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L9 -- Autonomous Kill System.
Two departures from the original design, both load-bearing.
FIRST: RULES COME IN TWO CLASSES, NOT ONE.
The original specification was a flat list of hardcoded thresholds -- privilege
escalation, unexpected process, dormant process, repeated denials -- each firing
a kill. Against the threat model the framework itself assumes (adaptive, patient,
perfect memory, and able to READ THIS FILE) a flat threshold list is a map of
exactly how far to go without being stopped. An adversary paces one request under
every limit, indefinitely.
So conditions are split by what they actually mean:
ABSOLUTE Never legitimate under any circumstances. One occurrence is
proof, so there is no threshold to pace under and no window to
wait out. A write to a read-only region is not "a lot of risk",
it is an invariant that did not hold.
ACCUMULATING Individually plausible, suspicious in aggregate. These carry
BOTH a burst trigger and an EWMA, because a burst check alone is
blind to the patient enumeration that is the whole point of the
threat model. Same fix as L2's denial tracker, and the same one
the multi-agent-mcl work arrived at independently.
SECOND: THE KILLER READS ONLY HOST-OBSERVED EVIDENCE.
"No LLM decides, no policy engine decides" is necessary but not sufficient. If a
kill can be computed from guest-reported claims then a compromised guest has two
attacks: stay quiet to avoid tripping it, or fabricate claims to trip it against
a legitimate run and deny service to the operator. `Evidence.from_run` therefore
filters to the host-observed actor band before anything is counted, and tests
assert that guest claims can neither cause nor prevent a kill.
FAIL CLOSED. If the evaluator itself raises, the verdict is KILL. An exception in
the safety system must never mean "carry on" -- that is how a monitoring bug
becomes a containment bypass.
There is deliberately no disable, no override, no threshold setter and no way to
register a predicate at runtime. The rules are frozen module constants. An
adversary who can add a rule can add one that never fires.
"""
from __future__ import annotations
import enum
from dataclasses import dataclass, field
from typing import Callable, Iterable, List, Optional, Sequence, Tuple
from ames.events import Capability, EventType
# The tracker is a generic burst+EWMA rate detector; it is named for its first
# use in L2. Reused here rather than reimplemented so there is one
# implementation of this logic in the codebase, already under test.
from containment.broker import DenialSignal, DenialTracker as RateTrigger
from containment.envstate import EnvironmentMonitor, MutationVerdict
from containment.vmspec import is_host_observed
class KillReason(enum.Enum):
# --- absolute: one occurrence is proof ---------------------------------
CONTAINMENT_FAILURE = "containment_failure" # read-only region changed
PRIVILEGE_ESCALATION = "privilege_escalation" # a priv raise was granted
UNATTRIBUTED_ACTION = "unattributed_action" # Gate 1 lineage break
DORMANT_PROCESS = "dormant_process" # actor alive past RUN_END
EVALUATOR_FAILURE = "evaluator_failure" # fail-closed
# --- accumulating: plausible alone, not in aggregate --------------------
DENIAL_BURST = "denial_burst"
DENIAL_SUSTAINED = "denial_sustained"
MUTATION_BURST = "unexplained_mutation_burst"
MUTATION_SUSTAINED = "unexplained_mutation_sustained"
ABSOLUTE_REASONS = frozenset({
KillReason.CONTAINMENT_FAILURE,
KillReason.PRIVILEGE_ESCALATION,
KillReason.UNATTRIBUTED_ACTION,
KillReason.DORMANT_PROCESS,
KillReason.EVALUATOR_FAILURE,
})
# Gate 1 violation codes that are absolute kills rather than report-only.
# Each means the lineage graph is broken, so attribution is guesswork and no
# later judgement about "who did this" can be trusted.
FATAL_GATE1_CODES = frozenset({
"UNATTRIBUTED_ACTION", "ACTION_AFTER_EXIT", "ORPHAN_SPAWN",
"EXIT_WITHOUT_SPAWN", "DOUBLE_SPAWN", "RESPAWN_AFTER_EXIT",
})
@dataclass(frozen=True)
class Evidence:
"""Host-observed facts only. Never guest testimony.
Construct via `from_run` rather than by hand in production: the filtering is
the security property, and a hand-built Evidence can assert anything.
"""
containment_failed: bool = False
fatal_gate1_codes: Tuple[str, ...] = ()
dormant_actors: int = 0
privilege_escalation_granted: bool = False
denial_signal: Optional[DenialSignal] = None
unexplained_mutations: int = 0
guest_claims_seen: int = 0 # recorded for context, never evaluated
@staticmethod
def from_run(*, monitor: Optional[EnvironmentMonitor] = None,
gate1_violation_codes: Iterable[str] = (),
broker_history: Iterable = (),
denial_signal: Optional[DenialSignal] = None,
ledger_events: Iterable = ()) -> "Evidence":
"""Assemble evidence, discarding anything the guest could have authored.
Every input here is produced by a host-side component: L7's monitor, L8's
Gate 1 over the ledger, L2's broker. Ledger events are filtered to the
host-observed actor band, so a guest that floods claims changes only
`guest_claims_seen`, which nothing evaluates.
