openAI-math-dataset / lean /OAI /Analysis /Cuntz /Regularization.lean
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import OAI.Analysis.Cuntz.Cutoff
import Mathlib.Analysis.CStarAlgebra.ContinuousFunctionalCalculus.Pi
import Mathlib.Topology.Semicontinuity.Defs
namespace OAI
noncomputable section
/-! Regularized dimensions, cutoff calculus, and topological regularization. -/
open scoped Matrix CStarAlgebra Topology
namespace Kaplansky
attribute [local instance] CStarAlgebra.spectralOrder CStarAlgebra.spectralOrderedRing
variable {A : Type*} [CStarAlgebra A]
namespace CuntzDimensionState
/-- Cutoff regularization of the constructed dimension state, as a finite real supremum. -/
def regularized (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) : ℝ :=
sSup ((fun ε : ℝ => d.value (a.cutoff ε)) '' Set.Ioi 0)
theorem cutoff_values_nonempty (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) :
((fun ε : ℝ => d.value (a.cutoff ε)) '' Set.Ioi 0).Nonempty :=
⟨_, ⟨1, by norm_num, rfl⟩⟩
theorem cutoff_values_bddAbove (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) :
BddAbove ((fun ε : ℝ => d.value (a.cutoff ε)) '' Set.Ioi 0) := by
refine ⟨d.value a, ?_⟩
rintro _ ⟨ε, hε, rfl⟩
exact d.cutoff_value_le a hε.le
theorem cutoff_value_le_regularized (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A)
{ε : ℝ} (hε : 0 < ε) : d.value (a.cutoff ε) ≤ d.regularized a :=
le_csSup (d.cutoff_values_bddAbove a) ⟨ε, hε, rfl⟩
theorem regularized_le (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A)
{r : ℝ} (h : ∀ ε : ℝ, 0 < ε → d.value (a.cutoff ε) ≤ r) : d.regularized a ≤ r := by
apply csSup_le (d.cutoff_values_nonempty a)
rintro _ ⟨ε, hε, rfl⟩
exact h ε hε
theorem regularized_le_value (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) :
d.regularized a ≤ d.value a := d.regularized_le a fun _ hε => d.cutoff_value_le a hε.le
theorem regularized_nonneg (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) :
0 ≤ d.regularized a :=
(d.value_nonneg (a.cutoff 1)).trans (d.cutoff_value_le_regularized a (by norm_num))
theorem regularized_le_size (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A) :
d.regularized a ≤ a.size := (d.regularized_le_value a).trans (d.value_le_size a)
/-- Cuntz monotonicity is proved using the two-cutoff comparison theorem. -/
theorem regularized_mono (d : CuntzDimensionState A) {a b : CuntzPositiveMatrix A}
(h : CuntzLE a.matrix b.matrix) : d.regularized a ≤ d.regularized b := by
apply d.regularized_le a
intro ε hε
obtain ⟨δ, hδ, hc⟩ := (cuntzLE_iff_cutoff_comparison a b).mp h ε hε
exact (d.value_mono (a := a.cutoff ε) (b := b.cutoff δ) hc).trans
(d.cutoff_value_le_regularized b hδ)
theorem regularized_eq (d : CuntzDimensionState A) {a b : CuntzPositiveMatrix A}
(h : CuntzEquivalent a.matrix b.matrix) : d.regularized a = d.regularized b :=
le_antisymm (d.regularized_mono h.1) (d.regularized_mono h.2)
