trust-calibration-benchmark / code /analyze_criterion.py
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"""Offline re-analyzer for the Q4 transfer study (Section 5.5).
Recomputes, from the shipped per-trial files with no endpoint and no HuggingFace download, the
per-task per-model accuracy and five-bin ECE, the benchmark-to-downstream Spearman rank
correlations (with exact permutation p-values), the pre-set gate split, and the gate-pass vs
gate-fail downstream calibration ratios with and without the leanstral-2603 outlier; it checks
the recomputed Spearman values and gate split against the shipped summary tcb_criterion.json.
python3 analyze_criterion.py
Inputs: tcb_criterion_trials.json (downstream SST-2 + battery trials) and tcb_v03_trials.json
(the benchmark panel under the validated protocol). Stdlib only.
"""
import json, pathlib, itertools
from collections import defaultdict
HERE = pathlib.Path(__file__).resolve().parent
CRIT = HERE / ".." / "data" / "tcb_criterion_trials.json"
BENCH = HERE / ".." / "data" / "tcb_v03_trials.json"
SUMMARY = HERE / ".." / "data" / "tcb_criterion.json"
GATE_ACC, GATE_ECE = 0.90, 0.05
def ece5(items):
bins = defaultdict(list)
for cp, corr in items:
bins[min(4, int(cp * 5))].append((cp, corr))
n = len(items)
return sum(len(xs) / n * abs(sum(x[0] for x in xs) / len(xs) - sum(x[1] for x in xs) / len(xs))
for xs in bins.values())
def metrics(trials):
# Score over ANSWERED trials only (an unparseable/unavailable item carries no answer or
# confidence), matching the canonical convention behind tcb_criterion.json; imputed-confidence
# answered trials count toward ECE at neutral 0.5.
by = defaultdict(list)
for t in trials:
if t.get("answer") is None or t.get("correct") is None:
continue
cp = 0.5 if t.get("conf") is None else t["conf"] / 100.0
by[t["model"]].append((cp, t["correct"]))
acc = {m: sum(c for _, c in xs) / len(xs) for m, xs in by.items()}
ece = {m: ece5(xs) for m, xs in by.items()}
return acc, ece
def avg_ranks(vals):
order = sorted(range(len(vals)), key=lambda i: vals[i])
r = [0.0] * len(vals)
i = 0
while i < len(vals):
j = i
while j + 1 < len(vals) and vals[order[j + 1]] == vals[order[i]]:
j += 1
for k in range(i, j + 1):
r[order[k]] = sum(range(i, j + 1)) / (j - i + 1)
i = j + 1
return r
def pearson(x, y):
n = len(x); mx = sum(x) / n; my = sum(y) / n
sxy = sum((x[i] - mx) * (y[i] - my) for i in range(n))
sx = sum((x[i] - mx) ** 2 for i in range(n)) ** 0.5
sy = sum((y[i] - my) ** 2 for i in range(n)) ** 0.5
return sxy / (sx * sy) if sx * sy else 0.0
def spearman(xv, yv):
return pearson(avg_ranks(xv), avg_ranks(yv))
def perm_p(xv, yv):
obs = spearman(xv, yv); xr = avg_ranks(xv); cnt = tot = 0
for perm in itertools.permutations(range(len(yv))):
r = pearson(xr, avg_ranks([yv[i] for i in perm])); tot += 1
if abs(r) >= abs(obs) - 1e-12:
cnt += 1
return obs, cnt / tot
def main():
crit = json.load(open(CRIT))
bench = json.load(open(BENCH))
summary = json.load(open(SUMMARY))
bacc, bece = metrics(bench)
gate_pass = set(summary["gate"]["pass"])
mismatches = 0
for task in ("sst2", "battery"):
tr = [t for t in crit if t["task"] == task]
acc, ece = metrics(tr)
ms = [m for m in bacc if m in acc]
ra, pa = perm_p([bacc[m] for m in ms], [acc[m] for m in ms])
re, pe = perm_p([bece[m] for m in ms], [ece[m] for m in ms])
passm = [m for m in ms if m in gate_pass]
failm = [m for m in ms if m not in gate_pass]
fail_no = [m for m in failm if "leanstral" not in m]
mean = lambda d, g: sum(d[m] for m in g) / len(g)
pf, ff = mean(ece, passm), mean(ece, failm)
ff2 = mean(ece, fail_no)
print(f"--- {task}: n_models={len(ms)}")
print(f" accuracy rank: rho={ra:.3f} permutation p={pa:.3f}")
print(f" calib (ECE) rank: rho={re:.3f} permutation p={pe:.3f}")
print(f" gate-pass ECE={pf:.3f} gate-fail ECE={ff:.3f} ratio={ff/pf:.1f}x"
f" | without leanstral fail ECE={ff2:.3f} ratio={ff2/pf:.1f}x")
ref = summary["per_task"][task]
for label, got, want in [("spearman_acc", ra, ref["spearman_tcbacc_vs_acc"]),
("spearman_ece", re, ref["spearman_tcbece_vs_ece"])]:
if abs(got - want) > 5e-3:
print(f" MISMATCH {label}: recomputed {got:.3f} vs shipped {want:.3f}")
mismatches += 1
print("CRITERION OK" if mismatches == 0 else f"{mismatches} MISMATCHES")
if __name__ == "__main__":
main()