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Kawasoe's predecessor, Takemune Kimura, stepped down in 1997 over allegations of illegal company payments to corporate racketeers. On Sunday, police searched Mitsubishi headquarters, two factories and the homes of two officials, confiscating records of meetings of Mitsubishi officials discussing recalls, consumer compl... | not-forward | www.deseret.com | https://www.deseret.com/2000/8/28/19525971/mitsubishi-to-punish-for-cover-up |
The fine was imposed amidst 23andMe's bankruptcy proceedings. This demonstrates the ICO's commitment to holding organisations accountable whether or not the fine imposed is ever likely to be paid. The company has since been sold to TTAM Research Institute, which has committed to improving data privacy protections. | not-forward | www.mondaq.com | https://www.mondaq.com/uk/privacy-protection/1644684/tech-disputes-update-ico-fines-23andme |
However, Terraform and Kwon had opposing views on how the penalties could be imposed. The crypto firm suggested a maximum civil penalty of $3.5 million, which was strongly opposed by Kwon, who argued for a much lower amount of $800,000. Along with the financial judgment, the SEC also recommended disqualifying Kwon from... | forward | coingape.com | https://coingape.com/sec-seeks-5-2b-penalties-from-terraform-and-do-kwon |
Coinbase has emphasized the significance of this legal battle for the broader cryptocurrency market. The company argues that resolving whether digital assets are securities is essential to ensure regulatory clarity in an industry facing increasing enforcement actions under the Biden administration. | not-forward | igaming.org | https://igaming.org/crypto/coinbase-challenges-secs-classification-of-crypto-as-securities |
HF Sinclair's Artesia refinery is capable of processing renewable feedstocks like animal fats and distillers corn oil to produce renewable diesel. | not-forward | www.marketscreener.com | https://www.marketscreener.com/quote/commodity/WTI-2355639/news/HF-Sinclair-to-Settle-New-Mexico-Refinery-s-Emission-Violations-DOJ-OPIS-48803811 |
It remains one of the few regulatory actions within the US to target the company. Eight years later, the FTC is investigating whether Facebook held up its side of the bargain. The scandal involving a political consulting firm called Cambridge Analytica last year showed that until mid-2015, Facebook was still giving dev... | forward | www.wired.com | https://www.wired.com/story/facebook-15-defining-moments |
Tabcorp has responded to the findings by entering into a three-year court-enforceable undertaking. This agreement mandates the company to review and overhaul its marketing systems, ensuring greater compliance with the spam laws moving forward. As part of the undertaking, Tabcorp must conduct quarterly audits of its VIP... | forward | news.worldcasinodirectory.com | https://news.worldcasinodirectory.com/tabcorp-fined-over-4-million-for-spam-law-breaches-in-vip-marketing-campaigns-118701 |
RBI imposes monetary penalty on IDBI Bank & Citibank N.A In March 2025, the Reserve Bank of India (RBI) imposed penalties on Mumbai(Maharashtra) based IDBI Bank Limited, formerly known as Industrial Development Bank of India Limited (IDBI) and New York, the United States of America(USA) based Citibank N. A for violatin... | not-forward | affairscloud.com | https://affairscloud.com/current-affairs-25-march-2025 |
Yet, in my opinion, the most poignant example of the Kafkaesque quality of banking regulation that Calomiris refers to is a 2013 enforcement action filed by the Federal Reserve against M&T Bank (NYSE: MTB), a $123 billion bank based in Buffalo, New York. The action was based on deficiencies in M&T's compliance system a... | not-forward | www.foxbusiness.com | https://www.foxbusiness.com/markets/the-long-overdue-news-about-mt-bank |
The AP also reported that "Enbridge and its affiliates have been cited for 30 enforcement actions since 2002 by the Pipeline and Hazardous Materials Safety Administration, which is the US Department of Transportation's regulatory arm." In late January of 2010, the regulator sent a letter to Enbridge informing the compa... | not-forward | www.huffpost.com | https://www.huffpost.com/entry/northern-gateway-pipeline_b_703740 |
International derivatives marketplace CME Group has posted a notice of disciplinary action against Tower Research Capital Investments LLC. Pursuant to an offer of settlement in which Tower neither admitted nor denied the rule violations, a Panel of the Chicago Board of Trade (CBOT) Business Conduct Committee found that... | not-forward | fxnewsgroup.com | https://fxnewsgroup.com/forex-news/exchanges/cme-fines-tower-research-capital-investments-for-adversely-impacting-orderly-conduct-of-futures-trading |
A sense of the scale of the challenge Westpac and every other financial institution faces under anti-money-laundering laws has so far not been discussed. Westpac is theoretically liable to a maximum penalty of up to $400 trillion. Whether the risk of a potential financial penalty a few hundred times larger than the ent... | forward | ipa.org.au | https://ipa.org.au/publications-ipa/the-woke-bank-asleep-at-the-wheel |
Ireland also published updated cookie guidance, back in April 2020 — when it said it would give websites and data controllers six months to come into compliance before taking any enforcement action. However the DPC has once again shown itself to be all mouth and no trousers: Failing to issue any public sanctions in rel... | not-forward | techcrunch.com | https://techcrunch.com/2022/01/06/cnil-facebook-google-cookie-consent-eprivacy-breaches |
