lines to the tones and interacts with management entities (ME) in the DPU and transceivers. The tones are then demodulated by IDFT or DFT and sent to the FTU-O, which then connects to the FTU-R via an access cable. The FTU-R outputs g(i) values for each tone. + +**Figure IV.2 – Functional reference model of PMD sub-layer for TGVA for upstream (TGVaus) for a single subcarrier index** + +#### IV.4.2 Implementing TGVaus with active ITU-T G.9701 supporting lines + +In this clause, an example is given of how existing tools of the ITU-T G.9701 PMD specification can be used. + +During initialization the O-PMD message (clause 12.3.4.2.7 of [ITU-T G.9701] ), and during showtime, the OLR request type 2 (SRA) commands sent by the FTU-O contain the upstream $g_i$ values. + +The value $g_i = 0$ indicates to the FTU-R transmitter that this subcarrier is not to be transmitted. + +It is at the discretion of the VCE whether the received tone is used by the vectoring PMD unit. Therefore, the VCE may decide to assign this tone as a supporting tone or a quiet tone, depending on whether it is used or not at the input of the vectoring PMD unit. + +The roles of targeted, supporting, and quiet tones during initialization on initialization symbols, and during showtime on data symbols and RMC symbols for a specific MEDLEY tone $i$ are shown in Table IV.3. + +**Table IV.3 – Roles of targeted, supporting, and quiet tones for upstream** + +| | $g_i$ value | Vectoring PMD unit Input | Vectoring PMD unit Output | +|-----------------|--------------|--------------------------|---------------------------| +| Targeted tone | $g_i \neq 0$ | Used: $S(i) = 1$ | Used | +| Supporting tone | $g_i = 0$ | Used: $S(i) = 1$ | Not used | +| Quiet tone | $g_i = 0$ | Not used: $S(i) = 0$ | Not used | + +NOTE 1 – The distinction between the three different roles is only relevant at the FTU-O. The FTU-R needs to distinguish only between targeted or non-targeted roles, which is sufficiently defined by the $g_i$ value alone. + +NOTE 2 – The following relationships exist between these TGVA subcarrier types and other subcarrier types: + +- Upstream suppressed subcarrier: The main body of this Recommendation does not give a definition for this type of subcarrier. For consistency with the downstream case, in this clause an upstream suppressed subcarrier is defined as a subcarrier for which $g_i = 0$ . A suppressed subcarrier may be a supporting tone or a quiet tone. +- BLACKOUT subcarriers are part of the set of quiet tones. +- Upstream monitored subcarriers have $g_i > 0$ , and hence are part of the set of targeted tones. + +Since the upstream vectoring unit coefficients are vendor discretionary, a vendor may set certain coefficients to zero. + +In a vectored group, in the upstream direction, the VCE may assign a tone to be targeted, supporting, or quiet by using $g_i$ values $g_i \neq 0$ or $g_i = 0$ , and by choosing appropriate vectoring coefficients. After the role of a tone changes from a supporting or quiet tone to a targeted tone, the FEQ may need to retrain if non-zero bit-loading is desired. + +The VCE algorithms associated with TGVAus during initialization and showtime are vendor discretionary. + +NOTE 3 – The roles of targeted, supporting and quiet tones do not apply to sync symbols, as the postcoder behaviour on sync symbols is VCE vendor discretionary. + +## Appendix V + +### Retransmission buffer size and the achievable bit-rate + +(This appendix does not form an integral part of this Recommendation.) + +This appendix presents the relationship between the size of the retransmission memory and the achievable bit rate. For simplicity, the description relates to downstream transmission only (ACK transmitted in the upstream direction). The parameters used in the analysis are listed below: + +PMD parameters: + +- $T_F$ : Duration of one TDD frame in ms. +- $T_{symb}$ : Symbol period in ms. +- $T_{ack}$ and $T_{ret}$ : Acknowledgement and retransmission latency in ms as defined in clause 9.8.1. +- $M_{ds}$ : Number of symbols allocated for downstream in one TDD frame. +- $M_{us}$ : Number of symbols allocated for upstream in one TDD frame. +- MEMDS: The memory assigned to the downstream direction. +- $N_{DTU}$ : DTU size in bytes. $N_{DTU} = Q \times K_{FEC}$ . + +Derived parameters: + +- NSYM: Number of symbols (DS+US excluding switching gap) in one TDD frame. + $NSYM = M_{ds} + M_{us}$ +- NSYMack: Retransmission acknowledgement time in symbols. $NSYM_{ack} = \text{ceiling}(T_{ack}/T_{symb})$ +- NSYMret: Retransmission time in symbols. $NSYM_{ret} = \text{ceiling}(T_{ret}/T_{symb})$ + +Three cases are analysed in the following clauses and an upper bound for memory size is concluded. For case 1 and case 2 the following assumptions are made: + +- $NSYM_{ret} + NSYM_{ack} < NSYM$ . +- Each symbol holds exactly one DTU. +- The switching times $T_{g1}$ and $T_{g2}$ are zero. +- The effect of SYNC symbol is ignored. +- The difference in the bit loading between RMC symbols and data symbols is ignored. + +The above assumptions are relaxed for case 3 in order to reflect a more realistic configuration. However, due to the wide dynamic range of parameter configurations for the ITU-T G.9701 framing, it is not easy to derive a closed form expression for the relationship between net data rate and buffer size. Instead a lower bound for the achievable net data rate for a given memory is provided as a design guideline. + +#### V.1 Case 1: $NSYM_{ret} + NSYM_{ack} + 1 \leq M_{us}$ + +In this case, all transmitted DTUs in the downstream direction are acknowledged. Furthermore, the transmitter has enough time to process the acknowledgement and free the retransmission buffer within the same TDD frame before the new frame starts. + +To optimize the response time, the upstream RMC symbol is shifted from the beginning of the upstream portion of the TDD frame by a time period greater than or equal to NSYMack. This will allow the acknowledgment of all downstream DTUs over the same acknowledgment message. + +When these conditions are met, the achievable average downstream net data rate can be calculated as: + +$$AchievableNDRds(kb/s) = \min \left( \frac{8 \text{ (bits/byte)} \times MEMDS}{T_F \text{ (ms)}}, MaxAggAchievableNDR \right) \quad (V-1)$$ + +Figure V.1 shows an example of this case, where one TDD frame holds 11 symbols, NSYMack is 2 symbols long, and NSYMret is one symbol long. All downstream DTUs (D1 to D7) are acknowledged within the same TDD frame (A1-7 means acknowledgement of DTUs 1-7, etc.) + +![Figure V.1: Balanced asymmetric ratio. A diagram showing two consecutive TDD frames. The first frame contains symbols D1 through D7, followed by two 'U' symbols (NSYM_ack), then 'A1-7' (NSYM_ret), and then 'U' (NSYM_ret). The second frame contains symbols D8 through D14, followed by two 'U' symbols (NSYM_ack), then 'A8-14' (NSYM_ret), and then 'U' (NSYM_ret). The total number of symbols in each frame is 11.](b06a5f2c06d1a8179be68bd1736ac5b9_img.jpg) + +Figure V.1: Balanced asymmetric ratio. A diagram showing two consecutive TDD frames. The first frame contains symbols D1 through D7, followed by two 'U' symbols (NSYM\_ack), then 'A1-7' (NSYM\_ret), and then 'U' (NSYM\_ret). The second frame contains symbols D8 through D14, followed by two 'U' symbols (NSYM\_ack), then 'A8-14' (NSYM\_ret), and then 'U' (NSYM\_ret). The total number of symbols in each frame is 11. + +**Figure V.1 – Balanced asymmetric ratio** + +## V.2 Case 2: NSYMret+NSYMack+1 ≥ Mus + +In this case, the last transmitted DTUs in the downstream frame are too close to the upstream RMC symbol or NSYMack+NSYMret is greater than Mus. As a result, the FTU-R cannot acknowledge these last DTUs. Hence the DTU queue is not flushed completely and some DTUs have to be stored in the queue until they get acknowledged in the next TDD frame. Furthermore, in this case, the first DTUs in the new TDD frame are transmitted before the upstream acknowledgement is processed. Hence, these first DTUs have to be stored for some more time. + +Considering the worst case situation (although unrealistic) where only one symbol is assigned to the US direction, there are NSYMack symbols (DTUs) not acknowledged that remain in the DTU queue and NSYMret symbols (DTUs) from the next frame whose acknowledgment is delayed. Figure V.2 illustrates this case. The second ACK (A9-18) contains in this case information on DTUs D9 and D10 and they need NSYMret processing time for the transmitting node. In this configuration, ACK window offset is NSYMack. + +![Figure V.2: Case 2. A diagram showing two consecutive TDD frames. The first frame contains symbols D1 through D8, followed by symbols D9 and D10 (grouped as NSYM_ack), then 'A1-8' (NSYM_ret), and then symbols D11 through D18. The second frame contains symbols D19 and D20 (grouped as NSYM_ack), then 'A9-18' (NSYM_ret), and then symbols D21 through D28. The total number of symbols in each frame is 11.](056653a708f57700fc17410e2e853892_img.jpg) + +Figure V.2: Case 2. A diagram showing two consecutive TDD frames. The first frame contains symbols D1 through D8, followed by symbols D9 and D10 (grouped as NSYM\_ack), then 'A1-8' (NSYM\_ret), and then symbols D11 through D18. The second frame contains symbols D19 and D20 (grouped as NSYM\_ack), then 'A9-18' (NSYM\_ret), and then symbols D21 through D28. The total number of symbols in each frame is 11. + +**Figure V.2 – Case 2** + +The achievable downstream net data rate for this case is given by: + +$$AggAchievableNDR\_O(kb/s) = \min \left( \frac{8 \text{ (bits/byte)} \times MEMDS}{(M_{DS} + NSYM_{ack} + NSYM_{ret} + 1 - M_{us})/M_{DS} \times T_F \text{ (ms)}}, MaxAggAchievableNDR \right) \quad (V-2)$$ + +NOTE – Equation V-2 reduces to Equation V-1 when NSYMack+NSYMret+1=Mus. + +## V.3 Case 3: Lower bound for the achievable net data rate + +From the above analysis it can be observed that, if a DTU is partially transmitted in the downstream direction in one TDD frame, extra memory is required to store this DTU. Since a DTU size varies from 0.25 symbols to four symbols, a closed form expression for the achievable net data rate is not + +straightforward. Nevertheless, the following equation gives a reasonable lower bound for the achievable net data rate assuming a worst case that an entire DTU is held in the transmitter's buffer: + +$$AggAchievableNDR\_O(\text{kb/s}) \geq \min \left( \frac{8(\text{bits/byte}) \times (\text{MEMDS} - N_{\text{DTU}})}{(M_{\text{DS}} + \text{NSYM}_{\text{ack}} + \text{NSYM}_{\text{ret}} + 1 - M_{\text{US}})/M_{\text{DS}} \times T_F(\text{ms})}, \text{MaxAggAchievableNDR} \right) \quad (\text{V-3})$$ + +#### V.4 Memory size example + +Assumptions: + +- $T_F$ : 0.75ms +- NSYM: 35 symbols +- $\text{NSYM}_{\text{ack}} + \text{NSYM}_{\text{ret}}$ : 20 or 30 symbols +- Target average downstream bit-rate: 500 Mbit/s + +Table V.1 presents the downstream retransmission memory size for number of different scenarios assuming case 2. + +**Table V.1 – Example for downstream retransmission memory size** + +| Down/Up allocation
$\{M_{\text{ds}}, M_{\text{us}}\}$
$\text{NSYM}_{\text{ack}} + \text{NSYM}_{\text{ret}}$ | 90%/10%
$\{31, 4\}$ | 50%/50%
$\{18, 17\}$ | +|-------------------------------------------------------------------------------------------------------------------|------------------------|-------------------------| +| 20 | 72.6 KBytes | 57.3 KBytes | +| 30 | 87.7 KBytes | 83.3 KBytes | + +For the worst case calculation (case 3), a memory size equal to one DTU should be added to each entry in Table V.1. + +## Appendix VI + +### Example applications of discontinuous operation + +(This appendix does not form an integral part of this Recommendation.) + +#### VI.1 Discontinuous operation with vectoring disabled + +In deployment scenarios where there is no expected self-FEXT, such as in the case of a single-line DPU or a DPU connected to drop wires with no common cable sheath, the vectoring function may become inactive or be disabled. Should vectoring become inactive or disabled, only one bit loading table and one set of gains needs to be maintained by each transceiver in the DPU per direction of transmission. In every logical frame the transmitter may send data symbols only during symbol periods when data is available for transmission and send only quiet symbols during all remaining symbol periods in the logical frame where no data is available. One way to achieve this is to set $TTR = TBUDGET$ , which effectively disables the discontinuous operations interval. + +Figure VI.1 shows an example timing diagram of autonomous discontinuous operation over a single line when DRA/VCE has vectoring disabled. Figure VI.1(a) gives an example for the downstream direction and Figure VI.1(b) gives a similar example for the upstream, where in each case the FTU sends a contiguous block of data for duration of $TTR = TBUDGET$ symbol periods followed by a block of quiet symbols for the remainder of the logical frame. + +Each of the examples given in this appendix uses the valid frame value of $M_F = 23$ symbol periods with $M_{ds} = 14$ symbol periods and $M_{us} = 8$ symbol periods. The examples mainly demonstrate the configurations of $TTR$ , $TBUDGET$ and $TA$ in accordance with the rules defined in clause 10.7. + +Each of the examples show the configuration of $TBUDGET$ , $TTR$ and $TA$ communicated to the receiver in the RMC for each line in the vectored group. Shown in square brackets are the values of $TIQ$ , B' and B. The value of $TIQ$ is set by the DRA/VCE block(s) in the DPU and communicated to the FTU-O indicating that if there is no data available for a data symbol position spanned by $TBUDGET$ interval in the DOI, it may be filled with a quiet symbol if $TIQ=0$ or an idle symbol if $TIQ=1$ . + +![Figure VI.1: Discontinuous operation without vectoring (autonomous discontinuous operation).](14512fe72d075c1f96895f3037f52aad_img.jpg) + +The diagram illustrates two scenarios of discontinuous operation on a single line (Line n) over time. It shows the sequence of symbols (rme, data, quiet, sync) within TDD frames and logical frames. + +**(a) Downstream autonomous discontinuous operation:** This part shows the downstream direction. It consists of two TDD sync frames, each with $M_F = 23$ symbols and duration $T_F = M_F \times T_S$ seconds. The first frame contains a 'DS logical frame ( $T_F$ ) containing DS sync symbol' with $M_{ds} = 14$ downstream symbols and $M_{us} = 8$ upstream symbols. The second frame contains a 'DS logical frame without DS sync symbol' with the same symbol counts. Parameters for the first frame are $TTR_{ds} = TBUDGET_{ds} = 13; TA_{ds} = 0; [TIQ = 0, B' = B = 0]$ and for the second frame are $TTR_{ds} = TBUDGET_{ds} = 6; TA_{ds} = 0; [TIQ = 0, B' = B = 0]$ . The DRMCds is 4. The timeline starts at $t = 0$ and ends at $t = 2T_F$ . + +**(b) Upstream autonomous discontinuous operation:** This part shows the upstream direction. It also consists of two TDD sync frames. The first frame contains an 'Upstream logical frame ( $T_F$ ) containing sync symbol' with $M_{ds} = 14$ downstream symbols and $M_{us} = 8$ upstream symbols. The second frame contains an 'Upstream logical frame ( $T_F$ ) without sync symbol' with the same symbol counts. Parameters for the first frame are $TTR_{us} = TBUDGET_{us} = 7; TA_{us} = 0; [B' = B = 0]$ and for the second frame are $TTR_{us} = TBUDGET_{us} = 3; TA_{us} = 0; [B' = B = 0]$ . The DRMCus is 3. The timeline starts at $t = 0$ and ends at $t = 2T_F$ . + +**Legend:** + +- rme rme symbol +- d data symbol +- q quiet symbol +- sync sync symbol + +$TTR$ = duration of the normal operation interval    $TA$ = number of quiet symbols immediately after $TTR$ + $TBUDGET + TA - 1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +G.9701(14)\_FVI.1a + +G.9701(14)\_FVI.1b + +Figure VI.1: Discontinuous operation without vectoring (autonomous discontinuous operation). + +**Figure VI.1 – Discontinuous operation without vectoring +(autonomous discontinuous operation)** + +## VI.2 Examples of discontinuous operation with vectoring enabled + +If vectoring is enabled, different bit loading tables and different sets of gains may be defined for NOI and DOI. The settings of $TTR$ , $TBUDGET$ , $TA$ and $TIQ$ are determined by the DRA/VCE based on the data traffic as defined in clause 10.7. The value of $TIQ$ is set by the DRA/VCE and communicated to the FTU-O's in the vectored group. The values of $B'$ and $B$ are derived and dependent on the sync symbol presence (or non-presence) in the logical and its position in the logical frame. + +Figure 10-29 (for the downstream direction) and Figure 10-30 (for the upstream direction) show examples of coordinated discontinuous operation where the vector processing (i.e., vectored group matrix size) is reduced in the DOI, thereby achieving some power savings with fewer operations in matrix multiplications. For each line the DRA/VCE has set $TIQ=1$ indicating to the FTU-O to insert an idle symbol if there is no data available for the remaining intervals in $TBUDGET$ allocated for data in the DOI. + +The symbol periods in the DOI across all the lines of the vectored group should be configured in a manner that achieves a good balance between performance and power savings. Transceiver power saving may be achieved through the use of quiet symbols when no data is present and in the alignment of data symbols among selected lines in the vector group to reduce the cancellation matrix size. + +Figures VI.2(a) and VI.2(b) show examples of reduced matrix sizes in the DOI for the downstream and the upstream channels respectively. + +In the downstream DOI of Figure VI.2(a), the DPU operates with a $3 \times 3$ vector group for the first six symbol intervals in the DOI and the remainder of the logical frame has data available only on line 4. + +On line 2, the fifth and sixth symbol intervals are loaded with idle symbols in accordance with the setting and indication of $TIQ=1$ by the DRA/VCE to the FTU-O. The first logical frame shown in this figure contains a sync symbol in the last symbol interval position of the logical frame. + +Line 1 is configured with $TBUDGET=TTR=5$ and $TA=0$ , indicating that data is sent only in the NOI and none in the DOI. The index of the last data bearing symbol is $TBUDGET + TA - 1 = 5 + 0 - 1 = 4$ , where the symbol index counting begins with the value 0. + +Lines 2 and 3 each have $TBUDGET=11$ and $TA=0$ indicating that the index of the last symbol interval of the logical for which data may be transmitted is $TBUDGET + TA - 1 = 11 + 0 - 1 = 10$ . + +Line 4 in this example has data available for all time slots in the logical frame. Since this logical frame has a sync symbol allocated for the last slot, the value of $TBUDGET$ may be configured with either 13 or 14. In a downstream logical frame, the last symbol position is allocated for the sync symbol, which takes precedence over the logical frame. With this understanding, the logical frame with the sync symbol may set $TBUDGET=13$ or 14; if set to 14, it is understood that the sync symbol takes precedence over any data. This understanding is required in the computing of $N_B(k + 1)$ as defined in clause 9.5. For the subsequent logical frame in this example, line 4 has $TBUDGET=M_{ds}=14$ , since there is no sync symbol present. + +For the upstream direction, Figure VI.2(b) shows an example with a $3 \times 3$ vector matrix in the DOI. The first logical frame is shown to contain a sync symbol in the DOI. In this example, the RMC symbol is offset by three symbol positions ( $D_{RMCus}=3$ ) relative to the beginning of the TDD frame; the first symbol position in the TDD Sync Frame is allocated for the sync symbol. The first logical frame in the figure contains a sync symbol in symbol position with index 5 on all of the lines in the vectored group. + +In line 1, data symbols are only sent in the NOI so $TBUDGET=TTR=4$ and $TA=0$ ; the index of the symbol in the logical frame eligible for sending data is $TBUDGET + TA - 1 = 4 + 0 - 1 = 3$ . + +On lines 2, 3 and 4 the logical frame with the sync symbol has the sync symbol located in position 5 surrounded by eligible data symbols spanned by $TBUDGET$ ; in this case the sync symbol position is counted as a data symbol position in the determination of $TBUDGET$ . + +Lines 2, 3, and 4 each have $TBUDGET = 8$ and $TA = 0$ ; the index of the last symbol position eligible for data symbols in this logical frame for these two lines is $TBUDGET + TA - 1 = 8 + 0 - 1 = 7$ . Lines 2 and 3 have an idle symbol inserted in the eligible data symbol positions in the DOI that do not have available data, given the setting of $TIQ=1$ by the DRA/VCE. + +The next upstream logical frame in Figure VI.2(b) is configured for a $2 \times 2$ vector matrix with lines 3 and 4 in the DOI. This logical frame does not contain a sync symbol. Lines 1 and 2 are only transmitting in the NOI. Lines 1 and 2 are configured with $TBUDGET=TTR=4$ and $TA=0$ . Lines 3 and 4 are both configured with $TBUDGET=8$ and $TA=0$ and the DRA/VCE has assigned $TIQ=0$ indicating that if there is no data available for the slots in the DOI, a quiet symbol may be sent. + +![Figure VI.2(a) Downstream: Timing diagram showing four lines (Line 1 to Line 4) with various symbol types (rme, data, quiet, idle, sync) over time. It details TDD frames, downstream and upstream symbol counts, and DOI intervals.](67f1290c75b9e4a4a36af1afacbb7932_img.jpg) + +Figure VI.2(a) illustrates the downstream timing for four lines. The diagram shows two TDD frames, each with a duration of $T_f = M_f \times T_s$ seconds, where $M_f = 23$ symbols. Each frame is divided into a Downstream ( $M_{ds}$ ) and Upstream ( $M_{us}$ ) portion. Line 1 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 2 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 3 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 4 has $M_{ds} = 14$ and $M_{us} = 8$ . The diagram shows the distribution of symbols (rme, data, quiet, idle, sync) across the lines. The DOI (Data Interval) is indicated, showing the start and end of the data interval. The first DOI contains a DS logical frame with a sync symbol, while the second DOI contains a DS logical frame without a sync symbol. The parameters for each line are: Line 1: $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 5$ ; $TA_{ds} = 0$ ; $TIQ = 1$ , $B' = 6$ , $B = 0$ ; Line 2: $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 11$ ; $TA_{ds} = 0$ ; $TIQ = 1$ , $B' = 6$ , $B = 4$ ; Line 3: $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 11$ ; $TA_{ds} = 0$ ; $TIQ = 1$ , $B' = 6$ , $B = 6$ ; Line 4: $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 13$ or $14$ ; $TA_{ds} = 0$ ; $TIQ = 1$ , $B' = 8$ or $9$ , $B = 8$ ; $DRMC_{ds} = 4$ . + +(a) Downstream + +Figure VI.2(a) Downstream: Timing diagram showing four lines (Line 1 to Line 4) with various symbol types (rme, data, quiet, idle, sync) over time. It details TDD frames, downstream and upstream symbol counts, and DOI intervals. + +![Figure VI.2(b) Upstream: Timing diagram showing four lines (Line 1 to Line 4) with various symbol types (rme, data, quiet, idle, sync) over time. It details TDD frames, upstream and downstream symbol counts, and DOI intervals.](c5c4857711ffb768937e88f982eba412_img.jpg) + +Figure VI.2(b) illustrates the upstream timing for four lines. The diagram shows two TDD frames, each with a duration of $T_f = M_f \times T_s$ seconds, where $M_f = 23$ symbols. Each frame is divided into a Downstream ( $M_{ds}$ ) and Upstream ( $M_{us}$ ) portion. Line 1 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 2 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 3 has $M_{ds} = 14$ and $M_{us} = 8$ . Line 4 has $M_{ds} = 14$ and $M_{us} = 8$ . The diagram shows the distribution of symbols (rme, data, quiet, idle, sync) across the lines. The DOI (Data Interval) is indicated, showing the start and end of the data interval. The first DOI contains an Upstream logical frame with a sync symbol, while the second DOI contains an Upstream logical frame without a sync symbol. The parameters for each line are: Line 1: $TTR_{us} = 4$ ; $TBUDGET_{us} = 4$ ; $TA_{us} = 0$ ; $B' = B = 0$ ; Line 2: $TTR_{us} = 4$ ; $TBUDGET_{us} = 8$ ; $TA_{us} = 0$ ; $B' = B = 1$ ; Line 3: $TTR_{us} = 4$ ; $TBUDGET_{us} = 8$ ; $TA_{us} = 0$ ; $B' = 4$ , $B = 2$ ; Line 4: $TTR_{us} = 4$ ; $TBUDGET_{us} = 8$ ; $TA_{us} = 0$ ; $B' = 4$ , $B = 3$ ; $DRMC_{us} = 3$ . + +(b) Upstream + +Figure VI.2(b) Upstream: Timing diagram showing four lines (Line 1 to Line 4) with various symbol types (rme, data, quiet, idle, sync) over time. It details TDD frames, upstream and downstream symbol counts, and DOI intervals. + +**Figure VI.2 – Example 1: Reduction of vector matrix size in the DOI** + +If the traffic patterns allow, it is possible that the vector processing may be turned off in the DOI if the data symbols are distributed across the available symbol periods so as to avoid any common slots with the other lines in the vector group. An example is given in Figure VI.3. + +Figure VI.3(a) shows a downstream example where no symbols from different lines in the vector group occupy the same symbol intervals in the DOI. In all cases, the DRA/VCE would likely set $TIQ=0$ forcing a quiet symbol to be sent in a data eligible symbol position in the DOI. An example is shown for line 3 in the logical frame that is without the sync symbol. + +The upstream example in Figure VI.3(b) is a similar configuration as for the downstream. In all lines the DRA/VCE has set $TIQ=0$ . For line 3 in the logical frame with the sync symbol, an alternate valid configuration for the DO parameters are $TTR=3$ , $TBUDGET=5$ , and $TA=2$ , where the index of the last symbol interval eligible for data is $TBUDGET + TA - 1 = 5 + 2 - 1 = 6$ , but the derived parameters have $B'=2$ and $B=1$ . + +![Figure VI.3(a) Downstream: Timing diagram showing TDD frame and TDD sync frame structures for four lines. It details the placement of rmc, data, quiet, and sync symbols, and the calculation of parameters like TTR, TBUDGET, and TA for each line. The diagram is divided into Downstream (M_ds = 14) and Upstream (M_us = 8) sections. The first frame contains a DS sync symbol, while the second does not. Legend: rmc symbol (blue), data symbol (green), quiet symbol (dashed), sync symbol (hatched).](0da7dffc768694ed2710d63f80ca7c19_img.jpg) + +TDD frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds)      TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds) + +Downstream $M_{ds} = 14$      $M_{us} = 8$      Downstream $M_{ds} = 14$      $M_{us} = 8$ + +Line 1: rmc d d d d Upstream rmc d d d d Upstream rmc + $TTR_{ds} = 5; TBUDGET_{ds} = 5; TA_{ds} = 0;$ + $[TIQ = 0, B' = 0, B = 0];$ + +Line 2: rmc d d d d d d Upstream rmc d d d d d d Upstream rmc + $TTR_{ds} = 5; TBUDGET_{ds} = 7; TA_{ds} = 0;$ + $[TIQ = 0, B' = 2, B = 2];$ + +Line 3: rmc d d d d d d d Upstream rmc d d d d d d q Upstream rmc + $TTR_{ds} = 5; TBUDGET_{ds} = 8; TA_{ds} = 2;$ + $[TIQ = 0, B' = 3, B = 3];$ + +Line 4: d d d d rmc d d d d Upstream d d d rmc d d d d Upstream d d d d rmc + $TTR_{ds} = 5; TBUDGET_{ds} = 8 \text{ or } 9; TA_{ds} = 5;$ + $[TIQ = 0, B' = 3 \text{ or } 4, B = 3];$ + +$DRMC_{ds} = 4$      $t = 0$      $I = T_F$      $t = 2T_F$ + +NOI      DOI      NOI      DOI + +DS logical frame ( $T_F$ ) containing DS sync symbol      DS logical frame without DS sync symbol + +Legend: rmc symbol, data symbol, quiet symbol, sync symbol + +$TTR$ = duration of the normal operation interval      $TA$ = number of quiet symbols immediately after $TTR$ + $TBUDGET+TA-1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(a) Downstream + +G.9701(14)\_FVI.3a + +Figure VI.3(a) Downstream: Timing diagram showing TDD frame and TDD sync frame structures for four lines. It details the placement of rmc, data, quiet, and sync symbols, and the calculation of parameters like TTR, TBUDGET, and TA for each line. The diagram is divided into Downstream (M\_ds = 14) and Upstream (M\_us = 8) sections. The first frame contains a DS sync symbol, while the second does not. Legend: rmc symbol (blue), data symbol (green), quiet symbol (dashed), sync symbol (hatched). + +![Figure VI.3(b) Upstream: Timing diagram showing TDD frame and TDD sync frame structures for four lines. It details the placement of rmc, data, quiet, and sync symbols, and the calculation of parameters like TTR, TBUDGET, and TA for each line. The diagram is divided into Downstream (M_ds = 14) and Upstream (M_us = 8) sections. The first frame contains a sync symbol, while the second does not. Legend: rmc symbol (blue), data symbol (green), quiet symbol (dashed), sync symbol (hatched).](34166ffe005eb0bdcb69fa10c87caba1_img.jpg) + +TDD frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds)      TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_S$ seconds) + +$M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      $M_{us} = 8$ + +Line 1: Downstream rmc d d d Downstream rmc d d d Downstream rmc d + $TTR_{us} = 3; TBUDGET_{us} = 4; TA_{us} = 0;$ + $[B' = 1, B = 1];$ + +Line 2: Downstream rmc d d d Downstream rmc d d d Downstream rmc d + $TTR_{us} = 3; TBUDGET_{us} = 4; TA_{us} = 1;$ + $[B' = 1, B = 1];$ + +Line 3: Downstream d rmc d d Downstream d rmc d d Downstream d rmc d + $TTR_{us} = 3; TBUDGET_{us} = 4; TA_{us} = 3;$ + $[B' = 1, B = 1];$ + +Line 4: Downstream d rmc d d Downstream d rmc d d Downstream d d rmc d + $TTR_{us} = 3; TBUDGET_{us} = 4; TA_{us} = 4;$ + $[B' = 1, B = 1];$ + +$t = 0$      $DRMC_{us} = 3$      $t = T_F$      $DRMC_{us} = 3$      $t = 2T_F$ + +NOI      DOI      NOI      DOI + +Upstream logical frame ( $T_F$ ) containing sync symbol      Upstream logical frame ( $T_F$ ) without sync symbol + +Legend: rmc symbol, data symbol, quiet symbol, sync symbol + +$TTR$ = duration of the normal operation interval      $TA$ = number of quiet symbols immediately after $TTR$ + $TBUDGET+TA-1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(b) Upstream + +G.9701(14)\_FVI.3b + +Figure VI.3(b) Upstream: Timing diagram showing TDD frame and TDD sync frame structures for four lines. It details the placement of rmc, data, quiet, and sync symbols, and the calculation of parameters like TTR, TBUDGET, and TA for each line. The diagram is divided into Downstream (M\_ds = 14) and Upstream (M\_us = 8) sections. The first frame contains a sync symbol, while the second does not. Legend: rmc symbol (blue), data symbol (green), quiet symbol (dashed), sync symbol (hatched). + +**Figure VI.3 – Example 2: Avoiding common symbol periods in DOI to turn off crosstalk cancellation processing** + +Figure VI.4 shows the example of DOI operating with two distributed vector groups, each with size $2 \times 2$ cancellation matrices. + +Figure VI.4(a) shows a downstream channel configuration with $2 \times 2$ crosstalk cancellation of lines 1 and 2 for the first four symbols in the DOI and $2 \times 2$ crosstalk cancellation with lines 3 and 4 for the remainder of the DOI. The $TIQ$ value is set to 0 for all lines by the DRA/VCE, such that when a line does not have data available for the eligible data slots in the DOI, the FTU-O may substitute a quiet symbol in that location. This case is shown in line 3 for the logical frame that does not contain a sync symbol. + +Figure VI.4(b) shows a similar configuration for the upstream. An item worth mentioning is that for lines 3 and 4 in the logical frame containing the sync symbol, the alternative configuration of the DO parameters communicated in the RMC are $TTR=3$ , $TBUDGET=6$ , and $TA=2$ . The corresponding derived parameters are $B'=3$ and $B=2$ for line 3 and $B=1$ for line 4. + +![Figure VI.4(a) Downstream: Timing diagram showing four lines (Line 1 to Line 4) over two TDD sync frames. Each frame has a Downstream (M_ds = 14) and Upstream (M_us = 8) period. Symbols include rmc (blue), data (green), quiet (white), and sync (grey). Parameters like TTR_ds, TBUDGET_ds, and TA_ds are specified for each line. The diagram also shows the DOI (Duration of Interval) and NOIs (Normal Operation Intervals).](a9cffaea1e423f35f76268ce60023115_img.jpg) + +TDD frame ( $M_F = 23$ symbols; $T_F = M_F \times T_s$ seconds)      TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_s$ seconds) + +Downstream $M_{ds} = 14$      $M_{us} = 8$      Downstream $M_{ds} = 14$      $M_{us} = 8$ + +Line 1: [rmc] [d] [d] [d] [d] [d] [d] [d] [d] [Upstream] [sync] [rmc] [d] [d] [d] [d] [d] [d] [d] [d] [Upstream] [rmc] ... + $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 9$ ; $TA_{ds} = 0$ ; + $[TIQ = 0, B' = 4, B = 4]$ ; + +Line 2: [rmc] [d] [d] [d] [d] [d] [d] [d] [d] [Upstream] [sync] [rmc] [d] [d] [d] [d] [d] [d] [q] [q] [Upstream] [rmc] ... + $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 9$ ; $TA_{ds} = 0$ ; + $[TIQ = 0, B' = 4, B = 2]$ ; + +Line 3: [d] [d] [d] [d] [rmc] [d] [d] [d] [d] [Upstream] [d] [d] [d] [sync] [rmc] [d] [d] [d] [d] [Upstream] [d] [q] [q] [q] [rmc] ... + $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 9$ ; $TA_{ds} = 4$ ; + $[TIQ = 0, B' = 4, B = 4]$ ; + +Line 4: [d] [d] [d] [d] [rmc] [d] [d] [d] [d] [Upstream] [d] [d] [d] [sync] [rmc] [d] [d] [d] [d] [Upstream] [d] [d] [d] [d] [rmc] ... + $TTR_{ds} = 5$ ; $TBUDGET_{ds} = 10$ ; $TA_{ds} = 4$ ; + $[TIQ = 0, B' = 5, B = 5]$ ; + +$DRMC_{ds} = 4$ + +$t = 0$      $t = T_F$      $t = 2T_F$ + +NOI      DOI      NOI      DOI + +DS logical frame ( $T_F$ ) containing DS sync symbol      DS logical frame without DS sync symbol + +[rmc] rmc symbol    [d] data symbol    [q] quiet symbol    [sync] sync symbol + +G.9701(14)\_FVI.4a + +TTR = duration of the normal operation interval      TA = number of quiet symbols immediately after TTR + $TBUDGET+TA-1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(a) Downstream + +Figure VI.4(a) Downstream: Timing diagram showing four lines (Line 1 to Line 4) over two TDD sync frames. Each frame has a Downstream (M\_ds = 14) and Upstream (M\_us = 8) period. Symbols include rmc (blue), data (green), quiet (white), and sync (grey). Parameters like TTR\_ds, TBUDGET\_ds, and TA\_ds are specified for each line. The diagram also shows the DOI (Duration of Interval) and NOIs (Normal Operation Intervals). + +![Figure VI.4(b) Upstream: Timing diagram showing four lines (Line 1 to Line 4) over two TDD sync frames. Each frame has an Upstream (M_us = 8) and Downstream (M_ds = 14) period. Symbols include rmc (blue), data (green), quiet (white), and sync (grey). Parameters like TTR_us, TBUDGET_us, and TA_us are specified for each line. The diagram also shows the DOI (Duration of Interval) and NOIs (Normal Operation Intervals).](e72c169bb5f5c8a8f0bb25d8a78ba4ee_img.jpg) + +TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_s$ seconds)      TDD sync frame ( $M_F = 23$ symbols; $T_F = M_F \times T_s$ seconds) + +$M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      $M_{us} = 8$ + +Line 1: [Downstream] [rmc] [d] [d] [d] [d] [Downstream] [sync] [rmc] [d] [d] [d] [q] [Downstream] [rmc] [d] ... + $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 0$ ; + $[B' = 2, B = 2]$ ; + +Line 2: [Downstream] [rmc] [d] [d] [d] [q] [Downstream] [sync] [rmc] [d] [d] [d] [d] [Downstream] [rmc] [d] ... + $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 0$ ; + $[B' = 2, B = 1]$ ; + +Line 3: [Downstream] [d] [d] [d] [rmc] [d] [d] [Downstream] [sync] [d] [d] [rmc] [d] [d] [Downstream] [d] [d] [d] [rmc] [d] ... + $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 3$ ; + $[B' = 2, B = 2]$ ; + +Line 4: [Downstream] [d] [rmc] [d] [d] [Downstream] [sync] [d] [q] [rmc] [d] [d] [Downstream] [d] [q] [q] [rmc] [d] ... + $TTR_{us} = 3$ ; $TBUDGET_{us} = 5$ ; $TA_{us} = 3$ ; + $[B' = 3, B = 1]$ ; + +$DRMC_{us} = 3$ + +$t = 0$      $t = T_F$ + +NOI      DOI      NOI      DOI + +Upstream logical frame ( $T_F$ ) containing sync symbol      Upstream logical frame ( $T_F$ ) without sync symbol + +[rmc] rmc symbol    [d] data symbol    [q] quiet symbol    [sync] sync symbol + +G.9701(14)\_FVI.4b + +TTR = duration of the normal operation interval      TA = number of quiet symbols immediately after TTR + $TBUDGET+TA-1$ = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(b) Upstream + +Figure VI.4(b) Upstream: Timing diagram showing four lines (Line 1 to Line 4) over two TDD sync frames. Each frame has an Upstream (M\_us = 8) and Downstream (M\_ds = 14) period. Symbols include rmc (blue), data (green), quiet (white), and sync (grey). Parameters like TTR\_us, TBUDGET\_us, and TA\_us are specified for each line. The diagram also shows the DOI (Duration of Interval) and NOIs (Normal Operation Intervals). + +**Figure VI.4 – Example 3: Two distributed vector groups in DOI** + +Figure VI.5 shows example of discontinuous operation in the NOI with $TBUDGET < TTR$ . When the $TBUDGET < TTR$ , only idle symbols may be inserted in the remaining time slots of the NOI to preserve operation of the vector group. + +![Timing diagram (a) Downstream showing TDD sync frames and logical frames for four lines. It details the placement of rmc, data, quiet, idle, and sync symbols. Parameters like TTR_ds, TBUDGET_ds, and TA_ds are provided for each line's data symbols. The diagram is divided into sections for Downstream (M_ds = 14) and Upstream (M_us = 8) within each TDD sync frame (M_f = 23 symbols).](9d79dd380d110194f9f53b210c40a1ec_img.jpg) + +TDD sync frame ( $M_f = 23$ symbols; $T_f = M_f \times T_s$ seconds) + +Downstream $M_{ds} = 14$      Upstream $M_{us} = 8$      Downstream $M_{ds} = 14$      Upstream $M_{us} = 8$ + +Line 1: rmc d d idle idle + $TTR_{ds} = 5; TBUDGET_{ds} = 3; TA_{ds} = 0;$ + $[TIQ = 0, B' = 0, B = 0];$ + +Line 2: rmc d d d idle + $TTR_{ds} = 5; TBUDGET_{ds} = 4; TA_{ds} = 0;$ + $[TIQ = 0, B' = 0, B = 0];$ + +Line 3: rmc d idle idle idle + $TTR_{ds} = 5; TBUDGET_{ds} = 2; TA_{ds} = 0;$ + $[TIQ = 0, B' = 0, B = 0];$ + +Line 4: d d d d rmc d d d d d d d d d + $TTR_{ds} = 5; TBUDGET_{ds} = 13; TA_{ds} = 0;$ + $[TIQ = 0, B' = 8, B = 8];$ + +DRMCds = 4 + +$t = 0$      $t = T_f$      $t = 2T_f$ + +NOI DOI NOI DOI + +DS logical frame ( $T_f$ ) containing DS sync symbol      DS logical frame without DS sync symbol + +Legend: rmc symbol, data symbol, quiet symbol, idle symbol, sync symbol + +G.9701(14)\_FVI.5a + +TTR = duration of the normal operation interval      TA = number of quiet symbols immediately after TTR + TBUDGET+TA-1 = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(a) Downstream + +Timing diagram (a) Downstream showing TDD sync frames and logical frames for four lines. It details the placement of rmc, data, quiet, idle, and sync symbols. Parameters like TTR\_ds, TBUDGET\_ds, and TA\_ds are provided for each line's data symbols. The diagram is divided into sections for Downstream (M\_ds = 14) and Upstream (M\_us = 8) within each TDD sync frame (M\_f = 23 symbols). + +![Timing diagram (b) Upstream showing TDD sync frames and logical frames for four lines. It details the placement of rmc, data, quiet, idle, and sync symbols. Parameters like TTR_us, TBUDGET_us, and TA_us are provided for each line's data symbols. The diagram is divided into sections for Downstream (M_ds = 14) and Upstream (M_us = 8) within each TDD sync frame (M_f = 23 symbols).](eed8eb3ae9e022aedef1ad63826c29d9_img.jpg) + +TDD sync frame ( $M_f = 23$ symbols; $T_f = M_f \times T_s$ seconds) + +$M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      Upstream $M_{us} = 8$      $M_{ds} = 14$      $M_{us} = 8$ + +Line 1 Downstream: rmc d d d + $TTR_{us} = 3; TBUDGET_{us} = 4; TA_{us} = 0;$ + $[B' = 2, B = 2];$ + +Line 2 Downstream: rmc idle idle + $TTR_{us} = 3; TBUDGET_{us} = 1; TA_{us} = 0;$ + $[B' = 0, B = 0];$ + +Line 3 Downstream: rmc d idle + $TTR_{us} = 3; TBUDGET_{us} = 2; TA_{us} = 0;$ + $[B' = 0, B = 0];$ + +Line 4 Downstream: d d d rmc d d d + $TTR_{us} = 3; TBUDGET_{us} = 7; TA_{us} = 1;$ + $[B' = 4, B = 3];$ + +DRMCus = 3 + +$t = 0$      $t = T_f$ + +NOI DOI NOI DOI + +Upstream logical frame ( $T_f$ ) containing sync symbol      Upstream logical frame ( $T_f$ ) without sync symbol + +Legend: rmc symbol, data symbol, quiet symbol, idle symbol, sync symbol + +G.9701(14)\_FVI.5b + +TTR = duration of the normal operation interval      TA = number of quiet symbols immediately after TTR + TBUDGET+TA-1 = index of the last symbol position in a logical frame eligible for carrying a data symbol + +(b) Upstream + +Timing diagram (b) Upstream showing TDD sync frames and logical frames for four lines. It details the placement of rmc, data, quiet, idle, and sync symbols. Parameters like TTR\_us, TBUDGET\_us, and TA\_us are provided for each line's data symbols. The diagram is divided into sections for Downstream (M\_ds = 14) and Upstream (M\_us = 8) within each TDD sync frame (M\_f = 23 symbols). + +Figure VI.5 – Example 4: Use of idle symbols in case $TBUDGET < TTR$ + +## Appendix VII + +### Calculation of loop attenuation (LATN) + +(This appendix does not form an integral part of this Recommendation.) + +The loop attenuation is denoted as LATN. This appendix defines a common method of calculating LATN from Hlog. + +LATN is the average of the squared magnitude of $H(f)$ , converted to dB. LATN is computed as: + +$$\text{LATN} = -10 \times \log_{10} \left( \frac{\sum_{i \in \{Valid\_Hlog\}} |H(i \times \Delta f)|^2}{N\_V} \right)$$ + +Where $\{Valid\_Hlog\}$ is the set of subcarriers with reported Hlog (as defined in clause 11.4.1.2.1) different from the special value, $N\_V$ is the number of these valid subcarriers, and $H(f) = 10^{\text{Hlog}(f)/10}$ (converted to linear values for use in the above equation). If the grouping used to report Hlog is greater than 1, ( $G > 1$ ), then in the above summation $\text{Hlog}(i \times \Delta f)$ is represented by $\text{Hlog}(k \times G \times \Delta f)$ with $k$ such that $k \times G$ is the closest value to $i$ . + +## Appendix VIII + +### Impulse noise monitoring – detection and interpretation of impulse noise using clusters of corrupted DTUs + +(This appendix does not form an integral part of this Recommendation.) + +#### VIII.1 Overview + +This appendix is intended to clarify the impulse noise identification process defined in clause 11.4.4.7. + +The main question for the INM method defined in ITU-T G.9701 is how to distinguish impulse noise from other types of noise. Similar to [ITU-T G.993.2], the impulse noise in ITU-T G.9701 is identified as one that is powerful enough to erase (i.e., severely degrade) a complete DMT symbol. This is based on the "erasure" phenomena in DMT: if a considerable number of time domain samples are severely corrupted, the FFT propagates the corruption over the entire frequency domain, which results in an erased symbol. Impulse noise generates clusters of "severely degraded" (erased) symbols. These clusters can be identified by associated clusters of corrupted DTUs; principles and examples of such identification are described in this appendix. + +The identification principles depend on the size of a DTU in bytes relative to the bit loading capacity of a symbol. If the size of a DTU is less than the size of a symbol (i.e., a symbol carries more than one DTU), all DTUs conveyed by a severely degraded symbol (fully or partially) will be likely corrupted. This is illustrated in Figure VIII.1 showing impulse noise that erases one symbol and three DTUs, which are entirely or partially carried by this symbol. + +![Figure VIII.1: A diagram illustrating the effect of impulse noise on symbols and DTUs. The top row shows a timeline with 'Impulse noise' represented by a shaded area. Below it, a row of symbols shows 'Symbol k', 'Symbol k+1' (shaded), and 'Symbol k+2'. The bottom row shows a row of DTUs: 'DTU_{n-1}', 'DTU_n', 'DTU_{n+1}', 'DTU_{n+2}', and 'DTU_{n+2}' (shaded). Arrows indicate the progression of time. A reference code 'G.9701(14)-Amd.4(17)_FVIII.1' is at the bottom right.](efd22c74cc3e47e13971dc17b37effe7_img.jpg) + +G.9701(14)-Amd.4(17)\_FVIII.1 + +Figure VIII.1: A diagram illustrating the effect of impulse noise on symbols and DTUs. The top row shows a timeline with 'Impulse noise' represented by a shaded area. Below it, a row of symbols shows 'Symbol k', 'Symbol k+1' (shaded), and 'Symbol k+2'. The bottom row shows a row of DTUs: 'DTU\_{n-1}', 'DTU\_n', 'DTU\_{n+1}', 'DTU\_{n+2}', and 'DTU\_{n+2}' (shaded). Arrows indicate the progression of time. A reference code 'G.9701(14)-Amd.4(17)\_FVIII.1' is at the bottom right. + +**Figure VIII.1 – An example of DTU corruption due to erasure of a symbol by impulse noise** + +In Figure VIII.1, symbol $k + 1$ is severely degraded by impulse noise, while symbols $k$ and $k + 2$ are not considered as "severely degraded" and are not a part of a cluster of severely degraded symbols. In case multiple symbols are degraded by impulse noise, this will result in a cluster of corrupted DTUs (all or a vast majority of them). Counting sequences of corrupted DTUs or sequences of DTUs among which a vast majority is corrupted can be used to determine the boundaries of an impulse noise event that affected certain transmission direction as described in clause VIII.2. + +NOTE – Due to interleaving inside a DTU, DTUs of which only a small part is conveyed by a severely degraded symbol may be recovered by FEC. This, however, does not usually impact the identification of a cluster of severely degraded symbols. + +The case of a DTU size bigger than one symbol (see Figure VIII.2) differs from the previous case and contains ambiguity: detection of corrupted DTUn and DTUn+1 due to severely degraded symbol *k* + 1 may also be because of the following combination of severely degraded symbols: *k* and *k* + 1, *k* + 1 and *k* + 2, *k* and *k* + 1 and *k* + 2. This ambiguity results in impulse noise representation, which is extended by one symbol at each side of impulse noise event. + +![Figure VIII.2: A diagram showing three horizontal timelines. The top timeline shows a single impulse noise event as a grey shaded area. The middle timeline shows a sequence of symbols: Symbol, Symbol k, Symbol k+1, Symbol k+2, Symbol. The bottom timeline shows a sequence of DTUs: DTU_{n-1}, DTU_n, DTU_{n+1}, DTU_{n+2}. The impulse noise event in the top timeline overlaps with Symbol k+1 and Symbol k+2. The DTU_n and DTU_{n+1} blocks are shaded grey, indicating they are corrupted. The text G.9701(14)-Amd.4(17)_FVIII.2 is at the bottom right.](6b0ba08e38c558cec307b083f500a79c_img.jpg) + +Figure VIII.2: A diagram showing three horizontal timelines. The top timeline shows a single impulse noise event as a grey shaded area. The middle timeline shows a sequence of symbols: Symbol, Symbol k, Symbol k+1, Symbol k+2, Symbol. The bottom timeline shows a sequence of DTUs: DTU\_{n-1}, DTU\_n, DTU\_{n+1}, DTU\_{n+2}. The impulse noise event in the top timeline overlaps with Symbol k+1 and Symbol k+2. The DTU\_n and DTU\_{n+1} blocks are shaded grey, indicating they are corrupted. The text G.9701(14)-Amd.4(17)\_FVIII.2 is at the bottom right. + +**Figure VIII.2 – An example of DTU corruption due to erasure of a symbol by impulse noise** + +Use of TDD excludes time of transmission in the opposite direction from the INM process. An impulse noise event that is longer than one TDD frame may be concluded if no good DTUs were received between impulse noise events in adjacent TDD frames (i.e., both the last symbol of the previous TDD frame and the first symbol of the next TDD frame are identified as severely degraded based on no good DTUs received at the end of the previous TDD frame and at the beginning of the next TDD frame, Figure VIII.3). This process is called "bridging of the no-transmission time". Bridging is also applied in case of discontinuous operation, to address the transmission gaps caused by idle or quiet symbols. + +![Figure VIII.3: A diagram showing three horizontal timelines. The top timeline shows an impulse noise event as a grey shaded area, labeled 'Interpreted IN event (bridging of the no-transmission time gap)'. The middle timeline shows a sequence of symbols: Symbol, Symbol, Symbol, Symbol, Symbol, Symbol. The bottom timeline shows a sequence of DTUs: DTU_{n-2}, DTU_{n-1}, DTU_n, DTU_{n+1}, DTU_{n+2}, DTU_{n+3}, DTU_{n+3}, DTU_{n+4}, DTU_{n+5}, DTU_{n+6}, DTU_{n+7}. A gap between DTU_{n+2} and DTU_{n+3} is labeled 'NO transmission time (DO or transmission in opposite direction)'. The text G.9701(14)-Amd.4(17)_FVIII.3 is at the bottom right.](1b038dbf9816165ae64ae5c9b2a04872_img.jpg) + +Figure VIII.3: A diagram showing three horizontal timelines. The top timeline shows an impulse noise event as a grey shaded area, labeled 'Interpreted IN event (bridging of the no-transmission time gap)'. The middle timeline shows a sequence of symbols: Symbol, Symbol, Symbol, Symbol, Symbol, Symbol. The bottom timeline shows a sequence of DTUs: DTU\_{n-2}, DTU\_{n-1}, DTU\_n, DTU\_{n+1}, DTU\_{n+2}, DTU\_{n+3}, DTU\_{n+3}, DTU\_{n+4}, DTU\_{n+5}, DTU\_{n+6}, DTU\_{n+7}. A gap between DTU\_{n+2} and DTU\_{n+3} is labeled 'NO transmission time (DO or transmission in opposite direction)'. The text G.9701(14)-Amd.4(17)\_FVIII.3 is at the bottom right. + +**Figure VIII.3 – An example of impulse noise event that impacts two adjacent TDD frames (bridging)** + +Except in cases of bridging, the time allocated in a TDD frame for transmission in the opposite direction and transmission time gaps due to discontinuous operation are skipped when INM metrics are derived. + +To derive INM metrics accurately, all transmitted DTUs have to be accounted for, both normal DTUs and dummy DTUs. It should also be noticed that the number of DTUs per symbol depends on the bit loading and thus the duration of transmission for a single DTU may be different during NOI and DOI since different bit loading during NOI and DOI may be used. + +The INM facility identifies clusters of corrupted DTUs in a sequence of received DTUs. Then, it associates each received cluster of corrupted DTUs (i.e., a set of consequent DTUs among which all or a vast majority are corrupted) with a cluster of severely degraded symbols causing the received cluster of corrupted DTUs based on the ratio between the number of bits comprising the DTU (size of the DTU) and the number of bits loaded onto a symbol (size of the symbol) and principles explained in Figures VIII.1 and VIII.2. + +For instance, if a cluster of 22 consequent corrupted DTUs was discovered during NOI and the number of DTUs carried by one symbol is 3.3, the number of severely degraded symbols is $\text{floor}(22/3.3) = 6$ . Thus, the INM facility interprets this cluster of corrupted DTUs as an impulse noise event that severely degraded 6 consequent DMT symbols. + +## VIII.2 Expected accuracy of impulse noise events + +With the used approach, similar to [ITU-T G.993.2], the boundaries of interpreted impulse noise event are always wider than that of associated real impulse noise because the error caused by the noise propagates over the entire symbol and further propagates over the DTUs, which (or part of which) are carried by a severely degraded symbol. Thus, the maximum inaccuracy of the impulse noise event interpretation depends on the DTU size. + +It should be noticed that the inaccuracy evaluation presented in this clause is the worst case; the actual inaccuracy depends on a particular appearance time, duration, and shape of the impulse noise event. + +### VIII.2.1 Case of small DTUs + +If the number of DTUs per symbol is bigger than or equal to 1, a cluster of $N$ corrupted DTUs corresponds to the number of severely degraded symbols $D$ generated by the noise event that can be computed as: + +$$D = \text{floor}(N/\text{number\_of\_DTUs\_per\_symbol}).$$ + +Accordingly, the inaccuracy is always less than 2 symbol periods (and can be even counted less than 1.8 symbol period, because corruption of cyclic extension causes no errors). The latter can be represented as a deviation $\Delta = \pm 0.9T_s$ from a median value. For $T_{\text{symb}} = 21 \mu\text{s}$ , $\Delta = \pm 18 \mu\text{s}$ . + +### VIII.2.2 Case of large DTUs + +If the number of DTUs per symbols is smaller than 1, the inaccuracy may be higher because the same DTU may be corrupted, as described above, by a short impulse noise spike, or by multiple spikes, or by a long spike, as also shown by the example in Figure VIII.4 (compare with Figure VIII.2). In Figure VIII.4 (DTUs per symbols = 0.3), the number of severely degraded symbols causing the $\text{DTU}_n$ and $\text{DTU}_{n+1}$ to fail ranges from 1 (symbol $k + 3$ only) to 5 (all symbols from $k + 1$ to $k + 5$ ). + +![Figure VIII.4: Example describing accuracy with DTUs per symbol equals 0.3. The figure consists of three horizontal timelines. The top timeline shows two irregular pulse shapes above a horizontal axis labeled 'Time'. The middle timeline shows a sequence of symbols: Symbol k, Symbol k+1, Symbol k+2, Symbol k+3, Symbol k+4, Symbol k+5, Symbol k+6, and Symbol. Symbols k+1, k+3, and k+4 are shaded gray. The bottom timeline shows four DTU intervals: DTU_{n-1}, DTU_n, DTU_{n+1}, and DTU_{n+2}. DTU_n and DTU_{n+1} are shaded gray. Arrows labeled 'Time' are at the end of each timeline. A small text 'G.9701(14)-Amd.4(17)_FVIII.4' is at the bottom right.](d01a261fa9e063db5b97952ee4229fa3_img.jpg) + +Figure VIII.4: Example describing accuracy with DTUs per symbol equals 0.3. The figure consists of three horizontal timelines. The top timeline shows two irregular pulse shapes above a horizontal axis labeled 'Time'. The middle timeline shows a sequence of symbols: Symbol k, Symbol k+1, Symbol k+2, Symbol k+3, Symbol k+4, Symbol k+5, Symbol k+6, and Symbol. Symbols k+1, k+3, and k+4 are shaded gray. The bottom timeline shows four DTU intervals: DTU\_{n-1}, DTU\_n, DTU\_{n+1}, and DTU\_{n+2}. DTU\_n and DTU\_{n+1} are shaded gray. Arrows labeled 'Time' are at the end of each timeline. A small text 'G.9701(14)-Amd.4(17)\_FVIII.4' is at the bottom right. + +**Figure VIII.4 – Example describing accuracy with DTUs per symbol equals 0.3** + +The maximum number of severely degraded symbols that corresponds to a cluster of $N$ corrupted DTUs, accordingly, can be computed as: + +$$D = \text{ceiling}(N/\text{number\_of\_DTUs\_per\_symbol}) - 1,$$ + +while the minimum number of severely degraded symbols actually forming the noise can even be as small as $N - 1$ (and severely degraded symbols may not be consecutive). The maximum inaccuracy of the obtained impulse noise event duration in symbols can be computed as: + +$$D = 2 \times [\text{floor}(1/\text{number\_of\_DTUs\_per\_symbol}) - 1]$$ + +In the worst case, when a symbol carries 0.25 DTU, the inaccuracy is $6 \times T_{\text{symb}}$ , which may be considered as up to $\pm 3 \times T_{\text{symb}} = \pm 63 \mu\text{s}$ from the computed median value of the impulse noise duration. + +## Appendix IX + +### Examples of the cDTA procedure + +(This appendix does not form an integral part of this Recommendation.) + +This appendix describes examples of cDTA procedures. This appendix assumes $MB = 0$ for both downstream and upstream directions. + +#### IX.1 $M_{ds}$ is increased + +Assume $M_F = 36$ , the actual $M_{ds} = 10$ , the new $M_{ds} = 18$ and $DRMC_{ds} = DRMC_{us} = 4$ . + +##### IX.1.1 Example 1 + +An example of a one-step procedure is illustrated in Figure IX.1, and the corresponding configuration parameters are described in Table IX.1. + +![Figure IX.1: One-step cDTA procedure diagram. The diagram shows a sequence of five TDD frames (K, K+1, K+2, K+3, K+4) over time. In frame K, the DS logical frame counter is K, and the US logical frame counter is K. The DS RMC is at position 10 (M_ds=10). In frame K+1, the cDTA update of M_ds and adjust US RMC position is initiated. The DS logical frame counter becomes K+1, and the US logical frame counter becomes K+1. The DS RMC is at position 18 (M_ds=18). In frame K+2, the Downstream RMC with DTAFDC=0 is at position 18. Some FTU-Rs have not received the cDTA update command successfully. In frame K+3, the Downstream RMC with DTAFDC=0 is at position 18. All FTU-Rs have received the cDTA update command successfully. In frame K+4, the Downstream RMC with DTAFDC=0 is at position 18. The diagram also shows fixed offsets DRMC_ds and DRMC_us, and the number of symbols in DS logical frame used for data (M_ds) and US logical frame used for data (M_us).](ce1bf6ab6dab346d8cba37203655cddc_img.jpg) + +Figure IX.1: One-step cDTA procedure diagram. The diagram shows a sequence of five TDD frames (K, K+1, K+2, K+3, K+4) over time. In frame K, the DS logical frame counter is K, and the US logical frame counter is K. The DS RMC is at position 10 (M\_ds=10). In frame K+1, the cDTA update of M\_ds and adjust US RMC position is initiated. The DS logical frame counter becomes K+1, and the US logical frame counter becomes K+1. The DS RMC is at position 18 (M\_ds=18). In frame K+2, the Downstream RMC with DTAFDC=0 is at position 18. Some FTU-Rs have not received the cDTA update command successfully. In frame K+3, the Downstream RMC with DTAFDC=0 is at position 18. All FTU-Rs have received the cDTA update command successfully. In frame K+4, the Downstream RMC with DTAFDC=0 is at position 18. The diagram also shows fixed offsets DRMC\_ds and DRMC\_us, and the number of symbols in DS logical frame used for data (M\_ds) and US logical frame used for data (M\_us). + +Figure IX.1 – One-step cDTA procedure + +Table IX.1 – Example of parameters for cDTA update in Figure IX.1 + +| TDD frame counter | Logical frame counter | Actual $M_{ds}$ | New $M_{ds}$ | cDTAIND | DTAFDC | Number of symbols in DS logical frame used for data | Number of symbols in US logical frame used for data | Remark | +|-------------------|-----------------------|-----------------|--------------|---------|--------|-----------------------------------------------------|-----------------------------------------------------|-----------------------------------------------| +| K | K | 10 | 18 | 1 | 2 | 10 | 25 | | +| K+1 | K+1 | 10 | 18 | 1 | 1 | 10 | 25 | | +| K+2 | K+2 | 18 | 18 | 1 | 0 | 18 | 17 | $M_{ds}$ changed and US RMC position switched | +| K+3 | K+3 | 18 | 18 | 1 | 0 | 18 | 17 | | +| K+4 | K+4 | 18 | 18 | 1 | 0 | 18 | 17 | | + +- The $M_{ds}$ is updated at TDD frame K+2. +- The upstream RMC symbol position is switched to the new position also at TDD frame K+2 and completes the cDTA procedure. + +##### IX.1.2 Example 2 + +An example of a two-step procedure is illustrated in Figure IX.2, and the corresponding configuration parameters are described in Table IX.2. + +![Figure IX.2: Two-step cDTA procedure in using downstream quiet symbols. The diagram illustrates a sequence of TDD frames from K to K+6. Frame K shows the initial state with DS logical frame k, US RMC, and fixed offsets DRMC_ds and DRMC_us. A cDTA update of M_ds and adjustment of US RMC position is indicated between frames K and K+1. Frames K+2 through K+5 show intermediate states with quiet symbols and varying DTAFDC values (0, 2, 1) and cDTAIND=2. Annotations note that some FTU-Rs receive the update in K+2, and all have received it by K+3. Frame K+6 shows the final state with cDTAIND=1 and transited back to normal TDD frame.](2dd0ba902cf30ea954edf716f87194da_img.jpg) + +Figure IX.2: Two-step cDTA procedure in using downstream quiet symbols. The diagram illustrates a sequence of TDD frames from K to K+6. Frame K shows the initial state with DS logical frame k, US RMC, and fixed offsets DRMC\_ds and DRMC\_us. A cDTA update of M\_ds and adjustment of US RMC position is indicated between frames K and K+1. Frames K+2 through K+5 show intermediate states with quiet symbols and varying DTAFDC values (0, 2, 1) and cDTAIND=2. Annotations note that some FTU-Rs receive the update in K+2, and all have received it by K+3. Frame K+6 shows the final state with cDTAIND=1 and transited back to normal TDD frame. + +G.9701(19)\_FIX.2 + +**Figure IX.2 – Two-step cDTA procedure in using downstream quiet symbols** + +**Table IX.2 – Example of parameters for cDTA update in Figure IX.2** + +| TDD frame counter | Logical frame counter | Actual $M_{ds}$ | New $M_{ds}$ | cDTAIND | DTAFDC | Number of symbols in DS logical frame used for data | Number of symbols in US logical frame used for data | Remark | +|-------------------|-----------------------|-----------------|--------------|---------|--------|-----------------------------------------------------|-----------------------------------------------------|------------------------------------------------------------------------------------------------------------| +| K | K | 10 | 18 | 0 | 2 | 10 | 25 | | +| K+1 | K+1 | 10 | 18 | 0 | 1 | 10 | 25 | | +| K+2 | K+2 | 18 | 18 | 2 | 0 | 10 | 17 | $M_{ds}$ changed and US RMC position switched
DRA waits for all lines to have received the cDTA command | +| K+3 | K+3 | 18 | 18 | 2 | 0 | 10 | 17 | DRA waits for all lines to have received the cDTA command | +| K+4 | K+4 | 18 | 18 | 2 | 2 | 10 | 17 | Countdown started to transit back to the normal TDD frame | +| K+5 | K+5 | 18 | 18 | 2 | 1 | 10 | 17 | | +| K+6 | K+6 | 18 | 18 | 1 | 0 | 18 | 17 | Transited back to normal TDD frame | + +- The $M_{ds}$ is updated at TDD frame K+2. +- The upstream RMC symbol position is switched to the new position also at TDD frame K+2. +- TDD frames K+2 to K+5 are with intermediate TDD configuration during which downstream quiet symbols are transmitted in the extended downstream symbol periods in order to avoid potential downstream SNR degradation caused by the unexpected downstream FEXT channel change. +- The cDTA procedure completes at TDD frame K+6. + +## IX.2 $M_{ds}$ is decreased + +Assume $M_F = 36$ , Actual $M_{ds} = 18$ , New $M_{ds} = 10$ and $DRMC_{ds} = DRMC_{us} = 4$ . + +### IX.2.1 Example 1 + +An example of a one-step procedure is illustrated in Figure IX.3, and the corresponding configuration parameters are described in Table IX.3. + +![Figure IX.3: One-step cDTA procedure diagram. It shows a timeline of TDD frames K to K+4. In TDD frame K, the DS logical frame K and US logical frame K are shown. The DS RMC and US RMC are indicated. In TDD frame K+1, the cDTA update of M_ds and adjust US RMC position occurs. The DTAFDC = 1, cDTAIND = 1. The fixed offset DRMC_ds and DRMC_us are shown. In TDD frame K+2, the DTAFDC = 0, cDTAIND = 1. Some FTU-Rs have not received the cDTA update command successfully. In TDD frame K+3, the DTAFDC = 0, cDTAIND = 1. All FTU-Rs have received the cDTA update command successfully. In TDD frame K+4, the DTAFDC = 0, cDTAIND = 1. The diagram is labeled G.9701(19)_FIX.3.](86fa12b2972ca1c2a9695ec59ca4226c_img.jpg) + +Figure IX.3: One-step cDTA procedure diagram. It shows a timeline of TDD frames K to K+4. In TDD frame K, the DS logical frame K and US logical frame K are shown. The DS RMC and US RMC are indicated. In TDD frame K+1, the cDTA update of M\_ds and adjust US RMC position occurs. The DTAFDC = 1, cDTAIND = 1. The fixed offset DRMC\_ds and DRMC\_us are shown. In TDD frame K+2, the DTAFDC = 0, cDTAIND = 1. Some FTU-Rs have not received the cDTA update command successfully. In TDD frame K+3, the DTAFDC = 0, cDTAIND = 1. All FTU-Rs have received the cDTA update command successfully. In TDD frame K+4, the DTAFDC = 0, cDTAIND = 1. The diagram is labeled G.9701(19)\_FIX.3. + +**Figure IX.3 – One-step cDTA procedure** + +**Table IX.3 – Example of parameters for cDTA update in Figure IX.3** + +| TDD frame counter | Logical frame counter | Actual $M_{ds}$ | New $M_{ds}$ | cDTAIND | DTAFDC | Number of symbols in DS logical frame used for data | Number of symbols in US logical frame used for data | Remark | +|-------------------|-----------------------|-----------------|--------------|---------|--------|-----------------------------------------------------|-----------------------------------------------------|-----------------------------------------------| +| K | K | 18 | 10 | 1 | 2 | 18 | 17 | | +| K+1 | K+1 | 18 | 10 | 1 | 1 | 18 | 17 | | +| K+2 | K+2 | 10 | 10 | 1 | 0 | 10 | 25 | $M_{ds}$ changed and US RMC position switched | +| K+3 | K+3 | 10 | 10 | 1 | 0 | 10 | 25 | | +| K+4 | K+4 | 10 | 10 | 1 | 0 | 10 | 25 | | + +- The $M_{ds}$ is updated at TDD frame K+2. +- The upstream RMC symbol position is switched to the new position also at TDD frame K+2 and completes the cDTA procedure. + +## IX.2.2 Example 2 + +An example of a two-step procedure is illustrated in Figure IX.4 and the corresponding configuration parameters are described in Table IX.4. + +![Figure IX.4: Two-step cDTA procedure using upstream quiet symbols diagram. It shows a timeline of TDD frames K to K+6. In TDD frame K, the DS logical frame K and US logical frame K are shown. The DS RMC and US RMC are indicated. In TDD frame K+1, the cDTA update of M_ds occurs. The DTAFDC = 1, cDTAIND = 0. The fixed offset DRMC_ds and DRMC_us are shown. In TDD frame K+2, the DTAFDC = 0, cDTAIND = 2. Some FTU-Rs have not received the cDTA update command successfully. In TDD frame K+3, the DTAFDC = 0, cDTAIND = 2. All FTU-Rs have received the cDTA update command successfully. In TDD frame K+4, the DTAFDC = 2, cDTAIND = 2. In TDD frame K+5, the DTAFDC = 1, cDTAIND = 2. Adjust US RMC position occurs. In TDD frame K+6, the DTAFDC = 0, cDTAIND = 1. The fixed offset DRMC_us is shown. The diagram is labeled G.9701(19)_FIX.4.](49c7ec9327a5144d25d6a11a9c1a48a3_img.jpg) + +Figure IX.4: Two-step cDTA procedure using upstream quiet symbols diagram. It shows a timeline of TDD frames K to K+6. In TDD frame K, the DS logical frame K and US logical frame K are shown. The DS RMC and US RMC are indicated. In TDD frame K+1, the cDTA update of M\_ds occurs. The DTAFDC = 1, cDTAIND = 0. The fixed offset DRMC\_ds and DRMC\_us are shown. In TDD frame K+2, the DTAFDC = 0, cDTAIND = 2. Some FTU-Rs have not received the cDTA update command successfully. In TDD frame K+3, the DTAFDC = 0, cDTAIND = 2. All FTU-Rs have received the cDTA update command successfully. In TDD frame K+4, the DTAFDC = 2, cDTAIND = 2. In TDD frame K+5, the DTAFDC = 1, cDTAIND = 2. Adjust US RMC position occurs. In TDD frame K+6, the DTAFDC = 0, cDTAIND = 1. The fixed offset DRMC\_us is shown. The diagram is labeled G.9701(19)\_FIX.4. + +**Figure IX.4 – Two-step cDTA procedure using upstream quiet symbols** + +**Table IX.4 – Example of parameter for cDTA in Figure IX.4** + +| TDD frame counter | Logical frame counter | Actual $M_{ds}$ | New $M_{ds}$ | cDTAIND | DTAFDC | Number of symbols in DS logical frame used for data | Number of symbols in US logical frame used for data | Remark | +|-------------------|-----------------------|-----------------|--------------|---------|--------|-----------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------------------------------| +| K | K | 18 | 10 | 0 | 2 | 18 | 17 | | +| K+1 | K+1 | 18 | 10 | 0 | 1 | 18 | 17 | | +| K+2 | K+2 | 10 | 10 | 2 | 0 | 10 | 17 | $M_{ds}$ changed
DRA waits for all lines to have received the cDTA command | +| K+3 | K+3 | 10 | 10 | 2 | 0 | 10 | 17 | DRA waits for all lines to have received the cDTA command | +| K+4 | K+4 | 10 | 10 | 2 | 2 | 10 | 17 | Countdown started to transit back to the normal TDD frame | +| K+5 | K+5 | 10 | 10 | 2 | 1 | 10 | 17 | | +| K+6 | K+6 | 10 | 10 | 1 | 0 | 10 | 25 | Transited back to normal TDD frame
US RMC position switched | + +- The $M_{ds}$ is updated at TDD frame K+2. +- TDD frames K+2 to K+5 are with intermediate TDD configuration during which upstream quiet symbols are transmitted in the extended upstream symbol periods in order to avoid potential upstream SNR degradation caused by the unexpected upstream FEXT channel change. +- The upstream RMC symbol position is switched to the new position at TDD frame K+6 and completes the cDTA procedure. + +## Bibliography + +- [b-ITU-T G.993.2] Recommendation ITU-T G.993.2 (2019), *Very high speed digital subscriber line transceivers 2 (VDSL2)*. +- [b-ITU-T G.999.1] Recommendation ITU-T G.999.1 (2019), *Interface between the link layer and the physical layer for digital subscriber line (DSL) transceivers*. +- [b-ITU-T G.8264] Recommendation ITU-T G.8264/Y.1364 (2017), *Distribution of timing information through packet networks*. +- [b-ITU-T G.9960] Recommendation ITU-T G.9960 (2018), *Unified high-speed wireline-based home networking transceivers – System architecture and physical layer specification*. +- [b-ITU-T G.9961] Recommendation ITU-T G.9961 (2018), *Unified high-speed wire-line based home networking transceivers – Data link layer specification*. +- [b-BBF TR-126] Broadband Forum TR-126 (2006), *Triple-play Services Quality of Experience (QoE) Requirements*. +- [b-IEC] IEC 61169-24:2009 +- [b-IEEE 802.1Q] IEEE 802.1Q (2014), *IEEE Standard for Local and metropolitan area networks – Bridges and Bridged Networks*. +- [b-IEEE 1588] IEEE 1588 (2008), *IEEE Standard for a Precision Clock Synchronization Protocol for Networked Measurement and Control Systems*. +- [b-Freeman] Jon Freeman, "Fundamentals of Microwave Transmission Lines", Wiley-Interscience, April 1996. +- [b-Large] David Large, James Farmer, "Broadband Cable Access Networks – Chapter 2", Morgan Kaufmann, 2009. + + + +## SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.9702-202204-I_PDF-E/raw.md b/marked/G/T-REC-G.9702-202204-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..770ee8a6ae4bc147fbca159d61c6446754311764 --- /dev/null +++ b/marked/G/T-REC-G.9702-202204-I_PDF-E/raw.md @@ -0,0 +1,947 @@ + + +International Telecommunication Union + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.9702** + +(04/2022) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Access networks – Metallic access networks + +--- + +**Transceiver and system specifications for +backhaul applications based on G.fast +(G.fastback)** + +Recommendation ITU-T G.9702 + +ITU-T + +![ITU logo](1d7527f4316cfe2d342b08d1653d1592_img.jpg) + +The logo of the International Telecommunication Union (ITU) is located in the bottom right corner. It features a blue globe with white lines representing latitude and longitude, and the letters 'ITU' in white, bold, sans-serif font superimposed on the globe. + +ITU logo + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | +| Metallic access networks | G.9700–G.9799 | +| Optical line systems for local and access networks | G.9800–G.9899 | +| In premises networks | G.9900–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.9702 + +# Transceiver and system specifications for backhaul applications based on G.fast (G.fastback) + +## Summary + +Recommendation ITU-T G.9702 specifies means to support a distribution point unit – fast backhaul (DPU-FB), which uses the G.fast technology for both the backhaul connections (back lines) and the connections to the G.fast NTs (front lines) in an environment where crosstalk cancelling between the wire-pairs of the back lines and wire-pairs of the front lines is required in addition to the FEXT cancellation provided by G.fast. + +This Recommendation is written as a delta Recommendation relative to Recommendation ITU-T G.9701. For the clauses that have been changed, this Recommendation contains complete replacement text (unless explicitly indicated). For the clauses that have not been changed, this Recommendation contains only the clause heading, with reference to Recommendation ITU-T G.9701. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.9702 | 2022-04-22 | 15 | 11.1002/1000/14917 | + +## Keywords + +Backhaul, fastback, fast backhaul, G.fast. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2022 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|------|----------------------------------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 2 | +| 3.1 | Terms defined elsewhere ..... | 2 | +| 3.2 | Terms defined in this Recommendation..... | 2 | +| 4 | Abbreviations and acronyms ..... | 2 | +| 5 | Reference models and system requirements..... | 2 | +| 5.1 | System reference models..... | 2 | +| 5.2 | Application reference models..... | 5 | +| 5.3 | FTU protocol reference model ..... | 6 | +| 5.4 | FTU functional model ..... | 6 | +| 5.5 | INP system requirements..... | 7 | +| 6 | Profiles..... | 7 | +| 7 | Transmission medium interface characteristics..... | 7 | +| 8 | Transport protocol specific transmission convergence (TPS-TC) function ..... | 7 | +| 9 | Physical media specific transmission convergence (PMS-TC) sub-layer ..... | 10 | +| 10 | Physical media dependent (PMD) function..... | 10 | +| 10.9 | Probe sequences (new in this Recommendation) ..... | 11 | +| 11 | Operation and maintenance (OAM) ..... | 12 | +| 12 | Link activation methods and procedures ..... | 12 | +| 13 | Online reconfiguration (OLR) ..... | 15 | +| 14 | Electrical requirements ..... | 15 | +| | Annex A to Annex C..... | 16 | +| | Annex D – Operation with dynamic time assignment in a crosstalk environment..... | 17 | +| | Annex E to Annex Q..... | 18 | +| | Annex R – Showtime reconfiguration ..... | 19 | +| | Annex S – NT software upgrade..... | 20 | +| | Annex T – Dynamic time assignment (DTA) – higher-layer control aspects ..... | 21 | +| | Annex U ..... | 22 | +| | Annex V – Targeted generalized vectoring with non-active ITU-T G.9701 supporting lines (TGVN)..... | 23 | +| | Annex W ..... | 24 | +| | Annex X – Operation without multiline coordination intended for a crosstalk-free environment ..... | 25 | +| X.1 | Scope ..... | 25 | +| X.2 | Definitions ..... | 25 | + +| | Page | +|--------------------------------------------------------------------------------------------------------------------------------|------| +| X.3 Abbreviations and acronyms ..... | 25 | +| X.4 Reference model(s)..... | 25 | +| X.5 Profiles..... | 25 | +| X.6 Independent dynamic time assignment (iDTA) ..... | 25 | +| X.7 Initialization messages..... | 25 | +| X.8 Discontinuous operation..... | 26 | +| X.9 Online reconfiguration..... | 26 | +| X.10 Initialization..... | 26 | +| X.11 Low power states..... | 26 | +| X.12 Adaptation to the coaxial cable medium ..... | 26 | +| Annex Y – Upstream dynamic resource reports ..... | 27 | +| Annex Z – Cross-layer traffic monitoring functions and link state control ..... | 28 | +| Appendix I – Wiring topologies and reference loops ..... | 29 | +| Appendix II – Example OLR use cases ..... | 30 | +| Appendix III – Motivation of MTBE accelerated test ..... | 31 | +| Appendix IV – Targeted generalized vectoring with active ITU-T G.9701 supporting lines (TGVA) ..... | 32 | +| Appendix V – Retransmission buffer size and the achievable bit-rate ..... | 33 | +| Appendix VI – Example applications of discontinuous operation ..... | 34 | +| Appendix VII – Calculation of loop attenuation (LATN) ..... | 35 | +| Appendix VIII – Impulse noise monitoring – detection and interpretation of impulse noise using clusters of corrupted DTUs..... | 36 | +| Appendix IX – Examples of the cDTA procedure..... | 37 | +| Appendix X – Configuration parameters describing preferred net data rate ..... | 38 | +| Appendix XI – Fastback use case descriptions ..... | 39 | + +## Recommendation ITU-T G.9702 + +## Transceiver and system specifications for backhaul applications based on G.fast (G.fastback) + +## 1 Scope + +This Recommendation describes the modifications to [ITU-T G.9701] that are needed to support distribution point unit – fast backhaul (DPU-FB). DPU-FB uses G.fast technology for both the backhaul connections (back lines) and the connections to the G.fast NTs (front lines) in an environment where crosstalk cancelling between the wire-pairs of the back lines and front lines is required in addition to the FEXT cancellation provided by G.fast. + +All transceivers connected to the back lines and front lines shall be fully compliant with [ITU-T G.9701]. + +This Recommendation specifies modifications that apply to the transceivers connected to both ends of the back lines as well as the required synchronizations between the transceivers of the DPU-FB. + +More specifically, this Recommendation includes the following: + +- Requirements on the synchronization between the ITU-T G.9701 framing of the back lines and front lines. +- Allocation of sync symbol positions for the derivation of the crosstalk channel between the wire pairs of the back lines and the front lines. +- Modifications to the initialization of the transceivers of the back line to support joining of back lines into active front lines. +- Requirements on the use of transceivers between the DPU and DPU-FB to support G.fastback backhaul in the presence of underlying services such as POTS, ADSL2 and VDSL2 on the same twisted pair. + +G.fastback lines are likely to be between 100 m and 200 m long and use up to 12 wire-pairs in a bonded group. + +The number of customers served by a DPU is expected to be up to 20. + +Data rate and reach from a DPU to a customer is expected to be that of ITU-T G.9701 transceivers using either profile 106a, 106b or 212a. + +The DPU-FB may be reverse powered (see Annex A of [ITU-T G.997.2]). + +## 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +[ITU-T G.993.2] Recommendation ITU-T G.993.2 (2019), *Very high speed digital subscriber line transceivers 2 (VDSL2)*. + +[ITU-T G.994.1] Recommendation ITU-T G.994.1 (2021), *Handshake procedures for digital subscriber line transceivers*. + +- [ITU-T G.997.2] Recommendation ITU-T G.997.2 (2019), *Physical layer management for ITU-T G.9701 transceivers*. +- [ITU-T G.998.2] Recommendation ITU-T G.998.2 (2018), *Ethernet-based multi-pair bonding*. +- [ITU-T G.9701] Recommendation ITU-T G.9701 (2019), *Fast access to subscriber terminals (G.fast) – Physical layer specification*. + +## 3 Definitions + +### 3.1 Terms defined elsewhere + +Unless otherwise noted, the definitions in [ITU-T G.9701] shall apply. + +### 3.2 Terms defined in this Recommendation + +This Recommendation defines the following terms: + +**3.2.1 back line:** A line between a DPU-FB and a DPU. + +**3.2.2 front line:** A line between a DPU-FB and a CPE. + +## 4 Abbreviations and acronyms + +This Recommendation uses the abbreviations and acronyms defined in [ITU-T G.9701]. In addition, this Recommendation uses the following abbreviations and acronyms: + +| | | +|----------------|-----------------------------------------------------| +| DPU-FB | Distribution Point Unit – Fast Backhaul | +| FBTU | Fast Backhaul Transceiver Unit | +| FBTU-O | FBTU at the customer facing U-interface of a DPU-FB | +| FBTU-R | FBTU at the network facing U-interface of a DPU-FB | +| F c | Cut-off Frequency | + +## 5 Reference models and system requirements + +## 5.1 System reference models + +This Recommendation covers the interface specification between an FTU-O and FBTU-R, as applied at the UB reference point, and the interface specification between an FBTU-O and FTU-R, as applied at the U reference point. + +The functional reference model of FTTdp deployment including a DPU-FB is illustrated in Figure 5-1. The FTU-O is located inside the distribution point unit (DPU) at the network side of the wire-pair (UB-O reference point). The FBTU-R and FBTU-O are located inside the Fastback DPU (DPU-FB). The FTU-R is located inside the network termination (NT) at the customer premises side of the wire-pair (U-R reference point). Implementations complying with this Recommendation are typically deployed in a fibre-to-the-distribution point (FTTdp) scenario, to extend the loop reach by deploying a DPU-FB between the DPU and the NT. + +The interface between the DPU and the DPU-FB consists of ITU-T G.998.2 bonded ITU-T G.9701 interfaces (shown as BOND in Figure 5-1), with some differences defined in this Recommendation. The lines connecting the DPU-FB to the DPU are further referred to as the back lines. The interface between the DPU-FB and each individual NT is defined in [ITU-T G.9701] with some differences defined in this Recommendation. The lines connecting the DPU-FB to the NT are further referred to as the front lines. + +The upstream traffic from all DPUs is aggregated by the optical distribution network (ODN) and higher order node (HON) up to the V reference point. The downstream traffic at the V reference point is distributed towards multiple DPUs by HON and ODN. The aggregation and distribution functions of ODN and HON are out of the scope of this Recommendation. Different aggregation examples are united under HON, ODN and DPU, as shown in Figure 5-1. + +Each DPU is located at a distribution point and contains one or more FTU-Os, with one or more FTU-Os connected to an FBTU-R located in the DPU-FB. The NT contains an FTU-R, which is a peer of the FBTU-O located in the DPU-FB. + +The management of the DPU and the DPU-FB is performed by the network management system (NMS), passing management information to the DPU's management entity (ME-O) and the DPU-FB's management entity (FBME-O) over the Q reference point. The NMS may also monitor each FTU-R via the related NT's ME-R via the G reference point. The connection between the ME-O and the FBME-R is established over management channels provided by the FTU-Os and FBTU-Rs via the back line wire-pairs. The connection between the FBME-O and the ME-R is established over management channels provided by the FBTU-Os and FTU-Rs via the front line wire-pairs. + +![Functional reference model of FTTdp deployment with copper backhaul. The diagram shows three main components: DPU, DPU-FB, and NT-1. The DPU contains HON, ODN, PHY, L2+, BOND, and FTU-O-1. The DPU-FB contains FBTU-R-1, BOND, L2+, and FTU-O-1. The NT-1 contains FTU-R-1, L2+, and PHY. Management entities ME-O, FBME-R, FBME-O, and ME-R are shown. Reference points Q, V, G, and T/S are indicated. Connections are labeled UB-O, UB-R, Black line wire-pair 1, U-O, U-R, and Front line wire-pair 1. Signal parameters like gamma_o, gamma_k, and gamma_h are shown.](b3baf3a29b67c7425d2562ddbc52f0cc_img.jpg) + +Functional reference model of FTTdp deployment with copper backhaul. The diagram shows three main components: DPU, DPU-FB, and NT-1. The DPU contains HON, ODN, PHY, L2+, BOND, and FTU-O-1. The DPU-FB contains FBTU-R-1, BOND, L2+, and FTU-O-1. The NT-1 contains FTU-R-1, L2+, and PHY. Management entities ME-O, FBME-R, FBME-O, and ME-R are shown. Reference points Q, V, G, and T/S are indicated. Connections are labeled UB-O, UB-R, Black line wire-pair 1, U-O, U-R, and Front line wire-pair 1. Signal parameters like gamma\_o, gamma\_k, and gamma\_h are shown. + +**Figure 5-1 – Functional reference model of FTTdp deployment with copper backhaul** + +The reference model of the information flows within the DPU and the functionality of the FTU-Os in the DPU is described in clause 5.1 of [ITU-T G.9701]. + +The reference model of the information flows within NT-*n* and the functionality of the FTU-R-*n* in the NT-*n* is described in clause 5.1 of [ITU-T G.9701]. + +Figure 5-2 provides an overview of the reference model with the logical information flows within the DPU-FB containing NB FBTU-Rs and NF FBTU-Os. The fundamental principle of the system is synchronous and coordinated transmission and reception of signals from all NB wire-pairs connected to the DPU, and of all NF wire-pairs connected to the NTs. Thus, both the back line signals and the front line signals may be represented as a vector where each component is the signal on one of the multiple lines. + +![Figure 5-2 – Reference model of the DPU-FB (shown for line 1 of NB back lines and for line 1 of NF front lines). The diagram illustrates the internal architecture of a DPU-FB, showing data and control flows between various functional blocks. On the left, an external interface UB-R connects to FBTU-R-1. FBTU-R-1 is connected to a central BOND block via BSTREAMds-1, BSTREAMus-1, and BTxEnable-1 signals. The BOND block is connected to a central L2+ block via STREAMds and STREAMus signals, with a TxEnable signal. The L2+ block is connected to FBTU-O-1 via FSTREAMds-1, FSTREAMus-1, FTxEnable-1, and FRxEnable-1 signals. FBTU-O-1 is connected to an external interface U-O. Below the L2+ block, a PCE (Power Control Entity) is connected to FBDRRA, which in turn is connected to FBTCE. FBTCE is connected to FBVCE. FBVCE is connected to FBME-O. FBME-O is connected to FBME-R. Various other signals like LinkState-1, fs/TDD timing-1, NTR/ToD-1, BVFC-1, Be-c-1, BONDING-m, L2+-m, DRA/PCE-m, TCE-m, ε-m, and γ_MGMT_R/O are shown connecting these blocks. At the top, multiple FBTU-O-n and FBTU-R-n blocks are shown, with Be-1-n and Fe-1-n signals connecting them to the main FBTU-O-1 and FBTU-R-1 blocks respectively. The diagram is labeled G.9702(22) at the bottom right.](a5ee5c23b6dc52ec1d724b76d5a5f58f_img.jpg) + +Figure 5-2 – Reference model of the DPU-FB (shown for line 1 of NB back lines and for line 1 of NF front lines). The diagram illustrates the internal architecture of a DPU-FB, showing data and control flows between various functional blocks. On the left, an external interface UB-R connects to FBTU-R-1. FBTU-R-1 is connected to a central BOND block via BSTREAMds-1, BSTREAMus-1, and BTxEnable-1 signals. The BOND block is connected to a central L2+ block via STREAMds and STREAMus signals, with a TxEnable signal. The L2+ block is connected to FBTU-O-1 via FSTREAMds-1, FSTREAMus-1, FTxEnable-1, and FRxEnable-1 signals. FBTU-O-1 is connected to an external interface U-O. Below the L2+ block, a PCE (Power Control Entity) is connected to FBDRRA, which in turn is connected to FBTCE. FBTCE is connected to FBVCE. FBVCE is connected to FBME-O. FBME-O is connected to FBME-R. Various other signals like LinkState-1, fs/TDD timing-1, NTR/ToD-1, BVFC-1, Be-c-1, BONDING-m, L2+-m, DRA/PCE-m, TCE-m, ε-m, and γ\_MGMT\_R/O are shown connecting these blocks. At the top, multiple FBTU-O-n and FBTU-R-n blocks are shown, with Be-1-n and Fe-1-n signals connecting them to the main FBTU-O-1 and FBTU-R-1 blocks respectively. The diagram is labeled G.9702(22) at the bottom right. + +**Figure 5-2 – Reference model of the DPU-FB +(shown for line 1 of NB back lines and for line 1 of NF front lines)** + +The NF front lines and the NB back lines are part of a single vectored group. For each of the NF FBTU-Os in the vectored group, the data plane information flow over the $\gamma_O$ reference point is represented by a single downstream data stream (STREAMds-*n*) and a single upstream data stream (STREAMus-*n*), where '*n*' is an identifier for a specific FBTU-O (FBTU-O-*n*) and associated wire-pair. The FBTU-O may use flow control (TX Enable-*n*) on the downstream data stream. The L2+ entity may use flow control (RX Enable-*n*) on the upstream data stream. Inside the DPU-FB, the FBME-O conveys the management information (over the $\gamma\_MGMT_O$ interface) to each of the FBTU-Os. + +The functionalities of the DPU-FB also include: + +- Timing control entity (FBTCE); +- Vectoring control entity (FBVCE); +- Dynamic resource allocation (FBDRRA) that also includes power control entity (PCE). + +The FBTCE coordinates the transmission and reception with synchronous time-division duplexing (STDD) over the vectored group. The FBTCE derives the TDD timing applied to the front lines from the TDD timing as applied on the back lines by the TCE in the DPU. At the UB-R and U-O reference point, downstream symbols transmitted by all NB FBTU-Os, upstream symbols transmitted by all NB FBTU-Rs, downstream sync symbols transmitted by all NF FBTU-Os, and upstream sync symbols + +transmitted by all NF FTU-Rs are aligned over all wire-pairs in the vectored group. The coordination is shown in Figure 5-2 as the same TDD timing (as received by the FBTU-Rs on the back lines) being passed from the FBTCE to all NF FBTU-Os. + +The FBTCE receives the transceiver sample clock $f_s$ and network frequency/timing from the FBTU-Rs. The FBTCE passes the transceiver sample clock $f_s$ , network timing reference (NTR) and time-of-day (ToD) to all NF FBTU-Os. Inside the DPU-FB, the FBME-O conveys the management information (over an interface here called TCE-m) to the FBTCE. + +The FBVCE coordinates the crosstalk cancellation over the vectored group. This coordination is made possible through communication from each FBTU-O to all other FBTU-Os and FBTU-Rs and from each FBTU-R to all FBTU-Os; for example: + +- $F_{\epsilon-1-n}$ identifies the interface between an FBTU-O online 1 (here called FBTU-O-1) and all other FBTU-Os on lines $n$ (here called FBTU-O- $n$ , $n = 2 \dots NF$ ) and; +- $B_{\epsilon-1-n}$ identifies the interface between an FBTU-O online 1 (here called FBTU-O-1) and all FBTU-Rs on lines $n$ (here called FBTU-R- $n$ , $n = 1 \dots NB$ ). + +Coordination data (e.g., precoder data for vectoring) are exchanged between FBTU-O- $n1$ and FBTU-O- $n2$ over an interface here called $F_{\epsilon-n1-n2}$ , and between FBTU-O- $n1$ and FBTU-R- $n2$ over an interface called $B_{\epsilon-n1-n2}$ . Each FBVCE controls a single DPU-FB, and controls FBTU-O- $n$ (connected to front line $n$ ) over an interface here called $F_{\epsilon-c-n}$ (e.g., to set precoder coefficients for vectoring). The information contained in the vectoring feedback channel (FVFC- $n$ ) enables the VCE to estimate the FEXT and determine the precoder coefficients. The vectoring feedback information is conveyed from the FTU-R to the FBVCE over the U-interface to the FBTU-O and then over the FVFC to the VCE. Inside the DPU-FB, the FBME-O conveys the management information (over an interface here called $\epsilon$ -m) to the FBVCE. Each FBVCE also controls each FBTU-R- $n$ (connected to back line $n$ ) over an interface here called $B_{\epsilon-c-n}$ (e.g., to set upstream probe sequences for vectoring). The information contained in the vectoring feedback channel (BVFC- $n$ and FVFC- $n$ ) enables the FBVCE to estimate the NEXT. + +The FBDRA (including the PCE) coordinates the downstream and upstream transmission opportunities over the front lines of the vectored group. Its functionality is the same as described for the DRA in clause 5.1 of [ITU-T G.9701]. In addition, the PCE controls the desired link state for the FBTU-Rs (e.g., for intentional temporary shutdown of some bonded lines; see clause 9 of [ITU-T G.998.2]). Inside the DPU-FB, the FBME-O conveys the management information (over an interface here called DRA-m) to the FBDRA. + +### 5.2 Application reference models + +Implementations complying with this Recommendation are typically deployed in a FTTdp scenario. FTTdp deployment and FTTdp key aspects (as self-install and reverse powering) are described in clause 5.2 of [ITU-T G.9701]. The optical distribution network that feeds the distribution point units (DPUs) may be based on point-to-multipoint (e.g., PON) or point-to-point (e.g., GbE) technologies. The copper distribution network that feeds the fastback distribution point units (DPU-FBs) is based on bonded G.fast (see [ITU-T G.998.2] and [ITU-T G.9701]). + +The basic application reference model for FTTdp with POTS shown in Figure 5-4 of [ITU-T G.9701] and the related signal flows shown in Table 5-1 of [ITU-T G.9701] remain valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FTU-O and service splitter residing in the DPU-FB. + +The basic application reference model for FTTdp with reverse powering and POTS shown in Figure 5-5 of [ITU-T G.9701] and the related signal flows shown in Table 5-2 remain valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) + +instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FXO POTS adapter, PSU and PE residing in the DPU-FB. + +The basic application reference model for FTTdp with reverse powering and derived POTS shown in Figure 5-6 of [ITU-T G.9701] and the related signal flows shown in Table 5-3 remain valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FTU-O, PSU and PE residing in the DPU-FB. + +The basic application reference model for FTTdp with reverse powering and derived POTS not sharing the in-premises wiring with [ITU-T G.9701] shown in Figure 5-7 of [ITU-T G.9701] and the related signal flows shown in Table 5-4 remain valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FTU-O, PSU and PE residing in the DPU-FB. + +The electrical reference model for FTTdp with reverse powering and (derived) POTS shown in Figure 5-8 of [ITU-T G.9701] remains valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FTU-O, POTS adapter-E and PE residing in the DPU-FB. + +### 5.3 FTU protocol reference model + +The FTU protocol reference model defined in clause 5.3 of [ITU-T G.9701] describes the FTU-O and the FTU-R, and concerns the FTU protocol sub-layers that are all below the $\gamma$ reference point. The reference model includes data and management planes addressing the TPS-TC, PMS-TC and PMD sub-layers. + +The FTU protocol reference model defined in clause 5.3 of [ITU-T G.9701] remains valid for this Recommendation, with this reference model applied both at the UB reference point (between FTU-O and FBTU-R) and the U reference point (between the FBTU-O and the FTU-R). + +The functionality of the TPS-TC, PMS-TC and PMD sub-layers is defined, respectively, in clauses 8, 9 and 10 of [ITU-T G.9701], with differences defined in this Recommendation. + +The data plane protocol reference model of the ITU-T G.9702 link is shown in Figure 5-3. + +![Figure 5-3: Data plane protocol reference model. The diagram shows four main components: FTU-O, FBTU-R, FBTU-O, and FTU-R, connected via physical media. FTU-O and FBTU-R are connected by a 'Black line physical medium'. FBTU-O and FTU-R are connected by a 'Front line physical medium'. FTU-O and FBTU-O are connected by a dashed line representing a reference point. The diagram illustrates the protocol stack for each component and the signal flows between them. FTU-O and FTU-R have a 'Transport protocol (e.g., Ethernet)' block above a 'PHY' block. FBTU-R and FBTU-O have a 'Layer 2 + functions (e.g., Ethernet switch)' block above a 'BOND' block. The 'BOND' block is connected to a 'TPS-TC' block, which is connected to a 'PMS-TC' block, which is connected to a 'PMD' block. The 'PMD' block is connected to the physical medium. Signal flows are indicated by arrows and labels: \gamma_B, \gamma_O, \alpha_O, \delta_O, \alpha_R, \delta_R, \gamma_R, \gamma_O, \alpha_O, \delta_O, \alpha_R, \delta_R. The diagram also shows reference points V, UB, U, and S/T.](fbfa653853daf5541118a9ddecb92284_img.jpg) + +Figure 5-3: Data plane protocol reference model. The diagram shows four main components: FTU-O, FBTU-R, FBTU-O, and FTU-R, connected via physical media. FTU-O and FBTU-R are connected by a 'Black line physical medium'. FBTU-O and FTU-R are connected by a 'Front line physical medium'. FTU-O and FBTU-O are connected by a dashed line representing a reference point. The diagram illustrates the protocol stack for each component and the signal flows between them. FTU-O and FTU-R have a 'Transport protocol (e.g., Ethernet)' block above a 'PHY' block. FBTU-R and FBTU-O have a 'Layer 2 + functions (e.g., Ethernet switch)' block above a 'BOND' block. The 'BOND' block is connected to a 'TPS-TC' block, which is connected to a 'PMS-TC' block, which is connected to a 'PMD' block. The 'PMD' block is connected to the physical medium. Signal flows are indicated by arrows and labels: \gamma\_B, \gamma\_O, \alpha\_O, \delta\_O, \alpha\_R, \delta\_R, \gamma\_R, \gamma\_O, \alpha\_O, \delta\_O, \alpha\_R, \delta\_R. The diagram also shows reference points V, UB, U, and S/T. + +Figure 5-3 – Data plane protocol reference model + +### 5.4 FTU functional model + +The FTU functional model presented in Figure 5-11 of [ITU-T G.9701] includes functional blocks and interfaces of the FTU-O and FTU-R, and illustrates the most basic functionality of an FTU. + +The FTU functional model presented in Figure 5-11 of [ITU-T G.9701] remains valid for this Recommendation, with this functional model applied to the FTU-O, FBTU-R, FBTU-O and the FTU-R. + +The PMD and PMS-TC functions are defined in the main body of [ITU-T G.9701], with differences defined in this Recommendation. The packet-based TPS-TC (PTM-TC) function is defined in clause 8.3 of [ITU-T G.9701]. Other types of TPS-TC are for further study. Functions above the $\gamma$ reference point are beyond the scope of this Recommendation, except the NTR and ToD functions of the TCE, which are defined in clauses 8.4 and 8.5 of [ITU-T G.9701], respectively. + +The principal functions of the PMD are the same as in [ITU-T G.9701]. In this Recommendation, due to the DPU-FB being in between the DPU and the NT (see Figure 5-1), the symbol timing of the FTU-R is synchronized to the symbol timing of the DPU-FB, which in turn is synchronized to the central clock of the DPU. + +### 5.5 INP system requirements + +The equipment between the V and T reference points (i.e., the access section including HON, DPU, DPU-FB and NT1, see Figure 5-1) shall have the capability to support impulse noise protection (INP) against SHINE impulses of up to 10 ms at all supported bit rates without loss of user data. + +In order to support this system requirement, each transceiver shall be compliant with the INP requirements defined in clause 9.8 of [ITU-T G.9701]. + +## 6 Profiles + +See clause 6 of [ITU-T G.9701]. + +FBTU-R and FBTU-O shall support at least one profile listed in clause 6.1 of [ITU-T G.9701]. The selected profiles of the FBTU-Os and FBTU-Rs of the same DPU-FB may differ from each other. However, the DPU-FB shall provide means to cancel crosstalk between any front line and any back line over the widest frequency spectrum determined by the profiles selected by those two lines. + +NOTE – In particular, if a back line uses a 106 MHz profile and a front line uses a 212 MHz profile, the crosstalk in the frequency spectrum between 106 MHz and 212 MHz generated by the front line into the back line is cancelled and the crosstalk generated by the IDFT image above 106 MHz of the back line into the front line is cancelled. + +The rules of handling profiles and profile compliance shall be as defined in clause 6.2 of [ITU-T G.9701]. + +## 7 Transmission medium interface characteristics + +See clause 7 of [ITU-T G.9701]. + +## 8 Transport protocol specific transmission convergence (TPS-TC) function + +See clause 8 of [ITU-T G.9701], as well as the following clause 8.1.4. + +### 8.1.4 $\gamma_B$ reference point + +The $\gamma_B$ reference point is internal to the DPU-FB and defined between the BOND and the L2+ functional blocks (see reference models in Figures 5-1 and 5-2). The $\gamma_B$ reference point corresponds to the MII in the protocol stack representation in Figure 1 of [ITU-T G.998.2]. The order in which the data packets are transmitted is determined by the L2+ media access control mechanism in the DPU (for downstream) and DPU-FB (for upstream), which is beyond the scope of this Recommendation. + +The interface at the $\gamma_B$ reference point is logical and is defined through primitives in the data plane and the control plane. The primitives at the $\gamma_B$ reference point are media-independent, and within the scope of this Recommendation, applied to bonded ITU-T G.9701 backhaul between the DPU-FB and the DPU. The content of the data packet is application specific. The primitives that control the flow of data packets across the $\gamma_B$ reference point are summarized in Table 8-1. The TX primitives in Table 8-1 control packet transfer from the upper layers to the bonding function, while RX primitives control packet transfer from the bonding function to the upper layers. + +**Table 8-1 – Flow control primitives at the $\gamma_B$ reference point** + +| Primitive | Direction | Description | +|---------------|--------------------|--------------------------------------------------------------------------------------------------------------------------| +| TX Start Flag | Upper layer → BOND | Indicates the first byte of the packet transmitted towards the BOND function | +| TX Stop Flag | | Indicates the last byte of the packet transmitted towards the BOND function | +| TX Clock | | Transmit data clock reference | +| TX Enable | BOND → Upper layer | Flow control primitive indicating that the BOND function is ready to receive the next packet from the upper layer (Note) | +| RX Start Flag | | Indicates the first byte of the packet transmitted by the BOND function towards the upper layer | +| RX Stop Flag | | Indicates the last byte of the packet transmitted by the BOND function towards the upper layer | +| RX Clock | Upper layer → BOND | Receive data clock reference | + +NOTE – If the TX Enable primitive is turned off during the transfer of a data packet, the upper layer shall complete the transfer of this data packet. + +The data flow primitives defining transmit and receive data transferred across the $\gamma_B$ reference point are summarized in Table 8-2. + +**Table 8-2 – Data flow primitives across the $\gamma_B$ reference point** + +| Primitive | Direction | Description | +|-----------|------------|-----------------| +| STREAMds | BOND → L2+ | Downstream data | +| STREAMus | BOND ← L2+ | Upstream data | + +The timing related primitives at the $\gamma_B$ reference point are presented in Table 8-3. The primitives also indicate whether ToD and NTR are enabled and the synchronization option to be used. The primitives are sourced by each FTBU-R. How the FBTCE derives a single set of primitives towards the FTU-Os is beyond the scope of this Recommendation. + +**Table 8-3 – Timing related primitives at the $\gamma_B$ reference point** + +| Primitive | Direction | Description | +|-------------------|-------------------------------|----------------------------------------------------------------------------------------------| +| $f_s-n$ | FBTU-R- $n \rightarrow$ FBTCE | Transceiver sample clock (synchronized to the primary transceiver sample clock at the DPU) | +| TDD_timing- $n$ | FBTU-R- $n \rightarrow$ FBTCE | TDD timing (synchronized to the primary TDD timing at the DPU) | +| NTR_sc_clock- $n$ | FBTU-R- $n \rightarrow$ FBTCE | Recovered NTR clock at the DPU-FB (synchronized to the primary NTR at the V reference point) | +| ToD_sc_value- $n$ | FBTU-R- $n \rightarrow$ FBTCE | Recovered value of ToD at the DPU-FB associated with the ToD_sc_edge | +| ToD_sc_edge- $n$ | FBTU-R- $n \rightarrow$ FBTCE | The instant of time associated with ToD_sc_value at the DPU-FB | +| ToD_sc_clock- $n$ | FBTU-R- $n \rightarrow$ FBTCE | Recovered ToD clock at the NT (synchronized to the primary ToD at the V reference point) | + +The vectoring related primitives at the $\gamma_B$ reference point are presented in Table 8-4. These primitives support the FBVCE in the cancellation of NEXT at the DPU-FB. + +The NTR\_sc\_clock primitive is used to generate the NTR source for the FBTU-O (NTR\_mc primitive) which is used for FTU-R NTR frequency synchronization, as defined in clause 8.4.1.1 of [ITU-T G.9701]. The specific method of generating the NTR\_mc primitive using NTR\_sc\_clock- $n$ primitives collected from the DPU-FB FBTU-Rs is vendor discretionary. + +The ToD\_sc\_value, ToD\_sc\_edge and ToD\_sc clock primitives are used to generate the ToD source for the FBTU-O (ToD\_mc\_value, ToD\_mc\_edge, ToD\_mc primitives) are used for the FTU-R ToD synchronization, as defined in clause 8.5.1 of [ITU-T G.9701]. The specific method of generating the FBTU-O ToD source primitives using the ToD\_sc\_value- $n$ , ToD\_sc\_edge- $n$ and ToD\_sc\_clock- $n$ primitives collected from the DPU-FB FBTU-Rs is vendor discretionary. + +**Table 8-4 – Vectoring related primitives at the $\gamma_B$ reference point** + +| Primitive | Direction | Description | +|-----------|-----------------------------------|--------------------------------------------------------------------------------------------------------------| +| BVFC- $n$ | FBTU-R- $n \leftrightarrow$ FBVCE | Data and configuration for the vectoring feedback channel related to the back lines | +| Be-C- $n$ | FBTU-R- $n \leftrightarrow$ FBVCE | Control channel related to the back lines (e.g., to configure upstream probe sequences for NEXT measurement) | + +The power control related primitives at the $\gamma_B$ reference point are presented in Table 8-5. These primitives support the PCE in saving power. + +**Table 8-5 – Power control related primitives at the $\gamma_B$ reference point** + +| Primitive | Direction | Description | +|------------------------|-------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------| +| LinkState.request- $n$ | FBDRA/PCE $\rightarrow$ FBTU-R- $n$ | Request to transition to the desired Link State (e.g., for intentional temporary shutdown of some bonded lines, see [ITU-T G.998.2] clause 9) | +| LinkState.confirm- $n$ | FBTU-R- $n \rightarrow$ FBDRA/PCE | Confirmation that the transition to the desired Link State has succeeded or failed | + +## 9 Physical media specific transmission convergence (PMS-TC) sub-layer + +See clause 9 of [ITU-T G.9701]. + +## 10 Physical media dependent (PMD) function + +See clause 10 of [ITU-T G.9701], except as follows: + +##### 10.2.1.5.2 Gain adjuster (replaces clause 10.2.1.5.2 of [ITU-T G.9701]) + +The gain adjuster $g_i$ is intended for the adjustment of the transmit power of each subcarrier, which may be used for PSD adjustments, to adjust the signal-to-noise ratio (SNR) margin for some or all subcarriers, or turn the subcarrier off to prevent unnecessary crosstalk. + +The $g_i$ values in dB shall be defined as the $20 \times \log 10(g_i)$ . The values of $g_i$ for all MEDLEY subcarriers shall be assigned during the initialization, as described in clause 12.3.3 of [ITU-T G.9701] and stored in the bits-and-gains table specified in clause 10.2.1.2 of [ITU-T G.9701] ( $b_i$ and $g_i$ values). + +The $g_i$ settings (in the bits-and-gains table) shall comply with the following requirements: + +- If $b_i > 0$ , then $g_i$ shall be one (linear scale) in the downstream direction and $[-30, 0]$ (dB) range in the upstream direction. +- If $b_i = 0$ , then $g_i$ shall be either equal to zero (linear scale) or in the same range as for $b_i > 0$ . +- During initialization the value of $g_i$ is one (linear scale) in both upstream and downstream (initialization PSD shaping is determined by the $tss_i$ ). +- During the showtime, the upstream $g_i$ values may also be updated via an OLR procedure described in clause 11.2.2.5. + +For subcarriers not in the MEDLEY set, the valid range of $g_i$ is the same as for subcarriers in MEDLEY set (see Table 10-5, clause 10.2.1.5.4 of [ITU-T G.9701]). + +In showtime, the $g_i$ values on upstream sync symbols of the FBTU-R for odd values of $BL\_CNT_{SF}$ (see clause 10.8.1) are determined by the VCE at the DPU-FB. The valid values are the same as for upstream data symbols. The $g_i$ values on those sync symbols may be different from those of the data symbols. + +##### 10.3.2.5.2 Time identification control parameters (replaces clause 10.3.2.5.2 of [ITU-T G.9701]) + +Any FTU-R supporting ITU-T G.9702 and any FBTU-R shall send the VFRBs on sync symbols with even $CNT_{SF}$ values only, using the rule defined in this clause. + +An FTU-R not supporting ITU-T G.9702 sends the VFRB on all sync symbols as specified in clause 10.3.2.5.2 of [ITU-T G.9701] while the VCE at the DPU-FB shall select the relevant VFRBs for the downstream FEXT estimation of the front line, i.e., on even $CNT_{SF}$ . + +In a case in which the FTU-R or FBTU-R reports the VFRB only on sync symbols with even values of $CNT_{SF}$ , the FTU-R/FBTU-R shall send the first VFRB on the first sync symbol with an even $CNT_{SF}$ value following the reception of the request to update the VFRB control parameters. Then it shall send a VFRB on every $2 \times q$ -th subsequent sync symbol position $z - 1$ times. After $z$ VFRBs have been sent (which takes $2 \times q \times z$ superframes), the next VFRB shall be reported for the next $(2 \times q + 2)$ -th sync symbol position, after which the following $z - 1$ VFRBs shall be reported every $2 \times q$ -th sync symbol position, etc. until the next request to update VFRB control parameters. + +With the rule defined above, the VFRB are sent on sync symbol positions associated with even $CNT_{SF_n}$ values only, computed with the following recursive rule starting from $n = 0$ : + +$$CNT_{SF_n} = CNT_{SF_0} \text{ if } n = 0$$ + +$$CNT_{SF_n} = (CNT_{SF_{n-1}} + 2q) \text{ MOD } 2^{16} \text{ if } n \text{ MOD } z \neq 0$$ + +$$CNT_{SF_n} = (CNT_{SF_{n-1}} + 2q + 2) \text{ MOD } 2^{16} \text{ if } n \text{ MOD } z = 0$$ + +where $CNT_{SF_0}$ is the superframe count value of the first sent VFRB. + +Valid values for the time identification control parameters are defined in Table 10-12 of [ITU-T G.9701]. For every vectored band of the reported VBB, the starting subcarrier is the one with the smallest index within the vectored band. + +The VFRB shift period $z$ equals zero is a special value defined in clause 10.3.2.5.2 of [ITU-T G.9701]. The VFRB period value of $q = 0$ is a special value defined in clause 10.3.2.5.2 of [ITU-T G.9701]. + +For example, the reports are sent on the following superframe counts with $CNT_{SF_0} = 0$ if the reporting is done only on even $CNT_{SF}$ : + +$$q = 4, z = 0, \text{ then } CNT_{SF} = 0, 8, 16, 24, 32, 40, 48, 56, \dots$$ + +$$q = 4 \text{ and } z = 4, \text{ then } CNT_{SF} = 0, 8, 16, 24, 34, 42, 50, 58, 68, 76, \dots$$ + +### 10.8.1 Synchronization of superframe counts (new to this Recommendation) + +The front line superframe count of a DPU-FB ( $FL\_CNT_{SF}$ ) shall be synchronized with the back line superframe count ( $BL\_CNT_{SF}$ ) sourced by the DPU, so that the sync symbols of superframes with even values of $BL\_CNT_{SF}$ are aligned in time with sync symbols of superframes with odd values of $FL\_CNT_{SF}$ . + +NOTE – Since the $CNT_{SF}$ count of the FBTU-R is forced to be the same as at the DPU, the $CNT_{SF}$ of the DPU-FB can be synchronized with the DPU $CNT_{SF}$ , so that $FL\_CNT_{SF} = BL\_CNT_{SF} + 1$ . Use of this option is vendor discretionary. + +### 10.9 Probe sequences (new in this Recommendation) + +The VCE of the DPU shall set to 0 all probe sequence elements modulating the downstream sync symbols of the back line in superframes with odd values of $CNT_{SF}$ . At its own discretion, the VCE of the DPU may assign the probe sequence elements modulating upstream or downstream sync symbols of the back line in superframes with even values of $CNT_{SF}$ . + +Further, the VCE of the DPU-FB connected to this back line shall set to 0 all probe sequence elements modulating the downstream sync symbols of the front line in superframes with odd values of $FL\_CNT_{SF}$ . At its own discretion, the VCE of the DPU-FB may assign: + +- the probe sequence elements modulating upstream or downstream sync symbols of the front line in superframes with even values of $FL\_CNT_{SF}$ ; +- the probe sequence elements modulating upstream sync symbols of the back line or front line in superframes with odd values of $BL\_CNT_{SF}$ ; +- the probe sequence elements modulating upstream sync symbols of the front line in superframes with odd values of $FL\_CNT_{SF}$ . + +NOTE 1 – To avoid interference through FEXT of the elements modulating upstream sync symbols of the front line in superframes with odd values of $FL\_CNT_{SF}$ and the elements modulating upstream sync symbols of the back line in superframes with even values of $BL\_CNT_{SF}$ , the elements of the front line on those upstream sync symbols should be selected carefully, e.g., set to 0. + +If FBTU-O of a DPU-FB serves to feed the back line of another DPU-FB, called for certainty DPU-FB1, the probe sequence elements modulating upstream sync symbols of the front line in superframes with odd values of $FL\_CNT_{SF}$ shall be set by the VCE of the DPU-FB1. The DPU-FB1, in turn, the DPU-FB1 shall assign probe sequences to its front lines and to the upstream of the back line as it is defined above for the DPU-FB connected to the back lines served by the DPU. + +NOTE 2 – Element 0 of probe sequence means that no signal is transmitted on that sync symbol. + +## 11 Operation and maintenance (OAM) + +See clause 11 of [ITU-T G.9701], as well as the following new clause 11.4.7. + +### 11.4.7 G.fastback parameters (new in this Recommendation) + +#### 11.4.7.1 FTU-O G.fastback enabling parameter + +The control parameter `fastback_enable` indicates if G.fastback is enabled or disabled at the FTU-O. If it is enabled, the FTU-O initializes only with an FBTU-R, i.e., only if CLR indicates support for G.fastback. It shall be set to 1 if G.fastback is enabled and 0 otherwise. The control parameter `fastback_enable` shall be derived from the configuration parameter `FASTBACK_ENABLE` of the DPU MIB. + +If `fastback_enable` is set to 1 and the NPAR(2) bit G.fastback is not set to ONE in the CLR, the handshake procedure shall terminate with 'no mode selected'. + +## 12 Link activation methods and procedures + +The initialization of the front lines, i.e., between the FBTU-O and FTU-R, shall be as specified in clause 12 of [ITU-T G.9701]. + +The initialization of the back lines, i.e., between the FTU-O and FBTU-R, shall be as specified in clause 12 of [ITU-T G.9701] with the supplements specified in the sub-clauses below. + +### 12.1.5 Interaction between FBTU-R and FBTU-O states + +The DPU-FB derives sample timing and TDD frame timing from the back lines to be applied to the front line through the `fs/TDD` timing primitive received by the FBTCE (see clause 5.1). The `fs/TDD` timing primitive is generated if and only if at least one FBTU-R is in R-SHOWTIME state or in the process of fast retrain. + +The FBTU-O shall transition from O-SILENT to O-INIT/HS state only if the `fs/TDD` timing primitive is generated. + +If the `fs/TDD` timing primitive disappears: + +- all FBTU-Os in O-SHOWTIME state shall go to O-SILENT state (upon an `o:L3_request` from the FBME-O) and stay in O-SILENT; +- all FBTU-Os in O-INIT/TRAIN state shall abort initialization and go back to O-SILENT state; +- all FBTU-Os in O-INIT/HS state shall abort Handshake and go back to O-SILENT state. + +Then, all FBTU-Os shall stay in O-SILENT state, waiting for the generation of the `fs/TDD` timing primitive. The corresponding `o:L0_request` is generated by the FBME-O. + +NOTE – If no FBTU-R is in R-SHOWTIME state and one or more of FBTU-Rs are in the process of fast retrain, the clock recovered by the FBTU-R may drift during the beginning of the fast retrain. This drift is transferred to the FBTU-O. If the drift is substantial, the FBTU-Os could leave the O-SHOWTIME state during the fast retrain of the FBTU-Rs and transition to O-SILENT. + +### 12.1.6 Link activation for back lines shared with [ITU-T G.993.2] + +G.fastback back lines may initialize in the presence of other DSL services, such as ADSL2plus or VDSL2, operating on the same twisted pair. This use case is enabled through the use of splitters at the DPU and DPU-FB locations to isolate the spectrum between G.fastback back lines and other DSL services. The G.fastback back lines use a high frequency spectrum whereas the other services occupy the lower spectrum below a cut-off frequency ( $F_C$ ) defined to maintain compatibility with existing DSL services present on the line. + +G.fastback back lines use a different handshake carrier set to the other DSL services sharing the same twisted pair to avoid conflicts during initialization and in order that the G.fastback carrier set frequencies be within the pass band of the splitter. + +The FTU-O and FBTU-R may use a different carrier set to the FBTU-O and FTU-R. + +The FTU-O and FBTU-R may use carrier set F43f to initialize the back lines. The carrier set operates from 18009 kHz to 19147.5 kHz and is compatible with DSL services using spectrum up to 17.664 MHz. + +The FBTU-R may transmit other carrier sets in parallel with F43f but only carriers above the $F_C$ will pass the service splitter northbound of the DPU-FB. If multiple carrier sets are received at the FTU-O the FTU-O decides which carrier set to use. + +##### 12.3.2.1.1 CL messages (supplements clause 12.3.2.1.1 of [ITU-T G.9701]) + +The FTU-O shall include inside the CL message the additional sPar(2) bit (Table 11.70 of [ITU-T G.994.1]) defined in Table 12-1. Table 12-2 shows the definitions and coding for the additional FTU-O CL nPar(3) fields. + +**Table 12-1 – Additional FTU-O CL message sPar(2) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of sPar(2) bit | +|------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.9702 | Shall be set to ONE if the FTU-O supports G.fastback and the control parameter fastback_enable is set to ONE. Otherwise, it shall be set to ZERO. | + +**Table 12-2 – FTU-O CL message nPar(3) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of nPar(3) bits | +|------------------------------|-----------------------------------------------------------------------------------------| +| ITU-T G.9702 | Number of consecutive Z-states during R-P-VECTOR 1. This 4-bit field shall be set to 0. | + +##### 12.3.2.1.2 MS messages (supplements clause 12.3.2.1.2 of [ITU-T G.9701]) + +The FTU-O shall include inside the MS message the additional sPar(2) bit (Table 11.70 of [ITU-T G.994.1]) defined in Table 12-3. Table 12-4 shows the definitions and coding for the additional FTU-O MS nPar(3) fields. + +**Table 12-3 – FTU-O MS message sPar(2) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of sPar(2) bit | +|------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.9702 | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FBTU-R shall use G.fastback. | + +**Table 12-4 – FTU-O MS message nPar(3) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of nPar(3) bits | +|------------------------------|-----------------------------------------------------------------------------------------| +| ITU-T G.9702 | Number of consecutive Z-states during R-P-VECTOR 1. This 4-bit field shall be set to 0. | + +##### 12.3.2.2.1 CLR messages (supplements clause 12.3.2.2.1 of [ITU-T G.9701]) + +The FBTU-R shall include inside the MS message the additional sPar(2) bit (Table 11.70 of [ITU-T G.994.1]) defined in Table 12-5. Table 12-16 shows the definitions and coding for the additional FBTU-R CLR nPar(3) fields. + +**Table 12-5 – FBTU-R CLR message sPar(2) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of sPar(2) bit | +|------------------------------|---------------------------| +| ITU-T G.9702 | Always set to ONE. | + +**Table 12-6 – FBTU-R CLR message nPar(3) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of nPar(3) bits | +|------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.9702 | Number of consecutive Z-states during R-P-VECTOR 1. This 4-bit field indicates the minimum number of quiet symbols transmitted consecutively on the upstream sync symbol positions with odd values of $CNT_{SF}$ that the FTU-O needs to detect before leaving R-VECTOR 1 stage. The 4-bit value $n$ represents $4n + 4$ quiet symbols (Z-states). The valid numbers of quiet symbols are from 4 to 64 in steps of 4. | + +##### 12.3.2.2.2 MS messages (supplements clause 12.3.2.2.2 of [ITU-T G.9701]) + +The FBTU-R shall include inside the MS message the additional sPar(2) bit (Table 11.70 of [ITU-T G.994.1]) defined in Table 12-7. Table 12-8 shows the definitions and coding for the additional FBTU-R MS nPar(3) fields. + +**Table 12-7 – FBTU-R MS message sPar(2) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of sPar(2) bit | +|------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.9702 | Set to ONE if and only if this bit is set to ONE in both the last previous CLR message and the last previous CL message. If set to ONE, both the FTU-O and the FBTU-R shall use G.fastback. | + +**Table 12-8 – FBTU-R MS message nPar(3) bit definitions** + +| ITU-T G.994.1
sPar(2) bit | Definition of nPar(3) bits | +|------------------------------|-----------------------------------------------------------------------------------------| +| ITU-T G.9702 | Number of consecutive Z-states during R-P-VECTOR 1. This 4-bit field shall be set to 0. | + +##### 12.3.3.1.4 R-VECTOR 1 stage (supplements clause 12.3.3.1.4 of [ITU-T G.9701]) + +During the transmission of R-P-VECTOR 1, the probe sequence allocated on the upstream sync symbol position corresponding to odd $BL\_CNT_{SF}$ value may be used by the VCE at the DPU-FB to estimate the crosstalk channels between the back lines and front lines (see clause 10.9). When the VCE at the DPU-FB has completed the joining, the VCE at the DPU-FB modifies the probe sequence to transmit quiet symbols on all those upstream sync symbols positions. After detecting quiet symbols in a number of those consecutive upstream sync symbol positions greater than or equal to the value indicated by the FBTU-R during handshake, the FTU-O completes this stage by sending O-P-SYNCHRO 1. + +##### **12.3.3.3.4.1 O-P-CHANNEL-DISCOVERY 1 (supplements 12.3.3.3.4.1 of [ITU-T G.9701])** + +The O-P-SYNCHRO 1 signal shall be transmitted only after the FTU-O has detected, during the transmission of R-P-VECTOR 1, quiet symbols in a number of consecutive upstream sync symbol positions with odd values of $BL\_CNT_{SF}$ greater than or equal to the value specified in the NPar(3) field "Number of consecutive Z-state during R-P-VECTOR 1" of the last CLR. + +NOTE – The requirement to detect quiet symbols before leaving the R-VECTOR 1 stage provides a control on the duration of R-P-VECTOR 1 by the VCE at the DPU-FB. Indeed, the VCE at the DPU-FB may modify the probe sequence on upstream sync symbol with odd $CNT_{SF}$ when the joining of the back line into the front line is completed. + +## **13 Online reconfiguration (OLR)** + +See clause 13 of [ITU-T G.9701]. + +## **14 Electrical requirements** + +See clause 14 of [ITU-T G.9701]. + +## **Annex A to Annex C** + +(Annexes A to C have been intentionally left blank.) + +## **Annex D** + +## **Operation with dynamic time assignment in a crosstalk environment** + +(This annex forms an integral part of this Recommendation.) + +Use of dynamic time assignment (DTA) according to Annex D of [ITU-T G.9701] is for further study. + +## **Annex E to Annex Q** + +(Annexes E to Q have been intentionally left blank.) + +## **Annex R** + +## **Showtime reconfiguration** + +(This annex forms an integral part of this Recommendation.) + +See Annex R of [ITU-T G.9701]. + +## **Annex S** + +## **NT software upgrade** + +(This annex forms an integral part of this Recommendation.) + +See Annex S of [ITU-T G.9701]. + +Annex S is only applicable to the front line. It is not applicable to the back line. + +## **Annex T** + +## **Dynamic time assignment (DTA) – higher-layer control aspects** + +(This annex forms an integral part of this Recommendation.) + +Support of cDTA according to Annex T of [ITU-T G.9701] is for further study. + +## **Annex U** + +(Annex U has been intentionally left blank.) + +## Annex V + +## **Targeted generalized vectoring with non-active ITU-T G.9701 supporting lines (TGVN)** + +(This annex forms an integral part of this Recommendation.) + +See Annex V of [ITU-T G.9701]. + +## **Annex W** + +(Annex W has been intentionally left blank.) + +# Annex X + +## Operation without multiline coordination intended for a crosstalk-free environment + +(This annex forms an integral part of this Recommendation.) + +## X.1 Scope + +This annex specifies the operation of G.fastback transceivers serving front lines in a crosstalk-free environment established by using coaxial cables between the DPU-FB and the CPE. In a crosstalk-free environment, vectoring is not used and synchronization between lines is not needed. + +The annex is not applicable for twisted-pair (TP) cables. + +Unless otherwise specifically stated in this annex, all definitions and requirements specified in the main body of this Recommendation are applicable for transceivers compliant with this annex. + +## X.2 Definitions + +See clause X.2 of [ITU-T G.9701]. + +## X.3 Abbreviations and acronyms + +See clause X.3 of [ITU-T G.9701]. + +## X.4 Reference model(s) + +The reference model of a DPU-FB intended to operate its front lines in a crosstalk-free environment is consistent with the one in Figure 5-2, except that it has no Fe-c-1 or Fe-1-*n* signal exchanges. However, the VCE is still present to support test parameters (see clause 11.4.1.2 of [ITU-T G.9701]). + +## X.5 Profiles + +For operation over coaxial cables in a crosstalk-free environment, the FBTU-O shall comply with at least one profile specified in Table X.1 of [ITU-T G.9701]. + +FBTU-R may support any profile listed in clause 6.1 of [ITU-T G.9701]. The selected profiles of the FBTU-Os and FBTU-Rs of the same DPU-FB will differ from each other. However, the DPU-FB shall provide means to cancel crosstalk, if any, between any front line and any back line over the widest frequency spectrum determined by the profiles selected by those two lines. + +The rules for handling profiles and profile compliance shall be as specified in clause 6.2 of [ITU-T G.9701]. + +## X.6 Independent dynamic time assignment (iDTA) + +iDTA is not supported by this Recommendation. + +## X.7 Initialization messages + +### X.7.1 ITU-T G.994.1 Handshake phase + +See clause X.7.1 of [ITU-T G.9701]. + +### X.7.2 Channel analysis and exchange phase + +#### X.7.2.1 O-MSG 1 + +See clause X.7.2.1 of [ITU-T G.9701]. + +The field iDTA\_enabled of the Annex X parameter field in O-MSG1 shall be set to 0016 (disabled). + +#### **X.7.2.2 R-MSG 2** + +See clause X.7.2.2 of [ITU-T G.9701]. + +## **X.8 Discontinuous operation** + +See clause X.8 of [ITU-T G.9701]. + +## **X.9 Online reconfiguration** + +See clause X.9 of [ITU-T G.9701]. + +## **X.10 Initialization** + +See clause X.10 of [ITU-T G.9701]. + +## **X.11 Low power states** + +NOTE – There are no exceptions to the main body of [ITU-T G.9701] related to low power states. + +## **X.12 Adaptation to the coaxial cable medium** + +See clause X.12 of [ITU-T G.9701]. + +The basic application reference model for coaxial cable medium shown in Figure X.4 of [ITU-T G.9701] remains valid for this Recommendation, with the U-O reference point applying at the DPU-FB (as shown in Figure 5-1) instead of the DPU (as shown in Figure 5-1 of [ITU-T G.9701]), and the FTU-O residing in the DPU-FB. + +## **Annex Y** + +## **Upstream dynamic resource reports** + +(This annex forms an integral part of this Recommendation.) + +See Annex Y of [ITU-T G.9701]. + +## **Annex Z** + +## **Cross-layer traffic monitoring functions and link state control** + +(This annex forms an integral part of this Recommendation.) + +See Annex Z of [ITU-T G.9701]. + +## **Appendix I** + +## **Wiring topologies and reference loops** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix I of [ITU-T G.9701]. The wiring topologies and reference loops contained therein are only applicable to the front line. + +## **Appendix II** + +## **Example OLR use cases** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix II of [ITU-T G.9701]. + +## **Appendix III** + +## **Motivation of MTBE accelerated test** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix III of [ITU-T G.9701]. + +## Appendix IV + +## **Targeted generalized vectoring with active ITU-T G.9701 supporting lines (TGVA)** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix IV of [ITU-T G.9701]. + +## Appendix V + +## **Retransmission buffer size and the achievable bit-rate** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix V of [ITU-T G.9701]. + +## Appendix VI + +## **Example applications of discontinuous operation** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix VI of [ITU-T G.9701]. + +## **Appendix VII** + +## **Calculation of loop attenuation (LATN)** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix VII of [ITU-T G.9701]. + +## Appendix VIII + +## **Impulse noise monitoring – detection and interpretation of impulse noise using clusters of corrupted DTUs** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix VIII of [ITU-T G.9701]. + +## **Appendix IX** + +## **Examples of the cDTA procedure** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix IX of [ITU-T G.9701]. + +## **Appendix X** + +## **Configuration parameters describing preferred net data rate** + +(This appendix does not form an integral part of this Recommendation.) + +See Appendix X of [ITU-T G.9701]. + +## Appendix XI + +## Fastback use case descriptions + +(This appendix does not form an integral part of this Recommendation.) + +### Introduction + +The use of bonded copper backhaul for DP deployment of G.fast could extend the coverage of cabinet deployment by a significant factor. Given a simplistic square law relation between reachable customers and maximum distance from the cabinet, a factor two increase in the number of homes passed should be a conservative estimate of the possible benefit of the technology. While the DPU complexity is higher, the backhaul should be easy to integrate with a cabinet G.fast installation also directly serving residential customers close to the cabinet. + +Figure XI.1 shows a high level overview of the FASTBACK architecture. Nearby ADSL2(plus)/VDSL2 and G.fast users may be served from the DPU while more distant ADSL2(plus)/VDSL2 and G.fast users are served from the DPU-FB. Two use cases are described below. For use case 1, dedicated wire-pairs in the cable binder between the DPU and DPU-FB are used for FASTBACK. For use case 2, wire-pairs in the cable binder between the DPU and DPU-FB share FASTBACK and ADSL2(plus)/VDSL2 services using frequency division. + +![Figure XI.1 – High level FASTBACK architecture diagram](1e8c50ad4fca7f315a407347dd5091cc_img.jpg) + +The diagram illustrates the high-level FASTBACK architecture. On the left, a 'Fibre backhaul' connects to a 'Cabinet'. Inside the cabinet, there is an 'ADSL2(plus)/VDSL2' unit and a 'G.fast (with support for bonding)' unit. The 'G.fast' unit is connected to a 'Splitter'. The 'Splitter' is connected to a 'DPU-FB' unit located approximately 250 meters away from the cabinet. The 'DPU-FB' unit is connected to another 'Splitter', which in turn connects to 'ADSL2(plus)/VDSL2' and 'G.fast' units. These units serve 'Nearby users' (represented by house icons) and 'G.fast (via DPU-FB) without ADSL2(plus)/VDSL2 coexistence' (also represented by house icons). The diagram also shows 'G.fast bonded groups' between the 'G.fast (with support for bonding)' unit and the 'DPU-FB' unit. A legend at the bottom indicates: dashed blue lines for 'ADSL2(plus)/VDSL2', solid orange lines for 'G.fast', and dashed orange lines for 'ADSL2(plus)/VDSL2 and G.fast pair share'. The reference 'G.9702(22)' is noted in the bottom right corner. + +Figure XI.1 – High level FASTBACK architecture diagram + +Figure XI.1 – High level FASTBACK architecture + +### Use case 1 – Dedicated back line wire-pairs + +Figure XI.2 illustrates the dedicated back line wire-pairs use case. + +![Figure XI.2: Use case 1 dedicated back line wire-pairs. This diagram shows a network architecture where a G.fast DPU is connected via 'G.fast bonded' lines to a 'DPU-FB' unit. The 'DPU-FB' unit has 'Black lines' and 'Front lines'. A 'PSU' (Power Supply Unit) with a 'relay' is connected to the 'Front lines'. The 'relay' can switch between position '1' (connected to 'POTS and xDSL' from an 'Exchange/cabinet') and position '2' (connected to the 'G.fast bonded' lines). A 'CPE' (Customer Premises Equipment) with a 'PSE' (Power Source Equipment) is connected to the 'PSU'. A dashed red line labeled 'RPF' (Residual Power Frequency) is shown between the 'PSU' and the 'CPE'. A note at the bottom left indicates 'xDSL may be ADSL2(plus) or VDSL2'. A note at the bottom right indicates 'Shown here for single port' and 'G.9702(22)'.](0a42e05c07941450f34e4f7117725834_img.jpg) + +Figure XI.2: Use case 1 dedicated back line wire-pairs. This diagram shows a network architecture where a G.fast DPU is connected via 'G.fast bonded' lines to a 'DPU-FB' unit. The 'DPU-FB' unit has 'Black lines' and 'Front lines'. A 'PSU' (Power Supply Unit) with a 'relay' is connected to the 'Front lines'. The 'relay' can switch between position '1' (connected to 'POTS and xDSL' from an 'Exchange/cabinet') and position '2' (connected to the 'G.fast bonded' lines). A 'CPE' (Customer Premises Equipment) with a 'PSE' (Power Source Equipment) is connected to the 'PSU'. A dashed red line labeled 'RPF' (Residual Power Frequency) is shown between the 'PSU' and the 'CPE'. A note at the bottom left indicates 'xDSL may be ADSL2(plus) or VDSL2'. A note at the bottom right indicates 'Shown here for single port' and 'G.9702(22)'. + +**Figure XI.2 – Use case 1 dedicated back line wire-pairs** + +Back lines connect directly into a DPU-FB without splitters and use handshake tones typical of those used by ADSL2(plus)/VDSL2 operating on separate wire-pairs to the G.fast bonded lines. A relay may be utilized at the front line side to switch between the old and new services. The relay provides zero touch provisioning on detection of RPF. Customers switch from POTS and ADSL2(plus)/VDSL2 on (1) to G.fast on (2). Alternatively, if a cross connect point is available, customers may be manually jumpered between services avoiding the need for a relay but requiring an engineer appointment. + +When using a relay, POTS and DC power need to be inactive on the line in order for the CPE PSE to power the DPU-FB and use the G.fast service. Once the relay detects RPF signals from the CPE PSE, the relay switches from position 1 to 2. The CPE may now train with the front line G.fast transceiver. + +### Use case 2 – Shared back line wire-pairs + +Figure XI.3 illustrates the shared back line wire-pairs use case. + +![Figure XI.3: Use case 2 shared back line wire-pairs. This diagram shows a network architecture where a 'G.fast DPU' is connected to a 'Splitter'. The 'Splitter' has two outputs: one labeled '< x MHz' which connects to 'POTS and xDSL' from an 'Exchange/cabinet', and another labeled 'POTS, xDSL and G.fast bonded' which connects to another 'Splitter'. This second 'Splitter' has two outputs: one labeled '< x MHz' which connects to 'POTS and xDSL' from the 'Exchange/cabinet', and another which connects to the 'DPU-FB' unit. The 'DPU-FB' unit has 'Black lines' and 'Front lines'. A 'PSU' (Power Supply Unit) with a 'relay' is connected to the 'Front lines'. The 'relay' can switch between position '1' (connected to 'POTS and xDSL') and position '2' (connected to the 'G.fast bonded' lines). A 'CPE' (Customer Premises Equipment) with a 'PSE' (Power Source Equipment) is connected to the 'PSU'. A dashed red line labeled 'RPF' (Residual Power Frequency) is shown between the 'PSU' and the 'CPE'. A note below the splitters indicates 'Splitter frequency chosen should be above the xDSL service in use. To be compatible with VDSL2 profile 17a a cut off above 17.664 is necessary.' A note at the bottom left indicates 'xDSL may be ADSL2(plus) or VDSL2'. A note at the bottom right indicates 'Shown here for single port' and 'G.9702(22)'.](c1278da91cbcabe32628e589ebc47418_img.jpg) + +Figure XI.3: Use case 2 shared back line wire-pairs. This diagram shows a network architecture where a 'G.fast DPU' is connected to a 'Splitter'. The 'Splitter' has two outputs: one labeled '< x MHz' which connects to 'POTS and xDSL' from an 'Exchange/cabinet', and another labeled 'POTS, xDSL and G.fast bonded' which connects to another 'Splitter'. This second 'Splitter' has two outputs: one labeled '< x MHz' which connects to 'POTS and xDSL' from the 'Exchange/cabinet', and another which connects to the 'DPU-FB' unit. The 'DPU-FB' unit has 'Black lines' and 'Front lines'. A 'PSU' (Power Supply Unit) with a 'relay' is connected to the 'Front lines'. The 'relay' can switch between position '1' (connected to 'POTS and xDSL') and position '2' (connected to the 'G.fast bonded' lines). A 'CPE' (Customer Premises Equipment) with a 'PSE' (Power Source Equipment) is connected to the 'PSU'. A dashed red line labeled 'RPF' (Residual Power Frequency) is shown between the 'PSU' and the 'CPE'. A note below the splitters indicates 'Splitter frequency chosen should be above the xDSL service in use. To be compatible with VDSL2 profile 17a a cut off above 17.664 is necessary.' A note at the bottom left indicates 'xDSL may be ADSL2(plus) or VDSL2'. A note at the bottom right indicates 'Shown here for single port' and 'G.9702(22)'. + +**Figure XI.3 – Use case 2 shared back line wire-pairs** + +Back lines connect into DPU-FB through splitters and use specific handshake tones different from those of ADSL2(plus)/VDSL2 services that share the same twisted pair. The ADSL2(plus)/VDSL2 services use frequencies below a cut-off and the G.fast bonded backhaul use the higher spectrum without interference. + +The back line handshake tones (defined in Table 1 of [ITU-T G.994.1]) are intended to be above the frequencies used by ADSL2(plus)/VDSL2 and above the splitter cut-off frequency. ADSL2(plus)/VDSL2 uses a frequency spectrum up to 17.664 MHz. The handshake tones use frequencies above 17.664 MHz to avoid out of band noise from the downstream transmitter and in particular NEXT at the cabinet. + +This use case supports RPF and allows zero touch migration between access such as VDSL2 to G.fast served from the DPU-FB. The RPF from a single CPE needs to be capable of powering the DPU-FB for operation on the front line and a minimum of 1 back line. The DPU-FB should train the maximum number of back lines available while also considering the power constraint. This may mean using only a subset of available back line circuits when the number of front line services are limited to reduce power consumption. + +POTS and DC power need to be inactive on the line in order for the CPE PSE to power the DPU-FB and use the G.fast service. Once the relay detects RPF signals from the CPE PSE, the relay switches from position 1 to 2. The CPE may now train with the front line G.fast transceiver. + + + + + +# SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | 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+|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | +| Metallic access networks | G.9700–G.9799 | +| Optical line systems for local and access networks | G.9800–G.9899 | +| In premises networks | G.9900–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## Recommendation ITU-T G.9804.2 + +# Higher speed passive optical networks – Common transmission convergence layer specification + +## Summary + +Recommendation ITU-T G.9804.2 specifies the common transmission convergence (ComTC) layer of Higher Speed passive optical network (HSP) systems providing optical access for residential, business, mobile backhaul and other applications. This specification defines operation of HSP systems in a manner agnostic of transmission rates, number of operating wavelength channels, and signal modulation. It is intended to be applicable to systems implementing a subset of the specified range of features. + +An HSP system enables protocol flexibility to support higher performance physical media dependent (PMD) interfaces without impacting the definition of the associated ComTC layer. An HSP system does not require an implementation to support all possible ComTC features. The intent is to provide the definition and behaviour of a ComTC layer independent of line rate, number of wavelength channels, and signal modulation. Actual systems would be based on features chosen for implementation and available supporting technology. + +The ComTC layer is the protocol layer of the HSP system that is positioned between the PMD layer and service clients. It builds on the ITU-T G.987.3, ITU-T G.9807.1, and ITU-T G.989.3 Recommendations, with modifications to support specific features, primarily rate flexibility, single and multiple wavelength operation, and signal modulation. + +This Recommendation forms an integral part of the ITU-T G.hsp series of Recommendations (ITU-T G.9804.1 and applicable PMD Recommendations) that, together with the ONU management and control interface (OMCI), Recommendation ITU-T G.988, specifies a set of access transmission systems. + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|----------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.9804.2 | 2021-09-06 | 15 | 11.1002/1000/14645 | + +## Keywords + +ComTC, HSP, TDM, TWDM. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents/software copyrights, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the appropriate ITU-T databases available via the ITU-T website at . + +© ITU 2021 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|-------|----------------------------------------------------------------------|----| +| 1 | Scope ..... | 1 | +| 1.1 | Line rate parameterization and PMD specification applicability ..... | 1 | +| 1.2 | Compliance..... | 2 | +| 2 | References..... | 2 | +| 3 | Definitions ..... | 3 | +| 3.1 | Terms defined elsewhere ..... | 3 | +| 3.2 | Terms defined in this Recommendation..... | 3 | +| 3.2.1 | time quantum: ..... | 3 | +| 4 | Abbreviations and acronyms ..... | 3 | +| 5 | Conventions ..... | 3 | +| 6 | ComTC layer overview..... | 4 | +| 6.1 | Supported nominal line rates ..... | 4 | +| 6.2 | ComTC layer structure ..... | 4 | +| 6.3 | ComTC sublayer functions..... | 7 | +| 6.4 | Management of an HSP system..... | 10 | +| 6.5 | ComTC architecture ..... | 11 | +| 6.6 | Media access control ..... | 17 | +| 7 | Resource allocation and quality of service ..... | 18 | +| 7.1 | Principles of downstream and upstream resource allocation ..... | 18 | +| 7.2 | Dynamic bandwidth assignment overview..... | 21 | +| 7.3 | Reference model of dynamic bandwidth assignment..... | 23 | +| 7.4 | DBA performance requirements..... | 27 | +| 7.5 | Contention-based PON operation..... | 28 | +| 8 | ComTC framing sublayer ..... | 33 | +| 8.1 | Downstream ComTC framing ..... | 33 | +| 8.2 | Upstream ComTC framing ..... | 39 | +| 9 | Encapsulation method..... | 41 | +| 9.1 | XGEM framing..... | 41 | +| 9.2 | XGEM frame delineation ..... | 43 | +| 9.3 | SDU fragmentation..... | 43 | +| 9.4 | Mapping of services into XGEM frames..... | 45 | +| 10 | ComTC PHY adaptation sublayer ..... | 47 | +| 10.1 | Downstream PHY frame ..... | 47 | +| 10.2 | Upstream PHY frames and upstream PHY bursts..... | 51 | +| 10.3 | Forward error correction..... | 53 | +| 10.4 | Scrambling..... | 58 | +| 10.5 | Downstream Interleaving ..... | 59 | + +| | Page | +|------|-----------------------------------------------------------------------| +| 11 | PLOAM messaging channel..... 60 | +| 11.1 | Overview ..... 60 | +| 11.2 | PLOAM message format..... 62 | +| 11.3 | PLOAM message definitions ..... 66 | +| 11.4 | PLOAM message operation categories ..... 100 | +| 12 | ONU activation cycle ..... 102 | +| 12.1 | Overview ..... 102 | +| 12.2 | Activation outline ..... 102 | +| 12.3 | Causal sequence of activation events ..... 103 | +| 12.4 | ONU activation cycle state machine ..... 104 | +| 12.5 | OLT support of ONU activation..... 117 | +| 12.6 | TWDM ONU power levelling..... 118 | +| 13 | OLT and ONU timing relationships ..... 119 | +| 13.1 | ONU transmission timing and equalization delay..... 119 | +| 13.2 | Time of day distribution ..... 127 | +| 14 | Performance monitoring, supervision, and defects..... 129 | +| 14.1 | Performance monitoring..... 130 | +| 14.2 | Defects..... 142 | +| 15 | Security ..... 145 | +| 15.1 | Threat model..... 145 | +| 15.2 | Authentication ..... 145 | +| 15.3 | Key derivation ..... 148 | +| 15.4 | XGEM payload encryption system ..... 150 | +| 15.5 | Data encryption key exchange and activation mechanism..... 152 | +| 15.6 | Integrity protection and data origin verification for PLOAM ..... 159 | +| 15.7 | Integrity protection and data origin verification for OMCI..... 160 | +| 15.8 | Integrity and data origin verification key switching..... 160 | +| 15.9 | HSP systems with reduced data encryption strength..... 162 | +| 16 | Power management..... 163 | +| 16.1 | Power management configuration and signalling ..... 163 | +| 16.2 | Power management parameter definitions ..... 164 | +| 16.3 | Power management state machine specifications..... 165 | +| 16.4 | Management transactions in the LowPower state ..... 171 | +| 16.5 | Power saving by channel selection..... 172 | +| 17 | TWDM channel management..... 172 | +| 17.1 | TWDM profile announcement ..... 172 | +| 17.2 | TWDM ONU calibration..... 176 | +| 17.3 | TWDM ONU wavelength channel handover ..... 177 | +| 17.4 | TWDM ONU wavelength channel locking..... 186 | + +| | Page | +|----------------------------------------------------------------------------------|-------------| +| 17.5 Temporary suspension of a bonded wavelength channel ..... | 186 | +| 18 TWDM system protection ..... | 187 | +| 18.1 OLT CT coordination in 1:1 Type B protection..... | 187 | +| 18.2 OLT CT Type B protection state machine ..... | 189 | +| 18.3 Simplified state transition diagram..... | 195 | +| 19 Rogue behaviour and its mitigation..... | 196 | +| 19.1 Rogue ONU behaviour model ..... | 196 | +| 19.2 Behaviour model when coexisting with legacy ONUs..... | 196 | +| 19.3 Protection from noise and alien ONUs..... | 197 | +| 19.4 Troublesome ONU presence detection enabled through idle window ..... | 197 | +| Annex A – Hybrid error control (HEC) decoding and scrambler sequence codes ..... | 198 | +| Annex B – Forward error correction..... | 199 | +| B.1 Low density parity check (LDPC) codes..... | 199 | +| Annex C – Secure mutual authentication via OMCI ..... | 203 | +| Annex D – Secure mutual authentication using IEEE 802.1X ..... | 204 | +| Annex E ..... | 205 | +| Annex F – Tuning sequences ..... | 206 | +| Annex G – Transcoded framing with FEC and OAM for PtP WDM AMCC TC ..... | 207 | +| Annex H – Wavelength channel bonding ..... | 208 | +| H.1 Bonded ONU activation ..... | 208 | +| Annex I – Predefined preamble patterns..... | 209 | +| I.1 Predefined preamble patterns based on PRBSs..... | 209 | +| Appendix I – Downstream line data pattern conditioning ..... | 210 | +| Appendix II – Time of day derivation and error analysis ..... | 211 | +| Appendix III – Burst profiles ..... | 214 | +| III.1 Recommended seeds for preambles based on PRBSs..... | 215 | +| III.2 Recommended PSBu structure for 12.5 Gbit/s upstream rate..... | 216 | +| Appendix IV – Golden vectors ..... | 217 | +| IV.1 50G downstream FEC codeword..... | 217 | +| IV.2 PSBu segment preamble based on PRBSs ..... | 218 | +| Appendix V – Protection examples ..... | 219 | +| Appendix VI – ICTP: Inter-channel-termination protocol ..... | 220 | +| Appendix VII – ONU equalization delay coordination across TWDM channels..... | 221 | +| Appendix VIII – PON-ID and system identifier examples..... | 222 | +| Appendix IX – Quiet window elimination in ONU activation ..... | 223 | +| IX.1 Scenario A: new dedicated activation wavelength ( $\lambda_{DA}$ ) ..... | 223 | +| IX.2 Scenario B: legacy dedicated activation wavelength ( $\lambda_{DA}$ )..... | 224 | + +| | Page | +|----------------------------------------------------------------------------|-------------| +| IX.3 Scenario C: legacy dedicated activation wavelength ( $\lambda_{DA}$ ) | 227 | +| Appendix X – 50G ONU synchronization state machine and transition criteria | 228 | +| X.1 Transition criteria in ONU synchronization state machine | 228 | +| X.2 ONU synchronization state machine | 231 | +| Bibliography | 235 | + +# Recommendation ITU-T G.9804.2 + +# Higher speed passive optical networks – Common transmission convergence layer specification + +# 1 Scope + +This Recommendation specifies the common transmission convergence (ComTC) layer of higher speed passive optical network (HSP) systems, providing optical access for residential, business, mobile backhaul, and other applications. HSP systems operate at rates specified in related PMD recommendations. This Recommendation supports both time division multiplexing (TDM), and time and wavelength division multiplexing (TWDM) modes of operation. As a general rule, TDM operation is considered a single wavelength channel pair case of TWDM operation. This Recommendation uses line rate parameterization to generalize the TC functions to enable a line rate agnostic TC specification for all HSP systems. + +This Recommendation specifies: + +- a layered structure containing three sublayers; +- functionality of the ComTC service adaptation sublayer, including the use of 10-Gigabit passive optical network (XG-PON) encapsulation method (XGEM), XGEM frame delineation, and service data unit (SDU) fragmentation; +- functionality of the ComTC framing sublayer with the specification of the downstream frame and upstream burst formats; +- functionality of the ComTC physical interface (PHY) adaptation sublayer, including synchronization, forward error correction, scrambling, and downstream interleaving; +- PON embedded management functionality, including control of the upstream time-division multiple access and dynamic bandwidth assignment mechanisms; +- the physical layer operation, administration, and management (PLOAM) messaging channel; +- the optical network unit (ONU) activation cycle state machine, covering activation, and wavelength channel handover; +- timing aspects of PON point-to-multipoint operation and time-of-day communication; +- performance monitoring, supervision, and defects; +- security including cryptographic mechanisms for authentication, integrity verification, channel isolation, and data protection along with the associated key exchange protocols; +- signalling mechanisms and protocols to support ONU power management; +- wavelength channel management; +- system protection; +- alien device and rogue ONU behaviour mitigation. + +## 1.1 Line rate parameterization and PMD specification applicability + +This Recommendation is compatible with a wide class of PMD layer specifications describing single channel (TDM) and multiple channel (TWDM) PON systems that operate at the nominal downstream line rate in excess of 9.95328 Gbit/s and maintain the physical layer frame size of 125 µs. Any linkage to the actual line rates specified in such PMD specifications is confined to this subclause. With the line rate parameterization introduced below, the present specification is fully applicable to the HSP PON systems compliant with any PMD layer specification listed in Table 1-1. It is expected that minimal or no modifications should be necessary when expanded to support future systems. + +Notation $\rho_0$ denotes the *fundamental rate* of the system, from which any actual line rate in either downstream or upstream direction is obtained as an integer multiple. + +Notation $\phi_0$ denotes a multiplicative integer *line rate factor* that is used to obtain the full nominal line rate in the system, which is necessarily the nominal downstream line rate. The line rate factors used to obtain the other nominal line rates in the system are denoted $\phi_1$ , $\phi_2$ , etc. Whenever used without a subscript, line rate factor $\phi$ applies to the operational nominal line rate of a device. Thus, the nominal line rate is $\rho_0\phi$ . + +Table 1-1 lists the HSP PMD layer Recommendations with which the present Common TC Layer Recommendation is compatible, along with the respective parameter values. The future PMD Recommendations may provide additional rows to this table. + +**Table 1-1 – Line rate parameterization** + +| PMD layer | Fundamental line rate, $\rho_0$ , Gbit/s | Line rate factor, $\phi_0$
(Full nominal line rate, $\rho_0\phi_0$ , Gbit/s) | Line rate factor $\phi_1$
(Upstream line rate 1, $\rho_0\phi_1$ , Gbit/s) | Line rate factor $\phi_2$
(Upstream line rate 2, $\rho_0\phi_2$ , Gbit/s) | +|------------------------------|------------------------------------------|---------------------------------------------------------------------------------|------------------------------------------------------------------------------|------------------------------------------------------------------------------| +| 50G-TDM
(ITU-T G.9804.3) | 12.4416 | 4
(49.7664) | 2
(24.8832) | 1
(12.4416) | +| 50G-TWDM
(ITU-T G.9804.4) | 12.4416 | 4
(49.7664) | 2
(24.8832) | 1
(12.4416) | + +## 1.2 Compliance + +The present Recommendation specifies general principles, methods, formats, and procedures applicable across multiple nominal line rates and to PON systems with variable number of wavelength channels. A PON system compliant with the present Recommendation may be restricted to a specific set of line rates and to a TDM system as a single wavelength channel pair case of multiple wavelength channel pair system, e.g., TWDM. Therefore, a compliant system has a restricted rate or set of rates and a chosen operating mode. It can be envisioned that a system could support a range of specified operating rates, operating in TDM or TWDM mode, depending on the deployed configuration. In either mode, a compliant system must conform to all the normative behaviours consistent with a selected rate or mode as described herein. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [ITU-T G.987.3] Recommendation ITU-T G.987.3 (2014), *10-Gigabit-capable passive optical networks (XG-PON): Transmission convergence (TC) layer specification*. +- [ITU-T G.988] Recommendation ITU-T G.988 (2017), *ONU management and control interface (OMCI) specification*. + +- [ITU-T G.989.1] Recommendation ITU-T G.989.1 (2015), *40-Gigabit-capable passive optical networks (NG-PON2): General requirements*. +- [ITU-T G.989.2] Recommendation ITU-T G.989.2 (2020), *40-Gigabit-capable passive optical networks (NG-PON2): Physical media dependent (PMD) layer specification*. +- [ITU-T G.989.3] Recommendation ITU-T G.989.3 (2020), *40-Gigabit-capable passive optical networks (NG-PON2): Transmission Convergence (TC) layer specification*. +- [ITU-T G.9804.1] Recommendation ITU-T G.9804.1 (2019), *Higher speed passive optical networks – Requirements*. +- [ITU-T G.9807.1] Recommendation ITU-T G.9807.1 (2016), *10-Gigabit-capable symmetric passive optical network (XGS-PON)*. +- [ITU-T I.432.1] Recommendation ITU-T I.432.1 (1999), *B-ISDN user-network interface – Physical layer specification: General characteristics*. +- [ISO/IEC 18033-3] ISO/IEC 18033-3:2010, *Information technology – Security techniques – Encryption algorithms – Part 3: Block ciphers*. +- [NIST FIPS-197] NIST Federal Information Processing Standards Publication 197 (2001), *Advanced Encryption Standard (AES)*. +- [NIST SP800-38A] NIST Special Publication 800-38A (2001), *Recommendation for Block Cipher Modes of Operation – Methods and Techniques*. +- [NIST SP800-38B] NIST Special Publication 800-38B (2005), *Recommendation for Block Cipher Modes of Operation: The CMAC Mode for Authentication*. + +# 3 Definitions + +## 3.1 Terms defined elsewhere + +This Recommendation uses the following terms defined elsewhere: + +See clause 3 of [ITU-T G.9804.1]. + +## 3.2 Terms defined in this Recommendation + +This Recommendation defines the following term: + +**3.2.1 time quantum:** A line-rate-invariant unit of time which is equal to $(128 \times \phi)$ bit periods at the line rate of $\rho_0 \phi$ . Time quantum is represented by $Q_0$ in this Recommendation. The approximate value of $Q_0$ is 10.288 ns. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +See clause 4 of [ITU-T G.9804.1]. + +# 5 Conventions + +See clause 5 of [ITU-T G.9804.1]. + +# 6 ComTC layer overview + +The ComTC layer specification supports a higher speed passive optical network (HSP) system containing one or more wavelength channel pairs. An HSP system containing one wavelength channel pair is said to operate in a TDM mode; an HSP system containing multiple wavelength channel pairs is said to operate in the TWDM mode. + +As this Recommendation serves as a rate agnostic specification, the rate parameterization described in clause 1.1 is used. + +This clause overviews the ComTC layer. Herein the optical line terminal (OLT) channel termination (OLT CT) refers to the logical function residing at the OLT network element that terminates one single wavelength channel pair, regardless of whether TDM or TWDM operation mode is used. + +The remainder of clause 6 is structured as follows. Clause 6.1 describes supported line rate combinations; clause 6.2 introduces the sublayer structure of the ComTC layer and reviews the transformation of a service data unit (SDU) as it crosses the sublayers; clause 6.3 discusses the basic functionality of the three sublayers of the ComTC layer; clause 6.4 provides an overview of the three management channels in an HSP system; clause 6.5 discusses the principles and identifiers; finally, clause 6.6 reviews the basics of the upstream media access control. + +## 6.1 Supported nominal line rates + +This Recommendation is applicable to the OLT CTs and ONUs that support downstream/upstream nominal line rate defined in the physical media dependent (PMD) Recommendations of HSP systems referenced in Table 1-1, between any two consecutive events involving CT reconfiguration or replacement. Line rate parameterization to generalize the supported nominal line rates in the applicable PMD Recommendations is described in clause 1.11. + +An OLT CT or ONU shall be capable to support at least one combination of downstream/upstream nominal line rates defined in the associated PMD Recommendation listed in Table 1-1. + +An OLT CT may support multiple nominal line rate combinations with the associated multi-rate upstream channel, capable of accommodating ONUs supporting different nominal line rate combinations within the same PHY frame. + +An ONU may support one or multiple nominal line rate combination defined in the corresponding clauses of associated PMD Recommendations, within one ONU's activation cycle. + +It is applicable to ONUs satisfying the following condition: + +- an ONU supporting multiple upstream nominal line rates within an activation cycle, whereby a change of upstream line rate is either associated with tuning between wavelength channels or performed within a single multi-rate upstream wavelength channel. + +The mechanism for dynamic configuration of the upstream nominal line rate is for future study. + +## 6.2 ComTC layer structure + +This Recommendation specifies the formats and procedures of mapping between the upper layer SDUs and a bitstream suitable for modulating the optical carrier. + +The ComTC layer is composed of three sublayers: the ComTC service adaptation sublayer, the ComTC framing sublayer, and the ComTC PHY adaptation sublayer. The ComTC layer is bidirectional between the OLT and ONUs of an HSP system. In the downstream direction, the interface between the ComTC layer and the PMD layer is represented by a continuous bitstream + +--- + +1 Global parameters of this Recommendation are specified in clause 1.1. Other parameters are with local scope. + +at the nominal line rate, which is partitioned into 125 $\mu$ s frames. In the upstream direction, the interface between the ComTC layer and the PMD layer is represented by a sequence of precisely timed bursts. The key transformation stages involved in the mapping between the upper layer SDUs and the PHY bitstream for the downstream and upstream directions are shown in Figure 6-1 and Figure 6-2, respectively. Note that Figure 6-1 shows 4 FEC codewords as an example. The actual number of downstream FEC codewords in a PHY frame is specified in clause 10.3.1. The actual number of upstream FEC codewords depends on the size of the burst (see clause 10.3.2). Figure 6-2 shows 3 FEC codewords as an example. + +![Diagram illustrating the downstream SDU mapping into PHY frames across three sublayers: service adaptation, framing, and PHY adaptation. The diagram shows the flow of SDUs being fragmented, encapsulated into XGEM frames, then into FS payloads, then into FS frames, and finally into PHY frames with FEC and scrambling.](4801720824e4b5e2361a5564f91cfb70_img.jpg) + +The diagram illustrates the mapping of Service Data Units (SDUs) into PHY frames through three sublayers: + +- ComTC service adaptation sublayer:** SDUs are processed into XGEM frames. Each XGEM frame consists of a header (H) and an XGEM payload. SDUs can be mapped directly or fragmented. Multiple XGEM frames are aggregated into an FS payload. +- ComTC framing sublayer:** The FS payload is encapsulated into an FS frame, which includes an FS header. +- ComTC PHY adaptation sublayer:** The FS frame is mapped into a PHY frame. This involves adding a PSBd (Physical Synchronization Block downstream) and generating FEC codewords consisting of FEC data and parity (P). The resulting structure is a scrambled PHY frame, which is then bit-interleaved to form the final PHY layer bitstream. + +The final output shows two PHY frames, each 125 μs in duration, containing the bit-interleaved PHY frames. + +Diagram illustrating the downstream SDU mapping into PHY frames across three sublayers: service adaptation, framing, and PHY adaptation. The diagram shows the flow of SDUs being fragmented, encapsulated into XGEM frames, then into FS payloads, then into FS frames, and finally into PHY frames with FEC and scrambling. + +H – XGEM frame header + +P – FEC parity + +NOTE – Interleaving of a PHY frame is an option + +G.9804.2(21) + +**Figure 6-1 – Downstream SDU mapping into PHY frames** + +![Diagram illustrating the upstream SDU mapping into PHY bursts across ComTC sublayers: service adaptation, framing, and PHY adaptation.](33ed1f9b27c7c21c797aa928b0f06851_img.jpg) + +The diagram illustrates the mapping of Service Data Units (SDUs) into PHY bursts through the ComTC sublayers. It is divided into three main sections by horizontal dashed lines: + +- service adaptation sublayer:** At the top, multiple SDUs are shown. Some are fragmented into 'SDU fragment' and 'SDU fragment\*'. These are mapped into XGEM frames, each consisting of a header 'H' and a payload. Multiple XGEM frames are then grouped into 'FS payload' blocks. +- framing sublayer:** The 'FS payload' blocks are framed with an 'FS header', 'Allocation overhead' (AO), and an 'FS trailer'. The data between the headers is labeled 'Allocation'. +- PHY adaptation sublayer:** The framed data is grouped into 'FS burst' blocks. These are then processed by Forward Error Correction (FEC), resulting in 'FEC data' and 'FEC parity' (P) blocks, which form 'FEC codeword' and 'Shortened FEC codeword' blocks. These are scrambled and added to a 'PSBu' (Packet Service Burst) to form the 'Scrambled PHY burst payload', which is part of the 'ONU-specific PHY layer bitstream' and the final 'PHY burst'. + +Diagram illustrating the upstream SDU mapping into PHY bursts across ComTC sublayers: service adaptation, framing, and PHY adaptation. + +(\*) The remaining fragment of the SDU is transmitted in the subsequent allocation with the same Alloc-ID. + +H – XGEM frame header + +AO – Allocation overhead + +P – FEC parity + +G.9804.2(21) + +**Figure 6-2 – Upstream SDU mapping into PHY bursts** + +## 6.3 ComTC sublayer functions + +The ComTC layer consists of three sublayers, which are illustrated in Figure 6-3. + +The service adaptation sublayer (3) is responsible for the upper layer SDU processing and is described in clause 6.3.1. + +The framing sublayer (2) constructs and parses the overhead for PON management functionality and is described in clause 6.3.2. + +The PHY adaptation sublayer (1) is responsible for processing of the signal transmitted over the optical medium and is described in clause 6.3.3. + +![Figure 6-3 – Outline of ComTC information flow. This block diagram illustrates the layers of the ComTC stack. At the top, 'User data client' and 'OMCI client' are shown. Below them is the 'ComTC layer' (3), which contains 'User data adapter' and 'OMCI adapter' connected to the clients, and an 'XGEM engine' connected to the adapters. To the left of the adapters is a 'PLOAM processor' connected to a 'ComTC functions' block (listing PM, Security key mgmt, ONU power mgmt, TWDM channel mgmt, and Protection). Below the ComTC layer is the 'ComTC framing sublayer' (2), which includes 'Upstream bandwidth mgmt DBA control', 'PLOAM partition', 'Embedded header fields', and 'XGEM partition'. The 'XGEM partition' is associated with 'FS frame/burst'. Below the framing sublayer is the 'ComTC PHY adaptation sublayer' (1), containing 'PHY burst timing and profile control'. At the bottom is the 'HSP PMD layer'. Arrows indicate the flow of information between these components.](5cab96b2d23174c25919840ecd50aa48_img.jpg) + +(1) ComTC PHY adaptation sublayer +(2) ComTC framing sublayer +(3) ComTC service adaptation sublayer + +G.9804.2(21) + +Figure 6-3 – Outline of ComTC information flow. This block diagram illustrates the layers of the ComTC stack. At the top, 'User data client' and 'OMCI client' are shown. Below them is the 'ComTC layer' (3), which contains 'User data adapter' and 'OMCI adapter' connected to the clients, and an 'XGEM engine' connected to the adapters. To the left of the adapters is a 'PLOAM processor' connected to a 'ComTC functions' block (listing PM, Security key mgmt, ONU power mgmt, TWDM channel mgmt, and Protection). Below the ComTC layer is the 'ComTC framing sublayer' (2), which includes 'Upstream bandwidth mgmt DBA control', 'PLOAM partition', 'Embedded header fields', and 'XGEM partition'. The 'XGEM partition' is associated with 'FS frame/burst'. Below the framing sublayer is the 'ComTC PHY adaptation sublayer' (1), containing 'PHY burst timing and profile control'. At the bottom is the 'HSP PMD layer'. Arrows indicate the flow of information between these components. + +**Figure 6-3 – Outline of ComTC information flow** + +### 6.3.1 Service adaptation sublayer + +The ComTC service adaptation sublayer is responsible for the upper layer SDU encapsulation, multiplexing and delineation. + +On the transmitter side, the ComTC service adaptation sublayer accepts from the clients the upper layer SDUs, represented by the user data frames and the ONU management and control interface (OMCI) traffic, performs SDU fragmentation as necessary, assigns a XGEM Port-ID to a SDU or SDU fragment, and applies the XGEM encapsulation method to obtain a XGEM frame (see clause 9). Note that the upper layer clients must shape the total amount of traffic going to any particular ONU such that the ONU's downstream traffic limitations (sustained rate and rate adaptation buffer size) are respected. If the traffic is not shaped, then downstream rate adaptation buffer overflow may occur resulting in packet loss. The XGEM frame payload may optionally be encrypted. A series of XGEM frames form a payload of a framing sublayer (FS) frame in the downstream direction or a FS burst in the upstream direction. + +On the receiver side, the ComTC service adaptation sublayer accepts the payload of the FS frames or FS bursts, performs XGEM frame delineation, filters XGEM frames based on the XGEM Port-IDs, decrypts the XGEM payload if encryption has been performed by the transmitter, reassembles the fragmented SDUs and delivers the SDUs to the respective clients. + +See clauses 9.1, 9.2 and 9.3 for the details of XGEM framing, XGEM frame delineation and SDU fragmentation, respectively. + +As the ComTC service adaptation sublayer deals with two types of SDUs, the user data frames and OMCI messages, it can be logically decomposed into a XGEM engine, responsible for XGEM Port-ID multiplexing and filtering, and two service adapters: the user data adapter and the OMCI adapter. The user data adapter can be configured to accommodate a variety of upper layer transport interfaces. + +See clause 9.4 for the most common cases of service mappings into XGEM frames. + +### 6.3.2 Framing sublayer + +The ComTC framing sublayer is responsible for the construction and parsing of the overhead fields that support the necessary PON management functionality. The ComTC framing sublayer formats are devised so that the frames, bursts, and their elements are aligned to 4-byte word boundaries, whenever possible. + +On the transmitter side, the ComTC framing sublayer accepts multiple series of XGEM frames forming the FS payload from the ComTC service adaptation sublayer, and constructs the downstream FS frame or upstream FS burst by providing the overhead fields for the embedded operation, administration and maintenance (OAM) and the physical layer operation, administration and maintenance (PLOAM) messaging channel. The size of each downstream FS frame payload is obtained by subtracting the variable size of the upstream bandwidth management overhead and the PLOAM channel load from the fixed size of the downstream FS frame. In the upstream direction, a FS burst multiplexes FS payloads associated with multiple Alloc-IDs, the size of each payload being determined based on the incoming bandwidth management information (see clause 8.1.2). + +On the receiver side, the ComTC framing sublayer accepts the FS frames or FS bursts, parses the FS overhead fields, extracts the incoming embedded management and PLOAM messaging flows, and delivers the FS payloads to the ComTC service adaptation sublayer. The incoming PLOAM messages are delivered to the PLOAM processor. The embedded OAM information to the extent pertaining to upstream bandwidth management, i.e., bandwidth map (BWmap) construction and parsing and dynamic bandwidth assignment (DBA) signalling is processed within the framing sublayer itself, providing partial control over the PHY adaptation sublayer (upstream PHY burst timing and profile control). The rest of the embedded OAM information is delivered to the appropriate ComTC functional entities outside of the framing sublayer, such as ONU electrical power management and performance monitoring blocks. + +See clause 8.1 for the details of downstream FS frame format specification, including BWmap parsing, and clause 8.2 for the details of upstream FS burst format specification, including DBA signalling. + +### 6.3.3 PHY adaptation sublayer + +The ComTC PHY adaptation sublayer encompasses the functions that modify the bitstream modulating the optical transmitter with the goal to improve the detection, reception, and delineation properties of the signal transmitted over the optical medium. + +For the transmitter in the downstream direction, the ComTC PHY adaptation sublayer accepts the FS frames from the framing sublayer, prepends the physical synchronization block appropriate for downstream physical synchronization block (PSBd) transmission, performs forward error correction (FEC) encoding, performs scrambling of the content, and provides timing alignment of the resulting bitstream. At the discretion of the OLT, the downstream PHY frame may optionally be interleaved after scrambling. + +For the transmitter in the upstream direction, the ComTC PHY adaptation sublayer accepts the FS bursts from the framing sublayer, performs forward error correction (FEC) encoding, performs scrambling of the content, prepends the physical synchronization block appropriate for upstream physical synchronization block (PSBu) transmission and provides timing alignment of the resulting bitstream. + +For the receiver, the ComTC PHY adaptation sublayer performs physical synchronization and delineation of the incoming bitstream, descrambles the content of the PHY frame or PHY burst, performs FEC decoding, delivering the resulting FS frames (in the downstream direction) or FS bursts (in the upstream direction) to the ComTC framing sublayer. The ComTC PHY adaptation sublayer at the ONU receiver also performs deinterleaving before descrambling if downstream interleaving has been performed by the OLT transmitter. + +The details of the PSBd and PSBu overhead fields are specified in clauses 10.1.1 and 10.2.1, respectively. + +The use of FEC improves the effective sensitivity and overload characteristics of the optical receiver by introducing redundancy in the transmitted bitstream and allowing to use a receiver operating at a higher bit error ratio (BER) level. FEC is specified in detail in clause 10.3. + +Bitstream scrambling randomizes the transmission and helps to meet the specified consecutive identical digits (CID) tolerance. The scrambling method is specified in clause 10.4. + +Interleaving mitigates the impact of burst errors on FEC error correcting capabilities. A downstream interleaving method is specified in clause 10.5. + +The downstream and upstream line codes employed in an HSP system are specified in the applicable PMD Recommendations. + +## 6.4 Management of an HSP system + +The ONU control, operation, and management information in an HSP system is carried over three channels: embedded OAM, PLOAM, and OMCC (see Figure 6-4). The embedded OAM and PLOAM channels manage the functions of the PMD and ComTC layers. The OMCC carries the messages of the OMCI protocol, which provides a uniform system for managing higher (service-defining) layers. + +![Diagram showing ONU management in HSP branching into three channels: Embedded OAM channel, PLOAM channel, and OMCC.](51db757d054ce1ce83c436a3578b56ca_img.jpg) + +``` +graph TD; A[ONU management in HSP] --> B[Embedded OAM channel]; A --> C[PLOAM channel]; A --> D[OMCC]; +``` + +G.9804.2(21) + +Diagram showing ONU management in HSP branching into three channels: Embedded OAM channel, PLOAM channel, and OMCC. + +**Figure 6-4 – ONU management channels and options** + +In addition, the inter-CT communication channel, which carries the inter-channel-termination protocol (ICTP) primitives, supports the multi-wavelength aspect of the TWDM mode of operation. + +### 6.4.1 Embedded OAM + +The embedded OAM channel is provided by the FS header fields and embedded structures of the downstream FS frame and the upstream FS burst. The embedded OAM channel offers a low-latency path for the time-urgent control information because each OAM information piece is directly mapped into a specific field of the FS header. The functions that use the embedded OAM channel include upstream PHY burst timing and profile control, bandwidth allocation, dynamic bandwidth assignment signalling, forced wake-up, and dying gasp indication. The detailed description of the FS header fields and structures involved in support of these functions is provided in clause 8 as a part of the ComTC framing sublayer specification. + +### 6.4.2 PLOAM channel + +The PLOAM channel is message based and is used for all PMD and FS management information that is not sent via the embedded OAM channel. The PLOAM message structure, message types, and detailed format specifications are provided in clause 11. + +The PLOAM messages are carried in a designated partition of the downstream FS frame and the upstream FS burst (see clauses 8.1.4 and 8.2.1.4). + +### 6.4.3 ONU management and control channel (OMCC) + +The ONU management and control channel (OMCC) uses the OMCI messages to manage the service-defining layers residing above the ComTC layer. The ComTC layer must provide a XGEM-based transport interface for this management traffic, including configuration of appropriate transport protocol flow identifiers (XGEM Port-IDs). This Recommendation specifies a transfer mechanism for the OMCC. The format and detailed OMCI specification can be found in [ITU-T G.988]. + +The OMCI adapter at the ONU is responsible for filtering and de-encapsulating OMCI-carrying XGEM frames in the downstream direction, and for encapsulating OMCI SDUs in the upstream direction. OMCI SDUs are handed off to the logic that implements the OMCI functions. + +The OMCI adapter at the OLT CT is responsible for filtering and de-encapsulating OMCI-carrying XGEM frames in the upstream direction, and for encapsulating the OMCI SDUs from the OMCI control logic into XGEM frames for transport to the ONU. + +### 6.4.4 ICTP + +In a TWDM system, in order to support such functionalities as channel profile configuration and status sharing, ONU activation, ONU wavelength channel handover, and rogue ONU mitigation, the OLT CTs need to interact with each other. This interaction between CTs takes the form of exchanging ICTP functional primitives over the abstract ICTP transportation channel. The ICTP transportation channel abstraction allows a variety of physical implementations depending on the relative location of the interacting CTs; those implementations are beyond the scope of this Recommendation. The discussion of the ICTP use cases, and functional primitives can be found in Appendix VI. The ICTP specification can be found in [b-BBF TR-352]. + +## 6.5 ComTC architecture + +### 6.5.1 Overview + +A wavelength channel pair constitutes a basic building block of an HSP system. A TWDM system is composed of multiple wavelength channel pairs; a TDM system contains one wavelength channel pair. Within each individual wavelength channel pair, the principles of TDM and TDMA apply. In the downstream direction of a wavelength channel pair, the traffic multiplexing functionality is centralized as shown in Figure 6-5. The OLT CT multiplexes XGEM frames onto the transmission medium using XGEM Port-ID as a key to identify XGEM frames that belong to different downstream logical connections. Each ONU filters the downstream XGEM frames based on their XGEM Port-IDs and processes only the XGEM frames that belong to that ONU. A multicast XGEM port can be used to carry XGEM frames to more than one ONU. + +![Diagram of downstream multiplexing in HSP showing an OLT CT connected to three ONUs via XGEM ports.](b6671cfafda3820aafe9a24fa7a4d8c7_img.jpg) + +The diagram illustrates the downstream multiplexing configuration in HSP. On the left, a large light blue rectangle represents the OLT CT. To its right, there are three smaller light blue rectangles representing ONUs, stacked vertically. Between the OLT CT and each ONU, there are three XGEM port labels, each with an arrow pointing from the OLT CT to the corresponding ONU. This indicates that each ONU receives three separate XGEM streams from the OLT CT. The entire diagram is enclosed in a light gray box labeled 'HSP' at the top left. A small label 'G.9804.2(21)' is located at the bottom right of the diagram. + +Diagram of downstream multiplexing in HSP showing an OLT CT connected to three ONUs via XGEM ports. + +**Figure 6-5 – Downstream multiplexing in HSP** + +In the upstream direction of a wavelength channel pair, the traffic multiplexing functionality is distributed (see Figure 6-6). The OLT CT grants upstream transmission opportunities, or upstream bandwidth allocations, to the traffic-bearing entities within the subtending ONUs. The ONU's traffic-bearing entities that are recipients of the upstream bandwidth allocations are identified by their allocation IDs (Alloc-IDs). Bandwidth allocations to different Alloc-IDs are multiplexed in time as specified by the OLT CT in the bandwidth maps transmitted downstream. Within each bandwidth allocation, the ONU uses the XGEM Port-ID as a multiplexing key to identify the XGEM frames that belong to different upstream logical connections. + +![Diagram of upstream multiplexing in HSP showing an OLT CT connected to three ONUs via XGEM ports and Alloc-IDs.](81a4cbf0b3c4cbc065efdf8f800dadde_img.jpg) + +The diagram illustrates the upstream multiplexing configuration in HSP. On the left, a large light blue rectangle represents the OLT CT. To its right, there are three smaller light blue rectangles representing ONUs, stacked vertically. Between the OLT CT and each ONU, there are three XGEM port labels, each with an arrow pointing from the ONU to the OLT CT. Additionally, between the OLT CT and each ONU, there is an 'Alloc-ID' label, also with an arrow pointing from the ONU to the OLT CT. This indicates that each ONU sends three XGEM streams and one Alloc-ID to the OLT CT. The entire diagram is enclosed in a light gray box labeled 'HSP' at the top left. A small label 'G.9804.2(21)' is located at the bottom right of the diagram. + +Diagram of upstream multiplexing in HSP showing an OLT CT connected to three ONUs via XGEM ports and Alloc-IDs. + +**Figure 6-6 – Upstream multiplexing in HSP** + +### **6.5.2 ComTC identifiers** + +#### **6.5.2.1 System identifier** + +System identifier (SYS ID) is a 20-bit number that identifies a specific HSP system among multiple systems under common administration. The SYS ID may be coded to include data to support administration such as an operator name, geographical location, service profile, and whether the system is for protection. It is supplied by an EMS/OSS to the OLT CT. For a TWDM system, the SYS ID is identical for all TWDM channels within the system. The OLT CT communicates the SYS ID to all subtending ONUs in the System\_Profile PLOAM message (see clause 17.1). An ONU stores the SYS ID and uses it as a reference. + +#### **6.5.2.2 PON identifier** + +PON identifier (PON-ID) is a 32-bit structured number that uniquely identifies an OLT CT entity within an operator domain. + +PON-ID consists of a 28-bit administrative label and a 4-bit downstream wavelength channel ID (DWLCH ID). The administrative label is supplied by an element management system/ operation support system (EMS/OSS) to the OLT network element. It is expected to follow some consistent physical or logical equipment numbering plan and is treated transparently by the OLT. + +The PON-ID of a specific OLT CT is carried downstream within the operation control (OC) structure of the PSBd field, as described in clause 10.1.1.3. PON-ID is also included into Channel\_Profile PLOAM message. + +#### **6.5.2.3 Downstream wavelength channel identifier** + +Downstream wavelength channel ID (DWLCH ID) is a 4-bit number that identifies a downstream wavelength channel and is equal to the ordinal number of the channel defined in the applicable TWDM PMD Recommendations. + +DWLCH ID is a part of PON-ID (see clause 6.5.2.2), which is transmitted downstream within the OC structure of the PSBd field (see clause 10.1.1.3). In a fixed-channel TDM system, the default value of DWLCH ID is 0xF. + +#### **6.5.2.4 Upstream wavelength channel identifier** + +Upstream wavelength channel ID (UWLCH ID) is a 4-bit number that identifies an upstream wavelength channel. The specific wavelength of each upstream wavelength channel and assigning UWLCH IDs to the upstream wavelength channels is supplied to the OLT CT by an EMS/OSS. The association between the frequency specification of the selected upstream wavelength channel and the assigned UWLCH ID constitutes a part of the channel profile, which is explicitly communicated to the ONUs by the OLT CT using the Channel\_Profile PLOAM message. In a fixed-channel TDM system, the default value of DWLCH ID is 0xF. + +#### **6.5.2.5 ONU identifier** + +ONU identifier (ONU-ID) is a 10-bit identifier that the OLT CT assigns to an ONU during the ONU's activation using the Assign\_ONU-ID PLOAM message. + +The ONU-ID is unique across the optical distribution network (ODN). When an ONU enters the Initial state (O1) of the ONU activation state machine (see clause 12 for the causes of the possible state transitions to O1 state), it discards the previously assigned ONU-ID along with all dependent ComTC layer configuration assignments (see Tables 12-4 and 12-5). The semantics of the ONU-ID values is shown in Table 6-1. + +**Table 6-1 – ONU-ID values** + +| ONU-ID | Designation | Comment | +|------------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------| +| 0..1019 | Assignable | Assigned by OLT CT at ONU activation; used to identify the sender of an upstream burst or a PLOAMu message and the recipient of a PLOAMd message. | +| 1020..1022 | Reserved | The number shall not be assigned to any ONU, and shall not be used as an ONU-ID. | +| 1023 | Broadcast /unassigned | Broadcast address in PLOAMd; unassigned ONU in PLOAMu. | + +#### 6.5.2.6 Allocation identifier + +Allocation identifier (Alloc-ID) is a 14-bit number that appears in an allocation structure of the BWmap and identifies the recipient of the corresponding upstream bandwidth allocation: a specific traffic-bearing entity within a particular ONU, or a specific contention-based function which can be used by multiple eligible ONUs. The traffic-bearing entity is either a T-CONT or the upstream OMCC. + +By the *scope*, Alloc-ID can be *directed* (associated with a unique ONU) and *broadcast*, or *contention-based* (associated with a unique contention-based function). + +By the *intended use*, directed Alloc-IDs are classified into *management* Alloc-IDs, used for OMCC traffic, and *data* Alloc-IDs, used for user data traffic; whereas the contention-based Alloc-IDs are classified into *activation* Alloc-IDs, which are intended for activating the ONUs that lack of and need to establish their TC layer configuration, and *pre-ranged* Alloc-IDs, which are intended for the contention-based functions that active ONUs with fully established TC layer configuration may be eligible to use. + +By the *origin*, Alloc-IDs can be: *reserved* (well-known values pre-defined in this Recommendation), *default*, or *implicit* (implicitly associated with an ONU by virtue of the ONU-ID assignment and numerically equal to the assigned ONU-ID), and *assigned*, or *explicit* (assigned explicitly to a particular ONU or a particular contention-based function by means of an Assign\_Alloc-ID PLOAM message). + +The relationship between Alloc-IDs and their classification criteria are shown in Figure 6-7. + +![Flowchart showing the classification of Alloc-IDs. The root is 'Alloc-IDs', which branches into 'Directed' and 'Broadcast, or contention-based'. 'Directed' branches into 'Management' and 'Data'. 'Broadcast, or contention-based' branches into 'Pre-ranged' and 'Activation'. 'Management' and 'Data' both lead to 'Default (Implicit)'. 'Pre-ranged' and 'Activation' both lead to 'Explicitly assigned'. 'Activation' also leads to 'Reserved'.](b2ea162a0f53d5e0504b7d28346e0754_img.jpg) + +``` + +graph TD + AllocIDs[Alloc-IDs] --> Directed[Directed] + AllocIDs --> Broadcast[Broadcast, or contention-based] + Directed --> Management[Management] + Directed --> Data[Data] + Broadcast --> Pre-ranged[Pre-ranged] + Broadcast --> Activation[Activation] + Management --> Default[Default (Implicit)] + Data --> Default + Pre-ranged --> ExplicitlyAssigned[Explicitly assigned] + Activation --> ExplicitlyAssigned + Activation --> Reserved[Reserved] + +``` + +Flowchart showing the classification of Alloc-IDs. The root is 'Alloc-IDs', which branches into 'Directed' and 'Broadcast, or contention-based'. 'Directed' branches into 'Management' and 'Data'. 'Broadcast, or contention-based' branches into 'Pre-ranged' and 'Activation'. 'Management' and 'Data' both lead to 'Default (Implicit)'. 'Pre-ranged' and 'Activation' both lead to 'Explicitly assigned'. 'Activation' also leads to 'Reserved'. + +**Figure 6-7 – Classification of Alloc-IDs** + +An Alloc-ID value is unique across the ODN for a TDM system and for all channels of a TWDM system. A directed Alloc-ID can be assigned to at most one ONU, a broadcast Alloc-ID can be assigned to at most one contention-based function. + +Each ONU: + +- is assigned one and only one directed default Alloc-ID, which carries the upstream OMCC traffic, may carry user data traffic, and is used for PLOAM-only allocations to a specific ONU; +- may be assigned one or more directed explicit Alloc-IDs, which are used for the user data traffic through association with a T-CONT within the given ONU; +- may use any of the broadcast reserved Alloc\_IDs for the contention-based ONU activation, subject to the rate constraints specified in Table 6-2; +- may use any of the broadcast explicitly assigned Alloc-IDs for the appropriate contention-based function, subject to meeting the eligibility conditions specified in the contention-based function Table. + +When an ONU enters the Initial state (O1) of the ONU activation state machine (see clause 12 for the causes of the possible state transitions to O1 state), it discards all default and explicit Alloc-ID assignments. + +The Alloc-ID number space is partitioned as shown in Table 6-2. + +**Table 6-2 – Alloc-ID values** + +| Alloc-ID | Designation | Comment | +|-------------|-----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0..1019 | Default directed | Default Alloc-ID, which is implicitly assigned with, and is equal to, the ONU-ID. | +| 1020 | Reserved Broadcast | Used by the OLT CT in a serial number grant allocation structure to indicate that any ONU transmitting at $\rho_0\phi_0$ upstream line rate which executes the serial number acquisition phase of the activation procedure may use this allocation to transmit a serial number response. | +| 1021 | Reserved Broadcast | Used by the OLT CT in a serial number grant allocation structure to indicate that any ONU transmitting at $\rho_0\phi_1$ upstream line rate which executes the serial number acquisition phase of the activation procedure may use this allocation to transmit a serial number response. | +| 1022 | Reserved Broadcast | Used by the OLT CT in a serial number grant allocation structure to indicate that any ONU transmitting at $\rho_0\phi_2$ upstream line rate which executes the serial number acquisition phase of the activation procedure may use this allocation to transmit a serial number response. | +| 1023 | Reserved Broadcast | Used by the OLT CT in a serial number grant allocation structure to indicate that any ONU transmitting at $\rho_0\phi_0$ , $\rho_0\phi_1$ , or $\rho_0\phi_2$ upstream line rate which executes the serial number acquisition phase of the activation procedure may use this allocation to transmit a serial number response. | +| 1024..16383 | Explicitly Assignable | If an ONU needs directed Alloc-IDs in excess of a single default Alloc-ID, the OLT CT assigns additional Alloc-IDs to that ONU by selecting a unique number from this range and communicating it to the ONU using the directed Assign_Alloc-ID PLOAM message.
For activation of the ONUs with upstream line rate combinations which do not have a reserved Alloc-ID and the other contention-based | + +**Table 6-2 – Alloc-ID values** + +| Alloc-ID | Designation | Comment | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | functions, the OLT CT dynamically assigns a contention-based Alloc-ID to be used with the specific contention-based function by selecting a unique number from this pool and communicating the assignment to all ONUs using a broadcast Assign_Alloc-ID PLOAM message. | +| NOTE 1 – The OLT CT may use Alloc-ID 1020, 1021 or 1022 in use cases with a single upstream rate, $\rho_0$ , $\phi_0$ , $\rho_0\phi_1$ , or $\rho_0\phi_2$ , respectively, to block accidentally connected ONUs transmitting at an incorrect upstream rate. The OLT CT may use Alloc-ID 1023 in multi-rate deployments, to reduce the discovery overhead by giving an opportunity to register simultaneously when the OLT CT uses a multi-rate receiver.
NOTE 2 – At its discretion, the OLT CT may formally grant an upstream bandwidth allocation to an assignable Alloc-ID which has not been assigned to any ONU. Such an allocation causes a quiet window in the upstream transmission. | | | + +#### 6.5.2.7 XGEM port identifier + +XGEM port identifier (XGEM Port-ID) is a 16-bit number that is assigned by the OLT CT to an individual logical connection. The XGEM Port-ID assignment to the OMCC logical connection is implicit by virtue of the ONU-ID assignment to the given ONU. The OMCC Port-ID is numerically equal to the respective ONU-ID. All other XGEM Port-ID assignments for the ONU are performed via the OMCC. + +When an ONU enters the Initial state (O1) of the ONU activation state machine (see clause 12 for the causes of the possible state transitions to O1 state), it discards the default XGEM Port-ID assignment, but retains the previously assigned non-default XGEM Port-IDs (see Tables 12-4 and 12-5). + +The semantics of the XGEM Port-ID values is shown in Table 6-3. + +**Table 6-3 – XGEM Port-ID values** + +| XGEM Port-ID | Designation | Comment | +|--------------|-------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0..1019 | Default | Default XGEM Port-ID, which is implicitly assigned with and is equal to the ONU-ID. It identifies the XGEM port used by the OMCC traffic. | +| 1020..65534 | Assignable | If more than a single XGEM Port-ID is needed for an ONU, the OLT CT assigns additional Port-IDs to that ONU by selecting a unique number from this range and communicating it to the ONU using the OMCC. | +| 65535 | Idle | Reserved for Idle XGEM Port-ID | + +#### 6.5.2.8 Channel partition index + +In a TWDM system, an operator may subdivide the set of TWDM channels into non-overlapping subsets *using* an arbitrary criterion, such as commonality of service profile, equipment or geographical location. Each such channel subset is known as a channel partition and is identified by an index which is unique within the TWDM system. Channel partition index (CPI) is contained in the Channel\_Profile PLOAM message. In a TDM system, CPI defaults to 0. + +As an operational attribute, an ONU carries a CPI, storing it in a non-volatile memory and ensuring that its value is retained through ONU reactivation, warm and cold reboot, power cycle, MIB reset, and/or power loss. The value of ONU's CPI is read/write-accessible via OMCI. If the OLT changes the ONU's specific CPI value via OMCI, the OLT is expected to reactivate the ONU immediately + +thereafter. The ONU's CPI value is only checked against the current channel partition at the start of an activation cycle. + +An ONU's CPI can be specific (non-zero) or default (zero). An ONU with a specific CPI may activate only on channels whose Channel\_Profile CPI matches the CPI of the ONU. An ONU with a default CPI can attempt to activate on a channel belonging to any channel partition, and learns its specific channel partition association at the time of ONU-ID assignment. An ONU with a specific CPI refuses an instruction to tune to a channel belonging to a different channel partition than that of the ONU. + +Within a channel partition with a non-zero index $P$ , an activation or handover is available to ONUs with the default CPI = 0 or specific CPI = $P$ . Within a channel partition with a zero index, an activation or handover is available only to ONUs with the default CPI = 0. + +When an ONU with a specific CPI, that has commenced a search for a channel partition for activation, finds a downstream wavelength channel belonging to a non-matching channel partition, it starts a timer marking pre-specified interval $T_{CPI}$ . If the ONU cannot find a channel belonging to the matching channel partition by the expiration of the timer, the ONU resets its CPI in non-volatile memory to the default value (zero) in order to waive the CPI restriction. The suggested value of $T_{CPI}$ is 5 minutes. + +## 6.6 Media access control + +For a wavelength channel pair in an HSP system, the OLT CT provides media access control for the upstream traffic. In the basic concept, each downstream PHY frame contains a BWmap that indicates the location for an upstream transmission by each ONU in the corresponding upstream PHY frame. The media access control concept is illustrated in Figure 6-8. + +The OLT CT transmits a downstream PHY frame every 125 $\mu$ s. Because of the varying fibre distance, each PHY frame reaches different ONUs at generally different time instants. With each received downstream PHY frame, the ONU associates it with the corresponding upstream PHY frame. The individual equalization delays established in the course of ONU ranging serve to synchronise all ONUs to the same reference at the start of each upstream PHY frame in such a way that upstream transmissions by any two ONUs, occurring at the same offset with respect to the start of the upstream PHY frame, would reach the OLT CT at the same time. + +For each PHY frame, the OLT CT creates and transmits downstream a BWmap that specifies a sequence of non-overlapping upstream transmissions by different ONUs. Note that for co-existence schemes based on TDMA upstream sharing in the same wavelength as shown in Figure 7-6 of [ITU-T G.9804.1], the BWmap has to be coordinated across the HSP and XG(S)-PON CTs. A BWmap contains a number of allocation structures, each allocation structure being addressed to a particular Alloc-ID of a specific ONU. A sequence of one or more allocation structures addressed to Alloc-IDs that belong to the same ONU forms a burst allocation series. Each burst allocation series contains a start pointer indicating the beginning of the burst within the upstream PHY frame and a sequence of grant sizes that the ONU is allowed to transmit. The start pointers refer to offsets within the upstream PHY frame (on the ComTC PHY adaptation sublayer), whereas the grant sizes pertain to the payload of FS frame (on the ComTC framing sublayer). The start pointers and grant sizes are expressed in units whose granularity depend on the upstream line rate of the target ONU (see clause 8.1.2). The OLT CT may grant higher or lower effective data rates by controlling the size and frequency of the grants and may modulate the effective data rate via a dynamic scheduling. + +![Figure 6-8 – ComTC media access control concept. The diagram shows the interaction between an OLT and two ONUs (X and Y) for upstream data transmission. The OLT sends a 'Downstream PHY frame' containing a 'BWmap'. The BWmap is a table with columns for 'Alloc ID', 'Start time', and 'Grant size' for three entries. The first entry is for Alloc ID Y (default), the second for Alloc ID X (default), and the third for Alloc ID Z (non-default, assigned to ONU X). The OLT then receives 'Upstream PHY frames' from the ONUs. ONU X sends a 'Burst of ONU X' containing data for Alloc-ID X and Alloc-ID Z. ONU Y sends a 'Burst of ONU Y' containing data for Alloc-ID Y. The diagram illustrates the mapping of these Alloc IDs to specific time slots for upstream transmission.](cbdfdade780e677eb1c1aef3081ce9ef_img.jpg) + +| Alloc ID | Start time | Grant size | Alloc ID | Start time | Grant size | Alloc ID | Start time | Grant size | +|----------|------------|------------|----------|------------|------------|----------|------------|------------| +| Y | ◆ | ◆ | X | ◆ | ◆ | Z | ✗ | ◆ | + +G.9804.2(21) + +Figure 6-8 – ComTC media access control concept. The diagram shows the interaction between an OLT and two ONUs (X and Y) for upstream data transmission. The OLT sends a 'Downstream PHY frame' containing a 'BWmap'. The BWmap is a table with columns for 'Alloc ID', 'Start time', and 'Grant size' for three entries. The first entry is for Alloc ID Y (default), the second for Alloc ID X (default), and the third for Alloc ID Z (non-default, assigned to ONU X). The OLT then receives 'Upstream PHY frames' from the ONUs. ONU X sends a 'Burst of ONU X' containing data for Alloc-ID X and Alloc-ID Z. ONU Y sends a 'Burst of ONU Y' containing data for Alloc-ID Y. The diagram illustrates the mapping of these Alloc IDs to specific time slots for upstream transmission. + +X, Y – default Alloc-IDs +Z – non-default Alloc-ID, assigned to ONU X + +**Figure 6-8 – ComTC media access control concept** + +The use of BWmap parameters is discussed more precisely in clause 8.1.2. The details of the PON timing relationships can be found in clause 13.1. + +# 7 Resource allocation and quality of service + +The access-specific quality of service (QoS) capabilities are an integral part of the end-to-end QoS provisioning mechanisms. They are necessary, but they are not sufficient to ensure that the QoS objectives of end-to-end traffic flows are met. In a ComTC-based optical access network, QoS capabilities are supported by the OLT CT and the ONU network elements. QoS capabilities are associated with the ways to allocate available resources to individual and/or aggregated traffic flows. Available resources may include processing capacity, buffer space, downstream and upstream wavelength channels, and digital bandwidth of each wavelength channel. + +The remainder of this clause is dedicated to resource allocation within an individual wavelength channel with a single upstream line rate. The issues associated with the dynamic assignment of the wavelength channels as well as the dual upstream line rate support are left to the implementor's discretion. The implementation should resolve them consistently with the base case considered in this clause. Ressource allocation in TDMA co-existence scenarios across generations of systems is for future study. + +## 7.1 Principles of downstream and upstream resource allocation + +A traffic flow is provisioned with a specific set of downstream and upstream service parameters. These parameters may be represented by a traffic descriptor. + +### 7.1.1 Forms of traffic descriptor + +In its conventional form, the traffic descriptor is composed of the bandwidth parameters and is generally represented as: + +$$D = \langle R_F, R_A, R_M, \chi_{AB}, P, \omega \rangle \quad (7-1)$$ + +where: + +$R_F$ : Fixed bandwidth [bit/s]; + +$R_A$ : Assured bandwidth [bit/s]; + +$R_M$ : Maximum bandwidth [bit/s]; + +$\chi_{AB}$ : Ternary eligibility indicator for additional bandwidth assignment: +{none, non-assured (NA), best-effort (BE)}; + +$P$ : Priority for best-effort bandwidth assignment; + +$\omega$ : Weight for best-effort bandwidth assignment. + +**Fixed bandwidth**, $R_F \geq 0$ , represents the reserved portion of the link capacity that is allocated to the given traffic flow, regardless of its traffic demand and the overall traffic load conditions. + +**Assured bandwidth**, $R_A \geq 0$ , represents a portion of the link capacity that is allocated to the given traffic flow as long as the flow has unsatisfied traffic demand, regardless of the overall traffic conditions. + +**Maximum bandwidth**, $R_M > 0$ , represents the upper limit on the total bandwidth that can be allocated to the traffic flow under any traffic conditions. + +In its extended form, the traffic descriptor is composed of the bandwidth parameters and the timing parameters and is represented as: + +$$D = \langle R_F, R_A, R_M, \chi_{AB}, P, \omega, T_{JT}, T_{BDT}, T_{PST} \rangle \quad (7-1a)$$ + +where, additionally: + +**Jitter tolerance**, $T_{JT} > 0$ , represents the minimum time interval over which an active traffic flow shall receive an allocation of the size corresponding at least to the assigned bandwidth (see clause 7.2.4). + +**Bandwidth assignment delay tolerance**, $T_{BDT} > 0$ , represents the maximum delay that a previously inactive traffic flow may experience from the moment it becomes active to the moment it receives an allocation of the size corresponding at least to the assigned bandwidth. + +**Protection switching delay tolerance**, $T_{PST} > 0$ , represents the maximum delay that an ONU that has switched to a pre-configured protection channel may experience from the moment it attains downstream synchronization in the target TWDM channel to the moment it receives an allocation to its default Alloc-ID. $T_{PST}$ is applicable to TWDM only. + +The implementations predating the present amendment are not required to support the extended form of the traffic descriptor. For the subsequent implementations, the support of the extended form of the traffic descriptor is subject to operator requirements. The implementations not supporting the extended form of the traffic descriptor are expected to have well understood default values or bounds of the timing parameters, based on the system design. + +### 7.1.1 Traffic descriptor constraints + +A correctly formed traffic descriptor should satisfy the following three invariant restrictions: + +$$\begin{aligned} R_M &\geq R_F + R_A \\ \text{if } \chi_{AB} &= NA, \text{ then } R_M > R_F + R_A > 0 \\ \text{if } \chi_{AB} &= BE, \text{ then } R_M > R_F + R_A \geq 0 \end{aligned} \quad (7-2)$$ + +In addition, the overall traffic specification should satisfy the basic stability condition: + +$$\sum_i (R_F^i + R_A^i) \leq C \quad (7-3)$$ + +where the summation is over the set of all upstream or downstream traffic flows on the wavelength channel, and $C$ is the effective capacity (i.e., excluding overheads) of the upstream or downstream interface, respectively. + +The specified general form of traffic descriptor allows support of both rate-based service disciplines and priority-based service disciplines. By setting certain descriptor components to zero (bandwidth parameters) or identical values (priority and weight parameters), the system operator can effectively specify the required service discipline. The upstream and downstream traffic flows may be specified with different subsets of descriptor components. In particular, the fixed bandwidth parameter is important in a distributed scheduling environment, where it serves to mitigate the communication latency between the network elements hosting, respectively, the scheduler and the traffic queues, and may not be applicable in the downstream direction where scheduling is centralized. + +If necessary, two or more traffic flows may be considered as a single aggregate flow. The traffic descriptor of the aggregate flow is constructed by the system from the individual traffic descriptors of the constituent traffic flows. The bandwidth parameters of the aggregate flow traffic descriptor (denoted by an asterisk) are expected to satisfy: + +$$\begin{aligned} R_F^* + R_A^* &= \sum_j (R_F^j + R_A^j) \\ \max_j R_M^j &\leq R_M^* \leq \sum_j R_M^j \end{aligned} \quad (7-4)$$ + +where the superscript $j$ denotes a parameter of the $j$ th constituent traffic descriptor. Determination of the parameter values of the aggregate flow traffic descriptor from its constituent traffic descriptors is beyond the scope of this Recommendation. + +In the downstream direction, it is the responsibility of the OLT CT to provide QoS-aware traffic management (including, as applicable, buffer management, traffic scheduling and shaping) of XGEM Port-ID traffic flows based on the respective traffic descriptors, availability of memory and bandwidth resources and dynamic traffic conditions. Because this function is internal to the OLT, it is beyond the scope of this Recommendation. + +In the upstream direction, an aggregate traffic descriptor is constructed for each transmission container (T-CONT) based on the service specifications of the XGEM Port-ID flows multiplexed onto that T-CONT. It is the responsibility of the OLT CT to provide QoS-aware traffic management of the aggregate traffic flows associated with the T-CONTs based on the respective aggregate service specifications, the upstream bandwidth availability and, possibly, the information obtained through upstream traffic monitoring and/or ONU status reporting. For each individual T-CONT, it is the responsibility of the ONU to which the T-CONT belongs to provide QoS-aware traffic management of the constituent XGEM Port-ID traffic flows based on the respective XGEM Port-ID service specifications, resource availability, and dynamic traffic conditions. + +The ONU upstream traffic management facilities supporting resource allocation and QoS may include ingress traffic policing, traffic shaping, and XGEM Port-ID flow scheduling within a T-CONT. The specification of these functions is beyond the scope of this Recommendation. + +The remainder of this clause is concerned specifically with the upstream traffic management, and any reference to provisioned traffic parameters pertains to aggregate traffic descriptors associated with Alloc-IDs. + +## 7.2 Dynamic bandwidth assignment overview + +Dynamic bandwidth assignment (DBA) is the process by which the OLT allocates upstream transmission opportunities to the traffic-bearing entities within the ONUs of a given wavelength channel, based on the dynamic indication of their activity and their configured traffic contracts. The activity status indication can be either explicit through buffer status reporting, implicit through transmission of idle XGEM frames during the upstream transmission opportunities, or both. + +In comparison with static bandwidth assignment, the DBA mechanism improves upstream bandwidth utilization by reacting adaptively to the ONUs' burst traffic patterns. The practical benefits of DBA are twofold. First, the network operator can add more subscribers to the access network due to more efficient bandwidth use. Second, subscribers can enjoy enhanced services, such as those requiring variable rate with peaks extending beyond the levels that can reasonably be allocated statically. + +### 7.2.1 DBA abstraction + +The recipient entity of the upstream bandwidth allocation is represented by an allocation ID (Alloc-ID). Regardless of the number of Alloc-IDs assigned to each ONU, the number of XGEM ports multiplexed onto each Alloc-ID, and the actual physical and logical queuing structure implemented by the ONU, the OLT CT models the traffic aggregate associated with each subtending Alloc-ID as a single logical buffer. Furthermore, for the purpose of bandwidth assignment, the OLT CT considers all Alloc-IDs specified for the given wavelength channel to be independent peer entities on the same level of logical hierarchy. Figure 7-1 illustrates DBA abstraction for a wavelength channel. + +![Diagram illustrating DBA abstraction for a wavelength channel. An OLT (Optical Line Terminal) contains a DBA (Dynamic Bandwidth Assignment) module. The DBA module sends a BWmap (Bandwidth Map) to multiple ONUs (Optical Network Units). The ONUs are labeled ONU 1 and ONU N. Each ONU contains multiple logical buffers, each associated with an Alloc-ID (Allocation ID). The buffers are shown as yellow rectangles. The diagram shows the flow of the BWmap from the DBA module to the ONUs, and the internal structure of the ONUs with their logical buffers.](6ca05954842b17f14dfd52f26b9d43d2_img.jpg) + +The diagram illustrates the DBA abstraction for a wavelength channel. On the left, an OLT (Optical Line Terminal) is shown with a DBA (Dynamic Bandwidth Assignment) module. A dashed line labeled 'BWmap' originates from the DBA module and points to multiple ONUs (Optical Network Units) on the right. The ONUs are labeled ONU 1 and ONU N. Each ONU contains multiple logical buffers, each associated with an Alloc-ID (Allocation ID). The buffers are shown as yellow rectangles. The diagram shows the flow of the BWmap from the DBA module to the ONUs, and the internal structure of the ONUs with their logical buffers. The text 'G.9804.2(21)' is visible at the bottom right of the diagram. + +Diagram illustrating DBA abstraction for a wavelength channel. An OLT (Optical Line Terminal) contains a DBA (Dynamic Bandwidth Assignment) module. The DBA module sends a BWmap (Bandwidth Map) to multiple ONUs (Optical Network Units). The ONUs are labeled ONU 1 and ONU N. Each ONU contains multiple logical buffers, each associated with an Alloc-ID (Allocation ID). The buffers are shown as yellow rectangles. The diagram shows the flow of the BWmap from the DBA module to the ONUs, and the internal structure of the ONUs with their logical buffers. + +**Figure 7-1 – DBA abstraction** + +For each Alloc-ID logical buffer, the DBA functional module of the OLT CT infers its occupancy by collecting in-band status reports, or by observing the upstream idle pattern, or both. The DBA function then provides input to the OLT upstream scheduler, which is responsible for generating the bandwidth maps (BWmaps). The BWmap specifies the size and timing of the upstream transmission opportunities for each Alloc-ID, and is communicated to the ONUs in-band with the downstream traffic. + +### 7.2.2 DBA functional requirements + +Dynamic bandwidth assignment encompasses the following functions. These functions apply on the level of individual Alloc-IDs and their provisioned bandwidth component parameters: + +- 1) Inference of the logical upstream transmit buffer occupancy status. +- 2) Update of the instantaneously assigned bandwidth according to the inferred buffer occupancy status within the provisioned bandwidth component parameters. +- 3) Issue of allocations according to the updated instantaneous bandwidth. +- 4) Management of the DBA operations. + +The OLT CT is required to support DBA. + +### 7.2.3 DBA methods + +Depending on the ONU buffer occupancy inference mechanism, three DBA methods can be distinguished: + +- status reporting (SR) DBA is based on explicit buffer occupancy reports that are solicited by the OLT CT and submitted by the ONUs in response; +- traffic monitoring (TM) DBA is based on the OLT CT's observation of the idle XGEM frame pattern and its comparison with the corresponding bandwidth maps. +- cooperative (CO) DBA is based on the application-level upstream scheduling information provided by the OLT-side external equipment, such as a BBU in a wireless transport system. + +The OLT CT shall support a combination of TM and SR DBA methods and may additionally support the CO DBA method. The OLT CT shall be capable of performing the DBA functions of clause 7.2.2 in an efficient and fair manner. The specific efficiency (see clause 7.4) and fairness (see clause 7.3) criteria can be based on overall channel bandwidth utilization, the individual ONU's performance, tested against the corresponding objectives, and comparative performance of multiple ONUs. + +An ONU shall support DBA status reporting, and shall transmit upstream DBA reports as instructed by the OLT CT. The status reporting DBA method involves in-band signalling between the OLT CT and the ONUs, which is an inherent part of the ComTC specification. SR DBA signalling is discussed in detail in clause 8.2.2. + +Unlike SR and TM methods, the CO DBA does not require any upstream grant allocation for upstream status reporting or activity testing. + +The algorithmic details of how the OLT CT applies the reported or inferred status information, the entire specification of the traffic monitoring DBA method, as well as the details of the OLT CT upstream scheduler, which is responsible for the BWmap generation, are outside the scope of the Recommendation, and their implementation is left to the OLT vendor. + +### 7.2.4 DBA engine + +The unified conceptual representation of the DBA engine is shown in Figure 7-2. + +![Figure 7-2 – DBA engine conceptual representation. The diagram shows a DBA engine block containing two main components: 'Bandwidth assignment' and 'BWmap generation'. Inputs to the 'Bandwidth assignment' component include 'T-CONT traffic descriptor (Static, conventionally; dynamic, under cooperative DBA)' with rate parameters R_F, R_A, R_M, and 'T-CONT activity indication (Dynamic)' with status reporting and traffic monitoring. The 'Bandwidth assignment' component outputs 'Assigned bandwidths per T_DBA' to the 'BWmap generation' component. The 'BWmap generation' component also receives 'Timing parameters: T_JT, T_DBT, T_PST' and an 'OAM' input. It outputs 'BWmaps per 125 μs'.](c494cd874a082a97b50b3c4d3938f467_img.jpg) + +Figure 7-2 – DBA engine conceptual representation. The diagram shows a DBA engine block containing two main components: 'Bandwidth assignment' and 'BWmap generation'. Inputs to the 'Bandwidth assignment' component include 'T-CONT traffic descriptor (Static, conventionally; dynamic, under cooperative DBA)' with rate parameters R\_F, R\_A, R\_M, and 'T-CONT activity indication (Dynamic)' with status reporting and traffic monitoring. The 'Bandwidth assignment' component outputs 'Assigned bandwidths per T\_DBA' to the 'BWmap generation' component. The 'BWmap generation' component also receives 'Timing parameters: T\_JT, T\_DBT, T\_PST' and an 'OAM' input. It outputs 'BWmaps per 125 μs'. + +**Figure 7-2 – DBA engine conceptual representation** + +The DBA engine consists of the fair bandwidth assignment and BWmap generation components. The fair bandwidth assignment component uses the rate parameters of T-CONT traffic descriptors along with the dynamic indication of the traffic load obtained through ONU status reporting (SR) and upstream traffic monitoring (TM) to compute a set of assigned bandwidths. The assigned bandwidth calculation is repeated every DBA cycle according to the reference model discussed in clause 7.3. The assigned bandwidths are then supplied to the BWmap Generator component, which uses them, along with the timing parameters of T-CONT traffic descriptors and the local OAM input, to generate a BWmap once every 125 μs. The OAM input includes indications for providing the directed upstream allocations for the PLOAMu messages, as well as providing minimal allocations for the ONUs under wavelength protection, allocation minimization for the ONUs under power management control (see clause 16), and providing the broadcast allocations along with the selective withdrawal of directed allocations under the contention-based operation (see clause 7.5). + +If the DBA engine obtains the dynamic traffic load information exclusively via the fibre interface using the SR and TM methods, the T-CONT traffic descriptor parameters remain static. If in addition the DBA engine uses the cooperative interface (CO) method, the application-level upstream scheduling information from the OLT-side external equipment is applied to modulate the rate and timing parameters of T-CONT traffic descriptors over time, effectively making them dynamic. + +## 7.3 Reference model of dynamic bandwidth assignment + +### 7.3.1 Summary of notation + +The following additional notation is employed throughout this clause: + +- A* The amount of traffic arriving to a buffer [bit]. +- B* Logical buffer occupancy [bit]. +- R* Total assigned bandwidth, dynamic [bit/s]. +- RG* Assigned guaranteed bandwidth, dynamic [bit/s]. +- RL* Offered traffic load, dynamic [bit/s]. +- RNA* Assigned non-assured bandwidth, dynamic [bit/s]. +- RBE* Assigned best-effort bandwidth, dynamic [bit/s]. + +$S_{NA}$ Surplus bandwidth available for non-assured assignment, dynamic [bit/s]. + +$S_{BE}$ Surplus bandwidth available for best-effort assignment, dynamic [bit/s]. + +Where appropriate, a superscript indicates a specific Alloc-ID. + +### 7.3.2 Offered traffic load + +Each Alloc-ID can be dynamically characterized by its offered traffic load, $R_L(t)$ , which is defined as the average rate at which the logical buffer of an Alloc-ID would have to be served in order to be drained in certain fixed time $\Delta$ , representing a system constant (equal to at least one, and eight-frame times being suggested.): + +$$R_L(t) = \frac{B(t) + A(t, t + \Delta)}{\Delta} \quad (7-5)$$ + +where $B(t)$ is the logical buffer occupancy at time $t$ , and the optional term $A(t, t + \Delta)$ represents new arrivals to the buffer during the interval $(t, t + \Delta)$ . Note that $A(t, t + \Delta)$ may be excluded from the definition if strictly non-predictive reference is desired. + +### 7.3.3 Components of assigned bandwidth + +The bandwidth $R^i(t) \geq 0$ , dynamically assigned to Alloc-ID $i$ under the present reference model, is composed of the guaranteed and additional components (see Figure 7-3). The guaranteed bandwidth, $R^i_G(t)$ , can be in the form of fixed bandwidth and assured bandwidth. The additional bandwidth can be either in non-assured form, $R^i_{NA}(t)$ , or best-effort form, $R^i_{BE}(t)$ : + +$$R^i(t) = R^i_G(t) + R^i_{NA}(t) \quad (7-6a)$$ + +for Alloc-IDs $i$ with $\chi^i_{AB} = \text{NA}$ , + +$$R^i(t) = R^i_G(t) + R^i_{BE}(t) \quad (7-6b)$$ + +for Alloc-IDs $i$ with $\chi^i_{AB} = \text{BE}$ , + +$$R^i(t) = R^i_G(t) \quad (7-6c)$$ + +for Alloc-IDs $i$ with $\chi^i_{AB} = \text{None}$ . + +For the guaranteed bandwidth assignment, the reference model employs a criterion based on the provisioned rate parameters. The fixed portion of the guaranteed bandwidth is assigned statically. The assured portion of the guaranteed bandwidth is assigned dynamically based on the offered load of the specific Alloc-ID. For the additional bandwidth assignment, the reference model supports both a rate-proportional criterion and a criterion based on provisioned priority and weights. The additional bandwidth is assigned dynamically (within the shaded area of Figure 7-3) based on the offered load of the specific Alloc-ID and the overall traffic conditions. + +The reference model effectively introduces a strict priority hierarchy among the forms of assigned bandwidth: + +- 1) Fixed bandwidth (highest priority). +- 2) Assured bandwidth. +- 3) Non-assured bandwidth. +- 4) Best-effort bandwidth (lowest priority). + +First, the OLT CT should assign the fixed bandwidth to all Alloc-IDs on the wavelength channel, regardless of their individual offered loads and the overall traffic conditions. Then the OLT CT completes the guaranteed bandwidth component assignment by allocating assured bandwidth to each Alloc-ID until either the respective provisioned level $R_A$ is reached or the traffic demand is satisfied. After that, the OLT CT allocates non-assured bandwidth components to the eligible unsaturated + +Alloc-IDs until either all the Alloc-IDs reach their saturation level (that is, the lesser of the respective maximum bandwidth $R_M$ and offered load $R_L(t)$ ), or the surplus bandwidth pool $S_{NA}(t)$ is exhausted. Finally, the OLT CT allocates best-effort bandwidth components to the eligible unsaturated Alloc-IDs. + +The reference model requires that, for all Alloc-ID $i$ , at all times when the offered traffic load $R_L^i(t)$ exceeds the provisioned fixed level $R_F^i$ , the assigned bandwidth $R^i(t)$ should satisfy the conservation condition: + +$$R^i(t) \leq \min \{R_M^i; R_L^i(t)\} \quad (7-7)$$ + +### 7.3.4 Guaranteed bandwidth assignment + +As long as the basic stability condition of Equation (7-3) is satisfied, the guaranteed component of the dynamically assigned bandwidth is given by: + +$$R_G^i(t) = \min \{R_F^i + R_A^i; \max \{R_F^i; R_L^i(t)\}\} \quad (7-8)$$ + +$R_G^i(t)$ is available to the given Alloc-ID regardless of the overall traffic load conditions. Thus, $R_F^i$ is the lower bound on assigned guaranteed bandwidth $R_G^i(t)$ , and $R_A^i + R_F^i$ is the upper bound. + +![Figure 7-3: Assigned bandwidth components with respect to offered load. The graph shows the relationship between Assigned bandwidth, R(t) on the y-axis and Offered load, R_L(t) on the x-axis. The y-axis has labels R_F, R_A + R_F, and R_M. The x-axis has labels R_F, R_A + R_F, and R_M. The graph shows a piecewise linear function: a horizontal line at R_F from 0 to R_F, a diagonal line from (R_F, R_F) to (R_M, R_M), and a horizontal line at R_M for R_L(t) > R_M. The area under the horizontal line at R_F is labeled 'Fixed'. The area between R_F and R_A + R_F is labeled 'Assured'. The area between R_A + R_F and R_M is labeled 'Additional'. A label 'Saturation level' points to the diagonal line. A label 'G.9804.2(21)' is at the bottom right.](645cfdb7a7e02c3b04b20d83aed890c3_img.jpg) + +Figure 7-3: Assigned bandwidth components with respect to offered load. The graph shows the relationship between Assigned bandwidth, R(t) on the y-axis and Offered load, R\_L(t) on the x-axis. The y-axis has labels R\_F, R\_A + R\_F, and R\_M. The x-axis has labels R\_F, R\_A + R\_F, and R\_M. The graph shows a piecewise linear function: a horizontal line at R\_F from 0 to R\_F, a diagonal line from (R\_F, R\_F) to (R\_M, R\_M), and a horizontal line at R\_M for R\_L(t) > R\_M. The area under the horizontal line at R\_F is labeled 'Fixed'. The area between R\_F and R\_A + R\_F is labeled 'Assured'. The area between R\_A + R\_F and R\_M is labeled 'Additional'. A label 'Saturation level' points to the diagonal line. A label 'G.9804.2(21)' is at the bottom right. + +Figure 7-3 – Assigned bandwidth components with respect to offered load + +### 7.3.5 Rate-proportional assignment of additional bandwidth + +To realize the rate-proportional assignment of the additional bandwidth, the Alloc-IDs are provisioned with appropriate individual $R_F^i$ , $R_A^i$ , and $R_M^i$ parameters. The priority and weight parameters for all Alloc-IDs are set to identical values. The additional bandwidth eligibility can be provisions to either value (NA, BE, none). + +**Non-assured bandwidth**, $R_{NA}$ , is a form of additional bandwidth that the OLT CT may dynamically assign to an eligible Alloc-ID in proportion to the sum of that Alloc-ID's fixed and assured bandwidths. + +The amount of surplus bandwidth that can participate in the non-assured bandwidth assignment is equal to the portion of the uplink capacity that remains available after the guaranteed bandwidth components have been dynamically assigned for all Alloc-IDs. This amount is given by the following expression: + +$$S_{NA}(t) = C - \sum_i R_G^i(t) \quad (7-9)$$ + +where $R_G^i(t)$ is specified by Equation (7-8). + +The surplus bandwidth $S_{NA}(t)$ is shared among the eligible ( $\chi_{AB} = \text{NA}$ ) Alloc-IDs so that: + +- 1) the bandwidth conservation condition of Equation (7-7) holds, and either +- 2.1) for each Alloc-ID $i$ , the assigned bandwidth satisfies the saturation criterion: + +$$R^i(t) = \min \{R_M^i; \max \{R_L^i(t); R_F^i\}\} \quad (7-10)$$ + +or: + +- 2.2) $S_{NA}(t)$ is exhausted and at most one Alloc-ID remains unsaturated, or: +- 2.3) $S_{NA}(t)$ is exhausted and for any two eligible unsaturated Alloc-IDs $i$ and $j$ , the assigned non-assured bandwidths satisfy the fairness condition: + +$$\frac{R_{NA}^i(t)}{R_F^i + R_A^i} = \frac{R_{NA}^j(t)}{R_F^j + R_A^j} \quad (7-11)$$ + +**Best-effort bandwidth** is a form of additional bandwidth that the OLT CT may dynamically assign to an eligible Alloc-ID in proportion to the non-guaranteed portion of that Alloc-ID's provisioned maximum bandwidth. + +The Alloc-IDs eligible for the best-effort assignment receive additional bandwidth only if all the Alloc-IDs eligible for the non-assured assignment have been saturated. The amount of surplus bandwidth that can participate in the best-effort bandwidth assignment is equal to the portion of the uplink capacity that remains available after all the Alloc-IDs eligible for the non-assured bandwidth assignment have been saturated, and all the other Alloc-IDs have been assigned their respective guaranteed bandwidth components. This amount is given by the following expression: + +$$S_{BE}(t) = C - \sum_{i \in \{\chi_{AB}^i = \text{NA}\}} R^i(t) - \sum_{i \in \{\chi_{AB}^i \neq \text{NA}\}} R_G^i(t) \quad (7-12)$$ + +Here $R_G^i(t)$ is specified by Equation (7-8), and $R^i(t)$ by the saturation criterion in Equation (7-10). + +The surplus bandwidth $S_{BE}(t)$ is shared among the eligible ( $\chi_{AB} = \text{BE}$ ) Alloc-IDs so that: + +- 1) the bandwidth conservation condition of Equation (7-7) holds, and either +- 2.1) for each Alloc-ID $i$ , the assigned bandwidth satisfies the saturation criterion of Equation (7-10), + +or: + +- 2.2) $S_{BE}(t)$ is exhausted and at most one Alloc-ID remains unsaturated, or: +- 2.3) $S_{BE}(t)$ is exhausted and for any two eligible unsaturated Alloc-IDs $i$ and $j$ , the assigned best-effort bandwidths satisfy the fairness condition: + +$$\frac{R_{BE}^i(t)}{R_M^i - (R_F^i + R_A^i)} = \frac{R_{BE}^j(t)}{R_M^j - (R_F^j + R_A^j)} \quad (7-13)$$ + +### 7.3.6 Additional bandwidth assignment based on priority and weights + +To realize the additional bandwidth assignment based on priority and weights, the Alloc-IDs are provisioned with appropriate individual $P_i$ and $\omega_i$ parameters. The bandwidth parameters for all Alloc-IDs within each $P_i$ level are set to identical values. The additional bandwidth eligibility can be provisions to either BE or none. + +The amount of surplus bandwidth that can participate in the best-effort bandwidth assignment is equal to the portion of the uplink capacity that remains available after the guaranteed bandwidth components have been dynamically assigned for all Alloc-IDs. This amount is given by the following expression: + +$$S_{BE}(t) = C - \sum_i R_G^i(t) \quad (7-14)$$ + +where $R_G^i(t)$ is specified by Equation (7-8). + +The surplus bandwidth $S_{BE}(t)$ is shared among the eligible ( $\chi_{AB} = BE$ ) Alloc-IDs so that: + +- 1) the bandwidth conservation condition of Equation (7-7) holds, and either +- 2.1) for each Alloc-ID $i$ , the assigned bandwidth satisfies the saturation criterion of Equation (7-10), + +or: + +- 2.2) $S_{BE}(t)$ is exhausted and the following two statements hold: + +as long as at least one eligible Alloc-ID $i$ with provisioned priority level $P_i$ remains unsaturated, the assigned best-effort bandwidth share of any Alloc-ID with a logically lower provisioned priority level is zero; + +as long as two eligible Alloc-IDs $i$ and $j$ with identical provisioned priority levels $P_i = P_j$ remain unsaturated, their assigned best-effort bandwidth shares satisfy the fairness condition: + +$$\frac{R_{BE}^i(t)}{\omega_i} = \frac{R_{BE}^j(t)}{\omega_j} \quad (7-15)$$ + +### 7.3.7 Timing control of assigned bandwidth + +The optional timing parameters of the extended traffic descriptor allow access network operators to control the temporal aspect of the process that allocates transmission opportunities to the traffic flows based on the assigned bandwidth. This improves throughput and facilitates support of the delay/jitter-sensitive applications. + +Once the assigned bandwidth of a traffic flow is obtained using the rate-based model, the Jitter tolerance parameter, $T_{JT}$ , effectively determines the frequency of grant allocation to the given flow. For the traffic flows that are not sensitive to delay and jitter, the larger $T_{JT}$ stipulates fewer bursts and reduces losses to the burst mode overhead. However, $T_{JT}$ cannot become so large that it causes the ONU's upstream rate adaptation buffer to underflow. The OLT can discover the ONU's capabilities via the OMCI, and act accordingly. For the delay/jitter sensitive applications, the shorter $T_{JT}$ increases the frequency of burst allocations, reducing delay and jitter at the expense of diminished overall upstream throughput due to extra burst mode overhead. The resulting trade-off is a subject to evaluation by the operator. + +The Bandwidth assignment delay tolerance parameter, $T_{BDT}$ , effectively determines the frequency of grant allocation to a traffic flow that has shown zero or low offered load in the upstream direction. Such grants are needed to execute Status reporting and Traffic monitoring DBA methods. + +The Protection switching delay tolerance parameter, $T_{PST}$ , is applicable to TWDM only and effectively determines the frequency of grants allocated to an ONU by its Protection OLT CT channel, while the ONU is still operating in its primary TWDM channel. + +The implementations are expected to support timing parameter configurability based on a finite set of representative values, rather than on a continuous value range. + +## 7.4 DBA performance requirements + +In practice, the OLT DBA algorithm does not have complete knowledge of the system state. In particular, instead of the true offered loads $R_L^i(t)$ , it operates on the basis of estimates, $\hat{R}_L^i(t)$ , which are obtained from the DBRu reports and traffic monitoring results by methods outside the + +scope of this Recommendation. This clause recommends several DBA performance criteria that allow to evaluate a practical DBA implementation against the reference model of clause 7.3. + +### **7.4.1 Stationary bandwidth assignment** + +In a system where Alloc-ID activity and traffic demand status remain constant, the assigned bandwidth to an Alloc-ID is measured as an average over the BWmaps transmitted in any sequence of K consecutive downstream frames, where K is chosen large enough to average the allocations that may vary from frame to frame. + +#### *Target performance* + +The OLT DBA algorithm should ensure that the stationary assigned bandwidth for each subtending unsaturated Alloc-ID is at least equal to the respective fixed plus assured bandwidth and is within specified bounds (e.g., 10%) of the dynamic value computed, based on the reference model of clause 7.3. + +### **7.4.2 Assured bandwidth restoration time** + +This is the worst-case time interval, as observed at the ONU, from the moment an Alloc-ID, which is entitled to receive assured bandwidth assignment but has not been receiving it due to insufficient traffic demand, increases the traffic demand to at least its fixed plus assured level, to the moment it is granted the full provisioned assured bandwidth in addition to the fixed bandwidth. The ending moment of the interval is more precisely defined as the start of the first upstream frame in a sequence of K consecutive frames, sufficiently large to average the frame-to-frame variations, over which the average bandwidth allocated to the Alloc-ID meets the specified condition. + +#### *Target performance* + +A few milliseconds is expected (target of 2 ms). + +### **7.4.3 DBA convergence time** + +This is the worst-case time interval from the moment of a single activity status or traffic load change event at any ONU in a previously stationary system, to the moment the OLT CT adjusts its bandwidth assignments for all the subtending unsaturated ONUs to the levels that are at least equal to the respective fixed plus assured bandwidths, and are within specified bounds (e.g., 20%) of the respective dynamic values computed based on the reference model of clause 7.3. The ending moment of the interval is more precisely defined as the start of the first downstream frame in a sequence of K consecutive frames, sufficiently large to average the frame-to-frame variations, in which the transmitted BWmaps contain bandwidth allocations satisfying the specified condition on average. + +#### *Target performance* + +Ten milliseconds is expected (target of 6 ms). + +## **7.5 Contention-based PON operation** + +### **7.5.1 Contention-based allocations** + +Broadcast, or contention-based allocations (see clause 6.5.2.3) are associated with a specific contention-based function and can be used for upstream transmission by any ONU that meets the appropriate eligibility conditions. Providing Serial Number grants for activating and re-activating the ONUs that are able to transmit at a specific upstream line rate is an example of contention-based allocation which has been fundamental for several generations of standardized PON system. The ONU activation is inherently a contention-based function, because an ONU in the serial number acquisition phase of the activation procedure is lacking the TC layer configuration and cannot be addressed or allocated upstream bandwidth directly. + +In addition to using the contention-based allocations for ONU activation, per operator's requirements, an OLT CT in the HSP PON system may optionally choose to use the contention-based allocations for the already activated ONUs that do have a valid TC layer configuration, including the appropriate equalization delay, in the situations when the directed allocations provided individually to such ONUs are likely to remain unanswered or carry idle XGEM frames. The use of contention-based allocations in such situations offers a significant reduction of the overall upstream burst mode overhead and improve the effective upstream throughput. + +An eligible ONU responds to a contention-based allocation with a single PLOAM message. The type of the PLOAM message depends on the specific contention-based function. + +### 7.5.2 Contention-based functions + +#### 7.5.2.1 ONU activation + +ONU activation is a fundamental contention-based function in a PON system. The Alloc-IDs for ONU activation can be either reserved or explicitly assigned. Whether an activation Alloc-ID is reserved or explicitly assigned, it is restricted to a specific upstream line rate or a specific combination of upstream line rates, and is associated with a set of non-rate parameters, including maximum random delay (see clause 13.1.2) and retransmission probability when no collision resolution feedback is received (see clause 7.5.3). The set of reserved broadcast Alloc-IDs is specified in Table 6-2. The non-rate parameters for the reserved Alloc-IDs are well-known and pre-defined as follows: maximum random delay is 48 µs; the retransmission probability is 1.0. The OLT CT may explicitly assign additional broadcast Alloc-IDs for ONU activation (using the broadcast Assign\_Alloc-ID PLOAM message) to accommodate the specific rate combinations of interest for the PON infrastructure operator, and to specify the non-rate parameters of the Alloc-IDs for ONU activation function of the specific upstream rates and rate combinations. + +An eligible ONU responds to an ONU activation allocation with a Serial\_Number\_ONU PLOAM message. + +If upon issuing an allocation to an ONU activation Alloc-ID, the OLT CT receives a successful transmission from an ONU within the corresponding allocation interval, it performs an ONU-ID assignment to that ONU and proceeds with its activation. + +If upon issuing an allocation to an ONU activation Alloc-ID, the OLT CT detects a collision within the corresponding allocation interval, it engages in the set-splitting collision resolution procedure, as specified in clause 7.5.3. + +#### 7.5.2.2 Wavelength protection + +The OLT CT in a TWDM system can be designated as a protection OLT CT for one or more ONUs hosted by a different OLT CT. Rather than providing directed allocations to all protected ONUs, which are necessarily lost until an actual protection switching event occurs, the OLT CT may withhold the directed allocations and provide a contention-based allocation which any protected ONU upon a protection switching event can use to signal its presence in the wavelength channel. + +Wavelength protection Alloc-ID is necessarily pre-ranged. An eligible ONU responds to a wavelength protection allocation with a Tuning\_Response(Complete\_u) PLOAM message. + +The OLT CT is expected to provide frequent allocations to the wavelength protection Alloc-ID. + +If upon issuing an allocation to the wavelength protection Alloc-ID, the OLT CT receives a successful transmission from a protected ONU within the corresponding allocation interval, it restores the directed allocations to that ONU in the shortest possible time. + +If upon issuing an allocation to the wavelength protection Alloc-ID, the OLT CT detects a collision in the corresponding allocation interval, it restores the directed allocations to all protected ONUs in the shortest possible time, and subsequently may withhold the directed allocations again, once the + +collision is resolved and all protected ONUs requiring service in the protection channel receive their directed allocations. + +#### **7.5.2.3 ONU idle support** + +The OLT CT may withhold directed allocations to one or more data Alloc-IDs within a subtending ONU as long as said Alloc-IDs are deemed temporarily inactive; that is, lacking the user data to transmit upstream, as can be inferred by the OLT CT through Traffic Monitoring and/or Status Reporting. + +Idle support Alloc-ID is necessarily pre-ranged. An eligible ONU responds to an idle support allocation with an Acknowledgement PLOAM message specifying the affected Alloc-ID. + +The OLT CT is expected to provide frequent allocations to the idle support Alloc-ID. + +If upon issuing an allocation to the idle support Alloc-ID, the OLT CT receives a successful transmission from an ONU within the corresponding allocation interval, it restores the directed allocations to the specified Alloc-ID(s) in the shortest possible time. + +If upon issuing an allocation to the idle support Alloc-ID, the OLT CT detects a collision in the corresponding allocation interval, it restores the directed allocations to all affected ONUs in the shortest possible time, and subsequently may withhold the directed allocations again, once the collision is resolved and all newly active ONUs receive their directed allocations. + +#### **7.5.2.4 Watchful sleep support** + +To reduce power consumption, an ONU in a PON system may with OLT CT's consent exercise the watchful sleep power management mode, whereby it is not required to respond to each directed allocation. Consequently, the OLT CT may withhold the directed allocations and provide a contention-based allocation which any ONU that has received a Local Wakeup indication and is willing to terminate the watchful sleep behaviour can use. + +Watchful sleep support Alloc-ID is necessarily pre-ranged. An eligible ONU responds to a watchful sleep support allocation with a Sleep\_Request (Awake) PLOAM message. + +The OLT CT is expected to provide frequent allocations to the watchful sleep support Alloc-ID. + +If upon issuing an allocation to the watchful sleep support Alloc-ID, the OLT CT receives a successful transmission from an ONU within the corresponding allocation interval, it restores the directed allocations to that ONU in the shortest possible time. + +If upon issuing an allocation to the watchful sleep support Alloc-ID, the OLT CT detects a collision in the corresponding allocation interval, it restores the directed allocations to all ONUs presently exercising the watchful sleep mode in the shortest possible time, and subsequently may withhold the directed allocations again, once the collision is resolved and all ONUs that wish to terminate the low power behaviour are given opportunity to do so. + +**Table 7-1 – Contention-based functions** + +| Contention-based function ID | Contention-based function | Contention-based function Parameters | Conditions on the ONU to use the contention-based allocation | +|-------------------------------------|----------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x01 | ONU activation |

Octet 1: Upstream rate in a form of a bitmap, where the LSB corresponds to the nominal line rate \rho_0 \phi_0, the following bit, to the nominal line rate \rho_0 \phi_1, etc.

