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Browse files- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/DECISIONS.md +131 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/README.md +5 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/config.json +68 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/allocation.json +0 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/config.json +502 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/weights.safetensors +3 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/interface.py +59 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/log.jsonl +0 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/model.py +549 -0
- gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/summary.json +13 -0
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/DECISIONS.md
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# Tree SAE (Gemma-2-2b, 32k) — interpretation & deviation ledger
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Module: `benchmark/methods/train/tree_sae.py`. Paper: Cao et al., arXiv:2605.07922
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(v2). Starting point: Kirill's synthetic-scale clean-room port
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(`synth_sae_bench_baseline/experiments/synthetic/synthsaebench/tree_sae/`, ledger
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`PAPER_DERIVED_DECISIONS.md`, cited below as "ledger #N"). Markers: **PE** paper-exact,
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**PI** paper-inferred, **CR** clean-room choice, **KIRILL** = unchanged from his ledger,
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**CHANGED** = differs from his implementation.
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## Architecture / forward pass
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- One shared encoder/decoder + one bias; features partitioned layer-major into 4 privilege
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layers (§4 "Tree Structure"; ledger #1). **PE / KIRILL**
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- Widths `[2048, 4096, 12288, 14336]` = paper's `[1536:3072:9216:10752]` (App. C) = exact
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1:2:6:7 ratio scaled to 32768 (the twin's width). **PE ratio / PI scale**
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- Per-layer TopK `[105, 21, 13, 11]` (sum 150 = twin k): paper's 4-layer L0=80 row
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`[56, 11, 7, 6]` (Table 1) × 150/80 = `[105, 20.6, 13.1, 11.3]`, rounded. The paper's own
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rule (round the per-prefix L0 of a matched Matryoshka) was not run. **PI**
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- **TopK before gate** (Eq. 6: `f*` "is subsequently utilized as the final activation"); the
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realized L0 can fall below 150 (ledger #4). **PI / KIRILL**. Override `gate_before_topk:
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true` runs the per-layer TopK on gate-allowed candidates instead (realized L0 == k when
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enough allowed features are positive). Evidence for that reading: Table 1 lists the Tree
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SAE per-layer L0s as exact integers, and the 4M-token smoke run under the default reading
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had layers 2-3 almost silent (L0 0.012 / 0.001 of 13 / 11) because children of randomly
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assigned sparse parents rarely survive the gate. Not "clearly" stated, so the default is
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unchanged. **OPEN**
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- Recursive gate `f*_i = f_i · 1[f*_parent > 0]`, root-attached features ungated (Eq. 6);
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layers gated in ascending order so the recursion is exact. **PE / KIRILL**
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- Bias added exactly once per cumulative reconstruction `xhat_{<=l} = b + Σ_{t<=l} xhat_t`
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(ledger #6). **PI / KIRILL**
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- Reconstruction loss `Σ_l ||xhat_{<=l} − x||²`, batch mean (Eq. 7; ledger #7). **PE / KIRILL**
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+
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## Auxiliary loss
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- Per-layer TopK-style aux loss (Eq. 8), aux-k 256 (App. C). **PE**
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- `α_1..4 = 1/128` — the paper's stated Gemma-2-2b setting (App. C: "setting auxiliary
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coefficient as α_{1,2,3,4} = 1/128 ... can be beneficial on ... Gemma-2-2b"). Kirill used the
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GPT-2 recipe `[1/32, 0, 0, 0]`. **PE (Gemma) / CHANGED**
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- Aux features = top-256 DEAD features of the layer by **ungated** ReLU pre-activation
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(ledger #9). **CR / KIRILL**
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- Aux target is the **detached** residual `(x − xhat_{<=l}).detach()`: the paper says it uses
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"the auxiliary loss proposed by Gao et al. (2024)", whose reference implementations (and
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SAELens/Matryoshka) reconstruct a detached residual so the aux term does not push the
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primary weights. Kirill did not detach. **PI / CHANGED**
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- Nothing is dead before 10M tokens have been seen (ledger #16), so the aux loss is inactive
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for the first ~2441 steps of a 4096-token-batch run. **PI / KIRILL**
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## Dynamic allocation
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- Capacity `C_p` += per-example primary cumulative loss for every example on which `p` fires
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(final gated act > 0); aux excluded; running sum from the start, never reset (ledger #10,
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#11). **PI / KIRILL**
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- Accumulator dtype: batch increment `loss @ fires` in fp32 on GPU, added into a **float64**
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accumulator. The task spec said fp32; a 500M-token fp32 running sum of O(1e5) per-token
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losses would exceed fp32's 24-bit mantissa and silently drop increments. **CR / CHANGED
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(Kirill: fp64 on CPU)**
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- Firing statistics (`fire_count`, batch-granularity `last_fire` token stamps) are int64 on
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GPU; all per-step bookkeeping is vectorised (`fires.sum(0)`, one mat-vec, one `where`).
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- Parent eligibility: firing rate ≥ 1 per 50,000 tokens, running rate from the start of
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training (App. G; ledger #12). **PE rule / PI window**
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- Dead = no positive final activation in the most recent 10M tokens (App. G; ledger #16).
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**PE**
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- Greedy Algorithm 1 (heap, max-min payoff), tie-break smaller feature id (ledger #14).
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Candidate parents for layer l = ALL features of earlier layers (`m_l`). **PE / CR tie**
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- Only DEAD children are reassigned; live edges never touched; first-fit in ascending parent
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id into eligible parents whose LIVE child count is below `k*`; unplaceable dead children
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keep their parent (App. G "first fit", "less than the optimal number of non-dead child
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features"; ledger #15). Implemented as a vectorised `repeat_interleave` slot list — same
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result as Kirill's pointer loop. **PE / KIRILL**
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- **Root child quota (Gemma option, App. G)**: "Optionally, we can enforce a prerequisited
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number of child features for the root node at l=0 ... helps reducing number of dead
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features in Gemma-2-2b". The paper gives no value. Implementation: at every reallocation
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event, layer l reserves `q_l = floor(root_child_quota_frac · s_l)` ROOT slots (default
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1/16 → 256/768/896); the greedy distributes the remaining `s_l − q_l` among eligible
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learned parents; ROOT deficit slots (`q_l − live root-attached children`) are filled
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FIRST by dead children, then learned parents. Not applied at initialisation. `0` restores
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Kirill's no-quota behaviour (ledger #13). **CR value / CHANGED (Kirill: none)**
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- Reallocation schedule: first event after 3000 steps, interval ×2 after each event, capped
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at 10,000 (App. C "increase the interval by two"; ledger #17) → events at steps 3000, 9000,
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19000, 29000, … (13 events in 122,070 steps). The schedule state (`realloc_interval`,
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`next_realloc_step`) is checkpointed. **PI / KIRILL**
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- Dead-to-root event once the 1-based step count reaches `0.5 · total_steps` (step 61,035;
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App. C "at half of the training"; ledger #18). **PI**
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- Per-step order: optimizer update → statistics update → reallocation (if due) →
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dead-to-root (if due), as in Kirill's loop.
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- Initial allocation: every non-first-layer feature gets a uniformly random parent among all
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earlier-layer features (dedicated CPU `torch.Generator`, seed `cfg.seed`); no eligibility
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filter at init; first layer → ROOT (ledger #19). **PI / KIRILL**
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## Optimisation / numerics
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- Adam, lr 1e-4, betas (0.9, 0.999), eps 1e-8, constant LR, no warmup/decay/clipping
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(App. C; ledger #22). **PE lr / CR defaults**
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- Decoder rows unit-norm: per-row tangent-space gradient projection before the update,
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renormalisation after; the whole-model gradient is NOT normalised (App. C "normalise the
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gradient as well as the decoder vector"; ledger #20). **PI / KIRILL**
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- Init: kaiming-uniform decoder rows normalised to unit norm, encoder tied (`W_dec.T`),
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zero bias (ledger #21). **CR / KIRILL**
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- Batch 4096 tokens and 500M tokens are fixed by the driver (twin recipe); the paper used
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batch 5120. **CR (driver)**
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- Forward/backward under `torch.autocast("cuda", bfloat16)`, fp32 master weights and Adam
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state; losses computed in fp32; per-layer TopK selection runs on bf16 pre-activations.