🇺🇸 Robinhood fined $29.75M by FINRA for compliance failures. The regulatory authority found that Robinhood did not properly manage its system for processing trades, even though there were clear signs of delays due to a surge in trading activity. | not-forward | www.connectingthedotsinfin.tech | https://www.connectingthedotsinfin.tech/kraken-gemini-take-steps-toward-ipos |
The case is likely to go all the way to the European Court in Luxembourg and could – if Ryanair succeeds – transform labour laws in Europe. The principle of 'mobile labour' claimed by the airline could apply to all European air carriers, to large truck companies and other contract workers. The French government argues ... | forward | www.belfasttelegraph.co.uk | http://www.belfasttelegraph.co.uk/business/news/ryanair-to-appeal-10m-fine-imposed-by-french-29629919.html |
In 2019, Billboard reported that the DOJ identified five Live Nation consent decree violations (out of about 5,000 contracts signed) over the course of 10 years. The five incidents took place when Ticketmaster was attempting to renew a promoter or venue's contract and allegedly involved direct and indirect threats that... | not-forward | www.billboard.com | https://www.billboard.com/pro/live-nation-investigation-senators-letter-department-of-justice |
In a new blog post, Google announced that Microsoft paid customers a 400% mark-up to keep running Windows Server on rival cloud computing operators. Amit Zavery, Vice President and head of Google Cloud Platform, added "We believe this regulatory action is the only way to end Microsoft vendor lock-in and for customers t... | not-forward | www.moneycontrol.com | https://www.moneycontrol.com/technology/google-files-complaint-to-the-eu-over-microsofts-cloud-practices-all-the-details-article-12830821.html |
(McGinley and Achenbach, 1/9) Reuters: U.S. Government Says Shutdown May Slow Resolution Of CVS/Aetna Court Process The Justice Department has said in a court filing that a partial government shutdown could delay its response to comments on pharmacy chain CVS Health Corp's purchase of health insurer Aetna, a necessary ... | forward | californiahealthline.org | https://californiahealthline.org/morning-breakout/fdas-routine-food-safety-inspections-disrupted-by-shutdown-following-a-year-marked-by-high-profile-outbreaks |
Dish reached a settlement with the FCC, in which the company admitted liability for not properly disposing of its EchoStar-7 satellite at the end of its mission. EchoStar-7 was initially launched in 2002. | not-forward | www.businessinsider.in | https://www.businessinsider.in/science/news/in-a-first-ever-for-space-junk-dish-network-was-fined-150000-for-leaving-a-retired-satellite-to-orbit-indefinitely-in-the-wrong-place/articleshow/104118824.cms |
"We still see Star Entertainment retaining the NSW licence within ongoing remediation and the likelihood of monetary penalties ... and/or the appointment of a manager which would follow precedent with outcomes at Crown Resorts," the analysts said in a note tagged 'It can be hard to shake a bad reputation'. They predict... | forward | www.smh.com.au | https://www.smh.com.au/link/follow-20170101-p5bhz9 |
Then think of the record-setting fines imposed on ChoicePoint for its breach of 163,000 consumers personal financial data: $15 million in fines to the FTC, including the largest civil penalty in FTC history, along with 20 years of independent security audits every other year. | not-forward | www.eweek.com | https://www.eweek.com/database/encryption-how-to-save-privacy-businesses-and-borders |
Hetlioz is approved to treat the rare disease non-24-hour sleep-wake disorder, a circadian rhythm problem that crops up primarily in blind people. This is the third letter sent this month, a notable increase over the 2018 pace till now. Before October, the OPDP had only sent four letters. The newest round brings the ye... | not-forward | www.fiercepharma.com | https://www.fiercepharma.com/marketing/opdp-ramp-up-sends-7th-letter-year-warning-vanda-over-omitted-risks-online |
The RRC proposed new rules earlier this year establishing guidelines for penalties for violations of RRC rules. This month, the RRC adopted those proposed rules. In the last Texas legislative session, the RRC was criticized by the Sunset Advisory Commission for not enforcing its rules more vigorously. The Sunset Commis... | not-forward | www.oilandgaslawyerblog.com | https://www.oilandgaslawyerblog.com/new-railroad-commission-rules |
This is the fate that struck Alibaba, the second-largest internet giant. After tough regulatory action by Beijing against the online retailer and its founder Jack Ma, Alibaba has crashed in the market cap from more than $800 to less than $540 billion dollars in just a day. | not-forward | www.trendingtopics.eu | https://www.trendingtopics.eu/chinas-internet-crackdown-wipes-out-hundreds-of-billions-of-dollars-in-stock-market-value |
Cadbury's failure to follow new EU-wide hygiene rules, known as Hazard Analysis and Critical Control Point (HACCP) analysis, also serves as a warning to other processors who may also have been tardy in making sure the system is in place at all their plants. The company now faces possible regulatory action and consumer ... | not-forward | www.confectionerynews.com | https://www.confectionerynews.com/Article/2006/07/24/Authorities-pinpoint-Cadbury-as-source-of-Salmonella-outbreak |
