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| PEP: 688 | |
| Title: Making the buffer protocol accessible in Python | |
| Author: Jelle Zijlstra <jelle.zijlstra@gmail.com> | |
| Discussions-To: https://discuss.python.org/t/19756 | |
| Status: Final | |
| Type: Standards Track | |
| Topic: Typing | |
| Created: 23-Apr-2022 | |
| Python-Version: 3.12 | |
| Post-History: `23-Apr-2022 <https://mail.python.org/archives/list/typing-sig@python.org/thread/CX7GPSIYQEL23RXMYL66GAKGP4RLUD7P/>`__, | |
| `25-Apr-2022 <https://discuss.python.org/t/15265>`__, | |
| `06-Oct-2022 <https://discuss.python.org/t/19756>`__, | |
| `26-Oct-2022 <https://mail.python.org/archives/list/typing-sig@python.org/thread/XH5ZK2MSZIQLL62PYZ6I5532SQKKVCBL/>`__ | |
| Resolution: `07-Mar-2023 <https://discuss.python.org/t/pep-688-making-the-buffer-protocol-accessible-in-python/15265/35>`__ | |
| .. canonical-doc:: :ref:`python:python-buffer-protocol` | |
| Abstract | |
| ======== | |
| This PEP proposes a Python-level API for the buffer protocol, | |
| which is currently accessible only to C code. This allows type | |
| checkers to evaluate whether objects implement the protocol. | |
| Motivation | |
| ========== | |
| The CPython C API provides a versatile mechanism for accessing the | |
| underlying memory of an object—the `buffer protocol <https://docs.python.org/3/c-api/buffer.html>`__ | |
| introduced in :pep:`3118`. | |
| Functions that accept binary data are usually written to handle any | |
| object implementing the buffer protocol. For example, at the time of writing, | |
| there are around 130 functions in CPython using the Argument Clinic | |
| ``Py_buffer`` type, which accepts the buffer protocol. | |
| Currently, there is no way for Python code to inspect whether an object | |
| supports the buffer protocol. Moreover, the static type system | |
| does not provide a type annotation to represent the protocol. | |
| This is a `common problem <https://github.com/python/typing/issues/593>`__ | |
| when writing type annotations for code that accepts generic buffers. | |
| Similarly, it is impossible for a class written in Python to support | |
| the buffer protocol. A buffer class in | |
| Python would give users the ability to easily wrap a C buffer object, or to test | |
| the behavior of an API that consumes the buffer protocol. Granted, this is not | |
| a particularly common need. However, there has been a | |
| `CPython feature request <https://github.com/python/cpython/issues/58006>`__ | |
| for supporting buffer classes written in Python that has been open since 2012. | |
| Rationale | |
| ========= | |
| Current options | |
| --------------- | |
| There are two known workarounds for annotating buffer types in | |
| the type system, but neither is adequate. | |
| First, the `current workaround <https://github.com/python/typeshed/blob/2a0fc1b582ef84f7a82c0beb39fa617de2539d3d/stdlib/_typeshed/__init__.pyi#L194>`__ | |
| for buffer types in typeshed is a type alias | |
| that lists well-known buffer types in the standard library, such as | |
| ``bytes``, ``bytearray``, ``memoryview``, and ``array.array``. This | |
| approach works for the standard library, but it does not extend to | |
| third-party buffer types. | |
| Second, the `documentation <https://docs.python.org/3.10/library/typing.html#typing.ByteString>`__ | |
| for ``typing.ByteString`` currently states: | |
| This type represents the types ``bytes``, ``bytearray``, and | |
| ``memoryview`` of byte sequences. | |
| As a shorthand for this type, ``bytes`` can be used to annotate | |
| arguments of any of the types mentioned above. | |
| Although this sentence has been in the documentation | |
| `since 2015 <https://github.com/python/cpython/commit/2a19d956ab92fc9084a105cc11292cb0438b322f>`__, | |
| the use of ``bytes`` to include these other types is not specified | |
| in any of the typing PEPs. Furthermore, this mechanism has a number of | |
| problems. It does not include all possible buffer types, and it | |
| makes the ``bytes`` type ambiguous in type annotations. After all, | |
| there are many operations that are valid on ``bytes`` objects, but | |
| not on ``memoryview`` objects, and it is perfectly possible for | |