Octet 2: Maximum random delay in the form of an unsigned integer representing the value in microseconds.

Octet 3: Probability p used in the set-splitting CRP in the form of an unsigned integer representing the numerator N of the fraction p = N/256. If left at 0x00, the ONU interprets it as an instruction to apply the default of p = 0.5.

Octets 4..8: Reserved, set to 0x00.

| An ONU operating at the specified upstream line rate while in state O2-3, that is, executing the serial number discovery/ONU-ID assignment phase of the activation procedure. | +| 0x02 | Wavelength protection |

Octet 1: Retransmission Timeout in the form of an unsigned integer, representing the value in PHY frame periods.

Octets 2..8: Reserved, set to 0x00.

| An ONU in O9 state; that is, upon acquiring downstream synchronization in a protecting wavelength channel to transmit an upstream PLOAM message indicating its presence and which has not responded to another contention based allocation within the specified retransmission timeout interval. | +| 0x03 | ONU idle support |

Octet 1: Retransmission Timeout in the form of an unsigned integer, representing the value in PHY frame periods.

Octets 2..8: Reserved, set to 0x00.

| An ONU in O5 state, whose T-CONT has not been given a directed allocation, has traffic to send, and which has not responded to another contention based allocation within the specified retransmission timeout interval. | +| 0x04 | Watchful sleep support |

Octet 1: Retransmission Timeout in the form of an unsigned integer, representing the value in PHY frame periods.

Octets 2..8: Reserved, set to 0x00.

| An ONU in O5 state, which has transitioned into the Active_Held power management state upon Local wake-up indication (LWI). | + +### 7.5.3 Collision resolution by set-splitting + +#### 7.5.3.1 Collision resolution for contention-based allocation + +The OLT CT employs contention-based allocations for ONU activation and for certain pre-ranged contention-based functions, such as wavelength protection, ONU idle support, and, possibly, others. Providing an allocation to a contention-based Alloc-ID may result in a collision occurring the corresponding allocation interval. In case of ONU activation, the collision resolution protocol based on set-splitting applies. In case of pre-ranged Alloc-IDs, the OLT CT may choose to mitigate the collision by restoring the directed allocations to some or all of the affected ONUs. The remaining ONUs follow the behaviour specified by the parameters of the respective contention-based function. + +#### 7.5.3.2 Set-splitting collision resolution protocol + +Upon issuing an allocation to a contention-based Alloc-ID, the OLT CT monitors the allocation interval to determine the outcome of contention-based allocations. The OLT CT should communicate the outcome of contention-based allocations to the ONUs using one or more Assign\_ONU-ID/Collision\_Feedback PLOAM messages. The OLT CT controls the frequency of contention-based allocations and the timing of the collision feedback reports, subject to the following constraints: + +- 1) The OLT CT forms and transmits downstream the contention-based allocation feedback (in as many messages as necessary) before providing any other allocation to the same contention-based Alloc-ID. +- 2) After the feedback is transmitted, the allocation should follow no sooner than 50ms. + +#### 7.5.3.3 Providing collision outcome + +The OLT CT informs the ONUs of the outcome of contention-based allocations using the Assign\_ONU-ID/Collision\_Feedback PLOAM messages. The message format is specified to address both the ONU activation and the pre-ranged contention-based functions. In case of ONU Activation Alloc-IDs, when a substantial quiet window and delay randomization is involved, it is conceivable that more than a single event occurs within the allocation interval and more than a single ONU-ID is assigned. The OLT CT sends multiple Assign\_ONU-ID/Collision\_Feedback PLOAM messages to report such outcomes, indicating in all but the very last such message that the sequence of the messages will continue. + +The feedback itself is composed of two 2-bit fields. The first two-bit field refers to the selected main event during the contention-based allocation interval, and reports its outcome as either idle, collision, or successful ONU recognition. It may also report that the outcome has not been evaluated. The second two-bit field refers the remainder of the allocation interval (after the selected main event is reported and discarded), and reports its outcome as either idle, collision, or well-formed burst. + +#### 7.5.3.4 ONU support of the set-splitting collision resolution protocol + +To implement the set-splitting collision resolution protocol, an ONU maintains an instance of virtual stack (i.e., a single integer $L$ that tracks ONU's own level in the stack). The ONU behaviour is expected to follow these rules: + +- An ONU that first wishes to transmit a burst using a contention-based allocation enters the stack on the top (setting $L = 1$ ). +- Only ONUs that are presently on the top of the stack are allowed to transmit (if their $L = 1$ ). +- Once an ONU uses a contention-based allocation to transmit a burst, it monitors the downstream PLOAM channel for the allocation interval feedback. +- If an ONU which transmits a burst participates in a collision, it executes a random SPLIT: with probability of 0.5 remains on top of the stack, and with probability 0.5 pushes itself one level down. + +- Under different conditions, an ONU may either STAY on the current level of the stack, keeping its value of $L$ intact, execute a PUSH, setting $L = L + 1$ , or execute a POP, setting $L = L - 1$ . + +More specifically, the ONU behaviour is controlled by the following transition tables. + +**Table 7-2 – Set-splitting collision resolution for activation contention-based Alloc-IDs** + +| Activation allocation outcome | Transmitting ONU ( $L = 1$ ) | Idle ONU ( $L > 1$ ) | +|---------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|----------------------| +| Idle | STAY (engage APL) | POP | +| Success – this ONU | CRI completed | CRI completed | +| Success – other ONU(a)
– other events not evaluated | STAY | POP | +| – other events: idle | STAY (engage APL) | POP | +| – other events: well-formed burst | STAY | STAY | +| – other events: collision | STAY | STAY | +| Collision | SPLIT | PUSH | +| No feedback received | STAY, transmit with probability $p$ (by default, $p = 0.5$ ) | POP | +| NOTES 1 – APL: Autonomous power leveling (if available)
NOTES 2 – CRI: Collision resolution interval | | | + +**Table 7-3 – Set-splitting collision resolution for pre-ranged contention-based Alloc-IDs** + +| Activation allocation outcome | Transmitting ONU ( $L = 1$ ) | Idle ONU ( $L > 1$ ) | +|--------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|----------------------| +| Idle | STAY | POP | +| Success | CRI completed | POP | +| Collision | SPLIT | PUSH | +| No feedback received | STAY, transmit with probability $p$ (by default, $p = 0.5$ ) | POP | +| NOTE – For applicability of Table 7-3, see the contention-based function descriptions in clause 7.5.2. | | | + +# 8 ComTC framing sublayer + +This clause specifies the structure of the downstream FS frame and upstream FS burst along with the format of the downstream FS frame header, upstream FS burst header, and upstream FS burst trailer. + +## 8.1 Downstream ComTC framing + +The downstream FS frame size depends on the downstream line rate and the FEC on/off status, as shown in the following Table 8-1. + +**Table 8-1 – Downstream FS frame size** + +| | | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------| +| DS nominal line rate (Gbit/s) | $\rho_0 \phi$ | +| DS PHY frame size (bytes) | $\rho_0 \phi \times 15625$ | +| DS FS frame size (bytes) | $\rho_0 \phi \times 15625 - S_{PSBd}/8 - S_P \times [\rho_0 \phi \times 125000/S_C]/8$ (Note) | +| NOTE – This formula applies in case FEC is on and PSBd is protected by FEC. $S_{PSBd}$ is the length of PSBd field in bits. $S_C$ is the FEC Code word size expressed in bits, $S_P$ is the FEC Parity size expressed in bits. See clause 10.3 for details. | | + +For 49.7664 Gbit/s nominal line rate, the downstream FEC code is LDPC(17280,14592), which means $S_C = 17280$ bits and $S_P = 2688$ bits. $S_{PSBd}$ is 192 bits, the sizes are: + +- DS PHY frame size is 777,600 bytes. +- DS FS frame size is 656,616 bytes as FEC is always ON. + +The downstream FS frame consists of the downstream FS header and FS payload. The FS payload is formed on the transmit side (OLT CT) and is processed on the receive side (ONU) by the corresponding ComTC service adaptation sublayer entity (see clause 9.1.1 for discussion of FS payload). The downstream FS frame header consists of a fixed size HLend structure and two variable size partitions: the bandwidth map partition (BWmap) and downstream PLOAM partition (PLOAMd). + +![Diagram of Downstream FS frame format and header fields. The top part shows the 'Downstream FS frame' containing 'FS header' and 'FS payload'. The 'FS header' is expanded to show 'HLend', 'BWmap', and 'PLOAMd'. The 'HLend' structure is further expanded to show 'BWmap length' (11 bits), 'PLOAM count' (8 bits), and 'HEC' (13 bits).](e05122559f56af5699789b7118d8fe87_img.jpg) + +The diagram illustrates the hierarchical structure of the Downstream FS frame. At the top level, the 'Downstream FS frame' is shown as a long rectangle divided into two parts: 'FS header' (on the left) and 'FS payload' (on the right). Below the 'FS header', it is expanded into three components: 'HLend', 'BWmap', and 'PLOAMd'. The 'HLend' component is further expanded into three fields: 'BWmap length' (11 bits), 'PLOAM count' (8 bits), and 'HEC' (13 bits). The label 'G.9804.2(21)' is present at the bottom right of the diagram. + +Diagram of Downstream FS frame format and header fields. The top part shows the 'Downstream FS frame' containing 'FS header' and 'FS payload'. The 'FS header' is expanded to show 'HLend', 'BWmap', and 'PLOAMd'. The 'HLend' structure is further expanded to show 'BWmap length' (11 bits), 'PLOAM count' (8 bits), and 'HEC' (13 bits). + +**Figure 8-1 – Downstream FS frame format and header fields** + +### **8.1.1 HLend structure** + +HLend is a 4-byte structure that controls the size of the variable length partitions within the downstream FS header. It consists of three fields: + +- **BWmap length [11 bits]**: contains an unsigned integer, $N$ , indicating the number of allocation structures in the BWmap partition. +- **PLOAM count [8 bits]**: contains an unsigned integer, $P$ , indicating the number of PLOAM messages in the PLOAMd partition. +- **Hybrid error correction (HEC) [13 bits]**: an error detection and correction field for the HLend structure, which is a combination of a truncated BCH (63, 12, 2) code operating on the 31 initial bits of the HLend structure and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +### 8.1.2 BWmap partition + +The BWmap is a series of 8-byte allocation structures. The number of allocation structures in BWmap is given in the BWmap length field of the HLend structure. The actual length of the BWmap partition is $8 \times N$ bytes. + +Each allocation structure specifies a bandwidth allocation to a particular Alloc-ID. A sequence of one or more allocation structures that are associated with the Alloc-IDs that belong to the same ONU and are intended for contiguous upstream transmission form a burst allocation series. The formats of the BWmap partition and an allocation structure are shown in Figure 8-2. The fields of the allocation structure are further explained in the following clauses. + +![Diagram of BWmap partition and allocation structure format](8269648391c59363ea61243864a2adf7_img.jpg) + +The diagram illustrates the hierarchical structure of the BWmap partition. At the top level, a box labeled 'BWmap' with a sub-label ' $N \times 8$ bytes' branches down to a row of boxes representing individual allocation structures: 'Allocation structure 1' (8 bytes), 'Allocation structure 2' (8 bytes), an ellipsis '...', and 'Allocation structure N' (8 bytes). Below 'Allocation structure 1', a detailed view of its internal fields is shown in a single row: 'Alloc-ID' (14 bits), 'Flags' (2 bits), 'StartTime' (16 bits), 'GrantSize' (16 bits), 'FWI' (1 bit), 'Burst Profile' (2 bits), and 'HEC' (13 bits). The 'Flags' field is further expanded into two sub-fields: 'DBRu' (1 bit) and 'PLOAMu' (1 bit). + +Diagram of BWmap partition and allocation structure format + +G.9804.2(21) + +Figure 8-2 – BWmap partition and the format of an allocation structure + +#### 8.1.2.1 Alloc-ID field + +The allocation ID field contains the 14-bit number that indicates the recipient of the bandwidth allocation, i.e., a particular T-CONT or the upstream OMCC of an ONU. Alloc-ID values and conventions are specified in clause 6.5.2.3. + +#### 8.1.2.2 Flags field + +The 2-bit Flags field contains two separate indicators: + +- DBRu: If this bit is set, the ONU should send the DBRu report for the given Alloc-ID. If the bit is not set, the DBRu report is not transmitted. +- PLOAMu: If this bit is set in the first allocation structure of a burst allocation series (as indicated by StartTime field – see clause 8.1.2.3), the size of the upstream FS burst header should be 52 bytes, and the ONU should transmit a PLOAM message as a part of the FS burst header. If in the first allocation structure of an upstream burst, the PLOAMu bit is not set, the size of the upstream FS burst header should be four bytes, and the PLOAM message should not be transmitted. For all subsequent allocation structures of the same burst, the PLOAMu flag should be set to 0 by the transmitter and ignored by the receiver. See clause 8.2.1 for the details of the upstream FS burst header. + +#### 8.1.2.3 StartTime field + +The StartTime field contains a 16-bit number that indicates the location of the first byte of the upstream FS burst within the upstream PHY frame. StartTime is measured from the beginning of the upstream PHY frame. It assumes the integer values in the range from 0 to 12149 and refers to 12150 equally spaced time instants within the upstream PHY frame. The interval between two adjacent time instants specified by the consecutive values of StartTime can accommodate a block of length $S$ bytes at its corresponding nominal upstream line rate $\rho_0\phi$ . $S$ is computed as: + +$$S = 16 \times \phi \quad (8-1)$$ + +The association of the given value of StartTime with a particular time instant within the upstream PHY frame remains invariant to the ONU's supported line rate. + +In each burst allocation series, only the first allocation carries a specific StartTime value. All the remaining allocation structures of the burst allocation series carry the StartTime value of 0xFFFF. + +Figure 8-3 illustrates interpretation of StartTime and GrantSize parameters. + +![Figure 8-3: Interpretation of StartTime and GrantSize parameters. The diagram shows the structure of an upstream PHY frame. At the top, a 'Framing sublayer' contains an 'FS header', 'Allocation A', 'Allocation B', and an 'FS trailer'. Above 'Allocation A' and 'Allocation B' are labels 'GrantSize A' and 'GrantSize B' respectively. Below the framing sublayer is a dashed line representing the 'PHY adaptation sublayer'. Below that is a 'PSBu' (Physical Sublayer Burst) block, followed by 'FEC-protected data'. The 'PSBu' block is shown as a shaded rectangle. The 'StartTime' is indicated by a horizontal arrow starting from the 'Start of upstream PHY frame' (a vertical line) to the beginning of the 'PSBu' block. The 'Start of upstream PHY frame' is also indicated by a vertical line at the bottom left. The 'FS burst' is shown as a shaded rectangle below the 'Framing sublayer' and above the 'PHY adaptation sublayer'. The 'FEC-protected data' is shown as a shaded rectangle below the 'PHY adaptation sublayer' and to the right of the 'PSBu' block. The diagram is labeled 'G.9804.2(21)' at the bottom right.](cf8bd014a50b7c69435e804f67f9617f_img.jpg) + +Figure 8-3: Interpretation of StartTime and GrantSize parameters. The diagram shows the structure of an upstream PHY frame. At the top, a 'Framing sublayer' contains an 'FS header', 'Allocation A', 'Allocation B', and an 'FS trailer'. Above 'Allocation A' and 'Allocation B' are labels 'GrantSize A' and 'GrantSize B' respectively. Below the framing sublayer is a dashed line representing the 'PHY adaptation sublayer'. Below that is a 'PSBu' (Physical Sublayer Burst) block, followed by 'FEC-protected data'. The 'PSBu' block is shown as a shaded rectangle. The 'StartTime' is indicated by a horizontal arrow starting from the 'Start of upstream PHY frame' (a vertical line) to the beginning of the 'PSBu' block. The 'Start of upstream PHY frame' is also indicated by a vertical line at the bottom left. The 'FS burst' is shown as a shaded rectangle below the 'Framing sublayer' and above the 'PHY adaptation sublayer'. The 'FEC-protected data' is shown as a shaded rectangle below the 'PHY adaptation sublayer' and to the right of the 'PSBu' block. The diagram is labeled 'G.9804.2(21)' at the bottom right. + +**Figure 8-3 – Interpretation of StartTime and GrantSize parameters** + +Note that the start of upstream PHY frame is just a reference point that is not associated with any externally observable event (unlike the start of the downstream PHY frame which is bound to transmission or receipt of the first bit of the PSync sequence). Note further that the OLT CT and each ONU associate the start of upstream PHY frame with generally different moments in time. See clause 13 for the details of the timing relationships within a wavelength channel. + +#### 8.1.2.4 GrantSize field + +The GrantSize field contains the 16-bit number that indicates the combined length of the FS payload data with DBRu overhead transmitted within the given allocation. Notably, GrantSize does not include upstream FS header, FS trailer or FEC overhead. + +The granularity of the GrantSize field varies with the upstream line rate: for the ONUs transmitting at nominal upstream line rate $\rho_0 \phi$ , the granularity of the GrantSize refers to a block of length $G$ bytes, where $G$ is computed as: + +$$G = 16 \times \phi \quad (8-2)$$ + +The value of GrantSize is equal to zero for the PLOAM-only grants, including serial number grants and ranging grants used in the process of ONU activation. + +The GrantSize of 1 is used for both the DBRu-only transmission (4-byte DBRu field with the rest of the fields filled with idle), and for minimum-size payload allocation. + +#### 8.1.2.5 Forced wake-up indication (FWI) bit + +When addressing an ONU that supports the protocol-based power management, the OLT CT sets the FWI bit to expedite waking up an ONU that has been saving power. See clause 16 for the details of the ONU power management. When required by the OLT power management state machine, the FWI + +bit is set in the first allocation structure of each burst allocation series to a given ONU. The value of the FWI bit in the subsequent allocation structures of a burst allocation series is not controlled and is ignored by the ONU. + +#### 8.1.2.6 BurstProfile field + +The **BurstProfile** field is a 2-bit field that contains the index of the burst profile to be used by the ComTC PHY adaptation sublayer of the ONU to form the PHY burst. This index refers to the set of valid burst profiles that is communicated to the ONUs by the broadcast or unicast transmissions over the PLOAM messaging channel. For each specified burst profile, the index is explicitly defined in the Burst\_Profile PLOAM message (see clause 11.3.3.1). + +In each burst allocation series, only the first allocation carries a specific **BurstProfile** field. The **BurstProfile** field of the remaining allocation structures in the burst allocation series is ignored by the ONU. + +#### 8.1.2.7 HEC field + +The error detection and correction field for the allocation structure is a combination of a BCH(63, 12, 2) code operating on the 63 initial bits of the allocation structure and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +### 8.1.3 BWmap construction and parsing rules + +The OLT CT uses BWmap partition to allocate upstream transmission opportunities to the ONUs and the individual *Alloc-IDs* within each ONU. The frequency and size of allocations to each ONU and each *Alloc-ID* depend on the respective service parameters and the current power management mode of each given ONU. By design, each BWmap partition may contain at most 2047 allocation structures. There are, however, additional restrictions that the OLT CT should meet while constructing the BWmap in every PHY frame: + +- 1) The OLT CT is required to specify the multiple distinct burst allocation series in the BWmap in the ascending order of their *StartTime* values. +- 2) The spacing of adjacent bursts in a BWmap and between the consecutive BWmaps should satisfy the PHY layer requirements detailed in clauses 10.2 and 10.3.2.3. +- 3) The minimum *StartTime* value is zero and is invariant to the ONU's upstream line rate. This requirement implies that the PSBu portion of an upstream PHY burst can technically belong to the previous PHY frame. +- 4) The maximum *StartTime* value is 12149 and is invariant to the ONU's upstream line rate. This requirement implies that an ONU burst can cross the PHY frame boundary. +- 5) The maximum number of allocation structures per BWmap is 512. +- 6) The maximum number of allocation structures per a burst allocation series is 16. +- 7) The maximum number of allocation structures per given ONU in a BWmap is 64. +- 8) The maximum number of burst allocation series per given ONU in a BWmap is 16. +- 9) The maximum *GrantSize* value of any individual allocation is 12149 (see Note below). +- 10) The maximum FS burst size, that is, the sizes of all allocations within the burst allocation series together with the FS burst overhead (see Note below) is $\rho_o \phi \times 15625$ bytes at nominal upstream line rate $\rho_o \phi$ . +- 11) The FS burst specification is subject to the constraint, where the *GrantSize* is summed over all the allocations in the burst allocation series: + - $\text{StartTime} + \sum_n \text{GrantSize}_n \leq \min [18225, (2^{16}-1)/\phi]$ . + +NOTE 1 – The largest theoretically possible *GrantSize* is derived taking into consideration the size of the fixed framing sublayer overhead (a 4-byte header without PLOAMu field and a 4-byte trailer). While FS bursts can + +cross the nominal PHY frame boundaries, the added constraint imposes a reasonable limit on how far an FS burst defined in one PHY frame can extend into the subsequent PHY frame. + +NOTE 2 – In general, the computation of FS burst sizes should take into account any limitations of the ONU PON traffic interface. In general, an ONU will support a certain sustained upstream client rate to the PON interface, as well as an upstream rate adaptation buffer (RAB) size. These parameters are discoverable via the OMCI (see [ITU-T G.988] clause 9.1.18). In order to maintain efficiency, the OLT may need to increase the frequency of grants to an ONU to avoid RAB underflow. If RAB underflow occurs, the ONU will simply send idle frames until the underflow resolves. + +Allocating of either consecutive or closely spaced PHY bursts to the same ONU is not a recommended practice. Whenever possible, the OLT CT should allocate for a particular ONU a single burst allocation series instead of closely spaced PHY bursts. The OLT will ensure that the spacing between bursts allocated to the same ONU is greater than the time that would be required for two bursts allocated to the different ONUs plus an extra processing margin of $32/12150^{\text{th}}$ of a $125\mu\text{s}$ (i.e., $32Q_0$ ). The ONU shall be capable of responding to grants with this spacing. + +Note that the maximum number of burst allocation series per a BWmap is not a relevant design parameter and hence is not mandated here. + +In general, the ONU should handle any uncorrectable, errored, or dubious BWmap entries in such a way as to minimize the probability of upstream collision, suppressing transmission whenever necessary. The following specific cases apply: + +- If the ONU detects an uncorrectable bit error within an allocation structure, it should suppress transmission for the remainder of the burst. +- If the ONU detects a violation of rule 4 of clause 8.1.3, it should not transmit a burst. +- If the ONU detects a violation of rules 5 to 11 of clause 8.1.3, it should cut the transmission short as if the respective BWmap construction rules were satisfied. +- If the ONU detects that it is allocated two or more consecutive or closely spaced bursts that the ONU cannot properly process, it should not transmit the subsequent burst or bursts. +- If the ONU detects an unknown Alloc-ID within its burst allocation series, it should suppress transmission of the remainder of the burst. +- If the ONU detects its own Alloc-ID within a burst series of another ONU, it should ignore the condition and should not attempt to transmit. + +### 8.1.4 PLOAMd partition + +The PLOAMd partition contains zero, one or more PLOAM messages. The length of each PLOAM message is 48 bytes. The number of PLOAM messages in the PLOAMd partition is given by the PLOAM count field of the HLend structure. The actual length of the PLOAMd partition is $48 \times P$ bytes. + +The PLOAM message format and the constraints on the PLOAM messaging channel are specified in clause 11. Figure 8-4 illustrates downstream PLOAM partition. + +![Diagram of the downstream PLOAM partition structure. A top box labeled 'PLOAMd' with a sub-label 'P x 48 bytes' has two lines pointing down to a horizontal sequence of boxes. The first box is 'PLOAM message 1' with a sub-label '48 bytes'. The second box is 'PLOAM message 2' with a sub-label '48 bytes'. Between the second and the last box is an ellipsis '...'. The last box is 'PLOAM message P' with a sub-label '48 bytes'.](9dc9f41d7d76c1add4b190d348cb1533_img.jpg) + +``` + +graph TD + A[PLOAMd +P × 48 bytes] --> B[PLOAM message 1 +48 bytes] + A --> C[PLOAM message 2 +48 bytes] + A --> D[...] + A --> E[PLOAM message P +48 bytes] + +``` + +G.9804.2(21) + +Diagram of the downstream PLOAM partition structure. A top box labeled 'PLOAMd' with a sub-label 'P x 48 bytes' has two lines pointing down to a horizontal sequence of boxes. The first box is 'PLOAM message 1' with a sub-label '48 bytes'. The second box is 'PLOAM message 2' with a sub-label '48 bytes'. Between the second and the last box is an ellipsis '...'. The last box is 'PLOAM message P' with a sub-label '48 bytes'. + +**Figure 8-4 – Downstream PLOAM partition** + +## 8.2 Upstream ComTC framing + +In the upstream direction, the interface between the ComTC framing sublayer and the ComTC PHY adaptation sublayer is represented by an upstream FS burst. The upstream FS burst transmitted by a given ONU has a dynamically determined size and consists of the upstream FS burst header, one or more bandwidth allocation intervals, each being associated with a specific Alloc-ID, and the FS trailer, as shown in Figure 8-5. The size of each allocation interval is dictated by a specific allocation structure of the BWmap. + +Each bandwidth allocation interval contains the FS payload section and may contain the allocation overhead that precedes the FS payload. The FS payload is formed on the transmit side (ONU) and is processed on the receive side (OLT CT) by the corresponding ComTC service adaptation sublayer entity (see clause 9.1.1 for discussion of FS payload). + +![Diagram of Upstream FS burst format and overhead fields. The diagram shows the structure of an upstream FS burst, which includes an FS header, one or more allocations (each containing a DBRu and an FS payload), and an FS trailer. The FS header is expanded to show its internal fields: ONU-ID (10 bits), Ind (9 bits), HEC (13 bits), and PLOAMu (0 or 48 bytes). The allocation overhead (DBRu) is expanded to show its internal fields: BufOcc (3 bytes) and CRC (1 byte). The FS trailer is expanded to show its internal field: BIP (4 bytes).](be3e5fe8be7cc5a74f67a4b8ac93193d_img.jpg) + +The diagram illustrates the structure of an upstream FS burst. At the top, a horizontal bar represents the entire burst, divided into three main sections: 'FS header', 'Allocation', and 'FS trailer'. The 'Allocation' section is shown twice, each containing 'DBRu' and 'FS payload'. Below the 'FS header', a detailed view shows its components: 'ONU-ID' (10 bits), 'Ind' (9 bits), 'HEC' (13 bits), and 'PLOAMu' (0 or 48 bytes). Below the 'DBRu' in the first 'Allocation', a detailed view shows its components: 'BufOcc' (3 bytes) and 'CRC' (1 byte). Below the 'FS trailer', a detailed view shows its component: 'BIP' (4 bytes). The diagram is labeled 'G.9804.2(21)' at the bottom right. + +Diagram of Upstream FS burst format and overhead fields. The diagram shows the structure of an upstream FS burst, which includes an FS header, one or more allocations (each containing a DBRu and an FS payload), and an FS trailer. The FS header is expanded to show its internal fields: ONU-ID (10 bits), Ind (9 bits), HEC (13 bits), and PLOAMu (0 or 48 bytes). The allocation overhead (DBRu) is expanded to show its internal fields: BufOcc (3 bytes) and CRC (1 byte). The FS trailer is expanded to show its internal field: BIP (4 bytes). + +Figure 8-5 – Upstream FS burst format and overhead fields + +### 8.2.1 Upstream FS header + +The upstream FS header includes a 4-byte fixed section and a non-fixed section. The fixed section consists of ONU-ID, Ind, and HEC. The non-fixed section has either zero byte or a 48-byte PLOAM message, depending on the value of the PLOAMu flag of the corresponding BWmap allocation structure. + +#### 8.2.1.1 ONU-ID field + +The ONU-ID field is a 10-bit field that contains the unique ONU-ID of the ONU that is transmitting the burst. The ONU-ID is assigned to the ONU during activation. The OLT can check this field against the BWmap in effect to confirm that the correct ONU is transmitting. + +If the ONU which has not been assigned ONU-ID responds to a serial number (SN) grant in order to announce its presence on the PON, it shall use the unassigned value 0x03FF in place of the ONU-ID in the FS burst header (see clause 6.5.2.2 for discussion of ONU identifier). + +#### 8.2.1.2 Ind field + +The Ind field has nine bits that provide fast unsolicited signalling of the ONU status and are allocated as follows. + +- **Bit 8 (MSB): PLOAM queue status:** When set, this bit provides an indication that the ONU's queue of pending upstream PLOAM messages remains non-empty after the current burst is transmitted. If this bit is not set, no additional upstream PLOAMu messages are awaiting transmission. +- **Bits 7 – 2:** Reserved. + +- **Bit 1: Cross Alloc-ID busy indication:** If set to 1, provide an indication to the OLT that one or more Alloc-IDs of the ONU which have previously remained idle, now have traffic to be transmitted upstream. If the OLT has withdrawn the directed allocations to idle Alloc-IDs in favor of contention-based idle support Alloc-ID, this bit prompts the OLT to restore directed allocations to all Alloc-IDs of the ONU. +- **Bit 0 (LSB): Dying gasp (DG):** When this bit is set, it indicates that the ONU has detected a local condition that may prevent the ONU from responding to upstream bandwidth allocations. This indication may assist the OLT in distinguishing fibre plant problems from premises issues. Sending a DG indication does not necessarily constitute a commitment or intent on the part of ONU to cease transmitting. If the condition that has led to DG indication does not persist, the ONU revokes the indication and continues operation. The OLT should not interpret the DG indication by itself as the grounds to withdraw bandwidth allocations to the given ONU. + +#### 8.2.1.3 HEC field + +The error detection and correction field for the upstream FS header is a combination of a truncated BCH(63, 12, 2) code operating on the 31 initial bits of the header and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +#### 8.2.1.4 Upstream PLOAM (PLOAMu) field + +If present, the PLOAMu field contains exactly one PLOAM message. The presence of the PLOAM message is controlled by the OLT CT with the PLOAMu flag of the first allocation structure in the burst allocation series. The PLOAM message length is 48 bytes. The PLOAM message format is given in clause 11. + +### 8.2.2 Allocation overhead + +If present, the allocation overhead is composed of the DBRu structure. The presence of the DBRu is controlled by the OLT CT with the DBRu flag of the corresponding allocation structure within the BWmap. The 4-byte DBRu structure carries a buffer status report which is associated with a specific Alloc-ID. + +#### 8.2.2.1 BufOcc field + +The buffer occupancy (BufOcc) field is three bytes long and contains the total amount of SDU traffic, expressed in 16-byte units, aggregated across all the buffers associated with the Alloc-ID to which the given allocation has been provided. If an individual SDU has length of $L$ bytes, its contribution $W$ towards the reported buffer occupancy is computed as: + +$$W = \begin{cases} \left\lceil \frac{L}{16} \right\rceil, & \text{if } L > 32 \\ 2, & \text{if } 0 < L \leq 32 \end{cases} \quad (8-3)$$ + +The reported value should represent the best available estimate that corresponds to the moment of time when the report is transmitted, that is, to the start of the upstream allocation interval. The reported value should be inclusive of any traffic that may have been scheduled for upstream transmission within this allocation interval. + +While the length $L$ of an individual SDU is a natural number, the BufOcc field needs to encode two special values: 0x000000 denotes an empty buffer, and 0xFFFFF represents an invalid measurement. + +#### 8.2.2.2 CRC field + +The DBRu structure is protected using a CRC-8, using the same polynomial as in [ITU-T I.432.1] ( $g(x) = x^8 + x^2 + x + 1$ ). Unlike [ITU-T I.432.1]; however, the cyclic redundancy check (CRC) is not exclusive OR'ed with 0x55. The receiver of the DBRu structure implements the error detecting and + +correcting functions of the CRC-8. If the CRC-8 indicates that an uncorrectable error has occurred, then the information in the DBRu is discarded. + +### 8.2.3 Upstream FS burst trailer + +The upstream FS burst trailer contains a 4-byte wide bit-interleaved even parity (BIP) field computed over the entire FS burst. The OLT CT receiver verifies the BIP to estimate the BER on the upstream optical link. Note that the BIP-based BER estimate is applicable only when the FEC is turned off. Whenever upstream FEC is turned on in the PHY adaptation sublayer, the BER estimate should instead be obtained based on the FEC correction results. + +# 9 Encapsulation method + +In an HSP system, the SDUs, which include the user data frames and high-level PON management frames (OMCI), are transmitted in the FS payload sections of the downstream FS frames and upstream FS bursts using the XG-PON encapsulation method (XGEM), originally specified in clause 9 of [ITU-T G.987.3]. The XGEM supports SDU fragmentation, encapsulation and delineation, and is applicable in both upstream and downstream directions. This clause specifies the structure of the FS payload section, the format of the XGEM frame header and payload, the XGEM frame delineation principles, as well as the mapping of different service types into XGEM frames. + +## 9.1 XGEM framing + +### 9.1.1 FS payload structure + +The FS payload section is carried in the downstream FS frames and upstream FS bursts as shown in Figures 6-1 and 6-2. The size of the FS payload in a given downstream FS frame is equal to the FS frame size less the size of its FS frame header. The size of each FS payload section in a given upstream burst is equal to the size of the respective allocation less the allocation overhead. The FS payload contains one or more XGEM frames (see Figure 9-1). + +![Diagram illustrating the structure of the FS payload. The FS payload (in DS FS frame or US FS burst) is shown as a container for multiple XGEM frames. Each XGEM frame consists of an XGEM header and an XGEM payload. The diagram shows three XGEM frames concatenated within the FS payload section.](772cc583a60eeb058cc19de48269ad22_img.jpg) + +The diagram shows a large box at the top labeled "FS payload (in DS FS frame or US FS burst)". Below this box, three XGEM frames are shown side-by-side. Each XGEM frame is composed of two parts: an "XGEM header" and an "XGEM payload". The first XGEM frame has its header and payload, followed by the second, and then the third. Below the boxes, there are labels "XGEM frame" under each of the three frames. A small label "G.9804.2(21)" is at the bottom right. + +Diagram illustrating the structure of the FS payload. The FS payload (in DS FS frame or US FS burst) is shown as a container for multiple XGEM frames. Each XGEM frame consists of an XGEM header and an XGEM payload. The diagram shows three XGEM frames concatenated within the FS payload section. + +**Figure 9-1 – Structure of FS payload** + +Each XGEM frame contains a fixed size XGEM header and a variable size XGEM payload field. + +### 9.1.2 XGEM frame header + +The size of the XGEM header is eight bytes. The format of the XGEM header is shown in Figure 9-2. + +![Diagram of XGEM frame structure showing the header and payload. The header is expanded to show its fields: PLI (14 bits), Key index (2 bits), XGEM Port-ID (16 bits), Options (18 bits), LF (1 bit), and HEC (13 bits).](5ee1bbbf85b473f78af9ec8368a4159a_img.jpg) + +The diagram illustrates the XGEM frame structure. At the top, a box labeled 'XGEM frame' contains two sub-boxes: 'XGEM header' and 'XGEM payload'. Below this, a callout box shows the detailed structure of the XGEM header, which is divided into six fields: 'PLI 14 bits', 'Key index 2 bits', 'XGEM Port-ID 16 bits', 'Options 18 bits', 'LF 1 bit', and 'HEC 13 bits'. The text 'G.9804.2(21)' is located at the bottom right of the diagram. + +Diagram of XGEM frame structure showing the header and payload. The header is expanded to show its fields: PLI (14 bits), Key index (2 bits), XGEM Port-ID (16 bits), Options (18 bits), LF (1 bit), and HEC (13 bits). + +**Figure 9-2 – XGEM header format** + +The XGEM header has the following fields: + +- **Payload length indication (PLI)** [14 bits]: The length $L$ , in bytes, of an SDU or an SDU fragment in the XGEM payload following the XGEM header. The 14-bit field allows to represent an integer from 0 to 16383, and, therefore, is sufficient to encode the length of an expanded Ethernet frame (up to 2000 bytes) as well as a jumbo Ethernet frame (up to 9000 bytes). The value of the PLI is accurate to a single byte and is not necessarily equal to the size of the XGEM payload which is aligned at the 4-byte word boundaries. +- **Key index** [2 bits]: The indicator of the data encryption key used to encrypt the XGEM payload. Depending on the XGEM Port-ID, the key index refers either to unicast or to broadcast key type. With up to two keys of each type being valid at any given time, the key index value of 01 refers to the first key, while the value of 10 refers to the second key. The value of 00 indicates that the payload is transmitted without encryption; the value of 11 is reserved for future use. If the key index of an XGEM frame contains a reserved value or points to an invalid key (see clause 15.5), the payload of the XGEM frame is discarded. +- **XGEM port-ID** [16 bits]: The identifier of XGEM port to which the frame belongs. +- **Options** [18 bits]: The use of this field remains for future study. The field is set to 0x00000 by the transmitter and ignored by the receiver. +- **Last fragment (LF)** [1 bit]: The last fragment indicator. If the fragment encapsulated into the XGEM frame is the last fragment of an SDU or a complete SDU, the LF bit is set to 1; otherwise, LF bit is 0. +- **Hybrid error correction (HEC)** [13 bits]: The error detection and correction field for the XGEM header, which is a combination of a BCH(63, 12, 2) code operating on the 63 initial bits of the header and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +### 9.1.3 XGEM payload format + +The XGEM payload is a variable-length field controlled by the PLI field of the XGEM header. For a non-idle XGEM frame, the length $P$ of the XGEM payload, in bytes, is related to value $L$ , transmitted in the PLI field as: + +$$P = \begin{cases} 4 * \lceil \frac{L}{4} \rceil, & \text{if } L \geq 8 \\ 8, & \text{if } 0 < L < 8 \\ 0, & \text{if } L = 0 \end{cases} \quad (9-1)$$ + +The XGEM payload may contain one to seven bytes of padding at its end. The transmitter fills the padding bytes with 0x55. The padding bytes are discarded by the receiving XGEM engine. Figure 9-3 illustrates the XGEM payload format. + +![Diagram of XGEM payload format showing the mapping of SDU or SDU fragments into XGEM frames with padding.](dbd074feb5cce1300f42f91da8f673d1_img.jpg) + +The diagram illustrates the XGEM payload format. At the top, an 'XGEM frame' is shown, consisting of an 'XGEM header' and an 'XGEM payload P bytes'. Below this, a larger box represents the 'SDU or SDU fragment L bytes' followed by a 'Pad 0..7 bytes'. Two arrows originate from the 'XGEM payload P bytes' and point to the 'SDU or SDU fragment L bytes' and the 'Pad 0..7 bytes' respectively, indicating that the payload is composed of these elements. The reference 'G.9804.2(21)' is noted at the bottom right of the diagram. + +Diagram of XGEM payload format showing the mapping of SDU or SDU fragments into XGEM frames with padding. + +**Figure 9-3 – XGEM payload format** + +### 9.1.4 Idle XGEM frame + +Whenever a transmitter has no SDUs or SDU fragments to send (this includes the case when the SDUs are ineligible for transmission as determined by a non-work-conserving scheduler), or the size of the SDU or SDU fragment exceeds the available FS payload section space but fragmenting it would violate the rules of clause 9.3, the transmitter shall generate Idle XGEM frames to fill the available FS payload section space. + +An idle XGEM frame is any XGEM frame with the value of XGEM port-ID equal to 0xFFFF. + +The PLI field of an Idle XGEM frame contains the actual size of the frame payload, which may be equal to any multiple of 4, including 0, up to the maximum supported SDU size. + +The idle XGEM frames are transmitted unencrypted with Key\_Index indicating no encryption and LF = 1. The receiver ignores the Key\_Index and LF fields of the header and the payload of the XGEM frame with XGEM port-ID of 0xFFFF. + +The XGEM payload content of an idle XGEM frame is formed by the transmitter at its own discretion with the necessary considerations given to the line pattern control and CID prevention. The idle XGEM frame payload is discarded by the receiver. + +If the available space at the end of FS payload section is less than the XGEM header size (i.e., is equal to four bytes), the transmitter shall generate a short idle XGEM frame, which is comprised of four all-zero bytes. + +## 9.2 XGEM frame delineation + +The delineation process relies upon the presence of a XGEM header at the beginning of every downstream and upstream FS payload section. The receiver, which thus knows the location of the first XGEM header, can use the PLI field to determine the size of the XGEM payload and to find the location of the next XGEM header, repeating the procedure for all the subsequent XGEM frames. The receiver checks whether or not an XGEM frame has been delineated correctly by performing HEC verification on the header of the following XGEM frame. + +If HEC verification of the supposed XGEM header fails, the receiver should discard the current XGEM frame along with the remainder of the FS payload, or it can try to hunt for the next XGEM header in the allowed 4-byte aligned locations. + +## 9.3 SDU fragmentation + +SDU fragmentation is a process by which an SDU or an SDU fragment available for transmission in the downstream or the upstream direction can be partitioned in two or more fragments and each SDU fragment be transmitted in a separate XGEM frame, as shown in Figure 9-4. + +![Diagram illustrating SDU fragmentation. At the top, a single SDU is shown. Below it, the SDU is split into two fragments: 'SDU fragment A' and 'SDU fragment B'. Each fragment is then encapsulated into an XGEM frame. 'XGEM frame A' consists of an 'XGEM header' and an 'XGEM payload' (which is 'SDU fragment A'). 'XGEM frame B' consists of an 'XGEM header' and an 'XGEM payload' (which is 'SDU fragment B'). Arrows indicate the flow from the SDU down to the fragments and then into the respective XGEM frames. A reference label 'G.9804.2(21)' is present at the bottom right.](2580688a4de0a29692805cc6ba4822d7_img.jpg) + +Diagram illustrating SDU fragmentation. At the top, a single SDU is shown. Below it, the SDU is split into two fragments: 'SDU fragment A' and 'SDU fragment B'. Each fragment is then encapsulated into an XGEM frame. 'XGEM frame A' consists of an 'XGEM header' and an 'XGEM payload' (which is 'SDU fragment A'). 'XGEM frame B' consists of an 'XGEM header' and an 'XGEM payload' (which is 'SDU fragment B'). Arrows indicate the flow from the SDU down to the fragments and then into the respective XGEM frames. A reference label 'G.9804.2(21)' is present at the bottom right. + +**Figure 9-4 – SDU fragmentation** + +The downstream and upstream fragmentation is subject to the following respective rules. + +In the downstream direction, the OLT CT applies fragmentation at its discretion, with an objective that no downstream traffic remains pending after the recipient ONU tunes away to a different TWDM channel. If the available FS payload in the current FS frame is at least 16 bytes, and the length of the SDU available for transmission, including the 8-byte XGEM header, exceeds that available payload, the SDU should be partitioned in two fragments, so that the first SDU fragment completely occupies the available payload of the current FS frame, while the second SDU fragment is transmitted in the FS payload of the next FS frame. Once SDU fragmentation has commenced, the second fragment of the SDU shall be transmitted prior to any other SDU destined to the same ONU; that is, downstream SDU pre-emption between SDUs destined for one ONU is not supported. This ensures that an ONU has to buffer at most one fragmented SDU. An OLT CT may choose to transmit the second fragment of the SDU prior to any other SDU, so that it only has to store at most one fragmented SDU at any given time. + +In the upstream direction, an ONU in the Associated substate of the Operation state (O5) applies fragmentation to either new or previously fragmented SDUs without additional restrictions. In the Pending substate of the Operation state (O5), an ONU applies fragmentation to previously fragmented SDUs only, while fragmenting the new (previously unfragmented) SDUs is prohibited. If the available FS payload in the current allocation is at least 16 bytes, and the length of the SDU or the SDU fragment scheduled for transmission, including the 8-byte XGEM header, exceeds that available payload the SDU should be partitioned in two fragments, so that the first SDU fragment completely occupies the available FS payload in the current allocation, while the remainder of the SDU is transmitted in the FS payload of the next upstream allocation associated with the same Alloc-ID, being the subject to the same fragmentation rules. Once SDU fragmentation has commenced, all fragments of the SDU shall be transmitted prior to any other SDU associated with the same Alloc-ID; that is, upstream SDU pre-emption within a given Alloc-ID is not supported. + +The following additional rules apply to both the downstream and upstream directions: + +- If as a result of fragmentation, the second SDU fragment is less than eight bytes, it should be padded to the minimum of eight bytes to meet the minimum XGEM frame size of 16 bytes. +- If the length of the SDU or SDU fragment available for transmission plus the 8-byte XGEM header, is equal to or less than the available FS payload space, further fragmentation should be avoided by transmitting the entire available SDU or SDU fragment in the current FS payload. +- If the size of the available FS payload is less than 16 bytes, it should be filled with an idle XGEM frame. + +## 9.4 Mapping of services into XGEM frames + +This clause contains the most common cases of service mappings into XGEM frames, that is, Ethernet and multi-protocol label switching (MPLS). It is also applicable to the services that are carried over Ethernet or MPLS (see Table 7-1 of [ITU-T G.989.1]). Any other services are for future study. + +### 9.4.1 Ethernet over XGEM + +Ethernet frames are carried directly in the XGEM frame payload. The Ethernet packet's preamble and start frame delimiter (SFD) bytes [b-IEEE 802.3] are discarded prior to XGEM encapsulation. Each Ethernet frame is mapped into a single XGEM frame, as shown in Figure 9-5, or into multiple XGEM frames. In the latter case, the fragmentation rules of clause 9.3 apply. An XGEM frame may not encapsulate more than one Ethernet frame. + +![Diagram of Ethernet mapping into an XGEM frame. The Ethernet packet structure includes an Inter-packet gap (12 bytes), Preamble (7 bytes), SFD (1 byte), DA (6 bytes), SA (6 bytes), Length/type (2 bytes), MAC client data (N bytes), and FCS (4 bytes). The XGEM frame structure includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + 18 bytes), and Padding (0-3 bytes). A double-headed arrow indicates the mapping of the MAC client data into the XGEM payload.](bccc028d0e75bc30c41528056f581545_img.jpg) + +The diagram illustrates the mapping of an Ethernet frame into an XGEM frame. On the left, the Ethernet packet structure is shown with fields: Inter-packet gap (12 bytes), Preamble (7 bytes), SFD (1 byte), DA (6 bytes), SA (6 bytes), Length/type (2 bytes), MAC client data (N bytes), and FCS (4 bytes). The Preamble and SFD are outside the main frame. The DA, SA, Length/type, MAC client data, and FCS form the Ethernet frame. The MAC client data is mapped into the XGEM payload. The XGEM frame structure on the right includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + 18 bytes), and Padding (0-3 bytes). The XGEM payload size is N + 18 bytes, where N is the MAC client data size and 18 bytes are added overhead (PLI, KI, XGEM Port-ID, Options, LF, HEC). The padding is 0-3 bytes. + +Diagram of Ethernet mapping into an XGEM frame. The Ethernet packet structure includes an Inter-packet gap (12 bytes), Preamble (7 bytes), SFD (1 byte), DA (6 bytes), SA (6 bytes), Length/type (2 bytes), MAC client data (N bytes), and FCS (4 bytes). The XGEM frame structure includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + 18 bytes), and Padding (0-3 bytes). A double-headed arrow indicates the mapping of the MAC client data into the XGEM payload. + +Figure 9-5 – Ethernet mapping into an XGEM frame + +### 9.4.2 MPLS over XGEM + +Multi-protocol label switching (MPLS) packets are carried directly in the XGEM frame payload. Each MPLS packet is mapped into a single XGEM frame, as shown in Figure 9-6, or into multiple XGEM frames. In the latter case, the fragmentation rules of clause 9.3 apply. An XGEM frame may not encapsulate more than one MPLS packet. + +![Diagram of MPLS packet mapping into an XGEM frame. The MPLS packet structure includes an MPLS label stack (L bytes) and MPLS payload (N bytes). The XGEM frame structure includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + L bytes), and Padding (0-3 bytes). A double-headed arrow indicates the mapping of the MPLS packet into the XGEM payload.](c5a20f7bae219fc4c31f7376b7eb11e1_img.jpg) + +The diagram illustrates the mapping of an MPLS packet into an XGEM frame. On the left, the MPLS packet structure is shown with fields: MPLS label stack (L bytes) and MPLS payload (N bytes). The MPLS packet is mapped into the XGEM payload. The XGEM frame structure on the right includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + L bytes), and Padding (0-3 bytes). The XGEM payload size is N + L bytes, where N is the MPLS payload size and L is the MPLS label stack size. The padding is 0-3 bytes. + +Diagram of MPLS packet mapping into an XGEM frame. The MPLS packet structure includes an MPLS label stack (L bytes) and MPLS payload (N bytes). The XGEM frame structure includes PLI, KI, XGEM Port-ID, Options, LF, HEC, XGEM payload (N + L bytes), and Padding (0-3 bytes). A double-headed arrow indicates the mapping of the MPLS packet into the XGEM payload. + +Figure 9-6 – MPLS packet mapping into an XGEM frame + +### 9.4.3 Bonded XGEM + +Bonded XGEM frames have the same framing and delineation as non-bonded XGEM frames. The difference is in the way bonded SDUs are mapped to bonded XGEM frames. In general, bonded SDUs are divided into 4-byte words, and the 4-byte words are distributed among the wavelengths participating in bonding and encapsulated in bonded XGEM frames. This is shown as an example in Figure 9-7. + +![Figure 9-7 – Illustration of bonding principle](640d28a694bbdbaf9b11a3bfdcc800fc_img.jpg) + +The diagram illustrates the distribution of 4-byte words from a single SDU across three wavelengths: $\lambda_1$ , $\lambda_2$ , and $\lambda_3$ . Each wavelength has a timeline of XGEM frames. + +- $\lambda_1$ :** Initially transmits non-bonded fragments. It then starts a bonded frame with header 'H' (LF = 0, PLI = 16) containing words 8, 11, 14, and 17. +- $\lambda_2$ :** Initially transmits non-bonded fragments. It then starts a bonded frame with header 'H' (LF = 1, PLI = 18) containing words 6, 9, 12, 15, and 18. +- $\lambda_3$ :** Starts the bonded SDU transmission first with header 'H' (LF = 0, PLI = 40) containing words 0, 1, 2, 3, 4, 5, 7, 10, 13, and 16. + +Arrows indicate the alignment of 4-byte words and the start points of bonded frames on different wavelengths. A label 'G.9804.2(21)' is at the bottom right of the diagram. + +Figure 9-7 – Illustration of bonding principle + +**Figure 9-7 – Illustration of bonding principle** + +In Figure 9-7 there are three wavelengths participating in bonding, with increasing wavelength from $\lambda_1$ to $\lambda_3$ . There can be a mixture of bonded and non-bonded XGEM frames on each wavelength. Any ordinary Port\_ID can be configured for bonding via the OMCI, and the receiver can discriminate bonded and non-bonded fragments based upon their Port-ID. A frame to be bonded arrives at the transmitter while there are non-bonded frames being transmitted on $\lambda_1$ and $\lambda_2$ , and to minimize latency the demultiplexing begins initially on $\lambda_3$ , then adds $\lambda_2$ (when it finishes transmitting it's non-bonded frame) and then adds $\lambda_1$ (when it finishes transmitting it's non-bonded frame). Note that each sequence of 4-byte words is preceded by an XGEM header, and the numbering of each sequence indicates the multiple of 4 bytes offset from the original SDU. In this case, the original SDU is 74 bytes long, so it is divided into 19 4-byte words (with the last word containing 2 bytes of padding). $\lambda_3$ begins transmitting 4-byte offset 0 up to 5. At that point $\lambda_2$ and $\lambda_3$ alternate 4-byte offsets 6 and 7. Finally, $\lambda_1$ , $\lambda_2$ and $\lambda_3$ begin alternating 4-byte offsets 8, 9, 10 up to 18. + +The XGEM header fields operate in the following way. The length specifies the amount of payload contained in that fragment. Thus, the first header has a length of 40 bytes (no padding). The second header has a length of 18 (implicitly indicating 2 bytes of padding). The third header has a length of 16 (no padding). This method relies on the fact that the multiple wavelengths can be precisely aligned in time (that is they have a fixed timing offset known to both the transmitter and receiver), and therefore the transmitter and receiver can agree on the correct ordering of the 4-byte words. + +The rules associated with bonded XGEM mapping are as follows: + +- 1) At a given instant in time, if only one wavelength contains a given bonded XGEM frame, then the 4-byte words mapped sequentially to that wavelength, e.g., 4-byte word $N$ , $N+1$ , $N+2$ , are all mapped to that wavelength. +- 2) At a given instant in time, if two wavelengths simultaneously contain the same bonded XGEM frame, then the 4-byte words alternate between the two wavelengths in order of increasing wavelength, e.g., 4-byte words $N$ , $N+2$ , $N+4$ , are mapped to the lower wavelength, and 4-byte words, e.g., $N+1$ , $N+3$ , $N+5$ , are mapped to the higher wavelength. +- 3) In general, at a given instant in time, if $M$ wavelengths simultaneously contain the same bonded XGEM frame, the 4-byte words are distributed among the $M$ wavelengths in order of increasing wavelength. + +- 4) While the bonded XGEM frame may appear on any or all of the $M$ wavelengths, once a particular wavelength begins transmitting a given XGEM frame, it must continue transmitting on that wavelength until the SDU is complete. +- 5) A bonded XGEM frame can start on any or all of the $M$ wavelengths, and it can start on a different wavelength from frame to frame. +- 6) When crossing a ComTC frame boundary, any wavelength containing a given bonded XGEM frame at the end of the ComTC frame boundary must continue at the start of the next ComTC frame boundary, assuming there is more data to send in the bonded SDU. + +# 10 ComTC PHY adaptation sublayer + +This clause discusses matters of physical synchronization and delineation, forward error correction, scrambling, and optional downstream interleaving for the transmission in ComTC. It reuses the concepts originally specified in [ITU-T G.987.3] and incorporates all the HSP-specific aspects. + +## 10.1 Downstream PHY frame + +A working OLT CT is continuously transmitting in the downstream direction. The OLT CT's transmission is partitioned into fixed size downstream PHY frames. The duration of a downstream PHY frame is 125 $\mu\text{s}$ . A downstream PHY frame consists of a physical synchronization block (PSBd) and a PHY frame payload. The PSBd is protected by FEC. The PHY payload is represented by the downstream FS frame whose content is protected by FEC and scrambled. + +The start of a particular downstream PHY frame is defined in the context of the given network element and corresponds to transmission (by the OLT CT) or receipt (by the ONU) of the first bit of its PSBd. A diagram of the downstream PHY frame is shown in Figure 10-1. + +![Diagram of the downstream PHY frame structure showing the OLT and ONUs.](21327313f7b18a481da0c87a6472a80d_img.jpg) + +The diagram illustrates the transmission of downstream PHY frames from an OLT to multiple ONUs. The OLT's transmission is shown as a continuous stream of alternating PSBd (Physical Synchronization Block) and PHY frame payload blocks. A bracket above the first frame indicates its duration is 125 $\mu\text{s}$ . Below the OLT, two ONUs, labeled $\text{ONU}_i$ and $\text{ONU}_j$ , are shown. Arrows represent the signal propagation from the OLT to each ONU. For each ONU, a bracket indicates the 'Downstream PHY frame at ONUi' or 'Downstream PHY frame at ONUj', which corresponds to the time interval between the receipt of the PSBd and the start of the next PSBd at that specific ONU. + +Diagram of the downstream PHY frame structure showing the OLT and ONUs. + +Figure 10-1 – Downstream PHY frame + +### 10.1.1 Downstream physical synchronization block (PSBd) + +The downstream physical synchronization block (PSBd) contains three separate structures: PSync, superframe counter (SFC) structure, and operation control (OC) structure (see Figure 10-2). + +![Figure 10-2: Downstream physical synchronization block (PSBd) structure diagram. The PSBd is divided into three 8-byte sections: PSync, SFC structure, and OC structure. The SFC structure is further divided into a 51-bit Superframe counter and a 13-bit HEC. The OC structure is divided into a 51-bit OC body and a 13-bit HEC.](a2251e3bbfcd726b68cc50b091e53b02_img.jpg) + +``` + +graph TD + PSBd[PSBd] --> PSync[PSync 8 bytes] + PSBd --> SFC[SFC structure 8 bytes] + PSBd --> OC[OC structure 8 bytes] + SFC --> SFC_counter[Superframe counter 51 bits] + SFC --> SFC_HEC[HEC 13 bits] + OC --> OC_body[OC body 51 bits] + OC --> OC_HEC[HEC 13 bits] + +``` + +G.9804.2(21) + +Figure 10-2: Downstream physical synchronization block (PSBd) structure diagram. The PSBd is divided into three 8-byte sections: PSync, SFC structure, and OC structure. The SFC structure is further divided into a 51-bit Superframe counter and a 13-bit HEC. The OC structure is divided into a 51-bit OC body and a 13-bit HEC. + +**Figure 10-2 – Downstream physical synchronization block (PSBd)** + +#### **10.1.1.1 Physical synchronization sequence (PSync)** + +The physical synchronization sequence contains a fixed delimiter pattern. The ONU uses this sequence to achieve alignment at the downstream PHY frame boundary2. + +#### **10.1.1.2 Superframe counter structure** + +The SFC structure is a 64-bit field that contains a 51-bit superframe counter (SFC) and a 13-bit HEC field (see Figure 10-2). The SFC value in each downstream PHY frame is incremented by one with respect to the previous PHY frame. Whenever the SFC reaches its maximum value (all ones), it is set to 0 on the following downstream PHY frame. + +The HEC field is a combination of a BCH(63, 12, 2) code operating on the 63 initial bits of the SFC structure and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +#### **10.1.1.3 Operation control structure** + +The OC structure contains a 51-bit OC body and a 13-bit HEC field (see Figure 10-2). The HEC field is a combination of a BCH(63, 12, 2) code operating on the 63 initial bits of the OC structure and a single parity bit. The details of the HEC construction and verification are specified in Annex A. + +The OC body has the particular format as described below and is filled in by the OLT CT in accordance with explicitly specified data. + +At the nominal line rate of 49.7664 Gbit/s in the downstream direction, specific values of the OC body are specified as follows, and shown in Figure 10-3. + +![Figure 10-3: Operation control body structure diagram. The OC body (51 bits) is divided into PIT (8 bits), PON-ID (32 bits), R (1 bit), C (1 bit), and TOL (9 bits). The PIT field is further divided into RE (1 bit), ODN class (3 bits), DS FEC (1 bit), P (1 bit), and Link type (2 bits). The PON-ID field is divided into Administrative label (28 bits) and DWLCH ID (4 bits).](65d47e1d0e5982c00e9bd116b89e2b6a_img.jpg) + +``` + +graph TD + OC_body[OC body 51 bits] --> PIT[PIT 8 bits] + OC_body --> PON_ID[PON-ID 32 bits] + OC_body --> R[R 1 bit] + OC_body --> C[C 1 bit] + OC_body --> TOL[TOL 9 bits] + PIT --> RE[RE 1 bit] + PIT --> ODN[ODN class 3 bits] + PIT --> DS_FEC[DS FEC 1 bit] + PIT --> P[P 1 bit] + PIT --> Link[Link type 2 bits] + PON_ID --> Admin[Administrative label 28 bits] + PON_ID --> DWLCH[DWLCH ID 4 bits] + +``` + +G.9804.2(21) + +Figure 10-3: Operation control body structure diagram. The OC body (51 bits) is divided into PIT (8 bits), PON-ID (32 bits), R (1 bit), C (1 bit), and TOL (9 bits). The PIT field is further divided into RE (1 bit), ODN class (3 bits), DS FEC (1 bit), P (1 bit), and Link type (2 bits). The PON-ID field is divided into Administrative label (28 bits) and DWLCH ID (4 bits). + +**Figure 10-3 – Operation control body** + +2 At the nominal line rate of 49.7664 Gbit/s, the PSync field is 64-bit long and its coding is 0xC5E51840 FD59BB49, and its first two bits are 11. + +- **PIT, or PON-ID Type** (8 bits, static, provisioned by the operator): an indication of the ODN architecture, the source of the reported launch power and the ODN class. The PON-ID type (PIT) field is further partitioned as follows. + - **RE flag** (1 bit): indicates whether the transmit optical level (TOL) field contains the launch power of the OLT CT (RE = 0) or of a reach extender (RE = 1). + - **ODN class** (3 bits): identifies the nominal optical parameters of the transceiver according to ODN optical path loss (OPL) class as defined in the applicable PMD Recommendations. The ODN class encoding for 50G TDM-PON is specified in Table 9-4b in [ITU-T G.9804.3]. + - **DS FEC flag** (1 bit): indicates whether FEC is enabled in the downstream direction. When this bit is set to 1, the FEC of the carried downstream channel is enabled. The DS FEC flag value of 0 is reserved. + - **P flag** (1 bit): Protocol indication flag indicating TC layer protocol. When this bit is set to 1, the ComTC TC layer protocol is in use. The P flag value of 0 is reserved. + - **Link type** (2 bits): optical link type as described in the applicable PMD Recommendations. +- **PON-ID** (32 bits, static, provisioned by the operator): identifies the OLT within a certain domain. PON-ID consists of two fields: + - **Administrative label** (28 bits): supplied by an EMS/OSS to the OLT CT in accordance with certain physical or logical numbering plan. The Administrative Label is treated transparently by the OLT CT. + - **DWLCH ID** (4 bits): contains an index of the wavelength channel within the ordered set of downstream wavelength channels available in the given PON system (in particular, DWLCH ID has value of 0xF in the case of a TDM system). +- **R** (1 bit): Reserved for future use, set to zero. +- **C** (1 bit): Transmit optical level reference point indicator: + - C = 0: The TOL value below refers to the S/R-CG reference point (in the case of a TDM system); + - C = 1: The TOL value below refers to the S/R-CP reference point. +- **TOL** (9 bits, dynamic, maintained by the system): transmit optical level. An indication of the current OLT CT transceiver channel launch power into the ODN (at the reference point indicated by the C bit), if RE = 0, or reach extender transceiver launch power, if RE = 1. Its value is an integer representing a logarithmic power measure having 0.1 dB granularity with respect to –30 dBm (i.e., the value zero represents –30 dBm, 0x12C represents 0 dBm, and 0x1FE represents 21 dBm). The 0x1FF default value indicates that TOL is not supported on the given PON interface. + +### 10.1.2 PSBd field scrambling + +After HEC calculation at the transmitter and prior to HEC verification at the receiver, the SFC and OC structures are XOR'ed with the fixed pattern 0x0F0F0F0F 0F0F0F0F. The first bit of the fixed pattern is zero. + +### 10.1.3 ONU downstream synchronization + +The OLT CT controls the subtending ONUs by timing their behaviour with respect to the start of the downstream PHY frame, as determined by the respective ONU. To operate on a PON, each ONU must be synchronized with the sequence of the downstream PHY frames. While the details of the synchronization mechanism are internal to the ONU and are not subject to standardization, the following description represents generic properties of a synchronization state machine that is + +reasonably immune to both false lock and false loss of synchronization (on an independent uniformly random bitstream, under high BER). + +The reference ONU downstream synchronization state machine is in Figure 10-4, *false lock* represents the event that an ONU incorrectly goes from Hunt State to Sync State, *correct lock* represents the event that an ONU successfully goes from Hunt State to Sync State, *false loss of synchronization* represents the event that an ONU incorrectly goes from Sync State to Hunt State, and *correct loss of synchronization* represents the event that an ONU correctly goes from Sync State to Hunt State. + +The vendor implementation of the ONU synchronization mechanism is expected to meet performance metrics shown in Table 10-1. Note that the performance metrics are guidelines and not meant to be precisely measured. Also note that the equalizer training time is not included in the mean time to correct lock metric. + +**Table 10-1 – Downstream synchronization performance metrics** + +| Parameter | Value | +|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------| +| Mean time to false lock | > 20 years | +| Mean time to correct lock | < 2 ms | +| Mean time to false loss of synchronization | > 20 years | +| Mean time to correct loss of synchronization | < 1 ms | +| NOTE – In Type B protection (see clause 18.1) the value of mean time to correct lock is <1 ms as the ONU can assume no change in the downstream interleaving mode. | | + +The ONU begins in the Hunt state, where it considers itself unsynchronized. While in the Hunt state, the ONU searches for the PSync pattern in all possible alignments (both bit and byte) for all possible OLT bit-interleaving modes within the downstream signal. Once the ONU has found the PSync at the beginning of the received PHY frame to a suitable degree of certainty, it transitions into the Pre-Sync state. Note that finding the PSync can include error-tolerant pattern matching and verifying other protocol elements such as the SFC HEC. + +![Figure 10-4 – Downstream ONU synchronization state machine diagram. The diagram shows four states: Hunt state, Pre-sync state, Re-sync state, and Sync state. Transitions are based on PSync Found, Excessive failures, Tolerated failures, and Sufficient success. Hunt state is the initial state. Pre-sync state and Sync state are grouped as 'Synchronized states'.](237b76118be454462fc9b4e96adaa6c7_img.jpg) + +``` + +stateDiagram-v2 + [*] --> Hunt + Hunt --> Hunt : Failure + Hunt --> PreSync : PSync Found + PreSync --> Hunt : Excessive failures + PreSync --> PreSync : Tolerated failures + PreSync --> Sync : Sufficient success + Sync --> Hunt : Failure + Sync --> Sync : Success + Sync --> ReSync : Excessive failures + ReSync --> Hunt : Excessive failures + ReSync --> Sync : Success + ReSync --> ReSync : Tolerated failures + + state "Synchronized states" as Synchronized_states { + PreSync + Sync + } + classDef synchronized_state fill:#ccc,stroke:#333,stroke-width:1px; + class PreSync,Sync synchronized_state; + class Hunt,ReSync fill:#fff,stroke:#333,stroke-width:1px; + classDiagram + class Hunt + class PreSync + class ReSync + class Sync + class Synchronized_states + +``` + +Figure 10-4 – Downstream ONU synchronization state machine diagram. The diagram shows four states: Hunt state, Pre-sync state, Re-sync state, and Sync state. Transitions are based on PSync Found, Excessive failures, Tolerated failures, and Sufficient success. Hunt state is the initial state. Pre-sync state and Sync state are grouped as 'Synchronized states'. + +**Figure 10-4 – Downstream ONU synchronization state machine** + +Once in the Pre-Sync state, the ONU still considers itself unsynchronized, awaiting for confirmation. It performs synchronization verification on the following PHY frames. If there is sufficient success in the synchronization verification, then the ONU transitions to the Sync state, whereupon the ONU considers itself synchronized. It returns to the Hunt state if there are excessive failures. Note that the + +ONU may persist in the Pre-sync state for some time until it declares sufficient success or excessive failures. + +Once in the Sync state, the ONU remains in that state as long as the synchronization verification processes are successful, and transitions into the Re-Sync state if synchronization verification fails. + +Once in the Re-Sync state, the ONU is still synchronized, but requires confirmation. The ONU transitions back to Sync state if synchronization verification is successful. However, if there are excessive failures of synchronization verification, the ONU declares loss of downstream synchronization and transitions into the Hunt state. + +Appendix X describes possible criteria for the synchronization state machine transitions shown in Figure 10-4 ("PSync found", "Sufficient success", "Tolerated failures", "Excessive failure", etc.). It also provides examples of the ONU synchronization machine, including detection of the downstream interleaving mode set by the OLT CT. + +### 10.1.4 Downstream PHY frame payload + +The payload of a downstream PHY frame is obtained from the corresponding downstream FS frame (see clause 8.1) by applying FEC (see clause 10.3), scrambling (see clause 10.4), and, optionally, interleaving (see clause 10.5). + +## 10.2 Upstream PHY frames and upstream PHY bursts + +The duration of an upstream PHY frame is 125 $\mu\text{s}$ . As directed by the OLT CT, each ONU determines the point in time corresponding to the start of a particular upstream PHY frame by appropriately offsetting the starting point of the respective downstream PHY frame. The sequence of upstream PHY frame boundary points provides a common timing reference shared by the OLT CT and all the ONUs on the PON, but those points do not correspond to any specific event (unlike the downstream PHY frame boundary points, at which the transmission or receipt of a PSBd starts). + +In the upstream direction, upon explicit request by the OLT, each ONU transmits a series of PHY bursts and remains silent, disabling the transmitter, in-between the bursts. An upstream PHY burst consists of an upstream physical synchronization block (PSBu) and a PHY burst payload, the latter representing the upstream FS burst whose content may be protected by FEC and is scrambled. The OLT CT uses the BWmap to control timing and duration of the upstream PHY bursts so that the upstream transmissions by different ONUs are non-overlapping. The upstream PHY bursts of each ONU are referenced to the start of the appropriate upstream PHY frame. An upstream PHY burst belongs to upstream PHY frame $N$ as long as this burst is specified in the BWmap transmitted with downstream PHY frame $N$ . If this is the case, the first byte of the FS burst header is transmitted within the boundaries of PHY frame $N$ . The PSBu portion of an upstream PHY burst may be transmitted within the boundaries of the previous PHY frame. An upstream PHY burst belonging to a particular upstream PHY frame may extend beyond the trailing boundary of that frame. + +The relationship between PHY framing boundaries and the upstream PHY bursts of different ONUs is illustrated in Figure 10-5. + +![Figure 10-5: Upstream PHY frame and upstream PHY bursts. The diagram shows three horizontal lines representing the OLT (top) and two ONUs (bottom, labeled ONU_i and ONU_j). The OLT line has three 'PHY burst' intervals marked with double-headed arrows. The ONU_i line has two 'PSBu' blocks, one at the start and one in the middle. The ONU_j line has one 'PSBu' block in the middle. Arrows show the flow of data from the ONUs to the OLT. Below the ONU_j line, two 'Upstream PHY frame, 125 μs' intervals are marked. The text 'G.9804.2(21)' is in the bottom right corner.](c2c4e63ebb9afc1ab64e39a159890e0f_img.jpg) + +Figure 10-5: Upstream PHY frame and upstream PHY bursts. The diagram shows three horizontal lines representing the OLT (top) and two ONUs (bottom, labeled ONU\_i and ONU\_j). The OLT line has three 'PHY burst' intervals marked with double-headed arrows. The ONU\_i line has two 'PSBu' blocks, one at the start and one in the middle. The ONU\_j line has one 'PSBu' block in the middle. Arrows show the flow of data from the ONUs to the OLT. Below the ONU\_j line, two 'Upstream PHY frame, 125 μs' intervals are marked. The text 'G.9804.2(21)' is in the bottom right corner. + +**Figure 10-5 – Upstream PHY frame and upstream PHY bursts** + +### 10.2.1 Upstream physical synchronization block (PSBu) + +The PSBu contains one to four concatenated PSBu segments, each formed by a preamble and a delimiter (see Figure 10-6), which allow the optical receiver of the OLT CT to adjust to the incoming optical signal, thus enabling successful delineation and reception of the PHY burst payload. The preamble and the delimiter of each PSBu segment, as well as the number of PSBu segments and their order is specified by the OLT CT using Burst\_Profile PLOAM messages, where one message configures one PSBu segment. The set of parameters needed to configure the entire PSBu constitutes a burst profile, which is identified by a distinct burst profile index. Multiple burst profiles may be concurrently configured on the PON. The set of allowed burst profiles is specified by the OLT CT using Burst\_Profile PLOAM messages with distinct burst profile indices. The specific burst profile to be used with a particular PHY burst is selected by the OLT CT by specifying a particular burst profile index in the BurstProfile field of the respective BWmap allocation. See Appendix III for considerations on burst profiles. + +![Figure 10-6: Upstream physical synchronization block (PSBu). The diagram shows a horizontal bar labeled 'PSBu: One to four PSBu segments'. It is divided into five parts: 'PSBu segment (Mandatory)', 'PSBu segment (Optional)', 'PSBu segment (Optional)', 'PSBu segment (Optional)', and 'PHY burst payload'. Below the first 'PSBu segment (Mandatory)', a callout shows its internal structure: 'Preamble pattern', 'Preamble pattern', '...', and 'Delimiter'. Below this callout, the first two 'Preamble pattern' blocks are grouped as 'Preamble of a PSBu segment' and the 'Delimiter' block is labeled 'Delimiter of a PSBu segment'. The text 'G.9804.2(21)' is in the bottom right corner.](efbdfb3d9d5a7a7782ef29e131f9f280_img.jpg) + +Figure 10-6: Upstream physical synchronization block (PSBu). The diagram shows a horizontal bar labeled 'PSBu: One to four PSBu segments'. It is divided into five parts: 'PSBu segment (Mandatory)', 'PSBu segment (Optional)', 'PSBu segment (Optional)', 'PSBu segment (Optional)', and 'PHY burst payload'. Below the first 'PSBu segment (Mandatory)', a callout shows its internal structure: 'Preamble pattern', 'Preamble pattern', '...', and 'Delimiter'. Below this callout, the first two 'Preamble pattern' blocks are grouped as 'Preamble of a PSBu segment' and the 'Delimiter' block is labeled 'Delimiter of a PSBu segment'. The text 'G.9804.2(21)' is in the bottom right corner. + +**Figure 10-6 – Upstream physical synchronization block (PSBu)** + +### 10.2.2 Upstream PHY burst payload + +The payload of an upstream PHY burst is obtained from the corresponding upstream FS burst (see clause 8.2) by applying FEC, if so prescribed in the burst profile specified by the OLT CT (clause 10.3.2), and scrambling (clause 10.4.2). + +### 10.2.3 Guard time + +To prevent upstream transmissions from colliding and jamming each other, the OLT CT builds the BWmap allowing suitable guard time between upstream bursts from different ONUs. Guard time accommodates the Tx enable and Tx disable times, and includes the margin for the individual ONU + +transmission drift. The recommended guard time is specified in the applicable PMD Recommendations. + +## 10.3 Forward error correction + +The PHY adaptation sublayer employs forward error correction (FEC) to introduce redundancy in the transmitted data. This allows the decoder to detect and correct certain transmission errors. The FEC is based on low-density parity check (LDPC) codes. + +Low-density parity check (LDPC) codes are binary codes, which operate on bit symbols and belong to the family of systematic linear block codes. An LDPC code takes a data block of constant size and adds parity bits at the end, thus creating a codeword. Using those parity bits, the FEC decoder processes the data stream, corrects errors and recovers the original data. As their name suggests, LDPC codes are characterized by parity-check matrices that are sparse with mostly 0 elements. A typical LDPC decoder exploits the sparse structure of the parity check matrix in an iterative manner to recover the original data. + +This Recommendation employs LDPC codes in a truncated, or shortened and punctured form, thus allowing to work with a more convenient codeword and data block size3. + +FEC support is mandatory for both OLT CT and ONU in the upstream as well as downstream directions. In the downstream direction, FEC is mandatorily on for all ONUs; in the upstream direction, the default FEC mode is on for all ONUs, and turning upstream FEC off is under control of the OLT CT. + +### 10.3.1 Downstream FEC + +#### 10.3.1.1 Downstream FEC codeword + +The downstream FEC code is represented as $\text{Code}(S_C, S_D)$ , where $S_C$ is the FEC codeword size in bits and $S_D$ is the data size in bits within a codeword. The parity size in a codeword is represented as $S_P$ , and $S_P = S_C - S_D$ . Each downstream PHY frame contains $C_D$ FEC codewords, where: + +$$C_D = \lceil p_o \phi \times 125 \times 1000 / S_C \rceil$$ + +$S_{PSBd}$ is the size of the PSBd field in bits. The data bit size in the last codeword, which may be as long as or shorter than $S_D$ , is represented as $S_L$ . The downstream FEC parity insertion and payload reconstruction are shown in Figure 10-7 and Figure 10-8, respectively. The PSBd is encoded in the first codeword. + +--- + +3 For example, in the downstream direction and at the nominal line rate of 49.7664 Gbit/s, the FEC code is LDPC(17280, 14592) which is a punctured form of the [b-IEEE 802.3ca] LDPC code matrix. + +![Diagram of FEC parity insertion in the downstream PHY frame. It shows the mapping of FS frame data to PHY frame codewords. The FS frame has an FS header and FS payload. The payload is divided into partial data bits of codeword #1, data bits of codeword #2, ..., data bits of codeword #(C_D-1), and data bits of codeword #C_D. These are mapped to a PHY frame structure that includes PSBd, partial data bits, parity, data bytes, and parity for each codeword. Bit lengths are defined as S_D, S_P, S_L, and S_PSBd.](7e14467740b2570a44379b347a697921_img.jpg) + +G.9804.2(21) + +Diagram of FEC parity insertion in the downstream PHY frame. It shows the mapping of FS frame data to PHY frame codewords. The FS frame has an FS header and FS payload. The payload is divided into partial data bits of codeword #1, data bits of codeword #2, ..., data bits of codeword #(C\_D-1), and data bits of codeword #C\_D. These are mapped to a PHY frame structure that includes PSBd, partial data bits, parity, data bytes, and parity for each codeword. Bit lengths are defined as S\_D, S\_P, S\_L, and S\_PSBd. + +**Figure 10-7 – FEC parity insertion in the downstream PHY frame** + +![Diagram of downstream payload reconstruction at the FEC decoder. It shows the reverse mapping from PHY frame codewords back to the FS frame. The PHY frame contains codewords with PSBd, data bits, and parity. The data bits are corrected and then reassembled into the FS payload, which is then combined with the FS header. Bit lengths are defined as S_D, S_P, S_L, and S_PSBd.](fed4a04822c24fb22cca3a14f4ddae83_img.jpg) + +G.9804.2(21) + +Diagram of downstream payload reconstruction at the FEC decoder. It shows the reverse mapping from PHY frame codewords back to the FS frame. The PHY frame contains codewords with PSBd, data bits, and parity. The data bits are corrected and then reassembled into the FS payload, which is then combined with the FS header. Bit lengths are defined as S\_D, S\_P, S\_L, and S\_PSBd. + +**Figure 10-8 – Downstream payload reconstruction at the FEC decoder** + +For 49.7664 Gbit/s nominal line rate, the downstream FEC code is LDPC(17280, 14592). Each downstream PHY frame contains 360 FEC codewords. Each codeword is 17280 bits long. Within a codeword, 14592 data bits are followed by 2688 parity bits. The LDPC(17280, 14592) code is described in Annex B.1.3. The downstream FEC parity insertion and payload reconstruction for 50G are shown in Figures 10-9 and 10-10, respectively4. + +Note that the downstream FEC encoding processing step is applied before downstream scrambling. + +4 Qualifiers "50G", "25G", and "12.5G" are used as shorthand notations for "49.7664 Gbit/s nominal line rate", "24.8832 Gbit/s nominal line rate", and "12.4416 Gbit/s nominal line rate", respectively. + +![Diagram of 50G downstream PHY frame structure showing FEC parity insertion. The top part shows the Downstream FS frame with an FS header and FS payload. The FS payload is divided into data bits of codewords #1, #2, ..., #359, and #360. The bottom part shows the Downstream PHY frame, which includes a PSBd (192 bits) followed by a sequence of codewords. Each codeword consists of data bits (14400 bits for #1, 14592 bits for #2, ..., #359, #360) and parity bits (2688 bits). The diagram illustrates the mapping of data bits from the FS payload to the PHY frame, with parity bits being inserted.](5a9cdc1fed33ae8fb871a8cd4d591729_img.jpg) + +G.9804.2(21) + +Diagram of 50G downstream PHY frame structure showing FEC parity insertion. The top part shows the Downstream FS frame with an FS header and FS payload. The FS payload is divided into data bits of codewords #1, #2, ..., #359, and #360. The bottom part shows the Downstream PHY frame, which includes a PSBd (192 bits) followed by a sequence of codewords. Each codeword consists of data bits (14400 bits for #1, 14592 bits for #2, ..., #359, #360) and parity bits (2688 bits). The diagram illustrates the mapping of data bits from the FS payload to the PHY frame, with parity bits being inserted. + +**Figure 10-9 – FEC parity insertion in the 50G downstream PHY frame** + +![Diagram of 50G downstream payload reconstruction at the FEC decoder. The top part shows the Downstream PHY frame structure with PSBd, Data bits, and Parity for codewords #1, #2, ..., #360. The bottom part shows the reconstructed Downstream FS frame, which consists of an FS header and an FS payload. The FS payload is reconstructed from the corrected data of the codewords. The diagram shows the flow of data from the PHY frame back to the FS frame, with arrows indicating the mapping of corrected data bits.](107c8e1abcb7033ad244e30e7a910045_img.jpg) + +G.9804.2(21) + +Diagram of 50G downstream payload reconstruction at the FEC decoder. The top part shows the Downstream PHY frame structure with PSBd, Data bits, and Parity for codewords #1, #2, ..., #360. The bottom part shows the reconstructed Downstream FS frame, which consists of an FS header and an FS payload. The FS payload is reconstructed from the corrected data of the codewords. The diagram shows the flow of data from the PHY frame back to the FS frame, with arrows indicating the mapping of corrected data bits. + +**Figure 10-10 – 50G downstream payload reconstruction at the FEC decoder** + +#### 10.3.1.2 Downstream FEC control + +In the downstream direction, FEC is mandatorily on for all ONUs. + +### 10.3.2 Upstream FEC + +#### 10.3.2.1 Upstream FEC codeword + +In the upstream direction, the PSBu section is not included in the FEC codeword. The first codeword in a PHY burst begins with the upstream FS header section. All allocations of a particular ONU have the same FEC status. Contiguous allocations are encoded as a single block of data, so that there is at most one shortened codeword at the end of the burst. The upstream FEC code is represented as $\text{Code}(S_C, S_D)$ , where $S_C$ is the FEC codeword size in bits and $S_D$ is the data size in bits within a codeword. The parity size in a codeword is represented as $S_P$ , and $S_P = S_C - S_D$ . Each upstream PHY frame contains $C_U$ FEC codewords, where: + +$$C_U = \lceil \text{FS\_Burst\_Size} / S_D \rceil$$ + +The data bit size in the last codeword is represented as $S_L$ . The upstream FEC parity insertion and payload reconstruction are shown in Figures 10-11 and 10-12, respectively. + +![Figure 10-11: Upstream FEC parity insertion in the PHY frame. This diagram illustrates the mapping of data from an upstream burst to a PHY frame. The top section shows the 'Upstream FS burst' containing an 'FS header', 'Upstream allocation', a placeholder '...', another 'Upstream allocation', and an 'FS trailer'. Below this, data is organized into codewords: 'Data bits of codeword #1' (size S_D), a placeholder '...', 'Data bits of codeword #(C_U-1)' (size S_D), and 'Data bits of last codeword' (size S_L, where S_L \le S_D). The bottom section shows the 'Upstream PHY burst' structure. It starts with a 'PSBu' (Physical Service Data Unit) indicator. The data is then split into codewords for transmission: 'Codeword #1' consists of S_D data bits followed by S_P parity bits; 'Codeword #(C_U-1)' also consists of S_D data bits and S_P parity bits; and the 'Last (short) codeword' consists of S_L data bits and S_P parity bits. Arrows show the flow of data from the burst, through the codeword formation, and into the PHY frame structure.](0897c77315bfe37a098f6b4ea39570d2_img.jpg) + +Figure 10-11: Upstream FEC parity insertion in the PHY frame. This diagram illustrates the mapping of data from an upstream burst to a PHY frame. The top section shows the 'Upstream FS burst' containing an 'FS header', 'Upstream allocation', a placeholder '...', another 'Upstream allocation', and an 'FS trailer'. Below this, data is organized into codewords: 'Data bits of codeword #1' (size $S_D$ ), a placeholder '...', 'Data bits of codeword #(C\_U-1)' (size $S_D$ ), and 'Data bits of last codeword' (size $S_L$ , where $S_L \le S_D$ ). The bottom section shows the 'Upstream PHY burst' structure. It starts with a 'PSBu' (Physical Service Data Unit) indicator. The data is then split into codewords for transmission: 'Codeword #1' consists of $S_D$ data bits followed by $S_P$ parity bits; 'Codeword #(C\_U-1)' also consists of $S_D$ data bits and $S_P$ parity bits; and the 'Last (short) codeword' consists of $S_L$ data bits and $S_P$ parity bits. Arrows show the flow of data from the burst, through the codeword formation, and into the PHY frame structure. + +**Figure 10-11 – Upstream FEC parity insertion in the PHY frame** + +![Figure 10-12: Upstream payload reconstruction at the FEC decoder. This diagram shows the reverse process of Figure 10-11. It starts with the 'Upstream PHY burst' at the top, which contains 'Codeword #1' (S_D data, S_P parity), 'Codeword #(C_U-1)' (S_D data, S_P parity), and 'Last (short) codeword' (S_L data, S_P parity), preceded by a 'PSBu'. The FEC decoder corrects the data, resulting in 'Corrected data of codeword #1' (size S_D), 'Corrected data of codeword #(C_U-1)' (size S_D), and 'Corrected data of last codeword' (size S_L). These corrected data bits are then reassembled into the 'Upstream FS burst' at the bottom, which includes the 'FS header', 'Upstream allocation', a placeholder '...', another 'Upstream allocation', and an 'FS trailer'. Arrows indicate the flow of corrected data from the PHY burst back into the original burst structure.](575d7d345b3ec04393bb2ec720ebabca_img.jpg) + +Figure 10-12: Upstream payload reconstruction at the FEC decoder. This diagram shows the reverse process of Figure 10-11. It starts with the 'Upstream PHY burst' at the top, which contains 'Codeword #1' ( $S_D$ data, $S_P$ parity), 'Codeword #(C\_U-1)' ( $S_D$ data, $S_P$ parity), and 'Last (short) codeword' ( $S_L$ data, $S_P$ parity), preceded by a 'PSBu'. The FEC decoder corrects the data, resulting in 'Corrected data of codeword #1' (size $S_D$ ), 'Corrected data of codeword #(C\_U-1)' (size $S_D$ ), and 'Corrected data of last codeword' (size $S_L$ ). These corrected data bits are then reassembled into the 'Upstream FS burst' at the bottom, which includes the 'FS header', 'Upstream allocation', a placeholder '...', another 'Upstream allocation', and an 'FS trailer'. Arrows indicate the flow of corrected data from the PHY burst back into the original burst structure. + +**Figure 10-12 – Upstream payload reconstruction at the FEC decoder** + +For upstream rates of 12.4416 and 24.8832 Gbit/s, the default FEC code is LDPC(17280, 14592), as described in Annex B.1.3. Other optional upstream FEC codes are LDPC codes using the same default mother code matrix but with different amounts of shortening and puncturing, and with codeword lengths bigger than approximately 8700 bits. Implementations may attempt to be configurable so as to enable the support of these future codes. The valid settings for shortening and puncturing are for future study. The default and optional FEC codes for 49.7664 Gbit/s are for future study. + +The upstream FEC parity bits insertion and payload reconstruction are shown in Figures 10-13 and 10-14, respectively. + +Note that the upstream FEC encoding processing step is applied before upstream scrambling. + +![Diagram of 12.5G/25G Upstream FEC parity insertion in the PHY frame for the default FEC code. The diagram shows the mapping of data bits from an Upstream FS burst to an Upstream PHY burst. The FS burst contains a header, allocations, and trailers. The data bits are grouped into codewords (14592 bits each) with parity bits (2688 bits each). The last codeword is shortened to S_L bits. The PHY burst includes a PSBu, the codewords with parity, and a final parity bit. Reference G.9804.2(21) is shown at the bottom right.](352d21d1e740e4a58cb17ab8656cfad8_img.jpg) + +G.9804.2(21) + +Diagram of 12.5G/25G Upstream FEC parity insertion in the PHY frame for the default FEC code. The diagram shows the mapping of data bits from an Upstream FS burst to an Upstream PHY burst. The FS burst contains a header, allocations, and trailers. The data bits are grouped into codewords (14592 bits each) with parity bits (2688 bits each). The last codeword is shortened to S\_L bits. The PHY burst includes a PSBu, the codewords with parity, and a final parity bit. Reference G.9804.2(21) is shown at the bottom right. + +**Figure 10-13 – 12.5G/25G Upstream FEC parity insertion in the PHY frame for the default FEC code** + +![Diagram of 12.5G/25G Upstream payload reconstruction at the FEC decoder for the default FEC code. The diagram shows the reverse mapping from the Upstream PHY burst back to the Upstream FS burst. The PHY burst is decoded into corrected data blocks (14592 bits each) and a shortened last codeword (S_L bits). These are then reassembled into the original FS burst structure: header, allocations, and trailer. Reference G.9804.2(21) is shown at the bottom right.](3ce04f1c7128814978c6b34d654a25cc_img.jpg) + +G.9804.2(21) + +Diagram of 12.5G/25G Upstream payload reconstruction at the FEC decoder for the default FEC code. The diagram shows the reverse mapping from the Upstream PHY burst back to the Upstream FS burst. The PHY burst is decoded into corrected data blocks (14592 bits each) and a shortened last codeword (S\_L bits). These are then reassembled into the original FS burst structure: header, allocations, and trailer. Reference G.9804.2(21) is shown at the bottom right. + +**Figure 10-14 – 12.5G/25G Upstream payload reconstruction at the FEC decoder for the default FEC code** + +#### 10.3.2.2 Upstream shortened last codeword + +Whenever an FS burst is not represented by an integer number of $S_D$ -bit data blocks, the FEC encoder generates a shortened last codeword as follows: + +- Zero padding bits are added at the end of the last data block to fill it up to $S_D$ bits. +- The parity bits are calculated. +- The padding bits are removed and the shortened codeword is transmitted. + +The FEC decoder at the OLT CT conducts the following steps to decode the shortened last codeword: + +- The zero padding bits are inserted at the end of data block of the shortened last codeword. +- Following the decoding process, the padding bits are removed. + +#### 10.3.2.3 BWmap considerations + +When building the BWmap, the OLT CT should take the usage of FEC into account, and strive to provide allocations that will result in an integral number of FEC blocks whenever FEC is utilized. + +Once the GrantSizes for the allocations within a FS burst are computed, the OLT CT may calculate the size of the corresponding PHY burst in the following steps: + +- 1) The size of the FS burst is equal to the total of the sum of the GrantSizes, the fixed portion of the upstream FS header, the FS trailer, and the 48-byte PLOAM field if the PLOAMu flag is set. +- 2) If the requested burst profile has FEC on, the FEC overhead is equal to $S_P * C_U$ bits. +- 3) Then the total size of the PHY burst is equal to the sum of the FS burst size, the FEC overhead size (if applicable) and the PSBu size. The size of the PSBu is determined by the profile chosen by the OLT CT. + +Once the StartTime for the given PHY burst is assigned, the StartTime of the next PHY burst within the BWmap should be spaced by, at least, the sum of the following: the size of the given FS burst with FEC overhead, if applicable, the minimum guard time and the size of the PSBu block of the next PHY burst. + +#### 10.3.2.4 Upstream FEC on/off control + +The OLT CT dynamically activates or deactivates the FEC encoding functionality for a given ONU in the upstream direction by selecting the appropriate burst profile. When FEC is active, the FEC decoder provides the estimate of the BER on the upstream link. FEC can be turned off, if the observed BER is low enough to trade off between traffic throughput improvement and the effective BER increase. When FEC is deactivated, the BER estimate is obtained using the BIP-32 value in the FS trailer. FEC can be re-activated if the observed BER is too high. + +## 10.4 Scrambling + +### 10.4.1 Scrambling of the downstream PHY frame + +The downstream PHY frame is scrambled using a frame-synchronous scrambler. The scrambling polynomial used is $x^{58} + x^{39} + 1$ . This pattern is added modulo two to the downstream data. The shift register used to calculate this polynomial is reset by a preload pattern at the first bit following the PSBd block, and is allowed to run until the last bit of the downstream PHY frame. + +The preload pattern, which is 58 bits long, changes for every downstream PHY frame. The most significant 51 bits of the preload (P1...P51) are represented by the 51-bit superframe counter transmitted in the PSBd block, so that P51, which is the most significant bit (MSB) of the preload, equals the MSB of the superframe counter. The seven least significant bits of the preload are set to one. A diagram of the downstream and upstream PHY frame scrambling is shown in Figure 10-15. An example of a scrambler sequence is shown in Annex A. + +![Figure 10-15: Downstream and upstream PHY frame scrambler diagram. The diagram shows a series of D flip-flops (labeled D, Q, S) connected in a chain. The first flip-flop has input X^0 and output X^1. The last flip-flop has input X^57 and output X^58. The outputs are summed at a summation node (circle with a cross) to produce 'Scrambled data out'. The inputs are controlled by 'clk' and 'set' signals. Below the flip-flops, a sequence of bits is shown: 1 1 1 1 1 1 1 P1 ... P32 P33 ... P50 P51. The diagram is labeled G.9804.2(21).](1b23b78336d8bd286c653cbdb38428dd_img.jpg) + +Figure 10-15: Downstream and upstream PHY frame scrambler diagram. The diagram shows a series of D flip-flops (labeled D, Q, S) connected in a chain. The first flip-flop has input X^0 and output X^1. The last flip-flop has input X^57 and output X^58. The outputs are summed at a summation node (circle with a cross) to produce 'Scrambled data out'. The inputs are controlled by 'clk' and 'set' signals. Below the flip-flops, a sequence of bits is shown: 1 1 1 1 1 1 1 P1 ... P32 P33 ... P50 P51. The diagram is labeled G.9804.2(21). + +**Figure 10-15 – Downstream and upstream PHY frame scrambler** + +### 10.4.2 Scrambling of the upstream PHY burst + +The upstream PHY burst is scrambled using a burst-synchronous scrambler. The scrambling polynomial used is $x^{58} + x^{39} + 1$ . This pattern is added modulo two to the upstream data. The shift register used to calculate this polynomial is reset by a preload pattern at the first bit following the PSBu block, and is allowed to run until the last bit of the PHY burst. + +The preload pattern, which is 58 bits long, changes for every upstream PHY frame. If an ONU transits multiple PHY bursts within the same PHY frame, the preload pattern for these bursts remains the same. The most significant 51 bits of the preload (P1...P51) are represented by the 51-bit superframe counter received in the PSBd block of the corresponding downstream PHY frame. The seven least significant bits of the preload are set to 1. A diagram of the upstream PHY burst scrambling is shown in Figure 10-15. An example of a scrambler sequence can be found in Annex A. + +## 10.5 Downstream Interleaving + +If interleaving is set to ON (see clause 10.5.2), each downstream PHY frame after scrambling (see clause 10.4.1) shall be interleaved as described below. + +If the interleaving is turned off, all bits of the downstream PHY after scrambling are output directly (i.e., the un-interleaved downstream PHY frame is the same as the downstream PHY frame after scrambling). + +### 10.5.1 Interleaving of the downstream PHY frame + +For a particular interleaving depth of $D$ and a downstream PHY frame containing $N$ codewords of equal size, where $N$ is a multiple of $D$ , interleaving shall be applied using the following two steps. + +Step 1: All the codewords comprising the PHY frame shall be mapped to interleaver blocks, with $D$ codewords in each, such that codewords 1, 2, ..., $D$ are mapped to the first interleaver block, codewords $(D+1)$ , $(D+2)$ , ..., $2D$ are mapped to the second interleaver block, and so on. Codewords $(N-D+1)$ ... $N-1$ , and $N$ are mapped to the last $(N/D^{\text{th}})$ interleaver block. + +Step 2: The bits of each interleaver blocks shall be arranged as following: + +- bits 1, ..., $S_D$ of the first codeword are at bit positions 1, $D+1$ , ..., $D \times S_D - D + 1$ of the interleaver block; +- bits 1, ..., $S_D$ of the second codeword are at bit positions 2, $D+2$ , ..., $D \times S_D - D + 2$ of the interleaver block; +- bits 1, ..., $S_D$ of the third codeword are at bit positions 3, $D+3$ , ..., $D \times S_D - D + 3$ of the interleaver block; + +and so on, up to: + +- bits 1, ..., $S_D$ of the $D^{\text{th}}$ codeword are at bit positions $D$ , $2D$ , ..., $D \times S_D$ of the interleaver block. + +For 49.7664 Gbit/s downstream nominal line rate, the downstream PHY frame interleaving is optional. When interleaving is set to ON, interleaving depth of $D = 4$ shall be used. Figure 10-16 shows implementation of the interleaving mechanism for 49.7664 Gbit/s ( $N=360, D=4$ ). + +![Figure 10-16: Interleaver blocks in 50G downstream interleaving (N=360, D=4).](29fbbed4c4aff19e9ac5bf98e0c9b24d_img.jpg) + +This diagram illustrates the structure of a downstream PHY frame after scrambling. It is divided into three horizontal layers. The top layer shows 360 codewords, each 17280 bits long, labeled Codeword 1, Codeword 2, ..., Codeword 4, Codeword 5, ..., Codeword 360. The second layer shows 90 interleaver blocks, each 69120 bits long, labeled Interleaver block 1, Interleaver block 2, ..., Interleaver block 90. The third layer is a single long bar representing the '4 × bit interleaved downstream PHY frame'. Arrows indicate that each codeword is distributed across the interleaver blocks. The diagram is labeled G.9804.2(21) at the bottom right. + +Figure 10-16: Interleaver blocks in 50G downstream interleaving (N=360, D=4). + +**Figure 10-16 – Interleaver blocks in 50G downstream interleaving ( $N=360, D=4$ )** + +![Figure 10-17: Interleaved bits in 50G downstream interleaving (N=360, D=4).](db39acbd11df5eb7e79ab84562fb8f74_img.jpg) + +This diagram shows the bit-level interleaving process. The top row shows four codewords: Codeword X, Codeword X+1, Codeword X+2, and Codeword X+3. Each codeword is shown as a sequence of bits (Bit 1, Bit 2, Bit 3, Bit 4, ..., Bit 17280). The bottom row shows a single 'One interleaved block' which is 69120 bits long. This block is shown as a sequence of bits (Bit 1, Bit 2, Bit 3, Bit 4, Bit 5, Bit 6, Bit 7, Bit 8, ..., Bit 69117, Bit 69118, Bit 69119, Bit 69120). Arrows show the mapping of bits from the codewords to the interleaved block. Specifically, Bit 1 of Codeword X maps to Bit 1 of the interleaved block, Bit 1 of Codeword X+1 maps to Bit 5 of the interleaved block, Bit 1 of Codeword X+2 maps to Bit 9 of the interleaved block, and Bit 1 of Codeword X+3 maps to Bit 13 of the interleaved block. This pattern continues for all bits. The diagram is labeled G.9804.2(21) at the bottom right. + +Figure 10-17: Interleaved bits in 50G downstream interleaving (N=360, D=4). + +**Figure 10-17 – Interleaved bits in 50G downstream interleaving ( $N=360, D=4$ )** + +### 10.5.2 Downstream interleaving control + +Setting of the interleaver ON or OFF is at the discretion of the OLT. It is a responsibility of the ONU to detect the applied interleaver setting. Some of the options are described in Appendix X. + +Note that changing interleaver setting (ON to OFF or OFF to ON) is likely to result in ONU re-synchronization (temporary loss of sync). The time to recover is specified in clause 10.1.3. + +Also note that if interleaver is turned off, means to compensate the associated SNR reduction may be needed. + +# 11 PLOAM messaging channel + +## 11.1 Overview + +The physical layer OAM (PLOAM) messaging channel is an operations and management facility between OLT CTs and ONUs that is based on a fixed set of 48-byte messages. The PLOAM channel transportation is in-band via the designated PLOAM partition of the downstream FS frame header and the upstream FS burst header. The OLT CT and ONU PLOAM processors appear as clients of the respective ComTC framing sublayers. The PLOAM channel provides more flexible functionality than the embedded management channel and is generally faster than the OMCC. + +### 11.1.1 PLOAM channel functionality + +The PLOAM channel supports the following ComTC layer management functions: + +- Profile announcement; +- ONU activation; +- ONU registration; +- Encryption key update exchange; +- Protection switching signalling; +- Power management; +- ONU wavelength channel handover signalling; +- ONU wavelength channel bonding. + +### 11.1.2 PLOAM channel rate limitations + +Downstream PLOAM messages fall into two categories, the messages that are broadcast to all ONUs and the messages that are unicast to a specific ONU identified by its ONU-ID. Within a given 125- $\mu$ s frame, the OLT CT may transmit at most one broadcast PLOAM message and at most one unicast PLOAM message to each ONU. + +The ONU should be able to store eight unicast and broadcast downstream PLOAM messages before they are processed. The PLOAM processing model is single threaded. The normative processing time of a PLOAM message is 750 $\mu$ s. That is, once a downstream PLOAM message is received in an empty queue in downstream PHY frame $N$ , the ONU should be able to remove the message from the queue, perform all associated processing and generate a response to be sent upstream not later than in upstream PHY frame $N+6$ . Furthermore, if at the start of the upstream frame in which a PLOAM response is sent upstream, the PLOAM queue remains not empty, the message at the head of the queue should be processed and the response, if required for the given message type, be prepared for upstream transmission not later than in the 6th subsequent upstream PHY frame. + +Note that under these requirements, the OLT CT can determine the maximum number of unacknowledged broadcast and unicast PLOAM messages directed to a given ONU as well as the expected response time for any downstream PLOAM message. + +The ONUs transmit upstream PLOAM messages under the control of the OLT CT, which explicitly sets the PLOAMu flag in the respective allocation structures. The OLT CT should grant regular PLOAM transmission opportunities to each ONU. The OLT CT may modulate the rate at which it grants upstream PLOAMu transmission opportunities to the individual ONUs based on the ONU type, provisioned operating and service parameters, number and types of PLOAM messages being transmitted downstream, and the ONU's own feedback in the form of the PLOAM queue status indication. + +### 11.1.3 PLOAM channel robustness + +When as a result of unicast PLOAM message processing the ONU enters or remains in the Operation state (O5), it acknowledges the processing outcome by generating an upstream PLOAM message. (See clause 12 for the ONU activation cycle states and transitions.) Such a response PLOAM can be either of a specific type required by the particular PLOAM protocol, or of the general Acknowledgement type. An Acknowledgement PLOAM message is generated also in case of a downstream PLOAM format or processing error. Both a specific type response and the Acknowledgement type response carry the sequence number of the downstream message being acknowledged. In addition, the Acknowledgement type response carries a completion code that indicates the outcome of PLOAM message processing. + +Moreover, a PLOAM message of Acknowledgement type is used in response to a PLOAM allocation when no upstream PLOAM is available for transmission. In this case, the completion code allows to + +distinguish between the idle condition (no PLOAM message in the transmit queue or being processed) and the busy condition (the PLOAM upstream transmit queue is empty, but a downstream PLOAM message is being processed). + +Broadcast downstream PLOAM messages that require no response (the Key\_Control message requires a response even when it is broadcast) and downstream PLOAM messages that fail the integrity check are not acknowledged. + +If the OLT CT expects the ONU to acknowledge or respond to a message, and instead receives merely a keep-alive acknowledgement to a PLOAM request, it can infer that the ONU has failed to process the message. If ONUi repeatedly fails to acknowledge a downstream PLOAM message, the OLT CT detects the LOPCi defect. + +A ComTC-compliant ONU is expected to react gracefully to any of the PLOAM message types, even if the support of a feature or operation mode corresponding to a specific PLOAM message type has been waived. The graceful reaction implies: + +- Upon receipt of a PLOAM message type which does not require Acknowledgement, ignore the message. +- Upon receipt of a PLOAM message type which requires Acknowledgement PLOAM message to be sent upstream, generate an Acknowledgement message with the appropriate Completion\_Code. +- Upon receipt of a message type which requires a response in a form of a specific upstream PLOAM message type, generate an appropriate PLOAM message response with the applicable Operation and/or Response codes. + +### 11.1.4 Extensibility + +The implementation of the PLOAM channel should be flexible to accommodate future enhancements in a backward-compatible way. While the detailed design is an implementation choice, the remainder of this paragraph provides informative suggestions that are a practical way to permit extensibility. The PLOAM channel termination needs to receive, process, and respond to messages. In some cases, the response needs to come quite quickly (the 750 microseconds above), and some require the triggering of other actions in a timing precise way. In these cases, it may be advantageous to implement these in hardware; however, it is suggested that the hardware can be implemented in a flexible way, with some programmability allowed in the definition of messages and their associated actions. In other cases, there is no significant time urgency to handling of the PLOAM interaction. It is suggested that the PLOAM channel termination function allows for the processing of non-urgent messages in a general purpose processor that is extensible by software upgrade. Furthermore, the PLOAM processing function should anticipate the definition of new messages, and be able to handle such new messages gracefully (e.g., return an error code for an unknown message type). + +## 11.2 PLOAM message format + +The PLOAM message structure is shown in Table 11-1, with each field being further defined in the following clauses. + +**Table 11-1 – Generic PLOAM message structure** + +| Octet | Field | Description | +|-------|-----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Ten bits, aligned at the least significant bit (LSB) end of the 2-byte field. The six most significant bits are reserved, and should be set to 0 by the transmitter and ignored by the receiver. | +| 3 | Message type ID | This byte indicates the message type. The enumerated code point for each message type is defined below. | + +**Table 11-1 – Generic PLOAM message structure** + +| Octet | Field | Description | +|-------|-----------------|-----------------------------------------------------------------------------------| +| 4 | SeqNo | Sequence number. | +| 5-40 | Message_Content | The message content is defined in the clause that describes each message type ID. | +| 41-48 | MIC | Message integrity check. | + +### 11.2.1 ONU-ID + +The ONU-ID field includes six reserved bits, plus an actual 10-bit ONU identifier that specifies the message recipient in the downstream direction or the message sender in the upstream direction. During ONU activation, the ONU is assigned an ONU-ID in the range from zero to 1019. The reserved ONU-ID value 1023 (0x3FF) indicates a broadcast message in the downstream direction or an ONU that has not been assigned an ONU-ID in the upstream direction. The values 1020 (0x3FC) to 1022 (0x3FE) are reserved and should not appear as ONU-ID in PLOAM messages. + +### 11.2.2 Message type ID + +Message type ID is an 8-bit field that indicates the type of the message and defines the semantics of the message payload. Message type ID code points are defined in clause 11.3. Message type ID code points that are not explicitly defined in this Recommendation are reserved. Reserved Message type ID code points should not be allocated by any vendor for any purpose and should not be transmitted in a PLOAM message. Upon receipt of an upstream PLOAM message with an unsupported message type ID, an OLT CT should ignore the message, including the sequence number field. Upon receipt of a downstream PLOAM message with a reserved or unsupported message type ID, an ONU should ignore the message, if it was sent with the broadcast ONU-ID, or negatively acknowledge the message as an unknown message type, if it was sent to that specific ONU-ID. + +### 11.2.3 SeqNo + +SeqNo is an 8-bit field containing a sequence number counter that is used to ensure robustness of the PLOAM messaging channel. + +In the downstream direction, the SeqNo field is populated with the value of a corresponding OLT CT sequence number counter. The OLT CT maintains a separate sequence number counter for each ONU unicast and for the broadcast PLOAM message flow. The counter for the broadcast PLOAM message flow is initialized to 1 upon OLT CT reboot. For each ONU, the OLT CT initializes the sequence number counter to 1 upon ONU-ID assignment during activation, or upon receipt of the Tuning\_Response(Complete\_u) PLOAM message during ONU wavelength channel handover. Upon transmission of a broadcast or unicast PLOAM message, the appropriate sequence number counter is incremented. Each sequence number counter rolls over from 255 to 1; the value 0 is not used in the downstream direction. + +In the upstream direction, whenever an upstream PLOAM message is a response to a downstream PLOAM message, the content of the SeqNo field is equal to the content of the SeqNo field of the downstream message. The same SeqNo may appear on more than one upstream PLOAM message, for example, for the conveyance of a multi-fragment encryption key. If a PLOAM message is originated autonomously by the ONU, for example, Serial\_Number\_ONU sent in response to a serial number grant, the value SeqNo = 0 is used. The value SeqNo = 0 is also used in responses to PLOAM grants at times when the ONU has no upstream PLOAM messages enqueued. + +In TWDM mode of operation, when the OLT CT in the Expecting state of the OLT wavelength channel handover state machine (see clause 17.3.3) receives a Tuning\_Response(Complete\_u) PLOAM message, it accepts it as an indication of a successful handover ignoring the SeqNo value. + +### 11.2.4 Message content + +Octets five to 40 of the PLOAM message are used for the payload of PLOAM messages. The message payload content is specific to a particular message type ID and is defined in clause 11.3. Unused octets of the message payload content are padded with the value 0x00 by the transmitting PLOAM processor and are ignored by the receiving PLOAM processor. + +### 11.2.5 Message integrity check + +The message integrity check (MIC) is an 8-byte field that is used to verify the sender's identity and to prevent a forged PLOAM message attack. + +MIC generation is specified in clause 15.6. Key generation and management for PLOAM MIC is specified in clause 15.8. + +For the purpose of MIC verification, there is no distinction between the significant octets and padding octets of the message payload content. Using the PLOAM message content and the shared PLOAM integrity key, the sender computes the MIC and transmits it with the PLOAM message. Using the same message content and shared key, the receiver computes its version of the MIC and compares it with the MIC value carried in the received PLOAM message. If the two MIC values are equal, the PLOAM message is valid. Otherwise, the message is declared invalid and should be discarded. + +The shared PLOAM integrity key can be either ONU-specific, derived based on the Master session key (MSK) or default (see clauses 15.3.3 and 15.8.1, respectively). The selection of either ONU-specific or default PLOAM integrity keys for each PLOAM message type is specified in clauses 11.3.3 and 11.3.4. + +### 11.2.6 Common elements of PLOAM message format + +#### 11.2.6.1 Vendor\_ID + +Vendor\_ID is the first of the two components of the ONU serial number, which ONU reports to the OLT CT in the course of activation or upon handover, and which the OLT CT stores and subsequently uses to address the ONU when the ONU-ID is not yet available or is considered unreliable. + +The code set for the Vendor\_ID is specified in [ATIS-0300220]. + +The four characters are mapped into the 4-byte field by taking each ASCII/ANSI character code and concatenating them. For example, Vendor\_ID = ABCD fills the four octets of the PLOAM message format element as shown in Table 11-2: + +**Table 11-2 – An example of filling Vendor\_ID = ABCD in a PLOAM message** + +| Character | Octet | Value | +|-----------|-------|-------| +| A | 1 | 0x41 | +| B | 2 | 0x42 | +| C | 3 | 0x43 | +| D | 4 | 0x44 | + +#### 11.2.6.2 VSSN + +Vendor-specific serial number (VSSN) is the second of the two components of the ONU serial number, which ONU reports to the OLT CT in the course of activation or upon handover, and which the OLT CT uses to address the ONU when the ONU-ID is unavailable or unreliable. + +VSSN is a four-byte unsigned integer, selected by the ONU vendor. + +#### 11.2.6.3 Correlation tag + +For the upstream message types that may have to be transmitted multiple times with varying optical power and the frequency (Serial\_Number\_ONU and Tuning\_Response), the ONU generates and inserts the Correlation tag into the transmitted message. Once the upstream PLOAM message is received, the OLT CT copies the correlation tag of the successful upstream PLOAM message into the downstream PLOAM response (Calibration\_Request or Adjust\_Tx\_Wavelength), so that the ONU is able to associate the response with the variable parameters of the successfully transmitted message. + +In an upstream PLOAM message, the correlation tag is an ONU-generated non-zero 16-bit field, which should take a different value each time the transmitter optical power or frequency are changed. In a downstream PLOAM message, the correlation tag of all zeros indicates that the message is not sent as a response to an ONU's activation or tuning attempt. An ONU that does not change the transmitter optical power and frequency uses a default value of the Correlation tag equal to 0xFFFF. + +#### 11.2.6.4 Calibration record status + +The ONU reports its calibration record status in the course of activation or upon handover. + +Calibration record status is an 8-octet array which contains a two-bit accuracy indicator for each upstream wavelength channel, which is currently active or potentially present in an HSP system. + +The LSB nibble of octets one through eight pertains to even-numbered UWLCH IDs from 0000 to 1110, respectively. The MSB nibble of octets one through eight pertains to odd-numbered UWLCH IDs from 0001 to 1111, respectively. Each individual nibble has a form: 00AA, where AA is an individual calibration accuracy indicator having the following encoding: + +- 00: channel unspecified (not announced via Channel\_Profile); +- 01: uncalibrated; +- 10: loose; +- 11: sufficient. + +In a fixed-wavelength TDM system, the nibble corresponding to the default UWLCH ID of 1111 is set 0011, while the other nibbles are 0000. + +#### 11.2.6.5 Tuning granularity + +Tuning granularity is one of the two parameters related to the upstream wavelength dithering mechanism (see clause 17.4) which the ONU reports to the OLT CT in the course of activation or upon handover. + +It is an 8-bit unsigned integer which represents the tuning granularity of the ONU transmitter expressed in units of 1 GHz. + +The value of 0x00 indicates that the ONU does not support fine tuning/dithering. + +#### 11.2.6.6 One-step tuning time + +One-step tuning time is the second of the two parameters related to the upstream wavelength dithering mechanism (see clause 17.4) which the ONU reports to the OLT CT in the course of activation or upon handover. It is an 8-bit unsigned integer which represents the value of the tuning time for a single granularity step, expressed in units of PHY frames. + +The value of 0x00 indicates that the ONU does not support fine tuning/dithering. + +#### 11.2.6.7 Attenuation + +Attenuation parameter represents a requested attenuation level as a part of the power levelling instruction to an ONU, or an ONU's attenuation level at the time of the message transmission as a part of the power levelling report. + +This is a one-octet field of the form 0000 MMMM, where MMMM is the attenuation level: + +- 0000: Unattenuated transmission; +- 0001..0111: attenuation level in steps of 3 dB. + +Other values reserved (no action). + +#### 11.2.6.8 Power levelling capability + +Power levelling capability is a seven-bit bitmap of the form 0CCC CCCC, whereby a bit in the *K*-th least significant position indicates that the ONU supports the attenuation level of *3K* dB. For example, 0000 0010 indicates support of 6 dB attenuation level. + +## 11.3 PLOAM message definitions + +### 11.3.1 Downstream PLOAM message summary + +Table 11-3 summarizes the downstream PLOAM messages. + +**Table 11-3 – Downstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|--------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x01 | Burst_Profile | Broadcast or unicast message to provide upstream burst header information. | Periodically with programmable periodicity. | The ONU stores the burst profile for use in subsequent upstream transmissions.
If in Operation state (O5) and responding to a directed Burst_Profile message, send Acknowledgement. | +| 0x03 | Assign_ONU-ID/
Collision_Feedback | To link a free ONU-ID value with the ONU's serial number and/or to report the outcome of a contention-based allocation. | When the OLT CT processes a contention based allocation, including serial number allocations for activation purposes and pre-ranged allocations for specified contention-based functions. | The appropriately identified ONU executes set-splitting collision resolution protocol, and/or sets its ONU-ID and also its default Alloc-ID and OMCC XGEM port-ID. No Acknowledgement. | +| 0x04 | Ranging_Time | To indicate the round-trip equalization delay (EqD).
As a broadcast message, may be used to offset the EqD of all ONUs (for example, after a protection switching event). | When the OLT CT decides that the delay must be updated. See the ONU activation description in clause 12. | The ONU fills or updates the equalization delay register with this value.
If in or transitioning to Operation state (O5) and responding to directed Ranging_Time message, send Acknowledgement. | + +**Table 11-3 – Downstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|-------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x05 | Deactivate_ONU-ID | To instruct a specific ONU to stop sending upstream traffic and reset itself. It can also be a broadcast message. | At the implementor's discretion. | The ONU with the specified ONU-ID switches off its laser. The ONU-ID, default and explicit Alloc-IDs, default XGEM Port-ID, burst profiles, and equalization delay are discarded. The ONU transitions to the Initial state (O1).
No Acknowledgement. | +| 0x06 | Disable_Serial_Number | Broadcast message to disable/enable a specific ONU or a specific ONU set. | At the implementor's discretion. Note that in a TWDM system, to effectively bring an ONU out of the Emergency Stop state, the Disable_Serial_Number PLOAM message with the Enable option must be transmitted in all available TWDM channels | The addressed ONUs (that is, the ONU with the specified serial number, or, the tuned-in ONUs in the Serial Number state (O2-3), or all tuned-in ONUs) switch off the laser and transition to the Emergency Stop state (O7). The disabled ONUs are prohibited from transmitting.
Enable option: The addressed ONUs (that is, the ONU with the specified serial number or all tuned-in ONUs in the Emergency Stop state (O7)) transition to the Initial state (O1). The enabled ONUs discard the ComTC layer configuration and restart the activation, as specified in clause 12.
No Acknowledgement. | +| 0x09 | Request_Registration | To request an ONU's Registration_ID. | At the implementor's discretion; ONU has been previously activated. | Send the Registration message. | + +**Table 11-3 – Downstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x0A | Assign_Alloc-ID |

1. To explicitly assign a specified Alloc-ID to a particular ONU or to a particular contention-based function.

2. To cancel a previously executed Alloc-ID assignment.

|

As part setting up the PON or individual ONU TC layer configuration.

The default Alloc-ID for OMCC need not be explicitly assigned.

|

If responding to a directed Assign_Alloc-ID message, the ONU acknowledges the message and responds henceforth to bandwidth grants to this Alloc-ID.

If responding to a broadcast Assign_Alloc-ID message, the ONU henceforth uses this Alloc-ID for the specified contention-based function.

| +| 0x0D | Key_Control |

The OLT CT instructs the ONU to generate a new data encryption key of specified length or to confirm an existing data encryption key.

| At the implementor's discretion. | Send one Key_Report message for each 32-byte key fragment of response content. | +| 0x12 | Sleep_Allow | To enable or disable ONU power saving in real time. | At the implementor's discretion. |

If the ONU power management has been enabled using OMCI, the ONU response is controlled by the state machine of clause 16.

Otherwise, the ONU ignores the message.

| +| 0x13 | Calibration_Request |

In TWDM mode of operation, to instruct the ONU to calibrate a specific pair of downstream and upstream wavelength channels. No function in TDM mode of operation.

| At the implementor's discretion. |

The ONU makes calibration record for the confirmed upstream wavelength channel (see clause 17.2) and follows the further calibration instructions by tuning to the specified pair of downstream and upstream wavelength channels.

No Acknowledgement.

| + +**Table 11-3 – Downstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x14 | Adjust_Tx_Wavelength | To instruct the ONU to adjust its upstream transmitter wavelength. | As a feedback to an upstream activation or tuning attempt, when an upstream wavelength channel drift is detected, or in the course of upstream wavelength channel locking (see clause 17.4). | The ONU adjusts transmitter wavelength. No Acknowledgement. | +| 0x15 | Tuning_Control | In TWDM mode of operation, to initiate (Operation code: Request) or to confirm completion (Operation code: Complete_d) of ONU wavelength channel (or wavelength channel pair) handover operation. No function in TDM mode of operation. | The decision by the source OLT CT to initiate ONU wavelength channel handover operation (Operation code: Request); or a successful receipt by the target OLT CT of an upstream transmission from the ONU being handed over (Operation code: Complete_d). | Operation code: Request.
The ONU sends a Tuning_Response PLOAM message with an appropriate operation code (ACK, if the ONU intends to execute the command; NACK, if the ONU is unable to execute the command).
Operation code: Complete_d.
The ONU recognizes successful completion of the wavelength channel handover, sends an Acknowledgement PLOAM message. | +| 0x17 | System_Profile | Broadcast message containing a copy of the system descriptor (see clause 17.1.1). Partially retains functionality in TDM mode of operation. | Periodically with programmable periodicity. | The ONU stores the profile information or updates the profile information previously stored for use in subsequent channel management and operation tasks. No Acknowledgement. | +| 0x18 | Channel_Profile | Broadcast message containing a copy of one downstream wavelength channel descriptor and one upstream wavelength channel descriptor (see clause 17.1.1). | Periodically with programmable periodicity. | The ONU stores the profile information or updates the profile information previously stored for use in subsequent channel management and operation tasks. No Acknowledgement. | + +**Table 11-3 – Downstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x19 | Protection_Control | In TWDM mode of operation, unicast or broadcast message that specifies the pre-configured protection TWDM channel. No functionality in TDM mode of operation. | At the implementor's discretion. | The ONU stores the pre-configured protection TWDM channel information, sends an Acknowledgement PLOAM message. An ONU in TDM mode sends an acknowledgement with Unsupported operation mode code. | +| 0x1A | Change_Power_Level | To instruct an ONU to change and/or to report its launch optical power level. | At the implementor's discretion. | The ONU adjusts its launch optical power level as instructed and, if responding to a directed Change_Power_Level message, sends an Acknowledgement PLOAM message. | +| 0x1B | Power_Consumption_Inquire | In TWDM to inquire the power consumption information. | At the OLT's discretion. | Send one Power_Consumption_Report message for power consumption information. | +| 0x1D | Reboot_ONU | Broadcast or unicast message to cause one or more ONUs to reboot | At the implementor's discretion | This is downstream only message and OLT does not expect ACK for this message. All addressed ONUs are expected to reboot. | +| 0x1E | Bonded_Channel_Status | Broadcast or unicast message to control ONU upstream channel bonding | At the OLT's discretion. | The ONU bonds/suspends/resumes its upstream channel(s) as instructed and sends a Bonded_Channel_Response message. | +| 0x1F | Get_Set_Capabilities | Unicast message to query an ONU on its feature support, or set an ONU's feature setting. | At the OLT's discretion. | The ONU sends an ONU_Capabilities message as acknowledgement and to indicate its feature support capabilities | + +### 11.3.2 Upstream PLOAM message summary + +Table 11-4 summarizes the upstream messages. + +**Table 11-4 – Upstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|------------------------|-------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x01 | Serial_Number_ONU | To report the serial number of an activating ONU; in a TWDM system, also to report the calibration accuracy and the tuning characteristics. | An ONU in the Serial Number state (O2-3) sends a Serial_Number_ONU message in response to an SN grant. | The OLT CT detects an activation attempt, discerns the activating ONU's serial number, calibration accuracy and tuning characteristics and provides feedback to the activating ONU, which can be in the form of Assign_ONU-ID or Adjust_Tx_Wavelength PLOAM messages. | +| 0x02 | Registration | To report the Registration_ID of an ONU. | When the ONU is in the Ranging state (O4) or is responding to a ranging grant, or when the ONU is in the Operation state (O5) and is responding to the Request_Registration message. | The OLT CT may use the ONU's Registration_ID as described further in clause 15.2.1. | +| 0x05 | Key_Report | To send a fragment of a new data encryption key or a hash of an existing data encryption key. | When the ONU receives the Key_Control message and has generated new keying material. | See clause 15.5.1 for the details of the protocol. | +| 0x09 | Acknowledgement | To indicate reception of specified downstream messages, to report PLOAM processing error, or to provide busy or no-message indication. | Upon receipt of a downstream message that requires acknowledgement, or when an upstream PLOAM allocation is granted, but no other message is available for transmission. | The OLT CT uses a received Acknowledgement PLOAM message to verify integrity of the PLOAM channel with the given ONU. | + +**Table 11-4 – Upstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x10 | Sleep_Request | To signal the ONU's intention to start or terminate power saving | When the ONU power management state machine (see clause 16.3.1) triggers a change between active behaviour and power saving behaviour. | The OLT either grants the ONU request or instructs it to remain at full power, according to the OLT power management state machine of clause 16.3.2. | +| 0x1A | Tuning_Response | (1) To respond to the Tuning_Control PLOAM message with Request operation code, indicating either the intent or the inability to execute the tuning request, along with the applicable response code
(2) To provide an indication of the success or failure of a wavelength tuning operation along with the applicable response code. | When an ONU in the Operation state (O5) receives a Tuning_Control PLOAM message with the Request opcode; or when an ONU in the Upstream Tuning state (O9) receives an upstream in-band PLOAM grant upon completion of an upstream wavelength tuning operation, depending on whether or not the ONU meets the specified calibration accuracy constraints. | The OLT CT executes appropriate ICTP transaction commit operation, and generates downstream PLOAM messages, according to the protocol specification of clause 17. | +| 0x1B | Power_Consumption_Report | To provide power consumption information. | Upon receipt of a Power_Consumption_Inquire message. | The OLT CT tunes the ONU to the optimized TWDM channel for operation in terms of power consumption information. | +| 0x1D | Bonded_Channel_Response | To respond to the Bonded_Channel_Status message, indicating the upstream channel bonding status. | Upon receipt of a Bonded_Channel_Status message. | The OLT CT executes appropriate operation. | + +**Table 11-4 – Upstream PLOAM messages** + +| Message type ID | Message name (applicability) | Function | Trigger | Effect of receipt | +|-----------------|------------------------------|---------------------------------------------------------------|---------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0x1E | ONU_Capabilities | To indicate ONU support for capabilities and acknowledgement. | Upon receipt of a Get_Set_Capabilities unicast message. | The OLT records the capabilities of the ONU and may use this information to invoke specific capabilities.
The OLT gets confirmation if the requested Get_Set_Capabilities command has been accepted. | + +### 11.3.3 Downstream PLOAM message formats + +#### 11.3.3.1 Burst\_Profile message + +Burst profile information is transmitted periodically, at intervals of hundreds of milliseconds or longer. The version of a specific burst profile definition may change over time, so an ONU is expected to update itself with the latest version each time the message appears. To ensure that all ONUs are up to date, the OLT CT is expected not to make use of the changed information until each ONU has had a chance to receive the updated burst profile at least twice while it is in either ActiveFree or ActiveHeld power management state. (See clause 16.3.1 for ONU power management state machine description.) + +The burst profile information accumulated by the ONU does not persist across ONU activations. A newly activated ONU may respond to a serial number grant only after it has acquired the burst profile information associated with the grant. More generally, an ONU in any state can respond to an allocation structure only if it has previously acquired the corresponding burst profile information. + +The OLT CT is responsible to understand the consequences of sending both broadcast and unicast Burst\_Profile messages. Specifically, a subsequent broadcast Burst\_Profile message overwrites all unicast profiles with the same burst profile index. + +Information on Burst\_Profile message is provided in Table 11-5. + +**Table 11-5 – Burst\_Profile message** + +| Octet | Content | Description | +|-------|-----------------|---------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs.
As a broadcast to all ONUs, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x01, "Burst_Profile". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | + +**Table 11-5 – Burst\_Profile message** + +| Octet | Content | Description | +|-------|-------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5 | Burst profile control 1 | An octet of the form VVVB BBPP, where:
VVV – Three-bit burst profile version. If the content of the burst profile changes, the OLT CT should ensure that the version also changes, so that the ONU can detect updates solely on the basis of the version field.
BBB – Codepoint indicating the applicability of the message to specific upstream line rates. The codepoints are specified in the applicable PMD Recommendations.
PP – Two-bit burst profile index. | +| 6 | Burst profile control 2 | NNMM RRCF, where:
NN – Total number of PSBu segments minus 1, range 0..3.
MM – zero-based contiguous PSBu segment sequence number, range 0..NN. PSBu segments transmitted on the optical channel will be concatenated in the order provided by this field, where zero corresponds to the PSBu segment transmitted first. If MM>NN, then discard the message.
C – Cross-channel burst profile indicator (TWDM only)
C = 0: The burst profile is applicable to this channel
C = 1: The burst profile is applicable as if it was transmitted in the downstream wavelength channel identified by Downstream PON ID provided by octets 35-38 of this message.
F – Upstream FEC indication:
F = 1: FEC on;
F = 0: FEC off.
R – reserved, set to 0 by the transmitter.
The content of NN, C and F are set and are valid only in the first message corresponding to a particular burst profile (i.e., when MM=0). | +| 7 | Delimiter control | RRRR RRDD, where:
DD – Delimiter length in 32-bit words; two-bit integer, range 0..2.
R – Reserved, set to 0 by the transmitter. | +| 8-15 | Delimiter pattern | Aligned with the most significant end of the field; padded with 0x00; padding treated as "don't care" by the receiver. | +| 16 | Preamble descriptor | TRRL LLLL, where:
T – Preamble pattern type
T = 0: predefined preamble pattern
T = 1: custom preamble pattern;RR – Reserved, set to 0 by the transmitter.
-LLLLL – if
T = 0: set to 00000; treated as "don't care" by the receiver.
T = 1: preamble pattern length in multiples of 4 bits, range 1..16;
LLLLL = 2 for example, specifies a preamble pattern length of 8 bits. | + +**Table 11-5 – Burst\_Profile message** + +| Octet | Content | Description | +|-------|---------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 17-18 | Preamble word count | Preamble word count, in 64 bit words, range 0.. $w_{max}$ , where $w_{max}$ denotes the maximum word count, and should depend on the upstream line rate. The value 0 specifies that no preamble is transmitted. It is moreover required that the sum of the values of this field across all PSBu segments does not exceed $w_{max}$ . The value of $w_{max}$ is equal to the number of 64-bit words sent during 1,000 time quanta at the applicable line rate. | +| 19-26 | Preamble pattern |

Specification of the preamble pattern. If:

T = 0: Custom pattern in big-endian bit format (most significant bit is transmitted on the optical channel first), aligned with the most significant end of the field; padded with 0; padding treated as "don't care" by the receiver.

T = 1: The three initial octets of this field assume the following structure: RRRR PPPP SSSS SSSS SSSS SSSS, where:

R – Reserved, set to 0 by the transmitter;

PPPP – Predefined pattern codepoint:

  • PPPP = 0111: pseudorandom binary sequence of order 7 (PRBS7) padded with zero;
  • PPPP = 1000: PRBS8 padded with zero;
  • PPPP = 1001: PRBS9 padded with zero;
  • PPPP = 1010: PRBS10 padded with zero;
  • PPPP = 1011: PRBS11 padded with zero;
  • PPPP = 1100: PRBS12 padded with zero;
  • PPPP = 1101: PRBS13 padded with zero;
  • PPPP = 1110: PRBS14 padded with zero;
  • PPPP = 1111: PRBS15 padded with zero;

Detailed specification of predefined preamble patterns can be found in Annex I.

SSSS SSSS SSSS SSSS – seed (n initial bits) used for generation of PRBS order n, encoded in n least significant bits. The most significant non-zero bit corresponds to the highest order tap x^n. The value zero shall not be used. Discussion on recommended seeds can be found in Appendix III.1.

The remaining octets of this field are set to 0x00 by the transmitter; treated as "don't care" by the receiver.

| +| 27-34 | PON-TAG |

An 8-byte static attribute of the OLT CT that is chosen by the operator and is used to bind the master session key (MSK) to the context of the security association (see clause 15.3.3). Unless the profile version is incremented, PON-TAG is the same for Burst_Profile messages with all profile indices transmitted by the OLT CT. It is good practice to ensure that PON-TAG is unique within at least the operator's domain and fixed for the lifetime of the system.

The content of this field are set and are valid only in the first message corresponding to a particular burst profile (i.e., when MM=0).

| + +**Table 11-5 – Burst\_Profile message** + +| Octet | Content | Description | +|-------|-------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 35-38 | Downstream PON-ID |

The 32-bit PON-ID of the channel profile that contains the descriptor for the downstream wavelength channel to which the burst profile of the present PLOAM message is applicable. For C=0, set to PON-ID of the OC structure.

The content of this field are set and are valid only in the first message corresponding to a particular burst profile (i.e., when MM=0).

| +| 39 | ONURssiMin |

This is an 8-bit unsigned integer field, representing the downlink minimum received signal strength indicator (RSSI) threshold for activation. Only the ONUs with measured downlink RSSI greater or equal to ONURssiMin shall respond to a SN grant.

The unit of ONURssiMin value is 0.1 dBm, its value is an integer representing a logarithmic power measure having 0.1 dB granularity with respect to -28.0 dBm (e.g., the value 0x40 represents -28.0+100*0.1=-18.0 dBm, 0x01 represents -27.9 dBm, and 0xFF represents -2.5 dBm). The 0x00 default value indicates that ONURssiMin is -infinite dBm, all ONUs can satisfy this field.

The content of this field are set and are valid only in the first message corresponding to a particular burst profile (i.e., when MM=0).

| +| 40 | ONURssiMax |

This is an 8-bit unsigned integer field, representing the downlink maximum received signal strength indicator (RSSI) threshold for activation. Only the ONUs with measured downlink RSSI lower or equal to ONURssiMax shall respond to a SN grant.

The unit of ONURssiMax value is dBm, its value is an integer representing a logarithmic power measure having 0.1 dB granularity with respect to -28.0 dBm (e.g., the value 0x00 represents -28.0dBm, 0x40 represents -28.0+100*0.1=-18.0 dBm, and 0xFE represents -2.6 dBm). The 0xFF default value indicates that ONURssiMax is +infinite dBm, all ONUs can satisfy this field.

The content of this field are set and are valid only in the first message corresponding to a particular burst profile (i.e., when MM=0).

| +| 41-48 | MIC |

Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message.

| + +#### 11.3.3.2 Assign\_ONU-ID message + +Information regarding Assign\_ONU-ID message is provided in Table 11-6. + +**Table 11-6 – Assign\_ONU-ID/Collision\_Feedback message** + +| Octet | Content | Description | +|-------|-----------------|--------------------------------------------| +| 1-2 | ONU-ID | 0x03FF, Broadcast ONU-ID. | +| 3 | Message type ID | 0x03, "Assign_ONU-ID/Collision_Feedback". | +| 4 | SeqNo | Eight-bit broadcast PLOAM sequence number. | + +**Table 11-6 – Assign\_ONU-ID/Collision\_Feedback message** + +| Octet | Content | Description | +|-------|--------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5-6 | ONU-ID | ONU-ID being assigned, or ONU-ID of the successful ONU
LSB-justified 10-bit assigned ONU-ID value padded with six MSB zeros; range 0..1019 (0x0000..0x03FB).
If the transmission has not been successful (no ONU-ID assigned and no ONU has communicated its PLOAM message) the field is set to 0xFFFF and ignored by the receiving ONUs. | +| 7-10 | Vendor_ID | See clause 11.2.6.1. 0x00 if not used (ONU-ID set to 0xFFFF) | +| 11-14 | VSSN | See clause 11.2.6.2. 0x00 if not used (ONU-ID set to 0xFFFF) | +| 15 | Upstream nominal line rate indicator | 0000 00UU, where: U – upstream nominal line rate,
UU = 00, Upstream nominal line rate $\rho_0\phi_0$ ;
UU = 01, Upstream nominal line rate $\rho_0\phi_1$
UU = 10, Upstream nominal line rate $\rho_0\phi_2$
This indicator is only applicable for an ONU supporting multiple upstream line rates to select the instructed upstream nominal line rate to operate. | +| 16-17 | Alloc-ID | The Alloc-ID value that has been a recipient of the contention-based allocation to which the feedback is being provided. 14 bits, aligned to the least significant end. The most significant bits are set to 0 by the transmitter and treated as "don't care" by the receiver. | +| 18 | Allocation feedback | C000FFDD,
C – continuation flag
0 – the last message of the allocation feedback
1 – another message to follow
FF – major level feedback
00 – not evaluated
01 – idle allocation
10 – successful ONU-ID assignment
11 – collision
DD – detailed feedback on the other events of the allocation interval
00 – not evaluated
01 – idle
10 – well-formed burst
11 – collision | +| 19-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### 11.3.3.3 Ranging\_Time message + +In its typical application, the Ranging\_Time message is used to establish the equalization delay for a given ONU (directed message), as described in clause 12. As a broadcast message, the Ranging\_Time message may be used to specify a delay offset adjustment, either positive or negative, to all ONUs, after a protection switching event. The OLT CT is responsible to consider the interaction between broadcast Ranging\_Time and possible power management states of its ONUs. Information regarding Ranging\_Time message is provided in Table 11-7. + +**Table 11-7 – Ranging\_Time message** + +| Octet | Content | Description | +|-------|--------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs.
As a broadcast to all ONUs, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x04, "Ranging_Time". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number. | +| 5 | Control octet | An octet of the form 0000 0XSP that indicates how the EqualizationDelay field is to be interpreted.
P = 1: The delay in bytes 6..9 is absolute; ignore S.
P = 0: The delay in bytes 6..9 is relative; S determines sign.
S = 0: Positive: increase the current EqD by the specified value.
S = 1: Negative: decrease the current EqD by the specified value.
X = 0: The delay in bytes 6..9 is for current downstream/upstream wavelength pair, ignore bytes 10 to 13 and 14 to 17.
X = 1: The delay in bytes 6..9 is for the downstream/upstream wavelength pair specified in bytes 10 to 13 and 14 to 17. | +| 6-9 | Equalization-Delay | Equalization delay value, expressed in $Q_0/32$ . | +| 10-13 | Downstream PON-ID | The 32-bit PON-ID of the channel profile that contains the downstream descriptor of the channel pair for which the equalization delay is established. The default is the PON-ID of the OC structure. | +| 14-17 | Upstream PON-ID | The 32-bit PON-ID of the channel profile that contains the upstream descriptor of the channel pair for which the equalization delay is established. The default is the PON-ID of the OC structure. | +| 18-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +#### **11.3.3.4 Deactivate\_ONU-ID message** + +Information regarding Deactivate\_ONU-ID message is provided in Table 11-8. + +**Table 11-8 – Deactivate\_ONU-ID message** + +| Octet | Content | Description | +|-------|-----------------|---------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs.
As a broadcast to all ONUs, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x05, "Deactivate_ONU-ID". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | + +**Table 11-8 – Deactivate\_ONU-ID message** + +| Octet | Content | Description | +|-------|---------|--------------------------------------------------------------------------| +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### **11.3.3.5 Disable\_Serial\_Number message** + +Information regarding Disable\_Serial\_Number message is provided in Table 11-9. + +**Table 11-9 – Disable\_Serial\_Number message** + +| Octet | Content | Description | +|-------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID, | 0x03FF, Broadcast ONU-ID. | +| 3 | Message type ID | 0x06, "Disable_Serial_Number". | +| 4 | SeqNo | Eight-bit broadcast PLOAM sequence number. | +| 5 | Disable/enable | 0xFF: The ONU with this serial number is denied upstream access.
0x00: The ONU with this serial number is allowed upstream access.
0x0F: All tuned-in ONUs are denied upstream access. The content of bytes 6..13 is ignored.
0x3F: Disable_Discovery: the tuned-in ONUs in O2-3 state are denied upstream access. The content of bytes 6..13 is ignored.
0xF0: All tuned-in ONUs are allowed upstream access. | +| 6-9 | Vendor_ID | See clause 11.2.6.1. | +| 10-13 | VSSN | See clause 11.2.6.2. | +| 14-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### **11.3.3.6 Request\_Registration message** + +Information regarding Request\_Registration message is provided in Table 11-10. + +**Table 11-10 – Request\_Registration message** + +| Octet | Content | Description | +|-------|-----------------|--------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU. | +| 3 | Message type ID | 0x09, "Request_Registration". | +| 4 | SeqNo | Eight-bit unicast PLOAM sequence number. | +| 5-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### **11.3.3.7 Assign\_Alloc-ID message** + +Information regarding Assign\_Alloc-ID message is provided in Table 11-11. + +**Table 11-11 – Assign\_Alloc-ID message** + +| Octet | Content | Description | +|-------|--------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message for the contention-based Alloc-ID assignment. As a broadcast message, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x0A, "Assign_Alloc-ID". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5-6 | Alloc-ID-value | 14 bits, aligned to the least significant end. The most significant bits are set to 0 by the transmitter and treated as "don't care" by the receiver. | +| 7 | Alloc-ID-type | 0x01: XGEM-encapsulated payload.
0xFF: Deallocate this Alloc-ID.
Other values reserved. | +| 8-9 | Alloc-ID scope | A bitmap indexed by UWLCH ID; the MSB of octet eight correspond to UWLCH ID = 1111; the LSB of octet nine corresponds to UWLCH ID = 0000. The bit value of 1 indicates that the specified Alloc-ID is invalid in the corresponding upstream wavelength channel.
Normally, the OLT CT assigns Alloc-ID scope that includes all upstream wavelength channels in the TWDM system. Assignment of narrow scopes is for future study. The ONU does not respond to an allocation to a directed Alloc-ID if it is invalid in the given upstream wavelength channel.
The OLT CTs should coordinate Alloc-ID assignment to ensure that each unique Alloc-ID is assigned to at most one contention-based function, or to at most one ONU in a TWDM PON system.
In a fixed-wavelength TDM system using the default UWLCH ID of 1111, this field is set to 0x7F. | +| 10 | Contention-based function ID | In broadcast messages for contention-based Alloc-ID assignment, See Table 7-1. In directed messages, set to 0x00 by the transmitter and ignored by the receiver. | +| 11-18 | Contention-based function parameters | In broadcast messages for contention-based Alloc-ID assignment, See Table 7-1. In directed messages, set to 0x00 by the transmitter and ignored by the receiver. | +| 19-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using either the ONU-specific derived shared PLOAM integrity key (directed message), or a default PLOAM integrity key (broadcast message). | + +#### 11.3.3.8 Key\_Control message + +Information regarding Key\_Control message is provided in Table 11-12. + +**Table 11-12 – Key\_Control message** + +| Octet | Content | Description | +|-------|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed or broadcast message to instruct one or all tuned-in ONUs to generate new keying material or confirm their existing keys. As a broadcast message, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x0D, "Key_Control". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5 | Reserved | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 6 | Control flag | 0000 000C, where
C = 0: Generate and send a new key.
C = 1: Confirm the existing key. | +| 7 | Key index | 0000 00BB, where
BB – Key index
01: First key of a key pair.
10: Second key of a key pair. | +| 8 | Key_Length | Required key length, bytes. The value zero specifies a key of 256 bytes (Note). | +| 9-24 | Random number X | OLT generated random 128-bit number intended to be used as KeyControl_RandomX variable in 128-bit EK calculation (see clause 15.5.2). | +| 25-40 | Random number Y | OLT generated random 128-bit number, where $X \neq Y$ , intended to be used as KeyControl_RandomY variable in 256-bit EK calculation (see clause 15.5.2). | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +NOTE – This parameter supports the long-term extensibility of the data encryption key exchange protocol. The default cryptographic method for the data encryption, the AES-128 cipher (see clause 15.4) uses the fixed size key of 16 bytes. + +#### 11.3.3.9 Sleep\_Allow message + +Information regarding Sleep\_Allow message is provided in Table 11-13. + +**Table 11-13 – Sleep\_Allow message** + +| Octet | Content | Description | +|-------|-----------------|------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed or broadcast ONU-ID. As a broadcast message, ONU-ID = 0x03FF. | +| 3 | Message type ID | 0x12, "Sleep_Allow". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5 | Control flag | 0000 000A, where:
A = 0: Sleep allowed OFF.
A = 1: Sleep allowed ON.
Other values reserved. | + +**Table 11-13 – Sleep\_Allow message** + +| Octet | Content | Description | +|-------|---------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 6-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +#### **11.3.3.10 Calibration\_Request message** + +Information regarding Calibration\_Request message is provided in Table 11-14. + +**Table 11-14 – Calibration\_Request message** + +| Octet | Content | Description | +|-------|--------------------------|---------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Unassigned ONU-ID | +| 3 | Message type ID | 0x13, "Calibration_Request" | +| 4 | SeqNo | 0x00 | +| 5-8 | Vendor_ID | See clause 11.2.6.1. | +| 9-12 | VSSN | See clause 11.2.6.2. | +| 13-16 | Current PON-ID | Identity of the CT that terminates the upstream wavelength channel where the transmission has been successfully received. | +| 17-18 | Correlation tag | See clause 11.2.6.3. | +| 19-22 | Target downstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the target downstream wavelength channel. | +| 23-26 | Target upstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the target upstream wavelength channel. | +| 27-40 | Padding | Set to 0x00 by transmitter, treated as "don't care" by receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### **11.3.3.11 Adjust\_Tx\_Wavelength message** + +Information regarding Adjust\_Tx\_Wavelength message is provided in Table 11-15. + +**Table 11-15 – Adjust\_Tx\_Wavelength message** + +| Octet | Content | Description | +|-------|-----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or unassigned ONU-ID.
When directed message to one ONU, Vendor_ID and VSSN are both filled with 0.
When directed message to unassigned ONU-ID (0x03FF), Vendor_ID and VSSN are both filled with valid value. | +| 3 | Message type ID | 0x14, "Adjust_Tx_Wavelength". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5-8 | Vendor_ID | See clause 11.2.6.1. | + +**Table 11-15 – Adjust\_Tx\_Wavelength message** + +| Octet | Content | Description | +|-------|--------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 9-12 | VSSN | See clause 11.2.6.2. | +| 13-16 | Current PON-ID | An identity of the CT that terminates the upstream wavelength channel where the transmission has been successfully received. | +| 17-18 | Correlation tag | See clause 11.2.6.3. | +| 19 | Frequency adjustment direction | 0000 000D, where:
D – Transmitter frequency adjustment direction
D = 0: adjust ONU transmitter to lower frequency
D = 1: adjust ONU transmitter to higher frequency | +| 20-21 | Frequency adjustment size | An unsigned integer indicating the size of the frequency adjustment in units of 0.1 GHz. | +| 22-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### 11.3.3.12 Tuning\_Control message + +The Tuning\_Control PLOAM message is used in the process of ONU wavelength channel handover (see clause 17.3). Information regarding Tuning\_Control message is provided in Table 11-16. + +**Table 11-16 – Tuning\_Control message** + +| Octet | Content | Description | +|-------|--------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU. | +| 3 | Message type ID | 0x15, "Tuning_Control". | +| 4 | SeqNo | Eight-bit unicast PLOAM sequence number. | +| 5 | Operation Code | 0x00: Request;
All parameters are applicable.
0x01: Complete_d
Target downstream and upstream PON-ID parameters are applicable. Octets 6, 8 and 17 are set to 0x00 by the OLT CT and ignored by the ONU. | +| 6-7 | Scheduled SFC | The 16 least significant bits of the superframe counter value of the PHY frame in the future when the ONU has to commence the transceiver tuning operation.
The specified value pertains to both downstream and upstream tuning. Whenever separate tuning is deemed beneficial, two unidirectional tuning actions executed serially can be considered. | +| 8 | Rollback flag | A bitmap of the form 0000 000R, where:
R – Rollback flag
R=1: rollback available when tuning fails;
R=0: no rollback available when tuning fails. | +| 9-12 | Target downstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the target downstream wavelength channel. | + +**Table 11-16 – Tuning\_Control message** + +| Octet | Content | Description | +|-------|------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 13-16 | Target upstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the target upstream wavelength channel. | +| 17 | Calibration flag | A bitmap of the form 0000 000R, where:
R – Calibration flag
R = 0: if ONU has no calibration information for target wavelength channel, the ONU responds with NACK by lack of calibration and ignores tuning request;
R = 1: if ONU has no calibration information for target wavelength channel, the ONU should execute tuning request with necessary calibration. | +| 18-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check. computed using the default PLOAM integrity key. | + +#### **11.3.3.13 System\_Profile message** + +Table 11-17 focuses on the encoding of the PLOAM message octets. For the detailed explanation of the profile parameters, see clause 17.1.1. + +**Table 11-17 – System\_Profile message** + +| Octet | Content | Description | +|-------|-------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | 0x03FF, Broadcast ONU-ID. | +| 3 | Message type ID | 0x17, "System_Profile". | +| 4 | SeqNo | Eight-bit broadcast PLOAM sequence number. | +| 5-7 | SYS ID | The 20-bit identity of the TWDM system within a certain domain. This is a reference value set by the OSS.
The eight LSBs of SYS ID are in Octet 7; the four MSBs of SYS ID are in the LSB nibble of Octet 5. The four MSBs of Octet 5 are zeros. | +| 8 | System profile version | VVVV 0000, where:
VVVV – Four-bit system profile version.
If the content of the system profile changes, the OLT CT should ensure that the version also changes, so that the ONU can detect updates solely on the basis of the version field. | +| 9 | Upstream operating wavelength bands | 000P 00TT, where:
P is reserved and set to 0 by transmitter:
TT is encoded TWDM upstream operating wavelength band:
00: Wide band option;
01: Reduced band option;
10: Narrow band option.
See the applicable PMD Recommendations for the details of band options. | + +**Table 11-17 – System\_Profile message** + +| Octet | Content | Description | +|-------|-------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 10 | TWDM channel count | 0000 CCCC, where:
CCCC – an unsigned integer indicating the number of TWDM channels that exist in the system, each described with a Channel_Profile PLOAM message with a distinct Channel profile identifier. | +| 11 | Channel spacing | An unsigned integer indicating the value in units of 1 GHz.
Note – Channel spacing is a system parameter characterizing the grid to which the system is designed, rather than how the wavelength channels are deployed. | +| 12 | Upstream MSE | Maximum spectral excursion (MSE) represented as an unsigned integer indicating the value in units of 1 GHz. | +| 13-14 | FSR | If a cyclic wavelength multiplexer (WM) is used in the upstream, free spectral range (FSR) is represented as an unsigned integer indicating the value in units of 0.1 GHz.
If a cyclic WM is not used, this field contains 0x0000. | +| 15 | TWDM control | An octet of the form 0A00 00BB, where:
A – reserved and set as 0 by transmitter:
BB – minimum calibration accuracy required for in-band activation
00: reserved, protected
01: uncalibrated
10: loose
11: sufficient | +| 16 | Loose calibration bound for TWDM channels | Spectral excursion bound below which a TWDM ONU can be considered as loosely calibrated. Represented as an unsigned integer indicating the value in units of 1 GHz.
0x00: use upstream TWDM MSE value. | +| 17-24 | PtP Reserved | Reserved and set as 0 by transmitter. | +| 25-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### 11.3.3.14 Channel\_Profile message + +Table 11-18 focuses on the encoding of the PLOAM message octets. For the detailed explanation of the profile parameters, see clause 17.1.1. + +**Table 11-18 – Channel\_Profile message** + +| Octet | Content | Description | +|-------|-----------------|--------------------------------------------| +| 1-2 | ONU-ID | 0x03FF, Broadcast ONU-ID. | +| 3 | Message type ID | 0x18, "Channel_Profile". | +| 4 | SeqNo | Eight-bit broadcast PLOAM sequence number. | + +**Table 11-18 – Channel\_Profile message** + +| Octet | Content | Description | +|-------|-----------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5 | Control octet |

An octet of the form CCCC 0TDU, where:

CCCC – Channel profile identifier which is unique for each TWDM channel that exists in the system. The allocated channel profile identifiers are only required to be distinct, and do not have to be consecutive or ordered in any particular way.

T – This channel indicator:
T = 0: The channel profile pertains to another TWDM channel
T = 1: The channel profile pertains to the TWDM channel in which it is transmitted (necessarily, D = 0)

D – Downstream void indicator:
D = 0: Downstream descriptor valid
D = 1: Downstream descriptor to be ignored

U – Upstream void indicator:
U = 0: Upstream descriptor valid
U = 1: Upstream descriptor to be ignored

Flags T, D, and U enable a downstream transmission to supply a descriptor for an upstream channel.

| +| 6 | Channel profile version |

VVVV 0000, where:

VVVV – Four-bit channel profile version

If the content of the channel profile changes, the OLT CT should ensure that the version also changes, so that the ONU can detect updates solely on the basis of the version field.

| +| 7-10 | PON-ID |

A 32-bit static value which is carried in the operation control (OC) structure of each downstream PHY frame in the specified TWDM channel (see clause 10.1.1.3); consists of 28-bit administrative label (octets 7 through 9 and 4 MSBs of octet 10) and DWLCH ID (4 LSBs of octet 10).

| +| 11 | Downstream frequency offset |

The difference (if known) between the actual OLT CT Tx frequency and the nominal central frequency for the given DWLCH ID (see Table 6-4), represented as a signed integer in complementary code, and expressed in units of 0.1 GHz.

0000 0000: zero offset
1000 0000: offset not known

| +| 12 | Downstream rate |

Octet of the form 0SSE LLLL with the following encoding:

SS – downstream ComTC layer line rate, the codepoints are specified in the applicable PMD Recommendations.

E – Downstream FEC:
E = 0: FEC OFF
E = 1: FEC ON

LLLL – downstream line code (see the applicable PMD Recommendations)

0000: NRZ
Other codepoints are for future study.

| +| 13 | Channel partition |

Octet of the form 0000 PPPP, where

PPPP – Channel partition index.

| + +**Table 11-18 – Channel\_Profile message** + +| Octet | Content | Description | +|-------|-------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 14-17 | Default response channel | 32-bit PON-ID of the Channel_Profile message containing the descriptor of the upstream wavelength channel to use (see Table 17-2). | +| 18 | Serial number grant type indication | Reserved, set as 0 by transmitter. | +| 19-22 | AMCC window specification | Reserved, set as 0 by transmitter. | +| 23 | UWLCH ID | An octet of the form 0000 UUUU, where UUUU is the assigned upstream wavelength channel ID. | +| 24-27 | Upstream frequency | The nominal central frequency of the upstream wavelength channel or a root frequency of the cyclic set of central frequencies forming an upstream wavelength channel, expressed as an unsigned integer indicating the value in units of 0.1 GHz. | +| 28 | Optical link type | 0000 00AB
A bitmap representation of the upstream optical link type.
A – Type A support:
A = 0: Type A not supported;
A = 1: Type A supported.
B – Type B support:
B = 0: Type B not supported;
B = 1: Type B supported. | +| 29 | Upstream rate | Bitmap of the form 0000 ABCL with the following encoding:
A – Upstream nominal line rate $\rho_0 \phi_0$
A = 0: not supported;
A = 1: supported.
B – Upstream nominal line rate $\rho_0 \phi_1$
B = 0: not supported;
B = 1: supported.
C – Upstream nominal line rate $\rho_0 \phi_2$
C = 0: not supported;
C = 1: supported.
L – reserved, set as 0 by transmitter. | +| 30 | Default ONU attenuation | An octet of the form 0000 MMMM, where:
MMMM – the default ONU attenuation level
0000: No attenuation requested;
0001..0111: the default attenuation level in steps of 3 dB.
See clause 12.6.1. | +| 31 | Response threshold | An unsigned integer representing the maximum number of PLOAM messages the ONU can transmit at non-zero attenuation level while attempting to establish communication with OLT CT. Zero, if the OLT CT does not encourage ONU-activated power levelling.
See clause 12.6. | + +**Table 11-18 – Channel\_Profile message** + +| Octet | Content | Description | +|-------|----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 32 | Cloned configuration | An octet of the form 0xAB where:
A = 0000 – this is a regular system;
A = 0001 – this is a cloned system.
B is applicable to This channel only as indicated in Octet 5 (and should be set to 0x00, otherwise)
B = 0000 – this is a common channel termination; otherwise, a non-zero value of B is the operator-assigned instance identifier of the cloned subtree the channel termination belongs to, as specified by the OLT side. | +| 33-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### 11.3.3.15 Protection\_Control message + +Information regarding Protection\_Control message is provided in Table 11-19. + +**Table 11-19 – Protection\_Control message** + +| Octet | Content | Description | +|-------|------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs of one downstream wavelength. | +| 3 | Message type ID | 0x19, "Protection_Control". | +| 4 | SeqNo | Eight-bit broadcast or unicast PLOAM sequence number, as appropriate. | +| 5-8 | Protection downstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the protection downstream wavelength channel. | +| 9-12 | Protection upstream PON-ID | The 32-bit PON-ID of the channel profile that contains the descriptor for the protection upstream wavelength channel. | +| 13 | Enable/disable flag | If set to 0x00, enables wavelength channel protection for the given ONU using specified downstream and upstream protection PON-IDs (the WLCP indication returns Boolean TRUE or ON); otherwise, disables wavelength channel protection for the given ONU (the WLCP indication returns Boolean FALSE or OFF). In the latter case, the PON-IDs in octets 5..12 are ignored. | +| 14-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +#### 11.3.3.16 Change\_Power\_Level message + +Information regarding Change\_Power\_Level message is provided in Table 11-20. + +**Table 11-20 – Change\_Power\_Level message** + +| Octet | Content | Description | +|-------|-----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all tuned-in ONUs. | +| 3 | Message type ID | 0x1A, "Change_Power_Level". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5 | Operation type | 0000 00TT
TT – Operation type:
00: direct attenuation level control;
01: decrease launch optical power by applying next supported attenuation level;
10: increase launch optical power by applying next supported attenuation level;
11: request current attenuation level.
If the ONU is unable to change its launch optical power because it is already at its maximum (or minimum) setting, or if the specified attenuation level is not supported, then the ONU should not execute this request, responding with an Acknowledgement message containing the completion code that indicates a Parameter Error. | +| 6 | Attenuation | See clause 11.2.6.7. | +| 7-40 | Padding | Set to 0x00 by the transmitter and treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +#### 11.3.3.17 Power\_Consumption\_Inquire message + +Information regarding Power\_Consumption\_Inquire message is provided in Table 11-21. + +**Table 11-21 – Power\_Consumption\_Inquire message** + +| Octet | Content | Description | +|-------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all tuned-in ONUs. | +| 3 | Message type ID | 0x1B, "Power_Consumption_Inquire". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM_IK in case of broadcast message, and using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +#### 11.3.3.18 Reboot\_ONU message + +Table 11-22 describes the Reboot ONU message. + +**Table 11-22 – Reboot\_ONU message** + +| Octet | Content | Description | +|-------|-----------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs.
A single ONU is addressed in this message either through an assigned ONU-ID or through Vendor_ID and VSSN with ONU-ID set to 0x3FF (broadcast ID).
All ONUs are addressed on the PON when ONU-ID is set to 0x3FF (broadcast ID) and Vendor-ID and VSSN fields are set to 0x00. | +| 3 | Message type ID | 0x1D, "Reboot_ONU". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number, as appropriate. | +| 5-8 | Vendor_ID | See clause 11.2.6.1. This field is inspected only when ONU-ID is set to 0x03FF (broadcast ID). | +| 9-12 | VSSN | See clause 11.2.6.2. This field is inspected only when ONU-ID is set to 0x03FF (broadcast ID). | +| 13 | Reboot depth | This field defines the enumerated values:
0x0 MIB reset (MIB reset is defined in clause 9.1.3 of ITU-T G.988)
0x1 Perform equivalent of OMCI reboot (clause A.2.35 of ITU-T G.988)
0x2 Perform equivalent of power cycle reboot
0x3 Configuration reset, then perform MIB reset and reboot*
0x4..0xFF Reserved
*Sometimes ONU may not come up even after OMCI reboot or power-cycle reboot due to saved configuration in the non-volatile memory of the ONUs. When action is set to 0x3, ONU will reset, clear its previously saved configuration (e.g., VoIP configuration and dual managed ONU configuration), perform a MIB reset and then reboot. Factory configuration (serial number and MAC) and registration ID, software images and indication of which image is committed should not be affected by this action.
These mechanisms are intended to be used as a last resort to revive the ONU.
Note – Applicable ONU states of the Reboot_ONU PLOAM is up to the implementation. | +| 14 | Reboot Image | This field defines which image will be loaded and executed (i.e., which image will be active) upon reboot using the enumerated values:
0x0 Load and execute the image that is currently committed
0x1 Load and execute the image that is not currently committed
This field is ignored when Reboot depth = 0x0 | +| 15 | ONU State | This field defines the enumerated values:
0x0 Reboot if ONU is in any state
0x1 Reboot only if ONU is in states O1, O2-3 | + +**Table 11-22 – Reboot\_ONU message** + +| Octet | Content | Description | +|-------|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 16 | Flags | Bits 2-1:
00 Reboot regardless of POTS/VoIP call state
01 Reboot only if no POTS/VoIP calls are in progress
10 Reboot only if no emergency call is in progress
11 Reserved
Bits 8-3: Reserved | +| 17-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the default PLOAM integrity key. | + +#### **11.3.3.19 Bonded\_Channel\_Status message** + +Information regarding Bonded\_Channel\_Status message is provided in Table 11-23. + +**Table 11-23 – Bonded\_Channel\_Status message** + +| Octet | Content | Description | +|-------|--------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU or broadcast message to all ONUs. As a broadcast to all ONUs, ONU-ID = 0x03FF. Only bonded ONUs can understand and respond to this message | +| 3 | Message type ID | 0x1E, "Bonded_Channel_Status". | +| 4 | SeqNo | Eight-bit unicast or broadcast PLOAM sequence number. | +| 5 | Opcode/Correlation ID | 0x00: Status request, the remainder of the message shall be ignored.
Non zero code: Instruction Correlation ID | +| 6-13 | Wavelength channel 1..8 status | Wavelength channel status:
0x00 – Bond (if present)
0x01 – Suspend (if present)
0xFF – Known to be absent
Other code points reserved | +| 14-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### **11.3.3.20 Get\_Set\_Capabilities message** + +Table 11-24 describes the Get\_Set\_Capabilities message. + +**Table 11-24 – Get\_Set\_Capabilities message** + +| Octet | Content | Description | +|-------|-----------------|------------------------------------| +| 1-2 | ONU-ID | Directed message to one ONU. | +| 3 | Message type ID | 0x1F, " Get_Set_Capabilities ". | +| 4 | SeqNo | Eight-bit unicast sequence number. | + +**Table 11-24 – Get\_Set\_Capabilities message** + +| Octet | Content | Description | +|-------|--------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5 | ONU Capability Query/Set | An octet of the form RRRR RRRS, where:
S = 0: Query of the ONU capability.
S = 1: Setting of the ONU capability.
R – reserved, set to 0 by the transmitter; treated as "don't care" by the receiver. | +| 6-40 | Reserved | Reserved and set as 0 by transmitter | +| 41-48 | MIC | Message integrity check, computed using the ONU-specific derived shared PLOAM_IK in case of directed message. | + +### 11.3.4 Upstream PLOAM message formats + +#### 11.3.4.1 Serial\_Number\_ONU message + +Information regarding Serial\_Number\_ONU message is provided in Table 11-25. + +**Table 11-25 – Serial\_Number\_ONU message** + +| Octet | Content | Description | +|-------|---------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | 0x03FF, Unassigned ONU-ID; or in case of an ONU with multiple PON interfaces undergoing activation on the second and subsequent PON interfaces, the ONU-ID previously assigned to the pilot PON interface, which has been activated first. | +| 3 | Message type ID | 0x01, "Serial_Number_ONU" | +| 4 | SeqNo | Set to 0x00 for all instances of Serial_Number_ONU PLOAM message. | +| 5-8 | Vendor_ID | See clause 11.2.6.1. | +| 9-12 | VSSN | See clause 11.2.6.2. | +| 13-16 | Random_delay | The random delay used by the ONU when sending this message, expressed in time quanta. | +| 17-18 | Correlation tag | See clause 11.2.6.3. | +| 19-22 | Current downstream PON-ID | The PON-ID received by the ONU in its current downstream wavelength channel. | +| 23-26 | Current upstream PON-ID | The PON-ID of the Channel_Profile message containing the descriptor of the upstream wavelength channel in which the ONU is transmitting. | +| 27-34 | Calibration record status | See clause 11.2.6.4. | +| 35 | Tuning granularity | See clause 11.2.6.5. | +| 36 | One-step tuning time | See clause 11.2.6.6. | + +**Table 11-25 – Serial\_Number\_ONU message** + +| Octet | Content | Description | +|-------|-------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 37 | Upstream line rate capability |

A bitmap of the form 0000 ABCL indicating the ONU's upstream nominal line rate capability:

A – Upstream nominal line rate \rho_0\phi_0
A = 0: not supported;
A = 1: supported.

B – Upstream nominal line rate \rho_0\phi_1
B = 0: not supported;
B = 1: supported.

C – Upstream nominal line rate \rho_0\phi_2
C = 0: not supported;
C = 1: supported.

L – reserved, set as 0 by transmitter.

| +| 38 | Attenuation | See clause 11.2.6.7. | +| 39 | Power levelling capability | See clause 11.2.6.8. | +| 40 | Activation Debug information |

The octet of the form DDDD RRCS.

DDDD is the activation reason code that reflects the most recent transition to O2-3 state.

The Activation reason code has the following code points:

0000 – activation debug is not supported, no previous operation history is available, or the ONU is in a factory-fresh configuration.

0001 – Deactivate_ONU-ID PLOAM has been received in O2-3;

0010 – Deactivate_ONU-ID PLOAM has been received in O4;

0011 – Deactivate_ONU-ID PLOAM has been received in another state (that is, a state with a functional OMCC);

0100 – Calibration_Request PLOAM has been received in O2-3;

0101 – the ONU is being enabled after Emergency Stop (that is, after a sojourn in O7 state);

0110 – LODS has occurred in O2-3;

0111 – LODS has occurred in O4;

1000 – TOZ has expired in O2-3;

1001 – TO1 has expired in O4;

1010 – TO2 has expired in O6;

1011 – TO4 has expired in O8;

1100 – TO5 has expired in O9;

1101 – ONU has lost power.

Other code points reserved.

C is channel change flag, which is set in connection with a non-zero value of the Activation reason code to indicate that the wavelength channel has been changed, and the new value was pre-determined by the PLOAM protocol. The C flag is persistent between activation attempts, and is cleared, once the OMCC is established.

| + +**Table 11-25 – Serial\_Number\_ONU message** + +| Octet | Content | Description | +|-------|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | S is a scan flag which is set to indicate the current channel (which may or may not change from the previous activation) has been found in the course of wavelength channel scanning. The S flag is persistent between activation attempts, and is cleared, once the OMCC is established.
R – reserved; ONU sets this bit to zero. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### 11.3.4.2 Registration message + +Information regarding Registration message is provided in Table 11-26. + +**Table 11-26 – Registration message** + +| Octet | Content | Description | +|-------|-----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x02, "Registration". | +| 4 | SeqNo | Repeated from downstream Request_Registration message, or 0 if generated in response to a ranging grant in the Ranging state (O4). | +| 5-40 | Registration_ID | A string of 36 octets that has been assigned to the subscriber on the management level, entered into and stored in non-volatile storage at the ONU. Registration_ID may be useful in identifying a particular ONU installed at a particular location. The default is a string of 0x00 octets (Note). | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +NOTE – It is recommended that the Registration\_ID be a string of ASCII characters, justified in the lower-numbered bytes of the registration message, and with 0x00 values in unused byte positions. + +#### 11.3.4.3 Key\_Report message + +Information regarding Key\_Report message is provided in Table 11-27. + +**Table 11-27 – Key\_Report message** + +| Octet | Content | Description | +|-------|-----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x05, "Key_Report". | +| 4 | SeqNo | Repeats the value from the downstream Key_Control message. If the length of the keying material requires that several Key_Report messages be sent upstream, the sequence number is the same in each of them. | +| 5 | Report type | 0000 000R
R – Report type:
R = 0: New key;
R = 1: Report on existing key. | + +**Table 11-27 – Key\_Report message** + +| Octet | Content | Description | +|-------|-----------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 6 | Key index | 0000 00BB, where:
BB – Key index:
01: First key of a key pair;
10: Second key of a key pair. | +| 7 | Fragment number | 0000 0FFF
FFF: Three-bit fragment number, range 0..7. The first fragment is number 0.
The last fragment may be partial, padded with 0x00 at the least significant end (Note). | +| 8 | Reserved | Set to 0x00 by the transmitter and treated as "don't care" by the receiver | +| 9-40 | Key_Fragment | Key fragment, 32 bytes.
Any padding that may be required is in the higher-numbered bytes of the message.
For a report on the existing key, a single fragment containing the key name is sent.
Key_Name = BC_CMAC (KEK, encryption_key 0x33313431353932363533353839373933, 128).
For a new key, KEK_encrypted key is used. KEK_Encrypted_key = BC_ECB (KEK, encryption_key). | +| 41-48 | MIC | Message integrity check, computed using the ONU-specific derived shared PLOAM integrity key. | + +NOTE – This parameter supports the long-term extensibility of the data encryption key exchange protocol. The currently specified (see clause 15.4) 128- and 256-bit cryptographic methods for the data encryption (AES-128, AES-256, SM4, etc.) require a single key fragment and only one Key\_Report PLOAM message to transmit the key. + +#### 11.3.4.4 Acknowledgement message + +Information regarding Acknowledgement message is provided in Table 11-28. + +**Table 11-28 – Acknowledgement message** + +| Octet | Content | Description | +|-------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x09, "Acknowledgement". | +| 4 | SeqNo | Same as downstream sequence number. Set to the value of SeqNo in the downstream PLOAM message to which the present message provides an acknowledgement. If the ONU has no upstream message to send (keep-alive grant from OLT), it sets the upstream sequence number to 0x00. If the ONU has no upstream message to send, it treats a PLOAMu flag set by the OLT as a keep-alive grant, and generates the present message, setting the upstream sequence number to 0x00 and the Completion code to 0x01. | + +**Table 11-28 – Acknowledgement message** + +| Octet | Content | Description | +|-------|----------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 5 | Completion_code | Completion code:
0x00: OK;
0x01: No message to send;
0x02: Busy, preparing a response;
0x03: Unknown message type;
0x04: Parameter error;
0x05: Processing error.
0x06: Unsolicited indication of traffic activity.
0x07: Mode of operation not supported.
Other values reserved. | +| 6 | Attenuation | See clause 11.2.6.7. | +| 7 | Power levelling capability | See clause 11.2.6.8. | +| 8-9 | Busy Alloc-ID | In response to an idle support contention-based allocation, a request for a directed allocation to the specified Alloc-ID, which has traffic for upstream transmission; LSB-justified within a two-octet field.
Octet 8 set to 0xC0 indicates that all Alloc-IDs of the sender ONU require directed allocations.
Set to 0x0000, otherwise. | +| 10-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the ONU-specific derived shared PLOAM integrity key. | + +#### 11.3.4.5 Sleep\_Request message + +Information regarding Sleep\_Request message is provided in Table 11-29. + +**Table 11-29 – Sleep\_Request message** + +| Octet | Content | Description | +|-------|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x10, "Sleep_Request". | +| 4 | SeqNo | Always 0x00 | +| 5 | Activity_level | Activity level:
0x00: Sleep_Request (Awake)
0x03: Sleep_Request (WSleep)
Watchful sleep mode request: when in a LowPower state, the ONU periodically checks the downstream traffic for wake-up indications from the OLT CT.
Other values reserved. | +| 6-40 | Padding | Set to 0x00 by the transmitter and treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check, computed using the ONU-specific derived shared PLOAM integrity key. | + +#### 11.3.4.6 Tuning\_Response message + +The Tuning\_Response PLOAM message is used in the process of ONU wavelength channel handover (see clause 17.3). Information regarding Tuning\_Response message is provided in Table 11-30. + +**Table 11-30 – Tuning\_Response message** + +| Octet | Content | Description | +|-------|-----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender | +| 3 | Message type ID | 0x1A, "Tuning_Response". | +| 4 | SeqNo | Eight-bit unicast PLOAM sequence number. Repeats the value from the downstream Tuning_Control PLOAM message. The same value is used in Tuning_Response(ACK) and subsequent Tuning_Response(Complete_u/ROLLBACK) messages. Note that in case of Tuning_Response(Complete_u), the OLT CT ignores this value. | +| 5 | Operation code | Operation code:
0x00: ACK;
0x01: NACK;
0x03: Complete_u;
0x04: ROLLBACK.
Other values reserved. | +| 6-7 | Response code | Response code:
0x0000: As long as Operation code is ACK or Complete_u.
Response codes reported with NACK operation code (see Table 17-3 in clause 17.3.2 for the explanation of failure conditions):
0x0001: INT_SFC;
0x0002: DS_ALBL;
0x0004: DS_VOID;
0x0008: DS_PART;
0x0010: DS_TUNR;
0x0020: DS_LNRT;
0x0040: DS_LNCD;
0x0080: US_ALBL;
0x0100: US_VOID;
0x0200: US_TUNR;
0x0400: US_CLBR;
0x0800: US_LKTP;
0x1000: US_LNRT;
0x2000: US_LNCD.
Response codes reported with ROLLBACK operation code (see Table 17-4 in clause 17.3.2 for the explanation of failure conditions):
0x0001: COM_DS;
0x0002: DS_ALBL;
0x0004: DS_LKTP;
0x0008: US_ALBL;
0x0010: US_VOID; | + +**Table 11-30 – Tuning\_Response message** + +| Octet | Content | Description | +|-------|-------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | 0x0020: US_TUNR;
0x0040: US_LKTP;
0x0080: US_LNRT;
0x0100: US_LNCD.

Other values reserved. | +| 8-11 | Vendor_ID | See clause 11.2.6.1. | +| 12-15 | VSSN | See clause 11.2.6.2. | +| 16-17 | Correlation tag | See clause 11.2.6.3. | +| 18-21 | PON-ID | The PON-ID received by the ONU in its current downstream wavelength channel. | +| 22 | UWLCH ID | An octet of the form 0000 UUUU, where:
UUUU – the UWLCH ID of the upstream wavelength channel in which the ONU is transmitting. | +| 23-30 | Calibration record status | See clause 11.2.6.4. | +| 31 | Tuning granularity | See clause 11.2.6.5. | +| 32 | One-step tuning time | See clause 11.2.6.6. | +| 33 | Upstream line rate capability | An indicator of ONU's upstream nominal line rate capability of the form 0000 ABCL, where:
A – Upstream nominal line rate $\rho_0 \phi_0$
A = 0: not supported;
A = 1: supported.
B – Upstream nominal line rate $\rho_0 \phi_1$
B = 0: not supported;
B = 1: supported.
C – Upstream nominal line rate $\rho_0 \phi_2$
C = 0: not supported;
C = 1: supported.
L – reserved, set as 0 by transmitter. | +| 34 | Attenuation | See clause 11.2.6.7. | +| 35 | Power levelling capability | See clause 11.2.6.8. | +| 36-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### 11.3.4.7 Power\_Consumption\_Report message + +Information regarding Power\_Consumption\_Report message is provided in Table 11-31. + +**Table 11-31 – Power\_Consumption\_Report message** + +| Octet | Content | Description | +|-------|-------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x1B, "Power_Consumption_Report". | +| 4 | SeqNo | Same as downstream sequence number.
Set to the value of SeqNo in the downstream Power_Consumption_Inquire PLOAM message to which the present message provides a response. | +| 5-28 | Power consumption | Power consumption containing a 16-bit indicator for each TWDM channel in the system.
Packing and arrangement is: "DDDDUUUU XXXX XXXX XXXX XXXX" repeats 8 times, each one represents one downstream/upstream wavelength channel and its associated power consumption estimation information.
DDDDUUUU – TWDM downstream/upstream wavelength channel; 0xFF represents the 16-bits reserved.
XXXXXXXX XXXX XXXX – Power consumption of associated TWDM channel, with the unit of milliwatt (maximal value is 65.535W).
0x0000 represents the unknown power consumption of the associated TWDM channel.
ONU should report its power consumption with the linear unit milliwatt (absolute power) or that with the same offset (relative power) for different channels to the OLT.
It supports the ONU to report power consumption for eight channels in one message. ONUs can respond twice if power consumption for more than eight channels is reported. | +| 29-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### 11.3.4.8 Bonded\_Channel\_Response message + +Information regarding Bonded\_Channel\_Response message is provided in Table 11-32. + +**Table 11-32 – Bonded\_Channel\_Response message** + +| Octet | Content | Description | +|-------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x1D, "Bonded_Channel_Response". | +| 4 | SeqNo | Repeats sequence number of the corresponding downstream Bonded Channel Status message; or 0x00 if Unsolicited Channel Status Report | +| 5 | Opcode/Correlation ID | 0x00: Channel Status report (either requested or unsolicited)
Non zero code: Instruction Correlation ID being confirmed by the present PLOAM message | + +**Table 11-32 – Bonded\_Channel\_Response message** + +| Octet | Content | Description | +|-------|--------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 6-13 | Wavelength channel 1..8 status | Wavelength channel status:
0x00 – O5 Bonded
0x01 – O5 Suspended
0x04 – Out of O5, exact state cannot be determined
0x05 – No Light (O1.1)
0x06 – In activation (O1.2 through O4)
0x07 – ILODS (O6)
0x08 – Hardware failure
0xFF – Absent | +| 14-40 | Padding | Set to 0x00 by the transmitter; treated as "don't care" by the receiver. | +| 41-48 | MIC | Message integrity check computed using the default PLOAM integrity key. | + +#### **11.3.4.9 ONU\_Capabilities message** + +Information regarding ONU\_Capabilities message is provided in Table 11-33. + +**Table 11-33 – ONU\_Capabilities message** + +| Octet | Content | Description | +|-------|----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1-2 | ONU-ID | ONU-ID of the message sender. | +| 3 | Message type ID | 0x1E, "ONU_Capabilities". | +| 4 | SeqNo | Repeated from downstream Get_Set_Capabilities message. | +| 5 | Acknowledgement code | Completion code:
0x00: OK;
0x01: Unsupported feature requested;
Other values reserved by ITU-T.
When the Get_Set_Capabilities PLOAMd message has 'Query/Set' bit S = 0, ONU responds with completion code 0x00 (OK).
When the Get_Set_Capabilities PLOAMd message has 'Query/Set' bit S = 1, ONU responds with completion code 0x01 (Unsupported feature requested). | +| 6-40 | Capabilities | 0x00: No support for future capabilities.
Other values reserved by ITU-T. | +| 41-48 | MIC | Message integrity check, computed using the ONU-specific derived shared PLOAM integrity key. | + +## **11.4 PLOAM message operation categories** + +PLOAM messages defined in clause 11.3 can be classified into two categories: + +- PLOAM messages for general operation, see Table 11-34; +- PLOAM messages for multiple wavelength operation, see Table 11-35. + +**Table 11-34 – PLOAM messages for general operation** + +| Category | Major functions | Downstream PLOAM messages | Upstream PLOAM messages | Required hardware capabilities | +|-------------------|---------------------------------|----------------------------------------------------------------------------------------------------------------------|---------------------------------------|----------------------------------------------------------------------------------------------------------| +| General operation | Profile/capability announcement | Burst_Profile;
Get_Set_Capabilities | Acknowledgement;
ONU_Capabilities | Functions are logical link layer related;

No requirement to transceiver | +| | ONU activation | Assign_ONU-ID/
Collision_Feedback;
Ranging_Time;
Deactivate_ONU-ID;
Disable_Serial_Number;
Reboot_ONU | Serial_Number_ONU | | +| | ONU registration | Request_Registration | Registration | | +| | Encryption key control | Key_Control | Key_Report | | +| | Power management | Sleep_Allow | Sleep_Request | | +| | Power levelling | Change_Power_Level | Serial_Number_ONU;
Acknowledgement | If an ONU needs to support power levelling, its transmitter should calibrate several launch power levels | + +**Table 11-35 – PLOAM messages for multiple wavelength operation** + +| Category | Major functions | Downstream PLOAM messages | Upstream PLOAM messages | Required hardware capabilities | +|-------------------------------|--------------------------------|------------------------------------|-------------------------|-------------------------------------------------------------------------| +| Multiple wavelength operation | Profile announcement | System_Profile;
Channel_Profile | | An ONU only needs to listen. | +| | Protection switching | Protection_Control | | An ONU needs to support multiple channels or wavelength channel tuning. | +| | ONU wavelength channel bonding | Bonded_Channel_Status | Bonded_Channel_Response | An ONU needs to support multiple channels and channel bonding. | + +**Table 11-35 – PLOAM messages for multiple wavelength operation** + +| Category | Major functions | Downstream PLOAM messages | Upstream PLOAM messages | Required hardware capabilities | +|----------|---------------------------------|---------------------------------------------|--------------------------|--------------------------------------------------------------------------------------| +| | ONU wavelength channel handover | Tuning_Control | Tuning_Response | An ONU needs to support multiple channels. It also needs to support channel control. | +| | Power management | Power_Consumption_Inquire | Power_Consumption_Report | An ONU needs to monitor power consumption of different channels. | +| | Wavelength calibration | Calibration_Request
Adjust_Tx_Wavelength | | An ONU needs to support wavelength fine tuning. | + +# 12 ONU activation cycle + +## 12.1 Overview + +This clause specifies the ComTC layer behaviour of an ONU using a state machine. The unique state of this state machine that an ONU enters upon powering up is referred to as Initial state. An ONU may re-enter the Initial state under certain specified conditions. An evolution of the ONU state between two consecutive re-entries into the Initial state is known as an *activation cycle*, and the state machine itself is referred to as *the ONU activation cycle state machine*. As a matter of convenience, the ONU activation cycle state machine can be partitioned into two blocks: (1) activation proper, and (2) operation. + +## 12.2 Activation outline + +The activation proper includes three phases: downstream synchronization, serial number acquisition (ONU discovery), and ranging. + +During the downstream synchronization phase, the ONU, while remaining passive, initializes a local instance of the downstream synchronization state machine, attains synchronization to the downstream signal, and starts learning system, channel, and burst profile parameters. In a TWDM system, the ONU may repeat the process for two or more available downstream wavelength channels, and may create and store the calibration record for those channels. The phase concludes with the ONU selecting one downstream wavelength channel to proceed with activation. + +During the serial number acquisition/ONU discovery phase, the ONU, while continuing to collect the system, channel, and burst profile parameters, enables its transmitter and announces its presence on the PON by responding to serial number grants. In a TWDM system, if necessary, the OLT CT instructs the ONU to adjust its transmitter wavelength to the desired upstream wavelength channel or to resume activation at a different downstream wavelength channel. In a TWDM system, the ONU may create and store the calibration record for the upstream wavelength channel. The phase concludes when the OLT CT, which has discovered the new ONU by its serial number assigns a unique ONU-ID to the ONU. + +During the ranging phase, the ONU responds to directed ranging grants. The phase concludes when the OLT CT completes the round-trip delay measurements, computes the equalization delay, and communicates the equalization delay to the ONU. + +Note that when a dedicated activation wavelength is introduced to eliminate quiet window during activation, the above three phases are conducted in the activation wavelength channel. See Appendix IX for the details of quiet window elimination in ONU activation. + +## 12.3 Causal sequence of activation events + +The OLT CT controls the ONU activation by means of issuing serial number and ranging grants and exchanging upstream and downstream PLOAM messages. The outline of the activation events in their causal order is given below: + +- The activating ONU attains PSync and superframe synchronization and collects the ComTC-layer protocol version and burst profile information. In a TWDM system, before attaining synchronization, the ONU tunes its receiver to search for a downstream wavelength channel. A TWDM ONU also collects the system and channel information, confirming the Tx parameters, the channel partition, and the upstream line rate match those of the ONU. The TWDM ONU may repeat the downstream wavelength channel search as necessary. Actions to take upon a mismatch between the OLT CT and ONU ComTC-layer version are implementation specific. +- The ONU starts responding to the serial number grants, announcing its presence on the PON with a Serial\_Number\_ONU PLOAM message responding to serial number grants with rate-dependent broadcast Alloc\_ID (see Table 6-2). The ONU may exercise power levelling if capable of doing so. The Serial\_Number\_ONU PLOAM message declares the ONU's serial number and the random delay used for transmission. In a TWDM system, the ONU makes best effort to tune its transmitter to the upstream wavelength channel ID (specified by the Channel\_Profile message). In a TWDM system, the Serial\_Number\_ONU PLOAM message in addition reports the selected downstream wavelength channel, the calibration record status, and the tuning/dithering capabilities. It also contains the Correlation tag field which allows the ONU to associate OLT CT's feedback in the form of Calibration\_Request or Adjust\_Tx\_Wavelength PLOAM message with the specific transmitted message. +- When the OLT CT discovers the serial number of a newly connected ONU, it may assign an ONU-ID to the ONU using the Assign\_ONU-ID PLOAM message. In a TWDM system, the OLT CT may assist the ONU in tuning its transmitter to the desired upstream wavelength channel with Adjust\_Tx\_Wavelength PLOAM message, or request that ONU calibrate another wavelength channel with Calibration\_Request PLOAM message. +- The OLT CT optionally issues a directed ranging grant to a newly discovered ONU and prepares to accurately measure the response time. +- The ONU responds to a directed ranging grant with the Registration PLOAM message. +- The OLT CT optionally performs initial authentication of the ONU based on the Registration\_ID, computes the individual equalization delay, and communicates this equalization delay to the ONU using the Ranging\_Time PLOAM message. +- The ONU adjusts the start of its upstream PHY frame clock based on its assigned equalization delay. +- The ONU completes activation and starts operation. + +For the ONUs in operation, the OLT CT monitors the received signal strength indication (RSSI), the phase, and the BER of the arriving upstream transmissions. Based on the monitored information, the OLT CT may re-compute and dynamically update the equalization delay for any ONU. In a TWDM system, the OLT CT may instruct the ONU to perform upstream wavelength adjustment if the ONU is capable of doing so. + +## 12.4 ONU activation cycle state machine + +### 12.4.1 States, timers, and inputs + +Table 12-1 summarizes the ONU activation cycle states. + +**Table 12-1 – ONU activation cycle states** + +| ONU State/Substate | | Semantics | +|--------------------|-------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Ref | Full name | | +| O1 | Initial state | The ONU enters the Initial state (O1) when it originally powers up, remaining in this state in the course of downstream channel scanning and calibration, and may re-enter this state during the operation, for example, when being deactivated, or when being enabled after an emergency stop. The transmitter is off. Upon entry to O1 state, the ONU-ID, default and explicitly assigned Alloc-IDs, default XGEM Port-ID, burst profiles, and equalization delay should be discarded. The ONU synchronization state machine (see clause 10.1.3) is initialized. | +| | O1/Off-Sync
≡ O1.1 |

The substate is the entry point to O1 state. The ONU searches for and attempts to synchronize to a downstream signal. Once the downstream synchronization is attained, the ONU transitions to the O1/Profile Learning substate.

In TWDM, if the downstream wavelength channel to which the ONU attains synchronization is different from the one where the system and channel profile information has been collected, the ONU discards the system and channel profile information. In TWDM, the ONU may create and store a calibration record for the downstream wavelength channel.

| +| | O1/Profile Learning
≡ O1.2 |

The ONU starts the TProfileDwell timer, whose initial value shall be at least 10 s. The ONU parses the PLOAM partition of downstream FS frames and starts collecting system, channel, and burst profile information. Once sufficient information is collected, the ONU performs the downstream wavelength channel evaluation (see Internal events of Table 12-3). If the present downstream wavelength channel is suitable for activation then the ONU proceeds with activation and transitions to O2-3 state.

In TWDM, if the present downstream wavelength channel is unsuitable for activation then the ONU searches for an alternative downstream wavelength channel, it returns to the O1/Off-Sync substate, retaining the system and channel profile information, but discarding the burst profile information.

If timer TProfileDwell expires without sufficient profile information having been collected for evaluation, the ONU abandons the current wavelength channel, returns to the O1/Off-Sync substate, and searches for an alternative downstream wavelength channel.

| + +**Table 12-1 – ONU activation cycle states** + +| ONU State/Substate | | Semantics | +|--------------------|-------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Ref | Full name | | +| O2-3 | Serial Number state |

The ONU starts the discovery timer TOZ. The ONU activates its transmitter. Once the ONU receives a serial number grant, it responds with a Serial_Number_ONU PLOAM message.

The ONU awaits for and acts upon the discovery feedback from the OLT CT in the form of Assign_ONU-ID, and transitions to O4 state to continue activation.

In TWDM, the ONU also makes best effort to tune it to the upstream wavelength channel corresponding to the host downstream wavelength channel. Once an ONU which satisfies the minimum calibration accuracy requirement for the desired upstream wavelength channel receives a serial number grant, it responds with a Serial_Number_ONU PLOAM message.

The ONU awaits for and acts upon the discovery feedback from the OLT CT, which can be in the form of Assign_ONU-ID, Calibration_Request, or Adjust_Tx_Wavelength PLOAM messages. Depending upon the feedback, the ONU either stays in O2-3 state while retuning the transmitter, or returns to O1 state in order to calibrate another TWDM channel, or transitions to O4 state to continue activation. Upon receiving the OLT CT feedback, the ONU may create and store a calibration record for the upstream wavelength channel.

In TWDM, if the ONU supports power levelling, it may exercise the ONU-activated power levelling while responding to the serial number grants with the Serial_Number_ONU messages.

If the discovery timer TOZ expires without the ONU receiving the feedback from the OLT CT, the ONU abandons the host wavelength channel and returns to O1 state to search for an alternative downstream wavelength channel. In this case the ONU discards any collected system, channel, and burst profile information.

| +| O4 | Ranging state |

The ONU starts ranging timer TO1. While awaiting the assignment of equalization delay by the OLT CT, the ONU responds to the directed ranging grants. If the ONU receives a ranging grant with a burst profile known from a previously received Burst_Profile PLOAM message, it transmits an FS burst carrying a Registration PLOAM message. The ONU ignores the values of the DBRu flag and GrantSize field of the ranging grant allocation structure. Once the ONU receives the Ranging_Time message with absolute equalization delay, it transitions to the Operation state (O5). If timer TO1 expires, the ONU discards the assigned ONU-ID value along with default Alloc-ID and default OMCC XGEM port-ID and transitions to the Serial Number state (O2-3), while keeping the collected profile information.

| +| O5 | Operation state |

The ONU processes downstream frames and transmits upstream bursts, as directed by the OLT CT, to the full extent of the present specification. Upon entry to state O5, the ONU starts timer TO6, and restarts it in each PHY frame in which it receives an upstream allocation. Upon timer TO6 expiration, the ONU transitions to the Initial state (O1). The ONU stops timer TO6 when it leaves state O5.

| +| | O5/Associated
≡ O5.1 |

This substate is the entry point to O5 state. The upstream SDU fragmentation rules are applicable without additional restrictions. In TWDM, the ONU is associated with a specific TWDM channel, and no Tuning_Control PLOAM message is pending execution.

| + +**Table 12-1 – ONU activation cycle states** + +| ONU State/Substate | | Semantics | +|--------------------|-------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Ref | Full name | | +| | O5/Pending
≡ O5.2 |

In TWDM, the ONU has received and acknowledged a Tuning Control PLOAM message. The target downstream and upstream wavelength channels are recorded, as is the Scheduled SFC. The latter is a 16-bit value used to generate an internal event to trigger the tuning procedure.

While in the O5/Pending substate, the ONU completes upstream transmission of the SDUs whose fragmentations started while in the O5/Associated substate, applying additional fragmentation, if necessary, and transmits any whole (unfragmented) SDUs. However, the ONU does not start fragmentation of any new SDUs. If the SDU size exceeds the available FS payload, the idle XGEM frames shall be transmitted.

| +| O6 | Intermittent LODS state |

The ONU enters this state from either substate of the Operation state (O5) following the loss of downstream synchronization. Upon entry to the Intermittent LODS state (O6), the ONU starts timer TO3 if the wavelength channel protection (WLCP) is ON, or timer TO2 if WLCP is OFF. If the downstream signal is re-acquired before timer TO2 or timer TO3 expires, the ONU transitions back into the Operation state (O5). Upon timer TO2 expiration, the ONU transitions to the Initial state (O1), upon timer TO3 expiration, the ONU transitions to the Downstream Tuning state (O8).

| +| O7 | Emergency Stop state |

If an ONU receives a Disable_Serial_Number message with the 'disable' option (pertaining to the given ONU as specified by the Disable/Enable parameter of the message), it switches its laser off and transitions to the Emergency Stop state (O7).

When in the Emergency Stop state (O7), the ONU keeps the downstream synchronization state machine running and parses the PLOAM partition of downstream FS frames, but is prohibited from forwarding data in the downstream direction or sending data in the upstream direction.

If while in the Emergency Stop state (O7), the ONU loses the downstream synchronization, it retunes its receiver to find an alternative downstream wavelength channel, starting with preconfigured protection channel, if any.

If the ONU in the O7 state receives a Disable_Serial_Number message with the 'enable' option, it transitions to the Initial state (O1).

The Emergency Stop state (O7) persists over ONU reboot and power cycle.

| +| O8 | Downstream Tuning state |

In TWDM, the ONU starts downstream tuning timer TO4. The ONU attempts to resume operation in a new TWDM channel, while retaining its ComTC layer configuration, including the burst profiles as long as the system supports the advance burst profile distribution. Contingent on the specific wavelength management scenario, the new TWDM channel can be the target channel of the wavelength tuning operation, the previous working channel in case of tuning operation rollback, the preconfigured protection channel, or any available TWDM channel with matching parameters. If timer TO4 expires while the ONU is in either substate of the Downstream Tuning state (O8), the ONU transitions to the Initial state (O1) discarding the ComTC layer configuration.

| +| | O8/Off-Sync
≡ O8.1 |

This substate is the entry point to O8 state. The ONU tunes its receiver attempting to synchronize to the downstream signal. The ONU may also tune its transmitter. Once the downstream synchronization is attained, the ONU transitions to the O8/Profile Learning substate.

| + +**Table 12-1 – ONU activation cycle states** + +| ONU State/Substate | | Semantics | +|--------------------|-------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Ref | Full name | | +| | O8/Profile Learning
≡ O8.2 |

The ONU parses the PLOAM partition of downstream FS frames and collects system, channel, and burst profile information. The previously accumulated system, channel, and burst profile information may be accepted as valid, unless the corresponding profile version has changed.

Once sufficient information is collected to perform the downstream wavelength channel evaluation, the ONU makes a decision to either continue using the present downstream wavelength channel as a host, or to search for an alternative downstream wavelength channel. If the ONU decides to continue using the host downstream wavelength channel, it transitions to O9 state. If the ONU decides to search for an alternative downstream wavelength channel, it returns to the O8/Off-Sync substate, discarding the burst profile information.

| +| O9 | Upstream Tuning state |

In TWDM, the ONU starts upstream tuning timer TO5, whose initial value depends on whether the ONU is calibrated for the response, and completes its transmitter tuning.

Once the ONU receives an applicable PLOAM grant, it transmits an appropriate upstream PLOAM message, contingent upon the specific wavelength management scenario: Tuning_Response(Complete_u) in case of target TWDM channel or preconfigured TWDM channel, Tuning_Response(Rollback) in case of previous working channel after failed tuning. The ONU ignores the values of the DBRu flag and GrantSize field the directed PLOAM grant allocation structure.

The ONU transmits Tuning_Response(Complete_u) PLOAM messages in response to each directed PLOAM grant or a broadcast contention-based wavelength protection grant, available under a collision resolution protocol, until feedback from the OLT CT is received, or timer TO5 expires.

If the ONU supports power levelling, it may exercise the ONU-activated power levelling while responding to the directed PLOAM grants with the Tuning_Response PLOAM messages.

The ONU awaits for and acts upon the upstream tuning feedback from the OLT CT, either staying in the Upstream Tuning state (O9) while fine-tuning the transmitter, or completing upstream tuning and resuming normal operation in the Operation state (O5), or, if timer TO5 expires, discarding the ComTC layer configuration and returning to the Initial state (O1).

| + +Table 12-2 summarizes the ONU activation cycle state machine timers. + +**Table 12-2 – ONU activation cycle state machine timers** + +| Timer | Full name | State | Semantics and initial value | +|-------|-----------------|-------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| TOZ | Discovery timer | O2-3 |

Timer TOZ controls the duration of an ONU discovery attempt in the Serial Number state (O2-3), forcing a transition to the Initial state (O1) if the discovery feedback from the OLT CT is lacking. If the ONU is calibrated for the response, the recommended initial value of timer TOZ is 20 seconds.

| +| TO1 | Ranging timer | O4 |

Timer TO1 is used to abort an unsuccessful activation attempt by limiting the overall time an ONU can remain in the Ranging state (O4). The recommended initial value of timer TO1 is 10 seconds.

| + +**Table 12-2 – ONU activation cycle state machine timers** + +| Timer | Full name | State | Semantics and initial value | +|-------|--------------------------------------------------|-------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| TO2 | Loss of downstream synchronization (LODS) timer. | O6 | Timer TO2 is used to assert a failure to recover from an intermittent LODS condition by limiting the time an ONU can remain in the Intermittent LODS state (O6). | +| TO3 | LODS protection timer | O6 | Timer TO3 is used to initiate wavelength channel protection handover in the Intermittent LODS state (O6). TO3 is effectively set to infinity in the TDM operation mode. | +| TO4 | Downstream tuning timer | O8 | Timer TO4 is used to abort an unsuccessful wavelength channel tuning operation in O8 state, when no suitable downstream wavelength channel is found. | +| TO5 | Upstream tuning timer | O9 | Timer TO5 controls the duration of an upstream wavelength channel tuning attempt in O9 state, forcing a transition to the Initial state (O1) if the upstream tuning feedback from the OLT CT is lacking. | +| TO6 | Forgotten ONU timer | O5 | Timer TO6 allows an ONU that accidentally remains in O5 state while no longer being accounted for by the OLT CT to reactivate itself. The initial value of timer TO6, which is set autonomously by the ONU, must be 10 s. | + +The Applicable states column in Table 12-3 includes all states where the event may occur in principle, including due to protocol error. Whether an event requires processing is indicated in Table 12-4. + +**Table 12-3 – ONU activation cycle state machine inputs** + +| Input | Applicable states | Semantics | +|------------------------------------------|----------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Downstream synchronization events | | | +| DSYNC | O1/Off-Sync; O6; O8/Off-Sync. | Downstream synchronization attained. The event is generated by the downstream synchronization state machine upon transition from the Pre-Sync state to the Sync state. | +| LODS | All states and substates, except O1/Off-Sync; O6; O8/Off-Sync. | Loss of downstream synchronization. The event is generated by the downstream synchronization state machine upon transition from the Re-Sync state to the Hunt state. | +| Internal events | | | +| SFC match | O5/Pending | The recorded Scheduled SFC value matches the 16 least significant bits of the locally maintained SFC copied from the PSBd structure of the downstream PHY frame. In TWDM, the event is qualified by whether the tuning operation involves the receiver or the transmitter only.
Using the local copy of the SFC allows to recognize the SFC match event even when the downstream synchronization state machine is in the Re-Sync state (i.e., no valid downstream PHY frame is delineated). | +| DWLCH ok to work | O1/Profile Learning; O8/Profile Learning | Result of the internal system and channel profile evaluation: the channel partition, upstream optical link type and the upstream line rate match those of the ONU, the appropriate activation option for the current calibration accuracy is available, and the wavelength channel deemed suitable for activation. | + +**Table 12-3 – ONU activation cycle state machine inputs** + +| Input | Applicable states | Semantics | +|---------------------------|----------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| DWLCH not appropriate | O1/Profile Learning;
O8/Profile Learning | Result of the internal system and channel profile evaluation: either the channel partition, upstream optical link type or the upstream line rate do not match those of the ONU, the appropriate activation option for the given calibration accuracy is not available, or the wavelength channel deemed unsuitable for activation. | +| Timer events | | | +| TOZ expires | O2-3 | Timer expiration. | +| TO1 expires | O4 | Timer expiration. | +| TO2 expires | O6 | Timer expiration. | +| TO3 expires | O6 | Timer expiration. Recognized in TWDM operation mode only. | +| TO4 expires | O8 | Timer expiration. Recognized in TWDM operation mode only. | +| TO5 expires | O9 | Timer expiration. Recognized in TWDM operation mode only. | +| TO6 expires | O5 | Timer expiration. | +| BWmap events | | | +| SN grant | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 |

An SN grant is an allocation to one of the specified broadcast Alloc-IDs with a known burst profile, specific StartTime and the PLOAMu flag set.

An ONU in the Serial Number state (O2-3) recognizes an SN grant event when it receives an SN grant with known burst profile.

