ONNX
English
vons
research
candidate-selection
File size: 15,634 Bytes
49ad2ef
 
 
 
 
 
 
 
 
 
 
a76a881
49ad2ef
 
 
a76a881
49ad2ef
 
a76a881
49ad2ef
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
a76a881
 
49ad2ef
 
 
 
 
 
a76a881
49ad2ef
 
 
 
 
a76a881
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
49ad2ef
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
a76a881
49ad2ef
 
 
 
 
 
a76a881
 
 
 
 
49ad2ef
a76a881
49ad2ef
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
import hashlib
import json
import math
import tempfile
import unittest
from pathlib import Path

from vons.calibration import (
    ABSTAIN_ALL_THRESHOLD,
    CALIBRATION_VERSION,
    apply_calibration,
    apply_vector_calibration,
    calibrate_report,
    fit_abstention_threshold,
    fit_abstention_threshold_details,
    fit_brier_abstention_threshold_details,
    fit_temperature,
    fit_temperature_details,
    fit_vector_scaling_details,
)
from vons.data import Example, write_jsonl
from vons.evaluation import METRIC_VERSION, Prediction, nll, summarize, write_report


def _example(identifier: str, label: str | None, answerable: bool, split: str = "calibration") -> Example:
    return Example(
        id=identifier,
        task_group="calibration",
        state="state",
        question="choose",
        options=("a", "b"),
        label=label,
        answerable=answerable,
        split=split,
        provenance={},
        metadata={"scenario_id": identifier},
    )


def _reject_constant(value: str) -> float:
    raise ValueError(f"non-strict JSON constant {value}")


class CalibrationTests(unittest.TestCase):
    def test_temperature_fit_finds_interior_optimum_and_does_not_increase_nll(self) -> None:
        examples = [_example(f"r{index}", "a" if index < 3 else "b", True) for index in range(4)]
        predictions = [Prediction(f"r{index}", "a", {"a": 0.6, "b": 0.4}, 0.6, False) for index in range(4)]

        details = fit_temperature_details(examples, predictions)
        calibrated = apply_calibration(examples, predictions, temperature=details.temperature, abstention_threshold=0.0)

        self.assertGreater(details.temperature, details.lower)
        self.assertLess(details.temperature, details.upper)
        self.assertEqual(details.rows, 4)
        self.assertFalse(details.at_lower_bound)
        self.assertFalse(details.at_upper_bound)
        self.assertEqual(fit_temperature(examples, predictions), details.temperature)
        self.assertLess(nll(examples, calibrated), nll(examples, predictions))

    def test_temperature_regularization_prevents_boundary_locking(self) -> None:
        examples = [_example(f"s{index}", "a", True) for index in range(4)]
        predictions = [Prediction(f"s{index}", "a", {"a": 0.9, "b": 0.1}, 0.9, False) for index in range(4)]

        details = fit_temperature_details(examples, predictions)

        self.assertFalse(details.at_lower_bound)
        self.assertFalse(details.at_upper_bound)
        self.assertGreater(details.temperature, 0.1)
        self.assertLess(details.temperature, 10.0)

        unregularized = fit_temperature_details(
            examples, predictions, log_temperature_l2=0.0
        )
        self.assertTrue(unregularized.at_lower_bound)
        self.assertAlmostEqual(unregularized.temperature, 0.1)

    def test_vector_scaling_fits_all_classes_inside_bounds(self) -> None:
        options = ("a", "b", "c", "d")
        examples = []
        predictions = []
        for index, label in enumerate(options * 5):
            examples.append(
                Example(
                    str(index),
                    "calibration",
                    "state",
                    "choose",
                    options,
                    label,
                    True,
                    "calibration",
                    {},
                    {"scenario_id": str(index)},
                )
            )
            probabilities = {option: 0.1 for option in options}
            probabilities[label] = 0.7
            predictions.append(
                Prediction(str(index), label, probabilities, 0.7, False)
            )

        details = fit_vector_scaling_details(examples, predictions)
        calibrated = apply_vector_calibration(
            examples,
            predictions,
            temperatures=details.temperatures,
            biases=details.biases,
            abstention_threshold=0.0,
        )

        self.assertEqual(set(details.temperatures), set(options))
        self.assertTrue(all(0.1 < value < 10.0 for value in details.temperatures.values()))
        self.assertFalse(details.at_lower_bound)
        self.assertFalse(details.at_upper_bound)
        self.assertLess(details.nll_after, details.nll_before)
        self.assertLess(nll(examples, calibrated), nll(examples, predictions))

    def test_brier_threshold_is_fitted_from_calibrated_losses(self) -> None:
        examples = [
            _example("strong", "a", True),
            _example("weak", "b", True),
            _example("wrong", "b", True),
        ]
        predictions = [
            Prediction("strong", "a", {"a": 0.95, "b": 0.05}, 0.95, False),
            Prediction("weak", "b", {"a": 0.4, "b": 0.6}, 0.6, False),
            Prediction("wrong", "a", {"a": 0.9, "b": 0.1}, 0.9, False),
        ]
        parameters = {"a": 1.0, "b": 1.0}

