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| """Scoring for typed extraction. | |
| A prediction for one field is ``{"value": ..., "confidence": c, "p_null": p}``: | |
| ``value`` None (an empty list for lists) means "not in the state", ``confidence`` | |
| is the predictor's probability that the answer it returned -- value or null -- | |
| is correct, and ``p_null`` its probability that the field is absent. | |
| Every field gets an exact score in {0, 1} (lists: exact set match) plus a | |
| partial score (text: token F1; lists: multiset F1). Three things are reported | |
| separately because a single blended number hides them: | |
| * **hallucination rate** -- on fields whose gold is null, the share answered | |
| with a value anyway. This is the safety number for an extractor. | |
| * **miss rate** -- on fields with a value, the share answered null. | |
| * **accuracy at 90% coverage** -- answer only the 90% most confident fields; | |
| extraction products tell users to route on confidence, so it has to mean | |
| something. | |
| numpy only, so the scorer is testable without a model. | |
| """ | |
| from __future__ import annotations | |
| import datetime as dt | |
| import math | |
| import re | |
| import string | |
| from collections import Counter, defaultdict | |
| from typing import Any, Dict, Iterable, List, Mapping, Optional, Sequence, Tuple | |
| import numpy as np | |
| from .schema import (DATE, DATETIME, DURATION, LIST, NUMBER, TEXT, TIME, Case, | |
| Field, Gold) | |
| REL_TOL = 1e-3 | |
| # ---------------------------------------------------------------- normalisers | |
| _ARTICLES = re.compile(r"\b(a|an|the)\b", re.UNICODE) | |
| _PUNCT = set(string.punctuation) | |
| def norm_text(s: str) -> str: | |
| """SQuAD's answer normalisation: lower, no punctuation/articles, one space.""" | |
| s = "".join(ch for ch in s.lower() if ch not in _PUNCT) | |
| return " ".join(_ARTICLES.sub(" ", s).split()) | |
| def token_f1(pred: str, gold: str) -> float: | |
| p, g = norm_text(pred).split(), norm_text(gold).split() | |
| if not p or not g: | |
| return float(p == g) | |
| common = sum((Counter(p) & Counter(g)).values()) | |
| if common == 0: | |
| return 0.0 | |
| prec, rec = common / len(p), common / len(g) | |
| return 2 * prec * rec / (prec + rec) | |
| def _num(v: Any) -> Optional[float]: | |
| if isinstance(v, bool): | |
| return None | |
| if isinstance(v, (int, float)): | |
| return float(v) | |
| return None | |
| def same_number(p: Any, g: Any, decimals: Optional[int] = None) -> bool: | |
| a, b = _num(p), _num(g) | |
| if a is None or b is None: | |
| return False | |
| if decimals is not None: | |
| return round(a, decimals) == round(b, decimals) | |
| return math.isclose(a, b, rel_tol=REL_TOL, abs_tol=1e-9) | |
| def same_temporal(t: str, p: Any, g: Any) -> bool: | |
| if not isinstance(p, str) or not isinstance(g, str): | |
| return False | |
| try: | |
| if t == DATE: | |
| return dt.date.fromisoformat(p) == dt.date.fromisoformat(g) | |
| if t == TIME: | |
| return dt.time.fromisoformat(p) == dt.time.fromisoformat(g) | |
| return dt.datetime.fromisoformat(p) == dt.datetime.fromisoformat(g) | |
| except ValueError: | |
| return False | |
| def same_scalar(t: str, p: Any, g: Any, options: Mapping[str, Any]) -> bool: | |
| if t == TEXT: | |
| return isinstance(p, str) and norm_text(p) == norm_text(g) | |
| if t in (NUMBER, DURATION): | |
| return same_number(p, g, options.get("decimals")) | |
| if t in (DATE, TIME, DATETIME): | |
| return same_temporal(t, p, g) | |
| return False | |
| def _is_null(v: Any) -> bool: | |
| return v is None or v == [] | |
