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  1. .gitattributes +71 -0
  2. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/README.md +18 -0
  3. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/main.tex +78 -0
  4. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/references.bib +466 -0
  5. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/01-introduction.tex +393 -0
  6. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/02-macrograph.tex +436 -0
  7. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/03-outer-codes.tex +1006 -0
  8. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/04-outer-programs.tex +864 -0
  9. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/05-outer-representation.tex +696 -0
  10. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/06-outer-composition.tex +1183 -0
  11. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/07-inner-algebra.tex +1552 -0
  12. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/08-inner-binary.tex +1379 -0
  13. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/09-inner-gadget.tex +817 -0
  14. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/10-geometry.tex +1167 -0
  15. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/11-weak-nash.tex +785 -0
  16. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/12-extensions.tex +451 -0
  17. preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/paper.pdf +3 -0
  18. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/README.md +18 -0
  19. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/moved-generic-transport.tex +19 -0
  20. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/probe-divisibility.tex +20 -0
  21. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/support-descent.tex +24 -0
  22. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/main.tex +67 -0
  23. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/references.bib +201 -0
  24. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/conclusion.tex +303 -0
  25. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/forcing.tex +797 -0
  26. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/introduction.tex +213 -0
  27. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/metatheory.tex +439 -0
  28. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/monoid.tex +801 -0
  29. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/quotients.tex +746 -0
  30. preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/partition-principle-without-choice.pdf +3 -0
  31. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/README.md +18 -0
  32. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/paper.tex +32 -0
  33. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/preamble.tex +45 -0
  34. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/references/references.bib +257 -0
  35. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/01-introduction.tex +239 -0
  36. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/02-preliminaries.tex +260 -0
  37. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/03-graph-calculus.tex +828 -0
  38. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/04-area-transfer.tex +605 -0
  39. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/05-maximal-reduction.tex +1305 -0
  40. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/06-stress-extension.tex +1019 -0
  41. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/07-compact-construction.tex +614 -0
  42. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/08-transmission-analysis.tex +958 -0
  43. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/09-scalar-error.tex +1015 -0
  44. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/10-completion.tex +164 -0
  45. preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/paper.pdf +3 -0
  46. preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/README.md +18 -0
  47. preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/figures/lifespan.tex +40 -0
  48. preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/figures/proof-map.tex +40 -0
  49. preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/paper.tex +30 -0
  50. preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/preamble.tex +43 -0
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preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/README.md ADDED
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+ # [The PCP-for-PPAD conjecture: a quasilinear reduction](paper.pdf)
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+
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+ **Author:** OpenAI
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+
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+ **Date:** September 25, 2026
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+
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+ ## Citation
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+
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+ ```bibtex
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+ @misc{OAI:The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026,
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+ author = {{OpenAI}},
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+ title = {{The PCP-for-PPAD conjecture: a quasilinear reduction}},
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+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/paper.pdf}{OAI:The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026}},
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+ year = {2026}
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+ }
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+ ```
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+
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/main.tex ADDED
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+ \DeclareMathOperator{\poly}{poly}
39
+ \DeclareMathOperator{\id}{id}
40
+ \DeclareMathOperator{\Span}{span}
41
+ \DeclareMathOperator{\im}{im}
42
+ \DeclareMathOperator{\diag}{diag}
43
+ \title{The PCP-for-PPAD conjecture:\\a quasilinear reduction}
44
+ \author{OpenAI}
45
+ \date{September 25, 2026}
46
+ \begin{document}
47
+ \maketitle
48
+ \begin{abstract}
49
+ We prove the quasilinear-size PCP-for-PPAD conjecture of Babichenko,
50
+ Papadimitriou, and Rubinstein. There are fixed positive rational constants
51
+ $\eps$ and $\delta$ and a deterministic polynomial-time reduction that
52
+ transforms an End-of-Line instance of binary length $N$ into a generalized
53
+ circuit of total binary length $N(\log N)^{O(1)}$. From any rational
54
+ assignment of polynomial encoding length that $\eps$-satisfies all but a
55
+ $\delta$ fraction of the gates, a solution to the original End-of-Line
56
+ instance can be recovered in polynomial time, regardless of which gates
57
+ fail. Such assignments always exist, with one fixed polynomial bound on
58
+ their encoding length.
59
+ \end{abstract}
60
+ \tableofcontents
61
+ \input{sections/01-introduction}
62
+ \input{sections/02-macrograph}
63
+ \input{sections/03-outer-codes}
64
+ \input{sections/04-outer-programs}
65
+ \input{sections/05-outer-representation}
66
+ \input{sections/06-outer-composition}
67
+ \input{sections/07-inner-algebra}
68
+ \input{sections/08-inner-binary}
69
+ \input{sections/09-inner-gadget}
70
+ \input{sections/10-geometry}
71
+ \input{sections/11-weak-nash}
72
+ \appendix
73
+ \input{sections/12-extensions}
74
+ \phantomsection
75
+ \addcontentsline{toc}{section}{References}
76
+ \bibliographystyle{plain}
77
+ \bibliography{references}
78
+ \end{document}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/references.bib ADDED
@@ -0,0 +1,466 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @inproceedings{BPR2016,
2
+ author = {Babichenko, Yakov and Papadimitriou, Christos H. and Rubinstein, Aviad},
3
+ title = {Can Almost Everybody be Almost Happy?},
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+ booktitle = {Proceedings of the 2016 ACM Conference on Innovations in Theoretical Computer Science},
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+ pages = {1--9},
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+ publisher = {ACM},
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+ year = {2016},
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+ doi = {10.1145/2840728.2840731},
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+ eprint = {1504.02411},
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+ archivePrefix = {arXiv},
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+ primaryClass = {cs.CC},
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+ url = {https://arxiv.org/abs/1504.02411v4},
13
+ note = {Full version: \emph{Can Almost Everybody be Almost Happy? PCP for PPAD and the Inapproximability of Nash}, arXiv:1504.02411v4 (2025), Definitions 1 and 4, Conjecture 2, Theorems 2--4, and Appendix B. \url{https://arxiv.org/abs/1504.02411v4}}
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+ }
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+
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+ @inproceedings{Fisher2026,
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+ author = {Argyrios Deligkas and John Fearnley and Alexandros Hollender and Themistoklis Melissourgos},
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+ title = {Fisher Markets with Approximately Optimal Bundles and the Need for a {PCP} Theorem for {PPAD}},
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+ booktitle = {Proceedings of the 58th Annual ACM Symposium on Theory of Computing},
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+ series = {STOC 2026},
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+ year = {2026},
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+ pages = {1049--1060},
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+ publisher = {Association for Computing Machinery},
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+ doi = {10.1145/3798129.3800817},
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+ url = {https://arxiv.org/abs/2604.27276v2},
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+ eprint = {2604.27276v2},
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+ archivePrefix = {arXiv},
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+ primaryClass = {cs.GT},
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+ note = {Full version, arXiv:2604.27276v2 (18 June 2026), \url{https://arxiv.org/abs/2604.27276v2}. Definition 1, footnote 4, Theorem 2.2 and Appendix A are full-version locators; the conference manuscript numbers the equivalence Theorem 2.3}
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+ }
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+
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+ @article{DFHM2024,
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+ author = {Deligkas, Argyrios and Fearnley, John and Hollender, Alexandros and Melissourgos, Themistoklis},
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+ title = {{Pure-Circuit}: Tight Inapproximability for {PPAD}},
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+ journal = {Journal of the ACM},
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+ volume = {71},
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+ number = {5},
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+ pages = {31:1--31:48},
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+ year = {2024},
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+ doi = {10.1145/3678166},
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+ eprint = {2209.15149},
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+ archivePrefix = {arXiv},
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+ primaryClass = {cs.CC},
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+ url = {https://arxiv.org/abs/2209.15149v3},
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+ note = {Numbered references use arXiv:2209.15149v3 (2024), Section 4.1, Definition 3 and Theorem 4.1. \url{https://doi.org/10.1145/3678166}}
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+ }
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+
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+ @inproceedings{DEL+2022,
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+ title = {Locally Testable Codes with Constant Rate, Distance, and Locality},
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+ booktitle = {Proceedings of the 54th Annual ACM SIGACT Symposium on Theory of Computing},
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+ pages = {357--374},
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+ publisher = {ACM},
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+ year = {2022},
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+ doi = {10.1145/3519935.3520024},
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+ eprint = {2111.04808},
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+ archivePrefix = {arXiv},
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+ primaryClass = {cs.IT},
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+ url = {https://arxiv.org/abs/2111.04808v2},
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+ note = {Full version arXiv:2111.04808v2 (2021), Theorems 1.1 and 4.5. \url{https://arxiv.org/abs/2111.04808v2}}
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+ }
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+
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+ @misc{FS1995,
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+ title = {Some Improvements to Total Degree Tests},
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+ year = {2013},
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+ }
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+
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+ @article{EJZ2010,
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+ author = {Ershov, Mikhail and Jaikin-Zapirain, Andrei},
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+ }
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+
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+ @article{Shalom1999,
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+ }
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+
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+ @misc{Helfgott2013,
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+ }
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+
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+ url = {https://arxiv.org/abs/0906.2749v1},
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+ }
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+
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+ @article{BG2008,
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+ }
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+
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+ function \path{mgg_graph_step} and lemma \path{mgg_numerical_radius};
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+ normalization in \path{Expander_Graphs_Definition} and
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+ }
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+ Lemmas 3.3--3.4, and Sections 5--6.
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+ \href{https://arxiv.org/pdf/1606.04550v2}{Full version}}
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+ }
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+
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+
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+
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+ @article{Bennett1973,
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+ url = {https://proceedings.mlr.press/v195/daskalakis23a.html},
373
+ note = {Theorem 4, Conjecture 10 and Appendix D use the published numbering.
374
+ \href{https://proceedings.mlr.press/v195/daskalakis23a/daskalakis23a.pdf}{Published article}}
375
+ }
376
+
377
+ @misc{HZ2026,
378
+ author = {Braverman, Mark and Liu, Jingyi and Xue, Eric and Zhou, Chenghan},
379
+ title = {Hardness of Approximate {Hylland--Zeckhauser} Equilibria},
380
+ year = {2026},
381
+ eprint = {2606.00951},
382
+ archivePrefix = {arXiv},
383
+ primaryClass = {cs.GT},
384
+ howpublished = {\url{https://arxiv.org/abs/2606.00951v2}},
385
+ note = {Version 2, 9 June 2026. Definition 2.1, Table 1, Theorem 3.2,
386
+ and Lemmas 3.4 and 3.25}
387
+ }
388
+
389
+ @inproceedings{PZO2025,
390
+ author = {Park, Chanwoo and Zhang, Kaiqing and Ozdaglar, Asuman},
391
+ title = {Multi-Player Zero-Sum {Markov} Games with Networked Separable Interactions},
392
+ booktitle = {Advances in Neural Information Processing Systems},
393
+ volume = {36},
394
+ year = {2023},
395
+ eprint = {2307.09470v3},
396
+ archivePrefix = {arXiv},
397
+ primaryClass = {cs.GT},
398
+ url = {https://papers.nips.cc/paper_files/paper/2023/hash/75c411b0a06fa9e78f2a516b57b2ce62-Abstract-Conference.html},
399
+ note = {Numbered references use the full version, arXiv:2307.09470v3
400
+ (12 July 2025): Definition 1 and Appendix C, Case 1.
401
+ \href{https://arxiv.org/abs/2307.09470v3}{Full version}}
402
+ }
403
+
404
+ @misc{FKPP2026,
405
+ author = {Farina, Gabriele and Kontogiannis, Andreas and Panageas, Ioannis and Pollatos, Vasilis},
406
+ title = {The Complexity of Computing Coarse Correlated Equilibria in {Markov} Games with a Single Controller},
407
+ year = {2026},
408
+ eprint = {2607.10897v1},
409
+ archivePrefix = {arXiv},
410
+ primaryClass = {cs.GT},
411
+ howpublished = {\url{https://arxiv.org/abs/2607.10897v1}},
412
+ note = {Version 1. Definition 2.6, Theorem 5.5 and Remark 5.7}
413
+ }
414
+
415
+ @article{Budish2011,
416
+ author = {Budish, Eric},
417
+ title = {The Combinatorial Assignment Problem: Approximate Competitive Equilibrium from Equal Incomes},
418
+ journal = {Journal of Political Economy},
419
+ volume = {119},
420
+ number = {6},
421
+ pages = {1061--1103},
422
+ year = {2011},
423
+ doi = {10.1086/664613},
424
+ url = {https://ericbudish.org/wp-content/uploads/combinatorial_assignment_problem.pdf},
425
+ note = {Definition 1 and Theorem 1, p.~1069.
426
+ \href{https://ericbudish.org/wp-content/uploads/combinatorial_assignment_problem.pdf}{Published article}}
427
+ }
428
+
429
+ @article{OPR2014,
430
+ author = {Othman, Abraham and Papadimitriou, Christos H. and Rubinstein, Aviad},
431
+ title = {The Complexity of Fairness through Equilibrium},
432
+ journal = {ACM Transactions on Economics and Computation},
433
+ volume = {4},
434
+ number = {4},
435
+ pages = {20:1--20:19},
436
+ year = {2016},
437
+ eprint = {1312.6249v3},
438
+ archivePrefix = {arXiv},
439
+ primaryClass = {cs.GT},
440
+ note = {The Appendix A locator uses arXiv:1312.6249v3
441
+ (30 September 2014).
442
+ \href{https://arxiv.org/pdf/1312.6249v3}{Full version}}
443
+ }
444
+
445
+ @misc{ABSsw26,
446
+ author = {Amireddy, Prashanth and Behera, Amik Raj and Srinivasan, Srikanth and Sudan, Madhu and Willumsgaard, Sophus Valentin},
447
+ title = {A Simple Algebraic Proof of the {PCP} Theorem},
448
+ year = {2026},
449
+ eprint = {2608.17429},
450
+ archivePrefix = {arXiv},
451
+ url = {https://arxiv.org/abs/2608.17429v1},
452
+ howpublished = {\url{https://arxiv.org/abs/2608.17429v1}},
453
+ note = {Section 3.1, Definition 3.1 and Claim 3.2}
454
+ }
455
+
456
+ @article{Zemor2001,
457
+ author = {Z{\'e}mor, Gilles},
458
+ title = {On Expander Codes},
459
+ journal = {IEEE Transactions on Information Theory},
460
+ volume = {47},
461
+ number = {2},
462
+ pages = {835--837},
463
+ year = {2001},
464
+ url = {https://courses.grainger.illinois.edu/cs598sgt/sp2015/zemor.pdf},
465
+ note = {Section III-A, Lemma 5 and Theorem 6. \url{https://courses.grainger.illinois.edu/cs598sgt/sp2015/zemor.pdf}}
466
+ }
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/01-introduction.tex ADDED
@@ -0,0 +1,393 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction and the exact search relation}\label{sec:introduction}
2
+
3
+ The class PPAD organizes total search problems whose existence proofs are
4
+ based on the parity of endpoints in a directed graph~\cite{Papadimitriou1994}. Its canonical problem,
5
+ End-of-Line, asks for an endpoint other than a specified source, when the
6
+ graph is described by predecessor and successor circuits. Generalized
7
+ circuits provide another useful language for this class: a solution assigns
8
+ real values in $[0,1]$ to wires and approximately satisfies local arithmetic,
9
+ comparison, and Boolean constraints. The generalized-circuit intermediary
10
+ was developed by Chen, Deng, and Teng~\cite[Section~4.2]{CDT2007Preprint};
11
+ arithmetic, comparison, and Boolean gadgets also underlie the equilibrium
12
+ reductions of Daskalakis, Goldberg, and
13
+ Papadimitriou~\cite[Section~5.1]{DGP2009}. Rubinstein established
14
+ constant-error hardness with every gate required to be
15
+ satisfied~\cite[Theorem~2]{Rubinstein2018}. These results motivate the
16
+ circuit language used here, with the precise normalization and thresholds
17
+ specified below.
18
+
19
+ Babichenko, Papadimitriou, and Rubinstein formulated the PCP-for-PPAD
20
+ conjecture as a quasilinear reduction from End-of-Line to generalized
21
+ circuits in which both the allowed numerical error and the allowed fraction
22
+ of violated gates are positive constants~\cite[Conjecture~2]{BPR2016}.
23
+ The failure fraction is the essential robustness requirement: the decoder
24
+ must succeed even if an adversary chooses which constraints to violate.
25
+ The quasilinear size requirement is a separate restriction on the reduction.
26
+ Ordinary polynomial-time PPAD-hardness, even with constant numerical error,
27
+ does not provide it. For example, hardness for every numerical error below $1/10$ is known
28
+ for the standard generalized-circuit problem with every gate required to
29
+ be satisfied~\cite[Theorem~4.1]{DFHM2024}. Subsequent uses of PCP-for-PPAD also
30
+ consider the weaker conjecture asserting ordinary PPAD-hardness with a
31
+ positive failure fraction; the distinction from the original quasilinear
32
+ formulation is explicit in~\cite[Section~2.2.2]{Fisher2026}.
33
+
34
+ Rubinstein's 2016 work combined encoded-path geometry, a locally
35
+ evolving version of End-of-Line, and a holographic proof system whose
36
+ certificates can be constructed and decoded through restricted
37
+ access~\cite[Sections~3, 5, and~6]{Rubinstein2016Settling}. It established
38
+ quasipolynomial hardness for constant-error two-player Nash under the
39
+ exponential-time hypothesis for PPAD, while leaving the PCP-for-PPAD
40
+ conjecture open and identifying composition as a remaining
41
+ question~\cite[Theorem~1.2 and Section~1.3]{Rubinstein2016Settling}.
42
+ More recently, Golowich derives sharper two-player Nash lower bounds
43
+ for vanishing approximation error under PCP for PPAD together with
44
+ the exponential-time hypothesis for PPAD~\cite[Theorem~1.1]{Golowich2026}.
45
+ These time lower bounds retain their additional exponential-time
46
+ hypothesis; the result here concerns the conjectured reduction itself.
47
+
48
+ We give a positive resolution of the quasilinear PCP-for-PPAD conjecture.
49
+ Our size bound counts the complete finite output, including connection
50
+ indices, every auxiliary gate, and the bits of all rational parameters.
51
+ The gate conventions below are the standard bounded-rational conventions
52
+ of~\cite{DFHM2024,Fisher2026}; the totality and witness-size statement is
53
+ proved explicitly. When restricted to the nearly linear predecessor and
54
+ successor circuits in the original formulation, the theorem gives the
55
+ conjectured quasilinear reduction there as well.\footnote{The original
56
+ Definition~1 of~\cite{BPR2016} allows $x=0^n$ in its first solution
57
+ disjunct $P(S(x))\ne x$. If $P(S(0^n))\ne0^n$, this is an immediately
58
+ computable solution. Otherwise the instance satisfies the additional
59
+ source promise used below. Thus this normalization requires only circuit
60
+ evaluation and a trivial branch of the reduction: output a fixed one-gate
61
+ Constant circuit and have the decoder return $0^n$.}
62
+
63
+ \subsection{The source and target problems}
64
+
65
+ We fix conventional explicit binary encodings of circuit gate lists,
66
+ connection indices, input and output lists, and rational parameters.
67
+ Integers are encoded in binary with delimiters. All size bounds concern
68
+ these complete encodings. Changing between the usual such explicit
69
+ encodings changes only constant or logarithmic factors.
70
+
71
+ \begin{definition}[End-of-Line]\label{def:eol}
72
+ An instance $I$ consists of two explicitly listed, acyclic, bounded-fanin
73
+ Boolean circuits
74
+ \[
75
+ S,P:\{0,1\}^n\longrightarrow\{0,1\}^n,\qquad n\geq1,
76
+ \]
77
+ using AND, OR, and NOT gates, with unrestricted fan-out, and satisfying
78
+ \[
79
+ P(0^n)=0^n,\qquad S(0^n)\ne0^n,\qquad P(S(0^n))=0^n.
80
+ \]
81
+ A solution is a string $v\ne0^n$ such that
82
+ \begin{equation}\label{eq:end-of-line-solution}
83
+ P(S(v))\ne v\quad\text{or}\quad S(P(v))\ne v.
84
+ \end{equation}
85
+ The input length $N\geq2$ includes the complete descriptions of both
86
+ circuits and their input and output lists.
87
+ \end{definition}
88
+
89
+ \begin{definition}[Generalized circuit]\label{def:gcircuit}
90
+ A generalized circuit $G=(V,T)$ has an explicitly listed finite set of
91
+ nodes $V$ and a nonempty set of gates $T$. Each gate has one output and at
92
+ most two inputs. A node is the output of at most one gate. Directed cycles
93
+ and unrestricted fan-out are permitted. Every gate parameter $\alpha$ is
94
+ a binary-encoded rational in $[0,1]$.
95
+
96
+ For an assignment $x:V\to[0,1]$, write $x_a,x_b$ for input values and
97
+ $x_z$ for the output. The five arithmetic gate types are
98
+ $\eps$-satisfied when the corresponding condition holds:
99
+ \begin{align*}
100
+ \mathrm{Constant}(\alpha;z)&:&\quad \abs{x_z-\alpha}&\leq\eps,\\
101
+ \mathrm{Scale}(\alpha;a;z)&:& \abs{x_z-\alpha x_a}&\leq\eps,\\
102
+ \mathrm{Copy}(a;z)&:& \abs{x_z-x_a}&\leq\eps,\\
103
+ \mathrm{Add}(a,b;z)&:& \abs{x_z-\min\{x_a+x_b,1\}}&\leq\eps,\\
104
+ \mathrm{Subtract}(a,b;z)&:& \abs{x_z-\max\{x_a-x_b,0\}}&\leq\eps.
105
+ \end{align*}
106
+ The comparison gate $\mathrm{Less}(a,b;z)$ has the two implications
107
+ \[
108
+ x_a<x_b-\eps\ \Longrightarrow\ x_z\geq1-\eps,
109
+ \qquad
110
+ x_a>x_b+\eps\ \Longrightarrow\ x_z\leq\eps.
111
+ \]
112
+ The Boolean gates have the following implications:
113
+ \begin{align*}
114
+ \mathrm{Or}(a,b;z):\qquad
115
+ (x_a\geq1-\eps\ \text{or}\ x_b\geq1-\eps)&\Longrightarrow x_z\geq1-\eps,\\
116
+ (x_a\leq\eps\ \text{and}\ x_b\leq\eps)&\Longrightarrow x_z\leq\eps;\\[2pt]
117
+ \mathrm{And}(a,b;z):\qquad
118
+ (x_a\geq1-\eps\ \text{and}\ x_b\geq1-\eps)&\Longrightarrow x_z\geq1-\eps,\\
119
+ (x_a\leq\eps\ \text{or}\ x_b\leq\eps)&\Longrightarrow x_z\leq\eps;\\[2pt]
120
+ \mathrm{Not}(a;z):\qquad
121
+ x_a\leq\eps&\Longrightarrow x_z\geq1-\eps,\\
122
+ x_a\geq1-\eps&\Longrightarrow x_z\leq\eps.
123
+ \end{align*}
124
+ For these four gate types, every applicable implication must hold. If no
125
+ antecedent holds, any output in $[0,1]$ is permitted. In particular, the
126
+ comparison thresholds are strict and the Boolean thresholds are weak.
127
+
128
+ Let $M$ be the complete binary encoding length of $G$. For fixed
129
+ $\eps,\delta>0$ and a fixed polynomial $p$, an acceptable assignment is
130
+ rational, has total binary encoding length at most $p(M)$, and
131
+ $\eps$-satisfies at least $(1-\delta)|T|$ gates. Each gate has equal weight;
132
+ at most $\lfloor\delta|T|\rfloor$ gates may fail. Failed gates may violate
133
+ their relations arbitrarily, but all their nodes still have one globally
134
+ consistent value in $[0,1]$.
135
+ \end{definition}
136
+
137
+ The Boolean predicates make the error parameter nonmonotone: increasing
138
+ $\eps$ can activate an antecedent that was previously vacuous. This issue
139
+ is analyzed by Schuldenzucker and Seuken~\cite[Proposition~1]{SchuldenzuckerSeuken2019}.
140
+ Our gate arguments use one actual tolerance throughout. Later upper bounds
141
+ on that tolerance ensure explicit margins; they do not reclassify a
142
+ satisfied Boolean gate at a larger tolerance.
143
+
144
+ \subsection{Main theorem}
145
+
146
+ \begin{samepage}
147
+ \begin{theorem}[Quasilinear PCP for PPAD]\label{thm:main}
148
+ There are fixed rational constants
149
+ \[
150
+ 0<\eps<\tfrac1{10},\qquad 0<\delta<1,
151
+ \]
152
+ a fixed positive integer $A$, a fixed nonnegative integer $b$, a fixed
153
+ polynomial $p$ with nonnegative integer coefficients, and deterministic
154
+ algorithms $R,D$ with the following properties.
155
+ \begin{enumerate}[label=\textup{(\roman*)}]
156
+ \item Every generalized circuit in Definition~\ref{def:gcircuit} has an
157
+ acceptable rational assignment of encoding length at most $p(M)$.
158
+ \item For every End-of-Line instance $I$ of length $N$, the output $R(I)$
159
+ is a generalized circuit whose complete encoding length satisfies
160
+ \[
161
+ M\leq A N\bigl\lceil\log_2(N+2)\bigr\rceil^b.
162
+ \]
163
+ \item The construction $R$ runs in time polynomial in $N$, with one fixed
164
+ polynomial bound.
165
+ \item For every acceptable assignment $x$ of $R(I)$, the algorithm $D(I,x)$
166
+ returns a solution of $I$ in time polynomial in $N$ plus the encoding
167
+ length of $x$, with one fixed polynomial bound.
168
+ \end{enumerate}
169
+ All constants, polynomials, and algorithms are chosen once. They use no
170
+ advice depending on the input length and no randomized construction.
171
+ \end{theorem}
172
+ \end{samepage}
173
+
174
+ The conclusion about $D$ is universal over the locations and values of
175
+ the failed gates. In fact, the soundness argument applies to arbitrary
176
+ real assignments meeting the gate-failure budget; rationality is needed
177
+ for the finite search relation and its computational decoder. The totality
178
+ proof supplies an assignment satisfying every gate on a fixed rational
179
+ mesh. Neither tolerance tends to zero with $N$.
180
+
181
+ \subsection{Proof strategy: encoded paths and robust local computation}
182
+
183
+ We begin with the geometric target of the reduction. Replace the
184
+ End-of-Line graph by a locally evolving directed graph with a known
185
+ source, no isolated vertices, and the same endpoint-decoding property.
186
+ Represent each vertex $w$ by a separated binary word $E_w\in\{0,1\}^m$.
187
+ In the box $[-1,2]^{4m}$, viewed as four blocks of $m$ coordinates,
188
+ each edge $u\to v$ traces
189
+ a polygon that first changes a copy of $E_u$ to $E_v$, changes a repeated
190
+ control bit, updates the other copy, and resets the control bit. Rounded
191
+ corners join these polygons into paths and cycles. An additional segment
192
+ enters the known source, and a separate field prescription handles its
193
+ far end. Every other path endpoint encodes an End-of-Line answer.
194
+
195
+ Section~\ref{sec:geometry} constructs a bounded displacement field $v$
196
+ on this box. Close to a path it uses the directed tangent and the inward
197
+ normal; farther away it passes to a fixed direction. For a sufficiently
198
+ small fixed step $\beta>0$, the clipped move
199
+ $\clip(X+\beta v(X))-X$ has norm at least a fixed positive multiple of
200
+ $\beta$ outside a fixed neighborhood of the desired endpoints. Here
201
+ clipping keeps each coordinate in the box, and the norm is normalized
202
+ by the word length. Thus an accurate enough approximate fixed point
203
+ identifies an endpoint. The proof must also provide local numerical
204
+ access to the field: it cannot inspect the entire encoded graph when
205
+ computing one coordinate of $v$.
206
+
207
+ This use of encoded paths and restricted access has a close predecessor
208
+ in Rubinstein's holographic proof system~\cite[Sections~3, 5, and~6]{Rubinstein2016Settling}.
209
+ The present reduction needs two further properties simultaneously:
210
+ quasilinear total storage and robustness to an arbitrary fixed fraction
211
+ of failed gates. The two scales of the construction address these
212
+ requirements as follows.
213
+
214
+ \paragraph{A quasilinear outer word.}
215
+ Sections~\ref{sec:macrograph}--\ref{sec:outer-representation} construct
216
+ canonical representations
217
+ \[
218
+ R_w=(s_k)_{k\in\Gamma},\qquad
219
+ s_k\in\{0,1\}^L,\qquad
220
+ |\Gamma|=N(\log N)^{O(1)},\qquad L=(\log N)^{O(1)}.
221
+ \]
222
+ A bounded number of symbol positions suffices to test local validity,
223
+ propose a neighboring symbol, or perform one correction step. Each such
224
+ operation has Boolean complexity polynomial in $L$, with an exponent
225
+ fixed before the later correction accuracy. Distinct valid words have
226
+ constant symbol distance, and a word within a fixed symbol-error radius
227
+ can be decoded globally in polynomial time.
228
+
229
+ Begin with the sparse transcript graph of Section~\ref{sec:macrograph},
230
+ whose vertices record partial computations of the predecessor and successor
231
+ circuits and whose edges change one tape position and its occupation bit.
232
+ Transcript validity is expressed by bounded-degree polynomial equations in
233
+ the tape entries. Sampling an individual equation could miss one false
234
+ equation. Sections~\ref{sec:outer-codes} and~\ref{sec:outer-programs}
235
+ instead encode polynomial remainders recording the equation residuals,
236
+ and retain certificates for the intermediate products and linear
237
+ computations that produce them. On exact codewords, a nonzero remainder
238
+ differs from zero at a constant fraction of positions. The code's commuting
239
+ row and column constraints also permit whole-row or whole-column comparisons
240
+ that give a constant gap for an incorrect certificate identity. All stored
241
+ components are tested together on one fixed list of neighboring positions,
242
+ so more certificates enlarge a symbol without diluting the gap.
243
+
244
+ One tape edit can change all these encoded arrays. Before making an allowed
245
+ edit, Section~\ref{sec:outer-representation} prepares each retained array's
246
+ finite difference: its value on the edited tape minus its value on the old
247
+ tape. Certificates introduced by this preparation need their own increments
248
+ as well. Each new increment has lower assigned polynomial degree in the
249
+ logical tape entries, so this recursion has bounded depth. Once preparation
250
+ is complete, adding the increments updates the whole retained tuple to its
251
+ canonical value on the new tape; the preparation can then be reversed.
252
+
253
+ The remaining storage issue is the long linear computation needed to prepare
254
+ an increment. It is carried out one small group of Fourier frequencies at a
255
+ time: each such orbit is preserved by the encoder and has only
256
+ polylogarithmically many frequencies. A clock records progress and scratch
257
+ space is reused. Thus the preparation's elapsed time lengthens the
258
+ represented path rather than the data stored at a vertex. The resulting
259
+ words are the locally evolving $R_w$ above.
260
+
261
+ \paragraph{One fixed binary port.}
262
+ A polynomial-size robust construction applied directly to an $N$-bit
263
+ vertex would not give the required size. Instead we apply it only to
264
+ the $L$-bit outer symbols. The inner construction supplies one injective
265
+ encoding
266
+ \[
267
+ \mathcal D:\{0,1\}^L\longrightarrow\{0,1\}^{S_0},
268
+ \qquad S_0=\operatorname{poly}(L),
269
+ \qquad E_w=(\mathcal D(s_k))_{k\in\Gamma}.
270
+ \]
271
+ Its encoding and positive correction radius are chosen before the
272
+ number of symbols inspected by a local function. From that fixed radius,
273
+ it supports every prescribed fixed average accuracy for requests with
274
+ bounded address density. More outer correction rounds may enlarge the number
275
+ of symbols inspected, and hence the number of input ports in the resulting
276
+ local computation. More inner correction rounds improve its requested
277
+ bit accuracy. These choices may enlarge constant factors, but they do
278
+ not change $\mathcal D$ or its radius. All polynomial factors in $L$
279
+ remain fixed powers of $\log N$.
280
+
281
+ Sections~\ref{sec:inner-algebra}--\ref{sec:inner-gadget} construct this
282
+ port and its robust decision gadget independently of the outer
283
+ reduction. For a fixed tuple $s=(s_1,\ldots,s_k)$ of $L$-bit inputs
284
+ to a Boolean function $f$, the inner graph is one computation path with
285
+ blank work at its source and output $f(s)$ at its sink. Polynomial charts encode its tapes and
286
+ certificates. Their dependencies are kept separate for each read-only
287
+ input, including throughout the finite-difference closure. Consequently
288
+ the input-dependent parts of the source and its first successor have
289
+ the same formulas in every later invocation. A one-input template at
290
+ these two labels defines $\mathcal D(s_i)$ for one input $s_i$; its bits then supply the
291
+ source data for an actual multi-input computation.
292
+
293
+ The binary representation in Section~\ref{sec:inner-binary} adds
294
+ point tables, line tables, and tables for the required products.
295
+ Correction keeps both addresses in each product request and preserves
296
+ the required bound on their joint distribution. Its error bound is averaged over requested coordinates;
297
+ arbitrarily accurate correction at every individual coordinate is
298
+ neither asserted nor needed. At the inner scale, the geometric
299
+ construction forces a feedback state near the unique sink, where a
300
+ positive fraction of encoded coordinates reveal $f(s)$. These become the
301
+ many designated outputs of the decision gadget.
302
+
303
+ \paragraph{From local decisions to an endpoint under gate failures.}
304
+ Section~\ref{sec:outer-composition} uses the outer tester and correction
305
+ routines to supply the field's local information. Two rounded blocks
306
+ serve as possible vertex encodings. On good validation decisions, each
307
+ accepted seed has a unique reference vertex; corrected calls supply its incident
308
+ flags and the requested bits of its own and neighboring encodings.
309
+ The geometric estimator reserves a bounded list of possible pieces and
310
+ estimates their statistics before selecting a numerical winner.
311
+ This order makes average bit accuracy sufficient even when the selected
312
+ piece depends on the output coordinate.
313
+
314
+ The generalized circuit has many physical replicas of each geometric
315
+ coordinate. Write $X_{ir}$ for replica $r$ of component $i$, and
316
+ $\bar X_i$ for their mean. A fixed-degree expander average $A$ couples
317
+ the replicas. Each output is produced by a circuit that realizes the
318
+ approximate relation
319
+ \[
320
+ X_{ir}\approx\clip\bigl((AX)_{ir}
321
+ +\beta\widehat v_{ir}(\bar X)\bigr),
322
+ \]
323
+ where $\widehat v$ is the bounded local field estimator. First, boundedness
324
+ of the update and the expander gap force the replicas close to their
325
+ means, without assuming that any decision is correct. This synchronization
326
+ then bounds the number of reads far from their means. Randomized
327
+ threshold offsets control ambiguous comparisons, and the gate-failure
328
+ budget controls the circuits containing a failed gate.
329
+ The randomness describes the sampling analysis: the printed circuit assigns
330
+ replicas a deterministically enumerated list of fixed tapes of size polynomial
331
+ in $L$.
332
+
333
+ These charges apply to the complete wired computation. All hypothetical
334
+ answer branches are allocated before routing, and each physical read
335
+ occurrence is routed separately with bounded load. Expensive Boolean
336
+ decision gadgets are shared by groups of output replicas. Their many
337
+ designated outputs ensure that failures concentrated on extraction
338
+ wires still spoil only a controlled fraction of the group. On reliable
339
+ outputs the update approximates the true field; on unreliable outputs
340
+ whose gates are satisfied, its bounded size still gives an error
341
+ proportional to $\beta$, apart from the numerical gate tolerance. An estimate that keeps clipping inside the
342
+ replica contraction argument then makes the mean an approximate fixed
343
+ point. The displacement lower bound forces $\bar X$ near an endpoint.
344
+ Rounding its first block and applying the global binary and outer
345
+ decoders yields the required End-of-Line answer.
346
+
347
+ The same synchronization, error charging, and clipped-mean argument is
348
+ used inside the decision gadget. At that scale every output has its own
349
+ bounded estimator circuit; the additional sharing of decision gadgets
350
+ occurs only in the outer composition. In both uses, a fixed hypothetical
351
+ answer branch is analyzed under the original random-tape law, rather
352
+ than by conditioning on that branch being executed.
353
+
354
+ \paragraph{Organization and imported inputs.}
355
+ Section~\ref{sec:outer-composition} assembles the main theorem from
356
+ the outer representation, the port interface stated there, and the
357
+ independent geometric interface. It proves universal decoding, the
358
+ complete binary size bound, and rational-witness totality.
359
+ Sections~\ref{sec:inner-algebra}--\ref{sec:inner-gadget} prove the port
360
+ interface, and Section~\ref{sec:geometry} proves both the displacement
361
+ bound and finite numerical access. Section~\ref{sec:weak-nash} gives
362
+ the consequences described below. Appendix~\ref{sec:extensions}
363
+ collects the separate full-macrograph and unrestricted-product variants;
364
+ these are not prerequisites for the fixed-port composition.
365
+
366
+ The outer code uses ternary Goldbach, fixed-generator prime-quotient
367
+ expansion, and an effective least-prime bound
368
+ \cite{Helfgott2013,BG2008,Xylouris2011}. Its simultaneous systematic
369
+ encoders, matrix twists, and joint correction guarantees are proved
370
+ here; a general locally testable code theorem such as~\cite{DEL+2022}
371
+ does not by itself supply this combination. The inner binary construction
372
+ uses the corrected scalar line test and two group-theoretic inputs
373
+ \cite{FS1995,EJZ2010,Shalom1999}; its vector replacement, affine
374
+ expansion, and average correction are proved here. The all-modulus
375
+ Margulis--Gabber--Galil bound supplies the local and replica walks
376
+ \cite{MGGAFP}. The inner fields and groups are introduced afresh and
377
+ are distinct from those of the outer construction.
378
+
379
+ \subsection{Consequences for games and markets}
380
+
381
+ Section~\ref{sec:weak-nash} applies the theorem to the conditional
382
+ reductions for weak approximate Nash and relative bimatrix Nash
383
+ \cite{BPR2016}, course allocation~\cite{BPR2016}, markets with
384
+ approximately optimal bundles~\cite{Fisher2026}, stationary equilibria
385
+ in discounted games~\cite{DGZ2023,PZO2025,FKPP2026}, and approximate
386
+ Hylland--Zeckhauser allocation~\cite{HZ2026}. For each target we state
387
+ the precise approximation and encoding conventions before its
388
+ consequence. The cited reductions provide the transfers to these
389
+ problems. We supply the needed gate-basis and fan-out conversions, track
390
+ their fixed error and failure losses, and verify the rational witness
391
+ and decoder bounds. These consequences use fixed-gap circuit hardness;
392
+ the quasilinear complete-output bound is the additional assertion of
393
+ Theorem~\ref{thm:main}.
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/02-macrograph.tex ADDED
@@ -0,0 +1,436 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A sparse macrograph for End-of-Line}\label{sec:macrograph}
2
+
3
+ We first replace the circuit transitions by a graph in which one edge
4
+ changes at most one tape bit and its occupation bit. The graph is
5
+ specified by short labels and local transition rules; its vertices are
6
+ not enumerated. The use of a clock to expose sparse circuit updates
7
+ has a close precedent in Rubinstein's LocalEndOfALine
8
+ construction~\cite[Sections~5--5.1]{Rubinstein2016Settling}, where a
9
+ counter schedules activation and deactivation of individual wires.
10
+ We give the transcript, reciprocal proposals, and bounded-incidence
11
+ validity description needed here explicitly.
12
+
13
+ Throughout the outer construction, let $n_0$ be the
14
+ number of input bits of the End-of-Line instance and let $N$ be its
15
+ complete binary encoding length. We use the promises
16
+ \begin{equation}\label{macro:promises}
17
+ P(0^{n_0})=0^{n_0},\qquad S(0^{n_0})\ne0^{n_0},\qquad
18
+ P(S(0^{n_0}))=0^{n_0}.
19
+ \end{equation}
20
+ Thus a nonzero string $y$ is an answer if
21
+ \begin{equation}\label{macro:answer}
22
+ P(S(y))\ne y\quad\hbox{or}\quad S(P(y))\ne y.
23
+ \end{equation}
24
+
25
+ \subsection{Sparse transcripts and their two orders}\label{macro:transcripts}
26
+
27
+ Normalize both circuits to gates of fan-in at most two. In particular,
28
+ replace any larger AND or OR by a binary tree. Give every input and
29
+ every gate a distinct tape position. For each listed output, introduce
30
+ a separate terminal copy gate, even if several listed outputs originally
31
+ name the same wire. Replace the outgoing uses of a wire by a binary
32
+ tree of copy gates, including its uses as feeds to terminal copies.
33
+ A wire with $d$ uses needs $O(d)$ such gates. The total number of
34
+ positions is therefore bounded by a constant times the number of gates,
35
+ connections, and input and output list entries in the original instance,
36
+ and hence is $O(N)$.
37
+
38
+ These changes preserve $S$ and $P$. They also make every tape position
39
+ an operand of only a bounded number of internal gate rules. Choose a
40
+ topological order of the nonterminal gates of each circuit, followed by
41
+ all its terminal output copies. Such an order exists because those
42
+ copies have no internal consumers: any branching needed for other uses
43
+ was placed before them. Copy gates here are auxiliary transcript rules
44
+ and need not belong to the source circuit's original basis.
45
+
46
+ Pad the tape with dummy positions to a power of two $h=2^\ell$.
47
+ An arbitrary fixed lower cutoff on $h$ may be imposed, and still
48
+ $h=O(N)$. Write $[h]=\{0,\ldots,h-1\}$. On these same positions define
49
+ the two permutations
50
+ \begin{align*}
51
+ \pi_{\mathrm f}:\;&S\text{ inputs},\ S\text{ gates},\
52
+ P\text{ inputs},\ P\text{ gates},\ \text{dummies},\\
53
+ \pi_{\mathrm r}:\;&P\text{ inputs},\ P\text{ gates},\
54
+ S\text{ inputs},\ S\text{ gates},\ \text{dummies},
55
+ \end{align*}
56
+ using the chosen gate order inside each block. For a content array
57
+ $D\in\{0,1\}^{[h]}$, let $\operatorname{pref}_{\pi,k}(D)$ agree with
58
+ $D$ on $\pi(0),\ldots,\pi(k-1)$ and be zero elsewhere. Its occupation
59
+ array is the indicator of these $k$ positions. Empty and full tapes
60
+ have occupation arrays $\mathbf 0$ and $\mathbf 1$, respectively.
61
+ The content and occupation arrays are separate: an occupied position
62
+ may contain zero.
63
+
64
+ For a full content array $D$, the notation
65
+ $\operatorname{in}_S(D)$, $\operatorname{out}_S(D)$,
66
+ $\operatorname{in}_P(D)$, and $\operatorname{out}_P(D)$ denotes the
67
+ vectors at the designated input or terminal output positions. A
68
+ \emph{valid full transcript} $Q_x$ computes $S$ on input $x$, copies
69
+ its output to the inputs of $P$, computes $P$, and satisfies
70
+ \begin{equation}\label{macro:full-transcript}
71
+ \operatorname{in}_S(Q_x)=x,\qquad
72
+ \operatorname{in}_P(Q_x)=\operatorname{out}_S(Q_x),\qquad
73
+ \operatorname{out}_P(Q_x)=x.
74
+ \end{equation}
75
+ Its dummy positions are zero. Consequently $Q_x$ exists precisely
76
+ when $P(S(x))=x$, and is unique when it exists.
77
+
78
+ For every $y\in\{0,1\}^{n_0}$, define two complete computation templates,
79
+ without imposing any terminal comparisons. The template $U_y$ first
80
+ computes $S(y)$ and then $P(S(y))$; the template $V_y$ first computes
81
+ $P(y)$ and then $S(P(y))$. Both occupy the same tape coordinates and
82
+ have zero dummies. In $V_y$, the $P$ inputs are $y$ and the $S$ inputs
83
+ are $P(y)$. Thus $U_y$ is a valid full transcript exactly when
84
+ $P(S(y))=y$, in which case it is $Q_y$; and $V_y$ is a valid full
85
+ transcript exactly when $S(P(y))=y$, in which case it is $Q_{P(y)}$.
86
+
87
+ \begin{definition}[Computed prefixes]\label{macro:prefixes}
88
+ A \emph{forward prefix of length $k$ with parameter $y$} has the first
89
+ $k$ positions in $\pi_{\mathrm f}$ occupied. At occupied positions it
90
+ obeys these rules: $S$ inputs copy the corresponding bits of $y$;
91
+ $P$ inputs copy the corresponding designated $S$ outputs; every gate
92
+ obeys its Boolean or copy rule; and dummies are zero. In addition,
93
+ each occupied designated $P$ output equals the corresponding bit of
94
+ $y$. Unoccupied contents are zero.
95
+
96
+ A \emph{reconstruction prefix of length $k$ from $y$} uses
97
+ $\pi_{\mathrm r}$. Its occupied $P$ inputs copy $y$, its occupied
98
+ $S$ inputs copy the designated $P$ outputs, and its occupied gates
99
+ and dummies obey the same rules as above. Each occupied designated
100
+ $S$ output must additionally equal the corresponding bit of $y$.
101
+ Unoccupied contents are again zero.
102
+ \end{definition}
103
+
104
+ Every operand in a prefix rule is either an earlier occupied position
105
+ or a specified bit of $y$. In particular, a designated comparison is
106
+ an extra test on the newly computed terminal copy, not a substitute
107
+ for its computation rule.
108
+
109
+ \begin{lemma}[Unique prefixes and their first obstruction]
110
+ \label{macro:prefix-uniqueness}
111
+ For a fixed $y$, the valid forward prefixes exist uniquely for an
112
+ initial interval of lengths $0\le k\le k_{\mathrm f}(y)$ and equal
113
+ $\operatorname{pref}_{\pi_{\mathrm f},k}(U_y)$. The valid
114
+ reconstruction prefixes likewise exist uniquely for
115
+ $0\le k\le k_{\mathrm r}(y)$ and equal
116
+ $\operatorname{pref}_{\pi_{\mathrm r},k}(V_y)$. Moreover,
117
+ \begin{align}
118
+ k_{\mathrm f}(y)=h&\quad\Longleftrightarrow\quad P(S(y))=y,
119
+ \label{macro:forward-obstruction}\\
120
+ k_{\mathrm r}(y)=h&\quad\Longleftrightarrow\quad S(P(y))=y.
121
+ \label{macro:reverse-obstruction}
122
+ \end{align}
123
+ If a maximal length is less than $h$, the next position is a designated
124
+ output at which the additional comparison fails.
125
+ \end{lemma}
126
+
127
+ \begin{proof}
128
+ Induct along the relevant order. Input copies, gates, and dummies
129
+ uniquely determine the next content bit from data already determined.
130
+ These are exactly the bits of $U_y$ or $V_y$. The only possible
131
+ obstruction is an additional terminal comparison. Shortening a valid
132
+ prefix removes requirements without changing retained bits, so the
133
+ valid lengths form an initial interval. At length $h$, all terminal
134
+ comparisons have been imposed, giving the two equivalences.
135
+ \end{proof}
136
+
137
+ \subsection{The cyclic schedule and reciprocal proposals}
138
+ \label{macro:schedule}
139
+
140
+ A logical tape vector is
141
+ \[
142
+ b=(A,E^A,B,E^B)\in\{0,1\}^{4h},
143
+ \]
144
+ where $A,B$ are contents and $E^A,E^B$ are occupations. The schedule
145
+ uses four phases. To see their effect when all computations succeed,
146
+ suppose $Q_x$ and $Q_y$ exist and $y=S(x)$. Starting with $A=Q_x$
147
+ and $B$ empty, it fills $B$ with $Q_y$, erases $A$ by reversing
148
+ reconstruction from $y$, copies $B$ into $A$, and erases $B$.
149
+ The resulting tapes are $A=Q_y$ and $B$ empty. The identity
150
+ $P(y)=x$, which follows from validity of $Q_x$, is what makes the
151
+ reconstruction recover the old tape.
152
+
153
+ For intermediate prefixes, including those at a failed terminal
154
+ comparison, validity is defined as follows. The stage $s$ lies in
155
+ $\mathbb Z/(4h)\mathbb Z$. Write $\mathcal V_s$ for the following
156
+ set of valid logical vectors; the endpoint descriptions in adjacent
157
+ cases are identified.
158
+ \begin{enumerate}[label=\textup{(\roman*)}]
159
+ \item $0\le s\le h$: $A=Q_x$ is full for some $x$, and $B$ is a
160
+ forward prefix of length $s$ with parameter
161
+ $y=\operatorname{out}_S(A)=S(x)$.
162
+ \item $h\le s\le2h$: $B=Q_y$ is full for some $y$, and $A$ is a
163
+ reconstruction prefix of length $2h-s$ from
164
+ $y=\operatorname{in}_S(B)$.
165
+ \item $2h\le s\le3h$: $B$ is a valid full transcript and
166
+ $A=\operatorname{pref}_{\pi_{\mathrm f},s-2h}(B)$.
167
+ This copied prefix has no additional computation requirements.
168
+ \item $3h\le s\le4h$: $A$ is a valid full transcript and
169
+ $B=\operatorname{pref}_{\pi_{\mathrm f},4h-s}(A)$.
170
+ \end{enumerate}
171
+ Occupations in every case are the stated full or prefix indicators.
172
+ Stage $4h$ is stage $0$, at which $A$ is full and $B$ is empty.
173
+
174
+ \begin{lemma}[Boundary agreement]\label{macro:boundaries}
175
+ The two validity descriptions agree at each of $h,2h,3h$, and $4h=0$.
176
+ \end{lemma}
177
+
178
+ \begin{proof}
179
+ At stage $h$, the first description gives
180
+ \[
181
+ A=Q_x,\qquad B=Q_y,\qquad y=S(x),\qquad P(y)=x.
182
+ \]
183
+ The reconstruction template from $y$ computes $P(y)=x$ and then
184
+ $S(x)=y$, so it agrees with $A$ at every position and satisfies all
185
+ its comparisons. This gives the second description. Conversely,
186
+ the second description at $h$ gives $B=Q_y$ and a full reconstruction
187
+ $A=V_y$ with $S(P(y))=y$. Put $x=P(y)$. Then
188
+ $P(S(x))=P(y)=x$, so $A=Q_x$ and $\operatorname{out}_S(A)=y$.
189
+ Since $B=Q_y$, it is the full forward prefix required in the first
190
+ description. These identities include all copy gates and dummies.
191
+ At $2h$, both descriptions have $A$ empty and $B$ a valid full
192
+ transcript. At $3h$, both have $A=B$ a valid full transcript.
193
+ At $4h=0$, both have $A$ full and $B$ empty.
194
+ \end{proof}
195
+
196
+ For each \emph{start frame} $c\in\{0,\ldots,4h-1\}$, define a
197
+ forward proposal $F_c$ from stage $c$ to stage $c+1$, and a reverse
198
+ proposal $R_c$ from stage $c+1$ to stage $c$, with stages reduced
199
+ modulo $4h$. Thus at current stage $s$, the successor uses $F_s$
200
+ and the predecessor uses $R_{s-1}$, where the latter subscript is
201
+ reduced modulo $4h$. The following table specifies their content changes.
202
+ Every fill or copy sets the corresponding occupation to one, and
203
+ every erasure sets it to zero. All other bits remain unchanged.
204
+ \begin{center}
205
+ \begin{tabular}{@{}llll@{}}
206
+ \toprule
207
+ Start frame & Position $j$ & $F_c$ & $R_c$ \\
208
+ \midrule
209
+ $0\le c<h$ & $\pi_{\mathrm f}(c)$ & fill $B_j$ forward & erase $B_j$ \\
210
+ $h\le c<2h$ & $\pi_{\mathrm r}(2h-c-1)$ & erase $A_j$ & fill $A_j$ by reconstruction \\
211
+ $2h\le c<3h$ & $\pi_{\mathrm f}(c-2h)$ & copy $B_j$ to $A_j$ & erase $A_j$ \\
212
+ $3h\le c<4h$ & $\pi_{\mathrm f}(4h-c-1)$ & erase $B_j$ & copy $A_j$ to $B_j$ \\
213
+ \bottomrule
214
+ \end{tabular}
215
+ \end{center}
216
+ A computed fill always writes its Boolean rule value, even if the
217
+ additional terminal comparison fails. Thus the proposal itself is
218
+ defined separately from the test of whether its result is valid.
219
+
220
+ The \emph{macrograph} has vertex set
221
+ \[
222
+ \mathcal V=\{(s,b):s\in\mathbb Z/(4h)\mathbb Z, b\in\mathcal V_s\}.
223
+ \]
224
+ It has an edge $(c,b)\longrightarrow(c+1,b')$ precisely when
225
+ $b'=F_c(b)$ and both endpoints are valid.
226
+
227
+ \begin{lemma}[Reciprocity and local existence tests]
228
+ \label{macro:local-edges}
229
+ Whenever $b\in\mathcal V_c$ and $b'\in\mathcal V_{c+1}$,
230
+ \begin{equation}\label{macro:reciprocity}
231
+ b'=F_c(b)\quad\Longleftrightarrow\quad b=R_c(b').
232
+ \end{equation}
233
+ For a valid input to either proposal, validity of its output is
234
+ determined by a bounded number of bits at public, frame-dependent
235
+ addresses. The forward proposal can fail only when $0\le c<h$ and
236
+ the new forward terminal comparison fails. The reverse proposal can
237
+ fail only when $h\le c<2h$ and the new reconstruction terminal
238
+ comparison fails. The graph has indegree and outdegree at most one,
239
+ and no self-edges.
240
+ \end{lemma}
241
+
242
+ \begin{proof}
243
+ In the first range, erasing the newly filled position recovers its
244
+ previous blank content and occupation. Conversely, a valid longer
245
+ forward prefix has the uniquely prescribed value at its last
246
+ position, so filling its shortened prefix recovers it. In the second
247
+ range, erasure shortens a reconstruction prefix. Its erased value
248
+ is uniquely determined by earlier retained positions and the
249
+ unchanged full tape $B$, so reverse reconstruction recovers it.
250
+ The converse follows from the same uniqueness. In the last two
251
+ ranges, the unchanged full tape determines the copied value,
252
+ and erasure recovers the blank position. Boundary agreement applies
253
+ to each use of these statements at a boundary. In particular,
254
+ at $c=4h-1$, the reverse proposal from stage zero copies
255
+ $A_{\pi_{\mathrm f}(0)}$ into the first forward position of the empty
256
+ $B$ tape, exactly reversing the wraparound erasure.
257
+
258
+ Shortening a valid computed prefix is always valid, as are extending
259
+ or shortening a copied prefix. When extending a computed prefix,
260
+ all earlier conditions remain true. Its next value is obtained
261
+ from at most two earlier operands or a specified full-tape input
262
+ bit, so the only new condition that can fail is the stated terminal
263
+ comparison. That comparison needs one additional specified bit.
264
+ Thus the relevant operands, old bits, and comparison bits suffice
265
+ to decide both proposals and the corresponding existence flags.
266
+ Equation~\eqref{macro:reciprocity} gives at most one predecessor,
267
+ and the definition gives at most one successor. Every edge changes
268
+ the stage by one modulo $4h$, and $4h\ge4$, so no edge is a self-edge.
269
+ \end{proof}
270
+
271
+ \subsection{Endpoints, sparse edits, and uniform size}
272
+ \label{macro:interface}
273
+
274
+ The following statement is the interface used by the evolving
275
+ representation.
276
+
277
+ \begin{lemma}[Macrograph interface]\label{lem:macrograph}
278
+ From every promised End-of-Line instance of explicit length $N$, one
279
+ can deterministically construct, in time polynomial in $N$, the
280
+ above tape specification with $h=2^\ell=O(N)$, the stage conditions
281
+ $\mathcal V_c$, and the following data and algorithms.
282
+ \begin{enumerate}[label=\textup{(\roman*)}]
283
+ \item The macrograph has indegree and outdegree at most one, no
284
+ self-edges, and no isolated vertices. It has a distinguished source
285
+ $v_*$ whose label and actual successor are computable in polynomial
286
+ time. Every endpoint other than $v_*$ supplies a nonzero
287
+ End-of-Line answer by reading a designated vector on a full tape.
288
+ \item Forward and reverse proposals at the same start frame are
289
+ reciprocal on valid pairs. Their edits and existence flags use
290
+ only a fixed number of logical bits at public addresses, with a
291
+ fixed finite set of Boolean decision rules.
292
+ \item There is a fixed finite alphabet
293
+ $\Sigma=\{-1,0,1\}^4$ and public edit vectors $h_\sigma(c)$ such
294
+ that each chosen proposal has the form
295
+ $b\mapsto b+h_\sigma(c)$. One public address is allotted to each
296
+ logical array. On actual edges only the active tape's content
297
+ position and its occupation position can change. The same fixed
298
+ edit formulas are defined over any field, whether or not their
299
+ arguments represent valid Boolean tapes.
300
+ \item For each fixed phase, the local tape requirements have
301
+ bounded arity and bounded operand multiplicity, uniformly in $N$.
302
+ The full tape specification and all frame-dependent rule and
303
+ address tables have $O(h)$ records of $O(\log(N+2))$ bits each.
304
+ A vertex label has $4h+\lceil\log_2(4h)\rceil=O(N)$ bits;
305
+ validity and endpoint decoding take polynomial time. These
306
+ bounds concern descriptions and individual labels and do not
307
+ require enumeration of the macrograph.
308
+ \end{enumerate}
309
+ \end{lemma}
310
+
311
+ \begin{proof}
312
+ We first identify all endpoints. A missing successor can occur
313
+ only in the first range of the schedule. Write its full tape as
314
+ $A=Q_x$ and put $y=\operatorname{out}_S(A)=S(x)$. The current
315
+ $B$ tape is its longest valid forward prefix, so
316
+ Lemma~\ref{macro:prefix-uniqueness} gives
317
+ \begin{equation}\label{macro:sink-identity}
318
+ P(S(y))\ne y,\qquad P(y)=x.
319
+ \end{equation}
320
+ If $y=0^{n_0}$, then $x=P(0^{n_0})=0^{n_0}$ and
321
+ $y=S(0^{n_0})\ne0^{n_0}$, a contradiction. Thus this designated
322
+ vector is a nonzero End-of-Line answer. Such a vertex has a
323
+ predecessor: shorten its forward prefix when its length is positive;
324
+ at stage zero use the reverse wraparound copy from the preceding
325
+ frame.
326
+
327
+ A missing predecessor can occur only at a stage $s=c+1$ with
328
+ $h\le c<2h$. Its full tape is $B=Q_y$, where
329
+ $y=\operatorname{in}_S(B)$, and its reconstruction prefix has its
330
+ maximal length $k_{\mathrm r}(y)<h$. Hence
331
+ \begin{equation}\label{macro:source-identity}
332
+ s=2h-k_{\mathrm r}(y),\qquad S(P(y))\ne y.
333
+ \end{equation}
334
+ For $y\ne0^{n_0}$ this is again a permitted answer. The vertex
335
+ has a successor obtained by shortening the reconstruction prefix;
336
+ if the prefix is empty, the next copying step supplies a successor.
337
+ Every proposal in the two copying ranges succeeds in the relevant
338
+ direction, except that an incoming reconstruction proposal at stage
339
+ $2h$ is covered by the case just considered. Together with
340
+ Lemma~\ref{macro:local-edges}, this exhausts the possible missing
341
+ neighbors and proves that no vertex is isolated.
342
+
343
+ It remains to specify the zero-labelled exception. The last promise
344
+ in \eqref{macro:promises} supplies the unique full transcript
345
+ $Q_{0^{n_0}}$, whereas the first two promises give
346
+ \[
347
+ S(P(0^{n_0}))=S(0^{n_0})\ne0^{n_0}.
348
+ \]
349
+ Let $k_*=k_{\mathrm r}(0^{n_0})<h$. Then $v_*$ is exactly the
350
+ vertex at stage $2h-k_*$ whose $B$ tape is $Q_{0^{n_0}}$ and whose
351
+ $A$ tape is
352
+ $\operatorname{pref}_{\pi_{\mathrm r},k_*}(V_{0^{n_0}})$,
353
+ with their prescribed occupations. Prefix uniqueness proves that
354
+ this is the only missing-predecessor vertex with designated vector
355
+ zero. It has no predecessor and has the successor just described.
356
+ Evaluate $U_{0^{n_0}}$ and $V_{0^{n_0}}$, locate the first failed
357
+ reconstruction terminal comparison, and take the preceding prefix.
358
+ This computes $v_*$ and its successor in polynomial time. This
359
+ proves the endpoint claims, including the existence of the public
360
+ source. Other directed paths and directed cycles may remain in the
361
+ graph; nothing here requires one connected component.
362
+
363
+ We next make the local edit interface explicit. At start frame $c$,
364
+ let $j(c)$ be the position in the transition table. Allot this
365
+ position to the content and occupation arrays of the active tape,
366
+ and allot the fixed default position $0$ to the two inactive arrays.
367
+ Denote these four addresses by $j_D(c)$, for
368
+ $D\in\{A,E^A,B,E^B\}$. If $\mathbf e_{D,j}$ is the unit vector
369
+ at position $j$ of array $D$, define, over a field $K$,
370
+ \begin{equation}\label{macro:finite-edits}
371
+ h_\sigma(c)=\sum_{D\in\{A,E^A,B,E^B\}}
372
+ \sigma_D\mathbf e_{D,j_D(c)}\in K^{4h},
373
+ \qquad \sigma\in\{-1,0,1\}^4,
374
+ \end{equation}
375
+ where the integers $-1,0,1$ are mapped into $K$. For a proposed
376
+ Boolean write, choose its content coefficient as the desired bit
377
+ minus the old bit and its occupation coefficient as the desired
378
+ occupation minus the old occupation. Set both inactive coefficients
379
+ to zero. Each coefficient lies in $\{-1,0,1\}$, and the resulting
380
+ additive edit is precisely the proposal, in either direction.
381
+ The vector in \eqref{macro:finite-edits} is public once $c$ and
382
+ $\sigma$ are fixed; addition by it is defined on all of $K^{4h}$.
383
+ The assertion about valid Boolean proposals does not require a
384
+ validity interpretation for other field-valued inputs.
385
+
386
+ The necessary public data at a frame are its phase, active tape,
387
+ write position, rule type, at most two operand addresses, the old
388
+ content and occupation addresses, and, when applicable, the extra
389
+ comparison address. A forward fill uses its forward rule; a reverse
390
+ fill uses its reconstruction rule. Lemma~\ref{macro:local-edges}
391
+ shows that the existence flag is the new comparison result in the
392
+ only direction where failure is possible, and is one otherwise.
393
+ These are fixed Boolean decisions once the finitely many addressed
394
+ bits and public rule data are supplied. Define the decisions on
395
+ arbitrary Boolean reads by the same formulas, using a fixed default
396
+ rule and address for unused roles. Their agreement with graph
397
+ neighbors is asserted on valid input vertices. No global validity
398
+ check or full circuit evaluation is hidden in an existence flag.
399
+
400
+ For completeness, the bounded-multiplicity assertion includes more
401
+ than internal gate edges. Each internal value has boundedly many
402
+ uses after copy-tree normalization. Each designated output is used
403
+ once by the other circuit's input-copy rule and participates in only
404
+ a bounded number of terminal or external-vector comparisons. Each
405
+ external-vector bit is used once as an input bit and once for its
406
+ corresponding terminal comparison. Copied-prefix equations use each
407
+ full-tape position once. Occupation indicators condition only the
408
+ rules at their positions; prefix monotonicity, if expressed by
409
+ adjacent-position tests, reads a position at most twice in each
410
+ order. Thus all local content, bitness, occupation, gate, copy,
411
+ comparison, and dummy conditions use bounded-arity records, and each
412
+ logical position appears as an operand only boundedly often across
413
+ the fixed list of phases. The requirement that the occupied prefix
414
+ have its specified length is separate: one may either inspect the
415
+ prescribed occupation pattern directly, or use prefix monotonicity
416
+ together with the occupation sum. The latter is a single global
417
+ count condition for each tape and will be represented separately in
418
+ the algebraic construction.
419
+
420
+ All normalization and ordering operations are deterministic. Their
421
+ records and the two permutations occupy $O(h\log(N+2))$ bits.
422
+ Tabulate the transition data for the $4h$ frames in the same space
423
+ bound, including both directions and defaults. Scanning the arrays
424
+ and these records tests membership in $\mathcal V_s$ in polynomial
425
+ time. The designated endpoint vectors and the circuit inequalities
426
+ \eqref{macro:sink-identity} and \eqref{macro:source-identity} give a
427
+ polynomial-time endpoint decoder. At every fixed stage a valid
428
+ vertex is determined by the input of its full transcript, since
429
+ its other tape is a unique computed or copied prefix. Consequently
430
+ the graph has at most $4h\,2^{n_0}$ vertices, even though an individual
431
+ label has only $O(N)$ bits. The construction outputs the normalized
432
+ records, public tables, and algorithms, never this potentially
433
+ exponential vertex list. All constants in these bounds depend only
434
+ on the fixed Boolean basis and padding cutoff. This proves the
435
+ remaining uniformity and size assertions.
436
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/03-outer-codes.tex ADDED
@@ -0,0 +1,1006 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Outer index groups and systematic square codes}\label{sec:outer-codes}
2
+
3
+ The outer code has two roles. Its systematic coordinates carry the data
4
+ on which the representation computes, and its redundant coordinates make
5
+ local consistency imply proximity in the metric that counts an entire
6
+ stored symbol as one position. We construct the code, including its
7
+ matrix twists and simultaneous systematic encoders. All vector-valued
8
+ statements below use joint support: a coordinate is erroneous when any
9
+ component is erroneous. Their constants do not depend on the number of
10
+ components or stored slots. The notation in this section is local to the
11
+ outer construction; in particular, the group constructed here is not the
12
+ affine group used later for the inner construction.
13
+
14
+ The index group must provide commuting left and right moves, constant
15
+ expansion, and only polylogarithmically many frequencies in each relevant
16
+ orbit. The first two properties support local consistency; the orbit
17
+ bound makes the local filling in Lemma~\ref{lem:outer-fill} possible.
18
+ The code and correction guarantees are summarized in
19
+ Theorem~\ref{thm:outer-codes} and Lemma~\ref{lem:outer-uncertainty}.
20
+
21
+ \subsection{A group of quasilinear order}
22
+
23
+ Let $h=2^\ell=O(N)$ be the padded tape length supplied by
24
+ Lemma~\ref{lem:macrograph}. Fix a sufficiently large absolute integer
25
+ $C$, and choose an even $r$ with
26
+ \begin{equation}\label{oc:outer-size}
27
+ \ell+C\le r\le\ell+C+2,
28
+ \qquad M_o=2^r,\qquad G_0=\F_2^r.
29
+ \end{equation}
30
+ We increase $C$ whenever a fixed lower cutoff is needed. Thus $4h\le M_o$,
31
+ $M_o=O(N)$, and $r=O(\log(N+2))$. The bits of $x\in G_0$ are ordered
32
+ from least to most significant; $\underline{x}\in[0,M_o)$ denotes the
33
+ integer they represent.
34
+
35
+ Helfgott's ternary Goldbach theorem says that every odd integer greater
36
+ than five is a sum of three primes \cite[Main Theorem]{Helfgott2013}.
37
+ For our even $r$ we can therefore find primes
38
+ $p_1,p_2,p_3$ with $r-3=p_1+p_2+p_3$, by exhaustive search in $[r]$.
39
+ They need not be distinct or comparable in size. Partition the $r$ bit
40
+ positions into blocks of lengths $p_a+1$, and let
41
+ \begin{equation}\label{oc:group}
42
+ H=\prod_{a=1}^3\operatorname{PGL}_2(\F_{p_a}),
43
+ \qquad \Gamma=G_0\rtimes H.
44
+ \end{equation}
45
+ Each factor acts on its projective line, hence permutes its block of bit
46
+ positions. Since
47
+ $|\operatorname{PGL}_2(\F_q)|=q(q^2-1)$, we have
48
+ \begin{equation}\label{oc:group-order}
49
+ |H|\le r^9,\qquad |\Gamma|=M_o|H|\le M_or^9.
50
+ \end{equation}
51
+ A generator of $\F_{p_a^2}^{\times}$, acting on its one-dimensional
52
+ $\F_{p_a}$-subspaces, induces a cycle $R_a$ of length $p_a+1$:
53
+ the scalar subgroup has order $p_a-1$ and its quotient acts freely and
54
+ transitively on these subspaces. Label each block in this cycle order,
55
+ and denote its first unit vector by $e_a$. The three finite fields,
56
+ permutation groups, cycles, and their tables have size polynomial in $r$
57
+ and can be found by exhaustive finite-field computations of that size.
58
+
59
+ The product is $(g,u)(w,v)=(g+uw,uv)$. It is useful to write a group
60
+ element $k=(g,u)$ instead as $(x,u)$, where $x=u^{-1}g$.
61
+ Left and right multiplication by $(w,v)$ then have the formulas
62
+ \begin{equation}\label{oc:actions}
63
+ (x,u)\longmapsto (x+u^{-1}v^{-1}w,vu),
64
+ \qquad
65
+ (x,u)\longmapsto (v^{-1}(x+w),uv),
66
+ \end{equation}
67
+ respectively. These formulas also give polynomial-in-$r$ Boolean
68
+ algorithms for multiplication and inversion, using the small tables for
69
+ $H$ rather than a table for $\Gamma$.
70
+
71
+ \begin{lemma}[Uniform expansion]\label{oc:expansion}
72
+ For every fixed $0<\lambda<1$, the groups $\Gamma$ in
73
+ \eqref{oc:group} admit symmetric labelled Cayley multisets of a fixed
74
+ degree whose averaging operator has norm at most $\lambda$ on mean-zero
75
+ functions. The same assertion holds for $H$. Their labels can be
76
+ constructed deterministically in time polynomial in $N$ and represented
77
+ with $\operatorname{polylog}(N)$ bits of public data. Multiplicities and identity
78
+ labels are permitted.
79
+ \end{lemma}
80
+
81
+ \begin{proof}
82
+ First consider a factor of $H$. The reductions of the upper and lower
83
+ unit elementary matrices, with their inverses, have a uniform Cayley
84
+ gap in $\operatorname{SL}_2(\F_p)$. This is the elementary-generator
85
+ case of the congruence gap discussed in \cite[p.~626]{BG2008}, and also
86
+ follows directly from \cite[Theorem~1]{BG2008}, since the corresponding
87
+ fixed subgroup of $\operatorname{SL}_2(\mathbb Z)$ is non-elementary.
88
+ Passing to the quotient by the center preserves the upper gap. A
89
+ half-lazy walk has a uniform absolute gap. The finitely many small
90
+ primes are absorbed by decreasing this fixed gap.
91
+
92
+ For odd $p$, the subgroup $\operatorname{PSL}_2(\F_p)$ is normal of
93
+ index two in $\operatorname{PGL}_2(\F_p)$. Add a representative of the
94
+ nonsquare determinant class and its inverse; in the index-one case pad
95
+ with identities. To check a uniform gap, work in an arbitrary unitary
96
+ representation. The preceding subgroup gap bounds the distance of a
97
+ vector to its subgroup-invariant projection by a fixed multiple of its
98
+ maximum displacement under the subgroup labels. Normality makes that
99
+ invariant subspace invariant under the extra label, which controls its
100
+ quotient of order at most two. Thus distance to the full invariant
101
+ subspace is bounded by a fixed multiple of the maximum displacement
102
+ under all these labels. The three factor projections commute; applying
103
+ this argument to the three factors gives the same statement for $H$,
104
+ with a fixed-size generating list. The regular-representation gap used
105
+ here applies to every representation of the finite group, by its
106
+ decomposition into irreducible representations.
107
+
108
+ We next give a bounded list of translations which, together with these
109
+ $H$ labels, expands $\Gamma$. Consider a block of $n'$ bits with cycle
110
+ $R$. For a nonzero frequency $y\in\F_2^{n'}$, let $d'$ be the dimension
111
+ of the span of its cyclic shifts. Identifying vectors with polynomials
112
+ modulo $Z^{n'}-1$, this span is a cyclic ideal. Every such ideal of
113
+ dimension $d'$ is specified by a complementary monic divisor of degree
114
+ $d'$. There are at most $2^{d'}$ such divisors and at most $2^{d'}$
115
+ vectors in each ideal. In particular, there are at most $2^{2d'}$
116
+ frequencies with this span dimension. This argument uses only the
117
+ ideal structure of the polynomial quotient and remains valid when
118
+ $Z^{n'}-1$ has repeated factors in characteristic two.
119
+
120
+ For a uniform seed $a\in\F_2^{n'}$, the correlation vector
121
+ $(y\cdot R^ta)_{t=0}^{n'-1}$ is uniform on a shift-invariant linear
122
+ space of dimension $d'$. Take $j_0$ independent seeds. In the product
123
+ of these spaces, the subset with total weight less than $j_0n'/4$ is
124
+ invariant under cyclic shifts and permutation of the seeds. If this
125
+ subset is nonempty, its uniform distribution has the same marginal at
126
+ every coordinate, with probability of one at most $1/4$. An information
127
+ set of $j_0d'$ coordinates determines a vector in the product space.
128
+ Entropy subadditivity consequently bounds the size of this subset by
129
+ $2^{j_0d'\mathcal H(1/4)}$, where $\mathcal H$ is binary entropy.
130
+ The subset of weight greater than $3j_0n'/4$ has the same bound, by the
131
+ marginal entropy estimate with probabilities at least $3/4$; it is
132
+ unnecessary for the space to be closed under complementation.
133
+ Thus a fixed sufficiently large $j_0$ makes the probability of any
134
+ failure at any nonzero frequency at most
135
+ \begin{equation}\label{oc:seed-bound}
136
+ 2\sum_{d'\ge1}
137
+ 2^{-\{j_0(1-\mathcal H(1/4))-2\}d'}<1.
138
+ \end{equation}
139
+ There exist $j_0$ seeds whose cyclic translates have absolute Walsh
140
+ bias at most $1/2$ at every nonzero frequency. Enumerating all seed
141
+ tuples and checking their biases constructs them in time $2^{O(r)}$,
142
+ which is polynomial in $N$.
143
+
144
+ Take the Cartesian product of the three block seed lists. Averaging
145
+ its translations under $\langle R_1\rangle\times\langle R_2\rangle
146
+ \times\langle R_3\rangle$ has absolute Walsh bias at most $1/2$ off
147
+ zero: the three factors multiply, and a nonzero frequency has a nonzero
148
+ block. Averaging further over cosets in $H$ preserves this bound.
149
+ Denote by $T$ the average of the resulting $H$-conjugates of seed
150
+ translations. On the orthogonal complement of $G_0$-invariants, $T$
151
+ has all eigenvalues in $[-1/2,1/2]$, by Fourier decomposition for $G_0$.
152
+
153
+ Let $v$ be a unit vector in a representation of $\Gamma$, and let
154
+ $\eta$ be its maximum displacement under the fixed $H$ labels and the
155
+ fixed product-seed translations. The $H$-invariant projection $v_H$
156
+ satisfies $\|v-v_H\|\le K\eta$ for an absolute $K$. Its displacement
157
+ under any seed translation is at most $(1+2K)\eta$. Since $v_H$ is
158
+ $H$-invariant, the same holds for every $H$-conjugate of a seed.
159
+ Writing $P_{G_0}$ for projection to $G_0$-invariants gives
160
+ \[
161
+ \|v_H-P_{G_0}v_H\|^2
162
+ \le 2\langle v_H,(I-T)v_H\rangle
163
+ \le (1+2K)^2\eta^2.