| a function to accept ``bytes`` but not ``memoryview`` objects. | |
| A mypy user | |
| `reports <https://github.com/python/mypy/issues/12643#issuecomment-1105914159>`__ | |
| that this shortcut has caused significant problems for the ``psycopg`` project. | |
| Kinds of buffers | |
| ---------------- | |
| The C buffer protocol supports | |
| `many options <https://docs.python.org/3.10/c-api/buffer.html#buffer-request-types>`__, | |
| affecting strides, contiguity, and support for writing to the buffer. Some of these | |
| options would be useful in the type system. For example, typeshed | |
| currently provides separate type aliases for writable and read-only | |
| buffers. | |
| However, in the C buffer protocol, most of these options cannot be | |
| queried directly on the type object. The only way to figure out | |
| whether an object supports a particular flag is to actually | |
| ask for the buffer. For some types, such as ``memoryview``, | |
| the supported flags depend on the instance. As a result, it would | |
| be difficult to represent support for these flags in the type system. | |
| Specification | |
| ============= | |
| Python-level buffer protocol | |
| ---------------------------- | |
| We propose to add two Python-level special methods, ``__buffer__`` | |
| and ``__release_buffer__``. Python | |
| classes that implement these methods are usable as buffers from C | |
| code. Conversely, classes implemented in C that support the | |
| buffer protocol acquire synthesized methods accessible from Python | |
| code. | |
| The ``__buffer__`` method is called to create a buffer from a Python | |
| object, for example by the ``memoryview()`` constructor. | |
| It corresponds to the ``bf_getbuffer`` C slot. | |
| The Python signature for this method is | |
| ``def __buffer__(self, flags: int, /) -> memoryview: ...``. The method | |
| must return a ``memoryview`` object. If the ``bf_getbuffer`` slot | |
| is invoked on a Python class with a ``__buffer__`` method, | |
| the interpreter extracts the underlying ``Py_buffer`` from the | |
| ``memoryview`` returned by the method | |
| and returns it to the C caller. Similarly, if Python code calls the | |
| ``__buffer__`` method on an instance of a C class that | |
| implements ``bf_getbuffer``, the returned buffer is wrapped in a | |
| ``memoryview`` for consumption by Python code. | |
| The ``__release_buffer__`` method should be called when a caller no | |
| longer needs the buffer returned by ``__buffer__``. It corresponds to the | |
| ``bf_releasebuffer`` C slot. This is an | |
| optional part of the buffer protocol. | |
| The Python signature for this method is | |
| ``def __release_buffer__(self, buffer: memoryview, /) -> None: ...``. | |
| The buffer to be released is wrapped in a ``memoryview``. When this | |
| method is invoked through CPython's buffer API (for example, through | |
| calling ``memoryview.release`` on a ``memoryview`` returned by | |
| ``__buffer__``), the passed ``memoryview`` is the same object | |
| as was returned by ``__buffer__``. It is | |
| also possible to call ``__release_buffer__`` on a C class that | |
| implements ``bf_releasebuffer``. | |
| If ``__release_buffer__`` exists on an object, | |
| Python code that calls ``__buffer__`` directly on the object must | |
| call ``__release_buffer__`` on the same object when it is done | |
| with the buffer. Otherwise, resources used by the object may | |
| not be reclaimed. Similarly, it is a programming error | |
| to call ``__release_buffer__`` without a previous call to | |
| ``__buffer__``, or to call it multiple times for a single call | |
| to ``__buffer__``. For objects that implement the C buffer protocol, | |
| calls to ``__release_buffer__`` where the argument is not a | |
| ``memoryview`` wrapping the same object will raise an exception. | |
| After a valid call to ``__release_buffer__``, the ``memoryview`` | |
| is invalidated (as if its ``release()`` method had been called), | |
| and any subsequent calls to ``__release_buffer__`` with the same | |
| ``memoryview`` will raise an exception. | |
| The interpreter will ensure that misuse | |
| of the Python API will not break invariants at the C level -- for | |