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Kirill trained in fp32. Exported-model `encode` runs in fp32 without autocast. **CR / CHANGED**
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## Metrics, export, hierarchy
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- `step` returns: `loss`, `recon_loss` (Eq. 7), `aux_loss`, `mse` (per-element MSE of the final
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cumulative reconstruction), `l0` (mean gated-active features per token, all layers),
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`l0_layer{0..3}`, `n_dead`/`frac_dead` (dead mask at the start of the step),
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`n_root_attached` (non-first-layer features whose parent is ROOT), `n_realloc_events`,
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`dead_to_root_done`.
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- Export: `weights.safetensors` (`W_enc` (d_in, n), `W_dec` (n, d_in) unit rows, `b`),
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`allocation.json` (parent per feature, ROOT = −1; layer per feature; dead mask),
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`config.json` (config, step, tokens, event log). Flattened latent index = feature index.
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- `ExportedTreeSAE.encode(x)` = final gated activations of raw residuals;
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`native_ancestors()` = `{child: {parent}}` from the final allocation, root-attached
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features contribute no edge, no graded score (ledger #25); `latent_level()` = privilege
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layer. **PE**
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| 114 |
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- Checkpoint (`state_dict`): weights, Adam state, allocation vector, capacities, fire counts,
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| 115 |
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last-fire stamps, tokens seen, schedule state, dead-to-root flag, event log, generator
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| 116 |
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state, step → exact resume (test `test_checkpoint_roundtrip_reproduces_next_step`).
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+
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| 118 |
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## Open uncertainties (author questions in Kirill's `AUTHOR_QUESTIONS.md` still apply)
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- Root quota value and fill order (CR here); TopK-before-gate; capacity semantics/reset;
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| 120 |
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aux residual detach; whether "increase the interval by two" is ×2; Adam schedule.
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| 122 |
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## Gemma 500M run: gate BEFORE TopK (decided 2026-09-14)
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The 500M-token run uses `gate_before_topk: true`. Evidence: the paper's
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| 125 |
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Table 1 reports Tree SAE per-layer L0s as exact integers equal to the
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configured per-layer K ([21, 5, 4, 2], [26, 6], ...), which is only possible
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if the recursive gate is applied first and TopK then selects K survivors per
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| 128 |
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layer; with TopK first the realised L0 is below K and non-integer (our
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| 129 |
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smoke run: [105, 2.3, 2.7, 2.2] vs [105, 21, 13, 11] with gate-first).
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Kirill's frozen synthetic reading (TopK first) is kept available via the
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override for comparison.
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gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/README.md
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# tree_sae_32k_k5_seed0
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Architecture `tree_sae` trained on google/gemma-2-2b layer 12 (`model.layers.12`, resid_post) with the twin-SAE recipe: 499,998,720 tokens of chanind/pile-uncopyrighted-gemma-1024-abbrv-2B, batch 4096 tokens, context 1024.
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| 4 |
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| 5 |
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Load with `model.py::load_exported(export_dir)` from this folder (see `interface.py`); `encode(x)` takes raw residual activations and returns the flattened latents; `native_ancestors()` gives the architecture's own parent claims. Interpretation decisions vs the paper are in `DECISIONS.md`; `config.json`/`log.jsonl` are the training config and metrics.
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gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/config.json
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{
|
| 2 |
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"arch": "tree_sae",
|
| 3 |
+
"run_name": "tree_sae_32k_k5_seed0",
|
| 4 |
+
"n_tokens": 500000000,
|
| 5 |
+
"batch_tokens": 4096,
|
| 6 |
+
"total_steps": 122070,
|
| 7 |
+
"overrides": {
|
| 8 |
+
"gate_before_topk": true,
|
| 9 |
+
"layer_ks": [
|
| 10 |
+
2,
|
| 11 |
+
1,
|
| 12 |
+
1,
|
| 13 |
+
1
|
| 14 |
+
]
|
| 15 |
+
},
|
| 16 |
+
"seed": 0,
|
| 17 |
+
"init_seed": 0,
|
| 18 |
+
"group": [
|
| 19 |
+
"hsae_32k_k5_seed0",
|
| 20 |
+
"tree_sae_32k_k5_seed0",
|
| 21 |
+
"hsae_forest_32k_k5_seed0"
|
| 22 |
+
],
|
| 23 |
+
"trainer_config": {
|
| 24 |
+
"d_in": 2304,
|
| 25 |
+
"layer_widths": [
|
| 26 |
+
2048,
|
| 27 |
+
4096,
|
| 28 |
+
12288,
|
| 29 |
+
14336
|
| 30 |
+
],
|
| 31 |
+
"layer_ks": [
|
| 32 |
+
2,
|
| 33 |
+
1,
|
| 34 |
+
1,
|
| 35 |
+
1
|
| 36 |
+
],
|
| 37 |
+
"aux_k": 256,
|
| 38 |
+
"aux_alphas": [
|
| 39 |
+
0.0078125,
|
| 40 |
+
0.0078125,
|
| 41 |
+
0.0078125,
|
| 42 |
+
0.0078125
|
| 43 |
+
],
|
| 44 |
+
"root_child_quota_frac": 0.0625,
|
| 45 |
+
"lr": 0.0001,
|
| 46 |
+
"adam_betas": [
|
| 47 |
+
0.9,
|
| 48 |
+
0.999
|
| 49 |
+
],
|
| 50 |
+
"adam_eps": 1e-08,
|
| 51 |
+
"dead_token_window": 10000000,
|
| 52 |
+
"parent_eligibility_rate": 2e-05,
|
| 53 |
+
"realloc_first_interval": 3000,
|
| 54 |
+
"realloc_growth": 2,
|
| 55 |
+
"realloc_cap": 10000,
|
| 56 |
+
"dead_to_root_frac": 0.5,
|
| 57 |
+
"seed": 0,
|
| 58 |
+
"autocast_bf16": true,
|
| 59 |
+
"gate_before_topk": true,
|
| 60 |
+
"n_latents": 32768,
|
| 61 |
+
"layer_starts": [
|
| 62 |
+
0,
|
| 63 |
+
2048,
|
| 64 |
+
6144,
|
| 65 |
+
18432
|
| 66 |
+
]
|
| 67 |
+
}
|
| 68 |
+
}
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/allocation.json
ADDED
|
The diff for this file is too large to render.