164
+ \]
165
+ Normality of $G_0$ implies that $P_{G_0}v_H$ is also $H$-invariant.
166
+ Distance to the $\Gamma$-invariant subspace is therefore at most a
167
+ fixed multiple of $\eta$. The symmetric half-lazy average on our
168
+ fixed generating list has a uniform positive gap: its Dirichlet form
169
+ is the average of squared label displacements divided by a fixed
170
+ constant. Its spectrum is nonnegative. A fixed power of this walk
171
+ has mean-zero norm at most the requested $\lambda$. Reversing words
172
+ shows that the powered list remains symmetric. Its length is fixed,
173
+ and the same conclusion holds for left and right regular actions.
174
+ \end{proof}
175
+
176
+ \subsection{Common scalar local codes}
177
+
178
+ The distance and agreement estimates in this subsection hold over an
179
+ arbitrary field $J$, conditional on the scalar check matrices satisfying
180
+ the stated minor conditions. We will choose the special outer field
181
+ and those matrices after fixing the constants in these estimates.
182
+
183
+ The local agreement constant must be fixed before the outer Cayley
184
+ degree is chosen. To obtain this order, we make the label positions
185
+ the edges of a separate expander. For every integer $s_b\ge1$, consider
186
+ the Margulis--Gabber--Galil multigraph~\cite{Margulis1973,GabberGalil1981}
187
+ on $\mathbb Z_{s_b}^2$ with the
188
+ eight labelled moves
189
+ \[
190
+ (x\mathbin\pm2y,y),\quad (x\mathbin\pm(2y+1),y),\quad
191
+ (x,y\mathbin\pm2x),\quad (x,y\mathbin\pm(2x+1)).
192
+ \]
193
+ Its normalized mean-zero norm is at most $5\sqrt2/8$ for every positive
194
+ integer modulus, including composite moduli. The primary formal
195
+ development \cite[\texttt{mgg\_graph\_step},
196
+ \texttt{mgg\_numerical\_radius}]{MGGAFP} proves exactly this labelled,
197
+ symmetric, all-modulus statement. Add eight identity labels for
198
+ half-laziness and take a sufficiently large fixed power. Viewing the
199
+ result as a bipartite graph between two copies of $\mathbb Z_{s_b}^2$
200
+ gives a graph $B_0$ with fixed degree $d_0$, permutation labels
201
+ $1,\ldots,d_0$, and mean-zero cross-part norm
202
+ \begin{equation}\label{oc:base-parameters}
203
+ \lambda_0<10^{-4},\qquad
204
+ c_0=\lfloor d_0/16\rfloor,\qquad \delta_0=1/16.
205
+ \end{equation}
206
+ Take the fixed power large enough that $c_0\ge1$.
207
+ Let $n_b=s_b^2$ and $d=d_0n_b$. Each of the $d$ edge coordinates
208
+ is named by its left base vertex and permutation label. Both ends
209
+ of an outer edge use these same coordinate names.
210
+
211
+ For each of the four types $C_A^0,C_A^1,C_B^0,C_B^1$, choose two
212
+ $c_0\times d_0$ scalar matrices, one for each base side. Impose the
213
+ corresponding checks at every base vertex, with incident edges in
214
+ permutation-label order. There are eight check matrices in total;
215
+ their entries are shared by all stars of the same type. We require
216
+ every $c_0$-column minor to be nonzero. Section~\ref{oc:encoders-subsec}
217
+ constructs matrices meeting these conditions and the global encoder
218
+ conditions simultaneously. Until then the following conclusions hold
219
+ for every choice satisfying the stated minors. For a finite-dimensional
220
+ $J$-space $U$, notation such as $C_A^s(U)$ means that the scalar
221
+ constraints are applied componentwise to a word in $U^d$.
222
+
223
+ \begin{lemma}[Local distance and tensor agreement]\label{oc:local-agreement}
224
+ Set
225
+ \begin{equation}\label{oc:delta-one}
226
+ \delta_1=\delta_0(\delta_0-\lambda_0)>0.
227
+ \end{equation}
228
+ Every nonzero word of any of the four local codes, over any
229
+ finite-dimensional $J$-space $U$, has at least $\delta_1d$ nonzero
230
+ coordinates. There is a constant $C_0<\infty$, depending only on
231
+ $d_0,\delta_0,\lambda_0$, with the following property for every $s_b$,
232
+ every field and check matrices as above, every $U$, and every $s,t$.
233
+ If $F$ is a $d\times d$ table with rows in $C_B^t(U)$ and $D$ is such
234
+ a table with columns in $C_A^s(U)$, and their joint cell-disagreement
235
+ fraction is $z$, there is a table $W$ whose rows and columns obey both
236
+ codes and such that
237
+ \begin{equation}\label{oc:tensor-agreement}
238
+ \Pr_i[W(i,\cdot)\ne F(i,\cdot)]
239
+ +\Pr_j[W(\cdot,j)\ne D(\cdot,j)]\le C_0z.
240
+ \end{equation}
241
+ In particular, $C_0$ is independent of $d$, $|J|$, and $\dim_JU$.
242
+ \end{lemma}
243
+
244
+ \begin{proof}
245
+ The maximal-minor condition gives star distance at least
246
+ $c_0+1\ge\delta_0d_0$: a nonzero word of smaller support would give a
247
+ linear dependence among at most $c_0$ columns, which could be enlarged
248
+ to a dependence among $c_0$ columns. This also proves the assertion
249
+ for vector entries, either by applying a nonzero scalar component or
250
+ by solving the independent-column equations componentwise.
251
+
252
+ For a nonzero whole local word, let $l,u$ be the fractions of left and
253
+ right base vertices incident to its support, and let $a=\max(l,u)$.
254
+ Its edge-support fraction $e$ obeys, by star distance and mixing,
255
+ \[
256
+ \delta_0a\le e\le lu+\lambda_0\sqrt{lu}
257
+ \le a(a+\lambda_0).
258
+ \]
259
+ Hence $a\ge\delta_0-\lambda_0$ and $e\ge\delta_1$. Mixing here and
260
+ below follows by subtracting the two constant means and applying the
261
+ cross-part operator norm to the indicator functions.
262
+
263
+ For agreement, apply the A-base checks to the columns of $F$. Mark
264
+ every base star at which any check syndrome is nonzero. Each nonzero
265
+ syndrome, as a row indexed by the $d$ columns, is a scalar linear
266
+ combination of B-code rows, and is therefore a nonzero B-codeword over
267
+ $U$. Its support has size at least $\delta_1d$. In each such column
268
+ there must be a discrepancy with $D$ on an edge incident to the marked
269
+ star, since $D$ satisfies that star's check. A discrepancy cell is
270
+ incident to at most two base stars. If $w_0$ is the total marked-star
271
+ count divided by $n_b$ (counting both base sides), then
272
+ \begin{equation}\label{oc:marked-size}
273
+ w_0\le \frac{2zd^2}{\delta_1dn_b}
274
+ =\frac{2d_0z}{\delta_1}.
275
+ \end{equation}
276
+
277
+ We now confine every low-discrepancy difference column to edges inside
278
+ a small set of base vertices. Deleting those row indices, together
279
+ with the columns having large discrepancy, will leave a rectangle on
280
+ which $F$ and $D$ agree.
281
+
282
+ Close the marked set by adding a vertex whenever at least
283
+ $(\delta_0/2)d_0$ incident edges lead to the set. If the initial set
284
+ is empty it stays empty. Otherwise suppose its normalized size first
285
+ reaches $w\ge2w_0$. A single addition is at most $1/n_b\le w_0$, so
286
+ $w\le3w_0$. Edges made internal by additions give internal edge
287
+ fraction at least $(\delta_0/2)(w-w_0)$. Mixing gives the upper bound
288
+ $w^2/4+\lambda_0w/2$. Since $w\ge2w_0$, these inequalities imply
289
+ $\delta_0\le w+2\lambda_0$. They are incompatible when
290
+ $3w_0<\delta_0-2\lambda_0$. For sufficiently small $z$, therefore,
291
+ the final closure $T$ satisfies $|T|/n_b\le2w_0$, with strict
292
+ inequality when $w_0>0$.
293
+ Every star outside $T$ still satisfies all checks on $F$, and fewer
294
+ than $(\delta_0/2)d_0$ of its edges enter $T$.
295
+
296
+ Fix a constant
297
+ \[
298
+ 0<z_0<\delta_0(\delta_0/2-\lambda_0).
299
+ \]
300
+ Consider a column whose discrepancy fraction is less than $z_0$.
301
+ The difference between its $F$ and $D$ columns satisfies all checks
302
+ outside $T$. An outside vertex incident to its support consequently
303
+ has at least $\delta_0d_0$ support edges in total and more than
304
+ $(\delta_0/2)d_0$ support edges to other outside vertices. The left
305
+ and right fractions of such outside vertices are each at most
306
+ $z_0/\delta_0$, by counting their total support edges. If $a$ is
307
+ their maximum fraction, mixing on the outside support would give
308
+ \[
309
+ (\delta_0/2)a\le a(a+\lambda_0),
310
+ \qquad a\le z_0/\delta_0<\delta_0/2-\lambda_0.
311
+ \]
312
+ Thus $a=0$. The difference column vanishes on every edge having an
313
+ endpoint outside $T$.
314
+
315
+ Delete the row indices corresponding to edges internal to $T$, and
316
+ delete columns with discrepancy fraction at least $z_0$. The former
317
+ fraction is at most $|T|/(2n_b)\le w_0$, since each internal edge consumes
318
+ two incidences in $T$, and the latter fraction is at most $z/z_0$.
319
+ The two tables agree on the complementary rectangle. Choose a fixed
320
+ $z_*>0$, depending only on the base parameters, so small that for
321
+ $z<z_*$ the closure inequality holds and each deleted fraction is
322
+ less than $\delta_1$. Puncturing either scalar local code to its
323
+ retained coordinates is then injective by distance. Its inverse
324
+ on the image is a scalar linear map. Lift the common rectangle in
325
+ the B direction and then in the A direction. Applying scalar linear
326
+ maps in one direction preserves the constraints in the other; hence
327
+ the resulting table belongs to the full tensor code. By injectivity
328
+ it agrees with every retained whole row of $F$ and every retained
329
+ whole column of $D$. This gives \eqref{oc:tensor-agreement} with
330
+ $2d_0/\delta_1+1/z_0$ for $z<z_*$. For $z\ge z_*$, use the zero
331
+ tensor table and the bound $2\le(2/z_*)z$. The maximum of these two
332
+ constants is a suitable $C_0$. All lifting maps and all support
333
+ counts act on joint vector entries, so no dimension factor occurs.
334
+ \end{proof}
335
+
336
+ We now fix, once and for all,
337
+ \begin{equation}\label{oc:lambda-choice}
338
+ 0<\lambda\le\min\{(8C_0)^{-1},\delta_1/16\}.
339
+ \end{equation}
340
+ Apply Lemma~\ref{oc:expansion} to obtain an outer Cayley list of degree
341
+ $D$. Choose $s_b$ to be a positive multiple of $D$. Then
342
+ $d=d_0s_b^2$ is divisible by $D$, so label the $d$ local coordinates
343
+ by a balanced repetition of the outer list. This repetition changes
344
+ neither averaging operator nor its norm. Use such lists
345
+ $(a_i)_{i=1}^d$ and $(b_j)_{j=1}^d$ for the A and B directions.
346
+ All of $d_0,c_0,\lambda_0,\delta_1,C_0,\lambda,s_b,d$ are now fixed
347
+ constants. We now specialize $J$; the field choice will not change
348
+ these constants.
349
+
350
+ Choose an odd characteristic independently of the primes $p_a$
351
+ and independently of the characteristic-two translation group. Put
352
+ $m=M_o$. Linnik's theorem, for example the effective bound in
353
+ \cite[Theorem~1.1]{Xylouris2011}, supplies a prime
354
+ \begin{equation}\label{oc:prime}
355
+ p\equiv1\pmod m,\qquad m<p\le C_Lm^{L}
356
+ \end{equation}
357
+ for absolute constants $C_L,L$. Searching integers and testing
358
+ primality, even by trial division, takes polynomial time in $m$.
359
+ Search the prime field for an element $\zeta$ of exact order $m$;
360
+ such an element exists because its multiplicative group is cyclic.
361
+ Since $m$ is a power of two, testing $\zeta^m=1$ and
362
+ $\zeta^{m/2}\ne1$ suffices. We will use
363
+ \begin{equation}\label{oc:field}
364
+ J=\F_{p^4}.
365
+ \end{equation}
366
+ The proof below verifies that degree four supplies enough room for
367
+ every simultaneous outer-code choice. One can find an irreducible
368
+ quartic by enumeration and represent $J$ as its polynomial quotient.
369
+ Field operations and the root $\zeta$ then use $O(\log N)$ bits and
370
+ polynomial-in-$\log N$ Boolean computations. Our fixed lower cutoff
371
+ also ensures $p>m>|H|$, so both $m$ and $|H|$ are invertible in $J$.
372
+
373
+ \subsection{Twists and simultaneous systematic extension}
374
+ \label{oc:encoders-subsec}
375
+
376
+ There are four outer parts
377
+ \[
378
+ V=\Gamma\times\{0,1\}\times\{0,1\}.
379
+ \]
380
+ At $(k,s,t)$ a full slot stores a $d\times d$ matrix $W_k^{st}$ over
381
+ a finite-dimensional $J$-space $U$, with columns in $C_A^s(U)$ and
382
+ rows in $C_B^t(U)$. The A and B edges impose, respectively,
383
+ \begin{equation}\label{oc:edge-equations}
384
+ W_{a_ik}^{1t}(i,j)=\alpha_i W_k^{0t}(i,j),
385
+ \qquad
386
+ W_{kb_j}^{s1}(i,j)=\beta_j W_k^{s0}(i,j).
387
+ \end{equation}
388
+ The maps $\alpha_i,\beta_j$ are invertible $J$-linear maps on $U$,
389
+ independent of $k,s,t$, and satisfy
390
+ $\alpha_i\beta_j=\beta_j\alpha_i$ for every $i,j$. An A edge of
391
+ label $i$ transports the entire B-coded row $i$, while a B edge of
392
+ label $j$ transports the entire A-coded column $j$. A reverse edge
393
+ uses the inverse map. At their intersection the two transports give
394
+ \[
395
+ \begin{array}{ccc}
396
+ W_k^{00}(i,j)&\xrightarrow{\ \alpha_i\ }&W_{a_i k}^{10}(i,j)\\
397
+ {\scriptstyle\beta_j}\big\downarrow&&
398
+ \big\downarrow{\scriptstyle\beta_j}\\
399
+ W_{k b_j}^{01}(i,j)&\xrightarrow{\ \alpha_i\ }&W_{a_i k b_j}^{11}(i,j).
400
+ \end{array}
401
+ \]
402
+ Left and right multiplication on $\Gamma$ commute, so the two routes
403
+ reach the same index; commuting entry maps give the same entry value.
404
+
405
+ The scalar type has $U=J$ and identity twists. The programs in
406
+ Section~\ref{sec:outer-programs} will also need to multiply scalar
407
+ data $v:\Gamma\to J$ by $(-1)^{e\cdot x}$ for a distinguished bit
408
+ $e=e_a$. The matrix types below supply edge equations compatible
409
+ with this operation. The programs will use them to retain one axis
410
+ of code constraints while changing the other.
411
+ For each of the three distinguished bits $e=e_a$, define a
412
+ representation on the basis
413
+ $({\bf e}_{t'})_{t'\in H}$ by
414
+ \begin{equation}\label{oc:rho}
415
+ \rho_e(g,u){\bf e}_{t'}
416
+ =(-1)^{(ut'e)\cdot g}{\bf e}_{ut'}.
417
+ \end{equation}
418
+ Its entries are signed permutation entries in the prime field.
419
+ Indeed, for $k=(g,u)$ and $k'=(g',u')$, the exponent in
420
+ $\rho_e(k)\rho_e(k'){\bf e}_{t'}$ is
421
+ \[
422
+ (u't'e)\cdot g'+(uu't'e)\cdot g
423
+ =(uu't'e)\cdot(g+ug'),
424
+ \]
425
+ which proves multiplicativity. In a matrix type let
426
+ $U=\operatorname{Mat}_{|H|}(J)$ and independently choose each axis
427
+ to be untwisted or to use
428
+ \begin{equation}\label{oc:matrix-twists}
429
+ \alpha_i D=\rho_e(a_i)D,
430
+ \qquad \beta_j D=D\rho_e(b_j).
431
+ \end{equation}
432
+ Left and right matrix multiplication commute. Right multiplication
433
+ in \eqref{oc:matrix-twists} specifies edge maps; no convention about
434
+ its order as a group representation is needed. This gives at most
435
+ $1+3\cdot4=13$ full types. Finite tuples, with arbitrary repetitions
436
+ of these types, use direct sums of their entry spaces and block
437
+ diagonal twists.
438
+
439
+ On either local-label graph, let the parity set consist of all edges
440
+ with permutation number in $[4c_0]$. Its size and complement are
441
+ \begin{equation}\label{oc:parity-set}
442
+ q_{\rm par}=4c_0s_b^2,\qquad
443
+ I_A=[d]\setminus\text{A-parity set},\qquad
444
+ I_B=[d]\setminus\text{B-parity set}.
445
+ \end{equation}
446
+ Both systematic sets are nonempty; in fact they contain at least
447
+ $3d/4$ labels.
448
+
449
+ \begin{lemma}[Simultaneous systematic encoders]\label{oc:systematic}
450
+ One can choose the eight scalar check matrices over $J$ so that all
451
+ their maximal minors are nonzero and every A and B one-axis system
452
+ of the thirteen types above is systematically invertible. Precisely,
453
+ arbitrary data at the systematic labels of part zero have a unique
454
+ extension to both parts satisfying that axis's local checks and edge
455
+ equations. Consequently arbitrary data on
456
+ $\Gamma\times I_A\times I_B$ in part $(0,0)$ have a unique full
457
+ extension satisfying both axes, and the two orders of axis extension
458
+ give the same answer. The matrices and the full encoders are
459
+ deterministically constructible in polynomial time in $N$. These
460
+ assertions continue to hold for arbitrary finite direct sums of the
461
+ listed types, without any further field or check-matrix choices.
462
+ \end{lemma}
463
+
464
+ \begin{proof}
465
+ Consider one A-axis system. Eliminate part-one variables with the
466
+ A-edge equations. At each $k$, the two types of base-star checks in
467
+ part zero contribute $2c_0s_b^2$ equations; those in part one contribute
468
+ the same number after substitution. There are exactly
469
+ $q_{\rm par}=4c_0s_b^2$ parity-label variables at part zero for each
470
+ $k$, so the resulting parity system is square, also after scalarizing
471
+ $U$. Its entries are linear polynomials in the entries of the four
472
+ A check matrices.
473
+
474
+ Its determinant polynomial is nonzero in the prime characteristic.
475
+ For this purpose partition the $4c_0$ parity permutation numbers into
476
+ four disjoint sets of $c_0$ numbers, one for each pair consisting of an
477
+ outer part and a base side. Specialize each associated check matrix
478
+ to selectors of its set. For a fixed permutation number, every
479
+ label-index edge occurs exactly once at the specified base side.
480
+ At outer part zero its selected coordinate is unshifted; at part one
481
+ it is pulled back through an invertible group shift and an invertible
482
+ entry twist. Thus every scalarized parity coordinate is selected
483
+ exactly once, up to an invertible block and a permutation. The
484
+ specialized parity matrix is invertible. The same proof works for
485
+ the B axis and for every allowed twist type. It does not require
486
+ this selector specialization itself to have the desired maximal
487
+ minors: it separately witnesses that each determinant is a nonzero
488
+ polynomial. Each maximal-minor polynomial is also nonzero. Their
489
+ product is nonzero because a polynomial ring over a field is an
490
+ integral domain.
491
+
492
+ Here is a degree bound that justifies this field choice without
493
+ reference to any future number of slots. There are exactly
494
+ \begin{equation}\label{oc:number-variables}
495
+ 8c_0d_0
496
+ \end{equation}
497
+ scalar indeterminates. Scalarizing a one-axis parity matrix gives
498
+ dimension at most
499
+ \begin{equation}\label{oc:parity-dimension}
500
+ q_{\rm par}|\Gamma|\dim_JU
501
+ \le q_{\rm par}m|H|^3\le q_{\rm par}mr^{27}.
502
+ \end{equation}
503
+ Its determinant has degree at most this number. At most
504
+ $2(1+3\cdot4)=26$ axis systems cover every required type, with
505
+ redundancies harmless. The product of the maximal minors of the
506
+ eight check matrices has degree $8c_0\binom{d_0}{c_0}$. Thus the
507
+ total degree is at most
508
+ \begin{equation}\label{oc:determinant-degree}
509
+ 26q_{\rm par}mr^{27}+8c_0\binom{d_0}{c_0}<m^3.
510
+ \end{equation}
511
+ For the last inequality increase the fixed cutoff so that
512
+ $r^{27}\le m$, $m\ge2\cdot26q_{\rm par}$, and
513
+ $m^2\ge2\cdot8c_0\binom{d_0}{c_0}$. The first term is then at
514
+ most $m^3/2$ and the second at most $m^2/2<m^3/2$.
515
+ The exponent three is independent of $s_b$; only the cutoff depends
516
+ on the already fixed local degree.
517
+
518
+ A nonzero polynomial of total degree less than a finite field's
519
+ cardinality cannot vanish on every tuple over that field. For
520
+ completeness, view it as a polynomial in the last variable; by
521
+ induction choose the other variables so that a nonzero leading
522
+ coefficient remains nonzero, and then use the univariate root bound.
523
+ Since $|J|=p^4>m^3$, such a tuple exists in $J$. Enumerate all tuples
524
+ of the fixed number \eqref{oc:number-variables} of field elements,
525
+ testing maximal minors and parity ranks, until one succeeds. The
526
+ field cardinality and every matrix dimension are polynomial in $N$,
527
+ so this is a deterministic polynomial-time algorithm with a fixed
528
+ exponent. A direct sum of already invertible parity systems is
529
+ invertible with the direct sum of their inverses. It introduces no
530
+ new polynomial condition, even when the number of slots grows with
531
+ $N$.
532
+
533
+ It remains to justify two-axis extension. Regard an A parity matrix
534
+ as a matrix of operators on $U^\Gamma$: each entry is a scalar
535
+ combination of left translations and A twists. B entries are scalar
536
+ combinations of right translations and B twists. They commute
537
+ entrywise across axes. An invertible A parity matrix $L_A$ therefore
538
+ intertwines the diagonal actions of any B-entry operator $T$ on its
539
+ domain and codomain. From $L_AT=TL_A$ one obtains
540
+ $L_A^{-1}T=TL_A^{-1}$, with the same indexed domain and codomain
541
+ interpretation. Thus the operators making up either axis encoder
542
+ commute with every entry operator of the other axis encoder, including
543
+ its inverse parity solve.
544
+
545
+ Start with the systematic rectangle at part $(0,0)$. Extend along A
546
+ for every systematic B column and then along B for every resulting
547
+ A row. The second extension preserves all first-axis constraints
548
+ by this commutation. Both encoders leave their systematic entries
549
+ unchanged. Reversing their order gives the same map. Finally, one-axis
550
+ uniqueness applied in both directions shows that a full word is
551
+ uniquely determined by its systematic rectangle. Gaussian elimination
552
+ computes these extensions in polynomial time in $N$, or in polynomial
553
+ time in the total explicit input size for an arbitrary direct sum.
554
+ \end{proof}
555
+
556
+ For $v:\Gamma\to U$, give every systematic cell in part $(0,0)$ the
557
+ same value $v(k)$. Its full extension is denoted
558
+ \begin{equation}\label{oc:encoder}
559
+ E_{\alpha,\beta}v,
560
+ \end{equation}
561
+ or $Ev$ when its type is specified. We call this the
562
+ \emph{duplicated-payload} encoder. It is linear and injective, and
563
+ its rate in field coordinates is exactly $1/(4d^2)$: its domain has
564
+ $|\Gamma|\dim_JU$ coordinates and its stored word has
565
+ $4d^2|\Gamma|\dim_JU$ coordinates. In the largest individual type
566
+ the entry dimension is $|H|^2\le r^{18}$. Therefore one full slot
567
+ occupies $\operatorname{polylog}(N)$ bits at each of $|\Gamma|=O(N\operatorname{polylog} N)$
568
+ sites. Any fixed power of $\log(N+2)$ slots preserves this size form.
569
+
570
+ \begin{remark}[Operator invariance]\label{oc:orbit-invariance}
571
+ The preceding inverse argument also justifies restriction to frequency
572
+ orbits, as required by the local filling algorithms. Expand a function
573
+ of $(x,u)$ in the Walsh characters $(-1)^{\nu\cdot x}$, using $m^{-1}$
574
+ for the inverse transform over $J$. By \eqref{oc:actions}, a left pull
575
+ preserves each $x$-frequency, with a phase depending on $u$, whereas
576
+ a right pull permutes frequencies by $H$. Constant entry twists do
577
+ not change the frequency. For any $H$-orbit $O\subseteq G_0$, both
578
+ the $O$-frequency subspace and its complementary frequency subspace
579
+ are invariant under each parity operator. Its domain and codomain
580
+ have equal dimensions on this subspace: the parity-label and
581
+ check-label counts are both $q_{\rm par}$. Global invertibility
582
+ therefore implies invertibility of the restriction. Its scalar
583
+ dimension is at most $q_{\rm par}|O||H|\dim_JU\le
584
+ q_{\rm par}|H|^4$, polynomial in $r$, so the restriction and its
585
+ inverse can be computed by polynomial-in-$\log N$ field operations.
586
+ This is an algebraic consequence of the explicit parity matrices;
587
+ it does not require reading unspecified global values of a word.
588
+ \end{remark}
589
+
590
+ \subsection{Proximity and one-axis gaps}
591
+
592
+ Write $\dist_V$ for relative Hamming distance on the four-part vertex
593
+ set $V$. When all four parts at the same $k$ are packed into one
594
+ symbol, write $\dist_\Gamma$. For any two words,
595
+ \begin{equation}\label{oc:packing-metric}
596
+ \dist_V\le\dist_\Gamma\le4\dist_V.
597
+ \end{equation}
598
+ An \emph{A-only word} retains the A local constraints and A agreements
599
+ at all four parts; any other label indices and any collection of slots
600
+ are regarded as coordinates of a single row symbol. No B validity
601
+ or B agreement is asserted. Define B-only words symmetrically.
602
+
603
+ For a tuple of full slots a local check rejects when any component
604
+ fails its scalar local checks, and an edge is conflicting when any
605
+ slot fails its agreement on the whole row or column carried by that
606
+ edge. In particular, a growing tuple does not enlarge the set of
607
+ address maps or cause separate per-slot error charges.
608
+
609
+ \begin{lemma}[Full-code proximity]\label{oc:full-proximity}
610
+ There are fixed $\theta_*>0$ and $K_*<\infty$ such that the following
611
+ holds for every finite tuple of allowed full types and every received
612
+ word. Check local validity and all A and B agreements at a uniformly
613
+ random packed center, rejecting if any check there fails. If the
614
+ rejection fraction is $\theta\le\theta_*$, the word is at packed
615
+ distance at most $K_*\theta$ from a word satisfying every local and
616
+ edge constraint. The constants are independent of the tuple length,
617
+ the field size, and the entry dimensions. Duplicated-payload
618
+ constraints are addressed separately below.
619
+ \end{lemma}
620
+
621
+ The proof uses the decreasing-disagreement method of
622
+ \cite[Section~4.2, Algorithm~1 and Propositions~4.7--4.8]{DEL+2022}.
623
+ We prove the version for joint tuples with commuting twists needed here.
624
+
625
+ \begin{proof}
626
+ First replace every locally invalid whole tuple at a vertex by zero.
627
+ There are at most $\theta|V|$ such vertices. Initially at most
628
+ $d\theta|V|$ undirected edges conflict, and this replacement creates
629
+ at most $2d\theta|V|$ further conflicts. Starting with this locally
630
+ valid word, repeatedly replace a whole vertex by a locally valid tuple
631
+ whenever that strictly decreases its number of incident conflicting
632
+ edges. The total integer conflict count strictly decreases, so at
633
+ most $3d\theta|V|$ replacements occur. This argument establishes
634
+ existence and termination; it is not asserted to be an efficient
635
+ search through the alphabet. At most $(1+3d)\theta|V|$ vertices have
636
+ been touched, and the final conflict count is no larger than the
637
+ count before the replacements.
638
+
639
+ At a stable vertex $v$, let $p_A(v),p_B(v)$ be the fractions of its
640
+ A and B edges that conflict, and put
641
+ $p(v)=p_A(v)+p_B(v)$ and $\mu=\E_Vp$. Neighbors across A edges
642
+ suggest rows, transported by the appropriate twist or inverse twist.
643
+ They are valid B-code rows. Neighbors across B edges similarly
644
+ suggest valid A-code columns. At cell $(i,j)$ these suggestions
645
+ agree unless at least one of the two opposite square edges conflicts:
646
+ the common far corner and commuting twists supply the equality when
647
+ both opposite edges agree. If $P_A,P_B$ average over the respective
648
+ neighbor maps, their cell-disagreement fraction is at most
649
+ $P_Ap_B(v)+P_Bp_A(v)$. Lemma~\ref{oc:local-agreement} gives a local
650
+ replacement whose incident conflict fraction is at most $C_0$ times
651
+ this number. Stability therefore gives pointwise
652
+ \begin{equation}\label{oc:stability}
653
+ p\le C_0(P_Ap_B+P_Bp_A)\le C_0(P_Ap+P_Bp).
654
+ \end{equation}
655
+
656
+ All norms and inner products in this proof use uniform normalized
657
+ counting measure on $V$. Let $\bar p$ be the function equal to the
658
+ mean of $p$ on each of the four parts. Nonnegativity gives
659
+ $\|\bar p\|_2\le2\mu$. Each neighbor operator permutes the part
660
+ means and has norm at most $\lambda$ on their orthogonal complement.
661
+ Consequently \eqref{oc:stability} implies
662
+ \[
663
+ \|p\|_2\le2C_0(2\mu+\lambda\|p\|_2),
664
+ \qquad \|p\|_2\le C_1\mu,\quad C_1=8C_0,
665
+ \]
666
+ by \eqref{oc:lambda-choice}. This bound has no dependence on $d$.
667
+
668
+ Fix an A label $i$, let $S_i$ be the vertices whose incident A edge
669
+ of that label conflicts, and let $p_i=\Pr_V(S_i)$. At such an edge
670
+ the difference of its two transported rows is a nonzero B-codeword,
671
+ so it has at least $\delta_1d$ nonzero cells. In each corresponding
672
+ B direction, either a B edge conflicts at one A endpoint or an
673
+ $i$-label A edge conflicts at the opposite B neighbor. The
674
+ involution exchanging the two A endpoints preserves $S_i$. Averaging
675
+ this implication, and then subtracting the four part means in the
676
+ mixing term, yields
677
+ \begin{align}
678
+ \delta_1p_i
679
+ &\le 2\E_V[1_{S_i}p_B]
680
+ +\langle1_{S_i},P_B1_{S_i}\rangle \notag\\
681
+ &\le 2\E_V[1_{S_i}p_B]+4p_i^2+\lambda p_i.
682
+ \label{oc:conflict-propagation}
683
+ \end{align}
684
+ Indeed, the squared norm of the four part means of $1_{S_i}$ is at
685
+ most $4p_i^2$, and the squared norm of its remaining part is at most
686
+ $p_i$. Also $p_i\le d\mu$. For sufficiently small $\mu$, depending
687
+ on the now fixed $d$, we have $4d\mu+\lambda<\delta_1/2$.
688
+ Average \eqref{oc:conflict-propagation} over $i$ and repeat the
689
+ argument with A and B exchanged. It follows that
690
+ \begin{equation}\label{oc:stable-zero}
691
+ (\delta_1/2)\mu
692
+ \le4\E_V[p_Ap_B]\le4\E_V[p^2]\le4C_1^2\mu^2.
693
+ \end{equation}
694
+ If $0<\mu<\delta_1/(8C_1^2)$ this is impossible. Since the initial
695
+ zeroing left at most $3d\theta|V|$ conflicts, stability has
696
+ $\mu\le6\theta$. For example, choose $\theta_*$ so that
697
+ $6\theta_*<\min\{\delta_1/(32d),\delta_1/(16C_1^2)\}$.
698
+ Then $\mu=0$. The final word is exact, and
699
+ \eqref{oc:packing-metric} gives $K_*=4(1+3d)$ as a permissible
700
+ proximity constant for this normalization. Common scalar local
701
+ checks, block diagonal twists, and joint conflict events justify
702
+ every step for an arbitrary tuple without a slot-count factor.
703
+ \end{proof}
704
+
705
+ \begin{lemma}[One-axis distance and exact comparisons]\label{oc:one-axis}
706
+ Let $\Delta_A=(\delta_1-\lambda)/4>0$. Every nonzero A-only or
707
+ B-only word with the specified local constraints and invertible twists
708
+ has relative vertex support at least $\Delta_A$ on $V$. The same
709
+ holds for differences of two words with the same axis constraints,
710
+ and for arbitrary finite joint tuples. It also holds for full words.
711
+
712
+ Among exact full words, the duplicated-payload condition has a fixed
713
+ gap under the following checks: at $s=0$, compare all systematic A
714
+ rows as whole rows, at both values of $t$; at $t=0$, compare all
715
+ systematic B columns as whole columns, at both values of $s$.
716
+ If any payload is not duplicated, the packed-center rejection
717
+ fraction is at least $\Delta_A$. The tests accept every word $Ev$.
718
+
719
+ More generally, suppose an expression $X$ and a full target $Y=Ev$
720
+ both obey the same A constraints, and the systematic rectangle of
721
+ $X$ is duplicated with payload $w$. Equality of their whole
722
+ systematic B columns at $t=0$, including both $s$ parts, holds if
723
+ and only if $v=w$. If $v\ne w$, the comparison rejects at least a
724
+ $\Delta_A$ fraction of packed centers. The symmetric assertion
725
+ holds for a shared B axis and comparisons of whole systematic A
726
+ rows at $s=0$. No constraint on the other axis of $X$ is needed.
727
+ \end{lemma}
728
+
729
+ \begin{proof}
730
+ For one A slice with fixed $t$, a nonzero vertex has at least
731
+ $\delta_1d$ nonzero row symbols by local distance. Each is carried
732
+ to a nonzero symbol at its opposite endpoint, because twists are
733
+ invertible. If $l,u$ are the two vertex-support fractions and
734
+ $a=\max(l,u)$, the fraction $e$ of nonzero carried edges obeys
735
+ \[
736
+ \delta_1a\le e\le lu+\lambda\sqrt{lu}\le a(a+\lambda).
737
+ \]
738
+ Thus $a\ge\delta_1-\lambda$. Support on these two parts is at
739
+ least $(\delta_1-\lambda)/2$ in their own normalization and at least
740
+ $\Delta_A$ in the four-part normalization. At least one slice is
741
+ nonzero. The argument for B, differences, and joint entries is
742
+ identical.
743
+
744
+ For two systematic A row labels, their difference at $s=0$, considered
745
+ over both $t$ parts and all $k$, is a B-only word: the scalar B checks
746
+ and B twists are the same for both rows. If nonzero it has the
747
+ distance just proved. Differences between systematic B columns are
748
+ A-only words. A nonduplicated systematic rectangle contains two
749
+ unequal entries connected either by a change of its A label or a
750
+ change of its B label, so one of these comparisons is nonzero.
751
+ Conversely, for a duplicated payload, B-axis uniqueness extends the
752
+ same systematic row data identically at every systematic A label,
753
+ and A-axis uniqueness does the analogous thing for columns.
754
+
755
+ For the last assertion, if $v=w$, A-axis uniqueness identifies the
756
+ two whole columns at every systematic B label. If $v\ne w$, a
757
+ systematic payload cell differs somewhere, so one of the compared
758
+ column differences is a nonzero A-only word and has support at least
759
+ $\Delta_A$. The B-sharing assertion is proved in the same way.
760
+ These comparisons use whole one-axis codewords, which is why an
761
+ arbitrary localized payload disagreement has a constant exact gap.
762
+ \end{proof}
763
+
764
+ The next estimate will control a growing tuple of A-only scratch
765
+ slots against one exact reference. It uses the tuple's joint edge
766
+ conflicts, with no factor for its number of components.
767
+
768
+ \begin{lemma}[One-axis near-code estimate]\label{oc:near-code}
769
+ Let $W$ and $V_0$ be locally A-valid joint tuples on $V$, and suppose
770
+ $V_0$ has exact A agreement with the same twists as $W$. Let
771
+ $p=\dist_V(W,V_0)$ and let $z_A$ be the A-edge conflict fraction of
772
+ $W$, normalized as the probability that a uniform vertex and a
773
+ uniform A label give a conflict. Then
774
+ \begin{equation}\label{oc:near-code-inequality}
775
+ \delta_1p\le z_A+4p^2+\lambda p.
776
+ \end{equation}
777
+ In particular, if $p\le\delta_1/16$, then
778
+ $p\le2z_A/\delta_1$. Both statements hold for every finite tuple
779
+ of A-only and full slots, uniformly in its size. They also hold
780
+ with A and B exchanged.
781
+ \end{lemma}
782
+
783
+ \begin{proof}
784
+ Let $S$ be the joint vertex-disagreement set. At each vertex in $S$,
785
+ local distance gives at least $\delta_1d$ nonzero difference rows.
786
+ For each corresponding label, either the other endpoint also lies
787
+ in $S$, or agreement of $V_0$ forces an actual conflict of $W$.
788
+ Consequently
789
+ \[
790
+ \delta_1p\le z_A+\langle1_S,P_A1_S\rangle
791
+ \le z_A+4p^2+\lambda p,
792
+ \]
793
+ by the four-part mixing bound used above. For
794
+ $p\le\delta_1/16$ and \eqref{oc:lambda-choice},
795
+ $4p+\lambda<\delta_1/2$, giving the stated rearrangement.
796
+ The proof concerns one fixed received word and one joint reference.
797
+ It can be applied to successively larger prefixes of a tuple without
798
+ modifying the received word or accumulating a number-of-prefixes
799
+ loss.
800
+ \end{proof}
801
+
802
+ We also allow a clock or control tuple repeated identically at every
803
+ $k$. For any received tuple, let its distinct-value class proportions
804
+ be $u_j$. Equality across an expanding symmetric A list has probability
805
+ at most
806
+ \begin{equation}\label{oc:clock-gap}
807
+ \sum_j u_j^2+\lambda\left(1-\sum_j u_j^2\right).
808
+ \end{equation}
809
+ This follows by applying the mean-zero bound to each class indicator
810
+ and summing. If the equality rejection is $\eta$, then
811
+ $1-\max_j u_j\le1-\sum_j u_j^2\le\eta/(1-\lambda)$.
812
+ Thus a small rejection fraction implies proximity to one constant
813
+ tuple, irrespective of its bit length.
814
+
815
+ Use unique bit representations of field elements and canonical zero
816
+ padding. At a packed center check parsing, ranges, and padding.
817
+ Replace a malformed symbol by a fixed parsable default when reasoning
818
+ from acceptance. If all checks read from one fixed finite list
819
+ $\Pi$ of permutation addresses, modifying a set of $u|\Gamma|$
820
+ symbols can change their center outcomes on at most
821
+ $|\Pi|u|\Gamma|$ centers, by taking the union of inverse images.
822
+ This applies even when many slots are checked together or branches
823
+ use only subsets of the list. Combining this observation with
824
+ Lemma~\ref{oc:full-proximity}, \eqref{oc:clock-gap}, and the
825
+ duplicated-payload gap of Lemma~\ref{oc:one-axis} gives proximity
826
+ to exact duplicated full encodings and a repeated clock whenever
827
+ the total packed rejection is sufficiently small. Indeed, the
828
+ one-time repair changes only $O(\theta)$ centers and hence leaves
829
+ duplication rejection $O(\theta)$; choose its threshold below the
830
+ fixed exact gap. Any required public range for a corrected clock
831
+ is likewise enforced, since a constant illegal value fails its
832
+ local range test everywhere. These constants may depend on the
833
+ fixed address-list size, but not on the slot count.
834
+
835
+ \begin{theorem}[Outer-code interface]\label{thm:outer-codes}
836
+ There exist fixed constants $d$, $\delta_1>0$, $C_0<\infty$,
837
+ $\lambda>0$, $\theta_{\mathrm{out}}>0$, and $K_{\mathrm{out}}<\infty$, with
838
+ $\lambda\le\min\{(8C_0)^{-1},\delta_1/16\}$, having the following
839
+ uniform properties for every input length $N$ and its padded tape
840
+ length $h=O(N)$, after the fixed padding in \eqref{oc:outer-size}.
841
+ \begin{enumerate}[label=(\roman*)]
842
+ \item The group $\Gamma=\F_2^r\rtimes H$ has
843
+ $|\Gamma|\le M_or^9=O(N\operatorname{polylog} N)$, where $M_o=2^r=O(N)$.
844
+ Its A and B label lists are symmetric, of degree $d$, and have
845
+ mean-zero norm at most $\lambda$. There is a field
846
+ $J=\F_{p^4}$ with $p>M_o>|H|$, $p\equiv1\pmod{M_o}$, and a
847
+ primitive $M_o$-th root $\zeta\in\F_p$. All public group and field
848
+ data and the common scalar check matrices are deterministically
849
+ constructible in polynomial time in $N$, and the data needed at an
850
+ index have $\operatorname{polylog}(N)$ size and Boolean computation cost.
851
+ \item Each of the scalar and three matrix-representation families,
852
+ with either axis independently twisted or untwisted as specified
853
+ in \eqref{oc:matrix-twists}, has the simultaneous systematic
854
+ encoder \eqref{oc:encoder}. Arbitrary systematic rectangle data
855
+ extend uniquely; the A and B extensions commute. Duplicated payload
856
+ encoding is injective, linear, and has rate $1/(4d^2)$ in field
857
+ coordinates. A full slot has $\operatorname{polylog}(N)$ bits per packed site.
858
+ Arbitrary finite tuples reuse the same checks and inverses.
859
+ \item The local distance and tensor-agreement statement of
860
+ Lemma~\ref{oc:local-agreement} holds uniformly in field size and
861
+ joint vector dimension. Local validity, edge agreement, and
862
+ duplicated-payload comparisons have perfect completeness. For
863
+ every finite tuple of full slots, if their joint packed-center
864
+ rejection fraction is $\theta\le\theta_{\mathrm{out}}$, their packed
865
+ distance to a tuple of exact duplicated encodings is at most
866
+ $K_{\mathrm{out}}\theta$. Canonical parsing and a repeated control
867
+ tuple can be included with the same form of conclusion, changing
868
+ only the fixed constants.
869
+ \item The one-axis distance and shared-axis comparison gaps of
870
+ Lemma~\ref{oc:one-axis} hold with $\Delta_A=(\delta_1-\lambda)/4$.
871
+ For every actual and reference joint tuple satisfying the hypotheses
872
+ of Lemma~\ref{oc:near-code},
873
+ $\delta_1p\le z_A+4p^2+\lambda p$ and, when
874
+ $p\le\delta_1/16$, $p\le2z_A/\delta_1$. A-only slots require
875
+ no B constraints for these conclusions. The symmetric B assertions
876
+ hold as well.
877
+ \end{enumerate}
878
+ All constants are independent of $N$ and of the number of later
879
+ program slots. The field search has only $8c_0d_0$ indeterminates,
880
+ at most $26$ parity determinant factors, and total degree less than
881
+ $M_o^3$; in particular it causes no feedback into $C_0$, $\lambda$,
882
+ or $d$.
883
+ \end{theorem}
884
+
885
+ \begin{proof}
886
+ Parts (i) and (ii) follow from Lemmas~\ref{oc:expansion} and
887
+ \ref{oc:systematic}, the field construction, and the coordinate
888
+ count after \eqref{oc:encoder}. Part (iii) is
889
+ Lemma~\ref{oc:local-agreement}, Lemma~\ref{oc:full-proximity}, and
890
+ the parsing and exact-gap argument following \eqref{oc:clock-gap}.
891
+ Decrease $\theta_{\mathrm{out}}$ and increase $K_{\mathrm{out}}$ once to
892
+ cover those fixed costs. Part (iv) is
893
+ Lemmas~\ref{oc:one-axis} and \ref{oc:near-code}. The degree and
894
+ dependency assertions are \eqref{oc:number-variables}--
895
+ \eqref{oc:determinant-degree} and the parameter order fixed in
896
+ \eqref{oc:lambda-choice}. No external local-testability theorem is
897
+ used for these specialized conclusions.
898
+ \end{proof}
899
+
900
+ \subsection{Correction with value-independent uncertainty supports}
901
+
902
+ The next guarantee is stronger than correction of a single fixed
903
+ word. It tracks a set on which values are wholly unspecified, and
904
+ therefore applies to separate bounded-cone simulations with different
905
+ choices on that set.
906
+
907
+ \begin{lemma}[Outer uncertainty shrinkage]\label{lem:outer-uncertainty}
908
+ Fix the data in Theorem~\ref{thm:outer-codes}, and any finite tuple of
909
+ full or A-only slots with their allowed A twists. Optionally include
910
+ a control tuple constant over $\Gamma$ and canonical padding.
911
+ There is a deterministic synchronous local correction map $\mathcal C$
912
+ with the following property. Let $V_0$ be any reference word satisfying
913
+ all A local constraints and A agreements, with constant control and
914
+ canonical parsing. Let $S\subseteq\Gamma$ and let $W$ be any input
915
+ equal to $V_0$ outside $S$, with arbitrary values or malformed symbols
916
+ on $S$. Then $\mathcal C W=V_0$ outside
917
+ \begin{equation}\label{oc:uncertainty-set}
918
+ S'=
919
+ \left\{k:\frac1d\#\{i:a_ik\in S\}\ge\delta_1/2\right\}
920
+ \ \cup\
921
+ \left\{k:\frac1d\#\{i:a_i^{-1}k\in S\}\ge\delta_1/2\right\}.
922
+ \end{equation}
923
+ In particular, $S'$ depends on $S$ alone. If $u=|S|/|\Gamma|<\delta_1/4$,
924
+ then
925
+ \begin{equation}\label{oc:uncertainty-shrink}
926
+ \frac{|S'|}{|\Gamma|}
927
+ \le\frac{2\lambda^2u}{(\delta_1/2-u)^2}\le u/2.
928
+ \end{equation}
929
+ The local map uses a fixed number of permutation addresses and time
930
+ polynomial in the symbol bit length and the public local-parameter
931
+ length, with total default behavior on arbitrary inputs.
932
+
933
+ For every fixed integer $q\ge0$, the $q$-round map has a bounded
934
+ input cone consisting of fixed permutations of its target; the bound
935
+ may depend on $q$ but not on $N$. For an arbitrary initial $S$, the
936
+ recursively defined supports contain the errors simultaneously for
937
+ all completions on $S$. If $|S|/|\Gamma|<\delta_1/4$, their densities
938
+ are at most $2^{-q}|S|/|\Gamma|$ after $q$ rounds. Different target-cone
939
+ simulations may use different such completions, provided each simulation
940
+ assigns one consistent initial value to every address repeated within
941
+ that cone. Under this small-initial-support hypothesis,
942
+ $O(\log|\Gamma|)$ rounds correct the whole word exactly in time
943
+ polynomial in its explicit size and $N$.
944
+ \end{lemma}
945
+
946
+ \begin{proof}
947
+ At a target part $(k,0,t)$, take the row of label $i$ from
948
+ $(a_ik,1,t)$ and apply $\alpha_i^{-1}$. At $(k,1,t)$, take it from
949
+ $(a_i^{-1}k,0,t)$ and apply $\alpha_i$. Combine all other indices
950
+ and all slots into one row-symbol vector. Decode these $d$ row
951
+ suggestions in $C_A^s$ up to strictly fewer than $\delta_1d/2$
952
+ joint row errors. There is at most one such local word by the
953
+ distance in Lemma~\ref{oc:local-agreement}. A total deterministic
954
+ implementation enumerates all subsets $T\subseteq[d]$ with
955
+ $|T|>d-\delta_1d/2$, solves the local scalar constraints together
956
+ with the suggested values on $T$ componentwise, and verifies that
957
+ the candidate has fewer than $\delta_1d/2$ joint row errors.
958
+ Such a puncturing is injective by local distance, so each consistent
959
+ system gives at most one candidate. If the distance promise holds,
960
+ the set of all correct suggestions is one enumerated $T$ and gives
961
+ the required word. Return zero if no candidate passes. Malformed
962
+ neighbor symbols are first replaced by the fixed parsable default.
963
+ Restore each control bit by majority on the forward A-neighbor list,
964
+ with fixed tie behavior, and write canonical padding.
965
+
966
+ If $k\notin S'$, each relevant list contains fewer than
967
+ $\delta_1d/2$ positions of $S$. Every other row suggestion equals
968
+ the corresponding row of $V_0$, by its exact A agreement. Thus the
969
+ local decoder recovers all four reference parts and all slots
970
+ jointly. The same good-neighbor count is strictly below $d/2$, so
971
+ control majorities are also correct. This proves the support
972
+ containment for every assignment of values on $S$.
973
+
974
+ For either forward or inverse averaging operator $P$ on $\Gamma$,
975
+ the mean-zero bound gives
976
+ \[
977
+ \E_k(P1_S(k)-u)^2
978
+ \le\lambda^2u(1-u)\le\lambda^2u.
979
+ \]
980
+ When $u<\delta_1/4$, Chebyshev's inequality at threshold
981
+ $\delta_1/2-u>0$ and a union bound for the two lists prove the first
982
+ inequality in \eqref{oc:uncertainty-shrink}. Its right side is then
983
+ at most $32\lambda^2u/\delta_1^2\le u/2$ by
984
+ \eqref{oc:lambda-choice}.
985
+
986
+ Iterate the deterministic operation on supports in
987
+ \eqref{oc:uncertainty-set}. The preceding reasoning holds for every
988
+ completion at each step, so the same iterated supports contain all
989
+ possible errors. A depth-$q$ dependency cone is obtained by
990
+ composing at most $q$ forward or inverse A moves, with the finite
991
+ part and slot bookkeeping. For fixed $q$ this is a fixed finite
992
+ list of permutations. A consistent assignment to repeated initial
993
+ addresses in one cone extends to a global initial word agreeing
994
+ with $V_0$ outside $S$. Applying the global support statement to
995
+ that extension proves the claimed result for that cone. This
996
+ argument can use a different global extension for each target.
997
+
998
+ Assume now $|S|/|\Gamma|<\delta_1/4$. Every iterated support stays
999
+ in this regime, so its integer cardinality decreases by a factor of
1000
+ at least two while nonempty. More than $\log_2|\Gamma|$ rounds make
1001
+ it zero. Running these rounds synchronously on the complete array
1002
+ uses $O(|\Gamma|\log|\Gamma|)$ local calls, each of polynomial
1003
+ bit complexity as established above. This proves polynomial-time
1004
+ global correction without using the existential greedy repair in
1005
+ Lemma~\ref{oc:full-proximity} as an algorithm.
1006
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/04-outer-programs.tex ADDED
@@ -0,0 +1,864 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Certified programs and persistent tape equations}\label{sec:outer-programs}
2
+
3
+ We turn local code constraints into certificates for computations on the
4
+ tape. This section supplies local reversible filling
5
+ (Lemma~\ref{lem:outer-fill}) and a persistent tuple of tape equations
6
+ (Lemma~\ref{lem:outer-wiring}); Section~\ref{sec:outer-representation}
7
+ will assemble them into the evolving representation.
8
+
9
+ We retain the outer notation of Sections~\ref{sec:macrograph} and
10
+ \ref{sec:outer-codes}: $h=2^\ell$, $M_o=2^r$, the odd-characteristic
11
+ field $J$, the group $\Gamma=\mathbb F_2^r\rtimes H$, and coordinates
12
+ $k=(g,u)=(ux,u)$. In particular $r=O(\log N)$,
13
+ $|H|\le r^9$, and a field element has $O(\log N)$ bits.
14
+ All constants and polynomial exponents in this section are fixed
15
+ independently of $N$. The local star degree $d$ is a constant.
16
+ We pack the four parts $(s,t)\in\{0,1\}^2$ at one $k$ into one symbol;
17
+ ``part distance'' instead normalizes over the four parts separately.
18
+ These distances differ by at most a factor of four.
19
+
20
+ There are two kinds of storage. A \emph{full slot} has both axis
21
+ constraints and duplicated systematic payload, and thus equals
22
+ $E_{\alpha,\beta}v$ for a unique payload $v:\Gamma\to U$.
23
+ An \emph{A-only scratch slot} has the same local A constraints and
24
+ A-edge agreements, but its other labels and entry coordinates are
25
+ merely vector coordinates: no B condition is imposed. Keeping all
26
+ intermediate certificates, rather than just the values being computed,
27
+ will let us certify a computation at every point of a reversible schedule.
28
+
29
+ \subsection{Full operations and a fixed query list}
30
+
31
+ \begin{definition}[Certified full operation]\label{op:full-operation}
32
+ A full operation specifies parent full slots, a target encoder
33
+ $E_{\mathrm{out}}$, and a local expression $X^{st}_k(i,j)$ in the parents.
34
+ For arbitrary exact duplicated full parents, $X$ must have duplicated
35
+ systematic payload $v$ and satisfy an allowed A-axis constraint system.
36
+ In addition, either its A system is that of the target, or $X$ satisfies
37
+ the target's B system. The required target is $E_{\mathrm{out}}v$.
38
+ Scalar coefficients in linear combinations are identical at every
39
+ index. They may depend on an identical clock and on previously
40
+ certified, completed public address data. The specified covariant
41
+ primitive $W(k)\mapsto W(k)\rho_e(k)$ below may additionally use its
42
+ explicit index-dependent public matrix; it must satisfy the same
43
+ axis-constraint requirements on $X$.
44
+ \end{definition}
45
+
46
+ In the first case compare $X$ and the target on all systematic B columns
47
+ at $t=0$, retaining every entry in each such column at both A parts.
48
+ In the second case compare all systematic A rows at $s=0$, retaining
49
+ their entire rows at both B parts. The one-axis uniqueness and distance
50
+ in Theorem~\ref{thm:outer-codes} give a constant $\gamma_{\mathrm{op}}>0$
51
+ with the following alternative: the required payload identity is true
52
+ and all comparisons hold, or these comparisons fail on at least
53
+ $\gamma_{\mathrm{op}}$ of the centers. Indeed, equality of payloads
54
+ fixes each compared column or row by the shared one-axis extension.
55
+ If a payload differs, at least one compared column or row is a nonzero
56
+ codeword difference for that axis, so its vertex support has constant
57
+ density. The number of labels and parts is fixed. A comparison of
58
+ isolated systematic cells would not have this implication.
59
+
60
+ We use the following full operations, splitting sums into bounded-arity
61
+ stages whenever necessary.
62
+ \begin{enumerate}[label=(\roman*)]
63
+ \item Scalar linear combinations and right pulls
64
+ $R_bF(k)=F(kb)$ share the scalar A system. Elementary pulls are the
65
+ identity, the three first-bit translations $(e_a,1)$, and one-step
66
+ Singer-cycle rotations of each block and their inverses.
67
+ \item A matrix payload can be reencoded while changing only one axis
68
+ type, using the other as the shared axis. Constant linear maps and
69
+ contractions of fully untwisted entry alphabets also give full operations.
70
+ \item To multiply a payload by a one-bit Walsh character, we must also
71
+ certify the resulting full encoding. An index-dependent scalar
72
+ multiplier need not preserve the scalar edge equations. The matrix
73
+ representation supplies a shared-axis route through the twisted types.
74
+ Starting from an untwisted scalar slot $W$, form
75
+ \[
76
+ X^{st}_k(i,j)=W^{st}_k(i,j)\rho_e(k),
77
+ \]
78
+ where $e$ is a distinguished first bit of a block and $\rho_e$ is the
79
+ representation of Section~\ref{sec:outer-codes}. Multiplicativity gives
80
+ \[
81
+ X^{1t}_{a_i k}(i,j)=\rho_e(a_i)X^{0t}_k(i,j),\qquad
82
+ X^{s1}_{k b_j}(i,j)=X^{s0}_k(i,j)\rho_e(b_j).
83
+ \]
84
+ Scalar local checks continue to hold, since the same entry matrix
85
+ multiplies every local scalar. Reencode first with twisted A and
86
+ untwisted B, sharing A, and then with both axes untwisted, sharing B.
87
+ The column of $\rho_e(g,u)$ indexed by $1_H$ has just one nonzero entry,
88
+ in row $u$, equal to
89
+ $(-1)^{(ue)\cdot g}=(-1)^{e\cdot x}$.
90
+ Summing this entry-alphabet column therefore produces the full scalar
91
+ encoding of $(-1)^{e\cdot x}v_W(k)$. The contraction is on entry
92
+ coordinates, not on outer star labels.
93
+ \end{enumerate}
94
+ Every intermediate matrix slot in this construction has a specified
95
+ homogeneous linear payload recipe. An arbitrary multiplier depending
96
+ on one bit, with values $a_0,a_1\in J$, is
97
+ $\frac12(a_0+a_1)I+\frac12(a_0-a_1)M_e$, where
98
+ $M_ef(x,u)=(-1)^{e\cdot x}f(x,u)$ is the corresponding modulation.
99
+ The divisions by two are valid because $J$ has odd characteristic.
100
+
101
+ Right rotations move these operations to any bit in a block. For a
102
+ block rotation $v$ the pull convention gives
103
+ \[
104
+ R_{(0,v)}R_{(e,1)}R_{(0,v^{-1})}=R_{(ve,1)}.
105
+ \]
106
+ Conjugating the modulation in the same way gives the modulation of bit
107
+ $ve$. A power of a rotation is implemented as a sequence of single
108
+ rotations, returning to the original layout after the operation.
109
+ Thus an arbitrary bit operation costs $O(r)$ elementary full stages,
110
+ without introducing new query maps.
111
+
112
+ Fix once and for all a permutation list $\Pi$ containing identity,
113
+ the required forward and inverse A and B neighbor maps, left pulls by
114
+ a fixed generating list of $H$, the elementary right pulls above,
115
+ and right pulls by a fixed generating list of $H$ and its inverses.
116
+ Include any bounded compositions used in a local expression.
117
+ Its cardinality $q=|\Pi|$ is independent of $N$.
118
+ All constraints of all slots are checked together at a center using
119
+ the symbols at $\Pi(k)$. A growing number of slots consequently
120
+ increases local computation and symbol size, but not the number of
121
+ queried positions. In particular a single false exact full operation
122
+ retains the gap $\gamma_{\mathrm{op}}$, rather than having its gap
123
+ divided by the program length.
124
+
125
+ \subsection{Scalar transforms with certified stages}
126
+
127
+ \begin{lemma}[Scalar program library]\label{op:scalar-programs}
128
+ On scalar tables indexed by $x\in\mathbb F_2^r$, the full operations
129
+ above give homogeneous linear programs of $\poly(r)$ stages for:
130
+ bit-conjunction and interval masks; controlled bit flips and bit
131
+ permutations; integer cyclic shifts; discrete Fourier transforms and
132
+ their inverses of lengths $M_o$ and $h$; the Walsh transform; and cyclic
133
+ coefficient multiplication by any systematic Lagrange polynomial
134
+ $L_j$, $0\le j<h$. The last operation is uniform also when $j$ is
135
+ supplied by already identical address bits. All intermediate stages
136
+ are full slots with fixed encoder types and query maps in $\Pi$.
137
+ \end{lemma}
138
+
139
+ \begin{proof}
140
+ A bit-conjunction mask is a product of one-bit masks, applied in
141
+ sequence. For the integer interval $[0,a)$ with $0\le a\le M_o$,
142
+ represent $a$ by $r+1$ public or already identical control bits.
143
+ Use the zero operator for $a=0$ and the identity for $a=M_o$.
144
+ For $0<a<M_o$, use the disjoint prefix rectangles obtained by
145
+ specifying the most significant differing bit: at a position where
146
+ $a$ has bit one, match its more significant bits and require the
147
+ current bit to be zero. There are at most $r$ rectangles.
148
+ More explicitly, writing $a_r$ for the endpoint bit, one fixed
149
+ padded program applies the mask
150
+ \[
151
+ a_r+(1-a_r)\sum_{i=0}^{r-1}a_i\,
152
+ 1[x_i=0]\prod_{j=i+1}^{r-1}1[x_j=a_j].
153
+ \]
154
+ All endpoint decisions and rectangle coefficients are identical at
155
+ every index; the program keeps all candidate stages and uses scalar
156
+ coefficient selection, so its topology and polynomial size do not
157
+ depend on $a$. Differences of two such masks give arbitrary intervals.
158
+
159
+ Let $m$ be the indicator of a conjunction not involving bit $i$.
160
+ The pullback of the permutation that flips bit $i$ precisely when
161
+ $m=1$ is
162
+ \begin{equation}\label{op:controlled-flip}
163
+ f-mf+R_{(e_i,1)}(mf).
164
+ \end{equation}
165
+ To verify this, if $m(x)=0$ then $m(x+e_i)=0$, and the result is $f(x)$;
166
+ if $m(x)=1$ then $m(x+e_i)=1$, and the result is $f(x+e_i)$.
167
+ The independence of $m$ from the flipped bit is essential here.
168
+ Three controlled XOR operations exchange two index bits, so they
169
+ implement bit reversal and any prescribed bit permutation.
170
+
171
+ For an integer subtraction of $2^j$ modulo $2^r$, flip bit $i>j$
172
+ when the original bits $j,\ldots,i-1$ are all zero, and flip bit $j$
173
+ unconditionally. Process the higher bits in descending order;
174
+ then none of the bits used by a condition has yet changed.
175
+ The addition rule uses ones instead of zeros. Pullbacks reverse the
176
+ chronological composition of index permutations: thus the table
177
+ stages apply these borrow gates in ascending bit order, the reverse
178
+ of their descending index-permutation order. This implements the
179
+ desired cyclic table shift. A conjunction uses $O(r)$ bit
180
+ operations, so this procedure is polynomial in $r$.
181
+
182
+ For the Fourier transform we realize the radix-two Cooley--Tukey
183
+ decomposition~\cite[pp.~299--300]{CooleyTukey1965} by the certified full
184
+ operations above. Let $D=2^v\in\{h,M_o\}$ and let
185
+ $\xi=\zeta^{M_o/D}$ have order $D$.
186
+ The transform acts on the low $v$ integer bits, independently within
187
+ each block of fixed higher bits, and is
188
+ \begin{equation}\label{op:dft}
189
+ \mathcal F_D(f)(y)=\sum_{z=0}^{D-1}\xi^{yz}f(z).
190
+ \end{equation}
191
+ First reverse these $v$ bits. At level $j$, pair positions separated
192
+ by XOR of bit $j-1$ in each aligned window of length $2^j$.
193
+ Writing $a<2^{j-1}$ for the offset and $U,V$ for the lower and upper
194
+ entries, replace the pair by
195
+ \begin{equation}\label{op:butterfly}
196
+ U+\xi^{aD/2^j}V,\qquad U-\xi^{aD/2^j}V.
197
+ \end{equation}
198
+ The factor is a product of one-bit factors, since if
199
+ $a=\sum_{i<j-1}2^ia_i$, then
200
+ $\xi^{aD/2^j}=\prod_{i<j-1}(\xi^{2^iD/2^j})^{a_i}$.
201
+ Half-window masks, the bit pull, these factors, and addition implement
202
+ the displayed rule. The identity
203
+ \[
204
+ \sum_{z=0}^{D-1}\xi^{yz}f(z)
205
+ =\sum_{z=0}^{D/2-1}(\xi^2)^{yz}f(2z)
206
+ +\xi^y\sum_{z=0}^{D/2-1}(\xi^2)^{yz}f(2z+1)
207
+ \]
208
+ proves the algorithm by induction, with bit reversal placing the
209
+ recursive even and odd subproblems in the required order. More
210
+ explicitly, if $\operatorname{rev}_a$ reverses $a$ bits, after level
211
+ $j$ the entry at $b2^j+y$, $0\le y<2^j$, is
212
+ \[
213
+ \sum_{z=0}^{2^j-1}(\xi^{D/2^j})^{yz}
214
+ f\bigl(\operatorname{rev}_{v-j}(b)+2^{v-j}z\bigr).
215
+ \]
216
+ The level-$j$ butterfly combines the even and odd values of $z$ in
217
+ the level-$(j-1)$ formula, proving this invariant from the bit-reversed
218
+ input at level zero; at level $v$ it is \eqref{op:dft}.
219
+ Using $\xi^{-1}$ and multiplying by $D^{-1}$ gives the inverse:
220
+ $\sum_{y=0}^{D-1}\xi^{y(z-z')}=D\,1[z=z']$.
221
+ Without initial bit reversal, apply the sum/difference butterflies
222
+ directly to the input table, one coordinate bit at a time, and use
223
+ no twiddle factors. This gives
224
+ \begin{equation}\label{op:walsh}
225
+ \mathcal W(f)(x)=\sum_y(-1)^{x\cdot y}f(y).
226
+ \end{equation}
227
+ They can be applied on all $r$ bits or just a specified block.
228
+ The Walsh inverse is $M_o^{-1}\mathcal W$ when all bits are used.
229
+
230
+ Finally set $\omega=\zeta^{M_o/h}$ and
231
+ \begin{equation}\label{op:lagrange}
232
+ L_j(Z)=h^{-1}\sum_{a=0}^{h-1}\omega^{-ja}Z^a.
233
+ \end{equation}
234
+ The root sum just used gives $L_j(\omega^i)=1[i=j]$.
235
+ For a length-$M_o$ coefficient table $F$, cyclic multiplication by
236
+ $L_j$ has coefficient at $w$ equal to
237
+ \begin{equation}\label{op:lagrange-convolution}
238
+ h^{-1}\omega^{-jw}\sum_{a=0}^{h-1}F_{w-a}\omega^{j(w-a)},
239
+ \end{equation}
240
+ with subscripts modulo $M_o$. The powers are well defined under
241
+ cyclic indexing because $h\mid M_o$. Each of the two diagonal
242
+ factors splits over the bits of $w$ and has coefficients computable
243
+ from $j$. If $T_bf(w)=f(w-b\bmod M_o)$, the middle window sum is
244
+ \[
245
+ \prod_{i=0}^{\ell-1}(I+T_{2^i}).
246
+ \]
247
+ Every integer in $[0,h)$ has a unique binary expansion, proving this
248
+ identity. The previously constructed shifts implement it.
249
+ When $\deg(F L_j)<M_o$, cyclic and ordinary multiplication coincide;
250
+ we impose this degree bound at every ordinary-product use.
251
+
252
+ For clarity, crude stage bounds suffice: a bit operation uses $O(r)$
253
+ elementary stages, a conjunction $O(r^2)$, a carry shift $O(r^3)$,
254
+ and the window product $O(r^4)$. The Fourier, Walsh, and range-mask
255
+ constructions also fit a fixed polynomial bound. Coefficient
256
+ calculation, layout descriptions and every elementary local operation
257
+ use polynomially many bit operations in $r$. Padding unused steps
258
+ with zero or identity operations makes all lengths independent of
259
+ the particular control or address values.
260
+ \end{proof}
261
+
262
+ \subsection{Triangular A-only certificates}
263
+
264
+ An A-only program starts from A-coded public constants or a local
265
+ expression $X$ from Definition~\ref{op:full-operation}. It forms
266
+ identical-coefficient linear combinations and right pulls of earlier
267
+ slots having the same A twist. Right pulls commute with left
268
+ translations and constant entry twists, and therefore preserve A
269
+ constraints. A fixed generating list of $H$ suffices to compute all
270
+ desired right-$H$ pulls through stored paths in its Cayley graph.
271
+ Each path has length at most $|H|-1$ after removing repetitions.
272
+ Arbitrary bit pulls use the rotation sequences already described.
273
+ The number of stored stages is polynomial in $r$, while all recurrence
274
+ queries still belong to $\Pi$.
275
+
276
+ At a fixed clock value, the initialized slots form triangular prefixes
277
+ and satisfy their recurrences; every other scratch slot is zero.
278
+ Filling one next stage evaluates its recurrence locally. Erasing in
279
+ reverse order replaces that stage by zero while its parents are still
280
+ available. Each step changes one designated slot or fixed family of
281
+ slots, with the same definition of every retained slot.
282
+
283
+ \begin{lemma}[Simultaneous scratch restoration]\label{op:scratch-restoration}
284
+ Suppose all scratch recurrences at a legal repeated clock are
285
+ triangular and their references, on arbitrary exact duplicated full
286
+ parents, satisfy their assigned A constraints. Public address-focus
287
+ recurrences precede every recurrence using the resulting coefficients.
288
+ There exist constants $C_{\mathrm{sc}}$ and $\theta_{\mathrm{sc}}>0$,
289
+ independent of the number of stages, slots and entry coordinates,
290
+ with the following property. If the packed parsing, clock, full-code,
291
+ duplication, scratch local-code, scratch-edge, recurrence and inactive-zero
292
+ tests reject on a fraction $\theta<\theta_{\mathrm{sc}}$ of centers,
293
+ then after one preprocessing of the parsing, clock and full slots,
294
+ all scratch can be replaced simultaneously by its exact triangular
295
+ reference at total symbol cost at most $C_{\mathrm{sc}}\theta$.
296
+ The references are taken on the corrected full parents; those parents
297
+ need not yet satisfy their advertised payload-operation identities.
298
+ \end{lemma}
299
+
300
+ \begin{proof}
301
+ Theorem~\ref{thm:outer-codes} first repairs parsing, repetition and
302
+ full codes at $O(\theta)$ symbol cost. A repeated illegal clock is
303
+ excluded by its range test. The full-code duplication gap then
304
+ excludes any failure of duplicated payload, for small enough $\theta$.
305
+ Replace all locally A-invalid scratch parts by zero. This is one
306
+ further packed $O(\theta)$ change. Call the resulting word $W$, and
307
+ \emph{keep this word fixed throughout the following induction}.
308
+
309
+ If preprocessing changed at most $C_{\mathrm{pre}}\theta$ packed
310
+ sites, any test using $\Pi$ can change its outcome only on their
311
+ $q$ inverse images. After harmless fixed conversions of edge and
312
+ part normalizations there are constants $C_z,C_r$ such that
313
+ \begin{equation}\label{op:fixed-word-invariant}
314
+ z_A(W)\le C_z\theta,\qquad
315
+ \Pr[\text{some scratch recurrence or inactive-zero test fails on }W]
316
+ \le C_r\theta.
317
+ \end{equation}
318
+ One can use constant multiples of $1+qC_{\mathrm{pre}}$ for both
319
+ constants. These bounds concern the \emph{entire} packed scratch
320
+ tuple, so they contain no slot-count factor.
321
+
322
+ Order all initialized families topologically, putting public focus
323
+ first, and include the inactive-zero families with their zero
324
+ references. Let $V_j$ be the exact reference of the first $j$ families
325
+ on the corrected full parents and legal clock, and let $p_j$ be the
326
+ joint part distance from the corresponding prefix of $W$ to $V_j$.
327
+ The empty prefix has $p_0=0$. The full parents may have incorrect
328
+ advertised identities, but are A-coded; every allowed initial $X$
329
+ is A-coded on such parents. Right pulls and identical coefficients
330
+ preserve this property. Public focus begins with hardwired correct
331
+ constant encodings and the identical clock. Its completed reference
332
+ supplies globally identical coefficients to subsequent recurrences.
333
+ Consequently every $V_j$ is exactly A-coded.
334
+
335
+ An error in the new family occurs only at a recurrence-failure center
336
+ or at a center reading an erroneous earlier part. A joint part-error
337
+ set of density $p_j$ occupies at most $4p_j$ of the packed sites.
338
+ Taking a union over the $q$ maps, and retaining the old prefix, gives
339
+ \begin{equation}\label{op:prefix-provisional}
340
+ p_{j+1}\le C_r\theta+(1+4q)p_j.
341
+ \end{equation}
342
+ This remains true when a recurrence reads all earlier slots or types
343
+ at one of those sites: the error event is already joint.
344
+ Put $K=2C_z/\delta_1$ and choose $\theta_{\mathrm{sc}}$ so small that
345
+ \begin{equation}\label{op:scratch-smallness}
346
+ (C_r+(1+4q)K)\theta_{\mathrm{sc}}<\delta_1/16.
347
+ \end{equation}
348
+ If $p_j\le K\theta$, the provisional estimate is in the small-error
349
+ range of the A near-code inequality of Theorem~\ref{thm:outer-codes}.
350
+ Apply that inequality to the \emph{same fixed word} $W$, restricted
351
+ to the enlarged tuple, and to $V_{j+1}$:
352
+ \[
353
+ \delta_1p_{j+1}
354
+ \le z_A(W|_{j+1})+4p_{j+1}^2+\lambda p_{j+1}.
355
+ \]
356
+ The conflict count of a prefix is at most that of the whole tuple.
357
+ Since $\lambda\le\delta_1/8$ and $p_{j+1}<\delta_1/16$, this implies
358
+ \[
359
+ p_{j+1}\le 2z_A(W)/\delta_1\le K\theta.
360
+ \]
361
+ Induction proves this bound for the complete scratch tuple.
362
+ It resets an \emph{estimate}, without making successive word repairs.
363
+ Only now replace the whole scratch tuple by its reference, at symbol
364
+ cost at most $4K\theta$. The common scalar local checks act on joint
365
+ vectors, and the finitely many twist types act by a block-diagonal
366
+ invertible map; the near-code estimate is therefore valid in exactly
367
+ this joint metric. Together with preprocessing this proves the lemma.
368
+ \end{proof}
369
+
370
+ \subsection{Mode-serial filling of a full slot}
371
+
372
+ The target must remain a full codeword while it is being filled, even
373
+ though its final value can depend on the parents at every index. We use
374
+ a sequence of frequency cutoffs that commute with the encoder. Each
375
+ increment is supported on one $H$-orbit, so its encoded contribution
376
+ can be computed from a polylogarithmic list of coefficients gathered
377
+ locally. A completed certificate for the old cutoff is retained until
378
+ the next cutoff and its increment have both been prepared.
379
+
380
+ Retaining the completed target while reversing its auxiliary computation
381
+ follows the reversible-cleanup principle of Bennett~\cite[pp.~525--526]{Bennett1973}.
382
+ The two-buffer schedule, local transitions, and certification guarantees
383
+ needed here are established in the following proof.
384
+
385
+ \begin{lemma}[Local reversible filling]\label{lem:outer-fill}
386
+ For every full operation in Definition~\ref{op:full-operation}, there
387
+ is a canonical reversible schedule from zero target and zero temporary
388
+ scratch to its required full target and zero temporary scratch.
389
+ Parents and all coefficient data remain fixed throughout. The schedule
390
+ has $O(M_o\poly(r))$ steps, a $\poly(r)$-bit local symbol and local
391
+ algorithm, and an $O(\log M_o+\log\poly(r))$-bit microclock.
392
+ Its checks and both local transition directions use only $\Pi$.
393
+ At each clock location the target is a specified full encoding and
394
+ all scratch consists of specified initialized prefixes. After
395
+ simultaneous scratch restoration, failure of the required target
396
+ identity has a constant center gap. Each reference scratch slot
397
+ satisfies its A constraints, even when its full parents have not yet
398
+ been shown to satisfy their advertised payload identities.