Hit by a money laundering scandal, the Yuchengco-led Rizal Commercial Banking Corp. saw a 24 percent decline in profit last year to P3.86 billion. The drop in profit was due to higher expenses as a result of the P1 billion fine imposed by banking regulators for its involvement in the Bangladesh Bank cyber heist. RCBC w... | not-forward | bilyonaryo.com | https://bilyonaryo.com/2017/02/18/alfonso-yuchengcos-rcbc-profit-falls-after-taking-p1b-hit-on-cyberheist-scandal/business/ |
Qualcomm's business practices have also been investigated by regulators in South Korea, China, Taiwan, and Europe. Qualcomm has accused Apple of driving those regulatory actions. European antitrust officials hit Qualcomm with a 997 million euro ($1.14 billion) fine in January 2018, saying the firm unlawfully paid billi... | not-forward | www.euronews.com | https://www.euronews.com/2019/01/04/qualcomm-heads-to-trial-in-crucial-fight-with-us-antitrust-regulator |
Even still, it strikes us as unacceptable that the public and elected officials were not privy to the horrific violations of the AWA until months after the inspections while animals suffered in the interim." Additionally, the Senators posed a series of questions for APHIS, requesting an answer by April 20. Among other ... | forward | augustafreepress.com | https://augustafreepress.com/news/warner-kaine-highlight-mistreatment-of-dogs-puppies-at-virginia-facility |
Of note, neither company's severance agreement prohibited the former employee from submitting a tip to the SEC or participating in an investigation. Indeed, after the SEC's whistleblower rules were promulgated, as part of its regular periodic review and update of its agreements, Health Net revised its form severance ag... | not-forward | www.mondaq.com | https://www.mondaq.com/unitedstates/securities/528316/the-sec-remains-active-with-whistleblowers |
In March 2025, notable developments have emerged in the Indian competition regulatory landscape. The National Company Law Appellate Tribunal ("NCLAT") has reduced the penalty imposed on Google... | not-forward | www.mondaq.com | https://www.mondaq.com/india/antitrust-eu-competition/1612020/antitrust-and-competition-newsletter-|-march-2025 |
The messaging service, owned by Meta Platform Inc., had accused the data protection watchdog of operating beyond the powers given to it in law after its interventions led to a €225mln fine for the company. The fine was imposed by Ireland's Data Protection Commission (DPC) in August 2021, but only after the European Dat... | not-forward | www.proactiveinvestors.co.uk | https://www.proactiveinvestors.co.uk/companies/news/1000548/meta-s-whatsapp-loses-action-against-european-data-protection-board-1000548.html |
The Communication Workers of America put out another call for regulatory action regarding the Microsoft acquisition of Activision Blizzard. This time it is focusing on statements made by Activision Blizzard in filings meant to disclose the current state of its business. | not-forward | www.gamedeveloper.com | https://www.gamedeveloper.com/game-platforms/cwa-suggests-sec-investigate-misleading-activision-blizzard-filings |
Sunoco Pipeline L.P. has agreed to pay civil penalties and state enforcement costs and to implement corrective measures to resolve alleged violations of the Clean Water Act and state environmental laws. According to the U.S. Environmental Protection Agency (EPA), this is stemming from three crude oil spills in 2013, 20... | not-forward | www.wwdmag.com | https://www.wwdmag.com/utility-management/news/10937491/pipeline-settles-oil-spill-violations |
As part of the Consent Order, Hyundai agrees to make improvements to its processes for identifying, reporting, and communicating safety-related defects in a timely manner. This includes the creation of a U.S. Technical Committee to review and make decisions regarding potential Hyundai-specific safety recalls. Hyundai w... | forward | www.autosafety.org | https://www.autosafety.org/hyundai-agrees-pay-1735-million-fine-failing-report-brake-defect-timely-manner |
The Panel thereby concluded that Yu violated CME Rules 432.G. and 432.L.2. In accordance with the settlement offer, the Panel ordered Yu to pay a $55,000 fine. The Panel also suspended Yu for two months from direct access to any trading floor owned or controlled by CME Group and from direct and indirect access to any d... | forward | fxnewsgroup.com | https://fxnewsgroup.com/forex-news/exchanges/cme-group-fines-suspends-trader-for-alleged-rule-violations-2" |
Wells Fargo (NYSE: WFC) operates under a $1.95 trillion asset cap that prevents it from growing until regulators deem it has fixed problems dating back to the fake accounts scandal. It still has eight regulatory punishments, called consent orders, that it is working to address. | not-forward | abbonews.com | https://abbonews.com/financial/wells-fargos-new-regulatory-trouble-may-delay-fed-imposed-asset-cap-removal-timeline-analysts-say |
Target Corp. has proposed a $10 million settlement of a class-action lawsuit related to its 2013 data breach, according to documents filed March 18 in the U.S. District Court of Minnesota. | not-forward | multichannelmerchant.com | https://multichannelmerchant.com/news/prnewswire/target-proposes-10-million-data-breach-settlement |
Manufacturers receiving warning letters Tuesday are: Boehringer Ingelheim Roxane Inc. of Columbus, Ohio; Cody Laboratories Inc. of Cody, Wyo.; Glenmark Pharmaceuticals Inc. of Mahwah, N.J.; Lannett Co. Inc. of Philadelphia; Lehigh Valley Technologies Inc. of Allentown, Pa.; Mallinckrodt Inc. Pharmaceuticals Group of St... | not-forward | www.nbcnews.com | https://www.nbcnews.com/health/health-news/fda-cracks-down-unapproved-painkillers-flna1C9466077 |