See raw diff
|
|
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/config.json
ADDED
|
@@ -0,0 +1,502 @@
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|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"arch": "tree_sae",
|
| 3 |
+
"config": {
|
| 4 |
+
"d_in": 2304,
|
| 5 |
+
"layer_widths": [
|
| 6 |
+
2048,
|
| 7 |
+
4096,
|
| 8 |
+
12288,
|
| 9 |
+
14336
|
| 10 |
+
],
|
| 11 |
+
"layer_ks": [
|
| 12 |
+
2,
|
| 13 |
+
1,
|
| 14 |
+
1,
|
| 15 |
+
1
|
| 16 |
+
],
|
| 17 |
+
"aux_k": 256,
|
| 18 |
+
"aux_alphas": [
|
| 19 |
+
0.0078125,
|
| 20 |
+
0.0078125,
|
| 21 |
+
0.0078125,
|
| 22 |
+
0.0078125
|
| 23 |
+
],
|
| 24 |
+
"root_child_quota_frac": 0.0625,
|
| 25 |
+
"lr": 0.0001,
|
| 26 |
+
"adam_betas": [
|
| 27 |
+
0.9,
|
| 28 |
+
0.999
|
| 29 |
+
],
|
| 30 |
+
"adam_eps": 1e-08,
|
| 31 |
+
"dead_token_window": 10000000,
|
| 32 |
+
"parent_eligibility_rate": 2e-05,
|
| 33 |
+
"realloc_first_interval": 3000,
|
| 34 |
+
"realloc_growth": 2,
|
| 35 |
+
"realloc_cap": 10000,
|
| 36 |
+
"dead_to_root_frac": 0.5,
|
| 37 |
+
"seed": 0,
|
| 38 |
+
"autocast_bf16": true,
|
| 39 |
+
"gate_before_topk": true
|
| 40 |
+
},
|
| 41 |
+
"n_latents": 32768,
|
| 42 |
+
"layer_starts": [
|
| 43 |
+
0,
|
| 44 |
+
2048,
|
| 45 |
+
6144,
|
| 46 |
+
18432
|
| 47 |
+
],
|
| 48 |
+
"step": 122070,
|
| 49 |
+
"tokens_seen": 499998720,
|
| 50 |
+
"n_dead": 2226,
|
| 51 |
+
"n_root_attached": 10671,
|
| 52 |
+
"events": [
|
| 53 |
+
{
|
| 54 |
+
"kind": "realloc",
|
| 55 |
+
"step": 3000,
|
| 56 |
+
"tokens_seen": 12288000,
|
| 57 |
+
"layers": [
|
| 58 |
+
{
|
| 59 |
+
"layer": 1,
|
| 60 |
+
"n_dead": 3584,
|
| 61 |
+
"n_moved": 3584,
|
| 62 |
+
"n_eligible_parents": 467,
|
| 63 |
+
"k_star_sum": 3840,
|
| 64 |
+
"root_quota": 256,
|
| 65 |
+
"n_to_root": 256
|
| 66 |
+
},
|
| 67 |
+
{
|
| 68 |
+
"layer": 2,
|
| 69 |
+
"n_dead": 11010,
|
| 70 |
+
"n_moved": 11010,
|
| 71 |
+
"n_eligible_parents": 987,
|
| 72 |
+
"k_star_sum": 11520,
|
| 73 |
+
"root_quota": 768,
|
| 74 |
+
"n_to_root": 768
|
| 75 |
+
},
|
| 76 |
+
{
|
| 77 |
+
"layer": 3,
|
| 78 |
+
"n_dead": 13015,
|
| 79 |
+
"n_moved": 13015,
|
| 80 |
+
"n_eligible_parents": 2006,
|
| 81 |
+
"k_star_sum": 13440,
|
| 82 |
+
"root_quota": 896,
|
| 83 |
+
"n_to_root": 896
|
| 84 |
+
}
|
| 85 |
+
]
|
| 86 |
+
},
|
| 87 |
+
{
|
| 88 |
+
"kind": "realloc",
|
| 89 |
+
"step": 9000,
|
| 90 |
+
"tokens_seen": 36864000,
|
| 91 |
+
"layers": [
|
| 92 |
+
{
|
| 93 |
+
"layer": 1,
|
| 94 |
+
"n_dead": 1579,
|
| 95 |
+
"n_moved": 1579,
|
| 96 |
+
"n_eligible_parents": 467,
|
| 97 |
+
"k_star_sum": 3840,
|
| 98 |
+
"root_quota": 256,
|
| 99 |
+
"n_to_root": 1
|
| 100 |
+
},
|
| 101 |
+
{
|
| 102 |
+
"layer": 2,
|
| 103 |
+
"n_dead": 9682,
|
| 104 |
+
"n_moved": 9682,
|
| 105 |
+
"n_eligible_parents": 1780,
|
| 106 |
+
"k_star_sum": 11520,
|
| 107 |
+
"root_quota": 768,
|
| 108 |
+
"n_to_root": 240
|
| 109 |
+
},
|
| 110 |
+
{
|
| 111 |
+
"layer": 3,
|
| 112 |
+
"n_dead": 11879,
|
| 113 |
+
"n_moved": 11879,
|
| 114 |
+
"n_eligible_parents": 3691,
|
| 115 |
+
"k_star_sum": 13440,
|
| 116 |
+
"root_quota": 896,
|
| 117 |
+
"n_to_root": 189
|
| 118 |
+
}
|
| 119 |
+
]
|
| 120 |
+
},
|
| 121 |
+
{
|
| 122 |
+
"kind": "realloc",
|
| 123 |
+
"step": 19000,
|
| 124 |
+
"tokens_seen": 77824000,
|
| 125 |
+
"layers": [
|
| 126 |
+
{
|
| 127 |
+
"layer": 1,
|
| 128 |
+
"n_dead": 35,
|
| 129 |
+
"n_moved": 35,
|
| 130 |
+
"n_eligible_parents": 683,
|
| 131 |
+
"k_star_sum": 3840,
|
| 132 |
+
"root_quota": 256,
|
| 133 |
+
"n_to_root": 0
|
| 134 |
+
},
|
| 135 |
+
{
|
| 136 |
+
"layer": 2,
|
| 137 |
+
"n_dead": 7938,
|
| 138 |
+
"n_moved": 7938,
|
| 139 |
+
"n_eligible_parents": 2864,
|
| 140 |
+
"k_star_sum": 11520,
|
| 141 |
+
"root_quota": 768,
|
| 142 |
+
"n_to_root": 61
|
| 143 |
+
},
|
| 144 |
+
{
|
| 145 |
+
"layer": 3,
|
| 146 |
+
"n_dead": 10447,
|
| 147 |
+
"n_moved": 10447,
|
| 148 |
+
"n_eligible_parents": 5786,
|
| 149 |
+
"k_star_sum": 13440,
|
| 150 |
+
"root_quota": 896,
|
| 151 |
+
"n_to_root": 39
|
| 152 |
+
}
|
| 153 |
+
]
|
| 154 |
+
},
|
| 155 |
+
{
|
| 156 |
+
"kind": "realloc",
|
| 157 |
+
"step": 29000,
|
| 158 |
+
"tokens_seen": 118784000,
|
| 159 |
+
"layers": [
|
| 160 |
+
{
|
| 161 |
+
"layer": 1,
|
| 162 |
+
"n_dead": 13,
|
| 163 |
+
"n_moved": 13,
|
| 164 |
+
"n_eligible_parents": 907,
|
| 165 |
+
"k_star_sum": 3840,
|
| 166 |
+
"root_quota": 256,
|
| 167 |
+
"n_to_root": 0
|
| 168 |
+
},
|
| 169 |
+
{
|
| 170 |
+
"layer": 2,
|
| 171 |
+
"n_dead": 6640,
|
| 172 |
+
"n_moved": 6640,
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]
|
| 502 |
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}
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/export/weights.safetensors
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:be05f1bd5973d2169788d604f6d28839706fad227c78e2a01cd68828bc88caac
|
| 3 |
+
size 603989232
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/interface.py
ADDED
|
@@ -0,0 +1,59 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Interface every trainable hierarchy SAE implements for ``driver.py``.
|
| 2 |
+
|
| 3 |
+
The driver owns: the activation stream (twin recipe: 500M tokens of the
|
| 4 |
+
twin's corpus, batches of 4096 tokens, Gemma-2-2b layer 12), step counting,
|
| 5 |
+
checkpoint/resume on the Modal volume, metric logging, and the final export.
|
| 6 |
+
Everything architecture-specific — losses, optimizer, LR schedule, decoder
|
| 7 |
+
renormalisation, hierarchy updates, reallocation, dead-feature handling —
|
| 8 |
+
lives inside ``step``.
|
| 9 |
+
|
| 10 |
+
Exports are consumed by the benchmark through :class:`ExportedSAE`: a single
|
| 11 |
+
concatenated latent index space (all levels / layers / experts flattened),
|
| 12 |
+
``encode(x) -> (batch, n_latents)`` non-negative activations, and the
|
| 13 |
+
architecture's own ancestor claims ``native_ancestors()`` as
|
| 14 |
+
``{child_index: {ancestor_indices}}`` (direct parents; the benchmark applies
|
| 15 |
+
transitive closure).
|
| 16 |
+
"""
|
| 17 |
+
|
| 18 |
+
from __future__ import annotations
|
| 19 |
+
|
| 20 |
+
from pathlib import Path
|
| 21 |
+
from typing import Any, Protocol
|
| 22 |
+
|
| 23 |
+
import torch
|
| 24 |
+
|
| 25 |
+
|
| 26 |
+
class HierarchyTrainer(Protocol):
|
| 27 |
+
d_in: int
|
| 28 |
+
n_latents: int # size of the flattened latent index space
|
| 29 |
+
|
| 30 |
+
def step(self, x: torch.Tensor, step: int, total_steps: int) -> dict[str, float]:
|
| 31 |
+
"""One optimizer step on a ``(batch, d_in)`` float32 CUDA batch.
|
| 32 |
+
|
| 33 |
+
Returns scalar metrics (must include ``"loss"`` and ``"l0"``, where
|
| 34 |
+
``l0`` is the mean number of active latents per token across the
|
| 35 |
+
whole flattened index space).
|
| 36 |
+
"""
|
| 37 |
+
...
|
| 38 |
+
|
| 39 |
+
def state_dict(self) -> dict[str, Any]: ...
|
| 40 |
+
|
| 41 |
+
def load_state_dict(self, state: dict[str, Any]) -> None: ...
|
| 42 |
+
|
| 43 |
+
def export(self, out_dir: Path) -> None:
|
| 44 |
+
"""Write everything :class:`ExportedSAE` needs to ``out_dir``."""
|
| 45 |
+
...
|
| 46 |
+
|
| 47 |
+
|
| 48 |
+
class ExportedSAE(Protocol):
|
| 49 |
+
n_latents: int
|
| 50 |
+
W_dec: torch.Tensor # (n_latents, d_in) decoder directions (for cosine baselines)
|
| 51 |
+
|
| 52 |
+
@torch.no_grad()
|
| 53 |
+
def encode(self, x: torch.Tensor) -> torch.Tensor: ...
|
| 54 |
+
|
| 55 |
+
def native_ancestors(self) -> dict[int, set[int]]: ...
|
| 56 |
+
|
| 57 |
+
def latent_level(self) -> list[int]:
|
| 58 |
+
"""Level / layer / expert-vs-child tag per flattened latent (for reporting)."""
|
| 59 |
+
...
