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"""Exact half-cell spectral certificates and a rational-length rigidity classifier.
No floating-point eigensolver is used by exact_halfcell_spectrum. At frequency pi,
subdivision into edges of length 1/2 reduces the eigenvalue count to rational
inertia of a vertex adjacency matrix. See MANUSCRIPT, computational appendix.
"""
from __future__ import annotations
from dataclasses import dataclass
from fractions import Fraction
from typing import Iterable
import networkx as nx
import sympy as sp
@dataclass(frozen=True)
class Edge:
u: int
v: int
length: Fraction
def __post_init__(self):
object.__setattr__(self, 'length', Fraction(self.length))
if self.length <= 0:
raise ValueError('Edge lengths must be strictly positive.')
def graph(edges: Iterable[Edge], dirichlet=()) -> nx.MultiGraph:
es = list(edges)
if not es:
raise ValueError('At least one edge is required.')
g = nx.MultiGraph()
for e in es:
g.add_edge(e.u, e.v, length=e.length)
ds = set(dirichlet)
if not nx.is_connected(g):
raise ValueError('The graph must be connected.')
if not ds <= set(g):
raise ValueError('Unknown Dirichlet vertex.')
if any(g.degree(v) != 1 for v in ds):
raise ValueError('This release allows Dirichlet conditions only at leaves.')
nx.set_node_attributes(g, {v: v in ds for v in g}, 'D')
return g
def suppress_degree_two(g: nx.MultiGraph) -> nx.MultiGraph:
g = g.copy()
while True:
changed = False
for v in list(g):
if g.degree(v) != 2 or g.nodes[v].get('D', False):
continue
inc = list(g.edges(v, keys=True, data=True))
if len(inc) != 2 or any(a == b for a, b, _, _ in inc):
continue # A single circle remains a loop and is excluded later.
ends = [b if a == v else a for a, b, _, _ in inc]
length = sum((z[3]['length'] for z in inc), Fraction())
g.remove_node(v)
g.add_edge(ends[0], ends[1], length=length)
changed = True
break
if not changed:
return g
def parameters(g):
d = sum(bool(g.nodes[v].get('D', False)) for v in g)
n = sum(g.degree(v) == 1 and not g.nodes[v].get('D', False) for v in g)
beta = g.number_of_edges() - g.number_of_nodes() + 1
length = sum((x['length'] for _, _, x in g.edges(data=True)), Fraction())
return d, n, beta, length
def classify(edges: Iterable[Edge], dirichlet=(), k: int | None = None):
"""Classify exact high-branch saturation using rational arithmetic.
If k=None, test the threshold pi^2 (d=1). Otherwise d=L/(k-(N+beta)/2).
A False answer means non-saturation in the declared regime, not a numerical
lower bound on the amount of strictness.
"""
g = suppress_degree_two(graph(edges, dirichlet))
D, N, beta, L = parameters(g)
B = N + beta
if len(g) == 1 and g.number_of_edges() == 1:
return dict(saturated=False, family='excluded-circle', reason='The circle has a different bound.')
if k is None:
candidate = L + Fraction(B, 2)
if candidate.denominator != 1:
return dict(saturated=False, family='none', reason='The proposed index is not integral.')
k = int(candidate)
d = Fraction(1)
else:
if not isinstance(k, int):
raise ValueError('k must be an integer.')
c = Fraction(k) - Fraction(B, 2)
if c <= 0:
return dict(saturated=False, family='outside-regime', reason='Nonpositive target frequency.')
d = L / c
base = dict(k=k, D=D, N=N, beta=beta, d=str(d), multiplicity=D+N+2*beta-1)
if k < max(B, 1 if D else 2):
return dict(base, saturated=False, family='outside-regime', reason='Outside the high-index theorem.')
q = lambda x: 2*x/d
def positive_integer(x):
return x.denominator == 1 and x > 0
if len(g) == 1 and g.number_of_edges() == 2:
good = all(positive_integer(x['length']/(2*d)) for _, _, x in g.edges(data=True))
return dict(base, saturated=good, family='figure-eight', reason='Both loop lengths must be positive even cell counts.')
if len(g) == 2 and g.number_of_edges() == 3 and nx.number_of_selfloops(g) == 0:
counts = [x['length']/d for _, _, x in g.edges(data=True)]
good = all(positive_integer(x) for x in counts) and len({int(x) % 2 for x in counts}) == 1
return dict(base, saturated=good, family='theta', reason='Three positive integer cell counts of common parity.')
skeleton = g.copy()
loop_vertices = set()
for a, b, key, x in list(g.edges(keys=True, data=True)):
if a == b:
if g.degree(a) != 3 or a in loop_vertices:
return dict(base, saturated=False, family='excluded-topology', reason='A nonexceptional loop must be pendant at a degree-three vertex.')
