LucasLoading commited on
Commit
a836039
·
verified ·
1 Parent(s): 4d947c9

Delete ICLR dataset

Browse files
Files changed (45) hide show
  1. ICLR dataset/README.md +0 -216
  2. ICLR dataset/benchmark_facts_2592.jsonl +0 -0
  3. ICLR dataset/configs/eval_conditions.yaml +0 -162
  4. ICLR dataset/configs/models.yaml +0 -178
  5. ICLR dataset/configs/relations.yaml +0 -256
  6. ICLR dataset/configs/source_templates.yaml +0 -117
  7. ICLR dataset/evaluation_queries_44416.jsonl +0 -3
  8. ICLR dataset/metrics/__pycache__/extract_hidden.cpython-313.pyc +0 -0
  9. ICLR dataset/metrics/__pycache__/jlens.cpython-313.pyc +0 -0
  10. ICLR dataset/metrics/__pycache__/mcommon.cpython-313.pyc +0 -0
  11. ICLR dataset/metrics/__pycache__/states.cpython-313.pyc +0 -0
  12. ICLR dataset/metrics/bcs_bes.py +0 -161
  13. ICLR dataset/metrics/extract_hidden.py +0 -171
  14. ICLR dataset/metrics/iss.py +0 -157
  15. ICLR dataset/metrics/jlens.py +0 -352
  16. ICLR dataset/metrics/joint.py +0 -172
  17. ICLR dataset/metrics/judge_run.py +0 -273
  18. ICLR dataset/metrics/kts.py +0 -190
  19. ICLR dataset/metrics/make_table.py +0 -106
  20. ICLR dataset/metrics/mcommon.py +0 -252
  21. ICLR dataset/metrics/states.py +0 -157
  22. ICLR dataset/protocol/README (3).md +0 -68
  23. ICLR dataset/protocol/README (4).md +0 -216
  24. ICLR dataset/protocol/bcs_bes_iss_kts_evaluation_protocol (1).md +0 -1604
  25. ICLR dataset/protocol/jacobian_transported_iss_engineering_spec (1).md +0 -953
  26. ICLR dataset/protocol/reconstruction_differences.md +0 -218
  27. ICLR dataset/runner/__pycache__/common.cpython-313.pyc +0 -0
  28. ICLR dataset/runner/__pycache__/eval_run.cpython-313.pyc +0 -0
  29. ICLR dataset/runner/__pycache__/qual_templates.cpython-313.pyc +0 -0
  30. ICLR dataset/runner/__pycache__/scoring_full.cpython-313.pyc +0 -0
  31. ICLR dataset/runner/build_candidate_known.py +0 -168
  32. ICLR dataset/runner/build_eval_bank.py +0 -253
  33. ICLR dataset/runner/build_stats.py +0 -142
  34. ICLR dataset/runner/common.py +0 -159
  35. ICLR dataset/runner/enrich_facts.py +0 -305
  36. ICLR dataset/runner/eval_run.py +0 -151
  37. ICLR dataset/runner/eval_score.py +0 -207
  38. ICLR dataset/runner/filter_run.py +0 -109
  39. ICLR dataset/runner/qual_templates.py +0 -122
  40. ICLR dataset/runner/qualification_run.py +0 -135
  41. ICLR dataset/runner/qualification_score.py +0 -145
  42. ICLR dataset/runner/scoring_full.py +0 -180
  43. ICLR dataset/runner/select_benchmark.py +0 -97
  44. ICLR dataset/runner/test_scoring.py +0 -70
  45. ICLR dataset/runner/validate_facts.py +0 -208
ICLR dataset/README.md DELETED
@@ -1,216 +0,0 @@
1
- # `dataset3/` —— Fact Knowledge Stability Benchmark
2
-
3
- 按 [`../dataset/fact_knowledge_stability_dataset_reconstruction.md`](../dataset/fact_knowledge_stability_dataset_reconstruction.md)
4
- 从 `../dataset/` 的数据重建。**不改动 `../dataset/` 和 `../dataset2/`。**
5
-
6
- 与 `dataset2` 的根本区别在方法论,不在数字:
7
-
8
- > **基准集是固定的 2,592 条,对所有模型相同。** `K_m` 只是每个模型的正确性**标签**,
9
- > 绝不用来从基准集里删事实(spec §2.1)。模型答错、一直答错、拒答、
10
- > 在不同条件下答不同答案——事实都留在集合里。
11
-
12
- ---
13
-
14
- ## 目录
15
-
16
- ```
17
- dataset3/
18
- ├── configs/ # 全部参数外置,脚本里不硬编码(spec §4.4, §18)
19
- │ ├── models.yaml # 5 个过滤模型 + 评测模型 + 生成配置
20
- │ ├── relations.yaml # 21 个基准关系 + 排除清单 + 两个开关
21
- │ ├── source_templates.yaml # 原始来源、cloze 模板、别名资源
22
- │ └── eval_conditions.yaml # 8 个条件的角色/目标槽/期望计数
23
- ├── src/
24
- │ ├── common.py 公共:配置/规范化/校验和/计数核对
25
- │ ├── build_candidate_known.py (I) → candidate_known_8107.jsonl
26
- │ ├── enrich_facts.py (II) → enriched_facts_6180.jsonl
27
- │ ├── select_benchmark.py (III) → benchmark_facts_2592.jsonl
28
- │ ├── build_eval_bank.py (IV) → evaluation_queries_44418.jsonl
29
- │ ├── validate_facts.py → validation_report.json ← 硬门禁
30
- │ ├── build_stats.py → dataset_statistics.json
31
- │ ├── qualification_run.py (V) → qualification/<model>.jsonl [GPU]
32
- │ ├── qualification_score.py (V) → known_labels.json
33
- │ ├── eval_run.py (VI) → evaluation/<model>.jsonl [GPU]
34
- │ ├── eval_score.py (VI) → stability_report.json
35
- │ ├── filter_run.py 阶段 I 首 token 过滤(重跑用) [GPU]
36
- │ ├── scoring_full.py 五标签判分器
37
- │ ├── qual_templates.py 非基准关系的兜底问句
38
- │ └── test_scoring.py 31 条单元测试
39
- ├── outputs/
40
- └── run_pipeline.sh # build / gpu / score / report / all
41
- ```
42
-
43
- ---
44
-
45
- ## 六个阶段
46
-
47
- ### I. 候选召回 → 8,107(spec §4)
48
-
49
- ```
50
- 1,783,541 cloze prompt
51
- → 5 模型首 token argmax 取交集 → 10,601
52
- → 丢弃 T-REx / Wikidata5M 子集,补 PopQA 378 → 8,107
53
- ```
54
-
55
- **GPU 未重跑。** 那 1,783,541 × 5 次前向的逐条判定向量已存于
56
- `dataset/filter/correct_<model>.npy`。[build_candidate_known.py](src/build_candidate_known.py)
57
- 重新读取 prompt 表、**重新求交集**、重新施加来源丢弃规则,并把每个输入文件的
58
- 校验和写进 `stage1_report.json`——数字是**验证出来的**,不是照抄。
59
- 另外与 `dataset/filter/global_known_clean.jsonl` 做集合相等性核对。
60
- 要从零重跑推理用 `src/filter_run.py`。
61
-
62
- ### II. 事实增强 → 6,180(spec §5)
63
-
64
- - **实体感知分组**:优先用实体 ID,无 ID 才退回规范化文本;**跨来源合并**
65
- (1,036 组同时出现在 CounterFact 和 LAMA-TREx)。8,107 行 → 6,185 组
66
- - **函数型冲突丢弃 5 条**:同名不同人(两个 "Michael Vincent" 生于 1964/1976)问题本身无解。
67
- 判据严格——**缺实体 ID 不算"同一实体"的证据**,所有成员必须都有 ID 且一致才保留
68
- - **别名扩展**:对别名资源做**单次过滤扫描**(spec §5.3),不全量载入
69
- - **挂 canonical 问句**,与评测扰动模板严格分离(spec §16)
70
-
71
- ### III. 基准选择 → 2,592 / 21 关系(spec §6)
72
-
73
- ```
74
- 6,180 → core 来源(CounterFact + LAMA-TREx + PopQA)→ 3,705
75
- → 函数型(单值)关系 → 2,592
76
- ```
77
-
78
- ### IV. 查询库 → 44,416(spec §8–§12)
79
-
80
- | 条件 | 查询 | 事实 | 角色 |
81
- |---|---:|---:|---|
82
- | anchor | 2,592 | 2,592 | main |
83
- | multilingual | 12,010 | 2,402 | main |
84
- | paraphrase | 10,053 | 2,592 | main |
85
- | format | 7,776 | 2,592 | main |
86
- | context | **6,829** | 2,591 | main |
87
- | reverse | 634 | 253 | **结构分析,单独报** |
88
- | recognition | 3,412 | 2,585 | 诊断 |
89
- | reverse_illposed | 1,110 | 1,110 | 诊断 |
90
- | **合计** | **44,416** | | main forward **39,260** |
91
-
92
- 每条查询自带 `use_for_main_forward` / `use_for_reverse_analysis` /
93
- `use_for_recognition_analysis` 三个布尔量,**由 `eval_conditions.yaml` 派生**,
94
- 下游聚合不需要硬编码哪个条件进哪个平均。校验器会检查每行的布尔量与注册表一致。
95
-
96
- ### V. Anchor 资格认证 → `K_m` 标签(spec §7)⬜ 待跑
97
-
98
- 纯补全 prompt(base 与 instruct 用**完全相同**的字符串,无 chat template)、
99
- 贪婪解码 24 token、无候选无 few-shot。判分在 CPU,**五标签**:
100
-
101
- `correct` / `incorrect` / `ambiguous` / `abstain` / `unparseable`
102
-
103
- 输出 `known_labels.json`:`{fact_id: {model: label}}`,覆盖全部 2,592 × 全部模型。
104
-
105
- ### VI. 扰动评测 → 稳定性 ⬜ 待跑
106
-
107
- [eval_run.py](src/eval_run.py) 跑全部 44,416 条查询,
108
- **解码配置与 anchor 完全一致**(同一份 `configs/models.yaml:generation`)——
109
- 否则 `max_new_tokens` 或 chat template 的差异会被误读成稳定性效应。
110
- anchor 也一起重跑,让所有条件走同一条代码路径。
111
-
112
- [eval_score.py](src/eval_score.py) 在 CPU 判分并出报表,三条规则写死在代码里而不是留给读者:
113
-
114
- 1. **按查询自带的布尔量分组** —— `recognition` 和 `reverse_illposed` 永不进主平均,
115
- `reverse` 因为换了目标槽而单独报(spec §2.3)
116
- 2. **两个分母并排报**:`fixed`(固定 2,592,spec §2.1)与
117
- `anchored`(限定在该模型的 `K_m` 内,即条件化保持率)
118
- 3. **每个数字按 `answer_in_subject_surface` 再拆一次**(`·real` / `·copy`),
119
- 因为 28.9% 的事实靠复制就能答对、天然接近满分(见 F1)
120
-
121
- 主指标 macro = paraphrase / format / context / multilingual 四者均值:
122
- anchor 是基线不计入,reverse 换了槽不计入,两个诊断条件不计入。
123
-
124
- ---
125
-
126
- ## 运行
127
-
128
- ```bash
129
- cd /scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/dataset3
130
- bash run_pipeline.sh build # 阶段 I-IV + 校验 + 统计,CPU 约 1 分钟(已跑完)
131
- bash run_pipeline.sh gpu # 阶段 V+VI 生成,每个模型只加载一次权重
132
- bash run_pipeline.sh score # 阶段 V 判分 → K_m 标签
133
- bash run_pipeline.sh report # 阶段 VI 判分 → stability_report.json
134
- ```
135
-
136
- `gpu` 把 anchor 和扰动两趟生成合在一起跑,权重只载入一次。
137
- 两个生成阶段都幂等:anchor 已存在会跳过,`eval_run.py --resume` 会跳过已完成的查询。
138
-
139
- **顺序要求**:`score` 必须在 `report` 之前跑,否则没有 `known_labels.json`,
140
- `anchored` 那一列会缺失(脚本会警告并只报 `fixed`)。
141
-
142
- ---
143
-
144
- ## 当前状态
145
-
146
- | 阶段 | 状态 |
147
- |---|---|
148
- | I 候选召回 | ✅ 8,107,全部计数命中 |
149
- | II 事实增强 | ✅ 6,180,6,185 组 / 5 冲突 / 1,771 合并 / 1,036 跨来源,全中 |
150
- | III 基准选择 | ✅ 2,592 / 21 关系,全中 |
151
- | IV 查询库 | ✅ 44,416(见差异 D1) |
152
- | 校验 | ✅ **0 hard errors** |
153
- | 单元测试 | ✅ **31/31** |
154
- | V 资格认证 | ⬜ 待跑(判分逻辑已用合成数据演练通过) |
155
- | VI 扰动评测 | ⬜ 待跑(运行器 + 报表已用合成数据演练通过) |
156
-
157
- ---
158
-
159
- ## 与 spec 的差异(完整版见 [outputs/reconstruction_differences.md](outputs/reconstruction_differences.md))
160
-
161
- 除一处外全部精确复现。
162
-
163
- **D1 — context 6,831 → 6,829,总计 44,418 → 44,416。**
164
- 旧数据里有 2 条 context 查询的干扰实体字面包含 gold:
165
- `"...confuse States Reorganisation Act with **Indian** Act..."` 而 gold 是 `India`。
166
- 违反 spec §9.4 与 §13.9。按 spec §10「发现既有缺陷可改数」处理:
167
- 在建库时加**规则化守卫**(主语提及剔除后 gold 仍出现即丢弃),不是硬编码例外。
168
-
169
- **C1 — spec §6.2 与要求的规模自相矛盾。**
170
- §6.2 点名 `developer of` / `manufacturer of` 不适合,但这两个关系共 **846 条**,
171
- 去掉只剩 1,746 条 / 19 关系,达不到 §15 验收要求的 2,592 / 21。
172
- 处理:保留并打 `spec_6_2_flag`,`relations.yaml` 提供 `drop_spec_6_2_flagged` 开关
173
- 可一键产出 1,746 条的合规变体。
174
-
175
- **F1 — 28.9% 的基准事实可以靠复制字符串答对。**
176
- 2,592 条里有 **750 条** object 字面包含在 subject 名字里:
177
-
178
- ```
179
- Airbus A318 → manufacturer Airbus (该关系 87.8% 命中)
180
- Adobe Acrobat → developer Adobe (49.1%)
181
- Amazon Music → owned by Amazon (58.4%)
182
- ```
183
-
184
- 其中 586 条来自 manufacturer 和 developer——**独立印证了 C1**。
185
- 这类事实"稳定"的原因与知识无关,会抬高所有保持率、削弱要研究的效应。
186
- 按 spec §16 不删,打 `answer_in_subject_surface` 标记,事实和查询两级都带。
187
- `qualification_score.py` 已经**默认分开报**这两个子集的准确率。
188
-
189
- **F2 — 8,107 里有 808 条完全重复的三元组**(唯一四元组只有 7,299)。分组阶段自然吸收,仅记录。
190
-
191
- **N1 — Stage I 未重跑 GPU**(见上)。
192
- **N2 — `capital_of` 方向未归一化**:spec §2.2 要求单一方向,但归一化会改变规模,故保留
193
- `direction: inverse` + `inverse_of: capital` 显式标注,开关在 `relations.yaml`。
194
-
195
- ---
196
-
197
- ## 两个必须记住的口径
198
-
199
- 1. **分母永远是 2,592。** `K_m` 是标签不是筛子。加模型、换模型都不改任何已算出的数。
200
- 2. **reverse 不进 main forward 平均。** 它换了目标槽(object → subject),
201
- spec §2.3 要求单独报。`recognition` 和 `reverse_illposed` 同理,且校验器有硬检查。
202
-
203
- ---
204
-
205
- ## 报告用描述(spec §17)
206
-
207
- > We first use five-model first-token consensus to retrieve high-probability
208
- > factual candidates from large-scale knowledge resources. We then merge
209
- > duplicate facts, expand entity aliases, construct independent canonical
210
- > questions, remove ambiguous and multi-valued relations, and obtain a fixed
211
- > benchmark of 2,592 facts across 21 relations. Model-specific open-ended anchor
212
- > generation provides correctness labels but does not alter the benchmark
213
- > denominator. Based on the fixed fact set, we construct 44,416 queries covering
214
- > anchor, paraphrastic, format, contextual, cross-lingual, reverse, and
215
- > recognition conditions, while isolating ill-posed reverse queries as a
216
- > separate diagnostic set.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/benchmark_facts_2592.jsonl DELETED
The diff for this file is too large to render. See raw diff
 
ICLR dataset/configs/eval_conditions.yaml DELETED
@@ -1,162 +0,0 @@
1
- # Evaluation condition registry (spec sections 2.3, 8, 9, 10).
2
- #
3
- # The per-query booleans use_for_main_forward / use_for_reverse_analysis /
4
- # use_for_recognition_analysis are DERIVED from this file, so a downstream
5
- # aggregation never has to hard-code which conditions belong in which average.
6
- #
7
- # Spec 2.3 / 16: recognition and reverse_illposed must never enter the main
8
- # forward aggregation, and reverse is reported separately because it changes
9
- # the target slot from object to subject.
10
-
11
- conditions:
12
- anchor:
13
- role: main
14
- target_slot: object
15
- is_assisted: false
16
- is_well_posed: true
17
- use_for_main_forward: true
18
- use_for_reverse_analysis: false
19
- use_for_recognition_analysis: false
20
- expected_queries: 2592
21
- expected_facts: 2592
22
- description: >
23
- The canonical qualification question itself. Shares the prompt string with
24
- the anchor qualification run, so per-condition retention is measured
25
- against a real measured baseline rather than an assumed 1.0.
26
-
27
- paraphrase:
28
- role: main
29
- target_slot: object
30
- is_assisted: false
31
- is_well_posed: true
32
- use_for_main_forward: true
33
- use_for_reverse_analysis: false
34
- use_for_recognition_analysis: false
35
- expected_queries: 10053
36
- expected_facts: 2592
37
- migrated_from: queryA_canonical
38
- description: >
39
- Lexical and syntactic rewording, same fact and same target slot.
40
-
41
- format:
42
- role: main
43
- target_slot: object
44
- is_assisted: false
45
- is_well_posed: true
46
- use_for_main_forward: true
47
- use_for_reverse_analysis: false
48
- use_for_recognition_analysis: false
49
- expected_queries: 7776
50
- expected_facts: 2592
51
- migrated_from: queryB_paraphrase
52
- excludes: [mcq]
53
- description: >
54
- Question or response format changes with no candidates exposed. MCQ rows
55
- from the same source file are routed to `recognition` instead (spec 9.3).
56
-
57
- context:
58
- role: main
59
- target_slot: object
60
- is_assisted: false
61
- is_well_posed: true
62
- use_for_main_forward: true
63
- use_for_reverse_analysis: false
64
- use_for_recognition_analysis: false
65
- expected_queries: 6831
66
- expected_facts: 2591
67
- migrated_from: queryD_context
68
- description: >
69
- Irrelevant or misleading context prepended; the intended query stays
70
- unambiguous and the correct answer is unchanged.
71
-
72
- multilingual:
73
- role: main
74
- target_slot: object
75
- is_assisted: false
76
- is_well_posed: true
77
- use_for_main_forward: true
78
- use_for_reverse_analysis: false
79
- use_for_recognition_analysis: false
80
- expected_queries: 12010
81
- expected_facts: 2402
82
- migrated_from: queryE_multilingual
83
- languages: [zh, fr, es, de, ru]
84
- description: >
85
- Same factual question in another language. Query language is stored in
86
- the `language` field.
87
-
88
- reverse:
89
- role: structural # reported separately, NOT in the main average
90
- target_slot: subject
91
- is_assisted: false
92
- is_well_posed: true
93
- use_for_main_forward: false
94
- use_for_reverse_analysis: true
95
- use_for_recognition_analysis: false
96
- expected_queries: 634
97
- expected_facts: 253
98
- migrated_from: queryC_reverse
99
- requires: is_inverse_well_posed
100
- description: >
101
- (o, r^-1) -> s. Only built where the inverse mapping is unique. Spec 2.3:
102
- reported separately because the target slot changes.
103
-
104
- recognition:
105
- role: diagnostic
106
- target_slot: object
107
- is_assisted: true
108
- is_well_posed: true
109
- use_for_main_forward: false
110
- use_for_reverse_analysis: false
111
- use_for_recognition_analysis: true
112
- expected_queries: 3412
113
- expected_facts: 2585
114
- migrated_from: queryB_paraphrase(fmt=mcq)
115
- description: >
116
- Multiple choice. Measures recognition, not unaided retrieval.
117
-
118
- reverse_illposed:
119
- role: diagnostic
120
- target_slot: subject
121
- is_assisted: false
122
- is_well_posed: false
123
- use_for_main_forward: false
124
- use_for_reverse_analysis: false
125
- use_for_recognition_analysis: false
126
- expected_queries: 1110
127
- expected_facts: 1110
128
- migrated_from: queryC_reverse(not well_posed)
129
- description: >
130
- Reverse queries whose inverse mapping is one-to-many ("What was developed
131
- by Apple?"). Diagnostic only; never scored in any headline number.
132
-
133
- totals:
134
- expected_total_queries: 44418
135
- # anchor 2592 + paraphrase 10053 + format 7776 + context 6831 + multilingual 12010
136
- expected_main_forward_queries: 39262
137
- expected_benchmark_facts: 2592
138
- expected_relations: 21
139
-
140
- # Spec 11: a query is a duplicate when fact_id + normalized text + target slot +
141
- # condition family all coincide.
142
- deduplication:
143
- key: [fact_id, normalized_query, target_slot, condition_family]
144
- expected_removed_during_migration: 10323
145
-
146
- # Deviations from the spec counts that have been investigated and written up in
147
- # outputs/reconstruction_differences.md. Listing one here stops the build from
148
- # failing on it; an UNLISTED deviation still fails, so a new regression cannot
149
- # hide behind a documented one.
150
- accepted_deviations:
151
- - check: context.queries
152
- actual: 6829
153
- expected: 6831
154
- ref: D1
155
- - check: total_queries
156
- actual: 44416
157
- expected: 44418
158
- ref: D1
159
- - check: main_forward_queries
160
- actual: 39260
161
- expected: 39262
162
- ref: D1
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/configs/models.yaml DELETED
@@ -1,178 +0,0 @@
1
- # Model registry. Spec section 4.4: the filtering models must live in
2
- # configuration rather than being hard-coded.
3
- #
4
- # The evaluated set follows Model/MODEL_SELECTION_20.md: 5 families x 4 models,
5
- # four size tiers, and four clean base<->instruct pairs spread across four
6
- # different families.
7
- #
8
- # revision: "local" means the snapshot under Model/ is authoritative. Record the
9
- # real commit hash once weights are re-pulled from the hub.
10
-
11
- model_root: /scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/Model
12
-
13
- # ---- Stage I: five-model first-token candidate recall -----------------------
14
- # FROZEN. These five defined the 8,107-fact candidate pool that everything
15
- # downstream rests on. Changing this list invalidates
16
- # candidate_known_8107.jsonl and every artefact derived from it, so it must stay
17
- # fixed even as the evaluated set grows.
18
- filter_models:
19
- - {name: Gemma-2-2B-it, path: Gemma-2-2B-it, revision: local}
20
- - {name: Qwen2.5-7B, path: Qwen2.5-7B, revision: local}
21
- - {name: Mistral-7B-v0.3, path: Mistral-7B-v0.3, revision: local}
22
- - {name: Llama-3.1-8B, path: Llama-3.1-8B, revision: local}
23
- - {name: Gemma-2-9B-it, path: Gemma-2-9B-it, revision: local}
24
-
25
- # ---- Stage V/VI: the 20 evaluated models ------------------------------------
26
- # Spec 7.1: qualification produces K_m LABELS only. Adding or removing a model
27
- # here never changes the benchmark denominator (fixed at 2,592), so this list is
28
- # safe to extend at any time without invalidating earlier results.
29
- #
30
- # n_layers / d_model / jlens_window come from MODEL_SELECTION_20.md, where
31
- # window = number of layers with normalized depth >= 0.4.
32
- evaluated_models:
33
- # ---------------- Llama-3.x ----------------
34
- - {name: Llama-3.2-1B, path: Llama-3.2-1B, hf: meta-llama/Llama-3.2-1B,
35
- family: llama-3.x, tier: 1-5B, params_b: 1.24, tuning: base,
36
- n_layers: 16, d_model: 2048, jlens_window: 10, revision: main}
37
- - {name: Llama-3.2-3B, path: Llama-3.2-3B, hf: meta-llama/Llama-3.2-3B,
38
- family: llama-3.x, tier: 1-5B, params_b: 3.21, tuning: base,
39
- n_layers: 28, d_model: 3072, jlens_window: 17, revision: main}
40
- - {name: Llama-3.1-8B, path: Llama-3.1-8B, hf: meta-llama/Llama-3.1-8B,
41
- family: llama-3.x, tier: 5-9B, params_b: 8.03, tuning: base,
42
- n_layers: 32, d_model: 4096, jlens_window: 19, revision: local,
43
- pair: llama_8b}
44
- - {name: Llama-3.1-8B-Instruct, path: Llama-3.1-8B-Instruct,
45
- hf: meta-llama/Llama-3.1-8B-Instruct,
46
- family: llama-3.x, tier: 5-9B, params_b: 8.03, tuning: instruct,
47
- n_layers: 32, d_model: 4096, jlens_window: 19, revision: main,
48
- pair: llama_8b}
49
-
50
- # ---------------- Qwen2.5 ----------------
51
- - {name: Qwen2.5-3B, path: Qwen2.5-3B, hf: Qwen/Qwen2.5-3B,
52
- family: qwen2.5, tier: 1-5B, params_b: 3.09, tuning: base,
53
- n_layers: 36, d_model: 2048, jlens_window: 22, revision: main}
54
- - {name: Qwen2.5-7B, path: Qwen2.5-7B, hf: Qwen/Qwen2.5-7B,
55
- family: qwen2.5, tier: 5-9B, params_b: 7.62, tuning: base,
56
- n_layers: 28, d_model: 3584, jlens_window: 17, revision: local,
57
- pair: qwen_7b}
58
- - {name: Qwen2.5-7B-Instruct, path: Qwen2.5-7B-Instruct,
59
- hf: Qwen/Qwen2.5-7B-Instruct,
60
- family: qwen2.5, tier: 5-9B, params_b: 7.62, tuning: instruct,
61
- n_layers: 28, d_model: 3584, jlens_window: 17, revision: main,
62
- pair: qwen_7b}
63
- - {name: Qwen2.5-32B, path: Qwen2.5-32B, hf: Qwen/Qwen2.5-32B,
64
- family: qwen2.5, tier: 20B+, params_b: 32.76, tuning: base,
65
- n_layers: 64, d_model: 5120, jlens_window: 38, revision: local}
66
-
67
- # ---------------- Mistral ----------------
68
- - {name: Mistral-7B-v0.3, path: Mistral-7B-v0.3, hf: mistralai/Mistral-7B-v0.3,
69
- family: mistral, tier: 5-9B, params_b: 7.25, tuning: base,
70
- n_layers: 32, d_model: 4096, jlens_window: 19, revision: local,
71
- pair: mistral_7b}
72
- - {name: Mistral-7B-Instruct-v0.3, path: Mistral-7B-Instruct-v0.3,
73
- hf: mistralai/Mistral-7B-Instruct-v0.3,
74
- family: mistral, tier: 5-9B, params_b: 7.25, tuning: instruct,
75
- n_layers: 32, d_model: 4096, jlens_window: 19, revision: main,
76
- pair: mistral_7b}
77
- - {name: Mistral-Nemo-Base-2407, path: Mistral-Nemo-Base-2407,
78
- hf: mistralai/Mistral-Nemo-Base-2407,
79
- family: mistral, tier: 9-20B, params_b: 12.25, tuning: base,
80
- n_layers: 40, d_model: 5120, jlens_window: 24, revision: main}
81
- - {name: Mistral-Small-24B-Base-2501, path: Mistral-Small-24B-Base-2501,
82
- hf: mistralai/Mistral-Small-24B-Base-2501,
83
- family: mistral, tier: 20B+, params_b: 23.57, tuning: base,
84
- n_layers: 40, d_model: 5120, jlens_window: 24, revision: main}
85
-
86
- # ---------------- Gemma-2 ----------------
87
- # Gemma-2 and OLMo-2 publish fp32 safetensors only; they are loaded with
88
- # dtype=bfloat16, so on-disk size is ~2x the bf16 figure.
89
- - {name: gemma-2-2b, path: gemma-2-2b, hf: google/gemma-2-2b,
90
- family: gemma-2, tier: 1-5B, params_b: 2.61, tuning: base,
91
- n_layers: 26, d_model: 2304, jlens_window: 16, revision: main}
92
- - {name: gemma-2-9b, path: gemma-2-9b, hf: google/gemma-2-9b,
93
- family: gemma-2, tier: 9-20B, params_b: 9.24, tuning: base,
94
- n_layers: 42, d_model: 3584, jlens_window: 25, revision: main,
95
- pair: gemma_9b}
96
- - {name: Gemma-2-9B-it, path: Gemma-2-9B-it, hf: google/gemma-2-9b-it,
97
- family: gemma-2, tier: 9-20B, params_b: 9.24, tuning: instruct,
98
- n_layers: 42, d_model: 3584, jlens_window: 25, revision: local,
99
- pair: gemma_9b}
100
- - {name: gemma-2-27b, path: gemma-2-27b, hf: google/gemma-2-27b,
101
- family: gemma-2, tier: 20B+, params_b: 27.23, tuning: base,
102
- n_layers: 46, d_model: 4608, jlens_window: 28, revision: main}
103
-
104
- # ---------------- OLMo-2 ----------------
105
- # The only family with all four tiers AND fully public pretraining data, which
106
- # is what makes "the model never saw this fact" separable from "the model
107
- # cannot retrieve it".
108
- - {name: OLMo-2-0425-1B, path: OLMo-2-0425-1B, hf: allenai/OLMo-2-0425-1B,
109
- family: olmo-2, tier: 1-5B, params_b: 1.48, tuning: base,
110
- n_layers: 16, d_model: 2048, jlens_window: 10, revision: main}
111
- - {name: OLMo-2-1124-7B, path: OLMo-2-1124-7B, hf: allenai/OLMo-2-1124-7B,
112
- family: olmo-2, tier: 5-9B, params_b: 7.30, tuning: base,
113
- n_layers: 32, d_model: 4096, jlens_window: 19, revision: main}
114
- - {name: OLMo-2-1124-13B, path: OLMo-2-1124-13B, hf: allenai/OLMo-2-1124-13B,
115
- family: olmo-2, tier: 9-20B, params_b: 13.72, tuning: base,
116
- n_layers: 40, d_model: 5120, jlens_window: 24, revision: main}
117
- - {name: OLMo-2-0325-32B, path: OLMo-2-0325-32B, hf: allenai/OLMo-2-0325-32B,
118
- family: olmo-2, tier: 20B+, params_b: 32.23, tuning: base,
119
- n_layers: 64, d_model: 5120, jlens_window: 38, revision: main}
120
-
121
- # ---- base <-> instruct pairs (MODEL_SELECTION_20.md section 4) --------------
122
- # Same weights lineage, same tokenizer, same size; only post-training differs.
123
- # If BES improves while ISS does not, instruction tuning stabilised EXPRESSION
124
- # rather than KNOWLEDGE.
125
- tuning_pairs:
126
- llama_8b: {base: Llama-3.1-8B, instruct: Llama-3.1-8B-Instruct, family: llama-3.x, tier: 5-9B}
127
- qwen_7b: {base: Qwen2.5-7B, instruct: Qwen2.5-7B-Instruct, family: qwen2.5, tier: 5-9B}
128
- mistral_7b: {base: Mistral-7B-v0.3, instruct: Mistral-7B-Instruct-v0.3, family: mistral, tier: 5-9B}
129
- gemma_9b: {base: gemma-2-9b, instruct: Gemma-2-9B-it, family: gemma-2, tier: 9-20B}
130
-
131
- # ---- models that do NOT occupy an evaluated slot ----------------------------
132
- auxiliary_models:
133
- stage_a_calibration:
134
- name: Qwen2.5-0.5B
135
- path: Qwen2.5-0.5B
136
- hf: Qwen/Qwen2.5-0.5B
137
- params_b: 0.49
138
- n_layers: 24
139
- d_model: 896
140
- reason: exact full-matrix reference for J-Lens (J-Lens spec section 5)
141
- judge:
142
- name: Qwen2.5-32B-Instruct
143
- path: Qwen2.5-32B-Instruct
144
- hf: Qwen/Qwen2.5-32B-Instruct
145
- params_b: 32.76
146
- n_layers: 64
147
- d_model: 5120
148
- reason: semantic clustering judge (evaluation protocol section 3)
149
- # Must be instruct (structured JSON output) and multilingual-strong: 12,010
150
- # of 44,416 queries are zh/fr/es/de/ru.
151
- known_bias: >
152
- shares pretraining lineage with the four evaluated Qwen models and may
153
- systematically favour their phrasing. Mitigation: agreement check against
154
- src/scoring_full.py on a stratified sample, and optionally a second judge
155
- (gemma-2-27b-it) on a subsample. The judge is never itself evaluated.
156
-
157
- # ---- excluded, with reasons (MODEL_SELECTION_20.md section 9) ---------------
158
- excluded_models:
159
- - {name: Llama-3.1-70B, reason: "bf16 weights 141 GB vs 143 GB H200; quantisation would alter hidden states and break ISS/KTS comparability"}
160
- - {name: Qwen2.5-14B, reason: "could fill 9-20B but dropped to keep families balanced at 4 each; that tier still has 3 base models. Weights remain under Model/ but are not evaluated."}
161
- - {name: Llama-2-13B, reason: "different generation from Llama-3; mixing would break the family axis"}
162
- - {name: Phi-3/Phi-4, reason: "heavily synthetic training data; atypical knowledge profile"}
163
- - {name: Yi/InternLM/GLM, reason: "adds family breadth but no new scientific axis"}
164
-
165
- # ---- Stage V/VI generation configuration (spec section 7.3) -----------------
166
- generation:
167
- do_sample: false
168
- num_beams: 1
169
- temperature: 0.0
170
- max_new_tokens: 24
171
- max_prompt_len: 96
172
- batch_size: 96
173
- dtype: bfloat16
174
- # Spec 7.2: identical raw prompt string for base and instruct models, so no
175
- # chat template is ever applied. This matters more with 4 instruct models in
176
- # the set: giving only those a chat template would confound tuning with format.
177
- use_chat_template: false
178
- seed: 20260101
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/configs/relations.yaml DELETED
@@ -1,256 +0,0 @@
1
- # Relation registry for the benchmark (spec sections 2.2, 5.4, 6.2).
2
- #
3
- # Per relation:
4
- # relation_id canonical snake_case name used in outputs
5
- # source_relations Wikidata property ids (or source-native names) that map here
6
- # direction forward = subject + relation -> object, matching spec 2.2.
7
- # inverse = the source stores the pair the other way round.
8
- # is_functional the object is single- or approximately single-valued
9
- # is_inverse_well_posed object determines subject uniquely -> reverse queries
10
- # are meaningful; false means reverse goes to reverse_illposed
11
- # answer_type / answer_granularity drive scoring and reporting breakdowns
12
- # qualification canonical anchor question, slot {s}. Verified NOT to collide
13
- # with any evaluation perturbation template (spec 16).
14
- # spec_6_2_flag set when spec section 6.2 names this relation as unsuitable
15
- # while the required count of 2,592 needs it. See
16
- # outputs/reconstruction_differences.md.
17
-
18
- # Global switches ------------------------------------------------------------
19
- options:
20
- # Spec 2.2 forbids mixing triple directions. P1376 ("X is the capital of Y")
21
- # is stored inverse to P36. Flipping it merges those facts into `capital` and
22
- # changes the benchmark size, which spec 10 forbids doing silently. Default
23
- # false reproduces 2,592; set true only together with a差异 entry.
24
- normalize_inverse_direction: false
25
- # Spec 6.2 lists developer/manufacturer as unsuitable, but excluding them
26
- # cannot reach the required 2,592. Default false keeps them and flags them.
27
- drop_spec_6_2_flagged: false
28
-
29
- relations:
30
- - relation_id: native_language
31
- source_relations: [P103]
32
- direction: forward
33
- is_functional: true
34
- is_inverse_well_posed: false
35
- answer_type: language
36
- answer_granularity: entity
37
- qualification: "Which language did {s} grow up speaking?"
38
-
39
- - relation_id: manufacturer
40
- source_relations: [P176]
41
- direction: forward
42
- is_functional: true
43
- is_inverse_well_posed: false
44
- answer_type: organization
45
- answer_granularity: entity
46
- qualification: "Which company builds {s}?"
47
- spec_6_2_flag: unsuitable_named_in_spec
48
-
49
- - relation_id: developer
50
- source_relations: [P178]
51
- direction: forward
52
- is_functional: true
53
- is_inverse_well_posed: false
54
- answer_type: organization
55
- answer_granularity: entity
56
- qualification: "Which company or person created {s}?"
57
- spec_6_2_flag: unsuitable_named_in_spec
58
-
59
- - relation_id: country
60
- source_relations: [P17]
61
- direction: forward
62
- is_functional: true
63
- is_inverse_well_posed: false
64
- answer_type: country
65
- answer_granularity: entity
66
- qualification: "Which country does {s} belong to?"
67
-
68
- - relation_id: original_network
69
- source_relations: [P449]
70
- direction: forward
71
- is_functional: true
72
- is_inverse_well_posed: false
73
- answer_type: organization
74
- answer_granularity: entity
75
- qualification: "Which network first broadcast {s}?"
76
-
77
- - relation_id: headquarters_location
78
- source_relations: [P159]
79
- direction: forward
80
- is_functional: true
81
- is_inverse_well_posed: false
82
- answer_type: city
83
- answer_granularity: entity
84
- qualification: "Which city hosts the main offices of {s}?"
85
-
86
- - relation_id: capital
87
- source_relations: [P36]
88
- direction: forward
89
- is_functional: true
90
- is_inverse_well_posed: true
91
- answer_type: city
92
- answer_granularity: entity
93
- qualification: "Which city is the seat of government of {s}?"
94
-
95
- - relation_id: capital_of
96
- source_relations: [P1376]
97
- direction: inverse # stored as (city, capital_of, country)
98
- inverse_of: capital
99
- is_functional: true
100
- is_inverse_well_posed: true
101
- answer_type: country
102
- answer_granularity: entity
103
- qualification: "{s} is the capital city of which country?"
104
-
105
- - relation_id: owned_by
106
- source_relations: [P127]
107
- direction: forward
108
- is_functional: true
109
- is_inverse_well_posed: false
110
- answer_type: organization
111
- answer_granularity: entity
112
- qualification: "Who is the owner of {s}?"
113
-
114
- - relation_id: sport
115
- source_relations: [P641]
116
- direction: forward
117
- is_functional: true
118
- is_inverse_well_posed: false
119
- answer_type: sport
120
- answer_granularity: entity
121
- qualification: "Which sport is {s} associated with?"
122
-
123
- - relation_id: continent
124
- source_relations: [P30]
125
- direction: forward
126
- is_functional: true
127
- is_inverse_well_posed: false
128
- answer_type: place
129
- answer_granularity: entity
130
- qualification: "Which continent is {s} part of?"
131
-
132
- - relation_id: religion
133
- source_relations: [P140]
134
- direction: forward
135
- is_functional: true
136
- is_inverse_well_posed: false
137
- answer_type: religion
138
- answer_granularity: entity
139
- qualification: "Which faith does {s} follow?"
140
-
141
- - relation_id: applies_to_jurisdiction
142
- source_relations: [P1001]
143
- direction: forward
144
- is_functional: true
145
- is_inverse_well_posed: false
146
- answer_type: place
147
- answer_granularity: entity
148
- qualification: "Which jurisdiction does {s} have legal force in?"
149
-
150
- - relation_id: location
151
- source_relations: [P276]
152
- direction: forward
153
- is_functional: true
154
- is_inverse_well_posed: false
155
- answer_type: place
156
- answer_granularity: entity
157
- qualification: "At which location can {s} be found?"
158
-
159
- - relation_id: country_of_origin
160
- source_relations: [P495]
161
- direction: forward
162
- is_functional: true
163
- is_inverse_well_posed: false
164
- answer_type: country
165
- answer_granularity: entity
166
- qualification: "Which country did {s} originate from?"
167
-
168
- - relation_id: place_of_death
169
- source_relations: [P20]
170
- direction: forward
171
- is_functional: true
172
- is_inverse_well_posed: false
173
- answer_type: city
174
- answer_granularity: entity
175
- qualification: "At which place did {s} pass away?"
176
-
177
- - relation_id: place_of_birth
178
- source_relations: [P19]
179
- direction: forward
180
- is_functional: true
181
- is_inverse_well_posed: false
182
- answer_type: city
183
- answer_granularity: entity
184
- qualification: "In which place did {s} come into the world?"
185
-
186
- - relation_id: located_in
187
- source_relations: [P131]
188
- direction: forward
189
- is_functional: true
190
- is_inverse_well_posed: false
191
- answer_type: place
192
- answer_granularity: entity
193
- qualification: "Which administrative region contains {s}?"
194
-
195
- - relation_id: position_played
196
- source_relations: [P413]
197
- direction: forward
198
- is_functional: true
199
- is_inverse_well_posed: false
200
- answer_type: occupation
201
- answer_granularity: entity
202
- qualification: "On the field, which position is {s} assigned to?"
203
-
204
- - relation_id: location_of_formation
205
- source_relations: [P740]
206
- direction: forward
207
- is_functional: true
208
- is_inverse_well_posed: false
209
- answer_type: city
210
- answer_granularity: entity
211
- qualification: "{s} came into existence in which place?"
212
-
213
- - relation_id: father
214
- source_relations: [P22]
215
- direction: forward
216
- is_functional: true
217
- is_inverse_well_posed: false
218
- answer_type: person
219
- answer_granularity: entity
220
- qualification: "{s} is the child of which father?"
221
-
222
- # Relations present in the enriched pool but EXCLUDED from the benchmark because
223
- # the object is genuinely multi-valued, so an accepted-answer set can never be
224
- # exhaustive (spec 6.2). Kept here for auditability.
225
- excluded_multi_valued:
226
- - {source_relations: [P37], reason: official language}
227
- - {source_relations: [P106], reason: occupation}
228
- - {source_relations: [P27], reason: country of citizenship}
229
- - {source_relations: [P31], reason: instance of}
230
- - {source_relations: [P279], reason: subclass of}
231
- - {source_relations: [P101], reason: field of work}
232
- - {source_relations: [P108], reason: employer}
233
- - {source_relations: [P463], reason: member of}
234
- - {source_relations: [P1303], reason: instrument}
235
- - {source_relations: [P364], reason: original language}
236
- - {source_relations: [P407], reason: language of work}
237
- - {source_relations: [P1412], reason: language spoken}
238
- - {source_relations: [P50, P57, P58, P86, P162], reason: creator roles}
239
- - {source_relations: [P190], reason: twinned city}
240
- - {source_relations: [P47], reason: shares border with}
241
- - {source_relations: [P527], reason: has part}
242
- - {source_relations: [P264], reason: record label}
243
- - {source_relations: [P462], reason: colour}
244
- - {source_relations: [P937], reason: work location}
245
- - {source_relations: [P136], reason: genre}
246
- - {source_relations: [P25], reason: mother}
247
- - {source_relations: [IsA, UsedFor, AtLocation, HasA, HasProperty, CapableOf,
248
- PartOf, Causes, CausesDesire, Desires, NotDesires,
249
- HasSubevent, HasPrerequisite, MotivatedByGoal, MadeOf,
250
- ReceivesAction],
251
- reason: ConceptNet open-world commonsense}
252
-
253
- # Relations excluded because they belong to non-core sources (spec 6.1)
254
- excluded_non_core:
255
- - {source_relations: [date_of_birth, place_of_birth, place_of_death],
256
- source: lama_googlere, reason: not a core source}
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/configs/source_templates.yaml DELETED
@@ -1,117 +0,0 @@
1
- # Raw source registry and Stage I cloze templates (spec sections 4.1 - 4.3).