In TWDM, given the desired upstream wavelength channel, an ONU qualifies itself whether it is calibrated to that channel with sufficient or loose accuracy, or remains uncalibrated.

| +| Directed PLOAM grant | O4, O5, O7,
O8/Profile Learning, O9 | An allocation to one of the ONU's Alloc-IDs with a known burst profile and PLOAMu flag set. A PLOAM grant is an allocation with the StartTime and GrantSize within their respective ranges (see clause 8.1.3). An ONU in O4 state interprets a PLOAM allocation to the default Alloc-ID as a ranging grant. | +| Data grant | O4, O5, O7, O8/Profile Learning, O9 | An allocation to one of the ONU's Alloc-IDs with a known burst profile and non-zero GrantSize. | +| PLOAM events | | | +| ONU-ID Assignment | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Broadcast Assign_ONU-ID PLOAM message with matching SN, matching ONU-ID, or both is received. | +| EqD Assignment | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Directed Ranging_Time PLOAM message with absolute delay specification is received | +| Deactivate ONU-ID request | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Deactivate_ONU-ID PLOAM message received (broadcast in O2-3state, either directed or broadcast in other states) | +| Disable SN request | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Disable_Serial_Number PLOAM message with Disable option received (Disable All, Disable specific SN, or Disable_Discovery options in O2-3 state, Disable All, Disable specific SN options in other states). | + +**Table 12-3 – ONU activation cycle state machine inputs** + +| Input | Applicable states | Semantics | +|---------------------------------------|----------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Enable SN request | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Disable_Serial_Number PLOAM message with Enable option received (broadcast or SN-specific). | +| Calibration request | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Calibration_Request PLOAM message received. This event is only recognized in the TWDM operation mode. | +| Tuning request | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Tuning_Control PLOAM messages received with the request to tune the ONU to the specified pair of target downstream and target upstream wavelength channels at Scheduled SFC value. This event is only recognized in the TWDM operation mode. | +| US Tuning confirmation | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | Tuning_Control PLOAM messages with confirmation of the upstream wavelength tuning completion (Complete_d operation code), or a directed PLOAM message of any of the following types: Request_Registration, Assign_Alloc-ID, Key_Control, Sleep_Allow. This event is only recognized in the TWDM operation mode. | +| Other PLOAM messages* | | | +| System_Profile | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | PLOAM message of specific type is received. | +| Channel_Profile | same as above | PLOAM message of specific type is received. | +| Burst_Profile | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | PLOAM message of specific type is received. | +| Ranging_Time
(relative adjustment) | same as above | Either directed or broadcast Ranging_Time PLOAM message with relative delay specification is received. | +| Request_Registration | same as above | PLOAM message of specific type is received. | +| Assign_Alloc-ID | same as above | PLOAM message of specific type is received. | +| Key_Control | same as above | PLOAM message of specific type is received. | +| Sleep_Allow | same as above | PLOAM message of specific type is received. | +| Adust_Tx_Wavelength | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | PLOAM message of specific type is received. | +| Protection_Control | O1/Profile Learning,
O8/Profile Learning,
O2-3, O4, O5, O7, O9 | PLOAM message of specific type is received. | + +\* Although the input events of this part do not drive the ONU state machine, their effect depends on the ONU state at the time the event occurs (the message is received). + +### 12.4.2 ONU state diagram + +The ONU activation cycle state transition diagram in the general case of the TWDM operation mode is graphically represented in Figure 12-1. + +![ONU state diagram in TWDM operation mode. The diagram shows a sequence of states: Initial state (O1) containing Off-Sync (O1.1) and Profile learning (O1.2); Serial Number state (O2-3); Ranging state (O4); Operation state (O5) containing Associated (O5.1) and Pending (O5.2); US Tuning state (O9); DS Tuning state (O8) containing Off-Sync (O8.1) and Profile Learning (O8.2); Intermittent LODS state (O6); and Emergency Stop state (O7). Transitions are triggered by various events such as Disable SN request, DWLCH OK to work, TO1 expires, ONU-ID assignment, EqD assignment, LODS, TOZ expires, calibration request, TO6 expires, TO2 expires, TO3 expires, TO4 expires, TO5 expires, US tuning confirm, SFC match, and Enable SN request.](95be50ec094942200786128aa936cfae_img.jpg) + +``` + +stateDiagram-v2 + [*] --> O1 + subgraph O1 [Initial state (O1)] + O1.1[Off-Sync (O1.1)] --> O1.2[Profile learning (O1.2)] : DSYNC + O1.2 --> O1.1 : LODS, or DWLCH not appropriate + end + O1.2 --> O23[Serial Number state (O2-3)] : DWLCH OK to work + O23 --> O4[Ranging state (O4)] : ONU-ID assignment + O4 --> O23 : TO1 expires + O4 --> O5[Operation state (O5)] : EqD assignment + + subgraph O5 [Operation state (O5)] + O5.1[Associated (O5.1)] --> O5.2[Pending (O5.2)] : Tuning request + O5.2 --> O5.1 : LODS + O5.1 --> O5.1 : LODS + end + + O5.1 --> O9[US Tuning state (O9)] : SFC match for Tx tuning + O5.2 --> O9 : SFC match for Tx tuning + O5.2 --> O8 : SFC match for Rx/Tx tuning + + O5.1 --> O6[Intermittent LODS state (O6)] : LODS + O5.2 --> O6 : LODS + + O9 --> O5.1 : US tuning confirm + O6 --> O9 : TO2 expires + O6 --> O5.1 : DSYNC + + O5 --> O8[DS Tuning state (O8)] : TO6 expires, or deactivate ONU-ID request + O6 --> O8 : TO3 expires + O9 --> O8 : TO5 expires, or deactivate ONU-ID request + + subgraph O8 [DS Tuning state (O8)] + O8.1[Off-Sync (O8.1)] --> O8.2[Profile Learning (O8.2)] : DSYNC + O8.2 --> O8.1 : LODS, or DWLCH not appropriate + end + + O8.2 --> O5.1 : DWLCH OK to work + + O23 --> O1 : LODS, TOZ expires, calibration request Or deactivate ONU-ID request + O4 --> O1 : LODS, or deactivate ONU-ID request + O8 --> O1 : TO4 expires, or deactivate ONU-ID request + + O1 --> O7[Emergency Stop state (O7)] : Disable SN request + O23 --> O7 : Disable SN request + O4 --> O7 : Disable SN request + O5 --> O7 : Disable SN request + O9 --> O7 : Disable SN request + O8 --> O7 : Disable SN request + + O7 --> O1 : Enable SN request + +``` + +ONU state diagram in TWDM operation mode. The diagram shows a sequence of states: Initial state (O1) containing Off-Sync (O1.1) and Profile learning (O1.2); Serial Number state (O2-3); Ranging state (O4); Operation state (O5) containing Associated (O5.1) and Pending (O5.2); US Tuning state (O9); DS Tuning state (O8) containing Off-Sync (O8.1) and Profile Learning (O8.2); Intermittent LODS state (O6); and Emergency Stop state (O7). Transitions are triggered by various events such as Disable SN request, DWLCH OK to work, TO1 expires, ONU-ID assignment, EqD assignment, LODS, TOZ expires, calibration request, TO6 expires, TO2 expires, TO3 expires, TO4 expires, TO5 expires, US tuning confirm, SFC match, and Enable SN request. + +**Figure 12-1 – ONU state diagram in TWDM operation mode** + +The simplified ONU activation cycle state transition diagram of the TDM operation mode involving single wavelength channel pair is graphically represented in Figure 12-2. Note that in the TDM operation mode the O5/Associated substate (O5.1) is essentially the Operation state (O5). + +![Figure 12-2 –ONU state diagram in TDM operation mode. The diagram shows a state machine with seven main states: Initial state (O1), Serial Number state (O2-3), Ranging state (O4), Operation state (O5), Intermittent LODS state (O6), and Emergency Stop state (O7). Transitions are triggered by events like 'Disable SN request', 'DSYNC and profiles acquired', 'LODS or deactivate ONU-ID request', 'TO1 expires', 'ONU-ID assignment', 'EqD assignment', 'TO6 expires, or deactivate ONU-ID request', 'TO2 expires', and 'Enable SN request'. Internal transitions within Initial state (O1) and Operation state (O5) are labeled 'LODS' and 'DSYNC'.](0ab0282f295c2fcf97b7197e7aeb1381_img.jpg) + +``` + +stateDiagram-v2 + [*] --> O1 + state "Initial state (O1)" as O1 { + [*] --> O1.1 + O1.1 --> O1.2 : LODS + O1.2 --> O1.1 : DSYNC + } + O1 --> O23 : DSYNC and profiles acquired + state "Serial Number state (O2-3)" as O23 + O23 --> O4 : ONU-ID assignment + O4 --> O23 : TO1 expires + state "Ranging state (O4)" as O4 + O4 --> O5 : EqD assignment + O5 --> O23 : Disable SN request + state "Operation state (O5)" as O5 { + [*] --> O5.1 + O5.1 --> O5.1 : LODS + O5.1 --> O6 : DSYNC + } + O5 --> O6 : TO6 expires, or deactivate ONU-ID request + state "Intermittent LODS state (O6)" as O6 + O6 --> O5 : TO2 expires + O6 --> O7 : Enable SN request + O7 --> O1 : Disable SN request + O7 --> O23 : Disable SN request + O7 --> O4 : Disable SN request + O7 --> O5 : Disable SN request + O7 --> O6 : Disable SN request + O23 --> O1 : Disable SN request + O23 --> O4 : LODS or deactivate ONU-ID request + O4 --> O1 : Disable SN request + O4 --> O23 : LODS or deactivate ONU-ID request + O5 --> O1 : Disable SN request + O5 --> O23 : LODS or deactivate ONU-ID request + O5 --> O6 : LODS + O5 --> O7 : Disable SN request + +``` + +Figure 12-2 –ONU state diagram in TDM operation mode. The diagram shows a state machine with seven main states: Initial state (O1), Serial Number state (O2-3), Ranging state (O4), Operation state (O5), Intermittent LODS state (O6), and Emergency Stop state (O7). Transitions are triggered by events like 'Disable SN request', 'DSYNC and profiles acquired', 'LODS or deactivate ONU-ID request', 'TO1 expires', 'ONU-ID assignment', 'EqD assignment', 'TO6 expires, or deactivate ONU-ID request', 'TO2 expires', and 'Enable SN request'. Internal transitions within Initial state (O1) and Operation state (O5) are labeled 'LODS' and 'DSYNC'. + +**Figure 12-2 –ONU state diagram in TDM operation mode** + +### 12.4.3 ONU state transition table + +Table 12-4 is more detailed than the state diagram of clause 12.4.2. In Table 12-4 a shaded cell indicates that an event is not applicable in the given state; a dash within a cell indicates that the event is not processed (ignored) in the given state. For the receipt of the PLOAM messages that do not drive the ONU activation cycle state machine, Table 12-4 only indicates whether the event is processed (plus) or ignored (dash) in the given state. The specific effects of the PLOAM message receipt are discussed in the corresponding clauses of this Recommendation. The ComTC layer configuration parameter sets referenced in Table 12-4 are specified in Table 12-5. + +Table 12-4 – ONU activation cycle state transition table + +| Events | ONU activation cycle states | | | | | | | | | | | +|----------------------------------------------------------------------|----------------------------------------------------|--------------------------|--------------------------------------|---------------------------|-------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-------------------------------|----------------------------|-------------------------------|-----------------------------------|-----------------------------| +| | Initial state
O1 | | Serial Number state
O2-3 | Ranging state
O4 | Operation state
O5 | | Intermittent LODS state
O6 | Emergency Stop state
O7 | Downstream Tuning state
O8 | | Upstream Tuning state
O9 | +| | Off-Sync
O1.1 | Profile Learning
O1.2 | | | Associated
O5.1 | Pending
O5.2 | | | Off-Sync
O8.1 | Profile Learning
O8.2 | | +| Power up
If last operational state was O7 ==> O7
else ==> O1.1 | | | | | | | | | | | | +| Downstream synchronization attained
DSYNC | IF DWLCH ID has changed, Discard VII;
==> O1.2; | | | | | | Stop TO2/TO3;
==> O5.1; | | ==> O8.2; | | | +| Loss of downstream synchronization
LODS | | Discard I;
==> O1.1; | Discard I;
Stop TOZ;
==> O1.1; | Discard III;
==> O1.1; | if WLCP ON
{ Start TO3;}
else
{ Start TO2; }
Stop TO6;
==> O6; | if WLCP ON
{ Start TO3;}
else
{ Start TO2; }
Stop TO6;
==> O6; | | – | | Discard I;
==> O8.1; | – | +| SFC match;
Rx only or
Rx and Tx tuning | | | | | | Stop TO6;
Start TO4;
Discard I;
==> O8.1; | | | | | | +| SFC match;
Tx only tuning | | | | | | Stop TO6;
Start TO5;
==> O9; | | | | | | +| Downstream wavelength channel is OK to work | | Start TOZ;
==> O2-3 | | | | | | | | Stop TO4;
Start TO5;
==> O9 | | +| Downstream wavelength channel is not appropriate | | Discard I;
==> O1.1; | | | | | | | | Discard I;
==> O8.1; | | + +**Table 12-4 – ONU activation cycle state transition table** + +| Events | ONU activation cycle states | | | | | | | | | | | +|----------------------|-----------------------------|--------------------------|-----------------------------------------------------------------|----------------------------------------|------------------------------------------------------------------------------|-----------------------------------------------------------|-------------------------------------------|----------------------------|-------------------------------|--------------------------|--------------------------------------------------| +| | Initial state
O1 | | Serial Number state
O2-3 | Ranging state
O4 | Operation state
O5 | | Intermittent LODS state
O6 | Emergency Stop state
O7 | Downstream Tuning state
O8 | | Upstream Tuning state
O9 | +| | Off-Sync
O1.1 | Profile Learning
O1.2 | | | Associated
O5.1 | Pending
O5.2 | | | Off-Sync
O8.1 | Profile Learning
O8.2 | | +| Timer TOZ expires | | | Discard I;
==> O1.1; | | | | | | | | | +| Timer TO1 expires | | | | Discard II;
Start TOZ;
==> O2-3; | | | | | | | | +| Timer TO2 expires | | | | | | | {Discard V;
==> O1.1;} | | | | | +| Timer TO3 expires | | | | | | | { Discard I;
Start TO4;
==> O8.1; } | | | | | +| Timer TO4 expires | | | | | | | | | Discard V;
==> O1.1; | | | +| Timer TO5 expires | | | | | | | | | | | Discard V;
==> O1.1; | +| Timer TO6 expires | | | | | {Discard V;
==> O1.1;} | | | | | | | +| SN grant | | – | if
RSSIminSI<
RSSImax,
send
SN_ONU
PLOAM; | – | – | – | | – | | – | – | +| Directed PLOAM grant | | | | Send
Registration
PLOAM; | Restart TO6;
Send PLOAM message as required
by general PLOAM protocol; | | | – | | – | Send appropriate
Tuning_
Response
PLOAM | +| Data grant | | | | – | Restart TO6;
Send data,
unrestricted
fragmentation | Restart TO6;
Send data,
fragmentation
restricted | | – | | – | – | + +**Table 12-4 – ONU activation cycle state transition table** + +| Events | ONU activation cycle states | | | | | | | | | | | +|-------------------------------------|-----------------------------|--------------------------|----------------------------------------------------------------------|--------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------|----------------------------|-------------------------------|------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| +| | Initial state
O1 | | Serial Number state
O2-3 | Ranging state
O4 | Operation state
O5 | | Intermittent LODS state
O6 | Emergency Stop state
O7 | Downstream Tuning state
O8 | | Upstream Tuning state
O9 | +| | Off-Sync
O1.1 | Profile Learning
O1.2 | | | Associated
O5.1 | Pending
O5.2 | | | Off-Sync
O8.1 | Profile Learning
O8.2 | | +| ONU-ID assignment (Note 2) | | – | Set II;
Stop TOZ;
Start TO1;
==> O4; | if ONU-ID consistent,
Ignore;
else
{Discard III;
Stop TO1;
==> O1.1;} | if ONU-ID consistent,
{Restart TO6;
Ignore ONU-ID assignment;}
else
{ Stop TO6;
Discard V;
==> O1.1;} | | | – | | if ONU-ID consistent,
Ignore;
else
{Discard V;
Stop TO4;
==> O1.1;} | if ONU-ID consistent,
Ignore;
else
{Discard V;
Stop TO5;
==> O1.1;} | +| EqD assignment | | – | – | { Stop TO1;
Set IV;
Send ACK;
==> O5; } | | { Restart TO6;
Set IV;
Send ACK;} | | – | | Set IV; | Set IV; | +| Directed deactivate ONU-ID request | | – | – | Discard III;
Stop TO1;
==> O1.1; | Stop TO6;
Discard V;
==> O1.1; | | | – | | Discard V;
Stop TO4;
==> O1.1; | Discard V;
Stop TO5;
==> O1.1; | +| Broadcast deactivate ONU-ID request | | – | Discard I;
Stop TOZ;
==> O1.1; | Discard III;
Stop TO1;
==> O1.1; | Stop TO6
Discard V;
==> O1.1; | | | – | | Discard V;
Stop TO4;
==> O1.1; | Discard V;
Stop TO5;
==> O1.1; | +| Disable SN request | | ==> O7; | Stop TOZ;
==> O7; | Stop TO1;
==> O7; | Stop TO6;
==> O7; | Stop TO6;
==> O7; | | – | | Stop TO4;
==> O7; | Stop TO5;
==> O7; | +| Enable SN request | | – | – | – | – | – | | Discard VI;
==> O1.1 | | – | – | +| Calibration request | | – | if current DWLCH,
Start TOZ;
else {
Stop TOZ;
==> O1.1 } | – | – | – | | – | | – | – | +| Tuning request | | – | – | – | Restart TO6;
if accepted, | – | | – | | – | – | + +**Table 12-4 – ONU activation cycle state transition table** + +| Events | ONU activation cycle states | | | | | | | | | | | +|------------------------------------------|-----------------------------|-----------------------------|-----------------------------------|---------------------|-----------------------------------------------|-----------------|----------------------------------|-------------------------------|-------------------------------|-----------------------------|--------------------------------| +| | Initial state
O1 | | Serial
Number
state
O2-3 | Ranging state
O4 | Operation state
O5 | | Intermittent
LODS state
O6 | Emergency
Stop state
O7 | Downstream Tuning state
O8 | | Upstream
Tuning state
O9 | +| | Off-Sync
O1.1 | Profile
Learning
O1.2 | | | Associated
O5.1 | Pending
O5.2 | | | Off-Sync
O8.1 | Profile
Learning
O8.2 | | +| | | | | | {Send ACK;
==> O5.2}
else
Send NACK; | | | | | | | +| US Tuning
confirmation | | – | – | – | – | – | | – | | – | Stop TO5;
==> O5; | +| System_Profile | | + | + | + | + | | | – | | + | + | +| Channel_Profile | | + | + | + | + | | | – | | + | + | +| Burst_Profile | | + | + | + | + | | | – | | + | + | +| Ranging_Time
(relative
adjustment) | | – | – | – | + | | | – | | + | + | +| Request_
Registration | | – | – | – | + | | | – | | – | +(Note 1) | +| Assign_Alloc-ID | | – | – | – | + | | | – | | – | +(Note 1) | +| Key_Control | | – | – | – | + | | | – | | – | +(Note 1) | +| Sleep_Allow | | – | – | – | + | | | – | | – | +(Note 1) | +| Adjust_
Tx_Wavelength | | – | + | + | + | | | – | | – | + | +| Protection_
Control | | – | – | – | + | | | – | | – | +(Note 1) | +| Power
_Consumption
_Inquire | | – | – | – | + | | | – | | – | +(Note 1) | + +NOTE 1 – The receipt of this message in the Upstream Tuning state (O9) defines an US Tuning confirmation event, causing a transition into Operation state (O5). + +NOTE 2 – An ONU with previously assigned ONU-ID that has recognized ONU-ID assignment event considers the new assignment consistent if and only if both SN and ONU-ID match those of its own. + +The composition of the ComTC layer configuration parameter sets referenced in Table 12-4 is specified in Table 12-5 below. The ONU's CPI does not belong to any of the specified sets, and is not subject to automatic discard on a transition of the ONU activation cycle state machine. + +**Table 12-5 – Reference ComTC layer configuration parameter sets** + +| ComTC layer configuration item | Parameter set | | | | | | | +|--------------------------------|---------------|----|-----|----|---|----|-----| +| | I | II | III | IV | V | VI | VII | +| System profile parameters | | | | | | X | X | +| Channel profile parameters | | | | | | X | X | +| Burst profile parameters | X | | X | | X | X | | +| ONU-ID | | X | X | | X | X | | +| Default Alloc-ID | | X | X | | X | X | | +| Default XGEM Port-ID | | X | X | | X | X | | +| Assigned Alloc-IDs | | | | | X | X | | +| Equalization delay | | | | X | X | X | | +| MSK and derived shared keys | | | | | | X | | +| Protection PON-IDs | | | | | | X | | + +Note that upon transition to state O1.1, along with discarding the appropriate ComTC layer configuration parameter set, the ONU shall discard any content from the PLOAM transmit queue. + +## 12.5 OLT support of ONU activation + +To allow ONUs to join or resume operations on the PON, the OLT CT regularly issues serial number grants. + +A serial number grant is an allocation structure that is addressed to a broadcast Alloc-ID, carries a commonly known broadcast burst profile, and has the PLOAMu flag set. The serial number grants should have the DBRu flag reset, carry the GrantSize of 0 and be accompanied by an appropriate quiet window. + +The frequency of serial number grants can be modulated by operational considerations, including pending ONU installations and the knowledge of temporarily inactive or failed ONUs. + +Once the OLT CT receives a Serial\_Number\_ONU message from an ONU that is willing to join or resume operations on the PON, it checks the downstream PON-ID reported by the ONU. If the PON-ID is unexpected, then the OLT CT uses the ICTP to resolve the issue. If the PON-ID contains the expected administrative label and downstream wavelength channel ID, the OLT CT performs ONU-ID assignment and may issue directed ranging grants to that ONU in order to measure its round-trip delay. + +If the OLT CT already knows the ONU, for example, from prior knowledge (e.g., for ONUs returning to the PON during recovery from loss of power) or by obtaining the ONU's Serial Number from another channel (e.g., dedicated activation wavelength illustrated in Appendix IX scenario C), it is possible that the OLT CT issues an Assign\_ONU-ID message to the ONU's known serial number. In this case, the ONU could transition through the Serial Number state (O2-3) into the Ranging state (O4) without ever having responded to an in-band serial number grant. + +The ranging grants are addressed to the default Alloc-ID of an ONU in the Ranging state (O4), carry a burst profile that has been previously communicated to the ONU, and have the PLOAMu flag set. The ranging grants should have the DBRu flag reset, carry the GrantSize of 0, and be accompanied by the appropriate quiet window. In some cases, for example, after a loss of power or a protection + +switching event, the OLT CT may assign ONU-IDs and issue ranging grants to the known ONUs without explicitly rediscovering their serial numbers. + +In deciding on the size of the quiet window to accompany a ranging grant, the OLT CT may use the ranging information obtained from the serial number response, during the previous activations of the ONU or, in case of a protected ODN, over an alternative ODN path. + +If the OLT CT has previously measured the ONU's round-trip delay during the serial number acquisition phase, or during earlier activations of the ONU, or from another channel (e.g., dedicated activation wavelength channel illustrated in Appendix IX scenario C), it is possible that the OLT CT issues a Ranging\_Time message with the previously calculated equalization delay. In this case, the ONU could transition through the Ranging state (O4) into the Operation state (O5) without having responded to a ranging grant. + +When the ONU is in the Operation state (O5), the OLT CT may use any grant to that ONU to perform in-service round-trip delay measurement and equalization delay adjustment. + +The OLT CT at its discretion may deactivate a previously assigned ONU-ID, forcing the ONU to discard its ComTC layer configuration information (see Tables 12-4 and 12-5) and re-enter the activation, or disable a specific serial number forcing that ONU into the Emergency Stop state (O7) and inhibiting any upstream transmissions or state transitions by that ONU until an explicit permission in the future. + +The OLT CT may use equalization delay readjustment, ONU-ID deactivation, and serial number disabling for the purposes of rogue ONU prevention, detection, and isolation. In an extreme situation when rogue behaviour is exhibited by an ONU that has not been able to declare its serial number, the OLT CT may globally disable all the ONUs in its downstream wavelength channel and subsequently re-enable the conformant ONUs one by one. + +## 12.6 TWDM ONU power levelling + +In TWDM, power levelling is a mechanism that allows an ONU to change its transmit optical power by optimizing the ONU attenuation levels in order to improve the signal-to-noise ratio (SNR) at the OLT CT. There are two methods for the invocation of the power levelling mechanism: ONU-activated and OLT-activated. + +Power levelling support is optional for an ONU. If the ONU does support power levelling, it shall at least be capable of supporting 3 dB and 6 dB attenuation levels, and shall be able to announce its power levelling capabilities (within the Serial\_Number\_ONU and Tuning\_Response PLOAM messages) and to support the OLT-activated power levelling protocol (the Change\_Power\_Level PLOAM messages and the respective responses within the Acknowledgement PLOAM message). The ONU that supports power levelling is expected to follow the OLT guidance (within the Channel\_Profile PLOAM message) while executing ONU-activated power levelling. + +Power levelling support is optional for an OLT. If the OLT supports power levelling, it shall provide guidance for ONU-activated power levelling (within Channel\_Profile PLOAM message) and shall support the OLT-activated power levelling protocol (the Change\_Power\_Level PLOAM messages and the respective responses within the Acknowledgement PLOAM message). The criteria and specific mechanisms for selecting the target attenuation levels are left to the implementation. + +### 12.6.1 ONU-activated power levelling + +In TWDM, an ONU may apply power levelling autonomously upon activation in the Serial Number state (O2-3) or upon wavelength channel handover in the Upstream Tuning state (O9). The OLT CT may guide the ONU-activated power levelling by announcing the default ONU attenuation level and the Response Threshold within the Channel\_Profile PLOAM message. + +When an ONU begins transmission in states O2-3 or O9, it sets the smallest supported attenuation level which is greater than or equal to the default attenuation level specified by the OLT CT, and then gradually decreases its attenuation level until it receives a response from OLT CT. If establishing communication with the OLT CT in states O2-3 or O9 involves changing the upstream Tx wavelength, the ONU should exhaust the applicable Tx wavelength options before decreasing its attenuation level. However, the ONU should return to the full unattenuated launch optical power once the total number of PLOAM messages (Serial\_Number\_ONU in state O2-3, Tuning\_Response in state O9) it has sent reaches the specified Response Threshold. + +Once the ONU reaches zero attenuation level while in states O2-3 or O9, it makes no further adjustment to its launch optical power. + +### **12.6.2 OLT-activated power levelling** + +In TWDM, OLT-activated power levelling occurs in the Operation state (O5). + +To adjust the launch optical power of a specific ONU or all tuned-in ONUs, the OLT CT may send a directed or broadcast Change\_Power\_Level PLOAM message. The launch optical power adjustment can be either direct (specifying a certain attenuation level) or incremental (specifying the direction of launch optical power change). + +If an ONU receives a Change\_Power\_Level PLOAM message with invalid launch optical power adjustment instruction, the ONU responds with an Acknowledgement PLOAM message containing the completion code that indicates a Parameter Error and reporting its current attenuation level. The launch optical power adjustment instruction is invalid, if the ONU does not support the directly specified attenuation level, or if the ONU is unable to incrementally increase or decrease launch optical power, because it has already reached, respectively, its lowest or highest supported attenuation level. + +If an ONU receives a Change\_Power\_Level PLOAM message with a valid launch optical power adjustment instruction ONU, it optionally responds with an Acknowledgement PLOAM message containing Busy completion code and reporting its old (starting) attenuation level. The ONU then commences the launch optical power adjustment operation. Once the launch optical power adjustment operation is completed, the ONU sends another Acknowledgement PLOAM message (referring the sequence number of the original Change\_Power\_Level PLOAM message) containing OK completion code and reporting its new attenuation level. + +The OLT CT should abstain from issuing repeated Change\_Power\_Level PLOAM messages to the ONU without receiving an Acknowledgement of the previous launch optical power adjustment operation. + +The OLT CT may use the Change\_Power\_Level PLOAM message to request a report of ONU's current launch optical power. Upon receiving such a request, an ONU responds with an Acknowledgement PLOAM message containing OK completion code and reporting its current attenuation level. + +# **13 OLT and ONU timing relationships** + +## **13.1 ONU transmission timing and equalization delay** + +The material presented in this clause is based on the following definitions: + +- 1) The start of the downstream PHY frame is the moment of transmission/reception of the first bit of the PSync field. +- 2) The reference start time of an upstream PHY burst is the moment of transmission/reception of the first bit of the word or block identified by the StartTime of the corresponding bandwidth allocation structure. This is the first bit of the FS burst header. + +- 3) The start of the upstream PHY frame is the moment of transmission/reception (either actual or calculated) of the first bit of the word or block that, if present, would be identified by the StartTime pointer of zero value. +- 4) The quiet window offset at the OLT CT is the elapsed time between the start of the downstream PHY frame in which the serial number grant or ranging grant is transmitted and the earliest possible start of an upstream PHY burst carrying the response PLOAM. +- 5) The upstream PHY frame offset at the OLT CT, $T_{eqd}$ , is the elapsed time between the start of the downstream PHY frame carrying a specific BWmap and the upstream PHY frame implementing that BWmap5. + +An ODN can be characterized by two parameters: the minimum fibre distance, $L_{min}$ and the maximum differential fibre distance, $D_{max}$ . These parameters are expressed in kilometres, are fixed by ODN design and are known to the OLT CT *a priori*. The fibre distance $L_i$ , of ONUi satisfies: + +$$L_{min} \leq L_i \leq L_{min} + D_{max} \quad (13-1)$$ + +### 13.1.1 Timing of ONU upstream transmissions + +All ONU transmission events are referenced to the start of the downstream PHY frame carrying the BWmap that contains the corresponding burst allocation series. Note, in particular, that an ONU transmission event is not referenced to the receipt of the corresponding burst allocation series itself, which may occur at a variable time into the downstream PHY frame. + +At all times, the ONU maintains a running upstream PHY frame clock that is synchronized to the downstream PHY frame clock and offset by a precise amount. The amount of offset is the sum of two values: the ONU response time and the requisite delay, as shown in Figure 13-1. + +![Figure 13-1 – ONU timing diagram: General case. This diagram illustrates the timing relationship between an OLT and an ONU. The OLT sends a 'Downstream PHY frame' containing 'PSBd' and 'PSync'. The ONU receives this frame and sends an 'Upstream PHY burst' containing 'PSBu' and 'PHY burst content'. The diagram shows the propagation delay from OLT to ONU, the ONU response time, the requisite delay, the start time of the upstream frame at the ONU (StartTime = 0), and the propagation delay from ONU to OLT. The start of the DS PHY frame in the OLT's view is marked at the top left, and the start of the DS PHY frame in the ONU's view is marked at the bottom left. The start of the US PHY frame in the ONU's view is marked at the bottom right.](0de91e9b714369b312bf3ab1853301ac_img.jpg) + +The diagram shows the timing sequence for upstream transmissions. At the OLT, the 'Start of the DS PHY frame in OLT's view' marks the beginning of a frame containing 'PSBd' and 'PSync'. This frame travels to the ONU, taking a 'Propagation delay'. At the ONU, the 'Start of DS PHY frame in ONU's view' is marked. The ONU then processes the frame, taking an 'ONU response time', followed by a 'Requisite delay'. The ONU then begins its 'Upstream PHY burst', which contains 'PSBu' and 'PHY burst content'. The 'Start of the US PHY frame in ONU's view (StartTime = 0)' is marked at the beginning of this burst. The burst travels back to the OLT, taking another 'Propagation delay'. The OLT receives the burst, and the 'Upstream PHY burst' is shown at the OLT level. + +Figure 13-1 – ONU timing diagram: General case. This diagram illustrates the timing relationship between an OLT and an ONU. The OLT sends a 'Downstream PHY frame' containing 'PSBd' and 'PSync'. The ONU receives this frame and sends an 'Upstream PHY burst' containing 'PSBu' and 'PHY burst content'. The diagram shows the propagation delay from OLT to ONU, the ONU response time, the requisite delay, the start time of the upstream frame at the ONU (StartTime = 0), and the propagation delay from ONU to OLT. The start of the DS PHY frame in the OLT's view is marked at the top left, and the start of the DS PHY frame in the ONU's view is marked at the bottom left. The start of the US PHY frame in the ONU's view is marked at the bottom right. + +**Figure 13-1 – ONU timing diagram: General case** + +The range of ONU response time is a system-wide parameter that is chosen to give the ONU sufficient time to receive the downstream frame, including the upstream bandwidth map, perform downstream and upstream FEC as needed, and prepare an upstream response. All ONUs are required to have an ONU response time of $35 \pm 1 \mu\text{s}$ ; that is, $RspTime_{min} = 34 \mu\text{s}$ , $RspTime_{max} = 36 \mu\text{s}$ . Further, each ONUi is required to know its response time, $RspTime_i$ . + +5 In [b-ITU-T G.984.3], this parameter is referred to as a zero-distance equalization delay. + +The general term "requisite delay" refers to the total extra delay that an ONU may be required to apply to the upstream transmission beyond its regular response time. The purpose of the requisite delay is to compensate for variation of propagation and processing delays of individual ONUs, and to avoid or reduce the probability of collisions between upstream transmissions. The value of requisite delay changes with the state of the ONU as described below. + +### 13.1.2 Timing relationships and quiet window during serial number acquisition + +The following discussion is illustrated in Figure 13-2. + +![Figure 13-2: Timing relationships during serial number acquisition. The diagram shows the interaction between an OLT and an ONU. The OLT sends a DS PHY frame containing a Serial Number Grant. The ONU receives this grant and responds with a PSBu and PLOAM message. The OLT then opens a quiet window to suppress other upstream transmissions. The timing parameters shown include RspTime_min, StartTime, Quiet window, T_dn,i, RspTime_i, Rand_i, and T_up,i.](921f8fa0f7ce2c9956f20d33162c13a2_img.jpg) + +The diagram illustrates the timing relationships during serial number acquisition between an OLT and an ONU. The OLT sends a DS PHY frame containing a Serial Number Grant. The ONU receives this grant and responds with a PSBu and PLOAM message. The OLT then opens a quiet window to suppress other upstream transmissions. The timing parameters shown include $RspTime_{min}$ , $StartTime$ , $T_{dn,i}$ , $RspTime_i$ , $Rand_i$ , and $T_{up,i}$ . + +OLT frame structure: PSBd | PHY frame content | PSBd | PHY frame content | PSBd | PHY frame content + +ONU frame structure: PSBu | PLOAM + +SN Grant details: +Alloc-ID (see Table 6-2) + $StartTime = S$ + $GrantSize = 0$ + +Timing parameters: + $RspTime_{min}$ : Minimum response time of an ONU + $StartTime$ : Dynamically generated start time of the serial number grant + $T_{dn,i}$ : Downstream propagation delay + $RspTime_i$ : Response time of an ONU + $Rand_i$ : Random delay generated by an ONU + $T_{up,i}$ : Upstream propagation delay + +Labels: Start of the DS PHY frame in OLT's view, Earliest expected Serial\_Number PLOAM, Latest expected Serial\_Number PLOAM, Quiet window, Start of DS PHY frame in ONU's view, Start of the US PHY frame in ONU's view ( $StartTime = 0$ ) + +G.9804.2(21) + +Figure 13-2: Timing relationships during serial number acquisition. The diagram shows the interaction between an OLT and an ONU. The OLT sends a DS PHY frame containing a Serial Number Grant. The ONU receives this grant and responds with a PSBu and PLOAM message. The OLT then opens a quiet window to suppress other upstream transmissions. The timing parameters shown include RspTime\_min, StartTime, Quiet window, T\_dn,i, RspTime\_i, Rand\_i, and T\_up,i. + +Figure 13-2 – Timing relationships during serial number acquisition + +While an ONU is in the Serial Number state (O2-3), it stays synchronized to the downstream wavelength channel. When an ONU in this state receives a serial number grant, it transmits a serial number response in the form of a Serial\_Number\_ONU PLOAM message. + +To avoid collisions between a serial number response from an ONU in the Serial Number state (O2-3) and the regular upstream bursts from the ONUs in the Operation state (O5), the OLT CT opens a quiet window to temporarily suppress upstream transmission by the in-service ONUs. + +Since the serial number grant is a broadcast bandwidth allocation addressed to all ONUs in the Serial Number state (O2-3), more than a single ONU may respond to it, and a collision may occur when more than one serial number response arrives at the OLT CT at the same time. To reduce the probability of collision, the requisite delay in the Serial Number state (O2-3) is a locally-generated random delay, $Rand_i$ . The random delay is uniformly distributed between zero and the maximum random delay, which is a parameter of the ONU activation collision-based function (see clause 7.5.2.1), and is expressed in time quanta. For each response to a serial number grant, the ONU generates a new random delay. + +The offset of the quiet window during serial number acquisition is determined by the minimum delays in the system, including the minimum round-trip propagation delay and minimum ONU processing time, as well as the dynamically generated $StartTime$ value of the serial number grant: + +$$W_0^{SN} = RspTime_{min} + \frac{L_{min} (n_{dn} + n_{up})}{c} + StartTime \cdot Q_0 \quad (13-2)$$ + +Here $c$ is the speed of light in km/μs, $RspTime_{min}$ is the minimum response time of an ONU, $n_{dn}$ and $n_{up}$ are group velocity refractive indices of the fibre at the downstream and upstream wavelengths, respectively, and $Q_0$ is the time quantum. + +The size of the quiet window during serial number acquisition is determined by the maximum variation of the unknown round-trip delay components and the duration of the serial number response burst. The unknown round-trip delay components include round-trip propagation delay, ONU response time, and ONU random delay. The serial number response burst includes preamble, delimiter, upstream FS header with a Serial\_Number\_ONU PLOAM message, and FS trailer. + +$$W_{\Delta}^{SN} = RspTime_{var} + \frac{D_{max} (n_{dn} + n_{up})}{c} + Rand_{max} + T_{SN} \quad (13-3)$$ + +Here $RspTime_{var}$ is the variation of the ONU response time, and $Rand_{max}$ is maximum random delay. The duration of the serial number response burst, $T_{SN}$ , which is, typically, less than 0.3 $\mu\text{s}$ , is negligible compared with the other components. + +For an ODN with a differential fibre distance of 20 km, the values are: + +- 200 $\mu\text{s}$ for the variation of round-trip propagation delay; +- 2 $\mu\text{s}$ for the variation of ONU response time; +- 48 $\mu\text{s}$ for the ONU's maximum random delay. + +The suggested duration of the quiet window during serial number acquisition is 250 $\mu\text{s}$ . + +For an ODN with a differential fibre distance of 40 km, the values are: + +- 400 $\mu\text{s}$ for the variation of round-trip propagation delay; +- 2 $\mu\text{s}$ for the variation of ONU response time; +- 48 $\mu\text{s}$ for the ONU's maximum random delay. + +The suggested duration of the quiet window during serial number acquisition is 450 $\mu\text{s}$ . + +### 13.1.3 Timing relationships and quiet window during ranging + +The following discussion is illustrated in Figure 13-3. + +![Figure 13-3 – Timing relationships during ranging. The diagram shows the interaction between an OLT and an ONU. The OLT sends a 'Ranging Grant' message (Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0) in a PSBd. The ONU receives it and responds with a 'Serial_Number PLOAM' message in a PSBu. The OLT then enters a 'Quiet window' to receive the response. The timing parameters shown include RspTime_min, StartTime, Quiet window, PSBd, PHY frame content, PSBu, PLOAM, T_dn,i, RspTime_i, and T_up,i.](5125cfbb301682fd1666a87476e2b477_img.jpg) + +The diagram illustrates the timing relationships during ranging between an OLT and an ONU. The OLT sends a 'Ranging Grant' message (Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0) in a PSBd. The ONU receives it and responds with a 'Serial\_Number PLOAM' message in a PSBu. The OLT then enters a 'Quiet window' to receive the response. The timing parameters shown include $RspTime_{min}$ , $StartTime$ , $Quiet\ window$ , PSBd, PHY frame content, PSBu, PLOAM, $T_{dn,i}$ , $RspTime_i$ , and $T_{up,i}$ . + +Figure 13-3 – Timing relationships during ranging. The diagram shows the interaction between an OLT and an ONU. The OLT sends a 'Ranging Grant' message (Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0) in a PSBd. The ONU receives it and responds with a 'Serial\_Number PLOAM' message in a PSBu. The OLT then enters a 'Quiet window' to receive the response. The timing parameters shown include RspTime\_min, StartTime, Quiet window, PSBd, PHY frame content, PSBu, PLOAM, T\_dn,i, RspTime\_i, and T\_up,i. + +G.9804.2(21) + +Figure 13-3 – Timing relationships during ranging + +An ONU enters the Ranging state (O4) upon assignment of ONU-ID. While in the Ranging state (O4), the ONU interprets any directed bandwidth allocation with the PLOAMu flag set as a ranging grant and responds to it with a Registration PLOAM message. + +To avoid collisions between the ranging grant response and the regular upstream bursts from the ONUs in the Operation state (O5), the OLT CT opens a quiet window to temporarily suppress upstream transmission by the in-service ONUs. During ranging, the requisite delay is equal to zero. + +The offset of the quiet window during ranging is determined by the minimum round-trip propagation delay and minimum ONU processing time, as well as the dynamically generated *StartTime* value of the ranging grant: + +$$W_0^{RNG} = RspTime_{\min} + \frac{L_{\min} (n_{dn} + n_{up})}{c} + StartTime \cdot Q_0 \quad (13-4)$$ + +The size of the quiet window during ranging is determined by the maximum variation of the unknown round-trip delay components and the duration of the registration burst. If the OLT CT has not already obtained a measure or estimate of the round-trip delay during serial number acquisition, the unknown round-trip delay components include round-trip propagation delay and ONU response time. The ranging response burst includes preamble, delimiter, upstream FS header with a Registration PLOAM message, and FS trailer. + +$$W_{\Delta}^{RNG} = RspTime_{\text{var}} + \frac{D_{\max} (n_{dn} + n_{up})}{c} + T_{RG} \quad (13-5)$$ + +The duration of the ranging response burst $T_{RG}$ , which is, typically, less than 0.3 $\mu\text{s}$ , is negligible compared with the other components. + +For an ODN with a differential fibre distance of 20 km, the values are: + +- 200 $\mu\text{s}$ for the variation of round-trip propagation delay; +- 2 $\mu\text{s}$ for the variation of ONU response time. + +The maximum suggested duration of the quiet window during ranging is 202 $\mu\text{s}$ . + +For an ODN with a differential fibre distance of 40 km, the values are: + +- 400 $\mu\text{s}$ for the variation of the round-trip propagation delay; +- 2 $\mu\text{s}$ for the variation of the ONU response time. + +The maximum suggested duration of the quiet window during ranging is 402 $\mu\text{s}$ . + +In practice, the maximum suggested values derived above may be reduced if the OLT CT makes use of the ranging information obtained from the serial number response, during the previous activations of the ONU or, in case of a protected ODN, over an alternative ODN path. + +### 13.1.4 Calculating the equalization delay + +The OLT CT selects $T_{eqd}$ , the upstream PHY frame offset, based on the ODN design parameters: + +$$T_{eqd} \geq RspTime_{\max} + (L_{\min} + D_{\max}) \frac{(n_{dn} + n_{up})}{c} \quad (13-6)$$ + +The selected value of $T_{eqd}$ can be further adjusted to ensure equalization delay consistency across TWDM channels, as described in Appendix VII, and remains constant thereafter. + +When the OLT CT issues a ranging grant to an ONU in the Ranging state (O4), the OLT CT accurately measures the elapsed time $\Delta_i^{RNG}$ between the downstream PHY frame containing the ranging grant and the upstream PHY burst containing the response Registration PLOAM (see Figure 13-4). Given the selected upstream PHY frame offset, the equalization delay of the ONU is found as: + +$$EqD_i = T_{eqd} - RTD_i = T_{eqd} - (\Delta_i^{RNG} - StartTime \cdot Q_0) \quad (13-7)$$ + +Alternatively, the OLT CT can measure the equalization delay directly by timing the duration between the actual and desired arrival times of the burst containing the Registration PLOAM message. + +The value of equalization delay calculated by the OLT CT and communicated to the ONU is accurate to $Q_0/32$ or $1/3,110,400,000$ seconds. The ONU is required to maintain the granularity of the equalization delay adjustment of not more than eight integer bit periods. + +Once the ONU is supplied with its equalization delay value, it is considered synchronized to the beginning of the upstream PHY frame. The upstream data is transmitted within the interval specified by the allocation structure with respect to the beginning of the upstream PHY frame. + +![Timing diagram for equalization delay calculation during ranging. The diagram shows the interaction between an OLT and an ONU. The OLT sends a 'Ranging Grant' message (Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0) in a PSBd. The ONU receives it and responds with a PSBu and PLOAM message. The OLT measures the time between the start of the DS PHY frame and the desired reception of the registration PLOAM. The ONU measures the time between the start of the DS PHY frame and the start of the US PHY frame. The diagram includes various timing parameters: T_eqd, RTD_i, Delta_i^RNG, StartTime, EqD_i, T_dn,i, RspTime_i, and T_up,i.](92724c769da9d46b730fde1a6dccb023_img.jpg) + +The diagram illustrates the timing relationships for equalization delay calculation during ranging. It shows the OLT (Optical Line Terminal) and ONU (Optical Network Unit) timelines. Key events include the start of DS PHY frames and US PHY frames in both OLT and ONU views. A 'Ranging Grant' box contains: Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0. Timing parameters shown include: $T_{eqd}$ , $RTD_i$ , $\Delta_i^{RNG}$ , $StartTime$ , $EqD_i$ , $T_{dn,i}$ , $RspTime_i$ , and $T_{up,i}$ . The OLT timeline shows PSBd and PHY frame content blocks. The ONU timeline shows PSBu and PLOAM blocks. + +Timing diagram for equalization delay calculation during ranging. The diagram shows the interaction between an OLT and an ONU. The OLT sends a 'Ranging Grant' message (Alloc-ID = ONU-ID, StartTime = S, GrantSize = 0) in a PSBd. The ONU receives it and responds with a PSBu and PLOAM message. The OLT measures the time between the start of the DS PHY frame and the desired reception of the registration PLOAM. The ONU measures the time between the start of the DS PHY frame and the start of the US PHY frame. The diagram includes various timing parameters: T\_eqd, RTD\_i, Delta\_i^RNG, StartTime, EqD\_i, T\_dn,i, RspTime\_i, and T\_up,i. + +G.9804.2(21) + +**Figure 13-4 – Equalization delay calculation during ranging** + +### 13.1.5 Timing relationships during operation + +In the Operation state (O5), the ONU maintains its upstream PHY frame clock synchronized with the downstream PHY frame clock and offset by the sum of the ONU response time and the assigned equalization delay specified by the OLT CT in the Ranging\_Time message, as shown in Figure 13-5. When the ONU receives a bandwidth allocation, it transmits data starting at the upstream word indicated in the StartTime field. During operation, the requisite delay is equal to the assigned equalization delay. + +![Timing diagram showing relationships between OLT and ONU in Operation state (O5).](199607ec43a5b7ad43b1896e152e742b_img.jpg) + +The diagram illustrates the timing relationships between an OLT and an ONU in the Operation state (O5). The OLT transmits downstream (DS) PHY frames consisting of a PSBd (Physical Synchronization Burst Down) and PHY frame content. The ONU transmits upstream (US) PHY frames consisting of a PSBu (Physical Synchronization Burst Up) and PHY burst content. The diagram shows the following timing parameters and events: + +- OLT View:** + - Start of the DS PHY frame in OLT's view: The beginning of the first PSBd. + - Start of the US PHY frame in OLT's view: The beginning of the PSBu. + - $T_{eqd}$ : The time interval between the start of the DS PHY frame and the start of the US PHY frame in the OLT's view. + - $StartTime$ : The time interval between the start of the US PHY frame and the start of the next DS PHY frame in the OLT's view. +- ONU View:** + - Start of DS PHY frame in ONU's view: The beginning of the first PSBd. + - Start of the US PHY frame in ONU's view ( $StartTime = 0$ ): The beginning of the PSBu. + - $T_{dn,i}$ : The time interval between the start of the DS PHY frame and the start of the US PHY frame in the ONU's view. + - $RspTime_i$ : The time interval between the start of the US PHY frame and the start of the next DS PHY frame in the ONU's view. + - $EqD_i$ : The time interval between the start of the next DS PHY frame and the start of the next US PHY frame in the ONU's view. + - $StartTime$ : The time interval between the start of the next US PHY frame and the start of the next DS PHY frame in the ONU's view. + - $T_{up,i}$ : The time interval between the start of the next DS PHY frame and the start of the next US PHY frame in the ONU's view. +- Other Labels:** + - BW Grant: $StartTime = S$ : A green box indicating a bandwidth grant from the OLT to the ONU. + - G.9804.2(21): A reference label in the bottom right corner. + +Timing diagram showing relationships between OLT and ONU in Operation state (O5). + +**Figure 13-5 – Timing relationships in the Operation state (O5)** + +### 13.1.6 In-service equalization delay adjustment + +The OLT CT expects the ONU's upstream transmission to arrive at a fixed time during the upstream PHY frame. The arrival phase of the ONU transmission may drift due to aging, temperature changes and other factors. In those cases, the equalization delay can be recalculated and adjusted from the drift of the upstream transmission. In-service equalization delay adjustment allows small corrections to be made without having to re-range the ONU. + +The change in the equalization delay is equal to the drift time with the opposite sign. If the PHY burst arrives early, the OLT CT increases the equalization delay by the drift time. If the PHY burst arrives late, the OLT CT reduces the equalization delay by the drift time. Equalization delay adjustments are communicated to an ONU in the Operation state (O5) using the Ranging\_Time PLOAM message. A relative delay parameter can be conveniently used for this purpose. + +To avoid excessively frequent equalization delay adjustments and to ensure ONU compliance, the OLT CT maintains two drift thresholds applicable to all ONUs. The lower threshold establishes the safe bounds within which the transmission drift is considered acceptable and does not require any mitigating action. When the drift exceeds the lower threshold, the OLT CT calculates a new equalization delay value and transmits it to the ONU using the Ranging\_Time PLOAM message. The OLT CT also recognizes a drift of window (DOWi) event. The upper threshold establishes the critical bounds beyond which the transmission drift can affect the other ONUs on the PON. If the drift exceeds the upper threshold (an event which should not happen as long as the ONU complies with the equalization delay adjustments), the OLT CT declares transmission interference warning (TIWi) and takes further mitigating actions that may include deactivation or disabling of the offending ONU-ID, or execution of a rogue ONU diagnostic procedure. + +The suggested threshold values of DOWi and TIWi are invariant in terms of time quantum are expressed as pointed out in Table 13-1. + +**Table 13-1 – Suggested thresholds for DOWi and TIWi** + +| | In time quantum | +|------|-----------------| +| DOWi | $\pm Q_0/4$ | +| TIWi | $\pm Q_0/2$ | + +### 13.1.7 Quiet window implementation considerations + +When in the Serial Number and Ranging states, the ONUs transmit Serial\_Number\_ONU PLOAM messages and Registration PLOAM messages. Because the OLT CT does not yet know the equalization delay for these ONUs, it opens a quiet window to prevent collision between the serial number or ranging responses and the regular upstream transmissions by in-service ONUs. + +Consider the example shown in Figure 13-6. Here $L_{min} = 0$ ; $D_{max} = 20$ km; $T_{eqd} = 236$ $\mu\text{s}$ . This example focuses on serial number acquisition and assumes that the propagation delay is bounded by 100 $\mu\text{s}$ while the ONU response time for different ONUs may vary, unbeknown to the OLT CT, within the $35 \pm 1$ $\mu\text{s}$ range. Therefore, if the OLT CT transmits a downstream PHY frame with a specific BWmap at time $t_0$ , coinciding with the start of downstream PHY frame $N$ , the earliest it can schedule the upstream PHY frame implementing this BWmap is 236 $\mu\text{s}$ later. The OLT CT's objective is to create a 250 $\mu\text{s}$ -long quiet window starting at time $t_z = t_0 + 236$ $\mu\text{s}$ . + +The BWmap supplied with downstream PHY frame $N$ is empty, while the sole allocation structure of the BWmap transmitted with downstream PHY frame $N + 1$ is a serial number grant with StartTime offset of 77 $\mu\text{s}$ . The start of the possible serial number response transmission window is offset by at least 111 $\mu\text{s}$ with respect to the start of the frame carrying the serial number grant, and by at least 236 $\mu\text{s}$ , with respect to frame $N$ . + +Note that PHY frame $N-1$ has to provide the necessary burst mode margin at the end of the BWmap. + +![Figure 13-6 – Quiet window creation. A timing diagram showing the sequence of events between an OLT and a Farthest ONU. The OLT transmits a series of PHY frames (N, N+1, N+2, N+3) separated by PSBd intervals. The first frame N has an 'Empty BWMap'. The second frame N+1 has a 'SN Request: StartTime = (77 μs)'. A 'Quiet window, 250 μs' is indicated, starting at time t_z. The time interval between the start of frame N and t_z is labeled T_eqd 236 μs. The diagram also shows the propagation delays (T_dn,i, T_up,i) and response times (RspTime_max, RspTime_i, StartTime, Rand_max) at the Farthest ONU. A shaded region labeled 'Possible SN response transmission' shows the window for the ONU's response. A horizontal arrow indicates a 111 μs offset from the start of frame N+1 to the start of the possible response transmission window at the ONU.](ed29f40262b821f88760fe2539d31090_img.jpg) + +Figure 13-6 – Quiet window creation. A timing diagram showing the sequence of events between an OLT and a Farthest ONU. The OLT transmits a series of PHY frames (N, N+1, N+2, N+3) separated by PSBd intervals. The first frame N has an 'Empty BWMap'. The second frame N+1 has a 'SN Request: StartTime = (77 μs)'. A 'Quiet window, 250 μs' is indicated, starting at time t\_z. The time interval between the start of frame N and t\_z is labeled T\_eqd 236 μs. The diagram also shows the propagation delays (T\_dn,i, T\_up,i) and response times (RspTime\_max, RspTime\_i, StartTime, Rand\_max) at the Farthest ONU. A shaded region labeled 'Possible SN response transmission' shows the window for the ONU's response. A horizontal arrow indicates a 111 μs offset from the start of frame N+1 to the start of the possible response transmission window at the ONU. + +Figure 13-6 – Quiet window creation + +Since each such quiet window affects at least two and possibly three consecutive bandwidth maps, the OLT CT must ensure that the impact of the quiet windows on the bandwidth and jitter-sensitive traffic flows is minimized. This may be achieved, for example, by re-arranging the BWmaps and providing extra allocations to the affected Alloc-IDs immediately before and/or immediately after the quiet window. + +If some information about ONU locations is available to the OLT CT, it may be able to create a smaller, better targeted and less intrusive quiet window, whose offset with respect to the start of the downstream PHY frame depends on the fibre distance of the closest ONU, and whose size depends on the maximum differential fibre distance. + +### 13.1.8 Fibre distance measurement + +The OLT CT can estimate the fibre distance based on the round-trip measurement using $RspTime_i$ , the actual response time of ONU $_i$ , which can be obtained via the OMCC. The estimate of the fibre + +distance between the OLT CT and the given $ONU_i$ (in metres) may be obtained according to the following formula: + +$$FD_i = (RTT_i - RspTime_i - EqD_i - StartTime \cdot Q_0) \times 102 \quad (13-8)$$ + +Here $RTT_i$ is the round-trip time, i.e., the actual offset of the start of the upstream PHY burst with respect to the start of the downstream PHY frame specifying that burst, in microseconds, as measured by the OLT CT; $RspTime_i$ is the true ONU response time in microseconds, as reported by $ONU_i$ ; $EqD_i$ is the equalization delay of the ONU; $StartTime$ is the dynamically generated $StartTime$ value of the burst when the measurement is conducted; $Q_0$ is the time quantum; and the numeric coefficient of 102 m/μs is a best fit value reflecting the range of refractive indices that [b-ITU-T G.652] fibres exhibit in the field. This method is capable of producing an estimate that is approximately $\pm 1\%$ accurate. + +## 13.2 Time of day distribution + +This clause describes the ComTC layer method that is used to obtain the accurate time of day (ToD) at an ONU, the timing relations between OLT CT and ONU, and the timing error analysis. + +The principle of operation is as follows. It is assumed that the OLT CT has an accurate real time clock, obtained through means beyond the scope of this Recommendation. The OLT CT informs the ONU of the time of day when a certain downstream PHY frame would arrive at a hypothetical ONU that had zero equalization delay and zero ONU response time. The certain downstream PHY frame is identified by $N$ , the value of its superframe counter, which is an existing feature of the protocol. The information transfer is accomplished using OMCI, and does not need to be in real time. Having learned the ToD arrival time of PHY frame $N$ , the ONU can use its equalization delay and response time to compute the ToD associated with the arrival of an arbitrary downstream PHY frame with very high accuracy. + +### 13.2.1 Notation + +**$Tstamp_N$** – This term refers to the exact ToD at which the first bit of downstream PHY frame $N$ arrives at a hypothetical ONU that has an EqD of zero and a response time of zero. The arrival of the signal at the ONU is defined to be the instant at which the optical signal crosses the optical connector or splice that is the boundary between the ODN and the ONU. + +**$Tsend_N$** – The exact ToD at which the first bit of downstream PHY frame $N$ departs from the OLT CT. The departure of the signal is defined to be the instant at which the optical signal crosses the optical connector or splice that is the boundary between the OLT CT and the ODN. + +**$Trecv_{N,i}$** – The exact ToD at which the first bit of downstream frame PHY $N$ arrives at $ONU_i$ . The arrival of the signal at the ONU is defined to be the instant at which the optical signal crosses the optical connector or splice that is the boundary between the ODN and the ONU. + +**$RspTime_i$** – The value of the response time for $ONU_i$ , which lies in the range of 34 to 36 microseconds. + +**$T_{eqd}$** – The offset of the upstream PHY frame with respect to the downstream PHY frame at the OLT CT location. The OLT CT adjusts the equalization delay of each ONU such that, for all ONUs, the start of the upstream frame at the OLT CT occurs $T_{eqd}$ seconds after the start of the downstream frame. + +- $n_{up}$ – The group velocity refractive index for the specific upstream wavelength. +- $n_{dn}$ – The group velocity refractive index for the specific downstream wavelength. + +![Figure 13-7 – Time of day calculations. A timing diagram showing the interaction between an OLT and multiple ONUs (ONU_i, ONU_R, ONU_*) for clock synchronization. The OLT sends a downstream frame N, which is received by ONU_i at Trecv_{N,i}. The OLT also receives an upstream frame N from ONU_i at Tstamp_N. The diagram illustrates the 'Upstream PHY frame offset' between the start of downstream frame N and the start of upstream frame N in the OLT's view. It also shows the 'ONU_i response time' and 'ONU_i assigned equalization delay' at ONU_i, and the 'ONU_R response time' at the farthest ONU_R. The time axis is labeled ToD. The diagram is labeled G.9804.2(21).](031de8ea6c5568a02faffd59b5c337f7_img.jpg) + +Figure 13-7 – Time of day calculations. A timing diagram showing the interaction between an OLT and multiple ONUs (ONU\_i, ONU\_R, ONU\_\*) for clock synchronization. The OLT sends a downstream frame N, which is received by ONU\_i at Trecv\_{N,i}. The OLT also receives an upstream frame N from ONU\_i at Tstamp\_N. The diagram illustrates the 'Upstream PHY frame offset' between the start of downstream frame N and the start of upstream frame N in the OLT's view. It also shows the 'ONU\_i response time' and 'ONU\_i assigned equalization delay' at ONU\_i, and the 'ONU\_R response time' at the farthest ONU\_R. The time axis is labeled ToD. The diagram is labeled G.9804.2(21). + +Figure 13-7 – Time of day calculations + +### 13.2.2 ONU clock synchronization process + +The following process synchronizes the slave clock of the ONU to the master clock of the OLT CT: + +- 1) The OLT CT selects a downstream PHY frame to be used as the timing reference. This PHY frame is identified by superframe counter $N$ and has an associated $Tsend_N$ value. It is recommended that the selected PHY frame be within a ten-second window of the current time. +- 2) The OLT CT calculates the $Tstamp_N$ value, which is based on the $Tsend_N$ value of PHY frame $N$ . This calculation is given by: + +$$Tstamp_N = Tsend_N + \Delta_{OLT} \quad (13-9)$$ + +where: + +$$\Delta_{OLT} = Teqd \frac{n_{dn}}{n_{up} + n_{dn}} \quad (13-10)$$ + +Note that the $Tsend_N$ and $Tstamp_N$ values are all referenced to the optical interface to ensure that they are invariant to the implementation. The OLT CT is responsible for compensating for all its internal delays. + +- 3) This value pair ( $N$ , $Tstamp_N$ ) is stored locally at the OLT CT side. +- 4) The OLT CT sends this value pair ( $N$ , $Tstamp_N$ ) to one or more ONUs using OMCI. +- 5) $ONU_i$ calculates the $Trecv_{N,i}$ value based on the $Tstamp_N$ and its own timing parameters. This calculation is given by: + +$$Trecv_{N,i} = Tstamp_N - \Delta_i \quad (13-11)$$ + +where: + +$$\Delta_i = (EqD_i + RspTime_i) \frac{n_{dn}}{n_{up} + n_{dn}} \quad (13-12)$$ + +The exact value of response time for $ONU_i$ must be used. Note that the $T_{stampN}$ and $T_{recvN}$ values are all referenced to the ONU's optical interface to ensure that they are invariant to the implementation. The ONU is responsible for compensating for all of its internal delays. + +- 6) When $ONU_i$ receives an arbitrary downstream frame $K$ , it can set its ToD clock to the value $T_{recvK,i} = T_{recvN,i} + (K - N) \times 125.0 \mu s$ . Care should be taken to account for the superframe counter rolling over. The ONU is expected to complete clock synchronization within 10 s of communication of the $(N, T_{stampN})$ value pair using OMCI. +- 7) Whenever the ONU's equalization delay is adjusted while the setting of the ToD clock is still pending, the ONU makes the commensurate adjustment in its predicted $T_{recvN,i}$ value. In this way, the ToD clock tracks any drifts in propagation delay of the PON system. + +It is assumed (and holds true for a common HSP system) that the OLT CT supports one and only one ToD clock domain. If this is the case, then the system clock can be synchronized to the ToD clock, thus allowing the periodicity of the ToD distribution procedure to be relaxed. The case of multiple ToD clock domains per OLT CT is out of scope of this Recommendation. + +### 13.2.3 Performance analysis + +This clause does not impose any new system requirements. The analysis contained herein is based on the requirements formulated elsewhere in this Recommendation. + +#### 13.2.3.1 Equalization delay accuracy + +The accuracy of equalization delay is determined by the DOW threshold (see clause 13.1.6), which is $\pm Q_0/4$ . This is very much smaller than the overall system timing requirement of 1 $\mu s$ , so this can likely be neglected. + +#### 13.2.3.2 Fibre propagation delay + +For typical [b-ITU-T G.652] fibres, the maximum estimate of the index correction factor is thus: + +$$\frac{n_{dn}}{n_{dn}+n_{up}} = I_{cf}$$ + +Using the $I_{cf}$ would result in a maximum systematic error of a certain value, caused by corresponding upstream and downstream wavelength in PON system. With this value, the propagation error of a typical length PON system can be calculated afterwards. It should be noted that different fibres may exhibit different absolute refractive indices; however, the relative dispersion between upstream wavelength and downstream wavelength is very well controlled. See Appendix II for the details of the error analysis. + +#### 13.2.3.3 Internal timing corrections + +Both the OLT CT and ONU are responsible for compensating for their internal delays from wherever the logical computations and/or event triggers occur to the optical interfaces, which are used as reference points for standardization purposes. In the PON system, the TDMA requirements imply that these internal delays are stable at least over each ranging life-cycle to the accuracy given above ( $\pm Q_0/4$ ). The stability and predictability of PON equipment over longer time periods is not specified. However, one can expect the cycle-to-cycle variability to be contained within the bounds of $\pm Q_0/2$ , which corresponds to two uncontrolled serializer-deserializer delays in the downstream link. Even in this case, the resulting timing uncertainty of $\pm Q_0/2$ is very small. + +# 14 Performance monitoring, supervision, and defects + +This clause focuses on mechanisms to detect link failure and monitor the health and performance of the links. It does not cover functions that may utilize the performance monitoring information, such as station management, bandwidth allocation or provisioning. + +## 14.1 Performance monitoring + +To facilitate troubleshooting, it is desirable that OLT channel termination and ONU maintain a variety of performance monitoring (PM) counters. The collected counter values may trigger actions ranging from threshold crossing alerts to alarms to protection switching, which are largely beyond the scope of this Recommendation. + +This clause identifies mandatory and optional PM parameters, and for the PM parameters collected at the OLT CT, it indicates whether they should be collected individually for each ONU or on an aggregate basis for all ONUs. + +Monitoring of optical parameters, for example, transmitted and received optical power, is specified in [ITU-T G.988]. + +Counters collected at the ONU are available to the OLT CT using OMCI. + +Table 14-1 summarizes performance monitoring counters, while Table 14-2 lists other performance monitoring parameters. + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------|--------------------------------------|------------------------------------------------------|--------|-------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| PHY PM | | | | | | | +| Corrected FEC bits | M | The number of bits that were corrected by the FEC function. | Yes, for all traffic flows. | Yes, if upstream FEC is enabled for ONU i | N/A | | +| Corrected FEC codewords | M | Count of FEC codewords that contained errors but were corrected by the FEC function. | Yes, for all traffic flows. | Yes, if upstream FEC is enabled for ONU i | N/A | | +| Uncorrectable FEC codewords | M | Count of FEC codewords that contained errors and could not be corrected by the FEC function. | Yes, for all traffic flows. | Yes, if upstream FEC is enabled for ONU i | Yes | | +| Total FEC codewords | M | Count of total received FEC codewords. | Yes, for all traffic flows. | Yes, if upstream FEC is enabled for ONU i | Yes | | +| Total received words protected by BIP-32 | M | Count of received 4-byte words that are included in BIP-32 check. | N/A | Yes | Yes | | +| BIP-32 error count | M | Count of bit errors according to BIP-32 (Note 1). | N/A | Yes | Yes | | +| PSBd HEC error count | O | HEC error in any of the fields of PSBd. | Yes, for all traffic flows. | N/A | N/A | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|------------------------------------------------------------------------------------------------------------|-----------------------|------------------------------------------------------------------------------------------------------|--------------------------------------|----------------------------------|---------------------|-----------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| FS HEC error count | O | DS FS header HEC errors received. | Yes, for all traffic flows. | Yes | N/A | | +| Unknown profile count | O | ONU could not transmit because the specified burst profile was not known. | Yes | N/A | N/A | | +| LODS PM | | | | | | | +| Total number of LODS events | M | Counter of state transitions from O5.1/O5.2 to O6 | Yes | N/A | N/A | ONU local event | +| LODS events restored in the operating TWDM channel | M | LODS cleared without retuning | Yes | N/A | N/A | ONU local event | +| LODS events restored in the pre-configured protection TWDM channel | M | WLCP On.
ONU retunes to the pre-configured channel. | Yes | N/A | N/A | ONU local event | +| LODS events restored in a discretionary TWDM channel | M | WLCP off.
ONU retunes to the channel of its choice. | Yes | N/A | N/A | ONU local event | +| LODS events resulting in ONU reactivation without synchronization being reacquired | M | Either TO2 (without WLCP) or TO3+TO4 (with WLCP) expire before the downstream channel is reacquired. | Yes | N/A | N/A | ONU local event | +| LODS events resulting in ONU reactivation after upstream handshake failure in pre-configured TWDM channel. | M | Timer TO5 expiration in pre-configured TWDM channel | Yes | N/A | N/A | ONU local event | +| LODS events resulting in ONU reactivation after upstream handshake failure in discretionary TWDM channel. | M | Timer TO5 expiration in discretionary TWDM channel to which ONU retunes as a channel of its choice. | Yes | N/A | N/A | ONU local event | +| XGEM PM | | | | | | | +| Transmitted XGEM frames | M | Total number of XGEM frames transmitted. | Yes | No | Yes | | +| Transmitted XGEM frames per XGEM port | O | The number of XGEM frames transmitted. | Yes, per XGEM port. | No | Yes, per XGEM port. | | +| Received XGEM frames | M | Total number of XGEM frames received. | No | No | Yes | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|--------------------------------------------------------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|----------------------------------|---------------------|-------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Received XGEM frames per XGEM port | O | The number of XGEM frames received. | Yes, per XGEM port that belongs to the ONU. | No | Yes, per XGEM port. | | +| Count of the number of transmitted XGEM frames with LF bit NOT set | O | Number of transmit fragmentation operations. | Yes | No | Yes | | +| Count of XGEM frame header HEC errors | M | Number of events involving loss of XGEM channel delineation. | Yes | Yes | No | | +| Count of FS frame words lost due to XGEM frame HEC error. | O | Aggregate severity measure of the loss of XGEM channel delineation events. Note that the number of lost XGEM frames is not available. | Yes | Yes | N/A | | +| XGEM key error count | M | XGEM frames discarded because of unknown or invalid encryption key. Examples include: no unicast or broadcast key established for specified key index, key index indicating encrypted XGEM frame on an XGEM port that is not provisioned for encryption, key index indicating upstream encryption on an XGEM port that is provisioned for downstream encryption only, or invalid key index (11). This count is included in the Rx XGEM frame count. | Yes | Yes | N/A | | +| UTILIZATION PM | | | | | | | +| Transmitted bytes in non-idle XGEM frames | M | Measure of downstream utilization | Yes | Yes | Yes | | +| Received bytes in non-idle XGEM frames | M | Measure of upstream utilization | Yes | Yes | Yes | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|----------------------------------|-----------------|------------------------------------------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Count of DBA inability to assign guaranteed bandwidth in the presence of demand | O | Indication of upstream congestion | N/A | Yes | Yes | | +| PLOAM PM | | | | | | | +| SN grant count | O | Serial number grants for ONU discovery. | N/A | N/A | Yes | | +| PLOAM MIC errors | O | Counter of received PLOAM messages with MIC errors | Yes | Yes | N/A | | +| PLOAM timeouts | O | Retransmission count: missing, late or errored response.

No response to key request or Request_Registration, lack of ACK, etc. | N/A | N/A | Yes | | +| DG count | O | Count of dying gasp bursts received. | N/A | Yes | N/A | | +| Downstream PLOAM message count | O | Count of PLOAM messages sent by OLT CT, received by ONU, either broadcast or directed to the specific ONU-ID. | Yes | Yes | Yes (broadcast) | | +| System_Profile message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Channel_Profile message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Burst_Profile message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Assign_ONU-ID message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Ranging_Time message count | M | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | Mandatory as it provides a base for transmission time drift estimation | +| Protection_Control message count | M | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------------------------------------------|-----------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|---------------------------------------------------------------------------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Adjust_Tx_Wavelength message count | M | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | Mandatory as it provides a base for wavelength drift estimation (together with the following parameter) | +| Wavelength dithering Adjust_Tx_Wavelength message count | O | Count of PLOAM messages generated by the wavelength dithering process and sent by OLT CT. | N/A | Yes | Yes | Optional, applies if the wavelength dithering is in place | +| Adjust_Tx_Wavelength adjustment amplitude | M | An estimator of the absolute value of the transmission wavelength adjustment. | Yes | Yes | N/A | | +| Unsatisfied Adjust_Tx_Wavelength requests | O | Adjust_Tx_Wavelength requests not applied or partially applied due to target US wavelength being out of Tx tuning range. | Yes | N/A | N/A | | +| Deactivate_ONU-ID message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Disable_Serial_Number message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Request_Registration message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | N/A | | +| Assign_Alloc-ID message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | N/A | | +| Key_Control message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | +| Sleep_Allow message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | +| Tuning_Control message count, Request operation code | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|--------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|-------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Tuning_Control message count, Complete_d operation code | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | +| Calibration_Request message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Power_Consumption_Inquire message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | +| Reboot_ONU message count | O | Count of PLOAM messages sent by OLT CT | Yes | N/A | Yes | | +| Bonded_Channel_Status message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | Yes | | +| Get_Set_Capabilities message count | O | Count of PLOAM messages sent by OLT CT | Yes | Yes | N/A | | +| Upstream PLOAM message count | O | Count of messages (other than Acknowledgement) sent by ONU, received by OLT CT. | Yes | Yes | Yes | | +| Serial_Number_ONU message count | O | Count of PLOAM messages sent by ONU | Yes | Yes (Note 2) | Yes | | +| Registration message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Key_Report message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Acknowledgement message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Sleep_Request message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Tuning_Response message count, ACK/NACK operation codes | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Tuning_Response message count, Complete_u/Rollback operation codes | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Power_Consumption_Report message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | Yes | | +| Bonded_Channel_Response message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | Yes | | +| ONU_Capabilities message count | O | Count of PLOAM messages sent by ONU | Yes | Yes | N/A | | +| Activation PM | | | | | | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|------------------------------------------------------------------------------------------------------------------|-----------------------|-------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|-----------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Non-discernible activation attempts | O | Quiet window bursts from which the OLT CT is unable obtain the sender's SN. | N/A | N/A | Yes | | +| Foreign activation attempts | O | Unrecognized SN | N/A | N/A | Yes | | +| Successful new activations | O | ONU calibrated; requires ONU-ID assignment and ranging. | N/A | Yes | Yes | | +| Successful pre-configured TWDM channel handovers | O | ONU calibrated, pre-ranged; downstream and upstream wavelength channels set in advance with Protection_Control PLOAM message. | N/A | Yes | Yes | | +| Successful discretionary TWDM channel handovers | O | ONU retunes to the channel of its choice. ONU calibrated, pre-ranged | N/A | Yes | Yes | | +| Tuning Control PM
(for detailed failure condition codepoint explanation see clause 17.3.2) | | | | | | | +| Tuning control requests for Rx only or Rx and Tx | M | Count of PLOAMd Tuning_Control (Request) messages for Rx or Tx/Rx | Yes | Yes | Yes | Locally recognized events | +| Tuning control requests for Tx only | M | Count of PLOAMd Tuning_Control (Request) messages for TX | Yes | Yes | Yes | Locally recognized events | +| Tuning control requests rejected on internal condition (not ready to start transceiver tuning by specified time) | M | Count of PLOAMu Tuning_Response(NACK) messages with Response Code = INT_SFC | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on target downstream wavelength channel inconsistency | M | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_xxx | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on downstream administrative label inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_ALBL | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|----------------------------------------------------------------------------------------------------|-----------------------|----------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|-----------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Tuning control requests rejected on void downstream wavelength channel descriptor | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_VOID | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on channel partition violation | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_PART | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected due to target DS wavelength channel being out of Rx tuning range. | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_TUNR | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on downstream line rate inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_LNRT | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on downstream line code inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = DS_LNCD | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on target upstream wavelength channel inconsistency | M | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_xxx | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream administrative label inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_ALBL | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on void upstream wavelength channel descriptor | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_VOID | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected due to target US wavelength channel being out of Tx tuning range. | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_TUNR | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|-----------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Tuning control request rejected due to insufficient calibration accuracy | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_CLBR | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream optical link type inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_LKTP | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream line rate inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_LNRT | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream line code inconsistency | O | Count of PLOAMu Tuning_Response(NACK) messages with ResponseCode = US_LNCD | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests fulfilled with ONU reacquired at target channel | M | OLT CT: Tuning_Control (Request) PLOAM messages sent, for which ICTP handover closure has been indicated.
ONU: Tuning_Control (Request) PLOAM messages received, for which US tuning confirmation has been obtained in the specified target channel. | Yes | Yes | Yes | Local for ONU; ICTP-based at OLT CT. | +| Tuning control requests failure reason: target DS wavelength channel not found. | M | Timer TO4 expiration in DS Tuning state (O8) in the target channel | Yes | N/A | N/A | Local for ONU | +| Tuning control requests failure reason: no tuning feedback in target US wavelength channel. | M | Timer TO5 expires in US Tuning state (O9) in the target channel. | Yes | N/A | N/A | Local for ONU | +| Tuning control requests resolved with ONU reacquired at discretionary channel | M | ONU fails to retune to the specified target channel, but retunes to the channel of its choice. | Yes | Yes | Yes | Local for ONU; ICTP-based at OLT CT. | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|-----------------------------------------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------|--------------------------------------|----------------------------------|--------|-----------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Tuning control requests failed with ONU Rollback due to communication condition | M | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = COM_DS | Yes | Yes | Yes | Local for ONU and OLT CT | +| Tuning control requests failed with ONU Rollback due to downstream target wavelength channel inconsistency | M | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = DS_xxx | Yes | Yes | Yes | Local for ONU and OLT CT | +| Tuning control requests failed with ONU Rollback on downstream administrative label inconsistency | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = DS_ALBL | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests failed with ONU Rollback on downstream optical link type inconsistency | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = DS_LKTP | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests failed with ONU Rollback due to upstream target wavelength channel parameter violation. | M | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_xxx | Yes | Yes | Yes | Local for ONU and OLT CT | +| Tuning control requests failed with ONU Rollback on upstream administrative label violation | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_ALBL | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on void upstream wavelength channel descriptor | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_VOID | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on Tx tuning range violation. | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_TUNR | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------------------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------|----------------------------------|--------|-----------------------------------------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Tuning control requests rejected on upstream optical link type violation. | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_LKTP | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream line rate violation | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_LNRT | Yes | Yes | Yes | Local for ONU; Response code for OLT CT | +| Tuning control requests rejected on upstream line code violation | O | Count of PLOAMu Tuning_Response (Rollback) messages with ResponseCode = US_LNCD | Yes | Yes | Yes | Local for ONU and OLT CT | +| Tuning control requests failed with ONU reactivation | M | Count of state transitions from O5.2 to O8 followed by expiration of timer TO4 or timer TO5, thus causing a transition to O1state | Yes | N/A | N/A | Local for ONU | +| Power Levelling PM | | | | | | | +| Change_Power_Level messages rejected due to Parameter Error | O | Count of Change_Power_Level PLOAM messages acknowledged with Parameter Error Completion code | Yes | Yes | Yes | | +| Change_Power_Level messages without completion acknowledgement | O | Count of Change_Power_Level PLOAM messages acknowledged with Busy Completion code, but for which no acknowledgement with OK completion code is received. | Yes | Yes | Yes | | +| OMCI PM | | | | | | | +| OMCI baseline message count | O | OMCI message count | Yes, messages directed to the given ONU. | Yes | N/A | | +| OMCI extended message count | O | OMCI message count | Yes, messages directed to the given ONU. | Yes | N/A | | + +**Table 14-1 – Performance monitoring counters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------|-----------------------|-------------------------------------------------|--------------------------------------|----------------------------------|--------|-------| +| | | | Each ONU for each wavelength channel | OLT CT for each ONU i | OLT CT | | +| Autonomous messages | O | OMCI message count | No | Yes | No | | +| OMCI MIC errors | O | Count of received OMCI messages with MIC errors | Yes | Yes | N/A | | + +NOTE 1 – The BIP-32 error count is used to obtain a BER estimate only when FEC is off. +NOTE 2 – The OLT CT assigns the ONU-ID and updates the per-ONU count only after recognizing the ONU's serial number. + +**Table 14-2 – Performance monitoring parameters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|----------------------------------------------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|----------------------------------|--------|-------| +| | | | Each ONU for each TWDM channel | OLT CT for each ONU i | OLT CT | | +| Power Monitoring | | | | | | | +| Transmit Optical power level | M | Depending on the network configuration (e.g., integrated vs. external WM, presence of RE), the maintained value refers to one of four reference points: S/R, S/R-CP, S/R-CG, or S'/R'. An integer representing a logarithmic power measure having 0.1 dB granularity with respect to -30 dBm (i.e., the value zero represents -30 dBm) | N/A | N/A | Yes | | +| Energy conservation | | | | | | | +| Overall reference interval with respect to which the following parameter is maintained | O | Overall reference interval. 64-bit integer representing time rounded to 1 ms. | Yes | Yes | N/A | | +| Time spent in the OLT CT Awake Free state. | O | Time spent in a specific low-power state. 64-bit integer representing time rounded to 1 ms. | No | Yes | N/A | | +| Time spent in the OLT CT Low Power Watch state | O | Time spent in a specific low-power state. 64-bit integer representing time rounded to 1 ms. | No | Yes | N/A | | + +**Table 14-2 – Performance monitoring parameters** + +| Parameter | Mandatory or optional | Description | Collected by: | | | Notes | +|---------------------------------------|-----------------------|---------------------------------------------------------------------------------------------|--------------------------------|----------------------------------|--------|-------| +| | | | Each ONU for each TWDM channel | OLT CT for each ONU i | OLT CT | | +| Time spent in the ONU Low Power state | O | Time spent in a specific low-power state. 64-bit integer representing time rounded to 1 ms. | Yes | No | N/A | | + +## 14.2 Defects + +This clause captures the required actions that are performed in the ComTC layer, as opposed to those left to the discretion of an implementer. In particular, the effects of repeated defects of the same type are an implementation matter. + +### 14.2.1 Items detected at OLT channel termination + +Table 14-3 summarizes defects detected at the OLT CT. + +**Table 14-3 – Defects detected at the OLT CT** + +| Type | Description | | | | | +|------------------|------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|---------| +| | | Detection conditions | Actions | Cancellation conditions | Actions | +| LOB i | Loss of burst for ONU i | Failure to delineate, for any reason, the specified number, Clob i , of consecutive scheduled bursts from ONU i when not exempt by power management state machine. (Replaces conditions previously known as LOSi and LOFi.)
The Clob i threshold is configurable. Under normal conditions, it defaults to four missing consecutive bursts; however, under certain circumstances (such as power saving purposes), this threshold should be kept as a specific counter and set by the OLT CT to the ONU as according to actual number of tolerated missing bursts. | At the discretion of the OLT CT; may include waiting extra soak time; changing the allocation schedule; deactivating or disabling the offending ONU, or executing a rogue ONU diagnostic procedure. Reporting of the LOB i condition should be qualified by any DG received. | A scheduled burst from ONU i successfully received. | | + +**Table 14-3 – Defects detected at the OLT CT** + +| Type | | Description | | | | +|-------|------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------|---------| +| | | Detection conditions | Actions | Cancellation conditions | Actions | +| LOS | Loss of signal | The OLT CT did not receive any expected transmissions in the upstream (complete PON failure) for four consecutive frames. | At the discretion of the OLT CT; may require additional diagnostic to determine whether PON has been lost, and ultimately lead to protection switching event. | When the OLT CT receives at least one upstream transmission. | – | +| TIWi | Transmission interference warning for ONU i | The ONU transmission drift exceeds the outer (TIW) threshold, and remains outside the threshold after three consecutive attempts to correct it with a Ranging_Time PLOAM message. | At the OLT CT discretion; may include deactivating or disabling the ONU, or executing a rogue ONU diagnostic procedure. | The ONU transmission drift does not exceed the lower (DOW) threshold. | | +| SUFi | Start-up failure of ONU i . | The ranging of ONU i has failed. The OLT CT detects the ONU's serial number, but the ONU fails to complete the bring-up sequence. | Send Deactivate_ONU-ID PLOAM message. | The ONU is ranged successfully. | | +| DFi | Disable failure of ONU i . | The ONU continues to respond to the upstream allocations after an attempt to disable the ONU using its serial number (with one or more Disable_Serial_Number PLOAM messages) which may have been preceded by a failed attempt to deactivate the ONU (with one or more Deactivate_ONU PLOAM messages).
Note that the OLT CT can detect this condition only if it continues to provide upstream bandwidth allocations to the ONU. | Mitigating action at OLT CT discretion. May include rogue ONU diagnostic procedures. The offending ONU-ID and the associated Alloc-IDs may have to be blocked from re-allocation. | The offending ONU is successfully re-activated and remains positively controlled, or is prevented from transmitting upstream. | | +| LOPCi | Loss of PLOAM channel with ONU i . | Generic defect indicating breakage of the PLOAM protocol: persistent MIC failure in the upstream; lack of acknowledgements or proper PLOAM responses from the ONU. Persistent means that the same irregular condition is observed consecutively at least three times. | Mitigating action at the OLT CT discretion; may include ONU re-authentication, ONU deactivation or disabling, or execution of rogue ONU diagnostic procedures. | | – | + +**Table 14-3 – Defects detected at the OLT CT** + +| Type | | Description | | | | +|-------|-----------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------| +| | | Detection conditions | Actions | Cancellation conditions | Actions | +| LOOCi | Loss of OMCC with ONU i | Recognized by the OLT CT's OMCI processing engine (based on the persistent MIC failure in the upstream). | Mitigating action at the OLT CT discretion; may include ONU re-authentication, ONU deactivation or disabling, or execution of rogue ONU diagnostic procedures. | | | +| DOTXi | Drift of transmitter wavelength warning | The number of transmitter wavelength adjustment requests in unit of time and/or estimated amplitude of transmitter wavelength adjustment requests exceed the configured thresholds. Note that thresholds should take into account whether the ONU is under closed-loop wavelength locking control. | Mitigating action at the OLT CT discretion; may include ONU re-authentication, ONU deactivation or disabling, or execution of rogue ONU diagnostic procedures. | | | +| ALRFi | Attenuation level request failure | The OLT CT detects that no received power level change has occurred in response to a Change_Power_Level PLOAM message acknowledged by the ONU. | Mitigating action at the OLT CT discretion; may include ONU re-authentication, ONU deactivation or disabling, or execution of rogue ONU diagnostic procedures. | The OLT CT detects received power level change in response to a Change_Power_Level PLOAM message acknowledged by the ONU | | + +### 14.2.2 Items detected at ONU + +Table 14-4 summarizes defects detected at the ONU. + +**Table 14-4 – Defects detected at the ONU** + +| Type | | Description | | | | +|------|-------------------------------------|-------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|---------------------------------------------------------------------| +| | | Detection conditions | Actions | Cancellation conditions | Actions | +| LODS | Loss of downstream synchronization. | The ONU downstream synchronization state machine in the Hunt or Pre-Sync states. (See clause 10.1.3.) | Provide necessary visual indication and user-side interface signalling. Execute appropriate transition of the ONU activation state machine. | The ONU downstream synchronization state machine in the Sync or Re-Sync states. | Execute appropriate transition of the ONU activation state machine. | + +### 14.2.3 Urgent ONU status snapshot record + +To facilitate post-mortem diagnostics, the ONU supports recording a snapshot of relevant ONU status information, defects and failure conditions. The information is collected and stored by the ONU when communication channel with the OLT CT is compromised or unavailable. + +The urgent status snapshot record is made as a part of the dying gasp (DG) sequence, and any time the transmitter is being switched off by the ONU software. It can be retrieved either remotely on site or in the lab upon ONU replacement. The urgent status snapshot record is stored in non-volatile memory to ensure it survives ONU reactivation, warm and cold reboot, power cycle, and power loss. + +The storage is expected to accommodate at least ten urgent status snapshot records and to be reasonably protected against accidental erasure and unauthorized access. + +# 15 Security + +This clause discusses threat models characteristic for the operating environment, and specifies authentication, data integrity, and privacy protection aspects of the system. + +## 15.1 Threat model + +HSP security is intended to protect against the following threats: + +- 1) Since downstream data is broadcast to all ONUs attached to the OLT CT, a malicious user capable of replacing or re-programming an ONU would be capable of receiving all downstream data intended for all connected users. +- 2) Since upstream data received by the OLT CT can originate from any ONU attached to the optical distribution network (ODN), a malicious user capable of replacing or re-programming an ONU could forge packets so as to impersonate a different ONU (i.e., theft of service). +- 3) An attacker could connect a malicious device at various points on the infrastructure (e.g., by tampering with street cabinets, spare ports or fibre cables). Such a device could intercept and/or generate traffic. Depending on the location of such a device, it could impersonate an OLT CT or alternatively it could impersonate an ONU. +- 4) A malicious user in any of the above scenarios could record packets transmitted on the PON and replay them back onto the PON later, or conduct bit-flipping attacks. + +PONs are deployed in a wide variety of scenarios. In some cases, the ODN, the optical splitter, or even the ONUs may be installed in a manner considered to be physically secure or tamper-proof. + +To accommodate these scenarios in an economical manner, activation of some of the security features is optional, as indicated in the clauses below. + +## 15.2 Authentication + +The HSP system supports three mechanisms for authentication. The first mechanism is based on the use of `Registration_ID`. It is executed in the course of ONU activation and may be repeated throughout the duration of the activation cycle, i.e., until the ONU's next entry into the Initial state (O1). When an ONU is handed over from the source OLT CT to the target OLT CT, the target OLT CT may authenticate the ONU by issuing a `Request_Registration` PLOAM message. The registration-based authentication mechanism provides a basic level of authentication of the ONU to the OLT CT. It does not provide authentication of the OLT CT to the ONU. Support of the registration-based authentication mechanism is mandatory in all HSP devices. The two other authentication mechanisms provide secure mutual authentication to both OLT CT and ONU. One of them is based on an ONU management and control interface (OMCI) message exchange (see Annex C). The other is based on an IEEE 802.1X message exchange and provides a wide range of extensible features (see Annex D). Support for OMCI-based and IEEE 802.1X-based authentication mechanisms is mandatory for implementation at the component level, but optional from an equipment specification perspective. + +In other words, the ComTC layer implementation will have the capability to support both secure mutual authentication methods, but equipment constructed using these ComTC-layer implementations may choose not to support them. + +It is within the discretion of an operator to require support of one or both secure mutual authentication mechanisms at the equipment specification stage, and to employ any or none of the authentication methods, including the basic registration-based authentication, when the system is in service. + +Upon authentication failure, the OLT CT may undertake measures to restore functionality and to prevent a potential security breach, which may include repeating authentication using the same or an alternative mechanism, blocking upstream and downstream traffic, deactivating or disabling the offending ONU, or executing the rogue ONU diagnostic procedures. + +### **15.2.1 Registration-based authentication** + +The registration-based authentication mechanism can provide authentication of ONU to OLT CT, but not vice versa. Its support is mandatory for all HSP systems. To maintain full functionality, this method requires: + +- that a Registration\_ID be assigned to a subscriber at the management level; +- that the Registration\_ID be provisioned into the OLT CT and be communicated to the field personnel or to the subscriber directly; +- that the ONU support a method for entering the Registration\_ID in the field (specification of such a method being beyond the scope of this Recommendation); +- that the field personnel or the subscriber in fact enter the Registration\_ID into the ONU. + +The Registration\_ID is stored at the ONU in a non-volatile storage. It is retained through ONU re-activation and power cycle, until explicitly reset by the field personnel or the subscriber. + +#### **15.2.1.1 The OLT CT perspective** + +The OLT CT must support ONU authentication based on the reported Registration\_ID, as well as the MSK and derived shared key calculation procedure based on the reported Registration\_ID (see clause 15.3). + +The OLT CT requests the Registration\_ID from the ONU in the following situations: + +- In the course of ONU activation, by issuing a ranging grant. +- As a final handshake upon completion of a secure mutual authentication procedure, by sending a Request\_Registration message to the ONU. +- At any time throughout the ONU's activation cycle at its own discretion, by sending a Request\_Registration message to the ONU. + +If at the time of Registration\_ID receipt from the ONU, there is no valid secure mutual association (SMA) between the OLT CT and the ONU (i.e., in the course of ONU activation, or if secure mutual authentication has not been executed or has failed), the OLT CT: + +- must compute the master session key (MSK) and derived shared keys based on the reported Registration\_ID; +- may perform authentication of the ONU based on the reported Registration\_ID. + +It is up to the operator to specify whether registration-based authentication is performed and how the result is used. Failure of registration-based authentication shall not prevent the OLT CT from issuing an equalization delay to the ONU (i.e., the ONU is nevertheless allowed to enter the Operation state (O5)) or from maintaining management level communication with the ONU, but may have an effect on how the OLT CT further handles the ONU and, in particular, on subsequent provisioning of services. + +Registration-based authentication is not performed and the registration-based MSK and derived shared keys are not calculated, if at the time of the Registration\_ID report there exists a valid SMA between the OLT CT and the ONU. + +Once the OLT CT transmits a Request\_Registration message to the ONU while expecting to use the reported Registration\_ID for shared key derivation, it refrains from sending to that ONU other PLOAM or OMCI messages with ONU-specific MIC (see clauses 15.3.2 and 15.3.3) until after the Registration\_ID is received and the registration-based MSK and derived shared keys are calculated. + +Once the OLT CT completes calculation of the registration-based MSK and derived shared keys for a particular ONU, it immediately commits those keys as active. + +At the start of the ONU's activation cycle, the OLT CT discards any active registration-based MSK and derived shared keys. + +#### **15.2.1.2 The ONU perspective** + +The ONU must be able to perform calculation of the MSK and derived share keys based on the Registration\_ID. + +The ONU computes the registration-based MSK and derived shared keys upon power up (initially, using the well-known default Registration\_ID (see clause 11.3.4.2)), and each time the Registration\_ID changes. The computed values are stored for future use. As the registration-based key set may be required at any time, the ONU may benefit by storing the registration-based MSK and derived shared keys separately from the MSK and derived shared keys based on secure mutual authentication. + +ONU reports Registration\_ID to the OLT in the following situations: + +- In the course of ONU activation, in response to a ranging grant. +- At any time during the ONU's activation cycle, in response to a Request\_Registration message. + +The events that cause registration-based key re-computation are asynchronous to the physical layer operations, administration and maintenance (PLOAM) channel events. The ONU is expected to have the registration-based MSK and derived shared keys available at the time it reports its Registration\_ID to the OLT CT. + +If there is no valid SMA between the OLT CT and the ONU, the ONU commits the set of shared keys based on the reported Registration\_ID immediately upon sending the Registration PLOAM message. + +The ONU retains the Registration\_ID and the stored registration-based MSK and derived shared keys between activation cycles and between power cycles. + +### **15.2.2 Secure mutual authentication options** + +Two secure mutual authentication mechanisms are defined: OMCI-based authentication (Annex C), and IEEE 802.1X-based authentication (Annex D). These mechanisms authenticate the OLT CT to the ONU as well as the ONU to the OLT CT. The support of both secure mutual authentication mechanisms is optional on the system level. + +If secure mutual authentication is supported by the system and is employed by the operator, the OLT CT initiates the secure mutual authentication procedure using an appropriate mechanism upon completion of the ONU activation procedure before user data traffic is transmitted, and subsequently may initiate re-authentication at any time, subject to the operator's policies and discretion. + +In the course of execution of a secure mutual authentication procedure, the OLT CT and the ONU compute the secure master session key (MSK) and a set of secure shared keys applicable for specific management and operation tasks. + +Both the OLT CT and the ONU discard the MSK and derived shared keys obtained in the course of secure mutual authentication at the start of the ONU's activation cycle along with the other ComTC layer parameters. + +## 15.3 Key derivation + +The mathematical details of the MSK and derived shared key calculation are shared by the OLT CT and the ONU. + +The ONU computes the registration-based MSK and derived shared keys upon power up (initially using the well-known default Registration\_ID (see clause 11.3.4.2)), and each time the Registration\_ID changes. + +The OLT CT computes the registration-based MSK and derived shared keys under the following conditions: + +- 1) Each time the ONU reports its Registration\_ID to the OLT CT in response to a ranging grant in the course of ONU activation, regardless of whether or not the reported Registration\_ID is used for authentication, and what the outcome of the registration-based authentication procedure is. +- 2) Each time the ONU reports its Registration\_ID to the OLT CT in response to the Request\_Registration PLOAM message, but only when there is no valid mutual security association between OLT CT and ONU. + +Both the OLT CT and the ONU compute the secure MSK and derived shared keys each time a secure mutual authentication procedure using either the OMCI-based or the IEEE 802.1X-based mechanism is executed. + +### 15.3.1 Cryptographic method + +The secure key derivation procedure employs the cipher-based message authentication code (CMAC) algorithm specified in [NIST SP800-38B], applied with the configured bit block cipher. The default cipher is the advanced encryption standard (AES) encryption algorithm [NIST FIPS-197] with 128 bit key length. The use of additional ciphers (both algorithm and key length) can be configured via the OMCI. Before OMCI configuration occurs, the default cipher will be used. When the cipher selection is changed, the derived keys will have to be recalculated using the new cipher. The key derivations function below refers to the block cipher applied by the CMAC algorithm as "BC" and key length "*Tlen*" for generality. + +The BC-CMAC function takes as its inputs: + +- block cipher key *K*; +- the information message *M*; and +- the bit length of the output *Tlen*, + +and produces the secret key as a message authentication code *T* of length *Tlen* as an output. The notation for invocation of the extended BC-CMAC function (BC-ECMAC) is: + +$$T = \text{BC-ECMAC}(K, M, Tlen) = \text{BC-CMAC}(K, M, Tlen) \text{ when } Tlen \leq 128$$ + +$$T = \text{BC-ECMAC}(K, M, Tlen) = \text{BC-CMAC}(K, (M \text{ less LastBlock}), 128) \mid \text{BC-CMAC}(K, M, 128) \text{ when } Tlen = 256 \quad (15-1)$$ + +If *Tlen* is 128 bits, the BC-ECMAC is the simple CMAC function. If *Tlen* is 256 bits, then the BC-ECMAC is a concatenation of the penultimate CMAC block and the final CMAC block. The information message of the penultimate CMAC block is the information message *M* of the final CMAC block from which the last 128-bit block is truncated. + +### 15.3.2 Master session key + +The master session key (MSK) is a 128 or 256-bit value that is shared between the OLT CT and the given ONU as a result of an authentication procedure and which serves as a starting point for the derivation of all of the other secret keys used in subsequent secure communications. + +For the registration-based key derivation, the MSK is obtained from the ONU Registration\_ID: + +$$\text{MSK} = \text{AES-CMAC}((0x55)_{16}, \text{Registration\_ID}, 128) \quad (15-2)$$ + +Note that the cipher is always AES-128 for the registration-based method. Here $(0x55)_{16}$ denotes a default key composed of the hex pattern 0x55 repeated 16 times, and Registration\_ID is the 36-byte value transmitted in the Registration PLOAM message. Note that the Registration PLOAM message may carry either an ONU-specific Registration\_ID, or a well-known default value. + +When the key derivation is triggered by the success of secure mutual authentication, the procedure to obtain the MSK depends on the specific authentication mechanism. (see clauses 9.13.11 of [ITU-T G.988] for OMCI-based mutual authentication and Annex D of [ITU-T G.987.3] for IEEE 802.1X-based mutual authentication). + +In case 256-bit cipher is selected and only 128-bit MSK is available (e.g., after registration-based authentication or as a result of mutual authentication), a 256-bit MSK is derived using equation (15-1) and the AES-128 cipher. In the penultimate CMAC block the default key $(0x55)_{16}$ is used in case of registration-based authentication and pre-shared key (PSK) is used in case of mutual authentication. + +### 15.3.3 Derived shared keys + +The session key (SK) binds the MSK to the context of the security association between the OLT CT and ONU. The SK, which is used for subsequent key derivations, is obtained using the following formula: + +$$\text{SK} = \text{BC-ECMAC}(\text{MSK}, (\text{SN} \mid \text{PON-TAG} \mid \text{PON-TAG} \mid \text{SN}), \text{Tlen}) \quad (15-3)$$ + +where the information message, which is 32 bytes long, is a concatenation of four elements: the ONU serial number (SN) as reported in octets five to 12 of the upstream Serial\_Number\_ONU PLOAM message (clause 11.3.4.1), the PON-TAG as reported in octets 26 to 33 of the downstream Burst\_Profile PLOAM message (clause 11.3.3.1) repeated twice, and the SN once again. + +The OMCI integrity key (OMCI\_IK) is used to generate and verify the integrity of OMCI messages. The OMCI\_IK is derived from the SK by the following formula: + +$$\text{OMCI\_IK} = \text{BC-ECMAC}(\text{SK}, \text{"OMCIIIntegrityKeyMakeOMCImoreSafe"}, \text{Tlen}) \quad (15-4)$$ + +Here the information message parameter of the BC-ECMAC function is 256 bits long and is the ASCII string "OMCIIIntegrityKeyMakeOMCImoreSafe". + +The PLOAM integrity key (PLOAM\_IK) is used to generate and verify the integrity of FS layer unicast PLOAM messages. The PLOAM\_IK is derived from the SK by the following formula: + +$$\text{PLOAM\_IK} = \text{AES-CMAC}(\text{SK}, 0x504c4f414d496e7465677274794b6579, 128) \quad (15-5)$$ + +Here the information message parameter of the AES-CMAC function is 128 bits long, and is the hexadecimal representation of the ASCII string "PLOAMIntegrtyKey". In case of 256-bit SK, the SK value in (15-5) is the 128 LSBs of the SK (the value computed using equation (15-3)). + +For downstream broadcast PLOAM messages and for unicast PLOAM messages exchanged in the course of ONU activation prior to availability of the registration-based MSK, the default PLOAM\_IK value is used, which is equal to $(0x55)_{16}$ , the subscript indicating the multiplicity of repetition of the specified hex pattern. + +The key encryption key (KEK) is used to encrypt/decrypt and protect/verify the integrity of the data encryption key that is carried in the PLOAM channel. The KEK is derived from the SK by the following formula: + +$$\text{KEK} = \text{BC-ECMAC}(\text{SK}, \text{"KeyEncryptionKeyMakeKEKMoreSafey"}, \text{Tlen}) \quad (15-6)$$ + +Here the information message parameter of the BC-ECMAC function is 32 bytes long and is the ASCII string "KeyEncryptionKeyMakeKEKMoreSafey". + +An ONU re-derives the SK, the OMCI\_IK, the PLOAM\_IK and the KEK when the PON-TAG in the downstream Burst\_Profile PLOAM message changes or when the cipher selection is changed. The PON-TAG may change in the course of burst profile update or ONU handover from the source OLT CT to the target OLT CT. + +## 15.4 XGEM payload encryption system + +XGEM payloads can be encrypted for transmission to provide data privacy in the presence of a potential eavesdropping threat. + +### 15.4.1 Cryptographic method + +The default algorithm used for XGEM payload encryption is the AES-128 [NIST FIPS-197] cipher, used in Counter mode (AES-CTR), as described in [NIST SP800-38A]. Cipher algorithms AES-128 (mandatory), AES-256 (mandatory), Camellia-128, Camellia-256, and SM4(-128) [ISO/IEC 18033-3:2010] can be configured via the OMCI, as defined in clause 9.1.2 [ITU-T G.988]. The configured cipher algorithm is used for both upstream and downstream, unicast and multicast. The CTR algorithm applies a forward cipher with a secret key known only to the OLT CT and ONU (or ONUs – in the case of a broadcast key) to a sequence of input counter blocks to produce a sequence of output blocks that are exclusive-OR-ed with the plaintext XGEM payload. The sequence of counter blocks is initialized for each XGEM frame payload field to a value called "initial counter block" and is incremented using a standard incrementing function applied to the entire counter block (see clause B.1 of [NIST SP800-38A]). To decrypt the ciphertext, for each XGEM frame, the forward cipher with the same secret key is applied to a sequence of input counter blocks initialized to the same initial counter block value. The output blocks are exclusive-OR-ed with the blocks of ciphertext XGEM payload to restore the plaintext XGEM payload. + +### 15.4.2 Secret key selection + +XGEM payload encryption may apply to any unicast transmission in the downstream and the upstream directions, and to one specified multicast service stream for downstream broadcast transmission. The OLT CT ensures that, at all times, there is a PON-wide broadcast key pair which is used for broadcast XGEM Port-ID or Port-IDs, and that there is a unicast key pair for each ONU which is used for all XGEM Port-IDs that belong to that ONU. See clause 15.5 for the key exchange and activation mechanism that, at all times, allows to select a valid key for each supported key pair. + +The key pair to be used for XGEM payload encryption depends on the XGEM Port-ID. Given the XGEM Port-ID (unicast or broadcast), the sender selects the specific key of the appropriate key pair, according to the rules of clause 15.5, and provides an indication of the selected key in the XGEM header. + +Each XGEM frame header, as defined in clause 9.1.2, contains a 2-bit field designated as the key index, carrying an indication whether or not the particular XGEM frame payload is encrypted and if so, which of the encryption keys was used. The following code points are defined for the key index field: + +- 00 – XGEM frame payload is unencrypted; +- 01 – XGEM frame payload is encrypted using the first encryption key; +- 10 – XGEM frame payload is encrypted using the second encryption key; + +– 11 – Reserved. + +### 15.4.3 Initial counter block + +The 128-bit initial counter block value for a particular XGEM frame is determined by the values of superframe counter (SFC) and intra-frame counter (IFC) associated with the given XGEM frame. + +In the downstream direction, the SFC value is contained in the PSBd field of the PHY frame in which the given downstream XGEM frame is transmitted. In the upstream direction, the SFC value is contained in the PSBd field of the PHY frame that specifies the upstream PHY burst in which the given upstream XGEM frame is transmitted. For the purpose of the initial counter block construction, the most significant three bits of the SFC value is omitted, and the 48-bit field is used. + +To obtain the IFC value of the given XGEM frame, the following block enumeration procedure applies (see Figure 15-1). + +![Figure 15-1: Obtaining the intra-frame counter value for an XGEM frame. The diagram shows a sequence of 16-byte FS frame/burst enumerated blocks. The top row shows blocks N and N+1. Below this, four rows show the position of an XGEM frame (XGEM header and XGEM payload) relative to these blocks. The IFC value is indicated for each row: IFC = N+1 for the first two rows, IFC = N for the third row, and IFC = N for the fourth row. Vertical dashed lines indicate the boundaries of the 16-byte blocks. The diagram is labeled G.9804.2(21).](cdcbafff3cef7d54a001e3d0a4d9841e_img.jpg) + +Figure 15-1: Obtaining the intra-frame counter value for an XGEM frame. The diagram shows a sequence of 16-byte FS frame/burst enumerated blocks. The top row shows blocks N and N+1. Below this, four rows show the position of an XGEM frame (XGEM header and XGEM payload) relative to these blocks. The IFC value is indicated for each row: IFC = N+1 for the first two rows, IFC = N for the third row, and IFC = N for the fourth row. Vertical dashed lines indicate the boundaries of the 16-byte blocks. The diagram is labeled G.9804.2(21). + +**Figure 15-1 – Obtaining the intra-frame counter value for an XGEM frame** + +In the downstream direction, the FS frame of the framing sublayer (see Figure 8-1) is partitioned into 16-byte blocks, and the last block could be incomplete. These blocks are sequentially numbered from 0. The downstream FS frame size is shown in Table 8-1. The size of the sequence number is 16 bits. + +In the upstream direction, the FS burst of the framing sublayer (see Figure 8-5) is partitioned into 16-byte blocks, and these blocks are sequentially numbered from S to (S+X). Here $S = \text{StartTime} * \phi$ , and X is the number of complete and incomplete 16-byte blocks in the FS burst, less 1. The size of the sequence number is 16 bits. The largest possible 16-byte block number in an upstream burst is determined by the FS burst specification constraint (see clause 8.1.3): + +$$S+X = (\text{StartTime} + \sum_n \text{GrantSize}_n) \times \phi < 2^{16}$$ + +An XGEM frame appearing within the payload of a downstream FS frame or upstream FS burst can occur in one of four phase positions with respect to the 16-byte block boundary. The IFC of an XGEM frame is the sequence number of the 16-byte block to which the first 4 bytes of the XGEM header belong. + +The 128-bit initial counter block for a particular downstream XGEM frame is a concatenation of SFC and IFC for the given frame obtained, as described above, concatenated with itself. The 128-bit initial counter block for a particular upstream XGEM frame is a concatenation of SFC and IFC for the given frame obtained, as described above, concatenated with the bit-complement of itself. + +![Diagram of Initial counter block construction for downstream encryption. It shows the Superframe counter (SFC) and Intra-frame counter (IFC) being combined into a 128-bit Initial counter block. This block is then processed by an AES-CTR engine along with a Secret key to produce ciphertext from plaintext via an XOR operation.](2cc98b619abc7a0e53aac9c44226ca89_img.jpg) + +The diagram illustrates the construction of the Initial counter block for downstream encryption. At the top, the Superframe counter (SFC) is shown as a 51-bit register with bits 50, 49, 48, 47, ..., 0. The Intra-frame counter (IFC) is shown as a 16-bit register with bits 15..0. These two counters are combined into a 128-bit Initial counter block, which is divided into four segments: SFC(47..0), IFC(15..0), SFC(47..0), and IFC(15..0). This 128-bit block is input to an AES-CTR engine, which also takes a 128-bit Secret key as input. The output of the AES-CTR engine is XORed with 16 bytes of Plaintext to produce 16 bytes of Ciphertext. The diagram is labeled G.9804.2(21). + +Diagram of Initial counter block construction for downstream encryption. It shows the Superframe counter (SFC) and Intra-frame counter (IFC) being combined into a 128-bit Initial counter block. This block is then processed by an AES-CTR engine along with a Secret key to produce ciphertext from plaintext via an XOR operation. + +NOTE – For upstream, the shaded fields are taken in bit-complement. + +**Figure 15-2 – Initial counter block construction for downstream encryption** + +NOTE – It has been shown that two SFC(47..0) values, $0b1(0)_{47}$ and $0b0(1)_{47}$ , can lead to several duplicated counter blocks in the upstream and downstream directions. As these values appear at the middle of the SFC(47..0) range, the window of weaker counter blocks occurs for approximately 250 $\mu$ s once in 1000 years. The potential impact can be mitigated by initializing the SFC to a small value. + +## 15.5 Data encryption key exchange and activation mechanism + +### 15.5.1 Overview + +The data encryption configuration of an ONU is provisioned using OMCI. Each ONU advertises its security capabilities, which are required to include at least AES-128 and AES-256. The OLT is free to select zero or any one of the ONU's advertised capabilities; the OLT CT's choice then becomes binding on the ONU. For each non-default XGEM port, the OLT CT configures the port's encryption key ring attribute (GEM port network CTP managed entity, clause 9.2.3 of [ITU-T G.988]), which specifies whether the port is provisioned for encryption, and if so, in which direction encryption applies (downstream only or both downstream and upstream), and which data encryption key type (unicast or broadcast) should be used for the encrypted traffic. The default XGEM port has no configurable key ring, and is defined for bidirectional encryption using the unicast type key. + +Provisioning a non-default XGEM port for encryption does not imply the traffic is always encrypted. The encryption status of each individual XGEM frame is determined dynamically by the sender, within the explicitly configured or pre-defined capabilities of the associated XGEM port, and is indicated in the XGEM frame header. + +Whenever the default XGEM port traffic is encrypted in the downstream direction, the ONU is expected to encrypt the default XGEM port traffic upstream. + +For each of the two key types (unicast and broadcast), both the OLT CT and the ONU maintain an indexed array of two data encryption key entries. The broadcast keys are generated by the OLT CT and communicated to the ONUs using OMCI as described in clause 15.5.4. The unicast keys are generated and communicated upstream by the ONU upon the OLT CT's instructions using the PLOAM channel as described in clause 15.5.3. The value of the unicast key is not exposed to the OMCI. + +The type of the data encryption key used to encrypt the payload of a particular XGEM frame on transmission is implicit in the XGEM Port-ID. The Key\_Index field of the XGEM frame header + +indicates whether the payload is encrypted and, if so, which of the two data encryption keys of the given type is used. The specific key selected for encryption shall be valid at the XGEM frame transmission time, as determined by the respective key exchange protocol. The sender starts using the new data encryption key during the time interval when both keys of the respective type are valid. When no valid data encryption key is available (for example, immediately after ONU reactivation), the sender transmits XGEM frames without encryption using a Key\_Index value of zero. + +### 15.5.2 Cryptographic method + +The data encryption keys (EK) are themselves transmitted between the OLT CT and the ONU encrypted with the selected block cipher which is used in electronic codebook mode (ECB), as specified in [NIST SP800-38A]. The specific calculations are as follows. + +For 128 bit key length: + +$$\text{OLTkeyContrib} = \text{BC-ECB}(\text{KEK}, \text{KeyControl\_RandomX})$$ + +$$\text{ONUkeyContrib} \text{ random number of 128 bits generated by the ONU}$$ + +For 256 bit key length: + +$$\text{OLTkeyContrib} = \text{BC-ECB}(\text{KEK}, \text{KeyControl\_RandomX} \mid \text{KeyControl\_RandomY})$$ + +$$\text{ONUkeyContrib} \text{ random number of 256 bits generated by the ONU}$$ + +where the values $\text{KeyControl\_RandomX}$ , $\text{KeyControl\_RandomY}$ are communicated to the ONU in $\text{Key\_Control}$ message defined in clause 11.3.3.8. + +Then the 128-bit EK and 256-bit EK can be calculated using $\text{ONUkeyContrib}$ , $\text{OLTkeyContrib}$ of 128 bit and 256 bit length, respectively, as: + +$$\text{EK} = \text{BC-ECMAC}(\text{KEK}, \text{ONUkeyContrib} \mid \text{OLTkeyContrib}, \text{Tlen})$$ + +where $\text{Tlen} = 128$ for 128-bit EK, $\text{Tlen} = 256$ for 256-bit EK, and sign $\mid$ stands for concatenation. + +$$\text{Encrypted EK} = \text{BC-ECB}(\text{KEK}, \text{EK})$$ + +In BC-ECB encryption, the selected forward cipherfunction is applied directly and independently to each block of plaintext using a secret key to produce a block of ciphertext. In BC-ECB decryption, the inverse cipherfunction is applied directly and independently to each block of ciphertext with the same secret key to restore the original block of plaintext. The notation for invocation of the BC-ECB encryption and decryption functions are: + +$$C = \text{BC-ECB}(K, P);$$ + +$$P = \text{BC-ECB}^{-1}(K, C);$$ + +Here $P$ is a block of plaintext, $C$ is a block of ciphertext, and $K$ is the block cipher key. Note that since the ECB method is being used to encrypt unique random numbers, there is no loss of security. + +### 15.5.3 Unicast encryption + +The OLT CT and the ONU maintain a number of logical state variables that are associated with the encryption and decryption functions, and this state information guides the exchange and activation of new key material. The OLT CT's key exchange state diagram is shown in Figure 15-4, and the ONU's key exchange state diagram is shown in Figure 15-5. Both of the state machines run entirely in the Operation state (O5). When the ONU is activated or reactivated, the data encryption keys are invalidated and are reacquired via PLOAM exchange after the shared KEK is established. + +#### 15.5.3.1 Sequence of encryption key exchange and activation events + +The process of unicast data encryption key exchange and activation is performed under the control of the OLT CT by means of a series of PLOAM messages. The causal sequence of associated events is given below: + +- The OLT CT begins by requesting a new unicast data encryption key from the ONU by using the Key\_Control(Generate) PLOAM message that contains the key index for the new key as well as random numbers suitable for cryptographic purposes. A single copy of the request is sent, and if there is no response, the OLT CT should retry the request. +- Upon receipt of the Key\_Control(Generate) PLOAM message from the OLT CT, the ONU generates a new encryption key using a random number generator suitable for cryptographic purposes as detailed above. The ONU stores the new key in its encryption control and decryption control structures (according to the specified key index). The ONU then sends the new key to the OLT CT using the Key\_Report(NewKey) PLOAM message. The key is encrypted in the Key\_Report(NewKey) PLOAM message with BC-ECB using the KEK. +- When the OLT CT receives the Key\_Report(NewKey) PLOAM message, it decrypts the new key and stores it in its logical encryption control and decryption control structures for the originating ONU, according to the specified key index. +- The OLT CT then sends the Key\_Control(Confirm) PLOAM message that contains the key index of the newly generated key. +- When the ONU receives the Key\_Control(Confirm) PLOAM message, it knows that the OLT CT now has the new key. Therefore, the ONU changes the new key state in the encryption control structure to active. The ONU responds with a Key\_Report(ExistingKey) PLOAM message indicating the "Key\_Name" of the specified key. +- If, at any time, the OLT CT wishes to check the ONU's key against its own (to diagnose a key mismatch situation), the OLT CT can issue a Key\_Control(Confirm) PLOAM message for a Key\_Index of an existing key. This triggers the ONU to respond with a Key\_Report(ExistingKey) PLOAM message containing the key name. + +The preceding description pertains to a normal key exchange process; however, the state diagrams in clauses 15.5.3.2 and 15.5.3.3 are the primary reference for the behaviour. + +If on receipt of a Key\_Report(ExistingKey) PLOAM message, the OLT CT discovers a discrepancy between the reported and locally computed key hashes, it should stop using the data encryption key with the specified key index and take remediation actions at its own discretion. Such actions may include, for example, reconfirmation of the key, generation of a new key, or re-authentication of the ONU. + +Referring to the state diagrams of Figures 15-4 and 15-5, the notational conventions "oldkey" and "newkey" denote the two data encryption keys (with the corresponding key indices), of which the former is active before the key exchange is initiated, and the latter, after the key exchange is completed. + +Note that in the course of the key exchange in the view of both the OLT CT and the ONU, the moment the oldkey ceases to be valid for transmit differs from the moment the oldkey ceases to be valid for receive, and the moment the newkey becomes valid for transmit differs from the moment the newkey becomes valid for receive. + +For the OLT CT as well as for the ONU, there is a time interval when both oldkey and newkey are valid for transmit, and there is a time interval when both oldkey and newkey are valid for receive. Within the interval when both oldkey and newkey are valid for transmit, the respective sender selects a moment when it starts encrypting the outgoing XGEM frame payload with the newkey and putting the Key\_Index of the newkey into the outgoing XGEM frame header. Once the sender switches to using the newkey for transmit, the sender should stop using and discard the oldkey for transmit. Within the interval when both oldkey and newkey are valid for receive, the receiver accepts either Key\_Index to decrypts the incoming XGEM frame payload. Outside that interval, the receiver discards the XGEM frame payload that is encrypted with an invalid key. + +It is the responsibility of the OLT CT to ensure that the Key\_Index parameter of the Key\_Control PLOAM messages is set correctly. In particular, the OLT CT should abstain from sending Key\_Control(Confirm) PLOAM message for the Key\_Index that is presently invalid at the ONU and, except for the key mismatch recovery situations, from sending Key\_Control(Generate) PLOAM message for the only currently valid Key\_Index at the ONU. + +Figure 15-3 illustrates key validity in key exchange. + +![Sequence diagram illustrating key validity in key exchange between OLT and ONU. The diagram shows the exchange of Key_Control, Key_Report, and Key_Ack messages, and the resulting validity of old and new keys for transmission (Tx) and reception (Rx) at both ends. The legend indicates that solid grey bars represent valid keys and dashed grey bars represent invalid keys. Tx_key: Key for transmit, Rx_key: Key for receive. The diagram is labeled G.9804.2(21).](a4c80b98452e7949d9f8d969dc9cebf7_img.jpg) + +The diagram illustrates the key exchange process between an OLT and an ONU. The OLT initiates the process by sending a Key\_Control (new key) message to the ONU. The ONU responds with a Key\_Report (new key) message. The OLT then sends a Key\_Confirm (confirm key) message to the ONU. The ONU responds with a Key\_Ack message. The OLT then switches to the new key for transmission (Tx\_newkey) and continues to use the old key for reception (Rx\_oldkey). The ONU also switches to the new key for transmission (Tx\_newkey) and continues to use the old key for reception (Rx\_oldkey). The diagram shows the validity of the keys at each stage of the exchange. + +Legend: + Valid key (solid grey bar) + Invalid key (dashed grey bar) + Tx\_key: Key for transmit + Rx\_key: Key for receive + +G.9804.2(21) + +Sequence diagram illustrating key validity in key exchange between OLT and ONU. The diagram shows the exchange of Key\_Control, Key\_Report, and Key\_Ack messages, and the resulting validity of old and new keys for transmission (Tx) and reception (Rx) at both ends. The legend indicates that solid grey bars represent valid keys and dashed grey bars represent invalid keys. Tx\_key: Key for transmit, Rx\_key: Key for receive. The diagram is labeled G.9804.2(21). + +Figure 15-3 – Key validity in key exchange + +#### 15.5.3.2 OLT CT states and state diagram + +The five OLT CT states of encryption key exchange and activation are defined as follows: + +##### a) Key Inactive state (KL0) + +The ONU is registered and is in O5 state. There is no active key for XGEM payload encryption. No keys are valid to receive and/or transmit between the OLT CT and the ONU. When the OLT CT decides to initiate the unicast data encryption key exchange, it moves to the Key Request state (KL1). + +##### b) Key Request state (KL1) + +The OLT CT initiates a new key request by sending a Key\_Control(Generate) PLOAM message, that instructs the ONU to generate a new key and to send it upstream. In this state, the new key is yet unknown to the OLT CT and, therefore, is invalid to receive and invalid to transmit. If there is an old key (i.e., an existing key), the old key remains valid to receive and valid to transmit at the OLT CT. Once a Key\_Report(NewKey) PLOAM message is received, the OLT CT moves to the Key Confirm state (KL2). + +If timer TK1 expires and no Key\_Report(NewKey) message is received, the OLT CT initiates a new key request. + +##### c) Key Confirm state (KL2) + +In this state, the new key is valid to transmit and invalid to receive at the OLT CT. The old key (if there is an old key) is valid to receive and valid to transmit at the OLT CT. The OLT CT selects the moment to begin encrypting XGEM payload with the new key. + +##### d) Key Confirm Waiting state (KL3) + +The OLT CT sends a Key\_Control(Confirm) PLOAM message for the specified key index. The new key becomes valid to receive and valid to transmit at the OLT CT. The old key (if there is an old key) remains valid to receive but becomes invalid to transmit at the OLT CT. Once a Key\_Report(ExistingKey) PLOAM is received, the OLT CT moves to the Key Active state (KL4). + +If timer TK2 expires and no Key\_Report(ExistingKey) has been received, the OLT CT sends a new Key\_Control(Confirm) PLOAM message. + +##### e) Key Active state (KL4) + +Once a Key\_Report(ExistingKey) PLOAM message is received, the old key (if there is an old key) becomes invalid to receive and invalid to transmit. The new key is the only active key for receive and transmit between the OLT CT and the ONU. + +If a rekey is required, the OLT CT moves to the Key Request state (KL1). + +If a key check is required, the OLT CT sends a Key\_Control(Confirm) PLOAM message, but no state transition occurs. + +To support encryption key exchange and activation, the OLT CT maintains three timers: + +###### – TK1 – OLT CT key exchange waiting timer + +Timer TK1 is used to abort an unsuccessful key exchange or key check attempt by limiting the overall time an OLT CT can sojourn in states KL1, KL2, and KL3. The recommended initial value of TK1 is 100 ms. + +###### – TK2 – Key waiting timer + +Timer TK2 is used to abort an unsuccessful key request attempt by limiting the overall time an OLT CT can sojourn in state KL1. The recommended initial value of TK2 is 10 ms. + +###### – TK3 – Key confirmation waiting timer + +Timer TK3 is used to abort an unsuccessful key confirmation request attempt by limiting the overall time an OLT CT can sojourn in state KL3. The recommended initial value of TK3 is 10 ms. + +Figure 15-4 shows a graphic representation of the states of the OLT CT. + +![OLT CT key exchange state diagram showing five states: KL0 (Key Inactive), KL1 (Key Request), KL2 (Key Confirm), KL3 (Key Confirm Waiting), and KL4 (Key Active). Transitions are triggered by timers (TK1, TK2, TK3) or specific messages (Begin key exchange, Send Key_Control, Receive Key_Report).](54f73f693f36dcbd300fa21ac4e410e8_img.jpg) + +``` + +stateDiagram-v2 + [*] --> KL0: Key Inactive, No keys valid + KL0 --> KL1: Begin key exchange, Set TK1 + KL1 --> KL2: Send Key_Control (new), Set TK2 + KL1 --> KL0: Timer TK2 expires + KL2 --> KL3: New key valid to Tx, Begin to Tx with new key + KL2 --> KL0: Timer TK1 expires + KL3 --> KL4: Send Key_Control (confirm), New key valid to Rx, Old key invalid to Tx, Set TK3 + KL3 --> KL0: Timer TK3 expires + KL4 --> [*]: Begin rekey exchange + +``` + +G.9804.2(21) + +OLT CT key exchange state diagram showing five states: KL0 (Key Inactive), KL1 (Key Request), KL2 (Key Confirm), KL3 (Key Confirm Waiting), and KL4 (Key Active). Transitions are triggered by timers (TK1, TK2, TK3) or specific messages (Begin key exchange, Send Key\_Control, Receive Key\_Report). + +**Figure 15-4 – OLT CT key exchange state diagram** + +#### 15.5.3.3 ONU states and state diagram + +The five ONU states of encryption key exchange and activation are defined as follows: + +##### a) Key Inactive state (KN0) + +The ONU is registered and is in state O5. There are no active keys for XGEM payload encryption between the OLT CT and the ONU. When a Key\_Control(Generate) PLOAM message for a new key is received, the ONU moves to the Key Generating state (KN1). + +##### b) Key Generating state (KN1) + +The ONU generates a new key. If there is an old key, the old key is valid to receive and valid to transmit at the ONU. The new key is invalid to receive and invalid to transmit at the ONU. + +##### c) Key Ack Waiting state (KN2) + +The ONU sends a Key\_Report(NewKey) PLOAM message to inform the OLT CT of the new key. The new key is encrypted for PLOAM transmission with AES-ECB using KEK. The new key becomes valid to receive and remains invalid to transmit at the ONU. Once a Key\_Control(Confirm) PLOAM message is received, the ONU moves to the Key Ack state (KN3). + +If timer TK5 expires and no Key\_Control(Confirm) message is received, the ONU resends the Key\_Report(NewKey) PLOAM message with the new key. If the ONU receives a new Key\_Control(Generate) PLOAM message, it also resends the Key\_Report(NewKey) PLOAM message. In this case it is at ONU's discretion to use a previously generated key, or to generate yet another new key. + +##### d) Key Ack state (KN3) + +In this state, the new key is valid to receive and becomes valid to transmit at the ONU. The old key (if there is an old key) remains valid to transmit but becomes invalid to receive at the + +ONU. The ONU begins to encrypt XGEM payload with the new key. The ONU acknowledges the OLT CT by sending a Key\_Report(ExistingKey) PLOAM message with the Key\_Name of the newly generated key. Once the Key\_Report(ExistingKey) PLOAM message is sent, the ONU moves to the Key Active state (KN4). + +##### e) Key Active state (KN4) + +In this state, the new key is valid to receive and valid to transmit at the ONU. The old key (if there is an old key) becomes invalid to receive and invalid to transmit at the ONU. + +Once a Key\_Control(Generate) PLOAM message is received for the presently inactive Key\_Index, the ONU moves to the Key Generating state (KN1) with the active key being referenced to as old key. + +If at any time a Key\_Control(Confirm) PLOAM message is received for the existing key, the ONU sends a Key\_Report(ExistingKey) PLOAM message, but no state transition occurs. + +To support encryption key exchange and activation, the ONU maintains two timers: + +###### – TK4 – ONU key exchange waiting timer + +Timer TK4 is used to abort an unsuccessful key exchange or key check attempt by limiting the overall time an ONU can sojourn in the set of states KN1, KN2, and KN3. The recommended initial value of TK4 is 100 ms. + +###### – TK5 – Key Ack waiting timer + +Timer TK5 is used to limit the overall time an ONU can sojourn in state KN2. The recommended initial value of TK5 is 20 ms. + +Figure 15-5 shows a graphic representation of the states of the ONU. + +![Figure 15-5 – ONU key exchange state diagram. The diagram shows five states: KN0 (Key Inactive), KN1 (Key Generating), KN2 (Key Ack Waiting), KN3 (Key Ack), and KN4 (Key Active). Transitions are triggered by events like 'Receive Key_Control (new)', 'Receive Key_Control (confirm)', 'Timer TK4 expires', and 'Timer TK5 expires'. Actions include 'Set TK4', 'Create new key', 'Send Key_Report (new)', 'Set TK5', 'Begin to Tx with new key', and 'Send Key_Report (confirm)'.](96d26738b77f86ae745c18a5d26f6be9_img.jpg) + +``` + +stateDiagram-v2 + [*] --> KN0: Key Inactive, No keys valid + KN0 --> KN1: Receive Key_Control (new), Set TK4 + KN1 --> KN2: Create new key + KN2 --> KN3: Receive Key_Control (confirm), Set TK5 + KN2 --> KN1: Receive Key_Control (new) + KN2 --> KN0: Timer TK5 expires + KN3 --> KN4: Begin to Tx with new key, Send Key_Report (confirm) + KN3 --> KN1: Receive Key_Control (new) + KN3 --> KN0: Timer TK4 expires + KN4 --> KN1: Receive Key_Control (new) + +``` + +Figure 15-5 – ONU key exchange state diagram. The diagram shows five states: KN0 (Key Inactive), KN1 (Key Generating), KN2 (Key Ack Waiting), KN3 (Key Ack), and KN4 (Key Active). Transitions are triggered by events like 'Receive Key\_Control (new)', 'Receive Key\_Control (confirm)', 'Timer TK4 expires', and 'Timer TK5 expires'. Actions include 'Set TK4', 'Create new key', 'Send Key\_Report (new)', 'Set TK5', 'Begin to Tx with new key', and 'Send Key\_Report (confirm)'. + +Figure 15-5 – ONU key exchange state diagram + +### 15.5.4 Downstream multicast encryption + +The key exchange process is initiated by the OLT CT. The OLT CT selects the key index to be changed. The OLT CT takes this key index out of use, to avoid key mismatch during the process of re-keying. The OLT CT generates each broadcast key using a random number generator suitable for cryptographic purposes. + +Using OMCI, the OLT CT then writes the key to the broadcast key table attribute (see clause 9.13.11 of [ITU-T G.988]) in the management information base (MIB) of each ONU that is provisioned to receive multicast traffic. The broadcast encryption key is encrypted with the selected BC-ECB algorithm using the KEK. Note that broadcast functions can only be used amongst ONUs are are using the same encryption algorithm. + +The OMCI is an acknowledgement-based protocol, so the OLT CT can confirm that the ONU has indeed modified the key attribute in question. Once the OLT CT has confirmed that all relevant ONUs have the new broadcast key, the OLT CT can put the key index back into service. + +## 15.6 Integrity protection and data origin verification for PLOAM + +For the PLOAM messaging channel, sender identity verification and protection against forgery is achieved with the use of the 8-byte message integrity check (MIC) field of the PLOAM message format. + +### 15.6.1 Cryptographic method + +The MIC field of the PLOAM message format is constructed using the cipher-based message authentication code (CMAC) algorithm specified in [NIST SP800-38B] with the 128-bit Advanced encryption standard (AES-128) encryption algorithm [NIST FIPS-197] as the underlying block cipher (see Figure 15-6). Note that AES-128 is always used no matter what the cipher selection is. This is done so that the PLOAM-MIC can always be calculated no matter what state the cipher selection is, and to enable broadcast PLOAM transmissions. + +The parameters and the notation for invocation of the AES-CMAC function are described in clause 15.3.1. + +### 15.6.2 MIC calculation + +Given the 40 bytes of the PLOAM message content and the PLOAM integrity key PLOAM\_IK, the sender and the receiver can calculate the MIC field as follows: + +$$\text{PLOAM-MIC} = \text{AES-CMAC}(\text{PLOAM\_IK}, C_{\text{dir}} | \text{PLOAM\_CONTENT}, 64) \quad (15-7)$$ + +Where $C_{\text{dir}}$ is the direction code: $C_{\text{dir}} = 0x01$ for downstream and $C_{\text{dir}} = 0x02$ for upstream, and *PLOAM\_CONTENT* denotes octets 1 to 40 of the PLOAM message. + +![Diagram illustrating the PLOAM integrity protection process. A PLOAM message is shown with fields: ONI-ID (1..2), Message type ID (3), SeqNo (4), Message Content (5..40), and MIC (41..48). The first four fields are grouped as 'message' (41 bytes) and fed into an AES-CMAC-64 engine. The engine also takes PLOAM_IK (16 bytes) as input and produces an 8-byte MIC. The MIC is then placed in the final field of the PLOAM message. Reference G.9804.2(21) is shown at the bottom right.](45d6158c2ed3d50d5b39934a85613e09_img.jpg) + +| PLOAM message | | +|---------------|-----------------| +| 1..2 | ONI-ID | +| 3 | Message type ID | +| 4 | SeqNo | +| 5..40 | Message Content | +| 41..48 | MIC | + +G.9804.2(21) + +Diagram illustrating the PLOAM integrity protection process. A PLOAM message is shown with fields: ONI-ID (1..2), Message type ID (3), SeqNo (4), Message Content (5..40), and MIC (41..48). The first four fields are grouped as 'message' (41 bytes) and fed into an AES-CMAC-64 engine. The engine also takes PLOAM\_IK (16 bytes) as input and produces an 8-byte MIC. The MIC is then placed in the final field of the PLOAM message. Reference G.9804.2(21) is shown at the bottom right. + +Figure 15-6 – PLOAM integrity protection + +## 15.7 Integrity protection and data origin verification for OMCI + +For the OMCI traffic, the sender identity verification and protection against forgery is achieved with the use of the 4-byte message integrity check (MIC) field of the OMCI message format. + +### 15.7.1 Cryptographic method + +The MIC field of the OMCI message format is constructed using the cipher-based message authentication code (CMAC) algorithm specified in [NIST SP800-38B] with the selected cipher. The default cipher is the 128-bit advanced encryption standard (AES-128) encryption algorithm [NIST FIPS-197] (see Figure 15-7). Upon activation, the default cipher is used. When the cipher selection is changed, the new cipher is used. + +The parameters and the notation for invocation of the BC-CMAC function are described in clause 15.3.1. + +![Diagram of OMCI integrity protection showing the message structure and the BC-CMAC-32 engine calculation.](4e953ed2839e2e77fd0c293cd76c3de9_img.jpg) + +The diagram illustrates the OMCI message structure and the calculation of the Message Integrity Check (MIC). The OMCI message is shown as a sequence of fields: Direction code, Transaction ID, Message type, Device ID, ME ID, Message contents (including contents length for extended format), and MIC. The first five fields (Direction code to ME ID) are grouped together. The Message contents field is variable in length, denoted as (N-4) bytes. The MIC field is 4 bytes long. The total length of the message is N bytes. The calculation of the MIC is performed by a BC-CMAC-32 engine. The engine takes the OMCI\_IK (Integrity Key) as input, which is 16 bytes long. The engine also takes the 'Message' as input, which consists of the first five fields and the Message contents field, totaling N-3 bytes. The engine outputs a 4-byte MIC value, which is then placed in the final field of the message. The diagram also shows the flow of data: the OMCI message is split into its constituent fields, which are then grouped and passed to the BC-CMAC-32 engine along with the OMCI\_IK. The engine calculates the MIC, which is then returned and placed into the message. + +Diagram of OMCI integrity protection showing the message structure and the BC-CMAC-32 engine calculation. + +Figure 15-7 – OMCI integrity protection + +### 15.7.2 MIC calculation + +Given the content of the OMCI message and the OMCI integrity key OMCI\_IK, the sender and the receiver can calculate the MIC field as follows: + +$$\text{OMCI-MIC} = \text{BC-CMAC}(\text{OMCI\_IK}, (C_{\text{dir}} \mid \text{OMCI\_CONTENT}), 32) \quad (15-8)$$ + +Where $C_{\text{dir}}$ is the direction code: $C_{\text{dir}} = 0x01$ for downstream and $C_{\text{dir}} = 0x02$ for upstream, and OMCI\_CONTENT refers to the OMCI message except the last four bytes. + +## 15.8 Integrity and data origin verification key switching + +### 15.8.1 Use of the default key + +At the start of ONU activation, the PLOAM integrity key for the given ONU is set to the default value of $(0x55)_{16}$ , which is used for PLOAM message exchange while no MSK is available. Once the ONU communicates its Registration\_ID to the OLT CT, the basic MSK is established and all the derivative shared keys are obtained. The OMCI integrity key does not require an explicit default, as no OMCI exchange takes place prior to MSK establishment and no broadcast OMCC is supported. + +The downstream broadcast PLOAM messages, as well as certain types of the upstream and downstream unicast PLOAM messages (such as the Serial\_Number\_ONU PLOAM message, the Deactivate\_ONU-ID PLOAM message, the Request\_Registration and Registration PLOAM messages) are always protected by a MIC that is generated with the default PLOAM integrity key. These messages, therefore, can be successfully transmitted even if the OLT CT and ONU have not established or no longer agree on the dynamically derived keys. See PLOAM message formats for individual PLOAM message types in clauses 11.3.3 and 11.3.4 for the details of the default PLOAM integrity key applicability. + +### 15.8.2 Key switching for OMCI-based secure mutual authentication + +The following description refers to the Enhanced security control attributes and procedures specified in clause 9.13.11 of [ITU-T G.988]. + +The authentication is implemented as a three-step symmetric-key-based challenge-response procedure in the OMCC followed by a PLOAM handshake in the form of Registration\_ID exchange. + +The OLT CT initiates the OMCI-based authentication at its discretion by writing the OLT CT random challenge table attribute. From this point to the completion of the authentication procedure, the OLT CT refrains from sending to the ONU any OMCI messages unrelated to authentication. + +The ONU generates a random challenge of its own, computes the response to the OLT CT challenge, and initiates the secure MSK and derived shared key calculation procedure. Once computed, the secure keys are stored for future use. + +![Sequence diagram of OMCI-based secure mutual authentication procedure between OLT and ONU. The diagram shows message exchanges over OMCC and PLOAM channels, with key switching from old to new keys.](b6b9a551526c85203f6b1a4664d490ab_img.jpg) + +The diagram illustrates the sequence of messages for OMCI-based secure mutual authentication between an OLT and an ONU. The vertical axis represents time, and horizontal arrows represent message exchanges. The legend indicates that white boxes represent 'Old key' and grey boxes represent 'New key'. + +**Sequence of Messages:** + +- The OLT sends a **Set\* [OLT crypto capabilities, OLT random challenge table]** message to the ONU. +- The OLT sends a **Set [OLT challenge status = true]** message to the ONU. +- The ONU responds with an **AVC [ONU random challenge table complete]** message. +- The ONU sends another **AVC [ONU authentication result table complete]** message. +- The OLT requests information with a **Get [ONU selected crypto capabilities, ONU random challenge table, ONU authentication result table]** message. +- The ONU responds with a **Get\_response []** message. +- The OLT updates its records with a **Set\* [OLT authentication result table]** message. +- The OLT sets its result status with a **Set [OLT result status = true]** message. +- The ONU checks the authentication status with an **AVC [ONU authentication status]** message. +- The OLT requests the master session key name with a **Get [Master session key name]** message. +- The ONU responds with a **Get\_response []** message. +- The OLT initiates the PLOAM handshake with a **PLOAM: Request\_Registration** message. +- The ONU completes the handshake with a **PLOAM: Registration** message. + +**Key Switching:** The diagram shows the transition from 'Old key' to 'New key' for three key types: **OMCI\_IK**, **PLOAM\_IK**, and **KEY**. The switch occurs after the PLOAM: Request\_Registration message is received by the OLT. The ONU's keys switch immediately upon sending the PLOAM: Registration message, while the OLT's keys switch upon receiving it. + +Sequence diagram of OMCI-based secure mutual authentication procedure between OLT and ONU. The diagram shows message exchanges over OMCC and PLOAM channels, with key switching from old to new keys. + +NOTE 1 – Set\* indicates multiple set operations as needed to fill the table. + +NOTE 2 – Unless explicitly specified otherwise, the messages are exchanged over the OMCC. + +**Figure 15-8 – OMCI-based secure mutual authentication procedure** + +Upon receipt of the ONU's response to OLT CT's random challenge along with the ONU random challenge table (see Figure 15-8), the OLT CT unilaterally verifies the ONU's authentication status. If the unidirectional ONU-to-OLT authentication fails, further execution of the authentication procedure is aborted. If the unidirectional ONU-to-OLT authentication succeeds, the OLT CT calculates the MSK and the derivative shared keys, storing them for future use. Once the key calculation is completed, the OLT CT proceeds with execution of the authentication procedure by writing the OLT CT authentication result table and OLT CT result status to the ONU. + +Upon receipt of the OLT CT's response, the ONU verifies the OLT CT's authentication status and fills in the ONU authentication state attribute. The ONU uses the next available default Alloc-ID grant opportunity to transmit an attribute value change (AVC) on the ONU authentication state attribute. If the unidirectional OLT-to-ONU authentication has failed, a message integrity check (MIC) on the AVC message is generated using the previously active OMCI\_IK. If the unidirectional OLT-to-ONU authentication has succeeded (and thus the mutual authentication has succeeded as + +well), the MIC field on the AVC message is generated with the new OMCI\_IK. The new OMCI\_IK is committed active at the ONU. + +When the OLT CT receives the AVC on the ONU authentication state from the ONU, it checks whether the MIC field has been generated using the old OMCI\_IK or the new OMCI\_IK. If the old OMCI\_IK was used by the ONU, the OLT CT discards the previously calculated key material. If the new OMCI\_IK was used by the ONU, the OLT CT commits the new OMCI\_IK as active. The OLT CT then initiates a PLOAM handshake by generating a downstream Request\_Registration PLOAM message to the ONU. The purpose of the handshake is to delineate the activation of the secure shared keys in case of authentication success, or to obtain the registration-based MSK and derived shared keys in case of authentication failure. The Request\_Registration PLOAM message is protected, by definition, using the default PLOAM\_IK. Upon transmission of the Request\_Registration message, the OLT CT commits the new PLOAM\_IK as active on transmit. + +Once the ONU receives the downstream Request\_Registration PLOAM message, it generates an upstream Registration PLOAM message, which is protected, by definition, using the default PLOAM\_IK. Upon transmission of the Registration message, the ONU commits the new PLOAM\_IK and KEK as active. + +Once the OLT CT receives the upstream Registration PLOAM message from the ONU, it commits the PLOAM\_IK and KEK as active on receive, thus completing the key switching procedure. + +### **15.8.3 Key switching for IEEE 802.1x-based authentication** + +Once the IEEE 802.1x-based mutual authentication or re-authentication process has completed, the OLT CT and the authenticated ONU have a 200 ms grace interval to compute the new set of derived shared keys. Within this interval, a sender should either remain silent or continue to use the old integrity key and switch to the new one as soon as it detects the new key in the received message, or at the end of the grace interval, at the latest. While the new key is being computed, a receiver continues checking the received messages with the old key. When the new key becomes available, the receiver should start checking messages with both old and new keys and switch to using the new key only once the new key check is successful, or at the end of the grace interval, at the latest. + +### **15.8.4 MIC failure considerations** + +If MIC failure is caused by random transmission errors, then it is likely a rare event that can be correlated with the observed bit error ratio (BER) level. A persistent MIC failure, on the other hand, is likely caused by an integrity key mismatch at the transmitter and receiver and may indicate either a security threat or a malfunction of the authentication and key generation procedure. In case of persistent message integrity check failure, of which the OLT CT learns either directly (upstream MIC failure) or through the lack of expected management traffic flow from the ONU (downstream MIC failure), the OLT CT recognizes a loss of PLOAM channel (LOPCi) defect or a loss of OMCC (LOOCi) defect for a given ONU and has to select, at its discretion, the appropriate mitigation actions. These mitigation actions may include repeating authentication using the same or an alternative mechanism, blocking upstream and downstream traffic, deactivating or disabling the offending ONU, or executing a rogue ONU diagnostic procedure. + +## **15.9 HSP systems with reduced data encryption strength** + +Clause 15.9.1 introduces the concept of effective key length. Clause 15.9.2 contains the conditional requirements that are mandatory only for HSP systems with specified effective key lengths less than 128 bits. For an ONU, the effective key length is provisioned using the effective key length attribute (see clause 9.13.11 of [ITU-T G.988]). + +### **15.9.1 Effective key length** + +The standard key size used for AES data encryption in HSP is 128 bits. Per operator requirements, an HSP system may optionally employ a data encryption system of reduced strength by replacing a + +part of the key with a well-defined bit pattern. The number of randomly generated bits of the key is referred to as the effective key length. + +### 15.9.2 Data encryption key format + +In an HSP system with reduced data encryption strength, the effective key length $L_{eff}$ is a multiple of eight bits, and each network element responsible for data encryption key generation replaces the $(128 - L_{eff})/8$ most significant octets of the 128-bit key with the value 0x55, as shown in Figure 15-9. + +![Diagram of a 128-bit data encryption key format with reduced effective length. The key is shown as a horizontal bar divided into four segments: '0x55', '...', '0x55', and 'Random key bits'. A bracket below the entire bar is labeled '128 bits'. A bracket above the 'Random key bits' segment is labeled 'L_eff'. The diagram is labeled 'G.9804.2(21)' at the bottom right.](c36c9f3fd6dfe6c3116a5b86b6ab0877_img.jpg) + +The diagram illustrates the structure of a 128-bit data encryption key. It consists of four segments: a leading '0x55' octet, an ellipsis '...' indicating intermediate octets, another '0x55' octet, and a final segment of 'Random key bits'. A horizontal bracket at the bottom indicates the total key length is 128 bits. A horizontal bracket at the top indicates the length of the random key bits is $L_{eff}$ . The diagram is labeled 'G.9804.2(21)' at the bottom right. + +Diagram of a 128-bit data encryption key format with reduced effective length. The key is shown as a horizontal bar divided into four segments: '0x55', '...', '0x55', and 'Random key bits'. A bracket below the entire bar is labeled '128 bits'. A bracket above the 'Random key bits' segment is labeled 'L\_eff'. The diagram is labeled 'G.9804.2(21)' at the bottom right. + +**Figure 15-9 – Format of a data encryption key with reduced effective length** + +In an HSP system with reduced data encryption strength, a network element responsible for the generation of a data encryption key should be able to report the effective key length to the element management system. + +# 16 Power management + +For a variety of reasons, it is desirable to reduce the power consumed by an ONU as much as possible: + +Over time, the natural evolution of technology tends toward more efficient realizations of given functions, a tendency that is offset, at least to some extent, by increasing levels of functionality and speed. + +If there is a way for the ONU to determine that a subscriber interface is idle, it is desirable for the ONU to power down the circuitry associated with that interface, while retaining the capability to detect subscriber activity on that interface. The details vary as a function of the interface type. + +The extent of feasible power reduction depends on the acceptable effect on service. The maximum possible savings occurs when a subscriber intentionally switches off an ONU, for example, overnight or during a vacation. + +During failures of AC power, some degradation of service is generally acceptable. To conserve backup battery lifetime, it is desirable for the ONU to power down circuitry associated with all interfaces, except those considered to provide essential services. Different operators and customers may have different definitions of essential services, and may wish to prioritize the time when the interfaces are powered down. This feature, which is known as power shedding, is described in clause I.2.7 of [ITU-T G.988]. + +The preceding techniques for power management are a matter of ONU design and subscriber and operator practice, and are beyond the scope of this Recommendation. + +## 16.1 Power management configuration and signalling + +The OLT CT uses OMCI to discover the ONU's power management capabilities and to configure its power management attributes. To control the power management behaviour of a given ONU, the ONU and the OLT CT maintain a pair of power management state machines. The ONU state machine and the corresponding OLT CT state machine operate in partial state alignment. The primary signalling mechanism used to coordinate the ONU and OLT CT state machines is based on the PLOAM messages. The output PLOAM messages are generated and queued for transmission at the time of state transitions. The states of both ONU and OLT CT state machines can be classified into + +two mutually exclusive subsets: the full power states and the low power states. Only the state transitions between the full power and low power state subsets generate an output PLOAM message. If the sojourn in the target state of a transition is controlled by a timer, the timer is not started until the actual transmission of the message. As a secondary signalling mechanism used to speed up or wake up a sleeping ONU, the forced wake-up indication bit is carried within a BWmap allocation structure. + +## 16.2 Power management parameter definitions + +Table 16-1 defines the essential intervals, timers and counters. Parameters known to both ONU and OLT CT are exchanged using OMCI [ITU-T G.988]. Parameters local to the ONU or the OLT CT are defined only for use in the description below. + +**Table 16-1 – Power management parameters** + +| Parameter | Description | Defined by | Known to | +|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-------------| +| Ilowpower | Ilowpower is the maximum time the ONU spends in its LowPower state, as a count of 125 microsecond frames. Local wake-up indications (LWIs) or remote events, if detected, state may truncate the ONU's sojourn in these states. | OLT CT | ONU, OLT CT | +| Tlowpower | Local timer at ONU. Upon entry to the LowPower state, the ONU initializes Tlowpower to a value equal to or less than Ilowpower. Secondary internal timers may be required to guarantee that the ONU will be fully operational when it enters the Aware state after an interval not to exceed Ilowpower. | ONU | ONU | +| Iaware | Iaware is the minimum time the ONU spends in its Aware state before transitioning to the LowPower state, as a count of 125 microsecond frames. During the Iaware interval, local or remote events may independently cause the ONU to enter the ActiveHeld state rather than returning to the Low Power state. | OLT CT | ONU, OLT CT | +| Taware | Local timer at ONU, initialized to a value equal to or greater than Iaware once downstream synchronization is obtained upon entry to the Aware state. Taware controls the dwell time in the Aware state before the ONU re-enters the LowPower state. | ONU | ONU | +| Itransinit | The worst-case transceiver initialization time: The time required for the ONU to gain full functionality when leaving the LowPower state, measured in units of 125 µs PHY frames, and known by design. The value of zero indicates that the sleeping ONU can respond to a bandwidth grant without delay. | ONU | ONU, OLT CT | +| Irxoff | Irxoff is the maximum time the OLT CT can afford to wait from the moment it decides to wake up an ONU in the LowPower state until the ONU is fully operational, specified as a count of 125 microsecond frames. The ONU timer Trxoff and the OLT CT timer Talerted are initialized based on Irxoff. | OLT CT | ONU, OLT CT | +| Trxoff | Local timer at ONU. The ONU uses this timer in the LowPower state while checking the downstream signal for the remote wake-up indications to ensure that the time between two consecutive checks does not exceed the provisioned Irxoff interval. | ONU | ONU | + +**Table 16-1 – Power management parameters** + +| Parameter | Description | Defined by | Known to | +|------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|----------------| +| Talerted | Local timer to bound the time that the OLT CT state machine remains in an alerted state before entering the AwakeForced state.
Talerted should be initialized to at least Itroff + Itransinit + round-trip delay + tolerances for Rx synchronization, bandwidth grant irregularities, and processing time. | OLT CT | OLT CT | +| Ter i | Local handshake timer at the OLT CT that defines the latest instant at which an upstream burst is expected from ONU i when it is in the LowPower state. The OLT CT reinitializes and starts this timer when the OLT CT 's state machine for the given ONU transition into the LowPowerWatch state and each time an upstream burst is received from the ONU while in that state. If Ter i expires, the OLT CT declares a handshake violation and attempts to force the ONU awake.
To determine the initial value of Ter i , the OLT CT is responsible to consider the provisioned Ilowpower interval and any possible effects of transceiver initialization, synchronization and irregularities in the bandwidth grant cycle. | OLT CT | OLT CT | +| Ihold | Minimum sojourn in the ActiveHeld state. | OLT CT | ONU,
OLT CT | +| Thold | Local timer at the ONU that is initialized to Ihold upon transmission of SR(Awake) after entry into ActiveHeld state and that enforces the minimum sojourn in the ActiveHeld state. | ONU | ONU | + +## 16.3 Power management state machine specifications + +The power management behaviour of a given ONU is controlled by a pair of state machines residing at the OLT CT and the ONU. While the state nomenclature of the OLT CT machine is similar to that of the ONU machine, the two state machines operate in just partial state alignment. The lock-step state tracking is not an objective of the protocol. + +### 16.3.1 ONU state machine + +The ONU power management states along with their corresponding semantic description are listed in Table 16-2. The set of input events is represented in Table 16-3. The state transition diagram is illustrated in Figure 16-1. The normative specification of the state transitions and outputs is given in Table 16-4. + +**Table 16-2 – ONU power management states** + +| State | Semantics | +|----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| (1) ActiveHeld | The ONU is fully responsive, forwarding downstream traffic and responding to all bandwidth allocations. Power management state transitions do not occur. The minimum sojourn in this state is enforced by the Thold timer.
Upon entrance to this state, the ONU sends a Sleep_Request (Awake) PLOAM message. On the state diagrams, this is abbreviated as SR(Awake). | + +**Table 16-2 – ONU power management states** + +| State | Semantics | +|----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| (2) ActiveFree | The ONU is fully responsive, forwarding downstream traffic and responding to all bandwidth allocations. Power management state transition requests are a local decision. | +| (3) Aware | Both ONU receiver and transmitter remain on. This state persists for a specified duration Iaware if not truncated by the arrival of a local stimulus LWI or receipt of SA(OFF) from the OLT CT. The ONU forwards downstream traffic and responds to all grant allocations.
It is the responsibility of the OLT CT to transmit bandwidth allocations containing the PLOAMu flag with frequency sufficient to ensure that an aware ONU sees at least one. | +| (4) LowPower | The ONU transmitter is off. The ONU periodically checks the downstream signal for remote wake-up indications. When the downstream signal is checked, the ONU does not respond to grant allocations and does not forward downstream traffic. This state persists for a specified duration Ilowpower if not truncated by the arrival of a local stimulus LWI or receipt of SA(OFF) or FWI from the OLT CT. Before exiting this state, the ONU ensures that it is fully powered up and capable of responding to both upstream and downstream traffic and control. | + +**Table 16-3 – ONU state machine inputs** + +| Input categories | Input | Semantics | +|----------------------|---------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------| +| PLOAM events | Sleep_Allow(ON) | The OLT CT grants permission to the ONU to exercise watchful sleep management mode. | +| | Sleep_Allow(OFF) | The OLT CT withholds consent to exercise a power management mode. | +| Bit-indication event | Forced wake-up indication (FWI) | Transmitting FWI as a flag of an allocation structure, the OLT CT requires immediate ONU wake-up and its transition to the ActiveHeld state. | +| Timer events | Thold expiration | The event applies in the ActiveHeld state, controlling the minimum sojourn in that state. | +| | Taware expiration | The event applies in the Aware state, controlling the sojourn in that state. | +| | Tlowpower expiration | The event applies in the LowPower state, controlling the sojourn in that state. | +| Local events | Local sleep indication (LSI) | The ONU has no local reason to remain at full power and is willing to exercise the watchful sleep power management mode. | +| | Local wake-up indication (LWI) | A local stimulus prevents the ONU from exercising any power management mode. | + +NOTE – The LSI and LWI events are conceptually derived from the ONU's binary stimulus status level (Awake/Sleep) and correspond to the events of the level change or, in case of ActiveFree state, to the sampled value at the time of the transition. The specific criteria for the local stimulus definition remain out of scope of this Recommendation. + +![ONU state transition diagram showing four states: (1) Active held (initial state), (2) Active free, (3) Aware, and (4) Low power. Transitions are triggered by events like SA(OFF), FWI, LSI, Tlowpower expires, and Taware expires, with corresponding output actions like /SR(Awake) or /SR(WSleep).](88c92858439684b2103e88cb143fb98e_img.jpg) + +``` + +stateDiagram-v2 + [*] --> (1) Active held + (1) Active held --> (2) Active free : SA(OFF) or FWI + (2) Active free --> (1) Active held : Thold expires and SA(ON) + (2) Active free --> (3) Aware : LSI /SR(WSleep) + (3) Aware --> (1) Active held : SA(OFF) or FWI or LWI /SR(Awake) + (3) Aware --> (4) Low power : Taware expires + (4) Low power --> (1) Active held : SA(OFF) or FWI or LWI /SR(Awake) + (4) Low power --> (3) Aware : Tlowpower expires + +``` + +ONU state transition diagram showing four states: (1) Active held (initial state), (2) Active free, (3) Aware, and (4) Low power. Transitions are triggered by events like SA(OFF), FWI, LSI, Tlowpower expires, and Taware expires, with corresponding output actions like /SR(Awake) or /SR(WSleep). + +G.9804.2(21) + +NOTE – The vertices on the state diagram graph can be qualified as either "tense" or "relaxed" forming the yellow and grey subgraphs, respectively. As a rule, an output PLOAM message is generated only on a state transition that crosses the subgraph boundary. + +Figure 16-1 – ONU state transition diagram (initial state circled) + +Table 16-4 – ONU state transition and output table + +| Inputs | ONU power management states | | | | +|----------------------|---------------------------------------|----------------------|---------------------|---------------------| +| | (1) ActiveHeld | (2) ActiveFree | (3) Aware | (4) LowPower | +| FWI | * | → (1) | → (1)
/SR(Awake) | → (1)
/SR(Awake) | +| SA (OFF) | * | → (1) | → (1)
/SR(Awake) | → (1)
/SR(Awake) | +| SA (ON) | → (2)
Upon Thold expiration (Note) | * | * | * | +| LWI | * | * | → (1)
/SR(Awake) | → (1)
/SR(Awake) | +| LSI | | → (3)
/SR(WSleep) | * | * | +| Tlowpower expiration | | | | → (3) | + +**Table 16-4 – ONU state transition and output table** + +| Inputs | ONU power management states | | | | +|-------------------|-----------------------------|----------------|-----------|--------------| +| | (1) ActiveHeld | (2) ActiveFree | (3) Aware | (4) LowPower | +| Taware expiration | | | → (4) | | + +\* Indicates a self-transition. + ■ A shaded cell means that the input is not applicable in the given state. + NOTE – An ONU remains in the ActiveHeld state for at least Ihold upon entry into that state regardless of the SA message parameter value indicated by the OLT CT. The minimum sojourn in the ActiveHeld state is controlled by timer Thold that is initiated to Ihold upon ONU's entry into the ActiveHeld state. When Thold expires, the ONU executes a transition into to the ActiveFree state if the latched value of SA message parameter is ON or as soon as SA (ON) message is received. + +### 16.3.2 OLT CT state machine + +The OLT CT power management states along with their corresponding semantic description are listed in Table 16-5. The set of input events is represented in Table 16-6. The state transition diagram is illustrated in Figure 16-2. The normative specification of the state transitions and outputs is given in Table 16-7. + +**Table 16-5 – OLT CT power management states** + +| State | Semantics | +|-----------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| (1) AwakeForced |

The OLT CT provides normal allocations to ONUi, forwards downstream traffic, and expects a response to every bandwidth grant. The OLT CT declares the LOBi defect on detection of the specified number of missed allocations.

On transition into this state, the OLT CT sends a Sleep_Allow (OFF) PLOAM message, thus revoking its permission to the ONU to enter the LowPower state.

| +| (2) AwakeFree |

The OLT CT provides normal allocations to the ONU, forwards downstream traffic, and is ready to accept a power management transition indication from the ONU.

On transition into this state, the OLT CT sends a Sleep_Allow (ON) PLOAM message, thus granting the ONU a permission to enter the LowPower state at its own discretion.

The OLT CT expects a response to every bandwidth grant, and in case of missed allocation transitions to the AwakeForced state, where LOBi condition can be eventually declared.

There are two stable state combinations involving the AwakeFree state of the OLT CT state machine: the ONU state machine can be either in the ActiveFree state or in the ActiveHeld state.

| + +**Table 16-5 – OLT CT power management states** + +| State | Semantics | +|-------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| (3) LowPowerWatch |

The OLT CT supports the ONU in a low power state. The OLT CT provides normal allocations to the ONU but expects only intermittent responses from the ONU to bandwidth grants, as defined by various timers. The OLT CT may either discard or buffer the downstream traffic.

If timer T_{er} expires before the OLT CT receives a burst from ONU_i, the OLT CT recognizes a handshake violation and goes to the AwakeForced state.

| +| (4) Alerted |

The OLT CT attempts to wake up the ONU. Having sent Sleep_Allow (OFF) message on transition to the state, the OLT CT sets the FWI bit in every allocation to the ONU along with the PLOAMu flag. The OLT CT discards or buffers downstream traffic for the ONU, just as it did during the immediately preceding LowPowerWatch state. The OLT CT goes to the AwakeForced state if it receives a burst from the ONU that includes a Sleep_Request (Awake) PLOAM message or if timer T_{alerted} expires.

| + +**Table 16-6 – OLT CT state machine inputs** + +| Input categories | Input | Semantics | +|------------------|-----------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------| +| PLOAM events | Sleep_Request (WSleep) | The ONU informs the OLT CT of its intent to exercise the watchful sleep power management mode. | +| | Sleep_Request (Awake) | The ONU informs the OLT CT of its intent to remain at full power. | +| Timer events | $T_{er}$ expiration | The event occurs only in the LowPowerWatch state indicating the violation by the ONU of the provisioned low power timing parameters. | +| | $T_{alerted}$ expiration | The event occurs only in Alerted state indicating the ONU's failure to wake-up upon OLT CT's demand. | +| Local events | Local wake-up indication, OLT-LWI | Local wake-up indication and its inverse indicate, respectively, the presence and the absence of a local stimulus to maintain the ONU at full power. | + +NOTE – The OLT-LWI event and its inverse are conceptually derived from the OLT CT's binary stimulus status level and correspond to the stimulus level change. The specific criteria for the local stimulus definition remain out of scope of this Recommendation. + +![OLT CT state transition diagram showing four states: (1) Awake forced (initial state, circled), (2) Awake free, (3) Low power watch, and (4) Alerted. Transitions are triggered by SR (Awake), SR (WSleep), OLT-LWI /SA(ON), OLT-LWI /SA(OFF), Miss, SR (WSleep), Teri expires /SA(OFF), SR (Awake) or Talented expires, and FWI. States (1) and (4) are yellow (tense), while (2) and (3) are grey (relaxed).](f2a3faa7fc860dd26eda5b88460b0bcf_img.jpg) + +``` + +stateDiagram-v2 + [*] --> (1) Awake forced + (1) --> (1) : SR (Awake) + (1) --> (2) : OLT-LWI /SA(ON) + (1) --> (3) : OLT-LWI, Miss /SA(OFF) + (1) --> (4) : SR (Awake) or Talented expires + (2) --> (2) : SR (Awake) + (2) --> (3) : SR (WSleep) + (2) --> (1) : OLT-LWI, Miss /SA(OFF) + (3) --> (3) : Miss, SR (WSleep) + (3) --> (1) : Teri expires /SA(OFF) + (3) --> (4) : OLT-LWI /SA(OFF) + (4) --> (4) : FWI + (4) --> (1) : SR (Awake) + (4) --> (2) : Miss, SR (WSleep) + +``` + +OLT CT state transition diagram showing four states: (1) Awake forced (initial state, circled), (2) Awake free, (3) Low power watch, and (4) Alerted. Transitions are triggered by SR (Awake), SR (WSleep), OLT-LWI /SA(ON), OLT-LWI /SA(OFF), Miss, SR (WSleep), Teri expires /SA(OFF), SR (Awake) or Talented expires, and FWI. States (1) and (4) are yellow (tense), while (2) and (3) are grey (relaxed). + +NOTE – The vertices on the state diagram graph can be qualified as either "tense" or "relaxed" forming the yellow and grey subgraphs, respectively. As a rule, an output PLOAM message is generated only on a state transition that crosses the subgraph boundary. + +Figure 16-2 – OLT CT state transition diagram (initial state circled) + +Table 16-7 – OLT CT state transition and output table + +| Inputs | OLT CT power management states | | | | +|-----------------|--------------------------------|-------------------|-------------------|-------------------| +| | (1) AwakeForced | (2) AwakeFree | (3) LowPowerWatch | (4) Alerted / FWI | +| SR (Awake) | * | * | → (2) | → (1) | +| SR (WSleep) | *
/SA(OFF)
(Note 1) | → (3) | * | * | +| Allocation miss | * | → (1)
/SA(OFF) | * | * | +| OLT-LWI ON | * | → (1)
/SA(OFF) | → (4)
/SA(OFF) | * | + +**Table 16-7 – OLT CT state transition and output table** + +| Inputs | OLT CT power management states | | | | +|-----------------------|--------------------------------|---------------|-------------------|-------------------| +| | (1) AwakeForced | (2) AwakeFree | (3) LowPowerWatch | (4) Alerted / FWI | +| OLT-LWI OFF | → (2)
/SA(ON) | * | * | *
(Note 2) | +| Talerted exp. | | | | → (1) | +| Ter i exp. | | | → (1)
/SA(OFF) | | + +NOTE 1 – An exception from the subgraph rule; an output may help to stabilize the state machine in case the condition is caused by a lost SA(OFF) message. The output is not shown on the state transition diagram. + +NOTE 2 – This is a situation when the OLT CT initiates a wake-up, but the OLT-LWI is cleared before the ONU is awoken. In this case, the OLT CT, instead of cancelling the wake-up process and attempting to immediately revert to a low power state, insists on waking the ONU up with the intent to re-enter a low power state via states AwakeForced and AwakeFree. + +## 16.4 Management transactions in the LowPower state + +The ONU can receive and act on downstream management traffic at any of the three channels described in clause 6.4, except when it is in its LowPower state and has its receiver switched off. The OLT CT is responsible for understanding when the ONU can be expected to receive downstream management traffic, or to deal with the possibility that the ONU does not receive such traffic. + +If the ONU receives embedded OAM commands such as DBRu or PLOAMu when it cannot respond immediately, i.e., when it is in its LowPower state, it ignores the commands. It is the OLT CT's responsibility to allow for extra response delays if it sends PLOAM or OMCI commands to an ONU that may be incapable of responding within the normal time (for example, within 750 µs for a PLOAM command). + +It is prudent for the OLT CT to force the ONU awake before conducting management transactions. + +The OLT CT is permitted to send unidirectional management transmissions at any time, including Profile, Deactivate\_ONU-ID, Disable\_Serial\_Number, and Sleep\_Allow PLOAM messages. The OLT CT must be prepared for the possibility that a sleeping ONU does not receive the transmission. + +For the purposes of this clause, an ONU sleeps only when it is in O5 state. When the OLT CT understands that the ONU is not in O5 state, for example, because the ONU is only newly discovered or has not yet registered, the normal ranging and assignment transactions occur without regard to the power saving states. + +## 16.5 Power saving by channel selection + +The ONU power consumption may change in different TWDM channels, given ONU's own component characteristics. The OLT can collect ONU power consumption information via PLOAM messages Power\_Consumption\_Report, and then instruct the ONU to tune to the wavelength channel with lower power consumption. + +# 17 TWDM channel management + +This clause contains the procedural specification of the following functions in TWDM: + +- Profile announcement +- ONU calibration +- ONU wavelength channel handover +- ONU wavelength channel locking +- ONU wavelength channel bonding + +In addition, the wavelength channel protection is addressed within clause 18, and the rogue ONU detection and mitigation are addressed in clause 19. + +The related material can be found elsewhere in the Recommendation: the PLOAM channel specification (clause 11), the specification of the ONU activation cycle state machine (clause 12). The description of the ICTP primitives can be found in Appendix VI. + +## 17.1 TWDM profile announcement + +The profile announcement in TWDM is transmitted in a form of a series of unacknowledged broadcast PLOAM messages on each downstream wavelength channel and consists of: + +- a single System\_Profile PLOAM message; +- a set of Channel\_Profile PLOAM messages, one per deployed channel pair (up to eight); +- a set of Burst\_Profile PLOAM messages, one per burst profile referenced by the BWmaps distributed over the given downstream wavelength channel. + +The complete set of profiles is distributed periodically with the period TminProfile, which can be set between 1 and 5 seconds. + +A system profile consists of the SYS ID, system profile version number, and the TWDM system descriptor (see clause 11.3.3.13). + +A channel profile consists of a block of common parameter (that is, a Channel profile identifier, downstream and upstream void indicators, *this* channel indicator, channel profile version number, PON-ID), a downstream wavelength channel descriptor, and an upstream wavelength channel descriptor (see clause 11.3.3.14). + +A Channel\_Profile message can include parameters for both of a downstream wavelength channel and an upstream wavelength channel, however both of the relevant OLT channel terminations (upstream and downstream) control the profile parameters and are not necessarily bound together as a channel pair. + +In the simplest case, each Channel\_Profile message specifies a static one-to-one association between the upstream and downstream wavelength channels: an ONU which is listening to the given downstream wavelength channel responds in the given upstream wavelength channel. In the most general case, however, the association between the downstream wavelength channels and upstream wavelength channels is flexible and dynamic, including the possibility to support one-to-many and many-to-one channel association options. In that case, a Channel\_Profile message just establishes a naming convention and may have either its downstream descriptor or its upstream descriptor void. + +The flexible association between the downstream and upstream wavelength channels is supported by the default response channel attribute of a downstream channel descriptor in the Channel\_Profile message, and by separate specification of the target downstream and upstream wavelength channels in the Tuning\_Control PLOAM message. Since the profile announcement format and composition is the same for static and flexible association, no explicit indication is required. + +### 17.1.1 TWDM system and channel descriptors + +A system descriptor is a collection of TWDM system parameters and their specified values. + +**Table 17-1 – System descriptor content** + +| Parameter | Description | Note | +|-------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------| +| Channel count | The number of TWDM channels with distinct Channel Profile identifiers that exist in the system.
Note 1 – Each channel is counted once, regardless of the number of its Type B peer CTs.
Note 2 – If a TWDM channel is supported in an HSP system, but is temporarily not operational in the upstream and/or downstream directions, it is included into the TWDM channel count, and the corresponding Channel_Profile PLOAM message announces its upstream and/or downstream wavelength channel descriptors as void. | | +| Upstream wavelength channel spacing | The upstream wavelength channel spacing serving as an ONU Tx scaling factor (i.e., ONU Tx parameters, such as spectral width and MSE, are required to be consistent with this specification).
Note – Channel spacing is a system parameter characterizing the grid to which the system is designed, rather than how the wavelength channels are deployed. | | +| MSE | Maximum spectral excursion represented as an unsigned integer indicating the value in units of 1 GHz. | | +| FSR | If a cyclic WM is used in the upstream, Free spectral range (FSR) is represented as an unsigned integer indicating the value in units of 0.1 GHz.
If a cyclic WM is not used, the field contains the value 0x0000. | | +| Upstream operating wavelength band | Upstream wavelength band option (per the applicable PMD Recommendations). | Options: wide, reduced, or narrow. | +| Calibration accuracy | The minimum calibration accuracy that an ONU should meet in order to proceed with activation. | | + +**Table 17-1 – System descriptor content** + +| Parameter | Description | Note | +|-------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| +| Loose calibration bound | Run-time specification of the spectral excursion bound below which a TWDM ONU can be considered as loosely calibrated.
The value of this parameter depends on the WM characteristics which are up to the implementer. Therefore, it is not for standards to determine how loose the ONU wavelength calibration can be to avoid interference with other channels. This is conveyed to the ONU by the OLT. | | + +A wavelength channel descriptor is a collection of parameters and their specified values pertaining to the downstream and upstream wavelength channels. A Channel\_Profile PLOAM message carries the TWDM parameter set. + +**Table 17-2 – Channel profile elements** + +| Parameter | Description | Note | +|-------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------| +| Channel profile identifier | Channel profile identification that must be unique for each TWDM channel that exists in the system. The total number of channel profiles is set by the Channel count of the system descriptor (see Table 17-1). | 4 bit field | +| This channel indicator | The flag is set if and only if the profile pertains to the channel in which the profile is transmitted. | | +| DS void indicator | Downstream wavelength channel descriptor portion of the profile is void. | | +| US void indicator | Upstream wavelength channel descriptor portion of the profile is void. | | +| PON-ID | A 32-bit static value which is carried in the OC structure and uniquely identifies a TWDM channel termination (CT) entity within a domain (see clause 10.1.1.3). | Consists of 28 bit administrative label and 4-bit DWLCH ID. | +| Downstream frequency | The frequency specification of the downstream wavelength channel. | Specified as an offset with respect to a well-defined wavelength reference | +| Downstream line rate | The specification of the data rates supported by the OLT in the given wavelength channel in the downstream direction. In a profile of this channel this parameter is included for reference only, as the ONU already knows the value when receiving the message. | An indicator of the downstream nominal line rate | +| Downstream FEC indication | Downstream FEC ON/OFF indicator. In a profile of this channel this parameter is included for reference only, as the ONU already knows the value when receiving the message. | | +| Downstream line coding | Downstream line code specification. In a profile of this channel this parameter is included for reference only, as the ONU already knows the value when receiving the message. | | + +**Table 17-2 – Channel profile elements** + +| Parameter | Description | Note | +|--------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------| +| Channel partition index | An index of the operator-specified channel subset in TWDM. During operation, the ONUs can be re-tuned between the channels within a channel partition, but not across the boundaries of the channel partition. | | +| Default response channel | The UWLCH ID of the upstream wavelength channel in which the ONU is required to transmit when listening and obtaining the Bandwidth Map from this downstream wavelength channel. | | +| UWLCH ID | Assigned upstream wavelength channel identifier. | 4 bit field | +| Upstream frequency | The frequency specification of the upstream wavelength channel: a single nominal central frequency, or a root frequency of a cyclic set of nominal central frequencies forming an upstream wavelength channel. | | +| Optical link type | Upstream optical link type defined in the applicable PMD Recommendations | | +| Upstream line rate | The specification of the data rates supported by the OLT in the given wavelength channel in the upstream direction. | Specified as a bitmap indicating supported line rates | +| Default ONU attenuation | The initial attenuation level in the course of ONU activated power levelling. | | +| Response threshold | The limit on the number of PLOAM messages the ONU can transmit at non-zero attenuation level while attempting to establish communication with OLT CT. | | + +### 17.1.2 Profile parameter learning by ONU + +An OLT CT transmits each component of the profile announcement at regular intervals, frequently enough to ensure proper operation of the ONUs. The transmission frequencies of the individual profile announcement components should be reasonably consistent; however, strict periodicity and phase alignment are not required. + +In order to be able to activate on the TWDM HSP system, an ONU should receive and process at least: the System\_Profile PLOAM message, a Channel\_Profile PLOAM messages for the downstream wavelength channel and the upstream wavelength channel the ONU intends to operate on, a Burst\_Profile PLOAM message for each burst profile specified in the bandwidth allocations the ONU intends to respond to. + +The ONU begins learning the system, channel, and burst profile parameters once it reaches state O1.2 of the ONU activation cycle state machine, and continues learning the profile parameters through the activation cycle, as long as it stays synchronized to the downstream PHY frames. + +The ONU discard the learned burst profile parameters each time it completes an activation cycle (i.e., enters state O1.1). The ONU retains the system and channel profile parameters through the completion of the activation cycle, unless it enters state O1.1 from state O7, that is, recovers from Emergency Stop state (O7). In the latter case, the system and channel profile parameters are discarded along with the burst profile parameters. + +## 17.2 TWDM ONU calibration + +To operate in a TWDM HSP system, an ONU must maintain calibration, that is, be able to accurately tune, when instructed, to specific operating downstream and upstream wavelength channels. Achieving calibration amounts to building and maintaining the transmitter and receiver calibration record, which establishes association between the specified parameters of the available wavelength channels, on the one hand, and the corresponding values of the ONU tuning control parameters, on the other hand. + +The ONU transceiver calibration can be achieved in advance and/or in service, with appropriate feedback control. The feedback control loop for downstream channel calibration can be closed by an ONU autonomously and, therefore, requires just minimal ComTC layer support. + +With respect to the upstream wavelength channel calibration, for which the feedback control loop necessarily involves the OLT CT, the ComTC layer specification provides a toolbox to accommodate the TWDM ONUs with wide range of calibration properties. These include ONUs calibrated in advance with autonomously stabilized transmission wavelength, ONUs calibrated in advance with externally adjustable transmission wavelength, as well as ONUs with no advance calibration. + +The OLT CTs provide the nominal wavelength information for each downstream and upstream wavelength channel as a part of the channel profile. If the downstream operating wavelength is systematically different from the nominal wavelength and the shift is known to the OLT, this information is included into the channel profile as well. + +### 17.2.1 In-service downstream wavelength channel calibration + +An ONU, which has not been calibrated in advance, may perform downstream wavelength channel calibration on its own discretion in state O1, upon activation (reactivation), for the wavelength channels available at the time, and in state O8, while executing a Tuning\_Control command, for previously uncalibrated wavelength channels. The ONU scans the receiver tuning range, acquiring synchronization to the downstream optical signal where such signal is available, obtaining the wavelength channel parameters from the Channel\_Profile announcements, and recording the association between those parameters and the corresponding values of the internal tuning control parameters. + +While the ONU receiver is in the stationary wavelength channel state, the ONU (whether calibrated in advance or not) may adjust the calibration for the operating wavelength channel. The calibration adjustment may be achieved, for example, through an autonomous dithering process by adding low amplitude modulation to the internal receiver tuning control parameters and following the optimal quality of the received optical signal. + +If the ONU learns from the System\_Profile and Channel\_Profile announcements that a specific downstream wavelength channel has been taken out of operation, it voids the corresponding calibration record. + +### 17.2.2 In-service upstream wavelength channel calibration + +An ONU performs upstream wavelength channel calibration under the OLT CT guidance in O2-3, upon activation (reactivation), for any upstream wavelength channel of OLT's choosing, and in state O9, while executing a Tuning\_Control command, for the target upstream wavelength channel. + +The ONU makes the best effort to tune its transmitter to the specified operating upstream wavelength channel and responds to the SN grants in state O2-3 or directed PLOAM grants in state O9, adjusting the transmit wavelength and power, if capable of doing so, until it receives a feedback from the OLT CT. Upon receiving the OLT CT feedback, the ONU may adjust its calibration record for the operating upstream wavelength channel (unless it has been fixed in advance) and follows further instructions from the OLT CT. If a timer controlling ONU's sojourn in states O2-3 or O9 expires without the ONU receiving the OLT CT feedback, the ONU performs reactivation. + +To assist the OLT CT in arriving at the calibration decision, the ONU reports its calibration record status while responding to the SN grants in states O2-3 or directed PLOAM grants in state O9. + +While the ONU transmitter is in the stationary wavelength channel state, and if the ONU supports fine wavelength tuning, the OLT CT may engage the ONU in a closed loop upstream wavelength control through the dithering mechanism (see clause 17.4). + +If the ONU learns from the System\_Profile and Channel\_Profile announcements that a specific upstream wavelength channel has been taken out of operation, it voids the corresponding calibration record. + +## 17.3 TWDM ONU wavelength channel handover + +This clause describes a pre-planned ONU handover between two TWDM channels. A pre-planned ONU handover may take place upon ONU activation, during the load balancing operation, in support of the OLT software upgrade, in the course of execution of an OLT power saving, OLT-pay-as-you-grow, rogue ONU mitigation procedure and in other situations. + +### 17.3.1 Causal sequence of ONU handover events + +The following description refers to Figure 17-1, which represents a causal sequence of events involved in a successful handover. The ONU activation cycle states are referred to in clause 12. The OLT CT states (Unaware, Expecting, Hosting, Redirecting, and Seeing-Off) are explained in clause 17.3.3. In the figure, the solid slanted arrow represents a data or PLOAM transmission, a dashed arrow – a PLOAM allocation and a horizontal bar – an ICTP interaction. See Appendix VI for ICTP. + +- 1) Initially, the ONU is hosted by the Source OLT CT, and the two NEs exchange data and PLOAM messages as specified elsewhere in this Recommendation. +- 2) The Source OLT CT and the Target OLT CT execute a transaction over the ICTP resolving that the ONU is to be handed from the Source OLT CT to the Target OLT CT. The transaction is committed with the Source OLT CT receiving the ICTP:Tune-Out indication, and the Target OLT CT receiving the ICTP:Tune-In indication. +- 3) Upon committing the ONU handover transaction, the Target OLT CT instantiates necessary data structures to support the ONU, begins issuing periodic directed PLOAM grants to the ONU, ensuring that the appropriate guard time is provided, and starts the $T_{\text{target}}$ timer which controls the duration of the handover operation from the perspective of the Target OLT CT. +- 4) Upon committing the ONU handover transaction, the Source OLT CT starts the $T_{\text{source}}$ timer, which controls the duration of the handover operation from the perspective of Source OLT CT, and sends a Tuning request to the ONU in the form of a Tuning\_Control PLOAM message, specifying the downstream and upstream wavelength channels of the Target TWDM channel, the Scheduled SFC value, that is, the 16 least significant bits of the SFC of the PHY frame when the transceiver tuning is scheduled to commence, and the Rollback support indication. +- 5) The ONU evaluates the Tuning request and, if it can be accepted, responds with a Tuning acknowledgement in the form of a Tuning\_Response(ACK) PLOAM message and starts the preparations for handover. If ONU cannot accept the Tuning request to any reason, for example, the Scheduled SFC being too close to the current PHY frame, it can reject it with a Tuning\_Response(NACK) PLOAM message, providing the appropriate response code. +- 6) After the Source OLT CT receives the Tuning acknowledgement, it may continue issuing the ONU directed PLOAM grants, whether or not the ONU responds, to facilitate ONU rollback in case the handover is not successful. + +- 7) When the Scheduled SFC value matches the 16 least significant bits of the locally maintained SFC copied from the PSBd structure of the downstream PHY frames, the ONU starts tuning its transceiver to the specified downstream and upstream wavelength channels. +- 8) Once the ONU completes transceiver tuning and acquires downstream synchronization, it starts parsing the BWmap, and responds to the appropriate PLOAM allocations with a Tuning\_Response(Complete\_u) PLOAM message. (If the ONU fails to tune its transceiver to the target downstream or upstream wavelength channels and the Source OLT CT has offered the Rollback support, the ONU may restore its transceiver to the source downstream and upstream wavelength channels and announce its return to the Source OLT CT by transmitting a Tuning\_Response(ROLLBACK) PLOAM message.) +- 9) When the Target OLT CT receives an indication of the ONU arrival, it may issue a Request\_Registration PLOAM message to authenticate the ONU. It completes the handshake with the ONU with the Tuning\_Control(Complete\_d) PLOAM message and starts the ICTP:confHandover transaction with the Source OLT CT. The ONU re-derives the SK, the OMCI\_IK, the PLOAM\_IK, and the KEK when the PON-TAG in the downstream Burst\_Profile PLOAM message changes. +- 10) Upon receiving the handover confirmation, the Source OLT CT stops issuing the bandwidth allocations to the ONU, and abandons any data structures associated with it. +- 11) The Target OLT CT and the ONU engage in operation exchanging data and PLOAM messages as specified elsewhere in this Recommendation. + +![Figure 17-1 – Causal sequence of ONU handover events. This sequence diagram illustrates the interaction between a Target OLT CT, a Source OLT CT, and an ONU during a wavelength channel handover. The diagram is divided into three vertical lifelines: Target OLT CT (left), Source OLT CT (middle), and ONU (right). The Target OLT CT has four states: Unaware, Expecting, Hosting, and Unaware. The Source OLT CT has four states: Hosting, Redirecting, Seeing-Off, and Unaware. The ONU has five states: O5.1, O5.2, O8.1, O8.2, and O5.1. The sequence of events is numbered 1 through 11. 1. The ONU sends a message to the Source OLT CT. 2. The Source OLT CT sends an ICTP: Tune-in message to the Target OLT CT. 3. The Target OLT CT sends a message to the Source OLT CT. 4. The Source OLT CT sends a Tuning request to the ONU. 5. The ONU sends a Tuning ACK to the Source OLT CT. 6. The Source OLT CT sends a message to the ONU. 7. The ONU sends an SFC message to the Source OLT CT. 8. The Source OLT CT sends a Complete_u message to the ONU. 9. The Target OLT CT sends a Complete_d message to the Source OLT CT. 10. The Source OLT CT sends an ICTP: Confirm message to the Target OLT CT. 11. The Target OLT CT sends a message to the ONU. The diagram also includes labels for ICTP: Tune-in, ICTP: Tune-out, and Complete_d. The reference G.9804.2(21) is shown at the bottom right.](63939c9e87ec1167d54f490e2b7fe47b_img.jpg) + +Figure 17-1 – Causal sequence of ONU handover events. This sequence diagram illustrates the interaction between a Target OLT CT, a Source OLT CT, and an ONU during a wavelength channel handover. The diagram is divided into three vertical lifelines: Target OLT CT (left), Source OLT CT (middle), and ONU (right). The Target OLT CT has four states: Unaware, Expecting, Hosting, and Unaware. The Source OLT CT has four states: Hosting, Redirecting, Seeing-Off, and Unaware. The ONU has five states: O5.1, O5.2, O8.1, O8.2, and O5.1. The sequence of events is numbered 1 through 11. 1. The ONU sends a message to the Source OLT CT. 2. The Source OLT CT sends an ICTP: Tune-in message to the Target OLT CT. 3. The Target OLT CT sends a message to the Source OLT CT. 4. The Source OLT CT sends a Tuning request to the ONU. 5. The ONU sends a Tuning ACK to the Source OLT CT. 6. The Source OLT CT sends a message to the ONU. 7. The ONU sends an SFC message to the Source OLT CT. 8. The Source OLT CT sends a Complete\_u message to the ONU. 9. The Target OLT CT sends a Complete\_d message to the Source OLT CT. 10. The Source OLT CT sends an ICTP: Confirm message to the Target OLT CT. 11. The Target OLT CT sends a message to the ONU. The diagram also includes labels for ICTP: Tune-in, ICTP: Tune-out, and Complete\_d. The reference G.9804.2(21) is shown at the bottom right. + +**Figure 17-1 – Causal sequence of ONU handover events** + +### 17.3.2 ONU wavelength channel handover failure conditions + +An ONU which is instructed to execute a handover to a specified target TWDM channel may be unable to do so due to one or more of the failure conditions specified in Table 17-3. The failure conditions are qualified as either internal (INT), stemming from the hardware or software limitation of the ONU itself; downstream inconsistency (DS), based on the evaluation of the target downstream + +wavelength channel descriptor; or upstream inconsistency (US), based on the evaluation of the target upstream wavelength channel descriptor. These conditions are reported by the ONU in the Tuning\_Response PLOAM message with NACK operation code. + +**Table 17-3 – Failure conditions reported with NACK operation code** + +| No | Group | Code | Condition | +|----|-------|---------|----------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | INT | INT_SFC | The ONU is not ready to start transceiver tuning by Scheduled SFC. | +| 2 | DS | DS_ALBL | The Administrative label portion of the specified target downstream PON-ID does not match the learned Administrative label for the DWLCH ID. | +| 3 | DS | DS_VOID | The descriptor of the specified target downstream wavelength channel is void. | +| 4 | DS | DS_PART | The ONU's non-default channel partition does not match the channel partition of the target downstream wavelength channel. | +| 5 | DS | DS_TUNR | The central wavelength of the downstream wavelength channel is outside of the ONU's receiver tuning range. | +| 6 | DS | DS_LNRT | The ONU's supported downstream line rate does not match the line rate of the target downstream wavelength channel. | +| 7 | DS | DS_LNCD | The ONU's supported downstream line code does not match the line code of the target downstream wavelength channel. | +| 8 | US | US_ALBL | The Administrative label portion of the specified target upstream PON-ID does not match the learned Administrative label. | +| 9 | US | US_VOID | The descriptor of the specified target upstream wavelength channel is void. | +| 10 | US | US_TUNR | All the central wavelengths of the target upstream wavelength channel are outside of ONU's transmitter tuning range. | +| 11 | US | US_CLBR | The upstream wavelength channel calibration accuracy is worse than the specified minimum calibration accuracy for activation (Note). | +| 12 | US | US_LKTP | The ONU's optical link type is not supported by the target upstream wavelength channel. | +| 13 | US | US_LNRT | The ONU's supported upstream line rate does not match the line rate of the target upstream wavelength channel. | +| 14 | US | US_LNCD | The ONU's supported upstream line code does not match the line code of the target upstream wavelength channel. | + +NOTE – This condition prevents the ONU from executing the handover only if it has not been suppressed by the calibration flag of the Tuning\_Control message. + +An ONU which has commenced executing the handover to a specified target TWDM channel may be unable to complete the operation due to one or more of the failure conditions specified in Table 17-4. The failure conditions fall into one of three groups: communication (COM) – inability to execute the handshake in the target TWDM channel; downstream consistency (DS) – the information received in the PSBd field of the target downstream wavelength channel frame contradicts the stored wavelength channel descriptors; or upstream consistency (US) – the information obtained via Channel\_Profile PLOAM messages in the target downstream wavelength channel contradicts ONU supported parameters. If the ONU executes a rollback to the source TWDM channel, it reports the failure condition or conditions to the OLT in the Tuning\_Response PLOAM message with ROLLBACK operation code. + +**Table 17-4 – Failure conditions reported with ROLLBACK operation code** + +| No | Group | Code | Condition | +|----|-------|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | COM | COM_DS | The ONU has failed to obtain DSYNC on the target downstream wavelength channel. | +| 2 | DS | DS_ALBL | The Administrative label portion of the PON-ID communicated in the PSBd field of the downstream frame within the target downstream wavelength channel does not match the Administrative label of the specified target downstream PON-ID. | +| 3 | DS | DS_LKTP | The optical link type communicated in the PSBd field of the downstream frame within the target downstream wavelength channel does not match ONU's link type (provided target downstream and upstream PON-IDs are identical). | +| 4 | US | US_ALBL | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, the Administrative label portion of the specified target upstream PON-ID does not match the learned Administrative label. | +| 5 | US | US_VOID | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, the descriptor of the specified target upstream wavelength channel is void. | +| 6 | US | US_TUNR | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, all the central wavelengths of the target upstream wavelength channel are outside of ONU's transmitter tuning range. | +| 7 | US | US_LKTP | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, the ONU's optical link type is not supported by the target upstream wavelength channel. | +| 8 | US | US_LNRT | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, the ONU's supported upstream line rate does not match the line rate of the target upstream wavelength channel. | +| 9 | US | US_LNCD | Based on the Channel_Profile parameters obtained in the target downstream wavelength channel, the ONU's supported upstream line code does not match the line code of the target upstream wavelength channel. | + +### 17.3.3 OLT wavelength channel handover state machine + +In order to support the preplanned ONU handover between two TWDM channels, the OLT CTs should behave substantially in agreement with the state machine specified in this clause. + +#### 17.3.3.1 States, timers, inputs, and outputs + +Table 17-5 summarizes OLT wavelength handover states. + +**Table 17-5 – OLT wavelength handover states** + +| State | Semantics | +|-------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Unaware | Default state for all ONU-IDs that are disassociated with the given OLT CT. The data structures pertaining to the ONU-ID are invalidated and may be de-allocated. These ONU-specific data structures are instantiated once the ONU announces itself in response to an open SN grant or once an ONU handover from another TWDM channel is negotiated via the ICTP channel. | +| Expecting | The OLT CT expects a handover of an ONU from another TWDM channel. The ONU-ID specific data structures are instantiated. Target OLT CT wait timer $T_{\text{target}}$ is started upon entry to the state and stopped upon exiting the state. The OLT CT provides PLOAM-only allocations to the given ONU-ID on a regular basis, but does not react adversely to the missed allocations. The OLT CT may use increased guard times around the expected burst from the given ONU-ID to compensate for the equalization delay uncertainty. Receiving TuningResp (Complete_u) PLOAMu from the ONU-ID causes a transition to the Hosting state. Receiving ICTP notification, which indicates TuningResp (Rollback/NACK) from the Source OLT CT, causes a transition to the Unaware state. $T_{\text{target}}$ expiration indicates a failure of the tuning procedure and leads to an ICTP alert which is broadcast to all TWDM channels. | +| Hosting | The ONU-ID is associated with the OLT CT, and is subject to regular PLOAM and data allocations and traffic forwarding in the upstream and downstream direction. If the state is entered upon failed handover, the OLT CT shall report the failure to the EMS and to the peer OLT CTs for the appropriate diagnostic steps to be performed. | +| Redirecting | The OLT CT instructs the ONU to schedule the start of the tuning procedure at a specified moment in the future. The ONU-ID is associated with the OLT CT, and is subject to regular PLOAM and data allocations and traffic forwarding in the upstream and downstream direction. Source OLT CT wait timer $T_{\text{source}}$ is started upon entry to the state. The Tuning_Response PLOAM is expected with either ACK or NACK to determine the subsequent state transition. Receiving TuningResp (ACK) from the ONU causes a transition to the Seeing-Off state. Receiving TuningResp (NACK) from the ONU causes a transition to the Hosting state. $T_{\text{source}}$ expiration which means the lack of the PLOAM response is handled like a LOB i or LOPC i condition: the OLT CT transitions into the Hosting state for execution of corresponding in-channel mitigation procedures. | +| Seeing-Off | The OLT CT hands over of an ONU to another TWDM channel. The OLT CT provides PLOAM allocations to the given ONU-ID on a regular basis, as well as data allocation to drain any possibly fragmented SDUs prior to scheduled start of the tuning procedure, but does not react adversely to the missed allocations. An ICTP confirmation of the successful completion of the tuning procedure disassociates the ONU from the OLT CT, stops timer $T_{\text{source}}$ and causes a transition to the Unaware state.
If the OLT CT receives a rollback request from the ONU, the OLT CT returns to the Hosting state. If timer $T_{\text{source}}$ expires without ICTP confirmation, the OLT returns to the Hosting state, but issues a broadcast ICTP alert against the ONU-ID. | + +Table 17-6 summarizes OLT wavelength handover timers. + +**Table 17-6 – OLT wavelength handover timers** + +| Timer | Full name | State | Semantics and initial value | +|---------------------|-------------------------------------------|-------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $T_{\text{source}}$ | Source OLT wavelength handover wait timer | Redirecting, Seeing-Off | Timer $T_{\text{source}}$ limits the duration of OLT CT's wait for the ONU to complete tuning after the Tune-Out handover transaction has been committed. This timer should be longer than $T_{\text{target}}$ . | +| $T_{\text{target}}$ | Target OLT wavelength handover wait timer | Expecting | Timer $T_{\text{target}}$ limits the duration of OLT CT's wait for the ONU arrival after the Tune-In handover transaction has been committed. | + +**Table 17-7 – OLT wavelength handover state machine inputs** + +| Input | Applicable states | Semantics | +|-------------------------------------------------------|------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ICTP events | | | +| Tune-In (ONU-ID, Source DS PON-ID, Source US PON-ID) | Unaware | Commit indication of a transaction affirming a scheduled handover of an ONU identified by ONU-ID into the specified pair of downstream and upstream wavelength channels. | +| Tune-Out (ONU-ID, Target DS PON-ID, Target US PON-ID) | Hosting | Commit indication of a transaction affirming a scheduled handover of an ONU identified by ONU-ID out of the specified pair of downstream and upstream wavelength channels. | +| Confirm(ONU-ID) | Seeing-Off | Commit indication of a transaction confirming the successful arrival of the ONU identified by ONU-ID to another TWDM channel. | +| Abort (ONU-ID) | Expecting | An ICTP message from the Source OLT CT to the Target OLT CT indicating the failure of the handover procedure (the Source OLT CT has received either TuningResp (ACK) or TuningResp (Rollback) from the ONU-ID). The target OLT CT which receives Abort (ONU-ID) stops the timer $T_{\text{target}}$ . | +| PLOAM events | | | +| TuningResp (, ONU-ID) | Unaware, Expecting, Hosting, Redirecting, Seeing-Off | Tuning_ Response PLOAM message with the specified operation code received from ONU-ID. The operation code () can be either ACK, NACK, Complete_u or Rollback. | +| Timer events | | | +| $T_{\text{source}}$ expires | Seeing-Off | Timer expiration indicating a tuning procedure failure. | +| $T_{\text{target}}$ expires | Expecting | Timer expiration indicating a tuning procedure failure. | + +**Table 17-8 – OLT wavelength handover state machine outputs** + +| Output | Semantics | +|-------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ICTP events | | +| confHandover (ONU-ID) | An ICTP transaction between the Target OLT CT and the Source OLT CT confirming the successful arrival of the ONU identified by ONU-ID to the Target TWDM channel. | +| Alert (ONU-ID, Source DS PON-ID, Source US PON-ID) | A broadcast ICTP alert by the given OLT CT to all other OLT CTs in the TWDM system, to indicate an unspecified failure of the tuning procedure and requesting that the ONU with the specified ONU-ID be directed towards specified pair of downstream and upstream wavelength channels. In all failure cases, it is the Source OLT CT that should retain custody of the ONU, because the ONU is known to be able to work with the Source OLT CT, which is not the case for the Target OLT CT. | +| Abort (ONU-ID) | An ICTP message from the Source OLT CT to the Target OLT CT indicating the failure of the handover procedure (the Source OLT CT has received either TuningResp (ACK) or TuningResp (Rollback) from the ONU-ID). The target OLT CT which receives Abort (ONU-ID) stops the timer $T_{\text{target}}$ . | +| PLOAM events | | +| TuningCtrl (, ONU-ID, Target US PON-ID, Target DS PON-ID) | Tuning_ Control PLOAM message with the specified operation code transmitted to ONU-ID. The operation code () can be either Request or Complete_d. | + +Tables 17-7 and 17-8 list the input and output events using the complete format with the associated parameters. In the OLT state diagram (clause 17.3.3.2) and OLT state transition table (clause 17.3.3.3) for ONU wavelength channel handover below, the specific ONU-ID and the specific pair of source and target wavelength channels associated with input and output events are omitted for clarity; only the relevant operation codes are shown. Abort() and Alert() are shorthand references for the ICTP messages abortHandover() and onuAlert(), respectively (see clause VI.2). + +#### 17.3.3.2 OLT tuning state diagram + +![OLT wavelength handover state transition diagram showing five states: (1) Unaware, (2) Expecting, (3) Hosting, (4) Redirecting, and (5) Seeing-Off. Transitions are triggered by ICTP and PLOAM messages and timers.](700878b16fd63222d10e4764b81675a6_img.jpg) + +``` + +stateDiagram-v2 + state "(1) Unaware" as S1 + state "(2) Expecting" as S2 + state "(3) Hosting" as S3 + state "(4) Redirecting" as S4 + state "(5) Seeing-Off" as S5 + + S1 --> S2 : ICTP: Tune-in (ONU-ID, source DS PON-ID, source US PON-ID) + S2 --> S3 : PLOAM: TuResp (Complete_u ONU-ID) / ICTP: Confirm (ONU-ID) / PLOAM: TuCtrl (Complete_d, ONU-ID) + S2 --> S1 : Ttarget expires / ICTP*: Alert (ONU-ID, source DS PON-ID, source US PON-ID) + S2 --> S1 : ICTP: Abort (ONU-ID) + S3 --> S4 : ICTP: Tune-out (ONU-ID, target DS PON-ID, target US PON-ID) / PLOAM: TuCtrl (Request, ONU-ID, target DS PON-ID, target US PON-ID) + S4 --> S5 : PLOAM: TuResp (ACK) + S4 --> S3 : PLOAM: TuResp (NACK) / ICTP: Abort (ONU-ID) + S4 --> S1 : Tsource expires / ICTP*: Alert (ONU-ID, source DS PON-ID, source US PON-ID) + S5 --> S1 : ICTP: Confirm (ONU-ID) + S5 --> S3 : PLOAM: TuResp (Rollback) / ICT: Rollback (ONU-ID) / PLOAM: TuCtrl (Complete_d, ONU-ID) + S5 --> S1 : Tsource expires / ICTP*: Alert (ONU-ID, source DS PON-ID, source US PON-ID) + +``` + +OLT wavelength handover state transition diagram showing five states: (1) Unaware, (2) Expecting, (3) Hosting, (4) Redirecting, and (5) Seeing-Off. Transitions are triggered by ICTP and PLOAM messages and timers. + +G.9804.2(21) + +**Figure 17-2 – OLT wavelength handover state transition diagram** + +In Figure 17-2, the slash (/) is used to distinguish the input event that triggers the state transition from the output action associated with the state transition (Mealy notation). + +#### 17.3.3.3 OLT state transition table + +**Table 17-9 – OLT state transition table** + +| | (1)
Unaware | (2)
Expecting | (3)
Hosting | (4)
Redirecting | (5)
Seeing-Off | +|-------------------|------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------|-----------------------------------| +| Local activation | → (3) | This event is recognized in Unaware state only | | | | +| ICTP:Tune-In ( ) | Start $T_{\text{target}}$
→ (2) | Tune-in is a transaction and, therefore, should be rejected within the ICTP protocol. No input for the wavelength handover state machine is generated. | | | | +| ICTP:Tune-Out ( ) | | Rejected within the ICTP protocol | Start $T_{\text{source}}$
TuningCtrl (Request)
→ (4) | Rejected within the ICT protocol | Rejected within the ICTP protocol | + +**Table 17-9 – OLT state transition table** + +| | (1)
Unaware | (2)
Expecting | (3)
Hosting | (4)
Redirecting | (5)
Seeing-Off | +|----------------------------|------------------------------|-----------------------------------------------------------------------------|------------------------------|-----------------------------------------------------------------|-----------------------------------------------------------------------------------------------| +| ICTP:Confirm ( ) | | ICTP violation | ICTP violation | ICTP violation
Stop $T_{source}$
→ (1) | Stop $T_{source}$
→ (1) | +| ICTP:Abort ( ) | | Stop $T_{target}$
→ (1) | ICTP violation | ICTP violation | ICTP violation | +| TuningResp
(ACK) | | PLOAM violation
→ (1) | PLOAM violation
* | → (5) | * | +| TuningResp
(NACK) | | PLOAM violation
→ (1) | * | Stop $T_{source}$
ICTP: Abort ( )
→ (3) | PLOAM violation
Stop $T_{source}$
ICTP:Alert ( )
→ (3) | +| TuningResp
(Rollback) | | PLOAM violation
→ (1) | PLOAM violation
* | PLOAM violation
Stop $T_{source}$
→ (3) | Stop $T_{source}$
ICTP:Abort ( )
TuningCtrl
(Complete_d)
→ (3) | +| TuningResp
(Complete_u) | | Stop $T_{target}$
ICTP:Confirm( )
TuningCtrl
(Complete_d)
→ (3) | * | PLOAM violation
Stop $T_{source}$
ICTP:Alert ( )
→ (3) | PLOAM violation
Stop $T_{source}$
ICTP:Alert ( )
TuningCtrl
(Complete_d)
→ (3) | +| $T_{target}$ expires | | ICTP:Alert ( )
→ (1) | | | | +| $T_{source}$ expires | | | | ICTP:Alert ( )
→ (3) | ICTP:Alert ( )
→ (3) | + +NOTE – Grey shading indicates that an event is not applicable in the given state. Yellow shading indicates either PLOAM or ICTP protocol violation. An asterisk "\*" means that the state machine stays in the same state. + +In Table 17-9, the actions listed for the cells marked PLOAM violation or ICTP violation are mere suggestions based on the likely underlying events. The complete mitigation action is at the OLT CT discretion. The OLT CT takes into account additional factors such as the LOBi condition (current and intermittent), PLOAM sequence number value, and state of the security association with the sender, and checks the observed violation for possible signs of the ONU cloning attack. The OLT CT should make a record of the violation, incrementing an appropriate event counter, and may either leave it inconsequential, or take proactive steps including, but not limited to, raising an alarm to OSS, alerting other OLT CTs in the system about a run-away/duplicate ONU, re-authenticating, deactivating or disabling the ONU, or executing a rogue ONU diagnostic procedure. As an example, on receipt of ICTP:Confirm message while in the Redirecting state for a given ONU-ID, the OLT CT may check + +whether the ONU is in LOBi, and if so, presume a loss of Tuning ACK, increment the LOPCi counter, stop the $T_{\text{source}}$ timer and transition into the Unaware state. + +## 17.4 TWDM ONU wavelength channel locking + +For the ONUs supporting fine wavelength tuning, the OLT CT may provide closed loop upstream wavelength control through a dithering mechanism: the OLT CT requests small Tx wavelength adjustments and monitors the quality parameters of the received optical signal. By implementing upstream wavelength dithering, the OLT CT ensures stability of the ONU's transmission wavelength, or in other words, locks the ONU to the upstream wavelength channel. + +Apart from the regular transmission of Adjust\_Tx\_Wavelength PLOAM messages by the OLT CT, the ONU wavelength channel locking does not require any real-time signalling information exchange, but the OLT CT must be aware of the tuning capabilities of the ONU. The ONU reports its tuning capabilities within the Serial\_Number\_ONU PLOAM message and the Tuning\_Response(Complete\_u) PLOAM message. + +The ONU's tuning/dithering capability report includes: + +- The tuning granularity of the ONU: the largest applicable value over the operating frequency band and the upstream rate, expressed in GHz. The tuning granularity of the ONU should be equal to or finer than the tuning granularity specified for the particular upstream interface in clause 11.1.4 of [ITU-T G.989.2]. +- The tuning time for a single granularity step: the largest value over the operating frequency band and the tuning direction. The reported tuning time corresponds to reaching at least 90% of full granularity step, includes all significant transients, and is expressed in the units of PHY frames. + +Assume that an ONU has reported the tuning time of $T$ PHY frames per tuning granularity step. If in PHY frame $F$ , the OLT CT requests the adjustment of the upstream wavelength in the amount equivalent to $N$ granularity steps, it may start collecting the optical signal quality statistics in PHY frame $F + N \times T + 6$ . The fixed shift of 6 PHY frames (equivalent to 750 $\mu\text{s}$ ) represents the normative processing time of a PLOAM message. + +The ONU that follows the Adjust\_Tx\_Wavelength PLOAM instructions modifies its calibration record for the operating upstream wavelength channel accordingly. + +## 17.5 Temporary suspension of a bonded wavelength channel + +In a TWDM system, a legitimate need may arise to temporarily withdraw one or several chosen wavelength channels from operation. The possible legitimate reasons for wavelength channel withdrawal include maintenance, software or hardware upgrade, and power saving. When so is the case, the key operational requirement is to avoid or minimize the disturbance to the services that use the chosen wavelength channel. + +In a conventional TWDM PON system, service disturbance is minimized by executing wavelength channel handover out of the chosen channel for all ONU using that channel. + +In a TWDM system that supports wavelength channel bonding, the service disturbance to a bonded service (other than reduction of the available digital bandwidth) can be avoided, as long as at least one wavelength channel remains in operation, by gracefully distributing the traffic load among the remaining wavelength channels. The act of withdrawing a wavelength channel from operation for a bonded service and reinstating the wavelength channel for bonded service is referred to as Suspend and Bond, respectively. + +To Suspend or Bond a chosen wavelength channel, a pair of PLOAM messages is used: a downstream "Bonded\_Channel\_Status" PLOAM message (see clause 11.3.3.20), and an upstream "Bonded\_Channels\_Response" PLOAM message (see clause 11.3.4.8). Conceptually, the Suspend + +and Bond instructions are processed by the Channel Selection Function (CSF) of a bonded ONU device and impact the upstream CSF operation only. The downstream CSF operation is not impacted, as traffic dispatch in the downstream direction is controlled by the OLT side. + +A suspended wavelength channel remains in the O5 state of the activation cycle state machine and is fully functional from the OAM perspective. Once a chosen wavelength channel is suspended, the further OAM operations on this channel are supported by the conventional PLOAM and OMCI functions. + +Note specifically the use case of placing a chosen ONU wavelength channel into the watchful sleep mode for the power saving purposes (assuming per-channel watchful sleep control). It is possible to skip the periodic checking of the FWI signal while the ONU state machine is in its LowPower state, as the FWI signal is effectively delivered by the Bond instruction carried in one of wavelength channels remaining in operation. The exact method of FWI delivery may impact the suspended channel restoration time, and is a subject to service requirements. + +# **18 TWDM system protection** + +## **18.1 OLT CT coordination in 1:1 Type B protection** + +The 1:1 Type B protection configuration involves a single channel group where each individual channel pair has two OLT channel terminations. Figure 18-1 shows a dual-parented Type B protection configuration, where the OLT CTs terminating a protected channel pair are housed in different OLT chassis. The only difference between the dual-parented configuration shown in Figure 18-1 and the single-parented configuration, is that the two OLT channel terminations associated with a channel pair in the latter configuration belong to the same OLT chassis and have the possibility to share the same SNI. The two OLT CTs terminating the same protected channel pair are mutually known as Type B peers. + +![Diagram of 1:1 Type B dual parenting protection configuration showing two OLTs (OLT 1 and OLT 2) connected to a common Optical Distribution Network (ODN) via a wavelength mux (WM) and a 2 x N splitter. Each OLT contains service adaptation, cross-connect functions, and NG-PON2 OLT channel terminations (CTs). The ODN includes an optical splitter that feeds multiple NG-PON2 ONUs. Interfaces are labeled IF_NG-PON2. Vertical dashed lines mark the SNI, S/R-CG, R/S, and UNI points. A legend at the bottom left defines CG (channel group), CP (channel pair), CT (channel termination), and WM (wavelength mux). The document reference G.9804.2(21) is in the bottom right.](bd0fe87fe6e236bc4778830b4f26d9e2_img.jpg) + +CG – channel group + CP – channel pair + CT – channel termination + WM – wavelength mux + +G.9804.2(21) + +Diagram of 1:1 Type B dual parenting protection configuration showing two OLTs (OLT 1 and OLT 2) connected to a common Optical Distribution Network (ODN) via a wavelength mux (WM) and a 2 x N splitter. Each OLT contains service adaptation, cross-connect functions, and NG-PON2 OLT channel terminations (CTs). The ODN includes an optical splitter that feeds multiple NG-PON2 ONUs. Interfaces are labeled IF\_NG-PON2. Vertical dashed lines mark the SNI, S/R-CG, R/S, and UNI points. A legend at the bottom left defines CG (channel group), CP (channel pair), CT (channel termination), and WM (wavelength mux). The document reference G.9804.2(21) is in the bottom right. + +**Figure 18-1 – 1:1 Type B dual parenting protection configuration** + +The Type B protection configuration allows to mitigate a fault in the channel attachment fibre (i.e., the fibre segment between the OLT CT and the WM) or in the feeder fibre (between the WM and the splitter), as well as a failure of the WM, of the OLT CT itself and, in case of dual parenting, of the entire OLT chassis. Each channel pair is protected independently. In case of a feeder fibre fault or a WM or chassis failure, all individual protected channel pairs within the channel group are switched simultaneously. If an individual OLT CT fails or a fault occurs in the attachment fibre, only the affected channel pair is switched, while the other channel pairs within a channel group are not impacted. + +The Type B protection does not require ONU tuning: in the course of a protection switching event, the ONU connectivity is maintained using one and the same channel pair. Therefore, for the Type B protection to be effective, the downstream synchronization needs to be restored before an ONU makes a retuning decision. + +The two OLT CTs associated with the same channel pair need to coordinate their status in order to avoid transmitting simultaneously at any time. To that goal, each OLT CT needs to run a state machine as specified in clause 18.2. This state machine also supports the silent start behaviour, as described in clause 19.3.2. + +Type B protection mechanism for a TWDM channel pair ensures that as long as at least one OLT CT is available, exactly one OLT CT assumes the Active role, transmitting optical signal in the downstream direction and providing service to the ONUs, whereas the other OLT CT, if available, assumes the Standby role, monitoring the upstream transmissions and being ready to take over if a failure prevents the peer OLT CT from continuing in the Active role. + +Each OLT CT of a protected channel pair is configured with the default role of either Primary OLT CT or Secondary OLT CT. The Primary OLT CT assumes the Active role for the protected channel pair if it has necessary service configuration for the attached ONUs, and is not experiencing a + +communication or equipment failure. The Secondary OLT CT assumes the Active role for the protected channel pair if it has necessary service configuration for the attached ONUs, is not experiencing a communication or equipment failure, and the Primary OLT CT is not available to assume the Active role. The OLT CTs terminating a protected channel pair resolve their operation protection roles in the course of an ICTP handshake. + +In a revertive Type B protection configuration, the default roles are persistent. In a non-revertive Type B protection configuration, the OLT CT effectively abandons its default role once an ICTP handshake is completed. + +## 18.2 OLT CT Type B protection state machine + +The OLT CT Type B protection state machine specified in this clause accepts timer events, management events, ComTC layer events, and ICTP events. However, it is designed to make progress and maintain consistency in the absence of ICTP event input as well, for example, in the situations when the ICTP transport infrastructure is not functional. + +### 18.2.1 States + +Table 18-1 provides OLT CT Type B protection state machine states. + +**Table 18-1 – OLT CT Type B protection states** + +| State | Semantics | +|----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Initialization | The initial state of the state machine. The OLT CT is provisioned as part of a Type B protection configuration. The OLT CT starts $T_{\text{sstart}}$ timer and periodically sends ICTP:Peering() message initiating an ICTP handshake with the Type B peer to resolve the effective role in the protection arrangement, based on the current state of the system and the default role designation as Primary or Secondary. The optical transmitter is turned off. | +| Pre-Protecting | The re-initialized OLT CT has received an upstream transmission, indicating that another OLT CT is active on the same wavelength channel pair. $T_{\text{sstart}}$ timer is stopped. The OLT CT periodically sends ICTP:Peering() message initiating an ICTP handshake with the Type B peer to resolve the role in the protection arrangement. The $T_{\text{ictp}}$ timer is started. The optical transmitter is turned off. | +| Protecting | The OLT CT has assumed the Standby role, while the peer OLT CT controls the wavelength channel pair. The optical transmitter is turned off. The OLT CT is not expected to support execution of the per-ONU state machines. The OLT CT may obtain service information from the Active OLT CT. | +| LOS-P | The OLT CT in the Standby role has detected a simple LOS condition. The OLT CT starts $T_{\text{pfail}}$ timer, periodically sends ICTP:Peering() to the Type B peer to inquire about the potential role switching. The optical transmitter is turned off. The OLT CT is not expected to support execution of the per-ONU state machines. | +| Pre-Working | The OLT CT has assumed the Active role, turned its transmitter on and commenced downstream transmission, looking to confirm that its signal is received by the ONUs. The $T_{\text{hold}}$ timer with the scope covering the states (5) through (7) is started to guarantee a minimum time in the Active role. The $T_{\text{ract}}$ timer is started to limit the time the OLT CT awaits for its Active role to be confirmed by a proper upstream transmission. | +| Working | The OLT CT in the Active role has received a confirmation through a proper upstream transmission that its signal is received and processed. The OLT CT controls the wavelength channel pair. | + +**Table 18-1 – OLT CT Type B protection states** + +| State | Semantics | +|-----------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| LOS-W | The OLT CT in the Active role has detected a qualified LOS condition, starts $T_{wfail}$ timer, continues transmitting downstream. Unless the LOS condition is cleared, the OLT CT remains in the LOS-W state until expiration of both $T_{wfail}$ and $T_{hold}$ timers. | +| Helpme | The OLT CT periodically sends the ICTP:Active( ) message to request its Type B peer to execute protection switching and to take control over the channel pair. The $T_{ictp}$ timer is started. The optical transmitter is turned off. | +| COMM-FAIL | The OLT CT has detected a fault condition whereby it observes no upstream traffic, while the upstream transmissions either are expected based on OLT CT's own downstream transmissions, or have been confirmed by the peer OLT CT. This condition may be attributed to a fibre cut or a silent transceiver failure. | +| EQPT-FAIL | The OLT CT has detected a major local equipment failure that warrants immediate protection switching to the peer OLT CT, and prevents further participation of this OLT CT in the protection scheme. The peer OLT CT subsequently executing an ICTP handshake receives ICTP:Unprotected( ) indication. | + +### 18.2.2 Timers + +Table 18-2 provides a list the OLT CT Type B protection state timers. + +**Table 18-2 – OLT CT Type B protection state timers** + +| Timer | Full name | State | Semantics and initial value | +|--------------|------------------------------------|----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $T_{sstart}$ | Silent start timer | Initialization | The duration of time a re-initialized OLT CT waits before assuming the Active role by default. The timer is started upon transition into the Initialization state. If an upstream transmission is detected, the timer is stopped. The expiration of the timer drives transition into the Pre-Working state.

The initial value of $T_{sstart}$ equals to the maximum ICTP response time with appropriate safety margin. | +| $T_{pfail}$ | Protecting state failure timer | LOS-P | The elapsed time between LOS declaration in the Protecting state and the decision to execute protection switching. The timer is started upon entry into the LOS-P state after the LOS declaration in the Protecting state. The timer is restarted once ICTP:Standby-LOS( ) is received. The expiration of the timer drives a transition into the Pre-Working state.