Bitten by heavy penalty imposed by the Nigerian government, MTN Nigeria has questioned the legality of paying corporate tax on a 330 billion naira ($1.1 billion) fine before a Nigerian tax tribunal It may be recalled that MTN Nigeria, a part of South Africa's MTN Group, was fined 1.04 trillion naira originally for fail... | not-forward | trendsnafrica.com | https://trendsnafrica.com/mtn-nigeria-approaches-tax-tribunal-to-treat-fine-imposed-as-an-operating-cost |
( MENAFN - PR Newswire) NEW YORK, April 29, 2025 /PRNewswire/ -- Levi & Korsinsky, LLP notifies investors in Viatris Inc. ("Viatris" or the "Company") (NASDAQ: VTRS ) of a class action securities lawsuit. CLASS DEFINITION: The lawsuit seeks to recover losses on behalf of Viatris investors who were adversely affected by... | not-forward | menafn.com | https://menafn.com/1109485191/Levi-Korsinsky-Notifies-Viatris-Inc-Investors-Of-A-Class-Action-Lawsuit-And-Upcoming-Deadline-VTRS |
Halifax owner HBOS said it did not require employees to have an HBOS account but that there were staff accounts available. 'We do not force anybody to have an HBOS or Halifax account, they just need a current account. We do have specific accounts for colleagues which may have slightly better rates. But the option is en... | not-forward | www.thisismoney.co.uk | https://www.thisismoney.co.uk/money/saving/article-1608406/RBS-force-staff-to-take-accounts.html |
MONROVIA, Calif.--( BUSINESS WIRE )--STAAR Surgical Company (NASDAQ: STAA), a leading developer, manufacturer and marketer of implantable lenses and companion delivery systems for the eye announced today that it received a close-out letter from the U.S. Food and Drug Administration (FDA) on June 19, 2018 lifting a Warn... | not-forward | www.businesswire.com | https://www.businesswire.com/news/home/20180620005354/en/STAAR-Surgical-Announces-Resolution-of-FDA-Warning-Letter |
"Our investment thesis for our next largest bank investment, Wells Fargo, is totally different. As is well known, Wells Fargo & Company (NYSE:WFC) is the country's third-largest bank, serving one in three U.S. households. Years of regulatory missteps under prior managements resulted in reputational damage, higher-than-... | not-forward | www.insidermonkey.com | https://www.insidermonkey.com/blog/12-best-spring-stocks-to-buy-now-1153974 |
The settlement resolves allegations that Safeway violated the federal CAA by failing to promptly repair leaks of HCFC-22, a hydro-chlorofluorocarbon that is a greenhouse gas and ozone-depleting substance used as a coolant in refrigerators, and failed to keep adequate records of the servicing of its refrigeration equipm... | forward | www.bigislandvideonews.com | https://www.bigislandvideonews.com/2013/09/04/u-s-settles-with-safeway-over-ozone-depleting-emissions |
On December 4, 2015, MTN Group corporate affairs issued a release stating that although the NCC had initially sent MTN a letter that it had taken the decision to reduce the fine imposed on the MTN Nigerian business from the original N1,040,000,000,000 (One trillion, forty billion Naira) to 674 billion Naira, a reductio... | not-forward | www.nigeriacommunicationsweek.com.ng | https://www.nigeriacommunicationsweek.com.ng/mtn-raises-expenditure-in-nigeria-to-1bn |
But Ocwen's track record is far from perfect. Last month, Ocwen agreed in a consent order with the Consumer Financial Protection Bureau, various state attorneys general and other regulators to provide $2 billion in mortgage principal reductions to underwater borrowers and refund $125 million to borrowers who had alread... | not-forward | dealbook.nytimes.com | https://dealbook.nytimes.com/2014/01/22/wells-fargo-sells-servicing-rights-on-39-billion-in-mortgages |
Indonesian investigators reported Friday that Boeing, acting without adequate oversight from US regulators, failed to grasp risks in the design of cockpit software on the 737 MAX, sowing the seeds for the Oct. 29, 2018, crash of Lion Air Flight 610. On Tuesday, Muilenburg denied Boeing's initial statements about the in... | not-forward | www.asiaone.com | https://www.asiaone.com/world/boeing-ceo-accused-telling-half-truths-737-max-hearing |
"Royal Mail's quality of service performance performance continues to be well below target: this is having a significant negative impact on mail users, with delays being experienced across the UK. "We are concerned that Royal Mail's performance has not shown any signs of improvement in recent months and are disappointe... | not-forward | www.proactiveinvestors.co.uk | https://www.proactiveinvestors.co.uk/companies/news/1035547/royal-mail-parcel-delivery-still-a-cause-for-concern-says-regulator-1035547.html |
Retail Industry Leaders Demand Action Against High Payment Processing Costs Highlights: A coalition of leading retailers has formally requested the European Union to intervene in the soaring fees imposed by Visa and Mastercard. These costs not only affect merchants but also trickle down to consumers, influencing overal... | forward | www.fintechinshorts.com | https://www.fintechinshorts.com/leading-retailers-urge-eu-to-crack-down-on-visa-and-mastercard-fees |
Senator Hatch observed that monopolists are subject to closer antitrust scrutiny than other companies and they have to be more careful in their business practices. After the hearing he characterized Microsoft as a monopoly and said the company ''will have to learn to live by the rules that govern monopolies.'' The Just... | not-forward | www.nytimes.com | http://www.nytimes.com/1998/03/04/business/gates-on-capitol-hill-presents-case-for-an-unfettered-microsoft.html?src=pm |
