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"""Memory Slot Surgery: check alignment between SAE decoder atoms and GDN k*v^T writes.
GDN update: S_t = alpha_t * S_{t-1} + beta_t * k_t * v_t^T
Bilinear SAE decoder: feature i contributes c_i * outer(V_dec[i,0], W_dec[i,0])
Question: do the SAE decoder atoms align with actual k_t * v_t^T writes at
positions where the feature fires?
This script:
1. Loads Qwen3.5-0.8B and a bilinear SAE checkpoint for L9H4
2. Runs the model on 100 sequences, hooking the GDN layer to capture k, v, beta, g
3. Simulates the recurrence to get per-position states
4. Encodes each position's state through the SAE to get feature activations
5. For each feature, finds top-50 activating positions, computes cosine alignment
between V_dec/W_dec and the k_t/v_t at those positions
6. Reports histograms, top features, and null comparison
"""
import json
import os
import sys
import time
from pathlib import Path
import numpy as np
import torch
import torch.nn.functional as F
from tqdm import tqdm
sys.path.insert(0, str(Path(__file__).resolve().parent))
from sae import BilinearMatrixSAE, build_sae_from_config
# Model + tokenizer
def load_model(model_name: str, device: str):
from transformers import AutoModelForCausalLM, AutoTokenizer
tokenizer = AutoTokenizer.from_pretrained(model_name, trust_remote_code=True)
if tokenizer.pad_token is None:
tokenizer.pad_token = tokenizer.eos_token
model = AutoModelForCausalLM.from_pretrained(
model_name, dtype=torch.bfloat16, device_map=device, trust_remote_code=True,
)
model.eval()
return model, tokenizer
# SAE loader
def load_sae(ckpt_path: str, device: str) -> BilinearMatrixSAE:
ckpt = torch.load(ckpt_path, map_location="cpu", weights_only=False)
cfg = ckpt.get("config", {})
sd = ckpt["model_state_dict"]
sae = build_sae_from_config(cfg, state_dict=sd)
sae.load_state_dict(sd)
sae = sae.to(device).eval()
assert isinstance(sae, BilinearMatrixSAE), f"Expected BilinearMatrixSAE, got {type(sae)}"
return sae
# Corpus loading (streaming openwebtext)
def load_corpus_batches(tokenizer, n_seqs: int, seq_len: int, batch_size: int):
from datasets import load_dataset
ds = load_dataset("Skylion007/openwebtext", split="train", streaming=True)
token_ids = []
target = n_seqs * seq_len * 2
for example in ds:
token_ids.extend(tokenizer.encode(example["text"], add_special_tokens=False))
if len(token_ids) >= target:
break
n_actual = min(n_seqs, len(token_ids) // seq_len)
batches = []
for start in range(0, n_actual, batch_size):
end = min(start + batch_size, n_actual)
seqs = [token_ids[i * seq_len : (i + 1) * seq_len] for i in range(start, end)]
batches.append(torch.tensor(seqs, dtype=torch.long))
return batches
# GDN hook: capture k, v, beta, g from layer forward
class GDNWriteCapture:
"""Register a forward hook on a GDN layer to capture k, v, beta, g."""