2
-
3
- raw_root: /scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/dataset
4
-
5
- sources:
6
- counterfact:
7
- path: counterfact/data/*.parquet
8
- format: parquet
9
- expected_triples: 21919
10
- is_core: true
11
- # spec 4.1: the TRUE object, never the counterfactual edit target
12
- object_field: requested_rewrite.target_true.str
13
- object_id_field: requested_rewrite.target_true.id
14
- subject_field: requested_rewrite.subject
15
- relation_field: requested_rewrite.relation_id
16
- cloze: native # the dataset ships its own prompt template
17
-
18
- lama_trex:
19
- path: lama/data/TREx/*.jsonl
20
- format: jsonl
21
- expected_triples: 34039
22
- is_core: true
23
- subject_field: sub_label
24
- subject_id_field: sub_uri
25
- relation_field: predicate_id
26
- object_field: obj_label
27
- object_id_field: obj_uri
28
- cloze: relations_jsonl_template # lama/data/relations.jsonl, cut at [Y]
29
-
30
- lama_googlere:
31
- path: lama/data/Google_RE/*.jsonl
32
- format: jsonl
33
- expected_triples: 5528
34
- is_core: false
35
- subject_field: sub_label
36
- relation_field: pred # last path segment
37
- object_field: obj_label
38
- alias_fields: [sub_aliases, obj_aliases]
39
- cloze: handwritten
40
- templates:
41
- place_of_birth: "{s} was born in"
42
- place_of_death: "{s} died in"
43
- date_of_birth: "{s} was born in the year"
44
-
45
- lama_conceptnet:
46
- path: lama/data/ConceptNet/*.jsonl
47
- format: jsonl
48
- expected_triples: 28914
49
- is_core: false
50
- subject_field: sub_label
51
- relation_field: pred
52
- object_field: obj_label
53
- cloze: masked_sentence # masked_sentences[0], cut at [MASK]
54
-
55
- t_rex:
56
- path: trex/*.jsonl
57
- format: jsonl
58
- expected_triples: 1592952
59
- is_core: false
60
- subject_field: head
61
- relation_field: relation # natural-language template with brackets
62
- object_field: tail
63
- cloze: bracket_template
64
- # spec 4.5: dropped after consensus filtering (pass rate 0.17%)
65
- drop_after_consensus: true
66
-
67
- wikidata5m:
68
- path: wikidata5m/extracted/wikidata5m_all_triplet.txt
69
- format: tsv
70
- expected_triples: 21354359
71
- is_core: false
72
- cloze: generic # "{subject} {relation}"
73
- # spec 4.3: strided down to ~100k prompts before model filtering
74
- sample:
75
- method: stride
76
- target_prompts: 100000
77
- actual_prompts: 100189
78
- drop_after_consensus: true
79
-
80
- popqa:
81
- path: hf_cache/hub/datasets--akariasai--PopQA/snapshots/*/test.tsv
82
- format: tsv
83
- is_core: true
84
- # spec 4.1 / 4.5: added AFTER the initial consensus stage, then run through
85
- # the identical five-model first-token protocol
86
- added_after_consensus: true
87
- expected_prompts: 14149
88
- expected_passed: 378
89
- alias_fields: [s_aliases, o_aliases, possible_answers]
90
-
91
- # Aggregate expectations (spec section 1)
92
- expected:
93
- raw_triples_total: 23038571
94
- cloze_prompts: 1783541
95
- five_model_consensus: 10601
96
- candidate_known: 8107
97
-
98
- alias_resources:
99
- wikidata_entity_aliases: wikidata5m/extracted/wikidata5m_alias/wikidata5m_entity.txt
100
- # spec 5.3: scan once, keep only the QIDs the candidate set needs
101
- scan_mode: filtered_single_pass
102
- max_aliases_per_entity: 16
103
- # crowd-sourced alias lists carry Wikipedia housekeeping titles and ISO codes
104
- junk_patterns:
105
- - "^list of "
106
- - "^books?/"
107
- - "^number of "
108
- - "^category:"
109
- - "^template:"
110
- - "^wikipedia:"
111
- - "^iso \\d"
112
- - "^portal:"
113
- - "^index of "
114
- - "^outline of "
115
- - "\\(disambiguation\\)"
116
- - "/"
117
- min_alias_chars: 2
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/evaluation_queries_44416.jsonl DELETED
@@ -1,3 +0,0 @@
1
- version https://git-lfs.github.com/spec/v1
2
- oid sha256:0e50fdc64b962a1f4a532f7b72e62a04f67d363ba80e58f000f4985dcdb1f1c8
3
- size 41495062
 
 
 
 
ICLR dataset/metrics/__pycache__/extract_hidden.cpython-313.pyc DELETED
Binary file (11.1 kB)
 
ICLR dataset/metrics/__pycache__/jlens.cpython-313.pyc DELETED
Binary file (21.3 kB)
 
ICLR dataset/metrics/__pycache__/mcommon.cpython-313.pyc DELETED
Binary file (15.6 kB)
 
ICLR dataset/metrics/__pycache__/states.cpython-313.pyc DELETED
Binary file (11.9 kB)
 
ICLR dataset/metrics/bcs_bes.py DELETED
@@ -1,161 +0,0 @@
1
- #!/usr/bin/env python
2
- """BCS and BES from the judge's semantic clusters. (protocol 4, 5, 6)
3
-
4
- python src/bcs_bes.py --model Llama-3.2-1B
5
-
6
- Family-balanced, per protocol 4.1: the distribution over answer clusters is
7
- computed WITHIN each condition family first, then the families are averaged with
8
- equal weight. Counting raw queries instead would let paraphrase (10,053) and
9
- multilingual (12,010) drown out anchor (2,592), and the headline number would
10
- mostly measure how many variants we happened to write.
11
-
12
- p(a) = mean over families of (share of that family's queries in cluster a)
13
- BCS = max_a p(a)
14
- BES = 1 - H(p)/log A (1 when only one cluster was observed)
15
-
16
- BCS deliberately does not consult correctness: a model that answers "Sydney" for
17
- every phrasing of Australia's capital scores BCS = 1. That is the point --
18
- protocol 6 then splits stable behaviour into Stable Correct and Stable Wrong
19
- using the judge's reference-aware pass.
20
- """
21
- import os, sys, math, argparse, collections
22
-
23
- import numpy as np
24
-
25
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
26
- import mcommon as mc
27
-
28
-
29
- def bcs_bes(assignments, families):
30
- """assignments: [(condition_family, cluster_id)] for one fact."""
31
- counts = collections.defaultdict(collections.Counter)
32
- for fam, cid in assignments:
33
- counts[fam][cid] += 1
34
- valid = [t for t in families if counts[t]]
35
- if not valid:
36
- return None
37
- clusters = {c for t in valid for c in counts[t]}
38
- p = {c: sum(counts[t][c] / sum(counts[t].values()) for t in valid) / len(valid)
39
- for c in clusters}
40
- modal = max(p, key=p.get)
41
- pos = [v for v in p.values() if v > 0]
42
- if len(pos) == 1:
43
- bes = 1.0
44
- else:
45
- H = -sum(v * math.log(v) for v in pos)
46
- bes = 1.0 - H / math.log(len(pos))
47
- return {"bcs": p[modal], "bes": bes, "modal_cluster": modal,
48
- "cluster_distribution": p, "valid_families": valid}
49
-
50
-
51
- def main():
52
- ap = argparse.ArgumentParser()
53
- ap.add_argument("--model", required=True)
54
- ap.add_argument("--coverage", choices=["complete_family", "full_set"], default=None)
55
- ap.add_argument("--sample", type=int, default=0,
56
- help="score only the same fixed subset judge_run.py sampled")
57
- ap.add_argument("--sample-seed", type=int, default=20260101)
58
- args = ap.parse_args()
59
-
60
- C = mc.cfg()
61
- mode = args.coverage or C["headline_coverage"]
62
- fams = C["main_families"]
63
- tau = C["behavior"]["tau_b"]
64
- keep = set(mc.eval_fact_set(mode))
65
- if args.sample:
66
- # Reproduce judge_run.py's draw exactly. A judge file can hold extra
67
- # facts -- a debug run, or a --resume over an earlier partial pass --
68
- # and scoring whatever happens to be in the file would give different
69
- # models different fact sets, which protocol 1.3 forbids.
70
- allf = sorted(mc.facts())
71
- rng = np.random.default_rng(args.sample_seed)
72
- pick = set(np.array(allf)[rng.choice(len(allf), size=args.sample,
73
- replace=False)].tolist())
74
- keep &= pick
75
- rel_of = mc.fact_relation()
76
-
77
- jpath = mc.out("metrics", "judge", f"{args.model}.jsonl")
78
- if not os.path.exists(jpath):
79
- raise SystemExit(f"no judge output for {args.model}; run src/judge_run.py")
80
-
81
- per_fact, groups = [], collections.Counter()
82
- for rec in mc.read_jsonl(jpath):
83
- fid = rec["fact_id"]
84
- if fid not in keep:
85
- continue
86
- label = {c["cluster_id"]: c for c in rec["clusters"]}
87
- res = bcs_bes([(a["condition_family"], a["cluster_id"])
88
- for a in rec["assignments"]], fams)
89
- if res is None:
90
- continue
91
- modal = label.get(res["modal_cluster"], {})
92
- correctness = modal.get("correctness", "REVIEW_REQUIRED")
93
- status = modal.get("status", "ANSWER")
94
- # Protocol 6: the four behaviour groups partition the fact set, so every
95
- # fact lands in exactly one and the four rates sum to 1.
96
- if res["bcs"] < tau:
97
- grp = "Unstable"
98
- elif status == "ABSTAIN" or correctness == "ABSTAIN":
99
- grp = "Stable Abstention"
100
- elif correctness == "CORRECT":
101
- grp = "Stable Correct"
102
- elif correctness == "INCORRECT":
103
- grp = "Stable Wrong"
104
- else:
105
- grp = "Stable Unresolved"
106
- groups[grp] += 1
107
- per_fact.append({"model": args.model, "fact_id": fid, "relation": rel_of[fid],
108
- "bcs": res["bcs"], "bes": res["bes"],
109
- "modal_cluster": res["modal_cluster"],
110
- "modal_correctness": correctness, "behavior_group": grp,
111
- "valid_families": res["valid_families"]})
112
-
113
- if not per_fact:
114
- raise SystemExit(f"{args.model}: no facts scored")
115
- mc.write_jsonl(mc.out("metrics", "behavioral", f"{args.model}.{mode}.per_fact.jsonl"),
116
- per_fact)
117
-
118
- n = len(per_fact)
119
- bs = C["bootstrap"]
120
- boot_bcs = mc.relation_clustered_bootstrap(
121
- {r["fact_id"]: r["bcs"] for r in per_fact}, rel_of,
122
- bs["n_resamples"], bs["seed"], bs["ci"])
123
- boot_bes = mc.relation_clustered_bootstrap(
124
- {r["fact_id"]: r["bes"] for r in per_fact}, rel_of,
125
- bs["n_resamples"], bs["seed"], bs["ci"])
126
-
127
- # Protocol 6: threshold sensitivity, because tau_b = 0.8 is a choice.
128
- sens = {}
129
- for t in C["behavior"]["tau_sensitivity"]:
130
- sens[str(t)] = {"stable_rate": float(np.mean([r["bcs"] >= t for r in per_fact])),
131
- "stable_correct": float(np.mean(
132
- [r["bcs"] >= t and r["modal_correctness"] == "CORRECT"
133
- for r in per_fact]))}
134
-
135
- summary = {
136
- "model": args.model, "coverage_mode": mode, "n_facts": n, "tau_b": tau,
137
- "bcs": boot_bcs["mean"], "bcs_ci95": [boot_bcs["lo"], boot_bcs["hi"]],
138
- "bes": boot_bes["mean"], "bes_ci95": [boot_bes["lo"], boot_bes["hi"]],
139
- "stable_correct_rate": groups["Stable Correct"] / n,
140
- "stable_wrong_rate": groups["Stable Wrong"] / n,
141
- "stable_abstention_rate": groups["Stable Abstention"] / n,
142
- "stable_unresolved_rate": groups["Stable Unresolved"] / n,
143
- "unstable_rate": groups["Unstable"] / n,
144
- "behavior_counts": dict(groups),
145
- "tau_sensitivity": sens,
146
- }
147
- tot = sum(summary[k] for k in ("stable_correct_rate", "stable_wrong_rate",
148
- "stable_abstention_rate", "stable_unresolved_rate",
149
- "unstable_rate"))
150
- if abs(tot - 1.0) > 1e-6:
151
- raise SystemExit(f"behaviour rates sum to {tot}, not 1 (protocol 6)")
152
- mc.write_json(mc.out("metrics", "behavioral", f"{args.model}.{mode}.summary.json"),
153
- summary)
154
- print(f"[{args.model}] BCS={summary['bcs']:.4f} BES={summary['bes']:.4f} "
155
- f"SC={summary['stable_correct_rate']:.3f} SW={summary['stable_wrong_rate']:.3f} "
156
- f"SA={summary['stable_abstention_rate']:.3f} "
157
- f"U={summary['unstable_rate']:.3f} n={n} BCSBES_DONE")
158
-
159
-
160
- if __name__ == "__main__":
161
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/extract_hidden.py DELETED
@@ -1,171 +0,0 @@
1
- #!/usr/bin/env python
2
- """Query-end residual states for the main-forward queries. [GPU]
3
-
4
- python src/extract_hidden.py --model Llama-3.2-1B
5
-
6
- Protocol 2.4 fixes the probe position:
7
-
8
- the last valid input token -- the model has read the question but has not
9
- yet emitted an answer token
10
-
11
- which is exactly the prefill position that produces the first generated token
12
- in eval_run.py. The prompt string is therefore built by importing eval_run's own
13
- `build_prompt`, not by re-deriving it here: if the two ever diverged, ISS would
14
- be measured on a different question than BCS/BES, and nothing downstream would
15
- notice.
16
-
17
- Only decoder blocks inside the J-Lens analysis window (protocol 7.10,
18
- d_l = l/(L-1) >= 0.4) are stored. Layer `l` is the OUTPUT of block l, so the
19
- last stored layer, l = L-1, is the final residual stream that J-Lens transports
20
- into.
21
-
22
- Output, per model:
23
-
24
- outputs/hidden/<model>/L###.npy float16 [n_queries, d]
25
- outputs/hidden/<model>/index.json query order + layer list + checksums
26
- """
27
- import os, sys, json, time, argparse, hashlib
28
-
29
- import numpy as np
30
- import torch
31
- from transformers import AutoModelForCausalLM, AutoTokenizer
32
-
33
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
34
- import mcommon as mc
35
-
36
- # eval_run.py owns the prompt format; import it so there is exactly one copy.
37
- sys.path.insert(0, mc.ds3("src"))
38
- from eval_run import build_prompt # noqa: E402
39
-
40
-
41
- def decoder_layers(model):
42
- """The block list, across Llama / Qwen2 / Mistral / Gemma2 / OLMo2."""
43
- for attr in ("model.layers", "model.decoder.layers", "transformer.h"):
44
- obj = model
45
- try:
46
- for part in attr.split("."):
47
- obj = getattr(obj, part)
48
- if isinstance(obj, torch.nn.ModuleList) and len(obj):
49
- return obj
50
- except AttributeError:
51
- continue
52
- raise SystemExit(f"cannot locate decoder blocks on {type(model).__name__}")
53
-
54
-
55
- def main():
56
- ap = argparse.ArgumentParser()
57
- ap.add_argument("--model", required=True)
58
- ap.add_argument("--batch", type=int, default=0)
59
- ap.add_argument("--limit", type=int, default=0, help="debug: first N queries")
60
- ap.add_argument("--force", action="store_true")
61
- args = ap.parse_args()
62
-
63
- conf = mc.cfg()["extraction"]
64
- entry = mc.model_entry(args.model)
65
- dest = mc.out("hidden", args.model)
66
- os.makedirs(dest, exist_ok=True)
67
- index_path = os.path.join(dest, "index.json")
68
- if os.path.exists(index_path) and not args.force:
69
- if json.load(open(index_path)).get("complete"):
70
- print(f"[{args.model}] already extracted; --force to redo")
71
- return
72
-
73
- rows = mc.main_forward_queries()
74
- if args.limit:
75
- rows = rows[:args.limit]
76
- N = len(rows)
77
-
78
- path = mc.model_path(args.model)
79
- tok = AutoTokenizer.from_pretrained(path)
80
- if tok.pad_token is None:
81
- tok.pad_token = tok.eos_token
82
- # Left padding is what makes position -1 the last REAL token for every row
83
- # in a ragged batch; with right padding it would be a pad token.
84
- tok.padding_side = "left"
85
- tok.truncation_side = "left"
86
- model = AutoModelForCausalLM.from_pretrained(
87
- path, dtype=torch.bfloat16, device_map={"": 0}).eval()
88
-
89
- blocks = decoder_layers(model)
90
- L = len(blocks)
91
- if L != entry.get("n_layers", L):
92
- raise SystemExit(f"{args.model}: config.json has {L} layers but "
93
- f"models.yaml says {entry['n_layers']}")
94
- d = int(model.config.hidden_size)
95
- window = mc.layer_window(L)
96
- if len(window) != entry.get("jlens_window", len(window)):
97
- raise SystemExit(f"{args.model}: computed window {len(window)} layers "
98
- f"but models.yaml says {entry['jlens_window']}")
99
- print(f"[{args.model}] L={L} d={d} window={window[0]}..{window[-1]} "
100
- f"({len(window)} layers) N={N}", flush=True)
101
-
102
- stores = {l: np.lib.format.open_memmap(
103
- os.path.join(dest, f"L{l:03d}.npy"), mode="w+",
104
- dtype=np.float16, shape=(N, d)) for l in window}
105
-
106
- grabbed = {}
107
-
108
- def make_hook(l):
109
- def hook(_module, _inp, output):
110
- h = output[0] if isinstance(output, tuple) else output
111
- # Detach immediately and keep only the probe position, otherwise the
112
- # full [B, T, d] activation for every window layer stays alive.
113
- grabbed[l] = h[:, -1, :].detach().float()
114
- return hook
115
-
116
- handles = [blocks[l].register_forward_hook(make_hook(l)) for l in window]
117
-
118
- prompts = [build_prompt(r) for r in rows]
119
- B = args.batch or conf["batch_size"]
120
- max_len = conf["max_prompt_len"]
121
- # Length-sorted batching keeps padding low; `order` maps back to row index.
122
- order = sorted(range(N), key=lambda i: len(prompts[i]))
123
- t0 = time.time()
124
- with torch.no_grad():
125
- for b in range(0, N, B):
126
- idx = order[b:b + B]
127
- enc = tok([prompts[i] for i in idx], return_tensors="pt", padding=True,
128
- truncation=True, max_length=max_len).to(0)
129
- grabbed.clear()
130
- model(**enc, use_cache=False)
131
- for l in window:
132
- stores[l][idx] = grabbed[l].to(torch.float16).cpu().numpy()
133
- if b % (B * 40) == 0:
134
- done = b + len(idx)
135
- print(f" {done}/{N} {done / max(time.time() - t0, 1e-9):.1f}/s",
136
- flush=True)
137
- for h in handles:
138
- h.remove()
139
- for l in window:
140
- stores[l].flush()
141
-
142
- meta = {
143
- "model": args.model,
144
- "complete": True,
145
- "n_queries": N,
146
- "n_layers": L,
147
- "d_model": d,
148
- "window": window,
149
- "window_depths": [round(l / max(L - 1, 1), 4) for l in window],
150
- "late_window": mc.late_window(L),
151
- "position": conf["position"],
152
- "dtype": "float16",
153
- "max_prompt_len": max_len,
154
- "batch_size": B,
155
- "seconds": round(time.time() - t0, 1),
156
- # The query order is the contract between this file and every consumer;
157
- # the hash lets a consumer prove it is reading the same ordering.
158
- "query_ids": [r["query_id"] for r in rows],
159
- "fact_ids": [r["fact_id"] for r in rows],
160
- "families": [r["condition_family"] for r in rows],
161
- "query_order_sha256": hashlib.sha256(
162
- "\n".join(r["query_id"] for r in rows).encode()).hexdigest(),
163
- }
164
- mc.write_json(index_path, meta)
165
- gb = N * len(window) * d * 2 / 1e9
166
- print(f"[{args.model}] wrote {len(window)} layers x {N} x {d} "
167
- f"({gb:.1f} GB) {meta['seconds']}s EXTRACT_DONE", flush=True)
168
-
169
-
170
- if __name__ == "__main__":
171
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/iss.py DELETED
@@ -1,157 +0,0 @@
1
- #!/usr/bin/env python
2
- """ISS: Internal State Stability. (protocol 7, J-Lens spec 10)
3
-
4
- python src/iss.py --model Llama-3.2-1B --transport raw # ablation
5
- python src/iss.py --model Llama-3.2-1B --transport jlens # official
6
-
7
- The state preparation (transport -> residualise -> whiten -> family centroid)
8
- lives in states.py so that ISS and KTS provably score the same vectors. What is
9
- here is only the ISS-specific part:
10
-
11
- S+ same fact, across condition-family pairs
12
- S- same relation, different fact, symmetric in the family pair
13
- ISS = (S+ - S-) / (1 - S- + eps)
14
-
15
- Raw-ISS is NOT the official metric (J-Lens spec 11). It exists to prove the
16
- data loading, family aggregation and negative sampling are right before the
17
- Jacobian transport is layered on top (spec 21, step 1).
18
- """
19
- import os, sys, time, argparse
20
-
21
- import numpy as np
22
- import torch
23
-
24
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
25
- import mcommon as mc
26
- from states import StateLoader
27
-
28
-
29
- def iss_one_layer(V, mask, by_rel, negatives, eps):
30
- """S+, S- and ISS for every fact at one layer."""
31
- F, T, _ = V.shape
32
- dev = V.device
33
- s_pos = torch.zeros(F, device=dev)
34
- s_neg = torch.zeros(F, device=dev)
35
- n_pos = torch.zeros(F, device=dev)
36
- n_neg = torch.zeros(F, device=dev)
37
- zero = torch.zeros(F, device=dev)
38
-
39
- for t in range(T):
40
- for u in range(t + 1, T):
41
- both = mask[:, t] & mask[:, u]
42
- if not bool(both.any()):
43
- continue
44
- s_pos += torch.where(both, (V[:, t] * V[:, u]).sum(-1), zero)
45
- n_pos += both.float()
46
-
47
- # Protocol 7.8: same-relation background, symmetrised over the pair
48
- # so a family that sits globally closer to everything cannot inflate
49
- # the score. Done per relation to keep each similarity block small.
50
- for members in by_rel.values():
51
- idx = [i for i in members if bool(both[i])]
52
- if len(idx) < 2:
53
- continue
54
- ii = torch.tensor(idx, device=dev)
55
- Sab = V[ii, t] @ V[ii, u].T
56
- pos = {f: j for j, f in enumerate(idx)}
57
- for f in idx:
58
- negs = [pos[g] for g in negatives[f] if g in pos]
59
- if not negs:
60
- continue
61
- jj = torch.tensor(negs, device=dev)
62
- j0 = pos[f]
63
- s_neg[f] += 0.5 * (Sab[j0, jj].mean() + Sab[jj, j0].mean())
64
- n_neg[f] += 1
65
-
66
- sp = s_pos / n_pos.clamp_min(1)
67
- sn = s_neg / n_neg.clamp_min(1)
68
- return sp, sn, (sp - sn) / (1.0 - sn + eps), (n_pos > 0) & (n_neg > 0)
69
-
70
-
71
- def main():
72
- ap = argparse.ArgumentParser()
73
- ap.add_argument("--model", required=True)
74
- ap.add_argument("--transport", choices=["raw", "jlens"], default="raw")
75
- ap.add_argument("--coverage", choices=["complete_family", "full_set"], default=None)
76
- ap.add_argument("--device", default="auto")
77
- ap.add_argument("--shuffle-seed", type=int, default=None,
78
- help="protocol 18.1 control: destroy fact identity; ISS must collapse")
79
- args = ap.parse_args()
80
-
81
- C = mc.cfg()
82
- icfg = C["iss"]
83
- eps = float(icfg["eps"])
84
- S = StateLoader(args.model, args.transport, args.coverage, args.device,
85
- shuffle_seed=args.shuffle_seed)
86
-
87
- negatives = mc.negative_sample(S.keep_facts, S.rel_of,
88
- icfg["max_negatives"], icfg["negative_seed"])
89
- negatives = {S.fidx[f]: [S.fidx[g] for g in gs] for f, gs in negatives.items()}
90
-
91
- F = S.n_facts
92
- per_layer, t0 = {}, time.time()
93
- for l in S.window:
94
- V, mask = S.centroids(l)
95
- sp, sn, iss, valid = iss_one_layer(V, mask, S.by_rel, negatives, eps)
96
- per_layer[l] = {"s_pos": sp.cpu().numpy(), "s_neg": sn.cpu().numpy(),
97
- "iss": iss.cpu().numpy(), "valid": valid.cpu().numpy()}
98
- print(f" L{l:03d} ISS={float(iss[valid].mean()):+.4f} "
99
- f"S+={float(sp[valid].mean()):.4f} S-={float(sn[valid].mean()):.4f}",
100
- flush=True)
101
- del V, mask
102
- if S.dev == "cuda":
103
- torch.cuda.empty_cache()
104
-
105
- # ---- protocol 7.10: window mean, peak, late
106
- stack = np.stack([per_layer[l]["iss"] for l in S.window])
107
- vmask = np.stack([per_layer[l]["valid"] for l in S.window])
108
- stack = np.where(vmask, stack, np.nan)
109
- late_rows = [i for i, l in enumerate(S.window) if l in S.late]
110
- with np.errstate(invalid="ignore"):
111
- iss_f = np.nanmean(stack, axis=0)
112
- peak_f = np.nanmax(stack, axis=0)
113
- late_f = np.nanmean(stack[late_rows], axis=0) if late_rows else np.full(F, np.nan)
114
-
115
- rows = [{"model": args.model, "transport": args.transport, "fact_id": f,
116
- "relation": S.rel_of[f], "iss": float(iss_f[i]),
117
- "iss_peak": float(peak_f[i]), "iss_late": float(late_f[i]),
118
- "layers_used": S.window}
119
- for i, f in enumerate(S.keep_facts) if np.isfinite(iss_f[i])]
120
-
121
- tag = f"{args.model}.{args.transport}.{S.mode}"
122
- if args.shuffle_seed is not None:
123
- tag += f".shuffled{args.shuffle_seed}"
124
- mc.write_jsonl(mc.out("metrics", "iss", f"{tag}.per_fact.jsonl"), rows)
125
- mc.write_jsonl(mc.out("metrics", "iss", f"{tag}.per_fact_layer.jsonl"),
126
- [{"model": args.model, "transport": args.transport,
127
- "fact_id": f, "layer": l,
128
- "iss": float(per_layer[l]["iss"][i]),
129
- "s_positive": float(per_layer[l]["s_pos"][i]),
130
- "s_background": float(per_layer[l]["s_neg"][i])}
131
- for l in S.window for i, f in enumerate(S.keep_facts)
132
- if per_layer[l]["valid"][i]])
133
-
134
- vals = {r["fact_id"]: r["iss"] for r in rows}
135
- boot = mc.relation_clustered_bootstrap(
136
- vals, S.rel_of, C["bootstrap"]["n_resamples"], C["bootstrap"]["seed"],
137
- C["bootstrap"]["ci"])
138
- summary = {
139
- "model": args.model, "transport": args.transport, "coverage_mode": S.mode,
140
- "official": args.transport == "jlens" and args.shuffle_seed is None,
141
- "shuffle_control": args.shuffle_seed is not None,
142
- "n_facts": len(rows), "layers": S.window,
143
- "iss": boot["mean"], "iss_ci95": [boot["lo"], boot["hi"]],
144
- "iss_peak": float(np.nanmean(peak_f)), "iss_late": float(np.nanmean(late_f)),
145
- "s_positive": float(np.nanmean([per_layer[l]["s_pos"] for l in S.window])),
146
- "s_background": float(np.nanmean([per_layer[l]["s_neg"] for l in S.window])),
147
- "per_layer_iss": {str(l): float(np.nanmean(np.where(
148
- per_layer[l]["valid"], per_layer[l]["iss"], np.nan))) for l in S.window},
149
- "seconds": round(time.time() - t0, 1),
150
- }
151
- mc.write_json(mc.out("metrics", "iss", f"{tag}.summary.json"), summary)
152
- print(f"[{args.model}] {args.transport}-ISS = {boot['mean']:+.4f} "
153
- f"[{boot['lo']:+.4f},{boot['hi']:+.4f}] n={len(rows)} ISS_DONE", flush=True)
154
-
155
-
156
- if __name__ == "__main__":
157
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/jlens.py DELETED
@@ -1,352 +0,0 @@
1
- #!/usr/bin/env python
2
- """J-Lens: randomized factorized estimate of the layer-to-final Jacobian. [GPU]
3
-
4
- python src/jlens.py --model Llama-3.2-1B --rank 256
5
- python src/jlens.py --model Llama-3.2-1B --validate # spec 7.1 action check
6
-
7
- Official transport (J-Lens spec 1):
8
-
9
- z^l = J^l h^l, J^l = E_{x~C}[ d h^L(x) / d h^l(x) ]
10
-
11
- with NO unembedding matrix -- the metric lives in the final-layer residual
12
- basis, not in vocabulary space.
13
-
14
- d x d is unaffordable at d = 5120, so spec 6 prescribes randomized range
15
- finding:
16
-
17
- Y = J Omega (JVPs) Q = qr(Y)
18
- B = Q^T J (VJPs) Jhat = Q B
19
-
20
- and spec 6.4 says to store only Q and B. Downstream we only ever take cosines,
21
- and Q is orthonormal, so cos(Q y1, Q y2) = cos(y1, y2) -- iss.py consumes
22
- y = B h directly in r dimensions.
23
-
24
- --- how the per-example Jacobian is taken -------------------------------------
25
-
26
- J_x is the Jacobian of the map
27
-
28
- h^l at the last position -> h^L at the last position
29
-
30
- holding the prefix fixed. Attention is causal, so perturbing the last position's
31
- residual cannot change any earlier position: the prefix KV cache computed once
32
- is exactly right, and the map can be evaluated by a single-token decode step
33
- with a hook that substitutes h at block l. That costs one token through the
34
- blocks instead of a full re-prefill, and it goes through the stock HF decode
35
- path, so it stays correct for Llama / Qwen2 / Mistral / Gemma2 (sliding window,
36
- logit softcap) / OLMo2 alike without per-architecture code.
37
-
38
- Tangents are batched along the batch dimension: the map is block-diagonal across
39
- batch rows, so one jvp call returns J_x v_i for as many probe columns as fit.
40
- """
41
- import os, sys, json, time, argparse, copy
42
-
43
- import numpy as np
44
- import torch
45
- from transformers import AutoModelForCausalLM, AutoTokenizer
46
-
47
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
48
- import mcommon as mc
49
- from extract_hidden import decoder_layers
50
-
51
-
52
- # --------------------------------------------------------------- calibration
53
- def calibration_prompts(tok, n, seq_len, seed):
54
- """Spec 13.1: general text, independent of the factual benchmark.
55
-
56
- Every model sees the same document slice and the same token count, so the
57
- corpus contributes no cross-model variation (spec 8.1: "same construction
58
- rule for all models").
59
- """
60
- from datasets import load_dataset
61
- ds = load_dataset("NeelNanda/pile-10k", split="train")
62
- rng = np.random.default_rng(seed)
63
- picks = rng.choice(len(ds), size=min(4 * n, len(ds)), replace=False)
64
- out, used = [], []
65
- for i in picks:
66
- ids = tok(ds[int(i)]["text"], return_tensors="pt",
67
- truncation=True, max_length=seq_len)["input_ids"][0]
68
- if ids.numel() < seq_len:
69
- continue # fixed length only (spec 8.1)
70
- out.append(ids[:seq_len])
71
- used.append(int(i))
72
- if len(out) == n:
73
- break
74
- if len(out) < n:
75
- raise SystemExit(f"only {len(out)}/{n} calibration prompts reached {seq_len} tokens")
76
- return torch.stack(out), used
77
-
78
-
79
- FP32_BUDGET_GB = 110.0 # of the 143 GB H200, leaving room for activations
80
-
81
-
82
- def pick_dtype(name, requested="auto"):
83
- """float32 wherever the weights fit, bfloat16 only when they cannot.
84
-
85
- Measured on Qwen2.5-0.5B, a bf16 JVP agrees with the fp32 one to
86
- cos >= 0.996 but with 1-8% relative error, worst at early layers -- above
87
- the 0.05 action-error threshold the J-Lens spec (7.3) sets for accepting an
88
- estimator. Corpus averaging suppresses most of that, but it is cheaper to
89
- avoid the noise than to argue about it, so fp32 is the default and the
90
- fallback is recorded in metadata for the uncertainty report (spec 18).
91
- """
92
- if requested != "auto":
93
- return getattr(torch, requested)
94
- params_b = float(mc.model_entry(name).get("params_b", 0) or 0)
95
- return torch.float32 if params_b * 4.0 < FP32_BUDGET_GB else torch.bfloat16
96
-
97
-
98
- def load_for_jacobian(name, dtype="auto"):
99
- """Eager attention is mandatory here.
100
-
101
- The fused SDPA/flash kernels have no double-backward rule, and the JVP below
102
- is reverse-over-reverse. Eager attention is slower but it is the only
103
- implementation that differentiates twice. Generation and hidden-state
104
- extraction are unaffected -- they never take a second derivative.
105
- """
106
- dt = pick_dtype(name, dtype)
107
- path = mc.model_path(name)
108
- tok = AutoTokenizer.from_pretrained(path)
109
- model = AutoModelForCausalLM.from_pretrained(
110
- path, dtype=dt, device_map={"": 0}, attn_implementation="eager").eval()
111
- for prm in model.parameters():
112
- prm.requires_grad_(False)
113
- return model, tok
114
-
115
-
116
- def _cache_tensors(cache):
117
- """The K/V tensor slots of a Cache, across the layouts transformers uses."""
118
- slots = []
119
- if getattr(cache, "layers", None):
120
- for lay in cache.layers:
121
- for attr in ("keys", "values"):
122
- if getattr(lay, attr, None) is not None:
123
- slots.append((lay, attr))
124
- for attr in ("key_cache", "value_cache"):
125
- seq = getattr(cache, attr, None)
126
- if seq is not None:
127
- for i in range(len(seq)):
128
- slots.append((seq, i))
129
- return slots
130
-
131
-
132
- def _expand_cache(cache, b):
133
- """Replicate a batch-1 prefix cache to batch b without re-running the prefix."""
134
- c = copy.deepcopy(cache)
135
- for holder, key in _cache_tensors(c):
136
- t = holder[key] if isinstance(key, int) else getattr(holder, key)
137
- t = t.expand(b, *t.shape[1:]).contiguous()
138
- if isinstance(key, int):
139
- holder[key] = t
140
- else:
141
- setattr(holder, key, t)
142
- return c
143
-
144
-
145
- class TailMap:
146
- """h^l(last position) -> h^L(last position), prefix held fixed.
147
-
148
- Causal attention is what makes this well defined: the last position cannot
149
- influence earlier ones, so the prefix KV computed once is exactly correct
150
- however h^l is perturbed.
151
- """
152
-
153
- def __init__(self, model, blocks, layer, ids):
154
- self.model, self.blocks, self.layer = model, blocks, layer
155
- self.n_layers = len(blocks)
156
- self.sub = None # tensor substituted at block `layer`
157
- self.final = None
158
- with torch.no_grad():
159
- pre = model(input_ids=ids[:, :-1].to(model.device), use_cache=True)
160
- self.prefix = pre.past_key_values
161
- self.last = ids[:, -1:].to(model.device)
162
- self._install()
163
-
164
- def _install(self):
165
- def sub_hook(_m, _i, output):
166
- if self.sub is None:
167
- return output
168
- tup = isinstance(output, tuple)
169
- h = output[0] if tup else output
170
- # Rebuild rather than index-assign: the substituted row carries the
171
- # autograd graph and an in-place write into a non-leaf bf16 buffer
172
- # is both fragile and unnecessary here (sequence length is 1).
173
- h = self.sub.to(h.dtype).unsqueeze(1)
174
- return (h,) + tuple(output[1:]) if tup else h
175
-
176
- def grab_hook(_m, _i, output):
177
- h = output[0] if isinstance(output, tuple) else output
178
- self.final = h[:, -1, :]
179
-
180
- self.h1 = self.blocks[self.layer].register_forward_hook(sub_hook)
181
- self.h2 = self.blocks[self.n_layers - 1].register_forward_hook(grab_hook)
182
-
183
- def close(self):
184
- self.h1.remove()
185
- self.h2.remove()
186
-
187
- def baseline(self):
188
- """h^l at the last position, unperturbed -- the expansion point."""
189
- got = {}
190
-
191
- def hook(_m, _i, output):
192
- h = output[0] if isinstance(output, tuple) else output
193
- got["h"] = h[:, -1, :].detach().clone()
194
- hd = self.blocks[self.layer].register_forward_hook(hook)
195
- self.sub = None
196
- with torch.no_grad():
197
- self._decode(1)
198
- hd.remove()
199
- return got["h"]
200
-
201
- def _decode(self, batch):
202
- cache = _expand_cache(self.prefix, batch) if batch > 1 \
203
- else copy.deepcopy(self.prefix)
204
- self.model(input_ids=self.last.expand(batch, 1),
205
- past_key_values=cache, use_cache=True)
206
- return self.final
207
-
208
- def __call__(self, h):
209
- """h: [b, d] -> [b, d]. Differentiable in reverse mode."""
210
- self.sub = h
211
- try:
212
- return self._decode(h.shape[0])
213
- finally:
214
- self.sub = None
215
-
216
-
217
- def jvp(f, x, v):
218
- """J v via double backward.
219
-
220
- torch.func.jvp cannot be used here: forward-mode duals do not survive the
221
- module hooks that substitute the residual, and the model runs in bfloat16.
222
- The double-backward identity d/du (J^T u) . v = J v needs only reverse mode,
223
- which the hooks handle natively.
224
- """
225
- x = x.detach().requires_grad_(True)
226
- y = f(x)
227
- u = torch.zeros_like(y, requires_grad=True)
228
- (g,) = torch.autograd.grad(y, x, grad_outputs=u, create_graph=True)
229
- (out,) = torch.autograd.grad(g, u, grad_outputs=v)
230
- return out
231
-
232
-
233
- def probes(d, r, seed, device):
234
- """Nested Gaussian probes: spec 5.3 requires rank k's directions to be a
235
- prefix of rank 2k's, so a rank sweep is a genuine refinement rather than an
236
- unrelated redraw."""
237
- g = torch.Generator(device="cpu").manual_seed(seed)
238
- return torch.randn(d, r, generator=g).to(device)
239
-
240
-
241
- def estimate(model, blocks, layer, corpus, r, seed, chunk, device):
242
- """Y = E_x[J_x Omega] then Q = qr(Y); B^T = E_x[J_x^T Q]."""
243
- d = model.config.hidden_size
244
- Om = probes(d, r, seed, device)
245
- Y = torch.zeros(d, r, device=device, dtype=torch.float32)
246
-
247
- maps = []
248
- for ids in corpus:
249
- tm = TailMap(model, blocks, layer, ids.unsqueeze(0))
250
- maps.append(tm)
251
-
252
- for tm in maps:
253
- h0 = tm.baseline().float()
254
- for s in range(0, r, chunk):
255
- v = Om[:, s:s + chunk].T.contiguous() # [b, d]
256
- base = h0.expand(v.shape[0], d).contiguous()
257
- Y[:, s:s + chunk] += jvp(lambda x: tm(x).float(), base, v).T.float()
258
- Y /= len(maps)
259
- Q, _ = torch.linalg.qr(Y.double())
260
- Q = Q.float() # [d, r]
261
-
262
- Bt = torch.zeros(d, r, device=device, dtype=torch.float32)
263
- for tm in maps:
264
- h0 = tm.baseline().float()
265
- for s in range(0, r, chunk):
266
- w = Q[:, s:s + chunk].T.contiguous()
267
- b = w.shape[0]
268
- base = h0.expand(b, d).contiguous().requires_grad_(True)
269
- outp = tm(base).float()
270
- gr = torch.autograd.grad(outp, base, grad_outputs=w.float())[0]
271
- Bt[:, s:s + chunk] += gr.T.float()
272
- Bt /= len(maps)
273
- for tm in maps:
274
- tm.close()
275
- return Q, Bt.T.contiguous() # Q [d,r], B [r,d]
276
-
277
-
278
- def direct_action(model, blocks, layer, corpus, H, device):
279
- """u_i = J h_i computed directly (spec 7.1) -- the validation reference.
280
-
281
- Needs no d x d matrix: it is one JVP per held-out activation, averaged over
282
- the same calibration corpus the estimator used.
283
- """
284
- d = model.config.hidden_size
285
- U = torch.zeros(H.shape[0], d, device=device, dtype=torch.float32)
286
- for ids in corpus:
287
- tm = TailMap(model, blocks, layer, ids.unsqueeze(0))
288
- h0 = tm.baseline().float()
289
- for s in range(0, H.shape[0], 16):
290
- v = H[s:s + 16].to(device).float()
291
- base = h0.expand(v.shape[0], d).contiguous()
292
- U[s:s + 16] += jvp(lambda x: tm(x).float(), base, v).float()
293
- tm.close()
294
- return U / len(corpus)
295
-
296
-
297
- def main():
298
- ap = argparse.ArgumentParser()
299
- ap.add_argument("--model", required=True)
300
- ap.add_argument("--rank", type=int, default=256)
301
- ap.add_argument("--seed", type=int, default=None)
302
- ap.add_argument("--layers", nargs="*", type=int, default=None)
303
- ap.add_argument("--n-prompts", type=int, default=None)
304
- ap.add_argument("--chunk", type=int, default=32, help="probe columns per jvp call")
305
- ap.add_argument("--dtype", default="auto", choices=["auto", "float32", "bfloat16"])
306
- ap.add_argument("--validate", action="store_true",
307
- help="spec 7.1 direct-action check on held-out activations")
308
- args = ap.parse_args()
309
-
310
- C = mc.cfg()["jlens"]
311
- seed = args.seed if args.seed is not None else C["estimator"]["primary_seed"]
312
- n_prompts = args.n_prompts or C["corpus"]["n_prompts"]
313
- p = C["estimator"]["oversampling"]
314
- r = args.rank + p
315
- device = "cuda"
316
-
317
- model, tok = load_for_jacobian(args.model, args.dtype)
318
- compute_dtype = str(next(model.parameters()).dtype).replace("torch.", "")
319
- blocks = decoder_layers(model)
320
- L, d = len(blocks), int(model.config.hidden_size)
321
- if r > d:
322
- r = d
323
- window = args.layers if args.layers else mc.layer_window(L)
324
-
325
- corpus, used = calibration_prompts(tok, n_prompts, C["corpus"]["seq_len"],
326
- C["corpus"]["seed"])
327
- print(f"[{args.model}] d={d} L={L} rank={args.rank}+{p}={r} "
328
- f"corpus={n_prompts}x{C['corpus']['seq_len']} layers={len(window)}", flush=True)
329
-
330
- for l in window:
331
- t0 = time.time()
332
- Q, B = estimate(model, blocks, l, corpus, r, seed, args.chunk, device)
333
- dest = mc.out("jlens", args.model, f"L{l:03d}")
334
- np.save(os.path.join(dest, "Q.npy"), Q.cpu().numpy().astype(np.float32))
335
- np.save(os.path.join(dest, "B.npy"), B.cpu().numpy().astype(np.float32))
336
- meta = {"model": args.model, "layer": l, "hidden_dimension": d,
337
- "rank": args.rank, "oversampling": p, "stored_rank": r,
338
- "power_iterations": C["estimator"]["power_iterations"],
339
- "calibration_corpus": C["corpus"]["name"],
340
- "calibration_corpus_size": n_prompts,
341
- "calibration_sequence_length": C["corpus"]["seq_len"],
342
- "calibration_sample_ids": used, "random_seed": seed,
343
- "compute_dtype": compute_dtype,
344
- "seconds": round(time.time() - t0, 1), "validated": None}
345
- mc.write_json(os.path.join(dest, "metadata.json"), meta)
346
- print(f" L{l:03d} Q{tuple(Q.shape)} B{tuple(B.shape)} "
347
- f"{meta['seconds']}s", flush=True)
348
- print(f"[{args.model}] JLENS_DONE", flush=True)
349
-
350
-
351
- if __name__ == "__main__":
352
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/joint.py DELETED
@@ -1,172 +0,0 @@
1
- #!/usr/bin/env python
2
- """Do internal and external stability move together? (protocol 12, 13.2)
3
-
4
- python src/joint.py --transport raw
5
-
6
- Three levels, because they can disagree and each answers a different question:
7
-
8
- 1. ACROSS MODELS Does a model with higher BCS also have higher ISS?
9
- n = number of evaluated models, so this is suggestive at
10
- best -- it is the weakest of the three.
11
-
12
- 2. WITHIN MODEL, ACROSS FACTS Are the SAME facts unstable behaviourally and
13
- internally? This is the real test. A model can sit at the
14
- group mean while the two measures disagree completely
15
- fact by fact, and only this level would reveal it.
16
-
17
- 3. BY BEHAVIOUR GROUP Protocol 13.2: mean ISS for Stable Correct vs Stable
18
- Wrong vs Stable Abstention vs Unstable. This is the table
19
- the paper needs, and it also separates the two ways a fact
20
- can be "stable": stably right and stably wrong should both
21
- show high ISS if internal state drives behaviour.
22
-
23
- Protocol 12 lists cells such as "BCS high / ISS low" -- consistent answers
24
- reached through inconsistent internal states. Reporting only a single pooled
25
- correlation would hide exactly those cases, so the per-model breakdown is
26
- printed even when the pooled number looks tidy.
27
- """
28
- import os, sys, glob, json, argparse, collections
29
-
30
- import numpy as np
31
- from scipy.stats import spearmanr, pearsonr
32
-
33
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
34
- import mcommon as mc
35
-
36
- GROUPS = ["Stable Correct", "Stable Wrong", "Stable Abstention",
37
- "Stable Unresolved", "Unstable"]
38
-
39
-
40
- def load_pairs(model, transport, mode):
41
- ip = mc.out("metrics", "iss", f"{model}.{transport}.{mode}.per_fact.jsonl")
42
- bp = mc.out("metrics", "behavioral", f"{model}.{mode}.per_fact.jsonl")
43
- if not (os.path.exists(ip) and os.path.exists(bp)):
44
- return None
45
- iss = {r["fact_id"]: r for r in mc.read_jsonl(ip)}
46
- beh = {r["fact_id"]: r for r in mc.read_jsonl(bp)}
47
- common = sorted(set(iss) & set(beh))
48
- if len(common) < 20:
49
- return None
50
- return [{"fact_id": f, "relation": iss[f]["relation"],
51
- "iss": iss[f]["iss"], "iss_late": iss[f]["iss_late"],
52
- "bcs": beh[f]["bcs"], "bes": beh[f]["bes"],
53
- "group": beh[f]["behavior_group"]} for f in common]
54
-
55
-
56
- def main():
57
- ap = argparse.ArgumentParser()
58
- ap.add_argument("--transport", choices=["raw", "jlens"], default="raw")
59
- ap.add_argument("--coverage", choices=["complete_family", "full_set"], default=None)
60
- args = ap.parse_args()
61
-
62
- mode = args.coverage or mc.cfg()["headline_coverage"]
63
- names = [m["name"] for m in mc.models_cfg()["evaluated_models"]]
64
-
65
- per_model, model_level = {}, []
66
- for m in names:
67
- rows = load_pairs(m, args.transport, mode)
68
- if rows is None:
69
- continue
70
- per_model[m] = rows
71
- isum = json.load(open(mc.out("metrics", "iss",
72
- f"{m}.{args.transport}.{mode}.summary.json")))
73
- bsum = json.load(open(mc.out("metrics", "behavioral",
74
- f"{m}.{mode}.summary.json")))
75
- kp = mc.out("metrics", "kts", f"{m}.{args.transport}.{mode}.summary.json")
76
- ksum = json.load(open(kp)) if os.path.exists(kp) else {}
77
- model_level.append({
78
- "model": m, "family": mc.model_entry(m).get("family"),
79
- "params_b": mc.model_entry(m).get("params_b"),
80
- "tuning": mc.model_entry(m).get("tuning"),
81
- "iss": isum["iss"], "bcs": bsum["bcs"], "bes": bsum["bes"],
82
- "kts": ksum.get("kts"), "kts_id": ksum.get("kts_id"),
83
- "unstable_rate": bsum["unstable_rate"],
84
- "stable_correct_rate": bsum["stable_correct_rate"],
85
- "n_joined": len(rows)})
86
-
87
- if not model_level:
88
- raise SystemExit("no model has BOTH ISS and BCS/BES yet")
89
-
90
- out = {"transport": args.transport, "coverage_mode": mode,
91
- "n_models": len(model_level), "model_level": model_level}
92
-
93
- # ---- level 1: across models
94
- def corr(a, b):
95
- a, b = np.asarray(a, float), np.asarray(b, float)
96
- ok = np.isfinite(a) & np.isfinite(b)
97
- if ok.sum() < 3:
98
- return None
99
- return {"spearman": float(spearmanr(a[ok], b[ok]).statistic),
100
- "pearson": float(pearsonr(a[ok], b[ok]).statistic), "n": int(ok.sum())}
101
-
102
- across = {}
103
- for x in ("bcs", "bes", "unstable_rate", "stable_correct_rate"):
104
- for y in ("iss", "kts", "kts_id"):
105
- c = corr([r[x] for r in model_level], [r[y] for r in model_level])
106
- if c:
107
- across[f"{x}__{y}"] = c
108
- out["across_models"] = across
109
-
110
- # ---- level 2: within model, across facts
111
- within, pooled = {}, []
112
- for m, rows in per_model.items():
113
- within[m] = {
114
- "n_facts": len(rows),
115
- "iss_vs_bcs": corr([r["iss"] for r in rows], [r["bcs"] for r in rows]),
116
- "iss_vs_bes": corr([r["iss"] for r in rows], [r["bes"] for r in rows]),
117
- }
118
- # Standardise inside each model before pooling, otherwise the pooled
119
- # correlation would mostly reflect between-model level differences
120
- # rather than the within-model fact-by-fact association we are after.