399
+ \end{lemma}
400
+
401
+ \begin{proof}
402
+ Write the operation's local expression as $X$ and its duplicated
403
+ systematic payload as $v$. For each label, part and entry coordinate
404
+ expand in the $x$ variable:
405
+ \[
406
+ X(x,u)=\sum_{\nu\in\mathbb F_2^r}\widehat X_\nu(u)(-1)^{x\cdot\nu},
407
+ \qquad
408
+ \widehat X_\nu(u)=M_o^{-1}\sum_xX(x,u)(-1)^{x\cdot\nu}.
409
+ \]
410
+ For $0\le\tau\le M_o$ define a Fourier multiplier $P_\tau$ by
411
+ \begin{equation}\label{op:cutoff}
412
+ w_\tau(\nu)=|H|^{-1}\sum_{a\in H}
413
+ 1[\underline{a^{-1}\nu}<\tau].
414
+ \end{equation}
415
+ Thus $P_0=0$ and $P_{M_o}=I$. The inverses of $|H|$ and $M_o$
416
+ exist in $J$. The multipliers are constant on frequency orbits of
417
+ $H$; they are not asserted to be projections.
418
+
419
+ Here is the required commutation in detail. A left pull by $(w,a)$
420
+ sends $(x,u)$ to $(x+u^{-1}a^{-1}w,au)$, so it preserves each
421
+ frequency, changing its coefficient by a known sign and an $H$-index
422
+ permutation. A right pull sends $(x,u)$ to
423
+ $(a^{-1}(x+w),ua)$, carrying a frequency $\nu$ to $a\nu$, with
424
+ sign $(-1)^{w\cdot a\nu}$. Hence $P_\tau$ commutes with both pulls.
425
+ The constant entry twists act on a different coordinate and also
426
+ commute. Every parity operator and every systematic injection thus
427
+ intertwines $P_\tau$ on its domain and codomain. If an invertible
428
+ parity operator $T$ satisfies $TP_\tau=P_\tau T$, then its inverse
429
+ does too, by multiplication by $T^{-1}$ on both sides. Applying the
430
+ two one-axis extensions gives
431
+ \begin{equation}\label{op:cutoff-extension}
432
+ P_\tau E_{\mathrm{out}}v
433
+ =E_{\mathrm{out}}(P_\tau v).
434
+ \end{equation}
435
+ No commutation with a preliminary index-dependent operation such as
436
+ $W(k)\mapsto W(k)\rho_e(k)$ is needed: $P_\tau$ is applied to its
437
+ already formed expression $X$.
438
+
439
+ The mode-bit selector
440
+ \begin{equation}\label{op:mode-selector}
441
+ \frac{I+(-1)^bR_{(e_i,1)}}2
442
+ \end{equation}
443
+ retains precisely those frequencies with $\nu_i=b$.
444
+ For each $a\in H$, decompose
445
+ $\underline{a^{-1}\nu}<\tau$ into at most $r$ disjoint prefix
446
+ rectangles and multiply their selectors. Sum over rectangles and
447
+ average over $a$. This gives an A-only program computing $P_\tau X$
448
+ with $\poly(r)$ stages. Include all candidate rectangles and use
449
+ coefficient bits from the microclock, so topology and length are fixed.
450
+ The case $\tau=M_o$ uses the identity with the same padding.
451
+ All selectors use the elementary pull list via stored bit alignments.
452
+
453
+ The partial target at cutoff $\tau$ is
454
+ $Y_\tau=E_{\mathrm{out}}(P_\tau v)$.
455
+ Compare it with the completed cutoff program using the shared-axis
456
+ test of Definition~\ref{op:full-operation}. In the shared-B case,
457
+ intermediate scratch is only A-coded. The test's justification is
458
+ made \emph{after} Lemma~\ref{op:scratch-restoration}: the completed
459
+ reference is then exactly $P_\tau X$, which satisfies the target's
460
+ B constraints by the commutation above. One may now use B distance
461
+ on its whole systematic A rows. This argument neither assumes nor
462
+ tests B validity of unfinished scratch. The shared-A case uses the
463
+ analogous columns. Thus equality of the required payload suffices,
464
+ and its failure has the same constant gap at every cutoff.
465
+
466
+ It remains to compute a cutoff increment locally. Let $a_\tau$ be
467
+ the bit vector for the integer $\tau<M_o$, and set $O=Ha_\tau$.
468
+ The increment multiplier is zero outside $O$ and, for $\nu\in O$, is
469
+ \begin{equation}\label{op:orbit-weight}
470
+ (w_{\tau+1}-w_\tau)(\nu)
471
+ =\frac{\#\{a\in H:aa_\tau=\nu\}}{|H|}
472
+ =\frac1{|O|}.
473
+ \end{equation}
474
+ For each $\nu$ in the fixed-length list $(aa_\tau)_{a\in H}$,
475
+ apply all $r$ mode selectors to $X$. Repetitions are harmless.
476
+ The resulting pure-mode slot is
477
+ $X_\nu(x,u)=(-1)^{x\cdot\nu}\widehat X_\nu(u)$.
478
+ Also store each right pull $R_{(0,b)}X_\nu$, $b\in H$, through
479
+ generator paths and their intermediate stages. At the current
480
+ $k=(x,u)$ its systematic payload is
481
+ \begin{equation}\label{op:orbit-focus}
482
+ (-1)^{(b^{-1}x)\cdot\nu}\widehat v_\nu(ub).
483
+ \end{equation}
484
+ For any desired $u'\in H$, take $b=u^{-1}u'$ and remove the displayed
485
+ known sign. One symbol now contains every coefficient
486
+ $\widehat v_\nu(u')$ for $\nu\in O$ and every $u'\in H$.
487
+ These are read from locally stored pull slots, not from remote global
488
+ payload positions.
489
+
490
+ We can apply $E_{\mathrm{out}}$ to this coefficient list locally.
491
+ Remark~\ref{oc:orbit-invariance} supplies the inverse of each one-axis
492
+ parity system on the $O$-frequency subspace: both this subspace and its
493
+ complement are invariant, and the restricted domain and codomain have
494
+ equal dimensions. Here its Fourier coordinates are indexed by frequency,
495
+ $H$, labels, parts and entry coordinates, so the restricted dimension is
496
+ at most
497
+ \begin{equation}\label{op:orbit-dimension}
498
+ C|O|\,|H|\,\dim_J U\le C|H|^4=\poly(r),
499
+ \end{equation}
500
+ where $C$ depends only on the fixed labels, and
501
+ $\dim_JU\le |H|^2$. Form its entries using the explicit pulls and
502
+ Walsh signs, solve the two successive axis systems by Gaussian
503
+ elimination, and sum the output modes at $x$. Together with
504
+ \eqref{op:orbit-weight}, this computes every local entry of
505
+ \[
506
+ E_{\mathrm{out}}((P_{\tau+1}-P_\tau)v).
507
+ \]
508
+ Matrix assembly, elimination and field arithmetic take $\poly(r)$
509
+ bit operations. Canonical parsing and fixed defaults on malformed
510
+ values, illegal clocks or failed pivots make the local algorithm total;
511
+ on the promised data the prescribed matrices are invertible.
512
+
513
+ Use two cutoff-program buffers and one orbit-focus buffer.
514
+ Initially the target and all three buffers are zero.
515
+ At iteration $\tau$ keep the completed buffer for cutoff $\tau$
516
+ when $\tau>0$, and compare the target with it; at $\tau=0$ compare
517
+ the entire target with zero. In the other, empty buffer fill the
518
+ cutoff-$\tau+1$ program in dependency order, and fill the orbit focus
519
+ in dependency order. With both complete, perform one pivot adding
520
+ the local encoded increment to the target. Its required comparison
521
+ now uses the completed cutoff-$\tau+1$ buffer. Erase focus in reverse
522
+ order and erase the old cutoff buffer in reverse order when present.
523
+ Swap the buffer roles, determined by the iteration parity.
524
+ At cutoff $M_o$, compare the target directly with $X$ while erasing
525
+ the final cutoff buffer. This finishes with the full desired target
526
+ and zero temporary scratch.
527
+
528
+ At every clock value enforce the full-code and duplication constraints
529
+ of the target, all initialized-prefix recurrences, inactive zeros,
530
+ and the stated comparison. While a new proof is being prepared, a
531
+ completed old proof remains available. At a pivot both the next
532
+ proof and the increment focus are complete. In reverse traversal,
533
+ erased prefixes are first reconstructed in forward dependency order,
534
+ so the reverse pivot subtracts the same locally available increment.
535
+ Thus both directions are local, mutually inverse on canonical data,
536
+ and never use a partial certificate as a completed one.
537
+
538
+ For the size bound, each cutoff program uses at most
539
+ $O(|H|r^3)$ elementary stages up to fixed padding factors.
540
+ The orbit selectors and all right-$H$ paths use at most
541
+ $O(|H|r^2+|H|^3)$ such stages, with a polynomial allowance for
542
+ metadata. Even a bound $O(r^{30})$ for both programs and their
543
+ descriptions suffices. Each entry alphabet has at most $r^{18}$
544
+ field coordinates, each of $O(r)$ bits. The two reused buffers
545
+ therefore have $\poly(r)$ bits per index. There are $M_o$ iterations
546
+ of a common polynomial sublength, with a special initial omission
547
+ and final erasure; their location is decoded by arithmetic on a
548
+ logarithmic microclock. No local step loops over all $M_o$ modes.
549
+ The different cutoffs reuse the same zeroed buffers and do not
550
+ contribute a factor $M_o$ to the word length. Separate buffers for
551
+ the finitely many required A types keep every slot's type fixed.
552
+ These observations prove all bounds and claims of the lemma.
553
+ \end{proof}
554
+
555
+ \subsection{From sparse tape wiring to row systems}
556
+
557
+ We next construct a persistent tuple $P(b)$ independent of the clock
558
+ frame, where $b$ comprises the four tape-content and occupation arrays.
559
+ Its canonical formulas are defined for every $b\in J^{4h}$; Boolean
560
+ and phase-validity tests are additional conditions.
561
+ Testing a uniformly chosen tape row would not detect one false row with
562
+ constant probability. Instead we interpolate the row data, certify the
563
+ required products, and encode the remainder of each row-equation
564
+ polynomial modulo $Z^h-1$. A single false row makes that remainder
565
+ nonzero; comparing its full encoding with zero then has the code's
566
+ constant gap. The tuple retains the intermediate linear computations
567
+ needed to perform these checks at every frame.
568
+
569
+ \begin{lemma}[Persistent wiring and certification]\label{lem:outer-wiring}
570
+ There are $\poly(r)$ persistent full slots $P(b)$, with polynomial
571
+ canonical payload formulas in $b\in J^{4h}$, and packed local tests
572
+ using $\Pi$, with the following properties.
573
+ \begin{enumerate}[label=(\roman*)]
574
+ \item Structural tests uniquely determine $P(b)$ from its four logical
575
+ arrays. Each variable factor array is a fixed permutation of one
576
+ logical array; a one-address logical edit changes that factor at at
577
+ most one publicly determined address.
578
+ \item Each primary has assigned logical degree at most a fixed $d_2$.
579
+ Every other persistent slot has a homogeneous linear recipe on the
580
+ primaries, including all intermediate matrix reencodings and all
581
+ phase-specific computations. Its assigned logical degree can be
582
+ the maximum degree of its primary inputs.
583
+ \item There are persistent full encodings of
584
+ \begin{equation}\label{op:address-transform}
585
+ U_D(x)=\sum_{j=0}^{h-1}(-1)^{x\cdot j}D_j
586
+ \end{equation}
587
+ for every needed logical singleton $D$, where $j$ denotes its padded
588
+ $r$-bit vector. Its Walsh coefficient at $j<h$ is exactly $D_j$.
589
+ \item Conditional on exact duplicated full codes and a legal repeated
590
+ clock, either all structural formulas hold and $b$ is a valid
591
+ Boolean macrovertex at that clock, or one packed test rejects on
592
+ at least a fixed fraction $\gamma_{\mathrm{per}}>0$ of centers.
593
+ The same alternative without the macro-validity conclusion holds
594
+ if only structural tests are imposed.
595
+ \end{enumerate}
596
+ The canonical tuple and public data are deterministically constructible
597
+ in $\poly(N)$ time. The number of field coordinates, public local
598
+ parameters and bit operations at one index is $\poly(r)$.
599
+ \end{lemma}
600
+
601
+ \begin{proof}
602
+ \paragraph{Sparse row equations.}
603
+ Use the normalization in Lemma~\ref{lem:macrograph}.
604
+ The Boolean tests for the four arrays are $z(z-1)=0$ at each row,
605
+ and content must vanish where occupation is zero, by $a(1-e)=0$.
606
+ For occupation in a prescribed order $\pi$, impose
607
+ \[
608
+ e_{\pi(i+1)}(1-e_{\pi(i)})=0\quad(0\le i<h-1).
609
+ \]
610
+ Together with Booleanity, these equations say that occupied positions
611
+ form a prefix. Its desired length is imposed separately by its
612
+ integer count. Full occupation may instead be imposed row by row.
613
+ Fixed gate truth tables have multilinear representing polynomials
614
+ over $J$: for a Boolean input $a\in\{0,1\}^m$ its indicator is
615
+ $\prod_{i:a_i=1}z_i\prod_{i:a_i=0}(1-z_i)$, so summing the indicators
616
+ weighted by the truth-table values gives the desired polynomial.
617
+ The arity is fixed. Gate, input-copy, designated-comparison, dummy,
618
+ and tape-to-tape-copy equations are conditioned by the occupation
619
+ of their destination where appropriate. This expresses exactly
620
+ the phase rules in Section~\ref{sec:macrograph}; the phase prescription
621
+ ensures that an occupied computation only depends on earlier occupied
622
+ positions or the fixed full tape. In a full $Q_x$, its $S$ inputs
623
+ are free, with the terminal and other-input relations imposed as in
624
+ its definition. At shared phase boundaries fix either equivalent
625
+ description.
626
+
627
+ For each of the four phases and each unconditional family, organize
628
+ these equations into a fixed number of length-$h$ lists, padding with
629
+ zero equations. Every operand map from list rows to an original
630
+ logical array has bounded multiplicity: this follows from bounded
631
+ fan-out for internal feeds, separate designated copies, and partial
632
+ permutations for adjacency and same-position copies.
633
+ An operand map of multiplicity at most $B$ splits into $B$ partial
634
+ injections by coloring its preimages separately at each target.
635
+ Each partial injection extends to a permutation of $[h]$, by any
636
+ bijection between the unused domain and range. Separate logical
637
+ array types and intersect the finitely many operand-color and
638
+ active-row cases. Because arity and $B$ are constants, this causes
639
+ only a constant number of cases. Expand the representing polynomials
640
+ into monomials. Each row list is now a sum of a fixed number of
641
+ bounded-length monomials, whose factors are permuted logical arrays
642
+ or public coefficient and mask arrays. Empty monomials represent
643
+ constant terms. Counting coefficient factors in the length still
644
+ gives a fixed bound on the degree.
645
+
646
+ \paragraph{Routing arbitrary permutations.}
647
+ For completeness a permutation of $2^\ell$ locations has a binary
648
+ switch realization with $2\ell-1$ layers, each layer switching pairs
649
+ along one fixed XOR bit, with a public Boolean mask constant on each
650
+ pair. This is the binary specialization of the Bene\v{s}
651
+ rearrangeability construction~\cite[Lemma~3 and Theorems~2--3]{Benes1964Permutation}.
652
+ Pair sources along the top
653
+ bit and do the same for targets. The prescribed item routes form a
654
+ bipartite multigraph on these pairs with degree two at every vertex.
655
+ Every component is an even cycle, including a pair of parallel edges;
656
+ alternate its edges with two colors. An initial top-bit switch and
657
+ a final top-bit switch route each item through the half corresponding
658
+ to its color. Each half now has a permutation of $2^{\ell-1}$ items.
659
+ Recurse with the same layer schedule in the two halves. The base case
660
+ $\ell=1$ has one layer and $\ell=0$ none; the recurrence for depth is
661
+ $L(\ell)=L(\ell-1)+2$. Cycle coloring and recursive routing take
662
+ polynomial time in $h$.
663
+
664
+ Introduce a variable factor type for every routed intermediate, and
665
+ for each layer introduce the XOR-pulled counterpart $D^*$ of its input
666
+ $D$. The layer output $D'$ satisfies the row equation
667
+ \begin{equation}\label{op:switch-row}
668
+ D'-D-m_{\mathrm{sw}}(D^*-D)=0.
669
+ \end{equation}
670
+ The mask is pair-constant, so this is exactly either the identity or
671
+ a transposition on each pair. The counterpart identity itself is
672
+ checked by a scalar program below. These equations are always
673
+ imposed, including in inactive phases. Induction through the network
674
+ makes each variable factor a known permutation of an original logical
675
+ array, for arbitrary field values of that array.
676
+ There are only $O(r)$ layers among a fixed number of routing networks,
677
+ hence $\poly(r)$ factor and equation types with bounded arity per row.
678
+ For an edit of an original logical array at $j$, every factor derived
679
+ from it changes only at the image of $j$ under its fixed permutation.
680
+ All such addresses for one frame occupy $\poly(r)$ bits.
681
+ Their entire frame-indexed tables need not have a succinct random-access
682
+ formula; they will be stored as public encoded tables and focused
683
+ before use in Section~\ref{sec:outer-representation}.
684
+
685
+ \paragraph{Primaries and assigned degree.}
686
+ For every factor array $D\in J^h$, define its unique degree-$<h$
687
+ interpolant on the subgroup grid by
688
+ \begin{equation}\label{op:factor-interpolant}
689
+ F_D(Z)=\sum_{j=0}^{h-1}D_jL_j(Z).
690
+ \end{equation}
691
+ For each factor-occurrence list of each monomial, include primaries
692
+ for every subset $S$ of its occurrences, with payload the
693
+ length-$M_o$ coefficient table, padded by zeros, of
694
+ \begin{equation}\label{op:subset-primary}
695
+ F_S(Z)=\prod_{a\in S}F_{D_a}(Z).
696
+ \end{equation}
697
+ The index set here consists of occurrences: repeated uses of one
698
+ factor remain distinct. The empty subset gives $1$.
699
+ Identify shared singleton primaries or impose direct full-word
700
+ equalities on copies, and include independent singletons when needed.
701
+ The assigned logical degree $k_S$ counts variable occurrences only;
702
+ public factors have degree zero. Let $d_2$ bound the length of every
703
+ factor-occurrence list after all switch and row equations have been
704
+ included. It is a fixed constant, and $k_S\le d_2$.
705
+ The honest ordinary polynomial degree is at most $d_2(h-1)$.
706
+ Choose the earlier size constant so that
707
+ \begin{equation}\label{op:degree-slack}
708
+ M_o>(8d_2+8)h.
709
+ \end{equation}
710
+ All primary formulas exist for arbitrary $b\in J^{4h}$.
711
+
712
+ \paragraph{Index independence and support.}
713
+ Scalar primaries are intended to depend only on $x$, not on $u$.
714
+ Test invariance of their payloads under left $(0,a)$ pulls for the
715
+ fixed generating list of $H$. Such a pull fixes $x$ and changes
716
+ $u$ to $au$, and shares B with the original untwisted scalar slot.
717
+ Compare whole systematic A rows as above, using the pulled local
718
+ expression without introducing a free encoder witness.
719
+ The shared-B exact gap forces invariance under each generator;
720
+ since these generate $H$, this is precisely independence from $u$.
721
+ No independent invariance test is needed on a derived program stage
722
+ whose exact recipe already determines it, and matrix intermediates
723
+ need not be $u$-independent.
724
+
725
+ Use range masks from Lemma~\ref{op:scalar-programs} to require
726
+ singleton coefficient support in $[0,h)$ and product-primary support
727
+ in $[0,d_2h+1)$, with sharper public bounds when appropriate.
728
+ Encode the masked complement as a full output and compare that
729
+ entire word with zero. A nonzero output has full-code distance.
730
+ Compare each public singleton and each empty product with its
731
+ precomputed canonical full encoding. These are structural conditions.
732
+
733
+ \paragraph{Product certification.}
734
+ Compute the length-$M_o$ DFT of each relevant primary coefficient
735
+ table by certified full stages. Its payload at integer $y$ is the
736
+ polynomial's value at $\zeta^y$. For every nontrivial subset choose
737
+ one occurrence $a\in S$ and check, at one fixed systematic payload
738
+ cell at $s=t=0$,
739
+ \begin{equation}\label{op:primary-product-test}
740
+ F_S(\zeta^y)
741
+ =F_{S\setminus\{a\}}(\zeta^y)F_{D_a}(\zeta^y).
742
+ \end{equation}
743
+ These are pointwise nonlinear tests; the stored transform stages
744
+ themselves have linear recipes. Once support, independence and
745
+ transform identities hold, a false equality is the nonzero polynomial
746
+ $F_S-F_{S\setminus\{a\}}F_{D_a}$, of degree less than
747
+ $(d_2+1)h+1<M_o/2$. A nonzero polynomial of degree $D$ over a field
748
+ has at most $D$ roots, as follows by successively dividing by $Z-z$
749
+ at distinct roots. Thus the false equality fails at more than half
750
+ the $M_o$ distinct points $\zeta^y$. Uniform $k$ has uniform $x$,
751
+ and independence from $u$ prevents the extra index from diluting this
752
+ gap. Induction on subset size forces exactly all products
753
+ \eqref{op:subset-primary} once these tests hold.
754
+
755
+ \paragraph{Counterparts and the subgroup annihilator.}
756
+ Apply the length-$h$ Fourier transform to the low $\ell$ bits of each
757
+ singleton's padded coefficient table. Its first block is the value
758
+ table $D$, and every higher block is zero by coefficient support.
759
+ For each XOR counterpart use the certified bit pull on this padded
760
+ table and compare its full output with the counterpart's separately
761
+ computed padded value table. Their full-operation gap forces the
762
+ exact counterpart identity needed in \eqref{op:switch-row}.
763
+
764
+ For a row-equation list let $R(Z)$ be the indicated linear combination
765
+ of its product primaries. Its value at $\omega^j$ is exactly the
766
+ row expression at $j$. Its remainder modulo $Z^h-1$ has coefficients
767
+ \begin{equation}\label{op:remainder-fold}
768
+ [Z^i](R\bmod(Z^h-1))
769
+ =\sum_{z=0}^{M_o/h-1}[Z^{i+zh}]R,
770
+ \quad 0\le i<h,
771
+ \end{equation}
772
+ and zero padding elsewhere. This formula follows from
773
+ $Z^{i+zh}\equiv Z^i\pmod{Z^h-1}$, since the coefficient table is
774
+ supported below $M_o$. It is a short linear program: apply
775
+ $\prod_{i=\ell}^{r-1}(I+R_{(e_i,1)})$ to sum all high-bit blocks,
776
+ then mask to high bits zero. Require its entire full word to be
777
+ zero when the equation is imposed.
778
+
779
+ The polynomial $Z^h-1$ is exactly the annihilator of the subgroup grid:
780
+ it has the $h$ distinct roots $\omega^j$, because $h$ is invertible
781
+ in $J$, and its degree is $h$. The remainder has degree below $h$.
782
+ Therefore it vanishes as a polynomial if and only if $R$ vanishes at
783
+ all grid points. In one direction divisibility suffices; in the
784
+ other direction a degree-$<h$ polynomial with $h$ distinct roots
785
+ is zero. This proves that the folded full-word checks impose the
786
+ row equations exactly, without any random sampling loss over rows.
787
+ All structural switch equations and their folded computations are
788
+ always present. All phase-specific folded computations are also
789
+ stored persistently; the repeated clock selects only which final
790
+ zero conditions are imposed.
791
+
792
+ \paragraph{Counts and address transforms.}
793
+ The constant coefficient of \eqref{op:factor-interpolant} is
794
+ \begin{equation}\label{op:occupation-count}
795
+ [Z^0]F_e=h^{-1}\sum_{j=0}^{h-1}e_j,
796
+ \end{equation}
797
+ since every $L_j$ has constant coefficient $h^{-1}$.
798
+ Mask the occupation coefficient table to index zero, using all bit
799
+ masks. Compare its full word with the public full encoding of
800
+ $1[\underline x=0]$ times $c h^{-1}$, where the expected count
801
+ $c\in[0,h]$ is computed from the legal repeated stage and phase.
802
+ This scalar is used in the comparison; it is not part of a changing
803
+ persistent value. On Boolean occupation data, characteristic
804
+ $p>M_o\ge h$ implies that two counts in $[0,h]$ are equal in $J$
805
+ only when they are equal as integers. Together with monotonicity
806
+ this enforces the prescribed prefix exactly.
807
+
808
+ For address access, take the padded length-$h$ value table obtained
809
+ above and apply the full $r$-bit Walsh transform. Its result is
810
+ \eqref{op:address-transform}. Walsh orthogonality gives
811
+ \[
812
+ M_o^{-1}\sum_x U_D(x)(-1)^{x\cdot j}
813
+ =\sum_{i<h}D_i
814
+ \left(M_o^{-1}\sum_x(-1)^{x\cdot(i+j)}\right)
815
+ =D_j \qquad(j<h).
816
+ \]
817
+ In particular the high bits of the zero-padded value table cause
818
+ $U_D$ to repeat across the corresponding high output blocks;
819
+ they do not introduce an additional normalization factor.
820
+
821
+ \paragraph{Exact alternatives and complexity.}
822
+ Every stage of every mask, transform, counterpart comparison and
823
+ remainder computation is stored as a full slot with its specified
824
+ linear recipe, including mixed and untwisted matrix intermediates.
825
+ Give a derived stage the maximum assigned degree of its primary
826
+ ancestors and retain its ancestor subprogram or shared directed
827
+ acyclic recipe. Public indexed arrays are degree-zero inputs with
828
+ precomputed encoded constants.
829
+
830
+ On exact duplicated full codewords, a false independence, support,
831
+ public-constant, full-operation, counterpart, folded-zero or count
832
+ identity has a constant gap by the shared-axis or full-code distance.
833
+ If none is false, the polynomial root argument forces all primary
834
+ products. Singleton support makes the interpolant unique from its
835
+ subgroup values. The counterpart and switch equations then determine
836
+ all factors as their prescribed permutations of the four original
837
+ logical arrays, and the public factors are fixed. Thus the structural
838
+ tests force precisely $P(b)$. The remaining Boolean, prefix, count
839
+ and selected-phase row equations are exactly the macrovertex rules.
840
+ If any is false, its folded or count check has the same exact gap.
841
+ All tests are packed at the center; choosing one false relation in
842
+ this argument entails no division by their number. The minimum of
843
+ the fixed code gaps and the product gap gives
844
+ $\gamma_{\mathrm{per}}>0$ and proves both alternatives.
845
+
846
+ There are $O(r)$ routed factor and row families before the scalar
847
+ program expansions, a constant number of occurrence subsets per
848
+ monomial, and polynomially many stages per transform. Thus the
849
+ number of full slots, recipes and local metadata is $\poly(r)$.
850
+ The entry dimension and field bit length give a further fixed
851
+ polynomial factor. At one center the checker scans these lists,
852
+ performs field operations and evaluates fixed-length control
853
+ decisions, all in $\poly(r)$ bit operations. It reads public encoded
854
+ constants only at the publicly specified positions in $\Pi(k)$;
855
+ arbitrary hidden-frame table lookup is never assumed.
856
+ All public permutations, masks, coefficients, encodings and complete
857
+ canonical arrays are constructible globally by polynomial-time
858
+ combinatorial and linear-algebra algorithms. Since
859
+ $|\Gamma|=M_o|H|=O(N\operatorname{polylog} N)$ and every scalarized encoding system
860
+ has polynomial dimension in $N$, this takes $\poly(N)$ time.
861
+ The persistent word length is $O(N\operatorname{polylog} N)$ field-bit storage,
862
+ with a fixed exponent in the polylogarithmic factor. This completes
863
+ the construction and proof.
864
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/05-outer-representation.tex ADDED
@@ -0,0 +1,696 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A locally evolving outer representation}\label{sec:outer-representation}
2
+
3
+ We now combine the macrograph, the outer codes, and the certified programs
4
+ into one representation. A long preparation is part of the represented
5
+ path: its current position is recorded by a binary clock, while its scratch
6
+ space is reused. Thus preparation time does not multiply the length of a
7
+ represented vertex. The main additional requirement is that every retained
8
+ certificate, including certificates introduced to verify other
9
+ certificates, can change locally when a logical tape entry changes.
10
+
11
+ All notation in this section belongs to the outer construction. In
12
+ particular, $J$, $H$, and $\Gamma=\F_2^r\rtimes H$ are those of
13
+ Section~\ref{sec:outer-codes}. We retain $M_o=2^r$, the tape length $h$,
14
+ the four logical arrays $b$, and the persistent tuple $P(b)$ of
15
+ Lemma~\ref{lem:outer-wiring}. The assigned degree $k_S$ of a primary
16
+ $F_S$ counts its variable factor occurrences, and $d_2$ is the fixed upper
17
+ bound on the number of factor occurrences. In particular,
18
+ \[
19
+ r=O(\log N),\qquad M_o=O(N),\qquad |H|\leq r^9,
20
+ \qquad M_o>(8d_2+8)h.
21
+ \]
22
+ Every persistent program stage has a specified linear payload recipe in
23
+ the primaries. This includes support masks, transforms, routing checks,
24
+ remainder computations for inactive phases, and every matrix-valued
25
+ reencoding intermediate. Its assigned degree is at most the maximum
26
+ assigned degree of the primary inputs to that recipe.
27
+
28
+ \subsection{Finite differences of the complete certificate tuple}
29
+
30
+ Fix a start frame $c\in\{0,\ldots,4h-1\}$. The finite edit alphabet
31
+ $\Sigma$ of Lemma~\ref{lem:macrograph} describes additive changes
32
+ $h_\sigma(c)$ of the logical arrays. Enlarge this fixed alphabet by inverse
33
+ edits and a zero edit if necessary. All addresses depend only on
34
+ $(c,\sigma)$ and public routing data. The choice of the edit can depend on
35
+ the critical logical bits; a recipe for a specified edit cannot.
36
+ For a field-valued function $F$ define
37
+ \[
38
+ \Delta_\sigma F(b)=F(b+h_\sigma(c))-F(b).
39
+ \]
40
+ This definition is made on arbitrary field arrays $b$, independently of
41
+ whether they satisfy the macrograph conditions.
42
+
43
+ For a variable singleton occurrence $a$, routing gives either no change or
44
+ a change $\epsilon_{a,\sigma}L_{j_{a,\sigma}}(Z)$, where
45
+ $\epsilon_{a,\sigma}\in\{-1,0,1\}$ and $j_{a,\sigma}<h$ are public at
46
+ this frame. A default address is used when $\epsilon_{a,\sigma}=0$.
47
+ Public factors have zero increment. If $S_{\rm var}$ is the set of
48
+ variable \emph{occurrences} in $S$, distributivity gives
49
+ \begin{equation}\label{oe:primary-difference}
50
+ \Delta_\sigma F_S
51
+ =\sum_{\varnothing\ne A\subseteq S_{\rm var}}
52
+ F_{S\setminus A}(b)
53
+ \prod_{a\in A}\epsilon_{a,\sigma}L_{j_{a,\sigma}}.
54
+ \end{equation}
55
+ Repeated occurrences are retained separately in this formula. Every
56
+ primary on its right has assigned degree at most $k_S-1$. Multiplication
57
+ by a specified Lagrange polynomial is the linear coefficient program of
58
+ Lemma~\ref{op:scalar-programs}. The number of subsets in
59
+ \eqref{oe:primary-difference} is bounded in terms of $d_2$ alone.
60
+ Every ordinary polynomial product appearing here has degree at most
61
+ $d_2(h-1)<M_o$; consequently its implementation by cyclic coefficient
62
+ convolution has no wraparound error. All possible addresses and zero
63
+ coefficients use a common padded program topology.
64
+
65
+ \begin{lemma}[Closure under finite differences]\label{oe:derivative-closure}
66
+ For every positive-degree persistent full slot $D$ and every
67
+ $\sigma\in\Sigma$, one can allocate a finite certified full program whose
68
+ output, in the same encoder type as $D$, is the increment of $D$ under
69
+ $b\mapsto b+h_\sigma(c)$. One can do this simultaneously for every
70
+ positive-degree full intermediate introduced by these programs, including
71
+ all their verification intermediates. The resulting list has
72
+ $\operatorname{poly}(r)$ slots and description bits. Every new slot has a
73
+ specified linear recipe in persistent primaries of strictly smaller
74
+ assigned degree than its parent target. All identities hold on arbitrary
75
+ field arrays $b$.
76
+ \end{lemma}
77
+
78
+ \begin{proof}
79
+ For a primary use \eqref{oe:primary-difference}. If $D$ is another
80
+ persistent stage with linear payload recipe $\mathcal L_D$, apply
81
+ $\mathcal L_D$ to the corresponding primary increments, replacing
82
+ degree-zero primary increments by zero. At this fixed frame its
83
+ coefficients, pulls, and encoder types are fixed. Hence
84
+ \[
85
+ \mathcal L_D\bigl((F_S(b+h_\sigma(c)))_S\bigr)
86
+ -\mathcal L_D\bigl((F_S(b))_S\bigr)
87
+ =\mathcal L_D\bigl((\Delta_\sigma F_S(b))_S\bigr).
88
+ \]
89
+ The operations used in Section~\ref{sec:outer-programs} implement this
90
+ identity at the payload level. In particular, multiplying a scalar slot
91
+ by the public matrix $\rho_e(k)$ is linear in that scalar; changing one
92
+ encoder axis or contracting matrix entries is also linear. These
93
+ operations introduce no additional logical degree.
94
+
95
+ Allocate full slots for every stage of each increment program, with new
96
+ slots for its mixed and untwisted verification stages. An identity or zero
97
+ stage may be inserted to give an output its required type. Order stages
98
+ topologically, so that Lemma~\ref{lem:outer-fill} can initialize one full
99
+ target using already completed parents. For every newly allocated stage,
100
+ record the ancestor directed acyclic graph that expresses its payload in
101
+ the persistent primaries. Its roots have degrees at most one less than
102
+ those of the target whose increment is being computed. If its assigned
103
+ degree is positive, apply the same construction to this new stage for
104
+ every edit. This includes a stage introduced solely for verification: it
105
+ will be retained at full preparation and therefore needs its own
106
+ increment.
107
+
108
+ Inlining here means substitution in a directed acyclic graph, with
109
+ sharing retained within each target computation. If a primary is used
110
+ many times, substitute its increment program once and fan out its result.
111
+ Separate target computations may use fresh copies. Along any chain of
112
+ newly generated targets the assigned degree drops by at least one.
113
+ Therefore the construction stops after at most $d_2$ derivative tiers.
114
+ At each tier the number of target graphs, their sizes, their ancestor
115
+ descriptions, and their substitutions are bounded by a fixed polynomial
116
+ in the preceding total description size and $r$. A fixed number of such
117
+ polynomial expansions remains polynomial in $r$.
118
+
119
+ The programs verify the computed increments by their own stage
120
+ relations, starting from the lower-degree primaries. They do not test a
121
+ finite-difference assertion about an otherwise unspecified witness.
122
+ Neither their construction nor their identities use the final validity
123
+ equations. This also ensures that increment recipes remain defined on
124
+ field data produced by an edit that is not a legal macrograph move.
125
+ \end{proof}
126
+
127
+ \subsection{Public addresses, logical reads, and a reversible preparation}
128
+
129
+ Public address tables need not admit succinct evaluation at a hidden
130
+ frame $c$. We therefore represent the needed access explicitly. For each
131
+ field entry $a(c)$ of the public data table, form the scalar payload
132
+ \begin{equation}\label{oe:public-walsh-table}
133
+ V_a(x,u)=\sum_{0\leq c'<4h}a(c')(-1)^{x\cdot c'}.
134
+ \end{equation}
135
+ Integers in this display are identified with their $r$-bit vectors, and
136
+ the coefficient table is zero outside $[0,4h)$. The payload is independent
137
+ of $u$. Hardwire its full encoding at every publicly requested symbol
138
+ position. The table includes operand addresses, rule types,
139
+ terminal-comparison addresses, and choice-rule data for both directions,
140
+ together with the
141
+ permuted edit addresses of every factor type used by
142
+ Lemma~\ref{oe:derivative-closure}. Addresses for inactive phases are
143
+ included too. Strings and indices are split into field entries with fixed
144
+ parsing conventions. There are only $\operatorname{poly}(r)$ entries per
145
+ frame.
146
+
147
+ The first preparation steps are an A-only public focus. For the bits of
148
+ the repeated frame $c$, apply the mode selectors
149
+ \[
150
+ \frac{I+(-1)^{c_i}R_{(e_i,1)}}2
151
+ \]
152
+ successively, implementing a nonfirst-bit pull by the fixed generators
153
+ as in Section~\ref{sec:outer-programs}. Applied to
154
+ \eqref{oe:public-walsh-table}, their completed output is
155
+ $a(c)(-1)^{x\cdot c}$ on the systematic payload. Removing that known sign
156
+ recovers $a(c)$ identically at every center. No recurrence using a
157
+ table-dependent coefficient is active before the public focus is
158
+ complete. Retain this focus until preparation has been reversed. On
159
+ malformed data use fixed default field values, indices, and instructions;
160
+ thus every local algorithm is total.
161
+
162
+ Next, in the topological order of Lemma~\ref{oe:derivative-closure}, fill
163
+ every transient full computation stage by Lemma~\ref{lem:outer-fill}.
164
+ Previously completed targets remain full and their temporary fill scratch
165
+ is empty. At every intermediate location check their direct full-operation
166
+ relations; apply the two-buffer fill checks to the current target; and
167
+ check zero in all still empty full targets and inactive scratch slots.
168
+ The persistent tuple $P(b)$ is checked throughout. All these conditions
169
+ are tested together at the same center.
170
+
171
+ Finally prepare the critical logical reads. The persistent slot $U_D$
172
+ provided by Lemma~\ref{lem:outer-wiring} has payload
173
+ \[
174
+ U_D(x)=\sum_{j<h}(-1)^{x\cdot j}D_j.
175
+ \]
176
+ Its Walsh coefficient at address $j$ is $D_j$. Using the completed public
177
+ address focus, build A-only selector stacks for the fixed list of
178
+ critical roles needed by either the forward or reverse macro proposal
179
+ and its existence flag. Unused roles use default addresses. Include
180
+ enough roles for each logical array type; their number is constant.
181
+ Build the identical focus stacks on the full increment outputs for
182
+ $U_D$ for every $\sigma$. The recipe for $U_D$ uses just one degree-one
183
+ singleton, so each increment input has assigned degree zero. At a fixed
184
+ frame its entire focused stack is independent of $b$ as well.
185
+
186
+ \begin{lemma}[Preparation and local evolution]\label{oe:preparation}
187
+ There is an integer $J_{\max}\geq1$ and a canonical preparation indexed by
188
+ $j=0,\ldots,J_{\max}$ with the following properties.
189
+ \begin{enumerate}[label=\textup{(\roman*)}]
190
+ \item At $j=0$ all frame-dependent full and A-only transient slots are
191
+ zero. At $j=J_{\max}$ all full increment programs and critical focuses are
192
+ complete, and every full-target fill buffer and orbit-focus buffer is
193
+ zero.
194
+ \item For every field array $b$ and frame $c$, every snapshot is uniquely
195
+ specified. Its transition to the next or previous snapshot uses a fixed
196
+ finite list of permutation-neighbors of each requested center.
197
+ \item The number of steps is $J_{\max}=O(M_o\operatorname{poly}(r))$.
198
+ The number of stored slots, the schedule description, and the work to
199
+ interpret one microclock or perform one local transition are
200
+ $\operatorname{poly}(r)$, including entry dimensions and bit lengths.
201
+ \item At full preparation, applying an edit $h_\sigma(c)$ changes the
202
+ entire retained tuple to its canonical value on $b+h_\sigma(c)$ by local
203
+ addition of the stored increment outputs. The public focus is unchanged.
204
+ \end{enumerate}
205
+ \end{lemma}
206
+
207
+ \begin{proof}
208
+ Concatenate the public focus, all full-target filling schedules, and the
209
+ critical-read focuses. The stage lists for selectors and cutoffs have
210
+ fixed padded lengths independent of their address values. The
211
+ per-target mode schedule consists of $M_o$ iterations of fixed
212
+ polylogarithmic sublength, together with its initial and final buffer
213
+ steps. The exceptional first iteration and final erasure are specified
214
+ separately. Thus a binary microclock can be interpreted by scanning the
215
+ polynomial-in-$r$ list of program boundaries and performing arithmetic
216
+ on $O(\log M_o+\log\operatorname{poly}(r))$ bits. The interpreter selects
217
+ the current iteration, buffer, initialized prefix, and transition; it
218
+ does not execute all preceding iterations. Distinct programs may use
219
+ distinct scratch indices to keep their shapes and twists fixed.
220
+ An idle preparation step supplies $J_{\max}\geq1$ if needed.
221
+
222
+ For the last assertion, write $D_\sigma(b)$ for the stored full increment
223
+ of a positive-degree full slot $D$. At the top perform, simultaneously,
224
+ \begin{equation}\label{oe:simultaneous-edit}
225
+ D(b)\longmapsto D(b)+D_\sigma(b)
226
+ =D(b+h_\sigma(c))
227
+ \end{equation}
228
+ for every persistent and transient full computation slot. Equation
229
+ \eqref{oe:simultaneous-edit} is valid in its own encoder because that
230
+ encoder is linear. The increment slots themselves are included in this
231
+ update whenever their assigned degree is positive; their required
232
+ increments exist by Lemma~\ref{oe:derivative-closure}. Degree-zero slots
233
+ do not change. All additions read the old tuple before writing the new
234
+ one.
235
+
236
+ The full-target temporary buffers are already empty. Public focus
237
+ depends only on $c$ and remains fixed. Each main critical-read stack is a
238
+ linear selector-and-pull program at fixed public addresses. Adding the
239
+ matching focused increment stack therefore updates all its initialized
240
+ stages to their new canonical values. Those increment stacks have degree
241
+ zero and stay fixed. This verifies the assertion also for the retained
242
+ A-only data. The preparation can now be erased in the reverse order,
243
+ using exactly the same recipes on the new $b$ and unchanged frame.
244
+ \end{proof}
245
+
246
+ \subsection{The extended graph and its endpoint payload}
247
+
248
+ Define an extended valid label to be
249
+ \begin{equation}\label{oe:extended-label}
250
+ v=(c,b,\eta,j),\qquad
251
+ 0\leq c<4h,\quad \eta\in\{0,1\},\quad 0\leq j\leq J_{\max},
252
+ \end{equation}
253
+ where $b$ is a valid macrograph state at stage $c$ if $\eta=0$, and at
254
+ stage $c+1\pmod{4h}$ if $\eta=1$. We call these modes pre and post,
255
+ respectively. Its raw word $R_v$ contains, at every $k\in\Gamma$, all four
256
+ parts of the persistent tuple $P(b)$, all full and A-only transient data
257
+ in the canonical snapshot $(c,b,j)$, and a canonically encoded repeated
258
+ copy of $(c,\eta,j)$ and its range information. Padding conventions will
259
+ be fixed below.
260
+
261
+ In pre mode increase $j$ until the top. At the top use the prepared
262
+ critical reads to compute the macrograph's forward choice and existence
263
+ flag. If the edge exists, perform \eqref{oe:simultaneous-edit}, leave
264
+ $c,j$ fixed, and change the mode to post. In post mode decrease $j$ until
265
+ zero, then perform
266
+ \begin{equation}\label{oe:frame-advance}
267
+ (c,b,1,0)\longmapsto(c+1\bmod4h,b,0,0).
268
+ \end{equation}
269
+ The reverse rules use the reverse preparation transition, the reverse
270
+ macro choice at the same start frame, and the inverse of
271
+ \eqref{oe:frame-advance}. Both directions read their choice and flag
272
+ before the top update. At a missing edge the corresponding proposed word
273
+ is defined to be the current raw word and its flag is zero. This is a
274
+ total proposal convention, not a graph self-edge. At a malformed input
275
+ the local proposal and flag likewise have a fixed total default.
276
+
277
+ For each valid macro vertex at stage $s$, the extended graph contains the
278
+ directed path
279
+ \begin{equation}\label{oe:replacement-path}
280
+ \begin{split}
281
+ (s-1,b,1,J_{\max})&\longrightarrow\cdots
282
+ \longrightarrow(s-1,b,1,0)\\
283
+ &\longrightarrow(s,b,0,0)
284
+ \longrightarrow\cdots\longrightarrow(s,b,0,J_{\max}),
285
+ \end{split}
286
+ \end{equation}
287
+ with frames taken modulo $4h$. Macro edges join the corresponding ends
288
+ of these paths. Every internal edge changes the clock or mode, and every
289
+ top edge changes mode, so none is a self-edge. The graph has indegree and
290
+ outdegree at most one. Every label belongs to a path of positive length;
291
+ there are no isolated vertices.
292
+
293
+ Let $(s_*,b_*)$ be the public exceptional macro source of
294
+ Lemma~\ref{lem:macrograph}. The unique exceptional extended source and
295
+ its actual successor are
296
+ \begin{equation}\label{oe:public-source}
297
+ v_*=(s_*-1,b_*,1,J_{\max}),\qquad
298
+ v_*^+=(s_*-1,b_*,1,J_{\max}-1).
299
+ \end{equation}
300
+ Their entire raw words are deterministically computable in
301
+ $\operatorname{poly}(N)$ time. Indeed the macro source is public, all
302
+ full encoders and program formulas are computable by global array
303
+ algorithms, and even explicitly following this one preparation takes
304
+ only polynomially many steps.
305
+
306
+ An extended endpoint can occur only at a top label of
307
+ \eqref{oe:replacement-path}. Map it to its macro vertex by retaining $b$
308
+ and taking stage $c+\eta\pmod{4h}$. If it is not $v_*$, the endpoint
309
+ decoder of Lemma~\ref{lem:macrograph} returns a nonzero string $y$ with
310
+ $P(S(y))\ne y$ or $S(P(y))\ne y$. Thus the endpoint payload consists of
311
+ the logical tapes and the repeated label; it does not require finding a
312
+ history of the transient computation.
313
+
314
+ \subsection{A packed tester for valid represented vertices}
315
+
316
+ Let $\Pi$ contain identity, all forward and inverse A- and B-neighbor
317
+ maps needed by the codes, the left $H$ generators used for payload
318
+ independence, the right first-bit shifts and single-cycle rotations and
319
+ their inverses, and the right $H$ generators used by scratch programs.
320
+ Add the finitely many bounded compositions required by a primitive local
321
+ expression. Its cardinality $q=|\Pi|$ is fixed independently of $N$.
322
+ Arbitrary powers of a rotation or paths through $H$ are represented by
323
+ successive stages; they do not add new query maps to this list. At every
324
+ center the tester reads $W|_{\Pi(k)}$ and rejects if \emph{any} applicable
325
+ condition below fails:
326
+ \begin{enumerate}[label=\textup{(\roman*)}]
327
+ \item canonical parsing, legal repeated clock, range checks, and zero
328
+ padding;
329
+ \item all full-slot local codes, A/B agreements, and systematic-payload
330
+ duplication, including targets that are partial or inactive;
331
+ \item all A-only local codes and A agreements, including inactive
332
+ scratch;
333
+ \item all structural persistent relations and the macro-validity
334
+ conditions selected by $(c,\eta)$;
335
+ \item every required current-snapshot relation: completed full-operation
336
+ checks, the current partial-target comparison, initialized scratch-prefix
337
+ recurrences in both buffers and all focuses, and inactive-zero checks.
338
+ \end{enumerate}
339
+ In particular, the tester does not choose one relation uniformly from a
340
+ growing list. All relations share this fixed set of center permutations.
341
+ Write $\operatorname{rej}(W)$ for its rejection probability at uniform
342
+ $k\in\Gamma$, and use normalized whole-symbol distance
343
+ \[
344
+ \dist(W,W')=\Pr_{k\in\Gamma}[W(k)\ne W'(k)].
345
+ \]
346
+
347
+ \begin{lemma}[Soundness of the valid-word tester]\label{oe:valid-testing}
348
+ There are fixed constants $C_{\rm rep}<\infty$ and $g_{\rm rep}>0$
349
+ such that, if $\operatorname{rej}(W)<g_{\rm rep}$, some valid extended
350
+ label $v$ satisfies
351
+ \[
352
+ \dist(W,R_v)\leq C_{\rm rep}\operatorname{rej}(W).
353
+ \]
354
+ The tester has perfect completeness. Conversely,
355
+ $\operatorname{rej}(W)\leq q\dist(W,R_v)$ for every valid label $v$.
356
+ Distinct valid labels have raw distance at least a fixed
357
+ $\delta_{\rm raw}>0$.
358
+ \end{lemma}
359
+
360
+ \begin{proof}
361
+ Put $\theta=\operatorname{rej}(W)$. The parsing, repetition, and full-code
362
+ proximity conclusions of Theorem~\ref{thm:outer-codes} first change
363
+ $O(\theta)$ centers to give legal constant clock data and exact full
364
+ codewords. A corrected repeated clock of illegal range would cause
365
+ rejection everywhere, so small enough $\theta$ rules it out. Exact
366
+ one-axis distance then forces systematic-payload duplication in every
367
+ full slot. Otherwise that one failed duplication relation already has a
368
+ fixed positive rejection probability. Zeroing locally A-invalid scratch
369
+ parts costs another $O(\theta)$ centers. A change on $z$ centers changes
370
+ any simultaneous test on at most $qz$ centers; this estimate uses the
371
+ common permutation list and does not depend on the number of slots.
372
+
373
+ We next restore all scratch relative to these corrected full codewords
374
+ and the corrected clock, before using any advertised full-operation
375
+ identity. The reference for the public focus is the actual hardwired
376
+ public word at the corrected frame. Treat its recurrences first. A later
377
+ table-dependent recurrence is active only when this reference focus is
378
+ complete and hence gives identical correct coefficients at every center.
379
+ Each initial expression $X$ in a mode-fill program is A-coded from its
380
+ exact full parents, even if those parents do not yet satisfy their
381
+ advertised payload recipes. The critical and increment focuses also
382
+ start from exact A-coded full words. Thus every required reference
383
+ prefix is exactly A-coded.
384
+
385
+ These are precisely the reference and ordering hypotheses of
386
+ Lemma~\ref{op:scratch-restoration}. The preprocessing above changed only
387
+ $O(\theta)$ sites, so the common query list bounds both the joint
388
+ A-conflict fraction and the simultaneous recurrence-failure fraction of
389
+ this one preprocessed word by $O(\theta)$. Apply the lemma to its entire
390
+ scratch tuple, including inactive zeros. Its fixed-word induction keeps
391
+ every prefix estimate $O(\theta)$ and makes only one final replacement.
392
+ All scratch is therefore restored at cost $O(\theta)$, independently of
393
+ the number of stages. No full-operation identity has been used to obtain
394
+ this conclusion.
395
+
396
+ Call the resulting tuple $\widetilde W$. Its remaining tests still fail
397
+ with probability at most $C'\theta$ for a fixed $C'$. By
398
+ Lemma~\ref{lem:outer-wiring}, either its persistent tuple is exactly
399
+ $P(b)$ for logical bits $b$ valid at the selected macro stage, or a
400
+ persistent relation fails with fixed positive probability. Choose
401
+ $\theta$ below that gap divided by $C'$ to obtain the former alternative.
402
+ Now follow the initialization order of the transient full targets.
403
+ Completed targets with canonical parents are forced to their exact
404
+ outputs by the shared-axis gap following Definition~\ref{op:full-operation}.
405
+ For the current partial target, its required cutoff comparison has the
406
+ same gap by Lemma~\ref{lem:outer-fill}. The cutoff scratch has already
407
+ been restored: its completed value is precisely $P_{t'}X$. In the case
408
+ that the target shares only the B axis with $X$, orbit invariance makes
409
+ this completed reference B-coded. Only at this point is B-axis distance
410
+ applied. No intermediate A-only scratch is assumed to be B-valid.
411
+ Inactive full targets are forced to zero by full-word distance.
412
+
413
+ There are only finitely many kinds of these gaps, uniformly in their
414
+ stage indices, program lengths, and vector dimensions. Their minimum is
415
+ positive. If any relation failed exactly on $\widetilde W$, it alone
416
+ would give at least that gap in the packed test. Decrease $\theta$ once
417
+ more to rule out every such failure. All full slots and restored scratch
418
+ then have the unique canonical values of $(c,b,\eta,j)$. The total
419
+ restoration cost is $C_{\rm rep}\theta$ for a fixed $C_{\rm rep}$.
420
+
421
+ Canonical snapshots satisfy every test by their construction, proving
422
+ perfect completeness. If a neighborhood avoids the disagreement set
423
+ between $W$ and $R_v$, its test accepts; a union bound over $\Pi$ proves
424
+ the converse. Finally, two labels with different repeated data differ
425
+ at every center. If only their logical arrays differ, one logical
426
+ singleton interpolant differs. Its full encoded difference is nonzero
427
+ and has the fixed distance of Theorem~\ref{thm:outer-codes}, including the
428
+ constant conversion between four-part and whole-symbol metrics. This
429
+ gives $\delta_{\rm raw}>0$.
430
+ \end{proof}
431
+
432
+ \subsection{Full representation cost and a fixed local Boolean exponent}
433
+
434
+ We record the size argument before choosing any correction accuracy or
435
+ any number of Boolean ports. This order is needed later. All constants
436
+ in the following count depend only on the fixed gate basis, $d_2$, and
437
+ the already chosen outer code parameters.
438
+
439
+ One-bit alignment takes $O(r)$ elementary rotations. A conjunction of
440
+ bit conditions takes $O(r^2)$ primitive stages, and a carry or borrow
441
+ shift takes $O(r^3)$. The Lagrange window product takes $O(r^4)$ stages.
442
+ The other transforms and masks in Section~\ref{sec:outer-programs} fit
443
+ within this last bound. There are $O(r)$ initial factor and row families:
444
+ a fixed number of row lists, with $O(r)$ routing layers for each needed
445
+ permutation and a bounded subset list for each monomial. Hence there are
446
+ $O(r^5)$ persistent primitive stages. Storing their ancestor graphs,
447
+ parent indices, types, and coefficient instructions is bounded, with
448
+ ample slack, by $Cr^{20}$ description bits. Public indexed field data
449
+ are counted separately as local constant words below; descriptors refer
450
+ to their entries by indices, rather than copying an entire length-$h$
451
+ array into a descriptor.
452
+
453
+ Here is an explicit finite-depth bound for derivative expansion. Let $T$
454
+ bound the complete current list of graph descriptions and subgraph
455
+ descriptions, with each slot, parent occurrence, and instruction counted
456
+ at least once. A target graph has at most $T$ nodes and at most $T$
457
+ primary roots. Substitution at one root uses a bounded number of the
458
+ $O(r^4)$ Lagrange programs. There are at most $T$ target graphs. Recording
459
+ an ancestor subgraph for every newly introduced stage, retaining sharing
460
+ within it and allowing fresh copies for separate targets, costs at most
461
+ the square of the size of its target computation. Public address
462
+ instructions and index encodings contribute fixed powers of $r$ and
463
+ logarithms of these list lengths. The following deliberately loose bound
464
+ therefore covers all these operations at one tier:
465
+ \begin{equation}\label{oe:recipe-size-recurrence}
466
+ T_{a+1}\leq C r^{20}(T_a+1)^6,\qquad T_0\leq Cr^{20}.
467
+ \end{equation}
468
+ For example, the six factors allow a separate factor for choosing a
469
+ target, traversing its graph, substituting its roots, and copying the
470
+ ancestor descriptions, with two additional factors for indexing and
471
+ duplication; the actual substitution keeps more sharing. If
472
+ \begin{equation}\label{oe:recipe-exponent}
473
+ E_0=20,\qquad E_{a+1}=6E_a+20,\qquad E=E_{d_2},
474
+ \end{equation}
475
+ then all descriptions are $O(r^E)$. This recurrence is composed only
476
+ $d_2$ times, by Lemma~\ref{oe:derivative-closure}.
477
+
478
+ For each full target, a cutoff program uses at most $|H|$ group elements,
479
+ $r$ prefix rectangles, $r$ selectors per rectangle, and $O(r)$ primitive
480
+ alignment stages per selector. This is $O(r^{12})$ stages. For the orbit
481
+ focus, there are at most $|H|$ frequencies and $|H|$ requested group
482
+ indices. Even finding and storing a separate generator path of length
483
+ $|H|$ for every such pull gives $|H|^3$ stages, in addition to the mode
484
+ selectors. A bound $O(r^{30})$ covers both focus and cutoff work and the
485
+ two buffers. An entry alphabet has dimension at most $|H|^2\leq r^{18}$,
486
+ and a field entry uses $O(r)$ bits. Therefore
487
+ \begin{equation}\label{oe:raw-size-bound}
488
+ \text{raw data, local public constants, and schedule metadata at one
489
+ center}\ \leq C r^{E+60}.
490
+ \end{equation}
491
+ This includes public-address focus, critical focus, all slot types and
492
+ all four parts. The long sequence of $M_o$ cutoffs is represented by a
493
+ clock and reusable buffers, not by $M_o$ copies of these data.
494
+
495
+ Put $\ell_N=\lceil\log_2(N+2)\rceil$. Fix once an integer $C_L>E+100$
496
+ and pad each raw symbol to
497
+ \begin{equation}\label{oe:raw-length}
498
+ L=(\ell_N+C_{\rm base})^{C_L}.
499
+ \end{equation}
500
+ A fixed lower bound on $C_{\rm base}\geq1$ makes
501
+ \eqref{oe:raw-size-bound} fit for every $N$. The unpadded construction is
502
+ still parameterized by $r$ and the same slot schema. Increasing
503
+ $C_{\rm base}$ later adds zero padding only. The raw word and all
504
+ center-specific public descriptions have total length
505
+ \begin{equation}\label{oe:total-raw-size}
506
+ |\Gamma|\operatorname{poly}(\ell_N)
507
+ =M_o|H|\operatorname{poly}(\ell_N)
508
+ =N\operatorname{poly}(\ell_N).
509
+ \end{equation}
510
+ This is a bound on the listed bits, including index and field
511
+ representations, rather than just the number of slots.
512
+
513
+ Every local test and proposal can now be implemented by a fixed
514
+ polynomial-time bit algorithm on a bounded number of $L$-bit symbols.
515
+ Parsing, loops over slots and the explicit group $H$, arithmetic in $J$,
516
+ program interpretation, and multiplexing within a supplied
517
+ polylogarithmic array use bounded nests of polynomially bounded loops.
518
+ The largest local computation is the orbit-restricted parity solve of
519
+ Lemma~\ref{lem:outer-fill}. Its dimension is at most
520
+ \[
521
+ C|O|\,|H|\,\dim_J(U)\leq C|H|^4\leq CL^4.
522
+ \]
523
+ Its explicitly stored matrix has $O(L^9)$ bits if each field entry is
524
+ bounded by $L$ bits. Gaussian elimination uses $O(L^{12})$ field
525
+ operations, and elementary arithmetic and inversion have a schoolbook
526
+ bound $O(L^4)$ in this generous bit-length allowance. Even accessing
527
+ each entry by a linear scan through the matrix, and scanning the full
528
+ slot and metadata lists, adds only fixed polynomial factors. All other
529
+ displayed local operations have the same type of finite loop bound.
530
+ No routine iterates through the $M_o$ cutoffs to answer one query.
531
+ Choose an integer $a$ exceeding the sum of these fixed loop and
532
+ arithmetic exponents. A standard direct time-unrolling of a deterministic
533
+ bit computation of length $O(L^a)$ gives an acyclic bounded-fanin Boolean
534
+ circuit of size $O(L^{2a+2})$: represent each configuration by its used
535
+ tape cells and head indicators, and implement each next configuration
536
+ by Boolean selection. Thus one fixed exponent $c_{\rm raw}$ bounds all
537
+ raw local circuits. Its precise numerical value is immaterial; the
538
+ displayed construction fixes it before correction rounds or port arities
539
+ are selected.
540
+
541
+ All lists and constants are uniformly constructible. Global algorithms
542
+ enumerate the finite fields, groups, public routing tables, and full
543
+ constant encodings, using the deterministic searches and linear algebra
544
+ of Sections~\ref{sec:outer-codes} and~\ref{sec:outer-programs}. Their
545
+ time is $\operatorname{poly}(N)$, though it need not be quasilinear.
546
+ Input-dependent data without succinct evaluation at $c$ are accessed
547
+ through \eqref{oe:public-walsh-table}; other public constants are
548
+ hardwired only at the bounded, publicly specified neighbors of the
549
+ requested center. There is no hidden access to an unrepresented
550
+ length-$N$ array.
551
+
552
+ \subsection{Correction and the complete outer interface}
553
+
554
+ All full and scratch slots of $R_v$ satisfy their A constraints. Apply
555
+ the joint A-axis corrector of Lemma~\ref{lem:outer-uncertainty} to all
556
+ of them, together with majority correction of the repeated clock and
557
+ canonical padding. The local decoder enumerates at most $2^d$ label
558
+ subsets and solves the common scalar constraints componentwise. Since
559
+ $d$ is fixed, this again has a fixed polynomial bound in $L$, independent
560
+ of the number or dimensions of the packed slots. Enlarge $c_{\rm raw}$
561
+ once to cover this one-round routine.
562
+
563
+ Let $Q\geq2$ bound its neighborhood size and the sizes of the raw
564
+ neighborhoods. For any fixed nonnegative integer $t$, unrolling $t$
565
+ correction rounds followed by a raw local routine uses at most
566
+ \begin{equation}\label{oe:fixed-interface-composition}
567
+ C(1+Q+\cdots+Q^t)=O(Q^t)
568
+ \end{equation}
569
+ copies of these same $L$-bit circuits. Their intermediate outputs still
570
+ have length $L$. It follows that, for a constant $C_t$ depending on $t$,
571
+ the composite circuit has size at most $C_tL^{c_{\rm raw}}$. Its ports
572
+ are the finitely many compositions of the original permutations to depth
573
+ at most $t$, followed by a raw neighborhood. The exponent is independent
574
+ of $t$. A later increase of $C_{\rm base}$ changes only the linear work
575
+ of checking and writing padding; it changes neither this exponent nor
576
+ the number of ports. In particular, fixed multiplicative constants may
577
+ be absorbed into a subsequent exponent allowance with slack by increasing
578
+ $C_{\rm base}$ after all those constants have been fixed.
579
+
580
+ \begin{theorem}[Outer representation interface]\label{thm:outer-representation}
581
+ There are fixed positive constants $\delta_{\rm raw},\rho_{\rm raw}$,
582
+ fixed integers $C_L,c_{\rm raw}$, and uniform deterministic algorithms
583
+ with the following properties for every End-of-Line input of length $N$.
584
+ They construct a directed graph of valid extended labels, represented by
585
+ canonical words
586
+ \[
587
+ R_v\in(\{0,1\}^L)^\Gamma,
588
+ \qquad |\Gamma|=N\operatorname{poly}(\ell_N),
589
+ \qquad L=(\ell_N+C_{\rm base})^{C_L},
590
+ \qquad \ell_N=\lceil\log_2(N+2)\rceil,
591
+ \]
592
+ where $C_{\rm base}$ may be any sufficiently large fixed integer.
593
+ \begin{enumerate}[label=\textup{(\roman*)}]
594
+ \item \textbf{Graph and endpoint data.} The graph has indegree and
595
+ outdegree at most one, no self-edges, and no isolated vertices. It has the
596
+ public distinguished source $v_*$ and actual successor $v_*^+$ in
597
+ \eqref{oe:public-source}; their entire words are computable in
598
+ $\operatorname{poly}(N)$ time. Every other endpoint is mapped in
599
+ $\operatorname{poly}(N)$ time to a nonzero solution of the input
600
+ End-of-Line instance. Every canonical word is computable from its valid
601
+ label in polynomial time.
602
+ \item \textbf{Distance and valid-word testing.} Distinct canonical words
603
+ have normalized symbol distance at least $\delta_{\rm raw}$. A uniform
604
+ center test has perfect completeness and uses only a fixed finite list
605
+ $\Pi$ of permutation-neighbors, of cardinality $q$ independent of $N$.
606
+ For every fixed $\alpha>0$ there is a fixed $\theta_\alpha>0$ such that
607
+ \[
608
+ \operatorname{rej}(W)<\theta_\alpha
609
+ \quad\Longrightarrow\quad
610
+ \dist(W,R_v)<\alpha\quad\hbox{for some valid }v.
611
+ \]
612
+ Also $\operatorname{rej}(W)\leq q\dist(W,R_v)$ for every valid $v$.
613
+ \item \textbf{Local proposals and flags.} At each requested center,
614
+ total deterministic routines on $\Pi(k)$ compute a next or previous
615
+ proposed symbol and an existence bit. On $R_v$ the bit is independent
616
+ of the center and equals the actual edge-existence flag. If it is one,
617
+ the proposed symbols form exactly the canonical neighboring word; if it
618
+ is zero, the default proposal is $R_v$ itself.
619
+ \item \textbf{Value-independent uncertainty correction.} There is a
620
+ total local one-round corrector with a bounded permutation neighborhood.
621
+ If $|U|/|\Gamma|\leq\rho_{\rm raw}$, it maps every word agreeing with
622
+ $R_v$ outside $U$ to a word agreeing with $R_v$ outside a set $U^+$
623
+ determined only by $U$, with $|U^+|\leq|U|/2$. Consequently $t$ rounds
624
+ leave a prescribed uncertainty support of density at most
625
+ $2^{-t}|U|/|\Gamma|$. The guarantee holds for arbitrary values on $U$.
626
+ Different requested-center simulations may use different values there,
627
+ provided repeated occurrences of a position are consistent within each
628
+ individual cone.
629
+ \item \textbf{Global recovery.} From any word within
630
+ $\rho_{\rm raw}$ symbol distance of a valid word, a deterministic
631
+ polynomial-time algorithm recovers its exact extended label and raw
632
+ word. It then recovers the logical bits by systematic coefficient
633
+ extraction and evaluation on the subgroup. In particular it extracts an
634
+ End-of-Line answer whenever the recovered label is a nonexceptional
635
+ endpoint.
636
+ \item \textbf{Uniform cost and order of choices.} The total raw data and
637
+ listed public descriptions have $N\operatorname{poly}(\ell_N)$ bits
638
+ and are constructible in $\operatorname{poly}(N)$ time. Each raw local
639
+ test, proposed symbol, flag, and one-round corrector has a Boolean
640
+ circuit of size at most $CL^{c_{\rm raw}}$ on a fixed number of symbols.
641
+ For each fixed $t$, correction for $t$ rounds followed by any such raw
642
+ routine has size at most $C_tL^{c_{\rm raw}}$ and at most $O(Q^t)$
643
+ symbol ports, with uniform construction for that $t$. The exponents
644
+ $C_L,c_{\rm raw}$ are fixed before $t$ and any later port arity. Further
645
+ fixed additive padding in $C_{\rm base}$ has only linear processing
646
+ cost and does not change these exponents or arities.
647
+ \end{enumerate}
648
+ \end{theorem}
649
+
650
+ \begin{proof}
651
+ The graph and local evolution were established in
652
+ Lemma~\ref{oe:preparation} and \eqref{oe:replacement-path}. The tester
653
+ and distance are Lemma~\ref{oe:valid-testing}. For example, its constants
654
+ allow
655
+ \[
656
+ \theta_\alpha=
657
+ \min\{g_{\rm rep}/2,\alpha/(2C_{\rm rep})\}.
658
+ \]
659
+ All local proposals use the same primitive permutation list as the
660
+ tester, enlarging it by a fixed number of maps if necessary.
661
+
662
+ For the correction claim, let $d$ and $\delta_1$ be the outer A-code
663
+ degree and distance. Choose $\rho_{\rm raw}$ smaller than both
664
+ $\delta_{\rm raw}/3$ and $\delta_1/4$, and smaller than the fixed
665
+ uncertainty radius in Lemma~\ref{lem:outer-uncertainty}. An admissible
666
+ choice of $U^+$ is the set of centers having at least $(\delta_1/2)d$
667
+ neighbors in $U$ in a forward or inverse A list. Off this set all row
668
+ suggestions have fewer than half the local minimum distance in errors,
669
+ so the joint decoder recovers the reference exactly; the clock majority
670
+ and padding agree there too. If $u=|U|/|\Gamma|$, the spectral estimate
671
+ from that lemma gives
672
+ \[
673
+ \frac{|U^+|}{|\Gamma|}
674
+ \leq\frac{2\lambda^2u}{(\delta_1/2-u)^2}
675
+ \leq\frac u2.
676
+ \]
677
+ Neither this support nor the proof refers to the values inside $U$.
678
+ For a requested-center cone with consistent repeated positions, extend
679
+ its initially supplied values arbitrarily to the whole word, setting
680
+ the reference outside $U$. The same support argument applies. This
681
+ proves the assertion even when separate cones choose different
682
+ extensions.
683
+
684
+ After $O(\log|\Gamma|)$ synchronous global rounds the uncertainty set
685
+ has cardinality less than one, giving exact recovery in polynomial
686
+ time. From a recovered logical singleton slot, read its coefficient
687
+ payload and evaluate the degree-$<h$ interpolant at $\omega^j$,
688
+ $0\leq j<h$, to obtain the corresponding logical bits. The repeated
689
+ clock gives $(c,\eta,j)$. The distance choice makes the promised
690
+ reference unique. On inputs outside the recovery promise the algorithm
691
+ has a total default; it may check the decoded label and its canonical
692
+ word by the global polynomial-time algorithms. Finally,
693
+ \eqref{oe:recipe-size-recurrence}--\eqref{oe:total-raw-size} and
694
+ \eqref{oe:fixed-interface-composition} give all asserted cost and
695
+ parameter-order statements.
696
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/06-outer-composition.tex ADDED
@@ -0,0 +1,1183 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Binary composition and the robust outer circuit}\label{sec:outer-composition}
2
+
3
+ We now convert the symbol representation into a generalized circuit. Two
4
+ features of the conversion require separate arguments. A local Boolean
5
+ function may inspect polynomially many bits of a bounded number of symbols;
6
+ its implementation must tolerate failures among its own gates. Moreover,
7
+ sharing such implementations must not allow one corrupted physical value
8
+ to spoil an unbounded number of decisions. We state the first interface,
9
+ proved in Section~\ref{sec:inner-gadget}, and then give the construction and
10
+ all the counting and synchronization arguments for the second.
11
+ The same sequence is used inside a decision gadget in
12
+ Section~\ref{sec:inner-gadget}: first obtain replica synchronization without
13
+ trusting decisions, then bound unstable comparisons and failed computations,
14
+ and finally use the clipped mean displacement to locate an endpoint.
15
+ At the outer scale, a completed decision is shared by a group of output
16
+ replicas, called a cohort; its internal gates and external read occurrences are charged separately from
17
+ each output's own remaining gates.
18
+
19
+ Throughout this section, a distance between words is relative Hamming
20
+ distance, unless a norm is displayed. A constant may depend on previously
21
+ fixed accuracies, but never on the End-of-Line input or its length. A
22
+ ``fixed branch'' of a randomized answer tree means that the earlier
23
+ hypothetical answers are fixed when the randomized algorithm is described.
24
+ It does not mean conditioning the probability space on receiving those
25
+ answers. This distinction applies also to branches never executed.
26
+
27
+ \subsection{A fixed port and a robust Boolean decision}
28
+
29
+ The port family will encode every raw symbol in the same binary format.
30
+ Its tester lets us recognize symbols close enough to use, and its recovery
31
+ radius is fixed before we know how many symbols a corrected local
32
+ computation will inspect. Once that arity is fixed, the robust-decision part of
33
+ the interface realizes one Boolean output of such a computation. It
34
+ provides many designated copies of the answer, so the guarantee remains
35
+ useful even when failed gates concentrate on designated outputs.
36
+
37
+ \begin{theorem}[Standardized ports and robust decisions]\label{thm:port-gadget}
38
+ For every fixed positive integer exponent allowance $c_{\rm allow}$, there
39
+ are a cutoff $L_{\rm port}$ and a uniform family of injective binary
40
+ encodings, for $L\geq L_{\rm port}$,
41
+ \[
42
+ \mathcal D:\{0,1\}^{L}\longrightarrow\{0,1\}^{S_0},
43
+ \qquad S_0=\poly(L),
44
+ \]
45
+ with fixed positive relative distance $d_B$, satisfying \textup{(i)}--
46
+ \textup{(ii)} below. The radius $\nu_B$ in \textup{(iii)} is fixed with
47
+ this port family; the actual-gadget assertions in that part have the
48
+ separate later cutoff specified there.
49
+ \begin{enumerate}[label=\textup{(\roman*)}]
50
+ \item Every coordinate of $\mathcal D(s)$ is a multilinear polynomial in
51
+ the bits of $s$ over $\F_2$, of degree at most $10$. Its coefficient list
52
+ is computable in time polynomial in $L$. The degree bound is independent
53
+ of $c_{\rm allow}$. Encoding and exact recovery from a fixed positive
54
+ relative-error radius are deterministic polynomial-time algorithms.
55
+ \item A perfect-completeness tester makes a bounded number of bit queries
56
+ and performs bounded Boolean answer processing. Its public randomness has
57
+ an enumerable polynomial-size rational support and polynomial bit
58
+ complexity. For every fixed $a>0$, there are a fixed $\theta_B(a)>0$
59
+ and a cutoff $L_B(a)\geq L_{\rm port}$, allowed to depend on $a$, such
60
+ that for every $L\geq L_B(a)$ rejection below $\theta_B(a)$ implies
61
+ distance less than $a$ from $\mathcal D(\{0,1\}^L)$.
62
+ A word at distance $a$ from an encoding has
63
+ rejection at most $C_Ba$, for a fixed $C_B$. Each fixed-branch query has a
64
+ bounded-density marginal relative to the uniform distribution on the
65
+ block. These assertions include arbitrary words and all hypothetical
66
+ branches.
67
+ \item There is a constant $0<\nu_B<d_B/4$ determined with this encoding,
68
+ before any arity is specified. Subsequently fix an arity bound $k$, a
69
+ size factor $C_f$, and a desired output loss $\upsilon>0$. There is a
70
+ further cutoff $L_g$, allowed to depend on these fixed choices, such that
71
+ all actual-gadget assertions below hold for every
72
+ $L\geq\max\{L_{\rm port},L_g\}$. Consider any single-bit Boolean
73
+ function of at most $k$ length-$L$ strings, described
74
+ by an acyclic fan-in-at-most-two circuit over a fixed Boolean basis with
75
+ public constants, of size at most $C_f L^{c_{\rm allow}}$. Some inputs
76
+ may be declared public $0^L$.
77
+
78
+ There is a uniform generalized subcircuit for this function, with a
79
+ common count scale $G_0=\poly(L)$ for all padded functions under these
80
+ bounds, at most $C_gG_0$ gates, and a set of $W$ designated output wires
81
+ produced by its gates, where
82
+ \begin{equation}\label{out:designated-count}
83
+ c_gG_0\leq W\leq C_gG_0.
84
+ \end{equation}
85
+ Here $c_g,C_g>0$ are fixed. Each nonpublic external input is a block of
86
+ physical reads $X=3x-1$, with $x\in[0,1]$, compared to a public common
87
+ rational threshold $\xi\in[2/5,3/5]$. Every external comparison occurrence
88
+ in the complete unfolded subcircuit can be routed separately to an
89
+ external replica.
90
+ For each external port position, the total number of these occurrences is
91
+ at most
92
+ \begin{equation}\label{out:port-occurrence}
93
+ C_{\rm occ}G_0/S_0,
94
+ \end{equation}
95
+ uniformly over $\xi$, the function, and its public parameters. This counts
96
+ all hypothetical branches, including unsuccessful and default branches.
