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import OAI.Combinatorics.ContingencyTables.Sampling.PaddedCompletions
namespace OAI
/-!
# The literal zero-penalty sum counts residual completions
Finite balanced large-cell assignments are represented by bounded natural
matrices supported on the large cells. The zero-penalty predicate is
equivalent to the actual padded residual table equations. An explicit
entry bound proves when the formal capacities exclude no completion.
-/
namespace ContingencyTables.CompletionCounts
open scoped BigOperators Classical
open RowColumnPenalties PaddedCompletions NestedPenaltyApplication
variable {I J : Type*} [Fintype I] [Fintype J]
def LargeCompletion (small : I → J → Bool) (R : I → ℕ) (C : J → ℕ) :=
{A : Table R C // Supported small A.val}
noncomputable instance largeCompletionFintype (small : I → J → Bool) (R : I → ℕ) (C : J → ℕ) :
Fintype (LargeCompletion small R C) := by
unfold LargeCompletion
infer_instance
def Assignment (small : I → J → Bool) (B : I → J → ℕ) :=
{a : (i : I) → (j : J) → Fin (B i j+1) // ∀ i j, small i j=true → (a i j).val=0}
noncomputable instance assignmentFintype (small : I → J → Bool) (B : I → J → ℕ) :
Fintype (Assignment small B) := by
unfold Assignment
infer_instance
def assignmentMatrix {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) : I → J → ℕ :=
fun i j => (a.val i j).val
omit [Fintype I] [Fintype J] in
lemma assignment_supported {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) :
Supported small (assignmentMatrix a) := a.property
omit [Fintype I] [Fintype J] in
lemma assignment_bounded {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) (i : I) (j : J) :
assignmentMatrix a i j ≤ B i j := Nat.le_of_lt_succ (a.val i j).isLt
noncomputable def fullPenalty (small : I → J → Bool) (B X Y A : I → J → ℕ)
(r : I → ℕ) (c : J → ℕ) (L : ℕ) : ℝ :=
penalty cellLine (smallCoordinate small)
(fullOffset B (fun i => r i+rowLargeCount small i*L) (fun j => c j+columnLargeCount small j*L))
viewSlope (smallOffset small B r c) viewSlope (profile small B X Y A)
def ZeroAssignments (small : I → J → Bool) (B X Y : I → J → ℕ)
(r : I → ℕ) (c : J → ℕ) (L : ℕ) :=
{a : Assignment small B // fullPenalty small B X Y (assignmentMatrix a) r c L=0}
noncomputable instance zeroAssignmentsFintype (small : I → J → Bool) (B X Y : I → J → ℕ)
(r : I → ℕ) (c : J → ℕ) (L : ℕ) : Fintype (ZeroAssignments small B X Y r c L) := by
unfold ZeroAssignments
infer_instance
/-- The total padded residual mass is at most the original mass plus
one padding unit L for each large cell. -/
theorem padded_total_le (small : I → J → Bool) (X : I → J → ℕ) (r : I → ℕ) (L : ℕ) :
(∑ i, (r i-smallRow small X i+rowLargeCount small i*L)) ≤
(∑ i, r i)+(∑ i, rowLargeCount small i)*L := by
rw [Finset.sum_add_distrib,Finset.sum_mul]
exact Nat.add_le_add_right (Finset.sum_le_sum (fun i _ => Nat.sub_le _ _)) _
/-- This is the exact reason the paper's formal large capacity excludes
no padded completion. No large-range enumeration is used. -/
theorem capacity_excludes_none (small : I → J → Bool) (B X : I → J → ℕ)
(r : I → ℕ) (L d C : ℕ) (hcount : (∑ i, rowLargeCount small i) ≤ d)
(hC : (∑ i, r i)+d*L ≤ C) (hB : ∀ i j, small i j=false → B i j=C) :
∀ i j, small i j=false →
(∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j := by
intro i j hij
rw [hB i j hij]
exact (padded_total_le small X r L).trans
((Nat.add_le_add_left (Nat.mul_le_mul_right L hcount) _).trans hC)
theorem large_count_le_dimension (small : I → J → Bool) :
(∑ i, rowLargeCount small i) ≤ Fintype.card I*Fintype.card J := by
calc
_ ≤ ∑ _ : I, Fintype.card J := by
apply Finset.sum_le_sum
intro i _
unfold rowLargeCount
calc
_ ≤ ∑ _ : J, (1:ℕ) := by
apply Finset.sum_le_sum
intro j _
split_ifs <;> omega
_ = Fintype.card J := by simp
_ = _ := by simp
noncomputable def paperCapacity (small : I → J → Bool) (r : I → ℕ) (d L U : ℕ) : I → J → ℕ :=
fun i j => if small i j then U else (∑ k, r k)+d*L+U+2
/-- For the manuscript's exact C=N+dL+U+2, the capacity hypothesis of
the count equivalence follows just from the dimension allowance. -/
theorem paper_capacity_excludes_none (small : I → J → Bool) (X : I → J → ℕ)
(r : I → ℕ) (d L U : ℕ) (hd : Fintype.card I*Fintype.card J ≤ d) :
∀ i j, small i j=false →
(∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ paperCapacity small r d L U i j := by
apply capacity_excludes_none small (paperCapacity small r d L U) X r L d
((∑ k, r k)+d*L+U+2) ((large_count_le_dimension small).trans hd)
· omega
· intro i j hij
simp [paperCapacity,hij]
def firstPaperSmall (r : I → ℕ) (c : J → ℕ) (U : ℕ) (i : I) (j : J) : Bool :=
decide (r i<U ∨ c j<U)
omit [Fintype I] [Fintype J] in
/-- Thus the large set is exactly the complete large-margin rectangle. -/
lemma firstPaperSmall_false_iff (r : I → ℕ) (c : J → ℕ) (U : ℕ) (i : I) (j : J) :
firstPaperSmall r c U i j=false ↔ U ≤ r i ∧ U ≤ c j := by
simp [firstPaperSmall]
noncomputable def dimensionAllowance : ℕ :=
10+(Fintype.card I+1)*(Fintype.card J+1)
lemma dimension_le_allowance : Fintype.card I*Fintype.card J ≤ dimensionAllowance (I := I) (J := J) := by
unfold dimensionAllowance
nlinarith
noncomputable def completionEquiv (small : I → J → Bool) (B X Y : I → J → ℕ)
(r : I → ℕ) (c : J → ℕ) (L : ℕ)
(hX : ∀ i j, small i j=true → X i j ≤ B i j)
(hY : ∀ i j, small i j=true → Y i j ≤ B i j)
(hres : OriginalResidualsNonnegative small B X Y r c)
(hB : ∀ i j, small i j=false → (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j) :
ZeroAssignments small B X Y r c L ≃
LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L)
(fun j => c j-smallColumn small B Y j+columnLargeCount small j*L) where
toFun a := ⟨⟨assignmentMatrix a.val,
((zero_penalty_iff_padded_completion small B X Y (assignmentMatrix a.val) r c L
(assignment_supported a.val) hX hY (fun i j _ => assignment_bounded a.val i j)).mp a.property).2⟩,
assignment_supported a.val⟩
invFun A := by
have hcap : ∀ i j, A.val.val i j ≤ B i j := by
intro i j
cases hs : small i j
· exact (entry_le_total A.val.property i j).trans (hB i j hs)
· rw [A.property i j hs]
exact Nat.zero_le _
let a : Assignment small B := ⟨fun i j => ⟨A.val.val i j,Nat.lt_succ_of_le (hcap i j)⟩,
A.property⟩
refine ⟨a,?_⟩
exact (zero_penalty_iff_padded_completion small B X Y A.val.val r c L A.property hX hY
(fun i j _ => hcap i j)).mpr ⟨hres,A.val.property⟩
left_inv a := by
apply Subtype.ext
apply Subtype.ext
funext i j
apply Fin.ext
rfl
right_inv A := by
apply Subtype.ext
apply Subtype.ext
rfl