def __init__(self, model, layer_idx: int):
self.layer_idx = layer_idx
self.k = None # (batch, seq_len, n_heads, head_k_dim)
self.v = None
self.beta = None # (batch, seq_len, n_heads)
self.g = None # (batch, seq_len, n_heads)
self._original_forward = None
self._model_layer = None
layers = model.model.layers if hasattr(model, "model") else model.layers
self._model_layer = layers[layer_idx]
gdn = self._model_layer.linear_attn
self._gdn = gdn
self._original_forward = gdn.forward
gdn.forward = self._hooked_forward
def _hooked_forward(self, hidden_states, cache_params=None, attention_mask=None):
# Reproduce the GDN forward, capturing k, v, beta, g
from transformers.models.qwen3_5.modeling_qwen3_5 import apply_mask_to_padding_states
gdn = self._gdn
hidden_states = apply_mask_to_padding_states(hidden_states, attention_mask)
batch_size, seq_len, _ = hidden_states.shape
mixed_qkv = gdn.in_proj_qkv(hidden_states)
mixed_qkv = mixed_qkv.transpose(1, 2)
z = gdn.in_proj_z(hidden_states)
z = z.reshape(batch_size, seq_len, -1, gdn.head_v_dim)
b = gdn.in_proj_b(hidden_states)
a = gdn.in_proj_a(hidden_states)
# Conv1d path (non-cached)
if cache_params is not None:
conv_state = F.pad(mixed_qkv, (gdn.conv_kernel_size - mixed_qkv.shape[-1], 0))
conv_state = cache_params.update_conv_state(conv_state, gdn.layer_idx)
if gdn.causal_conv1d_fn is not None:
mixed_qkv = gdn.causal_conv1d_fn(
x=mixed_qkv, weight=gdn.conv1d.weight.squeeze(1),
bias=gdn.conv1d.bias, activation=gdn.activation, seq_idx=None,
)
else:
mixed_qkv = F.silu(gdn.conv1d(mixed_qkv)[:, :, :seq_len])
mixed_qkv = mixed_qkv.transpose(1, 2)
query, key, value = torch.split(
mixed_qkv, [gdn.key_dim, gdn.key_dim, gdn.value_dim], dim=-1,
)
query = query.reshape(batch_size, seq_len, -1, gdn.head_k_dim)
key = key.reshape(batch_size, seq_len, -1, gdn.head_k_dim)
value = value.reshape(batch_size, seq_len, -1, gdn.head_v_dim)
beta = b.sigmoid()
g = -gdn.A_log.float().exp() * F.softplus(a.float() + gdn.dt_bias)
if gdn.num_v_heads // gdn.num_k_heads > 1:
query = query.repeat_interleave(gdn.num_v_heads // gdn.num_k_heads, dim=2)
key = key.repeat_interleave(gdn.num_v_heads // gdn.num_k_heads, dim=2)
# Store captures (detach to avoid graph retention)
self.k = key.detach() # (bs, seq_len, n_heads, head_k_dim)
self.v = value.detach() # (bs, seq_len, n_heads, head_v_dim)
self.beta = beta.detach() # (bs, seq_len, n_heads)
self.g = g.detach() # (bs, seq_len, n_heads)
core_attn_out, last_recurrent_state = gdn.chunk_gated_delta_rule(
query, key, value, g=g, beta=beta,
initial_state=None, output_final_state=cache_params is not None,
use_qk_l2norm_in_kernel=True,
)
if cache_params is not None:
cache_params.update_recurrent_state(last_recurrent_state, gdn.layer_idx)
core_attn_out = core_attn_out.reshape(-1, gdn.head_v_dim)
z = z.reshape(-1, gdn.head_v_dim)
core_attn_out = gdn.norm(core_attn_out, z)
core_attn_out = core_attn_out.reshape(batch_size, seq_len, -1)
return gdn.out_proj(core_attn_out)
def remove(self):
self._gdn.forward = self._original_forward
# Simulate recurrence to get per-position states for one head
@torch.no_grad()
def simulate_recurrence(
k: torch.Tensor, # (seq_len, head_k_dim)
v: torch.Tensor, # (seq_len, head_v_dim)
beta: torch.Tensor, # (seq_len,) or (seq_len, 1)
g: torch.Tensor, # (seq_len,)
dtype: torch.dtype = torch.float32,
) -> tuple[torch.Tensor, torch.Tensor, torch.Tensor]:
"""Simulate the GDN delta rule recurrence.
The actual update (from fla naive reference):
S_t = exp(g_t) * S_{t-1} + outer(k_t, beta_t * (v_t - S_{t-1} @ k_t))
where k is L2-normalized (use_qk_l2norm_in_kernel=True).
Returns:
states: (seq_len, d_k, d_v) per-position recurrent states
k_normed: (seq_len, d_k) L2-normalized key vectors (as used in the recurrence)
write_v: (seq_len, d_v) the corrected value vectors actually written
"""
seq_len, d_k = k.shape
d_v = v.shape[1]
k = k.to(dtype)
v = v.to(dtype)
beta_flat = beta.reshape(seq_len).to(dtype)
g_flat = g.reshape(seq_len).to(dtype)
# L2-normalize k (matching use_qk_l2norm_in_kernel=True)
k_normed = F.normalize(k, dim=-1)
states = torch.zeros(seq_len, d_k, d_v, dtype=dtype, device=k.device)
write_v = torch.zeros(seq_len, d_v, dtype=dtype, device=k.device)
S = torch.zeros(d_k, d_v, dtype=dtype, device=k.device)
for t in range(seq_len):
# Decay
S = g_flat[t].exp() * S
# Delta rule correction: v_corrected = v_t - S @ k_t
v_corrected = v[t] - S @ k_normed[t]
# Scale by beta
v_corrected = beta_flat[t] * v_corrected
# Write
S = S + torch.outer(k_normed[t], v_corrected)
states[t] = S
write_v[t] = v_corrected
return states, k_normed, write_v
# Main alignment computation
@torch.no_grad()
def compute_alignment(
model,
tokenizer,
sae: BilinearMatrixSAE,
layer_idx: int,
head_idx: int,
n_seqs: int = 100,
seq_len: int = 512,
batch_size: int = 4,
top_n: int = 50,
device: str = "cuda",
) -> dict:
"""Compute alignment between SAE decoder atoms and GDN k*v^T writes."""