97
+
98
+ There are fixed $\delta_g,\gamma_g,\eps_g>0$ with the following universal
99
+ soundness property. Fix logical strings $s_1,\ldots,s_k$ and ideal binary
100
+ port words $y_j$ satisfying
101
+ $\dist(y_j,\mathcal D(s_j))\leq\nu_B$ for each nonpublic port.
102
+ For any subsequently chosen fixed physical margin $\omega>0$, use
103
+ \[
104
+ 0<\eps\leq\eps_g,\qquad \eps<\omega/1000.
105
+ \]
106
+ Suppose at most $\gamma_gG_0$ external comparison occurrences fail to
107
+ have a physical value on the side of $\xi$ specified by the corresponding
108
+ bit of $y_j$, at gap greater than $\omega$. Repeated occurrences need not
109
+ have consistent physical values. Then every assignment of the internal
110
+ nodes in $[0,1]$ with at most $\delta_gG_0$ failed gates makes all but
111
+ $\upsilon W$ designated wires correct near-bits for $f(s_1,\ldots,s_k)$:
112
+ at most $\eps$ for zero and at least $1-\eps$ for one.
113
+ \end{enumerate}
114
+ The port construction and $\nu_B$ are independent of $k,C_f,\upsilon$.
115
+ The later constants, the gate-count bounds, and the topology bounds may
116
+ depend on these fixed choices, but not on $L,\xi$, or the later margin
117
+ $\omega$. The threshold may appear as a rational gate parameter.
118
+ Construction and other parameter computations take polynomial time in
119
+ $L$ and the supplied description lengths, including the bit length of
120
+ $\xi$; all parameter lengths are bounded by a polynomial in these
121
+ quantities. In particular an arbitrarily long externally supplied
122
+ threshold is charged for its bits.
123
+ \end{theorem}
124
+
125
+ Sections~\ref{sec:inner-algebra} and~\ref{sec:inner-binary} construct the
126
+ algebraic and binary ingredients. Proposition~\ref{prop:dummy-port}
127
+ proves the fixed encoding, tester, and recovery assertions. The remaining
128
+ construction in Section~\ref{sec:inner-gadget} proves the physical occurrence
129
+ bound~\eqref{ig:external-load}, gate count~\eqref{ig:gate-count}, and robust
130
+ output guarantee~\eqref{ig:extraction-loss}, using the independent geometric
131
+ procedures proved in Section~\ref{sec:geometry}. None of these constructions
132
+ uses the outer circuit constructed here.
133
+
134
+ \subsection{Port substitution, validation, and average correction}
135
+
136
+ Apply Theorem~\ref{thm:outer-representation}, writing its raw encoding as
137
+ $R_w=(s_k)_{k\in\Gamma}$, with
138
+ \[
139
+ \ell_N=\lceil\log_2(N+2)\rceil,\qquad
140
+ L=(\ell_N+C_{\rm base})^{C_L},\qquad
141
+ |\Gamma|=O(N\ell_N^{O(1)}).
142
+ \]
143
+ Choose $c_{\rm allow}>c_{\rm raw}+12$, with any additional fixed local
144
+ polynomial overhead absorbed in this inequality, and construct
145
+ $\mathcal D$ before choosing correction rounds. Put
146
+ \begin{equation}\label{out:binary-encoding}
147
+ E_w=(\mathcal D(s_k))_{k\in\Gamma},\qquad m=|\Gamma|S_0.
148
+ \end{equation}
149
+ The product of the two relative distances is a positive Hamming-distance
150
+ bound; write $d_*>0$ for its square root, a lower bound on normalized
151
+ Euclidean separation. The distinguished source and its actual successor are publicly computable in polynomial time.
152
+
153
+ There is a fixed radius $\rho_{\rm dec}>0$ from which these words can be
154
+ decoded globally. Indeed, let $r_B>0$ be a port recovery radius and
155
+ $r_{\rm raw}>0$ a raw recovery radius. If the whole binary distance is
156
+ less than $r_Br_{\rm raw}/2$, at most an $r_{\rm raw}/2$ fraction of port
157
+ blocks can be at distance at least $r_B$ from their true block. Decode
158
+ all ports, using a fixed default on an invalid or unsuccessful decoder
159
+ output, and then use the raw decoder. An incorrect decoding at a bad
160
+ site need not be detectable; the raw error bound already charges all
161
+ such sites. Fix a smaller radius $\rho_{\rm dec}$ if necessary.
162
+
163
+ The graph in Theorem~\ref{thm:outer-representation} has indegree and
164
+ outdegree at most one, no self-edges, and no isolated vertices. Write
165
+ $w_*$ for its distinguished source, which has an actual successor, and
166
+ call every other missing-neighbor vertex a desired endpoint. The
167
+ geometric construction applies to this encoded graph. For an edge
168
+ $u\to v$, its four-block polygon successively changes the second, third,
169
+ first, and third blocks:
170
+ \[
171
+ \begin{aligned}
172
+ (E_u,E_u,0,0)&\longrightarrow(E_u,E_v,0,0)
173
+ \longrightarrow(E_u,E_v,1,0)\\
174
+ &\longrightarrow(E_v,E_v,1,0)
175
+ \longrightarrow(E_v,E_v,0,0).
176
+ \end{aligned}
177
+ \]
178
+ Here a scalar in a block denotes its constant repetition. The corners
179
+ are rounded, and a segment in the fourth block enters the distinguished
180
+ source from $(E_{w_*},E_{w_*},0,2)$.
181
+ Theorem~\ref{thm:geometry} constructs a displacement field on
182
+ \[
183
+ \mathcal B=[-1,2]^{4m},\qquad
184
+ \norm{U}_{\rm b}^2=\frac1m\sum_i U_i^2,
185
+ \]
186
+ where all distances to subsets of $\mathcal B$ use this norm. Each point
187
+ of its endpoint set $\mathcal E$ has first block exactly $E_w$ for a desired
188
+ endpoint $w$; the top of the extra segment is excluded. For any sufficiently
189
+ small fixed rational $\tau>0$, chosen to meet the validation and
190
+ global-recovery bounds in \eqref{out:tau}, there are constants
191
+ $B_1,c_*,\beta_0>0$ and a field
192
+ $v$ such that, after increasing $B_1$ to an integer,
193
+ \begin{equation}\label{out:geometry-displacement}
194
+ \norm{v(U)}_\infty\leq B_1-1,\qquad
195
+ \norm{\clip_{\mathcal B}(U+\beta v(U))-U}_{\rm b}\geq c_*\beta
196
+ \end{equation}
197
+ whenever $\dist(U,\mathcal E)>10\tau$ and $0<\beta\leq\beta_0$.
198
+ These constants precede estimator accuracy and the step $\beta$.
199
+ The circuit will keep many replicas of each physical coordinate and
200
+ force their mean vector close to $\mathcal E$; rounding the first block
201
+ will then permit global recovery.
202
+
203
+ To approximate the field locally, the numerical procedure of
204
+ Lemma~\ref{lem:geometric-procedures} rounds the first two blocks at one
205
+ common threshold $\xi\in[2/5,3/5]$. Each rounded word is a seed for
206
+ validation. On good decisions an accepted seed must identify one fixed
207
+ reference vertex, independent of the random acceptance decision and of
208
+ the requested confidence or numerical accuracy; a seed in the intermediate
209
+ region may be accepted or rejected. If one of the first two physical
210
+ blocks is within $5\tau$ of a valid word, its seed must be accepted with that
211
+ reference on good decisions for every allowed threshold. The procedure
212
+ then asks for incident-edge flags, bits of each reference and its actual neighbors,
213
+ and bits of the distinguished source and its successor. Each word-bit
214
+ request uses either the coordinate matching the field component being
215
+ estimated or a preallocated uniform coordinate for a bounded scalar
216
+ statistic. Each reference and its neighbors determine a bounded list of
217
+ incident path pieces; a fixed mesh and estimates of their scalar data
218
+ approximate the field near those pieces. Scalar reads use fixed-width
219
+ quantization with a public offset. We next supply these calls. Their
220
+ number is fixed once the geometric mesh, scalar sample counts and
221
+ numerical tolerances have been chosen, before the smaller bit-error
222
+ budgets are assigned.
223
+
224
+ \begin{lemma}[Protecting functional inputs]\label{out:flags}
225
+ There are constants $0<a_1<a_2<\nu_B$, fixed before the arity of any
226
+ functional invocation, with the following property. A bounded Boolean
227
+ flag routine on an arbitrary binary port block can have arbitrarily
228
+ small fixed failure probability, unflagging every block within $a_1$ of
229
+ an encoding and flagging every block at distance at least $a_2$ from all
230
+ encodings. In a functional invocation replace flagged ports by public
231
+ $0^L$. Except on the union of the completed flag routines' failure
232
+ events, every nonpublic input of every selected invocation is within
233
+ $\nu_B$ of its intended encoding.
234
+ \end{lemma}
235
+ \begin{proof}
236
+ Choose $a_2<\nu_B$ and then $a_1$ so small that
237
+ $C_Ba_1<\theta_B(a_2)/4$. Estimate port-tester rejection by a fixed
238
+ number of independent trials and compare to $\theta_B(a_2)/2$.
239
+ Bounded independent variables give any fixed confidence by increasing
240
+ the fixed sample count. In the interval between the two promises either
241
+ Boolean result is permitted. An unflagged block on the good event is
242
+ within $a_2$ of an encoding, unique because $a_2<d_B/4$; take its logical
243
+ string as the intended input. A flagged input is explicitly a public
244
+ zero, so it requires no external near-port premise. A union bound is
245
+ applied to the finite list of completed flag promises, after that list
246
+ has been fixed. Their internal tester answer trees are not counted as
247
+ new logical promises.
248
+ \end{proof}
249
+
250
+ Fix a physical vector $U$ and initially fix its rounding threshold and
251
+ scalar offset. A rounded seed $y=(y_k)_{k\in\Gamma}$ is now a fixed
252
+ binary word; use bit one at equality with the threshold. For analysis, define a global nearest-symbol convention
253
+ $s^*(k)$ at every site within $a_2$ of a port encoding, and choose a
254
+ fixed arbitrary string elsewhere. An ideal functional call computes
255
+ its Boolean function on these symbols at unflagged inputs and on
256
+ $0^L$ at flagged inputs. Within one correction cone, deduplicate repeated
257
+ raw sites and share their flag and initial logical value. Different
258
+ cones may make different choices at uncertain sites.
259
+
260
+ \begin{lemma}[Binary validation]\label{out:validation}
261
+ There are fixed $0<\rho_{\rm comp}<\rho_{\rm acc}$, with
262
+ $\rho_{\rm acc}$ smaller than the uniqueness radius of
263
+ \eqref{out:binary-encoding}, and a finite ideal Boolean validation
264
+ procedure such that, with arbitrarily high fixed probability, acceptance
265
+ implies distance less than $\rho_{\rm acc}$ from a unique valid $E_w$,
266
+ and distance less than $\rho_{\rm comp}$ implies acceptance with the
267
+ true reference. The procedure uses port flags, port tests, and bounded
268
+ raw-checker functional calls. It remains valid with averaged stationary
269
+ expander-walk sampling as described below.
270
+ \end{lemma}
271
+ \begin{proof}
272
+ Choose $\rho_{\rm acc}$ small enough that
273
+ $\rho_{\rm acc}/a_1$ is within the raw uncertainty-correction radius.
274
+ Choose $\alpha<\rho_{\rm acc}/4$ and take the raw gap
275
+ $0<\theta_\alpha\leq1$ from Theorem~\ref{thm:outer-representation}.
276
+ Writing $q=|\Pi|$ for its bounded checker-neighborhood size, choose
277
+ $0<a<a_1$ and $b_0>0$ satisfying
278
+ \begin{equation}\label{out:validation-constants}
279
+ \alpha+a+b_0<\rho_{\rm acc},\qquad
280
+ qb_0<\theta_\alpha/16,
281
+ \qquad p_{\max}=b_0\theta_B(a)>0.
282
+ \end{equation}
283
+ Decrease $p_{\max}$ if necessary. Let $p$ be the average port-tester
284
+ rejection over all sites. Estimate $p$, and independently simulate the
285
+ raw checker at sampled centers using the flagged/substituted inputs.
286
+ Accept when the first estimate is at most $p_{\max}/2$ and the simulated
287
+ raw rejection estimate is at most $\theta_\alpha/2$.
288
+
289
+ On statistics of error less than $p_{\max}/4$, acceptance gives
290
+ $p<p_{\max}$. Consequently the fraction of sites not within $a$ of any
291
+ port encoding is less than $b_0$. At a center whose entire neighborhood
292
+ avoids these sites, good flag promises leave all inputs unflagged and
293
+ make the simulated checker exactly the checker on the global word
294
+ $s^*$. Exceptional centers occupy at most $qb_0$. In the analysis,
295
+ also estimate the true checker result on $s^*$ to accuracy
296
+ $\theta_\alpha/8$ and the exceptional-center fraction to accuracy
297
+ $\theta_\alpha/16$. These are fixed bounded statistics; the algorithm
298
+ need not compute the hypothetical true statistic. On their good events
299
+ and the completed flags' good events,
300
+ \[
301
+ \Pr[\text{raw checker rejects }s^*]
302
+ \leq\theta_\alpha/2+\theta_\alpha/8+qb_0+\theta_\alpha/16
303
+ <\theta_\alpha.
304
+ \]
305
+ Raw soundness makes $s^*$ $\alpha$-close to a valid $R_w$. Charging all
306
+ raw-disagreement sites and all non-$a$-close sites at cost one yields
307
+ \[
308
+ \dist(y,E_w)<\alpha+a+b_0<\rho_{\rm acc}.
309
+ \]
310
+ The uniqueness radius makes this reference independent of subsequent
311
+ random acceptance decisions for the fixed $y$.
312
+
313
+ Conversely, if $\dist(y,E_w)<\rho_{\rm comp}$, then
314
+ $p\leq C_B\rho_{\rm comp}$. By Markov's inequality at most
315
+ $\rho_{\rm comp}/a$ of the ports are at distance at least $a$ from their
316
+ true block. Outside their $\Pi$-neighborhoods the simulated checker is
317
+ the perfectly accepting raw checker. Choose $\rho_{\rm comp}$ so small
318
+ that both means are strictly below one quarter of their acceptance
319
+ thresholds; choose the sampling errors with the remaining slack. Flag
320
+ error probabilities are set after the sample counts. This proves both
321
+ assertions. The proof requires concentration of the sampled exceptional
322
+ fraction when $p$ is small. It never requires an arbitrarily long batch
323
+ to avoid every exceptional site.
324
+ \end{proof}
325
+
326
+ Choose the geometric radius so that
327
+ \begin{equation}\label{out:tau}
328
+ 4(10\tau)^2<\rho_{\rm dec},\qquad
329
+ \frac{(5\tau)^2}{(2/5)^2}<\rho_{\rm comp}.
330
+ \end{equation}
331
+ The second inequality supplies physical validation completeness:
332
+ every incorrectly rounded coordinate of a binary word costs at least
333
+ $(2/5)^2$ in squared distance for every allowed threshold. Fix the
334
+ resulting $B_1,c_*,\beta_0$ and fix $\kappa=1/100$, the replica gap used
335
+ below. Set the unscaled estimator error target with slack, smaller than
336
+ $c_*\kappa/100$ in normalized root-mean-square norm.
337
+
338
+ \begin{lemma}[Average correction of every relevant word role]
339
+ \label{out:average-correction}
340
+ After fixing the high-level mesh and statistical call counts, boundedly
341
+ many raw correction rounds suffice to supply every required incident
342
+ flag and every requested encoding bit, with any prescribed fixed average
343
+ error. The average is over a uniform output component or its
344
+ uniform-marginal statistical requests. The conclusion holds
345
+ unconditionally for every true reference that can be accepted on good
346
+ validation decisions, before selecting pieces or numerical winners.
347
+ All resulting single-bit functions fit the fixed exponent allowance of
348
+ Theorem~\ref{thm:port-gadget}.
349
+ \end{lemma}
350
+ \begin{proof}
351
+ Fix a rounded seed that can be accepted on good validation, and its
352
+ unique reference $R_w=(s_k)$. Put
353
+ \[
354
+ U_0=\{k:\dist(y_k,\mathcal D(s_k))>a_1\},
355
+ \qquad |U_0|/|\Gamma|\leq\rho_{\rm acc}/a_1.
356
+ \]
357
+ Outside $U_0$, good flags unflag the port and its unique nearest logical
358
+ string is $s_k$. Within $U_0$, substitution and intermediate flag choices
359
+ may supply arbitrary values. In each deduplicated cone extend those
360
+ initial values to a whole raw word agreeing with $R_w$ outside $U_0$.
361
+ The raw uncertainty theorem gives a residual set $U_t$, depending only
362
+ on $U_0$, with arbitrarily small fixed density after sufficiently many
363
+ fixed rounds $t$. Its guarantee holds simultaneously for every such
364
+ extension. Thus different cones and correlated intermediate flags cause
365
+ no additional exceptional support. A corrected symbol is right off
366
+ $U_t$; a local proposal and edge flag are right off a fixed permutation
367
+ expansion of $U_t$.
368
+
369
+ Compute an edge flag at a uniform-marginal center. For a requested own
370
+ or neighboring encoding bit, compute the appropriate raw output symbol
371
+ and then the requested coordinate polynomial of $\mathcal D$. Matching
372
+ coordinates are uniform in the output average; the statistical requests
373
+ have the same center marginal. Each fixed permutation expansion
374
+ therefore costs at most its size times $|U_t|/|\Gamma|$. Set $t$ for
375
+ the already fixed list of high-level true roles and calls. No union over
376
+ all possible intermediate flag patterns is necessary.
377
+
378
+ The raw simulation uses at most $C_tL^{c_{\rm raw}}$ Boolean gates, with
379
+ exponent independent of $t$. A degree-at-most-ten Boolean polynomial has
380
+ at most $\sum_{j=0}^{10}\binom Lj=O((L+1)^{10})$ monomials. Compute each
381
+ monomial by a bounded-fanin AND tree and their sum by XOR gates expanded
382
+ in the fixed basis. Coefficients and the requested bit's description are
383
+ publicly generated. The extra bit-index and padding work has a fixed
384
+ polynomial exponent. Our initial choice of $c_{\rm allow}$ leaves
385
+ slack for this work. The number of raw ports and the multiplicative
386
+ factor may increase with $t$, but are now fixed. The port encoding and
387
+ its radius do not change.
388
+ \end{proof}
389
+
390
+ The completed port flags are now amplified for the finite list of
391
+ logical promises in validation and these correction cones. Conditional
392
+ on a sampled site, they use fresh tester randomness. Make the probability
393
+ that any selected invocation has a nonpublic input outside $\nu_B$
394
+ arbitrarily small. This protection concerns arbitrary rounded seeds,
395
+ including seeds undergoing validation, and does not require exclusion
396
+ of the geometric endpoint neighborhood. Uncertain flag results only
397
+ choose which already uncertain inputs are substituted.
398
+
399
+ \subsection{Small-support ideal tapes and complete branch counts}
400
+
401
+ \begin{lemma}[Averaged expander sampling]\label{out:walk}
402
+ The statistics needed above can be sampled with polynomial-in-$L$
403
+ random support per output coordinate, with any desired fixed confidence
404
+ in the average over output coordinates.
405
+ \end{lemma}
406
+ \begin{proof}
407
+ Write an output coordinate as $(b,k_0,z_0)$ with $b\in[4]$,
408
+ $k_0\in\Gamma$, and $z_0\in[S_0]$. Use fixed-length labeled walks in the
409
+ outer Cayley expander starting at $k_0$. Fresh bounded segments and
410
+ auxiliary uniform positions in $[S_0]$ supply all center and word
411
+ statistics. Averaging over uniform $k_0$ makes every walk position
412
+ stationary. If the mean-zero operator norm is at most $\lambda<1$,
413
+ bounded centered functions at times $s,t$ have covariance at most
414
+ $C\lambda^{|s-t|}$. Independent auxiliary randomness only changes the
415
+ bounded diagonal terms and replaces off-diagonal functions by their
416
+ conditional means. Therefore a batch of $q_s$ samples satisfies
417
+ \[
418
+ \operatorname{Var}\left(\frac1{q_s}\sum_{j=1}^{q_s} Z_j\right)
419
+ \leq\frac{C}{q_s^2}\sum_{s,t=1}^{q_s}\lambda^{|s-t|}
420
+ \leq\frac{C(1+\lambda)}{(1-\lambda)q_s}.
421
+ \]
422
+ Chebyshev's inequality and a finite union give any fixed confidence by
423
+ choosing a sufficiently large fixed $q_s$. The argument permits distinct
424
+ bounded functions at the different slots and separate batches for
425
+ physical blocks.
426
+
427
+ Apply it to port rejection, the fixed global raw-checker and exceptional
428
+ indicators in validation, and each actual reference candidate's
429
+ statistics in the geometric procedure. At fixed rounded seeds those
430
+ reference vertices are fixed whenever good acceptance is possible.
431
+ Analyze all their roles before a numerical minimum or uncertain
432
+ acceptance chooses which ones to use. The concentration is not
433
+ conditioned on the realized answer path. Each walk has a fixed number
434
+ of fixed-degree label choices. Each remaining choice has polynomial-in-
435
+ $L$ support, and only a fixed number of choices is used. Their joint
436
+ support per output coordinate is consequently polynomial in $L$.
437
+ \end{proof}
438
+
439
+ The preceding routines now meet the local-access contract of
440
+ Definition~\ref{geo:access-contract}. Validation supplies fixed unique
441
+ references, average correction supplies the matching and statistical bit
442
+ requests, and the walk lemma supplies concentration for each underlying
443
+ true candidate. The geometric procedure reserves at most eight true word
444
+ roles and thirty-two piece roles, as enumerated in
445
+ Section~\ref{geo:candidates}. Missing roles are omitted; duplicate roles
446
+ may be retained.
447
+ For fixed $U$ outside the endpoint neighborhood and each fixed admissible
448
+ binary and scalar-quantization offset, it gives arbitrarily small
449
+ prescribed $4\E_{i,\mathrm{trial}}|\widehat v_i-v_i(U)|^2$, with $i$
450
+ uniform among the $4m$ components. All bit and flag errors and all
451
+ candidate statistics are analyzed before a numerical winner is selected.
452
+ On the resulting good event, Lemma~\ref{geo:stability} controls every
453
+ sufficiently near-minimizing candidate in each component before selection, so a winner correlated with
454
+ the requested component is harmless. The needed bit-error bounds remain
455
+ average bounds over the allocated requests.
456
+
457
+ Apart from the supplied calls, the procedure uses bounded comparison and
458
+ Boolean-answer processing, public rational numerical tables, and a
459
+ signed dyadic output in $[-B_1,B_1]$, including on every bad branch.
460
+ A fixed-width scalar-quantization grid with an independently randomized
461
+ offset suffices. Refining the finite grids of offsets changes comparison
462
+ thresholds, not the number of bins, answers, or slots. All these
463
+ statements concern the unscaled field.
464
+
465
+ This outer application uses the accuracy and finite-role clauses
466
+ \textup{(i)}--\textup{(iii)} of
467
+ Lemma~\ref{lem:geometric-procedures} with completed ideal Boolean
468
+ functional calls. Its optional physical-read clause \textup{(iv)} is
469
+ not applied to the full outer gadget expansion. The fixed count
470
+ $H_{\rm out}$ below counts direct outer read slots, and $B_{\rm out}$
471
+ counts ideal functional invocations. Theorem~\ref{thm:port-gadget} and
472
+ Lemma~\ref{out:routing} separately bound every physical read created by
473
+ substituting those invocations.
474
+
475
+ Applying parts \textup{(i)}--\textup{(iii)} of
476
+ Lemma~\ref{lem:geometric-procedures} at this ideal-oracle level, with
477
+ the preceding accuracy choices, we obtain ideal dyadic outputs satisfying,
478
+ for every eligible fixed $U$ and every fixed admissible offset,
479
+ \begin{equation}\label{out:ideal-accuracy}
480
+ 4\E_{i,\mathrm{tape}}\abs{\widehat v_i-v_i(U)}^2
481
+ <(c_*\kappa/100)^2.
482
+ \end{equation}
483
+ All outputs remain in $[-B_1,B_1]$ on bad trials. The good-port failure
484
+ probability can independently be made arbitrarily small on this
485
+ high-level call list. It is useful to record the order explicitly:
486
+ \begin{enumerate}[label=\textup{(\arabic*)}]
487
+ \item Fix geometric roles, mesh, scalar counts and numerical tolerances.
488
+ \item Choose validation confidence and raw correction rounds for this
489
+ finite logical-call list; fix the number of ports in every cone.
490
+ \item Amplify each completed flag for its prescribed failure probability.
491
+ Amplification adds tester reads, not new logical promises.
492
+ \item Only now unfold the complete outer answer tree, leaving functional
493
+ calls unexpanded and obtaining a fixed number $H_{\rm out}$ of direct
494
+ read slots and $B_{\rm out}$ of hypothetical functional invocations.
495
+ \item Choose $\upsilon$ for these $B_{\rm out}$ invocations and apply
496
+ Theorem~\ref{thm:port-gadget} with the now fixed arity and size factor.
497
+ \end{enumerate}
498
+ This order does not define a bit accuracy by a union bound over the very
499
+ answer tree created by amplifying that accuracy.
500
+
501
+ At the ideal-oracle level, unfold every flag pattern, substitution
502
+ pattern, quantized bin and hypothetical answer. Functional-call nodes
503
+ remain unexpanded: each contributes one completed Boolean oracle answer,
504
+ and its physical implementation is separately accounted for below.
505
+ Thus $H_{\rm out}$ counts only direct read slots and $B_{\rm out}$ counts
506
+ functional invocations. Supply randomness to unused nodes too. Earlier
507
+ answers that determine an invocation's function or addresses are fixed
508
+ publicly in that copy; they are not additional fragile input wires.
509
+ Thus all port functions remain Boolean functions on their declared raw
510
+ ports. A wrong numerical answer selects another reserved role or a
511
+ finite table case. It cannot become an arbitrary hidden word address.
512
+ Each hypothetical raw site is $\pi(k_0)$ for $\pi$ in a fixed finite set
513
+ $\mathcal P$: compose walk-label moves, raw-neighborhood permutations
514
+ and correction-cone moves. This set is independent of later offset-grid
515
+ refinement. Direct scalar and bit slots use matching $z_0$, independently
516
+ sampled uniform within-block positions, or the port tester's smooth
517
+ queries. For fixed $k_0$ and fixed offsets, summing their unconditioned
518
+ position densities over the finite complete tree gives a constant.
519
+
520
+ The tape law in the next lemma includes both late offset grids---the
521
+ binary threshold and the independent scalar-quantization offset---together
522
+ with all internal choices at the hypothetical nodes. The grids are fixed
523
+ before this final law is rationalized. The preceding accuracy estimates
524
+ hold for each fixed offset, and hence for this joint law; the finite grids
525
+ multiply its support bound only by a fixed factor.
526
+
527
+ \begin{lemma}[Rational tapes and their read loads]\label{out:tapes}
528
+ The true tape law can be replaced deterministically, at each output
529
+ coordinate, by a list of a common square length $T_{\rm tap}=\poly(L)$,
530
+ with total variation at most $\eta_0/S_0$, for any prescribed fixed
531
+ $\eta_0>0$. The lists use only choices in the original support. They
532
+ preserve \eqref{out:ideal-accuracy} and any bounded rare-event estimate
533
+ with arbitrarily small fixed slack. Across these lists, every base
534
+ physical coordinate is read by at most $C T_{\rm tap}$ direct
535
+ comparison slots in the complete unfolded outer trees.
536
+ \end{lemma}
537
+ \begin{proof}
538
+ Let $Q(L)$ bound the enumerable rational support of every tape law.
539
+ For a common square $T\geq Q(L)S_0/\eta_0$, round each mass $Tp_j$
540
+ down to an integer and distribute the remaining copies among nonzero
541
+ support entries. Each mass error is at most $1/T$, and total variation
542
+ is at most $Q(L)/T\leq\eta_0/S_0$. Floors, remainders and the ordering
543
+ of entries are computed with exact rational arithmetic in polynomial
544
+ time. The probability descriptions have polynomial bit complexity.
545
+ A function in $[0,A]$ changes expectation by at most $A$ times total
546
+ variation, proving the bounded-statistic assertions.
547
+
548
+ For the load assertion, explicitly list all potential direct slots
549
+ $\mathcal A$, including their fixed earlier-answer paths; set
550
+ $H=|\mathcal A|$. If a slot is omitted or supplied a public value, its
551
+ read subdistribution is dominated by that of its potential slot; it is
552
+ never renormalized on being selected. Fix a target $(b',k',z')$ and a
553
+ possible $\pi\in\mathcal P$. Its preimage $k_0=\pi^{-1}(k')$ is fixed.
554
+ For every fixed offset, the true law gives
555
+ \begin{equation}\label{out:direct-density}
556
+ \sum_{z_0=1}^{S_0}
557
+ \E[\text{number of direct reads at }(b',k',z')]
558
+ \leq C,
559
+ \end{equation}
560
+ where $C$ is the sum of the unconditioned fixed-slot density constants.
561
+ Matching coordinates contribute one, uniform sampled coordinates
562
+ contribute their bounded counts, and tester queries contribute their
563
+ smoothness constants. Branches and seed roles add only a fixed factor.
564
+ A position-count random variable lies in $[0,H]$. Changing the law for
565
+ one output by total variation $\eta_0/S_0$ adds at most
566
+ $H\eta_0/S_0$ to its expectation; summing over $z_0$ adds only
567
+ $H\eta_0$. Sum the fixed preimages and physical roles and multiply by
568
+ $T_{\rm tap}$. This is the asserted $O(T_{\rm tap})$ load.
569
+ A constant total-variation tolerance without the $S_0$ denominator
570
+ would not give this bound.
571
+ \end{proof}
572
+
573
+ The occurrence bound \eqref{out:port-occurrence} for each substituted
574
+ gadget uses the same full-tree principle at its own scale. Its tape
575
+ approximation must control loads both on its internal word, of length
576
+ $m_{\rm in}$, and on an external port, of length $S_0$. Section~\ref{sec:inner-gadget}
577
+ therefore uses total variation $\eta/\max\{4m_{\rm in},S_0\}$; the
578
+ calculations \eqref{ig:external-load}--\eqref{ig:internal-load} give
579
+ $O(G_0/S_0)$ external occurrences per port position and $O(R_{\rm in})$
580
+ internal reads per base coordinate, where $R_{\rm in}$ is the gadget's
581
+ replica count and $G_0=4m_{\rm in}R_{\rm in}$.
582
+ This accounts for unequal polynomial block lengths without conditioning
583
+ on an executed branch.
584
+
585
+ \subsection{Cohorts, individual read routing, and gate realization}
586
+
587
+ At each base component $i\in[4m]$, allocate one cohort for every tape in
588
+ its list. A cohort has $K_c$ output replicas, where $K_c$ is a square
589
+ satisfying
590
+ \begin{equation}\label{out:cohort-size}
591
+ \max\{1,C_gG_0\}\leq K_c\leq C_KG_0
592
+ \end{equation}
593
+ for a fixed $C_K$; increasing $C_g$ if necessary also covers all
594
+ designated-wire counts. The total number of replicas per component is
595
+ $R=T_{\rm tap}K_c$, again a square. Each cohort contains its complete
596
+ bounded list of functional invocations, sharing these invocations
597
+ among its $K_c$ outputs. For each invocation, assign its $W$ designated
598
+ wires to these outputs by round robin. Since $W\leq K_c$,
599
+ \begin{equation}\label{out:round-robin}
600
+ \#\{\text{uses of any designated wire}\}
601
+ \leq\lceil K_c/W\rceil\leq 2K_c/W.
602
+ \end{equation}
603
+ A fraction $\upsilon$ of wrong designated wires therefore affects at
604
+ most $2\upsilon$ of the cohort outputs. The remaining gates, called a
605
+ direct cone, are separately allocated for each output replica.
606
+
607
+ \begin{lemma}[Bounded physical read multiplicity]\label{out:routing}
608
+ Every physical replica can be made the input of at most a fixed number
609
+ of comparison occurrences, counting all outer and inner hypothetical
610
+ branches. The construction is deterministic and uses no shared rounded
611
+ bit between different comparison occurrences.
612
+ \end{lemma}
613
+ \begin{proof}
614
+ Fix a physical block and a raw site $k'$. For each of the fixed possible
615
+ address permutations, a functional port requesting $k'$ has a fixed
616
+ $k_0$ preimage. There are $S_0$ output bit positions and $T_{\rm tap}$
617
+ tapes at that preimage, and only a bounded number of invocation/port
618
+ roles. Thus at most $C S_0T_{\rm tap}$ invocation ports request $k'$.
619
+ By \eqref{out:port-occurrence}, any position in that site is used at most
620
+ \begin{equation}\label{out:gadget-load}
621
+ C S_0T_{\rm tap}\,\frac{C_{\rm occ}G_0}{S_0}
622
+ \leq C' T_{\rm tap}K_c=C'R
623
+ \end{equation}
624
+ times. Lemma~\ref{out:tapes}, followed by replication over the cohort,
625
+ gives $O(T_{\rm tap}K_c)=O(R)$ direct comparison occurrences at each
626
+ base coordinate. Enumerate all these occurrences and assign successive
627
+ ones round robin to its $R$ physical replicas. Each actual replica has
628
+ bounded resulting multiplicity. Each comparison is performed in its
629
+ own gate cone directly on that replica's $x$ value. In particular, an
630
+ error in one comparison wire is not broadcast to other inner cones.
631
+ \end{proof}
632
+
633
+ Write the physical replica values and their means as
634
+ \[
635
+ X_{ir}=3x_{ir}-1,\qquad \bar X_i=R^{-1}\sum_rX_{ir},\qquad
636
+ \norm{Y}_{\rm rep}^2=\frac1{mR}\sum_{i=1}^{4m}\sum_{r=1}^R Y_{ir}^2.
637
+ \]
638
+ A vector constant over replicas has replica norm equal to its base norm.
639
+ Let $J$ be orthogonal projection onto these constant-over-replica
640
+ vectors, so $JX=\bar X$ with the usual identification.
641
+
642
+ For each $i$, average the replica labels using the half-lazy
643
+ Margulis--Gabber--Galil operator $A_{\rm rep}$ on
644
+ $(\mathbb Z/q\mathbb Z)^2$, $q=\sqrt R$. Its sixteen equally weighted
645
+ labels consist of eight identity labels and the eight moves
646
+ \[
647
+ (a\pm2b,b),\quad(a\pm(2b+1),b),\quad
648
+ (a,b\pm2a),\quad(a,b\pm(2a+1)),
649
+ \]
650
+ with multiplicities retained. For every positive integer modulus the
651
+ normalized eight-move operator is symmetric with nonconstant numerical
652
+ radius at most $5\sqrt2/8$; see the primary formal proof
653
+ \cite[\texttt{mgg\_numerical\_radius}]{MGGAFP}. Thus
654
+ \begin{equation}\label{out:replica-gap}
655
+ A_{\rm rep}J=J,\qquad
656
+ \norm{A_{\rm rep}(I-J)Y}_{\rm rep}
657
+ \leq(1-\kappa)\norm{(I-J)Y}_{\rm rep},
658
+ \qquad \kappa=1/100.
659
+ \end{equation}
660
+ The modulus need not be prime. Loops and parallel labels are kept as
661
+ individual averaging inputs. The mean-zero space for modulus one is
662
+ zero. Every averaging connection has bounded multiplicity as well.
663
+
664
+ We specify the direct cones using exactly the gate types in
665
+ Definition~\ref{def:gcircuit}. This also specifies how public constants
666
+ and finite numerical processing are charged. Every needed constant
667
+ node is the fresh output of a Constant gate in the cone using it, unless
668
+ its value is incorporated as a legal Scale parameter or into a Boolean
669
+ truth table. A physical comparison at threshold $t\in[-1,2]$ is a
670
+ Constant gate with parameter $(t+1)/3$ and a Less gate on the physical
671
+ replica's $x$ node and that constant, with orientation chosen for the
672
+ required bit. Outside the physical range its answer is a public
673
+ constant. On a satisfied comparison, an ideal mean gap greater than
674
+ $4\omega$, an actual read deviation at most $\omega$, and
675
+ $\eps<\omega/1000$ leave a strict Less antecedent even after the
676
+ constant error: the node-scale gap is at least $\omega-\eps>\eps$.
677
+
678
+ Boolean finite tables, flag processing, and quantization-bin processing
679
+ use And, Or and Not with fan-in at most two. If their inputs are correct
680
+ near-bits, each gate produces the same correct near-bit interval,
681
+ without accumulating Boolean error. In particular the weak inequalities
682
+ at $\eps$ and $1-\eps$ are sufficient. A selection among hypothetical
683
+ invocations is implemented as a Boolean multiplexer: And each candidate
684
+ answer with its selector and Or the resulting terms. An inactive
685
+ selector is a low near-bit and forces that term low even if the unused
686
+ candidate answer is arbitrary in $[0,1]$. Thus unsuccessful unused
687
+ branches are shielded, without assuming that their outputs are bits.
688
+ All finite answer tables have fixed size, although their public entries
689
+ may depend on the tape and threshold.
690
+
691
+ Represent the ideal dyadic field value by
692
+ \begin{equation}\label{out:signed-value}
693
+ \widehat v=B_1(p^*-n^*),\qquad
694
+ p^*,n^*\in[0,1],\quad p^*n^*=0,
695
+ \end{equation}
696
+ using a fixed number of binary digits; enlarge the dyadic precision
697
+ within the earlier estimator slack. Scale the near-bit digits by their
698
+ dyadic weights and combine them by clipped Add gates to obtain $p,n$.
699
+ Compute the $x$-average by sixteen Scale gates of weight $1/16$ and a
700
+ bounded Add chain. All exact partial sums are in $[0,1]$. Choose a
701
+ positive rational step with
702
+ $t_\beta=\beta B_1/3\leq1$. Scale $p,n$ by $t_\beta$, add the positive
703
+ term to the computed average, then subtract the negative term. The last
704
+ output, or a final Copy output, is $x_{ir}$ itself. When the ideal signs
705
+ are exclusive this expression is exactly
706
+ \[
707
+ \frac{1+\clip_{[-1,2]}((A_{\rm rep}X)_{ir}
708
+ +\beta\widehat v)}3.
709
+ \]
710
+ Indeed if the negative term vanishes the only possible clipping is at
711
+ the upper end; if the positive term vanishes it is at the lower end.
712
+ The affine change of coordinates commutes with the stochastic average.
713
+
714
+ \begin{lemma}[Coarse and fine direct-cone bounds]\label{out:direct-cone}
715
+ There is a fixed $C_{\rm ar}$, determined by the finite direct-cone
716
+ shape before $\beta$ is filled in, such that every entirely
717
+ $\eps$-satisfied direct cone obeys
718
+ \begin{equation}\label{out:coarse-pointwise}
719
+ |X_{ir}-(A_{\rm rep}X)_{ir}|
720
+ \leq2\beta B_1+C_{\rm ar}\eps.
721
+ \end{equation}
722
+ No correctness of its Boolean or functional inputs is required.
723
+ If its direct comparisons and selected invocation answers are correct
724
+ near-bits for the ideal run on $\bar X$, then also
725
+ \begin{equation}\label{out:fine-pointwise}
726
+ |X_{ir}-\clip_{[-1,2]}((A_{\rm rep}X)_{ir}
727
+ +\beta\widehat v_{ir}(\bar X))|
728
+ \leq C_{\rm ar}\eps.
729
+ \end{equation}
730
+ \end{lemma}
731
+ \begin{proof}
732
+ All hidden nodes, including $p,n$, remain in $[0,1]$ even when their
733
+ logical values are wrong. Satisfied final Scale gates therefore make
734
+ each signed term at most $t_\beta+\eps$. The absolute change from the
735
+ computed average is at most their sum plus the final arithmetic errors.
736
+ The averaging chain is within $C\eps$ of its exact average. Returning
737
+ to physical units gives \eqref{out:coarse-pointwise}, after enlarging
738
+ $C_{\rm ar}$. For the fine bound, induction through the shielded
739
+ Boolean selections supplies the correct digits in
740
+ \eqref{out:signed-value}. Scale is nonexpansive and clipped Add and
741
+ Subtract are Lipschitz with respect to the sum of their input errors.
742
+ For an explicit bound, let $J_d$ be the number of dyadic digits in
743
+ one magnitude. A magnitude uses $J_d$ Scale and $J_d-1$ Add gates;
744
+ its error is at most $(3J_d-1)\eps$. The sixteen Scale and fifteen Add
745
+ gates for the average contribute at most $31\eps$. The two final
746
+ Scale gates and the final Add/Subtract pair therefore contribute a
747
+ total error at most $(6J_d+33)\eps$ in node units, or
748
+ $(18J_d+99)\eps$ in physical units. An optional final Copy adds
749
+ $3\eps$. The coarse bound's arithmetic error is at most $108\eps$
750
+ including that Copy. Thus $C_{\rm ar}=18J_d+108$ suffices for this
751
+ implementation, uniformly in all Scale parameters in $[0,1]$.
752
+ The exclusive-sign identity gives \eqref{out:fine-pointwise}.
753
+ \end{proof}
754
+
755
+ Every invocation owns a disjoint gate set, and every direct cone owns a
756
+ disjoint gate set. Internal outputs are fresh; designated and external
757
+ wires are read-only fan-outs. The cyclic physical replica output is
758
+ produced by the final gate of its own unique cone and by no other gate.
759
+ There is no promised free constant node. Let
760
+ \begin{equation}\label{out:gate-count}
761
+ K_{\rm out}=4mR,
762
+ \qquad |T|\leq C_{\rm tot}K_{\rm out}.
763
+ \end{equation}
764
+ The second assertion follows because a cohort has a bounded number of
765
+ invocations, each with $O(G_0)=O(K_c)$ gates, and $K_c$ direct cones of
766
+ bounded size. Each designated output is included in its invocation's
767
+ gate count. In particular, concentrating failures on extraction gates
768
+ receives the same charge as any other failures.
769
+
770
+ \subsection{All failure and spoilage charges}
771
+
772
+ We next choose the late offsets. Use a uniform rational grid in
773
+ $[2/5,3/5]$ for $\xi$ and, independently, a uniform rational grid modulo
774
+ the fixed scalar-bin width for the quantization offset. For every fixed
775
+ physical value, the probability of lying within $4\omega$ of a binary
776
+ threshold or any relevant shifted scalar boundary is at most
777
+ \begin{equation}\label{out:anticoncentration}
778
+ C_{\rm bin}(D_{\rm grid}^{-1}+\omega),
779
+ \end{equation}
780
+ where $D_{\rm grid}$ is a lower bound on the two grid sizes and
781
+ $C_{\rm bin}$ depends only on the already fixed widths and bin count.
782
+ This follows by counting grid points in intervals of total length
783
+ $O(\omega)$, adding at most a fixed number of boundary grid points.
784
+ The number of comparison slots is unchanged when the grids are refined.
785
+ The ideal accuracy estimate is conditional on every allowed offset, so
786
+ refinement cannot invalidate it.
787
+
788
+ Call a routed comparison occurrence \emph{spoiled} if its mean value is
789
+ within $4\omega$ of its prescribed boundary or if its physical replica
790
+ value differs from its mean by more than $\omega$. Otherwise its input
791
+ has the prescribed ideal side with physical gap greater than $\omega$.
792
+ For direct cones, spoiled comparisons are charged to their output. For
793
+ functional invocations, count the occurrences themselves, including
794
+ all hypothetical branches.
795
+
796
+ \begin{lemma}[Deterministic charges for arbitrary assignments]
797
+ \label{out:charges}
798
+ There are fixed counting constants with the following properties.
799
+ For an assignment with at most $\delta|T|$ failed gates:
800
+ \begin{enumerate}[label=\textup{(\roman*)}]
801
+ \item At most a $C_{\rm tot}\delta$ fraction of direct cones contains a
802
+ failed gate.
803
+ \item Cohorts containing an invocation with more than $\delta_gG_0$
804
+ failed gates account for at most $C\delta/\delta_g$ of all outputs.
805
+ \item The total number of excessive-deviation comparison occurrences,
806
+ divided by $K_{\rm out}$, is at most
807
+ $C\norm{X-\bar X}_{\rm rep}^2/\omega^2$.
808
+ \item The averaged number of ambiguous gadget comparison occurrences,
809
+ divided by $K_{\rm out}$, is at most
810
+ $C(D_{\rm grid}^{-1}+\omega+\eta_0)$.
811
+ The fraction of direct cones with an ambiguous comparison has the same
812
+ form of bound. Here the averaging over tapes is the actual empirical
813
+ frequency of the circuit, and the bounds hold for every fixed mean
814
+ vector.
815
+ \item Cohorts containing an invocation with more than $\gamma_gG_0$
816
+ spoiled external occurrences account for at most $C/\gamma_g$ times
817
+ the total normalized gadget-spoil count.
818
+ \end{enumerate}
819
+ \end{lemma}
820
+ \begin{proof}
821
+ Disjointness of direct gate sets proves (i). The number of invocations
822
+ violating the threshold in (ii) is at most
823
+ $\delta|T|/(\delta_gG_0)$. Charging $K_c$ outputs for each and using
824
+ \eqref{out:cohort-size} and \eqref{out:gate-count} proves (ii), even if
825
+ the same cohort is charged repeatedly. For (iii), Markov's inequality
826
+ gives at most
827
+ $mR\norm{X-\bar X}_{\rm rep}^2/\omega^2$ excessive physical replicas.
828
+ Lemma~\ref{out:routing} bounds their total comparison multiplicity by
829
+ a constant. The normalization $K_{\rm out}=4mR$ only improves the bound.
830
+
831
+ For (iv), fix a port of an invocation at site $k$ and threshold $\xi$.
832
+ Equation~\eqref{out:port-occurrence} bounds its ambiguous occurrences by
833
+ \[
834
+ C_{\rm occ}G_0\,
835
+ \frac{\#\{z:|\bar X_{kz}-\xi|\leq4\omega\}}{S_0}.
836
+ \]
837
+ Every site is an image of a uniform $k_0$ under a member of the fixed
838
+ permutation list. Sum over that list and all invocation ports under the
839
+ unconditioned tape law, before selecting any answer branch. Averaging the offset and using
840
+ \eqref{out:anticoncentration} bounds the expected number per trial by
841
+ $C G_0(D_{\rm grid}^{-1}+\omega)$. The full occurrence bound is uniform
842
+ in threshold-dependent function data. Tape rationalization changes a
843
+ count bounded by $CG_0$ by at most $CG_0\eta_0/S_0$. Dividing each
844
+ trial's charge by its $K_c$ output replicas gives (iv). Direct slots use
845
+ the full-tree density argument in \eqref{out:direct-density}, and the
846
+ same grid count; their count per trial is bounded by $H_{\rm out}$.
847
+ This reasoning applies to every fixed eventual mean, rather than a
848
+ mean selected before construction. Finally, (v) is the same threshold
849
+ counting proof as (ii), with spoiled occurrences replacing failed gates.
850
+ \end{proof}
851
+
852
+ \subsection{Parameter order and synchronization before decisions}
853
+
854
+ We give an acyclic choice of all remaining constants. Reserve enough
855
+ slack in \eqref{out:ideal-accuracy} that after tape rationalization the
856
+ ideal error norm is at most $c_*\kappa/20$. Choose $q_0>0$ so small that
857
+ \begin{equation}\label{out:q0}
858
+ 20(B_1+1)\sqrt{q_0}<c_*\kappa/20.
859
+ \end{equation}
860
+ The geometric and statistical accuracies, correction rounds, and
861
+ completed flags are chosen as above to put the ideal good-port failure
862
+ probability below, for example, $q_0/20$. These are logical-call budgets.
863
+ After the complete outer tree is fixed, choose
864
+ $2B_{\rm out}\upsilon<q_0/20$ and obtain the gadget constants. Increasing
865
+ $K_c$ for these gadgets weights every trial equally and does not
866
+ magnify its ideal failure probability.
867
+
868
+ Now choose fine fixed offset grids, then a small positive rational
869
+ $\omega$, then a small tape tolerance $\eta_0$, and then a desired
870
+ synchronization radius $d_{\rm sync}>0$. By
871
+ Lemmas~\ref{out:tapes} and~\ref{out:charges}, they can be chosen so that,
872
+ whenever $\norm{X-\bar X}_{\rm rep}\leq d_{\rm sync}$, the sum of the
873
+ following empirical output fractions is less than $q_0/2$: failure of
874
+ the ideal good-port event, direct ambiguous/excessive comparisons,
875
+ and cohorts having an invocation with too many spoiled occurrences.
876
+ For example assign $q_0/20$ to each grouped term, with the
877
+ $C/\gamma_g$ factors included before choosing the responsible parameter.
878
+ Ideal squared error is bounded, so make $\eta_0$ small enough for its
879
+ reserved norm slack as well. This order is possible because all counts
880
+ and density constants are already fixed and independent of these late
881
+ grids and margins.
882
+
883
+ Choose a positive rational $\beta\leq\beta_0$ with
884
+ $\beta B_1/3\leq1$ and small enough that
885
+ $4\beta B_1/\kappa<d_{\rm sync}/2$. Finally choose positive rational
886
+ $\eps<1/10$ and $\delta<1$ so small that
887
+ \begin{gather}
888
+ \eps\leq\eps_g,\qquad\eps<\omega/1000,
889
+ \qquad C\delta/\delta_g<q_0/20,\label{out:epsilon-delta}\\
890
+ \frac{4\beta B_1+2C_{\rm ar}\eps
891
+ +6\sqrt{C_{\rm tot}\delta}}{\kappa}<d_{\rm sync},
892
+ \label{out:coarse-budget}\\
893
+ 2C_{\rm ar}\eps+6\sqrt{C_{\rm tot}\delta}
894
+ <\beta c_*\kappa/20.
895
+ \label{out:fine-budget}
896
+ \end{gather}
897
+ There is positive slack in each inequality at $\eps=\delta=0$, so
898
+ fixed positive rational choices exist. If necessary decrease them for
899
+ any remaining direct numerical slack. All unstable events other than
900
+ failed direct cones, including the mapped extraction errors, now total
901
+ less than $q_0$.
902
+
903
+ The finitely many lower-size cutoffs are imposed after these choices by
904
+ increasing $C_{\rm base}$. These include $L_{\rm port}$, the finitely
905
+ many $L_B(a)$ for the chosen tester accuracies, and $L_g$ for the fixed
906
+ arity, size factor, and output loss. This does not create arity feedback. The raw
907
+ algorithm's exponent is independent of correction rounds; the chosen
908
+ port allowance has slack above that exponent and the degree-ten output
909
+ polynomial evaluation. For the fixed cones, increasing the additive
910
+ padding absorbs remaining multiplicative factors and cutoffs into a
911
+ single fixed size factor, even factor one if desired. Padding checks
912
+ and zero construction are $O(L)$ scans with uniform coefficients; their
913
+ implementation does not perform hidden work growing with
914
+ $C_{\rm base}$. Public computation of bit-polynomial coefficients may
915
+ have a larger fixed polynomial exponent than the circuit evaluating
916
+ the resulting monomials. Only the latter exponent is charged to the
917
+ functional size allowance. No parameter varies with $N$ after this
918
+ single choice.
919
+
920
+ \begin{lemma}[Coarse synchronization]\label{out:coarse-sync}
921
+ Every assignment satisfying all but $\delta|T|$ gates has
922
+ $\norm{X-\bar X}_{\rm rep}<d_{\rm sync}$, without any assumption that
923
+ its functional decisions are correct.
924
+ \end{lemma}
925
+ \begin{proof}
926
+ Apply \eqref{out:coarse-pointwise} to nonfailed direct cones. At failed
927
+ ones, both $X_{ir}$ and $(A_{\rm rep}X)_{ir}$ belong to $[-1,2]$, so
928
+ their difference is at most three. The factor four in the norm and
929
+ Lemma~\ref{out:charges}(i) give
930
+ \[
931
+ \norm{X-A_{\rm rep}X}_{\rm rep}
932
+ \leq4\beta B_1+2C_{\rm ar}\eps
933
+ +6\sqrt{C_{\rm tot}\delta}.
934
+ \]
935
+ On the other hand \eqref{out:replica-gap} and the reverse triangle
936
+ inequality give
937
+ $\kappa\norm{X-\bar X}_{\rm rep}
938
+ \leq\norm{X-A_{\rm rep}X}_{\rm rep}$.
939
+ Equation~\eqref{out:coarse-budget} proves the assertion. In particular,
940
+ failures at physical feedback outputs, threshold constants, or the
941
+ numeric averaging gates are already included; no decision is trusted
942
+ in establishing this estimate.
943
+ \end{proof}
944
+
945
+ \subsection{The clipped mean contradiction and universal decoding}
946
+
947
+ \begin{lemma}[Fine residual]\label{out:fine-residual}
948
+ If an assignment meets the gate-failure budget and
949
+ $\dist(\bar X,\mathcal E)>10\tau$, then
950
+ \begin{equation}\label{out:residual}
951
+ E_{\rm res}:=
952
+ \norm{X-\clip_{\mathcal B}(A_{\rm rep}X+\beta v(\bar X))}_{\rm rep}
953
+ <\beta c_*\kappa/2.
954
+ \end{equation}
955
+ Here clipping is componentwise on the replicas, and $v(\bar X)$ is
956
+ repeated identically over them.
957
+ \end{lemma}
958
+ \begin{proof}
959
+ Fix the actual mean $\bar X$ in all ideal tape experiments. Coarse
960
+ synchronization permits all spoilage charges already budgeted. Discard
961
+ cohorts with a high-failure or high-spoil invocation. In every remaining
962
+ invocation whose ideal branch-pattern inputs are all near ports or
963
+ public substitutions, Theorem~\ref{thm:port-gadget} applies. Mark all
964
+ cohort outputs receiving an incorrect designated wire from any such
965
+ invocation. Equations~\eqref{out:designated-count} and
966
+ \eqref{out:round-robin} bound their union by
967
+ $2B_{\rm out}\upsilon$ of the outputs. Do this marking for every
968
+ near-input hypothetical invocation before following the selected path.
969
+ Non-near-input invocations are irrelevant unless selected; on the ideal
970
+ good-port event a selected invocation necessarily is a near-input one.
971
+
972
+ Outside these marks and the other unstable events, every direct
973
+ comparison in the complete tree has the needed margin and every
974
+ selected invocation supplies its correct near-bit. Induct on the
975
+ ideal answer sequence: earlier reliable bits select its actual
976
+ substitution/function branch, the selected gadget is reliable, and
977
+ Boolean shielding removes arbitrary unused outputs. Thus the whole
978
+ selected direct computation equals its ideal Boolean run, and
979
+ \eqref{out:fine-pointwise} holds.
980
+
981
+ For an unstable but entirely satisfied direct cone, use only
982
+ \eqref{out:coarse-pointwise} and $|v_i(\bar X)|\leq B_1$:
983
+ its discrepancy from the clipped true-field update is at most
984
+ $3\beta B_1+C_{\rm ar}\eps$. This is proportional to $\beta$ apart
985
+ from numeric error. Failed direct cones use only the range bound three.
986
+ The empirical ideal error, clipping nonexpansiveness, and the total
987
+ unstable fraction at most $q_0$ therefore give
988
+ \[
989
+ E_{\rm res}
990
+ \leq\beta\bigl(c_*\kappa/20+6B_1\sqrt{q_0}\bigr)
991
+ +2C_{\rm ar}\eps+6\sqrt{C_{\rm tot}\delta}
992
+ <\beta c_*\kappa/2
993
+ \]
994
+ by \eqref{out:q0} and \eqref{out:fine-budget}. This includes arbitrary
995
+ concentration on extraction gates: above-budget invocations lose their
996
+ whole cohort; below-budget invocations lose their guaranteed fraction
997
+ of designated wires, and the lower bound in
998
+ \eqref{out:designated-count} prevents a concentration factor.
999
+ \end{proof}
1000
+
1001
+ \begin{lemma}[Clipping and replica means]\label{out:clip-mean}
1002
+ Let $A$ be a stochastic replica operator satisfying
1003
+ \eqref{out:replica-gap}, and let $c$ be constant across the replicas of
1004
+ each component. Put $F=\clip_{\mathcal B}(AX+c)$ and
1005
+ $E=\norm{X-F}_{\rm rep}$. Then
1006
+ \[
1007
+ \norm{X-JX}_{\rm rep}\leq E/\kappa,\qquad
1008
+ \norm{JX-\clip_{\mathcal B}(JX+c)}_{\rm b}\leq E/\kappa.
1009
+ \]
1010
+ \end{lemma}
1011
+ \begin{proof}
1012
+ Write $Q=I-J$ and $g=\clip_{\mathcal B}(JX+c)$, a repeated vector.
1013
+ The mean projection minimizes distance to repeated vectors, and
1014
+ coordinate clipping is nonexpansive. Hence
1015
+ \[
1016
+ \norm{QF}_{\rm rep}
1017
+ \leq\norm{F-g}_{\rm rep}
1018
+ \leq\norm{A(X-JX)}_{\rm rep}
1019
+ \leq(1-\kappa)\norm{QX}_{\rm rep}.
1020
+ \]
1021
+ Projecting $X-F$ gives
1022
+ $\norm{QX}_{\rm rep}\leq E+(1-\kappa)\norm{QX}_{\rm rep}$,
1023
+ which proves the first inequality. Taking means and then comparing to
1024
+ $g$ gives
1025
+ \[
1026
+ \norm{JX-g}_{\rm b}
1027
+ \leq\norm{J(X-F)}_{\rm rep}+\norm{JF-g}_{\rm rep}
1028
+ \leq E+(1-\kappa)\norm{QX}_{\rm rep}\leq E/\kappa.
1029
+ \]
1030
+ This argument does not exchange averaging and clipping.
1031
+ \end{proof}
1032
+
1033
+ Apply Lemma~\ref{out:clip-mean} with $c=\beta v(\bar X)$ and the fine
1034
+ residual. If the mean were farther than $10\tau$ from $\mathcal E$, it
1035
+ would give
1036
+ \[
1037
+ \norm{\bar X-\clip_{\mathcal B}(\bar X+\beta v(\bar X))}_{\rm b}
1038
+ <\beta c_* ,
1039
+ \]
1040
+ contrary to \eqref{out:geometry-displacement}. Thus every assignment
1041
+ meeting the gate-failure budget satisfies
1042
+ \begin{equation}\label{out:endpoint-proximity}
1043
+ \dist(\bar X,\mathcal E)\leq10\tau.
1044
+ \end{equation}
1045
+ Choose an endpoint witnessing this bound. Its first block is exactly
1046
+ $E_w$ for a desired endpoint. Round the first block of $\bar X$ at
1047
+ $1/2$. Each erroneous bit contributes at least $1/4$ to its squared
1048
+ coordinate distance from $E_w$, and so the resulting word $y$ obeys
1049
+ \[
1050
+ \dist(y,E_w)\leq4(10\tau)^2<\rho_{\rm dec}.
1051
+ \]
1052
+ The global decoder following \eqref{out:binary-encoding} recovers $w$.
1053
+ The endpoint decoder in Theorem~\ref{thm:outer-representation} and
1054
+ Lemma~\ref{lem:macrograph} returns a nonzero End-of-Line solution. It
1055
+ does not require knowing which gates failed or which endpoint witnessed
1056
+ \eqref{out:endpoint-proximity}.
1057
+
1058
+ This defines a deterministic decoder on every acceptable rational
1059
+ assignment. Means and comparisons can be computed exactly: forming a
1060
+ common denominator within a group increases its bit length by at most
1061
+ the sum of its input denominator bit lengths, followed by polynomial
1062
+ integer-arithmetic overhead. The port and raw algorithms are polynomial
1063
+ time, with arbitrary fixed defaults on out-of-promise inputs. The
1064
+ proved proximity places this actual input inside their guaranteed
1065
+ radii. Hence decoding is polynomial in $N$ plus the total assignment
1066
+ encoding length. The soundness argument itself applied to all real
1067
+ assignments satisfying the failure budget.
1068
+
1069
+ \subsection{Complete output length, uniformity, and totality}
1070
+
1071
+ Every constituent scale is a fixed polynomial in $L$, and
1072
+ $|\Gamma|=O(N\ell_N^{O(1)})$. Equations~\eqref{out:gate-count} and
1073
+ \eqref{out:cohort-size} give, for some fixed exponent $b_1$,
1074
+ \begin{equation}\label{out:size}
1075
+ |V|+|T|=O(mT_{\rm tap}K_c)
1076
+ =O(|\Gamma|S_0T_{\rm tap}G_0)
1077
+ =O(N\ell_N^{b_1}).
1078
+ \end{equation}
1079
+ This count includes every copied direct cone, every entire shared
1080
+ invocation, its extraction gates, every Constant gate, and every
1081
+ comparison in every hypothetical branch. Routing creates one connection
1082
+ record per counted input occurrence; it is not an implicit description
1083
+ of a larger circuit. Explicit node and gate identifiers require
1084
+ $O(\log(N\ell_N^{b_1}))=O(\ell_N)$ bits. Field/index metadata, locally
1085
+ generated function coefficients, and every rational parameter have
1086
+ fixed polynomial-in-$L$ bit bounds. The offsets, bin widths,
1087
+ $\beta,\eps,\delta$ and numerical precisions are fixed rational
1088
+ constants. In particular, the threshold-input length qualification in
1089
+ Theorem~\ref{thm:port-gadget} contributes only a fixed bound here.
1090
+ If a representation repeats local parameter descriptions instead of
1091
+ sharing them, multiplying \eqref{out:size} by their polynomial-in-$L$
1092
+ length still changes only a fixed logarithmic exponent. Input/output
1093
+ lists and delimiters obey the same bound. Thus there are a fixed
1094
+ positive integer $A$ and fixed nonnegative integer $b$ for which the
1095
+ complete output encoding has length at most $AN\ell_N^b$.
1096
+
1097
+ All tape masses and their integer multiplicities are deterministically
1098
+ enumerable. So are every raw-neighborhood and correction-cone address,
1099
+ every padded function, every inner invocation gate, every replica move,
1100
+ and every round-robin routing record. Public outer encodings and the
1101
+ source data are constructed by the polynomial-time algorithms already
1102
+ proved. Polynomially many operations on polynomial-bit integers suffice
1103
+ for all these tasks. Products and compositions of the finitely many
1104
+ fixed polynomial bounds give one deterministic polynomial-time
1105
+ reduction. It never lists the graph of all logical vertex labels. The
1106
+ gate set is nonempty, all parameters lie in $[0,1]$, fan-in is at most
1107
+ two, and the fresh-output construction enforces the required unique
1108
+ output ownership despite the feedback cycles.
1109
+
1110
+ It remains to establish the finite totality assertion for arbitrary
1111
+ generalized circuits, independently of this reduction.
1112
+
1113
+ \begin{lemma}[A fixed rational mesh satisfies every gate]
1114
+ \label{out:totality}
1115
+ For every fixed rational $0<\eps<1/10$, every generalized circuit in
1116
+ Definition~\ref{def:gcircuit} has a rational assignment satisfying all
1117
+ its gates, each coordinate having denominator
1118
+ $q=\lceil20/\eps\rceil$. The complete assignment length is bounded by
1119
+ one fixed polynomial with nonnegative integer coefficients in the
1120
+ circuit encoding length.
1121
+ \end{lemma}
1122
+ \begin{proof}
1123
+ Construct a continuous self-map of $[0,1]^V$. At an arithmetic gate's
1124
+ unique output use its exact numerical operation. At a Less gate with
1125
+ inputs $a,b$, use the clipped linear ramp that is zero when
1126
+ $x_b-x_a\leq-\eps/2$ and one when
1127
+ $x_b-x_a\geq\eps/2$. For Boolean gates define a continuous signal
1128
+ $h:[0,1]\to[0,1]$ equal to zero on $[0,2\eps]$, equal to one on
1129
+ $[1-2\eps,1]$, and linear between them. Use respectively
1130
+ \[
1131
+ \max\{h(x_a),h(x_b)\},\qquad
1132
+ \min\{h(x_a),h(x_b)\},\qquad 1-h(x_a)
1133
+ \]
1134
+ for Or, And, and Not. Set coordinates not produced by gates to zero.
1135
+ Unique output ownership makes these prescriptions a well-defined
1136
+ continuous cube map. Brouwer's fixed-point theorem~\cite{Brouwer1911} gives a fixed point
1137
+ $x^*$; no efficient computation of it is asserted.
1138
+
1139
+ Round every coordinate to the nearest point of
1140
+ $\{0,1/q,\ldots,1\}$, obtaining $\widetilde x$ with
1141
+ $|\widetilde x_v-x_v^*|\leq1/(2q)\leq\eps/40$.
1142
+ Constant errors are at most $\eps/40$, Scale and Copy errors at most
1143
+ $2\eps/40$, and Add and Subtract errors at most $3\eps/40$, using
1144
+ parameter bounds and nonexpansive clipping. For a triggered strict
1145
+ Less antecedent after rounding, its signed input gap before rounding
1146
+ has the same sign and magnitude strictly greater than
1147
+ $\eps-2\eps/40>\eps/2$. Its fixed-point output is therefore the
1148
+ required endpoint zero or one, which rounding preserves.
1149
+
1150
+ If a weak Boolean low antecedent
1151
+ $\widetilde x_a\leq\eps$ holds, then
1152
+ $x_a^*\leq\eps+\eps/40<2\eps$, so $h(x_a^*)=0$.
1153
+ Similarly $\widetilde x_a\geq1-\eps$ implies
1154
+ $h(x_a^*)=1$. Every applicable Or, And, or Not conclusion follows
1155
+ from its displayed exact formula, including equality at the weak
1156
+ threshold. The corresponding fixed-point output is zero or one and
1157
+ is unchanged by rounding. This verifies every gate implication.
1158
+
1159
+ The denominator $q$ is a fixed integer depending only on $\eps$.
1160
+ There are at most a fixed multiple of $M+1$ explicitly listed nodes
1161
+ in a length-$M$ input, and each output rational has a fixed bit bound.
1162
+ Accounting also for order, indices if used, and delimiters, a
1163
+ sufficiently large fixed integer $C$ makes
1164
+ $p(M)=C(M+1)^2$ an upper bound for the entire assignment. This
1165
+ polynomial has nonnegative integer coefficients and is independent of
1166
+ the particular circuit and its parameter denominators.
1167
+ \end{proof}
1168
+
1169
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
1170
+ The preceding argument uses Theorem~\ref{thm:port-gadget}, whose construction
1171
+ is proved in Sections~\ref{sec:inner-algebra}--\ref{sec:inner-gadget}, and
1172
+ Lemma~\ref{lem:geometric-procedures}, proved in Section~\ref{sec:geometry}.
1173
+ Use the fixed rational $\eps,\delta$ chosen in
1174
+ \eqref{out:epsilon-delta}--\eqref{out:fine-budget} and the polynomial
1175
+ $p$ from Lemma~\ref{out:totality}. That lemma proves totality, with all
1176
+ gates satisfied. The explicit construction and \eqref{out:size} give
1177
+ the claimed complete quasilinear encoding bound and a deterministic
1178
+ polynomial-time reduction. Equations~\eqref{out:endpoint-proximity}
1179
+ and~\eqref{out:tau}, followed by the global endpoint decoder, give the
1180
+ required solution from every acceptable assignment, with the stated
1181
+ polynomial running time. Every constant and algorithm has been fixed
1182
+ independently of the input. This proves all four assertions.
1183
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/07-inner-algebra.tex ADDED
@@ -0,0 +1,1552 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The inner path and its algebraic representation}\label{sec:inner-algebra}
2
+
3
+ We construct the algebraic part of the decision gadget promised in
4
+ Theorem~\ref{thm:port-gadget}. Its graph consists of one directed path for
5
+ each tuple of read-only inputs. Besides encoding these paths, the
6
+ construction arranges that every chart involving one read port has exactly
7
+ the same native layout and formula in a common one-port template. This
8
+ literal correspondence, including all verification auxiliaries, will supply
9
+ the distinguished source in Section~\ref{sec:inner-gadget}.
10
+
11
+ \emph{All field, clock, dimension, and size notation is reset in this
12
+ section.} In particular, the fields and the polynomial-size affine domain
13
+ below are independent of the outer index group. The construction and its
14
+ proof do not use the outer circuit realization. All graphs in this section
15
+ are described implicitly; we never enumerate their exponentially many
16
+ Boolean input tuples.
17
+
18
+ \subsection{Parameters and the extended path}\label{ia:path-parameters}
19
+
20
+ Fix the exponent allowance $c_{\rm allow}$ in
21
+ Theorem~\ref{thm:port-gadget}, and choose a fixed integer
22
+ $c_0>c_{\rm allow}+5$. For a port length $L$, set
23
+ \begin{equation}
24
+ n'=(L+2)^{c_0},\qquad
25
+ h=\Theta\bigl((\log(n'+2))^{1/4}\bigr),\qquad
26
+ H=\mathbb F_h,\qquad q=h^v, \label{ia:parameters}
27
+ \end{equation}
28
+ where $h$ is a deterministically chosen power of two and $v$ is a fixed
29
+ sufficiently large integer. Let $\ell$ be the least positive integer
30
+ coprime to $v$ for which $h^\ell\ge(n')^3+3$, and put
31
+ \begin{equation}
32
+ K_1=\mathbb F_{h^\ell},\quad K=\mathbb F_{q^\ell},\quad
33
+ C=K_1^\times,\quad M=h^\ell-1,\quad D=\ell^2-1.
34
+ \label{ia:fields}
35
+ \end{equation}
36
+ Fix a generator $\gamma$ of $C$. Since $\gcd(\ell,v)=1$, the subfields
37
+ $K_1$ and $\mathbb F_q$ of $K$ intersect in $H$ and generate $K$.
38
+ An $H$-basis of $K_1$ is therefore an $\mathbb F_q$-basis of $K$.
39
+ We use it throughout: one $K$ variable has $\ell$ coordinates over
40
+ $\mathbb F_q$, and its $H^\ell$ digit grid is precisely $K_1$.
41
+
42
+ An interval of $v$ consecutive integers contains an integer congruent to
43
+ $1$ modulo $v$. Thus the coprimality restriction changes the first size
44
+ threshold for $\ell$ by at most $v$, and
45
+ \begin{equation}
46
+ \ell=\Theta(\log n'/\log\log n'),\qquad
47
+ h=o(\ell),\qquad |K|=q^\ell=(n')^{O(1)}. \label{ia:size-bounds}
48
+ \end{equation}
49
+ Choose $v$ large enough that $q$ dominates the fixed power of $D$ needed
50
+ by the scalar line--point input in Section~\ref{sec:inner-binary}, with
51
+ positive power slack. In particular, $D/q\longrightarrow0$. After $v$,
52
+ fix an integer $a>v$ and set
53
+ \begin{equation}
54
+ B=\lceil q^{1/a}\rceil\le\ell \label{ia:radix-size}
55
+ \end{equation}
56
+ for all sufficiently large $L$. Every fixed multiple of $\ell h$ is then
57
+ eventually below $D$. All these choices precede the number of ports and
58
+ the particular Boolean function.
59
+
60
+ All finite sets used below have polynomial cardinality in $n'$. Field
61
+ presentations, compatible embeddings, bases, generators, interpolation
62
+ matrices, and deterministic orderings can consequently be found by
63
+ exhaustive finite-field algebra in polynomial time in these cardinalities.
64
+ For instance, irreducible presentations and suitable generators can be
65
+ found by enumeration and their defining properties checked by finite
66
+ arithmetic. No claim of polynomial time in the logarithm of a field's
67
+ cardinality is required. Fix these conventions once for the common
68
+ template. Finitely many smaller sizes can be handled by enlarging the
69
+ fixed lower cutoff as in the gadget statement.
70
+
71
+ Now fix an arbitrary constant number $k\ge1$ of ports and an arbitrary
72
+ constant size factor for the Boolean circuit of
73
+ $f:(\{0,1\}^L)^k\to\{0,1\}$. Invocations with fewer ports are padded
74
+ by unused public-zero ports. Normalize the circuit to a topological list
75
+ of gates with Boolean rules of degree at most two over characteristic two,
76
+ and finish with a separate output copy gate. This costs only a constant
77
+ factor in circuit size. The size cutoff may depend on $k$ and on the
78
+ fixed size factor.
79
+
80
+ The logical tape has read-only groups $s_i\in\{0,1\}^L$ for $i\in[k]$,
81
+ a work group $w$ indexed by $K_1$, and legacy bits $e_z$ indexed by
82
+ $z\in C$. Each $s_i$ is embedded by the same fixed injection of $[L]$
83
+ into $K_1$; other grid entries are specified zeros. Stages
84
+ $r=0,\ldots,M-1$ have labels $c=\gamma^r$. Work is blank at stage zero.
85
+ During step $r=j-1\to j$, for $1\le j\le L$, copy $s_i[j]$ to a
86
+ distinct work location $w_{i,j}$ for every $i$ in parallel. Thereafter
87
+ assign one new gate location per step, using earlier work locations or
88
+ public constants. Reserve a fixed grid position $y_{\rm out}$ solely
89
+ for the final output assignment. Pad remaining steps by idle work rules.
90
+ The number of work positions and nonidle steps is at most
91
+ \[
92
+ kL+O(1)+O(L^{c_{\rm allow}}),
93
+ \]
94
+ with constants allowed to depend on the circuit size factor. The choices
95
+ above make both counts fit below the available grid and stage sizes.
96
+
97
+ At stage $c$, require $e$ to be one-hot at $c^{-1}$. Require every
98
+ unassigned work position to be zero, every assigned copy to equal its
99
+ specified input, and every assigned gate to satisfy its rule. Consequently
100
+ each Boolean tuple $s=(s_i)_i$ has exactly one valid tape
101
+ $b=(w,e,(s_i)_i)$ at every stage. Join consecutive stages by their
102
+ assignment steps, and disable the wrap step $\gamma^{-1}\to1$.
103
+
104
+ \begin{lemma}[Validity and a constant edit alphabet]\label{ia:validity}
105
+ The union of the stage-valid tapes is described by polynomially many
106
+ Boolean equations of degree at most $d=3$. For fixed $k$, every macro
107
+ step and its inverse use a fixed finite alphabet of flips, whose
108
+ coefficients are determined by a bounded number of logical reads and
109
+ public rule bits. Equations involving $s_i$ and other groups can be
110
+ written as the sum of an $(e,s_i)$ contribution and an $(e,w)$
111
+ contribution. No equation requires a product involving two distinct
112
+ positive port groups.
113
+ \end{lemma}
114
+
115
+ \begin{proof}
116
+ Impose bitness on all logical coordinates, and
117
+ \begin{equation}
118
+ e_z e_{z'}=0\quad(z\ne z'),\qquad
119
+ \sum_{z\in C}e_z=1. \label{ia:one-hot}
120
+ \end{equation}
121
+ For each stage $c$, multiply all its work requirements by
122
+ $e_{c^{-1}}$. Gate equations have degree at most two before this
123
+ multiplication, so the resulting degree is at most three. A copy
124
+ requirement at an occupied position is specifically
125
+ \begin{equation}
126
+ e_{c^{-1}}w_{i,j}-e_{c^{-1}}s_i[j]=0. \label{ia:copy-equation}
127
+ \end{equation}
128
+ The requirements are vacuous at unselected stages. At the one selected
129
+ stage, the prefix equations determine all assigned work positions in
130
+ topological order and force every other position to zero. This proves
131
+ the characterization and the dependency assertion.