| # ---------------------------------------------------------------- one field | |
| def score_field(f: Field, gold: Gold, value: Any) -> Tuple[float, float]: | |
| """(exact, partial) for one predicted value against the gold.""" | |
| if gold.null or _is_null(value): | |
| s = float(gold.null and _is_null(value)) | |
| return s, s | |
| if f.type == LIST: | |
| if not isinstance(value, list): | |
| return 0.0, 0.0 | |
| best = max((_list_f1(f, value, g) for g in gold.accepted() if g), default=0.0) | |
| return float(best >= 1.0 - 1e-9), best | |
| exact = any(same_scalar(f.type, value, g, f.options) for g in gold.accepted()) | |
| partial = float(exact) | |
| if f.type == TEXT and isinstance(value, str): | |
| partial = max(token_f1(value, g) for g in gold.accepted()) | |
| return float(exact), partial | |
| #: A text list item matches a gold item at this token Jaccard or above -- CUAD's own | |
| #: convention. List gold is often whole clauses (CUAD, citations), and exact clause | |
| #: boundaries are not what extraction is about. | |
| LIST_TEXT_JACCARD = 0.5 | |
| def _jaccard(a: str, b: str) -> float: | |
| x, y = set(norm_text(a).split()), set(norm_text(b).split()) | |
| return len(x & y) / len(x | y) if x | y else 1.0 | |
| def _item_match(t: str, p: Any, g: Any, options: Mapping[str, Any]) -> bool: | |
| if t == TEXT and isinstance(p, str) and isinstance(g, str): | |
| return norm_text(p) == norm_text(g) or _jaccard(p, g) >= LIST_TEXT_JACCARD | |
| return same_scalar(t, p, g, options) | |
| def _list_f1(f: Field, pred: Sequence[Any], gold: Sequence[Any]) -> float: | |
| t = f.item_type | |
| unmatched = list(gold) | |
| hit = 0 | |
| for p in pred: | |
| for i, g in enumerate(unmatched): | |
| if _item_match(t, p, g, f.options): | |
| hit += 1 | |
| unmatched.pop(i) | |
| break | |
| if hit == 0: | |
| return 0.0 | |
| prec, rec = hit / len(pred), hit / len(gold) | |
| return 2 * prec * rec / (prec + rec) | |
| # ---------------------------------------------------------------- aggregate | |
| def score_cases(cases: Sequence[Case], preds: Sequence[Mapping[str, Mapping[str, Any]]] | |
| ) -> Dict[str, Any]: | |
| rows: List[Dict[str, Any]] = [] | |
| for case, pred in zip(cases, preds): | |
| for name, f in case.fields.items(): | |
| g = case.gold[name] | |
| p = pred.get(name) or {} | |
| value = p.get("value") | |
| exact, partial = score_field(f, g, value) | |
| rows.append({ | |
| "case": case.id, "family": case.family, "type": f.type, | |
| "gold_null": g.null, "pred_null": _is_null(value), "source": g.source, | |
| "exact": exact, "partial": partial, | |
| "confidence": p.get("confidence"), "p_null": p.get("p_null")}) | |
| return summarise(rows) | |
| def summarise(rows: Sequence[Mapping[str, Any]]) -> Dict[str, Any]: | |
| if not rows: | |
| return {"fields": 0} | |
| exact = np.array([r["exact"] for r in rows]) | |
| out: Dict[str, Any] = {"fields": len(rows), "cases": len({r["case"] for r in rows}), | |
| "exact": float(exact.mean()), | |
| "partial": float(np.mean([r["partial"] for r in rows]))} | |
| by_type: Dict[str, List[float]] = defaultdict(list) | |
| for r in rows: | |
| by_type[r["type"]].append(r["exact"]) | |
| out["by_type"] = {t: {"n": len(v), "exact": float(np.mean(v))} for t, v in sorted(by_type.items())} | |
| out["macro_exact"] = float(np.mean([v["exact"] for v in out["by_type"].values()])) | |
| by_family: Dict[str, List[Mapping[str, Any]]] = defaultdict(list) | |
| for r in rows: | |
| by_family[r["family"]].append(r) | |
| out["by_family"] = {k: _family(v) for k, v in sorted(by_family.items())} | |
| # Families differ ~10x in field count (CUAD asks 41 clauses per contract), so the | |