theorem regularized_zero (d : CuntzDimensionState A) : d.regularized .zero = 0 :=
le_antisymm ((d.regularized_le_value .zero).trans_eq d.value_zero) (d.regularized_nonneg .zero)
/-- Every number strictly below the supremum is exceeded by one actual cutoff value. -/
theorem exists_lt_cutoff_value (d : CuntzDimensionState A) (a : CuntzPositiveMatrix A)
{r : ℝ} (h : r < d.regularized a) : ∃ ε : ℝ, 0 < ε ∧ r < d.value (a.cutoff ε) := by
by_contra! hn
exact (not_le_of_gt h) (d.regularized_le a hn)
end CuntzDimensionState
/-- Iterated cutoffs add their thresholds. -/
theorem cuntzCutoff_cutoff {a : A} (ha : 0 ≤ a) (ε : ℝ) {δ : ℝ} (hδ : 0 ≤ δ) :
cuntzCutoff (cuntzCutoff a ε) δ = cuntzCutoff a (ε+δ) := by
unfold cuntzCutoff
rw [← cfc_comp' (fun t : ℝ => max (t-δ) 0) (fun t : ℝ => max (t-ε) 0) a]
apply cfc_congr
intro t ht
dsimp only
rcases le_total t ε with h | h
· rw [max_eq_right (sub_nonpos.mpr h), zero_sub, max_eq_right (neg_nonpos.mpr hδ),
max_eq_right (by linarith : t-(ε+δ) ≤ 0)]
· rw [max_eq_left (sub_nonneg.mpr h)]
congr 1
ring
theorem CuntzPositiveMatrix.cutoff_cutoff (a : CuntzPositiveMatrix A) (ε : ℝ)
{δ : ℝ} (hδ : 0 ≤ δ) : (a.cutoff ε).cutoff δ = a.cutoff (ε+δ) := by
cases a with
| mk n a ha =>
simp only [CuntzPositiveMatrix.cutoff]
congr 1
change CStarMatrix.ofMatrix.symm (cuntzCutoff (cuntzCutoff (CStarMatrix.ofMatrix a) ε) δ) =
CStarMatrix.ofMatrix.symm (cuntzCutoff (CStarMatrix.ofMatrix a) (ε + δ))
rw [cuntzCutoff_cutoff ha ε hδ]
theorem cuntzCutoff_one_half : cuntzCutoff (1 : A) (1/2) = (1/2 : ℝ) • (1 : A) := by
unfold cuntzCutoff
have he := cfc_algebraMap (A := A) (1 : ℝ) (fun t : ℝ => max (t-1/2) 0)
norm_num [Algebra.algebraMap_eq_smul_one] at he ⊢
/-- Regularization preserves the value of every finite identity matrix. -/
theorem CuntzDimensionState.regularized_unit (d : CuntzDimensionState A) (n : ℕ) :
d.regularized (.unit n) = (n : ℝ) := by
apply le_antisymm ((d.regularized_le_value _).trans_eq (d.value_unit n))
have he : d.value ((CuntzPositiveMatrix.unit (A := A) n).cutoff (1/2)) = d.value (.unit n) := by
apply d.value_eq
change CuntzEquivalent (CStarMatrix.ofMatrix.symm
(cuntzCutoff (1 : CStarMatrix (Fin n) (Fin n) A) (1/2))) (1 : Matrix (Fin n) (Fin n) A)
rw [cuntzCutoff_one_half]
exact cuntzEquivalent_pos_smul 1 (by norm_num)
rw [← d.value_unit n, ← he]
exact d.cutoff_value_le_regularized _ (by norm_num)
/-- Applying the cutoff supremum a second time does not change its value. -/
theorem CuntzDimensionState.regularized_idempotent (d : CuntzDimensionState A)
(a : CuntzPositiveMatrix A) :
sSup ((fun ε : ℝ => d.regularized (a.cutoff ε)) '' Set.Ioi 0) = d.regularized a := by
have hne : ((fun ε : ℝ => d.regularized (a.cutoff ε)) '' Set.Ioi 0).Nonempty :=
⟨_, ⟨1, by norm_num, rfl⟩⟩
have hb : BddAbove ((fun ε : ℝ => d.regularized (a.cutoff ε)) '' Set.Ioi 0) := by
refine ⟨d.regularized a, ?_⟩
rintro _ ⟨ε, hε, rfl⟩