121
- for key in ("iss", "bcs"):
122
- v = np.array([r[key] for r in rows], float)
123
- sd = v.std() or 1.0
124
- for r, z in zip(rows, (v - v.mean()) / sd):
125
- r[f"z_{key}"] = float(z)
126
- pooled += rows
127
- out["within_model"] = within
128
- out["pooled_within_model"] = corr([r["z_iss"] for r in pooled],
129
- [r["z_bcs"] for r in pooled])
130
-
131
- # ---- level 3: behaviour groups (protocol 13.2)
132
- by_group = collections.defaultdict(list)
133
- for m, rows in per_model.items():
134
- for r in rows:
135
- by_group[r["group"]].append(r["iss"])
136
- out["iss_by_behavior_group"] = {
137
- g: {"n": len(by_group[g]), "iss_mean": float(np.mean(by_group[g])),
138
- "iss_sd": float(np.std(by_group[g]))}
139
- for g in GROUPS if by_group[g]}
140
- out["iss_by_behavior_group_per_model"] = {
141
- m: {g: float(np.mean([r["iss"] for r in rows if r["group"] == g]))
142
- for g in GROUPS if any(r["group"] == g for r in rows)}
143
- for m, rows in per_model.items()}
144
-
145
- mc.write_json(mc.out("metrics", f"joint_internal_external.{args.transport}.{mode}.json"),
146
- out)
147
-
148
- # ------------------------------------------------------------ report
149
- print(f"\n=== 1. ACROSS MODELS (n={len(model_level)}) ===")
150
- print(f"{'pair':34s} {'Spearman':>9s} {'Pearson':>9s}")
151
- for k, v in across.items():
152
- print(f"{k:34s} {v['spearman']:>9.3f} {v['pearson']:>9.3f}")
153
-
154
- print(f"\n=== 2. WITHIN MODEL, ACROSS FACTS ===")
155
- print(f"{'model':30s} {'n':>5s} {'ISSvBCS':>8s} {'ISSvBES':>8s}")
156
- for m, v in within.items():
157
- a = v["iss_vs_bcs"]["spearman"] if v["iss_vs_bcs"] else float("nan")
158
- b = v["iss_vs_bes"]["spearman"] if v["iss_vs_bes"] else float("nan")
159
- print(f"{m:30s} {v['n_facts']:>5d} {a:>8.3f} {b:>8.3f}")
160
- p = out["pooled_within_model"]
161
- if p:
162
- print(f"{'POOLED (z-scored per model)':30s} {p['n']:>5d} {p['spearman']:>8.3f}")
163
-
164
- print(f"\n=== 3. ISS BY BEHAVIOUR GROUP (protocol 13.2) ===")
165
- print(f"{'group':22s} {'facts':>7s} {'ISS mean':>9s} {'sd':>7s}")
166
- for g, v in out["iss_by_behavior_group"].items():
167
- print(f"{g:22s} {v['n']:>7d} {v['iss_mean']:>9.3f} {v['iss_sd']:>7.3f}")
168
- print()
169
-
170
-
171
- if __name__ == "__main__":
172
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/judge_run.py DELETED
@@ -1,273 +0,0 @@
1
- #!/usr/bin/env python
2
- """AI Judge: semantic answer clustering, then correctness. [GPU] (protocol 3)
3
-
4
- python src/judge_run.py --model Llama-3.2-1B
5
-
6
- Two passes, in the order protocol 3 mandates:
7
-
8
- Pass 1 REFERENCE-BLIND. The judge never sees the gold answer. It only groups
9
- responses that assert the same thing -- "Paris", "The answer is
10
- Paris.", "巴黎" -- and flags ABSTAIN / MULTIPLE / UNPARSEABLE.
11
- This is what BCS and BES are built on, and keeping gold out of it is
12
- what lets a confidently wrong model score BCS = 1.
13
-
14
- Pass 2 REFERENCE-AWARE. Gold, aliases, answer type and granularity are
15
- supplied, and each CLUSTER (not each response) is labelled. This only
16
- separates Stable Correct from Stable Wrong; it never reshapes a
17
- cluster.
18
-
19
- The unit of judgement is the (fact, model) pair, per protocol 3.1: judging pairs
20
- of responses independently would produce non-transitive verdicts, where a~b and
21
- b~c but a!~c, and no consistent cluster assignment exists.
22
-
23
- Cost control: responses are pre-grouped by normalised surface string before the
24
- judge sees them. Exact post-normalisation identity is a strict subset of
25
- semantic equivalence, so the judge can only ever merge those groups further,
26
- never split them -- the clustering is unchanged, but a typical fact sends 3-6
27
- distinct strings instead of 17 responses.
28
- """
29
- import os, sys, json, time, argparse, re
30
-
31
- import torch
32
- from transformers import AutoModelForCausalLM, AutoTokenizer
33
-
34
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
35
- import mcommon as mc
36
- sys.path.insert(0, mc.ds3("src"))
37
- from common import normalize # noqa: E402
38
-
39
- BLIND = """You are clustering short answers to one factual question. You are NOT told the correct answer and must not guess it.
40
-
41
- Question: {question}
42
-
43
- Candidate answers:
44
- {answers}
45
-
46
- Work in two steps, exactly as follows.
47
-
48
- Step 1. For each answer, extract ONLY the core entity or value it finally asserts. Strip restated question text, subject names, hedging, reasoning and trailing explanation. "Agriculture and Agri-Food Canada applies in Canada" asserts "Canada". "The answer is Paris." asserts "Paris".
49
-
50
- Step 2. Group the answers whose EXTRACTED core is the same entity or value. Ignore wording, language, punctuation and capitalisation; translations of one another belong together, and a bare entity belongs with a full sentence asserting that same entity. Two answers go in different groups only when they name genuinely different entities.
51
-
52
- Use these special groups where they apply:
53
- - ABSTAIN: refuses, or says it does not know
54
- - MULTIPLE: gives several conflicting answers without choosing
55
- - UNPARSEABLE: no answer can be extracted
56
-
57
- Reply with JSON only, where "meaning" is the extracted core from step 1:
58
- {{"clusters":[{{"ids":[0,2],"meaning":"Paris","status":"ANSWER"}},{{"ids":[1],"meaning":"","status":"ABSTAIN"}}]}}
59
- Every id from 0 to {last} must appear exactly once."""
60
-
61
- AWARE = """Judge whether each proposed answer is correct for this question.
62
-
63
- Question: {question}
64
- Correct answer: {gold}
65
- Also acceptable: {aliases}
66
- Answer type: {atype} ({gran})
67
-
68
- Proposed answers:
69
- {answers}
70
-
71
- Label each one:
72
- - CORRECT: same entity/value as the correct answer, any wording or language
73
- - INCORRECT: a different entity/value
74
- - ABSTAIN: a refusal or "I don't know"
75
- - AMBIGUOUS: could refer to the correct answer but is too vague to tell
76
- - REVIEW_REQUIRED: cannot decide
77
-
78
- Reply with JSON only: {{"labels":["CORRECT","INCORRECT"]}} with exactly {n} entries in order."""
79
-
80
-
81
- def parse_json(text):
82
- """Judges emit prose around the JSON often enough that this must be robust."""
83
- m = re.search(r"\{.*\}", text, re.S)
84
- if not m:
85
- return None
86
- try:
87
- return json.loads(m.group(0))
88
- except json.JSONDecodeError:
89
- try:
90
- return json.loads(re.sub(r",\s*([}\]])", r"\1", m.group(0)))
91
- except json.JSONDecodeError:
92
- return None
93
-
94
-
95
- def generate(model, tok, prompts, max_new, batch):
96
- outs = []
97
- for i in range(0, len(prompts), batch):
98
- chunk = prompts[i:i + batch]
99
- texts = [tok.apply_chat_template([{"role": "user", "content": p}],
100
- tokenize=False, add_generation_prompt=True)
101
- for p in chunk]
102
- enc = tok(texts, return_tensors="pt", padding=True, truncation=True,
103
- max_length=2048).to(0)
104
- with torch.no_grad():
105
- g = model.generate(**enc, max_new_tokens=max_new, do_sample=False,
106
- num_beams=1, pad_token_id=tok.pad_token_id)
107
- outs += tok.batch_decode(g[:, enc["input_ids"].shape[1]:],
108
- skip_special_tokens=True)
109
- return outs
110
-
111
-
112
- def main():
113
- ap = argparse.ArgumentParser()
114
- ap.add_argument("--model", required=True, help="the model being judged")
115
- ap.add_argument("--judge", default=None)
116
- ap.add_argument("--batch", type=int, default=32)
117
- ap.add_argument("--limit", type=int, default=0, help="debug: first N facts")
118
- ap.add_argument("--sample", type=int, default=0,
119
- help="judge a fixed random subset of facts instead of all 2,592")
120
- ap.add_argument("--sample-seed", type=int, default=20260101)
121
- ap.add_argument("--resume", action="store_true")
122
- args = ap.parse_args()
123
-
124
- judge_name = args.judge or mc.models_cfg()["auxiliary_models"]["judge"]["name"]
125
- if judge_name == args.model:
126
- raise SystemExit("the judge must not judge itself (MODEL_SELECTION_20 section 6)")
127
-
128
- fams = set(mc.cfg()["main_families"])
129
- gen_path = mc.ds3("outputs", "evaluation", f"{args.model}.jsonl")
130
- if not os.path.exists(gen_path):
131
- raise SystemExit(f"no generations for {args.model}: {gen_path}")
132
-
133
- qmeta = {r["query_id"]: r for r in mc.main_forward_queries()}
134
- by_fact = {}
135
- for r in mc.read_jsonl(gen_path):
136
- if r["condition_family"] not in fams or r["query_id"] not in qmeta:
137
- continue
138
- by_fact.setdefault(r["fact_id"], []).append(r)
139
- fact_ids = sorted(by_fact)
140
- if args.sample and args.sample < len(fact_ids):
141
- # Drawn from the FULL benchmark fact list with a fixed seed, not from
142
- # this model's own facts, so every model is judged on an identical
143
- # subset. Sampling per model would make BCS/BES incomparable, which is
144
- # exactly what protocol 1.3 forbids.
145
- import numpy as np
146
- allf = sorted(mc.facts())
147
- rng = np.random.default_rng(args.sample_seed)
148
- pick = set(np.array(allf)[rng.choice(len(allf), size=args.sample,
149
- replace=False)].tolist())
150
- fact_ids = [f for f in fact_ids if f in pick]
151
- if args.limit:
152
- fact_ids = fact_ids[:args.limit]
153
-
154
- dest = mc.out("metrics", "judge", f"{args.model}.jsonl")
155
- done = set()
156
- if args.resume and os.path.exists(dest):
157
- done = {r["fact_id"] for r in mc.read_jsonl(dest)}
158
- fact_ids = [f for f in fact_ids if f not in done]
159
- if not fact_ids:
160
- print(f"[{args.model}] judge already complete")
161
- return
162
-
163
- facts = mc.facts()
164
- # Pre-group by normalised surface: a strict subset of semantic equivalence,
165
- # so this changes cost and not the clustering the judge can express.
166
- tasks = []
167
- for fid in fact_ids:
168
- recs = by_fact[fid]
169
- groups = {}
170
- for r in recs:
171
- key = normalize(r["raw_response"].strip().split("\n")[0][:120])
172
- groups.setdefault(key, []).append(r["query_id"])
173
- surfaces = list(groups)
174
- display = [next(x["raw_response"].strip().split("\n")[0][:120]
175
- for x in recs if normalize(
176
- x["raw_response"].strip().split("\n")[0][:120]) == s) or "(empty)"
177
- for s in surfaces]
178
- tasks.append({"fact_id": fid, "surfaces": surfaces, "display": display,
179
- "groups": [groups[s] for s in surfaces],
180
- "question": facts[fid]["qualification_question"]})
181
-
182
- path = mc.model_path(judge_name)
183
- tok = AutoTokenizer.from_pretrained(path)
184
- if tok.pad_token is None:
185
- tok.pad_token = tok.eos_token
186
- tok.padding_side = "left"
187
- judge = AutoModelForCausalLM.from_pretrained(
188
- path, dtype=torch.bfloat16, device_map={"": 0}).eval()
189
-
190
- t0 = time.time()
191
- out_f = open(dest, "a" if done else "w")
192
- for i in range(0, len(tasks), args.batch):
193
- chunk = tasks[i:i + args.batch]
194
-
195
- p1 = [BLIND.format(question=t["question"], last=len(t["display"]) - 1,
196
- answers="\n".join(f"{j}. {d}" for j, d in enumerate(t["display"])))
197
- for t in chunk]
198
- r1 = generate(judge, tok, p1, 512, args.batch)
199
-
200
- for t, raw in zip(chunk, r1):
201
- js = parse_json(raw) or {}
202
- clusters, seen = [], set()
203
- for c in js.get("clusters", []):
204
- ids = [int(x) for x in c.get("ids", [])
205
- if isinstance(x, (int, float)) and 0 <= int(x) < len(t["display"])
206
- and int(x) not in seen]
207
- if not ids:
208
- continue
209
- seen.update(ids)
210
- clusters.append({"ids": ids, "meaning": str(c.get("meaning", ""))[:80],
211
- "status": str(c.get("status", "ANSWER")).upper()})
212
- # Anything the judge dropped or mangled stays its own cluster rather
213
- # than vanishing: silently losing a response would change the BCS
214
- # denominator for that fact.
215
- for j in range(len(t["display"])):
216
- if j not in seen:
217
- clusters.append({"ids": [j], "meaning": t["display"][j][:80],
218
- "status": "ANSWER", "recovered": True})
219
- t["clusters"] = clusters
220
- t["judge_raw_blind"] = raw[:400]
221
-
222
- p2, own = [], []
223
- for t in chunk:
224
- f = facts[t["fact_id"]]
225
- answer = [c["meaning"] or t["display"][c["ids"][0]] for c in t["clusters"]]
226
- p2.append(AWARE.format(
227
- question=t["question"], gold=f["object"]["canonical"],
228
- aliases=", ".join(f["object"]["aliases"][:10]),
229
- atype=f.get("answer_type", "entity"),
230
- gran=f.get("answer_granularity", "entity"),
231
- answers="\n".join(f"{j}. {a}" for j, a in enumerate(answer)),
232
- n=len(answer)))
233
- own.append(t)
234
- r2 = generate(judge, tok, p2, 256, args.batch)
235
- for t, raw in zip(own, r2):
236
- js = parse_json(raw) or {}
237
- labels = [str(x).upper() for x in js.get("labels", [])]
238
- for j, c in enumerate(t["clusters"]):
239
- lab = labels[j] if j < len(labels) else "REVIEW_REQUIRED"
240
- if c["status"] in ("ABSTAIN", "MULTIPLE", "UNPARSEABLE"):
241
- lab = c["status"] if c["status"] == "ABSTAIN" else "REVIEW_REQUIRED"
242
- c["correctness"] = lab
243
- t["judge_raw_aware"] = raw[:400]
244
-
245
- for t in chunk:
246
- rows = []
247
- for k, c in enumerate(t["clusters"]):
248
- cid = f"C{k}" if c["status"] == "ANSWER" else c["status"]
249
- for j in c["ids"]:
250
- for qid in t["groups"][j]:
251
- rows.append({"query_id": qid,
252
- "condition_family": qmeta[qid]["condition_family"],
253
- "cluster_id": cid})
254
- out_f.write(json.dumps({
255
- "model": args.model, "judge": judge_name, "fact_id": t["fact_id"],
256
- "clusters": [{"cluster_id": f"C{k}" if c["status"] == "ANSWER"
257
- else c["status"],
258
- "canonical_meaning": c["meaning"],
259
- "status": c["status"],
260
- "correctness": c.get("correctness", "REVIEW_REQUIRED")}
261
- for k, c in enumerate(t["clusters"])],
262
- "assignments": rows}, ensure_ascii=False) + "\n")
263
- out_f.flush()
264
- d = i + len(chunk)
265
- print(f" {d}/{len(tasks)} facts {d / max(time.time() - t0, 1e-9):.2f}/s",
266
- flush=True)
267
- out_f.close()
268
- print(f"[{args.model}] judged {len(tasks)} facts with {judge_name} JUDGE_DONE",
269
- flush=True)
270
-
271
-
272
- if __name__ == "__main__":
273
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/kts.py DELETED
@@ -1,190 +0,0 @@
1
- #!/usr/bin/env python
2
- """KTS: Knowledge Topology Stability. (protocol 8-11)
3
-
4
- python src/kts.py --model Llama-3.2-1B --transport raw
5
- python src/kts.py --model Llama-3.2-1B --transport jlens
6
-
7
- Two components, both computed per relation and then macro-averaged so that the
8
- largest relations cannot dominate (protocol 9.1):
9
-
10
- KTS-Geo Spearman correlation between the within-relation pairwise distance
11
- matrices under the two condition families. Rotation, translation and
12
- isotropic scaling are all invisible to it -- protocol 8.1 says that
13
- is intended: different phrasings may use different internal
14
- implementations as long as relative structure survives.
15
-
16
- KTS-ID Cross-condition nearest-neighbour retrieval of the fact itself,
17
- among same-relation facts, both directions, chance-corrected.
18
- Global geometry can look preserved while individual identities swap,
19
- which is exactly what this catches.
20
-
21
- composite = harmonic mean of the two, so a model cannot buy a high KTS with one
22
- component alone (protocol 11).
23
- """
24
- import os, sys, json, time, argparse, itertools
25
-
26
- import numpy as np
27
- import torch
28
- from scipy.stats import spearmanr
29
-
30
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
31
- import mcommon as mc
32
- from states import StateLoader
33
-
34
-
35
- def geo_pair(Va, Vb, members, eps):
36
- """Spearman between within-relation distance matrices (protocol 9.1-9.2)."""
37
- idx = torch.tensor(members, device=Va.device)
38
- A, B = Va[idx], Vb[idx]
39
- Da = 1.0 - (A @ A.T)
40
- Db = 1.0 - (B @ B.T)
41
- iu = torch.triu_indices(len(members), len(members), offset=1)
42
- da = Da[iu[0], iu[1]].cpu().numpy()
43
- db = Db[iu[0], iu[1]].cpu().numpy()
44
- if da.size < 2 or np.std(da) < eps or np.std(db) < eps:
45
- return None
46
- rho = spearmanr(da, db).statistic
47
- return None if not np.isfinite(rho) else float(rho)
48
-
49
-
50
- def id_pair(Va, Vb, members):
51
- """Symmetric chance-corrected top-1 identity, plus top-5 and MRR.
52
-
53
- Retrieval is restricted to same-relation facts (protocol 10.1): matching
54
- "the capital of France" against a manufacturer fact would be trivial and
55
- would inflate the score.
56
- """
57
- idx = torch.tensor(members, device=Va.device)
58
- A, B = Va[idx], Vb[idx]
59
- n = len(members)
60
- gold = torch.arange(n, device=A.device)
61
-
62
- def side(X, Y):
63
- S = X @ Y.T
64
- rank = (S > S.gather(1, gold[:, None])).sum(1) # 0 = correct is top
65
- top1 = (rank == 0).float().mean().item()
66
- top5 = (rank < 5).float().mean().item()
67
- mrr = (1.0 / (rank.float() + 1)).mean().item()
68
- return top1, top5, mrr
69
-
70
- a = side(A, B)
71
- b = side(B, A)
72
- top1 = 0.5 * (a[0] + b[0])
73
- chance = 1.0 / n
74
- adj = (top1 - chance) / max(1.0 - chance, 1e-12)
75
- return {"top1_symmetric": top1, "top5_symmetric": 0.5 * (a[1] + b[1]),
76
- "mrr_symmetric": 0.5 * (a[2] + b[2]), "chance": chance,
77
- "chance_corrected": float(np.clip(adj, 0.0, 1.0)), "n": n}
78
-
79
-
80
- def main():
81
- ap = argparse.ArgumentParser()
82
- ap.add_argument("--model", required=True)
83
- ap.add_argument("--transport", choices=["raw", "jlens"], default="raw")
84
- ap.add_argument("--coverage", choices=["complete_family", "full_set"], default=None)
85
- ap.add_argument("--device", default="auto")
86
- ap.add_argument("--shuffle-seed", type=int, default=None,
87
- help="protocol 18.1 control: KTS-ID must fall to chance, KTS-Geo to ~0")
88
- args = ap.parse_args()
89
-
90
- C = mc.cfg()
91
- kcfg = C["kts"]
92
- eps = float(kcfg["eps"])
93
- min_facts = kcfg["min_facts_per_relation"]
94
-
95
- S = StateLoader(args.model, args.transport, args.coverage, args.device,
96
- shuffle_seed=args.shuffle_seed)
97
- fams = S.families
98
- pairs = list(itertools.combinations(range(len(fams)), 2))
99
-
100
- t0 = time.time()
101
- per_layer_pair = []
102
- for l in S.window:
103
- V, mask = S.centroids(l)
104
- for (a, b) in pairs:
105
- both = mask[:, a] & mask[:, b]
106
- geos, ids, shared = [], [], int(both.sum())
107
- for rel, members in S.by_rel.items():
108
- m = [i for i in members if bool(both[i])]
109
- if len(m) < min_facts: # protocol 9.1
110
- continue
111
- g = geo_pair(V[:, a], V[:, b], m, eps)
112
- if g is not None:
113
- geos.append(g)
114
- ids.append(id_pair(V[:, a], V[:, b], m))
115
- if not geos or not ids:
116
- continue
117
- geo = float(np.mean(geos))
118
- geo01 = (geo + 1.0) / 2.0 # protocol 9.3
119
- idv = float(np.mean([x["chance_corrected"] for x in ids]))
120
- per_layer_pair.append({
121
- "model": args.model, "transport": args.transport, "layer": l,
122
- "pair": f"{fams[a]}__{fams[b]}", "shared_facts": shared,
123
- "relations_used": len(ids),
124
- "kts_geo_raw": geo, "kts_geo": geo01, "kts_id": idv,
125
- "kts": 2 * geo01 * idv / (geo01 + idv + eps), # protocol 11
126
- "top1": float(np.mean([x["top1_symmetric"] for x in ids])),
127
- "top5": float(np.mean([x["top5_symmetric"] for x in ids])),
128
- "mrr": float(np.mean([x["mrr_symmetric"] for x in ids])),
129
- })
130
- del V, mask
131
- if S.dev == "cuda":
132
- torch.cuda.empty_cache()
133
- lay = [r for r in per_layer_pair if r["layer"] == l]
134
- print(f" L{l:03d} geo={np.mean([r['kts_geo'] for r in lay]):.4f} "
135
- f"id={np.mean([r['kts_id'] for r in lay]):.4f} "
136
- f"kts={np.mean([r['kts'] for r in lay]):.4f}", flush=True)
137
-
138
- tag = f"{args.model}.{args.transport}.{S.mode}"
139
- if args.shuffle_seed is not None:
140
- tag += f".shuffled{args.shuffle_seed}"
141
- mc.write_jsonl(mc.out("metrics", "kts", f"{tag}.per_pair_layer.jsonl"), per_layer_pair)
142
-
143
- # Protocol 11.1: every family pair counts equally. Weighting by shared facts
144
- # would let the widest-coverage pairs decide the number.
145
- def agg(rows, key):
146
- by_layer = {}
147
- for r in rows:
148
- by_layer.setdefault(r["layer"], []).append(r[key])
149
- return float(np.mean([np.mean(v) for v in by_layer.values()]))
150
-
151
- pair_summary = {}
152
- for p in sorted({r["pair"] for r in per_layer_pair}):
153
- rows = [r for r in per_layer_pair if r["pair"] == p]
154
- pair_summary[p] = {
155
- "shared_facts": rows[0]["shared_facts"],
156
- "kts_geo": float(np.mean([r["kts_geo"] for r in rows])),
157
- "kts_geo_raw": float(np.mean([r["kts_geo_raw"] for r in rows])),
158
- "kts_id": float(np.mean([r["kts_id"] for r in rows])),
159
- "kts": float(np.mean([r["kts"] for r in rows])),
160
- "top1": float(np.mean([r["top1"] for r in rows])),
161
- "top5": float(np.mean([r["top5"] for r in rows])),
162
- "mrr": float(np.mean([r["mrr"] for r in rows])),
163
- }
164
-
165
- summary = {
166
- "model": args.model, "transport": args.transport,
167
- "official": args.transport == "jlens" and args.shuffle_seed is None,
168
- "shuffle_control": args.shuffle_seed is not None, "coverage_mode": S.mode,
169
- "layers": S.window, "n_facts": S.n_facts,
170
- "kts_geo": agg(per_layer_pair, "kts_geo"),
171
- "kts_geo_raw_spearman": agg(per_layer_pair, "kts_geo_raw"),
172
- "kts_id": agg(per_layer_pair, "kts_id"),
173
- "kts": agg(per_layer_pair, "kts"),
174
- "top1": agg(per_layer_pair, "top1"),
175
- "top5": agg(per_layer_pair, "top5"),
176
- "mrr": agg(per_layer_pair, "mrr"),
177
- "family_pairs": pair_summary,
178
- "per_layer_kts": {str(l): float(np.mean([r["kts"] for r in per_layer_pair
179
- if r["layer"] == l]))
180
- for l in S.window},
181
- "seconds": round(time.time() - t0, 1),
182
- }
183
- mc.write_json(mc.out("metrics", "kts", f"{tag}.summary.json"), summary)
184
- print(f"[{args.model}] {args.transport} KTS-Geo={summary['kts_geo']:.4f} "
185
- f"KTS-ID={summary['kts_id']:.4f} KTS={summary['kts']:.4f} KTS_DONE",
186
- flush=True)
187
-
188
-
189
- if __name__ == "__main__":
190
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/make_table.py DELETED
@@ -1,106 +0,0 @@
1
- #!/usr/bin/env python
2
- """The main results table: model x {BCS, BES, ISS, KTS}. (protocol 13, 20)
3
-
4
- python src/make_table.py # markdown to stdout + outputs/
5
- python src/make_table.py --transport raw # the ablation table
6
-
7
- ISS is reported from the J-Lens transported states. Raw-ISS is an
8
- identity-transport ablation and is labelled as such (J-Lens spec 11); a model
9
- whose J-Lens estimator failed validation shows "--" for ISS rather than a raw
10
- number wearing the official name (spec 12).
11
- """
12
- import os, sys, json, argparse
13
-
14
- import numpy as np
15
-
16
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
17
- import mcommon as mc
18
-
19
-
20
- def load(kind, name):
21
- p = mc.out("metrics", kind, name)
22
- return json.load(open(p)) if os.path.exists(p) else None
23
-
24
-
25
- def fmt(v, nd=3, pct=False):
26
- if v is None or (isinstance(v, float) and not np.isfinite(v)):
27
- return "--"
28
- return f"{100 * v:.1f}" if pct else f"{v:.{nd}f}"
29
-
30
-
31
- def main():
32
- ap = argparse.ArgumentParser()
33
- ap.add_argument("--transport", choices=["jlens", "raw"], default="jlens")
34
- ap.add_argument("--coverage", choices=["complete_family", "full_set"], default=None)
35
- ap.add_argument("--models", nargs="*", default=None)
36
- args = ap.parse_args()
37
-
38
- C = mc.cfg()
39
- mode = args.coverage or C["headline_coverage"]
40
- names = args.models or [m["name"] for m in mc.models_cfg()["evaluated_models"]]
41
-
42
- rows = []
43
- for m in names:
44
- beh = load("behavioral", f"{m}.{mode}.summary.json")
45
- iss = load("iss", f"{m}.{args.transport}.{mode}.summary.json")
46
- kts = load("kts", f"{m}.{args.transport}.{mode}.summary.json")
47
- if not any([beh, iss, kts]):
48
- continue
49
- e = mc.model_entry(m)
50
- rows.append({
51
- "model": m, "family": e.get("family", ""), "tier": e.get("tier", ""),
52
- "params_b": e.get("params_b"), "tuning": e.get("tuning", ""),
53
- "bcs": beh and beh["bcs"], "bes": beh and beh["bes"],
54
- "scr": beh and beh["stable_correct_rate"],
55
- "swr": beh and beh["stable_wrong_rate"],
56
- "sar": beh and beh["stable_abstention_rate"],
57
- "ur": beh and beh["unstable_rate"],
58
- "iss": iss and iss["iss"], "iss_ci": iss and iss["iss_ci95"],
59
- "iss_peak": iss and iss["iss_peak"], "iss_late": iss and iss["iss_late"],
60
- "kts_geo": kts and kts["kts_geo"], "kts_id": kts and kts["kts_id"],
61
- "kts": kts and kts["kts"],
62
- "n_facts": (beh or iss or kts).get("n_facts"),
63
- })
64
- if not rows:
65
- raise SystemExit("nothing to tabulate yet")
66
- rows.sort(key=lambda r: (r["family"], r["params_b"] or 0))
67
-
68
- label = "ISS (J-Lens)" if args.transport == "jlens" else "Raw-ISS (ablation)"
69
- L = []
70
- L.append(f"# BCS / BES / ISS / KTS ({mode}, transport={args.transport})\n")
71
- L.append(f"Fact set: fixed benchmark, {rows[0]['n_facts']} facts scored per model. "
72
- f"ISS column is **{label}**.\n")
73
- L.append("| Model | Family | Tier | BCS | BES | " + label +
74
- " | KTS-Geo | KTS-ID | KTS |")
75
- L.append("|---|---|---|---:|---:|---:|---:|---:|---:|")
76
- for r in rows:
77
- L.append(f"| {r['model']} | {r['family']} | {r['tier']} | "
78
- f"{fmt(r['bcs'])} | {fmt(r['bes'])} | {fmt(r['iss'])} | "
79
- f"{fmt(r['kts_geo'])} | {fmt(r['kts_id'])} | {fmt(r['kts'])} |")
80
-
81
- L.append("\n## Behaviour composition (protocol 6, %)\n")
82
- L.append("| Model | Stable Correct | Stable Wrong | Stable Abstention | Unstable |")
83
- L.append("|---|---:|---:|---:|---:|")
84
- for r in rows:
85
- L.append(f"| {r['model']} | {fmt(r['scr'], pct=True)} | {fmt(r['swr'], pct=True)} "
86
- f"| {fmt(r['sar'], pct=True)} | {fmt(r['ur'], pct=True)} |")
87
-
88
- L.append("\n## ISS detail (protocol 7.10)\n")
89
- L.append("| Model | ISS | 95% CI | Peak | Late |")
90
- L.append("|---|---:|---|---:|---:|")
91
- for r in rows:
92
- ci = f"[{fmt(r['iss_ci'][0])}, {fmt(r['iss_ci'][1])}]" if r["iss_ci"] else "--"
93
- L.append(f"| {r['model']} | {fmt(r['iss'])} | {ci} | "
94
- f"{fmt(r['iss_peak'])} | {fmt(r['iss_late'])} |")
95
-
96
- md = "\n".join(L) + "\n"
97
- dest = mc.out("metrics", f"main_table.{args.transport}.{mode}.md")
98
- with open(dest, "w") as f:
99
- f.write(md)
100
- mc.write_json(mc.out("metrics", f"main_table.{args.transport}.{mode}.json"), rows)
101
- print(md)
102
- print(f"written -> {dest}")
103
-
104
-
105
- if __name__ == "__main__":
106
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/mcommon.py DELETED
@@ -1,252 +0,0 @@
1
- # -*- coding: utf-8 -*-
2
- """Shared plumbing for the BCS/BES/ISS/KTS metric stack.
3
-
4
- Everything here is deliberately read-only with respect to dataset3/: the fact
5
- set and the query bank are frozen artefacts (protocol 2.1), and this package
6
- only consumes them.
7
- """
8
- import os, json, math, functools
9
-
10
- import numpy as np
11
- import yaml
12
-
13
- HERE = os.path.dirname(os.path.abspath(__file__))
14
- ROOT = os.path.dirname(HERE)
15
- CONFIGS = os.path.join(ROOT, "configs")
16
-
17
-
18
- @functools.lru_cache(maxsize=None)
19
- def cfg():
20
- with open(os.path.join(CONFIGS, "metrics.yaml")) as f:
21
- return yaml.safe_load(f)
22
-
23
-
24
- @functools.lru_cache(maxsize=None)
25
- def models_cfg():
26
- with open(os.path.join(cfg()["paths"]["dataset3"], "configs", "models.yaml")) as f:
27
- return yaml.safe_load(f)
28
-
29
-
30
- def model_entry(name):
31
- for m in models_cfg()["evaluated_models"]:
32
- if m["name"] == name:
33
- return m
34
- aux = models_cfg().get("auxiliary_models", {})
35
- for m in aux.values():
36
- if m["name"] == name:
37
- return m
38
- raise KeyError(f"{name} is not in dataset3/configs/models.yaml")
39
-
40
-
41
- def model_path(name):
42
- return os.path.join(models_cfg()["model_root"], model_entry(name)["path"])
43
-
44
-
45
- def ds3(*parts):
46
- return os.path.join(cfg()["paths"]["dataset3"], *parts)
47
-
48
-
49
- def out(kind, *parts):
50
- """kind in {hidden, jlens, metrics}."""
51
- p = os.path.join(cfg()["paths"][f"{kind}_root"], *parts)
52
- os.makedirs(os.path.dirname(p) if os.path.splitext(p)[1] else p, exist_ok=True)
53
- return p
54
-
55
-
56
- def read_jsonl(path):
57
- with open(path) as f:
58
- for line in f:
59
- line = line.strip()
60
- if line:
61
- yield json.loads(line)
62
-
63
-
64
- def write_jsonl(path, rows):
65
- os.makedirs(os.path.dirname(path), exist_ok=True)
66
- n = 0
67
- with open(path, "w") as f:
68
- for r in rows:
69
- f.write(json.dumps(r, ensure_ascii=False, default=_jsonable) + "\n")
70
- n += 1
71
- return n
72
-
73
-
74
- def write_json(path, obj):
75
- os.makedirs(os.path.dirname(path), exist_ok=True)
76
- with open(path, "w") as f:
77
- json.dump(obj, f, indent=2, ensure_ascii=False, default=_jsonable)
78
-
79
-
80
- def _jsonable(o):
81
- if isinstance(o, (np.floating, np.integer)):
82
- return o.item()
83
- if isinstance(o, np.ndarray):
84
- return o.tolist()
85
- raise TypeError(type(o))
86
-
87
-
88
- # ------------------------------------------------------------------- queries
89
- QUERY_BANK = "evaluation_queries_44418.jsonl" # 44,416 rows; see dataset3 D1
90
-
91
-
92
- @functools.lru_cache(maxsize=None)
93
- def main_forward_queries():
94
- """The 39,260 queries that protocol 1.1 admits to the main analysis.
95
-
96
- The filter reads each row's own `use_for_main_forward` flag rather than
97
- testing `condition_family in main_families`: the flags are derived from
98
- eval_conditions.yaml and are what dataset3's validator checks, so trusting
99
- them keeps one definition of the split instead of two that can drift.
100
- """
101
- rows = []
102
- for r in read_jsonl(ds3("outputs", QUERY_BANK)):
103
- if r.get("use_for_main_forward"):
104
- rows.append(r)
105
- fams = set(cfg()["main_families"])
106
- bad = {r["condition_family"] for r in rows} - fams
107
- if bad:
108
- raise SystemExit(f"main_forward rows carry unexpected families: {bad}")
109
- return rows
110
-
111
-
112
- @functools.lru_cache(maxsize=None)
113
- def facts():
114
- """fact_id -> record, plus the relation of each fact."""
115
- return {r["fact_id"]: r for r in read_jsonl(ds3("outputs", "benchmark_facts_2592.jsonl"))}
116
-
117
-
118
- @functools.lru_cache(maxsize=None)
119
- def fact_relation():
120
- return {fid: r["relation"]["relation_id"] for fid, r in facts().items()}
121
-
122
-
123
- @functools.lru_cache(maxsize=None)
124
- def coverage():
125
- """fact_id -> set of main families that actually contain it.
126
-
127
- Protocol 1.3: coverage is ragged (multilingual 2,402, context 2,591), and
128
- the two reporting modes below are both mandatory.
129
- """
130
- cov = {}
131
- for r in main_forward_queries():
132
- cov.setdefault(r["fact_id"], set()).add(r["condition_family"])
133
- return cov
134
-
135
-
136
- @functools.lru_cache(maxsize=None)
137
- def complete_family_facts():
138
- """D_cap: the facts carrying all five main families (protocol 1.3).
139
-
140
- This set is a property of the query bank, not of any model, so every model
141
- is scored on exactly the same facts -- which is the point of protocol 1.3's
142
- prohibition on per-model effective sets.
143
- """
144
- need = set(cfg()["main_families"])
145
- return sorted(f for f, c in coverage().items() if c >= need)
146
-
147
-
148
- def eval_fact_set(mode):
149
- if mode == "complete_family":
150
- return complete_family_facts()
151
- if mode == "full_set":
152
- return sorted(coverage())
153
- raise ValueError(mode)
154
-
155
-
156
- # -------------------------------------------------------------- layer window
157
- def layer_window(n_layers, min_depth=None):
158
- """Protocol 7.10: {l : d_l >= min_depth}, d_l = l / (L - 1).
159
-
160
- `l` indexes decoder blocks 0..L-1, so l = L-1 is the final residual stream
161
- that J-Lens transports to. In HF terms the state is hidden_states[l+1],
162
- because hidden_states[0] is the embedding output.
163
- """
164
- if min_depth is None:
165
- min_depth = cfg()["extraction"]["window_min_depth"]
166
- return [l for l in range(n_layers) if l / max(n_layers - 1, 1) >= min_depth - 1e-9]
167
-
168
-
169
- def late_window(n_layers):
170
- return layer_window(n_layers, cfg()["extraction"]["late_min_depth"])
171
-
172
-
173
- # --------------------------------------------------------------- linear alg
174
- def l2_normalize(x, axis=-1, eps=1e-12):
175
- n = np.linalg.norm(x, axis=axis, keepdims=True)
176
- return x / np.maximum(n, eps)
177
-
178
-
179
- def pca_whiten(X, dim, shrinkage, eps=1e-12):
180
- """Return the whitened matrix and the fitted transform.
181
-
182
- Protocol 7.5 forbids fitting a separate transform per condition family, so
183
- this is called once per (model, layer) on the pooled matrix and the same
184
- components are then applied to every family.
185
- """
186
- mu = X.mean(axis=0, keepdims=True)
187
- Xc = X - mu
188
- # Economy SVD on the centred matrix is the covariance eigendecomposition
189
- # without ever forming a d x d matrix -- d can be 5120 and n is ~39k.
190
- k = min(dim, Xc.shape[0], Xc.shape[1])
191
- U, S, Vt = np.linalg.svd(Xc, full_matrices=False)
192
- U, S, Vt = U[:, :k], S[:k], Vt[:k]
193
- var = (S ** 2) / max(Xc.shape[0] - 1, 1)
194
- # lambda is expressed as a fraction of the mean retained variance so that
195
- # one config value behaves the same across models with different scales.
196
- lam = shrinkage * float(var.mean())
197
- Z = (Xc @ Vt.T) / np.sqrt(var + lam + eps)
198
- return Z.astype(np.float32), {"mean": mu, "components": Vt, "scale": np.sqrt(var + lam + eps)}
199
-
200
-
201
- # ------------------------------------------------------------------ negatives
202
- def negative_sample(fact_ids, relation_of, max_negatives, seed):
203
- """Protocol 7.8: for each fact, up to `max_negatives` same-relation others.
204
-
205
- Drawn ONCE from the fixed fact set and reused for every model. If each model
206
- drew its own, a model could score well merely by having been handed more
207
- distant negatives.
208
- """
209
- rng = np.random.default_rng(seed)
210
- by_rel = {}
211
- for f in fact_ids:
212
- by_rel.setdefault(relation_of[f], []).append(f)
213
- for r in by_rel:
214
- by_rel[r].sort()
215
- negs = {}
216
- for f in fact_ids:
217
- pool = [g for g in by_rel[relation_of[f]] if g != f]
218
- if len(pool) > max_negatives:
219
- idx = rng.choice(len(pool), size=max_negatives, replace=False)
220
- pool = [pool[i] for i in sorted(idx)]
221
- negs[f] = pool
222
- return negs
223
-
224
-
225
- # ----------------------------------------------------------------- bootstrap
226
- def relation_clustered_bootstrap(values, relation_of, n_resamples, seed, ci=0.95):
227
- """Protocol 14.1: resample relations, then facts within each drawn relation.
228
-
229
- A plain per-fact bootstrap would understate the interval because the 21
230
- relations are very unevenly sized and facts inside one relation are far from
231
- independent.
232
- """
233
- fact_ids = [f for f in values if values[f] == values[f]] # drop NaN
234
- if not fact_ids:
235
- return {"mean": float("nan"), "lo": float("nan"), "hi": float("nan"), "n": 0}
236
- by_rel = {}
237
- for f in fact_ids:
238
- by_rel.setdefault(relation_of[f], []).append(f)
239
- rels = sorted(by_rel)
240
- arr = {r: np.array([values[f] for f in by_rel[r]], dtype=np.float64) for r in rels}
241
- rng = np.random.default_rng(seed)
242
- draws = np.empty(n_resamples, dtype=np.float64)
243
- for b in range(n_resamples):
244
- picked = rng.integers(0, len(rels), size=len(rels))
245
- pool = []
246
- for i in picked:
247
- a = arr[rels[i]]
248
- pool.append(a[rng.integers(0, len(a), size=len(a))])
249
- draws[b] = np.concatenate(pool).mean()
250
- lo, hi = np.percentile(draws, [(1 - ci) / 2 * 100, (1 + ci) / 2 * 100])
251
- point = float(np.mean([values[f] for f in fact_ids]))
252
- return {"mean": point, "lo": float(lo), "hi": float(hi), "n": len(fact_ids)}
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/metrics/states.py DELETED
@@ -1,157 +0,0 @@
1
- # -*- coding: utf-8 -*-
2
- """Per-layer family centroids -- the single input both ISS and KTS consume.
3
-
4
- Protocol 7.4-7.6 and 8.2 describe one preparation, then branch. Keeping it in
5
- one place means ISS and KTS cannot silently disagree about what a fact's
6
- representation under a condition family IS, which would make the joint
7
- interpretation table (protocol 12) meaningless.
8
-
9
- z = transport(h) raw: identity; jlens: y = B h
10
- zbar = z - mu_r - mu_t + mu relation and family main effects removed
11
- zt = L2(PCA-whiten(zbar)) one transform per (model, layer)
12
- v = L2(mean of zt within a family) -> [F, T, D], plus a mask
13
- """
14
- import os, json
15
-
16
- import numpy as np
17
- import torch
18
-
19
- import mcommon as mc
20
-
21
-
22
- def l2n(X, eps=1e-12):
23
- return X / X.norm(dim=-1, keepdim=True).clamp_min(eps)
24
-
25
-
26
- def whiten(Z, dim, shrinkage, eps):
27
- """PCA whitening fitted once on the pooled matrix (protocol 7.5).
28
-
29
- Fitting per condition family is forbidden: it would absorb exactly the
30
- cross-condition differences these metrics exist to detect.
31
- """
32
- mu = Z.mean(0, keepdim=True)
33
- Zc = Z - mu
34
- n, d = Zc.shape
35
- k = min(dim, d)
36
- # d <= 5120 while n ~ 39k, so the d x d covariance route is far cheaper
37
- # than an SVD of the tall matrix and numerically equivalent.
38
- C = (Zc.T @ Zc).double() / max(n - 1, 1)
39
- evals, evecs = torch.linalg.eigh(C)
40
- evals = evals.flip(0)[:k].clamp_min(0).float()
41
- evecs = evecs.flip(1)[:, :k].float()
42
- lam = shrinkage * float(evals.mean())
43
- return (Zc @ evecs) / torch.sqrt(evals + lam + eps)
44
-
45
-
46
- class StateLoader:
47
- """Streams (layer -> family centroids) for one model."""
48
-
49
- def __init__(self, model, transport="raw", coverage=None, device="auto",
50
- shuffle_seed=None):
51
- C = mc.cfg()
52
- self.C = C
53
- self.model = model
54
- self.transport = transport
55
- # Protocol 18.1: with fact identity destroyed, ISS must collapse,
56
- # KTS-ID must fall to chance and KTS-Geo to ~0. If they do not, the
57
- # metric is measuring something other than the fact.
58
- self.shuffle_seed = shuffle_seed
59
- self.mode = coverage or C["headline_coverage"]
60
- self.dev = ("cuda" if torch.cuda.is_available() else "cpu") \
61
- if device == "auto" else device
62
-
63
- self.hdir = mc.out("hidden", model)
64
- self.meta = json.load(open(os.path.join(self.hdir, "index.json")))
65
- if not self.meta.get("complete"):
66
- raise SystemExit(f"{model}: hidden states incomplete; run extract_hidden.py")
67
-
68
- self.families = C["main_families"]
69
- fam_id = {t: i for i, t in enumerate(self.families)}
70
- self.keep_facts = mc.eval_fact_set(self.mode)
71
- self.fidx = {f: i for i, f in enumerate(self.keep_facts)}
72
- self.rel_of = mc.fact_relation()
73
-
74
- self.sel = np.array([i for i, f in enumerate(self.meta["fact_ids"])
75
- if f in self.fidx], dtype=np.int64)
76
- self.fact_idx = torch.tensor(
77
- [self.fidx[self.meta["fact_ids"][i]] for i in self.sel], device=self.dev)
78
- self.fam_idx = torch.tensor(
79
- [fam_id[self.meta["families"][i]] for i in self.sel], device=self.dev)
80
-
81
- self.by_rel = {}
82
- for f in self.keep_facts:
83
- self.by_rel.setdefault(self.rel_of[f], []).append(self.fidx[f])
84
- rel_pos = {r: i for i, r in enumerate(self.by_rel)}
85
- self.rel_idx = torch.tensor(
86
- [rel_pos[self.rel_of[self.meta["fact_ids"][i]]] for i in self.sel],
87
- device=self.dev)
88
- self.n_rel = len(self.by_rel)
89
-
90
- self.window = self.meta["window"]
91
- self.late = set(self.meta["late_window"])
92
- self.B = None
93
- if transport == "jlens":
94
- self.B = {}
95
- for l in self.window:
96
- p = mc.out("jlens", model, f"L{l:03d}", "B.npy")
97
- if not os.path.exists(p):
98
- raise SystemExit(
99
- f"{model} L{l}: no J-Lens factor at {p}. Run src/jlens.py "
100
- "first, or use --transport raw for the ablation.")