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/log.jsonl
ADDED
|
The diff for this file is too large to render.
See raw diff
|
|
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/model.py
ADDED
|
@@ -0,0 +1,549 @@
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|
|
|
| 1 |
+
"""Tree SAE trainer for Gemma-2-2b layer 12 (``driver.py --arch tree_sae``).
|
| 2 |
+
|
| 3 |
+
Clean-room port of Cao et al., "Tree SAE: Learning Hierarchical Feature
|
| 4 |
+
Structures in Sparse Autoencoders" (arXiv:2605.07922) to the benchmark's
|
| 5 |
+
``HierarchyTrainer`` / ``ExportedSAE`` interface (``base.py``). Starting point
|
| 6 |
+
was Kirill's synthetic-scale implementation
|
| 7 |
+
(``synth_sae_bench_baseline/.../tree_sae/``); every interpretation of the
|
| 8 |
+
paper and every deviation from that implementation is listed in
|
| 9 |
+
``TREE_SAE_DECISIONS.md`` next to this file.
|
| 10 |
+
|
| 11 |
+
Architecture (one shared dictionary, layer-major feature ids):
|
| 12 |
+
|
| 13 |
+
- ``pre = (x - b) @ W_enc``; ``relu = ReLU(pre)``; independent TopK inside each
|
| 14 |
+
privilege layer's slice (``layer_ks``); recursive parent gate (paper Eq. 6)
|
| 15 |
+
applied AFTER TopK: ``f*_i = f_i * 1[f*_parent(i) > 0]`` (root-attached
|
| 16 |
+
features are ungated);
|
| 17 |
+
- cumulative reconstructions ``xhat_{<=l} = b + sum_{t<=l} gated_t @ W_dec_t``
|
| 18 |
+
(bias added once); loss ``sum_l ||xhat_{<=l} - x||^2`` (Eq. 7, batch mean);
|
| 19 |
+
- per-layer TopK-style auxiliary dead-feature loss (Eq. 8) on the DETACHED
|
| 20 |
+
residual, aux-k 256, alpha_l = 1/128 for all layers (paper's Gemma setting);
|
| 21 |
+
- dynamic allocation (Alg. 1-2): capacity = running sum of the per-example
|
| 22 |
+
primary loss over examples the feature fires on; parent eligibility >= 1
|
| 23 |
+
firing per 50k tokens; dead = no final activation in 10M tokens;
|
| 24 |
+
reallocation events after 3000 steps then interval x2 capped at 10000;
|
| 25 |
+
optional root child quota (paper's Gemma option); all remaining dead
|
| 26 |
+
features moved to ROOT at half the token budget.
|
| 27 |
+
|
| 28 |
+
Flattened latent index = feature index; ``ROOT = -1`` in the allocation
|
| 29 |
+
vector means "no learned parent". Invariant: ``allocation[i] == ROOT`` or
|
| 30 |
+
``allocation[i] < layer_start(layer_of(i))`` (parent strictly earlier layer).
|
| 31 |
+
"""
|
| 32 |
+
|
| 33 |
+
from __future__ import annotations
|
| 34 |
+
|
| 35 |
+
import contextlib
|
| 36 |
+
import heapq
|
| 37 |
+
import json
|
| 38 |
+
from dataclasses import asdict, dataclass, fields
|
| 39 |
+
from pathlib import Path
|
| 40 |
+
from typing import Any
|
| 41 |
+
|
| 42 |
+
import torch
|
| 43 |
+
|
| 44 |
+
ROOT = -1
|
| 45 |
+
_TUPLE_FIELDS = {"layer_widths", "layer_ks", "aux_alphas", "adam_betas"}
|
| 46 |
+
|
| 47 |
+
|
| 48 |
+
@dataclass(frozen=True)
|
| 49 |
+
class TreeSAEConfig:
|
| 50 |
+
d_in: int = 2304
|
| 51 |
+
# Paper 4-layer ratio [1536:3072:9216:10752] scaled to 32768 (twin width).
|
| 52 |
+
layer_widths: tuple[int, ...] = (2048, 4096, 12288, 14336)
|
| 53 |
+
# Paper 4-layer L0=80 row [56, 11, 7, 6] scaled proportionally to 150.
|
| 54 |
+
layer_ks: tuple[int, ...] = (105, 21, 13, 11)
|
| 55 |
+
aux_k: int = 256
|
| 56 |
+
# Paper App. C: alpha_{1,2,3,4} = 1/128 "on other models such as Gemma-2-2b".
|
| 57 |
+
aux_alphas: tuple[float, ...] = (1.0 / 128.0,) * 4
|
| 58 |
+
# Paper App. G Gemma option: a required number of ROOT children per layer,
|
| 59 |
+
# here a fraction of the layer width at every reallocation event; 0 disables.
|
| 60 |
+
root_child_quota_frac: float = 1.0 / 16.0
|
| 61 |
+
lr: float = 1e-4
|
| 62 |
+
adam_betas: tuple[float, float] = (0.9, 0.999)
|
| 63 |
+
adam_eps: float = 1e-8
|
| 64 |
+
dead_token_window: int = 10_000_000
|
| 65 |
+
parent_eligibility_rate: float = 1.0 / 50_000.0
|
| 66 |
+
realloc_first_interval: int = 3000
|
| 67 |
+
realloc_growth: int = 2
|
| 68 |
+
realloc_cap: int = 10_000
|
| 69 |
+
dead_to_root_frac: float = 0.5 # fraction of total_steps for the dead-to-root event
|
| 70 |
+
seed: int = 0
|
| 71 |
+
autocast_bf16: bool = True # bf16 autocast on CUDA (fp32 master weights / Adam state)
