"""Verification harness for the document acquisition and extraction layer. Two modules are asserted here, and the checks are chosen to mirror the ways each one could appear to work while being wrong. For **acquisition** (``ingestion/documents/download.py``) the hazards are all about what lands on disk: * An investor-relations host answers a moved document with an HTML error page and a 200 status. Filed as a filing, that page is extracted into nonsense that reads like a real absence of evidence. * A transfer cut off halfway still begins with a PDF header, so the magic bytes alone cannot tell a complete filing from a truncated one. * A 404 retried three times spends nine seconds proving what the first response said, and a 503 not retried at all throws away a document that was merely briefly unavailable. The two must be told apart. * A failed attempt must leave nothing behind, or the next run finds a partial file and treats it as the document. For **extraction** (``ingestion/documents/extract.py``) the hazard is subtler: an extraction that returns *something* for every page looks successful. So the checks assert structure rather than volume -- that tables keep their header rows, that blocks carry the heading trail they sit under, and that a page which yielded no text is named rather than silently absent. The acquisition checks use a scripted HTTP session and a PDF built in memory, so they need no network and no model weights. Extraction runs Docling against a generated PDF, which needs the models present but still no network after the first run. Run everything:: python -m scripts.verify_documents Run only the checks that need neither Docling nor its weights:: python -m scripts.verify_documents --offline Google Python Style Guide Compliant. """ from __future__ import annotations import argparse import io import logging from pathlib import Path import shutil import sys import tempfile from typing import Any, Dict, Iterator, List, Optional, Sequence sys.path.insert(0, str(Path(__file__).resolve().parent.parent)) from scripts.checks import Report, banner, require # noqa: E402 from ingestion.documents import content as content_model # noqa: E402 from ingestion.documents.content import ( # noqa: E402 Block, ExtractedDocument, Figure, Table, ) from ingestion.documents.download import ( # noqa: E402 MIN_BYTES, DownloadRequest, Downloader, ) from ingestion.documents.storage import DocumentStore # noqa: E402 logger = logging.getLogger(__name__) # --- Fixtures ----------------------------------------------------------------- def _pdf_bytes(pages: int = 3, pad: int = 20000) -> bytes: """Builds a valid multi-page PDF in memory. Written with pypdf rather than hand-assembled so that the bytes are a PDF a real reader accepts -- the point of several checks below is precisely that the downloader distinguishes a real PDF from something shaped like one. The metadata padding lifts it over MIN_BYTES, since a blank-page PDF is about a kilobyte and would be rejected as a stub. Args: pages: Blank pages to include. pad: Characters of filler metadata. Returns: The PDF's bytes. """ from pypdf import PdfWriter writer = PdfWriter() for _ in range(max(1, pages)): writer.add_blank_page(width=595, height=842) if pad: writer.add_metadata({"/Producer": "G" * pad}) buffer = io.BytesIO() writer.write(buffer) return buffer.getvalue() class _FakeResponse: """One scripted HTTP response, shaped like the bits requests exposes.""" def __init__( self, status: int = 200, body: bytes = b"", headers: Optional[Dict[str, str]] = None, error: Optional[Exception] = None, ) -> None: self.status_code = status self.headers = dict(headers or {}) self._body = body self._error = error @property def ok(self) -> bool: """Mirrors requests' own notion of a successful status.""" return 200 <= self.status_code < 300 def iter_content(self, chunk_size: int = 1) -> Iterator[bytes]: """Yields the body in blocks, or raises the scripted error.""" if self._error is not None: raise self._error for start in range(0, len(self._body), max(1, chunk_size)): yield self._body[start:start + chunk_size] def __enter__(self) -> "_FakeResponse": return self def __exit__(self, *_exc: object) -> bool: return False class _StubDownloader(Downloader): """A Downloader whose HTTP session is a scripted queue. Subclassing rather than monkeypatching keeps the real retry, validation and atomic-rename paths under test -- only the socket is replaced. """ def __init__(self, store: DocumentStore, responses: Sequence[_FakeResponse], **kwargs: Any) -> None: super().