"""Day-4 eval harness — runs the agent over the tiered set, scores each answer, and reports per-tier + overall metrics. Provider-parametrized so the same run drives the Claude vs Gemini A/B. uv run python -m finrag.eval.harness # full set, Claude uv run python -m finrag.eval.harness --smoke # 1 per tier (cheap) uv run python -m finrag.eval.harness --tier factual # one tier uv run python -m finrag.eval.harness --provider gemini --smoke # A/B subset The judge is always Claude (see metrics.py); only the *system under test* flips with --provider, so the grader is held constant across the A/B. """ from __future__ import annotations import argparse import json import sys import time from dataclasses import asdict, dataclass, field from pathlib import Path from finrag.config import settings from finrag.eval import dataset as ds from finrag.eval import metrics as mt from finrag.llm.base import format_chunks_for_prompt REPO_ROOT = Path(__file__).resolve().parents[4] OUT_DIR = REPO_ROOT / "data" # Rough public list prices ($/M tokens) for an order-of-magnitude cost number. # We only have the agent node's tokens (the plan call's usage isn't threaded # into state), so this is a floor, labelled as such in the report. _RATES = {"anthropic": (3.0, 15.0), "gemini": (0.10, 0.40), "local": (0.0, 0.0)} @dataclass class CaseResult: id: str tier: str question: str route_expected: str | None route_actual: str | None = None answer: str = "" n_chunks: int = 0 n_tool_calls: int = 0 latency_ms: int = 0 input_tokens: int = 0 output_tokens: int = 0 # tier-specific scores (None when not applicable) correct: bool | None = None # factual/multihop exact-match; honesty=declined route_match: bool | None = None citation_valid: bool | None = None # narrative faithfulness: float | None = None relevance: float | None = None context_precision: float | None = None declined: bool | None = None # honesty notes: list[str] = field(default_factory=list) error: str | None = None def _grounding_context(final: dict) -> str: """Reconstruct what the agent was grounded on: retrieved chunks + every tool result it saw. This is the context the faithfulness judge scores against.""" parts: list[str] = [] chunks = final.get("chunks") or [] if chunks: parts.append(format_chunks_for_prompt(chunks)) for step in final.get("trace", []): if step.get("type") == "tool_call": d = step["data"] parts.append(f"[tool:{d['tool']}] args={d.get('args')} -> {d.get('result')}") return "\n\n".join(parts) if parts else "(no context — model answered without retrieval or tools)" def _chunk_listing(chunks: list) -> str: lines = [] for i, c in enumerate(chunks, 1): head = f"[{i}] {c.ticker} FY{c.fiscal_year} {getattr(c, 'section_title', '') or ''}".strip() lines.append(f"{head}: {c.text[:200]}") return "\n".join(lines) def run_case(case: ds.EvalCase, *, judge: bool = True) -> CaseResult: from finrag.agent.graph import run_agent # lazy: heavy import r = CaseResult(id=case.id, tier=case.tier, question=case.question, route_expected=case.route_expected) t0 = time.perf_counter() try: final = run_agent(case.question) except Exception as e: # a backend hiccup shouldn't abort the whole run r.error = f"{type(e).