openAI-math-dataset / lean /OAI /Algebra /DepthFive /CircuitRankAssembly.lean
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import OAI.Algebra.DepthFive.GateSums
namespace OAI
open scoped BigOperators
noncomputable section
namespace Problem335
/-- Finite subadditivity, with no assumptions on the individual summands. -/
theorem measure_finset_sum_le {A ι : Type*} [AddCommMonoid A]
(R : A → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(s : Finset ι) (f : ι → A) :
R (∑ j ∈ s, f j) ≤ ∑ j ∈ s, R (f j) := by
classical
induction s using Finset.induction with
| empty => simp [hzero]
| @insert j s hj ih =>
rw [Finset.sum_insert hj, Finset.sum_insert hj]
exact (hadd _ _).trans (add_le_add le_rfl ih)
/-- Scalar weighting cannot increase a subadditive rank-like measure. -/
theorem measure_weighted_sum_le {K σ ι : Type*} [CommSemiring K]
(R : MvPolynomial σ K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(s : Finset ι) (a : ι → K) (p : ι → MvPolynomial σ K) :
R (∑ j ∈ s, MvPolynomial.C (a j) * p j) ≤ ∑ j ∈ s, R (p j) := by
exact (measure_finset_sum_le R hzero hadd s _).trans
(Finset.sum_le_sum (fun j _ => hscale (a j) (p j)))
/-- Expand one selected factor and leave all other occurrences unchanged.
This is the algebraic step behind the high-degree-factor case: in particular,
other occurrences of the very same middle gate are not expanded. -/
theorem measure_one_factor_expansion_le {K σ ι : Type*} [CommSemiring K]
(R : MvPolynomial σ K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(s : Finset ι) (a : ι → K) (p : ι → MvPolynomial σ K)
(before after : MvPolynomial σ K) :
R (before * (∑ j ∈ s, MvPolynomial.C (a j) * p j) * after) ≤
∑ j ∈ s, R (before * p j * after) := by
have heq :
before * (∑ j ∈ s, MvPolynomial.C (a j) * p j) * after =
∑ j ∈ s, MvPolynomial.C (a j) * (before * p j * after) := by
rw [Finset.mul_sum, Finset.sum_mul]
apply Finset.sum_congr rfl
intro j hj
ring
rw [heq]
exact measure_weighted_sum_le R hzero hadd hscale s a _
/-- Only predecessors with nonzero aggregate coefficient need a bound.
This matters for homogeneous circuits, since inactive gates can have arbitrary
formal degree. -/
theorem measure_weighted_sum_le_card_mul {K σ ι : Type*} [CommSemiring K]
(R : MvPolynomial σ K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(s : Finset ι) (a : ι → K) (p : ι → MvPolynomial σ K)
(B : ℝ) (hB : 0 ≤ B)
(hbound : ∀ j ∈ s, a j ≠ 0 → R (p j) ≤ B) :
R (∑ j ∈ s, MvPolynomial.C (a j) * p j) ≤ (s.card : ℝ) * B := by
calc
R (∑ j ∈ s, MvPolynomial.C (a j) * p j) ≤
∑ j ∈ s, R (MvPolynomial.C (a j) * p j) :=
measure_finset_sum_le R hzero hadd s _
_ ≤ ∑ j ∈ s, B := by
apply Finset.sum_le_sum
intro j hj
by_cases ha : a j = 0
· simpa [ha, hzero] using hB
· exact (hscale _ _).trans (hbound j hj ha)
_ = (s.card : ℝ) * B := by simp
/-- A uniform bound on active output predecessors costs the number of upper
product gates, never the number of output wires. -/
theorem circuit_measure_le_upperCount_mul {K : Type*} [CommSemiring K] {n : ℕ}
(c : Depth5Circuit K n)
(R : MvPolynomial (Fin n × Fin n × Fin n) K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(B : ℝ) (hB : 0 ≤ B)
(hbound : ∀ j, gateCoefficient c.outputInputs j ≠ 0 → R (upperValue c j) ≤ B) :
R (circuitValue c) ≤ (c.upperCount : ℝ) * B := by
rw [circuitValue_eq_sum]
simpa using measure_weighted_sum_le_card_mul R hzero hadd hscale
Finset.univ (gateCoefficient c.outputInputs) (upperValue c) B hB
(fun j _ => hbound j)
/-- Expanding one middle-gate occurrence costs at most the number of lower