The initial value of $T_{pfail}$ equals to the maximum ICTP response time with appropriate safety margin. | +| $T_{ract}$ | Receiver active confirmation timer | Pre-Working | The maximum time an OLT CT attempts to attain control over the ONUs attached to the wavelength channel pair. The timer is started upon entry into the Pre-Working state and is stopped once any upstream transmission consistent with the bandwidth map is received. The expiration of the timer indicates a possible fibre cut or a silent transceiver failure. | + +**Table 18-2 – OLT CT Type B protection state timers** + +| Timer | Full name | State | Semantics and initial value | +|-------------|-----------------------------|------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $T_{hold}$ | Working state hold timer | Working, LOS-W | The duration of the time interval for which a transition lock is imposed on an OLT CT that has just entered the Working state. The timer is started upon entry into the Working state from the LOS-P state and is run until expiration through the Working and LOS-W states. The expiration of the timer is a precondition for a transition into the Helpme state. | +| $T_{wfail}$ | Working state failure timer | LOS-W | The elapsed time between LOS declaration in the Working state and the decision to appeal to the peer OLT CT for protection. The timer is started upon entry into the LOS-W state. The expiration of the timer is a precondition for a transition into the Helpme state. | +| $T_{ictp}$ | ICTP interaction timer | Pre-Protecting, Helpme | The timer applies in the states that involve an ICTP message exchange, ensuring state machine progress in case of a hypothetical ICTP infrastructure failure. | + +### 18.2.3 Events + +Table 18-3 provides a list of OLT CT Type B protection state events. + +**Table 18-3 – OLT CT Type B protection state events** + +| Event | Semantics | +|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| SLOS | Simple Loss of Signal. The event is recognized in the states where no downstream transmission occurs upon detection of 0.5ms (4 x 125 µs) of silence in the upstream direction. | +| QLOS | Qualified Loss of Signal. The event is recognized in the states where the OLT CT transmits in the downstream direction and supports per-ONU state machines execution. The event corresponds to four consecutive frames with no upstream transmission and declaration of LOBi for all relevant ONUs. The event is subject to exclusion based on the ONU population size, power management state machines, and Dying Gasp declarations by individual ONUs. In case, a legitimate exclusion blocks the QLOS event recognition, an ICTP:Standby-LOS() is sent periodically to the peer OLT CT. | +| LOS cleared | Loss of Signal Cleared. The event is recognized when an upstream burst received. In the states where the OLT CT transmits in the downstream direction and supports per-ONU state machines execution, the burst needs to be consistent with the bandwidth map. | +| ICTP: Active() | The recipient OLT CT is declared Active as a result of the ICTP role handshake. | +| ICTP: Standby-LOS() | The recipient OLT CT is declared Standby as a result of the ICTP role handshake, but is warned to abstain from executing protection switching based solely on timer expiration as no upstream transmission is expected. | +| ICTP: Standby-Clear() | The recipient OLT CT is declared Standby as a result of the ICTP role handshake, and is informed that the Type B peer successfully transmits downstream and receives upstream transmissions. | +| EMS: Forced() | This is an upper layer management event which is recognized in the Working state only. The OLT CT is instructed to abandon the Active role and to hand over control over the wavelength channel pair to the peer OLT CT. | + +**Table 18-3 – OLT CT Type B protection state events** + +| Event | Semantics | +|-------------------|---------------------------------------------------------------------------------------------------------------------------------------| +| EMS:
CTreset() | This is an upper layer management event which is recognized in any state, but is instrumental in COMM-FAIL and EQPT-FAIL states only. | + +### 18.2.4 State transition diagram + +![State transition diagram for OLT CT Type B protection. States (1) Initialization, (3) Protecting, (5) Pre-working, (6) Working, and (8) Helpme are shaded, indicating active role transmitting downstream. Transitions are triggered by events like EMS:CTreset(), LOS cleared, SLOS, ICTP: Standby*(), Tictp expires, ICTP: Active(), Tpfail expires, Tract expires, QLOS, Thold and Twfail expire, and EMS: Forced(). Entry points (9) and (10) lead to COMM-FAIL and EQPT-FAIL states respectively.](83fd0d406cba6f9c189e77e05859a600_img.jpg) + +``` + +stateDiagram-v2 + [*] --> (10) EQPT-FAIL + [*] --> (9) COMM-FAIL + (10) EQPT-FAIL --> (1) Initialization : EMS:CTreset() + (9) COMM-FAIL --> (1) Initialization : EMS:CTreset() + (9) COMM-FAIL --> (2) Pre-protecting : LOS cleared + (1) Initialization --> (2) Pre-protecting : LOS cleared + (2) Pre-protecting --> (1) Initialization : SLOS + (2) Pre-protecting --> (3) Protecting : ICTP: Standby*() or Tictp expires + (3) Protecting --> (2) Pre-protecting : LOS cleared + (3) Protecting --> (4) LOS-P : SLOS + (4) LOS-P --> (3) Protecting : LOS cleared + (4) LOS-P --> (9) : ICTP: Standby-Clear() + (3) Protecting --> (5) Pre-working : ICTP: Active() or Tpfail expires + (5) Pre-working --> (9) : Tract expires + (5) Pre-working --> (1) Initialization : ICTP: Active() or Tsstart expires + (5) Pre-working --> (6) Working : LOS cleared + (6) Working --> (7) LOS-W : QLOS + (7) LOS-W --> (6) Working : LOS cleared + (7) LOS-W --> (8) Helpme : Thold and Twfail expire + (8) Helpme --> (9) : ICTP: Standby-clear() + (8) Helpme --> (1) Initialization : LOS cleared, ICTP: Standby-LOS(), or Tictp expires + (8) Helpme --> (3) Protecting : EMS: Forced() + +``` + +State transition diagram for OLT CT Type B protection. States (1) Initialization, (3) Protecting, (5) Pre-working, (6) Working, and (8) Helpme are shaded, indicating active role transmitting downstream. Transitions are triggered by events like EMS:CTreset(), LOS cleared, SLOS, ICTP: Standby\*(), Tictp expires, ICTP: Active(), Tpfail expires, Tract expires, QLOS, Thold and Twfail expire, and EMS: Forced(). Entry points (9) and (10) lead to COMM-FAIL and EQPT-FAIL states respectively. + +G.9804.2(21) + +**Figure 18-2 – OLT CT Type B protection state transition diagram** + +Figure 18-2 illustrates the OLT CT Type B protection state transition diagram. The states in which the OLT CT is in Active role transmitting downstream are shaded. + +The solid blue entry points indicate: for the COMM-FAIL state, a transition upon occurrence of any of the three events marked with (9); for EQPT-FAIL, a transition from any state upon detection of a local equipment failure. + +### 18.2.5 State transition table + +Table 18-4 provides the OLT CT Type B protection state transition table. + +Table 18-4 – OLT CT Type B protection state transition table + +| Inputs | States | | | | | | | | | | +|---------------------------------------|-----------------------------------------------------------------|-----------------------------------|------------------------------------|----------------------------------------------------------------|---------------------------------------------------------------|------------------------------------|--------------------------------------------------------|-----------------------------------|-----------------------------------|-------------------| +| | (1)
Initialization | (2)
Pre-Protecting | (3)
Protecting | (4)
LOS-P | (5)
Pre-Working | (6)
Working | (7)
LOS-W | (8)
HelpMe | (9)
COMM-FAIL | (10)
EQPT-FAIL | +| SLOS | * | Stop T ictp ;
→(1) | →(4)
Start T pfail ; | * | | | | * | * | * | +| QLOS | | | | | * | →(7)
Start T wfail ; | * | | | | +| LOS cleared | Stop T sstart ;
→(2)
Start T ictp ; | * | * | →(3) | Stop T ract ;
→(6)
Start T hold ; | * | Stop T wfail ;
→(6) | Stop T ictp ;
→(3) | →(2)
Start T ictp ; | * | +| T sstart | →(5)
Start T ract ; | | | | | | | | | | +| T pfail | | | | →(5)
Start T ract ; | | | | | | | +| T hold &T wfail | | | | | | | →(8)
Start T ictp ; | | | | +| T ract | | | | | →(9) | | | | | | +| T ictp | | →(3) | | | | | | →(3) | | | +| Active() | Stop T sstart ;
→(5)
Start T ract ; | *
(Note1) | *
(Note 1) | Stop T pfail ;
→(5)
Start T ract ; | * | * | * | (Note 3) | * | * | +| Standby-LOS() | Stop T sstart ;
→(3) | Stop T ictp ;
→(3) | * | *
Reset T pfail ; | (Note 2) | (Note 2) | (Note 2) | Stop T ictp ;
→(3) | * | * | +| Standby-Clear() | Stop T sstart ;
→(3) | Stop T ictp ;
→(3) | * | Stop T pfail ;
→(9) | (Note 2) | (Note 2) | (Note 2) | Stop T ictp ;
→(9) | * | * | +| EQPT failure | Stop T sstart ;
→(10) | Stop T ictp ;
→(10) | →(10) | Stop T pfail ;
→(10) | →(10) | Stop T hold ;
→(10) | Stop T hold , T wfail ;
→(10) | Stop T ictp ;
→(10) | →(10) | →(10) | + +**Table 18-4 – OLT CT Type B protection state transition table** + +| Inputs | States | | | | | | | | | | +|---------|----------------------------------|-----------------------------------------------------------------|-------------------------------------|------------------------------------------------------------------|-------------------------------------|-----------------------------------------------------------------|--------------------------------------------------------------------------------------|-----------------------------------------------------------------|-------------------------------------|-------------------------------------| +| | (1)
Initialization | (2)
Pre-
Protecting | (3)
Protecting | (4)
LOS-P | (5)
Pre-
Working | (6)
Working | (7)
LOS-W | (8)
HelpMe | (9)
COMM-
FAIL | (10)
EQPT-
FAIL | +| CTreset | *
Reset T sstart ; | Stop T ictp ;
→(1)
Start T sstart ; | →(1)
Start T sstart ; | Stop T pfail ;
→(1)
Start T sstart ; | →(1)
Start T sstart ; | Stop T hold ;
→(1)
Start T sstart ; | Stop T hold , T wfail ;
→(1)
Start T sstart ; | Stop T ictp ;
→(1)
Start T sstart ; | →(1)
Start T sstart ; | →(1)
Start T sstart ; | +| Forced | | | | | | →(8)
Start T ictp ; | | | | | + +Table notation – An asterisk denotes a self-transition; shading indicates an impossible event or protocol violation. + +NOTE 1 – This is likely a race condition, which should have not occurred if the ICTP:Active() message had been generated prudently. Wait for SLOS to be declared and follow the ICTP:Active() transition at the SLOS event target state. If SLOS is not declared, ignore the event. + +NOTE 2 – This is a protocol violation. Report the occurrence, turn off transmitter, and make a transition into the Initialization state to repeat Type B role handshake. + +NOTE 3 – This is a protocol violation. Report the occurrence and make a transition into the Initialization state to repeat Type B role handshake. + +The ICTP:Peering() message does not lead to a state machine transition. Instead, the recipient OLT CT uses the reported information to resolve its own Type B protection role and responds with either ICTP:Active (), ICTP:Standby-LOS(), or ICTP:Standby-Clear(), which do drive the state machine transitions. + +The OLT CT receiving an ICTP:Unprotected() indication from a failed Type B peer sets the initial value of the Tpfail timer to infinity and continues the regular state machine execution. The initial value of the Tpfail timer is set back to an appropriate finite value upon receipt of a ICTP:Peering() message from a previously failed OLT CT. + +Timers Tstart and Tpfail have relatively large initial values. In case the ICTP channel is available between the Working and Protection CTs, both these timers should accommodate an ICTP message turnaround time with a reasonable margin. If the ICTP channel is not available, these two timers should remain the largest among those specified in this clause. To avoid the situation when the Protecting OLT CT declares a protection switching event and starts transmitting before the Working OLT CT ceases its transmission, the following two conditions in the initial values of the timers should be met: + +$T_{\text{pfail}} > T_{\text{hold}}$ ; + +$T_{\text{pfail}} > T_{\text{wfail}}$ . + +In order for the holding feature to make operational sense, the following should be maintained true: + +$T_{\text{hold}} > T_{\text{wfail}}$ . + +Setting otherwise effectively disables the holding feature. Finally, $T_{\text{rct}}$ has relatively small initial value comparable with the PON grant response time. A reasonable initial value for $T_{\text{rct}}$ is 1.5 ms. + +## 18.3 Simplified state transition diagram + +In case when the ICTP transport infrastructure is known to be not functional, the state transition diagram can assume a simplified form shown in Figure 18-3. The $T_{\text{ictp}}$ timer can be set to zero. The Pre-Working and Helpme states in this case become degenerate pass-through states. + +![Simplified OLT CT Type B protection state transition diagram. The diagram shows a sequence of states: (1) Initialization, (2) Pre-protecting, (3) Protecting, (4) LOS-P, (5) Pre-working, (6) Working, (7) LOS-W, and (8) Helpme. Transitions are triggered by events like EQPT-FAIL, COMM-FAIL, LOS cleared, SLOS, Tpfail expires, Tract expires, QLOS, and Thold and Twfail expire. State (8) Helpme is a dashed box, and state (2) Pre-protecting is also a dashed box. State (5) Pre-working is highlighted in grey. State (10) EQPT-FAIL and state (9) COMM-FAIL are shown as external inputs. State (9) is also shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5).](61887c08b198861558621bc776880d6d_img.jpg) + +``` + +stateDiagram-v2 + [*] --> (10) EQPT-FAIL + [*] --> (9) COMM-FAIL + (10) EQPT-FAIL --> (1) Initialization : EMS:CTreset() + (9) COMM-FAIL --> (1) Initialization : EMS:CTreset() + (9) COMM-FAIL --> (2) Pre-protecting : LOS cleared + (1) Initialization --> (2) Pre-protecting : LOS cleared + (1) Initialization --> (3) Protecting : Tsstart expires + (2) Pre-protecting --> (3) Protecting + (3) Protecting --> (4) LOS-P : SLOS + (4) LOS-P --> (3) Protecting : LOS cleared + (4) LOS-P --> (5) Pre-working : Tpfail expires + (5) Pre-working --> (9) COMM-FAIL : Tract expires + (5) Pre-working --> (1) Initialization : Tsstart expires + (5) Pre-working --> (6) Working : LOS cleared + (6) Working --> (10) EQPT-FAIL : EMS: Forced() + (6) Working --> (7) LOS-W : QLOS + (7) LOS-W --> (6) Working : LOS cleared + (7) LOS-W --> (8) Helpme : Thold and Twfail expire + (8) Helpme --> (3) Protecting + (8) Helpme --> (9) COMM-FAIL + (8) Helpme --> (1) Initialization + +``` + +Simplified OLT CT Type B protection state transition diagram. The diagram shows a sequence of states: (1) Initialization, (2) Pre-protecting, (3) Protecting, (4) LOS-P, (5) Pre-working, (6) Working, (7) LOS-W, and (8) Helpme. Transitions are triggered by events like EQPT-FAIL, COMM-FAIL, LOS cleared, SLOS, Tpfail expires, Tract expires, QLOS, and Thold and Twfail expire. State (8) Helpme is a dashed box, and state (2) Pre-protecting is also a dashed box. State (5) Pre-working is highlighted in grey. State (10) EQPT-FAIL and state (9) COMM-FAIL are shown as external inputs. State (9) is also shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5). State (10) is shown as an output from state (6). State (9) is shown as an output from state (5). + +**Figure 18-3 – Simplified OLT CT Type B protection state transition diagram** + +# 19 Rogue behaviour and its mitigation + +This clause is largely concerned with rogue behaviour models directly associated with TDMA, the multi-wavelength nature of TWDM, and coexistence with legacy ONUs. This clause does not specify any interoperation between an OLT and an ONU. For the examples of specific mitigation techniques, see [b-ITU-T G-sup.49]. + +## 19.1 Rogue ONU behaviour model + +Rogue ONU mitigation is intended to protect against the following rogue behaviour models: + +- In TDM and TWDM, an ONU transmits in the wrong time slot in its upstream wavelength channel, and interferes with other ONU's upstream transmission in the same upstream wavelength channel. Root cause may be various, referring to [b-ITU-T G-sup.49]. The OLT detects LOBi in the wavelength channel. +- In TWDM, an ONU TX hops and transmits in the wrong upstream wavelength channel. Associated OLT channel termination detects the LOBi while one or more affected channel terminations detect the interference signal. +- In TWDM, an ONU TX tunes wrongly to a non-target upstream wavelength channel. Both source OLT channel termination and target OLT channel termination fail to discover the ONU, while one affected OLT channel termination detects the interference signal. + +## 19.2 Behaviour model when coexisting with legacy ONUs + +### 19.2.1 Silent start at the ONU + +In a coexistence scenario, rogue behaviour might be caused by ONUs from a PON system not controlled by the OLT. If such ONUs are able to transmit without being granted permission from an OLT, they may cause rogue events even though they are not faulty. + +### **19.2.2 Silent start at the channel termination (OLT port)** + +Transmissions by an OLT CT might adversely affect ONUs of its own or a coexisting system. + +It is recommended that upon new wavelength channel provisioning and any re-initialization an OLT CT implements "silent start" behaviour. + +The silent start behaviour follows the state machine of clause 18 and is assured in the Initialization state by either blocking on Tsstart timer, or, if an upstream transmission is detected, by transitioning into the protection branch of the state machine. + +### **19.2.3 Channel termination (OLT port) detection of rogue devices** + +In a coexistence scenario, rogue behaviour might be caused by ONUs from a PON system not controlled by the OLT. Isolation and mitigation of the rogue behaviour may be difficult or impossible. + +## **19.3 Protection from noise and alien ONUs** + +An OLT CT that receives a signal during a quiet window shall consider that signal valid only if the received PSBu structure is valid. If, during a quiet window, an OLT CT receives a signal that does not contain a valid PSBu pattern, it may try to adjust its clock and data recovery to isolate the troublesome signal, or report an unexpected light detection event. + +## **19.4 Troublesome ONU presence detection enabled through idle window** + +An OLT CT may create an idle window by temporarily withholding all allocations, including regular data PLOAM grants, ranging grants, and serial number grants. + +By opening an idle window, the OLT CT is able to cyclically check the absence of most frequent troublesome transmitters wrongly connected to the PON fibre terminations: ONU point to point modems that do not implement ONU silent start; since they do not understand the downstream protocol, they generally transmit unconditionally, some of them just testing that there is incoming optical power. Since the optical windows might overlap in some future, such a feature will enhance resistance of HSP. + +The idle window here corresponds to an upstream listening period by the OLT CT within its receiving optical wavelength window, when no Alloc-ID is given to any ONU or during an idle window opened when no broadcast PLOAM is sent downstream that would enable regular ONU to reply with a Serial\_Number\_ONU message. + +This enables the OLT CT to recognize any upstream power received as an unexpected transmitter mis-connected to HSP and prompt the operator to undertake a corrective action. + +# **Annex A** + +## **Hybrid error control (HEC) decoding and scrambler sequence codes** + +(This annex forms an integral part of this Recommendation.) + +This is the same as Annex A of [ITU-T G.987.3]. + +# Annex B + +## Forward error correction + +(This annex forms an integral part of this Recommendation.) + +## B.1 Low density parity check (LDPC) codes + +The material presented in B.1 is based on [b-IEEE 802.3ca]. + +### B.1.1 LDPC Coding + +The LDPC FEC encoding scheme is shown in Figure B.1. The scheme consists of a systematic LDPC encoder and a shortening and puncturing mechanism. Puncturing discards some of the parity-check bits to achieve a higher code rate ( $R$ ). The parameters of the FEC coding scheme are: + +- the LDPC parity-check matrix, $H$ ; +- the number of transmitted information bits, $K$ ; +- the number of shortened information bits, $S$ ; +- the number of punctured parity-check bits, $P$ ; +- the number of parity-check bits after puncturing, $M$ ; +- the length of the FEC encoder output, $N = K + M$ ; +- the code rate, $R = K / N$ , defined as the code rate after puncturing and after shortening. + +![Figure B.1 – LDPC encoder block diagram](f53d26a0d0ab96356a6ed4f869f8d64d_img.jpg) + +The diagram illustrates the LDPC encoding process. It starts with a 'K-bit information block' entering a 'Zero padding' block. The output of this block is a '(K+S)-bit LDPC information' block. This block then enters an 'LDPC encoder' block. The output of the encoder is a 'K information bits' and 'M+P parity-check bits' block. This block then enters a 'Puncturing' block. The final output is an 'N = (K+M)-bit FEC codeword'. A label 'G.9804.2(21)' is present below the diagram. + +Figure B.1 – LDPC encoder block diagram + +Figure B.1 – LDPC encoder + +#### B.1.1.1 Encoding operation + +The encoding process shall be as follows: + +- 1) A group of $K$ information bits $\mathbf{u} = [u_0, u_1, \dots, u_{K-1}]$ are collected and copied to the output of the encoder to form a block of systematic code bits. +- 2) A total of $S$ zero padding bits are appended at the end of $\mathbf{u}$ to form the full-length information bit block $\mathbf{u}^* = [\mathbf{u} | 0, \dots, 0]$ . +- 3) $M + P$ parity-check bits, $\mathbf{p} = [p_0, p_1, \dots, p_{M-1} | p_M, \dots, p_{M+P-1}]$ , are computed using the parity-check matrix $H$ and the information block $\mathbf{u}^*$ . The resulting coded block $\mathbf{v}^* = [\mathbf{u}^* | \mathbf{p}]$ shall satisfy the parity check equations $\mathbf{v}^* H^T = \mathbf{0}$ . Here, $\mathbf{0}$ is a zero row vector of dimension $M + P$ . +- 4) The $M + P$ parity check bits $\mathbf{p}$ are copied to the output of the encoder as a block of parity-check bits $\mathbf{p} = [p_0, p_1, \dots, p_{M+P-1}]$ to form the output coded block $\mathbf{v} = [\mathbf{u} | \mathbf{p}] = [v_0, v_1, \dots, v_{K+M+P-1}]$ . +- 5) The output of the encoder $\mathbf{v}$ is the input to the puncturing block (see Figure B-1). Last $P$ parity bits are truncated. + +NOTE – One method of encoding is to determine a systematic generator matrix $G$ from $H$ such that $GH^T = \mathbf{0}$ . A $(K+S)$ -bit information block $\mathbf{u}^* = [u_0, u_1, \dots, u_{K-1} | 0, \dots, 0]$ can be encoded by the systematic generator matrix $G$ via the operation $\mathbf{v}^* = \mathbf{u}^* G$ to become a $(K+S+M+P)$ -bit coded block $\mathbf{v}^* = [v_0, v_1, \dots, v_{K+S+M+P-1}] = [\mathbf{u}^* | \mathbf{p}]$ , where $\mathbf{p} = [p_0, p_1, \dots, p_{M+P-1}]$ are the parity-check bits. The LDPC codes specified here are such that very low complexity encoding directly from $H$ is possible. + +### B.1.2 Mother code parity check matrix + +The full LDPC code is defined by a $(M + P) \times (K + S + M + P) = 3,072 \times 17,664$ size parity-check matrix $H$ , composed by an array of $12 \times 69$ circulant $256 \times 256$ sub-matrices $A_{i,j}$ : + +$$H = \begin{bmatrix} A_{1,1} & \dots & A_{1,69} \\ \vdots & \ddots & \vdots \\ A_{12,1} & \dots & A_{12,69} \end{bmatrix}$$ + +The sub-matrices $A_{i,j}$ are either a cyclic shifted version of the identity matrix or a zero matrix and have a size of $256 \times 256$ . The parity-check matrix is described in its compact form: + +$$H_c = \begin{bmatrix} a_{1,1} & \dots & a_{1,69} \\ \vdots & \ddots & \vdots \\ a_{12,1} & \dots & a_{12,69} \end{bmatrix}$$ + +A zero sub-matrix in position $(i,j)$ is labelled with $a_{i,j} = -1$ , and a rotated identity sub-matrix is labelled with a positive integer number $a_{i,j}$ defining the number of right column shifts of the identity matrix. + +The LDPC parity-check matrix used in this Recommendation is identical to the matrix used in [b-IEEE 802.3ca] clause 142.2.4. The compact form of the parity-check matrix $H_c$ is: + +| C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 | C9 | C10 | C11 | C12 | +|-----|----|-----|-----|-----|-----|-----|-----|-----|-----|-----|-----| +| 80 | -1 | -1 | 105 | -1 | -1 | 137 | -1 | -1 | 0 | 209 | 53 | +| -1 | 0 | 91 | -1 | 170 | 46 | -1 | 118 | 208 | -1 | -1 | -1 | +| -1 | -1 | -1 | -1 | 250 | -1 | 104 | 15 | 0 | -1 | 252 | 93 | +| 60 | 0 | 74 | 87 | -1 | 37 | -1 | -1 | -1 | 123 | -1 | -1 | +| 169 | -1 | -1 | -1 | -1 | -1 | 238 | 93 | 0 | -1 | 39 | 216 | +| -1 | 0 | 237 | 43 | 195 | 49 | -1 | -1 | -1 | 41 | -1 | -1 | +| 11 | -1 | 202 | -1 | 139 | 150 | -1 | -1 | 0 | 191 | -1 | -1 | +| -1 | 0 | -1 | 165 | -1 | -1 | 228 | 228 | -1 | -1 | 159 | 57 | +| 143 | -1 | -1 | -1 | -1 | 65 | -1 | -1 | 0 | 211 | 69 | 9 | +| -1 | 0 | 201 | 180 | 135 | -1 | 225 | 78 | -1 | -1 | -1 | -1 | +| -1 | -1 | 136 | -1 | -1 | -1 | 247 | -1 | 0 | 217 | 37 | 130 | +| 222 | 0 | -1 | 80 | 92 | 177 | -1 | 16 | -1 | -1 | -1 | -1 | +| -1 | -1 | 178 | 227 | -1 | 144 | -1 | 0 | -1 | 243 | 134 | -1 | +| 59 | 0 | -1 | -1 | 147 | -1 | 191 | -1 | 251 | -1 | -1 | 130 | +| -1 | -1 | 239 | 221 | -1 | 70 | -1 | 48 | 0 | 97 | -1 | -1 | +| 218 | 0 | -1 | -1 | 1 | -1 | 177 | -1 | -1 | -1 | 201 | 238 | +| -1 | -1 | 183 | 77 | -1 | 95 | -1 | 0 | -1 | 252 | 49 | -1 | +| -1 | 0 | -1 | -1 | -1 | -1 | 255 | -1 | 44 | -1 | -1 | -1 | +| 178 | 0 | -1 | -1 | -1 | -1 | -1 | -1 | 123 | -1 | -1 | -1 | +| -1 | -1 | 217 | 0 | -1 | 221 | -1 | -1 | -1 | -1 | -1 | -1 | +| -1 | 0 | -1 | -1 | 13 | -1 | -1 | 62 | -1 | -1 | -1 | -1 | +| -1 | -1 | 232 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | 104 | -1 | +| -1 | -1 | -1 | -1 | -1 | -1 | 192 | 0 | -1 | -1 | -1 | 144 | +| -1 | -1 | -1 | -1 | 98 | 192 | -1 | -1 | 0 | -1 | -1 | -1 | +| 105 | 0 | -1 | 16 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | 169 | -1 | -1 | 128 | -1 | 0 | -1 | -1 | -1 | -1 | + +| C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 | C9 | C10 | C11 | C12 | +|-----|----|-----|-----|-----|-----|-----|-----|-----|-----|-----|-----| +| -1 | -1 | -1 | -1 | 142 | -1 | -1 | -1 | 0 | -1 | 129 | -1 | +| 19 | 0 | -1 | -1 | -1 | -1 | 51 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | -1 | -1 | -1 | 214 | -1 | -1 | -1 | 0 | -1 | 162 | +| -1 | -1 | -1 | 252 | -1 | -1 | -1 | -1 | -1 | -1 | 157 | 0 | +| 126 | -1 | -1 | -1 | 225 | -1 | -1 | 0 | -1 | -1 | -1 | -1 | +| -1 | -1 | -1 | 96 | -1 | -1 | -1 | -1 | 0 | 41 | -1 | -1 | +| -1 | 0 | 129 | -1 | -1 | -1 | 195 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | 60 | 0 | -1 | -1 | -1 | -1 | -1 | -1 | 222 | -1 | +| 211 | -1 | -1 | -1 | -1 | 51 | 0 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | 29 | -1 | 175 | +| -1 | 0 | -1 | -1 | 23 | -1 | -1 | 112 | -1 | -1 | -1 | -1 | +| -1 | -1 | -1 | -1 | 108 | -1 | 172 | -1 | -1 | 0 | -1 | -1 | +| -1 | -1 | -1 | 17 | -1 | 100 | -1 | 0 | -1 | -1 | -1 | -1 | +| -1 | 0 | 19 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | 145 | +| 247 | -1 | 76 | -1 | -1 | -1 | -1 | -1 | 0 | -1 | -1 | -1 | +| -1 | -1 | -1 | -1 | -1 | 19 | -1 | -1 | -1 | -1 | 139 | 0 | +| 255 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | 39 | -1 | +| -1 | 0 | -1 | -1 | -1 | -1 | 219 | -1 | 153 | -1 | -1 | -1 | +| -1 | -1 | -1 | 219 | 0 | 235 | -1 | -1 | -1 | -1 | -1 | -1 | +| 85 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | -1 | -1 | -1 | 36 | +| -1 | -1 | 77 | -1 | 0 | -1 | 236 | -1 | -1 | -1 | -1 | -1 | +| -1 | 0 | -1 | 198 | -1 | -1 | -1 | -1 | -1 | 193 | -1 | -1 | +| -1 | -1 | -1 | 165 | -1 | -1 | -1 | -1 | 0 | -1 | 203 | -1 | +| -1 | -1 | -1 | -1 | -1 | -1 | 136 | 0 | -1 | 145 | -1 | -1 | +| -1 | -1 | 2 | -1 | -1 | -1 | -1 | 0 | -1 | -1 | 94 | -1 | +| -1 | -1 | -1 | -1 | 135 | -1 | -1 | -1 | 0 | -1 | -1 | 91 | +| 246 | 0 | -1 | -1 | -1 | 4 | -1 | -1 | -1 | -1 | -1 | -1 | +| 94 | -1 | -1 | 36 | -1 | -1 | 0 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | 101 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | -1 | 22 | +| -1 | -1 | -1 | -1 | -1 | 251 | -1 | 22 | 0 | -1 | -1 | -1 | +| -1 | 0 | -1 | -1 | 121 | -1 | -1 | -1 | -1 | -1 | 194 | -1 | +| -1 | -1 | 217 | -1 | 0 | -1 | 159 | -1 | -1 | -1 | -1 | -1 | +| -1 | -1 | -1 | 171 | -1 | 109 | -1 | -1 | -1 | -1 | -1 | 0 | +| 242 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | -1 | 3 | 0 | +| -1 | 0 | -1 | -1 | -1 | -1 | 10 | -1 | -1 | -1 | -1 | 212 | +| -1 | -1 | 48 | -1 | -1 | -1 | -1 | 0 | -1 | 140 | -1 | -1 | +| -1 | -1 | -1 | -1 | -1 | -1 | -1 | 0 | -1 | 46 | 43 | -1 | +| -1 | -1 | -1 | 228 | 0 | -1 | -1 | -1 | -1 | -1 | 153 | -1 | +| 129 | -1 | -1 | -1 | -1 | 140 | -1 | -1 | -1 | -1 | -1 | 0 | +| -1 | -1 | -1 | -1 | -1 | -1 | 5 | -1 | 0 | 58 | -1 | -1 | +| 19 | -1 | -1 | -1 | 46 | -1 | -1 | -1 | 0 | -1 | -1 | -1 | + +| C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 | C9 | C10 | C11 | C12 | +|----|----|-----|-----|-----|-----|----|-----|----|-----|-----|-----| +| 58 | 0 | 172 | 39 | 242 | 193 | 25 | 120 | 16 | 202 | 207 | 69 | +| 27 | -1 | 42 | 234 | 228 | 241 | 94 | 192 | 0 | 215 | 109 | 88 | + +NOTE – matrix is presented in transposed form to improve readability. + +### B.1.3 Construction of LDPC(17280, 14592) codeword + +The LDPC(17280, 14592) code is a punctured form (see clause B.1.1.1) of the LDPC code matrix of clause B.1.2. The following parameters are used: + +- the number of transmitted information bits, $K = 14592$ ; +- the number of shortened information bits, $S = 0$ ; +- the number of punctured parity-check bits, $P = 384$ ; +- the number of parity-check bits after puncturing, $M = 2688$ ; +- the length of the FEC encoder output, $N = K + M = 17280$ ; +- the code rate, $R = K / N = 0.8444$ . + +The LDPC code adopts the LDPC code matrix of clause B.1.2, with 384-bit puncturing and no shortening. The LDPC code matrix is a $12 \times 69$ matrix with a circulant size of 256. The payload length is $256 \times 57$ bits or 14592 bits, and the parity length is $(12 \times 256 - 384)$ bits or 2688 bits. The LDPC codeword length is thus 17280 bits. For 49.7664 Gbit/s nominal line rate, this code makes each downstream PHY frame to contain exactly 360 codewords. The LDPC(17280, 14592) has a code rate of 0.844 and supports both hard decision and soft decision implementations. + +# Annex C + +## **Secure mutual authentication via OMCI** + +(This annex forms an integral part of this Recommendation.) + +This is the same as Annex C of [ITU-T G.987.3]. + +# **Annex D** + +## **Secure mutual authentication using IEEE 802.1X** + +(This annex forms an integral part of this Recommendation.) + +This is the same as Annex D of [ITU-T G.987.3]. + +# **Annex E** + +(This annex forms an integral part of this Recommendation.) + +This annex is intentionally empty. + +# **Annex F** + +## **Tuning sequences** + +(This annex forms an integral part of this Recommendation.) + +This is the same as Annex F of [ITU-T G.989.3]. + +# **Annex G** + +## **Transcoded framing with FEC and OAM for PtP WDM AMCC TC** + +(This annex forms an integral part of this Recommendation.) + +This annex is intentionally empty. + +# Annex H + +## Wavelength channel bonding + +(This annex forms an integral part of this Recommendation.) + +## H.1 Bonded ONU activation + +An ONU providing wavelength channel bonded services (bonded ONU) supports multiple PON interfaces, each represented by an instance of ANI ME in the single copy of the ONU's OMCI MIB. + +A bonded ONU maintains a separate instance of the activation cycle state machine for each associated PON interface. The first PON interface activation should be completed with transition to state O5 before attempting activation on any other PON interface. This PON interface is referred to as pilot PON interface. For pilot PON interface activation, the ONU uses the unassigned ONU-ID (0x03FF) in octets 1-2 of the Serial\_Number\_ONU PLOAM message. The pilot PON interface is the source of the ONU-ID and the channel partition association. + +In response to a serial number grant on each subsequently activated PON interface, the ONU reports the serial number identical to that used for the pilot PON interface activation. In addition, the ONU uses the ONU-ID assigned during the pilot PON interface activation in octets 1-2 of the Serial\_Number\_ONU PLOAM messages transmitted in all subsequent PON interface activations. The subsequent PON interface activations following the pilot PON interface activation can proceed on a distinct TWDM channel within the channel partition assigned during the pilot interface activation. The subsequent PON interface activations occurring after the pilot PON interface activation can be concurrent. + +If the ONU attempts subsequent activation in a channel partition other than the one assigned during the pilot interface activation, or in a TWDM channel in which one PON interface has already been activated, or the ONU reports a serial number different from the one reported during the pilot PON interface activation, or if the OLT CT in a subsequent PON interface activation attempts to assign an ONU-ID different from one used in the course of pilot PON interface activation, the behaviour is undefined. + +An OMCC is established for each activated PON interface of a bonded ONU. An OMCI command received on any instance of the OMCC pertains to the same copy of the ONU's OMCI MIB. The ONU responds to an OMCI command on the same PON interface the command was received. The details of OMCC commands serialization and conflict resolution are provided by [ITU-T G.988]. + +Timing relationships of bonded channels are for future study. + +# Annex I + +## Predefined preamble patterns + +(This annex forms an integral part of this Recommendation.) + +This annex specifies details of predefined preamble patterns which can be used to generate preambles within PSBu segments. A PSBu segment may be based on a predefined preamble pattern, and the chosen preamble pattern may be different for each PSBu segment being part of the same PSBu. Currently included are predefined preamble patterns based on pseudorandom binary sequences (PRBSs), described in clause I.1. + +## I.1 Predefined preamble patterns based on PRBSs + +A PRBS-based preamble pattern of order $n=7..15$ , with a nominal PRBS repetition period of $2^n-1$ bits, is padded in order to obtain sequences with a repetition period of $2^n$ bits. The padding must occur by inserting a single zero bit after $2^n-1$ bits of a PRBS, irrespective of the used seed. The preamble is then formed by repeating and/or truncating the resulting $2^n$ bits to obtain the number of bits requested by the OLT CT, as specified by the preamble word count in the Burst Profile PLOAM message. The list of generator polynomials used for preambles with a specific PRBS order is listed in Table I.1. + +**Table I.1 – PRBS generator polynomials for predefined preamble patterns** + +| Preamble pattern codepoint | PRBS order | Generator polynomial | Repetition period after padding [bit] | +|----------------------------|------------|------------------------------|---------------------------------------| +| 0111 | 7 | $x^7+x^6+1$ | 128 | +| 1000 | 8 | $x^8+x^7+x^3+x^2+1$ | 256 | +| 1001 | 9 | $x^9+x^5+1$ | 512 | +| 1010 | 10 | $x^{10}+x^7+1$ | 1024 | +| 1011 | 11 | $x^{11}+x^9+1$ | 2048 | +| 1100 | 12 | $x^{12}+x^9+x^8+x^5+1$ | 4096 | +| 1101 | 13 | $x^{13}+x^{12}+x^{10}+x^9+1$ | 8192 | +| 1110 | 14 | $x^{14}+x^{13}+x^{11}+x^9+1$ | 16384 | +| 1111 | 15 | $x^{15}+x^{14}+1$ | 32768 | + +# **Appendix I** + +### **Downstream line data pattern conditioning** + +(This appendix does not form an integral part of this Recommendation.) + +This is the same as Appendix I of [ITU-T G.987.3]. + +# Appendix II + +## Time of day derivation and error analysis + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides the mathematical details for the time of day transfer model derivation and error analysis. It is based on the notation of clause 13.2.1. In addition, + +$T_{up}$ is the upstream propagation delay at the upstream wavelength of PON system, and + +$T_{dn}$ is the downstream propagation delay at the specific downstream wavelength of PON system. + +By constructions (see Figures 13-4 and 13-7 with the accompanying text), the upstream PHY frame offset can be represented using the parameters of ONUi as: + +$$\begin{aligned} Teqd &= T_{dn,i} + RspTime_i + EqD_i + T_{up,i} \\ &= T_{dn,i} \frac{n_{up} + n_{dn}}{n_{dn}} + RspTime_i + EqD_i \end{aligned} \quad (II-1)$$ + +Then by expressing $T_{dn,i}$ from Equation (II-1) as: + +$$T_{dn,i} = (Teqd - RspTime_i - EqD_i) \frac{n_{dn}}{n_{dn} + n_{up}} \quad (II-2)$$ + +substituting this expression into the formula for the receive instance of PHY frame $N$ , + +$$Trecv_{N,i} = Tsend_{N,i} + T_{dn,i} \quad (II-3)$$ + +and regrouping appropriately, then representation of the actual ToD instance when TWDM TC frame $N$ is delivered to ONUi is: + +$$Trecv_{N,i} = Tsend_N + Teqd \left[ \frac{n_{dn}}{n_{up} + n_{dn}} \right]_{OLT} - (EqD_i + RspTime_i) \left[ \frac{n_{dn}}{n_{up} + n_{dn}} \right]_{ONU} \quad (II-4)$$ + +where the positive additive term can be computed by the OLT and communicated downstream, while the negative additive term can be computed by the ONU. + +Note that for the model to hold, the measurements of **Teqd**, **TsendN,i** and **TrecvN,i** should be consistently referenced to the fibre interface at the OLT and ONU, respectively. + +Note further that in addition to the ONU response time shown here, there are also internal delays that need to be compensated in both the OLT and ONU. These internal delay compensations directly affect the delivered time accuracy, so the resultant error is quite easy to understand. These errors are not considered further in this treatment. + +It should be noted that the refractive index factors are used in calculations on both sides of the PON, and their values could differ depending on the implementation. To eliminate the error caused by inconsistent values, it is recommended that both sides use the common value estimated below. + +The resulting timing error caused by variations in the index factor is then given by + +$$Terror_{N,i} = Teqd \delta \left[ \frac{n_{dn}}{n_{up} + n_{dn}} \right]_{OLT} - (EqD_i + RspTime_i) \delta \left[ \frac{n_{dn}}{n_{up} + n_{dn}} \right]_{ONU} \quad (II-5)$$ + +This equation indicates that the error due to the OLT's refractive index factor variation is fixed (over all ONUs), and it is indeed at the maximum value of **Teqdl**, which is typically 250 microseconds. The error due to the ONU's index factor variation depends on the EqD and the response time of that ONU; therefore, nearby ONUs will have a larger error caused by inaccuracies in the ONU's index factor (a rather counter-intuitive result). It should be noted, however, that these errors may cancel out to some degree. To assure this cancellation, it is recommended that the calculation use the common value estimated below. + +Assessing the index factor, one can denote the group refractive index at downstream wavelength with **n** and the difference between group indices at upstream wavelength and downstream wavelength with **Δn**, rewriting + +$$\frac{n_{dn}}{n_{up} + n_{dn}} = \frac{n_{dn}}{2n_{dn} + (n_{up} - n_{dn})} = \frac{n}{2n + \Delta n} \approx \frac{2n^2 - n\Delta n}{4n^2} = \frac{1}{2} - \frac{\Delta n}{4n} \quad (\text{II-6})$$ + +Variations of **n** and **Δn** effect can be realized by taking partial derivatives with respect to these variables. It can be seen that + +$$\frac{\partial}{\partial n} \left( \frac{1}{2} - \frac{\Delta n}{4n} \right) = + \frac{\Delta n}{4n^2} \text{ and } \frac{\partial}{\partial \Delta n} \left( \frac{1}{2} - \frac{\Delta n}{4n} \right) = - \frac{1}{4n} \quad (\text{II-7})$$ + +It is important to note that **n** is about three orders of magnitude larger than **Δn**. Therefore, the first expression is very much smaller than the second one, and can be neglected. The second expression states that small changes in **Δn** will be translated into small changes of the index factor in the proportion $1/4n$ . + +So, it is essential to calculate **Δn** (the "index difference"), and then consider its variations. + +### Calculation of the index difference + +The wavelength-dependent difference in refractive index **Δn** depends on the fibre properties and on the actual wavelengths that are involved (as real PON transmitters may operate over a range of wavelengths). An accurate representation of the index of [b-ITU-T G.652] fibre is difficult to obtain. Typical spot values for the index at 1310 and 1550 nm are available, but these do not have the accuracy that is needed. The dispersion of fibres is given for certain windows (the 1310 window, for example), but these formulations are not really accurate when extrapolated beyond their window. Nevertheless, it is desired to proceed with the standardized dispersion factor, despite the potential inaccuracy that such a generalization imposes. If a better function can be determined, then the analysis can be applied to that. + +The dispersion of [b-ITU-T G.652] fibre is given by + +$$D(\lambda) = \frac{\lambda S_0}{4} \left[ 1 - \frac{\lambda_0^4}{\lambda^4} \right] \quad (\text{II-8})$$ + +where **S0** is the dispersion slope (maximum 0.092 ps/nm2/km), and **λ0** is the zero dispersion wavelength (ranging from 1300 to 1324 nm). + +The index of refraction and **D** are related by $\frac{dn}{d\lambda} = cD(\lambda)$ , and the fundamental theorem of calculus implies that: + +$$n = n_0 + c \int_{\lambda_0}^{\lambda} D(\lambda) d\lambda \quad (\text{II-9})$$ + +Integrating, it indicates that: + +$$n - n_0 = \frac{cS_0}{8} \lambda^2 \left[ 1 - \frac{\lambda_0^2}{\lambda^2} \right]^2 \quad (\text{II-10})$$ + +The index difference function is graphed in Figure II.1 for the two extreme cases of [b-ITU-T G.652] fibre, where the zero dispersion wavelengths are 1300 and 1324 nm + +![Figure II.1: A line graph showing the refractive index difference (n - n_0) as a function of operating wavelength (λ) for two cases of ITU-T G.652 fibre. The x-axis represents wavelength in nm, ranging from 1200 to 1650 with major ticks every 50 nm. The y-axis represents the refractive index difference, ranging from 0.00E+00 to 2.00E-03 with major ticks every 2.00E-04. Two curves are plotted: a blue line for λ_0 = 1300 nm and a red line for λ_0 = 1324 nm. Both curves show a minimum value of zero at their respective zero dispersion wavelengths (1300 nm and 1324 nm). For wavelengths greater than these zero points, the refractive index difference increases. The blue curve (λ_0 = 1300 nm) increases more rapidly than the red curve (λ_0 = 1324 nm) for wavelengths above 1324 nm. At 1650 nm, the blue curve reaches approximately 1.35E-03 and the red curve reaches approximately 1.15E-03. A small label 'G.9804.2(21)' is present in the bottom right corner of the plot area.](0a139e674f1029771117c5db08d5e0b4_img.jpg) + +Figure II.1 is a line graph showing the refractive index difference ( $n - n_0$ ) as a function of operating wavelength ( $\lambda$ ) for two cases of ITU-T G.652 fibre. The x-axis represents wavelength in nm, ranging from 1200 to 1650 with major ticks every 50 nm. The y-axis represents the refractive index difference, ranging from 0.00E+00 to 2.00E-03 with major ticks every 2.00E-04. Two curves are plotted: a blue line for $\lambda_0 = 1300$ nm and a red line for $\lambda_0 = 1324$ nm. Both curves show a minimum value of zero at their respective zero dispersion wavelengths (1300 nm and 1324 nm). For wavelengths greater than these zero points, the refractive index difference increases. The blue curve ( $\lambda_0 = 1300$ nm) increases more rapidly than the red curve ( $\lambda_0 = 1324$ nm) for wavelengths above 1324 nm. At 1650 nm, the blue curve reaches approximately 1.35E-03 and the red curve reaches approximately 1.15E-03. A small label 'G.9804.2(21)' is present in the bottom right corner of the plot area. + +Figure II.1: A line graph showing the refractive index difference (n - n\_0) as a function of operating wavelength (λ) for two cases of ITU-T G.652 fibre. The x-axis represents wavelength in nm, ranging from 1200 to 1650 with major ticks every 50 nm. The y-axis represents the refractive index difference, ranging from 0.00E+00 to 2.00E-03 with major ticks every 2.00E-04. Two curves are plotted: a blue line for λ\_0 = 1300 nm and a red line for λ\_0 = 1324 nm. Both curves show a minimum value of zero at their respective zero dispersion wavelengths (1300 nm and 1324 nm). For wavelengths greater than these zero points, the refractive index difference increases. The blue curve (λ\_0 = 1300 nm) increases more rapidly than the red curve (λ\_0 = 1324 nm) for wavelengths above 1324 nm. At 1650 nm, the blue curve reaches approximately 1.35E-03 and the red curve reaches approximately 1.15E-03. A small label 'G.9804.2(21)' is present in the bottom right corner of the plot area. + +**Figure II.1 – Refractive index difference as a function of operating wavelength** + +In practical systems, operating wavelengths are not monitored, nor is the exact fibre dispersion known. Hence, the index difference is truly an unknown quantity. + +# Appendix III + +## Burst profiles + +(This appendix does not form an integral part of this Recommendation.) + +This appendix describes burst profiles to be used by the PHY adaptation sublayer of the ONU to form the PHY burst. Suggested PSBu configurations for 12.5 Gbit/s are presented. + +In the HSP system, upstream transmission from ONUs to the OLT CT is conducted by delivering a number of PHY bursts. After a two-time-quanta guard time for burst overlap prevention, the PHY burst starts with the upstream physical synchronization block (PSBu) section. Time quantum is defined in clause 3.2.3. The PSBu is composed of one to four PSBu segments, each containing a separate preamble and delimiter. PSBu is employed by the OLT CT burst mode receiver to determine the presence of a PHY burst and delineate the PHY burst. They are also used to determine the signal clock and/or equalizer taps in order to correctly recover the transmitted signal. + +The specific burst profile to be used by an ONU is indicated by the OLT in the BurstProfile field of the BWmap. The index in the BurstProfile field refers to the set of valid burst profiles that is communicated to the ONUs over the PLOAM messaging channel. For each specified profile, the index is explicitly assigned in the Burst\_Profile PLOAM message. + +The Burst\_Profile PLOAM message can be broadcast or unicast. It is up to the OLT CT to manage the burst profiles, and to anticipate which ONUs will have which profiles. The ONU will transmit a burst profile as specified by the OLT CT. In the simplest case, the OLT CT can send only broadcast profile messages. The profiles then obtain global scope, and are equal on all ONUs within a channel. In a more complex case, the OLT CT can send unicast profiles to each ONU. These unicast profiles could then be different for each ONU (again, it is incumbent on the OLT CT to keep track of what it has configured in each ONU). Regarding temporal behaviour, the OLT CT should always send the profile message several times before it attempts to use them in a BWmap. In this way, the probability of the ONU using an old profile will be greatly reduced. + +PSBu may be composed of one up to four segments, where each segment contains an individual preamble pattern and delimiter in order to assist upstream signal acquisition functions in HSP. The recommended length of PSBu is specified in the applicable PMD Recommendations. Preambles with varying sizes can be achieved by setting the burst profile to the desired configuration. + +A traditional PSBu is composed of one segment with a preamble pattern 0x AAAA AAAA. While it provides maximum transition density and DC balance, some implementations may have different PSBu requirements. For example, if the burst mode receiver has bandwidth limited frontends, the aforementioned preamble pattern is not able to support equalizer convergence and subsequent burst delineation and data recovery may fail. Another example is burst mode receivers with peak detectors. If the peak detectors have limited slew rates in the sample and hold circuit, the aforementioned preamble may not allow for burst presence detection. Therefore, predefined preamble patterns may be selected as possible preamble patterns. The selected predefined preamble patterns based on pseudorandom binary sequences (PRBS) are expected to have features of DC balance, flat power spectrum, transition density similar to that of random data and long repetition period. The discussion on the recommended seeds used to generate PRBS-based preambles is contained in clause III.1. + +Delimiters terminate each PSBu segment and their length can be set to zero bits. The delimiter associated with the last transmitted PSBu segment (final delimiter) is used to delineate the PHY burst payload carrying the upstream FS burst. Its non-zero-length is effectively mandatory in a practical system. The recommended length of the final delimiter is 64 bits. A shorter final delimiter of 32 bits is also allowed. The delimiter lengths are configurable via the Burst\_Profile PLOAM message. Delimiters terminating PSBu segments may be used to indicate transitions between PSBu segments + +if required by the OLT CT optical receiver implementation. The expected features of the selected delimiters include DC balance, and large Hamming distance from all shifted patterns of each delimiter and preamble pattern being part of the same PSBu. Some examples of 32- and 64-bit delimiters are included in clause III.2. + +## III.1 Recommended seeds for preambles based on PRBSs + +Although in principle any seed (except for all-zero seed), can be specified in the Burst\_Profile PLOAM message, only some of the seeds will guarantee that within a single repetition period of the generated sequence of length $2^n$ , the number of occurrences of all possible substrings of length $m$ , where $0 < m \leq n$ will be uniform. Such sequences are called De Bruijn sequences $B(2,n)$ , where 2 represents a binary alphabet, and are the shortest sequences where every substring of $n$ bits occurs exactly once (as opposed to PRBS, also called maximum-length sequence, where an $n$ -bit substring of zeros does not occur). Equal probability of each substring of $m$ bits within one repetition period of the $2^n$ -bit-long sequence may be beneficial for certain types of equalizers which rely on statistical approaches, requiring e.g., estimation of state transition probabilities. In order to convert a PRBS of order $n$ (PRBS( $n$ )) into a $B(2,n)$ sequence, it is sufficient to insert a zero at a position, which extends the longest run of zeros (equal to $n-1$ consecutive zeros) in PRBS( $n$ ) into a run of $n$ consecutive zeros. Given that for practical reasons the insertion of zero is defined to occur at a final position after each PRBS repetition, as specified in Annex I.1, it is possible to find seeds which result in PRBS patterns that after insertion of the final zero become De Bruijn sequences. The rule is that the longest run of $n-1$ zeros of the generated PRBS is adjacent to, or broken across, the $2^n-1$ bit boundary. Yet another benefit of De Bruijn sequences is that they partly preserve some of the synchronization properties of PRBS, specifically, the ability to initialize the receiver's sequence generator with any $n$ bits, as long as they are not all zeros. Synchronization property may be needed for equalizer implementations requiring a reference signal, and would not be possible if the padding zero is present in an arbitrary position of the preamble pattern (although the padding zero is always inserted in the final preamble pattern position, specifying a different seed is equivalent to a circular shift of the preamble pattern, which in turn causes the padding zero to appear as inserted at an arbitrary position in the preamble pattern, thus breaking the synchronization property as a result). + +In Table III.1 we list all possible $n$ seeds for each PRBS( $n$ ), which result in conversion to De Bruijn sequence $B(2,n)$ after insertion of the single padding zero in the final position. + +The most significant non-zero bit of the seed value is the state of the highest order tap $x^n$ required to generate PRBS( $n$ ), which is also the output of the linear feedback shift register. The least significant bit (LSB) is the state of the leftmost register position (associated with the first tap $x^1$ and connected to the feedback), which will shift to the highest order tap $x^n$ (output) after $n-1$ clock cycles. The seeds are given in the order where the first seed in each row results in a sequence starting with $n-1$ zeros followed by one, and the generation is subsequently delayed by one bit for each next seed in the list, until the last seed, which contains the run of $n-1$ zeros at the end of the repetition period. + +**Table III.1 – Recommended seeds** + +| PRBS order | Seeds in hexadecimal
(LSB = tap $x^1$ ) | +|------------|------------------------------------------------------------------------| +| 7 | 0001, 0002, 0004, 0008, 0010, 0020, 0041 | +| 8 | 0001, 0002, 0005, 000B, 0017, 002E, 005C, 00B8 | +| 9 | 0001, 0002, 0004, 0008, 0010, 0021, 0042, 0084, 0108 | +| 10 | 0001, 0002, 0004, 0008, 0010, 0020, 0040, 0081, 0102, 0204 | +| 11 | 0001, 0002, 0004, 0008, 0010, 0020, 0040, 0080, 0100, 0201, 0402 | +| 12 | 0001, 0002, 0004, 0008, 0010, 0021, 0042, 0084, 0109, 0213, 0427, 084E | + +**Table III.1 – Recommended seeds** + +| PRBS order | Seeds in hexadecimal
(LSB = tap $x^1$ ) | +|------------|------------------------------------------------------------------------------------------| +| 13 | 0001, 0002, 0004, 0008, 0010, 0020, 0040, 0080, 0100, 0201, 0403, 0806, 100D | +| 14 | 0001, 0002, 0004, 0008, 0010, 0020, 0040, 0080, 0100, 0201, 0402, 0805, 100A, 2015 | +| 15 | 0001, 0002, 0004, 0008, 0010, 0020, 0040, 0080, 0100, 0200, 0400, 0800, 1000, 2000, 4001 | + +## **III.2 Recommended PSBu structure for 12.5 Gbit/s upstream rate** + +Since use of FEC at 12.5 Gbit/s upstream rate is configurable, it may be desirable to indicate if the burst has FEC active or not using a pair of distinct delimiters. The suggested values of preamble pattern and delimiter pairs for a PSBu containing a single PSBu segment are shown in Table III.2. + +**Table III.2 – Suggested values of a preamble pattern and delimiter of a single-segment PSBu for 12.5 Gbit/s upstream rate** + +| Preamble pattern | FEC indication | 32-bit delimiter | 64-bit delimiter | +|------------------|----------------|------------------|------------------------| +| 0x BB52 1E26 | – | 0x A376 70C9 | 0x B9D4 3E68 462B C197 | +| | On | 0x 4BDE 1B90 | 0x B9D4 3E68 462B C197 | +| | Off | 0x A376 70C9 | 0x B752 1F06 48AD E879 | +| 0x AAAA AAAA | – | 0x AD4C C30F | 0x B3BD D310 B2C5 0FA1 | +| | On | 0x A566 79E0 | 0x B3BD D310 B2C5 0FA1 | +| | Off | 0x AD4C C30F | 0x CE99 CE5E 5028 B41F | + +# Appendix IV + +## Golden vectors + +(This appendix does not form an integral part of this Recommendation.) + +Golden vectors of AES-128 encryption, key derivation encryption, PLOAM message integrity check, upstream key reporting, and OMCI message integrity are the same as Appendix IV of [ITU-T G.989.3]. + +## IV.1 50G downstream FEC codeword + +This is an example of a FEC codeword for downstream at a nominal line rate of 49.7664 Gbit/s. The payload is an incrementing string of words starting at 0x0001 and having the length of 1824 bytes (14592 bits). The 336 FEC parity bytes (2688 bits) are shown underlined. + +LDPC(17280, 14592) + +0001\_0002\_0003\_0004\_0005\_0006\_0007\_0008\_0009\_000a\_000b\_000c\_000d\_000e\_000f\_0010 +0011\_0012\_0013\_0014\_0015\_0016\_0017\_0018\_0019\_001a\_001b\_001c\_001d\_001e\_001f\_0020 +0021\_0022\_0023\_0024\_0025\_0026\_0027\_0028\_0029\_002a\_002b\_002c\_002d\_002e\_002f\_0030 +0031\_0032\_0033\_0034\_0035\_0036\_0037\_0038\_0039\_003a\_003b\_003c\_003d\_003e\_003f\_0040 +0041\_0042\_0043\_0044\_0045\_0046\_0047\_0048\_0049\_004a\_004b\_004c\_004d\_004e\_004f\_0050 +0051\_0052\_0053\_0054\_0055\_0056\_0057\_0058\_0059\_005a\_005b\_005c\_005d\_005e\_005f\_0060 +0061\_0062\_0063\_0064\_0065\_0066\_0067\_0068\_0069\_006a\_006b\_006c\_006d\_006e\_006f\_0070 +0071\_0072\_0073\_0074\_0075\_0076\_0077\_0078\_0079\_007a\_007b\_007c\_007d\_007e\_007f\_0080 +0081\_0082\_0083\_0084\_0085\_0086\_0087\_0088\_0089\_008a\_008b\_008c\_008d\_008e\_008f\_0090 +0091\_0092\_0093\_0094\_0095\_0096\_0097\_0098\_0099\_009a\_009b\_009c\_009d\_009e\_009f\_00a0 +00a1\_00a2\_00a3\_00a4\_00a5\_00a6\_00a7\_00a8\_00a9\_00aa\_00ab\_00ac\_00ad\_00ae\_00af\_00b0 +00b1\_00b2\_00b3\_00b4\_00b5\_00b6\_00b7\_00b8\_00b9\_00ba\_00bb\_00bc\_00bd\_00be\_00bf\_00c0 +00c1\_00c2\_00c3\_00c4\_00c5\_00c6\_00c7\_00c8\_00c9\_00ca\_00cb\_00cc\_00cd\_00ce\_00cf\_00d0 +00d1\_00d2\_00d3\_00d4\_00d5\_00d6\_00d7\_00d8\_00d9\_00da\_00db\_00dc\_00dd\_00de\_00df\_00e0 +00e1\_00e2\_00e3\_00e4\_00e5\_00e6\_00e7\_00e8\_00e9\_00ea\_00eb\_00ec\_00ed\_00ee\_00ef\_00f0 +00f1\_00f2\_00f3\_00f4\_00f5\_00f6\_00f7\_00f8\_00f9\_00fa\_00fb\_00fc\_00fd\_00fe\_00ff\_0100 +0101\_0102\_0103\_0104\_0105\_0106\_0107\_0108\_0109\_010a\_010b\_010c\_010d\_010e\_010f\_0110 +0111\_0112\_0113\_0114\_0115\_0116\_0117\_0118\_0119\_011a\_011b\_011c\_011d\_011e\_011f\_0120 +0121\_0122\_0123\_0124\_0125\_0126\_0127\_0128\_0129\_012a\_012b\_012c\_012d\_012e\_012f\_0130 +0131\_0132\_0133\_0134\_0135\_0136\_0137\_0138\_0139\_013a\_013b\_013c\_013d\_013e\_013f\_0140 +0141\_0142\_0143\_0144\_0145\_0146\_0147\_0148\_0149\_014a\_014b\_014c\_014d\_014e\_014f\_0150 +0151\_0152\_0153\_0154\_0155\_0156\_0157\_0158\_0159\_015a\_015b\_015c\_015d\_015e\_015f\_0160 +0161\_0162\_0163\_0164\_0165\_0166\_0167\_0168\_0169\_016a\_016b\_016c\_016d\_016e\_016f\_0170 +0171\_0172\_0173\_0174\_0175\_0176\_0177\_0178\_0179\_017a\_017b\_017c\_017d\_017e\_017f\_0180 +0181\_0182\_0183\_0184\_0185\_0186\_0187\_0188\_0189\_018a\_018b\_018c\_018d\_018e\_018f\_0190 +0191\_0192\_0193\_0194\_0195\_0196\_0197\_0198\_0199\_019a\_019b\_019c\_019d\_019e\_019f\_01a0 +01a1\_01a2\_01a3\_01a4\_01a5\_01a6\_01a7\_01a8\_01a9\_01aa\_01ab\_01ac\_01ad\_01ae\_01af\_01b0 +01b1\_01b2\_01b3\_01b4\_01b5\_01b6\_01b7\_01b8\_01b9\_01ba\_01bb\_01bc\_01bd\_01be\_01bf\_01c0 +01c1\_01c2\_01c3\_01c4\_01c5\_01c6\_01c7\_01c8\_01c9\_01ca\_01cb\_01cc\_01cd\_01ce\_01cf\_01d0 +01d1\_01d2\_01d3\_01d4\_01d5\_01d6\_01d7\_01d8\_01d9\_01da\_01db\_01dc\_01dd\_01de\_01df\_01e0 +01e1\_01e2\_01e3\_01e4\_01e5\_01e6\_01e7\_01e8\_01e9\_01ea\_01eb\_01ec\_01ed\_01ee\_01ef\_01f0 +01f1\_01f2\_01f3\_01f4\_01f5\_01f6\_01f7\_01f8\_01f9\_01fa\_01fb\_01fc\_01fd\_01fe\_01ff\_0200 +0201\_0202\_0203\_0204\_0205\_0206\_0207\_0208\_0209\_020a\_020b\_020c\_020d\_020e\_020f\_0210 +0211\_0212\_0213\_0214\_0215\_0216\_0217\_0218\_0219\_021a\_021b\_021c\_021d\_021e\_021f\_0220 +0221\_0222\_0223\_0224\_0225\_0226\_0227\_0228\_0229\_022a\_022b\_022c\_022d\_022e\_022f\_0230 +0231\_0232\_0233\_0234\_0235\_0236\_0237\_0238\_0239\_023a\_023b\_023c\_023d\_023e\_023f\_0240 +0241\_0242\_0243\_0244\_0245\_0246\_0247\_0248\_0249\_024a\_024b\_024c\_024d\_024e\_024f\_0250 +0251\_0252\_0253\_0254\_0255\_0256\_0257\_0258\_0259\_025a\_025b\_025c\_025d\_025e\_025f\_0260 +0261\_0262\_0263\_0264\_0265\_0266\_0267\_0268\_0269\_026a\_026b\_026c\_026d\_026e\_026f\_0270 +0271\_0272\_0273\_0274\_0275\_0276\_0277\_0278\_0279\_027a\_027b\_027c\_027d\_027e\_027f\_0280 +0281\_0282\_0283\_0284\_0285\_0286\_0287\_0288\_0289\_028a\_028b\_028c\_028d\_028e\_028f\_0290 +0291\_0292\_0293\_0294\_0295\_0296\_0297\_0298\_0299\_029a\_029b\_029c\_029d\_029e\_029f\_02a0 +02a1\_02a2\_02a3\_02a4\_02a5\_02a6\_02a7\_02a8\_02a9\_02aa\_02ab\_02ac\_02ad\_02ae\_02af\_02b0 +02b1\_02b2\_02b3\_02b4\_02b5\_02b6\_02b7\_02b8\_02b9\_02ba\_02bb\_02bc\_02bd\_02be\_02bf\_02c0 +02c1\_02c2\_02c3\_02c4\_02c5\_02c6\_02c7\_02c8\_02c9\_02ca\_02cb\_02cc\_02cd\_02ce\_02cf\_02d0 +02d1\_02d2\_02d3\_02d4\_02d5\_02d6\_02d7\_02d8\_02d9\_02da\_02db\_02dc\_02dd\_02de\_02df\_02e0 +02e1\_02e2\_02e3\_02e4\_02e5\_02e6\_02e7\_02e8\_02e9\_02ea\_02eb\_02ec\_02ed\_02ee\_02ef\_02f0 +02f1\_02f2\_02f3\_02f4\_02f5\_02f6\_02f7\_02f8\_02f9\_02fa\_02fb\_02fc\_02fd\_02fe\_02ff\_0300 +0301\_0302\_0303\_0304\_0305\_0306\_0307\_0308\_0309\_030a\_030b\_030c\_030d\_030e\_030f\_0310 + +0311\_0312\_0313\_0314\_0315\_0316\_0317\_0318\_0319\_031a\_031b\_031c\_031d\_031e\_031f\_0320 +0321\_0322\_0323\_0324\_0325\_0326\_0327\_0328\_0329\_032a\_032b\_032c\_032d\_032e\_032f\_0330 +0331\_0332\_0333\_0334\_0335\_0336\_0337\_0338\_0339\_033a\_033b\_033c\_033d\_033e\_033f\_0340 +0341\_0342\_0343\_0344\_0345\_0346\_0347\_0348\_0349\_034a\_034b\_034c\_034d\_034e\_034f\_0350 +0351\_0352\_0353\_0354\_0355\_0356\_0357\_0358\_0359\_035a\_035b\_035c\_035d\_035e\_035f\_0360 +0361\_0362\_0363\_0364\_0365\_0366\_0367\_0368\_0369\_036a\_036b\_036c\_036d\_036e\_036f\_0370 +0371\_0372\_0373\_0374\_0375\_0376\_0377\_0378\_0379\_037a\_037b\_037c\_037d\_037e\_037f\_0380 +0381\_0382\_0383\_0384\_0385\_0386\_0387\_0388\_0389\_038a\_038b\_038c\_038d\_038e\_038f\_0390 +**2cb9 9d71 4de4 7d13 dffe dd5f 8a68 15db e60b 0ecd 0447 37b0 4de8 65d7 a981 a221** +**c91b a7c4 a843 be13 656e 6ac0 9d01 6204 16a9 7520 d8b1 9e53 3b78 e441 3975 236a** +**4350 dfd6 1eb4 3fa1 4809 86e8 42ef 2088 4b75 6b2a 73aa fb1f 978e 8e08 1e98 c0c8** +**d511 9aaf 9575 5365 206c 3b55 b6e3 9361 5fe7 16e9 0419 d25f 1298 8754 2393 bc0f** +**583e 73bd 3093 a93a fd18 946e 9fec fc35 533c 82df 2be8 381b f7d8 5fd4 1ce8 75d9** +**5628 2662 b707 41c5 f9b0 1a3f e9c4 c25f 6a65 0059 628f 1b00 d2f4 303a ddaf 30ee** +**7813 b913 2a06 0249 9779 109c e30f ad53 8ed6 d6ca b330 ae1a c4c9 1d53 92f7 f6f9** +**d5c6 9735 d319 fbdd 2166 15be 22db f52d 8594 8604 a9bc 3131 1542 4231 6dd1 671f** +**813a d491 506e 6684 074a d123 9b78 2232 dd51 6ab1 6687 20e0 a6f8 e47f f6f1 58bc** +**ea50 2f3e a42b 7c1b c4be c411 d139 e673 b156 85fc 09c7 9344 3c56 da67 6b1d 2206** +**d6e1 995f 9685 5095 239c 38a5 b513 9091** + +## IV.2 PSBu segment preamble based on PRBSs + +The following golden vectors for each combination of a PRBS order and seed specify the first 256 bits as they are to be transmitted on the optical channel, assuming a preamble with at least 256 bits is to be generated. The most significant bit (MSB) is transmitted first. These vectors may be used to verify correct operation of the PRBS-based preamble generator. The seeds are chosen so that the first $n$ bits transmitted on the optical channel are the first $n$ most significant bits of a characteristic binary sequence 1010 1100 1110 0010. In general, the first $n$ bits of the sequence on the optical channel shall always correspond to $n$ rightmost bits of the PRBS seed specified in octets 20-21 of the Burst\_Profile PLOAM message. + +**Table IV.1 – PRBS-based preamble segment golden vectors** + +| PRBS order | Seed in hexadecimal (LSB = tap $x^1$ ) | First 256 bits transmitted on the optical channel in hexadecimal (MSB = transmitted first) | +|------------|----------------------------------------|----------------------------------------------------------------------------------------------------| +| 7 | 0056 | AD EC 69 77 32 AF E0 41 85 1E 45 9D 4F A1 C4 9A
AD EC 69 77 32 AF E0 41 85 1E 45 9D 4F A1 C4 9A | +| 8 | 00AC | AC 60 96 D4 D3 F7 33 D9 08 1C 93 13 AB 44 52 3E
02 E3 BC 59 B0 F3 85 7F 97 A5 0D DB EB A0 CA A2 | +| 9 | 0159 | AC B3 C7 DD 06 B6 EC 16 BE AA 05 2B CB B8 1C E9
3D 75 12 19 C2 F6 CD 0E F0 FF 83 DF 17 32 09 4E | +| 10 | 02B3 | AC F2 D9 04 49 81 62 9D 9C 5F A8 BB 58 66 D4 1D
3D 35 27 07 CE 6F 45 5B E1 3A 3A FB 48 42 95 8E | +| 11 | 0567 | AC E3 ED 8B 74 D4 F0 E6 6F FA 02 41 68 99 5F 84
32 9F 1C 6D BB 6A D8 37 1D 6D 1B 2E F2 A7 07 63 | +| 12 | 0ACE | AC E7 61 AA 34 2C 18 15 37 45 BE CC 27 C8 10 19
DA 79 2B 77 C5 70 1F EE 93 AE 32 5A 86 5F EA B4 | +| 13 | 159C | AC E2 E0 F1 4C 6B 8A C3 2B 74 8B 8B C3 F3 25 F0
F4 CF BE B6 E8 17 CF D6 9D 34 ED A4 0C 65 8E D0 | +| 14 | 2B38 | AC E0 38 9A 78 C9 58 E8 CD 9A 24 EF 5E 83 1F F8
83 77 C3 78 C5 5F 3B FF B0 2D 52 DC E8 7D D3 4A | +| 15 | 5671 | AC E3 EA 48 7D B1 0D A6 2D D4 EC FA 6A 1D 7C 4F
09 A2 35 CC BC AB 8B F9 38 16 90 77 61 33 46 AB | + +# **Appendix V** + +## **Protection examples** + +(This appendix does not form an integral part of this Recommendation.) + +This appendix is intentionally empty. + +# Appendix VI + +## **ICTP: Inter-channel-termination protocol** + +(This appendix does not form an integral part of this Recommendation.) + +This is the same as Appendix VI of [ITU-T G.989.3]. + +# **Appendix VII** + +## **ONU equalization delay coordination across TWDM channels** + +(This appendix does not form an integral part of this Recommendation.) + +This is the same as Appendix VII of [ITU-T G.989.3]. + +# Appendix VIII + +## **PON-ID and system identifier examples** + +(This appendix does not form an integral part of this Recommendation.) + +This is the same as Appendix VIII of [ITU-T G.989.3]. + +# Appendix IX + +## Quiet window elimination in ONU activation + +(This appendix does not form an integral part of this Recommendation.) + +A dedicated activation wavelength (DAW, $\lambda_{DA}$ ) is introduced to eliminate quiet window during activation. There are three scenarios about how DAW is applied and how activation works. + +## IX.1 Scenario A: new dedicated activation wavelength ( $\lambda_{DA}$ ) + +In this scenario, as shown in Figure IX.1, 50G-PON contains three wavelengths: + +- $\lambda_{50Gd}$ : Downstream wavelength of 50G-PON +- $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON +- $\lambda_{DA}$ : Dedicated activation wavelength in the upstream + +Activation process for this scenario (basic activation) is shown as: + +- 1) Upon power on, ONU works at $\lambda_{50Gd}$ and $\lambda_{DA}$ , listens SN request at $\lambda_{50Gd}$ . +- 2) OLT opens quiet window at $\lambda_{DA}$ and broadcasts the Serial Number (SN) request at $\lambda_{50Gd}$ . +- 3) ONU responds with its SN at $\lambda_{DA}$ after receiving the Serial Number (SN) request at $\lambda_{50Gd}$ . +- 4) Once OLT receives the SN from ONU, it opens quiet window at $\lambda_{DA}$ and sends ranging request at $\lambda_{50Gd}$ directly to the ONU. +- 5) The ONU responds with ranging response at $\lambda_{DA}$ after receiving the ranging request at $\lambda_{50Gd}$ . +- 6) After receiving the ranging response, OLT calculates the ranging results at $\lambda_{50Gd}/\lambda_{DA}$ based on timing relationship between transmission of the ranging request and reception of the ranging response. OLT further calculates the ranging results at $\lambda_{50Gd}/\lambda_{50Gu}$ using the ranging results at $\lambda_{50Gd}/\lambda_{DA}$ based on the dispersion difference between $\lambda_{50Gu}$ and $\lambda_{DA}$ . OLT sends the ranging results at $\lambda_{50Gd}/\lambda_{50Gu}$ to the ONU. +- 7) The ONU applies the ranging result at $\lambda_{50Gd}/\lambda_{50Gu}$ and starts working on $\lambda_{50Gu}$ (including tuning from $\lambda_{DA}$ to $\lambda_{50Gu}$ in case of tunable ONUs, or switching from $\lambda_{DA}$ to $\lambda_{50Gu}$ in case of dual-wavelengths ONUs). +- 8) OLT assigns a directed upstream bandwidth with burst profile of long preamble to the newly activated ONU at $\lambda_{50Gd}$ . +- 9) ONU responses Acknowledgement PLOAMu message to OLT. +- 10) OLT assigns a directed upstream bandwidth with burst profile of short preamble to the ONU at $\lambda_{50Gd}$ . +- 11) ONU enters the operational state. + +![Figure IX.1: Scenario A with newly defined λDA. The diagram shows a 50G OLT connected to three ONUs via a passive splitter. The 50G OLT contains a MAC and an Optics block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The 50G ONU contains an Optics block and a MAC block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The other two ONUs are standard ONUs. The legend defines λ50Gd as the downstream wavelength of 50G-PON, λ50Gu as the upstream wavelength of 50G-PON, and λDA as the dedicated activation wavelength/upstream legacy wavelength. The reference G.9804.2(21) is shown in the bottom right.](79e6576a312f8ddac8c706d78fae4bcf_img.jpg) + +$\lambda_{50Gd}$ : Downstream wavelength of 50G-PON + $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON + $\lambda_{DA}$ : Dedicated activation wavelength/upstream legacy wavelength + +G.9804.2(21) + +Figure IX.1: Scenario A with newly defined λDA. The diagram shows a 50G OLT connected to three ONUs via a passive splitter. The 50G OLT contains a MAC and an Optics block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The 50G ONU contains an Optics block and a MAC block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The other two ONUs are standard ONUs. The legend defines λ50Gd as the downstream wavelength of 50G-PON, λ50Gu as the upstream wavelength of 50G-PON, and λDA as the dedicated activation wavelength/upstream legacy wavelength. The reference G.9804.2(21) is shown in the bottom right. + +**Figure IX.1 – Scenario A with newly defined $\lambda_{DA}$** + +## IX.2 Scenario B: legacy dedicated activation wavelength ( $\lambda_{DA}$ ) + +In this scenario, 50G-PON, together with legacy PON, contains four wavelengths: + +- $\lambda_{50Gd}$ : Downstream wavelength of 50G-PON; +- $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON; +- $\lambda_{DA}$ : legacy upstream wavelength used as the dedicated activation wavelength in the upstream; +- $\lambda_{Ld}$ : legacy downstream wavelength. + +In this scenario, there should be coordination between 50G OLT and legacy OLT during activation or quiet window opening. Depending on reception of signals at $\lambda_{DA}$ , this scenario is further separated into scenarios B1, B2 and B3, as shown in Figures IX.2, IX.3 and IX.4, respectively. + +### IX.2.1 Scenario B1 + +In scenario B1, as shown in Figure IX.2, legacy MAC is integrated with 50G MAC in the OLT. The coordination between legacy MAC and 50G MAC is a local process. The activation process is the same as the activation in scenario A. + +![Figure IX.2: Scenario B1 with integrated legacy upstream wavelength as λDA. The diagram shows a 50G OLT connected to three ONUs via a passive splitter. The 50G OLT contains a 50G MAC and a Legacy MAC integrated together, connected to an Optics block. The Optics block has four ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, one for the dedicated activation wavelength λDA, and one for the downstream legacy wavelength λLd. The 50G ONU contains an Optics block and a MAC block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The MAC block contains a 50G MAC and a DAW MAC. The other two ONUs are standard ONUs. The Legacy ONU contains a Legacy optics block and a Legacy MAC. The Legacy optics block has two ports: one for downstream wavelength λLEGd and one for the dedicated activation wavelength λDA. The legend defines λ50Gd as the downstream wavelength of 50G-PON, λ50Gu as the upstream wavelength of 50G-PON, λDA as the dedicated activation/upstream legacy wavelength, and λLd as the downstream legacy wavelength. The reference G.9804.2(21) is shown in the bottom right.](1e7d87215c6c2531e02c8a8e3d29a89f_img.jpg) + +$\lambda_{50Gd}$ : Downstream wavelength of 50G-PON + $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON + $\lambda_{DA}$ : Dedicated activation/upstream legacy wavelength + $\lambda_{Ld}$ : Downstream legacy wavelength + +G.9804.2(21) + +Figure IX.2: Scenario B1 with integrated legacy upstream wavelength as λDA. The diagram shows a 50G OLT connected to three ONUs via a passive splitter. The 50G OLT contains a 50G MAC and a Legacy MAC integrated together, connected to an Optics block. The Optics block has four ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, one for the dedicated activation wavelength λDA, and one for the downstream legacy wavelength λLd. The 50G ONU contains an Optics block and a MAC block. The Optics block has three ports: one for downstream wavelength λ50Gd, one for upstream wavelength λ50Gu, and one for the dedicated activation wavelength λDA. The MAC block contains a 50G MAC and a DAW MAC. The other two ONUs are standard ONUs. The Legacy ONU contains a Legacy optics block and a Legacy MAC. The Legacy optics block has two ports: one for downstream wavelength λLEGd and one for the dedicated activation wavelength λDA. The legend defines λ50Gd as the downstream wavelength of 50G-PON, λ50Gu as the upstream wavelength of 50G-PON, λDA as the dedicated activation/upstream legacy wavelength, and λLd as the downstream legacy wavelength. The reference G.9804.2(21) is shown in the bottom right. + +**Figure IX.2 – Scenario B1 with integrated legacy upstream wavelength as $\lambda_{DA}$** + +### IX.2.2 Scenario B2 + +In scenario B2 as shown in Figure IX.3, legacy OLT is independent from 50G OLT. $\lambda_{DA}$ is sent to both 50G OLT and legacy OLT. A 2:1 splitter is connected from trunk fibre to 50G OLT and legacy OLT. Both 50G OLT and legacy OLT open quiet windows on $\lambda_{DA}$ . They should coordinate opening quiet window. The activation process works as below: + +- 1) Upon power on, ONU works at $\lambda_{50Gd}$ and $\lambda_{DA}$ . +- 2) OLT coordinates with legacy OLT to open quiet window at $\lambda_{DA}$ and broadcasts Serial Number (SN) request at $\lambda_{50Gd}$ . +(NOTE – this step is different from step 2 of the process in scenario A). +- 3) ONU responds with its SN at $\lambda_{DA}$ after receiving the Serial Number (SN) request at $\lambda_{50Gd}$ . +- 4) Once OLT receives SN from ONU, it opens quiet window at $\lambda_{DA}$ and sends the ranging request at $\lambda_{50Gd}$ directly to the ONU. +- 5) The ONU responds with ranging response at $\lambda_{DA}$ after receiving the ranging request at $\lambda_{50Gd}$ . +- 6) After receiving ranging response, OLT calculates ranging results at $\lambda_{50Gd}/\lambda_{DA}$ based on timing relationship. OLT then calculates ranging results at $\lambda_{50Gu}/\lambda_{50Gu}$ based on dispersion difference between $\lambda_{50Gu}$ and $\lambda_{DA}$ . OLT sends ranging results at $\lambda_{50Gd}/\lambda_{50Gu}$ to the ONU. +- 7) The ONU applies the ranging result at $\lambda_{50Gd}/\lambda_{50Gu}$ and starts working on $\lambda_{50Gu}$ (including tuning from $\lambda_{DA}$ to $\lambda_{50Gu}$ when tunable, or switching from $\lambda_{DA}$ to $\lambda_{50Gu}$ when dual wavelengths). +- 8) OLT assigns a directed upstream bandwidth with burst profile of long preamble to the newly activated ONU at $\lambda_{50Gd}$ . +- 9) ONU responses Acknowledgement PLOAMu message to OLT. +- 10) OLT assigns a directed upstream bandwidth with burst profile of short preamble to the ONU at $\lambda_{50Gd}$ . +- 11) ONU enters the operational state. + +![Figure IX.3: Scenario B2 with independent legacy upstream wavelength as DAW connected to both 50G OLT and legacy OLT. The diagram shows a 50G OLT and a Legacy OLT connected via a 2:1 splitter inside a trunk fibre. The 50G OLT has a MAC connected to Optics, which is connected to a CEX. The Legacy OLT has a Legacy MAC connected to Legacy optics, which is also connected to the CEX. The CEX is connected to a 50G ONU, two ONUs, a Legacy ONU, and a Legacy ONU. The 50G ONU has Optics connected to a 50G MAC and a DAW MAC. The Legacy ONU has Legacy optics connected to a Legacy MAC. The diagram illustrates the flow of wavelengths: \lambda_{50Gd} (Downstream wavelength of 50G-PON), \lambda_{50Gu} (Upstream wavelength of 50G-PON), \lambda_{DA} (Dedicated activation/upstream legacy wavelength), and \lambda_{Ld} (Downstream legacy wavelength). A 'Quiet window coordination' signal is shown between the 50G OLT and Legacy OLT.](8c05782074bb11421b43f2d5d6799b62_img.jpg) + +$\lambda_{50Gd}$ : Downstream wavelength of 50G-PON + $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON + $\lambda_{DA}$ : Dedicated activation/upstream legacy wavelength + $\lambda_{Ld}$ : Downstream legacy wavelength + +G.9804.2(21) + +Figure IX.3: Scenario B2 with independent legacy upstream wavelength as DAW connected to both 50G OLT and legacy OLT. The diagram shows a 50G OLT and a Legacy OLT connected via a 2:1 splitter inside a trunk fibre. The 50G OLT has a MAC connected to Optics, which is connected to a CEX. The Legacy OLT has a Legacy MAC connected to Legacy optics, which is also connected to the CEX. The CEX is connected to a 50G ONU, two ONUs, a Legacy ONU, and a Legacy ONU. The 50G ONU has Optics connected to a 50G MAC and a DAW MAC. The Legacy ONU has Legacy optics connected to a Legacy MAC. The diagram illustrates the flow of wavelengths: $\lambda_{50Gd}$ (Downstream wavelength of 50G-PON), $\lambda_{50Gu}$ (Upstream wavelength of 50G-PON), $\lambda_{DA}$ (Dedicated activation/upstream legacy wavelength), and $\lambda_{Ld}$ (Downstream legacy wavelength). A 'Quiet window coordination' signal is shown between the 50G OLT and Legacy OLT. + +**Figure IX.3 – Scenario B2 with independent legacy upstream wavelength as DAW connected to both 50G OLT and legacy OLT** + +### IX.2.3 Scenario B3 + +In scenario B3, as shown in Figure IX.4, legacy OLT is independent from 50G OLT. $\lambda_{DA}$ is sent to only legacy OLT. Both 50G OLT and legacy OLT coordinate with each other to open the quiet windows on $\lambda_{DA}$ . Furthermore, legacy OLT receives SN response and ranging response, and then forwards them to 50G OLT. The activation process works as below: + +- 1) Upon power on, ONU works at $\lambda_{50Gd}$ and $\lambda_{DA}$ . +- 2) The 50G OLT coordinates with legacy OLT to open quiet window at $\lambda_{DA}$ and broadcasts Serial Number (SN) request at $\lambda_{50Gd}$ . +(NOTE – this step is different from step 2 of the process in scenario A). +- 3) ONU responds with its SN at $\lambda_{DA}$ after receiving the Serial Number (SN) request at $\lambda_{50Gd}$ . +- 4) Once OLT receives SN from ONU, which is forwarded from legacy OLT, it opens a quiet window at $\lambda_{DA}$ and sends ranging request at $\lambda_{50Gd}$ directly to the ONU. +- 5) The ONU responds with ranging response at $\lambda_{DA}$ after receiving the ranging request at $\lambda_{50Gd}$ . +- 6) After receiving the ranging response, which is forwarded from legacy OLT, OLT calculates ranging results at $\lambda_{50Gd}/\lambda_{DA}$ based on timing relationship and further calculates ranging results at $\lambda_{50Gd}/\lambda_{50Gu}$ based on dispersion difference between $\lambda_{50Gu}$ and $\lambda_{DA}$ . OLT sends ranging results at $\lambda_{50Gd}/\lambda_{50Gu}$ to the ONU. +- 7) The ONU applies the ranging result at $\lambda_{50Gd}/\lambda_{50Gu}$ and starts working on $\lambda_{50Gu}$ (including tuning from $\lambda_{DA}$ to $\lambda_{50Gu}$ if the ONU is tunable, or switching from $\lambda_{DA}$ to $\lambda_{50Gu}$ if it's a dual-wavelength ONU). +- 8) OLT assigns a directed upstream bandwidth with burst profile of long preamble to the newly activated ONU at $\lambda_{50Gd}$ . +- 9) ONU responses Acknowledgement PLOAMu message to OLT. +- 10) OLT assigns a directed upstream bandwidth with burst profile of short preamble to the ONU at $\lambda_{50Gd}$ . +- 11) ONU enters the operational state. + +![Figure IX.4: Scenario B3 with independent legacy upstream wavelength as DAW connected to only legacy OLT. The diagram shows a 50G OLT and a Legacy OLT connected to a central CEX. The 50G OLT has a MAC connected to Optics, which are connected to wavelengths λ_50Gd and λ_50Gu. The Legacy OLT has a Legacy MAC connected to Legacy optics, which are connected to λ_LEGd and λ_DA. The CEX is connected to the Optics of both OLTs and to four ONUs: 50G ONU, 50G ONU, 50G ONU, and Legacy ONU. The 50G ONU has Optics connected to λ_50Gd, λ_50Gu, and λ_DA, which are then connected to a 50G MAC and a DAW MAC. The Legacy ONU has Legacy optics connected to λ_LEGd and λ_DA, which are then connected to a Legacy MAC. Arrows indicate the flow of activation coordination and data between the OLTs, CEX, and ONUs. A legend at the bottom left defines the wavelengths: λ_50Gd (Downstream wavelength of 50G-PON), λ_50Gu (Upstream wavelength of 50G-PON), λ_DA (Dedicated activation/upstream legacy wavelength), and λ_Ld (Downstream legacy wavelength). The diagram is labeled G.9804.2(21) at the bottom right.](74b47701fe8a059c632b40e009c57a96_img.jpg) + +Figure IX.4: Scenario B3 with independent legacy upstream wavelength as DAW connected to only legacy OLT. The diagram shows a 50G OLT and a Legacy OLT connected to a central CEX. The 50G OLT has a MAC connected to Optics, which are connected to wavelengths λ\_50Gd and λ\_50Gu. The Legacy OLT has a Legacy MAC connected to Legacy optics, which are connected to λ\_LEGd and λ\_DA. The CEX is connected to the Optics of both OLTs and to four ONUs: 50G ONU, 50G ONU, 50G ONU, and Legacy ONU. The 50G ONU has Optics connected to λ\_50Gd, λ\_50Gu, and λ\_DA, which are then connected to a 50G MAC and a DAW MAC. The Legacy ONU has Legacy optics connected to λ\_LEGd and λ\_DA, which are then connected to a Legacy MAC. Arrows indicate the flow of activation coordination and data between the OLTs, CEX, and ONUs. A legend at the bottom left defines the wavelengths: λ\_50Gd (Downstream wavelength of 50G-PON), λ\_50Gu (Upstream wavelength of 50G-PON), λ\_DA (Dedicated activation/upstream legacy wavelength), and λ\_Ld (Downstream legacy wavelength). The diagram is labeled G.9804.2(21) at the bottom right. + +**Figure IX.4 – Scenario B3 with independent legacy upstream wavelength as DAW connected to only legacy OLT** + +## IX.3 Scenario C: legacy dedicated activation wavelength ( $\lambda_{DA}$ ) + +The DAW ONU is separated from 50G ONU. This scenario requires the 50G OLT to know the relationship between a 50G ONU and the corresponding DAW ONU. For example, a 50G ONU and the corresponding DAW ONU are set from one user by pairing their SNs. Then 50G OLT can use the activation information of a DAW ONU to the corresponding 50G ONU. DAW ONU activates with legacy OLT just like a legacy ONU does. + +There are two considerations about this scenario: + +- A 2:1 power splitter should be inserted on the ONU side. +- 50G ONU and DAW ONU should be both in ready state. + +![Diagram of Scenario C legacy dedicated activation wavelength. It shows a 50G OLT and a Legacy OLT connected to a 2:1 splitter. The 50G OLT has a MAC and Optics block with wavelengths λ_50Gd (downstream) and λ_50Gu (upstream). The Legacy OLT has a Legacy MAC and Legacy optics block with wavelengths λ_LEGd (downstream) and λ_DA (upstream). The 2:1 splitter has two output paths. The top path leads to a 50G ONU (with Optics and 50G MAC) and a DAW ONU (with DAW optics and DAW MAC). The bottom path leads to a series of ONUs: 50G ONU, DAW ONU, 50G ONU, DAW ONU, Legacy ONU, and a Legacy ONU (with Legacy optics and Legacy MAC). Arrows indicate the flow of activation coordination and data wavelengths between the OLTs, splitter, and ONUs.](c614b03eba4d8f7e0f6ffec64ecb68b0_img.jpg) + +$\lambda_{50Gd}$ : Downstream wavelength of 50G-PON + $\lambda_{50Gu}$ : Upstream wavelength of 50G-PON + $\lambda_{DA}$ : Dedicated activation/upstream legacy wavelength + $\lambda_{Ld}$ : Downstream legacy wavelength + +G.9804.2(21) + +Diagram of Scenario C legacy dedicated activation wavelength. It shows a 50G OLT and a Legacy OLT connected to a 2:1 splitter. The 50G OLT has a MAC and Optics block with wavelengths λ\_50Gd (downstream) and λ\_50Gu (upstream). The Legacy OLT has a Legacy MAC and Legacy optics block with wavelengths λ\_LEGd (downstream) and λ\_DA (upstream). The 2:1 splitter has two output paths. The top path leads to a 50G ONU (with Optics and 50G MAC) and a DAW ONU (with DAW optics and DAW MAC). The bottom path leads to a series of ONUs: 50G ONU, DAW ONU, 50G ONU, DAW ONU, Legacy ONU, and a Legacy ONU (with Legacy optics and Legacy MAC). Arrows indicate the flow of activation coordination and data wavelengths between the OLTs, splitter, and ONUs. + +**Figure IX.5 – Scenario C legacy dedicated activation wavelength** + +A comparison and summary of the DAW scenarios discussed above are shown in Table IX.1. + +**Table IX.1 – Comparison and summary of DAW scenarios** + +| | Scenario A | Scenario B1 | Scenario B2 | Scenario B3 | Scenario C | +|----------------------|--------------------------|-------------------------|---------------------------------------------|---------------------------------------------------|------------------------------------------------------------------------------| +| DAW | Newly defined wavelength | Legacy wavelength | Legacy wavelength | Legacy wavelength | Legacy wavelength | +| Impact on ODN | None | None | WDM1r + splitter | WDM | WDM + splitter | +| Legacy OLT | NA | Integrated with 50G OLT | Independent from 50G OLT | Independent from 50G OLT | Independent from 50G OLT | +| Change to legacy OLT | NA | Integrated with 50G OLT | Coordination with 50G OLT on quiet window | Coordination with 50G OLT on activation | Coordination with 50G OLT on activation | +| Working mechanism | Base activation | Base activation | Base activation + quiet window coordination | Base activation + activation information exchange | Base activation + activation information exchange + pair 50G ONU and DAW ONU | + +# Appendix X + +## 50G ONU synchronization state machine and transition criteria + +(This appendix does not form an integral part of this Recommendation.) + +This appendix describes example criteria of the transitions in the ONU reference synchronization state machine defined in Figure 10-4, which match synchronization performance metrics defined in Table 10-1 for 50G ONUs. It also provides suggested implementations of the reference synchronization state machine for 50G ONUs. The implementation of the ONU synchronization mechanism is vendor discretionary and may include a subset or a combination of mechanisms specified in this Appendix or other mechanisms that are not specified here. The performance of the suggested synchronization state machines meets the metrics defined in Table 10-1. + +## X.1 Transition criteria in ONU synchronization state machine + +### X.1.1 State machine transitions + +The transitions defined in the ONU reference synchronization state machine and their possible implementations are listed in Table X.1. In case more than one condition/criterion for a transition is listed, implementers are free to use any of them or combined. Selection of a condition/criterion for each particular transition may, in certain conditions, improve or degrade synchronization performance, and is on the implementers. + +**Table X.1 – Transition criteria in ONU synchronization state machine** + +| Transition | Related states | Condition/Criteria | Notes | +|--------------------|---------------------|--------------------------------------------------------------------------------------------------------|--------| +| Failure | Hunt → Hunt | Condition of PSync Found transition is not met | | +| PSync Found | Hunt → Pre-Sync | PSync with up to $K_h$ errors is detected | Note 1 | +| Tolerated Failures | Pre-Sync → Pre-Sync | Conditions Sufficient Success not met and PSync with no more than $K_p$ errors is detected | Note 2 | +| Excessive Failures | Pre-Sync → Hunt | PSync with more than $K_p$ errors is detected | Note 2 | +| Sufficient Success | Pre-Sync → Sync | 1. Up to $K_s$ errors in PSync
2. Up to $K_s$ errors in PSync and no FEC decoding errors in a frame | Note 3 | +| Success | Sync → Sync | None or very few FEC decoding errors per frame and up to $K_s$ errors in PSync | Note 4 | +| Failure | Sync → Re-Sync | 1. PSync with more than $K_s$ errors
2. Excessive FEC decoding errors | | +| Success | Re-Sync → Sync | Up to $K_s$ errors in PSync and no FEC decoding errors in a frame | Note 4 | +| Tolerated Failures | Re-Sync → Re-Sync | The Failure conditions persist | | +| Excessive Failure | Re-Sync → Hunt | The Sync → Re-Sync failure conditions persistence exceeds N frames | Note 5 | + +NOTE 1 – The value of $K_h$ for practical purposes can be derived from Figure X.1. Prior to transition into Pre-Sync, equalizer training is complete. + +NOTE 2 – The value of $K_p$ for practical purposes can be derived from Figure X.2. SFC errors may appear and should be tolerated. While in Pre-Sync state, the initial LLR computation is complete. + +NOTE 3 – In normal operation even 1 FEC decoding error per frame is a rare event. The value of $K_s$ for practical purposes can be derived from Figure X.3, which considers the PSync prior to LDPC decoding. + +NOTE 4 – SFC errors may appear and should be tolerated. + +NOTE 5 – The suggested value of N is defined in clause X.1.2.4. + +### X.1.2 Parameters of transitions + +#### X.1.2.1 Parameters of PSync Found transition (Hunt → Pre-Sync) + +The PSync Found transition is performed after PMD timing is locked. Convergence of the PMD clock recovery control loop and digital equalizer training is assumed to take place in Hunt state, prior to the PSync Found transition. + +![Figure X.1: Two line graphs showing mean times for PSync Found transitions. The top graph shows 'Time in μ s' (0 to 1000) vs 'K_h accepted errors in PSync' (0 to 10) for three Raw BERs: 1e-2 (blue), 2e-2 (orange), and 3e-2 (yellow). All curves decrease and plateau around 100 μ s for K_h ≥ 3. The bottom graph shows 'Time in years' (log scale 10^0 to 10^5) vs 'K_h accepted errors in PSync' (0 to 10) for Raw BER 1e-2 (blue line), which decreases linearly from 10^5 years at K_h=0 to below 10^0 years at K_h=10. A label 'G.9804.2(21)' is present in the bottom right of the bottom graph.](b57fe904794260818d988eb4bf9a1d0b_img.jpg) + +Figure X.1 consists of two line graphs. The top graph plots 'Time in μ s' (y-axis, 0 to 1000) against ' $K_h$ accepted errors in PSync' (x-axis, 0 to 10). It shows three curves for different Raw BERs: 1e-2 (blue), 2e-2 (orange), and 3e-2 (yellow). All curves show a rapid decrease in time as $K_h$ increases from 0 to 3, then level off. The bottom graph plots 'Time in years' (y-axis, logarithmic scale from $10^0$ to $10^5$ ) against ' $K_h$ accepted errors in PSync' (x-axis, 0 to 10) for a Raw BER of 1e-2 (blue line). This curve shows a linear decrease on the log scale, indicating an exponential decrease in time as $K_h$ increases. A label 'G.9804.2(21)' is present in the bottom right of the bottom graph. + +Figure X.1: Two line graphs showing mean times for PSync Found transitions. The top graph shows 'Time in μ s' (0 to 1000) vs 'K\_h accepted errors in PSync' (0 to 10) for three Raw BERs: 1e-2 (blue), 2e-2 (orange), and 3e-2 (yellow). All curves decrease and plateau around 100 μ s for K\_h ≥ 3. The bottom graph shows 'Time in years' (log scale 10^0 to 10^5) vs 'K\_h accepted errors in PSync' (0 to 10) for Raw BER 1e-2 (blue line), which decreases linearly from 10^5 years at K\_h=0 to below 10^0 years at K\_h=10. A label 'G.9804.2(21)' is present in the bottom right of the bottom graph. + +**Figure X.1 – Mean times for a successful PSync Found transition (top) and for a false PSync Found transition (bottom) depending on the allowed number of errors, $K_h$** + +Figure X.2 can be used as guidance to select the maximum number of errors $K_h$ allowed the PSync pattern to perform PSync Found transition. A smaller value of $K_h$ increases the mean time for PSync Found transition, but also increases the robustness against an un-intentional transition. Use of $K_h = 3$ gives a mean time between two false transitions of 1000 years while the probability for a fast successful transition during the very first frame checked is high. + +#### X.1.2.2 Parameters of Excessive Failure transition (Pre-Sync → Hunt) + +The ONU returns from Pre-Sync state back to Hunt state in case that $K_p > K_h$ errors are detected in the PSync pattern. To keep transition into Pre-sync state stable, $K_p = 10$ is suggested; it gives a sufficiently low probability to leave the pre-sync state unintentionally. Use of other values of $K_p$ is shown in Figure X.2. + +![Figure X.2: A log-linear plot showing the probability of more than Kp errors in the PSync taken before the LDPC decoding when in sync (P_err,K) versus less or equal to Kp errors when not in sync (False detect) for different values of the raw BER (prior to LDPC decoding). The x-axis is Kp (0 to 12) and the y-axis is Probability (10^-20 to 10^0). The legend indicates: P_err,K Raw BER 1e-2 (blue line), P_err,K Raw BER 2e-2 (orange line), P_err,K Raw BER 3e-2 (yellow line), P_err,K Raw BER 4e-2 (purple line), and False detect (green line). The False detect line increases from 10^-20 at Kp=0 to approximately 10^-7 at Kp=12. The P_err,K lines decrease from 10^0 at Kp=0 to approximately 10^-12 at Kp=12. The P_err,K lines are ordered by raw BER, with the 1e-2 BER line being the lowest and the 4e-2 BER line being the highest.](6fc1422cccf25e8a761ff0c33ba3908b_img.jpg) + +Figure X.2: A log-linear plot showing the probability of more than Kp errors in the PSync taken before the LDPC decoding when in sync (P\_err,K) versus less or equal to Kp errors when not in sync (False detect) for different values of the raw BER (prior to LDPC decoding). The x-axis is Kp (0 to 12) and the y-axis is Probability (10^-20 to 10^0). The legend indicates: P\_err,K Raw BER 1e-2 (blue line), P\_err,K Raw BER 2e-2 (orange line), P\_err,K Raw BER 3e-2 (yellow line), P\_err,K Raw BER 4e-2 (purple line), and False detect (green line). The False detect line increases from 10^-20 at Kp=0 to approximately 10^-7 at Kp=12. The P\_err,K lines decrease from 10^0 at Kp=0 to approximately 10^-12 at Kp=12. The P\_err,K lines are ordered by raw BER, with the 1e-2 BER line being the lowest and the 4e-2 BER line being the highest. + +**Figure X.2 – Probability of more than $K_p$ errors in the PSync taken before the LDPC decoding when in sync vs less or equal to $K_p$ errors when not in sync for different values of the raw BER (prior to LDPC decoding)** + +#### X.1.2.3 Parameters of Sufficient Success transition (Pre-Sync → Sync) + +The transition from Pre-sync to Sync state is performed when the number of errors in the PSync pattern is less than $K_h$ while the number of LDPC decoding errors in a frame is zero. The use of the FEC detection as an additional criterion is necessary to avoid a transition into sync state without working FEC. + +NOTE – The LDPC decoding requires correct descrambling, which can only be performed after a valid SFC is received, i.e., with up to 2 errors that are correctable by the HEC-protection of the SFC structure (see Table A.4 of [ITU-T G.987.3] for the HEC verification rules). + +When using FEC detection as a criterion, the synchronization time depends on the LDPC codeword error rate. At the target output bit error rate of $10^{-12}$ , the codeword error rate is below $10^{-9}$ and, accordingly, the probability of one or more LDPC decoding errors in a frame is less than $10^{-6}$ . Therefore, the probability that transition time from Pre-sync to Sync state occurs after one frame ( $125\mu\text{s}$ ) is very high. + +#### X.1.2.4 Parameters of Failure and Excessive Failure transitions (Sync → Re-Sync → Hunt) + +For the transition from Sync to Re-Sync state (Failure transition), use of $K_s > K_h$ is recommended to exclude overreaction on occasional error events in PSBd. Selection of $K_s$ is clarified in Figure X.3, when considering the example of the PSync taken before the FEC decoding and of a reference BER of $2.3 \times 10^{-2}$ , $K_s = 8$ . + +![Figure X.3: Two line graphs showing mean time of correct and false loss of sync depending on Ks accepted errors in Psync. The top graph shows mean time in microseconds for correct loss of sync, which is constant at 375 until Ks=16, then increases sharply to 376 at Ks=20. The bottom graph shows mean time in years for false loss of sync on a logarithmic scale (10^0 to 10^5) for three raw BER values (1e-2, 2e-2, 3e-2). The lines show that as Ks increases, the mean time for false loss of sync decreases. The legend indicates: Raw BER 1e-2 (blue), Raw BER 2e-2 (orange), Raw BER 3e-2 (yellow).](164ae59db387d84e0f6f144f6ec93ef9_img.jpg) + +Figure X.3: Two line graphs showing mean time of correct and false loss of sync depending on Ks accepted errors in Psync. The top graph shows mean time in microseconds for correct loss of sync, which is constant at 375 until Ks=16, then increases sharply to 376 at Ks=20. The bottom graph shows mean time in years for false loss of sync on a logarithmic scale (10^0 to 10^5) for three raw BER values (1e-2, 2e-2, 3e-2). The lines show that as Ks increases, the mean time for false loss of sync decreases. The legend indicates: Raw BER 1e-2 (blue), Raw BER 2e-2 (orange), Raw BER 3e-2 (yellow). + +**Figure X.3 – Mean time of a correct loss of sync and a false loss of sync, depending on $K_s$** + +The number $N$ of consecutive frames with persistent failure conditions depends on the selected Sync to Re-Sync transition criteria. In case only PSync error condition is selected, $N = 3$ corresponds to very low probability of false sync loss ( $\sim$ once in thousand years). If meeting both PSync error and LDPC decoding error conditions is selected as a criterion, using of $N = 2$ is usually sufficient. + +### X.1.3 Role of the interleaving mode + +As defined in clause 10.5, interleaving mode (ON or OFF) is determined solely by the OLT CT and is generally unknown to the ONU. If interleaving is ON, since PSBd is a part of the first codeword, the bits of the PSBd, including PSync, are interleaved with data bits (see clause 10.5), which is not the case when interleaving is OFF. The ONU detects the mode of the interleaving while in the Hunt state, by searching PSync for both options, either sequentially or in parallel. + +Incorrect detection of the interleaving mode, if occurs, will be discovered in the Pre-Sync state based on the criteria for Excessive Failures defined in Table X.1; the state machine will go back to Hunt, thus increasing the mean time to correct lock. + +In some cases, e.g., a Type B protection switching, the ONU re-synchronizes with no change of the interleaving mode. To get shorter synchronization time, as defined in Table 10-1, the ONU should re-synchronize assuming the same interleaving mode as it was during its last Sync state. This approach is also beneficial after any sync loss since change of interleaving mode is expected to be a rather rare event. + +## X.2 ONU synchronization state machine + +### X.2.1 PSync and SFC decoded verification + +Figure X.4 shows a synchronization state machine with both PSync and SFC decoded verification. + +The ONU begins in the Hunt state. While in the Hunt state, the ONU searches for the PSync pattern in all possible alignments (both bit and byte, interleaved and non-interleaved) within the downstream + +signal. Once a match with the PSync pattern specified in clause 10.1.1.1 is found, the ONU can verify whether the 64 SFC bits form a valid (i.e., error-free or correctable) HEC-protected SFC structure (see Table A.4 of [ITU-T G.987.3] for the HEC verification rules). The PSync match is considered successful if at least $(64 - K_h)$ bits of the 64-bit sequence match the fixed PSync pattern; otherwise, the PSync match fails. The value of $K_h$ is the maximum number of allowed errors for one PSync pattern match (see clause X.1.2.1). The recommended value of the parameter $K_h$ is 3. If the 64-bit protected SFC structure is uncorrectable, the ONU remains in the Hunt state and continues searching for a PSync pattern. If the 64-bit protected SFC structure is valid, the ONU stores a local copy of the SFC value and transitions into the Pre-Sync state. + +![Figure X.4 – ONU synchronization state machine with PSync and SFC decoded verification. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync/SFC verification and FEC codeword decoding success or failure.](695d061d000638e2e53bfdf90f400d6f_img.jpg) + +``` + +stateDiagram-v2 + [*] --> Hunt + Hunt --> Hunt : No PSync match (or SFC unusable) + Hunt --> PreSync : PSync match (and SFC usable) + PreSync --> Hunt : N-1 consecutive fails in decoded PSync or SFC + PreSync --> Sync : No FEC codeword decoding succeeds in L consecutive FEC codewords (or SFC fails) + PreSync --> Sync : FEC codeword decoding succeeds in L consecutive FEC codewords (and SFC verified) + Sync --> Hunt : Decoded PSync or SFC fails + Sync --> PreSync : Both decoded PSync and SFC verified + Sync --> ReSync : Both decoded PSync and SFC verified + ReSync --> Hunt : Decoded PSync or SFC fails + ReSync --> Sync : Both decoded PSync and SFC verified + +``` + +The diagram illustrates the ONU synchronization state machine with four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are triggered by specific conditions related to PSync/SFC verification and FEC codeword decoding. The Hunt state is the initial state and a self-loop exists for no match. Transitions to Pre-sync state occur on a PSync match. Transitions to Sync state occur after successful FEC decoding in the Pre-sync state. Transitions to Re-sync state occur from the Sync state upon verification. Transitions back to Hunt state occur from Pre-sync, Sync, or Re-sync states upon failure. Transitions back to Sync state occur from Re-sync state upon successful verification. A label 'G.9804.2(21)' is present in the bottom right. + +Figure X.4 – ONU synchronization state machine with PSync and SFC decoded verification. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync/SFC verification and FEC codeword decoding success or failure. + +**Figure X.4 – ONU synchronization state machine with PSync and SFC decoded verification** + +Once the ONU detects the PSync and usable SFC, it locates a boundary of a downstream PHY frame and transitions from the Hunt state to the Pre-Sync state. In the Pre-Sync state, the ONU can find the boundary of the FEC codeword and performs FEC codeword decoding in the PHY frame. Prior to SFC verification, the ONU increments the local SFC value by one. + +Once in the Pre-Sync state, the ONU remains in the Pre-Sync state as long as the decoding of a FEC codewords fails. If the decoding of a FEC codeword is successful (and the SFC verification is successful in the following PHY frame) then the ONU transitions to the Sync state. If for L consecutive FEC codewords the decoding fails (or the SFC verification fails in the following PHY frame), the ONU returns to the Hunt state. + +Once in the Sync state, the ONU continues to perform downstream FEC codeword decoding. As the PSync and SFC are protected by FEC, the ONU can use the PSync and SFC after FEC decoding (decoded PSync and SFC) while the errors are corrected to verify the synchronization state. The ONU remains in Sync state as long both decoded PSync verification and decoded SFC verification are successful, and transitions into the Re-Sync state, if either decoded PSync or SFC verification fails. + +Once in the Re-Sync state, the ONU transitions back to Sync state if both decoded PSync and SFC are successfully verified once. However, for $N - 1$ consecutive PHY frames, if decoded PSync verification and/or decoded SFC verification fails, the ONU declares loss of downstream + +synchronization, discards the local SFC copy, and transitions into the Hunt state. The recommended value of the parameter $L$ is 3. The recommended value of the parameter $N$ is 3. + +### X.2.2 PSync only verification + +Figure X.5 shows the synchronization state machine based on the detection of only the PSync. + +The ONU begins in the Hunt state. While in the Hunt state, the ONU searches for the PSync pattern in all possible alignments (both bit and byte, interleaved and non-interleaved) within the downstream signal. The PSync verification is successful if at least $(64 - K_h)$ bits of the 64-bit sequence match the fixed PSync pattern; otherwise, the PSync verification fails. The value of $K_h$ is the maximum number of allowed errors for one PSync pattern match (see clause X.1.2.1). The recommended value of the parameter $K_h$ is 5. If the PSync pattern verification is successful, the ONU transitions forward into the Pre-Sync state. If the PSync pattern verification fails, the ONU remains in the Hunt state and continues searching for a PSync pattern. + +![Figure X.5 – ONU synchronization state machine based on PSync detection. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync verification results.](2a7bc05444905929ebc1e54d2210c2ab_img.jpg) + +``` + +stateDiagram-v2 + [*] --> Hunt + state "Hunt state" as Hunt + state "Pre-sync state" as PreSync + state "Sync state" as Sync + state "Re-sync state" as ReSync + + Hunt --> Hunt : PSync fails + Hunt --> PreSync : PSync verified + PreSync --> Hunt : PSync fails + PreSync --> Sync : PSync verified + Sync --> Sync : PSync verified + Sync --> ReSync : PSync fails + ReSync --> Hunt : N-1 PSync fails + ReSync --> Sync : PSync verified + +``` + +The diagram illustrates the ONU synchronization state machine based on PSync detection. It consists of four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. The transitions are as follows: + + +- From the Hunt state, a self-loop labeled "PSync fails" indicates that the ONU remains in the Hunt state if PSync verification fails. A transition to the Pre-sync state labeled "PSync verified" indicates that the ONU moves to the Pre-sync state if PSync verification is successful. +- From the Pre-sync state, a transition back to the Hunt state labeled "PSync fails" indicates that the ONU returns to the Hunt state if PSync verification fails. A transition to the Sync state labeled "PSync verified" indicates that the ONU moves to the Sync state if PSync verification is successful. +- From the Sync state, a self-loop labeled "PSync verified" indicates that the ONU remains in the Sync state if PSync verification is successful. A transition to the Re-sync state labeled "PSync fails" indicates that the ONU moves to the Re-sync state if PSync verification fails. +- From the Re-sync state, a transition back to the Hunt state labeled "N-1 PSync fails" indicates that the ONU returns to the Hunt state if PSync verification fails for N-1 consecutive frames. A transition back to the Sync state labeled "PSync verified" indicates that the ONU returns to the Sync state if PSync verification is successful. + +Figure X.5 – ONU synchronization state machine based on PSync detection. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync verification results. + +Figure X.5 – ONU synchronization state machine based on PSync detection + +Once the ONU detects the PSync, it locates a boundary of a downstream PHY frame and transitions from the Hunt state into the Pre-Sync state. In the Pre-Sync state, the ONU performs PSync verification on each subsequent PHY frame and executes a corresponding transition of the downstream synchronization state machine. + +Once in the Pre-Sync state, the ONU transitions into the Sync state if PSync verification is successful, or return to the Hunt state if PSync verification fails. + +Once in the Sync state, the ONU continues to perform PSync verification. The ONU remains in Sync state as long the PSync verification is successful, or transitions into the Re-Sync state if the PSync verification fails. + +Once in the Re-Sync state, the ONU transitions back to the Sync state if PSync can be successfully verified once. However, if for $N - 1$ consecutive PHY frames the PSync verification fails, then the ONU declares loss of downstream synchronization and transitions into the Hunt state. The recommended value of the maximum number of consecutive PSync mismatches ( $N$ ) is 3. + +### X.2.3 FEC decoding + +Figure X.6 shows a synchronization state machine with FEC decoding. + +The ONU begins in the Hunt state. While in the Hunt state, the ONU searches for the PSync pattern in all possible alignments (both bit and byte, interleaved or non-interleaved) within the downstream signal. Once a match with the PSync pattern is found, the ONU verifies whether the 64 SFC bits of the PSBd form a valid (i.e., error-free or correctable) HEC-protected SFC structure (see Table A.4 of [ITU-T G.987.3] for the HEC verification rules). The PSync match is successful if at least $(64 - K_h)$ bits of the 64-bit sequence match the PSync pattern; otherwise, the PSync match fails. The value of $K_h$ is the maximum number of allowed errors for one PSync pattern match (see clause X.1.2.1). The recommended value of the parameter $K_h$ is 3. If the 64-bit protected SFC structure is uncorrectable, the ONU remains in the Hunt state and continues searching for a PSync pattern. If the 64-bit protected SFC structure is valid, the ONU stores a local copy of the SFC value and transitions into the Pre-Sync state. + +![Figure X.6 – ONU synchronization state machine with FEC decoding. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync match, FEC CW decoding success/failure, and consecutive failures.](c9e2a114dcd84c4d10e4f411ab1288a8_img.jpg) + +``` + +stateDiagram-v2 + [*] --> Hunt + Hunt --> Hunt : No PSync match (or SFC unusable) + Hunt --> PreSync : PSync match (and SFC usable) + PreSync --> Hunt : K-1 FEC CW decoding fails + PreSync --> Sync : No FEC codeword decoding succeeds in L consecutive FEC codewords (or SFC fails) + PreSync --> PreSync : FEC codeword decoding fails + Sync --> Hunt : K-1 FEC CW decoding fails + Sync --> ReSync : FEC CW decoding fails + Sync --> Sync : FEC CW decoding succeeds + Sync --> PreSync : FEC codeword decoding succeeds in L consecutive FEC codewords (and SFC verified) + ReSync --> Hunt : K-1 FEC CW decoding fails + ReSync --> Sync : FEC CW decoding succeeds + ReSync --> ReSync : FEC CW decoding fails + +``` + +G.9804.2(21) + +Figure X.6 – ONU synchronization state machine with FEC decoding. The diagram shows four states: Hunt state, Pre-sync state, Sync state, and Re-sync state. Transitions are based on PSync match, FEC CW decoding success/failure, and consecutive failures. + +**Figure X.6 – ONU synchronization state machine with FEC decoding** + +Once the ONU detects the PSync, it locates a boundary of a downstream PHY frame and transitions from the Hunt state into the Pre-Sync state. In the Pre-Sync state, the ONU finds the boundary of the FEC codeword and performs FEC codeword decoding in the PHY frame. Prior to SFC verification, the ONU increments the local SFC value by one. + +Once in the Pre-Sync state, the ONU remains in the Pre-Sync state as long as the decoding of a FEC codeword fails. If the decoding of a FEC codeword is successful (and the SFC verification is successful in the following PHY frame) then the ONU transitions to the Sync state. If for $L$ consecutive FEC codewords the decoding fails (or the SFC verification fails in the following PHY frame), the ONU returns to the Hunt state. + +Once in the Sync state, the ONU remains in that state as long as decoding of a FEC codeword is successful, and transitions into the Re-Sync state, if decoding of a FEC codeword fails. + +Once in the Re-Sync state, the ONU transitions back to Sync state if decoding of a FEC codeword is successful once. However, if for $K - 1$ consecutive FEC codewords decoding fails, the ONU declares loss of downstream synchronization, discards the local SFC copy, and transitions into the Hunt state. The recommended value of the parameters $L$ and $K$ is 5. + +# Bibliography + +- [b-ITU-T G.652] Recommendation ITU-T G.652 (2016), *Characteristics of a single-mode optical fibre and cable*. +- [b-ITU-T G.984.3] Recommendation ITU-T G.984.3 (2014). *Gigabit-capable passive optical networks (G-PON): Transmission convergence layer specification*. +- [b-ITU-T G.9802] Recommendation ITU-T G.9802 (2015), *Multiple-wavelength passive optical networks (MW-PONs)*. +- [b-ITU-T G-Sup.49] ITU-T G-series Recommendations – Supplement 49 (2020), *Rogue optical network unit (ONU) considerations*. +- [b-IEEE 802.3] IEEE Std 802.3 (2018), *IEEE Standard for Ethernet*. +- [b-IEEE 802.3ca] IEEE Std 802.3ca (2020), *IEEE Standard for Ethernet Amendment 9: Physical Layer Specifications and Management Parameters for 25 Gb/s and 50 Gb/s Passive Optical Networks*. +- [b-BBF TR-352] Broadband Forum TR-352, Issue 2 (2020), *Multi-wavelength PON Inter-Channel-Termination Protocol (ICTP) Specification*. + + + + + +# SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file diff --git a/marked/G/T-REC-G.983.2-200507-I_PDF-E/raw.md b/marked/G/T-REC-G.983.2-200507-I_PDF-E/raw.md new file mode 100644 index 0000000000000000000000000000000000000000..8e74ceaaf92dda9dbf0f017a5d58be60e26571f1 --- /dev/null +++ b/marked/G/T-REC-G.983.2-200507-I_PDF-E/raw.md @@ -0,0 +1,13168 @@ + + +**ITU-T** + +TELECOMMUNICATION +STANDARDIZATION SECTOR +OF ITU + +**G.983.2** + +(07/2005) + +SERIES G: TRANSMISSION SYSTEMS AND MEDIA, +DIGITAL SYSTEMS AND NETWORKS + +Digital sections and digital line system – Optical line +systems for local and access networks + +# --- **ONT management and control interface specification for B-PON** + +ITU-T Recommendation G.983.2 + +## ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| General | G.900–G.909 | +| Parameters for optical fibre cable systems | G.910–G.919 | +| Digital sections at hierarchical bit rates based on a bit rate of 2048 kbit/s | G.920–G.929 | +| Digital line transmission systems on cable at non-hierarchical bit rates | G.930–G.939 | +| Digital line systems provided by FDM transmission bearers | G.940–G.949 | +| Digital line systems | G.950–G.959 | +| Digital section and digital transmission systems for customer access to ISDN | G.960–G.969 | +| Optical fibre submarine cable systems | G.970–G.979 | +| Optical line systems for local and access networks | G.980–G.989 | +| Access networks | G.990–G.999 | +| QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| ETHERNET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +## **ITU-T Recommendation G.983.2** + +# **ONT management and control interface specification for B-PON** + +# **Summary** + +In the B-PON system defined in ITU-T Rec. G.983.1 [3] (called ATM-PON in ITU-T Rec. G.983.1), the ONTs are located at the customer site. The B-PON element management system will only manage ONTs as part of the B-PON system through the OLT using the ONT management and control interface (OMCI). + +This Recommendation presents requirements for the OMCI. Firstly, it specifies managed entities of a protocol-independent Management Information Base (MIB) that models the exchange of information between the OLT and ONT, then it covers the ONT management and control channel, protocol and detailed messages. This 2nd revised version of ITU-T Rec. G.983.2 incorporates the material from G.983.2 Amendment 1 (2003), G.983.2 Amendment 2 (2005), G.983.2 Implementers' Guide (2003), G.983.6 (2002), G.983.7 (2001), G.983.8 (2003), G.983.9 (2004), G.983.10 (2004) into the base text of G.983.2 (2002). It also includes minor corrections, clarifications, and augmentation of functions. + +## **Source** + +ITU-T Recommendation G.983.2 was approved on 14 July 2005 by ITU-T Study Group 15 (2005-2008) under the ITU-T Recommendation A.8 procedure. + +## FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications. The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +# INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementors are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database. + +© ITU 2006 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +# CONTENTS + +| | | Page | +|------------|--------------------------------------------------------------|------| +| 1 | Scope ..... | 1 | +| 2 | References..... | 1 | +| 3 | Abbreviations..... | 3 | +| 4 | Reference model and terms ..... | 7 | +| 4.1 | OMCI in ITU-T Rec. G.983.1 ..... | 7 | +| 4.2 | ONT functions ..... | 9 | +| 4.3 | VP and VC Mux functionality in the ONT ..... | 12 | +| 5 | Requirements of the management interface specification ..... | 12 | +| 5.1 | Configuration management ..... | 13 | +| 5.2 | Fault management ..... | 15 | +| 5.3 | Performance management ..... | 15 | +| 5.4 | Security management ..... | 16 | +| 6 | Protocol-independent MIB for the OMCI ..... | 16 | +| 6.1 | Managed entities..... | 17 | +| 6.2 | Managed entity relation diagrams ..... | 23 | +| 7 | MIB description..... | 40 | +| 7.1 | ONT equipment management..... | 42 | +| 7.2 | ANI management..... | 59 | +| 7.3 | UNI management..... | 62 | +| 7.4 | VP and VC MUX management..... | 218 | +| 7.5 | Traffic management..... | 229 | +| 8 | ONT Management and Control Channel (OMCC) ..... | 243 | +| 9 | ONT management and control protocol ..... | 244 | +| 9.1 | ONT management and control protocol cell format..... | 244 | +| 9.2 | Message flow control and error recovery ..... | 251 | +| 9.3 | OMCI handling within the ONT ..... | 254 | +| Annex A | – Transport of video return path service..... | 256 | +| A.1 | Network overview ..... | 256 | +| A.2 | Mode 1 STB-ONU Interface ..... | 257 | +| A.3 | Mode 1 ONU-network interface..... | 258 | +| A.4 | Mode 2 STB-ONU interface ..... | 259 | +| A.5 | Mode 2 ONU-network interface..... | 259 | +| Appendix I | – OMCI common mechanisms and services..... | 261 | +| I.1 | Common mechanisms ..... | 261 | +| I.2 | Common services ..... | 270 | +| I.3 | Common services with PON protection ..... | 307 | +| I.4 | Common services with DBA support..... | 316 | + +| | Page | +|-----------------------------------------------------------------------------|-------------| +| Appendix II – OMCI message set..... | 319 | +| II.1    General remarks..... | 319 | +| II.2    Message layout ..... | 321 | +| Appendix III – Support of F4/F5 maintenance flows in the ONT ..... | 351 | +| III.1    General principle ..... | 351 | +| III.2    Definition of the F4/F5 segment and end-to-end applicability ..... | 351 | +| III.3    OMCI support of F4/F5 flows in the ONT..... | 352 | +| Appendix IV – Traffic management options ..... | 353 | +| IV.1    Priority Queue B-PON ..... | 353 | +| IV.2    Clarification of ONT functional blocks..... | 354 | +| IV.3    An example of the traffic scheduler configuration..... | 355 | +| Appendix V – MAC addresses and Ether types..... | 357 | +| Appendix VI – Transparent support of video return path service..... | 358 | +| VI.1    Network overview ..... | 358 | +| BIBLIOGRAPHY ..... | 360 | + +# ONT management and control interface specification for B-PON + +# 1 Scope + +This Recommendation specifies the ONT Management and Control Interface (OMCI) for the B-PON system defined in ITU-T Rec. G.983.1 [3] (called ATM-PON in ITU-T Rec. G.983.1) to enable multi-vendor interoperability between the OLT and the ONT. + +The OMCI specification addresses the ONT configuration management, fault management and performance management for B-PON system operation and for several services including: + +- ATM adaptation layers 1, 2, and 5; +- Circuit Emulation Service; +- Ethernet services, including MAC Bridged LAN, VLAN tagging and filtering; +- Internet Protocol Routing; +- Wireless LAN (IEEE 802.11) service; +- ADSL and VDSL services; +- Voice services, including ISDN; +- Wavelength division multiplexing, including video; +- PON protection switching; +- Dynamic Bandwidth Assignment; +- Enhanced Security. + +The focus of this OMCI specification is on FTTH and FTTBusiness ONTs. The Recommendation defines a protocol necessary to support the capabilities identified for these ONTs. It also allows optional components and future extensions. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [1] ITU-T Recommendation G.784 (1999), *Synchronous digital hierarchy (SDH) management*. +- [2] ITU-T Recommendation G.774 (2001), *Synchronous digital hierarchy (SDH) – Management information model for the network element view*. +- [3] ITU-T Recommendation G.983.1 (2005), *Broadband optical access systems based on Passive Optical Networks (PON)*. +- [4] ITU-T Recommendation I.321 (1991), *B-ISDN protocol reference model and its application*. +- [5] ITU-T Recommendation I.363.1 (1996), *B-ISDN ATM Adaptation Layer specification: Type 1 AAL*. + +- [6] ITU-T Recommendation I.363.5 (1996), *B-ISDN ATM Adaptation Layer specification: Type 5 AAL*. +- [7] ITU-T Recommendation I.371 (2004), *Traffic control and congestion control in B-ISDN*. +- [8] ITU-T Recommendation I.610 (1999), *B-ISDN operation and maintenance principles and functions*. +- [9] ITU-T Recommendation I.751 (1996), *Asynchronous transfer mode management of the network element view*. +- [10] ITU-T Recommendation Q.824.6 (1998), *Stage 2 and stage 3 description for the Q3 interface – Customer administration: Broadband Switch Management*. +- [11] ITU-T Recommendation I.432.1 (1999), *B-ISDN user-network interface – Physical layer specification: General characteristics*. +- [12] ITU-T Recommendation I.356 (2000), *B-ISDN ATM layer cell transfer performance*. +- [13] IEEE 802.1D-2004, *Media Access Control (MAC) Bridges*. +- [14] ITU-T Recommendation I.363.2 (2000), *B-ISDN ATM Adaptation Layer specification: Type 2 AAL*. +- [15] ITU-T Recommendation I.366.1 (1998), *Segmentation and Reassembly Service Specific Convergence Sublayer for the AAL type 2*. +- [16] ITU-T Recommendation I.366.2 (2000), *AAL type 2 service specific convergence sublayer for narrow-band services*. +- [17] IETF RFC 2096 (1997), *IP Forwarding Table MIB*. +- [18] IEEE 802.1Q-2003, *Virtual Bridged Local Area Networks*. +- [19] IEEE 802.11-1999, *Standard for Information technology – Telecommunications and information exchange between systems – Local and Metropolitan Area networks – Specific requirements – Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY) specifications, Annex D*. +- [20] ITU-T Recommendation G.997.1 (2005), *Physical layer management for digital subscriber line (DSL) transceivers*. +- [21] IETF RFC 3728 (2004), *Definitions of Managed Objects for Very High Speed Digital Subscriber Lines (VDSL)*. +- [22] ITU-T Recommendation G.983.3 (2001), *A broadband optical access system with increased service capability by wavelength allocation*. +- [23] ITU-T Recommendation G.983.4 (2001), *A broadband optical access system with increased service capability using dynamic bandwidth assignment*. +- [24] ITU-T Recommendation G.983.5 (2002), *A broadband optical access system with enhanced survivability*. +- [25] SCTE 55-1 (2002), *Digital Broadband Delivery System: Out Of Band Transport Part 1: Mode A*. +- [26] SCTE 55-2 (2002), *Digital Broadband Delivery System: Out Of Band Transport Part 2: Mode B*. + +# 3 Abbreviations + +This Recommendation uses the following abbreviations: + +| | | +|--------|-----------------------------------------------| +| AAL | ATM Adaptation Layer | +| ABR | Available Bit Rate | +| ABT/DT | ATM Block Transfer Delayed Transmission | +| ABT/IT | ATM Block Transfer Immediate Transmission | +| ADSL | Asymmetrical Digital Subscriber Line | +| AES | Advanced Encryption Standard | +| AN | Access Node | +| ANI | Access Node Interface | +| AP | Access Point | +| APON | ATM over Passive Optical Network | +| APS | Automatic Protection Switching | +| ARC | Alarm Reporting Control | +| ARP | Address Resolution Protocol | +| ATC | ATM Transfer Capabilities | +| ATM | Asynchronous Transfer Mode | +| ATU-C | ADSL Transceiver Unit, Central office end | +| ATU-R | ADSL Transceiver Unit, Remote terminal end | +| AVC | Attribute Value Change | +| BER | Bit Error Rate | +| BES | Block Errored Second | +| B-ISDN | Broadband Integrated Services Digital Network | +| B-PON | Broadband Passive Optical Network | +| BRAS | Broadband Remote Access Server | +| BSS | Basic Service Set | +| CBR | Constant Bit Rate | +| CCA | Clear Channel Assessment | +| CES | Circuit Emulation Service | +| CFI | Canonical Format Indicator | +| CFP | Contention Free Period | +| CLEI | Common Language Equipment Identification | +| CLP | Cell Loss Priority | +| CNR | Carrier-to-Noise Ratio | +| CRC | Cyclic Redundancy Check | +| CSO | Composite Second Order | +| CSS | Controlled Slip Second | + +| | | +|-------------|-------------------------------------| +| CTB | Composite Triple Beat | +| CTP | Connection Termination Point | +| CTS | Clear To Send | +| DBA | Dynamic Bandwidth Assignment | +| DBR | Deterministic Bit Rate | +| DCF | Distributed Coordination Function | +| DSL | Digital Subscriber Line | +| DSSS | Direct-Sequence Spread Spectrum | +| DTIM | Delivery Traffic Indication Message | +| ES | Errored Second | +| ESS | Extended Service Set | +| FEC | Forward Error Correction | +| FHSS | Frequency-Hopping Spread Spectrum | +| FTTB | Fibre to the Building | +| FTTBusiness | Fibre to the Business | +| FTTC | Fibre to the Curb | +| FTTCab | Fibre to the Cabinet | +| FTTH | Fibre to the Home | +| GFR | Guaranteed Frame Rate | +| HE | Head End | +| HEC | Header Error Control | +| HN | Home Network | +| HOL | Head of the Line | +| IBSS | Independent Basic Service Set | +| ICMP | Internet Control Message Protocol | +| ICV | Integrity Check Value | +| IF | Interface | +| IP | Internet Protocol | +| IR | Infrared | +| ISDN | Integrated Services Digital Network | +| LAN | Local Area Network | +| LIM | Line Interface Module | +| LME | Sublayer Management Entity | +| LSB | Least Significant Bit | +| LT | Line Terminal | +| MAC | Media Access Control | +| MCM | Multiple Carrier Modulation | + +| | | +|--------|----------------------------------------------------| +| ME | Managed Entity | +| MIB | Management Information Base | +| MLME | MAC Layer Management Entity | +| MMPDU | MAC Management Protocol Data Unit | +| MPDU | MAC Protocol Data Unit | +| MSDU | MAC Service Data Unit | +| MSB | Most Significant Bit | +| MSDU | MAC Service Data Unit | +| MTU | Maximum Transmission Unit | +| NMS | Network Management System | +| NSCds | Number of Subcarrier – Downstream | +| NSCus | Number of Subcarrier – Upstream | +| NT | Network Terminal | +| OAN | Optical Access Network | +| ODN | Optical Distribution Network | +| OLT | Optical Line Terminal | +| OMCC | ONT Management and Control Channel | +| OMCI | ONT Management and Control Interface | +| ONT | Optical Network Terminal | +| ONU | Optical Network Unit | +| OpS | Operations System | +| PCF | Point Coordination Function | +| PHY | Physical Interface | +| PLCP | Physical Layer Convergence Protocol | +| PM | Performance Monitoring | +| PMD | Physical Medium Dependent | +| PMS-TC | Physical Media Specific – Transmission Convergence | +| PON | Passive Optical Network | +| POTS | Plain Old Telephone Service | +| PSD | Power Spectral Density | +| QoS | Quality of Service | +| QPSK | Quadrature Phase Shift Keying | +| RF | Radio Frequency | +| RFI | Radio Frequency Interference | +| RM | Resource Management | +| RTS | Request To Send | +| SBR | Statistical Bit Rate | + +| | | +|-------|-----------------------------------------------| +| SCM | Single Carrier Modulation | +| SDP | Simple Device Protocol | +| SDT | Structured Data Transfer | +| SES | Severely Errored Second | +| SIFS | Short Interframe Space | +| SME | Station Management Entity | +| SNI | Service Node Interface | +| SNR | Signal-to-Noise Ratio | +| SSCS | Service-Specific Convergence Sublayer | +| STA | Station | +| STB | Set Top Box | +| TC | Transmission Convergence | +| TCA | Threshold Crossing Alert | +| TCI | Tag Control Information | +| TE | Terminal Equipment | +| TPID | Tag Protocol Identifier | +| TU | Time Unit | +| UAS | Unavailable Seconds | +| UBR | Unspecified Bit Rate | +| UNI | User Network Interface | +| UPC | Usage Parameter Control | +| VBR | Variable Bit Rate | +| VC | Virtual Channel | +| VCC | Virtual Channel Connection | +| VCI | Virtual Channel Identifier | +| VDSL | Very High Speed DSL | +| VID | VLAN Identifier | +| VLAN | Virtual Local Area Network | +| VP | Virtual Path | +| VPC | Virtual Path Connection | +| VPI | Virtual Path Identifier | +| VRP | Video Return Path | +| VTU-O | VDSL Transceiver Unit, ONU end (a.k.a. VTU-C) | +| VTU-R | VDSL Transceiver Unit, Remote Terminal end | +| WEP | Wired Equivalent Privacy | +| WRR | Weighted Round Robin | +| xDSL | x Digital Subscriber Line | + +# 4 Reference model and terms + +## 4.1 OMCI in ITU-T Rec. G.983.1 + +The network architecture reference model for B-PON is described in ITU-T Rec. G.983.1 [3] and shown in Figure 1. The B-PON fits various access network architectures, i.e., Fibre to the Home (FTTH), Fibre to the Building/Curb (FTTB/C) and Fibre to the Cabinet (FTTCab). + +The terminology of ONT, which will be used throughout this Recommendation, is more broadly defined as an ONU used for the FTTH and Fibre to the Business (FTTBusiness) configurations. In general, the differences between FTTH and FTTBusiness are that FTTBusiness will serve more than one end user, have stricter availability requirements, and be able to afford more features and functions than FTTH. Throughout the text, with the exception of the ONTB-PON Data managed entity description, the term ONT should generally be read as implying either ONT or ONU, whichever is appropriate for the particular instance. + +The OMCI specification fits into the overall G.983.1 [3] model for an access network system as illustrated in Figure 1. + +![Reference model diagram showing network architecture with ONT, ONU, ODN, OLT, and AN management system.](410562339ce067fdc6fa41940c118658_img.jpg) + +The diagram illustrates the reference model for a B-PON network architecture. It shows two main configurations for connecting user equipment (TE) to the network. In the top configuration, three TE units are connected to a Home Network (HN) circle, which is in turn connected to an Optical Network Terminal (ONT). The ONT is connected to an Optical Distribution Network (ODN) via a PON interface. In the bottom configuration, two TE units are connected to an HN circle, which connects to a Network Terminal (NT). This NT connects to an Optical Network Unit (ONU), which then connects to the ODN via a PON interface. The ODN is connected to an Optical Line Terminal (OLT) via another PON interface. The OLT is connected to an AN management system via a Q3 interface. Vertical dashed lines delineate the UNI, xDSL interface, and PON interface regions. A legend at the bottom left indicates that solid lines represent physical links and dashed lines represent the ONT Management and Control Interface. The label G.983.2\_F01 is in the bottom right corner. + +Reference model diagram showing network architecture with ONT, ONU, ODN, OLT, and AN management system. + +Figure 1/G.983.2 – Reference model + +For protected B-PON systems, three reference logical models are possible. Protected models 1 and 2 correspond to protection architectures described in ITU-T Rec. G.983.5. Protected model 3 describes an additional protection scheme option. + +### 1) Protected reference model-1 + +In this model, the termination point of the OMCI is common between the working side and the protection side. The OMCI specifications specific to this arrangement are described in this Recommendation in 4.2.1, 7.2.3, and clause I.3. + +![Diagram of Protected reference model-1 showing ONT and OLT components with common OMCI termination points.](4ee27dbf5ef12e7b58b0ef0937bc5a5e_img.jpg) + +The diagram illustrates Protected reference model-1. It features an ONT (Optical Network Terminal) and an OLT (Optical Line Terminal) connected via two optical paths. A TE (Terminal Equipment) is connected to the ONT. The ONT contains two PON-LT (PON Logical Termination) units: PON-LT(0) and PON-LT(1). The OLT also contains two PON-LT units: PON-LT(0) and PON-LT(1). Dashed lines represent the OMCI connections. In the ONT, a black circle indicates the termination of the common OMCI for both PON-LT(0) and PON-LT(1). In the OLT, a black circle indicates the termination of the common OMCI for both PON-LT(0) and PON-LT(1). The label 'G.983.2\_F02' is present in the bottom right corner of the diagram area. + +● Termination of common OMCI + +Diagram of Protected reference model-1 showing ONT and OLT components with common OMCI termination points. + +Figure 2/G.983.2 – Protected reference model-1 + +### 2) Reference model-2 + +In this model, the OMCI has two distinct termination points: one for the working side and one for the protection side. The OMCI specifications are the same as those in unprotected systems, as either OMCI connection is identical to that shown in Figure 1. + +![Diagram of Protected reference model-2 showing ONT and OLT components with distinct termination points for working and protection sides.](1b5a812c8aa20fd5cba28e97001d32de_img.jpg) + +The diagram illustrates Protected reference model-2. It features an ONT (Optical Network Terminal) and an OLT (Optical Line Terminal) connected via two optical paths. A TE (Terminal Equipment) is connected to the ONT. The ONT contains two PON-LT units: PON-LT(0) and PON-LT(1). The OLT also contains two PON-LT units: PON-LT(0) and PON-LT(1). Dashed lines represent the OMCI connections. In the ONT, a black circle indicates the termination of the common OMCI on the working side for PON-LT(0), and a grey circle indicates the termination of the common OMCI on the protection side for PON-LT(1). In the OLT, a black circle indicates the termination of the common OMCI on the working side for PON-LT(0), and a grey circle indicates the termination of the common OMCI on the protection side for PON-LT(1). The label 'G.983.2\_F03' is present in the bottom right corner of the diagram area. + +● Termination of common OMCI on working side +● Termination of common OMCI on protection side + +Diagram of Protected reference model-2 showing ONT and OLT components with distinct termination points for working and protection sides. + +Figure 3/G.983.2 – Protected reference model-2 + +### 3) Reference model-3 + +In this model, the OMCI has two distinct termination points: one for the working side and one for the protection side. In addition, this model includes separate ONTs for the working side and the protection side. The OMCI specifications for this model are the same as those for protected reference model 2. + +![Figure 4/G.983.2 – Protected reference model-3 diagram](724c7777b608e53be38b12b6fb3c43bc_img.jpg) + +The diagram illustrates the protected reference model-3. On the left, a TE (Terminal Equipment) is connected to two ONTs: 'ONT (working)' and 'ONT (protection)'. Each ONT contains a PON-LT (Passive Optical Network Line Termination) unit. The working ONT's PON-LT is connected to an OLT (Optical Line Terminal) on the right via a dashed line with a black circle at the ONT end, representing the termination of the common OMCI on the working side. The protection ONT's PON-LT is also connected to the OLT via a dashed line with a grey circle at the ONT end, representing the termination of the common OMCI on the protection side. The OLT contains two PON-LT units, one for each path. A legend below the diagram shows a black circle for 'Termination of common OMCI on working side' and a grey circle for 'Termination of common OMCI on protection side'. The diagram is labeled 'G.983.2\_F04'. + +Figure 4/G.983.2 – Protected reference model-3 diagram + +**Figure 4/G.983.2 – Protected reference model-3** + +## 4.2 ONT functions + +As shown in Figure 5, the functions of the ONT are: + +- access network line termination function (AN-LT); +- user network interface line termination function (UNI-LT), noting that in the Fibre to the Business case the UNIs from one ONT may belong to different users; +- ATM multiplexing and de-multiplexing function (ATM-Mux). + +![Figure 5/G.983.2 – ONT functional diagram](bffdddb47fced140f8d17fdc2a29f592_img.jpg) + +The diagram shows the functional components of an ONT (Optical Network Terminal). On the left, two UNI (User Network Interface) inputs are connected to two UNI-LT (User Network Interface Line Termination) blocks. These blocks are connected to a central ATM-MUX (ATM Multiplexer) block. The ATM-MUX is connected to an AN-LT (Access Network Line Termination) block, which in turn is connected to an ANI (Access Network Interface) output. The entire assembly is labeled 'ONT' at the top right. The diagram is labeled 'G.983.2\_F05'. + +Figure 5/G.983.2 – ONT functional diagram + +**Figure 5/G.983.2 – ONT functional diagram** + +### 4.2.1 Protection switching modelling + +According to ITU-T Rec. G.983.5, there are two types of protection architecture: 1+1 architecture and 1:1 architecture. Thus, two models can be considered when describing the relationship between ONT features and protection features. + +#### 1) 1+1 model + +Figure 6 shows a 1+1 model ONT. In this model, the traffic in the working entity and the traffic in the protection entity are the same. The TC Adaptor provides the same traffic to the working PON-LT and the protection PON-LT. + +![Diagram of a 1+1 model ONT (ANI side).](0f985b39edc1d52ba3600c438bc8f0a5_img.jpg) + +The diagram shows an AN-LT connected to a TC Adaptor. The TC Adaptor is connected to two parallel entities: a Working entity and a Protection entity. Each entity contains a PON PTP and an ANI. The Working entity is connected to the TC Adaptor, and the Protection entity is also connected to the TC Adaptor. The diagram is labeled G.983.2\_F06. + +Diagram of a 1+1 model ONT (ANI side). + +Figure 6/G.983.2 – 1+1 model ONT (ANI side) + +#### 2) 1:1 model + +Figure 7 shows a 1:1 model ONT. In this model, extra traffic can be supported. The working entity conveys the traffic in normal operation. If the working entity has failed, or a forced switch/manual switch to the protection entity operation has been carried out, only the protection entity conveys the traffic. The TC Adaptor for normal traffic provides the traffic to the working PON-LT when the working PON-LT is enabled. The TC Adaptor for normal traffic provides the traffic to the protection entity when the working PON-LT is disabled. The TC Adaptor for extra traffic provides the extra traffic to the protection entity only when the working entity is enabled. + +![Diagram of a 1:1 model ONT (ANI side).](41a438d7e4adc17c3a4005e7c9500091_img.jpg) + +The diagram shows an AN-LT connected to two TC Adaptors: TC Adaptor (normal) and TC Adaptor (extra). The TC Adaptor (normal) is connected to a Working entity, which contains a PON PTP and an ANI. The TC Adaptor (extra) is connected to a Protection entity, which also contains a PON PTP and an ANI. The diagram is labeled G.983.2\_F07. + +Diagram of a 1:1 model ONT (ANI side). + +Figure 7/G.983.2 – 1:1 model ONT (ANI side) + +### 4.2.2 Dynamic bandwidth assignment modelling + +A T-CONT buffer managed entity is introduced in order to specify the DBA function. T-CONT buffer can contain Priority Queues and Traffic Schedulers and be associated with the TC Adaptor. Two models are considered regarding the association between the T-CONT buffers and Priority Queues or Traffic Schedulers. + +In model 1, the Priority Queues, Traffic Schedulers and the T-CONT Buffers are inherently associated with each other in a fixed fashion. In model 2, the Priority Queues, Traffic Schedulers and T-CONT buffers can be associated flexibly. Figures 8 and 9 show the two models. + +![Figure 8/G.983.2 – ONT model 1. This diagram shows a fixed association between Priority Queues (PQ) and T-CONT buffers. On the left, there are two T-CONT buffers. The top buffer contains PQs 0, 1, and 2. The bottom buffer contains PQs 3, 4, 5, 6, and 7. Arrows point from each PQ to its respective T-CONT buffer. From each T-CONT buffer, an arrow points to a central 'TC Adaptor' circle. The TC Adaptor is connected to a 'PON PTP' circle, which is further connected to an 'ANI' circle. A dashed line indicates additional PON PTP and ANI components.](c85ded401105f62f2d6ff26b3b5eb4af_img.jpg) + +Figure 8/G.983.2 – ONT model 1. This diagram shows a fixed association between Priority Queues (PQ) and T-CONT buffers. On the left, there are two T-CONT buffers. The top buffer contains PQs 0, 1, and 2. The bottom buffer contains PQs 3, 4, 5, 6, and 7. Arrows point from each PQ to its respective T-CONT buffer. From each T-CONT buffer, an arrow points to a central 'TC Adaptor' circle. The TC Adaptor is connected to a 'PON PTP' circle, which is further connected to an 'ANI' circle. A dashed line indicates additional PON PTP and ANI components. + +G.983.2\_F08 + +Figure 8/G.983.2 – ONT model 1 + +![Figure 9/G.983.2 – ONT model 2. This diagram shows a flexible mapping between Priority Queues (PQ) and T-CONT buffers. On the left, there are eight PQs numbered 0 through 7. Arrows point from each PQ to a central 'Flexible mapping' area. From this area, arrows point to two 'T-CONT buffer' circles. Both T-CONT buffers are connected to a central 'TC adaptor' circle. The TC adaptor is connected to a 'PON PTP' circle, which is further connected to an 'ANI' circle. A dashed line indicates additional PON PTP and ANI components.](df82d77a0d2637cbf2da9ea920a554fa_img.jpg) + +Figure 9/G.983.2 – ONT model 2. This diagram shows a flexible mapping between Priority Queues (PQ) and T-CONT buffers. On the left, there are eight PQs numbered 0 through 7. Arrows point from each PQ to a central 'Flexible mapping' area. From this area, arrows point to two 'T-CONT buffer' circles. Both T-CONT buffers are connected to a central 'TC adaptor' circle. The TC adaptor is connected to a 'PON PTP' circle, which is further connected to an 'ANI' circle. A dashed line indicates additional PON PTP and ANI components. + +G.983.2\_F09 + +Figure 9/G.983.2 – ONT model 2 + +The simplest and default configuration is for the Priority Queues and T-CONT buffers. This can guarantee the minimum delay of traffic assuming enough bandwidth is provided for the ONT. Optionally, one or more stages of WRR and/or HOL scheduling can be installed in order to guarantee minimum bandwidths, classes of services, and other traffic controls. A multi-stage Traffic Scheduler can be implemented as shown in Figure 10 as an example. + +![Figure 10/G.983.2 – ONT model with traffic scheduler. The diagram shows an ONT model with a T-CONT Buffer containing 8 priority queues (PQ 0-7). Queues 0-3 are connected to a WRR Traffic scheduler, which is connected to a HOL Traffic scheduler. Queues 4-7 are connected to another WRR Traffic scheduler, which is also connected to the HOL Traffic scheduler. The HOL Traffic scheduler is connected to a TC adaptor, which is connected to a PON PPTP. The PON PPTP is connected to an ANI. The diagram also shows a second PON PPTP and ANI connected to the bottom of the diagram, with a dashed line indicating a connection between the two PON PPTPs.](ff7ce44f3fdd51bae7b231f34df07c6a_img.jpg) + +Figure 10/G.983.2 – ONT model with traffic scheduler. The diagram shows an ONT model with a T-CONT Buffer containing 8 priority queues (PQ 0-7). Queues 0-3 are connected to a WRR Traffic scheduler, which is connected to a HOL Traffic scheduler. Queues 4-7 are connected to another WRR Traffic scheduler, which is also connected to the HOL Traffic scheduler. The HOL Traffic scheduler is connected to a TC adaptor, which is connected to a PON PPTP. The PON PPTP is connected to an ANI. The diagram also shows a second PON PPTP and ANI connected to the bottom of the diagram, with a dashed line indicating a connection between the two PON PPTPs. + +G.983.2\_F10 + +**Figure 10/G.983.2 – ONT model with traffic scheduler** + +## 4.3 VP and VC Mux functionality in the ONT + +In ITU-T Rec. G.983.1 [3], the end-to-end B-PON system (i.e., OLT, ODN and ONT) can function as an ATM VP cross-connection with both provisioned and on-demand connectivity. The configuration of the ATM VP Cross-Connection can be initiated by: + +- the network element operations system via the management interface (e.g., Q3); +- the Service Node (SN) over a VB5.2 Broadband Bearer Connection Control (B-BCC) protocol. + +The ONT, in contrast, always acts as a provisioned ATM multiplexer. The OMCI itself does not distinguish between these two cases, because the OLT always provisions the ONT connections via the OMCI. The OLT can, however, assign different priorities to OMCI messages such that, in the case of b), a fast response time of the OMCI is achieved. + +The OLT and ONT as a whole can function as a VP as well as a VC switch. The ONT itself can cross-connect traffic at the VP level or the VC level, depending upon implementation. Additionally, this choice can be different for the ATM and non-ATM UNIs. This is more fully described in 5.1. + +# 5 Requirements of the management interface specification + +The OMCI is used by the OLT to control an ONT. This protocol allows the OLT to: + +- establish and release connections across the ONT; +- manage the UNIs at the ONT; +- request configuration information and performance statistics; +- autonomously inform the system operator of events such as link failures. + +The OMCI protocol runs across an ATM connection between the OLT controller and the ONT controller that is established at ONT initialization. The OMCI protocol is asymmetric: the controller + +in the OLT is the master and the one in the ONT is the slave. A single OLT controller using multiple instances of the protocol over separate control channels may control multiple ONTs. + +The ONT management and control interface requirements given in this Recommendation are needed to manage the ONT in the following areas: + +- a) Configuration management; +- b) Fault management; +- c) Performance management; +- d) Security management. + +## 5.1 Configuration management + +Configuration management provides functions to exercise control over, identify, collect data from and provide data to the ONT. This involves the following: + +- a) Configuration of equipment; +- b) Configuration of the UNIs; +- c) Configuration of the VP Network CTPB-PONS and ATM Cross-Connections; +- d) Configuration of Interworking VCC Termination Points (non-ATM UNIs only); +- e) Configuration of the OAM flows; +- f) Configuration of the physical ports; +- g) Configuration of AAL profiles; +- h) Configuration of service profiles; +- i) Configuration of traffic descriptors; +- j) Configuration of T-CONT buffers and Traffic Schedulers. + +The ONT can support various cross connect and non-cross connect modes at the VP and VC level. + +In cases where the ONT provides standard ATM UNI services, the ONT typically supports VP cross-connection in order to free VPI values on the UNI (the VPI value on the ANI is not free because the same VPI value cannot be assigned to different ONTs due to the specification of ITU-T Rec. G.983.1, and VP cross-connection on the ONT resolves this limitation for the UNI). + +In the case of non-ATM UNI services, the VC providing the service must be terminated. To represent this, the OMCI unifies the VC termination and interworking VCCTP into the Interworking VCC Termination Point ME. Figure 11 shows the termination model. For non-ATM LIMs, the aggregate of traffic parameters for the various VC terminations is represented by the Traffic Descriptor Profile Pointer associated with the VP Network CTP that contains the VC terminations. + +![Figure 11/G.983.2 – VP cross-connection termination model. This diagram shows the internal architecture of an ONT and an OLT connected by a fiber optic link. The ONT is divided into three sections: UNI (not ATM), ANI (APON), and a central switching section. The UNI section contains a VC (Virtual Circuit) node. The ANI (APON) section contains a VP (Virtual Path) node. The central switching section contains a VP-XC (Virtual Path Cross-Connector) node. The OLT is also divided into three sections: ANI (APON), NNI, and a central switching section. The ANI (APON) section contains a VC node and a VP node. The NNI section contains a VC node and a VP node. The central switching section contains a VC-XC (Virtual Circuit Cross-Connector) node and a VP-XC node. Arrows indicate the flow of data between the ONT and the OLT at both the VC and VP levels.](b6671cfafda3820aafe9a24fa7a4d8c7_img.jpg) + +Figure 11/G.983.2 – VP cross-connection termination model. This diagram shows the internal architecture of an ONT and an OLT connected by a fiber optic link. The ONT is divided into three sections: UNI (not ATM), ANI (APON), and a central switching section. The UNI section contains a VC (Virtual Circuit) node. The ANI (APON) section contains a VP (Virtual Path) node. The central switching section contains a VP-XC (Virtual Path Cross-Connector) node. The OLT is also divided into three sections: ANI (APON), NNI, and a central switching section. The ANI (APON) section contains a VC node and a VP node. The NNI section contains a VC node and a VP node. The central switching section contains a VC-XC (Virtual Circuit Cross-Connector) node and a VP-XC node. Arrows indicate the flow of data between the ONT and the OLT at both the VC and VP levels. + +NOTE – VC represents unification of VCCTP and Interworking VCCTP. + +**Figure 11/G.983.2 – VP cross-connection termination model** + +For cases such as the support of ONUs with xDSL interfaces, it is generally necessary to implement VC cross-connections. VC cross-connection can be supported by the ONT/ONU, as indicated by the termination model shown in Figure 12. + +For cases when the ONT provides no ATM interfaces, there are non-cross connected modes of operation that are available, in either the VP or VC level. However, the implementer may choose to use cross-connect modes even in this case. + +![Figure 12/G.983.2 – VC cross-connection termination model. This diagram shows the internal architecture of an ONT and an OLT connected by a fiber optic link. The ONT is divided into three sections: UNI, ANI (B-PON), and a central switching section. The UNI section contains a VC node. The ANI (B-PON) section contains a VC node. The central switching section contains a VC-XC (Virtual Circuit Cross-Connector) node and a VP-XC node. The OLT is also divided into three sections: ANI (B-PON), NNI, and a central switching section. The ANI (B-PON) section contains a VC node and a VP node. The NNI section contains a VC node and a VP node. The central switching section contains a VC-XC node and a VP-XC node. Arrows indicate the flow of data between the ONT and the OLT at both the VC and VP levels.](3da1a07cb87051bf616c9876db958cf0_img.jpg) + +Figure 12/G.983.2 – VC cross-connection termination model. This diagram shows the internal architecture of an ONT and an OLT connected by a fiber optic link. The ONT is divided into three sections: UNI, ANI (B-PON), and a central switching section. The UNI section contains a VC node. The ANI (B-PON) section contains a VC node. The central switching section contains a VC-XC (Virtual Circuit Cross-Connector) node and a VP-XC node. The OLT is also divided into three sections: ANI (B-PON), NNI, and a central switching section. The ANI (B-PON) section contains a VC node and a VP node. The NNI section contains a VC node and a VP node. The central switching section contains a VC-XC node and a VP-XC node. Arrows indicate the flow of data between the ONT and the OLT at both the VC and VP levels. + +**Figure 12/G.983.2 – VC cross-connection termination model** + +There are eight combinations of cross-connection modes for an ONT. These are listed in Table 0. Related to this, the ONT has two traffic management modes: Priority-based, or Cell Rate-based. An ONT implementer is free to choose any cross-connect and traffic management mode combination. + +**Table 0/G.983.2 – Cross-connection modes for ONTs** + +| Mode | ATM IF | non-ATM IF | | +|--------------|------------------|-------------------------|------------------| +| Value | ATM layer | Cross connection | ATM layer | +| 0 | VP | no | VP | +| 1 | VP | yes | VP | +| 2 | VP | yes | VC | +| 3 | VP | no | VC | +| 4 | VC | no | VP | +| 5 | VC | yes | VP | +| 6 | VC | yes | VC | +| 7 | VC | no | VC | + +## 5.2 Fault management + +The ONT supports *limited* fault management only. Most of the operations are limited to failure indication. The OMCI supports failure reporting on the following managed entities that are described throughout clause 7: + +- a) ONTB-PON; +- b) Subscriber Line Cardholder; +- c) Subscriber Line Card; +- d) Physical Path Termination Point ATM UNI; +- e) Physical Path Termination Point Ethernet UNI; +- f) Physical Path Termination Point CES UNI; +- g) TC AdapterB-PON; +- h) Interworking VCC Termination Point; +- i) VP Network CTPB-PON; +- j) Physical Path Termination Point POTS UNI; +- k) Physical Path Termination Point ADSL UNI; +- l) Physical Path Termination Point VDSL UNI; +- m) ONUB-PON; +- n) VC Network CTPB-PON. + +An alarm table is defined for each of these entities. + +The ONT shall also support selective OAM cell loop-back testing at the UNI. The ONT diagnostics are limited to the ONT self test. The OLT or element manager will process the information from the ONT; for example, the OLT will determine the severity of each alarm when reporting it to the network operator. ATM management of continuity monitoring is not a part of this Recommendation (see [B-1] and ITU-T Rec. I.751 [9]). + +## 5.3 Performance management + +The ONT has only *limited* performance monitoring. For the low-cost FTTH ONT, the performance monitoring is limited to PMD and TC layer performance monitoring. However, for the FTTBusiness ONT, ATM cell level protocol monitoring, traffic management and UPC disagreement monitoring may be required. The following are related managed entities: + +- a) UPC Disagreement Monitoring History DataB-PON; + +- b) AAL 1 Protocol Monitoring History DataB-PON; +- c) AAL 5 Protocol Monitoring History DataB-PON; +- d) Ethernet Performance Monitoring History Data; +- e) CES Physical Interface Monitoring History Data; +- f) TC Adapter Protocol Monitoring History Data; +- g) AAL 2 CPS Protocol Monitoring History DataB-PON; +- h) Priority QueueB-PON; +- i) MAC Bridge PM History Data; +- j) MAC Bridge Port PM History Data; +- k) Voice PM History Data; +- l) VP PM History Data; +- m) IP Router PM History Data 1; +- n) IP Router PM History Data 2; +- o) ICMP PM History Data 1; +- p) ICMP PM History Data 2; +- q) VC PM History Data; +- r) Ethernet Performance Monitoring History Data 2; +- s) IEEE 802.11 Counters; +- t) ADSL ATU-C Performance Monitoring History Data; +- u) ADSL ATU-R Performance Monitoring History Data; +- v) ADSL ATU-C Channel Performance Monitoring History Data; +- w) ADSL ATU-R Channel Performance Monitoring History Data; +- x) TC Adaptor Performance Monitoring History Data ADSL; +- y) VDSL VTU-O Physical Interface Monitoring History Data; +- z) VDSL VTU-R Physical Interface Monitoring History Data; +- z1) VDSL VTU-O Channel Performance Monitoring History Data; +- z2) VDSL VTU-R Channel Performance Monitoring History Data; +- z3) AAL 2 SSCS Protocol Monitoring History DataB-PON. + +Note that it is not required to upload all the performance monitoring-related managed entities during the MIB upload (see 7.1.2). Furthermore, all PM objects are created at the request of the OLT. + +All the history data shall be maintained in the OLT. ATM management of performance monitoring is not a part of this Recommendation (see [B-1] and ITU-T Rec. I.751 [9]). + +## 5.4 Security management + +There are no security features of the OMCI. + +# 6 Protocol-independent MIB for the OMCI + +The OMCI should be defined to allow vendors to offer modular, incremental capabilities to meet different levels of customer needs. This Recommendation first targets FTTH and FTTBusiness ONTs. It defines a protocol necessary to support capabilities identified by ITU-T Rec. G.983.1 [3]. It is important for early deployment and interoperability, yet it allows for optional components and future extensions. + +A protocol-independent MIB is used to describe the exchange of information across the OMCI and forms the basis from which protocol-specific models (e.g., Simple Device Protocol for the ONT) are defined. This MIB has as much commonality as possible with the related generic MIB as defined in other ITU-T Recommendations. It is intended to make the OMCI relatively simple while maintaining consistency with the MIB used by the interface between the network-element manager and the OLT. + +## 6.1 Managed entities + +The protocol-independent MIB presented in this Recommendation has been defined in terms of *managed entities*. The managed entities are abstract representations of resources and services in an ONT. + +This Recommendation uses three levels for indicating the degree of compliance necessary for specific functions and managed entities associated with the OMCI specification: + +- **Requirement (R):** Entities necessary for operational compatibility; +- **Conditional Requirements (CR):** Entities necessary when the specified optional function is implemented; +- **Option (O):** Entities that may be useful and required by an operator but that are not necessary for operational compatibility. + +The possible managed entities are listed in Table 1. + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/Optional | Description | Defined in clause | +|-------------------------------------------------------------|-------------------|---------------------------------------------------------------------------------|-------------------| +| 802.1p Mapper Service Profile | O | Used to define mapping of 802.1 frames to VCC TPs based on 802.1p priority bits | 7.3.95 | +| 802.11 Counters | O | Used for IEEE 802.11 interface supported by the ONT | 7.3.61 | +| 802.11 General Purpose Object | CR | Used for IEEE 802.11 interface supported by the ONT | 7.3.59 | +| 802.11 MAC&PHY Operation and Antenna Data | CR | Used for IEEE 802.11 interface supported by the ONT | 7.3.60 | +| 802.11 PHY FHSS DSSS IR Tables | O | Used for IEEE 802.11 interface supported by the ONT | 7.3.62 | +| 802.11 Station Management data 1 | CR | Used for IEEE 802.11 interface supported by the ONT | 7.3.57 | +| 802.11 Station Management data 2 | CR | Used for IEEE 802.11 interface supported by the ONT | 7.3.58 | +| 802.1p Mapper Service Profile | CR | Used for 802.1p Priority Mapping of data interfaces | 7.3.95 | +| AAL 1 Profile B-PON | CR | Used when the ONT supports CES UNIs | 7.3.8 | +| AAL 1 Protocol Monitoring History Data B-PON | O | Used when AAL 1 layer performance monitoring is supported | 7.3.9 | +| AAL 2 CPS Protocol Monitoring History Data B-PON | O | Used when AAL 2 layer performance monitoring is supported | 7.3.20 | +| AAL 2 Profile B-PON | CR | Used when the ONT supports AAL 2 | 7.3.18 | +| AAL 2 PVC Profile B-PON | CR | Used when the ONT supports AAL 2 PVC | 7.3.19 | + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/
Optional
| Description | Defined in
clause
| +|--------------------------------------------------------------|-------------------------------|----------------------------------------------------------------|------------------------------| +| AAL 2 SSCS Parameter Profile 1 | CR | Used when the ONT supports AAL 2 SSCS | 7.3.22 | +| AAL 2 SSCS Parameter Profile 2 | CR | Used when the ONT supports AAL 2 SSCS | 7.3.23 | +| AAL 2 SSCS Protocol Monitoring History Data B-PON | CR | Used when AAL 2 layer performance monitoring is supported | 7.3.21 | +| AAL 5 Profile B-PON | CR | Used when the ONT supports LAN UNIs | 7.3.10 | +| AAL 5 Protocol Monitoring History Data B-PON | O | Used when AAL 5 layer performance monitoring is supported | 7.3.11 | +| ADSL ATU-C Channel Performance Monitoring History Data | O | Performance monitoring data for an ADSL ATU-C channel | 7.3.79 | +| ADSL ATU-C Performance Monitoring History Data | O | Performance monitoring data for an ADSL ATU-C modem Path | 7.3.77 | +| ADSL ATU-R Channel Performance Monitoring History Data | O | Performance monitoring data for an ADSL ATU-R Channel | 7.3.80 | +| ADSL ATU-R Performance Monitoring History Data | O | Performance monitoring data for an ADSL ATU-R modem path | 7.3.78 | +| ADSL Channel Configuration Profile | CR | Contains Configuration for a Channel | 7.3.72 | +| ADSL Channel Downstream Status Data | CR | Contains status on the Downstream Channel | 7.3.67 | +| ADSL Channel Upstream Status Data | CR | Contains status on the Upstream Channel | 7.3.68 | +| ADSL Downstream PSD Mask Profile | CR | Contains Masking information for the Downstream PSD | 7.3.75 | +| ADSL Downstream RFI Bands Profile | CR | Contains information on the Downstream RFI Bands | 7.3.76 | +| ADSL Line Configuration Profile Part 1 | CR | Contains the Line Parameters for an ADSL line | 7.3.69 | +| ADSL Line Configuration Profile Part 2 | CR | Contains the Line Parameters for an ADSL line | 7.3.70 | +| ADSL Line Configuration Profile Part 3 | CR | Contains the Line Parameters for an ADSL line | 7.3.71 | +| ADSL Line Inventory and Status Data Part 1 | CR | Contains the inventory and status information on the ADSL Line | 7.3.65 | +| ADSL Line Inventory and Status Data Part 2 | CR | Contains the inventory and status information on the ADSL Line | 7.3.66 | +| ADSL Subcarrier Masking Downstream Profile | CR | Contains masking information for the Downstream subcarriers | 7.3.73 | +| ADSL Subcarrier Masking Upstream Profile | CR | Contains masking information for the Upstream subcarriers | 7.3.74 | + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/
Optional
| Description | Defined in
clause
| +|------------------------------------------------------------|-------------------------------|--------------------------------------------------------------------|------------------------------| +| ANI | O | PON IF, description purposes only, see clause 7.2 (ANI Management) | 7.2.2 | +| ARP Configuration Data | CR | Used for IP Port supported by the ONT | 7.3.47 | +| ARP Service Profile | CR | Used for IP Port supported by the ONT | 7.3.46 | +| ATM VC Cross-Connection | O | Used for VC multiplexing with VCI translation in the ONU | 7.4.5 | +| ATM VP Cross-Connection | CR | Used for VP multiplexing with VPI translation in the ONT | 7.4.2 | +| CES Physical Interface Monitoring History Data | O | Used for the CES interface performance monitoring | 7.3.15 | +| CES Service Profile B-PON | CR | Used for CES services supported by the ONT | 7.3.12 | +| Ethernet Performance Monitoring History Data | O | Used for Ethernet interface performance monitoring | 7.3.14 | +| Ethernet Performance Monitoring History Data 2 | O | Used for Ethernet performance monitoring | 7.3.55 | +| ICMP PM History Data 1 | O | Used for ICMP performance monitoring | 7.3.42 | +| ICMP PM History Data 2 | O | Used for ICMP performance monitoring | 7.3.43 | +| Interworking VCC Termination Point | CR | Used for non-ATM UNIs | 7.3.7 | +| IP Port Configuration Data | CR | Used for IP Port supported by the ONT | 7.3.37 | +| IP Route Table | CR | Used for IP Router supported by the ONT | 7.3.44 | +| IP Router Configuration Data | CR | Used for IP Router supported by the ONT | 7.3.39 | +| IP Router PM History Data 1 | O | Used for IP Router performance monitoring | 7.3.40 | +| IP Router PM History Data 2 | O | Used for IP Router performance monitoring | 7.3.41 | +| IP Router Service Profile | CR | Used for IP Router supported by the ONT | 7.3.38 | +| IP Static Routes | CR | Used for IP Router supported by the ONT | 7.3.45 | +| LES Service Profile | CR | Used for LES services supported by the ONT | 7.3.25 | +| Logical N × 64 kbit/s Sub-port ConnectionTermination Point | CR | Used as logical interface for structured CES | 7.3.4 | +| MAC Bridge Configuration Data | CR | Used for MAC bridge supported by the ONT | 7.3.30 | +| MAC Bridge PM History Data | O | Used for MAC bridge performance monitoring | 7.3.35 | +| MAC Bridge Port Bridge Table Data | CR | Used for MAC bridge supported by the ONT | 7.3.34 | +| MAC Bridge Port Configuration Data | CR | Used for MAC bridge supported by the ONT | 7.3.31 | +| MAC Bridge Port Designation Data | CR | Used for MAC bridge supported by the ONT | 7.3.32 | + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/
Optional
| Description | Defined in
clause
| +|-------------------------------------------------|-------------------------------|-------------------------------------------------------------------------------------------------|------------------------------| +| MAC Bridge Port Filter Preassign Table | O | Used for Ether type filtering | 7.3.51 | +| MAC Bridge Port Filter Table Data | CR | Used for MAC bridge supported by the ONT | 7.3.33 | +| MAC Bridge Port PM History Data | O | Used for MAC bridge port performance monitoring | 7.3.36 | +| MAC Bridge Service Profile | CR | Used for MAC bridge supported by the ONT | 7.3.29 | +| Multicast Interworking VCC Termination Point | CR | Used to manage multicasting support | 7.3.97 | +| OLT B-PON | O | Used for OLT identification for interoperability facilitation | 7.3.96 | +| ONT Data | R | Used for OMCI MIB management | 7.1.2 | +| ONT B-PON | R | Used for ONT equipment management | 7.1.1 | +| ONU B-PON | O | Used for ONU equipment management | 7.1.8 | +| Physical Path Termination Point 802.11 UNI | CR | Used for IEEE 802.11 interface supported by the ONT | 7.3.56 | +| Physical Path Termination Point ADSL UNI Part 1 | CR | Used for the physical path termination point at an ADSL CO modem | 7.3.63 | +| Physical Path Termination Point ADSL UNI Part 2 | CR | Used for the physical path termination point at an ADSL CO modem | 7.3.64 | +| Physical Path Termination Point ATM UNI | CR | Used for physical path termination point at the ATM UNI | 7.3.1 | +| Physical Path Termination Point CES UNI | CR | Used for physical path termination point at the CES UNI | 7.3.3 | +| Physical Path Termination Point Ethernet UNI | CR | Used for physical path termination point at the Ethernet UNI | 7.3.2 | +| Physical Path Termination Point ISDN UNI | O | Used for ISDN port supported by the ONT | 7.3.48 | +| Physical Path Termination Point LCT UNI | O | Used for local craft terminal port | 7.3.54 | +| Physical Path Termination Point POTS UNI | CR | Used for physical path trail termination point at the POTS UNI | 7.3.26 | +| Physical Path Termination Point VDSL UNI | CR | Used for the physical path termination point at a VDSL connection | 7.3.82 | +| Physical Path Termination Point Video ANI | O | Used for video input port | 7.3.53 | +| Physical Path Termination Point Video UNI | O | Used for video port | 7.3.52 | +| PON IF Line Card | CR | Used for the PON line card plug-in, only used if PON interface is implemented on a plug-in unit | 7.1.6 | + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/
Optional
| Description | Defined in
clause
| +|-----------------------------------------------------------|-------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------| +| PON IF Line Cardholder | CR | Used for the PON line card plug-in slot, only used if PON interface is implemented on a plug-in unit | 7.1.5 | +| PON Physical Path Termination Point | O | Used for physical path at the ANI, description purpose only, see 7.2 (ANI Management) | 7.2.1 | +| PON TC Adapter | O | Used for TC layer at PON interface, description purpose only, see 7.2 (ANI Management) | 7.2.3 | +| Priority Queue B-PON | CR | Used for ONTs that support priority queues to multiplex ATM traffic flows | 7.5.1 | +| Software Image | R | Used for the software image of the ONT. Software image for the subscriber line cards is optional | 7.1.7 | +| Subscriber Line Card | CR (Note) | Used for the UNI line card plug-in | 7.1.4 | +| Subscriber Line Cardholder | CR (Note) | Used for the UNI line card plug-in slot | 7.1.3 | +| TC Adapter Protocol Monitoring History Data | O | Used when TC layer performance monitoring is supported | 7.3.16 | +| TC Adapter B-PON | CR | Used for TC layer at the UNI side for the ATM UNI | 7.3.6 | +| TC Adaptor Performance Monitoring History Data
ADSL | O | Performance monitoring data for the ADSL ATM Data Path | 7.3.81 | +| T-CONT Buffer | CR | Used when one or more T-CONT buffers are supported. | 7.2.4 | +| Threshold Data B-PON | CR | Used for the set-up of threshold values | 7.3.17 | +| Traffic Descriptors | CR | Used for the ONT that supports traffic shaper to specify ATM layer traffic characteristics in the case of accommodation of non-ATM UNI. Moreover, in the case of accommodation of ATM UNI, Traffic Descriptors may be used for the UPC function in the ONT, if it is required. | 7.5.2 | +| Traffic Scheduler | CR | Used when Traffic Scheduler is used. | 7.5.5 | +| UNI B-PON | R | User network interface | 7.3.5 | +| UPC Disagreement Monitoring History Data B-PON | CR | Used for the ONT that supports UPC | 7.5.4 | +| VC Network CTP B-PON | O | Used for VC link termination in the VC MUX | 7.4.4 | +| VC PM History Data | O | Used for VC performance monitoring | 7.4.6 | +| VDSL Band Plan Configuration Profile | CR | Parameters used to configure a VDSL Band Plan Configuration Profile. | 7.3.88 | +| VDSL Channel Configuration Profile | CR | Parameters used to configure a VDSL Channel Configuration Profile | 7.3.87 | + +**Table 1/G.983.2 – Managed entities in the OMCI** + +| Managed entity | Required/
Optional
| Description | Defined in
clause
| +|--------------------------------------------------------|-------------------------------|-----------------------------------------------------------------|------------------------------| +| VDSL Channel Data | CR | Contains the Channel Parameters for VDSL Fast and Slow channels | 7.3.85 | +| VDSL Line Configuration Profile | CR | Parameters used to configure a VDSL Line Configuration Profile | 7.3.86 | +| VDSL VTU-O Channel Performance Monitoring History Data | O | Performance monitoring data for a VDSL VTU-O channel | 7.3.91 | +| VDSL VTU-O Physical Data | CR | Contains the Physical Layer Parameters for a VTU-O | 7.3.83 | +| VDSL VTU-O Physical Interface Monitoring History Data | O | Monitoring Data for a VDSL VTU-O Physical Interface | 7.3.89 | +| VDSL VTU-R Channel Performance Monitoring History Data | O | Performance monitoring data for an VDSL VTU-R channel | 7.3.92 | +| VDSL VTU-R Physical Data | CR | Contains the Physical Layer Parameters for a VTU-R | 7.3.84 | +| VDSL VTU-R Physical Interface Monitoring History Data | O | Monitoring Data for a VDSL VTU-R Physical Interface | 7.3.90 | +| Video Return Path Service Profile | CR | Used for Video Return Path service | 7.3.93 | +| Video Return Path Statistics | O | Used for Video Return Path service | 7.3.94 | +| VLAN Tagging Filter Data | O | Used for VLAN tagging | 7.3.50 | +| VLAN Tagging Operation Configuration Data | O | Used for VLAN tagging | 7.3.49 | +| Voice CTP | CR | Used for Voice termination point supported by the ONT | 7.3.27 | +| Voice PM History Data | O | Used for voice performance monitoring | 7.3.28 | +| Voice Service Profile AAL | CR | Used for AAL Voice services supported by the ONT | 7.3.24 | +| VP Network CTP B-PON | R | Used for the VP link termination in the VP Mux | 7.4.1 | +| VP PM History Data | O | Used for VP performance monitoring | 7.4.3 | + +NOTE – The preferred solution is that the Subscriber Line Card and Subscriber Line Cardholder managed entities should always be modelled, regardless of whether or not the ONT has integrated interfaces; however, for reasons of backward compatibility, these managed entities remain as "CR." + +## 6.2 Managed entity relation diagrams + +The relationships between the required managed entities are given in Figures 13 to 31. Figure 13 gives the legend of symbols used in these diagrams. Note that the Threshold DataB-PON managed entity may be associated with any managed entity that has thresholded counters. This is indicated by a special symbol to reduce congestion on the figures. Also note that several managed entities in the figures are optional or conditionally required; hence, they may not be used in some implementations. + +![Legend for managed entity relation diagrams showing various entity types and their relationships.](dcb5711d118ae6753b0e12f86eda37db_img.jpg) + +The diagram illustrates the legend for managed entity relation diagrams. It includes the following elements: + +- Managed entity A** (rectangle): Entity created by the ONT +- Managed entity B** (oval): Entity created by the OLT +- Managed entity C** (double-bordered oval): A Performance Monitoring (PM) entity, always created by the OLT, and associated with an instance of Threshold DataB-PON +- Managed entity A** (rectangle) → **Managed entity B** (oval): Entity A has explicit pointer to Entity B +- Managed entity A** (rectangle) - - - **Managed entity B** (oval): Entity A has implicit ID relationship to Entity B (M.E. IDs are equal, or use structured numbering) +- Managed entity A** (rectangle) 1 → 0..X **Managed entity B** (oval): There can be 0..X instances of A related to B +- Managed entity A** (rectangle) 1 - - - 1 **Managed entity B** (rectangle): There is a 1 to 1 relationship of A to B +- OR** symbol (circle with 'OR' inside): Only one of the connections shown is active for any one instance + +G.983.2\_F13 + +Legend for managed entity relation diagrams showing various entity types and their relationships. + +Figure 13/G.983.2 – Legend for managed entity relation diagrams + +![Managed entity relation diagram for non-integrated interfaces (Figure 14/G.983.2).](11edb7fcedf09ac6a817f8d7b8c61eec_img.jpg) + +``` + +graph TD + SoftwareImage[Software image] -- 1 --- SubscriberLineCardholder[Subscriber line cardholder] + SoftwareImage -- 1 --- PONIFLineCardholder[PON IF line cardholder] + SoftwareImage -- 1 --- ONTB-PON[ONTB-PON] + ONTData[ONT data] -- 1 --- ONTB-PON + ONTB-PON -- 0..256 --- T-CONTBuffer1[T-CONT buffer] + ONTB-PON -- 1.127 --- SubscriberLineCardholder + ONTB-PON -- 1.127 --- PONIFLineCardholder + SubscriberLineCardholder -- 0..1 --- SubscriberLineCard[Subscriber line card] + PONIFLineCardholder -- 0..1 --- PONIFLineCard[PON IF line card] + SubscriberLineCard -- 1..255 --- PPTPUNI[PPTP UNI] + SubscriberLineCard -- 0..256 --- PriorityQueue1[Priority queue] + PONIFLineCard -- 0..256 --- T-CONTBuffer2[T-CONT buffer] + PONIFLineCard -- 1.255 --- PONPPTP[PON PPTP] + ONTB-PON -- 0..256 --- TrafficScheduler1[Traffic scheduler] + ONTB-PON -- 0..256 --- TrafficScheduler2[Traffic scheduler] + TrafficScheduler1 -- 1 --- PriorityQueue1 + TrafficScheduler2 -- 1 --- T-CONTBuffer2 + PPTPUNI -- 1 --- TCAdapter[TC adapter] + PPTPUNI -- 1 --- UNI[UNI] + PONPPTP -- 1 --- ANI[ANI] + PONPPTP -- 1 --- PONTCAdapter[PON TC adapter] + PriorityQueue2[Priority queue] -- 1 --- ONTB-PON + PriorityQueue3[Priority queue] -- 1 --- ANI + +``` + +The diagram illustrates the managed entity relations for non-integrated interfaces. At the top is the **Software image**, which connects to the **Subscriber line cardholder** (0,2), the **PON IF line cardholder** (0,2), and the **ONTB-PON** (1). The **ONTB-PON** is a central hub connected to **ONT data** (1), **T-CONT buffer** (0..256), **Traffic scheduler** (0..256), and **Priority queue** (1). It also connects to the **Subscriber line cardholder** and **PON IF line cardholder** with a multiplicity of 1.127. The **Subscriber line cardholder** connects to the **Subscriber line card** (0..1), which in turn connects to **PPTP UNI** (1..255) and a **Priority queue** (0..256). The **PPTP UNI** connects to the **UNI** and **TC adapter**. On the right side, the **PON IF line cardholder** connects to the **PON IF line card** (0..1), which connects to **T-CONT buffer** (0..256) and **PON PPTP** (1.255). The **PON PPTP** connects to the **ANI** and **PON TC adapter**. Various traffic schedulers and priority queues mediate the flow between these entities. The diagram is identified as G.983.2\_F14. + +Managed entity relation diagram for non-integrated interfaces (Figure 14/G.983.2). + +**Figure 14/G.983.2 – Managed entity relation diagram for non-integrated interfaces** + +NOTE – Physical Path Termination Point refers to any/all actual physical trails (CES, Ethernet, ATM, etc.). However, the relationship between Physical Path Termination Point and TC AdapterB-PON is only applied for Physical Path Termination Point ATM UNI. + +Figure 14 shows an ONT with cardholders on both UNI and ANI side (an ONT with integrated interfaces on the UNI and/or ANI side can be modelled by Figure 14 as well, since integrated interfaces use "pseudo" Subscriber Line Cards and Cardholders). Note that extensions of Figure 14 are possible as well, e.g., an ONT with several Subscriber Line Cardholders on the UNI side and one integrated PON interface. + +As for the ATM functions, there are 12 possible models allowed for ONTs: with four models for the ATM interfaces, and eight models for the non-ATM interfaces. The six VP models are illustrated in Figures 15 to 20. It should be noted that in each diagram, the term "VP" can be replaced with "VC", to produce the VC model. + +![Managed entity relation diagram for ATM interfaces with VP level cross-connections and priority queue-based traffic management. The diagram shows the relationship between various network entities on the UNI and ANI sides of an ONT.](dcf37c460c66ec011dbe6ca08de44ff9_img.jpg) + +The diagram illustrates the managed entity relations for ATM interfaces with VP level cross-connections and priority queue-based traffic management. It is divided into two main sides: UNI (User Network Interface) and ANI (ATM Network Interface). + +- UNI Side:** + - VP network CTPB-PON (UNI side)** is connected to **ATM VP XC** (1:1) and **VP PM history data (upstream)** (0..1:1). + - VP network CTPB-PON (UNI side)** is connected to **Priority queue (downstream)** (1:0..256) and **UNI** (1:0..256). + - UNI** is connected to **PPTP UNI** (1:1) and **TC adapter** (1:1). + - TC adapter** is connected to **TC adapter PM history data** (0..1:1). +- ANI Side:** + - VP network CTPB-PON (ANI side)** is connected to **ATM VP XC** (1:1) and **VP PM history data (downstream)** (0..1:1). + - VP network CTPB-PON (ANI side)** is connected to **Priority queue (upstream)** (1:0..4096) and **ANI** (1:0..4096). + - ANI** is connected to **PON PPTP** (1:1) and **PON TC adapter** (1:1). + - PON TC adapter** is connected to **TC adapter PM history data** (0..1:1). +- Traffic Management:** + - Priority queue (downstream)** and **Priority queue (upstream)** are connected to **OR** nodes (0..n:0..1). + - The **OR** nodes are connected to a **Traffic scheduler** (0..n:0..1). + - The **Traffic scheduler** is connected to another **OR** node (0..n:0..1). + - The final **OR** node is connected to a **T-CONT buffer** (0..m:0..m). + +Managed entity relation diagram for ATM interfaces with VP level cross-connections and priority queue-based traffic management. The diagram shows the relationship between various network entities on the UNI and ANI sides of an ONT. + +G.983.2\_F15 + +**Figure 15/G.983.2 – Managed entity relation diagram for ATM interfaces with VP level cross-connections and priority queue-based traffic management** + +![Managed entity relation diagram for ATM interfaces with VP level cross-connections and cell rate-based traffic management. The diagram shows entities like UPC disagree monitoring, VP PM history data (upstream/downstream), Traffic descriptor (UPC), ATM VP XC, VP network CTP (UNI/ANI side), PPTP UNI, UNI, TC adapter, TC adapter PM history data, PON PPTP, ANI, and PON TC adapter with their relationships and multiplicities.](692541e65db4dc852988ce77ebb60ce5_img.jpg) + +The diagram illustrates the managed entity relations for ATM interfaces with VP level cross-connections and cell rate-based traffic management. It is organized into two main vertical paths: UNI (User Network Interface) on the left and ANI (ATM Network Interface) on the right, connected by a central ATM VP XC (Cross-Connection) entity. + +- UNI Path (Left):** + - UPC disagree monitoring** (rounded rectangle) is connected to **VP network CTPB-PON (UNI side)** with a multiplicity of 1. + - VP PM history data (upstream)** (rounded rectangle) is connected to **VP network CTPB-PON (UNI side)** with a multiplicity of 1. + - Traffic descriptor (UPC)** (rounded rectangle) is connected to **VP network CTPB-PON (UNI side)** with a multiplicity of 0..x. + - Priority queue (downstream)** (rectangle) is connected to **VP network CTPB-PON (UNI side)** with a multiplicity of 0..256. + - VP network CTPB-PON (UNI side)** (rounded rectangle) is connected to **UNI** (rectangle) with a multiplicity of 1. + - PPTP UNI** (rectangle) is connected to **UNI** with a multiplicity of 1. + - TC adapter** (rectangle) is connected to **UNI** with a multiplicity of 1. + - TC adapter PM history data** (rounded rectangle) is connected to **TC adapter** with a multiplicity of 0..1. +- ATM VP XC (Central):** + - Connected to **VP network CTPB-PON (UNI side)** with a multiplicity of 1. + - Connected to **VP network CTPB-PON (ANI side)** with a multiplicity of 1. +- ANI Path (Right):** + - VP PM history data (downstream)** (rounded rectangle) is connected to **VP network CTPB-PON (ANI side)** with a multiplicity of 1. + - Traffic descriptor (upstream)** (rounded rectangle) is connected to **VP network CTPB-PON (ANI side)** with a multiplicity of 0..x. + - VP network CTPB-PON (ANI side)** (rounded rectangle) is connected to **ANI** (rectangle) with a multiplicity of 1. + - PON PPTP** (rectangle) is connected to **ANI** with a multiplicity of 1. + - PON TC adapter** (rectangle) is connected to **ANI** with a multiplicity of 1. + - TC adapter PM history data** (rounded rectangle) is connected to **PON TC adapter** with a multiplicity of 0..1. + +Multiplicities are indicated on the lines connecting the entities. For example, the connection between **VP network CTPB-PON (UNI side)** and **UNI** shows a multiplicity of 1 at the UNI side and 0..256 at the CTP side. + +Managed entity relation diagram for ATM interfaces with VP level cross-connections and cell rate-based traffic management. The diagram shows entities like UPC disagree monitoring, VP PM history data (upstream/downstream), Traffic descriptor (UPC), ATM VP XC, VP network CTP (UNI/ANI side), PPTP UNI, UNI, TC adapter, TC adapter PM history data, PON PPTP, ANI, and PON TC adapter with their relationships and multiplicities. + +G.983.2\_F16 + +**Figure 16/G.983.2 – Managed entity relation diagram for ATM interfaces with VP level cross-connections and cell rate-based traffic management** + +![Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and priority queue-based traffic management. The diagram shows entities like VP PM history data, ATM VP XC, VP network CTP, Interworking VCC TP, Traffic scheduler, T-CONT buffer, ANI, PON PTPP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities.](08dce7ad4c512fdf0c0cde60415fade6_img.jpg) + +``` + + graph TD + VP_PM_Hist_UP[VP PM history data (upstream)] -- 1 --> VP_Net_CTP_UNI[VP network CTPB-PON (UNI side)] + VP_PM_Hist_DOWN[VP PM history data (downstream)] -- 1 --> VP_Net_CTP_ANI[VP network CTPB-PON (ANI side)] + + VP_Net_CTP_UNI -- 1 --> ATM_VP_XC[ATM VP XC] + ATM_VP_XC -- 1 --> VP_Net_CTP_ANI + + VP_Net_CTP_UNI -- 0..1 --> PQ_DOWN[Priority queue (downstream)] + PQ_DOWN -- 0..256 --> VP_Net_CTP_UNI + + VP_Net_CTP_UNI -- 0..z --> AAL_Profile[AAL profile] + AAL_Profile -- 1 --> VP_Net_CTP_UNI + + VP_Net_CTP_UNI -- 0..y --> I_VCC_TP[Interworking VCC TP] + I_VCC_TP -- 1 --> VP_Net_CTP_UNI + + I_VCC_TP -- 1 --> Service_Profile[Service profile] + Service_Profile -- 0..w --> I_VCC_TP + + I_VCC_TP -- 1 --> To_ITP[To interworking termination point] + + VP_Net_CTP_ANI -- 0..1 --> PQ_UP[Priority queue (upstream)] + PQ_UP -- 0..4096 --> VP_Net_CTP_ANI + + VP_Net_CTP_ANI -- 1 --> ANI[ANI] + ANI -- 0..4096 --> VP_Net_CTP_ANI + + ANI -- 1 --> PON_PTPP[PON PTPP] + PON_PTPP -- 1 --> ANI + + PON_PTPP -- 1 --> PON_TC_Adapter[PON TC adapter] + PON_TC_Adapter -- 1 --> PON_PTPP + + PON_TC_Adapter -- 0..1 --> TC_Adapter_Hist[TC adapter PM history data] + TC_Adapter_Hist -- 1 --> PON_TC_Adapter + + PQ_UP -- 0..1 --> OR1((OR)) + OR1 -- 0..n --> TS[Traffic scheduler] + + TS -- 0..n --> OR2((OR)) + OR2 -- 0..1 --> TS + + OR2 -- 0..m --> T_CONT_Buffer[T-CONT buffer] + T_CONT_Buffer -- 0..m --> OR2 + +``` + +Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and priority queue-based traffic management. The diagram shows entities like VP PM history data, ATM VP XC, VP network CTP, Interworking VCC TP, Traffic scheduler, T-CONT buffer, ANI, PON PTPP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities. + +G.983.2\_F17 + +**Figure 17/G.983.2 – Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and priority queue-based traffic management** + +![Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and cell rate-based traffic management. The diagram shows entities like UPC disagree monitoring, VP PM history data (upstream/downstream), Traffic descriptor (UPC), ATM VP XC, VP network CTP (UNI/ANI side), AAL profile, Service profile, Interworking VCC TP, ANI, PON PTP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities.](7ae836e598020d937ed1478c2ef13025_img.jpg) + +``` + + graph TD + subgraph UNI_Side [UNI side] + direction TB + UP[UPC disagree monitoring] + VPHU[VP PM history data (upstream)] + TPU[Traffic descriptor (UPC)] + PQ[Priority queue (downstream)] + VNC[VP network CTPB-PON (UNI side)] + IP[Interworking VCC TP] + SP[Service profile] + TVU[Traffic descriptor (upstream)] + VNC -- 1 --> UP + VNC -- 1 --> VPHU + VNC -- 0..1 --> TPU + VNC -- 1 --> PQ + VNC -- 0..y --> IP + IP -- 1 --> SP + IP -- 0..1 --> TO_ITP[To interworking termination point] + IP -- 1 --> TVU + end + + subgraph ANI_Side [ANI side] + direction TB + VPHD[VP PM history data (downstream)] + AVC[ATM VP XC] + VNA[VP network CTPB-PON (ANI side)] + ANI[ANI] + PTP[PON PTP] + PTA[PON TC adapter] + TAPM[TC adapter PM history data] + VNA -- 1 --> VPHD + VNA -- 1 --> AVC + VNA -- 0..1 --> ANI + ANI -- 1 --> PTP + ANI -- 1 --> PTA + PTA -- 0..1 --> TAPM + end + + VNC -- 1 --> AVC + AVC -- 1 --> VNA + +``` + +Detailed description of the diagram: The diagram illustrates the managed entity relations for non-ATM interfaces with VP level cross-connections and cell rate-based traffic management. It is divided into two main sections: UNI (User Network Interface) side and ANI (ATM Network Interface) side, connected by an ATM VP XC (ATM Virtual Path Cross-Connection) entity. On the UNI side, the VP network CTPB-PON (UNI side) is the central entity, connected to a Priority queue (downstream), a Traffic descriptor (UPC), an Interworking VCC TP, and a Service profile. It also connects to monitoring entities like VP PM history data (upstream) and UPC disagree monitoring. The Interworking VCC TP connects to an AAL profile, a Service profile, and an external 'To interworking termination point'. On the ANI side, the VP network CTPB-PON (ANI side) connects to the ATM VP XC, a Traffic descriptor (upstream), and the ANI (ATM Network Interface). The ANI connects to a PON PTP (Packet Transfer Point) and a PON TC adapter, which in turn connects to a TC adapter PM history data entity. Multiplicities are indicated on the relationship lines, such as 1, 0..1, 0..256, 0..x, 0..y, 0..z, 0..w, and 0..4096. + +Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and cell rate-based traffic management. The diagram shows entities like UPC disagree monitoring, VP PM history data (upstream/downstream), Traffic descriptor (UPC), ATM VP XC, VP network CTP (UNI/ANI side), AAL profile, Service profile, Interworking VCC TP, ANI, PON PTP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities. + +G.983.2\_F18 + +**Figure 18/G.983.2 – Managed entity relation diagram for non-ATM interfaces with VP level cross-connections and cell rate-based traffic management** + +![Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and priority queue-based traffic management. The diagram shows the relationships between various network management entities including VP PM history data, Traffic scheduler, Priority Queues, VP network CTP, ANI, PON PPTP, PON TC adapter, and TC adapter PM history data, all connected to a central Interworking VCC TP.](f9c64800d9bace9b4315646d1057be3c_img.jpg) + +``` + + graph TD + VCC[Interworking VCC TP] -- "1" --> VPCTP[VP network CTP
CTPB-PON (ANI side)] + VCC -- "1" --> AAL[AAL profile] + VCC -- "1" --> Service[Service profile] + VCC -- "1" --> ToITP[To interworking termination point] + + VPCTP -- "0..y" --> VCC + VPCTP -- "1" --> VPCTP + VPCTP -- "0..4096" --> PQD[Priority Queue (downstream)] + + PQD -- "0..1" --> TS[Traffic scheduler] + + TS -- "0..n" --> OR1((OR)) + OR1 -- "0..m" --> TB[T-CONT buffer] + + TB -- "0..m" --> OR2((OR)) + OR2 -- "0..n" --> TS + OR2 -- "0..1" --> PQU[Priority queue (upstream)] + + PQU -- "0..4096" --> VPCTP + + VPCTP -- "1" --> ANI[ANI] + + ANI -- "0..4096" --> VPCTP + ANI -- "1" --> PPTP[PON PPTP] + + PPTP -- "1" --> TC[PON TC adapter] + + TC -- "0..1" --> TPM[TC adapter PM history data] + + TPM -- "1" --> VPCTP + + VPCTP -- "1" --> VPM[VP PM history data (downstream)] + + VPM -- "1" --> PQD + +``` + +The diagram illustrates the managed entity relations for non-ATM interfaces with VP level non-cross-connect and priority queue-based traffic management. At the center is the **Interworking VCC TP**, which is connected to an **AAL profile**, a **Service profile**, and a **To interworking termination point**. It also connects to the **VP network CTPB-PON (ANI side)**. The **VP network CTPB-PON (ANI side)** is connected to the **ANI**, which in turn connects to the **PON PPTP** and **PON TC adapter**. The **PON TC adapter** connects to the **TC adapter PM history data**, which then connects back to the **VP network CTPB-PON (ANI side)**. The **VP network CTPB-PON (ANI side)** also connects to the **Priority Queue (downstream)**, which connects to the **Traffic scheduler**. The **Traffic scheduler** connects to an **OR** node, which then connects to the **T-CONT buffer**. The **T-CONT buffer** connects to another **OR** node, which then connects to the **Traffic scheduler** and the **Priority queue (upstream)**. The **Priority queue (upstream)** connects back to the **VP network CTPB-PON (ANI side)**. Finally, the **VP network CTPB-PON (ANI side)** connects to the **VP PM history data (downstream)**, which then connects to the **Priority Queue (downstream)**. + +Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and priority queue-based traffic management. The diagram shows the relationships between various network management entities including VP PM history data, Traffic scheduler, Priority Queues, VP network CTP, ANI, PON PPTP, PON TC adapter, and TC adapter PM history data, all connected to a central Interworking VCC TP. + +G.983.2\_F19 + +**Figure 19/G.983.2 – Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and priority queue-based traffic management** + +![Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and cell rate-based traffic management. The diagram shows entities like VP PM history data (downstream), Priority Queue (downstream), VP network CTP_B-PON (ANI side), AAL profile, Service profile, Interworking VCC TP, Traffic descriptor (upstream), ANI, PON PPTP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities.](e451401f8fa77b466f401d5fce15b26c_img.jpg) + +``` + + graph TD + VP_PM_History[VP PM history data (downstream)] -- 1 --> VP_Net_CTP[VP network CTPB-PON (ANI side)] + VP_Net_CTP -- 0..1 --> Priority_Queue[Priority Queue (downstream)] + Priority_Queue -- 0..4096 --> VP_Net_CTP + VP_Net_CTP -- 1 --> Traffic_Desc[Traffic descriptor (upstream)] + Traffic_Desc -- 0..x --> VP_Net_CTP + VP_Net_CTP -- 0..y --> Interworking_VCC[Interworking VCC TP] + Interworking_VCC -- 1 --> AAL_Profile[AAL profile] + AAL_Profile -- 0..z --> Interworking_VCC + Interworking_VCC -- 1 --> Service_Profile[Service profile] + Service_Profile -- 0..w --> Interworking_VCC + Interworking_VCC -- 1 --> To_WTP[To interworking termination point] + To_WTP -- 0..1 --> Interworking_VCC + VP_Net_CTP -- 1 --> ANI[ANI] + ANI -- 0..4096 --> VP_Net_CTP + ANI -- 1 --> PON_PPTP[PON PPTP] + PON_PPTP -- 1 --> PON_TC_Adapter[PON TC adapter] + PON_TC_Adapter -- 1 --> PON_PPTP + PON_TC_Adapter -- 0..1 --> TC_Adapter_PM_History[TC adapter PM history data] + TC_Adapter_PM_History -- 1 --> PON_TC_Adapter + +``` + +G.983.2\_F20 + +Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and cell rate-based traffic management. The diagram shows entities like VP PM history data (downstream), Priority Queue (downstream), VP network CTP\_B-PON (ANI side), AAL profile, Service profile, Interworking VCC TP, Traffic descriptor (upstream), ANI, PON PPTP, PON TC adapter, and TC adapter PM history data with their relationships and multiplicities. + +**Figure 20/G.983.2 – Managed entity relation diagram for non-ATM interfaces with VP level non-cross-connect and cell rate-based traffic management** + +Figures 21 to 31 show the relation diagrams for the non-ATM interfaces supported to date in the OMCI. Please note that the Interworking VCC TP managed entity is common between Figures 17 to 20 and between Figures 21 to 31. The diagrams are partitioned in this way for brevity and clarity. + +![Managed entity relation diagram for MAC Bridged LAN interfaces. The diagram shows various managed entities and their relationships. Entities include AAL 5 PM history data, Bridge port PM history data, VLAN tagging filter, Bridge port designation, Bridge port bridge table, Bridge port filter table, Bridge port filter preassign, Bridge PM history data, MAC bridge service profile, MAC bridge port config data, MAC bridge config data, UNI, PPTP Ethernet UNI, VLAN tagging operation, Ethernet PM history data, and Ethernet PM history data 2. Relationships are shown with lines and multiplicity labels such as 1, 0..1, 0..z, 0..w, 0..m, 0..p, 8, and 1. An 'OR' node is present between the 802.1p mapper service profile and the MAC bridge port config data. A 'To VP CTP' label is also present.](ed48e24e36ea0501953177401c900f86_img.jpg) + +The diagram illustrates the managed entity relations for MAC Bridged LAN interfaces. It features the following entities and relationships: + +- AAL 5 PM history data** (1) is associated with **Interworking VCC TP** (0..1). +- Bridge port PM history data** (1) is associated with **Bridge port bridge table** (1). +- VLAN tagging filter** (1) is associated with **Bridge port bridge table** (1). +- Bridge port designation** (1) is associated with **Bridge port bridge table** (1). +- Bridge port filter table** (1) is associated with **Bridge port bridge table** (1). +- Bridge port filter preassign** (1) is associated with **Bridge port bridge table** (1). +- Bridge PM history data** (1) is associated with **MAC bridge service profile** (0..1). +- MAC bridge service profile** (1) is associated with **MAC bridge port config data** (0..p). +- MAC bridge config data** (1) is associated with **MAC bridge service profile** (1). +- MAC bridge port config data** (1) is associated with **MAC bridge service profile** (0..p). +- MAC bridge port config data** (1) is associated with **Bridge port filter preassign** (1). +- MAC bridge port config data** (1) is associated with **Bridge port filter table** (1). +- MAC bridge port config data** (1) is associated with **Bridge port bridge table** (1). +- MAC bridge port config data** (1) is associated with **Bridge port designation** (1). +- MAC bridge port config data** (1) is associated with **Bridge port PM history data** (1). +- UNI** (1) is associated with **PPTP Ethernet UNI** (1). +- PPTP Ethernet UNI** (1) is associated with **MAC bridge port config data** (0..1). +- PPTP Ethernet UNI** (1) is associated with **VLAN tagging filter** (1). +- PPTP Ethernet UNI** (1) is associated with **VLAN tagging operation** (1). +- PPTP Ethernet UNI** (1) is associated with **Ethernet PM history data** (1). +- PPTP Ethernet UNI** (1) is associated with **Ethernet PM history data 2** (1). +- VLAN tagging operation** (1) is associated with **Ethernet PM history data** (1). +- VLAN tagging operation** (1) is associated with **Ethernet PM history data 2** (1). +- 802.1p mapper service profile** (8) is associated with **Interworking VCC TP** (0..1). +- 802.1p mapper service profile** (0..1) is associated with **OR** node (0..1). +- OR** node (0..1) is associated with **MAC bridge port config data** (1). +- Interworking VCC TP** (1) is associated with **To VP CTP** (0..1). +- Interworking VCC TP** (1) is associated with **AAL 5 profile** (0..z). +- Interworking VCC TP** (1) is associated with **MAC bridge service profile** (0..w). + +Managed entity relation diagram for MAC Bridged LAN interfaces. The diagram shows various managed entities and their relationships. Entities include AAL 5 PM history data, Bridge port PM history data, VLAN tagging filter, Bridge port designation, Bridge port bridge table, Bridge port filter table, Bridge port filter preassign, Bridge PM history data, MAC bridge service profile, MAC bridge port config data, MAC bridge config data, UNI, PPTP Ethernet UNI, VLAN tagging operation, Ethernet PM history data, and Ethernet PM history data 2. Relationships are shown with lines and multiplicity labels such as 1, 0..1, 0..z, 0..w, 0..m, 0..p, 8, and 1. An 'OR' node is present between the 802.1p mapper service profile and the MAC bridge port config data. A 'To VP CTP' label is also present. + +G.983.2\_F21 + +Figure 21/G.983.2 – Managed entity relation diagram for MAC Bridged LAN interfaces + +![Managed entity relation diagram for IP router interfaces. The diagram shows various entities and their relationships. Entities include IP router service profile, IP port config data, PPTP Ethernet UNI, VLAN tagging operation, ARP service profile, IP route table, IP static routes, UNI, and various PM history data objects. Relationships are shown with lines and multiplicity markers like 1, 0..1, 0..z, 0..w, 0..m, 0..p.](e64c7b989e5bdb2708cd7aefd18b06e1_img.jpg) + +``` + + graph TD + subgraph Top + AAL5PH[IP router PM history data 1] + AAL5P[AAL 5 Profile] + VCTP[Interworking VCC TP] + VCTP -- "0..z" --> AAL5P + VCTP -- "1" --> AAL5PH + VCTP -- "To VP CTP" --> VPCTP[To VP CTP] + VCTP -- "0..1" --> AAL5PHD[AAL 5 PM history data] + end + + subgraph Middle + IPRSP[IP router service profile] + IPCD1[IP port config data] + IPCD2[IP port config data] + IRT[IP route table] + ISR[IP static routes] + ASP[ARP service profile] + IPRCD[IP router config data] + ARPCD[ARP config data] + IPH1[IP router PM history data 2] + IPH2[ICMP PM history data 1] + IPH3[ICMP PM history data 2] + + VCTP -- "0..1" --> IPCD1 + IPCD1 -- "1" --> IPRSP + IPCD1 -- "0..w" --> IPH1 + IPCD1 -- "0..m" --> IPCD2 + IPCD2 -- "1" --> IPRSP + IPCD2 -- "1" --> IRT + IPCD2 -- "1" --> ISR + IPCD2 -- "0..1" --> ASP + IPCD2 -- "1" --> ARPCD + IPRSP -- "1" --> IPRCD + IPRSP -- "0..1" --> IPH1 + IPRSP -- "0..1" --> IPH2 + IPRSP -- "1" --> IPH3 + end + + subgraph Bottom + PEUNI[PPTP Ethernet UNI] + UNI[UNI] + VTO[VLAN tagging operation] + EPH1[Ethernet PM history data] + EPH2[Ethernet PM history data 2] + + IPCD2 -- "1" --> PEUNI + PEUNI -- "0..1" --> UNI + PEUNI -- "0..1" --> VTO + PEUNI -- "0..1" --> EPH1 + PEUNI -- "0..1" --> EPH2 + end + +``` + +Managed entity relation diagram for IP router interfaces. The diagram shows various entities and their relationships. Entities include IP router service profile, IP port config data, PPTP Ethernet UNI, VLAN tagging operation, ARP service profile, IP route table, IP static routes, UNI, and various PM history data objects. Relationships are shown with lines and multiplicity markers like 1, 0..1, 0..z, 0..w, 0..m, 0..p. + +Figure 22/G.983.2 – Managed entity relation diagram for IP router interfaces + +![Managed entity relation diagram for structured CES interfaces showing entities like AAL 1 profile, Interworking VCC TP, PPTP CES UNI, and their relationships with multiplicities.](77959075c823bb5169480d7b8ff82a63_img.jpg) + +``` + + erDiagram + UNI ||--|| PPTP_CES_UNI : "1" + PPTP_CES_UNI ||--o| CES_PHY_IF_monitoring_history_data : "0..1" + PPTP_CES_UNI ||--o{ N_64_Subport_CTP : "0..n" + Interworking_VCC_TP ||--o| N_64_Subport_CTP : "0..1" + Interworking_VCC_TP ||--o{ AAL_1_profile : "0..z" + Interworking_VCC_TP ||--o{ CES_service_profile : "0..w" + Interworking_VCC_TP ||--|| AAL_1_PM_history_data : "1" + Interworking_VCC_TP ||--|| To_VP_CTP : "1" + + UNI [rectangle] + PPTP_CES_UNI [rectangle] + AAL_1_PM_history_data [rounded_rect] + CES_PHY_IF_monitoring_history_data [rounded_rect] + N_64_Subport_CTP [rounded_rect] + AAL_1_profile [rounded_rect] + CES_service_profile [rounded_rect] + Interworking_VCC_TP [rounded_rect] + +``` + +The diagram illustrates the managed entity relations for structured CES interfaces. The central entities are **Interworking VCC TP** and **PPTP CES UNI**. Relationships are as follows: + + +- UNI** is connected to **PPTP CES UNI** via a dashed line with multiplicity 1 on both ends. +- PPTP CES UNI** is connected to **CES PHY IF monitoring history data** via a dashed line with multiplicity 0..1 at the history data end and 1 at the PPTP end. +- PPTP CES UNI** is connected to **N × 64 Sub-port CTP** via a solid line with multiplicity 0..n at the CTP end and 1 at the PPTP end. +- Interworking VCC TP** is connected to **N × 64 Sub-port CTP** via a solid line with multiplicity 0..1 at the CTP end and 1 at the VCC TP end. +- Interworking VCC TP** is connected to **AAL 1 profile** via a solid line with multiplicity 0..z at the profile end and 1 at the VCC TP end. +- Interworking VCC TP** is connected to **CES service profile** via a solid line with multiplicity 0..w at the profile end and 1 at the VCC TP end. +- Interworking VCC TP** is connected to **AAL 1 PM history data** via a dashed line with multiplicity 1 at the history data end and 0..1 at the VCC TP end. +- Interworking VCC TP** has an arrow pointing to **To VP CTP** with multiplicity 1. + + The diagram is labeled G.983.2\_F23 in the bottom right corner. + +Managed entity relation diagram for structured CES interfaces showing entities like AAL 1 profile, Interworking VCC TP, PPTP CES UNI, and their relationships with multiplicities. + +G.983.2\_F23 + +**Figure 23/G.983.2 – Managed entity relation diagram for structured CES interfaces** + +![Managed entity relation diagram for unstructured CES interfaces. The diagram shows 'Interworking VCC TP' at the center, connected to 'AAL 1 profile' (0..z), 'CES service profile' (0..w), 'PPTP CES UNI' (0..1), and 'To VP CTP' (1). 'PPTP CES UNI' is connected to 'UNI' (1) and 'CES PHY IF monitoring history data' (0..1). 'AAL 1 PM history data' (1) is connected to 'To VP CTP' via a dashed line. A dashed line also connects 'AAL 1 PM history data' to 'Interworking VCC TP' (0..1).](5eb69662cc4fa7d0d49b4eb22951c204_img.jpg) + +``` + +graph TD + VCC[Interworking VCC TP] -- "1 : 0..z" ---> AAL1[AAL 1 profile] + VCC -- "1 : 0..w" ---> CES[CES service profile] + VCC -- "1 : 0..1" ---> PPTP[PPTP CES UNI] + VCC -- "1 : 1" ---> VP[To VP CTP] + PPTP -.- "1 : 1" --- UNI[UNI] + PPTP -.- "0..1 : 1" --- PHY[CES PHY IF monitoring history data] + AAL1PM[AAL 1 PM history data] -.- "1 : 0..1" --- VCC + AAL1PM -.- VP + +``` + +Managed entity relation diagram for unstructured CES interfaces. The diagram shows 'Interworking VCC TP' at the center, connected to 'AAL 1 profile' (0..z), 'CES service profile' (0..w), 'PPTP CES UNI' (0..1), and 'To VP CTP' (1). 'PPTP CES UNI' is connected to 'UNI' (1) and 'CES PHY IF monitoring history data' (0..1). 'AAL 1 PM history data' (1) is connected to 'To VP CTP' via a dashed line. A dashed line also connects 'AAL 1 PM history data' to 'Interworking VCC TP' (0..1). + +**Figure 24/G.983.2 – Managed entity relation diagram for unstructured CES interfaces** + +![Managed entity relation diagram for AAL 2-based voice interfaces. The diagram shows various entities and their relationships. Central entities include 'Interworking VCC TP', 'PPTP POTS/ISDN UNI', and 'Voice CTP'. Other entities include 'AAL 2 PVC profile', 'AAL 2 SSCS params profile 1', 'AAL 2 SSCS params profile 2', 'AAL 2 profile', 'Voice service profile AAL', 'LES service profile', 'UNI', 'AAL 2 CPS PM history data', 'AAL 2 SSCS PM history data', and 'Voice PM history data'. Relationships are indicated by lines with multiplicity labels such as 1, 0..p, 0..z, 0..q, 0..w, 0..n, and 0..1. An arrow points from 'Interworking VCC TP' to 'To VP CTP'.](9a5927586a691c4908aa2cf98bd47ebb_img.jpg) + +``` + + graph TD + subgraph TopLeft [ ] + direction TB + AAL2PVC[AAL 2 PVC profile] + AAL2SSCS1[AAL 2 SSCS params profile 1] + AAL2SSCS2[AAL 2 SSCS params profile 2] + AAL2Profile[AAL 2 profile] + AAL2PVC -- "1" --> AAL2Profile + AAL2Profile -- "1" --> AAL2SSCS1 + AAL2SSCS1 -- "0..p" --> AAL2PVC + AAL2Profile -- "1" --> AAL2SSCS2 + AAL2SSCS2 -- "0..q" --> AAL2Profile + end + + subgraph TopRight [ ] + direction TB + AAL2CPS[AAL 2 CPS PM history data] + AAL2SSCS3[AAL 2 SSCS PM history data] + AAL2CPS -- "1" --> AAL2SSCS3 + end + + subgraph BottomLeft [ ] + direction TB + LES[LES service profile] + VSP[Voice service profile AAL] + UNI[UNI] + LES -- "1" --> VSP + UNI -- "1" --> PPTP + end + + subgraph BottomRight [ ] + direction TB + VCTP[Voice CTP] + VPM[Voice PM history data] + VCTP -- "1" --> VPM + end + + IVC[Interworking VCC TP] + PPTP[PPTP POTS/ISDN UNI] + + AAL2Profile -- "0..z" --> IVC + IVC -- "1" --> AAL2Profile + IVC -- "0..w" --> VSP + VSP -- "1" --> IVC + IVC -- "0..n" --> PPTP + PPTP -- "1" --> IVC + IVC -- "0..1" --> VCTP + VCTP -- "1" --> IVC + IVC -- "0..1" --> VPM + VPM -- "1" --> IVC + IVC -- "1" --> ToVP[To VP CTP] + +``` + +Managed entity relation diagram for AAL 2-based voice interfaces. The diagram shows various entities and their relationships. Central entities include 'Interworking VCC TP', 'PPTP POTS/ISDN UNI', and 'Voice CTP'. Other entities include 'AAL 2 PVC profile', 'AAL 2 SSCS params profile 1', 'AAL 2 SSCS params profile 2', 'AAL 2 profile', 'Voice service profile AAL', 'LES service profile', 'UNI', 'AAL 2 CPS PM history data', 'AAL 2 SSCS PM history data', and 'Voice PM history data'. Relationships are indicated by lines with multiplicity labels such as 1, 0..p, 0..z, 0..q, 0..w, 0..n, and 0..1. An arrow points from 'Interworking VCC TP' to 'To VP CTP'. + +Figure 25/G.983.2 – Managed entity relation diagram for AAL 2-based voice interfaces + +![Managed entity relation diagram for AAL 1-based voice interfaces. The diagram shows the relationships between several network entities: AAL 1 profile, Voice service profile AAL, UNI, Interworking VCC TP, PTP POTS/ISDN UNI, AAL 1 PM history data, Voice CTP, and Voice PM history data. Relationships are indicated by lines with multiplicity labels such as 1, 0..z, 0..w, 0..1, and 1. An external connection points 'To VP CTP'.](0b7849dae424b0dd33e6386d2384643a_img.jpg) + +``` + + graph TD + VCC[Interworking VCC TP] -- "1" --> AAL1P[AAL 1 profile] + AAL1P -- "0..z" --> VCC + VCC -- "1" --> VSPA[Voice service profile AAL] + VSPA -- "0..w" --> VCC + VCC -- "0..1" --> UNI[UNI] + UNI -- "1" --> VCC + VCC -- "1" --> VPCTP[To VP CTP] + VCC -- "0..1" --> AAL1PHD[AAL 1 PM history data] + AAL1PHD -- "1" --> VCC + VCC -- "0..1" --> VCTP[Voice CTP] + VCTP -- "1" --> VCC + VCC -- "0..1" --> PTP[PTP POTS/ISDN UNI] + PTP -- "1" --> VCC + PTP -- "0..1" --> VPHD[Voice PM history data] + VPHD -- "1" --> PTP + +``` + +Managed entity relation diagram for AAL 1-based voice interfaces. The diagram shows the relationships between several network entities: AAL 1 profile, Voice service profile AAL, UNI, Interworking VCC TP, PTP POTS/ISDN UNI, AAL 1 PM history data, Voice CTP, and Voice PM history data. Relationships are indicated by lines with multiplicity labels such as 1, 0..z, 0..w, 0..1, and 1. An external connection points 'To VP CTP'. + +G.983.2\_F26 + +Figure 26/G.983.2 – Managed entity relation diagram for AAL 1-based voice interfaces + +![Managed entity relation diagram for ADSL interfaces showing various components like UNI, TC adapter, PPTP ADSL UNI parts, ADSL line inventory, and PM history data with their relationships and multiplicities.](798679874d1c29f8343506a156c79d7e_img.jpg) + +The diagram illustrates the managed entity relations for ADSL interfaces. Key entities and their relationships are as follows: + +- UNI** (1) is connected to **TC adapter** (1) and **PPTP ADSL UNI part 1** (1). +- VP/VC network CTPB-PON (UNI side)** (1) is connected to **PPTP ADSL UNI part 1** (0..256). +- TC adapter** (1) is connected to **TC adaptor PM history data ADSL** (0..1). +- PPTP ADSL UNI part 1** (1) is connected to **ADSL line inventory and status part 1** (1) and **PPTP ADSL UNI part 2** (1). +- PPTP ADSL UNI part 2** (1) is connected to **ADSL line inventory and status part 1** (1), **ADSL chan. downstream status** (1), **ADSL chan. upstream status** (1), **ADSL chan. config profile** (8), and **ADSL subcarrier mask down** (0..n). +- ADSL line inventory and status part 1** (1) is connected to **ADSL ATU-R PM history** (0..1). +- ADSL line inventory and status Part 2** (1) is connected to **ADSL ATU-C PM history data** (0..1). +- ADSL chan. downstream status** (1) is connected to **ADSL ATU-R channel PM history** (0..1). +- ADSL chan. upstream status** (1) is connected to **ADSL ATU-C channel PM history** (0..1). +- ADSL line config part 1** (1) is connected to **ADSL line config part 2** (1). +- ADSL line config part 2** (1) is connected to **ADSL line config part 3** (1). +- ADSL line config part 3** (1) is connected to **ADSL downstream RFI bands** (0..p). +- ADSL subcarrier mask down** (0..r) is connected to **ADSL subcarrier mask up** (0..s). +- ADSL downstream PSD mask** (0..q) is connected to **ADSL downstream RFI bands** (0..p). + +Managed entity relation diagram for ADSL interfaces showing various components like UNI, TC adapter, PPTP ADSL UNI parts, ADSL line inventory, and PM history data with their relationships and multiplicities. + +G.983.2\_F27 + +Figure 27/G.983.2 – Managed entity relation diagram for ADSL interfaces + +![Managed entity relation diagram for VDSL interfaces. The central entity is PPTP VDSL UNI. It is connected to UNI (1:1), TC adapter (1:1), VP/VC network CTP_B-PON (UNI side) (1:0..256), VTU-O physical data (1:0..1), VTU-R physical data (1:1), VDSL VTU-O PM history data (1:1), VDSL VTU-R PM history (1:1), VDSL VTU-O channel PM history (1:1), VDSL channel data (1:0..1), VDSL bandplan config prof (1:0..p), VDSL line config prof (1:0..r), and VDSL channel config prof (1:0..q).](cbb2d311b20781a595488445ded48d0a_img.jpg) + +``` + + graph TD + UNI[UNI] -- "1:1" --> PPTP_VDSL_UNI[PPTP VDSL UNI] + TC_adapter[TC adapter] -- "1:1" --> PPTP_VDSL_UNI + VP_VC_network[VP/VC network CTP_B-PON (UNI side)] -- "1:0..256" --> PPTP_VDSL_UNI + VTU_O_physical[VTU-O physical data] -- "1:0..1" --> PPTP_VDSL_UNI + VTU_R_physical[VTU-R physical data] -- "1:1" --> PPTP_VDSL_UNI + VDSL_VTU_O_PM_history[VDSL VTU-O PM history data] -- "1:1" --> PPTP_VDSL_UNI + VDSL_VTU_R_PM_history[VDSL VTU-R PM history] -- "1:1" --> PPTP_VDSL_UNI + VDSL_VTU_O_channel_PM_history[VDSL VTU-O channel PM history] -- "1:1" --> PPTP_VDSL_UNI + VDSL_channel_data[VDSL channel data] -- "1:0..1" --> PPTP_VDSL_UNI + VDSL_bandplan_config[VDSL bandplan config prof] -- "1:0..p" --> PPTP_VDSL_UNI + VDSL_line_config[VDSL line config prof] -- "1:0..r" --> PPTP_VDSL_UNI + VDSL_channel_config[VDSL channel config prof] -- "1:0..q" --> PPTP_VDSL_UNI + +``` + +G.983.2\_F28 + +Managed entity relation diagram for VDSL interfaces. The central entity is PPTP VDSL UNI. It is connected to UNI (1:1), TC adapter (1:1), VP/VC network CTP\_B-PON (UNI side) (1:0..256), VTU-O physical data (1:0..1), VTU-R physical data (1:1), VDSL VTU-O PM history data (1:1), VDSL VTU-R PM history (1:1), VDSL VTU-O channel PM history (1:1), VDSL channel data (1:0..1), VDSL bandplan config prof (1:0..p), VDSL line config prof (1:0..r), and VDSL channel config prof (1:0..q). + +Figure 28/G.983.2 – Managed entity relation diagram for VDSL interfaces + +![Managed entity relation diagram for IEEE 802.11 interfaces. The central entity is PPTP 802.11 UNI. It is connected to UNI (1:1), MAC bridge port config data (1:0..1), 802.11 status management data 1 (1:1), 802.11 status management data 2 (1:1), 802.11 PHY FHSS DSSS IR tables (1:1), 802.11 MAC&PHY antenna data (1:1), 802.11 general purpose (1:2..n), and 802.11 counters (1:0..1).](f5a5f52bc25d95a7f616290c99e88ae6_img.jpg) + +``` + + graph TD + UNI[UNI] -- "1:1" --> PPTP_802_11_UNI[PPTP 802.11 UNI] + MAC_bridge_port_config[MAC bridge port config data] -- "1:0..1" --> PPTP_802_11_UNI + 802_11_status_mgmt_data_1[802.11 status management data 1] -- "1:1" --> PPTP_802_11_UNI + 802_11_status_mgmt_data_2[802.11 status management data 2] -- "1:1" --> PPTP_802_11_UNI + 802_11_PHY_FHSS_DSSS_IR_tables[802.11 PHY FHSS DSSS IR tables] -- "1:1" --> PPTP_802_11_UNI + 802_11_MAC_PHY_antenna_data[802.11 MAC&PHY antenna data] -- "1:1" --> PPTP_802_11_UNI + 802_11_general_purpose[802.11 general purpose] -- "1:2..n" --> PPTP_802_11_UNI + 802_11_counters[802.11 counters] -- "1:0..1" --> PPTP_802_11_UNI + +``` + +G.983.2\_F29 + +Managed entity relation diagram for IEEE 802.11 interfaces. The central entity is PPTP 802.11 UNI. It is connected to UNI (1:1), MAC bridge port config data (1:0..1), 802.11 status management data 1 (1:1), 802.11 status management data 2 (1:1), 802.11 PHY FHSS DSSS IR tables (1:1), 802.11 MAC&PHY antenna data (1:1), 802.11 general purpose (1:2..n), and 802.11 counters (1:0..1). + +Figure 29/G.983.2 – Managed entity relation diagram for IEEE 802.11 interfaces + +![Managed entity relation diagram for video interfaces. The central entity is 'Interworking VCC TP'. It has a 1:n association with 'AAL 5 profile' (multiplicity 0..z on the profile side), a 1:0..1 association with 'VRP service profile', and a 1:0..1 association with 'AAL 5 PM history data'. 'VRP service profile' has a 1:n association with 'PPTP video ANI' and a 1:0..1 association with 'VRP statistics'. 'PPTP video ANI' has a 1:n association with 'PPTP video UNI'. An arrow points from 'Interworking VCC TP' to 'To VP CTP'.](e8e818455bb0d1a6153299a388b94868_img.jpg) + +``` + + graph TD + IVCTP[Interworking VCC TP] -- "1 : 0..z" --> A5P[AAL 5 profile] + IVCTP -- "1 : 0..1" --> VSP[VRP service profile] + IVCTP -- "1 : 0..1" --> A5PHD[AAL 5 PM history data] + VSP -- "1 : n" --> PVA[PPTP video ANI] + VSP -- "1 : 0..1" --> VS[VRP statistics] + PVA -- "1 : n" --> PVU[PPTP video UNI] + IVCTP --> ToVPCTP[To VP CTP] + +``` + +G.983.2\_F30 + +Managed entity relation diagram for video interfaces. The central entity is 'Interworking VCC TP'. It has a 1:n association with 'AAL 5 profile' (multiplicity 0..z on the profile side), a 1:0..1 association with 'VRP service profile', and a 1:0..1 association with 'AAL 5 PM history data'. 'VRP service profile' has a 1:n association with 'PPTP video ANI' and a 1:0..1 association with 'VRP statistics'. 'PPTP video ANI' has a 1:n association with 'PPTP video UNI'. An arrow points from 'Interworking VCC TP' to 'To VP CTP'. + +**Figure 30/G.983.2 – Managed entity relation diagram for video interfaces, including the optional video return path function** + +![Managed entity relation diagram for 802.1p mapper interfaces. The diagram shows the relationships between several network entities: AAL 5 PM history data, AAL 5 profile, Interworking VCC TP, 802.1p Mapper service profile, PPTP Ethernet UNI, UNI, Ethernet PM history data, and Ethernet PM history data 2. Relationships are indicated by lines with multiplicity markers at the ends.](0a42e05c07941450f34e4f7117725834_img.jpg) + +``` + + graph TD + AAL5PH[AAL 5 PM history data] -.->|1| IVCTP[Interworking VCC TP] + AAL5P[AAL 5 profile] -->|0..z| IVCTP + IVCTP -->|1| AAL5P + IVCTP -->|1| ToVPCTP[To VP CTP] + IVCTP -->|0..1| AAL5PH + IVCTP -->|0..1| ISP[802.1p Mapper service profile] + ISP -->|8| IVCTP + ISP -->|0..8| IVCTP + ISP -->|0..1| PEUNI[PPTP Ethernet UNI] + PEUNI -->|1| UNI[UNI] + PEUNI -.->|0..1| EPHD[Ethernet PM history data] + PEUNI -.->|0..1| EPHD2[Ethernet PM history data 2] + EPHD -.->|1| PEUNI + EPHD2 -.->|1| PEUNI + +``` + +The diagram illustrates the managed entity relations for 802.1p mapper interfaces. At the top, 'AAL 5 PM history data' (rounded rectangle) has a dashed relationship with 'Interworking VCC TP' (rounded rectangle), marked with '1'. 'AAL 5 profile' (rounded rectangle) has a solid relationship with 'Interworking VCC TP', marked with '0..z' at the profile end and '1' at the VCC TP end. 'Interworking VCC TP' has a solid relationship pointing up to 'To VP CTP', marked with '1'. It also has a dashed relationship with 'AAL 5 PM history data', marked with '0..1'. 'Interworking VCC TP' has a solid relationship with '802.1p Mapper service profile' (rounded rectangle), marked with '0..1' at the VCC TP end and '8' at the service profile end. '802.1p Mapper service profile' has a solid relationship pointing back to 'Interworking VCC TP', marked with '0..8'. It also has a solid relationship pointing down to 'PPTP Ethernet UNI' (rectangle), marked with '0..1'. 'PPTP Ethernet UNI' has a solid relationship with 'UNI' (rectangle), marked with '1' at the UNI end and '0..1' at the PPTP end. It also has dashed relationships with 'Ethernet PM history data' (rounded rectangle) and 'Ethernet PM history data 2' (rounded rectangle), marked with '0..1' at the PPTP end and '1' at the history data ends. The identifier 'G.983.2\_F31' is located at the bottom right of the diagram. + +Managed entity relation diagram for 802.1p mapper interfaces. The diagram shows the relationships between several network entities: AAL 5 PM history data, AAL 5 profile, Interworking VCC TP, 802.1p Mapper service profile, PPTP Ethernet UNI, UNI, Ethernet PM history data, and Ethernet PM history data 2. Relationships are indicated by lines with multiplicity markers at the ends. + +**Figure 31/G.983.2 – Managed entity relation diagram for 802.1p mapper interfaces** + +# 7 MIB description + +A detailed description of all ONT managed entities is provided in the clauses that follow. The descriptions include: + +- a) the purpose of the entity; +- b) the relationship(s) that the entity supports with other managed entities; +- c) the attributes of the entity; + +- d) the management operations that may be performed on the entity; +- e) the notifications generated by the managed entity. + +These clauses are organized as follows: + +- a) ONT equipment management; +- b) ANI (i.e., PON IF) management; +- c) UNI management; +- d) VP layer management; +- e) traffic management. + +A managed entity can be instantiated by the ONT autonomously or on explicit request of the OLT via a create command. + +Attributes of a managed entity for which no create action exists (i.e., a managed entity which is auto-instantiated by the ONT) can be (R), (W), or (R, W). On the other hand, attributes of a managed entity for which a create action exists (i.e., a managed entity which is instantiated on explicit request by the OLT) can be either (R), (W), (R, W), (R, Set-by-create), (W, Set-by-create), or (R, W, Set-by-create). For attributes that are not "Set-by-create", a default value will be specified in this Recommendation which will be assigned to the attribute on instantiation of the managed entity. + +The following gives a more detailed explanation for each of the possible cases: + +- (R): On instantiation of the managed entity (either autonomously or on request of the OLT via a create action), the ONT sets the attribute to a default value. The OLT can only read the value of the attribute. In case of an autonomous attribute value change, the ONT will send an attribute value change notification to the OLT. +- (W): On instantiation of the managed entity (either autonomously or on request of the OLT via a create action), the ONT sets the attribute to a default value. The OLT can only write the value of the attribute. In case of an autonomous attribute value change, the ONT will NOT send an attribute value change notification to the OLT. +- (R, W): On instantiation of the managed entity (either autonomously or on request of the OLT via a create action), the ONT sets the attribute to a default value. The OLT can both read and write the value of the attribute. In case of an autonomous attribute value change, the ONT will send an attribute value change notification to the OLT. +- (R, Set-by-create): On instantiation of the managed entity (by necessity on request of the OLT via a create action), the ONT sets the attribute to the value specified in the create command. Subsequently, the OLT can only read the value of the attribute. In case of an autonomous attribute value change, the ONT will send an attribute value change notification to the OLT. +- (W, Set-by-create): On instantiation of the managed entity (by necessity on request of the OLT via a create action), the ONT sets the attribute to the value specified in the create command. Subsequently, the OLT can only write the value of the attribute. In case of an autonomous attribute value change, the ONT will NOT send an attribute value change notification to the OLT. +- (R, W, Set-by-create): On instantiation of the managed entity (by necessity on request of the OLT via a create action), the ONT sets the attribute to the value specified in the create command. Subsequently, the OLT can both read and write the value + +of the attribute. In case of an autonomous attribute value change, the ONT will send an attribute value change notification to the OLT. + +In all bit vectors indicated in this Recommendation, bit 1 represents the least significant bit, while bit 8 represents the most significant bit within a byte. If the bit vector is made up of more than one byte, then the numbering starts from the least significant byte onwards. + +In all attribute descriptions that refer to the Boolean values "true" and "false", true will be coded as 0x01 and false will be coded as 0x00. + +In all attribute descriptions that refer to spaces, the value 0x20 must be used for the entire size of the attribute. + +The notifications generated by a managed entity stem from the following events: Alarms, Attribute Value Changes (AVCs), Threshold Crossing Alerts (TCAs), and Test results. Alarms, TCAs, and failures of autonomous self tests are all reported via "Alarm" messages. AVCs are reported via "Attribute Value Change" messages. Test results are reported: + +- a) via a "Test result" message if the test is invoked by a "Test" command from the OLT; +- b) via an "Alarm" message in the case of failure of an autonomous self test (in start-up phase). Details about these messages and the related coding are in Appendix II. + +## 7.1 ONT equipment management + +### 7.1.1 ONTB-PON + +This managed entity represents the ONT as equipment. + +An instance of this managed entity is automatically created by the ONT after initialization. After the creation of this managed entity, the associated attributes are updated according to the data within the ONT itself. + +#### *Relationships* + +All other managed entities in this Recommendation are related directly or indirectly to the ONTB-PON entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. There is only one instance and it has the number 0x0000. (R) (mandatory) (2 bytes) + +**Vendor id:** This attribute identifies the vendor of the ONT, and is the same as the 4 most significant bytes of the ONT serial number as specified in ITU-T Rec. G.983.1. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (4 bytes) + +**Version:** This attribute identifies the version of the ONT as defined by the vendor. The printable value of "0" shall be used when version information is not available or applicable to the ONT being represented. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (14 bytes) + +**Serial Number:** The serial number is unique for each ONT. Note that the serial number of the ONT is already defined in ITU-T Rec. G.983.1 [3] and contains the vendor id and/or the version number. The first four bytes are the ASCII encoded vendor ID four letter mnemonic. The second four bytes are a binary encoded 'serial number', under the complete control of the vendor in question. Upon autonomous instantiation, this attribute consists of all zeroes. (R) (mandatory) (8 bytes) + +**Traffic management option:** This attribute identifies the upstream traffic management function implemented in the ONT. There are two options: + +- 1) "Priority controlled upstream traffic" (0x00): the upstream traffic coming from the user is given a priority. +- 2) "Cell rate controlled upstream traffic" (0x01): the maximum upstream traffic of each individual connection is guaranteed. + +Note that the Traffic management option will not apply to downstream traffic. In other words, there is no need for a traffic descriptor for the downstream direction and downstream priority queues can be used. Upon autonomous instantiation, this attribute is set to the value that describes the ONT's implementation. The OLT must adapt its model to conform to the ONT's selection. (R) (mandatory) (1 byte) + +**VP/VC cross-connection function option:** This attribute identifies the support of ATM VP or VC cross-connection management functions for the interworking connections to non-ATM UNIs. The value is set according to Table 0. Upon autonomous instantiation, this attribute is set to the value that describes the ONT's implementation. The OLT must adapt its model to conform to the ONT's selection. (R) (mandatory) (1 byte) + +**Battery backup:** This attribute provides a Boolean indication of whether or not the ONT supports battery backup. False will indicate that no battery is provisioned; true indicates that a battery is provisioned. Upon autonomous instantiation, this attribute is set to false. (R, W) (mandatory) (1 byte) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not a managed entity is capable of performing its task. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**Equipment id:** This attribute may be used to identify the specific type of ONT. In North America, this may be used for the equipment CLEI code. Upon autonomous instantiation, this attribute consists of all spaces. (R) (optional) (20 bytes) + +**OMCC Version:** This attribute is used to identify the specific version of the OMCC protocol being used by the ONT. This is used to allow the OLT to manage a network with ONTs that support different OMCC versions. Valid values include 0x00 (2000 version), 0x01 (2002 version), and 0x02 (2005 version). Future versions will be added sequentially. Default value is 0x00. (R) (optional) (1 byte) + +**Vendor Product Code:** This attribute is used to provide a vendor-specific product code for the ONT. Upon autonomous instantiation, this attribute consists of all spaces. (R) (optional) (2 bytes) + +**Security Capability:** This attribute is used to advertise the advanced security modes of the ONT. The following codepoints are defined: + +- 0: No extra security features are supported; +- 1: AES encryption of the downstream payload is supported; +- 2:255: Reserved for future use. + +Upon autonomous instantiation, this attribute will be set to zero. (R) (optional) (1 byte) + +**SecurityMode:** This attribute is used to select the advanced security mode for the ONT. Note that all secure VPs in an ONT must use the same security mode at any time. The following codepoints are defined: + +- 0: Churning algorithm will be used; +- 1: AES algorithm will be used; +- 2..255: Reserved for future use. + +Upon autonomous instantiation, this attribute will be set to zero. (R, W) (optional) (1 byte) + +**Total T-CONT buffer number:** This attribute provides a total number of T-CONT buffers, which are not associated with the PON IF line card. Upon autonomous instantiation, this attribute will be set to zero. (R) (mandatory if DBA supported) (1 byte) + +**Total Priority Queue number:** This attribute provides a total number of priority queues, which are not associated with the PON IF line card. Upon autonomous instantiation, this attribute will be set to zero. (R) (mandatory if DBA supported) (1 byte) + +**Total Traffic Scheduler number:** This attribute provides a total number of Traffic Schedulers, which are not associated with the PON IF line card. The ONT supports NULL function, HOL (Head Of the Line) scheduling and WRR (Weighted Round Robin) from the priority control and guarantee of minimum rate control points of view, respectively. If the ONT does not have any Traffic Scheduler, this attribute should be 0x00. Upon autonomous instantiation, this attribute will be set to zero. (R) (mandatory if DBA supported) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Reboot:** Reboot the ONT. + +**Test:** This action is used to initiate an ONT self test. Test outcome is "Pass" or "Fail". + +**Synchronize Time:** This action is used to synchronize the start time of all Monitoring managed entities of the ONT with the reference time of the OLT and to reset the registers of the Monitoring managed entities. The effect of this action is that all counters of all Monitoring managed entities are set to 0x00 and restart counting. Also, the value of the Interval End Time attribute of the Monitoring managed entities is set to 0x00 and restarts counting. + +Note that no other OMCI action has the same effect: synchronization of the start time is not guaranteed at start-up or after a MIB reset command (optional). + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes to the attributes of this managed entity. The attribute value change notification shall identify the attribute changed and its new value. The list of AVCs for this managed entity is given in Table 2a. + +**Alarm:** This notification is used to notify the managed system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 2b. + +**Test result:** For the "Test result" event, notification is sent to the OLT via an alarm ONLY if the ME fails the autonomous self test. + +**Table 2a/G.983.2 – AVC list for ONTB-PON** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------------------------------| +| 1-7 | N/A | | +| 8 | OpState | Operational state of ONT B-PON | +| 9-16 | Reserved | | + +**Table 2b/G.983.2 – Alarm list for ONTB-PON** + +| Number | Event | Description | +|---------|------------------------|-------------------------------------------------------------------------| +| | Alarm | | +| 0 | EquipmentAlarm | A functional failure on an internal interface | +| 1 | PoweringAlarm | Loss of external power | +| 2 | BatteryMissing | Battery is provisioned but missing | +| 3 | BatteryFailure | Battery is provisioned and present but cannot recharge | +| 4 | BatteryLow | Battery is provisioned and present but its voltage is too low | +| 5 | PhysicalIntrusionAlarm | Applies if the ONT is supported with detection such as door or box open | +| | Test result | | +| 6 | ONTSelfTestFailure | ONT has failed autonomous self test | +| 7 | DyingGasp | ONT is powering off imminently | +| 8-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.1.2 ONT data + +This managed entity is contained in the ONT managed entity and is used to model the MIB itself. Clause I.1.2 explains the use of this managed entity with respect to MIB synchronization. Clause I.1.4 explains the alarm synchronization process, also issued on this managed entity. + +An instance of this managed entity is automatically created by the ONT after initialization. After the creation of this managed entity, the associated attributes are updated according to the data within the ONT itself. + +#### *Relationships* + +One instance of this managed entity is contained in the instance of the ONT managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. There is only one instance and it has the number 0x0000. (R) (mandatory) (2 bytes) + +**MIB data sync:** This attribute is used to check the alignment of the MIB of the ONT with the corresponding MIB within the OLT. MIB data sync is a "sequence number" checked by the OLT to see if the MIB snapshots for the OLT and ONT have the same sequence number. Refer to I.1.1 for a detailed description of this attribute. Upon autonomous instantiation, this attribute is set to 0x00. (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get all alarms:** Latch a snapshot (i.e., copy) of the current alarm statuses of all managed entities and reset the alarm message counter. + +**Get all alarms next:** Get the latched alarm status of the next managed entity within the current snapshot. + +**MIB reset:** Reset the MIB data sync attributes to 0x00 and reset the MIB of the ONT to its default state. This default MIB consists of one instance of the ONTB-PON managed entity, one instance of the ONT Data managed entity, two instances of the Software Image managed entity, zero or more instances of the Subscriber Line Cardholder managed entity, zero or more instances of the PON IF Line Cardholder, and zero or more instances of the Priority QueueB-PON managed entity (for the priority queues that reside in the ONT). + +**MIB upload:** Latch a snapshot (i.e., copy) of the current MIB. + +**MIB upload next:** Get the latched attribute values of the managed entity within the current snapshot. + +#### *Notifications* + +None. + +### **7.1.3 Subscriber line cardholder** + +This managed entity represents the slots of the ONT that are capable of holding Subscriber Line Cards. One or more of these entities are contained in the ONT. Each Subscriber Line Cardholder can contain 0 or 1 subscriber Linecard. + +An instance of this managed entity shall exist for each slot. Instances of this managed entity are created automatically by the ONT after the ONT initialization. After the creation of this managed entity, the associated attributes are updated according to the data within the ONT itself. + +Instances of this managed entity are also created for ONTs with integrated interfaces on the UNI side. They then represent virtual Subscriber Line Cardholders. + +#### *Relationships* + +An instance of the Subscriber Line Cardholder may contain instances of the Subscriber Line Card managed entity to model the containment of Subscriber Line Cards within slots of the ONT. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The first byte of this two-byte identifier is set to: + +- 0x00 if the ONT has non-integrated interfaces on the UNI side +- 0x01 if the ONT has integrated interfaces on the UNI side. + +The second byte of this identifier is the slot id. + +To accommodate a universal code for the ONT slot id for both PON and UNI interfaces, one could interpret the least significant 7 bits of the slot id as the actual physical slot number with the most significant bit serving as an interface type (UNI/ANI) indicator. Therefore, the coding of the UNI slot id is in the range of 0x01-0x7F (1-127). For reasons of backward compatibility, integrated Subscriber Line interfaces (i.e., no plug-in UNI cards) can also be associated with a "pseudo" slot id 0x00. The code 0x01 is used for the leftmost lower slot of the ONT when looking at the side where the Subscriber Line Cards are plugged in, 0x02 is used for the next slot just to the right of the previous one, and so forth; numbering on the next higher shelf continues at its left edge. + +NOTE 1 – Up to 127 slots are supported. + +(R) (mandatory) (2 bytes) + +**Actual Plug-in unit Type:** This attribute is equal to the type of the LIM in the cardholder or equal to a value of 0x00 (= no LIM) if the cardholder is empty. This attribute will then be redundant with attribute "Type" of the managed entity Subscriber Line Card. (R) (mandatory) (1 byte) + +**Expected Plug-in unit Type:** This attribute identifies which type of plug-in unit is provisioned for the slot. For type coding, see Table 3. The value of 0x00 (no LIM) means that the Subscriber Line Cardholder is not provisioned to contain a LIM. The value of 0xFF (255) means that the Subscriber Line Cardholder is configured for plug-and-play. Upon autonomous instantiation, this attribute is set to 0x00. For integrated interfaces, this attribute represents the type of interface. (R, W) (mandatory) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute Value Change:** This notification is used to report autonomous changes of the Actual Plug-in unit type. The attribute value change notification shall identify the attribute changed and its new value. The AVCs for this managed entity are listed in Table 4a. For ONTs with integrated interfaces, AVCs are not supported. + +NOTE 2 – In the AVC tables, the numbering follows that of the Attribute mask coding found in Table II.1. Accordingly, each AVC table has a maximum of 16 entries. If an existing attribute does not emit AVCs, then "N/A" (not applicable) is listed in the AVC column. "Reserved" is used for numbers that do not correspond to an existing attribute. + +**Alarm:** This notification is used to notify the management system that there is something wrong with the provisioned plug-in unit. Both ONT and OLT should know the alarm list (see Table 4b) used by this entity. In case of no provisioning (no LIM configured) or in case the SubscriberLine Cardholder has been configured for plug-and-play, no alarms are raised. If the plugInLIMMissingAlarm is active, the plugInTypeMismatchAlarm shall not be raised. For ONTs with integrated interfaces, alarms are not supported. + +**Table 3/G.983.2 – Subscriber line card types** + +| Coding | Contents | Description | +|--------|-------------|-----------------------------------------------| +| 0 | no LIM | Default value | +| 1 | A1.5 | ATM 1.544 Mbit/s module | +| 2 | A2 | ATM 2.048 Mbit/s | +| 3 | A6.3 | ATM 6.312 Mbit/s module | +| 4 | A6.3U | ATM 6.312 Mbit/s module, Remote (U-interface) | +| 5 | A8 | ATM 8.448 Mbit/s | +| 6 | A25 | ATM 25.6 Mbit/s module | +| 7 | A34 | ATM 34.368 Mbit/s module | +| 8 | A45 | ATM 44.736 Mbit/s module | +| 9 | A45/34 | Configurable ATM 44.736/34.368 Mbit/s module | +| 10 | A150SMF SDH | ATM STM-1 SMF UNI | +| 11 | A150MMF SDH | ATM STM-1 MMF UNI | + +**Table 3/G.983.2 – Subscriber line card types** + +| Coding | Contents | Description | +|---------------|------------------|------------------------------------------------| +| 12 | A150UTP SDH | ATM STM-1 UTP UNI | +| 13 | C1.5 (DS1) | 1.544 Mbit/s Local (T-interface) AAL 1 module | +| 14 | C2.0 (E1) | 2.048 Mbit/s Local (T-interface) AAL 1 module | +| 15 | C6.3 (J2) | 6.312 Mbit/s Local (T-interface) AAL 1 module | +| 16 | C-DS1/E1 | Configurable DS1/E1 AAL 1 module | +| 17 | C-DS1/E1/J1 | Configurable DS1/E1/J1 AAL 1 module | +| 18 | C6.3U (J2) | 6.312 Mbit/s Remote (U-interface) AAL 1 module | +| 19 | C192k | 192 kbit/s Local (T-interface) AAL 1 module | +| 20 | C44.7 (DS3) | 44.736 Mbit/s Local (T-interface) AAL 1 module | +| 21 | C34.3 (E3) | 34.368 Mbit/s Local (T-interface) AAL 1 module | +| 22 | 10Base-T | 10 Base-T Ethernet LAN IF | +| 23 | 100Base-T | 100 Base-T Ethernet LAN IF | +| 24 | 10/100Base-T | 10/100 Base-Tx Ethernet LAN IF | +| 25 | Token Ring | Token Ring LAN IF | +| 26 | FDDI | FDDI LAN IF | +| 27 | FR | Frame relay | +| 28 | C1.5 (J1) | 1.544 Mbit/s Local (T-interface) AAL 1 module | +| 29 | A150SMF SONET | ATM OC-3 SMF UNI | +| 30 | A150MMF SONET | ATM OC-3 MMF UNI | +| 31 | A150UTP SONET | ATM OC-3 UTP UNI | +| 32 | POTS | Plain Old Telephony Service | +| 33 | ISDN-BRI | ISDN Basic Rate Interface | +| 34 | Gigabit Ethernet | Gigabit Ethernet IF | +| 35 | ADSL | ADSL IF | +| 36 | SHDSL | SHDSL IF | +| 37 | VDSL | VDSL IF | +| 38 | Video Service | Video module | +| 39 | LCT | Local craft terminal interface | +| 40 | 802.11 | IEEE 802.11 interface | +| 41 | ADSL/POTS | Combination ADSL and POTS interfaces | +| 42 | VDSL/POTS | Combination VDSL and POTS interfaces | +| 43..249 | Reserved | | +| 250 | PON1244155 | Asymmetric 1244/155 Mbit/s PON IF | +| 251 | PON1244622 | Asymmetric 1244/622 Mbit/s PON IF | +| 252 | PON622symm | Symmetric 622/622 Mbit/s PON IF | +| 253 | PON155 | Symmetric 155/155 Mbit/s PON IF | +| 254 | PON622 | Asymmetric 155/622 Mbit/s PON IF | + +**Table 3/G.983.2 – Subscriber line card types** + +| Coding | Contents | Description | +|--------|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------| +| 255 | Plug-and-play/Unknown | Plug-and-play (for the Subscriber Line Cardholder managed entity only)
Unrecognized module (for the Subscriber Line Card managed entity only) | + +**Table 4a/G.983.2 – AVC list for subscriber line cardholder** + +| Number | Attribute value change | Description | +|--------|------------------------|----------------------------------| +| 1 | ActualType | Actual type of LIM in cardholder | +| 2-16 | Reserved | | + +**Table 4b/G.983.2 – Alarm list for subscriber line cardholder** + +| Number | Alarm | Description | +|---------|-------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 0 | PlugInLimMissingAlarm | Configured Plug-in LIM is not present | +| 1 | PlugInTypeMismatchAlarm | Inserted Plug-in LIM is wrong type | +| 2 | ImproperCardRemoval | Card has been removed without being deprovisioned. (This is a redundant alarm that is used to help the OLT distinguish between transitions from state S2 to state S1 and transitions from state S4 to state S1. This alarm is sent only when a transition occurs from state S2 to state S1. See Table 32 for state diagrams.) | +| 3-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +Figure 32 shows a state diagram of the various behaviours of inserting/removing a particular Subscriber Line Card into/from a Subscriber Line Cardholder that is provisioned to a specific type or to plug-and-play. + +In the figure, state S3' is conceptually identical to state S3 except in the behaviour when entering or leaving this state upon provisioning or deprovisioning. + +In order to avoid a cluttered picture, the following state transitions, although possible, are not shown in the figure: from S3 to S9 on provisioning of plug-and-play mode, from S3' to S8 on provisioning of plug-and-play mode, from S9 to S3 on deprovisioning of plug and play-mode, and from S8 to S3' on deprovisioning of plug-and-play mode. + +![Figure 32/G.983.2 – Subscriber line cardholder state diagram. This state diagram illustrates the states and transitions for a subscriber line cardholder. It consists of ten states: S0, S1, S2, S3, S3', S4, S5, S6, S7, and S8. Transitions are triggered by events such as 'provision LIM X', 'deprovision LIM X', 'insert LIM Y', 'remove LIM X', 'create Sub. Line Card X', and 'delete Sub. Line Card X'. Each state defines the 'actual type' and 'expected type' of the subscriber line cardholder, and transitions include details on auto creation/deletion of components (UNI, PPTP, TC Adaptor, PQs) and associated alarms (LIM mismatch, card missing, LIM missing).](a2251e3bbfcd726b68cc50b091e53b02_img.jpg) + +**state S3** +Subscriber line cardholder +actual type: Y +expected type: no LIM + +**state S4** +Subscriber line cardholder +actual type: Y +expected type: X + +**state S3'** +Subscriber line cardholder +actual type: X +expected type: no LIM + +**state S0** +Subscriber line cardholder +actual type: no LIM +expected type: no LIM + +**state S1** +Subscriber line cardholder +actual type: no LIM +expected type: X + +**state S2** +Subscriber line cardholder +actual type: X +expected type: X + +**state S5** +Subscriber line cardholder +actual type: no LIM +expected type: plug-n-play + +**state S6** +Subscriber line cardholder +actual type: no LIM +expected type: plug-n-play + +**state S7** +Subscriber line cardholder +actual type: X +expected type: plug-n-play + +**state S8** +Subscriber line cardholder +actual type: X +expected type: plug-n-play + +**state S9** +Subscriber line cardholder +actual type: Y +expected type: plug-n-play + +**Transitions:** + +- S3 to S4:** provision LIM X (auto creation of: subscriber line card, UNI, PPTP, TC Adaptor, PQs; Alarm: LIM mismatch off) +- S4 to S3:** deprovision LIM X (auto deletion of: subscriber line card, UNI, PPTP, TC Adaptor, PQs; Alarm: LIM mismatch off) +- S3 to S0:** insert LIM Y (AVC: actual type=Y) +- S0 to S3:** remove LIM Y (AVC: actual type=no LIM) +- S4 to S1:** insert LIM Y (Alarm: LIM mismatch on; LIM missing off; AVC: actual type=Y) +- S1 to S4:** remove LIM Y (Alarm: LIM mismatch off; LIM missing on; AVC: actual type=no LIM) +- S1 to S2:** insert LIM X (Alarm: LIM missing off; AVC: actual type=X) +- S2 to S1:** remove LIM X (Alarm: LIM missing on; AVC: actual type=no LIM) +- S2 to S3':** provision LIM X (auto creation of: subscriber line card, UNI, PPTP, TC Adaptor, PQs) +- S3' to S2:** deprovision LIM X (auto deletion of: subscriber line card, UNI, PPTP, TC Adaptor, PQs) +- S0 to S5:** provision plug-and-play +- S5 to S0:** deprovision plug-and-play +- S5 to S6:** create Sub. Line Card X (creation of: subscriber line card; auto creation of: UNI, PPTP, TC Adaptor, PQs) +- S6 to S5:** delete Sub. Line Card X (deletion of: subscriber line card; auto deletion of: UNI, PPTP, TC Adaptor, PQs) +- S6 to S9:** insert LIM Y (Alarm: LIM mismatch on; AVC: actual type=Y) +- S9 to S6:** remove LIM Y (Alarm: LIM mismatch off; AVC: actual type=no LIM) +- S6 to S7:** insert LIM X (AVC: actual type=X) +- S7 to S6:** remove LIM X (AVC: actual type=no LIM) +- S7 to S8:** create Sub. Line Card X (creation of: subscriber line card; auto creation of: UNI, PPTP, TC Adaptor, PQs) +- S8 to S7:** delete Sub. Line Card X (deletion of: subscriber line card; auto deletion of: UNI, PPTP, TC Adaptor, PQs) +- S8 to S0:** provision plug-and-play +- S0 to S8:** deprovision plug-and-play +- S8 to S5:** provision plug-and-play +- S5 to S8:** deprovision plug-and-play + +Figure 32/G.983.2 – Subscriber line cardholder state diagram. This state diagram illustrates the states and transitions for a subscriber line cardholder. It consists of ten states: S0, S1, S2, S3, S3', S4, S5, S6, S7, and S8. Transitions are triggered by events such as 'provision LIM X', 'deprovision LIM X', 'insert LIM Y', 'remove LIM X', 'create Sub. Line Card X', and 'delete Sub. Line Card X'. Each state defines the 'actual type' and 'expected type' of the subscriber line cardholder, and transitions include details on auto creation/deletion of components (UNI, PPTP, TC Adaptor, PQs) and associated alarms (LIM mismatch, card missing, LIM missing). + +G.983.2\_F32 + +Figure 32/G.983.2 – Subscriber line cardholder state diagram + +NOTE 3 – The state diagram presented in Figure 32 is not applicable for ONTs with integrated interfaces. + +### 7.1.4 Subscriber line card + +This managed entity is used to represent the subscriber line card that is provisioned in an ONT slot. For ONTs with integrated interfaces on the UNI side, this managed entity represents available types of interfaces. An instance of this managed entity shall be automatically created by the ONT when the OLT has provisioned the subscriber line card (i.e., when the OLT has set attribute "Expected Plug-in Unit Type" of the Subscriber Line Cardholder to a specific LIM type). See 7.1.3. Moreover, an instance of this managed entity can also be created by the ONT at the request of the OLT if the attribute "Expected Plug-in Unit Type" of the corresponding Subscriber Line Cardholder is equal to the value 0xFF (255), which corresponds to "plug-and-play". For ONTs with integrated interfaces on the UNI side, an instance of this managed entity is automatically created for each instance of the Subscriber Line Cardholder managed entity. + +An instance of this managed entity shall be deleted by the ONT when the OLT has deprovisioned the subscriber line card (i.e., when the OLT has set attribute "Expected Plug-in Unit Type" of the Subscriber Line Cardholder to 0x00, i.e., "no LIM"). Moreover, an instance of this managed entity can also be deleted by the ONT on request of the OLT if the attribute "Expected Plug-in Unit Type" of the corresponding Subscriber Line Cardholder is equal to the value 0xFF, i.e., "plug-and-play". For ONTs with integrated interfaces on the UNI side, an instance of this managed entity cannot be deleted by an OLT request. + +#### *Relationships* + +One instance of this managed entity is contained by an instance of the Subscriber Line Cardholder. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The number used is the same as the instance number used for the Subscriber Line Cardholder managed entity instance containing this Subscriber Line Card instance. (R, Set-by-create (if applicable)) (mandatory) (2 bytes) + +**Type:** This attribute identifies the Subscriber Line Card type. This attribute is a unique code as defined in Table 3. The value of 0xFF (255) means "unknown", i.e., the inserted Subscriber Line Card cannot be recognized by the ONT. In this case, the attribute's Serial Number, Version and Vendor id do not contain valid information. Upon autonomous instantiation, this attribute is set to 0x00. (R, Set-by-create (if applicable)) (mandatory) (1 byte) + +**Number of ports:** This attribute gives the quantity of access ports on the Subscriber Line Card. Upon instantiation, this attribute is set equal to 0x01. (R) (optional) (1 byte) + +**Serial Number:** The serial number is unique for each Subscriber Line Card. Note that the serial number may contain the vendor id and/or version number. For ONTs with integrated interfaces on the UNI side, this value is identical to the value of the Serial Number attribute of the ONTB-PON managed entity. Upon instantiation, this attribute consists of all spaces. (R) (mandatory) (8 bytes) + +**Version:** This attribute identifies the version of the Subscriber Line Card as defined by the vendor. A value of 0x00 shall be used when version information is not available or applicable to the ONT being represented. For ONTs with integrated interfaces on the UNI side, this value is identical to the value of the Version attribute of the ONTB-PON managed entity. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (14 bytes) + +**Vendor id:** This attribute identifies the vendor of the Subscriber Line Card. For ONTs with integrated interfaces on the UNI side, this value is identical to the value of the Vendor id attribute of the ONTB-PON managed entity. Upon instantiation, this attribute consists of all spaces. (R) (optional) (4 bytes) + +**Administrative State:** This attribute is used to "unlock" (value 0x00) and "lock" (value 0x01) the functions performed by the Subscriber Line Card. When the administrative state is set to "lock", all user traffic to and from this Subscriber Line Card is blocked and alarms for this Subscriber Line Card and all associated managed entities are no longer generated. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W, Set-by-create (if applicable)) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not the managed entity is capable of performing its task. Valid values are enabled (0x00), disabled (0x01), and unknown (0x02). Upon instantiation, this attribute is set to (0x02). (R) (optional) (1 byte) + +**BridgedorIPInd:** This attribute indicates whether the Ethernet interface is bridged or derived from an IP router function (Bridged: 0x00; IP router: 0x01; 0x02 Bridged and IP Router). 0x02 means that both bridged and IP router functions are supported by the subscriber line card. Upon autonomous instantiation, the value 0x00 is used. (R, W) (optional, only applicable for subscriber line cards with Ethernet interfaces) (1 byte) + +**Equipment id:** This attribute may be used to identify the vendor's specific type of line card. This attribute applies only to line cards that do not have integrated interfaces. In North America, this may be used for the equipment CLEI code. Upon instantiation, this attribute consists of all spaces. (R) (optional) (20 bytes) + +**CardConfiguration:** This attribute is used to select the appropriate configuration on configurable line cards (e.g., T1/E1). Table 3 specifies 3 configurable card types: A45/34 (code 9), C-DS1/E1 (code 16), and C-DS1/E1/J1 (code 17). Values are indicated below for the allowed card types and configurations. + +| Card Type | Configuration | Value | +|-------------|-------------------|-------| +| A45/34 | ATM 44.736 Mbit/s | 0x00 | +| | ATM 34.368 Mbit/s | 0x01 | +| C-DS1/E1 | DS1 | 0x00 | +| | E1 | 0x01 | +| C-DS1/E1/J1 | DS1 | 0x00 | +| | E1 | 0x01 | +| | J1 | 0x02 | + +Upon autonomous instantiation, the value 0x00 is used. (R, W, Set-by-create (if applicable)) (mandatory for configurable line cards) (1 byte) + +#### Actions + +**Create:** Create an instance of this managed entity (optional, only when plug-and-play is supported). + +**Delete:** Delete an instance of this managed entity (optional, only when plug-and-play is supported). + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Reboot:** Reboot the Subscriber Line Card. + +**Test:** Test the Subscriber Line Card (this action is optional). + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The list of AVCs for this managed entity is given in Table 5a. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 5b. + +NOTE – For ONTs with integrated interfaces on the UNI side, alarms are not applicable except perhaps for video support. Use of alarms for video support is considered optional and is for future study. + +**Test result:** For the "Test result" event, notification is sent to the OLT via an alarm ONLY if the ME fails the autonomous self test. + +**Table 5a/G.983.2 – AVC list for subscriber line card** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------------------------------| +| 1-6 | N/A | | +| 7 | OpState | Operational state of Subscriber Line Card | +| 8 | N/A | | +| 9-16 | Reserved | | + +**Table 5b/G.983.2 – Alarms list for subscriber line card** + +| Number | Event | Description | +|---------|------------------------|--------------------------------------------------------| +| 0 | EquipmentAlarm | A failure on an internal interface or failed self test | +| 1 | PoweringAlarm | LIM fuse failure or failure of LIM DC/DC converter | +| | Test result | | +| 2 | SelfTestFailure | Failure of Subscriber Line Card autonomous self test | +| 3-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.1.5 PON IF line cardholder + +This managed entity represents slots of the ONT that are capable of holding a network card on the ANI side. An instance of this managed entity shall exist for each slot. Instances of this managed entity are created automatically by an ONT that supports PON IF plug-in after the ONT initialization. (For integrated PON interfaces, no instances of this managed entity need to be created. However, if PON IF-based traffic management features (T-CONTs, Priority queues, and Traffic Schedulers) are to be modelled, an instance of this entity facilitates this.) + +NOTE 1 – This definition merely provides a placeholder to facilitate equipment management of removable PON IF line cards. + +#### Relationships + +An instance of the PON IF Line Cardholder may contain instances of the PON IF Line Card managed entity to model the containment of PON IF Line Cards within slots of the ONT. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The first byte of this two-byte identifier is always 0x00. The second byte of this identifier is the slot id. + +To accommodate a universal code of the ONT slot id for both PON and UNI interfaces, one must interpret the least significant 7 bits of the slot id as the actual physical slot number with the most significant bit serving as an interface type (UNI/ANI) indicator. Therefore, the coding of the PON IF Line Card slot id is in the range of 0x81-0xFF (129-255). The code 0x81 (129) is used for the leftmost lower slot of the ONT when looking at the side where the PON IF Line Cards are plugged in, 0x82 (130) is used for the next slot just to the right of the previous one, and so forth; numbering on the next higher shelf continues at its left edge. (R) (mandatory) (2 bytes) + +NOTE 2 – Only up to 127 slots are supported. + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.1.6 PON IF line card** + +This managed entity is used to model a field-replaceable PON IF Line Card contained within an ONT. + +An instance of this managed entity shall be automatically created by the ONT. (For integrated PON interfaces, no instances of this managed entity need to be created. However, if PON IF-based traffic management features (T-CONTs, Priority queues, and Traffic Schedulers) are to be modelled, an instance of this entity facilitates this.) + +NOTE – This definition merely provides a placeholder to facilitate equipment management of removable PON IF line cards. + +#### *Relationships* + +One instance of this managed entity is contained by an instance of the PON IF Line Cardholder. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The number used is the same as the instance number used for the PON IF Line Cardholder managed entity instance containing this PON IF Line Card instance. (R) (mandatory) (2 bytes) + +**Serial Number:** The serial number is unique for each PON IF Line Card. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (8 bytes) + +**Version:** This attribute identifies the version of the PON IF Line Card as defined by the vendor. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (14 bytes) + +**Vendor id:** This attribute identifies the vendor of the PON IF Line Card. Upon autonomous instantiation, this attribute consists of all spaces. (R) (optional) (4 bytes) + +**Equipment id:** This attribute may be used to identify the vendor's specific type of PON interface card. This attribute applies only to PON interface cards that do not have integrated interfaces. In North America, this may be used for the equipment CLEI code. Upon instantiation, this attribute consists of all spaces. (R) (optional) (20 bytes) + +**Total T-CONT buffer number:** This attribute provides a total number of T-CONT buffers, which are associated with the PON IF line card. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (1 byte) + +**Total Priority Queue number:** This attribute provides a total number of priority queues, which are associated with the PON IF line card. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (1 byte) + +**Total Traffic Scheduler number:** This attribute provides a total number of Traffic Schedulers, which are associated with the PON IF line card. The ONT supports NULL function, HOL (Head Of the Line) scheduling and WRR (Weighted Round Robin) from the priority control and guarantee of minimum rate control points of view, respectively. If the ONT does not have any Traffic Scheduler, this attribute should be 0x00. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Reboot:** Reboot the PON IF Line Card. + +**Test:** Test the PON IF Line Card (this action is optional and for further study). If testing is used, a "Test Result" event should be added to the notifications and event list. + +#### *Notifications* + +**Attribute Value Change:** This notification is used to report autonomous changes to the attributes of this managed entity. The notification shall identify the attribute that changed and its new value. If additional attributes are added, any relevant AVCs should be listed in a table. + +**Alarm:** Alarms on the PON IF are transmitted to the OLT by PLOAM messages (see ITU-T Rec. G.983.1 [3]). There are no OMCI-based alarms for the PON IF. + +### **7.1.7 Software image** + +This managed entity represents a program stored in the ONT. + +Two instances of this managed entity shall be automatically created by the ONT after the creation of an ONT managed entity (mandatory) and each Subscriber Line Card managed entity (optional – not applicable for ONTs with integrated interfaces on the UNI side). It is used to report to the management system the software currently installed in non-volatile memory. After the creation of the instances of this managed entity, the associated attributes are updated according to the data within the ONT and Subscriber Line Cards. + +#### *Relationships* + +Two instances of this managed entity are contained in an instance of the ONT and Subscriber Line Card managed entities. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The number consists of a two-byte field. The first field (MSB) identifies the ME instance (ONT (value 0x00) or removable Subscriber/PON IF Line Card (value 0x01-0x7F/0x81-0xFF)) containing the associated Software Image ME. The second field (LSB) distinguishes between the two (redundant) Software Image ME instances (values 0x00 and 0x01). (R) (mandatory) (2 bytes) + +**Version:** This attribute identifies the version of the software. Upon autonomous instantiation, this attribute consists of all spaces. (R) (mandatory) (14 bytes) + +**Is committed:** This attribute indicates whether the associated software image is "committed" (value 0x01) or "uncommitted" (value 0x00). By definition, the "committed" software image will be loaded and executed upon a reboot of the ONT and/or associated removable Subscriber/PON IF Line Card ME. During normal operation, one software image will always be "committed" while the other is "uncommitted". Under no circumstances are both software images allowed to be "committed" at the same time. On the other hand, both software images are only allowed to be non-committed at the same time if both are invalid. Upon autonomous instantiation, this attribute of instance 0 shall be initialized to "committed" and this attribute of instance 1 shall be initialized to "uncommitted". (R) (mandatory) (1 byte) + +**Is active:** This attribute indicates whether the associated software image is "active" (value 0x01) or "inactive" (value 0x00). By definition, the active software image is one that is currently loaded and executing in the ONT (or associated Subscriber/PON IF Line Card). Under normal operation, one software image will always be "active" while the other is "inactive". Under no circumstances are both software images allowed to be "active" at the same time. On the other hand, both software images are only allowed to be inactive at the same time if both are invalid. Upon autonomous instantiation, this attribute of instance 0 shall be initialized to "active" and this attribute of instance 1 shall be initialized to "inactive". (R) (mandatory) (1 byte) + +**Is valid:** This attribute indicates whether the associated software image is "valid" (value 0x01) or "invalid" (value 0x00). By definition, a software image is "valid" if it has been verified to be an executable code image. The verification mechanism is not subject to standardization; however, at a minimum it must include a data integrity (CRC) check of the entire code image. Upon autonomous instantiation, the associated code image is verified and this attribute is set according to the result of this verification. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Start Download:** Initiate a software download sequence to the alternate (i.e., currently inactive) software image. This action is only valid for a software image that is currently inactive and is not committed (i.e., is not selected as the bootable image). (optional) + +**Download Section:** Download a section of a software image. This action is only valid for a software image that is currently being downloaded (image 1 in state S2/image 0 in state S2'). (optional) + +**End Download:** Signal the completion of a download sequence, providing both the valid CRC and version information for a final verification of an associated downloaded software image. This action is only valid for a software image that is currently being downloaded (image 1 in state S2/image 0 in state S2'). (optional) + +**Activate Image:** Load/execute a valid software image. When this action is applied to a software image that is currently inactive, execution of the current code image is suspended; the associated software image is loaded from non-volatile memory; and execution of this new code image is initiated. When this action is applied to a software image that is already active, a soft restart is performed (i.e., the software image is not reloaded from non-volatile memory, execution of the current volatile code image is simply restarted). This action is only valid for a valid software image. (optional) + +**Commit Image:** Select a valid software image to be the default image to be loaded and executed by the boot code upon start-up (i.e., set the Is\_committed attribute value to 0x01 for the associated Software Image ME and set the Is\_committed attribute value to 0x00 for the other Software Image ME). This action is only valid for a valid software image. (optional) + +In Figure 33, a state diagram is given, showing an example of the "life cycle" of software images under the actions given above. State S0 is a conceptual initialization state when neither of the software images is valid (i.e., executable). During S0, the OMCC is not functional. + +#### *Notifications* + +None. + +![Software image state diagram showing states S0 through S4 and their primed counterparts. Each state is a box containing the status of two software images (SW image 0 and SW image 1) with fields for active, committed, valid, and version. Transitions are labeled with actions like start download, end download, reboot, activate, and commit.](87c64bd7d33fca8b9b29228c80ddf175_img.jpg) + +**state S0 (OMCC not operational)** + +| | | +|----------------------------------------------------------------------------------|----------------------------------------------------------------------------------| +| SW image 0
is active: no
is committed: no
is valid: no
version: null | SW image 1
is active: no
is committed: no
is valid: no
version: null | +|----------------------------------------------------------------------------------|----------------------------------------------------------------------------------| + +**state S1** + +| | | +|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------------| +| SW image 0
is active: yes
is committed: yes
is valid: yes
version: xxxx | SW image 1
is active: no
is committed: no
is valid: no
version: null | +|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------------| + +**state S1'** + +| | | +|----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| +| SW image 0
is active: no
is committed: no
is valid: no
version: null | SW image 1
is active: yes
is committed: yes
is valid: yes
version: yyyy | +|----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| + +**state S2** + +| | | +|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------------| +| SW image 0
is active: yes
is committed: yes
is valid: yes
version: xxxx | SW image 1
is active: no
is committed: no
is valid: no
version: null | +|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------------| + +**state S2'** + +| | | +|----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| +| SW image 0
is active: no
is committed: no
is valid: no
version: null | SW image 1
is active: yes
is committed: yes
is valid: yes
version: yyyy | +|----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| + +**state S3** + +| | | +|-------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------| +| SW image 0
is active: yes
is committed: yes
is valid: yes
version: xxxx | SW image 1
is active: no
is committed: no
is valid: yes
version: yyyy | +|-------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------| + +**state S3'** + +| | | +|-----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| +| SW image 0
is active: no
is committed: no
is valid: yes
version: xxxx | SW image 1
is active: yes
is committed: yes
is valid: yes
version: yyyy | +|-----------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| + +**state S4** + +| | | +|------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| +| SW image 0
is active: no
is committed: yes
is valid: yes
version: xxxx | SW image 1
is active: yes
is committed: no
is valid: yes
version: yyyy | +|------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| + +**state S4'** + +| | | +|------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| +| SW image 0
is active: yes
is committed: no
is valid: yes
version: xxxx | SW image 1
is active: no
is committed: yes
is valid: yes
version: yyyy | +|------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| + +Software image state diagram showing states S0 through S4 and their primed counterparts. Each state is a box containing the status of two software images (SW image 0 and SW image 1) with fields for active, committed, valid, and version. Transitions are labeled with actions like start download, end download, reboot, activate, and commit. + +G.983.2\_F33 + +Figure 33/G.983.2 – Software image state diagram + +### 7.1.8 ONUB-PON + +This managed entity represents the ONU as equipment. + +An instance of this managed entity is automatically created by the ONU after initialization. After the creation of this managed entity, the associated attributes are updated according to the data within the ONU itself. + +The ONUB-PON managed entity has the same Relationships, Attributes, Actions, and Notifications as the ONTB-PON managed entity. The only difference is the M.E. type, which is useful to higher layer management systems to identify ONUs as shared network equipment and ONTs as dedicated termination equipment. + +## 7.2 ANI management + +The OMCI will not maintain the basic PON interface information. The OLT will maintain the PON interface related managed entities and will get all the basic ONT-related information needed for those managed entities via PLOAM cells (e.g., Transmit Failure) as specified in ITU-T Rec. G.983.1 [3]. However, these entities are used to hold DBA and APS control information. For the purpose of description, the ONT will autonomously create one instance of each of the managed entities "PON Physical Path Termination Point", "ANI" and "PON TC Adapter" upon creation of the ONTB-PON managed entity. In cases where DBA or APS are provided, the appropriate attributes will be set accordingly. + +### 7.2.1 PON physical path termination point + +An instance of this managed entity represents a point in the ONT where a PON Physical Path terminates and physical path level functions (e.g., path overhead functions) are performed. + +An instance of this managed entity is automatically created by the ONT after initialization. However, this instance will not be reported during a MIB upload. + +#### *Relationships* + +One or more instances of this managed entity are contained in an instance of the ONT or PON IF Line Card managed entities. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the PON IF. The first byte is the slot id (defined in 7.1.5). If the PON IF is integrated, this value is 0x80 (128). The second byte is the port id with value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a PON IF Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +#### *Actions* + +None. + +#### *Notifications* + +None. + +### 7.2.2 ANI + +This managed entity is used to organize data associated with the Access Network Interface (ANI) supported by the ONT. One instance of this managed entity shall exist for each ONT. + +An instance of this managed entity is automatically created by the ONT after initialization. However, this instance will not be reported during a MIB upload, unless DBA is supported. + +#### Relationships + +One or more instances of this managed entity are contained in an instance of the ONTB-PON or PON IF Line Card managed entities. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the PON IF. The assigned number is the same as the id of the PON Physical Path Termination Point with which this ANI is associated. (R) (mandatory) (2 bytes) + +**SR indication:** This boolean attribute indicates the capability of status reporting. The value TRUE means that the status reporting is available for all T-CONT buffers which are associated with the ANI. The default value is false. (R) (Mandatory if DBA supported) (1 byte) + +**Total Data Grant:** This attribute provides the total number of data grants that are able to be supported in this ANI port. Upon autonomous instantiation, this attribute will be set to zero. (R) (Mandatory if DBA supported) (1 byte) + +**Total DS Grant:** This attribute provides the total number of divided slot grants that are able to be supported in this ANI port. Upon autonomous instantiation, this attribute will be set to zero. (R) (Mandatory if DBA supported) (1 byte) + +**T-CONT reporting types:** This attribute provides a special code that indicates the kinds of reports that this ONT can perform. Value 0x00 means that T-CONT buffer reporting uses one byte. Value 0x01 means that T-CONT buffer reporting uses one byte or two bytes. Value 0x02 means that T-CONT buffer reporting uses one byte or two or four bytes. More explanation is described in ITU-T Rec. G.983.4. Upon autonomous instantiation, this attribute will be set to zero. (R) (Optional) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The AVCs for this managed entity are given in Table 6a. + +**Table 6a/G.983.2 – AVC list for physical path termination point ATM ANI** + +| Number | Attribute value change | Description | +|--------|------------------------|-----------------------------------------| +| 1 | N/A | | +| 2 | Total Data Grant | Number of data grants supported | +| 3 | Total DS Grant | Number of Divided slot grants supported | +| 4 | T-CONT reporting type | The type of DBA reports supported | +| 5-16 | Reserved | | + +### 7.2.3 PON TC adapter + +An instance of this managed entity represents a point in the ONT where the adaptation of the ATM Layer to the underlying physical infrastructure (i.e., the PON) takes place. One instance of this managed entity shall exist for each ONT. + +An instance of this managed entity is automatically created by the ONT after initialization. However, this instance will not be reported during an MIB upload, unless APS is supported. + +#### *Relationships* + +One instance of this managed entity will exist for the PON Physical Path Termination Point managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the PON Physical Path Termination Point with which this PON TC Adapter is associated. For the 1+1 protection model, the PON TC Adapter is associated with the PON Physical Path Termination Point of the working entity. For the 1:1 protection model, the PON TC Adapter is associated with the PON Physical Path Termination Point of the working entity for normal traffic and of the protection entity for extra traffic. (R) (mandatory) (2 bytes) + +**TC Adapter type:** This attribute represents PON TC Adapter type. Valid values are provided below. + +0x0: protection function is not available; + +0x1: 1+1 architecture is available; + +0x2: 1:1 architecture is available and normal traffic shall be adapted; + +0x3: 1:1 architecture is available and extra traffic shall be adapted. + +Upon autonomous instantiation, this attribute will be set to zero. (R) (mandatory for PON protection) (1 byte) + +**Protection pointer:** This attribute provides the instance id of the PON Physical Path Termination Point that serves as the protection entity. This attribute is valid only when TC adapter type is 0x1 or 0x2. Upon autonomous instantiation, this attribute will be set to zero. (R) (mandatory for PON protection) (2 bytes) + +**Revertive Ind:** This attribute indicates whether the protection scheme uses revertive mode (= TRUE, value 0x01) or non-revertive mode (= FALSE, value 0x00). Upon autonomous instantiation, this attribute will be set to false. (R) (mandatory for PON protection) (1 byte) + +**Wait To Restore Time:** This attribute specifies the amount of time, in seconds, to wait after a fault clears before restoring traffic to the protected trail/connection/line that initiated the switching. Upon autonomous instantiation, this attribute will be set to zero. (R, W) (mandatory for PON protection) (2 bytes) + +**Switching Guard Time:** This attribute specifies the amount of time, in milliseconds, that must elapse after detection of a fault before a protection trail/connection/line can be used to transport the normal traffic signal and/or to select the normal traffic signal. Upon autonomous instantiation, this attribute will be set to zero. (R, W) (optional) (2 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.2.4 T-CONT buffer** + +An instance of this managed entity represents a logical object to the data grant provided by the OLT. A T-CONT buffer can accommodate ATM cells in priority queues or Traffic Schedulers that exist in the ATM layer. Therefore, the T-CONT buffer is regarded as a logical buffer. + +#### *Relationships* + +One or more instances of this managed entity are contained in an instance of the ONT managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is associated with the physical capability that realizes the T-CONT buffer. The first byte is the slot id of the PON IF card with which this T-CONT buffer is associated. For integrated PON IF interfaces, this byte can be associated with "pseudo" slot id 0x80 (128). If the ONT has T-CONT buffers that are not associated with the PON IF card at the creation of this instance, the first byte of this T-CONT buffer is 0xFF. The second byte is the T-CONT id that is numbered by the ONT itself. The T-CONT id is numbered in ascending order with the range of 0x00 to 0xFF in each PON-IF Line Card or ONT core. (R) (mandatory) (2 bytes) + +**ANI Pointer:** This attribute provides the ANI instance id in which this T-CONT buffer can send ATM cells in response to one of data grants. Upon autonomous instantiation this attribute consists of the 0x8001 or 0x8101. (The default value should be decided in consideration of the backward compatibility.) (R,W) (Mandatory) (2 bytes) + +**Policy:** This attribute represents scheduling policy. Valid values include but are not limited to "Null" (value 0x00), "HOL" (value 0x01) or "WRR" (value 0x02). Upon autonomous instantiation this attribute consists of the 0x01. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +## **7.3 UNI management** + +### **7.3.1 Physical path termination point ATM UNI** + +This managed entity represents the point at an ATM UNI in the ONT where physical paths terminate and physical path level functions (e.g., path overhead functions) are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a Subscriber Line Card of ATM type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ATM type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). The second byte is the port id with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Expected type:** The following coding is used for this attribute: 0x00 = by autosensing, 0x01 to 0xFE (1 to 254) = one of the values from Table 3 that is compatible with the type of the LIM. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Sensed type:** If the value of "Expected type" is not equal to 0x00, then the value of "Sensed type" equals the value of "Expected type". If the value of "Expected type" equals 0x00, then the value of "Sensed type" equals one of the values from Table 3 (0x01 to 0xFE) and by necessity is compatible with the Type of the Subscriber Line Card managed entity. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory if the ONT supports LIMs with configurable interface types, e.g., ATM45/34) (1 byte) + +**Cable configuration:** For an ATM45 interface, there are two options for the cable length. This attribute is used to select the option. Value 0x00: cable length $\leq 68.6$ m; value 0x01 cable length $> 68.6$ m. (R, W) (mandatory for interfaces with cable configuration options) (1 byte) + +**Loopback Configuration:** This attribute represents the loopback configuration of this physical interface. Value 0x00: no loopback; value 0x01: loopback2 ("Loopback2" refers to a loopback at the ONT to the OLT. The OLT can execute a physical level loopback test after loopback2 is set.). Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The AVCs for this managed entity are given in Table 6b. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarms for this entity are given in Table 6c. The SDH and SONET interface related alarm should be consistent with the existing standards. The relevant Recommendations are ITU-T Recs G.744, M.3100 and Q.834.1. + +**Table 6b/G.983.2 – AVC list for physical path termination point ATM UNI** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------------------------------| +| 1 | N/A | | +| 2 | SensedType | Sensed SLC type (values given in Table 3) | +| 3 | N/A | | +| 4 | N/A | | +| 5 | N/A | | +| 6 | OpState | Operational state | +| 7-16 | Reserved | | + +**Table 6c/G.983.2 – Alarm list for physical path termination point ATM UNI** + +| Number | Alarm | Description | +|---------|------------------------|---------------------------------------------------------------| +| 0 | TF | Transmitter failure | +| 1 | LOS | Loss of signal | +| 2 | LOF | Loss of frame | +| 3 | OOF | Out of frame | +| 4 | RAI | Remote alarm indication | +| 5 | ERR | Block error | +| 6 | OOF (PLCP) | Out of frame (physical layer convergence protocol) | +| 7 | RAI (PLCP) | Remote alarm indication (physical layer convergence protocol) | +| 8 | ERR (PLCP) | Block error (physical layer convergence protocol) | +| 9 | REI (PLCP) | Remote error indication (physical layer convergence protocol) | +| 10 | SONET/SDH MS-SD | Multiplex section – signal degraded | +| 11 | SONET/SDH MS-RDI | Multiplex section – remote defect indication | +| 12 | SONET/SDH MS-ERR | Multiplex section – block error | +| 13 | SONET/SDH MS-REI | Multiplex section – remote error indication | +| 14 | SONET/SDH MS-AIS | Multiplex section – alarm indication signal | +| 15 | SONET/SDH P-RDI | Path – remote defect indication | +| 16 | SONET/SDH P-ERR | Path – block error | +| 17 | SONET/SDH P-REI | Path – remote error indication | +| 18 | SONET/SDH P-AIS | Path-alarm indication signal | +| 19 | SONET/SDH LOP | Loss of pointer in the VC4 | +| 20 | 1.5 M REC | 1.544 Mbit/s receive alarm | +| 21 | 1.5 AIS | 1.544 Mbit/s alarm indication signal | +| 22 | 1.5 M BAIS | 1.544 Mbit/s back alarm indication signal | +| 23 | 6 M REC | 6.312 Mbit/s receive alarm | +| 24 | 6 M SEND | 6.312 Mbit/s send alarm | +| 25 | 6 M ERR | 6.312 Mbit/s block error | +| 26 | 2 M RDI | 2.048 Mbit/s remote defect indication | +| 27 | 2 M E-ERR | 2.048 Mbit/s CRC-4 error indication | +| 28 | 2 M AIS | 2.048 Mbit/s alarm indication signal | +| 29 | 8 M RDI | 8.448 Mbit/s remote defect indication | +| 30 | 8 M AIS | 8.448 Mbit/s alarm indication signal | +| 31 | 34 M RDI | 34.368 Mbit/s remote defect indication | +| 32 | 34 M AIS | 34.368 Mbit/s alarm indication signal | +| 33 | 34 M FEBE | 34.368 Mbit/s far end block error | +| 34 | 45 M RDI | 44.736 Mbit/s remote defect indication | +| 35 | 45 M AIS | 44.736 Mbit/s alarm indication signal | +| 36 | 45 IDLE | 44.736 Mbit/s idle | +| 37-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.2 Physical path termination point Ethernet UNI + +This managed entity represents the points at an Ethernet UNI in the ONT where physical paths terminate and physical path level functions (e.g., Ethernet function) are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a Subscriber Line Card of Ethernet type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as a native LAN type (e.g., Ethernet). + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). The second byte is the port id with value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Expected type:** The following coding is used for this attribute: 0x00 = by autosensing, 0x01 to 0xFE (1 to 254) equals one of the values from Table 3 that is compatible with the type of the LIM. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Sensed type:** If the value of "Expected type" is not equal to 0x00, then the value of "Sensed type" equals the value of "Expected type". If the value of "Expected type" equals 0x00, then the value of "Sensed type" = one of the values from Table 3 and by necessity is compatible with the Type of Subscriber Line Card managed entity. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory if the ONT supports LIMs with configurable interface types, e.g., 10/100 BaseT card) (1 byte) + +**Auto Detection Configuration:** For 10/100 Base-Tx Ethernet interfaces, this attribute is used to set the configuration options: Auto-sensing: 0x00; 10BaseT: 0x01; 100BaseT: 0x02; Gigabit Ethernet: 0x03; 10BaseT Auto-sensing: 0x10; 10BaseT (half duplex): 0x11; 100BaseT (half duplex): 0x12; Gigabit Ethernet (half duplex): 0x13; Gigabit Ethernet Auto-sensing: 0x20. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory for interfaces with auto detection options) (1 byte) + +**Ethernet loopback configuration:** This attribute is used to set the Ethernet loopback configuration: No loopback (value 0x00), Loop3 (value 0x03, Loopback of downstream traffic after PHY transceiver). Loop 3 is depicted in Figure 34. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**ConfigurationInd:** This attribute indicates the configuration status of the Ethernet UNI. 10BaseT (full duplex): 0x01; 100BaseT (full duplex): 0x02; Gigabit Ethernet (full duplex): 0x03; 10BaseT (half duplex): 0x11; 100BaseT (half duplex): 0x12; Gigabit Ethernet (half duplex): 0x13; When the configuration status is not detected (e.g., Ethernet link is not established or line card is not yet installed), the value 0x00 is used. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (1 byte) + +**MaxFrameSize:** This attribute denotes the maximum allowed frame size to be transmitted across this interface. Upon autonomous instantiation, the value 1518 is used. (R,W) (mandatory) (2 bytes) + +**DTEorDCEInd:** This attribute indicates whether the Ethernet interface wiring is DTE or DCE (DCE: 0x00; DTE: 0x01). Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**PauseTime:** This attribute allows the ONT line card to request that the customer terminal temporarily suspend sending data. Units are in "pause\_quanta" (1 pause\_quantum equals 512 bits times of the particular implementation). Values: 0x0000 to 0xFFFF. Upon autonomous instantiation, the value 0x0000 is used. (R,W) (optional) (2 bytes) + +**BridgedorIPInd:** This attribute indicates whether the Ethernet interface is bridged or derived from an IP router function (Bridged: 0x00; IP router: 0x01; 0x02: depends on Subscriber Line Card.) 0x02 means that the SLC "BridgedorIPInd" attribute will be either 0x00 or 0x01. Upon autonomous instantiation, the value 0x02 is used. (R, W) (optional) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**PPPoE Filter:** This attribute may be used to control filtering of PPPoE packets on this Ethernet port. The value 0x00 is used to disable filtering. The value 0x01 is used to enable filtering. When filtering is enabled, all packets other than PPPoE packets will be discarded. Default value is 0x00. (R,W) (optional) (1 byte) + +**Power control:** This attribute controls whether power is provided to an external equipment over the Ethernet PTP. Value 0x01 enables power over Ethernet. The default value 0x00 disables power feed. (R, W) (optional) (1 byte) + +![Schematic diagram of Loop 3 showing an ONT connected to an OLT. The ONT contains a LAN card with a PHY transceiver connected to Port #1. Port #1 is connected to a MAC bridge. The MAC bridge is connected to Port #2, Port #3, and Port #n. Port #2, Port #3, and Port #n are connected to AAL (ATM Adaptation Layer) blocks. Each AAL block is connected to a VC (Virtual Circuit) block. The VC blocks are connected to an ATM-XC (ATM Switching Cross-Connect) block. The ATM-XC block is connected to an OLT. A loopback path is shown from the PHY transceiver back to the MAC bridge via Port #1, labeled 'Loopback 3'.](4bfb457b83429c217736e6d51b2f3945_img.jpg) + +The diagram illustrates the internal architecture of an Optical Network Terminal (ONT) and its connection to an Optical Line Terminal (OLT). Inside the ONT, a LAN card contains a PHY transceiver. A loopback path, labeled 'Loopback 3', connects the PHY transceiver back to the MAC bridge via Port #1. The MAC bridge is connected to multiple ports: Port #1, Port #2, Port #3, and Port #n. Port #1 is connected to the PHY transceiver. Port #2, Port #3, and Port #n are connected to AAL (ATM Adaptation Layer) blocks. Each AAL block is connected to a VC (Virtual Circuit) block. The VC blocks are connected to an ATM-XC (ATM Switching Cross-Connect) block. The ATM-XC block is connected to an OLT. The diagram is labeled 'G.983.2\_F34' in the bottom right corner. + +Schematic diagram of Loop 3 showing an ONT connected to an OLT. The ONT contains a LAN card with a PHY transceiver connected to Port #1. Port #1 is connected to a MAC bridge. The MAC bridge is connected to Port #2, Port #3, and Port #n. Port #2, Port #3, and Port #n are connected to AAL (ATM Adaptation Layer) blocks. Each AAL block is connected to a VC (Virtual Circuit) block. The VC blocks are connected to an ATM-XC (ATM Switching Cross-Connect) block. The ATM-XC block is connected to an OLT. A loopback path is shown from the PHY transceiver back to the MAC bridge via Port #1, labeled 'Loopback 3'. + +**Figure 34/G.983.2 – Schematic diagram of Loop 3** + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The AVC list is given in Table 6d. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 6e. See also Appendix III. + +**Table 6d/G.983.2 – AVC list for physical path termination point Ethernet UNI** + +| Number | Attribute value change | Description | +|--------|------------------------|---------------------------------------------------------------------------------------------------------| +| 1 | N/A | | +| 2 | SensedType | Sensed type of Ethernet interface. Valid values are 0x01 (10BaseT), 0x02 (100BaseT) and 0x03 (Gigabit). | +| 3 | N/A | | +| 4 | N/A | | +| 5 | N/A | | +| 6 | OpState | Operational state | +| 7-10 | N/A | | +| 11-16 | Reserved | | + +**Table 6e/G.983.2 – Alarm list for physical path termination point Ethernet UNI** + +| Number | Alarm | Description | +|---------|------------------------|--------------------------------| +| 0 | LAN-LOS | No carrier at the Ethernet UNI | +| 1-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.3 Physical path termination point CES UNI + +This managed entity represents the points at a CES UNI in the ONT where physical paths terminate and physical path level functions are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a Subscriber Line Card of CES type. + +#### Relationships + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as CES type. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). The second byte is the port id with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Expected type:** The following coding is used for this attribute: 0x00 = by autosensing, 0x01 to 0xFE (1 to 254) equals one of the values from Table 3 that is compatible with the type of the LIM. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Sensed type:** If the value of "Expected type" is not equal to 0x00, then the value of "Sensed type" equals the value of "Expected type". If the value of "Expected type" equals 0x00, then the value of "Sensed type" = one of the values from Table 3 and by necessity is compatible with the Type of the Subscriber Line Card managed entity. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory for the case of ONT supports LIMs with configurable interface types, e.g., C1.5/2/6.3) (1 byte) + +**CES loopback configuration:** This attribute represents the loopback configuration of the physical interface. (See Figure 35.) + +- Value 0x00: no loopback; +- value 0x01: payload loopback; +- value 0x02: line loopback; +- value 0x03: OpS-directed loopback1 (loopback from/to ATM network side); +- value 0x04: OpS-directed loopback2 (loopback from/to CES UNI side); +- value 0x05: OpS-directed loopback3 (loopback of both ATM network side and CES UNI side); +- value 0x06: Manual button-directed loopback (Read only); +- value 0x07: Network-side Code inband-directed loopback (Read only); +- value 0x08: SmartJack-directed loopback (Read only); +- value 0x09: Network-side Code inband-directed loopback. (ARMED) (Read only). + +Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +![Schematic diagram of loopback1, loopback2, and loopback3 within an ONT. The ONT contains two main sections: UNI (CES) and PON. Loopback2 (0x04) is shown as a loopback path within the UNI (CES) section. Loopback1 (0x03) is shown as a loopback path within the PON section. Loopback3 (0x05) is shown as a combined loopback path that wraps both the UNI (CES) and PON sections independently. The diagram includes arrows indicating the direction of the loopback signals and a reference label G.983.2_F35.](5bba23cc120ad806779f82df1c01bebf_img.jpg) + +Schematic diagram of loopback1, loopback2, and loopback3 within an ONT. The ONT contains two main sections: UNI (CES) and PON. Loopback2 (0x04) is shown as a loopback path within the UNI (CES) section. Loopback1 (0x03) is shown as a loopback path within the PON section. Loopback3 (0x05) is shown as a combined loopback path that wraps both the UNI (CES) and PON sections independently. The diagram includes arrows indicating the direction of the loopback signals and a reference label G.983.2\_F35. + +NOTE – For loopback3, note that both paths are wrapped independently. + +**Figure 35/G.983.2 – Schematic diagram of loopback1, loopback2, and loopback3** + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**DS1Framing:** This attribute indicates the framing structure used. Valid values are "ExtendedSuperFrame" (0x00), "SuperFrame" (0x01), "UnFrame" (0x02), "G.704" (0x03) and "JT-G.704" (0x04). Upon autonomous instantiation, the value 0x00 is used. (R, W) (1 byte) (mandatory) + +**Encoding:** This attribute denotes the encoding scheme required. Valid values are "B8ZS" (value 0x00), "AMI" (value 0x01), "HDB3" (0x02), and "B3ZS" (0x03). Upon autonomous instantiation, the value 0x00 is used. (R, W) (1 byte) (mandatory) + +**LineLength:** This attribute provides the length of the twisted pair cable from the physicalPathTTP of type "DS1" interface to the DSX1 cross-connect point or the length of the DS3 cable from the physicalPathTTP of type "DS3" to the DSX3 cross-connect point. Valid values are given in Table 6f. Upon autonomous instantiation for DS1 interfaces, the value 0x00 is used for non-power feed type DS1, and the value 0x06 is used for power feed type DS1. Upon autonomous instantiation for DS3 interfaces, the value 0x0F is used. (R, W) (1 byte) (optional) + +**DS1Mode:** This attribute indicates the mode of DS1 used. The valid values are "Mode#1" (value 0x00), "Mode#2" (value 0x01), "Mode#3" (value 0x02), and "Mode#4" (value 0x03). Moreover, each Mode is defined as described in Table 6g. Upon autonomous instantiation, the value 0x00 is used. (R,W) (optional) (1 byte) + +**Table 6f/G.983.2 – Valid values for LineLength attribute** + +| Value | Power feed | Line length | +|-------|------------------------------------------|----------------------------| +| 0x00 | Non-power feed type DS1 | 0-33.5 m (0-110 ft) | +| 0x01 | Non-power feed type DS1 | 33.5-67.1 m (110-220 ft) | +| 0x02 | Non-power feed type DS1 | 67.1-100.6 m (220-330 ft) | +| 0x03 | Non-power feed type DS1 | 100.6-134.1 m (330-440 ft) | +| 0x04 | Non-power feed type DS1 | 132.1-167.6 m (440-550 ft) | +| 0x05 | Non-power feed type DS1 | 167.6-201.2 m (550-660 ft) | +| 0x06 | Power feed type DS1 (Wet-T1), short-haul | 0-40.5 m (0-133 ft) | +| 0x07 | Power feed type DS1 (Wet-T1), short-haul | 40.5-81.1 m (133-266 ft) | +| 0x08 | Power feed type DS1 (Wet-T1), short-haul | 81.1-121.6 m (266-399 ft) | +| 0x09 | Power feed type DS1 (Wet-T1), short-haul | 121.6-162.5 m (399-533 ft) | +| 0x0A | Power feed type DS1 (Wet-T1), short-haul | 162.5-199.6 m (533-655 ft) | +| 0x0B | Power feed type DS1 (Wet-T1), long-haul | 0 dB | +| 0x0C | Power feed type DS1 (Wet-T1), long-haul | 7.5 dB | +| 0x0D | Power feed type DS1 (Wet-T1), long-haul | 15 dB | +| 0x0E | Power feed type DS1 (Wet-T1), long-haul | 22.5 dB | +| 0x0F | DS3 power feed | 0-68.5 m (0-225 ft) | +| 0x10 | DS3 power feed | 68.5-137.1 m (226-450 ft) | + +**Table 6g/G.983.2 – Coding of DS1Mode attribute** + +| Mode | Connect | Line length | Power feed | Loop back | +|------|-------------|-------------|--------------------|-----------------------------| +| #1 | DS1-CPE | Short Haul | Without power feed | Smart Jack | +| #2 | DS1-CPE | Long Haul | Without power feed | Smart Jack | +| #3 | DS1-NIU-CPE | Long Haul | Without power feed | Intelligent Office Repeater | +| #4 | DS1-NIU-CPE | Long Haul | With power feed | Intelligent Office Repeater | + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**LineType:** This attribute denotes the line type used in the application for DS3 or E3 interfaces. Valid values are: + +- 0x00, Other; +- 0x01, ds3m23; +- 0x02, ds3syntran; +- 0x03, ds3CbitParity; +- 0x04, ds3ClearChannel; +- 0x05, e3Framed; +- 0x06, e3plcp. + +(R, W) (mandatory for DS3 and E3 interfaces, not applicable to other interfaces) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The list of AVCs for this managed entity is given in Table 7a. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 7b. These alarms should be consistent with the existing standards. + +**Table 7a/G.983.2 – AVC list for physical path termination point CES UNI** + +| Number | Attribute value change | Description | +|--------|------------------------|----------------------------------------------| +| 1 | N/A | | +| 2 | SensedType | Sensed SLC type (values given in Table 3) | +| 3 | CESLoopbackConfig | Loopback configuration of physical interface | +| 4 | N/A | | +| 5 | OpState | Operational state | +| 6-8 | N/A | | +| 9-16 | Reserved | | + +**Table 7b/G.983.2 – Alarm list for physical path termination point CES UNI** + +| Number | Alarm | Description | +|---------|------------------------|-------------------------------------------| +| 0 | TF | Transmitter failure | +| 1 | LOS | Loss of signal | +| 2 | LOF | Loss of frame | +| 3 | OOF | Out of frame | +| 4 | RAI | Remote alarm indication | +| 5 | 1.5 M BAIS | 1.544 Mbit/s back alarm indication signal | +| 6 | R-INH | Receive alarm – inhibit | +| 7 | 6 M REC | 6.312 Mbit/s receive alarm | +| 8 | 6 M SEND | 6.312 Mbit/s send alarm | +| 9 | 6 M ERR | 6.312 Mbit/s block error | +| 10 | 6 M BERR | 6.312 Mbit/s back error | +| 11 | 34 M REC | 34.368 Mbit/s receive alarm | +| 12 | 34 M AIS | 34.368 Mbit/s alarm indication signal | +| 13 | 2 M REC | 2.048 Mbit/s receive alarm | +| 14 | 2 M AIS | 2.048 Mbit/s alarm indication signal | +| 15 | 1.5 M REC | 1.544 Mbit/s receive alarm | +| 16 | 1.5 AIS | 1.544 Mbit/s alarm indication signal | +| 17 | INFO0 | INFO0 reception (INFO0) | +| 18 | 45 M RDI | 44.736 Mbit/s remote defect indication | +| 19 | 45 M AIS | 44.736 Mbit/s alarm indication signal | +| 20-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.4 Logical N × 64 kbit/s sub-port connection termination point + +This managed entity is used to generically model *logical* sub-ports contained within a higher level physical layer interface (e.g., DS0s within a DS1, DS1s within a DS3, etc.). A single instance of this managed entity can represent an arbitrary (i.e., consecutive or non-consecutive) group of multiple channels/time slots (e.g., multiple DS0/DS1) at the user side as an integral bundle. + +An instance of this managed entity shall be created by the OLT before the creation of an associated Interworking VCC Termination Pointer (see 7.3.7, Interworking VCC termination point). + +#### Relationships + +Zero or more instances of this ME shall be contained in an instance of the Physical Path Termination Point CES UNI. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**Physical Path Termination Pointer:** This attribute provides a pointer to the instance of the corresponding Physical Path Termination Point CES UNI managed entity id. (R, Set-by-create) (mandatory) (2 bytes) + +**List of Time Slots:** This attribute provides a bitmap, which indicates the time slots. Each bit indicates whether the corresponding time slot is included in the connection or not. The correspondence is as indicated in Table 8. (R, Set-by-create) (mandatory) (12 bytes) + +**Table 8/G.983.2 – Coding list of time slots** + +| Byte | Bit | | | | | | | | +|------|-------|-------|-------|-------|-------|-------|-------|-------| +| | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | +| 1 | TS 0 | TS 1 | TS 2 | TS 3 | TS 4 | TS 5 | TS 6 | TS 7 | +| 2 | TS 8 | TS 9 | TS 10 | TS 11 | TS 12 | TS 13 | TS 14 | TS 15 | +| ... | | | | | | | | | +| 12 | TS 88 | TS 89 | TS 90 | TS 91 | TS 92 | TS 93 | TS 94 | TS 95 | + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.5 UNIB-PON** + +This managed entity is used to organize data associated with the ATM User Network Interfaces (UNIs) supported by the ONT. For non-ATM UNIs, this is used as a logical ATM UNI. One instance of this managed entity shall exist for each UNI supported by the ONT. + +Instances of this managed entity shall be automatically created/deleted by the ONT immediately following the creation/deletion of a Subscriber Line Card managed entity. After the creation of an instance of this managed entity, the associated attributes are updated according to the data within the Subscriber Line Card (if present) or within the ONT for the case of integrated interfaces on the UNI side. + +Note that this managed entity is an aggregation of UNI and UNIinfo managed entities. + +#### *Relationships* + +Zero or more instances of the UNIB-PON managed entity may be contained in an instance of a Subscriber Line Card managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The assigned number is the same as the id of the Physical Path Termination Point with which this UNI is associated. (R) (mandatory) (2 bytes) + +**Local Maximum Number of Supportable VPCs:** This attribute identifies the number of VPCs that can be supported by the ONT at this end of the interface. Default is 0x0100 (256). (R) (mandatory for ATM interfaces) (2 bytes) + +**Local Maximum Number of Allocated VPI Bits:** This attribute identifies the maximum number of allocated bits of the VPI sub-field that can be supported by the ONT at this UNI. Default is 0x08. (R) (mandatory for ATM interfaces) (1 byte) + +**Loopback Location Code:** This attribute provides the code that identifies incoming ATM layer OAM loopback cells that are to be looped-back at this UNI (see also Appendix III). The default of this attribute consists of all 0xFFs. (R, W) (mandatory for ATM interfaces) (16 bytes) + +**Configuration Option Status:** This attribute holds the UNI Configuration Code field. Its bits are assigned as described in Table 9. Upon autonomous instantiation, the value zero is used. (R, W) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to "unlock" (value 0x00) and "lock" (value 0x01) the functions performed by the UNI. When the Administrative State attribute is set to "lock", all user traffic to and from this UNI is blocked and alarms for this UNI and all associated managed entities are no longer generated. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Table 9/G.983.2 – Coding of the configuration option status attribute** + +| Bit | Name | Setting | +|------|---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------| +| 1 | ServerTrailFaultPropagation ATM layer | 0: Upstream VP-AIS generation in the ATM cell flow is deactivated
1: Upstream VP-AIS generation in the ATM cell flow is activated | +| 2 | ServerTrailFaultPropagation TC layer | 0: All TC layer alarm reporting through the OMCC is inhibited
1: All TC layer alarm reporting through the OMCC is not inhibited | +| 3 | ServerTrailFaultPropagation PHY layer | 0: All PHY layer alarm reporting through the OMCC is inhibited
1: All PHY layer alarm reporting through the OMCC is not inhibited | +| 4 | ServerTrailFaultPropagation AAL layer | 0: All AAL layer alarm reporting through the OMCC is inhibited
1: All AAL layer alarm reporting through the OMCC is not inhibited | +| 5-16 | Reserved | | + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.6 TC AdapterB-PON** + +An instance of this managed entity represents a point in the ATM subscriber line card where the adaptation of the ATM layer to the underlying physical infrastructure (e.g., SDH or PDH transport network) takes place. ITU-T Rec. I.321 [4] identifies this adaptation function as one of many functions performed at the Transmission Convergence (TC) Sublayer of the B-ISDN protocol stack. This managed entity is responsible for generating alarms that report the (in)ability of the managed entity to delineate ATM cells from the payload of a terminated digital transmission path. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of an ATM UNI and its Physical Path Termination Point. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in the Subscriber Line Card managed entity. One instance of this managed entity shall exist for each instance of the Physical Path Termination Point managed entity. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the Physical Path Termination Point with which this TC AdapterB-PON is associated. (R) (mandatory) (2 bytes) + +**Framer configuration:** Some UNIs such as the ATM45 have two methods of mapping ATM cells into the payload of a DS3 frame: physical layer convergence protocol (PLCP) based mapping and HEC based mapping. This attribute is used to select the "PLCP option" (value 0x01) or the "HEC option" (value 0x00). Upon autonomous instantiation, this attribute is set to "PLCP option". (R, W) (mandatory for interfaces with framer configuration options) (1 byte) + +**Cell Scrambling Control:** This attribute is used to activate/deactivate the ATM cell scrambling function. This attribute is only present for ATM interfaces where ATM cell scrambling may be controlled, i.e., "activated" (value 0x01) or "deactivated" (value 0x00). [B-7] requires cell scrambling for ATM/SONET interfaces but allows cell scrambling to be controlled (i.e., turned on and off) for ATM/DS3 interfaces. Upon autonomous instantiation, this attribute is set to "activated". (R, W) (mandatory for interfaces with scrambling options) (1 byte) + +**Cell Rate Decoupling Type:** This attribute is used to select the cell rate decoupling type whenever ITU-T Rec. I.432.1 [11] and [B-8] give different definitions. ITU-T defined type: 0x00; ATM Forum defined type: 0x01. Upon autonomous instantiation, 0x00 is used. (R, W) (mandatory for interfaces with decoupling options) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The list of AVCs for this managed entity is given in Table 10a. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 10b. + +**Table 10a/G.983.2 – AVC list for TC AdapterB-PON** + +| Number | Attribute value change | Description | +|--------|------------------------|--------------------------------------------------| +| 1-3 | N/A | | +| 4 | OpState | Operational state of TC Adapter B-PON | +| 5-16 | Reserved | | + +**Table 10b/G.983.2 – Alarm list for TC AdapterB-PON** + +| Number | Alarm | Description | +|---------|------------------------|--------------------------| +| 0 | LCD | Loss of cell delineation | +| 1-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.7 Interworking VCC termination point + +An instance of this managed entity represents a point in the ONT where the interworking of a service (e.g., CES, IP) or underlying physical infrastructure (e.g., nxDSO/DS1/DS3/E3/Ethernet) takes place. At this point, ATM cells are generated from a bit stream (e.g., nxDSO/DS1/DS3/E3/Frame Relay/Ethernet) or a bit stream is reconstructed from ATM cells. + +Instances of this managed entity are created and deleted by the ONT on request of the OLT. + +#### *Establishment of a "CES interworking connection"* + +Since it is more complicated to introduce the "pointer list" as an attribute, the following mechanism will be used to create a CES interworking connection: + +- for structured service: Create first a VP Network CTPB-PON instance *and* an $N \times 64$ kbit/s Sub-port Connection Termination Point instance, and then create an Interworking VCC Termination Point; the latter would contain a reference to the VP Network CTPB-PON instance on one hand and the $N \times 64$ kbit/s Sub-port Connection Termination Point instance on the other hand; or +- for unstructured service: Create first a VP Network CTPB-PON instance, and then create an interworking VCC Termination Point; the latter would contain a reference to the VP Network CTPB-PON instance on one hand and to the Physical Path Termination Point CES UNI instance on the other hand. + +#### *Establishment of other connection types* + +Create first a VP Network CTPB-PON instance, and then create an interworking VCC Termination Point. The latter would contain a reference to the VP Network CTPB-PON. + +#### *Relationships* + +One instance of this managed entity shall exist for each occurrence of transformation of a data stream into ATM cells and vice versa. Note that the attributes "AAL Profile pointer" and "Service Profile pointer" imply relationships to these managed entities. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The value 0xFFFF is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**VCI Value:** This attribute identifies the VCI value associated with this Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**VP/VCNetworkCTP Connectivity Pointer:** This attribute provides an instance identifier of the VP Network CTPB-PON or VC Network CTPB-PON that is associated with this Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interworking Option:** This attribute identifies the type of non-ATM function that is being interworked; the option can be CES (0x00), MAC Bridge LAN (0x01), Voice (0x02) service, IP Router (0x03), VRP (0x04), or 802.1p mapper (0x05). (R, Set-by-create) (mandatory) (1 byte) + +**Service Profile Pointer:** This attribute provides the service profile type and a pointer to the instance of a service profile, such as the CES Service ProfileB-PON (if the interworking option = 0x00), MAC Bridge Service Profile (if the interworking option = 0x01), Voice Service Profile AAL (if the interworking option = 0x02), IP Router Service Profile (if the interworking option = 0x03), Video Return Path (if the interworking option = 0x04), or 802.1p mapper service profile (if interworking option = 0x05). (R, Set-by-create) (mandatory) (2 bytes) + +**AAL Profile Pointer:** This attribute provides the AAL profile type and a pointer to an instance of AAL Profile such as AAL 1 ProfileB-PON if the interworking option = 0x00, AAL 1 ProfileB-PON or AAL 2 ProfileB-PON if the interworking option = 0x02, or AAL 5 ProfileB-PON if the interworking option = 0x01, 0x03, 0x05, or 0x04 mode 1. If the interworking option is 0x04 mode 2, then this pointer is not used. (R, Set-by-create) (mandatory) (2 bytes) + +**Interworking Termination Point pointer:** This attribute is used for in the case of Circuit Emulation Services, and provides a pointer to the associated instance(s) of the following managed entities (depending on the service provided): + +- Physical Path Termination Point CES UNI; +- logical N × 64 kbit/s sub-port Connection Termination Point + +In all other non-ATM services, the relationship between the Interworking Termination Point and the IW VCC Termination point is derived from other managed entity relations, and this attribute is set to 0x0000, and not used. (R, Set-by-create) (mandatory) (2 bytes) + +**AAL Loopback configuration:** This attribute is used to set the loopback configuration: No loopback (value 0x00), Loopback 1 (value 0x01, loopback of downstream traffic before FEC of AAL 1), Loopback 2 (value 0x02, loopback of downstream traffic after FEC of AAL 1), loopback after AAL (value 0x03, loopback of downstream traffic after any AAL). Loopback after AAL is depicted in Figure 36. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**PPTP Counter:** This attribute represents the number of instances of PPTP managed entities associated with this instance of the Interworking VCC Termination Point managed entity. If only one instance of a PPTP managed entity is associated with this instance of the Interworking VCC Termination Point managed entity, this attribute is set to 0x01. If multiple instances of PPTP managed entities are associated with this instance of the Interworking VCC Termination Point managed entity (i.e., in case of AAL 2 multiplexing), this attribute is set to 0xZZ, where ZZ represents the number of associated PPTP instances. (R) (optional) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +![Schematic diagram of loopback after AAL. The diagram shows an ONT (Optical Network Terminal) connected to an OLT (Optical Line Terminal). Inside the ONT, a LAN card contains a PHY transceiver connected to Port #1 of a MAC bridge. The MAC bridge is connected to multiple ports (Port #2, Port #3, Port #n). Each port is connected to an AAL (ATM Adaptation Layer) and a VC (Virtual Circuit). The AAL and VC are connected to an ATM-XC (ATM Switching Cross-Connect). The ATM-XC is connected to the OLT. A loopback path is shown after the AAL, indicated by arrows pointing from the VC back to the AAL. The diagram is labeled 'G.983.2_F36'.](0adfaa8c2562a9fe3a8a96165d7d59a3_img.jpg) + +Schematic diagram of loopback after AAL. The diagram shows an ONT (Optical Network Terminal) connected to an OLT (Optical Line Terminal). Inside the ONT, a LAN card contains a PHY transceiver connected to Port #1 of a MAC bridge. The MAC bridge is connected to multiple ports (Port #2, Port #3, Port #n). Each port is connected to an AAL (ATM Adaptation Layer) and a VC (Virtual Circuit). The AAL and VC are connected to an ATM-XC (ATM Switching Cross-Connect). The ATM-XC is connected to the OLT. A loopback path is shown after the AAL, indicated by arrows pointing from the VC back to the AAL. The diagram is labeled 'G.983.2\_F36'. + +**Figure 36/G.983.2 – Schematic diagram of loopback after AAL** + +#### *Actions* + +- Create:** Create an instance of this managed entity. +- Delete:** Delete an instance of this managed entity. +- Get:** Get one or more attributes. +- Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The list of AVCs for this managed entity is given in Table 11a. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 11b. See also Appendix III. + +**Table 11a/G.983.2 – AVC list for interworking VCC termination point** + +| Number | Attribute value change | Description | +|--------|------------------------|---------------------------------------------------------| +| 1-9 | N/A | | +| 10 | OpState | Operational state of Interworking VCC Termination Point | +| 11-16 | Reserved | | + +**Table 11b/G.983.2 – Alarm list for interworking VCC termination point** + +| Number | Alarm | Description | +|---------|-------------------------------|--------------------------------------------------------------------------------------------------------------| +| 0 | End-to-end VC-AIS-LMIR | End-to-end VC-AIS receiving indication (optional) | +| 1 | End-to-end VC-RDI-LMIR | End-to-end VC-RDI receiving indication (optional) | +| 2 | End-to-end VC-AIS-LMIG | End-to-end VC-AIS generation indication (optional) | +| 3 | End-to-end VC-RDI-LMIG | End-to-end VC-RDI generation indication (optional) | +| 4 | Segment Loss of Continuity | Loss of continuity is detected when the Interworking VCC Termination Point is a segment end point (optional) | +| 5 | End-to-End Loss of Continuity | Loss of continuity is detected at the Interworking VCC Termination Point (optional) | +| 6 | CSA | Cell starvation alarm | +| 7-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.8 AAL 1 ProfileB-PON + +This managed entity organizes data that describes the AAL Type 1 processing functions of the ONT. It is used with the Interworking VCC Termination Point managed entity. + +In an ATM environment, AAL Type 1 configuration parameters are associated with an Interworking VCC Termination Point managed entity through a pointer relationship. Each instance of this managed entity defines a combination of parameter values that may be associated with multiple Interworking VCC Termination Point instances. + +This managed entity is instantiated/deleted on request of the OLT. + +#### *Relationships* + +One instance of this managed entity shall exist for each combination of AAL 1 parameter values used within an ONT and may be associated with zero or more instances of the Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**Subtype:** This attribute identifies the AAL subtype. Valid values for this attribute are "null" (value 0x00), "voice-band based on 64 kbit/s" (value 0x01), "Synchronous Circuit Emulation" (value 0x02), "Asynchronous Circuit Emulation" (value 0x03), "High-quality Audio" (value 0x04) and "Video" (value 0x05). (R, Set-by-create) (mandatory) (1 byte) + +**CBR Rate:** This attribute represents the rate of the CBR service supported by the AAL. Allowed values are 64 kbit/s (value 0x40), 1544 kbit/s (value 0x0608), 44 736 kbit/s (value 0xAE00), $n \times 64$ kbit/s (value $n \times 0 \times 40$ ), 2048 kbit/s (value 0x0800), etc. (R, Set-by-create) (mandatory) (2 bytes) + +**Forward Error Correction Type:** This attribute indicates the FEC method: no FEC (value 0x00), FEC for Loss Sensitive Signal Transport (value 0x01), or FEC for Delay Sensitive Signal Transport (value 0x02). (R, Set-by-create) (optional) (1 byte) + +**Structured Data Transfer:** This attribute indicates whether Structured Data Transfer (SDT) has been configured at the AAL. A value of 0x01 means SDT has been selected. A value of 0x00 means that no SDT has been selected. This attribute value cannot be set to 0x01 when the Forward Error Correction Type attribute equals 0x01. (R, Set-by-create) (optional) (1 byte) + +**Partially Filled Cells:** This attribute identifies the number of leading octets in use. (R, Set-by-create) (optional) (1 byte) + +**Clock Recovery Type:** This attribute indicates whether the clock recovery type is "synchronous" (value 0x00), which indicates that timing is derived from the physical interface, "SRTS" (Synchronous Residual Time Stamp, value 0x01), or "ACR" (Adaptive Clock Recovery, value 0x02). (R, Set-by-create) (mandatory) (1 byte) + +**Cell Loss Integration Period:** This attribute represents the duration in milliseconds of the cell loss integration period. If the cell loss persists for such a period, the Interworking VCC Termination Point managed entity associated with this entity will generate a cell starvation alarm. (R, Set-by-create) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.9 AAL 1 protocol monitoring history DataB-PON** + +This managed entity contains the last completed 15-minute interval performance monitoring data collected as a result of performing Segmentation and Reassembly (SAR) Level and Convergence Sublayer (CS) protocol monitoring. All the attribute counters, e.g., the Header Errors, are only updated at the end of each period. Instances of this managed entity are created by the OLT whenever an instance of the Interworking VCC Termination Point managed entity is created that represents AAL 1 functions. Instances of this managed entity are deleted by the OLT. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Interworking VCC Termination Point managed entity that represents AAL 1 functions. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0xFFFF is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Header Errors:** This attribute represents a count of the number of AAL 1 header errors detected, including those corrected. Header errors include correctable and not correctable CRC and parity errors. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Sequence Violations:** This attribute represents a count of incoming AAL Type 1 SAR-PDUs where the sequence count in the PDU header causes a transition from the SYNC state to the OUT OF SEQUENCE state as defined by ITU-T Rec. I.363.1. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Cell Loss:** This attribute represents a count of the number of lost cells, as detected by the AAL 1 sequence number processing, for example. This count records the number of cells detected as lost in the network prior to the destination interworking function AAL 1 layer processing. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Cell Misinsertion:** This attribute represents a count of sequence violation events that the AAL CS interprets as misinserted cells as defined by ITU-T Rec. I.363.1. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Buffer Underflows:** This attribute represents a count of the number of times the reassembly buffer underflows. In the case of a continuous underflow caused by a loss of ATM cell flow, a single buffer underflow should be counted. If the interworking function is implemented with multiple buffers, such as a cell level buffer and a bit level buffer, then either buffer underflow will cause this count to be incremented. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Buffer Overflows:** This attribute represents a count of the number of times the reassembly buffer overflows. If the interworking function is implemented with multiple buffers, such as a cell level buffer and a bit level buffer, then either buffer overflow will cause this count to be incremented. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**SDT Pointer Reframes:** This attribute represents a count of the number of events in which the AAL 1 reassembler finds that a structured data pointer is not where it is expected and must be reacquired. This count is only meaningful for structured data transfer modes as unstructured modes do not use pointers. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (optional) (4 bytes) + +**SDT Pointer Parity Check Failures:** This attribute represents a count of the number of times the AAL reassembler detects a parity check failure at the point where a structured data pointer is expected. This count is only meaningful for structured data transfer modes as unstructured modes do not use pointers. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (optional) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 12. + +**Table 12/G.983.2 – Alarm list for AAL 1 Protocol Monitoring History DataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|-----------------------------------|------------------------------------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Header errors | Header errors threshold crossing | 1 | +| 1 | Sequence Violation | Sequence Violation threshold crossing | 2 | +| 2 | Cell loss | Cell loss threshold crossing | 3 | +| 3 | Cell misinsertion | Cell misinsertion threshold crossing | 4 | +| 4 | Buffer Underflows | Buffer Underflows threshold crossing | 5 | +| 5 | Buffer Overflows | Buffer Overflows threshold crossing | 6 | +| 6 | SDT Pointer Reframes | SDT Pointer Reframes threshold crossing | 7 | +| 7 | SDT Pointer Parity Check Failures | SDT Pointer Parity Check Failures threshold crossing | 8 | +| 8-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.10 AAL 5 ProfileB-PON + +This managed entity organizes data that describe the AAL Type 5 processing functions of the ONT. It is used with the Interworking VCC Termination Point managed entity. + +In an ATM environment, AAL Type 5 configuration parameters are associated with an Interworking VCC Termination Point managed entity through a pointer relationship. Each instance of the managed entity defines a combination of parameter values that may be associated with multiple Interworking VCC Termination Point instances. + +This managed entity is instantiated/deleted on request of the OLT. + +#### Relationships + +One instance of this managed entity shall exist for each combination of AAL 5 parameter values used within an ONT and may be associated with zero or more instances of the Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**Max CPCS PDU Size:** This multi-valued attribute represents the maximum CPCS PDU size that will be transmitted over the connection in both the upstream and downstream direction of transmission. (R, Set-by-create) (mandatory) (2 bytes) + +**AAL Mode:** This attribute indicates whether the AAL for the supporting VPC is operating in one of the following optional modes: message assured (0x00), message unassured (0x01), streaming assured (0x02), or streaming non-assured (0x03). (R, Set-by-create) (mandatory) (1 byte) + +**SSCS Type:** This attribute identifies the SSCS type for the AAL. Valid values are "null" (0x00), "Data SSCS based on SSCOP, assured operation" (0x01), "Data SSCS based on SSCOP, non-assured operation" (0x02), or "Frame Relay SSCS" (0x03). (R, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.11 AAL 5 protocol monitoring history DataB-PON** + +This managed entity contains the last completed 15-minute interval performance monitoring data collected as a result of performing Segmentation and Reassembly (SAR) Level and Convergence Sublayer (CS) protocol monitoring. All of the attribute counters, e.g., the CRC violations, are only updated at the end of each period. + +Instances of this managed entity are created automatically by the OLT whenever an instance of the Interworking VCC Termination Point managed entity is created that represents the AAL 5 functions. Instances of this managed entity are deleted by the OLT. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Interworking VCC Termination Point managed entity that represents AAL 5 functions. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Sum of Invalid CS Field Errors:** This attribute provides a sum-of-errors count for invalid Convergence Sublayer (CS) field errors. For AAL Type 5, this attribute provides a single count of the number of CS PDUs discarded due to one of the following error conditions: Invalid Common Part Indicator (CPI), oversized received SDU, or length violation. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**CRC Violations:** This attribute represents a count of CRC violations that were detected for the incoming SAR PDUs. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Reassembly Timer Expirations:** This attribute provides a count of reassembly timer expirations. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory if reassembly timer is implemented) (4 bytes) + +**BufferOverflows:** This attribute indicates the number of times that there was not enough buffer space for a reassembled packet. Default value is 0x00. (R) (mandatory) (4 bytes) + +**EncapProtocolErrors:** This attribute indicates the number of times that the RFC 1483 encapsulation protocol detects a bad header. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-minute period since that is when the actual counters are reset to 0x00. The alarm list for this entity is given in Table 13. + +**Table 13/G.983.2 – Alarm list for AAL 5 protocol monitoring history dataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Invalid Fields | Exceeds threshold | 1 | +| 1 | CRC Violation | Exceeds threshold | 2 | +| 2 | Reassembly Timer Expirations | Exceeds threshold | 3 | +| 3 | Buffer Overflows | Exceeds threshold | 4 | +| 4 | Encap Protocol Errors | Exceeds threshold | 5 | +| 5-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.12 CES Service ProfileB-PON + +An instance of this managed entity is used to organize data that describe the CES Service functions of the ONT. An instance of this managed entity shall be created and deleted by the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in the ONTB-PON managed entity. One instance of this managed entity may be associated with zero or more instances of the Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for the instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**CES Buffered CDV Tolerance:** This attribute represents the duration of user data that must be buffered by the CES interworking entity to offset the Cell Delay Variation. This timing will be in 10 µs increment. The default value for DS1 CES is 750 µs and 1000 µs for DS3 CES. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Channel Associated Signalling:** This attribute selects which AAL 1 format should be used. It applies to structured interfaces only. For unstructured interfaces, this value, if present, must be set to the default of 0x00. The valid values are basic (0x00), e1Cas (0x01), SfCas (0x02), ds1EsfCas (0x03), and j2Cas (0x04). (R, W, Set-by-create) (optional) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.13 This clause intentionally left blank + +### 7.3.14 Ethernet performance monitoring history data + +This managed entity contains the last completed 15-minute interval collected statistic data for an Ethernet interface. The statistic data value is only updated at the end of each period. + +Instances of this managed entity are created/deleted by the OLT after an instance of Physical Path Termination Point Ethernet UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this Ethernet Performance Monitoring History Data managed entity can exist for each instance of the Physical Path Termination Point Ethernet UNI. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is the same as the id of the Physical Path Termination Point Ethernet UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the statistic data values are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The statistic data value is updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**FCSErrors:** This attribute provides a count of frames received on a particular interface that are an integral number of octets in length but do not pass the Frame Check Sequence (FCS) check. The count represented by an instance of this object is incremented when the MAC service returns the frameCheckError status to the Link Layer Control (LLC) or other MAC user. Received frames for which multiple error conditions are obtained are counted exclusively according to the error status presented to the LLC. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Excessive Collision Counter:** This attribute provides a count of frames for which transmission on a particular interface fails due to excessive collisions. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Late Collision Counter:** This attribute indicates the number of times that a collision is detected on a particular interface later than 512 bit-times into the transmission of a packet. Default value is 0x00. (R) (mandatory) (4 bytes) + +**FrameTooLongs:** This attribute provides a count of frames received on a particular interface that exceed the maximum permitted frame size. The count is incremented when the MAC service returns the frameTooLong status to the LLC. Default value is 0x00. (R) (mandatory) (4 bytes) + +**BufferOverflows on Receive:** This attribute provides a count of the number of times that the buffer overflows on receive. Default value is 0x00. (R) (mandatory) (4 bytes) + +**BufferOverflows on Transmit:** This attribute provides a count of the number of times that the buffer overflows on transmit. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Single Collision Frame Counter:** This attribute provides a count of successfully transmitted frames on a particular interface for which transmission is inhibited by exactly one collision. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Multiple Collisions Frame Counter:** This attribute provides a count of successfully transmitted frames on a particular interface for which transmission is inhibited by more than one collision. Default value is 0x00. (R) (mandatory) (4 bytes) + +**SQECounter:** This attribute provides a count of times that the SQE TEST ERROR message is generated by the PLS sublayer for a particular interface. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Deferred Transmission Counter:** This attribute provides a count of frames for which the first transmission attempt on a particular interface is delayed because the medium is busy. The count represented by an instance of this object does not include frames involved in collisions. Default value is 0x00. (R) (mandatory) (4 bytes) + +**InternalMACTransmit ErrorCounter:** This attribute provides a count of frames for which transmission on a particular interface fails due to an internal MAC sublayer transmit error. Default value is 0x00. (R) (mandatory) (4 bytes) + +**CarrierSenseError Counter:** This attribute indicates the number of times that the carrier sense condition was lost or never asserted when attempting to transmit a frame on a particular interface. Default value is 0x00. (R) (mandatory) (4 bytes) + +**AlignmentError Counter:** This attribute provides a count of frames received on a particular interface that are not an integral number of octets in length and do not pass the FCS check. Default value is 0x00. (R) (mandatory) (4 bytes) + +**InternalMACReceive ErrorCounter:** This attribute provides a count of frames for which reception on a particular interface fails due to an internal MAC sublayer receive error. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 13a. + +**Table 13a/G.983.2 – Alarm list for Ethernet performance monitoring history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|-------------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | FCS Errors | Exceeds threshold | 1 | +| 1 | Excessive Collision Counter | Exceeds threshold | 2 | +| 2 | Late Collision Counter | Exceeds threshold | 3 | +| 3 | FrameTooLongs | Exceeds threshold | 4 | +| 4 | Buffer Overflows on Receive | Exceeds threshold | 5 | +| 5 | Buffer Overflows on Transmit | Exceeds threshold | 6 | +| 6 | Single Collision Frame Counter | Exceeds threshold | 7 | +| 7 | Multiple Collisions Frame Counter | Exceeds threshold | 8 | +| 8 | SQE Counter | Exceeds threshold | 9 | +| 9 | Deferred Transmission Counter | Exceeds threshold | 10 | +| 10 | Internal MAC Transmit Error Counter | Exceeds threshold | 11 | +| 11 | Carrier Sense Error Counter | Exceeds threshold | 12 | +| 12 | Alignment Error Counter | Exceeds threshold | 13 | +| 13 | Internal MAC Receive Error Counter | Exceeds threshold | 14 | +| 14-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.15 CES physical interface monitoring history data + +This managed entity contains the last completed 15-minute interval collected statistic data for a physical interface (e.g., DS1/E1/J1/J2) of the CES UNI. + +Instances of this managed entity are created/deleted by the OLT after an instance of the Physical Path Termination Point CES UNI managed entity is created/deleted. + +The performance management of the physical interfaces used by the CES UNI shall be supported. Possible interfaces include DS1/DS3/E1/E3/J1/J2. The performance management requirements of particular interfaces are described in the corresponding ITU-T Recommendation or other standard document (e.g., ITU-T Rec. G.784 [1]). Failure/notifications should include threshold alerts for unacceptable performance (error) rates. Performance data should include transmission counts of Errored Seconds (ES), Severely Errored Seconds (SES) and Unavailable Seconds (UAS). + +Notice that, because of the various operators' requirements and cost advantages, each vendor's ONT may support different levels of performance management of the physical interfaces. It is not stated here that the errored seconds stated below have to be generated for all the possible combinations such as near-end path, far-end path, near-end line, far-end line, etc. Each vendor may use vendor-specific combinations for its implemented features. + +#### *Relationships* + +One instance of this managed entity shall exist for each instance of the Physical Path Termination Point CES UNI. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is the same as the id of the Physical Path Termination Point CES UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Error Seconds:** The number of Errored Seconds encountered by a physical interface in the last completed 15-minute interval. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Severely Error Seconds:** The number of Severely Errored Seconds encountered by a physical interface in the last completed 15-minute interval. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Bursty Error Seconds:** The number of Bursty Errored Seconds encountered by a physical interface in the last completed 15-minute interval. A BES is any second that is not a UAS that contains between 2 and 319 error events but no LOS, AIS, or OOF condition. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (Optional) (2 bytes) + +**Unavailable Seconds:** The number of Unavailable Seconds encountered by a physical interface in the last completed 15-minute interval. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Controlled Slip Seconds:** The number of Controlled Slip Seconds encountered by a physical interface in the last completed 15-minute interval. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONT and OLT should know the event list used by this entity. The list of TCAs for this entity is given in Table 14. + +**Table 14/G.983.2 – Alarm list for CES physical interface monitoring history data** + +| Number | Event | Description | Threshold Data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | ES | Exceeds threshold | 1 | +| 1 | SES | Exceeds threshold | 2 | +| 2 | BES | Exceeds threshold | 3 | +| 3 | UAS | Exceeds threshold | 4 | +| 4 | CSS | Exceeds threshold | 5 | +| 5-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.16 TC adapter protocol monitoring history data + +This managed entity contains the last completed 15-minute interval collected performance monitoring as a result of performing Transmission Convergence level protocol monitoring. All the attribute counters, e.g., the discarded cells due to HEC violations, are only updated at the end of each period. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding TC AdapterB-PON managed entity is created/deleted. + +#### Relationships + +One instance of this managed entity can exist for each instance of TC AdapterB-PON or PON TC Adapter. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is the same as the id of the corresponding TC AdapterB-PON or PON TC Adapter. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Discarded Cells due to HEC violations:** This read-only attribute provides a raw, thresholded count of the number of ATM cells that were discarded (per interface) due to an HEC violation. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**Errored Cells due to HEC violations:** This read-only attribute provides a raw, thresholded count of the number of ATM cells that were errored (per interface) due to an HEC violation. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONT and OLT should know the event list, given in Table 15, used by this entity. + +**Table 15/G.983.2 – Alarm list for TC adapter protocol monitoring history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Discarded Cells due to HEC violations | Exceeds threshold | 1 | +| 1 | Errored cells due to HEC violations | Exceeds threshold | 2 | +| 2-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.17 Threshold DataB-PON + +An instance of this managed entity contains threshold values for the performance monitoring parameters maintained in one or more instances of other managed entities. + +Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in the ONTB-PON managed entity. This managed entity may be related to multiple instances of History Data type managed entities, which have a Threshold DataB-PON id attribute that points to an instance of this managed entity. + +Related Managed Entities: + +- AAL 1 Protocol Monitoring History DataB-PON; +- AAL 5 Protocol Monitoring History DataB-PON; +- CES Physical Interface Monitoring History Data; +- Ethernet Performance Monitoring History Data; +- TC Adapter Protocol Monitoring History Data; +- UPC Disagreement Monitoring History DataB-PON; +- AAL 2 CPS Protocol Monitoring History DataB-PON; +- AAL 2 SSCS Protocol Monitoring History DataB-PON; +- MAC Bridge PM History Data; +- MAC Bridge Port PM History Data; +- Voice PM History Data; +- VP PM History Data; +- IP Router PM History Data 1; +- IP Router PM History Data 2; +- ICMP PM History Data 1; +- ICMP PM History Data 2; +- VC PM History Data; +- Ethernet Performance Monitoring History Data 2; +- 802.11 Counters; +- ADSL ATU-C Channel Performance Monitoring History Data; +- ADSL ATU-C Performance Monitoring History Data; +- ADSL ATU-R Channel Performance Monitoring History Data; +- ADSL ATU-R Performance Monitoring History Data; +- TC Adapter Performance Monitoring History Data ADSL; +- VDSL VTU-O Channel Performance Monitoring History Data; +- VDSL VTU-O Physical Interface Monitoring History Data; +- VDSL VTU-R Channel Performance Monitoring History Data; +- VDSL VTU-R Physical Interface Monitoring History Data. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for the instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**Threshold Value 1:** This attribute provides the associated threshold value for the 1st thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 2:** This attribute provides the associated threshold value for the 2nd thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 3:** This attribute provides the associated threshold value for the 3rd thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 4:** This attribute provides the associated threshold value for the 4th thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 5:** This attribute provides the associated threshold value for the 5th thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 6:** This attribute provides the associated threshold value for the 6th thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 7:** This attribute provides the associated threshold value for the 7th thresholded counter in the History Data type managed entity. (R, W, Set-by-create) (mandatory) (4 bytes) + +**Threshold Value 8:** This attribute provides the associated threshold value for the 8th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 9:** This attribute provides the associated threshold value for the 9th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 10:** This attribute provides the associated threshold value for the 10th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 11:** This attribute provides the associated threshold value for the 11th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 12:** This attribute provides the associated threshold value for the 12th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 13:** This attribute provides the associated threshold value for the 13th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +**Threshold Value 14:** This attribute provides the associated threshold value for the 14th thresholded counter in the History Data type managed entity. The default value is 0. (R, W) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.18 AAL 2 ProfileB-PON** + +This managed entity organizes data that describe the AAL Type 2 processing functions of the ONT. It is used with the Interworking VCC Termination Point managed entity. In an ATM environment, AAL Type 2 configuration parameters are associated with an Interworking VCC Termination Point managed entity through a pointer relationship. Each instance of the managed entity defines a combination of parameter values that may be associated with multiple Interworking VCC Termination Point instances. This managed entity is instantiated/deleted on request of the OLT. These attributes must be provisioned for both PVC and SVC VCCs. + +#### *Relationships* + +One instance of this managed entity shall exist for each combination of AAL 2 parameter values used within an ONT associated with a VCC that is either an SVC or a PVC. One instance of this managed entity may be associated with one or more instances of an Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**SSCSParameterProfile1Ptr:** This attribute points to the SSCSParameterProfile1 instance containing the default values for the Service Specific Convergence Sublayer parameters associated with channels carrying control and management plane traffic (e.g., CCS, ELCP, ISDN D-channels, and LES-EOC). (R, Set-by-create) (mandatory) (2 bytes) + +**SSCSParameterProfile2Ptr:** This attribute points to the SSCSParameterProfile2 instance containing the default values for the Service Specific Convergence Sublayer parameters associated with channels carrying media streams (e.g., POTS or ISDN B-channels). (R, Set-by-create) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.19 AAL 2 PVC ProfileB-PON** + +This managed entity organizes data that describe the AAL Type 2 processing functions of the ONT. It is used with the Interworking VCC Termination Point managed entity. In an ATM environment, AAL Type 2 configuration parameters are associated with an Interworking VCC Termination Point managed entity through a pointer relationship. Each instance of the managed entity defines a + +combination of parameter values that may be associated with multiple Interworking VCC Termination Point instances. This managed entity is instantiated/deleted on request of the OLT. These attributes must be provisioned for PVCs (including soft-PVCs). + +#### *Relationships* + +One instance of this managed entity shall exist for each combination of AAL 2 parameter values used within an ONT associated with a VCC that is a PVC. One instance of this managed entity may be associated with one or more instances of an Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the AAL 2 ProfileB-PON with which this AAL 2 PVC ProfileB-PON is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**AppId:** This attribute specifies the protocol combinations used between the Interworking Functions found in the Voice Gateway and the ONT. Valid values include those provided in Section 4.1.1 of ATM Forum Well-Known Addresses and Assigned Codes. (R, Set-by-create) (mandatory) (1 byte) + +**MaximumNumChan:** This attribute provides the maximum number of AAL 2 channels that can be carried by the VC Trail associated with the Interworking VCCTP. It ranges from 0x01 to 0xFF (1 to 255). (R, Set-by-create) (mandatory) (1 byte) + +**MinimumChanIdVal:** This attribute provides the minimum value for the Channel Id allowed for any AAL 2 channel within the connection. (R, Set-by-create) (mandatory) (1 byte). + +NOTE 1 – Values from 0 to 15 are reserved. + +**MaximumChanIdVal:** This attribute provides the maximum value for the Channel Id allowed for the AAL 2 channel within the connection (R, Set-by-create) (mandatory) (1 byte). + +NOTE 2 – Values from 224 to 255 are reserved. + +**MaxCPS\_SDULen:** This attribute provides the maximum allowed length of the Common Part Sublayer Service Data Unit (or CPS SDU) that will be allowed over the connection in either the upstream or downstream direction of transmission. The value is 0x2d or 0x40 (45 or 64 octets). (R, Set-by-create) (mandatory) (1 byte) + +**TimerCULen:** This attribute provides the value (in 10ths of a millisecond) for the "combined use" timer Timer\_CU on the ITU-T Rec. I.363.2. (R, Set-by-create) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.20 AAL 2 CPS Protocol Monitoring History DataB-PON** + +This managed entity contains the last completed 15-minute interval performance monitoring data collected as a result of AAL 2 protocol conversion monitoring. All the attribute counters, e.g., the CPSInPkts, are only updated at the end of each period. Instances of this managed entity are created automatically by the OLT whenever an instance of the Interworking VCC Termination Point managed entity is created that represents the AAL 2 functions. Instances of this managed entity are deleted by the OLT. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Interworking VCC Termination Point managed entity that represents AAL 2 functions. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**CPSInPkts:** This attribute records the number of CPS packets received by the port group associated with the Interworking VCC Termination Point. (R) (mandatory) (4 bytes) + +**CPSOutPkts:** This attribute records the number of CPS packets transmitted by the port group associated with the Interworking VCC Termination Point. (R) (mandatory) (4 bytes) + +**ParityErrors:** This attribute records the number of CPS PDUs discarded because of incorrect parity value in the STF field. (See errnum 0 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**SeqNumErrors:** This attribute records the number of CPS PDUs received with incorrect sequence number in the STF. (See errnum 1 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**CPS\_OSFMismatchErrors:** This attribute records the number of CPS PDUs received for which the number of octets expected for a CPS Packet that overlaps into the next CPS PDU does not match the information contained in the STF field. (See errnum 2 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**CPS\_OSFErrors:** This attribute records the number of CPS PDUs discarded because of an incorrect Offset Field (OSF) value in the STF field. (See errnum 3 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**CPS\_HECErrors:** This attribute records the number of CPS packets having a header value indicating transmission errors in the header. (See errnum 4 in the Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**OversizedSDUErrors:** This attribute records the number of times the received CPS packet payload exceeds the maximum length indicated in MaxCPS\_SDULen attribute. (See errnum 5 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**ReassemblyErrors:** This attribute records the number of times that partial CPS packets are discarded because errors were detected before reassembly could be completed. (See errnum 6 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**HECOverlapErrors:** This attribute records the number of times that a CPS packet is received with a HEC that overlaps a CPS PDS boundary. (See errnum 7 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**UUIErrors:** This attribute records the number of times that a UUI is received with a value that is reserved for future use. (See errnum 8 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**CIDErrors:** This attribute records the number of times that a CPS PDU is received with an incorrect CID value. (See errnum 9 in Table 6/I.363.2 [14].) If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since then the actual counters are reset to 0x00. The event list for this entity is given in Table 15a. + +**Table 15a/G.983.2 – Alarm list for AAL 2 CPS protocol monitoring history dataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|--------|---------------------------------|-------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Reserved | | | +| 1 | Reserved | | | +| 2 | ParityErrors | Exceeds threshold | 1 | +| 3 | SeqNumErrors | Exceeds threshold | 2 | +| 4 | CPS_OSFMismatchErrors | Exceeds threshold | 3 | +| 5 | CPS_OSFErrors | Exceeds threshold | 4 | +| 6 | CPS_HECErrors | Exceeds threshold | 5 | + +**Table 15a/G.983.2 – Alarm list for AAL 2 CPS protocol monitoring history dataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|------------------------|------------------------|---------------------------------| +| 7 | OversizedSDUErrors | Exceeds threshold | 6 | +| 8 | ReassemblyErrors | Exceeds threshold | 7 | +| 9 | HECOverlapErrors | Exceeds threshold | 8 | +| 10 | UUIErrors | Exceeds threshold | 9 | +| 11 | CIDErrors | Exceeds threshold | 10 | +| 12-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.21 AAL 2 SSCS Protocol Monitoring History DataB-PON + +This managed entity contains the last completed 15-minute interval performance monitoring data collected as a result of AAL 2 protocol conversion monitoring. All of the attribute counters are updated only at the end of each period. Instances of this managed entity are created automatically by the OLT whenever an instance of the Interworking VCC Termination Point managed entity is created that represents AAL 2 functions. Instances of this managed entity are deleted by the OLT. + +#### Relationships + +One instance of this managed entity can exist for each instance of the Interworking VCC Termination Point managed entity that represents AAL 2 functions. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**OversizedSSSARS DU Errors:** This attribute records the number of times that an SSSAR SDU exceeds the maximum length allowed for an SSSAR-SDU of the Segmentation and Reassembly Service Specific Convergence sublayer. See "MaxSSSARS DULen" attribute of AAL 2 SSCS Parameter Profile1 managed entity. (See errnum 10 in Table 3/I.366.1 [15].) If the actual counter saturates, it remains on its maximum value. (R) (optional – used when LES EOC is carried all the way to the ONT) (4 bytes) + +**RASTimerExpiry Errors:** This attribute records the number of times that the reassembly timer has expired. See "RASTimer" attribute of AAL 2 SSCS Parameter Profile1 managed entity. (See errnum 11 in Table 3/I.366.1 [15].) If the actual counter saturates, it remains on its maximum value. (R) (optional – used when LES EOC is carried all the way to the ONT) (4 bytes) + +**UndersizedSSTEDPDUErrors:** This attribute records the number of times that an SSTED-PDU of length 8 or less has been received. (See errnum 20 in Table 5/I.366.1 [15].) If the actual counter saturates, it remains on its maximum value. (R) (optional – used when LES EOC is carried all the way to the ONT) (4 bytes) + +**PDULengthMismatchErrors:** This attribute records the number of times that the value of the Length field in the SSTED-PDU does not match the length of the received SSTED-PDU. (See errnum 21 in Table 5/I.366.1 [15].) If the actual counter saturates, it remains on its maximum value. (R) (optional – used when LES EOC is carried all the way to the ONT) (4 bytes) + +**CRCMismatchErrors:** This attribute records the number of times that the value of the CRC field is not equal to the CRC calculated over the received information. If the actual counter saturates, it remains on its maximum value. (R) (optional – used when LES EOC is carried all the way to the ONT) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since then the actual counters are reset to 0x00. The event list for this entity is given in Table 15b. + +**Table 15b/G.983.2 – Alarm list for AAL 2 SSCS protocol monitoring history dataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|--------|---------------------------------|-------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | OversizedSSSARS DUErrors | Exceeds threshold | 1 | +| 1 | RASTimerExpiryErrors | Exceeds threshold | 2 | +| 2 | UndersizedSSTEDPDUErrors | Exceeds threshold | 3 | +| 3 | PDULengthMismatchErrors | Exceeds threshold | 4 | +| 4 | CRCMismatchErrors | Exceeds threshold | 5 | + +**Table 15b/G.983.2 – Alarm list for AAL 2 SSCS protocol monitoring history dataB-PON** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|------------------------|------------------------|---------------------------------| +| 5-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.22 AAL 2 SSCS Parameter Profile1 + +This managed entity groups default values for Service Specific Convergence Sublayer parameters for channels carried in an AAL 2 VCC that provide control and management plane traffic. These parameters are defined in ITU-T Rec. I.366.1 [15]. Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist for each instance of the AAL 2 ProfileB-PON used within an ONT. One instance of this managed entity may be associated with one or more instances of an Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**SegmentLength:** This attribute provides the segment length for the Segmentation and Reassembly Service Specific Convergence sublayer. It ranges from 0 to the maximum value provided by MaxCPS\_SDULen attribute. (R, Set-by-create) (mandatory) (1 byte) + +**RASTimer:** This attribute provides the reassembly time (in seconds) of the Segmentation and Reassembly Service Specific Convergence sublayer for ITU-T Rec. I.366.1 [15]. (R, Set-by-create) (mandatory) (1 byte) + +**MaxSSSARSUDULen:** This attribute provides the maximum length allowed for an SSSAR-SDU of the Segmentation and Reassembly Service Specific Convergence sublayer. It ranges from 0x01 to 0x010020 (1 to 65 568). (R, Set-by-create) (mandatory) (3 bytes) + +**SSTEDInd:** This Boolean attribute indicates whether or not the transmission error detection mechanisms have been selected, with value TRUE indicating selection. (R, Set-by-create) (mandatory) (1 byte) + +**SSADTInd:** This Boolean attribute indicates whether or not the assured data transfer mechanism has been selected, with value TRUE indicating selection. (R, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### 7.3.23 AAL 2 SSCS Parameter Profile2 + +This managed entity groups default values for Service Specific Convergence Sublayer parameters for channels carried in an AAL 2 VCC that provide media streams. These parameters are defined in ITU-T Rec. I.366.2 [17]. Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist for each instance of the AAL 2 ProfileB-PON used within an ONT. One instance of this managed entity may be associated with one or more instances of an Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**ServiceCatType:** This attribute indicates the type of service category provided by AAL 2. Valid values include but are not limited to "Audio" (value is 0x01) and "Multirate" (value is 0x02). (R, Set-by-create) (mandatory) (1 byte) + +**EncSrcType:** This attribute indicates the source for the encoding profile format. Valid values include but are not limited to "ITU-T" predefined (value 0x01) and "ATM Forum" predefined (value 0x02). (R, Set-by-create) (mandatory) (1 byte) + +**EncProfileIndex:** This attribute indicates the specific predefined encoding profile used. Table 15c provides a list of possible values. (R, Set-by-create) (mandatory) (1 byte) + +**AudioServInd:** This Boolean attribute indicates whether or not audio service is transported, where the value TRUE implies the presence of this service. (R, Set-by-create) (mandatory) (1 byte) + +**PCMEncType:** This attribute indicates the type of PCM coding. Valid values include but are not limited to "mu-law PCM coding" (value 0x01) and "alpha-law PCM coding" (value 0x02). (R, Set-by-create) (mandatory) (1 byte) + +**CMDataInd:** This Boolean attribute indicates whether or not Circuit Mode Data is carried on this connection, where the value TRUE implies its presence. (R, Set-by-create) (mandatory) (1 byte) + +**CMMultiplierNum:** This attribute provides the N value in $N \times 64$ kbit/s circuit mode data. (R, Set-by-create) (mandatory) (1 byte) + +**FMDataInd:** This Boolean attribute indicates whether or not Frame Mode Data is carried on this connection, where the value TRUE implies its presence. (R, Set-by-create) (mandatory) (1 byte) + +**FMMaxFrameLen:** This attribute indicates the maximum length of a frame mode data unit. It ranges from 0x01 to 0xFFFF (1 to 65535). (R, Set-by-create) (mandatory) (2 bytes) + +**CASInd:** This Boolean attribute indicates whether or not Channel Associated Signalling is enabled on the connection, where the value TRUE implies it is enabled. (R, Set-by-create) (mandatory) (1 byte) + +**DTMFInd:** This Boolean attribute indicates whether or not Dual Tone Multi-Frequency dialed digits are transported on the connection, where the value TRUE implies their presence. (R, Set-by-create) (mandatory) (1 byte) + +**MFR1Ind:** This Boolean attribute indicates whether or not Multi-Frequency R1 dialed digits are transported on the connection, where the value TRUE implies their presence. (R, Set-by-create) (mandatory) (1 byte) + +**MFR2Ind:** This Boolean attribute indicates whether or not Multi-Frequency R2 dialed digits are transported on the connection, where the value TRUE implies their presence. (R, Set-by-create) (mandatory) (1 byte) + +**RateControlInd:** This Boolean attribute indicates whether or not rate control is transported on the connection, where the value TRUE implies its presence. (R, Set-by-create) (mandatory) (1 byte) + +**SynchChangeInd:** This Boolean attribute indicates whether or not synchronization of change in SSCS operation is transported on the connection, where the value TRUE implies its presence. (R, Set-by-create) (mandatory) (1 byte) + +**FaxDemodulationInd:** This Boolean attribute indicates whether fax demodulation is enabled or disabled on the connection, where the value TRUE implies it is enabled. (R, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +**Table 15c/G.983.2 – Coding of the EncProfileIndex attribute** + +| EncSrcType | EncProfileIndex | | +|---------------------|-----------------|--------------------------------------------------------------------------------------------| +| 1: ITU-T predefined | 0: | Not used. | +| | 1: | PCM-64 ITU-T Rec. I.366.2 | +| | 2: | PCM-64 and silence ITU-T Rec. I.366.2 | +| | 3: | ADPCM and silence ITU-T Rec. I.366.2 | +| | 4: | G.728 with higher efficiency ITU-T Rec. I.366.2 | +| | 5: | G.728 with lower delay ITU-T Rec. I.366.2 | +| | 6: | G.729 with higher efficiency and G.726 for voiceband data ITU-T Rec. I.366.2 | +| | 7: | G.729 with lower delay ITU-T Rec. I.366.2 | +| | 8: | G.729 with lower delay and G.726-32 for voiceband data at lower rates. ITU-T Rec. I.366.2 | +| | 9: | G.729 with lower delay and G.726-40 for voiceband data at higher rates. ITU-T Rec. I.366.2 | +| | 10: | G.729 with full variable bit rates ITU-T Rec. I.366.2 | +| | 11: | AMR ITU-T Rec. I.366.2 | +| | 12: | G.723 ITU-T Rec. I.366.2 | +| | 13: | PCM 64 kbits/s and ADPCM 32 kbits/s ITU-T Rec. I.366.2 | +| | 14-255: | Reserved for future ITU-T assignment | + +**Table 15c/G.983.2 – Coding of the EncProfileIndex attribute** + +| EncSrcType | EncProfileIndex | | +|-------------------------|-----------------|--------------------------------------------------------------------------| +| 2: ATM Forum predefined | 0: | Not used. | +| | 1: | LPC-10 (High efficiency) af-vtoa-0113.000 | +| | 2: | LPC-10 (Low delay) af-vtoa-0113.000 | +| | 3: | CVSD-32 af-vtoa-0113.000 | +| | 4: | CVSD-16 af-vtoa-0113.000 | +| | 5: | CVSD-12 af-vtoa-0113.000 | +| | 6: | G.723.1 af-vtoa-0113.000 | +| | 7: | PCM-64, ADPCM-32, 44 octet packets, and silence. af-vmoa-0145.000 | +| | 8: | PCM-64, 44 octet packets, and silence. af-vmoa-0145.000 | +| | 9: | PCM-64, 44 octet packets, without silence. af-vmoa-0145.000 | +| | 10: | PCM-64 and ADPCM-32, 44 octet packets, without silence. af-vmoa-0145.000 | +| | 11: | PCM-64, ADPCM-32, 40 octet packets, without silence. af-vmoa-0145.000 | +| | 12: | PCM-64, ADPCM-32, 40 octet packets, with silence. af-vmoa-0145.000 | +| | 13-255: | Reserved for future ATM Forum assignment. af-vmoa-0145.000 | + +### 7.3.24 Voice service profile AAL + +This managed entity is used to organize data that describes the Voice Service functions of the ONT if supported by AAL 2 or AAL 1. Instances of this managed entity are created and deleted by request of the OLT. + +#### Relationships + +Zero or more instances of this managed entity shall be contained in the ONTB-PON managed entity. One instance of this managed entity may be associated with zero or more instances of the Interworking VCC Termination Point carrying voice services. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for the instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**AnnouncementType:** This attribute provides the announcement to the customer going off-hook when no call has been attempted. Valid values include but are not limited to "silence" (0x01), "reorderTone" (0x02), "fastBusy" (0x03), "voiceAnnouncement" (0x04), and "N/A" (0xFF). (R, Set-by-create) (mandatory) (1 byte) + +**JitterTarget:** This attribute provides the target value of the jitter buffer. The system will try to maintain the jitter buffer at the target value. Units are in milliseconds. (R, W, Set-by-create) (mandatory for AAL 2) (2 bytes) + +**JitterBufferMax:** This attribute provides the maximum depth of the jitter buffer associated with this service. Units are in milliseconds. (R, W, Set-by-create) (mandatory for AAL 2) (2 bytes) + +**EchoCancellInd:** This Boolean attribute indicates whether echo cancellation is on or off, where the value TRUE implies that it is on. (R, Set-by-create) (mandatory) (1 byte) + +**PSTNProtocolVariant:** This attribute controls which variant of POTS signalling shall be used on the associated UNIs. The value used is equal to the 'country code'. (R, Set-by-Create) (optional) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.25 LES service profile** + +This managed entity is used to organize data that describes voice grade Loop Emulation Service functions of the ONT associated with AAL 2 interworking. Instances of this managed entity shall be created and deleted by the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in the ONTB-PON managed entity. One instance of this managed entity may be associated with zero or more instances of the Interworking VCC Termination Point. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the Voice Service Profile AAL with which this LES Service Profile is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**ELCPIInd:** This Boolean attribute indicates whether or not Emulated Loop Control Protocol is in use. The value TRUE means enabled. (R, Set-by-create) (mandatory) (1 byte) + +**POTSSignalling:** This attribute selects which signalling format should be used for POTS service. Valid values include but are not limited to CCS (value 0x01), CAS (value 0x02), and other (0xFF). (R, Set-by-create) (mandatory) (1 byte) + +**BRISignalling:** This attribute selects which signalling format should be used for Basic Rate ISDN. Valid values include but are not limited to DSS1 (0x01), and other (0xFF). The default value is 0x01. (R, W) (mandatory) (1 byte) + +**MaxNumCIDs:** This attribute specifies the maximum number of channels within the VCC that can be active. (R, Set-by-create) (mandatory) (1 byte) + +**MaxPacketLength:** This attribute specifies the maximum packet length (in bytes). (R, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.26 Physical path termination point POTS UNI** + +This managed entity represents the point at the POTS UNI in the ONT where physical paths terminate and physical path level functions (e.g., analog telephony, facsimile function) are performed. An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a Subscriber Line Card with POTS type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of the ONTB-PON or a Subscriber Line Card managed entity classified as POTS type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the port id with value range from 0x01 to 0xFF (1 to 255), 0x01 is used for the leftmost/lowest port on a Subscriber Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Interworking VCC Pointer:** This attribute provides a pointer to the instance of the Interworking VCC managed entity to which this instance is connected. The value 0x0000 is interpreted as a Null pointer. (R, W) (optional) (2 bytes) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**Impedance:** This attribute allows the impedance for the Physical Path Termination Point POTS UNI to be configured by the user. Valid values include 600 Ohm Impedance (value 0x00) and 900 Ohm Impedance (value 0x01). In addition, the following parameter sets from ETSI TS 101 270-1 (1999-10), Annex C, are valid: + +- value 0x02: C1=150 nF, R1=750 Ohm, R2=270 Ohm; +- value 0x03: C1=115 nF, R1=820 Ohm, R2=220 Ohm; +- value 0x04: C1=230 nF, R1=1050 Ohm, R2=320 Ohm, + +where C1, R1, and R2 are related as shown below. Upon autonomous instantiation, the value 0x00 is used. (R,W) (optional) (1 byte) + +![Diagram of a physical path termination point POTS UNI. It shows a horizontal line representing the path. On this line, there is a box labeled 'R1'. Above 'R1' is a box labeled 'C1' connected by a vertical line. To the right of 'R1' is a box labeled 'R2' on the horizontal line.](68b20651884fcd557e865537f0803de5_img.jpg) + +Diagram of a physical path termination point POTS UNI. It shows a horizontal line representing the path. On this line, there is a box labeled 'R1'. Above 'R1' is a box labeled 'C1' connected by a vertical line. To the right of 'R1' is a box labeled 'R2' on the horizontal line. + +**Transmission Path:** This attribute allows for setting the Physical Path Termination Point POTS UNI to be put in either full-time or part-time on-hook transmission mode. Valid values include full-time on-hook transmission (value 0x00) and part-time on-hook transmission (value 0x01). Upon autonomous instantiation, the value 0x00 is used. (R,W) (optional) (1 byte) + +**Rx Gain:** This attribute provides a gain value for the received signal. Valid values are -12 dB to +6 dB in 0.1 dB increments. (value -120 to +60, 0 = 0 dB gain, -120 = -12.0 dB, etc.) Upon autonomous instantiation, the value 0x00 is used. (R,W) (optional) (1 byte) + +**Tx Gain:** This attribute provides a gain value for the transmit signal. Valid values are -6 dB to +12 dB in 0.1 dB increments. (value -60 to +120, 0 = 0 dB gain, 60 = +6.0 dB, etc.). Upon autonomous instantiation, the value 0x00 is used. (R,W) (optional) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Test:** Request that the ONT perform one or more MLT tests or a dial tone make/break test. See "Test" and "Test result" message layouts in II.2.27 and II.2.45 respectively. + +#### Notifications + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 15d. See also Appendix III. + +**Table 15d/G.983.2 – Alarm list for physical path termination point POTS UNI** + +| Number | Alarm | Description | +|---------|------------------------|------------------------| +| 0-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.27 Voice CTP + +This managed entity is used to represent the point in the ONT where the voice channel is terminated/originated. Instances of this managed entity are created and deleted by request of the OLT. + +#### Relationships + +Zero or more instances of this managed entity shall be contained in an instance of the ONTB-PON or Subscriber Line Card managed entity classified as a POTS type. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**InterworkingVCCTPPtr:** This attribute points to the instance of the Interworking VCC Termination Point carrying this voice channel. (R, Set-by-create) (mandatory) (2 bytes) + +**InterworkingPPTPtr:** This attribute provides a pointer to the associated instance of the Termination Point managed entity for the case of POTS or ISDN services. When this Voice CTP is associated with a Subscriber Line Card managed entity classified as a POTS type, this attribute points to the instance of the Physical Path Termination Point POTS UNI. When this Voice CTP is associated with a Subscriber Line Card managed entity classified as ISDN type, this attribute points to the instance of the Physical Path Termination Point ISDN UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**ChannelId:** This attribute identifies the logical Channel Id for this service if AAL 2 is employed. This attribute is null (not used) if another type of adaptation is employed. (R, Set-by-create) (mandatory) (1 byte) + +**SignallingCode:** This attribute specifies whether "loop start" (0x01), "ground start" (0x02), "loop reverse battery" (0x03), "coin first" (0x04), "dial tone first" (0x05), or "multi-party" (0x06) signalling is employed. (R, Set-by-create) (mandatory) (1 byte) + +**RobbedBitSignalling:** This attribute describes the robbed bit signalling in use on the telephony port. Valid values include "a" (value 0x01), "ab" (value 0x02), "abcd" (value 0x03), "transparent" (value 0x04), and "other" (value 0xFF). (R, Set-by-create) (mandatory) (1 byte) + +**SilenceSuppression Ind:** This Boolean attribute indicates whether silence suppression is on or off. The value TRUE means on. (R, Set-by-create) (mandatory) (1 byte) + +**VoiceCompression Type:** This attribute identifies the voice compression applied to the voice channel. Valid values include but are not limited to the following: PCM-64 (value 0x01), ADPCM-32 (value 0x02), LD-CELP16 (value 0x03), CS-ACELP8 (value 0x04), and unknown (value 0xFF). (R, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.28 Voice PM history data** + +This managed entity contains the last completed 15-minute interval performance monitoring data collected as a result of monitoring a voice port on an ONT. The statistic data value is only updated at the end of each period. Instances of this managed entity are created/deleted by the OLT after an instance of a Physical Path Termination Point POTS UNI or Physical Path Termination Point ISDN UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point POTS UNI or Physical Path Termination Point ISDN UNI. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is the same as the id of a Physical Path Termination Point POTS UNI or Physical Path Termination Point ISDN UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute + +interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**VoicePortBufferOverflows:** This attribute provides the total number of payload octets dropped due to buffer overflow at this port (NOTE – this number does not include octets that are dropped because they arrived late and had already been substituted by a filler octet). If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**VoicePortBufferUnderflows:** This attribute provides the total number of filler octets injected into the active media stream on this port due to playout buffer underflow. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**ActiveSeconds:** This attribute provides the total length of time, in seconds, that the AAL 2 channel associated with this port has been active. If the counter saturates, it remains on its maximum value. (R) (mandatory) (4 bytes) + +**DchannelBufferOverflows:** This attribute provides the total number of payload octets for the D channel that are dropped due to buffer overflow at this port (NOTE – this number does not include octets that are dropped because they arrived late and had already been substituted by a filler octet). If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B1ChannelBufferOverflows:** This attribute provides the total number of payload octets for the B1 channel that are dropped due to buffer overflow at this port (NOTE – this number does not include octets that are dropped because they arrived late and had already been substituted by a filler octet). If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B2ChannelBufferOverflows:** This attribute provides the total number of payload octets for the B2 channel that are dropped due to buffer overflow at this port (NOTE – this number does not include octets that are dropped because they arrived late and had already been substituted by a filler octet). If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**DchannelBufferUnderflows:** This attribute provides the total number of filler octets injected into the D channel of the active media stream on this port due to playout buffer underflow. If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B1ChannelBufferUnderflows:** This attribute provides the total number of filler octets injected into the B1 channel of the active media stream on this port due to playout buffer underflow. If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B2ChannelBufferUnderflows:** This attribute provides the total number of filler octets injected into the B2 channel of the active media stream on this port due to playout buffer underflow. If the actual counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**DchannelActiveSeconds:** This attribute provides the total length of time, in seconds, that the D channel associated with this port has been active. If the counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B1ChannelActiveSeconds:** This attribute provides the total length of time, in seconds, that the B1 channel associated with this port has been active. If the counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +**B2ChannelActiveSeconds:** This attribute provides the total length of time, in seconds, that the B2 channel associated with this port has been active. If the counter saturates, it remains on its maximum value. (R) (mandatory, if this voice port carries ISDN traffic) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15e. + +**Table 15e/G.983.2 – Alarm list for voice PM history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Reserved | | | +| 1 | Reserved | | | +| 2 | VoicePortBufferOverflows | Exceeds threshold | 1 | +| 3 | VoicePortBufferUnderflows | Exceeds threshold | 2 | +| 4 | B1ChannelBufferOverflows | Exceeds threshold | 3 | +| 5 | B2ChannelBufferOverflows | Exceeds threshold | 4 | +| 6 | DchannelBufferUnderflows | Exceeds threshold | 5 | +| 7 | B1ChannelBufferUnderflows | Exceeds threshold | 6 | +| 8 | B2ChannelBufferUnderflows | Exceeds threshold | 7 | +| 9-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.29 MAC Bridge service profile + +This managed entity is used to organize data that affects all ports on a MAC Bridge at a bridged LAN Ethernet UNI interface on the ONT. Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be referred to by the Physical Path Termination Point Ethernet UNI managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the bridge group id. (R) (mandatory) (2 bytes) + +**SpanningTreeInd:** This Boolean attribute indicates whether or not a spanning tree algorithm is enabled. The value TRUE means enabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**LearningInd:** This Boolean attribute indicates whether or not the learning functions of the bridge are enabled. The value TRUE means enabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**ATMPortBridgingInd:** This Boolean attribute indicates whether or not bridging between ATM ports on this bridge service is enabled. The value TRUE means enabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**Priority:** This attribute indicates the bridge priority set on the LAN card. The range is 0x00 to 0xFFFF (0 to 65535). The value of this attribute is copied to the BridgePriority attribute of the MAC Bridge Configuration Data managed entity. (R, W, Set-by-create) (mandatory) (2 bytes) + +**MaxAge:** This attribute indicates the maximum age (in 256ths of a second) for an entry in the spanning tree listing. It indicates the maximum age in 256ths of a second for received protocol information before it is discarded. The range is 0x0600 to 0x2800 (6 s to 40 s) in accordance with IEEE 802.1D [13]. (R, W, Set-by-create) (mandatory) (2 bytes) + +**HelloTime:** This attribute provides the time interval (in 256ths of a second) between hello packets. It is the time interval, in 256ths of a second, that a bridge advertises its presence while as a root or attempting to become a root. The range is 0x0100 to 0x0a00 (1 s to 10 s) in accordance with IEEE 802.1D [13]. (R, W, Set-by-create) (mandatory) (2 bytes) + +**ForwardDelay:** This attribute gives the time (in 256ths of a second) that the bridge on the Ethernet card in the ONT retains a packet before forwarding it. (It indicates the value in 256ths of a second that the bridge uses for Forward Delay when the bridge acts as the root.) The range is 0x0400 to 0x1e00 (4 s to 30 s) in accordance with IEEE 802.1D [13]. (R, W, Set-by-create) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.30 MAC Bridge configuration data + +This managed entity is used to organize and record data that is associated with bridged LAN configurations. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a MACBridgeServiceProfile. + +#### *Relationships* + +This managed entity is associated with one instance of a MACBridgeServiceProfile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgeServiceProfile with which this MACBridgeConfigurationData is associated. (R) (mandatory) (2 bytes) + +**BridgeMACAddress:** This attribute indicates the MAC address used by the bridge. Upon autonomous instantiation, this attribute consists of all 0x00. (R) (mandatory) (6 bytes) + +**BridgePriority:** This attribute denotes the priority of the bridge and is positive integer-valued. Upon autonomous instantiation, the value 0x8000 is used. The value of this attribute follows the value of the associated MAC Bridge Service Profile: Priority attribute, if present. (R) (mandatory) (2 bytes) + +**DesignatedRoot:** This attribute provides the bridge identifier for the root of the spanning tree. This attribute consists of Bridge Priority (2 bytes) and MAC address (6 bytes). (R) (mandatory) (8 bytes) + +**RootPathCost:** This attribute provides the cost of the best path to the root as seen from the bridge. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (4 bytes) + +**BridgePortCount:** This attribute provides the number of existing ports controlled by this bridge. (R) (mandatory) (1 byte) + +**RootPortNum:** This attribute provides the port number that has the lowest cost from the bridge to the root bridge. The value 0x00 means that the bridge itself is the root. Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (2 bytes) + +**HelloTime:** This attribute provides the time interval (in 256ths of a second) between hello packets. It is the "HelloTime" received from the designated root. The range is 0x0100 to 0x0a00 (1 s to 10 s) in accordance with IEEE 802.1D [13]. (R) (optional) (2 bytes) + +**ForwardDelay:** This attribute gives the time (in 256ths of a second) that the bridge on the Ethernet card in the ONT retains a packet before forwarding it. It is the "ForwardDelay" time received from the designated root. The range is 0x0400 to 0x1e00 (4 s to 30 s) in accordance with IEEE 802.1D [13]. (R) (optional) (2 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.31 MAC Bridge port configuration data + +This managed entity is used to organize and record data that is associated with a bridge port. Some of the data is volatile. Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in an instance of the MACBridgeServiceProfile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**BridgeIdPointer:** This attribute identifies the MAC bridge controlling the port. This attribute points to the instance of the MACBridgeServiceProfile. (R, Set-by-create) (mandatory) (2 bytes) + +**PortNum:** This attribute provides the port number. (R, Set-by-create) (mandatory) (1 byte) + +**TPType:** This attribute identifies the type of the termination point associated with this MAC bridge port. The value is set to 0x01 if this bridge port is associated with the LAN side's termination point. The value is set to 0x02 if this bridge port is associated with the ATM side's termination point. The value is set to 0x03 if this bridge port is associated with an ATM side 802.1p mapper service profile. (R, Set-by-create) (mandatory) (1 byte) + +**TPPointer:** This attribute points to the termination point associated with this MAC bridge port. If the TPType = 0x01, the value of this attribute is the same as the id of the Physical Path Termination Point Ethernet UNI associated with this MAC bridge port. If the TPType = 0x02, the value of this attribute is the same as the id of the Interworking VCC Termination Point associated with this MAC bridge port. If the TPType = 0x03, the value of this attribute is the same as the id of the 802.1p mapper service profile associated with this MAC bridge port. (R, Set-by-create) (mandatory) (2 bytes) + +**PortPriority:** This attribute denotes the priority of the port. The range is 0x00 to 0x00FF (0 to 255). (R, W, Set-by-create) (mandatory) (2 bytes) + +**PortPathCost:** This attribute provides the cost contribution of the port to the path cost towards the spanning tree root bridge. The range is 0x0001 to 0xFFFF (1 to 65535). (R, W, Set-by-create) (mandatory) (2 bytes) + +**PortSpanningTreeInd:** This Boolean attribute indicates whether or not STP LAN topology change detection is enabled at this port. The value TRUE means enabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**EncapsulationMethod:** This attribute identifies the frame encapsulation method that is used. Value 0x00: identification by ATM VC; value 0x01: LLC encapsulation. This attribute is effective only for ports towards the ANI side of the MAC bridge. Upon autonomous instantiation, the value 0x00 is used. (R,W, Set-By-Create) (mandatory) (1 byte) + +**LANFCSInd:** This attribute indicates whether LAN FCS (Frame Check Sequence) bytes are forwarded (value 0x00) or discarded (value 0x01). This applies in both directions of transmission, and applies regardless of EncapsulationMethod. This attribute is effective only for ports towards the ANI side of the MAC bridge. Upon autonomous instantiation, the value 0x00 is used. (R, W, Set-By-Create) (optional) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.32 MAC Bridge port designation data** + +This managed entity is used to organize and record data that is associated with a bridge port. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a MACBridgePortConfigurationData. + +#### *Relationships* + +This managed entity is associated with one instance of a MACBridgePortConfigurationData. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with which this MACBridgePortDesignationData is associated. (R) (mandatory) (2 bytes) + +**DesignatedBridgeRootCostPort:** This attribute provides the Designated Root, Designated Cost, Designated Bridge, and Designated Port outputs of the "Read port parameters" operation defined in 14.8.2.1 of IEEE 802.1D [13], i.e., + +- bridge identifier of the designated bridge for the port's segment (8 bytes); +- bridge identifier of the root transmitted by the designated bridge for the segment (8 bytes); +- port number of the designated port on the designated bridge considered to be part of this port's segment (4 bytes); +- path cost contribution of the designated port to this port's segment (4 bytes). + +Upon autonomous instantiation, this attribute consists of all 0x00. (R) (mandatory) (24 bytes). + +**PortState:** This attribute provides status information on the port. Valid values include "disabled" (value 0x00), "listening" (value 0x01), "learning" (value 0x02), "forwarding" (0x03), "blocking" (value 0x04), "linkdown" (value 0x05), and "stp\_off" (value 0x06) in accordance with IEEE 802.1D [13]. + +NOTE – The value "linkdown" is introduced to denote the port status where the Ethernet link state is down. This value is necessary to distinguish the case where Ethernet is physically down and the case where Ethernet is administratively down, which can be denoted by "disabled." The value "stp\_off" is introduced to denote the port status where Spanning Tree Protocol is disabled, by setting "PortSpanningTreeInd" of "MAC Bridge Port Configuration Data" to FALSE, and Ethernet link state is up. This value is used to distinguish whether or not a bridge port forwarding frames is under control of STP. + +Upon autonomous instantiation, the value 0x00 is used. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### 7.3.33 MAC Bridge port filter table data + +This managed entity is used to organize and record data that is associated with a bridge port. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a MACBridgePortConfigurationData managed entity. + +NOTE – Alternative schemes for this managed entity may be included in future Recommendations. Caution must be exercised when writing to the table attribute when learning is active, as the contents of the table is volatile. If OLT plans to write to the table, learning mode should be off at that time. + +#### Relationships + +This managed entity is associated with one instance of a MACBridgePortConfigurationData managed entity. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with which this MACBridgePortFilterTableData is associated. (R) (mandatory) (2 bytes) + +**MACFilterTable:** This attribute lists destination MAC Addresses associated with the bridge port and an allow/disallow forwarding indicator for each of inbound traffic (towards the LAN physical port) and outbound (towards the ATM side) traffic. One entry provides the Entry number (1 byte) which is an index in this attribute list, Filter byte (1 byte), and MAC address (6 bytes). Moreover, the bits of the Filter byte are assigned as described in Table 15f. Upon autonomous instantiation, this attribute is a null list. An OMCI set message can carry a maximum of 3 entries at the same time. (R, W) (mandatory) ( $N \times 8$ bytes, N is the number of entries in the list.) + +**Table 15f/G.983.2 – Coding of filter byte in the MACFilterTable attribute** + +| Bit | Name | Setting | +|-----|----------------|-------------------------------------------| +| 8 | Add/remove | 0: remove this entry