|
| 72 |
+
# False (default, ledger #4): per-layer TopK on raw ReLU pre-activations, THEN the parent
|
| 73 |
+
# gate (realized per-layer L0 <= k). True: gate first, TopK among gate-allowed features
|
| 74 |
+
# (realized L0 == k whenever enough allowed features are positive).
|
| 75 |
+
gate_before_topk: bool = False
|
| 76 |
+
|
| 77 |
+
def __post_init__(self) -> None:
|
| 78 |
+
if not (len(self.layer_widths) == len(self.layer_ks) == len(self.aux_alphas)):
|
| 79 |
+
raise ValueError("layer_widths, layer_ks and aux_alphas must have equal length")
|
| 80 |
+
if any(k > w or k < 1 for k, w in zip(self.layer_ks, self.layer_widths, strict=True)):
|
| 81 |
+
raise ValueError("per-layer k must be in [1, layer width]")
|
| 82 |
+
if not 0.0 <= self.root_child_quota_frac < 1.0:
|
| 83 |
+
raise ValueError("root_child_quota_frac must be in [0, 1)")
|
| 84 |
+
|
| 85 |
+
@property
|
| 86 |
+
def n_layers(self) -> int:
|
| 87 |
+
return len(self.layer_widths)
|
| 88 |
+
|
| 89 |
+
@property
|
| 90 |
+
def n_features(self) -> int:
|
| 91 |
+
return sum(self.layer_widths)
|
| 92 |
+
|
| 93 |
+
def layer_starts(self) -> tuple[int, ...]:
|
| 94 |
+
starts = [0]
|
| 95 |
+
for w in self.layer_widths[:-1]:
|
| 96 |
+
starts.append(starts[-1] + w)
|
| 97 |
+
return tuple(starts)
|
| 98 |
+
|
| 99 |
+
def layer_slices(self) -> tuple[slice, ...]:
|
| 100 |
+
return tuple(slice(s, s + w) for s, w in zip(self.layer_starts(), self.layer_widths, strict=True))
|
| 101 |
+
|
| 102 |
+
def root_quota(self, layer: int) -> int:
|
| 103 |
+
if layer == 0:
|
| 104 |
+
return self.layer_widths[0]
|
| 105 |
+
return int(self.root_child_quota_frac * self.layer_widths[layer])
|
| 106 |
+
|
| 107 |
+
def to_dict(self) -> dict[str, Any]:
|
| 108 |
+
return asdict(self)
|
| 109 |
+
|
| 110 |
+
@classmethod
|
| 111 |
+
def from_dict(cls, d: dict[str, Any]) -> TreeSAEConfig:
|
| 112 |
+
known = {f.name for f in fields(cls)}
|
| 113 |
+
unknown = set(d) - known
|
| 114 |
+
if unknown:
|
| 115 |
+
raise ValueError(f"unknown TreeSAEConfig keys: {sorted(unknown)}")
|
| 116 |
+
fixed = {k: (tuple(v) if k in _TUPLE_FIELDS else v) for k, v in d.items()}
|
| 117 |
+
return cls(**fixed)
|
| 118 |
+
|
| 119 |
+
|
| 120 |
+
# ---------------------------------------------------------------------------
|
| 121 |
+
# Functional core (shared by trainer and exported model)
|
| 122 |
+
# ---------------------------------------------------------------------------
|
| 123 |
+
|
| 124 |
+
|
| 125 |
+
def layer_index_vector(cfg: TreeSAEConfig) -> torch.Tensor:
|
| 126 |
+
"""(n,) int64: privilege layer of every feature."""
|
| 127 |
+
return torch.repeat_interleave(
|
| 128 |
+
torch.arange(cfg.n_layers), torch.tensor(cfg.layer_widths, dtype=torch.long)
|
| 129 |
+
)
|
| 130 |
+
|
| 131 |
+
|
| 132 |
+
def verify_allocation(cfg: TreeSAEConfig, allocation: torch.Tensor) -> None:
|
| 133 |
+
starts = torch.tensor(cfg.layer_starts(), dtype=torch.long, device=allocation.device)
|
| 134 |
+
start_of = starts[layer_index_vector(cfg).to(allocation.device)]
|
| 135 |
+
ok = (allocation == ROOT) | ((allocation >= 0) & (allocation < start_of))
|
| 136 |
+
if not bool(ok.all()):
|
| 137 |
+
raise AssertionError("allocation invariant violated: parent not in a strictly earlier layer")
|
| 138 |
+
if not bool((allocation[cfg.layer_slices()[0]] == ROOT).all()):
|
| 139 |
+
raise AssertionError("first-layer features must be ROOT-attached")
|
| 140 |
+
|
| 141 |
+
|
| 142 |
+
def firing_mask(cfg: TreeSAEConfig, relu: torch.Tensor, allocation: torch.Tensor) -> torch.Tensor:
|
| 143 |
+
"""(B, n) bool: per-layer TopK selection AND recursive parent gate (Eq. 6).
|
| 144 |
+
|
| 145 |
+
Default (ledger reading): TopK on the raw pre-activations first, gate second.
|
| 146 |
+
With ``cfg.gate_before_topk`` the TopK runs on the gated candidates instead.
|
| 147 |
+
Layers are processed in ascending order, so every parent's final firing state
|
| 148 |
+
is known when its children are gated. No gradient flows through the mask.
|
| 149 |
+
"""
|
| 150 |
+
with torch.no_grad():
|
| 151 |
+
fires = torch.zeros_like(relu, dtype=torch.bool)
|
| 152 |
+
positive = relu > 0
|
| 153 |
+
for layer, (sl, k) in enumerate(zip(cfg.layer_slices(), cfg.layer_ks, strict=True)):
|
| 154 |
+
allowed = None
|
| 155 |
+
if layer > 0:
|
| 156 |
+
parents = allocation[sl]
|
| 157 |
+
is_root = parents == ROOT
|
| 158 |
+
if not bool(is_root.all()):
|
| 159 |
+
allowed = is_root.unsqueeze(0) | fires[:, parents.clamp(min=0)]
|
| 160 |
+
cand = relu[:, sl]
|
| 161 |
+
if allowed is not None and cfg.gate_before_topk:
|
| 162 |
+
cand = cand * allowed
|
| 163 |
+
_, idx = cand.topk(k, dim=1)
|
| 164 |
+
fires[:, sl].scatter_(1, idx, True)
|
| 165 |
+
fires[:, sl] &= positive[:, sl]
|
| 166 |
+
if allowed is not None:
|
| 167 |
+
fires[:, sl] &= allowed
|
| 168 |
+
return fires
|
| 169 |
+
|
| 170 |
+
|
| 171 |
+
def cumulative_reconstructions(
|
| 172 |
+
cfg: TreeSAEConfig, gated: torch.Tensor, W_dec: torch.Tensor, b: torch.Tensor
|
| 173 |
+
) -> list[torch.Tensor]:
|
| 174 |
+
"""``xhat_{<=l} = b + sum_{t<=l} gated_t @ W_dec_t`` for every layer l."""
|
| 175 |
+
out: list[torch.Tensor] = []
|
| 176 |
+
running = b.unsqueeze(0)
|
| 177 |
+
for sl in cfg.layer_slices():
|
| 178 |
+
running = running + gated[:, sl] @ W_dec[sl]
|
| 179 |
+
out.append(running)
|
| 180 |
+
return out
|
| 181 |
+
|
| 182 |
+
|
| 183 |
+
def greedy_optimal_counts(capacities: list[float], eligible: list[bool], n_children: int) -> list[int]:
|
| 184 |
+
"""Paper Algorithm 1 (heap greedy max-min payoff). Ties -> smaller id."""
|
| 185 |
+
m = len(capacities)
|
| 186 |
+
k_star = [0] * m
|
| 187 |
+
heap = [(-capacities[p], p) for p in range(m) if eligible[p]]
|
| 188 |
+
if not heap or n_children <= 0:
|
| 189 |
+
return k_star
|
| 190 |
+
heapq.heapify(heap)
|
| 191 |
+
assigned = 0
|
| 192 |
+
while heap and assigned < n_children:
|
| 193 |
+
_, p = heapq.heappop(heap)
|
| 194 |
+
k_star[p] += 1
|
| 195 |
+
heapq.heappush(heap, (-capacities[p] / (k_star[p] + 1), p))
|
| 196 |
+
assigned += 1
|
| 197 |
+
return k_star
|
| 198 |
+
|
| 199 |
+
|
| 200 |
+
# ---------------------------------------------------------------------------
|
| 201 |
+
# Trainer
|
| 202 |
+
# ---------------------------------------------------------------------------
|
| 203 |
+
|
| 204 |
+
|
| 205 |
+
class TreeSAETrainer:
|
| 206 |
+
def __init__(self, cfg: TreeSAEConfig, device: str | torch.device = "cuda") -> None:
|
| 207 |
+
self.cfg = cfg
|
| 208 |
+
self.device = torch.device(device)
|
| 209 |
+
self.d_in = cfg.d_in
|
| 210 |
+
self.n_latents = cfg.n_features
|
| 211 |
+
self.gen = torch.Generator(device="cpu").manual_seed(cfg.seed)