print(f"Loading {n_seqs} sequences of length {seq_len}...")
batches = load_corpus_batches(tokenizer, n_seqs, seq_len, batch_size)
total_seqs = sum(b.shape[0] for b in batches)
print(f"Loaded {total_seqs} sequences in {len(batches)} batches")
# SAE decoder atoms: V_dec (n_features, rank, d_k), W_dec (n_features, rank, d_v)
V_dec = sae.V_dec.detach().float().cpu() # (n_features, rank, d_k)
W_dec = sae.W_dec.detach().float().cpu() # (n_features, rank, d_v)
n_features = V_dec.shape[0]
rank = V_dec.shape[1]
d_k = V_dec.shape[2]
d_v = W_dec.shape[2]
print(f"SAE: {n_features} features, rank={rank}, d_k={d_k}, d_v={d_v}")
# For rank-1, V_dec[:,0,:] and W_dec[:,0,:] are the decoder directions
# Normalize them for cosine computation (on CPU)
v_dec_dir = F.normalize(V_dec[:, 0, :], dim=-1) # (n_features, d_k)
w_dec_dir = F.normalize(W_dec[:, 0, :], dim=-1) # (n_features, d_v)
# Install hook
hook = GDNWriteCapture(model, layer_idx)
# Accumulators: for each feature, store (activation, k_cos, v_cos) across all positions
# We'll collect all data first, then pick top-N per feature
# To avoid OOM, we process batch by batch and keep only top-N per feature
feature_data = {i: [] for i in range(n_features)}
# feature_data[i] = list of (activation, k_cosine, v_cosine)
t_start = time.time()
for batch_idx, batch in enumerate(tqdm(batches, desc="Processing batches")):
input_ids = batch.to(device)
bs = input_ids.shape[0]
# Forward pass (captures k, v, beta, g via hook)
# use_cache=True to also get final recurrent state for verification
outputs = model(input_ids=input_ids, use_cache=True)
# hook.k: (bs, seq_len, n_heads, head_k_dim)
# hook.v: (bs, seq_len, n_heads, head_v_dim)
# hook.beta: (bs, seq_len, n_heads) or (bs, seq_len, n_heads, 1)
# hook.g: (bs, seq_len, n_heads)
k_all = hook.k # (bs, seq_len, n_heads, d_k)
v_all = hook.v # (bs, seq_len, n_heads, d_v)
beta_all = hook.beta # (bs, seq_len, n_heads[, 1])
g_all = hook.g # (bs, seq_len, n_heads)
for seq_idx in range(bs):
# Extract head-specific k, v, beta, g and move to CPU for simulation
k_head = k_all[seq_idx, :, head_idx, :].cpu() # (seq_len, d_k)
v_head = v_all[seq_idx, :, head_idx, :].cpu() # (seq_len, d_v)
# beta shape handling
if beta_all.ndim == 4:
beta_head = beta_all[seq_idx, :, head_idx, 0].cpu() # (seq_len,)
else:
beta_head = beta_all[seq_idx, :, head_idx].cpu() # (seq_len,)
g_head = g_all[seq_idx, :, head_idx].cpu() # (seq_len,)
# Simulate recurrence to get per-position states and actual write vectors
states, k_normed, write_v = simulate_recurrence(
k_head, v_head, beta_head, g_head,
dtype=torch.float32,
)
# states: (seq_len, d_k, d_v)
# k_normed: (seq_len, d_k) -- L2-normalized keys used in recurrence
# write_v: (seq_len, d_v) -- corrected value vectors actually written
# Verify simulated final state matches actual cache (first seq only)
if batch_idx == 0 and seq_idx == 0:
cache = outputs.past_key_values
actual_state = cache.layers[layer_idx].recurrent_states[0, head_idx].float().cpu()
sim_final = states[-1].cpu()
cos_sim = F.cosine_similarity(
actual_state.reshape(1, -1), sim_final.reshape(1, -1)
).item()
rel_err = (actual_state - sim_final).norm() / actual_state.norm()
print(f"Recurrence verification: cos_sim={cos_sim:.6f}, rel_error={rel_err:.6f}")
if cos_sim < 0.9:
print("WARNING: simulated recurrence does not match actual state well")
