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| import OAI.Combinatorics.ContingencyTables.Sampling.PaddedCompletions | |
| namespace OAI | |
| /-! | |
| # The literal zero-penalty sum counts residual completions | |
| Finite balanced large-cell assignments are represented by bounded natural | |
| matrices supported on the large cells. The zero-penalty predicate is | |
| equivalent to the actual padded residual table equations. An explicit | |
| entry bound proves when the formal capacities exclude no completion. | |
| -/ | |
| namespace ContingencyTables.CompletionCounts | |
| open scoped BigOperators Classical | |
| open RowColumnPenalties PaddedCompletions NestedPenaltyApplication | |
| variable {I J : Type*} [Fintype I] [Fintype J] | |
| def LargeCompletion (small : I → J → Bool) (R : I → ℕ) (C : J → ℕ) := | |
| {A : Table R C // Supported small A.val} | |
| noncomputable instance largeCompletionFintype (small : I → J → Bool) (R : I → ℕ) (C : J → ℕ) : | |
| Fintype (LargeCompletion small R C) := by | |
| unfold LargeCompletion | |
| infer_instance | |
| def Assignment (small : I → J → Bool) (B : I → J → ℕ) := | |
| {a : (i : I) → (j : J) → Fin (B i j+1) // ∀ i j, small i j=true → (a i j).val=0} | |
| noncomputable instance assignmentFintype (small : I → J → Bool) (B : I → J → ℕ) : | |
| Fintype (Assignment small B) := by | |
| unfold Assignment | |
| infer_instance | |
| def assignmentMatrix {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) : I → J → ℕ := | |
| fun i j => (a.val i j).val | |
| omit [Fintype I] [Fintype J] in | |
| lemma assignment_supported {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) : | |
| Supported small (assignmentMatrix a) := a.property | |
| omit [Fintype I] [Fintype J] in | |
| lemma assignment_bounded {small : I → J → Bool} {B : I → J → ℕ} (a : Assignment small B) (i : I) (j : J) : | |
| assignmentMatrix a i j ≤ B i j := Nat.le_of_lt_succ (a.val i j).isLt | |
| noncomputable def fullPenalty (small : I → J → Bool) (B X Y A : I → J → ℕ) | |
| (r : I → ℕ) (c : J → ℕ) (L : ℕ) : ℝ := | |
| penalty cellLine (smallCoordinate small) | |
| (fullOffset B (fun i => r i+rowLargeCount small i*L) (fun j => c j+columnLargeCount small j*L)) | |
| viewSlope (smallOffset small B r c) viewSlope (profile small B X Y A) | |
| def ZeroAssignments (small : I → J → Bool) (B X Y : I → J → ℕ) | |
| (r : I → ℕ) (c : J → ℕ) (L : ℕ) := | |
| {a : Assignment small B // fullPenalty small B X Y (assignmentMatrix a) r c L=0} | |
| noncomputable instance zeroAssignmentsFintype (small : I → J → Bool) (B X Y : I → J → ℕ) | |
| (r : I → ℕ) (c : J → ℕ) (L : ℕ) : Fintype (ZeroAssignments small B X Y r c L) := by | |
| unfold ZeroAssignments | |
| infer_instance | |
| /-- The total padded residual mass is at most the original mass plus | |
| one padding unit L for each large cell. -/ | |
| theorem padded_total_le (small : I → J → Bool) (X : I → J → ℕ) (r : I → ℕ) (L : ℕ) : | |
| (∑ i, (r i-smallRow small X i+rowLargeCount small i*L)) ≤ | |
| (∑ i, r i)+(∑ i, rowLargeCount small i)*L := by | |
| rw [Finset.sum_add_distrib,Finset.sum_mul] | |
| exact Nat.add_le_add_right (Finset.sum_le_sum (fun i _ => Nat.sub_le _ _)) _ | |
| /-- This is the exact reason the paper's formal large capacity excludes | |
| no padded completion. No large-range enumeration is used. -/ | |
| theorem capacity_excludes_none (small : I → J → Bool) (B X : I → J → ℕ) | |
| (r : I → ℕ) (L d C : ℕ) (hcount : (∑ i, rowLargeCount small i) ≤ d) | |
| (hC : (∑ i, r i)+d*L ≤ C) (hB : ∀ i j, small i j=false → B i j=C) : | |
| ∀ i j, small i j=false → | |
| (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j := by | |