|
| 212 |
+
n, d = cfg.n_features, cfg.d_in
|
| 213 |
+
|
| 214 |
+
# kaiming-uniform bound for fan_in=d (a=0): sqrt(6/d); rows unit-norm; tied encoder.
|
| 215 |
+
w_dec = torch.empty(n, d, dtype=torch.float32).uniform_(-((6.0 / d) ** 0.5), (6.0 / d) ** 0.5, generator=self.gen)
|
| 216 |
+
w_dec /= w_dec.norm(dim=1, keepdim=True)
|
| 217 |
+
self.W_dec = torch.nn.Parameter(w_dec.to(self.device))
|
| 218 |
+
self.W_enc = torch.nn.Parameter(w_dec.T.contiguous().to(self.device))
|
| 219 |
+
self.b = torch.nn.Parameter(torch.zeros(d, dtype=torch.float32, device=self.device))
|
| 220 |
+
self.optimizer = torch.optim.Adam(
|
| 221 |
+
[self.W_enc, self.W_dec, self.b], lr=cfg.lr, betas=cfg.adam_betas, eps=cfg.adam_eps
|
| 222 |
+
)
|
| 223 |
+
|
| 224 |
+
# Allocation state (all on device, vectorised per-step bookkeeping).
|
| 225 |
+
alloc = torch.full((n,), ROOT, dtype=torch.long)
|
| 226 |
+
for sl in cfg.layer_slices()[1:]:
|
| 227 |
+
alloc[sl] = torch.randint(0, sl.start, (sl.stop - sl.start,), generator=self.gen)
|
| 228 |
+
self.allocation = alloc.to(self.device)
|
| 229 |
+
self.capacity = torch.zeros(n, dtype=torch.float64, device=self.device)
|
| 230 |
+
self.fire_count = torch.zeros(n, dtype=torch.long, device=self.device)
|
| 231 |
+
self.last_fire = torch.full((n,), -1, dtype=torch.long, device=self.device)
|
| 232 |
+
self.tokens_seen = 0
|
| 233 |
+
self.step_count = 0
|
| 234 |
+
self.realloc_interval = cfg.realloc_first_interval
|
| 235 |
+
self.next_realloc_step = cfg.realloc_first_interval
|
| 236 |
+
self.dead_to_root_done = False
|
| 237 |
+
self.events: list[dict[str, Any]] = []
|
| 238 |
+
|
| 239 |
+
self._layer_index = layer_index_vector(cfg).to(self.device)
|
| 240 |
+
self._first_layer = self._layer_index == 0
|
| 241 |
+
self._use_autocast = bool(cfg.autocast_bf16) and self.device.type == "cuda"
|
| 242 |
+
verify_allocation(cfg, self.allocation)
|
| 243 |
+
|
| 244 |
+
# ------------------------------------------------------------------ misc
|
| 245 |
+
def config_dict(self) -> dict[str, Any]:
|
| 246 |
+
return {**self.cfg.to_dict(), "n_latents": self.n_latents, "layer_starts": list(self.cfg.layer_starts())}
|
| 247 |
+
|
| 248 |
+
def _autocast(self):
|
| 249 |
+
if self._use_autocast:
|
| 250 |
+
return torch.autocast("cuda", dtype=torch.bfloat16)
|
| 251 |
+
return contextlib.nullcontext()
|
| 252 |
+
|
| 253 |
+
# ------------------------------------------------------------ statistics
|
| 254 |
+
def dead_mask(self) -> torch.Tensor:
|
| 255 |
+
"""(n,) bool: no positive final activation in the last ``dead_token_window`` tokens."""
|
| 256 |
+
if self.tokens_seen < self.cfg.dead_token_window:
|
| 257 |
+
return torch.zeros(self.n_latents, dtype=torch.bool, device=self.device)
|
| 258 |
+
return (self.tokens_seen - self.last_fire) >= self.cfg.dead_token_window
|
| 259 |
+
|
| 260 |
+
def eligible_parent_mask(self) -> torch.Tensor:
|
| 261 |
+
"""(n,) bool: firing rate >= parent_eligibility_rate (running, from start)."""
|
| 262 |
+
if self.tokens_seen == 0:
|
| 263 |
+
return torch.zeros(self.n_latents, dtype=torch.bool, device=self.device)
|
| 264 |
+
return self.fire_count.double() / float(self.tokens_seen) >= self.cfg.parent_eligibility_rate
|
| 265 |
+
|
| 266 |
+
# --------------------------------------------------------------- forward
|
| 267 |
+
def _forward(self, x: torch.Tensor):
|
| 268 |
+
"""Returns (relu, fires, cumulative, per_example_loss)."""
|
| 269 |
+
with self._autocast():
|
| 270 |
+
relu = torch.relu((x - self.b) @ self.W_enc)
|
| 271 |
+
fires = firing_mask(self.cfg, relu, self.allocation)
|
| 272 |
+
gated = relu * fires
|
| 273 |
+
cumulative = cumulative_reconstructions(self.cfg, gated, self.W_dec, self.b)
|
| 274 |
+
per_example = torch.stack([((c.float() - x) ** 2).sum(dim=1) for c in cumulative], dim=0).sum(dim=0)
|
| 275 |
+
return relu, fires, cumulative, per_example
|
| 276 |
+
|
| 277 |
+
def _aux_loss(self, x: torch.Tensor, relu: torch.Tensor, cumulative: list[torch.Tensor], dead: torch.Tensor) -> torch.Tensor:
|
| 278 |
+
"""Per-layer TopK-style aux loss (Eq. 8): top aux_k dead features of layer l (by
|
| 279 |
+
ungated ReLU pre-activation) reconstruct the detached residual x - xhat_{<=l}."""
|
| 280 |
+
total = x.new_zeros(())
|
| 281 |
+
for l, (sl, alpha) in enumerate(zip(self.cfg.layer_slices(), self.cfg.aux_alphas, strict=True)):
|
| 282 |
+
if alpha == 0.0:
|
| 283 |
+
continue
|
| 284 |
+
dead_ids = torch.nonzero(dead[sl], as_tuple=True)[0] + sl.start
|
| 285 |
+
n_dead = int(dead_ids.numel())
|
| 286 |
+
if n_dead == 0:
|
| 287 |
+
continue
|
| 288 |
+
with self._autocast():
|
| 289 |
+
dead_acts = relu[:, dead_ids]
|
| 290 |
+
vals, idx = dead_acts.topk(min(self.cfg.aux_k, n_dead), dim=1)
|
| 291 |
+
picked = torch.zeros_like(dead_acts).scatter_(1, idx, vals)
|
| 292 |
+
e_hat = picked @ self.W_dec[dead_ids]
|
| 293 |
+
resid = (x - cumulative[l].float()).detach()
|
| 294 |
+
total = total + alpha * ((e_hat.float() - resid) ** 2).sum(dim=1).mean()
|
| 295 |
+
return total
|
| 296 |
+
|
| 297 |
+
@torch.no_grad()
|
| 298 |
+
def encode(self, x: torch.Tensor) -> torch.Tensor:
|
| 299 |
+
"""Final gated activations (fp32, no autocast) for raw residual activations."""