__init__(store, **kwargs) self.queue: List[_FakeResponse] = list(responses) self.calls: List[Dict[str, Any]] = [] @property def _session(self) -> "_StubDownloader": # type: ignore[override] return self def get(self, url: str, headers: Optional[Dict[str, str]] = None, **kwargs: Any) -> _FakeResponse: """Records the request and returns the next scripted response.""" self.calls.append({"url": url, "headers": dict(headers or {})}) if not self.queue: raise AssertionError("the stub ran out of scripted responses") return self.queue.pop(0) # --- Storage checks ----------------------------------------------------------- def check_storage(report: Report) -> None: """Asserts the on-disk layout is derived consistently.""" report.section("Storage layout") with tempfile.TemporaryDirectory() as raw: root = Path(raw) store = DocumentStore.open("m&m-ltd", data_dir=root) report.check( "ticker folded for the filesystem", store.ticker == "M_M-LTD", store.ticker, ) report.check( "naming a path creates nothing", not store.documents.exists(), "documents/ absent until ensure()", ) store.ensure() report.check( "ensure creates the three directories", all(p.is_dir() for p in (store.documents, store.extracted, store.figures)), "documents/, extracted/, figures/", ) pdf = store.pdf("annual_report_FY2026") extraction = store.extraction("annual_report_FY2026") report.check( "pdf lands under documents/", pdf.parent == store.documents and pdf.name == "annual_report_FY2026.pdf", store.relative(pdf), ) report.check( "extraction lands under extracted/", extraction.parent == store.extracted and extraction.name == "annual_report_FY2026.json", store.relative(extraction), ) # Zero padding is the whole point: a listing must sort into page order, # which naive numbering breaks at page 10 and again at page 100. names = [store.figure("d", page, 1).name for page in (2, 10, 142)] report.check( "figure names sort in page order", names == sorted(names), ", ".join(names), ) report.check( "figure path is per document", store.figure("d", 1, 1).parent == store.figures / "d", store.relative(store.figure("d", 1, 1)), ) relative = store.relative(pdf) report.check( "relative and resolve round-trip", store.resolve(relative).resolve() == pdf.resolve(), relative, ) outside = root / "elsewhere" / "other.pdf" report.check( "a path outside the store is not forced", store.relative(outside).endswith("elsewhere/other.pdf"), store.relative(outside), ) # --- Content model checks ----------------------------------------------------- def check_content(report: Report) -> None: """Asserts the extracted-content model preserves what retrieval needs.""" report.section("Content model") table = Table( rows=[ ["Particulars", "FY2026", "FY2025"], ["Rs in millions", "", ""], ["Revenue from operations", "926,163", "790,935"], ["Profit for the year", "112,004", "104,180"], ], header_rows=2, caption="Consolidated Statement of Profit and Loss", page=142, ) report.check( "multi-row header merges column-wise", table.header == ["Particulars Rs in millions", "FY2026", "FY2025"], " / ".join(table.header), ) report.check( "body excludes the header rows", len(table.body) == 2 and table.body[0][0] == "Revenue from operations", "%d body rows" % len(table.body), ) markdown = table.to_markdown() report.check( "markdown carries the caption", markdown.startswith("Consolidated Statement of Profit and Loss"), "caption present, so the scale travels with the figures", ) report.check( "markdown carries the header row", "FY2026" in markdown.split("\n")[1], "columns are labelled in the rendering", ) piped = Table(rows=[["a|b", "c"]], header_rows=1) report.check( "a pipe in a cell is escaped", "a\\|b" in piped.to_markdown(), "rendering stays valid markdown", ) headerless = Table(rows=[["1", "2", "3"]], header_rows=0) report.check( "a headerless table is recorded as such", headerless.header == [] and