/-- The finite hard marginal is exactly the padded completion count;
if an original residual is negative every zero-penalty term vanishes. -/
theorem hard_count_eq (small : I → J → Bool) (B X Y : I → J → ℕ)
(r : I → ℕ) (c : J → ℕ) (L : ℕ)
(hX : ∀ i j, small i j=true → X i j ≤ B i j)
(hY : ∀ i j, small i j=true → Y i j ≤ B i j)
(hB : ∀ i j, small i j=false → (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j) :
(∑ a : Assignment small B, if fullPenalty small B X Y (assignmentMatrix a) r c L=0 then (1:ℝ) else 0) =
if OriginalResidualsNonnegative small B X Y r c then
(Fintype.card (LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L)
(fun j => c j-smallColumn small B Y j+columnLargeCount small j*L)):ℝ) else 0 := by
by_cases hres : OriginalResidualsNonnegative small B X Y r c
· rw [ite_eq_left hres]
calc
_ = (Fintype.card (ZeroAssignments small B X Y r c L):ℝ) := by
rw [Finset.sum_boole,← Fintype.card_subtype]
exact congrArg (fun n : ℕ => (n:ℝ)) (Fintype.card_congr
(α := {a : Assignment small B // fullPenalty small B X Y (assignmentMatrix a) r c L=0})
(β := ZeroAssignments small B X Y r c L) (Equiv.refl _))
_ = _ := congrArg (fun n : ℕ => (n:ℝ))
(Fintype.card_congr (completionEquiv small B X Y r c L hX hY hres hB))
· rw [ite_eq_right hres]
apply Finset.sum_eq_zero
intro a _
apply ite_eq_right
intro hz
exact hres ((zero_penalty_iff_padded_completion small B X Y (assignmentMatrix a) r c L
(assignment_supported a) hX hY (fun i j _ => assignment_bounded a i j)).mp hz).1
/-- The first manuscript's actual supported padded-completion weight,
with its dimension allowance, padding, threshold and formal capacity. -/
noncomputable def firstPaperWeight (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ) : ℝ :=
let d := dimensionAllowance (I := I) (J := J)
let L := d^12
let U := d^20
let small := firstPaperSmall r c U
let B := paperCapacity small r d L U
if OriginalResidualsNonnegative small B X Y r c then
(Fintype.card (LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L)
(fun j => c j-smallColumn small B Y j+columnLargeCount small j*L)):ℝ) else 0
noncomputable def firstPaperHardSum (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ) : ℝ :=
let d := dimensionAllowance (I := I) (J := J)
let L := d^12
let U := d^20
let small := firstPaperSmall r c U
let B := paperCapacity small r d L U
∑ a : Assignment small B, if fullPenalty small B X Y (assignmentMatrix a) r c L=0 then 1 else 0
/-- This identifies the actual finite zero-penalty large-assignment sum
with the original supported completion count, on every small profile. -/
theorem firstPaperHardSum_eq_weight (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ)
(hX : ∀ i j, firstPaperSmall r c (dimensionAllowance (I := I) (J := J)^20) i j=true →
X i j ≤ dimensionAllowance (I := I) (J := J)^20)
(hY : ∀ i j, firstPaperSmall r c (dimensionAllowance (I := I) (J := J)^20) i j=true →
Y i j ≤ dimensionAllowance (I := I) (J := J)^20) :
firstPaperHardSum r c X Y=firstPaperWeight r c X Y := by
apply hard_count_eq
· intro i j hij
simpa only [paperCapacity,hij,ite_true] using hX i j hij
· intro i j hij
simpa only [paperCapacity,hij,ite_true] using hY i j hij
· exact paper_capacity_excludes_none _ X r _ _ _ dimension_le_allowance
end ContingencyTables.CompletionCounts
end OAI