|
| 300 |
+
x = x.to(self.device, torch.float32)
|
| 301 |
+
relu = torch.relu((x - self.b) @ self.W_enc)
|
| 302 |
+
return relu * firing_mask(self.cfg, relu, self.allocation)
|
| 303 |
+
|
| 304 |
+
# ------------------------------------------------------------------ step
|
| 305 |
+
def step(self, x: torch.Tensor, step: int, total_steps: int) -> dict[str, float]:
|
| 306 |
+
cfg = self.cfg
|
| 307 |
+
x = x.to(self.device, torch.float32)
|
| 308 |
+
B = x.shape[0]
|
| 309 |
+
dead = self.dead_mask()
|
| 310 |
+
|
| 311 |
+
relu, fires, cumulative, per_example = self._forward(x)
|
| 312 |
+
recon_loss = per_example.mean()
|
| 313 |
+
aux_loss = self._aux_loss(x, relu, cumulative, dead)
|
| 314 |
+
loss = recon_loss + aux_loss
|
| 315 |
+
|
| 316 |
+
self.optimizer.zero_grad(set_to_none=True)
|
| 317 |
+
loss.backward()
|
| 318 |
+
self._project_decoder_grads()
|
| 319 |
+
self.optimizer.step()
|
| 320 |
+
self._renormalize_decoder()
|
| 321 |
+
|
| 322 |
+
with torch.no_grad():
|
| 323 |
+
per_feature = fires.sum(dim=0) # (n,) int64
|
| 324 |
+
inc = per_example.detach() @ fires.to(torch.float32) # (n,) fp32 batch increment
|
| 325 |
+
self.capacity += inc.double()
|
| 326 |
+
self.fire_count += per_feature
|
| 327 |
+
fired = per_feature > 0
|
| 328 |
+
self.last_fire = torch.where(fired, torch.full_like(self.last_fire, self.tokens_seen + B), self.last_fire)
|
| 329 |
+
self.tokens_seen += B
|
| 330 |
+
self.step_count = step + 1
|
| 331 |
+
|
| 332 |
+
n_dead = dead.sum()
|
| 333 |
+
n_root = (self.allocation == ROOT).sum() - int(cfg.layer_widths[0])
|
| 334 |
+
layer_l0 = torch.stack([per_feature[sl].sum() for sl in cfg.layer_slices()]).double() / B
|
| 335 |
+
mse = ((cumulative[-1].float() - x) ** 2).mean()
|
| 336 |
+
scalars = torch.stack([
|
| 337 |
+
loss.detach().double(), recon_loss.detach().double(), aux_loss.detach().double(),
|
| 338 |
+
mse.double(), n_dead.double(), n_root.double(), per_feature.sum().double() / B,
|
| 339 |
+
]).tolist()
|
| 340 |
+
layer_l0 = layer_l0.tolist()
|
| 341 |
+
|
| 342 |
+
# --- allocation events (post-step, 1-based step count) ---
|
| 343 |
+
count = step + 1
|
| 344 |
+
if count == self.next_realloc_step:
|
| 345 |
+
self.reallocate()
|
| 346 |
+
self.realloc_interval = min(self.realloc_interval * cfg.realloc_growth, cfg.realloc_cap)
|
| 347 |
+
self.next_realloc_step = count + self.realloc_interval
|
| 348 |
+
if not self.dead_to_root_done and count >= int(cfg.dead_to_root_frac * total_steps):
|
| 349 |
+
self.move_dead_to_root()
|
| 350 |
+
|
| 351 |
+
metrics = {
|
| 352 |
+
"loss": scalars[0], "recon_loss": scalars[1], "aux_loss": scalars[2], "mse": scalars[3],
|
| 353 |
+
"n_dead": scalars[4], "frac_dead": scalars[4] / self.n_latents,
|
| 354 |
+
"n_root_attached": scalars[5], "l0": scalars[6],
|
| 355 |
+
"n_realloc_events": float(sum(e["kind"] == "realloc" for e in self.events)),
|
| 356 |
+
"dead_to_root_done": float(self.dead_to_root_done),
|
| 357 |
+
}
|
| 358 |
+
for l, v in enumerate(layer_l0):
|
| 359 |
+
metrics[f"l0_layer{l}"] = v
|
| 360 |
+
return metrics
|
| 361 |
+
|
| 362 |
+
@torch.no_grad()
|
| 363 |
+
def _project_decoder_grads(self) -> None:
|
| 364 |
+
g = self.W_dec.grad
|
| 365 |
+
if g is None:
|
| 366 |
+
return
|
| 367 |
+
rows = self.W_dec / self.W_dec.norm(dim=1, keepdim=True)
|
| 368 |
+
g -= (g * rows).sum(dim=1, keepdim=True) * rows
|
| 369 |
+
|
| 370 |
+
@torch.no_grad()
|
| 371 |
+
def _renormalize_decoder(self) -> None:
|
| 372 |
+
self.W_dec.data /= self.W_dec.data.norm(dim=1, keepdim=True)
|
| 373 |
+
|
| 374 |
+
# ------------------------------------------------------------ allocation
|
| 375 |
+
@torch.no_grad()
|
| 376 |
+
def reallocate(self) -> dict[str, Any]:
|
| 377 |
+
"""One reallocation event (Alg. 2): per layer compute k* (Alg. 1) over all earlier
|
| 378 |
+
features, then first-fit the layer's DEAD children into parents whose live-child
|
| 379 |
+
count is below k* (ROOT quota slots first, then eligible parents in ascending id).
|
| 380 |
+
Live edges are never modified; unplaceable dead children keep their parent."""
|
| 381 |
+
cfg = self.cfg
|
| 382 |
+
dead = self.dead_mask().cpu()
|
| 383 |
+
eligible = self.eligible_parent_mask().cpu()
|
| 384 |
+
cap = self.capacity.cpu()
|
| 385 |
+
alloc = self.allocation.cpu().clone()
|
| 386 |
+
event: dict[str, Any] = {"kind": "realloc", "step": self.step_count, "tokens_seen": self.tokens_seen, "layers": []}
|
| 387 |
+
for layer, sl in enumerate(cfg.layer_slices()):
|
| 388 |
+
if layer == 0:
|
| 389 |
+
continue
|
| 390 |
+
m, width = sl.start, sl.stop - sl.start
|
| 391 |
+
quota = cfg.root_quota(layer)
|
| 392 |
+
k_star = torch.tensor(
|
| 393 |
+
greedy_optimal_counts(cap[:m].tolist(), eligible[:m].tolist(), width - quota), dtype=torch.long
|
| 394 |
+
)
|
| 395 |
+
children, child_dead = alloc[sl], dead[sl]
|
| 396 |
+
live_learned = children[(children != ROOT) & ~child_dead]
|
| 397 |
+
live_counts = torch.bincount(live_learned, minlength=m)
|
| 398 |
+
live_root = int(((children == ROOT) & ~child_dead).sum())
|
| 399 |
+
deficit = (k_star - live_counts).clamp(min=0) * eligible[:m].long()
|
| 400 |
+
parent_seq = torch.cat([
|
| 401 |
+
torch.full((max(quota - live_root, 0),), ROOT, dtype=torch.long),
|
| 402 |
+
torch.repeat_interleave(torch.arange(m), deficit),
|
| 403 |
+
])
|
| 404 |
+
dead_children = torch.nonzero(child_dead, as_tuple=True)[0] + sl.start # ascending ids
|
| 405 |
+
n_assign = min(int(dead_children.numel()), int(parent_seq.numel()))
|
| 406 |
+
if n_assign > 0:
|
| 407 |
+
alloc[dead_children[:n_assign]] = parent_seq[:n_assign]
|
| 408 |
+
event["layers"].append({
|
| 409 |
+
"layer": layer, "n_dead": int(dead_children.numel()), "n_moved": n_assign,
|
| 410 |
+
"n_eligible_parents": int(eligible[:m].sum()), "k_star_sum": int(k_star.sum()),
|
| 411 |
+
"root_quota": quota, "n_to_root": int((parent_seq[:n_assign] == ROOT).sum()),
|
| 412 |
+
})
|
| 413 |
+
verify_allocation(cfg, alloc)
|
| 414 |
+
self.allocation = alloc.to(self.device)
|
| 415 |
+
self.events.append(event)
|
| 416 |
+
return event
|
| 417 |
+
|
| 418 |
+
@torch.no_grad()
|
| 419 |
+
def move_dead_to_root(self) -> int:
|
| 420 |
+
movable = self.dead_mask() & ~self._first_layer
|
| 421 |
+
self.allocation = torch.where(movable, torch.full_like(self.allocation, ROOT), self.allocation)
|
| 422 |
+
self.dead_to_root_done = True
|
| 423 |
+
verify_allocation(self.cfg, self.allocation)
|
| 424 |
+
moved = int(movable.sum())
|
| 425 |
+
self.events.append({"kind": "dead_to_root", "step": self.step_count, "tokens_seen": self.tokens_seen, "n_moved": moved})
|
| 426 |
+
return moved
|
| 427 |
+
|
| 428 |
+
# ------------------------------------------------------------ checkpoint
|
| 429 |
+