| intro i j hij | |
| rw [hB i j hij] | |
| exact (padded_total_le small X r L).trans | |
| ((Nat.add_le_add_left (Nat.mul_le_mul_right L hcount) _).trans hC) | |
| theorem large_count_le_dimension (small : I → J → Bool) : | |
| (∑ i, rowLargeCount small i) ≤ Fintype.card I*Fintype.card J := by | |
| calc | |
| _ ≤ ∑ _ : I, Fintype.card J := by | |
| apply Finset.sum_le_sum | |
| intro i _ | |
| unfold rowLargeCount | |
| calc | |
| _ ≤ ∑ _ : J, (1:ℕ) := by | |
| apply Finset.sum_le_sum | |
| intro j _ | |
| split_ifs <;> omega | |
| _ = Fintype.card J := by simp | |
| _ = _ := by simp | |
| noncomputable def paperCapacity (small : I → J → Bool) (r : I → ℕ) (d L U : ℕ) : I → J → ℕ := | |
| fun i j => if small i j then U else (∑ k, r k)+d*L+U+2 | |
| /-- For the manuscript's exact C=N+dL+U+2, the capacity hypothesis of | |
| the count equivalence follows just from the dimension allowance. -/ | |
| theorem paper_capacity_excludes_none (small : I → J → Bool) (X : I → J → ℕ) | |
| (r : I → ℕ) (d L U : ℕ) (hd : Fintype.card I*Fintype.card J ≤ d) : | |
| ∀ i j, small i j=false → | |
| (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ paperCapacity small r d L U i j := by | |
| apply capacity_excludes_none small (paperCapacity small r d L U) X r L d | |
| ((∑ k, r k)+d*L+U+2) ((large_count_le_dimension small).trans hd) | |
| · omega | |
| · intro i j hij | |
| simp [paperCapacity,hij] | |
| def firstPaperSmall (r : I → ℕ) (c : J → ℕ) (U : ℕ) (i : I) (j : J) : Bool := | |
| decide (r i<U ∨ c j<U) | |
| omit [Fintype I] [Fintype J] in | |
| /-- Thus the large set is exactly the complete large-margin rectangle. -/ | |
| lemma firstPaperSmall_false_iff (r : I → ℕ) (c : J → ℕ) (U : ℕ) (i : I) (j : J) : | |
| firstPaperSmall r c U i j=false ↔ U ≤ r i ∧ U ≤ c j := by | |
| simp [firstPaperSmall] | |
| noncomputable def dimensionAllowance : ℕ := | |
| 10+(Fintype.card I+1)*(Fintype.card J+1) | |
| lemma dimension_le_allowance : Fintype.card I*Fintype.card J ≤ dimensionAllowance (I := I) (J := J) := by | |
| unfold dimensionAllowance | |
| nlinarith | |
| noncomputable def completionEquiv (small : I → J → Bool) (B X Y : I → J → ℕ) | |
| (r : I → ℕ) (c : J → ℕ) (L : ℕ) | |
| (hX : ∀ i j, small i j=true → X i j ≤ B i j) | |
| (hY : ∀ i j, small i j=true → Y i j ≤ B i j) | |
| (hres : OriginalResidualsNonnegative small B X Y r c) | |
| (hB : ∀ i j, small i j=false → (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j) : | |
| ZeroAssignments small B X Y r c L ≃ | |
| LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L) | |
| (fun j => c j-smallColumn small B Y j+columnLargeCount small j*L) where | |
| toFun a := ⟨⟨assignmentMatrix a.val, | |
| ((zero_penalty_iff_padded_completion small B X Y (assignmentMatrix a.val) r c L | |
| (assignment_supported a.val) hX hY (fun i j _ => assignment_bounded a.val i j)).mp a.property).2⟩, | |
| assignment_supported a.val⟩ | |
| invFun A := by | |
| have hcap : ∀ i j, A.val.val i j ≤ B i j := by | |
| intro i j | |
| cases hs : small i j | |
| · exact (entry_le_total A.val.property i j).trans (hB i j hs) | |
| · rw [A.property i j hs] | |
| exact Nat.zero_le _ | |
| let a : Assignment small B := ⟨fun i j => ⟨A.val.val i j,Nat.lt_succ_of_le (hcap i j)⟩, | |
| A.property⟩ | |
| refine ⟨a,?_⟩ | |
| exact (zero_penalty_iff_padded_completion small B X Y A.val.val r c L A.property hX hY | |
| (fun i j _ => hcap i j)).mpr ⟨hres,A.val.property⟩ | |
| left_inv a := by | |
| apply Subtype.ext | |
| apply Subtype.ext | |
| funext i j | |
| apply Fin.ext | |
| rfl | |
| right_inv A := by | |
| apply Subtype.ext | |
| apply Subtype.ext | |
| rfl | |