The settlement is the second enforcement action resulting in a settlement with Wal-Mart for violations of the Clean Water Act. In 2001, Wal-Mart and several contractors entered into a settlement with the United States to address storm water violations at 17 sites in several states. That settlement included a civil pena... | not-forward | www.waterworld.com | https://www.waterworld.com/municipal/drinking-water/infrastructure-funding/article/16225126/us-announces-cwa-settlement-with-retail-giant-walmart |
This is the second time that the DoT has levied a penalty on a telecom company for subscriber verification. Earlier on June 10, DoT penalised Bharti Airtel for Rs 101000 for the same reasons. While Tata Teleservices is yet to decide whether it will challenge the order or pay the penalty, Airtel decided to pay the penal... | not-forward | www.financialexpress.com | https://www.financialexpress.com/business/industry-tata-teleservices-gets-rs-3-8-crore-penalty-notice-from-maharashtra-telecom-departmentnbsp-3884777 |
In the Matter of J.P. Morgan Securities LLC, Press Rel. 2024-7 (Jan. 16, 2024) – In a settled matter, the SEC charged that, from March 2020 through July 2023, J.P. Morgan Securities LLC ("JPMS") regularly asked retail clients to sign confidential release agreements if they had been issued a credit or settlement from th... | not-forward | www.jdsupra.com | https://www.jdsupra.com/legalnews/nutter-securities-enforcement-update-6296328 |
The Reserve Bank of India(RBI) has imposed a monetary penalty of Rs.4 crore on Bank of India(BOI) and of Rs.2 crore on Punjab National Bank(PNB). | not-forward | affairscloud.com | https://affairscloud.com/current-affairs-11-june-2021 |
The petitions relate to appeal against a penalty of Rs 6,307 crore imposed by the Competition Commission of India (CCI) on 11 cement makers, as also a fine of Rs 73 lakh on the cement industry body CMA. The cement companies charged with cartelisation include Lafarge India, India Cement, JP Associates, Binani Cement, Am... | not-forward | indiancementreview.com | https://indiancementreview.com/2013/02/25/tribunal-to-resume-hearing-on-cement-cartel-case |
On 13 August, the UK Financial Services Authority (FSA) announced that it had fined RBS Plc, NatWest, Ulster Bank and Coutts and Co (RBSG) £5.6 million for failing to have in place adequate systems and controls to prevent breaches of UK financial sanctions. This is the biggest fine imposed by the FSA to date in pursuit... | not-forward | katten.com | https://katten.com/london-update-uk-financial-services-regulatory-developments-september-2010-10-09-2010 |
Investors were excited when Coinbase ( $COIN ) first launched into the public realm with its IPO in April 2021. The initial trading volume was some of the largest organic volume (volume traded by individuals, not institutions) ever recorded. Analysts and pundits around the world were on the hype train. Fast forward to ... | not-forward | stocktwits.com | https://stocktwits.com/c/newsletters/the-litepaper/issues/2022/07/27/holy-crypto-pamp-batman |
The United States Securities & Exchange Commission (SEC) has released the enforcement result for 2022, with a record $6.4 billion (2021: $3.8 billion) in penalties & 760 enforcement actions. Notable fines & enforcements in 2022 include JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY, Deloitte, Bill... | not-forward | www.caproasia.com | https://www.caproasia.com/asia/2022/11/17/united-states-sec-enforcement-result-2022-record-6-4-billion-penalties-760-enforcement-actions-jp-morgan-morgan-stanley-ubs-credit-suisse-barclays-allianz-ey-deloitte-bill-hwang-archegos |
Under federal law, FTC can already penalize companies for violating consumer data security standards, but GAO found its current authorities are ill-equipped to handle breaches on the scale and scope of Equifax. For one, the agency isn't allowed to punish companies for first time offenses, but more importantly, it can o... | forward | www.nextgov.com | https://www.nextgov.com/digital-government/2019/03/empowering-regulators-could-stop-next-equifax-breach-watchdog-says/155842 |
Enbridge also paid for gas that fueled officers' cars, hotels they stayed in when assisting other jurisdictions, and food they ate during shifts. During both planning stages and periods of law enforcement action, Enbridge covered at least $150,000 in meals, snacks, and drinks.The oil company bought bagels, Domino's piz... | not-forward | www.salon.com | https://www.salon.com/2023/02/18/documents-show-how-a-pipeline-company-paid-minnesota-millions-to-police_partner |
Lax approach to safety issues The last line of defense in accidents such as the Deepwater Horizon explosion is a device called the blowout preventer, which has a emergency shear ram designed to slice through the drilling pipe and seal it. Six years ago, a consultant hired by MMS noted that newly built rigs might be una... | not-forward | www.denverpost.com | https://www.denverpost.com/2010/06/05/tracking-down-minerals-management-services-dysfunctional-history-of-drilling-oversight |
The CFPB's order requires Wells Fargo to improve its consumer billing and student loan payment processing practices. Wells Fargo consented to the issuance of the CFPB's consent order without admitting or denying any of the findings, according to the order. | forward | www.cbsnews.com | http://www.cbsnews.com/news/wells-fargo-to-pay-3-6m-fine-for-cheating-student-borrowers |