| # headline averages families rather than fields. | |
| out["macro_family_exact"] = float(np.mean([v["exact"] for v in out["by_family"].values()])) | |
| present = [v["exact_present"] for v in out["by_family"].values() if v.get("exact_present") is not None] | |
| out["macro_family_exact_present"] = float(np.mean(present)) if present else None | |
| by_source: Dict[str, List[float]] = defaultdict(list) | |
| for r in rows: | |
| if not r["gold_null"]: | |
| by_source[r["source"]].append(r["exact"]) | |
| out["by_source"] = {k: {"n": len(v), "exact": float(np.mean(v))} for k, v in sorted(by_source.items())} | |
| out.update(_null_metrics(rows)) | |
| out.update(_confidence_metrics(rows)) | |
| return out | |
| def _family(rows: Sequence[Mapping[str, Any]]) -> Dict[str, Any]: | |
| d = {"n": len(rows), "exact": float(np.mean([r["exact"] for r in rows])), | |
| "partial": float(np.mean([r["partial"] for r in rows]))} | |
| d.update(_null_metrics(rows)) | |
| return d | |
| def _null_metrics(rows: Sequence[Mapping[str, Any]]) -> Dict[str, Any]: | |
| null = [r for r in rows if r["gold_null"]] | |
| full = [r for r in rows if not r["gold_null"]] | |
| out: Dict[str, Any] = { | |
| "null_share": len(null) / len(rows), | |
| "hallucination": (float(np.mean([not r["pred_null"] for r in null])) if null else None), | |
| "miss": (float(np.mean([r["pred_null"] for r in full])) if full else None), | |
| "exact_present": (float(np.mean([r["exact"] for r in full])) if full else None), | |
| } | |
| scored = [r for r in rows if r.get("p_null") is not None] | |
| if null and full and len(scored) == len(rows): | |
| out["p_null_auroc"] = auroc([r["p_null"] for r in rows], [r["gold_null"] for r in rows]) | |
| return out | |
| def _confidence_metrics(rows: Sequence[Mapping[str, Any]]) -> Dict[str, Any]: | |
| conf = [r["confidence"] for r in rows] | |
| if any(c is None for c in conf): | |
| return {} | |
| c = np.clip(np.array(conf, dtype=float), 0.0, 1.0) | |
| y = np.array([r["exact"] for r in rows], dtype=float) | |
| order = np.argsort(-c, kind="stable") | |
| k = max(1, int(round(0.9 * len(rows)))) | |
| return {"ece": ece(c, y), "brier": float(np.mean((c - y) ** 2)), | |
| "exact_at_90_coverage": float(y[order[:k]].mean()), | |
| "aurc": aurc(c, y)} | |
| def ece(conf: np.ndarray, correct: np.ndarray, bins: int = 10) -> float: | |
| edges = np.linspace(0.0, 1.0, bins + 1) | |
| idx = np.clip(np.digitize(conf, edges[1:-1]), 0, bins - 1) | |
| total = 0.0 | |
| for b in range(bins): | |
| m = idx == b | |
| if m.any(): | |
| total += m.mean() * abs(conf[m].mean() - correct[m].mean()) | |
| return float(total) | |
| def aurc(conf: np.ndarray, correct: np.ndarray) -> float: | |
| """Area under the risk-coverage curve (lower is better).""" | |
| order = np.argsort(-conf, kind="stable") | |
| risk = np.cumsum(1.0 - correct[order]) / np.arange(1, len(order) + 1) | |
| return float(risk.mean()) | |
| def auroc(scores: Sequence[float], labels: Sequence[bool]) -> Optional[float]: | |
| s = np.asarray(scores, dtype=float) | |
| y = np.asarray(labels, dtype=bool) | |
| pos, neg = s[y], s[~y] | |
| if len(pos) == 0 or len(neg) == 0: | |
| return None | |
| ranks = _rankdata(np.concatenate([pos, neg])) | |
| return float((ranks[:len(pos)].sum() - len(pos) * (len(pos) + 1) / 2) / (len(pos) * len(neg))) | |
| def _rankdata(a: np.ndarray) -> np.ndarray: | |
| order = np.argsort(a, kind="mergesort") | |
| ranks = np.empty(len(a), dtype=float) | |
| sa = a[order] | |
| i = 0 | |
| while i < len(a): | |
| j = i | |
| while j + 1 < len(a) and sa[j + 1] == sa[i]: | |
| j += 1 | |
| ranks[order[i:j + 1]] = (i + j) / 2 + 1 | |
| i = j + 1 | |
| return ranks | |