# Encode states through SAE in sub-batches to get activations
sub_bs = 128
all_coeffs = []
for s in range(0, states.shape[0], sub_bs):
e = min(s + sub_bs, states.shape[0])
chunk = states[s:e].to(device)
coeffs = sae.encode(chunk) # (chunk_size, n_features)
all_coeffs.append(coeffs.cpu())
all_coeffs = torch.cat(all_coeffs, dim=0) # (seq_len, n_features)
# Normalize write vectors for cosine computation
# k is already L2-normed; normalize write_v (use eps to avoid NaN for zero writes)
k_dir = k_normed.cpu() # (seq_len, d_k) already unit norm
wv_raw = write_v.cpu()
wv_norms = wv_raw.norm(dim=-1, keepdim=True).clamp(min=1e-8)
wv_dir = wv_raw / wv_norms # (seq_len, d_v)
# Vectorized: compute cosines for ALL features at ALL positions at once
# v_dec_dir: (n_features, d_k), k_dir: (seq_len, d_k)
# k_cos_all: (seq_len, n_features)
k_cos_all = k_dir @ v_dec_dir.t() # (seq_len, n_features)
v_cos_all = wv_dir @ w_dec_dir.t() # (seq_len, n_features)
# Collect active (position, feature) pairs efficiently
# all_coeffs: (seq_len, n_features), sparse (k=32 active per position)
active_pos, active_feat = (all_coeffs > 0).nonzero(as_tuple=True)
if active_pos.numel() > 0:
active_vals = all_coeffs[active_pos, active_feat].numpy()
active_k_cos = k_cos_all[active_pos, active_feat].numpy()
active_v_cos = v_cos_all[active_pos, active_feat].numpy()
feat_np = active_feat.numpy()
# Group by feature for efficient insertion
for fi in np.unique(feat_np):
mask = feat_np == fi
entries = list(zip(
active_vals[mask].tolist(),
active_k_cos[mask].tolist(),
active_v_cos[mask].tolist(),
))
feature_data[int(fi)].extend(entries)
# Clear GPU memory
del k_all, v_all, beta_all, g_all, outputs
if device == "cuda":
torch.cuda.empty_cache()
hook.remove()
elapsed = time.time() - t_start
print(f"Data collection took {elapsed:.1f}s")
# For each feature, pick top-N activations and compute mean alignment
print("Computing per-feature alignment scores...")
results = []
alive_count = 0
for feat_idx in range(n_features):
data = feature_data[feat_idx]
if len(data) == 0:
results.append({
"feature": feat_idx, "alive": False,
"mean_k_cos": 0.0, "mean_v_cos": 0.0,
"n_activations": 0,
})
continue
alive_count += 1
data.sort(key=lambda x: x[0], reverse=True)
top_data = data[:top_n]
k_cosines = [d[1] for d in top_data]
v_cosines = [d[2] for d in top_data]
mean_k = float(np.mean(k_cosines))
mean_v = float(np.mean(v_cosines))
results.append({
"feature": feat_idx, "alive": True,
"mean_k_cos": mean_k, "mean_v_cos": mean_v,
"mean_abs_k_cos": float(np.mean(np.abs(k_cosines))),
"mean_abs_v_cos": float(np.mean(np.abs(v_cosines))),
"n_activations": len(data),
"top_n_used": len(top_data),
})
return {
"results": results,
"alive_count": alive_count,
"n_features": n_features,
"elapsed_s": elapsed,
"n_seqs": total_seqs,
"seq_len": seq_len,
}
# Reporting
def report(output: dict, output_dir: str | None = None):
results = output["results"]
alive_count = output["alive_count"]
n_features = output["n_features"]
alive = [r for r in results if r["alive"]]
dead_count = n_features - alive_count
print(f"\n{'='*70}")
print("Memory Slot Surgery: Alignment Report")
print(f"{'='*70}")
print(f"Features: {n_features} total, {alive_count} alive, {dead_count} dead")
print(f"Sequences: {output['n_seqs']} x {output['seq_len']} tokens")
print(f"Time: {output['elapsed_s']:.1f}s")
if not alive:
print("No alive features found.")