The regulatory lapse underscores the existential crisis at its Shenzhen-based parent China Evergrande Group, which has been forced to sell assets and dial back extravagant projects to repair its balance sheet. With almost 2 trillion yuan (US$290.4 billion) of liabilities, the group has defaulted on some US$20 billion o... | not-forward | www.scmp.com | https://www.scmp.com/business/china-business/article/3217703/chinas-top-bourses-chastise-evergrande-unit-hengda-set-punish-senior-executives-failing-publish |
The company owes $266.7 million in TARP money. Flagstar in October announced that its main subsidiary Flagstar Bank had entered into a consent order with the Office of the Comptroller of the Currency, requiring the bank to "adopt or review and revise various plans, policies and procedures related to, among other things... | not-forward | www.cnbc.com | https://www.cnbc.com/2012/12/31/10-cheapest-bank-stocks-for-2013.html |
Nobody's talking. When ICIJ asked about Ericsson, the SEC and DoJ declined to comment. Ericsson CEO Borje Ekholm is reported as saying that the previous settlement agreement limits Ericsson's ability to comment. The Billion Dollar Question Since Ericsson hasn't disputed their existence or content, I'm assuming the leak... | not-forward | commsrisk.com | https://commsrisk.com/a-new-chapter-in-the-ericsson-bribery-scandal |
Quentin Blackford, President and CEO, iRhythm : Yeah. So I think on the FDA side, I would say good progress. I feel as good as I have with the FDA since the whole sort of ordeal of the 483s, the initial warning letter sort of came about. And this whole question of MCT and your clinical technicians, are they part of the... | not-forward | www.investing.com | https://www.investing.com/news/transcripts/irhythm-at-goldman-sachs-conference-strategic-growth-and-challenges-93CH-4089876 |
Since 2010, the FDA has issued more than 1,045 warning letters and 205 civil money penalty actions to retailers doing business as Circle K for sales to minors. According to the FDA, among other national, corporate-owned chains, 17.5 percent of Walmart Inc. stores inspected had violations for illegal sales of tobacco pr... | forward | csnews.com | https://csnews.com/fda-calls-out-retailers-youth-tobacco-sales |
The New York-based securities house - a subsidiary of Japanese financial giant Nomura Securities Company - has agreed to pay a $1 million fine and submit to other disciplinary action after a dispute with the New York Stock Exchange (NYSE) over Mexican | not-forward | www.risk.net | https://www.risk.net/regulation/1508525/nomura-consents-to-nyse-fine-over-reverse-repo-trades |
The investigation revealed that Home Depot's noncompliance with fire codes was not an isolated incident. Between 2018 and 2023, 13 other Home Depot stores across the county were issued violation notices. These issues have since been rectified. | not-forward | www.sfchronicle.com | https://www.sfchronicle.com/bayarea/article/home-depot-fined-19468849.php |
Osaka Exchange, Inc. (OSE) today issued a fine of 60 million yen against Nomura Securities Co., Ltd. for Japanese government bond futures transactions conducted in March 2021. The OSE also announced the suspension of Nomura Securities' proprietary trading of government bond futures and government bond futures options f... | not-forward | fxnewsgroup.com | https://fxnewsgroup.com/forex-news/institutional/nomura-securities-issues-statement-on-action-by-osaka-exchange-and-tokyo-stock-exchange |
Groundviews launched a petition against Coca-Cola on Avaaz, which ran for just over a fortnight, generating 1,862 signatures. The petition wanted Coca Cola to; The petition was subsequently picked up by Avaaz itself, and emailed to all its registered users in Sri Lanka. Download the full list of signatories here, which... | not-forward | groundviews.org | http://groundviews.org/2015/09/26/cokepollutes-signatories-to-petition-and-archive-of-tweets-against-coca-cola/amp |
Over time, deterioration of the heart muscle leads to cardiomyopathy and heart failure, which is the leading cause of death in DMD. DMD therapies have been under increased scrutiny since last month after the FDA announced it is investigating the death of two pediatric patients with Duchenne Muscular Dystrophy (DMD) fol... | not-forward | menafn.com | https://menafn.com/1109789308/Capricor-Stock-Plunges-Pre-Market-After-US-FDA-Declines-Approval-For-Muscular-Disorder-Therapy |
A judge issued a temporary restraining order against the county and granted Sterigenics' request to resume full operations. A consent order signed in April allowed the company to continue its operations indefinitely while its lawsuit filed against the county moves through the court system. RELATED | For cancer survivor... | not-forward | www.ajc.com | https://www.ajc.com/news/atlanta-news/companies-now-required-to-report-ethylene-oxide-spills-to-state/4JKT33IVQBEC7NYHE5CHFTUMWA |
The affected trucks were made by Stellantis, which deferred comment on the case to Cummins. The engine manufacturer has denied allegations made by the government and is not admitting liability, according to court documents. | not-forward | patch.com | https://patch.com/california/across-ca/thousands-trucks-recalled-part-historic-2b-settlement |
As a part of the approval of the merger in 2010, Live Nation and Ticketmaster agreed to a consent decree that required it to follow certain rules to keep it from abusing its market power. The DOJ found the company to have violated that agreement in 2019, forcing venues to use Ticketmaster and retaliating against those ... | not-forward | www.ticketnews.com | https://www.ticketnews.com/2022/10/new-campaign-calls-on-regulators-to-break-up-ticketmaster |