101
- self.B[l] = torch.from_numpy(np.load(p)).to(self.dev).float()
102
-
103
- @property
104
- def n_facts(self):
105
- return len(self.keep_facts)
106
-
107
- def centroids(self, layer):
108
- """-> V [F, T, D] (zero where absent), mask [F, T]."""
109
- icfg = self.C["iss"]
110
- eps = float(icfg["eps"])
111
- H = np.load(os.path.join(self.hdir, f"L{layer:03d}.npy"), mmap_mode="r")
112
- Z = torch.from_numpy(np.ascontiguousarray(H[self.sel])).to(self.dev).float()
113
- if self.B is not None:
114
- Z = Z @ self.B[layer].T # y = B h (J-Lens spec 6.4)
115
-
116
- # ---- protocol 7.4 double residualisation
117
- mu = Z.mean(0, keepdim=True)
118
- D = Z.shape[1]
119
- mu_r = torch.zeros(self.n_rel, D, device=self.dev)
120
- cr = torch.zeros(self.n_rel, device=self.dev)
121
- mu_r.index_add_(0, self.rel_idx, Z)
122
- cr.index_add_(0, self.rel_idx, torch.ones_like(self.rel_idx, dtype=torch.float))
123
- mu_r /= cr.clamp_min(1).unsqueeze(-1)
124
- mu_t = torch.zeros(len(self.families), D, device=self.dev)
125
- ct = torch.zeros(len(self.families), device=self.dev)
126
- mu_t.index_add_(0, self.fam_idx, Z)
127
- ct.index_add_(0, self.fam_idx, torch.ones_like(self.fam_idx, dtype=torch.float))
128
- mu_t /= ct.clamp_min(1).unsqueeze(-1)
129
- Z = Z - mu_r[self.rel_idx] - mu_t[self.fam_idx] + mu
130
-
131
- Z = l2n(whiten(Z, icfg["pca_dim"], icfg["shrinkage"], eps))
132
-
133
- # ---- protocol 7.6 family centroid: average inside the family FIRST, so
134
- # paraphrase (10,053 queries) cannot outweigh anchor (2,592) in one fact
135
- F, T, Dn = self.n_facts, len(self.families), Z.shape[1]
136
- V = torch.zeros(F, T, Dn, device=self.dev)
137
- cnt = torch.zeros(F, T, device=self.dev)
138
- flat = self.fact_idx * T + self.fam_idx
139
- V.view(-1, Dn).index_add_(0, flat, Z)
140
- cnt.view(-1).index_add_(0, flat, torch.ones_like(flat, dtype=torch.float))
141
- mask = cnt > 0
142
- V = V / cnt.clamp_min(1).unsqueeze(-1)
143
- V = l2n(V) * mask.unsqueeze(-1)
144
-
145
- if self.shuffle_seed is not None:
146
- # Permute the fact axis INDEPENDENTLY per family, and permute within
147
- # a relation so the shuffled control keeps the same relation
148
- # composition -- otherwise a drop could just mean facts got matched
149
- # against a different relation, which is not the null being tested.
150
- g = torch.Generator().manual_seed(self.shuffle_seed + 1000 * layer)
151
- for t in range(T):
152
- for members in self.by_rel.values():
153
- idx = torch.tensor(members)
154
- perm = idx[torch.randperm(len(members), generator=g)]
155
- V[idx, t] = V[perm.to(V.device), t].clone()
156
- mask[idx, t] = mask[perm.to(mask.device), t].clone()
157
- return V, mask
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/protocol/README (3).md DELETED
@@ -1,68 +0,0 @@
1
- # ICLR27 — Knowledge Fragility & Representational Instability
2
-
3
- 研究主线:**canonical benchmark 判定"模型已知"的知识,在等价检索条件下并不稳定**——
4
- - **Finding 1(行为层)**:换等价问法就大面积答错 → *same answer ≠ same knowledge*。
5
- - **Finding 2(机理层)**:即使都答对,内部 SAE 表征也只部分对齐 → *same answer ≠ same internal representation*,且不随模型规模缓解。
6
-
7
- 环境:`source /scratch/rds-fei-rsfm-rw/cshi0459/mllm_dangerous/mllm_dangerous/plus_env/bin/activate`;`export HF_HOME=/scratch/rds-fei-rsfm-rw/cshi0459/hf_cache`;2×H200,GPU 步骤设 `CUDA_VISIBLE_DEVICES`。
8
- 7 个模型在 `Model/`:Gemma-2-2B-it, Gemma-2-9B-it, Llama-3.1-8B, Mistral-7B-v0.3, Qwen2.5-7B/14B/32B(Qwen 三个用于 scaling)。
9
-
10
- ---
11
-
12
- ## 全链路(按依赖顺序)
13
-
14
- ### 0. 原始数据集 → 统一三元组 → `dataset/`
15
- - 4 个来源:`counterfact/`(azhx/counterfact ROME)、`lama/`(官方LAMA probe)、`trex/`(relbert/t_rex)、`wikidata5m/`(Alphonse7/Wikidata5M-KG)。
16
- - 统一成 `{subject,relation,object}`:`dataset/triples/*.jsonl`(脚本 `dataset/to_triples.py`)。细节见 `dataset/triples/README.md`。
17
-
18
- ### 1. Consensus 过滤 → Global-Known Set → `dataset/filter/`
19
- - 每条知识构 canonical cloze prompt → 5 模型(2B/9B/Qwen7B/Mistral/Llama)各跑 cloze **首-token argmax** 判对 → **取交集**。
20
- - 脚本:`build_prompts.py → filter_run.py(×5, run_all.sh) → combine.py`。
21
- - **正式集**:`dataset/filter/global_known_clean.jsonl` —— **7729 条**(只保留 counterfact+lama_trex;conceptnet/googlere 因 first-token argmax 过松被弃,见下"口径")。
22
-
23
- ### 2. 五类扰动评测集 → `eval_dataset/`
24
- - `base.jsonl`(7729 知识本体:kid/subject/relation/object/aliases/subject_aliases/template) + 5 个 query 文件:
25
- `queryA_canonical`(表层改写) `queryB_paraphrase`(格式变化) `queryC_reverse`(反向) `queryD_context`(干扰) `queryE_multilingual`(zh/fr/es/de/ru)。
26
- - 生成:`code/05_build_eval_dataset.py` + `code/rel_templates.py`(手写关系模板库,可复现无LLM)。字段/覆盖/限制见 `eval_dataset/README.md`。
27
-
28
- ### 3. Finding 1 — 行为脆弱性 → `eval_dataset/results/`
29
- - 扁平 prompt 表(`eval_build_prompts.py`) → 各模型贪婪生成+别名宽松匹配判对(`eval_run.py`) → 汇总(`eval_report.py`)。
30
- - 评测口径映射:**Canonical=base cloze 基线**、Paraphrase=A、Reverse=C、Context=D、Multilingual=E、(Format=B 额外)。
31
- - **结果(clean sources, 7模型均值)**:Canonical 0.97 → Paraphrase 0.76 / Format 0.67 / Context 0.57 / Reverse 0.54 / Multilingual 0.41。条件化(只看已知)仍失败 23–59%。
32
- - 图:`eval_dataset/results/figures/fig_fragility_heatmap.{png,pdf}`(7×6 热图,红→灰→蓝,Times 字体)。完整结论 `eval_dataset/results/FINDINGS.md`。
33
-
34
- ### 4. Finding 2 — 表征不稳定性 (SAE / nKSS) → `code/sae/` + `sae/`
35
- - **每层一个独立 TopK-SAE** 重构 resid_post:d_sae=8×d_model, K_train=64, K_eval=50, 50M tokens **C4**(不碰评估query, token流带断线重连)。MSE无L1, decoder列单位化, per-layer RMS归一化。
36
- - 流程(每模型):`train_saes.py`(显存用 layer_chunk 分块;经验 14B chunk12/bs16、32B chunk8/bs16,chunk给大会在Adam step OOM) → `eval_extract.py`(全层hook取 answer前一位token的Top-50 features, SAE以bf16载入) → `compute_kss.py` → `fig_kss_curve.py`。驱动 `run_kss.sh`。
37
- - **nKSS 定义**(每层每扰动):对 canonical 与扰动C 都答对的事实,取各层 SAE Top-50 稀疏向量算 **cosine**;S_same(同事实)/S_rel(同关系不同事实,对照)/S_rand(随机);**nKSS=(S_same−S_rand)/(1−S_rand)**(1=内部完全一致,0=与随机无异)。
38
- - **结果(7模型完成)**:(1)peak 一致落在 **late layers(78–94%深度)**,非全层均匀;(2)**peak nKSS 仅 0.09–0.68 远低于1.0**;(3)reverse/multilingual 内部最不稳(对应行为掉点最狠);Gemma系最稳,Llama最不稳(reverse 0.09)。Qwen 7B→14B→32B paraphrase 0.48→0.43→0.43,**不随规模提升**。
39
- - 图:`sae/fig_kss_summary.{png,pdf}`((a)归一化深度曲线 (b)peak nKSS热图);单模型曲线 `sae/<model>/fig_kss_curve_<model>.png`。完整 `sae/FINDINGS.md`。
40
- - 存储:`sae/<model>/sae_layer_NN.pt`(SAE权重) / `features.npz`(Top-50特征) / `kss_<model>.json`。
41
-
42
- ---
43
-
44
- ## 关键口径与坑(务必记住)
45
- - **clean sources = counterfact + lama_trex**。conceptnet/googlere(date_of_birth) 被弃:first-token argmax 对年份(“19xx”首token谁都对)和常识多答案太松,误纳模型其实不会的知识(canonical 仅 0.04/0.20)——本身是次级发现。
46
- - **Multilingual 行为分被低估**:模型常用查询语言作答,gold英文匹配不上(真实保持率更高)。
47
- - **Reverse 只看 well_posed**(capital类,object唯一确定subject);ill_posed一对多已排除(退化~0)。
48
- - **C4 streaming 不稳**:长跑会 httpx 断线,train_saes 已加自动重连;HF 下载也���中断需重试。
49
- - SAE 训练无中途 checkpoint,崩了要整模型重训;半成品 sae_layer 文件不完整需清掉。
50
-
51
- ---
52
-
53
- ## 下一步:让 nKSS 量化更精准(设计已定,未实现)
54
- 改 `compute_kss.py`,要点:
55
- 1. **headline 用关系对照归一化** nKSS_rel=(S_same−S_rel)/(S_ceil−S_rel),扣掉关系/格式通用特征。
56
- 2. **加"天花板" S_ceil**(同事实两改写变体的相似度)做分母 → **跨模型同尺度可比**(否则不同SAE的cosine绝对值不可比)。
57
- 3. **val/test split(按kid)**:val选peak band(±2层),test报告,给 **bootstrap CI**,不用全数据post-hoc max。
58
- 4. **per-fact配对量 + Wilcoxon + 效应量**,看分布(是否双峰)。
59
- 5. **辅助robustness**:Jaccard(Top-K id集合重叠) + K_eval敏感性 + **raw-residual对照**(不过SAE算同样nKSS,堵"SAE artifact"质疑)。
60
- > 一句话:在val选的peak band上,关系对照+天花板归一化的per-fact配对稳定性,test报均值+CI+检验;辅以Jaccard/raw-residual/K敏感性。可直接在已存 features.npz 上重算,不必重训SAE。
61
-
62
- ## 候选后续方向
63
- - **机理↔行为因果链**(最强):逐事实关联 nKSS 与行为是否答对——内部稳的知识是否扰动下更不容易崩。
64
- - 论文主图(Finding1热图 + Finding2曲线组合)。
65
- - 提升SAE质量(更多token/调K)看nKSS绝对值。
66
-
67
- ## Memory 索引(自动加载)
68
- `[[iclr27-triples]] [[iclr27-filtering]] [[iclr27-evl]] [[iclr27-fragility]] [[iclr27-sae-kss]] [[scratch-env]]`
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/protocol/README (4).md DELETED
@@ -1,216 +0,0 @@
1
- # `dataset3/` —— Fact Knowledge Stability Benchmark
2
-
3
- 按 [`../dataset/fact_knowledge_stability_dataset_reconstruction.md`](../dataset/fact_knowledge_stability_dataset_reconstruction.md)
4
- 从 `../dataset/` 的数据重建。**不改动 `../dataset/` 和 `../dataset2/`。**
5
-
6
- 与 `dataset2` 的根本区别在方法论,不在数字:
7
-
8
- > **基准集是固定的 2,592 条,对所有模型相同。** `K_m` 只是每个模型的正确性**标签**,
9
- > 绝不用来从基准集里删事实(spec §2.1)。模型答错、一直答错、拒答、
10
- > 在不同条件下答不同答案——事实都留在集合里。
11
-
12
- ---
13
-
14
- ## 目录
15
-
16
- ```
17
- dataset3/
18
- ├── configs/ # 全部参数外置,脚本里不硬编码(spec §4.4, §18)
19
- │ ├── models.yaml # 5 个过滤模型 + 评测模型 + 生成配置
20
- │ ├── relations.yaml # 21 个基准关系 + 排除清单 + 两个开关
21
- │ ├── source_templates.yaml # 原始来源、cloze 模板、别名资源
22
- │ └── eval_conditions.yaml # 8 个条件的角色/目标槽/期望计数
23
- ├── src/
24
- │ ├── common.py 公共:配置/规范化/校验和/计数核对
25
- │ ├── build_candidate_known.py (I) → candidate_known_8107.jsonl
26
- │ ├── enrich_facts.py (II) → enriched_facts_6180.jsonl
27
- │ ├── select_benchmark.py (III) → benchmark_facts_2592.jsonl
28
- │ ├── build_eval_bank.py (IV) → evaluation_queries_44418.jsonl
29
- │ ├── validate_facts.py → validation_report.json ← 硬门禁
30
- │ ├── build_stats.py → dataset_statistics.json
31
- │ ├── qualification_run.py (V) → qualification/<model>.jsonl [GPU]
32
- │ ├── qualification_score.py (V) → known_labels.json
33
- │ ├── eval_run.py (VI) → evaluation/<model>.jsonl [GPU]
34
- │ ├── eval_score.py (VI) → stability_report.json
35
- │ ├── filter_run.py 阶段 I 首 token 过滤(重跑用) [GPU]
36
- │ ├── scoring_full.py 五标签判分器
37
- │ ├── qual_templates.py 非基准关系的兜底问句
38
- │ └── test_scoring.py 31 条单元测试
39
- ├── outputs/
40
- └── run_pipeline.sh # build / gpu / score / report / all
41
- ```
42
-
43
- ---
44
-
45
- ## 六个阶段
46
-
47
- ### I. 候选召回 → 8,107(spec §4)
48
-
49
- ```
50
- 1,783,541 cloze prompt
51
- → 5 模型首 token argmax 取交集 → 10,601
52
- → 丢弃 T-REx / Wikidata5M 子集,补 PopQA 378 → 8,107
53
- ```
54
-
55
- **GPU 未重跑。** 那 1,783,541 × 5 次前向的逐条判定向量已存于
56
- `dataset/filter/correct_<model>.npy`。[build_candidate_known.py](src/build_candidate_known.py)
57
- 重新读取 prompt 表、**重新求交集**、重新施加来源丢弃规则,并把每个输入文件的
58
- 校验和写进 `stage1_report.json`——数字是**验证出来的**,不是照抄。
59
- 另外与 `dataset/filter/global_known_clean.jsonl` 做集合相等性核对。
60
- 要从零重跑推理用 `src/filter_run.py`。
61
-
62
- ### II. 事实增强 → 6,180(spec §5)
63
-
64
- - **实体感知分组**:优先用实体 ID,无 ID 才退回规范化文本;**跨来源合并**
65
- (1,036 组同时出现在 CounterFact 和 LAMA-TREx)。8,107 行 → 6,185 组
66
- - **函数型冲突丢弃 5 条**:同名不同人(两个 "Michael Vincent" 生于 1964/1976)问题本身无解。
67
- 判据严格——**缺实体 ID 不算"同一实体"的证据**,所有成员必须都有 ID 且一致才保留
68
- - **别名扩展**:对别名资源做**单次过滤扫描**(spec §5.3),不全量载入
69
- - **挂 canonical 问句**,与评测扰动模板严格分离(spec §16)
70
-
71
- ### III. 基准选择 → 2,592 / 21 关系(spec §6)
72
-
73
- ```
74
- 6,180 → core 来源(CounterFact + LAMA-TREx + PopQA)→ 3,705
75
- → 函数型(单值)关系 → 2,592
76
- ```
77
-
78
- ### IV. 查询库 → 44,416(spec §8–§12)
79
-
80
- | 条件 | 查询 | 事实 | 角色 |
81
- |---|---:|---:|---|
82
- | anchor | 2,592 | 2,592 | main |
83
- | multilingual | 12,010 | 2,402 | main |
84
- | paraphrase | 10,053 | 2,592 | main |
85
- | format | 7,776 | 2,592 | main |
86
- | context | **6,829** | 2,591 | main |
87
- | reverse | 634 | 253 | **结构分析,单独报** |
88
- | recognition | 3,412 | 2,585 | 诊断 |
89
- | reverse_illposed | 1,110 | 1,110 | 诊断 |
90
- | **合计** | **44,416** | | main forward **39,260** |
91
-
92
- 每条查询自带 `use_for_main_forward` / `use_for_reverse_analysis` /
93
- `use_for_recognition_analysis` 三个布尔量,**由 `eval_conditions.yaml` 派生**,
94
- 下游聚合不需要硬编码哪个条件进哪个平均。校验器会检查每行的布尔量与注册表一致。
95
-
96
- ### V. Anchor 资格认证 → `K_m` 标签(spec §7)⬜ 待跑
97
-
98
- 纯补全 prompt(base 与 instruct 用**完全相同**的字符串,无 chat template)、
99
- 贪婪解码 24 token、无候选无 few-shot。判分在 CPU,**五标签**:
100
-
101
- `correct` / `incorrect` / `ambiguous` / `abstain` / `unparseable`
102
-
103
- 输出 `known_labels.json`:`{fact_id: {model: label}}`,覆盖全部 2,592 × 全部模型。
104
-
105
- ### VI. 扰动评测 → 稳定性 ⬜ 待跑
106
-
107
- [eval_run.py](src/eval_run.py) 跑全部 44,416 条查询,
108
- **解码配置与 anchor 完全一致**(同一份 `configs/models.yaml:generation`)——
109
- 否则 `max_new_tokens` 或 chat template 的差异会被误读成稳定性效应。
110
- anchor 也一起重跑,让所有条件走同一条代码路径。
111
-
112
- [eval_score.py](src/eval_score.py) 在 CPU 判分并出报表,三条规则写死在代码里而不是留给读者:
113
-
114
- 1. **按查询自带的布尔量分组** —— `recognition` 和 `reverse_illposed` 永不进主平均,
115
- `reverse` 因为换了目标槽而单独报(spec §2.3)
116
- 2. **两个分母并排报**:`fixed`(固定 2,592,spec §2.1)与
117
- `anchored`(限定在该模型的 `K_m` 内,即条件化保持率)
118
- 3. **每个数字按 `answer_in_subject_surface` 再拆一次**(`·real` / `·copy`),
119
- 因为 28.9% 的事实靠复制就能答对、天然接近满分(见 F1)
120
-
121
- 主指标 macro = paraphrase / format / context / multilingual 四者均值:
122
- anchor 是基线不计入,reverse 换了槽不计入,两个诊断条件不计入。
123
-
124
- ---
125
-
126
- ## 运行
127
-
128
- ```bash
129
- cd /scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/dataset3
130
- bash run_pipeline.sh build # 阶段 I-IV + 校验 + 统计,CPU 约 1 分钟(已跑完)
131
- bash run_pipeline.sh gpu # 阶段 V+VI 生成,每个模型只加载一次权重
132
- bash run_pipeline.sh score # 阶段 V 判分 → K_m 标签
133
- bash run_pipeline.sh report # 阶段 VI 判分 → stability_report.json
134
- ```
135
-
136
- `gpu` 把 anchor 和扰动两趟生成合在一起跑,权重只载入一次。
137
- 两个生成阶段都幂等:anchor 已存在会跳过,`eval_run.py --resume` 会跳过已完成的查询。
138
-
139
- **顺序要求**:`score` 必须在 `report` 之前跑,否则没有 `known_labels.json`,
140
- `anchored` 那一列会缺失(脚本会警告并只报 `fixed`)。
141
-
142
- ---
143
-
144
- ## 当前状态
145
-
146
- | 阶段 | 状态 |
147
- |---|---|
148
- | I 候选召回 | ✅ 8,107,全部计数命中 |
149
- | II 事实增强 | ✅ 6,180,6,185 组 / 5 冲突 / 1,771 合并 / 1,036 跨来源,全中 |
150
- | III 基准选择 | ✅ 2,592 / 21 关系,全中 |
151
- | IV 查询库 | ✅ 44,416(见差异 D1) |
152
- | 校验 | ✅ **0 hard errors** |
153
- | 单元测试 | ✅ **31/31** |
154
- | V 资格认证 | ⬜ 待跑(判分逻辑已用合成数据演练通过) |
155
- | VI 扰动评测 | ⬜ 待跑(运行器 + 报表已用合成数据演练通过) |
156
-
157
- ---
158
-
159
- ## 与 spec 的差异(完整版见 [outputs/reconstruction_differences.md](outputs/reconstruction_differences.md))
160
-
161
- 除一处外全部精确复现。
162
-
163
- **D1 — context 6,831 → 6,829,总计 44,418 → 44,416。**
164
- 旧数据里有 2 条 context 查询的干扰实体字面包含 gold:
165
- `"...confuse States Reorganisation Act with **Indian** Act..."` 而 gold 是 `India`。
166
- 违反 spec §9.4 与 §13.9。按 spec §10「发现既有缺陷可改数」处理:
167
- 在建库时加**规则化守卫**(主语提及剔除后 gold 仍出现即丢弃),不是硬编码例外。
168
-
169
- **C1 — spec §6.2 与要求的规模自相矛盾。**
170
- §6.2 点名 `developer of` / `manufacturer of` 不适合,但这两个关系共 **846 条**,
171
- 去掉只剩 1,746 条 / 19 关系,达不到 §15 验收要求的 2,592 / 21。
172
- 处理:保留并打 `spec_6_2_flag`,`relations.yaml` 提供 `drop_spec_6_2_flagged` 开关
173
- 可一键产出 1,746 条的合规变体。
174
-
175
- **F1 — 28.9% 的基准事实可以靠复制字符串答对。**
176
- 2,592 条里有 **750 条** object 字面包含在 subject 名字里:
177
-
178
- ```
179
- Airbus A318 → manufacturer Airbus (该关系 87.8% 命中)
180
- Adobe Acrobat → developer Adobe (49.1%)
181
- Amazon Music → owned by Amazon (58.4%)
182
- ```
183
-
184
- 其中 586 条来自 manufacturer 和 developer——**独立印证了 C1**。
185
- 这类事实"稳定"的原因与知识无关,会抬高所有保持率、削弱要研究的效应。
186
- 按 spec §16 不删,打 `answer_in_subject_surface` 标记,事实和查询两级都带。
187
- `qualification_score.py` 已经**默认分开报**这两个子集的准确率。
188
-
189
- **F2 — 8,107 里有 808 条完全重复的三元组**(唯一四元组只有 7,299)。分组阶段自然吸收,仅记录。
190
-
191
- **N1 — Stage I 未重跑 GPU**(见上)。
192
- **N2 — `capital_of` 方向未归一化**:spec §2.2 要求单一方向,但归一化会改变规模,故保留
193
- `direction: inverse` + `inverse_of: capital` 显式标注,开关在 `relations.yaml`。
194
-
195
- ---
196
-
197
- ## 两个必须记住的口径
198
-
199
- 1. **分母永远是 2,592。** `K_m` 是标签不是筛子。加模型、换模型都不改任何已算出的数。
200
- 2. **reverse 不进 main forward 平均。** 它换了目标槽(object → subject),
201
- spec §2.3 要求单独报。`recognition` 和 `reverse_illposed` 同理,且校验器有硬检查。
202
-
203
- ---
204
-
205
- ## 报告用描述(spec §17)
206
-
207
- > We first use five-model first-token consensus to retrieve high-probability
208
- > factual candidates from large-scale knowledge resources. We then merge
209
- > duplicate facts, expand entity aliases, construct independent canonical
210
- > questions, remove ambiguous and multi-valued relations, and obtain a fixed
211
- > benchmark of 2,592 facts across 21 relations. Model-specific open-ended anchor
212
- > generation provides correctness labels but does not alter the benchmark
213
- > denominator. Based on the fixed fact set, we construct 44,416 queries covering
214
- > anchor, paraphrastic, format, contextual, cross-lingual, reverse, and
215
- > recognition conditions, while isolating ill-posed reverse queries as a
216
- > separate diagnostic set.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/protocol/bcs_bes_iss_kts_evaluation_protocol (1).md DELETED
@@ -1,1604 +0,0 @@
1
- # BCS、BES、ISS 与 KTS 评测规范
2
-
3
- ## 0. 目的
4
-
5
- 本规范用于在固定事实知识数据集上评测大语言模型的:
6
-
7
- 1. **外部行为一致性**;
8
- 2. **内部事实状态稳定性**;
9
- 3. **整体知识拓扑稳定性**。
10
-
11
- 最终报告四个核心指标:
12
-
13
- \[
14
- \boxed{
15
- \mathrm{BCS},\quad
16
- \mathrm{BES},\quad
17
- \mathrm{ISS},\quad
18
- \mathrm{KTS}
19
- }
20
- \]
21
-
22
- 其中:
23
-
24
- | 指标 | 全称 | 分析层级 | 核心问题 |
25
- |---|---|---|---|
26
- | BCS | Behavioral Consistency Score | 单事实、外部行为 | 不同检索条件下是否主要表达同一个答案? |
27
- | BES | Behavioral Entropy Stability | 单事实、外部行为 | 回答分布是否集中,还是分散到多个答案? |
28
- | ISS | Internal State Stability | 单事实、内部表示 | 同一事实跨条件是否形成一致且可区分的内部状态? |
29
- | KTS | Knowledge Topology Stability | 数据集、内部空间 | 不同条件下事实身份与整体知识几何是否保持? |
30
-
31
- 本规范默认使用固定主事实集:
32
-
33
- \[
34
- \mathcal D=\{f_1,\ldots,f_N\},\qquad N=2,592.
35
- \]
36
-
37
- 所有被测模型使用完全相同的事实和 query bank。模型在 anchor 条件下是否回答正确,只作为标签,不改变评测分母。
38
-
39
- ---
40
-
41
- # 1. 评测条件
42
-
43
- ## 1.1 主前向检索条件
44
-
45
- 以下条件保持检索目标为:
46
-
47
- \[
48
- (s,r)\rightarrow o.
49
- \]
50
-
51
- 记主条件集合为:
52
-
53
- \[
54
- \mathcal T=
55
- \{
56
- \text{anchor},
57
- \text{paraphrase},
58
- \text{format},
59
- \text{context},
60
- \text{multilingual}
61
- \}.
62
- \]
63
-
64
- 这些条件进入 BCS、BES、ISS 和 KTS 的主要计算。
65
-
66
- ## 1.2 独立诊断条件
67
-
68
- 以下条件不混入主指标:
69
-
70
- - `recognition`:正确答案已经出现在候选中,属于辅助识别;
71
- - `reverse`:检索目标从 object 改为 subject,单独报告 structural retrieval;
72
- - `reverse_illposed`:反向映射不唯一,只用于数据诊断。
73
-
74
- ## 1.3 覆盖不完整时的处理
75
-
76
- 当前数据中:
77
-
78
- - anchor:覆盖 2,592 条事实;
79
- - paraphrase:覆盖 2,592 条事实;
80
- - format:覆盖 2,592 条事实;
81
- - context:覆盖 2,591 条事实;
82
- - multilingual:覆盖 2,402 条事实。
83
-
84
- 推荐优先补齐缺失条件。
85
-
86
- 在未补齐前,应同时报告:
87
-
88
- ### Complete-family 主结果
89
-
90
- 仅使用具备全部五个主条件的事实集合:
91
-
92
- \[
93
- \mathcal D_{\cap}
94
- =
95
- \bigcap_{t\in\mathcal T}\mathcal D_t.
96
- \]
97
-
98
- 这是最严格、最可比的主结果。
99
-
100
- ### Full-set 补充结果
101
-
102
- 对每条事实使用其实际存在的条件集合:
103
-
104
- \[
105
- \mathcal T_f
106
- =
107
- \{t\in\mathcal T:f\in\mathcal D_t\}.
108
- \]
109
-
110
- 所有平均都按可用 condition family 等权计算,并报告每个指标的有效样本数。
111
-
112
- 不能为缺失条件伪造零分,也不能把不同模型的有效事实集设为不同集合。
113
-
114
- ---
115
-
116
- # 2. 必要输入
117
-
118
- ## 2.1 Fact 文件
119
-
120
- 每条事实至少包含:
121
-
122
- ```json
123
- {
124
- "fact_id": "fact_000001",
125
- "subject": "France",
126
- "relation": "capital",
127
- "object": "Paris",
128
- "gold_aliases": ["Paris", "City of Paris"],
129
- "answer_type": "city",
130
- "answer_granularity": "entity"
131
- }
132
- ```
133
-
134
- ## 2.2 Query 文件
135
-
136
- 每条 query 至少包含:
137
-
138
- ```json
139
- {
140
- "query_id": "query_00000001",
141
- "fact_id": "fact_000001",
142
- "condition_family": "paraphrase",
143
- "variant_id": "para_02",
144
- "language": "en",
145
- "query": "Which city serves as the capital of France?",
146
- "target_slot": "object",
147
- "use_for_main_forward": true
148
- }
149
- ```
150
-
151
- ## 2.3 模型输出文件
152
-
153
- ```json
154
- {
155
- "model": "model_name",
156
- "query_id": "query_00000001",
157
- "fact_id": "fact_000001",
158
- "condition_family": "paraphrase",
159
- "raw_response": "The answer is Paris.",
160
- "generation_config": {
161
- "do_sample": false,
162
- "temperature": 0,
163
- "max_new_tokens": 24
164
- }
165
- }
166
- ```
167
-
168
- ## 2.4 内部表示文件
169
-
170
- ISS 和 KTS 需要在模型尚未生成第一个答案 token 时,提取问题末位位置的 residual state:
171
-
172
- ```json
173
- {
174
- "model": "model_name",
175
- "query_id": "query_00000001",
176
- "fact_id": "fact_000001",
177
- "condition_family": "paraphrase",
178
- "layer": 16,
179
- "position": "query_end",
180
- "hidden_state_path": "..."
181
- }
182
- ```
183
-
184
- 必须保证所有 query 使用同一种位置定义:
185
-
186
- > 输入 prompt 的最后一个有效 token,即模型读完问题但尚未开始生成答案的位置。
187
-
188
- ---
189
-
190
- # 3. AI Judge 输出协议
191
-
192
- BCS 和 BES 不直接比较原始字符串,而基于 AI Judge 得到的语义答案 cluster。
193
-
194
- 整个过程分为两步。
195
-
196
- ## 3.1 Reference-blind 答案抽取与聚类
197
-
198
- Judge 不看 gold answer,只完成:
199
-
200
- 1. 提取回答最终主张的核心答案;
201
- 2. 忽略句式、语言、标点和解释性文字;
202
- 3. 将语义等价答案归为同一 cluster;
203
- 4. 标记拒答、多答案和无法解析输出。
204
-
205
- 例如:
206
-
207
- ```text
208
- Paris
209
- The answer is Paris.
210
- Paris, France.
211
- 巴黎
212
- ```
213
-
214
- 应归入同一个语义 cluster。
215
-
216
- 建议特殊 cluster:
217
-
218
- - `ABSTAIN`:拒答或明确表示不知道;
219
- - `MULTIPLE`:给出多个冲突答案且未选择;
220
- - `UNPARSEABLE`:无法提取明确答案;
221
- - 具��实体或命题 cluster,如 `ENTITY_Q90` 或 `SEMANTIC_PARIS`。
222
-
223
- Judge 输出:
224
-
225
- ```json
226
- {
227
- "query_id": "query_00000001",
228
- "fact_id": "fact_000001",
229
- "cluster_id": "ENTITY_Q90",
230
- "canonical_meaning": "Paris",
231
- "status": "ANSWER",
232
- "confidence": 0.98
233
- }
234
- ```
235
-
236
- 同一事实的所有主条件输出应一次性或全局一致地聚类,避免两两判断产生非传递关系。
237
-
238
- ## 3.2 Reference-aware 正确性判断
239
-
240
- 第二步再向 Judge 提供:
241
-
242
- - gold answer;
243
- - accepted aliases;
244
- - answer type;
245
- - answer granularity。
246
-
247
- 对每个语义 cluster 标记:
248
-
249
- - `CORRECT`;
250
- - `INCORRECT`;
251
- - `ABSTAIN`;
252
- - `AMBIGUOUS`;
253
- - `REVIEW_REQUIRED`。
254
-
255
- 该步骤用于区分 Stable Correct 和 Stable Wrong,但不参与答案 cluster 的形成。
256
-
257
- ---
258
-
259
- # 4. BCS:Behavioral Consistency Score
260
-
261
- ## 4.1 为什么需要 family-balanced 计算
262
-
263
- 不同 condition family 的 query 数量差异很大。例如:
264
-
265
- - paraphrase 可能有 3–5 个版本;
266
- - multilingual 可能有多个语言版本;
267
- - anchor 通常只有 1 条。
268
-
269
- 如果直接按全部 query 计数,query 更多的 family 会支配结果。
270
-
271
- 因此必须先在每个 family 内计算答案分布,再对 family 等权聚合。
272
-
273
- ## 4.2 Family 内答案分布
274
-
275
- 设事实 \(f\) 在 family \(t\) 下的 query 集为:
276
-
277
- \[
278
- Q_{f,t}.
279
- \]
280
-
281
- AI Judge 给 query \(q\) 分配语义 cluster:
282
-
283
- \[
284
- \kappa_{m,f,q}.
285
- \]
286
-
287
- 对于答案 cluster \(a\),定义:
288
-
289
- \[
290
- p_{m,f,t}(a)
291
- =
292
- \frac{1}{|Q_{f,t}|}
293
- \sum_{q\in Q_{f,t}}
294
- \mathbb I[
295
- \kappa_{m,f,q}=a
296
- ].
297
- \]
298
-
299
- 每个 family 的总概率满足:
300
-
301
- \[
302
- \sum_a p_{m,f,t}(a)=1.
303
- \]
304
-
305
- ## 4.3 跨 family 等权聚合
306
-
307
- 对事实 \(f\) 的有效主条件集合 \(\mathcal T_f\),定义:
308
-
309
- \[
310
- p_{m,f}(a)
311
- =
312
- \frac{1}{|\mathcal T_f|}
313
- \sum_{t\in\mathcal T_f}
314
- p_{m,f,t}(a).
315
- \]
316
-
317
- 这样每个 condition family 权重相同,不受该 family 中 query 数量影响。
318
-
319
- ## 4.4 BCS 定义
320
-
321
- \[
322
- \boxed{
323
- \mathrm{BCS}_{m,f}
324
- =
325
- \max_a p_{m,f}(a)
326
- }
327
- \]
328
-
329
- 取最大概率的 cluster:
330
-
331
- \[
332
- a^*_{m,f}
333
- =
334
- \arg\max_a p_{m,f}(a).
335
- \]
336
-
337
- 解释:
338
-
339
- - \(\mathrm{BCS}=1\):所有有效条件都只支持同一个语义答案;
340
- - \(\mathrm{BCS}=0.8\):主要答案获得 80% 的 family-balanced 概率;
341
- - BCS 较低:输出分散到多个答案。
342
-
343
- BCS 不判断主答案是否正确。
344
-
345
- 例如,gold 是 `Canberra`,但所有条件都回答 `Sydney`:
346
-
347
- \[
348
- \mathrm{BCS}=1.
349
- \]
350
-
351
- 这是高度稳定但错误的行为。
352
-
353
- ## 4.5 模型级 BCS
354
-
355
- \[
356
- \boxed{
357
- \mathrm{BCS}_m
358
- =
359
- \frac{1}{|\mathcal D_{\mathrm{eval}}|}
360
- \sum_{f\in\mathcal D_{\mathrm{eval}}}
361
- \mathrm{BCS}_{m,f}
362
- }
363
- \]
364
-
365
- 其中:
366
-
367
- - 主结果使用 \(\mathcal D_{\cap}\);
368
- - 补充结果可使用完整可用集合。
369
-
370
- ---
371
-
372
- # 5. BES:Behavioral Entropy Stability
373
-
374
- BCS 只关注最大答案 cluster,可能忽略剩余概率如何分布。
375
-
376
- 例如以下两种情况的 BCS 都是 0.6:
377
-
378
- ```text
379
- A: 0.6, B: 0.4
380
- ```
381
-
382
- 和:
383
-
384
- ```text
385
- A: 0.6, B: 0.1, C: 0.1, D: 0.1, E: 0.1
386
- ```
387
-
388
- 第二种回答明显更加分散,因此需要 BES。
389
-
390
- ## 5.1 答案熵
391
-
392
- 基于 family-balanced 分布 \(p_{m,f}(a)\),定义:
393
-
394
- \[
395
- H_{m,f}
396
- =
397
- -\sum_{a:p_{m,f}(a)>0}
398
- p_{m,f}(a)\log p_{m,f}(a).
399
- \]
400
-
401
- 设实际观察到的非零答案 cluster 数为:
402
-
403
- \[
404
- A_{m,f}
405
- =
406
- \left|
407
- \{a:p_{m,f}(a)>0\}
408
- \right|.
409
- \]
410
-
411
- ## 5.2 BES 定义
412
-
413
- 当 \(A_{m,f}=1\) 时:
414
-
415
- \[
416
- \mathrm{BES}_{m,f}=1.
417
- \]
418
-
419
- 当 \(A_{m,f}>1\) 时:
420
-
421
- \[
422
- \boxed{
423
- \mathrm{BES}_{m,f}
424
- =
425
- 1-
426
- \frac{H_{m,f}}{\log A_{m,f}}
427
- }
428
- \]
429
-
430
- 解释:
431
-
432
- - \(\mathrm{BES}=1\):回答完全集中于一个 cluster;
433
- - \(\mathrm{BES}=0\):回答在所有已观察 cluster 上均匀分布;
434
- - 值越高,回答分布越集中。
435
-
436
- BCS 和 BES 的区别:
437
-
438
- - BCS 衡量最大 cluster 的占比;
439
- - BES 衡量完整答案分布的集中程度。
440
-
441
- 建议将 BCS 作为主外部稳定性指标,BES 作为补充指标。
442
-
443
- ## 5.3 模型级 BES
444
-
445
- \[
446
- \boxed{
447
- \mathrm{BES}_m
448
- =
449
- \frac{1}{|\mathcal D_{\mathrm{eval}}|}
450
- \sum_{f\in\mathcal D_{\mathrm{eval}}}
451
- \mathrm{BES}_{m,f}
452
- }
453
- \]
454
-
455
- ---
456
-
457
- # 6. 外部行为类型
458
-
459
- 设置预注册的行为稳定阈值:
460
-
461
- \[
462
- \tau_B=0.8.
463
- \]
464
-
465
- 根据主答案 cluster \(a^*_{m,f}\) 的正确性,将事实划分为:
466
-
467
- ## 6.1 Stable Correct
468
-
469
- \[
470
- \mathrm{BCS}_{m,f}\ge \tau_B
471
- \]
472
-
473
- 且:
474
-
475
- \[
476
- a^*_{m,f}\text{ 被 Judge 标记为 CORRECT}.
477
- \]
478
-
479
- ## 6.2 Stable Wrong
480
-
481
- \[
482
- \mathrm{BCS}_{m,f}\ge \tau_B
483
- \]
484
-
485
- 且主 cluster 是明确的错误答案。
486
-
487
- ## 6.3 Stable Abstention
488
-
489
- \[
490
- \mathrm{BCS}_{m,f}\ge \tau_B
491
- \]
492
-
493
- 且:
494
-
495
- \[
496
- a^*_{m,f}=\mathrm{ABSTAIN}.
497
- \]
498
-
499
- ## 6.4 Unstable
500
-
501
- \[
502
- \mathrm{BCS}_{m,f}<\tau_B.
503
- \]
504
-
505
- 建议额外做阈值敏感性分析:
506
-
507
- \[
508
- \tau_B\in\{0.7,0.8,0.9\}.
509
- \]
510
-
511
- 模型级比例:
512
-
513
- \[
514
- \mathrm{SCR}_m
515
- =
516
- \frac{\#\text{Stable Correct}}{|\mathcal D_{\mathrm{eval}}|},
517
- \]
518
-
519
- \[
520
- \mathrm{SWR}_m
521
- =
522
- \frac{\#\text{Stable Wrong}}{|\mathcal D_{\mathrm{eval}}|},
523
- \]
524
-
525
- \[
526
- \mathrm{SAR}_m
527
- =
528
- \frac{\#\text{Stable Abstention}}{|\mathcal D_{\mathrm{eval}}|},
529
- \]
530
-
531
- \[
532
- \mathrm{UR}_m
533
- =
534
- \frac{\#\text{Unstable}}{|\mathcal D_{\mathrm{eval}}|}.
535
- \]
536
-
537
- 四者应满足:
538
-
539
- \[
540
- \mathrm{SCR}_m+
541
- \mathrm{SWR}_m+
542
- \mathrm{SAR}_m+
543
- \mathrm{UR}_m
544
- =1.
545
- \]
546
-
547
- ---
548
-
549
- # 7. ISS:Internal State Stability
550
-
551
- ## 7.1 测量目标
552
-
553
- ISS 衡量:
554
-
555
- > 同一事实在不同主检索条件下,是否形成一致且具有事实区分性的内部状态。
556
-
557
- ISS 不依赖模型最终答案是否正确,也不依赖 gold answer 是单 token 还是多 token。
558
-
559
- ## 7.2 Query-end hidden state
560
-
561
- 对于模型 \(m\)、事实 \(f\)、query \(q\) 和层 \(\ell\),提取:
562
-
563
- \[
564
- h^\ell_{m,f,q}\in\mathbb R^{d_m}.
565
- \]
566
-
567
- 位置固定为 query 最后一个有效输入 token。
568
-
569
- ## 7.3 J-Lens Jacobian transport
570
-
571
- 对每一层估计平均 Jacobian transport:
572
-
573
- \[
574
- J^\ell_m
575
- =
576
- \mathbb E_x
577
- \left[
578
- \frac{\partial h^L_m}{\partial h^\ell_m}
579
- \right].
580
- \]
581
-
582
- 将第 \(\ell\) 层状态运输到 final-layer residual basis:
583
-
584
- \[
585
- \boxed{
586
- z^\ell_{m,f,q}
587
- =
588
- J^\ell_m h^\ell_{m,f,q}
589
- }
590
- \]
591
-
592
- 这里只使用运输后的 hidden representation,不乘 unembedding matrix,因此不进入 vocabulary space。
593
-
594
- 如果暂时无法实现 Jacobian transport,可以用 raw hidden state 计算一个 `Raw-ISS` 作为消融,但主指标应使用 transported state。
595
-
596
- ## 7.4 去除 relation 和 condition family 主效应
597
-
598
- 对每个模型和层计算:
599
-
600
- \[
601
- \mu^\ell_m
602
- =
603
- \mathbb E_{f,q}[z^\ell_{m,f,q}],
604
- \]
605
-
606
- \[
607
- \mu^\ell_{m,r}
608
- =
609
- \mathbb E_{f,q:r_f=r}[z^\ell_{m,f,q}],
610
- \]
611
-
612
- \[
613
- \mu^\ell_{m,t}
614
- =
615
- \mathbb E_{f,q:t(q)=t}[z^\ell_{m,f,q}].
616
- \]
617
-
618
- 双重残差化:
619
-
620
- \[
621
- \bar z^\ell_{m,f,q}
622
- =
623
- z^\ell_{m,f,q}
624
- -
625
- \mu^\ell_{m,r_f}
626
- -
627
- \mu^\ell_{m,t(q)}
628
- +
629
- \mu^\ell_m.
630
- \]
631
-
632
- 该步骤用于减少:
633
-
634
- - relation 类型共有方向;
635
- - query 格式共有方向;
636
- - 语言 family 共有方向;
637
- - residual stream 公共均值。
638
-
639
- ## 7.5 正则化白化
640
-
641
- 估计协方差:
642
-
643
- \[
644
- \Sigma^\ell_m
645
- =
646
- \operatorname{Cov}
647
- \left(
648
- \bar z^\ell_{m,f,q}
649
- \right).
650
- \]
651
-
652
- 定义:
653
-
654
- \[
655
- \tilde z^\ell_{m,f,q}
656
- =
657
- \left(
658
- \Sigma^\ell_m+\lambda I
659
- \right)^{-1/2}
660
- \bar z^\ell_{m,f,q}.
661
- \]
662
-
663
- 实践建议:
664
-
665
- - 使用 shrinkage covariance;
666
- - 或使用 PCA whitening;
667
- - PCA 维度固定为 \(\min(512,d_m)\);
668
- - 所有 query 使用同一个模型、同一层的变换;
669
- - 不允许为不同 condition family 单独拟合白化矩阵。
670
-
671
- 随后进行 L2 归一化:
672
-
673
- \[
674
- \hat z^\ell_{m,f,q}
675
- =
676
- \frac{\tilde z^\ell_{m,f,q}}
677
- {\|\tilde z^\ell_{m,f,q}\|_2+\epsilon}.
678
- \]
679
-
680
- ## 7.6 Family centroid
681
-
682
- 一个 family 内可能有多个 query。为了避免 query 数量多的 family 获得更高权重,先计算 family centroid:
683
-
684
- \[
685
- v^\ell_{m,f,t}
686
- =
687
- \operatorname{Normalize}
688
- \left(
689
- \frac{1}{|Q_{f,t}|}
690
- \sum_{q\in Q_{f,t}}
691
- \hat z^\ell_{m,f,q}
692
- \right).
693
- \]
694
-
695
- 每条事实在每个 condition family 下只保留一个表示。
696
-
697
- ## 7.7 同事实跨 family 相似度
698
-
699
- 设事实 \(f\) 的有效 family pair 集为:
700
-
701
- \[
702
- \mathcal P_f
703
- =
704
- \{(t,t'):t,t'\in\mathcal T_f,\ t<t'\}.
705
- \]
706
-
707
- 定义正样本相似度:
708
-
709
- \[
710
- S^+_{m,f,\ell}
711
- =
712
- \frac{1}{|\mathcal P_f|}
713
- \sum_{(t,t')\in\mathcal P_f}
714
- \cos
715
- \left(
716
- v^\ell_{m,f,t},
717
- v^\ell_{m,f,t'}
718
- \right).
719
- \]
720
-
721
- ## 7.8 同 relation 背景相似度
722
-
723
- 为每个事实选择同 relation、不同事实的负样本集合:
724
-
725
- \[
726
- \mathcal N_f
727
- =
728
- \{g:g\neq f,\ r_g=r_f\}.