| example, it will not cause memory safety violations. | |
| ``inspect.BufferFlags`` | |
| ----------------------- | |
| To help implementations of ``__buffer__``, we add ``inspect.BufferFlags``, | |
| a subclass of ``enum.IntFlag``. This enum contains all flags defined in the | |
| C buffer protocol. For example, ``inspect.BufferFlags.SIMPLE`` has the same | |
| value as the ``PyBUF_SIMPLE`` constant. | |
| ``collections.abc.Buffer`` | |
| -------------------------- | |
| We add a new abstract base classes, ``collections.abc.Buffer``, | |
| which requires the ``__buffer__`` method. | |
| This class is intended primarily for use in type annotations: | |
| .. code-block:: python | |
| def need_buffer(b: Buffer) -> memoryview: | |
| return memoryview(b) | |
| need_buffer(b"xy") # ok | |
| need_buffer("xy") # rejected by static type checkers | |
| It can also be used in ``isinstance`` and ``issubclass`` checks: | |
| .. code-block:: pycon | |
| >>> from collections.abc import Buffer | |
| >>> isinstance(b"xy", Buffer) | |
| True | |
| >>> issubclass(bytes, Buffer) | |
| True | |
| >>> issubclass(memoryview, Buffer) | |
| True | |
| >>> isinstance("xy", Buffer) | |
| False | |
| >>> issubclass(str, Buffer) | |
| False | |
| In the typeshed stub files, the class should be defined as a ``Protocol``, | |
| following the precedent of other simple ABCs in ``collections.abc`` such as | |
| ``collections.abc.Iterable`` or ``collections.abc.Sized``. | |
| Example | |
| ------- | |
| The following is an example of a Python class that implements the | |
| buffer protocol: | |
| .. code-block:: python | |
| import contextlib | |
| import inspect | |
| class MyBuffer: | |
| def __init__(self, data: bytes): | |
| self.data = bytearray(data) | |
| self.view = None | |
| def __buffer__(self, flags: int) -> memoryview: | |
| if flags != inspect.BufferFlags.FULL_RO: | |
| raise TypeError("Only BufferFlags.FULL_RO supported") | |
| if self.view is not None: | |
| raise RuntimeError("Buffer already held") | |
| self.view = memoryview(self.data) | |
| return self.view | |
| def __release_buffer__(self, view: memoryview) -> None: | |
| assert self.view is view # guaranteed to be true | |
| self.view.release() | |
| self.view = None | |
| def extend(self, b: bytes) -> None: | |
| if self.view is not None: | |
| raise RuntimeError("Cannot extend held buffer") | |
| self.data.extend(b) | |
| buffer = MyBuffer(b"capybara") | |
| with memoryview(buffer) as view: | |
| view[0] = ord("C") | |
| with contextlib.suppress(RuntimeError): | |
| buffer.extend(b"!") # raises RuntimeError | |
| buffer.extend(b"!") # ok, buffer is no longer held | |
| with memoryview(buffer) as view: | |
| assert view.tobytes() == b"Capybara!" | |
| Equivalent for older Python versions | |
| ------------------------------------ | |
| New typing features are usually backported to older Python versions | |
| in the `typing_extensions <https://pypi.org/project/typing-extensions/>`_ | |
| package. Because the buffer protocol | |
| is currently accessible only in C, this PEP cannot be fully implemented | |
| in a pure-Python package like ``typing_extensions``. As a temporary | |
| workaround, an abstract base class ``typing_extensions.Buffer`` | |
| will be provided for Python versions | |
| that do not have ``collections.abc.Buffer`` available. | |
| After this PEP is implemented, inheriting from ``collections.abc.Buffer`` will | |
| not be necessary to indicate that an object supports the buffer protocol. | |
| However, in older Python versions, it will be necessary to explicitly | |
| inherit from ``typing_extensions.Buffer`` to indicate to type checkers that | |
| a class supports the buffer protocol, since objects supporting the buffer | |
| protocol will not have a ``__buffer__`` method. It is expected that this | |
| will happen primarily in stub files, because buffer classes are necessarily | |
| implemented in C code, which cannot have types defined inline. | |
| For runtime uses, the ``ABC.register`` API can be used to register | |
| buffer classes with ``typing_extensions.Buffer``. | |
| No special meaning for ``bytes`` | |
| -------------------------------- | |