In its Consolidated Financial Statements for the six months ended June 30, the bank said: "In connection with this, the CFPB staff has informed JPMorgan Chase that it is authorized to pursue a resolution of the inquiries or file an enforcement action. JPMorgan Chase is evaluating next steps, including litigation." | forward | www.pymnts.com | https://www.pymnts.com/news/banking/2024/bank-of-america-says-cfpbs-zelle-investigation-may-lead-to-litigation |
According to the AGCO, BetMGM also broke its rules in a tweet that said "the more money you put in per bet, the higher your chance is of winning." The rules stipulate advertisements must be "truthful" and "not mislead players or misrepresent products." | not-forward | globalnews.ca | https://globalnews.ca/news/8807617/agco-igaming-fines-advetising-incentives-breach |
The Federal Reserve Board announced the execution of an enforcement action against Customers Bancorp, Inc., West Reading, Pennsylvania and Customers Bank, Malvern, Pennsylvania. As part of the action, within 60 days of the effective date of this agreement, the board of directors of Bancorp shall submit a written plan t... | not-forward | www.tipranks.com | https://www.tipranks.com/news/the-fly/customers-bancorp-issued-enforcement-action-from-federal-reserve-board |
According to the inspector general's report (PDF), the OTS should have designated IndyMac a troubled institution as early as May 2008. Yet the OTS did not issue any formal enforcement action against IndyMac until early July, just days before it failed. It downgraded the bank's rating to a level where the FDIC was able ... | not-forward | www.propublica.org | https://www.propublica.org/article/indymac-exposes-rift-between-regulators |
INCHEON, South Korea — Celltrion (KRX:068270) has made a resubmission to the FDA (U.S. Food and Drug Administration) to obtain its marketing approval for CT-P6, a proposed mAb biosimilar to Herceptin ® (trastuzumab). Celltrion submitted its abbreviated Biologics License Applications (aBLAs) for CT-P10 and CT-P6 to the ... | forward | financialpost.com | https://financialpost.com/pmn/press-releases-pmn/business-wire-news-releases-pmn/celltrion-completes-resubmission-to-fda-for-proposed-trastuzumab-biosimilar |
Civil penalty proceedings were launched in the Federal Court against Tabcorp Holdings and Tabcorp's NSW and Victorian businesses in 2015, following the significant non-compliance by Tabcorp. AUSTRAC since extended their case and filed 61 fresh claims against the wagering giant over the course of 2016. | not-forward | bettingsite.com.au | https://bettingsite.com.au/tabcorp-pays-45-million-for-money-laundering-case |
Dollar Tree Inc. operates Dollar Tree and Family Dollar stores. OSHA inspectors have identified more than 300 violations since 2017 in more than 500 inspections of Dollar Tree and Family Dollar stores. The agency has also cited Dollar Tree's competitor, Dollar General, for similar violations—blocked doors, electrical p... | not-forward | ehsleaders.org | https://ehsleaders.org/2023/06/dollar-tree-facing-295k-in-new-osha-fines |
Energy Regulatory Commission (ERC) chairperson Monalisa Dimalanta is facing criticism over a February 3, 2025 order, directing bilyonaryo Manny Pangilinan-led Manila Electric Company (Meralco) to host a virtual hearing on the utility giant's proposed rate increase. Atty. Wilfredo Garrido called the directive "extraordi... | forward | bilyonaryo.com | https://bilyonaryo.com/2025/02/18/controversy-erupts-over-ercs-decision-to-let-meralco-host-virtual-rate-hearing/power |
The second single largest liability of $462 million facing Musk also involved Tesla. It arose out of a 2023 lawsuit filed by the Equal Employment Opportunity Commission for the company's alleged toleration of widespread racial harassment of Black employees at its Fremont, Calif., factory. Tesla has denied the allegatio... | not-forward | www.columbian.com | https://www.columbian.com/news/2025/apr/28/elon-musks-conflicts-of-interest-2-37-billion-in-potential-federal-penalties-report-says |
"Litigating your regulator, in my opinion, is a really stupid idea," he told CoinDesk TV's "First Mover" on Tuesday in reference to Coinbase (COIN), the largest U.S. crypto exchange by trading volume. Coinbase may face regulatory action from the Securities and Exchange Commission (SEC). | forward | www.coindesk.com | https://www.coindesk.com/policy/2023/04/04/shark-tanks-kevin-oleary-says-litigating-your-regulator-is-a-stupid-idea/?outputType=amp |
Social media giant Facebook and its subsidiaries Instagram and WhatsApp have been the subject of most data investigations in the Republic of Ireland since the European Union's new data protection regulation came into force a year ago. Most of the major US tech companies, including Facebook, Google, Microsoft, Twitter, ... | not-forward | www.bbc.co.uk | https://www.bbc.co.uk/news/business-48357772?nr_email_referer=1 |
The demand notice came after Choksi failed to pay a fine imposed on him by the Securities and Exchange Board of India (Sebi). Choksi, who was the chairman and managing director as well as part of promoter group of Gitanjali Gems, is the maternal uncle of Nirav Modi. Both of whom are facing charges of defrauding state-o... | not-forward | www.latestly.com | https://www.latestly.com/india/news/sebi-issues-rs-5-35-crore-demand-notice-to-mehul-choksi-5136743.html |
Charlie Scharf, Wells Fargo's CEO, expressed satisfaction with the OCC's validation of the work required in the 2018 compliance consent order and the termination of the enforcement action. The termination of three other consent orders in the last three weeks, along with the OCC's termination of the 2016 sales practices... | not-forward | www.rttnews.com | https://www.rttnews.com/3512751/wells-fargo-s-2018-compliance-consent-order-terminated-by-occ.aspx |