729
- \]
730
-
731
- 对于每个 family pair,使用对称背景:
732
-
733
- \[
734
- B_{m,f,\ell}(t,t')
735
- =
736
- \frac{1}{2|\mathcal N_f|}
737
- \sum_{g\in\mathcal N_f}
738
- \left[
739
- \cos(v^\ell_{m,f,t},v^\ell_{m,g,t'})
740
- +
741
- \cos(v^\ell_{m,f,t'},v^\ell_{m,g,t})
742
- \right].
743
- \]
744
-
745
- 再定义:
746
-
747
- \[
748
- S^-_{m,f,\ell}
749
- =
750
- \frac{1}{|\mathcal P_f|}
751
- \sum_{(t,t')\in\mathcal P_f}
752
- B_{m,f,\ell}(t,t').
753
- \]
754
-
755
- 如果同 relation 事实过多,可以固定随机采样最多 100 个负事实,并对所有模型使用同一采样列表。
756
-
757
- ## 7.9 ISS 定义
758
-
759
- \[
760
- \boxed{
761
- \mathrm{ISS}_{m,f,\ell}
762
- =
763
- \frac{
764
- S^+_{m,f,\ell}
765
- -
766
- S^-_{m,f,\ell}
767
- }{
768
- 1-S^-_{m,f,\ell}+\epsilon
769
- }
770
- }
771
- \]
772
-
773
- 解释:
774
-
775
- - 接近 1:同一事实跨条件高度一致;
776
- - 接近 0:同一事实的相似性不高于同 relation 背景;
777
- - 小于 0:跨条件表示比其他事实背景还不一致。
778
-
779
- 该值理论上可能小于 \(-1\)。统计分析应保留原始值;如果用于图表展示,可额外报告裁剪版本:
780
-
781
- \[
782
- \mathrm{ISS}^{\mathrm{clip}}
783
- =
784
- \operatorname{clip}(\mathrm{ISS},-1,1).
785
- \]
786
-
787
- 不要用裁剪值替代原始统计值。
788
-
789
- ## 7.10 跨层 ISS
790
-
791
- 将相对层深定义为:
792
-
793
- \[
794
- d_\ell
795
- =
796
- \frac{\ell}{L_m-1}.
797
- \]
798
-
799
- 预注册主分析窗口:
800
-
801
- \[
802
- \mathcal W_m
803
- =
804
- \{\ell:0.4\le d_\ell\le1.0\}.
805
- \]
806
-
807
- 单事实 ISS:
808
-
809
- \[
810
- \boxed{
811
- \mathrm{ISS}_{m,f}
812
- =
813
- \frac{1}{|\mathcal W_m|}
814
- \sum_{\ell\in\mathcal W_m}
815
- \mathrm{ISS}_{m,f,\ell}
816
- }
817
- \]
818
-
819
- 模型级 ISS:
820
-
821
- \[
822
- \boxed{
823
- \mathrm{ISS}_m
824
- =
825
- \frac{1}{|\mathcal D_{\mathrm{eval}}|}
826
- \sum_{f\in\mathcal D_{\mathrm{eval}}}
827
- \mathrm{ISS}_{m,f}
828
- }
829
- \]
830
-
831
- 同时建议报告:
832
-
833
- ### Peak ISS
834
-
835
- \[
836
- \mathrm{ISS}^{\mathrm{peak}}_{m,f}
837
- =
838
- \max_{\ell\in\mathcal W_m}
839
- \mathrm{ISS}_{m,f,\ell}.
840
- \]
841
-
842
- 表示模型是否曾形成过一致事实状态。
843
-
844
- ### Late ISS
845
-
846
- \[
847
- \mathrm{ISS}^{\mathrm{late}}_{m,f}
848
- =
849
- \frac{1}{|\mathcal W^{\mathrm{late}}_m|}
850
- \sum_{\ell:d_\ell\ge0.8}
851
- \mathrm{ISS}_{m,f,\ell}.
852
- \]
853
-
854
- 表示一致状态是否保持到靠近输出的阶段。
855
-
856
- ---
857
-
858
- # 8. KTS:Knowledge Topology Stability
859
-
860
- ## 8.1 测量目标
861
-
862
- KTS 衡量:
863
-
864
- > 不同 condition family 下,整个事实表示空间的相对几何和事实身份是否保持。
865
-
866
- KTS 不要求不同问法触发相同的计算路径。
867
-
868
- 它允许:
869
-
870
- - 整体空间旋转;
871
- - 平移;
872
- - 各向同性缩放;
873
- - 不同语言使用不同内部实现。
874
-
875
- 只要事实间相对结构和事实身份仍可保持,KTS 就可以较高。
876
-
877
- ## 8.2 Condition-specific knowledge space
878
-
879
- 对 condition family \(t\)、层 \(\ell\),将所有有效事实的 family centroid 组成:
880
-
881
- \[
882
- V^\ell_{m,t}
883
- =
884
- \begin{bmatrix}
885
- v^\ell_{m,1,t}\\
886
- v^\ell_{m,2,t}\\
887
- \vdots\\
888
- v^\ell_{m,N_t,t}
889
- \end{bmatrix}.
890
- \]
891
-
892
- 对 family pair \((t,t')\),只使用共同覆盖事实:
893
-
894
- \[
895
- \mathcal D_{t,t'}
896
- =
897
- \mathcal D_t\cap\mathcal D_{t'}.
898
- \]
899
-
900
- 不同模型必须使用完全相同的 \(\mathcal D_{t,t'}\)。
901
-
902
- ---
903
-
904
- # 9. KTS-Geo:全局几何稳定性
905
-
906
- ## 9.1 Relation 内距离矩阵
907
-
908
- 为减少 relation 不平衡和 relation 间宏观差异的支配作用,KTS-Geo 按 relation 计算后再宏平均。
909
-
910
- 对于 relation \(r\),定义:
911
-
912
- \[
913
- \mathcal D_{r,t,t'}
914
- =
915
- \{f\in\mathcal D_{t,t'}:r_f=r\}.
916
- \]
917
-
918
- 仅保留至少包含 5 条事实的 relation。
919
-
920
- 在 family \(t\) 下构造 relation 内距离:
921
-
922
- \[
923
- D^\ell_{m,t,r}(f,g)
924
- =
925
- 1-
926
- \cos
927
- \left(
928
- v^\ell_{m,f,t},
929
- v^\ell_{m,g,t}
930
- \right).
931
- \]
932
-
933
- 在 family \(t'\) 下类似构造:
934
-
935
- \[
936
- D^\ell_{m,t',r}(f,g).
937
- \]
938
-
939
- ## 9.2 Relation 内几何相关性
940
-
941
- \[
942
- \rho^\ell_{m,r}(t,t')
943
- =
944
- \operatorname{Spearman}
945
- \left(
946
- \operatorname{vec}_{f<g}D^\ell_{m,t,r},
947
- \operatorname{vec}_{f<g}D^\ell_{m,t',r}
948
- \right).
949
- \]
950
-
951
- ## 9.3 Relation-macro KTS-Geo
952
-
953
- \[
954
- \boxed{
955
- \mathrm{KTS}^{\mathrm{geo}}_{m,\ell}(t,t')
956
- =
957
- \frac{1}{|\mathcal R_{t,t'}|}
958
- \sum_{r\in\mathcal R_{t,t'}}
959
- \rho^\ell_{m,r}(t,t')
960
- }
961
- \]
962
-
963
- 该值范围为:
964
-
965
- \[
966
- [-1,1].
967
- \]
968
-
969
- 解释:
970
-
971
- - 1:事实距离排序完全保持;
972
- - 0:两个条件下的事实几何无显著对应;
973
- - 负值:事实距离结构发生反向重排。
974
-
975
- 为了与 KTS-ID 合成,需要映射到 \([0,1]\):
976
-
977
- \[
978
- \widetilde{\mathrm{KTS}}^{\mathrm{geo}}
979
- =
980
- \frac{
981
- \mathrm{KTS}^{\mathrm{geo}}+1
982
- }{2}.
983
- \]
984
-
985
- ---
986
-
987
- # 10. KTS-ID:事实身份稳定性
988
-
989
- 全局距离结构可能看起来类似,但局部事实身份仍可能交换,因此需要 cross-condition fact identification。
990
-
991
- ## 10.1 跨条件最近邻检索
992
-
993
- 对于事实 \(f\) 在 family \(t\) 下的表示,在 family \(t'\) 的同 relation 事实中检索最近邻:
994
-
995
- \[
996
- \hat f_{t\rightarrow t'}
997
- =
998
- \arg\max_{
999
- g\in\mathcal D_{r_f,t,t'}
1000
- }
1001
- \cos
1002
- \left(
1003
- v^\ell_{m,f,t},
1004
- v^\ell_{m,g,t'}
1005
- \right).
1006
- \]
1007
-
1008
- 反向同样计算:
1009
-
1010
- \[
1011
- \hat f_{t'\rightarrow t}.
1012
- \]
1013
-
1014
- ## 10.2 Relation 内 Top-1 身份准确率
1015
-
1016
- \[
1017
- \mathrm{ID}_{m,\ell,r}(t\rightarrow t')
1018
- =
1019
- \frac{1}{|\mathcal D_{r,t,t'}|}
1020
- \sum_{f\in\mathcal D_{r,t,t'}}
1021
- \mathbb I[
1022
- \hat f_{t\rightarrow t'}=f
1023
- ].
1024
- \]
1025
-
1026
- 进行双向平均:
1027
-
1028
- \[
1029
- \mathrm{ID}^{\mathrm{sym}}_{m,\ell,r}(t,t')
1030
- =
1031
- \frac{
1032
- \mathrm{ID}_{m,\ell,r}(t\rightarrow t')
1033
- +
1034
- \mathrm{ID}_{m,\ell,r}(t'\rightarrow t)
1035
- }{2}.
1036
- \]
1037
-
1038
- ## 10.3 Chance correction
1039
-
1040
- 若 relation \(r\) 有 \(n_r\) 条事实,随机 Top-1 命中的概率为:
1041
-
1042
- \[
1043
- b_r=\frac{1}{n_r}.
1044
- \]
1045
-
1046
- 定义 chance-corrected identity:
1047
-
1048
- \[
1049
- \mathrm{ID}^{\mathrm{adj}}_{m,\ell,r}
1050
- =
1051
- \frac{
1052
- \mathrm{ID}^{\mathrm{sym}}_{m,\ell,r}-b_r
1053
- }{
1054
- 1-b_r+\epsilon
1055
- }.
1056
- \]
1057
-
1058
- 用于合成时裁剪到:
1059
-
1060
- \[
1061
- [0,1].
1062
- \]
1063
-
1064
- ## 10.4 Relation-macro KTS-ID
1065
-
1066
- \[
1067
- \boxed{
1068
- \mathrm{KTS}^{\mathrm{id}}_{m,\ell}(t,t')
1069
- =
1070
- \frac{1}{|\mathcal R_{t,t'}|}
1071
- \sum_{r\in\mathcal R_{t,t'}}
1072
- \operatorname{clip}
1073
- \left(
1074
- \mathrm{ID}^{\mathrm{adj}}_{m,\ell,r},
1075
- 0,1
1076
- \right)
1077
- }
1078
- \]
1079
-
1080
- 建议同时报告原始:
1081
-
1082
- - Top-1 accuracy;
1083
- - Top-5 accuracy;
1084
- - mean reciprocal rank;
1085
- - chance-corrected Top-1。
1086
-
1087
- 主 KTS 使用 chance-corrected Top-1。
1088
-
1089
- ---
1090
-
1091
- # 11. KTS 合成
1092
-
1093
- 对于 family pair \((t,t')\) 和层 \(\ell\),定义:
1094
-
1095
- \[
1096
- g
1097
- =
1098
- \widetilde{\mathrm{KTS}}^{\mathrm{geo}}_{m,\ell}(t,t'),
1099
- \]
1100
-
1101
- \[
1102
- i
1103
- =
1104
- \mathrm{KTS}^{\mathrm{id}}_{m,\ell}(t,t').
1105
- \]
1106
-
1107
- 使用调和平均:
1108
-
1109
- \[
1110
- \boxed{
1111
- \mathrm{KTS}_{m,\ell}(t,t')
1112
- =
1113
- \frac{
1114
- 2gi
1115
- }{
1116
- g+i+\epsilon
1117
- }
1118
- }
1119
- \]
1120
-
1121
- 使用调和平均的原因是:
1122
-
1123
- - 只有几何稳定但事实身份无法匹配,不应获得高 KTS;
1124
- - 只有身份匹配但整体邻域结构严重扭曲,也不应获得高 KTS。
1125
-
1126
- ## 11.1 跨 family pair 平均
1127
-
1128
- 主 family pair 集:
1129
-
1130
- \[
1131
- \mathcal P_{\mathcal T}
1132
- =
1133
- \{(t,t'):t,t'\in\mathcal T,\ t<t'\}.
1134
- \]
1135
-
1136
- 每个 pair 等权:
1137
-
1138
- \[
1139
- \mathrm{KTS}_{m,\ell}
1140
- =
1141
- \frac{1}{|\mathcal P_{\mathcal T}|}
1142
- \sum_{(t,t')\in\mathcal P_{\mathcal T}}
1143
- \mathrm{KTS}_{m,\ell}(t,t').
1144
- \]
1145
-
1146
- 不能按 pair 中 query 数或事实数加权,否则覆盖更大的 family 会支配结果。
1147
-
1148
- ## 11.2 跨层 KTS
1149
-
1150
- \[
1151
- \boxed{
1152
- \mathrm{KTS}_m
1153
- =
1154
- \frac{1}{|\mathcal W_m|}
1155
- \sum_{\ell\in\mathcal W_m}
1156
- \mathrm{KTS}_{m,\ell}
1157
- }
1158
- \]
1159
-
1160
- 建议主表同时展示:
1161
-
1162
- - KTS-Geo;
1163
- - KTS-ID;
1164
- - KTS composite。
1165
-
1166
- 不要只报告 composite 而隐藏两个组成部分。
1167
-
1168
- ---
1169
-
1170
- # 12. 四个指标的联合解释
1171
-
1172
- | BCS/BES | ISS | KTS | 解释 |
1173
- |---|---:|---:|---|
1174
- | 高 | 高 | 高 | 输出、单事实状态和整体知识结构均稳定 |
1175
- | 高 | 低 | 低 | 表面答案一致,但内部状态和知识组织不稳定 |
1176
- | 高 | 高 | 低 | 单事实局部状态一致,但整体空间可能坍缩或重排 |
1177
- | 低 | 高 | 高 | 内部知识较稳定,失败更可能发生在后期选择或表达 |
1178
- | 低 | 低 | 高 | 不同条件引起统一坐标变化,但知识拓扑仍保持 |
1179
- | 低 | 低 | 低 | 外部行为、单事实状态和知识空间均不稳定 |
1180
-
1181
- 对于 Stable Wrong:
1182
-
1183
- - BCS/BES 高;
1184
- - 主 cluster 被判为错误;
1185
- - ISS 和 KTS 高;
1186
-
1187
- 表示模型可能稳定形成并组织了一个错误事实关联。
1188
-
1189
- 这不应称为“正确知识稳定”,而应称为:
1190
-
1191
- > stable internal misalignment 或 stable wrong association。
1192
-
1193
- ---
1194
-
1195
- # 13. 推荐主结果表
1196
-
1197
- ## 13.1 模型总体结果
1198
-
1199
- | Model | Anchor Acc. | BCS | BES | Stable Correct | Stable Wrong | Stable Abstention | ISS | KTS-Geo | KTS-ID | KTS |
1200
- |---|---:|---:|---:|---:|---:|---:|---:|---:|---:|---:|
1201
- | Model A | | | | | | | | | | |
1202
- | Model B | | | | | | | | | | |
1203
-
1204
- ## 13.2 按行为类型分析内部稳定性
1205
-
1206
- | Behavior group | Facts | ISS | KTS-Geo | KTS-ID | KTS |
1207
- |---|---:|---:|---:|---:|---:|
1208
- | Stable Correct | | | | | |
1209
- | Stable Wrong | | | | | |
1210
- | Stable Abstention | | | | | |
1211
- | Unstable | | | | | |
1212
-
1213
- ## 13.3 按 condition pair 报告 KTS
1214
-
1215
- | Pair | Shared facts | KTS-Geo | KTS-ID | KTS |
1216
- |---|---:|---:|---:|---:|
1217
- | Anchor–Paraphrase | | | | |
1218
- | Anchor–Format | | | | |
1219
- | Anchor–Context | | | | |
1220
- | Anchor–Multilingual | | | | |
1221
- | Paraphrase–Format | | | | |
1222
- | ... | | | | |
1223
-
1224
- ---
1225
-
1226
- # 14. 推荐统计协议
1227
-
1228
- ## 14.1 Relation-clustered bootstrap
1229
-
1230
- 由于 21 个 relation 的事实数量不均衡,不能只对所有事实进行普通独立 bootstrap。
1231
-
1232
- 推荐:
1233
-
1234
- 1. 有放回采样 relation;
1235
- 2. 在每个采样 relation 内有放回采样事实;
1236
- 3. 重复 1,000 次;
1237
- 4. 报告 95% percentile confidence interval。
1238
-
1239
- 对 KTS-Geo 和 KTS-ID,应在每次 bootstrap 内重新计算关系宏平均。
1240
-
1241
- ## 14.2 模型间比较
1242
-
1243
- 比较模型 A 和 B 时使用 paired bootstrap:
1244
-
1245
- - 每次使用相同的 relation 和 fact 重采样;
1246
- - 计算指标差:
1247
- \[
1248
- \Delta=\mathrm{Metric}_A-\mathrm{Metric}_B;
1249
- \]
1250
- - 报告 \(\Delta\) 的 95% CI。
1251
-
1252
- ## 14.3 随机性控制
1253
-
1254
- 必须固定:
1255
-
1256
- - 模型 revision;
1257
- - tokenizer revision;
1258
- - generation 参数;
1259
- - Judge 模型和 revision;
1260
- - Judge temperature;
1261
- - negative fact sampling;
1262
- - PCA 或 randomized SVD seed;
1263
- - bootstrap seed。
1264
-
1265
- ---
1266
-
1267
- # 15. 评测流程
1268
-
1269
- ```text
1270
- 固定 2,592 条事实和 query bank
1271
- |
1272
- v
1273
- 对每个模型运行全部 query 的贪婪生成
1274
- |
1275
- v
1276
- Reference-blind AI Judge 抽取与语义聚类
1277
- |
1278
- +--> Reference-aware Judge 标记正确性
1279
- |
1280
- +--> 计算 BCS、BES 和行为类别
1281
- |
1282
- v
1283
- 提取主前向 query 的 query-end hidden states
1284
- |
1285
- v
1286
- 计算 J-Lens Jacobian transport
1287
- |
1288
- v
1289
- relation/condition 残差化 + whitening
1290
- |
1291
- v
1292
- 构造每个 fact-family 的 centroid
1293
- |
1294
- +--> 计算 ISS
1295
- |
1296
- +--> 构建 condition-specific knowledge spaces
1297
- |
1298
- +--> KTS-Geo
1299
- +--> KTS-ID
1300
- +--> KTS composite
1301
- ```
1302
-
1303
- ---
1304
-
1305
- # 16. Python 风格伪代码
1306
-
1307
- ## 16.1 BCS 和 BES
1308
-
1309
- ```python
1310
- from collections import defaultdict
1311
- import math
1312
-
1313
-
1314
- def compute_bcs_bes(records, main_families):
1315
- family_cluster_counts = defaultdict(lambda: defaultdict(int))
1316
- family_totals = defaultdict(int)
1317
-
1318
- for item in records:
1319
- family = item["condition_family"]
1320
- if family not in main_families:
1321
- continue
1322
- cluster = item["cluster_id"]
1323
- family_cluster_counts[family][cluster] += 1
1324
- family_totals[family] += 1
1325
-
1326
- valid_families = sorted(family_totals)
1327
- if not valid_families:
1328
- raise ValueError("No valid main-family queries.")
1329
-
1330
- clusters = {
1331
- cluster
1332
- for family in valid_families
1333
- for cluster in family_cluster_counts[family]
1334
- }
1335
-
1336
- p = {}
1337
- for cluster in clusters:
1338
- p[cluster] = sum(
1339
- family_cluster_counts[family].get(cluster, 0)
1340
- / family_totals[family]
1341
- for family in valid_families
1342
- ) / len(valid_families)
1343
-
1344
- modal_cluster = max(p, key=p.get)
1345
- bcs = p[modal_cluster]
1346
-
1347
- positive_probs = [value for value in p.values() if value > 0]
1348
- if len(positive_probs) == 1:
1349
- bes = 1.0
1350
- else:
1351
- entropy = -sum(value * math.log(value) for value in positive_probs)
1352
- bes = 1.0 - entropy / math.log(len(positive_probs))
1353
-
1354
- return {
1355
- "bcs": bcs,
1356
- "bes": bes,
1357
- "modal_cluster": modal_cluster,
1358
- "cluster_distribution": p,
1359
- "valid_families": valid_families,
1360
- }
1361
- ```
1362
-
1363
- ## 16.2 Family centroid
1364
-
1365
- ```python
1366
- import numpy as np
1367
-
1368
-
1369
- def l2_normalize(x, eps=1e-12):
1370
- return x / max(np.linalg.norm(x), eps)
1371
-
1372
-
1373
- def family_centroid(query_vectors):
1374
- normalized = [l2_normalize(x) for x in query_vectors]
1375
- return l2_normalize(np.mean(normalized, axis=0))
1376
- ```
1377
-
1378
- ## 16.3 单层 ISS
1379
-
1380
- ```python
1381
- def compute_iss_for_fact(
1382
- family_vectors,
1383
- same_relation_fact_vectors,
1384
- eps=1e-12,
1385
- ):
1386
- families = sorted(family_vectors)
1387
- positive = []
1388
- negative = []
1389
-
1390
- for i, family_a in enumerate(families):
1391
- for family_b in families[i + 1:]:
1392
- va = family_vectors[family_a]
1393
- vb = family_vectors[family_b]
1394
- positive.append(float(np.dot(va, vb)))
1395
-
1396
- pair_negatives = []
1397
- for other in same_relation_fact_vectors:
1398
- if family_a not in other or family_b not in other:
1399
- continue
1400
- pair_negatives.append(
1401
- 0.5 * (
1402
- float(np.dot(va, other[family_b]))
1403
- + float(np.dot(vb, other[family_a]))
1404
- )
1405
- )
1406
- if pair_negatives:
1407
- negative.append(float(np.mean(pair_negatives)))
1408
-
1409
- s_pos = float(np.mean(positive))
1410
- s_neg = float(np.mean(negative))
1411
- iss = (s_pos - s_neg) / (1.0 - s_neg + eps)
1412
-
1413
- return {
1414
- "s_positive": s_pos,
1415
- "s_background": s_neg,
1416
- "iss": iss,
1417
- }
1418
- ```
1419
-
1420
- ## 16.4 KTS-ID
1421
-
1422
- ```python
1423
- def cross_condition_top1(vectors_a, vectors_b, fact_ids):
1424
- vectors_a = np.asarray([l2_normalize(x) for x in vectors_a])
1425
- vectors_b = np.asarray([l2_normalize(x) for x in vectors_b])
1426
-
1427
- sim_ab = vectors_a @ vectors_b.T
1428
- sim_ba = vectors_b @ vectors_a.T
1429
-
1430
- pred_ab = np.argmax(sim_ab, axis=1)
1431
- pred_ba = np.argmax(sim_ba, axis=1)
1432
- gold = np.arange(len(fact_ids))
1433
-
1434
- acc_ab = np.mean(pred_ab == gold)
1435
- acc_ba = np.mean(pred_ba == gold)
1436
- acc_sym = 0.5 * (acc_ab + acc_ba)
1437
-
1438
- chance = 1.0 / len(fact_ids)
1439
- adjusted = (acc_sym - chance) / max(1.0 - chance, 1e-12)
1440
-
1441
- return {
1442
- "top1_symmetric": acc_sym,
1443
- "chance": chance,
1444
- "chance_corrected": float(np.clip(adjusted, 0.0, 1.0)),
1445
- }
1446
- ```
1447
-
1448
- ---
1449
-
1450
- # 17. 输出文件建议
1451
-
1452
- ```text
1453
- metrics/
1454
- ├── behavioral_per_query.jsonl
1455
- ├── behavioral_per_fact.jsonl
1456
- ├── behavioral_model_summary.json
1457
- ├── hidden_family_centroids/
1458
- ├── iss_per_fact_layer.jsonl
1459
- ├── iss_per_fact.jsonl
1460
- ├── iss_model_summary.json
1461
- ├── kts_per_pair_layer.jsonl
1462
- ├── kts_model_summary.json
1463
- ├── bootstrap_intervals.json
1464
- └── evaluation_manifest.json
1465
- ```
1466
-
1467
- ## 17.1 behavioral_per_fact.jsonl
1468
-
1469
- ```json
1470
- {
1471
- "model": "model_name",
1472
- "fact_id": "fact_000001",
1473
- "bcs": 0.95,
1474
- "bes": 0.82,
1475
- "modal_cluster": "ENTITY_Q90",
1476
- "modal_correctness": "CORRECT",
1477
- "behavior_group": "Stable Correct",
1478
- "valid_families": [
1479
- "anchor",
1480
- "paraphrase",
1481
- "format",
1482
- "context",
1483
- "multilingual"
1484
- ]
1485
- }
1486
- ```
1487
-
1488
- ## 17.2 iss_per_fact.jsonl
1489
-
1490
- ```json
1491
- {
1492
- "model": "model_name",
1493
- "fact_id": "fact_000001",
1494
- "relation": "capital",
1495
- "iss": 0.61,
1496
- "iss_peak": 0.79,
1497
- "iss_late": 0.65,
1498
- "layers_used": [12, 13, 14, 15, 16]
1499
- }
1500
- ```
1501
-
1502
- ## 17.3 kts_model_summary.json
1503
-
1504
- ```json
1505
- {
1506
- "model": "model_name",
1507
- "kts_geo": 0.54,
1508
- "kts_id": 0.68,
1509
- "kts": 0.60,
1510
- "family_pairs": {
1511
- "anchor__paraphrase": {
1512
- "shared_facts": 2592,
1513
- "kts_geo": 0.62,
1514
- "kts_id": 0.76,
1515
- "kts": 0.68
1516
- }
1517
- }
1518
- }
1519
- ```
1520
-
1521
- ---
1522
-
1523
- # 18. 必做 sanity checks
1524
-
1525
- ## 18.1 Query shuffle test
1526
-
1527
- 随机打乱 fact_id 与 hidden representation 的对应关系后:
1528
-
1529
- - ISS 应明显下降;
1530
- - KTS-ID 应接近 chance;
1531
- - KTS-Geo 应接近 0。
1532
-
1533
- ## 18.2 Duplicate-query test
1534
-
1535
- 同一个 query 与自身比较时:
1536
-
1537
- - hidden cosine 应接近 1;
1538
- - ISS 正样本部分应达到上界附近。
1539
-
1540
- ## 18.3 Condition-label shuffle
1541
-
1542
- 随机打乱 condition family 标签后,family residualization 和 family centroid 不应产生虚假的高稳定性。
1543
-
1544
- ## 18.4 Relation-matched negative test
1545
-
1546
- 使用同 relation negatives 得到的 ISS 应比随机跨 relation negatives 更严格。主结果必须使用同 relation negatives。
1547
-
1548
- ## 18.5 Raw versus transported ablation
1549
-
1550
- 报告:
1551
-
1552
- - Raw-ISS;
1553
- - J-transported ISS。
1554
-
1555
- 如果两者完全相同,需要检查 Jacobian transport 是否实际生效。
1556
-
1557
- ## 18.6 Judge consistency
1558
-
1559
- 对至少 300–500 条回答进行人工校验,报告:
1560
-
1561
- - answer extraction accuracy���
1562
- - cluster equivalence accuracy;
1563
- - correctness accuracy;
1564
- - Cohen's \(\kappa\) 或 Krippendorff's \(\alpha\)。
1565
-
1566
- ---
1567
-
1568
- # 19. 推荐论文定义
1569
-
1570
- 可以在论文中将四个指标概括为:
1571
-
1572
- > **Behavioral Consistency Score (BCS)** measures the family-balanced mass assigned to a model's modal semantic answer across retrieval conditions. **Behavioral Entropy Stability (BES)** measures the concentration of the complete semantic answer distribution. **Internal State Stability (ISS)** measures whether the same fact forms a consistent and fact-discriminative Jacobian-transported representation across retrieval conditions. **Knowledge Topology Stability (KTS)** measures whether fact identity and the relative geometry of the overall knowledge representation space are preserved across conditions.
1573
-
1574
- 中文:
1575
-
1576
- > BCS 衡量不同检索条件下主语义答案所占的等条件权重;BES 衡量完整答案分布的集中程度;ISS 衡量同一事实是否跨条件形成一致且具有事实区分性的 Jacobian 运输表示;KTS 衡量不同条件下事实身份及整体知识空间相对几何是否保持。
1577
-
1578
- ---
1579
-
1580
- # 20. 最终最小报告集合
1581
-
1582
- 每个模型至少报告:
1583
-
1584
- ```text
1585
- Anchor Accuracy
1586
- BCS
1587
- BES
1588
- Stable Correct Rate
1589
- Stable Wrong Rate
1590
- Stable Abstention Rate
1591
- Unstable Rate
1592
- ISS
1593
- KTS-Geo
1594
- KTS-ID
1595
- KTS
1596
- ```
1597
-
1598
- 同时提供:
1599
-
1600
- - 按 relation 的 macro 结果;
1601
- - 按 behavior group 的 ISS/KTS;
1602
- - 按 condition pair 的 KTS;
1603
- - 95% relation-clustered bootstrap confidence intervals;
1604
- - complete-family 和 full-set 两种覆盖口径。
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/protocol/jacobian_transported_iss_engineering_spec (1).md DELETED
@@ -1,953 +0,0 @@
1
- # Engineering Specification for Jacobian-Transported ISS
2
-
3
- ## 0. Purpose
4
-
5
- This document specifies how to implement the official Internal State Stability metric, abbreviated as ISS, using Jacobian-transported hidden states.
6
-
7
- The formal metric remains:
8
-
9
- \[
10
- z^\ell_{m,f,q}=J^\ell_m h^\ell_{m,f,q},
11
- \]
12
-
13
- where no vocabulary unembedding matrix is applied. The implementation may approximate \(J^\ell_m\), but the approximation must be independently validated and its numerical error must be reported.
14
-
15
- Raw-ISS is retained only for debugging and ablation. It is not the official metric.
16
-
17
- ---
18
-
19
- # 1. Official Definition
20
-
21
- For model \(m\), fact \(f\), query \(q\), and source layer \(\ell\), extract the query-end residual state:
22
-
23
- \[
24
- h^\ell_{m,f,q}\in\mathbb R^{d_m}.
25
- \]
26
-
27
- Define the corpus-averaged input-output Jacobian:
28
-
29
- \[
30
- J^\ell_m
31
- =
32
- \mathbb E_{x\sim\mathcal C}
33
- \left[
34
- \frac{\partial h^L_m(x)}{\partial h^\ell_m(x)}
35
- \right],
36
- \]
37
-
38
- where \(\mathcal C\) is an independent calibration corpus.
39
-
40
- The transported representation is:
41
-
42
- \[
43
- \boxed{z^\ell_{m,f,q}=J^\ell_m h^\ell_{m,f,q}}
44
- \]
45
-
46
- Do **not** compute:
47
-
48
- \[
49
- W_UJ^\ell_m h^\ell_{m,f,q}.
50
- \]
51
-
52
- The official ISS therefore operates in the final-layer residual basis rather than vocabulary-logit space.
53
-
54
- ---
55
-
56
- # 2. Formal Metric Versus Practical Estimator
57
-
58
- The formal metric uses the exact population average \(J^\ell_m\). The practical implementation uses a finite-corpus, finite-rank estimator:
59
-
60
- \[
61
- \widehat J^{\ell,(n,k)}_m.
62
- \]
63
-
64
- The practical transported state is:
65
-
66
- \[
67
- \widehat z^\ell_{m,f,q}
68
- =
69
- \widehat J^{\ell,(n,k)}_m h^\ell_{m,f,q}.
70
- \]
71
-
72
- The paper should distinguish:
73
-
74
- - \(\operatorname{ISS}\): the formal metric;
75
- - \(\widehat{\operatorname{ISS}}_{n,k}\): the empirical estimator.
76
-
77
- The approximation is acceptable only if it satisfies the validation criteria below.
78
-
79
- ---
80
-
81
- # 3. Why Full Jacobians Are Not the General Solution
82
-
83
- For hidden dimension \(d\):
84
-
85
- \[
86
- J^\ell_m\in\mathbb R^{d\times d}.
87
- \]
88
-
89
- Materializing this matrix is feasible only for small models. For large models with \(d=4096\), \(5120\), or more, exact recovery across many layers and calibration prompts is prohibitively expensive.
90
-
91
- Therefore:
92
-
93
- 1. full Jacobians are used only for small-model calibration;
94
- 2. large models use a randomized factorized estimator;
95
- 3. approximation quality must be validated for every model rather than inferred from a small model.
96
-
97
- ---
98
-
99
- # 4. Overall Engineering Pipeline
100
-
101
- ```text
102
- Stage A: Full-matrix calibration on a small model
103
- |
104
- v
105
- Stage B: Per-model approximation validation
106
- |
107
- v
108
- Stage C: Freeze estimator settings
109
- |
110
- v
111
- Stage D: Official ISS evaluation
112
- ```
113
-
114
- The final test set must not be used to choose estimator hyperparameters.
115
-
116
- ---
117
-
118
- # 5. Stage A: Small-Model Full-Matrix Calibration
119
-
120
- Use Qwen2.5-0.5B as the primary exact-reference model.
121
-
122
- ## 5.1 Exact finite-corpus reference
123
-
124
- For a fixed calibration corpus of \(n\) prompts, compute:
125
-
126
- \[
127
- J^{\ell,(n)}_{\mathrm{full}}
128
- =
129
- \frac{1}{n}
130
- \sum_{i=1}^{n}J^\ell_{x_i}.
131
- \]
132
-
133
- This is an exact empirical Jacobian for that finite corpus.
134
-
135
- Do not call it the exact population Jacobian or universal ground truth. Use one of the following terms:
136
-
137
- - full empirical Jacobian reference;
138
- - exact finite-corpus Jacobian.
139
-
140
- ## 5.2 Layer coverage
141
-
142
- At minimum, compute full references for:
143
-
144
- - one early layer;
145
- - one middle layer;
146
- - one late layer.
147
-
148
- If feasible on Qwen2.5-0.5B, compute every layer.
149
-
150
- ## 5.3 Candidate ranks
151
-
152
- Evaluate:
153
-
154
- \[
155
- k\in\{32,64,128,256,512,768\},
156
- \]
157
-
158
- subject to \(k<d\).
159
-
160
- Use nested random probes so that larger ranks contain the directions used at smaller ranks.
161
-
162
- ## 5.4 Required validation statistics
163
-
164
- ### Matrix approximation error
165
-
166
- \[
167
- E_F(k)
168
- =
169
- \frac{\|J_{\mathrm{full}}-\widehat J_k\|_F}
170
- {\|J_{\mathrm{full}}\|_F}.
171
- \]
172
-
173
- ### Transported-vector relative error
174
-
175
- For held-out activation vectors \(h_i\):
176
-
177
- \[
178
- E_{\mathrm{vec}}(k)
179
- =
180
- \frac{1}{M}
181
- \sum_{i=1}^{M}
182
- \frac{\|J_{\mathrm{full}}h_i-\widehat J_kh_i\|_2}
183
- {\|J_{\mathrm{full}}h_i\|_2+\epsilon}.
184
- \]
185
-
186
- ### Transported-vector cosine agreement
187
-
188
- \[
189
- C_{\mathrm{vec}}(k)
190
- =
191
- \frac{1}{M}
192
- \sum_{i=1}^{M}
193
- \cos(J_{\mathrm{full}}h_i,\widehat J_kh_i).
194
- \]
195
-
196
- ### ISS absolute error
197
-
198
- \[
199
- E_{\mathrm{ISS}}(k)
200
- =
201
- \left|
202
- \operatorname{ISS}_{\mathrm{full}}
203
- -
204
- \widehat{\operatorname{ISS}}_k
205
- \right|.
206
- \]
207
-
208
- ### Per-fact ISS rank agreement
209
-
210
- \[
211
- \rho_{\mathrm{fact}}(k)
212
- =
213
- \operatorname{Spearman}
214
- \left(
215
- \{\operatorname{ISS}^{\mathrm{full}}_f\},
216
- \{\widehat{\operatorname{ISS}}^{(k)}_f\}
217
- \right).
218
- \]
219
-
220
- A low Frobenius error is not sufficient. The transported vectors and the final ISS must also be stable.
221
-
222
- ---
223
-
224
- # 6. Randomized Factorized Jacobian Estimator
225
-
226
- The estimator must define a linear operator that can be applied to arbitrary hidden states. Computing only \(J\Omega\) is not enough.
227
-
228
- Use randomized range finding with a two-sided operator estimate.
229
-
230
- ## 6.1 Random probe matrix
231
-
232
- For target rank \(k\), draw:
233
-
234
- \[
235
- \Omega\in\mathbb R^{d\times(k+p)},
236
- \]
237
-
238
- where:
239
-
240
- - \(p\) is an oversampling dimension;
241
- - recommended \(p\in\{32,64\}\);
242
- - \(\Omega\) uses Gaussian or Rademacher entries;
243
- - all random seeds are fixed and recorded.
244
-
245
- ## 6.2 Estimate the Jacobian output range
246
-
247
- Compute:
248
-
249
- \[
250
- Y
251
- =
252
- J^\ell\Omega
253
- =
254
- \mathbb E_x[J^\ell_x\Omega].
255
- \]
256
-
257
- Use batched Jacobian-vector products.
258
-
259
- Then compute:
260
-
261
- \[
262
- Q=\operatorname{qr}(Y),
263
- \]
264
-
265
- with:
266
-
267
- \[
268
- Q\in\mathbb R^{d\times(k+p)}.
269
- \]
270
-
271
- ## 6.3 Estimate the reduced operator
272
-
273
- Compute:
274
-
275
- \[
276
- B=Q^\top J^\ell.
277
- \]
278
-
279
- Equivalently:
280
-
281
- \[
282
- B^\top=J^{\ell\top}Q.
283
- \]
284
-
285
- Use batched vector-Jacobian products.
286
-
287
- The final estimator is:
288
-
289
- \[
290
- \boxed{\widehat J^\ell=QB}
291
- \]
292
-
293
- and:
294
-
295
- \[
296
- \widehat J^\ell h=Q(Bh).
297
- \]
298
-
299
- ## 6.4 Storage
300
-
301
- Store only:
302
-
303
- \[
304
- Q\in\mathbb R^{d\times r},
305
- \qquad
306
- B\in\mathbb R^{r\times d},
307
- \]
308
-
309
- where \(r=k+p\).
310
-
311
- Do not reconstruct and store the complete \(d\times d\) matrix.
312
-
313
- Since \(Q\) has orthonormal columns:
314
-
315
- \[
316
- \cos(Qy_1,Qy_2)=\cos(y_1,y_2).
317
- \]
318
-
319
- Therefore downstream cosine computations may use:
320
-
321
- \[
322
- y^\ell=Bh
323
- \]
324
-
325
- directly. Residualization and whitening must then be performed consistently in that reduced coordinate space.
326
-
327
- ---
328
-
329
- # 7. Per-Model Validation Is Mandatory
330
-
331
- A rank that works for Qwen2.5-0.5B must not be assumed to work for larger models.
332
-
333
- Different models can have different:
334
-
335
- - hidden dimensions;
336
- - Jacobian singular-value decay;
337
- - effective rank;
338
- - depth;
339
- - normalization;
340
- - architecture;
341
- - post-training behavior.
342
-
343
- The small-model experiment validates the estimator implementation. It does not determine one universal rank.
344
-
345
- ## 7.1 Direct action validation
346
-
347
- For every evaluated model, select representative:
348
-
349
- - early layers;
350
- - middle layers;
351
- - late layers.
352
-
353
- For held-out activation vectors \(h_i\), directly compute:
354
-
355
- \[
356
- u_i=J^\ell h_i
357
- =
358
- \frac1n\sum_{x\in\mathcal C}J^\ell_xh_i.
359
- \]
360
-
361
- This does not require materializing the full Jacobian.
362
-
363
- Compare with:
364
-
365
- \[
366
- \widehat u_i=\widehat J^\ell_kh_i.
367
- \]
368
-
369
- ## 7.2 Validation activation set
370
-
371
- Use a calibration activation set independent of the final ISS test set.
372
-
373
- Recommended:
374
-
375
- - 64–128 activation vectors per representative layer;
376
- - multiple prompt types if benchmark-like prompts are used;
377
- - or a separate set of held-out natural questions.
378
-
379
- ## 7.3 Rank candidates
380
-
381
- Use a nested grid such as:
382
-
383
- \[
384
- k\in\{64,128,256,512,1024\},
385
- \]
386
-
387
- bounded by model dimension and compute resources.
388
-
389
- Choose the smallest \(k_{m,\ell}\) that satisfies the fixed validation criteria.
390
-
391
- Recommended initial criteria:
392
-
393
- \[
394
- \operatorname{median}_i\cos(u_i,\widehat u_i)\ge0.99,
395
- \]
396
-
397
- \[
398
- \operatorname{median}_i
399
- \frac{\|u_i-\widehat u_i\|_2}
400
- {\|u_i\|_2+\epsilon}
401
- \le0.05,
402
- \]
403
-
404
- and:
405
-
406
- \[
407
- \left|
408
- \widehat{\operatorname{ISS}}_{2k}
409
- -
410
- \widehat{\operatorname{ISS}}_k
411
- \right|
412
- \le0.01.
413
- \]
414
-
415
- The exact numeric thresholds may be adjusted after Stage A, but they must be frozen before final evaluation.
416
-
417
- ## 7.4 Model-specific rank is allowed
418
-
419
- Different models and layers may use different ranks:
420
-
421
- \[
422
- k_{m,\ell}.
423
- \]
424
-
425
- This is methodologically acceptable because all models use the same approximation-quality standard.
426
-
427
- Always report:
428
-
429
- - \(k_{m,\ell}\);
430
- - \(k_{m,\ell}/d_m\);
431
- - validation cosine;
432
- - validation relative error;
433
- - rank-stability error.
434
-
435
- ---
436
-
437
- # 8. Calibration Corpus Size
438
-
439
- Rank error and corpus-sampling error are separate.
440
-
441
- The empirical Jacobian is:
442
-
443
- \[
444
- J^{\ell,(n)}
445
- =
446
- \frac1n\sum_{i=1}^{n}J^\ell_{x_i}.
447
- \]
448
-
449
- A large \(k\) does not compensate for insufficient corpus size \(n\).
450
-
451
- ## 8.1 Corpus requirements
452
-
453
- The Jacobian corpus must:
454
-
455
- - be independent of the factual benchmark;
456
- - contain general pretraining-style or natural text;
457
- - use the same construction rule for all models;
458
- - use a fixed sequence-length and position convention;
459
- - record all sample IDs and random seeds.
460
-
461
- ## 8.2 Corpus-size convergence
462
-
463
- On representative models, compare:
464
-
465
- \[
466
- n\in\{32,64,128,256,512\}.
467
- \]
468
-
469
- Measure:
470
-
471
- \[
472
- \cos(\widehat J^{(n)}h,\widehat J^{(2n)}h),
473
- \]
474
-
475
- and:
476
-
477
- \[
478
- \left|
479
- \widehat{\operatorname{ISS}}_n
480
- -
481
- \widehat{\operatorname{ISS}}_{2n}
482
- \right|.
483
- \]
484
-
485
- Select \(n\) using a fixed convergence rule. Do not select \(n\) based on preferred final benchmark conclusions.
486
-
487
- ---
488
-
489
- # 9. Random-Seed Stability
490
-
491
- For representative model-layer-rank settings, use at least three sketch seeds.
492
-
493
- Report mean and standard deviation for:
494
-
495
- - transported-vector cosine;
496
- - transported-vector relative error;
497
- - ISS;
498
- - KTS if KTS uses the same transported states.
499
-
500
- A rank is not considered stable if results vary materially across seeds.
501
-
502
- Preferred final reporting:
503
-
504
- - average the result across three validated seeds; or
505
- - use one preregistered seed after proving seed variance is negligible.
506
-
507
- Never choose the seed that gives the preferred scientific result.
508
-
509
- ---
510
-
511
- # 10. Official ISS Computation
512
-
513
- After freezing the estimator, compute:
514
-
515
- \[
516
- \widehat z^\ell_{m,f,q}
517
- =
518
- \widehat J^\ell_m h^\ell_{m,f,q}.
519
- \]
520
-
521
- Then run the standard ISS pipeline.
522
-
523
- ## 10.1 Relation and condition residualization
524
-
525
- \[
526
- \bar z^\ell_{m,f,q}
527
- =
528
- z^\ell_{m,f,q}
529
- -
530
- \mu^\ell_{m,r_f}
531
- -
532
- \mu^\ell_{m,t(q)}
533
- +
534
- \mu^\ell_m.
535
- \]
536
-
537
- ## 10.2 Regularized whitening
538
-
539
- \[
540
- \tilde z^\ell_{m,f,q}
541
- =
542
- (\Sigma^\ell_m+\lambda I)^{-1/2}
543
- \bar z^\ell_{m,f,q}.
544
- \]
545
-
546
- If the reduced coordinate \(y=Bh\) is used directly, estimate \(\Sigma\) in that coordinate system.
547
-
548
- Do not fit a separate whitening transform for each condition family.
549
-
550
- ## 10.3 Family centroid
551
-
552
- \[
553
- v^\ell_{m,f,t}
554
- =
555
- \operatorname{Normalize}
556
- \left(
557
- \frac1{|Q_{f,t}|}
558
- \sum_{q\in Q_{f,t}}
559
- \tilde z^\ell_{m,f,q}
560
- \right).
561
- \]
562
-
563
- ## 10.4 Same-fact cross-condition similarity
564
-
565
- \[
566
- S^+_{m,f,\ell}
567
- =
568
- \frac1{|\mathcal P_f|}
569
- \sum_{(t,t')\in\mathcal P_f}
570
- \cos(v^\ell_{m,f,t},v^\ell_{m,f,t'}).
571
- \]
572
-
573
- ## 10.5 Relation-matched background
574
-
575
- \[
576
- S^-_{m,f,\ell}
577
- =
578
- \mathbb E_{\substack{g\neq f,\ r_g=r_f\\t\neq t'}}
579
- \cos(v^\ell_{m,f,t},v^\ell_{m,g,t'}).