132
+
133
+ For start frame $c$, list $k$ work write slots and the two legacy slots
134
+ $c^{-1},(\gamma c)^{-1}$. During a gate step only the first work slot
135
+ is active; use a zero unit vector for every inactive slot. Write
136
+ $v_1(c),\ldots,v_{k+2}(c)$ for these public vectors in the logical tape
137
+ space, and for $\sigma\in\{0,1\}^{k+2}$ put
138
+ \begin{equation}
139
+ h_\sigma(c)=\sum_{r=1}^{k+2}\sigma_r v_r(c).
140
+ \label{ia:flip-mask}
141
+ \end{equation}
142
+ At a valid pre tape, choose a work coefficient to be the old bit plus
143
+ its required new assignment; choose both legacy coefficients to be one.
144
+ The required assignment is a read input, a degree-at-most-two gate of
145
+ earlier work bits, or the unchanged value for an inactive slot. At a
146
+ valid post tape, the inverse clears precisely the newly assigned
147
+ positions and flips the same legacy positions. Earlier operands have
148
+ not changed, so the two operations are reciprocal. There is a bounded
149
+ list of old-value, operand, and input reads for fixed $k$. Public phase,
150
+ gate, activity, and wrap bits select their roles. Define the same
151
+ coefficient rules on arbitrary Boolean read answers; at the disabled
152
+ wrap use an idle work proposal. This gives a finite branch system
153
+ without any assumption that those arbitrary answers describe a valid
154
+ tape.
155
+ \end{proof}
156
+
157
+ \begin{definition}[Extended inner graph]\label{ia:extended-path}
158
+ An extended label is $(c,b,\eta,t)$, where $c\in C$,
159
+ $\eta\in\{0,1\}$, and $0\le t\le q-1$. In pre mode $\eta=0$,
160
+ $b$ must be valid at stage $c$; in post mode $\eta=1$, it must be valid
161
+ at stage $\gamma c$. Edges are the following:
162
+ \begin{enumerate}
163
+ \item in pre mode, increase $t$ by one until $q-1$;
164
+ \item at full pre progress, perform the enabled macro edit and change
165
+ to post mode, retaining the frame and full progress;
166
+ \item in post mode, decrease $t$ by one until zero;
167
+ \item at empty post progress, change to empty pre mode in frame
168
+ $\gamma c$, leaving $b$ unchanged.
169
+ \end{enumerate}
170
+ The fourth operation is included also for $c=\gamma^{-1}$; only the
171
+ second operation is disabled at that frame.
172
+ \end{definition}
173
+
174
+ \begin{lemma}[Endpoints and output]\label{ia:path-endpoints}
175
+ For each $s$, the extended labels with that read-only tuple form a
176
+ single directed path, without isolated vertices or self edges. Its
177
+ unique source and immediate successor are respectively
178
+ \begin{equation}
179
+ (\gamma^{-1},b_0(s),1,q-1),\qquad
180
+ (\gamma^{-1},b_0(s),1,q-2), \label{ia:source-successor}
181
+ \end{equation}
182
+ where $b_0(s)$ has blank work and legacy bit $e_1=1$. Its other
183
+ endpoint is the full pre label at stage $M-1$, and there
184
+ $w[y_{\rm out}]=f(s)$.
185
+ \end{lemma}
186
+
187
+ \begin{proof}
188
+ Replace the unique macro tape at stage $x$ by its post labels in frame
189
+ $\gamma^{-1}x$, in decreasing order of $t$, followed by its pre labels
190
+ in frame $x$, in increasing order of $t$. The frame-advance edge joins
191
+ the two halves. Each enabled macro edit joins the full pre end of one
192
+ such segment to the full post start of the next. The only absent join
193
+ is the wrap join from the final stage to stage zero. This gives exactly
194
+ the stated path and endpoints. Every segment has more than one vertex,
195
+ so there are no isolated vertices; each edge changes a label component,
196
+ so there are no self edges. The final work assignment and all its
197
+ ancestors have been completed at the last stage, proving the output
198
+ claim.
199
+ \end{proof}
200
+
201
+ \subsection{Chart conventions and lifted cyclic interpolation}
202
+ \label{ia:lifts-and-masks}
203
+
204
+ A native chart is an $\mathbb F_q$-coefficient polynomial on
205
+ $O(\ell)$ coordinates over $\mathbb F_q$, possibly with slots. A
206
+ persistent chart has at most one slot axis of length $O(\ell)$; stacks
207
+ will have a bounded number of such axes. A full rotating or projection
208
+ variable always occupies one whole $K$ label. Native charts will later
209
+ be embedded in one common $K^u$, with unused coordinates ignored.
210
+
211
+ For slot lengths $t_1,\ldots,t_r$ and masks
212
+ $L_b\in\mathbb F_q^{t_b}$, write
213
+ \begin{equation}
214
+ L\cdot F(Y)=\sum_{z_1,\ldots,z_r}
215
+ \left(\prod_{b=1}^r L_b[z_b]\right)
216
+ F_{z_1,\ldots,z_r}(Y). \label{ia:contraction}
217
+ \end{equation}
218
+ There are $q^{O(\ell)}$ mask tuples. To query any specified mask tuple
219
+ smoothly, choose independent uniform $A_b$, substitute
220
+ $L_b=A_b+(L_b-A_b)$, and expand the $2^r$ terms. Each term has uniform
221
+ mask marginals, even conditional on the point and the requested tuple.
222
+ A nonzero tensor remains nonzero after independent random contractions
223
+ with probability at least $(1-1/q)^r$: at each step a nonzero linear
224
+ map has a kernel of relative size at most $1/q$.
225
+
226
+ We repeatedly use the elementary polynomial zero bound: a nonzero
227
+ polynomial of total degree $d_*$ on $\mathbb F_q^m$ vanishes on at most
228
+ a $d_*/q$ fraction of the grid. For completeness, expand in the last
229
+ variable with leading coefficient of degree at most $d_*-r$ and last
230
+ variable degree $r$. Inductively that coefficient vanishes on at most
231
+ $(d_*-r)/q$ of the earlier coordinates; elsewhere there are at most
232
+ $r$ roots in the last variable. Induction on $m$ proves the bound.
233
+ We apply it also after adjoining the finitely many mask groups.
234
+ Thus any nonzero degree-$O(D+\ell h)$ chart identity, including a
235
+ whole slot list, is detected with constant probability. An ignored
236
+ coordinate group is checked by comparing two independent replacements
237
+ of that group with common uniform other coordinates. Its difference
238
+ is a polynomial; the same bound gives an exact alternative between
239
+ independence and constant rejection probability. Throughout, smoothness
240
+ means bounded marginal density relative to uniform point and mask
241
+ coordinates. Ignored coordinates are independently filled uniformly.
242
+
243
+ Ordinary interpolation on the $H$ digits extends a function on $K_1$
244
+ with individual degrees below $h$ and total degree at most
245
+ $\ell(h-1)$. The punctured cyclic grid requires a different extension.
246
+
247
+ \begin{lemma}[Cyclic lift, including descent at zero]\label{ia:cyclic-lift}
248
+ For $0\le j<M$, write $j=\sum_{t=0}^{\ell-1}j_t h^t$ and define
249
+ \begin{equation}
250
+ \widetilde j=\sum_{b=0}^{\ell-1}j_{vb\bmod\ell}q^b.
251
+ \label{ia:lift-exponent}
252
+ \end{equation}
253
+ Replacing $Z^j$ by $Z^{\widetilde j}$ in interpolation on $C$ gives a
254
+ linear extension to $K$, of coordinate degree at most $\ell(h-1)$.
255
+ For $\mathbb F_q$-valued data this extension has coefficients in
256
+ $\mathbb F_q$ in the chosen coordinates, including its value at zero.
257
+ It commutes with $Z\mapsto xZ$ for every $x\in C$.
258
+ \end{lemma}
259
+
260
+ \begin{proof}
261
+ Modulo $M$ we have $q^b=h^{vb}$ and $h^\ell=1$, hence
262
+ \[
263
+ \widetilde j\equiv
264
+ \sum_b j_{vb\bmod\ell}h^{vb\bmod\ell}=j\pmod M.
265
+ \]
266
+ The two monomials therefore agree on $C$, where the powers
267
+ $1,Z,\ldots,Z^{M-1}$ form the usual interpolation basis. Each map
268
+ $Z\mapsto Z^{q^b}$ is linear over $\mathbb F_q$, so the coordinate
269
+ degree of the lifted monomial is at most $\sum_t j_t\le\ell(h-1)$.
270
+
271
+ Multiplication of $\widetilde j$ by $q$ modulo $q^\ell-1$ cyclically
272
+ rotates its base-$q$ digits. Under \eqref{ia:lift-exponent}, this is
273
+ the permutation $j\mapsto qj\bmod M$. The digit list all of whose
274
+ entries equal $h-1$ is excluded by $j<M$; exponent zero is consequently
275
+ the unique representative of residue zero on $C$. If the original
276
+ interpolant is $\sum_j a_jZ^j$ and its values belong to $\mathbb F_q$,
277
+ uniqueness of interpolation on $C$ gives
278
+ \[
279
+ a_{qj\bmod M}=a_j^q.
280
+ \]
281
+ The digit rotation then proves that its lift $F$ satisfies
282
+ $F(z)^q=F(z)$ for every $z\in K^\times$. At zero, $F(0)=a_0$ and
283
+ $a_0^q=a_0$, so the same assertion holds.
284
+
285
+ The coordinate degree is below $q$ after our cutoff. Conjugating the
286
+ coordinate coefficients by the $q$-power map leaves the values on
287
+ $\mathbb F_q^\ell$ unchanged. Uniqueness of interpolation with
288
+ individual degrees below $q$ forces each coefficient to be fixed by
289
+ that conjugation, and thus to lie in $\mathbb F_q$. Finally
290
+ $x^{\widetilde j}=x^j$ for $x\in C$, which proves the scaling assertion
291
+ on every basis monomial. These arguments apply coefficientwise in any
292
+ additional independent variables.
293
+ \end{proof}
294
+
295
+ \subsection{Canonical certificates for linear conditions}
296
+ \label{ia:linear-certificates}
297
+
298
+ Partial-sum polynomial certificates also appear in Rubinstein's
299
+ construction~\cite[Sections~6.2--6.3]{Rubinstein2016Settling}.
300
+ Here each input chart has its own canonical certificates, and contributions
301
+ from different charts meet only in a tested identity. We require these
302
+ recipes to remain linear in their input chart and, in rotating calls, to
303
+ respect cyclic scaling of the designated variables even when the final
304
+ condition fails.
305
+
306
+ \begin{lemma}[Smooth linear verification]\label{ia:linear-tool}
307
+ Let a fixed finite list of primary native charts, each scalar or with
308
+ one $O(\ell)$ slot axis, be subject to an explicit
309
+ $\mathbb F_q$-linear condition $\mathcal S$ on their full evaluation
310
+ arrays. Its matrix has polynomially many rows and columns, with
311
+ logarithms $O(\ell\log q)$. Coefficient and special-grid conditions
312
+ may be expressed by public linear matrices. A nonrotating call may
313
+ adjoin a separately enforced primary $1$ for affine terms.
314
+
315
+ In a rotating call, at most one full variable in each primary is
316
+ designated to scale by a common $x\in C$. Assume $\mathcal S$ is
317
+ invariant under this simultaneous pullback and imposes the lifted
318
+ shape of Lemma~\ref{ia:cyclic-lift} in every rotating variable. No
319
+ arbitrary noninvariant affine term is allowed in such a call.
320
+
321
+ The condition has a canonical verification construction with the
322
+ following properties.
323
+ \begin{enumerate}
324
+ \item A fixed number of auxiliary families is stored \emph{separately
325
+ for each primary block}. Each has native dimension $O(\ell)$ and at
326
+ most one slot axis of length $O(\ell)$. Its canonical arrays are
327
+ linear in that primary's arrays, also when $\mathcal S$ fails.
328
+ \item Honest input coordinate degree $d_{\rm in}$ produces auxiliary
329
+ degree $O(d_{\rm in}+\ell h)$. A fixed mixture of bounded, smooth
330
+ linear field probes is perfectly complete on legal canonical tuples
331
+ within the degree budgets. On genuine degree-at-most-$D$ polynomial
332
+ tuples, either $\mathcal S$ holds and every auxiliary is canonical, or
333
+ the mixture rejects with a fixed positive probability.
334
+ \item In a rotating call each auxiliary has a new designated full
335
+ variable $R$, and rotating its primary by $x$ changes the auxiliary by
336
+ $R\mapsto xR$. Its canonical recipe has the lifted shape in $R$
337
+ whenever its primary has the required shape, even if final rows fail.
338
+ All canonical arrays and public maps are polynomial-time constructible.
339
+ \end{enumerate}
340
+ \end{lemma}
341
+
342
+ \begin{proof}
343
+ We give the construction, uniqueness, degree, and probe arguments.
344
+
345
+ \paragraph{Why arbitrary scaling factors preserve the linear condition.}
346
+ In a rotating call substitute $RZ$ for the designated variable of a
347
+ primary and denote the resulting chart by $f_R$. An unchanged primary
348
+ stays unchanged. We first show that legal input arrays satisfy
349
+ $\mathcal S$ for every $R\in K$, rather than only for $R\in C$.
350
+ Extend scalars in the evaluation space and its linear subspace
351
+ $\mathcal S$ from $\mathbb F_q$ to $K$. Since $|C|=M$ is odd, it is
352
+ invertible in characteristic two. The character projections
353
+ \[
354
+ \Pi_j=\frac1M\sum_{x\in C}x^{-j}\rho(x)
355
+ \qquad(0\le j<M)
356
+ \]
357
+ for the simultaneous scaling action $\rho$ decompose the space and
358
+ preserve every invariant subspace. On the imposed lift shape, the
359
+ character $j$ is represented by the single exponent $\widetilde j$
360
+ in every rotating primary. Nonrotating components occur in character
361
+ zero. Substitution by $R\ne0$ therefore acts by the scalar
362
+ $R^{\widetilde j}$ on each character space, and preserves the extended
363
+ subspace. At $R=0$ it projects onto character zero, which also preserves
364
+ the subspace. Scaled evaluations of our $\mathbb F_q$-valued chart
365
+ are still $\mathbb F_q$-valued; intersecting with the original
366
+ evaluation space, or using the original defining rows, proves the
367
+ assertion over $\mathbb F_q$.
368
+
369
+ A failed original row fails at $R=1$, so it remains a nonzero polynomial
370
+ condition. Tests requiring the substitution sample $R$ uniformly from
371
+ $K^\times$; this changes a uniform density by at most
372
+ $(1-|K|^{-1})^{-1}$ and keeps primary point marginals uniform. The
373
+ substitution is bilinear in coordinate variables and at most doubles
374
+ total degree. In a nonrotating call omit $R$ everywhere below.
375
+
376
+ \paragraph{Separate row contributions and partial sums.}
377
+ Pad the row set by zero rows to $H^\rho$, with $\rho=O(\ell)$.
378
+ For one primary block with $m_0$ native $q$-coordinates, put $m'=vm_0$.
379
+ An $H$-basis of $\mathbb F_q$ gives a packing map
380
+ \[
381
+ w_{\rm pack}:\mathbb F_q^{m'}\longrightarrow\mathbb F_q^{m_0}.
382
+ \]
383
+ This is a surjective $\mathbb F_q$-linear map whose restriction to
384
+ $H^{m'}$ is a bijection onto $\mathbb F_q^{m_0}$. In particular it
385
+ sends uniform inputs to uniform outputs. For each primary slot $s_0$,
386
+ interpolate that block's public matrix entries as
387
+ $A_{s_0}(I,X)$ on $H^\rho\times H^{m'}$, with individual degrees below
388
+ $h$. Define, for this block only,
389
+ \begin{align}
390
+ p_{m'}(R,I,X)
391
+ &=\sum_{s_0}A_{s_0}(I,X)
392
+ f_{s_0,R}(w_{\rm pack}(X)), \label{ia:linear-top}\\
393
+ p_j(R,I,X_1,\ldots,X_j)
394
+ &=\sum_{x_{j+1},\ldots,x_{m'}\in H}
395
+ p_{m'}(R,I,X_1,\ldots,X_j,x_{j+1},\ldots,x_{m'})
396
+ \quad(0\le j<m'). \label{ia:partial-sums}
397
+ \end{align}
398
+ The top identity requests the primary with the public slot mask
399
+ $(A_{s_0}(I,X))_{s_0}$, made smooth by additive splitting. This is a
400
+ linear probe; the matrix entries are not unknown operands.
401
+
402
+ The final condition is the tested identity
403
+ \begin{equation}
404
+ \sum_{\text{primary blocks }b} p_{0,b}(R,I)=0.
405
+ \label{ia:final-row-sum}
406
+ \end{equation}
407
+ \emph{No chart for this mixed sum is stored.} On legal data it
408
+ vanishes on every $I\in H^\rho$ and every $R\in K$. Its individual
409
+ $I$ degrees are below $h$, and its honest $R$ coordinate degrees are
410
+ below $q$, so this is a polynomial identity. Conversely, its
411
+ vanishing at $R=1$ and at the row grid, with correct partial sums,
412
+ is exactly the original matrix condition.
413
+
414
+ \paragraph{Division enforces all partial sums uniquely.}
415
+ For $1\le j\le m'$ introduce quotient and remainder charts and impose
416
+ \begin{align}
417
+ p_j&=(X_j^h-X_j)Q_j+X_j^{h-1}p_{j-1}+E_j,
418
+ \label{ia:division}\\
419
+ p_{j-1}&\text{ is independent of }X_j,
420
+ \qquad \deg_{X_j}E_j\le h-2. \label{ia:division-bounds}
421
+ \end{align}
422
+ In characteristic two,
423
+ \[
424
+ \sum_{x\in H}x^r=0\quad(0\le r<h-1),\qquad
425
+ \sum_{x\in H}x^{h-1}=1.
426
+ \]
427
+ Here the $r=0$ identity is $h=0$ in the field. The coefficient of
428
+ $X_j^{h-1}$ in the remainder modulo $X_j^h-X_j$ is thus precisely the
429
+ sum of the original polynomial over $X_j\in H$. Euclidean division
430
+ by this monic polynomial uniquely fixes $Q_j$, the top remainder
431
+ coefficient $p_{j-1}$, and $E_j$. Starting at
432
+ \eqref{ia:linear-top}, downward induction fixes all certificates and
433
+ gives \eqref{ia:partial-sums}. Independence from later trailing
434
+ coordinates follows in the same induction.
435
+
436
+ To test the degree restriction without concentrated reads, write
437
+ \begin{equation}
438
+ G_j(R,I,X_{\ne j},U)
439
+ =\sum_{b=0}^{h-2}E_{jb}(R,I,X_{\ne j})U_b,
440
+ \qquad U\in\mathbb F_q^{h-1}, \label{ia:coefficient-chart}
441
+ \end{equation}
442
+ where $E_{jb}$ is the coefficient of $X_j^b$ in $E_j$. Check
443
+ independence from $X_j$, addition in $U$, and homogeneity under a
444
+ uniform nonzero scalar $\lambda\in\mathbb F_q$. Sampling a nonzero
445
+ scalar makes $\lambda U$ uniform; zero homogeneity already follows
446
+ from addition. If these identities are exact, $G_j$ is pointwise
447
+ $\mathbb F_q$-linear in $U$, and uniqueness of reduced interpolation
448
+ makes its polynomial linear in $U$. Now check
449
+ \begin{equation}
450
+ E_j(R,I,X)=G_j(R,I,X_{\ne j},(1,X_j,\ldots,X_j^{h-2})).
451
+ \label{ia:coefficient-evaluation}
452
+ \end{equation}
453
+ The special $U$ tuple is queried as two uniform additive summands.
454
+ Only \emph{after} linearity has been established in the exact-soundness
455
+ case analysis do we use the $O(D+h)$ degree bound for this substitution.
456
+ The earlier linearity discrepancies have degree $O(D)$ and themselves
457
+ have constant gap. Equation~\eqref{ia:coefficient-evaluation} then
458
+ enforces \eqref{ia:division-bounds} and fixes $G_j$ uniquely.
459
+
460
+ \paragraph{A whole list is checked at once.}
461
+ Sampling a single recurrence index would lose a factor $m'$. Instead
462
+ choose a cyclic permutation $\omega$ of the $m'$ scalar coordinates
463
+ so that coordinate $j$ of $\omega^jX$ is one fixed coordinate of $X$.
464
+ Store
465
+ \begin{equation}
466
+ \overline p_j(R,I,X)=p_j(R,I,\omega^jX),
467
+ \qquad
468
+ p_{j-1}(R,I,\omega^jX)
469
+ =\overline p_{j-1}(R,I,\omega X), \label{ia:recurrence-frames}
470
+ \end{equation}
471
+ and store $Q_j,E_j,G_j$ in the equation-$j$ frame, with $U$ unchanged.
472
+ Both public powers in \eqref{ia:division}, and the predecessor
473
+ independence axis in its corresponding frame, are now common across
474
+ all $j$. A uniform mask on the recurrence-index list checks all its
475
+ equations with boundedly many point probes. Endpoint slices and
476
+ predecessor shifts only change the requested linear mask, which is
477
+ split smoothly. The coefficient families use the same $U$ group in
478
+ every slot. If $m'=0$, retain only the unsummed top contribution and
479
+ introduce no division family.
480
+
481
+ \paragraph{Degree, covariance, and exact gap.}
482
+ The top degree is at most
483
+ \begin{equation}
484
+ 2d_{\rm in}+(\rho+m')(h-1). \label{ia:tool-degree}
485
+ \end{equation}
486
+ Monic division by $X_j^h-X_j$, reduction, coefficient extraction, and
487
+ finite summation do not increase total degree. Multiplication by a
488
+ linear $U_b$ costs at most one. This proves the honest degree bound.
489
+ There is a fixed number of families per primary; the growing recurrence
490
+ index is one $O(\ell)$ slot axis, and the additional $U$ domain has
491
+ $h-1\le\ell$ coordinates.
492
+
493
+ First test ignored coordinates and the independence and linearity
494
+ devices. Unless they hold identically, one has a nonzero polynomial
495
+ discrepancy of degree $O(D)$ and constant rejection probability.
496
+ Once they hold, every remaining displayed discrepancy has degree
497
+ $O(D+\ell h)=o(q)$ and a failed slot identity survives a random
498
+ contraction with constant probability. Exact identities give the
499
+ uniqueness just proved and then \eqref{ia:final-row-sum}. A fixed
500
+ mixture of test types therefore has a uniform positive gap. Perfect
501
+ completeness concerns canonical tuples within the budgets; it does not
502
+ claim that every legal primary of degree exactly $D$ has auxiliaries
503
+ of degree at most $D$.
504
+
505
+ For covariance even on invalid inputs, expand a lifted primary after
506
+ substitution over $K$ as
507
+ \[
508
+ f_R=\sum_{j=0}^{M-1}R^{\widetilde j}v_j
509
+ \]
510
+ in its evaluation arrays. All subsequent operations in
511
+ \eqref{ia:linear-top}--\eqref{ia:coefficient-chart} are the same fixed
512
+ linear maps on that primary, independent of $R$. This includes
513
+ division and coefficient extraction, since honest-degree evaluation
514
+ arrays determine the required polynomials by interpolation. These
515
+ maps preserve the exponent list, and rotating the input by $x\in C$
516
+ replaces $R$ by $xR$. No final zero-row identity is used. In particular
517
+ every canonical certificate is defined even when its primary belongs
518
+ to data failing the final condition.
519
+
520
+ Finally, all point substitutions used in these tests are coordinate
521
+ permutations, surjective packing, nonzero scaling, fresh independent
522
+ coordinate replacement, or additive splitting. They have bounded
523
+ point marginals. Requested masks are split. All arrays have
524
+ polynomial size, and every construction operation is finite linear
525
+ algebra on them. This proves the remaining claims.
526
+ \end{proof}
527
+ \subsection{Persistent charts and their dependency tags}
528
+ \label{ia:persistent}
529
+
530
+ Every persistent chart has a canonical recipe $F(c,b;Y)$, possibly
531
+ with one slot axis. At each fixed frame $c$, both its values and its
532
+ coordinate coefficients have an assigned multilinear Boolean degree
533
+ $\kappa_F\le d=3$ in $b$, after reducing by $b_j^2=b_j$. This
534
+ logical degree is different from the coordinate degree bounded by
535
+ $D$. All recipes are defined for every Boolean tape, including tapes
536
+ that fail validity. A recipe either is independent of $c$, or has
537
+ one designated full variable whose scaling realizes $c\mapsto xc$.
538
+
539
+ Give each family a tag in $\{0,1,\ldots,k\}$. A tag-$0$ recipe
540
+ depends only on $c,w,e$ and public data; that public data may include
541
+ the circuit, work addresses, and the port index. A tag-$i$ recipe
542
+ depends only on $c,s_i,e$ and public data fixed by the standardized
543
+ one-port template. It may ignore $s_i$ if it is a certificate created
544
+ inside that template. Call tags compatible if they are equal or one
545
+ of them is zero. After fixing a finite Boolean transition branch,
546
+ tag-$0$ update operands will all have tag $0$, and tag-$i$ update
547
+ operands will have compatible tags.
548
+
549
+ \paragraph{Monomials and the separated validity calls.}
550
+ Use the ordinary full-grid extension for $W_w$ and each $W_{s_i}$,
551
+ and the cyclic lift for $W_e$. Include the constant chart $1$,
552
+ tested against its prescribed value. For all ordered lists of length
553
+ at most $d$ from $\{w,e\}$, and separately from $\{s_i,e\}$ for
554
+ each $i$, include
555
+ \begin{equation}
556
+ W_{g_1,\ldots,g_j}(b;Y_1,\ldots,Y_j)
557
+ =\prod_{r=1}^j W_{g_r}(b;Y_r). \label{ia:monomial-charts}
558
+ \end{equation}
559
+ Repeated types use independent variables. Share the legacy-only
560
+ types. A monomial containing $s_i$ has tag $i$; all other monomials
561
+ have tag $0$. Enforce each nontrivial product by factorization into
562
+ its shorter prefix and last factor on independent native variables,
563
+ together with all ignored-coordinate requirements.
564
+
565
+ Apply the nonrotating linear tool as follows.
566
+ \begin{enumerate}
567
+ \item One tag-$0$ validity call uses the monomials from $\{w,e\}$
568
+ and $1$. It imposes the order-one extension shapes, bitness on the
569
+ grids, the one-hot requirements \eqref{ia:one-hot}, and all blank and
570
+ gate requirements of Lemma~\ref{ia:validity}. Use one work-requirement
571
+ row for each pair (stage, work grid position), with a zero row when
572
+ that position is an occupied copy. Other conditions have fixed
573
+ lists of rows. Circuit data affect matrix entries only.
574
+ \item For each $i$, a separate copy/port call imposes the shape,
575
+ padding, and bitness of $W_{s_i}$, and the copy rows indexed by
576
+ $(c,j)$ for $c\in C$ and $1\le j\le L$. The row is zero when
577
+ the stage index of $c$ is less than $j$. Otherwise it compares
578
+ \begin{equation}
579
+ W_{e,s_i}(c^{-1},\iota(j))
580
+ -W_{e,w}(c^{-1},w_{i,j})=0, \label{ia:separate-copy-row}
581
+ \end{equation}
582
+ where $\iota$ is the common input injection. Primary-list, row-order,
583
+ and padding conventions are identical in every such call. The
584
+ matrix blocks for port-dependent primaries depend only on these
585
+ common stage and source-bit indices. Work destinations occur only
586
+ in the separate $W_{e,w}$ matrix block. Auxiliaries for port-dependent
587
+ blocks receive tag $i$; auxiliaries for the work-side block receive
588
+ tag $0$.
589
+ \end{enumerate}
590
+ For example, bitness is the linear row
591
+ \[
592
+ W_{g,g}(y,y)-W_g(y)=0
593
+ \]
594
+ on represented grid entries. Although its two grid arguments
595
+ coincide, it is verified as a matrix row, not by a concentrated
596
+ unknown-product query. The same representation handles every
597
+ degree-at-most-three Boolean validity term. Extension shapes are
598
+ linear evaluation/interpolation conditions; the cyclic shape is
599
+ $\mathbb F_q$-linear by Lemma~\ref{ia:cyclic-lift}.
600
+
601
+ If these conditions and the factorization identities hold exactly
602
+ on genuine polynomials, order-one grid entries are bits, their
603
+ shapes fix their full extensions, products fix higher monomials,
604
+ and the rows give exactly a valid union-of-stages tape. The linear
605
+ tool fixes each certificate separately. The initial auxiliary
606
+ assigned degrees can all be bounded by $d$, or by the smaller
607
+ degree of their primary when useful. Since every certificate map
608
+ is linear in one primary, the same degree statement holds on
609
+ arbitrary Boolean tapes even when a final validity row is nonzero.
610
+
611
+ Include also a tag-$0$, point-constant output chart
612
+ \begin{equation}
613
+ F_{\rm out}(b)=w[y_{\rm out}]. \label{ia:output-chart}
614
+ \end{equation}
615
+ A separate nonrotating linear call ties it to the designated grid
616
+ entry of $W_w$ and enforces its ignored coordinates. Give it and
617
+ the associated certificates assigned degree one. This output chart
618
+ does not need a critical-address projection for transitions.
619
+
620
+ \paragraph{Frame and clock-times-monomial charts.}
621
+ Let $J_c(X)$ be the cyclic lift of the indicator of $c^{-1}$ on
622
+ $C$. It has tag $0$, assigned degree zero, and
623
+ \begin{equation}
624
+ J_{xc}(X)=J_c(xX). \label{ia:clock-covariance}
625
+ \end{equation}
626
+ Tie it to the legacy chart by
627
+ \begin{equation}
628
+ W_e(X)=J_c(\gamma^\eta X). \label{ia:clock-legacy}
629
+ \end{equation}
630
+ Below, $\eta$ is enforced as a point-constant bit. Equation
631
+ \eqref{ia:clock-legacy} is then a finite choice of two smooth
632
+ polynomial identities. One-hot legacy validity determines a unique
633
+ $c$ and the required pre/post relation, and fixes $J_c$. For every
634
+ monomial $W$, including $1$, include
635
+ \begin{equation}
636
+ T_W(c,b;X,Y)=J_c(X)W(b;Y), \label{ia:clock-monomial}
637
+ \end{equation}
638
+ with independent arguments. It has the same tag and degree tier as
639
+ $W$, and rotates only $X$. Enforce it by factorization.
640
+
641
+ \begin{lemma}[Clock-indexed linear formulas]\label{ia:clock-formula}
642
+ Suppose for each $y\in C$ that $L_y$ is an explicitly given
643
+ $\mathbb F_q$-linear map from selected monomial evaluation arrays
644
+ of logical degree at most $k_0$ to the full native array of a scalar
645
+ or one-slot output. There is a canonical chart, lifted in $Z$, with
646
+ \begin{equation}
647
+ G(c,b;z,\cdot)=L_{cz}(W(b))\quad(z\in C). \label{ia:clock-formula-value}
648
+ \end{equation}
649
+ It rotates only $Z$, and it and its verification auxiliaries have
650
+ assigned degree at most $k_0$. A rotating linear-tool call verifies
651
+ them. The recipes and their covariance hold for all Boolean $b$.
652
+ \end{lemma}
653
+
654
+ \begin{proof}
655
+ Use the needed $T_W$ inputs and the output $G$ as primaries. Impose
656
+ their lifted shapes in the designated variables and the linear rows
657
+ \begin{equation}
658
+ G(z,\cdot)=\sum_{x\in C}L_{x^{-1}z}(T(x,\cdot))
659
+ \quad(z\in C). \label{ia:clock-convolution}
660
+ \end{equation}
661
+ Rows also range over every output evaluation position and slot.
662
+ On canonical $T$ inputs, only $x=c^{-1}$ contributes, giving
663
+ \eqref{ia:clock-formula-value}. The lift shape then determines the
664
+ whole chart uniquely. The row condition is invariant under the
665
+ simultaneous replacement $G(z)\mapsto G(u_0z)$ and
666
+ $T(x)\mapsto T(u_0x)$: setting $x'=u_0x$ changes the map index to
667
+ $(x')^{-1}u_0z$. The shape conditions are invariant too, so
668
+ Lemma~\ref{ia:linear-tool} applies. Every input has logical degree
669
+ at most $k_0$; interpolation and all per-primary certificate operations
670
+ are linear and preserve that degree. Covariance follows first on
671
+ $C$ and then by uniqueness of the lift, and for the auxiliaries by
672
+ the last part of the linear tool. No validity row on $b$ was used.
673
+ Public clock-dependent terms are supplied through $T_1=J_c$, keeping
674
+ the rotating condition linear.
675
+ \end{proof}
676
+
677
+ Apply this lemma to a fixed list, for fixed $k$, of critical addresses
678
+ needed by either transition direction. A critical output chart has
679
+ only the variable $Z$ and gives at $z\in C$ the required logical read
680
+ or rule bit for absolute frame $cz$. For each port, make a separate
681
+ tag-$i$ read chart that reads $s_i[j]$ during initial copy step $j$
682
+ and is identically zero on every other step. This is a standardized
683
+ degree-one call independent of all subsequent computation. Work
684
+ reads have separate tag-$0$ charts, defined as zero when inactive;
685
+ there are a bounded number per write slot for old and operand reads.
686
+ Phase, gate, activity, and wrap-disable bits use tag-$0$ degree-zero
687
+ calls. Fix their numbers and tiers by the rule basis and write-slot
688
+ bound, padding inactive roles. Their public values and work address
689
+ maps may depend on the circuit.
690
+
691
+ Every auxiliary of a tag-$0$ clock call has tag $0$. Every auxiliary
692
+ of a standardized tag-$i$ clock call has tag $i$, even an auxiliary
693
+ for a shared legacy-only or public $T$ primary in that call. The
694
+ shared primary itself retains its base tag and formula. This
695
+ distinction between an input's tag and the ancestry of its
696
+ per-call certificate is part of the construction.
697
+
698
+ A fixed-frame tape edit must update every persistent chart, including the
699
+ certificates introduced to verify other charts. Its effect on a chart
700
+ $F$ is the difference
701
+ \[
702
+ F(c,b+h_\sigma(c);Y)-F(c,b;Y).
703
+ \]
704
+ For a positive-tier chart we store this difference in a new chart with a
705
+ clock variable $Z$, whose restriction at $Z=1$ gives the required change.
706
+ Taking a Boolean difference lowers the logical degree. We can also store the
707
+ changes of this new chart and its certificates, stopping after at most
708
+ three levels. The construction below supplies these polynomial charts;
709
+ the projection stacks in Section~\ref{ia:projection-stacks} will realize
710
+ the restriction at $Z=1$ without a concentrated point read.
711
+
712
+ \begin{lemma}[Derivative closure for all persistent families]
713
+ \label{ia:derivative-closure}
714
+ The persistent system can be closed under every required fixed-frame
715
+ Boolean edit, including edits to verification auxiliaries, with a
716
+ fixed number of families for fixed $k$. Each has at most one
717
+ $O(\ell)$ slot axis, native dimension $O(\ell)$, honest coordinate
718
+ degree $O(\ell h)$, and assigned logical degree at most three. The
719
+ closure and its polynomial-time canonical recipes are defined on
720
+ invalid Boolean tapes as well.
721
+ \end{lemma}
722
+
723
+ \begin{proof}
724
+ Let $F$ have positive assigned tier $k_0$. For every required flip
725
+ mask, retain its native variables $Y$ and slots, adjoin a new full
726
+ variable $Z$, and prescribe on the cyclic grid
727
+ \begin{equation}
728
+ G_F^\sigma(c,b;z,Y)
729
+ =F(cz,b+h_\sigma(cz);Y)-F(cz,b;Y),\qquad z\in C.
730
+ \label{ia:derivative}
731
+ \end{equation}
732
+ Extend in $Z$ by the cyclic lift. Both parent terms are evaluated
733
+ in frame $cz$; the parent's existing argument coordinates remain
734
+ exactly $Y$. A tag-$0$ parent uses the full flip alphabet
735
+ \eqref{ia:flip-mask}. For a tag-$i$ parent, only the two legacy
736
+ coefficients matter: the input bits $s_i$ are never written and
737
+ work bits are absent from its recipe. Use the fixed four masks
738
+ \begin{equation}
739
+ h_\chi(y)=\chi_1\mathbf 1_{e_{y^{-1}}}
740
+ +\chi_2\mathbf 1_{e_{(\gamma y)^{-1}}},
741
+ \qquad \chi\in\{0,1\}^2, \label{ia:port-flip-mask}
742
+ \end{equation}
743
+ independent of $k$ and $i$.
744
+
745
+ For a squarefree monomial, a fixed Boolean translation gives
746
+ \begin{equation}
747
+ \prod_{j\in S}(b_j+h_j)-\prod_{j\in S}b_j
748
+ =\sum_{T\subsetneq S}\left(\prod_{j\in T}b_j\right)
749
+ \left(\prod_{j\in S\setminus T}h_j\right).
750
+ \label{ia:degree-drop}
751
+ \end{equation}
752
+ Thus \eqref{ia:derivative} has logical degree at most $k_0-1$.
753
+ Lifting its new variable adds at most $\ell(h-1)$ to its coordinate
754
+ degree. For each absolute frame $y$, output evaluation point, and
755
+ inherited slot, the derivative is a known linear combination of
756
+ grid monomials of degree at most $k_0-1$: from $\{w,e\}$ for tag
757
+ $0$, or from $\{s_i,e\}$ for tag $i$.
758
+
759
+ These coefficients are computed from the \emph{canonical parent
760
+ recipe}, not from the presently supplied parent table. An explicit
761
+ method is bounded-degree Boolean interpolation. For a multilinear
762
+ function $P$ of degree at most $r$ on a universe of $N$ bits, its
763
+ coefficient on $S$, $|S|\le r$, is
764
+ \begin{equation}
765
+ [b_S]P=\sum_{T\subseteq S}(-1)^{|S|-|T|}P(\mathbf 1_T).
766
+ \label{ia:boolean-inversion}
767
+ \end{equation}
768
+ In characteristic two the signs are all one. Use this on the
769
+ right side of \eqref{ia:derivative}, which is computable on every
770
+ Boolean argument, including translated invalid tapes. There are
771
+ only $\sum_{j\le r}\binom Nj=\poly(n')$ required subsets, because
772
+ $r\le3$ and $N=\poly(n')$. For tag $i$ the interpolation universe
773
+ is the common ordered list of its $L$ source bits and $M$ legacy
774
+ bits, with no work coordinates. Interpret the resulting coefficients
775
+ as public maps $L_y$ on the permitted monomial arrays.
776
+
777
+ Apply Lemma~\ref{ia:clock-formula} using only inputs through tier
778
+ $k_0-1$. The output derivative and every newly introduced auxiliary
779
+ receive that tier and the parent's tag. In particular a certificate
780
+ for a shared tag-$0$ $T$ input in this positive call receives the
781
+ positive ancestry tag. The derivative rotates only its new variable,
782
+ since on the grid
783
+ \[
784
+ G_F^\sigma(u_0c,b;z,Y)=G_F^\sigma(c,b;u_0z,Y),
785
+ \]
786
+ and lift uniqueness extends this to $K$. Its older parent variables
787
+ are not additionally scaled under a frame change. Each verification
788
+ auxiliary instead rotates its own new $R$, as proved by the linear
789
+ tool.
790
+
791
+ Repeat this operation for every added positive-tier family, including
792
+ derivatives and all their proof families. Every descendant call
793
+ strictly lowers its assigned tier, whether or not its actual degree
794
+ was already smaller. The recursion ends after at most three levels.
795
+ A family has only finitely many children for fixed $k$. A derivative
796
+ inherits its parent's single slot axis; a verification auxiliary uses
797
+ its own recurrence-index axis rather than tensoring it with primary
798
+ slots. Consequently the number of families is fixed, their native
799
+ dimensions and slot lengths remain $O(\ell)$, and their coordinate
800
+ degrees remain $O(\ell h)$. Tier-zero charts require no derivative
801
+ for a fixed-frame Boolean edit.
802
+
803
+ All maps have polynomial construction cost: there are polynomially
804
+ many frames, evaluations, slots, monomials, and rows, and only a
805
+ fixed number of recursive levels. Finite sums, monic division,
806
+ coefficient extraction, and interpolation are fixed linear operations
807
+ on each primary array. They neither create a further logical product
808
+ nor import another primary's dependency. This remains true when the
809
+ final row sum fails, by Lemma~\ref{ia:linear-tool}. The asserted
810
+ invalid-tape recipes and their degree bounds follow as well.
811
+ \end{proof}
812
+
813
+ \begin{lemma}[Literal positive-port ancestry]\label{ia:port-ancestry}
814
+ There are deterministic local call and ancestry conventions such that
815
+ the entire tag-$i$ construction in an actual $k$-port graph is
816
+ identical, after renaming $s_i$ to $s$, to the positive-tag construction
817
+ in the one-port template with the same $L,n'$ and field parameters.
818
+ The agreement includes primary lists, row indexing and zero padding,
819
+ packing maps, all auxiliary and derivative families, native dimensions,
820
+ slot orders, and canonical arrays whenever $(c,e,s_i)=(c,e,s)$.
821
+ It holds independently of the actual work destinations, $k$, and $f$.
822
+ \end{lemma}
823
+
824
+ \begin{proof}
825
+ Choose row lists, their order, and zero padding separately for each
826
+ call's local template. Do not choose a row dimension by maximizing
827
+ over all calls in the actual graph. In each copy/port call use the
828
+ same input-shape rows, bitness rows, and $(c,j)$ copy rows, and the
829
+ same full primary-list conventions. Although the work-side matrix
830
+ depends on $w_{i,j}$, its dimensions do not. This makes all
831
+ port-dependent primary blocks literal copies of their dummy blocks.
832
+
833
+ For a concrete example, consider $W_{e,s_i}$ in
834
+ \eqref{ia:separate-copy-row}. Its matrix $A_{e,s}(I,X)$ knows the
835
+ stage and the source position $\iota(j)$, and has no reference to
836
+ $w_{i,j}$. That destination appears only in the separate
837
+ $A_{e,w}$ block. The top formula for its positive certificate is
838
+ \[
839
+ p_{m',e,s}(I,X)
840
+ =A_{e,s}(I,X)W_{e,s_i}(w_{\rm pack}(X)),
841
+ \]
842
+ with the evident slot contraction when needed. Its row padding,
843
+ packing, recurrence permutation, recurrence-index order, and
844
+ coefficient-vector domain are therefore exactly those of the
845
+ one-port construction. Each partial sum, quotient, remainder, and
846
+ coefficient chart uses that block alone. The equality with the
847
+ work-side contribution is tested only in \eqref{ia:final-row-sum};
848
+ there is no mixed stored chart from which work addresses could
849
+ enter this positive family.
850
+
851
+ The critical source-bit calls agree directly, since they use the
852
+ same initial-copy address rule and the same zero rule thereafter.
853
+ For the remaining families, induct on positive ancestry. If a
854
+ parent's recipe and native layout agree, its derivative uses exactly
855
+ the same restricted mask \eqref{ia:port-flip-mask}. Its values on
856
+ every subset in \eqref{ia:boolean-inversion}, including translated
857
+ invalid inputs, are identical in the two templates. Hence its maps
858
+ $L_y$ are identical. Make each derivative call separately by parent
859
+ type and mask, with the fixed allowed lower-tier monomial list, full
860
+ output-equality rows, shape rows, deterministic order, and local
861
+ padding. Its output and every per-primary auxiliary then agree
862
+ literally by the linear-tool formulas. This includes auxiliaries
863
+ whose primary is a shared legacy-only or constant $T$ chart: the
864
+ input formula is common and the auxiliary's own call matrix is the
865
+ standardized positive one. These auxiliary families are themselves
866
+ parents in the induction. Strictly decreasing tiers terminate it.
867
+
868
+ Keep descendants from distinct standardized calls separate, without
869
+ coalescing them differently with circuit-dependent tag-$0$ families.
870
+ Additional full work masks and additional tag-$0$ calls then create
871
+ separate branches and do not change any positive branch. The
872
+ construction does not use validity to establish this correspondence.
873
+ \end{proof}
874
+
875
+ \begin{lemma}[A common dimension and inherited full labels]
876
+ \label{ia:placements}
877
+ The common point domain $K^u$ and all per-chart dimension bounds can
878
+ be fixed before $k$. Persistent charts can be placed in it so that
879
+ every derivative preserves all its parent's labels and slot order
880
+ and adds an unused whole label for its new variable. Corresponding
881
+ positive families have identical placements. For each fixed $k,L$,
882
+ all actual graph family and slot layouts can be fixed independently
883
+ of the size-bounded circuit's values and wiring.
884
+ \end{lemma}
885
+
886
+ \begin{proof}
887
+ Initially a monomial uses at most $d$ full variables and a $T$ chart
888
+ one more. Base linear calls have native dimension $O_d(\ell)$.
889
+ Their row counts are bounded by $q^{C\ell}$ for an absolute fixed
890
+ $C$ independent of $k$: the work grid, clock grid, input length, and
891
+ stage count are at most $h^\ell$, and shape conditions are polynomial
892
+ in the corresponding full evaluation sizes. Occupied-copy calls
893
+ are separate, so their number does not enter an individual row
894
+ dimension. They use fixed stage/source-index lists.
895
+
896
+ For a derivative call on a parent of $m_0$ native coordinates and
897
+ one possible slot axis, its output, shape, and clock-equality rows
898
+ have size polynomial in $q^{m_0+C\ell}$, with a fixed exponent.
899
+ Its permitted monomial input list is fixed by its tag and tier.
900
+ Different masks have separate calls. Therefore $\rho/\ell$, the
901
+ new native dimension divided by $\ell$, and the new slot length
902
+ divided by $\ell$ are bounded by a fixed multiple of one plus the
903
+ corresponding parent bounds. Digit unpacking contributes the fixed
904
+ factor $v$; the coefficient-vector domain contributes at most
905
+ $h-1\le\ell$ coordinates. Iterating through the at most three
906
+ tier drops gives an absolute bound $C_{\rm dim}\ell$, independent
907
+ of the number of calls or ports.
908
+
909
+ Choose $u$ to accommodate this bound and at most $d+1$ additional
910
+ whole labels along an inherited derivative-axis chain. Put every
911
+ full $K$ variable in a whole label, and pack remaining native
912
+ $q$-coordinates into additional labels, ignoring their padding.
913
+ An initial chart or a new verification auxiliary is a placement
914
+ root; unrelated roots may reuse labels according to their native
915
+ templates. A derivative retains exactly its parent's placements
916
+ and chooses a deterministically first unused whole label for its
917
+ new variable. Repeat along that chain. No labels have to be
918
+ globally disjoint across all ports: tests between unrelated charts
919
+ assemble their native arguments separately and fill ignored
920
+ coordinates uniformly. Enforce all ignored-coordinate conditions.
921
+ These deterministic choices depend only on local templates and
922
+ ancestry, proving positive-family agreement.
923
+
924
+ For tag-$0$ calls at fixed $k,L$, use the full uniform
925
+ (stage, work-position) validity list, fixed critical-read roles and
926
+ tiers, the full fixed flip alphabet for every parent, and the
927
+ allowed monomial, shape, and output lists fixed by domain and tier.
928
+ Only matrix entries and rule values vary with the circuit. This
929
+ makes the entire actual layout independent of circuit wiring, as
930
+ claimed.
931
+ \end{proof}
932
+ \subsection{Projection stacks and their exact tests}\label{ia:projection-stacks}
933
+
934
+ Critical reads and tape edits require algebraic restrictions of charts
935
+ with one or more full labels set to $1$. Reading these special points
936
+ directly would not preserve a uniform point marginal. Instead we
937
+ express each restriction as a sum of invertible affine pullbacks and
938
+ store the affine-pulled values in slots. The progress coordinate $t$
939
+ specifies which of these slots are active. At full progress, summing
940
+ over the new stack axes will give the required restriction; changing
941
+ progress will use bounded slot shifts and affine pulls.
942
+
943
+ Give each critical address output its clock-formula variable as a
944
+ projection axis. Other initial persistent charts, including all
945
+ verification auxiliaries, start with no projection axes. A derivative
946
+ inherits its parent's axes, with their exact labels, and adds its new
947
+ outer variable. New verification auxiliaries again start with no
948
+ axes. Denote the resulting set by $A_F$; its size is at most $d+1$.
949
+
950
+ Fix a generator $g$ of $\mathbb F_q^\times$. For a full label
951
+ $\alpha$, let $D_\alpha$ be pullback by
952
+ \begin{equation}
953
+ Z_\alpha\longmapsto 1+g(Z_\alpha-1). \label{ia:dilation}
954
+ \end{equation}
955
+ This is an invertible $K$-affine map on the common domain.
956
+
957
+ \begin{lemma}[Projection by full-label dilations]\label{ia:projection}
958
+ If the coordinate degree in label $\alpha$ is below $q-1$, then
959
+ \begin{equation}
960
+ \sum_{r=0}^{q-2}D_\alpha^r F
961
+ =F\big|_{Z_\alpha=1}, \label{ia:projection-identity}
962
+ \end{equation}
963
+ where the right side ignores that label. Dilations on distinct
964
+ full labels commute.
965
+ \end{lemma}
966
+
967
+ \begin{proof}
968
+ Center the $\mathbb F_q$ coordinates of $Z_\alpha$ at the coordinate
969
+ vector of $1\in K$. Decompose $F$ into parts homogeneous of degree
970
+ $r$ in the centered coordinates. Their sums under all nonzero
971
+ scalar dilations have multiplier
972
+ \[
973
+ \sum_{j=0}^{q-2}g^{jr}
974
+ =\begin{cases}1,&r=0,\\0,&0<r<q-1.\end{cases}
975
+ \]
976
+ For $r=0$ this is $q-1=1$ in characteristic two, and for positive
977
+ $r$ it is a geometric sum with ratio different from one. Thus
978
+ only the constant homogeneous part remains. Pullbacks on disjoint
979
+ labels commute by direct substitution.
980
+ \end{proof}
981
+
982
+ \paragraph{Mode and progress marker.}
983
+ Represent $\eta$ by a point-constant scalar chart. Enforce constancy,
984
+ then membership in $\mathbb F_2\cdot1$ by random additive binary
985
+ forms annihilating $1$. A value outside this subspace is detected
986
+ with probability $1/2$; on the subspace, a fixed form sending $1$
987
+ to $1$ reads the bit.
988
+
989
+ Let $N=B^a$. Represent progress by a point-constant marker tensor
990
+ $M^{\rm mark}_j$, with $a$ radix axes of length $B$, indexing
991
+ $0\le j<N$. At $t=0$ it is zero; at $t>0$ it is one-hot at $t-1$.
992
+ After constancy is enforced, test with independent uniform separable
993
+ masks $L,L'$ the identity
994
+ \begin{equation}
995
+ (L\cdot M^{\rm mark})(L'\cdot M^{\rm mark})
996
+ =(LL')\cdot M^{\rm mark}, \label{ia:marker-identity}
997
+ \end{equation}
998
+ where each axis of $LL'$ is an entrywise product. Expanding in the
999
+ separate mask variables, exactness says
1000
+ $M_j^{\rm mark}M_{j'}^{\rm mark}=0$ for $j\ne j'$ and
1001
+ $(M_j^{\rm mark})^2=M_j^{\rm mark}$ for each $j$. Hence the tensor
1002
+ is zero or has exactly one coefficient equal to one. A nonzero
1003
+ discrepancy is a polynomial of bounded mask degree and is detected
1004
+ with constant probability. Enforce zero support for
1005
+ \begin{equation}
1006
+ q-1\le j<N. \label{ia:marker-padding}
1007
+ \end{equation}
1008
+ This range is a union of at most $a+1$ radix rectangles: compare
1009
+ digits from the most significant end, separating the first larger
1010
+ digit and the boundary itself. Masked restrictions check every
1011
+ rectangle with boundedly many probes. The remaining possibilities
1012
+ are exactly $t\in\{0,\ldots,q-1\}$. Both mode and marker have
1013
+ tag $0$.
1014
+
1015
+ For each persistent $F$ and each nonempty $S\subseteq A_F$, include
1016
+ a stack with the same tag, point placements, and inherited slots as
1017
+ $F$, and $a$ additional radix slot axes for each $\alpha\in S$.
1018
+ Its intended formula is
1019
+ \begin{equation}
1020
+ C^S_{F,\mathbf j}(c,b,\eta,t;Y)=
1021
+ \begin{cases}
1022
+ \displaystyle\left(\prod_{\alpha\in S}
1023
+ D_\alpha^{t-1-j_\alpha}\right)F(c,b;Y),
1024
+ &j_\alpha<t\text{ for every }\alpha\in S,\\[2pt]
1025
+ 0, &\text{otherwise},
1026
+ \end{cases}
1027
+ \qquad C_F^\varnothing=F. \label{ia:stack-formula}
1028
+ \end{equation}
1029
+ Indices run through $0,\ldots,N-1$ on each integer axis.
1030
+
1031
+ \begin{lemma}[Canonical stacks and bounded radix probes]\label{ia:stacks}
1032
+ For a legal marker, the stacks are uniquely characterized by a fixed
1033
+ number of types of bounded-probe polynomial identities. These tests
1034
+ are perfectly complete and have constant exact gap on
1035
+ degree-at-most-$D$ polynomials. Their only unknown products are
1036
+ marker times smaller-stack products, with independent full operand
1037
+ point marginals and compatible tags. All slot shifts, restrictions,
1038
+ and boundary slices have bounded separable-mask expansions.
1039
+ \end{lemma}
1040
+
1041
+ \begin{proof}
1042
+ For each nonempty $S$, fix one $\alpha\in S$ and require
1043
+ \begin{equation}
1044
+ C^S_{F,(j_\alpha,\mathbf j_-)}
1045
+ =D_\alpha C^S_{F,(j_\alpha+1,\mathbf j_-)}
1046
+ +M^{\rm mark}_{j_\alpha}
1047
+ C^{S\setminus\{\alpha\}}_{F,\mathbf j_-},
1048
+ \label{ia:stack-recurrence}
1049
+ \end{equation}
1050
+ with the upper boundary at $j_\alpha=N$ defined to be zero.
1051
+ For fixed $\mathbf j_-$ this is triangular downward in $j_\alpha$.
1052
+ If the marker is zero its only solution is zero. If it is one-hot
1053
+ at $t-1$, its solution is
1054
+ \[
1055
+ C^S_{F,(j_\alpha,\mathbf j_-)}
1056
+ =\begin{cases}
1057
+ D_\alpha^{t-1-j_\alpha}
1058
+ C^{S\setminus\{\alpha\}}_{F,\mathbf j_-},
1059
+ &j_\alpha<t,\\
1060
+ 0, &j_\alpha\ge t.
1061
+ \end{cases}
1062
+ \]
1063
+ Induction on $|S|$ gives exactly \eqref{ia:stack-formula}.
1064
+
1065
+ Here are explicit slot formulas for the shift, including boundary
1066
+ handling. Use little-endian radix digits
1067
+ $j=\sum_{s=0}^{a-1}j_sB^s$ and let
1068
+ $\lambda_L(j)=\prod_{s=0}^{a-1}L_s[j_s]$. With out-of-range
1069
+ coefficients zero,
1070
+ \begin{align}
1071
+ \sum_{j=0}^{N-1}\lambda_L(j)C_{j+1}
1072
+ &=\sum_{r=0}^{a-1}L^{(r,+)}\cdot C,
1073
+ \label{ia:radix-plus}\\
1074
+ L_s^{(r,+)}[d]
1075
+ &=\begin{cases}
1076
+ L_s[B-1]\mathbf1_{d=0},&s<r,\\
1077
+ \mathbf1_{d\ge1}L_r[d-1],&s=r,\\
1078
+ L_s[d],&s>r,
1079
+ \end{cases} \nonumber\\
1080
+ \sum_{j=0}^{N-1}\lambda_L(j)C_{j-1}
1081
+ &=\sum_{r=0}^{a-1}L^{(r,-)}\cdot C,
1082
+ \label{ia:radix-minus}\\
1083
+ L_s^{(r,-)}[d]
1084
+ &=\begin{cases}
1085
+ L_s[0]\mathbf1_{d=B-1},&s<r,\\
1086
+ \mathbf1_{d\le B-2}L_r[d+1],&s=r,\\
1087
+ L_s[d],&s>r.
1088
+ \end{cases} \nonumber
1089
+ \end{align}
1090
+ Indeed the first pullback mask on index $k>0$ is
1091
+ $\lambda_L(k-1)$. Partition $k$ by its least digit $r$ which is
1092
+ nonzero; precisely the lower digits borrow. The second pullback
1093
+ is $\lambda_L(k+1)$ for $k<N-1$; partition by the least digit below
1094
+ $B-1$. Overflow is absent in both formulas. Slicing at zero is
1095
+ a single separable restriction, and interval restrictions use the
1096
+ bounded rectangle decomposition used in \eqref{ia:marker-padding}.
1097
+ Tensoring these expansions over the bounded number of stack axes
1098
+ still gives a bounded number of separable masks. Split every
1099
+ requested mask additively as in \eqref{ia:contraction}.
1100
+
1101
+ Contract the entire identity \eqref{ia:stack-recurrence} over all
1102
+ slots. The last term factors into a contraction of the marker on
1103
+ axis $\alpha$ and a contraction of the smaller stack on its other
1104
+ axes and inherited slots. In the exact-soundness analysis marker
1105
+ constancy has already been imposed, so its full point can be sampled
1106
+ independently of the smaller stack point. This retains perfect
1107
+ completeness on canonical data. If the recurrence is not an
1108
+ identity, its discrepancy has point degree at most $2D$ and bounded
1109
+ mask degree, giving constant rejection probability. Honest stacks
1110
+ are affine pullbacks of persistent charts or zero, so they have the
1111
+ same honest coordinate degree. Marker tag $0$ is compatible with
1112
+ every parent tag. This proves all claims.
1113
+ \end{proof}
1114
+
1115
+ \subsection{Exact validation and locally encoded evolution}
1116
+ \label{ia:validation-and-evolution}
1117
+
1118
+ \begin{lemma}[Exact algebraic validity]\label{ia:exact-validator}
1119
+ For each fixed $k$ there is a fixed finite mixture of bounded-probe
1120
+ tests with perfect completeness on canonical extended labels and a
1121
+ uniform constant gap on genuine degree-at-most-$D$ polynomial
1122
+ families. Passing all identities is equivalent to being the unique
1123
+ canonical tuple of a valid extended label. The gap is independent
1124
+ of $L$ past the fixed cutoff and uniform over the allowed circuit
1125
+ coefficients. Linear probes have bounded point and mask density.
1126
+ Every unknown product has compatible tags and can be queried with
1127
+ independent full point marginals for its two operands.
1128
+ \end{lemma}
1129
+
1130
+ \begin{proof}
1131
+ The tests just constructed constitute a fixed number of family
1132
+ types for fixed $k$; growing slot lists are checked by whole
1133
+ contractions. We prove exact soundness in an order that licenses
1134
+ all substitutions. First consider ignored-coordinate requirements,
1135
+ mode and marker constancy, and the independence and coefficient
1136
+ linearity devices of every linear tool. If one fails, its direct
1137
+ test has constant gap. Otherwise these are exact polynomial
1138
+ identities. Monomial factorization and the nonrotating base calls
1139
+ then force a Boolean tape, all its monomial extensions, its
1140
+ union-of-stages validity, its output chart, and the canonical
1141
+ per-primary certificates. Mode and marker membership give unique
1142
+ $\eta$ and $t$. The legacy identity \eqref{ia:clock-legacy}
1143
+ forces the unique frame $c$ and fixes $J_c$; clock-monomial
1144
+ factorizations fix all $T_W$.
1145
+
1146
+ Now apply the clock-formula calls in construction order. Their
1147
+ uniqueness fixes each critical output, each derivative, and every
1148
+ auxiliary. A derivative's rows were computed from a prescribed
1149
+ parent recipe; the proof never treats an unverified parent table
1150
+ as an additional oracle for those rows. The strictly decreasing
1151
+ tier construction is therefore acyclic. Finally the triangular
1152
+ stack identities give \eqref{ia:stack-formula}. Hence exactness
1153
+ of all identities gives precisely a valid label's canonical tuple.
1154
+ Conversely every valid label satisfies every identity for every
1155
+ random choice in the support.
1156
+
1157
+ If exactness fails, the first failed identity in this ordering has
1158
+ point degree $O(D+\ell h)$ after the stated preliminary devices
1159
+ and bounded degree in its mask variables. The polynomial zero and
1160
+ contraction bounds give a uniform positive rejection probability.
1161
+ Taking the minimum over the fixed mixture gives the asserted gap.
1162
+ Honest degrees are $O(\ell h)<D$ eventually, also after any later
1163
+ fixed-factor enlargement of the point domain. The constants in
1164
+ these degree bounds and in the finite family list depend on fixed
1165
+ templates, not on the values of public circuit coefficients.
1166
+
1167
+ For the product claim, the only possibilities are monomial
1168
+ factorizations, $J_cW$ factorizations, marker membership, and marker
1169
+ times smaller stack. In a factorization, choose the two native
1170
+ operand arguments independently, assemble the output's relevant
1171
+ groups from them, and independently fill all ignored coordinates.
1172
+ Even repeated operand types then have independent full operand
1173
+ points. The relevant output groups are independent uniform too.
1174
+ For marker products use independent points, justified by the
1175
+ earlier constancy step. Every such pair has compatible tags by
1176
+ construction. Bitness, diagonal grid entries, copy equalities,
1177
+ and all other correlated grid uses are linear matrix rows, so they
1178
+ require no concentrated unknown-product query. The linear tool's
1179
+ packing, permutation, and splitting probes have bounded individual
1180
+ point density. Dependent or prescribed masks, including those
1181
+ inside products, are smoothed by fresh independent axis splittings.
1182
+ These observations prove the stated probe interface.
1183
+ \end{proof}
1184
+
1185
+ \begin{lemma}[All neighbor coordinates evolve by bounded affine pulls]
1186
+ \label{ia:evolution}
1187
+ For canonical valid data, edge existence and the transition branch
1188
+ in either direction are determined using only mode, empty/full
1189
+ marker comparisons, and boundedly many critical projected bits at
1190
+ full progress. Equality decisions can have any prescribed fixed
1191
+ error probability by a fixed number of repetitions. Once the
1192
+ finite Boolean branch is fixed, every requested contraction in the
1193
+ neighbor tuple is a bounded public linear sum of contractions in
1194
+ the current tuple at invertible $K$-affine pullbacks of the common
1195
+ point. Its coefficients and slot pulls depend on the branch,
1196
+ requested masks, and public data, but not on the point, row index,
1197
+ or further hidden values. Tag-$0$ updates use only tag $0$;
1198
+ tag-$i$ updates use only compatible types.
1199
+ \end{lemma}
1200
+
1201
+ \begin{proof}
1202
+ We give formulas for each transition, including the boundaries.
1203
+ Write $C^{S,t}_{F,\mathbf j}$ for the stack at progress $t$.
1204
+
1205
+ \paragraph{Progress increase and decrease.}
1206
+ On increasing from $0$ to $1$, initialize every nonempty stack by
1207
+ \begin{equation}
1208
+ C^{S,1}_{F,\mathbf j}
1209
+ =\mathbf1_{\mathbf j=\mathbf0}F,
1210
+ \qquad M^{\rm mark,new}_j=\mathbf1_{j=0}. \label{ia:increase-zero}
1211
+ \end{equation}
1212
+ For $0<t<q-1$, and $\mathbf j$ in the padded radix range, let
1213
+ $Z(\mathbf j)=\{\alpha\in S:j_\alpha=0\}$ and put
1214
+ $k_\alpha=0$ for $\alpha\in Z(\mathbf j)$ and
1215
+ $k_\alpha=j_\alpha-1$ otherwise. Then
1216
+ \begin{equation}
1217
+ C^{S,t+1}_{F,\mathbf j}
1218
+ =\left(\prod_{\alpha\in Z(\mathbf j)}D_\alpha\right)
1219
+ C^{S,t}_{F,\mathbf k},\qquad
1220
+ M^{\rm mark,new}_j=M^{\rm mark,old}_{j-1}, \label{ia:increase-positive}
1221
+ \end{equation}
1222
+ with zero padding. For $j_\alpha>0$, the old exponent is
1223
+ $t-1-(j_\alpha-1)=t-j_\alpha$, as required; for $j_\alpha=0$,
1224
+ one extra dilation gives exponent $t$. Old inactive coefficients
1225
+ remain zero. Partitioning by $Z(\mathbf j)$ and using the radix
1226
+ pull formulas implements this with boundedly many mask operations.
1227
+ For a decrease from $t>0$, the formula is simply
1228
+ \begin{equation}
1229
+ C^{S,t-1}_{F,\mathbf j}
1230
+ =C^{S,t}_{F,(j_\alpha+1)_{\alpha\in S}},\qquad
1231
+ M^{\rm mark,new}_j=M^{\rm mark,old}_{j+1}. \label{ia:decrease}
1232
+ \end{equation}
1233
+ Its exponent is $t-1-(j_\alpha+1)=t-2-j_\alpha$ and its support
1234
+ is $j_\alpha<t-1$. In particular $t=1$ produces empty stacks
1235
+ and a zero marker. Persistent data remain fixed during these
1236
+ progress transitions.
1237
+
1238
+ \paragraph{Critical readings and full-progress edits.}
1239
+ At $t=q-1$, for a critical chart $F$ with projection axis $\alpha$,
1240
+ \begin{equation}
1241
+ \sum_{j=0}^{N-1}C^{\{\alpha\}}_{F,j}
1242
+ =\sum_{j=0}^{q-2}D_\alpha^{q-2-j}F
1243
+ =F\big|_{Z_\alpha=1}. \label{ia:critical-projection}
1244
+ \end{equation}
1245
+ All-ones radix masks perform this sum. A critical output ignores
1246
+ every other native group, so the result is a constant-in-point
1247
+ logical or public rule bit. Lemma~\ref{ia:validity} therefore
1248
+ determines the edit mask from finitely many such bits.
1249
+
1250
+ Fix that mask and direction. For every positive-tier parent $F$
1251
+ and every $S\subseteq A_F$, including $S=\varnothing$, add the
1252
+ increment
1253
+ \begin{equation}
1254
+ \Delta C^S_{F,\mathbf j}
1255
+ =\sum_{r=0}^{N-1}
1256
+ C^{S\cup\{\alpha_{\rm new}\}}_{G_F^\sigma,(\mathbf j,r)}.
1257
+ \label{ia:edit-increment}
1258
+ \end{equation}
1259
+ For a positive port parent use its corresponding legacy mask
1260
+ $\chi$. For active old indices, commuting all inherited-label
1261
+ dilations with projection on the new label gives
1262
+ \begin{align}
1263
+ \Delta C^S_{F,\mathbf j}
1264
+ &=\left(\prod_{\alpha\in S}D_\alpha^{q-2-j_\alpha}\right)
1265
+ G_F^\sigma(c,b;1,Y) \label{ia:edit-calculation}\\
1266
+ &=\left(\prod_{\alpha\in S}D_\alpha^{q-2-j_\alpha}\right)
1267
+ \bigl(F(c,b+h_\sigma(c);Y)-F(c,b;Y)\bigr).
1268
+ \nonumber
1269
+ \end{align}
1270
+ If any inherited index is inactive, every summand is zero. This
1271
+ is precisely the new stack minus the old one, including the empty
1272
+ stack, which is the persistent chart itself. The recursion supplied
1273
+ the necessary lower-tier derivative for \emph{every} positive-tier
1274
+ parent, including proof and derivative charts, so all coordinates
1275
+ update simultaneously from old data. Tier-zero charts stay fixed
1276
+ under the Boolean change. The marker is unchanged and the mode
1277
+ changes as prescribed. Reverse edits obey the same calculation
1278
+ with the inverse branch's coefficients.
1279
+
1280
+ \paragraph{Frame change and edge flags.}
1281
+ At empty progress all stacks are zero. For frame advance, a
1282
+ rotating persistent chart is pulled back on its one designated
1283
+ variable by multiplication by $\gamma$; for reverse advance use
1284
+ $\gamma^{-1}$. A nonrotating persistent chart stays fixed. The
1285
+ empty stacks remain zero, and the mode changes. In particular,
1286
+ an auxiliary with native variables $(R,I,X,U)$ rotates only $R$;
1287
+ its packing, division, and coefficient formulas are not recomputed
1288
+ by the update.
1289
+
1290
+ The successor rules are: pre increases unless full; at full pre
1291
+ perform the enabled edit, or report the absent wrap edge; post
1292
+ decreases unless empty; at empty post advance the frame. The
1293
+ predecessor rules are: full post performs the inverse enabled edit,
1294
+ or reports the absent wrap edge; other post reverses a decrease;
1295
+ positive-progress pre reverses an increase; empty pre reverses the
1296
+ frame advance. Empty must also be distinguished for initialization
1297
+ in \eqref{ia:increase-zero}. These are all finite cases. Comparing
1298
+ the marker with the public zero tensor or the public full tensor
1299
+ uses random separable masks and binary forms, with a constant
1300
+ inequality-detection gap. A fixed number of repetitions makes
1301
+ either comparison as reliable as prescribed. Mode and critical
1302
+ constant bits are read with forms taking $1$ to $1$. No progress
1303
+ index scan or proposed-target validity check is needed for edge
1304
+ flags on the valid inner path.
1305
+
1306
+ Finally, all point maps in these formulas are identities, full-label
1307
+ dilations \eqref{ia:dilation}, or full-label multiplications by
1308
+ $\gamma^{\pm1}$, and their bounded compositions. They are
1309
+ invertible $K$-affine maps. In \eqref{ia:edit-increment}, the child
1310
+ retains the parent's placements and has an already available extra
1311
+ whole label; the sum projects that label to one and makes it
1312
+ irrelevant to the target coordinate. Thus a requested update has
1313
+ the form
1314
+ \begin{equation}
1315
+ L\cdot F^{\rm new}(Y)
1316
+ =P_L(Y)+\sum_{r=1}^{R_*}a_r
1317
+ (L_r\cdot F_r)(T_rY), \label{ia:affine-update}
1318
+ \end{equation}
1319
+ where $R_*$ is bounded, $P_L$ is publicly computable, $a_r$ and
1320
+ $L_r$ are fixed by the requested masks and branch, and $T_r$ is
1321
+ an invertible $K$-affine map. No $a_r$ or slot pull depends on
1322
+ $Y$ or on a later row index. The inherited tags in
1323
+ Lemma~\ref{ia:derivative-closure}, and the public fixed branch,
1324
+ give the tag assertions.
1325
+ \end{proof}
1326
+
1327
+ \begin{remark}[Native tests and encoded updates have different maps]
1328
+ \label{ia:testing-versus-evolution}
1329
+ The arbitrary $\mathbb F_q$ coordinate permutations and surjective
1330
+ digit packing in Lemma~\ref{ia:linear-tool} need not be $K$-affine.
1331
+ They are used to construct certificates and to test systematic
1332
+ target-point values with bounded density. They are not maps for
1333
+ propagating an encoded parity row or a line-coefficient array.
1334
+ Equation~\eqref{ia:affine-update} is the separate evolution
1335
+ interface for those encodings. For example, the proof chart
1336
+ $F(c,b;R,I,X,U)$ changes frame only through its whole $R$ label,
1337
+ and changes Boolean tape through its stored child's full-label
1338
+ projection. Its canonical division is not rerun on the requested
1339
+ encoded symbol. This distinction permits the binary construction
1340
+ to use ordinary systematic representations for all native tests
1341
+ while transporting neighbor updates through its common affine
1342
+ action and linear row encoding.
1343
+ \end{remark}
1344
+ \begin{lemma}[Source data, original indices, and Boolean degree]
1345
+ \label{ia:source-data}
1346
+ At each of the two labels in \eqref{ia:source-successor}, every
1347
+ tag-$0$ chart and stack is publicly computable. Every tag-$i$
1348
+ chart and stack has exactly the value of its corresponding
1349
+ positive-tag one-port-template chart at the same native point,
1350
+ slot, and mask indices, evaluated on input $s_i$. These statements
1351
+ hold for the source and its first successor separately, with
1352
+ their indicated progresses $q-1$ and $q-2$.
1353
+
1354
+ At either label, every prime-field coordinate function of every
1355
+ chart value or coordinate coefficient has multilinear degree at
1356
+ most three in the read inputs. Any common public linear
1357
+ representation of these arrays preserves this bound and their
1358
+ original-index correspondence. A binary bilinear form of two
1359
+ such represented values has degree at most six. Its coefficients
1360
+ are computable in polynomial time by bounded-degree Boolean
1361
+ interpolation.
1362
+ \end{lemma}
1363
+
1364
+ \begin{proof}
1365
+ At both labels, $c=\gamma^{-1}$, work is blank, $e_1=1$ and other
1366
+ legacy bits are zero, the mode is post, and progress is the public
1367
+ value specified in \eqref{ia:source-successor}. Tag-$0$ persistent
1368
+ recipes depend only on these values and public circuit data, so
1369
+ they are computable. Their derivatives might evaluate a translated
1370
+ tape with nonblank work, but every flip vector is then public and
1371
+ the translated work is public too. Such a tape need not be valid:
1372
+ the canonical recipe is evaluated by its finite-array operations,
1373
+ and never by solving for a valid circuit computation. In
1374
+ particular a work-side copy certificate uses its own work primary
1375
+ and public matrix, not a stored sum involving $s_i$. Recursively,
1376
+ all its derivative and proof arrays remain public. Stack
1377
+ dilations at either fixed progress preserve this conclusion.
1378
+
1379
+ Positive persistent recipes and layouts agree by
1380
+ Lemma~\ref{ia:port-ancestry}, and their placements agree by
1381
+ Lemma~\ref{ia:placements}. The projection-axis choices, inherited
1382
+ labels, $q,a,B$, and radix slot conventions also agree. Formula
1383
+ \eqref{ia:stack-formula} therefore gives identical stacks at each
1384
+ of the two progresses, including every descendant proof stack.
1385
+ This proves a literal map of original algebraic indices, not
1386
+ merely equality up to unspecified isomorphisms or comparable sizes.
1387
+ Applying the same public row extension, restriction to an ordered
1388
+ line, extraction of its coefficients, slot contraction, or basis
1389
+ map to corresponding arrays preserves both values and indices.
1390
+ Later balancing by repeated copies may use different multiplicities;
1391
+ it does not alter this statement about original indices.
1392
+
1393
+ At a fixed frame every persistent value and coefficient has
1394
+ assigned degree at most three in the Boolean tape. At the present
1395
+ labels all tape bits except the read inputs are fixed public bits.
1396
+ Fixed-progress stacks are fixed affine pullbacks or zero. Their
1397
+ degree is thus at most three in the read inputs as well. A public
1398
+ linear operation over $\mathbb F_q$, or over any fixed public
1399
+ extension field followed by prime-field coordinates, is
1400
+ $\mathbb F_2$-linear on these functions. It cannot increase
1401
+ multilinear degree. For two degree-three coordinate vectors, a
1402
+ binary bilinear form is a sum of products of two such coordinate
1403
+ functions and hence has degree at most six. Copies do not alter
1404
+ degree. Evaluate the specified canonical bit on supports of size
1405
+ at most six and apply \eqref{ia:boolean-inversion}; the number of
1406
+ evaluations and each canonical finite-array computation are
1407
+ polynomial. This proves the coefficient-computation assertion.