FDA expects Ranbaxy immediately to undertake a comprehensive assessment of its global manufacturing operations to ensure all sites manufacturing drugs for the US market conform to US requirements," the warning letter had said. In 2011, the Ranbaxy management decided to close the Gloversville unit. Then Managing Directo... | forward | www.rediff.com | http://www.rediff.com/money/report/ranbaxy-got-fda-raps-on-us-facilities-under-daiichi-too/20130529.htm |
SEC officials said in the announcement their most significant enforcement actions in fiscal 2016 included insider-trading and beneficial ownership reporting-related charges against Leon G. Cooperman and Omega Advisors, and FCPA cases against Och-Ziff Capital Management Group. One of what they called "impactful first-of... | not-forward | www.pionline.com | https://www.pionline.com/article/20161011/ONLINE/161019954/sec-sets-new-enforcement-record-in-2016-fiscal-year |
JPMorgan is subject to more than a dozen investigations right now. Will that number stop growing? Corruption's big costs to big companies For some companies, bribery may be viewed as a cost of doing business in other countries — as long as they don't get caught, of course. If they are, they're subject to the Foreign Co... | not-forward | www.insidermonkey.com | https://www.insidermonkey.com/blog/jpmorgan-chase-co-jpm-wal-mart-stores-inc-wmt-avon-products-inc-avp-dimons-dive-from-grace-and-other-investing-lessons-224095 |
Mahindra & Mahindra Ltd on Friday said it has been imposed a penalty of over Rs 14.3 lakh for incorrect input tax credit availed during the transition from the excise regime to the GST regime by erstwhile Mahindra Vehicle Manufacturers Ltd, which has since been merged into it. | not-forward | indianexpress.com | https://indianexpress.com/article/business/companies/mahindra-penalty-notice-incorrect-input-tax-credit-claim-erstwhile-arm-8898099/lite |
In other recent news, Amazon's financial developments have drawn significant attention. Barclays has reiterated an Overweight rating on Amazon, highlighting the growth potential of Amazon Web Services (AWS), particularly through its collaboration with Anthropic, which could significantly boost AWS revenue by Q2 2025. A... | forward | in.investing.com | https://in.investing.com/news/insider-trading-news/herrington-amazon-ceo-sells-558k-in-amzn-stock-93CH-4993830 |
Facebook's dominance is not an accident of history. The company's strategy was to beat every competitor in plain view, and regulators and the government tacitly — and at times explicitly — approved. In one of the government's few attempts to rein in the company, the F.T.C. in 2011 issued a consent decree that Facebook ... | not-forward | gellerreport.com | https://gellerreport.com/2019/05/break-up-facebook.html |
The Federal Competition and Consumer Protection Commission (FCCPC), has said that the 200 million dollar fine against Meta Platforms Inc. and WhatsApp LLC was based on discriminatory practices and sanctionable offences committed. The acting Executive Vice Chairman of the Commission, Dr Adamu Abdullahi, said this at a n... | not-forward | tchadtribune.com | https://tchadtribune.com/fccpc-explains-200m-fine-against-meta-whatsapp |
Ant's profit numbers, which were based on The Wall Street Journal's calculations from Alibaba's earnings, reflected approximately 41% growth from the same period a year ago. Alibaba owns a third of Ant and reports its share of profits from the online-payments giant one quarter in arrears. | not-forward | www.foxbusiness.com | https://www.foxbusiness.com/markets/jack-ma-alibaba-loss-regulator-crackdown |
In its largest settlement ever obtained through an enforcement action, the Federal Trade Commission (FTC) announced yesterday that it had settled with identity theft protection firm LifeLock for $100 million. The no-fault settlement relates to a 2010 FTC enforcement action against LifeLock in which the FTC alleged that... | not-forward | www.jdsupra.com | https://www.jdsupra.com/legalnews/lifelock-settles-with-ftc-for-record-75028 |
The RBI has imposed monetary penalty on City Union Bank, Tamilnad Mercantile Bank and two other lenders for contravention of certain directions issued by the central bank. A penalty of Rs 1 crore has been imposed on City Union Bank Limited for contravention of/non-compliance with certain provisions contained in the RBI... | not-forward | currentaffairs.adda247.com | https://currentaffairs.adda247.com/rbi-imposes-penalty-on-city-union-bank-3-other-lenders" |
Seoul, March 13: South Korea's top court on Thursday rejected social media giant Meta's appeal against a 6.7 billion-won ($4.6 million) fine imposed by the data protection watchdog for sharing user information without their consent, judicial sources said. In November 2020, the Personal Information Protection Commission... | not-forward | www.bizzbuzz.news | https://www.bizzbuzz.news/technology/s-korean-top-court-rejects-metas-appeal-over-user-data-sharing-fine-1355172 |
The top court has scheduled the matter for further hearing on Wednesday. On January 11, the Supreme Court agreed to examine an appeal by Google against a decision by the NCLAT, declining to stay a Rs 1,337.76 crore penalty imposed on it by the CCI in October for alleged anti-competitive practices. Google moved the apex... | forward | earlypostdaily.com | https://earlypostdaily.com/index.php/2023/01/17/will-you-put-in-same-regime-as-in-europe-sc-on-google-plea-against-cci-penalty |
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