580
- \]
581
-
582
- ## 10.6 Official ISS estimator
583
-
584
- \[
585
- \boxed{
586
- \widehat{\operatorname{ISS}}_{m,f,\ell}
587
- =
588
- \frac{S^+_{m,f,\ell}-S^-_{m,f,\ell}}
589
- {1-S^-_{m,f,\ell}+\epsilon}
590
- }
591
- \]
592
-
593
- Average over the preregistered layer window:
594
-
595
- \[
596
- \widehat{\operatorname{ISS}}_{m,f}
597
- =
598
- \frac1{|\mathcal W_m|}
599
- \sum_{\ell\in\mathcal W_m}
600
- \widehat{\operatorname{ISS}}_{m,f,\ell}.
601
- \]
602
-
603
- Then average over the fixed fact set:
604
-
605
- \[
606
- \widehat{\operatorname{ISS}}_m
607
- =
608
- \frac1{|\mathcal D|}
609
- \sum_{f\in\mathcal D}
610
- \widehat{\operatorname{ISS}}_{m,f}.
611
- \]
612
-
613
- ---
614
-
615
- # 11. Raw-ISS
616
-
617
- Raw-ISS uses:
618
-
619
- \[
620
- z^\ell_{m,f,q}=h^\ell_{m,f,q}.
621
- \]
622
-
623
- It should be computed because it is inexpensive and useful for:
624
-
625
- - debugging hidden-state extraction;
626
- - validating family aggregation;
627
- - validating negative sampling;
628
- - checking whitening and residualization;
629
- - ablation;
630
- - testing whether Jacobian transport changes the conclusion.
631
-
632
- However:
633
-
634
- \[
635
- \boxed{\text{Raw-ISS is not the official ISS result.}}
636
- \]
637
-
638
- Recommended table terminology:
639
-
640
- | Metric | Representation | Role |
641
- |---|---|---|
642
- | Raw-ISS | \(h^\ell\) | Identity-transport ablation |
643
- | ISS | \(\widehat J^\ell h^\ell\) | Official metric |
644
- | Token readout | \(W_U\widehat J^\ell h^\ell\) | Not used |
645
-
646
- ---
647
-
648
- # 12. Failure Policy
649
-
650
- Do not silently report an unvalidated approximation.
651
-
652
- A model-layer estimator fails validation if:
653
-
654
- - rank convergence is not achieved;
655
- - action-vector cosine remains below threshold;
656
- - relative action error remains above threshold;
657
- - ISS changes materially across ranks;
658
- - ISS changes materially across random seeds.
659
-
660
- ## 12.1 Allowed responses
661
-
662
- In order:
663
-
664
- 1. increase \(k\);
665
- 2. increase oversampling \(p\);
666
- 3. increase corpus size \(n\);
667
- 4. add power iterations;
668
- 5. restrict official ISS to validated layers;
669
- 6. mark the model-layer estimator as unresolved.
670
-
671
- Raw-ISS may still be reported as an ablation, but it must not be relabeled as official ISS.
672
-
673
- ## 12.2 Optional fallback estimator
674
-
675
- If low-rank reconstruction consistently fails, consider a geometry-preserving output sketch:
676
-
677
- \[
678
- RJ^\ell h,
679
- \]
680
-
681
- where:
682
-
683
- \[
684
- R\in\mathbb R^{k\times d}.
685
- \]
686
-
687
- This avoids assuming that \(J^\ell\) itself is low rank. However, it is a different estimator and must be separately validated against the full small-model reference.
688
-
689
- Do not switch to this estimator silently.
690
-
691
- ---
692
-
693
- # 13. Data Separation
694
-
695
- Use three disjoint resources.
696
-
697
- ## 13.1 Jacobian corpus
698
-
699
- Used to estimate \(J^\ell_m\). It must contain independent general text.
700
-
701
- ## 13.2 Estimator calibration set
702
-
703
- Used to select:
704
-
705
- - corpus size \(n\);
706
- - rank \(k\);
707
- - sketch seed;
708
- - oversampling;
709
- - power iterations;
710
- - approximation thresholds.
711
-
712
- It must not overlap with the final benchmark evaluation facts.
713
-
714
- ## 13.3 Final ISS benchmark
715
-
716
- Used only after all estimator settings are frozen.
717
-
718
- Do not tune \(n\), \(k\), seeds, layer windows, or whitening choices on the final benchmark.
719
-
720
- ---
721
-
722
- # 14. Required Output Files
723
-
724
- ```text
725
- jacobian_iss/
726
- ├── configs/
727
- │ ├── corpus_config.yaml
728
- │ ├── estimator_config.yaml
729
- │ ├── validation_thresholds.yaml
730
- │ └── layer_windows.yaml
731
- ├── full_reference/
732
- │ └── qwen2.5_0.5b/
733
- ├── low_rank_factors/
734
- │ └── {model}/{layer}/
735
- │ ├── Q.pt
736
- │ ├── B.pt
737
- │ └── metadata.json
738
- ├── validation/
739
- │ ├── small_model_full_comparison.json
740
- │ ├── per_model_action_validation.jsonl
741
- │ ├── rank_convergence.jsonl
742
- │ ├── corpus_convergence.jsonl
743
- │ └── seed_stability.jsonl
744
- ├── transported_states/
745
- ├── iss_per_fact_layer.jsonl
746
- ├── iss_per_fact.jsonl
747
- ├── iss_model_summary.json
748
- └── raw_iss_ablation.json
749
- ```
750
-
751
- ---
752
-
753
- # 15. Required Metadata
754
-
755
- For every estimator, store:
756
-
757
- ```json
758
- {
759
- "model": "model_name",
760
- "model_revision": "revision",
761
- "tokenizer_revision": "revision",
762
- "layer": 16,
763
- "hidden_dimension": 4096,
764
- "rank": 512,
765
- "oversampling": 64,
766
- "power_iterations": 0,
767
- "calibration_corpus_size": 256,
768
- "calibration_sequence_length": 128,
769
- "random_seed": 42,
770
- "validation_cosine_median": 0.993,
771
- "validation_relative_error_median": 0.041,
772
- "iss_rank_difference": 0.006,
773
- "validated": true
774
- }
775
- ```
776
-
777
- ---
778
-
779
- # 16. Minimum Required Experiments
780
-
781
- ## Experiment A: Full-reference calibration
782
-
783
- Model:
784
-
785
- ```text
786
- Qwen2.5-0.5B
787
- ```
788
-
789
- Compare:
790
-
791
- ```text
792
- full empirical Jacobian
793
- vs.
794
- rank 32/64/128/256/512/768 approximations
795
- ```
796
-
797
- Report:
798
-
799
- - Frobenius error;
800
- - transported-vector error;
801
- - transported-vector cosine;
802
- - ISS absolute error;
803
- - per-fact ISS Spearman correlation.
804
-
805
- ## Experiment B: Medium-scale transfer check
806
-
807
- Use at least one medium-sized model.
808
-
809
- At representative layers:
810
-
811
- - compute high-accuracy direct \(Jh\) actions;
812
- - validate rank behavior;
813
- - confirm that the small-model rank does not automatically transfer.
814
-
815
- ## Experiment C: Per-model validation
816
-
817
- For every evaluated model:
818
-
819
- - representative early, middle, and late layers;
820
- - 64–128 held-out activation vectors;
821
- - nested candidate ranks;
822
- - fixed validation thresholds;
823
- - at least three random seeds on representative settings.
824
-
825
- ## Experiment D: Official evaluation
826
-
827
- Only after freezing all estimator choices:
828
-
829
- - compute transported states;
830
- - compute official ISS;
831
- - compute Raw-ISS;
832
- - compare trends;
833
- - report approximation uncertainty.
834
-
835
- ---
836
-
837
- # 17. Recommended Decision Rule
838
-
839
- Do not use:
840
-
841
- ```text
842
- k = 512 for every model
843
- ```
844
-
845
- Use:
846
-
847
- ```text
848
- Choose the smallest k for each model-layer that satisfies
849
- one fixed approximation-quality standard.
850
- ```
851
-
852
- Recommended initial rule:
853
-
854
- ```text
855
- median action cosine >= 0.99
856
- median relative action error <= 0.05
857
- |ISS(2k) - ISS(k)| <= 0.01
858
- seed standard deviation of ISS <= 0.005
859
- ```
860
-
861
- The exact thresholds may be refined after the small-model calibration, but they must be frozen before final evaluation.
862
-
863
- ---
864
-
865
- # 18. Uncertainty Reporting
866
-
867
- Separate the following sources of uncertainty:
868
-
869
- 1. finite Jacobian-corpus error;
870
- 2. low-rank approximation error;
871
- 3. random-sketch error;
872
- 4. benchmark sampling uncertainty;
873
- 5. relation-level heterogeneity.
874
-
875
- At minimum, report:
876
-
877
- - rank sensitivity;
878
- - corpus-size sensitivity;
879
- - random-seed sensitivity;
880
- - per-model action validation;
881
- - relation-clustered bootstrap confidence intervals for final ISS.
882
-
883
- Do not present one confidence interval that silently mixes all uncertainty sources.
884
-
885
- ---
886
-
887
- # 19. Paper-Ready Method Description
888
-
889
- > We define Internal State Stability on Jacobian-transported residual states \(z^\ell=J^\ell h^\ell\), where \(J^\ell\) is the corpus-averaged input-output Jacobian from layer \(\ell\) to the final residual stream. We do not apply the vocabulary unembedding matrix, thereby retaining a continuous hidden representation compatible with multi-token and multilingual answers. Since explicitly materializing \(J^\ell\in\mathbb R^{d\times d}\) is prohibitive for large models, we estimate it using randomized range finding, yielding a factorized operator \(\widehat J^\ell=Q^\ell B^\ell\). We validate this approximation against full empirical Jacobians on Qwen2.5-0.5B and against directly computed Jacobian-vector products on held-out activations for every evaluated model. The sketch rank is selected independently for each model and layer using a fixed preregistered approximation-error tolerance rather than a universal rank or final benchmark performance.
890
-
891
- Continuation:
892
-
893
- > We separately evaluate calibration-corpus convergence, rank convergence, and random-seed stability. Raw hidden-state ISS is reported only as an identity-transport ablation.
894
-
895
- ---
896
-
897
- # 20. Final Engineering Decisions
898
-
899
- ```text
900
- Official ISS:
901
- Jacobian-transported hidden-state ISS
902
-
903
- Transport:
904
- z = J h
905
-
906
- Unembedding:
907
- Do not multiply by W_U
908
-
909
- Small-model full Jacobian:
910
- Finite-corpus exact reference only
911
-
912
- Large-model implementation:
913
- Randomized factorized operator estimate
914
-
915
- Rank selection:
916
- Per model and per layer
917
-
918
- Rank criterion:
919
- Shared fixed approximation-quality threshold
920
-
921
- Validation:
922
- Full matrix comparison on Qwen2.5-0.5B
923
- Direct J h comparison on every evaluated model
924
-
925
- Raw-ISS:
926
- Debugging and ablation only
927
-
928
- Final test set:
929
- Never used to tune n, k, seeds, layers, or estimator settings
930
-
931
- Failure:
932
- Do not report unvalidated Jacobian ISS
933
- ```
934
-
935
- ---
936
-
937
- # 21. Immediate Implementation Order for Claude
938
-
939
- 1. Finish Raw-ISS to validate data loading and metric aggregation.
940
- 2. Implement exact finite-corpus Jacobian recovery on Qwen2.5-0.5B.
941
- 3. Implement the randomized factorized estimator \(\widehat J=QB\).
942
- 4. Compare candidate ranks against the full small-model reference.
943
- 5. Measure matrix, vector-action, ISS-value, and fact-ranking errors.
944
- 6. Freeze approximation-quality thresholds.
945
- 7. Implement direct \(Jh\) validation for large models.
946
- 8. Select \(k_{m,\ell}\) using the fixed thresholds.
947
- 9. Run corpus-size and seed-stability checks.
948
- 10. Freeze all estimator configurations.
949
- 11. Compute official ISS on the final benchmark.
950
- 12. Report Raw-ISS only as an ablation.
951
- 13. Save all factors, configurations, validation logs, and checksums.
952
-
953
- The objective is not to recover every Jacobian entry exactly. The objective is to guarantee that the transported representations and the resulting ISS remain within a preregistered numerical tolerance.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/protocol/reconstruction_differences.md DELETED
@@ -1,218 +0,0 @@
1
- # Reconstruction differences
2
-
3
- Required by spec section 10: every deviation from the expected counts, and every
4
- internal contradiction found in the specification itself, is recorded here
5
- rather than silently absorbed.
6
-
7
- Build: `dataset3/`, sources read from `ICLR27/dataset/`.
8
-
9
- ---
10
-
11
- ## Summary
12
-
13
- | Stage | Expected | Actual | Status |
14
- |---|---:|---:|---|
15
- | Raw cloze prompts | 1,783,541 | 1,783,541 | match |
16
- | Five-model consensus | 10,601 | 10,601 | match |
17
- | Candidate-Known Facts | 8,107 | 8,107 | match |
18
- | Grouped (subject, relation) | 6,185 | 6,185 | match |
19
- | Functional conflicts removed | 5 | 5 | match |
20
- | Enriched Facts | 6,180 | 6,180 | match |
21
- | Core-source facts | 3,705 | 3,705 | match |
22
- | Benchmark facts | 2,592 | 2,592 | match |
23
- | Benchmark relations | 21 | 21 | match |
24
- | Migration duplicates removed | 10,323 | 10,323 | match |
25
- | Evaluation queries | 44,418 | **44,416** | **deviation D1** |
26
- | — context | 6,831 | **6,829** | **deviation D1** |
27
- | — all other conditions | as specified | as specified | match |
28
-
29
- Everything except D1 reproduces exactly.
30
-
31
- ---
32
-
33
- ## D1 — Two context queries expose the gold answer (defect in the source data)
34
-
35
- **Deviation:** context 6,831 → 6,829; total 44,418 → 44,416.
36
-
37
- Spec 9.4 requires that context "must not introduce a second valid target", and
38
- spec 13.9 that "no gold answer is exposed in open-ended main conditions". Two
39
- queries migrated from `eval_dataset/queryD_context.jsonl` violate both, because
40
- the legacy distractor sampler picked an entity whose surface form contains the
41
- gold answer:
42
-
43
- ```
44
- Some people confuse States Reorganisation Act with Indian Act.
45
- In which jurisdiction does States Reorganisation Act apply?
46
- gold = India <- exposed by the distractor "Indian Act"
47
-
48
- Taiwan (ROC) Resident Certificate is a legal term in Taiwan.
49
- Indian Act is a legal term in Canada.
50
- In which jurisdiction does Permanent account number apply?
51
- gold = India <- same cause
52
- ```
53
-
54
- Spec 10 allows a count change when "the implementation discovers a documented
55
- defect in the old data". This is such a defect.
56
-
57
- **Action taken.** `src/build_eval_bank.py` applies a general rule rather than a
58
- hard-coded exception: for every open-ended main-forward query, the normalized
59
- gold must not appear in the query text after removing all mentions of the
60
- subject. Queries failing the rule are dropped and counted in
61
- `stage4_report.json` as `dropped_gold_exposed`.
62
-
63
- **To restore 44,418** exactly, delete that guard — but the two queries are
64
- unanswerable-by-design artefacts and any model scores them correct by copying.
65
-
66
- ---
67
-
68
- ## C1 — Spec 6.2 contradicts the required benchmark size (unresolved by design)
69
-
70
- **Not a count deviation. An internal contradiction in the specification.**
71
-
72
- Spec 6.2 lists relations "generally unsuitable" for the main benchmark, naming
73
- among them **developer of** and **manufacturer of**. Spec 1, 6.2 and 15
74
- simultaneously require exactly **2,592 facts across 21 relations**.
75
-
76
- Those two relations contribute:
77
-
78
- | Relation | Facts |
79
- |---|---:|
80
- | manufacturer (P176) | 441 |
81
- | developer (P178) | 405 |
82
- | **total** | **846** |
83
-
84
- Excluding them yields **1,746 facts across 19 relations**, which fails the
85
- acceptance criteria in spec 15. Keeping them satisfies the counts but contradicts
86
- spec 6.2's guidance.
87
-
88
- **Action taken.** The counts win, because spec 15 states them as acceptance
89
- criteria and spec 10 forbids silent changes. Both relations are retained and
90
- tagged:
91
-
92
- ```json
93
- "spec_6_2_flag": "unsuitable_named_in_spec"
94
- ```
95
-
96
- `configs/relations.yaml` exposes `options.drop_spec_6_2_flagged`. Setting it to
97
- `true` reproduces the spec-6.2-compliant 1,746-fact variant; the selection script
98
- then reports the resulting size instead of failing.
99
-
100
- **Recommendation.** Report the headline number on all 2,592 and a robustness
101
- number on the 1,746 subset. See F1, which gives an independent empirical reason
102
- to distrust exactly these relations.
103
-
104
- ---
105
-
106
- ## F1 — 28.9% of benchmark facts are answerable by string copying
107
-
108
- **Finding, not a deviation. No counts changed.**
109
-
110
- For 750 of 2,592 benchmark facts (28.9%) the object string is literally contained
111
- in the subject name, so the query can be answered by copying a substring instead
112
- of retrieving knowledge:
113
-
114
- ```
115
- Airbus A318 -> manufacturer Airbus
116
- Adobe Acrobat -> developer Adobe
117
- Amazon Music -> owned by Amazon
118
- Agriculture and Agri-Food Canada -> jurisdiction Canada
119
- ```
120
-
121
- Concentration by relation:
122
-
123
- | Relation | Flagged | Total | Share |
124
- |---|---:|---:|---:|
125
- | manufacturer | 387 | 441 | 87.8% |
126
- | developer | 199 | 405 | 49.1% |
127
- | owned_by | 52 | 89 | 58.4% |
128
- | applies_to_jurisdiction | 31 | 54 | 57.4% |
129
- | sport | 17 | 81 | 21.0% |
130
- | country | 17 | 263 | 6.5% |
131
- | headquarters_location | 15 | 132 | 11.4% |
132
- | (10 further relations) | 32 | — | <34% |
133
-
134
- 586 of the 750 come from `manufacturer` and `developer` — the two relations spec
135
- 6.2 already called unsuitable. F1 is therefore independent empirical support for
136
- C1's recommendation.
137
-
138
- **Why this matters.** A stability benchmark measures whether a *retrieved* fact
139
- survives rephrasing. A fact answerable by copying is stable for a reason that has
140
- nothing to do with knowledge, so it inflates every retention number and dampens
141
- the very effect the study is about.
142
-
143
- **Action taken.** Spec 16 forbids silently dropping facts, so all 750 are kept
144
- and flagged on both the fact and the query record:
145
-
146
- ```json
147
- "answer_in_subject_surface": true
148
- ```
149
-
150
- Downstream analysis should report retention with and without them.
151
-
152
- ---
153
-
154
- ## F2 — 808 of the 8,107 candidate rows are exact duplicates
155
-
156
- **Finding, not a deviation.**
157
-
158
- The 8,107 Candidate-Known Facts contain only 7,299 distinct
159
- `(subject, relation, object, source)` tuples; 808 rows are exact repeats, e.g.
160
- `("BMW 3 Series", P176, "BMW", counterfact)` appears twice. This is inherited
161
- from `dataset/filter/prompts.jsonl`.
162
-
163
- No action needed: spec 5.1 grouping absorbs them, which is part of why 8,107 rows
164
- become 6,185 groups. Recorded so the 8,107 figure is not mistaken for 8,107
165
- distinct facts.
166
-
167
- ---
168
-
169
- ## N1 — Stage I GPU passes were not re-executed
170
-
171
- The five-model first-token forward passes (1,783,541 prompts x 5 models) were
172
- run previously; their per-prompt verdict vectors are stored as
173
- `dataset/filter/correct_<model>.npy`.
174
-
175
- `src/build_candidate_known.py` re-derives the candidate set from those vectors:
176
- it re-reads the prompt table, re-computes the intersection, re-applies the
177
- source-drop rule, and checksums every input into `stage1_report.json`. It does
178
- not re-run inference.
179
-
180
- The counts are verified, not assumed — 1,783,541 / 10,601 / 8,107 all reproduce,
181
- and the result is checked for set equality against
182
- `dataset/filter/global_known_clean.jsonl`.
183
-
184
- `src/filter_run.py` regenerates the vectors from scratch when required.
185
-
186
- ---
187
-
188
- ## N2 — Triple direction is not normalized for `capital_of`
189
-
190
- Spec 2.2 requires a single triple direction, forward being
191
- `subject + relation -> object`. The relation `capital_of` (P1376) is stored the
192
- other way round: subject = city, object = country.
193
-
194
- Normalizing it would fold those 125 facts into `capital`, changing both the
195
- benchmark size and the relation count, which spec 10 forbids doing silently.
196
-
197
- **Action taken.** `capital_of` keeps `"direction": "inverse"` and
198
- `"inverse_of": "capital"` in its record, so any analysis can group or separate
199
- the two directions explicitly. `configs/relations.yaml` exposes
200
- `options.normalize_inverse_direction` for the alternative build.
201
-
202
- ---
203
-
204
- ## Coverage gaps (spec 12, expected and unchanged)
205
-
206
- Main-forward families do not cover every fact:
207
-
208
- | Condition | Facts covered | Missing |
209
- |---|---:|---:|
210
- | anchor | 2,592 | 0 |
211
- | paraphrase | 2,592 | 0 |
212
- | format | 2,592 | 0 |
213
- | context | 2,591 | 1 |
214
- | multilingual | 2,402 | 190 |
215
-
216
- Missing fact ids are listed in `outputs/coverage_report.json`. No query was
217
- imputed. Downstream analyses that compare conditions per fact should use the
218
- explicit valid intersection.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/__pycache__/common.cpython-313.pyc DELETED
Binary file (9.23 kB)
 
ICLR dataset/runner/__pycache__/eval_run.cpython-313.pyc DELETED
Binary file (10.3 kB)
 
ICLR dataset/runner/__pycache__/qual_templates.cpython-313.pyc DELETED
Binary file (7.88 kB)
 
ICLR dataset/runner/__pycache__/scoring_full.cpython-313.pyc DELETED
Binary file (9.08 kB)
 
ICLR dataset/runner/build_candidate_known.py DELETED
@@ -1,168 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage I -> outputs/candidate_known_8107.jsonl (spec sections 4.1 - 4.5)
3
-
4
- Stage I is the expensive part of the pipeline: 1,783,541 cloze prompts x 5
5
- models of GPU forward passes. Those passes were already run and their outputs
6
- live under dataset/filter/ as `correct_<model>.npy` vectors aligned to
7
- `prompts.jsonl`. This script therefore RECONSTRUCTS the candidate set from
8
- those stored per-model verdicts rather than re-running the GPU, while
9
- re-deriving every count from raw data so the numbers are verified, not assumed:
10
-
11
- * prompts.jsonl and prompts_popqa.jsonl are re-read and counted;
12
- * the five per-model vectors are re-intersected here, not taken on trust;
13
- * the source-drop rule (spec 4.5) is re-applied;
14
- * every input file is checksummed into the output header.
15
-
16
- Re-running the GPU stage from scratch is `src/filter_run.py`, which is kept
17
- byte-compatible with the stored vectors; use --verify_only to check that this
18
- reconstruction still matches dataset/filter/global_known_clean.jsonl.
19
- """
20
- import os, sys, json, argparse, collections
21
- import numpy as np
22
-
23
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
24
- from common import (DATASET, load_config, out_path, read_jsonl, write_jsonl,
25
- sha256, Expect)
26
-
27
-
28
- def main():
29
- ap = argparse.ArgumentParser()
30
- ap.add_argument("--verify_only", action="store_true")
31
- args = ap.parse_args()
32
-
33
- src_cfg = load_config("source_templates.yaml")
34
- mdl_cfg = load_config("models.yaml")
35
- filter_models = [m["name"] for m in mdl_cfg["filter_models"]]
36
- exp = Expect()
37
-
38
- fdir = os.path.join(DATASET, "filter")
39
- prompts_path = os.path.join(fdir, "prompts.jsonl")
40
- popqa_path = os.path.join(fdir, "prompts_popqa.jsonl")
41
-
42
- # ---- 1. cloze prompt table (spec 4.3) ----
43
- print("[1/4] reading cloze prompt table ...", flush=True)
44
- prompts = list(read_jsonl(prompts_path))
45
- exp.check("cloze_prompts", len(prompts), src_cfg["expected"]["cloze_prompts"])
46
-
47
- by_source = collections.Counter(p["source"] for p in prompts)
48
- for name, s in src_cfg["sources"].items():
49
- if s.get("added_after_consensus"):
50
- continue
51
- key = {"t_rex": "trex"}.get(name, name)
52
- if key in by_source and "expected_triples" in s:
53
- exp.check(f"prompts[{name}]", by_source[key], None)
54
-
55
- # ---- 2. five-model consensus (spec 4.4) ----
56
- print(f"[2/4] intersecting {len(filter_models)} first-token verdict vectors ...",
57
- flush=True)
58
- inter = np.ones(len(prompts), dtype=bool)
59
- per_model = {}
60
- for m in filter_models:
61
- v = np.load(os.path.join(fdir, f"correct_{m}.npy")).astype(bool)
62
- if len(v) != len(prompts):
63
- raise SystemExit(f"correct_{m}.npy has {len(v)} rows, "
64
- f"prompts.jsonl has {len(prompts)}")
65
- per_model[m] = float(v.mean())
66
- inter &= v
67
- exp.check("five_model_consensus", int(inter.sum()),
68
- src_cfg["expected"]["five_model_consensus"])
69
-
70
- # ---- 3. source filtering (spec 4.5) ----
71
- drop = {name for name, s in src_cfg["sources"].items()
72
- if s.get("drop_after_consensus")}
73
- drop |= {"trex"} if "t_rex" in drop else set()
74
- print(f"[3/4] dropping post-consensus sources: {sorted(drop)}", flush=True)
75
-
76
- rows = []
77
- for i, p in enumerate(prompts):
78
- if not inter[i]:
79
- continue
80
- if p["source"] in drop:
81
- continue
82
- rows.append({
83
- "raw_id": p["id"],
84
- "prompt_id": f"p{i:07d}",
85
- "source": p["source"],
86
- "subject": p["subject"],
87
- "relation": p["relation"],
88
- "object": p["object"],
89
- "cloze_prompt": p["prompt"],
90
- "consensus": {"models": filter_models, "n_passed": len(filter_models)},
91
- "legacy_ref": {"file": "prompts.jsonl", "row": i},
92
- })
93
-
94
- # ---- 4. PopQA supplement, same protocol (spec 4.5) ----
95
- n_popqa = 0
96
- if os.path.exists(popqa_path):
97
- pq = list(read_jsonl(popqa_path))
98
- exp.check("popqa_prompts", len(pq),
99
- src_cfg["sources"]["popqa"].get("expected_prompts"))
100
- pinter = np.ones(len(pq), dtype=bool)
101
- for m in filter_models:
102
- v = np.load(os.path.join(fdir, f"popqa_correct_{m}.npy")).astype(bool)
103
- pinter &= v
104
- for i, p in enumerate(pq):
105
- if not pinter[i]:
106
- continue
107
- rows.append({
108
- "raw_id": p["id"],
109
- "prompt_id": f"q{i:07d}",
110
- "source": "popqa",
111
- "subject": p["subject"],
112
- "relation": p["relation"],
113
- "object": p["object"],
114
- "cloze_prompt": p["prompt"],
115
- "consensus": {"models": filter_models, "n_passed": len(filter_models)},
116
- "legacy_ref": {"file": "prompts_popqa.jsonl", "row": i},
117
- })
118
- n_popqa += 1
119
- exp.check("popqa_passed", n_popqa,
120
- src_cfg["sources"]["popqa"].get("expected_passed"))
121
-
122
- exp.check("candidate_known", len(rows), src_cfg["expected"]["candidate_known"])
123
-
124
- # ---- cross-check against the legacy file ----
125
- legacy = os.path.join(fdir, "global_known_clean.jsonl")
126
- if os.path.exists(legacy):
127
- want = {(d["subject"], d["relation"], d["object"], d["source"])
128
- for d in read_jsonl(legacy)}
129
- got = {(r["subject"], r["relation"], r["object"], r["source"]) for r in rows}
130
- exp.check("matches_legacy_clean_set", len(got & want), len(want),
131
- note="set equality against dataset/filter/global_known_clean.jsonl")
132
- if got != want:
133
- print(f" only-in-new: {len(got - want)} only-in-legacy: {len(want - got)}")
134
-
135
- exp.report("Stage I counts")
136
- if args.verify_only:
137
- return 1 if exp.deviations else 0
138
-
139
- path = out_path("candidate_known_8107.jsonl")
140
- write_jsonl(path, rows)
141
-
142
- meta = {
143
- "stage": "I_candidate_recall",
144
- "n_candidate_known": len(rows),
145
- "per_source": dict(collections.Counter(r["source"] for r in rows)),
146
- "filter_models": filter_models,
147
- "filter_model_first_token_accuracy": per_model,
148
- "dropped_sources_after_consensus": sorted(drop),
149
- "checks": exp.rows,
150
- "inputs": {
151
- "prompts.jsonl": sha256(prompts_path, limit_mb=64),
152
- "prompts_popqa.jsonl": sha256(popqa_path) if os.path.exists(popqa_path) else None,
153
- **{f"correct_{m}.npy": sha256(os.path.join(fdir, f"correct_{m}.npy"))
154
- for m in filter_models},
155
- },
156
- "note": "GPU forward passes were not re-run; the stored per-model "
157
- "first-token verdict vectors were re-intersected here. Use "
158
- "src/filter_run.py to regenerate them from scratch.",
159
- }
160
- json.dump(meta, open(out_path("stage1_report.json"), "w"),
161
- indent=2, ensure_ascii=False)
162
- print(f"\nwrote {len(rows)} candidate facts -> {path}")
163
- print(f" per source: {meta['per_source']}")
164
- return 1 if exp.deviations else 0
165
-
166
-
167
- if __name__ == "__main__":
168
- sys.exit(main())
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/build_eval_bank.py DELETED
@@ -1,253 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage IV -> outputs/evaluation_queries_44418.jsonl (spec sections 8 - 12)
3
-
4
- Builds the query bank on the FIXED 2,592-fact benchmark. Sources:
5
- * anchor the qualification question itself
6
- * everything else migrated from eval_dataset/query{A..E}_*.jsonl
7
-
8
- Migration rules (spec 11):
9
- * old `kid` -> `fact_id`, joined entity-aware; original ids preserved in
10
- `legacy_query_refs`
11
- * duplicates removed on (fact_id, normalized query, target slot, family)
12
- * single-string gold replaced by an alias set from the enriched fact
13
- * MCQ rows routed to `recognition`, never to `format`
14
- * reverse rows with a non-unique inverse routed to `reverse_illposed`
15
-
16
- Condition family names follow configs/eval_conditions.yaml rather than the old
17
- file names, because those are a known trap: `queryA_canonical` holds surface
18
- rewrites and was reported as paraphrase, `queryB_paraphrase` holds format
19
- variants and was reported as format.
20
- """
21
- import os, sys, json, glob, argparse, collections
22
-
23
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
24
- from common import (load_config, out_path, read_jsonl, write_jsonl,
25
- normalize, norm_key, Expect)
26
-
27
- EVAL_LEGACY = "/scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/eval_dataset"
28
- FILE_FAMILY = {"queryA_canonical": "paraphrase", "queryB_paraphrase": "format",
29
- "queryC_reverse": "reverse", "queryD_context": "context",
30
- "queryE_multilingual": "multilingual"}
31
- ORDER = ["anchor", "paraphrase", "format", "context", "multilingual",
32
- "reverse", "recognition", "reverse_illposed"]
33
-
34
-
35
- def main():
36
- ap = argparse.ArgumentParser()
37
- ap.add_argument("--facts", default=out_path("benchmark_facts_2592.jsonl"))
38
- args = ap.parse_args()
39
-
40
- cond_cfg = load_config("eval_conditions.yaml")
41
- CONDS = cond_cfg["conditions"]
42
- exp = Expect()
43
-
44
- facts = list(read_jsonl(args.facts))
45
- by_id = {f["fact_id"]: f for f in facts}
46
- exp.check("benchmark_facts", len(facts), cond_cfg["totals"]["expected_benchmark_facts"])
47
-
48
- # ---- kid -> fact_id, joined on (subject identity, source relation) ----
49
- key2fid = {}
50
- for f in facts:
51
- for pid in f["relation"]["source_relations"]:
52
- key2fid[(norm_key(f["subject"]["canonical"]), pid)] = f["fact_id"]
53
- if f["subject"].get("entity_id"):
54
- for pid in f["relation"]["source_relations"]:
55
- key2fid[(f["subject"]["entity_id"], pid)] = f["fact_id"]
56
-
57
- kid2fid, unmapped = {}, []
58
- for b in read_jsonl(f"{EVAL_LEGACY}/base.jsonl"):
59
- fid = key2fid.get((norm_key(b["subject"]), b["relation_id"]))
60
- if fid:
61
- kid2fid[b["kid"]] = fid
62
- else:
63
- unmapped.append(b["kid"])
64
- print(f"kid -> fact_id: {len(kid2fid)} mapped onto {len(set(kid2fid.values()))} "
65
- f"benchmark facts ({len(unmapped)} legacy kids fall outside the benchmark)")
66
-
67
- def emit(fid, family, text, variant_id, language="en", template_id=None,
68
- legacy=None, extra=None):
69
- f = by_id[fid]
70
- c = CONDS[family]
71
- slot = c["target_slot"]
72
- node = f["subject"] if slot == "subject" else f["object"]
73
- rec = {
74
- "query_id": None, # assigned after ordering
75
- "fact_id": fid,
76
- "relation": f["relation"]["relation_id"],
77
- "condition_family": family,
78
- "variant_id": variant_id,
79
- "language": language,
80
- "query": text,
81
- "target_slot": slot,
82
- "gold_canonical": node["canonical"],
83
- "gold_aliases": node["aliases"],
84
- "answer_type": f["answer_type"],
85
- "answer_granularity": f["answer_granularity"],
86
- "is_assisted": bool(c["is_assisted"]),
87
- "is_well_posed": bool(c["is_well_posed"]),
88
- "use_for_main_forward": bool(c["use_for_main_forward"]),
89
- "use_for_reverse_analysis": bool(c["use_for_reverse_analysis"]),
90
- "use_for_recognition_analysis": bool(c["use_for_recognition_analysis"]),
91
- "source_template_id": template_id,
92
- "legacy_query_refs": legacy or [],
93
- # propagated from the fact: the gold string is part of the subject
94
- # name, so the query text contains it for reasons that have nothing
95
- # to do with answer leakage introduced by the template
96
- "answer_in_subject_surface": bool(f.get("answer_in_subject_surface")),
97
- }
98
- if extra:
99
- rec.update(extra)
100
- return rec
101
-
102
- rows = collections.defaultdict(list)
103
- seen = set() # spec 11 dedup key
104
- stats = collections.Counter()
105
-
106
- # ---- anchor (spec 9.1) ----
107
- for f in facts:
108
- rows["anchor"].append(
109
- emit(f["fact_id"], "anchor", f["qualification_question"], "anchor",
110
- template_id=f"{f['relation']['relation_id']}_anchor"))
111
- seen.add((f["fact_id"], normalize(f["qualification_question"]),
112
- "object", "anchor"))
113
-
114
- # ---- migrated conditions ----
115
- for path in sorted(glob.glob(f"{EVAL_LEGACY}/query*.jsonl")):
116
- stem = os.path.basename(path)[:-len(".jsonl")]
117
- base_family = FILE_FAMILY.get(stem)
118
- if base_family is None:
119
- continue
120
- for q in read_jsonl(path):
121
- stats["read"] += 1
122
- fid = kid2fid.get(q["kid"])
123
- if fid is None:
124
- stats["out_of_benchmark"] += 1
125
- continue
126
- family = base_family
127
- if q.get("fmt") == "mcq":
128
- family = "recognition" # spec 9.3 / 9.7
129
- elif family == "reverse" and not q.get("reverse_well_posed"):
130
- family = "reverse_illposed" # spec 9.8
131
-
132
- key = (fid, normalize(q["prompt"]), CONDS[family]["target_slot"], family)
133
- if key in seen:
134
- stats["duplicates_removed"] += 1
135
- continue
136
-
137
- # spec 9.4 / 13.9: an open-ended main query must not expose the gold.
138
- # Two context queries in the legacy bank sampled a distractor entity
139
- # that literally contains the answer ("... confuse X with Indian Act
140
- # ..." where the gold is India). A gold occurrence that lies inside
141
- # the SUBJECT mention is inherent to the fact and stays; anything
142
- # surviving removal of the subject is a defect and is dropped.
143
- if CONDS[family]["use_for_main_forward"] and not CONDS[family]["is_assisted"]:
144
- f = by_id[fid]
145
- nq = normalize(q["prompt"])
146
- gold = normalize(f["object"]["canonical"])
147
- subj = normalize(f["subject"]["canonical"])
148
- if gold and gold in (nq.replace(subj, " ") if subj else nq):
149
- stats["dropped_gold_exposed"] += 1
150
- continue
151
-
152
- seen.add(key)
153
-
154
- extra = {}
155
- if family == "recognition":
156
- extra["options"] = q.get("options")
157
- extra["correct_option"] = q.get("correct_option")
158
- if q.get("dkind"):
159
- extra["context_kind"] = q["dkind"]
160
- rows[family].append(
161
- emit(fid, family, q["prompt"],
162
- variant_id=(q.get("qid") or "").split("_")[-1] or "01",
163
- language=q.get("lang", "en"),
164
- template_id=q.get("template_id"),
165
- legacy=[{"kid": q["kid"], "qid": q.get("qid"), "file": stem}],
166
- extra=extra))
167
- stats["kept"] += 1
168
-
169
- # ---- assign ids, write ----
170
- flat = []
171
- per_cond = {}
172
- for fam in ORDER:
173
- rs = rows.get(fam, [])
174
- per_cond[fam] = {"queries": len(rs), "facts": len({r["fact_id"] for r in rs})}
175
- flat += rs
176
- for i, r in enumerate(flat, 1):
177
- r["query_id"] = f"query_{i:08d}"
178
-
179
- path = out_path("evaluation_queries_44418.jsonl")
180
- write_jsonl(path, flat)
181
-
182
- # ---- expected-count checks (spec 10) ----
183
- for fam in ORDER:
184
- c = CONDS[fam]
185
- exp.check(f"{fam}.queries", per_cond[fam]["queries"], c["expected_queries"])
186
- exp.check(f"{fam}.facts", per_cond[fam]["facts"], c["expected_facts"])
187
- exp.check("total_queries", len(flat), cond_cfg["totals"]["expected_total_queries"])
188
- main_n = sum(per_cond[f]["queries"] for f in ORDER
189
- if CONDS[f]["use_for_main_forward"])
190
- exp.check("main_forward_queries", main_n,
191
- cond_cfg["totals"]["expected_main_forward_queries"])
192
- exp.check("duplicates_removed", stats["duplicates_removed"],
193
- cond_cfg["deduplication"]["expected_removed_during_migration"])
194
-
195
- # ---- coverage report (spec 12) ----
196
- all_ids = set(by_id)
197
- coverage, missing = {}, {}
198
- for fam in ORDER:
199
- covered = {r["fact_id"] for r in rows.get(fam, [])}
200
- coverage[fam] = len(covered)
201
- if CONDS[fam]["use_for_main_forward"]:
202
- miss = sorted(all_ids - covered)
203
- if miss:
204
- missing[fam] = miss
205
- json.dump({"benchmark_facts": len(facts), **coverage,
206
- "missing_by_condition": missing,
207
- "note": "main-forward families should ideally cover all facts; "
208
- "missing ids are listed rather than imputed (spec 12)"},
209
- open(out_path("coverage_report.json"), "w"),
210
- indent=2, ensure_ascii=False)
211
-
212
- exp.report("Stage IV counts")
213
- print(f"\n{'condition':20s} {'queries':>9s} {'facts':>7s} {'role':>12s}")
214
- print("-" * 52)
215
- for fam in ORDER:
216
- print(f"{fam:20s} {per_cond[fam]['queries']:9d} "
217
- f"{per_cond[fam]['facts']:7d} {CONDS[fam]['role']:>12s}")
218
- print("-" * 52)
219
- print(f"{'TOTAL':20s} {len(flat):9d}")
220
- print(f"{'main forward':20s} {main_n:9d}")
221
- print(f"\nmigration: {dict(stats)}")
222
- print(f"wrote -> {path}")
223
-
224
- # A deviation listed in configs/eval_conditions.yaml:accepted_deviations has
225
- # been investigated and written up in reconstruction_differences.md, so it
226
- # must not abort the pipeline. Anything NOT listed still fails, which keeps a
227
- # fresh regression from hiding behind a documented one.
228
- accepted = {(d["check"], d["actual"], d["expected"]): d.get("ref")
229
- for d in cond_cfg.get("accepted_deviations", [])}
230
- unexpected = [d for d in exp.deviations
231
- if (d["name"], d["actual"], d["expected"]) not in accepted]
232
- for d in exp.deviations:
233
- ref = accepted.get((d["name"], d["actual"], d["expected"]))
234
- if ref:
235
- print(f" accepted deviation [{ref}]: {d['name']} "
236
- f"{d['actual']} vs {d['expected']}")
237
- if unexpected:
238
- print(f"\nUNDOCUMENTED deviations: {[d['name'] for d in unexpected]}")
239
- print("Investigate, then add them to configs/eval_conditions.yaml:"
240
- "accepted_deviations and outputs/reconstruction_differences.md")
241
-
242
- json.dump({"stage": "IV_query_bank", "per_condition": per_cond,
243
- "total": len(flat), "main_forward": main_n,
244
- "migration": dict(stats), "checks": exp.rows,
245
- "accepted_deviations": [d for d in exp.deviations
246
- if (d["name"], d["actual"], d["expected"]) in accepted],
247
- "undocumented_deviations": unexpected},
248
- open(out_path("stage4_report.json"), "w"), indent=2, ensure_ascii=False)
249
- return 1 if unexpected else 0
250
-
251
-
252
- if __name__ == "__main__":
253
- sys.exit(main())
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/build_stats.py DELETED
@@ -1,142 +0,0 @@
1
- #!/usr/bin/env python
2
- """outputs/dataset_statistics.json (spec section 14.1)
3
-
4
- Aggregates every stage report plus the fact and query files into the single
5
- statistics document the specification asks for.
6
- """
7
- import os, sys, json, glob, collections, statistics
8
-
9
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
10
- from common import load_config, out_path, read_jsonl, normalize
11
-
12
-
13
- def load_report(name):
14
- p = out_path(name)
15
- return json.load(open(p)) if os.path.exists(p) else {}
16
-
17
-
18
- def main():
19
- facts = list(read_jsonl(out_path("benchmark_facts_2592.jsonl")))
20
- enriched = list(read_jsonl(out_path("enriched_facts_6180.jsonl")))
21
- cands = list(read_jsonl(out_path("candidate_known_8107.jsonl")))
22
- queries = list(read_jsonl(out_path("evaluation_queries_44418.jsonl")))
23
- cond_cfg = load_config("eval_conditions.yaml")
24
- mdl_cfg = load_config("models.yaml")
25
-
26
- by_id = {f["fact_id"]: f for f in facts}
27
- per_fact_q = collections.Counter(q["fact_id"] for q in queries)
28
- alias_counts = [len(f["object"]["aliases"]) for f in facts]
29
- sub_alias_counts = [len(f["subject"]["aliases"]) for f in facts]
30
-
31
- fam = collections.defaultdict(lambda: {"queries": 0, "facts": set()})
32
- for q in queries:
33
- fam[q["condition_family"]]["queries"] += 1
34
- fam[q["condition_family"]]["facts"].add(q["fact_id"])
35
-
36
- # recognition distractor statistics (spec 14.1)
37
- rec = [q for q in queries if q["condition_family"] == "recognition"]
38
- opt_sizes = collections.Counter(len(q.get("options") or []) for q in rec)
39
- pos = collections.Counter(q.get("correct_option") for q in rec)
40
-
41
- ml = [q for q in queries if q["condition_family"] == "multilingual"]
42
-
43
- stats = {
44
- "pipeline": {
45
- "candidate_known": len(cands),
46
- "enriched_facts": len(enriched),
47
- "benchmark_facts": len(facts),
48
- "evaluation_queries": len(queries),
49
- "relations": len({f["relation"]["relation_id"] for f in facts}),
50
- },
51
- "counts_by_source": {
52
- "candidates": dict(collections.Counter(c["source"] for c in cands)),
53
- "enriched": dict(collections.Counter(e["sources"][0] for e in enriched)),
54
- "benchmark": dict(collections.Counter(f["sources"][0] for f in facts)),
55
- },
56
- "counts_by_relation": dict(collections.Counter(
57
- f["relation"]["relation_id"] for f in facts).most_common()),
58
- "counts_by_answer_type": dict(collections.Counter(
59
- f["answer_type"] for f in facts).most_common()),
60
- "counts_by_condition_family": {
61
- k: {"queries": v["queries"], "facts": len(v["facts"]),
62
- "role": cond_cfg["conditions"][k]["role"]}
63
- for k, v in sorted(fam.items())},
64
- "query_variants_per_fact": {
65
- "min": min(per_fact_q.values()), "max": max(per_fact_q.values()),
66
- "median": statistics.median(per_fact_q.values()),
67
- "mean": round(statistics.mean(per_fact_q.values()), 2)},
68
- "alias_counts": {
69
- "object": {"total": sum(alias_counts),
70
- "median": statistics.median(alias_counts),
71
- "mean": round(statistics.mean(alias_counts), 2),
72
- "facts_with_one_alias": sum(1 for a in alias_counts if a == 1)},
73
- "subject": {"total": sum(sub_alias_counts),
74
- "median": statistics.median(sub_alias_counts)}},
75
- "duplicates": {
76
- "candidate_rows_that_are_exact_duplicates":
77
- len(cands) - len({(c["subject"], c["relation"], c["object"], c["source"])
78
- for c in cands}),
79
- "groups_merged_during_enrichment":
80
- load_report("stage2_report.json").get("merged_groups"),
81
- "cross_source_groups":
82
- load_report("stage2_report.json").get("cross_source_groups"),
83
- "queries_removed_during_migration":
84
- load_report("stage4_report.json").get("migration", {})
85
- .get("duplicates_removed")},
86
- "conflicts": {
87
- "functional_conflicts_removed":
88
- load_report("stage2_report.json").get("conflicts_removed", {}),
89
- "queries_dropped_gold_exposed":
90
- load_report("stage4_report.json").get("migration", {})
91
- .get("dropped_gold_exposed", 0)},
92
- "coverage": json.load(open(out_path("coverage_report.json")))
93
- if os.path.exists(out_path("coverage_report.json")) else {},
94
- "reverse": {
95
- "well_posed_queries": fam["reverse"]["queries"],
96
- "well_posed_facts": len(fam["reverse"]["facts"]),
97
- "ill_posed_queries": fam["reverse_illposed"]["queries"],
98
- "ill_posed_facts": len(fam["reverse_illposed"]["facts"]),
99
- "benchmark_facts_flagged_inverse_well_posed":
100
- sum(1 for f in facts if f["is_inverse_well_posed"])},
101
- "recognition_distractors": {
102
- "queries": len(rec),
103
- "option_count_distribution": {str(k): v for k, v in opt_sizes.items()},
104
- "correct_option_position": {str(k): v for k, v in sorted(pos.items())}},
105
- "multilingual": {
106
- "queries": len(ml),
107
- "by_language": dict(collections.Counter(q["language"] for q in ml))},
108
- "validity_flags": {
109
- "answer_in_subject_surface": {
110
- "facts": sum(1 for f in facts if f.get("answer_in_subject_surface")),
111
- "share": round(sum(1 for f in facts
112
- if f.get("answer_in_subject_surface")) / len(facts), 4),
113
- "by_relation": dict(collections.Counter(
114
- f["relation"]["relation_id"] for f in facts
115
- if f.get("answer_in_subject_surface")).most_common()),
116
- "note": "object string is literally contained in the subject name, "
117
- "so the query can be answered by copying rather than by "
118
- "retrieval; kept in the benchmark but flagged"},
119
- "spec_6_2_flagged": {
120
- "facts": sum(1 for f in facts if f.get("spec_6_2_flag")),
121
- "by_relation": dict(collections.Counter(
122
- f["relation"]["relation_id"] for f in facts
123
- if f.get("spec_6_2_flag")).most_common())}},
124
- "configuration": {
125
- "filter_models": [m["name"] for m in mdl_cfg["filter_models"]],
126
- "evaluated_models": [m["name"] for m in mdl_cfg["evaluated_models"]],
127
- "generation": mdl_cfg["generation"]},
128
- "stage_reports": {n: load_report(f"stage{n}_report.json")
129
- for n in ["1", "2", "3", "4"]},
130
- }
131
-
132
- json.dump(stats, open(out_path("dataset_statistics.json"), "w"),
133
- indent=2, ensure_ascii=False)
134
- print(json.dumps(stats["pipeline"], indent=2))
135
- print("\nvalidity flags:")
136
- print(json.dumps(stats["validity_flags"]["answer_in_subject_surface"],
137
- indent=2, ensure_ascii=False)[:600])
138
- print(f"\nwrote -> {out_path('dataset_statistics.json')}")
139
-
140
-
141
- if __name__ == "__main__":
142
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/common.py DELETED
@@ -1,159 +0,0 @@
1
- # -*- coding: utf-8 -*-
2
- """Shared helpers: config loading, paths, normalization, checksums.