exact (d.regularized_le_value _).trans (d.cutoff_value_le_regularized a hε)
apply le_antisymm
· apply csSup_le hne
rintro _ ⟨ε, hε, rfl⟩
exact (d.regularized_le_value _).trans (d.cutoff_value_le_regularized a hε)
apply d.regularized_le a
intro ε hε
have he : d.value (a.cutoff ε) ≤ d.regularized (a.cutoff (ε/2)) := by
have hc := d.cutoff_value_le_regularized (a.cutoff (ε/2)) (half_pos hε)
rw [CuntzPositiveMatrix.cutoff_cutoff a _ (half_pos hε).le] at hc
simpa only [add_halves] using hc
exact he.trans (le_csSup hb ⟨ε/2, half_pos hε, rfl⟩)
/-- A norm neighborhood controls one fixed cutoff by the regularized value. -/
theorem CuntzDimensionState.cutoff_value_le_regularized_of_norm {n : ℕ}
(d : CuntzDimensionState A) {a b : CStarMatrix (Fin n) (Fin n) A}
(ha : 0 ≤ a) (hb : 0 ≤ b) {ε : ℝ} (hε : 0 < ε) (hab : ‖a-b‖ < ε/2) :
d.value ((⟨n, CStarMatrix.ofMatrix.symm a, ha⟩ : CuntzPositiveMatrix A).cutoff ε) ≤
d.regularized ⟨n, CStarMatrix.ofMatrix.symm b, hb⟩ := by
have hn : ‖a - cuntzCutoff b (ε/2)‖ < ε := by
have ht : ‖a - cuntzCutoff b (ε/2)‖ ≤ ‖a-b‖ + ‖b - cuntzCutoff b (ε/2)‖ := by
simpa only [dist_eq_norm] using dist_triangle a b (cuntzCutoff b (ε/2))
have he := norm_sub_cuntzCutoff_le hb (half_pos hε).le
linarith
have hc := cuntzLE_cutoff_of_norm_sub_lt ha (cuntzCutoff_nonneg b (ε/2)).isSelfAdjoint hn
exact (d.value_mono (a := (⟨n, CStarMatrix.ofMatrix.symm a, ha⟩ : CuntzPositiveMatrix A).cutoff ε)
(b := (⟨n, CStarMatrix.ofMatrix.symm b, hb⟩ : CuntzPositiveMatrix A).cutoff (ε/2)) hc).trans
(d.cutoff_value_le_regularized _ (half_pos hε))
/-- Lower semicontinuity on the full positive cone in each actual matrix norm. -/
theorem CuntzDimensionState.regularized_lowerSemicontinuous (d : CuntzDimensionState A)
(n : ℕ) : LowerSemicontinuous (fun a : {a : CStarMatrix (Fin n) (Fin n) A // 0 ≤ a} =>
d.regularized ⟨n, CStarMatrix.ofMatrix.symm a.val, a.property⟩) := by
intro a r hr
obtain ⟨ε, hε, he⟩ := d.exists_lt_cutoff_value _ hr
apply Metric.mem_nhds_iff.mpr
refine ⟨ε/2, half_pos hε, ?_⟩
intro b hb
have hdist : ‖a.val-b.val‖ < ε/2 := by
simpa only [Metric.mem_ball, Subtype.dist_eq, dist_eq_norm, norm_sub_rev] using hb
exact he.trans_le (d.cutoff_value_le_regularized_of_norm a.property b.property hε hdist)
variable {ι κ : Type*} [Fintype ι] [Fintype κ] [DecidableEq ι] [DecidableEq κ]
local instance matrixRealFunctionalCalculus {ν : Type*} [Fintype ν] [DecidableEq ν] :
ContinuousFunctionalCalculus ℝ (CStarMatrix ν ν A) IsSelfAdjoint :=
IsSelfAdjoint.instContinuousFunctionalCalculus
local instance productMatrixRealFunctionalCalculus :
ContinuousFunctionalCalculus ℝ (CStarMatrix ι ι A × CStarMatrix κ κ A) IsSelfAdjoint :=
IsSelfAdjoint.instContinuousFunctionalCalculus
/-- The genuine block-diagonal unital star homomorphism. -/
def cuntzBlockHom : (CStarMatrix ι ι A × CStarMatrix κ κ A) →⋆ₐ[ℂ]
CStarMatrix (ι ⊕ κ) (ι ⊕ κ) A where
toFun p := CStarMatrix.ofMatrix (cuntzBlock p.1 p.2)