def state_dict(self) -> dict[str, Any]:
|
| 430 |
+
return {
|
| 431 |
+
"config": self.cfg.to_dict(),
|
| 432 |
+
"model": {"W_enc": self.W_enc.detach().clone(), "W_dec": self.W_dec.detach().clone(), "b": self.b.detach().clone()},
|
| 433 |
+
"optimizer": _clone_tree(self.optimizer.state_dict()),
|
| 434 |
+
"allocation": {
|
| 435 |
+
"allocation": self.allocation.clone(), "capacity": self.capacity.clone(),
|
| 436 |
+
"fire_count": self.fire_count.clone(), "last_fire": self.last_fire.clone(),
|
| 437 |
+
"tokens_seen": self.tokens_seen, "realloc_interval": self.realloc_interval,
|
| 438 |
+
"next_realloc_step": self.next_realloc_step, "dead_to_root_done": self.dead_to_root_done,
|
| 439 |
+
"events": list(self.events),
|
| 440 |
+
},
|
| 441 |
+
"generator": self.gen.get_state().clone(),
|
| 442 |
+
"step": self.step_count,
|
| 443 |
+
}
|
| 444 |
+
|
| 445 |
+
def load_state_dict(self, state: dict[str, Any]) -> None:
|
| 446 |
+
with torch.no_grad():
|
| 447 |
+
self.W_enc.copy_(state["model"]["W_enc"])
|
| 448 |
+
self.W_dec.copy_(state["model"]["W_dec"])
|
| 449 |
+
self.b.copy_(state["model"]["b"])
|
| 450 |
+
self.optimizer.load_state_dict(_clone_tree(state["optimizer"]))
|
| 451 |
+
a = state["allocation"]
|
| 452 |
+
self.allocation = a["allocation"].to(self.device, torch.long)
|
| 453 |
+
self.capacity = a["capacity"].to(self.device, torch.float64)
|
| 454 |
+
self.fire_count = a["fire_count"].to(self.device, torch.long)
|
| 455 |
+
self.last_fire = a["last_fire"].to(self.device, torch.long)
|
| 456 |
+
self.tokens_seen = int(a["tokens_seen"])
|
| 457 |
+
self.realloc_interval = int(a["realloc_interval"])
|
| 458 |
+
self.next_realloc_step = int(a["next_realloc_step"])
|
| 459 |
+
self.dead_to_root_done = bool(a["dead_to_root_done"])
|
| 460 |
+
self.events = list(a["events"])
|
| 461 |
+
self.gen.set_state(state["generator"].cpu())
|
| 462 |
+
self.step_count = int(state["step"])
|
| 463 |
+
verify_allocation(self.cfg, self.allocation)
|
| 464 |
+
|
| 465 |
+
# ---------------------------------------------------------------- export
|
| 466 |
+
def export(self, out_dir: Path) -> None:
|
| 467 |
+
from safetensors.torch import save_file
|
| 468 |
+
|
| 469 |
+
out_dir = Path(out_dir)
|
| 470 |
+
out_dir.mkdir(parents=True, exist_ok=True)
|
| 471 |
+
save_file(
|
| 472 |
+
{"W_enc": self.W_enc.detach().cpu().contiguous(), "W_dec": self.W_dec.detach().cpu().contiguous(), "b": self.b.detach().cpu()},
|
| 473 |
+
str(out_dir / "weights.safetensors"),
|
| 474 |
+
)
|
| 475 |
+
dead = self.dead_mask()
|
| 476 |
+
(out_dir / "allocation.json").write_text(json.dumps({
|
| 477 |
+
"parent": self.allocation.cpu().tolist(),
|
| 478 |
+
"layer": self._layer_index.cpu().tolist(),
|
| 479 |
+
"dead": dead.cpu().tolist(),
|
| 480 |
+
}))
|
| 481 |
+
(out_dir / "config.json").write_text(json.dumps({
|
| 482 |
+
"arch": "tree_sae", "config": self.cfg.to_dict(), "n_latents": self.n_latents,
|
| 483 |
+
"layer_starts": list(self.cfg.layer_starts()), "step": self.step_count,
|
| 484 |
+
"tokens_seen": self.tokens_seen, "n_dead": int(dead.sum()),
|
| 485 |
+
"n_root_attached": int((self.allocation == ROOT).sum()) - int(self.cfg.layer_widths[0]),
|
| 486 |
+
"events": self.events,
|
| 487 |
+
}, indent=1))
|
| 488 |
+
|
| 489 |
+
|
| 490 |
+
def _clone_tree(obj: Any) -> Any:
|
| 491 |
+
if isinstance(obj, torch.Tensor):
|
| 492 |
+
return obj.clone()
|
| 493 |
+
if isinstance(obj, dict):
|
| 494 |
+
return {k: _clone_tree(v) for k, v in obj.items()}
|
| 495 |
+
if isinstance(obj, list):
|
| 496 |
+
return [_clone_tree(v) for v in obj]
|
| 497 |
+
if isinstance(obj, tuple):
|
| 498 |
+
return tuple(_clone_tree(v) for v in obj)
|
| 499 |
+
return obj
|
| 500 |
+
|
| 501 |
+
|
| 502 |
+
def build_trainer(d_in: int, overrides: dict, device: str = "cuda") -> TreeSAETrainer:
|
| 503 |
+
cfg = TreeSAEConfig.from_dict({**dict(overrides), "d_in": d_in})
|
| 504 |
+
return TreeSAETrainer(cfg, device=device)
|
| 505 |
+
|
| 506 |
+
|
| 507 |
+
# ---------------------------------------------------------------------------
|
| 508 |
+
# Exported model
|
| 509 |
+
# ---------------------------------------------------------------------------
|
| 510 |
+
|
| 511 |
+
|
| 512 |
+
class ExportedTreeSAE:
|
| 513 |
+
def __init__(self, cfg: TreeSAEConfig, W_enc: torch.Tensor, W_dec: torch.Tensor, b: torch.Tensor, allocation: torch.Tensor, device) -> None:
|
| 514 |
+
self.cfg = cfg
|
| 515 |
+
self.device = torch.device(device)
|
| 516 |
+
self.n_latents = cfg.n_features
|
| 517 |
+
self.W_enc = W_enc.to(self.device, torch.float32)
|
| 518 |
+
self.W_dec = W_dec.to(self.device, torch.float32)
|
| 519 |
+
self.b = b.to(self.device, torch.float32)
|
| 520 |
+
self.allocation = allocation.to(self.device, torch.long)
|
| 521 |
+
verify_allocation(cfg, self.allocation)
|
| 522 |
+
|
| 523 |
+
@torch.no_grad()
|
| 524 |
+
def encode(self, x: torch.Tensor) -> torch.Tensor:
|
| 525 |
+
x = x.to(self.device, torch.float32)
|
| 526 |
+
relu = torch.relu((x - self.b) @ self.W_enc)
|
| 527 |
+
return relu * firing_mask(self.cfg, relu, self.allocation)
|
| 528 |
+
|
| 529 |
+
@torch.no_grad()
|
| 530 |
+
def decode(self, acts: torch.Tensor) -> torch.Tensor:
|
| 531 |
+
return acts.to(self.device, torch.float32) @ self.W_dec + self.b
|
| 532 |
+
|
| 533 |
+
def native_ancestors(self) -> dict[int, set[int]]:
|
| 534 |
+
alloc = self.allocation.cpu().tolist()
|
| 535 |
+
return {child: {parent} for child, parent in enumerate(alloc) if parent != ROOT}
|
| 536 |
+
|
| 537 |
+
def latent_level(self) -> list[int]:
|
| 538 |
+
return layer_index_vector(self.cfg).tolist()
|
| 539 |
+
|
| 540 |
+
|
| 541 |
+
def load_exported(export_dir: Path, device: str = "cuda") -> ExportedTreeSAE:
|
| 542 |
+
from safetensors.torch import load_file
|
| 543 |
+
|
| 544 |
+
export_dir = Path(export_dir)
|
| 545 |
+
meta = json.loads((export_dir / "config.json").read_text())
|
| 546 |
+
cfg = TreeSAEConfig.from_dict(meta["config"])
|
| 547 |
+
weights = load_file(str(export_dir / "weights.safetensors"))
|
| 548 |
+
alloc = torch.tensor(json.loads((export_dir / "allocation.json").read_text())["parent"], dtype=torch.long)
|
| 549 |
+
return ExportedTreeSAE(cfg, weights["W_enc"], weights["W_dec"], weights["b"], alloc, device)
|
gemma-2-2b/layer-12/tree_sae/tree_sae_32k_k5_seed0/summary.json
ADDED
|
@@ -0,0 +1,13 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"run_name": "tree_sae_32k_k5_seed0",
|
| 3 |
+
"arch": "tree_sae",
|
| 4 |
+
"steps": 122070,
|
| 5 |
+
"tokens": 499998720,
|
| 6 |
+
"seconds": 33316.1808950901,
|
| 7 |
+
"export": "/vol/train/tree_sae_32k_k5_seed0/export",
|
| 8 |
+
"group": [
|
| 9 |
+
"hsae_32k_k5_seed0",
|
| 10 |
+
"tree_sae_32k_k5_seed0",
|
| 11 |
+
"hsae_forest_32k_k5_seed0"
|
| 12 |
+
]
|
| 13 |
+
}
|