from __future__ import annotations import argparse import copy from pathlib import Path from typing import Any import matplotlib matplotlib.use("Agg") import matplotlib.pyplot as plt import numpy as np from prefix.data import load_harmbench, load_llm_lat, load_mmlu_pro, mmlu_exp2_subset from prefix.judge import GeminiJudge, JudgeBlocked, judge_batch from prefix.notify import notify_on_exit from prefix.runner import ( CaptureSink, DirectionRecord, SteeringSpec, append_jsonl, build_dim_directions, chat_prompt, completed_ids, condition_id, get_engine, load_config, load_directions, mmlu_prompt, parse_answer_letter, read_jsonl, require_complete, save_directions, steered_generate, tee_stdout, verify_manifest, write_json_atomic, write_manifest, ) from prefix.steering import SteeringSchedule CHECKPOINTS = Path("checkpoints") FIGS = Path("figs") def apply_limit(config: dict[str, Any], limit: int | None) -> dict[str, Any]: result = copy.deepcopy(config) if limit is not None and limit <= 8: result["steering"]["alphas"] = list(result["steering"]["alphas"])[:3] if "mmlu" in result: result["mmlu"]["n"] = min(int(result["mmlu"]["n"]), limit) return result def direction_phase(config: dict[str, Any]) -> dict[int, DirectionRecord]: CHECKPOINTS.mkdir(parents=True, exist_ok=True) direction_path = CHECKPOINTS / "exp2_direction.json" manifest_path = CHECKPOINTS / "exp2_manifest.json" if direction_path.exists(): verify_manifest(manifest_path, config) return load_directions(direction_path) model = config["model"] llm = get_engine( model["id"], max_model_len=model.get("max_model_len"), gpu_memory_utilization=float(model.get("gpu_memory_utilization", 0.9)), ) direction = ( config["direction"] if "direction" in config else { "pos_dataset": "LLM-LAT/benign-dataset", "neg_dataset": "LLM-LAT/harmful-dataset", "n_per_class": 100, } ) pos = load_llm_lat(str(direction["pos_dataset"]), int(direction["n_per_class"])) neg = load_llm_lat(str(direction["neg_dataset"]), int(direction["n_per_class"])) records = build_dim_directions(llm, pos, neg, [int(model["layer"])]) save_directions(direction_path, records) write_manifest(manifest_path, config) return records def _tokenizer(llm: Any) -> Any: return llm.get_tokenizer() if hasattr(llm, "get_tokenizer") else None def _condition_file(checkpoint_dir: Path, prefix: str, cond: str) -> Path: return checkpoint_dir / f"exp2_{prefix}_{cond.replace('/', '_')}.jsonl" def _spec(alpha: float, direction: DirectionRecord, layer: int) -> SteeringSpec | None: if alpha == 0.0: return None return SteeringSpec( layer, direction.direction, alpha, direction.mean_norm, SteeringSchedule.full() ) def generate_harmbench( llm: Any, config: dict[str, Any], records: list[dict[str, Any]], alphas: list[float], direction: DirectionRecord, checkpoint_dir: Path, batch_prompts: int, ) -> None: tokenizer = _tokenizer(llm) layer = int(config["model"]["layer"]) checkpoint_dir.mkdir(parents=True, exist_ok=True) expected = [str(index) for index in range(len(records))] for alpha in alphas: cond = condition_id("exp2", "hb", float(alpha)) path = _condition_file(checkpoint_dir, "hb", cond) pending = sorted(set(expected) - completed_ids(path)) while pending: chunk = pending[:batch_prompts] prompts = [ chat_prompt(tokenizer, str(records[int(index)]["behavior"]), False) for index in chunk ] outputs = steered_generate( llm, prompts, max_tokens=int(config["harmbench"]["max_new_tokens"]), spec=_spec(float(alpha), direction, layer), batch_prompts=batch_prompts, ) append_jsonl( path, [ {"id": index, "text": output.text} for index, output in zip(chunk, outputs) ], ) print( f"generate hb alpha={alpha}: completed {len(chunk)} records", flush=True ) pending = sorted(set(expected) - completed_ids(path)) def generate_mmlu( llm: Any, config: dict[str, Any], records: list[dict[str, Any]], alphas: list[float], direction: DirectionRecord, checkpoint_dir: Path, batch_prompts: int, ) -> None: tokenizer = _tokenizer(llm) layer = int(config["model"]["layer"]) indices = mmlu_exp2_subset( int(config["mmlu"]["n"]), int(config["seed"]), n_total=len(records) ) expected = [str(index) for index in indices] for alpha in alphas: cond = condition_id("exp2", "mmlu", float(alpha)) path = _condition_file(checkpoint_dir, "mmlu", cond) pending = sorted(set(expected) - completed_ids(path)) while pending: chunk = pending[:batch_prompts] prompts = [ chat_prompt( tokenizer, mmlu_prompt( str(records[int(index)]["question"]), list(records[int(index)]["options"]), ), True, ) for index in chunk ] outputs = steered_generate( llm, prompts, int(config["mmlu"]["max_new_tokens"]), _spec(float(alpha), direction, layer), batch_prompts=batch_prompts, ) append_jsonl( path, [ { "id": index, "text": output.text, "pred": parse_answer_letter(output.text), } for index, output in zip(chunk, outputs) ], ) print( f"generate mmlu alpha={alpha}: completed {len(chunk)} records", flush=True, ) pending = sorted(set(expected) - completed_ids(path)) def judge_harmbench( generation_dir: Path, judge_path: Path, records: list[dict[str, Any]], alphas: list[float], judge: Any, ) -> None: expected = [str(index) for index in range(len(records))] jobs: list[tuple[str, float, str, str]] = [] for alpha in alphas: cond = condition_id("exp2", "hb", float(alpha)) path = _condition_file(generation_dir, "hb", cond) require_complete(path, expected, label=f"generations {cond}") for row in read_jsonl(path): jobs.append( (f"{cond}/{row['id']}", float(alpha), str(row["id"]), str(row["text"])) ) pending = [job for job in jobs if job[0] not in completed_ids(judge_path)] if pending: def one(job: tuple[str, float, str, str]) -> tuple[bool | None, bool]: try: return ( bool( judge.judge_safety( str(records[int(job[2])]["behavior"]), job[3] ) ), False, ) except JudgeBlocked: return None, True except RuntimeError: return None, False for start in range(0, len(pending), 64): chunk = pending[start : start + 64] values = judge_batch(one, chunk) append_jsonl( judge_path, [ { "id": job[0], "alpha": job[1], "i": int(job[2]), "safe": safe, "blocked": blocked, } for job, (safe, blocked) in zip(chunk, values) ], ) require_complete( judge_path, [ f"{condition_id('exp2', 'hb', float(alpha))}/{index}" for alpha in alphas for index in expected ], label="judge", ) print(f"judge: completed {len(pending)} records", flush=True) def analyze( config: dict[str, Any], generation_dir: Path, judge_path: Path, mmlu_records: list[dict[str, Any]], alphas: list[float], results_path: Path, ) -> dict[str, Any]: judge_rows = read_jsonl(judge_path) p_safe: dict[str, float] = {} blocked: dict[str, int] = {} for alpha in alphas: values = [ bool(row["safe"]) for row in judge_rows if float(row["alpha"]) == float(alpha) and row["safe"] is not None ] blocked[str(alpha)] = sum( 1 for row in judge_rows if float(row["alpha"]) == float(alpha) and row.get("blocked", False) ) p_safe[str(alpha)] = float(np.mean(values)) if values else float("nan") blocked_total = sum(blocked.values()) if blocked_total: print( f"analyze: warning, excluding {blocked_total} blocked judge records", flush=True, ) indices = mmlu_exp2_subset( int(config["mmlu"]["n"]), int(config["seed"]), n_total=len(mmlu_records) ) expected = [str(index) for index in indices] a_mmlu: dict[str, float] = {} for alpha in alphas: cond = condition_id("exp2", "mmlu", float(alpha)) rows = read_jsonl(_condition_file(generation_dir, "mmlu", cond)) require_complete( _condition_file(generation_dir, "mmlu", cond), expected, label=f"mmlu {cond}", ) correct = [ row.get("pred") == mmlu_records[int(row["id"])]["answer_letter"] for row in rows ] a_mmlu[str(alpha)] = float(np.mean(correct)) if correct else float("nan") result = {"alpha": alphas, "p_safe": p_safe, "a_mmlu": a_mmlu, "blocked": blocked} write_json_atomic(results_path, result) FIGS.mkdir(parents=True, exist_ok=True) x = np.asarray(alphas, dtype=float) plot_x = np.where(x == 0, np.finfo(float).tiny, x) plt.plot( plot_x, [p_safe[str(alpha)] for alpha in alphas], marker="o", label="P_safe" ) plt.plot( plot_x, [a_mmlu[str(alpha)] for alpha in alphas], marker="o", label="A_MMLU" ) plt.xscale("log") plt.xlabel("alpha") plt.legend() plt.tight_layout() plt.savefig(FIGS / "exp2_tradeoff.pdf") plt.close() return result def main(argv: list[str] | None = None) -> None: parser = argparse.ArgumentParser() parser.add_argument("--config", default="configs/exp2.yaml") parser.add_argument( "--phase", nargs="+", choices=["direction", "generate", "judge", "analyze", "all"], default=["all"], ) parser.add_argument("--limit", type=int, default=None) parser.add_argument("--batch-prompts", type=int, default=256) args = parser.parse_args(argv) config = apply_limit(load_config(args.config), args.limit) phases = ( ["direction", "generate", "judge", "analyze"] if "all" in args.phase else args.phase ) with notify_on_exit("exp2", log_file="logs/exp2.log"): with tee_stdout("logs/exp2.log"): direction = ( direction_phase(config)[int(config["model"]["layer"])] if "direction" in phases else None ) alphas = [float(value) for value in config["steering"]["alphas"]] records = ( load_harmbench()[: args.limit] if args.limit is not None else load_harmbench() ) if "generate" in phases: if direction is None: direction = load_directions(CHECKPOINTS / "exp2_direction.json")[ int(config["model"]["layer"]) ] llm = get_engine( config["model"]["id"], max_model_len=config["model"].get("max_model_len"), gpu_memory_utilization=float( config["model"].get("gpu_memory_utilization", 0.9) ), ) generate_harmbench( llm, config, records, alphas, direction, CHECKPOINTS, args.batch_prompts, ) mmlu_records = load_mmlu_pro(config["mmlu"]["source"]) if args.limit is not None: mmlu_records = mmlu_records[: args.limit] generate_mmlu( llm, config, mmlu_records, alphas, direction, CHECKPOINTS, args.batch_prompts, ) if "judge" in phases: judge_harmbench( CHECKPOINTS, CHECKPOINTS / "exp2_judge.jsonl", records, alphas, GeminiJudge( model=config["judge"]["model"], region=config["judge"]["region"] ), ) if "analyze" in phases: mmlu_records = load_mmlu_pro(config["mmlu"]["source"]) if args.limit is not None: mmlu_records = mmlu_records[: args.limit] analyze( config, CHECKPOINTS, CHECKPOINTS / "exp2_judge.jsonl", mmlu_records, alphas, CHECKPOINTS / "exp2_results.json", ) if __name__ == "__main__": main()