1: add this entry | +| 7-2 | Reserved | (0) | +| 1 | Filter/forward | 0: forward
1: filter | + +#### Actions + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current MACFilterTable and respond with the size of data (4 bytes), which should be obtained using the "Get next" command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +**Set:** Generally, this action is used to set one or more entire attribute values. When used on the "MACFilterTable" attribute, the "Set" action either adds or deletes table entries from "MACFilterTable". A maximum of 3 table entries can be added/deleted by a single "Set" action. + +#### Notifications + +None. + +### 7.3.34 MAC Bridge port bridge table data + +This managed entity is used to organize and record data that is associated with a bridge port. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a MACBridgePortConfigurationData. + +#### Relationships + +This managed entity is associated with one instance of a MACBridgePortConfigurationData. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with which this MACBridgePortBridgeTableData is associated. (R) (mandatory) (2 bytes). + +**BridgeTable:** This attribute lists the destination MAC Addresses, whether they are learned or statically assigned, whether packets having them as destination addresses are filtered or forwarded, and their ages. One entry provides Information (2 bytes) and MAC address (6 bytes). Moreover, the Information bits are assigned as described in Table 15g. Upon autonomous instantiation, this attribute is a null list. (R) (mandatory) ( $M \times 8$ bytes, M is the number of entries in the list.) + +**Table 15g/G.983.2 – Coding of information in the BridgeTable attribute** + +| Bit | Name | Setting | +|------|----------------|--------------------------------------------------------------------------------| +| 16-5 | Age | Age in seconds (1 s to 4095 s) | +| 4 | Reserved | (0) | +| 3 | Dynamic/static | 0: this entry is statically assigned.
1: this entry is dynamically learned. | +| 2 | Reserved | (0) | +| 1 | Filter/forward | 0: forward
1: filter | + +#### Actions + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current MACFilterTable and respond with the size of the data (4 bytes) that should be obtained using the "Get next" command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +#### Notifications + +None. + +### 7.3.35 MAC Bridge PM history data + +This managed entity contains the past performance monitoring data collected at a MAC bridging function supporting bridging interfaces on the ONT. Instances of this managed entity are created/deleted by the OLT after/before an instance of the MACBridgeServiceProfile managed entity is created/deleted. + +#### Relationships + +This managed entity is associated with one instance of a MACBridgeServiceProfile. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgeServiceProfile with which this MACBridgePMHistoryData is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and + +the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**BridgeLearningEntryDiscardCount:** This attribute records the number of forwarding database entries that have been or would have been learned but were discarded or replaced due to lack of space in the database table. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this managed entity is given in Table 15g1. + +**Table 15g1/G.983.2 – Alarm list for MAC Bridge PM history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|-----------------------------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | BridgeLearningEntryDiscard | BridgeLearningEntryDiscard threshold crossing | 1 | +| 1-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.36 MAC Bridge port PM history data + +This is a managed entity that contains the past performance monitoring data collected at the port bridging function on the ONT. Instances of this managed entity are created/deleted by the OLT after an instance of the MACBridgePortConfigurationData managed entity is created/deleted. + +#### Relationships + +This managed entity is associated with one instance of a MACBridgePortConfigurationData. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with which this MACBridgePortPMHistoryData is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**ForwardedFrameCounter:** This attribute provides a count of successfully transmitted frames on this port. (R) (mandatory) (4 bytes) + +**DelayExceededDiscardCounter:** This attribute provides a count of frames discarded on this port because transmission is delayed. (R) (mandatory) (4 bytes) + +**MTUExceededDiscardCounter:** This attribute provides a count of frames discarded on this port because MTU is exceeded. (R) (mandatory) (4 bytes) + +**ReceivedFrameCounter:** This attribute provides a count of frames received on this port. (R) (mandatory) (4 bytes) + +**ReceivedAndDiscardedCounter:** This attribute provides a count of frames received on this port that have been discarded due to errors. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this managed entity is given in Table 15g2. + +**Table 15g2/G.983.2 – Alarm list for MAC Bridge port PM history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|-----------------------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Reserved | | | +| 1 | DelayExceededDiscard | DelayExceededDiscard threshold crossing | 1 | +| 2 | MTUExceededDiscard | MTUExceededDiscard threshold crossing | 2 | +| 3 | Reserved | | | +| 4 | ReceivedAndDiscarded | ReceivedAndDiscarded threshold crossing | 3 | +| 5-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.37 IP Port configuration data + +This managed entity is used to organize data that is associated with IP address and IP port provisioning. Instances of this managed entity are created and deleted by request of the OLT. + +#### Relationship + +Zero or one instances of this managed entity may exist for each instance of the Interworking VCC Termination Point managed entity and a Subscriber Line Card managed entity classified as a native LAN type (e.g., Ethernet). + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**PortNum:** This attribute identifies the port at which IP provisioning takes place. (R, Set-by-create) (mandatory) (1 byte) + +**TPType:** This attribute identifies the type of the termination point associated with this IP port. The value is set to 0x01 if this IP port is associated with the LAN side's TP. The value is set to 0x02 if this IP port is associated with the ATM side's TP. (R, Set-by-create) (mandatory) (1 byte) + +**TPPointer:** This attribute points to the instance of the TP associated with this port. When this IP port is associated with the LAN side's TP, this attribute points to the instance of the PPTP Ethernet UNI. When this IP port is associated with the ATM side's TP, this attribute points to the instance of the Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**PortAddress:** This attribute identifies the provisioned IP address. When an IP address is not assigned, this attribute consists of all 0x00. (R, Set-by-create) (mandatory) (4 bytes) + +**PortMask:** This attribute identifies the address mask associated with the provisioned IP address. When an IP address mask is not assigned, this attribute consists of all 0x00. (R, Set-by-create) (mandatory) (4 bytes) + +**Unnumbered:** This boolean attribute indicates whether or not this IP port has an IP address. The value TRUE means unnumbered. (For future use by IP router function.) (R, Set-by-create) (mandatory) (1 byte) + +**AdministrativeState:** This boolean attribute is used to activate (unlock, value 0x00) and deactivate (lock, value 0x01) the functions performed by instances of this managed entity. (R, W, Set-by-create) (1 byte) + +**PortState:** This boolean attribute provides status information on the port. Valid values include "up" (value 0x00) and "down" (value 0x01). (R, Set-by-create) (mandatory) (1 byte) + +**AllowRemoteAccess:** This boolean attribute indicates whether or not this IP port may be accessed remotely. The value TRUE means remote access is enabled. (R, Set-by-create) (mandatory) (1 byte) + +**Router Id Pointer:** This attribute identifies the IP router controlling the port, if it exists. This attribute points to the instance of the IP Router Service Profile. If no IP router controls the port, this attribute consists of a null pointer (0xFFFF). (R, Set-by-create) (mandatory) (2 bytes) + +**ARP Pointer:** This attribute identifies the instance of ARP Service Profile associated with the IP port. (R, Set-by-create) (mandatory) (2 bytes) + +**EncapsulationMethod:** This attribute identifies the frame encapsulation method that is used. Value 0x00: identification by ATM VC; value 0x01: LLC encapsulation. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.38 IP router service profile** + +This managed entity is used to organize data that affects all ports on an IP router on a routed LAN UNI interface on the ONT. Instances of this managed entity are created and deleted by request of the OLT. + +#### *Relationship* + +Zero or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as a native LAN type (e.g., Ethernet). + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the router group id. (R, Set-by-create) (mandatory) (2 bytes) + +**ForwardingInd:** This boolean attribute indicates whether or not forwarding of IP packets as a whole is enabled. The value TRUE means enabled. The initial value is enabled. (R, W, Set by-create) (mandatory) (1 byte) + +**ProxyARPInd:** This boolean attribute indicates whether or not proxy ARP is enabled. The value TRUE means enabled. The initial value is enabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**DirectedBroadcastInd:** This boolean attribute indicates whether or not relaying of directed broadcast packets is enabled. The value TRUE means enabled. The initial value is disabled. (R, W, Set-by-create) (mandatory) (1 byte) + +**UpstreamMulticastFiltering:** This attribute indicates whether upstream IP multicast packets are forwarded (value 0x00) or filtered (value 0x01). The initial value is 0x01. (R,W, Set-by-create) (mandatory) (1 byte) + +**DownstreamMulticastFiltering:** This attribute indicates whether downstream IP multicast packets are forwarded (value 0x00) or filtered (value 0x01). The initial value is 0x01. (R,W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.39 IP router configuration data** + +This managed entity is used to record data that is associated with IP router configurations. An instance of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of the associated instance of IP Router Service Profile. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this IP Router Configuration Data is associated. (R) (mandatory) (2 bytes) + +**IpReasmTimeout:** This attribute indicates the maximum number of seconds that received fragments are held while they are awaiting reassembly at this router. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.40 IP router PM history data 1** + +This managed entity contains some IP-related past performance monitoring data collected at IP router function. Instances of this managed entity are created/deleted by the OLT after/before an instance of IP Router Service Profile is created/deleted. + +#### Relationship + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this IP Router PM History Data 1 is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**IpInReceivesCounter:** This attribute provides a count of packets received from interfaces, including those with errors. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpInHdrErrorsCounter:** This attribute provides a count of packets discarded due to errors in their IP headers, including bad checksums, version number mismatch, other format errors, time-to-live exceeded, errors discovered in processing their IP options, etc. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpInAddrErrorsCounter:** This attribute provides a count of packets discarded because the IP address in their IP header's destination field was not a valid address to be received at this router. This counter includes invalid addresses (e.g., 0.0.0.0) and addresses of unsupported Classes (e.g., Class E). If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpForwPacketsCounter:** This attribute provides a count of packets for which this router was not their final IP destination, as a result of which an attempt was made to find a route to forward them to that final destination. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpInUnknownProtosCounter:** This attribute provides a count of packets which were locally-addressed and received successfully but discarded because of an unknown or unsupported protocol. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpInDiscardsCounter:** This attribute provides a count of input packets for which no problems were encountered to prevent their continued processing, but which were discarded (e.g., for lack of buffer space). Note that this counter does not include any packets discarded while awaiting reassembly. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpInDeliversCounter:** This attribute provides a count of input packets successfully delivered to IP user-protocols (including ICMP). If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpOutRequestsCounter:** This attribute provides a count of packets that local IP user-protocols (including ICMP) supplied to IP in requests for transmission. Note that this counter does not include any packets counted in ipForwPacketsCounter. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpOutDiscardsCounter:** This attribute provides a count of output packets for which no problem was encountered to prevent their transmission to their destination, but which were discarded (e.g., for lack of buffer space). Note that this counter would include packets counted in ipForwPacketsCounter if any such packets met this (discretionary) discard criterion. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpOutNoRoutesCounter:** This attribute provides a count of packets discarded because no route could be found to transmit them to their destination. Note that this counter includes any packets counted in ipForwPacketsCounter which meet this 'no-route' criterion. Note that this includes any packets that a host cannot route because all of its default gateways are down. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15h/G.983.2. + +**Table 15h/G.983.2 – Alarm list for IP router PM history data 1** + +| Number | Event | Description | Threshold data counter # (Note) | +|--------|---------------------------------|-------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | IpInReceives | Exceeds threshold | 1 | +| 1 | IpInHdr | Exceeds threshold | 2 | +| 2 | IpInAddr | Exceeds threshold | 3 | +| 3 | IpForwPackets | Exceeds threshold | 4 | +| 4 | IpInUnknownProtos | Exceeds threshold | 5 | + +**Table 15h/G.983.2 – Alarm list for IP router PM history data 1** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|------------------------|------------------------|---------------------------------| +| 5 | IpInDiscards | Exceeds threshold | 6 | +| 6 | IpInDelivers | Exceeds threshold | 7 | +| 7 | IpOutRequests | Exceeds threshold | 8 | +| 8 | IpOutDiscards | Exceeds threshold | 9 | +| 9 | IpOutNoRoutes | Exceeds threshold | 10 | +| 10-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.41 IP router PM history data 2 + +This managed entity contains other IP-related past performance monitoring data collected at IP router function. Instances of this managed entity are created/deleted by the OLT after/before an instance of IP Router Service Profile is created/deleted. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this IP Router PM History Data 2 is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**IpReasmReqsCounter:** This attribute provides a count of received packets that needed to be reassembled at this entity. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpReasmOKsCounter:** This attribute provides a count of packets successfully reassembled. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpReasmFailsCounter:** This attribute provides a count of failures detected by the IP reassembly algorithm (for whatever reason: timed out, errors, etc.). Note that this is not necessarily a count of discarded IP fragments since some algorithms (notably the algorithm in RFC 815) can lose track of the number of fragments by combining them as they are received. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpFragOKsCounter:** This attribute provides a count of packets that have been successfully fragmented at this entity. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpFragFailsCounter:** This attribute provides a count of packets that have been discarded because they needed to be fragmented at this router but could not be, e.g., because their Don't Fragment flag was set. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IpFragCreatesCounter:** This attribute provides a count of IP fragments that have been generated as a result of fragmentation at this entity. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15i. + +**Table 15i/G.983.2 – Alarm list for IP router PM history data 2** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | IpReasmReqds | Exceeds threshold | 1 | +| 1 | IpReasmOKs | Exceeds threshold | 2 | +| 2 | IpReasmFails | Exceeds threshold | 3 | +| 3 | IpFragOKs | Exceeds threshold | 4 | +| 4 | IpFragFails | Exceeds threshold | 5 | +| 5 | IpFragCreates | Exceeds threshold | 6 | +| 6-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.42 ICMP PM history data 1 + +This managed entity contains some ICMP-related past performance monitoring data collected at IP router function. Instances of this managed entity are created/deleted by the OLT after/before an instance of IP Router Service Profile is created/deleted. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this ICMP PM History Data 1 is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**IcmpInMsgsCounter:** This attribute provides a count of received ICMP messages. Note that this counter includes all those counted by IcmpInErrorsCounter. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInErrorsCounter:** This attribute provides a count of ICMP messages that were received but determined as having ICMP-specific errors (bad ICMP checksums, bad length, etc.). Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInDestUnreachsCounter:** This attribute provides a count of received ICMP Destination Unreachable messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInTimeExcdsCounter:** This attribute provides a count of received ICMP Time Exceeded messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInParmProbsCounter:** This attribute provides a count of received ICMP Parameter Problem messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInSrcQuenchsCounter:** This attribute provides a count of received ICMP Source Quench messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInRedirectsCounter:** This attribute provides a count of received ICMP Redirect messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInEchosCounter:** This attribute provides a count of received ICMP Echo (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInEchoRepsCounter:** This attribute provides a count of received ICMP Echo Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInTimestampsCounter:** This attribute provides a count of received ICMP Timestamp (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInTimestampRepsCounter:** This attribute provides a count of received ICMP Timestamp Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInAddrMasksCounter:** This attribute provides a count of received ICMP Address Mask (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpInAddrMaskRepsCounter:** This attribute provides a count of received ICMP Address Mask Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15j. + +**Table 15j/G.983.2 – Alarm list for ICMP PM history data 1** + +| Number | Event | Description | Threshold data counter # (Note) | +|--------|---------------------------------|-------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | IcmpInMsgs | Exceeds threshold | 1 | +| 1 | IcmpInErrors | Exceeds threshold | 2 | +| 2 | IcmpInDestUnreachs | Exceeds threshold | 3 | +| 3 | IcmpInTimeExcds | Exceeds threshold | 4 | +| 4 | IcmpInParmProbs | Exceeds threshold | 5 | +| 5 | IcmpInSrcQuenchs | Exceeds threshold | 6 | +| 6 | IcmpInRedirects | Exceeds threshold | 7 | +| 7 | IcmpInEchos | Exceeds threshold | 8 | +| 8 | IcmpInTimestamps | Exceeds threshold | 9 | +| 9 | IcmpInTimestampReps | Exceeds threshold | 10 | +| 10 | IcmpInAddrMasks | Exceeds threshold | 11 | +| 11 | IcmpInAddrMaskReps | Exceeds threshold | 12 | +| 12-223 | Reserved | | | + +**Table 15j/G.983.2 – Alarm list for ICMP PM history data 1** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|------------------------|------------------------|---------------------------------| +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.43 ICMP PM history data 2 + +This managed entity contains other ICMP-related past performance monitoring data collected at IP router function. Instances of this managed entity are created/deleted by the OLT after/before an instance of IP Router Service Profile is created/deleted. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this ICMP PM History Data 2 is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**IcmpOutMsgsCounter:** This attribute provides a count of ICMP messages that this router attempted to send. Note that this counter includes all those counted by IcmpOutErrorsCounter. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutErrorsCounter:** This attribute provides a count of ICMP messages that this router did not send due to problems discovered within ICMP such as a lack of buffers. This value should not include errors discovered outside the ICMP layer such as the inability of IP to route the resultant packet. In some implementations, there may be no types of error that contribute to this counter's value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutDestUnreachsCounter:** This attribute provides a count of sent ICMP Destination Unreachable messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutTimeExcdsCounter:** This attribute provides a count of sent ICMP Time Exceeded messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutParmProbsCounter:** This attribute provides a count of sent ICMP Parameter Problem messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutSrcQuenchesCounter:** This attribute provides a count of sent ICMP Source Quench messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutRedirectsCounter:** This attribute provides a count of sent ICMP Redirect messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutEchosCounter:** This attribute provides a count of sent ICMP Echo (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutEchoRepsCounter:** This attribute provides a count of sent ICMP Echo Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutTimestampsCounter:** This attribute provides a count of sent ICMP Timestamp (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutTimestampRepsCounter:** This attribute provides a count of sent ICMP Timestamp Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutAddrMasksCounter:** This attribute provides a count of sent ICMP Address Mask (request) messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +**IcmpOutAddrMaskRepsCounter:** This attribute provides a count of sent ICMP Address Mask Reply messages. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15k. + +**Table 15k/G.983.2 – Alarm list for ICMP PM history data 2** + +| Number | Event | Description | Threshold data counter # (Note) | +|--------|---------------------------------|-------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | IcmpOutMsgs | Exceeds threshold | 1 | +| 1 | IcmpOutErrors | Exceeds threshold | 2 | +| 2 | IcmpOutDestUnreachs | Exceeds threshold | 3 | + +**Table 15k/G.983.2 – Alarm list for ICMP PM history data 2** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|------------------------|------------------------|---------------------------------| +| 3 | IcmpOutTimeExcds | Exceeds threshold | 4 | +| 4 | IcmpOutParmProbs | Exceeds threshold | 5 | +| 5 | IcmpOutSrcQuenchs | Exceeds threshold | 6 | +| 6 | IcmpOutRedirects | Exceeds threshold | 7 | +| 7 | IcmpOutEchos | Exceeds threshold | 8 | +| 8 | IcmpOutTimestamps | Exceeds threshold | 9 | +| 9 | IcmpOutTimestampReps | Exceeds threshold | 10 | +| 10 | IcmpOutAddrMasks | Exceeds threshold | 11 | +| 11 | IcmpOutAddrMaskReps | Exceeds threshold | 12 | +| 12-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.44 IP route table + +This managed entity is used to record data that is associated with IP routes. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of the associated instances of IP Router Service Profile. + +#### Relationship + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this IP Route Table is associated. (R) (mandatory) (2 bytes) + +**IpRouteNumber:** This attribute indicates the number of current routes in the route table. Default value is 0x00. (R) (mandatory) (2 bytes) + +**IpRouteTableMaxSize:** This attribute indicates the maximum number of routes that can be stored in the route table. (R) (mandatory) (2 bytes) + +**IpRouteTable:** This attribute lists current routes in the route table. A route consists of route-id, destination-address, destination-address-mask, tos, next-hop, output-port, route-type, route-protocol, route-age, and metric, which are further described below. (R) (mandatory) ( $N \times 30$ bytes. N is the number of routes.) + +- route-id: a unique identifier of a route within the route table (2 bytes); +- destination-address: the destination IP address of this route (4 bytes); +- destination-address-mask: the address mask associated with the destination address (4 bytes); +- tos: TOS value defined in RFC 2096 [17] (ipCidrRouteTos) for use with policy routing; otherwise, 0; (1 byte) +- next-hop: the address of the next router on remote routes (4 bytes); + +- output-port: the port number of the IP port through which the next hop of this route should be reached (1 byte); +- route-type: the type of route as defined in RFC 2096 [17] (ipCidrRouteType) (1 byte); +- route-protocol: the routing mechanism via which this route was learned, as defined in RFC 2096 [17] (ipCidrRouteProto). For example, static route is 3 (1 byte); +- route-age: the number of seconds since this route was last updated or otherwise determined to be correct. Static routes can return the maximum value (4 bytes); +- metric: the primary (first 4 bytes) and secondary (second 4 bytes) routing metrics for this route. The semantics of this metric are determined by the routing-protocol specified in the route's route-protocol value. If part of this metric is not used, its value should be set to $-1$ ( $2 \times 4$ bytes). + +#### *Actions* + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current ipRouteTable and respond with the size of data (4 bytes) that should be obtained using the Get next command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +#### *Notifications* + +None. + +### **7.3.45 IP static routes** + +This managed entity is used to set or delete IP static routes. Instances of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of the associated instances of IP Router Service Profile. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Router Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the IP Router Service Profile with which this IP Static Routes is associated. (R) (mandatory) (2 bytes) + +**IpStaticRouteTableMaxSize:** This attribute indicates the maximum number of routes that can be set as static routes. (R) (mandatory) (2 bytes) + +**IpStaticRouteTable:** This attribute is used to set or delete static routes in the route table. A route consists of route-id, action, destination-address, destination-address-mask, next-hop, output-port, and metric, which are further described below. (The same scenario is used for the MAC Filter Table attribute of the MAC Bridge Port Filter Table Data managed entity. See I.1.3 and I.1.4.) When this attribute is used to set a static route through the parameter action:add(1), the route table is searched for the route-id parameter associated with the static route that is to be added. If the same route-id is found, the route is overwritten. (R, W) (mandatory) ( $N \times 21$ bytes. N is the number of routes.) + +- route-id: a unique identifier of a route within the static route table (1 byte); +- action: remove (0) or add (1) this route. When a static route is being removed, only static-route-id field is used to identify the route (1 byte); +- destination-address: the destination IP address of this route. This field may be set at the default route address (0.0.0.0) (4 bytes); +- destination-address-mask: the address mask associated with the destination address (4 bytes); + +- next-hop: the address of the next router on remote routes. This field is not used when the next-hop is reached through an unnumbered link (4 bytes, 0xFFFFFFFF when not used); +- output-port: the port number of the IP port through which the next hop of this route should be reached. This field is used when the next-hop is reached through an unnumbered link and when a static route is set to support a fully meshed network over ATM (1 byte, 0xFF when not used); +- iVCCTPointer: the pointer to the instance of Interworking VCC Termination Point which identifies one of the ATM links of the fully meshed network which is being set by this attribute. The value 0x0000 is interpreted as a Null pointer. (optional, 2 bytes); +- metric: the routing metric for this route (4 bytes). + +#### *Actions* + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current IpStaticRouteTable and respond with the size of data (4 bytes) that should be obtained using the Get next command. + +**Set:** Generally, this action is used to set one or more entire attribute values. When used on the "IpStaticRouteTable" attribute, the "Set" action either adds or deletes table entries from "IpStaticRouteTable". Only one entry can be added/deleted by a single "Set" action. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +#### *Notifications* + +None. + +### **7.3.46 ARP service profile** + +This managed entity is used to organize data that is associated with the ARP function used by an IP router function that contains an IP port of native LAN type. Instances of this managed entity are created/deleted by the OLT after/before an instance of IPPortConfigurationData is created/deleted. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of IP Port Configuration Data of native LAN type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the ARP group id. (R, Set-by-create) (mandatory) (2 bytes) + +**ARP Timer:** This attribute indicates the maximum number of seconds that IP packets are held while they are awaiting address resolution by ARP at this router. (R) (mandatory) (4 bytes) + +**ARP Cache Clear:** This boolean attribute is used by the management system to initialize the ARP cache associated with an instance of this entity. This attribute is used only to trigger the "Cache Clear" action. The value TRUE means clear, and the value FALSE has no significance. As the value of this attribute has no physical meaning, the action "Get" will always return the value FALSE for this attribute. (R, W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.47 ARP configuration data** + +This managed entity is used to organize data that is associated with the ARP function related to an IP router that contains an IP port of native LAN type. Some of the data is volatile. Instances of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of the associated instance of ARP Service Profile. + +#### *Relationship* + +An instance of this managed entity is associated with one instance of ARP Service Profile. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the ARP Service Profile with which this ARP Configuration Data is associated. (R) (mandatory) (2 bytes) + +**ARPTabMaxSize:** This attribute indicates the maximum number of ARP entries that can be set in the ARP table. (R) (mandatory) (2 bytes) + +**ARP Table:** This attribute lists current entries in the ARP cache. An ARP cache entry consists of port, IP-address, MAC-address, and type, which are further described below. (R) (mandatory) ( $N \times 12$ bytes. N is the number of entries.) + +- port: the port number of the IP port associated with the entry (1 byte); +- IP-address: an IP address (4 bytes); +- MAC-address: an equivalent MAC-address resolved by the ARP procedure (6 bytes); +- type: the entry type such as dynamic (3) or static (4) (1 byte). + +#### *Actions* + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current ARP Table and respond with the size of data (4 bytes) that should be obtained using the Get next command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +#### *Notifications* + +None. + +### **7.3.48 Physical path termination point ISDN UNI** + +This managed entity represents the point at the ISDN UNI in the ONT where physical paths terminate and physical path level functions (e.g., analog telephony, facsimile function) are performed. An instance of this managed entity shall be automatically created/deleted by the ONT upon the creation/deletion of a Subscriber Line Card with ISDN type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of the ONTB-PON or a Subscriber Line Card managed entity classified as ISDN type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the port id with value range from 0x01 to 0xFF (1 to 255), 0x01 is used for the leftmost/lowest + +port on a Subscriber Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Interworking VCC Pointer:** This attribute provides a pointer to the instance of the Interworking VCC Termination Point managed entity to which this instance is connected. The value 0x0000 is interpreted as a Null pointer. (R, W) (optional) (2 bytes) + +**DchannelID:** This attribute provides the channel identifier of the AAL 2 connection transporting the D channel associated with this ISDN BRI port. (R, W) (mandatory) (1 byte) + +**B1ChannelID:** This attribute provides the channel identifier of the AAL 2 connection transporting the B1 channel associated with this ISDN BRI port. (R, W) (mandatory) (1 byte) + +**B2ChannelID:** This attribute provides the channel identifier of the AAL 2 connection transporting the B2 channel associated with this ISDN BRI port. (R, W) (mandatory) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ISDN Loopback Configuration:** This attribute represents the loopback configuration of this physical interface. Value 0x00: no loopback; value 0x01: simultaneous loopback of all channels; value 0x02: loopback of D channel only; value 0x03: loopback of B1 channel only; value 0x04: loopback of B2 channel only. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Test:** Request that the ONT perform one or more MLT tests. See "Test" and "Test result" message layouts in II.2.27 and II.2.45. + +#### *Notifications* + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 15I. + +**Table 15I/G.983.2 – Alarm list for physical path termination point ISDN UNI** + +| Number | Alarm | Description | +|---------|------------------------|--------------------------| +| 0 | AIS | Alarm indication signal | +| 1 | RDI | Remote defect indication | +| 2-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.49 VLAN tagging operation configuration data + +This managed entity is used to organize data associated with VLAN tagging. Instances of this managed entity are created/deleted at the request of the OLT. + +#### *Relationship* + +Zero or one instance of this managed entity may exist for each instance of Physical Path Termination Point Ethernet UNI. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the Physical Path Termination Point Ethernet UNI with which this VLAN Tagging Operation Configuration Data instance is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Upstream VLAN Tagging Operation Mode:** This attribute selects whether or not upstream VLAN tagging is sent. Valid values are 0x00 (upstream frame is sent "as is", regardless of whether or not the received frame is tagged) and 0x01 (The upstream frame is sent as tagged whether or not the received frame is tagged. TCI, consisting of VID, CFI and user priority, is attached or overwritten by using the Upstream VLAN Tag TCI Value.). (R, W, Set-by-create) (mandatory) (1 byte) + +**Upstream VLAN Tag TCI Value:** This attribute indicates the TCI value for upstream VLAN tagging. It is used when the Upstream VLAN Tagging Operation Mode is 0x01. Any 2-byte value is acceptable. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Downstream VLAN Tagging Operation Mode:** This attribute selects whether or not downstream VLAN tagging is sent. Valid values are 0x00 (downstream frame is sent "as is", regardless of whether or not the received frame is tagged) and 0x01 (The downstream frame is sent as untagged whether or not the received frame is tagged). (R, W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.50 VLAN tagging filter data + +This managed entity is used to organize data associated with VLAN tagging. Instances of this managed entity are created/deleted at the request of the OLT. + +#### *Relationships* + +Zero or one instance of this managed entity may exist for each instance of MAC Bridge Port Configuration Data which is associated with Interworking VCC Termination Point (PON side) or Physical Path Termination Point Ethernet UNI. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with + +which this VLAN Tagging Filter Data instance is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**VLAN Filter Table:** This attribute lists TCI values which are provisioned at a bridging port. Since a TCI value (consisting of user priority, CFI and VID) is represented by 16 bits, 2 bytes are reserved for this attribute per VLAN. Twelve separate VLAN entries are supported. The first N are valid, where N is given by the NumberOfEntries attribute. (R, W, Set-by-create) (mandatory) (24 bytes) + +**Forward Operation:** When a frame is received, the frame is processed according to the following Forward Operations. The operations are invoked based on the value of VID, user priority, or the entire TCI or whether or not the TCI field exists. This attribute indicates the received frame is treated as indicated below. (R,W, set-by-create) (mandatory) (1 byte) + +**NumberOfEntries:** This attribute provides the number of entries in the VLAN Filter Table that are valid. (R, W, Set-by-Create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +#### **Supplementary explanation** + +##### 1) *Ethernet frame and fields format for VLAN services* + +The detailed format of Ethernet frame for VLAN services is described in IEEE 802.1Q [18] and is depicted in Figure 37. + +![Diagram of an Ethernet frame with a VLAN tag. The main frame structure shows DA, SA, a Length/Type Field, and MAC SDU. The Length/Type Field is expanded to show TPID and TCI. The TCI field is further expanded to show 802.1p (user priority), CFI, and VID(802.1Q).](a46330340dc7089f88d5cbb1c2aff5d7_img.jpg) + +The diagram illustrates the structure of an Ethernet frame with a VLAN tag. The main frame consists of the Destination Address (DA), Source Address (SA), a Length/Type Field, and the MAC Service Data Unit (SDU). The Length/Type Field is expanded to show the Tag Protocol Identifier (TPID) and the Tag Control Information (TCI). The TCI field is further expanded to show the 802.1p (user priority), the CFI (Canonical Format Indicator), and the VID (802.1Q) (VLAN ID). The bit lengths for these fields are indicated as (3b) for 802.1p, (1b) for CFI, and (12b) for VID(802.1Q). The legend defines TCI as Tag Control Information and VID as VLAN ID (VLAN Tag). The diagram is labeled G.983.2\_F37. + +Diagram of an Ethernet frame with a VLAN tag. The main frame structure shows DA, SA, a Length/Type Field, and MAC SDU. The Length/Type Field is expanded to show TPID and TCI. The TCI field is further expanded to show 802.1p (user priority), CFI, and VID(802.1Q). + +**Figure 37/G.983.2 – Detailed format for Ethernet frame with VLAN tag** + +##### 2) *Operations* + +Operations specified in the attribute "Forward Operation" are explained. Forward Operations are specified by a combination of the basic actions mentioned. + +- a) **Basic MAC bridge operation:** As shown in Figure 38, if DA (Destination MAC Address) in the received frame is listed in one or more ports with MAC Bridge Port Bridge Table Data, this frame is forwarded to the indicated ports. Otherwise, it is broadcasted to all of the ports excepting for its receiving port. + +![Figure 38/G.983.2 – Basic MAC Bridge operation. The diagram shows a 'Receiving frame' with destination address (DA) 'a' and 'b'. The frame with DA 'a' is forwarded to a 'MAC bridge port' via an entry in the 'MAC bridge port bridge table data'. The frame with DA 'b' is not found in the table and is therefore 'Broadcast by no entry in any table' to all other MAC bridge ports. The diagram is labeled G.983.2_F38.](3ce6b213ec556257e32ff7451182369d_img.jpg) + +Figure 38/G.983.2 – Basic MAC Bridge operation. The diagram shows a 'Receiving frame' with destination address (DA) 'a' and 'b'. The frame with DA 'a' is forwarded to a 'MAC bridge port' via an entry in the 'MAC bridge port bridge table data'. The frame with DA 'b' is not found in the table and is therefore 'Broadcast by no entry in any table' to all other MAC bridge ports. The diagram is labeled G.983.2\_F38. + +**Figure 38/G.983.2 – Basic MAC Bridge operation** + +- b) **Unconditional forwarding for Tagged frame:** If a tagged frame is received, it is forwarded without investigation of TCI. +- c) **Unconditional discarding for Tagged frame:** If a tagged frame is received, it is discarded without investigation of TCI. +- d) **Unconditional forwarding for Untagged frame:** If an untagged frame is received, it is forwarded without investigation of TCI. +- e) **Unconditional discarding for Untagged frame:** If an untagged frame is received, it is discarded without investigation of TCI. +- f) **Positive filtering by TCI:** If a part or all of the fields in the TCI of the received frame are included in VLAN Tag Filter Data, it is forwarded according to Action a) to the indicated ports as shown in Figure 39. Otherwise, its TCI is ignored and it is controlled by Action a). + +![Figure 39/G.983.2 – Positive filtering by TCI operation. The diagram shows three 'Tagged frame' inputs. The first frame has TCI 'x' and DA 'a'; its TCI 'x' is found in the 'VLAN tag filter data', which points to an entry in the 'MAC Bridge port bridge table data' that directs it to a 'MAC Bridge port'. The second frame has TCI 'y' and DA 'b'; its TCI 'y' is not in the filter data, so it is processed based on action (a). The third frame has TCI 'z' and DA 'b'; its TCI 'z' is found in the filter data, pointing to another entry in the bridge table data that directs it to a 'MAC Bridge port'. The bridge table data entries are grouped in a green box labeled 'Operation based on action (a)'. The diagram is labeled G.983.2_F39.](f4e5a86da5c799372a7c1ea2397dedb7_img.jpg) + +Figure 39/G.983.2 – Positive filtering by TCI operation. The diagram shows three 'Tagged frame' inputs. The first frame has TCI 'x' and DA 'a'; its TCI 'x' is found in the 'VLAN tag filter data', which points to an entry in the 'MAC Bridge port bridge table data' that directs it to a 'MAC Bridge port'. The second frame has TCI 'y' and DA 'b'; its TCI 'y' is not in the filter data, so it is processed based on action (a). The third frame has TCI 'z' and DA 'b'; its TCI 'z' is found in the filter data, pointing to another entry in the bridge table data that directs it to a 'MAC Bridge port'. The bridge table data entries are grouped in a green box labeled 'Operation based on action (a)'. The diagram is labeled G.983.2\_F39. + +**Figure 39/G.983.2 – Positive filtering by TCI operation** + +- g) **Negative filtering by TCI:** If a part or all of the fields in the TCI of the received frame are included in VLAN Tag Filter Data, it is discarded. Otherwise, it is forwarded according to Action a) as shown in Figure 40. + +![Diagram illustrating negative filtering by TCI operation. Three tagged frames with TCI (x, y, z) and DA (a, b, b) are shown. Arrows from the TCI fields point to 'VLAN tag filter data' boxes containing 'x', 'z', and 'z'. Arrows from the DA fields point to 'MAC Bridge port bridge table data' boxes. These boxes then point to 'MAC Bridge port' cylinders. An arrow labeled 'Operation based on action (a)' points to the bridge table data boxes. The diagram is labeled G.983.2_F40.](beda549cc2a4e2b9ac7f74fe9ed72b67_img.jpg) + +Diagram illustrating negative filtering by TCI operation. Three tagged frames with TCI (x, y, z) and DA (a, b, b) are shown. Arrows from the TCI fields point to 'VLAN tag filter data' boxes containing 'x', 'z', and 'z'. Arrows from the DA fields point to 'MAC Bridge port bridge table data' boxes. These boxes then point to 'MAC Bridge port' cylinders. An arrow labeled 'Operation based on action (a)' points to the bridge table data boxes. The diagram is labeled G.983.2\_F40. + +**Figure 40/G.983.2 – Negative filtering by TCI operation** + +The Forwarding Operation is specified by a combination of these actions. + +| | The type of received frame | | +|------|-----------------------------------------|-----------| +| | Tagged | Untagged | +| 0x00 | Action a) | Action a) | +| 0x01 | Action c) | Action a) | +| 0x02 | Action a) | Action e) | +| 0x03 | Action f) (VID investigation) | Action a) | +| 0x04 | Action f) (VID investigation) | Action e) | +| 0x05 | Action g) (VID investigation) | Action a) | +| 0x06 | Action g) (VID investigation) | Action e) | +| 0x07 | Action f) (user priority investigation) | Action a) | +| 0x08 | Action f) (user priority investigation) | Action e) | +| 0x09 | Action g) (user priority investigation) | Action a) | +| 0x0A | Action g) (user priority investigation) | Action e) | +| 0x0B | Action f) (TCI investigation) | Action a) | +| 0x0C | Action f) (TCI priority investigation) | Action e) | +| 0x0D | Action g) (TCI investigation) | Action a) | +| 0x0E | Action g) (TCI investigation) | Action e) | + +### 7.3.51 MAC Bridge port filter preassign table + +This managed entity provides an alternate approach to address filtering than that supported through MACBridgePortFilterTableData. This alternate approach is useful when all the groups of addresses are stored beforehand in the line card, and this managed entity is used to designate which groups are valid or invalid for filtering. The MAC addresses and Ether types for various protocols are provided in Appendix VI. Instances of this managed entity are created/deleted autonomously after creation/deletion of a Subscriber Line Card ME of Ethernet type in which all groups of addresses are preassigned and stored in the card. + +#### *Relationships* + +This managed entity is associated with one instance of a MACBridgePortConfigurationData managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the id of the MACBridgePortConfigurationData with which this MAC Bridge Port Filter Preassign Table instance is associated. (R) (mandatory) (2 bytes) + +**IPv4MulticastFiltering:** This attribute indicates whether IPv4Multicast Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**IPv6MulticastFiltering:** This attribute indicates whether IPv6Multicast Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**IPv4BroadcastFiltering:** This attribute indicates whether IPv4Broadcast Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**RARPFiltering:** This attribute indicates whether RARP Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**IPXFiltering:** This attribute indicates whether IPX Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**NetBEUIFiltering:** This attribute indicates whether NetBEUI Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**AppleTalkFiltering:** This attribute indicates whether AppleTalk Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**BridgeManagementInformationFiltering:** This attribute indicates whether BridgeManagementInformation Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +Note that some MAC addresses should not be handled, considering the following rules of IEEE 802.1D [13]: + +- 1) Addresses from 0x0180C2000000 to 0x0180C200000F are reserved; +- 2) Addresses from 0x0180C2000020 to 0x0180C200002F are used for GARP Application Address. + +**ARPFiltering:** This attribute indicates whether ARP Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +**PPPoEFiltering:** This attribute indicates whether PPPoE Ether types are forwarded (value 0x00) or filtered (value 0x01). Initial value is 0x00. (R,W) (mandatory) (1 byte) + +#### *Actions* + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.52 Physical path termination point video UNI + +This managed entity represents the point at the video UNI in the ONT where physical paths terminate and physical path level functions are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of a Subscriber Line Card of Video type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as Video type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the port id with value range from 0x01 to 0xFF (1 to 255); 0x01 is used for the leftmost/lowest port on a Subscriber Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation, as it is normally handled through supplier-operator negotiations. (R,W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**Power control:** This attribute controls whether power is provided to an external equipment over the video PPTP. Value 0x01 enables power over co-ax. The default value 0x00 disables power feed. (R, W) (optional) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The AVC list is given in Table 15m. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 15n. + +**Table 15m/G.983.2 – AVC list for physical path termination point video UNI** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------------------------------------| +| 1 | N/A | | +| 2 | OpState | Operational state of video UNI | +| 3-16 | Reserved | Reserved for AVCs of vendor-specific attributes | + +**Table 15n/G.983.2 – Alarm list for physical path termination point video UNI** + +| Number | Event | Description | +|---------|------------------------|-------------------------------------| +| 0 | Video-LOS | No signal at the video UNI | +| 1-223 | Reserved | Reserved for vendor-specific alarms | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.53 Physical path termination point video ANI + +This managed entity represents the point at the video ANI in the ONT where physical paths terminate and physical path level functions are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of a Subscriber Line Card of Video type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as Video type. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. There is only one instance, and it has the number 0x0000. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation, as it is normally handled through supplier-operator negotiations. (R,W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**FrequencyRangeLow:** This attribute indicates the lower of the possibly two frequency ranges supported. Different frequency ranges are indicated by code points, as given below: + +- 0 indicates no low band is supported; +- 1 indicates 50-550 MHz is supported; +- 2 indicates 50-750 MHz is supported; +- 3 indicates 50-870 MHz is supported; +- 4..255 are reserved for future use. + +(R) (mandatory) (1 byte) + +**FrequencyRangeHigh:** This attribute indicates the higher of the two frequency ranges supported. Different frequency ranges are indicated by code points, as given below: + +- 0 indicates no high band is supported; +- 1 indicates 550-750 MHz is supported; +- 2 indicates 550-870 MHz is supported; +- 3 indicates 950-2050 MHz is supported; +- 4 indicates 2150-3250 MHz is supported; +- 5 indicates 950-3250 MHz is supported; +- 6..255 are reserved for future use. + +(R) (mandatory) (1 byte) + +**SignalCapability:** This attribute indicates the capability of the ONT to measure the video signal level. Different capabilities are indicated by code points, as given below: + +- 0 indicates no signal level capability is supported; +- 1 indicates total optical power level is supported; +- 2 indicates fixed frequency pilot tone power level is supported; +- 3 indicates total optical power level and fixed frequency pilot tone power level are supported; +- 4 indicates variable frequency pilot tone power level is supported; +- 5 indicates total optical power level and variable frequency pilot tone power level are supported; +- 6 indicates broadband RF power level is supported; +- 7 indicates total optical power level and broadband RF power level is supported; +- 8..255 are reserved for future use. + +(R) (mandatory) (1 byte) + +**OpticalSignalLevel:** This attribute indicates the current measurement of the total optical signal level. The unit of this attribute is dB $\mu$ W optical. + +If SignalCapability = 0, 2, or 4 then this attribute is undefined. + +If SignalCapability = 1, 3, 5, or 7, then this attribute describes the total optical power that is generating photocurrent on the receiver. + +(R) (optional) (1 byte) + +**PilotSignalLevel:** This attribute indicates the current measurement of the pilot signal level or broadband RF level. The unit of this attribute is dB $\mu$ V at the RF video service port. + +If SignalCapability = 0 or 1, then this attribute is undefined. + +If SignalCapability = 2, 3, 4, or 5, then this attribute describes the pilot signal level at the output of the video UNI. + +If SignalCapability = 6, or 7, then this attribute describes the total RF power level at the output of the video UNI. + +(R) (optional) (1 byte) + +**SignalLevelMin:** This attribute indicates the minimum optical RF power per channel that will result in a CNR of 47 dBc for a channel of 4.5 MHz in bandwidth at a receive optical power of –5 dBm. The unit of this attribute is dB $\mu$ W optical. + +(R) (mandatory) (1 byte) + +**SignalLevelMax:** This attribute indicates the maximum optical RF power per channel that will result in a CTB of –57 dBc for an 80-channel ensemble of carriers at a per-channel optical modulation index of 3.5%. The units of the attributes are in dB $\mu$ W optical. + +(R) (mandatory) (1 byte) + +**PilotFrequency:** This attribute indicates the frequency of the pilot channel receiver. This unit of this attribute is Hz. + +If SignalCapability = 0 or 1, this attribute is undefined; + +If SignalCapability = 2 or 3, this attribute is functionally read only; + +If SignalCapability = 4 or 5, this attribute is read-write. + +(R, W) (optional) (4 bytes) + +**AGCmode:** This attribute allows the discovery and configuration of the ONT's AGC capabilities. The attribute contains a codepoints for the several AGC types. The ONT displays the currently used AGC mode. The OLT can discover new modes via the set command. The code points are: + +- 0, no AGC is used; +- 1, broadband RF AGC is used; +- 2, optical AGC is used; +- 3-255, reserved for future use. + +(R, W) (optional) (1 byte) + +**AGCsetting** This attribute indicates the measurement offset that the ONT should use if using broadband RF signal level or total optical power as a basis for AGC. The theoretical nominal RF signal is 80-channels of NTSC video, each having a per-channel optical modulation index of 3.5%. An ONT presented with such a signal should produce its specified output when this attribute is set to zero. The attribute will have a step-size of 0.1 dB, represented as a signed integer. The usage of the attribute depends on the signal capability used for the AGC. + +If total optical power is used for AGC, then this attribute provides the ONT with the OMI offset for any NTSC carriers present from the theoretical 3.5% value. So, if the actual signal uses an OMI of 7.0% per channel (3 dB higher), then the ONT should be given an AGC setting of 30. (Coded 0x1E). + +If broadband RF power is used for AGC, then this attribute provides the ONT with the total power offset for any NTSC carriers present from the theoretical 80 channel value. So, if an actual signal contains 40 NTSC channels (3 dB lower), then the ONT should be given an AGC setting of –30. (Coded 0xE2). + +(R, W) (optional) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The AVC list is given in Table 15o. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 15p. + +**Table 15o/G.983.2 – AVC list for physical path termination point video ANI** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------------------------------------| +| 1 | N/A | | +| 2 | OpState | Operational state of video ANI | +| 3-16 | Reserved | Reserved for AVCs of vendor-specific attributes | + +**Table 15p/G.983.2 – Alarm list for physical path termination point video ANI** + +| Number | Event | Description | +|---------|------------------------|-------------------------------------| +| 0 | Video-LOS | No signal at the video ANI | +| 1-223 | Reserved | Reserved for vendor-specific alarms | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.54 Physical path termination point LCT UNI + +This managed entity represents the point at the local craft terminal UNI in the ONT where physical paths terminate and physical path level functions are performed. + +An instance of this managed entity shall be automatically created/deleted by the ONT upon creation/deletion of a Subscriber Line Card of LCT type. However, this instance will not be reported during a MIB upload. + +#### Relationships + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as LCT type. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the port id with value range from 0x01 to 0xFF (1 to 255); 0x01 is used for the leftmost/lowest port on a Subscriber Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation, as it is normally handled through supplier-operator negotiations. (R,W) (mandatory) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.55 Ethernet performance monitoring history data 2** + +This managed entity contains the last completed 15-minute interval collected statistic data for an Ethernet interface. The statistic data value is only updated at the end of each period. + +Instances of this managed entity are created/deleted by the OLT after an instance of Physical Path Termination Point Ethernet UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this Ethernet Performance Monitoring History Data 2 managed entity can exist for each instance of the Physical Path Termination Point Ethernet UNI. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is the same as the id of the Physical Path Termination Point Ethernet UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the statistic data values are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The statistic data value is updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**PPPoEFilteredFrame Counter:** This attribute provides a count of the number of frames that have been discarded due to PPPoE filtering. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** This action returns the current value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters would be reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be + +sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 15q. + +**Table 15q/G.983.2 – Alarm list for Ethernet performance monitoring history data 2** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | PPPoEFilteredFrameCounter | Exceeds threshold | 1 | +| 1-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.56 Physical path termination point 802.11 UNI + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. An instance of this entity is created/deleted by the ONU whenever an IEEE 802.11 UNI card is inserted/removed from the ONU. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot id (defined in 7.1.3). If the UNI is integrated, this value is 0x00. The second byte is the port id with value range from 0x01 to 0xFF (1 to 255), 0x01 is used for the leftmost/lowest port on a Subscriber Line Card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**dot11SupportedDataRatesTx:** This attribute shall specify the set of data rates (maximum of 8 data rates) at which the station is capable of transmitting data. Each octet contains a value representing a rate. Each rate shall be within the range from 2 to 127, corresponding to data rates in increments of 500 kbit/s from 1 Mbit/s to 63.5 Mbit/s, and shall be supported (as indicated in the supported rates table) for transmitting data. If fewer than 8 data rates are specified, each of the remaining bytes shall use the value 0x00. (R) (mandatory) (8 bytes) + +**dot11SupportedDataRatesRx:** This attribute shall specify the set of data rates (maximum of 8 data rates) at which the station is capable of receiving data. Each octet contains a value representing a rate. Each rate shall be within the range from 2 to 127, corresponding to data rates in increments of 500 kbit/s from 1 Mbit/s to 63.5 Mbit/s, and shall be supported (as indicated in the supported rates table) for receiving data. If fewer than 8 data rates are specified, each of the remaining bytes shall use the value 0x00. (R) (mandatory) (8 bytes) + +**dot11TxPowerLevels:** This attribute shall specify the set of transmit power levels (maximum of 8 power levels) which the station is capable of using. Each 16 bit word contains an integer representation of the power setting, in units of mW. If fewer than 8 power levels are specified, each of the remaining words shall use the value 0x0000. (R) (mandatory) (16 bytes) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute Value Change:** This notification is used to report autonomous changes to the attributes of this managed entity. The attribute value change notification shall identify the attribute changed and its new value. The list of AVCs for this managed entity is given in Table 16. + +**Table 16/G.983.2 – AVC list for physical path termination point 802.11 UNI +(reproduced from Table 2/G.983.9)** + +| Number | Attribute value change | Description | +|--------|------------------------|-----------------------------------------------------------------| +| 1 | N/A | | +| 2 | OpState | Operational state of Physical Path Termination Point 802.11 UNI | +| 3-9 | N/A | | +| 10-16 | Reserved | | + +### **7.3.57 UNI 802.11 station management data 1** + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. The ONU automatically creates an instance of this entity whenever a PPTP 802.11 UNI instance is created. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This ME id shall be the same as that of the related instance of Physical Path Termination Point 802.11 UNI. (R) (mandatory) (2 bytes) + +**dot11MediumOccupancyLimit:** This attribute shall indicate the maximum amount of time, in TU, that a point coordinator may control the usage of the wireless medium without relinquishing control for long enough to allow at least one instance of DCF access to the medium. The default value of this attribute shall be 100, and the maximum value shall be 1000. (R, W) (mandatory) (2 bytes) + +**dot11CFPollable:** When this Boolean attribute is true, it shall indicate that the STA is able to respond to a CF-Poll with a data frame within a SIFS time. This attribute shall be false if the STA is not able to respond to a CF-Poll with a data frame within a SIFS time. (R) (mandatory) (1 byte) + +**dot11CFPPeriod:** This attribute shall describe the number of DTIM intervals between the start of CFPs. (R,W) (mandatory) (1 byte) + +**dot11CFPMaxDuration:** This attribute shall describe the maximum duration of the CFP in TU that may be generated by the PCF. (R, W) (mandatory) (2 bytes) + +**dot11AuthenticationResponseTimeout:** This attribute shall specify the number of TU that a responding STA should wait for the next frame in the authentication sequence. (R, W) (mandatory) (4 bytes) + +**dot11PrivacyOptionImplemented:** This Boolean attribute, when true, shall indicate that the IEEE 802.11 WEP option is implemented. The default value of this attribute shall be false. (R) (mandatory) (1 byte) + +**dot11PowerManagementMode:** This attribute shall specify the power management mode of the STA. When set to active (0x00), it shall indicate that the station is not in power-save mode. When set to powersave (0x01), it shall indicate that the station is in power-save mode. (R, W) (mandatory) (1 byte) + +**dot11DesiredSSID1:** This attribute contains the first half of the Service Set ID used in the DesiredSSID parameter of the most recent MLME\_Scan.request. This value may be modified by an external management entity and used by the local SME to make decisions about the scanning process. (R, W) (mandatory) (16 bytes) + +**dot11DesiredSSID2:** This attribute contains the second half of the Service Set ID used in the DesiredSSID parameter of the most recent MLME\_Scan.request. This value may be modified by an external management entity and used by the local SME to make decisions about the scanning process. (R, W) (mandatory) (16 bytes) + +**dot11DesiredBSSType:** This attribute shall specify the type of BSS the station shall use when scanning for a BSS with which to synchronize. This value is used to filter Probe Response frames and Beacons. When set to infrastructure (0x00), the station shall only synchronize with a BSS whose Capability Information field has the ESS subfield set to 1. When set to independent (0x01), the station shall only synchronize with a BSS whose Capability Information field has the IBSS subfield set to 1. When set to any (0x02), the station may synchronize to either type of BSS. (R, W) (mandatory) (1 byte) + +**dot11OperationalRateSet:** This attribute shall specify the set of data rates (maximum of 8 data rates) at which the station may transmit data. Each octet contains a value representing a rate. Each rate shall be within the range from 2 to 127, corresponding to data rates in increments of 500 kbit/s from 1 Mbit/s to 63.5 Mbit/s, and shall be supported (as indicated in the supported rates table) for receiving data. If fewer than 8 data rates are specified, each of the remaining bytes shall use the value 0x00. This value is reported in transmitted Beacon, Probe Request, Probe Response, Association Request, Association Response, Reassociation Request, and Reassociation Response frames, and is used to determine whether a BSS with which the station desires to synchronize is suitable. (R, W) (mandatory) (8 bytes) + +**dot11BeaconPeriod:** This attribute shall specify the number of TU that a station shall use for scheduling Beacon transmissions. This value is transmitted in Beacon and Probe Response frames. (R, W) (mandatory) (2 bytes) + +**dot11DTIMPeriod:** This attribute shall specify the number of beacon intervals that shall elapse between transmission of Beacons frames containing a TIM element whose DTIM Count field is 0. This value is transmitted in the DTIM Period field of Beacon frames. (R, W) (mandatory) (1 byte) + +**dot11AssociationResponseTimeout:** This attribute shall specify the number of TU that a requesting STA should wait for a response to a transmitted association-request MMPDU. (R, W) (mandatory) (4 bytes) + +**dot11AuthenticationAlgorithm:** This attribute shall indicate all of the authentication algorithms supported by the STAs. The attribute is a bit-mapped coding, formatted as follows: + +0000 0000 0000 0000 0000 0000 0000 00yx, + +where + +0 = reserved, must be set to zero + +x = Open System (1=Supported, 0=Not supported) + +y = Shared Key Supported (1=Supported, 0=Not supported) + +(R) (mandatory) (4 bytes) + +**dot11AuthenticationAlgorithmsEnable:** This attribute shall indicate the enable status of the authentication algorithms supported by the STAs. The attribute is a bit-mapped coding, formatted as follows: + +0000 0000 0000 0000 0000 0000 0000 00yx, + +where + +0 = reserved, must be set to zero + +x = Open System (1=Enabled, 0=Not Enabled) + +y = Shared Key (1=Enabled, 0=Not Enabled) + +(R, W) (mandatory) (4 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.58 802.11 station management data 2** + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. The ONU automatically creates an instance of this entity whenever a PPTP 802.11 UNI instance is created. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This ME id shall be the same as that of the related instance of Physical Path Termination Point 802.11 UNI. (R) (mandatory) (2 bytes) + +**dot11DisassociateReason:** This attribute holds the most recently transmitted Reason Code in a disassociation frame. If no Disassociation frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (2 bytes) + +**dot11DisassociateStation:** This attribute holds the MAC address from the Address 1 field of the most recently transmitted Disassociation frame. If no Disassociation frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (6 bytes) + +**dot11DeauthenticateReason:** This attribute holds the most recently transmitted Reason Code in a Deauthentication frame. If no Deauthentication frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (2 bytes) + +**dot11DeauthenticateStation:** This attribute holds the MAC address from the Address 1 field of the most recently transmitted Deauthentication frame. If no Deauthentication frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (6 bytes) + +**dot11AuthenticateFailStatus:** This attribute holds the most recently transmitted Status Code in a failed Authentication frame. If no failed Authentication frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (2 bytes) + +**dot11AuthenticateFailStation:** This attribute holds the MAC address from the Address 1 field of the most recently transmitted failed Authentication frame. If no failed Authentication frame has been transmitted, the value of this attribute shall be 0. (R) (mandatory) (6 bytes) + +**dot11WEPDefaultKeyValue1:** This attribute holds WEP Default Key #1. The WEP default secret keys are logically WRITE-ONLY. Attempts to read the entries in this table shall return unsuccessful status and values of null or zero. The default value of each WEP default key shall be null. (W) (mandatory) (5 bytes) + +**dot11WEPDefaultKeyValue2:** This attribute holds WEP Default Key #2. (W) (mandatory) (5 bytes) + +**dot11WEPDefaultKeyValue3:** This attribute holds WEP Default Key #3. (W) (mandatory) (5 bytes) + +**dot11WEPDefaultKeyValue4:** This attribute holds WEP Default Key #4. (W) (mandatory) (5 bytes) + +**dot11PrivacyInvoked&dot11ExcludeUnencrypted:** This attribute holds two truth values. It is coded 0000 00yx, where x indicates the dot11PrivacyInvoked value, and y indicates the dot11ExcludeUnencrypted value. When dot11PrivacyInvoked is true, it shall indicate that the IEEE 802.11 WEP mechanism is used for transmitting frames of type Data. The default value of this attribute shall be false. When dot11ExcludeUnencrypted is true, the STA shall not indicate at the MAC service interface received MSDUs that have the WEP subfield of the Frame Control field equal to zero. When this attribute is false, the STA may accept MSDUs that have the WEP subfield of the Frame Control field equal to zero. The default value of this attribute shall be false. (R, W) (mandatory) (1 byte) + +**dot11WEPDefaultKeyID:** This attribute shall indicate the use of the first, second, third, or fourth WEPDefaultKey when set to values of zero, one, two, or three. The default value of this attribute shall be 0. (R, W) (mandatory) (1 byte) + +**dot11WEPKeyMappingLength:** The maximum number of tuples that dot11WEPKeyMappings can hold. (R, W) (mandatory) (4 bytes) + +**dot11WEPICVErrorCount:** This counter shall increment when a frame is received with the WEP subfield of the Frame Control field set to one and the value of the ICV as received in the frame does not match the ICV value that is calculated for the contents of the received frame. (R) (mandatory) (4 bytes) + +**dot11WEPExcludedCount:** This counter shall increment when a frame is received with the WEP subfield of the Frame Control field set to zero and the value of dot11ExcludeUnencrypted causes that frame to be discarded. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute Value Change:** This notification is used to report autonomous changes to the attributes of this managed entity. The attribute value change notification shall identify the attribute changed and its new value. The list of AVCs for this managed entity is given in Table 17. Notifications should be sent when a Disassociate, Deauthenticate, or AuthenticationFail event occurs. These events will normally coincide with a change in the DisassociateStation, DeauthenticateStation, or AuthenticationFailStation attributes. + +**Table 17/G.983.2 – AVC list for 802.11 station management data 2 +(reproduced from Table 3/G.983.9)** + +| Number | Attribute value change | Description | +|--------|------------------------------|---------------------------------------------------------------------------------------------------| +| 1 | N/A | | +| 2 | dot11DisassociateStation | MAC address from the Address 1 field of the most recently transmitted Disassociation frame | +| 3 | N/A | | +| 4 | dot11DeauthenticateStation | MAC address from the Address 1 field of the most recently transmitted Deauthentication frame | +| 5 | N/A | | +| 6 | dot11AuthenticateFailStation | MAC address from the Address 1 field of the most recently transmitted failed Authentication frame | +| 7-15 | N/A | | +| 16 | Reserved | | + +### 7.3.59 802.11 general purpose object + +#### Relationships + +Many instances of this managed entity may exist for each instance of an IEEE 802.11 interface. This object is used to contain the following IEEE 802.11 data: WEP Key Mappings, Group Addresses, Reg Domain Supported, and Antennas List. Each of these uses has its own attributes defined, and a type attribute indicates which subset of attributes is active for each instance. Regardless of which attributes are active, each attribute shall be numbered (in attribute mask) according to the ordering of the full attribute set indicated below. + +For object types 0 and 1, the OLT may create and delete instances of this object. For object types 2 and 3, the ONU instantiates as many instances as required to model the UNI's capabilities. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**ObjectType:** This attribute indicates how this entity is to be used, defined as: + +- 0: WEP Key Mapping; +- 1: Group Addresses; +- 2: Reg Domain Supported; +- 3: Antennas List. + +For any given type, only the relevant attributes have valid contents. The other attributes are unspecified. (R, Set-by-create) (mandatory) (1 byte) + +**PhysicalPathTerminationPoint802.11Pointer:** This attribute indicates the specific Physical Path Termination Point to which this object corresponds. (R, Set-by-create) (mandatory) (2 bytes) + +**dot11WEPKeyMappingAddress:** Valid if ObjectType = 0. The MAC address of the STA for which the values from this key mapping entry are to be used. (R, W, Set-by-create) (mandatory) (6 bytes) + +**dot11WEPKeyMappingWEPOn:** Valid if ObjectType = 0. Boolean as to whether WEP is to be used when communicating with the dot11WEPKeyMappingAddress STA (R, W, Set-by-create) (mandatory) (1 byte) + +**dot11WEPKeyMappingValue:** Valid if ObjectType = 0. A WEP secret key value. (W, Set-by-create) (mandatory) (5 bytes) + +**dot11Address:** Valid if ObjectType = 1. MAC address identifying a multicast addresses from which this STA will receive frames (R, Set-by-create) (mandatory) (6 bytes) + +**dot11RegDomainsSupportValue:** Valid if ObjectType = 2. There are different operational requirements dependent on the regulatory domain. This attribute list describes the regulatory domains the PLCP and PMD support in this implementation. Currently defined values and their corresponding Regulatory Domains are: FCC (USA) = X'10', DOC (Canada) = X'20', ETSI (most of Europe) = X'30', Spain = X'31', France = X'32', MKK (Japan) = X'40' (R) (mandatory) (1 byte) + +**dot11SupportedTxAntenna:** Valid if ObjectType = 3. When true, this Boolean object indicates that the antenna represented by this managed entity id can be used as a transmit antenna. (R) (mandatory) (1 byte) + +**dot11SupportedRxAntenna:** Valid if ObjectType = 3. When true, this Boolean object indicates that the antenna represented by this managed entity id can be used as a receive antenna. (R) (mandatory) (1 byte) + +**dot11DiversitySelection Rx:** Valid if ObjectType = 3. When true, this Boolean object indicates that the antenna represented by managed entity id can be used for receive diversity. This object may only be true if the antenna can be used as a receive antenna, as indicated by dot11SupportedRxAntenna (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.60 802.11 MAC&PHY operation and antenna data** + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. The ONU automatically creates an instance of this entity whenever a PPTP 802.11 UNI instance is created. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This ME id shall be the same as that of the related instance of Physical Path Termination Point 802.11 UNI. (R) (mandatory) (2 bytes) + +**dot11MACAddress:** Unique MAC Address assigned to the STA. (R) (mandatory) (6 bytes) + +**dot11RTSThreshold:** This attribute shall indicate the number of octets in an MPDU, below which an RTS/CTS handshake shall not be performed. An RTS/CTS handshake shall be performed at the beginning of any frame exchange sequence where the PDU is of type Data or Management, the MPDU has an individual address in the address1 field, and the length of the MPDU is greater than this threshold. Setting this attribute to be larger than the maximum MSDU size shall have the effect of turning off the RTS/CTS handshake for frames of Data or Management type transmitted by this STA. Setting this attribute to zero shall have the effect of turning on the RTS/CTS handshake for all frames of Data or Management type transmitted by this STA. The default value of this attribute shall be 2347. (R, W) (mandatory) (2 bytes) + +**dot11ShortRetryLimit:** This attribute shall indicate the maximum number of transmission attempts of a frame, the length of which is less than or equal to dot11RTSThreshold, that shall be made before a failure condition is indicated. The default value of this attribute shall be 7. (R, W) (mandatory) (1 byte) + +**dot11LongRetryLimit:** This attribute shall indicate the maximum number of transmission attempts of a frame, the length of which is greater than dot11RTSThreshold, that shall be made before a failure condition is indicated. The default value of this attribute shall be 4. (R, W) (mandatory) (1 byte) + +**dot11FragmentationThreshold:** This attribute shall specify the current maximum size, in octets, of the MPDU that may be delivered to the PHY. An MSDU shall be broken into fragments if its size exceeds the value of this attribute after adding MAC headers and trailers. An MSDU or MMPDU shall be fragmented when the resulting frame has an individual address in the Address1 field, and the length of the frame is larger than this threshold. The default value for this attribute shall be the lesser of 2346 or the aMPDUMaxLength of the attached PHY and shall never exceed the lesser of 2346 or the aMPDUMaxLength of the attached PHY. The value of this attribute shall never be less than 256. (R, W) (mandatory) (2 bytes) + +**dot11MaxTransmitMSDULifetime:** The MaxTransmitMSDULifetime shall be the elapsed time in TU, after the initial transmission of an MSDU, after which further attempts to transmit the MSDU shall be terminated. The default value of this attribute shall be 512. (R, W) (mandatory) (4 bytes) + +**dot11MaxReceiveLifetime:** The MaxReceiveLifetime shall be the elapsed time in TU, after the initial reception of a fragmented MMPDU or MSDU, after which further attempts to reassemble the MMPDU or MSDU shall be terminated. The default value shall be 512. (R, W) (mandatory) (4 bytes) + +**dot11PHYType:** This is an 8-bit integer value that identifies the PHY type supported by the attached PLCP and PMD. Currently defined values and their corresponding PHY types are: FHSS 2.4 GHz = 0x01, DSSS 2.4 GHz = 0x02, IR Baseband = 0x03. (R) (mandatory) (1 byte) + +**dot11CurrentRegDomain:** The current regulatory domain this instance of the PMD is supporting. This object corresponds to one of the RegDomains listed in dot11RegDomainsSupported. (R, W) (mandatory) (4 bytes) + +**dot11TempType:** There are different operating temperature requirements dependent on the anticipated environmental conditions. This attribute describes the current PHY's operating temperature range capability. Currently defined values and their corresponding temperature + +ranges are: Type 1 = 0x01: Commercial range of 0 to 40 degrees C, Type 2 = 0x02: Industrial range of -30 to 70 degrees C. (R) (mandatory) (1 byte) + +**dot11CurrentTxAntennaPointer:** The current antenna being used to transmit. This value is one of the values appearing in the dot11SupportedTxAntenna attribute of a General Purpose Object ME instance of ObjectType = 3. This may be used by a management agent to control which antenna is used for transmission. The value 0x0000 is interpreted as a Null pointer. (R, W) (mandatory) (2 bytes) + +**dot11DiversitySupport:** This implementation's support for diversity, encoded as: 0x01: diversity is available and is performed over the fixed list of antennas defined by the dot11DiversitySelectionRx attribute values of the set of General Purpose Object ME instances of ObjectType = 3. 0x02: diversity is not supported. 0x03: diversity is supported and control of diversity is also available, in which case the attribute dot11DiversitySelectionRx can be dynamically modified by the LME. (R) (mandatory) (1 byte) + +**dot11CurrentRxAntennaPointer:** The current antenna being used to receive, if the dot11DiversitySupport indicates that diversity is not supported. The selected antenna shall be one of the antennae marked for receive via the dot11SupportedRxAntenna attribute of a General Purpose Object ME instance of ObjectType = 3. The value 0x0000 is interpreted as a Null pointer. (R, W) (mandatory) (2 bytes) + +**dot11CurrentTxPowerLevel:** The TxPowerLevel currently being used to transmit data. Some PHYs also use this value to determine the receiver sensitivity requirements for CCA. Valid values range from 0 to 7 and indicate which word in the dot11TxPowerLevels attribute of the Physical Path Termination Point 802.11 UNI object shall be the current power level. (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.61 802.11 counters** + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. An instance of this managed entity is created/deleted by the OLT after an instance of a Physical Path Termination Point 802.11 UNI managed entity is created/deleted. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0x0100 (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of + +the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold Data managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**dot11TransmittedFragmentCount:** This counter shall be incremented for an acknowledged MPDU with an individual address in the address 1 field or an MPDU with a multicast address in the address 1 field of type Data or Management. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11MulticastTransmittedFrame Count:** This counter shall increment only when the multicast bit is set in the destination MAC address of a successfully transmitted MSDU. When operating as a STA in an ESS, where these frames are directed to the AP, this implies having received an acknowledgment to all associated MPDUs. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11FailedCount:** This counter shall increment when an MSDU is not transmitted successfully due to the number of transmit attempts exceeding either the dot11ShortRetryLimit or dot11LongRetryLimit (specified in the corresponding attributes of the associated 802.11 MAC&PHY Operation and Antenna Data managed entity). If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11RetryCount:** This counter shall increment when an MSDU is successfully transmitted after one or more retransmissions. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11MultipleRetryCount:** This counter shall increment when an MSDU is successfully transmitted after more than one retransmission. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11FrameDuplicateCount:** This counter shall increment when a frame is received that the Sequence Control field indicates is a duplicate. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11RTSSuccessCount:** This counter shall increment when a CTS is received in response to an RTS. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11RTSFailureCount:** This counter shall increment when a CTS is not received in response to an RTS. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11ACKFailureCount:** This counter shall increment when an ACK is not received when expected. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11ReceivedFragmentCount:** This counter shall be incremented for each successfully received MPDU of type Data or Management. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11MulticastReceivedFrameCount:** This counter shall increment when a MSDU is received with the multicast bit set in the destination MAC address. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11FCSErrorCount:** This counter shall increment when an FCS error is detected in a received MPDU. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11TransmittedFrameCount:** This counter shall increment for each successfully transmitted MSDU. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +**dot11WEPUndecryptableCount:** This counter shall increment when a frame is received with the WEP subfield of the Frame Control field set to one and the WEPOn value for the key mapped to the TA's MAC address indicates that the frame should not have been encrypted or that frame is discarded due to the receiving STA not implementing the privacy option. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (4 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the current value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. Support of this action is optional. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 18. + +**Table 18/G.983.2 – Alarm list for 802.11 counters (reproduced from Table 4/G.983.9)** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|--------------------------------------------|---------------------------------| +| | Threshold crossing alert | | | +| 0 | dot11Failed | MSDU transmit failure threshold crossing | 1 | +| 1 | dot11RTSFailure | RTS failure count threshold crossing | 2 | +| 2 | dot11ACKFailure | ACK failure count threshold crossing | 3 | +| 3 | dot11FCSError | FCS error count threshold crossing | 4 | +| 4 | dot11WEPUndecryptable | WEP undecryptable count threshold crossing | 5 | +| 5-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data managed entity. Threshold Data counter 1 indicates the 1st thresholded counter that is associated with the Threshold Value 1 attribute of the Threshold DataB-PON managed entity. + +### 7.3.62 802.11 PHY FHSS DSSS IR tables + +#### *Relationships* + +One instance of this managed entity may exist for each instance of an IEEE 802.11 interface. The ONU automatically creates an instance of this entity whenever a PPTP 802.11 UNI instance is created. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This ME id shall be the same as that of the related instance of Physical Path Termination Point 802.11 UNI. (R) (mandatory) (2 bytes) + +**dot11HopTime:** The time in microseconds for the PMD to change from channel 2 to channel 80. (R) (mandatory) (1 byte) + +**dot11CurrentChannelNumber:** The current channel number of the frequency output by the RF synthesizer. (R, W) (mandatory) (1 byte) + +**dot11MaxDwellTime:** The maximum time in TU that the transmitter is permitted to operate on a single channel. (R) (mandatory) (2 bytes) + +**dot11CurrentDwellTime:** The current time in TU that the transmitter shall operate on a single channel, as set by the MAC. Default is 19 TU. (R, W) (mandatory) (2 bytes) + +**dot11CurrentSet:** The current set of patterns the PHY LME is using to determine the hopping sequence. (R, W) (mandatory) (1 byte) + +**dot11CurrentPattern:** The current pattern the PHY LME is using to determine the hop sequence. (R, W) (mandatory) (1 byte) + +**dot11CurrentIndex:** The current index value the PHY LME is using to determine the CurrentChannelNumber. (R, W) (mandatory) (1 byte) + +**dot11CurrentChannel:** The current operating frequency channel of the DSSS PHY. Valid channel numbers are as defined in [B-13] Section 15.4.6.2. (R, W) (mandatory) (1 byte) + +**dot11CCAModeSupported:** dot11CCAModeSupported is a bit-significant value, representing all of the CCA modes supported by the PHY. Valid values are: energy detect only (ED\_ONLY) = 0x01, carrier sense only (CS\_ONLY) = 0x02, carrier sense and energy detect (ED\_and\_CS) = 0x04 or the logical sum of any of these values. (R) (mandatory) (1 byte) + +**dot11CurrentCCAMode:** The current CCA method in operation. Valid values are: energy detect only (edonly) = 0x01, carrier sense only (csonly) = 0x02, carrier sense and energy detect (edandcs)=0x04. (R, W) (mandatory) (1 byte) + +**dot11EDThreshold:** The current Energy Detect Threshold being used by the DSSS PHY. (R, W) (mandatory) (4 bytes) + +**dot11CCAWatchdogTimerMax:** This parameter, together with CCAWatchdogCountMax, determines when energy detected in the channel can be ignored. Units are in time ticks. (R, W) (mandatory) (4 bytes) + +**dot11CCAWatchdogCountMax:** This parameter, together with CCAWatchdogTimerMax, determines when energy detected in the channel can be ignored. Units are in time ticks. (R, W) (mandatory) (4 bytes) + +**dot11CCAWatchdogTimerMin:** The minimum value to which CCAWatchdogTimerMax can be set. Units are in time ticks. (R, W) (mandatory) (4 bytes) + +**dot11CCAWatchdogCountMin:** The minimum value to which CCAWatchdogCount can be set. Units are in time ticks. (R, W) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.63 Physical path termination point ADSL UNI part 1** + +This managed entity represents the point at an ATM UNI in the ONU where physical paths terminate to an ADSL CO Modem. + +One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### **Establishment of a "Physical Path Termination Point ADSL UNI"** + +The Physical Path Termination Point ADSL UNI is auto created when the Subscriber Line Card of type ADSL is created. On auto creation, the 5 profile pointers within the Managed Entity are set to their default values of 0x00. However, the PPTP ADSL UNI Part 1 must refer to 5 valid profiles before it can be operational. + +##### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. + +##### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Loopback Configuration:** This attribute represents the loopback configuration of this physical interface. Value 0x00: no loopback; value 0x01: loopback2 ("Loopback2") refers to a loopback at the ONU to the OLT. The OLT can execute a physical level loopback test after loopback2 is set. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**ADSL Line Configuration Profile:** This attribute contains the Managed Entity ID of the ADSL Line Configuration Profiles (parts 1, 2, and 3) managed entities that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Line Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto-created. (R, W) (mandatory) (2 bytes) + +**ADSL Subcarrier Masking Downstream Profile:** This attribute provides a pointer to an instance of the ADSL Subcarrier Masking Downstream Profile managed entity that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Subcarrier Masking Downstream Profile. The value 0x00 is the default value, which is set when this ME is auto-created. (R, W) (mandatory) (2 bytes) + +**ADSL Subcarrier Masking Upstream Profile:** This attribute provides a pointer to an instance of the ADSL Subcarrier Masking Upstream Profile managed entity that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Subcarrier Masking Upstream Profile. The value 0x00 is the default value, which is set when this ME is auto-created. (R, W) (mandatory) (2 bytes) + +**ADSL Downstream PSD Mask Profile:** This attribute provides a pointer to an instance of the ADSL Downstream PSD Mask Profile managed entity that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Downstream PSD Mask Profile. The value 0x00 is the default value, which is set when this ME is auto-created. (R, W) (mandatory) (2 bytes) + +**ADSL Downstream RFI Bands Profile:** This attribute provides a pointer to an instance of the ADSL Downstream RFI Bands Profile managed entity that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Downstream RFI Bands Profile. The value 0x00 is the default value, which is set when this ME is auto-created. (R, W) (mandatory) (2 bytes) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +##### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +##### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The AVCs for this managed entity are given in Table 19. + +**Table 19/G.983.2 – AVC list for physical path termination point ADSL UNI +(reproduced from Table 2/G.983.10)** + +| Number | AVC | Description | +|--------|----------|-------------------| +| 1-2 | N/A | | +| 3 | OpState | Operational state | +| 4-10 | N/A | | +| 11-16 | Reserved | | + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONU and OLT should know the alarm list used by this entity. The alarms for this entity are given in Table 20. + +**Table 20/G.983.2 – Alarm list for physical path termination point ADSL UNI +(reproduced from Table 3/G.983.10)** + +| Number | Event | Description | +|---------|------------------------|--------------------------------------| +| | Alarm | | +| 0 | NE_LOF | Near End Loss of Frame | +| 1 | NE_LOS | Near End Loss of Signal | +| 2 | NE_LOL | Near End Loss of Link | +| 3 | NE_LPR | Near End Loss of Power | +| 4 | CARD_ALM | Card in Alarm | +| 5 | FE_LOF | Far End Loss of Frame | +| 6 | FE_LOS | Far End Loss of Signal | +| 7 | FE_LOL | Far End Loss of Link | +| 8 | FE_LPR | Far End Loss of Power | +| 9 | DRT_UP | Data Rate Threshold Up-shift alarm | +| 10 | DRT_DOWN | Data Rate Threshold Down-shift alarm | +| 11-223 | reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.64 Physical path termination point ADSL UNI part 2 + +This managed entity represents the point at an ATM UNI in the ONU where physical paths terminate to an ADSL CO Modem. + +One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### Establishment of a "Physical Path Termination Point ADSL UNI" + +The Physical Path Termination Point ADSL UNI is auto created when the Subscriber Line Card of type ADSL is created. On auto creation the 8 profile pointers within the Managed Entity are set to their default values of 0x00. However, the PPTP ADSL UNI Part 2 must refer to at least 2 valid profiles before it can be operational. + +##### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. + +##### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 0 Downstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 0 Downstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 1 Downstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 1 Downstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 2 Downstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 2 Downstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 3 Downstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 3 Downstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 0 Upstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 0 Upstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 1 Upstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 1 Upstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 2 Upstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 2 Upstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +**ADSL Channel Configuration Profile (For Bearer Channel 3 Upstream):** This attribute provides a pointer to an instance of the ADSL Channel Configuration Profile managed entity for Bearer Channel 3 Upstream that contains the data necessary for initializing an ADSL MODEM. The value 0x00 is used to indicate that this ME does not point to an ADSL Channel Configuration Profile. The value 0x00 is the default value, which is set when this ME is auto created. (R, W) (optional) (2 bytes) + +##### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +##### *Actions* + +None. + +### 7.3.65 ADSL line inventory and status data part 1 + +This managed entity contains Part 1 of the Line Inventory and Status Data for an ADSL line. One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. All attributes other than Managed Entity ID will default to zero. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the ID of the Physical Path Termination Point ADSL UNI with which this ADSL Line Inventory Data is associated. (R) (mandatory) (2 bytes) + +**ATU-C G.994.1 Vendor ID:** The ATU-C G.994.1 Vendor ID is the Vendor ID as inserted by the ATU-C in the G.994.1 CL message. It consists of 8 binary octets, including a country code followed by a (regionally allocated) provider code, as defined in ITU-T Rec. T.35. (R) (mandatory) (8 bytes) + +**ATU-R G.994.1 Vendor ID:** The ATU-R G.994.1 Vendor ID is the Vendor ID as inserted by the ATU-R in the G.994.1 CLR message. It consists of 8 binary octets, with same format as the ATU-C G.994.1 Vendor ID (R) (mandatory) (8 bytes) + +**ATU-C System Vendor ID:** The ATU-C System Vendor ID is the Vendor ID as inserted by the ATU-C in the Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It consists of 8 binary octets, with same format as the ATU-C G.994.1 Vendor ID. (R) (mandatory) (8 bytes) + +**ATU-R System Vendor ID:** The ATU-R System Vendor ID is the Vendor ID as inserted by the ATU-R in the Embedded Operations Channel (ITU-T Recs G.992.1 and G.992.2) and the Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It consists of 8 binary octets, with same format as the ATU-C G.994.1 Vendor ID. (R) (mandatory) (8 bytes) + +**ATU-C Version Number:** The ATU-C version number is the version number as inserted by the ATU-C in the Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is for version control and is vendor-specific information. It consists of up to 16 binary octets. (R) (mandatory) (16 bytes) + +**ATU-R Version Number:** The ATU-R version number is the version number as inserted by the ATU-R in the Embedded Operations Channel (ITU-T Recs G.992.1 and G.992.2) or Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is for version control and is vendor-specific information. It consists of up to 16 binary octets. (R) (mandatory) (16 bytes) + +**ATU-C Serial Number Part 1:** The ATU-C serial number is the serial number as inserted by the ATU-C in the Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is vendor-specific information. It consists of up to 32 ASCII characters. This attribute contains the first 16 characters. (R) (mandatory) (16 bytes) + +**ATU-C Serial Number Part 2:** The ATU-C serial number is the serial number as inserted by the ATU-C in the Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is vendor-specific information. It consists of up to 32 ASCII characters. This attribute contains the second 16 characters. (R) (mandatory) (16 bytes) + +**ATU-R Serial Number Part 1:** The ATU-R version number is the version number as inserted by the ATU-R in the Embedded Operations Channel (ITU-T Recs G.992.1 and G.992.2) or Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is vendor-specific information. It + +consists of up to 32 ASCII characters. This attribute contains the first 16 characters. (R) (mandatory) (16 bytes) + +**ATU-R Serial Number Part 2:** The ATU-R version number is the version number as inserted by the ATU-R in the Embedded Operations Channel (ITU-T Recs G.992.1 and G.992.2) or Overhead Messages (ITU-T Recs G.992.3 and G.992.4). It is vendor-specific information. It consists of up to 32 ASCII characters. This attribute contains the second 16 characters. (R) (mandatory) (16 bytes) + +**ATU-C Self Test Results:** This parameter defines the ATU-C self-test result. It is coded as a 32-bit integer. The most significant octet of the self-test result is 00hex if the self-test passed and 01hex if the self-test failed. The interpretation of the other octets is vendor-discretionary and can be interpreted in combination with ITU-T Rec. G.994.1 and system Vendor IDs. (R) (mandatory) (4 bytes) + +**ATU-R Self Test Results:** This parameter defines the ATU-R self-test result. It is coded as a 32-bit integer. The most significant octet of the self-test result is 00hex if the self-test passed and 01hex if the self-test failed. The interpretation of the other octets is vendor-discretionary and can be interpreted in combination with ITU-T Rec. G.994.1 and system Vendor IDs. (R) (mandatory) (4 bytes) + +**ATU-C Transmission System Capability:** This parameter defines the ATU-C transmission system capability list of the different coding types. It is coded in a bit-map representation with the bits defined in Table 21. (R) (mandatory) (7 bytes) + +**ATU-R Transmission System Capability:** This parameter defines the ATU-R transmission system capability list of the different coding types. It is coded in a bit-map representation with the bits defined in Table 21. (R) (mandatory) (7 bytes) + +**Initialization – Success/Failure Cause:** This parameter represents the success or failure cause of the last full initialization performed on the line. It is coded as an integer in the 0 to 5 range, coded as follows: + +0 Successful + +1 Configuration error + +This error occurs with inconsistencies in configuration parameters, e.g., when the line is initialized in an ADSL Transmission system where an ATU does not support the configured Maximum Delay or the configured Minimum or Maximum Data Rate for one or more bearer channels. + +2 Configuration not feasible on the line + +This error occurs if the Minimum Data Rate cannot be reached on the line with the Minimum Noise Margin, Maximum PSD level, Maximum Delay and Maximum Bit Error Ratio for one or more bearer channels. + +3 Communication problem + +This error occurs e.g., due to corrupted messages or bad syntax messages or if no common mode can be selected in the G.994.1 handshaking procedure or due to a timeout. + +4 No peer ATU detected + +This error occurs if the peer ATU is not powered or not connected or if the line is too long to allow detection of a peer ATU. + +5 Any other or unknown Initialization Failure cause. + +(R) (mandatory) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +#### Notifications + +None. + +The following is an explanation of the ATU Transmission System Capability Attributes in the ADSL Managed entity. It is coded in a bit-map representation (0 if not allowed, 1 if allowed) with following definition: + +**Table 21/G.983.2 – ATU transmission system table (reproduced from Table 4/G.983.10)** + +| Bit | Representation | +|----------------|------------------------------------------------------------------------------------------| +| Octet 1 | | +| 1 | ANSI T1.413 | +| 2 | Annex C of TS 101 388 v1.3.1 | +| 3 | G.992.1 operation over POTS non-overlapped spectrum (Annex A/G.992.1) | +| 4 | G.992.1 operation over POTS overlapped spectrum (Annex A/G.992.1) | +| 5 | G.992.1 operation over ISDN non-overlapped spectrum (Annex B/G.992.1) | +| 6 | G.992.1 operation over ISDN overlapped spectrum (Annex B/G.992.1) | +| 7 | G.992.1 operation in conjunction with TCM-ISDN non-overlapped spectrum (Annex C/G.992.1) | +| 8 | G.992.1 operation in conjunction with TCM-ISDN overlapped spectrum (Annex C/G.992.1) | +| Octet 2 | | +| 9 | G.992.2 operation over POTS non-overlapped spectrum (Annex A/G.992.2) | +| 10 | G.992.2 operation over POTS overlapped spectrum (Annex B/G.992.2) | +| 11 | G.992.2 operation in conjunction with TCM-ISDN non-overlapped spectrum (Annex C/G.992.2) | +| 12 | G.992.2 operation in conjunction with TCM-ISDN overlapped spectrum (Annex C/G.992.2) | +| 13 | Reserved | +| 14 | Reserved | +| 15 | Reserved | +| 16 | Reserved | +| Octet 3 | | +| 17 | Reserved | +| 18 | Reserved | +| 19 | G.992.3 operation over POTS non-overlapped spectrum (Annex A/G.992.3) | +| 20 | G.992.3 operation over POTS overlapped spectrum (Annex A/G.992.3) | +| 21 | G.992.3 operation over ISDN non-overlapped spectrum (Annex B/G.992.3) | +| 22 | G.992.3 operation over ISDN overlapped spectrum (Annex B/G.992.3) | +| 23 | Reserved | +| 24 | Reserved | + +**Table 21/G.983.2 – ATU transmission system table (reproduced from Table 4/G.983.10)** + +| Bit | Representation | +|----------------|--------------------------------------------------------------------------------------------------------| +| Octet 4 | | +| 25 | G.992.4 operation over POTS non-overlapped spectrum (Annex A/G.992.4) | +| 26 | G.992.4 operation over POTS overlapped spectrum (Annex A/G.992.4) | +| 27 | Reserved | +| 28 | Reserved | +| 29 | G.992.3 All Digital Mode operation with non-overlapped spectrum (Annex I/G.992.3) | +| 30 | G.992.3 All Digital Mode operation with overlapped spectrum (Annex I/G.992.3) | +| 31 | G.992.3 All Digital Mode operation with non-overlapped spectrum (Annex J/G.992.3) | +| 32 | G.992.3 All Digital Mode operation with overlapped spectrum (Annex J/G.992.3) | +| Octet 5 | | +| 33 | G.992.4 All Digital Mode operation with non-overlapped spectrum (Annex I/G.992.4) | +| 34 | G.992.4 All Digital Mode operation with overlapped spectrum (Annex I/G.992.4) | +| 35 | G.992.3 Reach Extended operation over POTS, Mode 1 (non-overlapped, wide upstream) (Annex L/G.992.3) | +| 36 | G.992.3 Reach Extended operation over POTS, Mode 2 (non-overlapped, narrow upstream) (Annex L/G.992.3) | +| 37 | G.992.3 Reach Extended operation over POTS, Mode 3 (overlapped, wide upstream) (Annex L/G.992.3) | +| 38 | G.992.3 Reach Extended operation over POTS, Mode 4 (overlapped, narrow upstream) (Annex L/G.992.3) | +| 39 | G.992.3 Extended upstream operation over POTS non-overlapped spectrum (Annex M/G.992.3) | +| 40 | G.992.3 Extended upstream operation over POTS overlapped spectrum (Annex M/G.992.3) | +| Octet 6 | | +| 41 | G.992.5 operation over POTS non-overlapped spectrum (Annex A/G.992.5) | +| 42 | G.992.5 operation over POTS overlapped spectrum (Annex A/G.992.5) | +| 43 | G.992.5 operation over ISDN non-overlapped spectrum (Annex B/G.992.5) | +| 44 | G.992.5 operation over ISDN overlapped spectrum (Annex B/G.992.5) | +| 45 | Reserved | +| 46 | Reserved | +| 47 | G.992.5 All Digital Mode operation with non-overlapped spectrum (Annex I/G.992.5) | +| 48 | G.992.5 All Digital Mode operation with overlapped spectrum (Annex I/G.992.5) | +| Octet 7 | | +| 49 | G.992.5 All Digital Mode operation with non-overlapped spectrum (Annex J/G.992.5) | +| 50 | G.992.5 All Digital Mode operation with overlapped spectrum (Annex J/G.992.5) | +| 51 | G.992.5 Extended upstream operation over POTS non-overlapped spectrum (Annex M/G.992.5) | +| 52 | G.992.5 Extended upstream operation over POTS overlapped spectrum (Annex M/G.992.5) | +| 53 | Reserved | + +**Table 21/G.983.2 – ATU transmission system table (reproduced from Table 4/G.983.10)** + +| Bit | Representation | +|-----|----------------| +| 54 | Reserved | +| 55 | Reserved | +| 56 | Reserved | + +### 7.3.66 ADSL line inventory and status data part 2 + +This managed entity contains Part 2 of the Line Inventory and Status Data for an ADSL line. One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the ID of the Physical Path Termination Point ADSL UNI with which this ATU-R Physical Data is associated. (R) (mandatory) (2 bytes) + +**ADSL Transmission System:** This parameter defines the transmission system in use. It is coded in bitmap representation with the bits defined in Table 21. (R) (mandatory) (7 bytes) + +**Line Power Management State:** The Line has four possible power management states, numbered 0 to 3 and corresponding to respectively: + +- 0 = L0 – Synchronized – This Line state (L0) is when the Line has full transmission (i.e., showtime). +- 1 = L1 – Power Down Data transmission – This line state (L1) is when there is transmission on the line but the net data rate is reduced (e.g., only for OAM and higher layer connection and session control). This state applies to ITU-T Rec. G.992.2 only. +- 2 = L2 – Power Down Data transmission – This line state (L2) is when there is transmission on the line but the net data rate is reduced (e.g., only for OAM and higher layer connection and session control). This state applies to ITU-T Recs G.992.3 and G.992.4 only. +- 3 = L3 – No-power – This Line state (L3) is when there is No Power transmitted on the line at all. + +(R) (mandatory) (1 byte) + +**Downstream Line Attenuation:** This parameter is the measured difference in the total power transmitted by the ATU-C and the total power received by the ATU-R over all subcarriers during diagnostics mode and initialization. The downstream line attenuation ranges from 0 (0) to +127 (1270) dB with 0.1 dB steps. A special value (0xFFFF) indicates the line attenuation is out of range to be represented. (R) (mandatory) (2 bytes) + +**Upstream Line Attenuation:** This parameter is the measured difference in dB in the total power transmitted by the ATU-R and the total power received by the ATU-C over all subcarriers during diagnostics mode and initialization. The upstream line attenuation ranges from 0 (0) to +127 (1270) dB with 0.1 dB steps. A special value (0xFFFF) indicates the line attenuation is out of range to be represented. (R) (mandatory) (2 bytes) + +**Downstream Signal Attenuation:** This parameter is the measured difference in the total power transmitted by the ATU-C and the total power received by the ATU-R over all subcarriers during showtime. The downstream line attenuation ranges from 0 (0) to +127 (1270) dB with 0.1 dB steps. A special value (0xFFFF) indicates the line attenuation is out of range to be represented. (R) (mandatory) (2 bytes) + +**Upstream Signal Attenuation:** This parameter is the measured difference in dB in the total power transmitted by the ATU-R and the total power received by the ATU-C over all subcarriers during showtime. The upstream line attenuation ranges from 0 (0) to +127 (1270) dB with 0.1 dB steps. A special value (0xFFFF) indicates the line attenuation is out of range to be represented. (R) (mandatory) (2 bytes) + +**Downstream Signal-to-Noise Ratio Margin:** The downstream signal-to-noise ratio margin is the maximum increase in dB of the noise power received at the ATU-R, such that the BER requirements are met for all downstream bearer channels. The downstream SNR margin ranges from -64 (0) dB to +63 (1280) dB with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. (R) (mandatory) (2 bytes) + +**Upstream Signal-to-Noise Ratio Margin:** The upstream signal-to-noise ratio margin is the maximum increase in dB of the noise power received at the ATU-C, such that the BER requirements are met for all upstream bearer channels. The upstream SNR margin ranges from -64 (0) dB to +63 (1280) dB with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. (R) (mandatory) (2 bytes) + +**Downstream Maximum Attainable Data Rate:** This parameter indicates the maximum downstream net data rate currently attainable by the ATU-C transmitter and the ATU-R receiver. The rate is coded in bit/s. (R) (mandatory) (4 bytes) + +**Upstream Maximum Attainable Data Rate:** This parameter indicates the maximum upstream net data rate currently attainable by the ATU-R transmitter and the ATU-C receiver. The rate is coded in bit/s. (R) (mandatory) (4 bytes) + +**Downstream Actual Power Spectrum Density:** This parameter is the average downstream transmit power spectrum density over the used subcarriers (subcarriers to which downstream user data are allocated) delivered by the ATU-C at the U-C reference point, at the instant of measurement. The power spectrum density level ranges from -90 (0) dBm/Hz to 0 (900) dBm/Hz with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. (R) (mandatory) (2 bytes) + +**Upstream Actual Power Spectrum Density:** This parameter is the average upstream transmit power spectrum density over the used subcarriers (subcarriers to which upstream user data are allocated) delivered by the ATU-C at the U-C reference point, at the instant of measurement. The power spectrum density level ranges from -90 (0) dBm/Hz to 0 (900) dBm/Hz with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. (R) (mandatory) (2 bytes) + +**Downstream Actual Aggregate Transmit Power:** This parameter is the total amount of transmit power delivered by the ATU-C at the U-C reference point, at the instant of measurement. The total output power level ranges from -31 (0) dBm to +31 (620) dBm with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. + +NOTE – The downstream nominal aggregate transmit power may be taken as a best estimate of the parameter. + +(R) (mandatory) (2 bytes) + +**Upstream Actual Aggregate Transmit Power:** This parameter is the total amount of transmit power delivered by the ATU-R at the U-R reference point, at the instant of measurement. The + +total output power level ranges from –31 (0) dBm to +31 (620) dBm with 0.1 dB steps. A special value (0xFFFF) indicates the parameter is out of range to be represented. + +NOTE – The upstream nominal aggregate transmit power may be taken as a best estimate of the parameter. + +(R) (mandatory) (2 bytes) + +**Initialization – Last State Transmitted Downstream:** This parameter represents the last successful transmitted initialization state in the downstream direction in the last full initialization performed on the line. Initialization states are defined in the individual ADSL Recommendations and are counted from 0 (if ITU-T Rec. G.994.1 is used) or 1 (if ITU-T Rec. G.994.1 is not used) up to Showtime. This parameter must be interpreted along with the ADSL Transmission System. + +This parameter is available only when, after a failed full initialization, the line diagnostics procedures are activated on the line. Line diagnostics procedures can be activated by the operator of the system (through the Line State Forced line configuration parameter) or autonomously by the ATU-C or ATU-R. (R) (mandatory) (1 byte) + +**Initialization – Last State Transmitted Upstream:** This parameter represents the last successful transmitted initialization state in the upstream direction in the last full initialization performed on the line. Initialization states are defined in the individual ADSL Recommendations and are counted from 0 (if ITU-T Rec. G.994.1 is used) or 1 (if ITU-T Rec. G.994.1 is not used) up to Showtime. This parameter must be interpreted along with the ADSL Transmission System. + +This parameter is available only when, after a failed full initialization, the line diagnostics procedures are activated on the line. Line diagnostics procedures can be activated by the operator of the system (through the Line State Forced line configuration parameter) or autonomously by the ATU-C or ATU-R. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.67 ADSL channel downstream status data** + +This managed entity contains the ADSL Channel Downstream Status Data. One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The two most significant bits of the first byte is the Bearer Channel ID. The six least significant bits of the first byte is the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Actual Interleaving Delay:** This parameter is the actual one-way interleaving delay introduced by the PMS-TC between the alpha and beta reference points excluding delay in L1 and L2 state. In L1 and L2 state, the parameter contains the interleaving delay in the previous L0 state. This + +parameter is derived from the S and D parameters as $\lceil S \cdot D \rceil / 4$ ms, where "S" is the Symbols per codeword, and "D" is the "Interleaving Depth" and $\lceil x \rceil$ denotes rounding to the higher integer. The Actual Interleaving Delay is coded in ms rounded to the nearest ms. 0-255 ms. (R) (mandatory) (1 byte) + +**Actual Data Rate:** This parameter reports the actual net data rate the bearer channel is operating at excluding rate in L1 and L2 states. In L1 or L2 states, the parameter contains the net data rate in the previous L0 state. The data rate is coded in bit/s. (R) (mandatory) (4 bytes) + +**Previous Data Rate:** This parameter reports the previous net data rate the bearer channel was operating at just before the latest rate change event occurred excluding all transitions between L0 state and L1 or L2 states. A rate change can occur at a power management state transition, e.g., at full or short initialization, fast retrain, or power down or at a dynamic rate adaptation. The rate is coded in bit/s. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.68 ADSL channel upstream status data** + +This managed entity contains the ADSL Channel Upstream Status Data. + +One or more instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of ADSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as ADSL type. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The two most significant bits of the first byte is the Bearer Channel ID. The six least significant bits of the first byte is the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Actual Interleaving Delay:** This parameter is the actual one-way interleaving delay introduced by the PMS-TC between the alpha and beta reference points excluding delay in L1 and L2 state. In L1 and L2 state, the parameter contains the interleaving delay in the previous L0 state. This parameter is derived from the S and D parameters as $\lceil S \cdot D \rceil / 4$ ms, where "S" is the Symbols per codeword, and "D" is the "Interleaving Depth" and $\lceil x \rceil$ denotes rounding to the higher integer. The Actual Interleaving Delay is coded in ms (rounded to the nearest ms). (R) (mandatory) (1 byte) + +**Actual Data Rate:** This parameter reports the actual net data rate the bearer channel is operating at excluding rate in L1 and L2 states. In L1 or L2 states, the parameter contains the net data rate in the previous L0 state. The data rate is coded in bit/s. (R) (mandatory) (4 bytes) + +**Previous Data Rate:** This parameter reports the previous net data rate the bearer channel was operating at just before the latest rate change event occurred excluding all transitions between L0 state and L1 or L2 states. A rate change can occur at a power management state transition, + +e.g., at full or short initialization, fast retrain, or power down or at a dynamic rate adaptation. The rate is coded in bit/s. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.69 ADSL line configuration profile part 1** + +This managed entity contains part 1 of the Line Configuration Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**ATU Transmission System Enabling:** This configuration parameter defines the transmission system coding types to be allowed by the near-end ATU on this line. This parameter only applies to the Q-interface. It is coded in a bit-map representation with the bits defined in Table 21. (R, W, Set-by-create) (mandatory) (7 bytes) + +**Power Management State Forced:** This configuration parameter defines the line states to be forced by the near-end ATU on this line. It is coded as an integer value with following definition: + +- 0 Force the line to transition from the L3 idle state to the L0 full-on state. This transition requires the (short) initialization procedures. After reaching the L0 state, the line may transition into or exit from the L2 low power state (if L2 state is enabled). If the L0 state is not reached (after a vendor discretionary number of retries and/or within a vendor-discretionary timeout), then an Initialization Failure occurs. Whenever the line is in the L3 state, attempts shall be made to transition to the L0 state until it is forced into another state through this configuration parameter. +- 2 Force the line to transition from L0 full on to L2 low power state. This transition requires the entry into L2 mode. This is an out-of-service test value for triggering the L2 mode. +- 3 Force the line to transition from the L0 full-on or L2 low power state to the L3 idle state. This transition requires the (orderly) shutdown procedure. After reaching the L3 state, the line shall remain in the L3 idle state until it is forced into another state through this configuration parameter. + +(R, W, Set-by-create) (mandatory) (1 byte) + +**Power Management State Enabling:** This configuration parameter defines the line states the ATU-C or ATU-R may autonomously transition to on this line. It is coded in a bit-map representation (0 if not allowed, 1 if allowed) with following definition: + +Bit 0: L3 state (Idle state); + +Bit 1: L1/L2 state (Low power state). + +(R, W, Set-by-create) (mandatory) (1 byte) + +**Downstream Target Noise Margin:** This is the Noise Margin the ATU-R receiver shall achieve, relative to the BER requirement for each of the downstream bearer channels, or better, to successfully complete initialization. The target noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Upstream Target Noise Margin:** This is the Noise Margin the ATU-C receiver shall achieve, relative to the BER requirement for each of the upstream bearer channels, or better, to successfully complete initialization. The target noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Downstream Maximum Noise Margin:** This is the maximum noise margin the ATU-R receiver shall try to sustain. If the Noise Margin is above this level, the ATU-R shall request the ATU-C to reduce the ATU-C transmit power to get a noise margin below this limit (if this functionality is supported). The maximum noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. A special value of 0xFFFF is used to indicate that no Maximum Noise Margin limit is to be applied. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Upstream Maximum Noise Margin:** This is the maximum noise margin the ATU-C receiver shall try to sustain. If the Noise Margin is above this level, the ATU-C shall request the ATU-R to reduce the ATU-R transmit power to get a noise margin that is below this limit (if this functionality is supported). The maximum noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. A special value of 0xFFFF is used to indicate that no Maximum Noise Margin limit is to be applied. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Downstream Minimum Noise Margin:** This is the minimum Noise Margin the ATU-R receiver shall tolerate. If the noise margin falls below this level, the ATU-R shall request the ATU-C to increase the ATU-C transmit power. If an increase to ATU-C transmit power is not possible, a loss-of-margin (LOM) defect occurs, the ATU-R shall fail and attempt to re-initialize and the NMS shall be notified. The minimum noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Upstream Minimum Noise Margin:** This is the minimum Noise Margin the ATU-C receiver shall tolerate. If the noise margin falls below this level, the ATU-C shall request the ATU-R to increase the ATU-R transmit power. If an increase of ATU-R transmit power is not possible, a loss-of-margin (LOM) defect occurs, the ATU-C shall fail and attempt to re-initialize and the NMS shall be notified. The minimum noise margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Downstream Rate Adaptation Mode:** This parameter specifies the mode of operation of a rate-adaptive ATU-C in the transmit direction. The parameter can take three values. + +1 = **Mode 1:** MANUAL – Rate changed manually. + +*At startup* + +The Downstream Minimum Data Rate parameter specifies the data rate the ATU-C transmitter shall operate at for each of the bearer channels, with a downstream noise margin which is at least as large as the specified Downstream Target Noise Margin, relative to the required BER for each of the downstream bearer channels, or better. If the ATU-C fails to achieve the Downstream Minimum Data Rate for one of the bearer channels, the ATU-C will fail to initialize, and the NMS will be notified. Although the ATU-C and the line might be able to support a higher data rate, the ATU-C shall not transmit a higher data rate than what is requested for each of the bearer channels. + +*At showtime* + +The ATU-C transmitter shall maintain the specified Downstream Minimum Data Rate for each of the bearer channels. + +2 = **Mode 2**: AT\_INIT-Rate automatically selected at startup only and does not change after that. + +*At startup* + +The Downstream Minimum Rate parameter specifies the minimum data rate the ATU-C transmitter shall operate at for each of the bearer channels, with a downstream noise margin which is at least as large as the specified Downstream Target Noise Margin, relative to the required BER for each of the bearer channels, or better. If the ATU-C fails to achieve the Downstream Minimum Data Rate for one of the bearer channels, the ATU-C will fail to initialize, and the NMS will be notified. If the ATU-C transmitter is able to support a higher downstream data rate at initialization, the excess data rate will be distributed amongst the downstream bearer channels according to the ratio (0 to 100%) specified by the Rate Adaptation Ratio parameter for each bearer channel (adding up to 100% over all bearer channels). When the Downstream Maximum Data Rate is achieved in one of the bearer channels, then the remaining excess bit rate is assigned to the other bearer channels, still according to their relative Rate Adaptation Ratio parameters. As long as the downstream data rate is below the Downstream maximum Data Rate for one of the bearer channels, data rate increase shall take priority over transmit power reduction. + +*At showtime* + +During showtime, no downstream data rate adaptation is allowed. The downstream data rate, which has been settled during initialization for each of the bearer channels, shall be maintained. + +3 = **Mode 3**: DYNAMIC – Data rate is automatically selected at initialization and is continuously adapted during operation (showtime). The DYNAMIC Rate Adaptation mode is optional. All related configuration parameters are also optional. + +*At startup* + +In Mode 3, the ATU-C shall start up as in Mode 2. + +*At showtime* + +During showtime, rate adaptation is allowed with respect to the Ratio Adaptation Ratio for distributing the excess data rate amongst the bearer channels (see Mode 2), and assuring that the Downstream Minimum Data Rate remains available at the required BER for each of the bearer channels, or better. The downstream data rate can vary between the Downstream Minimum Data Rate and the Downstream Maximum Data Rate. Downstream Rate Adaptation is performed when the conditions specified for Downstream Upshift Noise Margin and Downstream Upshift Interval – or for Downstream Downshift Noise Margin and Downstream Downshift Interval – are satisfied. This means: + +- For an Upshift action: Allowed when the downstream noise margin is above the Downstream Upshift Noise Margin during Downstream Minimum Time Interval for Upshift Rate Adaptation (i.e., upon RAU anomaly). +- For a Downshift action: Allowed when the downstream noise margin is below the Downstream Downshift Noise Margin during Downstream Minimum Time Interval for Downshift Rate Adaptation (i.e., upon RAD anomaly). + +As long as the downstream data rate is below the Downstream Maximum Data Rate for one of the bearer channels, data rate increase shall take priority over transmit power reduction. (R, W, Set-by-create) (mandatory) (1 byte) + +**Upstream Rate Adaptation Mode:** This parameter specifies the mode of operation of a rate-adaptive ATU-R in the transmit direction. The parameter is used only if the rate-adaptive functionality is supported and can take three values: + +- 1 = MANUAL +- 2 = AT\_INIT +- 3 = DYNAMIC + +The definition of each of the values is identical to their definition in the Downstream Rate Adaptation Mode (with replacing of ATU-C with ATU-R and downstream with upstream). (R, W, Set-by-create) (mandatory) (1 byte) + +**Downstream Up-shift Noise Margin:** If the downstream noise margin is above the Downstream Upshift Noise Margin and stays above that for more than the time specified by the Downstream Minimum Upshift Rate Adaptation Interval, the ATU-R shall attempt to increase the downstream net data rate. The Downstream Up-shift Noise Margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (optional) (2 bytes) + +**Upstream Up-shift Noise Margin:** If the upstream noise margin is above the Upstream Up-shift Noise Margin and stays above that for more than the time specified by the Upstream Minimum Upshift Rate Adaptation Interval, the ATU-C shall attempt to increase the upstream net data rate. The Upstream Up-shift Noise Margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (optional) (2 bytes) + +**Upstream PSD Mask Selection:** This configuration parameter defines which upstream PSD mask is enabled. This parameter is used only for Annexes J and M of ITU-T Recs G.992.3 and G.992.5. As only one selection parameter is defined in the MIB, the same selection value applies to all relevant modes enabled in the ATSE line configuration parameter. It ranges from 1 to 9 and selects the mask with the following definition. + +| Selected mask | | | +|-----------------------------------|---------------------------------|---------------------------------| +| Upstream PSD mask selection value | Annex J of ITU-T Rec. G.992.3/5 | Annex M of ITU-T Rec. G.992.3/5 | +| 1 | ADLU-32 | EU-32 | +| 2 | ADLU-36 | EU-36 | +| 3 | ADLU-40 | EU-40 | +| 4 | ADLU-44 | EU-44 | +| 5 | ADLU-48 | EU-48 | +| 6 | ADLU-52 | EU-52 | +| 7 | ADLU-56 | EU-56 | +| 8 | ADLU-60 | EU-60 | +| 9 | ADLU-64 | EU-64 | + +(R, W, Set-by-create) (mandatory) (1 byte) + +**Minimum Overhead Rate Upstream:** This attribute defines the minimum rate of the message-based overhead that shall be maintained by the ATU in upstream direction. MSGMINus is expressed in bits per second and ranges from 4000 to 64000 bit/s. This attribute is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. (R, W, Set-by-create) (optional) (2 bytes) + +**Minimum Overhead Rate Downstream:** This attribute defines the minimum rate of the message based overhead that shall be maintained by the ATU in downstream direction. MSGMINds is expressed in bits per second and ranges from 4000 to 64000 bit/s. This attribute is + +only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. (R, W, Set-by-create) (optional) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.70 ADSL line configuration profile part 2** + +This managed entity contains part 2 of the Line Configuration Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Downstream Minimum Time Interval for Up-shift Rate Adaptation:** This parameter defines the interval of time the downstream noise margin should stay above the Downstream Up-shift Noise Margin before the ATU-R shall attempt to increase the downstream net data rate. The time interval ranges from 0 to 16 383 s. (R, W, Set-by-create) (optional) (2 bytes) + +**Upstream Minimum Time Interval for Up-shift Rate Adaptation:** This parameter defines the interval of time the upstream noise margin should stay above the Upstream Up-shift Noise Margin before the ATU-C shall attempt to increase the upstream net data rate. The time interval ranges from 0 to 16 383 s. (R, W, Set-by-create) (optional) (2 bytes) + +**Downstream Down-shift Noise Margin:** If the downstream noise margin is below the Downstream Down-shift Noise Margin and stays below that for more than the time specified by the Downstream Minimum Downshift Rate Adaptation Interval, the ATU-R shall attempt to decrease the downstream net data rate. The Downstream Down-shift Noise Margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (optional) (2 bytes) + +**Upstream Down-shift Noise Margin:** If the upstream noise margin is below the Upstream Down-shift Noise Margin and stays below that for more than the time specified by the Upstream Minimum Downshift Rate Adaptation Interval, the ATU-C shall attempt to decrease the upstream net data rate. The Upstream Down-shift Noise Margin ranges from 0 (0) to 31 (310) dB with 0.1 dB steps. (R, W, Set-by-create) (optional) (2 bytes) + +**Downstream Minimum Time Interval for Downshift Rate Adaptation:** This parameter defines the interval of time the downstream noise margin should stay below the Downstream Down-shift Noise Margin before the ATU-R shall attempt to decrease the downstream net data rate. The time interval ranges from 0 to 16 383 s. (R, W, Set-by-create) (optional) (2 bytes) + +**Upstream Minimum Time Interval for Downshift Rate Adaptation:** This parameter defines the interval of time the upstream noise margin should stay below the Upstream Downshift Noise + +Margin before the ATU-C shall attempt to decrease the upstream net data rate. The time interval ranges from 0 to 16 383 s. (R, W, Set-by-create) (optional) (2 bytes) + +**ATU Impedance State forced:** This configuration parameter defines the impedance state to be forced on the near-end ATU. It applies only to the T/S-interface. It is only valid for Annex A/G.992.3, Annex A/G.992.4 and Annex A/G.992.5. It is coded as an integer value with following definition: + +- 1 Force the near-end ATU to the disabled state. +- 2 Force the near-end ATU to the inactive state. +- 3 Force the near-end ATU to the active state. + +(R, W, Set-by-create) (mandatory) (1 byte) + +**L0-TIME:** This parameter represents the minimum time (in seconds) between an Exit from the L2 state and the next Entry into the L2 state. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from 0 to 255 s. (R, W, Set-by-create) (mandatory) (1 byte) + +**L2-TIME:** This parameter represents the minimum time (in seconds) between an Entry into the L2 state and the first Power Trim in the L2 state and between two consecutive Power Trims in the L2 State. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from 0 to 255 s. (R, W, Set-by-create) (mandatory) (1 byte) + +**Downstream Maximum Nominal Power Spectral Density:** This parameter represents the maximum nominal transmit PSD in the downstream direction during initialization and showtime (in dBm/Hz). A single MAXNOMPSDds parameter is defined per mode enabled in the ATSE line configuration parameter. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from –60 (0) to –30 (900) dBm/Hz, with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Upstream Maximum Nominal Power Spectral Density:** This parameter represents the maximum nominal transmit PSD in the upstream direction during initialization and showtime (in dBm/Hz). A single MAXNOMPSDus parameter is defined per mode enabled in the ATSE line configuration parameter. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from –60 (0) to –30 (900) dBm/Hz, with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Downstream Maximum Nominal Aggregate Transmit Power:** This parameter represents the maximum nominal aggregate transmit power in the downstream direction during initialization and showtime (in dBm). It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from 0 (0) to 25.5 (255) dBm, with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (1 byte) + +**Upstream Maximum Nominal Aggregate Transmit Power:** This parameter represents the maximum nominal aggregate transmit power in the upstream direction during initialization and showtime (in dBm). It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from 0 (0) to 25.5 (255) dBm, with 0.1 dB steps. (R, W, Set-by-create) (mandatory) (1 byte) + +**Upstream Maximum Aggregate Receive Power:** This parameter represents the maximum upstream aggregate receive power over a set of subcarriers (in dBm) as specified in the relevant Recommendation. The ATU-C shall request an upstream power cutback such that the upstream aggregate receive power over that set of subcarriers is at or below the configured maximum value. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from –25.5 (0) to 25.5 (510) dBm, with 0.1 dB steps. A special value of 0xFFFF is used to indicate that no Upstream Maximum Aggregate Receive Power limit is to be applied. (R, W Set-by-create) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.71 ADSL line configuration profile part 3** + +This managed entity contains part 3 of the Line Configuration Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Loop Diagnostics Mode Forced:** This configuration parameter defines whether the line should be forced into the loop diagnostics mode by the near-end ATU on this line. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It is coded as an integer value with following definition: + +- 0 Inhibits the near-end ATU from performing loop diagnostics mode procedures on the line. Loop diagnostic mode procedures may still be initiated by the far-end ATU. +- 1 Forces the near-end ATU to perform the loop diagnostics procedures. + +The line needs to be forced to the L3 state before it can be forced to the loop diagnostics mode. Only while the line power management state is the L3 state, the line can be forced into the loop diagnostics mode procedures. When the loop diagnostics mode procedures are completed successfully, the Access Node shall reset the LDSF MIB element to 0 and the line shall return to remain in the L3 idle state. The loop diagnostics data shall be available at least until the line is forced to the L0 state. If the loop diagnostics procedures cannot be completed successfully, (after a vendor-discretionary number of retries and/or within a vendor-discretionary timeout), then an Initialization Failure occurs. As long as loop diagnostics procedures are not completed successfully, attempts shall be made to do so, until the loop diagnostics mode is no longer forced on the line through this configuration parameter. (R, W, Set-by-create) (mandatory) (1 byte) + +**Automode Cold Start Forced:** This parameter is defined in order to improve testing of the performance of ATUs supporting automode when it is enabled in the MIB. The valid values are 0 and 1. A change in value of this parameter indicates a change in loop conditions applied to the devices under test. The ATUs shall reset any historical information used for automode and for shortening G.994.1 handshake and initialization. + +Automode is defined as the case where multiple operation-modes are enabled in the MIB in the G.997.1 "ATU Transmission System Enabling (ATSE)" table and where the selection of the operation-mode to be used for transmission does not only depend on the common capabilities of both ATUs (as exchanged in ITU-T Rec. G.994.1), but depends also on achievable data rates under given loop conditions. (R, W, Set-by-create) (mandatory) (1 byte) + +**L2-ATPR:** This parameter represents the maximum aggregate transmit power reduction (in dB) that can be performed in the L2 Request (i.e., at transition of L0 to L2 state) or through a single Power Trim in the L2 state. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. It ranges from 0 (0) dB to 31 (31) dB (R, W, Set-by-create) (mandatory) (1 byte) + +**L2-ATPRT:** This parameter represents the total maximum aggregate transmit power reduction (in dB) that can be performed in an L2 state. This is the sum of all reductions of L2 Request (i.e., at transition of L0 to L2 state) and Power Trims. It ranges from 0 (0) dB to 31 (31)dB. (R, W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.72 ADSL channel configuration profile** + +This managed entity contains the Channel Configuration Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Minimum Data Rate:** This parameter specifies the minimum net data rate for the bearer channel as desired by the operator of the system. The rate is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Maximum Data Rate:** This parameter specifies the maximum net data rate for the bearer channel as desired by the operator of the system. The data rate is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Rate Adaptation Ratio:** This parameter (expressed in %) specifies the ratio that should be taken into account for the bearer channel when performing rate adaptation in the direction of the bearer channel. The ratio is defined as a percentage in the 0 to 100 range. A ratio of 20% means that 20% of the available data rate (in excess of the Minimum Data Rate summed over all bearer channels) will be assigned to this bearer channel and 80% to the other bearer channels. + +The sum of rate adaptation ratios over all bearers in one direction shall be equal to 100%. (R, Set-by-create) (optional) (1 byte) + +**Maximum Interleaving Delay:** This parameter is the maximum one-way interleaving delay introduced by the PMS-TC between the alpha and the beta reference points, in the direction of the bearer channel. The one-way interleaving delay is defined in individual ADSL Recommendations as $\lceil S \cdot D \rceil / 4$ ms, where "S" is the S-factor and "D" is the "Interleaving Depth" and $\lceil x \rceil$ denotes rounding to the higher integer. + +The ATUs shall choose the S and D values such that the actual one-way interleaving delay is less or equal than the configured Maximum Interleaving Delay. The delay is coded in ms, with the value 0 and 1 special values. The value 0 indicates no delay bound is being imposed. The value 1 indicates the Fast Latency Path shall be used in the G.992.1 operating mode and S and D shall be selected such that $S \leq 1$ and $D = 1$ in G.992.2, G.992.3 and G.992.4 operating modes. Value range: 2-255. (R, Set-by-create) (mandatory) (1 byte) + +**Data Rate Threshold Up-shift:** This parameter is a threshold on the net data rate up-shift achieved over one or more bearer channel data rate adaptations. An up-shift rate change alarm (event) is triggered when the actual data rate exceeds the data rate at the last entry into showtime by more than the threshold. The data rate threshold is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Data Rate Threshold Down-shift:** This parameter is a threshold on the net data rate down-shift achieved over one or more bearer channel data rate adaptations. A down-shift rate change alarm (event) is triggered when the actual data rate is below the data rate at the last entry into showtime by more than the threshold. The data rate threshold is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Minimum Reserved Data Rate:** This parameter specifies the minimum reserved net data rate for the bearer channel as desired by the operator of the system. The rate is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Minimum Data Rate in low power state:** This parameter specifies the minimum net data rate for the bearer channel as desired by the operator of the system during the low power state (L1/L2). The power management low power states L1 and L2 are defined in ITU-T Recs G.992.2 and G.992.3 respectively. The data rate is coded in bit/s. (R, Set-by-create) (mandatory) (4 bytes) + +**Minimum Impulse Noise Protection:** This parameter specifies the minimum impulse noise protection for the bearer channel. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. The impulse noise protection is expressed in symbols and can take the following integer values: + +- 1 = 0 symbol +- 2 = $\frac{1}{2}$ symbol +- 3 = 1 symbol +- 4 = 2 symbol + +(R, Set-by-create) (mandatory) (1 byte) + +**Maximum Bit Error Ratio:** This parameter specifies the maximum bit error ratio for the bearer channel as desired by the operator of the system. It is only valid for ITU-T Recs G.992.3, G.992.4 and G.992.5. The bit error ratio can take the following integer values: + +- 1 = $1\text{E-}3$ +- 2 = $1\text{E-}5$ +- 3 = $1\text{E-}7$ + +(R, Set-by-create) (mandatory) (1 byte) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.73 ADSL subcarrier masking downstream profile** + +This managed entity contains the Subcarrier Masking Downstream Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Downstream Subcarrier Mask1:** This configuration parameter is a bitmap representing the downstream mask values for subcarriers 1 to 128. The MSB of the first byte corresponds to subcarrier 1, and the LSB of the last byte corresponds to subcarrier 128. + +Each bit position defines whether the corresponding subcarrier is masked on this line in the downstream direction. It is coded as 1 if masked and 0 if not masked (default). + +Subcarrier number 1 is the lowest, and subcarrier number NSCds is the highest subcarrier that can be transmitted in the downstream direction. + +NOTE – For ITU-T Recs G.992.3 and G.992.4, the number of subcarrier downstream (NSCds) is defined in the corresponding Recommendations. For ITU-T Rec. G.992.1, NSCds = 256, for ITU-T Rec. G.992.2, NSCds = 128, and for ITU-T Rec. G.992.5, NSCds = 512. + +(R, W, Set-by-create) (mandatory) (16 bytes) + +**Downstream Subcarrier Mask2:** This configuration parameter is a bitmap representing the downstream mask values for subcarriers 129 to 256. The MSB of the first byte corresponds to subcarrier 129, and the LSB of the last byte corresponds to entry 256. + +Each bit position defines whether the corresponding subcarrier is masked on this line in the downstream direction. It is coded as 1 if masked and 0 if not masked (default). + +Subcarrier number 1 is the lowest, and subcarrier number NSCds is the highest subcarrier that can be transmitted in the downstream direction. + +NOTE – For ITU-T Recs G.992.3 and G.992.4, the number of subcarrier downstream (NSCds) is defined in the corresponding Recommendations. For ITU-T Rec. G.992.1, NSCds = 256, for ITU-T Rec. G.992.2, NSCds = 128, and for ITU-T Rec. G.992.5, NSCds = 512. + +(R, W) (mandatory for modems that support NSCds > 128) (16 bytes) + +**Downstream Subcarrier Mask3:** This configuration parameter is a bitmap representing the downstream mask values for subcarriers 257 to 384. The MSB of the first byte corresponds to subcarrier 257, and the LSB of the last byte corresponds to entry subcarrier 384. + +Each bit position defines whether the corresponding subcarrier is masked on this line in the downstream direction. It is coded as 1 if masked and 0 if not masked (default). + +Subcarrier number 1 is the lowest, and subcarrier number NSCds is the highest subcarrier that can be transmitted in the downstream direction. + +NOTE – For ITU-T Recs G.992.3 and G.992.4, the number of subcarrier downstream (NSCds) is defined in the corresponding Recommendations. For ITU-T Rec. G.992.1, NSCds = 256, for ITU-T Rec. G.992.2, NSCds = 128, and for ITU-T Rec. G.992.5, NSCds = 512. + +(R, W) (mandatory for modems that support NSCds > 256) (16 bytes) + +**Downstream Subcarrier Mask4:** This configuration parameter is a bitmap representing the downstream mask values for subcarriers 385 to 512. The MSB of the first byte corresponds to subcarrier 385, and the LSB of the last byte corresponds to entry subcarrier 512. + +Each bit position defines whether the corresponding subcarrier is masked on this line in the downstream direction. It is coded as 1 if masked and 0 if not masked (default). + +Subcarrier number 1 is the lowest, and subcarrier number NSCds is the highest subcarrier that can be transmitted in the downstream direction. + +NOTE – For ITU-T Recs G.992.3 and G.992.4, the number of subcarrier downstream (NSCds) is defined in the corresponding Recommendations. For ITU-T Rec. G.992.1, NSCds = 256, for ITU-T Rec. G.992.2, NSCds = 128, and for ITU-T Rec. G.992.5, NSCds = 512. + +(R, W) (mandatory for modems that support NSCds > 384) (16 bytes) + +**TableValid:** This boolean attribute controls and reports the operational status of this downstream subcarrier mask attributes. + +If this attribute is true (coded as 0x01), then the downstream subcarrier mask represented in this ME has been impressed on the DSL equipment. + +If this attribute is false (coded as 0x00), then the downstream subcarrier mask represented in this ME has not been impressed on the DSL equipment. Default value is false. + +The value of this attribute can be modified by the ONU and OLT, as follows: + +If the OLT changes any of the four mask attributes or sets TableValid to false, then TableValid is set to false. + +If the TableValid is false and OLT sets TableValid to true, then the ONU will impress the downstream subcarrier mask data to the DSL equipment. + +(R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. Note that setting the mask attributes does not directly change the DSL equipment operating mode, because of the TableValid attribute. + +#### *Notifications* + +None. + +### **7.3.74 ADSL subcarrier masking upstream profile** + +This managed entity contains the Subcarrier Masking Upstream Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Upstream Subcarrier Mask:** This configuration parameter is a bitmap representing the upstream mask values for subcarriers 1 to 64. The MSB of the first byte corresponds to subcarrier 1, and the LSB of the last byte corresponds to subcarrier 64. + +Each bit position defines whether the corresponding subcarrier is masked on this line in the upstream direction. It is coded as 1 if masked and 0 if not masked (default). + +Subcarrier number 1 is the lowest, and subcarrier number NSCus is the highest subcarrier that can be transmitted in the upstream direction. + +NOTE – For ITU-T Recs G.992.3 and G.992.4, the number of subcarrier upstream (NSCus) is defined in the corresponding Recommendations. For Annex A/G.992.1 and ITU-T Rec. G.992.2, NSCus = 32, for Annex B/G.992.1, NSCus = 64, and for ITU-T Rec. G.992.5, NSCus = 64. + +(R, W, Set-by-create) (mandatory) (8 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. Note that in this case, setting this attribute will result in the mask information being impressed on the DSL equipment immediately. + +#### *Notifications* + +None. + +### **7.3.75 ADSL downstream PSD mask profile** + +This managed entity contains the Downstream PSD Mask Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Downstream PSD Mask:** This configuration parameter is a table where each entry consists of an Entry Number (1 byte, first entry numbered 1) field, Subcarrier Index (2 bytes) field, and a MIB PSD Mask Level (1 byte) field. This table defines the downstream PSD mask applicable at the U-C2 reference point. This MIB PSD mask may impose PSD restrictions in addition to the Limit PSD mask defined in the relevant Recommendation (e.g., ITU-T Rec. G.992.5). + +The downstream PSD mask in the CO-MIB shall be specified through a set of breakpoints. Each breakpoint shall consist of a subcarrier index *i* (using the same definition of 'i' as given in 7.3.73) and a MIB PSD mask level (expressed in dBm/Hz) at that subcarrier. The set of breakpoints can then be represented as [(i1, PSD-1), (i2, PSD-2), ... , (iN, PSD-N)]. The MIB PSD Mask Level field shall be coded as an unsigned integer representing the MIB PSD mask levels 0 (0) dBm/Hz to -95 (190) dBm/Hz, in steps of 0.5 dBm/Hz. The maximum number of breakpoints is 32. + +This attribute is only valid for ITU-T Rec. G.992.5. + +The requirements for a valid set of breakpoints are defined in the relevant Recommendations (e.g., ITU-T Rec. G.992.5). The entries will have default value of 0x00 for Subcarrier Index and 0x0 for MIB PSD Mask Level (i.e., no breakpoints). Table entries for this attribute are added or modified using the Set action. Setting an entry with a non-zero Subcarrier Index and MIB PSD Mask Level implies insertion into the table. Setting an entry's Subcarrier Index and MIB PSD Mask Level to 0 implies deletion from the table, if present. + +(R, W) (mandatory) ( $N \times 4$ bytes where *N* is the number of breakpoints) + +**TableValid:** This boolean attribute controls and reports the operational status of this Downstream PSD Mask attribute. + +If this attribute is true (coded as 0x01), then the downstream PSD mask represented in this ME has been impressed on the DSL equipment. + +If this attribute is false (coded as 0x00), then the downstream PSD mask represented in this ME has not been impressed on the DSL equipment. Default value is false. + +The value of this attribute can be modified by the ONU and OLT, as follows: + +If the OLT changes any of the PSD mask table entries or sets TableValid to false, then TableValid is set to false. + +If the TableValid is false and OLT sets TableValid to true, then the ONU will impress the downstream PSD mask data to the DSL equipment. + +(R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current Downstream PSD Mask and use 4 bytes to respond with the size of data which should be obtained using the "Get next" command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +**Set:** Generally, this action is used to set one or more entire attribute values. When used on the Downstream PSD Mask attribute, the Set action either adds, modifies, or deletes table entries in Downstream PSD Mask. A maximum of 7 table entries can be added/modified/deleted by a single Set action. + +#### *Notifications* + +None. + +### **7.3.76 ADSL downstream RFI bands profile** + +This managed entity contains the Downstream RFI Bands Profile for an ADSL line. An instance of this managed entity is created/deleted on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall exist and may be associated with zero or more instances of the Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Downstream RFI Bands:** This configuration parameter is a table where each entry consists of an Entry Number (1 byte, first entry numbered 1) field, Subcarrier Index1 (2 bytes) field, and Subcarrier Index2 (2 bytes) field. The subcarrier indices are defined in 7.3.73. This table defines the subset of downstream RFI Bands breakpoints, as specified in Downstream PSD Mask ME, that shall be used to notch an RFI band. This subset consists of couples of consecutive subcarrier indices belonging to breakpoints [i1;i2], corresponding to the low level of the notch. The maximum number of RFI bands is 32. This attribute is only valid for ITU-T Rec. G.992.5. + +The specific interpolation around these points is defined in the relevant Recommendations (e.g., ITU-T Rec. G.992.5). The CO-MIB shall define the RFI notches using breakpoints in the Downstream PSD Mask ME as specified in the relevant Recommendations (e.g., ITU-T Rec. G.992.5). + +The entries will have default value of 0x00 for Subcarrier Index1 and Subcarrier Index2. Table entries for this attribute are added or modified using the Set action. Setting an entry with a non-zero Subcarrier Index1 and Subcarrier Index2 implies insertion into the table. Setting an entry's Subcarrier Index1 and Subcarrier Index2 to 0 implies deletion from the table, if present. + +(R, W) (mandatory) ( $N \times 5$ bytes where $N$ is the number of RFI bands) + +**TableValid:** This boolean attribute controls and reports the operational status of this Downstream RFI Bands attribute. + +If this attribute is true (coded as 0x01), then the downstream RFI bands represented in this ME has been impressed on the DSL equipment. + +If this attribute is false (coded as 0x00), then the downstream RFI bands represented in this ME has not been impressed on the DSL equipment. Default value is false. + +The value of this attribute can be modified by the ONU and OLT, as follows: + +If the OLT changes any of the RFI bands table entries or sets TableValid to false, then TableValid is set to false. + +If the TableValid is false and OLT sets TableValid to true, then the ONU will impress the downstream RFI bands data to the DSL equipment. + +(R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current Downstream RFI Bands and use 4 bytes to respond with the size of data which should be obtained using the "Get next" command. + +**Get next:** Get the latched attribute values of the managed entity within the current snapshot. + +**Set:** Generally, this action is used to set one or more entire attribute values. When used on the Downstream RFI Bands attribute, the Set action either adds, modifies, or deletes table entries in Downstream RFI Bands. A maximum of 6 table entries can be added/modified/deleted by a single Set action. + +#### *Notifications* + +None. + +### **7.3.77 ADSL ATU-C performance monitoring history data** + +This managed entity represents the last completed 15-minute interval collected performance monitoring of the ATU-C – ATU-R ADSL modem path as seen from the ATU-C. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding Physical Path Termination Point ADSL UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the ID of the Physical Path Termination Point ADSL UNI with which this ATU-C Performance Monitoring History Data is associated. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Loss of Frame Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Framing. (R) (mandatory) (2 bytes) + +**Loss of Signal Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Signal. (R) (mandatory) (2 bytes) + +**Loss of Link Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Link. (R) (mandatory) (2 bytes) + +**Loss of Power Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Power. (R) (mandatory) (2 bytes) + +**Errored Seconds:** This attribute is the count of Errored Seconds in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Severely Errored Seconds:** This attribute is the count of Severely Errored Seconds in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Line Initializations:** This attribute is the count of Line Initializations in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Failed Line Initializations:** This attribute is a count of the total number of failed full initializations in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Short Initializations:** This attribute is a count of the total number of fast retrains or short initializations attempted on the line (successful and failed) in the previous 15-minute interval. (R) (optional) (2 bytes) + +**Failed Short Initializations:** This attribute is a count of the total number of failed fast retrains or short initializations in the previous 15-minute interval. (R) (optional) (2 bytes) + +**FEC Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was a Forward Error Correction anomaly. (R) (mandatory) (2 bytes) + +**Unavailable Seconds:** This attribute is the count of seconds in the previous 15-minute interval the ATU-C was unavailable. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 22. + +**Table 22/G.983.2 – Alarm list for ADSL performance monitoring history data (reproduced from Table 5/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|-------------------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Loss of Frame Seconds | Loss of Frame Seconds threshold crossing | 1 | +| 1 | Loss of Signal Seconds | Loss of Signal Seconds threshold crossing | 2 | +| 2 | Loss of Link Seconds | Loss of Link Seconds threshold crossing | 3 | +| 3 | Loss of Power Seconds | Loss of Power seconds threshold crossing | 4 | +| 4 | Errored Seconds | Errored seconds threshold crossing | 5 | +| 5 | Severely Errored Seconds | Severely Errored seconds threshold crossing | 6 | +| 6 | Line Initializations | Line Initializations threshold crossing | 7 | +| 7 | Failed Line Initializations | Failed Line Initializations threshold crossing | 8 | +| 8 | Short Initializations | Short Initializations threshold crossing | 9 | +| 9 | Failed Short Initializations | Failed Short Initializations threshold crossing | 10 | +| 10 | FEC Seconds | FEC Seconds threshold crossing | 11 | +| 11 | Unavailable Seconds | Unavailable Seconds threshold crossing | 12 | +| 12-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.78 ADSL ATU-R performance monitoring history data + +This managed entity represents the last completed 15-minute interval collected performance monitoring of the ATU-C-ATU-R ADSL modem path as seen from the ATU-R. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding Physical Path Termination Point ADSL UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the ID of the Physical Path Termination Point ADSL UNI with which this ATU-R Performance Monitoring History Data is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Loss of Frame Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Framing. (R) (mandatory) (2 bytes) + +**Loss of Signal Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Signal. (R) (mandatory) (2 bytes) + +**Loss of Power Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was Loss of Power. (R) (mandatory) (2 bytes) + +**Errored Seconds:** This attribute is the count of Errored Seconds in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Severely Errored Seconds:** This attribute is the count of Severely Errored Seconds in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**FEC Seconds:** This attribute is the count of seconds in the previous 15-minute interval when there was a Forward Error Correction anomaly. (R) (mandatory) (2 bytes) + +**Unavailable Seconds:** This attribute is the count of seconds in the previous 15-minute interval the ATU-R was unavailable. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 23. + +**Table 23/G.983.2 – Alarm list for ATU-R performance monitoring history data +(Reproduced from Table 6/G.983.10)** + +| Number | Event | Description | Threshold Data Counter Number (Note) | +|---------|---------------------------------|---------------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Loss of Frame Seconds | Loss of Frame Seconds threshold crossing | 1 | +| 1 | Loss of Signal Seconds | Loss of Signal Seconds threshold crossing | 2 | +| 2 | Loss of Power Seconds | Loss of Power seconds threshold crossing | 3 | +| 3 | Errored Seconds | Errored seconds threshold crossing | 4 | +| 4 | Severely Errored Seconds | Severely Errored seconds threshold crossing | 5 | +| 5 | FEC Seconds | FEC Seconds threshold crossing | 6 | +| 6 | Unavailable Seconds | Unavailable Seconds threshold crossing | 7 | +| 7-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.79 ADSL ATU-C channel performance monitoring history data + +This managed entity represents the last completed 15-minute interval collected performance monitoring of the ATU-C – ATU-R ADSL channel as seen from the ATU-C. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding Physical Path Termination Point ADSL UNI managed entity is created/deleted. + +#### Relationships + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point ADSL UNI. + +#### Attributes + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The two most significant bits of the first byte are the Bearer Channel ID. The six least significant bits of the first byte are the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Corrected blocks:** This attribute is the count of all blocks received with errors that were corrected on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Uncorrected Blocks:** This attribute is the count of all blocks received with uncorrectable errors on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Transmitted Blocks:** This attribute is the count of all encoded blocks transmitted on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Received Blocks:** This attribute is the count of all encoded blocks received on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Code Violations:** This attribute is the count of CRC-8 anomalies in the bearer channel in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Forward Error Corrections:** This attribute is the count of FEC anomalies in the bearer channel in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 24. + +**Table 24/G.983.2 – Alarm list for ATU-C channel performance monitoring history data (reproduced from Table 7/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|---------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Corrected Blocks | Corrected Blocks threshold crossing | 1 | +| 1 | Uncorrected Blocks | Uncorrected Blocks threshold crossing | 2 | +| 2 | Code Violations | Code Violation threshold crossing | 3 | +| 3 | Forward Error Corrections | FEC threshold crossing | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.80 ADSL ATU-R channel performance monitoring history data + +This managed entity represents the last completed 15-minute interval collected performance monitoring of the ATU-C – ATU-R ADSL channel as seen from the ATU-R. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding Physical Path Termination Point ADSL UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The two most significant bits of the first byte are the Bearer Channel ID. The six least significant bits of the first byte are the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Corrected blocks:** This attribute is the count of all blocks received with errors that were corrected on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Uncorrected Blocks:** This attribute is the count of all blocks received with uncorrectable errors on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Transmitted Blocks:** This attribute is the count of all encoded blocks transmitted on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Received Blocks:** This attribute is the count of all encoded blocks received on this channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Code Violations:** This attribute is the count of CRC-8 anomalies in the bearer channel in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +**Forward Error Corrections:** This attribute is the count of FEC anomalies in the bearer channel in the previous 15-minute interval. (R) (mandatory) (2 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 25. + +**Table 25/G.983.2 – Alarm list for ATU-R channel performance monitoring history data (reproduced from Table 8/G.983.10)** + +| Number | Event | Description | Threshold Data Counter Number (Note) | +|---------|---------------------------------|---------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Corrected Blocks | Corrected Blocks threshold crossing | 1 | +| 1 | Uncorrected Blocks | Uncorrected Blocks threshold crossing | 2 | +| 2 | Code Violations | Code Violation threshold crossing | 3 | +| 3 | Forward Error Corrections | FEC threshold crossing | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.81 TC adaptor performance monitoring history data ADSL + +This managed entity represents the last completed 15-minute interval collected performance monitoring of the ATU-C-ATU-R ATM Data Path. + +Instances of this managed entity are created/deleted by the OLT after an instance of the corresponding Physical Path Termination Point ADSL UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of a Physical Path Termination Point ADSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the ID of the Physical Path Termination Point ADSL UNI with which this ATU-R Channel Performance Monitoring History Data is associated. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Near-end HEC violation count:** The near-end HEC\_violation\_count performance parameter is a count of the number of occurrences of a near-end HEC anomaly in the ATM Data Path. (R) (mandatory) (2 bytes) + +**Near-end delineated total cell count (CD-P):** The near-end delineated\_total\_cell\_count performance parameter is a count of the total number of cells passed through the cell delineation and HEC function process operating on the ATM Data Path while in the SYNC state. (R) (mandatory) (4 bytes) + +**Near-end User total cell count:** The near-end User\_total\_cell\_count performance parameter is a count of the total number of cells in the ATM Data Path delivered at the V-C (for ATU-C) or T-R (for ATU-R) interface. (R) (mandatory) (4 bytes) + +**Near-end Idle Cell Bit Error Count:** The near-end idle\_bit\_error\_count performance parameter is a count of the number of bit errors in the idle cell payload received in the ATM Data Path at the near-end. (R) (mandatory) (2 bytes) + +**Far-end HEC violation count:** The far-end HEC\_violation\_count performance parameter is a count of the number of occurrences of a far-end HEC anomaly in the ATM Data Path. (R) (mandatory) (2 bytes) + +**Far-end delineated total cell count:** The far-end delineated\_total\_cell\_count performance parameter is a count of the total number of cells passed through the cell delineation process and HEC function operating on the ATM Data Path while in the SYNC state. (R) (mandatory) (4 bytes) + +**Far-end User total cell count:** The far-end User\_total\_cell\_count performance parameter is a count of the total number of cells in the ATM Data Path delivered at the V-C (for ATU-C) or T-R (for ATU-R) interface. (R) (mandatory) (4 bytes) + +**Far-end Idle Cell Bit Error Count:** The far-end idle\_bit\_error\_count performance parameter is a count of the number of bit errors in the idle cell payload received in the ATM Data Path at the far-end. (R) (mandatory) (2 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 26. + +**Table 26/G.983.2 – Alarm list for TC adaptor performance monitoring history data ADSL (reproduced from Table 9/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|------------------------------------|-------------------------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Near-end HEC violation | Near-end HEC violation count threshold crossing | 1 | +| 1 | Near-end Idle Cell Bit Error Count | Near-end Idle Cell Bit Error Count threshold crossing | 2 | +| 2 | Far-end HEC violation count | Far-end HEC violation count threshold crossing | 3 | +| 3 | Far-end Idle Cell Bit Error Count | Far-end Idle Cell Bit Error Count threshold crossing | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.82 Physical path termination point VDSL UNI + +This managed entity represents the point at a VDSL connection in the ONU where physical paths terminate and physical path level functions (e.g., path overhead functions) are performed. + +Instances of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of VDSL type. + +If the Subscriber Line Card of VDSL type is a plug-in unit, the number of managed entities automatically created is the maximum number supportable by the Subscriber Line Card slot. This allows the creation of these managed entities before the unit is plugged-in. + +#### Establishment of a "Physical Path Termination Point VDSL UNI" + +The Physical Path Termination Point VDSL UNI is auto created when the Subscriber Line Card of type VDSL is created. On auto creation the three profile pointers within the Managed Entity are set to their default values of 0x00. However, the PPTP VDSL UNI must refer to three valid profiles before it can be operational. + +##### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as VDSL type. + +Extensions for VDSL using Single Carrier Modulation (SCM) and Multiple Carrier Modulation (MCM) are for further study. + +##### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID (defined in 7.1.3). The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255): 0x01 is used for the leftmost/lowest port on a subscriber line card, 0x02 is used for the next right/upper port, and so forth. (R) (mandatory) (2 bytes) + +**Loopback Configuration:** This attribute represents the loopback configuration of this physical interface. Value 0x00: no loopback; value 0x01: loopback2 ("Loopback2" refers to a loopback at the local VDSL modem). The OLT can execute a physical level loopback test after loopback is set. Upon autonomous instantiation, the value 0x00 is used. (R, W) (mandatory) (1 byte) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**Availability State:** This attribute indicates whether the hardware to support this UNI is available on the plugged in line card. Valid values are available(0), notAvailable(1), unknown(2). (R) (optional) (1 byte) + +**VDSL Line Coding Type:** This data type is used as the syntax for the VDSL Line Code. Attributes with this syntax identify the line coding used. The three values are: + +- other(1) – none of the following; +- mcm(2) – Multiple Carrier Modulation; +- scm(3) – Single Carrier Modulation. + +(R) (mandatory) (1 byte) + +**VDSL Line Type:** Defines the type of VDSL physical line entity that exists, by defining whether and how the line is channelized. If the line is channelized, the value will be other than noChannel(1). This object defines which channel type(s) are supported. Defined values are: + +- noChannel(1) – no channels exist; +- fastOnly(2) – only fast channel exists; +- slowOnly(3) – only slow channel exists; +- fastOrSlow(4) – either fast or slow channel exist, but only one at a time; +- fastAndSlow(5) – both fast and slow channels exist. + +(R) (mandatory) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**VDSL Line Configuration Profile ID:** This attribute provides a pointer to an instance of the VDSL Line Configuration Profile managed entity that contains the data necessary for initializing a VDSL MODEM. The value 0x00 is used to indicate that this ME does not point to a line configuration profile. The default value 0x00 is used when this ME is auto created. (R, W) (mandatory) (2 bytes) + +**VDSL Channel Configuration Profile ID:** This attribute provides a pointer to an instance of the VDSL Channel Configuration Profile managed entity that contains the data necessary for channelizing a VDSL Connection. The value 0x00 is used to indicate that this ME does not point to a channel configuration profile. The default value 0x00 is used when this ME is auto created. (R, W) (mandatory) (2 bytes) + +**VDSL Band Plan Configuration Profile ID:** This attribute provides a pointer to an instance of the VDSL Band Plan Configuration Profile managed entity that contains the data necessary to set up a VDSL Connection. The value 0x00 is used to indicate that this ME does not point to band plan configuration profile. The default value 0x00 is used when this ME is auto created. (R, W) (mandatory) (2 bytes) + +##### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The AVCs for this managed entity are given in Table 27. + +**Table 27/G.983.2 – AVC list for physical path termination point VDSL UNI +(reproduced from Table 10/G.983.10)** + +| Number | Attribute value change | Description | +|--------|------------------------|-------------------| +| 1-2 | N/A | | +| 3 | OpState | Operational state | +| 4-11 | N/A | | +| 12-16 | Reserved | | + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONU and OLT should know the alarm list used by this entity. The alarms for this entity are given in Table 28. + +**Table 28/G.983.2 – Alarm list for physical path termination point VDSL UNI +(reproduced from Table 11/G.983.10)** + +| Number | Alarm | Description | +|--------|---------|-----------------------------------------| +| 0 | NE_LOF | Near End (VTU-O) Loss of Framing | +| 1 | NE_LOS | Near End (VTU-O) Loss of Signal | +| 2 | NE_LOP | Near End (VTU-O) Loss of Power | +| 3 | NE_LOSQ | Near End (VTU-O) Loss of Signal Quality | +| 4 | NE_LOL | Near End (VTU-O) Loss of Link | +| 5 | FE_LOF | Far End (VTU-R) Loss of Framing | + +**Table 28/G.983.2 – Alarm list for physical path termination point VDSL UNI +(reproduced from Table 11/G.983.10)** + +| Number | Alarm | Description | +|---------|------------------------|----------------------------------------| +| 6 | FE_LOS | Far End (VTU-R) Loss of Signal | +| 7 | FE_LOP | Far End (VTU-R) Loss of Power | +| 8 | FE_LOSQ | Far End (VTU-R) Loss of Signal Quality | +| 9-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.83 VDSL VTU-O physical data + +This managed entity represents the physical status of the VDSL Termination Unit (ONU) (VTU-O) in a VDSL connection in the ONU. + +An instance of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of VDSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as VDSL type. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R) (mandatory) (2 bytes) + +**Line Transmit Rate:** Indicates the current VTU-O line transmit rate in kbit/s. This value will be less than or equal to the current attainable rate. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Serial Number Part 1:** The vendor-specific string that identifies the vendor equipment. It consists of up to 32 ASCII characters. This attribute contains the first 16 characters. (R) (mandatory) (16 bytes) + +**Serial Number Part 2:** The vendor-specific string that identifies the vendor equipment. It consists of up to 32 ASCII characters. This attribute contains the second 16 characters. (R) (mandatory) (16 bytes) + +**Vendor ID:** The vendor ID code is a copy of the binary vendor identification field expressed as readable characters in hexadecimal notation. (R) (mandatory) (16 bytes) + +**Version Number:** The vendor-specific version number sent by this VTU as part of the initialization messages. It is a copy of the binary version number field expressed as readable characters in hexadecimal notation. (R) (mandatory) (16 bytes) + +**Current Status:** Indicates current state of the VTU-O. This is a bit-map of possible conditions. The various bit positions are: + +- 0 – noDefect – There are no defects on the line. +- 1 – lossOfFraming – VTU-O failure due to not receiving a valid frame. +- 2 – lossOfSignal – VTU-O failure due to not receiving signal. + +- 3 – lossOfPower – VTU-O failure due to loss of power. +- 4 – lossOfSignalQuality – Loss of Signal Quality is declared when the Noise Margin falls below the Minimum Noise Margin, or the bit-error-rate exceeds $10^{-7}$ . +- 5 – lossOfLink – VTU-O failure due to inability to link with peer VTU. Set whenever the transceiver is in the 'Warm Start' state. +- 6 – dataInitFailure – VTU-O failure during initialization due to bit errors corrupting startup exchange data. +- 7 – configInitFailure – VTU-O failure during initialization due to peer VTU not able to support requested configuration. +- 8 – protocolInitFailure – VTU-O failure during initialization due to incompatible protocol used by the peer VTU. +- 9 – noPeerVtuPresent – VTU-O failure during initialization due to no activation sequence detected from peer VTU. + +(R) (mandatory) (2 bytes) + +**Current Output Power:** Measured total output power transmitted by this VTU in steps of 0.1 dBm. This is the measurement that was reported during the last activation sequence. The effective range is 0 (0) to +16 (160) dBm. (R) (mandatory) (1 byte) + +**Current SNR Margin:** Noise Margin as seen by this VTU with respect to its received signal in steps of 0.25 dB. The effective range is -31.75 (-127) to +31.75 (127) dB. (R) (mandatory) (1 byte) + +**Current Attenuation:** Measured difference in the total power transmitted by the peer VTU and the total power received by this VTU. The effective range is 0 (0) to +63.75 (255) dB. (R) (mandatory) (1 byte) + +**Current Attainable Rate:** Indicates the maximum currently attainable line transmit rate by the VTU-O in kbit/s. This value will be equal to or greater than the current line rate. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Current Loop Length Estimate:** Estimated loop length in feet assuming a 26 AWG (0.4 mm) loop. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.84 VDSL VTU-R physical data** + +This managed entity represents the physical status of the VDSL Termination Unit (Remote) (VTU-R) in a VDSL connection in the ONU. + +An instance of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of VDSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as VDSL type. + +#### Attributes + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R) (mandatory) (2 bytes) + +**Line Transmit Rate:** Indicates the current VTU-R line transmit rate in kbit/s. This value will be less than or equal to the current attainable rate. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Serial Number Part 1:** The vendor-specific string that identifies the vendor equipment. This attribute contains the first 16 characters. (R) (mandatory) (16 bytes) + +**Serial Number Part 2:** The vendor-specific string that identifies the vendor equipment. It consists of up to 32 ASCII characters. This attribute contains the second 16 characters. (R) (mandatory) (16 bytes) + +**Vendor ID:** The vendor ID code is a copy of the binary vendor identification field expressed as readable characters in hexadecimal notation. (R) (mandatory) (16 bytes) + +**Version Number:** The vendor-specific version number sent by this VTU as part of the initialization messages. It is a copy of the binary version number field expressed as readable characters in hexadecimal notation. (R) (mandatory) (16 bytes) + +**Current Status:** Indicates current state of the VTU line. This is a bit-map of possible conditions. The various bit positions are: + +0 – noDefect – There are no defects on the line. + +1 – lossOfFraming – VTU failure due to not receiving a valid frame. + +2 – lossOfSignal – VTU failure due to not receiving signal. + +3 – lossOfPower – VTU failure due to loss of power. + +4 – lossOfSignalQuality – Loss of Signal Quality is declared when the Noise Margin falls below the Minimum Noise Margin, or the bit-error-rate exceeds $10^{-7}$ . + +(R) (mandatory) (1 byte) + +**Current Output Power:** Measured total output power transmitted by this VTU in steps of 0.1 dBm. This is the measurement that was reported during the last activation sequence. The effective range is 0 (0) to +16 (160) dBm. (R) (mandatory) (1 byte) + +**Current SNR Margin:** Noise Margin as seen by this VTU with respect to its received signal in 0.25 dB. The effective range is –31.75 (–127) to +31.75 (127) dB. (R) (mandatory) (1 byte) + +**Current Attenuation:** Measured difference in the total power transmitted by the peer VTU and the total power received by this VTU. The effective range is 0 (0) to +63.75 (255) dB. (R) (mandatory) (1 byte) + +**Current Attainable Rate:** Indicates the maximum currently attainable line transmit rate by the VTU-R in kbit/s. This value will be equal to or greater than the current line rate. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +#### Actions + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.85 VDSL channel data** + +This managed entity represents the physical status of the VDSL Fast and slow channels in a VDSL connection in the ONU. + +An instance of this managed entity shall be automatically created/deleted by the ONU upon the creation/deletion of a Subscriber Line Card of VDSL type. + +#### *Relationships* + +One or more instances of this managed entity shall be contained in an instance of a Subscriber Line Card managed entity classified as VDSL type. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R) (mandatory) (2 bytes) + +**Current Interleave Delay Down:** Downstream Interleave Delay for this channel in milliseconds. Interleave delay defines the mapping (relative spacing) between subsequent input bytes at the interleaver input and their placement in the bit stream at the interleaver output. Larger numbers provide greater separation between consecutive input bytes in the output bit stream allowing for improved impulse noise immunity at the expense of payload latency. (R) (mandatory) (1 byte) + +**Current Fast Payload Rate Down:** Actual fast channel downstream data rate, in kbit/s. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Current Slow Payload Rate Down:** Actual slow downstream data rate, in kbit/s. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Current Fast CRC Block Length Down:** Indicates the length of the downstream fast channel data-block, in bytes, on which the CRC operates. (R) (mandatory) (2 bytes) + +**Current Slow CRC Block Length Down:** Indicates the length of the downstream slow channel data-block, in bytes, on which the CRC operates. (R) (mandatory) (2 bytes) + +**Current Slow Burst Protect Down:** Actual level of downstream impulse noise (burst) protection, in microseconds, for the slow channel. (R) (mandatory) (2 bytes) + +**Current Fast FEC Down:** Actual downstream Forward Error Correction (FEC) redundancy, in percent, related overhead for the fast channel. (R) (mandatory) (1 byte) + +**Current Interleave Delay Up:** Downstream Interleave Delay for this channel in milliseconds. Interleave delay applies only to the interleave (slow) channel and defines the mapping (relative spacing) between subsequent input bytes at the interleaver input and their placement in the bit stream at the interleaver output. Larger numbers provide greater separation between consecutive input bytes in the output bit stream allowing for improved impulse noise immunity at the expense of payload latency. + +In the case where the interface type is fast, return a value of zero. (R) (mandatory) (1 byte) + +**Current Fast Payload Rate Up:** Actual fast channel upstream data rate, in kbit/s. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Current Slow Payload Rate Up:** Actual slow upstream data rate, in kbit/s. + +NOTE – 1 kbit/s = 1000 bit/s. + +(R) (mandatory) (4 bytes) + +**Current Fast CRC Block Length Up:** Indicates the length of the upstream fast channel data-block, in bytes, on which the CRC operates. (R) (mandatory) (2 bytes) + +**Current Slow CRC Block Length Up:** Indicates the length of the upstream slow channel data-block, in bytes, on which the CRC operates. (R) (mandatory) (2 bytes) + +**Current Slow Burst Protect Up:** Actual level of upstream impulse noise (burst) protection, in microseconds, for the slow channel. (R) (mandatory) (2 bytes) + +**Current Fast FEC Up:** Actual upstream Forward Error Correction (FEC) redundancy, in percent, related overhead for the fast channel. (R) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.86 VDSL line configuration profile** + +An instance of this managed entity represents a VDSL Line Configuration Profile supported on the ONU. Zero or more VDSL Physical Path Termination Points can reference an instance of a VDSL Line Configuration Profile managed entity. + +Instances of this managed entity are created and deleted by the ONU on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in an ONU. One or more instances of this managed entity shall be contained in an ONU containing instances of Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, W, Set-be-create) (mandatory) (2 bytes) + +**Down Rate Mode:** Specifies the rate selection behaviour for the line in the downstream direction. manual(1) forces the rate to the configured rate, adaptAtInit(2) adapts the line based upon line quality. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Rate Mode:** Specifies the rate selection behaviour for the line in the upstream direction. manual(1) forces the rate to the configured rate, adaptAtInit(2) adapts the line based upon line quality. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down Max Power:** Specifies the maximum aggregate downstream power level in the range 0 (0) to 14.5 dBm (58) in 0.25 dBm intervals. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Max Power:** Specifies the maximum aggregate upstream power level in the range 0 (0) to 14.5 dBm (58) in 0.25 dBm intervals. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down Max SNR Margin:** Specifies the maximum downstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down Min SNR Margin:** Specifies the minimum downstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down Target SNR Margin:** Specifies the target downstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). This is the Noise Margin the transceivers must achieve with a BER of $10^{-7}$ or better to successfully complete initialization. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Max SNR Margin:** Specifies the maximum upstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Min SNR Margin:** Specifies the minimum upstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Target SNR Margin:** Specifies the target upstream Signal/Noise Ratio Margin in units of 0.25 dB, for a range of 0 (0) to 31.75 dB (127). This is the Noise Margin the transceivers must achieve with a BER of $10^{-7}$ or better to successfully complete initialization. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down PBO Control:** Downstream power backoff (PBO) control for this line. For transceivers which do not support downstream PBO control, this object MUST be fixed at disabled(1). If auto(2) is selected, the transceiver will automatically adjust the power backoff. If manual(3) is selected, then the transceiver will use the Down PBO Level. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up PBO Control:** Upstream power backoff (PBO) control for this line. For transceivers which do not support upstream PBO control, this object MUST be fixed at disabled(1). If auto(2) is selected, the transceiver will automatically adjust the power backoff. If manual(3) is selected, then the transceiver will use the Up PBO Level. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down PBO Level:** Specifies the downstream backoff level to be used when Down PBO Control = manual(3). Valid range is 0 dB (0) to 40 dB (160) in 0.25 dB intervals. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up PBO Level:** Specifies the upstream backoff level to be used when Up PBO Control = manual(3). Valid range is 0 dB (0) to 40 dB (160) in 0.25 dB intervals. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Line Type:** This parameter provisions the VDSL physical entity at start-up by defining whether and how the line will be channelized, i.e., which channel type(s) are supported. If the line is to be channelized, the value will be other than noChannel(1). + +Defined values are: + +noChannel(1) – no channels exist; + +fastOnly(2) – only the fast channel exists; + +slowOnly(3) – only the slow channel exists + +fastOrSlow(4) – either the fast or the slow channel exists, but only one at a time; + +fastAndSlow(5) – both fast and slow channels exist. + +(R, W, Set-by-Create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.87 VDSL channel configuration profile** + +An instance of this managed entity represents a VDSL Channel Configuration Profile supported on the ONU. Zero or more VDSL Physical Path Termination Points can reference an instance of a VDSL Channel Configuration Profile managed entity. + +Instances of this managed entity are created and deleted by the ONU on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in an ONU. One or more instances of this managed entity shall be contained in an ONU containing instances of Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Down Rate Ratio:** This attribute is the configured allocation ratio of excess downstream transmit bandwidth between fast and slow channels. Only applies when two channel mode and adaptAtInit are supported. Distribute bandwidth on each channel in excess of the corresponding Minimum Transmit Bit Rate so that: + +$$\text{Rate Change Ratio} = [\text{Fast}/(\text{Fast} + \text{Slow})] \times 100$$ + +In other words, this value is the fast channel percentage. Valid range is 0 to 100. (R, W, Set-by-Create) (optional) (1 byte) + +**Up Rate Ratio:** This attribute is the configured allocation ratio of excess upstream transmit bandwidth between fast and slow channels. Only applies when two channel mode and adaptAtInit are supported. Distribute bandwidth on each channel in excess of the corresponding Minimum Transmit Bit Rate so that: + +$$\text{Rate Change Ratio} = [\text{Fast}/(\text{Fast} + \text{Slow})] \times 100$$ + +In other words, this value is the fast channel percentage. Valid range is 0 to 100. (R, W, Set-by-Create) (optional) (1 byte) + +**Down Slow Max Data Rate:** Specifies the maximum downstream slow channel data rate in steps of 64 kbit/s. The maximum aggregate downstream transmit speed of the line can be derived from the sum of maximum downstream fast and slow channel data rates. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Down Slow Min Data Rate:** Specifies the minimum downstream slow channel data rate in steps of 64 kbit/s. The minimum aggregate downstream transmit speed of the line can be derived from the sum of minimum downstream fast and slow channel data rates. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Up Slow Max Data Rate:** Specifies the maximum upstream slow channel data rate in steps of 64 kbit/s. The maximum aggregate upstream transmit speed of the line can be derived from the sum of maximum upstream fast and slow channel data rates. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Up Slow Min Data Rate:** Specifies the minimum upstream slow channel data rate in steps of 64 kbit/s. The minimum aggregate upstream transmit speed of the line can be derived from the sum of minimum upstream fast and slow channel data rates. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Down Max Interleave Delay:** Specifies the maximum interleave delay, in milliseconds, for the downstream slow channel. Valid range is 0 to 255 ms. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up Max Interleave Delay:** Specifies the maximum interleave delay, in milliseconds, for the upstream slow channel. Valid range is 0 to 255 ms. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down Target Slow Burst:** Specifies the target level of impulse noise (burst) protection, in microseconds, for the downstream slow channel. Valid range is 0 to 1275 µs. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Up Target Slow Burst:** Specifies the target level of impulse noise (burst) protection, in microseconds, for the upstream slow channel. Valid range is 0 to 1275 µs. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Down Fast Max Data Rate:** Specifies the maximum downstream fast channel data rate in steps of 64 kbit/s. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Down Fast Min Data Rate:** Specifies the minimum downstream fast channel data rate in steps of 64 kbit/s. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Up Fast Max Data Rate:** Specifies the maximum upstream fast channel data rate in steps of 64 kbit/s. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Up Fast Min Data Rate:** Specifies the minimum upstream fast channel data rate in steps of 64 kbit/s. (R, W, Set-by-Create) (mandatory) (2 bytes) + +**Down Max Fast FEC:** This parameter provisions the maximum level of Forward Error Correction (FEC) redundancy related overhead to be maintained, as a percentage, for the downstream fast channel. Valid range is 0 to 50 percent. (R, W, Set-by-Create) (optional) (1 byte) + +**Up Max Fast FEC:** This parameter provisions the maximum level of Forward Error Correction (FEC) redundancy related overhead to be maintained, as a percentage, for the upstream fast channel. Valid range is 0 to 50 percent. (R, W, Set-by-Create) (optional) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.88 VDSL band plan configuration profile + +An instance of this managed entity represents a VDSL Band Plan Configuration Profile supported on the ONU. Zero or more VDSL Physical Path Termination Points can reference an instance of a VDSL Band Plan Configuration Profile managed entity. + +Instances of this managed entity are created and deleted by the ONU on request of the OLT. + +#### *Relationships* + +Zero or more instances of this managed entity shall be contained in an ONU. One or more instances of this managed entity shall be contained in an ONU containing instances of Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. The value 0x00 is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**Band Plan:** The VDSL band plan to be used for the line. bandPlan997(1) is to be used for G.993.1 Bandplan-B, ETSI Bandplan, ANSI Plan 997. bandPlan998(2) is to be used for G.993.1 Bandplan-A, ANSI Plan 998. bandPlanFx(3) is to be used for G.993.1 Bandplan-C. other(4) is to be used for non-standard band plans. If this object is set to bandPlanFx(3), then Band Plan FX MUST also be set. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Band Plan FX:** The frequency limit, in kHz, between bands D2 and U2 when the Band Plan is set to bandPlanFx(3). Valid range is 3 750 to 12 000 kHz. (R, W, Set-by-Create) (optional) (2 bytes) + +**Band Opt Usage:** Defines the VDSL link use of the optional frequency range [25 kHz-138 kHz] (Opt). unused(1) indicates Opt is unused, upstream(2) indicates Opt usage is for upstream, downstream(3) indicates Opt usage is for downstream. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Up PSD Template:** The upstream PSD template to be used for the line. Here, templateMask1(1) refers to a notched mask that limits the transmitted PSD within the internationally standardized HAM (amateur Radio) radio bands, while templateMask2(2) refers to an unnotched mask. The masks themselves depend upon the applicable standard being used (Applicable Standard). (R, W, Set-by-Create) (mandatory) (1 byte) + +**Down PSD Template:** The downstream PSD template to be used for the line. Here, templateMask1(1) refers to a notched mask that limits the transmitted PSD within the internationally standardized HAM (Handheld Amateur Radio) radio bands, while templateMask2(2) refers to an unnotched mask. The masks themselves depend upon the applicable standard being used (Applicable Standard). (R, W, Set-by-Create) (mandatory) (1 byte) + +**HAM Band Mask:** The transmit power spectral density mask code, used to avoid interference with HAM (Handheld Amateur Radio) radio bands by introducing power control (notching) in one or more of these bands. Amateur radio band notching is defined in the VDSL spectrum as follows: + +| Band | Start frequency | Stop frequency | +|-------|-----------------|-----------------------------------| +| 30 m | 1 810 kHz | 2 000 kHz | +| 40 m | 3 500 kHz | 3 800 kHz (ETSI); 4000 kHz (ANSI) | +| 80 m | 7 000 kHz | 7 100 kHz (ETSI); 7300 kHz (ANSI) | +| 160 m | 10 100 kHz | 10 150 kHz | + +Notching for each standard band can be enabled or disabled via this bit mask. Two custom notches may be specified. If customNotch1 is enabled, then both **Custom Notch 1 Start** and **Custom Notch 1 Stop** MUST be specified. If customNotch2 is enabled, then both **Custom Notch 2 Start** and **Custom Notch 2 Stop** MUST be specified. Valid bit values are defined as follows, all combinations are allowed: + +customNotch1(0) – custom (region-specific) notch +customNotch2(1) – custom (region-specific) notch +amateurBand30m(2) – amateur radio band notch +amateurBand40m(3) – amateur radio band notch +amateurBand80m(4) – amateur radio band notch +amateurBand160m(5) – amateur radio band notch + +(R, W, Set-by-Create) (mandatory) (1 byte) + +**Custom Notch 1 Start:** Specifies the start frequency, in kHz, of custom HAM (Handheld Amateur Radio) notch 1. This field MUST be less than or equal to **Custom Notch 1 Stop**. Valid range is 0 to 65 535 kHz. (R, W, Set-by-Create) (optional) (2 bytes) + +**Custom Notch 1 Stop:** Specifies the stop frequency, in kHz, of custom HAM (Handheld Amateur Radio) notch 1. This field MUST be greater than or equal to **Custom Notch 1 Start**. (R, W, Set-by-Create). Valid range is 0 to 65 535 kHz. (optional) (2 bytes) + +**Custom Notch 2 Start:** Specifies the start frequency, in kHz, of custom HAM (Handheld Amateur Radio) notch 2. This field MUST be less than or equal to **Custom Notch 2 Stop**. Valid range is 0 to 65 535 kHz. (R, W, Set-by-Create) (optional) (2 bytes) + +**Custom Notch 2 Stop:** Specifies the stop frequency, in kHz, of custom HAM (Handheld Amateur Radio) notch 2. This field MUST be greater than or equal to **Custom Notch 2 Start**. Valid range is 0 to 65 535 kHz. (R, W, Set-by-Create) (optional) (2 bytes) + +**Deployment Scenario:** The VDSL line deployment scenario. When using fttCab(1), the VTU-C is located in a street cabinet. When using fttEx(2), the VTU-C is located at the central office. Changes to this value will have no effect on the transceiver. (R, W, Set-by-Create) (mandatory) (1 byte) + +**ADSL Presence:** Indicates presence of ADSL service in the associated cable bundle/binder. none(1) indicates no ADSL service in the bundle, adslOverPots(2) indicates ADSL service over POTS is present in the bundle, adslOverISDN(3) indicates ADSL service over ISDN is present in the bundle. (R, W, Set-by-Create) (mandatory) (1 byte) + +**Applicable Standard:** The VDSL standard to be used for the line. ansi(1) indicates ANSI standard, etsi(2) indicates ETSI standard, itu(3) indicates ITU standard, other(4) indicates a standard other than the above. (R, W, Set-by-Create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### 7.3.89 VDSL VTU-O physical interface monitoring history data + +This managed entity contains the last completed 15-minute interval collected statistic data for a VDSL physical interface. + +Instances of this managed entity are created/deleted by the OLT after an instance of the Physical Path Termination Point VDSL UNI managed entity is created/deleted. + +The performance management of the physical interfaces used by VDSL shall be supported. Failure/notifications should include threshold alerts for unacceptable performance (error) rates. Performance data should include transmission counts of Errored Seconds (ES), Severely Errored Seconds (SES) and Unavailable Seconds (UAS). + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Loss of Framing Seconds:** Count of seconds during this interval that there was Loss of Framing. (R) (mandatory) (2 bytes) + +**Loss of Signal Seconds:** Count of seconds during this interval that there was Loss of Signal. (R) (mandatory) (2 bytes) + +**Loss of Power Seconds:** Count of seconds during this interval that there was Loss of Power. (R) (mandatory) (2 bytes) + +**Loss of Link Seconds:** Count of seconds during this interval that there was Loss of Link. (R) (mandatory) (2 bytes) + +**Errored Seconds:** Count of Errored Seconds during this interval. An Errored Second is a one-second interval containing one or more CRC anomalies, or one or more LOS or LOF defects. (R) (mandatory) (2 bytes) + +**Severely Errored Seconds:** Count of Severely Errored Seconds during this interval. (R) (mandatory) (2 bytes) + +**Unavailable Seconds:** Count of Unavailable Seconds during this interval. (R) (mandatory) (2 bytes) + +**Line Initializations:** Count of the line initialization attempts during this interval. This count includes both successful and failed attempts. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONU and OLT should know the event list used by this entity. The list of TCAs for this entity is given in Table 29. + +**Table 29/G.983.2 – Alarm list for VDSL VTU-O physical interface monitoring history data (reproduced from Table 12/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | LOFS | Exceeds threshold | 1 | +| 1 | LOSS | Exceeds threshold | 2 | +| 2 | LOLS | Exceeds threshold | 3 | +| 3 | LOPS | Exceeds threshold | 4 | +| 4 | ES | Exceeds threshold | 5 | +| 5 | LI | Exceeds threshold | 6 | +| 6 | SES | Exceeds threshold | 7 | +| 7 | UAS | Exceeds threshold | 8 | +| 8-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### **7.3.90 VDSL VTU-R physical interface monitoring history data** + +This managed entity contains the last completed 15-minute interval collected statistic data for a VDSL physical interface. + +Instances of this managed entity are created/deleted by the OLT after an instance of the Physical Path Termination Point VDSL UNI managed entity is created/deleted. + +The performance management of the physical interfaces used by VDSL shall be supported. Failure/notifications should include threshold alerts for unacceptable performance (error) rates. Performance data should include transmission counts of Errored Seconds (ES), Severely Errored Seconds (SES) and Unavailable Seconds (UAS). + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set by-create) (mandatory) (2 bytes) + +**Loss of Framing Seconds:** Count of seconds during this interval that there was Loss of Framing. (R) (mandatory) (2 bytes) + +**Loss of Signal Seconds:** Count of seconds during this interval that there was Loss of Signal. (R) (mandatory) (2 bytes) + +**Loss of Power Seconds:** Count of seconds during this interval that there was Loss of Power. (R) (mandatory) (2 bytes) + +**Loss of Link Seconds:** Count of seconds during this interval that there was Loss of Link. (R) (mandatory) (2 bytes) + +**Errored Seconds:** Count of Errored Seconds during this interval. An Errored Second is a one-second interval containing one or more CRC anomalies, or one or more LOS or LOF defects. (R) (mandatory) (2 bytes) + +**Severely Errored Seconds:** Count of Severely Errored Seconds during this interval. (R) (mandatory) (2 bytes) + +**Unavailable Seconds:** Count of Unavailable Seconds during this interval. (R) (mandatory) (2 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONU and OLT should know the event list used by this entity. The list of TCAs for this entity is given in Table 30. + +**Table 30/G.983.2 – Alarm list for VDSL VTU-R physical interface monitoring history data (reproduced from Table 13/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | LOFS | Exceeds threshold | 1 | +| 1 | LOSS | Exceeds threshold | 2 | +| 2 | LOLS | Exceeds threshold | 3 | +| 3 | LOPS | Exceeds threshold | 4 | +| 4 | ES | Exceeds threshold | 5 | +| 5 | SES | Exceeds threshold | 6 | +| 6 | UAS | Exceeds threshold | 7 | +| 7-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.91 VDSL VTU-O channel performance monitoring history data + +This managed entity contains the last completed 15-minute interval collected statistic data for both fast and slow VDSL channels, as seen from the VTU-O. + +Instances of this managed entity are created/deleted by the OLT after an instance of the Physical Path Termination Point VDSL UNI managed entity is created/deleted. + +#### Relationships + +One instance of this managed entity can exist for each instance of the Physical Path Termination Point VDSL UNI. + +#### Attributes + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last + +completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set by-create) (mandatory) (2 bytes) + +**Fast Channel Corrected Blocks:** This attribute is the count of all blocks received by the VTU-O with errors that were corrected on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Bad Blocks:** This attribute is the count of all blocks received by the VTU-O with uncorrectable errors on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Transmitted Blocks:** This attribute is the count of all blocks transmitted by the VTU-O on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Received Blocks:** This attribute is the count of all blocks received by the VTU-O on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Corrected Blocks:** This attribute is the count of all blocks received by the VTU-O with errors that were corrected on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Bad Blocks:** This attribute is the count of all blocks received by the VTU-O with uncorrectable errors on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Transmitted Blocks:** This attribute is the count of all blocks transmitted by the VTU-O on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Received Blocks:** This attribute is the count of all blocks received by the VTU-O on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONU and OLT should know the event list used by this entity. The list of TCAs for this entity is given in Table 31. + +**Table 31/G.983.2 – Alarm list for VDSL VTU-O channel performance monitoring history data (reproduced from Table 14/G.983.10)** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | FCCB | Exceeds threshold | 1 | +| 1 | FCBB | Exceeds threshold | 2 | +| 2 | SCCB | Exceeds threshold | 3 | +| 3 | SCBB | Exceeds threshold | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.92 VDSL VTU-R channel performance monitoring history data + +This managed entity contains the last completed 15-minute interval collected statistic data for both fast and slow VDSL channels, as seen from the VTU-R. + +Instances of this managed entity are created/deleted by the OLT after an instance of the Physical Path Termination Point VDSL UNI managed entity is created/deleted. + +#### *Relationships* + +One instance of this managed entity can exist for each instance of the Physical Path Termination Point VDSL UNI. + +#### *Attributes* + +**Managed Entity ID:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the physical position of the UNI. The first byte is the slot ID. The second byte is the port ID with a value range from 0x01 to 0xFF (1 to 255). (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set by-create) (mandatory) (2 bytes) + +**Fast Channel Corrected Blocks:** This attribute is the count of all blocks received by the VTU-R with errors that were corrected on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Bad Blocks:** This attribute is the count of all blocks received by the VTU-R with uncorrectable errors on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Transmitted Blocks:** This attribute is the count of all blocks transmitted by the VTU-R on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Fast Channel Received Blocks:** This attribute is the count of all blocks received by the VTU-R on the fast channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Corrected Blocks:** This attribute is the count of all blocks received by the VTU-R with errors that were corrected on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Bad Blocks:** This attribute is the count of all blocks received by the VTU-R with uncorrectable errors on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Transmitted Blocks:** This attribute is the count of all blocks transmitted by the VTU-R on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +**Slow Channel Received Blocks:** This attribute is the count of all blocks received by the VTU-R on the slow channel within the previous 15-minute interval. (R) (mandatory) (4 bytes) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Get Current Data:** Get the current value of one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. Both ONU and OLT should know the event list used by this entity. The list of TCAs for this entity is given in Table 32. + +**Table 32/G.983.2 – Alarm list for VDSL VTU-R channel performance monitoring history data (reproduced from Table 15/G.983.10)** + +| Number | Event | Description | Threshold Data Counter Number (Note) | +|---------|---------------------------------|------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | FCCB | Exceeds threshold | 1 | +| 1 | FCBB | Exceeds threshold | 2 | +| 2 | SCCB | Exceeds threshold | 3 | +| 3 | SCBB | Exceeds threshold | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.93 Video return path service profile + +#### *Relationships* + +One instance of this managed entity may exist for each ONU. It is created automatically by the ONU on startup, if the ONU implements this service. + +Please note that Annex A defines the transport methods required to support the video return path function. This includes providing a brief description of the relevant aspects of the two return path specifications supported (SCTE 55-1 [25] and 55-2 [26]). It also includes the formatting for carriage of the data over the B-PON data path. + +Appendix VI presents three transparent ways to support the video return channel over a B-PON or other access system. The transparent aspect of the video return path is given only for information since it does not impact B-PON standardization. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for the instance of this managed entity. This 2-byte number always has the value 0x00. (R) (mandatory) (2 bytes) + +**Administrative State:** This attribute is used to activate (unlock: value 0x00) and deactivate (lock: value 0x01) the functions performed by instances of this managed entity. Selection of a default value for this attribute is outside the scope of this Recommendation as it is normally handled through supplier-operator negotiations. (R, W) (mandatory) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**ARC:** This attribute is used to control alarm reporting from this managed entity. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**ARCInterval:** This attribute provides a provisionable length of time. See I.1.8 for a complete description. (R, W) (optional) (1 byte) + +**VRP Mode:** This attribute specifies which format is being used for the VRP. These are defined by code-points: + +0: Mode 1, SCTE 55-1 shall be used (256 kbit/s data rate, 62 byte PDUs, preceded by the unique word 0xCC CC CC 0). (mandatory) + +- 1: Mode 2, SCTE 55-2 shall be used (256 kbit/s data rate, 59 byte PDUs, preceded by the unique word 0xCC CC CC 0D). (optional) +- 2: Mode 2, SCTE 55-2 shall be used (1.544 Mbit/s data rate, 59 byte PDUs, preceded by the unique word 0xCC CC CC 0D). (mandatory) +- 3: Mode 2, SCTE 55-2 should be used (3.088 Mbit/s data rate, 59 byte PDUs, preceded by the unique word 0xCC CC CC 0D). (optional) + +4-255: Reserved. + +(R, W) (mandatory) (1 byte) + +**VRP Frequency lower bound:** This attribute reports the ONU VRP tuning range lower bound, in units of Hertz. (R) (mandatory) (4 bytes) + +**VRP Frequency upper bound:** This attribute reports the ONU VRP tuning range upper bound, in units of Hertz. (R) (mandatory) (4 bytes) + +**VRP Frequency used:** This attribute reports the ONU VRP tuner frequency currently in use, in units of Hertz. (R, W) (mandatory) (4 bytes) + +**Mode 1 Physical Layer Configuration Mode:** This attribute controls the physical layer configuration to be used in mode 1. The attribute is bit mapped, as follows: + +Bit 15: DQPSK mode. 0 = "Default Mode", 1 = "Alternate Mode" + +Bit 14-8: Reserved + +Bit 7: Randomizer Stage 6 preload + +Bit 6: Randomizer Stage 7 preload + +Bit 5: Randomizer Stage 8 preload + +Bit 4: Randomizer Stage 9 preload + +Bit 3: Randomizer Stage 10 preload + +Bit 2: Randomizer Stage 11 preload + +Bit 1: Randomizer Stage 12 preload + +Bit 0: Randomizer Stage 13 preload + +(R, W) (mandatory) (2 bytes) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The AVC list is given in Table 33. + +**Alarm:** This notification is used to notify the management system when a failure has been detected or cleared. Both ONT and OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 34. + +**Table 33/G.983.2 – AVC list for video return path service** + +| Number | Attribute value change | Description | +|--------|------------------------|----------------------------------| +| 1 | N/A | | +| 2 | OpState | Operational state of VRP Service | +| 3-16 | Reserved | | + +**Table 34/G.983.2 – Alarm list for video return path service** + +| Number | Event | Description | +|---------|------------------------|-----------------------------------------------------------------------------------------------------------------------------| +| 0 | Frequency Mismatch | Frequency set by OLT is outside the capabilities of this ONU, or a frequency that is not on the standardized frequency plan | +| 1-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.3.94 Video return path statistics + +#### *Relationships* + +One instance of this managed entity may exist for each ONU. It is created by the OLT. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for the instance of this managed entity. This 2-byte number always has the value 0x00. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the attribute counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. The attribute counters are updated at the end of the interval. (R) (mandatory) (1 byte) + +**Threshold DataB-PON ID:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Rx Total bursts:** This attribute reports the total number of bursts detected. (R) (optional) (4 bytes) + +**Rx Good bursts:** This attribute reports the number of bursts that were detected and received correctly. (R) (optional) (4 bytes) + +**Rx FEC corrected bursts:** This attribute reports the number of bursts that were detected with errors, but which were successfully corrected using FEC. (R) (optional) (4 bytes) + +**Rx Missed bursts:** This attribute reports the number of bursts that were detected, but that were not received correctly (e.g., errors that are FEC uncorrectable). (R) (optional) (4 bytes) + +**Rx Min Power:** This attribute reports the lowest power level of all bursts received in the current interval, in units of dBmV. (R) (optional) (1 byte) + +**Rx Max Power:** This attribute reports the highest power level of all bursts received in the current interval, in units of dBmV. (R) (optional) (1 byte) + +**Rx Current Power:** This attribute reports the power level of the latest burst received, in units of dBmV. (R) (mandatory) (optional) (1 byte) + +**Rx FEC corrected Symbols:** This attribute reports the number of symbols that were corrected through the use of FEC. It provides an indicator of the bit error rate of the link. (R) (optional) (4 bytes) + +#### Actions + +**Set:** Set one Threshold ID. + +**Get:** Get one or more attributes. + +**Get current data:** This action returns the current value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. Support of this action is optional. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a Threshold Crossing Alert (TCA) has been detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold by the actual counter; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the actual counters are reset to 0x00. The event list for this entity is given in Table 35. + +**Table 35/G.983.2 – Alarm list for video return path statistics** + +| Number | Event | Description | Threshold data counter number (Note) | +|---------|---------------------------------|---------------------------------------------|--------------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Rx Total bursts | Rx Total bursts threshold crossing | 1 | +| 1 | Rx Good bursts | Rx Good bursts threshold crossing | 2 | +| 2 | Rx FEC corrected bursts | Rx FEC corrected bursts threshold crossing | 3 | +| 3 | Rx Missed bursts | Rx Missed bursts threshold crossing | 4 | +| 4 | Rx Min Power | Rx Min Power threshold crossing | 5 | +| 5 | Rx Max Power | Rx Max Power threshold crossing | 6 | +| 6 | Rx Current Power | Rx Current Power threshold crossing | 7 | +| 7 | Rx FEC corrected Symbols | Rx FEC corrected Symbols threshold crossing | 8 | +| 8-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.3.95 802.1p mapper service profile + +This managed entity is used to associate the priorities of 802.1P priority tagged frames with a specific connection. Instances of this managed entity are created and deleted at the request of the OLT. + +#### *Relationships* + +One instance of this ME may be associated with zero or one instance of the PPTP UNI ME or the MAC bridge port configuration data ME. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. (R, Set-by-create) (mandatory) (2 bytes) + +**PPTP UNI Pointer:** An instance identifier of the PPTP UNI that is associated with this 802.1p Priority Queue Mapper, in the case of direct 802.1p mapping. In the case of combined Bridging-mapping, this pointer is not used, and its value is set to 0xFFFF. (R, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 0):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 000 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 1):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 001 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 2):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 010 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 3):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 011 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 4):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 100 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 5):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 101 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 6):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 110 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Interwork TP Pointer (for P-Bit priority 7):** This attribute represents a pointer to the Interworking Termination Point that is associated with P-Bit = 111 tagged frames. The value 0xFFFF is a null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Unmarked Frame Option:** This attribute indicates how the ONT should handle Untagged Ethernet frames received across the associated Ethernet interface. Valid values include the following: + +0: Convert from DSCP to 802.1p; + +1: Tag frame to a certain value. + +(R, W, Set-by-create) (mandatory) (1 byte) + +**DSCP to P-Bit Mapping:** This attribute is used in conjunction with the Unmarked Frame Option attribute. If unmarked frame option is 0, this attribute structure can be considered a bitmap that represents a sequence of 64 "3-bit" groupings. Each of the 64 groupings represents the possible value of the 6-bit DSCP field. Each of the "3-bit" groupings represents the "P-bit value" to which the associated DSCP value should be mapped. Once marked, the P-Bit marked frame will then be routed to the GEM Interwork Pointer as indicated by the P-Bit to Interwork Pointer mappings above. + +(R, W, Set-by-create) (mandatory) (24 bytes) + +**Default P-Bit Marking:** This attribute is used in conjunction with the Unmarked Frame Option attribute. If unmarked frame option is 1, this attribute contains the default P-Bit priority setting that will be applied to the frame. The P-Bit marked frame will then be routed to the GEM Interwork Pointer as indicated by the P-Bit to Interwork Pointer mappings above. + +(R, W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +None. + +### **7.3.96 OLTB-PON** + +This optional managed entity identifies the OLT to which an ONT is connected. + +The setting of this ME prompts the ONT to configure itself for operability with the OLT that has identified itself. If the OLT is operable with the ONT's default configuration then the setting of this ME is not required. + +An instance of this managed entity is automatically created by the ONT after initialization and setup to the ONT's current configuration. Immediately following the startup phase, the OLT sets the ONT to the desired configuration. + +#### *Relationships* + +One instance of this managed entity is contained in the instance of the ONT managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. There is only one instance and it has the number 0x0000. (R) (mandatory) (2 bytes) + +**OLT Vendor id:** This attribute identifies the OLT vendor that the ONT is interfacing with, and is the same format as the 4 most significant bytes of an ONT serial number as specified in ITU-T Rec. G.983.1. Upon autonomous instantiation, this attribute consists of all spaces. (R,W) (mandatory) (4 bytes) + +**Equipment ID:** This attribute may be used to identify the specific type of OLT. In North America, this may be used for the equipment CLEI code. The default value of all spaces shall be used when Equipment ID information is not available or applicable to the OLT being represented. Upon autonomous instantiation, this attribute consists of all spaces. (R,W) (mandatory) (20 bytes) + +**Version:** This attribute identifies the version of the OLT as defined by the vendor. The default value of a printable value of "0" shall be used when version information is not available or applicable to the OLT being represented. Upon autonomous instantiation, this attribute consists of all spaces. (R,W) (mandatory) (14 bytes) + +#### *Actions* + +**Set:** Set one or more attributes. + +**Get:** Get one or more attributes. + +#### *Notifications* + +None. + +### **7.3.97 Multicast interworking VCC termination point** + +An instance of this managed entity represents a point in the ONT where the interworking of a service (e.g., IP) or underlying physical infrastructure (e.g., Ethernet) takes place. At this point, a bit stream is reconstructed from ATM cells. + +Instances of this managed entity are created and deleted by the ONT on request of the OLT. + +#### *Establishment of connection* + +The multicast VCC TP is a special case of the ordinary VCC TP managed entity, whose purpose is specifically to manage the correspondence of IP multicast group addresses with the PON layer addresses. This is done via a new table attribute. The relationships that the ordinary VCC TP entity has would be maintained; however, the VP/VC network CTP would not reflect a normal connection per se, as the multicast VCC TP can represent many connections at once. So, the VP/VC network CTP object used in this case would not represent a circuit termination point, and would only be used to provide information on the traffic descriptors, priority queues, or performance management features. + +The related VP/VC network CTP, Service Profile, and AAL profile entities must be created first. The multicast interworking VCC TP is then created with references to these entities. + +#### *Modes of operation* + +The default multicast operation of the PON is where all the multicast content streams are placed in one PON layer connection. This connection is then specified in the first entry of the MulticastAddressTable as set by the OLT. The single entry also specifies an all-inclusive IP multicast address range (e.g., 224.0.0.0 to 239.255.255.255). The ONT then filters the traffic based on either Ethernet MAC addresses or IP addresses. The VP/VC Network CTP ME has the VPI/VCI that supports all the multicast connections. + +The optional multicast operation of the PON is where groups of one or more multicast content streams are carried over individual PON layer connections. In this case, the OLT sets as many table entries as desired for the multicasting control system. The ONT then filters the groups based on PON layer address. The ONT can also filter based on higher-layer addresses in a subsequent step. In this case, only one instance of VP/VC Network CTP ME is created by the request from OLT. Though this VP/VC Network CTP ME has only one VPI/VCI, ONT should regard this ME as the representative of those multicast VP/VC connections. Therefore, the traffic descriptors, priority queues, and performance management features for all the multicast connections are integrated into the VP/VC Network CTP ME. + +#### *Discovery of Multicast support* + +The OLT uses the multicast IW VCC TP entity as the means to discover the ONT's multicasting capability. This entity is mandatory if multicasting is supported by the ONT. Therefore, if the OLT + +attempts to create this entity on an ONT that does not support multicasting, the create command will fail. Furthermore, if the ONT does not support multiple multicasting groups, then the OLT's attempt to set multiple table entries will fail. The OLT will then have to make the necessary adjustments. + +#### *Relationships* + +One instance of this managed entity shall exist for each occurrence of transformation of ATM cells into a data stream where multicast interworking is desired. Note that the attributes "AAL Profile pointer" and "Service Profile pointer" imply relationships to these managed entities. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The value 0xFFFF is reserved. (R, Set-by-create) (mandatory) (2 bytes) + +**VCI Value:** This attribute is not used. (R, Set-by-create) (mandatory) (2 bytes) + +**VP/VCNetworkCTP Connectivity Pointer:** This attribute provides an instance identifier of the VP Network CTPB-PON or VC Network CTPB-PON that is associated with this Interworking VCC Termination Point. (R, Set-by-create) (mandatory) (2 bytes) + +**Interworking Option:** This attribute identifies the type of non-ATM function that is being interworked; the option can be MAC Bridge LAN (0x01), IP Router (0x03), or 802.1p mapper (0x05). (R, Set-by-create) (mandatory) (1 byte) + +**Service Profile Pointer:** This attribute provides the service profile type and a pointer to the instance of a service profile, such as the MAC Bridge Service Profile (if the interworking option = 0x01), IP Router Service Profile (if the interworking option = 0x03), or 802.1p mapper service profile (if interworking option = 0x05). (R, Set-by-create) (mandatory) (2 bytes) + +**AAL Profile Pointer:** This attribute provides the AAL profile type and a pointer to an instance of AAL Profile such as AAL 5 ProfileB-PON if the interworking option = 0x01, 0x03, 0x05. (R, Set-by-create) (mandatory) (2 bytes) + +**Interworking Termination Point pointer:** This attribute is set to 0x0000, and not used. (R, Set-by-create) (mandatory) (2 bytes) + +**AAL Loopback configuration:** This attribute is set to 0x0000 and not used. (R, W) (mandatory) (1 byte) + +**PPTP Counter:** This attribute represents the number of instances of PPTP managed entities associated with this instance of the Interworking VCC Termination Point managed entity. If only one instance of a PPTP managed entity is associated with this instance of the Interworking VCC Termination Point managed entity, this attribute is set to 0x01. If multiple instances of PPTP managed entities are associated with this instance of the Interworking VCC Termination Point managed entity, this attribute is set to 0xZZ, where ZZ represents the number of associated PPTP instances. (R) (optional) (1 byte) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**MulticastAddressTable:** This attribute contains the mapping of IP multicast addresses to PON layer addresses. One entry provides the VPI/Port-ID value (2 bytes, right justified), VCI/spare value (2 bytes), IP multicast address start (4 bytes), and IP multicast address stop (4 bytes). An OMCI set message can carry a maximum of 2 entries at the same time. The first four bytes of each entry is treated as the index of the list, and a Set to a particular (VPI/Port-ID – VCI/spare) value will overwrite any existing entry with the same first four bytes. If the last eight bytes of a Set command are all zero, then that entry will be deleted from the list, as all-zero IP addresses + +are not valid multicast addresses. (R, W) (mandatory for one entry, optional for multiple entries) (N \* 12 bytes, N is the number of entries in the list.) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. Latch a snapshot (i.e., copy) of the current MulticastAddressTable and respond with the size of data (4 bytes) that should be obtained using the Get next command. + +**Get Next:** Get the latched attribute values of the managed entity within the current snapshot. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify the attribute and its new value. The list of AVCs for this managed entity is given in Table 36a. + +**Alarm:** None. + +**Table 36a/G.983.2 – AVC list for interworking VCC termination point** + +| Number | Attribute value change | Description | +|--------|------------------------|---------------------------------------------------------| +| 1-9 | N/A | | +| 10 | OpState | Operational state of Interworking VCC Termination Point | +| 11-16 | Reserved | | + +**Table 36b/G.983.2 – Alarm list for interworking VCC termination point** + +| Number | Alarm | Description | +|---------|-------------------------------|--------------------------------------------------------------------------------------------------------------| +| 0 | End-to-end VC-AIS-LMIR | End-to-end VC-AIS receiving indication (optional) | +| 1 | End-to-end VC-RDI-LMIR | End-to-end VC-RDI receiving indication (optional) | +| 2 | End-to-end VC-AIS-LMIG | End-to-end VC-AIS generation indication (optional) | +| 3 | End-to-end VC-RDI-LMIG | End-to-end VC-RDI generation indication (optional) | +| 4 | Segment Loss of Continuity | Loss of continuity is detected when the Interworking VCC Termination Point is a segment end point (optional) | +| 5 | End-to-End Loss of Continuity | Loss of continuity is detected at the Interworking VCC Termination Point (optional) | +| 6 | CSA | Cell starvation alarm | +| 7-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +## 7.4 VP and VC MUX management + +### 7.4.1 VP Network CTPB-PON + +This managed entity is used to represent the termination of VP links on an ONT. An instance of the ATM VP Cross-Connection (i.e., VP MUX in ONT) managed entity may be used to relate two + +instances of the VP Network CTPB-PON managed entity for point-to-point cross-connection (multipoint cross-connection is for further study). + +Instances of the VP Network CTPB-PON managed entity will be created on demand of the OLT: + +- as a consequence of action "create" on the VP Network CTPB-PON managed entity, or +- as a consequence of action "create complete connection" on the ATM VP Cross-Connection managed entity. + +Instances of the VP Network CTPB-PON managed entity will be deleted on demand of the OLT: + +- as a consequence of action "delete" on the VP Network CTPB-PON managed entity, or +- as a consequence of action "delete complete connection" on the ATM VP Cross-Connection managed entity. + +Notice that a VP Network CTPB-PON can be deleted only when no ATM VP Cross-Connection or Interworking VCC Termination Point is associated with it. It is the responsibility of the OLT to make sure that the VP Network CTPB-PON meets this condition at the time when the OLT requests to delete it. + +Note that this managed entity aggregates connectivity functionality from the network view and alarms from the network element view as well as artefacts from trails. + +#### *Relationships* + +Zero or more instances of the VP Network CTPB-PON managed entity shall exist for each instance of the TC AdapterB-PON, PON TC Adapter or Interworking VCC Termination Point managed entity. + +Relationship to Priority QueueB-PON/Traffic Descriptor Profile Pointer: see attribute definition. + +Relationship to UPC Disagreement Monitoring History DataB-PON: one or zero implied in the managed entity id of UPC Disagreement Monitoring History DataB-PON. + +This managed entity is related to the ATM VP Cross-Connection managed entity through the Termination Point ANI/UNI side attributes of the ATM VP Cross-Connection managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all Network CTPB-PON MEs, of both VP and VC type. (R, Set-by-create) (mandatory) (2 bytes) + +**VPI Value:** This attribute identifies the VPI value associated with the VP link being terminated. This value must be unique over any ANI or UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**UNI/ANI Pointer:** This attribute associates the VP Network CTPB-PON with the ANI (i.e., PON interface) or a UNI. It points to the connected ANI/UNI instance id. + +NOTE – For the case using the multiplexing function of AAL 2 (i.e., multiple instances of UNI are associated with a VP Network CTPB-PON instance), this attribute is assigned a special value: + +0x00XX will be used for pseudo slotIDs; + +0xXX00 will be used for pseudo portIDs. + +Therefore, 0x0000 will be used only for integrated interfaces (integrated type of ONT) that support multiple AAL 2 functions. (R, Set-by-create) (mandatory) (2 bytes) + +**Direction:** This attribute specifies whether the VP link is used for UNI-to-ANI (value 0x01), ANI-to-UNI (value 0x02), or bidirectional (value 0x03) connection. (R, W, Set-by-create) (mandatory) (1 byte) + +**Priority Queue Pointer for downstream:** This attribute points to the instance of the Priority QueueB-PON used for this VP Network CTPB-PON in the downstream direction. Note that the value of this pointer is null when the VP Network CTPB-PON is at the ANI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Traffic Management Pointer for upstream:** This attribute points to the instance of the Priority QueueB-PON or T-CONT used for this VP Network CTPB-PON in the upstream direction. It is used when the UNI/ANI pointer indicates an ANI instance id. If the **Traffic Management Option** attribute in ONTB-PON is 0x00, then this pointer indicates the Priority Queue serving this VP CTP. If the **Traffic Management Option** attribute in ONTB-PON is 0x01, then this pointer indicates the T-CONT serving this VP CTP. (R, Set-by-create) (mandatory) (2 bytes) + +**Traffic Descriptor Profile Pointer:** This attribute serves as a pointer to the instance of the Traffic Descriptor Profile managed entity that contains the traffic parameters used for this VP Network CTPB-PON. This attribute is used when the **Traffic Management Option** attribute in ONTB-PON is 0x01. It applies to the UNI side VP Network CTPB-PON if UPC is used. In this case, this pointer points to a Traffic Descriptor managed entity. + +When traffic shaping is used, it applies to the ANI side VP Network CTPB-PON. In this case, this pointer points to a Traffic Descriptor Profile managed entity and the **Priority Queue Pointer for the upstream** attribute is null. (R, Set-by-create) (optional) (2 bytes) + +See also Appendix IV. + +**UNI Counter:** This attribute represents the number of instances of UNIB-PON managed entities associated with an instance of the VP Network CTPB-PON managed entity. If only one instance of a UNIB-PON managed entity is associated with an instance of the VP Network CTPB-PON managed entity, this attribute is set to 0x01. If multiple instances of UNIB-PON managed entities are associated with an instance of the VP Network CTPB-PON managed entity (i.e., in case of AAL 2 multiplexing), this attribute is set to 0xZZ, where ZZ represents the number of associated UNIB-PON instances. (R) (optional) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +**Set:** Set one or more attributes of this managed entity. + +#### *Notifications* + +**Alarm:** This notification is used to notify the management system for the ATM Layer Management Indication (LMI) when an alarm has been detected or cleared. The OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 37. See also Appendix III. + +**Table 37/G.983.2 – Alarm list for VP network CTPB-PON** + +| Number | Alarm | Description | +|---------|-------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| +| 0 | VP-AIS-LMIR | VP-AIS receiving indication (optional) | +| 1 | VP-RDI-LMIR | VP-RDI receiving indication (optional) | +| 2 | VP-AIS-LMIG | VP-AIS generation indication (optional) | +| 3 | VP-RDI-LMIG | VP-RDI generation indication (optional) | +| 4 | Segment Loss of Continuity | Loss of continuity is detected when the VP Network CTP B-PON is a segment end point (optional) | +| 5 | End-to-End Loss of Continuity | Loss of continuity is detected when the VP Network CTP B-PON supports an Interworking VCC Termination Point (optional) | +| 6-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.4.2 ATM VP cross-connection + +For point-to-point ATM VP Cross-Connections, this managed entity is used to represent the Cross-Connect relationship between two VP Network CTPB-PON. For multipoint ATM VP Cross-Connections, which are optional, the use of this managed entity is for further study. + +Instances of this managed entity shall be created and deleted by the OLT based on ATM connection set up. + +#### *Relationships* + +Zero or more instances of the ATM VP Cross-Connection managed entity shall exist for each instance of the ONTB-PON managed entity. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the instance identifier of the VP Network CTPB-PON at the ANI side of this ATM VP cross-connect. (R, Set-by-create) (mandatory) (2 bytes) + +**Termination Point ANI side:** This attribute identifies the instance of the VP Network CTPB-PON managed entity that represents the cross-connected VP Network CTPB-PONs on the ANI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Termination Point UNI side:** This attribute identifies the instance of the VP Network CTPB-PON managed entity that represents the cross-connected VP Network CTPB-PONs on the UNI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**Administrative State:** This attribute is used to "unlock" (value 0x00) and "lock" (value 0x01) the functions performed by instances of this managed entity. (R, W, Set-by-create) (mandatory) (1 byte) + +#### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Create complete connection:** Create two instances of the VP Network CTPB-PON managed entity (ANI-side and UNI-side) and one instance of the ATM VP Cross-Connection managed entity. + +**Delete complete connection:** Delete two instances of the VP Network CTPB-PON managed entity (ANI-side and UNI-side) and one instance of the ATM VP Cross-Connection managed entity. + +**Get:** Get attributes of this managed entity. + +**Get complete connection:** Get all attributes of a connection; this holds the attributes of two instances of the VP Network CTPB-PON managed entity (ANI-side and UNI-side) and the attributes of the corresponding ATM VP Cross-Connection managed entity. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The list of AVCs for this managed entity is given in Table 38. + +**Table 38/G.983.2 – AVC list for ATM VP cross-connection** + +| Number | AVC | Description | +|--------|----------|-------------------| +| 1 | N/A | | +| 2 | N/A | | +| 3 | OpState | Operational state | +| 4 | N/A | | +| 5-16 | Reserved | | + +### **7.4.3 VP PM history data** + +This managed entity is used to collect and report performance monitoring data associated with a VPC for the last completed 15-minute interval. The instances of this managed entity are created and deleted on request of the OLT. Note that these processes supersede the in-band PM OAM functions. + +#### *Relationships* + +Zero or more instances of this managed entity may exist for each instance of the VP Network CTPB-PON managed entity. If the instance is associated with the ANI-side VP CTP, then the performance of the downstream ATM flows is reported. If the instance is associated with the UNI-side VP CTP, then the performance of the upstream ATM flows is reported. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding VP Network CTPB-PON. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the actual counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Lost C=0+1 Cells:** This attribute measures background cell loss. It cannot distinguish between cells lost because of header bit errors, ATM-level header errors, cell policing, or buffer overflows. It records only loss of information independent of the priority of the cell. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Lost C = 0 Cells:** This attribute measures background cell loss. It cannot distinguish between cells lost because of header bit errors, ATM-level header errors, cell policing, or buffer overflows. It records only loss of high priority cells. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Misinserted Cells:** This attribute is used to measure occurrences of when a cell is misrouted to an active VP that is being monitored. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Transmitted C = 0 + 1 Cells:** This attribute provides a count of all cells that are originated at a monitored connection by the transmitting end point (i.e., backward reporting is assumed). (R) (mandatory) (5 bytes) + +**Transmitted C = 0 Cells:** This attribute provides a count of all high priority cells that are originated at a monitored connection by the transmitting end point (i.e., backward reporting is assumed). (R) (mandatory) (5 bytes) + +**Impaired Block:** This severely errored cell block counter will be incremented whenever one of the following events takes place: the number of misinserted cells exceeds $M_{\text{misinserted}}$ , the number of bipolar violations exceeds $M_{\text{errored}}$ , or the number of lost cells exceeds $M_{\text{lost}}$ . The values for $M_{\text{misinserted}}$ , $M_{\text{errored}}$ , and $M_{\text{lost}}$ are set based on vendor-operator negotiation. (R) (mandatory) (2 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the counters are reset to 0x00. Both ONT and OLT should know the event list used by this entity, given in Table 39. + +**Table 39/G.983.2 – Alarm list for VP PM history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Lost CLP=0+ 1 Cells | Exceeds threshold | 1 | +| 1 | Lost CLP=0 Cells | Exceeds threshold | 2 | +| 2 | Misinserted Cells | Exceeds threshold | 3 | +| 3 | Impaired Blocks | Exceeds threshold | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.4.4 VC network CTPB-PON + +This managed entity is used to represent the termination of VC links on an ONT. An instance of the ATM VC Cross-Connection (i.e., VC MUX in ONT) managed entity may be used to relate two instances of the VC Network CTPB-PON managed entity for point-to-point cross-connection (multipoint cross-connection is for further study). + +Instances of the VC Network CTPB-PON managed entity will be created on demand of the OLT: + +- as a consequence of action "create" on the VC Network CTPB-PON managed entity, or +- as a consequence of action "create complete connection" on the ATM VC Cross-Connection managed entity. + +Instances of the VC Network CTPB-PON managed entity will be deleted on demand of the OLT: + +- as a consequence of action "delete" on the VC Network CTPB-PON managed entity, or +- as a consequence of action "delete complete connection" on the ATM VC Cross-Connection managed entity. + +Notice that a VC Network CTPB-PON can be deleted only when no ATM VC Cross-Connection or Interworking VCC Termination Point is associated with it. It is the responsibility of the OLT to make sure that the VC Network CTPB-PON meets this condition at the time when the OLT requests to delete it. + +Note that this managed entity aggregates connectivity functionality from the network view and alarms from the network element view as well as artefacts from trails. + +#### *Relationships* + +Zero or more instances of the VC Network CTPB-PON managed entity shall exist for each instance of the TC AdapterB-PON, PON TC Adapter or Interworking VCC Termination Point managed entity. + +Relationship to Priority QueueB-PON /Traffic Descriptor Profile Pointer: see attribute definition. + +Relationship to UPC Disagreement Monitoring History DataB-PON: one or zero implied in the managed entity id of UPC Disagreement Monitoring History DataB-PON. + +This managed entity is related to the ATM VC Cross-Connection managed entity through the Termination Point ANI/UNI side attributes of the ATM VC Cross-Connection managed entity. + +#### Attributes + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all Network CTPB-PON MEs, of both VP and VC type. (R, Set-by-create) (mandatory) (2 bytes) + +**VPI Value:** This attribute identifies the VPI value associated with the VC link being terminated. (R, Set-by-create) (mandatory) (2 bytes) + +**VCI Value:** This attribute identifies the VCI value associated with the VC link being terminated. The combination of VPI and VCI values must be unique over any ANI or UNI. (R, Set-by-create) (mandatory) (2 bytes) + +**UNI/ANI Pointer:** This attribute associates the VC Network CTPB-PON with the ANI (i.e., PON interface) or a UNI. It points to the connected ANI/UNI instance id. + +NOTE – For the case using the multiplexing function of AAL 2 (i.e., multiple instances of UNI are associated with a VC Network CTPB-PON instance), this attribute is assigned a special value: + +- 0x00XX will be used for pseudo slotIDs; +- 0xXX00 will be used for pseudo portIDs. + +Therefore, 0x0000 will be used only for integrated interfaces (integrated type of ONT) that support multiple AAL 2 functions. (R, Set-by-create) (mandatory) (2 bytes) + +**Direction:** This attribute specifies whether the VC link is used for UNI-to-ANI (value 0x01), ANI to-UNI (value 0x02), or bidirectional (value 0x03) connection. (R, W, Set-by-create) (mandatory) (1 byte) + +**Priority Queue Pointer for downstream:** This attribute points to the instance of the Priority QueueB-PON used for this VC Network CTPB-PON in the downstream direction. Note that the value of this pointer is null when the VC Network CTPB-PON is at the ANI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Traffic management Pointer for upstream:** This attribute points to the instance of the Priority QueueB-PON or T-CONT used for this VC Network CTPB-PON in the upstream direction. It is used when the UNI/ANI pointer indicates an ANI instance id. If the **Traffic Management Option** attribute in ONTB-PON is 0x00, then this pointer indicates the Priority Queue serving this VC CTP. If the **Traffic Management Option** attribute in ONTB-PON is 0x01, then this pointer indicates the T-CONT serving this VC CTP. (R, Set-by-create) (mandatory) (2 bytes) + +**Traffic Descriptor Profile Pointer:** This attribute serves as a pointer to the instance of the Traffic Descriptor Profile managed entity that contains the traffic parameters used for this VC Network CTPB-PON. This attribute is used when the **Traffic Management Option** attribute in ONTB-PON is 0x01. It applies to the UNI side VC Network CTPB-PON if UPC is used. In this case, this pointer points to a Traffic Descriptor managed entity. + +When traffic shaping is used, it applies to the ANI side VC Network CTPB-PON. In this case, this pointer points to a Traffic Descriptor Profile managed entity and the **Priority Queue Pointer for the upstream** attribute is null. (R, Set-by-create) (optional) (2 bytes) + +See also Appendix IV. + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +**Set:** Set one or more attributes of this managed entity. + +#### Notifications + +**Alarm:** This notification is used to notify the management system for the ATM Layer Management Indication (LMI) when an alarm has been detected or cleared. The OLT should know the alarm list used by this entity. The alarm list for this entity is given in Table 40. See also Appendix III. Note that in the case where an Interworking VCC Termination Point ME is directly associated with this CTP, these alarms are suppressed on the CTP. + +**Table 40/G.983.2 – Alarm list for VC network CTPB-PON** + +| Number | Alarm | Description | +|---------|-------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| +| 0 | VC-AIS-LMIR | VC-AIS receiving indication (optional) | +| 1 | VC-RDI-LMIR | VC-RDI receiving indication (optional) | +| 2 | VC-AIS-LMIG | VC-AIS generation indication (optional) | +| 3 | VC-RDI-LMIG | VC-RDI generation indication (optional) | +| 4 | Segment Loss of Continuity | Loss of continuity is detected when the VC Network CTP B-PON is a segment end point (optional) | +| 5 | End-to-End Loss of Continuity | Loss of continuity is detected when the VC Network CTP B-PON supports an Interworking VCC Termination Point (optional) | +| 6-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.4.5 ATM VC cross-connection + +For point-to-point ATM VC Cross-Connections, this managed entity is used to represent the cross-connect relationship between two VC Network CTPB-PONs. For multipoint ATM VC Cross-Connections, which are optional, the use of this managed entity is for further study. + +Instances of this managed entity shall be created and deleted by the OLT based on ATM connection set up. + +#### Relationships + +Zero or more instances of the ATM VC Cross-Connection managed entity shall exist for each instance of the ONTB-PON managed entity. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is directly associated with the instance identifier of the VC Network CTPB-PON at the ANI side of this ATM VC cross-connect. (R, Set-by-create) (mandatory) (2 bytes) + +**Termination Point ANI side:** This attribute identifies the instance of the VC Network CTPB-PON managed entity that represents the cross-connected VC Network CTPB-PONs on the ANI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Termination Point UNI side:** This attribute identifies the instance of the VC Network CTPB-PON managed entity that represents the cross-connected VC Network CTPB-PONs on the UNI side. (R, Set-by-create) (mandatory) (2 bytes) + +**Operational State:** This attribute indicates whether or not this managed entity is capable of performing its task. The operational state reflects the perceived ability to receive or to generate a valid signal. Valid values are enabled (0x00) and disabled (0x01). (R) (optional) (1 byte) + +**Administrative State:** This attribute is used to "unlock" (value 0x00) and "lock" (value 0x01) the functions performed by instances of this managed entity. (R, W, Set-by-create) (mandatory) (1 byte) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Create complete connection:** Create two instances of the VC Network CTPB-PON managed entity (ANI-side and UNI-side) and one instance of the ATM VC Cross-Connection managed entity. + +**Delete complete connection:** Delete two instances of the VC Network CTPB-PON managed entity (ANI-side and UNI-side) and one instance of the ATM VC Cross-Connection managed entity. + +**Get:** Get attributes of this managed entity. + +**Get complete connection:** Get all attributes of a connection; this holds the attributes of two instances of the VC Network CTPB-PON managed entity (ANI-side and UNI-side) and the attributes of the corresponding ATM VC Cross-Connection managed entity. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute value change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. The list of AVCs for this managed entity is given in Table 41. + +**Table 41/G.983.2 – AVC list for ATM VC cross-connection** + +| Number | AVC | Description | +|--------|----------|-------------------| +| 1 | N/A | | +| 2 | N/A | | +| 3 | OpState | Operational state | +| 4 | N/A | | +| 5-16 | Reserved | | + +### 7.4.6 VC PM history data + +This managed entity is used to collect and report performance monitoring data associated with a VCC for the last completed 15-minute interval. The instances of this managed entity are created and deleted on request of the OLT. Note that these processes supercede the in-band PM OAM functions. + +#### Relationships + +Zero or more instances of this managed entity may exist for each instance of the VC Network CTPB-PON managed entity. If the instance is associated with the ANI-side VP CTP, then the performance of the downstream ATM flows is reported. If the instance is associated with the UNI-side VP CTP, then the performance of the upstream ATM flows is reported. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding VC Network CTPB-PON. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recently finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the actual counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute is set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Lost C = 0 + 1 Cells:** This attribute measures background cell loss. It cannot distinguish between cells lost because of header bit errors, ATM-level header errors, cell policing, or buffer overflows. It records only loss of information independent of the priority of the cell. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Lost C = 0 Cells:** This attribute measures background cell loss. It cannot distinguish between cells lost because of header bit errors, ATM-level header errors, cell policing, or buffer overflows. It records only loss of high priority cells. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Misinserted Cells:** This attribute is used to measure occurrences of when a cell is misrouted to an active VC that is being monitored. If the actual counter saturates, it remains on its maximum value. (R) (mandatory) (2 bytes) + +**Transmitted C = 0 + 1 Cells:** This attribute provides a count of all cells that are originated at a monitored connection by the transmitting end point (i.e., backward reporting is assumed). (R) (mandatory) (5 bytes) + +**Transmitted C = 0 Cells:** This attribute provides a count of all high priority cells that are originated at a monitored connection by the transmitting end point (i.e., backward reporting is assumed). (R) (mandatory) (5 bytes) + +**Impaired Block:** This severely errored cell block counter will be incremented whenever one of the following events takes place: the number of misinserted cells exceeds $M_{\text{misinserted}}$ , the number of bipolar violations exceeds $M_{\text{errored}}$ , or the number of lost cells exceeds $M_{\text{lost}}$ . The values for $M_{\text{misinserted}}$ , $M_{\text{errored}}$ , and $M_{\text{lost}}$ are set based on vendor-operator negotiation. (R) (mandatory) (2 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the counters are reset to 0x00. Both ONT and OLT should know the event list used by this entity, given in Table 42. + +**Table 42/G.983.2 – Alarm list for VC PM history data** + +| Number | Event | Description | Threshold data counter # (Note) | +|---------|---------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Lost CLP=0+ 1 Cells | Exceeds threshold | 1 | +| 1 | Lost CLP=0 Cells | Exceeds threshold | 2 | +| 2 | Misinserted Cells | Exceeds threshold | 3 | +| 3 | Impaired Blocks | Exceeds threshold | 4 | +| 4-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold DataB-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +## 7.5 Traffic management + +### 7.5.1 Priority QueueB-PON + +This managed entity specifies the priority queue in the ONT that is used for the VP Network CTPB-PON. All the Priority Queues used for the upstream traffic are created by the ONT after initialization. All the Priority Queues used for the downstream traffic are created/deleted by the ONT after the creation/deletion of the Subscriber Line Card. + +The following assumption is made in order to simplify the queue management: the maximum number of priority queues supported by an ONT, Subscriber Line Card or PON IF Line Card is 32 (the maximum number is 256 in the case of DBA support). If *N* priority queues reside in the ONT, the Subscriber Line Card or PON IF Line Card, *N* Priority QueueB-PON managed entities will be automatically created by the ONT following the creation of the related equipment. Note that the OLT will find all the queues by reading the Priority QueueB-PON managed entity instances. If the OLT tries to retrieve a non-existing Priority QueueB-PON, this will be indicated in the response from the ONT to the OLT. + +One or more Priority Queue should be created in the PON IF Linecard in order to guarantee the backward compatibility with the G.983.2 ONT. + +See also Appendix IV. + +Priority queues can exist in the ONT core and subscriber line cards as well as PON IF Line Cards. Therefore the managed entity id definition is extended for DBA applications. + +In order to have a flexible connection and configuration between the priority queues and Traffic Schedulers and T-CONT buffers new attributes are added for DBA applications. + +#### Relationships + +One or more instances of this managed entity shall be contained in the ONTB-PON managed entity to model the upstream direction if the **Traffic Management Option** attribute in ONT is 0x00. + +One or more instances of this managed entity shall be associated with the Subscriber Line Card managed entity as downstream Priority QueueB-PON. + +#### Attributes + +**Managed Entity id:** Non-DBA definition: This attribute provides a unique number for each instance of this managed entity. The first byte is the slot id of the Subscriber Line Card or PON IF card with which this queue is associated. The second byte is the priority of this queue (0x00 indicates the highest priority, and 0x1F (31) the lowest). + +**DBA definition:** This attribute provides a unique number for each instance of this managed entity. The first byte is the slot id of the Subscriber Line Card or PON IF card with which this queue is associated. For integrated Subscriber Line/PON IF interfaces, this byte can be associated with "pseudo" slot ids 0x00, 0x80 (128), respectively. If the ONT has upstream priority queues that are not associated with the PON IF card at the creation of this instance, the first byte of this priority queue is 0xFF. The second byte is the priority of this queue (0x00 indicates the highest priority, and 0xFF (255) the lowest). The second byte is numbered by the ONT itself. + +In either definition, the priority rank of the queues applies on a per-port or per-T-CONT basis. Congestion on one port or T-CONT will not block traffic being delivered to other ports or T-CONTs. (R) (mandatory) (2 bytes) + +**Queue Configuration Option:** This attribute identifies the buffer-partitioning policy. The value of 0x01 means that all the queues share one buffer size of Maximum Queue Size and the value 0x00 means that each queue uses its individual buffer size of Maximum Queue Size. (R) (mandatory) (1 byte) + +**Maximum Queue Size:** This attribute specifies the maximum size of the queue. (R) (mandatory) (2 bytes) + +**Allocated Queue Size:** This attribute identifies the allocated size of this queue. (R, W) (mandatory) (2 bytes) + +**Discard-cell-counter reset interval:** This attribute represents the interval in milliseconds at which the counter resets itself. (R, W) (optional) (2 bytes) + +**Threshold value for discarded cells due to buffer overflow:** The threshold for the number of cells discarded on this queue due to buffer overflow. (R, W) (optional) (2 bytes) + +**Back Pressure Operation:** This attribute is used to activate (enable: value 0x00) or deactivate (disable: value 0x01) the functions of Back Pressure operation. Default value is 0x00. (R, W) (mandatory if Back Pressure supported) (2 bytes) + +**Back Pressure Time:** This attribute indicates the time duration in which the customer terminal temporarily suspends sending data. This attribute presents the duration in microseconds. This attribute can be used as a pause time for Ether UNI. Values: 0x00000000 to 0xFFFFFFFF. Upon autonomous instantiation, the value 0x00000000 is used. (R, W) (mandatory if Back Pressure supported) (4 bytes) + +**Back Pressure occur Queue Threshold:** This attribute identifies the threshold size of this queue to start sending Back Pressure signal. (R, W) (mandatory if Back Pressure supported) (2 bytes) + +**Back Pressure clear Queue Threshold:** This attribute identifies the threshold size of this queue to stop sending Back Pressure signal. (R, W) (mandatory if Back Pressure supported) (2 bytes) + +**T-CONT buffer pointer:** This attribute represents the T-CONT buffer instance that is directly associated with this priority queue. Upon autonomous instantiation this attribute consists of the 0x8000, 0x8100 or 0xYY00. 0xYY is the first byte of this Managed Entity id. (The default value should be decided in consideration of the backward compatibility.) It is used when this priority + +queue is contained by a T-CONT buffer directly, this pointer is null (0x0000) otherwise. (R, W) (mandatory if DBA supported) (2 bytes) + +**Traffic Scheduler pointer:** This attribute represents the Traffic Scheduler instance that is directly associated with this priority queue. Upon autonomous instantiation this attribute is null (0x0000). This pointer is used when this priority queue is connected with a Traffic Scheduler. (R, W) (mandatory if DBA supported) (2 bytes) + +**Weight:** This attribute represents weight for WRR. This weight is used by the Traffic Scheduler or T-CONT buffer (whose Policy is WRR) indicated by the Traffic Scheduler pointer or T-CONT buffer pointer, if present. Upon autonomous instantiation this attribute consists of the 0x01. (R, W) (mandatory if DBA supported) (1 byte) + +#### Actions + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### Notifications + +**Attribute Value Change:** This notification is used to report autonomous changes to the attributes of this managed entity. The notification shall identify the attribute that changed and its new value. + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) has been detected or cleared. Both ONT and OLT should know the event coding used by this entity. The event list for this entity is given in Table 43. + +**Table 43/G.983.2 – Alarm list for Priority QueueB-PON** + +| Number | Alarm | Description | +|---------|---------------------------------|------------------------| +| | Threshold Crossing Alert | | +| 0 | Cell loss | Exceeds threshold | +| 1-223 | Reserved | | +| 224-239 | Vendor-specific alarms | Not to be standardized | + +### 7.5.2 Traffic descriptors + +ATM transfer capabilities (ATCs) are defined in ITU-T Rec. I.371 [7]. These are Deterministic Bit Rate (DBR), Statistical Bit Rate (SBR), ATM Block Transfer with Delayed Transmission (ABT/DT), ATM Block Transfer with Immediate Transmission (ABT/IT), Available Bit Rate (ABR), and Guaranteed Frame Rate (GFR). + +[B-9] has defined analogous Service Categories. These are Constant Bit Rate (CBR), Real-time Variable Bit Rate (rt-VBR), Non-Real-Time VBR (nrt-VBR), Unspecified Bit Rate (UBR), Available Bit Rate (ABR), and Guaranteed Frame Rate (GFR). + +Both the ITU-T SBR ATC and the ATM Forum VBR service categories may be further subdivided into 3 categories. These are taken to be separate ATCs or Service Categories and are designated by adding the numeral 1, 2, or 3 to the VBR or SBR acronym. For VBR1 and SBR1, the cell loss ratio (CLR) performance objective is applied to the aggregate traffic in the connection. For VBR2 and SBR2, the CLR objectives are applied only to cells with the cell loss priority (CLP) bit set to 0x00, and there is no tagging of cells. For VBR3 and SBR3, the CLR objective is applied only to cells with the cell loss priority (CLP) bit set to 0x00, and there is tagging of cells. + +The plausible approximate correspondence among ITU-T ATC and the service categories in [B-9] is shown in Table 44. + +**Table 44/G.983.2 – Traffic descriptors** + +| ITU | [B-9] | Traffic descriptor in G.983.2 | +|------------------|-------|-------------------------------| +| DBR [1] | CBR | CBR/DBR Traffic Descriptor | +| DBR [U] | UBR | UBR Traffic Descriptor | +| SBR1 [2] | VBR1 | SBR1/VBR1 Traffic Descriptor | +| SBR2 [1]/[3] | VBR2 | SBR2/VBR2 Traffic Descriptor | +| SBR3 [3] | VBR3 | SBR3/VBR3 Traffic Descriptor | +| ABR | ABR | ABR Traffic Descriptor | +| GFR | GFR | GFR Traffic Descriptor | +| ABT/DT
ABT/IT | | ABT/DT/IT Traffic Descriptor | + +The attribute value units used in the Traffic Descriptors in the following clauses are identical to the ones defined in ITU-T Rec. I.751 [9]. See also References [12] and [7] for a full discussion of traffic attributes. + +Note carefully that all the traffic descriptor managed entities in an ONT must have a unique number, regardless of type. + +#### 7.5.2.1 DBR/CBR traffic descriptor + +This managed entity specifies traffic and QoS parameters for upstream DBR/CBR virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x00 is used for DBR/CBR. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-Create) (mandatory) (2 bytes) + +**CLR:** Maximum permissible Cell Loss Ratio for the CLP = 0 + 1 traffic flow. (R, Set-by-create) (mandatory) (2 bytes) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### 7.5.2.2 UBR traffic descriptor + +This managed entity specifies traffic and QoS parameters for upstream UBR virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x01 is used for UBR/DBR[U]. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### 7.5.2.3 SBR1/VBR1 traffic descriptor + +This managed entity specifies traffic and QoS parameters for upstream SBR1/VBR1 virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### Relationships + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### Attributes + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x02 is used for SBR1, value 0x03 is used for Real-time VBR1, and value 0x04 is used for Non Real-time VBR1. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Sustainable Cell Rate:** Sustainable Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Maximum Burst Size:** Maximum Burst Size for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the SCR:** Cell Delay Variation Tolerance in relation to the SCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**CLR:** Maximum permissible Cell Loss Ratio for the CLP = 0 + 1 traffic flow. (R, Set-by-create) (mandatory) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### Notifications + +None. + +#### 7.5.2.4 SBR2/VBR2 traffic descriptor + +This managed entity specifies traffic and QoS parameters for upstream SBR2/VBR2 virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x05 is used for SBR2, value 0x06 is used for real-time VBR2, and value 0x07 is used for non-real-time VBR2. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Sustainable Cell Rate:** Sustainable Cell Rate for the CLP = 0 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Maximum Burst Size:** Maximum Burst Size for the CLP = 0 traffic flow. Unit is an integer number of cells. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the SCR:** Cell Delay Variation Tolerance in relation to the SCR for the CLP = 0 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**CLR:** Maximum permissible Cell Loss Ratio for the CLP = 0 traffic flow. (R, Set-by-create) (mandatory) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### **7.5.2.5 SBR3/VBR3 traffic descriptor** + +This managed entity specifies traffic and QoS parameters for upstream SBR3/VBR3 virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### Relationships + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### Attributes + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x08 is used for SBR3, value 0x09 is used for real-time VBR3, and value 0x0A is used for non-real-time VBR3. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Sustainable Cell Rate:** Sustainable Cell Rate for the CLP = 0 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Maximum Burst Size:** Maximum Burst Size for the CLP = 0 traffic flow. Unit is an integer number of cells. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the SCR:** Cell Delay Variation Tolerance in relation to the SCR for the CLP = 0 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**CLR:** Maximum permissible Cell Loss Ratio for the CLP = 0 traffic flow. (R, Set-by-create) (mandatory) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### Notifications + +None. + +#### 7.5.2.6 ABR traffic descriptor + +This managed entity specifies traffic and QoS parameters for upstream ABR virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### Relationships + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON managed entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### Attributes + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x0B is used for ABR. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Minimum Cell Rate:** Minimum Cell Rate for the CLP = 0 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Initial Cell Rate:** Rate at which a source should send initially and after an idle period. The unit is an integer number of cells/second. The value must not exceed PCR and is usually lower. (R, Set-by-create) (optional) (4 bytes) + +**Transient Buffer Exposure:** These parameters are required for ABR traffic. (R, Set-by-create) (optional) (2 bytes) + +**Rate Decrease Factor:** Controls the rate decrease that occurs when backward RM cells with CI = 1 are received. Allowed values are $1/2^k$ , with k between 0 and 15. The coding of the attribute is according to the value of k. (R, Set-by-create) (optional) (1 byte) + +**Rate Increase Factor:** Controls the rate increase that occurs when a backward RM cell is received with CI = 0 and NI = 0. Allowed values are $1/2^k$ , with k between 0 and 15. The coding of the attribute is according to the value of k. (R, Set-by-create) (optional) (1 byte) + +**Fixed Round Trip Time:** The sum of the fixed and propagation delays (in ms) from the source to the destination and back. (R, Set-by-create) (optional) (2 bytes) + +**Number RM:** The maximum number of data cells a source may send for each forward RM cell. Allowed values are $2^k$ , where k is used as the code and is between 1 and 8. (R, Set-by-create) (optional) (1 byte) + +**Time RM:** Upper bound on the time (in ms) between forward RM cells for an active source. Allowed values are computed as $100/2^k$ , where k is used as the code and is between 0 and 7. The default is k = 0. (R, Set-by-create) (optional) (1 byte) + +**Cut-off Decrease Factor:** Controls the rate decreases associated with lost or delayed backward RM cells. Allowed values are: $1/2^6$ (value 0x07), $1/2^5$ (value 0x06), $1/2^4$ (value 0x05), $1/2^3$ (value 0x04), $1/2^2$ (value 0x03), $1/2$ (value 0x02), 0x01 (value 0x01) and 0x00 (value 0). (R, Set-by-create) (optional) (1 byte) + +**ACR Decrease Time Factor:** Time permitted between sending RM cells before the rate decreases to ICR. The range is from 10 ms to 10.23 s in increments of milliseconds. (R, Set-by-create) (optional) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### **7.5.2.7 ABT/DT/IT traffic descriptor** + +This managed entity specifies traffic and QoS parameters for upstream ABT/DT/IT virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON managed entities through its pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x0C is used for ABT/DT; value 0x0D is used for ABT/IT. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Sustainable Cell Rate:** Sustainable Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (optional) (4 bytes) + +**Maximum Burst Size:** Maximum Burst Size for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells. (R, Set-by-create) (optional) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the SCR:** Cell Delay Variation Tolerance in relation to the SCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (optional) (2 bytes) + +**Number RM:** The maximum number of data cells a source may send for each forward RM cell. Allowed values are $2^k$ , where k is used as the code and is between 0x01 and 0x08. (R, Set-by-create) (optional) (1 byte) + +**Time RM:** Upper bound on the time between forward RM cells for an active source. Allowed values are computed as $100/2^k$ , where k is used as the code and is between 0x00 and 0x07. The default is $k = 0$ . (R, Set-by-create) (optional) (1 byte) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### **7.5.2.8 GFR traffic descriptor** + +This managed entity specifies traffic and QoS parameters for upstream GFR virtual path connections. + +Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. + +Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON managed entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x0E is used for GFR. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Sustainable Cell Rate:** Sustainable Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (optional) (4 bytes) + +**Maximum Burst Size:** Maximum Burst Size for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells. (R, Set-by-create) (optional) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**Cell Delay Variation Tolerance in relation to the SCR:** Cell Delay Variation Tolerance in relation to the SCR for the CLP = 0 traffic flow. Unit is in microseconds. (R, Set-by-create) (optional) (2 bytes) + +**Maximum Frame size:** Maximum Frame size for GFR traffic. Unit is an integer number of cells. (R, Set-by-create) (optional) (2 bytes) + +**Minimum Cell Rate:** Minimum Cell Rate for the CLP = 0 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +#### **7.5.2.9 UBR+ traffic descriptor** + +This managed entity specifies traffic and QoS parameters for upstream UBR+ virtual path connections. Instances of this managed entity are created and deleted by the OLT. + +##### *Relationships* + +Zero or more instances of this managed entity may be contained in an instance of an ONTB-PON managed entity. Each instance of this entity may be related to zero or more instances of VP Network CTPB-PON managed entities through their pointer attribute: Traffic Descriptor Profile Pointer. + +##### *Attributes* + +**Managed Entity id:** This attribute provides a number for each instance of this managed entity that is unique over all the traffic descriptors regardless of type. (R, Set-by-create) (mandatory) (2 bytes) + +**Service Category/ATC:** Value 0x0F is used for UBR+ [U]. (R, Set-by-create) (mandatory) (1 byte) + +**Peak Cell Rate:** Peak Cell Rate for the CLP = 0 + 1 traffic flow. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Minimum Cell Rate:** Minimum guaranteed cell rate. Unit is an integer number of cells/second. (R, Set-by-create) (mandatory) (4 bytes) + +**Cell Delay Variation Tolerance in relation to the PCR:** Cell Delay Variation Tolerance in relation to the PCR for the CLP = 0 + 1 traffic flow. Unit is in microseconds. (R, Set-by-create) (mandatory) (2 bytes) + +**FrameDiscard:** This boolean attribute allows the indication of frame-aware handling. If set to 'false', no special handling is requested. If set to 'true', then the ONU is requested to treat data for this connection as frames (e.g., AAL 5 CPCS\_PDUs) rather than as individual cells. The treatment must be on a per-VC basis. While the precise implementation is equipment-specific, this treatment may for example, involve discarding entire frames during congestion, rather than a few cells from many frames. (R, W, Set-by-create) (optional) (1 byte) + +##### *Actions* + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +##### *Notifications* + +None. + +### **7.5.3 This clause intentionally left blank** + +### **7.5.4 UPC Disagreement Monitoring History DataB-PON** + +An instance of this managed entity is used to collect and report the last completed 15-minute interval data associated with UPC Disagreement Monitoring functions performed by the ONT on individual VP Network CTPB-PON or VC Network CTPB-PON managed entities in ONTB-PON. The instances of this managed entity are created and deleted by the OLT. + +#### *Relationships* + +One instance of this managed entity may exist for each instance of a VP Network CTPB-PON or VC Network CTPB-PON managed entity instantiated at the UNI side. + +#### *Attributes* + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. The assigned number is the same as the Managed Entity id of the corresponding VP Network CTPB-PON or VC Network CTPB-PON. (R, Set-by-create) (mandatory) (2 bytes) + +**Interval End Time:** This attribute identifies the most recent finished 15-minute interval. It is a cyclic counter (modulo 0xFF (256)) that is incremented each time a new interval is finished and the actual counters are updated. The value of this attribute is 0x00 during the first 15-minute interval that starts with the reception of the "synchronize time" action. The value is 0x01 during the first period after this, and so on. If this managed entity is created after the reception of the "synchronize time" action, the value of this attribute set equal to the number of the last completed interval. The actual counters of this managed entity start counting directly. (R) (mandatory) (1 byte) + +**Threshold DataB-PON id:** This attribute provides a pointer to an instance of the Threshold DataB-PON managed entity that contains the threshold values for the performance monitoring data collected by this managed entity. The value 0x0000 is interpreted as a Null pointer. (R, W, Set-by-create) (mandatory) (2 bytes) + +**Discarded Cells due to UPC:** This attribute provides a raw, thresholded count of the number of discarded cells due to combined CLP = 0 and CLP = 1 UPC policing. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Discarded CLP = 0 Cells due to UPC:** This attribute provides a raw, thresholded count of the number of discarded CLP = 0 cells due to CLP = 0 only UPC policing. This counter is only present if CLP = 0 traffic is separately policed. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Tagged CLP = 0 Cells:** This attribute provides a raw, unthresholded count of the number of cells that have been tagged. If the actual counter saturates, it remains on its maximum value. Default value is 0x00. (R) (mandatory) (2 bytes) + +**Successfully Passed Cells:** This attribute provides a raw, unthresholded count of the number of cells that have been passed by the combined CLP=0+1 UPC policing. (R) (mandatory) (5 bytes) + +**Successfully Passed CLP = 0 Cells:** This attribute provides a raw, unthresholded count of the number of high priority cells that have been passed by the CLP=0 UPC policing. (R) (mandatory) (5 bytes) + +#### Actions + +**Create:** Create an instance of this managed entity. + +**Delete:** Delete an instance of this managed entity. + +**Get:** Get one or more attributes of this managed entity. + +**Set:** Set one or more attributes of this managed entity. + +**Get current data:** This action returns the *current* value of one or more actual counters associated with performance monitoring attributes and the value of the Interval End Time attribute representing the interval in which the request is made. The values in the specific counters are reset at the end of the interval. + +NOTE – "Get" returns the statistical data stored in the attribute values; "Get current data" returns the real-time value of the actual counters associated with those attributes. + +Support of this action is optional. + +#### Notifications + +**Threshold Crossing Alert:** This notification is used to notify the management system when a threshold crossing alert (TCA) is detected or cleared. The TCA change notification "on" will be sent at the crossing of the threshold; the TCA change notification "off" will be sent at the end of the 15-min period since that is when the counters are reset to 0x00. Both ONT and OLT should know the alarm list used by this entity, given in Table 45. + +**Table 45/G.983.2 – Alarm list for UPC disagreement monitoring history data B-PON** + +| Number | Alarm | Description | Threshold data counter # (Note) | +|---------|------------------------------------|------------------------|---------------------------------| +| | Threshold Crossing Alert | | | +| 0 | Discarded Cells due to UPC | Exceeds threshold | 1 | +| 1 | Discarded CLP = 0 Cells due to UPC | Exceeds threshold | 2 | +| 2-223 | Reserved | | | +| 224-239 | Vendor-specific alarms | Not to be standardized | | + +NOTE – This numbering is used with the associated Threshold Data B-PON managed entity. Threshold Data counter 1 indicates the 1st thresholded counter, etc. + +### 7.5.5 Traffic scheduler + +An instance of this managed entity represents a logical object of some Traffic Scheduler to control upstream ATM cells. A Traffic Scheduler can accommodate ATM cells after priority queue or other Traffic Scheduler and transfer ATM cells toward the next Traffic Scheduler or T-CONT buffer. + +#### Relationships + +Zero or more instances of this managed entity are contained in an instance of the ONT managed entity. + +#### Attributes + +**Managed Entity id:** This attribute provides a unique number for each instance of this managed entity. This 2-byte number is associated with the physical capability that realizes the Traffic + +Scheduler. The first byte is the slot id of the PON IF card with which this Traffic Scheduler is associated. For integrated PON IF interfaces, this byte can be associated with "pseudo" slot id 0x80 (128). If the ONT has Traffic Schedulers that are not associated with the PON IF card at the creation of this instance, the first byte of this Traffic Scheduler is 0xFF. The second byte is the Traffic Scheduler id that is numbered by the ONT itself. The Traffic Scheduler id is numbered in ascending order with the range of 0x00 to 0xFF in each PON-IF Line Card or ONT core. (R) (mandatory) (2 bytes) + +**T-CONT Buffer pointer:** This attribute represents the T-CONT Buffer instance that is directly associated with this Traffic Scheduler. Upon autonomous instantiation this attribute consists of the 0x8000, 0x8100 or 0xYY00. 0xYY is the first byte of this Managed Entity ID. (The default value should be decided in consideration of the backward compatibility.) This pointer is used when this Traffic Scheduler is contained by the T-CONT buffer directly, it is null (0x0000) otherwise. (R) (mandatory) (2 bytes) + +**Traffic Scheduler pointer:** This attribute represents the Traffic Scheduler instance that serves this Traffic Scheduler. Upon autonomous instantiation this attribute is null (0x0000). This pointer is used when this Traffic Scheduler is connected to the another Traffic Scheduler, it is null otherwise. (The default value should be decided in consideration of the backward compatibility.) (R) (mandatory) (2 bytes) + +**Policy:** This attribute represents scheduling policy. Valid values include but are not limited to "Null"(value 0x00), "HOL"(value 0x01) or "WRR"(value 0x02). Upon autonomous instantiation this attribute consists of the 0x00. (R) (mandatory) (1 byte) + +**Priority/Weight:** This attribute represents priority for HOL scheduling or the weight for WRR scheduling. This value is used by the T-CONT buffer or Traffic Scheduler indicated by the T-CONT buffer pointer or Traffic Scheduler pointer. If the indicated pointer has Policy = HOL, then this value is interpreted as a priority (0x00 indicates the highest priority, and 0xFF (255) the lowest). If the indicated pointer has Policy = WRR, then this value is interpreted as a weight. Upon autonomous instantiation this attribute consists of the 0x00. (R, W) (mandatory) (1 byte) + +#### *Actions* + +**Get:** Get one or more attributes. + +**Set:** Set one or more attributes. + +#### *Notifications* + +**Attribute Value Change:** This notification is used to report autonomous changes of attributes of this managed entity. The notification shall identify its new value. + +# **8 ONT Management and Control Channel (OMCC)** + +An ATM connection shall be provisioned for the OMCC. ITU-T Rec. G.983.1 [3] specifies a PLOAM message that activates a VPI/VCI pair between the OLT and ONT processors. The VPI/VCI value for the management channel of each is programmed by the OLT using this message. The OMCCs of different ONTs should be assigned different VPIs. A grant flow must be allocated by the MAC layer of the OLT for upstream OMCC traffic of each ONT. + +The following performance requirements related to the OMCC should be studied further with input from operators: + +- a) The cells carrying ONT management messages should be sent with cell loss priority CLP = 0. +- b) The upstream traffic on each OMCC should not exceed x bandwidth, where x is based on the operator's requirement. + +- c) An upstream OMCC cell should always be put in the high priority queue or be modelled with the CBR service category; the constraints on the downstream OMCC cells are out of the scope of the Recommendation as this is completely under control of the OLT. +- d) Message Response Time: The system should support response times that do not exceed 1 s for the high priority protocol handling messages and 3 s for the low priority protocol handling messages. + +# 9 ONT management and control protocol + +## 9.1 ONT management and control protocol cell format + +### 9.1.1 Introduction + +Each ONT Management and Control Protocol packet is encapsulated directly in a single 53-byte ATM cell. The cell format is shown in Figure 41. The following clauses discuss the details. + +| | | | | | | | +|-------------------------|-------------------------------------------------|--------------------------|-------------------------------|---------------------------------|--------------------------------|----------------------------| +| ATM Header
(5 bytes) | Transaction Correlation Identifier
(2 bytes) | Message Type
(1 byte) | Device Identifier
(1 byte) | Message Identifier
(3 bytes) | Message Contents
(33 bytes) | AAL 5 Trailer
(8 bytes) | +|-------------------------|-------------------------------------------------|--------------------------|-------------------------------|---------------------------------|--------------------------------|----------------------------| + +**Figure 41/G.983.2 – ONT management and control protocol cell format** + +### 9.1.2 ATM header + +The header contains the VPI/VCI value of the OMCC for the addressed ONT (see clause 8). + +The header PTI should equal 001. The CLP bit should equal 0. + +The HEC should be calculated using the normal ATM CRC-8 polynomial. + +### 9.1.3 Transaction correlation identifier + +The Transaction Correlation Identifier is used to associate a request message with its response message. For request messages, the OLT selects any transaction identifier. A response message carries the transaction identifier of the message to which it is responding. The transaction identifier of event messages is 0x0000. + +As explained in 9.2 Message Flow Control and Error Recovery, the most significant bit of the Transaction Correlation Identifier is used to indicate the priority of the message. The following coding will be used: 0 = low priority, 1 = high priority. The OLT decides whether a command should be executed with low or high priority. + +The mechanism that the OLT uses to assign the rest of the bits of the Transaction Correlation Identifier in an acknowledged command is not standardized and is left to the implementers. + +However, since the Transaction Correlation Identifier is used to match a command from the OLT to the ONT with a response from the ONT to the OLT, some care is required in the choice of the Transaction Correlation Identifier. The OLT must assign the Transaction Correlation Identifier in such a way that, whenever it sends a command with a Transaction Correlation Identifier that has been used before in another command to the same ONT, it is guaranteed with sufficiently high probability that no response for the first command will be received. + +### 9.1.4 Message type + +The Message Type field is subdivided into four parts. These are given in Figure 42. + +![](4706a500dbc72fdedc9bee99d7c78df5_img.jpg) + +| | | | | | +|----|----|----|----|---| +| 8 | 7 | 6 | 5 | 1 | +| DB | AR | AK | MT | | + +**Figure 42/G.983.2 – Message type field subdivision** + +The most significant bit, bit 8, is reserved for the destination bit (DB). In the OMCI this bit is always 0. + +Bit 7, Acknowledge Request (AR), is used to indicate whether or not the message requires an acknowledgement. If an acknowledgement is expected, this bit is set to "1". If no acknowledgement is expected, the coding of this bit is "0". Note that "acknowledge" means a response to an action request, not an acknowledgement at the link layer. + +Bit 6, Acknowledgement (AK), is used to indicate whether or not this message is an acknowledgement to an action request. If a message is an acknowledgement, this bit is set to "1". If the message is not a response, this bit is set to "0". + +Bit 5 to bit 1, Message Type (MT), are used to indicate the message type. Codes 0 to 3 are reserved for future use. Codes 4 to 31 are used by this Recommendation. Table 46 lists the message types that are defined. + +**Table 46/G.983.2 – OMCI message types** + +| MT | Type | Purpose | AK | Inc MIB data sync. | +|----|----------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----|--------------------| +| 4 | Create | Create a managed entity instance with its attributes | yes | yes | +| 5 | Create complete connection | Create an ATM VP Cross-Connection and two associated VP Network CTP B-PONS or create an ATM VC Cross-Connection and two associated VC Network CTP B-PONS | yes | yes | +| 6 | Delete | Delete a managed entity instance | yes | yes | +| 7 | Delete complete connection | Delete an ATM VP Cross-Connection and two associated VP Network CTP B-PONS or delete an ATM VC Cross-Connection and two associated VC Network CTP B-PONS | yes | yes | +| 8 | Set | Set one or more attributes of a managed entity | yes | yes | +| 9 | Get | Get one or more attributes of a managed entity | yes | no | +| 10 | Get complete connection | Get all attributes of an ATM VP Cross-Connection and the attributes of the associated VP Network CTP B-PONS | yes | no | +| 11 | Get all alarms | Latch the alarm statuses of all managed entities and reset the alarm message counter | yes | no | +| 12 | Get all alarms next | Get the alarm status of the next managed entity | yes | no | +| 13 | MIB upload | Latch the MIB | yes | no | +| 14 | MIB upload next | Get latched attributes of a managed entity instance | yes | no | +| 15 | MIB reset | Clear the MIB and reinitialize it to its default and reset the MIB data sync counter to 0 | yes | no | + +**Table 46/G.983.2 – OMCI message types** + +| MT | Type | Purpose | AK | Inc MIB data sync. | +|----|-------------------------|--------------------------------------------------------------------------------------|--------|--------------------| +| 16 | Alarm | Notification of an alarm | no | no | +| 17 | Attribute value change | Notification of an autonomous attribute value change | no | no | +| 18 | Test | Request a test on a specific managed entity | yes | no | +| 19 | Start software download | Start a software download action | yes | yes | +| 20 | Download section | Download a section of a software image | yes/no | no | +| 21 | End software download | End of a software download action | yes | yes | +| 22 | Activate software | Activate the downloaded software image | yes | yes | +| 23 | Commit software | Commit the downloaded software image | yes | yes | +| 24 | Synchronize Time | Synchronize the time between OLT and ONT | yes | no | +| 25 | Reboot | Reboot ONT, Subscriber Line Card or PON IF Line Card | yes | no | +| 26 | Get next | Get the latched attribute values of the managed entity within the current snapshot | yes | no | +| 27 | Test result | Notification of test result that is initiated by "Test" | no | no | +| 28 | Get current data | Get current counter value associated with one or more attributes of a managed entity | yes | no | + +NOTE – The "Download section" action is only acknowledged for the last section within a window. See Appendix I.2.15. + +### 9.1.5 Device identifier + +For systems based on ITU-T Rec. G.983.1 [3], this field is defined as 0x0A. + +### 9.1.6 Message identifier + +The message identifier consists of three bytes. The first, most significant, byte of the message identifier field is used to indicate which managed entity is the target of the action specified in the message type. The maximum number of possible managed entities is thus 256. The least significant two bytes of this message identifier field are used to identify the managed entity instance. The maximum number of instances per managed entity is thus 65 536. + +Table 47 gives the managed entities and their class values in the OMCI. Depending on the managed entity, there will be only one (e.g., ONTB-PON) or several (e.g., VP Network CTPB-PON) instances. + +**Table 47/G.983.2 – Managed entity identifiers** + +| Managed entity class value | Managed entity | +|-----------------------------------|-------------------------------------------------------------| +| 1 | ONT B-PON | +| 2 | ONT Data | +| 3 | PON IF Line Cardholder | +| 4 | PON IF Line Card | +| 5 | Subscriber Line Cardholder | +| 6 | Subscriber Line Card | +| 7 | Software Image | +| 8 | UNI B-PON | +| 9 | TC Adapter B-PON | +| 10 | Physical Path Termination Point ATM UNI | +| 11 | Physical Path Termination Point Ethernet UNI | +| 12 | Physical Path Termination Point CES UNI | +| 13 | Logical N × 64 kbit/s Sub-port Connection Termination Point | +| 14 | Interworking VCC Termination Point | +| 15 | AAL 1 Profile B-PON | +| 16 | AAL 5 Profile B-PON | +| 17 | AAL 1 Protocol Monitoring History Data B-PON | +| 18 | AAL 5 Protocol Monitoring History Data B-PON | +| 19 | AAL 2 Profile B-PON | +| 20 | (intentionally left blank) | +| 21 | CES Service Profile B-PON | +| 22 | (intentionally left blank) | +| 23 | CES Physical Interface Monitoring History Data | +| 24 | Ethernet Performance Monitoring History Data | +| 25 | VP Network CTP B-PON | +| 26 | ATM VP Cross-Connection | +| 27 | Priority Queue B-PON | +| 28 | DBR/CBR Traffic Descriptor | +| 29 | UBR Traffic Descriptor | +| 30 | SBR1/VBR1 Traffic Descriptor | +| 31 | SBR2/VBR2 Traffic Descriptor | +| 32 | SBR3/VBR3 Traffic Descriptor | +| 33 | ABR Traffic Descriptor | +| 34 | GFR Traffic Descriptor | +| 35 | ABT/DT/IT Traffic Descriptor | +| 36 | UPC Disagreement Monitoring History Data B-PON | +| 37 | (intentionally left blank) | +| 38 | ANI | + +**Table 47/G.983.2 – Managed entity identifiers** + +| Managed entity class value | Managed entity | +|-----------------------------------|--------------------------------------------------------------| +| 39 | PON TC Adapter | +| 40 | PON Physical Path Termination Point | +| 41 | TC Adapter Protocol Monitoring History Data | +| 42 | Threshold Data B-PON | +| 43 | Operator Specific | +| 44 | Vendor Specific | +| 45 | MAC Bridge Service Profile | +| 46 | MAC Bridge Configuration Data | +| 47 | MAC Bridge Port Configuration Data | +| 48 | MAC Bridge Port Designation Data | +| 49 | MAC Bridge Port Filter Table Data | +| 50 | MAC Bridge Port Bridge Table Data | +| 51 | MAC Bridge PM History Data | +| 52 | MAC Bridge Port PM History Data | +| 53 | Physical Path Termination Point POTS UNI | +| 54 | Voice CTP | +| 55 | Voice PM History Data | +| 56 | AAL 2 PVC Profile B-PON | +| 57 | AAL 2 CPS Protocol Monitoring History Data B-PON | +| 58 | Voice Service Profile AAL | +| 59 | LES Service Profile | +| 60 | AAL 2 SSCS Parameter Profile 1 | +| 61 | AAL 2 SSCS Parameter Profile 2 | +| 62 | VP PM History Data | +| 63 | Traffic Scheduler | +| 64 | T-CONT Buffer | +| 65 | UBR+ Traffic Descriptor | +| 66 | AAL 2 SSCS Protocol Monitoring History Data B-PON | +| 67 | IP Port Configuration Data | +| 68 | IP Router Service Profile | +| 69 | IP Router Configuration Data | +| 70 | IP Router PM History Data 1 | +| 71 | IP Router PM History Data 2 | +| 72 | ICMP PM History Data 1 | +| 73 | ICMP PM History Data 2 | +| 74 | IP Route Table | +| 75 | IP Static Routes | +| 76 | ARP Service Profile | + +**Table 47/G.983.2 – Managed entity identifiers** + +| Managed entity class value | Managed entity | +|-----------------------------------|---------------------------------------------------------| +| 77 | ARP Configuration Data | +| 78 | VLAN Tagging Operation Configuration Data | +| 79 | MAC Bridge Port Filter Preassign Table | +| 80 | Physical Path Termination Point ISDN UNI | +| 81 | (Reserved for Physical Path Termination Point HPNA UNI) | +| 82 | Physical Path Termination Point Video UNI | +| 83 | Physical Path Termination Point LCT UNI | +| 84 | VLAN Tagging Filter Data | +| 85 | ONU B-PON | +| 86 | ATM VC Cross-Connection | +| 87 | VC Network CTP B-PON | +| 88 | VC PM History Data | +| 89 | Ethernet Performance Monitoring History Data 2 | +| 90 | Physical Path Termination Point Video ANI | +| 91 | Physical Path Termination Point 802.11 UNI | +| 92 | 802.11 Station Management data 1 | +| 93 | 802.11 Station Management data 2 | +| 94 | 802.11 General Purpose Object | +| 95 | 802.11 MAC&PHY Operation and Antenna Data | +| 96 | 802.11 Counters | +| 97 | 802.11 PHY FHSS DSSS IR Tables | +| 98 | Physical Path Termination Point ADSL UNI Part 1 | +| 99 | Physical Path Termination Point ADSL UNI Part 2 | +| 100 | ADSL Line Inventory and Status Data Part 1 | +| 101 | ADSL Line Inventory and Status Data Part 2 | +| 102 | ADSL Channel Downstream Status Data | +| 103 | ADSL Channel Upstream Status Data | +| 104 | ADSL Line Configuration Profile Part 1 | +| 105 | ADSL Line Configuration Profile Part 2 | +| 106 | ADSL Line Configuration Profile Part 3 | +| 107 | ADSL Channel Configuration Profile | +| 108 | ADSL Subcarrier Masking Downstream Profile | +| 109 | ADSL Subcarrier Masking Upstream Profile | +| 110 | ADSL Downstream PSD Mask Profile | +| 111 | ADSL Downstream RFI Bands Profile | +| 112 | ADSL ATU-C Performance Monitoring History Data | +| 113 | ADSL ATU-R Performance Monitoring History Data | +| 114 | ADSL ATU-C Channel Performance Monitoring History Data | + +**Table 47/G.983.2 – Managed entity identifiers** + +| Managed entity class value | Managed entity | +|----------------------------|--------------------------------------------------------| +| 115 | ADSL ATU-R Channel Performance Monitoring History Data | +| 116 | TC Adaptor Performance Monitoring History Data ADSL | +| 117 | Physical Path Termination Point VDSL UNI | +| 118 | VDSL VTU-O Physical Data | +| 119 | VDSL VTU-R Physical Data | +| 120 | VDSL Channel Data | +| 121 | VDSL Line Configuration Profile | +| 122 | VDSL Channel Configuration Profile | +| 123 | VDSL Band Plan Configuration Profile | +| 124 | VDSL VTU-O Physical Interface Monitoring History Data | +| 125 | VDSL VTU-R Physical Interface Monitoring History Data | +| 126 | VDSL VTU-O Channel Performance Monitoring History Data | +| 127 | VDSL VTU-R Channel Performance Monitoring History Data | +| 128 | Video Return Path Service Profile | +| 129 | Video Return Path Statistics | +| 130 | 802.1p mapper service profile | +| 131 | OLT B-PON | +| 132 | Multicast Interworking VCC Termination Point | +| 133-239 | Reserved for future standardization | +| 240-255 | Vendor-Specific Entities, not to be standardized | + +### 9.1.7 Message contents + +The layout of the message contents field is message specific. The detailed layout of all messages is given in Appendix II. + +### 9.1.8 AAL 5-trailer + +The eight bytes of this field are used as follows: + +- The CPCS-User-to-User-Indication (CPCS-UU) field is set to 0x00 at the transmitter and ignored at the receiver. +- The CPCS Common Part Indication (CPCS-CPI) field is set to 0x00 at the transmitter and ignored at the receiver. +- The length of the CPCS-SDU field is set to 0x0028. +- The 32-bit CRC is as specified in ITU-T Rec. I.363.5 [6]. + +### 9.1.9 OMCI protocol limitations + +Due to the arrangement of the messages, the OMCI imposes limits on the size of the message payloads. Table 48 lists the important limits for both B-PON and G-PON usages of the OMCI. To enable re-use of managed entities over both B-PON and G-PON, it is important that all MEs are defined such that they fit into the G-PON limits. + +**Table 48/G.983.2 – OMCI protocol limitations** + +| Item | Limited by | B-PON limit | G-PON limit | +|----------------------------------------------------------|---------------------------|-------------|-------------| +| Total size of Set-by-Create Attributes (including ME ID) | Create | 35 | 34 | +| Size of (R) or (R,W) Simple Attribute | Get-Response | 26 | 25 | +| Size of (R) or (R,W) Table Entry | Set | 31 | 30 | +| Total size of a Get | Get-Response | 26 | 25 | +| Total size of a Get-current data | Get-Current Data Response | 26 | 25 | + +It is important that the OLT and ONT implementations take these limits into account. For example, it is very easy to form a 'get' command that asks the ONT to return more attributes than there is space in the Response message. Specifically, there is a known issue where the OLT and ONT may disagree on the maximum size limitation of the 'Get' response. + +For the sake of maintaining backwards-compatibility, the behaviour when either the ONT or OLT utilizes a 30-byte message contents field is described: + +Case 1. The OLT implements a maximum attribute space of 26 bytes, while the ONT implements a maximum attribute space of 30 bytes. + +The OLT should not ask for attributes that exceed 26 bytes, so the ONT will just leave the extra space blank. Even in the case where the OLT asks for too many attributes, it will get an attribute mask that clarifies what is being sent and will ignore the attributes that extend beyond the 26 bytes. + +Case 2. The OLT uses a maximum attribute space of 30 bytes, while the ONT uses a maximum attribute space of 26 bytes. + +The OLT may ask for too many attributes, and the ONT can respond with however many attributes fit in its 26-byte attribute space. The OLT will get the appropriate attribute-present mask and will parse the attributes that were sent correctly. It will ask again later for those attributes that did not fit. + +While this is the preferred behaviour, an alternate interpretation may be that the ONT would return a "parameter error" code when it receives a Get that does not fit in the Get Response. For the sake of interoperability, the expected behaviour between an OLT and ONT with different interpretations is provided below: + +Case 1. The ONT reports a parameter error, and the OLT expects a partial list. If this happens, the OLT should react by simplifying its Get request. The ONT will then respond without an error. + +Case 2. The ONT provides a partial list, while the OLT expects to get an error. The OLT will receive a normal message and will process it normally. The OLT should ask again for any attributes it did not get. + +## 9.2 Message flow control and error recovery + +The flow control/error recovery procedures for message exchange over the OMCC are based upon a simplex acknowledged transaction stop-and-wait mechanism that can easily be extended to support concurrent execution of multiple transaction requests of different priority levels. These flow-control procedures ensure that a low level acknowledged transaction request transmitted from the OLT has been properly received and processed to completion by the ONT before the next message of the same priority level is sent by the OLT. The stop-and-wait protocol uses the transaction correlation identifier field, retry counter(s), and applicable transaction request timer(s) to control the message flow rate while relying upon a CRC calculation to verify the data integrity of all received messages. + +A Transaction Request Timer $T_i$ with expiration time $Tmax_i$ is started when a transaction request message of priority level "i" is sent to an ONT and is stopped upon receipt of an error-free acknowledgement message containing the same transaction correlation id value. If a valid acknowledgement message is not received by the OLT after timer $T_i$ expires, the OLT resends the original transaction request message. + +A retransmitted acknowledged transaction request message carries the same correlation ID as the original message. Each time an acknowledged transaction request message is retransmitted by the OLT, the transmitter increments the Retry Counter $R_i$ (the counter associated with priority level "i" acknowledged transaction requests). When a retry counter $R_i$ (initialized to 0x00 upon start-up) reaches the maximum retry value, $Rmax_i$ , the transmitter stops retransmitting the message and declares an OMCC link state error. + +Note that these timers ( $T_i$ ) and retry counters ( $R_i$ ) are only maintained within the OLT controller and do not exist within the ONT. Furthermore, the default threshold values for timer expiration ( $Tmax_i$ ) and number of retries ( $Rmax_i$ ) are not subject to standardization. It is suggested that the default threshold values of both $Tmax$ and $Rmax$ be independently configurable for each priority level. The default value for $Tmax_1$ (i.e., high priority threshold) should account for the typical message transmission delay plus the command message response time. + +These flow control/error recovery procedures are illustrated in Figure 43 for a case where the OMCC link is not permanently broken. First the OLT sends an acknowledged transaction request (Message 1) with priority level 0. Subsequently (i.e., while Message 1 is still outstanding), the OLT issues an additional acknowledged transaction request (Message 2) with priority level 1. Both of these commands are received and executed with the associated response (acknowledgement messages) returned to the OLT by the ONT. The acknowledgement for Message 1 is received by the OLT in time, however the response to Message 2 is lost and never received. The OLT detects that something went wrong because timer $T_1$ expires, and the OLT therefore retransmits the original command (Message 2). Note that the ONT detects that this retransmitted command is identical to the last received command (for priority level 1) and therefore does not re-execute it. The ONT simply retransmits the original response from the previous execution of Message 2, which reaches the OLT in time. Finally, the OLT sends an acknowledged transaction request (Message 3) with priority level 0, but the message itself gets lost and is never properly received by the ONT. After the associated timer ( $T_0$ ) expires, the OLT retransmits the command and now all goes well. + +![Sequence diagram showing concurrent message exchange with error recovery between OLT and ONT. The diagram illustrates three message exchanges with timers T0 and T1. Message 1 is successful. Message 2's acknowledgement is lost, leading to a retransmission which the ONT discards. Message 3 is lost initially, leading to a retransmission which the ONT executes.](c07bedd918cbe46227a83594c2745b25_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + + Note left of OLT: Start $T_0$ + OLT->>ONT: Message 1/Priority 0/AR = 1/AK = 0/TID = 0x1234 + Note right of ONT: Execute message 1 + Note left of OLT: Start $T_1$ + OLT->>ONT: Message 2/Priority 1/AR = 1/AK = 0/TID = 0x8123 + Note right of ONT: Execute message 2 + ONT-->>OLT: Ack message 1/Priority 0/AR = 0/AK = 1/TID = 0x1234 + Note left of OLT: Stop $T_0$ ( $T_0 < T_{max0}$ ) + ONT--xOLT: Ack message 2/Priority 1/AR = 0/AK = 1/TID = 0x8123 + Note left of OLT: Expiry $T_1$ ( $T_1 > T_{max1}$ ) + Note left of OLT: Resend message 2, +Restart $T_1$ , +Increment $R_1$ + OLT->>ONT: Message 2/Priority 1/AR = 1/AK = 0/TID = 0x8123 + Note right of ONT: Discard message 2 +(no re-execution) + ONT-->>OLT: Ack message 2/Priority 1/AR = 0/AK = 1/TID = 0x8123 + Note left of OLT: Stop $T_1$ ( $T_1 < T_{max1}$ ) + Note left of OLT: Start $T_0$ + OLT-xONT: Message 3/Priority 0/AR = 1/AK = 0/TID = 0x1235 + Note left of OLT: Expiry $T_0$ ( $T_0 > T_{max0}$ ) + Note left of OLT: Resend message 3, +Restart $T_0$ , +Increment $R_0$ + OLT->>ONT: Message 3/Priority 0/AR = 1/AK = 0/TID = 0x1235 + Note right of ONT: Execute message 3 + ONT-->>OLT: Ack message 3/Priority 0/AR = 0/AK = 1/TID = 0x1235 + Note left of OLT: Stop $T_0$ ( $T_0 < T_{max0}$ ) + +``` + +The diagram illustrates a concurrent message exchange with error recovery between an OLT and an ONT. The sequence of events is as follows: + +- Message 1:** The OLT starts timer $T_0$ and sends **Message 1/Priority 0/AR = 1/AK = 0/TID = 0x1234** to the ONT. The ONT executes message 1 and sends **Ack message 1/Priority 0/AR = 0/AK = 1/TID = 0x1234**. The OLT receives the ack and stops $T_0$ before it reaches $T_{max0}$ . +- Message 2:** The OLT starts timer $T_1$ and sends **Message 2/Priority 1/AR = 1/AK = 0/TID = 0x8123**. The ONT executes message 2 and sends an acknowledgement, but it is lost (indicated by an X). The OLT's timer $T_1$ expires ( $T_1 > T_{max1}$ ). The OLT resends **Message 2**, restarts $T_1$ , and increments retry counter $R_1$ . The ONT receives the duplicate, discards it (no re-execution), and sends the acknowledgement again. The OLT receives the ack and stops $T_1$ . +- Message 3:** The OLT starts timer $T_0$ and sends **Message 3/Priority 0/AR = 1/AK = 0/TID = 0x1235**, but the message is lost. The OLT's timer $T_0$ expires ( $T_0 > T_{max0}$ ). The OLT resends **Message 3**, restarts $T_0$ , and increments $R_0$ . The ONT receives this message and executes message 3. The OLT receives **Ack message 3** and stops $T_0$ . + +G.983.2\_F43 + +Sequence diagram showing concurrent message exchange with error recovery between OLT and ONT. The diagram illustrates three message exchanges with timers T0 and T1. Message 1 is successful. Message 2's acknowledgement is lost, leading to a retransmission which the ONT discards. Message 3 is lost initially, leading to a retransmission which the ONT executes. + +**Figure 43/G.983.2 – Concurrent message exchange with error recovery** + +A case where the OMCC link is effectively broken (down) is shown in Figure 44. + +![Sequence diagram illustrating OMCC link error detection between an OLT and an ONT. The OLT sends three 'Message 4' requests to the ONT, but all are lost (indicated by an X). The OLT uses timers (T₀, Tmax₀) and retransmission counters (R₀, Rmax₀) to detect the link error and eventually declares a link error.](a85e10eab86c2ca5664c416cc54b9bd6_img.jpg) + +The diagram shows the interaction between an OLT and an ONT when the link is broken. The OLT sends 'Message 4/Priority 0/AR = 1/AK = 0/TID = 0x1236' at 'Start $T_0$ '. The ONT does not receive it (marked with an X). The OLT's timer expires at 'Expiry $T_0$ ' where $(T_0 > T_{max0})$ . The OLT resends 'Message 4' at 'Restart $T_0$ ', incrementing $R_0$ . Again, the message is lost. This process repeats. After the third expiry, where $(T_0 > T_{max0})$ , $R_0$ is incremented again. Since $(R_0 > R_{max0})$ , the OLT declares a 'Link Error'. + +``` + +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: Start T₀ + OLT-xONT: Message 4/Priority 0/AR = 1/AK = 0/TID = 0x1236 + Note left of OLT: Expiry T₀ +(T₀ > Tmax₀) + Note left of OLT: Resend message 4, +Restart T₀, +Increment R₀ + OLT-xONT: Message 4/Priority 0/AR = 1/AK = 0/TID = 0x1236 + Note left of OLT: Expiry T₀ +(T₀ > Tmax₀) + Note left of OLT: Resend message 4, +Restart T₀, +Increment R₀ + OLT-xONT: Message 4/Priority 0/AR = 1/AK = 0/TID = 0x1236 + Note left of OLT: Expiry T₀ +(T₀ > Tmax₀) +Increment R₀ + Note left of OLT: (R₀ > Rmax₀) +Declare Link Error + +``` + +G.983.2\_F44 + +Sequence diagram illustrating OMCC link error detection between an OLT and an ONT. The OLT sends three 'Message 4' requests to the ONT, but all are lost (indicated by an X). The OLT uses timers (T₀, Tmax₀) and retransmission counters (R₀, Rmax₀) to detect the link error and eventually declares a link error. + +**Figure 44/G.983.2 – OMCC link error detection** + +## 9.3 OMCI handling within the ONT + +### 9.3.1 Prioritized protocol entities + +This clause specifies the behaviour of the ONT more precisely than in the preceding clause with respect to the prioritized request mechanism of the OMCC. + +Conceptually, the way the ONT handles the OMCC requests can be illustrated by referring to the dual priority level implementation example shown in Figure 45. + +When the ONT receives an ATM cell via the VCC associated with the management channel, it shall calculate the CRC and compare it with the value found in the AAL 5 trailer. If the values do not match, the ONT shall discard the message. It is recommended that this event be logged by the ONT and possibly communicated to the OLT by some out-of-band mechanism but, as far as the protocol is concerned, the message is discarded silently. + +Messages with a correct CRC are then placed into either of two distinct incoming FIFO-based message queues, according to the priority level (i.e., high or low) of the associated command. Note that the priority level of a given command is encoded using the most significant bit of the transaction correlation Identifier field. If the associated incoming message queue is already full, the ONT must simply discard the message. It is recommended that this event be logged by the ONT and possibly communicated to the OLT by some out-of-band mechanism but, as far as the protocol is concerned, the message is discarded silently. + +There are two distinct incoming command processing protocol entities (one associated with each priority level) that are used to service messages sequentially from an independently associated incoming FIFO queue. Each of these protocol entities can execute concurrently. If a message is a one-way command (i.e., an unacknowledged command), the protocol entity will simply have the command executed. If a message is an acknowledged command, the protocol entity must first look at the Transaction Correlation Identifier. If it is not equal to the Transaction Correlation Identifier of the last executed command with the same priority level, the protocol entity will have the command executed and place the response/acknowledgement (with identical Transaction Correlation Identifier) in the outgoing FIFO queue of the same priority level. If the Transaction Correlation Identifier is equal to that of the last executed command with the same priority level (i.e., the case where the controller retransmits a command due to lack of proper acknowledgement), the protocol entity will not actually have the command executed but simply will place the response from the last execution of that command in the outgoing FIFO queue (i.e., resend the previous acknowledgement response). It is assumed that in both cases, the command processing protocol entity for a given priority level will block until there is room in the associated outgoing FIFO queue for the response message. + +In the other direction, requests by the applications to send autonomous event notifications will simply result in the corresponding messages being directed to an event notification protocol entity for transmission to the OLT. The event notification protocol entity will forward these event notification messages to the low priority outgoing FIFO queue. In this case as well, the event notification protocol entity will block until there is room in the low priority outgoing FIFO queue to hold the notification message. The CRC generator will remove messages from the outgoing FIFO queues using a strict priority discipline (i.e., the low-priority queue will only be serviced when the high-priority queue is empty), generate a CRC, append a properly-formatted AAL 5 trailer to the cell payload, and transmit the message to the OLT. + +![Diagram of protocol entities within the ONT showing data flow between Applications, Protocol Entities, FIFO Queues, and CRC processing blocks.](02420fc52f01ed8c3d754ce46e269309_img.jpg) + +The diagram illustrates the internal architecture of an ONT. On the right, a large box labeled 'Applications' is connected to three protocol entities: 'Event Notification Protocol Entity', 'High Priority Protocol Entity', and 'Low Priority Protocol Entity'. The 'Event Notification Protocol Entity' sends data to a 'Low Priority FIFO queue'. The 'High Priority Protocol Entity' sends data to a 'High Priority FIFO queue'. The 'Low Priority Protocol Entity' sends data to another 'Low Priority FIFO queue'. Both 'High Priority FIFO queue' boxes are connected to a 'CRC generation' block. Both 'Low Priority FIFO queue' boxes are connected to a 'CRC validation' block. The 'CRC validation' block has a dashed arrow pointing down labeled 'CRC error (discard)'. The 'Low Priority FIFO queue' box also has a dashed arrow pointing down labeled 'FIFO overflow (discard)'. The 'CRC generation' block has an arrow pointing left, representing output to the OLT. The 'CRC validation' block has an arrow pointing right, representing input from the OLT. A label 'G.983.2\_F45' is in the bottom right corner of the diagram area. + +Diagram of protocol entities within the ONT showing data flow between Applications, Protocol Entities, FIFO Queues, and CRC processing blocks. + +**Figure 45/G.983.2 – Protocol entities within the ONT** + +### 9.3.2 Restrictions on the actions in relation to the protocol entities + +To reduce the complexity and the amount of memory necessary in the ONT, the OLT is not allowed to issue a MIB Upload or a Software Download of a certain priority level while a similar action in the other priority level is in progress. + +# Annex A + +## Transport of video return path service + +## A.1 Network overview + +This Recommendation considers networks that use B-PON systems that include a video overlay. This system provides a bidirectional ATM transport service and a unidirectional video or data downstream broadcast or unicast service. If only broadcast video services are desired, then the only video transport required is the third wavelength, as shown in Figure A.1. The ONT converts the signals on the third wavelength to electrical signals on a coaxial output, suitable for video appliances such as televisions. + +![Figure A.1/G.983.2 – A B-PON with broadcast video only](e8548116529ee9e05c70ce229d67d749_img.jpg) + +This diagram illustrates a B-PON system for broadcast video only. On the left, a 'Video TX' is connected to an 'ATM' cloud. The 'ATM' cloud is connected to an 'OLT'. The 'OLT' is connected to an 'ONU' via a red line representing the optical fiber. The 'ONU' is connected to a 'TV' via a black line representing a coaxial cable. The diagram is labeled 'G.983.2\_FA.1' in the bottom right corner. + +Figure A.1/G.983.2 – A B-PON with broadcast video only + +Figure A.1/G.983.2 – A B-PON with broadcast video only + +In many cases, however, interactive video services are needed. In this case, the customer's video termination equipment (commonly referred to as a Set Top Box, or STB) needs connectivity back to the video control equipment in the central office. In the case of the B-PON system, this connectivity must be provided by the ONU and OLT. This scenario is depicted in Figure A.2. The connection begins in the STB, which transmits its information up the coaxial cables that connect it to the ONT. The ONT must receive this information, and adapt it to be carried on the B-PON in the form of an ATM connection. The OLT transports this connection through the network. At some point, the connection then terminates on the video control equipment. + +![Figure A.2/G.983.2 – A B-PON with interactive video services](2835c2dd5ab71883db91a57d891f299a_img.jpg) + +This diagram illustrates a B-PON system for interactive video services. It shows two configurations. In the top configuration, a 'Video TX' and a 'Video control' are connected to an 'ATM' cloud, which is connected to an 'OLT'. The 'OLT' is connected to an 'ONU' via a red line. The 'ONU' contains a 'VRP' (Video Return Path) component. The 'VRP' is connected to an 'STB' via a black line. Labels 'ONU-network interface' and 'STB-ONU interface' point to the respective connections. In the bottom configuration, the 'ONU' contains an 'RPD' (Return Path Device) instead of a 'VRP'. The connections and labels are identical to the top configuration. The diagram is labeled 'G.983.2\_FA.2' in the bottom right corner. + +Figure A.2/G.983.2 – A B-PON with interactive video services + +Figure A.2/G.983.2 – A B-PON with interactive video services + +Figure A.2 defines two interfaces that are important to interoperability. The STB-ONU interface is the first. This interface is defined by two standards: SCTE 55-1 and SCTE 55-2. These are peer standards that are mutually exclusive; that is, a system will run either one or the other, but not both at one time. Furthermore, each of these standards defines several grades of capability, one being chosen as the default (or basic practice). Clauses A.2 and A.4 clarify this interface for the purposes of providing the Video Return Path over B-PON. + +The second important interface is the ONU-Network interface. This logical interface is an ATM connection that conducts the return path information back to the video equipment in the central office. The information must be formatted in a standardized way so that common control equipment can be used. The formatting depends on the particular return path interface being used. Clauses A.3 and A.5 define these formats. + +Given the situation that there are two modes on both interfaces, it makes sense that the ONU has two modes of operation, denoted Mode 1 and Mode 2. Mode 1 corresponds to support of the SCTE 55-1 system, and Mode 2 corresponds to support of the SCTE 55-2 systems. The mode is set by the network operator during the initialization management of the video service. + +## **A.2 Mode 1 STB-ONU Interface** + +The STB-ONU interface, in this case, is based on that from the commonly deployed SCTE 55-1 standard. The 55-1 standard defines all the aspects of the interactive video control system, while the STB-ONU interface herein described is only concerned with the upstream transmission of data. Therefore, we specify below which sections and sub-sections are relevant to the definition of the STB-ONU interface. + +Relevant sections of SCTE 55-1 that apply to the STB-ONU interface: + +## **5.2 PHYSICAL LAYER FOR RETURN-PATH TRANSMISSION** + +### **5.2.1 Return-Path Modem Description – A general explanation, Required.** + +### **5.2.2 RF Return Path Packet Format – Specifies the format of the upstream packet, Required.** + +Please note that the unique word specified in this section is given in standard QPSK notation, and not differential QPSK notation. + +### **5.2.3 RF Return-Path Forward Error Correction – Specifies the code used for the FEC bytes, Optional.** + +Please note that while the FEC will be calculated by compliant STBs, the ONT's processing of the FEC is optional. + +### **5.2.4 RF Return-Path Randomizer – Specifies the randomizer used in the upstream packets, Required.** + +Please note that the randomizer output is applied to the entire packet EXCEPT the unique word. Also, the programmable value of the randomizer seed to be used is given in the Video Return Path Service Profile Managed Entity. + +### **5.2.5 RF Return Path Modulator – Specifies the physical layer to be used, Required.** + +Note that while the center frequency is specified to a wider range, in actual practice this frequency is limited from 8 to 12 MHz. Also, the DQPSK mode to be used is given in the Video Return Path Service Profile Managed Entity. + +### **5.2.6 RF Return-Path Demodulator Specification – Specifies the physical layer to be used, Required.** + +All other sections of SCTE 55-1 are not relevant to the STB-ONT interface. In particular, the extended practice (section 5.3) is explicitly not supported. + +## A.3 Mode 1 ONU-network interface + +In mode 1, the ONU must forward the derandomized packet sequence field (1 byte) and the ATM data (53 bytes) intact to the video control system. The procedure to do this is: + +- 1) Receive the DQPSK burst, and capture all 62 bytes of data and measure the power level of the burst relative to the nominal input power level for the receiver. +- 2) Exclusive OR the randomizer sequence with the received data. +- 3) (Optional) Calculate the FEC parity, compare with that received, and detect/correct errors. Discard cells that have uncorrectable errors. +- 4) Assemble the datagram to be forwarded, which is 56 bytes in length. +- 5) Encapsulate the datagram using AAL 5. +- 6) Forward the AAL 5 segments over an ATM Virtual Circuit allocated on the PON. + +The structure of the incoming RF burst data and the outgoing ATM circuit data is shown in Figure A.3. The outgoing datagram is always 56 bytes in length, and is composed of a two byte Level Indication field, a one byte packet sequence field, and a 53 byte ATM data field. The unique word and FEC bytes are terminated in the ONU. + +![Figure A.3/G.983.2 – The transformation of a 55-1 formatted burst into ATM datagrams. The diagram shows three layers of data structure. The top layer is the incoming RF burst: Unique word (3.5 B), Video cell-header (6 B), Payload data (48 B), and FEC-parity (8 B). The middle layer shows the data after 'Randomizer XOR (and optional FEC correction)': Level ind (2 B), Video cell-header (6 B), and Payload data (48 B). The bottom layer shows the outgoing ATM datagrams: PON cell-header (5 B), AAL 5 payload (48 B), PON cell-header (5 B), AAL 5 payload (8 B), AAL 5 padding (32 B), and AAL 5 trailer (8 B). Lines connect the fields between layers to show the mapping.](06d0ce55e049159afda60783b930f1b2_img.jpg) + +Figure A.3/G.983.2 – The transformation of a 55-1 formatted burst into ATM datagrams. The diagram shows three layers of data structure. The top layer is the incoming RF burst: Unique word (3.5 B), Video cell-header (6 B), Payload data (48 B), and FEC-parity (8 B). The middle layer shows the data after 'Randomizer XOR (and optional FEC correction)': Level ind (2 B), Video cell-header (6 B), and Payload data (48 B). The bottom layer shows the outgoing ATM datagrams: PON cell-header (5 B), AAL 5 payload (48 B), PON cell-header (5 B), AAL 5 payload (8 B), AAL 5 padding (32 B), and AAL 5 trailer (8 B). Lines connect the fields between layers to show the mapping. + +G.983.2\_FA.3 + +**Figure A.3/G.983.2 – The transformation of a 55-1 formatted burst into ATM datagrams** + +The level indication field is formatted as: a1bb bbbb 0000 0000, where: + +The bit 'a' is a detection indicator to be used if FEC is implemented in the ONT (if not, bit 'a' should be set to zero always), where: + +a = 0 means burst was detected without errors; + +a = 1 means a burst was detected with errors, but was corrected. + +The '1' is a reserved bit. + +The bits 'bbbbbb' are a power indication, containing the 2's complement representation of the measured power of this burst, in units of decibels relative to the nominal receive power of the equipment. For example, if the nominal receive power of the ONU is 10 dBmV, and a burst arrives with 17 dBmV, then bbbbbbb=000111. If the same ONU receives a 7 dBmV burst, then bbbbbbb=111101. + +The "0000 0000" are all reserved bits. + +The ATM VC that carries the video return path data can be configured to provide a UBR service. The cell rate of the service can be calculated from the latency requirements of the 55-1 protocol and equipment implementation. Practical implementations of this protocol have round trip delay tolerances on the order of 100 ms. After this time, the STB will begin to re-transmit its upstream cells. One of the contributors of the delay will be the cell transmission time, which in our case is double the inverse cell rate. + +For example, if 20 ms is allocated for cell transmission time, then the cell rate for the video return path connection should be made $2/20\text{ms} = 100\text{ cps}$ . + +To summarize, the ONU-Network interface is 56 byte payloads (as defined above) encapsulated in AAL 5, carried in an ATM VC. + +## **A.4 Mode 2 STB-ONU interface** + +The STB-ONU interface in this case is based on that from the commonly deployed SCTE 55-2 standard. The 55-2 standard defines all the aspects of the interactive video control system, while the STB-ONU interface herein described is only concerned with the upstream transmission of data. Therefore, we specify below which sections and subsections are relevant to the definition of the STB-ONU interface. + +Relevant sections of SCTE 55-2 that apply to the STB-ONU interface: + +- 2.2 Upstream Physical Interface Specification – A general explanation of the system, Required. +- 2.2.1 Quaternary Phase Shift Keying (QPSK) – A description of the physical layer used, Required. + - Grade A 256 kbit/s is optional + - Grade B 1.544 Mbit/s is required + - Grade C 3.088 Mbit/s is optional +- 2.2.2 Coaxial Cable Impedance – A physical layer parameter, Required. +- 2.2.3 Time Division Multiple Access (TDMA), Optional. +- 2.2.4 Contention Based Access, Required. + +All other sections of SCTE 55-2 are not relevant to the STB-ONT interface. + +## **A.5 Mode 2 ONU-network interface** + +In mode 2, the ONU forwards the de-randomized and re-addressed ATM cells (53 bytes) to the video control system. The procedure to do this is: + +- 1) Receive the QPSK burst, and capture all 59 bytes of data. +- 2) Exclusive OR the randomizer sequence with the received data. +- 3) (Required) Calculate the FEC parity, compare with that received, and detect/correct errors. Discard cells that have uncorrectable errors. +- 4) Perform a virtual circuit merge on all connections coming from the subtending STBs. Note that this merging function requires the ONU to queue all cells in a subtending VC until the end-of-packet indication is received. This maintains AAL 5 user payload frame delineation. +- 5) Forward the merged AAL 5 segments over an ATM Virtual Circuit allocated on the PON. + +The structure of the incoming RF burst data and the outgoing ATM circuit data is shown in Figure A.4. The outgoing datagram is a 53-byte ATM cell. The cells have undergone a VC merge. The unique word and FEC bytes are terminated in the ONU. + +![Diagram showing the transformation of a 55-2 formatted burst into ATM datagrams. The top row shows a burst structure: Unique word (4 B), Video cell-header (5 B), Payload data (48 B), and FEC-parity (6 B). A 'Randomizer XOR (and optional FEC correction)' is applied to the Video cell-header and Payload data. The middle row shows the result: Video cell-header (5 B) and Payload data (48 B). The bottom row shows the final ATM datagram structure: PON cell-header (5 B) and Payload data (48 B).](29a5f4072e91dc4857fce0ace805e0d4_img.jpg) + +The diagram illustrates the transformation of a 55-2 formatted burst into ATM datagrams. It consists of three horizontal rows of data blocks. The top row represents the burst structure: a yellow block for 'Unique word (4 B)', a blue block for 'Video cell-header (5 B)', a green block for 'Payload data (48 B)', and a purple block for 'FEC-parity (6 B)'. A bracket labeled 'Randomizer XOR (and optional FEC correction)' spans the blue and green blocks. The middle row shows the result of this process: a blue block for 'Video cell-header (5 B)' and a green block for 'Payload data (48 B)'. The bottom row shows the final ATM datagram structure: a red block for 'PON cell-header (5 B)' and a green block for 'Payload data (48 B)'. The label 'G.983.2\_FA.4' is located in the bottom right corner. + +Diagram showing the transformation of a 55-2 formatted burst into ATM datagrams. The top row shows a burst structure: Unique word (4 B), Video cell-header (5 B), Payload data (48 B), and FEC-parity (6 B). A 'Randomizer XOR (and optional FEC correction)' is applied to the Video cell-header and Payload data. The middle row shows the result: Video cell-header (5 B) and Payload data (48 B). The bottom row shows the final ATM datagram structure: PON cell-header (5 B) and Payload data (48 B). + +**Figure A.4/G.983.2 – The transformation of a 55-2 formatted burst into ATM datagrams** + +The ATM VC that carries the video return path data can be configured to support the operator chosen QoS. + +This method provides efficient bandwidth usage upstream since it maps the ATM payload from the STB onto the PON directly on a PON allocated VC. + +To summarize, the ONU-Network interface is 53 byte cells, carrying AAL 5 encapsulated data, using a PON allocated ATM VC. + +# Appendix I + +## OMCI common mechanisms and services + +This appendix describes the common mechanisms of the OMCI, e.g., the MIB resynchronization, and the OMCI services, e.g., the equipment management or connection management. + +## I.1 Common mechanisms + +The common mechanisms consist of: + +- a) MIB data sync increase. +- b) MIB audit and resynchronization. +- c) Alarm sequence number increase. +- d) Alarm audit and resynchronization. +- e) Get an attribute that is larger than the OMCI message contents field. +- f) Create an instance of a managed entity with an attribute that is larger than the OMCI message contents field. +- g) Reporting of test result. +- h) Alarm Reporting Control. + +These common mechanisms will be explained by the use of scenario diagrams. + +### I.1.1 MIB data sync increase + +The MIB at the OLT and the instances of the managed entities in the ONT have to be synchronized at all times. This clause describes the means for achieving this. The "tool" used for this is the MIB data sync attribute of the ONT Data managed entity. + +The MIB data sync attribute is a global 8-bit *sequence number*. When auditing the MIB in the ONT, the OLT requests this sequence number. If this number coincides with the corresponding sequence number in the OLT, no further action is needed, as the two MIBs, in ONT and OLT, are thought to be identical. If there is a discrepancy, the OLT either: + +- 1) downloads its copy (including the MIB data sync) of the MIB to the ONT, or +- 2) uploads the MIB of the ONT, compares it with its own MIB, sends the necessary commands to the ONT to correct the differences and downloads its sequence number. + +The ONT will be audited with respect to its MIB in three cases: + +- a) On loss and re-establishment of the OMCC. +- b) Periodically, based on the operator's requirements. +- c) On demand of the OpS. + +On detecting a newly installed ONT, regardless of the sequence number of its MIB, the OLT will perform either a MIB audit followed by whatever modifications are required, or a MIB reset and ONT startup procedure (see I.2.1). + +The MIB data sync counter will be incremented for the creation and deletion of managed entity instances that are the consequence of a command by the OLT. The MIB data sync counter will also be incremented for attribute value changes which are the consequence of a command by the OLT. The MIB data sync counter will be incremented once per executed command (see Figure I.1). + +In contrast, the MIB data sync counter will not be incremented for autonomous creation and deletion of managed entity instances by the ONT itself. Neither will the MIB data sync counter be + +incremented for autonomous changes to attributes of managed entities within the ONT (see Figure I.2). + +The order in which the OLT and the ONT will update their MIBs and increment the MIB data sync is not imposed. However, both the OLT and the ONT must locally update the MIB and increment the MIB data sync as one atomic action. + +When incremented, the sequence number that follows 255 is 1. 0x00 is reserved for the following cases: + +- a) Default MIB with which the ONT left the factory. +- b) An ONT which after (re-) initialization cannot restore its MIB. + +In other words, a sequence number of 0 indicates that the ONT's MIB is not well defined, and therefore requires audit/reconfiguration. + +Note that no mechanisms exist to detect that an autonomous attribute value change notification has been lost. Therefore, the OLT must regularly read the values of the attributes that can change their values autonomously. + +![Sequence diagram showing the interaction between OpS, OLT, and ONT for MIB data sync increment. The diagram is divided into three main sections: 1, 2.1, and 2.2. Section 1 shows a Command from OpS to OLT, an internal OLT update, and a Response from OLT to OpS. Section 2.1 shows the OLT issuing a Command to the ONT. Section 2.2 is split into 2.2a (success) and 2.2b (failure). In 2.2a, the ONT executes the command, updates its MIB, and sends a Response to the OLT, resulting in alignment. In 2.2b, the ONT cannot execute the command, resulting in misalignment.](4dba3291e70569615bbfa6f3513036af_img.jpg) + +``` + +sequenceDiagram + participant OpS + participant OLT + participant ONT + + Note left of OpS: 1. + OpS->>OLT: Command + Note right of OLT: The OLT updates its MIB and increments its MIB data sync. + OLT->>OpS: Response + + Note left of OLT: 2.1. The OLT issues the command to the corresponding ONT. + OLT->>ONT: Command + + Note right of ONT: The ONT can execute the command. + Note right of ONT: The ONT updates the MIB and MIB data sync. + ONT->>OLT: Response + + Note left of OpS: 2.2a. The MIB in the OLT and ONT are aligned. + + Note right of ONT: The ONT cannot execute the command. + Note left of OpS: 2.2b. The MIB in the OLT and ONT are not aligned. They will become aligned again only after an MIB resynchronization process. + + Note left of OpS: 2. + +``` + +Sequence diagram showing the interaction between OpS, OLT, and ONT for MIB data sync increment. The diagram is divided into three main sections: 1, 2.1, and 2.2. Section 1 shows a Command from OpS to OLT, an internal OLT update, and a Response from OLT to OpS. Section 2.1 shows the OLT issuing a Command to the ONT. Section 2.2 is split into 2.2a (success) and 2.2b (failure). In 2.2a, the ONT executes the command, updates its MIB, and sends a Response to the OLT, resulting in alignment. In 2.2b, the ONT cannot execute the command, resulting in misalignment. + +G.983.2\_F1.1 + +Figure I.1/G.983.2 – Increment of MIB data sync at ONT and OLT under OLT command + +![Sequence diagram showing MIB data synchronization between OpS, OLT, and ONT. The diagram is divided into three main sections: 1. Initial state where an attribute value changes autonomously on the ONT. 2. Notification reaches the OLT, leading to MIB updates and alignment. 2.1. Sub-case where the notification reaches the OLT. 2.2. Sub-case where the notification does not reach the OLT, resulting in misaligned MIBs. The diagram uses lifelines for OpS, OLT, and ONT, with dashed boxes grouping related steps.](39148db4c9dfc296c5abced7b560a75b_img.jpg) + +Sequence diagram illustrating the interaction between OpS, OLT, and ONT regarding MIB data synchronization. + +**1.** *An attribute value has changed autonomously. The ONT updates the MIB.* + +**2.** *The ONT can send a notification to the OLT.* + +**2.1.** **Attribute value change notification** (ONT to OLT) + +*Notification reaches the OLT.* +*The OLT updates its MIB.* +*The MIB in the OLT and ONT are aligned.* + +**2.2.** *Notification does not reach the OLT.* +*The MIB in the OLT and ONT are not aligned.* +*They will become aligned again only after a MIB resynchronization process.* + +**2.** **Attribute value change notification** (OLT to OpS) + +G.983.2\_FI.2 + +Sequence diagram showing MIB data synchronization between OpS, OLT, and ONT. The diagram is divided into three main sections: 1. Initial state where an attribute value changes autonomously on the ONT. 2. Notification reaches the OLT, leading to MIB updates and alignment. 2.1. Sub-case where the notification reaches the OLT. 2.2. Sub-case where the notification does not reach the OLT, resulting in misaligned MIBs. The diagram uses lifelines for OpS, OLT, and ONT, with dashed boxes grouping related steps. + +**Figure I.2/G.983.2 – No increment of MIB data sync at ONT and OLT in case of autonomous attribute value changes** + +### I.1.2 MIB audit and resynchronization + +Figure I.3 shows the scenario diagram of the MIB audit and MIB resynchronization process. + +![](d22a6b8548de8278dc3f686e95f9f47b_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + + Note over OLT, ONT: 1. The OLT requests the MIB data sync. + OLT->>ONT: ONTData_Get_cmd (ME,inst,MIB data sync requested) + ONT-->>OLT: ONTData_Get_rsp (ME,inst,success,MIB data sync value) + + Note over OLT: 2. The OLT compares the retrieved MIB data sync value with its own copy. + + Note over OLT, ONT: 3.1. The MIB data syncs match: the OLT can safely assume that the MIBs are aligned. + + Note over OLT, ONT: 3.2a. The MIB data syncs do not match: the OLT can align the MIBs incrementally. +For this, the OLT first uploads the MIB of the ONT. + OLT->>ONT: ONTData_MIBUpload_cmd (ME,inst) + Note right of ONT: The ONT makes a copy of the MIB, thus the ONT will +have an active MIB (A_ONT) and a copy (C_ONT). +The ONT responds to the request with the indication +of the number of instances (N + 1) to upload. + ONT-->>OLT: ONTData_MIBUpload_rsp (ME,inst,number of instances) + + Note over OLT, ONT: The OLT requests the information of all instances in the MIB of the ONT. + OLT->>ONT: ONTData_MIBUploadNext_cmd (ME,inst,0) + ONT-->>OLT: ONTData_MIBUploadNext_rsp (ME,inst,attributes of instance 0) + + Note right of ONT: The ONT can still send autonomous attribute value changes, e.g.: + ONT-->>OLT: SubscriberLineCardholder_AVC_not (ME,inst,Actual Plug-in unit type = full) + + Note over OLT: The OLT updates its active MIB (A_OLT) and marks the attribute as changed. +The OLT can still send configuration requests, e.g.: + OLT->>ONT: VPNetworkCTP_Create_cmd (ME,inst,UNI/ANI) + + Note right of ONT: The ONT updates its active MIB (A_ONT) and sends a response to the OLT: + ONT-->>OLT: VPNetworkCTP_Create_rsp (ME,inst,success) + + OLT->>ONT: ONTData_MIBUploadNext_cmd (ME,inst,1) + ONT-->>OLT: ONTData_MIBUploadNext_rsp (ME,inst,attributes of instance 1) + + Note over OLT, ONT: ... + + OLT->>ONT: ONTData_MIBUploadNext_cmd (ME,inst,N) + ONT-->>OLT: ONTData_MIBUploadNext_rsp (ME,inst,attributes of instance N) + +``` + +The diagram illustrates the interaction between an OLT and an ONT for MIB audit and resynchronization. It is structured into three main phases: + +- Phase 1:** The OLT sends an **ONTData\_Get\_cmd** (ME,inst,MIB data sync requested) to the ONT. The ONT responds with **ONTData\_Get\_rsp** (ME,inst,success,MIB data sync value). +- Phase 2:** The OLT compares the retrieved MIB data sync value with its own copy. +- Phase 3:** + - 3.1:** If the MIB data syncs match, the OLT assumes the MIBs are aligned. + - 3.2a:** If the MIB data syncs do not match, the OLT performs an incremental alignment. It sends **ONTData\_MIBUpload\_cmd** (ME,inst). The ONT makes a copy of the MIB, creating an active MIB ( $A_{ONT}$ ) and a copy ( $C_{ONT}$ ), and responds with the number of instances ( $N + 1$ ) via **ONTData\_MIBUpload\_rsp**. The OLT then requests information for all instances using **ONTData\_MIBUploadNext\_cmd** (from index 0 to N). During this process, the ONT can send autonomous attribute value changes (AVCs), and the OLT can send configuration requests like **VPNetworkCTP\_Create\_cmd**, updating their respective active MIBs ( $A_{OLT}$ and $A_{ONT}$ ). + +G.983.2\_F1.3 + +**Figure I.3/G.983.2 – Audit and MIB resynchronization** + +The OLT must issue as many MIBUploadNext requests as the number of instances given in the MIBUpload response. The maximum time between two MIBUploadNext requests is 1 minute. If the OLT does not send a MIBUploadNext request within this time after the previous MIBUploadNext request or after the MIBUpload start request, the ONT assumes the MIB upload to be terminated. The ONT can drop the copy of the MIB, and consider any MIBUploadNext requests to be out of range, as described in II.2.22. + +### I.1.3 Alarm sequence number increase + +The ONT informs the OLT of alarm status changes by sending alarm status change notifications. Note that these notifications are sent in unacknowledged messages that carry an eight-bit alarm sequence number for the benefit of the OLT to detect loss of alarm notifications (see Figure I.4 and I.1.4). After a restart of the ONT, the alarm sequence number is reset so that the first alarm notification sent by the ONT will have an alarm sequence number equal to 1. The alarm message sequence number is incremented for each alarm notification and wraps around from 255 to 1. Consequently, an alarm notification with sequence number 0x00 will never be sent. + +![Sequence diagram showing alarm sequence number incrementation between OpS, OLT, and ONT. The diagram is divided into three main sections: 1. Initial state where ONT updates its alarm table. 2.1. Successful notification where ONT sends a notification to OLT, which then updates its table and sends a notification to OpS. 2.2. Failed notification where the notification does not reach the OLT, leaving tables unaligned. Section 2. shows the return to the initial state.](1dd32fc202575cb394770f965b887f6e_img.jpg) + +| | OpS | OLT | ONT | +|------|-----------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------| +| 1. | | | A fault has occurred.
The ONT updates its alarm table and increments the alarm sequence number.
| +| | | | The ONT can send a notification to the OLT. | +| | | Alarm notification ← | | +| | | Notification reaches the OLT. | | +| | | The OLT updates its alarm table and the alarm sequence number. | | +| | | The alarm tables in the OLT and ONT are aligned. | | +| 2.1. | Alarm notification ← | | | +| | | Notification does not reach the OLT. | | +| | | The alarm tables in the OLT and ONT are not aligned.
They will become aligned again only after an alarm resynchronization process.
| | +| 2.2. | | | | +| 2. | | | | + +G.983.2\_FI.4 + +Sequence diagram showing alarm sequence number incrementation between OpS, OLT, and ONT. The diagram is divided into three main sections: 1. Initial state where ONT updates its alarm table. 2.1. Successful notification where ONT sends a notification to OLT, which then updates its table and sends a notification to OpS. 2.2. Failed notification where the notification does not reach the OLT, leaving tables unaligned. Section 2. shows the return to the initial state. + +Figure I.4/G.983.2 – Increment of alarm sequence number at ONT and OLT + +### I.1.4 Alarm audit and resynchronization + +When the OLT detects a gap in the received sequence, as shown in Figure I.5, it asks the ONT for an alarm status report by sending a "Get All Active Alarms" command. Obviously, this command is acknowledged by a response that contains the number of managed entity instances that have outstanding alarms. The OLT will request the alarm status of all these managed entities instances via the "Get All Alarms Next" command. The OLT will compare these alarm statuses of all these instances with its own and will notify the network manager of the changes. The alarm sequence number is reset by the ONT when it receives the "Get All Active Alarms" request. + +![Sequence diagram showing alarm audit and resynchronization between OLT and ONT. The process involves the OLT detecting a missing alarm, requesting active alarms, receiving a count, and then iteratively requesting the next set of alarms until all are processed. The ONT resets its alarm sequence and provides the requested information.](43fcc764d04e7017860154f91f7264ee_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + + Note left of OLT: The OLT detects a missing alarm notification. +1. + Note left of OLT: The OLT requests the alarm status reports of all managed entity instances with active alarms. + OLT->>ONT: ONTData_GetAllAlarms_cmd (ME,inst) + Note right of ONT: The ONT will make a copy of the current alarm status table of all managed entity instances, thus the ONT will have an active (A_ONT) and a copy (C_ONT) of the alarm table. +The ONT resets the alarm sequence number and responds to the request with the indication of the number of instances (N + 1) which have active alarms. + ONT-->>OLT: ONTData_GetAllAlarms_rsp (ME,inst,number of instances) + Note left of OLT: The OLT makes a blank alarm status table, thus the OLT will have an active alarm table (A_OLT) and a blank version (C_OLT). The OLT requests the alarm status of all instances with active alarms: + OLT->>ONT: ONTData_GetAllAlarmsNext_cmd (ME,inst,0) + ONT-->>OLT: ONTData_GetAllAlarmsNext_rsp (ME,inst,alarms of instances 0) + Note right of ONT: The ONT can still send alarm notifications, e.g.: + ONT->>OLT: PPTP_Alarm_not (ME,inst,Loss raised, LOF cleared, alarm seq number = 1) + Note left of OLT: The OLT updates its active alarm table (A_OLT) and marks the related alarm as new. + OLT->>ONT: ONTData_GetAllAlarmsNext_cmd (ME,inst,1) + ONT-->>OLT: ONTData_GetAllAlarmsNext_rsp (ME,inst,alarms of instances 1) + Note right of ONT: .... + OLT->>ONT: ONTData_GetAllAlarmsNext_cmd (ME,inst,N) + ONT-->>OLT: ONTData_GetAllAlarmsNext_rsp (ME,inst,alarms of instances N) + Note left of OLT: 2.1. + Note left of OLT: The OLT knows the alarm status of the ONT at the time the GetAllAlarms was issued(C_ONT) and can now copy C_ONT into A_OLT skipping the marked entries which are already updated with the most recent alarm status. + Note left of OLT: 2.2. + Note left of OLT: 2. + +``` + +Sequence diagram showing alarm audit and resynchronization between OLT and ONT. The process involves the OLT detecting a missing alarm, requesting active alarms, receiving a count, and then iteratively requesting the next set of alarms until all are processed. The ONT resets its alarm sequence and provides the requested information. + +G.983.2\_FI.5 + +Figure I.5/G.983.2 – Audit and alarm resynchronization + +The OLT must issue as many GetAllAlarmsNext requests as the number of instances given in the GetAllAlarms start response. The maximum time between two GetAllAlarmsNext requests is + +1 minute. If the OLT does not send a GetAllAlarmsNext request within this time after the previous GetAllAlarmsNext request or after the GetAllAlarms start request, the ONT assumes the alarm upload to be terminated. The ONT can drop the copy of the alarm table, and consider any GetAllAlarmsNext requests to be out of range, as described in II.2.18. + +### 1.1.5 Get an attribute that is larger than the OMCI message contents field + +Figure I.5-a shows the scenario diagram when the OLT gets an attribute that is larger than the OMCI message contents field (see 9.1.9 for limitations). The OLT asks the ONT for the size of the attribute by sending a "Get" command. In the Get response, the ONT uses 4 bytes to indicate the size of the data. This implies that the Get response message is formatted as if the oversized attribute had a size of 4 bytes. Then, the OLT will request the attribute data from the ONT via the appropriate number of "Get next" commands. This scenario is used for the MAC Filter Table attribute of MAC Bridge Port Filter Table Data managed entity and the Bridge Table attribute of the MAC Bridge Port Bridge Table Data managed entity. + +![Sequence diagram showing the interaction between OLT and ONT for getting a large attribute. The OLT sends a Get_cmd, the ONT responds with Get_rsp indicating the size. Then the OLT sends multiple Get_next_cmd requests, and the ONT responds with Get_next_rsp containing chunks of the attribute data. Other OMCI messages like SubscriberLineCardholder_AVC_not and VPNetworkCTP_Create are also shown.](ae69c35cda128ac38cd578a5172555d4_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: The OLT requests the size of attribute. + OLT->>ONT: Get_cmd (ME,inst,attributeMask) + Note right of ONT: The ONT makes a copy of the attribute +The ONT responds to the request with the indication of +the size of attribute to upload. + ONT-->>OLT: Get_rsp (ME,inst,attrMask,DataSize = 30×N+m bytes) + Note left of OLT: The OLT requests the attribute data by sending appropriate number of +messages from the ONT. + OLT->>ONT: Get next_cmd (ME,inst,SeqNum = 0) + ONT-->>OLT: Get next_rsp (ME,inst,succes,attrMask,first 30 bytes data of attribute) + Note right of ONT: The ONT can still send autonomous attribute value changes, e.g.: + ONT-->>OLT: SubscriberLineCardholder_AVC_not (ME,inst, Actual Plug-in unit Type = full) + Note left of OLT: The OLT updates its active MIB (AOLT) and marks the attribute as changed. +The OLT can still send configuration requests, e.g.: + OLT->>ONT: VPNetworkCTP_Create_cmd (ME,inst,UNI/ANI pointer,VPL,direction,PQ) + Note right of ONT: The ONT updates its active MIB (AONT) and sends a response to the OLT: + ONT-->>OLT: VPNetworkCTP_Create_rsp (ME,inst,succes) + OLT->>ONT: Get next_cmd (ME,inst,SeqNum = 1) + ONT-->>OLT: Get next_rsp (ME,inst,succes,attrMask,next 30 bytes data of attribute) + Note right of ONT: ... + OLT->>ONT: Get next_cmd (ME,inst,SeqNum = N) + ONT-->>OLT: Get next_rsp (ME,inst, succes, attrMask, last m bytes data of attributes) + +``` + +G.983.2\_FI.5-a + +Sequence diagram showing the interaction between OLT and ONT for getting a large attribute. The OLT sends a Get\_cmd, the ONT responds with Get\_rsp indicating the size. Then the OLT sends multiple Get\_next\_cmd requests, and the ONT responds with Get\_next\_rsp containing chunks of the attribute data. Other OMCI messages like SubscriberLineCardholder\_AVC\_not and VPNetworkCTP\_Create are also shown. + +Figure I.5-a/G.983.2 – Get an attribute that is larger than the OMCI message field + +The OLT must issue as many "Get next" requests as needed to accommodate the size of the data indicated in the Get response. The maximum time between two "Get next" requests is 1 minute. If the OLT does not send a "Get next" request within this time after the previous "Get next" request or after the Get start request, the ONT assumes the Get attribute command has been terminated and can drop the copy of the attribute, and consider any GetNext requests to be out of range, as described in II.2.44. In addition, the OLT should not initiate simultaneous multiple get-next processes to any one ONT. + +### I.1.6 Create an instance of a managed entity with an attribute that is larger than the OMCI message contents field + +Figure I.5-b shows the scenario diagram when the OLT creates an instance of a managed entity with an attribute that is larger than the OMCI message contents field (exactly 33 bytes). The OLT first creates an instance of the managed entity without attribute data by sending a "Create" command and then sets the attribute data by sending the appropriate number of "Set" commands. This scenario is useful for Threshold Data B-PON ME. + +![Sequence diagram showing the interaction between an OLT and an ONT to create and configure a managed entity with a large attribute.](9e47aa7528e713ae12a7739999286108_img.jpg) + +The diagram is a sequence diagram with two lifelines: OLT and ONT. It is enclosed in a dashed box with the following text inside: + +- The OLT creates an instance with an attribute that is larger than the OMCI message content field.* +- Create\_cmd (ME,inst, without attribute)** (OLT to ONT) +- Create\_rsp (ME,inst,success)** (ONT to OLT) +- The OLT sets the attribute data by sending the appropriate number of messages.* +- Set\_cmd (ME,inst,with attributeMask and attribute)** (OLT to ONT) +- Set\_rsp (ME,inst,success)** (ONT to OLT) +- ... +- Set\_cmd (ME,inst,with attributeMask and attribute)** (OLT to ONT) +- Set\_rsp (ME,inst,success)** (ONT to OLT) + +G.983.2\_FI.5-b + +Sequence diagram showing the interaction between an OLT and an ONT to create and configure a managed entity with a large attribute. + +**Figure I.5-b/G.983.2 – Create an instance of a managed entity with an attribute that is larger than the OMCI message field** + +### I.1.7 Report test result + +Figure I.5-c shows the scenario diagram for when the OLT requests that the ONT perform a test. The OLT requests that the ONT starts testing by sending a "Test" command. This command is acknowledged by a "Test" response. Then, the ONT carries out the test. After the test is complete, the ONT reports the test result via a "Test result" notification message. This scenario is used for the "SelfTest" attribute of ONTB-PON managed entity or Subscriber Line Card managed entity. Moreover, this scenario may be useful for MLT tests or for additional tests that may be added in the future. + +![Sequence diagram showing the interaction between OLT and ONT for reporting test results. The OLT sends a Test_cmd to the ONT. The ONT responds with Test_rsp. The ONT then sends an autonomous attribute value change (SubscriberLineCardholder_AVC_not) to the OLT. Finally, the ONT sends a TestResult notification to the OLT.](33013933550b78b0f07d622a01705b10_img.jpg) + +``` +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: The OLT requests to start tests. + OLT->>ONT: Test_cmd (ME,inst,attributeMask) + Note right of ONT: The ONT accepts Test command after logical checking of command message. + ONT->>OLT: Test_rsp (ME,inst,attributeMask, success) + Note right of ONT: The ONT can still send autonomous attribute value changes, e.g.: + ONT-->>OLT: SubscriberLineCardholder_AVC_not (ME,inst, Actual Plug-in unit Type = full) + Note right of ONT: The ONT carries out tests and sends a response to the OLT: + ONT->>OLT: TestResult notification (ME,inst,attributeMask, pass or fail) +``` + +G.983.2\_FI.5-c + +Sequence diagram showing the interaction between OLT and ONT for reporting test results. The OLT sends a Test\_cmd to the ONT. The ONT responds with Test\_rsp. The ONT then sends an autonomous attribute value change (SubscriberLineCardholder\_AVC\_not) to the OLT. Finally, the ONT sends a TestResult notification to the OLT. + +Figure I.5-c/G.983.2 – Reporting of test result + +### I.1.8 Alarm reporting control + +Alarm Reporting Control allows for the suppression of alarms from physical path termination points, under the control of the management system. A complete description of ARC from a generic viewpoint is given in Amendment 3 (2001)/M.3100. The OMCI provides for ARC functions using two attributes of the PPTP, 'ARC' and 'ARC Interval'. These two attributes are described below + +#### ARC: + +This attribute allows the activation of Alarm Reporting Control (ARC) for this PPTP. The attribute works in concert with the ARC\_interval attribute. A value of zero indicates disable, while a value of 1 indicates enable. The default value is disabled. When the ARC attribute is set to disabled, the PPTP is in the "ALM" state, as defined in Amendment 3 (2001)/M.3100. Alarms are reported normally in the ALM state. When the ARC attribute is set to enabled, then the PPTP is in the "NALM-QI" state, as defined in Amendment 3 (2001)/M.3100. Alarms are suppressed in this state. + +The PPTP moves from the ALM state to the NALM-QI state when the OLT changes the ARC attribute to enabled. The PPTP moves from the NALM-QI state to the ALM state when either: + +- 1) the PPTP is trouble free and the ARC\_interval timer expires; or +- 2) the ARC attribute is set to disable by the OLT. + +If the ARC\_interval timer expires, the ONT will set the ARC attribute to disabled autonomously, and send an AVC to notify the OLT. Please refer to Amendment 3 (2001)/M.3100 for more extensive discussion of the behaviours of the state diagram. + +Note that the ARC\_interval can assume normal timing values of 0 to 254 minutes. The value of 0 implies that a PPTP in the NALM-QI state will immediately transition to the ALM state upon detection of a problem-free state. An ARC\_interval value of 255 has the special meaning of 'infinity'. This value means that the timer shall never expire, and the PPTP will stay in the NALM-QI state until the OLT sets the ARC attribute to disabled. This behaviour is equivalent to the "NALM" state, which is another generic behaviour of the ARC function in Amendment 3 (2001)/M.3100. + +Note that there is no support for the "NALM-TI" subfunction in the OMCI system. (R,W) (optional) (1 byte) + +ARC\_interval: + +This attribute defines the interval to be used with the ARC function for this PPTP. The values 0 through 254 give the duration in minutes for the NALM-QI timer. The special value 255 means that the timer never expires. The default value is zero. (R, W) (optional) (1 byte) + +## I.2 Common services + +The common services consist of: + +- a) start-up phase of ONT; +- b) on demand subscriber line card provisioning; +- c) on demand subscriber line card de-provisioning; +- d) plug-and-play subscriber line card provisioning; +- e) plug-and-play subscriber line card de-provisioning; +- f) ATM VP Cross-Connection or ATM VC Cross-Connection set-up; +- g) ATM VP Cross-Connection or ATM VC Cross-Connection breakdown; +- h) software image download; +- i) software image changes; +- j) MAC bridge service connection set-up; +- k) MAC bridge service connection tear-down; +- l) Addition of entities to MAC Filter Table; +- m) Removal of entities from MAC Filter Table; +- n) Voice service connection set-up; and +- o) Voice service connection tear-down; +- p) IP Router service connection set-up; +- q) IP Router service connection tear-down; +- r) Addition of entities to IP Static Routes; +- s) Removal of entities from IP Static Routes; +- t) Structured/Unstructured CES service connection set-up (ATM mode); +- u) Structured/Unstructured CES service connection tear-down (ATM mode). + +All the listed services will be explained by the use of scenario diagrams. + +### I.2.1 Start-up phase of ONT + +The start-up phase of an ONT, from the OMCI point of view, belongs to one of two cases: + +- a) the ONT is "new" to the OLT; or +- b) the OLT already "saw" this ONT at this PON. + +The details of start-up scenarios also vary for ONTs with different configuration options, e.g., + +- a) ONT with cardholders at both PON IF and UNI; +- b) ONT with integrated interfaces at both PON IF and UNI; +- c) ONT with cardholders at PON IF and integrated interfaces at UNI; and +- d) ONT with integrated interfaces at PON IF and cardholders at UNI. + +Here the following scenarios will only show cases a) and b), from which the scenarios for cases c) and d) can be deduced. + +NOTE – The preferred solution is that Subscriber Line Card and Subscriber Line Cardholder managed entities should always be modelled, regardless of whether or not the ONT has integrated interfaces. + +Figure I.6 shows the start-up phase of a "new" ONT with Cardholders on both sides. Figure I.7 shows the start-up phase of a "new" ONT with integrated interfaces on both sides. Figure I.8 shows the start-up phase of an "old" ONT. + +The behaviour of the ONT with respect to inserted Subscriber Line Cards during the start-up phase is not shown in the following figures. This behaviour is the subject of I.2.2. + +Note that if attribute value changes do not arrive at the OLT, the OLT will not know the number of cardholders or integrated ports that reside in the ONT. The OLT can request the information of the newly created managed entity instances by a sequence of "Get" requests. If a "Get" request is issued on a non-existing instance, the response message to the OLT will indicate the error – Unknown managed entity instance. + +In general, the AVCs shown in Figures I.6 and I.7 should be viewed as a partial method of ONT discovery. The OLT cannot rely on the receipt of AVCs to learn all ONT information, because not all managed entities or attributes issue AVCs, and because AVCs can be lost in transmission without an error being detected. Therefore, the OLT should audit any ONT immediately after a Reset is completed. + +![Sequence diagram showing the start-up of a 'new' ONT with Cardholders on both sides. The diagram is divided into two main sections. Section 1: The OLT accepts the ONT as 'new' and sets up an OMCC via PLOAM messages. The ONT checks for a MIB; if none exists, it creates ONTAPON and ONTData entities. Section 2: The OLT sends an ONTData_MIBReset_cmd. The ONT clears its MIB and creates new instances of ONTAPON, ONTData, Software Image, PON IF Cardholder, and Subscriber Line Cardholder classes. The ONT responds with ONTData_MIBReset_rsp. The OLT then creates its own MIB with the same classes and instance IDs. The diagram is labeled G.983.2_F1.6(1@4) in the bottom right corner.](e9b0c54f494f276491a59ab381f2e5b2_img.jpg) + +OLT + +ONT + +*After ranging, the OLT accepts the ONT as “new”, i.e. a new PON id is assigned to its serial number.* + +*The ONT checks whether it contains a MIB (MIB data sync greater than 0). If not, it will create the ONTAPON and ONTData managed entities.* + +*The OLT sets up an OMCC via PLOAM messages* + +1. + +*The OLT clears the MIB of the ONT.* + +**ONTData\_MIBReset\_cmd (ME,inst)** + +*The ONT clears the MIB.* + +*The ONT autonomously creates a MIB containing:* + +- one instance of the ONTAPON class with instance id = 0.* +- one instance of the ONTData class with instance id = 0.* +- two instances of the Software Image class with instance id = {0, 0..1}.* +- N instances of the PON IF Cardholder class with instances id = 129..129+N.* +- M instances of the Subscriber Line Cardholder class with instance id = 1..M.* + +*The ONT responds to the Reset command.* + +**ONTData\_MIBReset\_rsp (ME,inst,success)** + +*The OLT creates a MIB with a MIB data sync equal to 0, containing:* + +- one instance of the ONTAPON class with instance id = 0* +- one instance of the ONTData class with instance id = 0* +- two instances of the Software Image class with instance id = {0, 0..1}* + +2. + +G.983.2\_F1.6(1@4) + +Sequence diagram showing the start-up of a 'new' ONT with Cardholders on both sides. The diagram is divided into two main sections. Section 1: The OLT accepts the ONT as 'new' and sets up an OMCC via PLOAM messages. The ONT checks for a MIB; if none exists, it creates ONTAPON and ONTData entities. Section 2: The OLT sends an ONTData\_MIBReset\_cmd. The ONT clears its MIB and creates new instances of ONTAPON, ONTData, Software Image, PON IF Cardholder, and Subscriber Line Cardholder classes. The ONT responds with ONTData\_MIBReset\_rsp. The OLT then creates its own MIB with the same classes and instance IDs. The diagram is labeled G.983.2\_F1.6(1@4) in the bottom right corner. + +**Figure I.6/G.983.2 – Start-up of a "new" ONT with Cardholders on both sides** + +![](ee7d44897cde31554e58a612ec3971f5_img.jpg) + +| | | | +|-----------------------------------------|----------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | The ONT updates the attributes of the ONTAPON managed entities according to the data in memory. The OLT is notified of the changes. | +| | ← ONT_AVC_not (ME,inst,changed attributes) | | +| The OLT updates its MIB.
3.1. | | | +| | | If the ONT detects a PON IF Card inserted in (one of) the PON IF Cardholders, it creates the PON IF card, updates the attributes according to data found in inventory of the card, and notifies the OLT of the changes per instance. | +| | ← PONIFCard_AVC_not (ME,129,changed attributes) | | +| The OLT updates its MIB. | | | +| | ← PONIFCard_AVC_not (ME,129+N,changed attributes) | | +| The OLT updates its MIB.
3.2. | | | + +G.983.2\_F1.6(2@4) + +**Figure I.6/G.983.2 – Start-up of a "new" ONT with Cardholders on both sides (continued)** + +![](d02c7f5a53a3bf7c16b36497fce18035_img.jpg) + +| | | | +|-----------------------------------------|------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | If PON IF Card(s) support downloadable images, the ONT creates instances of the SW image class. Also, instances of ANI class, PON Physical Path Termination Point class and PON TC Adaptor class are created by the ONT for each PON IF Card. The OLT is notified of the changes, e.g.: | +| | ← SoftwareImage_AVC_not (ME,{129,0},changed attributes) | | +| The OLT updates its MIB. | | | +| | ← SoftwareImage_AVC_not (ME,{129,1},changed attributes) | | +| The OLT updates its MIB. | | | +| | ← ... | | +| | ← SoftwareImage_AVC_not (ME,{129+N,0},changed attributes) | | +| The OLT updates its MIB. | | | +| | ← SoftwareImage_AVC_not (ME,{129+N,1},changed attributes) | | +| The OLT updates its MIB.
3.3. | | | + +G.983.2\_F1.6(3@4) + +**Figure I.6/G.983.2 – Start-up of a "new" ONT with Cardholders on both sides (continued)** + +![](f286c0e9f11ff3fdc5d28606b7e9ad68_img.jpg) + +| OLT | ONT | +|---------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | The ONT creates as many Priority QueuesAPON classes as are supported by each PON IF Card. The ONT updates the attributes according to the data found in the memory of the PON IF card and notifies the OLT of the changes, e.g. | +| | UpstreamPriorityQueue_AVC_not (ME,inst {129,0},changed attributes) | +| The OLT updates its MIB. | | +| | UpstreamPriorityQueue_AVC_not (ME,inst {129,P},changed attributes) | +| The OLT updates its MIB. | | +| | .... | +| | UpstreamPriorityQueue_AVC_not (ME,inst {129+N,0},changed attributes) | +| The OLT updates its MIB. | | +| | UpstreamPriorityQueue_AVC_not (ME,inst {129+N,P},changed attributes) | +| The OLT updates its MIB. | | +| 3.4. | | +| 3. | | +| | The ONT starts executing OMCI requests (previously requests have been ignored to prevent OLT from obtaining transient data). | +| 4. | | + +G.983.2\_Fl.6(4@4) + +**Figure I.6/G.983.2 – Start-up of a "new" ONT with Cardholders on both sides (concluded)** + +![](8e026de49a1aa14f50ce115a2f88a292_img.jpg) + +| OLT | ONT | +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +|