return
# Use absolute cosines (direction shouldn't matter for alignment)
k_abs = np.array([r["mean_abs_k_cos"] for r in alive])
v_abs = np.array([r["mean_abs_v_cos"] for r in alive])
# Combined alignment = geometric mean of |k_cos| and |v_cos|
combined = np.sqrt(k_abs * v_abs)
print(f"\n--- Alignment Statistics (absolute cosines, across {len(alive)} alive features) ---")
for name, arr in [("key alignment |cos|", k_abs), ("value alignment |cos|", v_abs), ("combined (geometric mean)", combined)]:
print(f" {name}:")
print(f" mean={arr.mean():.4f} median={np.median(arr):.4f} "
f"std={arr.std():.4f} max={arr.max():.4f}")
# Null baseline: expected |cosine| between random unit vectors in d dimensions
# E[|cos|] = sqrt(2/pi) / sqrt(d) for d-dim random vectors
d = 128
null_expected = np.sqrt(2 / np.pi) / np.sqrt(d)
print("\n--- Null Baseline ---")
print(f" Random 128-dim vectors: E[|cos|] = {null_expected:.4f}")
print(f" Random combined: E[geometric mean] = {null_expected:.4f}")
# Fraction above thresholds
print("\n--- Fraction of alive features above alignment thresholds ---")
for thresh in [0.1, 0.2, 0.3, 0.5]:
k_frac = (k_abs > thresh).mean()
v_frac = (v_abs > thresh).mean()
c_frac = (combined > thresh).mean()
print(f" >{thresh:.1f}: key={k_frac:.3f} value={v_frac:.3f} combined={c_frac:.3f}")
# Top-10 by combined alignment
sorted_alive = sorted(alive, key=lambda r: np.sqrt(r["mean_abs_k_cos"] * r["mean_abs_v_cos"]), reverse=True)
print("\n--- Top-10 Features by Combined Alignment ---")
print(f" {'Feature':>8} {'|k_cos|':>8} {'|v_cos|':>8} {'combined':>8} {'n_act':>6}")
for r in sorted_alive[:10]:
c = np.sqrt(r["mean_abs_k_cos"] * r["mean_abs_v_cos"])
print(f" {r['feature']:>8} {r['mean_abs_k_cos']:>8.4f} {r['mean_abs_v_cos']:>8.4f} "
f"{c:>8.4f} {r['n_activations']:>6}")
# Histogram (text-based)
print("\n--- Key Alignment Histogram ---")
_text_histogram(k_abs, "key |cos|")
print("\n--- Value Alignment Histogram ---")
_text_histogram(v_abs, "value |cos|")
if output_dir:
os.makedirs(output_dir, exist_ok=True)
with open(os.path.join(output_dir, "alignment_results.json"), "w") as f:
json.dump(output, f, indent=2)
print(f"\nResults saved to {output_dir}/alignment_results.json")
np.savez(
os.path.join(output_dir, "alignment_histograms.npz"),
k_abs=k_abs, v_abs=v_abs, combined=combined,
)
def _text_histogram(values: np.ndarray, label: str, bins: int = 20):
counts, edges = np.histogram(values, bins=bins, range=(0, 1))
max_count = max(counts) if max(counts) > 0 else 1
for i, c in enumerate(counts):
bar = "#" * int(40 * c / max_count)
print(f" [{edges[i]:.2f}-{edges[i+1]:.2f}) {c:>4} {bar}")
# Entry point
def main():
import argparse
p = argparse.ArgumentParser(description="Memory Slot Surgery alignment check")
p.add_argument("--model", default="Qwen/Qwen3.5-0.8B")
p.add_argument("--sae-checkpoint", required=True, help="Path to bilinear SAE checkpoint")
p.add_argument("--layer", type=int, default=9)
p.add_argument("--head", type=int, default=4)
p.add_argument("--n-seqs", type=int, default=100)
p.add_argument("--seq-len", type=int, default=512)
p.add_argument("--batch-size", type=int, default=4)
p.add_argument("--top-n", type=int, default=50)
p.add_argument("--output-dir", default=None)
p.add_argument("--device", default="cuda")
args = p.parse_args()
model, tokenizer = load_model(args.model, args.device)
sae = load_sae(args.sae_checkpoint, args.device)
output = compute_alignment(
model, tokenizer, sae,
layer_idx=args.layer, head_idx=args.head,
n_seqs=args.n_seqs, seq_len=args.seq_len,
batch_size=args.batch_size, top_n=args.top_n,
device=args.device,
)
report(output, output_dir=args.output_dir)
if __name__ == "__main__":
main()
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