map_zero' := by ext i j; cases i <;> cases j <;> rfl
map_one' := by exact Matrix.fromBlocks_one
map_add' p q := by
ext i j
cases i <;> cases j <;> first | rfl | exact (zero_add (0 : A)).symm
map_mul' p q := by
change cuntzBlock (CStarMatrix.ofMatrix.symm p.1 * CStarMatrix.ofMatrix.symm q.1)
(CStarMatrix.ofMatrix.symm p.2 * CStarMatrix.ofMatrix.symm q.2) =
cuntzBlock (CStarMatrix.ofMatrix.symm p.1) (CStarMatrix.ofMatrix.symm p.2) *
cuntzBlock (CStarMatrix.ofMatrix.symm q.1) (CStarMatrix.ofMatrix.symm q.2)
simp only [cuntzBlock, Matrix.fromBlocks_multiply, Matrix.mul_zero, Matrix.zero_mul,
add_zero, zero_add]
map_star' p := by
ext i j
cases i <;> cases j <;> first | rfl | exact (star_zero A).symm
commutes' c := by
classical
simp only [Algebra.algebraMap_eq_smul_one]
change Matrix.fromBlocks (c • (1 : Matrix ι ι A)) 0 0 (c • (1 : Matrix κ κ A)) = c • (1 : Matrix (ι ⊕ κ) (ι ⊕ κ) A)
rw [← Matrix.fromBlocks_one, Matrix.fromBlocks_smul]
simp only [smul_zero]
theorem cuntzCutoff_block (a : CStarMatrix ι ι A) (b : CStarMatrix κ κ A)
(ha : 0 ≤ a) (hb : 0 ≤ b) (ε : ℝ) :
cuntzCutoff (CStarMatrix.ofMatrix (cuntzBlock a b)) ε =
CStarMatrix.ofMatrix (cuntzBlock (CStarMatrix.ofMatrix.symm (cuntzCutoff a ε)) (CStarMatrix.ofMatrix.symm (cuntzCutoff b ε))) := by
let φ := cuntzBlockHom (A := A) (ι := ι) (κ := κ)
have h := φ.map_cfc (fun t : ℝ => max (t-ε) 0) (a,b)
(ha := by exact Prod.ext ha.isSelfAdjoint hb.isSelfAdjoint)
(hφa := (cuntzBlock_nonneg _ _ ha hb).isSelfAdjoint)
rw [cfc_map_prod (S := ℂ) (fun t : ℝ => max (t-ε) 0) a b
(ha := ha.isSelfAdjoint) (hb := hb.isSelfAdjoint)
(hab := by exact Prod.ext ha.isSelfAdjoint hb.isSelfAdjoint)] at h
exact h.symm
theorem cuntzCutoff_reindex (a : CStarMatrix ι ι A) (ha : 0 ≤ a) (e : κ ≃ ι) (ε : ℝ) :
cuntzCutoff (CStarMatrix.ofMatrix ((CStarMatrix.ofMatrix.symm a).submatrix e e)) ε =
CStarMatrix.ofMatrix ((CStarMatrix.ofMatrix.symm (cuntzCutoff a ε)).submatrix e e) := by
let φ := (CStarMatrix.reindexₐ ℂ A e.symm).toStarAlgHom
exact (φ.map_cfc (fun t : ℝ => max (t-ε) 0) a
(ha := ha.isSelfAdjoint) (hφa := (cuntzSubmatrix_nonneg _ e ha).isSelfAdjoint)).symm
theorem CuntzPositiveMatrix.cutoff_add (a b : CuntzPositiveMatrix A) (ε : ℝ) :
(a.add b).cutoff ε = (a.cutoff ε).add (b.cutoff ε) := by
cases a with
| mk n a ha =>
cases b with
| mk m b hb =>
simp only [CuntzPositiveMatrix.add, CuntzPositiveMatrix.cutoff]
congr 1
have he := cuntzCutoff_reindex (CStarMatrix.ofMatrix (cuntzBlock a b))
(cuntzBlock_nonneg _ _ ha hb) finSumFinEquiv.symm ε
have hh : cuntzCutoff (CStarMatrix.ofMatrix (cuntzBlock a b)) ε =
CStarMatrix.ofMatrix (cuntzBlock
(CStarMatrix.ofMatrix.symm (cuntzCutoff (CStarMatrix.ofMatrix a) ε))
(CStarMatrix.ofMatrix.symm (cuntzCutoff (CStarMatrix.ofMatrix b) ε))) :=
cuntzCutoff_block (CStarMatrix.ofMatrix a) (CStarMatrix.ofMatrix b) ha hb ε
rw [hh] at he
exact congrArg CStarMatrix.ofMatrix.symm he
end Kaplansky
end
end OAI