if not positive_integer(x['length']/(2*d)):
return dict(base, saturated=False, family='lasso-tree', reason='An attached loop has incompatible phase.')
loop_vertices.add(a)
skeleton.remove_edge(a, b, key)
if len(skeleton) < 2 or not nx.is_tree(skeleton):
return dict(base, saturated=False, family='excluded-topology', reason='The nonloop skeleton must be a tree.')
virtual_N = loop_vertices | {v for v in g if g.degree(v) == 1 and not g.nodes[v].get('D', False)}
for a, b, x in skeleton.edges(data=True):
nu = int(a in virtual_N) + int(b in virtual_N)
m = x['length']/d - Fraction(nu, 2)
if m.denominator != 1 or m < 0 or (nu == 0 and m < 1):
return dict(base, saturated=False, family='lasso-tree' if beta else 'tree', reason='A skeleton edge violates the integer/half-integer phase rule.')
return dict(base, saturated=True, family='lasso-tree' if beta else 'tree', reason='All exact topology and metric conditions hold.')
def rational_inertia(matrix):
"""Return (positive, negative, zero) using exact 1x1/2x2 congruences."""
A = sp.Matrix(matrix)
if A != A.T:
raise ValueError('A symmetric matrix is required.')
pos = neg = zero = 0
while A.rows:
size = A.rows
pivot = next((i for i in range(size) if A[i,i] != 0), None)
if pivot is not None:
perm = [pivot] + [i for i in range(size) if i != pivot]
A = A.extract(perm, perm)
a = A[0,0]
pos += int(bool(a > 0)); neg += int(bool(a < 0))
v = A[1:,0]
A = A[1:,1:] - v*v.T/a
else:
pair = next(((i,j) for i in range(size) for j in range(i+1,size) if A[i,j] != 0), None)
if pair is None:
zero += size
break
i,j = pair
perm = [i,j] + [h for h in range(size) if h not in (i,j)]
A = A.extract(perm, perm)
pivot_block = A[:2,:2]
X = A[2:,:2]
A = A[2:,2:] - X*pivot_block.inv()*X.T
pos += 1; neg += 1
return pos, neg, zero
def exact_halfcell_spectrum(edges: Iterable[Edge], dirichlet=()):
"""Exact counts below/at pi^2; lengths must be positive multiples of 1/2."""
es = list(edges)
g = graph(es, dirichlet)
ds = set(dirichlet)
vertices = {v:i for i,v in enumerate(g)}
next_node = len(vertices)
segments = []
for e in es:
q = 2*e.length
if q.denominator != 1:
raise ValueError('All lengths must be integer multiples of 1/2.')
count = int(q)
nodes = [vertices[e.u]] + list(range(next_node, next_node+count-1)) + [vertices[e.v]]
next_node += count-1
segments += list(zip(nodes[:-1],nodes[1:]))
A = sp.zeros(next_node)
for a,b in segments:
A[a,b] += 1
A[b,a] += 1 # A loop contributes two on the diagonal.
keep = [i for i in range(next_node) if i not in {vertices[v] for v in ds}]
A = A.extract(keep,keep)
pos, neg, zero = rational_inertia(A)
return dict(below=pos, multiplicity=zero, top_index=pos+zero, adjacency_dimension=len(keep), adjacency_inertia=[pos,neg,zero])
def threshold_multiplicity(edges: Iterable[Edge], dirichlet=()):
"""Independent exact ODE coefficient-nullity check at frequency pi."""
es = list(edges)
g = graph(es, dirichlet)
ds = set(dirichlet)
traces = {v:[] for v in g}; derivatives = {v:[] for v in g}
n = 2*len(es)
for j,e in enumerate(es):
q = 2*e.length
if q.denominator != 1:
raise ValueError('Half-cell lengths are required.')
c = (1,0,-1,0)[int(q)%4]; s = (0,1,0,-1)[int(q)%4]
t0=sp.zeros(1,n); t1=sp.zeros(1,n); p0=sp.zeros(1,n); p1=sp.zeros(1,n)
t0[2*j]=1; t1[2*j]=c; t1[2*j+1]=s
p0[2*j+1]=1; p1[2*j]=s; p1[2*j+1]=-c
traces[e.u].append(t0); traces[e.v].append(t1)
derivatives[e.u].append(p0); derivatives[e.v].append(p1)
rows=[]
for v in g:
if v in ds:
rows.append(traces[v][0])
else:
rows += [t-traces[v][0] for t in traces[v][1:]]
rows.append(sum(derivatives[v],sp.zeros(1,n)))
M=sp.Matrix.vstack(*rows)
return n-M.rank()