product gates. All other occurrences, including shared copies of the selected
gate, are retained as factors in `before` and `after`. -/
theorem upper_measure_le_lowerCount_mul_of_split
{K : Type*} [CommSemiring K] {n : ℕ} (c : Depth5Circuit K n)
(R : MvPolynomial (Fin n × Fin n × Fin n) K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(u : Fin c.upperCount) (j : Fin c.middleCount)
(before after : List (Fin c.middleCount))
(hsplit : c.upperInputs u = before ++ j :: after)
(B : ℝ) (hB : 0 ≤ B)
(hbound : ∀ l, gateCoefficient (c.middleInputs j) l ≠ 0 →
R ((before.map (middleValue c)).prod * lowerValue c l *
(after.map (middleValue c)).prod) ≤ B) :
R (upperValue c u) ≤ (c.lowerCount : ℝ) * B := by
classical
have heq : upperValue c u =
∑ l : Fin c.lowerCount,
MvPolynomial.C (gateCoefficient (c.middleInputs j) l) *
((before.map (middleValue c)).prod * lowerValue c l *
(after.map (middleValue c)).prod) := by
unfold upperValue
rw [hsplit]
simp only [List.map_append, List.map_cons, List.prod_append, List.prod_cons]
rw [middleValue_eq_sum, Finset.sum_mul, Finset.mul_sum]
apply Finset.sum_congr rfl
intro l hl
ring
rw [heq]
simpa using measure_weighted_sum_le_card_mul R hzero hadd hscale
Finset.univ (gateCoefficient (c.middleInputs j))
(fun l => (before.map (middleValue c)).prod * lowerValue c l *
(after.map (middleValue c)).prod) B hB (fun l _ => hbound l)
/-- The gate-count assembly step in the depth-five rank upper bound.
Each active upper product is either bounded directly, or one occurrence can
be expanded into active lower products with the same bound. -/
theorem circuit_measure_le_size_sq_mul_of_low_or_split
{K : Type*} [CommSemiring K] {n : ℕ} (c : Depth5Circuit K n)
(R : MvPolynomial (Fin n × Fin n × Fin n) K → ℝ) (hzero : R 0 = 0)
(hadd : ∀ x y, R (x + y) ≤ R x + R y)
(hscale : ∀ a p, R (MvPolynomial.C a * p) ≤ R p)
(B : ℝ) (hB : 0 ≤ B)
(hupper : ∀ u, gateCoefficient c.outputInputs u ≠ 0 →
R (upperValue c u) ≤ B ∨
∃ (j : Fin c.middleCount) (before after : List (Fin c.middleCount)),
c.upperInputs u = before ++ j :: after ∧
∀ l, gateCoefficient (c.middleInputs j) l ≠ 0 →
R ((before.map (middleValue c)).prod * lowerValue c l *
(after.map (middleValue c)).prod) ≤ B) :
R (circuitValue c) ≤ (circuitSize c : ℝ) ^ 2 * B := by
have honeNat : 1 ≤ circuitSize c := by unfold circuitSize; omega
have hlowerNat : c.lowerCount ≤ circuitSize c := by unfold circuitSize; omega
have hupperNat : c.upperCount ≤ circuitSize c := by unfold circuitSize; omega
have hone : (1 : ℝ) ≤ circuitSize c := by exact_mod_cast honeNat
have hlower : (c.lowerCount : ℝ) ≤ circuitSize c := by exact_mod_cast hlowerNat
have hupperCount : (c.upperCount : ℝ) ≤ circuitSize c := by exact_mod_cast hupperNat
have hSB : 0 ≤ (circuitSize c : ℝ) * B := mul_nonneg (Nat.cast_nonneg _) hB
have hgates : ∀ u, gateCoefficient c.outputInputs u ≠ 0 →
R (upperValue c u) ≤ (circuitSize c : ℝ) * B := by
intro u hu
rcases hupper u hu with hlow | ⟨j, before, after, hsplit, hbound⟩
· exact hlow.trans (by nlinarith)
· exact (upper_measure_le_lowerCount_mul_of_split c R hzero hadd hscale
u j before after hsplit B hB hbound).trans (mul_le_mul_of_nonneg_right hlower hB)
calc
R (circuitValue c) ≤ (c.upperCount : ℝ) * ((circuitSize c : ℝ) * B) :=
circuit_measure_le_upperCount_mul c R hzero hadd hscale _ hSB hgates
_ ≤ (circuitSize c : ℝ) * ((circuitSize c : ℝ) * B) :=
mul_le_mul_of_nonneg_right hupperCount hSB
_ = (circuitSize c : ℝ) ^ 2 * B := by ring
end Problem335
end
end OAI