After ranging, the OLT accepts the ONT as "new", i.e. a new PON id is assigned to its serial number.

The OLT sets up an OMCC via PLOAM messages

1.

|

The ONTAPON checks whether it contains a MIB (MIBs data sync greater than 0). If not, it will create the ONTAPON and ONT Data managed entities.

| +|

The OLT clears the MIB of the ONT.

ONTData_MIBReset_cmd (ME,inst)

|

The ONT clears the MIB.

The ONT autonomously creates a MIB containing:
one instance of the ONTAPON class with instance id = 0.
one instance of the ONT Data class with instance id = 0.
two instances of the Software Image class with instance id = {0, 0..1}.
M instances of the ANI class, PON Physical Path Termination Point class and PON TC Adaptor class with instance id = {128, 1..M}.
N instances of the UNI, Physical Path Termination Point and TC AdaptorAPON with instance id = {0, 1..N}.
P instances of the Upstream Priority QueueAPON class with instance id = 0..P-1.
Q instances of the Downstream Priority QueueAPON class with instance id = 0..Q-1.
The ONT responds to the Reset command.

ONTData_MIBReset_rsp (ME,inst,sUCCESS)

| +|

The OLT creates a MIB with a MIB data sync equal to 0, containing:
one instance of the ONTAPON class with instance id = 0
one instance of the ONT Data class with instance id = 0
two instances of the Software Image class with instance id = {0, 0..1}.

2.