3
-
4
- Spec section 18 requires deterministic reruns through configuration files and
5
- checksums, so every stage loads its parameters from configs/ rather than from
6
- module-level constants.
7
- """
8
- import os, re, json, glob, hashlib, unicodedata
9
-
10
- ROOT = os.path.dirname(os.path.dirname(os.path.abspath(__file__)))
11
- CONFIGS = os.path.join(ROOT, "configs")
12
- OUTPUTS = os.path.join(ROOT, "outputs")
13
- DATASET = "/scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/dataset"
14
-
15
- SEED = 20260101
16
-
17
-
18
- def load_config(name):
19
- import yaml
20
- with open(os.path.join(CONFIGS, name)) as f:
21
- return yaml.safe_load(f)
22
-
23
-
24
- def out_path(*parts):
25
- p = os.path.join(OUTPUTS, *parts)
26
- os.makedirs(os.path.dirname(p), exist_ok=True)
27
- return p
28
-
29
-
30
- def read_jsonl(path):
31
- with open(path) as f:
32
- for line in f:
33
- line = line.strip()
34
- if line:
35
- yield json.loads(line)
36
-
37
-
38
- def write_jsonl(path, rows):
39
- n = 0
40
- with open(path, "w") as f:
41
- for r in rows:
42
- f.write(json.dumps(r, ensure_ascii=False) + "\n")
43
- n += 1
44
- return n
45
-
46
-
47
- def sha256(path, limit_mb=None):
48
- """Checksum for auditability (spec 18). limit_mb hashes only a prefix, which
49
- keeps multi-GB source files cheap while still detecting substitution."""
50
- h = hashlib.sha256()
51
- cap = None if limit_mb is None else limit_mb * 1024 * 1024
52
- read = 0
53
- with open(path, "rb") as f:
54
- while True:
55
- b = f.read(1 << 20)
56
- if not b:
57
- break
58
- h.update(b)
59
- read += len(b)
60
- if cap and read >= cap:
61
- break
62
- return f"sha256:{h.hexdigest()}" + ("" if cap is None else f"(first{limit_mb}MB)")
63
-
64
-
65
- # ------------------------------------------------------------- normalization
66
- _QUOTES = "\"'`‘’“”«»"
67
- _DASHES = "‐‑‒–—―"
68
- _ARTICLES = re.compile(r"\b(the|a|an)\b")
69
-
70
-
71
- def normalize(text, drop_articles=True):
72
- """Comparison form: NFKC, lowercase, punctuation to space, articles dropped.
73
-
74
- Punctuation is replaced INTERNALLY so that token-boundary matching still
75
- finds an entity that is followed by a comma. Aliases and generations go
76
- through the identical function.
77
- """
78
- if not text:
79
- return ""
80
- t = unicodedata.normalize("NFKC", str(text))
81
- t = "".join("-" if c in _DASHES else ("'" if c in _QUOTES else c) for c in t)
82
- t = t.lower()
83
- t = re.sub(r"[^\w\s]", " ", t, flags=re.UNICODE)
84
- t = re.sub(r"\s+", " ", t).strip()
85
- if drop_articles:
86
- t = _ARTICLES.sub(" ", t)
87
- return re.sub(r"\s+", " ", t).strip()
88
-
89
-
90
- def norm_key(text):
91
- """Identity key for grouping (no article stripping, so 'The Who' stays)."""
92
- return normalize(text, drop_articles=False)
93
-
94
-
95
- def dedup_aliases(seq, junk_re=None, min_chars=2, cap=16):
96
- """Deduplicate case-insensitively, preserving order.
97
-
98
- The first element is the canonical label and is always kept. Later entries
99
- are dropped when they normalize to fewer than `min_chars` characters or hit
100
- a junk pattern: crowd-sourced Wikidata alias lists contain single letters,
101
- emoji and Wikipedia housekeeping titles, and a one-or-two character alias
102
- would match almost any generation under containment scoring.
103
- """
104
- seen, out = set(), []
105
- for i, a in enumerate(seq):
106
- if a is None:
107
- continue
108
- a = str(a).strip()
109
- if not a:
110
- continue
111
- k = a.lower()
112
- if k in seen:
113
- continue
114
- if i > 0 or out:
115
- if len(normalize(a)) < min_chars:
116
- continue
117
- if junk_re is not None and junk_re.search(a):
118
- continue
119
- seen.add(k)
120
- out.append(a)
121
- if len(out) >= cap:
122
- break
123
- return out
124
-
125
-
126
- def compile_junk(patterns):
127
- return re.compile("|".join(f"(?:{p})" for p in patterns), re.I) if patterns else None
128
-
129
-
130
- # ---------------------------------------------------------------- reporting
131
- class Expect:
132
- """Collects expected-vs-actual counts. Spec section 10 forbids silently
133
- changing counts, so every deviation is recorded and surfaced."""
134
-
135
- def __init__(self):
136
- self.rows = []
137
-
138
- def check(self, name, actual, expected, note=""):
139
- ok = (expected is None) or (actual == expected)
140
- self.rows.append({"name": name, "actual": actual, "expected": expected,
141
- "match": ok, "note": note})
142
- return ok
143
-
144
- @property
145
- def deviations(self):
146
- return [r for r in self.rows if not r["match"]]
147
-
148
- def report(self, title="counts"):
149
- print(f"\n{title}")
150
- print(f"{'check':38s} {'actual':>10s} {'expected':>10s} ok")
151
- print("-" * 66)
152
- for r in self.rows:
153
- e = "-" if r["expected"] is None else r["expected"]
154
- print(f"{r['name']:38s} {r['actual']:>10} {e:>10} "
155
- f"{'yes' if r['match'] else 'NO'}")
156
- if self.deviations:
157
- print(f"\n{len(self.deviations)} deviation(s); "
158
- f"record them in outputs/reconstruction_differences.md")
159
- return self.rows
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/enrich_facts.py DELETED
@@ -1,305 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage II -> outputs/enriched_facts_6180.jsonl (spec section 5)
3
-
4
- 8,107 candidate rows
5
- -> group by entity-aware (subject identity, relation) spec 5.1
6
- -> merge object identities, discard functional conflicts spec 5.2
7
- -> expand accepted-answer aliases spec 5.3
8
- -> attach a canonical qualification question spec 5.4
9
- -> emit the nested enriched schema spec 5.5
10
-
11
- Grouping is deliberately CROSS-SOURCE: 1,036 (subject, relation) pairs appear in
12
- both CounterFact and LAMA-TREx. Kept apart they would put the identical
13
- qualification question into the benchmark twice, double-counting the fact and
14
- breaking sample independence.
15
- """
16
- import os, re, sys, json, glob, argparse, collections
17
-
18
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
19
- from common import (DATASET, load_config, out_path, read_jsonl, write_jsonl,
20
- normalize, norm_key, dedup_aliases, compile_junk, Expect)
21
- import qual_templates as QT
22
-
23
- try:
24
- import pandas as pd
25
- except ImportError:
26
- pd = None
27
-
28
- EXPECTED_GROUPS = 6185
29
- EXPECTED_CONFLICTS = 5
30
- EXPECTED_ENRICHED = 6180
31
-
32
-
33
- # ------------------------------------------------------- source metadata maps
34
- def load_source_metadata(allow_missing_parquet=False):
35
- """Entity ids and native alias lists, keyed by (source, subject, rel, object)."""
36
- print("[1/5] loading entity ids and source-native aliases ...", flush=True)
37
- obj_qid, sub_qid = {}, {}
38
- gre_obj, gre_sub, pq_meta = {}, {}, {}
39
- degraded = False
40
-
41
- if pd is None:
42
- if not allow_missing_parquet:
43
- raise SystemExit(
44
- "pandas is required to read the CounterFact parquet files "
45
- "(spec 5.3 needs target_true.id). Activate the project venv.")
46
- print(" WARNING: pandas missing -> CounterFact entity ids SKIPPED",
47
- flush=True)
48
- degraded = True
49
- else:
50
- for p in glob.glob(f"{DATASET}/counterfact/data/*.parquet"):
51
- for rr in pd.read_parquet(p, columns=["requested_rewrite"])["requested_rewrite"]:
52
- k = ("counterfact", rr["subject"], rr["relation_id"],
53
- rr["target_true"]["str"])
54
- obj_qid[k] = rr["target_true"]["id"]
55
-
56
- for f in glob.glob(f"{DATASET}/lama/data/TREx/*.jsonl"):
57
- for d in read_jsonl(f):
58
- k = ("lama_trex", d.get("sub_label"), d.get("predicate_id"),
59
- d.get("obj_label"))
60
- obj_qid[k] = d.get("obj_uri")
61
- sub_qid[k] = d.get("sub_uri")
62
-
63
- for f in glob.glob(f"{DATASET}/lama/data/Google_RE/*.jsonl"):
64
- for d in read_jsonl(f):
65
- rid = (d.get("pred") or "").rstrip("/").split("/")[-1]
66
- k = (d.get("sub_label") or d.get("sub"), rid,
67
- d.get("obj_label") or d.get("obj"))
68
- gre_obj[k] = d.get("obj_aliases") or []
69
- gre_sub[k] = d.get("sub_aliases") or []
70
-
71
- p = f"{DATASET}/filter/popqa_meta.jsonl"
72
- if os.path.exists(p):
73
- for d in read_jsonl(p):
74
- pq_meta[(d["subject"], d["relation"], d["object"])] = d
75
-
76
- return obj_qid, sub_qid, gre_obj, gre_sub, pq_meta, degraded
77
-
78
-
79
- def load_wikidata_aliases(needed, path, cap):
80
- """Spec 5.3: single filtered pass over the alias resource, never a full load."""
81
- print(f"[2/5] single-pass scan of the alias resource for {len(needed)} qids ...",
82
- flush=True)
83
- out = {}
84
- with open(path) as f:
85
- for line in f:
86
- i = line.find("\t")
87
- if i < 0:
88
- continue
89
- q = line[:i]
90
- if q in needed:
91
- out[q] = line[i + 1:].rstrip("\n").split("\t")[:cap]
92
- print(f" resolved {len(out)}/{len(needed)}", flush=True)
93
- return out
94
-
95
-
96
- # -------------------------------------------------------------------- main
97
- def main():
98
- ap = argparse.ArgumentParser()
99
- ap.add_argument("--candidates", default=out_path("candidate_known_8107.jsonl"))
100
- ap.add_argument("--allow_missing_parquet", action="store_true")
101
- args = ap.parse_args()
102
-
103
- rel_cfg = load_config("relations.yaml")
104
- src_cfg = load_config("source_templates.yaml")
105
- alias_cfg = src_cfg["alias_resources"]
106
- junk_re = compile_junk(alias_cfg.get("junk_patterns"))
107
- cap = alias_cfg.get("max_aliases_per_entity", 16)
108
- min_chars = alias_cfg.get("min_alias_chars", 2)
109
-
110
- # relation metadata: relations.yaml is authoritative for benchmark relations,
111
- # qual_templates.py supplies the rest so that every enriched fact has a
112
- # question (spec 5.4)
113
- rel_meta = {}
114
- for r in rel_cfg["relations"]:
115
- for pid in r["source_relations"]:
116
- rel_meta[pid] = r
117
- exp = Expect()
118
-
119
- obj_qid, sub_qid, gre_obj, gre_sub, pq_meta, degraded = \
120
- load_source_metadata(args.allow_missing_parquet)
121
-
122
- rows = list(read_jsonl(args.candidates))
123
- needed = set()
124
- for d in rows:
125
- k = (d["source"], d["subject"], d["relation"], d["object"])
126
- for m in (obj_qid, sub_qid):
127
- if m.get(k):
128
- needed.add(m[k])
129
- qid_alias = load_wikidata_aliases(
130
- needed, os.path.join(DATASET, alias_cfg["wikidata_entity_aliases"]), cap)
131
-
132
- def obj_alias_raw(d):
133
- src, s, rid, o = d["source"], d["subject"], d["relation"], d["object"]
134
- al = [o]
135
- if src == "lama_googlere":
136
- al += gre_obj.get((s, rid, o), [])
137
- elif src == "popqa":
138
- m = pq_meta.get((s, rid, o), {})
139
- al += m.get("possible_answers", []) + m.get("o_aliases", [])
140
- q = obj_qid.get((src, s, rid, o))
141
- if q:
142
- al += qid_alias.get(q, [])
143
- return al
144
-
145
- def sub_alias_raw(d):
146
- src, s, rid, o = d["source"], d["subject"], d["relation"], d["object"]
147
- al = [s]
148
- if src == "lama_googlere":
149
- al += gre_sub.get((s, rid, o), [])
150
- elif src == "popqa":
151
- al += pq_meta.get((s, rid, o), {}).get("s_aliases", [])
152
- q = sub_qid.get((src, s, rid, o))
153
- if q:
154
- al += qid_alias.get(q, [])
155
- return al
156
-
157
- # ---- spec 5.1: entity-aware grouping ----
158
- print("[3/5] grouping by (subject identity, relation) across sources ...",
159
- flush=True)
160
- groups = collections.OrderedDict()
161
- for d in rows:
162
- # prefer the entity id when the source provides one, else normalized text
163
- sq = sub_qid.get((d["source"], d["subject"], d["relation"], d["object"]))
164
- ident = sq or norm_key(d["subject"])
165
- groups.setdefault((ident, d["relation"]), []).append(d)
166
- # a subject with an id in one source and no id in another must not split into
167
- # two groups: fold text-keyed groups into the id-keyed one where possible
168
- text_to_id = {}
169
- for (ident, rid), members in groups.items():
170
- if str(ident).startswith("Q"):
171
- for m in members:
172
- text_to_id[(norm_key(m["subject"]), rid)] = (ident, rid)
173
- merged = collections.OrderedDict()
174
- for key, members in groups.items():
175
- ident, rid = key
176
- if not str(ident).startswith("Q"):
177
- key = text_to_id.get((ident, rid), key)
178
- merged.setdefault(key, []).extend(members)
179
- groups = merged
180
- exp.check("grouped_facts", len(groups), EXPECTED_GROUPS)
181
-
182
- # ---- spec 5.2 / 5.3 / 5.4 ----
183
- print("[4/5] merging objects, expanding aliases, attaching questions ...",
184
- flush=True)
185
- SRC_PRIORITY = ["lama_trex", "counterfact", "popqa",
186
- "lama_googlere", "lama_conceptnet"]
187
- rep = {"conflicts": collections.Counter(), "no_template": collections.Counter(),
188
- "cross_source_groups": 0, "merged_groups": 0}
189
-
190
- facts = []
191
- for (ident, rid), members in groups.items():
192
- cfg = rel_meta.get(rid)
193
- spec = QT.resolve(rid)
194
- if cfg is None and spec is None:
195
- rep["no_template"][rid] += len(members)
196
- continue
197
-
198
- is_functional = bool(cfg["is_functional"]) if cfg else (not spec["multi"])
199
- srcs = sorted({m["source"] for m in members},
200
- key=lambda s: SRC_PRIORITY.index(s) if s in SRC_PRIORITY else 99)
201
- primary = next(m for m in members if m["source"] == srcs[0])
202
-
203
- objects, obj_ids = [], []
204
- seen_o = set()
205
- for m in members:
206
- k = norm_key(m["object"])
207
- if k not in seen_o:
208
- seen_o.add(k)
209
- objects.append(m["object"])
210
- obj_ids.append(obj_qid.get((m["source"], m["subject"], rid, m["object"])))
211
-
212
- # spec 5.2: a functional group holding incompatible object identities is
213
- # an unanswerable question (two people sharing a name, or a historical vs
214
- # modern referent). A MISSING entity id is not evidence of sameness, so
215
- # every member must carry an id and all ids must agree to survive.
216
- if is_functional and len(objects) > 1:
217
- ids = set(obj_ids)
218
- if None in ids or len(ids) != 1:
219
- rep["conflicts"][rid] += 1
220
- continue
221
-
222
- if len(members) > 1:
223
- rep["merged_groups"] += 1
224
- if len(srcs) > 1:
225
- rep["cross_source_groups"] += 1
226
-
227
- obj_aliases = dedup_aliases(
228
- [a for m in members for a in obj_alias_raw(m)], junk_re, min_chars, cap)
229
- sub_aliases = dedup_aliases(
230
- [a for m in members for a in sub_alias_raw(m)], junk_re, min_chars, cap)
231
-
232
- question = (cfg["qualification"] if cfg else spec["q"]).format(
233
- s=primary["subject"])
234
- facts.append({
235
- "_sort": (rid, norm_key(primary["subject"])),
236
- "subject": {"canonical": primary["subject"],
237
- "entity_id": ident if str(ident).startswith("Q") else None,
238
- "aliases": sub_aliases},
239
- "relation": {"relation_id": cfg["relation_id"] if cfg else rid,
240
- "canonical_name": cfg["relation_id"] if cfg else rid,
241
- "source_relations": [rid],
242
- "direction": cfg.get("direction", "forward") if cfg else "forward"},
243
- "object": {"canonical": objects[0],
244
- "entity_id": obj_ids[0],
245
- "aliases": obj_aliases,
246
- "variant_surface_forms": objects},
247
- "qualification_question": question,
248
- "sources": srcs,
249
- "source_records": [m["raw_id"] for m in members],
250
- "legacy_refs": [m["legacy_ref"] for m in members],
251
- "is_functional": is_functional,
252
- "is_inverse_well_posed": bool(cfg["is_inverse_well_posed"]) if cfg else False,
253
- "answer_type": cfg["answer_type"] if cfg else spec["type"],
254
- "answer_granularity": (cfg["answer_granularity"] if cfg
255
- else (spec["gran"] or "entity")),
256
- "is_core_source": bool({"counterfact", "lama_trex", "popqa"} & set(srcs)),
257
- "is_benchmark_relation": cfg is not None,
258
- "spec_6_2_flag": (cfg or {}).get("spec_6_2_flag"),
259
- # The object string is literally contained in the subject name
260
- # ("Airbus A318" -> "Airbus"). Such a fact is answerable by copying a
261
- # substring of the question, so it measures string manipulation
262
- # rather than knowledge retrieval. Not dropped here -- spec 16
263
- # forbids silently removing facts -- but flagged so every downstream
264
- # analysis can report with and without them.
265
- "answer_in_subject_surface": bool(
266
- normalize(objects[0]) and
267
- normalize(objects[0]) in normalize(primary["subject"])),
268
- })
269
-
270
- exp.check("functional_conflicts_removed", sum(rep["conflicts"].values()),
271
- EXPECTED_CONFLICTS)
272
- exp.check("enriched_facts", len(facts), EXPECTED_ENRICHED)
273
- exp.check("merged_groups", rep["merged_groups"], 1771)
274
- exp.check("cross_source_groups", rep["cross_source_groups"], 1036)
275
-
276
- # ---- stable, deterministic fact ids (spec 6.3) ----
277
- print("[5/5] assigning deterministic fact ids ...", flush=True)
278
- facts.sort(key=lambda f: f.pop("_sort"))
279
- for i, f in enumerate(facts, 1):
280
- f["fact_id"] = f"fact_{i:06d}"
281
- facts = [{"fact_id": f.pop("fact_id"), **f} for f in facts]
282
-
283
- path = out_path("enriched_facts_6180.jsonl")
284
- write_jsonl(path, facts)
285
-
286
- exp.report("Stage II counts")
287
- meta = {"stage": "II_enrichment",
288
- "n_enriched": len(facts),
289
- "grouped": len(groups),
290
- "conflicts_removed": dict(rep["conflicts"]),
291
- "no_template": dict(rep["no_template"]),
292
- "merged_groups": rep["merged_groups"],
293
- "cross_source_groups": rep["cross_source_groups"],
294
- "per_source": dict(collections.Counter(f["sources"][0] for f in facts)),
295
- "counterfact_entity_ids_skipped": degraded,
296
- "checks": exp.rows}
297
- json.dump(meta, open(out_path("stage2_report.json"), "w"),
298
- indent=2, ensure_ascii=False)
299
- print(f"\nwrote {len(facts)} enriched facts -> {path}")
300
- print(f" conflicts removed: {dict(rep['conflicts'])}")
301
- return 1 if exp.deviations else 0
302
-
303
-
304
- if __name__ == "__main__":
305
- sys.exit(main())
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/eval_run.py DELETED
@@ -1,151 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage VI -> outputs/evaluation/<model>.jsonl [GPU]
3
-
4
- Runs the full evaluation query bank for ONE model. Same decoding configuration
5
- as anchor qualification (configs/models.yaml:generation) so that anchor and
6
- perturbation numbers are directly comparable -- a different max_new_tokens or a
7
- chat template on one side would turn a protocol difference into a fake
8
- stability effect.
9
-
10
- Anchor queries live in the bank too (condition_family == "anchor") and share
11
- their prompt string with qualification_run.py. They are regenerated here rather
12
- than copied so that every condition passes through one identical code path.
13
-
14
- Scoring is NOT done here: eval_score.py reads these generations on CPU, so the
15
- scorer can be revised without paying for GPU again.
16
- """
17
- import os, sys, json, time, argparse, collections
18
- import torch
19
- from transformers import AutoModelForCausalLM, AutoTokenizer
20
-
21
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
22
- from common import load_config, out_path, read_jsonl
23
-
24
- PROMPT = "Question: {q}\nAnswer with only the shortest correct answer.\nAnswer:"
25
-
26
-
27
- def build_prompt(row):
28
- """Anchor and the open-ended conditions get the standard instruction wrapper.
29
-
30
- The perturbation queries carry their own surface form -- that IS the
31
- perturbation -- so wrapping them in the anchor template would erase the
32
- manipulation. They are passed through with a bare "Answer:" cue so the model
33
- still knows a short answer is wanted.
34
- """
35
- fam = row["condition_family"]
36
- if fam == "anchor":
37
- return PROMPT.format(q=row["query"])
38
- if fam == "recognition":
39
- # candidates are already inside the query text
40
- return f"{row['query']}\nAnswer:"
41
- return f"{row['query']}\nAnswer:"
42
-
43
-
44
- def main():
45
- ap = argparse.ArgumentParser()
46
- ap.add_argument("--model", required=True, help="name from configs/models.yaml")
47
- ap.add_argument("--queries", default=out_path("evaluation_queries_44418.jsonl"))
48
- ap.add_argument("--conditions", nargs="*", default=None,
49
- help="restrict to these condition families (default: all)")
50
- ap.add_argument("--limit", type=int, default=0)
51
- ap.add_argument("--batch", type=int, default=0, help="0 = value from config")
52
- ap.add_argument("--resume", action="store_true",
53
- help="skip queries already present in the output file")
54
- args = ap.parse_args()
55
-
56
- cfg = load_config("models.yaml")
57
- entry = next((m for m in cfg["evaluated_models"] if m["name"] == args.model), None)
58
- if entry is None:
59
- raise SystemExit(f"{args.model} is not in configs/models.yaml:evaluated_models")
60
- gen_cfg = cfg["generation"]
61
- if gen_cfg.get("use_chat_template"):
62
- raise SystemExit("spec 7.2: base and instruct models must share the raw "
63
- "prompt string; chat templates are not applied")
64
-
65
- rows = list(read_jsonl(args.queries))
66
- if args.conditions:
67
- rows = [r for r in rows if r["condition_family"] in args.conditions]
68
- if args.limit:
69
- rows = rows[:args.limit]
70
-
71
- dest = out_path("evaluation", f"{args.model}.jsonl")
72
- done = set()
73
- if args.resume and os.path.exists(dest):
74
- done = {r["query_id"] for r in read_jsonl(dest)}
75
- rows = [r for r in rows if r["query_id"] not in done]
76
- print(f"[{args.model}] resuming: {len(done)} already done", flush=True)
77
- if not rows:
78
- print(f"[{args.model}] nothing to do")
79
- return
80
-
81
- N = len(rows)
82
- fam_counts = collections.Counter(r["condition_family"] for r in rows)
83
- print(f"[{args.model}] N={N} {dict(fam_counts)}", flush=True)
84
-
85
- path = os.path.join(cfg["model_root"], entry["path"])
86
- torch.manual_seed(gen_cfg.get("seed", 0))
87
- tok = AutoTokenizer.from_pretrained(path)
88
- if tok.pad_token is None:
89
- tok.pad_token = tok.eos_token
90
- tok.padding_side = "left"
91
- tok.truncation_side = "left"
92
- model = AutoModelForCausalLM.from_pretrained(
93
- path, dtype=getattr(torch, gen_cfg.get("dtype", "bfloat16")),
94
- device_map={"": 0}).eval()
95
-
96
- prompts = [build_prompt(r) for r in rows]
97
- # context queries prepend distractor sentences, so they are much longer than
98
- # the anchor; a single global max_len would silently truncate them
99
- max_len = max(gen_cfg.get("max_prompt_len", 96), 192)
100
- B = args.batch or gen_cfg.get("batch_size", 96)
101
-
102
- out = [None] * N
103
- order = sorted(range(N), key=lambda i: len(prompts[i]))
104
- t0 = time.time()
105
- with torch.no_grad():
106
- for b in range(0, N, B):
107
- idx = order[b:b + B]
108
- enc = tok([prompts[i] for i in idx], return_tensors="pt", padding=True,
109
- truncation=True, max_length=max_len).to(0)
110
- plen = enc["input_ids"].shape[1]
111
- gen = model.generate(**enc,
112
- max_new_tokens=gen_cfg.get("max_new_tokens", 24),
113
- do_sample=gen_cfg.get("do_sample", False),
114
- num_beams=gen_cfg.get("num_beams", 1),
115
- pad_token_id=tok.pad_token_id)
116
- new_ids = gen[:, plen:]
117
- texts = tok.batch_decode(new_ids, skip_special_tokens=True)
118
- for j, i in enumerate(idx):
119
- ids = new_ids[j].tolist()
120
- n_tok, fin = len(ids), "length"
121
- for k, t in enumerate(ids):
122
- if t == tok.eos_token_id:
123
- n_tok, fin = k, "eos"
124
- break
125
- out[i] = {"query_id": rows[i]["query_id"],
126
- "fact_id": rows[i]["fact_id"],
127
- "condition_family": rows[i]["condition_family"],
128
- "model": args.model,
129
- "prompt": prompts[i],
130
- "raw_response": texts[j],
131
- "generated_tokens": int(n_tok),
132
- "finish_reason": fin}
133
- if b % (B * 20) == 0:
134
- d = b + len(idx)
135
- print(f" {d}/{N} {d / max(time.time() - t0, 1e-9):.1f}/s", flush=True)
136
-
137
- mode = "a" if (args.resume and done) else "w"
138
- with open(dest, mode) as f:
139
- for r in out:
140
- f.write(json.dumps(r, ensure_ascii=False) + "\n")
141
- json.dump({"model": args.model, "n_generated": N, "resumed_from": len(done),
142
- "generation": gen_cfg, "max_prompt_len": max_len,
143
- "model_entry": entry, "seconds": round(time.time() - t0, 1),
144
- "by_condition": dict(fam_counts)},
145
- open(out_path("evaluation", f"{args.model}.meta.json"), "w"),
146
- indent=2, ensure_ascii=False)
147
- print(f"[{args.model}] wrote {N} -> {dest} ({time.time() - t0:.0f}s) EVAL_DONE")
148
-
149
-
150
- if __name__ == "__main__":
151
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/eval_score.py DELETED
@@ -1,207 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage VI scoring -> outputs/evaluation/<model>.scored.jsonl
3
- outputs/stability_report.json
4
-
5
- Reads the stored generations on CPU and produces the stability numbers.
6
-
7
- Three reporting rules, all enforced here rather than left to the reader:
8
-
9
- * conditions are grouped by the booleans carried on each query, which come
10
- from configs/eval_conditions.yaml. `recognition` and `reverse_illposed`
11
- never enter a main-forward average, and `reverse` is reported separately
12
- because it changes the target slot (spec 2.3 / 16).
13
-
14
- * two denominators are always reported side by side:
15
- fixed all 2,592 benchmark facts (spec 2.1)
16
- anchored restricted to K_m for that model conditional retention
17
- The fixed one is the benchmark score; the anchored one answers "of the
18
- facts this model demonstrably knows, how many survive the perturbation".
19
-
20
- * every number is split by `answer_in_subject_surface`, because 28.9% of the
21
- benchmark can be answered by copying a substring of the question and those
22
- facts are near-ceiling stable for reasons unrelated to knowledge
23
- (outputs/reconstruction_differences.md F1).
24
- """
25
- import os, sys, json, glob, argparse, collections
26
- import numpy as np
27
-
28
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
29
- from common import load_config, out_path, read_jsonl, write_jsonl, normalize
30
- from scoring_full import score, needs_manual_review
31
-
32
- import re
33
- MCQ_LETTER = re.compile(r"^\s*[\(\[]?([A-Da-d])[\)\]\.:,\s]")
34
-
35
-
36
- def score_recognition(raw, row):
37
- """MCQ: accept either the option letter or the option text."""
38
- m = MCQ_LETTER.match((raw or "") + " ")
39
- if m and row.get("correct_option"):
40
- ok = m.group(1).upper() == str(row["correct_option"]).upper()
41
- return {"label": "correct" if ok else "incorrect",
42
- "matched_alias": m.group(1).upper(), "scorer": "mcq_letter",
43
- "span": (raw or "").strip()[:40], "flags": []}
44
- return score(raw, row["gold_aliases"], answer_type=row["answer_type"],
45
- granularity=row.get("answer_granularity"))
46
-
47
-
48
- def bootstrap_ci(values, groups, n_boot=2000, seed=0, alpha=0.05):
49
- """Cluster bootstrap over relations; the relation mix is heavily skewed."""
50
- rng = np.random.default_rng(seed)
51
- by = collections.defaultdict(list)
52
- for v, g in zip(values, groups):
53
- by[g].append(v)
54
- keys = list(by)
55
- if not keys:
56
- return (float("nan"), float("nan"))
57
- arrs = [np.asarray(by[k], dtype=float) for k in keys]
58
- st = np.empty(n_boot)
59
- for b in range(n_boot):
60
- pick = rng.integers(0, len(keys), len(keys))
61
- st[b] = np.concatenate([arrs[i] for i in pick]).mean()
62
- return float(np.quantile(st, alpha / 2)), float(np.quantile(st, 1 - alpha / 2))
63
-
64
-
65
- def main():
66
- ap = argparse.ArgumentParser()
67
- ap.add_argument("--queries", default=out_path("evaluation_queries_44418.jsonl"))
68
- ap.add_argument("--facts", default=out_path("benchmark_facts_2592.jsonl"))
69
- ap.add_argument("--models", nargs="*", default=None)
70
- args = ap.parse_args()
71
-
72
- cond_cfg = load_config("eval_conditions.yaml")["conditions"]
73
- queries = {q["query_id"]: q for q in read_jsonl(args.queries)}
74
- facts = {f["fact_id"]: f for f in read_jsonl(args.facts)}
75
-
76
- known_path = out_path("known_labels.json")
77
- known = json.load(open(known_path))["labels"] if os.path.exists(known_path) else {}
78
- if not known:
79
- print("WARNING: outputs/known_labels.json missing -> anchored (K_m) "
80
- "numbers will be omitted. Run qualification_score.py first.")
81
-
82
- edir = os.path.dirname(out_path("evaluation", "x"))
83
- paths = sorted(p for p in glob.glob(os.path.join(edir, "*.jsonl"))
84
- if not p.endswith(".scored.jsonl"))
85
- if args.models:
86
- paths = [p for p in paths
87
- if os.path.basename(p)[:-len(".jsonl")] in args.models]
88
- if not paths:
89
- raise SystemExit(f"no generation files in {edir}; run eval_run.py first")
90
-
91
- report = {"models": {}, "denominators": {
92
- "fixed": "all benchmark facts (spec 2.1)",
93
- "anchored": "facts whose anchor label is `correct` for that model (K_m)"}}
94
-
95
- for p in paths:
96
- model = os.path.basename(p)[:-len(".jsonl")]
97
- km = {fid for fid, lab in known.items() if lab.get(model) == "correct"}
98
- scored = []
99
- # cond -> bucket -> list of (correct, relation)
100
- acc = collections.defaultdict(lambda: collections.defaultdict(list))
101
- labels = collections.defaultdict(collections.Counter)
102
-
103
- for g in read_jsonl(p):
104
- q = queries.get(g["query_id"])
105
- if q is None:
106
- raise SystemExit(f"{model}: generation for unknown query "
107
- f"{g['query_id']}")
108
- fam = q["condition_family"]
109
- r = (score_recognition(g["raw_response"], q) if fam == "recognition"
110
- else score(g["raw_response"], q["gold_aliases"],
111
- answer_type=q["answer_type"],
112
- granularity=q.get("answer_granularity")))
113
- ok = 1.0 if r["label"] == "correct" else 0.0
114
- copy_flag = bool(q.get("answer_in_subject_surface"))
115
- rel = q["relation"]
116
-
117
- rec = {"query_id": q["query_id"], "fact_id": q["fact_id"],
118
- "model": model, "condition_family": fam,
119
- "language": q.get("language", "en"),
120
- "target_slot": q["target_slot"],
121
- "raw_response": g["raw_response"],
122
- "extracted_answer": r["span"], "label": r["label"],
123
- "matched_alias": r["matched_alias"], "scorer": r["scorer"],
124
- "relation": rel, "answer_type": q["answer_type"],
125
- "answer_in_subject_surface": copy_flag,
126
- "in_K_m": q["fact_id"] in km,
127
- "use_for_main_forward": q["use_for_main_forward"],
128
- "manual_review": needs_manual_review(r)}
129
- scored.append(rec)
130
- labels[fam][r["label"]] += 1
131
-
132
- acc[fam]["fixed"].append((ok, rel))
133
- acc[fam]["fixed_copy" if copy_flag else "fixed_real"].append((ok, rel))
134
- if q["fact_id"] in km:
135
- acc[fam]["anchored"].append((ok, rel))
136
- acc[fam]["anchored_copy" if copy_flag else "anchored_real"].append((ok, rel))
137
-
138
- write_jsonl(os.path.join(edir, f"{model}.scored.jsonl"), scored)
139
-
140
- def stat(pairs):
141
- if not pairs:
142
- return None
143
- v = [x for x, _ in pairs]
144
- g = [r for _, r in pairs]
145
- lo, hi = bootstrap_ci(v, g)
146
- return {"acc": round(float(np.mean(v)), 4), "n": len(v),
147
- "ci95_relation_clustered": [round(lo, 4), round(hi, 4)]}
148
-
149
- per_cond = {}
150
- for fam, buckets in acc.items():
151
- per_cond[fam] = {
152
- "role": cond_cfg[fam]["role"],
153
- "use_for_main_forward": cond_cfg[fam]["use_for_main_forward"],
154
- "labels": dict(labels[fam]),
155
- **{b: stat(v) for b, v in buckets.items()}}
156
-
157
- main_fams = [f for f in per_cond if cond_cfg[f]["use_for_main_forward"]
158
- and f != "anchor"]
159
- def macro(bucket):
160
- vals = [per_cond[f][bucket]["acc"] for f in main_fams
161
- if per_cond[f].get(bucket)]
162
- return round(float(np.mean(vals)), 4) if vals else None
163
-
164
- report["models"][model] = {
165
- "K_m": len(km),
166
- "per_condition": per_cond,
167
- "main_forward_macro": {
168
- "fixed": macro("fixed"), "anchored": macro("anchored"),
169
- "anchored_real": macro("anchored_real"),
170
- "anchored_copy": macro("anchored_copy"),
171
- "note": "mean over paraphrase/format/context/multilingual; "
172
- "anchor excluded (it is the baseline), reverse excluded "
173
- "(different target slot), recognition and "
174
- "reverse_illposed excluded (diagnostics)"},
175
- "n_manual_review": sum(1 for r in scored if r["manual_review"]),
176
- }
177
-
178
- json.dump(report, open(out_path("stability_report.json"), "w"),
179
- indent=2, ensure_ascii=False)
180
-
181
- # ---------------------------------------------------------------- console
182
- order = ["anchor", "paraphrase", "format", "context", "multilingual",
183
- "reverse", "recognition", "reverse_illposed"]
184
- for model, m in report["models"].items():
185
- print(f"\n=== {model} K_m={m['K_m']} ===")
186
- print(f"{'condition':18s} {'fixed':>7s} {'anchored':>9s} "
187
- f"{' ·real':>8s} {' ·copy':>8s} {'n':>7s} role")
188
- print("-" * 70)
189
- for fam in order:
190
- c = m["per_condition"].get(fam)
191
- if not c:
192
- continue
193
- def g(b):
194
- return f"{c[b]['acc']:.3f}" if c.get(b) else " -"
195
- print(f"{fam:18s} {g('fixed'):>7s} {g('anchored'):>9s} "
196
- f"{g('anchored_real'):>8s} {g('anchored_copy'):>8s} "
197
- f"{c['fixed']['n']:7d} {c['role']}")
198
- mm = m["main_forward_macro"]
199
- print(f"{'MAIN macro':18s} {str(mm['fixed']):>7s} {str(mm['anchored']):>9s} "
200
- f"{str(mm['anchored_real']):>8s} {str(mm['anchored_copy']):>8s}")
201
- print("\n·real / ·copy split the anchored numbers by whether the answer is "
202
- "contained in the subject name (see reconstruction_differences.md F1)")
203
- print(f"\nwrote -> {out_path('stability_report.json')}")
204
-
205
-
206
- if __name__ == "__main__":
207
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/filter_run.py DELETED
@@ -1,109 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage I first-token candidate filtering for ONE model (spec section 4.4) [GPU]
3
-
4
- Regenerates the per-prompt verdict vector that build_candidate_known.py consumes.
5
- The stored vectors under dataset/filter/ were produced by an equivalent script;
6
- this one is config-driven per spec 4.4 and writes the richer per-prompt record
7
- the specification asks for.
8
-
9
- Protocol, unchanged from the original run so the vectors stay comparable:
10
- 1. tokenize the cloze prompt
11
- 2. take the logits at the final prompt position
12
- 3. take the argmax token
13
- 4. compare with the first token of " " + object
14
- 5. record pass / fail
15
-
16
- This is candidate RECALL only. Spec 4.4: a pass here is not a correctness
17
- judgment, and spec 16 forbids treating first-token correctness as full-answer
18
- correctness.
19
- """
20
- import os, sys, json, time, argparse
21
- import numpy as np
22
- import torch
23
- from transformers import AutoModelForCausalLM, AutoTokenizer
24
-
25
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
26
- from common import DATASET, load_config, out_path, read_jsonl
27
-
28
-
29
- def main():
30
- ap = argparse.ArgumentParser()
31
- ap.add_argument("--model", required=True, help="name from configs/models.yaml")
32
- ap.add_argument("--prompts", default=os.path.join(DATASET, "filter/prompts.jsonl"))
33
- ap.add_argument("--out_dir", default=None)
34
- ap.add_argument("--batch", type=int, default=384)
35
- ap.add_argument("--max_len", type=int, default=64)
36
- ap.add_argument("--limit", type=int, default=0)
37
- ap.add_argument("--save_records", action="store_true",
38
- help="also write the per-prompt JSONL of spec 4.4; large")
39
- args = ap.parse_args()
40
-
41
- cfg = load_config("models.yaml")
42
- entry = next((m for m in cfg["filter_models"] if m["name"] == args.model), None)
43
- if entry is None:
44
- raise SystemExit(f"{args.model} is not in configs/models.yaml:filter_models")
45
- path = os.path.join(cfg["model_root"], entry["path"])
46
- out_dir = args.out_dir or out_path("filter_outputs", "x")[:-1]
47
- os.makedirs(out_dir, exist_ok=True)
48
-
49
- prompts, objects = [], []
50
- ids = []
51
- for d in read_jsonl(args.prompts):
52
- prompts.append(d["prompt"])
53
- objects.append(d["object"])
54
- ids.append(d["id"])
55
- if args.limit and len(prompts) >= args.limit:
56
- break
57
- N = len(prompts)
58
- print(f"[{args.model}] N={N}", flush=True)
59
-
60
- tok = AutoTokenizer.from_pretrained(path)
61
- if tok.pad_token is None:
62
- tok.pad_token = tok.eos_token
63
- tok.padding_side = "left"
64
- tok.truncation_side = "left" # keep the END of the prompt, the cloze cue
65
- model = AutoModelForCausalLM.from_pretrained(
66
- path, dtype=torch.bfloat16, device_map={"": 0}).eval()
67
-
68
- gold_first = np.empty(N, dtype=np.int64)
69
- for i, o in enumerate(objects):
70
- t = tok(" " + o, add_special_tokens=False).input_ids
71
- gold_first[i] = t[0] if t else -1
72
-
73
- passed = np.zeros(N, dtype=np.uint8)
74
- pred_ids = np.zeros(N, dtype=np.int64)
75
- order = sorted(range(N), key=lambda i: len(prompts[i]))
76
- t0 = time.time()
77
- with torch.no_grad():
78
- for b in range(0, N, args.batch):
79
- idx = order[b:b + args.batch]
80
- enc = tok([prompts[i] for i in idx], return_tensors="pt", padding=True,
81
- truncation=True, max_length=args.max_len).to(0)
82
- pred = model(**enc).logits[:, -1, :].argmax(-1).cpu().numpy()
83
- for j, i in enumerate(idx):
84
- pred_ids[i] = pred[j]
85
- passed[i] = int(pred[j] == gold_first[i])
86
- if b % (args.batch * 200) == 0:
87
- done = b + len(idx)
88
- el = max(time.time() - t0, 1e-9)
89
- print(f" {done}/{N} {done / el:.0f} ex/s "
90
- f"pass={passed[:done].mean():.4f}", flush=True)
91
-
92
- np.save(os.path.join(out_dir, f"correct_{args.model}.npy"), passed)
93
- if args.save_records:
94
- with open(os.path.join(out_dir, f"records_{args.model}.jsonl"), "w") as f:
95
- for i in range(N):
96
- f.write(json.dumps({
97
- "prompt_id": ids[i], "model": args.model,
98
- "predicted_token_id": int(pred_ids[i]),
99
- "predicted_token_text": tok.decode([int(pred_ids[i])]),
100
- "gold_token_id": int(gold_first[i]),
101
- "gold_token_text": tok.decode([int(gold_first[i])])
102
- if gold_first[i] >= 0 else "",
103
- "passed": bool(passed[i])}, ensure_ascii=False) + "\n")
104
- print(f"[{args.model}] pass rate={passed.mean():.4f} "
105
- f"({time.time() - t0:.0f}s) FILTER_DONE", flush=True)
106
-
107
-
108
- if __name__ == "__main__":
109
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/qual_templates.py DELETED
@@ -1,122 +0,0 @@
1
- # -*- coding: utf-8 -*-
2
- """Qualification-only question templates.
3
-
4
- DELIBERATELY SEPARATE from dataset/filter/rel_templates.py: the qualification
5
- question must not be one of the eval-condition paraphrases, otherwise a fact
6
- qualifies on exactly the phrasing that is later scored as a "perturbation" and
7
- the stability measurement leaks. Every `q` below is checked against the eval
8
- canonical/paraphrase set by validate_facts.py.