        details = fit_brier_abstention_threshold_details(
            examples,
            predictions,
            temperatures=parameters,
            biases={"a": 0.0, "b": 0.0},
            target_brier=0.25,
        )

        self.assertFalse(details.abstain_all)
        self.assertEqual(details.target_brier, 0.25)
        self.assertLessEqual(details.covered_brier, details.target_brier)
        self.assertGreater(details.threshold, 0.0)

    def test_temperature_scaling_preserves_true_zero_support(self) -> None:
        examples = [_example("zero", "a", True)]
        predictions = [Prediction("zero", "a", {"a": 1.0, "b": 0.0}, 1.0, False)]

        calibrated = apply_calibration(examples, predictions, temperature=20.0, abstention_threshold=0.0)

        self.assertEqual(calibrated[0].probabilities, {"a": 1.0, "b": 0.0})

    def test_invalid_probability_vectors_fail_closed(self) -> None:
        examples = [_example("x", "a", True)]
        for probabilities in ({"a": 0.5, "b": 0.2}, {"a": math.nan, "b": 1.0}, {"a": -0.5, "b": 1.5}):
            with self.subTest(probabilities=probabilities), self.assertRaises(ValueError):
                apply_calibration(
                    examples,
                    [Prediction("x", "a", probabilities, 0.5, False)],
                    temperature=1.0,
                    abstention_threshold=0.0,
                )

    def test_calibration_recomputes_argmax_and_never_covers_without_choice(self) -> None:
        examples = [_example("was_abstained", "a", True), _example("stale_choice", "a", True)]
        predictions = [
            Prediction("was_abstained", None, {"a": 0.6, "b": 0.4}, 0.42, True),
            Prediction("stale_choice", "b", {"a": 0.6, "b": 0.4}, 0.6, False),
        ]

        calibrated = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=0.2)

        self.assertEqual([(item.choice, item.abstained) for item in calibrated], [("a", False), ("a", False)])

    def test_answerability_gate_is_preserved_and_labels_do_not_gate(self) -> None:
        examples = [_example("low_answerability", "a", True), _example("unanswerable", None, False)]
        predictions = [
            Prediction("low_answerability", "a", {"a": 0.6, "b": 0.4}, 0.2, False),
            Prediction("unanswerable", "a", {"a": 0.6, "b": 0.4}, 0.6, False),
        ]

        default = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=0.0)
        relaxed = apply_calibration(
            examples,
            predictions,
            temperature=1.0,
            abstention_threshold=0.0,
            answerability_threshold=0.3,
        )

        self.assertEqual((default[0].choice, default[0].abstained), (None, True))
        self.assertEqual((default[1].choice, default[1].abstained), ("a", False))
        self.assertEqual((relaxed[0].choice, relaxed[0].abstained), ("a", False))

    def test_failed_and_absent_distributions_remain_abstained(self) -> None:
        examples = [_example("failed", "a", True), _example("absent", "a", True)]
        predictions = [
            Prediction("failed", None, {}, 0.0, False, error="timeout"),
            Prediction("absent", "a", {}, 0.9, False),
        ]

        calibrated = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=0.0)

        self.assertEqual((calibrated[0].choice, calibrated[0].abstained, calibrated[0].error), (None, True, "timeout"))
        self.assertEqual((calibrated[1].choice, calibrated[1].abstained, calibrated[1].probabilities), (None, True, {}))

    def test_confidence_above_max_probability_fails_closed(self) -> None:
        examples = [_example("x", "a", True)]
        with self.assertRaisesRegex(ValueError, "max_probability"):
            apply_calibration(
                examples,
                [Prediction("x", "a", {"a": 0.5, "b": 0.5}, 0.9, False)],
                temperature=1.0,
                abstention_threshold=0.0,
            )

    def test_threshold_fit_uses_argmax_and_counts_unanswerable_as_errors(self) -> None:
        examples = [_example("correct", "a", True), _example("stale_choice", "a", True), _example("unknown", None, False)]
        predictions = [
            Prediction("correct", "a", {"a": 0.9, "b": 0.1}, 0.9, False),
            Prediction("stale_choice", "b", {"a": 0.6, "b": 0.4}, 0.58, False),
            Prediction("unknown", "a", {"a": 0.55, "b": 0.45}, 0.5, False),
        ]

        details = fit_abstention_threshold_details(examples, predictions, target_risk=0.0)
        calibrated = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=details.threshold)

        self.assertAlmostEqual(details.threshold, 0.58)
        self.assertEqual((details.rows, details.covered_rows, details.risk, details.abstain_all), (3, 2, 0.0, False))
        self.assertEqual(fit_abstention_threshold(examples, predictions, target_risk=0.0), details.threshold)
        self.assertEqual([item.abstained for item in calibrated], [False, False, True])

    def test_all_abstain_sentinel_covers_nothing_even_at_confidence_one(self) -> None:
        examples = [_example("wrong", "a", True)]
        predictions = [Prediction("wrong", "b", {"a": 0.0, "b": 1.0}, 1.0, False)]

        threshold = fit_abstention_threshold(examples, predictions, target_risk=0.0)
        at_one = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=1.0)[0]
        sentinel = apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=threshold)[0]