| /-- The finite hard marginal is exactly the padded completion count; | |
| if an original residual is negative every zero-penalty term vanishes. -/ | |
| theorem hard_count_eq (small : I → J → Bool) (B X Y : I → J → ℕ) | |
| (r : I → ℕ) (c : J → ℕ) (L : ℕ) | |
| (hX : ∀ i j, small i j=true → X i j ≤ B i j) | |
| (hY : ∀ i j, small i j=true → Y i j ≤ B i j) | |
| (hB : ∀ i j, small i j=false → (∑ k, (r k-smallRow small X k+rowLargeCount small k*L)) ≤ B i j) : | |
| (∑ a : Assignment small B, if fullPenalty small B X Y (assignmentMatrix a) r c L=0 then (1:ℝ) else 0) = | |
| if OriginalResidualsNonnegative small B X Y r c then | |
| (Fintype.card (LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L) | |
| (fun j => c j-smallColumn small B Y j+columnLargeCount small j*L)):ℝ) else 0 := by | |
| by_cases hres : OriginalResidualsNonnegative small B X Y r c | |
| · rw [ite_eq_left hres] | |
| calc | |
| _ = (Fintype.card (ZeroAssignments small B X Y r c L):ℝ) := by | |
| rw [Finset.sum_boole,← Fintype.card_subtype] | |
| exact congrArg (fun n : ℕ => (n:ℝ)) (Fintype.card_congr | |
| (α := {a : Assignment small B // fullPenalty small B X Y (assignmentMatrix a) r c L=0}) | |
| (β := ZeroAssignments small B X Y r c L) (Equiv.refl _)) | |
| _ = _ := congrArg (fun n : ℕ => (n:ℝ)) | |
| (Fintype.card_congr (completionEquiv small B X Y r c L hX hY hres hB)) | |
| · rw [ite_eq_right hres] | |
| apply Finset.sum_eq_zero | |
| intro a _ | |
| apply ite_eq_right | |
| intro hz | |
| exact hres ((zero_penalty_iff_padded_completion small B X Y (assignmentMatrix a) r c L | |
| (assignment_supported a) hX hY (fun i j _ => assignment_bounded a i j)).mp hz).1 | |
| /-- The first manuscript's actual supported padded-completion weight, | |
| with its dimension allowance, padding, threshold and formal capacity. -/ | |
| noncomputable def firstPaperWeight (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ) : ℝ := | |
| let d := dimensionAllowance (I := I) (J := J) | |
| let L := d^12 | |
| let U := d^20 | |
| let small := firstPaperSmall r c U | |
| let B := paperCapacity small r d L U | |
| if OriginalResidualsNonnegative small B X Y r c then | |
| (Fintype.card (LargeCompletion small (fun i => r i-smallRow small X i+rowLargeCount small i*L) | |
| (fun j => c j-smallColumn small B Y j+columnLargeCount small j*L)):ℝ) else 0 | |
| noncomputable def firstPaperHardSum (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ) : ℝ := | |
| let d := dimensionAllowance (I := I) (J := J) | |
| let L := d^12 | |
| let U := d^20 | |
| let small := firstPaperSmall r c U | |
| let B := paperCapacity small r d L U | |
| ∑ a : Assignment small B, if fullPenalty small B X Y (assignmentMatrix a) r c L=0 then 1 else 0 | |
| /-- This identifies the actual finite zero-penalty large-assignment sum | |
| with the original supported completion count, on every small profile. -/ | |
| theorem firstPaperHardSum_eq_weight (r : I → ℕ) (c : J → ℕ) (X Y : I → J → ℕ) | |
| (hX : ∀ i j, firstPaperSmall r c (dimensionAllowance (I := I) (J := J)^20) i j=true → | |
| X i j ≤ dimensionAllowance (I := I) (J := J)^20) | |
| (hY : ∀ i j, firstPaperSmall r c (dimensionAllowance (I := I) (J := J)^20) i j=true → | |
| Y i j ≤ dimensionAllowance (I := I) (J := J)^20) : | |
| firstPaperHardSum r c X Y=firstPaperWeight r c X Y := by | |
| apply hard_count_eq | |
| · intro i j hij | |
| simpa only [paperCapacity,hij,ite_true] using hX i j hij | |
| · intro i j hij | |
| simpa only [paperCapacity,hij,ite_true] using hY i j hij | |
| · exact paper_capacity_excludes_none _ X r _ _ _ dimension_le_allowance | |
| end ContingencyTables.CompletionCounts | |
| end OAI | |