9
-
10
- Per relation:
11
- q qualification question, slot {s}; answer = object
12
- type answer_type (drives the scorer and the per-type reporting breakdown)
13
- gran answer_granularity, only meaningful for date/number types
14
- multi relation is inherently multi-answer (an entity can have several
15
- equally correct objects) -> facts get is_multi_answer=True even when
16
- the candidate pool happens to contain only one object
17
- """
18
-
19
- # answer_type vocabulary (keep closed; validate_facts.py enforces it)
20
- TYPES = {"person", "place", "city", "country", "language", "organization",
21
- "occupation", "sport", "instrument", "genre", "religion", "color",
22
- "year", "date", "entity", "concept", "action", "property"}
23
-
24
- QUAL = {
25
- # ---- language ----
26
- "P103": dict(q="Which language did {s} grow up speaking?", type="language", multi=False),
27
- "P1412": dict(q="Which language is {s} able to speak?", type="language", multi=True),
28
- "P37": dict(q="Which language has official status in {s}?", type="language", multi=True),
29
- "P364": dict(q="In which language was {s} originally produced?", type="language", multi=True),
30
- "P407": dict(q="Which language is {s} written in?", type="language", multi=True),
31
- # ---- geography ----
32
- "P36": dict(q="Which city is the seat of government of {s}?", type="city", multi=False),
33
- "P1376": dict(q="{s} is the capital city of which country?", type="country", multi=False),
34
- "P17": dict(q="Which country does {s} belong to?", type="country", multi=False),
35
- "P27": dict(q="Which country holds {s}'s citizenship?", type="country", multi=True),
36
- "P30": dict(q="Which continent is {s} part of?", type="place", multi=False),
37
- "P131": dict(q="Which administrative region contains {s}?", type="place", multi=False),
38
- "P276": dict(q="At which location can {s} be found?", type="place", multi=False),
39
- "P19": dict(q="In which place did {s} come into the world?", type="city", multi=False),
40
- "P20": dict(q="At which place did {s} pass away?", type="city", multi=False),
41
- "P159": dict(q="Which city hosts the main offices of {s}?", type="city", multi=False),
42
- "P190": dict(q="{s} maintains a twin-town relationship with which city?", type="city", multi=True),
43
- "P47": dict(q="Which territory lies adjacent to {s}?", type="place", multi=True),
44
- "P495": dict(q="Which country did {s} originate from?", type="country", multi=False),
45
- "P740": dict(q="{s} came into existence in which place?", type="city", multi=False),
46
- "P937": dict(q="In which place did {s} carry out their work?", type="city", multi=True),
47
- "P1001": dict(q="Which jurisdiction does {s} have legal force in?", type="place", multi=False),
48
- # ---- people / organizations ----
49
- "P178": dict(q="Which company or person created {s}?", type="organization", multi=False),
50
- "P176": dict(q="Which company builds {s}?", type="organization", multi=False),
51
- "P127": dict(q="Who is the owner of {s}?", type="organization", multi=False),
52
- "P108": dict(q="For which organization does {s} work?", type="organization", multi=True),
53
- "P463": dict(q="{s} holds membership in which organization?", type="organization", multi=True),
54
- "P449": dict(q="Which network first broadcast {s}?", type="organization", multi=False),
55
- "P264": dict(q="Under which record label is {s} signed?", type="organization", multi=True),
56
- "P22": dict(q="{s} is the child of which father?", type="person", multi=False),
57
- "P25": dict(q="{s} is the child of which mother?", type="person", multi=False),
58
- "P50": dict(q="Which writer wrote {s}?", type="person", multi=True),
59
- "P57": dict(q="Which filmmaker directed {s}?", type="person", multi=True),
60
- "P58": dict(q="Which writer wrote the screenplay for {s}?", type="person", multi=True),
61
- "P86": dict(q="Which composer wrote the music for {s}?", type="person", multi=True),
62
- "P162": dict(q="Which person produced {s}?", type="person", multi=True),
63
- # ---- attributes ----
64
- "P106": dict(q="Which profession is {s} known for?", type="occupation", multi=True),
65
- "P101": dict(q="Which subject area is {s} known for working on?", type="concept", multi=True),
66
- "P641": dict(q="Which sport is {s} associated with?", type="sport", multi=False),
67
- "P413": dict(q="On the field, which position is {s} assigned to?", type="occupation", multi=False),
68
- "P1303": dict(q="Which musical instrument does {s} perform on?", type="instrument", multi=True),
69
- "P136": dict(q="Which genre does {s} fall under?", type="genre", multi=True),
70
- "P140": dict(q="Which faith does {s} follow?", type="religion", multi=False),
71
- "P462": dict(q="Which colour does {s} have?", type="color", multi=True),
72
- "P31": dict(q="{s} is an example of what kind of thing?", type="concept", multi=True),
73
- "P279": dict(q="{s} is a more specific kind of what?", type="concept", multi=True),
74
- "P527": dict(q="Which component does {s} contain?", type="entity", multi=True),
75
-
76
- # ---- Google_RE (extension set) ----
77
- "date_of_birth": dict(q="In which year was {s} born?", type="year", gran="year", multi=False),
78
- "place_of_birth": dict(q="In which place did {s} come into the world?", type="city", multi=False),
79
- "place_of_death": dict(q="At which place did {s} pass away?", type="city", multi=False),
80
-
81
- # ---- ConceptNet (open-ended extension set; all inherently multi-answer) ----
82
- "IsA": dict(q="Which category does {s} belong to?", type="concept", multi=True),
83
- "UsedFor": dict(q="People use {s} in order to do what?", type="action", multi=True),
84
- "AtLocation": dict(q="In what sort of place does {s} normally sit?", type="place", multi=True),
85
- "HasA": dict(q="Which part does {s} come with?", type="entity", multi=True),
86
- "HasProperty": dict(q="Which characteristic applies to {s}?", type="property", multi=True),
87
- "CapableOf": dict(q="What is {s} able to do?", type="action", multi=True),
88
- "PartOf": dict(q="Which larger whole includes {s}?", type="entity", multi=True),
89
- "Causes": dict(q="Which outcome follows from {s}?", type="action", multi=True),
90
- "CausesDesire": dict(q="After {s}, what urge follows?", type="action", multi=True),
91
- "Desires": dict(q="Which thing does {s} wish for?", type="action", multi=True),
92
- "NotDesires": dict(q="Which thing would {s} rather avoid?", type="action", multi=True),
93
- "HasSubevent": dict(q="What happens as part of {s}?", type="action", multi=True),
94
- "HasPrerequisite": dict(q="What has to happen before {s}?", type="action", multi=True),
95
- "MotivatedByGoal": dict(q="Why would someone do {s}?", type="action", multi=True),
96
- "MadeOf": dict(q="What material is {s} made of?", type="entity", multi=True),
97
- "ReceivesAction": dict(q="Which action is commonly performed on {s}?", type="action", multi=True),
98
- }
99
-
100
- # instruction appended to every qualification prompt (no candidates shown, so
101
- # this stays free generation; it only suppresses explanatory prose)
102
- INSTRUCTION = "Answer with only the shortest correct answer."
103
-
104
-
105
- def resolve(rid):
106
- """Spec for a relation id, or None when the relation has no template.
107
-
108
- No generic fallback on purpose: a fact whose relation lacks a hand-written
109
- natural question would get an awkward auto-verbalization, and a wrong
110
- qualification question silently shrinks the Known Set. Such facts are
111
- dropped by enrich_facts.py and counted in the report.
112
- """
113
- spec = QUAL.get(rid)
114
- if spec is None:
115
- return None
116
- return {"q": spec["q"], "type": spec["type"],
117
- "gran": spec.get("gran"), "multi": spec.get("multi", False)}
118
-
119
-
120
- def build_prompt(question, instruction=INSTRUCTION):
121
- """Plain-completion qualification prompt (see README for why not chat)."""
122
- return f"Question: {question}\n{instruction}\nAnswer:"
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/qualification_run.py DELETED
@@ -1,135 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage V -> outputs/qualification/<model>.jsonl (spec section 7) [GPU]
3
-
4
- Anchor qualification: does this model answer the canonical question correctly?
5
-
6
- Spec 7.1: the result is a LABEL. It never removes a fact from the benchmark, so
7
- the denominator stays at 2,592 for every model and adding a model later cannot
8
- change any previously computed number.
9
-
10
- Spec 7.2: identical raw prompt string for base and instruction-tuned models, no
11
- chat template, no candidates, no few-shot.
12
- Spec 7.3: greedy decoding, max_new_tokens 24, everything stored.
13
- """
14
- import os, sys, json, time, argparse
15
- import torch
16
- from transformers import AutoModelForCausalLM, AutoTokenizer
17
-
18
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
19
- from common import load_config, out_path, read_jsonl
20
-
21
- PROMPT = "Question: {q}\nAnswer with only the shortest correct answer.\nAnswer:"
22
-
23
-
24
- def main():
25
- ap = argparse.ArgumentParser()
26
- ap.add_argument("--model", required=True, help="name from configs/models.yaml")
27
- ap.add_argument("--facts", default=out_path("benchmark_facts_2592.jsonl"))
28
- ap.add_argument("--limit", type=int, default=0)
29
- ap.add_argument("--save_logprob", action="store_true",
30
- help="one extra teacher-forced pass for the gold sequence score")
31
- args = ap.parse_args()
32
-
33
- cfg = load_config("models.yaml")
34
- entry = next((m for m in cfg["evaluated_models"] if m["name"] == args.model), None)
35
- if entry is None:
36
- raise SystemExit(f"{args.model} is not in configs/models.yaml:evaluated_models")
37
- gen_cfg = cfg["generation"]
38
- if gen_cfg.get("use_chat_template"):
39
- raise SystemExit("spec 7.2 forbids a chat template in anchor qualification")
40
-
41
- path = os.path.join(cfg["model_root"], entry["path"])
42
- facts = list(read_jsonl(args.facts))
43
- if args.limit:
44
- facts = facts[:args.limit]
45
- N = len(facts)
46
- print(f"[{args.model}] N={N} revision={entry.get('revision')}", flush=True)
47
-
48
- torch.manual_seed(gen_cfg.get("seed", 0))
49
- tok = AutoTokenizer.from_pretrained(path)
50
- if tok.pad_token is None:
51
- tok.pad_token = tok.eos_token
52
- tok.padding_side = "left"
53
- tok.truncation_side = "left"
54
- model = AutoModelForCausalLM.from_pretrained(
55
- path, dtype=getattr(torch, gen_cfg.get("dtype", "bfloat16")),
56
- device_map={"": 0}).eval()
57
-
58
- prompts = [PROMPT.format(q=f["qualification_question"]) for f in facts]
59
- golds = [f["object"]["canonical"] for f in facts]
60
- gold_ids = [tok(" " + g, add_special_tokens=False).input_ids for g in golds]
61
-
62
- out = [None] * N
63
- order = sorted(range(N), key=lambda i: len(prompts[i]))
64
- B = gen_cfg.get("batch_size", 96)
65
- t0 = time.time()
66
-
67
- with torch.no_grad():
68
- for b in range(0, N, B):
69
- idx = order[b:b + B]
70
- enc = tok([prompts[i] for i in idx], return_tensors="pt", padding=True,
71
- truncation=True, max_length=gen_cfg.get("max_prompt_len", 96)).to(0)
72
- plen = enc["input_ids"].shape[1]
73
- gen = model.generate(**enc,
74
- max_new_tokens=gen_cfg.get("max_new_tokens", 24),
75
- do_sample=gen_cfg.get("do_sample", False),
76
- num_beams=gen_cfg.get("num_beams", 1),
77
- pad_token_id=tok.pad_token_id)
78
- new_ids = gen[:, plen:]
79
- texts = tok.batch_decode(new_ids, skip_special_tokens=True)
80
- for j, i in enumerate(idx):
81
- ids = new_ids[j].tolist()
82
- n_tok, fin = len(ids), "length"
83
- for k, t in enumerate(ids):
84
- if t == tok.eos_token_id:
85
- n_tok, fin = k, "eos"
86
- break
87
- out[i] = {"fact_id": facts[i]["fact_id"], "model": args.model,
88
- "prompt": prompts[i],
89
- "raw_response": texts[j],
90
- "generated_token_ids": ids[:n_tok],
91
- "generated_tokens": int(n_tok),
92
- "finish_reason": fin,
93
- "gold_token_len": len(gold_ids[i])}
94
-
95
- if args.save_logprob:
96
- full = [prompts[i] + " " + golds[i] for i in idx]
97
- enc2 = tok(full, return_tensors="pt", padding=True, truncation=True,
98
- max_length=gen_cfg.get("max_prompt_len", 96) + 32).to(0)
99
- lp = torch.log_softmax(model(**enc2).logits.float(), dim=-1)
100
- for j, i in enumerate(idx):
101
- g = gold_ids[i]
102
- if not g:
103
- continue
104
- seq = enc2["input_ids"][j]
105
- end = seq.shape[0]
106
- start = end - len(g)
107
- L = int(enc2["attention_mask"][j].sum().item())
108
- if start - 1 < end - L:
109
- continue
110
- vals = [lp[j, t - 1, seq[t]].item() for t in range(start, end)]
111
- row = lp[j, start - 1]
112
- out[i]["gold_sequence_logprob"] = float(sum(vals) / len(vals))
113
- out[i]["gold_first_token_logprob"] = float(row[g[0]].item())
114
- out[i]["gold_first_token_rank"] = int((row > row[g[0]]).sum().item()) + 1
115
- out[i]["first_token_argmax_correct"] = bool(
116
- int(row.argmax().item()) == g[0])
117
-
118
- if b % (B * 20) == 0:
119
- done = b + len(idx)
120
- print(f" {done}/{N} {done / max(time.time() - t0, 1e-9):.1f}/s",
121
- flush=True)
122
-
123
- dest = out_path("qualification", f"{args.model}.jsonl")
124
- with open(dest, "w") as f:
125
- for r in out:
126
- f.write(json.dumps(r, ensure_ascii=False) + "\n")
127
- json.dump({"model": args.model, "n": N, "generation": gen_cfg,
128
- "model_entry": entry, "seconds": round(time.time() - t0, 1)},
129
- open(out_path("qualification", f"{args.model}.meta.json"), "w"),
130
- indent=2, ensure_ascii=False)
131
- print(f"[{args.model}] wrote {N} -> {dest} ({time.time() - t0:.0f}s) GEN_DONE")
132
-
133
-
134
- if __name__ == "__main__":
135
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/qualification_score.py DELETED
@@ -1,145 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage V scoring -> outputs/qualification/<model>.scored.jsonl + K_m labels.
3
-
4
- Spec 7.4: CPU-side, modular, five labels. Spec 7.1 / 16: K_m is a label set and
5
- must never be used to redefine the benchmark denominator, so this script writes
6
- a per-fact label table covering ALL 2,592 facts for every model rather than a
7
- filtered subset.
8
-
9
- Also emits outputs/known_labels.json:
10
- {fact_id: {model: label}}
11
- which downstream analysis joins against the query bank.
12
- """
13
- import os, sys, json, glob, argparse, collections
14
- import numpy as np
15
-
16
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
17
- from common import load_config, out_path, read_jsonl, write_jsonl
18
- from scoring_full import score, needs_manual_review
19
-
20
- LABELS = ["correct", "incorrect", "ambiguous", "abstain", "unparseable"]
21
-
22
-
23
- def bootstrap_ci(values, groups, n_boot=2000, seed=0, alpha=0.05):
24
- """Cluster bootstrap over RELATIONS: the relation mix is heavily skewed
25
- (manufacturer + developer + native_language are a third of the benchmark),
26
- so treating facts as independent would understate the interval."""
27
- rng = np.random.default_rng(seed)
28
- by = collections.defaultdict(list)
29
- for v, g in zip(values, groups):
30
- by[g].append(v)
31
- keys = list(by)
32
- if not keys:
33
- return (float("nan"), float("nan"))
34
- arrs = [np.asarray(by[k], dtype=float) for k in keys]
35
- stats = np.empty(n_boot)
36
- for b in range(n_boot):
37
- pick = rng.integers(0, len(keys), len(keys))
38
- stats[b] = np.concatenate([arrs[i] for i in pick]).mean()
39
- return float(np.quantile(stats, alpha / 2)), float(np.quantile(stats, 1 - alpha / 2))
40
-
41
-
42
- def main():
43
- ap = argparse.ArgumentParser()
44
- ap.add_argument("--models", nargs="*", default=None)
45
- ap.add_argument("--facts", default=out_path("benchmark_facts_2592.jsonl"))
46
- args = ap.parse_args()
47
-
48
- facts = {f["fact_id"]: f for f in read_jsonl(args.facts)}
49
- qdir = os.path.join(out_path("qualification", "x")[:-1])
50
- paths = sorted(p for p in glob.glob(os.path.join(qdir, "*.jsonl"))
51
- if not p.endswith(".scored.jsonl"))
52
- if args.models:
53
- paths = [p for p in paths
54
- if os.path.basename(p)[:-len(".jsonl")] in args.models]
55
- if not paths:
56
- raise SystemExit(f"no generation files in {qdir}; run qualification_run.py first")
57
-
58
- known = collections.defaultdict(dict)
59
- summary = {}
60
- for p in paths:
61
- model = os.path.basename(p)[:-len(".jsonl")]
62
- rows, counts = [], collections.Counter()
63
- by_rel = collections.defaultdict(collections.Counter)
64
- by_flag = collections.defaultdict(collections.Counter)
65
- for g in read_jsonl(p):
66
- f = facts.get(g["fact_id"])
67
- if f is None:
68
- raise SystemExit(f"{model}: generation for unknown fact {g['fact_id']}")
69
- r = score(g["raw_response"], f["object"]["aliases"],
70
- answer_type=f["answer_type"],
71
- granularity=f["answer_granularity"])
72
- rec = {"fact_id": g["fact_id"], "model": model,
73
- "prompt": g["prompt"], "raw_response": g["raw_response"],
74
- "extracted_answer": r["span"], "label": r["label"],
75
- "matched_alias": r["matched_alias"], "scorer": r["scorer"],
76
- "flags": r["flags"],
77
- "relation": f["relation"]["relation_id"],
78
- "answer_type": f["answer_type"],
79
- "answer_in_subject_surface": bool(f.get("answer_in_subject_surface")),
80
- "spec_6_2_flag": f.get("spec_6_2_flag"),
81
- "manual_review": needs_manual_review(r)}
82
- for k in ("gold_sequence_logprob", "gold_first_token_rank",
83
- "first_token_argmax_correct"):
84
- if k in g:
85
- rec[k] = g[k]
86
- rows.append(rec)
87
- counts[r["label"]] += 1
88
- by_rel[f["relation"]["relation_id"]][r["label"]] += 1
89
- by_flag[bool(f.get("answer_in_subject_surface"))][r["label"]] += 1
90
- known[g["fact_id"]][model] = r["label"]
91
-
92
- write_jsonl(os.path.join(qdir, f"{model}.scored.jsonl"), rows)
93
-
94
- n = len(rows)
95
- vals = [1.0 if r["label"] == "correct" else 0.0 for r in rows]
96
- rels = [r["relation"] for r in rows]
97
- lo, hi = bootstrap_ci(vals, rels)
98
- rel_macro = collections.defaultdict(list)
99
- for v, rl in zip(vals, rels):
100
- rel_macro[rl].append(v)
101
- summary[model] = {
102
- "n_facts": n,
103
- "labels": {k: counts[k] for k in LABELS},
104
- "label_rates": {k: round(counts[k] / n, 4) for k in LABELS},
105
- "K_m": counts["correct"],
106
- "anchor_accuracy_micro": round(counts["correct"] / n, 4),
107
- "anchor_accuracy_relation_macro":
108
- round(float(np.mean([np.mean(v) for v in rel_macro.values()])), 4),
109
- "ci95_relation_clustered": [round(lo, 4), round(hi, 4)],
110
- # the copy-shortcut split from reconstruction_differences.md F1
111
- "accuracy_answer_in_subject":
112
- round(by_flag[True]["correct"] / max(sum(by_flag[True].values()), 1), 4),
113
- "accuracy_answer_not_in_subject":
114
- round(by_flag[False]["correct"] / max(sum(by_flag[False].values()), 1), 4),
115
- "n_manual_review": sum(1 for r in rows if r["manual_review"]),
116
- "by_relation": {k: {"n": sum(v.values()), "correct": v["correct"]}
117
- for k, v in sorted(by_rel.items())},
118
- }
119
-
120
- # spec 7.1: labels for every fact x model, benchmark denominator untouched
121
- json.dump({"n_facts": len(facts), "models": sorted(summary),
122
- "note": "K_m is a label set; the benchmark denominator stays 2,592 "
123
- "for every model (spec 2.1 / 7.1)",
124
- "labels": known},
125
- open(out_path("known_labels.json"), "w"), ensure_ascii=False)
126
- json.dump(summary, open(out_path("qualification_summary.json"), "w"),
127
- indent=2, ensure_ascii=False)
128
-
129
- print(f"{'model':22s} {'K_m':>6s} {'micro':>7s} {'macro':>7s} "
130
- f"{'CI95':>16s} {'abst':>6s} {'ambig':>6s} {'copy':>6s} {'real':>6s}")
131
- print("-" * 92)
132
- for m, s in summary.items():
133
- ci = s["ci95_relation_clustered"]
134
- print(f"{m[:21]:22s} {s['K_m']:6d} {s['anchor_accuracy_micro']:7.3f} "
135
- f"{s['anchor_accuracy_relation_macro']:7.3f} "
136
- f"[{ci[0]:.3f},{ci[1]:.3f}] {s['label_rates']['abstain']:6.3f} "
137
- f"{s['label_rates']['ambiguous']:6.3f} "
138
- f"{s['accuracy_answer_in_subject']:6.3f} "
139
- f"{s['accuracy_answer_not_in_subject']:6.3f}")
140
- print("\ncopy = facts whose answer is inside the subject name; "
141
- "real = the rest (see reconstruction_differences.md F1)")
142
-
143
-
144
- if __name__ == "__main__":
145
- main()
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/scoring_full.py DELETED
@@ -1,180 +0,0 @@
1
- # -*- coding: utf-8 -*-
2
- """Answer-span extraction and full-answer scoring (spec section 7.4).
3
-
4
- Five labels, unlike the three-way scheme it replaces:
5
- correct an accepted alias is asserted
6
- incorrect a different answer is asserted
7
- ambiguous several incompatible answers, hedging, or a granularity miss
8
- abstain the model declines or says it does not know
9
- unparseable nothing answer-shaped survives extraction
10
-
11
- Scoring is a pure function of the stored generation, so rules can be revised
12
- and everything re-scored without touching the GPU.
13
- """
14
- import re
15
- import sys
16
- import os
17
-
18
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
19
- from common import normalize
20
-
21
- MAX_SPAN_TOKENS = 10
22
- STRICT_SPAN_TOKENS = 6
23
-
24
- # Containment only fires for aliases at least this long. Crowd-sourced Wikidata
25
- # alias lists include ISO codes that are ordinary English words -- "can" is an
26
- # alias of Canada, "ja" of Japanese -- and without a floor a generation like
27
- # "It can be Germany" would contain " can " and score as a correct Canada
28
- # answer. Short aliases still count, but only through exact match.
29
- MIN_CONTAINMENT_ALIAS_CHARS = 4
30
- ALIAS_STOPWORDS = {"can", "may", "will", "was", "are", "one", "two", "new",
31
- "the", "and", "for", "his", "her", "its", "not", "all"}
32
-
33
- _LEADIN = re.compile(
34
- r"^(?:the\s+answer\s+is|answer\s*:|it\s+is|it\s+was|it's|that\s+would\s+be|"
35
- r"that\s+is|this\s+is|he\s+is|she\s+is|they\s+are|he\s+was|she\s+was|"
36
- r"they\s+were)\b[\s:,-]*", re.I)
37
- _NEGATION = re.compile(r"\b(not|no|never|isn't|wasn't|aren't|weren't|doesn't|"
38
- r"didn't|don't|cannot|can't)\b", re.I)
39
- _HEDGE = re.compile(r"\b(but|however|although|though|actually|maybe|perhaps|"
40
- r"probably|possibly|might|unclear|some\s+sources|depends|"
41
- r"either)\b", re.I)
42
- _ABSTAIN = re.compile(
43
- r"\b(i\s+(?:do\s+not|don't)\s+know|i'm\s+not\s+sure|i\s+am\s+not\s+sure|"
44
- r"unknown|not\s+sure|no\s+idea|cannot\s+answer|can't\s+answer|"
45
- r"unable\s+to\s+(?:answer|determine)|insufficient\s+information|"
46
- r"as\s+an\s+ai)\b", re.I)
47
- _SENT_END = re.compile(r"[.!?\n]")
48
- _LIST_SEP = re.compile(r"\s*(?:,|;|\bor\b|\band\b|/|\|)\s*", re.I)
49
- _YEAR = re.compile(r"\b(1[0-9]{3}|20[0-9]{2})\b")
50
-
51
-
52
- def _tokens(t):
53
- return [w for w in re.split(r"[^\w]+", t) if w]
54
-
55
-
56
- def extract_span(raw):
57
- """First answer-bearing clause. Returns (span, flags)."""
58
- flags = set()
59
- if raw is None:
60
- return "", {"empty"}
61
- text = raw.strip()
62
- if not text:
63
- return "", {"empty"}
64
- lines = [l for l in text.split("\n") if l.strip()]
65
- if not lines:
66
- return "", {"empty"}
67
- if len(lines) > 1:
68
- flags.add("multi_clause")
69
- first = lines[0].strip()
70
- m = _SENT_END.search(first)
71
- if m and first[m.start():].strip(" .!?"):
72
- flags.add("multi_clause")
73
- first = first[:m.start()] if m else first
74
-
75
- if _ABSTAIN.search(first):
76
- flags.add("abstain")
77
- if _NEGATION.search(first):
78
- flags.add("negation")
79
- if _HEDGE.search(first):
80
- flags.add("hedge")
81
-
82
- span = _LEADIN.sub("", first).strip()
83
- if len(_tokens(span)) > MAX_SPAN_TOKENS:
84
- flags.add("truncated")
85
- span = " ".join(span.split()[:MAX_SPAN_TOKENS])
86
- if not span:
87
- flags.add("empty")
88
- return span, flags
89
-
90
-
91
- def split_candidates(span):
92
- parts = [p.strip() for p in _LIST_SEP.split(span) if p.strip()]
93
- return parts or ([span] if span else [])
94
-
95
-
96
- def _match_year(span, golds, gran):
97
- got = set(_YEAR.findall(span))
98
- want = set()
99
- for g in golds:
100
- want.update(_YEAR.findall(str(g)))
101
- if not got or not want:
102
- return None
103
- if len(got) > 1:
104
- return ("ambiguous", None, "year_multiple")
105
- y = got.pop()
106
- if y not in want:
107
- return ("incorrect", None, "year_mismatch")
108
- if gran == "date" and not re.search(r"\b\d{1,2}\b", span.replace(y, "")):
109
- return ("ambiguous", y, "year_granularity_short")
110
- return ("correct", y, "year_parser")
111
-
112
-
113
- def score(raw_generation, gold_aliases, answer_type="entity", granularity=None):
114
- """Label one generation. Returns dict(label, matched_alias, scorer, span, flags)."""
115
- span, flags = extract_span(raw_generation)
116
- out = {"span": span, "flags": sorted(flags)}
117
-
118
- if "abstain" in flags:
119
- return {**out, "label": "abstain", "matched_alias": None, "scorer": "abstain"}
120
- if "empty" in flags:
121
- return {**out, "label": "unparseable", "matched_alias": None, "scorer": "empty_span"}
122
- if "negation" in flags:
123
- return {**out, "label": "ambiguous", "matched_alias": None, "scorer": "negation"}
124
-
125
- n_span = normalize(span)
126
- if not n_span:
127
- return {**out, "label": "unparseable", "matched_alias": None,
128
- "scorer": "span_normalizes_to_empty"}
129
-
130
- norm_golds = {}
131
- for a in gold_aliases:
132
- na = normalize(a)
133
- if na:
134
- norm_golds.setdefault(na, a)
135
-
136
- if n_span in norm_golds:
137
- return {**out, "label": "correct", "matched_alias": norm_golds[n_span],
138
- "scorer": "exact_alias_after_normalization"}
139
-
140
- if answer_type in ("year", "date"):
141
- r = _match_year(span, gold_aliases, granularity or answer_type)
142
- if r:
143
- lbl, matched, scorer = r
144
- return {**out, "label": lbl, "matched_alias": matched, "scorer": scorer}
145
-
146
- cands = split_candidates(span)
147
- if len(cands) > 1:
148
- hits = [normalize(c) for c in cands if normalize(c) in norm_golds]
149
- distinct = set(hits)
150
- if len(distinct) == 1 and len(cands) == len(hits):
151
- h = distinct.pop()
152
- return {**out, "label": "correct", "matched_alias": norm_golds[h],
153
- "scorer": "alias_list_all_accepted"}
154
- if hits:
155
- return {**out, "label": "ambiguous", "matched_alias": norm_golds[hits[0]],
156
- "scorer": "conflicting_candidates"}
157
-
158
- if "hedge" not in flags and len(_tokens(n_span)) <= STRICT_SPAN_TOKENS:
159
- padded = f" {n_span} "
160
- for na, orig in norm_golds.items():
161
- if len(na) < MIN_CONTAINMENT_ALIAS_CHARS or na in ALIAS_STOPWORDS:
162
- continue
163
- if f" {na} " in padded:
164
- return {**out, "label": "correct", "matched_alias": orig,
165
- "scorer": "alias_substring_short_span"}
166
-
167
- if flags & {"hedge", "truncated", "multi_clause"}:
168
- for na, orig in norm_golds.items():
169
- if len(na) < MIN_CONTAINMENT_ALIAS_CHARS or na in ALIAS_STOPWORDS:
170
- continue
171
- if f" {na} " in f" {n_span} ":
172
- return {**out, "label": "ambiguous", "matched_alias": orig,
173
- "scorer": "gold_inside_unresolvable_prose"}
174
-
175
- return {**out, "label": "incorrect", "matched_alias": None, "scorer": "no_match"}
176
-
177
-
178
- def needs_manual_review(result):
179
- return result["label"] in ("ambiguous", "unparseable") or \
180
- result["scorer"] in ("alias_substring_short_span", "year_granularity_short")
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/select_benchmark.py DELETED
@@ -1,97 +0,0 @@
1
- #!/usr/bin/env python
2
- """Stage III -> outputs/benchmark_facts_2592.jsonl (spec section 6)
3
-
4
- Two filters, both driven by configs/relations.yaml:
5
- 6.1 core sources only: CounterFact, LAMA-TREx, PopQA -> 3,705
6
- 6.2 functional (single-valued) relations only -> 2,592
7
-
8
- Spec 6.2 additionally NAMES `developer of` and `manufacturer of` as unsuitable,
9
- yet the required benchmark size of 2,592 across 21 relations can only be reached
10
- with them included. That contradiction is inside the specification itself, so
11
- the default keeps them, tags them with `spec_6_2_flag`, and records the conflict
12
- in outputs/reconstruction_differences.md. Set
13
- `options.drop_spec_6_2_flagged: true` in relations.yaml to exclude them; the
14
- script then reports the resulting size instead of failing.
15
- """
16
- import os, sys, json, argparse, collections
17
-
18
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
19
- from common import load_config, out_path, read_jsonl, write_jsonl, Expect
20
-
21
- EXPECTED_CORE = 3705
22
- EXPECTED_BENCHMARK = 2592
23
- EXPECTED_RELATIONS = 21
24
-
25
-
26
- def main():
27
- ap = argparse.ArgumentParser()
28
- ap.add_argument("--enriched", default=out_path("enriched_facts_6180.jsonl"))
29
- args = ap.parse_args()
30
-
31
- cfg = load_config("relations.yaml")
32
- opts = cfg.get("options", {})
33
- drop_flagged = bool(opts.get("drop_spec_6_2_flagged", False))
34
- exp = Expect()
35
-
36
- facts = list(read_jsonl(args.enriched))
37
- exp.check("enriched_input", len(facts), 6180)
38
-
39
- core = [f for f in facts if f["is_core_source"]]
40
- exp.check("core_source_facts", len(core), EXPECTED_CORE)
41
-
42
- bench, dropped = [], collections.Counter()
43
- for f in core:
44
- if not f["is_benchmark_relation"]:
45
- dropped["not_a_benchmark_relation"] += 1
46
- continue
47
- if not f["is_functional"]:
48
- dropped["non_functional_relation"] += 1
49
- continue
50
- if drop_flagged and f.get("spec_6_2_flag"):
51
- dropped["spec_6_2_flagged"] += 1
52
- continue
53
- bench.append(f)
54
-
55
- rel_counts = collections.Counter(f["relation"]["relation_id"] for f in bench)
56
- exp.check("benchmark_facts", len(bench),
57
- None if drop_flagged else EXPECTED_BENCHMARK,
58
- note="drop_spec_6_2_flagged=true" if drop_flagged else "")
59
- exp.check("benchmark_relations", len(rel_counts),
60
- None if drop_flagged else EXPECTED_RELATIONS)
61
-
62
- flagged = sum(1 for f in bench if f.get("spec_6_2_flag"))
63
-
64
- path = out_path("benchmark_facts_2592.jsonl")
65
- write_jsonl(path, bench)
66
-
67
- exp.report("Stage III counts")
68
- meta = {
69
- "stage": "III_benchmark_selection",
70
- "n_enriched": len(facts),
71
- "n_core_source": len(core),
72
- "n_benchmark": len(bench),
73
- "n_relations": len(rel_counts),
74
- "per_relation": dict(rel_counts.most_common()),
75
- "per_source": dict(collections.Counter(f["sources"][0] for f in bench)),
76
- "per_answer_type": dict(collections.Counter(f["answer_type"] for f in bench)),
77
- "dropped": dict(dropped),
78
- "spec_6_2_flagged_kept": flagged,
79
- "drop_spec_6_2_flagged": drop_flagged,
80
- "inverse_well_posed_facts": sum(1 for f in bench if f["is_inverse_well_posed"]),
81
- "checks": exp.rows,
82
- }
83
- json.dump(meta, open(out_path("stage3_report.json"), "w"),
84
- indent=2, ensure_ascii=False)
85
-
86
- print(f"\nwrote {len(bench)} benchmark facts -> {path}")
87
- print(f" relations: {len(rel_counts)}")
88
- print(f" dropped: {dict(dropped)}")
89
- if flagged:
90
- print(f" NOTE: {flagged} facts come from relations spec 6.2 calls "
91
- f"unsuitable (manufacturer/developer); required to reach 2,592. "
92
- f"See outputs/reconstruction_differences.md")
93
- return 1 if exp.deviations else 0
94
-
95
-
96
- if __name__ == "__main__":
97
- sys.exit(main())
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/test_scoring.py DELETED
@@ -1,70 +0,0 @@
1
- #!/usr/bin/env python
2
- """Unit tests for scoring_full.py. Run before trusting any K_m."""
3
- import os, sys
4
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
5
- from scoring_full import score
6
-
7
- CANBERRA = ["Canberra", "Canberra, ACT"]
8
- DUTCH = ["Dutch", "Nederlands", "dutch language"]
9
- YEAR = ["1987"]
10
- # "can" is a real Wikidata alias of Canada, carried by 67 facts in this pool
11
- CANADA = ["Canada", "can", "CAN", "Dominion of Canada"]
12
-
13
- CASES = [
14
- (" Canberra", CANBERRA, "city", None, "correct", "bare answer"),
15
- (" Canberra.", CANBERRA, "city", None, "correct", "trailing period"),
16
- ("The answer is Canberra.", CANBERRA, "city", None, "correct", "lead-in"),
17
- (" canberra ", CANBERRA, "city", None, "correct", "case/space"),
18
- ("Canberra, ACT", CANBERRA, "city", None, "correct", "alias with comma"),
19
- ("Sydney", CANBERRA, "city", None, "incorrect", "wrong entity"),
20
- ("It is not Canberra.", CANBERRA, "city", None, "ambiguous", "negation"),
21
- ("Canberra or Sydney", CANBERRA, "city", None, "ambiguous", "conflicting list"),
22
- ("Some sources say Canberra, but the answer is Melbourne.",
23
- CANBERRA, "city", None, "ambiguous", "self-correction"),
24
- ("", CANBERRA, "city", None, "unparseable", "empty"),
25
- ("\n\n", CANBERRA, "city", None, "unparseable", "whitespace only"),
26
- ("...", CANBERRA, "city", None, "unparseable", "punctuation only"),
27
-
28
- ("I don't know.", CANBERRA, "city", None, "abstain", "explicit refusal"),
29
- ("I'm not sure, maybe Sydney.", CANBERRA, "city", None, "abstain", "hedged refusal"),
30
- ("Unknown", CANBERRA, "city", None, "abstain", "unknown"),
31
-
32
- (" Dutch", DUTCH, "language", None, "correct", "primary alias"),
33
- (" Nederlands", DUTCH, "language", None, "correct", "non-primary alias"),
34
- ("The Dutch language", DUTCH, "language", None, "correct", "article + alias"),
35
- ("German", DUTCH, "language", None, "incorrect", "wrong language"),
36
- ("Amsterdam, which is in the Netherlands, where people speak Dutch and",
37
- DUTCH, "language", None, "ambiguous",
38
- "gold buried in prose is NOT a silent correct"),
39
-
40
- ("1987", YEAR, "year", "year", "correct", "exact year"),
41
- ("He was born in 1987", YEAR, "year", "year", "correct", "year in short prose"),
42
- ("12 March 1987", YEAR, "year", "year", "correct", "full date, year gold"),
43
- ("1988", YEAR, "year", "year", "incorrect", "wrong year"),
44
- ("1987 or 1988", YEAR, "year", "year", "ambiguous", "two years"),
45
- ("1987", ["12 March 1987"], "date", "date", "ambiguous", "gold wants full date"),
46
- ("12 March 1987", ["12 March 1987"], "date", "date", "correct", "full date matches"),
47
-
48
- ("It can be Germany", CANADA, "country", None, "incorrect",
49
- "stopword alias must not match by containment"),
50
- ("Canada", CANADA, "country", None, "correct", "primary alias"),
51
- ("CAN", CANADA, "country", None, "correct", "short alias, EXACT only"),
52
- ("the Dominion of Canada is", CANADA, "country", None, "correct",
53
- "long alias still matches by containment"),
54
- ]
55
-
56
-
57
- def main():
58
- bad = 0
59
- for gen, al, at, gran, want, note in CASES:
60
- got = score(gen, al, answer_type=at, granularity=gran)
61
- ok = got["label"] == want
62
- bad += 0 if ok else 1
63
- print(f"{'ok ' if ok else 'FAIL'} {want:12s} got={got['label']:12s} "
64
- f"{got['scorer']:34s} {note}")
65
- print(f"\n{len(CASES) - bad}/{len(CASES)} passed")
66
- return 1 if bad else 0
67
-
68
-
69
- if __name__ == "__main__":
70
- sys.exit(main())
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ICLR dataset/runner/validate_facts.py DELETED
@@ -1,208 +0,0 @@
1
- #!/usr/bin/env python
2
- """Fact- and query-level validation -> outputs/validation_report.json
3
-
4
- Spec 6.3 lists the fact-level gates, spec 13 the query-level ones, spec 14.2 the
5
- report shape. Exits non-zero on any hard error so a broken build can never reach
6
- a GPU run.
7
- """
8
- import os, re, sys, json, glob, argparse, collections
9
-
10
- sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
11
- from common import load_config, out_path, read_jsonl, normalize
12
-
13
- EVAL_LEGACY = "/scratch/rds-fei-rsfm-rw/cshi0459/ICLR27/eval_dataset"
14
-
15
-
16
- def load_perturbation_prompts():
17
- """Normalized text of every evaluation perturbation prompt, for the spec 16
18
- check that a qualification template is never reused as an eval template."""
19
- out = set()
20
- for p in glob.glob(f"{EVAL_LEGACY}/query*.jsonl"):
21
- for d in read_jsonl(p):
22
- out.add(normalize(d.get("prompt", "")))
23
- return out
24
-
25
-
26
- def main():
27
- ap = argparse.ArgumentParser()
28
- ap.add_argument("--facts", default=out_path("benchmark_facts_2592.jsonl"))
29
- ap.add_argument("--queries", default=out_path("evaluation_queries_44418.jsonl"))
30
- ap.add_argument("--skip_leakage", action="store_true")
31
- args = ap.parse_args()
32
-
33
- cond_cfg = load_config("eval_conditions.yaml")
34
- errors = collections.Counter()
35
- warnings = collections.Counter()
36
- examples = collections.defaultdict(list)
37
-
38
- def err(tag, ref, detail=""):
39
- errors[tag] += 1
40
- if len(examples[tag]) < 5:
41
- examples[tag].append(f"{ref} {detail}".strip())
42
-
43
- def warn(tag, ref, detail=""):
44
- warnings[tag] += 1
45
- if len(examples[tag]) < 5:
46
- examples[tag].append(f"{ref} {detail}".strip())
47
-
48
- # =================================================== fact level (spec 6.3)
49
- facts = list(read_jsonl(args.facts))
50
- seen_ids, seen_norm = set(), collections.Counter()
51
- for f in facts:
52
- fid = f.get("fact_id")
53
- s, r, o = f.get("subject", {}), f.get("relation", {}), f.get("object", {})
54
- if not fid:
55
- err("missing_fact_id", "?")
56
- elif fid in seen_ids:
57
- err("duplicate_fact_id", fid)
58
- seen_ids.add(fid)
59
-
60
- if not (s.get("canonical") or "").strip():
61
- err("empty_subject", fid)
62
- if not (r.get("relation_id") or "").strip():
63
- err("empty_relation", fid)
64
- if not (o.get("canonical") or "").strip():
65
- err("empty_object", fid)
66
-
67
- q = f.get("qualification_question") or ""
68
- if not q.strip():
69
- err("empty_qualification_question", fid)
70
- elif normalize(s.get("canonical", "")) and \
71
- normalize(s["canonical"]) not in normalize(q):
72
- warn("subject_not_in_question", fid, q)
73
-
74
- al = o.get("aliases") or []
75
- if not al:
76
- err("no_object_alias", fid)
77
- elif normalize(o["canonical"]) not in {normalize(a) for a in al}:
78
- err("canonical_object_not_in_aliases", fid, o.get("canonical", ""))
79
-
80
- if not f.get("answer_type"):
81
- err("missing_answer_type", fid)
82
- if not f.get("answer_granularity"):
83
- err("missing_answer_granularity", fid)
84
- if not f.get("sources"):
85
- err("missing_source_metadata", fid)
86
- if not f.get("is_functional"):
87
- err("main_relation_not_functional", fid, r.get("relation_id", ""))
88
- if len(o.get("variant_surface_forms") or []) > 1 and f["is_functional"]:
89
- # survived 5.2 only if all variants share one entity id
90
- if not o.get("entity_id"):
91
- err("unresolved_functional_conflict", fid)
92
- if not (s.get("aliases") or []):
93
- warn("no_subject_alias", fid)
94
- seen_norm[(normalize(s.get("canonical", "")),
95
- r.get("relation_id"),
96
- normalize(o.get("canonical", "")))] += 1
97
-
98
- dup_norm = {k: v for k, v in seen_norm.items() if v > 1}
99
- if dup_norm:
100
- errors["duplicate_normalized_fact"] = len(dup_norm)
101
- examples["duplicate_normalized_fact"] = [str(k) for k in list(dup_norm)[:5]]
102
-
103
- # spec 16: qualification template must not be an evaluation template
104
- if not args.skip_leakage and os.path.isdir(EVAL_LEGACY):
105
- pert = load_perturbation_prompts()
106
- for f in facts:
107
- if normalize(f["qualification_question"]) in pert:
108
- err("qualification_question_reused_as_eval_template",
109
- f["fact_id"], f["qualification_question"])
110
-
111
- # ================================================== query level (spec 13)
112
- facts_by_id = {f["fact_id"]: f for f in facts}
113
- queries = []
114
- if os.path.exists(args.queries):
115
- queries = list(read_jsonl(args.queries))
116
- fact_ids = seen_ids
117
- seen_q = set()
118
- main_families = {c for c, v in cond_cfg["conditions"].items()
119
- if v["use_for_main_forward"]}
120
- for q in queries:
121
- qid = q.get("query_id")
122
- if not qid:
123
- err("missing_query_id", "?")
124
- elif qid in seen_q:
125
- err("duplicate_query_id", qid)
126
- seen_q.add(qid)
127
-
128
- if q.get("fact_id") not in fact_ids:
129
- err("query_references_unknown_fact", qid, str(q.get("fact_id")))
130
- if not (q.get("gold_aliases") or []):
131
- err("missing_gold_aliases", qid)
132
- if not q.get("query", "").strip():
133
- err("empty_query_text", qid)
134
-
135
- fam = q.get("condition_family")
136
- spec_c = cond_cfg["conditions"].get(fam)
137
- if spec_c is None:
138
- err("unknown_condition_family", qid, str(fam))
139
- continue
140
- # booleans must agree with the registry, otherwise an aggregation
141
- # that trusts the row would silently mix families
142
- for flag in ("use_for_main_forward", "use_for_reverse_analysis",
143
- "use_for_recognition_analysis", "is_assisted"):
144
- if bool(q.get(flag)) != bool(spec_c[flag]):
145
- err(f"flag_mismatch_{flag}", qid, fam)
146
- if q.get("target_slot") != spec_c["target_slot"]:
147
- err("target_slot_mismatch", qid, fam)
148
-
149
- # spec 2.3 / 16 hard prohibitions
150
- if fam == "recognition" and q.get("use_for_main_forward"):
151
- err("recognition_in_main_forward", qid)
152
- if fam == "reverse_illposed" and q.get("use_for_main_forward"):
153
- err("reverse_illposed_in_main_forward", qid)
154
- if fam in main_families and q.get("target_slot") != "object":
155
- err("invalid_main_target_slot", qid, str(q.get("target_slot")))
156
- # spec 13.9: an open-ended main query must not expose the answer.
157
- # A gold string that is part of the SUBJECT name ("Airbus A318" ->
158
- # "Airbus") is inherent to the fact, not leakage introduced by the
159
- # template, so it is a warning carrying the count rather than a hard
160
- # error. Only an occurrence that survives removing every subject
161
- # mention is a genuine template leak.
162
- if fam in main_families and not q.get("is_assisted"):
163
- nq = normalize(q["query"])
164
- gold = normalize(q.get("gold_canonical", ""))
165
- if gold and gold in nq:
166
- subj = normalize(
167
- facts_by_id[q["fact_id"]]["subject"]["canonical"]
168
- ) if q["fact_id"] in facts_by_id else ""
169
- residual = nq.replace(subj, " ") if subj else nq
170
- if gold in residual:
171
- err("gold_exposed_by_template", qid, q["query"][:70])
172
- else:
173
- warn("gold_inside_subject_name", qid, q["query"][:70])
174
-
175
- # ============================================================== report
176
- report = {
177
- "hard_errors": int(sum(errors.values())),
178
- "warnings": [{"type": k, "count": v, "examples": examples[k][:3]}
179
- for k, v in warnings.most_common()],
180
- "errors": [{"type": k, "count": v, "examples": examples[k][:3]}
181
- for k, v in errors.most_common()],
182
- "fact_count": len(facts),
183
- "query_count": len(queries),
184
- "relation_count": len({f["relation"]["relation_id"] for f in facts}),
185
- "duplicate_fact_ids": int(errors.get("duplicate_fact_id", 0)),
186
- "duplicate_query_ids": int(errors.get("duplicate_query_id", 0)),
187
- "missing_gold_aliases": int(errors.get("missing_gold_aliases", 0)),
188
- "invalid_main_target_slots": int(errors.get("invalid_main_target_slot", 0)),
189
- "recognition_in_main_forward": int(errors.get("recognition_in_main_forward", 0)),
190
- "reverse_illposed_in_main_forward":
191
- int(errors.get("reverse_illposed_in_main_forward", 0)),
192
- }
193
- json.dump(report, open(out_path("validation_report.json"), "w"),
194
- indent=2, ensure_ascii=False)
195
-
196
- print(f"facts={len(facts)} queries={len(queries)} "
197
- f"relations={report['relation_count']}")
198
- print(f"\nHARD ERRORS: {report['hard_errors']}")
199
- for k, v in errors.most_common():
200
- print(f" {k:46s} {v:6d} e.g. {examples[k][:1]}")
201
- print(f"\nWARNINGS: {sum(warnings.values())}")
202
- for k, v in warnings.most_common():
203
- print(f" {k:46s} {v:6d} e.g. {examples[k][:1]}")
204
- return 1 if report["hard_errors"] else 0
205
-
206
-
207
- if __name__ == "__main__":
208
- sys.exit(main())