__name__}: {e}" r.latency_ms = int((time.perf_counter() - t0) * 1000) return r r.latency_ms = int((time.perf_counter() - t0) * 1000) r.answer = final.get("answer", "") or "" r.route_actual = final.get("route") r.route_match = (case.route_expected is None) or (r.route_actual == case.route_expected) chunks = final.get("chunks") or [] r.n_chunks = len(chunks) r.n_tool_calls = sum(1 for s in final.get("trace", []) if s.get("type") == "tool_call") usage = final.get("usage") or {} r.input_tokens = usage.get("input_tokens", 0) r.output_tokens = usage.get("output_tokens", 0) # ── deterministic tier checks ── if case.tier == ds.HONESTY: declined = mt.looks_like_refusal(r.answer) if judge and not declined: # keyword backstop missed — ask the judge verdict = mt.judge_refusal(case.question, r.answer) declined = bool(verdict.get("declined", False)) if verdict.get("reason"): r.notes.append(f"refusal-judge: {verdict['reason']}") r.declined = declined r.correct = declined elif case.gt is not None: try: expected = case.gt() r.correct = mt.number_hit(expected, case.gt_kind, r.answer, case.tol) r.notes.append(f"expected≈{expected:.4g} ({case.gt_kind})") except Exception as e: r.notes.append(f"gt-error: {e}") elif case.expect_substring is not None: r.correct = case.expect_substring.lower() in r.answer.lower() r.notes.append(f"expect substring '{case.expect_substring}'") if case.tier == ds.NARRATIVE: valid, bad = mt.citation_validity(r.answer, r.n_chunks) r.citation_valid = valid if bad: r.notes.append(f"out-of-range citations: {bad}") # ── LLM-judge layer ── if judge and case.tier != ds.HONESTY: context = _grounding_context(final) f = mt.judge_faithfulness(context, r.answer) r.faithfulness = f.get("faithfulness") if f.get("unsupported_claims"): r.notes.append(f"unsupported: {f['unsupported_claims']}") rel = mt.judge_relevance(case.question, r.answer) r.relevance = rel.get("relevance") if chunks and case.tier in (ds.NARRATIVE, ds.MULTIHOP): p = mt.judge_precision(case.question, _chunk_listing(chunks)) idxs = p.get("relevant_indices") or [] if r.n_chunks: r.context_precision = len([i for i in idxs if 1 <= i <= r.n_chunks]) / r.n_chunks # Honesty tier is scored only by `declined`/accuracy — judging "relevance" of # a correct refusal is misleading (the judge penalizes not answering), so we # skip it. return r # ── Aggregation ──────────────────────────────────────────────────────────── def _mean(vals: list[float | None]) -> float | None: nums = [v for v in vals if v is not None] return sum(nums) / len(nums) if nums else None def _rate(vals: list[bool | None]) -> float | None: bs = [v for v in vals if v is not None] return sum(1 for v in bs if v) / len(bs) if bs else None def aggregate(results: list[CaseResult]) -> dict: tiers: dict[str, list[CaseResult]] = {} for r in results: tiers.setdefault(r.tier, []).append(r) def block(rs: list[CaseResult]) -> dict: return { "n": len(rs), "errors": sum(1 for r in rs if r.error), "accuracy": _rate([r.correct for r in rs]), "route_match": _rate([r.route_match for r in rs]), "citation_valid": _rate([r.citation_valid for r in rs]), "faithfulness": _mean([r.faithfulness for r in rs]), "relevance": _mean([r.relevance for r in rs]), "context_precision": _mean([r.context_precision for r in rs]), "avg_latency_ms": int(_mean([float(r.latency_ms) for r in rs]) or 0), } return { "overall": block(results), "by_tier": {tier: block(rs) for tier, rs in sorted(tiers.items())}, } def _fmt(v) -> str: if v is None: return " – " if isinstance(v, float): return f"{v:5.2f}" return str(v) def print_report(provider: str, results: list[CaseResult], agg: dict) -> None: in_tok = sum(r.input_tokens for r in results) out_tok = sum(r.output_tokens for r in results) ri, ro = _RATES.get(provider, (0, 0)) cost = in_tok / 1e6 * ri + out_tok / 1e6 * ro print(f"\n{'='*78}\n EVAL REPORT — provider={provider} ({len(results)} cases)\n{'='*78}") print(f" {'case':5} {'tier':9} {'ok':3} {'route':5} {'cite':4} {'faith':6} {'rel':6} {'prec':6} {'ms':6}") print(f" {'-'*72}") for r in results: ok = "ERR" if r.error else ("✓" if r.correct else ("·" if r.correct is None else "✗")) print(f" {r.id:5} {r.tier:9} {ok:3} " f"{('✓' if r.route_match else '✗') if r.route_match is not None else '–':5} " f"{('✓' if r.citation_valid else '✗') if r.citation_valid is not None else '–':4} " f"{_fmt(r.faithfulness):6} {_fmt(r.relevance):6} {_fmt(r.context_precision):6} {r.latency_ms:6}") print(f"\n {'TIER':10} {'n':3} {'acc':6} {'route':6} {'cite':6} {'faith':6} {'rel':6} {'prec':6}") print(f" {'-'*60}") for tier, b in agg["by_tier"].items(): print(f" {tier:10} {b['n']:3} {_fmt(b['accuracy']):6} {_fmt(b['route_match']):6} " f"{_fmt(b['citation_valid']):6} {_fmt(b['faithfulness']):6} " f"{_fmt(b['relevance']):6} {_fmt(b['context_precision']):6}") o = agg["overall"] print(f" {'-'*60}") print(f" {'OVERALL':10} {o['n']:3} {_fmt(o['accuracy']):6} {_fmt(o['route_match']):6} " f"{_fmt(o['citation_valid']):6} {_fmt(o['faithfulness']):6} " f"{_fmt(o['relevance']):6} {_fmt(o['context_precision']):6}") print(f"\n errors={o['errors']} agent-tokens in={in_tok} out={out_tok} " f"approx-cost=${cost:.3f} (agent node only; excludes plan call)") # tokens/sec is the edge-relevant throughput number for the local model. # Derived from wall-clock latency (no separate decode timer), so it's a # coarse end-to-end rate, not a pure-decode tok/s. total_ms = sum(r.latency_ms for r in results) if provider == "local" and total_ms: print(f" local throughput≈{out_tok / (total_ms / 1000):.1f} output tok/s " f"(end-to-end, over {total_ms/1000:.1f}s wall)\n") else: print() def main() -> int: ap = argparse.ArgumentParser(description="FinRAG Day-4 eval harness") ap.add_argument("--provider", default=None, help="anthropic | gemini (default: current setting)") ap.add_argument("--tier", default=None, choices=[ds.FACTUAL, ds.NARRATIVE, ds.MULTIHOP, ds.HONESTY]) ap.add_argument("--smoke", action="store_true", help="one case per tier (cheap pipeline check / A/B subset)") ap.add_argument("--limit", type=int, default=None) ap.add_argument("--no-judge", action="store_true", help="skip LLM-judge metrics (deterministic only)") ap.add_argument("--out", default=None, help="results JSON path") args = ap.parse_args() if args.provider: settings.llm_provider = args.provider # dispatcher reads this live provider = (settings.llm_provider or "anthropic").lower() if args.smoke: cases = ds.one_per_tier() else: cases = ds.cases_for(args.tier) if args.limit: cases = cases[: args.limit] print(f"Running {len(cases)} cases · provider={provider} · judge={not args.no_judge}") results: list[CaseResult] = [] for i, case in enumerate(cases, 1): print(f" [{i:2}/{len(cases)}] {case.id} {case.tier:9} {case.question[:54]}…", flush=True) r = run_case(case, judge=not args.no_judge) results.append(r) tag = "ERR" if r.error else ("✓" if r.correct else ("·" if r.correct is None else "✗")) print(f" → {tag} route={r.route_actual} {r.latency_ms}ms", flush=True) if r.error: print(f" ! {r.error}") agg = aggregate(results) print_report(provider, results, agg) out = Path(args.out) if args.out else OUT_DIR / f"eval_results_{provider}.json" out.parent.mkdir(parents=True, exist_ok=True) payload = {"provider": provider, "aggregate": agg, "cases": [asdict(r) for r in results]} out.write_text(json.dumps(payload, indent=2)) print(f" wrote {out}") return 0 if __name__ == "__main__": sys.exit(main())