| The special case stating that ``bytes`` may be used as a shorthand | |
| for other ``ByteString`` types will be removed from the ``typing`` | |
| documentation. | |
| With ``collections.abc.Buffer`` available as an alternative, there will be no good | |
| reason to allow ``bytes`` as a shorthand. | |
| Type checkers currently implementing this behavior | |
| should deprecate and eventually remove it. | |
| Backwards Compatibility | |
| ======================= | |
| ``__buffer__`` and ``__release_buffer__`` attributes | |
| ---------------------------------------------------- | |
| As the runtime changes in this PEP only add new functionality, there are | |
| few backwards compatibility concerns. | |
| However, code that uses a ``__buffer__`` or ``__release_buffer__`` attribute for | |
| other purposes may be affected. While all dunders are technically reserved for the | |
| language, it is still good practice to ensure that a new dunder does not | |
| interfere with too much existing code, especially widely used packages. A survey | |
| of publicly accessible code found: | |
| - PyPy `supports <https://doc.pypy.org/en/latest/__pypy__-module.html#generally-available-functionality>`__ | |
| a ``__buffer__`` method with compatible semantics to those proposed in this | |
| PEP. A PyPy core developer `expressed his support <https://discuss.python.org/t/pep-688-making-the-buffer-protocol-accessible-in-python/15265/34>`__ | |
| for this PEP. | |
| - pyzmq `implements <https://github.com/zeromq/pyzmq/blob/fe18dc55516ef50d168fc02f8550a67ff5b5633d/zmq/backend/cffi/message.py#L190>`__ | |
| a PyPy-compatible ``__buffer__`` method. | |
| - mpi4py `defines <https://github.com/mpi4py/mpi4py/blob/453b87d0da37c5914b91afb511b188556dff2a9c/src/mpi4py/typing.py#L66>`__ | |
| a ``SupportsBuffer`` protocol that would be equivalent to this PEP's ``collections.abc.Buffer``. | |
| - NumPy used to have an undocumented behavior where it would access a ``__buffer__`` attribute | |
| (not method) to get an object's buffer. This was `removed <https://github.com/numpy/numpy/pull/13049>`__ | |
| in 2019 for NumPy 1.17. The behavior would have last worked in NumPy 1.16, which only supported | |
| Python 3.7 and older. Python 3.7 will have reached its end of life by the time this PEP is expected to | |
| be implemented. | |
| Thus, this PEP's use of the ``__buffer__`` method will improve interoperability with | |
| PyPy and not interfere with the current versions of any major Python packages. | |
| No publicly accessible code uses the name ``__release_buffer__``. | |
| Removal of the ``bytes`` special case | |
| ------------------------------------- | |
| Separately, the recommendation to remove the special behavior for | |
| ``bytes`` in type checkers does have a backwards compatibility | |
| impact on their users. An `experiment <https://github.com/python/mypy/pull/12661>`__ | |
| with mypy shows that several major open source projects that use it | |
| for type checking will see new errors if the ``bytes`` promotion | |
| is removed. Many of these errors can be fixed by improving | |
| the stubs in typeshed, as has already been done for the | |
| `builtins <https://github.com/python/typeshed/pull/7631>`__, | |
| `binascii <https://github.com/python/typeshed/pull/7677>`__, | |
| `pickle <https://github.com/python/typeshed/pull/7678>`__, and | |
| `re <https://github.com/python/typeshed/pull/7679>`__ modules. | |
| A `review <https://github.com/python/typeshed/issues/9006>`__ of all | |
| usage of ``bytes`` types in typeshed is in progress. | |
| Overall, the change improves type safety and makes the type system | |
| more consistent, so we believe the migration cost is worth it. | |
| How to Teach This | |
| ================= | |
| We will add notes pointing to ``collections.abc.Buffer`` in appropriate places in the | |
| documentation, such as `typing.python.org <https://typing.python.org/en/latest/>`__ | |
| and the `mypy cheat sheet <https://mypy.readthedocs.io/en/stable/cheat_sheet_py3.html>`__. | |
| Type checkers may provide additional pointers in their error messages. For example, | |
| when they encounter a buffer object being passed to a function that | |