        self.assertEqual(threshold, ABSTAIN_ALL_THRESHOLD)
        self.assertFalse(at_one.abstained)
        self.assertEqual((sentinel.choice, sentinel.abstained), (None, True))
        for invalid in (1.5, -0.1, math.nan):
            with self.subTest(threshold=invalid), self.assertRaisesRegex(ValueError, "abstention_threshold"):
                apply_calibration(examples, predictions, temperature=1.0, abstention_threshold=invalid)

    def test_unknown_or_duplicate_prediction_ids_fail_closed(self) -> None:
        examples = [_example("a", "a", True)]
        with self.assertRaisesRegex(ValueError, "unknown example id"):
            apply_calibration(
                examples,
                [Prediction("ghost", "a", {"a": 1.0}, 1.0, False)],
                temperature=1.0,
                abstention_threshold=0.0,
            )
        with self.assertRaisesRegex(ValueError, "duplicate prediction"):
            fit_abstention_threshold(examples, [Prediction("a", "a", {"a": 1.0}, 1.0, False)] * 2)

    def test_calibrate_report_records_provenance_and_rejects_identity_mismatch(self) -> None:
        config = {
            "model_id": "vons-test",
            "backend": "direct",
            "seed": 7,
            "encoder": {"name": "encoder", "revision": "r1"},
            "answerability_threshold": 0.8,
        }
        calibration_rows = [_example("c1", "a", True), _example("c2", "b", True), _example("c3", None, False)]
        calibration_predictions = [
            Prediction("c1", "a", {"a": 0.9, "b": 0.1}, 0.9, False),
            Prediction("c2", "b", {"a": 0.3, "b": 0.7}, 0.63, False),
            Prediction("c3", None, {"a": 0.6, "b": 0.4}, 0.3, True),
        ]
        test_rows = [_example("t1", "a", True, "test"), _example("t2", "b", True, "test"), _example("t3", None, False, "test")]
        test_predictions = [
            Prediction("t1", "a", {"a": 0.8, "b": 0.2}, 0.8, False),
            Prediction("t2", "b", {"a": 0.4, "b": 0.6}, 0.42, False),
            Prediction("t3", None, {}, 0.0, False, error="timeout"),
        ]
        with tempfile.TemporaryDirectory() as directory:
            root = Path(directory)
            calibration_input, calibration_report = root / "calibration.jsonl", root / "calibration.json"
            test_input, test_report, output = root / "test.jsonl", root / "test.json", root / "calibrated.json"
            write_jsonl(calibration_input, calibration_rows)
            write_jsonl(test_input, test_rows)
            write_report(calibration_report, config=config, summary=summarize(calibration_rows, calibration_predictions), predictions=calibration_predictions)
            write_report(test_report, config=config, summary=summarize(test_rows, test_predictions), predictions=test_predictions)
            arguments = {
                "calibration_input": calibration_input,
                "calibration_report": calibration_report,
                "test_input": test_input,
                "test_report": test_report,
            }

            calibrate_report(**arguments, output=output, target_brier=0.2)
            payload = json.loads(output.read_text(encoding="utf-8"), parse_constant=_reject_constant)

            fit = payload["calibration"]
            self.assertEqual(fit["version"], CALIBRATION_VERSION)
            self.assertEqual(fit["answerability_threshold"], 0.8)
            self.assertEqual((fit["temperature_fit_rows"], fit["threshold_fit_rows"], fit["rows"]), (2, 3, 3))
            self.assertEqual(fit["calibration_method"], "vector_scaling")
            self.assertEqual(set(fit["temperatures"]), {"a", "b"})
            self.assertEqual(set(fit["biases"]), {"a", "b"})
            self.assertFalse(fit["temperature_at_lower_bound"])
            self.assertEqual(fit["target_brier"], 0.2)
            self.assertLessEqual(fit["nll_after"], fit["nll_before"])
            self.assertLessEqual(fit["brier_after"], fit["brier_before"])
            self.assertEqual(payload["inputs"]["test_report"]["sha256"], hashlib.sha256(test_report.read_bytes()).hexdigest())
            self.assertEqual(payload["model_identity"]["model_id"], "vons-test")
            self.assertTrue(any("checkpoint_sha256 unavailable" in item for item in payload["limitations"]))
            self.assertEqual(payload["summary"]["metric_version"], METRIC_VERSION)
            decisions = {item["example_id"]: (item["choice"], item["abstained"]) for item in payload["predictions"]}
            self.assertEqual(decisions, {"t1": ("a", False), "t2": (None, True), "t3": (None, True)})

            mismatched = root / "mismatched.json"
            write_report(mismatched, config={**config, "model_id": "other"}, summary={}, predictions=test_predictions)
            with self.assertRaisesRegex(ValueError, "model_id"):
                calibrate_report(**{**arguments, "test_report": mismatched}, output=root / "rejected.json")
            with self.assertRaisesRegex(ValueError, "overwrite"):
                calibrate_report(**arguments, output=test_report)
            self.assertFalse((root / "rejected.json").exists())


if __name__ == "__main__":
    unittest.main()