| | + +G.983.2\_F1.7(1@4) + +G.983.2\_F1.7(2@4) + +Figure I.7/G.983.2 – Start-up phase of a "new" ONT with integrated interfaces on both sides + +![](28583b06f211df822423d245dfad776f_img.jpg) + +| | | | +|---------------------------------|--|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | The ONT updates the attributes of the ONTAPON managed entities according to the data in memory. The OLT is notified of the changes. | +| | | ONT_AVC_not (ME,inst,changed attributes) | +| The OLT updates its MIB. | | | +| 3.1. | | | +| | | The ONT updates the attributes of the Software Image instances according to the data found in memory. The OLT is notified of the changes per instance. | +| | | SoftwareImage_AVC_not (ME,inst {0,0},changed attributes) | +| The OLT updates its MIB. | | | +| | | SoftwareImage_AVC_not (ME,inst {0,1},changed attributes) | +| The OLT updates its MIB. | | | +| 3.2. | | | +| | | The ONT updates the attributes of the Upstream and Downstream Priority QueueAPON class instances according to the data found in memory. The OLT is notified of the changes per instance: | +| | | UpstreamPriorityQueue_AVC_not (ME,inst {128,0},changed attributes) | +| The OLT updates its MIB. | | | +| | | UpstreamPriorityQueue_AVC_not (ME,inst {128,P},changed attributes) | +| The OLT updates its MIB. | | | +| | | .... | +| | | DownstreamPriorityQueue_AVC_not (ME,inst {0,0},changed attributes) | +| The OLT updates its MIB. | | | +| | | DownstreamPriorityQueue_AVC_not (ME,inst {0,Q},changed attributes) | +| The OLT updates its MIB. | | | +| 3.3. | | | +| 3. | | | +| | | G.983.2_F1.7(3@4) | +| 4. | | The ONT starts executing OMCI requests (previously requests have been ignored). | +| | | G.983.2_F1.7(4@4) | + +**Figure I.7/G.983.2 – Start-up phase of a "new" ONT with integrated interfaces on both sides (concluded)** + +![Sequence diagram showing the start-up phase of an 'old' ONT. The diagram is divided into two main sections. The first section shows the OLT accepting the ONT as 'old' and setting up an OMCC via PLOAM messages, while the ONT checks for a MIB. The second section shows the OLT starting a MIB audit by sending an ONTData_Get_cmd to the ONT, which responds with ONTData_Get_rsp. If the MIB data syncs do not match, the OLT starts a resynchronization process.](2b04e13962c123370e90b83ab666b87f_img.jpg) + +The diagram illustrates the start-up phase of an "old" ONT. It features two vertical timelines for the OLT and the ONT. + +**Section 1:** + +- OLT:** After ranging, the OLT accepts the ONT as "old", i.e. a new PON id was already assigned to its serial number. The OLT sets up an OMCC via PLOAM messages. 1. +- ONT:** The ONT checks whether it contains a MIB (MIB data sync greater than 0). If a valid MIB is present, the ONT autonomously configures the system. If not, it will create the ONTAPON and ONT Data managed entities. + +**Section 2:** + +- OLT:** The OLT starts a MIB audit by getting the MIB data sync. It sends a message **ONTData\_Get\_cmd (ME,inst,MIB data sync requested)** to the ONT. If, after the comparison, the MIB data syncs do not match, the OLT will start a MIB resynchronization process. 2. +- ONT:** The ONT responds with **ONTData\_Get\_rsp (ME,inst,succcess,MIB data sync value)**. + +G.983.2\_F1.8 + +Sequence diagram showing the start-up phase of an 'old' ONT. The diagram is divided into two main sections. The first section shows the OLT accepting the ONT as 'old' and setting up an OMCC via PLOAM messages, while the ONT checks for a MIB. The second section shows the OLT starting a MIB audit by sending an ONTData\_Get\_cmd to the ONT, which responds with ONTData\_Get\_rsp. If the MIB data syncs do not match, the OLT starts a resynchronization process. + +**Figure I.8/G.983.2 – Start-up phase of an "old" ONT** + +### I.2.2 Subscriber line card provisioning/deprovisioning + +The provisioning and deprovisioning of Subscriber Line Card can be triggered in two ways: + +- On demand by the OpS; +- Plug-and-play, triggered by the detection of the card insertion/removal. + +However, this trigger of provisioning and deprovisioning is transparent to the ONT, i.e., the ONT is always responding to OLT provisioning and deprovisioning commands. The difference between plug-and-play mode and on-demand mode would reside in the OLT. For the on-demand mode, the OLT will provision (deprovision) the presence of the subscriber line card in the ONT when it has been provisioned (deprovisioned) by the operator; for the plug-and-play mode, the OLT will provision the slot to "plug-and-play" and further provision (deprovision) the presence of the subscriber line card in the ONT as soon as it has received a notification from the ONT that a line card has been plugged in (out). + +### I.2.3 On-demand subscriber line card provisioning + +NOTE – It is possible to provision a subscriber line card while a subscriber line card of the same or of a different type is provisioned for the subscriber line cardholder. In case a subscriber line card of the same type is already provisioned, the provisioned command will have no effect. In case a subscriber line card of a different type is already provisioned, this subscriber line card will be automatically deprovisioned and only then will the system be configured according to the newly given plug-in unit type. Figure I.9 shows the scenario of provisioning an ATM LIM. Figure I.10 shows the scenario of provisioning a non-ATM LIM. + +The cases below show the use of the attributes "Expected type" and "Sensed type" of the corresponding Physical Path Termination Point ATM/Ethernet/CES UNI. + +#### Case 1 + +The subscriber linecard Holder or the ONT itself (the latter in case of integrated interfaces) only supports a specific type of interface. Notice that in the former case, the attribute "type" of the Subscriber Line Card managed entity will be equal to this type. + +In this case, on creation of the Physical Path Termination Point managed entity instance, the attributes "Expected Plug-in Unit type" and "Actual Plug-in type" of the Subscriber Linecard Holder managed entity are both set equal to the specific interface type and the ONT sends attribute value change notifications to the OLT with the values of these attributes. It will not be possible for + +the OLT to change the value of the attribute "Expected Plug-in Unit type" later on (i.e., any attempt by the OLT to change the value of the attribute will be refused by the ONT). + +#### Case 2 + +The subscriber linecard holder or the ONT itself (the latter in case of integrated interfaces) supports interfaces of different types. + +In this case, on creation of the Physical Path Termination Point managed entity instance, the attribute "Expected Plug-in Unit type" is set to autosensing (0x00) and attribute "Actual Plug-in Unit type" is set to: + +- inapplicable or unknown if the interface does not support autosensing or if the autosensing fails (actually, the coding is 0x00 in both cases); +- the sensed type if the interface supports autosensing and the autosensing was successful. + +The ONT will send an attribute value change notification with the values of these attributes. + +Later on, it will be possible for the OLT to change the value of attribute "Expected Plug-in Unit type" with the "Set" action. The value of attribute "Sensed type" will be set equal to the value of attribute "Expected type". Notice however that the ONT will only execute the "Set" action if the ONT supports the configured interface type. + +![Sequence diagram showing ATM subscriber line card provisioning between OLT and ONT. The OLT sends a Set command for the expected plug-in unit type to an ATM card. The ONT responds with a success message after automatically creating various managed entity instances and updating its MIB. The OLT then updates its MIB and increments the MIB data sync.](6740a920de1457098d3274f88cafd0ea_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: The OLT provisions the presence of an ATM LIM. + OLT->>ONT: SubscriberLineCardholder_Set_cmd (ME,X,expected plug-in unit type = ATM card) + Note right of ONT: The ONT automatically creates an instance of the Subscriber Line Card class with its default attributes. +The ONT automatically creates two instances of the Software Image class. +The ONT automatically creates N instances of the Physical Path Termination Point class, UNIAPON class and TC AdaptorAPON class, with N being the number of ports residing on the Subscriber Line card +The ONT automatically creates M instances of the Downstream Priority QueuesAPON class. +The ONT increments the MIB data sync and responds to the set command. + ONT->>OLT: SubscriberLineCardholder_Set_rsp (ME,X,sUCCESS) + Note left of OLT: The OLT updates its MIB and increments the MIB data sync. +1. + +``` + +G.983.2\_F1.9(A) + +Sequence diagram showing ATM subscriber line card provisioning between OLT and ONT. The OLT sends a Set command for the expected plug-in unit type to an ATM card. The ONT responds with a success message after automatically creating various managed entity instances and updating its MIB. The OLT then updates its MIB and increments the MIB data sync. + +**Figure I.9/G.983.2 – ATM subscriber line card provisioning** + +![Sequence diagram for ATM subscriber line card provisioning (concluded) part 1. It shows the interaction between an OLT and an ONT. The ONT detects the absence or incorrect type of a Subscriber Line Card and sends alarm notifications. The OLT updates its MIB and receives various notifications (SubscriberLineCardholder_Alarm_not, SubscriberLineCard_AVC_not, DownstreamPriorityQueue_AVC_not, UNI_AVC_not).](8932612a402edc27c589bfa1f2c7de1b_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note over ONT: The ONT detects that no Subscriber Line Card is present in the +provisioned slot; it will send an alarm notification. + ONT->>OLT: SubscriberLineCardholder_Alarm_not (ME,X,plugInLIMMissing on, alarm seq counter) + Note left of OLT: 2.1. + Note over ONT: The ONT detects that an incorrect Subscriber Line Card is present in the provisioned slot. + Note over ONT: The detected Subscriber Line Card is of an incorrect type. The ONT will +send an alarm notification. + ONT->>OLT: SubscriberLineCardholder_Alarm_not (ME,X,plugInLIMMismatch on, alarm seq counter) + Note left of OLT: The OLT updates its MIB. + Note left of OLT: 2.2a. + Note over ONT: The detected Subscriber Line Card is of the correct type. The ONT retrieves the card +specific information (version identifier, number of supported VPC etc.). The OLT is +notified of this data via notifications, e.g.: + ONT->>OLT: SubscriberLineCard_AVC_not (ME,X,changed attributes) + ONT->>OLT: DownstreamPriorityQueue_AVC_not (ME,{X,0},changed attributes) + Note over OLT,ONT: + ONT->>OLT: DownstreamPriorityQueue_AVC_not (ME,{X,P},changed attributes) + Note left of OLT: The OLT updates its MIB. + ONT->>OLT: UNI_AVC_not (ME,{X,1},changed attributes) + Note left of OLT: The OLT updates its MIB. + Note over OLT,ONT: + ONT->>OLT: UNI_AVC_not (ME,{X,N},changed attributes) + Note left of OLT: The OLT updates its MIB. + Note left of OLT: 2.2b. + Note left of OLT: 2.2. + Note left of OLT: 2. + +``` + +Sequence diagram for ATM subscriber line card provisioning (concluded) part 1. It shows the interaction between an OLT and an ONT. The ONT detects the absence or incorrect type of a Subscriber Line Card and sends alarm notifications. The OLT updates its MIB and receives various notifications (SubscriberLineCardholder\_Alarm\_not, SubscriberLineCard\_AVC\_not, DownstreamPriorityQueue\_AVC\_not, UNI\_AVC\_not). + +G.983.2\_FI.9(B) + +![Sequence diagram for ATM subscriber line card provisioning (concluded) part 2. It shows the OLT sending a SubscriberLineCard_Set_cmd to unlock the card. The ONT unlocks the card, updates the MIB, increments the MIB data sync, and responds. The OLT updates its MIB and increments the MIB data sync.](c981496dcf94656533f6f8ed68816d76_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note over OLT: The OLT might want to unlock the Subscriber Line Card or +might want to do other configuration changes. + OLT->>ONT: SubscriberLineCard_Set_cmd (ME,X,admin state = unlock) + Note over ONT: The ONT unlocks the Subscriber Line Card, updates the MIB, increments +the MIB data sync and responds to the set request. + ONT->>OLT: SubscriberLineCard_Set_cmd (ME,X,success) + Note left of OLT: The OLT updates its MIB and increments the MIB data sync. + Note left of OLT: 3. + +``` + +Sequence diagram for ATM subscriber line card provisioning (concluded) part 2. It shows the OLT sending a SubscriberLineCard\_Set\_cmd to unlock the card. The ONT unlocks the card, updates the MIB, increments the MIB data sync, and responds. The OLT updates its MIB and increments the MIB data sync. + +G.983.2\_FI.9(C) + +**Figure I.9/G.983.2 – ATM subscriber line card provisioning (*concluded*)** + +![](19582bb3a35dfc4bcab8f239c83c229a_img.jpg) + +Sequence diagram illustrating the provisioning of a non-ATM card subscriber line card (Step 1). + +**OLT** and **ONT** lifelines are shown. + +*The OLT provisions the presence of a non-ATM LIM.* + +**SubscriberLineCardholder\_Set\_cmd (ME,inst,expected plug-in unit type = non-ATM card)** message is sent from OLT to ONT. + +*The ONT automatically creates an instance of the Subscriber Line Card class with its default attributes.* + +*The ONT automatically creates two instances of the Software Image class.* + +*Depending on the type of card and number of ports on the card, the ONT automatically creates:N instances of the Ethernet Physical Path Termination Point class or CES Physical Path Termination Point class and N instances of the UNI class.* + +*The ONT increments the MIB data sync and responds to the set request.* + +**SubscriberLineCardholder\_Set\_rsp (ME,inst,success)** message is sent from ONT to OLT. + +*The OLT updates its MIB and increments the MIB data sync.* + +1. + +G.983.2\_Fl.10(A) + +![](df14c8e64e99befef2f568b5e8697a72_img.jpg) + +Sequence diagram illustrating the provisioning of a non-ATM card subscriber line card (Step 2). + +**OLT** and **ONT** lifelines are shown. + +*The ONT detects that no Subscriber Line Card is present in the provisioned Subscriber Line Cardholder; it will send an alarm notification.* + +**SubscriberLineCardholder\_Alarm\_not (ME,inst,plugInLIMMissing on, alarm seq counter)** message is sent from ONT to OLT. + +2.1. + +*The ONT detects that a Subscriber Line Card is present in the provisioned Subscriber Line Cardholder.* + +*The detected Subscriber Line Card is of the wrong type.* + +**SubscriberLineCardholder\_Alarm\_not (ME,inst,plugInLIMMismatch on, alarm seq counter)** message is sent from ONT to OLT. + +2.2a. + +*The Subscriber Line Card is of the correct type. The ONT retrieves from the card the card specific information (version identifier; etc.), updates the MIB and notifies the OLT of the change, e.g.:* + +**SubscriberLineCard\_AVC\_not (ME,inst,changed attributes)** message is sent from ONT to OLT. + +*The OLT updates its MIB.* + +**UNI\_AVC\_not (ME,inst={X,1},changed attributes)** message is sent from ONT to OLT. + +*The OLT updates its MIB.* + +**UNI\_AVC\_not (ME,inst={X,2},changed attributes)** message is sent from ONT to OLT. + +*The OLT updates its MIB.* + +2.2b. + +2.2. + +2. + +G.983.2\_Fl.10(B) + +**Figure I.10/G.983.2 – Non-ATM card subscriber line card provisioning** + +![Sequence diagram showing the final steps of non-ATM card subscriber line card provisioning between an OLT and an ONT. The OLT sends a 'SubscriberLineCard_Set_cmd' to unlock the card. The ONT responds with 'SubscriberLineCard_Set_rsp' indicating success. The OLT then updates its MIB.](381b701baf194171a242aa2b1741f4a9_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for subscriber line card provisioning. It consists of the following elements: + +- OLT:** + - Initial note: *The OLT might want to unlock the Subscriber Line Card or might want to do other configuration changes.* + - Action: **SubscriberLineCard\_Set\_cmd (ME,inst,admin state = unlock)** sent to the ONT. + - Final note: *The OLT updates its MIB and increments the MIB data sync.* + - Step number: **3.** +- ONT:** + - Action: *The ONT unlocks the Subscriber Line Card, updates the MIB, increments the MIB data sync and responds to the set request.* + - Action: **SubscriberLineCard\_Set\_rsp (ME,inst,success)** sent back to the OLT. + +G.983.2\_FI.10(C) + +Sequence diagram showing the final steps of non-ATM card subscriber line card provisioning between an OLT and an ONT. The OLT sends a 'SubscriberLineCard\_Set\_cmd' to unlock the card. The ONT responds with 'SubscriberLineCard\_Set\_rsp' indicating success. The OLT then updates its MIB. + +**Figure I.10/G.983.2 – Non-ATM card subscriber line card provisioning (concluded)** + +### I.2.4 On-demand subscriber line card deprovisioning + +The ONT will delete from the MIB all managed entities that it automatically created during the provisioning of this subscriber line card. On the other hand, the OLT will be responsible for deleting all those managed entities that are associated with this card and were created by the OLT. Figure I.11 shows the process of deprovisioning a Subscriber Line Card. + +![Sequence diagram for subscriber line card deprovisioning between OLT and ONT. The diagram is divided into three main sections: 1. ATM Subscriber Line Card deprovisioning (1a), 2. non-ATM Subscriber Line Card deprovisioning (1b), and 3. Alarm notifications (2a, 2b, 2c).](9c2536121e6816795e5aad3dd13371e3_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for subscriber line card deprovisioning. It is organized into three main sections, each enclosed in a dashed box. + +- Section 1: The OLT deprovisions an ATM Subscriber Line Card.** + - The OLT sends a **SubscriberLineCardholder\_Set\_cmd (ME,inst,expected plug-in unit type = noLIM)** to the ONT. + - The ONT performs several automatic deletions: + - The instance of the *Subscriber Line Card* class. + - The corresponding instances of the *Software Image* class. + - The corresponding instances of the *UNIAPON* class. + - The corresponding instances of the *TC AdaptorAPON* class. + - The corresponding instances of the *Physical Path TP* class. + - The corresponding instances of the *Priority QueueAPON* class. + - The ONT increments the MIB data sync and responds with **SubscriberLineCardholder\_Set\_rsp (ME,inst,sucess)**. + - The OLT updates its MIB and increments the MIB data sync. + - This sequence is labeled **1a.** +- Section 2: The OLT deprovisions a non-ATM Subscriber Line Card.** + - The OLT sends a **SubscriberLineCardholder\_Set\_cmd (ME,inst,expected plug-in unit type = noLIM)** to the ONT. + - The ONT performs several automatic deletions: + - The instance of the *Subscriber Line Card* class. + - The corresponding instances of the *Software Image* class. + - The corresponding instances of the *UNIAPON* class. + - The corresponding instances of the *Physical Path TP* class. + - The ONT increments the MIB data sync and responds with **SubscriberLineCardholder\_Set\_rsp (ME,inst,sucess)**. + - The OLT updates its MIB and increments the MIB data sync. + - This sequence is labeled **1b.** +- Section 3: Alarm Notifications.** + - 2a.** If no Subscriber Line Card is present, the ONT sends an alarm notification: **SubscriberLineCardholder\_Alarm\_not (ME,inst,plugInLIMMissingAlarm = off,alarm seq counter)**. + - 2b.** If a Subscriber Line Card of an incorrect type is present, the ONT sends an alarm notification: **SubscriberLineCardholder\_Alarm\_not (ME,inst,plugInTypeMismatchAlarm = off,alarm seq counter)**. + - 2c.** If a Subscriber Line Card of the correct type is present, the ONT sends no alarm notifications and blocks all traffic on the Subscriber Line Card. + +Sequence diagram for subscriber line card deprovisioning between OLT and ONT. The diagram is divided into three main sections: 1. ATM Subscriber Line Card deprovisioning (1a), 2. non-ATM Subscriber Line Card deprovisioning (1b), and 3. Alarm notifications (2a, 2b, 2c). + +G.983.2\_FI.11 + +**Figure I.11/G.983.2 – Subscriber line card deprovisioning** + +### I.2.5 Plug-and-play subscriber line card provisioning + +A subscriber line cardholder can be provisioned for a plug-and-play mode of operation (see also Figure 32). Figure I.12 shows the scenario for provisioning a slot for plug-and-play. + +![Sequence diagram for plug-and-play subscriber line card provisioning between OLT and ONT.](e3a3eef92d316db2c9bd020f739c5809_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for provisioning a subscriber line card. It is divided into two main sections by dashed horizontal lines. + +**Section 1: Provisioning the Subscriber Line Cardholder** + +- The OLT decides to provision the Subscriber Line Cardholder to plug-and-play:* +- The OLT sends a **SubscriberLineCardholder\_Set\_cmd (ME,inst,expected plug-in unit type = plug-n-play)** message to the ONT. +- The ONT updates the expected plug-in unit type attribute, updates the MIB data sync and responds to the set command.* +- The ONT sends a **SubscriberLineCardholder\_Set\_cmd (ME,inst,success)** response back to the OLT. +- The OLT updates its MIB and MIB data sync.* +- 1. + +**Section 2: Creating the Subscriber Line Card managed entity instance** + +- The OLT creates the desired Subscriber Line Card managed entity instance directly:* +- The OLT sends a **SubscriberLineCard\_Create\_cmd (ME,inst, type = X)** message to the ONT. +- The ONT will create one instance of the Subscriber Line Card of type X. The ONT will automatically create, depending on the type of card, instances of UNIAPON, PTPP, TC AdaptorAPON, PQsAPON etc. The ONT will update its MIB data sync and responds to the create request.* +- The ONT sends a **SubscriberLineCard\_Create\_rsp (ME,inst,success)** response back to the OLT. +- The OLT updates its MIB and MIB data sync.* +- 2. + +G.983.2\_F1.12 + +Sequence diagram for plug-and-play subscriber line card provisioning between OLT and ONT. + +**Figure I.12/G.983.2 – Plug-and-play subscriber line card provisioning** + +Not shown in the scenario diagram given above are the notifications of the ONT due to incorrectly inserted subscriber line cards. Figure 32 is given for this purpose. + +### **I.2.6 Plug-and-play subscriber line card deprovisioning** + +When a subscriber line card is removed from a subscriber line cardholder, a notification will be sent to the OLT. The OLT will deprovision the subscriber line cardholder upon receiving the notification (see Figure I.13). + +![Sequence diagram for plug-and-play subscriber line card deprovisioning between OLT and ONT.](3590ceda15f50d902884266348e3d41e_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for deprovisioning a subscriber line card. It is divided into two main sections by dashed horizontal lines. + +- The OLT decides to delete a Subscriber Line Card managed entity contained in a Subscriber Line Cardholder with expected type set to plug-and-play:* +- The OLT sends a **SubscriberLineCard\_Delete\_cmd (ME,inst)** message to the ONT. +- The ONT deletes the Subscriber Line Card and all the associated managed entity instances. It updates the MIB data sync and responds to the delete request.* +- The ONT sends a **SubscriberLineCard\_Delete\_rsp (ME,inst,success)** response back to the OLT. +- The OLT decides to deprovision the Subscriber Line Cardholder:* +- 1. + +G.983.2\_F1.13 + +Sequence diagram for plug-and-play subscriber line card deprovisioning between OLT and ONT. + +**Figure I.13/G.983.2 – Plug-and-play subscriber line card deprovisioning** + +### I.2.7 ATM service set-up + +The ATM connections within the ONT can be created in two ways: one consists of consecutively requesting the creation of two VP Network CTPB-PONS and one ATM VP Cross-Connection (Figure I.14), whereas the other uses one request which will cause the simultaneous creation of two VP Network CTPB-PONS and one ATM VP Cross-Connection (Figure I.15). + +In the given figures for ATM service set-up, the assumption is made that Priority Queues are used. If Traffic Descriptors are used, the Traffic Descriptor managed entity instance for the requested service must be created first. Also, the OLT might want to create corresponding History Data managed entities for the connection. + +These descriptions can be extended for use with VC cross-connections as well. For ATM service set-up and tear-down using VC cross-connections, replace "VP Network CTPB-PONS" with "VC Network CTPB-PONS" and "ATM VP Cross-Connection" with "ATM VC Cross-Connection". + +![Sequence diagram showing VP cross-connection set-up (alternative 1) between OLT and ONT. The process involves three steps: 1. OLT creates VP Network CTP on ANI side, ONT responds, OLT updates MIB. 2. OLT creates VP Network CTP on UNI side, ONT responds, OLT updates MIB. 3. OLT creates ATM VP Cross-Connection, ONT checks directions and responds, OLT updates MIB.](bf66a3bd2430d3feb1d54f400bbc60c0_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: The OLT creates the VP Network CTPAPON on the ANI side. + OLT->>ONT: VPNetworkCTP_Create_cmd (ME, inst, VPI value, UNI/ANI pointer, direction, priority queue pointer for downstream, priority queue pointer for upstream, traffic descriptor pointer) + Note right of ONT: The ONT updates the MIB, increments the MIB data sync and responds to the create request. + ONT-->>OLT: VPNetworkCTP_Create_rsp (ME,inst,sUCCESS) + Note left of OLT: The OLT updates its MIB and increments the MIB data sync. +1. + Note left of OLT: The OLT creates the VP Network CTPAPON on the UNI side. + OLT->>ONT: VPNetworkCTP_Create_cmd (ME, inst, VPI value, UNI/ANI pointer, direction, priority queue pointer for downstream, priority queue pointer for upstream, traffic descriptor pointer) + Note right of ONT: The ONT updates the MIB, increments the MIB data sync and responds to the create request. + ONT-->>OLT: VPNetworkCTP_Create_rsp (ME,inst,sUCCESS) + Note left of OLT: The OLT updates its MIB and increments the MIB data sync. +2. + Note left of OLT: The OLT creates the ATM VP Cross-Connection. + OLT->>ONT: ATMVPCrossConnection_Create_cmd (ME,inst, termination point ANI side, termination point UNI side) + Note right of ONT: The ONT checks if the directions of the given VPLs match. If so the MIB is updated, the MIB data sync is increased and responds to the create request. If the directions do not match, the request is responded to with failure. + ONT-->>OLT: ATMVPCrossConnection_Create_rsp (ME,inst,sUCCESS) + Note left of OLT: The OLT updates its MIB and increments the MIB data sync. +3. + +``` + +Sequence diagram showing VP cross-connection set-up (alternative 1) between OLT and ONT. The process involves three steps: 1. OLT creates VP Network CTP on ANI side, ONT responds, OLT updates MIB. 2. OLT creates VP Network CTP on UNI side, ONT responds, OLT updates MIB. 3. OLT creates ATM VP Cross-Connection, ONT checks directions and responds, OLT updates MIB. + +G.983.2\_FI.14 + +Figure I.14/G.983.2 – VP cross-connection set-up (alternative 1) + +![Sequence diagram showing VP cross-connection set-up between OLT and ONT. The OLT sends a CreateComplete_cmd to the ONT, which updates its MIB and responds with a CreateComplete_rsp. The OLT then updates its MIB. The diagram is labeled G.983.2_F1.15.](2b817d2912f95cb0ab93ff621a3f0a5b_img.jpg) + +The OLT creates the VP Network CTPAPON on the ANI side, on the UNI side and the ATM VP cross-Connection at + +1. **ATMVPCrossConnection\_CreateComplete\_cmd (ME.inst,VPNetworkCTPani,VPNetworkCTPuni,UNI id,VPIani,VPIuni,direction,ANI Priority Queue,UNI Priority Queue)** + +*The ONT updates the MIB, increments the MIB data sync and responds to the create request.* + +2. **ATMVPCrossConnection\_CreateComplete\_rsp (ME.inst,success)** + +*The OLT updates its MIB and increments the MIB data sync.* + +1. + +G.983.2\_F1.15 + +Sequence diagram showing VP cross-connection set-up between OLT and ONT. The OLT sends a CreateComplete\_cmd to the ONT, which updates its MIB and responds with a CreateComplete\_rsp. The OLT then updates its MIB. The diagram is labeled G.983.2\_F1.15. + +**Figure I.15/G.983.2 – VP cross-connection set-up (alternative 2)** + +### I.2.8 ATM service tear-down + +The connections within the ONT can be deleted in two ways: one consists of consecutive deletion of the ATM VP Cross-Connection and the two VP Network CTPB-PONS (Figure I.16), whereas the other uses one request to delete the ATM VP Cross-Connection and the two associated VP Network CTPB-PONS (Figure I.17). The correct order of the deletion of the instances in the first alternative is under the control of the OLT. If applicable, the OLT must delete the corresponding History Data managed entities as well. + +These descriptions can be extended for use with VC cross-connections as well. For ATM service set-up and tear-down using VC cross-connections, replace "VP Network CTPB-PONS" with "VC Network CTPB-PONS" and "ATM VP Cross-Connection" with "ATM VC Cross-Connection". + +![Sequence diagram for VP cross-connection deletion (alternative 1) between OLT and ONT. The process involves three steps: 1. The OLT deletes the ATM VP Cross-Connection. 2. The OLT deletes the VPNetwork CTPAPON on the ANI side. 3. The OLT deletes the VPNetwork CTPAPON on the UNI side. Each step involves a command message from OLT to ONT, a response from ONT, and an internal update on the OLT.](2f260472f70ca4f19e8e5ede6e88f394_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for VP cross-connection deletion (alternative 1). It is divided into three numbered sections: + +- Section 1:** The OLT deletes the ATM VP Cross-Connection. The OLT sends an **ATMVPCrossConnection\_Delete\_cmd (ME,inst)** to the ONT. The ONT responds with **ATMVPCrossConnection\_Delete\_rsp (ME,inst,success)**. The OLT then updates its MIB and increments the MIB data sync. +- Section 2:** The OLT deletes the VPNetwork CTPAPON on the ANI side. The OLT sends a **VPNetworkCTP\_delete\_cmd (ME,inst)** to the ONT. The ONT responds with **VPNetworkCTP\_Delete\_rsp (ME,inst,success)**. The OLT then updates its MIB and increments the MIB data sync. +- Section 3:** The OLT deletes the VPNetwork CTPAPON on the UNI side. The OLT sends a **VPNetworkCTP\_delete\_cmd (ME,inst)** to the ONT. The ONT responds with **VPNetworkCTP\_Delete\_rsp (ME,inst,success)**. The OLT then updates its MIB and increments the MIB data sync. + +G.983.2\_F1.16 + +Sequence diagram for VP cross-connection deletion (alternative 1) between OLT and ONT. The process involves three steps: 1. The OLT deletes the ATM VP Cross-Connection. 2. The OLT deletes the VPNetwork CTPAPON on the ANI side. 3. The OLT deletes the VPNetwork CTPAPON on the UNI side. Each step involves a command message from OLT to ONT, a response from ONT, and an internal update on the OLT. + +**Figure I.16/G.983.2 – VP cross-connection deletion (alternative 1)** + +![Sequence diagram for VP cross-connection deletion (alternative 2) between OLT and ONT. The process involves one step: The OLT deletes the ATM VP Cross-Connection, the VPNetwork CTPAPON on the ANI side and the VPNetwork CTPAPON on the UNI side. This is done via a single command message ATMVPCrossConnection_DeleteComplete_cmd from OLT to ONT, followed by a response and an internal update on the OLT.](41d84e60ca838d3eb74ad584d0128759_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for VP cross-connection deletion (alternative 2). It consists of a single section: + +- Section 1:** The OLT deletes the ATM VP Cross-Connection, the VPNetwork CTPAPON on the ANI side and the VPNetwork CTPAPON on the UNI side. The OLT sends an **ATMVPCrossConnection\_DeleteComplete\_cmd (ME,inst)** to the ONT. The ONT responds with **ATMVPCrossConnection\_DeleteComplete\_rsp (ME,inst,success)**. The OLT then updates its MIB and increments the MIB data sync. + +G.983.2\_F1.17 + +Sequence diagram for VP cross-connection deletion (alternative 2) between OLT and ONT. The process involves one step: The OLT deletes the ATM VP Cross-Connection, the VPNetwork CTPAPON on the ANI side and the VPNetwork CTPAPON on the UNI side. This is done via a single command message ATMVPCrossConnection\_DeleteComplete\_cmd from OLT to ONT, followed by a response and an internal update on the OLT. + +**Figure I.17/G.983.2 – VP cross-connection deletion (alternative 2)** + +### I.2.9 Structured CES service connection set-up + +The following scenario of structured CES service connection set-up is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP/VC Network CTPB-PON on the ANI side. + +Figure I.18 shows the set-up of the first structured CES service on a Subscriber Line Card. Additional services on the same UNI interface, with their Interworking VCC Termination Points, AAL 1 ProfileB-PONS and CES ProfileB-PONS, can also share the same VP/VC Network CTPB-PON. + +Note that the AAL 1 and CES profiles can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCC Termination Point is pointing to an existing profile. + +Also, the OLT might want to create corresponding History Data managed entities for the connection. + +![Sequence diagram showing the connection set-up of a structured CES between an OLT and an ONT. The diagram is divided into two main sections. Section 1 is labeled 'In case the ONT does model the cross connect function, the OLT sets up an ATM connection.' and contains a single step labeled '1.'. Section 2 is labeled 'The OLT requests to create the following MEs:' and contains a series of message exchanges: AAL1Profile_Create_cmd (ME,inst,attributes) / AAL1Profile_Create_rsp (ME,inst,success), CESProfile_Create_cmd (ME,inst,attributes) / CESProfile_Create_rsp (ME,inst,success), N×64TP_Create_cmd (ME,inst,attributes) / N×64TP_Create_rsp (ME,inst,success), and InterworkingVCCTP_Create_cmd (ME,inst,attributes) / InterworkingVCCTP_Create_rsp (ME,inst,success). The diagram is labeled G.983.2_FI.18.](69e2cabe4d7ea5d5fb8f98661cacdda3_img.jpg) + +OLT ONT + +*In case the ONT does model the cross connect function, the OLT sets up an ATM connection.* + +1. + +--- + +*The OLT requests to create the following MEs:* + +AAL1Profile\_Create\_cmd (ME,inst,attributes) → + +← AAL1Profile\_Create\_rsp (ME,inst,success) + +CESProfile\_Create\_cmd (ME,inst,attributes) → + +← CESProfile\_Create\_rsp (ME,inst,success) + +N×64TP\_Create\_cmd (ME,inst,attributes) → + +← N×64TP\_Create\_rsp (ME,inst,success) + +InterworkingVCCTP\_Create\_cmd (ME,inst,attributes) → + +← InterworkingVCCTP\_Create\_rsp (ME,inst,success) + +2. + +G.983.2\_FI.18 + +Sequence diagram showing the connection set-up of a structured CES between an OLT and an ONT. The diagram is divided into two main sections. Section 1 is labeled 'In case the ONT does model the cross connect function, the OLT sets up an ATM connection.' and contains a single step labeled '1.'. Section 2 is labeled 'The OLT requests to create the following MEs:' and contains a series of message exchanges: AAL1Profile\_Create\_cmd (ME,inst,attributes) / AAL1Profile\_Create\_rsp (ME,inst,success), CESProfile\_Create\_cmd (ME,inst,attributes) / CESProfile\_Create\_rsp (ME,inst,success), N×64TP\_Create\_cmd (ME,inst,attributes) / N×64TP\_Create\_rsp (ME,inst,success), and InterworkingVCCTP\_Create\_cmd (ME,inst,attributes) / InterworkingVCCTP\_Create\_rsp (ME,inst,success). The diagram is labeled G.983.2\_FI.18. + +Figure I.18/G.983.2 – Connection set-up of a structured CES + +### I.2.10 Structured CES service connection tear-down + +The following scenario, shown in Figure I.19, of structured CES service connection tear-down is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP/VC Network CTPB-PON on the ANI side. + +Note that the AAL 1 and CES profiles can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with these profile managed entities, the OLT may not request to delete them. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated with this connection (i.e., VP/VC Network CTPB-PON), the ATM connection cannot be deleted. + +If applicable, the OLT must delete the corresponding History Data managed entities as well. + +![Sequence diagram showing the connection tear-down of a structured CES between an OLT and an ONT. The diagram is divided into two sections. Section 1 shows the OLT sending delete commands for InterworkingVCCTP, N×64TP, CESProfile, and AAL1Profile managed entities to the ONT, which responds with success messages for each. Section 2, labeled 'In case the ONT does model the cross connect function, the OLT tears down the ATM connection', is currently empty.](b49ab452107df6572ea43e1be0912bd0_img.jpg) + +``` + +sequenceDiagram + participant OLT + participant ONT + Note left of OLT: The OLT requests to delete the following MEs: + OLT->>ONT: InterworkingVCCTP_Delete_cmd (ME,inst) + ONT-->>OLT: InterworkingVCCTP_Delete_rsp (ME,inst,success) + OLT->>ONT: N×64TP_Delete_cmd (ME,inst) + ONT-->>OLT: N×64TP_Delete_rsp (ME,inst,success) + OLT->>ONT: CESProfile_Delete_cmd (ME,inst) + ONT-->>OLT: CESProfile_Delete_rsp (ME,inst,success) + OLT->>ONT: AAL1Profile_Delete_cmd (ME,inst) + ONT-->>OLT: AAL1Profile_Delete_rsp (ME,inst,success) + Note left of OLT: 1. + Note left of OLT: In case the ONT does model the cross connect function, the OLT tears down the ATM connection + Note left of OLT: 2. + +``` + +G.983.2\_F1.19 + +Sequence diagram showing the connection tear-down of a structured CES between an OLT and an ONT. The diagram is divided into two sections. Section 1 shows the OLT sending delete commands for InterworkingVCCTP, N×64TP, CESProfile, and AAL1Profile managed entities to the ONT, which responds with success messages for each. Section 2, labeled 'In case the ONT does model the cross connect function, the OLT tears down the ATM connection', is currently empty. + +**Figure I.19/G.983.2 – Connection tear-down of a structured CES** + +### I.2.11 Unstructured CES service connection set-up + +The following scenario, shown in Figure I.20, for unstructured CES service connection set-up, is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP/VC Network CTPB-PON on the ANI side. + +Note that the AAL 1 and CES profiles can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCC Termination Point is pointing to an existing profile. + +Also, the OLT might want to create corresponding History Data managed entities for the connection. + +![Sequence diagram for connection set-up of an unstructured CES between OLT and ONT. The diagram is divided into two main sections. Section 1: 'If the ONT does model the cross connect function, the OLT sets up an ATM connection'. Section 2: 'The OLT requests that the ONT create the following MEs:'. Step 1: OLT sends AAL1Profile_Create_cmd (ME,inst,attributes) to ONT; ONT returns AAL1Profile_Create_rsp (ME,inst,success). Step 2: OLT sends CESProfile_Create_cmd (ME,inst,attributes) to ONT; ONT returns CESProfile_Create_rsp (ME,inst,success). Step 3: OLT sends InterworkingVCCTP_Create_cmd (ME,inst,attributes) to ONT; ONT returns InterworkingVCCTP_Create_rsp (ME,inst,success).](12728c4457b93dc6fc0e34b65b2561ca_img.jpg) + +Sequence diagram illustrating the connection set-up of an unstructured CES between OLT and ONT. + +**Section 1: If the ONT does model the cross connect function, the OLT sets up an ATM connection** + +1. + +**Section 2: The OLT requests that the ONT create the following MEs:** + +- OLT → ONT: AAL1Profile\_Create\_cmd (ME,inst,attributes) +- ONT → OLT: AAL1Profile\_Create\_rsp (ME,inst,success) +- OLT → ONT: CESProfile\_Create\_cmd (ME,inst,attributes) +- ONT → OLT: CESProfile\_Create\_rsp (ME,inst,success) +- OLT → ONT: InterworkingVCCTP\_Create\_cmd (ME,inst,attributes) +- ONT → OLT: InterworkingVCCTP\_Create\_rsp (ME,inst,success) + +2. + +G.983.2\_F1.20 + +Sequence diagram for connection set-up of an unstructured CES between OLT and ONT. The diagram is divided into two main sections. Section 1: 'If the ONT does model the cross connect function, the OLT sets up an ATM connection'. Section 2: 'The OLT requests that the ONT create the following MEs:'. Step 1: OLT sends AAL1Profile\_Create\_cmd (ME,inst,attributes) to ONT; ONT returns AAL1Profile\_Create\_rsp (ME,inst,success). Step 2: OLT sends CESProfile\_Create\_cmd (ME,inst,attributes) to ONT; ONT returns CESProfile\_Create\_rsp (ME,inst,success). Step 3: OLT sends InterworkingVCCTP\_Create\_cmd (ME,inst,attributes) to ONT; ONT returns InterworkingVCCTP\_Create\_rsp (ME,inst,success). + +**Figure I.20/G.983.2 – Connection set-up of an unstructured CES** + +### **I.2.12 Unstructured CES service connection tear-down** + +The following scenario, shown in Figure I.21, for an unstructured CES service connection tear-down is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP/VC Network CTPB-PON on the ANI side. + +Note that the AAL 1 and CES profiles can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with these profile managed entities, the OLT may not request to delete them. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated with this connection (i.e., VP/VC Network CTPB-PON), the ATM connection cannot be deleted. + +If applicable, the OLT must delete the corresponding History Data managed entities as well. + +![Sequence diagram for connection tear-down of an unstructured CES between OLT and ONT. The diagram is divided into two main sections. Section 1: 'The OLT requests that the ONT delete the following MEs:'. Step 1: OLT sends InterworkingVCCTP_Delete_cmd (ME,inst) to ONT; ONT returns InterworkingVCCTP_Delete_rsp (ME,inst,success). Step 2: OLT sends CESProfile_Delete_cmd (ME,inst) to ONT; ONT returns CESProfile_Delete_rsp (ME,inst,success). Step 3: OLT sends AAL1Profile_Delete_cmd (ME,inst) to ONT; ONT returns AAL1Profile_Delete_rsp (ME,inst,success). Section 2: 'If the ONT does model the cross connect function, the OLT tears down the ATM connection.'](5f7af51e0b3ffa52311e075a23684fe3_img.jpg) + +Sequence diagram illustrating the connection tear-down of an unstructured CES between OLT and ONT. + +**Section 1: The OLT requests that the ONT delete the following MEs:** + +- OLT → ONT: InterworkingVCCTP\_Delete\_cmd (ME,inst) +- ONT → OLT: InterworkingVCCTP\_Delete\_rsp (ME,inst,success) +- OLT → ONT: CESProfile\_Delete\_cmd (ME,inst) +- ONT → OLT: CESProfile\_Delete\_rsp (ME,inst,success) +- OLT → ONT: AAL1Profile\_Delete\_cmd (ME,inst) +- ONT → OLT: AAL1Profile\_Delete\_rsp (ME,inst,success) + +1. + +**Section 2: If the ONT does model the cross connect function, the OLT tears down the ATM connection.** + +2. + +G.983.2\_F1.21 + +Sequence diagram for connection tear-down of an unstructured CES between OLT and ONT. The diagram is divided into two main sections. Section 1: 'The OLT requests that the ONT delete the following MEs:'. Step 1: OLT sends InterworkingVCCTP\_Delete\_cmd (ME,inst) to ONT; ONT returns InterworkingVCCTP\_Delete\_rsp (ME,inst,success). Step 2: OLT sends CESProfile\_Delete\_cmd (ME,inst) to ONT; ONT returns CESProfile\_Delete\_rsp (ME,inst,success). Step 3: OLT sends AAL1Profile\_Delete\_cmd (ME,inst) to ONT; ONT returns AAL1Profile\_Delete\_rsp (ME,inst,success). Section 2: 'If the ONT does model the cross connect function, the OLT tears down the ATM connection.' + +**Figure I.21/G.983.2 – Connection tear-down of an unstructured CES** + +**I.2.13 This clause intentionally left blank** + +**I.2.14 This clause intentionally left blank** + +### **I.2.15 Software image download** + +The download of a Software Image is based on a "segmented stop and wait" protocol; thus, the next segment can only be transmitted to the ONT if the previous segment is positively acknowledged. A Software Image segment (also named window) consists of one or more Software Image sections. Each section is transmitted in one OMCC message. + +The number of sections in a segment is negotiated before the actual download. First the OLT proposes a segment size (not greater than 256). The ONT can propose a smaller segment size in the response. If the response indicates a smaller segment size, this is the size to be used in the download. Thus, an image segment consists of N image sections, with N being equal to the segment size. Only the last image section is acknowledged. If the ONT processed all sections of a segment properly, the acknowledgement will be positive, after which the OLT will download the next segment. + +Note that the section numbering starts from 0 so that segments of precisely 8 kilobytes can be downloaded. + +If an error occurred with a section of a segment (e.g., CRC error or missed section), the last section will be negatively acknowledged, which will result in an entire retransmission of the last segment. + +When the last segment transferred is positively acknowledged, the OLT sends a CRC-32 to the ONT in the Software Image end download command. The ONT calculates the CRC-32 and compares it to the CRC received from the OLT. If they are equal, the image is considered valid. Figure I.22 gives the scenario for the software download. + +![Sequence diagram for Software download between OLT and ONT. The process is divided into three main steps: 1. Start download, 2. Download segments, and 3. End download with CRC-32 verification. Step 2 includes sub-scenarios for successful download, error detection, and retransmission.](5bab55ee2db5fd011c7dc277224026d7_img.jpg) + +The diagram illustrates the interaction between an OLT and an ONT for a software download. It is organized into three numbered sections, each enclosed in a dashed box. + +- Section 1:** The OLT initiates the download with `SoftwareImage_DownloadStart_cmd`. The ONT responds with `SoftwareImage_DownloadStart_rsp`. Text notes indicate the ONT updates the "is valid" state to "invalid", proposes a segment size, and updates its MIB data sync. +- Section 2:** The OLT downloads segments using `SoftwareImage_DownloadSection_cmd`. + - 2.1:** Successful download of segments 0, 1, and N. The ONT responds with `SoftwareImage_DownloadSection_rsp`. + - 2.2:** An error occurs during the download of segment i. The ONT detects the error and responds with `SoftwareImage_DownloadSection_rsp` indicating a parameter error. + - 2.3:** The OLT retransmits segments 0 and N. The ONT responds with `SoftwareImage_DownloadSection_rsp`. +- Section 3:** The OLT sends the CRC-32 with `SoftwareImage_DownloadEnd_cmd`. The ONT performs the CRC-32 check, updates the "is valid" attribute to "valid", and updates its MIB data sync, responding with `SoftwareImage_DownloadEnd_rsp`. + +Sequence diagram for Software download between OLT and ONT. The process is divided into three main steps: 1. Start download, 2. Download segments, and 3. End download with CRC-32 verification. Step 2 includes sub-scenarios for successful download, error detection, and retransmission. + +**Figure I.22/G.983.2 – Software download** + +### I.2.16 Software image activate and commit + +See Figure I.23. + +![Sequence diagram showing Software image activate and commit between OLT and ONT.](1c827187f19ff1a7e70507f13be516d4_img.jpg) + +The diagram illustrates two sequence interactions between an OLT and an ONT, enclosed in dashed boxes. + +**Top Interaction: Software Image Activate** + +- The OLT decides to activate the downloaded image.* +- The OLT sends a **SoftwareImage\_Activate\_cmd (ME,inst)** message to the ONT. +- The ONT updates the MIB and MIB data sync.* +- The ONT sends a **SoftwareImage\_Activate\_rsp (ME,inst,sucess)** message back to the OLT. +- The OLT updates its MIB and increments the MIB data sync.* +- The ONT restarts (core of subscriber line card) with the Software Image instance being active and uncommitted. For the scenarios after the restarts, see I.2.1.* + +**Bottom Interaction: Software Image Commit** + +- The OLT decides to commit the active software image.* +- The OLT sends a **SoftwareImage\_Commit\_cmd (ME,inst)** message to the ONT. +- The ONT puts the committed state of the given Software Image instance to "committed" and the committed state of the other software image to "uncommitted". The ONT updates the MIB data sync and responds to the commit request.* +- The ONT sends a **SoftwareImage\_Commit\_rsp (ME,inst,sucess)** message back to the OLT. +- The OLT updates its MIB and increments the MIB data sync.* + +G.983.2\_F1.23 + +Sequence diagram showing Software image activate and commit between OLT and ONT. + +Figure I.23/G.983.2 – Software activate (above) and software commit (below) + +### I.2.17 MAC bridge service connection set-up + +Figure I.24 shows the scenario for MAC bridge service connection set-up for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. Note that the AAL 5 ProfileB-PON can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCC Termination Point points to an existing profile. Also, the OLT may want to create corresponding History Data managed entities for the connection. + +![](886a88caad59e8f8b1cf54c72e8adf4a_img.jpg) + +| OLT | ONT | +|-------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------| +| The OLT provisions a Subscriber Line Card managed entity classified as an Ethernet type. | | +| 1. | | +| The OLT requests that the ONT create the following MEs: | | +| MAC Bridge Service Profile_Create_cmd (ME,inst,attributes) | → | +| | The ONT automatically creates an instance of MAC Bridge Configuration Data. | +| ← MAC Bridge Service Profile_Create_rsp (ME,inst,success) | | +| The OLT can create common instance of AAL 5 Profile. | | +| AAL5 Profile_Create_cmd (ME,inst,attributes) | → | +| ← AAL5 Profile_Create_rsp (ME,inst,success) | | +| MAC Bridge Port Configuration Data_Create_cmd (ME,inst) | → | +| | The ONT automatically creates an instance of MAC Bridge Port Designation Data. | +| | The ONT automatically creates an instance of MAC Bridge Port Filter Table Data. | +| | The ONT automatically creates an instance of MAC Bridge Port Bridge Table Data. | +| ← MAC Bridge Port Configuration Data_Create_rsp (ME,inst,success) | | +| MAC Bridge Port Filter Table Data_Set_cmd (ME,inst,attributes) | → | +| ← MAC Bridge Port Filter Table Data_Set_rsp (ME,inst,success) | | +| 2. | | +| If the ONT does model the cross connect function, the OLT sets-up an ATM connection | | +| 3. | | +| The OLT requests that the ONT create the following MEs: | | +| Traffic Descriptor_Create_cmd (ME,inst,attributes) | → | +| ← Traffic Descriptor_Create_rsp (ME,inst,success) | | +| InterworkingVCCTP_Create_cmd (ME,inst,attributes) | → | +| ← InterworkingVCCTP_Create_rsp (ME,inst,success) | | +| MAC Bridge Port Configuration Data_Create_cmd (ME,inst) | → | +| | The ONT automatically creates an instance of MAC Bridge Port Designation Data. | +| | The ONT automatically creates an instance of MAC Bridge Port Filter Table Data. | +| | The ONT automatically creates an instance of MAC Bridge Port Bridge Table Data. | +| ← MAC Bridge Port Configuration Data_Create_rsp (ME,inst,success) | | +| MAC Bridge Port Filter Table Data_Set_cmd (ME,inst,attributes) | → | +| ← MAC Bridge Port Filter Table Data_Set_rsp (ME,inst,success) | | +| 4. | | + +G.983.2\_F1.24 + +**Figure I.24/G.983.2 – Connection set-up for MAC bridge service connection** + +### **I.2.18 MAC bridge service connection tear-down** + +The following scenario, Figure I.25, depicts MAC bridge service connection tear-down for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. Note that the AAL 5 ProfileB-PON can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with this profile managed entity, the OLT may not request to delete it. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated to this connection (i.e., VP Network CTPB-PON), the ATM connection cannot be deleted. If applicable, the OLT must delete the corresponding History Data managed entities as well. + +![](2399254baf1cd3a8e04cf5313b4d9b8f_img.jpg) + +| OLT | ONT | +|-------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| The OLT requests that the ONT delete the following MEs: | | +| MAC Bridge Port Configuration Data_Delete_cmd (ME,inst) | | +| | The ONT automatically creates an instance of MAC Bridge Port Designation Data.
The ONT automatically creates an instance of MAC Bridge Port Filter Table Data.
The ONT automatically creates an instance of MAC Bridge Port Bridge Table Data.
| +| MAC Bridge Port Configuration Data_Delete_rsp (ME,inst,success) | | +| InterworkingVCCTP_Delete_cmd (ME,inst) | | +| InterworkingVCCTP_Delete_rsp (ME,inst,success) | | +| Traffic Descriptor_Delete_cmd (ME,inst,attributes) | | +| Traffic Descriptor_Delete_rsp (ME,inst,success) | | +| 1. | | +| If the ONT does model the cross connect function, the OLT tears down an ATM connection | | +| 2. | | +| The OLT requests that the ONT delete the following MEs: | | +| MAC Bridge Port Configuration Data_Delete_cmd (ME,inst) | | +| | The ONT automatically deletes an instance of MAC Bridge Port Designation Data.
The ONT automatically deletes an instance of MAC Bridge Port Filter Table Data.
The ONT automatically deletes an instance of MAC Bridge Port Bridge Table Data.
| +| MAC Bridge Port Configuration Data_Delete_rsp (ME,inst,success) | | +| MAC Bridge Service Profile_Delete_cmd (ME,inst) | | +| | The ONT automatically deletes an instance of MAC Bridge Configuration Data. | +| MAC Bridge Service Profile_Delete_rsp (ME,inst,success) | | +| The OLT deletes common instance of AAL 5 Profile. | | +| AAL5Profile_Delete_cmd (ME,inst) | | +| AAL5Profile_Delete_rsp (ME,inst,success) | | +| 3. | | +| The OLT deprovisions Subscriber Line Card managed entity classified as an Ethernet type. | | +| 4. | | + +G.983.2\_F1.25 + +**Figure I.25/G.983.2 – Connection tear-down for MAC bridge service connection** + +### I.2.19 Addition of entries on MAC filter table + +The following scenario, Figure I.26, depicts addition of entries to the MAC Filter Table for an ONT. + +![Sequence diagram showing the addition of 10 entries to the MAC Filter Table. The OLT sends four MAC Bridge Port Filter Table Data_Set_cmd messages to the ONT, adding 3, 3, 3, and 1 entries respectively. The ONT responds with four MAC Bridge Port Filter Table Data_Set_rsp messages, each indicating success.](0270653f6e1413a13355aa1211d6f7a1_img.jpg) + +The OLT requests the addition of 10 entries to the MAC Filter Table: + +Sequence of messages: + +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, adds first 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, adds next 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, adds next 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, adds last 1 entry) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) + +G.983.2\_F1.26 + +Sequence diagram showing the addition of 10 entries to the MAC Filter Table. The OLT sends four MAC Bridge Port Filter Table Data\_Set\_cmd messages to the ONT, adding 3, 3, 3, and 1 entries respectively. The ONT responds with four MAC Bridge Port Filter Table Data\_Set\_rsp messages, each indicating success. + +Figure I.26/G.983.2 – Addition of entries to the MAC filter table + +### I.2.20 Removal of entries from MAC filter table + +The following scenario, Figure I.27, depicts the removal of entries from the MAC Filter Table for an ONT. + +![Sequence diagram showing the removal of 10 entries from the MAC Filter Table. The OLT sends four MAC Bridge Port Filter Table Data_Set_cmd messages to the ONT, removing 3, 3, 3, and 1 entries respectively. The ONT responds with four MAC Bridge Port Filter Table Data_Set_rsp messages, each indicating success.](6106801ed3c2d7f6948cd58e534a440e_img.jpg) + +The OLT requests the removal of 10 entries to the MAC Filter Table: + +Sequence of messages: + +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, removes first 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, removes next 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, removes next 3 entries) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) +- OLT → ONT: MAC Bridge Port Filter Table Data\_Set\_cmd (ME,inst, removes last 1 entry) +- ONT → OLT: MAC Bridge Port Filter Table Data\_Set\_rsp (ME,inst,success) + +G.983.2\_F1.27 + +Sequence diagram showing the removal of 10 entries from the MAC Filter Table. The OLT sends four MAC Bridge Port Filter Table Data\_Set\_cmd messages to the ONT, removing 3, 3, 3, and 1 entries respectively. The ONT responds with four MAC Bridge Port Filter Table Data\_Set\_rsp messages, each indicating success. + +Figure I.27/G.983.2 – Removal of entries from MAC filter table + +### **I.2.21 Voice over AAL 2 service connection set-up** + +The following scenario, Figure I.28, depicts Voice over AAL 2 service connection set-up for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. Note that the Voice Service, LES Service, AAL 2 and AAL 2 PVC profiles can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCCTP points to an existing profile. Moreover, the SSCS Parameter1 and SSCS Parameter2 profiles can be shared among multiple AAL 2 ProfileB-PONs, so no creation of profiles is needed if the AAL 2 ProfileB-PON points to an existing profile. Also, the OLT may want to create corresponding History Data managed entities for the connection. + +![](1dd97d21e745e17aa9bf424cac55737d_img.jpg) + +| OLT | ONT | +|--------------------------------------------------------------------------------------------|-----------------------------------------------------------------| +| The OLT provisions a Subscriber Line Card managed entity classified as POTS type. | | +| 1. | | +| The OLT requests that the ONT create the following MEs: | | +| The OLT can create a common instance of the AAL 2 SSCS Parameter Profile1. | | +| AAL2 SSCS Paramater Profile1_Create_cmd (ME,inst,attributes) | → | +| ← | AAL2 SSCS Paramater Profile1_Create_rsp (ME,inst,sucess) | +| The OLT can create a common instance of the AAL 2 SSCS Parameter Profile2. | | +| AAL2 SSCS Paramater Profile2_Create_cmd (ME,inst,attributes) | → | +| ← | AAL2 SSCS Paramater Profile2_Create_rsp (ME,inst,sucess) | +| The OLT can create a common instance of the AAL 2 Profile. | | +| AAL2 Profile_Create_cmd (ME,inst,attributes) | → | +| ← | AAL2 Profile_Create_rsp (ME,inst,sucess) | +| The OLT can create a common instance of the AAL 2 PVC Profile. | | +| AAL2 PVC Profile_Create_cmd (ME,inst,attributes) | → | +| ← | AAL2 PVC Profile_Create_rsp (ME,inst,sucess) | +| 2. | | +| If the ONT does model the cross connect function, the OLT sets up an ATM connection | | +| 3. | | +| The OLT requests that the ONT create the following MEs: | | +| Traffic Descriptor_Create_cmd (ME,inst,attributes) | → | +| ← | Traffic Descriptor_Create_rsp (ME,inst,sucess) | +| Voice Service Profile_Create_cmd (ME,inst,attributes) | → | +| ← | Voice Service Profile_Create_rsp (ME,inst,sucess) | +| LES Service Profile_Create_cmd (ME,inst,attributes) | → | +| ← | LES service Profile_Create_rsp (ME,inst,sucess) | +| InterworkingVCCTP_Create_cmd (ME,inst,attributes) | → | +| ← | InterworkingVCCTP Create_rsp (ME,inst,sucess) | +| Voice CTP_Create_cmd (ME,inst,attributes) | → | +| ← | Voice CTP_Create_rsp (ME,inst,sucess) | +| 4. | | + +G.983.2\_F1.28 + +**Figure I.28/G.983.2 – Connection set-up for voice over AAL 2 service connection** + +### **I.2.22 Voice over AAL 2 service connection tear-down** + +The following scenario, Figure I.29, depicts the Voice over AAL 2 service connection tear-down for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. Note that the Voice Service, LES Service, AAL 2 and AAL 2 PVC profiles can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with these profile managed entities, the OLT may not request to delete them. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated with this connection (i.e., VP Network CTPB-PON), the ATM connection cannot be deleted. Moreover, the SSCS Parameter1 and SSCS Parameter2 profiles can be shared among multiple AAL 2 ProfilesB-PON. If there are more AAL 2 ProfilesB-PON associated with these profile managed entities, the OLT may not request to delete them. If applicable, the OLT must delete the corresponding History Data managed entities as well. + +![](1a1c6e97fdffe8ffed7b997b7e682d3c_img.jpg) + +OLT ONT + +*The OLT requests that the ONT deleted the following MEs:* + +Voice CTP\_Delete\_cmd (ME,inst) + +Voice CTP\_Delete\_rsp (ME,inst,success) + +LES Service Profile\_Delete\_cmd (ME,inst) + +LES Service Profile\_Delete\_rsp (ME,inst,success) + +Voice Service Profile\_Delete\_cmd (ME,inst) + +Voice Service Profile\_Delete\_rsp (ME,inst,success) + +InterworkingVCCTP\_Delete\_cmd (ME,inst) + +InterworkingVCCTP\_Delete\_rsp (ME,inst,success) + +Traffic Descriptor\_Delete\_cmd (ME,inst,attributes) + +Traffic Descriptor\_Delete\_rsp (ME,inst,success) + +1. + +*If the ONT does model the cross connect function, the OLT tears down an ATM connection.* + +2. + +*The OLT requests that the ONT delete the following MEs:* + +*The OLT deletes common instance of AAL 2 PVC Profile.* + +AAL2 PVC Profile\_Delete\_cmd (ME,inst) + +AAL2 PVC Profile\_Delete\_rsp (ME,inst,success) + +*The OLT deletes common instance of AAL 2 Profile.* + +AAL2 Profile\_Delete\_cmd (ME,inst) + +AAL 2 Profile\_Delete\_rsp (ME,inst,success) + +*The OLT deletes common instance of AAL 2 Parameter Profile1.* + +AAL2 Parameter Profile1\_Delete\_cmd (ME,inst) + +AAL2 Parameter Profile1\_Delete\_rsp (ME,inst,success) + +*The OLT deletes common instance of AAL 2 Parameter Profile2.* + +AAL2 Parameter Profile2\_Delete\_cmd (ME,inst) + +AAL2 Parameter Profile2\_Delete\_rsp (ME,inst,success) + +3. + +*The OLT deprovisions Subscriber Line Card managed entity classified as POTS type.* + +4. + +G.983.2\_F1.29 + +**Figure I.29/G.983.2 – Voice over AAL 2 service connection tear-down** + +### I.2.23 Voice over AAL 1 service connection set-up + +The following scenario, Figure I.30, for Voice over AAL 1 service connection set-up is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. + +Note that the Voice Service and AAL 1 profiles can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCC Termination Point is pointing to an existing profile. Also, the OLT might want to create corresponding History Data managed entities for the connection. + +![Sequence diagram showing the connection set-up for voice over AAL 1 service between an OLT and an ONT. The diagram is divided into four numbered sections. Section 1: The OLT provisions the Subscriber Line Card managed entity classified as POTS type. Section 2: The OLT requests to create the following MEs: AAL1 Profile. The OLT sends an AAL1 Profile_Create_cmd (ME,inst,attributes) to the ONT, and the ONT responds with AAL1 Profile_Create_rsp (ME,inst,sucess). Section 3: If the ONT does model the cross connect function, the OLT sets up an ATM connection. Section 4: The OLT requests to create the following MEs: Traffic Descriptor, Voice Service Profile, InterworkingVCCTP, and Voice CTP. The OLT sends Create_cmd messages for each, and the ONT responds with corresponding Create_rsp messages.](bb0e323a672fa2f89e0132b1db61cfb3_img.jpg) + +OLT ONT + +*The OLT provisions Subscriber Line Card managed entity classified as POTS type.* + +1. + +*The OLT requests to create the following MEs:* + +*The OLT can create common instance of AAL1 Profile.* + +**AAL1 Profile\_Create\_cmd (ME,inst,attributes)** + +**AAL1 Profile\_Create\_rsp (ME,inst,sucess)** + +2. + +*If the ONT does model the cross connect function, the OLT sets up an ATM connection.* + +3. + +*The OLT requests to create the following MEs:* + +**Traffic Descriptor\_Create\_cmd (ME,inst,attributes)** + +**Traffic Descriptor\_Create\_rsp (ME,inst,sucess)** + +**Voice Service Profile\_Create\_cmd (ME,inst,attributes)** + +**Voice Service Profile\_Create\_rsp (ME,inst,sucess)** + +**InterworkingVCCTP\_Create\_cmd (ME,inst,attributes)** + +**InterworkingVCCTP\_Create\_rsp (ME,inst,sucess)** + +**Voice CTP\_Create\_cmd (ME,inst,attributes)** + +**Voice CTP\_Create\_rsp (ME,inst,sucess)** + +4. + +G.983.2\_F1.30 + +Sequence diagram showing the connection set-up for voice over AAL 1 service between an OLT and an ONT. The diagram is divided into four numbered sections. Section 1: The OLT provisions the Subscriber Line Card managed entity classified as POTS type. Section 2: The OLT requests to create the following MEs: AAL1 Profile. The OLT sends an AAL1 Profile\_Create\_cmd (ME,inst,attributes) to the ONT, and the ONT responds with AAL1 Profile\_Create\_rsp (ME,inst,sucess). Section 3: If the ONT does model the cross connect function, the OLT sets up an ATM connection. Section 4: The OLT requests to create the following MEs: Traffic Descriptor, Voice Service Profile, InterworkingVCCTP, and Voice CTP. The OLT sends Create\_cmd messages for each, and the ONT responds with corresponding Create\_rsp messages. + +Figure I.30/G.983.2 – Connection set-up voice over AAL 1 service connection + +### I.2.24 Voice over AAL 1 service connection tear-down + +The following scenario, Figure I.31, for voice over AAL 1 service connection tear-down is given for an ONT with cross-connect functionality. For an ONT that does not model cross-connect functionality, the Interworking VCC Termination Point is directly associated with the VP Network CTPB-PON on the ANI side. + +Note that the Voice Service and AAL 1 profiles can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with these profile managed entities, the OLT may not request to delete them. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated with this connection (i.e., VP Network CTPB-PON), the ATM connection cannot be deleted. If applicable, the OLT must delete the corresponding History Data managed entities as well. + +![Sequence diagram showing the connection tear-down for Voice over AAL 1 service connection between an OLT and an ONT. The diagram is divided into four numbered sections. Section 1 shows the OLT sending delete commands for Voice CTP, Voice Service Profile, InterworkingVCCTP, and Traffic Descriptor to the ONT, which responds with success messages. Section 2 is a placeholder for an ATM connection tear-down if the ONT models cross-connect. Section 3 shows the OLT deleting the common AAL 1 Profile instance. Section 4 shows the OLT deprovisioning the Subscriber Line Card managed entity.](ecc70c8f5fc197f5adbc582a65f4092e_img.jpg) + +The diagram illustrates the sequence of messages for a voice over AAL 1 service connection tear-down between an OLT and an ONT. It is organized into four numbered sections, each enclosed in a dashed box. + +- Section 1:** The OLT sends four delete commands to the ONT: **Voice CTP\_Delete\_cmd (ME,inst)**, **Voice Service Profile\_Delete\_cmd (ME,inst)**, **InterworkingVCCTP\_Delete\_cmd (ME,inst)**, and **Traffic Descriptor\_Delete\_cmd (ME,inst,attributes)**. The ONT responds with success messages: **Voice CTP Profile\_Delete\_rsp (ME,inst,success)**, **Voice Service Profile\_Delete\_rsp (ME,inst,success)**, **InterworkingVCCTP\_Delete\_rsp (ME,inst,success)**, and **Traffic Descriptor\_Delete\_rsp (ME,inst,success)**. A note indicates: *The OLT requests to delete the following MEs:* +- Section 2:** A note indicates: *If the ONT does model the cross connect function, the OLT tears down an ATM connection.* +- Section 3:** A note indicates: *The OLT requests to create the following MEs:* followed by *The OLT deletes common instance of AAL 1 Profile.* The OLT sends **AAL1 Profile\_Delete\_cmd (ME,inst)** and the ONT responds with **AAL1 Profile\_Delete\_rsp (ME,inst,success)**. +- Section 4:** A note indicates: *The OLT deprovisions Subscriber Line Card managed entity classified as an Ethernet type.* + +Sequence diagram showing the connection tear-down for Voice over AAL 1 service connection between an OLT and an ONT. The diagram is divided into four numbered sections. Section 1 shows the OLT sending delete commands for Voice CTP, Voice Service Profile, InterworkingVCCTP, and Traffic Descriptor to the ONT, which responds with success messages. Section 2 is a placeholder for an ATM connection tear-down if the ONT models cross-connect. Section 3 shows the OLT deleting the common AAL 1 Profile instance. Section 4 shows the OLT deprovisioning the Subscriber Line Card managed entity. + +G.983.2\_F1.31 + +**Figure I.31/G.983.2 – Connection tear-down for Voice over AAL 1 service connection** + +### **I.2.25 IP Router service connection set-up** + +Figure I.32 shows the scenario for IP Router service connection set-up for an ONT with cross-connect functionality. For the case that an ONT does not model cross-connect function, the Interworking VCC Termination Point is directly associated to the VP Network CTPB-PON on the ANI side. + +Note that the AAL 5 profile can be shared among multiple Interworking VCC Termination Points. No creation of profiles is needed if the Interworking VCCTP points to an existing profile. Moreover, the IP Router Service Profile and ARP Service Profile can be shared among multiple IP Port Configuration Data managed entities, so no creation of profiles is needed if the IP Port Configuration Data points to an existing profile. + +The OLT also may want to create corresponding History Data managed entities for the connection. + +![](ce54f2a44c590dd67df743472e4de6d5_img.jpg) + +| OLT | ONT | +|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| The OLT provisions a Subscriber Line Card managed entity classified as an Ethernet type. | | +| 1. | | +| The OLT requests that the ONT create the following MEs: | | +| The OLT creates common instance of AAL 5 Profile. | | +| AAL5 Profile_Create_cmd (ME,inst,attributes) | → | +| ← AAL5 Profile_Create_rsp (ME,inst,success) | | +| IP Router Service Profile_Create_cmd (ME,inst,attributes) | → | +| | The ONT automatically creates an instance of IP Router Configuration Data.
The ONT automatically creates an instance of IP Route Table.
The ONT automatically creates an instance of IP Static Routes.
| +| ← IP Router Service Profile_Create_rsp (ME,inst,success) | | +| IP Static Routes_Set_cmd (ME,inst,attributes) | → | +| ← IP Static RoutesData_Set_rsp (ME,inst,success) | | +| The OLT can create common instance of ARP Service Profile. | | +| ARP ServiceProfile_Create_cmd (ME,inst) | → | +| | The ONT automatically creates an instance of ARP Configuration Data. | +| ← ARP Service Profile_Create_rsp (ME,inst,success) | | +| The OLT creates instances of IP Port Configuration Data on Physical Path Trail Termination Point Ethernet UNI. | | +| IP Port Configuration Data_Create_cmd (ME,inst) | → | +| ← IP Port Configuration Data_Create_rsp (ME,inst,success) | | +| 2. | | +| If the ONT models the cross connect function,the OLT sets up an ATM connection | | +| 3 | | +| The OLT requests that the ONT create the following MEs: | | +| Traffic Descriptor_Create_cmd (ME,inst,attributes) | → | +| ← Traffic Descriptor_Create_rsp (ME,inst,success) | | +| InterworkingVCCTP_Create_cmd (ME,inst,attributes) | → | +| ← InterworkingVCCTP_Create_rsp (ME,inst,success) | | +| The OLT creates instances of IP Port Configuration Data on Interworking VCCTP. | | +| IP Port Configuration Data_Create_cmd (ME,inst) | → | +| ← IP Port Configuration Data_Create_rsp (ME,inst,success) | | +| 4. | | + +G.983.2\_F1.32 + +**Figure I.32/G.983.2 – Connection set-up for IP router service connection** + +### **I.2.26 IP router service connection tear-down** + +The following scenario, Figure I.33, depicts IP router service connection tear-down for an ONT with cross-connect functionality. For the case that an ONT does not model cross-connect function, the Interworking VCC Termination Point is directly associated to the VP Network CTPB-PON on the ANI side. + +Note that the AAL 5 profile can be shared among multiple Interworking VCC Termination Points. If there are more Interworking VCC Termination Points associated with this profile managed entity, the OLT may not request to delete it. This holds also for the ATM connection used: if more Interworking VCC Termination Points are associated to this connection (i.e., VP Network CTPB-PON), the ATM connection cannot be deleted. Moreover, the IP Router Service Profile and ARP Service Profile can be shared among multiple IP Port Configuration Data managed entities. If there are more IP Port Configuration Data managed entities associated with these profile managed entities, the OLT may not request to delete them. + +If applicable, the OLT can delete the corresponding History Data managed entities as well. + +![](793b6344c79e3e858d29ef190b2c014f_img.jpg) + +| OLT | ONT | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| The OLT requests that the ONT delete the following MEs:
The OLT deletes instances of IP Port Configuration Data on PhysicalPathTrailTerminationPoint EthernetUNI.
| | +| IP Port Configuration Data_Delete_cmd (ME,inst) | → | +| ← | IP Port Configuration Data_Delete_rsp (ME,inst,success) | +| InterworkingVCCTP_Delete_cmd (ME,inst) | → | +| ← | InterworkingVCCTP_Delete_rsp (ME,inst,success) | +| Traffic Descriptor_Delete_cmd (ME,inst,attributes) | → | +| ← | Traffic Descriptor_Delete_rsp (ME,inst,success) | +| 1. | | +| If the ONT models the cross connect function, the OLT tears down an ATM connection. | | +| 2. | | +| The OLT requests that the ONT delete the following MEs:
The OLT deletes instances of IP Port Configuration Data on Interworking VCC Termination Point.
| | +| IP Port Configuration Data_Delete_cmd (ME,inst) | → | +| ← | IP Port Configuration Data_Delete_rsp (ME,inst,success) | +| The OLT deletes common instance of ARP Service Profile. | | +| ARP Service Profile Delete_cmd (ME,inst) | → | +| ← | The ONT automatically deletes an instance of ARP Configuration Data.
ARP Service_Delete_rsp (ME,inst,success)
| +| IP Router Service Profile_Delete_cmd (ME,inst) | → | +| ← | The ONT automatically deletes an instance of IP Router Configuration Data.
The ONT automatically deletes an instance of IP Route Table.
The ONT automatically deletes an instance of IP Static Routes.
IP Router Service Profile_Delete_rsp (ME,inst,success)
| +| The OLT deletes common instance of AAL 5 Profile. | | +| AAL5 Profile_Delete_cmd (ME,inst) | → | +| ← | AAL5 Profile_Delete_rsp (ME,inst,success) | +| 3. | | +| The OLT de-provisions Subscriber Line Card managed entity classified as an Ethernet type. | | +| 4. | | + +G.983.2\_F1.33 + +**Figure I.33/G.983.2 – Connection tear-down for IP router service connection** + +### I.2.27 Addition of entries to IP static routes + +The following scenario, Figure I.34, depicts addition of entities to the IP static routes managed entity for an ONT. + +![Sequence diagram showing the addition of 3 entries to IP static routes between an OLT and an ONT.](8af79a4e98b44f1c047df43a05168472_img.jpg) + +The diagram illustrates a sequence of messages between an OLT and an ONT for adding three entries to IP static routes. A dashed box contains the text: *The OLT requests the addition of 3 entries to the IP Static Routes:* + +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, adds first 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, adds next 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, adds last 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. + +G.983.2\_FI.34 + +Sequence diagram showing the addition of 3 entries to IP static routes between an OLT and an ONT. + +Figure I.34/G.983.2 – Addition of entities to the IP static routes + +### I.2.28 Removal of entries from IP static routes + +The following scenario, Figure I.35, depicts the removal of entries from the IP static routes managed entity for an ONT. + +![Sequence diagram showing the removal of 3 entries from IP static routes between an OLT and an ONT.](ac5b34f5f37cfbaee006d772e1df5230_img.jpg) + +The diagram illustrates a sequence of messages between an OLT and an ONT for removing three entries from IP static routes. A dashed box contains the text: *The OLT requests the removal of 3 entries from the IP Static Routes:* + +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, removes first 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, removes next 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. +- The OLT sends an **IP Static Routes\_Set\_cmd (ME,inst, removes last 1 entry)** to the ONT. +- The ONT responds with **IP Static Routes\_Set\_rsp (ME,inst,success)**. + +G.983.2\_FI.35 + +Sequence diagram showing the removal of 3 entries from IP static routes between an OLT and an ONT. + +Figure I.35/G.983.2 – Removal of entries from IP static routes + +## I.3 Common services with PON protection + +In cases where PON protection is implemented, some of the common service scenarios given in clause I.2 must be modified or augmented to accommodate the protection function. The following subclauses describe these cases. + +### I.3.1 OMCC establishment – protection side ranged after start-up of working side + +Figure I.36 shows the OMCI start-up sequence when only the working-side PON-LT is ranged during the initial phase. In the given figure, the assumption is made that the OLT and the ONT are both available for PON protection. + +NOTE – When the OLT and the ONT do not support a common protection scenario (i.e., 1+1, 1:1 and extra traffic), the protection side is not used. + +![Sequence diagram showing the start-up scenario for sequential ranging of working and protection sides. The diagram involves OLT (working), OLT (protection), ONT (working), and ONT (protection). It details the ranging procedure, configuration messages, acknowledgments, and OMCI channel establishment for both working and protection sides.](35ddc8b19bd31dedba7ba2d696f43bd0_img.jpg) + +The diagram illustrates the start-up sequence for sequential ranging of working and protection sides. It begins with the OLT (working) and ONT (working) performing the ranging procedure specified in G.983.1. This is followed by the exchange of Configure VP/VC message (working side) and Acknowledge message (working side), resulting in the OMCI channel being established on the working side. The OLT then recognizes the ONT is available for PON protection. Next, the OLT (protection) and ONT (protection) perform the ranging procedure specified in G.983.1. This is followed by the exchange of Configure VP/VC message (protection side) and Acknowledge message (protection side), resulting in the OMCI channel being established on the protection side. + +``` +sequenceDiagram + participant OLT_W as OLT (working) + participant OLT_P as OLT (protection) + participant ONT_W as ONT (working) + participant ONT_P as ONT (protection) + + Note over OLT_W, ONT_W: PON-LT working side: +Ranging procedure specified in G.983.1. + OLT_W->>ONT_W: Configure VP/VC message (working side) + ONT_W-->>OLT_W: Acknowledge message (working side) + Note over OLT_W, ONT_W: OMCI channel is established (working side) + Note over OLT_W, ONT_W: Start-up procedure specified in G.983.2 + Note over OLT_W, ONT_W: The OLT recognizes the ONT is available for PON protection + Note over OLT_P, ONT_P: PON-LT protection side: +Ranging procedure specified in G.983.1. + OLT_P->>ONT_P: Configure VP/VC message (protection side) + ONT_P-->>OLT_P: Acknowledge message (protection side) + Note over OLT_P, ONT_P: OMCI channel is established (protection side) +``` + +Sequence diagram showing the start-up scenario for sequential ranging of working and protection sides. The diagram involves OLT (working), OLT (protection), ONT (working), and ONT (protection). It details the ranging procedure, configuration messages, acknowledgments, and OMCI channel establishment for both working and protection sides. + +**Figure I.36/G.983.2 – Start-up scenario for sequential ranging of working and protection sides** + +### I.3.2 OMCC establishment for simultaneous ranging of working and protection PON-LTs + +Figure I.37 shows the OMCI start-up sequence when both working-side PON-LT and protection-side PON-LT are ranged simultaneously during the initial phase. In the given figure, the assumption is made that the OLT and the ONT are both available for PON protection. + +NOTE – When the OLT and the ONT do not support a common protection scenario (i.e., 1+1, 1:1 and extra traffic), the protection side is not used. + +![Sequence diagram showing the start-up scenario for simultaneous ranging of working and protection sides of a PON-LT.](bd0102d6e3d91c70d57762f2c33904bf_img.jpg) + +The diagram illustrates the sequence of operations for establishing an OMCC channel on both working and protection sides of a PON-LT. The participants are OLT (working), OLT (protection), ONT (working), and ONT (protection). The sequence starts with the PON-LT working side performing a ranging procedure (G.983.1), followed by the PON-LT protection side performing its own ranging procedure (G.983.1). Then, the OLT (working) sends a 'Configure VP/VC message (working side)' to the ONT (working), which responds with an 'Acknowledge message (working side)'. Simultaneously, the OLT (protection) sends a 'Configure VP/VC message (protection side)' to the ONT (protection), which responds with an 'Acknowledge message (protection side)'. Once both sides are configured, the OMCI channel is established on both working and protection sides. Finally, the start-up procedure (G.983.2) is performed, and the OMCI channel in the working side is selected. + +``` +sequenceDiagram + participant OLT_working as OLT (working) + participant OLT_protection as OLT (protection) + participant ONT_working as ONT (working) + participant ONT_protection as ONT (protection) + + Note right of OLT_working: PON-LT working side: +Ranging procedure specified in G.983.1. + Note right of OLT_protection: PON-LT protection side: +Ranging procedure specified in G.983.1. + + OLT_working->>ONT_working: Configure VP/VC message (working side) + ONT_working-->>OLT_working: Acknowledge message (working side) + + OLT_protection->>ONT_protection: Configure VP/VC message (protection side) + ONT_protection-->>OLT_protection: Acknowledge message (protection side) + + Note right of OLT_working: OMCI channel is established (both working side and protection side) + + Note right of OLT_working: Start-up procedure specified in G.983.2 + + Note right of OLT_working: OMCI channel in the working side shall be selected +``` + +Sequence diagram showing the start-up scenario for simultaneous ranging of working and protection sides of a PON-LT. + +G.983.2\_F1.37 + +**Figure I.37/G.983.2 – Start-up scenario for simultaneous ranging of working and protection sides** + +### I.3.3 VP configuration for the ONT defined as 1+1 model + +Figure I.38 shows the VP configuration sequence for the 1+1 protection architecture. + +NOTE – The same VPI/VCI for the OMCC should be used for both working and protection sides. + +![Sequence diagram for VP configuration for 1+1 ONT. The diagram shows interactions between OLT (Working), OLT (Protection), ONT (Working), and ONT (Protection). It starts with a start-up procedure, followed by PON TC Adapter Get commands and responses, then VPNetworkCTP and ATMVPCrossConnection creation commands and responses. Finally, it shows traffic being conveyed by both working and protection entities.](0dd5bfd07d4d960d2768f54254691653_img.jpg) + +The diagram illustrates the sequence of operations for VP configuration in a 1+1 protection architecture. It features four lifelines: OLT (Working), OLT (Protection), ONT (Working), and ONT (Protection). The process begins with a 'Start-up procedure specified in G.983.2.' box spanning the OLT and ONT lifelines. The sequence of messages is as follows: + +- PON TC Adapter\_Get\_cmd**: Sent from OLT (Working) to ONT (Working). +- PON TC Adapter\_Get\_resp**: Sent from ONT (Working) to OLT (Working). +- The OLT recognizes the ONT is 1+1 model.* (Text annotation on the OLT (Working) lifeline) +- VPNetworkCTP\_Create\_cmd (ANI working)**: Sent from OLT (Working) to ONT (Working). +- VPNetworkCTP\_Create\_rsp (ANI working)**: Sent from ONT (Working) to OLT (Working). +- VPNetworkCTP\_Create\_cmd (UNI)**: Sent from OLT (Working) to ONT (Working). +- VPNetworkCTP\_Create\_rsp (UNI)**: Sent from ONT (Working) to OLT (Working). +- ATMVPCrossConnection\_Create\_cmd**: Sent from OLT (Working) to ONT (Working). +- ATMVPCrossConnection\_Create\_rsp**: Sent from ONT (Working) to OLT (Working). +- Working entity and protection entity convey same traffic.**: Indicated by dashed arrows. One dashed arrow goes from OLT (Working) to ONT (Working), and another goes from OLT (Protection) to ONT (Protection). + +G.983.2\_F1.38 + +Sequence diagram for VP configuration for 1+1 ONT. The diagram shows interactions between OLT (Working), OLT (Protection), ONT (Working), and ONT (Protection). It starts with a start-up procedure, followed by PON TC Adapter Get commands and responses, then VPNetworkCTP and ATMVPCrossConnection creation commands and responses. Finally, it shows traffic being conveyed by both working and protection entities. + +**Figure I.38/G.983.2 – VP configuration for 1+1 ONT** + +### I.3.4 VP configuration for the ONT defined as 1:1 model + +Figure I.39 shows the VP configuration sequence for the 1:1 protection architecture. + +NOTE – The same VPI/VCI for the OMCC should be used for both working and protection sides. + +![Sequence diagram for VP configuration for 1:1 ONT. Lifelines: OLT (Working), OLT (Protection), ONT (Working), ONT (Protection). The diagram shows a start-up procedure followed by configuration of working and protection entities.](0bb475bf99a4fb0082c265e9fcfd3433_img.jpg) + +``` + + sequenceDiagram + participant OLTW as OLT (Working) + participant OLTP as OLT (Protection) + participant ONTW as ONT (Working) + participant ONTP as ONT (Protection) + + Note over OLTW, ONTP: Start-up procedure specified in G.983.2. + OLTW->>ONTW: PON TC Adapter_Get_cmd + ONTW-->>OLTW: PON TC Adapter_Get_resp + Note left of OLTW: The OLT recognizes the ONT is 1:1 model. + + rect rgb(255, 255, 255) + Note left of OLTW: Configure VP for normal traffic. + OLTW->>ONTW: VPNetworkCTP_Create_cmd (ANI working) + ONTW-->>OLTW: VPNetworkCTP_Create_rsp (ANI working) + OLTW->>ONTW: VPNetworkCTP_Create_cmd (UNI) + ONTW-->>OLTW: VPNetworkCTP_Create_rsp (UNI) + OLTW->>ONTW: ATMVPCrossConnection_Create_cmd + ONTW-->>OLTW: ATMVPCrossConnection_Create_rsp + end + + OLTW<->ONTW: Working entity conveys normal traffic. + + rect rgb(255, 255, 255) + Note left of OLTW: Configure VP for extra traffic. + OLTW->>ONTW: VPNetworkCTP_Create_cmd (ANI protection) + ONTW-->>OLTW: VPNetworkCTP_Create_rsp (ANI protection) + OLTW->>ONTW: VPNetworkCTP_Create_cmd (UNI) + ONTW-->>OLTW: VPNetworkCTP_Create_rsp (UNI) + OLTW->>ONTW: ATMVPCrossConnection_Create_cmd + ONTW-->>OLTW: ATMVPCrossConnection_Create_rsp + end + + OLTP<->ONTP: Protection entity conveys extra traffic. + +``` + +G.983.2\_F1.39 + +Sequence diagram for VP configuration for 1:1 ONT. Lifelines: OLT (Working), OLT (Protection), ONT (Working), ONT (Protection). The diagram shows a start-up procedure followed by configuration of working and protection entities. + +**Figure I.39/G.983.2 – VP configuration for 1:1 ONT** + +### I.3.5 VP removal for 1+1 model ONT + +Figure I.40 shows the VP removal sequence for the 1+1 protection architecture. + +![Sequence diagram for VP removal for 1+1 model ONT. The diagram shows interactions between OLT (working), OLT (protection), ONT (working), and ONT (protection). It includes traffic flow arrows and command/response messages like ATM VPCrossConnection_Delete_cmd and VPNetworkCTP_Delete_cmd.](ac7340407ee3301097694475a14340f4_img.jpg) + +The diagram illustrates the sequence of operations for VP removal in a 1+1 protection architecture. It features four lifelines: OLT (working), OLT (protection), ONT (working), and ONT (protection). At the top, two dashed arrows indicate that the working and protection entities convey the same traffic. Below this, a text note states "The OLT recognizes the ONT is 1+1 model." The sequence of messages is as follows: 1. OLT (protection) sends an "ATM VPCrossConnection\_Delete\_cmd" to ONT (working). 2. ONT (working) responds with "ATM VPCrossConnection\_Delete\_rsp" to OLT (working). 3. OLT (protection) sends a "VPNetworkCTP\_Delete\_cmd (ANI working)" to ONT (working). 4. ONT (working) responds with "VPNetworkCTP\_Delete\_rsp (ANI working)" to OLT (working). 5. OLT (protection) sends a "VPNetworkCTP\_Delete\_cmd (UNI)" to ONT (working). 6. ONT (working) responds with "VPNetworkCTP\_Delete\_rsp (UNI)" to OLT (working). The diagram is labeled "G.983.2\_F1.40" in the bottom right corner. + +Sequence diagram for VP removal for 1+1 model ONT. The diagram shows interactions between OLT (working), OLT (protection), ONT (working), and ONT (protection). It includes traffic flow arrows and command/response messages like ATM VPCrossConnection\_Delete\_cmd and VPNetworkCTP\_Delete\_cmd. + +Figure I.40/G.983.2 – VP removal for 1+1 ONT + +### I.3.6 VP removal for a 1:1 model ONT + +Figure I.41 shows the VP removal sequence for the 1:1 protection architecture. + +![Sequence diagram for VP removal for 1:1 ONT. The diagram shows four lifelines: OLT (working), OLT (protection), ONT (working), and ONT (protection). It details the message exchange for removing virtual paths (VP) for both normal and extra traffic.](721c8efc8d9d602f3cc8052fe37516f9_img.jpg) + +The diagram illustrates the sequence of operations for VP removal in a 1:1 protection architecture. It begins with two dashed arrows indicating initial traffic flow: 'Working entity conveys normal traffic' from OLT (working) to ONT (working), and 'Protection entity conveys extra traffic' from OLT (protection) to ONT (protection). A text note indicates 'The OLT recognizes the ONT is 1:1 model'. The process then splits into two dashed boxes: 'Remove VP for normal traffic' and 'Remove VP for extra traffic'. Each box contains a sequence of four messages: `ATM VPCrossConnection_Delete_cmd`, `ATM VPCrossConnection_Delete_rsp`, `VPNetworkCTP_Delete_cmd` (labeled 'ANI working' or 'ANI protection'), and `VPNetworkCTP_Delete_rsp` (labeled 'UNI'). + +``` + +sequenceDiagram + participant OLT_working as OLT (working) + participant OLT_protection as OLT (protection) + participant ONT_working as ONT (working) + participant ONT_protection as ONT (protection) + + Note left of OLT_working: The OLT recognizes the ONT is 1:1 model + + Note right of ONT_working: Working entity conveys normal traffic + Note right of ONT_protection: Protection entity conveys extra traffic + + Note left of OLT_working: Remove VP for normal traffic + OLT_working->>ONT_working: ATM VPCrossConnection_Delete_cmd + ONT_working-->>OLT_working: ATM VPCrossConnection_Delete_rsp + OLT_working->>ONT_working: VPNetworkCTP_Delete_cmd (ANI working) + ONT_working-->>OLT_working: VPNetworkCTP_Delete_rsp (UNI) + + Note left of OLT_working: Remove VP for extra traffic + OLT_working->>ONT_working: ATM VPCrossConnection_Delete_cmd + ONT_working-->>OLT_working: ATM VPCrossConnection_Delete_rsp + OLT_working->>ONT_working: VPNetworkCTP_Delete_cmd (ANI protection) + ONT_working-->>OLT_working: VPNetworkCTP_Delete_rsp (UNI) + +``` + +Sequence diagram for VP removal for 1:1 ONT. The diagram shows four lifelines: OLT (working), OLT (protection), ONT (working), and ONT (protection). It details the message exchange for removing virtual paths (VP) for both normal and extra traffic. + +G.983.2\_F1.41 + +Figure I.41/G.983.2 – VP removal for 1:1 ONT + +### I.3.7 Switch-over sequence for a 1+1 model ONT + +Figure I.42 shows the switch-over sequence for the 1+1 protection architecture. In the given figure, the assumption is made that the working side's PON-LT detects Signal Fail (SF) or Signal Degrade (SD). + +![Sequence diagram showing the switch-over sequence for a 1+1 model ONT. The diagram illustrates the interaction between OLT (working), OLT (protection), ONT (working), and ONT (protection) before and after a fault detection on the working path.](33af44bc1e5166e9cc1f4f29077ee09b_img.jpg) + +The diagram illustrates the switch-over sequence for a 1+1 model ONT. It is divided into two main sections by a horizontal line representing a fault detection event. + +**Top Section (Normal Operation):** + +- Vertical lines represent the lifelines for OLT (working), OLT (protection), ONT (working), and ONT (protection). +- A dashed double-headed arrow between OLT (protection) and ONT (working) is labeled "Working entity and protection entity convey same traffic". +- A text label "The OLT recognizes the ONT is 1+1 model." is present. +- A solid arrow labeled "OMCI\_cmd (via working entity)" points from OLT (working) to ONT (working). +- A solid arrow labeled "OMCI\_rsp (via working entity)" points from ONT (working) back to OLT (working). + +**Bottom Section (After Fault Detection):** + +- A large rectangular box spans across the lifelines with the text: "Fault is detected on the working path, switching over specified in G.983.5". +- After the fault, a dashed double-headed arrow between OLT (protection) and ONT (protection) is labeled "Protection entity conveys normal traffic". +- A solid arrow labeled "OMCI\_cmd (via protection entity)" points from OLT (protection) to ONT (protection). +- A solid arrow labeled "OMCI\_rsp (via protection entity)" points from ONT (protection) back to OLT (protection). +- The label "G.983.2\_FI.42" is located at the bottom right. + +Sequence diagram showing the switch-over sequence for a 1+1 model ONT. The diagram illustrates the interaction between OLT (working), OLT (protection), ONT (working), and ONT (protection) before and after a fault detection on the working path. + +Figure I.42/G.983.2 – Switch-over sequence for 1+1 ONT + +### I.3.8 Switch-over sequence for a 1:1 model ONT + +Figure I.43 shows the switch-over sequence for the 1:1 protection architecture. In the given figure, the assumption is made that the working side's PON-LT detects Signal Fail (SF) or Signal Degrade (SD). + +![Sequence diagram showing the switch-over sequence for a 1:1 model ONT. The diagram is split into two parts by a horizontal line. The top part shows the initial state where the OLT (working) and ONT (working) are active. The OLT (protection) and ONT (protection) are also active. The working entity conveys normal traffic, and the protection entity conveys extra traffic. The OLT recognizes the ONT is 1:1 model. The bottom part shows the state after a failure is detected on the working path. The protection entity conveys normal traffic, and the OLT (protection) and ONT (protection) are active. The OLT (protection) sends an OMCI_cmd (via protection entity) to the ONT (protection), which responds with an OMCI_rsp (via protection entity).](a27fa32e1be00d2a19ff032799fb432f_img.jpg) + +The diagram illustrates the switch-over sequence for a 1:1 model ONT. It is divided into two main sections by a horizontal line. + +**Top Section (Initial State):** + +- Vertical lines represent the OLT (working), OLT (protection), ONT (working), and ONT (protection). +- A dashed arrow from OLT (working) to ONT (working) is labeled "Working entity conveys normal traffic". +- A dashed arrow from OLT (protection) to ONT (protection) is labeled "Protection entity conveys extra traffic". +- A text label "The OLT recognizes the ONT is 1:1 model." is present. +- A solid arrow from OLT (working) to ONT (working) is labeled "OMCI\_cmd (via working entity)". +- A solid arrow from ONT (working) to OLT (working) is labeled "OMCI\_rsp (via working entity)". + +**Middle Section:** + +Failure is detected on the working path, +switching over specified in G.983.5 + +**Bottom Section (Post-Failure State):** + +- A dashed arrow from OLT (protection) to ONT (protection) is labeled "Protection entity conveys normal traffic". +- A solid arrow from OLT (protection) to ONT (protection) is labeled "OMCI\_cmd (via protection entity)". +- A solid arrow from ONT (protection) to OLT (protection) is labeled "OMCI\_rsp (via protection entity)". + +G.983.2\_FI.43 + +Sequence diagram showing the switch-over sequence for a 1:1 model ONT. The diagram is split into two parts by a horizontal line. The top part shows the initial state where the OLT (working) and ONT (working) are active. The OLT (protection) and ONT (protection) are also active. The working entity conveys normal traffic, and the protection entity conveys extra traffic. The OLT recognizes the ONT is 1:1 model. The bottom part shows the state after a failure is detected on the working path. The protection entity conveys normal traffic, and the OLT (protection) and ONT (protection) are active. The OLT (protection) sends an OMCI\_cmd (via protection entity) to the ONT (protection), which responds with an OMCI\_rsp (via protection entity). + +Figure I.43/G.983.2 – Switch-over sequence for 1:1 ONT + +## I.4 Common services with DBA support + +The following scenarios describe the initial discovery of the DBA function, and the creation and deletion of a T-CONT in the ONT. + +### I.4.1 Initial handshake + +The scope of initial handshake is from ranging to acquisition of the information to be able to start the status reporting. Allocation of the divided\_slot grant and data grants and T-CONT configuration is described in clause I.4.2. + +Figure I.44 shows the initial handshake procedure. + +![Sequence diagram of the initial handshake procedure between ONT and OLT.](818dd3e8b0e280615b06586a48c75ee5_img.jpg) + +The diagram illustrates the initial handshake procedure between an ONT (Optical Network Terminal) and an OLT (Optical Line Terminal). The sequence of messages is as follows: + +- Ranging procedure specified in G.983.1 or Reranging procedure specified in G.983.1**: A message sent from the OLT to the ONT. +- Configure VP/VC message**: A message sent from the ONT to the OLT. +- Acknowledge message**: A message sent from the OLT to the ONT. +- Start-up procedure of a "New ONT" and "old ONT" specified in G.983.2**: A message sent from the ONT to the OLT. +- ONT\_Get\_cmd(ME, inst, Total T-CONT number)**: A message sent from the ONT to the OLT. +- ONT\_Get\_resp(ME, inst, success)**: A message sent from the OLT to the ONT. +- ANI\_Get\_cmd(ME, inst, SR indication, Total Data Grant, Total DS Grant)**: A message sent from the ONT to the OLT. +- ANI\_Get\_resp(ME, inst, success)**: A message sent from the OLT to the ONT. + +Text labels "OMCI channel is established." are present on both the ONT and OLT lifelines, indicating the state of the communication channel. + +G.983.2\_FI.44 + +Sequence diagram of the initial handshake procedure between ONT and OLT. + +Figure I.44/G.983.2 – Initial handshake procedure + +### I.4.2 Addition of T-CONT in an ONT + +Figure I.45 shows the addition of T-CONT. + +![Sequence diagram showing the T-CONT addition procedure between an ONT and an OLT.](62a17edc9f17ac4fc99094922645e3a7_img.jpg) + +The sequence diagram illustrates the interaction between an ONT (Optical Network Terminal) and an OLT (Optical Line Terminal) for the addition of a T-CONT. The process involves several steps of command and response messages, followed by configuration and grant allocation messages from the OLT to the ONT. + +``` +sequenceDiagram + participant ONT + participant OLT + Note left of ONT: T-CONT Buffer operations + ONT->>OLT: T-CONT Buffer_Get_cmd(ME, inst=0, ANI pointer) + OLT-->>ONT: T-CONT Buffer_Get_resp(ME,inst,success) + ONT->>OLT: T-CONT Buffer_Get_cmd(ME, inst=1, ANI pointer) + OLT-->>ONT: T-CONT Buffer_Get_resp(ME,inst,success) + Note right of OLT: ... + ONT->>OLT: T-CONT Buffer_Get_cmd(ME, inst=M, ANI pointer) + OLT-->>ONT: T-CONT Buffer_Get_resp(ME,inst,success) + ONT->>OLT: T-CONT Buffer_Set_cmd(ME, inst=0, ANI pointer) + OLT-->>ONT: T-CONT Buffer_Set_resp(ME,inst,success) + Note right of OLT: ... + ONT->>OLT: T-CONT Buffer_Set_cmd(ME, inst=M, ANI pointer) + OLT-->>ONT: T-CONT Buffer_Set_resp(ME,inst,success) + Note left of ONT: Priority Queue operations + ONT->>OLT: Priority Queue_Get_cmd(ME, inst=0, T-CONT Buffer pointer) + OLT-->>ONT: Priority Queue_Get_resp(ME,inst,success) + Note right of OLT: ... + ONT->>OLT: Priority Queue_Get_cmd(ME, inst=N, T-CONT Buffer pointer) + OLT-->>ONT: Priority Queue_Get_resp(ME,inst,success) + ONT->>OLT: Priority Queue_Set_cmd(ME, inst=0, T-CONT Buffer pointer) + OLT-->>ONT: Priority Queue_Set_resp(ME,inst,success) + Note right of OLT: ... + ONT->>OLT: Priority Queue_Set_cmd(ME, inst=N, T-CONT Buffer pointer) + OLT-->>ONT: Priority Queue_Set_resp(ME,inst,success) + Note left of ONT: Configuration and Grants + OLT-->>ONT: Divided_Slot_Configuration message + OLT-->>ONT: Additional_Grant_Allocation message +``` + +The sequence of messages is as follows: + +- ONT sends **T-CONT Buffer\_Get\_cmd(ME, inst=0, ANI pointer)** to OLT. +- OLT responds with **T-CONT Buffer\_Get\_resp(ME,inst,success)**. +- ONT sends **T-CONT Buffer\_Get\_cmd(ME, inst=1, ANI pointer)** to OLT. +- OLT responds with **T-CONT Buffer\_Get\_resp(ME,inst,success)**. +- There is a gap in the sequence (indicated by a dashed line). +- ONT sends **T-CONT Buffer\_Get\_cmd(ME, inst=M, ANI pointer)** to OLT. +- OLT responds with **T-CONT Buffer\_Get\_resp(ME,inst,success)**. +- ONT sends **T-CONT Buffer\_Set\_cmd(ME, inst=0, ANI pointer)** to OLT. +- OLT responds with **T-CONT Buffer\_Set\_resp(ME,inst,success)**. +- There is a gap in the sequence (indicated by a dashed line). +- ONT sends **T-CONT Buffer\_Set\_cmd(ME, inst=M, ANI pointer)** to OLT. +- OLT responds with **T-CONT Buffer\_Set\_resp(ME,inst,success)**. +- ONT sends **Priority Queue\_Get\_cmd(ME, inst=0, T-CONT Buffer pointer)** to OLT. +- OLT responds with **Priority Queue\_Get\_resp(ME,inst,success)**. +- There is a gap in the sequence (indicated by a dashed line). +- ONT sends **Priority Queue\_Get\_cmd(ME, inst=N, T-CONT Buffer pointer)** to OLT. +- OLT responds with **Priority Queue\_Get\_resp(ME,inst,success)**. +- ONT sends **Priority Queue\_Set\_cmd(ME, inst=0, T-CONT Buffer pointer)** to OLT. +- OLT responds with **Priority Queue\_Set\_resp(ME,inst,success)**. +- There is a gap in the sequence (indicated by a dashed line). +- ONT sends **Priority Queue\_Set\_cmd(ME, inst=N, T-CONT Buffer pointer)** to OLT. +- OLT responds with **Priority Queue\_Set\_resp(ME,inst,success)**. +- OLT sends a **Divided\_Slot\_Configuration message** to ONT. +- OLT sends an **Additional\_Grant\_Allocation message** to ONT. + +G.983.2\_FI.45 + +Sequence diagram showing the T-CONT addition procedure between an ONT and an OLT. + +Figure I.45/G.983.2 – T-CONT addition procedure + +### I.4.3 Deletion of T-CONT in an ONT + +Figure I.46 shows the deletion of T-CONT. + +![Sequence diagram showing the deletion of a T-CONT between an ONT and an OLT.](587077b00d0f998c32b4ead2fed3637e_img.jpg) + +The diagram illustrates the sequence of operations for deleting a T-CONT in an ONT. It features two vertical lifelines labeled ONT and OLT. At the top, a rectangular box spanning both lifelines contains the text: "Take down user connections related with the T-CONT via OMCC and PLOAM messages specified in G.983.1 and G.983.2". Below this box, two horizontal arrows point from the OLT lifeline to the ONT lifeline. The first arrow is labeled "Additional\_Grant\_Allocation message (Deactivate)". The second arrow is labeled "Reconfigure the divided\_slot (if necessary) by Divided\_Slot\_Grant\_Configuration message". In the bottom right corner, the text "G.983.2\_F1.46" is present. + +Sequence diagram showing the deletion of a T-CONT between an ONT and an OLT. + +**Figure I.46/G.983.2 – Deletion of T-CONT** + +# Appendix II + +## OMCI message set + +## II.1 General remarks + +### II.1.1 Message type identifier + +In 9.1.4, the message types are given. This identifier is omitted in the message set below. + +### II.1.2 Entity class identifier + +In 9.1.6, the entity class identifiers are given. This identifier is omitted in the message set below. + +### II.1.3 Result and reason + +Responses to commands can indicate the result of the command. A value of "null" will indicate that the command was processed successfully. Non-null values will indicate the reason of the failure. If the result was "failure", the rest of the message contents will be filled with all 0x00s. The definition of each result and reason is as follows: + +#### 0) *command processed successfully* + +There are two functions for command processing: command interpretation and command execution. This result means that the received command, such as Get/Set/Test/Reboot, was properly interpreted by the ONT's command interpretation function without errors and that the interpreted command was successfully transferred to the ONT's command execution function. + +#### 1) *command processing error* + +This result means the command processing failed at the ONT due to some reason not described by items 3, 4, etc. + +#### 2) *command not supported* + +This result means that the message type indicated in Byte 8 is not supported by the ONT. + +#### 3) *parameter error* + +This result means that the command message received by the ONT was errored. + +#### 4) *unknown managed entity* + +This result means that the managed entity class indicated in Byte 10 is not supported by the ONT. + +#### 5) *unknown managed entity instance* + +This result means that the managed entity instance indicated in Bytes 11 and 12 does not exist in the ONT. + +#### 6) *device busy* + +This result means that the command could not be processed due to process-related congestion at the ONT. + +#### 7) *instance exists* + +This result means that the ONT already has a managed entity instance that corresponds to the one the OLT is attempting to create. + +#### 8) *Reserved* + +#### 9) *attribute(s) failed or unknown* + +This result means that an optional attribute is not supported by the ONT or that a mandatory/optional attribute could not be executed by the ONT, even if it is supported. In + +conjunction with this result, attribute masks are used to indicate which attributes failed or were unknown. + +The following two kinds of attribute masks are used when this result/reason is raised: + +- *optional attribute mask coding*, which indicates whether or not the optional attribute is supported. Bytes 14 and 15 are assigned to this mask. +- *attribute execution mask coding*, which indicates whether or not the mandatory/optional attribute was executed. Bytes 16 and 17 are assigned to this mask. + +If one or more optional attributes are not supported by the ONT, the "optional attribute mask coding" for each *unsupported* optional attribute becomes 1 while the corresponding "attribute execution mask coding" remains 0. + +If one or more mandatory or optional attributes were not executed by the ONT, the "optional attribute mask coding" remains 0, while the "attribute execution mask coding" becomes 1 for each *failed* attribute." + +### II.1.4 Get, get response and set messages + +For an attribute mask, a bitmap is used in the "Get", "Get Current Data", "Get response", "Get Current Data Response", and "Set" messages. This bitmap indicates which attributes are requested (Get, Get Current Data) or provided (Get response, Get Current Data Response, and Set). The bitmap is composed as follows (see Table II.1): + +**Table II.1/G.983.2 – Attribute mask coding** + +| Byte | Bit | | | | | | | | +|------|-------------|--------------|--------------|--------------|--------------|--------------|--------------|--------------| +| | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | +| 1 | Attribute 1 | Attribute 2 | Attribute 3 | Attribute 4 | Attribute 5 | Attribute 6 | Attribute 7 | Attribute 8 | +| 2 | Attribute 9 | Attribute 10 | Attribute 11 | Attribute 12 | Attribute 13 | Attribute 14 | Attribute 15 | Attribute 16 | + +The attribute numbers correspond to the ordering of the attributes in clause 7. Note that the Managed Entity identifier, which is an attribute of each managed entity, has no corresponding bit in the attribute mask. Thus, the attributes are counted starting from the first attribute after the Managed Entity identifier. + +### II.1.5 Alarm notifications + +The ONT will send this notification each time an alarm has changed status for the entity indicated in the message identifier. The message shows the status of *all* alarms of this entity. It is up to the OLT to determine which alarms changed status. + +The maximum number of alarms that is supported by the OMCI is 240; thus, the alarm bitmap uses 30 bytes. The bitmap is composed as follows (see Table II.2): + +**Table II.2/G.983.2 – Alarm mask coding** + +| Byte | Bit | | | | | | | | +|------|-----------|-----------|-----------|-----------|-----------|-----------|-----------|-----------| +| | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | +| 1 | Alarm 0 | Alarm 1 | Alarm 2 | Alarm 3 | Alarm 4 | Alarm 5 | Alarm 6 | Alarm 7 | +| 2 | Alarm 8 | Alarm 9 | Alarm 10 | Alarm 11 | Alarm 12 | Alarm 13 | Alarm 14 | Alarm 15 | +| ... | | | | | | | | | +| 30 | Alarm 232 | Alarm 233 | Alarm 234 | Alarm 235 | Alarm 236 | Alarm 237 | Alarm 238 | Alarm 239 | + +The alarm numbers correspond to the alarm coding in clause 7. Bits in the alarm bitmap that correspond to non-existing alarms shall always be set equal to "0". Bits that correspond to an existing alarm are set to a value of "0" to indicate that the corresponding alarm is cleared or a value of "1" to indicate that the alarm has been raised. + +Alarm message sequence numbers can obtain values in the interval 1 to 255. Zero is excluded in order to make this counter similar to the MIB data sync counter. + +### II.1.6 Test, test response, and test result + +The descriptions below indicate how Test, Test response, and Test result are related. + +**Test:** This message is used to initiate either a self test or an MLT test (or additional tests defined in future). + +**Test response:** This message is an immediate reaction to a Test message. The "Test response" message reports the ability of the ONT to run the required test, but it does not contain any specific results. + +**Test result:** This message is used to report the result of either a self test (requested by the OLT) or a MLT test (or additional test defined in future). In the case of an AUTONOMOUS self test, the Test result notification is not used. Instead, notification is sent to the OLT via an alarm ONLY if the managed entity fails its autonomous self test. + +A test on a particular managed entity instance is invoked by sending a Test message to this instance. Each managed entity that supports tests needs to have an action "Test" defined for it. The type of test that is invoked by a Test message depends on the managed entity. + +The "Test response" message is an indication to the OLT that the test request is received and is being processed. The results of a requested test will be sent to the OLT via a specific "Test result" message. + +The "Test response" message will be sent immediately after the Test message is received (i.e., within the normal response time). The transaction identifier of the "Test response" message is identical to the transaction identifier of the Test message that requested the test. + +## II.2 Message layout + +### II.2.1 Create + +It should be noted that the message contents for the "Create" message apply only to attributes that are "Set-by-create". Thus, byte 13 begins with the attribute value for the first Set-by-create attribute and so forth. If the message contains attributes that are not supported by the ONT, the ONT will ignore the attributes, but it must allocate the space in the message to maintain delineation of the attribute fields. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|-----------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = create | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|--------------------------------------------------------------------------------------------| +| Message contents | 13 | | | | | | | | | attribute value of first Set-by-create attribute (size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last Set-by-create attribute (size depending on the type of attribute) | +| | xx-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.2 Create response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = create | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy
0111 = instance exists | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.3 Create complete connection + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = create complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB ani VP Network CTP B-PON or VC Network CTP B-PON instance | +| | 14 | | | | | | | | | LSB ani VP Network CTP B-PON or VC Network CTP B-PON instance | + +| Field | Byte | | | | | | | | | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------------------------------------------------------------| +| | | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | | +| Message contents | 15 | | | | | | | | | MSB uni VP Network CTP B-PON or VC Network CTP B-PON instance | +| | 16 | | | | | | | | | LSB uni VP Network CTP B-PON or VC Network CTP B-PON instance | +| | 17 | | | | | | | | | MSB uni/ani pointer (= MSB corresponding uni instance) | +| | 18 | | | | | | | | | LSB uni/ani pointer (= LSB corresponding uni instance) | +| | 19 | | | | | | | | | MSB vpi ani side | +| | 20 | | | | | | | | | LSB VPI ani side | +| | 21 | | | | | | | | | MSB VPI uni side (= 0x00) | +| | 22 | | | | | | | | | LSB VPI uni side | +| | 23 | 0 | 0 | 0 | 0 | 0 | y | x | x | direction/VP-VC choice
xx :
01 = uni-to-ani
10 = ani-to-uni
11 = bidirectional
y :
0 = create VP CTPs
1 = create VC CTPs | +| | 24 | | | | | | | | | MSB priority queue pointer ani VP Network CTP B-PON | +| | 25 | | | | | | | | | LSB priority queue pointer ani VP Network CTP B-PON | +| | 26 | | | | | | | | | MSB priority queue pointer uni VP Network CTP B-PON | +| | 27 | | | | | | | | | LSB priority queue pointer uni VP Network CTP | +| | 28 | | | | | | | | | padding | +| | 29 | | | | | | | | | padding | +| | 30 | | | | | | | | | MSB traffic descriptor profile pointer uni VP Network CTP B-PON | +| | 31 | | | | | | | | | LSB traffic descriptor profile pointer uni VP Network CTP B-PON | +| | 32 | | | | | | | | | MSB VCI ani side (if VC CTP) | +| | 33 | | | | | | | | | LSB VCI ani side (if VC CTP) | +| | 34 | | | | | | | | | MSB VCI uni side (if VC CTP) | +| | 35 | | | | | | | | | LSB VCI uni side (if VC CTP) | +| | 36-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.4 Create complete connection response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = create complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.5 Delete + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = delete | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.6 Delete response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|-----------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = delete | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Message contents | 13 | | | | | | | | | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.7 Delete complete connection + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = delete complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.8 Delete complete connection response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = delete complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.9 Set + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = set | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB attribute mask | +| | 14 | | | | | | | | | LSB attribute mask | +| | 15 | | | | | | | | | attribute value of first attribute to set (size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last attribute to set (size depending on the type of attribute) | +| | xx-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.10 Set response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = set | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy
1001 = attribute(s) failed or unknown | +| | 14 | | | | | | | | | "optional attribute" mask (attributes 1-8), used with "1001" encoding:
0 = default
1 = unsupported attribute | +| | 15 | | | | | | | | | "optional attribute" mask (attributes 9-16), used with "1001" encoding:
0 = default
1 = unsupported attribute | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------------------------------| +| Message contents | 16 | | | | | | | | | "attribute execution" mask (attributes 1-8), used with "1001" encoding:
0 = default
1 = failed attribute | +| | 17 | | | | | | | | | "attribute execution" mask (attributes 9-16), used with "1001" encoding:
0 = default
1 = failed attribute | +| | 18-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### **II.2.11 Get** + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|--------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB attribute mask | +| | 14 | | | | | | | | | LSB attribute mask | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### **II.2.12 Get response** + +Note that the optional Attribute and Attribute Execution masks should always be assumed to be present, even if result code 0x1001 is not returned. There is a consideration of interoperability on this point. Some implementations do not assume the mask is always present (which is deprecated behaviour). Even in this case, it can be shown that no failure occurs. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|--------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy
1001 = attribute(s) failed or unknown | +| | 14 | | | | | | | | | MSB attribute mask | +| | 15 | | | | | | | | | LSB attribute mask | +| | 16 | | | | | | | | | attribute value of first attribute included
(size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last attribute included
(size depending on the type of attribute) | +| | xx-41 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | +| | 42 | | | | | | | | | "optional attribute" mask (attributes 1-8),
used with "1001" encoding:
0 = default
1 = unsupported attribute | +| | 43 | | | | | | | | | "optional attribute" mask (attributes 9-16),
used with "1001" encoding:
0 = default
1 = unsupported attribute | +| | 44 | | | | | | | | | "attribute execution" mask (attributes 1-8),
used with "1001" encoding:
0 = default
1 = failed attribute | +| | 45 | | | | | | | | | "attribute execution" mask (attributes 9-16),
used with "1001" encoding:
0 = default
1 = failed attribute | + +### II.2.13 Get complete connection + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|----------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | Entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.14 Get complete connection response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get complete connection | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14 | | | | | | | | | MSB ani VP Network CTP B-PON or
VC Network CTP B-PON instance | +| | 15 | | | | | | | | | LSB ani VP Network CTP B-PON or
VC Network CTP B-PON instance | +| | 16 | | | | | | | | | MSB uni VP Network CTP B-PON or
VC Network CTP B-PON instance | +| | 17 | | | | | | | | | LSB uni VP Network CTP B-PON or VC
Network CTP B-PON instance | +| | 18 | | | | | | | | | MSB uni/ani pointer (= msb corresponding
uni instance) | +| | 19 | | | | | | | | | LSB uni/ani pointer (= lsb corresponding
uni instance) | +| | 20 | | | | | | | | | MSB VPI ani side | +| | 21 | | | | | | | | | LSB VPI ani side | +| | 22 | | | | | | | | | MSB VPI uni side (= 0x00) | +| | 23 | | | | | | | | | LSB VPI uni side | +| | 24 | 0 | 0 | 0 | 0 | 0 | y | x | x | direction/VP-VC choice
xx :
01 = uni-to-ani
10 = ani-to-uni
11 = bidirectional
y :
0 = create VP CTPs
1 = create VC CTPs | +| | 25 | | | | | | | | | MSB priority queue pointer ani VP
Network CTP B-PON | +| | 26 | | | | | | | | | LSB priority queue pointer ani VP Network
CTP B-PON | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------| +| Message contents | 27 | | | | | | | | | MSB priority queue pointer uni
VP Network CTP B-PON | +| | 28 | | | | | | | | | LSB priority queue pointer uni VP Network
CTP B-PON | +| | 29 | | | | | | | | | padding | +| | 30 | | | | | | | | | padding | +| | 31 | | | | | | | | | MSB traffic descriptor profile pointer uni
VP Network CTP B-PON or padding | +| | 32 | | | | | | | | | LSB traffic descriptor profile pointer uni
VP Network CTP B-PON or padding | +| | 33 | | | | | | | | | MSB VCI ani side (if VC CTP) | +| | 34 | | | | | | | | | LSB VCI ani side (if VC CTP) | +| | 35 | | | | | | | | | MSB VCI uni side (if VC CTP) | +| | 36 | | | | | | | | | LSB VCI uni side (if VC CTP) | +| | 37-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.15 Get all alarms + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get all alarms | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.16 Get all alarms response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get all alarms | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB of the number of subsequent
commands | +| | 14 | | | | | | | | | LSB of the number of subsequent commands | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.17 Get all alarms next + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get all alarms next | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB of the command sequence number | +| | 14 | | | | | | | | | LSB of the command sequence number | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +The command sequence numbers shall start from 0x00 onwards. + +### II.2.18 Get all alarms next response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get all alarms next | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | | | | | | | | | entity class on which the alarms are reported | +| | 14 | | | | | | | | | MSB entity instance on which the alarms are reported | +| | 15 | | | | | | | | | LSB entity instance on which the alarms are reported | +| | 16-45 | x | x | x | x | x | x | x | x | bitmap alarms | + +The bitmap that is used in the Get All Alarms Next response for a given managed entity class is identical to the bitmap that is used in the alarm notifications for that managed entity class. + +In the case the ONT has received an Get All Alarms Next request message in which the command sequence number is out of range, the ONT shall respond with a message in which bytes 13 to 45 are all set to 0x00. This corresponds to a response with entity class 0x00, entity instance 0x0000, and bitmap all 0x00s. + +### II.2.19 MIB upload + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = MIB upload | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.20 MIB upload response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = MIB upload | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB of the number of subsequent commands | +| | 14 | | | | | | | | | LSB of the number of subsequent commands | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.21 MIB upload next + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|--------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = MIB upload next | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB of the command sequence number | +| | 14 | | | | | | | | | LSB of the command sequence number | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +The command sequence numbers shall start from 0x00 onwards. + +### II.2.22 MIB upload next response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | | +|------------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------|---------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = MIB upload next | | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | | +| Message contents | 13 | | | | | | | | | entity class of object | | +| | 14 | | | | | | | | | MSB entity instance of object | | +| | 15 | | | | | | | | | LSB entity instance of object | | +| | 16 | | | | | | | | | MSB attribute mask | | +| | 17 | | | | | | | | | LSB attribute mask | | +| | 18 | | | | | | | | | value of first attribute (size depending on the type of the attribute) | | +| | | | | | | | | | | | ... | +| | | | | | | | | | | | value of the last attribute (size depending on the type of the attribute) | +| | xx-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | | + +If the ONT receives a MIB Upload Next request message in which the command sequence number is out of range, it shall respond with a message in which bytes 13 to 45 are all set to 0x00. This corresponds to a response with entity class 0x00, entity instance 0x0000, attribute mask 0x0000, and padding from byte 18 to byte 45. + +Note that, if all attributes of a managed entity do not fit within one MIB Upload Next response message, the attributes will be split over several messages. The OLT can use the information in the attribute mask to determine which attribute values are reported in which MIB upload Next response message. + +### II.2.23 MIB reset + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|--------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = MIB reset | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +#### II.2.24 MIB reset response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = MIB reset | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = ONT Data | +| | 11 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | MSB entity instance | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.25 Alarm + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|----------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 0 | | | | | | DB = 0, AR = 0, AK = 0
bits 5-1: action = alarm | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | alarm mask | +| | | | | | | | | | | | +| | 42 | | | | | | | | | alarm mask | +| | 43-44 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | +| | 45 | | | | | | | | | alarm sequence number | + +### II.2.26 Attribute value change + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 0 | | | | | | DB = 0, AR = 0, AK = 0
bits 5-1: action = attribute value change | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB attribute mask | +| | 14 | | | | | | | | | LSB attribute mask | +| | 15 | | | | | | | | | attribute value of first attribute changed
(size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last attribute changed
(size depending on the type of attribute) | +| | xx-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.27 Test + +The format of the test message is specific to the target entity class. At present, two formats are defined. Future test extensions for a given entity class can be supported by adding additional encodings to presently unused bits or bytes. Future specification of tests for other entity classes may use an existing format or may define new formats for the test message. These extension mechanisms allow future tests to be supported without changing the principle of operation. + +*Format for ONTb-pon, ONUb-pon, subscriber line card, PON line card entity classes* + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = test | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | Entity class
NOTE – This format applies to entity classes ONTb-pon, ONUb-pon, subscriber line card, PON line card. | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| | 13 | 0 | 0 | 0 | 0 | x | x | x | x | xxxx = select test
0111 = self test | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | Padding | + +*Format for POTS UNI and PTP ISDN UNI entity classes* + +Note that a single message can be used to initiate multiple tests on a given ME if desired. + +Bytes 14-27 are used by the dial tone make-break test. A zero value for a timer causes the ONT to use its built-in defaults. As many as three dial tone frequencies can be specified, or omitted by setting their values to 0. Other fields are also omitted with the value 0, or controlled by flags. An ONT can support the dial tone test with internal defaults only, and is not required to support any of the attributes of bytes 14-27. Likewise, an ONT can use internal defaults for drop test, rather than the values given in bytes 28-37. The capabilities of an ONT are documented by the vendor and known through the administration's practices. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = test | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | Entity class
NOTE – This format applies to entity classes PPTP POTS UNI and PPTP ISDN UNI. | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| | 13 | a | 0 | 0 | 0 | x | x | x | x | a – test mode
0 = normal; deny test if line busy
1 = forced mode
xxxx = select test
0000 = all MLT tests
0001 = hazardous potential
0010 = foreign EMF
0011 = resistive faults
0100 = receiver off-hook
0101 = ringer
0110 = NT1 dc signature test
0111 = self test
1000 = dial tone make-break test | +| | 14 | | | | | | | | | DBDT timer T1 (slow dial tone threshold), in units of 0.1 seconds. Range 0.1 to 6.0 seconds. | +| | 15 | | | | | | | | | DBDT timer T2 (no dial tone threshold), in units of 0.1 seconds.
Range 1.0 to 10.0 seconds. | +| | 16 | | | | | | | | | DBDT timer T3 (slow break dial tone threshold), in units of 0.1 seconds.
Range 0.1 to 3.0 seconds. | +| | 17 | | | | | | | | | DBDT timer T4 (no break dial tone threshold), in units of 0.1 seconds.
Range 1.0 to 3.0 seconds. | +| | 18 | | | | | | | d | p | DBDT control byte
d: dialed digit
1 = dialed digit specified in byte 19
0 = use default digit
p = pulse (1) or tone (0) dialing | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|--------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------------------------------| +| | | | | | | | | | | | +| Message identifier | 19 | | | | | | | | | Digit to be dialed, ASCII character in range "0"-"9", "*", "#". | +| | 20-21 | | | | | | | | | Dial tone frequency 1, in units of Hz | +| | 22-23 | | | | | | | | | Dial tone frequency 2, in units of Hz.
0 = unused (i.e., if only one tone is specified) | +| | 24-25 | | | | | | | | | Dial tone frequency 3, in units of Hz.
0 = unused (i.e., if only one or two tones are specified) | +| | 26 | | | | | | | | | Dial tone power threshold, absolute value, 0.1 dB resolution, range [-]0.1 to [-]25.3 dBm0. E.g., -13 dBm0 = 0x82. 0x00 = unspecified | +| | 27 | | | | | | | | | Idle channel power threshold, absolute value, 1 dB resolution, range [-]1 to [-]90 dBm0. 0x00 = unspecified | +| | 28 | | | | | | | | | DC hazardous voltage threshold, absolute value, volts 0x00 = unspecified | +| | 29 | | | | | | | | | AC hazardous voltage threshold, volts RMS 0x00 = unspecified | +| | 30 | | | | | | | | | DC foreign voltage threshold, absolute value, volts 0x00 = unspecified | +| | 31 | | | | | | | | | AC foreign voltage threshold, volts RMS 0x00 = unspecified | +| | 32 | | | | | | | | | Tip-ground and ring-ground resistance threshold, k $\Omega$ 0x00 = unspecified | +| | 33 | | | | | | | | | Tip-ring resistance threshold, k $\Omega$ 0x00 = unspecified | +| | 34-35 | | | | | | | | | Ringer equivalence minimum threshold, in 0.01 REN units 0x00 = unspecified | +| | 36-37 | | | | | | | | | Ringer equivalence maximum threshold, in 0.01 REN units 0x00 = unspecified | +| | 38-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | Padding | + +### II.2.28 Test response + +If an ONT does not support all tests requested in byte 13 of the test message, it should not execute any test and should respond with result 0010, command not supported. If an ONT supports all of the requested tests but cannot support one or more of the explicitly specified threshold attributes, it should not execute any test and should respond with result 0011, parameter error. The test command could be re-issued with different thresholds or default thresholds, and would be expected to succeed. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = test | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +The Test response message is an indication to the OLT that the test request is received and is being processed. + +### II.2.29 Start software download + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = start software download | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | | | | | | | | | window size – 1 | +| | 14-17 | | | | | | | | | image size in bytes | +| | 18-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.30 Start software download response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = start software download | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14 | | | | | | | | | window size – 1 | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.31 Download section + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | x | 0 | | | | | | DB = 0, AR = x, AK = 0
x = 0: no response expected (section within the window)
x = 1: response expected (last section of a window)
bits 5-1: action = sw download section | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | | | | | | | | | download section number | +| | 14-45 | | | | | | | | | data | + +### II.2.32 Download section response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = sw download section | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14 | | | | | | | | | download section number | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.33 End software download + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = end software download | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13-16 | | | | | | | | | CRC-32 | +| | 17-20 | | | | | | | | | image size in bytes | +| | 21-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.34 End software download response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = end software download | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | 0 | 0 | 0 | x | x | x | x | x | result, reason
0000 = command processed successfully (CRC correct)
0001 = command processing error (CRC incorrect)
0010 = command not supported (not applicable)
0011 = parameter error (not applicable)
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.35 Activate image + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = activate image | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.36 Activate image response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = activate image | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.37 Commit image + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = commit image | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.38 Commit image response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = commit image | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class = software image | +| | 11 | | | | | | | | | MSB entity instance
0 = ONT B-PON
1, 2, ..., 127 = UNI card
129, 130, ..., 255 = ANI card | +| | 12 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | LSB entity instance
00 = first instance
01 = second instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.39 Synchronize time + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = synchronize time | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.40 Synchronize time response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = synchronize time | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | Result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.41 Reboot + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-----------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = reboot | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.42 Reboot response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = reboot | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14-45 | | | | | | | | | padding | + +### II.2.43 Get next + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get next | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB attribute mask | +| | 14 | | | | | | | | | LSB attribute mask | +| | 15 | | | | | | | | | MSB of the command sequence number | +| | 16 | | | | | | | | | LSB of the command sequence number | +| | 17-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +The command sequence numbers shall start from 0x00 onwards. + +### II.2.44 Get next response + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get next | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy | +| | 14 | | | | | | | | | MSB attribute mask | +| | 15 | | | | | | | | | LSB attribute mask | +| | 16 | | | | | | | | | attribute value of first attribute included
(size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last attribute included
(size depending on the type of attribute) | +| | xx-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +If the ONT receives a "Get next request" message in which the command sequence number is out of range, the ONT shall respond with a message in which bytes 13 to 45 are all set to 0x00. This corresponds to a response with entity class 0x00, entity instance 0x0000, attribute mask 0x0000, and padding from byte 16 to byte 45. + +### II.2.45 Test result + +The test result message is used to report the result of a test. The transaction identifier of the test result message is identical to the transaction identifier of the test message that initiated the corresponding test. + +Two formats are currently defined, one of which reports the result of a self test (any ME that supports self test), the other of which reports the results of a dial tone draw-break test (PPTP POTS UNI) or an MLT test (PPTP POTS UNI or PPTP ISDN UNI). If a new test for the presently-supported entities is defined in the future, the corresponding test results can be reported by extending the test result message layout. If a new test for other managed entity classes is defined in the future, a new test result message layout may be defined. + +#### *Format for ONTb-pon, ONUb-pon, subscriber line card, PON line card entity classes* + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 0 | | | | | | DB = 0, AR = 0, AK = 0
bits 5-1: action = test result | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class.

NOTE – This message format pertains to ONTb-pon, ONUb-pon, subscriber line card, PON line card entity classes. | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | Unused | +| | 14 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | self test result:
xx = 00: failed
xx = 01: passed
xx = 10: not completed | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +#### *Format for POTS UNI and PPTP ISDN UNI entity classes* + +Byte 13 reports a summary MLT test result. The result for each test category is limited to the two values "test passed or was not executed" or "test failed." Bytes 15 and 16 report the results of a dial tone test. + +Byte 14 reports the result of a self test. At present, self test is not supported for the POTS UNI and PPTP ISDN UNI entity classes, and this byte should be set to 0. + +There are four possible outcomes for a given test – it can pass, fail, not be run, or not be recognized by the ONT. If an ONT does not support or recognize a given test, it is expected to deny the test request message. To avoid physical damage, an ONT may cease testing if a test fails, and thus some subsequent test will not be run. In addition, the ONT may support some but not all tests of a given suite, such as power measurements in the dial tone test sequence. The category summary in byte 13 includes two values. The value 1 indicates either that all tests in a category passed or that nothing in the category was tested, while 0 indicates that at least one test in the category failed. Further information appears in flags specific to each test results attribute to indicate whether each detailed test was run or not, whether it passed or failed and whether a measured result is reported or not. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|------|---|---|---|---|---|---|---|---|-------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 0 | | | | | | DB = 0, AR = 0, AK = 0
bits 5-1: action = test result | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class.

NOTE – This message format pertains to PPTP POTS UNI and PPTP ISDN UNI entity classes. | +| | 11 | | | | | | | | | MSB entity instance | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|--------------------|------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | | | | | | | | | | +| Message identifier | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | a | b | c | d | e | f | MLT drop test result:
0 = fail test a/b/c/d/e/f
1 = pass test, or test not run
a/b/c/d/e/f
a = hazardous potential
b = foreign EMF
c = resistive faults
d = receiver off-hook
e = ringer
f = NT 1 dc signature test | +| | 14 | 0 | 0 | 0 | 0 | 0 | 0 | x | x | self test result:
xx = 00: failed
xx = 01: passed
xx = 10: not completed | +| | 15 | | | b | b | b | d | d | d | Dial tone make-break flags:
ddd – Dial tone draw
= 000 test not run
= 01m failed, could not draw
= 10m slow draw
= 11m passed
bbb – Dial tone break
= 000 test not run
= 01m failed, could not break
= 10m slow break
= 11m passed
m – measured value flag
= 0 measurement not reported
= 1 measurement reported | +| | 16 | | | a | a | a | b | b | b | Dial tone power flags:
aaa – Quiet channel power
bbb – Dial tone power
See Note. | +| | 17 | | | a | a | a | b | b | b | Loop test DC voltage flags
aaa – VDC, tip-ground
bbb – VDC, ring-ground
See Note. | +| | 18 | | | a | a | a | b | b | b | Loop test AC voltage flags
aaa – VAC, tip-ground
bbb – VAC, ring-ground
See Note. | +| | 19 | | | a | a | a | b | b | b | Loop test resistance flags 1
aaa – Resistance, tip-ground
bbb – Resistance, ring-ground
See Note. | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|--------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| | | | | | | | | | | | +| Message identifier | 20 | | | a | a | a | b | b | b | Loop test resistance flags 2
aaa – Resistance, tip-ring
bbb – Ringer load test
See Note. | +| | 21 | | | | | | | | | Time to draw dial tone, in 0.1 second units.
Valid only if byte 15 ddd = xx1. | +| | 22 | | | | | | | | | Time to break dial tone, in 0.1 second units.
Valid only if byte 15 bbb = xx1. | +| | 23 | | | | | | | | | Total dial tone power measurement,
unsigned absolute value, 0.1 dB resolution,
range 0 to [-]25.5 dBm0. Values above 0
dBm0 are reported as 0. Valid only if byte
16 bbb = xx1. | +| | 24 | | | | | | | | | Quiet channel power measurement,
unsigned absolute value, 1 dB resolution,
range 0 to [-]90 dBm0. Valid only if byte
16 aaa = xx1. | +| | 25-26 | | | | | | | | | Tip-ground DC voltage, 2's complement,
resolution 1V. Valid only if byte
17 aaa = xx1. | +| | 27-28 | | | | | | | | | Ring-ground DC voltage, 2's complement,
resolution 1V. Valid only if byte
17 bbb = xx1. | +| | 29 | | | | | | | | | Tip-ground AC voltage, Vrms. Valid only if
byte 18 aaa = xx1. | +| | 30 | | | | | | | | | Ring-ground AC voltage, Vrms. Valid only
if byte 18 bbb = xx1. | +| | 31-32 | | | | | | | | | Tip-ground DC resistance, kOhm. Infinite
resistance: 0xffff. Valid only if byte 19 aaa
= xx1. | +| | 33-34 | | | | | | | | | Ring-ground DC resistance, kOhm. Infinite
resistance: 0xffff. Valid only if byte 19 bbb
= xx1. | +| | 35-36 | | | | | | | | | Tip-ring DC resistance, kOhm. Infinite
resistance: 0xffff. Valid only if byte 20 aaa
= xx1. | +| | 37 | | | | | | | | | Ringer equivalence, in 0.1 REN units. Valid
only if byte 20 bbb = xx1. | +| | 38-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +NOTE – Coding for 3 bit flag sets is as follows: += 000 test not run += 010 fail, measurement not reported += 011 fail, measurement reported += 110 pass, measurement not reported += 111 pass, measurement reported + +### II.2.46 Get current data + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|---------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 1 | 0 | | | | | | DB = 0, AR = 1, AK = 0
bits 5-1: action = get current data | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | | | | | | | | | MSB attribute mask | +| | 14 | | | | | | | | | LSB attribute mask | +| | 15-45 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +### II.2.47 Get current data response + +Note that the optional Attribute and Attribute Execution masks should always be assumed to be present, even if result code 0x1001 is not returned. There is a consideration of interoperability on this point. Some implementations do not assume the mask is always present (which is deprecated behaviour). Even in this case, it can be shown that no failure occurs. + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------------|-------|---|---|---|---|---|---|---|---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Transaction identifier | 6-7 | | | | | | | | | | +| Message type | 8 | 0 | 0 | 1 | | | | | | DB = 0, AR = 0, AK = 1
bits 5-1: action = get current data | +| Device identifier type | 9 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | OMCI = 0x0A | +| Message identifier | 10 | | | | | | | | | entity class | +| | 11 | | | | | | | | | MSB entity instance | +| | 12 | | | | | | | | | LSB entity instance | +| Message contents | 13 | 0 | 0 | 0 | 0 | x | x | x | x | result, reason
0000 = command processed successfully
0001 = command processing error
0010 = command not supported
0011 = parameter error
0100 = unknown managed entity
0101 = unknown managed entity instance
0110 = device busy
1001 = attribute(s) failed or unknown | +| | 14 | | | | | | | | | MSB attribute mask | +| | 15 | | | | | | | | | LSB attribute mask | +| | 16 | | | | | | | | | attribute value of first attribute included
(size depending on the type of attribute) | +| | | | | | | | | | | ... | +| | | | | | | | | | | attribute value of last attribute included
(size depending on the type of attribute) | +| | xx-41 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | padding | + +| Field | Byte | 8 | 7 | 6 | 5 | 4 | 3 | 2 | 1 | Comments | +|------------------|------|---|---|---|---|---|---|---|---|---------------------------------------------------------------------------------------------------------------------| +| | | | | | | | | | | | +| Message contents | 42 | | | | | | | | | "optional attribute" mask (attributes 1-8), used with "1001" encoding:
0 = default
1 = unsupported attribute | +| | 43 | | | | | | | | | "optional attribute" mask (attributes 9-16), used with "1001" encoding:
0 = default
1 = unsupported attribute | +| | 44 | | | | | | | | | "attribute execution" mask (attributes 1-8), used with "1001" encoding:
0 = default
1 = failed attribute | +| | 45 | | | | | | | | | "attribute execution" mask (attributes 9-16), used with "1001" encoding:
0 = default
1 = failed attribute | + +# Appendix III + +## Support of F4/F5 maintenance flows in the ONT + +## III.1 General principle + +The general principle regarding F4 and F5 maintenance flows in the ONT is to use the ITU-T Rec. I.610 [8] procedures wherever possible and to restrict the OMCI requirements to the strictly essential ones. The use of these procedures is largely independent of OMCI. The objective of this appendix is to clarify OMCI-related aspects. + +## III.2 Definition of the F4/F5 segment and end-to-end applicability + +### III.2.1 Support of F4/F5 maintenance flows with respect to ATM-UNIs + +#### Segment F4 maintenance flow + +The ONT always behaves as a Segment end point for the F4 segment maintenance flow towards the OLT. + +The VP Network CTPB-PON located at the UNI side is by default the Segment end point. + +#### End-to-end F4 maintenance flow + +By definition the ONT is not involved. + +#### Segment F5 and end-to-end F5 maintenance flows + +By definition the ONT is not involved. + +### III.2.2 Support of F4/F5 maintenance flows with respect to non-ATM-UNIs + +#### Segment F4 and end-to-end F4 maintenance flow + +The ONT always behaves as a segment end point for the F4 Segment and End-to-end maintenance flow towards the OLT. + +The VP Network CTPB-PON that supports the Interworking VCC Termination Point is by default the Segment end point. + +#### **Segment F5 and end-to-end F5 maintenance flows** + +The ONT always behaves as a segment end point for the F5 Segment and End-to-end maintenance flow towards the OLT. + +The Interworking VCC Termination Point is by default a Segment and End-to-end point. + +## **III.3 OMCI support of F4/F5 flows in the ONT** + +### **III.3.1 OMCI support of AIS and RDI fault management** + +Report of End-to-end VP-AIS and VP-RDI, VC-AIS, VC-RDI receiving and generation alarms on the VP Network CTPB-PON and the Interworking VCC Termination Point respectively. + +### **III.3.2 OMCI support of F4/F5 continuity check procedures** + +The activation and deactivation of the Continuity Check from the OLT as well as towards the OLT is done via in-band ITU-T Rec. I.610 [8] activation and deactivation procedures. OMCI supports the reporting of Loss of Continuity alarm on the VP Network CTPB-PON and the Interworking VCC Termination Point. + +### **III.3.3 OMCI support of F4/F5 loopback procedures** + +The ONT supports loopback point functionality. The insertion of the loopback cell and the reporting of the loopback result are not required in the ONT. The OMCI supports setting of the loopback location identifier in selected PPTP entities described in 7.3. + +### **III.3.4 OMCI support of F4/F5 performance monitoring** + +The OMCI provides performance monitoring support via the performance monitoring managed entities. Creation of a PM entity will activate the PM feature, and deletion of the entity will deactivate the monitoring. In-band control and reporting of the PM features is not supported. + +# Appendix IV + +## Traffic management options + +Depending on the trade-off between the complexity and the number of supported features, the ONT can have various traffic management options. Examples of traffic management implementation in the ONT are described in the following clauses. This appendix also indicates how the MIB defined in clause 7 is used for each implementation. + +It should be pointed out that the ONT traffic management is not limited to these examples. ONT traffic management is likely a place where every vendor searches for a proprietary feature to give it a competitive advantage. However, every proprietary feature requires some kind of management that impacts the OMCI. In fact, it is difficult for the specification given in this Recommendation to keep up with the technological and feature innovations. It is envisioned that vendor-specific managed entities will be needed to manage the traffic management related functions in the ONT. + +## IV.1 Priority QueueB-PON + +When the focus is on low complexity implementation, the ONT uses the priority controlled upstream traffic method. In this case, the ONT has no traffic contract or QoS awareness. The ONT is configured by the OLT with a priority for each connection for both directions. + +Theoretically, UPC is needed at every multiplexing point, including the ONT. A system with the UPC function has to monitor the traffic volume entering the network from all active VP/VC connections to ensure that the agreed parameters are not violated and to deploy a cell discard or tag policy. In the priority queue implementation, the UPC function is moved to the OLT, where it protects the core network. The PON is protected by the "UPC-like" MAC. The MAC manages all connections from an ONT as a whole. Essentially, the MAC isolates ONTs from each other. + +As such, CPEs sharing one ONT may have to regulate their own connection streams to maintain quality. A CPE sending out more cells on one connection will do so at the expense of the other connections established at the same ONT. + +*OMCI requirements:* + +The traffic management option in the ONTB-PON managed entity is set to 0x00. + +*For the VP Network CTPB-PON at the ANI side:* + +Priority Queue Pointer for Upstream: using priority QueueB-PON managed entity id. + +## IV.2 Clarification of ONT functional blocks + +Figures IV.1 and IV.2 show the ONT functional blocks for the ATM UNI case and for the non-ATM UNI case. + +![Two functional block diagrams for ONT (ONT) showing ATM UNI case (a) and Non-ATM UNI case (b).](d379c2e6799a45841ba1304f8e6d374d_img.jpg) + +The diagram illustrates the functional blocks of an Optical Network Terminal (ONT) for VC service, divided into two cases: (a) ATM UNI case and (b) Non-ATM UNI case. Both diagrams show the flow of data from the UNI (User Network Interface) to the ANI (ATM Network Interface) through the LIM (Line Interface Module) and APON (ATM PON) sections. + +**a) ATM UNI case** + +In the ATM UNI case, the ONT is divided into LIM and APON sections. The UNI side (LIM) includes a dashed box for 'Ingress TDs are applied' and a solid box for 'Egress TDs are applied'. The 'UPC (Optional)' block is connected to the UNI. The 'Shaper (Optional)' block is connected to the 'Egress TDs are applied' block. The 'XC' (Cross-Connect) block is connected to the 'Shaper (Optional)' block. The 'Priority queue' block is located in the APON section. The legend indicates that a solid circle represents a 'VC-CTP (including ingress and egress TD)' and an open circle represents a 'VP-CTP'. + +**b) Non-ATM UNI case** + +In the Non-ATM UNI case, the ONT is divided into LIM and APON sections. The UNI side (LIM) includes a 'CLAD' block connected to a 'Non-ATM IF' (indicated by a dashed arrow). The 'Shaper' block is connected to the 'CLAD' block. The 'Egress TD are applied' block is connected to the 'Shaper' block. The 'XC' (Cross-Connect) block is connected to the 'Egress TD are applied' block. The 'Priority queue' block is located in the APON section. The legend indicates that a solid circle represents an 'Interworking VC-CTP (including ingress TD)' and an open circle represents a 'VP-CTP'. + +Two functional block diagrams for ONT (ONT) showing ATM UNI case (a) and Non-ATM UNI case (b). + +Figure IV.1/G.983.2 – ONT functional block diagrams for VC service + +![ONT functional block diagrams for VP service. Part (a) shows the ATM UNI case with components like UNI, LIM (UPC, XC, Shaper), and APON (Priority queue, ANI). Part (b) shows the Non-ATM UNI case with components like Non-ATM IF, LIM (CLAD, Shaper, XC), and APON (Priority queue, ANI).](0641b75ac7ecc32029c69994f47214cf_img.jpg) + +ONT + +LIM                      APON + +UNI    UPC (Optional)                                                                              ANI + +Ingress TDs +are applied                                                                              Priority queue + +                                                                             XC + +Egress TDs +are applied + +Shaper (Optional) + +○ VC-CTP (including ingress and egress TD) + +**a) ATM UNI case** + + + +ONT + +LIM                      APON + +UNI    CLAD    Shaper                                                                              ANI + +Non-ATM IF                                                                              Priority queue + +                                                                             XC + +Egress TD are applied + +G.983.2\_FIV.2 + +● Interworking VC-CTP (including ingress TD) +○ VP-CTP + +**b) Non-ATM UNI case** + +ONT functional block diagrams for VP service. Part (a) shows the ATM UNI case with components like UNI, LIM (UPC, XC, Shaper), and APON (Priority queue, ANI). Part (b) shows the Non-ATM UNI case with components like Non-ATM IF, LIM (CLAD, Shaper, XC), and APON (Priority queue, ANI). + +**Figure IV.2/G.983.2 – ONT functional block diagrams for VP service** + +## **IV.3 An example of the traffic scheduler configuration** + +An example of the configuration of the Traffic Scheduler is proposed in Figure IV.3. This model consists of three stages, such as 2 delay control and 1 guaranteed rate control stages. A delay control stage can be worked by Head Of the Line (HOL) scheduling. A guaranteed rate control stage can be worked by WRR. + +![Architectural model in ONT diagram showing three stages of traffic control: Stage 3 Delay control (HOL), Stage 2 Guaranteed rate control (WRR), and Stage 1 Delay control (HOL), leading to a T-CONT Buffer. Priority queues are labeled #1, #2, #3, #i, and #32. A traffic scheduler is shown at the bottom.](1e63e086b5935f69f765b06133f2d8f6_img.jpg) + +The diagram illustrates the architectural model in an ONT. On the left, there are priority queues labeled #1, #2, #3, #i, and #32. These queues feed into three stages of traffic control. Stage 3 is labeled 'Delay control (HOL)' and contains circles representing head-of-line pointers. Stage 2 is labeled 'Guaranteed rate control (WRR)' and also contains circles. Stage 1 is labeled 'Delay control (HOL)' and contains circles. Arrows show the flow of traffic from the queues through these stages. A 'Traffic scheduler' is indicated at the bottom, with lines connecting it to the stages. The final output is a 'T-CONT Buffer', represented by a cylinder. The diagram is labeled 'G.983.2\_FIV.3'. + +Architectural model in ONT diagram showing three stages of traffic control: Stage 3 Delay control (HOL), Stage 2 Guaranteed rate control (WRR), and Stage 1 Delay control (HOL), leading to a T-CONT Buffer. Priority queues are labeled #1, #2, #3, #i, and #32. A traffic scheduler is shown at the bottom. + +**Figure IV.3/G.983.2 – Architectural model in ONT** + +There are two operations using the above model, such as delay prioritized and guaranteed prioritized policies. These configurations can be shown in Figures IV.4 and IV.5. + +![Configuration of delay prioritized model diagram showing traffic flow from multiple queues through Stage 3 (Null), Stage 2 (WRR), and Stage 1 (HOL) to a traffic scheduler 1-1.](1a79c98873ad3bae4358d430c7d95e73_img.jpg) + +The diagram shows a configuration of the delay prioritized model. On the left, there are four priority queues. Each queue feeds into a dashed circle representing 'Stage 3 (Null)'. From these dashed circles, arrows point to two solid circles labeled 'Traffic scheduler 2-1' and 'Traffic scheduler 2-n'. These two schedulers then feed into a single solid circle labeled 'Traffic scheduler 1-1', which outputs to the right. Above the schedulers, the stages are labeled: 'Stage 3 (Null)', 'Stage 2 (WRR)', and 'Stage 1 (HOL)'. The diagram is labeled 'G.983.2\_FIV.4'. + +Configuration of delay prioritized model diagram showing traffic flow from multiple queues through Stage 3 (Null), Stage 2 (WRR), and Stage 1 (HOL) to a traffic scheduler 1-1. + +**Figure IV.4/G.983.2 – Configuration of delay prioritized model** + +![Diagram of the configuration of a guaranteed rate prioritized model. It shows three stages of scheduling: Stage 3 (HOL), Stage 2 (WRR), and Stage 1 (Null). Stage 3 contains multiple traffic schedulers (3-1 to 3-n) that receive input from various sources. These schedulers feed into Stage 2 (Traffic scheduler 2-1), which in turn feeds into Stage 1 (Traffic scheduler 1-1). The diagram is labeled G.983.2_FIV.5.](9bd5073900339d75c2f66243d037e6e0_img.jpg) + +Diagram of the configuration of a guaranteed rate prioritized model. It shows three stages of scheduling: Stage 3 (HOL), Stage 2 (WRR), and Stage 1 (Null). Stage 3 contains multiple traffic schedulers (3-1 to 3-n) that receive input from various sources. These schedulers feed into Stage 2 (Traffic scheduler 2-1), which in turn feeds into Stage 1 (Traffic scheduler 1-1). The diagram is labeled G.983.2\_FIV.5. + +Figure IV.5/G.983.2 – Configuration of guaranteed rate prioritized model + +# Appendix V + +## MAC addresses and Ether types + +Table V.1/G.983.2 – MAC address and Ether type for various protocols + +| # | Protocol | MAC address | Ether type | Standard | +|----|-------------------------------|-------------------------------------------------------------------------|------------------------|------------------| +| 1 | IPv4 Multicast | 0x01005E000000 ~
0x01005E7FFFFF | – | RFC 1700 [B-15] | +| 2 | IPv6 Multicast | 0x333300000000 ~
0x3333FFFFFFFF | – | RFC 2464 [B-16] | +| 3 | IPv4 Broadcast | 0xFFFFFFFFFFFF | 0x0800 | RFC 1700 [B-15] | +| 4 | RARP | 0xFFFFFFFFFFFF | 0x8035 | RFC 1700 [B-15] | +| 5 | IPX | 0xFFFFFFFFFFFF
0x09001BFFFFFF,
0x09004E000002 | 0x8137
– | RFC 1700 [B-15] | +| 6 | NetBEUI | 0x300000000001 | – | | +| 7 | AppleTalk | 0xFFFFFFFFFFFF
0x090007000000 ~
0x0900070000FC,
0x090007FFFFFF | 0x809B,
0x80F3
– | RFC 1700 [B-15] | +| 8 | Bridge Management Information | 0x0180C2000000 ~
0x0180C20000FF | – | IEEE 802.1D [13] | +| 9 | ARP | 0xFFFFFFFFFFFF | 0x0806 | RFC 1700 [B-15] | +| 10 | PPPoE Broadcast | 0xFFFFFFFFFFFF | 0x8863 | RFC 2516 [B-17] | + +# Appendix VI + +## Transparent support of video return path service + +## VI.1 Network overview + +This clause considers support of the video return path. The following configurations are presented: + +### Configuration 1: + +![Diagram of Configuration 1: A B-PON with ONT transparent support of interactive video services. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT (containing a Bridge) via an Ethernet interface. The ONT is connected to an Ethernet STB via an Ethernet interface. The STB is labeled G.983.2_(App.VI)FI.1.](0cbb609996cfd29997216c8f50dceee7_img.jpg) + +The diagram illustrates the network architecture for Configuration 1. On the left, a 'Video TX' and 'Video control' are connected to an 'ATM + BRAS' cloud. The 'Video control' is connected via an 'Ethernet' interface. The 'ATM + BRAS' cloud is connected to an 'OLT' via an 'ONU-network interface'. The 'OLT' is connected to an 'ONT' (containing a 'Bridge') via an 'Ethernet' interface. The 'ONT' is connected to an 'Ethernet STB' via an 'Ethernet' interface. The 'STB' is labeled 'G.983.2\_(App.VI)FI.1'. + +Diagram of Configuration 1: A B-PON with ONT transparent support of interactive video services. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT (containing a Bridge) via an Ethernet interface. The ONT is connected to an Ethernet STB via an Ethernet interface. The STB is labeled G.983.2\_(App.VI)FI.1. + +**Figure VI.1/G.983.2 – A B-PON with ONT transparent support of interactive video services** + +In this type of configuration, the STB is Ethernet capable and can perform the TCP/IP protocols to configure itself and exchange information between the STB and the video control system. + +The ONT transparently bridges the STB data to a BRAS which terminates the ATM layer and forwards the extracted Ethernet packets to the video control system. + +This configuration requires no new B-PON Standardization + +### Configuration 2: + +![Diagram of Configuration 2: A B-PON interactive video services with external VRP adaptation. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT via an Ethernet interface. The ONT is connected to an External VRP via an Ethernet interface. The External VRP is connected to an STB via an RF: SCTE 55-1/-2 interface. The STB is labeled G.983.2_(App.VI)FI.2.](45b533bb498847a06ec6056f7eba5286_img.jpg) + +The diagram illustrates the network architecture for Configuration 2. On the left, a 'Video TX' and 'Video control' are connected to an 'ATM + BRAS' cloud. The 'Video control' is connected via an 'Ethernet' interface. The 'ATM + BRAS' cloud is connected to an 'OLT' via an 'ONU-network interface'. The 'OLT' is connected to an 'ONT' via an 'Ethernet' interface. The 'ONT' is connected to an 'External VRP' via an 'Ethernet' interface. The 'External VRP' is connected to an 'STB' via an 'RF: SCTE 55-1/-2' interface. The 'STB' is labeled 'G.983.2\_(App.VI)FI.2'. + +Diagram of Configuration 2: A B-PON interactive video services with external VRP adaptation. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT via an Ethernet interface. The ONT is connected to an External VRP via an Ethernet interface. The External VRP is connected to an STB via an RF: SCTE 55-1/-2 interface. The STB is labeled G.983.2\_(App.VI)FI.2. + +**Figure VI.2/G.983.2 – A B-PON interactive video services with external VRP adaptation** + +In this configuration, the STB is compliant with SCTE 55-1/-2 and interfaces to an external VRP device that terminates the RF and performs the adaptation function from RF to Ethernet. + +The interface between the ONT and the VRP device is Ethernet. + +The ONT transparently bridges the STB data to a BRAS which terminates the ATM layer and forwards the extracted Ethernet packets to the video control system. + +This configuration does not require new B-PON standardization. + +### Configuration 3: + +![Diagram of Configuration 3: A B-PON interactive video services with internal VRP adaptation. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT via a fiber optic cable. The ONT contains an 802.1 D bridge and an Internal VRP. The 802.1 D bridge is connected to the Internal VRP via an Ethernet link. The Internal VRP is connected to an STB via an RF link (SCTE 55-1/-2). The STB is labeled G.983.2_(App.VI)FI.3.](00a8a26e216a931d627c3524c0ccb6cd_img.jpg) + +``` +graph LR; VideoTX[Video TX] --- ATM_BRAS((ATM + BRAS)); VideoControl[Video control] -- Ethernet --> ATM_BRAS; ATM_BRAS --- OLT[OLT]; OLT -- "ONU-network interface" --> ONT[ONT]; ONT -- fiber --> OLT; subgraph ONT; 802_1D[802.1 D bridge] --- InternalVRP[Internal VRP]; end; 802_1D -- Ethernet --> InternalVRP; InternalVRP -- "RF: SCTE 55-1/-2" --> STB[STB]; STB -- "G.983.2_(App.VI)FI.3" --> InternalVRP; +``` + +Diagram of Configuration 3: A B-PON interactive video services with internal VRP adaptation. The diagram shows a Video TX and Video control connected to an ATM + BRAS cloud. The ATM + BRAS is connected to an OLT via an ONU-network interface. The OLT is connected to an ONT via a fiber optic cable. The ONT contains an 802.1 D bridge and an Internal VRP. The 802.1 D bridge is connected to the Internal VRP via an Ethernet link. The Internal VRP is connected to an STB via an RF link (SCTE 55-1/-2). The STB is labeled G.983.2\_(App.VI)FI.3. + +**Figure VI.3/G.983.2 – A B-PON interactive video services with internal VRP adaptation** + +In this configuration, the STB is compliant with SCTE 55-1/-2 and interfaces to an internal VRP device that terminates the RF and performs the adaptation function from RF to Ethernet for input to the 802.1 D bridge in the ONT. + +The ONT transparently bridges the STB data to a BRAS which terminates the ATM layer and forwards the extracted Ethernet packets to the video control system. + +This configuration does not require new B-PON standardization. + +# BIBLIOGRAPHY + +- [B-1] ATM Forum AF-NM-0020.001 (1998), *M4 Interface Requirements and Logical MIB: ATM Network Element View*. +- [B-2] ATM Forum AF-PHY-0016.000 (1994), *DS1 Physical Layer Specification*. +- [B-3] ATM Forum AF-PHY-0064.000 (1996), *E1 Physical Interface Specification*. +- [B-4] ATM Forum AF-PHY-0029.000 (1995), *6312 kbit/s UNI Specification, Version 1.0*. +- [B-5] ATM Forum AF-PHY-0040.000 (1995), *Physical Interface Specification for 25.6 Mb/s over Twisted Pair Cable*. +- [B-6] ATM Forum AF-PHY-0034.000 (1995), *E3 Public UNI*. +- [B-7] ATM Forum AF-PHY-0054.000 (1996), *DS3 Physical Layer Interface Specification*. +- [B-8] ATM Forum AF-UNI-0010.002 (1994), *ATM User-Network Interface Specification, Version 3.1*. +- [B-9] ATM Forum AF-TM-0056.000 (1996), *Traffic Management Specification, Version 4.0*. +- [B-10] ATM Forum AF-VTOA-0113.000 (1999), *ATM Trunking using AAL 2 for Narrowband Services*. +- [B-11] ATM Forum AF-VMOA-0145.000 (2000), *Voice and Multimedia Over ATM-Loop Emulation Service Using AAL 2*. +- [B-12] ETSI TS 101 270-1 (1999-10), *Transmission and Multiplexing (TM); Access transmission systems on metallic access cables; Very high speed Digital Subscriber Line (VDSL); Part 1: Functional requirements*. +- [B-13] IETF RFC 815 (1982), *IP Datagram Reassembly Algorithms*. +- [B-14] IETF RFC 1213 (1991), *Management Information Base for Network Management of TCP/IP-based internets: MIB-II*. +- [B-15] IETF RFC 1700 (1994), *Assigned Numbers*. +- [B-16] IETF RFC 2464 (1998), *Transmission of IPv6 Packets over Ethernet Networks*. +- [B-17] IETF RFC 2516 (1999), *A Method for Transmitting PPP Over Ethernet (PPPoE)*. +- [B-18] IETF RFC 2662 (1999), *Definitions of Managed Objects for ADSL Lines*. +- [B-19] IETF RFC 3440 (2002), *Definitions of Extension Managed Objects for Asymmetric Digital Subscriber Lines*. +- [B-20] ITU-T Recommendation G.992.1 (1999), *Asymmetric digital subscriber line (ADSL) transceivers*. +- [B-21] ITU-T Recommendation G.992.2 (1999), *Splitterless asymmetric digital subscriber line (ADSL) transceivers*. +- [B-22] ITU-T Recommendation G.992.3 (2005), *Asymmetric digital subscriber line transceivers 2 (ADSL2)*. +- [B-23] ITU-T Recommendation G.992.4 (2002), *Splitterless asymmetric digital subscriber line transceivers 2 (splitterless ADSL2)*. +- [B-24] ITU-T Recommendation G.992.5 (2005), *Asymmetric digital subscriber line (ADSL) transceivers – Extended bandwidth ADSL2 (ADSL2+)*. + +- [B-25] ITU-T Recommendation G.994.1 (2003), *Handshake procedures for digital subscriber line (DSL) transceivers.* +- [B-26] ITU-T Recommendation T.35 (2000), *Procedure for the allocation of ITU-T defined codes for non-standard facilities.* +- [B-27] IETF RFC 4069 (2005), *Definitions of Managed Object Extensions for Very High Speed Digital Subscriber Lines (VDSL) Using Single Carrier Modulation (SCM) Line Coding.* +- [B-28] IETF RFC 4070 (2005), *Definitions of Managed Object Extensions for Very High Speed Digital Subscriber Lines (VDSL) Using Multiple Carrier Modulation (MCM) Line Coding.* +- [B-29] DSL Forum TR-057 (2003), *VDSL Network Element Management.* + + + + + +# SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|---------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | General tariff principles | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling | +| 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+**Improved impulse noise protection for digital +subscriber line (DSL) transceivers** + +Recommendation ITU-T G.998.4 + +# ITU-T G-SERIES RECOMMENDATIONS **TRANSMISSION SYSTEMS AND MEDIA, DIGITAL SYSTEMS AND NETWORKS** + +| | | +|----------------------------------------------------------------------------------------------------------------------------------------------|--------------------| +| INTERNATIONAL TELEPHONE CONNECTIONS AND CIRCUITS | G.100–G.199 | +| GENERAL CHARACTERISTICS COMMON TO ALL ANALOGUE CARRIER-TRANSMISSION SYSTEMS | G.200–G.299 | +| INDIVIDUAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON METALLIC LINES | G.300–G.399 | +| GENERAL CHARACTERISTICS OF INTERNATIONAL CARRIER TELEPHONE SYSTEMS ON RADIO-RELAY OR SATELLITE LINKS AND INTERCONNECTION WITH METALLIC LINES | G.400–G.449 | +| COORDINATION OF RADIOTELEPHONY AND LINE TELEPHONY | G.450–G.499 | +| TRANSMISSION MEDIA AND OPTICAL SYSTEMS CHARACTERISTICS | G.600–G.699 | +| DIGITAL TERMINAL EQUIPMENTS | G.700–G.799 | +| DIGITAL NETWORKS | G.800–G.899 | +| DIGITAL SECTIONS AND DIGITAL LINE SYSTEM | G.900–G.999 | +| General | G.900–G.909 | +| Parameters for optical fibre cable systems | G.910–G.919 | +| Digital sections at hierarchical bit rates based on a bit rate of 2048 kbit/s | G.920–G.929 | +| Digital line transmission systems on cable at non-hierarchical bit rates | G.930–G.939 | +| Digital line systems provided by FDM transmission bearers | G.940–G.949 | +| Digital line systems | G.950–G.959 | +| Digital section and digital transmission systems for customer access to ISDN | G.960–G.969 | +| Optical fibre submarine cable systems | G.970–G.979 | +| Optical line systems for local and access networks | G.980–G.989 | +| Metallic access networks | G.990–G.999 | +| MULTIMEDIA QUALITY OF SERVICE AND PERFORMANCE – GENERIC AND USER-RELATED ASPECTS | G.1000–G.1999 | +| TRANSMISSION MEDIA CHARACTERISTICS | G.6000–G.6999 | +| DATA OVER TRANSPORT – GENERIC ASPECTS | G.7000–G.7999 | +| PACKET OVER TRANSPORT ASPECTS | G.8000–G.8999 | +| ACCESS NETWORKS | G.9000–G.9999 | + +*For further details, please refer to the list of ITU-T Recommendations.* + +# Recommendation ITU-T G.998.4 + +# Improved impulse noise protection for digital subscriber line (DSL) transceivers + +## Summary + +Recommendation ITU-T G.998.4 specifies techniques beyond those defined in the existing ITU-T digital subscriber line (DSL) Recommendations ITU-T G.992.3, ITU-T G.992.5 and ITU-T G.993.2 to provide enhanced protection against impulse noise or to increase the efficiency of providing impulse noise protection (INP). + +This version of this Recommendation integrates all of the previous amendments and corrigenda with the 2015 version 2.0 of Recommendation ITU-T G.998.4. + +This version of Recommendation ITU-T G.998.4 corrects or adds the following functionality: + +- Valid values for RS FEC (corrigendum); +- Maximum error-free throughput (EFTR\_max) (amendment); +- Minimum/accumulated/maximum net data rate (NDR) reporting with disabled retransmission (amendment). + +## History + +| Edition | Recommendation | Approval | Study Group | Unique ID* | +|---------|-----------------------------|------------|-------------|---------------------------------------------------------------------------| +| 1.0 | ITU-T G.998.4 | 2010-06-11 | 15 | 11.1002/1000/10418 | +| 1.1 | ITU-T G.998.4 (2010) Cor. 1 | 2010-11-29 | 15 | 11.1002/1000/11017 | +| 1.2 | ITU-T G.998.4 (2010) Cor. 2 | 2011-04-13 | 15 | 11.1002/1000/11132 | +| 1.3 | ITU-T G.998.4 (2010) Amd. 1 | 2011-06-22 | 15 | 11.1002/1000/11131 | +| 1.4 | ITU-T G.998.4 (2010) Cor. 3 | 2011-12-16 | 15 | 11.1002/1000/11399 | +| 1.5 | ITU-T G.998.4 (2010) Amd. 2 | 2012-04-06 | 15 | 11.1002/1000/11505 | +| 1.6 | ITU-T G.998.4 (2010) Cor. 4 | 2012-06-13 | 15 | 11.1002/1000/11646 | +| 1.7 | ITU-T G.998.4 (2010) Cor. 5 | 2013-03-16 | 15 | 11.1002/1000/11894 | +| 1.8 | ITU-T G.998.4 (2010) Amd. 3 | 2014-01-13 | 15 | 11.1002/1000/12092 | +| 1.9 | ITU-T G.998.4 (2010) Amd. 4 | 2015-05-22 | 15 | 11.1002/1000/12377 | +| 2.0 | ITU-T G.998.4 | 2015-01-13 | 15 | 11.1002/1000/12376 | +| 2.1 | ITU-T G.998.4 (2015) Cor. 1 | 2017-08-13 | 15 | 11.1002/1000/13312 | +| 3.0 | ITU-T G.998.4 | 2018-11-29 | 15 | 11.1002/1000/13754 | + +## Keywords + +ADSL2, impulse noise, retransmission, VDSL2. + +--- + +\* To access the Recommendation, type the URL in the address field of your web browser, followed by the Recommendation's unique ID. For example, . + +# FOREWORD + +The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. + +The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. + +The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. + +In some areas of information technology which fall within ITU-T's purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. + +## NOTE + +In this Recommendation, the expression "Administration" is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. + +Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words "shall" or some other obligatory language such as "must" and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. + +## INTELLECTUAL PROPERTY RIGHTS + +ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. + +As of the date of approval of this Recommendation, ITU had received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at . + +© ITU 2019 + +All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. + +## Table of Contents + +###### Page + +| | | | +|------|---------------------------------------------------------------------------|----| +| 1 | Scope..... | 1 | +| 2 | References..... | 1 | +| 3 | Definitions ..... | 2 | +| 4 | Abbreviations and acronyms ..... | 2 | +| 5 | Overview..... | 3 | +| 6 | Functional reference model ..... | 4 | +| 7 | TPS-TC function..... | 7 | +| 7.1 | ATM TPS-TC ..... | 7 | +| 7.2 | PTM TPS-TC with 64/65-octet encapsulation ..... | 9 | +| 8 | Retransmission functions..... | 10 | +| 8.1 | DTU framer ..... | 10 | +| 8.2 | Retransmission multiplexer ..... | 15 | +| 8.3 | Transmitter retransmission state machine ..... | 15 | +| 8.4 | Retransmission return channel (RRC)..... | 15 | +| 8.5 | Roundtrip..... | 17 | +| 8.6 | Retransmission control parameters..... | 18 | +| 9 | PMS-TC function..... | 20 | +| 9.1 | Scrambler..... | 20 | +| 9.2 | FEC..... | 20 | +| 9.3 | Latency paths multiplexer ..... | 21 | +| 9.4 | Framing parameters ..... | 21 | +| 9.5 | Impulse noise protection..... | 26 | +| 10 | PMD function ..... | 27 | +| 10.1 | Definition of MTBE ..... | 27 | +| 10.2 | General definition of signal-to-noise ratio margin ..... | 28 | +| 10.3 | Definition of MTBE_min ..... | 28 | +| 10.4 | Accelerated testing of MTBE ..... | 28 | +| 11 | Operation, administration and maintenance (OAM) management function ..... | 29 | +| 11.1 | Configuration parameters ..... | 29 | +| 11.2 | Test parameters..... | 32 | +| 11.3 | OAM line-related primitives ..... | 34 | +| 11.4 | Performance monitoring parameters ..... | 35 | +| 11.5 | Channel initialization policies ..... | 39 | +| 12 | DTU counters..... | 40 | +| 13 | On-line reconfiguration (OLR)..... | 40 | +| 13.1 | Bit swapping..... | 40 | +| 13.2 | Seamless rate adaptation (SRA) ..... | 41 | + +| | Page | +|-----------------------------------------------------------------------------|------| +| 13.3 SOS..... | 41 | +| 13.4 Transition mechanism for type 5 and type 6 modified OLR commands ..... | 41 | +| Annex A – Support of ITU-T G.998.4 with ITU-T G.992.3 ..... | 43 | +| A.1 Specific requirements ..... | 43 | +| A.2 Initialization..... | 43 | +| A.3 Management plane procedures ..... | 52 | +| A.4 OLR timing of changes in control parameters ..... | 55 | +| Annex B – Support of ITU-T G.998.4 with ITU-T G.992.5..... | 56 | +| B.1 Specific requirements ..... | 56 | +| B.2 Initialization..... | 56 | +| B.3 Management plane procedures ..... | 57 | +| B.4 OLR timing of changes in control parameters ..... | 58 | +| Annex C – Support of ITU-T G.998.4 with ITU-T G.993.2..... | 59 | +| C.1 Specific requirements ..... | 59 | +| C.2 Initialization..... | 62 | +| C.3 Management plane procedures ..... | 75 | +| C.4 Timing of changes in control parameters ..... | 81 | +| Annex D – Support of ITU-T G.998.4 with ITU-T G.993.5 ..... | 83 | +| Annex E – VDSL2 low power mode operation ..... | 87 | +| E.1 Scope ..... | 87 | +| E.2 Functionality..... | 87 | +| E.3 Link states and link state diagram ..... | 88 | +| E.4 CO-MIB configuration and status reporting..... | 104 | +| E.5 Coordination of link state transitions between VTU-O and VTU-R..... | 107 | +| Appendix I – Transmit state machine ..... | 114 | +| I.1 Reference transmit state machine ..... | 114 | +| I.2 Last chance retransmission state machine ..... | 115 | +| Appendix II – Motivation of MTBE accelerated test ..... | 116 | +| Bibliography..... | 118 | + +# Recommendation ITU-T G.998.4 + +# Improved impulse noise protection for digital subscriber line (DSL) transceivers + +# 1 Scope + +This Recommendation specifies techniques beyond those defined in the existing ITU-T digital subscriber line (DSL) [[ITU-T G.992.3](#)], [[ITU-T G.992.5](#)] and [[ITU-T G.993.2](#)] to provide enhanced protection against impulse noise or to increase the efficiency of providing impulse noise protection (INP). + +Impulse noise is a noise event of limited duration that can degrade one or more transmitted symbols. Unlike the various types of continuous noise found on DSLs, impulse noise has a short duration and may repeat, either randomly or periodically. Impulse noise that does not appear to repeat periodically but occurs as unpredictable events is termed SHINE (single high impulse noise event). Impulse noise caused by noise from electrical mains and that thus repeats at a constant period related to the local AC power frequency is termed REIN (repetitive electrical impulse noise). + +Impulse noise protection techniques are, in general, techniques used by a DSL transceiver to protect against the effects of impulse noise on the transmitted signal. Existing ITU-T DSL Recommendations specify techniques to ameliorate impulse noise effects. Among these methods are the use of forward error correction (FEC) coding and interleaving. + +This Recommendation specifies a physical layer retransmission method for enhancing INP, with annexes specifically providing the details required for implementation of these techniques for transceivers supporting [[ITU-T G.992.3](#)], [[ITU-T G.992.5](#)] and [[ITU-T G.993.2](#)]. Methods for enhancing INP by techniques other than physical layer retransmission are for further study. + +# 2 References + +The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other references are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. + +- [[ITU-T G.992.3](#)] Recommendation ITU-T G.992.3 (2009), *Asymmetric digital subscriber line transceivers 2 (ADSL2)*. +- [[ITU-T G.992.5](#)] Recommendation ITU-T G.992.5 (2009), *Asymmetric digital subscriber line 2 transceivers (ADSL2) – Extended bandwidth ADSL2 (ADSL2plus)*. +- [[ITU-T G.993.2](#)] Recommendation ITU-T G.993.2 (2015), *Very high speed digital subscriber line transceivers 2 (VDSL2)*. +- [[ITU-T G.993.5](#)] Recommendation ITU-T G.993.5 (2015), *Self-FEXT cancellation (vectoring) for use with VDSL2 transceivers*. + +# 3 Definitions + +This Recommendation defines the following terms: + +**3.1 aggregate data rate (ADR):** This is the sum of aggregate data rates per latency over all latency paths and over the retransmission return channel (RRC). If retransmission is enabled, the aggregate data rate in the latency path #1 is the sum of the net data rate plus the overhead rate due to the data transfer unit (DTU) framer and the aggregate data rate in the latency path #0 is the overhead rate. The aggregate data rate of the RRC is the rate excluding the overhead of the Golay code. The aggregate data rate is the rate at the A-reference point. + +**3.2 expected throughput (ETR):** This is the rate available in Showtime at the $\alpha/\beta$ -reference point, assuming full protection against an impulse noise environment corresponding to the impulse noise environment as described by parameters in the MIB. + +**3.3 forward direction:** This is the direction of transmission of the DTUs. + +**3.4 impulse noise protection (INP):** This is the number of consecutive DMT symbols as seen at the $\delta$ -reference point, for which errors can be completely corrected by the retransmission function, regardless of the number of errors within the errored discrete multi-tone (DMT) symbols. + +**3.5 impulse protection against repetitive electrical impulse noise (INP\_REIN):** This is the number of consecutive DMT symbols that are corrupted by REIN, as seen at the $\delta$ -reference point, for which errors can be completely corrected by the retransmission function, regardless of the number of errors within the errored DMT symbols. + +**3.6 line rate (LR):** This is the data rate at the U-interface. + +**3.7 net data rate (NDR):** This is the data rate at the $\alpha/\beta$ -reference point of the bearer channel mapped in latency path #1, assuming that no retransmissions occur. + +**3.8 overhead rate (OR):** This is the rate assigned to the overhead channel carried in latency path #0. + +**3.9 repetitive electrical impulse noise (REIN):** This is a type of electrical noise encountered on digital subscriber lines. It is evident as a continuous and periodic stream of short impulse noise events. Individual REIN impulses commonly have durations of less than 1 millisecond. REIN is commonly coupled from electrical power cable appliances drawing power from the AC electrical power network, having a repetition rate of twice the AC power frequency (100 or 120 Hz). + +**3.10 return direction:** This is the direction of transmission of acknowledgements (in the RRC) of received DTUs. + +**3.11 single high impulse noise event (SHINE):** This is a type of electrical noise encountered on digital subscriber lines. SHINE generally arises as a periodic stream of impulses with effectively random inter-arrival time and impulse length both inversely related to intensity. Generally the term SHINE is associated with large impulses with durations in the range of milliseconds to seconds. + +**3.12 total data rate (TDR):** This is the sum of total data rate per latency over all latency paths and the rate of the RRC including its forward error correction (FEC) overhead (Golay). This is the rate at the C-reference point. + +# 4 Abbreviations and acronyms + +This Recommendation uses the following abbreviations and acronyms: + +| | | +|--------|----------------------------| +| ADR | Aggregate Data Rate | +| ATM | Asynchronous Transfer Mode | +| ATTNDR | Attainable Net Data Rate | + +| | | +|--------|---------------------------------------------------------| +| ATU-C | Central office ADSL2/ADSL2plus Transceiver Unit | +| ATU-R | Remote ADSL2plus Transceiver Unit | +| CRC | Cyclic Redundancy Check | +| DMT | Discrete Multi-Tone | +| DTU | Data Transfer Unit | +| EFTR | Error-free Throughput Rate | +| ETR | Expected Throughput | +| eoc | embedded operations channel | +| FEC | Forward Error Correction | +| INP | Impulse Noise Protection | +| LSB | Least Significant Bit | +| MIB | Management Information Base | +| MTBE | Mean Time Between error Events | +| NDR | Net Data Rate | +| NMS | Network Management System | +| OLR | On-line Reconfiguration | +| PMD | Physical Media Dependent | +| PMS-TC | Physical Media Specific Transmission Convergence | +| PSD | Power Spectral Density | +| PTM | Packet Transfer Mode (64/65-octet encapsulation) | +| REIN | Repetitive Electrical Impulse Noise | +| RRC | Retransmission Return Channel | +| SDO | Scheduled Discontinuous Operation | +| SHINE | Single High Impulse Noise Event | +| SID | Sequence Identifier | +| TC | Transmission Convergence | +| TDR | Total Data Rate | +| TPS-TC | Transmission Protocol Specific Transmission Convergence | +| TS | Time Stamp | +| VTU-O | VDSL2 Transceiver Unit – Optical side | +| VTU-R | VDSL2 Transceiver Unit – Remote side | + +# 5 Overview + +This Recommendation shall be implemented in conjunction with one of the following ITU-T Recommendations, referred as "associated Recommendations": [[ITU-T G.992.3](#)] (ADSL2), [[ITU-T G.992.5](#)] (ADSL2plus), or [[ITU-T G.993.2](#)] (VDSL2). + +The main body specifies the elements that are independent of the associated Recommendation that include: + +- Data path and the retransmission return channel for the transmission direction for which retransmission is enabled. +- Management and control of the retransmission function. + +The annexes specify the elements that are dependent on the associated Recommendation that include: + +- Requirements on the data path specific to the associated Recommendation. +- Changes to the initialization of the associated Recommendation. +- Changes to the embedded operations channel (eoc) messages. + +A transceiver compliant with this Recommendation shall support the main body, one of the associated Recommendations and the respective annex. + +# 6 Functional reference model + +Figure 6-1 shows the functional reference model for the case where retransmission is enabled in both transmission directions. + +In the forward direction, only one bearer channel (#0) is active. Octets from the bearer channel are encapsulated in data transfer units (DTUs). DTUs are stored in a retransmission queue after transmission. A DTU multiplexer will select either a new DTU or a DTU from the retransmission queue for transmission over the $\alpha_2$ -reference point. + +The physical media specific transmission convergence (PMS-TC) contains two latency paths and a retransmission request channel (RRC). Latency path 0 contains only overhead data, while latency path 1 contains only DTUs (i.e., octets coming over the $\alpha_2$ -reference point). The RRC carries acknowledgments for received DTUs. The latency paths are scrambled and encoded using a Reed-Solomon code. The RRC is encoded using an extended Golay code. The output bits from the latency paths and the RRC are multiplexed into a data frame that is transferred to the physical media dependent (PMD) over the $\delta$ -reference point. + +![Functional reference model diagram showing data flow from TPS-TC #0 through various processing blocks like DTU framer, Retransmission multiplexer, Overhead multiplexer, Framer, Scrambler, FEC (RS), Interleaver, FEC (Golay), and Latency path multiplexer to a PMD. Reference points alpha_1, alpha_2, A, C, and delta are marked.](cfef993dcc8fb513de79eb1f93cf26ae_img.jpg) + +The diagram illustrates a functional reference model for data transmission. At the top, a block labeled 'TPS-TC #0' is shown. A dashed horizontal line labeled $\alpha_1$ reference point is positioned below it. The data flows into a 'DTU framer' block. Below the DTU framer, a 'Retransmission multiplexer' and a 'Retransmission queue' are connected. A dashed horizontal line labeled $\alpha_2$ reference point is located below the Retransmission multiplexer. To the left, an 'Overhead multiplexer' receives inputs labeled 'eoc', 'ib', and 'NTR'. Below the Overhead multiplexer is a 'Framer' block. A dashed horizontal line labeled 'A' is positioned below the Framer. The data from the Framer and the Retransmission multiplexer are processed through separate paths. The Framer path consists of a 'Scrambler', 'FEC (RS)', and 'Interleaver' block, with an output labeled $L_0$ . The Retransmission multiplexer path consists of a 'Scrambler', 'FEC (RS)', and 'Interleaver' block, with an output labeled $L_1$ . A third path for 'RRC' data (12 bits) goes through an 'FEC (Golay)' block, with an output labeled '24 bits'. A dashed horizontal line labeled 'C' is positioned below these three outputs. All three outputs ( $L_0$ , $L_1$ , and the 24-bit RRC data) are fed into a 'Latency path multiplexer'. A dashed horizontal line labeled $\delta$ reference point is positioned below the Latency path multiplexer. The final output of the Latency path multiplexer goes to a 'PMD' block at the bottom. The text 'G.998.4(15)\_F6-1' is located in the bottom right corner of the diagram area. + +Functional reference model diagram showing data flow from TPS-TC #0 through various processing blocks like DTU framer, Retransmission multiplexer, Overhead multiplexer, Framer, Scrambler, FEC (RS), Interleaver, FEC (Golay), and Latency path multiplexer to a PMD. Reference points alpha\_1, alpha\_2, A, C, and delta are marked. + +**Figure 6-1 – Reference model when retransmission is enabled in both directions** + +Figure 6-2 shows the functional reference model in the forward direction when retransmission is enabled in a single direction. This functional reference model is identical to the one described in Figure 6-1, with the exception that there is no RRC. + +![Figure 6-2: Reference model in the forward direction when retransmission is enabled in a single direction. The diagram shows a vertical flow of data from TPS-TC #0 at the top to a PMD at the bottom. Key components include a DTU framer, a retransmission multiplexer, a retransmission queue, an overhead multiplexer (with inputs eoc, ib, NTR), a framer, two parallel scrambling/FEC/interleaving paths (labeled L0 and L1), and a latency path multiplexer. Reference points alpha_1, alpha_2, A, C, and delta are marked with dashed horizontal lines.](d4af765160d04ecef538e5066006dc77_img.jpg) + +The diagram illustrates the functional reference model for the forward direction with retransmission. At the top, data from **TPS-TC #0** passes through the **$\alpha_1$ reference point** into a **DTU framer**. The output of the DTU framer goes to a **Retransmission multiplexer**. This multiplexer has a feedback loop to a **Retransmission queue** and a main output path. The main output path passes through the **$\alpha_2$ reference point**. At this point, overhead from an **Overhead multiplexer** (inputs: **eoc**, **ib**, **NTR**) is added. The combined data then enters a **Framer**. The output of the framer passes through **reference point A** into two parallel processing paths. Each path consists of a **Scrambler**, **FEC (RS)**, and **Interleaver**. The outputs of these paths are labeled **$L_0$** and **$L_1$** . These two paths then pass through **reference point C** into a **Latency path multiplexer**. The output of the latency path multiplexer passes through the **$\delta$ reference point** to the **PMD**. A label **G.998.4(15)\_F6-2** is located at the bottom right of the diagram. + +Figure 6-2: Reference model in the forward direction when retransmission is enabled in a single direction. The diagram shows a vertical flow of data from TPS-TC #0 at the top to a PMD at the bottom. Key components include a DTU framer, a retransmission multiplexer, a retransmission queue, an overhead multiplexer (with inputs eoc, ib, NTR), a framer, two parallel scrambling/FEC/interleaving paths (labeled L0 and L1), and a latency path multiplexer. Reference points alpha\_1, alpha\_2, A, C, and delta are marked with dashed horizontal lines. + +**Figure 6-2 – Reference model in the forward direction when retransmission is enabled in a single direction** + +Figure 6-3 shows the functional reference model in the return direction when retransmission is enabled in a single direction. The functional reference model for the TPS-TC is identical to the TPS-TC functional model in the applicable associated Recommendation ([ITU-T G.992.3], [ITU-T G.992.5] or [ITU-T G.993.2]). The PMS-TC consists of one latency path and the RRC. The functional model of the latency paths is identical to that in the applicable associated Recommendation ([ITU-T G.992.3], [ITU-T G.992.5] or [ITU-T G.993.2]). The RRC is multiplexed with the output of the latency paths into a data frame that is transferred to the PMD over the $\delta$ -reference point. + +![Figure 6-3: Reference model in the return direction when retransmission is enabled in a single direction. The diagram shows a vertical flow of data from top to bottom. At the top is a box labeled 'TPS-TC #n as specified in associated Recommendation'. Below it is a dashed horizontal line labeled 'α reference point'. Below the line is a box labeled 'PMS-TC #p as specified in associated Recommendation'. To the right of the PMS-TC box is a label 'RRC' with '12 bits' below it. Below the PMS-TC box is a label '{Lp}' with an arrow pointing down to a trapezoidal shape labeled 'Latency path multiplexer'. To the right of the multiplexer is a box labeled 'FEC (Golay)' with '24 bits' below it. Below the multiplexer is a dashed horizontal line labeled 'δ reference point'. Below the line is a box labeled 'PMD'. In the bottom right corner of the diagram area is the text 'G.998.4(10)_F6-3'.](af7916c89a458fdab6c3f443217388ae_img.jpg) + +Figure 6-3: Reference model in the return direction when retransmission is enabled in a single direction. The diagram shows a vertical flow of data from top to bottom. At the top is a box labeled 'TPS-TC #n as specified in associated Recommendation'. Below it is a dashed horizontal line labeled 'α reference point'. Below the line is a box labeled 'PMS-TC #p as specified in associated Recommendation'. To the right of the PMS-TC box is a label 'RRC' with '12 bits' below it. Below the PMS-TC box is a label '{Lp}' with an arrow pointing down to a trapezoidal shape labeled 'Latency path multiplexer'. To the right of the multiplexer is a box labeled 'FEC (Golay)' with '24 bits' below it. Below the multiplexer is a dashed horizontal line labeled 'δ reference point'. Below the line is a box labeled 'PMD'. In the bottom right corner of the diagram area is the text 'G.998.4(10)\_F6-3'. + +**Figure 6-3 – Reference model in the return direction when retransmission is enabled in a single direction** + +In the reference model of Figure 6-1 and Figure 6-2, the retransmission queue is shown to be located between the TPS-TC and scrambler only for the purpose of defining the data transmission unit (DTU) frame structure that is described in clause 8 below. It is noted that the DTU frame structure is defined such that it is transparent to the location of the retransmission queue where the queue may be placed at one layer in the transceiver structure and interoperate with another device having the queue located in a different layer. + +# 7 TPS-TC function + +Transceivers complying with this Recommendation shall support either asynchronous transfer mode transmission convergence (ATM TC) or packet transfer mode transmission convergence (PTM TC) with 64/65-octet encapsulation or both. + +## 7.1 ATM TPS-TC + +The ATM TC shall be as specified in the associated ITU-T Recommendation related to ADSL2, ADSL2plus or VDSL2 with the exception that the ATM payload scrambler as defined in clause K.2.8 of [ITU-T G.992.3] and [ITU-T G.993.2] shall be disabled and with the inclusion of control parameters as specified in the following clauses. Modifications to the control parameters of the associated ITU-T Recommendations are specified in Annexes A, B and C. + +### 7.1.1 Control parameters specific to ITU-T G.998.4 + +The ATM TPS-TC control parameters specific to ITU-T G.998.4 are defined in Table 7-1. + +**Table 7-1 – Control parameters of the ATM TPS-TC** + +| Parameter | Definition | +|-------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ETR_min | Minimum allowed value for expected throughput (ETR) in kbit/s. | +| ETR_max | Maximum allowed value for ETR in kbit/s. | +| net_max | Maximum allowed value for NDR in kbit/s. | +| INP_min | Minimum impulse noise protection (INP) against SHINE in discrete multi-tone (DMT) symbols. | +| SHINERatio | The loss of rate in a 1 second interval expressed as a fraction of NDR due to a SHINE impulse noise environment expected by the operator to occur at a probability acceptable for the services. | + +**Table 7-1 – Control parameters of the ATM TPS-TC** + +| Parameter | Definition | +|----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| INP_min_rein | Minimum impulse protection against electrical repetitive impulse noise (REIN) in DMT symbols. | +| iat_rein_flag | Configuration flag indicating the inter-arrival time of REIN. The flag shall be set to 0 if the inter-arrival time is derived from a REIN at 100 Hz. The flag shall be set to 1 if the inter-arrival time is derived from a REIN at 120 Hz. (Notes 1, 2). | +| delay_max | Maximum delay (see clause 8.1.6) in ms. | +| delay_min | Minimum delay (see clause 8.1.6) in ms. | +| leftr_thresh | The threshold used to declare leftr defects (see clause 11.3.3) expressed in a fraction of the NDR. The value 0 is a special value to indicate that the receiver shall use a special value for declaring leftr defect. The minimum valid threshold to declare leftr is ETR/2. The receiver shall ignore threshold values that are less than the minimum and shall use ETR/2 for declaring leftr defect instead (see clause 11.3.3). | +| Cpolicy | The channel initialization policy used for this bearer channel. | + +NOTE 1 – This parameter is not relevant if the INP\_min\_rein is set to 0. +NOTE 2 – The REIN periodicity is derived from the assumption of 2 equally spaced impulses per AC cycle of 50 Hz or 60 Hz. Consideration of cases where the 2 impulses are not equally spaced is for further study. + +### 7.1.2 Valid configurations + +A valid configuration of the ATM TPS-TC shall consist of the configuration of each control parameter with one of their valid values specified in Table 7-2. + +**Table 7-2 – Valid configurations of ATM TPS-TC** + +| Parameter | Capability | +|----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ETR_min | The valid values are all multiples of 8 from 0 to the maximum of the valid values of the minimum net data rate specified in the associated Recommendation. | +| ETR_max | The valid values are all multiples of 8 from 0 to the maximum of the valid values of the maximum net data rate specified in the associated Recommendation. | +| net_max | The valid values are all multiples of 8 from 0 to the maximum of the valid values of the maximum net data rate specified in the associated Recommendation. | +| INP_min | The valid values are all integers from 0 to 63 for system with a sub-carrier spacing of 4.3125 kHz.
The valid values are all integers from 0 to 127 for system with a sub-carrier spacing of 8.625 kHz. | +| SHINERatio | The valid values are all multiples of 0.001 from 0 to 0.1. | +| INP_min_rein | The valid values are all integers from 0 to 7 for system with a sub-carrier spacing of 4.3125 kHz.
The valid values are all integers from 0 to 13 for system with a sub-carrier spacing of 8.625 kHz. | +| iat_rein_flag | The valid values are 0 and 1. | + +**Table 7-2 – Valid configurations of ATM TPS-TC** + +| Parameter | Capability | +|--------------------|---------------------------------------------------------------| +| delay_max | The valid values are all integers from 1 to 63. | +| delay_min | The valid values are all integers from 0 to 63. | +| lefr_thresh | The valid values are all multiples of 0.01 from 0.01 to 0.99. | +| Clpolicy | The valid value is 0. | + +### 7.1.3 Mandatory configurations + +The mandatory configurations of the TPS-TC to support are a subset of the valid configurations. They shall consist of the configuration of each control parameter with one of their mandatory values specified in the Table 7-3. + +**Table 7-3 – Mandatory configurations of ATM TPS-TC** + +| Parameter | Capability | +|----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ETR_min | The mandatory values shall be all multiples of 8 from 0 to the maximum of the mandatory values of the minimum net data rate specified in the associated Recommendation. | +| ETR_max | The mandatory values shall be all multiples of 8 from 0 to the maximum of the mandatory values of the maximum net data rate specified in the associated Recommendation. | +| net_max | The mandatory values shall be all multiples of 8 from 0 to the maximum of the mandatory values of the maximum net data rate specified in the associated Recommendation. | +| INP_min | All valid values shall be supported. | +| SHINERatio | All valid values shall be supported. | +| INP_min_rein | All valid values shall be supported. | +| iat_rein_flag | All valid values shall be supported. | +| delay_max | All valid values shall be supported. | +| delay_min | All valid values shall be supported. | +| lefr_thresh | All valid values shall be supported. | +| Clpolicy | All valid values shall be supported. | + +## 7.2 PTM TPS-TC with 64/65-octet encapsulation + +The PTM TC with 64/65-octet encapsulation shall be as specified in the associated ITU-T Recommendation with the inclusion of control parameters as specified in the following clauses. Modifications to the control parameters of the associated ITU-T Recommendations are specified in Annexes A, B and C. + +### 7.2.1 Control parameters specific to ITU-T G.998.4 + +The control parameters of the PTM TPS-TC specific to ITU-T G.998.4 are the same as for the ATM TPS-TC (see Table 7-1). + +### 7.2.2 Valid configurations + +The valid configurations of the control parameters of the PMS TPS-TC specific to ITU-T G.998.4 shall be the same as for the ATM TPS-TC (see Table 7-2). + +### 7.2.3 Mandatory configurations + +The mandatory configurations of the control parameters of the PMS TPS-TC specific to ITU-T G.998.4 shall be the same as for the ATM TPS-TC (see Table 7-3). + +# 8 Retransmission functions + +## 8.1 DTU framer + +Each DTU shall contain an integer number of 53-byte ATM cells (data or idle cells) or an integer number of 64/65-octet PTM codewords and the following octets: + +- One octet containing the sequence identifier (SID). +- One octet containing the time stamp (TS). +- $W$ octets containing overhead for an 8-bit CRC. +- $V$ octets containing the padding bytes. + +The content of the SID and TS are specified in clause 8.1.5 and clause 8.1.6. The content of the $W$ octets to insert the 8-bit cyclic redundancy check (CRC) are specified in the clauses on the DTU framing. The content of the padding octets is vendor discretionary. The number of padding octets per DTU, $V$ , shall be chosen by the receiver during initialization. + +The DTU shall be mapped into and synchronized with, an integer number, $Q$ , of RS codewords. Therefore, the following general relationship between the number of payload octets per Reed-Solomon codeword, $H$ (see Table 9-2), and the number of RS codewords per DTU, $Q$ , holds: + +$$(Q * H - 2 - V - W) = A * 53 \text{ for ATM}$$ + +$$(Q * H - 2 - V - W) = A * 65 \text{ for PTM}$$ + +$A$ is the integer number of ATM cells or PTM codewords. + +The transmitter shall support the framing structure without a CRC as described in clause 8.1.1. + +In addition, the transmitter shall indicate during initialization support of one of the DTU structures described in clauses 8.1.2, 8.1.3 and 8.1.4 The DTUs structures described in clauses 8.1.2, 8.1.3 and 8.1.4 contain an additional 8-bit CRC to facilitate detection of errors at the TPS-TC. $W$ is the number of bytes that are inserted when a CRC is added to the DTU. + +During initialization, the receiver shall select either the DTU structure without CRC or the DTU structure with CRC that was indicated as being supported by the transmitter during initialization. + +The DTU size in DMT symbols is $S*Q$ . For operation with the line in the L0 state, both transmitter and receiver shall support all $S*Q$ values in the range 0.5 to 4. + +The valid configuration structures are described in clauses 8.1.1, 8.1.2, 8.1.3 and 8.1.4. + +### 8.1.1 DTU framer without CRC-8 (Framing type 1) + +DTU Framing type 1 shall not contain an 8-bit CRC ( $W=0$ ). The SID, TS, and padding octets shall be mapped first in this order followed by the $A$ ATM cells or 64/65-octet codewords. The SID octet shall be mapped into the first octet of a RS codeword. The following relationship between the number of payload octets per Reed-Solomon codeword, $H$ , and the number of RS codewords per DTU, $Q$ , holds: + +$$(Q * H - 2 - V) = A * 53 \text{ for ATM}$$ + +$$(Q * H - 2 - V) = A * 65 \text{ for PTM}$$ + +Figure 8-1 outlines the assembly of a DTU with Framing type 1 and its synchronization with RS codewords. + +![Figure 8-1: Structure of DTU without CRC (Framing type 1) and synchronization with RS codewords. The diagram shows the flow from DTU payload (ATM cells or 65 octet PTM codewords) through DTU framing (8-bit SID, 8-bit TS, V padding bytes) to scrambling and partitioning into H bytes (1, 2, ..., Q). Finally, after FEC, it becomes a sequence of Np bytes containing H bytes and Rp bytes, synchronized with RS codewords. The total number of RS codewords is Q, where Q * Np bytes = Q RS codewords.](8fbdfc3d17fb1dae7b2d8f5a287fa9fc_img.jpg) + +Integer number ( $A$ ) of ATM cells or 65 octet PTM codewords + +DTU payload: [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] ... [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] + +DTU: [8-bit SID] [8-bit TS] [V padding bytes] DTU payload + +DTU after scrambling and partitioning: Scrambler reset [H bytes (1)] [H bytes (2)] ... [H bytes (Q)] + +DTU after FEC: [ $H$ bytes] [ $R_p$ bytes] [ $H$ bytes] [ $R_p$ bytes] ... [ $H$ bytes] [ $R_p$ bytes] + +$N_p$ bytes $N_p$ bytes $N_p$ bytes + +$Q * N_p \text{ bytes} = Q \text{ RS codewords}$ + +G.998.4(10)\_F8-1 + +Figure 8-1: Structure of DTU without CRC (Framing type 1) and synchronization with RS codewords. The diagram shows the flow from DTU payload (ATM cells or 65 octet PTM codewords) through DTU framing (8-bit SID, 8-bit TS, V padding bytes) to scrambling and partitioning into H bytes (1, 2, ..., Q). Finally, after FEC, it becomes a sequence of Np bytes containing H bytes and Rp bytes, synchronized with RS codewords. The total number of RS codewords is Q, where Q \* Np bytes = Q RS codewords. + +**Figure 8-1 – Structure of DTU without CRC (Framing type 1) and synchronization with RS codewords** + +### **8.1.2 DTU framer with CRC-8 (Framing type 2)** + +In this mode, the DTU structure is the same as in clause 8.1.1 with an additional 8-bit CRC inserted at the end of the DTU (i.e., W=1). This CRC shall be computed before the scrambling over the payload octets, the SID, the TS and the padding octets of the DTU. The 8-bit CRC shall be generated as the CRC of the PMS-TC defined in clause 9.5.2.3 of [[ITU-T G.993.2](#)]. The SID shall be mapped into the first octet of a Reed-Solomon codeword. Figure 8-2 outlines the assembly of a DTU with Framing type 2 and its synchronization with RS codewords. + +![Figure 8-2: Structure of DTU with CRC at the tail (Framing type 2) and synchronization with RS codewords. This diagram is similar to Figure 8-1 but includes an 8-bit CRC at the end of the DTU payload. The scrambling and partitioning process remains the same, resulting in H bytes (1, 2, ..., Q) before FEC. After FEC, the structure is Np bytes containing H bytes and Rp bytes, synchronized with RS codewords. The total number of RS codewords is Q, where Q * Np bytes = Q RS codewords.](df82d77a0d2637cbf2da9ea920a554fa_img.jpg) + +Integer number ( $A$ ) of ATM cells or 65 octet PTM codewords + +DTU payload: [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] ... [ATM cell or 65 octet PTM codeword] [ATM cell or 65 octet PTM codeword] + +DTU: [8-bit SID] [8-bit TS] [V padding bytes] DTU payload [8-bit CRC] + +DTU after scrambling and partitioning: Scrambler reset [H bytes (1)] [H bytes (2)] ... [H bytes (Q)] + +DTU after FEC: [ $H$ bytes] [ $R_p$ bytes] [ $H$ bytes] [ $R_p$ bytes] ... [ $H$ bytes] [ $R_p$ bytes] + +$N_p$ bytes $N_p$ bytes $N_p$ bytes + +$Q * N_p \text{ bytes} = Q \text{ RS codewords}$ + +G.998.4(10)\_F8-2 + +Figure 8-2: Structure of DTU with CRC at the tail (Framing type 2) and synchronization with RS codewords. This diagram is similar to Figure 8-1 but includes an 8-bit CRC at the end of the DTU payload. The scrambling and partitioning process remains the same, resulting in H bytes (1, 2, ..., Q) before FEC. After FEC, the structure is Np bytes containing H bytes and Rp bytes, synchronized with RS codewords. The total number of RS codewords is Q, where Q \* Np bytes = Q RS codewords. + +**Figure 8-2 – Structure of DTU with CRC at the tail (Framing type 2) and synchronization with RS codewords** + +The following relationship holds between the $Q$ , $H$ , $A$ and $V$ for the DTU structure with CRC ( $W=1$ ). + +$$(Q * H - 3 - V) = A * 53 \text{ for ATM}$$ + +$$(Q * H - 3 - V) = A * 65 \text{ for PTM}$$ + +### 8.1.3 DTU framer with CRC-8 (Framing type 3) + +In this mode, the DTU structure is that described in clause 8.1.1 with an 8-bit CRC inserted as the first octet of the DTU. This CRC shall be computed before scrambling over the payload octets, the SID, the TS and padding octets of the DTU previously transferred across the $\alpha 2/\beta 2$ -reference point. The 8-bit CRC shall be generated as the CRC of the PMS-TC defined in clause 9.5.2.3 of [ITU-T G.993.2]. The 8-bit CRC shall be mapped into the first octet of a Reed-Solomon codeword. + +The bytes following the CRC byte shall be the SID, TS and padding octets followed by the sequence of $A$ ATM cells or 64/65-octet codewords. + +Figure 8-3 outlines the assembly of a DTU with Framing type 3 and its synchronization with RS codewords. + +![Figure 8-3: Structure of DTU with CRC at the head (Framing type 3) and synchronization with RS codewords. The diagram shows the assembly of a DTU from a payload, through scrambling and partitioning, to the final FEC structure. The payload is divided into 'Integer number (A) of ATM cells or 65 octet PTM codewords'. The DTU structure includes 8-bit CRC, 8-bit SID, 8-bit TS, and V padding bytes. The DTU after scrambling and partitioning is divided into H bytes (1), H bytes (2), ..., H bytes (Q). The DTU after FEC is divided into Np bytes, Rp bytes, Np bytes, Rp bytes, ..., Np bytes. The total number of RS codewords is Q * Np bytes = Q RS codewords.](77464a47f104d0d647b2414591137b64_img.jpg) + +The diagram illustrates the assembly of a DTU with Framing type 3. At the top, the 'DTU payload' is shown as a sequence of 'ATM cell or 65 octet PTM codeword' blocks, collectively labeled as 'Integer number (A) of ATM cells or 65 octet PTM codewords'. Below this, the 'DTU' structure is shown with four initial bytes: '8-bit CRC', '8-bit SID', '8-bit TS', and 'V padding bytes', followed by the 'DTU payload'. The 'DTU after scrambling and partitioning' shows the payload divided into segments of 'H bytes', labeled (1), (2), ..., (Q). A 'Scrambler reset' point is indicated at the start of the first segment. The 'DTU after FEC' shows the payload divided into segments of 'H bytes' and 'Rp bytes', collectively labeled as 'Np bytes'. The total number of RS codewords is indicated as 'Q \* Np bytes = Q RS codewords'. The diagram is labeled 'G.998.4(10)\_F8-3'. + +Figure 8-3: Structure of DTU with CRC at the head (Framing type 3) and synchronization with RS codewords. The diagram shows the assembly of a DTU from a payload, through scrambling and partitioning, to the final FEC structure. The payload is divided into 'Integer number (A) of ATM cells or 65 octet PTM codewords'. The DTU structure includes 8-bit CRC, 8-bit SID, 8-bit TS, and V padding bytes. The DTU after scrambling and partitioning is divided into H bytes (1), H bytes (2), ..., H bytes (Q). The DTU after FEC is divided into Np bytes, Rp bytes, Np bytes, Rp bytes, ..., Np bytes. The total number of RS codewords is Q \* Np bytes = Q RS codewords. + +**Figure 8-3 – Structure of DTU with CRC at the head (Framing type 3) and synchronization with RS codewords** + +The following relationship holds between the $Q$ , $H$ , $A$ and $V$ for the DTU structure with CRC. + +$$(Q * H - 3 - V) = A * 53 \text{ for ATM}$$ + +$$(Q * H - 3 - V) = A * 65 \text{ for PTM}$$ + +### 8.1.4 DTU framer with CRC-8 (Framing type 4) + +In this mode, the DTU structure is that described in clause 8.1.1 with an 8-bit CRC inserted as the first byte of the DTU. The CRC shall be computed before scrambling over the payload octets, the SID, the TS and the padding octets of the DTU previously transferred across the $\alpha 2/\beta 2$ -reference point. The 8-bit CRC shall be generated as the CRC of the PMS-TC defined in clause 9.5.2.3 of [ITU-T G.993.2]. The 8-bit CRC shall be mapped into the first octet of a Reed-Solomon codeword. The number of octets that are inserted per DTU by this method is $SEQ_1$ . The framing parameters shall be chosen such that they meet the following constraints: + +- $W = SEQ_1$ , with $SEQ_1 = 2$ for ADSL and $SEQ_1 = 8$ for VDSL, + +- $M_1 \times Q \times G_1 = T_1 \times SEQ_1$ , with: + - $G_1 = 1$ if $SEQ_1=2$ , + - $T_1/M_1$ an integer if $SEQ_1=8$ +- $H = M_1 \times (B_{10} + \lceil G_1 / T_1 \rceil)$ , with $G_1=1$ if $SEQ_1=2$ + +where $SEQ_1$ , $M_1$ , $G_1$ , and $T_1$ correspond to the $SEQ_p$ , $M_p$ , $G_p$ , $T_p$ in the associated Recommendation for latency path $p=1$ , $B_{10}$ corresponds to the $B_{pn}$ in the associated Recommendation for latency path $p=1$ and frame bearer $n=0$ , and $\lceil x \rceil$ denotes ceiling of $x$ . + +With the above framer settings, additional $W-1$ octets are inserted into the DTU. The value of the additional octets shall be FF16. $W$ shall be equal to 2 if the associated Recommendation is [ITU-T G.992.3] or [ITU-T G.992.5] and shall be equal to 8 if the associated Recommendation is [ITU-T G.993.2]. When $G_1=1$ , the extra bytes are inserted at equal distance. + +The octets following the 8-bit CRC are the SID, TS and padding octets followed by the sequence of $A$ ATM cells or 64/65-octet codewords with the FF16 octets inserted in proper locations in the DTU. The distribution of the $W$ octets among $T_1$ MDFs shall be executed according to clause 9.5.2.1 of [ITU-T G.993.2] with $G_1=1$ if $W=2$ . The DTU with CRC and corresponding FF16 octet is mapped into and synchronized with $Q$ RS codewords as depicted in Figure 8-4 for $W=2$ , $Q=2$ , $M_1=2$ . + +![Figure 8-4: Example of structure of DTU with CRC at the head (Framing type 4, W=2) and synchronization with RS codewords. The diagram shows the mapping of DTU payload into RS codewords. The top part shows the DTU payload structure with SID, TS, and padding bytes. The middle part shows the DTU structure after scrambling and partitioning, with H bytes and R_t bytes. The bottom part shows the DTU after FEC, with N_t bytes and Q * N_t bytes = Q RS codewords. The diagram includes labels for ATM cells or 65 octet PTM codewords, and the integer number (A) of these codewords.](10781f43062bf3e9601a1e086710556c_img.jpg) + +The diagram illustrates the structure of a Data Transport Unit (DTU) and its mapping into Reed-Solomon (RS) codewords. It is divided into three main horizontal sections representing different stages of processing: + +- DTU payload:** This top section shows the initial data structure. It consists of a header with 8-bit SID, 8-bit TS, and V padding bytes, followed by the main payload. Above the payload, an integer number (A) of ATM cells or 65 octet PTM codewords is indicated. The payload is divided into segments of $B_{10}$ bytes and $B_{10} + 1$ bytes. +- DTU after scrambling and partitioning:** The middle section shows the DTU after scrambling and partitioning. It starts with an 8-bit CRC, followed by a 'Scrambler reset' indicator. The payload is then divided into segments of $H$ bytes and $R_t$ bytes. +- DTU after FEC:** The bottom section shows the DTU after Forward Error Correction (FEC). It consists of segments of $H$ bytes and $R_t$ bytes. Below this, a bracket indicates that $N_t$ bytes correspond to $Q \cdot N_t$ bytes, which are equal to $Q$ RS codewords. + +Labels at the top of the diagram identify the 'Integer number (A) of ATM cells or 65 octet PTM codewords'. The diagram also includes a reference code 'G.998.4(10)\_F8-4' in the bottom right corner. + +Figure 8-4: Example of structure of DTU with CRC at the head (Framing type 4, W=2) and synchronization with RS codewords. The diagram shows the mapping of DTU payload into RS codewords. The top part shows the DTU payload structure with SID, TS, and padding bytes. The middle part shows the DTU structure after scrambling and partitioning, with H bytes and R\_t bytes. The bottom part shows the DTU after FEC, with N\_t bytes and Q \* N\_t bytes = Q RS codewords. The diagram includes labels for ATM cells or 65 octet PTM codewords, and the integer number (A) of these codewords. + +**Figure 8-4 – Example of structure of DTU with CRC at the head (Framing type 4, $W=2$ ) and synchronization with RS codewords [ $M_1=2$ , $T_1=Q=2$ , $SEQ_1 = 2$ , and $B_{10} = (H/2) - 1$ ]** + +The following relationship holds between the $Q$ , $H$ , $A$ , $V$ , and $W$ for the DTU structure with CRC. + +$$(Q \cdot H - 2 - W - V) = A \cdot 53 \text{ for ATM}$$ + +$$(Q \cdot H - 2 - W - V) = A \cdot 65 \text{ for PTM}$$ + +NOTE – The location of the $W=8$ bytes is chosen such that they coincide with the location of the bytes in a VDSL2 OH frame carrying OH frame type 2, when the OH frame coincides with the DTU. The location of the $W=2$ bytes is chosen such that they coincide with the location of the bytes in an ADSL2 OH frame according to Table 7-14 with $SEQ_1=2$ , when the OH frame coincides with the DTU. + +### 8.1.5 Sequence identifier (SID) + +The SID octet in each DTU identifies the DTU in the transmission sequence. The transmitter increments the SID for every newly framed DTU. Retransmitted DTUs shall have the same SID as for their first transmission. The SID octet shall be initialized to 0016 and this shall be the SID of the first DTU transmitted in Showtime. Upon reaching an SID value of FF16, the following SID value shall be 0016. + +### 8.1.6 Time stamp + +The time stamp is used in two functionalities: + +1. The time stamp shall be used to control the $\alpha 1$ - $\beta 1$ delay of the DTU and its associated data payload. +2. The time stamp may be used to reduce the delay jitter between the transmitter and receiver $\gamma$ interfaces. + +The time reference (also referred to as the DMT Symbol ID) is the count of all DMT symbols, i.e., data symbols and sync symbols, transmitted over the line after entering Showtime. + +The time stamp byte of a DTU shall contain the value of the time reference modulo 255 of the DMT symbol that shall contain the first bit of this DTU, assuming that no retransmission event occurs between the framing of the DTU and its transmission over the line. + +The value FF16 (255) in the TS octet is reserved. + +1. In general, the time stamp byte (TS) in each DTU is used both for lines in a bonding group and for lines without bonding: + +To control the maximum $\alpha 1$ - $\beta 1$ delay of the DTU and its associated data payload, the configuration parameter *delay\_max* shall be the upper limit for the delay that is added to the transmission delay only caused by retransmissions. Here the receiver and/or the transmitter shall identify and discard all DTUs whose payload cannot be transferred over the $\beta 1$ -reference point at the receiver without violating the *delay\_max* limit. The time stamp shall be the criterion for discarding the DTUs. + +The processing delay between the U-interface and the retransmission sub-layer of the receiver ( $\beta 2$ -reference point) in the retransmission data path direction shall be excluded from consideration for *delay\_max* in the retransmission data path direction. + +NOTE 1 – Consequently, the end-to-end delay between the $\alpha 1$ -reference point and the $\beta 1$ -reference point may exceed the value of *delay\_max* by the amount of the processing delay in the transmitter and receiver. + +To reduce the delay variation from the $\gamma$ -interface on the transmit side to the $\gamma$ -interface at the receiver: + +1. Outlet shaping in the receiver shall be supported. +2. The delay between the $\gamma$ -interface and $\alpha 1$ -reference point and the delay between the $\beta 1$ -reference point and $\gamma$ -interface shall be independent of the retransmissions of DTUs. + +The configuration parameter *delay\_min* shall be the lower limit for the delay that is added to the transmission delay caused by retransmissions only. The time stamp shall be used by the outlet shaping function to determine when the payload of the DTU shall be sent to the $\beta 1$ -reference point to meet the delay limits. The outlet shaping function shall minimize the additional delay that may be introduced above *delay\_min*, and shall never exceed *delay\_max*. + +NOTE 2 – Due to limited receiver retransmission queue memory (see clauses A.1.1, B.1.1 and C.1.1) an XTU may need to limit the net data rate in order to comply with the *delay\_min* limit. + +2. If the XTU is configured as part of a bonding group, it is required that the differential delay in the physical layer between all the bonded lines in one group remains bounded. + +NOTE 3 – The differential delay requirements of the governing bonding specification (e.g., [ITU-T G.998.1] for ATM Bonding or [ITU-T G.998.2] for PTM bonding) need to be met on all lines in a bonded group. + +## 8.2 Retransmission multiplexer + +Every H\*Q bytes (as related to the aggregate data rate of latency path #1), a DTU shall be transferred across the $\alpha 2$ -reference point. The retransmission multiplexer selects the kind of DTU to be transferred. The DTU shall be either a new DTU taken from the DTU framer or a previously transmitted DTU taken from the retransmission queue. The control of the selection is done by a transmitter retransmission state machine based on the content of the RRC and on the requirements of INP and delays configured on the bearer transported in the latency path. + +## 8.3 Transmitter retransmission state machine + +In the transmitter any DTU that is not acknowledged shall be retransmitted if the constraint of the maximal delay is met. The exact time when a DTU is retransmitted is implementation specific but the transmitter shall ensure that at least NRET (see clause 8.6.4) retransmissions of the same DTU are possible without violating the maximal delay constraint. DTUs that have been acknowledged need not be retransmitted again, even if requested by the receiver. + +## 8.4 Retransmission return channel (RRC) + +The retransmission return channel is used to acknowledge the DTUs. It consists of 24 bits multiplexed with the latency paths every data frame. The RRC payload contains three fields: + +1. A field of 5 bits, AbsoluteDTUCountLsbs, that contains the least significant bits (LSBs) of the absolute number of the last received DTU. The absolute number of a DTU is the count of all DTUs (new or retransmitted, with or without error) received prior to this DTU since entering Showtime. For the first received DTU upon entering Showtime, AbsoluteDTUCountLsbs shall be zero. +2. A field of 2 bits, Nack[k] (k=0,1), that indicates the status of the two last received DTUs. Nack[0] indicates the status of the last received DTU and Nack[1] indicates the status of the penultimate received DTU. Nack[k]=0 if the DTU is acknowledged, otherwise Nack[k]=1. +3. A field of 5 bits, ConsecutiveGoodDTUs, that indicates: + - if Nack[1]=0, this field indicates the number of DTUs prior to the penultimate received DTU that are acknowledged. If the number is greater than 31, this field shall be set to 31. + - if Nack[1]=1, this field indicates the number of consecutive DTUs acknowledged, where the consecutive DTUs are counted starting from *lb* (see clause 8.6) DTUs preceding the penultimate received DTU. + +Those fields are protected by 12 bits of redundancy. The overall structure is depicted in Figure 8-5. + +![Diagram of the RRC codeword structure showing 24 bits total, divided into Redundancy[11:0] (12 bits), ConsecutiveGoodDTUs[4:0] (5 bits), Nack[1:0] (2 bits), and AbsoluteDTUCountLsbs[4:0] (5 bits).](75e4b78ee25f885d73120e3066a5253e_img.jpg) + +The diagram illustrates the structure of the RRC codeword, which is 24 bits long. It is divided into four main sections: Redundancy[11:0] (12 bits), ConsecutiveGoodDTUs[4:0] (5 bits), Nack[1:0] (2 bits), and AbsoluteDTUCountLsbs[4:0] (5 bits). The bits are shown in a row of 24 boxes, with the first 12 boxes representing the redundancy, the next 5 representing the consecutive good DTUs, the next 2 representing the Nack bits, and the final 5 representing the absolute DTU count LSBs. The entire 24-bit sequence is labeled as RrcCodeword[23:0]. + +Diagram of the RRC codeword structure showing 24 bits total, divided into Redundancy[11:0] (12 bits), ConsecutiveGoodDTUs[4:0] (5 bits), Nack[1:0] (2 bits), and AbsoluteDTUCountLsbs[4:0] (5 bits). + +**Figure 8-5 – Structure and content of the RRC codeword** + +The data is transported in the RRC codeword LSB first, i.e.: + +$$\text{RrcCodeword}[4:0] = \text{AbsoluteDTUCountLsbs}[4:0]$$ + +$$\text{RrcCodeword}[6:5] = \text{Nack}[1:0]$$ + +$$\text{RrcCodeword}[11:7] = \text{ConsecutiveGoodDTUs}[4:0]$$ + +RrcCodeword[23:12] = Redundancy[11:0] + +NOTE – With a 4 kHz symbol rate, the rate of the RRC is 96 kbit/s. + +Examples of evaluations of ConsecutiveGoodDtus are shown in Figure 8-6. + +![Diagram for Example A showing RRC bit structure and DTU sequence. The RRC is a 24-bit word: bits 23-12 are Redundancy (11 bits), bits 11-7 are ConsecutiveGoodDTUs (5 bits), bits 6-5 are NACK[1] and NACK[0] (1 bit each), and bits 4-0 are AbsoluteDTUCountLsbs (5 bits). The DTU sequence shows a gap of 'lb (default 31) DTUs preceding'. ConsecutiveGoodDTUs = 28. DTUs are labeled n-31, n-30, ..., n-5, n-4, n-3, n-2, n-1, n, n+1. Status: UNKNOWN, UNKNOWN, ACK, ACK, ..., ACK, ACK, NACK, UNKNOWN, UNKNOWN, NACK, ACK, UNKNOWN, UNKNOWN. Annotations: 'The ReTX transmitter derives, from ConsecutiveGoodDTUs = 28, that DTU (n-3) has been Nacked by the receiver. No information about DTUs (n-2) and (n-1).', 'Second to the last (i.e. last-1) received DTU', 'Last received DTU'. Diagram for Example B showing DTU sequence. ConsecutiveGoodDTUs = 27. DTUs are labeled n-31, n-30, n-29, n-28, n-27, ..., n-3, n-2, n-1, n, n+1. Status: UNKNOWN, UNKNOWN, UNKNOWN, UNKNOWN, UNKNOWN, NACK, ACK, ..., ACK, ACK, ACK, ACK, ACK, UNKNOWN, UNKNOWN. Annotations: 'lb (default 31) DTUs preceding', 'ConsecutiveGoodDTUs = 27'.](e180f2b5fcbe8001554a7c0677cd3f82_img.jpg) + +Example A: RRC = | ConsecutiveGoodDTUs = 28 | NACK[1]=1 | NACK[0]=0 | AbsoluteDTUCountlsb = n+1 | + +Example B: RRC = | ConsecutiveGoodDTUs = 27 | NACK[1]=0 | NACK[0]=0 | AbsoluteDTUCountlsb = n+1 | + +G.998.4(10)\_F8-6 + +Diagram for Example A showing RRC bit structure and DTU sequence. The RRC is a 24-bit word: bits 23-12 are Redundancy (11 bits), bits 11-7 are ConsecutiveGoodDTUs (5 bits), bits 6-5 are NACK[1] and NACK[0] (1 bit each), and bits 4-0 are AbsoluteDTUCountLsbs (5 bits). The DTU sequence shows a gap of 'lb (default 31) DTUs preceding'. ConsecutiveGoodDTUs = 28. DTUs are labeled n-31, n-30, ..., n-5, n-4, n-3, n-2, n-1, n, n+1. Status: UNKNOWN, UNKNOWN, ACK, ACK, ..., ACK, ACK, NACK, UNKNOWN, UNKNOWN, NACK, ACK, UNKNOWN, UNKNOWN. Annotations: 'The ReTX transmitter derives, from ConsecutiveGoodDTUs = 28, that DTU (n-3) has been Nacked by the receiver. No information about DTUs (n-2) and (n-1).', 'Second to the last (i.e. last-1) received DTU', 'Last received DTU'. Diagram for Example B showing DTU sequence. ConsecutiveGoodDTUs = 27. DTUs are labeled n-31, n-30, n-29, n-28, n-27, ..., n-3, n-2, n-1, n, n+1. Status: UNKNOWN, UNKNOWN, UNKNOWN, UNKNOWN, UNKNOWN, NACK, ACK, ..., ACK, ACK, ACK, ACK, ACK, UNKNOWN, UNKNOWN. Annotations: 'lb (default 31) DTUs preceding', 'ConsecutiveGoodDTUs = 27'. + +Figure 8-6 – Examples for evaluation of ConsecutiveGoodDtus with *lb* = 31 + +### 8.4.1 RRC field initialization + +A virtual extension shall be created for the received DTUs where it is assumed that 33 DTUs have been received correctly before entering Showtime, without the need for retransmission. + +### 8.4.2 Extended Golay Code Description + +The redundancy bits of the RRC codeword, [b12 b13 ... b23], shall contain the check bits of the modified extended (24,12) Golay code. + +For a 12-bit data message transmitted RRC frame, the Golay redundancy bits [b13 b14 ... b23] shall be computed using the following operation in GF(2): + +$$C(D) = M(D) \times D^{11} \text{ modulo } G(D),$$ + +where *D* is the delay operator, and + +$$M(D) = b_0 D^{11} + b_1 D^{10} + \dots + b_{10} D + b_{11}$$ + +is the data message polynomial, + +$$G(D) = D^{11} + D^9 + D^7 + D^6 + D^5 + D + 1$$ + +is the generator polynomial, + +$$C(D) = b_{17}D^{10} + b_{18}D^9 + b_{22}D^8 + b_{21}D^7 + b_{14}D^6 + b_{19}D^5 + b_{23}D^4 + b_{13}D^3 + b_{20}D^2 + b_{15}D + b_{16}$$ + +is the parity check polynomial. + +The bit $b_{12}$ is the overall parity bit computed in GF(2) as: + +$$b_{12} = \sum_{k=0}^{11} b_k + \sum_{k=13}^{23} b_k$$ + +## 8.5 Roundtrip + +The roundtrip in each direction is split into two parts: one due to the transmitter of the DTUs, called the transmitter half-roundtrip and noted as $HRT_{tx}$ , and one due to the receiver of the DTUs, called the receiver half roundtrip and noted as $HRT_{rx}$ . Both half roundtrips have a part expressed in DMT symbol noted as $HRT_{tx}^S$ and $HRT_{rx}^S$ and a part computed in DTU noted as $HRT_{tx}^D$ and $HRT_{rx}^D$ . + +The symbol part of the receiver half roundtrip, $HRT_{rx}^S$ , is defined as the maximal time in DMT symbol measured at the U-interface between the last received bit of the DTU with absolute number $k+HRT_{rx}^D$ and the transmission of the first RRC containing information on the DTU with absolute number $k$ . The value is rounded up to the nearest integer. + +The symbol part of the transmitter half roundtrip, $HRT_{tx}^S$ , is defined as the maximal time in DMT symbol measured at the U-interface between the reception of the first RRC containing the request for retransmission of the DTU with absolute number $k$ and the first bit of the DTU transmitted $HRT_{tx}^D$ DTUs before the actual retransmission of the DTU transmitted with the absolute number $k$ . This value assumes that the retransmitted DTU is sent as soon as possible, i.e., is not delayed by the transmit state machine, and is not delayed by the transmission of the current DTU over the U-interface. The value is rounded up to the nearest integer. + +Both $HRT_{tx}^S$ and $HRT_{rx}^S$ values are computed assuming that no sync symbol is transmitted in any direction from the transmission of the DTU with absolute number $k$ and its retransmission. + +From the definition of the half roundtrips, the minimal size of the transmit queue $Q_{tx,min}$ is computed as: + +$$Q_{tx,min} = \left\lceil \frac{HRT_{tx}^S + HRT_{rx}^S + 1}{Q \times S_1} \right\rceil + HRT_{tx}^D + HRT_{rx}^D + 1$$ + +This relationship is illustrated in the Figure 8-7. + +NOTE – The additional symbol in the round up function takes into account the potential mis-alignment of the sync symbols between the upstream and downstream direction. This extra symbol could be removed if the sync symbols in the direction of DTU transmission are aligned with the sync symbols in the RRC direction in a range from $-HRT_{rx}^S + \left\lceil (HRT_{rx}^D + 1) \times Q \times S_1 \right\rceil$ to $HRT_{tx}^S + \left\lceil HRT_{tx}^D \times Q \times S_1 \right\rceil - 1$ DMT symbols, where a positive value indicates that the sync symbol in the direction of DTU transmission is sent after the sync symbol in the RRC direction. + +![Figure 8-7: Relationship between half roundtrip definition and minimal Qtx. The diagram shows three horizontal timelines. The top timeline represents DTU direction, showing a sequence of DTUs: k (orange), k+1 (blue), k+HRTd_rx (blue), followed by several empty slots, then k'-HRTd_tx (blue), and k' (orange). A bracket labeled 'DTU' is on the left. The middle timeline represents DMT direction, showing a sequence of DMT symbols, with some symbols highlighted in blue. A bracket labeled 'DMT' is on the left. The bottom timeline represents RRC direction, showing a sequence of DMT symbols, with some symbols highlighted in blue. A bracket labeled 'RRC direction' is on the left. Arrows indicate time intervals: '<= Qtx' between the start of DTU k+1 and the start of DTU k'-HRTd_tx; '<= HRTs_tx' between the start of DTU k'-HRTd_tx and the start of DTU k'; and '<= HRTs_rx' between the start of DTU k+1 and the start of the first blue symbol in the RRC direction. The diagram is labeled 'G.998.4(10)_F8-7' in the bottom right corner.](c5452f95f3b28f1bfe29e84fbc2e1267_img.jpg) + +Figure 8-7: Relationship between half roundtrip definition and minimal Qtx. The diagram shows three horizontal timelines. The top timeline represents DTU direction, showing a sequence of DTUs: k (orange), k+1 (blue), k+HRTd\_rx (blue), followed by several empty slots, then k'-HRTd\_tx (blue), and k' (orange). A bracket labeled 'DTU' is on the left. The middle timeline represents DMT direction, showing a sequence of DMT symbols, with some symbols highlighted in blue. A bracket labeled 'DMT' is on the left. The bottom timeline represents RRC direction, showing a sequence of DMT symbols, with some symbols highlighted in blue. A bracket labeled 'RRC direction' is on the left. Arrows indicate time intervals: '<= Qtx' between the start of DTU k+1 and the start of DTU k'-HRTd\_tx; '<= HRTs\_tx' between the start of DTU k'-HRTd\_tx and the start of DTU k'; and '<= HRTs\_rx' between the start of DTU k+1 and the start of the first blue symbol in the RRC direction. The diagram is labeled 'G.998.4(10)\_F8-7' in the bottom right corner. + +**Figure 8-7 – Relationship between half roundtrip definition and minimal $Q_{tx}$** + +The full roundtrip time (RTT) including the receiver and transmitter contribution, expressed in milliseconds, is given by: + +$$RTT = \frac{Q_{tx,min} \times Q \times S_1}{f_s}$$ + +where $f_s$ is the data symbol rate expressed in ksymbols/s. + +## 8.6 Retransmission control parameters + +### 8.6.1 Control parameters + +The retransmission control parameters are defined in Table 8-1. + +**Table 8-1 – Control parameters of the retransmission function** + +| Parameter | Definition | +|--------------------|-----------------------------------------------------------------------------------------------------------------------------| +| FramingType | Type of DTU framing. | +| $Q$ | Number of Reed-Solomon codewords per DTU. | +| $V$ | Number of padding octets per DTU. | +| $HRT_{tx}^S$ | The symbol part of the transmitter half roundtrip expressed in DMT symbols as defined in clause 8.5. | +| $HRT_{tx}^D$ | The DTU part of the transmitter half roundtrip expressed in DTUs as defined in clause 8.5. | +| $HRT_{rx}^S$ | The symbol part of the receiver half roundtrip expressed in DMT symbols as defined in clause 8.5. | +| $HRT_{rx}^D$ | The DTU part of the receiver half roundtrip expressed in DMT symbols as defined in clause 8.5. | +| $Q_{tx}$ | Delay in DTU between two consecutive transmissions of the same DTU assumed by the receiver for the reference state machine. | +| $lb$ | Look back value (see clause 8.4). | + +### 8.6.2 Valid configurations + +A valid configuration of the retransmission function shall consist in the configuration of each control parameter with one of their valid values specified in the Table 8-2. + +**Table 8-2 – Valid configuration of the retransmission function** + +| Parameter | Capability | +|--------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| FramingType | The valid values are 1, 2, 3 and 4. | +| $HRT_{tx}^S$ | The valid values are any integer from 0 to 15 if the associated Recommendation is [ ITU-T G.992.3 ], [ ITU-T G.992.5 ] or [ ITU-T G.993.2 ] except for profile 30a.
The valid values are all multiple of 2 from 0 to 30 if the associated Recommendation is [ ITU-T G.993.2 ] with profile 30a. | +| $HRT_{tx}^D$ | The valid values are any integer from 0 to 2 | +| $HRT_{rx}^S$ | The valid values are any integer from 1 to 16 if the associated Recommendation is [ ITU-T G.992.3 ], [ ITU-T G.992.5 ] or [ ITU-T G.993.2 ] except for profile 30a.
The valid values are all multiple of 2 from 2 to 32 if the associated Recommendation is [ ITU-T G.993.2 ] with profile 30a. | +| $HRT_{rx}^D$ | The valid values are any integer from 0 to 2. | +| $Q_{tx}$ | The valid values are any integer from 1 to 63. Valid configuration shall be compatible with the memory as defined in the associated annex. | +| lb | The valid values are any integer from 1 to 31.
Valid configuration shall be such that $lb \leq \min(31, Q_{tx})$ . | + +### 8.6.3 Mandatory configurations + +The mandatory configurations of the retransmission function to be supported are a subset of the valid configurations. They shall consist in the configuration of each control parameter with one of their mandatory values specified in the Table 8-3. + +**Table 8-3 – Mandatory configuration of the retransmission function** + +| Parameter | Capability | +|--------------------|------------------------------------------------------------------------------------------------------------| +| FramingType | The transmitter shall support FramingType 1 and at least one of the FramingType 2, 3, and 4. | +| $Q_{tx}$ | All valid values shall be supported. | +| lb | All valid values shall be supported. | + +### 8.6.4 Selection of parameter values + +A reference transmit state machine is defined to allow the receiver to derive the settings of the retransmission path ( $H, Q, V, R, L$ ) and the queue delay ( $Q_{tx}$ ). Those settings are based on the following constraints: + +- The constraints on the delays: *delay\_min*, *delay\_max*. +- The constraints on the impulse noise: *INP\_min*, *INP\_min\_rein* and *iat\_rein\_flag*. +- The constraints on the noise: *SNR\_margin*. +- The constraints on the rate. + +NOTE – The receiver should take precautions to be robust against non-stationary RFI. + +The reference transmit state machine retransmits any unacknowledged DTU as a fixed number of DTUs, $Q_{tx}$ , after the last transmission of the same DTU. An unacknowledged DTU is not retransmitted after the first transmission of the same DTU plus $delay\_max$ . Consequently, no more than $NRET = \left\lceil \frac{delay\_max \times f_s}{Q_{tx} \times Q \times S} \right\rceil$ retransmissions of the same DTU are possible with the reference transmit state machine. + +The actual INP reported by the transmitter depends on the actual transmitter state machine. The actual transmitter state machine may retransmit DTUs at intervals different from $Q_{tx}$ DTUs. Examples of these state machines can be found in Appendix I. They may differ from the values computed from the formula derived from the reference state machine. The value of the actual INP reported in the management information base (MIB) shall be that derived by the transmitter. + +# 9 PMS-TC function + +The PMS-TC functional model consists of two latency paths. However, the multiplexing of overhead data and user data shall be restricted as described below. + +Latency path #0 shall contain only the overhead channel and no user data (i.e., $B_{0n}=0$ ). This latency path supports FEC and interleaving. Only a reduced number of combinations of L, N, R, and D shall be allowed for this latency path. These combinations are specified in the respective annexes. + +Latency path #1 shall carry user data only for bearer #0 (i.e., $B_{1n}=0$ for $n \neq 0$ ) and shall be protected by retransmission. Latency path #1 shall use the DTU framing as described in clauses 8.1 and 8.2. + +Clause 9.3 describes the multiplexing of the two latency paths and the RRC. + +## 9.1 Scrambler + +The PMS-TC scrambler for the latency path #1 shall be identical to the PMS-TC scrambler specified in the associated Recommendation (clause 9.2 of [ITU-T G.993.2], clause 7.7.1.3 of [ITU-T G.992.3]) but its state shall be reset to all ZEROS at the first bit of each DTU. The scrambler is reset so that the first two octets of each DTU are identical before or after scrambling. For DTU with Framing type 1 and 2, this allows decoding of the SID and TS at the receiver before descrambling. + +## 9.2 FEC + +For operation per Annex A, the FEC shall be the same as in [ITU-T G.992.3]. The interleaving used on Latency path #0 shall be the same convolutional interleaving as defined in [ITU-T G.992.3]. + +For operation per Annex B, the FEC shall be the same as in [ITU-T G.992.5]. The interleaving used on Latency path #0 shall be the same convolutional interleaving as defined in [ITU-T G.992.5]. + +For operation per Annex C, the FEC shall be the same as in [ITU-T G.993.2]. The interleaving used on Latency path #0 shall be the same convolutional interleaving as defined in [ITU-T G.993.2]. + +The interleaving used on Latency path #1 shall be a block interleaving. The interleaving block shall have a size of $D_1 \times N_{FEC}$ bytes, with $N_{FEC}$ being the length of the RS codeword, and $D_1$ being the interleaving depth. If $D_1=1$ , then an interleaving block equals an RS codeword. If $D_1=Q$ (the number of RS codewords per DTU) then an interleaving block equals a DTU. Each byte $B_k$ within an interleaving block (input at position $k$ , with index $k$ in the interval 0 to $D_1 \times N_{FEC} - 1$ ) shall be located at the output of the interleaving function at position $l$ given by $l = i \times D_1 + j$ , where $i = k \bmod N_{FEC}$ and $j = \text{floor}(k / N_{FEC})$ . The block interleaver is illustrated in Figure 9-1a. + +![Figure 9-1a: Illustration of the block interleaver. The diagram shows a grid of blocks B_i. Input (write) index i goes from 0 to N-1, where N = N_FEC (bytes). Output (read) index j goes from 0 to D-1, where D = D_1 (bytes). The grid has D rows and N/D columns. The first row contains B_0, B_1, B_2, B_3, ..., B_{N-1}. The second row contains B_N, B_{N+1}, B_{N+2}, B_{N+3}, ..., B_{2N-1}. The last row contains B_{(D-1)N}, B_{(D-1)N+1}, B_{(D-1)N+2}, B_{(D-1)N+3}, ..., B_{DN-1}. Each block B_i has a corresponding offset {/} value: B_0 {/}=0, B_1 {/}=D, B_2 {/}=2D, B_3 {/}=3D, ..., B_{N-1} {/}=(N-1)D; B_N {/}=1, B_{N+1} {/}=D+1, B_{N+2} {/}=2D+1, B_{N+3} {/}=3D+1, ..., B_{2N-1} {/}=(N-1)D+1; B_{(D-1)N} {/}=D-1, B_{(D-1)N+1} {/}=2D-1, B_{(D-1)N+2} {/}=3D-1, B_{(D-1)N+3} {/}=4D-1, ..., B_{DN-1} {/}=D×N-1. The diagram is labeled G.998.4(10)-Amd.2(12)_F9-1a.](aaf3e6e44cdeabd6d1df869c5f392ea1_img.jpg) + +Figure 9-1a: Illustration of the block interleaver. The diagram shows a grid of blocks B\_i. Input (write) index i goes from 0 to N-1, where N = N\_FEC (bytes). Output (read) index j goes from 0 to D-1, where D = D\_1 (bytes). The grid has D rows and N/D columns. The first row contains B\_0, B\_1, B\_2, B\_3, ..., B\_{N-1}. The second row contains B\_N, B\_{N+1}, B\_{N+2}, B\_{N+3}, ..., B\_{2N-1}. The last row contains B\_{(D-1)N}, B\_{(D-1)N+1}, B\_{(D-1)N+2}, B\_{(D-1)N+3}, ..., B\_{DN-1}. Each block B\_i has a corresponding offset {/} value: B\_0 {/}=0, B\_1 {/}=D, B\_2 {/}=2D, B\_3 {/}=3D, ..., B\_{N-1} {/}=(N-1)D; B\_N {/}=1, B\_{N+1} {/}=D+1, B\_{N+2} {/}=2D+1, B\_{N+3} {/}=3D+1, ..., B\_{2N-1} {/}=(N-1)D+1; B\_{(D-1)N} {/}=D-1, B\_{(D-1)N+1} {/}=2D-1, B\_{(D-1)N+2} {/}=3D-1, B\_{(D-1)N+3} {/}=4D-1, ..., B\_{DN-1} {/}=D×N-1. The diagram is labeled G.998.4(10)-Amd.2(12)\_F9-1a. + +Figure 9-1a – Illustration of the block interleaver + +## 9.3 Latency paths multiplexer + +The RRC shall be mapped first on the data frame. Then, the latency paths shall be mapped with the order compliant with the associated Recommendation. The multiplexing of the RRC and latency paths is depicted in Figure 9-1 for [ITU-T G.993.2] and Figure 9-2 for [ITU-T G.992.3] and [ITU-T G.992.5]. + +![Figure 9-1: Multiplexing of RRC and latency paths for ITU-T G.993.2. The diagram shows two buffers, Buffer of path p=0 and Buffer of path p=1, feeding into a sequence of data frames. Data frame k-1 contains RRC (24 bits), L_0 bits, and L_1 bits. Data frame k contains RRC (24 bits), L_0 bits, and L_1 bits. Data frame k+1 contains RRC (24 bits), L_0 bits, and L_1 bits. Arrows show the mapping: Buffer p=0 feeds into RRC of frame k and L_0 bits of frame k+1; Buffer p=1 feeds into L_1 bits of frame k and RRC of frame k+1. The diagram is labeled G.998.4(10)_F9-1.](e90987faabad6a6665cd8ed1151dc474_img.jpg) + +Figure 9-1: Multiplexing of RRC and latency paths for ITU-T G.993.2. The diagram shows two buffers, Buffer of path p=0 and Buffer of path p=1, feeding into a sequence of data frames. Data frame k-1 contains RRC (24 bits), L\_0 bits, and L\_1 bits. Data frame k contains RRC (24 bits), L\_0 bits, and L\_1 bits. Data frame k+1 contains RRC (24 bits), L\_0 bits, and L\_1 bits. Arrows show the mapping: Buffer p=0 feeds into RRC of frame k and L\_0 bits of frame k+1; Buffer p=1 feeds into L\_1 bits of frame k and RRC of frame k+1. The diagram is labeled G.998.4(10)\_F9-1. + +Figure 9-1 – Multiplexing of RRC and latency paths for ITU-T G.993.2 + +![Figure 9-2: Multiplexing of RRC and latency paths for ITU-T G.992.3 and ITU-T G.992.5. The diagram shows two buffers, Buffer of path p=1 and Buffer of path p=0, feeding into a sequence of data frames. Data frame k-1 contains RRC (24 bits), L_1 bits, and L_0 bits. Data frame k contains RRC (24 bits), L_1 bits, and L_0 bits. Data frame k+1 contains RRC (24 bits), L_1 bits, and L_0 bits. Arrows show the mapping: Buffer p=1 feeds into RRC of frame k and L_1 bits of frame k+1; Buffer p=0 feeds into L_0 bits of frame k and RRC of frame k+1. The diagram is labeled G.998.4(10)_F9-2.](088921fa3f5a44c8551815122517eefd_img.jpg) + +Figure 9-2: Multiplexing of RRC and latency paths for ITU-T G.992.3 and ITU-T G.992.5. The diagram shows two buffers, Buffer of path p=1 and Buffer of path p=0, feeding into a sequence of data frames. Data frame k-1 contains RRC (24 bits), L\_1 bits, and L\_0 bits. Data frame k contains RRC (24 bits), L\_1 bits, and L\_0 bits. Data frame k+1 contains RRC (24 bits), L\_1 bits, and L\_0 bits. Arrows show the mapping: Buffer p=1 feeds into RRC of frame k and L\_1 bits of frame k+1; Buffer p=0 feeds into L\_0 bits of frame k and RRC of frame k+1. The diagram is labeled G.998.4(10)\_F9-2. + +Figure 9-2 – Multiplexing of RRC and latency paths for ITU-T G.992.3 and ITU-T G.992.5 + +## 9.4 Framing parameters + +The framing parameters for the two latency paths are given in the sections below. Two types of framing parameters are defined: + +- Primary framing parameters: the parameters that are exchanged during initialization. +- Derived framing parameters: parameters that can be computed using the primary parameters as input. The derived parameters can be used to verify data rates or additional constraints on the validity of the primary parameters. + +### 9.4.1 Primary parameters + +The primary parameters are shown in Table 9-1. + +**Table 9-1 – Primary framing parameters** + +| Parameter | Definition | +|--------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $B_{pn}$ | The number of octets per MDF from bearer channel n in latency path p.
The actual number of octets in an MDF in latency path 1 can vary between $B_{1n}-V-W-2$ and $B_{1n}+1$ , depending on the DTU framing type. | +| FramingType | The DTU framing structure (Note 1). | +| $Q$ | The number of RS codewords per DTU (Note 1). | +| $D_1$ | The interleaving depth for latency path #1 | +| $V$ | The number of padding bytes per DTU (Note 1). | +| $R_p$ | The number of redundancy octets per Reed-Solomon codewords in the latency path #p (Note 2). | +| $M_p$ | Number of MDFs per Reed-Solomon codeword (Note 2). | +| $L_p$ | The number of bits from latency path #p transmitted in each data symbol (Note 2). | +| $G_p$ | The total number of overhead octets in an OH sub-frame (Note 3). | +| $T_p$ | The number of MDFs that carry $G_p$ overhead octets. | + +NOTE 1 – This parameter only applies to latency path #1. +NOTE 2 – Latency path #0 contains only overhead traffic. The valid values of this parameter in latency path #0 shall be restricted as described in the annexes. +NOTE 3 – This parameter is undefined if the associated Recommendation is [[ITU-T G.992.3](#)] or [[ITU-T G.992.5](#)]. In this case, the equivalent parameter assumes a special value of 0 or 1 (see Table 9-3). + +### **9.4.2 Derived parameters** + +The derived parameters are shown in Table 9-2. + +**Table 9-2 – Derived framing parameters** + +| Parameter | Definition | +|------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $W$ | DTU overhead octets related to CRC insertion:
  • – W=0 for FramingType = 1
  • – W=1 for FramingType = 2 or 3
  • – W=2 for FramingType = 4 when the associated Recommendation is [ITU-T G.992.3] or [ITU-T G.992.5]
  • – W=8 for FramingType = 4 when the associated Recommendation is [ITU-T G.993.2]
| +| $N_{FECp}$ | The Reed-Solomon codeword size: $N_{FEC1} = M_1 \times \left( B_{10} + \left\lceil \frac{G_1}{T_1} \right\rceil \right) + R_1$ $N_{FEC0} = M_0 \times \left\lceil \frac{G_0}{T_0} \right\rceil + R_0$ by convention, $\left\lceil \frac{G_1}{T_1} \right\rceil$ is equal to 1 if $G_1 = T_1 = 0$ . | +| $H$ | The number of payload bytes per Reed-Solomon codeword in a DTU:
$H = N_{FEC1} - R_1$ | + +**Table 9-2 – Derived framing parameters** + +| Parameter | Definition | +|----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $S_p$ | The number of data symbols per Reed-Solomon codeword for latency path $p$ :
$S_p = \frac{8 \times N_{FECp}}{L_p}$ | +| $DTUframingOH$ | The relative overhead due to the DTU framing:
$\frac{V + W + 2}{Q \times H}$ | +| $f_{DMT}$ | The rate of transmission of DMT symbols in kHz.
– $f_{DMT} = 4.3125 \times 16/17$ kHz if the associated Recommendation is [ ITU-T G.992.3 ] or [ ITU-T G.992.5 ].
– $f_{DMT}$ is as specified in clause 10.4.4 of [ ITU-T G.993.2 ] if the associated Recommendation is [ ITU-T G.993.2 ]. | +| $f_s$ | The rate of transmission of data symbols in kHz.
– $f_s = 4$ kHz if the associated Recommendation is [ ITU-T G.992.3 ] or [ ITU-T G.992.5 ].
– $f_s$ is as specified in clause 10.4.4 of [ ITU-T G.993.2 ] if the associated Recommendation is [ ITU-T G.993.2 ]. | +| $TDR_p$ | The total data rate per latency path in kbit/s:
$TDR_p = L_p \times f_s$ | +| $TDR$ | The total data rate in kbit/s:
$TDR = \sum_p TDR_p + 24 \times f_s$ if the RRC is present in this direction.
$TDR = \sum_p TDR_p$ if the RRC is absent in this direction. | +| $NDR_p$ | The net data rate per latency path:
$NDR_1 = L_1 \times f_s \times \frac{H}{N} \times (1 - DTUframingOH)$ If retransmission is enabled, $NDR_0 = 0$ .
If retransmission is disabled, the net data rate per latency is defined in the associated Recommendation. | +| $OR_p$ | The overhead rate per latency path:
$OR_0 = 8 \times f_s \times \frac{G_0 \times M_0}{S_0 \times T_0}$ If retransmission is enabled, $OR_1 = 0$ .
If retransmission is disabled, the overhead rate per latency path is defined in the associated Recommendation. | +| $ADR_p$ | The aggregate data rate per latency path:
$ADR_p = NDR_p + OR_p$ kbit/s. | +| $ADR$ | The aggregate data rate:
$ADR = \sum_p ADR_p + 12 \times f_s$ kbit/s if the RRC is present in this direction.
$ADR = \sum_p ADR_p$ kbit/s if the RRC is absent in this direction. | + +**Table 9-2 – Derived framing parameters** + +| Parameter | Definition | +|--------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| RTxOH |

The retransmission overhead needed to protect against the worst-case impulse noise environment as configured in the MIB and stationary noise.

$RTxOH = REIN\_OH + SHINE\_OH + STAT\_OH$

with

If INP\_min\_rein > 0: REIN\_OH = \left( \frac{INP\_min\_rein}{Q \times S_1} + 1 \right) \times Q \times S_1 \times \left( \frac{f_{DMT}}{f_{REIN}} \right)^{-1} with f_{REIN}, the repetition frequency of REIN in kHz. If INP\_min\_rein = 0 then REIN\_OH = 0

SHINE\_OH = SHINERatio

STAT\_OH = 10^{-4}

| +| ETRu |

The unlimited version of expected throughput in kbit/s:

$(1 - RTxOH) \times NDR$ | +| ETR |

The expected throughput in kbit/s:

$ETR = \min(ETRu, ETR\_max)$ | + +### **9.4.3 Valid configurations** + +The valid values of the framing parameters and any additional constraints are shown in Table 9-3. + +**Table 9-3 – Valid configurations of framing parameters** + +| Parameter | Definition | +|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Bpn |

The valid values of B_{10} are any integer from 0 to 254.

The valid value of B_{00}, B_{01}, B_{11} is 0.

| +| FramingType |

The valid values are 1, 2, 3 or 4, corresponding to Framing types 1 to 4 (see clause 8.1.1-clause 8.1.4).

| +| Q |

The valid values of Q are any integer from 1 to 64 if the associated Recommendation is [ITU-T G.993.2].

The valid values of Q are any integer from 1 to 16 if the associated Recommendation is [ITU-T G.992.3] or [ITU-T G.992.5].

Furthermore, valid configurations of Q shall be such that 0.5 \leq Q \times S_1 \leq 4 in L_0 state.

| +| D1 |

The only valid value of D_1 is 1 if the associated Recommendation is [ITU-T G.992.3] or [ITU-T G.992.5].

The valid values of D_1 are any integer from 1 to 64 if the associated Recommendation is [ITU-T G.993.2], but restricted to the set of values advised by the remote transmitter (see clauses C.2.1.1 and C.2.2.1). Furthermore, valid values of D_1 shall be such that D_1 = Q or D_1 = 1.

| +| V |

The valid values of V are any integer from 0 to 15.

| +| Rp |

The valid values of R_1 are 0, 2, 4, 6, 8, 10, 12, 14 or 16.

The valid values of R_0 are defined in Annexes A, B and C.

| +| Mp |

The valid value of M_1 is 1 for FramingType = 1, 2, \text{ or } 3.

The valid value of M_1 is specified in clause 8.1.4 for FramingType = 4.

| +| Lp |

The valid values of L_1 are the same as the valid values of the latency path #0 specified in the associated Recommendation.

The valid values of L_0 are defined in Annexes A, B and C.