| is annotated to only accept ``bytes``, the error message could include a note suggesting | |
| the use of ``collections.abc.Buffer`` instead. | |
| Reference Implementation | |
| ======================== | |
| An implementation of this PEP is | |
| `available <https://github.com/python/cpython/compare/main...JelleZijlstra:pep688v2?expand=1>`__ | |
| in the author's fork. | |
| Rejected Ideas | |
| ============== | |
| ``types.Buffer`` | |
| ---------------- | |
| An earlier version of this PEP proposed adding a new ``types.Buffer`` type with | |
| an ``__instancecheck__`` implemented in C so that ``isinstance()`` checks can be | |
| used to check whether a type implements the buffer protocol. This avoids the | |
| complexity of exposing the full buffer protocol to Python code, while still | |
| allowing the type system to check for the buffer protocol. | |
| However, that approach | |
| does not compose well with the rest of the type system, because ``types.Buffer`` | |
| would be a nominal type, not a structural one. For example, there would be no way | |
| to represent "an object that supports both the buffer protocol and ``__len__``". With | |
| the current proposal, ``__buffer__`` is like any other special method, so a | |
| ``Protocol`` can be defined combining it with another method. | |
| More generally, no other part of Python works like the proposed ``types.Buffer``. | |
| The current proposal is more consistent with the rest of the language, where | |
| C-level slots usually have corresponding Python-level special methods. | |
| Keep ``bytearray`` compatible with ``bytes`` | |
| -------------------------------------------- | |
| It has been suggested to remove the special case where ``memoryview`` is | |
| always compatible with ``bytes``, but keep it for ``bytearray``, because | |
| the two types have very similar interfaces. However, several standard | |
| library functions (e.g., ``re.compile``, ``socket.getaddrinfo``, and most | |
| functions accepting path-like arguments) accept | |
| ``bytes`` but not ``bytearray``. In most codebases, ``bytearray`` is also | |
| not a very common type. We prefer to have users spell out accepted types | |
| explicitly (or use ``Protocol`` from :pep:`544` if only a specific set of | |
| methods is required). This aspect of the proposal was `specifically | |
| discussed <https://mail.python.org/archives/list/typing-sig@python.org/thread/XH5ZK2MSZIQLL62PYZ6I5532SQKKVCBL/>`__ | |
| on the typing-sig mailing list, without any strong disagreement from the | |
| typing community. | |
| Distinguish between mutable and immutable buffers | |
| ------------------------------------------------- | |
| The most frequently used distinction within buffer types is | |
| whether or not the buffer is mutable. Some functions accept only | |
| mutable buffers (e.g., ``bytearray``, some ``memoryview`` objects), | |
| others accept all buffers. | |
| An earlier version of this PEP proposed using the presence of the | |
| ``bf_releasebuffer`` slot to determine whether a buffer type is mutable. | |
| This rule holds for most standard library buffer types, but the relationship | |
| between mutability and the presence of this slot is not absolute. For | |
| example, ``numpy`` arrays are mutable but do not have this slot. | |
| The current buffer protocol does not provide any way to reliably | |
| determine whether a buffer type represents a mutable or immutable | |
| buffer. Therefore, this PEP does not add type system support | |
| for this distinction. | |
| The question can be revisited in the future if the buffer protocol | |
| is enhanced to provide static introspection support. | |
| A `sketch <https://discuss.python.org/t/introspection-and-mutable-xor-shared-semantics-for-pybuffer/20314>`_ | |
| for such a mechanism exists. | |
| Acknowledgments | |
| =============== | |
| Many people have provided useful feedback on drafts of this PEP. | |
| Petr Viktorin has been particularly helpful in improving my understanding | |
| of the subtleties of the buffer protocol. | |
| Copyright | |
| ========= | |
| This document is placed in the public domain or under the | |
| CC0-1.0-Universal license, whichever is more permissive. | |