1408
+ \end{proof}
1409
+
1410
+ \subsection{The complete inner algebra interface}\label{ia:interface}
1411
+
1412
+ \begin{lemma}[Inner algebra interface]\label{lem:inner-algebra-interface}
1413
+ Fix $c_{\rm allow}$. The field and grid parameters
1414
+ \eqref{ia:parameters}--\eqref{ia:radix-size}, the common domain
1415
+ $K^u$, and the one-port positive family templates can be chosen
1416
+ before the port count and the function. For every fixed $k$ and
1417
+ fixed circuit size factor, and all sufficiently large $L$, a
1418
+ uniform polynomial-time construction has the following properties.
1419
+ \begin{enumerate}
1420
+ \item \textbf{Paths and endpoints.}
1421
+ The graph on all port tuples is the graph of
1422
+ Definition~\ref{ia:extended-path}. On each fixed tuple $s$ it is
1423
+ one directed path with source and first successor
1424
+ \eqref{ia:source-successor}, no isolated vertices or self edges,
1425
+ and a sink at full pre stage $M-1$. The point-constant output
1426
+ chart \eqref{ia:output-chart} equals $f(s)$ at the sink.
1427
+
1428
+ \item \textbf{Canonical polynomial arrays and their size.}
1429
+ Each valid extended label has a unique canonical tuple
1430
+ $\mathcal A(c,b,\eta,t)$ of $\mathbb F_q$-coefficient polynomials
1431
+ on $K^u$. Persistent native dimensions are at most
1432
+ $C_{\rm dim}\ell$, with $C_{\rm dim}$ independent of $k$, and
1433
+ each persistent family has at most one $O(\ell)$ slot axis.
1434
+ Stack families have a bounded number of slot axes, each of length
1435
+ $O(\ell)$. Their honest coordinate degrees are $O(\ell h)<D$.
1436
+ For fixed $k$, the number of families is fixed and every full
1437
+ evaluation table, fully masked table, public matrix, and indexing
1438
+ map has polynomial size and is polynomial-time constructible.
1439
+ The layouts for fixed $k,L$ are independent of the circuit's
1440
+ values and wiring. The construction does not enumerate all
1441
+ Boolean tapes or graph vertices.
1442
+
1443
+ \item \textbf{Exact validity with smooth binary-form probes.}
1444
+ There is a fixed finite mixture of bounded-probe algebraic tests,
1445
+ perfectly complete on canonical valid tuples. For every tuple
1446
+ of genuine degree-at-most-$D$ polynomials, either it is a
1447
+ canonical valid tuple or the rejection probability is at least
1448
+ $\theta_{\rm alg}>0$. For fixed $k$ this gap and the probe density
1449
+ bounds are uniform in $L$ and in the allowed circuit coefficients.
1450
+ Each linear probe has bounded point and mask marginals. Every
1451
+ unknown product has compatible tags and independent full point
1452
+ marginals for its two operands, also for repeated types.
1453
+ The tests require only a bounded number of additive binary forms
1454
+ and binary bilinear forms of hidden field values, followed by a
1455
+ bounded number of Boolean operations. They do not require reading
1456
+ the full binary expansion of a hidden field element.
1457
+
1458
+ \item \textbf{Invalid tapes and finite derivative closure.}
1459
+ Canonical recipes exist also for arbitrary Boolean $b$ at every
1460
+ specified $c,\eta,t$, whether or not that label is valid. They
1461
+ retain their coordinate bounds, logical degree at most three,
1462
+ per-primary dependencies, and designated frame covariance.
1463
+ Every positive-tier persistent family, including every
1464
+ verification auxiliary, has all its required lower-tier
1465
+ derivatives. The recursion terminates in at most three tier
1466
+ drops. A nonvalid tuple so obtained has the same exact rejection
1467
+ gap; no alternative certificate can hide a failed row condition.
1468
+
1469
+ \item \textbf{Neighbor evolution.}
1470
+ On valid data, both edge flags and finite transition branches use
1471
+ only mode, empty/full marker comparisons, and boundedly many
1472
+ critical projected bits at full progress. At any desired fixed
1473
+ reliability, these distinctions use boundedly many binary probes.
1474
+ After a branch is fixed, every neighbor contraction has the
1475
+ form \eqref{ia:affine-update} with boundedly many invertible
1476
+ $K$-affine pulls of the common point. Coefficients and slot
1477
+ pulls are independent of point and row position. Tag-$0$
1478
+ updates use tag $0$ only; positive updates use compatible tags.
1479
+ The formulas update all proof data simultaneously. Their
1480
+ fixed-branch algebraic identities remain valid on canonical
1481
+ invalid Boolean inputs, without asserting that the resulting
1482
+ proposed label is valid.
1483
+
1484
+ \item \textbf{Standardized ports and source access.}
1485
+ Every positive-tag family has the literal per-call ancestry and
1486
+ original-index correspondence of Lemma~\ref{ia:port-ancestry},
1487
+ including all descendants, full-label placements, projection
1488
+ axes, and stacks. At the source and first successor, the
1489
+ tag-$0$ part is public, and tag $i$ agrees with the one-port
1490
+ template on $s_i$. The source Boolean-degree bounds are three
1491
+ under public linear representations and six after one binary
1492
+ bilinear pairing, as in Lemma~\ref{ia:source-data}. These
1493
+ templates and bounds are fixed before actual $k$ or any later
1494
+ correction accuracy is chosen.
1495
+ \end{enumerate}
1496
+ \end{lemma}
1497
+
1498
+ \begin{proof}
1499
+ The path and endpoint assertions are
1500
+ Lemmas~\ref{ia:validity} and~\ref{ia:path-endpoints}. The linear
1501
+ tool, clock-formula construction, derivative closure, and common
1502
+ placements give the persistent arrays. Lemma~\ref{ia:stacks}
1503
+ gives their stacks. At fixed $k$, all depths and family counts
1504
+ are fixed, while all dimensions and total mask lengths are
1505
+ $O(\ell)$. Consequently every domain and mask space has size
1506
+ $q^{O(\ell)}=\poly(n')=\poly(L)$. Row and coefficient arrays
1507
+ have the same polynomial bounds. Their construction consists
1508
+ of the explicit finite-array operations and bounded-degree
1509
+ interpolation above. In particular, increasing the number of
1510
+ separate calls does not change the already chosen common $u$.
1511
+
1512
+ Lemma~\ref{ia:exact-validator} proves the exact gap and all point
1513
+ and tag restrictions. Here is its conversion to the asserted
1514
+ binary-form interface. A nonzero element of $\mathbb F_q$ is
1515
+ detected by a uniformly random additive form
1516
+ $\mu:\mathbb F_q\to\mathbb F_2$ with probability $1/2$.
1517
+ Applying $\mu$ to a field equality turns its public linear terms
1518
+ into additive forms, since
1519
+ \[
1520
+ \mu\left(\sum_r a_r x_r\right)
1521
+ =\bigoplus_r(\mu\circ[a_r])(x_r),
1522
+ \qquad [a_r](x)=a_rx.
1523
+ \]
1524
+ For a product, the requested bit is the binary bilinear form
1525
+ $(x,y)\mapsto\mu(xy)$. Random annihilating forms handle mode
1526
+ membership as already specified. A bounded field test therefore
1527
+ uses a bounded number of such bits and Boolean operations,
1528
+ losing at most a fixed factor in its gap. Prescribed masks and
1529
+ forms can be split by fresh additive randomness. Their public
1530
+ descriptions have polynomial size; even the space of all binary
1531
+ bilinear forms on $\mathbb F_q$ has cardinality
1532
+ \[
1533
+ 2^{(\log_2 q)^2}=\poly(n'),
1534
+ \]
1535
+ since $\log q=O(\log\log n')$. A bounded sequence of all the
1536
+ displayed random choices consequently has polynomial support.
1537
+
1538
+ The invalid-tape assertion follows from the per-primary
1539
+ canonical formulas and the finite-difference construction, not
1540
+ from successful final rows. If a label is invalid, a validity
1541
+ or frame/legacy condition fails and exact soundness rejects;
1542
+ uniqueness of the division certificates prevents a different
1543
+ proof table from canceling the failed condition.
1544
+ Lemma~\ref{ia:evolution} proves all fixed-branch update formulas,
1545
+ including for canonical invalid tapes. Frame changes occur
1546
+ only when stacks are empty, so no commutation between centered
1547
+ dilations and frame scaling is needed. Finally
1548
+ Lemmas~\ref{ia:port-ancestry}, \ref{ia:placements}, and
1549
+ \ref{ia:source-data} give the exact standardized source
1550
+ correspondence and its Boolean-degree bounds. This proves
1551
+ every part of the interface.
1552
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/08-inner-binary.tex ADDED
@@ -0,0 +1,1379 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Binary testing and average correction at a fixed radius}
2
+ \label{sec:inner-binary}
3
+
4
+ We convert the polynomial arrays of Section~\ref{sec:inner-algebra} into
5
+ binary words. The correction guarantee is averaged over the requested
6
+ encoded coordinates. Its radius is fixed before the requested accuracy
7
+ and the density of those coordinates are specified. This quantifier
8
+ order is essential when the one-port construction is subsequently used
9
+ many times.
10
+
11
+ All notation in this section is inner notation. In particular, the
12
+ groups below are polynomial-size affine groups and are unrelated to the
13
+ outer index group. Fix one of the padded templates of
14
+ Lemma~\ref{lem:inner-algebra-interface}. We call each polynomial family
15
+ in its canonical tuple, together with its slot axes, a \emph{track}.
16
+ We use its fields
17
+ \(\F_q\subset K=\F_{q^\ell}\), common target domain \(K^u\), degree
18
+ bound \(D=\ell^2-1\), and fixed number of slot-mask axes per track.
19
+ The integer \(u\) and the field conventions are common to the actual
20
+ and one-port templates. Honest chart degrees, including the constant
21
+ factor enlargement below, are \(O(\ell h)<D\) for sufficiently large
22
+ size. The field-size choice already made in
23
+ Section~\ref{ia:path-parameters} ensures \(q/D\longrightarrow\infty\).
24
+ Constants in this section may depend on the fixed template, but are uniform
25
+ in the public circuit within that template.
26
+
27
+ \subsection{Rectangular coordinates and the common row code}
28
+ \label{ib:rectangular-code}
29
+
30
+ The algebraic neighbor formulas use invertible affine maps of the target
31
+ \(K^u\). We will add parity rows so that local row decoding can reduce
32
+ errors, and use a group action to move a requested value among columns
33
+ without changing it. The rectangular coordinates below make this action
34
+ transitive on point and ordered-line columns. Target affine maps commute
35
+ with it, so neighbor updates remain column permutations after row encoding.
36
+
37
+ Choose a constant integer \(r>2u\), \(r\ge3\). A rectangular point
38
+ is \(I=(P,z)\), where \(P(x)=Ax+b\) maps \(K^r\) affinely to
39
+ \(K^u\) and \(z\in K^r\). Retain points with \(\rank A=u\).
40
+ For an ordered \(\F_q\)-line
41
+ \[
42
+ I_t=(P_0+tP_1,z_0+tz_1),\qquad t\in\F_q,
43
+ \]
44
+ retain it precisely when the matrix obtained by stacking \(A_0,A_1\)
45
+ has rank \(2u\) and \(z_1\ne0\). Every point on such a line is
46
+ retained, since a dependence in \(A_0+tA_1\) would give a dependence
47
+ in the stacked matrix. A sequential row-exposure bound shows that
48
+ the omitted point and line fractions are \(o(1)\) as \(\abs K\to
49
+ \infty\); for example rank failure for an \(s\)-by-\(r\) uniform
50
+ matrix is at most \(\sum_{j=0}^{s-1}\abs K^{j-r}\).
51
+
52
+ Write
53
+ \[
54
+ U(K)=K^r\rtimes\mathrm{SL}_r(K),\qquad
55
+ \mathcal H=U(K)\times U(K),\qquad
56
+ (g_1,g_2)(P,z)=(P\circ g_1^{-1},g_2z).
57
+ \]
58
+ This is an affine action on the rectangular \(\F_q\)-coordinates,
59
+ and acts on ordered lines without changing their parameter. There
60
+ is one orbit of retained points and one orbit of retained ordered
61
+ lines. Indeed, right special-linear transformations are transitive
62
+ on full-rank matrices with \(u\) rows, and on those with \(2u\)
63
+ rows: first align by a general-linear transformation and then adjust
64
+ its determinant on an unused complementary dimension. Translation
65
+ in the argument of \(P\) adjusts the one or two offsets because the
66
+ corresponding matrix has full row rank. Independently, the second
67
+ affine factor is transitive on points and on ordered pairs of a base
68
+ point and a nonzero direction. All retention conditions are
69
+ invariant. In particular the point at each fixed parameter of a
70
+ uniform retained ordered line is uniform on retained points.
71
+
72
+ An invertible affine target map \(d:K^u\to K^u\) induces
73
+ \((P,z)\mapsto(d\circ P,z)\). It commutes with \(\mathcal H\),
74
+ preserves both retained domains, and preserves line parameters. A
75
+ target chart \(f\) is represented by \(f(P(z))\); this substitution
76
+ increases its coordinate degree by at most a factor two.
77
+
78
+ \begin{lemma}[Uniform affine-group expansion]
79
+ \label{ib:affine-expansion}
80
+ There is a fixed symmetric labelled multiset
81
+ \(u_1,\ldots,u_{d_e}\) in each \(\mathcal H\), with \(d_e\ge8\),
82
+ whose averaging operator has norm at most \(1/64\) on mean-zero
83
+ functions. The labels, group operations, and complete group tables
84
+ are deterministically constructible in polynomial time in the inner
85
+ size. The degree and gap are independent of the fields.
86
+ \end{lemma}
87
+
88
+ \begin{proof}
89
+ Here are the two primary group-theoretic inputs and their exact use.
90
+ Ershov--Jaikin-Zapirain~\cite[Theorem~1.1]{EJZ2010} prove property
91
+ \((T)\) for \(\mathrm{EL}_r(R)\) for every finitely generated
92
+ associative unital ring \(R\) and \(r\ge3\). Their generating-set
93
+ bound in Section~6.1 applies to the elementary matrices with entries
94
+ in a fixed ring-generating set containing 1. In particular, their
95
+ equations (6.1)--(6.2) give the positive Kazhdan constant
96
+ \[
97
+ \kappa_r=\bigl[8(48\sqrt2+2\sqrt{3r})\bigr]^{-1}
98
+ \]
99
+ for
100
+ \(\{e_{ij}(1),e_{ij}(t):i\ne j\}\) in
101
+ \(\mathrm{SL}_r(\F_2[t])\); the equality with the elementary group
102
+ holds because \(\F_2[t]\) is Euclidean. No restriction excluding
103
+ characteristic two occurs in this theorem.
104
+
105
+ Shalom~\cite[Theorem~3.4 and Corollary~3.5]{Shalom1999}, applied to the discrete
106
+ commutative ring \(R=\F_2[t]\), bounds the displacement of every
107
+ translation in \(R^2\rtimes\mathrm{SL}_2(R)\) by 484 times the
108
+ maximum displacement on the basis translations and
109
+ \(e_{12}(1),e_{12}(t),e_{21}(1),e_{21}(t)\). Signs coincide in
110
+ characteristic two. This is the homogeneous displacement form of
111
+ the corollary's tolerance statement, obtained by scaling and taking
112
+ limits. It bounds the translation sector; it alone does not assert
113
+ expansion of the full affine group.
114
+
115
+ Set \(\Lambda=R^r\rtimes\mathrm{SL}_r(R)\) and let \(S\) consist
116
+ of all basis translations and the elementary matrices just listed
117
+ for all ordered coordinate pairs. Embed Shalom's rank-two group on
118
+ each such pair. Since a translation is a product of \(r\)
119
+ coordinate translations, every unitary representation satisfies
120
+ \[
121
+ \sup_{a\in R^r}\norm{av-v}
122
+ \le 484r\max_{s\in S}\norm{sv-v}.
123
+ \tag{\ref{ib:affine-expansion}.1}
124
+ \]
125
+ Let \(V_N\) be the translation-invariant subspace. Its orthogonal
126
+ projection commutes with \(\Lambda\), since the translations are
127
+ normal. On \(V_N^\perp\), the minimum-norm point of the closed
128
+ convex translation-orbit hull is zero. The displayed bound therefore
129
+ gives
130
+ \(\norm v\le484r\max_{s\in S}\norm{sv-v}\) on this subspace.
131
+ On \(V_N\), a representation without group-invariant vectors is a
132
+ representation of \(\mathrm{SL}_r(R)\) without invariant vectors,
133
+ so the preceding Kazhdan bound applies. Orthogonally combining the
134
+ two bounds gives a positive Kazhdan constant \(\kappa\) for
135
+ \((\Lambda,S)\). Explicitly, if \(\kappa_r\) is the quoted
136
+ linear-group constant, one may take
137
+ \(\kappa=((484r)^2+\kappa_r^{-2})^{-1/2}\).
138
+
139
+ The set \(S\) generates \(\Lambda\): the third-index elementary
140
+ commutator multiplies entries, entries in a root subgroup add, and
141
+ conjugating basis translations gives arbitrary coordinate
142
+ translations. Choose a field presentation
143
+ \(K=R/(p(t))\) by a monic irreducible polynomial. Elementary
144
+ generation over a field shows that the quotient map surjects onto
145
+ \(U(K)\). Pulling back its mean-zero regular representation
146
+ preserves the Kazhdan bound. If \(d=\abs S\), the half-lazy walk
147
+ has Dirichlet form
148
+ \[
149
+ \langle v,(1-M)v\rangle
150
+ =\frac{1}{4d}\sum_{s\in S}\norm{sv-v}^2
151
+ \ge\frac{\kappa^2}{4d}\norm v^2
152
+ \]
153
+ on mean-zero vectors, and nonnegative spectrum. On the product
154
+ group, choose a factor uniformly and take this step there. The
155
+ commuting tensor-factor operators give another uniform positive
156
+ gap and nonnegative spectrum. A sufficiently large fixed power has
157
+ mean-zero norm at most \(1/64\). Keep all walk labels, including
158
+ identities and coincident group elements, as a symmetric multiset;
159
+ repeat labels if necessary to ensure \(d_e\ge8\). All matrices
160
+ have fixed dimensions over polynomial-size fields, so enumeration
161
+ and every stated computation are polynomial-time finite-array
162
+ operations.
163
+ \end{proof}
164
+
165
+ Form a bipartite graph with both vertex sets \(\mathcal H\), and
166
+ edges
167
+ \(\mathcal R=[d_e]\times\mathcal H\), where \((i,g)\) joins
168
+ left \(g\) to right \(u_i g\). Its cross-part normalized second
169
+ singular norm is \(\lambda\le1/64\). Put
170
+ \(c_e=\lfloor d_e/4\rfloor\).
171
+
172
+ \begin{lemma}[Systematic row extension]
173
+ \label{ib:row-extension}
174
+ There is a polynomial-size extension field \(J/\F_q\) and two
175
+ \(c_e\)-by-\(d_e\) matrices \(H_L,H_R\) over \(J\) whose every
176
+ \(c_e\)-column minor is nonzero, such that the edge code
177
+ \begin{align}
178
+ \sum_i(H_L)_{bi}U_{i,g}&=0,\label{ib:left-row}\\
179
+ \sum_i(H_R)_{bi}U_{i,u_i^{-1}x}&=0\label{ib:right-row}
180
+ \end{align}
181
+ has a unique linear extension \(E\) from labels \(i>2c_e\) to all
182
+ labels. The same holds with symbols in any finite-dimensional
183
+ \(J\)-space. Each local code has distance at least \(c_e+1\),
184
+ and \(E\) commutes with every right shift
185
+ \((R_hU)_{i,g}=U_{i,gh}\).
186
+ \end{lemma}
187
+
188
+ \begin{proof}
189
+ Treat the \(2c_ed_e\) matrix entries as indeterminates. The square
190
+ system matrix on parity labels \(1,\ldots,2c_e\) has nonzero
191
+ determinant polynomial: specialize left row \(b\) to select label
192
+ \(b\), and right row \(b\) to select label \(c_e+b\). This gives
193
+ a permutation matrix, including when some generators coincide.
194
+ Multiply this determinant by all maximal minors of both local
195
+ matrices. Each factor is a nonzero polynomial; their product is
196
+ nonzero and has total degree at most
197
+ \[
198
+ 2c_e\abs{\mathcal H}
199
+ +2c_e\binom{d_e}{c_e}.
200
+ \]
201
+ Take the least extension \(J/\F_q\) of cardinality exceeding this
202
+ bound. It has polynomial cardinality. A nonzero polynomial of
203
+ smaller total degree than \(\abs J\) cannot vanish everywhere on
204
+ \(J^{2c_ed_e}\). Exhaustive search over this constant number of
205
+ entries, testing the determinant and minors, therefore finds a
206
+ specialization in polynomial time. Inverting the parity matrix
207
+ constructs \(E\).
208
+
209
+ Column independence proves local distance \(c_e+1\), also for
210
+ vector symbols: a nonzero vector-valued local word supported on at
211
+ most \(c_e\) columns would contradict that independence after any
212
+ nonzero coordinate projection. Right shifts permute left stars
213
+ and right stars in \eqref{ib:left-row}--\eqref{ib:right-row} and
214
+ preserve the systematic labels. Uniqueness proves \(ER_h=R_hE\).
215
+ \end{proof}
216
+
217
+ Choose this field, these matrices, and their deterministic ordering
218
+ from the common point and field parameters alone, independently of
219
+ the number or identities of tracks. Every track uses this one
220
+ encoder. On systematic rows prescribe, slotwise,
221
+ \[
222
+ Y_{i,g}(I)=f(P'(z')),\qquad (P',z')=gI,
223
+ \]
224
+ and extend columnwise by \(E\). Equivariance yields
225
+ \begin{equation}
226
+ Y_{i,gh}(I)=Y_{i,g}(hI)
227
+ \quad\hbox{for all rows, including parity rows.}
228
+ \label{ib:covariance}
229
+ \end{equation}
230
+ Every parity-slot function is a degree-in-bound polynomial over
231
+ \(J\). At an ordered retained line store its actual restriction,
232
+ using coefficients through degree \(D\) and padding by zero.
233
+ These coefficients obey the same row constraints and covariance.
234
+ The commuting target maps act by the same column permutations on
235
+ point tables, line tables, and their encoded parity rows.
236
+ In particular, covariance gives
237
+ \(Y_{i,gh}(h^{-1}I)=Y_{i,g}(I)\) for a point or an ordered line \(I\).
238
+ Thus changing the row and making the inverse change to the column
239
+ preserves the requested symbol. This is the movement among columns that
240
+ will accompany local row decoding.
241
+
242
+ \subsection{Binary blocks and smooth probes}
243
+ \label{ib:binary-blocks}
244
+
245
+ For each track there are point and line blocks, both denoted \(Y\)
246
+ with their type understood. A point position specifies a row edge,
247
+ a retained point, one \(\F_q\)-vector mask per slot axis, and an
248
+ additive binary form \(\mu:J\to\F_2\). Its bit is \(\mu\) of
249
+ the slot contraction. A line position additionally specifies masks
250
+ \(A,B\in\F_q^\ell\) for the coefficient index. If \(Y(t)\)
251
+ is already contracted on the original slots, the bit is
252
+ \begin{equation}
253
+ \mu\left(\sum_{j,l=0}^{\ell-1}A[j]B[l]
254
+ [t^{j+\ell l}]Y(t)\right).
255
+ \label{ib:line-bit}
256
+ \end{equation}
257
+ This uses \(D+1=\ell^2\). Evaluation at a specified parameter
258
+ uses the separable masks \((t^j)_j\) and \((t^{\ell l})_l\),
259
+ with the usual convention \(t^0=1\).
260
+
261
+ The short two-mask coefficient representation in \eqref{ib:line-bit}
262
+ is adapted, through the inherited polynomial-size construction, from
263
+ Amireddy--Behera--Srinivasan--Sudan--Willumsgaard
264
+ \cite[Section~3.1, Definition~3.1 and Claim~3.2]{ABSsw26}.
265
+ This attribution concerns the coefficient encoding and its evaluation
266
+ masks, not the correction and evolution machinery developed here.
267
+
268
+ Fix an \(\F_q\)-linear map \(\pi:J\to\F_q\) restricting to
269
+ the identity on \(\F_q\). For each compatible ordered pair of
270
+ point-track types, include a product block \(Z\). Compatibility
271
+ means that one tag is zero or both positive tags agree. A type may
272
+ be paired with itself, with two independent positions. An original
273
+ \(Z\) position consists of the two complete edge/point/slot-mask
274
+ positions, \(b_1,b_2\in J\), and a binary bilinear form \(Q\)
275
+ on the \(\F_2\)-coordinates of \(\F_q\). For the two contracted
276
+ symbols the bit is
277
+ \begin{equation}
278
+ Q\bigl(\pi(b_1Y_1),\pi(b_2Y_2)\bigr).
279
+ \label{ib:product-bit}
280
+ \end{equation}
281
+ There are no line-product blocks and no products of distinct
282
+ positive tags.
283
+
284
+ Give every block equal weight. If its original length is \(L_b\),
285
+ repeat each original bit uniformly until every block has length
286
+ \(\prod_b L_b\). Every raw query chooses a uniform repetition
287
+ copy. Let \(b_\#\) be the block count, \(m_{\rm in}\) the total
288
+ length, and \(\mathcal W(v)\) the canonical word for an extended
289
+ label \(v\). These lengths are polynomial in the inner size:
290
+ there are constantly many blocks, \(q^{O(\ell)}\) slot masks,
291
+ fixed-dimensional matrix domains over \(K\), polynomial-size
292
+ \(J\), and \(2^{(\log_2q)^2}\) bilinear forms \(Q\).
293
+ Here \(\log q=O(\log\log n')\), so the last quantity is also
294
+ polynomial in \(n'\). The product used for balancing has constantly
295
+ many polynomial factors. Lengths are fixed within a padded template
296
+ independently of the circuit coefficients. Positive-tag original
297
+ indices and canonical formulas coincide with the corresponding
298
+ one-port indices; repetition counts need not coincide.
299
+
300
+ We will repeatedly use the following explicit smoothing operation.
301
+ For a specified additive argument \(a\), choose uniform \(r\)
302
+ and write \(a=r+(a+r)\). Multilinearity expands a requested value
303
+ into a bounded XOR of terms, each uniform in that argument.
304
+ Split different axes independently. This applies to slot masks,
305
+ coefficient masks, bit forms, \(Q\), and, when needed, the two
306
+ multiplier axes. Each term has uniform marginals jointly across
307
+ its independently split axes, conditional on the entire specified
308
+ request. Pull back all public scalars and other linear maps before
309
+ splitting. This remains true for zero coefficients; a zero term
310
+ may instead be omitted and supplied as public zero.
311
+
312
+ To probe a target value at \(y\in K^u\), choose a uniform row
313
+ group \(g\), full-rank \(A\), and \(z\), set
314
+ \(P(x)=Ax+y-Az\), and use the systematic position
315
+ \begin{equation}
316
+ (i,g,g^{-1}(P,z)).
317
+ \label{ib:systematic-probe}
318
+ \end{equation}
319
+ For uniform \(y\), this is jointly uniform in row and retained
320
+ point within its systematic label; every fiber has the same number
321
+ of \((A,z)\) choices. A density bound for \(y\) therefore gives
322
+ the same bound for this joint distribution. Independently chosen
323
+ target arguments can use independent representations. An additive
324
+ form on a target \(\F_q\)-value extends to \(J\), for example by
325
+ composition with \(\pi\). These procedures are defined on every
326
+ raw word and are smooth before any replacement or soundness claim.
327
+
328
+ \subsection{Dimension-independent replacement lemmas}
329
+ \label{ib:replacement-tools}
330
+
331
+ The tester's soundness proof replaces arbitrary binary data by symbol
332
+ tables and then by polynomial arrays. The two replacement lemmas below
333
+ make the error cost independent of the number of field coordinates and
334
+ slot entries.
335
+
336
+ We state precisely the low-degree input being used. The corrected
337
+ Theorem~13 of Friedl--Sudan~\cite{FS1995} says that for every
338
+ \(\eta>0\) there is \(C_\eta<\infty\) such that, if
339
+ \(\abs{\F}\ge C_\eta D\), \(D\ge1\), and a function
340
+ \(f:\F^m\to\F\) and degree-at-most-\(D\) univariate claims
341
+ \(p_{x,h}\) satisfy
342
+ \[
343
+ e=\Pr_{x,h\in\F^m,\,t\in\F}
344
+ [p_{x,h}(t)\ne f(x+th)]\le \tfrac18-\eta,
345
+ \]
346
+ then a polynomial \(p:\F^m\to\F\) of total degree at most \(D\)
347
+ satisfies \(\dist(f,p)\le2e\). The variables in this probability
348
+ are independent and uniform, including the possible direction \(h=0\);
349
+ the field-size constant does not depend on \(m\). We use
350
+ \(\eta=1/16\). Neither a vector-valued conclusion nor a restriction
351
+ on the line domain is part of this cited statement.
352
+
353
+ \begin{lemma}[Vector and deleted-domain low-degree replacement]
354
+ \label{ib:vector-ld}
355
+ Let \(V\) be any finite-dimensional \(\F_q\)-space. In the preceding
356
+ field regime, line--point disagreement tending to zero for
357
+ \(V\)-valued point functions and degree-in-bound line claims implies
358
+ point distance tending to zero from a single \(V\)-valued polynomial
359
+ of total degree at most \(D\), uniformly in both dimensions.
360
+ The conclusion remains true if the point and ordered-line domains
361
+ omit fractions tending to zero, every retained line lies entirely in
362
+ the retained point domain, and the point at a uniform parameter on a
363
+ uniform retained line is uniform on retained points. In this case the
364
+ mean fraction of line coefficient vectors differing from the
365
+ polynomial's restrictions also tends to zero.
366
+ \end{lemma}
367
+
368
+ \begin{proof}
369
+ First use the full domains. For every \(\alpha\in V^*\), scalar
370
+ projection and the cited theorem give a polynomial \(p_\alpha\) with
371
+ \(\dist(\alpha f,p_\alpha)\le2e\). Distinct scalar polynomials in
372
+ this degree range differ at a fraction at least \(1-D/q\) of points.
373
+ Consequently, when \(6e<1-D/q\), comparison with
374
+ \((\alpha+\beta)f\) forces
375
+ \[
376
+ p_{\alpha+\beta}=p_\alpha+p_\beta,
377
+ \qquad p_{a\alpha}=a p_\alpha \quad(a\in\F_q).
378
+ \]
379
+ The second identity uses at most \(4e\) disagreement; the assertions
380
+ with a zero form or scalar follow in the same way. Coefficientwise
381
+ finite-dimensional duality now gives one \(V\)-valued polynomial
382
+ \(p\) for which \(\alpha p=p_\alpha\) for all \(\alpha\).
383
+ A uniform \(\alpha\) detects each nonzero vector with probability
384
+ \(1-1/q\), so
385
+ \[
386
+ (1-1/q)\dist(f,p)
387
+ =\E_\alpha\dist(\alpha f,p_\alpha)\le2e.
388
+ \]
389
+ There is no factor depending on \(\dim V\).
390
+
391
+ For deleted domains, extend the point function arbitrarily and give
392
+ every added line any degree-in-bound claim, for example zero. The
393
+ full incidence disagreement is at most the retained-line disagreement
394
+ plus the omitted-line fraction. The full-domain conclusion therefore
395
+ gives vanishing error also on retained points. On any retained line
396
+ whose claim differs from the restriction of \(p\), a nonzero scalar
397
+ projection of their difference is a univariate polynomial of degree
398
+ at most \(D\). The two claims disagree at a fraction at least
399
+ \(1-D/q\) of its parameters. Averaging the original test error and
400
+ the point replacement error, using the asserted uniform point
401
+ marginal, bounds the fraction of such lines by their sum divided by
402
+ \(1-D/q\). This tends to zero and proves the coefficient claim.
403
+ \end{proof}
404
+
405
+ The addition-test argument below uses the majority self-correction method
406
+ of Blum, Luby, and Rubinfeld~\cite[Generic Linear Self-Testing]{BLR1993}.
407
+ We include it together with the field-homogeneity, multiple-axis, and
408
+ slice-averaging extensions needed for our vector alphabets.
409
+
410
+ \begin{lemma}[Axis replacement]
411
+ \label{ib:axis-replacement}
412
+ For elementary binary vector groups, the addition test has a
413
+ dimension-independent high-agreement replacement by an additive map,
414
+ also with a vector-group alphabet. For \(\F_q\)-spaces of
415
+ characteristic two, addition and scalar-homogeneity tests give
416
+ replacement by an \(\F_q\)-linear map. For any fixed number of axes,
417
+ testing these identities in each axis at uniform other arguments gives
418
+ replacement by a multilinear map as the failure probability tends to
419
+ zero, uniformly in every domain and alphabet dimension. These
420
+ conclusions also hold in mean over additional slice parameters.
421
+ \end{lemma}
422
+
423
+ \begin{proof}
424
+ Suppose first that \(f:G\to A\) fails addition with probability
425
+ \(e\), where both groups have exponent two. For fixed \(x\) put
426
+ \(D_x(y)=f(x+y)+f(y)\). The addition identities on the pairs
427
+ \((x+y,y+z)\) and \((y,y+z)\) imply \(D_x(y)=D_x(z)\).
428
+ Each pair is uniform when \(y,z\) are independent uniform elements,
429
+ so the collision probability is at least \(1-2e\), for every \(x\).
430
+ The most frequent value \(L(x)\) therefore has mass at least
431
+ \(1-2e\). The identity
432
+ \[
433
+ D_{x+y}(z)=D_x(y+z)+D_y(z)
434
+ \]
435
+ and three majority bounds imply \(L(x+y)=L(x)+L(y)\) when
436
+ \(6e<1\): at least one \(z\) realizes all three majority values.
437
+ If \(f(x)\ne L(x)\), the conditional addition failure at \(x\)
438
+ is at least \(1-2e\). Thus
439
+ \(\dist(f,L)\le e/(1-2e)\).
440
+
441
+ For the field version, transfer the homogeneity test to \(L\).
442
+ The scalars \(a\) satisfying \(L(ax)=aL(x)\) identically form an
443
+ additive subgroup of \(\F_q\). If it is proper, at least half the
444
+ nonzero scalars fail; for each failing scalar its nonzero additive
445
+ discrepancy is nonzero on at least half the inputs. The homogeneity
446
+ test with uniform nonzero scalar would then have failure at least
447
+ \(1/4\). This contradicts failure tending to zero after a vanishing
448
+ replacement cost. Hence \(L\) is field-linear.
449
+
450
+ Induct on the number \(j\) of axes. Markov's inequality, with a
451
+ threshold tending slowly to zero, makes all but a vanishing fraction
452
+ of first-axis slices good for the remaining \(j-1\) tests. Replace
453
+ good slices by multilinear maps and the remaining slices by zero.
454
+ This changes a vanishing fraction of values. Regard the resulting
455
+ slices as a map into the vector space of multilinear maps on
456
+ \(j-1\) axes. A nonzero such map is nonzero on at least
457
+ \(2^{-(j-1)}\) of uniform inputs: successively contract each axis,
458
+ using that a nonzero linear map has a kernel of relative size at most
459
+ \(1/2\). Thus vanishing first-axis test failure on values gives
460
+ vanishing failure as equalities in this vector-space alphabet.
461
+ The one-axis result finishes the induction. The same Markov cutoff
462
+ over any additional parameters proves the mean version.
463
+ \end{proof}
464
+
465
+ \subsection{Testing the binary representation}
466
+ \label{ib:testing}
467
+
468
+ \begin{proposition}[Smooth tester and distance]
469
+ \label{ib:tester}
470
+ For each fixed template, the canonical encodings of valid extended
471
+ labels have constant relative distance. They admit a perfectly
472
+ complete bounded-bit tester with the following uniform gap: for every
473
+ fixed \(a>0\), there are \(\theta(a)>0\) and a size cutoff such that
474
+ rejection below \(\theta(a)\) implies distance less than \(a\) from
475
+ one canonical valid word. Each potential raw read on each fixed
476
+ answer branch has bounded density relative to the balanced word,
477
+ without conditioning on execution of that branch. Consequently
478
+ rejection is at most a fixed constant times distance from a canonical
479
+ valid word.
480
+ \end{proposition}
481
+
482
+ \begin{proof}
483
+ Take a positive fixed mixture of the test families described below,
484
+ including each present block type. Their query counts are bounded,
485
+ and all requested nonuniform masks are implemented by the splitting
486
+ operation above. We prove the gap by a sequential replacement
487
+ argument. Consider any sequence of increasing sizes and words whose
488
+ rejection tends to zero, allowing the public circuits to vary in the
489
+ fixed template. We show distance tending to zero from a canonical
490
+ valid word. A bounded smooth test retains vanishing rejection after
491
+ a vanishing-distance change, by the union bound over its potential
492
+ reads; for a branching test use its entire bounded answer tree.
493
+
494
+ \paragraph{Copies, symbols, and slot tensors.}
495
+ Compare two independent random copies of a uniform original bit.
496
+ If the fraction of ones among its copies is \(p\), the test rejects
497
+ with probability \(2p(1-p)\), which is at least
498
+ \(\min(p,1-p)\). Replacing all copies by their majority costs
499
+ vanishing distance. In each point or line \(Y\) block test
500
+ additivity in \(\mu\). Lemma~\ref{ib:axis-replacement} and binary
501
+ double duality replace the block, in mean over other indices, by
502
+ Hadamard tables of genuine \(J\)-symbols. Next test addition and
503
+ \(\F_q\)-homogeneity in every slot-mask axis, including the two
504
+ coefficient-mask axes for a line. Test symbol equality by uniform
505
+ \(\mu\), which detects any inequality with probability \(1/2\);
506
+ pull field scalars onto this form before smoothing its raw accesses.
507
+ The same replacement lemma makes all these symbols honest
508
+ multilinear slot tensors at each edge and point or line, at vanishing
509
+ mean cost. No global polynomial property has yet been asserted.
510
+
511
+ \paragraph{Point and line polynomials.}
512
+ At a uniform edge, retained ordered line, and parameter, compare the
513
+ point symbol with line evaluation, using uniform original slot masks
514
+ and a uniform bit comparison. Split the two specified evaluation
515
+ masks in \eqref{ib:line-bit}. A nonzero symbol discrepancy has a
516
+ constant binary detection probability, so the line--point
517
+ disagreement tends to zero in mean. For most edge and original-mask
518
+ tuples apply Lemma~\ref{ib:vector-ld}, with \(V=J\) as an
519
+ \(\F_q\)-space, to obtain a degree-at-most-\(D\) rectangular
520
+ polynomial. Use zero on the exceptional tuples. The lemma's
521
+ line-coefficient conclusion also replaces the line tables by the
522
+ restrictions of these polynomials at vanishing cost.
523
+
524
+ The selected polynomials need not yet be coherent between original
525
+ mask tuples. Transfer the previous multilinearity identities to
526
+ them using their mean point error. A false identity between
527
+ degree-in-bound polynomials is nonzero on at least
528
+ \(1-D/q-o(1)\) of retained points. Thus the identities fail with
529
+ vanishing probability as equalities in the vector space of
530
+ degree-in-bound polynomials. Apply
531
+ Lemma~\ref{ib:axis-replacement} in that vector-space alphabet, in
532
+ mean over edges, and use zero on exceptional edges. Changing a
533
+ vanishing fraction of mask tuples changes a vanishing fraction of
534
+ point and line bits. We now have genuine polynomial slot families
535
+ at every row, and their exact line restrictions.
536
+
537
+ \paragraph{Covariance and common systematic data.}
538
+ Test \eqref{ib:covariance} on point symbols with independent uniform
539
+ \(g,h,I\), uniform masks, and a bit form. Undo each row's chart:
540
+ \[
541
+ F_{i,g}(I)=Y_{i,g}(g^{-1}I).
542
+ \]
543
+ If two such polynomial slot tuples differ, the discrepancy is seen
544
+ with constant probability, first on a retained point, then by
545
+ successive nonzero mask contractions, then by the bit form. Since
546
+ \(g\) and \(gh\) are independent uniform elements, for each fixed
547
+ label and track the squared frequencies of the uncharted tuples
548
+ sum to \(1-o(1)\). Their maximum frequency is therefore
549
+ \(1-o(1)\). Replace other rows by this predominant tuple, charted
550
+ back. This changes vanishing point and line distance and enforces
551
+ covariance exactly, including on lines.
552
+
553
+ Compare uncharted tuples of the finitely many systematic labels,
554
+ using a shared uniform retained point and masks and independent row
555
+ groups. The same constant gap forces an exactly common polynomial
556
+ tuple \(F\) on all systematic labels of a track. Test that its
557
+ contracted values lie in \(\F_q\) by a random binary form on
558
+ \(J/\F_q\), pulled back to \(J\) and split. The quotient is an
559
+ \(\F_q\)-space. If a polynomial coefficient were outside
560
+ \(\F_q\), its quotient would be a nonzero vector polynomial and
561
+ would have a constant detection gap. Consequently every systematic
562
+ coefficient is in \(\F_q\).
563
+
564
+ \paragraph{Factoring through the target and enforcing parity.}
565
+ Choose uniform \(y\in K^u\) and two conditionally independent
566
+ generic representations as in \eqref{ib:systematic-probe}. Compare
567
+ their values, with independent row groups. Each individual marginal
568
+ is smooth; this test is a linear comparison and makes no product
569
+ query on the correlated pair. For a slot coefficient the uncharted
570
+ identity tested is
571
+ \begin{equation}
572
+ F(A,y-Az,z)=F(A',y-A'z',z').
573
+ \label{ib:factor-target}
574
+ \end{equation}
575
+ The difference has coordinate degree at most \(2D\), and the
576
+ full-rank restrictions omit an \(o(1)\) fraction. A failed
577
+ polynomial identity therefore has constant detection probability,
578
+ also after the bounded slot contractions. Hence
579
+ \eqref{ib:factor-target} holds identically. Fix any full-rank
580
+ \(A'\) and any \(z'\). Its right side defines a target polynomial
581
+ \(f(y)\) of degree at most \(D\) with \(\F_q\) coefficients.
582
+ Substitute \(y=Az+b\) to obtain the exact factorization
583
+ \(F(P,z)=f(P(z))\).
584
+
585
+ Test the left and right star equations at uniform stars and retained
586
+ points, with slot masks and random \(J\)-bit forms; pull row
587
+ coefficients onto these forms. In an exactly covariant family, a
588
+ failed polynomial star relation fails on every right-shift translate
589
+ of that star, with an invertible affine change of argument.
590
+ Polynomial, mask, and bit detection thus give a constant rejection
591
+ gap for any failure. All star identities hold once the rejection is
592
+ sufficiently small. Lemma~\ref{ib:row-extension} now forces the
593
+ exact parity extension of the systematic target data and its line
594
+ restrictions.
595
+
596
+ \paragraph{Product blocks.}
597
+ In each present \(Z\) block test additivity in \(Q\) and replace
598
+ at vanishing cost by exact \(Q\)-linear maps, in mean over all its
599
+ other indices. Sample a uniform independent pair of
600
+ edge/point/slot-mask indices and uniform multipliers. Test the
601
+ product identity for
602
+ \(Q(x,x')=\alpha(x)\alpha'(x')\), with independent uniform
603
+ binary forms \(\alpha,\alpha'\) on \(\F_q\).
604
+ On the \(Z\) side split only \(Q\), keeping these already uniform
605
+ other indices fixed. On each \(Y\) side pull the multiplier and
606
+ \(\pi\) into the requested bit form and split that form. Compare
607
+ with the Boolean product of the two resulting bits.
608
+
609
+ The \(Y\)'s are already genuine symbols. The difference between
610
+ a wrong \(Q\)-linear map and their true product is a nonzero binary
611
+ matrix. A uniform outer-product form detects it with probability
612
+ at least \(1/4\), by two successive nonzero contractions. The
613
+ fraction of wrong maps therefore tends to zero. Replace them by
614
+ \eqref{ib:product-bit}. This works separately for every compatible
615
+ pair and never invokes a missing product block.
616
+
617
+ \paragraph{Algebraic validity.}
618
+ Finally run the algebraic validator of
619
+ Lemma~\ref{lem:inner-algebra-interface} on the recovered target
620
+ polynomials, using systematic representations. Linear target
621
+ probes need only their individual bounded-density marginal. For
622
+ each product probe that lemma gives compatible tags and independent
623
+ uniform full target arguments. Represent these independently in
624
+ rectangular coordinates. The corresponding \(Z\) query therefore
625
+ has the required joint density. Identity multipliers on
626
+ \(\F_q\)-symbols and the demanded bilinear form implement the
627
+ field-level product; split the necessary slot, form, and multiplier
628
+ axes for its raw reads. The exact algebraic gap forces canonical
629
+ extended validity. The native linear maps used by the validator,
630
+ including coordinate packing, need not commute with the row action:
631
+ they are used here only to specify systematic target arguments.
632
+
633
+ All replacements have vanishing total binary cost, so the original
634
+ word is at vanishing distance from a canonical valid word. If the
635
+ stated fixed-gap conclusion failed, for each integer \(j\) one
636
+ could choose a size at least \(j\) and a word of distance at least
637
+ \(a\) with rejection below \(1/j\), contradicting this sequence
638
+ argument. Each constituent test is perfectly complete for every
639
+ random choice in its support. All its raw marginals are smooth by
640
+ the displayed representations and splitting; this also proves the
641
+ claimed linear upper bound on rejection near a canonical word.
642
+
643
+ For distance, different logical tapes differ in an order-one grid
644
+ polynomial. Its difference is nonzero on a constant fraction of
645
+ uniform target arguments, hence on a constant fraction of systematic
646
+ row/point positions; a bit form detects the symbol difference with
647
+ probability \(1/2\). A concerned block has fixed positive weight.
648
+ If the logical tape agrees, different valid extended labels differ
649
+ in mode or in the progress marker, because legacy and mode fix the
650
+ frame. These constant slot tensors likewise have a fixed
651
+ nonzero-contraction gap. This gives a constant lower bound on
652
+ relative distance.
653
+ \end{proof}
654
+
655
+ \subsection{Value-independent uncertainty supports}
656
+ \label{ib:uncertainty}
657
+
658
+ The correction argument uses uncertainty sets rather than the actual
659
+ wrong symbols at intermediate stages. This permits separate
660
+ consistent choices in each bounded dependency cone.
661
+
662
+ The alternating local decoding strategy is classical; see
663
+ Z\'emor~\cite[Section~III-A, Lemma~5 and Theorem~6]{Zemor2001}.
664
+ The proofs below supply the vector-space, repeated-edge,
665
+ value-independent-support, and finite-cone refinements needed here,
666
+ rather than invoking that result verbatim.
667
+
668
+ For a \(Y\) block, a column fixes a retained point or line and all slot
669
+ masks, including line coefficient masks. At that column, varying the
670
+ edge gives a row codeword of \(J\)-symbols in the reference encoding.
671
+ The binary data for one such symbol form its Hadamard table, including
672
+ all repetition copies; we call this its \emph{inner table}. The first
673
+ lemma controls uncertainty in these row-code positions without examining
674
+ the uncertain symbols' values.
675
+
676
+ \begin{lemma}[One-axis support contraction]
677
+ \label{ib:one-axis-support}
678
+ For the row code above, set
679
+ \[
680
+ t_* =\lfloor c_e/2\rfloor+1,\qquad
681
+ \vartheta=t_*/d_e\ge1/8,\qquad \zeta_*=1/256.
682
+ \]
683
+ Starting with an uncertain edge set of density
684
+ \(\zeta\le\zeta_*\), a constant number of alternating local
685
+ decoding half-rounds leaves an arbitrarily small fixed uncertain
686
+ edge density. The resulting support depends only on the starting
687
+ uncertainty set and contains every possible output error for every
688
+ assignment equal to the reference codeword off that set. This holds
689
+ for symbols in any finite-dimensional \(J\)-space.
690
+ \end{lemma}
691
+
692
+ \begin{proof}
693
+ At a star decode to the unique local codeword within
694
+ \(t_*-1=\lfloor c_e/2\rfloor\) errors, if it exists; otherwise
695
+ output zero on that star. Distance \(c_e+1\) gives uniqueness.
696
+ This decoder uses a bounded number of linear symbol operations and
697
+ symbol-equality decisions: enumerate the information sets of size
698
+ \(d_e-c_e\), solve using the complementary invertible minor,
699
+ and count agreements with each candidate. There are constantly
700
+ many such choices.
701
+
702
+ On a half-round mark a star bad if it meets at least \(t_*\)
703
+ currently uncertain edges, and declare all edges incident to bad
704
+ stars possibly uncertain afterward. Every other star decodes
705
+ correctly, regardless of the values on uncertain edges. The first
706
+ bad-star fraction is at most \(\zeta/\vartheta\le8\zeta\).
707
+ If \(x\) and \(y\) are consecutive bad-star fractions on opposite
708
+ sides, the new bad stars receive at least a \(\vartheta\) fraction
709
+ of their incident edges from the preceding bad stars. Expander
710
+ mixing with multiplicities gives
711
+ \begin{equation}
712
+ \vartheta y\le xy+\lambda\sqrt{xy}.
713
+ \label{ib:mixing-contraction}
714
+ \end{equation}
715
+ When \(x\le\vartheta/2\), either \(y=0\), or division and
716
+ squaring imply
717
+ \[
718
+ y\le(2\lambda/\vartheta)^2x\le x/16.
719
+ \]
720
+ Since \(8\zeta_*\le\vartheta/2\), induction applies at every
721
+ subsequent half-round. The current edge-support fraction equals
722
+ the latest bad-star fraction. A constant number of half-rounds
723
+ therefore gives any prescribed fixed residual density. Every
724
+ support operation used only sets of uncertain positions, proving
725
+ the value-independent assertion.
726
+ \end{proof}
727
+
728
+ For a \(Z\) block, a column fixes both retained points, their slot
729
+ masks, and \(Q\). Its row position is a joint pair of edges, and its
730
+ inner table consists of the multiplier pairs and repetition copies.
731
+ The reference multiplier tables obey row constraints along each edge
732
+ axis, but the two axes use different scalar actions. We verify these
733
+ actions before applying a two-axis contraction.
734
+
735
+ For \(Z\), the relevant symbol alphabet is the additive group
736
+ \(\mathcal B_{\rm mul}\) of all binary bilinear functions
737
+ \(F:J\times J\to\F_2\). It carries two commuting \(J\)-space
738
+ structures
739
+ \begin{equation}
740
+ (a\cdot_1F)(b_1,b_2)=F(ab_1,b_2),\qquad
741
+ (a\cdot_2F)(b_1,b_2)=F(b_1,ab_2).
742
+ \label{ib:two-actions}
743
+ \end{equation}
744
+ Additivity in each argument and the field laws verify the vector
745
+ space axioms and commutation. Distinct such functions differ on
746
+ at least \(1/4\) of uniform multiplier pairs. Fixing the two
747
+ outer points, the original slot masks, and \(Q\) makes the true
748
+ multiplier tables across edge pairs a two-axis codeword. For
749
+ example the first-axis relation with coefficients \(a_j\) is
750
+ \[
751
+ \sum_j Q\bigl(\pi(b_1a_jY_{1,j}),\pi(b_2Y_2)\bigr)
752
+ =Q\bigl(\pi(b_1\sum_j a_jY_{1,j}),\pi(b_2Y_2)\bigr)=0.
753
+ \]
754
+ The second-axis relation is identical with the roles exchanged.
755
+ The next lemma permits precisely these two possibly different space
756
+ structures.
757
+
758
+ \begin{lemma}[Two-axis support contraction and cone consistency]
759
+ \label{ib:two-axis-support}
760
+ Consider an array on two edge axes whose reference obeys the row
761
+ code in each slice, with possibly different \(J\)-space structures
762
+ on the same additive symbol group for the two axes. Put
763
+ \(\zeta_{**}=\zeta_*^2/4\). From initial uncertainty density at
764
+ most \(\zeta_{**}\), a constant number of first-axis half-rounds
765
+ followed by a constant number of second-axis half-rounds leaves any
766
+ prescribed fixed residual density. The uncertainty support is
767
+ value-independent. For one output position, the same guarantee
768
+ holds when arbitrary values are chosen on initially uncertain
769
+ positions specifically for its finite dependency cone, provided
770
+ each repeated initial position receives one consistent value inside
771
+ that cone.
772
+ \end{lemma}
773
+
774
+ \begin{proof}
775
+ First-axis slices with uncertainty density greater than
776
+ \(\zeta_*\) occupy at most a \(\zeta_*/4\) fraction. Keep these
777
+ whole stripes uncertain. On all other slices use
778
+ Lemma~\ref{ib:one-axis-support} to make residual density at most
779
+ \(\delta_1\). In all but \(2\delta_1/\zeta_*\) of the
780
+ second-axis slices, the additional residual outside these stripes
781
+ has density at most \(\zeta_*/2\). Such a slice starts with
782
+ uncertainty at most \(3\zeta_*/4<\zeta_*\). Contract it to
783
+ \(\delta_2\), leaving all other second-axis slices uncertain.
784
+ The final density is at most
785
+ \[
786
+ 2\delta_1/\zeta_*+\delta_2,
787
+ \]
788
+ which is arbitrarily small. Intermediate arrays need not satisfy
789
+ both slice constraints: each phase is compared to the fixed
790
+ reference and uses its appropriate space structure only.
791
+
792
+ A fixed number of rounds and constant degree give a finite
793
+ dependency cone. Extend any consistent assignment in that cone
794
+ arbitrarily to the other uncertain initial positions, retaining the
795
+ reference elsewhere. The global support statement applies to this
796
+ extension and determines the same output. Separate cones may use
797
+ different values on their uncertain inputs; no common assignment
798
+ between cones is needed.
799
+ \end{proof}
800
+
801
+ \subsection{Bit simulation of a finite decoding cone}
802
+ \label{ib:cone-simulation}
803
+
804
+ \begin{lemma}[Inner-table flags and arbitrary-form prediction]
805
+ \label{ib:inner-table-prediction}
806
+ There are constants \(0<\nu_1<\nu_2<1/64\), independent of the
807
+ number of row rounds, with the following properties. For a table
808
+ of bits, including its actual repetition copies, one can distinguish
809
+ distance at most \(\nu_1\) from a legal inner table from distance
810
+ greater than \(\nu_2\) from every legal inner table, with any
811
+ prescribed fixed reliability and bounded smooth queries. The legal
812
+ inner tables are either Hadamard tables of \(J\)-symbols or binary
813
+ bilinear functions on \(J\times J\). Inside radius \(\nu_2\)
814
+ the legal symbol is unique, and any specified bit of it can be
815
+ predicted with arbitrarily high fixed reliability by bounded queries
816
+ with uniform inner-index and copy marginals. The specified form or
817
+ multiplier pair may be any function of previously exposed data;
818
+ the assertion holds conditional on those data, using fresh randomness.
819
+ \end{lemma}
820
+
821
+ \begin{proof}
822
+ Random-copy agreement and binary addition, or the two-axis binary
823
+ tests, are perfectly complete. Lemma~\ref{ib:axis-replacement},
824
+ together with the majority replacement of copies, gives a
825
+ dimension- and copy-count-independent positive rejection lower
826
+ bound \(\gamma_2\) at distance greater than a fixed \(\nu_2\)
827
+ from every legal inner table. If this failed, a sequence of such
828
+ tables with rejection tending to zero would contradict that lemma.
829
+ Near a legal table, smoothness bounds rejection by \(C_2\) times
830
+ distance, with an absolute \(C_2\). Choose
831
+ \(\nu_1<\min(\nu_2,\gamma_2/(4C_2))\). Estimating rejection
832
+ from independent trials and comparing with \(\gamma_2/2\)
833
+ distinguishes the two promised cases with any fixed reliability;
834
+ Chebyshev's inequality suffices to choose a bounded sample count.
835
+ The intermediate annulus may be assigned either flag.
836
+
837
+ Distinct Hadamard tables differ on half their forms. Distinct
838
+ bilinear functions differ on at least a quarter of multiplier
839
+ pairs. Repetition preserves these distances, proving uniqueness
840
+ within \(\nu_2\). For a specified Hadamard form \(\mu\), choose
841
+ uniform \(\alpha\), query random copies at \(\alpha\) and
842
+ \(\mu+\alpha\), and XOR. Each query is uniform in its inner
843
+ index, so one trial errs with probability at most \(2\nu_2\).
844
+ For a bilinear table at specified \((b_1,b_2)\), choose independent
845
+ uniform \(r_1,r_2\) and use
846
+ \begin{align*}
847
+ F(b_1,b_2)={}&F(r_1,r_2)+F(b_1+r_1,r_2)\\
848
+ &+F(r_1,b_2+r_2)+F(b_1+r_1,b_2+r_2).
849
+ \end{align*}
850
+ Each pair is jointly uniform, with a fresh random copy, and the
851
+ error probability is at most \(4\nu_2<1/16\). Independent
852
+ repetition and majority give any desired fixed error. These bounds
853
+ hold for every specified bit, so remain valid after conditioning
854
+ on all prior data if the splits and copies are fresh.
855
+ \end{proof}
856
+
857
+ \begin{lemma}[Consistent bit simulation]
858
+ \label{ib:bit-simulation}
859
+ Fix a finite cone of one- or two-axis row decoding, a reference satisfying
860
+ the corresponding row constraints, and a requested bit of the output
861
+ symbol. For analysis, declare an initial position uncertain when its
862
+ received inner table is more than \(\nu_1\) from its reference table,
863
+ and propagate this set by the support rules above. With bounded bit
864
+ queries the requested bit can be simulated to any fixed error probability
865
+ \(\sigma>0\), on a consistent assignment of initially uncertain
866
+ symbols that agrees with the reference at every initial table
867
+ within \(\nu_1\) of its true inner table. If the output position lies
868
+ outside the value-independent support, the predicted bit equals its
869
+ reference bit except with probability \(\sigma\). All hidden operations are bit equalities
870
+ and requested bits; field coefficients and address computations
871
+ are public. The routine is bounded and defined on arbitrary words.
872
+ \end{lemma}
873
+
874
+ \begin{proof}
875
+ List the cone's initial positions and deduplicate repeated positions
876
+ within that cone. Flag each distinct table once by
877
+ Lemma~\ref{ib:inner-table-prediction}, calling the far outcome
878
+ flagged, and assign flagged positions the zero symbol. At an
879
+ unflagged table within \(\nu_2\) of a legal table, assign its
880
+ unique nearby symbol. Choose the flag reliability so that, except
881
+ with a prescribed small probability, every table within \(\nu_1\)
882
+ of its true symbol is unflagged and no table farther than \(\nu_2\)
883
+ from all legal symbols is unflagged. On this event the assignment
884
+ is well-defined and consistent inside the cone. Certain inputs
885
+ receive their true symbols: a competing symbol within \(\nu_2\)
886
+ would contradict inner distance. The remaining assignments,
887
+ including arbitrary choices in the gap annulus, are permitted by
888
+ Lemmas~\ref{ib:one-axis-support} and~\ref{ib:two-axis-support}.
889
+
890
+ There is no need to recover the assigned symbols in full. Unfold
891
+ the finite symbol-level decision tree for information-set decoding,
892
+ agreement counts, and fallback-zero outcomes. On each fixed branch
893
+ every candidate, comparison, and output is a linear expression in
894
+ the assigned initial symbols. For two axes these expressions are
895
+ sums of compositions of the two scalar actions
896
+ \eqref{ib:two-actions}. Their coefficients are obtained publicly
897
+ from the fixed local matrices and the finite branch choices.
898
+
899
+ A false symbol equality is detected by a fresh uniform Hadamard
900
+ form with probability \(1/2\), or by a fresh uniform multiplier
901
+ pair with probability at least \(1/4\). Each resulting bit of a
902
+ linear expression reduces, by additivity and scalar pullback, to
903
+ a bounded number of specified bits of the initial assigned tables.
904
+ Use Lemma~\ref{ib:inner-table-prediction} on unflagged inputs and
905
+ public zero on flagged inputs. Independent equality trials make
906
+ the chance of missing a false equality arbitrarily small; an exact
907
+ equality fails only if one of its input-bit predictions fails.
908
+ The requested final output bit is handled in the same manner.
909
+
910
+ The order of choices prevents circular error bookkeeping. First
911
+ fix the row rounds and the complete finite symbol-level tree.
912
+ Next choose flag and equality-detection budgets for its bounded
913
+ number of possible decisions. This fixes the number of
914
+ initial-bit predictions needed in each tested expression. Then
915
+ choose their smaller error budgets and their repetitions. Given
916
+ successful flags, every later specified bit has the uniform
917
+ worst-request guarantee of the previous lemma conditional on prior
918
+ answers, using fresh splits after all scalar pullbacks. A union
919
+ bound, or conditioning successively on the preceding correct
920
+ symbol-level decisions, bounds total simulation error by
921
+ \(\sigma\). We do not choose the same budgets by union-bounding
922
+ over the later amplified bit tree. After all choices that full
923
+ tree is nevertheless finite and bounded. When a promise fails,
924
+ the same finite comparisons and fallback-zero rules still define
925
+ an output; only correctness is relinquished.
926
+ \end{proof}
927
+
928
+ \subsection{Arbitrarily accurate average correction}
929
+ \label{ib:average-correction-section}
930
+
931
+ For a point \(Y\) request its \emph{outer index} means its row
932
+ edge together with its retained point; for a line \(Y\) request
933
+ it means its edge and retained ordered line. For \(Z\) it means
934
+ the \emph{joint pair} of edge/point indices. A request law has
935
+ density at most \(C_{\rm req}\) within its block when its outer
936
+ index probability is at most \(C_{\rm req}\) times the corresponding
937
+ uniform probability. Every other requested mask, form, or multiplier
938
+ may be an arbitrary public function of the request.
939
+
940
+ Call a binary word \emph{structurally canonical} if it is obtained from
941
+ the canonical recipes of Lemma~\ref{lem:inner-algebra-interface} at a
942
+ specified frame, mode, progress, and arbitrary Boolean tape, followed by
943
+ the point, line, row-extension, product, and repetition constructions
944
+ above. The tape need not satisfy the final validity conditions. Such a
945
+ word nevertheless satisfies the row-code, covariance, and multilinear
946
+ mask identities and has exactly the prescribed product tables.
947
+
948
+ \begin{proposition}[Average correction from one fixed radius]
949
+ \label{ib:average-correction}
950
+ For every fixed template there is \(\rho>0\) such that the following
951
+ holds for all sufficiently large sizes. Let a received balanced
952
+ word \(w\) satisfy \(\dist(w,\mathcal W)\le\rho\), where
953
+ \(\mathcal W\) is structurally canonical; validity of its label
954
+ is not needed here. For every fixed \(C_{\rm req}<\infty\) and
955
+ \(\eta>0\), a bounded-bit algorithm predicts requests with outer
956
+ density at most \(C_{\rm req}\) with average error at most \(\eta\).
957
+ It has smooth potential raw reads on every fixed hypothetical answer
958
+ branch. The radius is independent of \(C_{\rm req}\), \(\eta\),
959
+ the row-round count, and the subsequent amplification count.
960
+ \end{proposition}
961
+
962
+ \begin{proof}
963
+ Use the constants \(\nu_1,\nu_2\) already chosen, and put
964
+ \(\zeta=\min(\zeta_*,\zeta_{**})\). Use the column and inner-table
965
+ descriptions in Section~\ref{ib:uncertainty}: rows are edges for \(Y\) and edge pairs
966
+ for \(Z\). Call an initial row position uncertain if its received inner
967
+ table is more than \(\nu_1\) from its reference table.
968
+
969
+ Each block has error fraction at most \(b_\#\rho\). If
970
+ \(u_{\rm unc}\) is the uncertain edge fraction in a uniform
971
+ column, or pair fraction for \(Z\), then
972
+ \begin{equation}
973
+ \E u_{\rm unc}\le\frac{b_\#\rho}{\nu_1}.
974
+ \label{ib:uncertain-average}
975
+ \end{equation}
976
+ Call columns with \(u_{\rm unc}>\zeta\) bad. Their fraction is
977
+ at most \(b_\#\rho/(\nu_1\zeta)\). On every other column,
978
+ choose enough rounds in the support lemmas to leave uncertainty
979
+ fraction at most \(\delta'>0\), whose value will be fixed later.
980
+ No residual-support claim is made on bad columns.
981
+
982
+ For a \(Y\) request, independently split all its slot masks,
983
+ including the line coefficient masks, and expand. Keep its
984
+ specified Hadamard form as the inner bit request. For each expanded
985
+ term choose independent uniform \(h\in\mathcal H\) and replace
986
+ the row/outer pair by
987
+ \begin{equation}
988
+ (i,g,I)\longmapsto(i,gh,h^{-1}I).
989
+ \label{ib:random-shift}
990
+ \end{equation}
991
+ Covariance preserves the true value. For a \(Z\) request split
992
+ both slot-mask lists and \(Q\), expand, and shift its two row/outer
993
+ indices independently by \eqref{ib:random-shift}. Keep the
994
+ specified multipliers as its inner bit request. Let \(T_0\) be
995
+ a fixed common upper bound on the expansion count, determined by
996
+ the template, before any accuracy choices.
997
+
998
+ For each fixed original request, every term has a uniform column:
999
+ the relevant \(\mathcal H\)-action is transitive and all its
1000
+ column-mask axes have been independently randomized. In \(Z\)
1001
+ the two independent shifts give the uniform pair of outer points.
1002
+ Choose the radius once and for all so that
1003
+ \begin{equation}
1004
+ \frac{T_0b_\#\rho}{\nu_1\zeta}\le\frac1{64}.
1005
+ \label{ib:fixed-radius}
1006
+ \end{equation}
1007
+ Then, for every individual request, the chance that any term uses
1008
+ a bad column is at most \(1/64\). This conclusion does not assume
1009
+ that the shifted row is independent of the shifted outer point.
1010
+
1011
+ For every fixed shift, \eqref{ib:random-shift} is a permutation
1012
+ of the complete row/outer index; the independent pair of shifts
1013
+ is a permutation of the complete \(Z\) index. Thus averaging
1014
+ over an outer-density-\(C_{\rm req}\) request law preserves that
1015
+ density bound. Expanded column masks are uniform conditional on
1016
+ the indices. The mean chance of hitting the good-column residual
1017
+ support in any of the terms is consequently at most
1018
+ \(T_0C_{\rm req}\delta'\). By Markov's inequality, outside an
1019
+ exceptional fraction at most \(8T_0C_{\rm req}\delta'\) of
1020
+ original requests, the conditional sum of those residual-hit
1021
+ probabilities is at most \(1/8\).
1022
+
1023
+ Bit-simulate every term's row cone by
1024
+ Lemma~\ref{ib:bit-simulation}, with total simulation error at most
1025
+ \(1/64\). On any nonexceptional request, the full randomized
1026
+ XOR trial therefore errs with probability at most
1027
+ \[
1028
+ \frac1{64}+\frac18+\frac1{64}=\frac5{32}<\frac14.
1029
+ \]
1030
+ Cone-specific assignments are sufficient because the support bounds
1031
+ cover every consistent assignment in each cone. Choose
1032
+ \(\delta'\) so that \(8T_0C_{\rm req}\delta'\le\eta/2\).
1033
+ This determines a constant row-round count. Repeat the entire
1034
+ trial independently at the fixed request, including shifts, flags,
1035
+ and all predictions, and take majority. A bounded number of
1036
+ repetitions makes its error at each nonexceptional request at most
1037
+ \(\eta/2\). Adding the exceptional fraction proves average error
1038
+ at most \(\eta\) from the fixed radius \eqref{ib:fixed-radius}.
1039
+ This proves an average guarantee, and makes no assertion of
1040
+ arbitrarily accurate correction at every prescribed outer index.
1041
+ Smoothness is proved in the next lemma.
1042
+ \end{proof}
1043
+
1044
+ \begin{lemma}[All hypothetical read slots are smooth]
1045
+ \label{ib:all-branch-density}
1046
+ For the tester, the corrector of
1047
+ Proposition~\ref{ib:average-correction}, and the finite linear
1048
+ compositions used below, use their stated bounded outer-index request
1049
+ laws, with joint pair density for \(Z\). Freeze any hypothetical sequence
1050
+ of hidden answer bits. Under the original, unconditioned public random tape
1051
+ and request law, the raw-read subdistribution of every potential
1052
+ slot has bounded density relative to its balanced input block.
1053
+ After all accuracy counts have been fixed, the sum of these bounds
1054
+ over the complete finite answer tree is a constant independent of
1055
+ the size. Defaults, wrong flags, and wrong equality answers satisfy
1056
+ the same assertion. Public numerical thresholds that only select
1057
+ among these fixed schedules do not change the bound.
1058
+ \end{lemma}
1059
+
1060
+ \begin{proof}
1061
+ First enumerate every potential initial row-cone \emph{path slot},
1062
+ including all candidate uses, before deduplication. A term's
1063
+ initial covariance shift is the joint permutation
1064
+ \eqref{ib:random-shift}. A fixed row-star path subsequently changes
1065
+ the edge label among finitely many possibilities and multiplies
1066
+ \(g\) on the left by a fixed group element. A right-star move
1067
+ from label \(i\) to \(j\), for example, uses
1068
+ \(g\mapsto u_j^{-1}u_i g\). Each such map is a permutation
1069
+ within a fixed edge-label class, so costs only a fixed label factor
1070
+ in a density bound. In a two-axis cone the same reasoning applies
1071
+ separately to each axis and preserves the joint pair bound.
1072
+ Consequently each enumerated path slot has a fixed density bound.
1073
+
1074
+ Deduplication, representative selection, and omission of unused
1075
+ terms only decide whether an already enumerated slot is read.
1076
+ Its resulting unconditioned subdistribution is dominated by the
1077
+ original slot distribution. We never condition and renormalize
1078
+ on the event that this slot was chosen as a representative or that
1079
+ its flag had a specified outcome. Summing the bounds of all
1080
+ potential slots, including unexecuted ones, bounds their complete
1081
+ occurrence count. A flagged, failed, or unused zero value is public
1082
+ zero and requires no placeholder query at a special address.
1083
+
1084
+ On a frozen symbolic branch, all information-set interpolation
1085
+ matrices depend only on \(H_L,H_R\) and public graph indices.
1086
+ The relevant inverses exist by their maximal-minor property.
1087
+ The coefficients of all selected linear expressions, including
1088
+ the compositions of \eqref{ib:two-actions}, can therefore be
1089
+ computed publicly. Hidden work is only the bounded equality and
1090
+ output-bit calls described in Lemma~\ref{ib:bit-simulation}.
1091
+ Their specified forms and multiplier pairs may depend on every
1092
+ frozen answer, public coefficient, and preceding random choice.
1093
+ Fresh splits \emph{after} these pullbacks give uniform raw inner
1094
+ forms or jointly uniform multiplier pairs conditional on all that
1095
+ information. Zero coefficients can be split as well, or omitted.
1096
+ Fresh uniform copies give the required copy marginal. Wrong
1097
+ answers change the selected expression, but introduce no new type
1098
+ of row-cone path.
1099
+
1100
+ The tester's schedules were explicitly smooth before replacements.
1101
+ The neighbor compositions below use finite lists of commuting
1102
+ affine column permutations and changes between fixed block types,
1103
+ so the same argument adds only fixed type factors. Dropping a
1104
+ public operand takes a marginal of a joint law, which also
1105
+ preserves a density bound. Finally freeze all simulation and
1106
+ amplification counts, unfold the full raw bit tree, and sum these
1107
+ finitely many bounds. This tree may be large, but is constant at
1108
+ the chosen accuracy. A later threshold offset that selects its
1109
+ branches changes neither its slot count nor these public address
1110
+ maps. The assertion concerns the unconditioned schedules for
1111
+ all branches, not correctness on unsuccessful branches.
1112
+ \end{proof}
1113
+
1114
+ The request statement also applies to a subdistribution within a
1115
+ type: pad its missing mass by the uniform law, which increases a
1116
+ density bound by at most 1, and charge the original subdistribution
1117
+ by the resulting error bound. A bounded list of type or branch
1118
+ choices is handled by adding their bounds and error budgets.
1119
+ This does not normalize on a rare branch. Likewise, if a mixed
1120
+ product has a public operand, a joint density
1121
+ \(p(x,y)\le C/(\abs X\abs Y)\) implies
1122
+ \begin{equation}
1123
+ \sum_y p(x,y)\le C/\abs X.
1124
+ \label{ib:public-marginal}
1125
+ \end{equation}
1126
+ The surviving \(x\) is the complete edge/point index, not only
1127
+ its point. The requested form
1128
+ \(u\mapsto Q(\pi(b_1u),\pi(b_2v_{\rm public}(y)))\) may depend
1129
+ on the discarded index; it does not select a new surviving index.
1130
+ One may forget an actual repetition-copy index and choose a fresh
1131
+ uniform copy in the corresponding one-port block. This changes
1132
+ only the fixed block-weight factor, not the original-index bound.
1133
+
1134
+ All public supports used here have polynomial cardinality for fixed
1135
+ accuracy. Groups, retained points and lines, representation fibers,
1136
+ fields, masks, forms, and copy sets are polynomial-listable; only a
1137
+ constant number of independent draws is used. Their sampling laws
1138
+ are rational. Public indices, coefficient operations, and the
1139
+ bounded Boolean answer tables can be enumerated in polynomial time.
1140
+ Neither a hidden field symbol nor a hidden array is processed as one
1141
+ unit-cost query.
1142
+
1143
+ \subsection{Neighbor bits and global port recovery}
1144
+ \label{ib:neighbors-recovery}
1145
+
1146
+ \begin{proposition}[Local flags and encoded neighbors]
1147
+ \label{ib:neighbors}
1148
+ Within a sufficiently small fixed radius of a valid canonical word,
1149
+ one can decide its incident-edge flags with arbitrarily high fixed
1150
+ reliability, and supply its own bits and those of every existing
1151
+ neighbor with arbitrarily small average error for bounded-density
1152
+ requests. The number of bit probes is bounded at each accuracy.
1153
+ The complete hypothetical answer tree, including wrong decisions
1154
+ and missing-edge defaults, satisfies
1155
+ Lemma~\ref{ib:all-branch-density}.
1156
+ \end{proposition}
1157
+
1158
+ \begin{proof}
1159
+ Reduce \(\rho\) if needed to lie below half the distance of
1160
+ Proposition~\ref{ib:tester}; a nearby valid label is then unique.
1161
+ Use average correction at uniform systematic edge/point positions
1162
+ to read the mode and the needed critical-bit projections of
1163
+ Lemma~\ref{lem:inner-algebra-interface}. At full progress the
1164
+ all-ones contraction of the relevant singleton stack is a constant
1165
+ polynomial equal to its critical Boolean read. Use a specified
1166
+ additive form taking 1 to 1; its actual raw queries are smoothed by
1167
+ the corrector. Such uniform systematic requests have bounded
1168
+ outer density even though the logical read itself has a sparse
1169
+ public address.
1170
+
1171
+ Compare the progress marker with its public empty and full tensors
1172
+ by uniform separable masks and bit forms at systematic points.
1173
+ On the true constant tensors a false equality has a fixed gap by
1174
+ successive nonzero contractions. Corrected probes and sufficiently
1175
+ many repetitions distinguish these cases with arbitrary fixed
1176
+ reliability. Together with mode and the full-progress critical
1177
+ bits, including the wrap predicate, these are exactly the finite
1178
+ decisions required by the path transition rules. Explicitly, a
1179
+ pre successor increases progress unless full; at full it performs
1180
+ the enabled edit or has a missing wrap edge. A post successor
1181
+ decreases progress unless empty; at empty it advances the frame.
1182
+ For predecessors, full post reverses the edit or has the missing
1183
+ wrap edge, other post reverses a decrease, positive-progress pre
1184
+ reverses an increase, and empty pre reverses a frame advance.