headerless.to_markdown() != "", "absence of column labels is visible, not papered over", ) # The heading trail is what phase-2 sectioning is built on. document = ExtractedDocument( doc_id="annual_report_FY2026", doc_type="annual_report", ticker="WIPRO", label="FY2026", n_pages=3, n_source_pages=5, extractor="test", blocks=[ Block(kind=content_model.KIND_HEADING, text="Management Discussion", page=1, level=1, path=["Management Discussion"]), Block(kind=content_model.KIND_TEXT, text="Revenue grew on large deals.", page=1, path=["Management Discussion", "Segment Review"]), Block(kind=content_model.KIND_TABLE, text=markdown, page=2, path=["Management Discussion"], table=table), Block(kind=content_model.KIND_FIGURE, text="", page=3, path=["Management Discussion"], figure=Figure(path="figures/d/p0003-01.png", kind="bar_chart", page=3, width=800, height=600)), ], ) report.check( "a block knows the headings it sits under", document.blocks[1].heading_trail == "Management Discussion > Segment Review", document.blocks[1].heading_trail, ) report.check( "sections come from the document's own headings", document.sections() == ["Management Discussion"], ", ".join(document.sections()), ) report.check( "tables and figures are addressable", len(document.tables) == 1 and len(document.figures) == 1, "1 table, 1 figure", ) # Pages 4 and 5 exist in the source but produced nothing. That has to be # visible: a silent gap is indistinguishable from a document that is short. report.check( "pages that produced nothing are named", document.empty_pages() == [4, 5], "empty pages: %s" % document.empty_pages(), ) # Page 3 holds a chart and no prose. That is a successful extraction of a # deck page, not a gap, so it must not be counted as empty. report.check( "a figure-only page counts as covered", 3 not in document.empty_pages() and document.text_free_pages() == [3], "text-free but covered: %s" % document.text_free_pages(), ) restored = ExtractedDocument.from_dict(document.to_dict()) report.check( "the document round-trips through JSON", (restored.to_dict() == document.to_dict() and restored.blocks[2].table is not None and restored.blocks[2].table.header_rows == 2), "%d blocks, header rows preserved" % len(restored.blocks), ) report.check( "markdown rendering is readable", "# Management Discussion" in document.to_markdown(), "headings render as markdown headings", ) # --- Download checks ---------------------------------------------------------- def check_download(report: Report) -> None: """Asserts what does and does not reach the documents directory.""" report.section("Acquisition") pdf = _pdf_bytes(pages=3) url = "https://nsearchives.example.com/corporate/AR_2026.pdf" def store_in(root: Path) -> DocumentStore: return DocumentStore.open("WIPRO", data_dir=root).ensure() # A good download. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) stub = _StubDownloader(store, [_FakeResponse(200, pdf)]) result = stub.fetch(DownloadRequest("annual_report_FY2026", url, "FY2026")) report.check( "a valid PDF is stored", result.ok and result.path is not None and result.path.exists(), "%.1f KB on disk" % (result.n_bytes / 1024.0), ) report.check( "the hash is of the served bytes", result.sha256 == __import__("hashlib").sha256(pdf).hexdigest(), result.sha256[:16] + "...", ) report.check( "the page count is read back", result.n_pages == 3, "%d pages" % result.n_pages, ) report.check( "a same-origin referer is sent", stub.calls[0]["headers"].get("Referer") == "https://nsearchives.example.com/", stub.calls[0]["headers"].get("Referer", "(none)"), ) report.check( "a browser user agent is sent", "Chrome" in stub.calls[0]["headers"].get("User-Agent", ""), "exchange hosts refuse anything else", ) # Second fetch, no scripted responses left: reuse or bust. again = _StubDownloader(store, []) reused = again.fetch(DownloadRequest("annual_report_FY2026", url)) report.check( "an existing valid file is reused, not re-fetched", reused.ok and reused.reused and not again.calls, "no HTTP request made", ) forced = _StubDownloader(store, [_FakeResponse(200, pdf)]) refetched = forced.fetch(DownloadRequest("annual_report_FY2026", url), force=True) report.check( "force re-downloads regardless", refetched.ok and not refetched.reused and len(forced.calls) == 1, "1 HTTP request made", ) # An HTML error page served with a 200 -- the common IR-host failure. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) html = b"Document not found" * 300 stub = _StubDownloader(store, [_FakeResponse(200, html, {"Content-Type": "text/html"})]) result = stub.fetch(DownloadRequest("transcript_2026_07", url)) report.check( "a 200 carrying HTML is refused", not result.ok and "not a PDF" in result.error, result.error[:60], ) report.check( "the refused response is not retried", result.attempts == 1 and len(stub.calls) == 1, "1 attempt: the same bytes would come back", ) report.check( "nothing is left in documents/", not any(store.documents.iterdir()), "no file, no .part", ) # A truncated transfer: begins with %PDF, has no readable page tree. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) truncated = pdf[:9000] stub = _StubDownloader(store, [_FakeResponse(200, truncated)], retries=0) result = stub.fetch(DownloadRequest("annual_report_FY2026", url)) report.check( "a truncated PDF is refused despite the header", not result.ok and "readable pages" in result.error, result.error[:60], ) report.check( "no partial file survives the failure", list(store.documents.glob("*")) == [], "documents/ is empty", ) # Too small to be a filing. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) stub = _StubDownloader(store, [_FakeResponse(200, b"%PDF-1.4 tiny")], retries=0) result = stub.fetch(DownloadRequest("presentation_2026_07", url)) report.check( "a stub response is refused", not result.ok and "too small" in result.error, "floor is %d bytes" % MIN_BYTES, ) # Permanent versus transient status handling. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) stub = _StubDownloader(store, [_FakeResponse(404)], retries=2) result = stub.fetch(DownloadRequest("annual_report_FY2025", url)) report.check( "a 404 is not retried", not result.ok and result.attempts == 1 and len(stub.calls) == 1, "%d attempt(s) for HTTP 404" % result.attempts, ) with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) stub = _StubDownloader( store, [_FakeResponse(503, headers={"Retry-After": "0"}), _FakeResponse(200, pdf)], retries=2, ) result = stub.fetch(DownloadRequest("annual_report_FY2025", url)) report.check( "a 503 is retried and can succeed", result.ok and result.attempts == 2, "%d attempts" % result.attempts, ) with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) oversized = {"Content-Length": str(500 * 1024 * 1024)} stub = _StubDownloader(store, [_FakeResponse(200, pdf, oversized)], retries=2) result = stub.fetch(DownloadRequest("annual_report_FY2024", url)) report.check( "a declared size over the ceiling is refused up front", not result.ok and "ceiling" in result.error and result.attempts == 1, result.error[:60], ) # Concurrency: every request gets exactly one result, failures included. with tempfile.TemporaryDirectory() as raw: store = store_in(Path(raw)) stub = _StubDownloader( store, [_FakeResponse(200, pdf), _FakeResponse(404), _FakeResponse(200, pdf)], retries=0, workers=1, ) wanted = [ DownloadRequest("doc_a", url + "?a"), DownloadRequest("doc_b", url + "?b"), DownloadRequest("doc_c", url + "?c"), ] results = stub.start(wanted).wait() report.check( "every request yields exactly one result", len(results) == len(wanted), "%d results for %d requests" % (len(results), len(wanted)), ) report.check( "a failure among successes does not abort the batch", sum(1 for r in results if r.ok) == 2 and sum(1 for r in results if not r.ok) == 1, "2 stored, 1 failed", ) report.check( "an empty batch is not an error", Downloader(store).start([]).wait() == [], "no workers started", ) # --- Extraction checks -------------------------------------------------------- def check_extraction(report: Report) -> None: """Asserts Docling extraction against a generated PDF. Separated from the offline checks because it needs the converter and its model weights. What is asserted is structure, not volume: an extraction that returns something for every page can still have lost every table. """ report.section("Extraction") try: from ingestion.documents.extract import EXTRACT_VERSION, Extractor except ImportError