"""
host_events, guest_events = [], 0
for ev in ledger_events:
if is_host_observed(ev.actor_id):
host_events.append(ev)
else:
guest_events += 1
priv_granted = False
for ev in host_events:
if ev.event_type is EventType.CAPABILITY_REQUEST and len(ev.payload) >= 2:
cap, granted = ev.payload[0], ev.payload[1]
if cap == int(Capability.PRIVILEGE_RAISE) and granted == 1:
priv_granted = True
# A granted privilege raise should be impossible: L2 lists it in
# NEVER_IN_RUN. Seeing one recorded means the policy engine was bypassed
# or replaced, which is itself the emergency.
for dec in broker_history:
if (dec.request.capability is Capability.PRIVILEGE_RAISE
and dec.verdict.granted):
priv_granted = True
codes = tuple(c for c in gate1_violation_codes if c in FATAL_GATE1_CODES)
dormant = sum(1 for c in gate1_violation_codes if c == "UNTERMINATED_ACTOR")
unexplained = 0
contained_failed = False
if monitor is not None:
contained_failed = monitor.containment_failed
unexplained = len(monitor.by_verdict(MutationVerdict.UNEXPLAINED))
return Evidence(
containment_failed=contained_failed,
fatal_gate1_codes=codes,
dormant_actors=dormant,
privilege_escalation_granted=priv_granted,
denial_signal=denial_signal,
unexplained_mutations=unexplained,
guest_claims_seen=guest_events,
)
@dataclass(frozen=True)
class KillVerdict:
kill: bool
reasons: Tuple[KillReason, ...]
detail: str = ""
@property
def absolute(self) -> bool:
"""True if any reason is one that needs no accumulation."""
return any(r in ABSOLUTE_REASONS for r in self.reasons)
class KillSwitch:
"""Evaluates host-observed evidence and decides whether to stop.
Deliberately exposes no way to disable, override, add a rule, or move a
threshold after construction. Thresholds are constructor arguments so an
operator can tune sensitivity for an environment; they cannot be changed
while a run is in flight, and no argument can switch a rule off.
"""
def __init__(self, *, mutation_burst: int = 3, mutation_window_s: float = 60.0,
mutation_ewma_threshold: float = 0.30) -> None:
# Independent of L2's denial tracker: unexplained mutations and denied
# requests are different signals and should not share a budget.
self._mutation_trigger = RateTrigger(
window_seconds=mutation_window_s,
burst_threshold=mutation_burst,
ewma_threshold=mutation_ewma_threshold,
)
self._tripped = False
self._verdict: Optional[KillVerdict] = None
# --- evaluation ---------------------------------------------------------
def evaluate(self, evidence: Evidence) -> KillVerdict:
"""Total. Any internal failure yields KILL, never a pass."""
try:
reasons: List[KillReason] = []
details: List[str] = []
# --- absolute ---------------------------------------------------
if evidence.containment_failed:
reasons.append(KillReason.CONTAINMENT_FAILURE)
details.append("a read-only region was modified; an L1 invariant did not hold")
if evidence.privilege_escalation_granted:
reasons.append(KillReason.PRIVILEGE_ESCALATION)
details.append("a privilege raise was granted, which L2 lists as never grantable")
if evidence.fatal_gate1_codes:
reasons.append(KillReason.UNATTRIBUTED_ACTION)
details.append(
"lineage broken (" + ", ".join(sorted(set(evidence.fatal_gate1_codes)))
+ "); attribution is guesswork once the graph has holes"
)
if evidence.dormant_actors > 0:
reasons.append(KillReason.DORMANT_PROCESS)
details.append(
f"{evidence.dormant_actors} actor(s) alive past RUN_END; a dormant "
f"process is how persistence survives a run boundary"
)
# --- accumulating ----------------------------------------------
sig = evidence.denial_signal
if sig is not None:
if sig.instantaneous:
reasons.append(KillReason.DENIAL_BURST)
details.append(f"denial burst: {sig.detail or sig.recent_denials}")
if sig.cumulative:
reasons.append(KillReason.DENIAL_SUSTAINED)
details.append(f"sustained denial rate {sig.ewma:.3f} (patient enumeration)")
if evidence.unexplained_mutations:
m = None
for _ in range(evidence.unexplained_mutations):
m = self._mutation_trigger.record(denied=True, now=self._tick())
if m is not None:
if m.instantaneous:
reasons.append(KillReason.MUTATION_BURST)
details.append(f"{m.recent_denials} unexplained mutations in window")
if m.cumulative:
reasons.append(KillReason.MUTATION_SUSTAINED)
details.append(f"sustained unexplained-mutation rate {m.ewma:.3f}")
verdict = KillVerdict(bool(reasons), tuple(reasons), "; ".join(details))
except Exception as exc: # noqa: BLE001 -- deliberate
# An exception in the safety system must not mean "carry on".
verdict = KillVerdict(
True, (KillReason.EVALUATOR_FAILURE,),
f"kill evaluator raised {type(exc).__name__}: {exc}; failing closed",
)
if verdict.kill:
self._tripped = True
self._verdict = verdict
return verdict
def _tick(self) -> float:
# Monotonic counter rather than wall clock: the trigger only needs
# ordering, and a clock the guest could influence is an input the guest
# could influence.
self._counter = getattr(self, "_counter", 0.0) + 1.0
return self._counter
# --- state --------------------------------------------------------------
@property
def tripped(self) -> bool:
"""Once tripped, always tripped. A kill is not reconsidered: the
condition that caused it may not recur, and 'it stopped happening' is
exactly what a successful attacker produces."""
return self._tripped
@property
def verdict(self) -> Optional[KillVerdict]:
return self._verdict
def kill_payload(verdict: KillVerdict) -> bytes:
"""Encode a kill decision for the ledger as a denied capability.
Recorded as host-observed: the host decided, so it is evidence rather than
testimony, and survives a compromised guest.
"""
from ames.canonical import payload_capability_request
reasons = ",".join(r.value for r in verdict.reasons)
return payload_capability_request(
Capability.PROCESS_SPAWN, False, f"KILL[{reasons}] {verdict.detail}"[:512]
)
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