1185
+ An increase also distinguishes empty progress for initialization.
1186
+ There is no scan of the full progress index and no proposed-tape
1187
+ validity test.
1188
+
1189
+ Fix the true Boolean transition branch of an existing edge. The
1190
+ algebraic interface expresses every updated contraction as a
1191
+ bounded sum of public terms and public scalar multiples of old
1192
+ contractions at invertible \(K\)-affine pullbacks of the common
1193
+ target. Slot pulls and scalars are independent of the target point
1194
+ and row. The pullbacks commute with the rectangular action, so
1195
+ they commute through the common row encoder as column permutations.
1196
+ Public initialization terms have publicly computable actual
1197
+ parity values. Thus each requested point \(Y\) bit is an XOR
1198
+ of boundedly many input \(Y\) requests with specified masks and
1199
+ forms at bounded-density indices. For line \(Y\), the affine
1200
+ map preserves the line parameter, so the identical argument applies
1201
+ to the separable coefficient contractions
1202
+ \eqref{ib:line-bit}. The derivative update uses the separately
1203
+ stored child and its summed new-axis stack; it does not recompute
1204
+ native packing, polynomial division, or coefficient extraction
1205
+ from a requested line or parity symbol.
1206
+
1207
+ For a \(Z\) bit insert the two \(Y\) update sums into
1208
+ \eqref{ib:product-bit} and expand by bilinearity. Two variable
1209
+ terms give an available input \(Z\) block by tag compatibility;
1210
+ absorb public coefficients into multipliers or masks. The two
1211
+ row/point coordinates undergo separate affine column permutations,
1212
+ with their rows fixed. This preserves their joint density even
1213
+ when the two input types coincide: their two positions are still
1214
+ distinct coordinates of the product domain, never identified into
1215
+ a diagonal. A term with one public operand is an arbitrary
1216
+ specified binary linear form of the other \(J\)-symbol, and
1217
+ \eqref{ib:public-marginal} gives the necessary complete surviving
1218
+ row/point bound. Here the public operand is its actual encoded
1219
+ \(J\)-symbol, including parity values, not an unencoded target
1220
+ value. Two public operands give a public bit.
1221
+
1222
+ Apply Proposition~\ref{ib:average-correction} to every needed term
1223
+ with a suitably smaller accuracy. Each output type and fixed
1224
+ branch has a bounded list of transformations, including radix
1225
+ pulls and zero terms. Charge their error and density bounds by
1226
+ their sum before selecting a term or branch. Charge the finite
1227
+ decision errors separately, and analyze each relevant correct
1228
+ branch with its true decisions fixed before intersecting the good
1229
+ events. Wrong decisions still select from the same public lists;
1230
+ missing or unused values are public zero. Therefore the
1231
+ all-hypothetical-branch smoothness assertion follows from
1232
+ Lemma~\ref{ib:all-branch-density}.
1233
+ \end{proof}
1234
+
1235
+ \begin{proposition}[Deterministic global read-port recovery]
1236
+ \label{ib:global-recovery}
1237
+ At a sufficiently small fixed balanced distance from a canonical
1238
+ word, every order-one logical read port can be recovered exactly
1239
+ in deterministic polynomial time. In particular this applies to
1240
+ the one-port template. No constant-query claim is made for this
1241
+ global decoder.
1242
+ \end{proposition}
1243
+
1244
+ \begin{proof}
1245
+ At every systematic edge/point position in the port's order-one
1246
+ point block, read the entire Hadamard table including copies and
1247
+ choose a nearest \(J\)-symbol, breaking ties publicly. Whenever
1248
+ the table error is less than \(1/4\), the selected symbol is true.
1249
+ Markov's inequality bounds the fraction of incorrect systematic
1250
+ symbols by a fixed multiple of balanced word error, accounting for
1251
+ the block weight and the systematic row fraction.
1252
+
1253
+ Map these symbols to their represented target arguments using the
1254
+ known row action. All fibers have equal size: for a fixed target
1255
+ \(y\), any full-rank \(A\) and any \(z\) determine the unique
1256
+ offset \(y-Az\), and the number of choices is the same for every
1257
+ row group. Take a plurality in each fiber. Every wrong plurality
1258
+ requires at least half its fiber's symbols to be wrong, so this
1259
+ loses at most a factor two. Project outputs outside the subfield
1260
+ to any fixed \(\F_q\)-estimate, which cannot spoil a correct
1261
+ symbol, and take another plurality over ignored target coordinates.
1262
+ After reducing the fixed radius, we have an estimate
1263
+ \(\widehat f:\F_q^\ell\to\F_q\) of the native order-one
1264
+ polynomial with symbol error at most a sufficiently small fixed
1265
+ \(\alpha>0\).
1266
+
1267
+ For each desired grid point \(x\), enumerate all directions
1268
+ \(z\in\F_q^\ell\). Along the \(q\)-word
1269
+ \((\widehat f(x+tz))_{t\in\F_q}\), the expected number of
1270
+ errors over \(z\) is at most
1271
+ \(1+(q-1)\alpha\): every nonzero \(t\) makes \(x+tz\) uniform.
1272
+ Let
1273
+ \[
1274
+ t_{\rm RS}=\left\lfloor\frac{q-D-1}{2}\right\rfloor.
1275
+ \]
1276
+ For sufficiently small fixed \(\alpha\) and large size, Markov's
1277
+ inequality shows that a strict majority of directions have at most
1278
+ \(t_{\rm RS}\) errors, since \(D/q\to0\).
1279
+
1280
+ Use the Berlekamp--Welch reconstruction method in the linear-system
1281
+ presentation of Gemmell and Sudan~\cite[Appendix~A]{GemmellSudan1992}.
1282
+ Specifically, uniquely decode each line by solving the linear equations
1283
+ \[
1284
+ N(t)=E(t)\widehat f(x+tz)\quad(t\in\F_q),\qquad
1285
+ E\text{ monic of degree }t_{\rm RS},\quad
1286
+ \deg N\le D+t_{\rm RS}.
1287
+ \]
1288
+ On a good direction, the error locator, padded by any monic factor
1289
+ to degree \(t_{\rm RS}\), provides a solution with
1290
+ \(N=Ef_{\rm line}\). Every solution has this equality: the
1291
+ difference \(N-Ef_{\rm line}\) has degree at most
1292
+ \(D+t_{\rm RS}\) and vanishes at at least
1293
+ \(q-t_{\rm RS}>D+t_{\rm RS}\) correct positions.
1294
+ Divide, verify degree and agreement, and use public zero on a
1295
+ failure. The strict majority of returned values at parameter zero
1296
+ is exactly \(f(x)\). Repeat for all port grid indices.
1297
+ All domains, tables, directions, fields, and linear systems here
1298
+ are polynomial-size, so the complete algorithm is deterministic
1299
+ polynomial time.
1300
+ \end{proof}
1301
+
1302
+ \subsection{The binary interface}
1303
+
1304
+ \begin{lemma}[Inner binary interface]
1305
+ \label{lem:inner-binary-interface}
1306
+ For the inner algebraic families of
1307
+ Lemma~\ref{lem:inner-algebra-interface}, there is a deterministic
1308
+ polynomial-time binary encoding with the following properties,
1309
+ uniform over the circuits in each fixed padded template.
1310
+ \begin{enumerate}[label=(\roman*)]
1311
+ \item Its balanced blocks are the point and line \(Y\)'s and the
1312
+ compatible point-product \(Z\)'s above. Canonical valid extended
1313
+ labels have constant distance, and admit the perfectly complete
1314
+ bounded-bit tester and fixed-gap proximity conclusion of
1315
+ Proposition~\ref{ib:tester}.
1316
+ \item One radius \(\rho>0\), fixed by the template before any
1317
+ request accuracy or density, permits every fixed average error
1318
+ \(\eta>0\) for requests of any fixed bounded outer-index density.
1319
+ For \(Z\), the requirement is a joint pair-density bound. Other
1320
+ masks, multipliers, and forms may be arbitrary request-dependent
1321
+ ones. Finite type subdistributions are charged without
1322
+ renormalization. Mixed products with a public operand may be
1323
+ reduced to arbitrary linear forms using
1324
+ \eqref{ib:public-marginal}.
1325
+ \item In a small fixed neighborhood of a valid label, incident
1326
+ flags and current or existing-neighbor encoded bits have the
1327
+ bounded-query reliability and averaged accuracy in
1328
+ Proposition~\ref{ib:neighbors}. Every routine is total with
1329
+ bounded decisions and public-zero defaults.
1330
+ \item After all fixed accuracy counts are chosen, all hypothetical
1331
+ raw read slots in the full answer tree have a finite summed
1332
+ density bound as in Lemma~\ref{ib:all-branch-density}. This
1333
+ includes potential cone paths before deduplication, unsuccessful
1334
+ flags and comparisons, and arbitrary pulled-back forms. All
1335
+ coefficient and address computations are public, all remaining
1336
+ hidden processing uses boundedly many bits, and all random
1337
+ supports and rational sampling tables are polynomial-time
1338
+ constructible.
1339
+ \item The common row encoder, field presentations, positive-tag
1340
+ original layouts, and fixed-label formulas are identical in
1341
+ corresponding actual and one-port families. Repetition copies
1342
+ may differ and are sampled afresh in the receiving family.
1343
+ At a fixed distinguished source or its first successor, a
1344
+ positive \(Y\) bit has Boolean degree at most three in that
1345
+ port's read input, and a same-positive-tag \(Z\) bit has degree
1346
+ at most six. An order-one port has the deterministic polynomial
1347
+ global recovery of Proposition~\ref{ib:global-recovery}.
1348
+ \end{enumerate}
1349
+ In particular, the radius for the one-port template can be fixed
1350
+ before a later actual port-count bound is chosen. The actual
1351
+ template's own radius may depend on that bound through its number
1352
+ of blocks.
1353
+ \end{lemma}
1354
+
1355
+ \begin{proof}
1356
+ The construction and the preceding propositions prove
1357
+ (i)--(iv) and global recovery. For (v), field and row-code choices
1358
+ were made solely from the common point parameters. The positive
1359
+ charts, including per-primary verification auxiliaries and their
1360
+ tagged descendants, have the literal common-index ancestry of
1361
+ Lemma~\ref{lem:inner-algebra-interface}. Columnwise linear
1362
+ extension and fixed-parameter line restriction preserve that
1363
+ identity. Passing through an original index and choosing a fresh
1364
+ copy therefore suffices even when balanced multiplicities differ.
1365
+
1366
+ At either of the two specified fixed labels, legacy, work, frame,
1367
+ mode, and progress are public, and every positive persistent recipe
1368
+ has Boolean degree at most three in its port input. Public matrix
1369
+ operations, division by fixed monic polynomials, coefficient
1370
+ extraction, slot contraction, fixed affine substitutions, line
1371
+ restriction, \(J\)-linear row extension, coordinate changes, and
1372
+ additive bit forms are all \(\F_2\)-linear in these hidden-data
1373
+ functions. None raises that degree. The one additional binary
1374
+ bilinear operation in \eqref{ib:product-bit} gives degree at most
1375
+ six. Finally \eqref{ib:fixed-radius} uses only the template's
1376
+ \(T_0,b_\#,\nu_1,\zeta\); the later requested density and
1377
+ accuracy affect only row rounds and repetitions. Applying it
1378
+ first to the fixed one-port template proves the last assertion.
1379
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/09-inner-gadget.tex ADDED
@@ -0,0 +1,817 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The fixed port and its robust decision gadget}\label{sec:inner-gadget}
2
+
3
+ We now prove Theorem~\ref{thm:port-gadget}. Throughout this section all
4
+ fields, groups, block lengths, and path labels are those of the inner
5
+ construction of Sections~\ref{sec:inner-algebra} and~\ref{sec:inner-binary}.
6
+ In particular, its polynomial-size affine group is unrelated to the outer
7
+ index group. We first construct the port independently of the eventual
8
+ arity. We then fix an actual arity and construct a generalized subcircuit
9
+ for one Boolean decision. The subcircuit will use the geometric procedures
10
+ of Lemma~\ref{lem:geometric-procedures}, whose proof is independent of this
11
+ section. Word distances in this section are relative Hamming distances;
12
+ vector distances use the displayed normalized block norm.
13
+
14
+ \subsection{A port fixed before the arity}
15
+
16
+ Fix the exponent allowance $c_{\rm allow}$ and the common field, point,
17
+ slot, and row-code parameters supplied by
18
+ Lemmas~\ref{lem:inner-algebra-interface} and
19
+ \ref{lem:inner-binary-interface}. In particular these parameters are
20
+ chosen from $n'=(L+2)^{c_0}$, with fixed $c_0>c_{\rm allow}+5$, before
21
+ specifying the number of input ports or the actual Boolean circuit.
22
+ Construct the one-port instance of the inner path with the prescribed
23
+ initial copy phase and, afterwards, a fixed trivial computation. Include
24
+ all its positive-tag validity, critical-address, derivative, and
25
+ verification-auxiliary families, as well as its tag-zero families. This is
26
+ the \emph{dummy template}. Write $a_s$ for its distinguished source and
27
+ $a_s^+$ for its immediate successor. Their common tape has blank work,
28
+ stage-zero legacy, input $s$, frame $\gamma^{-1}$, and post mode. Their
29
+ progress values are respectively $q-1$ and $q-2$. Define
30
+ \begin{equation}\label{ig:port-definition}
31
+ \mathcal D(s)=\bigl(\mathcal W_{\rm dum}(a_s),
32
+ \mathcal W_{\rm dum}(a_s^+)\bigr),
33
+ \qquad S_0=2m_{\rm dum}.
34
+ \end{equation}
35
+ Both halves use the entire balanced binary word of the same dummy template.
36
+
37
+ \begin{proposition}[Fixed dummy port]\label{prop:dummy-port}
38
+ The map in~\eqref{ig:port-definition} has polynomial length, constant
39
+ relative Hamming distance $d_{\mathcal D}>0$, and the following properties.
40
+ \begin{enumerate}[label=\textup{(\roman*)}]
41
+ \item Every output bit is a multilinear polynomial in $s$ over $\F_2$ of
42
+ degree at most six. Its coefficients, and the whole canonical encoding,
43
+ are computable deterministically in time polynomial in $L$.
44
+ \item There is a perfectly complete tester using a bounded number of bit
45
+ reads and bounded Boolean processing. Its public randomness is uniformly
46
+ enumerable with polynomial-size support and rational probabilities of
47
+ polynomial bit length. Every fixed branch has unconditioned read
48
+ subdistributions of bounded density relative to $[S_0]$. There is a
49
+ constant $C_B$ such that proximity $a$ to a port word implies rejection
50
+ at most $C_Ba$. For every fixed $a>0$, there is a fixed
51
+ $\theta_B(a)>0$ such that rejection less than $\theta_B(a)$ implies
52
+ proximity less than $a$ to some $\mathcal D(s)$, for all sufficiently
53
+ large $L$.
54
+ \item There are a deterministic polynomial-time exact decoder at a fixed
55
+ positive Hamming radius and a fixed
56
+ $0<\nu_B<d_{\mathcal D}/4$. From any word within $\nu_B$ of
57
+ $\mathcal D(s)$, either half supplies bits of its canonical word with
58
+ any fixed requested average accuracy under any fixed bounded-density
59
+ law on the original edge and outer indices. For a product block this
60
+ law is on the joint pair of indices. Requested masks and additive
61
+ forms may depend arbitrarily on the public request. The read procedures
62
+ have unconditioned fixed-branch smoothness, including their unsuccessful
63
+ branches.
64
+ \end{enumerate}
65
+ The dummy template, its decoder radius, and $\nu_B$ are all fixed before
66
+ any later actual arity, circuit-size factor, or correction-round count.
67
+ They are not decreased when those constants increase.
68
+ \end{proposition}
69
+
70
+ \begin{proof}
71
+ The inner distance assertion applies separately to each half. Distinct
72
+ inputs give distinct labels already in the order-one input track, so it
73
+ gives the claimed distance for their concatenation.
74
+
75
+ For testing, mix the ordinary valid-label testers on the two halves with
76
+ the following additional checks. At systematic point probes compare the
77
+ legacy chart with the public stage-zero polynomial, the mode with post,
78
+ and the progress marker with its specified one-hot tensor, using the
79
+ source or successor progress value as appropriate. Uniform slot masks
80
+ and additive binary forms give smooth bit versions of these checks; a
81
+ specified form can also be split into fresh uniform summands. On exact
82
+ valid labels, an incorrect location condition has a fixed positive
83
+ rejection gap by the low-degree or constant-tensor distance. Correct
84
+ conditions force the blank-work tape, the specified progress and mode,
85
+ and frame $\gamma^{-1}$. Finally compare the two order-one input point
86
+ tracks at identical original systematic edge/point indices and identical
87
+ uniform bit forms, choosing copies independently in the two halves.
88
+ Different inputs give a fixed positive discrepancy gap. The two reads
89
+ have smooth marginals individually; they do not require a product block.
90
+ Each mixture weight is a fixed positive constant.
91
+
92
+ Here is the fixed-gap implication explicitly. Let $g>0$ be a common lower
93
+ bound for the rejection of any violated location or equality requirement
94
+ on exact pairs of valid labels, with the mixture weights included. Let
95
+ $C$ bound the change in these tests' rejection under changes to a fraction
96
+ of the whole port. Given $a>0$, choose
97
+ \[
98
+ 0<a_0<\min\{a,g/(4C)\}.
99
+ \]
100
+ Ordinary soundness supplies a positive rejection threshold forcing each
101
+ half within $a_0$ of an exact valid label. Take the total tester threshold
102
+ small enough to imply both of these assertions and also smaller than
103
+ $g/2$. The pair of nearby exact labels is at distance less than $a_0$
104
+ from the received port. If any required exact condition were wrong,
105
+ smoothness would make the received rejection at least
106
+ $g-Ca_0>g/2$, a contradiction. Thus the exact pair is precisely
107
+ $\mathcal D(s)$ and the received distance is less than $a$. This defines
108
+ $\theta_B(a)$. Perfect completeness and the upper bound $C_Ba$ follow by
109
+ charging every read whose answer differs from the exact port word. All
110
+ choices and computations have the bounded, polynomially enumerable
111
+ properties asserted in the two inner interfaces.
112
+
113
+ At the two fixed labels all logical inputs except $s$ are public.
114
+ Canonical persistent values and their coordinate coefficients have
115
+ logical degree at most three, even on invalid Boolean tapes. Their
116
+ verification certificates use public linear maps on one primary array:
117
+ multiplication by the public test matrix, summation, division by a public
118
+ monic polynomial, coefficient extraction, and interpolation. These
119
+ operations preserve degree. Fixed-progress stack formation, restriction
120
+ to a point or a line, line-coefficient extraction, slot contraction, row
121
+ extension, and additive bit forms are linear over the prime field. Thus a
122
+ $Y$ bit has degree at most three. A $Z$ bit is a binary bilinear form of
123
+ two such operands and has degree at most six. Repeating bits for balance
124
+ changes nothing. The degree bound is independent of the allowance and
125
+ of all future template choices.
126
+
127
+ For completeness, the coefficient algorithm need not manipulate a
128
+ large symbolic expression. For a specified bit function $b$, evaluate
129
+ the canonical dummy word on $1_T$ for all $T\subseteq[L]$ with
130
+ $|T|\le6$. Its coefficient at the squarefree monomial indexed by $A$ is
131
+ \[
132
+ c_A=\sum_{T\subseteq A}b(1_T)\quad\text{in }\F_2,
133
+ \qquad |A|\le6.
134
+ \]
135
+ Boolean multilinear inversion and the degree bound give every
136
+ coefficient; there are $O((L+1)^6)$ evaluations, each polynomial-time.
137
+
138
+ Use the deterministic order-one recovery from
139
+ Lemma~\ref{lem:inner-binary-interface} on the first half. A port error
140
+ fraction $r$ causes an error fraction at most $2r$ there, so a fixed
141
+ sufficiently small $r$ gives exact recovery of $s$. Finally choose
142
+ $\nu_B<d_{\mathcal D}/4$ with $2\nu_B$ inside the dummy average-correction
143
+ radius and, if necessary, the just established recovery radius.
144
+ A port within $\nu_B$ corrupts either half by at most $2\nu_B$.
145
+ The dummy corrector therefore answers the stated requests from that
146
+ half; its read density relative to the whole port loses only a factor
147
+ two. Its radius is independent of the requested accuracy and density
148
+ constant. Every constant used here belongs to the one-port template.
149
+ \end{proof}
150
+
151
+ \subsection{Exact original-index correspondence and virtual source bits}
152
+
153
+ Now fix an actual arity $k$, a circuit-size factor, and a Boolean circuit
154
+ $f$ covered by Theorem~\ref{thm:port-gadget}, padding unused inputs with
155
+ public zero ports. Fix words $y_i$ with
156
+ \begin{equation}\label{ig:fixed-ports}
157
+ \dist\bigl(y_i,\mathcal D(s_i)\bigr)\le\nu_B.
158
+ \end{equation}
159
+ For a public zero port all bits of $\mathcal D(0^L)$ are computed publicly.
160
+ The true graph used below is the single actual-template path for the
161
+ fixed tuple $s=(s_1,\ldots,s_k)$, rather than the union over possible
162
+ input tuples. Write $w_*(s)$ and $w_*^+(s)$ for its source and immediate
163
+ successor. These have the same public frame, tape locations, mode, and
164
+ progress as their dummy counterparts, but their input-dependent encoding
165
+ bits must be supplied from the ports.
166
+
167
+ \begin{lemma}[Source correspondence and virtual access]\label{ig:virtual-source}
168
+ For either $w_*(s)$ or $w_*^+(s)$, every tag-$i$ point or line $Y$
169
+ operand agrees with its dummy counterpart for $s_i$ at the same original
170
+ indices, after renaming the port tag. The same is true of a $Z$ block
171
+ whose two operands both have tag $i$. Tag-zero data at either label are
172
+ publicly computable. Consequently source and successor encoded-bit
173
+ requests with bounded original-index density admit arbitrarily accurate
174
+ average answers from~\eqref{ig:fixed-ports}, with smooth external reads.
175
+ For mixed products the requisite density is joint density on the complete
176
+ edge/point indices before marginalization. Actual and dummy balanced-copy
177
+ multiplicities need not agree.
178
+ \end{lemma}
179
+
180
+ \begin{proof}
181
+ Apply Lemma~\ref{ia:source-data} at the two labels in
182
+ \eqref{ia:source-successor}. Both have frame $\gamma^{-1}$, blank work,
183
+ stage-zero legacy, and post mode; their progresses are respectively
184
+ $q-1$ and $q-2$. At either progress the lemma identifies each positive
185
+ algebraic array with its one-port counterpart at the same native point,
186
+ slot, and mask indices. This includes verification auxiliaries and all
187
+ derivative descendants: Lemma~\ref{ia:port-ancestry} fixes their separate
188
+ call layouts independently of work destinations, the number of ports,
189
+ and the actual circuit. The placements and fixed-progress stack formulas
190
+ are common as well.
191
+
192
+ The common row field, row matrices, systematic extension, and point/line
193
+ domains were fixed before $k$. Applying these same linear operations
194
+ preserves the equality at the original encoded indices, for the source
195
+ and its first decrement separately. The actual template may balance its
196
+ block types with different copy counts. Forgetting its copy index and
197
+ choosing a fresh uniformly random dummy copy preserves the original index
198
+ and costs only the fixed actual block-weight factor.
199
+
200
+ The same source-data lemma makes every tag-zero array public at these
201
+ labels. Its conclusion includes derivatives evaluated on public shifted
202
+ work, even when the shifted Boolean tape is invalid: canonical certificate
203
+ recipes are defined there and do not solve a final validity equation.
204
+ Thus no work-side certificate needs to evaluate $f(s)$ or a stored sum
205
+ with a port-dependent primary. The actual encoded $J$-symbols of these
206
+ public arrays, including their parity values, are computed with the
207
+ actual template's common row encoder.
208
+
209
+ The only remaining case is a product with tags $(i,0)$ or $(0,i)$.
210
+ Write $x$ for the positive operand's entire original edge/point index and
211
+ $z$ for the public operand's entire index. After the indicated contractions
212
+ and public scalar multipliers its bit is, in one orientation,
213
+ \begin{equation}\label{ig:mixed-form}
214
+ Q\bigl(\pi(b_i u(x)),\pi(b_0 v_{\rm pub}(z))\bigr)
215
+ =\mu_{z,b_i,b_0,Q}\bigl(u(x)\bigr),
216
+ \end{equation}
217
+ where $\mu_{z,b_i,b_0,Q}$ is a specified additive binary form. The dummy
218
+ $Y$ corrector permits precisely such arbitrary forms, including dependence
219
+ on both requested positions and all the public coefficients. It retains
220
+ $x$ at the same original index. If the request law satisfies
221
+ \[
222
+ p(x,z)\le\frac{C}{|\mathcal X|\,|\mathcal Z|},
223
+ \qquad\text{then}\qquad
224
+ \sum_zp(x,z)\le\frac{C}{|\mathcal X|}.
225
+ \]
226
+ This proves the required density for the dummy $Y$ request on both its
227
+ edge and its point. A same-positive-tag $Z$ request retains both original
228
+ indices and their joint density; even when its types coincide, no pair
229
+ is replaced by a diagonal. A $(0,0)$ product is public. There are no
230
+ products of two distinct positive tags. Proposition~\ref{prop:dummy-port}
231
+ now supplies all the answers. Fixing a source/successor choice, orientation,
232
+ or block type costs a fixed factor. All error and density bounds are
233
+ summed before any later answer-dependent selection; no density bound is
234
+ conditioned on that selection.
235
+ \end{proof}
236
+
237
+ \subsection{Validation of the true path and numerical access}
238
+
239
+ Let $m=m_{\rm in}$ be the length of one actual-template word, and let
240
+ $b_\#$ be its number of equally weighted original binary block types.
241
+ The path labels have fixed separation $d_*>0$ in the normalized Euclidean
242
+ norm. Constants from this point may depend on the actual arity,
243
+ circuit-size factor, and desired output-loss fraction $\upsilon>0$.
244
+ They will not alter $\mathcal D$ or $\nu_B$.
245
+
246
+ The ordinary binary tester recognizes the union of paths over all input
247
+ tuples. Before using a seed for geometry, we must ensure that its nearby
248
+ label belongs to the path for the externally supplied tuple $s$.
249
+ We do this by comparing each input track with its corresponding port.
250
+
251
+ \begin{lemma}[Validation at the fixed external tuple]\label{ig:validation}
252
+ There are fixed $\rho_{\rm in},\rho_{\rm in,comp}>0$ and bounded-read
253
+ validation routines for an internal binary seed $z\in\{0,1\}^m$ such
254
+ that, with arbitrarily small prescribed failure probability, acceptance
255
+ implies distance less than $\rho_{\rm in}$ to a unique label on the
256
+ true-$s$ path, and distance less than $\rho_{\rm in,comp}$ to a true-path
257
+ label implies acceptance. These radii are chosen before the reliability
258
+ of the routines. For each fixed seed that can be accepted on good
259
+ decisions its reference label is fixed independently of the decision
260
+ randomness. Current and actual incident-neighbor bits and existence flags
261
+ can subsequently be supplied with arbitrary fixed average accuracy for
262
+ the request laws of Lemma~\ref{lem:geometric-procedures}.
263
+ \end{lemma}
264
+
265
+ \begin{proof}
266
+ Choose $\rho_{\rm in}$ within the whole-word uniqueness and actual-template
267
+ correction radii. Estimate rejection of the ordinary tester for the union
268
+ of all port tuples. For each port $i$, also sample the order-one point
269
+ track $W_{s_i}$ of $z$ at uniform systematic original edge/point indices
270
+ and uniform forms, and compare it with the bit at the identical original
271
+ index of the corrected dummy source half of $y_i$. Choose a random actual
272
+ copy for the direct read. This input track is unrotating and uses the
273
+ same extension at every actual path label.
274
+
275
+ On an exact valid label the ideal mismatch is zero if its $i$th port is
276
+ $s_i$, and at least a constant $p_s>0$ otherwise: the nonzero order-one
277
+ polynomial differs on a constant fraction of represented arguments, and
278
+ a uniform additive form detects a nonzero difference with probability
279
+ $1/2$. We can choose one $p_s$ for the fixed templates. A balanced error
280
+ fraction $a'$ in $z$ changes a comparison rate by at most $C'_k a'$,
281
+ where $C'_k$ includes the systematic and block-weight density factors.
282
+ Choose
283
+ \[
284
+ 0<a'<\rho_{\rm in},\qquad C'_k a'<p_s/8.
285
+ \]
286
+ Use half the ordinary soundness threshold for $a'$ as the rejection
287
+ cutoff, and $p_s/2$ as each mismatch cutoff. Good statistics with fixed
288
+ positive slack imply that an accepted seed is $a'$-close to an exact
289
+ valid label. The mismatch gap then forces every port of that label to
290
+ be $s_i$. Conversely, smoothness of the ordinary tester and of the
291
+ comparison probes makes all rates lie strictly below their cutoffs when
292
+ the seed is within a sufficiently small fixed
293
+ $\rho_{\rm in,comp}>0$ of a true-path label.
294
+
295
+ First fix sample counts that concentrate the underlying ideal rates at
296
+ the required slack; independent samples and Chebyshev's inequality
297
+ suffice. Next choose the dummy correction accuracy so that the bounded
298
+ number of supplied comparison bits fail with the desired total
299
+ probability. This order leaves $a'$, $\rho_{\rm in,comp}$, and $\nu_B$
300
+ unchanged. On good acceptance, the ordinary correction and neighbor
301
+ procedures of Lemma~\ref{lem:inner-binary-interface} apply to the fixed
302
+ unique reference. They return the true incident flags, including the
303
+ disabled wrap flag, and true encoding bits at existing neighbors with
304
+ arbitrary average accuracy. Analyze each possible reference of the fixed
305
+ seed before intersecting with acceptance; one never conditions a
306
+ smoothness estimate on that event. On unsuccessful branches every routine
307
+ still has a bounded Boolean output or a fixed default.
308
+ \end{proof}
309
+
310
+ The point-vector space for the gadget is
311
+ \begin{equation}\label{ig:point-space}
312
+ \mathcal B=[-1,2]^{4m},\qquad
313
+ \|U\|_{\rm b}^2=\frac1m\sum_{i=1}^{4m}U_i^2.
314
+ \end{equation}
315
+ Among its first-block coordinates select the systematic point $Y$ bits
316
+ of the constant output track $F_{\rm out}$, with forms $\mu$ satisfying
317
+ $\mu(1)=1$, including all their balanced copies. At the unique sink all
318
+ these bits equal $f(s)$. At least half the row labels are systematic,
319
+ half the forms take $1$ to $1$, and the track has weight $1/b_\#$.
320
+ Consequently the selected fraction among all $4m$ coordinates is at least
321
+ \begin{equation}\label{ig:selection}
322
+ c_{\rm sel}=\frac1{16b_\#}.
323
+ \end{equation}
324
+ Choose the geometric parameter $\tau>0$ so small that
325
+ \begin{equation}\label{ig:tau}
326
+ \frac{(5\tau)^2}{(2/5)^2}<\rho_{\rm in,comp},
327
+ \qquad
328
+ \frac{16(10\tau)^2}{c_{\rm sel}}<\frac{\upsilon}{4}.
329
+ \end{equation}
330
+ A binary disagreement after rounding a physical block at any threshold
331
+ in $[2/5,3/5]$ incurs squared error at least $(2/5)^2$ from the true bit.
332
+ Thus the first inequality gives the geometric completeness condition.
333
+ Obtain fixed $B_1,c_*,\beta_0>0$ from
334
+ Lemma~\ref{lem:geometric-procedures} and its geometric lower bound,
335
+ increasing $B_1$ to an integer if necessary. Write $\mathcal E$ for the
336
+ endpoint set of the true path. It excludes the top of the distinguished
337
+ vertical segment; here every member of $\mathcal E$ has first block equal
338
+ to the unique sink encoding. In particular,
339
+ \begin{equation}\label{ig:geometric-bound}
340
+ \|v(U)\|_\infty\le B_1-1,
341
+ \qquad
342
+ \|\clip_{\mathcal B}(U+\beta v(U))-U\|_{\rm b}\ge c_*\beta
343
+ \end{equation}
344
+ whenever $\dist(U,\mathcal E)>10\tau$ and $0<\beta\le\beta_0$.
345
+
346
+ We verify the numerical access contract rather than presupposing access
347
+ to hidden circuit values. There are at most eight true word roles: each
348
+ of two seed roles and its two possible neighbors, and the special source
349
+ and successor. Four incident edge roles contribute four straight pieces
350
+ and three internal fillets each; with two possible seed junctions and
351
+ the special vertical and its bottom fillet there are at most 32 piece
352
+ roles. Lemma~\ref{ig:virtual-source} always supplies the special roles,
353
+ even when neither seed validates. The other roles use
354
+ Lemma~\ref{ig:validation} and the actual neighbor routines. Their requests
355
+ are full-word uniform samples for statistics or the coordinate matching
356
+ the requested field component. Condition on a fixed output block type,
357
+ or sum over the finite type list, to obtain the required edge/outer laws,
358
+ including joint laws for $Z$ blocks. Mode, progress, and critical decisions
359
+ use their own uniform systematic marginals.
360
+
361
+ Fix the geometric mesh, numerical tolerances, scalar sample counts, and
362
+ high-level role list first. Allocate calls for the possible roles and
363
+ matching components before any numerical minimum or branch is selected.
364
+ For a fixed input and rounding threshold, each seed has at most one
365
+ reference that good validation could accept, so there are only boundedly
366
+ many underlying actual candidates. Independent uniform-coordinate
367
+ samples concentrate all their bounded statistics, including physical
368
+ block statistics, without conditioning on which candidate wins. Set the
369
+ required bit and decision error budgets for these high-level calls next,
370
+ and only then fix the lower-level correction and repetition counts.
371
+ A numerical winner chooses a reserved role and mesh case; it cannot turn
372
+ a hidden answer into a new arbitrary word address.
373
+
374
+ Raw scalar samples can be quantized on fixed-width grids with public
375
+ random offsets. Their finite range and fixed widths give finitely many
376
+ answers. All public field, address, coefficient, mesh, reciprocal,
377
+ square-root, and trigonometric calculations are made during the
378
+ reduction, to the fixed required precision. A finite table indexed by
379
+ the bounded answers supplies the required numerical operations. The
380
+ procedures return bounded values on arbitrary unsuccessful trials as
381
+ well. Refining an offset grid later changes the thresholds and public
382
+ table entries, but not the bin count, word-address primitives, or number
383
+ of answer slots.
384
+
385
+ It follows from Lemma~\ref{lem:geometric-procedures}, with these explicit
386
+ oracles, that for $\kappa=1/100$ we can fix a finite unscaled estimator
387
+ whose signed output has the form
388
+ \begin{equation}\label{ig:ideal-estimator}
389
+ \widehat v_i(U,y)=B_1(p_i^*-n_i^*),\qquad
390
+ p_i^*,n_i^*\in[0,1]\text{ fixed-precision dyadics},\quad p_i^*n_i^*=0,
391
+ \end{equation}
392
+ and, whenever $\dist(U,\mathcal E)>10\tau$,
393
+ \begin{equation}\label{ig:ideal-error}
394
+ 4\E_{i,t}\bigl|\widehat v_i(U,y)-v_i(U)\bigr|^2
395
+ <(c_*\kappa/100)^2.
396
+ \end{equation}
397
+ Here $i$ is uniform on $[4m]$, $t$ is the true public tape, and the
398
+ inequality holds conditional on each fixed admissible internal rounding
399
+ threshold and scalar offset. Rounding the signed output to its fixed
400
+ dyadic grid is included in the accuracy. All choices to this point are
401
+ independent of $\beta$ and of any external comparison margin.
402
+
403
+ \subsection{Full tapes, deterministic copies, and read routing}
404
+
405
+ We require bounds for every read actually wired into the circuit. Unfold
406
+ all hypothetical Boolean, validation, equality, and quantization answers,
407
+ assigning fresh public randomness to unexecuted nodes as well. After the
408
+ accuracy choices above this is a fixed finite tree. Let $H$ bound the
409
+ number of its raw comparison occurrences. A branch may select an
410
+ unsuccessful seed, a wrong flag, a wrong transition type, or a default;
411
+ these choices do not license a new addressing primitive.
412
+
413
+ More explicitly, list each potential initial row-cone path before
414
+ removing repeated positions. On a frozen symbolic branch the covariance
415
+ map $(g,I)\mapsto(gh,h^{-1}I)$ is a joint permutation; a further row-star
416
+ step is a fixed left multiplication of the edge coordinate, with a change
417
+ among boundedly many edge labels. On product blocks the two axes undergo
418
+ these transformations separately. Neighbor proposals use a finite list
419
+ of the affine pullbacks from the inner algebra. Omissions, deduplication,
420
+ and representative choices only select subdistributions of the listed
421
+ paths, without renormalization. A flagged zero is a public value and
422
+ needs no artificial dummy read at a concentrated address. Information-set
423
+ inverses and linear-expression coefficients are public functions of the
424
+ frozen branch and indices. Fresh additive splitting is performed after
425
+ all form or multiplier pullbacks, so arbitrary answer-dependent requested
426
+ forms still give the uniform inner marginals. These facts are exactly
427
+ the unconditioned guarantees of
428
+ Lemma~\ref{lem:inner-binary-interface}; they apply whether the answers
429
+ on the frozen branch are correct or not.
430
+
431
+ These inner routines satisfy the additional physical-read
432
+ hypothesis~\ref{geo:access-finite} of
433
+ Definition~\ref{geo:access-contract}. We therefore invoke part~(iv) of
434
+ Lemma~\ref{lem:geometric-procedures} at the physical-read level: each
435
+ completed inner bit or decision already has a bounded physical answer
436
+ tree with the stated unconditioned branch marginals.
437
+
438
+ For a fixed internal offset choice, sum these bounds over all potential
439
+ slots and geometric roles. With $i$ uniform on $[4m]$, the expected number
440
+ of reads of a specified internal base coordinate is at most $C/(4m)$,
441
+ and of a specified position of any one external port is at most $C/S_0$,
442
+ for a fixed constant $C$. Internal direct reads use uniform statistic
443
+ positions or matching output positions. Virtual external reads use the
444
+ original-index correspondence and the marginal calculation
445
+ in~\eqref{ig:mixed-form}. The constants $H,C$ are uniform over the
446
+ function and over the external threshold $\xi$ for the fixed bounds,
447
+ and remain unchanged by later offset-grid refinement. These are counts
448
+ on the whole tree, not smoothness conditioned on execution.
449
+
450
+ Choose finite uniform rational grids for the internal common binary
451
+ threshold $\xi_{\rm in}\in[2/5,3/5]$ and the scalar offsets modulo the
452
+ already fixed quantization widths. If $D_{\rm grid}$ is a lower bound
453
+ on their sizes, then for a fixed scalar value the probability of being
454
+ within $4\omega_{\rm in}$ of a binary threshold or one of its relevant
455
+ shifted boundaries is at most
456
+ \begin{equation}\label{ig:ambiguity}
457
+ O\bigl(D_{\rm grid}^{-1}+C_{\rm width}\omega_{\rm in}\bigr),
458
+ \end{equation}
459
+ where $C_{\rm width}$ is fixed by the widths and finite range. Sum the
460
+ conditional slot-density bounds over all base positions at every offset,
461
+ and then over the bounded slot list. Thus the true-law fraction of cones
462
+ having any such ambiguous internal comparison is uniformly as small as
463
+ desired, for every fixed mean array, by refining the grids and decreasing
464
+ the positive rational $\omega_{\rm in}$. External comparisons are not
465
+ included here; their spoil budget is a separate hypothesis.
466
+
467
+ For each output coordinate $i$, the full tape law, including the offsets
468
+ and conditional random choices at all hypothetical nodes, has enumerable
469
+ polynomial support and rational probabilities of polynomial bit length.
470
+ A fixed product or finite tree of polynomial-size choices still has
471
+ these bounds. Choose a common square $R$ and replace each law by an equal
472
+ list of $R$ tapes with total variation at most
473
+ \begin{equation}\label{ig:tv}
474
+ t_{\rm tv}=\frac{\eta_{\rm tv}}{\max\{4m,S_0\}}.
475
+ \end{equation}
476
+ Indeed floor $R$ times each probability and distribute the remaining
477
+ integer counts within the support. If $P(L)$ is a common support bound,
478
+ choosing a square $R\ge P(L)\max\{4m,S_0\}/\eta_{\rm tv}$ suffices.
479
+ A square within a fixed factor of this polynomial bound is available,
480
+ and the integer and rational operations cost polynomial time. The bound
481
+ and $R$ can be common to all padded functions in the stated class.
482
+ Use the $r$th listed tape at physical replica $(i,r)$ and put
483
+ \begin{equation}\label{ig:gscale}
484
+ G_0=4mR.
485
+ \end{equation}
486
+ By bounded outputs, sufficiently small fixed $\eta_{\rm tv}$ preserves
487
+ from~\eqref{ig:ideal-error} the empirical bound
488
+ \begin{equation}\label{ig:empirical-error}
489
+ \left(\frac1{mR}\sum_{i,r}
490
+ |\widehat v_{ir}(U,y)-v_i(U)|^2\right)^{1/2}
491
+ \le c_*\kappa/20,
492
+ \end{equation}
493
+ as well as the desired rare-event slack in~\eqref{ig:ambiguity}.
494
+ This estimate holds for every fixed $U$: the tape lists depend only on
495
+ the public laws, and total variation controls every bounded function of
496
+ the tape, including its error on that $U$.
497
+
498
+ For clarity, the unequal-size load calculation is
499
+ \begin{align}
500
+ \#\{\text{reads of external position }j\}
501
+ &\le G_0\left(\frac C{S_0}
502
+ +\frac{H\eta_{\rm tv}}{\max\{4m,S_0\}}\right)
503
+ \le (C+H\eta_{\rm tv})\frac{G_0}{S_0},
504
+ \label{ig:external-load}\\
505
+ \#\{\text{reads of internal base coordinate }j\}
506
+ &\le G_0\left(\frac C{4m}
507
+ +\frac{H\eta_{\rm tv}}{\max\{4m,S_0\}}\right)
508
+ \le (C+H\eta_{\rm tv})R.
509
+ \label{ig:internal-load}
510
+ \end{align}
511
+ For one position the count on a tape lies in $[0,H]$, so changing its
512
+ law by total variation $t_{\rm tv}$ changes its expectation by at most
513
+ $Ht_{\rm tv}$, which proves these inequalities. They hold even when
514
+ $m/S_0$ grows as an arbitrarily large fixed power of $L$.
515
+ Route the internal occurrences round-robin to the $R$ replicas of their
516
+ base coordinate. Every replica is then read a bounded number of times.
517
+ Every external occurrence is exposed separately for the caller to route;
518
+ \eqref{ig:external-load} proves the constant $C_{\rm occ}$ in
519
+ Theorem~\ref{thm:port-gadget}.
520
+
521
+ \subsection{An explicit generalized subcircuit}
522
+
523
+ Let $R=b^2$ and identify replica labels with $(\mathbb Z/b\mathbb Z)^2$.
524
+ On each base coordinate use the average $A$ of the eight labeled moves
525
+ \[
526
+ (u\pm2v,v),\quad (u\pm(2v+1),v),\quad
527
+ (u,v\pm2u),\quad (u,v\pm(2u+1))
528
+ \]
529
+ and eight identity labels, each with weight $1/16$. The all-modulus
530
+ Margulis--Gabber--Galil bound, in the primary formal development
531
+ \cite[\texttt{mgg\_numerical\_radius}]{MGGAFP}, bounds the normalized
532
+ upper mean-zero eigenvalue of the eight-move operator by $5\sqrt2/8$.
533
+ The operator is symmetric with spectrum in $[-1,1]$. Half-laziness
534
+ therefore yields
535
+ \begin{equation}\label{ig:replica-gap}
536
+ \|AD\|\le(1-\kappa)\|D\|,\qquad \kappa=1/100,
537
+ \end{equation}
538
+ on replica deviations, since $(1+5\sqrt2/8)/2<1-\kappa$.
539
+ The statement includes every positive integer $b$ and retains loops
540
+ and repeated labels. No prime-modulus choice or randomized graph search
541
+ is needed.
542
+
543
+ Each physical replica is a node $x_{ir}\in[0,1]$, interpreted as
544
+ $X_{ir}=3x_{ir}-1\in[-1,2]$. Its own \emph{direct cone} produces it
545
+ using the prescribed 16 averaging inputs and its fixed estimator tape.
546
+ All gates of different direct cones are distinct; they may read the
547
+ same existing node as input. The estimator uses only the nine gate types
548
+ of Definition~\ref{def:gcircuit}, as follows.
549
+
550
+ For every raw comparison occurrence create its own Constant threshold
551
+ node and a Less gate, oriented to give the desired high bit. Internal
552
+ binary thresholds and quantization boundaries are translated from
553
+ physical coordinates by $a\mapsto(a+1)/3$. Out-of-range constant cases
554
+ use Boolean constants. An external occurrence reads its individually
555
+ routed external node and compares it with a Constant at $(\xi+1)/3$.
556
+ Threshold gates are inside the cone and are never shared between cones.
557
+ All public zero bits are produced by Constant gates.
558
+
559
+ Unfold finite answer-dependent choices and implement their Boolean
560
+ answers and finite lookup outputs by truth-table circuits over And, Or,
561
+ and Not. A multiplexer, for example, is
562
+ $(c\mathbin{\mathrm{And}}a)\mathbin{\mathrm{Or}}
563
+ ((\mathrm{Not}\,c)\mathbin{\mathrm{And}}b)$.
564
+ Copy gates may provide fan-out, although unrestricted input fan-out
565
+ already suffices. Induction through these circuits preserves a correct
566
+ near-bit with the same tolerance: weak Boolean antecedents apply to
567
+ inputs at most $\eps$ or at least $1-\eps$. This costs a fixed number
568
+ of gates because the complete answer tree and output precision have
569
+ already been fixed. In particular, polynomial-size field elements and
570
+ indices are computed publicly to choose wires, coefficients, and tables;
571
+ they are not hidden strings being processed by a bounded Boolean cone.
572
+
573
+ Apply Scale with parameter $1/16$ to each averaging input and accumulate
574
+ with Add to obtain their mean. Use Scale and Add to sum the fixed dyadic
575
+ weights of the signed-output bits, obtaining nodes $p,n\in[0,1]$ for
576
+ $p^*,n^*$ in~\eqref{ig:ideal-estimator}. For a positive rational $\beta$
577
+ chosen below, put $t_\beta=\beta B_1/3\le1$. Scale $p,n$ by
578
+ $t_\beta$, add the positive term to the averaging node, and subtract
579
+ the negative term, in that order, to produce $x_{ir}$. All parameters
580
+ lie in $[0,1]$. Exact partial sums for averages and dyadic expansions
581
+ are at most one; hence their clipped Add realization is exact on ideal
582
+ inputs. Clipped sums and differences are Lipschitz in their inputs, so
583
+ there is a fixed arithmetic constant $C_{\rm ar}$ with the following
584
+ two implications whenever the entire direct cone is $\eps$-satisfied.
585
+ First,
586
+ \begin{equation}
587
+ |X_{ir}-(AX)_{ir}|
588
+ \le2\beta B_1+C_{\rm ar}\eps.
589
+ \label{ig:coarse-direct}
590
+ \end{equation}
591
+ Under the same hypothesis, if all its raw comparisons give the ideal
592
+ near-bits, then
593
+ \begin{equation}
594
+ \left|X_{ir}-\clip_{[-1,2]}
595
+ \bigl((AX)_{ir}+\beta\widehat v_{ir}\bigr)\right|
596
+ \le C_{\rm ar}\eps.
597
+ \label{ig:fine-direct}
598
+ \end{equation}
599
+ Here are explicit error counts. Sixteen Scale gates and fifteen Add
600
+ gates produce an averaging node $\widetilde a$ with
601
+ $|\widetilde a-a|\le31\eps$, where $a=(Ax)_{ir}$.
602
+ For
603
+ \[
604
+ H(a,p,n)=\max\{\min\{a+t_\beta p,1\}-t_\beta n,0\},
605
+ \]
606
+ the two final Scale gates, Add, and Subtract give
607
+ $|x_{ir}-H(a,p,n)|\le35\eps$. Since
608
+ $|H(a,p,n)-a|\le2t_\beta$, this proves
609
+ \eqref{ig:coarse-direct} with arithmetic error $105\eps$ and requires
610
+ no estimator correctness. If the raw comparisons give the ideal near-bits,
611
+ pad each signed dyadic expansion to $J$ bits. Its $J$ Scale gates and
612
+ $J-1$ Add gates reconstruct each of $p^*,n^*$ within
613
+ $(3J-1)\eps$: at most $J\eps$ comes from its input bits and
614
+ $(2J-1)\eps$ from the arithmetic gates. Every exact partial sum is
615
+ at most one. The map $H$ is 1-Lipschitz in $a$ and $t_\beta$-Lipschitz
616
+ in each of $p,n$. Since $p^*n^*=0$,
617
+ \[
618
+ 3H(a,p^*,n^*)-1
619
+ =\clip_{[-1,2]}\bigl((AX)_{ir}
620
+ +\beta B_1(p^*-n^*)\bigr).
621
+ \]
622
+ Thus both estimates hold with $C_{\rm ar}=18J+99$. This calculation
623
+ also covers intermediate saturations.
624
+
625
+ For each selected first-block coordinate and each replica add a separate
626
+ extraction pair: a Constant at $1/2$ in $x$ coordinates and a Less gate
627
+ comparing that constant with $x_{ir}$. Its output is the designated
628
+ near-bit. These gates are not used in the feedback. Let $W$ be the number
629
+ of designated outputs. The construction has
630
+ \begin{equation}\label{ig:gate-count}
631
+ c_{\rm sel}G_0\le W\le G_0,
632
+ \qquad |T_{\rm invocation}|\le C_gG_0
633
+ \end{equation}
634
+ for a fixed $C_g\ge1$ including every extraction gate and every hypothetical
635
+ branch. Each node is the output of at most one gate, and cycles arise only
636
+ through the prescribed physical input nodes. Gate listing, tape
637
+ construction, address calculations, and all parameters other than the
638
+ supplied threshold cost polynomial time and polynomial bit length in
639
+ $L$, with fixed exponents for the chosen bounds. Uses of an arbitrary
640
+ rational $\xi$ additionally cost its supplied bit length (and polynomial
641
+ time in that length). The gate topology and count do not depend on that
642
+ length or on the external physical margin.
643
+
644
+ \subsection{Robustness under arbitrary failed gates}
645
+
646
+ We give the choice order and prove the universal assignment guarantee.
647
+ For a replica array put
648
+ \begin{equation}\label{ig:replica-norm}
649
+ \|Y\|_{\rm rep}^2=\frac1{mR}\sum_{i,r}Y_{ir}^2,
650
+ \qquad \bar X_i=\frac1R\sum_rX_{ir}.
651
+ \end{equation}
652
+ Repeated mean vectors have precisely the norm~\eqref{ig:point-space}.
653
+ Projection onto means and onto deviations are orthogonal contractions.
654
+ The maximum norm of an array bounded coordinatewise by three is six;
655
+ this explains the constants in the failure charges below.
656
+
657
+ \paragraph{Parameter choices.}
658
+ Choose $q_{\rm bad}>0$ so that
659
+ \begin{equation}\label{ig:qbad}
660
+ 6B_1\sqrt{q_{\rm bad}}<c_*\kappa/10,
661
+ \end{equation}
662
+ and choose $\gamma_g>0$ much smaller than $q_{\rm bad}$. Choose the
663
+ internal grids, the positive $\omega_{\rm in}$, and the tape-TV tolerance
664
+ so that, for every fixed means, the empirical fraction of cones with an
665
+ ambiguous internal comparison is less than $q_{\rm bad}/4$.
666
+ The full-tree constants $H,C$ are already fixed. By
667
+ \eqref{ig:internal-load}, let $D_{\rm read}$ bound the number of routed
668
+ internal comparison inputs using any actual replica. Choose
669
+ $d_{\rm sync}>0$ sufficiently small that
670
+ \begin{equation}\label{ig:sync-choice}
671
+ \frac{D_{\rm read}d_{\rm sync}^2}{4\omega_{\rm in}^2}
672
+ <q_{\rm bad}/4,
673
+ \qquad
674
+ \frac{64d_{\rm sync}^2}{c_{\rm sel}}<\upsilon/4.
675
+ \end{equation}
676
+ If $\|X-\bar X\|_{\rm rep}\le d_{\rm sync}$, the first bound and
677
+ Markov's inequality charge fewer than $q_{\rm bad}/4$ of the cones for
678
+ any internal routed read deviating more than $\omega_{\rm in}$ from its
679
+ base mean. Choose grouped budgets with positive slack, so that this
680
+ charge, the ambiguity charge, and the $\gamma_g$ external charge sum
681
+ to less than $q_{\rm bad}$.
682
+
683
+ Now fix a positive rational $\beta\le\beta_0$ such that
684
+ $t_\beta\le1$ and $4\beta B_1/\kappa<d_{\rm sync}/2$.
685
+ Finally choose positive rational $\eps_g,\delta_g$ with
686
+ \begin{gather}
687
+ \eps_g<\min\{1/100,\omega_{\rm in}/1000\},\qquad
688
+ \delta_g/c_{\rm sel}<\upsilon/4,
689
+ \label{ig:last-small}\\
690
+ \frac{4\beta B_1+2C_{\rm ar}\eps_g+6\sqrt{\delta_g}}
691
+ {\kappa}<d_{\rm sync},\qquad
692
+ 2C_{\rm ar}\eps_g+6\sqrt{\delta_g}
693
+ <\beta c_*\kappa/10.
694
+ \label{ig:epsilon-delta}
695
+ \end{gather}
696
+ All inequalities can hold because each right side has positive slack
697
+ when the later constants are decreased. None of these choices uses the
698
+ subsequently supplied external margin $\omega>0$. That margin imposes
699
+ only the additional restriction $\eps<\omega/1000$ on the actual gate
700
+ tolerance, alongside $\eps\le\eps_g$.
701
+
702
+ Fix any assignment of values in $[0,1]$ to all nodes with at most
703
+ $\delta_gG_0$ failed invocation gates. Assume that at most
704
+ $\gamma_gG_0$ of the external comparison occurrences are spoiled:
705
+ every other occurrence lies on the side of $\xi$ prescribed by the
706
+ fixed word $y_i$, with physical gap greater than $\omega$.
707
+ Different occurrences are not required to have equal physical values.
708
+ A direct cone is called failed if any of its own gates fails. Since its
709
+ gates are disjoint from those of other direct cones, their failed fraction
710
+ is at most $\delta_g$.
711
+
712
+ \paragraph{Coarse synchronization.}
713
+ First obtain synchronization without assuming any correct estimator
714
+ answer. Apply~\eqref{ig:coarse-direct} on the unfailed cones and the
715
+ physical range bound on the others. The triangle inequality, the
716
+ factor-four norm normalization, and~\eqref{ig:replica-gap} give
717
+ \begin{equation}\label{ig:coarse-sync}
718
+ \kappa\|X-\bar X\|_{\rm rep}
719
+ \le\|X-AX\|_{\rm rep}
720
+ \le4\beta B_1+2C_{\rm ar}\eps+6\sqrt{\delta_g}
721
+ <\kappa d_{\rm sync}.
722
+ \end{equation}
723
+ For the first inequality write $D=X-\bar X$ and use
724
+ $\|D\|\le\|D-AD\|+\|AD\|$. Mark as unstable a cone with an
725
+ ambiguous internal comparison at these fixed means, an excessive routed
726
+ internal deviation, or any spoiled external occurrence. The fraction of
727
+ unstable cones is less than $q_{\rm bad}$ by the choices above. An
728
+ external spoiled occurrence charges only its own cone; no repeated-value
729
+ consistency was used.
730
+
731
+ \paragraph{Fine residual and endpoint proximity.}
732
+ Suppose for a contradiction that
733
+ $\dist(\bar X,\mathcal E)>10\tau$. In a stable, unfailed cone,
734
+ each internal comparison has physical mean gap greater than
735
+ $4\omega_{\rm in}$ and input deviation at most $\omega_{\rm in}$.
736
+ Its transformed $x$ gap is therefore at least $\omega_{\rm in}$.
737
+ The Constant error and the strict Less tolerance are dominated by
738
+ $\eps\le\eps_g<\omega_{\rm in}/1000$, forcing the ideal near-bit.
739
+ Every external comparison likewise has $x$ gap greater than $\omega/3$;
740
+ its Constant and Less errors are dominated by $\eps<\omega/1000$.
741
+ Thus~\eqref{ig:fine-direct} applies with the empirical ideal estimator
742
+ on $(\bar X,y)$. On unstable but unfailed cones,
743
+ \eqref{ig:coarse-direct} and $\|v\|_\infty\le B_1$ give discrepancy
744
+ at most $3\beta B_1+C_{\rm ar}\eps$ from the clipped mean-field
745
+ update at $AX$. On failed cones that discrepancy is at most three.
746
+ Using~\eqref{ig:empirical-error}, obtain
747
+ \begin{align}
748
+ E_{\rm in}
749
+ &:=\bigl\|X-\clip_{\mathcal B}
750
+ (AX+\beta v(\bar X))\bigr\|_{\rm rep}\notag\\
751
+ &\le\beta\bigl(c_*\kappa/20+6B_1\sqrt{q_{\rm bad}}\bigr)
752
+ +2C_{\rm ar}\eps+6\sqrt{\delta_g}
753
+ <\beta c_*\kappa/2.
754
+ \label{ig:refined-error}
755
+ \end{align}
756
+ The notation $\clip_{\mathcal B}$ here means coordinatewise clipping
757
+ on every replica, with $v(\bar X)$ repeated over replicas.
758
+
759
+ We keep the clipping inside the contraction argument. Put
760
+ \[
761
+ F=\clip_{\mathcal B}(AX+\beta v(\bar X)),\qquad
762
+ C_0=\clip_{\mathcal B}(\bar X+\beta v(\bar X)),
763
+ \]
764
+ where $C_0$ is constant on replicas. Nonexpansiveness and
765
+ \eqref{ig:replica-gap} show
766
+ \[
767
+ \|F-C_0\|_{\rm rep}\le(1-\kappa)\|X-\bar X\|_{\rm rep},
768
+ \qquad
769
+ \|F-\bar F\|_{\rm rep}\le(1-\kappa)\|X-\bar X\|_{\rm rep}.
770
+ \]
771
+ Projecting $X-F$ onto deviations now gives
772
+ $\|X-\bar X\|_{\rm rep}\le E_{\rm in}/\kappa$.
773
+ Projecting onto means and comparing $\bar F$ with $C_0$ gives
774
+ \begin{align*}
775
+ \|\bar X-C_0\|_{\rm b}
776
+ &\le E_{\rm in}+(1-\kappa)\|X-\bar X\|_{\rm rep}\\
777
+ &\le E_{\rm in}/\kappa<c_*\beta.
778
+ \end{align*}
779
+ This contradicts~\eqref{ig:geometric-bound}. No commutation of clipping
780
+ with taking means was asserted. Hence
781
+ $\dist(\bar X,\mathcal E)\le10\tau$, and its first block has
782
+ mean squared distance at most $(10\tau)^2$ from the sink word.
783
+
784
+ \paragraph{Designated outputs.}
785
+ It remains to account for adversarial concentration on designated
786
+ outputs. Among all $G_0$ replica indices, discard those in the first
787
+ block with mean discrepancy at least $1/4$ from the corresponding sink
788
+ bit, and those with replica deviation greater than $1/8$. The squared
789
+ bounds just proved and~\eqref{ig:coarse-sync} bound their respective
790
+ counts, with harmless slack for normalization, by
791
+ \[
792
+ 16(10\tau)^2G_0\quad\text{and}\quad64d_{\rm sync}^2G_0.
793
+ \]
794
+ At each remaining selected position, the physical replica differs by
795
+ less than $3/8$ from the bit $f(s)$, so its distance from the physical
796
+ threshold $1/2$ is greater than $1/8$. In $x$ coordinates the gap is
797
+ greater than $1/24$. Since $\eps\le\eps_g<1/100$, a satisfied
798
+ extraction pair returns the correct near-bit. Every extraction pair has
799
+ its own two gates, so at most $\delta_gG_0$ designated outputs are
800
+ charged for their own failed gates, even if every failed gate is
801
+ concentrated there. By~\eqref{ig:gate-count}, the incorrect fraction is
802
+ at most
803
+ \begin{equation}\label{ig:extraction-loss}
804
+ \frac{16(10\tau)^2+64d_{\rm sync}^2+\delta_g}{c_{\rm sel}}
805
+ <\upsilon.
806
+ \end{equation}
807
+ The choice of $\tau$, synchronization radius, and failure budget reserved
808
+ this divisor explicitly.
809
+
810
+ We have proved the assertion for every assignment satisfying the stated
811
+ failure and spoil budgets, with all failed gates otherwise arbitrary.
812
+ Taking $c_g=c_{\rm sel}$, together with
813
+ Proposition~\ref{prop:dummy-port},~\eqref{ig:external-load}, and
814
+ \eqref{ig:gate-count}, gives every assertion of
815
+ Theorem~\ref{thm:port-gadget}. The proof uses no part of the outer
816
+ circuitization: its only remaining independent input is the geometric
817
+ lemma proved next.
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/10-geometry.tex ADDED
@@ -0,0 +1,1167 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Encoded paths and finite local displacement procedures}
2
+ \label{sec:geometry}
3
+
4
+ The encoded-path and displacement-field method follows the construction
5
+ in Rubinstein~\cite[Sections~3.1--3.2]{Rubinstein2016Settling}: current and successor
6
+ blocks trace a copy--toggle polygon, and radial interpolation moves from
7
+ the tangent through the inward and reverse-tangent directions to a fixed
8
+ vertical direction. Here we prove the geometric interface at the normalized
9
+ codeword scale, including rounded corners, displacement after clipping,
10
+ and finite local access with average errors. This section is independent
11
+ of both circuit realizations. Its hypotheses concern entire binary words and local access
12
+ to their bits; they do not depend on the algebraic interpretation of an
13
+ individual coordinate. In particular, in the inner application the graph
14
+ is the path for the fixed true input tuple, and the distinguished source
15
+ is accessed through the virtual procedures of Section~\ref{sec:inner-gadget}.
16
+
17
+ \subsection{The geometric statement and its parameters}
18
+ \label{geo:setup}
19
+
20
+ Let $G$ be a finite directed graph of indegree and outdegree at most one,
21
+ with no self-edge and no isolated vertex. Fix a source $w_*$ with an actual
22
+ successor. All other vertices missing an incoming or an outgoing edge are
23
+ called desired endpoints. Suppose that distinct vertices have encodings
24
+ $E_w\in\{0,1\}^m$ satisfying
25
+ \begin{equation}\label{geo:distance}
26
+ \norm{E_u-E_v}_{\rm b}\ge d_*>0\qquad(u\ne v).
27
+ \end{equation}
28
+ We decrease $d_*$ to a positive rational at most one. On any number of
29
+ blocks of length $m$ use the inner product and norm
30
+ \begin{equation}\label{geo:norm}
31
+ \langle U,V\rangle_{\rm b}=m^{-1}\sum_j U_jV_j,
32
+ \qquad \norm{U}_{\rm b}^2=m^{-1}\sum_j U_j^2.
33
+ \end{equation}
34
+ An unqualified norm in this section means this norm. The infinity norm
35
+ is unnormalized. Write $\mathcal B=[-1,2]^{4m}$, and let
36
+ $\clip_{\mathcal B}$ denote coordinatewise clipping to this cube.
37
+ Clipping is nonexpansive for~\eqref{geo:norm}. Scalars occupying a block
38
+ mean constant repetitions.
39
+
40
+ \begin{theorem}[Encoded-path geometry]\label{thm:geometry}
41
+ Under these hypotheses, there is a union $\mathcal L\subset\mathcal B$
42
+ of directed, rounded paths and cycles, with desired endpoint set
43
+ $\mathcal E$, having the following properties. For every sufficiently
44
+ small positive rational $\tau$, there are a positive integer $B_1$ and
45
+ positive rational constants $c_*,\beta_0$, depending only on $d_*$ and
46
+ $\tau$, and a field $v:\mathcal B\to\mathbb R^{4m}$ such that
47
+ \begin{align}
48
+ \norm{v(X)}_\infty&\le B_1-1,\label{geo:bounded-field}\\
49
+ \norm{\clip_{\mathcal B}(X+\beta v(X))-X}
50
+ &\ge c_*\beta
51
+ \quad\text{if }\dist(X,\mathcal E)>10\tau,
52
+ \quad 0<\beta\le\beta_0.\label{geo:displacement}
53
+ \end{align}
54
+ The field is continuous on the relative open set
55
+ $\{X\in\mathcal B:\dist(X,\mathcal E)>10\tau\}$.
56
+ Every $P\in\mathcal E$ has first block exactly $E_w$ for a desired
57
+ endpoint $w$. Consequently, if $\norm{X-P}\le10\tau$, rounding $X_1$
58
+ at $1/2$ gives relative Hamming distance at most $4(10\tau)^2$ from
59
+ $E_w$. The exceptional top of the distinguished vertical is excluded
60
+ from $\mathcal E$ and has field $-\mathbf e$, where
61
+ $\mathbf e=(0,0,0,1)$.
62
+
63
+ The initial choice of $\tau$ may impose any further fixed positive upper
64
+ bounds, including validation and global-recovery radii. All these choices,
65
+ and $B_1,c_*,\beta_0$, precede every numerical accuracy choice and the
66
+ choice of a step size $\beta$.
67
+ \end{theorem}
68
+
69
+ We prove the theorem before formulating the precise access contract for
70
+ its finite numerical implementation. In particular no global regularity
71
+ claim at desired endpoints will be needed.
72
+
73
+ \subsection{Polygons, fillets, and local projection}
74
+ \label{geo:curves}
75
+
76
+ For an edge $u\to v$, draw, with fourth block zero,
77
+ \begin{equation}\label{geo:polygon}
78
+ \begin{aligned}
79
+ &(E_u,E_u,0)\xrightarrow{\;2\;}(E_u,E_v,0)
80
+ \xrightarrow{\;3\uparrow\;}(E_u,E_v,1)\\
81
+ &\qquad\xrightarrow{\;1\;}(E_v,E_v,1)
82
+ \xrightarrow{\;3\downarrow\;}(E_v,E_v,0).
83
+ \end{aligned}
84
+ \end{equation}
85
+ An arrow label names the changing block; the up and down arrows record
86
+ the direction of the third block. This is a schematic of block changes,
87
+ not a distance-preserving planar drawing.
88
+ Concatenate these polygons at graph-vertex junctions. Put
89
+ $H_*=(E_{w_*},E_{w_*},0)$ and prepend the segment
90
+ $(H_*,2)\longrightarrow(H_*,0)$ to the path out of $w_*$.
91
+ We call the four segment types in~\eqref{geo:polygon} \emph{horizontal},
92
+ meaning that their fourth block is zero; this includes the two third-block
93
+ toggles. Every horizontal segment has length in $[d_*,1]$, and consecutive unit
94
+ directions are orthogonal: the successive varying blocks in a polygon
95
+ are $2,3,1,3$, a graph junction changes from block $3$ to block $2$,
96
+ and the special bottom changes from block $4$ to block $2$.
97
+
98
+ \begin{lemma}[Separation of original segments]\label{geo:separation}
99
+ There is $d_{\rm sep}>0$, depending only on $d_*$, such that distinct
100
+ nonconsecutive original segments are at distance at least $d_{\rm sep}$.
101
+ Their adjacency graph, with adjacency meaning consecutiveness, has no
102
+ triangle.
103
+ \end{lemma}
104
+ \begin{proof}
105
+ For binary words $a,b,c$ and $0\le s\le1$,
106
+ \begin{equation}\label{geo:binary-chord}
107
+ \norm{(1-s)a+sb-c}\ge\min(s,1-s)\norm{a-b}.
108
+ \end{equation}
109
+ Indeed on a coordinate where $a,b$ differ, the chord coordinate is $s$
110
+ or $1-s$, whose distance from a binary coordinate is at least
111
+ $\min(s,1-s)$. Summing squares proves the claim. In particular, a
112
+ point on this chord within distance $z$ of a binary word is within
113
+ distance $z$ of one of the chord endpoints.
114
+
115
+ Consider first segments varying the same block. If their distance is
116
+ less than $d_*$, all fixed encoding blocks and repeated binary levels
117
+ agree. For block $2$, the tail agrees and determines the outgoing
118
+ edge. For block $1$, the head agrees and determines the incoming edge.
119
+ For block $3$, an upward segment has a fixed unequal pair $(E_u,E_v)$,
120
+ whereas a downward segment has an equal pair $(E_v,E_v)$; the two types
121
+ cannot have the same fixed pair. Within either type that pair determines
122
+ the segment, using uniqueness of the incoming edge for the downward
123
+ type. There is only one block-$4$ segment.
124
+
125
+ For two segments varying different blocks, choose points at distance
126
+ $z$. Each varying block of a horizontal segment is within distance $z$
127
+ of a fixed binary block of the other. By~\eqref{geo:binary-chord}, its
128
+ point is within distance $z$ of an endpoint of its original segment.
129
+ For the special vertical, its distance from a horizontal segment forces
130
+ its height to be at most $z$, so it is within $z$ of its bottom. The
131
+ two selected endpoints are therefore within $3z$. Distinct original
132
+ endpoints are separated by at least $d_*$: one of their encoding blocks,
133
+ binary third levels, or vertical levels differs. Taking $3z<d_*$ forces
134
+ the endpoints to coincide.
135
+
136
+ An unequal ordered pair $(E_u,E_v)$ occurs at the two internal toggle
137
+ corners of its own edge only, with the third level distinguishing them.
138
+ An endpoint $(E_v,E_v,1,0)$ belongs to the last internal corner of the
139
+ unique incoming edge. An endpoint $(E_v,E_v,0,0)$ belongs to at most
140
+ the incoming final segment and the outgoing first segment. If both
141
+ exist, they are consecutive. At $w_*$ there is no incoming graph edge,
142
+ and the special bottom takes exactly that role. The top belongs only
143
+ to the special vertical. Thus equality of endpoints of distinct
144
+ segments implies consecutiveness. For example $d_{\rm sep}=d_*/4$
145
+ is sufficient for the asserted strict-distance argument. The adjacency
146
+ components are paths and cycles; any cycle contains at least eight
147
+ segments because the graph has no self-edge. Adding a segment at a
148
+ path beginning creates no triangle.
149
+ \end{proof}
150
+
151
+ Choose a positive rational $a_0$ such that
152
+ \begin{equation}\label{geo:trim-choice}
153
+ 2a_0<d_{\rm sep}/2,\qquad4a_0<d_*,\qquad a_0<1/10.
154
+ \end{equation}
155
+ Trim arclength $a_0$ from both ends of every horizontal segment, whether
156
+ or not its outer graph junction is present. At a shared corner $C$ with
157
+ incoming and outgoing unit directions $u_0,v_0$, join the trim points by
158
+ \begin{align}
159
+ Z(s)&=C-a_0u_0+a_0v_0
160
+ +a_0(\sin s\,u_0-\cos s\,v_0),
161
+ &0\le s\le\pi/2,\label{geo:fillet}\\
162
+ T(s)&=\cos s\,u_0+\sin s\,v_0.\label{geo:fillet-tangent}
163
+ \end{align}
164
+ The arc has speed $a_0$ in the parameter $s$, and $T$ is its directed
165
+ unit tangent. Figure~\ref{fig:geo-fillet} shows this replacement in the
166
+ plane of its two orthogonal directions. Use the same fillet at the special
167
+ bottom, trimming the vertical there only. Its top is not trimmed. Unmatched horizontal trim
168
+ points remain endpoints. Let $\mathcal L$ be the resulting compact union
169
+ and set
170
+ \begin{equation}\label{geo:endpoint-set}
171
+ \mathcal E=\{\text{unmatched endpoints of }\mathcal L\}
172
+ \setminus\{(H_*,2)\}.
173
+ \end{equation}
174
+
175
+ The first three blocks stay in $[0,1]$: on a fillet the separate varied
176
+ block coordinates stay in the intervals traversed by their original
177
+ segments. The fourth block is zero except on the vertical and its bottom
178
+ fillet; on that fillet it is a repeated scalar in $[0,a_0]$.
179
+ Consequently $\langle T,\mathbf e\rangle\le0$ everywhere. Fix an
180
+ integer $C_t\ge2/d_*$. For arclength $\lambda$,
181
+ \begin{equation}\label{geo:tangent-bounds}
182
+ \norm T_\infty\le C_t,\qquad
183
+ \norm{dT/d\lambda}\le1/a_0,\qquad
184
+ \norm{dT/d\lambda}_\infty\le2C_t/a_0.
185
+ \end{equation}
186
+ These derivative bounds hold on piece interiors and give the same
187
+ Lipschitz bounds across joins because the tangent is continuous there.
188
+
189
+ \begin{figure}[htbp]
190
+ \centering
191
+ \setlength{\unitlength}{1pt}
192
+ \begin{picture}(290,160)
193
+ \thinlines
194
+ \multiput(180,30)(-5,0){10}{\line(-1,0){2}}
195
+ \multiput(180,30)(0,5){10}{\line(0,1){2}}
196
+ \put(180,30){\circle*{3}}
197
+ \put(187,24){\makebox(0,0)[l]{$C$}}
198
+ \put(130,80){\circle*{3}}
199
+ \put(122,87){\makebox(0,0)[r]{$O$}}
200
+ \thicklines
201
+ \put(20,30){\line(1,0){110}}
202
+ \put(62,30){\vector(1,0){25}}
203
+ \put(74,18){\makebox(0,0)[t]{$u_0$}}
204
+ \qbezier(130,30)(139.946,30)(149.134,33.806)
205
+ \qbezier(149.134,33.806)(158.323,37.612)(165.355,44.645)
206
+ \qbezier(165.355,44.645)(172.388,51.677)(176.194,60.866)
207
+ \qbezier(176.194,60.866)(180,70.054)(180,80)
208
+ \put(180,80){\line(0,1){65}}
209
+ \put(180,103){\vector(0,1){24}}
210
+ \put(170,116){\makebox(0,0)[r]{$v_0$}}
211
+ \put(130,30){\circle*{3}}
212
+ \put(180,80){\circle*{3}}
213
+ \put(130,9){\makebox(0,0)[t]{$C-a_0u_0$}}
214
+ \put(188,80){\makebox(0,0)[l]{$C+a_0v_0$}}
215
+ \end{picture}
216
+ \caption{Rounding one orthogonal corner. The dashed legs are removed;
217
+ the directed path follows the retained straight portions and the fillet
218
+ from $C-a_0u_0$ to $C+a_0v_0$. Its center is
219
+ $O=C-a_0u_0+a_0v_0$ and its radius is $a_0$. This local geometry lies
220
+ in the orthonormal $(u_0,v_0)$ plane.}
221
+ \label{fig:geo-fillet}
222
+ \end{figure}
223
+
224
+ The numerical procedure will choose a curve point by minimizing estimated
225
+ distances. We therefore need more than a unique projection: a curve point
226
+ with small squared-distance excess must be close to the true projection,
227
+ and its tangent close to the projection's tangent, in every coordinate.
228
+ The next lemma gives these bounds before any candidate is selected.