| + +**Table 9-3 – Valid configurations of framing parameters** + +| Parameter | Definition | +|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $G_p$ | The valid values of $G_0$ are defined in Annex C if the associated Recommendation is ITU-T G.993.2.
The valid value of $G_0$ is 1 if the associated Recommendation is [ ITU-T G.992.3 ] or [ ITU-T G.992.5 ].
The valid value of $G_1$ is 0 for FramingType = 1, 2, 3.
The valid values of $G_1$ are defined in clause 8.1.4 for FramingType =4. | +| $T_p$ | The valid values of $T_0$ are defined in Annexes A, B and C.
The valid value of $T_1$ is 0 for FramingType = 1, 2, or 3.
The valid values of $T_1$ are defined in clause 8.1.4 for FramingType = 4. | +| $N_{FECp}$ | The valid values of $N_{FEC1}$ are any integer from 1 to 255 if the associated Recommendation is [ ITU-T G.992.3 ] or [ ITU-T G.992.5 ].
The valid values of $N_{FEC1}$ are any integer from 32 to 255 if the associated Recommendation is [ ITU-T G.993.2 ]
The valid values of $N_{FEC0}$ are defined in Annexes A, B and C. | +| $S_1$ | The valid values are the same as the valid values of the latency path #0 specified in the associated Recommendation. | + +### **9.4.4 Mandatory configurations** + +The mandatory values of the framing parameters are shown in Table 9-4. Mandatory applies to support at the transmitter. + +**Table 9-4 – Mandatory configurations of the framing parameters** + +| Parameter | Capability | +|--------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $B_{pn}$ | All valid values shall be supported. | +| FramingType | For a transmitter, FramingType =1 shall be supported, as well as at least one of the other FramingType values (2, 3 or 4).
For a receiver, either FramingType 1 or all of FramingType 2, 3, and 4 shall be supported. | +| $Q$ | All valid values shall be supported | +| $D_1$ | The only mandatory value of $D_1$ is 1. | +| $V$ | All valid values shall be supported | +| $R_p$ | All valid values shall be supported | +| $M_p$ | All valid values shall be supported | +| $L_p$ | All valid values of $L_0$ shall be supported
The mandatory values of $L_1$ shall be the same as the mandatory values of the latency path #0 specified in the associated Recommendation. | +| $G_p$ | All valid values shall be supported | +| $T_p$ | All valid values shall be supported | +| $N_{FECp}$ | All valid values shall be supported | +| $S_1$ | The mandatory values shall be the same as the mandatory values specified of the latency path #0 specified in the associated Recommendation. | + +## 9.5 Impulse noise protection + +During initialization, the receiver shall select values for the framing parameters that guarantee protection against the worst-case impulse noise environment defined by the associated MIB parameters. + +These MIB parameters are: + +- *INP\_min*: Minimum impulse noise protection against SHINE impulses, expressed in DMT symbols at the $\delta$ -reference point; +- *INP\_min\_rein*: Minimum impulse noise protection against REIN impulses, expressed in DMT symbols at the $\delta$ -reference point; +- *fREIN*: the repetition frequency of REIN expressed in kHz. Only two values (0.1 and 0.12 kHz) are possible and configured through *iat\_rein\_flag*. + +A worst-case impulse noise environment assumes that: + +- every impulse causes retransmission of all DTUs that overlap with the impulse; +- every impulse is maximum length (either *INP\_min* or *INP\_min\_rein* DMT symbols depending on the type of impulse); +- SHINE impulses are assumed to be isolated. + +To derive the framer settings, the receiver shall assume the transmitter reference model described in clause 8.6.4 and the worst case impulse noise environment. + +The following clauses list the constraints on the framing parameters that have to be met to meet the required condition. The constraints will be different depending on whether the impulse noise environment consists of a single type of impulse (either REIN or SHINE) or an impulse noise environment consisting of both REIN and SHINE. + +### 9.5.1 SHINE-only or REIN-only impulse noise environment + +When the noise environment consists of only a single type of impulse, the framing parameters shall meet the constraints given below. In these formulas, *INP\_min* should be interpreted as either *INP\_min* (describing the SHINE INP) or *INP\_min\_rein* (describing the REIN INP), depending on the type of noise environment. + +1. Retransmission transmit queue roundtrip constraint: + +$$Q_{tx} \geq \left\lceil \frac{HRT_{Tx}^S + HRT_{Rx}^S + 1}{S_1 \times Q} \right\rceil + HRT_{Tx}^{DTU} + HRT_{Rx}^{DTU} + 1$$ + +2. Retransmission rescheduling FIFO at receiver. There shall be an integer $N_{ret} \geq 1$ such that the two following constraints are met: + +- a. +$$N_{ret} \times Q_{tx} \times S_1 \times Q \leq \lfloor delayMax \times f_{DMT} \rfloor - \lfloor delayMax \times f_{sync} \rfloor$$ + +- b. +$$N_{ret} \times Q_{tx} \geq \left\lceil \frac{INP\_min}{S_1 \times Q} \right\rceil + 1$$ + +3. If *INP\_min\_REIN* is greater than 0, an additional REIN constraint is included: + +$$N_{ret} \times Q_{tx} \leq \left\lceil \left( \left\lceil \frac{f_{DMT}}{f_{REIN}} \right\rceil - INP\_min\_rein \right) - \left[ \left( \frac{1}{f_{REIN}} - \frac{INP\_min\_rein}{f_{DMT}} \right) \times f_{sync} \right] \right\rceil \times \frac{1}{S_1 \times Q} \right\rceil - 1$$ + +In the above equations, *fsync* is the repetition rate of the sync symbol in kHz. + +NOTE – The retransmission provides a correction to SHINE pulses of length *INP\_min* with an inter-arrival greater than $delay\_max + (S_1 \times Q \times Q_{tx})/f_s$ . + +### 9.5.2 Mixed SHINE and REIN impulse noise environment + +When the noise environment consists of a mix of REIN and SHINE impulse noise, the framing parameters shall meet the constraints given below. + +1. Retransmission transmit queue roundtrip constraint: + +$$Q_{tx} \geq \left\lceil \frac{HRT_{tx}^S + HRT_{Rx}^S + 1}{S_1 \times Q} \right\rceil + HRT_{Tx}^{DTU} + HRT_{Rx}^{DTU} + 1$$ + +2. Retransmission rescheduling FIFO at receiver. There shall be an integer $N_{ret} \geq 2$ and an integer $k \geq 1$ such that the following two constraints are met: + +- a. $N_{ret} \times Q_{tx} \times S_1 \times Q \leq \lfloor delayMax \times f_{DMT} \rfloor - \lfloor delayMax \times f_{sync} \rfloor$ + +- b. $\left( N_{ret} \times Q_{tx} + \left\lceil \frac{INP\_min\_rein}{S_1 \times Q} \right\rceil + 1 \right) \times S_1 \times Q \leq \left\lceil \frac{k \times f_{DMT}}{f_{REIN}} \right\rceil - \left\lceil \frac{k \times f_{sync}}{f_{REIN}} \right\rceil$ and + +- c. $N_{ret} \times Q_{tx} \geq \left\lceil \left( \left[ \frac{(k-1) \times f_{DMT}}{f_{REIN}} + INP\_min\_rein \right] - \left[ \left( \frac{(k-1)}{f_{REIN}} + \frac{INP\_min\_rein}{f_{DMT}} \right) \times f_{sync} \right] \right) \times \frac{1}{S_1 \times Q} \right\rceil + 1$ + +3. Reference transmit state machine REIN constraint: + +$$\left( Q_{tx} + \left\lceil \frac{INP\_min\_rein}{S_1 \times Q} \right\rceil + 1 \right) \times S_1 \times Q \leq \left\lceil \frac{f_{DMT}}{f_{REIN}} \right\rceil - \left\lceil \frac{f_{sync}}{f_{REIN}} \right\rceil$$ + +Reference transmit state machine SHINE constraint: + +$$\left\lceil \frac{INP\_min}{S_1 \times Q} \right\rceil + 1 \leq (N_{ret} - 1) \times Q_{tx}$$ + +In the above equations, $f_{sync}$ is the repetition rate of the sync symbol in kHz. + +NOTE – The retransmission provides a correction to SHINE pulses of length $INP\_min$ with an inter-arrival greater than $delay\_max + (S_1 \times Q \times Q_{tx})/f_s$ . + +# 10 PMD function + +The PMD function shall be compliant with the associated Recommendation, except for the provisions given below. + +## 10.1 Definition of MTBE + +Mean time between error events (MTBE) is the average number of seconds between two error events. An error event is defined as a block of one or more consecutive uncorrected DTUs. + +In stationary noise, one can assume that each error event consist of a single corrupted DTU. In that case, MTBE can be calculated as: + +$$MTBE = \left( \frac{Measurement\_Time}{Number\_of\_uncorrected\_DTUs} \right)$$ + +where: + +*MTBE*: is expressed in seconds + +*Measurement\_Time*: is expressed in seconds + +*Number\_of\_uncorrected DTUs*: is the number of DTUs that are detected in error at the receiver and have not been corrected by a retransmission. (See DTU counter *rtx-uc* in clause 12) + +$f_s$ : is the data symbol rate in ksymbols/s. + +This calculation is only valid under the assumption of stationary noise. + +## 10.2 General definition of signal-to-noise ratio margin + +If retransmission is used in a given direction, the reference MTBE is defined at the 1 dB signal-to-noise ratio margin working point. + +Therefore, the signal-to-noise ratio margin is equal to 1 dB plus the maximum increase (scalar gain, in dB) of the reference noise power spectral density (PSD) at all relevant frequencies, for which the MTBE of the active TPS-TC stream is not lower than the minimum MTBE (MTBE\_min, see clause 10.3) specified for this TPS-TC stream, without any change of PMD parameters (e.g., bits and gains) and PMS-TC parameters (e.g., $L_p$ , FEC parameters) and with error-free throughput rate (EFTR) (see clause 11.2.2) $\geq$ ETR. The MTBE is referenced to the output of the PMS-TC function after retransmission (i.e., the $\alpha 1/\beta 1$ -reference point). + +During testing of the signal-to-noise ratio margin, only stationary noise shall be applied (i.e., no impulse noise shall be present). + +The definition of the reference noise PSD depends on the control parameter SNRM\_MODE as defined in [\[ITU-T G.992.3\]](#), [\[ITU-T G.992.5\]](#) or [\[ITU-T G.993.2\]](#), respectively. + +## 10.3 Definition of MTBE\_min + +The minimum MTBE (MTBE\_min) is defined as 14 400 seconds (corresponding to an average of one error event in four hours). + +NOTE – This value is taken from Broadband Forum [b-TR-126], corresponding to HDTV quality. + +## 10.4 Accelerated testing of MTBE + +In order to facilitate testing, a special test mode is defined, in which retransmissions shall not be requested by the receiver nor sent autonomously by the transmitter. This test shall be performed in the presence of stationary noise only. The remote side shall enter the test mode upon eoc request (see clauses A.3.1.3.1 and C.3.1.3.1). + +The test mode shall be selected with setting RTX\_ENABLE = RTX\_TESTMODE. The remote end shall be forced into this state by sending a diagnostic command through the eoc. + +$P_{DTU}$ is defined as the probability that a DTU-container is corrupted, i.e., a DTU is not received correctly in a single transmission. In this test mode it can be calculated from the DTU counters as: + +$$P_{DTU} = \left( \frac{\text{Number\_of\_uncorrected\_DTUs}}{\text{Measurement\_Time} / T_{DTU}} \right)$$ + +where: + +*Measurement\_Time*: is expressed in seconds + +$T_{DTU}$ : is the time duration of a DTU expressed in seconds + +*Number\_of\_uncorrected DTUs*: is the number of DTUs that are detected in error at the receiver and as a consequence of absence of retransmission are detected as uncorrected. Therefore, the *Number\_of\_uncorrected DTUs* equals the *Number\_of\_errored DTUs*. + +In this accelerated test, the requirement for $P_{DTU}$ is: + +$$P_{DTU} \leq \frac{8.3333 \times 10^{-3}}{\sqrt{f_s}} \times (T_{DTU\_in\_DMT})^{1/2}$$ + +where $f_s$ is the symbol rate in Hz. + +NOTE – Appendix II provides the calculations motivating this requirement. + +# 11 Operation, administration and maintenance (OAM) management function + +## 11.1 Configuration parameters + +### 11.1.1 Minimum expected throughput (MINETR\_RTX) + +The MINETR\_RTX is a configuration parameter used to derive the control parameter $ETR\_min$ which specifies the minimum allowed value for the expected throughput rate $ETR$ (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of MINETR\_RTX shall be configured in the CO-MIB. + +The values range from 0 to the highest valid value of the minimum net data rate specified in the associated Recommendation, in steps of 1000 bit/s. + +The control parameter $ETR\_min$ is derived by rounding up MINETR\_RTX to the next multiple of 8 kbit/s. + +### 11.1.2 Maximum expected throughput (MAXETR\_RTX) + +The MAXETR\_RTX is a configuration parameter used to derive the control parameter $ETR\_max$ which specifies the maximum allowed value for the expected throughput rate $ETR$ (see clause 7). + +It is used in the definition of $ETR$ as a limiting value. + +The downstream and upstream values of MAXETR\_RTX shall be configured in the CO-MIB. + +The values range from 0 to the highest valid value of the maximum net data rate specified in the associated Recommendation, in steps of 1000 bit/s. + +The control parameter $ETR\_max$ is derived by rounding down MAXETR\_RTX to the next multiple of 8 kbit/s if $ETR\_min \leq ETR\_max$ after rounding for the corresponding direction. Otherwise, $ETR\_max$ is set to $ETR\_max = ETR\_min$ . + +### 11.1.3 Maximum net data rate (MAXNDR\_RTX) + +The MAXNDR\_RTX is a configuration parameter used to derive the control parameter $net\_max$ which specifies the maximum allowed value for the net data rate $NDR$ (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of MAXNDR\_RTX shall be configured in the CO-MIB. + +The values range from 0 to the highest valid value of the maximum net data rate specified in the associated Recommendation, in steps of 1000 bit/s. + +The value of MAXNDR\_RTX is rounded down to the next multiple of 8 kbit/s to obtain $net\_max$ . + +### 11.1.4 Maximum delay (DELAYMAX\_RTX) + +The DELAYMAX\_RTX is a configuration parameter used to derive the control parameter $delay\_max$ which specifies the maximum allowed delay for retransmission (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of DELAYMAX\_RTX shall be configured in the CO-MIB. + +The values range from 1 to 63 ms in steps of 1 ms. + +The control parameter $delay\_max$ shall be set to the same value as the configuration parameter DELAYMAX\_RTX. + +### **11.1.5 Minimum delay (DELAYMIN\_RTX)** + +The DELAYMIN\_RTX is a configuration parameter used to derive the control parameter *delay\_min* which specifies the minimum allowed delay for retransmission (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of DELAYMIN\_RTX shall be configured in the CO-MIB. + +The values range from 0 to 63 ms in steps of 1 ms. + +The control parameter *delay\_min* shall be set to the same value as the configuration parameter DELAYMIN\_RTX. + +### **11.1.6 Minimum impulse noise protection against SHINE for systems using 4.3125 kHz subcarrier spacing (INPMIN\_SHINE\_RTX)** + +The INPMIN\_SHINE\_RTX is a configuration parameter that, for the case of subcarrier spacing of 4.3125 kHz, is used to derive the control parameter *INP\_min* which specifies the minimum impulse noise protection against SHINE (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of INPMIN\_SHINE\_RTX shall be configured in the CO-MIB. + +The values range from 0 to 63 DMT symbols of 4.3125 kHz in steps of 1 DMT. + +The control parameter *INP\_min* shall be set to the same value as the configuration parameter INPMIN\_SHINE\_RTX. + +### **11.1.7 Minimum impulse noise protection against SHINE for systems using 8.625 kHz subcarrier spacing (INPMIN8\_SHINE\_RTX)** + +The INPMIN8\_SHINE\_RTX is a configuration parameter that, for the case of subcarrier spacing of 8.625 kHz, is used to derive the control parameter *INP\_min* which specifies the minimum impulse noise protection against SHINE (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of INPMIN8\_SHINE\_RTX shall be configured in the CO-MIB. + +The values range from 0 to 127 DMT symbols of 8.625 kHz in steps of 1 DMT. + +The control parameter *INP\_min* shall be set to the same value as the configuration parameter INPMIN8\_SHINE\_RTX. + +### **11.1.8 SHINERATIO\_RTX** + +The SHINERATIO\_RTX is a configuration parameter used to derive the control parameter *SHINERatio*, which is used in the definition of the expected throughput rate (*ETR*) (see clause 7). + +The downstream and upstream values shall be configured in the CO-MIB. + +The values range from 0 to 0.1 in increments of 0.001. + +NOTE – Typically, the detailed characteristics of the SHINE impulse noise environment are not known in advance by the operator. Therefore, it is expected that this parameter will be set by the operator using empirical methods. + +The control parameter *SHINERatio* shall be set to the same value as the configuration parameter SHINERATIO\_RTX. + +### **11.1.9 Minimum impulse noise protection against REIN for systems using 4.3125 kHz subcarrier spacing (INPMIN\_REIN\_RTX)** + +The INPMIN\_REIN\_RTX is a configuration parameter that, for the case of subcarrier spacing of 4.3125 kHz, is used to derive the control parameter *INP\_min* which specifies the minimum impulse noise protection against REIN (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of INPMIN\_REIN\_RTX shall be configured in the CO-MIB. + +The values range from 0 to 7 DMT symbols of 4.3125 kHz in steps of 1 DMT. + +The control parameter *INP\_min* shall be set to the same value as the configuration parameter INPMIN\_REIN\_RTX. + +### **11.1.10 Minimum impulse noise protection against REIN for systems using 8.625 kHz subcarrier spacing (INPMIN8\_REIN\_RTX)** + +The INPMIN8\_REIN\_RTX is a configuration parameter that, for the case of subcarrier spacing of 8.625 kHz, is used to derive the control parameter *INP\_min* which specifies the minimum impulse noise protection against REIN (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of INPMIN8\_REIN\_RTX shall be configured in the CO-MIB. + +The values range from 0 to 13 DMT symbols of 8.625 kHz in steps of 1 DMT. + +The control parameter *INP\_min* shall be set to the same value as the configuration parameter INPMIN8\_REIN\_RTX. + +### **11.1.11 REIN Inter-arrival time for retransmission (IAT\_REIN\_RTX)** + +The IAT\_REIN\_RTX is a configuration parameter that is used to derive the control parameter *iat\_rein\_flag* which specifies the REIN inter-arrival time (see clause 7). + +It is used in the channel initialization policy and on-line reconfiguration procedures. + +The downstream and upstream values of IAT\_REIN\_RTX shall be configured in the CO MIB. + +The values are 0 and 1. + +The control parameter *iat\_rein\_flag* shall be set to the same value as the configuration parameter IAT\_REIN\_RTX. + +### **11.1.12 Threshold for declaring "leftr" defect (LEFTR\_THRESH)** + +The LEFTR\_THRESH is a configuration parameter that is used to derive the control parameter *leftr\_thresh*, which specifies the fraction of *NDR* that shall be used as the threshold for declaring *leftr* defects (see clause 7). + +The downstream and upstream values of LEFTR\_THRESH shall be configured in the CO-MIB. + +The valid range for LEFTR\_THRESH is from 0.01 to 0.99 with a granularity of 0.01 and a special value indicating that ETR shall be used as the threshold for declaring *leftr* defects. + +The control parameter *leftr\_thresh* shall be set to the same value as the configuration parameter LEFTR\_THRESH. The special value of LEFTR\_THRESH shall be mapped to *leftr\_thresh* = 0. + +The minimum valid threshold for declaring *leftr* defect is *ETR/2*. The receiver shall use *ETR/2* in the case the threshold is configured to a value less than *ETR/2* by the operator. + +### 11.1.13 Retransmission mode (RTX\_MODE) + +The RTX\_MODE is a configuration parameter used to control activation of retransmission during initialization. + +This parameter has 4 valid values: + +- 0: RTX\_FORBIDDEN: ITU-T G.998.4 retransmission not allowed. +- 1: RTX\_PREFERRED: ITU-T G.998.4 retransmission is preferred by the operator. +(i.e., if ITU-T G.998.4 RTX capability is supported by both XTU's, the XTU's shall select ITU-T G.998.4 operation for this direction). +- 2: RTX\_FORCED: Force the use of the ITU-T G.998.4 retransmission. +(i.e., if ITU-T G.998.4 RTX capability in this direction is not supported by both XTU's or not selected by the XTU's, an initialization failure shall result). +NOTE – Due to the optionality of ITU-T G.998.4 retransmission in upstream direction, the use of RTX\_FORCED in upstream may lead to initialization failure, even if the XTU is supporting ITU-T G.998.4 (in downstream). +- 3: RTX\_TESTMODE: Force the use of the ITU-T G.998.4 retransmission in the test mode described in clause 10.4. +(i.e., if ITU-T G.998.4 RTX capability is not supported by both XTU's or not selected by the XTU's, an initialization failure shall result). + +## 11.2 Test parameters + +A number of general ITU-T G.998.4 specific test parameters are specified in the following clauses. + +The test parameters are calculated/measured by the transmit or receive function and shall be reported on request to the near-end management entity. The near-end management entity shall send the test parameter value to the far-end management entity on request during Showtime, using the test parameter read eoc commands defined in the annexes. + +The following test parameters shall be passed on request from the receive PMS-TC function to the near-end ME: + +- Expected throughput (*ETR*). +- Actual delay of retransmission (*delay\_act\_RTX*). + +The following test parameters shall be passed on request from the transmit PMS-TC function to the near end ME: + +- Actual impulse noise protection against SHINE (*INP\_act\_SHINE*). +- Actual impulse noise protection against REIN (*INP\_act\_REIN*). + +### 11.2.1 Expected throughput (*ETR*) + +The test parameter expected throughput (*ETR*) is defined in Table 9-2 as: + +$$ETR = \min( ETRu, ETR\_max ) \text{ kbit/s}$$ + +where: + +*ETRu*: is the unlimited version of *ETR* given by + +$$ETRu = (1 - RTxOH) \times NDR$$ + +It shall be calculated by the receiver during initialization and updated upon OLR. + +The RTxOH (see Table 9-2) is the expected rate loss, expressed as a fraction of net data rate (NDR), due to the combined effect of: + +- impulse noise protection against worst-case REIN impulses as described by the configuration parameters INPMIN\_REIN\_RTX and IAT\_REIN\_RTX in the CO-MIB; +- impulse noise protection against worst-case SHINE as described by the configuration parameters INPMIN\_SHINE\_RTX and SHINERATIO\_RTX in the CO-MIB; +- overhead due to correction of stationary noise errors. + +The valid values are all integers from 0 to the maximum of the valid values of the maximum net data rate specified in the associated Recommendation values. + +The test-parameter *ETR* shall be represented as a 32-bit unsigned integer expressing the value of *ETR* in kbit/s. This data format supports a granularity of 1 kbit/s. + +The test parameter *ETR* shall be mapped on the reporting parameter "Actual Data Rate". The downstream and upstream values shall be reported in the CO-MIB. + +### 11.2.2 Error-free throughput (*EFTR*) + +The error-free throughput (*EFTR*) is defined as the average bit-rate, calculated during a 1-second time window, at the $\beta 1$ -reference point, of bits originating from DTUs that have been detected to contain no error at the moment of crossing the $\beta 1$ -reference point. The 1-second time windows are consecutive and non-overlapping. As a result of this definition, $EFTR \leq NDR$ . + +The *EFTR* shall be calculated in Showtime by the receiver. + +The *EFTR* shall be calculated for every complete second the xTU is in the Showtime state. Only for these seconds, the *EFTR* is defined. + +The *EFTR* is not a test parameter directly reported to the ME, but is indirectly used in the definition of related parameter *EFTRmin* and *leftr* defects. + +### 11.2.3 Actual INP against SHINE (*INP\_act\_SHINE*) + +The test parameter *INP\_act\_SHINE* is defined as the actual INP against SHINE of the latency path with retransmission under following specific conditions: + +Assuming impulse noise protection against REIN equal to *INPmin\_rein* + +Assuming $EFTR \geq ETR$ + +NOTE 1 – If the reference transmit state machine is used by the transmitter (clause 8.6.4), the actual INP against SHINE of the latency path with retransmission is the greatest value of *INP\_min* that is compatible with the constraints defined in clause 9.5.1 or clause 9.5.2 and the above specific conditions. + +It shall be calculated by the transmitter during initialization and updated upon OLR. + +The test parameter *INP\_act\_SHINE* shall be represented as a 16-bit unsigned integer expressing the value in fractions of DMT symbols with a granularity of 0.1 symbols. + +The valid range is from 0 to 204.6. The special value 204.7 indicates a value of 204.7 or higher. + +NOTE 2 – The linear format is chosen for simplicity reason and does not imply any future accuracy requirements. + +The test parameter *INP\_act\_SHINE* shall be mapped on the reporting parameter ACTINP. The downstream and upstream values shall be reported in the CO-MIB. + +### 11.2.4 Actual INP against REIN (*INP\_act\_REIN*) + +The test parameter *INP\_act\_REIN* is defined as the minimum of + +- 1) the actual INP against REIN of the latency path with retransmission under the following specific conditions: + - Assuming impulse noise protection against SHINE equal to *INP\_min\_SHINE*. + +- Assuming $EFTR \geq ETR$ ; and + +NOTE 1 – If the reference transmit state machine is used by the transmitter (clause 8.6.4), the actual INP against REIN of the latency path with retransmission is the greatest value of *INP\_min\_rein* that is compatible with the constraints defined in clause 9.5.1 or clause 9.5.2 and the above specific conditions. + +- 2) the actual INP in the latency path carrying the overhead channel. + +It shall be calculated by the transmitter during initialization and updated upon OLR. + +The test parameter *INP\_act\_REIN* shall be represented as an 8-bit unsigned integer expressing the value. It is coded in fractions of DMT symbols with a granularity of 0.1 symbols. + +The range is from 0 to 25.4. The special value 25.5 indicates a value of 25.5 or higher. + +NOTE 2 – The linear format is chosen for reasons of simplicity and does not imply any future accuracy requirements. + +The test parameter *INP\_act\_REIN* shall be mapped on the reporting parameter ACTINP\_REIN. The downstream and upstream values shall be reported in the CO-MIB. + +### 11.2.5 Actual delay RTX (*delay\_act\_RTX*) + +If retransmission is used in a given transmit direction, the test parameter *delay\_act\_RTX* is defined as the actual value of the time-independent component of the delay between the $\alpha 1$ and $\beta 1$ -reference points due to the retransmission functionality. This can be calculated as the minimum possible instantaneous delay between the $\alpha 1$ and $\beta 1$ -reference points, based on the actual settings of the framing parameters. + +It shall be calculated by the receiver during initialization and updated upon OLR. + +The test parameter *delay\_act\_RTX* is coded in ms (rounded to the nearest ms) and shall be represented as an 8-bit unsigned integer. Valid values are between 0 and 63 ms. + +The test parameter *delay\_act\_RTX* shall be mapped on the reporting parameter "Actual Delay". The downstream and upstream values shall be reported in the CO-MIB. + +## 11.3 OAM line-related primitives + +### 11.3.1 Near-end anomalies + +The following near-end anomalies are redefined with respect to the definition in the associated Recommendations. They are only defined for the latency path #1 carrying the DTUs: + +- Forward error correction *fec-p* (with $p=1$ ): A *fec-p* anomaly occurs on any received Reed-Solomon codewords corrected by the FEC even if this Reed-Solomon codeword is part of the DTU that is discarded or corrected by a retransmission. This anomaly is not asserted if errors are detected and are not correctable. +- Cyclic redundancy check *crc-p* (with $p=1$ ): As there is no CRC on the latency path carrying the DTUs, the *crc-p* anomaly is redefined by the detection of at least one uncorrected DTU per 17 ms time interval. + +NOTE 1 – *crc-p* should not be confused with CRC-8 in DTU Framing types 2, 3 and 4. + +NOTE 2 – The CV and ES are derived as per the associated Recommendation from the redefined *crc-p* anomaly and other anomalies or defects. The SES is derived as per the associated Recommendation from the redefined *crc-p* anomaly and other anomalies or defects, with the addition of ITU-T G.998.4 *sefir* defect. + +No defect, anomaly and failure are defined for the latency path carrying the overhead channel. + +### 11.3.2 Far-end anomalies + +No far-end anomalies are defined in this Recommendation. + +### 11.3.3 Near-end defects + +The low error-free throughput rate ("*leftr*") defect is defined as follows: + +For seconds in which the *EFTR* is defined: + +- When *leftr\_thresh* is set to the value different from 0: +A *leftr* defect occurs when $EFTR < \max(leftr\_thresh * NDR, ETR / 2)$ +A *leftr* defect terminates when $EFTR \geq \max(leftr\_thresh * NDR, ETR / 2)$ +- When *leftr\_thresh* is set to the special value of 0: +A *leftr* defect occurs when $EFTR < 0.998 \times ETR$ +A *leftr* defect terminates when $EFTR \geq 0.998 \times ETR$ + +For seconds in which the *EFTR* is not defined, *leftr* defect shall terminate or remain in the off state. + +The severe loss of error-free throughput rate (*seftr*) defect is defined as follows: + +For seconds in which the *EFTR* is defined, *seftr* defect occurs when $EFTR < ETR/2$ and terminates when $EFTR \geq ETR/2$ . + +For seconds in which the *EFTR* is not defined, *seftr* defect shall terminate or remain in the off state. + +### 11.3.4 Far-end defects + +No far-end defects are defined in this Recommendation. + +## 11.4 Performance monitoring parameters + +A number of general ITU-T G.998.4 specific performance monitoring parameters are specified in the following clauses. + +The performance monitoring parameters are measured by the receive function and shall be reported on request to the near-end management entity. The near-end management entity shall send the parameter value to the far-end management entity on request during Showtime, using the management counter read eoc command defined in the annexes. + +The following performance monitoring parameters shall be passed on request from the receive PMS-TC function to the near-end ME: + +- Two counters + - *leftr* defect seconds counter + - Error-free bits counter +- One parameter + - Minimum error-free throughput (*EFTR\_min*) parameter. + +### 11.4.1 "*leftr*" defect seconds counter + +This is a near-end counter of seconds with a near-end "*leftr*" defect present. + +It is a 32-bit wrap-around counter. The counter shall be reset at power-on. The counters shall not be reset with a link state transition and shall not be reset when read. + +The upstream value shall be reported in the CO-MIB as a near-end value. + +The downstream value shall be reported in the CO-MIB as a far-end value. + +### 11.4.2 Error-free bits counter + +This is a near-end counter counting the number of error-free bits passed over the $\beta 1$ -reference point, divided by $2^{16}$ . Error-free bits are bits originating from DTU's that have been detected to contain no error at the moment of crossing the $\beta 1$ -reference point. + +It is a 32-bit wrap-around counter. The counter shall be reset at power-on. The counters shall not be reset with a link state transition and shall not be reset when read. + +The upstream value shall be reported in the CO-MIB as a near-end value. + +The downstream value shall be reported in the CO-MIB as a far-end value. + +For operation with [ITU-T G.993.2] (Annex C), if the VDSL2 transceiver unit – optical side (VTU-O) indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the downstream direction, the VTU-O shall report the accumulated value of the *NDRds* in bit/s, accumulated over the elapsed seconds of the 15 min or 24 hour accumulation periods and divided by $2^{16}$ , as the downstream error-free bits counter value. When the VTU-O is not in the showtime state, the *NDRds* shall be assumed to be 0. + +For operation with [ITU-T G.993.2] (Annex C), if the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the upstream direction, the VTU-O shall report the accumulated value of the *NDRus* in bit/s, accumulated over the elapsed seconds of the 15 min or 24 hour accumulation periods and divided by $2^{16}$ , as the upstream error-free bits counter value. When the VTU-O is not in the showtime state, the *NDRus* shall be assumed to be 0. + +NOTE – Mathematically, with $[0, T]$ representing the time interval of the elapsed seconds of the 15 min or 24 hour accumulation periods, the reference value of the accumulated *NDR* after $T$ elapsed seconds is: + +$$\text{Accumulated NDR } (T) = \sum_{n=1}^{\lfloor \frac{T}{T_s} \rfloor} (T_s \times \text{NDR}(n \times T_s)), \text{ with } T_s = \frac{1}{f_s}$$ + +### 11.4.3 Minimum error-free throughput (*EFTR\_min*) parameter + +The performance monitoring parameter minimum error-free throughput (*EFTR\_min*) is defined as the minimum of the *EFTR* observed in the seconds since the last reading of the *EFTR\_min*, excluding the following seconds. + +- seconds in which the values of *EFTR* are less than *ETR*/2; +- seconds in which *EFTR* is not defined; +- the single second preceding a second with *seftr* defect; +- the single second following a second with *seftr* defect. + +The *EFTR\_min* shall be measured in Showtime by the receiver. Reading by the xTU-C management entity (i.e., VME for [ITU-T G.993.2]) of the far-end *EFTR\_min* shall be via an eoc command over the U-interface. Reading by the xTU-C management entity of the near-end *EFTR\_min* shall be from the near-end receive PMS-TC over the MPS-TC (i.e., over the $\gamma 0$ -interface for [ITU-T G.993.2]). + +The valid values are all integers from *ETR*/2 to the maximum of the valid values of the maximum NDR specified in the associated Recommendations. + +The performance monitoring parameter *EFTR\_min* shall be represented as a 32-bit unsigned integer expressing the value of *EFTR\_min* in kbit/s. This data format supports a granularity of 1 kbit/s. For the observation periods in which *EFTR* is either not defined or always less than *ETR*/2, or both, over the complete observation period, the value of *EFTR\_min* shall be set to a special 32-bit value of 0xFFFFFFFF16. + +The previous value of *EFTR\_min* shall be reported if no *EFTR* measurement has been done since the last reading of *EFTR\_min*. + +NOTE 1 – The above requirement covers the case where two retrievals of *EFTR\_min* over the eoc take place in less than 1 second, and in which no new *EFTR* measurement is available, since the *EFTR* is only updated on 1 second interval. + +Although this parameter *EFTR\_min* is reported via the management counter read eoc command, this performance monitoring parameter is not a counter. Therefore, the requirements of [ITU-T G.992.3], [ITU-T G.993.2] and [ITU-T G.997.1] applicable to counters in general do not apply to this parameter. + +The parameter reported to the CO-MIB over the Q-interface, MINEFTR, is defined as the minimum of the retrieved *EFTR\_min* values observed over the 15 min or 24 hour accumulation periods. + +The XTU-C management entity shall retrieve the far-end *EFTR\_min*, to calculate the far-end MINEFTR as defined on the Q-interface. The xTU-C management entity shall retrieve the near-end *EFTR\_min* to calculate the near-end MINEFTR, as defined on the Q-interface. + +NOTE 2 – The frequency of retrieval for both near-end and far-end is left to the implementation as necessary for accurate monitoring. + +The upstream MINEFTR value shall be reported to the CO-MIB as a near-end value. + +The downstream MINEFTR value shall be reported to the CO-MIB as a far-end value. + +For operation with [ITU-T G.993.2] (Annex C), if the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the downstream direction, the VTU-O shall report the minimum value of the *NDRds* in kbit/s, observed over the elapsed seconds of the 15 min or 24 hour accumulation periods, taking into account only the complete seconds the VTU-O is in the showtime state, as the downstream MINEFTR value. + +For operation with [ITU-T G.993.2] (Annex C), if the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the upstream direction, the VTU-O shall report the minimum value of the *NDRus* in kbit/s, observed over the elapsed seconds of the 15 min or 24 hour accumulation periods, taking into account only the complete seconds the VTU-O is in the showtime state, as the upstream MINEFTR value. + +### 11.4.4 Maximum error-free throughput (*EFTR\_max*) parameter + +The *EFTR\_max* parameter is defined as part of the "*Extended rate statistics*" option (see clause 11.4.5). + +The performance monitoring parameter maximum error-free throughput (*EFTR\_max*) is defined as the maximum of the *EFTR* observed in the seconds since the last reading of the *EFTR\_max*, excluding the seconds in which *EFTR* is not defined. + +The *EFTR\_max* shall be measured in Showtime by the receiver. Reading by the VTU-O management entity (i.e., VME for [ITU-T G.993.2]) of the far-end *EFTR\_max* shall be via an eoc command over the U-interface. Reading by the VTU-O management entity of the near-end *EFTR\_max* shall be from the near-end receive PMS-TC over the MPS-TC (i.e., over the $\gamma$ o-interface for [ITU-T G.993.2]). + +The valid values are all integers from 0 to the maximum of the valid values of the maximum *NDR* specified in [ITU-T G.993.2]. + +The performance monitoring parameter *EFTR\_max* shall be represented as a 32-bit unsigned integer expressing the value of *EFTR\_max* in kbit/s. This data format supports a granularity of 1 kbit/s. For + +the observation periods in which *EFTR* is not defined over the complete observation period, the value of *EFTR\_max* shall be set to a special 32-bit value of 0xFFFFFFFF16. + +The previous value of *EFTR\_max* shall be reported if no *EFTR* measurement has been done since the last reading of *EFTR\_max*. + +NOTE 1 – The above requirement covers the case where two retrievals of *EFTR\_max* over the eoc take place in less than 1 second, and in which no new *EFTR* measurement is available, since the *EFTR* is only updated on 1 second interval. + +Although this parameter *EFTR\_max* is reported via the management counter read eoc command, this performance monitoring parameter is not a counter. Therefore, the requirements of [ITU-T G.993.2] and [ITU-T G.997.1] applicable to counters in general do not apply to this parameter. + +The parameter reported to the CO-MIB over the Q-interface, MAXEFTR, is defined as the maximum of the retrieved *EFTR\_max* values observed over the 15 min or 24 hour accumulation periods. + +The VTU-O management entity shall retrieve the far-end *EFTR\_max*, to calculate the far-end MAXEFTR as defined on the Q-interface. The VTU-O management entity shall retrieve the near-end *EFTR\_max* to calculate the near-end MAXEFTR, as defined on the Q-interface. + +NOTE 2 – The frequency of retrieval for both near-end and far-end is left to the implementation as necessary for accurate monitoring. + +The upstream MAXEFTR value shall be reported to the CO-MIB as a near-end value. + +The downstream MAXEFTR value shall be reported to the CO-MIB as a far-end value. + +For operation with [ITU-T G.993.2] (Annex C), if the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the downstream direction, the VTU-O shall report the maximum value of the *NDRds* in kbit/s, observed over the elapsed seconds of the 15 min or 24 hour accumulation periods, taking into account only the complete seconds the VTU-O is in the showtime state, as the downstream MAXEFTR value. + +For operation with [ITU-T G.993.2] (Annex C), if the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), and if retransmission is not enabled in the upstream direction, the VTU-O shall report the maximum value of the *NDRus* in kbit/s, observed over the elapsed seconds of the 15 min or 24 hour accumulation periods, taking into account only the complete seconds the VTU-O is in the showtime state, as the upstream MAXEFTR value. + +### 11.4.5 Extended rate statistics + +The "*extended rate statistics*" option is defined only for operation with [ITU-T G.993.2] (Annex C). + +The support of the "*Extended rate statistics*" option by the VTU-O is optional. + +If the VTU-O indicates support of the "*Extended rate statistics*" option in the O-MSG 1 message during initialization (see clause C.2.1.1), it shall support all of the following: + +- the measurement of the upstream *EFTR\_max* (see clause 11.4.4); +- the inclusion of the upstream *EFTR\_max* parameter (see clause 11.4.4) with the upstream VTU management counters in the management counter read response eoc message sent by the VTU-O (see clause C.3.1.2 and Table C.9); +- the inclusion of the downstream *EFTR\_max* parameter (see clause 11.4.4) with the downstream VTU management counters in the management counter read response eoc message sent by VTU-R (see clause C.3.1.2 and Table C.9); + +- the reporting of the accumulated *NDRds* (see clause 11.4.2), minimum *NDRds* (see clause 11.4.3) and maximum *NDRds* (see clause 11.4.4) as downstream error-free bits counter, downstream MINEFTR and downstream MAXEFTR respectively, in the CO-MIB, if retransmission is not enabled in the downstream direction; +- the reporting of the accumulated *NDRus* (see clause 11.4.2), minimum *NDRus* (see clause 11.4.3) and maximum *NDRus* (see clause 11.4.4) as upstream error-free bits counter, upstream MINEFTR and upstream MAXEFTR respectively, in the CO-MIB, if retransmission is not enabled in the upstream direction. + +The support of the "*Extended rate statistics*" option by the VDSL2 transceiver unit – remote side (VTU-R) is optional. + +If the VTU-R indicates support of the "*Extended rate statistics*" option in the R-MSG 2 message during initialization (see clause C.2.2.1), it shall support all of the following: + +- the measurement of the downstream *EFTR\_max* (see clause 11.4.4); +- the inclusion of the downstream *EFTR\_max* parameter (see clause 11.4.4) with the downstream VTU management counters in the management counter read response eoc message sent by the VTU-R (see clause C.3.1.2 and Table C.9); +- the inclusion of the upstream *EFTR\_max* parameter (see clause 11.4.4) with the upstream VTU management counters in the management counter read response eoc message sent by VTU-O (see clause C.3.1.2 and Table C.9). + +## 11.5 Channel initialization policies + +The method used by the receiver to select the values of transceiver parameters described in this clause is implementation dependent. However, within the limit of the total data rate provided by the local PMD, the selected values shall meet all of the constraints communicated by the transmitter prior to the channel analysis and exchange phase, including: + +- Message overhead data rate $\geq$ Minimum message overhead data rate. +- $ETR \geq ETR\_min$ . +- Impulse noise protection at least against a combined threat of worst-case REIN impulses as described by the CO-MIB parameters *INPmin\_REIN* and *IAT\_REIN\_flag* and of worst-case SHINE impulses as described by the CO-MIB parameter *INPmin*. +- Minimum delay $\leq$ Delay $\leq$ Maximum delay. +- SNR Margin $\geq$ TARSNRM. + +If within these constraints, the receiver is unable to select a set of configuration parameters, then the transmitter shall enter the SILENT state instead of the Showtime state at the completion of the initialization procedures. + +Within those constraints, the receiver shall select the values as to optimize in the priority given in the priority list below. The channel initialization policy applies only for the selection of the values exchanged during initialization, and does not apply during Showtime. + +The following channel initialization policy is defined: + +- Policy ZERO if $CIpolicy_n=0$ , then: + - 1) Maximize the *ETR* until a limit of *ETR\_max* + - 2) Maximize the *NDR* until a limit of *net\_max* + - 3) Maximize margin until MAXSNRM + - 4) Minimize excess margin with respect to the maximum SNR margin MAXSNRM through gain adjustments (see clause 10.3.4.2 of [[ITU-T G.993.2](#)]). Other control + +parameters may be used to achieve this (e.g., MAXMASK, see clause 7.2.3 of [\[ITU-T G.993.2\]](#)). + +![Figure 11-1 – Illustration of CIpolicy=0. This graph shows the relationship between Error Transmission Rate (ETR) and Net Data Rate (NDR) across four phases of initialization: 1) Maximize ETR, 2) Maximize NDR, 3) Maximize margin until MAXSNRM, and 4) Minimize excess-margin. The y-axis features control parameters: net_max, ETR_max, and ETR_min. The x-axis represents time/phases. A solid line represents ETR and a dashed line represents NDR. ETR starts at ETR_min, increases during phase 1 to ETR_max, and remains constant. NDR increases through phases 1 and 2 until it reaches net_max in phase 3.](734487b0336ba703328f4484af34e77d_img.jpg) + +| Phase | ETR Behavior | NDR Behavior | +|----------------------------------|-----------------------------------|---------------------------| +| No connect Failed init | Below ETR_min | Below ETR_min | +| 1) Maximize ETR | Increases from ETR_min to ETR_max | Increases following ETR | +| 2) Maximize NDR | Constant at ETR_max | Increases towards net_max | +| 3) Maximize margin until MAXSNRM | Constant at ETR_max | Constant at net_max | +| 4) Minimize excess-margin | Constant at ETR_max | Constant at net_max | + +Figure 11-1 – Illustration of CIpolicy=0. This graph shows the relationship between Error Transmission Rate (ETR) and Net Data Rate (NDR) across four phases of initialization: 1) Maximize ETR, 2) Maximize NDR, 3) Maximize margin until MAXSNRM, and 4) Minimize excess-margin. The y-axis features control parameters: net\_max, ETR\_max, and ETR\_min. The x-axis represents time/phases. A solid line represents ETR and a dashed line represents NDR. ETR starts at ETR\_min, increases during phase 1 to ETR\_max, and remains constant. NDR increases through phases 1 and 2 until it reaches net\_max in phase 3. + +**Figure 11-1 – Illustration of $CIpolicy=0$** + +Support of channel initialization policy 0 is mandatory. + +The $CIpolicy_{n}$ parameter values other than 0 are reserved for use by the ITU-T. + +# 12 DTU counters + +For trouble-shooting and testing of the retransmission functionality, three DTU counters are defined to monitor the retransmissions: + +- counter of uncorrected DTU (rtx-uc): this is a counter that is incremented each time a DTU is detected in error and has not been corrected by one or more retransmissions within the *delay\_max* constraint; +- counter of corrected DTU (rtx-c): this is a counter that is incremented each time a DTU has been detected in error and has been successfully corrected by a retransmission; +- counter of retransmitted DTU by the transmitter (rtx-tx): this is a counter that is incremented each time a DTU has been retransmitted by the transmitter. Multiple retransmission of the same DTU is counted as many times as it has been retransmitted. + +Those counters are 32-bit values with wrap-around and shall be maintained by the xTU. They shall be available upon request over the eoc. The counters shall be reset at power-on. The counters shall not be reset upon a link state transition and shall not be reset when read. + +# 13 On-line reconfiguration (OLR) + +Any on-line reconfiguration (OLR) that is not defined in the following subclauses is for further study. + +## 13.1 Bit swapping + +Bit swapping using type 1 OLR overhead channel messages shall be as specified in the associated Recommendation: [\[ITU-T G.992.3\]](#), [\[ITU-T G.992.5\]](#) or [\[ITU-T G.993.2\]](#). + +## 13.2 Seamless rate adaptation (SRA) + +SRA shall use modified type 5 OLR overhead channel messages as specified in the associated annex of Recommendation ITU-T G.998.4 (this Recommendation). + +## 13.3 SOS + +SOS shall use modified type 6 OLR overhead channel messages as specified in the associated annex of Recommendation ITU-T G.998.4 (this Recommendation). +NOTE – Type 6 is not supported in association with [\[ITU-T G.992.3\]](#) and [\[ITU-T G.992.5\]](#). + +## 13.4 Transition mechanism for type 5 and type 6 modified OLR commands + +When the retransmission transmitter has received an SRA request via a type 5 OLR or an SOS request via a type 6 OLR overhead channel message from the retransmission receiver, the procedure shall be as depicted in Figure 13-1 and further defined in this clause. + +![Figure 13-1: Transition mechanism to new OLR configuration parameters. The diagram illustrates the timing of a transition from old to new framing parameters. It shows a sequence of Data Transfer Units (DTUs) and Data Symbols (DS). The sequence starts with DTUs labeled 'DTU', 'DTU', followed by several 'R' (DTUs from retransmission buffer). Below these are 'DS' symbols. An 'ISS' (Inverted Sync Symbol) marks a boundary. After the ISS, there is a 'DS' symbol followed by a sequence of 9 transitory DMT symbols (labeled 'R' and '...'). The 'OLR transition' occurs after these 9 symbols. Post-transition, DTUs are labeled 'DTU^' and Data Symbols are labeled 'DS^'. A horizontal arrow labeled 'T_DTU_Stoppage' indicates the duration from the stop of the DTU framer to the OLR transition point.](683f755e8456c884716de4fce48c7e63_img.jpg) + +Stop of DTU framer + +G.998.4(15)\_F13-1 + +DS Data Symbol before SRA/SOS transition execution +ISS Inverted sync symbol at regular location of a sync symbol with respect to sync symbol period +DS^ Data symbol after SRA/SOS transition execution with applied new framing +DTU DTU before SRA/SOS transition +R DTU before SRA/SOS transition, transmitted from retransmission buffer +DTU^ DTU after SRA/SOS transition + +Figure 13-1: Transition mechanism to new OLR configuration parameters. The diagram illustrates the timing of a transition from old to new framing parameters. It shows a sequence of Data Transfer Units (DTUs) and Data Symbols (DS). The sequence starts with DTUs labeled 'DTU', 'DTU', followed by several 'R' (DTUs from retransmission buffer). Below these are 'DS' symbols. An 'ISS' (Inverted Sync Symbol) marks a boundary. After the ISS, there is a 'DS' symbol followed by a sequence of 9 transitory DMT symbols (labeled 'R' and '...'). The 'OLR transition' occurs after these 9 symbols. Post-transition, DTUs are labeled 'DTU^' and Data Symbols are labeled 'DS^'. A horizontal arrow labeled 'T\_DTU\_Stoppage' indicates the duration from the stop of the DTU framer to the OLR transition point. + +**Figure 13-1 – Transition mechanism to new OLR configuration parameters** + +The DTU framer shall stop for a period of time, $T_{DTU-stoppage}$ , prior to ending the transmission of the transition primitive. + +$T_{DTU-stoppage}$ shall be the greatest of the following durations: + +- the minimum stoppage time required to satisfy the *INP\_min* and *INP\_min\_rein* configurations; and +- the minimal delay as configured by *delay\_min*. + +NOTE – In case one uses the reference state machine in the transmitter, the minimum stoppage time required to satisfy the *INP\_min* and *INP\_min\_rein* configuration is equal to $N_{ret} \times Q_{tx} \times T_{DTU}$ , where $N_{ret}$ is the smallest integer that meets the constraints specified in clause 9.5. + +When the DTU framer is stopped, DTUs from the retransmission buffer shall be transferred to the retransmission multiplexer. In case a transmitter uses a transmit state machine other than the reference state machine, the transmitted DTUs during the stoppage time may include positively acknowledged DTUs. + +The transition primitive is comprised of the inverted sync symbol, ISS marker, as defined within [\[ITU-T G.992.3\]](#), [\[ITU-T G.992.5\]](#) and [\[ITU-T G.993.2\]](#), followed by 9 transitory DMT symbols before transmission of data symbols with the new framing parameters is commenced. + +The first DMT symbol after the transition primitive shall carry the first DTU with the changed framing. The alignment between start of DTU and start of the DMT data symbol shall be identical to the alignment at Showtime entry. + +The absolute DTU counts shall be reset to 0 for the first DTU with the changed framing. The RRC in the reverse direction relative to the direction associated with the framing change shall be reset with the conditions specified in clause 8.4.1 when the first DTU with the changed framing is acknowledged. + +The SID octet shall be reset to 0 for the first DTU with the changed framing, as is the case at Showtime entry. + +The TS octet shall not be reset upon application of the new framing, but shall keep its significance across the framing change, such that it can still be used to reduce the delay jitter between the transmitter and receiver $\gamma$ interfaces after the OLR transition period. + +# Annex A + +## Support of ITU-T G.998.4 with ITU-T G.992.3 + +(This annex forms an integral part of this Recommendation.) + +## A.1 Specific requirements + +For [ITU-T G.992.3], retransmission is defined only for the downstream direction (i.e., DTUs are transmitted only in the downstream direction and the RRC is transmitted only in the upstream direction). + +### A.1.1 Memory + +The size of the transmit retransmission queue in the CO is limited to the half of the downstream interleaver delay in bytes, i.e.: + +$$Q_{Tx} * Q * H \leq 8001 \text{ octets for [ITU-T G.992.3]}$$ + +where $Q_{Tx}$ is the length of the transmit retransmission queue in DTUs. + +The minimum memory for the receiver retransmission queue shall be identical to the amount of the memory for the related transmit queue. + +The maximal DTU size in octets ( $Q * H$ ) shall be 1024. + +### A.1.2 Overhead channel access (supplements clause 7.8.2 of [ITU-T G.992.3]) + +The overhead channel shall be included in the latency path #0 as specified in [ITU-T G.992.3] for $MSG_{LP}=0$ with the additional constraints on the latency path #0: + +- $L_0$ shall be a multiple of 8. +- $T_0 = 1$ . +- $B_{0n}$ shall be equal to 0. +- $R_0$ shall be equal to 16. $N_{FEC,0}$ shall be greater or equal to 32. +- Valid $D_0$ shall be 1, 2, or 4. +- The $INP_0$ (INP of the latency path as defined in Table 7-7 of [ITU-T G.992.3]) shall be at least 7. +- The following relationship shall hold between $N_0$ , $D_0$ and $L_0$ to insure robustness to REIN at 120 Hz. + +$$\frac{8 \times N_{FEC,0} \times D_0}{L_0} \leq \left\lfloor \frac{f_{DMT}}{120 \text{ Hz}} \right\rfloor - 1 = 32 \text{ with } f_{DMT} \text{ the symbol rate } 4312.5 * 16/17 \text{ Hz.}$$ + +### A.1.3 Multiplexing + +If the ROC is enabled then the RRC and $L_0$ (ROC) bits may share a common sub-carrier. The same SNR margin offset (SNRMOFFSET-ROC) shall be applied to the RRC and the $L_0$ (ROC). + +## A.2 Initialization + +### A.2.1 ITU-T G.994.1 phase - replaces clause K.x.10 of [ITU-T G.992.3] + +This clause describes the change to the ITU-T G.994.1 messages of [ITU-T G.992.3] to support ITU-T G.998.4 in conjunction with [ITU-T G.992.3]. + +During the ITU-T G.994.1 phase, only the selection of the ATM TPS-TC function is made. The ATM TPS-TC shall be configured during the channel analysis phase via the C/R-MSG1 messages and during the exchange phase via the C/R-PARAMS messages. + +During the ITU-T G.994.1 phase, only the selection of the PTM TPS-TC function is made, together with the configuration for use of pre-emption and short packets. The remaining parameters of the PTM TPS-TC shall be configured during the channel analysis phase via the C-MSG1/R-MSG1 messages and during the exchange phase via the C-PARAMS/R-PARAMS messages. + +#### A.2.1.1 ITU-T G.994.1 capability list message + +A SPar(2) bit downstream ATM TPS-TC #0 RETX is added to each of the operating mode Annexes A/L, B, I, J, and M of [\[ITU-T G.992.3\]](#) to indicate support of retransmission in the downstream direction for ATM TPS-TC #0. + +A SPar(2) bit downstream PTM TPS-TC #0 RETX is added to each of the operating mode Annexes A/L, B, I, J, and M of [\[ITU-T G.992.3\]](#) to indicate support of retransmission in the downstream direction for PTM TPS-TC #0. + +The central office ADSL2/ADSL2plus transceiver unit (ATU-C) shall set the Spar(2) bit "Downstream ATM TPS-TC #0 RETX" to ONE in the CL message to indicate the CO-MIB enables retransmission in the downstream direction and the ATU-C supports ATM retransmission in the downstream direction. + +The ATU-C shall set the Spar(2) bit "Downstream PTM TPS-TC #0 RETX" to ONE in the CL message to indicate the CO-MIB enables retransmission in the downstream direction and the ATU-C supports PTM retransmission in the downstream direction. + +The remote ADSL2plus transceiver unit (ATU-R) shall set the Spar(2) bit "Downstream ATM TPS-TC #0 RETX" to ONE in the CLR message to indicate the ATU-R supports ATM retransmission in the downstream direction. + +The ATU-R shall set the Spar(2) bit "Downstream PTM TPS-TC #0 RETX" to ONE in the CLR message to indicate the ATU-R supports PTM retransmission in the downstream direction. + +This information for an ATM-TC function is represented using a block of ITU-T G.994.1 information as shown in Table A.1. + +**Table A.1 – Format for an ATM-TC CL and CLR message** + +| Spar(2) bit | Definition of related Npar(3) octets | +|-------------------------------|--------------------------------------------------------------------------------------------------------------------------| +| Downstream ATM TPS-TC #0 RETX | A block of Npar(3) octets as defined below describing the capabilities of the downstream ATM-TC function #0, if present. | +| | Definition of the parameter block of Npar(3) octets | +| | A parameter block of 1 octet reserved by the ITU-T. | + +This information for a PTM-TC function is represented using a block of ITU-T G.994.1 information as shown in Table A.2. + +**Table A.2 – Format for a PTM-TC CL and CLR message** + +| Spar(2) bit | Definition of related Npar(3) octets | +|-------------------------------|--------------------------------------------------------------------------------------------------------------------------| +| Downstream PTM TPS-TC #0 RETX | A block of Npar(3) octets as defined below describing the capabilities of the downstream PTM-TC function #0, if present. | +| | Definition of the parameter block of Npar(3) octets | +| | A parameter block of 1 octet indicating the support for pre-emption and short packets. | + +#### **A.2.1.2 ITU-T G.994.1 Mode select message** + +If and only if the "Downstream ATM TPS-TC #0 RETX" Spar(2) bit is set to ONE in the last previous CL and CLR message, may the "Downstream ATM TPS-TC #0 RETX" Spar(2) bit be set to ONE in the MS message. It shall be set to ZERO otherwise. + +If and only if the "Downstream PTM TPS-TC #0 RETX" Spar(2) bit is set to ONE in the last previous CL and CLR message, may the "Downstream PTM TPS-TC #0 RETX" Spar(2) bit be set to ONE in the MS message. It shall be set to ZERO otherwise. + +No more than one of the "Downstream ATM TPS-TC #0 RETX" and "Downstream PTM TPS-TC #0 RETX" Spar(2) bits shall be set to ONE. If both bits are set in both the last previous CL message and the last previous CLR message, the selection of setting either the "Downstream ATM TPS-TC #0 RETX" or the "PTM-TC DS #0 RETX" Spar(2) bit to ONE is made by the entity transmitting the MS message. + +If the "Downstream ATM TPS-TC #0 RETX" or the "Downstream PTM TPS-TC #0 RETX" Spar(2) bit is set to ONE in the MS message, then all "Downstream STM TPS-TC #*n*", "Downstream ATM TPS-TC #*n*" and "Downstream PTM TPS-TC #*n*" Spar(2) bits (for *n* = 0, 1, 2, and 3) shall be set to ZERO in the MS message. + +If the "Downstream PTM TPS-TC #0 RETX" Spar(2) bit is set to ONE, then the PTM TPS-TC shall operate according to Annex N of [[ITU-T G.992.3](#)], with use of short packets and pre-emption enabled if and only if the related Downstream PTM TPS-TC #0 RETX" Npar(3) bit is set ONE. + +##### **A.2.1.2.1 ATU-C behaviour in case of RTX\_ENABLE = FORCED** + +If the parameter RTX\_ENABLE is set to the value "FORCED" in the CO-MIB and in the ITU-T G.994.1 mode select message both the downstream ATM TPS-TC #0 RETX and the downstream PTM TPS-TC #0 RETX Spar(2) bits are set to ZERO, then the ATU-C transmitter shall enter the C-SILENT1 state upon completion of the ITU-T G.994.1 phase. + +This is to be considered as an initialization failure. The initialization failure count shall be incremented and an initialization failure cause value 6 shall be indicated in the MIB. This failure code shall be generated by the ATU-C. + +### **A.2.2 TPS-TC configuration in the channel analysis phase - replaces clause 6.6.2 of [ITU-T G.992.3]** + +This clause describes the change to the channel analysis messages of the initialization of [[ITU-T G.992.3](#)] to support ITU-T G.998.4 in conjunction with [[ITU-T G.992.3](#)]. + +The C-MSG1 message shall include the TPS-TC information specified in Table A.3. The TPS-TC information contains the requirement on the configuration of the downstream bearer #0 mapped into the retransmission path. + +**Table A.3 – Format for TPS-TC C-MSG1 information** + +| Octet number [i] | PMS-TC format bits [8 × I + 7 to 8 × I + 0] | Description | +|------------------|---------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 0 | [aaaa aaaa] bit 7 to 0 | The bits aaaa aaaa give the LSB of the minimum throughput rate of the downstream bearer #0 ( ETR_min ) expressed as a multiple of 8 kbit/s. | +| Octet 1 | [aaaa aaaa] bit 15 to 8 | The bits aaaa aaaa give the MSB of the minimum throughput rate of the downstream bearer #0 ( ETR_min ) expressed as a multiple of 8 kbit/s. | +| Octet 2 | [bbbb bbbb] bit 7 to 0 | The bits bbbb bbbb give the LSB of the maximum throughput rate of the downstream bearer #0 ( ETR_max ) expressed as a multiple of 8 kbit/s. | +| Octet 3 | [bbbb bbbb] bit 15 to 8 | The bits bbbb bbbb give the MSB of the maximum throughput rate of the downstream bearer #0 ( ETR_max ) expressed in multiple of 8 kbit/s. | +| Octet 4 | [cccc cccc] bit 7 to 0 | The bits cccc cccc give the LSB of the maximum net data rate of the downstream bearer #0 ( net_max ) expressed as a multiple of 8 kbit/s. | +| Octet 5 | [cccc cccc] bit 15 to 8 | The bits cccc cccc give the MSB of the maximum net data rate of the downstream bearer #0 ( net_max ) expressed as a multiple of 8 kbit/s. | +| Octet 6 | [00dd dddd] bit 7 to 0 | The bits dd dddd give the minimal impulse noise protection (INPmin) of the downstream bearer #0 ( INP_min ) expressed in DMT symbols. | +| Octet 7 | [eeee eeee] bit 7 to 0 | The bits eeee eeee give the value of the SHINERatio expressed as a unit of 0.001. | +| Octet 8 | [000f 0ggg] bit 7 to 0 | The bits ggg give the minimal impulse noise protection against REIN of the downstream bearer #0 ( INP_min_rein ) expressed in DMT symbols. The bit f contain the periodicity of REIN of the bearer #0 ( iat_rein_flag ). If f equals 0, the periodicity of REIN is 100Hz. If f equals 1, the periodicity of REIN is 120 Hz. | +| Octet 9 | [00hh hhhh] bit 7 to 0 | The bits hh hhhh gives the maximum delay of the downstream bearer #0 ( delay_max ) expressed in ms. | +| Octet 10 | [00ii iii] bit 7 to 0 | The bits ii iii gives the minimum delay of the downstream bearer #0 ( delay_min ) expressed in ms. | +| Octet 11 | [0jjj jjjj] bit 7 to 0 | The bits jjj jjjj give the leftr threshold value for down stream bearer #0 ( leftr_thresh ) expressed in one hundredth multiples of NDR. | +| Octet 12 | [0000 00kk] bit 7 to 0 | The bits kk give the CI policy for downstream bearer #0. | + +NOTE – When retransmission is enabled (in the downstream), only one bearer channel shall be supported in the downstream and upstream directions. + +### A.2.3 PMS-TC configuration in channel analysis phase - replaces clause 7.10.2 of [ITU-T G.992.3] + +#### A.2.3.1 C-MSG1 message + +The format of the PMS-TC information transmitted in the C-MSG1 message shall be as described in Table A.4. + +**Table A.4 – Format for PMS-TC C-MSG1 information** + +| Octet number [i] | PMS-TC format bits [8 × I + 7 to 8 × I + 0] | Description | +|------------------|---------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 0 | [0000 00aa] | The bits aa give the supported DTU framing type with CRC-8 by the ATU-C:
aa = 00 Reserved by ITU-T
aa = 01 indicates support of DTU framing type 2 (see clause 8.1.2).
aa = 10 indicates support of DTU framing type 3 (see clause 8.1.3).
aa = 11 indicates support of DTU framing type 4 (see clause 8.1.4). | +| Octet 1 | [00dd ssss] bit 7 to 0 | The bits ssss and dd give the transmitter half roundtrip of the ATU-C. The bits ssss contain the part in DMT symbols coded as integer from 0 to 15 and the bits dd contain the part in DTU coded as integer from 0 to 3. | +| Octet 2 | [0000 bbbb] bit 7 to 0 | The bits bbbb contain the transmitter supported maximum 1/S value for the latency path with retransmission function. This maximum 1/S shall equal (n+1), with n coded as an unsigned 4-bit value bbbb, in the 0 to 15 range. When retransmission is enabled, this value supersedes the maximum 1/S value exchanged with the "S 1min " field in the PMS-TC capabilities list in ITU-T G.994.1. | + +#### A.2.3.2 R-MSG1 message + +The format of the PMS-TC information transmitted in the R-MSG1 message shall be as described in Table A.5. + +**Table A.5 – Format for PMS-TC R-MSG1 information** + +| Octet number [i] | PMS-TC format bits [8 × I + 7 to 8 × I + 0] | Description | +|------------------|---------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 0 | [0add ssss] bit 7 to 0 | The bits ssss and dd give the receiver half roundtrip of the ATU-R. The bits ssss contain the part in DMT symbols coded as integer from 0 to 15 and the bits dd contain the part in DTU coded as integer from 0 to 3.
The bit a indicates the value of CPARAMS_INP_FLAG .
CPARAMS_INP_FLAG =1 indicates that the C-PARAMS symbols are repeated (2 × INP_min_rein + 1) times.
CPARAMS_INP_FLAG =0 indicates no repetition. | + +### A.2.4 PMS-TC configuration in exchange phase (supplements clause 7.10.3 of [ITU-T G.992.3]) + +#### A.2.4.1 R-PARAMS message + +The format of the PMS-TC information transmitted in the R-PARAMS message (Table 7-21 of [ITU-T G.992.3]) shall be replaced by the format described in Table A.6. The length of the PMS-TC information transmitted in the R-PARAMS message is not changed. + +**Table A.6 – Format for PMS-TC R-PARAMS information** + +| Octet number [i] | PMS-TC format bits [8 × I + 7 to 8 × I + 0] | Description | +|------------------|---------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 0 | [p fff 0000] bit 7 to 0 | The bits fff encode the initialization success/failure code as defined in clause 7.10.3 of [ITU-T G.992.3].
The bit p is the probing bit. A value 1 indicates that the current initialization is used for automode probing. A value 0 indicates that the current initialization is normal initialization. | +| Octet 1 | [0001 1111] bit 7 to 0 | Reserved by ITU-T | +| Octet 2 | [1111 1111] bit 7 to 0 | Reserved by ITU-T | +| Octet 3 | [gggg gggg] bit 7 to 0 | The bits gggggggg encode the value of MSGC , the number of octets in the message based portion of the overhead structure. The latency path #0 is used to transport the message based overhead information. | +| Octet 4 | [hhhh hhhh] bit 7 to 0 | The bits hhhhhhhh give the number of octets from bearer #0 per Mux Data frame being transported in latency path #1 with retransmission function, B10 . | +| Octet 5-7 | [0000 0000] bit 7 to 0 | Reserved by ITU-T | +| Octet 8 | [0mmm mmmm] bit 7 to 0 | The bits mmmmmmmm give the value of Mp for latency path #0. They are always present. | +| Octet 9 | [tttt tttt] bit 7 to 0 | The bits tttttttt give the value of Tp for latency path #0. They are always present. | +| Octet 10 | [rrrr 0DDD] bit 7 to 0 | The bits rrrr0DDD give the value of Rp and Dp for latency path #0. The rrrr and DDD bits are coded as defined in Table 7-18. They are always present. | +| Octet 11 | [llll llll] bit 7 to 0 | The bits llllllll give the LSB of the value of Lp for latency path #0. They are always present. | +| Octet 12 | [llll llll] bit 15 to 8 | The bits llllllll give the MSB of the value of Lp for the latency path #0. These are always present. | +| Octet 13 | [0mmm mmmm] bit 7 to 0 | The bits mmmmmmmm give the value of Mp for latency path #1. They are always present. The value shall be set to 1 for DTU Framing type 1, 2 and 3. | +| Octet 14 | [tttt tttt] bit 7 to 0 | The bits tttttttt give the value of Tp for latency path #1. They are always present. It shall be set to zero in case of DTU framing type 1, 2 and shall be set to Q in case of DTU framing type 3. | +| Octet 15 | [rrrr 0DDD] bit 7 to 0 | The bits rrrr0DDD give the value of Rp and Dp for latency path #1. The rrrr and DDD bits are coded as defined in Table 7-18. They are always present. | + +**Table A.6 – Format for PMS-TC R-PARAMS information** + +| Octet number
[i] | PMS-TC format
bits [8 × I + 7 to 8 × I + 0] | Description | +|---------------------|------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 16 | [llll llll] bit 7 to 0 | The bits llllllll give the LSB of the value of $L_p$ for latency path #1. They are always present. | +| Octet 17 | [llll llll] bit 15 to 8 | The bits llllllll give the MSB of the value of $L_p$ for the latency path #1. These are always present. | +| Octet 18 | [0000 00aa] bit 7 to 0 | The bits aa gives the selected DTU framing type. It shall be coded as:
The selected DTU framing type, it shall be coded as
aa=00, DTU Framing type 1 (see clause 8.1.1)
aa=01, DTU Framing type 2 (see clause 8.1.2)
aa=10, DTU Framing type 3 (see clause 8.1.3)
aa=11, DTU Framing type 4 (see clause 8.1.4)
The receiver shall select a framing type supported by the transmitter. | +| Octet 19 | [0qqq qqqq] bits 7 to 0 | The number of Reed-Solomon codeword per DTU.
$1 \leq Q \leq 16$ . | +| Octet 20 | [0000 vvvv] bits 7 to 0 | The number of padding octets per DTU. $0 \leq V \leq 15$ . | +| Octet 21 | [jjjj jjjj] bits 7 to 0 | Delay in DTU between two consecutive transmissions of a DTU used by the receiver in the reference state machine.
$1 \leq Q_{Tx} \leq 63$ . | +| Octet 22 | [000n nnnn] bit 7 to 0 | The bits nnnnn encode the value of the look back value ( lb ) of the RRC channel. | +| Octets 23-27 | [0000 0000] bit 7 to 0 | Reserved by ITU-T | + +#### A.2.4.2 C-PARAMS message + +Octets 18-27 of the PMS-TC information transmitted in the C-PARAMS message (Table 7-21 of [[ITU-T G.992.3](#)]) shall be set as described in Table A.7. The length of the PMS-TC information transmitted in the C-PARAMS message is not changed. + +**Table A.7 – Format for modified PMS-TC C-PARAMS information** + +| Octet number
[i] | PMS-TC format
bits [8 × I + 7 to 8 × I + 0] | Description | +|---------------------|------------------------------------------------|-------------------| +| Octets 18-22 | [0000 0000] bit 7 to 0 | Reserved by ITU-T | +| Octets 23-27 | [0000 0000] bit 7 to 0 | Reserved by ITU-T | + +Furthermore, Octet 0 bits fff (see Table 7-21 of [[ITU-T G.992.3](#)]), which encodes the initialization success/failure code, shall be based on the channel initialization policies defined in this Recommendation instead of the policies of [[ITU-T G.992.3](#)]. + +Additionally, if *delay\_max* is lower than the actual roundtrip (see clause 8.6), then an initialization failure shall be indicated by setting the initialization status to 0102 (configuration not feasible on the line). The actual roundtrip depends on line independent XTU-C and XTU-R characteristics and on line dependent DTU sizes and data rates. + +If a non-zero success/failure code is set by one of the ATUs: + +- the initialization failure count shall be incremented, +- the other bits in the PMS-TC PARAMS information shall be set to 0, and +- the transmitter shall enter the SILENT state (see Annex D of [ITU-T G.992.3]) instead of the Showtime state at the completion of the initialization procedures. + +### A.2.5 Initialization messages + +#### A.2.5.1 C-MSG1 (supplements clause 8.13.5.1.1 of [ITU-T G.992.3]) + +Table 8-37 of [ITU-T G.992.3] shall be replaced with Table A.8. + +**Table A.8 – C-MSG1 prefix, message and CRC length** + +| Part of message | Length (bits or symbols) | +|-----------------------------|--------------------------| +| Prefix | 32 | +| Npmd | 160 | +| Npms | 24 | +| Ntps | 104 | +| Nmsg | 288 | +| CRC | 16 | +| LEN_C-MSG1 (symbols) | 336 | + +#### A.2.5.2 R-MSG1 (supplements clause 8.13.5.2.3 of [ITU-T G.992.3]) + +Table 8-38 of [ITU-T G.992.3] shall be replaced with Table A.9. + +**Table A.9 – R-MSG1 prefix, message and CRC length** + +| Part of message | Length (bits or symbols) | +|-----------------------------|--------------------------| +| Prefix | 32 | +| Npmd | 32 | +| Npms | 8 | +| Ntps | 0 | +| Nmsg | 40 | +| CRC | 16 | +| LEN_R-MSG1 (symbols) | 88 | + +#### A.2.5.3 C-PARAMS - replaces clause 8.13.6.1.4 of [ITU-T G.992.3] + +The C-PARAMS state is of fixed length. In this state, the ATU-C shall transmit *LEN\_C-PARAMS* C-PARAMS symbols to modulate the C-PARAMS message and CRC at $(2 \times NSC\_C-PARAMS)$ bits per symbol. The value *NSC\_C-PARAMS* shall be defined as the number of subcarriers to be used for modulation of the C-PARAMS message as indicated by the ATU-R in the R-MSG2 message. The impulse noise protection of the C-PARAMS message shall be equal to $INP\_CPARAMS = INP\_min\_rein \times CPARAMS\_INP\_FLAG$ , where the *CPARAMS\_FLAG* is as indicated by the ATU-R in the R-MSG2 message. The value *LEN\_C-PARAMS* shall be defined as (length of the C-PARAMS message and CRC in bits) multiplied by $(2 \times INP\_CPARAMS + 1)$ , divided by $(2 \times NSC\_C-PARAMS)$ and rounded to the higher integer. + +Table A.10 lists the length of the C-PARAM message summed over TPS-TC, PMS-TC and PMD layers. The TPS-TC, PMS-TC and PMD bits each correspond to an even number of octets. + +**Table A.10 – C-PARAMS message and CRC length** + +| Part of message | Length (bits or symbols) | +|-----------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------| +| $Npmd$ | $96 + 24 \times NSCus$ | +| $Npms$ | 224 | +| $Ntps$ | 0 | +| $Nmsg$ | $320 + 24 \times NSCus$ | +| CRC | 16 | +| $LEN\_C-PARAMS$
(state length in symbols) | $\left\lceil \frac{336 + 24 \times NSCus}{2 \times NSC\_C-PARAMS} \right\rceil \times (2 \times INP\_CPARAMS + 1)$ | +| NOTE – $\lceil x \rceil$ denotes rounding to the next higher integer. | | + +The C-PARAMS message, $m$ , is defined by: + +$$m = \{tps_{Ntps-1}, \dots, tps_0, pms_{Npms-1}, \dots, pms_0, pmd_{Npmd-1}, \dots, pmd_0\} = \{m_{Nmsg-1}, \dots, m_0\}$$ + +The C-PARAMS message conveys 3 sets of parameters, related to TPS-TC, PMS-TC and PMD configuration. TPS-TC parameters are conveyed in the bits $tps_{Ntps-1}$ to $tps_0$ and are defined in clause 6. PMS-TC parameters are conveyed in the bits $pms_{Npms-1}$ to $pms_0$ and are defined in clause 7. PMD parameters are conveyed in the bits $pmd_{Npmd-1}$ to $pmd_0$ and are defined in clause 8. + +PMS-TC parameters include the framer configuration parameters. PMD parameters include the bits and gains table for the upstream subcarriers. + +A CRC shall be appended to the message. The 16 CRC bits shall be computed from the Nmsg message $m$ bits in the same way as the CRC bits are calculated for the C-MSG-FMT message. + +If the number of the message and CRC bits to be transmitted is not an integer multiple of the number of bits per symbol (i.e., not a multiple of $2 \times NSC\_C-PARAM$ ), then the message and CRC bits shall be further padded with zero bits such that the overall number of bits to be transmitted is equal to $(2 \times NSC\_C-PARAM \times LEN\_C-PARAM) / (2 \times INP\_CPARAMS + 1)$ . + +The C-PARAMS message bits (along with the CRC bits and the padding bits) shall be scrambled using the following equation: + +$$d'_n = d_n \oplus d'_{n-18} \oplus d'_{n-23}$$ + +where $d_n$ is the $n$ -th input to the scrambler (first input is $d_1$ ); + +and $d'_n$ is the $n$ -th output from the scrambler (first output is $d'_1$ ); + +and the scrambler is initialized to $d'_n = 1$ for $n < 1$ . + +The bits to be transmitted shall be input into the scrambler equation with the least significant bit first ( $m_0$ first and $m_{Nmsg-1}$ last, followed by $c_0$ first and $c_{15}$ last, followed by padding bits, if present). + +By construction of the scrambler, the scrambler output bits $d'_n$ to $d'_{18}$ are equal to $m_0$ to $m_{17}$ respectively. + +The output of the scrambler shall be transmitted at $(2 \times NSC\_C-PARAM)$ bits per C-PARAMS symbol (the first bit output of the scrambler is transmitted first, and so on). Bit pairs shall be mapped onto subcarriers in ascending order of subcarrier index and using the same 4-QAM modulation as defined in Table 8-36 of [ITU-T G.992.3] for C-REVERB symbols. Each C-PARAMS symbol shall be repeated and transmitted $(2 \times INP\_CPARAMS + 1)$ times. + +The C-PARAMS symbol shall contain only the *NSC\_C-PARAM* subcarriers (carrying the message bits) and the C-TREF pilot tone. The other subcarriers shall be transmitted at no power (i.e., $X_i = Y_i = 0$ ). + +The C-TREF pilot may be part of the set of *NSC-PARAMS* subcarriers (carrying the message bits). In this case, the C-TREF pilot shall be modulated with message bits. Otherwise, it shall be modulated with the fixed {0, 0} 4-QAM constellation point. + +The C-PARAMS state shall be followed by the C-REVERB7. + +## A.3 Management plane procedures + +### A.3.1 Test parameter read commands (supplements clause 9.4.1.10 of [ITU-T G.992.3]) + +Four test parameters are added to Table 9-30 of [ITU-T G.992.3] as described in Table A.11. + +The parameter with ID=4116 contains the actual INP against SHINE as derived by the far-end transmitter. It is represented as an unsigned 16-bit integer in multiple of 0.1. This parameter shall be available from the ATU-C through a single read command. + +The parameter with ID=4216 contains the actual INP against REIN as derived by the far-end transmitter. It is represented as an unsigned 8-bit integer in multiple of 0.1. This parameter shall be available from the ATU-C through a single read command. + +The parameter with ID=4316 contains the actual ETR as derived by the far-end receiver. It is represented as an unsigned 32-bit integer in multiple of 1 kbit/s. This parameter shall be available from the ATU-R through a single read command. + +The parameter with ID=4416 contains the actual delay as derived by the far-end receiver. It is represented as an unsigned 8-bit integer in multiple of 1 ms. This parameter shall be available from the ATU-R through a single read command. + +**Table A.11 – Additional PMD test parameter ID values** + +| Test parameter ID | Test parameter name | Length for single read | Length for multiple read | Length for block read | +|-------------------|------------------------------------------------------------------------------------------------|------------------------|--------------------------|-----------------------| +| 41 16 | Far-end RTX Transmitter Actual Impulse Noise protection against SHINE ( INP_act_SHINE ) | 2 octets | n/a | n/a | +| 42 16 | Far-end RTX Transmitter Actual Impulse Noise protection against REIN ( INP_act_REIN ) | 1 octet | n/a | n/a | +| 43 16 | RTX Receiver Expected Throughput ( ETR ) | 4 octets | n/a | n/a | +| 44 16 | RTX Receiver Actual Delay ( delay_act_RTX ) | 1 octet | n/a | n/a | + +### A.3.2 Management counter read commands (supplements clause 9.4.1.6 of [ITU-T G.992.3]) + +Replace Table 9-19 of [ITU-T G.992.3] and Table 9-20 of [ITU-T G.992.3] with Table A.12 and Table A.13, respectively. + +The field "*EFTR\_min*" contains the *EFTR\_min* as derived by the far-end receiver. It is represented as an unsigned 32-bit integer in multiple of 1 kbit/s. This field shall be present in the response from the ATU-R if retransmission is enabled in the downstream direction. Although this parameter is + +reported via the management counter eoc commands, this performance monitoring parameter is not a counter. Therefore, the requirements of [ITU-T G.992.3] and [ITU-T G.997.1] applicable to counters in general do not apply to this parameter. + +**Table A.12 – Management counter read command transmitted by the responder** + +| Message length (Octets) | Element name (Command) | +|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 2 + 4 × Nc for PMS-TC and variable for TPS-TC | 81 16 followed by:
all the PMS-TC counter values, followed by all the TPS-TC counter values.

All other octet values are reserved by ITU-T. | +| NOTE – Nc is the number of counters related to the PMS-TC, Nc =14 in the report on the downstream direction and Nc =8 in the report on the upstream direction. | | + +**Table A.13 – ATU management counter values** + +| PMD & PMS-TC | +|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Counter of the FEC-0 anomalies (Note 1) | +| Counter of the FEC-1 anomalies (Note 1) | +| Counter of the CRC-0 anomalies (Note 1) | +| Counter of the CRC-1 anomalies (Note 1) | +| Counter of rtx-tx (Note 3) | +| Counter of rtx-c (Note 2) | +| Counter of rtx-uc (Note 2) | +| FEC errored seconds counter | +| Errored seconds counter | +| Severely errored seconds counter | +| LOS errored seconds counter | +| Unavailable errored seconds counter | +| Counter of "leftfr" defect seconds (Note 2) | +| Counter of error free bits (Note 2) | +| EFTR_min (Note 2) | +| TPS-TC | +| Counters for TPS-TC #0 | +| NOTE 1 – The ATU-R shall include the fields of the FEC and CRC anomalies for the latency path #0 and #1; the FEC and CRC of the latency path #0 shall be vendor discretionary. The ATU-C shall include only the fields of the FEC and CRC anomalies for the latency path #0. | +| NOTE 2 – These counters shall be included only in the ATU-R to ATU-C report on the downstream direction. | +| NOTE 3 – This counter shall be included only in the ATU-C to ATU-R report on the upstream direction. | + +### A.3.3 Diagnostic commands and responses (supplements clause 9.4.1.2 of [ITU-T G.992.3]) + +Replace Table 9-10 of [ITU-T G.992.3] with the Table A.14. + +**Table A.14 – eoc commands transmitted by the ATU-C** + +| Message length (Octets) | Element name (Command) | +|---------------------------------------------------|-----------------------------------------| +| 2 | 01 16 Perform Self Test | +| 2 | 02 16 Update Test Parameters | +| 2 | 03 16 Start TX Corrupt CRC | +| 2 | 04 16 End TX Corrupt CRC | +| 2 | 05 16 Start RX Corrupt CRC | +| 2 | 06 16 End RX Corrupt CRC | +| 2 | 07 16 Enter RTX TESTMODE | +| 2 | 08 16 Leave RTX TESTMODE | +| 2 | 80 16 ACK | +| All other octet values are reserved by the ITU-T. | | + +#### A.3.3.1 Retransmission test mode + +A special test mode is defined for accelerated testing of the MTBE (see clause 10.4). A diagnostic command is defined to enter or leave the mode during Showtime. + +Upon reception of the Enter RTX\_TESTMODE command, the ATU-R shall acknowledge it with an ACK response. Afterwards, the ATU-R shall acknowledge all received DTUs. + +Upon reception of the Leave RTX\_TESTMODE command, the ATU-R shall resume its normal behaviour of retransmission. + +### A.3.4 On-line reconfiguration command + +For the support of seamless rate adaptation with retransmission, an additional OLR request (Type 5) is defined. This OLR request shall replace the OLR request Type 0216 and the OLR request type 0316 of Table 9-7 of [ITU-T G.992.3]. + +The format of the OLR type 5 command transmitted by the initiating receiver is described in Table A.15. Upon reception of this command, the transceiver shall either trigger a reconfiguration of its transmitter as described in clause 13.2 or generate an OLR reply. The format of the OLR type 5 command transmitted by the responding transmitter is described in Table A.16. The reason code is defined in clause 9.4.1.1 of [ITU-T G.992.3]. All reason codes are applicable to OLR type 5. + +In every OLR request of type 5, the new framer settings shall be selected such that all configuration constraints are met. + +**Table A.15 – Additional on-line reconfiguration commands transmitted by the initiating receiver** + +| Message length (octets) | Element name (command) | +|-------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $2 + 10 + 3 \times N_f$ | 05 16 Request type 5 followed by:
2 octets containing the new $L_1$ value
1 octet containing the new $B_{10}$ value
1 octet containing the new $M_1$ value
1 octet containing the new $R_1$ value
1 octet containing the new $Q$ value
1 octet containing the new $V$ value
1 octet containing the new $Q_{\alpha}$ value
1 octet containing the new $I_b$ value
1 octet for the number of subcarriers $N_f$
$3 \times N_f$ octets describing subcarrier parameter field for each subcarrier | + +**Table A.16 – Additional on-line reconfiguration commands transmitted by the responding transmitter** + +| Message length (octets) | Element name (command) | +|-------------------------|--------------------------------------------------------------------------------| +| 3 | 84 16 Reject type 3 request followed by:
1 octet for reason code | + +### A.3.5 Power management commands - replaces clause 9.4.1.7 of [ITU-T G.992.3] + +For further study. + +NOTE – The low power mode L2 in conjunction with ITU-T G.998.4 is not supported. So, L2 request should not be sent by the ATU-C when retransmission is enabled. Support of L2 in conjunction with ITU-T G.998.4, including improvements to the functionalities of the low power mode, is for further study. + +## A.4 OLR timing of changes in control parameters + +This clause specifies the timing of changes for the parameters included in OLR type 5. The timing of the changes in the values of the various control parameters shall be done per the procedure defined in clause 13. + +NOTE – After the change in RS and DTU parameters, DTUs that were encoded with the old parameter values can no longer be retransmitted. The modems should try to ensure that all DTUs that were encoded with the old framing parameters have been correctly received before the changes in framing parameters are executed. This may be done by temporarily interrupting the transmission of new DTUs over the $\alpha_1$ interface and autonomously retransmitting only DTUs from the retransmission queue for a suitable period of time. This period of time shall not exceed $T_{\text{dtu-stoppage}}$ . + +A change in the $b_i$ and $g_i$ values of one or more subcarriers is implemented by changing the corresponding PMD control parameter (see Table 8-4 of [ITU-T G.992.3]). + +# Annex B + +## Support of ITU-T G.998.4 with ITU-T G.992.5 + +(This annex forms an integral part of this Recommendation.) + +## B.1 Specific requirements + +For [ITU-T G.992.5], retransmission is defined only for the downstream direction (i.e., DTUs are transmitted only in the downstream direction and the RRC is transmitted only in the upstream direction). + +### B.1.1 Memory + +The size of the transmit retransmission queue in the CO is limited to the half of the downstream interleaver delay in bytes, i.e.: + +- If the ATU-C indicates in C-MSG1 support of a transmit retransmission queue size up to 12000 octets (see clause B.3.1), then the ATU-R shall select $Q_{tx}$ , $Q$ and $H$ such that: + +$$Q_{tx} * Q * H \leq 12000 \text{ octets for ITU-T G.992.5,}$$ + +- Otherwise, the ATU-R shall select $Q_{tx}$ , $Q$ and $H$ such that: + +$$Q_{tx} * Q * H \leq 8001 \text{ octets for ITU-T G.992.5,}$$ + +where $Q_{tx}$ is the length of the transmit retransmission queue in DTUs. + +The minimum memory for the receiver retransmission queue shall be identical to the amount of the memory for the related transmit queue. + +The maximal DTU size in octet ( $Q * H$ ) shall be 1024. + +### B.1.2 Overhead channel + +The overhead channel shall be configured as specified in clause A.1.2. + +### B.1.3 Multiplexing + +If the ROC is enabled then the RRC and L0 (ROC) bits may share a common sub-carrier. The same SNR margin offset (SNRMOFFSET-ROC) shall be applied to the RRC and the L0 (ROC). + +## B.2 Initialization + +This clause describes the change to the messages of the initialization of ITU-T G.992.5 to support ITU-T G.998.4 in conjunction with ITU-T G.992.5. + +The messages of the initialization shall be modified as specified in clause A.2 except that the octet 2 of Table A.4 shall be replaced by the octet 2 of Table B.1. The length of the C-MSG1 (LEN\_C\_MSG1) is 336+ NSCds/4 or 336 depending, respectively, on whether or not windowing is applied. + +**Table B.1 – Format for PMS-TC C-MSG1 information** + +| Octet number [i] | PMS-TC format bits [8 × I + 7 to 8 × I + 0] | Description | +|------------------|---------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Octet 2 | [c000 bbbb] bit 7 to 0 |

The bits bbbb contain the transmitter supported maximum 1/S value for the latency path with retransmission function. This maximum 1/S shall equal (n+1), with n coded as an unsigned 4-bit value bbbb, in the 0 to 15 range. When retransmission is enabled, this value supersedes the maximum 1/S value exchanged with the "S_{1min}" field in the PMS-TC capabilities list in: ITU-T G.994.1.

The bit c gives the maximum supported size of the transmit retransmission queue. It is coded to 0 if a maximal size of 8001 bytes is supported and is coded to 1 if a maximal size of 12000 bytes is supported.

| + +## B.3 Management plane procedures + +Management plane procedures shall be as specified in clause A.3 except for clause A.3.4, which shall be replaced by the contents of clauses B.3.4 and B.3.5. + +### B.3.1 Intentionally left blank + +### B.3.2 Intentionally left blank + +### B.3.3 Intentionally left blank + +### B.3.4 On-line reconfiguration command + +For the support of seamless rate adaptation with retransmission, an additional OLR request (Type 5) is defined. This OLR request shall replace the OLR request Type 0216 and the OLR request type 0316 of Table 9-7 of [ITU-T G.992.5]. + +The format of the OLR type 5 command transmitted by the initiating receiver is described in Table B.2. Upon reception of this command the transceiver shall either trigger a reconfiguration of its transmitter as described in clause 13.2 or generate an OLR reply. The format of the OLR type 5 command transmitted by the responding transmitter is described in Table B.3. The reason code is defined in clause 9.4.1.1 of [ITU-T G.992.3]. All reason codes are applicable to OLR type 5. + +In every OLR request of type 5, the new framer settings shall be selected such that all configuration constraints are met. + +**Table B.2 – Additional on-line reconfiguration commands transmitted by the initiating receiver** + +| Message length
(octets) | Element name
(command) | +|----------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| $2 + 11 + 4 \times N_f$ | 05 16 Request type 5 followed by:
2 octets containing the new $L_I$ value
1 octet containing the new $B_{10}$ value
1 octet containing the new $M_I$ value
1 octet containing the new $R_I$ value
1 octet containing the new $Q$ value
1 octet containing the new $V$ value
1 octet containing the new $Q_{tx}$ value
1 octet containing the new $I_b$ value
2 octets for the number of subcarriers $N_f$
$4 \times N_f$ octets describing subcarrier parameter field for each subcarrier | + +**Table B.3 – Additional on-line reconfiguration commands transmitted by the responding transmitter** + +| Message length
(octets) | Element name
(command) | +|----------------------------|--------------------------------------------------------------------------------| +| 3 | 84 16 Reject type 3 request followed by:
1 octet for reason code | + +### **B.3.5 Power management commands - replaces clause 9.4.1.7 of [ITU-T G.992.5]** + +For further study. + +NOTE – The low power mode L2 in conjunction with ITU-T G.998.4 is not supported. So, L2 request should not be sent by the ATU-C when retransmission is enabled. Support of L2 in conjunction with ITU-T G.998.4, including improvements to the functionalities of the low power mode, is for further study. + +## **B.4 OLR timing of changes in control parameters** + +Timing of changes in control parameters shall be as specified in clause A.4. + +# Annex C + +## Support of ITU-T G.998.4 with ITU-T G.993.2 + +(This annex forms an integral part of this Recommendation.) + +## C.1 Specific requirements + +### C.1.1 Memory + +The following definitions shall apply: + +$$\text{delay\_octet}_{\text{DS},0} = (D_{\text{DS},0} - 1) \times (I_{\text{DS},0} - 1)$$ + +$$\text{delay\_octet}_{\text{US},0} = (D_{\text{US},0} - 1) \times (I_{\text{US},0} - 1).$$ + +If retransmission is enabled in the downstream direction, + +$$\text{then } \text{delay\_octet}_{\text{DS},1} = 2 \times Q_{\text{tx,DS}} \times Q_{\text{DS}} \times H_{\text{DS}}$$ + +$$\text{otherwise } \text{delay\_octet}_{\text{DS},1} = (D_{\text{DS},1} - 1) \times (I_{\text{DS},1} - 1)$$ + +If retransmission is enabled in the upstream direction, + +$$\text{then } \text{delay\_octet}_{\text{US},1} = 2 \times Q_{\text{tx,US}} \times Q_{\text{US}} \times H_{\text{US}}$$ + +$$\text{otherwise } \text{delay\_octet}_{\text{DS},1} = (D_{\text{US},1} - 1) \times (I_{\text{US},1} - 1)$$ + +The following constraint shall apply: + +$$\text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{DS},1} + \text{delay\_octet}_{\text{US},0} + \text{delay\_octet}_{\text{US},1} \leq \text{MAXDELAYOCTET},$$ + +where MAXDELAYOCTET is the parameter "aggregate interleaver and de-interleaver delay", in octets, specified in Table 6-1 of [ITU-T G.993.2] for the profile. + +The VTU-O and VTU-R shall support all values of ( $\text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{DS},1} + \text{delay\_octet}_{\text{US},0} + \text{delay\_octet}_{\text{US},1}$ ) up to the maximum of MAXDELAYOCTET. The minimum amount of memory required in a transceiver (VTU-O or VTU-R) to meet this requirement is MAXDELAYOCTET/2 octets. The actual amount of memory used is implementation specific. + +The minimum memory for the receiver retransmission queue shall be identical to the amount of the memory for the related transmit queue of the same direction. + +The maximal DTU size in octets ( $Q \times H$ ) shall be equal to the value given in Table C.1 depending on the profile and direction. + +**Table C.1 – Maximal DTU size** + +| Profile | Maximal DTU size ( $Q \times H$ ) | | +|-------------|-----------------------------------|------------| +| | Downstream | Upstream | +| 8a,8b,8c,8d | 2048 bytes | 512 bytes | +| 12a | 2048 bytes | 1536 bytes | +| 17a | 3072 bytes | 1536 bytes | +| 30a | 3072 bytes | 3072 bytes | + +The MAXDELAYOCTET-split (MDOSPLIT) configuration parameter shall be applied in ITU-T G.998.4. With $\text{delay\_octet}_{x,p}$ (with $x = \text{DS}$ or $\text{US}$ and $p = 0$ or $1$ ) as defined in this clause, the sum of the max\_delay\_octet values specified in O-PMS (see clause C.2.1.3) shall be limited to (see clause 11.4.2.7 of [ITU-T G.993.2]): + +$$\text{max\_delay\_octet}_{\text{DS},0} + \text{max\_delay\_octet}_{\text{DS},1} \leq \text{MAXDELAYOCTETS\_DS}$$ + +$$\text{max\_delay\_octet}_{\text{US},0} + \text{max\_delay\_octet}_{\text{US},1} \leq \text{MAXDELAYOCTETS\_US}$$ + +### C.1.2 Overhead channel + +If the ROC is enabled in O-TPS, single latency with ROC mode (see clause 9.1 of [ITU-T G.993.2]) shall be used and the overhead channel shall use the ROC as specified in [ITU-T G.993.2]. + +If ROC is disabled in O-TPS or is not supported by either the VTU-O or the VTU-R, single latency with ROC mode (see clause 9.1 of [ITU-T G.993.2]) shall be used and the overhead channel shall use the framing parameters as they are derived for the ROC (see framer constraint limitations in Table 12-47 of [ITU-T G.993.2]) with the following configuration: + +- SNRMOFFSET-ROC = 0 dB, +- INPMIN-ROC = max(INPMIN\_REIN, 2), + +with the exception that sub-carriers loaded with the bits of the overhead channel may share sub-carriers loaded with the bits of the latency path #1. + +### C.1.3 Multiplexing + +If the ROC is enabled then the RRC and $L_0$ (ROC) bits may share a common sub-carrier. The same SNR margin offset (SNRMOFFSET-ROC) shall be applied to the RRC and the $L_0$ (ROC). + +### C.1.4 Attainable net data rate (ATTNDR) + +See clause 11.4.1.1.7 of [ITU-T G.993.2]. + +NOTE – The calculation of the ATTNDR in loop diagnostics uses an SNRGAP value that is defined for a $10^{-7}$ bit error ratio on 4-QAM (no coding gain, no retransmission, $INP\_min_0=0$ ). + +#### C.1.4.1 The basic attainable net data rate method + +See clause 11.4.1.1.7.1 of [ITU-T G.993.2]. + +#### C.1.4.2 The improved attainable net data rate method + +Support of the improved attainable net data rate method is optional. + +The attainable net data rate is the maximum net data rate that the receive PMS-TC and PMD functions are designed to support, assuming the conditions of the basic attainable net data rate method (see clause 11.4.1.1.7.1) and the following conditions: + +- If the control parameter *attnodr\_method* is set to a value of 1, the VTU-O and VTU-R shall use the impulse noise protection limit $INP\_min_0$ with value as indicated in O-TPS (see clause C.2.1.2); +- If the control parameter *attnodr\_method* is set to a value of 2, the VTU-O and VTU-R shall use an impulse noise protection limit $INP\_min_0 = 0$ ; +- Use of erasure decoding or not is identical to usage on the bearer channels; +- Taking into account the framing limitations; +- Latency not less than the minimum latency configured for the bearer channel ( $delay\_acto \geq delay\_min_0$ ); +- Taking into account the value of the ATTNDR\_MDOSPLIT parameter; +- Net data rate is neither limited by the configured maximum net data rate, nor by the configured maximum ETR; +- Taking into account the actual half roundtrip delay of the VTU-O and VTU-R; +- Channel initialization policy CIP = 0; +- Transmit PSD is equal to MREFPSD for all sub-carriers for which $g_i \neq 0$ . + +NOTE 1 – The ATTNDR value may be lower due to possible transmit power reductions, as a consequence of configured MAXMARGIN setting, configured MAXNDR setting and vendor + +discretionary transmit power reductions (e.g., subcarriers with $g_i = 0$ , due to AFE dynamic range, ...). + +NOTE 2 – The basic method does not specify a number of conditions to calculate ATTNDR, which leads to vendor discretionary behaviour in the reported ATTNDR values. The improved method defines additional conditions to reduce variation of reported ATTNDR values over implementations. + +When the ATTNDR value is reported during Showtime for a direction in which retransmission is disabled, the following parameters used in the calculation of the ATTNDR shall also be reported over the eoc with the ATTNDR value (see clause 11.4.1.1.7.2 and Table 11-28a of [[ITU-T G.993.2](#)]) and also be reported in the CO-MIB with the ATTNDR value (see clauses 7.5.1.19 and 7.5.1.20 of [[ITU-T G.997.1](#)]): + +- *ATTNDR\_INP\_act0* (see clauses 7.5.1.41.2 and 7.5.41.3 of [[ITU-T G.997.1](#)]); +- *ATTNDR\_delay\_act0* (see clauses 7.5.1.41.6 and 7.5.41.7 of [[ITU-T G.997.1](#)]). + +When the ATTNDR value is reported during Showtime for a direction in which retransmission is enabled, the following parameters used in the calculation of the ATTNDR shall also be reported over the eoc with the ATTNDR value (see Table C.1a) and also be reported in the CO-MIB with the ATTNDR value (see clauses 7.5.1.19 and 7.5.1.20 of [[ITU-T G.997.1](#)]): + +- *ATTNDR\_INP\_act\_SHINE0* (see clauses 7.5.1.41.2 and 7.5.41.3 of [[ITU-T G.997.1](#)]); +- *ATTNDR\_INP\_act\_REIN0* (see clauses 7.5.1.41.4 and 7.5.41.5 of [[ITU-T G.997.1](#)]); +- *ATTNDR\_delay\_act\_RTX0* (see clauses 7.5.1.41.6 and 7.5.41.7 of [[ITU-T G.997.1](#)]). + +The parameter *ATTNDR\_INP\_act\_SHINE0* is the SHINE far-end actual impulse noise protection used in the calculation of the ATTNDR. The actual impulse noise protection *ATTNDR\_INP\_act\_SHINE0* shall be represented as a 16-bit unsigned integer *atndr\_inp\_act\_shine0*, with the value of *ATTNDR\_INP\_act\_SHINE0* defined as $ATTNDR\_INP\_act\_SHINE\_0 = atndr\_inp\_act\_shine\_0 / 10$ DMT symbols. This data format supports an *ATTNDR\_INP\_act\_SHINE0* granularity of 0.1 DMT symbol. The range is from 0 DMT symbols (represented as 0) to 204.6 DMT symbols (represented as 2046). The value 2047 is a special value indicating an *ATTNDR\_INP\_act\_SHINE0* higher than 204.6 DMT symbols. + +The parameter *ATTNDR\_INP\_act\_REIN0* is the far-end REIN actual impulse noise protection used in the calculation of the ATTNDR. The actual impulse noise protection *ATTNDR\_INP\_act\_REIN0* shall be represented as an 8-bit unsigned integer *atndr\_inp\_act\_rein0*, with the value of *ATTNDR\_INP\_act\_rein0* defined as $ATTNDR\_INP\_act\_REIN\_0 = atndr\_inp\_act\_rein\_0 / 10$ DMT symbols. This data format supports an *ATTNDR\_INP\_act\_REIN0* granularity of 0.1 DMT symbol. The range is from 0 DMT symbols (represented as 0) to 25.4 DMT symbols (represented as 254). The value 255 is a special value indicating an *ATTNDR\_INP\_act\_REIN0* higher than 25.4 DMT symbols. + +The parameter *ATTNDR\_delay\_act\_RTX0* is the far-end actual delay used in the calculation of the ATTNDR. The actual delay *ATTNDR\_delay\_act\_RTX0* shall be represented as an 8-bit unsigned integer *atndr\_delay\_ac\_rtx0*, with the value of *ATTNDR\_delay\_act\_RTX0* defined as $ATTNDR\_delay\_act\_RTX\_0 = atndr\_delay\_act\_rtx\_0 / 10$ ms. This data format supports an *ATTNDR\_delay\_act\_RTX0* granularity of 0.1 ms. The range is from 0 ms (represented as 0) to 25.4 ms (represented as 254). The value 255 is a special value indicating an *ATTNDR\_DELAY\_act\_RTX0* higher than 25.4 ms. + +#### C.1.4.3 ATTNDR\_MAXDELAYOCTET-split (ATTNDR\_MDOSPLIT) + +See clause 11.4.2.8 of [[ITU-T G.993.2](#)]. + +#### C.1.4.4 ATTNDR test parameter read commands and responses + +See clause 11.2.3.11 of [ITU-T G.993.2], with the ATTNDR test parameter defined as shown in Table C.1a. + +**Table C.1a – ATTNDR test parameter** + +| Octet number | Basic method | Improved method
(retransmission disabled) | Improved method
(retransmission enabled) | +|--------------|---------------|----------------------------------------------|---------------------------------------------| +| 1 - 4 | ATTNDR | ATTNDR | ATTNDR | +| 5 | N/A | Reserved and set to 00 16 | ATTNDR_INP_act_SHINE0 | +| 6 | N/A | ATTNDR_INP_act0 | | +| 7 | N/A | Reserved and set to 00 16 | ATTNDR_INP_act_REIN0 | +| 8 | N/A | ATTNDR_delay_act0 | ATTNDR_delay_act_RTX0 | + +NOTE – The format of the fields is defined in clause 11.4.1.1.7. + +## C.2 Initialization + +Support of ITU-T G.998.4 in VDSL2 is realized through the "ITU-T G.998.4 extensions" codepoints in ITU-T G.994.1 and the "ITU-T G.998.4 parameter field" in the various VDSL2 initialization messages, as specified in [ITU-T G.993.2]. This clause defines the contents of the "ITU-T G.998.4 extensions" codepoints in ITU-T G.994.1 and the ITU-T G.998.4 parameter field for the relevant initialization messages. When an initialization message is not included in the subsections below, the ITU-T G.998.4 parameter field for that message shall be a single byte with value 0016. + +### C.2.0 ITU-T G.994.1 handshake phase + +The initialization procedure starts with the ITU-T G.994.1 handshake phase. During this phase, the VTU-O and the VTU-R shall exchange their ITU-T G.998.4 extensions capabilities in addition to the parameters communicated in a regular handshake phase, as defined in [ITU-T G.993.2]. Based on these capabilities, the final set of ITU-T G.998.4 extensions is determined during the ITU-T G.994.1 handshake phase of initialization (see Table 11.68.0.1 and Table 11.68.11 of [ITU-T G.994.1] and Tables C.1.1, C.1.2, C.1.3, and C.1.4). + +**Table C.1.1 – VTU-O CL message Npar(3) bit definitions** + +| ITU-T G.994.1 Npar(3)
Bit | Definition of Npar(3) bits | +|-------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.998.4 Annex D support |

If set to ONE, this bit indicates that the VTU-O supports ITU-T G.998.4 Annex D.

This bit may only be set to ONE if the VTU-O transceiver is ITU-T G.993.5 capable, but the bit "ITU-T G.993.5" is set to ZERO in the Spar(2) octet 2 of ITU-T G.993.2; otherwise this bit shall be set to ZERO.

NOTE – In earlier versions of ITU-T G.998.4, support of Annex D was indicated implicitly by support of ITU-T G.993.5 (i.e., the bit "ITU-T G.993.5" is set to ONE in the Spar(2) octet 2 of ITU-T G.993.2).

| + +**Table C.1.2 – VTU-O MS message Npar(3) bit definitions** + +| ITU-T G.994.1 Npar(3) Bit | Definition of Npar(3) bits | +|-------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.998.4 Annex D support | This bit shall be set to ONE, if and only if, set to ONE in both the last previous CL message and the last previous CLR message.
If set to ONE, this bit indicates that operation in ITU-T G.998.4 Annex D is selected, even if this MS message does not indicate the selection of ITU-T G.993.5. If set to ZERO, this bit indicates that operation in ITU-T G.998.4 Annex D is not selected. | + +**Table C.1.3 – VTU-R CLR message Npar(3) bit definitions** + +| ITU-T G.994.1 Npar(3) Bit | Definition of Npar(3) bits | +|-------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.998.4 Annex D support | If set to ONE, this bit indicates that the VTU-R supports ITU-T G.998.4 Annex D.
This bit may only be set to ONE if the bit "ITU-T G.993.5" is also set to ONE in the Spar(2) octet 2 of ITU-T G.993.2; otherwise this bit shall be set to ZERO.
NOTE – In earlier versions of ITU-T G.998.4, support of Annex D was indicated implicitly by support of ITU-T G.993.5 (i.e., the bit "ITU-T G.993.5" is set to ONE in the Spar(2) octet 2 of ITU-T G.993.2). | + +**Table C.1.4 – VTU-R MS message Npar(3) bit definitions** + +| ITU-T G.994.1 Npar(3) Bit | Definition of Npar(3) bits | +|-------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| ITU-T G.998.4 Annex D support | This bit shall be set to ONE if and only if set to ONE in both the last previous CL message and the last previous CLR message.
If set to ONE, this bit indicates that operation in ITU-T G.998.4 Annex D is selected, even if this MS message does not indicate selection of ITU-T G.993.5. If set to ZERO, this bit indicates that operation in ITU-T G.998.4 Annex D is not selected. | + +### C.2.1 VTU-O messages + +#### C.2.1.1 O-MSG 1 + +The O-MSG 1 message contains the capabilities of the VTU-O. The ITU-T G.998.4 parameter field for O-MSG 1 shall be structured as shown in Table C.2. + +**Table C.2 – ITU-T G.998.4 parameter field for O-MSG1** + +| | Field contents | Format | Description | +|----|-----------------------------------|-----------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 parameter field. | +| 2 | Retransmission support | 1 byte
[0000 000u] | Indicates support of upstream retransmission at the VTU-O. | +| 3 | DTU options | 1 byte
[0000 0cba] | Indicates the optional framing types supported by the VTU-O transmitter. | +| 4 | VTU-O Half-roundtrip Tx | 1 byte [00ddssss] | VTU-O transmitter half-roundtrip delay. | +| 5 | VTU-O half-roundtrip Rx | 1 byte
[00ddssss] | VTU-O receiver half roundtrip delay. | +| 6 | DS $(1/S)_{max}$ | 1 byte [0eeeeeee] | Maximum $1/S$ value supported by the VTU-O in the downstream direction when retransmission is enabled. | +| 7 | US $(1/S)_{max}$ | 1 byte [0eeeeeee] | Maximum $1/S$ value supported by the VTU-O in the upstream direction when retransmission is enabled. | +| 8 | Downstream $D_1$ values supported | 1 byte
[eddddddd] | Indicates the optional block interleaving depth values supported by the VTU-O transmitter | +| 9 | Support of LPMode Annex E | 1 byte
[0000 00ab] | Indicates the enabling of LPMode link sub-states L2.1 and L2.2 in the downstream direction:
ab=00 if both L2.1 and L2.2 are disabled
ab=01 is reserved for use by the ITU-T
ab=10 if L2.1 is enabled and L2.2 is disabled
ab=11 if both L2.1 and L2.2 are enabled | +| 10 | Supported Options | 1 byte | Indicates various options supported by the VTU-O. | + +Field #1 "Parameter field length" indicates the number of data bytes in the ITU-T G.998.4 parameter field. The data bytes are the bytes following this length indicator byte (i.e., all bytes in the ITU-T G.998.4 parameter field counting from the penultimate byte). This byte is included to allow CPEs that do not support ITU-T G.998.4 to still correctly parse O-MSG1. + +Field #2 "Retransmission support" indicates the upstream retransmission capability of the VTU-O. The field shall be coded as a single byte [0000 000u], where: + +- u = 0 indicates that retransmission is not supported in the upstream direction. +- u = 1 indicates that retransmission is supported in the upstream direction. + +Note that support for downstream retransmission is implied if the VTU-O includes an ITU-T G.998.4 parameter field that has a non-zero number of data bytes in it. + +Field #3 "DTU options" indicates which of the optional DTU framing types are supported by the VTU-O transmitter. The field shall be coded as a single byte [0000 0abc], where: + +- a = 1 indicates support of DTU framing type 2 (see clause 8.1.2). +- b = 1 indicates support of DTU framing type 3 (see clause 8.1.3). +- c = 1 indicates support of DTU framing type 4 (see clause 8.1.4). + +At least one of the bits *a*, *b* or *c* shall be set to 1 when retransmission is supported in the downstream direction. + +Field #4 "VTU-O Half-roundtrip Tx" contains the half-roundtrip delay of the VTU-O transmitter. The field shall be coded as a single byte [00*ddssss*], where: + +- *ssss* is a four-bit number indicating the part of the delay in DMT symbols for the profiles with 4.3125 kHz sub-carrier spacing or in multiple of 2 DMT symbols for the profiles with 8.625 kHz sub-carrier spacing. +- *dd* is a two-bit number indicating the part of the delay in DTU. + +Field #5 "VTU-O Half-roundtrip Rx" contains the half-roundtrip delay of the VTU-O receiver. The field shall be coded as a single byte [00*ddssss*], where: + +- *ssss* is a four-bit number indicating the part of the delay in DMT symbols for the profiles with 4.3125 kHz sub-carrier spacing or in multiple of 2 DMT symbols for the profiles with 8.625 kHz sub-carrier spacing. +- *dd* is a two-bit number indicating the part of the delay in DTU. + +Field #6 "DS (1/*S*)*max* with RTX" contains the maximal $1/S$ value supported by the VTU-O in the downstream direction when retransmission is enabled in this direction downstream. The field shall be coded as an unsigned 8-bit value with a range from 1 to 64 in steps of 1. When retransmission is enabled in downstream, this value supersedes the value of "DS (1/*S*)*max*" exchanged in the PMS-TC capabilities field of O-MSG 1. + +Field #7 "US (1/*S*)*max* with RTX" contains the maximal $1/S$ value supported by the VTU-O in the upstream direction when retransmission is enabled in upstream. The field shall be coded as an unsigned 8-bit value with a range from 1 to 64 in steps of 1. When retransmission is enabled in upstream, this value supersedes the value of "US (1/*S*)*max*" exchanged in the PMS-TC capabilities field of O-MSG 1. + +Field #8 "Downstream $D_1$ values supported" contains the description of the set of downstream block interleaving depth values supported by the VTU-O transmitter on the latency path #1. The field shall be coded as a single byte [*eddddddd*], where: + +- *ddddddd* is a seven-bit unsigned integer indicating the maximum interleaving depth $D_1$ value supported; +- *e* is set to 1 to indicate that the VTU-O only supports $D_1$ values that are an integer power of 2, and set to 0 otherwise. + +Field #9 "Support of LPMode Annex E" indicates whether or not the LPMode link sub-states L2.1 and L2.2 (as defined in Annex E) are enabled in the downstream direction. The value *ab* depends on the CO-MIB enabling and the VTU-O supporting the LPMode link sub-states L2.1 and L2.2 in the downstream direction. + +Field #10 "Supported Options" indicates various options supported by the VTU-O. It is encoded as an 8-bit field [*b*7 ... *b*0] where *b*7 is the MSB and *b*0 is the LSB. + +- Bit *b*0 shall be set to 1 if the VTU-O supports the "Extended rate statistics" option (see clause 11.4.5) and shall be set to 0 otherwise; +- Bits [*b*7 ... *b*1] are reserved by ITU-T. + +All bits reserved by ITU-T shall be set to 0 and ignored by the receiver. When retransmission is enabled, all other parameter values exchanged in the remainder of O-MSG 1 shall keep their original meaning (as defined in [[ITU-T G.993.2](#)]), unless indicated otherwise above. + +#### C.2.1.2 O-TPS + +The O-TPS message conveys the TPS-TC configuration for both the upstream and the downstream directions. It is based on the capabilities that were indicated in O-MSG 1 and R-MSG 2. The ITU-T G.998.4 parameter field for O-TPS shall be structured as shown in Table C.3. + +**Table C.3 – ITU-T G.998.4 parameter field for O-TPS** + +| | Field contents | Format | Description | +|----|---------------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 parameter field. | +| 2 | Retransmission enabled | 1 byte
[0000 00ud] | Indicates whether retransmission is enabled or disabled (per transmission direction). | +| 3 | Downstream ETR_max | 2 bytes | Extension of the bearer channel descriptor containing the maximum ETR in the downstream direction. | +| 4 | Downstream ETR_min | 2 bytes | Extension of the bearer channel descriptor containing the minimum ETR in the downstream direction. | +| 5 | Downstream minimum delay | 1 byte | Extension of bearer channel descriptor containing the downstream minimum delay requirement for the downstream bearer channel (Note). | +| 6 | Downstream INP_min_REIN and iat_REIN_flag | 1 byte
[f00mmmmm] | Extension of bearer channel descriptor containing the downstream minimum INP against REIN and REIN inter-arrival time in the downstream direction. | +| 7 | Downstream SHINERatio | 1 byte | Value of the downstream SHINERatio. | +| 8 | Upstream minimum delay | 1 byte | Extension of bearer channel descriptor containing the upstream minimum delay requirement for the upstream bearer channel (Note). | +| 9 | Upstream INP_min_REIN and iat_REIN_flag | 1 byte
[f00mmmmm] | Extension of bearer channel descriptor containing the upstream minimum INP against REIN and REIN inter-arrival time in the downstream direction. | +| 10 | Downstream leftr_thresh | 1 byte
[0iii iii] | The bits iii iii gives leftr_thresh value for downstream. | +| 11 | CI policy | 1 byte
[0000 000p] | Downstream channel initialization policy. | +| 12 | ITU-T G.998.4 LPMode parameter field | Variable length | Control parameters for the LPMode defined in Annex E. | + +NOTE – When retransmission is enabled in either downstream or upstream or both, only one bearer channel shall be supported in upstream and downstream. + +Field #1 "Parameter field length" indicates the number of data bytes in the ITU-T G.998.4 parameter field. The data bytes are the bytes following this length indicator byte (i.e., all bytes in the ITU-T G.998.4 parameter field counting from the penultimate byte). This byte is included to allow CPEs that do not support ITU-T G.998.4 to still correctly parse O-TPS. + +Field #2 "Retransmission enabled" indicates whether retransmission is enabled in the upstream and downstream directions. The field shall be coded as a single byte [0000 00ud], where: + +- u = 0 indicates that retransmission is not enabled in the upstream direction. +- u = 1 indicates that retransmission is enabled in the upstream direction. +- d = 0 indicates that retransmission is not enabled in the downstream direction. +- d = 1 indicates that retransmission is enabled in the downstream direction. + +If retransmission is not enabled in the downstream direction, the remaining bytes of the ITU-T G.998.4 parameter field that pertain to downstream transmission shall be set to zero at the transmitter and ignored at the receiver. + +If retransmission is not enabled in the upstream direction, the bytes of the ITU-T G.998.4 parameter field that pertain to upstream transmission shall be set to zero at the transmitter and ignored at the receiver. + +Field #3 "Downstream *ETR\_max*" contains the *ETR\_max* as defined in clause 7 for the downstream bearer channel. The field shall be coded as a 16-bits unsigned integer with the data rate in multiple of 8 kbit/s. + +Field #4 "Downstream *ETR\_min*" contains the *ETR\_min* as defined in clause 7 for the downstream bearer channel. The field shall be coded as a 16-bits unsigned integer with the data rate in multiple of 8 kbit/s. + +Field #5 "Downstream minimum delay" contains the minimum delay requirement (*delay\_min*) for the downstream bearer channel. The field shall be coded as a single byte. Valid values are defined in Table 7-2. + +Field #6 "Downstream *INP\_min\_REIN* and *iat\_REIN\_flag*" contains the minimum INP and the inter-arrival time that shall be assumed for REIN protection in the downstream direction. The field shall be coded as a single byte [f00m mmmm], where: + +- mmmmm is a five-bit number containing the minimum required INP protection against REIN pulses in the downstream direction (*INP\_min\_REIN*). Valid values are defined in Table 7-2. +- f is a flag that indicates the frequency of the REIN pulses, where: + - f = 0 indicates a repetition frequency of REIN of 100 Hz (*iat\_REIN\_flag* = 0). + - f = 1 indicates a repetition frequency of REIN of 120 Hz (*iat\_REIN\_flag* = 1). + +Field #7 "*SHINERatio*" contains the *SHINERatio* for downstream transmission. The value of *SHINERatio* is obtained by multiplying the 8-bit value with 0.001. The valid values are defined in Table 7-2. + +Field #8 "Upstream minimum delay" contains the minimum delay requirement for the upstream bearer channel. The field shall be coded as a single byte. The valid values are defined in Table 7-2. This information can be used by the VTU-R in the transmitter reference state machine. + +Field #9 "Upstream *INP\_min\_REIN* and *iat\_REIN\_flag*" contains the minimum INP and the inter-arrival time that shall be assumed for REIN protection in the upstream direction. The field shall be coded as a single byte [f00m mmmm], where: + +- mmmmm is a five-bit number containing the minimum required INP protection against REIN pulses in the upstream direction (*INP\_min\_REIN*). The valid values are defined in Table 7-2. +- f is a flag that indicates the frequency of the REIN pulses, where: + - f = 0 indicates a repetition frequency of REIN of 100 Hz (*iat\_REIN\_flag*=0). + - f = 1 indicates a repetition frequency of REIN of 120 Hz (*iat\_REIN\_flag*=1). + +Field #10 "Downstream *leftr\_thresh*" contains the threshold for declaring *leftr* detects for downstream transmission. The value of *LEFTR\_THRESH* is obtained by multiplying the 7-bit + +value with 0.01. The valid values are defined in Table 7-2. A special value of 0 indicates that ETR shall be used as the threshold for *leftir* detects. + +Field #11 "CI policy" indicates the channel initialization policy that shall be used in the downstream direction. It shall be coded as [0000 000p], where: + +- p = 0 to indicate that CIpolicy 0 shall be used. +- p = 1 reserved by ITU-T. + +Field #12 is a variable length field consisting of an integer number of octets. It is formatted as shown in Table E.3. If the VTU-O indicates in O-MSG 1 the LPMode link sub-state L2.1 is enabled and the VTU-R indicates in R-MSG 2 it supports the LPMode link sub-state L2.1, then this field shall have a length of 9 bytes. Otherwise, this field may have a length of 1 byte with value 0016. + +When retransmission is enabled in the downstream direction, the remaining parameter values exchanged in O-TPS shall keep their original meaning (as defined in [\[ITU-T G.993.2\]](#)), with the following exceptions: + +- The field *net\_minn* in the downstream bearer channel descriptor (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall be set to 0. +- The field *net\_maxn* in the downstream bearer descriptor shall contain the downstream *net\_max* as defined in clause 7. +- The field *INP\_minn* in the Impulse noise protection field of the downstream bearer channel (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall contain the downstream Minimum impulse noise protection as defined in Table 7-2. +- The *CIpolicy* bit of the TPS-TC options field of the downstream bearer channel descriptor (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall be ignored and superseded by the information contained in the ITU-T G.998.4 parameter field of O-TPS. +- The maximum interleaving delay field of the downstream bearer channel descriptor shall contain the downstream *delay\_max* as defined in Table 7-2. + +When retransmission is enabled in the upstream direction, the remaining parameter values exchanged in O-TPS shall keep their original meaning (as defined in [\[ITU-T G.993.2\]](#)), with the following exceptions: + +The field *net\_minn* in the upstream bearer channel descriptor (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall be set to 0. + +The field *net\_maxn* in the upstream bearer descriptor shall contain the upstream *net\_max* as defined in clause 7. + +The field *INP\_minn* in the Impulse noise protection field of the upstream bearer channel (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall contain the upstream Minimum impulse noise protection as defined in Table 7-2. + +The *CIpolicy* bit of the TPS-TC options field of the upstream bearer channel descriptor (see Table 12-42 of [\[ITU-T G.993.2\]](#)) shall be ignored and superseded by the information contained in the ITU-T G.998.4 parameter field of O-TPS + +The maximum interleaving delay field of the upstream bearer channel descriptor shall contain the upstream *delay\_max* as defined in Table 7-2. + +#### C.2.1.3 O-PMS + +The O-PMS message conveys the initial PMS-TC parameters that shall be used in the upstream direction during Showtime. The ITU-T G.998.4 parameter field for O-PMS shall be structured as shown in Table C.4. + +If retransmission is not enabled in the upstream direction (as indicated in the ITU-T G.998.4 parameter field of O-TPS) and OLR is not supported in any direction by the VTU-O, the ITU-T G.998.4 parameter field of O-PMS may be left empty by the VTU-O (i.e., consist of a single byte with value 0). + +**Table C.4 – ITU-T G.998.4 parameter field for O-PMS** + +| | Field contents | Format | Description | +|---|------------------------------------------------|-------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 parameter field. | +| 2 | DTU options | [0000 00aa] | Selected DTU framing type in the upstream direction. | +| 3 | $Q$ | 1 byte | The number of Reed-Solomon codewords per DTU in the upstream direction. | +| 4 | $V$ | 1 byte | The number of padding octets per DTU in the upstream direction. | +| 5 | $Q_{tx}$ | 1 byte | Delay in DTU between two consecutive transmissions of a DTU. | +| 6 | $lb$ | 1 byte | Look-back value used to calculate the values communicated in the RRC carrying the requests for upstream retransmission, i.e., in the RRC transmitted in the downstream direction. | +| 7 | Downstream OLR capabilities with ITU-T G.998.4 | 1 byte | Indicates support in the downstream direction for the various OLR mechanisms when retransmission is enabled in downstream. | +| 8 | Upstream OLR capabilities with ITU-T G.998.4 | 1 byte | Indicates support in the upstream direction for the various OLR mechanisms when retransmission is enabled in upstream. | +| 9 | $D_l$ | 1 byte | Block interleaving depth in the upstream direction. | + +Field #1 "Parameter field length" indicates the number of data bytes in the ITU-T G.998.4 parameter field. The data bytes are the bytes following this length indicator byte (i.e., all bytes in the ITU-T G.998.4 parameter field counting from the penultimate byte). This byte is included to allow CPEs that do not support ITU-T G.998.4 to still correctly parse O-PMS. + +Field #2 "DTU options" indicates which of the optional DTU framing types shall be used in the upstream direction. The field is coded as [0000 00aa], where: + +- aa=00 indicates that DTU framing type 1 (see clause 8.1.1) shall be used. +- aa=01 indicates that DTU framing type 2 (see clause 8.1.2) shall be used. +- aa=10 indicates that DTU framing type 3 (see clause 8.1.3) shall be used. +- aa=11 indicates that DTU framing type 4 (see clause 8.1.4) shall be used. + +The selected value shall be consistent with the support of the optional framing types at the VTU-R as indicated in R-MSG2. + +Field #3 " $Q$ " indicates the number of Reed-Solomon codewords per DTU in the upstream direction. $Q$ shall take a value in the range from 1 to 64 (inclusive). + +Field #4 " $V$ " indicates the number of padding octets per DTU in the upstream direction. $V$ shall take a value between 0 and 15 (inclusive). + +Field #5 " $Q_{tx}$ " indicates the delay (in number of DTUs) between two consecutive upstream transmissions of the same DTU in the transmitter reference state machine assumed by the VTU-O. $Q_{tx}$ shall take a value in the range from 1 to 64 (inclusive). + +Field #6 "*lb*" contains the look-back value used to calculate the values communicated in the RRC carrying the requests for upstream retransmission, i.e., in the RRC transmitted in the downstream direction. "*lb*" shall take values in the range from 1 to 31. + +Field #7 "Downstream OLR capabilities with ITU-T G.998.4" indicates which of the various optional OLR mechanisms are supported by the VTU-O in the downstream direction when retransmission is enabled in downstream. The field is coded as [0000 00us], where: + +- s=1 if OLR type 5 (SRA modified for ITU-T G.998.4) is supported and s=0 otherwise +- u=1 if OLR type 6 (SOS modified for ITU-T G.998.4) is supported and u=0 otherwise + +Field #8 "Upstream OLR capabilities with ITU-T G.998.4" indicates which of the various optional OLR mechanisms are supported by the VTU-O in the upstream direction when retransmission is enabled in upstream. The field is coded as [0000 00us], where: + +- s=1 if OLR type 5 (SRA modified for ITU-T G.998.4) is supported and s=0 otherwise +- u=1 if OLR type 6 (SOS modified for ITU-T G.998.4) is supported and u=0 otherwise + +Field #9 "*D*1" indicates the block interleaving depth in the upstream direction on the latency path #1. *D*1 shall take a value in the range from 1 to 64 (inclusive). *D*1 shall be either equal to 1 or equal to *Q*. + +When retransmission is enabled in the upstream direction, the remaining parameter values exchanged in O-PMS shall keep their original meaning (as defined in [\[ITU-T G.993.2\]](#)), with the following exceptions: + +- The fields *F*, *I* and *D* of the of the latency path #1 shall be set to 0 and ignored by the receiver. +- The field *max\_delay\_octet*US,0 shall specify the maximum value of *delay\_octet*US,0 (defined in clause C.1.1). +- The field *max\_delay\_octet*US,1 shall specify the maximum value of *delay\_octet*US,1 (defined in clause C.1.1), specified in bytes as an unsigned integer. + +When retransmission is enabled in the downstream direction, the remaining parameter values exchanged in O-PMS shall keep their original meaning (as defined in [\[ITU-T G.993.2\]](#)), with the following exceptions: + +- The field *max\_delay\_octet*DS,0 shall specify the maximum value of *delay\_octet*DS,0 (defined in clause C.1.1). +- The field *max\_delay\_octet*DS,1 shall specify the maximum value of *delay\_octet*DS,1 (defined in clause C.1.1), specified in bytes as an unsigned integer. If the value of this field is set to the special value FFFFFF16, the field "*max\_delay\_octet*DS,0" shall indicate the maximum value of (*delay\_octet*DS,0 + *delay\_octet*DS,1) and the VTU-R shall autonomously partition the number of octets between both downstream latency paths. + +#### C.2.1.4 O-PMD + +The O-PMD message conveys the initial PMD parameter settings that shall be used in the upstream direction during Showtime. The ITU-T G.998.4 parameter field of this message is empty (i.e., consist of a single byte with value 0016). + +The initialization status reported in field #5 shall be based on the channel initialization policies defined in this Recommendation instead of the policies of [\[ITU-T G.993.2\]](#). + +Additionally, if *delay\_max* is lower than the actual roundtrip (see clause 8.6), an initialization failure shall be indicated by setting the initialization status to 8216 (Configuration not feasible on the line). The actual roundtrip depends on line independent XTU-C and XTU-R characteristics and on line dependent DTU sizes and data rates. + +Furthermore, when the VTU-O supports ITU-T G.998.4, the field "initialization status" in O-PMD can take the value 8616, in addition to the valid values listed in [ITU-T G.993.2]. + +Initialization status shall be set to 8616 if ITU-T G.998.4 retransmission mode was not selected while RTX\_ENABLE = FORCED. + +In case of initialization failure: + +- the initialization failure count shall be incremented +- all values in Fields #2 to #4 of O-PMD shall be set to 0, and +- the VTU-O shall return to L3 link state instead of L0 link state at the completion of the initialization procedures. + +This failure code shall be generated by the VTU-O. + +### C.2.2 VTU-R messages + +#### C.2.2.1 R-MSG2 + +The R-MSG2 message conveys VTU-R capabilities to the VTU-O. The ITU-T G.998.4 parameter field for R-MSG2 shall be structured as shown in Table C.5. + +**Table C.5 – ITU-T G.998.4 parameter field for R-MSG2** + +| | Field contents | Format | Description | +|----|---------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 parameter field (Note 1). | +| 2 | Upstream Retransmission support | 1 byte
[0000 000u] | Indicates support of upstream retransmission at the VTU-R. | +| 3 | DTU options | 1 byte
[0000 0cba] | Indicates the optional framing types supported by the VTU-R transmitter. | +| 4 | VTU-R Half-roundtrip Tx | 1 byte
[00ddssss] | VTU-R transmitter half-roundtrip delay. | +| 5 | VTU-R half-roundtrip Rx | 1 byte
[00ddssss] | VTU-R receiver half roundtrip delay. | +| 6 | US ( $1/S$ ) max | 1 byte
[0eeeeee] | Maximum $1/S$ value supported by the VTU-R in the upstream direction when retransmission is enabled in upstream. | +| 7 | DS ( $1/S$ ) max | 1 byte
[0eeeeee] | Maximum $1/S$ value supported by the VTU-R in the downstream direction when retransmission is enabled in downstream. | +| 8 | Maximum upstream net data rate | 2 bytes | Maximum net data rate supported by the VTU-R in the upstream direction when retransmission is enabled. | +| 9 | Upstream $D_1$ values supported | 1 byte
[eddddddd] | Indicates the optional block interleaving depth values supported by the VTU-R transmitter | +| 10 | Reserved for [ITU-T G.993.5] | 3 bytes | Reserved for [ITU-T G.993.5] (see clause D.2.2.1) | + +**Table C.5 – ITU-T G.998.4 parameter field for R-MSG2** + +| | Field contents | Format | Description | +|----|---------------------------|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 11 | Support of LPMode Annex E | 1 byte
[0000 00ab] | Indicates the support of LPMode link sub-states L2.1 and L2.2 in the downstream direction:
ab=00 if both L2.1 and L2.2 are not supported
ab=01 is reserved for use by the ITU-T
ab=10 is reserved for use by the ITU-T
ab=11 if both L2.1 and L2.2 are supported | +| 12 | Supported Options | 1 byte | Indicates various options supported by the VTU-R. | + +NOTE 1 – If the VTU-R does not support retransmission in either transmission direction, the number of data bytes may be zero. + +Field #1 "Parameter field length" indicates the number of data bytes in the ITU-T G.998.4 parameter field. The data bytes are the bytes following this length indicator byte (i.e., all bytes in the ITU-T G.998.4 parameter field counting from the penultimate byte). This byte is included to allow VTU-Os that do not support ITU-T G.998.4 to still correctly parse R-MSG2. + +Field #2 "Retransmission support" indicates the retransmission capabilities of the VTU-R. It shall be coded as a single byte [0000 000u], where: + +- u = 0 indicates that retransmission is not supported in the upstream direction. +- u = 1 indicates that retransmission is supported in the upstream direction. + +Note that support for downstream retransmission is implied if the VTU-R includes an ITU-T G.998.4 parameter field that has a non-zero number of data bytes in it. + +Field #3 "DTU options" indicates which of the optional DTU framing types are supported by the VTU-R transmitter. The field shall be coded as a single byte [0000 0abc], where: + +- a = 1 indicates support of DTU Framing type 2 (see clause 8.1.2). +- b = 1 indicates support of DTU Framing type 3 (see clause 8.1.3). +- c = 1 indicates support of DTU Framing type 4 (see clause 8.1.4). + +At least one of the bits a, b or c shall be set to 1 when retransmission is supported in the upstream direction. + +Field #4 "VTU-R Half-roundtrip Tx" contains the half-roundtrip delay of the VTU-R transmitter. The field shall be coded as a single byte [00ddssss], where: + +- ssss is a four-bit number indicating the part of the delay in DMT symbols for the profiles with 4.3125 kHz sub-carrier spacing or in multiple of 2 DMT symbols for the profiles with 8.625 kHz sub-carrier spacing. +- dd is a two-bit number indicating the part of the delay in DTU. + +Field #5 "VTU-R Half-roundtrip Rx" contains the half-roundtrip delay of the VTU-R receiver. The field shall be coded as a single byte [00ddssss], where: + +- ssss is a four-bit number indicating the part of the delay in DMT symbols for the profiles with 4.3125 kHz sub-carrier spacing or in multiple of 2 DMT symbols for the profiles with 8.625 kHz sub-carrier spacing. +- dd is a two-bit number indicating the part of the delay in DTU. + +Field #6 "US ( $1/S_{max}$ )" contains the maximal $1/S$ value supported by the VTU-R in the upstream direction when retransmission is enabled in upstream. The field shall be coded as an unsigned 8-bit value with a range from 1 to 64 in steps of 1. When retransmission is enabled in upstream, this + +value supersedes the value of "US $(1/S)_{max}$ " exchanged in the PMS-TC capabilities field of R-MSG2. + +Field #7 "DS $(1/S)_{max}$ " contains the maximal $1/S$ value supported by the VTU-R in the downstream direction when retransmission is enabled in downstream. The field shall be coded as an unsigned 8-bit value with a range from 1 to 64 in steps of 1. When retransmission is enabled in downstream, this value supersedes the value of "DS $(1/S)_{max}$ " exchanged in the PMS-TC capabilities field of R-MSG2. + +Field #8 "Maximum upstream net data rate" contains the maximal upstream net data rate supported by the VTU-R in upstream when retransmission is enabled in this direction. This field shall be coded as an unsigned 16-bit value with the rate in multiple of 8 kbit/s. + +Field #9 "Upstream $D_1$ values supported" contains the description of the set of upstream block interleaving depth values supported by the VTU-R transmitter. The field shall be coded as a single byte [edddddd], where: + +- dddddd is a seven-bit unsigned integer indicating the maximum interleaving depth $D_1$ value supported; +- e is set to 1 to indicate that the VTU-R only supports $D_1$ values that are an integer power of 2, and set to 0 otherwise. + +Field #10 is reserved for [ITU-T G.993.5]. It is a 24-bit field that shall be coded as 00000016. + +Field #11 "Support of LPMode Annex E" indicates whether or not the VTU-R supports the LPMode link sub-states L2.1 and L2.2 (as defined in Annex E) in the downstream direction. + +Field #12 "Supported Options" indicates various options supported by the VTU-R. It is encoded as an 8-bit field [b7 ... b0] where b7 is the MSB and b0 is the LSB. + +- Bit b0 shall be set to 1 if the VTU-R supports the "Extended rate statistics" option (see clause 11.4.5) and shall be set to 0 otherwise; +- Bits [b7 ... b1] are reserved by ITU-T. + +All bits reserved by ITU-T shall be set to 0 and ignored by the receiver. + +When retransmission is enabled, all other parameter values exchanged in R-MSG 2 shall keep their original meaning (as defined in [ITU-T G.993.2]), unless indicated otherwise above. + +#### C.2.2.2 R-PMS + +The R-PMS message conveys the initial PMS-TC parameter settings that shall be used in the downstream direction during Showtime. The ITU-T G.998.4 parameter field for R-PMS shall be structured as shown in Table C.6. + +If retransmission is not enabled in the downstream direction (as indicated in O-TPS) and OLR is not supported in any direction by the VTU-R, the ITU-T G.998.4 parameter field of R-PMS may be left empty by the VTU-R transmitter (i.e., consist of a single byte with value 0). + +**Table C.6 – ITU-T G.998.4 parameter field for R-PMS** + +| | Field contents | Format | Description | +|---|------------------------|-------------|---------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 parameter field. | +| 2 | DTU options | [0000 00aa] | Selected DTU framing type in the downstream direction. | +| 3 | $Q$ | 1 byte | The number of Reed-Solomon codewords per DTU in the downstream direction. | + +**Table C.6 – ITU-T G.998.4 parameter field for R-PMS** + +| | Field contents | Format | Description | +|---|------------------------------------------------|--------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| 4 | V | 1 byte | The number of padding octets per DTU in the downstream direction. | +| 5 | Qtx | 1 byte | Delay in DTU between two consecutive transmissions of a DTU. | +| 6 | lb | 1 byte | Look-back value used to calculate the values communicated in the RRC carrying the requests for downstream retransmission, i.e., in the RRC transmitted in the upstream direction. | +| 7 | Downstream OLR capabilities with ITU-T G.998.4 | 1 byte | Indicates support in the downstream direction for the various OLR mechanisms when retransmission is enabled in downstream. | +| 8 | Upstream OLR capabilities with ITU-T G.998.4 | 1 byte | Indicates support in the upstream direction for the various OLR mechanisms when retransmission is enabled in upstream. | +| 9 | D1 | 1 byte | Block interleaving depth in the downstream direction. | + +Field #1 "Parameter field length" indicates the number of data bytes in the field (i.e., counting from the penultimate byte). This field is included to allow a VTU-O that does not support ITU-T G.998.4 to still correctly parse R-PMS. + +Field #2 "DTU options" indicates which of the optional DTU framing types shall be used in the downstream direction. The field is coded as [0000 00aa], where: + +- aa=00 indicates that DTU framing type 1 (see clause 8.1.1) shall be used. +- aa=01 indicates that DTU framing type 2 (see clause 8.1.2) shall be used. +- aa=10 indicates that DTU framing type 3 (see clause 8.1.3) shall be used. +- aa=11 indicates that DTU framing type 4 (see clause 8.1.4) shall be used. + +Field #3 "*Q*" indicates the number of Reed-Solomon codewords per DTU in the downstream direction. *Q* shall take a value in the range from 1 to 64 (inclusive). + +Field #4 "*V*" indicates the number of padding octets per DTU in the downstream direction. *V* shall take a value between 0 and 15 (inclusive). + +Field #5 "*Qtx*" indicates the delay (in number of DTUs) between two consecutive downstream transmissions of the same DTU in the transmitter reference state machine assumed by the VTU-R. *Qtx* shall take a value in the range from 1 to 64 (inclusive). + +Field #6 "*lb*" contains the look-back value used to calculate the values communicated in the RRC carrying the requests for upstream retransmission, i.e., in the RRC transmitted in the downstream direction. "*lb*" shall take values in the range from 1 to 31. + +Field #7 "Downstream OLR capabilities with ITU-T G.998.4" indicates which of the various optional OLR mechanisms are supported by the VTU-R in the downstream direction when retransmission is enabled in downstream. The field is coded as [0000 00us], where: + +- s=1 if OLR type 5 (SRA modified for ITU-T G.998.4) is supported and s=0 otherwise +- u=1 if OLR type 6 (SOS modified for ITU-T G.998.4) is supported and u=0 otherwise + +Field #8 "Upstream OLR capabilities with ITU-T G.998.4" indicates which of the various optional OLR mechanisms are supported by the VTU-R in the upstream direction when retransmission is enabled in upstream. The field is coded as [0000 00us], where: + +- s=1 if OLR type 5 (SRA modified for ITU-T G.998.4) is supported and s=0 otherwise +- u=1 if OLR type 6 (SOS modified for ITU-T G.998.4) is supported and u=0 otherwise + +Field #9 " $D_1$ " indicates the block interleaving depth in the downstream direction on the latency path #1. $D_1$ shall take a value in the range from 1 to 64 (inclusive). $D_1$ shall be either equal to 1 or equal to $Q$ . + +When retransmission is enabled in the downstream direction, the remaining parameter values exchanged in R-PMS shall keep their original meaning (as defined in [ITU-T G.993.2]), with the following exceptions: + +The fields $F$ , $I$ and $D$ of the of the latency path #1 shall be set to 0 and ignored by the receiver. + +## C.3 Management plane procedures + +### C.3.1 Test parameter read commands + +Four test parameters have been added to Table 11-27 of [ITU-T G.993.2] as described in Table C.7. + +The parameter with ID= $41_{16}$ contains the actual INP against SHINE as derived by the far-end transmitter. It is represented as an unsigned 16-bit integer in multiple of 0.1. This parameter shall be included in the response of a VTU to a single read command if retransmission is enabled in its transmit direction. + +The parameter with ID= $42_{16}$ contains the actual INP against REIN as derived by the far-end transmitter. It is represented as an unsigned 8-bit integer in multiple of 0.1. This parameter shall be included in the response of a VTU to a single read command if retransmission is enabled in its transmit direction. + +The parameter with ID= $43_{16}$ contains the actual ETR as derived by the far-end receiver. It is represented as an unsigned 32-bit integer in multiple of 1 kbit/s. This parameter shall be included in the response of a VTU to a single read command if retransmission is enabled in its receive direction. + +The parameter with ID= $44_{16}$ contains the actual delay as derived by the far-end receiver. It is represented as an unsigned 8-bit integer in multiple of 1 ms. This parameter shall be in the response of a VTU to a single read command if retransmission is enabled in its receive direction. + +**Table C.7 – Additional PMD test parameter ID values and length of responses** + +| Test parameter ID | Test parameter name | Length for Single Read (octets) | Length for Multiple Read (octets) | Length for Block Read (octets) | +|-------------------|---------------------------------------------------------------------------------------|---------------------------------|-----------------------------------|--------------------------------| +| $41_{16}$ | Far-end RTX Transmitter Actual Impulse Noise protection against SHINE (INP_act_SHINE) | 2 octets | n/a | n/a | +| $42_{16}$ | Far-end RTX Transmitter Actual Impulse Noise protection against REIN (INP_act_REIN) | 1 octet | n/a | n/a | + +**Table C.7 – Additional PMD test parameter ID values and length of responses** + +| Test parameter ID | Test parameter name | Length for Single Read (octets) | Length for Multiple Read (octets) | Length for Block Read (octets) | +|-------------------|----------------------------------------------------|---------------------------------|-----------------------------------|--------------------------------| +| 43 16 | RTX Receiver Expected Throughput (ETR) | 4 octets | n/a | n/a | +| 44 16 | RTX Receiver Actual Delay ( delay_act_RTX ) | 1 octet | n/a | n/a | + +#### C.3.1.2 Management counter read commands and responses + +Replace Table 11-16 of [ITU-T G.993.2] and Table 11-17 of [ITU-T G.993.2] with Table C.8 and Table C.9, respectively. + +The field "*EFTR\_min*" contains the *EFTR\_min* as derived by the far-end receiver. It is represented as an unsigned 32-bit integer in multiple of 1 kbit/s. This field shall be present in the response from the VTU if retransmission is enabled in its receive direction. Although this parameter is reported via the management counter eoc commands, this performance monitoring parameter is not a counter. Therefore, the requirements of [ITU-T G.993.2] and [ITU-T G.997.1] applicable to counters in general do not apply to this parameter. + +The field "*EFTR\_max*" contains the *EFTR\_max* as derived by the far-end receiver. It is represented as an unsigned 32-bit integer in multiple of 1 kbit/s. This field shall be present in the response from the VTU if retransmission is enabled in its receive direction and presence of the field is supported by both VTUs (see clause 11.4.4). Although this parameter is reported via the management counter eoc commands, this performance monitoring parameter is not a counter. Therefore, the requirements of [ITU-T G.993.2] and [ITU-T G.997.1] applicable to counters in general do not apply to this parameter. + +**Table C.8 – Management counter read responses sent by the responding VTU** + +| Name | Length (Octets) | Octet number | Content | +|------|-----------------|-----------------------------|------------------------------------------------------| +| ACK | variable | 2 | 81 16 (Note 1) | +| | | 3 to $2 + 4 \times N_c$ | octets for all of the PMS-TC counter values (Note 2) | +| | | $3 + 4 \times 13$ and above | octets for all of the TPS-TC counter values (Note 2) | + +NOTE 1 – All other values for octet number 2 are reserved by the ITU-T. + +NOTE 2 – $N_c$ is the number of counters for the PMS-TC. $N_c = 14$ if retransmission is enabled only in the receive direction and the *EFTR\_max* parameter is not included. $N_c = 15$ if retransmission is enabled only in the receive direction and the *EFTR\_max* parameter is included. $N_c = 8$ if retransmission is enabled only in the transmit direction. $N_c = 15$ if retransmission is enabled in both directions and the *EFTR\_max* parameter is not included. $N_c = 16$ if retransmission is enabled in both directions and the *EFTR\_max* parameter is included. $N_c = 7$ if retransmission is disabled in both directions. + +**Table C.9 – VTU management counters** + +| PMS-TC counters | +|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Counter of the FEC-0 anomalies (Note 1) | +| Counter of the FEC-1 anomalies (Note 1) | +| Counter of the CRC-0 anomalies (Note 1) | +| Counter of the CRC-1 anomalies (Note 1) | +| Counter of rtx-tx (Note 3) | +| Counter of rtx-c (Note 2) | +| Counter of rtx-uc (Note 2) | +| FEC errored seconds counter | +| Errored seconds counter | +| Severely errored seconds counter | +| los errored seconds counter | +| Unavailable errored seconds counter | +| Counter of "left" defect seconds (Note 2) | +| Counter of error free bits (Note 2) | +| EFTR_min (Note 2) | +| EFTR_max (Notes 2 et 4) | +| TPS-TC counters | +| Counters for TPS-TC #0 | +|

NOTE 1 – If reported for a direction where retransmission is enabled, the VTU shall include the fields of the FEC and CRC anomalies for the latency path #0 and #1; the FEC and CRC for the latency path #0 shall be vendor discretionary. If reported for a direction where retransmission is disabled, the VTU shall include only the fields of the FEC and CRC anomalies for the latency path #0.

NOTE 2 – These counters shall be included if and only if the report is from a VTU with retransmission enabled in the receiver.

NOTE 3 – This counter shall be included if and only if the report is from a VTU with retransmission enabled in the transmitter.

NOTE 4 – This counter shall be included if and only if both the requesting and reporting VTU support the "Extended rate statistics" option (see clause 11.4.5).

| + +#### **C.3.1.3 Diagnostic commands and responses** + +Replace Table 11-8 of [\[ITU-T G.993.2\]](#) with Table C.10. + +**Table C.10 – Diagnostic commands sent by the VTU-O** + +| Name | Length (Octets) | Octet number | Content | +|------------------------|------------------------|---------------------|-------------------------| +| Perform Self-test | 2 | 2 | 01 16 (Note) | +| Update Test Parameters | 2 | 2 | 02 16 (Note) | +| Start TX Corrupt CRC | 2 | 2 | 03 16 (Note) | +| End TX Corrupt CRC | 2 | 2 | 04 16 (Note) | +| Start RX Corrupt CRC | 2 | 2 | 05 16 (Note) | +| End RX Corrupt CRC | 2 | 2 | 06 16 (Note) | + +**Table C.10 – Diagnostic commands sent by the VTU-O** + +| Name | Length (Octets) | Octet number | Content | +|-----------------------------------------------------------------------|-----------------|--------------|-------------------------| +| Enter RTX_TESTMODE | 2 | 2 | 07 16 (Note) | +| Leave RTX_TESTMODE | 2 | 2 | 08 16 (Note) | +| NOTE – All other values for octet number 2 are reserved by the ITU-T. | | | | + +##### C.3.1.3.1 Retransmission test mode + +A special test mode is defined for accelerated testing of the MTBE (see clause 10.4). A diagnostic command is defined to enter or leave the mode during Showtime. + +Upon reception of the Enter RTX\_TESTMODE command, the VTU-R shall acknowledge it with an ACK response. Afterwards, the VTU-R shall acknowledge all received DTUs if retransmission is enabled in the downstream direction and shall stop retransmitting any DTU if retransmission is enabled in upstream. + +Upon reception of the Leave RTX\_TESTMODE command, the VTU-R shall resume the normal behaviour of retransmission in the direction where it is enabled. + +### C.3.2 On-line reconfiguration (OLR) commands and responses + +ITU-T G.998.4 defines two new OLR commands for ITU-T G.993.2. These OLR commands shall replace the OLR Request type 3 (SRA) and OLR Request type 4 (SOS) when retransmission is enabled. They are designated in [\[ITU-T G.993.2\]](#) as OLR Request types 5 and 6 respectively and are fully defined below in Table C.11. In addition, two new OLR responses are defined, corresponding to OLR Request types 5 and 6. These messages are defined in Table C.12. + +When SRA and retransmission are simultaneously enabled, the modems shall use OLR Request type 5 to initiate an SRA request and OLR response type 5 to reject an SRA request. When SOS and retransmission are simultaneously enabled, the modems shall use OLR Request type 6 to initiate an SOS request and OLR response type 6 to reject an SOS request. + +The first byte of the eoc messages defined in Table C.11 and Table C.12 is the value of the OLR command type, as defined in clause 11.2.3.2 of [\[ITU-T G.993.2\]](#). The eoc protocol is identical to the one specified in clause 11.2.3 of [\[ITU-T G.993.2\]](#). + +In every OLR request of type 5, the new framer settings shall be selected such that all configuration constraints are met as well as the maximum number of bytes reserved for the upstream and downstream transmitter retransmission queue as selected during initialization. + +In every OLR request of type 6, the new framer settings shall be selected such that all configuration constraints, except those defined for SOS in [\[ITU-T G.993.2\]](#), are met as well as the maximum number of bytes reserved for the upstream and downstream transmitter retransmission queues as selected during initialization. + +If the block interleaver (see clause 9.2) is supported in the direction of the OLR of type 5 or 6, the most significant bit of the octet containing the new $Q$ value indicates if the new interleaver depth is equal to 1 or $Q$ . If the msb is set to 0, the new block interleaver depth $D$ shall be equal 1. If the msb is set to 1, the new block interleaver depth $D$ shall be equal to $Q$ . + +**Table C.11 – OLR commands sent by the initiating VTUName** + +| | Length (octets) | Octet number | Content | Support | +|-------------------------------------------|----------------------------------|------------------------------|--------------------------------------------------------------------------------|----------| +| Request type 5
(SRA/
ITU-T G.998.4) | 14+4 $N_f$
( $N_f \leq 128$ ) | 2 | 08 16 | Optional | +| | | 3-4 | two octets containing the new value for $L_I$ | | +| | | 5 | one octet containing the new value for $B_{10}$ | | +| | | 6 | one octet containing the new value for $M_I$ | | +| | | 7 | one octet containing the new value for $R_I$ | | +| | | 8 | one octet containing the new value for $Q$ | | +| | | 9 | one octet containing the new value for $V$ | | +| | | 10 | one octet containing the new value for $Q_{ex}$ | | +| | | 11 | one octet containing the new value for $Ib$ | | +| | | 12 – 13 | 2 octets for the number of sub-carriers $N_f$ to be modified | | +| | | 14 – 13+4 $N_f$ | 4 $N_f$ octets describing the sub-carrier parameter field for each sub-carrier | | +| | | 14+4 $N_f$ | 1 octet for Segment Code (SC) | | +| Request type 6
(SOS/
ITU-T G.998.4) | $N_{TG}/2+12$ | 2 | 09 16 | Optional | +| | | 3 | Message ID | | +| | | 4 to $N_{TG}/2+3$ | $\Delta b(2)$ | | +| | | | $\Delta b(4)$ | | +| | | | ... | | +| | | | $\Delta b(N_{TG})$ | | +| | | $N_{TG}/2+4$ to $N_{TG}/2+5$ | two octets containing the new value for $L_I$ | | +| | | $N_{TG}/2+6$ | one octet containing the new value for $B_{10}$ | | +| | | $N_{TG}/2+7$ | one octet containing the new value for $M_I$ | | +| | | $N_{TG}/2+8$ | one octet containing the new value for $R_I$ | | +| | | $N_{TG}/2+9$ | one octet containing the new value for $Q$ | | +| | | $N_{TG}/2+10$ | one octet containing the new value for $V$ | | + +**Table C.11 – OLR commands sent by the initiating VTUName** + +| | Length (octets) | Octet number | Content | Support | +|--|-----------------|---------------|-------------------------------------------------|---------| +| | | $N_{TG}/2+11$ | one octet containing the new value for $Q_{ix}$ | | +| | | $N_{TG}/2+12$ | one octet containing the new value for $lb$ | | + +**Table C.12 – OLR responses sent by the responding VTU** + +| Name | Length (octets) | Octet number | Content | Support | +|-------------------------------------------------------------------|-----------------|--------------|--------------------------------------|----------| +| Reject type 5 Request | 3 | 2 | 85 16 (Note) | Optional | +| | | 3 | 1 octet for reason code (Table 11-7) | | +| Reject type 6 Request | 3 | 2 | 86 16 (Note) | Optional | +| | | 3 | 1 octet for reason code (Table 11-7) | | +| NOTE – All other values for octet number 2 are reserved by ITU-T. | | | | | + +### C.3.3 OLR receiver initiated procedure + +If a VTU receiver initiates a reconfiguration, it computes the necessary change in the related parameters (e.g., bits and gains table) and requests this change in the transmit PMD function of the VTU at the other end of the line. After it receives a positive acknowledgment, as specified in clause 11.2.3.3 of [ITU-T G.993.2], the VTU shall change the relevant control parameters of its own receive PMD function and the PMS-TC function at the time specified in clause C.4. + +A VTU receiver may initiate an OLR type 1 (Bit Swapping). A bit swap request shall change only the bits and gains table. It shall not modify the $L$ value. Bit swapping reconfigurations involve changes of only the PMD sub-layer configuration parameters. They do not change the TPS-TC and PMS-TC sub-layer configuration parameters. + +The transmit PMD function shall support bit swaps requested by the receive PMD function. + +If OLR type 5 (SRA) is supported (in downstream or upstream direction, respectively), and enabled (through RA-MODE=3), a VTU receiver shall initiate an SRA when the conditions in clause C.3.3.1 or clause C.3.3.2 are satisfied. + +If OLR type 5 (SRA) is supported (in downstream or upstream direction, respectively), and enabled (through RA-MODE=4), a VTU receiver shall initiate an SRA when the conditions in clause C.3.3.1, clause C.3.3.2, or clause C.3.3.3 are satisfied. A VTU receiver may initiate a SRA when the conditions in clause C.3.3.4 are satisfied. + +If OLR type 6 (SOS) is supported (in downstream or upstream direction, respectively), and enabled (through RA-MODE=4), a VTU receiver shall initiate an SOS when the conditions in clause C.3.3.3 are satisfied. + +A VTU receiver shall only send OLR request commands that meet all of following constraints: + +- Impulse noise protection at least against a combined threat of worst-case REIN impulses as described by the CO MIB parameters INPmin\_REIN and IAT\_REIN\_flag and of worst-case SHINE impulses as described by the CO MIB parameter INPmin. + +- Minimum delay $\leq$ Delay $\leq$ Maximum delay. + +A VTU receiver shall only send SOS requests that meet the following constraint: + +- Expected throughput ( $ETR$ ) $\geq$ Minimum SOS net data rate (MIN-SOS-BR) for the bearer channel. + +NOTE 1 – Due to framing parameter range constraints it may not be possible to decrease $ETR$ down to MIN-SOS-BR. + +NOTE 2 – An SOS request could result in a message overhead data rate that is temporarily below the configured minimum message overhead data rate. This will be corrected by a subsequent SRA procedure. See clause 13.4.3.3 of [ITU-T G.993.2]. + +A VTU receiver shall only send SRA requests that meet the following constraints: + +- $ETR\_max \geq ETR \geq ETR\_min$ for the bearer channel, unless the actual net data rate is below the minimum net data rate as a result of an SOS procedure. In that case, SRA is only allowed to ask for rate increases, but the requested $ETR$ is allowed to be below $ETR\_min$ . +- Message overhead data rate $\geq$ Minimum message overhead data rate. + +#### C.3.3.1 Receiver initiated SRA downshift procedure + +See clause 13.4.1 of [ITU-T G.993.2]. + +#### C.3.3.2 Receiver initiated SRA upshift procedure + +See clause 13.4.2 of [ITU-T G.993.2]. + +#### C.3.3.3 Receiver initiated SOS + +See clause 13.4.3 of [ITU-T G.993.2]. + +#### C.3.3.4 Receiver initiated SRA following an SOS procedure + +A VTU shall send one or more SRA requests following an SOS procedure to remediate the situation in which the current $ETR$ is less than $ETR\_min$ . As long as the current $ETR$ is less than $ETR\_min$ , these SRA requests are not required to respect either RA-UTIME or RA-USNRM. + +NOTE – Although these SRA requests can be issued at the discretion of the VTU, the NOTE in clause 13.1 of [ITU-T G.993.2] defines a goal for the overall duration of the SOS procedure. + +## C.4 Timing of changes in control parameters + +This clause specifies the timing of changes for the parameters included in OLR types 5 and 6. The timing of the changes in the values of the various control parameters shall be done per the procedure defined in clause 13.2. + +NOTE – After the change in RS and DTU parameters, DTUs that were encoded with the old parameter values can no longer be retransmitted. The modems should try to ensure that all DTUs that were encoded with the old framing parameters have been correctly received before the changes in framing parameters are executed. This may be done by temporarily interrupting the transmission of new DTUs over the $\alpha_1$ interface and autonomously retransmitting only DTUs from the retransmission queue for a suitable period of time. This period of time shall not exceed $T_{DTU-Stoppage}$ . + +For all the used tones in an SOS tone group $k$ , the same $b_i$ reduction $\Delta b(k)$ is applied, except for tones that belong to the ROC. Specifically, the new $b_i' = b_i - \Delta b(k)$ . If the new $b_i'$ value is $< 2$ , it shall be set to 0. Thus, no new 1-bit loading will be created in SOS. If the resulting $b_i'$ contains an odd number of 1-bit constellation points and trellis is enabled, the last (according to reordered tone ordering table) 1-bit constellation should be set to $b_i' = 0$ . + +If SOS is supported, single step SOS is a mandatory capability. The VTU-O shall set O-MSG 1 field #14 and field #15 to 0016. The VTU-R shall set R-MSG 2 field #5 and field #6 to 0016. Execution of the SOS request in multiple steps is for further study. + +After it has received an SOS request, the VTU shall respond within 200 ms with either a Syncflag or a reject type 6 invalid parameters response (see Table 11-7 of [[ITU-T G.993.2](#)]). + +During the transition of OLR type 6 in a single step, bit errors may occur. Once the transition is completed, the VTU shall operate at a BER not exceeding the nominal BER, unless the line conditions do not allow it. + +# Annex D + +## Support of ITU-T G.998.4 with ITU-T G.993.5 + +(This annex forms an integral part of this Recommendation.) + +Operation according to this Annex D can be activated in 2 ways: + +- If ITU-T G.993.5 vectoring is selected (as indicated in the ITU-T G.994.1 MS message), then operation of ITU-T G.998.4 shall comply with this Annex D. +- If the ITU-T G.998.4 extension "G.998.4 Annex D support" NPar(3) is set to ONE (see Table 11.68.11 of [ITU-T G.994.1]), then operation of ITU-T G.998.4 shall comply with this Annex D. + +Annex D is defined relative to Annex C. All requirements of Annex C apply, with the replacements and supplements as identified in this Annex D. + +### D.1.1 Memory (replaces clause C.1.1) + +The following definitions shall apply: + +$$\text{delay\_octet}_{\text{DS},0} = (D_{\text{DS},0} - 1) \times (I_{\text{DS},0} - 1)$$ + +$$\text{delay\_octet}_{\text{US},0} = (D_{\text{US},0} - 1) \times (I_{\text{US},0} - 1).$$ + +If retransmission is enabled in the downstream direction, + +$$\text{then } \text{delay\_octet}_{\text{DS},1} = 2 \times Q_{\text{tx,DS}} \times Q_{\text{DS}} \times H_{\text{DS}}$$ + +$$\text{otherwise } \text{delay\_octet}_{\text{DS},1} = (D_{\text{DS},1} - 1) \times (I_{\text{DS},1} - 1)$$ + +If retransmission is enabled in the upstream direction, + +$$\text{then } \text{delay\_octet}_{\text{US},1} = 2 \times Q_{\text{tx,US}} \times Q_{\text{US}} \times H_{\text{US}}$$ + +$$\text{otherwise } \text{delay\_octet}_{\text{DS},1} = (D_{\text{US},1} - 1) \times (I_{\text{US},1} - 1)$$ + +The AGGDELAYOCTET is defined as: + +$$\text{AGGDELAYOCTET} = \text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{DS},1} + \text{delay\_octet}_{\text{US},0} + \text{delay\_octet}_{\text{US},1}$$ + +The following constraint shall apply: + +$$\text{AGGDELAYOCTET} \leq \text{MAXDELAYOCTET\_ext}.$$ + +If the MAXDELAYOCTET\_ext\_R (as indicated by the VTU-R in R-MSG 2, see clause C.2.2.1) is greater than MAXDELAYOCTET (the parameter "aggregate interleaver and de-interleaver delay", in octets, specified in Table 6-1 of [ITU-T G.993.2] for the profile) then extended memory operation shall be enabled with MAXDELAYOCTET\_ext equal to the minimum of MAXDELAYOCTET\_ext\_R (defined in clause C.1.1.1) and MAXDELAYOCTET\_ext\_O (defined in clause C.1.1.1). Otherwise extended memory operation shall be disabled, with MAXDELAYOCTET\_ext equal to MAXDELAYOCTET. + +NOTE – Since the VTU-O controls the splitting of the MAXDELAYOCTET\_ext octets over upstream and downstream (see clause C.2.1.3), the MAXDELAYOCTET\_ext\_O value does not need to be communicated from the VTU-O to the VTU-R. + +Moreover, the following constraint shall apply on the memory allocated for the interleavers: + +- If retransmission is enabled in both directions: + +$$\text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{US},0} \leq \text{MAXDELAYOCTET}.$$ + +- If retransmission is enabled only in downstream direction: + +$$\text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{US},0} + \text{delay\_octet}_{\text{US},1} \leq \text{MAXDELAYOCTET}.$$ + +- If retransmission is enabled only in the upstream direction: + +$$\text{delay\_octet}_{\text{DS},0} + \text{delay\_octet}_{\text{DS},1} + \text{delay\_octet}_{\text{US},0} \leq \text{MAXDELAYOCTET}.$$ + +The VTU-O and VTU-R shall support all values of $\text{delay\_octet}_{\text{DS},0}$ , $\text{delay\_octet}_{\text{DS},1}$ , $\text{delay\_octet}_{\text{US},0}$ , and $\text{delay\_octet}_{\text{US},1}$ such that both of the above constraints are met. The minimum amount of memory required in a transceiver (VTU-O or VTU-R) to meet this requirement is $\frac{\text{MAXDELAYOCTET\_ext}}{2}$ octets. The actual amount of memory used is implementation specific. + +The minimum memory for the receiver retransmission queue shall be identical to the amount of the memory for the related transmit queue of the same direction. + +The maximal DTU size in octets ( $Q \times H$ ) shall be equal to the value given in Table D.1 depending on the profile and direction. + +**Table D.1 – Maximal DTU size** + +| Profile | Maximal DTU size ( $Q \times H$ ) | | +|-------------|-----------------------------------|------------| +| | Downstream | Upstream | +| 8a,8b,8c,8d | 2048 bytes | 512 bytes | +| 12a | 2048 bytes | 1536 bytes | +| 17a | 3072 bytes | 1536 bytes | +| 30a | 3072 bytes | 3072 bytes | + +The MAXDELAYOCTET-split (MDOSPLIT) configuration parameter shall be applied in ITU-T G.998.4 to the $\text{MAXDELAYOCTET\_ext}$ . With $\text{delay\_octet}_{x,p}$ (with $x = \text{DS}$ or $\text{US}$ and $p = 0$ or $1$ ) as defined in this clause, the sum of the max\_delay\_octet values specified in O-PMS (see clause C.2.1.3) shall be limited to (see clause 11.4.2.7 of [ITU-T G.993.2]): + +$$\text{max\_delay\_octet}_{\text{DS},0} + \text{max\_delay\_octet}_{\text{DS},1} \leq \text{MAXDELAYOCTET\_DS},$$ + +$$\text{max\_delay\_octet}_{\text{US},0} + \text{max\_delay\_octet}_{\text{US},1} \leq \text{MAXDELAYOCTET\_US}.$$ + +with $\text{MAXDELAYOCTET\_DS} = \lceil \text{MDOSPLIT} \times \text{MAXDELAYOCTET\_ext} \rceil$ , + +$$\text{MAXDELAYOCTET\_US} = \text{MAXDELAYOCTET\_ext} - \text{MAXDELAYOCTET\_DS},$$ + +and $\lceil x \rceil$ denoting rounding to the higher integer. + +#### **D.1.1.1 Extended memory operation for enhanced net data rates with ITU-T G.993.5 (vectoring) (new clause)** + +The reference half roundtrip ( $HRT_{\text{ref}}$ ) values for determining $\text{AggAchievableNDR\_O}$ and $\text{AggAchievableNDR\_R}$ are the following: + +- Profile 17a: $HRT_{\text{ref}} = 8$ DMT symbols (2 ms) +- Profile 30a: $HRT_{\text{ref}} = 12$ DMT symbols (1.5 ms) + +The maximum aggregate achievable net data rate ( $\text{MaxAggAchievableNDR}$ ) for each profile, are the following: + +- Profile 17a = 150 Mbit/s +- Profile 30a = 250 Mbit/s + +The above values may be used for provisioning the amount of memory in the VTU based on knowledge of the VTU's actual half roundtrip value ( $HRT_{VTU}$ ) and the reference half roundtrip ( $HRT_{ref}$ ) assumed for the far-end VTU. + +If the VTU-O + +- has actual half roundtrips expressed in symbols $\leq HRT_{ref}$ , i.e., $HRT_{rx}^S \leq HRT_{ref}$ , and $HRT_{tx}^S \leq HRT_{ref}$ and, +- has actual half roundtrips computed in DTU equal to 0, i.e., $HRT_{rx}^D = 0$ , and $HRT_{tx}^D = 0$ and, +- aligns the sync symbols in the direction of DTU transmission with the sync symbols in the RRC direction in a range from $-HRT_{rx}^S + \lfloor Q \times S_1 \rfloor$ to $HRT_{tx}^S - 1$ DMT symbols, where a positive value indicates that the sync symbol in the direction of DTU transmission is sent after the sync symbol in the RRC direction, + +then for a given value of AGGDELAYOCTET supported in the VTU-O (denoted as MAXDELAYOCTET\_ext\_O), the AggAchievableNDR\_O shall be computed as follows: + +$$\text{AggAchievableNDR\_O(kbit/s)} = \min \left( \frac{8(\text{bits/byte}) \times \text{MAXDELAYOCTET\_ext\_O}(\text{bytes})/2}{(HRT_{VTU-O}^S + HRT_{ref} + 1)/f_{\text{DMT}}(\text{kHz})}, \text{MaxAggAchievableNDR} \right),$$ + +with $HRT_{VTU-O}^S$ being the highest of the VTU-O's actual half roundtrips $HRT_{tx}^S$ and $HRT_{rx}^S$ . Otherwise, the AggAchievableNDR\_O shall be undefined. + +If the VTU-R + +- has actual half roundtrips expressed in symbols $\leq HRT_{ref}$ , i.e., $HRT_{rx}^S \leq HRT_{ref}$ , and $HRT_{tx}^S \leq HRT_{ref}$ and, +- has actual half roundtrips computed in DTU equal to 0, i.e., $HRT_{rx}^D = 0$ , and $HRT_{tx}^D = 0$ , + +then for a given value of AGGDELAYOCTET supported in the VTU-R (denoted as MAXDELAYOCTET\_ext\_R), the AggAchievableNDR\_R shall be computed as follows: + +$$\text{AggAchievableNDR\_R(kbit/s)} = \min \left( \frac{8(\text{bits/byte}) \times \text{MAXDELAYOCTET\_ext\_R}(\text{bytes})/2}{(HRT_{VTU-R}^S + HRT_{ref} + 1)/f_{\text{DMT}}(\text{kHz})}, \text{MaxAggAchievableNDR} \right),$$ + +with $HRT_{VTU-R}^S$ being the highest of the VTU-R's actual half roundtrips $HRT_{tx}^S$ and $HRT_{rx}^S$ . Otherwise, the AggAchievableNDR\_R shall be undefined. + +The AggAchievableNDR\_O shall be reported in the CO-MIB as AGGACHNDR\_NE. The AggAchievableNDR\_R shall be reported in the CO-MIB as AGGACHNDR\_FE. A special value shall be reported to indicate that the AggAchievableNDR is undefined. + +NOTE 1 – Some transceiver designs may choose to implement additional memory or lower HRT to potentially support net data rates that are greater than the above MaxAggAchievableNDR values. If the actual memory used in Showtime is sufficiently large or the actual roundtrip in Showtime is sufficiently small, then net data rates greater than MaxAggAchievableNDR may be achieved. + +NOTE 2 – The above calculation assumes that the DTU is configured within one DMT symbol. If this or other conditions are not satisfied, then the actual aggregate NDR may be less than the minimum of AggAchievableNDR\_O and AggAchievableNDR\_R. + +NOTE 3 – The following is an example: + +- To support MaxAggNDR for profile 17a, transceiver A has an actual half roundtrip value of $HRT^s = 8$ DMT symbols. To support the profile 17a MaxAggNDR value of 150 Mbit/s, the transceiver needs 79,688 bytes of memory under the assumption that far-end transceiver has an $HRT_{ref}$ of 2 ms. +- Transceiver B has an actual half roundtrip value of $HRT^s = 7$ DMT symbols. To support the MaxAggNDR of 150 Mbit/s, this transceiver needs 75,000 bytes of memory. +- If transceivers A and B were to interoperate with each other, then operation at 150 Mbit/s NDR would be achieved, assuming that the line conditions permit. + +#### **D.1.3.3 ATTNDR\_MAXDELAYOCTET-split (ATTNDR\_MDOSPLIT) (supplements clause C.1.3.3)** + +See clause 11.4.2.8 of [[ITU-T G.993.2](#)], with: + +$$\text{ATTNDR\_MAXDELAYOCTET\_DS} = \lceil \text{ATTNDR\_MDOSPLIT} \times \text{MAXDELAYOCTET\_ext} \rceil,$$ + +$$\text{ATTNDR\_MAXDELAYOCTET\_US} = \text{MAXDELAYOCTET\_ext} - \text{ATTNDR\_MAXDELAYOCTET\_DS}$$ + +and $\lceil x \rceil$ denoting rounding to the higher integer. + +#### **D.2.2.1 R-MSG 2 (supplements clause C.2.2.1)** + +Replace field #10 of Table C.5 with field definition as follows: + +**Table C.5 – ITU-T G.998.4 parameter field for R-MSG2** + +| | Field content | Format | Description | +|----|---------------------|---------|-----------------------------------------------------------------------------| +| 10 | MAXDELAYOCTET_ext_R | 3 bytes | Value of AGGDELAYOCTET supported in the VTU-R for extended memory operation | + +Field #10 "MAXDELAYOCTET\_ext\_R" is a 3 octet field that indicates the value of AGGDELAYOCTET supported in the VTU-R (see clause C.1.1.1) for extended memory operation (see clause C.1.1). This field shall be coded as an unsigned 24-bit integer representing the value in multiples of 1 octet. + +# Annex E + +## VDSL2 low power mode operation + +(This annex forms an integral part of this Recommendation.) + +## E.1 Scope + +This annex defines the optional low power mode (LPMode) operation with [[ITU-T G.993.2](#)] and [[ITU-T G.993.5](#)]. When both VTUs are operating according to this annex, the link is in the L2 link state. Two link sub-states related to LPMode operation are defined, referred to as L2.1 and L2.2, each with different Quality-of-Service (QoS) levels. The LPMode operation does not prohibit the use of [[ITU-T G.993.5](#)] and does not require the use of [[ITU-T G.993.5](#)]. + +## E.2 Functionality + +To facilitate LPMode, this annex defines a set of power management states for the VDSL2 link and the use of eoc messages to coordinate power management between the VTUs. Power reduction can be achieved by minimizing the energy transmitted by the VTU onto the U reference point as well as by reducing the power consumed by the VTUs (e.g., reducing clock speed, number of used subcarriers, turning off line drivers). [[ITU-T G.993.2](#)] defines a set of VDSL2 link states (i.e., the L0 and L3 link states) between the VTU-R and VTU-O by specifying the signals that are active on the link in each state, the link transition events and associated procedures. LPMode in a particular link is achieved by transitioning the link from the L0 link state into the LPMode link state (referred to as the L2 link state), with two link sub-states L2.1 (defined in clause E.2.1) and L2.2 (defined in clause E.2.2), each with different levels of power saving, different QoS levels and procedures to enter and exit these link sub-states. + +The details of the VTU coordination with system power management functions are outside the scope of this Recommendation. + +For a particular direction of transmission, the transmitting VTU determines the need for transitions into the L2.1 and L2.2 link sub-states through primitives sent by the near-end VME. The higher layer function at the transmitting VTU determines the need for transition out of the L2.1 and L2.2 link sub-states. The VTU is instructed to transition out of the L2.1 and L2.2 link sub-states through primitives sent by the higher layer function to the near-end VME. The receiving VTU receives the primitives through eoc messages from the far-end VME. Transitions into and out of the L2.1 and L2.2 link sub-states are controlled by the near-end VME setting control variables for the near-end TPS-TC, PMS-TC and PMD functions as well as sending eoc messages to the far-end VME. + +The LPMode functionality defined in this annex is an optional capability for both the VTU-O and the VTU-R. If a VTU supports LPMode operation according to this annex, the VTU shall support downstream LPMode operation as defined for the L2.1 link sub-state in clause E.3.1 and the L2.2 link sub-state in clause E.3.2. Upstream LPMode operation is for further study. + +During the initialization phase (see messages O-MSG 1 in Table C.2, R-MSG 2 in Table C.5 and O-TPS in Table C.3), it is determined based on the VTU-O capabilities, the VTU-R capabilities and the CO-MIB configuration parameters (see Table E.1), whether the particular LPMode operation is enabled or disabled. LPMode operation can be enabled or disabled, separately for upstream and downstream and separately for the L2.1 and L2.2 link sub-states. If the L2.1 link sub-state is disabled in a particular direction, then the L2.2 link sub-state shall also be disabled. + +If a VTU supports LPMode operation according to this annex, the VTU shall support SNRM\_MODE = 5 (see clause 11.4.1.1.6.1.5 of [[ITU-T G.993.2](#)]). The VTU-O may send the SAVN-Update command during L0 link state, between the L2.1 entry steps and during L2.1 steady-state operation (i.e., after the last step of the L2.1 entry procedure is completed). The VTU-O shall not send the SAVN-Update command during the L2.1 entry step, during the exit from L2.1 link + +sub-state into L0 link state and during OLR procedures associated with change of the bit loading or framing parameters in the downstream direction in either L0 or L2.1 steady-state operation. + +## E.3 Link states and link state diagram + +This clause amends clause 12.1.1 of [ITU-T G.993.2] with the L2 link state and L2.1 and L2.2 link sub-states. + +The VDSL2 link states and activation/deactivation procedures diagram is illustrated in Figure E.1. + +![Figure E.1 – VDSL2 link states and link state diagram. The diagram shows four link states: L3 link state (top), L0 link state (middle), L2.1 link sub-state (lower middle), and L2.2 link sub-state (bottom). Transitions are shown via arrows labeled with procedures or events. L3 to L0: 'Activation' (via 'Initialization procedures'). L0 to L3: 'Fail' (via 'Initialization procedures'). L3 to L0: 'Pass/Fail' (via 'Loop diagnostic mode procedures'). L0 to L3: 'Grant' (via 'Deactivation procedure'). L0 to L2.1: 'L2.1-entry request' (via 'L2.1 entry procedure'). L2.1 to L0: 'L2.1-entry reject' (via 'L2.1 entry procedure'). L2.1 to L0: 'L2.1-exit confirm' (via 'L2.1 exit procedure'). L0 to L2.1: 'L2.1-exit request' (via 'L2.1 exit procedure'). L2.1 to L2.2: 'L2.2-entry request' (via 'L2.2 entry procedure'). L2.2 to L2.1: 'L2.2-entry reject' (via 'L2.2 entry procedure'). L2.2 to L2.1: 'L2.2-exit confirm' (via 'L2.2 exit procedure'). L2.1 to L2.2: 'L2.2-exit request' (via 'L2.2 exit procedure'). Power loss/persistent link failure: Arrows from L0, L2.1, and L2.2 point to a common failure state on the right. L3 request/Reject: Arrows between L3 and L0 link states.](c7e27041e661260fd0c8e89c763bb32e_img.jpg) + +Figure E.1 – VDSL2 link states and link state diagram. The diagram shows four link states: L3 link state (top), L0 link state (middle), L2.1 link sub-state (lower middle), and L2.2 link sub-state (bottom). Transitions are shown via arrows labeled with procedures or events. L3 to L0: 'Activation' (via 'Initialization procedures'). L0 to L3: 'Fail' (via 'Initialization procedures'). L3 to L0: 'Pass/Fail' (via 'Loop diagnostic mode procedures'). L0 to L3: 'Grant' (via 'Deactivation procedure'). L0 to L2.1: 'L2.1-entry request' (via 'L2.1 entry procedure'). L2.1 to L0: 'L2.1-entry reject' (via 'L2.1 entry procedure'). L2.1 to L0: 'L2.1-exit confirm' (via 'L2.1 exit procedure'). L0 to L2.1: 'L2.1-exit request' (via 'L2.1 exit procedure'). L2.1 to L2.2: 'L2.2-entry request' (via 'L2.2 entry procedure'). L2.2 to L2.1: 'L2.2-entry reject' (via 'L2.2 entry procedure'). L2.2 to L2.1: 'L2.2-exit confirm' (via 'L2.2 exit procedure'). L2.1 to L2.2: 'L2.2-exit request' (via 'L2.2 exit procedure'). Power loss/persistent link failure: Arrows from L0, L2.1, and L2.2 point to a common failure state on the right. L3 request/Reject: Arrows between L3 and L0 link states. + +G.998.4(15)\_FE.1 + +**Figure E.1 – VDSL2 link states and link state diagram** + +Figure E.1 shows three link states (L0, L2 and L3), with the L2 link state consisting of the two link sub-states L2.1 and L2.2 and also shows the procedures that facilitate transitions from one link state to another. The link states are shown in rounded boxes, whilst the procedures are shown as rectangular boxes. + +The L3 link state is the link state where the VTU is provisioned through a management interface for the service defined by the operator. In this link state, both the VTU-O and VTU-R do not transmit any signal. + +The L0 link state is the link state achieved after the initialization procedure has been completed successfully by both VTUs. In the L0 link state, the link transports user information with performance characteristics according to the CO-MIB configuration. When the link is in the L0 link state, both the VTU-O and VTU-R are in the Showtime transceiver state. + +The L2 link state is represented by two link sub-states, L2.1 and L2.2. Link sub-state L2.1 is defined in clause E.3.1 and link sub-state L2.2 is defined in clause E.3.2. When the link is in either of the L2 link sub-states, both the VTU-O and VTU-R are in the Showtime transceiver state. + +A procedure for a direct exit from L2.2 to L0 is not defined. An exit from L2.2 to L0 shall consist of an L2.2 exit to L2.1 (i.e., L2.2 exit procedure) followed by an L2.1 exit to L0 (i.e., L2.1 exit procedure). Similarly, a procedure for a direct entry from L0 to L2.2 is not defined. An entry from L0 to L2.2 shall consist of an entry from L0 to L2.1 (i.e., L2.1 entry procedure) followed by an entry from L2.1 to L2.2 (i.e., L2.2 entry procedure). + +The VTU may apply a vendor discretionary flow control during the L2.1 and L2.2 link sub-states and during transition periods into and out of the L2.1 and L2.2 link sub-states. The applied flow control towards the upper layers shall ensure that the data rate at the gamma reference point is not higher than the data rate that can be carried over the U reference point. + +Figure E.2 shows an example of PSD level trims in L2 link state transitions. The L2.1 entry procedure (see clause E.3.1.1) may consist of one or more steps, with each step executing one PSD level trim down. The L2.1 exit procedure (see clause E.3.1.2) may consist of one or more steps, with each step executing one PSD level trim up. The transition from L2.1 into L2.2 and back is a one-step transition (for each case). + +![Figure E.2: Example of PSD level trims in L2 link state transitions. The graph shows PSD level on the y-axis and Time on the x-axis. The y-axis has levels for PCB(L0), four ΔPSD levels, and L2.1. The x-axis shows states L0, L2.1, L2.2, and L2.1. The sequence of events is: 1. L0 to L2.1 entry (4-step): PSD decreases in four steps, each taking >=L2-ENTRY-TIME. 2. L2.1 to L2.2 entry: PSD drops to the lowest level, taking >=L2-TIME. 3. Scheduled discontinuous operation: A dashed line indicates a period of no transmission. 4. L2.2 to L2.1 exit: PSD increases in one step, taking >=L2->IME. 5. L2.1 to L0 exit (3-step): PSD increases in three steps, each taking >=L2-TIME. 6. L0 to L2.1 entry: PSD decreases in one step, taking >=L2-ENTRY-TIME. The diagram is labeled G.998.4(18)_FE.2.](578d2763eaf3edf3f1bd6657455ad54a_img.jpg) + +Figure E.2: Example of PSD level trims in L2 link state transitions. The graph shows PSD level on the y-axis and Time on the x-axis. The y-axis has levels for PCB(L0), four ΔPSD levels, and L2.1. The x-axis shows states L0, L2.1, L2.2, and L2.1. The sequence of events is: 1. L0 to L2.1 entry (4-step): PSD decreases in four steps, each taking >=L2-ENTRY-TIME. 2. L2.1 to L2.2 entry: PSD drops to the lowest level, taking >=L2-TIME. 3. Scheduled discontinuous operation: A dashed line indicates a period of no transmission. 4. L2.2 to L2.1 exit: PSD increases in one step, taking >=L2->IME. 5. L2.1 to L0 exit (3-step): PSD increases in three steps, each taking >=L2-TIME. 6. L0 to L2.1 entry: PSD decreases in one step, taking >=L2-ENTRY-TIME. The diagram is labeled G.998.4(18)\_FE.2. + +Figure E.2 – Example of PSD level trims in L2 link state transitions + +### E.3.1 Link sub-state L2.1 + +The main applications for the LPMode operation in the L2.1 link sub-state are the transport of VoIP (POTS level) and keep-alive data. For LPMode operation in the L2.1 link sub-state, the power scaling technique is based on reduction of the transmit power on all or on a subset of the sub-carriers, keeping continuous transmission of symbols. The transmit power may be reduced by reducing the number of active sub-carriers, or by reducing the transmit power per sub-carrier (PSD reduction), or both. + +With the link in the L2.1 link sub-state, the VTUs shall track channel changes (e.g., noise variations) through on-line reconfiguration (OLR, see clause E.3.1.3). + +With the link in the L2.1 link sub-state, the TPS-TC (see clause 7), the retransmission functions (see clause 8), the PMS-TC (see clause 9) and the PMD (see clause 10) characteristics and the management functions (see clause 13) shall apply with the following differences: + +- the *ETR\_min* and *ETR\_max* (see clause 7.1.1) do not apply. The L2.1 specific ETR bounds are configured through the CO-MIB (see clause E.4); +- the *INP\_act\_SHINE* (see clause 11.2.3) may be less than *INP\_min* (see clause 7.1.1) and may be as low as 0, while *INP\_act\_REIN* (see clause 11.2.4) shall be no less than *INP\_min\_rein* (see clause 7.1.1); + +- the *delay\_act\_RTX* (see clause 11.2.5): + - shall be less than max(6 ms, *delay\_max*); +- the *msg* (see clause 9.5.4 of [\[ITU-T G.993.2\]](#)) shall be set to at least 64 kbit/s in both directions. The *msg* shall be configured through the CO-MIB parameter *MSGmin*; +- the *TARSNRM*, *MAXSNRM*, and *SNRMOFFSET-ROC* (Note) do not apply. L2 specific SNRM bounds are configured through the CO-MIB (see clause E.4). + +NOTE – Implementers should set sufficient SNR margins for ROC sub-carriers so that during L2.1 the robustness of the ROC is not compromised. + +#### E.3.1.1 L2.1 entry from L0 + +With the link in the L0 link state, the transmitting VTU shall measure the incoming throughput (*THRP*) in bits/s as received from higher layers over the $\gamma$ reference point. The *THRP* shall be measured by counting the number of bytes received over the $\gamma$ -interface during each complete second. + +The L2.1 entry criterion shall be defined as the *THRP* being less than the throughput threshold for entry into L2 ( $L2.1\text{-ENTRY-THRP} = 0.75 \times L2.1\text{-MIN-ETR}$ , for L2.1-MIN-ETR see clause E.4) for a continuous time period that is longer than the time threshold for entry into L2 (*L2.1-ENTRY-TIME*, see clause E.4). The transmitting VTU shall start counting this continuous time period after the first second the *THRP* is below *L2.1-ENTRY-THRP*, and shall end counting it and reset the count at any second the *THRP* is equal to or above *L2.1-ENTRY-THRP*. + +The transition from L0 into L2.1 (L2.1 entry procedure) is shown in Figure E.3. When the L2.1 entry criterion is met, then the transmitting VTU shall initiate a transition of the link from the L0 link state to the L2.1 link sub-state (see L2.1-entry-request primitive in Figure E.1 and Figure E.3). The transition may occur in a single step (using a single-step entry procedure defined in clause E.3.1.1.1) or in multiple steps (using a multi-step entry procedure defined in clause E.3.1.1.2). A multi-step entry procedure consists of executing a single-step entry procedure multiple times, once for each step in a multi-step entry procedure. + +When a single-step entry procedure (for transition in a single step) or at least one step of a multi-step entry procedure (for transition in multiple steps) is completed, the link shall be considered to be in L2.1 link sub-state until the L2.1 exit to L0 procedure is executed, or the link transitions to the L3 link state. + +If the L2.1 exit criterion is met prior to completion of the L2.1 entry procedure, the transmitting VTU shall abort the L2.1 entry procedure (as defined in clauses E.3.1.1.1 and E.3.1.1.2) and initiate a transition of the link back to the L0 link state, using the L2.1 exit procedure defined in clause E.3.1.2. + +The L2.1 entry procedure shall use the following L2 configuration parameters provided by the CO-MIB (see clause E.4): + +- Maximum ATP (dB) reduction per step (*L2.1-ATPD*); +- Maximum total ATP (dB) reduction (*L2.1-ATPRT*); +- Minimum time between steps (*L2-TIME*); +- Minimum ETR in L2.1 (*L2.1-ETR-MIN*); +- Maximum ETR in L2.1 (*L2.1-ETR-MAX*); +- Target SNR margin in L2.1 (*L2-TARSNRM*); +- Maximum SNR margin in L2.1 (*L2-MAXSNRM*); +- Frequency bands in which disabling of subcarriers in L2.1 link sub-state is not allowed (*L2-BANDS*). + +![Flowchart of the L2.1 entry procedure. The process starts with an 'L2.1 entry request', followed by 'stepnr = 1'. It then enters a loop: 'stepnr++', 'last step ?'. If 'N' (No), it goes to 'laststep=0'. If 'Y' (Yes), it goes to 'laststep=1'. Both lead to 'start' of 'single-step entry procedure'. From 'single-step entry procedure', 'abort' leads to 'L2.1 exit criterium'. 'end' leads to 'laststep=1 ?'. If 'N', it goes to 'L2.1 exit criterium'. If 'Y', it goes to 'L2.1 entry confirm'. From 'L2.1 exit criterium', 'N' leads to 'stepnr++' (loop back). 'Y' leads to 'stepnr=1 ?'. If 'N', it goes to 'L2.1 exit procedure'. If 'Y', it goes to 'L2.1 entry reject'. Both 'L2.1 exit procedure' and 'L2.1 entry reject' lead to 'L2.1 entry reject'.](2dd10dd89365981b6b6154de6390a602_img.jpg) + +``` + +graph TD + Start[L2.1 entry request] --> stepnr1[stepnr = 1] + stepnr1 --> stepnrInc[stepnr++] + stepnrInc --> lastStep{last step ?} + lastStep -- N --> laststep0[laststep=0] + lastStep -- Y --> laststep1[laststep=1] + laststep0 --> start((start)) + laststep1 --> start + start --> singleStep[single-step entry procedure] + singleStep -- abort --> exitCriterium{L2.1 exit criterium} + singleStep -- end --> laststepEq1{laststep=1 ?} + laststepEq1 -- N --> exitCriterium + laststepEq1 -- Y --> entryConfirm[L2.1 entry confirm] + exitCriterium -- N --> stepnrInc + exitCriterium -- Y --> stepnrEq1{stepnr=1 ?} + stepnrEq1 -- N --> exitProcedure[L2.1 exit procedure] + stepnrEq1 -- Y --> entryReject[L2.1 entry reject] + exitProcedure --> entryReject + +``` + +G.998.4(15)\_FE.3 + +Flowchart of the L2.1 entry procedure. The process starts with an 'L2.1 entry request', followed by 'stepnr = 1'. It then enters a loop: 'stepnr++', 'last step ?'. If 'N' (No), it goes to 'laststep=0'. If 'Y' (Yes), it goes to 'laststep=1'. Both lead to 'start' of 'single-step entry procedure'. From 'single-step entry procedure', 'abort' leads to 'L2.1 exit criterium'. 'end' leads to 'laststep=1 ?'. If 'N', it goes to 'L2.1 exit criterium'. If 'Y', it goes to 'L2.1 entry confirm'. From 'L2.1 exit criterium', 'N' leads to 'stepnr++' (loop back). 'Y' leads to 'stepnr=1 ?'. If 'N', it goes to 'L2.1 exit procedure'. If 'Y', it goes to 'L2.1 entry reject'. Both 'L2.1 exit procedure' and 'L2.1 entry reject' lead to 'L2.1 entry reject'. + +**Figure E.3 – L2.1 entry procedure** + +##### E.3.1.1.1 Single-step entry procedure + +The single-step entry procedure implements first a change of bit loading and framer parameters, followed by a change of transmit PSD and set of active sub-carriers. + +- The modification of the bit-loading table (BLT) and framing parameters, and the modification (reduction) of the transmit PSD level and the set of active sub-carriers shall be performed separately, in different super-frames. Fine gains (i.e., the $g_i$ values) shall not be modified. +- If operation according to [ITU-T G.993.5] is disabled then an L2-SYNCHRO pattern is defined as consisting of one inverted sync symbol (transmitted at the end of the superframe, at the sync frame position, see Figure 10-2 of [ITU-T G.993.2]) followed by a pattern of 9 sync symbols. If operation according to [ITU-T G.993.5] is enabled then an L2-SYNCHRO pattern is defined as consisting of one sync symbol with inverted flag tones (transmitted at the end of the superframe, at the sync symbol position, see Figure 10-2 of [ITU-T G.993.2]) followed by a pattern of 9 sync symbols. +- To trigger the modification of bit-loading table and framing parameters, and the modification (reduction) of the transmit PSD level and the set of active sub-carriers, the transmitting VTU shall transmit an L2-SYNCHRO pattern. The modification shall apply starting from the first symbol after the last symbol of the L2-SYNCHRO pattern, i.e., from the 9-th symbol count (starting count from 0) of the corresponding super-frame. + +- The single-step entry procedure shall implement a change of bit loading and framing parameters after the first L2-SYNCHRO pattern followed by a change of transmit PSD level and set of active sub-carriers after the second L2-SYNCHRO pattern. The change in the PSD level and the time between the first and the second L2-SYNCHRO pattern are determined by the transmitting VTU. The bit loading, the set of active sub-carriers and the framing parameters are determined by the receiving VTU. Changes of parameters shall be within boundary conditions and a policy defined in this clause. + +###### E.3.1.1.1.1 Exchange between VTUs + +The exchange between VTUs in the single-step entry procedure (see L2.1 entry procedure in Figure E.1 and VTU exchange in Figure E.4) is defined as follows: + +1. The transmitting VTU shall initiate a single-step entry procedure by sending an L2.1-Entry-Step-Request command (see clause E.5.1) and wait for acknowledgement. This L2.1-Entry-Step-Request command may be repeated until acknowledgement is received. The L2.1-Entry-Step-Request command contains the sequence number of the step and whether or not this step is the last step in the L2.1 entry procedure. The L2.1-Entry-Step-Request command indicates the target PSD trim ( $\Delta PSD_{TAR}$ ) to be applied in the step and whether a flat or ceiled PSD trim shall be applied. After sending the L2.1-Entry-Step-Request command, the transmitting VTU shall ignore any incoming OLR commands from the receiving VTU (see clause E.3.1.3). +2. Upon reception of an L2.1-Entry-Step-Request command, within 128 ms the receiving VTU shall either acknowledge the L2.1-Entry-Step-Request command by sending an L2-SRA-Request command or reject it by sending an L2.1-Entry-Step-Reject response (see clause E.5.3). After receiving the L2.1-Entry-Step-Request command, the receiving VTU shall discard any pending OLR commands (see clause E.3.1.3). The L2-SRA-Request command indicates the actual PSD trim ( $\Delta PSD_{ACT}$ , determined by the receiver) to be applied in the step, the bit loading, the set of active sub-carriers and the framing parameters that fit the $\Delta PSD_{ACT}$ . The receiving VTU shall compute the transmission parameters indicated in L2-SRA-Request command (including $\Delta PSD_{ACT}$ ) to meet all the boundary conditions and policy defined in this clause. +3. After sending the L2-SRA-Request command, during the following 128 ms the receiving VTU shall expect receiving the first L2-SYNCHRO pattern or an L2-SRA-Reject response or an L2.1-Exit-Step-Request command. After sending an L2.1-Entry-Step-Reject response, the receiving VTU shall expect a new L2.1-Entry-Step-Request command (with the same or a different value of $\Delta PSD_{TAR}$ ), or an L2.1-Exit-Step-Request command. +4. Upon reception of the L2-SRA-Request command, within 128 ms the transmitting VTU shall either acknowledge the L2-SRA-Request command by sending the first L2-SYNCHRO pattern, or reject it by sending an L2-SRA-Reject response with a corresponding reason code, or send an L2.1-Exit-Step-Request command (if the transmitting VTU received an L2.1-exit-request primitive over the near-end $\gamma\_MGMT$ reference point and thus proceeding with the L2.1 entry procedure is not possible, or the transmitting VTU chooses to abort the L2.1 entry procedure). Upon reception of an L2.1-Entry-Step-Reject response, within 128 ms the transmitting VTU shall acknowledge the L2.1-Entry-Step-Reject response with either a new L2.1-Entry-Step-Request command (with the same or a different value of $\Delta PSD_{TAR}$ ), or send an L2.1-Exit-Step-Request command. + +5. Starting from the first symbol following the first L2-SYNCHRO pattern, both the transmitting VTU and the receiving VTU shall apply the bit loading and the framing parameters indicated in the L2-SRA-Request command. The transmitting VTU shall not change the set of active sub-carriers and the transmit PSD. +6. Upon reception of the first L2-SYNCHRO pattern, within 64 ms the receiving VTU shall acknowledge the first L2-SYNCHRO pattern by sending the L2- $\Delta$ PSD-Request command (see clause E.5.3). The L2- $\Delta$ PSD-Request command indicates that the receiving VTU is ready to apply the actual PSD trim ( $\Delta$ PSDACT) indicated in the L2-SRA-Request command. After sending the L2- $\Delta$ PSD-Request command, during the following 128 ms the receiving VTU shall expect receiving the second L2-SYNCHRO pattern or an L2.1-Exit-Step-Request command or an L2- $\Delta$ PSD-Reject response. If the receiving VTU does not receive the second L2-SYNCHRO pattern or an L2.1-Exit-Step-Request command or an L2- $\Delta$ PSD-Reject response within this time, it shall retransmit the L2- $\Delta$ PSD-Request command. Upon reception of an L2- $\Delta$ PSD-Reject response, the receiving VTU shall not acknowledge the L2- $\Delta$ PSD-Reject response and within 128 ms expect to receive a new L2.1-Entry-Step-Request command (with the same step number as the previous L2.1-Entry-Step-Request command and the same or a different value of $\Delta$ PSDTAR) or an L2.1-Exit-Step-Request command. +7. Upon receiving the L2- $\Delta$ PSD-Request command, within 128 ms the transmitting VTU shall either acknowledge the L2- $\Delta$ PSD-Request command by sending the second L2-SYNCHRO pattern or reject it by sending an L2.1-Exit-Step-Request command or an L2- $\Delta$ PSD-Reject response. +8. Starting from the first symbol following the second L2-SYNCHRO pattern, both the transmitting VTU and the receiving VTU shall apply the actual PSD trim ( $\Delta$ PSDACT) indicated in the L2-SRA-Request command, according to the procedure defined in clause E.3.1.1.1.3. + +If during a single-step entry procedure the receiving VTU receives an L2.1-Exit-Step-Request command, it shall abandon the L2.1 single-step entry procedure and acknowledge the L2.1-Exit-Step-Request command as defined for the L2.1 single-step exit procedure in clause E.3.1.2. + +![Sequence diagram showing the VTU exchange in the single-step L2.1 entry procedure between a Transmitting VTU and a Receiving VTU. The process involves several messages: L2.1-Entry-Step-Request, L2-SRA-Request, L2.1-Entry-Step-Reject, L2-SYNCHRO (Apply required framing and BLT), L2-SRA-Reject, L2.1-ΔPSD-Request(), L2-SYNCHRO (Apply required PSD trim), and L2-ΔPSD-Reject. The diagram includes timing constraints (e.g., 'ack or reject within 128 ms') and state transitions (e.g., 'Start single-step entry procedure', 'End single-step entry procedure').](3481cde1adf61b0452dd6489dada6d6a_img.jpg) + +The diagram illustrates the sequence of messages between a Transmitting VTU and a Receiving VTU during the single-step L2.1 entry procedure. The sequence starts with the Transmitting VTU sending an 'L2.1-Entry-Step-Request' message. The Receiving VTU responds with an 'ack or reject within 128 ms'. The Transmitting VTU then sends an 'L2-SRA-Request' message. The Receiving VTU responds with 'Ack or reject or abort within 128 ms'. The Transmitting VTU then sends an 'L2.1-Entry-Step-Reject' message. The Receiving VTU responds with 'Restart or abort within 128 ms'. The Transmitting VTU then sends an 'L2-SYNCHRO' message with 'Apply required framing and BLT'. The Receiving VTU responds with 'Ack within 128 ms'. The Transmitting VTU then sends an 'L2-SRA-Reject' message. The Receiving VTU responds with 'No response'. The Transmitting VTU then sends an 'L2.1-ΔPSD-Request()' message. The Receiving VTU responds with 'Ack or reject or abort within 128 ms'. The Transmitting VTU then sends an 'L2-SYNCHRO' message with 'Apply required PSD trim'. The Receiving VTU responds with 'No response'. The Transmitting VTU then sends an 'L2-ΔPSD-Reject' message. The Receiving VTU responds with 'No response'. The sequence ends with the Transmitting VTU sending an 'Abort single-step entry procedure' message and the Receiving VTU sending an 'End single-step entry procedure' message. + +Sequence diagram showing the VTU exchange in the single-step L2.1 entry procedure between a Transmitting VTU and a Receiving VTU. The process involves several messages: L2.1-Entry-Step-Request, L2-SRA-Request, L2.1-Entry-Step-Reject, L2-SYNCHRO (Apply required framing and BLT), L2-SRA-Reject, L2.1-ΔPSD-Request(), L2-SYNCHRO (Apply required PSD trim), and L2-ΔPSD-Reject. The diagram includes timing constraints (e.g., 'ack or reject within 128 ms') and state transitions (e.g., 'Start single-step entry procedure', 'End single-step entry procedure'). + +**Figure E.4 – VTU exchange in the single-step L2.1 entry procedure** + +###### E.3.1.1.1.2 Boundary conditions and policy + +The transmitting VTU shall select the parameters indicated in the L2.1-Entry-Step-Request command to meet the following boundary condition: + +- The target PSD trim ( $\Delta PSD_{TAR}$ ) value shall not exceed L2.1-ATPD; +- The set of subcarriers for which disabling in L2.1 is not allowed shall be equal to or a superset of the set of subcarriers indicated in L2-BANDS. + +The receiving VTU shall select the parameters indicated in L2-SRA-Request command to meet the following boundary conditions: + +- $\Delta PSD_{ACT} \leq \Delta PSD_{TAR}$ ; +- All subcarriers that are inactive at the instant the L2.1-Entry-Step-Request command is sent, shall remain inactive. All active subcarriers that are in the frequency bands indicated in the L2-BANDS, shall remain active (turning into a monitored subcarrier when $b_i$ is lowered to $b_i=0$ in the L2.1 link sub-state). Other active subcarriers may become inactive. The fine gains (i.e., the $g_i$ values) and tssi values of the inactive subcarriers shall be stored during the L2 link state in order to be used during the first single-step exit procedure. In the L0 link state, the set of active sub-carriers is defined as the set of sub-carriers in the MEDLEY set with $g_i > 0$ on linear scale; + +- The NOMATP reduction after each entry step (relative to the instant the L2.1-Entry-Step-Request command was sent) resulting from the transmitting VTU applying the actual PSD trim ( $\Delta PSD_{ACT}$ ) according to the procedure defined in clause E.3.1.2.1.3, shall not exceed L2.1-ATPD; +- The total NOMATP reduction (relative to the instant the entry into L2.1 was triggered) resulting from the transmitting VTU applying the actual PSD trim ( $\Delta PSD_{ACT}$ ) according to the procedure defined in clause E.3.1.2.1.3, shall not exceed L2.1-ATPRT; +- The SNRM shall be equal to or higher than L2-TARSNRM and shall be equal to or less than the L2-MAXSNRM; +- If the single-step entry procedure is not the last step of the L2.1 entry procedure, then the primary framing parameter values shall result in a derived $ETR \geq L2.1-ETR-MAX$ , and not to exceed $ETR_{max}$ ; +- If the single-step entry procedure is the last step of the L2.1 entry procedure, then the primary framing parameter values shall result in a derived $ETR \geq L2.1-ETR-MIN$ , and not to exceed L2-ETR-MAX; + +NOTE – A first L2.1 exit step is required to have primary framing parameters that result in a derived ETR that is equal to or higher than L2.1-ETR-MAX (see clause E.3.1.2). The above ETR boundary conditions imply this requirement will be satisfied (assuming channel conditions at the time of the first step in the L2.1 exit procedure are the same as at the time of the last step in the L2.1 entry procedure). This requirement is also monitored during the L2.1 steady-state (see clause E.3.1.3). + +Within these boundary conditions, the transmitting VTU and the receiving VTU shall determine the modification of the bit loading and framing parameters and the modification (reduction) of the transmit PSD and the set of active sub-carriers according to the following L2.1 entry policy: + +- Maximize the target PSD trim ( $\Delta PSD_{TAR}$ ) up to a value that will result in NOMATP reduction that does not exceed L2.1-ATPD. +- Maximize the actual PSD trim ( $\Delta PSD_{ACT}$ ) up to the target PSD trim ( $\Delta PSD_{TAR}$ ) determined by the transmitting VTU for the step; +- If the single-step entry procedure is not the last step of the L2.1 entry procedure: + - Maximize the ETR; + +NOTE – This policy guarantees a smooth exit back to L0 during or after each intermediate step since the ETR is maximized and also exceeds L2.1-ETR-MAX. + +- If the single-step entry procedure is the last step of the L2.1 entry procedure: + - Maximize the SNRM; + - Minimize the nominal aggregate transmit power in L2.1 (L2.1-NOMATP). + +NOTE – This policy implies that after the L2.1 entry from L0 (see L2.1 entry procedure in Figure E.1) is completed, the line reaches the target ATPT reduction (or as close as possible to it) and provides the required minimum bit rate while the SNRM is maximized. The latter requires the receiver to minimize the number of turned off subcarriers and increases its capability to reach L2.1-ETR-MAX after the first exit step. + +###### E.3.1.1.1.3 Applying the actual PSD trim + +The transmitting VTU shall apply the actual PSD trim ( $\Delta PSD_{ACT}$ ) as follows: + +- If the single-step entry procedure is the first step of the L2.1 entry procedure, then set the total PSD reduction variable, $\Delta PSD_{TOT} = \Delta PSD_{ACT}$ ; otherwise increment the current value of $\Delta PSD_{TOT}$ by $\Delta PSD_{ACT}$ ; +- If a flat PSD trim is applied, then the transmit PSD (in dBm/Hz) shall be reduced on all active sub-carriers such that: + +$$L2.1-MREFPSD(f) = MREFPSD(f) - \Delta PSD_{TOT}$$ + +- If a ceiled PSD trim is applied, then the transmit PSD (in dBm/Hz) shall be reduced on all active sub-carriers such that: + +$$L2.1-MREFPSD(f) = \text{MIN} ( MREFPSD(f); \text{MAXMREFPSD} - \Delta PSD_{TOT} ),$$ + +where *L2.1-MREFPSD* applies in the L2.1 link sub-state in the same way as *MREFPSD* applies in the L0 link state, and, + +where *MAXMREFPSD* is the highest PSD level in the PSD descriptor used to convey *MREFPSD* in the O-PRM message or R-PRM message during initialization (see clause 12.3.3.2.1.3 of [[ITU-T G.993.2](#)] or 12.3.3.2.2.3 of [[ITU-T G.993.2](#)] respectively). + +- Calculate the *L2.1-NOMATP* as follows: + +$$L2.1-NOMATP = 10\log_{10} \Delta f + 10\log_{10} \left( \sum_{i \in \text{ACTIVEset}} \left( 10^{\frac{L2.1-MREFPSD[f]}{10}} g_i^2 \right) \right),$$ + +with *ACTIVEset* representing the set of active subcarriers indicated in the L2-SRA-Request; + +- Sub-carriers in the MEDLEY set that became inactive during the L2.1 link sub-state shall have $Z_i=0$ ; + +NOTE 1 – In case of non-vectored ITU-T G.993.2, this results in no power at the U reference point. + +NOTE 2 – In case of vectored ITU-T G.993.2, there may be power at the U reference point due to pre-compensation signals (i.e., $Z_i$ different from 0). + +- If downstream vectoring is applied, the downstream PSD reduction shall not cause any change to the values of pre-compensation signals at the U-O reference point; +- Sub-carriers in the *MEDLEY set* shall be transmitted at the same PSD level during sync symbols and data symbols. +- ROC and RRC sub-carriers shall not be set to inactive. + +NOTE 3 – For transceivers operating per [[ITU-T G.993.5](#)] or per [[ITU-T G.993.2](#)] Annex X or Y, implementers should avoid changes of the transceiver impedance on any of the subcarriers in the MEDLEY set. + +##### E.3.1.1.2 Multi-step entry procedure + +For a multi-step entry procedure, the single-step entry procedure shall be executed multiple times, once for each step in the multi-step entry procedure. Each execution of the single-step entry procedure shall be according to the requirements defined in clause E.3.1.1.1. All steps in a multi-step L2.1 entry procedure shall use the same PSD trim method (i.e., either all flat PSD trims or all ceiled PSD trims). + +In a multi-step entry procedure, the subsequent single-step procedure of L2.1 entry shall be initiated only if: + +- the L2.1 entry criterion is still met during the entire time after the previous single-step entry procedure is completed; +- this time exceeds L2-TIME; and +- the L2.1 exit criterion (see clause E.3.1.2) is not met during this time. + +If the L2.1 exit criterion is met during a multi-step L2.1 entry procedure after one or more steps and prior to completion of the last step, the transmitting VTU shall abort the multi-step entry procedure by initiating a transition of the link back to the L0 link state using the L2.1 exit procedure defined in clause E.3.1.2. + +#### E.3.1.2 L2.1 exit to L0 + +The L2.1 exit criterion shall be defined as the transmitting VTU receiving a primitive from the higher layer function indicating the need for the link to transition out of the L2.1 link sub-state. + +The transition from L2.1 into L0 (L2.1 exit procedure) is shown in Figure E.5. When the link is in the L2.1 link sub-state and the L2.1 exit criterion is met, then the transmitting VTU shall initiate a transition of the link from link sub-state L2.1 to link state L0 (see L2.1-exit-request primitive in Figure E.1 and Figure E.5). The transition may occur in a single step (using a single-step exit procedure defined in clause E.3.1.2.1) or in multiple steps (using a multi-step exit procedure defined in clause E.3.1.2.2). A multi-step exit procedure consists of executing single-step exit procedure multiple times, once for each step in the multi-step exit procedure. + +Once the L2.1 exit procedure has been initiated, the transmitting VTU shall complete the L2.1 exit procedure to bring the link back to L0 link state, regardless whether or not the L2.1 exit criterion (see clause E.3.1.2) is still met during the execution of the L2.1 exit procedure. + +When the single-step exit procedure (for transition in a single step) or all steps of the multi-step exit procedure (for transition in multiple steps) are completed, the link shall be considered to be back in L0 link state. Until then the link shall be considered to be in the L2.1 link sub-state. + +The L2.1 exit procedure shall use the following L2 configuration parameters determined from the CO-MIB (see clause E.4): + +- Maximum ATP (dB) increase per step (L2.1-ATPD); +- Minimum time between steps (L2-TIME); +- Maximum ETR in L2.1 (L2-ETR-MAX); +- Minimum SNR margin in L2 (L2-MINSNRM, only for a multi-step exit procedure); +- Target SNR margin in L2.1 (L2-TARSNRM); +- Maximum SNR margin in L2.1 (L2-MAXSNRM). + +![Flowchart of the L2.1 exit procedure. The process starts with an 'L2.1 exit request' leading to 'stepnr=1'. It then enters a loop: 'stepnr++' -> 'last step?' (N: 'laststep=0' -> 'single-step exit procedure' -> 'laststep=1?' (N: back to 'stepnr++', Y: 'L2.1 exit confirm'); Y: 'laststep=1' -> 'single-step exit procedure' -> 'laststep=1?' (Y: 'L2.1 exit confirm', N: back to 'stepnr++')).](3922e505954d53f8864a44dc9ea664c6_img.jpg) + +``` +graph TD; A[L2.1 exit request] --> B[stepnr=1]; B --> C[stepnr++]; C --> D{last step?}; D -- N --> E[laststep=0]; D -- Y --> F[laststep=1]; E --> G[single-step exit procedure]; F --> G; G -- start --> D; G -- end --> H{laststep=1?}; H -- N --> C; H -- Y --> I[L2.1 exit confirm]; +``` + +G.998.4(15)\_FE.5 + +Flowchart of the L2.1 exit procedure. The process starts with an 'L2.1 exit request' leading to 'stepnr=1'. It then enters a loop: 'stepnr++' -> 'last step?' (N: 'laststep=0' -> 'single-step exit procedure' -> 'laststep=1?' (N: back to 'stepnr++', Y: 'L2.1 exit confirm'); Y: 'laststep=1' -> 'single-step exit procedure' -> 'laststep=1?' (Y: 'L2.1 exit confirm', N: back to 'stepnr++')). + +Figure E.5 –L2.1 exit procedure + +##### E.3.1.2.1 Single-step exit procedure + +The single-step exit procedure implements first a change of transmit PSD and set of active sub-carriers, followed by a change of bit loading and framer parameters. + +- The modification of the bit loading table (BLT) and framing parameters, and the modification (increase) of the transmit PSD and the set of active sub-carriers shall be performed separately, in different super-frames. Fine gains (i.e., the $g_i$ values) shall not be modified. +- To trigger the modification of bit loading and framing parameters and the modification (increase) of the transmit PSD and the set of active sub-carriers, the transmitting VTU shall transmit an L2-SYNCHRO pattern. The L2-SYNCHRO pattern for the single-step exit procedure is defined as identical to the L2-SYNCHRO pattern for the single-step entry procedure defined in clause E.3.1.1.1. The modification shall apply starting from the first symbol after the last symbol of the L2-SYNCHRO pattern, i.e., from the 9-th symbol count (starting count from 0) of the corresponding super-frame. +- The single-step exit procedure shall implement a change of transmit PSD level and set of active sub-carriers after the first L2-SYNCHRO pattern followed by a change of bit loading and framing parameters after the second L2-SYNCHRO pattern. The change in the PSD level and the time between the first and the second L2-SYNCHRO pattern is controlled by the transmitting VTU. The bit loading, the set of active sub-carriers and the framing parameters are determined by the receiving VTU. + +###### E.3.1.2.1.1 Exchange between VTUs + +The exchange between VTUs in the single-step exit procedure (see L2.1 exit procedure in Figure E.1 and VTU exchange in Figure E.6) is defined as follows: + +1. The transmitting VTU shall initiate a single-step procedure by sending an L2.1-Exit-Step-Request command (see clause E.5.2) and wait for acknowledgement. This L2.1-Exit-Step-Request command may be repeated until acknowledgement is received. The L2.1-Exit-Step-Request command contains the sequence number of the step and whether or not this step is the last step in the L2.1 exit procedure. The L2.1-Exit-Step-Request command indicates the actual PSD trim ( $\Delta PSD_{ACT}$ ) to be applied in the step. After sending the first L2.1-Exit-Step-Request command, the transmitting VTU shall ignore any incoming OLR commands from the receiving VTU (see clause E.3.1.3). +2. Upon reception of an L2.1-Exit-Step-Request command, the receiving VTU shall acknowledge the L2.1-Exit-Step-Request command by sending an L2- $\Delta$ PSD-Request command (see clause E.5.4) within 128 ms. After receiving the L2.1-Exit-Step-Request command, the receiving VTU shall discard any pending OLR commands (see clause E.3.1.3). The L2- $\Delta$ PSD-Request command indicates that the receiving VTU is ready to apply the actual PSD trim ( $\Delta PSD_{ACT}$ ) indicated in the L2.1-Exit-Step-Request command +3. After sending the exit L2- $\Delta$ PSD-Request command, the receiving VTU shall expect receiving the first L2-SYNCHRO pattern during the following 128ms. If the L2.1-Exit-Step-Request command is received more than once prior the reception of the first L2-SYNCHRO pattern, the receiving VTU shall acknowledge each L2.1-Exit-Step-Request command with an identical L2- $\Delta$ PSD-Request command. +4. Upon reception of the L2- $\Delta$ PSD-Request command, the transmitting VTU shall acknowledge the L2- $\Delta$ PSD-Request command by sending the first L2-SYNCHRO pattern within 128 ms. +5. Starting from the first symbol following the first L2-SYNCHRO pattern, both the transmitting VTU and the receiving VTU shall apply the actual PSD trim ( $\Delta PSD_{ACT}$ ) indicated in the L2.1-Exit-Step-Request command, according to the procedure defined in + +clause E.3.1.2.1.3. The transmitting VTU shall not change the bit loading and the framing parameters. + +6. Upon reception of the first L2-SYNCHRO pattern, the receiving VTU shall estimate the SNR and acknowledge the first L2-SYNCHRO pattern by sending the L2-SRA-Request command (see clause E.5.3) within 128 ms. The L2-SRA-Request command indicates the actual PSD rim ( $\Delta PSD_{ACT}$ ) already applied in the step, the bit loading and the framing parameters that fit the actual PSD trim ( $\Delta PSD_{ACT}$ ) indicated in the L2.1-Exit-Step-Request command. After sending the L2-SRA-Request command, the receiving VTU shall expect receiving the second L2-SYNCHRO pattern during the following 128ms. If the receiving VTU does not receive the second L2-SYNCHRO pattern within this time, it shall retransmit the L2-SRA-Request command. +7. Upon receiving the L2-SRA-Request command, the transmitting VTU shall acknowledge the L2-SRA-Request command by sending the second L2-SYNCHRO pattern within 128ms. +8. Starting from the first symbol following the second L2-SYNCHRO pattern, both the transmitting VTU and the receiving VTU shall apply the bit loading and the framing parameters indicated in the L2-SRA-Request command. + +The execution time from sending the L2.1-Exit-Step-Request command to sending the second L2-SYNCHRO pattern should not exceed 1 second. + +![Sequence diagram of VTU Exchange in the single-step L2.1 exit procedure. The diagram shows the interaction between a Transmitting VTU and a Receiving VTU. The process starts with the Transmitting VTU sending an L2.1-Exit-Step-Request (stepnr, laststep, ΔPSDTACT) to the Receiving VTU. The Receiving VTU responds with an Ack within 128 ms. The Transmitting VTU then sends an L2.1-ΔPSD-Request() to the Receiving VTU, which responds with an Ack within 128 ms. The Transmitting VTU then sends an L2-SYNCHRO pattern with the instruction 'Apply required ΔPSD trim' to the Receiving VTU, which responds with an Ack within 128 ms. The Receiving VTU then sends an L2-SRA-Request (ΔPSDACT, framing, BLT) to the Transmitting VTU, which responds with an Ack within 128 ms. Finally, the Transmitting VTU sends a second L2-SYNCHRO pattern with the instruction 'Apply required framing and BLT' to the Receiving VTU, which receives it but sends no response. The Receiving VTU then ends the single-step exit procedure. The diagram is labeled G.998.4(15)_FE.6.](d04c50badc78d5ba47bf4e352af4a754_img.jpg) + +``` + +sequenceDiagram + participant TVTU as Transmitting VTU + participant RVTU as Receiving VTU + Note left of TVTU: Start single-step exit procedure + TVTU->>RVTU: L2.1-Exit-Step-Request (stepnr, laststep, ΔPSDTACT) + RVTU-->>TVTU: Ack within 128 ms + TVTU->>RVTU: L2.1-ΔPSD-Request() + RVTU-->>TVTU: Ack within 128 ms + TVTU->>RVTU: L2-SYNCHRO Apply required ΔPSD trim + RVTU-->>TVTU: Ack within 128 ms + RVTU->>TVTU: L2-SRA-Request (ΔPSDACT, framing, BLT) + TVTU-->>RVTU: Ack within 128 ms + TVTU->>RVTU: L2-SYNCHRO Apply required framing and BLT + Note right of RVTU: No response + Note right of RVTU: End single-step exit procedure + +``` + +Sequence diagram of VTU Exchange in the single-step L2.1 exit procedure. The diagram shows the interaction between a Transmitting VTU and a Receiving VTU. The process starts with the Transmitting VTU sending an L2.1-Exit-Step-Request (stepnr, laststep, ΔPSDTACT) to the Receiving VTU. The Receiving VTU responds with an Ack within 128 ms. The Transmitting VTU then sends an L2.1-ΔPSD-Request() to the Receiving VTU, which responds with an Ack within 128 ms. The Transmitting VTU then sends an L2-SYNCHRO pattern with the instruction 'Apply required ΔPSD trim' to the Receiving VTU, which responds with an Ack within 128 ms. The Receiving VTU then sends an L2-SRA-Request (ΔPSDACT, framing, BLT) to the Transmitting VTU, which responds with an Ack within 128 ms. Finally, the Transmitting VTU sends a second L2-SYNCHRO pattern with the instruction 'Apply required framing and BLT' to the Receiving VTU, which receives it but sends no response. The Receiving VTU then ends the single-step exit procedure. The diagram is labeled G.998.4(15)\_FE.6. + +**Figure E.6 – VTU Exchange in the single-step L2.1 exit procedure** + +###### E.3.1.2.1.2 Boundary conditions and policy + +The transmitting VTU shall select the parameters indicated in the L2.1-Exit-Step-Request command to meet the following boundary conditions: + +- The actual PSD trim ( $\Delta PSD_{ACT}$ ) value shall not exceed L2.1-ATPD; +- The actual PSD trim ( $\Delta PSD_{ACT}$ ) for the first exit step shall be equal to a value that will result in NOMATP increase that is equal to L2.1-ATPD, relative to the value of NOMATP after all sub-carriers that were turned inactive during L2.1 are re-activated. +- If the single-step exit procedure is the last step of the L2.1 exit procedure: + +- $\Delta PSD_{ACT} = \Delta PSD_{TOT}$ ; + +NOTE 1 – This $\Delta PSD_{ACT}$ value brings the transmit PSD back to the transmit PSD that was in use at the instant the last previous L2.1 entry from the L0 link state was initiated. + +The receiving VTU shall select the transmission parameters indicated in L2-SRA-Request command to meet the following boundary conditions: + +- The set of active sub-carriers after the first single-step exit procedure shall be equal to the set of active sub-carriers in the L0 link state. The fine gains and tssi values of the inactive sub-carriers shall be restored to the values that were in use at the instant the last previous L2.1 entry from the L0 link state was initiated. In the L0 link state, the set of active sub-carriers is defined as the set of sub-carriers in the MEDLEY set with $g_i > 0$ on linear scale; + +NOTE 2 – Because all sub-carriers that became inactive in the L2 link state are re-activated during the first single-step exit procedure, the increase in L2.1-NOMATP (defined in clause E.3.1.1.1) resulting from the first single-step exit procedure may be higher than L2.1-ATPD. + +- If the single-step exit procedure is the first step and not the last step of the L2.1 exit procedure: + - The primary framing parameters shall result in a derived ETR that is equal to or higher than L2.1-ETR-MAX, and not to exceed $ETR_{max}$ ; + - The SNRM shall be equal to or higher than L2-MINSNRM; +- If the single-step exit procedure is not the first step of the L2.1 exit procedure: + - The SNRM shall be equal to or higher than L2-TARSNRM and shall be equal to or less than the L2-MAXSNRM; +- If the single-step exit procedure is the last step of the L2.1 exit procedure: + - The SNRM shall be in the range between MINSNRM and MAXSNRM; + - The primary framing parameter values shall, if possible according to channel conditions, have a derived framing parameter $NDR$ that is equal to or higher than the $NDR$ that was in use at the instant the last previous L2.1 entry from the L0 link state was initiated; + - If channel conditions do not allow for the $NDR$ that was in use at the instant the last previous L2.1 entry from the L0 link state was initiated, then the L2-SRA-Request command may require different primary framing parameter values (resulting in a lower derived framing parameter $NDR$ than upon L2.1 entry), while still complying with the CO-MIB configuration. + +Within these boundary conditions, the transmitting VTU and receiving VTU shall determine the modification (increase) of the transmit PSD and the modification of the bit loading and framing parameters, according to the following L2 exit policy: + +- Maximize the actual PSD trim ( $\Delta PSD_{ACT}$ ) up to a value that will result in NOMATP increase that does not exceed L2.1-ATPD. +- Select the primary framing parameters that maximize the derived ETR. + +NOTE 3 – This policy implies that after the first L2.1 exit step (after which the line reaches the bit rate of L2.1-ETR-MAX or more under the given circumstances), each of the following steps will provide the maximum possible increase of the ETR. The policy provides the fastest return to L0 (minimum number of exit steps under given PSD increase constraint). + +###### E.3.1.2.1.3 Applying the actual PSD trim + +The transmitting VTU shall apply the actual PSD trim ( $\Delta PSD_{ACT}$ ) as follows: + +- Decrement $\Delta PSD_{TOT}$ by $\Delta PSD_{ACT}$ ; +- If a flat PSD trim was applied during the L2.1 entry, then the transmit PSD (in dBm/Hz) shall be increased on all active sub-carriers and set on all re-activated subcarriers such that: + +$$L2.1-MREFPSD(f) = MREFPSD(f) - \Delta PSD_{TOT}$$ + +- If a ceiled PSD trim was applied during the L2.1 entry, then the transmit PSD (in dB) shall be applied on all active sub-carriers and set on all re-activated subcarriers such that: + +$$L2.1-MREFPSD(f) = \text{MIN} ( MREFPSD(f); \text{MAXMREFPSD} - \Delta PSD_{TOT} ),$$ + +where $L2.1-MREFPSD$ applies in the L2.1 link sub-state in the same way as $MREFPSD$ applies in the L0 link state, and, + +where $\text{MAXMREFPSD}$ is the highest PSD level in the PSD descriptor used to convey $MREFPSD$ during initialization (see clause 12.3.3.2.1.3 of [ITU-T G.993.2] or 12.3.3.2.2.3 of [ITU-T G.993.2] respectively). + +If downstream vectoring is applied, the downstream PSD increase shall not cause any change to the values of pre-compensation signals at the U-O reference point. + +NOTE – For transceivers operating per [ITU-T G.993.5] or per [ITU-T G.993.2] Annex X or Y, implementers should avoid changes of the transceiver impedance on any of the subcarriers in the MEDLEY set. + +##### E.3.1.2.2 Multi-step exit procedure + +For a multi-step exit procedure, the single-step exit procedure shall be executed multiple times, once for each step in the multi-step exit procedure. Each execution of the single-step exit procedure shall be according to the requirements defined in clause E.3.1.2.1. All sub-carriers that became inactive in the L2.1 link sub-state shall be re-activated during the first single-step exit procedure. + +#### E.3.1.3 On-line reconfiguration in L2.1 + +While in L2.1 link sub-state (except when executing the L2.1 entry procedure or the L2.1 exit procedure), the following boundary conditions shall be met: + +- The SNRM shall be equal to or higher than MINSNRM; +- A first L2.1 exit step (assuming current channel conditions) shall allow framing parameters with a derived ETR that is equal to or higher than L2.1-ETR-MAX. + +NOTE 1 – A first L2.1 exit step is required to have framing parameters with a derived ETR that is equal to or higher than L2.1-ETR-MAX (see clause E.3.1.2). In the L2.1 link sub-state, the above ETR boundary condition assures that this requirement can be met in a first L2.1 exit step. + +While in L2.1 link sub-state (except when executing the L2.1 entry procedure or the L2.1 exit procedure), VTUs shall be capable to use the bit swapping procedure as defined in clause 11.2.2.3 of [ITU-T G.993.2] (OLR Request Type 1) in the aim to maintain the SNRM equal to or higher than L2-TARSNRM. + +SRA (OLR Request type 5) shall be a mandatory capability during L2.1 entry and L2.1 steady-state. SOS (OLR Request Type 6) shall not be used while executing the L2.1 entry procedure or the L2.1 exit procedure or while the link is in L2.1 link sub-state. The enable/disable of SRA functionality through the downstream rate adaptation mode (RA-MODE) parameter in the CO-MIB only applies to the L0 link state. + +NOTE 2 - After the L2.1 exit procedure is completed, the receiving VTU may initiate the OLR requests enabled in the L0 link state (Request type 1, Request type 5, Request type 6) to optimize the performance of the line. + +NOTE 3 – Modification of the fine gains of active subcarriers during OLR procedures may impact the ATP of the L0 link state after exiting L2.1 due to the fact that when re-entering L0 the fine gains of the inactive subcarriers will be restored to the values of the previous L0 link state. + +### E.3.2 Link sub-state L2.2 + +The main application for the LPMode operation in the L2.2 link sub-state is the transport of "keep alive" data at times when there is no user activity. Besides power reduction techniques applied in L2.1, for LPMode operation in the L2.2 link sub-state, the additional power scaling technique referred to as scheduled discontinuous operation (SDO) shall be used. + +With SDO, symbols are transmitted only in a predefined subset of the available 256 data symbol positions per super-frame. The 256 symbol positions within each super-frame shall be divided into four groups of 64 contiguous symbol positions. Each group shall start with contiguous symbol periods where data symbols shall be transmitted, followed by contiguous symbol positions where quiet symbols (i.e., $Z_i=0$ for all sub-carriers) shall be transmitted. The symbol positions where data symbols and the symbol positions where quiet symbols are transmitted shall be the same in all super-frames during the time the link is in link sub-state L2.2. + +The SDO during L2.2 is shown in Figure E.7. There are four groups, each of 64 symbol positions. Data symbols are transmitted in the first 9 symbol positions and quiet symbols are transmitted in the last 55 symbol positions of each group. + +![Figure E.7: Example of link sub-state L2.2. The diagram shows a sequence of symbols over time. It starts with a 'Sync symbol' (orange), followed by a group of 64 symbols. The first 9 of these 64 are 'Data symbols' (blue), and the remaining 55 are 'quiet symbols' (light blue). This pattern repeats four times, with each group of 64 symbols starting with 9 data symbols. The entire sequence of four groups is labeled as a 'Superframe'. The diagram is labeled G.998.4(15)_FE.7.](aed5b156b9b0fff9167baba88e5fdcfc_img.jpg) + +Figure E.7: Example of link sub-state L2.2. The diagram shows a sequence of symbols over time. It starts with a 'Sync symbol' (orange), followed by a group of 64 symbols. The first 9 of these 64 are 'Data symbols' (blue), and the remaining 55 are 'quiet symbols' (light blue). This pattern repeats four times, with each group of 64 symbols starting with 9 data symbols. The entire sequence of four groups is labeled as a 'Superframe'. The diagram is labeled G.998.4(15)\_FE.7. + +Figure E.7 – Example of link sub-state L2.2 + +The L2-SYNCHRO pattern defined for synchronization of L2.2 entry and exit (see clauses E.3.2.1 and E.3.2.2) shall be transmitted at the sync symbol position followed by the first nine symbol positions of the first group of 64 symbol positions, instead of transmitting 9 data symbols. + +NOTE 1 – During transmission of quiet data symbols, a backpressure should be applied towards the PMS-TC that prevents eoc being sent. + +NOTE 2 – For transceivers operating per [ITU-T G.993.5] or per [ITU-T G.993.2] Annex X or Y, implementers should avoid changes of the transceiver impedance on any of the subcarriers in the MEDLEY set, including during transmission of QUIET symbols. + +While the link is in the L2.2 link sub-state, the TPS-TC functions (see clause 7), the retransmission functions (see clause 8), the PMS-TC function (see clause 9), the PMD functions (see clause 10) and the retransmission management functions (see clause 11) shall apply with the following differences: + +- The retransmission functions shall be disabled in both downstream and upstream directions. The transmitting VTU shall not retransmit DTUs, regardless what was received over RRC (the content of the RRC shall be ignored by the transmitting VTU). However, data is mapped into DTUs with the same valid range of framing parameters and DTU sizes as in link sub-state L2.1. +- The *ETR\_min* and *ETR\_max* (see clause 7.1.1) do not apply in both upstream and downstream directions. Since retransmission is disabled, no specific *ETR* bounds are defined for link sub-state L2.2 through the CO-MIB. + +- The *TARSNRM*, *MAXSNRM*, and *SNRMOFFSET-ROC* (Note 3) do not apply. The L2 specific SNRM bounds are configured through the CO-MIB (see clause E.4). +- The test parameters shall not be updated in the CO-MIB, and *ETR*, *EFTR*, and *delay\_act\_RTX* shall not be defined (see clause 11.2), the *fec* and *crc* anomalies and *leftfr* and *seftr* defects shall not occur (see clause 11.3) and the number of error-free bits passed over the $\beta 1$ -reference point shall be counted as zero (see clause 11.4); +- The *INP\_act\_SHINE* (see clause 11.2.3) may be less than *INP\_min* (see clause 7.1.1) and may be as low as 0; +- The *INP\_act\_REIN* (see clause 11.2.4) may be less than *INP\_min\_rein* (see clause 7.1.1) and may be as low as 0. + +NOTE 3 – If vectoring is enabled during the L2.1 link sub-state, it may be necessary to continue supporting of FEXT cancellation also during the L2.2 link sub-state with the aim of using the same bit loading as per the L2.1 link sub-state. + +The transmitting VTU shall assess the stability of the received channel, knowing that retransmission will be disabled in both directions, before triggering an entry into the L2.2 link sub-state. + +#### E.3.2.1 L2.2 entry from L2.1 + +The L2.2 entry criterion shall be defined as no data having been received from higher layers over the $\gamma$ reference point for a time period longer than 500 ms, while sufficient stability of the received channel has been assessed. + +When the link is in the L2.1 link sub-state and the L2.2 entry criterion is met, then the transmitting VTU shall initiate a transition of the link from the L2.1 link sub-state to the L2.2 link sub-state (see L2.2-entry-request primitive in Figure E.1). + +The bit-loading table ( $b_i$ ), the set of active sub-carriers and the fine gains ( $g_i$ ) in L2.2 shall be the same as they were in L2.1 steady-state. + +The entry procedure (see L2.2 entry procedure in Figure E.1) is defined as follows: + +1. The transmitting VTU shall initiate an L2.2 entry procedure by sending an L2.2-Entry-Request command (see clause E.5.5) and wait for acknowledgement. This L2.2-Entry-Request command may be repeated until acknowledgement is received. After sending the L2.2-Entry-Request command, the transmitting VTU shall ignore any incoming OLR requests from the receiving VTU. +2. Upon reception of an L2.2-Entry-Request command, within 128 ms, the receiving VTU shall discard any pending OLR request and acknowledge the L2.2-Entry-Request command with an L2.2-Entry-ACK response (see clause E.5.5) or reject the L2.2-Entry-Request command with an L2.2-Entry-Reject response. After sending the L2.2-Entry-ACK response, the receiving VTU shall expect to receive an L2-SYNCHRO pattern during the following 128 ms. If the L2.2-Entry-Request command is received more than once prior to the reception of the L2-SYNCHRO pattern, the receiving VTU shall acknowledge or reject each L2.2-Entry-Request command with an L2.2-Entry-ACK response or an L2.2-Entry-Reject response, respectively. +3. Upon reception of the L2.2-Entry-ACK response, the transmitting VTU shall acknowledge the L2.2-Entry-ACK response by sending an L2-SYNCHRO pattern within 128 ms. Upon reception of the L2.2-Entry-Reject response, the transmitting VTU may repeat the L2.2-Entry-Request command. +4. Starting from the first symbol following the L2-SYNCHRO pattern, the transmitting VTU shall transmit and the receiving VTU shall receive data symbols at the data symbol positions defined by the SDO (see clause E.3.2). + +When the L2.2 entry procedure is completed, the link shall be considered to be in the L2.2 link sub-state until the L2.2 exit procedure is executed, or the link transitions to the L3 link state. + +While the link is in the L2.2 link sub-state, the receiving VTU shall track channel changes (e.g., noise variations) through OLR. If the receiving VTU detects that the *SNRM* during the L2.2 link sub-state is less than L2-MINSNRM, it shall send an L2.2-RX-Exit-Request command with reason code "OLR2" (see clause E.5.6) to the transmitting VTU. While the link is in the L2.1 link sub-state, the *SNRM* shall be adjusted using the standard OLR procedure, as defined in clause E.3.1.3. After this OLR procedure is complete, the transmitting VTU shall initiate a transition of the link from the L2.1 link sub-state to the L2.2 link sub-state if the L2.2 entry criterion is still met (see L2.2-entry-request primitive in Figure E.1). + +If the transmitting VTU detects errors due to the presence of REIN while the link is in the L2.1 link sub-state, the transmitting VTU should not initiate a transition of the link from the L2.1 link sub-state to the L2.2 link sub-state. If the receiving VTU detects the presence of REIN while the link is in the L2.2 link sub-state, it shall send an L2.2-RX-Exit-Request command with reason code "REIN" (see clause E.5.6) to the transmitting VTU. + +#### **E.3.2.2 L2.2 exit to L2.1** + +The L2.2 exit criterion shall be defined as the transmitting VTU receiving a primitive from the higher layer management function indicating the need for the link to transition out of the L2.2 link sub-state, or the transmitting VTU detecting a condition that upon persistency may trigger a retrain, or the transmitting VTU receiving an L2.2-RX-Exit-Request command from the receiving VTU. + +When the link is in the L2.2 link sub-state and the L2.2 exit criterion is met, then the transmitting VTU shall initiate a transition of the link from the L2.2 link sub-state to the L2.1 link sub-state (see L2.2-exit-request primitive in Figure E.1). + +The exit procedure (see L2.2 exit procedure in Figure E.1) is defined as follows: + +1. The transmitting VTU shall initiate an L2.2 exit procedure by sending an L2.2-Exit-Request command (see clause E.5.6) and wait for acknowledgement. This L2.2-Exit-Request command may be repeated until acknowledgement is received. +2. Upon reception of an L2.2-Exit-Request command, the receiving VTU shall acknowledge the L2.2-Exit-Request command with an L2.2-Exit-ACK response (see clause E.5.6) within 128 ms. After sending the L2.2-Exit-ACK response, the receiving VTU shall expect receiving an L2-SYNCHRO pattern during the following 128 ms. If the L2.2-Exit-Request command is received more than once prior to the reception of the L2-SYNCHRO pattern, the receiving VTU shall acknowledge each L2.2-Exit-Request command with an L2.2-Entry-ACK response. +3. Upon reception of the L2.2-Exit-ACK response, the transmitting VTU shall acknowledge the L2.2-Exit-ACK response by sending an L2-SYNCHRO pattern within 128 ms. +4. Starting from the first symbol following the L2-SYNCHRO pattern, the transmitting VTU shall transmit and the receiving VTU shall receive data symbols at all the data symbol positions with parameters defined for L2.1 operation. + +When the L2.2 exit procedure is completed, the link shall be considered to be back in the L2.1 link sub-state. Until then the link shall be considered to be in the L2.2 link sub-state. + +## **E.4 CO-MIB configuration and status reporting** + +The CO-MIB configuration parameters related to LPMode are defined in Table E.1. The CO-MIB reporting parameters related to LPMode are defined in Table E.2. + +NOTE – A data rate of 5 Mbit/s is recommended by the Broadband Forum as the data rate to be present after the first exit step in an L2.1 exit procedure (see clause E.3.1.2). Such a data rate allows an L2.1 exit to L0 + +without additional exit steps causing excessive delay or interruption of service. This data rate can be an appropriate setting for L2.1-ETR-MAX. + +**Table E.1 – CO-MIB configuration parameters related to LPMode** + +| Configuration parameter | ITU-T G.997.1 reference | Definition | +|---------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Power management state forced (PMSF) | 7.3.1.1.3 | The power management state force indicates the PM state that the VTU is forced to enter via the CO-MIB. | +| Power management state enabling (PMMode) | 7.3.1.1.4 | The power management mode indicates the allowed link states. This parameter communicated to the VTU-R during initialization. Bit 0: indicates whether the L3 link state is allowed (1) or not allowed (0).
Bit 1: indicates whether the L2.1 link sub-state is allowed (1) or not allowed (0) in the downstream direction.
Bit 2: indicates whether the L2.2 link sub-state is allowed (1) or not allowed (0) in the downstream direction. | +| Minimum time interval between consecutive L2 $\Delta$ PSD trims during an L2.1 entry or L2.1 exit procedure (L2-TIME) | 7.3.1.1.6 | The minimum time (in seconds) the same transmit PSD is applied between consecutive L2 $\Delta$ PSD trims during an L2.1 entry or L2.1 exit procedure. It ranges from 0 to 255 seconds in steps of 1 second. | +| Maximum delta in aggregate transmit power (reduction or increase) per L2 $\Delta$ PSD trim during L2.1 entry or exit procedure respectively (L2.1-ATPD) | 7.3.1.1.7 | Maximum delta in aggregate transmit power (in dB) per L2 $\Delta$ PSD trim during an L2.1 entry or L2.1 exit procedure. It ranges from 0 dB to 31 dB in steps of 1 dB. | +| Total maximum aggregate transmit power reduction in L2.1 (L2.1-ATPRT) | 7.3.1.1.9 | Total maximum aggregate transmit power reduction (in dB) that can be performed in the L2.1 link sub-state. This is the sum of the ATP reductions provided by all L2 $\Delta$ PSD trims during an L2.1 entry or exit procedure. It ranges from 0 dB to 31 dB in steps of 1 dB. | +| Time threshold for entry into L2 (L2.1-ENTRY-TIME) | | Time period (in seconds) for triggering a transition from L0 link state to L2.1 link sub-state. It ranges from 1 to 255 seconds in steps of 1 second. | +| L2.1-ETR-MIN | | The minimum ETR (in kbit/s) that shall be maintained in L2.1 link sub-state. The valid range is from 256 kbits/s to 8192 kbits/s in 8 kbit/s steps. | +| L2.1-ETR-MAX | | The maximum ETR (in kbit/s) that shall be allowed in L2.1 link sub-state (Note). The valid range is from 4096 kbits/s to 32768 bits/s in 8 kbit/s steps. | +| L2-MINSNRM | | Minimum SNR margin (in dB) allowed after the first L2.1 exit step of a multi-step L2.1 exit procedure. It ranges from 0 to 31 dB, with 0.1 dB steps. | + +**Table E.1 – CO-MIB configuration parameters related to LPMode** + +| Configuration parameter | ITU-T G.997.1 reference | Definition | +|-------------------------|-------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2-TARSNRM | | The target SNR margin (in dB) to be maintained in L2.1 link sub-state. It ranges from 0 to 31 dB, with 0.1 dB steps. | +| L2-MAXSNRM | | Maximum SNR margin (in dB) in L2.1 link sub-state, including entry to L2.1 link sub-state and exit from L2.1 link sub-state. It ranges from 0 to 31 dB, with 0.1 dB steps. | +| L2-BANDS | | Frequency bands where disabling of subcarriers in L2.1 link sub-state is not allowed. | + +**Table E.2 – CO-MIB reporting parameters related to LPMode** + +| Reporting parameter | ITU-T G.997.1 reference | Definition | +|-----------------------------------|-------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| Power management state (PM-STATE) | 7.5.1.5 | The power management state the link is in (i.e., L0, L2.1, L2.2 or L3). Its value is configured by the near-end VTU control function, possibly based on configuration forced through the CO-MIB and/or by the far-end control function. It is defined separately for downstream and upstream. | +| PSD trim method | | The type of PSD trim applied at the last entry into L2.1 link sub-state. Valid values for the PSD trim method are "flat PSD trim" and "ceiled PSD trim". | + +The CO-MIB configuration parameters communicated to the VTU-R are included in the G.998.4 LPMode parameter field shown in Table E.3. A G.998.4 LPMode parameter field shall be included in the G.998.4 parameter field in initialization message O-TPS (see Table C.3). + +**Table E.3 – ITU-T G.998.4 LPMode parameter field for O-TPS** + +| Field nr | Field name | Format | Description | +|----------|------------------------|----------|----------------------------------------------------------------------------| +| 1 | Parameter field length | 1 byte | Total number of data bytes in ITU-T G.998.4 LPMode parameter field (Note). | +| 2 | L2.1-ATPDds | 1 byte | See Table E.1. | +| 3 | L2.1-ATPRTds | 1 byte | See Table E.1 | +| 4 | L2-MINSNRMds | 2 bytes | See Table E.1 | +| 5 | L2-TARSNRMds | 2 bytes | See Table E.1 | +| 6 | L2-MAXSNRMds | 2 bytes | See Table E.1 | +| 7 | L2.1-ETR-MINds | 2 bytes | See Table E.1 | +| 8 | L2.1-ETR-MAXds | 2 bytes | See Table E.1 | +| 9 | L2-BANDSds | variable | See Table E.1 | + +**Table E.3 – ITU-T G.998.4 LPMode parameter field for O-TPS** + +| Field nr | Field name | Format | Description | +|------------------------------------------------------------------------------------------------|------------|--------|-------------| +| NOTE – If operation according to this annex is disabled, the number of data bytes may be zero. | | | | + +Field #1 "Parameter field length" indicates the number of data bytes in the ITU-T G.998.4 LPMode parameter field. The data bytes are the bytes following this length indicator byte (i.e., all bytes in the ITU-T G.998.4 LPMode parameter field counting from the penultimate byte). This byte is included to allow VTU-Rs that do not support ITU-T G.998.4 LPMode to still correctly parse O-TPS. + +Field #2 "L2.1-ATPDds" is a 1-byte field representing an unsigned integer in the 0..31 range (0 dB to 31 dB in steps of 1 dB). + +Field #3 "L2.1-ATPRTds" is a 1-byte field representing an unsigned integer in the 0..31 range (0 dB to 31 dB in steps of 1 dB). + +Field #4 "L2-MINSNRMds" is a 2-byte field representing an unsigned integer in the 0..310 range (0 dB to 31 dB in steps of 0.1 dB). + +Field #5 "L2-TARSNRMds" is a 2-byte field representing an unsigned integer in the 0..310 range (0 dB to 31 dB in steps of 0.1 dB). + +Field #6 "L2-MAXSNRMds" is a 2-byte field representing an unsigned integer in the 0..310 range (0 dB to 31 dB in steps of 0.1 dB). + +Field #7 "L2.1-ETR-MINDs" is a 2-byte field representing an ETR as a multiple of 8 kbit/s. + +Field #8 "L2.1-ETR-MAXds" is a 2-byte field representing an ETR as a multiple of 8 kbit/s. + +Field #9 "L2-BANDSds" is a bands descriptor as defined in Table 12-22 of [ITU-T G.993.2]. + +## E.5 Coordination of link state transitions between VTU-O and VTU-R + +This clause amends clause 11.2.3.9 of [ITU-T G.993.2] with power management eoc messages for the L2 link state and its link sub-states L2.1 and L2.2. + +This clause defines the following eoc messages: + +- L2.1-Entry-Step-Request command and responses (see clause E.5.1); +- L2.1-Exit-Step-Request command and responses (see clause E.5.2); +- L2-SRA-Request command and responses (see clause E.5.3); +- L2- $\Delta$ PSD-Request command and responses (see clause E.5.4); +- L2.2-Entry-Request command and responses (see clause E.5.5); +- L2.2-Exit-Request command and responses (see clause E.5.6). + +### E.5.1 L2.1-Entry-Step-Request command and responses + +The L2.1-Entry-Step-Request command is defined in Table E.4. The L2.1-Entry-Step-Request responses are defined in Table E.5. The L2.1-Entry-Step-Request command shall be initiated by the transmitting VTU for execution of the single-step L2.1 entry procedure. The L2-Entry-Step command contains the sequence number of the step and whether or not this step is the last step in the L2.1 entry procedure. The L2.1-Entry-Step-Request command indicates the target PSD trim ( $\Delta$ PSDTAR) and whether a flat or ceiled PSD trim shall be applied. The receiver shall either acknowledge the command by sending an L2-SRA-Request command or reject the command by sending L2.1-Entry-Step-Reject response with a corresponding reason code defined in Table E.5. + +The first octet of the command and response is defined in Table 11-4 of [ITU-T G.993.2] (normal priority). The other octets are defined in Table E.4 and Table E.5, respectively. + +**Table E.4 – L2.1-Entry-Step-Request command sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|-------------------------|-----------------|--------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.1-Entry-Step-Request | 5 | 2 | 01 16 (Note 1) | +| | | 3 | One octet containing:
Bit 7 (MSB): set to 1 indicates that this step is the last step of the L2.1 entry procedure;
Bits 6-0 (LSBs): the count of the step number represented as unsigned integer (Note 2). | +| | | 4 | One octet containing the $\Delta PSD_{TAR}$ value in the range from 0 to 25.5 dB in units of 0.1 dB, represented as an unsigned integer. | +| | | 5 | PSD trim method:
00 16 : flat PSD trim
01 16 : ceiled PSD trim (Note 1) | + +NOTE 1 – All other values are reserved by ITU-T. +NOTE 2 – The count of the step number shall be set to "1" for the first step of an L2.1 entry procedure, and shall increment by 1 at each subsequent step in a multi-step entry procedure. + +**Table E.5 – L2.1-Entry-Step-Request responses sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------|-------------------|--------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2-SRA-Request | See clause E.5.3. | | See clause E.5.3. | +| L2.1-Entry-Step-Reject | 3 | 2 | 81 16 (Note) | +| | | 3 | 1 octet for reason code with the following valid values:
01 16 – busy
02 16 – invalid parameters
03 16 – excessive PSD reduction (Note) | + +NOTE – All other values are reserved by ITU-T. + +### E.5.2 L2.1-Exit-Step command and responses + +The L2.1-Exit-Step-Request command is defined in Table E.6. The L2.1-Exit-Step-Request responses are defined in Table E.7. The L2.1-Exit-Step-Request command initiates the execution of the single-step exit procedure with the indicated actual PSD trim that will be applied starting from the first data symbol position following the first L2-SYNCHRO pattern (see clause E.3.1.2). + +The first octet of the command and response is defined in Table 11-2 of [\[ITU-T G.993.2\]](#) (high priority). The other octets are defined in Table E.6 and Table E.7, respectively. + +**Table E.6 – L2.1-Exit-Step-Request command sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| +| L2.1-Exit-Step-Request | 4 | 2 | $02_{16}$ (Note 1) | +| | | 3 | One octet containing:
Bit 7 (MSB): set to 1 indicates that this step is the last step of the L2.1 exit procedure;
Bits 6-0 (LSBs): the count of the step number represented as unsigned integer (Note 2). | +| | | 4 | One octet containing the $\Delta PSD_{ACT}$ value in the range from 0 to 25.5 dB in units of 0.1 dB, represented as an unsigned integer (Note 3). | +| NOTE 1 – All other values are reserved by ITU-T.
NOTE 2 – The count of the step number shall be "1" at the first exit step, and shall increment by 1 at each subsequent step in a multi-step exit procedure.
NOTE 3 – The same type of PSD trim (either flat or ceiled) as requested in associated L2.1-Entry-Step-Request command shall be used. | | | | + +**Table E.7 – L2.1-Exit-Step-Request responses sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|---------------------------|-------------------|--------------|-------------------| +| L2- $\Delta PSD$ -Request | See clause E.5.4. | | See clause E.5.4. | + +### E.5.3 L2-SRA-Request command and responses + +The L2-SRA-Request command is defined in Table E.8. The L2-SRA-Request command is initiated by the receiving VTU and shall either be acknowledged by an L2-SYNCHRO pattern or rejected by a response defined in Table E.9. The L2-SRA-Request message indicates the actual PSD trim, the bit loading (bits only, with no gains and no tone indices, overall 4 bits per subcarrier), the set of active sub-carriers, and the framing parameters that will be applied starting from the first data symbol position following the subsequent L2-SYNCHRO pattern (see clauses E.3.1.1 and E.3.1.2). The sub-carrier grouping (with a sub-carrier grouping value (G) of 1, 2 or 4) shall reduce the length of the command down to a length not requiring segmentation. + +The timing of changes for the parameters indicated in the L2-SRA-Request command shall be as specified in clause Q.3.1.1.1 (single-step procedure). + +The first octet of the command and response is defined in Table 11-2 of [\[ITU-T G.993.2\]](#) (high priority). The other octets are defined in Table E.8 and Table E.9, respectively. + +**Table E.8 – L2-SRA-Request command sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|----------------|-----------------|--------------|------------------------------------------------------------------------------------------------------------------------------------------| +| L2-SRA-Request | Variable | 2 | 03 16 (Note 1) | +| | | 3 | One octet containing the $\Delta PSD_{ACT}$ value in the range from 0 to 25.5 dB in units of 0.1 dB, represented as an unsigned integer. | +| | | 4-5 | two octets containing the new value for $L_1$ | +| | | 6 | one octet containing the new value for $B_{10}$ | +| | | 7 | one octet containing the new value for $M_1$ | +| | | 8 | one octet containing the new value for $R_1$ | +| | | 9 | one octet containing the new value for $Q$ | +| | | 10 | one octet containing the new value for $V$ | +| | | 11 | one octet containing the new value for $Q_{tx}$ | +| | | 12 | one octet containing the new value for $Ib$ | +| | | 13 | Sub-carrier grouping value (G) for the bit-loading (G=1, 2, or 4). | +| | | Variable | Bit-loading of 1st band of MEDLEY set using the sub-carrier grouping (Note 2, Note 3). | +| | | Variable | Bit-loading of 2nd band of MEDLEY set using the sub-carrier grouping (Note 2, Note 3). | +| | | ... | ... | +| | | Variable | Bit-loading of last band of MEDLEY set using the sub-carrier grouping (Note 2, Note 3). | + +NOTE 1 – All other values for octet numbers 2 are reserved by ITU-T. + +NOTE 2 – The bands of the MEDLEY set are defined in O-PRM (Table 12-30 of [[ITU-T G.993.2](#)]) for downstream and in R-PRM (Table 12-36 of [[ITU-T G.993.2](#)]) for upstream, with the bands descriptor format defined in Table 12-22 of [[ITU-T G.993.2](#)]. The bit-loading for a band is $\lceil (\text{index of last sub-carrier} - \text{index of first sub-carrier} + 1) / (2 \times G) \rceil$ octets in length (4 bits per sub-carrier group with LSBs of the last octet set to 0 if the number of sub-carrier groups in the band is odd). + +NOTE 3 – If the command is sent in response to the L2.1-Entry-Step-Request command, then the 4-bits per subcarrier coding $F_{16}$ is a special value and indicates that the sub-carrier shall be inactive and remain inactive until the L2.1-Exit-Step-Request command is received. + +**Table E.9 – L2-SRA-Request responses sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|---------------------------------|------------------|--------------|---------------------------------------------------------------------------------------------------------------------------------------| +| L2-SRA-Reject | 3 | 2 | 83 16 (Note 1) | +| | | 3 | 1 octet for reason code with the following valid values (Note 1):
01 16 – busy
02 16 – invalid parameters | +| L2.1-Exit-Step-Request (Note 2) | See clause E.5.2 | | See clause E.5.2. | + +NOTE 1 – All other values are reserved by ITU-T. +NOTE 2 – The transmitting VTU shall use this command only if it received an L2.1-exit-request primitive over the near-end $\gamma$ \_MGMT reference point and thus proceeding with the L2.1 entry procedure is not possible, or if it chooses to abort the L2.1 entry procedure. + +### **E.5.4 L2- $\Delta$ PSD-Request command and responses** + +The L2- $\Delta$ PSD-Request command is defined in Table E.10. The L2- $\Delta$ PSD-Request command is initiated by the receiving VTU and shall either be acknowledged by an L2-SYNCHRO pattern or rejected by a response defined in Table E.11. The L2- $\Delta$ PSD-Request command indicates that the receiving VTU is ready for the $\Delta$ PSD trim (indicated in the L2.1-Exit-Step-Request command) to be applied by the transmitting VTU starting from the first data symbol position after the subsequent L2-SYNCHRO pattern (see clauses E.3.1.1 and E.3.1.2). + +The first octet of the command and response is defined in Table 11-2 of [[ITU-T G.993.2](#)] (high priority). The other octets are defined in Table E.10 and Table E.11, respectively. + +**Table E.10 – L2- $\Delta$ PSD-Request command sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|--------------------------|-----------------|--------------|-------------------------| +| L2- $\Delta$ PSD-Request | 2 | 2 | 04 16 (Note) | + +NOTE – All other values are reserved by ITU-T. + +**Table E.11 – L2- $\Delta$ PSD-Request responses sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------|-----------------|--------------|----------------------------------------------------------------------------------------------| +| L2- $\Delta$ PSD-Reject (Note 2, Note 3) | 3 | 2 | 84 16 (Note 1) | +| | | 3 | 1 octet for reason code with the following valid values (Note 1):
01 16 – busy | + +NOTE 1 – All other values are reserved by ITU-T. +NOTE 2 – The transmitting VTU may use this command during L2.1 entry procedure only. During L2.1 exit procedure, the transmitting VTU shall be prepared to implement the L2- $\Delta$ PSD-Request. +NOTE 3 – The transmitting VTU shall use this command only if it received an L2.1-exit-request primitive over the near-end $\gamma$ \_MGMT reference point and thus proceeding with the L2.1 entry procedure is not possible, or if it chooses to abort the L2.1 entry procedure. + +### E.5.5 L2.2-Entry-Request command and responses + +The L2.2-Entry-Request command is defined in Table E.12. The L2.2-Entry-Request responses are defined in Table E.13. The L2.2-Entry-Request command initiates the entry procedure with transmission as defined for the L2.2 link sub-state to start from the first data symbol position after the subsequent L2-SYNCHRO pattern (see clause E.3.2.1). + +The first octet of the command and response is defined in Table 11-4 of [[ITU-T G.993.2](#)] (normal priority). The other octets are defined in Table E.12 and Table E.13, respectively. + +**Table E.12 – L2.2-Entry-Request command sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------------|-----------------|--------------|-------------------------| +| L2.2-Entry-Request | 2 | 2 | 05 16 (Note) | +| NOTE – All other values are reserved by ITU-T. | | | | + +**Table E.13 – L2.2-Entry-Request responses sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------------|-----------------|--------------|--------------------------------------------------------------------------------------------| +| L2.2-Entry-ACK | 2 | 2 | 80 16 (Note) | +| L2.2-Entry-Reject | 3 | 2 | 85 16 (Note) | +| | | 3 | 1 octet for reason code with the following valid values (Note):
01 16 – busy | +| NOTE – All other values are reserved by ITU-T. | | | | + +### E.5.6 L2.2-Exit-Request command and responses + +The L2.2-Exit-Request command is defined in Table E.14. The L2.2-Exit-Request responses are defined in Table E.15. The L2.2-Exit-Request command initiates the exit procedure with transmission as defined for the L2.1 link sub-state to start from the first data symbol position after the subsequent L2-SYNCHRO pattern (see clause E.3.2.1). + +The first octet of the command and response is defined in Table 11-4 of [[ITU-T G.993.2](#)] (normal priority). The other octets are defined in Table E.14 and Table E.15, respectively. + +**Table E.14 – L2.2-Exit-Request command sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------------|-----------------|--------------|-------------------------| +| L2.2-Exit-Request | 2 | 2 | 06 16 (Note) | +| NOTE – All other values are reserved by ITU-T. | | | | + +**Table E.15 – L2.2-Exit-Request responses sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------------|-----------------|--------------|-------------------------| +| L2.2-Exit-ACK | 2 | 2 | 80 16 (Note) | +| NOTE – All other values are reserved by ITU-T. | | | | + +### **E.5.7 L2.2-RX-Exit-Request command and responses** + +The L2.2-RX-Exit-Request command is defined in Table E.16. The L2.2-RX-Exit-Request responses are defined in Table E.17. The L2.2-RX-Exit-Request command is a request from the receiving VTU to exit from the L2.2 link sub-state in the aim to perform OLR while in the L2.1 link sub-state (reason code "OLR") or in the aim to avoid the link being in the L2.2 link sub-state in the presence of REIN (reason code "REIN"). + +The first octet of the command and response is defined in Table 11-4 of [[ITU-T G.993.2](#)] (normal priority). The other octets are defined in Table E.16 and Table E.17, respectively. + +**Table E.16 – L2.2-RX-Exit-Request command sent by the receiving VTU** + +| Name | Length (Octets) | Octet number | Content | +|------------------------------------------------|-----------------|--------------|------------------------------------------------------------------------------------------------------------------------| +| L2.2-RX-Exit-Request | 3 | 2 | 07 16 (Note 1) | +| | | 3 | 1 octet for reason code with the following valid values (Note 1):
01 16 – OLR
02 16 – REIN | +| NOTE – All other values are reserved by ITU-T. | | | | + +**Table E.17 – L2.2-RX-Exit-Request response sent by the transmitting VTU** + +| Name | Length (Octets) | Octet number | Content | +|-------------------|------------------|--------------|-------------------| +| L2.2-Exit-Request | See clause E.5.6 | | See clause E.5.6. | + +# Appendix I + +## Transmit state machine + +(This appendix does not form an integral part of this Recommendation.) + +## I.1 Reference transmit state machine + +NOTE – The equations derived below for the reference transmit state machine assume a transmission of data symbols at a frequency $f_s$ without insertion of sync symbols. + +The reference transmit state machine retransmits unacknowledged DTUs exactly $Q_{tx}$ DTUs after the last transmission of the same DTUs. An unacknowledged DTU is not retransmitted more than $delay\_max$ after the first transmission of the same DTU. Therefore, the maximum size of the receive buffer expressed in number of DTUs ( $Q_{rx,max}$ ) can be derived from $delay\_max$ as: + +$$Q_{rx,max} = \left\lceil \frac{Delay\_max \cdot f_s}{S \cdot Q} \right\rceil$$ + +Likewise, to meet the minimum delay requirement $delay\_min$ , the minimum size of the receive buffer expressed in number of DTUs ( $Q_{rx,min}$ ) can be derived from $delay\_min$ as: + +$$Q_{rx,min} = \left\lceil \frac{Delay\_min \cdot f_s}{S \cdot Q} \right\rceil$$ + +The informative transmit state machine has no limitation on the number of retransmissions per unit of time. + +![Figure I.1: Example of multiple retransmissions of DTU with SID=0 and 2.Qtx ≤ Qrx,max < 3.Qtx. The diagram shows a sequence of DTUs (Data Transport Units) over time. A horizontal timeline at the top indicates the maximum delay (Delay_max). Below it, a timeline shows the total duration of retransmissions, labeled as 3.Qtx > Qrx,max ≥ 2.Qtx. The bottom part shows a sequence of DTUs, with the first three labeled #0. Arrows indicate the intervals for each DTU's transmission and retransmission, each lasting Qtx. The diagram is labeled G.998.4(10)_FI-1-App-1.](32d2783121efa86871886ed9d7678637_img.jpg) + +Figure I.1: Example of multiple retransmissions of DTU with SID=0 and 2.Qtx ≤ Qrx,max < 3.Qtx. The diagram shows a sequence of DTUs (Data Transport Units) over time. A horizontal timeline at the top indicates the maximum delay (Delay\_max). Below it, a timeline shows the total duration of retransmissions, labeled as 3.Qtx > Qrx,max ≥ 2.Qtx. The bottom part shows a sequence of DTUs, with the first three labeled #0. Arrows indicate the intervals for each DTU's transmission and retransmission, each lasting Qtx. The diagram is labeled G.998.4(10)\_FI-1-App-1. + +Figure I.1 – Example of multiple retransmissions of DTU with SID=0 and $2.Q_{tx} \leq Q_{rx,max} < 3.Q_{tx}$ + +With the reference transmit state machine, the longest impulse (expressed in DMT symbols) that can be corrected in the absence of REIN (i.e., $INP\_REIN\_min=0$ ) is: + +$$INP = \begin{cases} \lfloor (N_{ret} \times Q_{tx} - 1) \times S \times Q \rfloor & \text{if } Q_{tx} \geq roundtrip_{DTU} \\ 0 & \text{otherwise} \end{cases}$$ + +where $roundtrip_{DTU} = \left\lceil \frac{HRT_{Tx}^S + HRT_{Rx}^S}{S \cdot Q} \right\rceil + HRT_{Tx}^{DTU} + HRT_{Rx}^{DTU} + 1$ is the total roundtrip in DTU. + +$N_{ret}$ is the maximum number of retransmissions within the maximum delay constraint, as defined in clause 8.6.4. + +If REIN protection is required (i.e., $INP\_REIN\_min > 0$ ), the INP is given by: + +$$INP = \lfloor ((N_{ret} - 1) \times Q_{tx} - 1) \times S \times Q \rfloor$$ + +provided that the following conditions are met: + +- (i) $N_{ret} \geq 2$ +- (ii) $Q_{tx} \geq roundtrip_{DTU}$ + +$$(iii) \quad \left( N_{ret} \times Q_{tx} + \left\lceil \frac{INP\_min\_rein}{S_1 \times Q} \right\rceil + 1 \right) \times S_1 \times Q \leq \left\lceil \frac{k \times f_{DMT}}{f_{REIN}} \right\rceil$$ + +$$(iv) \quad N_{ret} \times Q_{tx} \geq \left[ \left( \frac{(k-1) \times f_{DMT}}{f_{REIN}} + INP\_min\_rein \right) \times \frac{1}{S_1 \times Q} \right] + 1$$ + +$$(v) \quad \left( Q_{tx} + \left\lceil \frac{INP\_min\_rein}{S_1 \times Q} \right\rceil + 1 \right) \times S_1 \times Q \leq \left\lceil \frac{f_{DMT}}{f_{REIN}} \right\rceil$$ + +If any of the above conditions are not met, the INP is 0. + +## I.2 Last chance retransmission state machine + +If a DTU, situated anywhere in the TX retransmission buffer, would exceed the *delay\_max* constraint, because it is to be retransmitted later than the next outgoing DTU-container, then, the DTU is retransmitted in the next outgoing container and is marked as acknowledged. No other changes are necessary in the buffer. The transmitted DTU is not fed into the beginning of the queue. This last chance retransmission is made, even though, a previous retransmission could not have been acknowledged at that time. Scheduled (re)transmissions of other DTUs are delayed by one DTU-Container. Figure I.2 depicts such a scheme. + +![Figure I.2: A pictorial representation of a last chance retransmission state machine. The diagram shows a sequence of DTU containers in a queue. Containers 0, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11 are shown. Container 11 is shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q_n)'. Container 8 is also shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q_n)'. Container 1 is shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q_n)'. Container 12 is shaded and has an arrow pointing to it from the text 'Retransmission (last container before delay_max expires DTU is removed from the transmit queue after retransmission)'. The sequence continues with 3, 4, 5, 7, 8, 9, 10, 11, 7, 3, 9, 10, 11, 4. A long arrow at the bottom points to the right, labeled 'G.998.4(10)_FI-2-App-I'.](a3d6b1f562612dbd5a5d7c4ce91999d1_img.jpg) + +Figure I.2: A pictorial representation of a last chance retransmission state machine. The diagram shows a sequence of DTU containers in a queue. Containers 0, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11 are shown. Container 11 is shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q\_n)'. Container 8 is also shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q\_n)'. Container 1 is shaded and has an arrow pointing to it from the text 'Retransmission (not acknowledged after Q\_n)'. Container 12 is shaded and has an arrow pointing to it from the text 'Retransmission (last container before delay\_max expires DTU is removed from the transmit queue after retransmission)'. The sequence continues with 3, 4, 5, 7, 8, 9, 10, 11, 7, 3, 9, 10, 11, 4. A long arrow at the bottom points to the right, labeled 'G.998.4(10)\_FI-2-App-I'. + +**Figure I.2 – A pictorial representation of a last chance retransmission state machine** + +A last chance retransmission state machine provides the highest achievable impulse noise protection of $INP\_min \sim delay\_max$ . + +# Appendix II + +# Motivation of MTBE accelerated test + +(This appendix does not form an integral part of this Recommendation.) + +This appendix provides motivation for the $P_{DTU}$ requirement in the accelerated test for MTBE. + +Stationary noise can trigger retransmissions depending on the noise level. It can be assumed that the probability that a DTU is corrupted due to stationary noise is identical for all retransmissions of the same DTU. That is because the time between the retransmissions is large compared to effects from the Viterbi decoder. + +When considering an environment with only stationary noise, the MTBE after retransmission can be calculated as: + +$$MTBE_{RET} = \frac{T_{DTU}}{(P_{DTU})^{M_{RET}+1}}$$ + +where: + +$MTBE_{RET}$ is the MTBE after retransmissions, expressed in seconds + +$P_{DTU}$ is the Probability that a DTU is corrupted, i.e., a DTU is not received correctly in a single transmission + +$T_{DTU}$ is the time duration of a DTU expressed in seconds + +$M_{RET}$ is the number of retransmissions allowed for additional robustness against stationary noise errors. This is the number of retransmissions that the system can support in addition to the number of retransmissions that are needed to meet the various impulse noise protection requirements. + +Inversely, for a given required $MTBE_{RET}$ , the required $P_{DTU}$ can be calculated as: + +$$P_{DTU} = \left( \frac{T_{DTU}}{MTBE_{RET}} \right)^{\frac{1}{M_{RET}+1}}$$ + +In this version of Recommendation ITU-T G.998.4, it is assumed that $M_{RET} = 1$ . Operation conditions which allow further optimization of the performance are for further study. In this case, we have: + +$$P_{DTU} = \left( \frac{T_{DTU}}{MTBE_{RET}} \right)^{\frac{1}{2}}$$ + +We further assume that $MTBE_{RET} = 14400$ seconds (see clause 10.3). With this, we get: + +$$P_{DTU} = \left( \frac{T_{DTU\_in\_DMT}}{14400 \times f_s} \right)^{\frac{1}{2}} = \frac{8.3333 \times 10^{-3}}{\sqrt{f_s}} \times (T_{DTU\_in\_DMT})^{\frac{1}{2}}$$ + +where: + +$f_s$ is the symbol rate in Hz + +$T_{DTU\_in\_DMT}$ is the duration of the DTU expressed in DMT symbols. This is identical to $Q \times S_1$ . + +As specified in clause 8.1, $T_{DTU\_in\_DMT}$ can vary between $\frac{1}{2}$ and 4 DMT symbols. + +Table II.1 shows some example numerical values of $P_{DTU}$ for a selection of different DTU sizes. + +**Table II.1 – Value of $P_{DTU}$ as function of DTU duration** + +| $T_{DTU\_in\_DMT}$ | $P_{DTU}$ for $f_s=4000$ | $P_{DTU}$ for $f_s=8000$ | +|--------------------|--------------------------|--------------------------| +| 0.5 | $0.9317 \times 10^{-4}$ | $0.6588 \times 10^{-4}$ | +| 1 | $1.3176 \times 10^{-4}$ | $0.9317 \times 10^{-4}$ | +| 2 | $1.8634 \times 10^{-4}$ | $1.3176 \times 10^{-4}$ | +| 4 | $2.6352 \times 10^{-4}$ | $1.8634 \times 10^{-4}$ | + +The retransmission overhead due to a correction of stationary noise ( $STAT\_OH$ , see Table 9-2) is approximately equal to $P_{DTU}$ . In Table 9-2, this value is approximated as a single value $10^{-4}$ , independent of DTU size and symbol rate. This value is consistent with the range of values shown in Table II.1. + +# Bibliography + +- [b-TR-126] Broadband Forum TR-126 (2006), *Triple-Play Services Quality of Experience (QoE) Requirements*. + + + +# SERIES OF ITU-T RECOMMENDATIONS + +| | | +|-----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------| +| Series A | Organization of the work of ITU-T | +| Series D | Tariff and accounting principles and international telecommunication/ICT economic and policy issues | +| Series E | Overall network operation, telephone service, service operation and human factors | +| Series F | Non-telephone telecommunication services | +| Series G | Transmission systems and media, digital systems and networks | +| Series H | Audiovisual and multimedia systems | +| Series I | Integrated services digital network | +| Series J | Cable networks and transmission of television, sound programme and other multimedia signals | +| Series K | Protection against interference | +| Series L | Environment and ICTs, climate change, e-waste, energy efficiency; construction, installation and protection of cables and other elements of outside plant | +| Series M | Telecommunication management, including TMN and network maintenance | +| Series N | Maintenance: international sound programme and television transmission circuits | +| Series O | Specifications of measuring equipment | +| Series P | Telephone transmission quality, telephone installations, local line networks | +| Series Q | Switching and signalling, and associated measurements and tests | +| Series R | Telegraph transmission | +| Series S | Telegraph services terminal equipment | +| Series T | Terminals for telematic services | +| Series U | Telegraph switching | +| Series V | Data communication over the telephone network | +| Series X | Data networks, open system communications and security | +| Series Y | Global information infrastructure, Internet protocol aspects, next-generation networks, Internet of Things and smart cities | +| Series Z | Languages and general software aspects for telecommunication systems | \ No newline at end of file