as exc: report.check("docling is importable", False, str(exc)[:70]) return report.check("docling is importable", True, EXTRACT_VERSION) fixture = _table_pdf() if fixture is None: report.check("fixture PDF built", False, "could not build a fixture") return with tempfile.TemporaryDirectory() as raw: root = Path(raw) store = DocumentStore.open("TESTCO", data_dir=root).ensure() source = root / "fixture.pdf" source.write_bytes(fixture) extractor = Extractor(ocr=False, figures=True) document = extractor.run( source, store, doc_id="fixture", doc_type="annual_report", ticker="TESTCO", label="FY2026", ) report.check( "text is recovered", document.n_chars > 0, "%d chars across %d blocks" % (document.n_chars, len(document.blocks)), ) report.check( "the source page count is recorded", document.n_source_pages >= 1, "%d source pages" % document.n_source_pages, ) report.check( "a heading was found", len(document.headings) >= 1, "%d heading(s): %s" % ( len(document.headings), ", ".join(h.text[:24] for h in document.headings[:3]), ), ) report.check( "blocks carry a heading trail", any(block.path for block in document.blocks), "deepest trail: %s" % max( (block.heading_trail for block in document.blocks), key=len, default="", )[:60], ) tables = document.tables report.check( "a table is recovered as a table", len(tables) >= 1, "%d table(s)" % len(tables), ) if tables: first = tables[0] report.check( "the table keeps its header row", first.header_rows >= 1 and any("FY" in cell for cell in first.header), "header: %s" % " / ".join(first.header)[:60], ) report.check( "the table keeps its figures", any("926,163" in cell or "926163" in cell for row in first.rows for cell in row), "row values survived extraction", ) report.check( "the extraction round-trips through its cache", ExtractedDocument.from_dict(document.to_dict()).to_dict() == document.to_dict(), store.relative(store.extraction("fixture")), ) report.check( "the extraction is written to the store", store.extraction("fixture").exists(), store.relative(store.extraction("fixture")), ) def _table_pdf() -> Optional[bytes]: """Renders a one-page PDF holding a heading and a small financial table. Built with matplotlib because it is already a dependency and can lay out real text into a real PDF; the alternative -- checking a binary fixture into the repository -- hides what is being tested. """ try: import matplotlib matplotlib.use("Agg") from matplotlib.backends.backend_pdf import PdfPages import matplotlib.pyplot as plt except ImportError: return None rows = [ ("Particulars", "FY2026", "FY2025"), ("Revenue from operations", "926,163", "790,935"), ("Profit for the year", "112,004", "104,180"), ] buffer = io.BytesIO() with PdfPages(buffer) as pages: figure = plt.figure(figsize=(8.27, 11.69)) figure.suptitle("Management Discussion and Analysis", fontsize=24, fontweight="bold", y=0.96) figure.text(0.1, 0.90, "Consolidated results for the year, Rs in millions.", fontsize=12) table = figure.add_axes([0.1, 0.55, 0.8, 0.25]) table.axis("off") rendered = table.table(cellText=[list(r) for r in rows[1:]], colLabels=list(rows[0]), loc="center") rendered.auto_set_font_size(False) rendered.set_fontsize(11) pages.savefig(figure) plt.close(figure) return buffer.getvalue() # --- Entry point -------------------------------------------------------------- def main(argv: Optional[List[str]] = None) -> int: """Runs the suite and returns a process exit code.""" parser = argparse.ArgumentParser( description="Verify the document acquisition and extraction layer.") parser.add_argument("--offline", action="store_true", help="Skip the checks that need Docling and its weights.") parser.add_argument("--verbose", action="store_true", help="Debug logging.") args = parser.parse_args(argv) logging.basicConfig( level=logging.DEBUG if args.verbose else logging.WARNING, format="%(levelname)s %(name)s: %(message)s", ) banner("Document layer verification") report = Report() check_storage(report) check_content(report) check_download(report) if not args.offline: check_extraction(report) else: report.section("Extraction") print(" (skipped: --offline)") print(report.render()) return report.finish() if __name__ == "__main__": raise SystemExit(main())