| [ | |
| { | |
| "id": "securities_practitioner_qualification_certificate_0", | |
| "question": "收购人未按照《证券法》规定履行上市公司收购的公告、发出收购要约义务的，责令改正，给予警告，并处以____的罚款。", | |
| "A": "5万元以上50万元以下", | |
| "B": "50万元以上500万元以下", | |
| "C": "30万元以上300万元以下", | |
| "D": "30万元以上500万元以下", | |
| "answer": "B" | |
| }, | |
| { | |
| "id": "securities_practitioner_qualification_certificate_1", | |
| "question": "____依法对保荐机构及其保荐代表人、其他从事保荐业务的人员进行监督管理。", | |
| "A": "中国证券业协会", | |
| "B": "财政部", | |
| "C": "中国证监会", | |
| "D": "国务院", | |
| "answer": "C" | |
| }, | |
| { | |
| "id": "securities_practitioner_qualification_certificate_2", | |
| "question": "甲证券公司是内地证券基金经营机构，在使用港股投资顾问服务的过程中，不符合业务规范的是____。", | |
| "A": "甲证券公司委托提供港股投资顾问服务的香港机构直接执行投资指令", | |
| "B": "甲证券公司与提供港股投资顾问服务的香港机构签订协议", | |
| "C": "甲证券公司在招募说明书中如实披露使用港股投资顾问服务的情況", | |
| "D": "甲证券公司对使用港股通投资顾问服务的情况实行留痕管理", | |
| "answer": "A" | |
| }, | |
| { | |
| "id": "securities_practitioner_qualification_certificate_3", | |
| "question": "我国《期货和衍生品法》于2022年4月20日由中华人民共和国第十三届全国人民代表大会常务委员会第三十四次会议通过，自____起施行。", | |
| "A": "44774", | |
| "B": "44672", | |
| "C": "44783", | |
| "D": "44905", | |
| "answer": "A" | |
| }, | |
| { | |
| "id": "securities_practitioner_qualification_certificate_4", | |
| "question": "登记人员从事的业务类别发生变化的，证券公司应当自发生变化之日起____个工作日内为其办理变更登记。", | |
| "A": "5", | |
| "B": "10", | |
| "C": "7", | |
| "D": "20", | |
| "answer": "A" | |
| } | |
| ] |