229
+
230
+ \begin{lemma}[Local chains and strong excess]\label{geo:projection}
231
+ There is $\rho_{\rm loc}>0$, depending only on $d_*,a_0$, such that
232
+ two points $Z,Z'\in\mathcal L$ with $\norm{Z-Z'}<\rho_{\rm loc}$
233
+ are joined along one local straight or single-corner chain. Its length
234
+ $\Delta$ satisfies $\Delta\le\sqrt2\norm{Z-Z'}$.
235
+ For every sufficiently small $\tau>0$, if
236
+ \begin{equation}\label{geo:tube-hypothesis}
237
+ r=\dist(X,\mathcal L)\le4\tau,\qquad
238
+ \dist(X,\mathcal E\cup\{(H_*,2)\})>10\tau,
239
+ \end{equation}
240
+ there is a unique closest point $Z$, which is interior and satisfies
241
+ $\langle X-Z,T(Z)\rangle=0$. If $Z'\in\mathcal L$ has squared excess
242
+ $g=\norm{X-Z'}^2-r^2\le\tau^2$ and signed arclength difference $s'$
243
+ from $Z$ on that chain, then
244
+ \begin{equation}\label{geo:strong-excess}
245
+ g\ge (s')^2/2.
246
+ \end{equation}
247
+ In particular,
248
+ \begin{align}
249
+ \norm{Z'-Z}&\le\sqrt{2g},&
250
+ \norm{Z'-Z}_\infty&\le C_t\sqrt{2g},\label{geo:point-error}\\
251
+ \norm{T(Z')-T(Z)}&\le\sqrt{2g}/a_0,&
252
+ \norm{T(Z')-T(Z)}_\infty&\le2C_t\sqrt{2g}/a_0.
253
+ \label{geo:tangent-error}
254
+ \end{align}
255
+ The tangent at an endpoint competitor is its one-sided tangent.
256
+ \end{lemma}
257
+ \begin{proof}
258
+ Support a straight point by its original segment, and an arc point by
259
+ the two segments of its corner. An arc point is within $a_0$ of each
260
+ supporting segment. Choose $\rho_{\rm loc}+2a_0<d_{\rm sep}$.
261
+ Every across-point pair of supports is then identical or consecutive.
262
+ Each point's support set is itself a clique, so their union is a clique
263
+ and contains at most two segments by Lemma~\ref{geo:separation}. In the
264
+ one-segment case both points lie on its retained straight. In the
265
+ two-segment case they lie on the two retained straights and their
266
+ shared fillet. Opposite-end trims are disjoint by~\eqref{geo:trim-choice}.
267
+ This also rules out unintended identifications or intersections.
268
+
269
+ Along a two-direction chain, all tangent coefficients in its orthogonal
270
+ directions $u_0,v_0$ are nonnegative, and
271
+ $\langle T,u_0+v_0\rangle\ge1$. Integrating in the directed order gives
272
+ $\Delta\le\langle Z'-Z,u_0+v_0\rangle\le\sqrt2\norm{Z'-Z}$.
273
+ Reverse the order if necessary. A straight chain has equality between
274
+ length and endpoint distance.
275
+
276
+ Compactness gives a minimizer. The endpoint assumption makes every
277
+ minimizer interior, so differentiating squared distance along its
278
+ $C^1$ path gives the asserted perpendicularity. A competitor of the
279
+ stated excess satisfies
280
+ \[
281
+ \norm{Z'-Z}\le4\tau+\sqrt{17}\tau<9\tau.
282
+ \]
283
+ Require $9\tau<\rho_{\rm loc}$. The local chain then has
284
+ $|s'|<13\tau$, and integration of~\eqref{geo:tangent-bounds} gives
285
+ \[
286
+ Z'-Z=s'T(Z)+R,\qquad \norm R\le(s')^2/(2a_0).
287
+ \]
288
+ For $|s'|/(2a_0)<1$, expansion of squared distance and perpendicularity
289
+ therefore imply
290
+ \begin{align*}
291
+ g&=\norm{Z'-Z}^2-2\langle X-Z,Z'-Z\rangle\\
292
+ &\ge(s')^2\left[
293
+ \left(1-\frac{|s'|}{2a_0}\right)^2-\frac r{a_0}\right]
294
+ \ge(s')^2/2,
295
+ \end{align*}
296
+ where, for example, $\tau/a_0\le1/64$ makes the last inequality hold.
297
+ Applying this to a second minimizer proves uniqueness. Integrating the
298
+ unit tangent, its infinity bound, and its two Lipschitz bounds over
299
+ length $|s'|\le\sqrt{2g}$ proves~\eqref{geo:point-error} and
300
+ \eqref{geo:tangent-error}. All estimates are independent of $m$.
301
+ \end{proof}
302
+
303
+ At an unmatched beginning, the trimmed segment varies only block $2$;
304
+ at an unmatched ending it varies only block $3$. Their first blocks
305
+ are therefore exactly the encoding of the missing-neighbor vertex.
306
+ There are no isolated vertices requiring a separate convention. The
307
+ source's horizontal beginning is joined to the special vertical and
308
+ is not an endpoint of $\mathcal L$. This proves the endpoint assertion
309
+ in Theorem~\ref{thm:geometry}. If $P\in\mathcal E$ and $\norm{X-P}\le10\tau$, every wrongly
310
+ rounded first coordinate costs at least $1/4$ in squared error, proving
311
+ the Hamming bound in that theorem.
312
+
313
+ \begin{remark}[Local Lipschitz continuity of projection]
314
+ \label{geo:projection-lipschitz}
315
+ Suppose both $X$ and $Y$ satisfy~\eqref{geo:tube-hypothesis}, and
316
+ $\norm{X-Y}\le\tau/20$. Write $P,Q$ for their respective projections
317
+ onto $\mathcal L$ and $r_X,r_Y$ for their distances to $\mathcal L$.
318
+ With the same sufficiently small choice of $\tau$, one has
319
+ \begin{equation}\label{geo:projection-lipschitz-bound}
320
+ \left(1-\frac{r_X+r_Y}{a_0}\right)\norm{P-Q}^2
321
+ \le \langle X-Y,P-Q\rangle
322
+ \le \norm{X-Y}\norm{P-Q}.
323
+ \end{equation}
324
+ In particular, the projection is locally $2$-Lipschitz on this tube.
325
+ This is a local assertion away from the specified endpoints.
326
+
327
+ Indeed, the conclusion is immediate if $P=Q$. Otherwise,
328
+ $\norm{P-Q}\le r_X+\norm{X-Y}+r_Y\le(8+1/20)\tau<\rho_{\rm loc}$.
329
+ Lemma~\ref{geo:projection} therefore puts $P,Q$ on one local chain,
330
+ whose arclength $s$ satisfies $s^2\le2\norm{P-Q}^2$.
331
+ Integrating~\eqref{geo:tangent-bounds} from either end expresses its
332
+ chord as the signed length times the tangent there, with remainder
333
+ of norm at most $s^2/(2a_0)$. Perpendicularity at $P$ and $Q$ gives
334
+ \[
335
+ \big|\langle X-P,P-Q\rangle\big|
336
+ \le\frac{r_Xs^2}{2a_0},\qquad
337
+ \big|\langle Y-Q,P-Q\rangle\big|
338
+ \le\frac{r_Ys^2}{2a_0}.
339
+ \]
340
+ Expanding $X-Y=(P-Q)+(X-P)-(Y-Q)$ proves the first inequality
341
+ in~\eqref{geo:projection-lipschitz-bound}; Cauchy--Schwarz proves
342
+ the second. Finally $r_X+r_Y\le8\tau$ and $\tau/a_0\le1/64$
343
+ make its left coefficient at least $7/8$, and in particular at least
344
+ $1/2$, proving the stated factor $2$.
345
+ \end{remark}
346
+
347
+ \subsection{A field with uniform displacement after clipping}
348
+
349
+ For the inside prescription, away from the desired endpoint neighborhood,
350
+ successive radial intervals interpolate from the directed tangent through
351
+ the inward normal and reverse tangent to the fixed fourth-block direction.
352
+ The four directional stages in~\eqref{geo:Phi} parallel
353
+ \cite[Equation~(1)]{Rubinstein2016Settling}; the projection and clipping estimates
354
+ below establish the bounds needed for the present curve.
355
+ A separate prescription above fourth-block mean level $1/2$ handles the
356
+ distinguished vertical. We check that the prescriptions agree and that
357
+ clipping preserves positive displacement away from the desired endpoints.
358
+ The normalized tube bound permits individual coordinates of $X$ to be
359
+ far from the curve, so raw field length alone does not prove this last
360
+ claim. We will bound the fraction of coordinates where clipping can
361
+ remove motion, and then handle the upper face separately.
362
+ \label{geo:field}
363
+
364
+ Fix $\tau$ satisfying Lemma~\ref{geo:projection}, and impose also
365
+ \begin{equation}\label{geo:tau-choice}
366
+ \tau<1/100,\qquad6(C_t+1)\tau\le1/4.
367
+ \end{equation}
368
+ All further fixed validation or recovery upper bounds on $\tau$ are
369
+ imposed now. For $X=(X_1,X_2,X_3,X_4)$ put
370
+ $\mu=m^{-1}\sum_j(X_4)_j$. For a point $Z$ and a unit tangent $T$ let
371
+ $r=\norm{X-Z}$ and define
372
+ \begin{equation}\label{geo:Phi}
373
+ \Phi(X;Z,T)=
374
+ \begin{cases}
375
+ (1-r/\tau)T+(Z-X)/\tau,&0\le r\le\tau,\\[2pt]
376
+ -(r/\tau-1)T+\dfrac{2\tau-r}{\tau r}(Z-X),
377
+ &\tau\le r\le2\tau,\\[5pt]
378
+ -\dfrac{3\tau-r}{\tau}T+\dfrac{r-2\tau}{\tau}\mathbf e,
379
+ &2\tau\le r\le3\tau,\\[5pt]
380
+ \mathbf e,&r\ge3\tau.
381
+ \end{cases}
382
+ \end{equation}
383
+ The values at shared boundaries agree. There is no reciprocal radius
384
+ in the formula used near zero.
385
+
386
+ For $\mu\le1/2$ and $\dist(X,\mathcal E)>10\tau$, use
387
+ $v(X)=\Phi(X;Z,T(Z))$ when $\dist(X,\mathcal L)\le3\tau$, and
388
+ $v(X)=\mathbf e$ otherwise. The top is at distance at least $3/2$
389
+ from this region, by the difference of fourth-block means; hence the
390
+ projection lemma applies. At the remaining inside points put $v(X)=0$.
391
+ For $\mu\ge1/2$, the default upward motion can be lost at the upper
392
+ face. We add motion toward the distinguished vertical, with coefficient
393
+ zero at the mean interface. Close to that vertical the tangent direction
394
+ is downward, including at its top. Set
395
+ \begin{equation}\label{geo:outside}
396
+ \begin{aligned}
397
+ Z_\mu&=(H_*,\mu),\qquad r_\mu=\norm{X-Z_\mu},\qquad
398
+ h_\mu=\min\{1,2(\mu-1/2)\},\\
399
+ v(X)&=\Phi(X;Z_\mu,-\mathbf e)+h_\mu(Z_\mu-X).
400
+ \end{aligned}
401
+ \end{equation}
402
+
403
+ \begin{lemma}[Agreement at the mean interface]\label{geo:interface}
404
+ In $2/5<\mu<3/5$, the inside prescription extended to this slab equals
405
+ $\Phi(X;Z_\mu,-\mathbf e)$. The outside extension, using
406
+ $h_\mu=\max\{0,\min\{1,2(\mu-1/2)\}\}$, differs from it in norm by
407
+ at most $12|\mu-1/2|$ and in each component by at most $6|\mu-1/2|$.
408
+ Thus the definitions agree at $\mu=1/2$.
409
+ \end{lemma}
410
+ \begin{proof}
411
+ Every nonvertical piece, including the bottom fillet, has fourth height
412
+ at most $a_0<1/10$. Its distance to a point in the slab exceeds $3/10$,
413
+ by the mean inequality $\norm{X_4-z\mathbf1}\ge|\mu-z|$.
414
+ It cannot be in the $4\tau$ tube. The retained vertical contains all
415
+ heights of this slab, and
416
+ \[
417
+ m^{-1}\sum_j((X_4)_j-t)^2
418
+ =m^{-1}\sum_j((X_4)_j-\mu)^2+(t-\mu)^2
419
+ \]
420
+ shows that its nearest line point is $Z_\mu$. For $T=-\mathbf e$,
421
+ the last annulus of~\eqref{geo:Phi} is already identically
422
+ $\mathbf e$ at every $r\ge2\tau$. Consequently the same equality
423
+ holds even where the closest curve piece is far away and the inside
424
+ field is default. The desired endpoints have fourth height zero and
425
+ the top has height two, so neither endpoint exception occurs in the
426
+ slab. Each coordinate of $Z_\mu-X$ has magnitude at most three and
427
+ its norm is at most six. Multiplication by
428
+ $h_\mu\le2|\mu-1/2|$ proves both bounds.
429
+ \end{proof}
430
+
431
+ The projection is continuous wherever it is unique in the tube:
432
+ if $X_n\to X$, compactness makes every subsequential limit of their
433
+ projections a minimizer for $X$, hence the unique minimizer. Its tangent
434
+ is continuous along the local chains. Formula~\eqref{geo:Phi} matches
435
+ the default at $3\tau$, and Lemma~\ref{geo:interface} matches the mean
436
+ interface. This proves precisely the continuity claimed in
437
+ Theorem~\ref{thm:geometry}.
438
+
439
+ \begin{proof}[Proof of the displacement assertion in Theorem~\ref{thm:geometry}]
440
+ Choose $\beta_0>0$ satisfying all the upper bounds on $\beta$ used below.
441
+ \paragraph{Inside the tube and in the inside default region.}
442
+ First suppose $\mu\le1/2$ and $r=\dist(X,\mathcal L)\le3\tau$.
443
+ For $r\le\tau$ the raw field is the convex combination of $T$ and
444
+ the inward unit normal with coefficients $1-r/\tau,r/\tau$.
445
+ For $\tau\le r\le2\tau$ it is the convex combination of $-T$ and
446
+ the inward unit normal with coefficients $r/\tau-1,2-r/\tau$.
447
+ The two directions in each combination are orthogonal. At $r=0$
448
+ the field is $T$. In the third annulus the two unit directions are
449
+ $-T,\mathbf e$, whose inner product is nonnegative. Therefore in all
450
+ three annuli $\norm{v(X)}\ge1/\sqrt2$.
451
+
452
+ Write $v=b+w(Z-X)$, where $\norm b_\infty\le C_t+1$ and
453
+ $0\le w\le1/\tau$. All coordinates of $Z$ lie in $[0,1]$: for a
454
+ vertical projection its height is at most $\mu+3\tau<1$, and all
455
+ other pieces already have this property. Require
456
+ $\beta/\tau\le1/2$ and $\beta(C_t+1)\le1/4$.
457
+ The preliminary point $Y=X+\beta w(Z-X)$ lies in the box. If
458
+ $|X_i-Z_i|<1/2$, then $-1/2<Y_i<3/2$, and the additional displacement
459
+ $\beta b_i$ causes no clipping. The number of remaining coordinates,
460
+ divided by $m$, is at most $4r^2\le36\tau^2$. At each, the clipping
461
+ loss is at most $\beta(C_t+1)$ because $Y$ was in the box. The norm of
462
+ all loss is at most $6\tau\beta(C_t+1)\le\beta/4$. Subtracting it
463
+ from the raw displacement leaves at least $\beta/4$.
464
+
465
+ In the inside default case, let $p$ be the fraction of fourth coordinates
466
+ at most $7/4$. Since all entries are at least $-1$,
467
+ \[
468
+ 1/2\ge\mu\ge-p+(7/4)(1-p),\qquad p\ge5/11.
469
+ \]
470
+ For $\beta\le1/4$ these coordinates retain the full upward displacement,
471
+ giving norm at least $\beta\sqrt{5/11}$.
472
+
473
+ \paragraph{Above the mean interface.}
474
+ Now suppose $\mu\ge1/2$, and abbreviate $Z=Z_\mu$, $r=r_\mu$.
475
+ The fourth coordinates of $Z-X$ have mean zero, so they are orthogonal
476
+ to $\mathbf e$. Write $v=b\mathbf e+w(Z-X)$, with the scalar table
477
+ \begin{equation}\label{geo:outside-coefficients}
478
+ \begin{array}{c|cc}
479
+ \text{radius}&b&w\\\hline
480
+ 0\le r\le\tau&-1+r/\tau&1/\tau+h_\mu\\
481
+ \tau\le r\le2\tau&r/\tau-1&2/r-1/\tau+h_\mu\\
482
+ r\ge2\tau&1&h_\mu
483
+ \end{array}
484
+ \end{equation}
485
+ and hence
486
+ \begin{equation}\label{geo:outside-norm}
487
+ |b|\le1,\quad0\le w\le w_{\max}:=1/\tau+1,
488
+ \quad b^2+w^2r^2\ge1/2.
489
+ \end{equation}
490
+ The last assertion follows from the two orthogonal components of the
491
+ first two radial regimes; adding $h_\mu$ increases the nonnegative
492
+ normal coefficient. In the last regime $b=1$. Require
493
+ $\beta w_{\max}\le1/2$. The move toward $Z$ is a convex move inside
494
+ the box, and horizontal coordinates undergo no further move or clipping.
495
+
496
+ If $b<0$, then $r<\tau$. The subsequent downward step cannot clip at
497
+ the upper boundary. Where $|(X_4)_j-\mu|<1/2$, the preliminary fourth
498
+ coordinate is nonnegative since $\mu\ge1/2$, and the following step
499
+ is at least $-\beta\ge-1$. Thus lower clipping can occur only on a
500
+ fraction at most $4\tau^2$ of the fourth coordinates. Its loss on each
501
+ is at most $\beta$, giving norm loss at most $2\tau\beta$. By
502
+ \eqref{geo:outside-norm} this leaves at least $\beta/4$.
503
+
504
+ It remains to treat $b\ge0$. Set
505
+ \[
506
+ \sigma^2=m^{-1}\sum_j((X_4)_j-\mu)^2,\qquad
507
+ H=\norm{(X-Z)_{1,2,3}},\qquad r^2=H^2+\sigma^2,
508
+ \]
509
+ and choose a positive rational
510
+ \begin{equation}\label{geo:eta-choice}
511
+ \eta\le\min\left\{\frac\tau2,\frac1{4w_{\max}},
512
+ \frac12\min\left(\frac12,\frac1{4w_{\max}}\right)\right\}.
513
+ \end{equation}
514
+ If $\sigma\ge\eta$, a uniform fourth coordinate satisfies
515
+ \[
516
+ \sigma^2\le3\E|(X_4)_j-\mu|
517
+ =6\E(\mu-(X_4)_j)_+.
518
+ \]
519
+ Put $c=\eta^2/12$. Since the positive part is at most three,
520
+ $\E(\mu-(X_4)_j)_+\ge\eta^2/6$ implies that a fraction at least
521
+ $\eta^2/36$ have $\mu-(X_4)_j\ge c$: otherwise its expectation
522
+ would be less than $c+3\eta^2/36=\eta^2/6$.
523
+ On those coordinates the room to the upper boundary is at least $c$.
524
+ Also $b+wc\ge c/12$. Indeed~\eqref{geo:outside-norm} and $r\le6$
525
+ imply that either $b\ge1/2$ or $w\ge1/12$; $c<1$ handles the first
526
+ alternative. For $\beta\le1$, clipping therefore retains displacement
527
+ at least $\beta c/12$ on that fraction. Its norm is at least
528
+ $\beta\eta^3/864$.
529
+
530
+ Suppose instead $\sigma<\eta$. If $wH\ge\tau/4$, the horizontal
531
+ displacement, which is not clipped, is at least $\beta\tau/4$.
532
+ Otherwise~\eqref{geo:outside-norm} gives
533
+ \[
534
+ b^2\ge\frac12-w^2H^2-w^2\sigma^2
535
+ \ge\frac12-\frac{\tau^2}{16}-w_{\max}^2\eta^2
536
+ \ge\frac38,
537
+ \]
538
+ so $b\ge1/2$. If $\mu\le1$, let
539
+ $d_0=\min\{1/2,1/(4w_{\max})\}$. By~\eqref{geo:eta-choice}, at
540
+ least three quarters of the fourth coordinates have deviation from
541
+ $\mu$ at most $d_0$. Their upper room is at least $1/2$, and their
542
+ velocity is at least $b-w_{\max}d_0\ge1/4$. They retain at least
543
+ $\beta/4$ for $\beta\le1$, giving norm at least
544
+ $\sqrt3\beta/8>\beta/8$. If $\mu>1$, then $h_\mu=1$, $w\ge1$,
545
+ and $b\ge0$ in~\eqref{geo:outside-coefficients} requires $r\ge\tau$.
546
+ It follows that
547
+ \[
548
+ wH\ge H\ge\sqrt{\tau^2-\eta^2}\ge\sqrt3\tau/2,
549
+ \]
550
+ contrary to the remaining case assumption. This exhausts all outside
551
+ points, including the upper face. At $(H_*,2)$, $r=0$ and the formula
552
+ gives $v=-\mathbf e$ exactly.
553
+
554
+ Take positive rational
555
+ $c_*\le\min\{1/8,\tau/4,\eta^3/864\}$ and positive rational
556
+ $\beta_0$ satisfying all restrictions just made. All coordinate
557
+ differences used in the formulas have magnitude at most three, so any
558
+ integer $B_1\ge C_t+6+3/\tau$ satisfies~\eqref{geo:bounded-field},
559
+ including the zero convention near inside endpoints. These choices
560
+ depend only on the previously fixed geometric constants. This completes
561
+ the proof of Theorem~\ref{thm:geometry}.
562
+ \end{proof}
563
+
564
+ \subsection{The local-access contract}
565
+ \label{geo:access}
566
+
567
+ We next state the information needed to approximate this particular
568
+ field. All probability statements below are for a fixed physical vector
569
+ $X$, averaged over a uniform physical component $I\in[4m]$ and the
570
+ public trial randomness. Write $J=1+((I-1)\bmod m)$ for its word
571
+ coordinate. Fix a common threshold $\xi\in[2/5,3/5]$ and round the
572
+ first two blocks at $\xi$. The two resulting binary words $y_1,y_2$
573
+ are fixed, although the procedures only read requested coordinates.
574
+ Any scalar-quantization offset may also be fixed throughout the following
575
+ contract and accuracy analysis.
576
+
577
+ \begin{definition}[Admissible local access]\label{geo:access-contract}
578
+ An \emph{oracle access implementation} satisfies parts (a)--(c) below
579
+ and the following operational condition. At its declared oracle level,
580
+ each supplied bit or decision routine uses a bounded tree of completed
581
+ Boolean answers, apart from public index computations. Every input,
582
+ including an input outside a correctness promise, gives Boolean answers
583
+ or public defaults. After its requested accuracies are fixed, the
584
+ oracle tree and its symbolic query roles are bounded independently of
585
+ $m$ and remain fixed under refinement of threshold-offset grids.
586
+ These conditions impose no constant bound on the physical circuit
587
+ realizing a completed oracle answer. Part (d) is an additional
588
+ \emph{physical-read hypothesis}, required only when a conclusion about
589
+ the fully expanded physical reads is explicitly invoked. All constants
590
+ are uniform in $m$, $X$, and admissible fixed offsets. Geometric and
591
+ validation radii and the reference rule below are fixed before
592
+ reliability and numerical accuracy choices. Operational, sample,
593
+ repetition, and read-density bounds may depend on the requested fixed
594
+ accuracies as well as the encoding construction.
595
+ \begin{enumerate}[label=\textup{(\alph*)},leftmargin=*]
596
+ \item\label{geo:access-validation}
597
+ Each seed has a validation decision whose failure probability can be
598
+ made any prescribed fixed positive number. For fixed $y_s$ there is
599
+ either no valid reference or a single fixed vertex $u_s$ such that, off
600
+ the validation failure event, acceptance identifies $u_s$. This
601
+ reference is independent of the actual random acceptance decision.
602
+ It is also independent of requested confidence and numerical accuracy.
603
+ If $\norm{X_s-E_u}\le5\tau$, off that failure event the seed is
604
+ accepted with reference $u$. Intermediate seeds with a proper reference
605
+ may be accepted or rejected. An accepted seed is used only through
606
+ local routines, not through a globally decoded vertex name.
607
+ \item\label{geo:access-bits}
608
+ For any accepted reference, incident-edge flags can be supplied with
609
+ arbitrarily small fixed error, and bits of its own and its actual
610
+ immediate neighbors' encodings can be supplied with any prescribed
611
+ fixed average error. The same bit guarantee holds for $E_{w_*}$ and
612
+ the encoding of its actual successor, even if neither seed is accepted.
613
+ These special words may be public or virtual.
614
+
615
+ The bit guarantee is unconditioned for each fixed relevant symbolic
616
+ role and branch: a request at a whole-word coordinate with density at
617
+ most a fixed constant times $1/m$ has the asserted error under its
618
+ given request law. It is not a guarantee conditional on selecting that
619
+ branch. Requests to different word operands may use the same complete
620
+ coordinate. The guarantee is required for the matching coordinate $J$
621
+ and for all preallocated statistical coordinates below. A finite union
622
+ of role or fixed block-type alternatives is allowed.
623
+ \item\label{geo:access-statistics}
624
+ For every finite family of bounded functions $f:[m]\to\mathbb R$
625
+ fixed by $X$, the rounded seeds' possible actual references, and their
626
+ actual candidate data, one can choose fixed sample counts so that each
627
+ sample average estimates $m^{-1}\sum_jf(j)$ to any prescribed fixed
628
+ additive tolerance with any prescribed fixed failure probability.
629
+ The law is again unconditioned under $(I,\text{trial})$, for each fixed
630
+ relevant role alternative. Every individual sampled word coordinate has
631
+ uniform marginal, or the prescribed bounded-density marginal supported
632
+ by the same bit-access guarantee. Corresponding word operands and
633
+ physical blocks are evaluated at matching coordinates.
634
+
635
+ Independent uniform samples satisfy this requirement. Other sample
636
+ schemes are permitted if their concentration statement holds for the
637
+ fixed underlying functions in this sense; samples and different batches
638
+ need not be independent after averaging over $I$.
639
+ \item\label{geo:access-finite}
640
+ \emph{Additional physical-read hypothesis.} After a fixed accuracy has
641
+ been specified, every supplied routine has a realization with a bounded
642
+ number of primitive physical read answers and bounded Boolean
643
+ processing, apart from public index computations. The bound is
644
+ independent of $m$. On every fixed branch of its complete physical
645
+ answer tree, including branches with wrong earlier answers, the
646
+ unconditioned marginal of each raw address in a physical domain of
647
+ size $M$ is at most $C/M$, with a fixed $C$. A branch that uses public
648
+ data need not make a physical read. These bounds hold
649
+ uniformly in admissible offsets, whose refinement changes comparison
650
+ constants and not address primitives or numbers of hidden-answer slots.
651
+ On each fixed symbolic answer branch, the address rule itself is
652
+ independent of the numerical values of these offsets.
653
+ \end{enumerate}
654
+ \end{definition}
655
+
656
+ Part~\ref{geo:access-bits} controls accuracy of a completed logical call
657
+ on a fixed valid reference. The optional
658
+ part~\ref{geo:access-finite} additionally controls physical reads on
659
+ every wired branch, whether or not it is accurate or executed. The
660
+ inner implementation of Section~\ref{sec:inner-gadget} satisfies this
661
+ additional hypothesis. The outer construction invokes only the oracle
662
+ contract: its ideal functional answers are subsequently replaced by
663
+ gadgets of polynomial size in the port length. Its fixed direct-read
664
+ count $H_{\rm out}$ and functional-invocation count $B_{\rm out}$,
665
+ followed by Theorem~\ref{thm:port-gadget} and
666
+ Lemma~\ref{out:routing}, account separately for that physical
667
+ substitution. We do not assert a size-independent physical read count
668
+ for the expanded outer construction. Neither application requires
669
+ per-coordinate correctness.
670
+
671
+ The physical completeness condition in part~\ref{geo:access-validation}
672
+ is obtained from a binary completeness radius $\rho_{\rm comp}>0$ by
673
+ the initial choice
674
+ \begin{equation}\label{geo:rounding-radius}
675
+ \frac{(5\tau)^2}{(2/5)^2}<\rho_{\rm comp}.
676
+ \end{equation}
677
+ Indeed a rounded error relative to a binary coordinate costs squared
678
+ physical error at least $(2/5)^2$ for every allowed $\xi$. An
679
+ acceptance radius smaller than half the encoding's relative Hamming
680
+ distance makes its reference unique. In the inner application this
681
+ reference must lie on the path for the fixed true input tuple, exactly
682
+ as established by the validation in Section~\ref{sec:inner-gadget}.
683
+
684
+ \begin{remark}[Whole-word coordinates in the inner application]
685
+ A matching target is a whole encoding coordinate. In a product block
686
+ called $Z$, that coordinate includes both internal labels of the product.
687
+ Using the same whole coordinate in $E_u$ and $E_v$ preserves the supplied
688
+ joint request law; it does not replace the two internal labels of either
689
+ word by a diagonal pair.
690
+
691
+ For mixed public and variable products in the virtual source, the joint
692
+ density bound gives the marginal bound
693
+ \[
694
+ p(x,y)\le\frac{C}{|A||B|}
695
+ \quad\Longrightarrow\quad
696
+ \sum_{y\in B}p(x,y)\le\frac C{|A|}.
697
+ \]
698
+ The product becomes an additive form on the variable operand. That form
699
+ may depend on the public operand and the discarded coordinate, but it
700
+ does not use that coordinate to select a new variable address.
701
+ Same-positive-tag products retain the whole pair, as required by
702
+ Lemma~\ref{lem:inner-binary-interface}. Lemma~\ref{ig:virtual-source}
703
+ proves this transport from the actual source and first successor to the
704
+ fixed dummy ports. Thus their virtual supply has exactly the
705
+ whole-coordinate access required by the contract.
706
+ \end{remark}
707
+
708
+ \begin{lemma}[Geometric procedures]\label{lem:geometric-procedures}
709
+ Fix the geometric constants of Theorem~\ref{thm:geometry} and an
710
+ oracle access implementation satisfying parts (a)--(c) and the
711
+ operational condition of Definition~\ref{geo:access-contract}.
712
+ For every fixed $a>0$ there is a finite local numerical schema with
713
+ properties (i)--(iii) below. Property (iv) additionally assumes the
714
+ physical-read hypothesis~\ref{geo:access-finite}.
715
+ \begin{enumerate}[label=\textup{(\roman*)},leftmargin=*]
716
+ \item It returns a signed value $\widehat v_I(X)$ on a fixed dyadic grid
717
+ inside $[-B_1,B_1]$. It terminates and is bounded on every input and
718
+ every trial. For every fixed $X$ with $\dist(X,\mathcal E)>10\tau$,
719
+ and conditional on each fixed admissible binary threshold and
720
+ scalar-quantization offset,
721
+ \begin{equation}\label{geo:average-accuracy}
722
+ 4\E_{I,\,\mathrm{trial}}
723
+ |\widehat v_I(X)-v_I(X)|^2\le a^2.
724
+ \end{equation}
725
+ \item At fixed rounded seeds, correct decisions refer to at most eight
726
+ true-word roles and 32 actual piece roles. Meshes, scalar tolerances,
727
+ sample counts, and all statistical and final matching bit requests
728
+ are fixed before choosing the smaller bit-error budgets, and all final
729
+ matching requests are allocated before numerical minimization.
730
+ \item Apart from the supplied routines and public index computations,
731
+ the schema uses finitely many scalar comparisons and bounded Boolean
732
+ lookup. Its only word-coordinate address primitives are the matching
733
+ coordinate and the preallocated statistical coordinates. This remains
734
+ true on every hypothetical wrong or default branch.
735
+ If the oracle-level public spaces, probabilities, routine descriptions,
736
+ and address computations are uniformly enumerable with polynomial
737
+ support, time, and rational-probability bit complexity in a caller's
738
+ size parameter, the composed oracle-level schema has those properties
739
+ as well. This does not include physical expansion of an oracle call.
740
+ \item If in addition the physical-read
741
+ hypothesis~\ref{geo:access-finite} holds, then, once all accuracies and
742
+ implementation counts have been fixed, the fully unfolded physical
743
+ primitive tree has a fixed number $H$ of possible read slots. For each
744
+ physical domain of size $M$, its unconditioned
745
+ expected occurrence count at any fixed position, averaged over $I$
746
+ and public trials, is at most $C/M$, for a fixed sum $C$ of slot
747
+ density bounds. Both $H,C$ remain fixed under subsequent refinement
748
+ of threshold-offset grids. Under the corresponding polynomial
749
+ enumerability premise for these physical realizations, the fully
750
+ expanded physical schema also has the enumerability properties in
751
+ part (iii).
752
+ \end{enumerate}
753
+ Every choice concerns the unscaled field. In particular none depends
754
+ on a subsequently chosen $0<\beta\le\beta_0$.
755
+ \end{lemma}
756
+
757
+ \subsection{A finite list covering every close piece}
758
+ \label{geo:candidates}
759
+
760
+ From a seed reference $u$, reserve the encoding roles for $u$, its
761
+ predecessor, and its successor. Reserve its two possible incident edge
762
+ roles. For each actual incident edge list the four retained straight
763
+ segments and its three internal fillets. The trim convention uses the
764
+ same $a_0$ at both outer ends regardless of whether those ends are
765
+ shared, so these seven pieces need only their two endpoint words.
766
+ When both graph edges at $u$ exist, also list the graph-junction fillet
767
+ at $u$. The incoming direction there is the fixed downward third-block
768
+ direction, so the junction needs only $E_u$, the outgoing neighbor,
769
+ and the two flags. Apply this procedure to both seeds.
770
+
771
+ Always add the special retained vertical and its bottom fillet using
772
+ the distinguished source and its actual successor. These two pieces
773
+ are present even on a trial with no accepted seed. The ordinary
774
+ junction rule requires both graph edges and therefore never invents
775
+ another junction at the source, which has no graph predecessor.
776
+ There is no need to recognize the source by comparing hidden names.
777
+
778
+ This is the following explicit reservation schedule; duplicate roles
779
+ do no harm.
780
+ \begin{center}
781
+ \begin{tabular}{@{}lrr@{}}
782
+ \toprule
783
+ Reserved roles&Word roles&Piece roles\\
784
+ \midrule
785
+ Self, predecessor, successor for two seeds&6&0\\
786
+ Four incident edges, seven pieces each&0&28\\
787
+ Two ordinary junctions&0&2\\
788
+ Distinguished source and actual successor&2&0\\
789
+ Special vertical and bottom fillet&0&2\\
790
+ \midrule
791
+ Total upper bound&8&32\\
792
+ \bottomrule
793
+ \end{tabular}
794
+ \end{center}
795
+ On good validation and flag answers, the admitted roles are actual
796
+ pieces. A gray acceptance merely chooses whether to include one fixed
797
+ reference's list. For fixed $X,\xi$, all possible underlying actual
798
+ words and pieces in the table are fixed independently of later accuracy
799
+ choices and numerical decisions.
800
+
801
+ \begin{lemma}[Two-seed coverage]\label{geo:coverage}
802
+ Every non-special piece has either its first or its second block fixed
803
+ to an encoding of a vertex whose seed generates it. Consequently,
804
+ on the strong-completeness and flag good event, every piece at distance
805
+ at most $4\tau$ from $X$ is included in the reserved candidate list.
806
+ \end{lemma}
807
+ \begin{proof}
808
+ For $u\to v$, its first segment, first fillet, and upward toggle have
809
+ first block $E_u$. The fillet from that toggle to the block-$1$
810
+ segment, the block-$1$ segment, and its fillet to the downward toggle
811
+ have second block $E_v$. The downward toggle has both blocks $E_v$.
812
+ An ordinary graph-junction fillet at $u$ changes only blocks $3$ and
813
+ $2$, so its first block is $E_u$. In each case the stated vertex
814
+ generates the piece from its incident data. If the piece is within
815
+ $4\tau$ of $X$, its fixed block is within $4\tau$ of the corresponding
816
+ physical block. Part~\ref{geo:access-validation} of the contract
817
+ therefore accepts that seed with its true reference. Correct flags
818
+ include the piece. The two special pieces are included unconditionally.
819
+ Gray acceptance cannot remove a piece required by this argument; it
820
+ can only add or remove other actual pieces.
821
+ \end{proof}
822
+
823
+ \subsection{Numerical data and the order of their estimation}
824
+ \label{geo:numerical}
825
+
826
+ Put a finite parameter mesh, including endpoints, on each straight
827
+ piece and each angle interval $[0,\pi/2]$ of a fillet. All original
828
+ lengths are at most two, so a sufficiently fine fixed mesh gives
829
+ maximum arclength spacing at most any prescribed fixed $D>0$.
830
+ For the proof, a mesh entry means its exact point $Z'$ and its exact
831
+ tangent on its underlying actual piece. The implementation computes
832
+ approximations to these entries.
833
+
834
+ At most five endpoint-word distance statistics are needed: the four
835
+ ordinary edge roles and the special edge. Each estimates
836
+ \begin{equation}\label{geo:length-statistic}
837
+ \ell_{uv}^2=m^{-1}\sum_{j=1}^m(E_u(j)-E_v(j))^2.
838
+ \end{equation}
839
+ Use the same coordinate in the two words. The true nonconstant
840
+ lengths are in $[d_*,1]$; clamp their estimated square roots to
841
+ $[d_*/2,2]$. The formulas for trim points, straight tangents, and
842
+ \eqref{geo:fillet}--\eqref{geo:fillet-tangent} then have only bounded
843
+ denominators separated from zero. Their coordinates are uniformly
844
+ continuous functions of the endpoint bits at that coordinate, the
845
+ lengths, and the finitely many fixed trigonometric mesh constants.
846
+ Thus correct endpoint bits and sufficiently accurate length and public
847
+ constant approximations give any desired component error, uniformly
848
+ in the coordinate and in $m$. A component error at most $z$ everywhere
849
+ gives full-vector norm error at most $2z$.
850
+
851
+ Also estimate the fourth-block mean $\mu$. For each of the at most
852
+ 32 meshed roles, estimate each exact mesh point's squared distance by
853
+ the sum of its four block means,
854
+ \begin{equation}\label{geo:mesh-statistic}
855
+ \norm{X-Z'}^2
856
+ =\sum_{b=1}^4m^{-1}\sum_j(X_b(j)-Z'_b(j))^2.
857
+ \end{equation}
858
+ Finally reserve the corresponding outside-radius statistic for the
859
+ exact point $Z_\mu$. Physical samples and endpoint-bit samples in a
860
+ summand use the same $j$. One may use separate batches for every
861
+ statistic and alternative role. Before a numerical winner is selected,
862
+ reserve the final matching-coordinate requests for all eight word
863
+ roles, as well as the matching physical coordinate. Inactive requests
864
+ may later be omitted or use public defaults.
865
+
866
+ These data define the numerical estimator. Use the estimated mean to
867
+ choose the inside or outside prescription, with a fixed rule at equality.
868
+ For the inside prescription, select an admitted mesh entry with minimum
869
+ estimated squared distance, again with a fixed rule for ties. Clamp that
870
+ estimate at zero and take its square root. Substitute this scalar radius,
871
+ the computed tangent component, and the computed component of $Z'-X$
872
+ into the component formula~\eqref{geo:Phi}; its last regime gives the
873
+ default value. The radius is supplied by the statistic, not by a
874
+ full-vector norm computation. For the outside prescription, clamp the
875
+ outside squared-radius estimate at zero and take its square root. Use
876
+ this radius, the estimated mean, and the special matching bits in
877
+ \eqref{geo:outside}. Bounded clamping and final dyadic rounding
878
+ will make this a bounded procedure on every trial. We next prove that
879
+ the estimates are accurate and that the resulting component is stable
880
+ under approximate minimization and side selection.
881
+
882
+ Here is a precise reason that estimates based on earlier approximate
883
+ lengths still satisfy the required concentration statement. Fix $X$, the
884
+ rounded seeds, and one possible actual reference assignment. The exact
885
+ functions in~\eqref{geo:length-statistic}, $\mu$,
886
+ \eqref{geo:mesh-statistic}, and the outside-radius statistic are fixed
887
+ functions of the sample index; they do not depend on an estimated
888
+ length or a numerical winner. They have bounded ranges: a squared
889
+ physical difference is at most nine, and the sum of four such terms
890
+ is at most 36. Apply part~\ref{geo:access-statistics} to these exact
891
+ functions. On the event of correct sampled bits, earlier good length
892
+ estimates and good numerical constants perturb every implemented
893
+ summand by a uniformly small amount. For example if $|z-z'|\le t$
894
+ and $x,z,z'\in[-2,3]$, then
895
+ \[
896
+ |(x-z)^2-(x-z')^2|
897
+ =|z-z'||2x-z-z'|\le10t.
898
+ \]
899
+ Clamps keep all approximations in one such fixed range. The analogous
900
+ bound for replacing a physical read by its quantized representative
901
+ is the same. For the outside point, a good mean estimate changes all
902
+ fourth coordinates by at most its scalar error; the other coordinates
903
+ use special-word bits. It follows that concentration of the exact
904
+ statistics yields accuracy of all implemented statistics after these
905
+ small deterministic perturbations. No assertion conditioned on the
906
+ earlier estimates is being used.
907
+
908
+ For independent uniform sampling, this concentration needs no external
909
+ input. If $|f|\le M$, independence gives
910
+ $\operatorname{Var}(q^{-1}\sum_{j=1}^q f(K_j))\le M^2/q$.
911
+ Chebyshev's inequality gives failure probability at most
912
+ $M^2/(qz^2)$ at tolerance $z$; a union bound handles the fixed finite
913
+ list. In the outer application the batches are instead stationary
914
+ under the output-coordinate average. The concentration calculation in
915
+ Section~\ref{sec:outer-composition} supplies the same required small
916
+ failure probabilities for these fixed functions. The geometry uses
917
+ that conclusion, and does not condition on a gray acceptance pattern,
918
+ a realized mesh winner, or a particular output coordinate.
919
+
920
+ \begin{lemma}[Uniform component stability]\label{geo:stability}
921
+ Fix a positive desired component error $e$. Mesh resolution,
922
+ quantization width, scalar tolerances, and precision of public constants
923
+ can be chosen so that, whenever all relevant decisions, exact scalar
924
+ statistics, and requested bits are good, the local procedure's component
925
+ error is at most $e$ at every $X$ outside the endpoint neighborhood.
926
+ The bound holds for every output coordinate, even if the approximate
927
+ winner depends on that coordinate. It also holds with arbitrary tie
928
+ choices between numerically minimizing entries.
929
+ \end{lemma}
930
+ \begin{proof}
931
+ For the inside prescription, consider the selected mesh entry.
932
+ Let $z>0$ bound every squared-distance error, including the parameter,
933
+ bit, quantization, and scalar-statistic errors just discussed. Suppose
934
+ first that $r=\dist(X,\mathcal L)\le3\tau$. By
935
+ Lemma~\ref{geo:coverage}, a minimizing piece is present. A mesh point
936
+ at arclength at most $D$ from its projection has squared excess at most
937
+ $2rD+D^2$. Every admitted exact entry is on the actual curve, so none
938
+ has negative excess. The exact point $Z'$ underlying the approximate
939
+ winner therefore has
940
+ \begin{equation}\label{geo:winner-excess}
941
+ 0\le g=\norm{X-Z'}^2-r^2\le2rD+D^2+2z.
942
+ \end{equation}
943
+ Choose $D,z$ first small enough that the right side is at most
944
+ $\tau^2$, and then still smaller as required. Equations
945
+ \eqref{geo:point-error}--\eqref{geo:tangent-error} show that both its
946
+ point and tangent approach those of the true projection in infinity
947
+ norm, uniformly. Correct endpoint bits at the final matching coordinate
948
+ also make its computed point and tangent close to their exact values.
949
+ Clamping a squared-radius estimate at zero and taking square root is
950
+ uniformly continuous on the fixed bounded interval. Consequently its
951
+ estimated radius approaches $r$.
952
+
953
+ Each component of~\eqref{geo:Phi} is a bounded continuous expression
954
+ in that radius, the tangent component, and the components of $Z-X$.
955
+ The formulas match at $\tau,2\tau,3\tau$, and the only reciprocal
956
+ radius is protected by $r\ge\tau$ in its regime. Safe clamping can be
957
+ used at approximate regime boundaries. Uniform continuity on these
958
+ fixed compact ranges proves the desired component error. Crucially,
959
+ the infinity-norm bounds hold for every good candidate satisfying
960
+ \eqref{geo:winner-excess}; they therefore also hold when the chosen
961
+ candidate is correlated with the requested coordinate.
962
+
963
+ If the true inside radius is $r>3\tau$, the true field is default.
964
+ Every actual candidate entry has distance at least $r$. Good squared
965
+ distance estimates can yield a nondefault computed expression only
966
+ arbitrarily near the $3\tau$ cutoff as $z$ tends to zero. Near that
967
+ cutoff the coefficient of $T$ tends to zero and the coefficient of
968
+ $\mathbf e$ tends to one, uniformly on the clamped coordinate ranges.
969
+ Thus the computed value approaches default. If its radius estimate is
970
+ at least $3\tau$, it is already default. Coverage far from the curve
971
+ is not needed in either case.
972
+
973
+ For the outside prescription, use the special bits, the estimated mean
974
+ and outside squared radius in~\eqref{geo:outside}. Correct special
975
+ matching bits and good statistics make all its scalar and coordinate
976
+ arguments close to their exact values. The same protected denominators
977
+ and compact-range continuity apply, and $h_\mu$ is continuous. This
978
+ includes the special top, where the exact value is $-\mathbf e$.
979
+
980
+ Finally consider the choice between the inside and outside computations.
981
+ If it differs from the side of the true mean, a good
982
+ estimate forces $|\mu-1/2|$ to be small. In the interface slab all
983
+ endpoints remain far, and the only possible close piece is the always
984
+ included vertical. The inside computation is therefore valid for the
985
+ inside prescription extended to that slab. The outside computation is
986
+ valid for its extension using the clamped $h_\mu$. By
987
+ Lemma~\ref{geo:interface}, the two target values differ componentwise
988
+ by at most $6|\mu-1/2|$. Adding that error proves stability even with
989
+ the wrong side choice. These cases include exact mean, radius, and
990
+ minimum ties, without requiring a reliable hidden-real comparison at
991
+ zero gap.
992
+ \end{proof}
993
+
994
+ \subsection{Average accuracy and finite answer trees}
995
+ \label{geo:finite-schema}
996
+
997
+ \begin{proof}[Proof of Lemma~\ref{lem:geometric-procedures}]
998
+ \paragraph{Oracle accuracy with fixed references.}
999
+ Fix a desired $a>0$. Choose a component error $e>0$ and failure budget
1000
+ $p>0$ so that
1001
+ \begin{equation}\label{geo:accuracy-budget}
1002
+ 4e^2+16B_1^2p<a^2.
1003
+ \end{equation}
1004
+ First choose the mesh, scalar tolerances, quantization width, and public
1005
+ numerical precision for Lemma~\ref{geo:stability}, with slack for final
1006
+ output rounding. Fix scalar sample counts that give its concentration
1007
+ events a total failure probability below a chosen part of $p$.
1008
+ The eight word roles, 32 piece roles, five possible length statistics,
1009
+ mean, mesh-distance statistics, and outside-radius statistic now
1010
+ determine a fixed number $N_{\rm call}$ of high-level completed calls. This count
1011
+ includes all sampled bit requests and all matching final bit requests
1012
+ over the possible relevant true references and flag alternatives.
1013
+
1014
+ Make validation and edge-flag errors small enough for their total budget.
1015
+ For every remaining high-level bit call require average error smaller
1016
+ than the allocated part of $p/N_{\rm call}$. Analyze each call on its possible
1017
+ fixed reference before conditioning on acceptance or on the numerical
1018
+ winner. Parts~\ref{geo:access-validation}--\ref{geo:access-statistics}
1019
+ of the access contract and a union bound then charge the event of
1020
+ \emph{any} required bit, decision, or statistical error by at most
1021
+ $p$. Independence of these events is unnecessary. A fixed reference
1022
+ does not have to be selected on every good trial; the unconditioned
1023
+ analysis simply pays for its possible calls in advance. Validation
1024
+ failures, including any acceptance with no proper reference, are
1025
+ charged separately. The two special-word roles are charged in exactly
1026
+ the same way when their supply is virtual.
1027
+
1028
+ On the complement of the charged failure event, component error is
1029
+ at most $e$ by Lemma~\ref{geo:stability} and the planned final rounding.
1030
+ On every outcome clamp the numerical answer to $[-B_1,B_1]$ and round
1031
+ to a sufficiently fine fixed dyadic grid there. Detected invalid
1032
+ numerical inputs may return any fixed bounded default. Undetected
1033
+ incorrect choices are already included in the failure event. The true
1034
+ field satisfies~\eqref{geo:bounded-field}, so the component error on
1035
+ an arbitrary outcome is at most $2B_1$. Hence
1036
+ \[
1037
+ 4\E|\widehat v_I(X)-v_I(X)|^2
1038
+ \le4e^2+16B_1^2p<a^2.
1039
+ \]
1040
+ This proves~\eqref{geo:average-accuracy} unconditionally over the
1041
+ output-coordinate and trial law. It does not assert correctness
1042
+ conditioned on a rare selected coordinate or branch. The proof began
1043
+ with arbitrary fixed admissible offsets, so it applies to each such
1044
+ pair, and therefore also after averaging any chosen laws on them.
1045
+
1046
+ \paragraph{Finite oracle implementation.}
1047
+ Here are the finite implementation and raw-address details. Fix a small
1048
+ rational bin width $h>0$ and compare each physical scalar read to
1049
+ thresholds $a+kh+\zeta$ on a fixed interval larger than $[-1,2]$,
1050
+ where $\zeta$ is an offset modulo $h$. Clamp at the endpoints.
1051
+ Representatives can depend just on the bin number, on a fixed rational
1052
+ grid, and are within $O(h)$ of the input for every $\zeta$. This
1053
+ error was included in the earlier tolerance choice. Comparisons whose
1054
+ answers are forced by the allowed physical range can be public.
1055
+ Seed bits use the common threshold $\xi$. Each offset may eventually
1056
+ range over a fine finite rational grid. No numerical assertion above
1057
+ requires a continuous offset distribution.
1058
+
1059
+ There are now only finitely many bits and bin indices in the geometric
1060
+ computation. Public rational approximations to the fixed mesh sine and
1061
+ cosine values, protected length normalizations, clamped square roots,
1062
+ and all other numerical expressions can be tabulated to the chosen
1063
+ precision. Bounded Boolean lookup implements the resulting answer
1064
+ function. In particular neither an exact curve minimum nor an
1065
+ unbounded hidden vertex name or transcript is processed by the local
1066
+ Boolean computation. Public index arithmetic and any caller-specific
1067
+ field or interpolation calculations are performed when constructing
1068
+ the corresponding fixed branch and its wiring.
1069
+
1070
+ Wrong validation, flag, or type answers can invoke a reserved symbolic
1071
+ routine on an unsuitable seed or select another reserved role. Wrong
1072
+ length, radius, side, or minimum answers select a fixed mesh or lookup
1073
+ case. None of these answers supplies a new word-coordinate address:
1074
+ statistical coordinates remain the preallocated coordinates and final
1075
+ data remain at $J$. Inactive or nonsensical roles may use public-zero
1076
+ defaults, which require no query to a distinguished physical position.
1077
+ Consequently direct scalar reads have the matching or prescribed
1078
+ statistical marginals on every fixed hypothetical oracle branch. This
1079
+ proves the structural assertion of part (iii), without inspecting the
1080
+ physical realization of a supplied oracle answer. A constant number
1081
+ of choices from polynomially enumerable oracle-level public spaces
1082
+ has polynomial support; a constant product of rational probabilities
1083
+ of polynomial bit complexity has polynomial bit complexity. Public
1084
+ indices, oracle descriptions, and bounded answer tables retain the
1085
+ same polynomial construction bound. This proves the oracle-level
1086
+ enumerability assertion of part (iii).
1087
+
1088
+ \paragraph{Physical read load under the additional hypothesis.}
1089
+ For part (iv), now assume the additional physical-read
1090
+ hypothesis~\ref{geo:access-finite}. The supplied routines then have
1091
+ its all-branch primitive bounds, even on unsuitable seeds.
1092
+
1093
+ Only at this point, after all requested accuracies and the repetitions
1094
+ implementing them have been fixed, unfold the full lower-level answer
1095
+ tree. Give unused possible nodes their prescribed public random choices
1096
+ as well. It has a fixed finite number $H$ of potential primitive slots.
1097
+ For a domain of size $M$, let $C_\ell/M$ bound the probability that
1098
+ slot $\ell$ reads any specified position, for its fixed symbolic branch
1099
+ under the unconditioned public law. A slot not using this domain has
1100
+ $C_\ell=0$. Summing gives
1101
+ \begin{equation}\label{geo:raw-load}
1102
+ \E_{I,\,\mathrm{trial}}
1103
+ [\text{number of potential reads of position }j]
1104
+ \le\frac{\sum_{\ell=1}^H C_\ell}{M}
1105
+ =\frac C M.
1106
+ \end{equation}
1107
+ This counts all wired possibilities rather than conditioning on the
1108
+ executed path. Omitting an inactive occurrence only reduces its
1109
+ unconditioned mass. In particular this argument does not require
1110
+ accuracy on wrong branches. The high-level count $N_{\rm call}$ used for the
1111
+ correctness union bound preceded amplification; the larger count $H$
1112
+ is used for raw load and subsequent gate-failure accounting. It is
1113
+ not fed back into the choice of the accuracy that determines $H$.
1114
+
1115
+ Refining offset grids changes the values of thresholds for a fixed
1116
+ finite set of comparisons. It changes neither the bin width and bin
1117
+ count, nor the mesh, nor the symbolic answer-tree slots, nor a
1118
+ fixed branch's address primitive. Thus $H$ and $C$ remain uniform
1119
+ under that refinement. Under the stated polynomial enumerability
1120
+ premise for the physical routines, a constant number of their public
1121
+ choices, also at unused tree nodes, again has polynomial support and
1122
+ rational-probability bit complexity. Their public addresses and bounded
1123
+ answer tables are constructed in polynomial time. This proves the
1124
+ physical enumerability assertion of part (iv) and completes the proof.
1125
+ \end{proof}
1126
+
1127
+ \begin{remark}[Late margins under physical realization]\label{geo:late-margins}
1128
+ Assume the additional physical-read
1129
+ hypothesis~\ref{geo:access-finite}. Its grid uniformity explains the
1130
+ margin order for the fully expanded physical schema in part (iv).
1131
+ Once the full number of physical comparison slots is fixed, a
1132
+ uniform $K$-point threshold grid on an interval of length $L_0>0$
1133
+ satisfies, for every fixed scalar $x$,
1134
+ \[
1135
+ \Pr(|x-\xi|\le d)\le2/K+4d/L_0.
1136
+ \]
1137
+ For an offset grid modulo $h$, the probability of lying within $d$
1138
+ of any bin boundary is at most $4/K+8d/h$. To see these bounds,
1139
+ intersect the relevant interval of length $2d$ with the equally spaced
1140
+ grid; each interval contains at most its length divided by the mesh
1141
+ spacing plus two points. Modulo $h$ there are at most two intervals
1142
+ after wraparound. These enlarged constants cover the endpoints.
1143
+
1144
+ Fix an output coordinate and all nonthreshold public choices on every
1145
+ hypothetical branch. Each possible raw address is then fixed under
1146
+ the address contract, regardless of the eventual branch. A union bound
1147
+ over their fixed finite list, first choosing the offset grids fine
1148
+ enough and then a positive rational margin small enough, makes the
1149
+ probability of any small-gap comparison as small as prescribed,
1150
+ uniformly in $X$. No search over offsets or enlargement of the
1151
+ hidden-answer tree is involved. These margin losses are separate from
1152
+ \eqref{geo:average-accuracy}; the latter already holds for each fixed
1153
+ admissible offset. Occurrence-dependent perturbations within the margin
1154
+ are allowed because the full list was charged before following any
1155
+ branch. For an application using only the oracle contract, this
1156
+ argument does not account for physical comparisons inside substituted
1157
+ oracle gadgets. The outer construction uses its own direct-read and
1158
+ functional-boundary margin analysis in
1159
+ Section~\ref{sec:outer-composition}, together with the port theorem
1160
+ and its separate physical substitution count.
1161
+ \end{remark}
1162
+
1163
+ The geometric procedures are now proved independently of both circuit
1164
+ constructions. Together with the port construction in
1165
+ Section~\ref{sec:inner-gadget}, they establish the two interfaces used in
1166
+ Section~\ref{sec:outer-composition}, completing the proof of
1167
+ Theorem~\ref{thm:main}.
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/11-weak-nash.tex ADDED
@@ -0,0 +1,785 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Consequences for games and markets}\label{sec:weak-nash}
2
+
3
+ Theorem~\ref{thm:main} supplies the positive failed-gate premise in
4
+ the cited reductions to equilibrium problems. We first put its
5
+ circuits into the forms those reductions use. This preparation, together
6
+ with the finite-witness checks below, makes the transfers precise for
7
+ our gate conventions and complete binary encodings. The applications
8
+ then concern weak and relative Nash equilibria, allocation and market
9
+ equilibria, and stationary equilibria in discounted games. Their
10
+ approximation requirements differ, so we specify each target relation
11
+ before stating its consequence.
12
+
13
+ \subsection{Circuit preparation for the applications}
14
+
15
+ The Boolean tolerance in Definition~\ref{def:gcircuit} is nonmonotone.
16
+ We therefore remove Boolean gates before reducing numerical tolerances
17
+ or controlling fan-out. The two stages of the following lemma are used
18
+ separately below.
19
+
20
+ \begin{lemma}[Common circuit interfaces]\label{lem:application-circuits}
21
+ There are fixed positive rational constants $\eta,\gamma,\tau,\gamma_2$
22
+ and deterministic polynomial-time constructions which, from any
23
+ End-of-Line instance $I$, produce circuits $G_{\rm nb}$ and $G_2$
24
+ using only Constant, Scale, Copy, Add, Subtract, and Less. Their parameters
25
+ lie in $[0,1]$, and every used node has a defining gate. The circuit
26
+ $G_2$ has fan-out at most two.
27
+
28
+ Every assignment of $G_{\rm nb}$ satisfying all but a $\gamma$
29
+ fraction of its gates at tolerance $\eta$, and every assignment of
30
+ $G_2$ satisfying all but a $\gamma_2$ fraction at tolerance $\tau$,
31
+ can be converted to an assignment of $R(I)$ meeting the tolerances of
32
+ Theorem~\ref{thm:main}. For rational assignments the conversion and the
33
+ resulting End-of-Line decoder take time polynomial in the input length
34
+ plus the total assignment encoding length.
35
+ \end{lemma}
36
+
37
+ \begin{proof}
38
+ Let $\eps_c,\delta_c$ be the constants in Theorem~\ref{thm:main}, and
39
+ let $G=(V,T)=R(I)$.
40
+
41
+ \paragraph{Removing Boolean gates.}
42
+ First give every used node a defining gate, if necessary. A node used as
43
+ an input but not defined by a gate can be given the self-copy gate
44
+ $\mathrm{Copy}(v;v)$, which every assignment satisfies. There are at
45
+ most $2|T|$ such nodes, because the original gates have at most $2|T|$
46
+ input positions. Thus the new gate count is at most $3|T|$; reducing
47
+ the permitted failed-gate fraction by a factor three compensates.
48
+ Unused nodes may be omitted and later assigned zero.
49
+
50
+ On this gate list, use the strong-Boolean relation of Schuldenzucker
51
+ and Seuken at the same tolerance $\eps_c$. Their Proposition~2 shows
52
+ gatewise that a strong-Boolean $\eps_c$ solution satisfies the
53
+ weak-Boolean relations in Definition~\ref{def:gcircuit}, since
54
+ $\eps_c<1/10<1/4$. Their Lemma~1 replaces each Boolean gate by a
55
+ constant-size gadget with no Boolean gates, such that an
56
+ $\eps_c/2$ solution restricts to a strong-Boolean $\eps_c$ solution.
57
+ Their Section~6 records the same reduction with a positive failed-gate
58
+ fraction: the constant-size gadgets lose only a constant factor in
59
+ that fraction~\cite[Proposition~2, Lemma~1, and Section~6]{SchuldenzuckerSeuken2019}.
60
+ The comparison gate in that paper has the opposite orientation from
61
+ $\mathrm{Less}$ here, so we swap its two inputs. The new parameters
62
+ remain bounded rationals.
63
+
64
+ Consequently there are fixed positive rationals
65
+ $\eta=\eps_c/2$ and $\gamma$ and a polynomial-time constructed circuit
66
+ $G_{\rm nb}$ using only Constant, Scale, Copy, Add, Subtract, and Less
67
+ such that any assignment satisfying its gates at tolerance $\eta$ with
68
+ at most a $\gamma$ fraction of failures yields an assignment of $G$
69
+ satisfying the original $\eps_c,\delta_c$ bounds. All scale factors
70
+ are at most one. This no-Boolean relation is monotone in its numerical
71
+ tolerance. We use that monotonicity only after this conversion; at no
72
+ point is a weak-Boolean gate reclassified at a larger tolerance.
73
+
74
+ \paragraph{Fan-out reduction with fixed slack.}
75
+ We spell out the precision and failure accounting in the fan-out
76
+ steps of~\cite[proof of Theorem~2, pp.~4--5]{BPR2016}.
77
+ Suppose $G_{\rm nb}$ has $m$ gates, put
78
+ $\gamma_0=\min\{\gamma,1/4\}$, and set
79
+ \[
80
+ D=\lceil 8/\gamma_0\rceil,\qquad
81
+ \eta_1=\eta/3,\qquad \gamma_1=\gamma_0/4.
82
+ \]
83
+ There are at most $2m$ outgoing wire occurrences in total, hence at
84
+ most $\gamma_0m/4$ gates with fan-out at least $D$. Delete those gates.
85
+ For each wire from a deleted output into a retained gate, supply an
86
+ independent $\mathrm{Constant}(0)$ gate. The resulting circuit has
87
+ at most $3m$ gates and fan-out less than $D$.
88
+
89
+ Given an assignment to this circuit, restore each deleted output as
90
+ zero. A failed new constant can spoil only its one receiving gate. A
91
+ new constant satisfied at tolerance $\eta_1$ changes its receiving
92
+ input by at most $\eta_1$ under restoration. For a retained arithmetic
93
+ gate satisfied at tolerance $\eta_1$, the residual after changing its
94
+ two inputs increases by at most $2\eta_1$; this uses the scale bound
95
+ one. For Less, an original input gap greater than $3\eta_1$ remains
96
+ greater than $\eta_1$ after those two changes, so its required output
97
+ also remains valid at tolerance $3\eta_1=\eta$. Therefore, if $f_1$
98
+ gates failed before restoration, at most
99
+ $\gamma_0m/4+f_1$ original gates can fail at tolerance $\eta$.
100
+ The bound $f_1\leq\gamma_1(3m)$ makes this at most $\gamma_0m$.
101
+ This also shows why a smaller numerical tolerance is used when the
102
+ replacement constants are made exact. The large-multiplier step in
103
+ the cited construction is unnecessary for our bounded scale factors.
104
+
105
+ Next route the $d>2$ outgoing wires of each remaining gate through
106
+ a balanced binary tree of Copy gates. One may use at most $2d$ new
107
+ gates and depth at most
108
+ \[
109
+ h=\lceil\log_2 D\rceil+1.
110
+ \]
111
+ If the preceding circuit has $m_1$ gates, there are at most $2m_1$
112
+ wire occurrences, so the new fan-out-two circuit has at most $5m_1$
113
+ gates. Use the fixed parameters
114
+ \[
115
+ \tau=\frac{\eta_1}{2(2h+1)},\qquad
116
+ \gamma_2=\frac{\gamma_1}{5D}.
117
+ \]
118
+ When every Copy gate on a route is $\tau$-satisfied, its leaf differs
119
+ from the root by at most $h\tau$. The same arithmetic and comparison
120
+ check shows that a retained gate satisfied at tolerance $\tau$
121
+ becomes satisfied at tolerance at most $(2h+1)\tau<\eta_1$ when its
122
+ inputs are restored to the roots. A failed Copy gate has fewer than
123
+ $D$ descendant receiving gates. Charging these receivers, and charging
124
+ each failed retained gate to itself, loses at most $D$ retained gates
125
+ per failed gate. Thus at most a $\gamma_2$ fraction of failures in
126
+ the new circuit produces at most a $\gamma_1$ fraction in the preceding
127
+ one. All depths, blowups, and tolerance losses are fixed independently
128
+ of $I$.
129
+
130
+ Denote the final fan-out-two circuit by $G_2$. All instance maps have
131
+ polynomial bit cost: they copy bounded rational parameters and introduce
132
+ only fixed rational constants. Their solution maps restrict assignments,
133
+ restore zero values, or copy existing coordinates, so they also have
134
+ polynomial bit cost on rational inputs.
135
+
136
+ The resulting assignment of $G$ need not obey the particular witness
137
+ polynomial $p(M)$ in Definition~\ref{def:gcircuit}. This causes no
138
+ restriction on the decoder. The argument after
139
+ \eqref{out:endpoint-proximity} proves soundness for every real assignment
140
+ meeting the gate-failure budget, and gives a deterministic decoder for
141
+ rational assignments in time polynomial in $N$ plus their total encoding
142
+ length. Applying it proves the stated interface.
143
+ \end{proof}
144
+
145
+ \subsection{Weak approximate Nash equilibria}
146
+
147
+ Babichenko, Papadimitriou, and Rubinstein reduce positive-gap generalized
148
+ circuits to weak approximate Nash search, where a fixed fraction of
149
+ players may have deviation gain larger than a fixed positive
150
+ error~\cite[Definition~4 and Theorem~2]{BPR2016}.
151
+ Lemma~\ref{lem:application-circuits} supplies the required circuit
152
+ interface. We retain the normalization and finite-witness details of the
153
+ transfer.
154
+
155
+ An $n$-player two-action polymatrix game is specified by an undirected
156
+ interaction graph and, for each edge, a pair of rational $2$-by-$2$
157
+ payoff matrices. Each player chooses action $0$ or $1$ and receives the
158
+ sum of its payoffs on incident edges. We use matrices with entries in
159
+ $[0,1/3]$ and graphs of maximum degree at most three, so every total
160
+ payoff lies in $[0,1]$. The encoding explicitly lists all players,
161
+ edges, and matrices, so its length is at least $n$. For a product
162
+ mixed-strategy profile $\sigma$,
163
+ write
164
+ \[
165
+ \operatorname{reg}_i(\sigma)
166
+ =\max_{a\in\{0,1\}}u_i(a,\sigma_{-i})-u_i(\sigma)
167
+ \]
168
+ for player $i$'s possible gain from deviation. A rational profile is
169
+ encoded by the binary rational probabilities $\sigma_i(1)\in[0,1]$.
170
+
171
+ \begin{corollary}[Fixed-gap weak approximate Nash hardness]
172
+ \label{cor:weak-nash}
173
+ There are fixed positive rational constants $\eps_{\rm w},\delta_{\rm w}$
174
+ and a fixed polynomial $p_{\rm w}$ for which the following search problem
175
+ is PPAD-hard under deterministic polynomial-time many-one search
176
+ reductions. Given an explicitly encoded rational two-action polymatrix
177
+ game of maximum degree at most three with the normalization above and
178
+ complete binary length $L$, find a rational product profile of total
179
+ encoding length at most $p_{\rm w}(L)$ such that
180
+ \begin{equation}\label{eq:weak-nash}
181
+ \bigl|\{i:\operatorname{reg}_i(\sigma)>\eps_{\rm w}\}\bigr|
182
+ \leq \lfloor\delta_{\rm w}n\rfloor .
183
+ \end{equation}
184
+ No further regret bound is imposed on the players counted on the left.
185
+ \end{corollary}
186
+
187
+ \begin{proof}
188
+ Use the fan-out-two circuit of Lemma~\ref{lem:application-circuits},
189
+ with numerical tolerance $\tau$ and failure allowance $\gamma_2$.
190
+
191
+ \paragraph{The game reduction.}
192
+ For a fan-out-two generalized circuit, the gate construction in
193
+ Rubinstein~\cite[Section~7]{Rubinstein2018}, used in
194
+ the forward reduction of~\cite[Theorem~2]{BPR2016}, has two actions per
195
+ player and maximum degree at most three. If the players of a gate
196
+ gadget use only actions within $\xi_0$ of a best response, their node
197
+ probabilities satisfy that gate at tolerance $2\xi_0$. Choose a fixed
198
+ positive rational $\xi_0<\tau/2$. These bounds imply our no-Boolean
199
+ gate relations at tolerance $\tau$: an antecedent for Less at
200
+ tolerance $\tau$ is also an antecedent at tolerance $2\xi_0$, and
201
+ the arithmetic and output bounds are stronger. The scale gadget's
202
+ output $\min\{\alpha x,1\}$ equals $\alpha x$ here because $\alpha\leq1$.
203
+ Each gate uses a fixed number of players, and a player belongs to only
204
+ a fixed number of gate gadgets.
205
+ Hence there are fixed integers $C_1,C_2$ such that the game has at most
206
+ $C_1$ times as many players as circuit gates and each player not
207
+ meeting the well-supported condition can spoil at most $C_2$ gates.
208
+ Choose a fixed positive rational
209
+ \[
210
+ \delta_{\rm w}\leq\frac{\gamma_2}{C_1C_2}.
211
+ \]
212
+ The decoded circuit assignment then meets its failure budget whenever
213
+ all but a $\delta_{\rm w}$ fraction of players meet that condition.
214
+
215
+ The gadget matrices have rational entries bounded in absolute value
216
+ by a fixed rational $B\geq1$: their variable scale parameters lie in
217
+ $[0,1]$, and all other gadget constants are fixed. Replacing every
218
+ payoff entry $a$ by $(a+B)/(6B)$ puts the entries in $[0,1/3]$.
219
+ For each player this adds an action-independent constant and scales
220
+ every deviation gain by $\lambda=1/(6B)$. Put $\xi=\lambda\xi_0$.
221
+ Thus the needed well-supported tolerance in the normalized game is
222
+ the fixed positive rational $\xi$.
223
+
224
+ Choose a fixed rational $t>0$ such that
225
+ $t(t+13)<\xi$, and put $\eps_{\rm w}=t^2$. We use the local pruning
226
+ argument of Rubinstein~\cite[Lemma~5]{Rubinstein2018}; this is the lemma
227
+ cited with an earlier number in the proof of BPR's Theorem~2. For every
228
+ player whose regret is at most $t^2$, remove actions whose payoff is
229
+ more than $(1+1/t)t^2$ below its best response and renormalize.
230
+ Leave the other players unchanged. The regret bound ensures that the
231
+ removed probability is less than one. The lemma's calculation, with
232
+ incoming degree at most three and total payoffs in $[0,1]$, shows that
233
+ every retained action of each formerly happy player is within
234
+ \[
235
+ t(t+1+4\cdot3)=t(t+13)<\xi
236
+ \]
237
+ of a best response after all these changes. Unchanged unhappy
238
+ neighbors contribute no change to that calculation. The fraction of
239
+ players not meeting the well-supported condition therefore does not
240
+ increase. This gives the required circuit assignment from any profile
241
+ satisfying~\eqref{eq:weak-nash}.
242
+
243
+ \paragraph{Rational witnesses and decoding.}
244
+ All instance maps above have polynomial bit cost. The auxiliary
245
+ constants are fixed rationals, and the game matrices copy bounded
246
+ rational gate parameters through fixed-size gadgets. For a rational
247
+ profile, its regrets require only a fixed number of rational operations
248
+ per player. The pruning threshold is rational, so exact comparisons,
249
+ deletion of actions, and renormalization have polynomial bit cost.
250
+ The extracted node probabilities, restrictions, and restored zero
251
+ values consequently form a rational assignment of polynomial total
252
+ encoding length.
253
+
254
+ Lemma~\ref{lem:application-circuits} decodes this assignment in its
255
+ total encoding length, so the particular witness polynomial $p(M)$ of
256
+ Definition~\ref{def:gcircuit} imposes no additional condition here.
257
+
258
+ Finally, the finite target search relation has a polynomial witness
259
+ bound. Round the probabilities of a mixed Nash equilibrium to a grid
260
+ of denominator $q$, where the fixed integer $q$ is greater than
261
+ $3/\eps_{\rm w}$. With entries in $[0,1/3]$ and degree at most three,
262
+ each pure-action payoff changes by at most $1/q$ when the neighboring
263
+ probabilities are rounded. Changing the player's own probability
264
+ changes its payoff by at most another $1/q$. Its resulting regret is
265
+ therefore at most $3/q<\eps_{\rm w}$. A fixed polynomial $p_{\rm w}$
266
+ can encode these $n$ rational probabilities. Satisfaction of
267
+ \eqref{eq:weak-nash} is checked by rational arithmetic in polynomial
268
+ time. The composed instance map and solution decoder establish the
269
+ stated search reduction.
270
+ \end{proof}
271
+
272
+
273
+ \subsection{Relative approximate bimatrix equilibria}
274
+
275
+ For a rational bimatrix game $(A,B)$ with $A\geq0$ and $B\leq0$
276
+ entrywise, a pair of mixed strategies $(x,y)$ is a relative
277
+ $\eps_{\rm r}$-approximate Nash equilibrium if
278
+ \begin{equation}\label{eq:relative-nash}
279
+ x^{\mathsf T}Ay\geq(1-\eps_{\rm r})\max_i(Ay)_i,
280
+ \qquad
281
+ x^{\mathsf T}By\geq(1+\eps_{\rm r})\max_j(x^{\mathsf T}B)_j.
282
+ \end{equation}
283
+ The plus sign in the second inequality reflects the column player's
284
+ nonpositive payoffs: each player's loss is at most $\eps_{\rm r}$
285
+ times the absolute value of its best-response payoff. These are
286
+ conditions on expected payoffs, not on every action in the support.
287
+
288
+ \begin{corollary}[Relative approximate Nash hardness]
289
+ \label{cor:relative-nash}
290
+ There are a fixed rational $0<\eps_{\rm r}<1$ and a fixed polynomial
291
+ $p_{\rm r}$ such that the following search problem is PPAD-complete
292
+ under deterministic polynomial-time many-one search reductions.
293
+ Given an explicitly encoded rational bimatrix game $(A,B)$ with
294
+ $A\geq0$, $B\leq0$, and complete binary length $L$, find a rational
295
+ mixed-strategy profile of total encoding length at most $p_{\rm r}(L)$
296
+ satisfying~\eqref{eq:relative-nash}.
297
+ \end{corollary}
298
+
299
+ \begin{proof}
300
+ Apply the implication from Conjecture~2 to Theorem~3 in
301
+ \cite[Section~4]{BPR2016}. This published chain passes through a
302
+ bipartite degree-three family of weak approximate Nash instances.
303
+ Theorem~\ref{thm:main} supplies its fixed-tolerance circuit premise on
304
+ a bounded-rational subclass, and Lemma~\ref{lem:application-circuits}
305
+ makes the gate-basis and fan-out preparation explicit. No change of
306
+ weak-Boolean tolerance is needed. The remaining polynomial reduction
307
+ gives hardness for a fixed positive relative error;
308
+ choosing a smaller positive rational error only strengthens the
309
+ requirements. Its marginal and conditional-probability decoder uses
310
+ polynomial-time rational arithmetic. Composing with the circuit
311
+ decoder after~\eqref{out:endpoint-proximity}, which is polynomial in
312
+ the total rational assignment length, gives the required search
313
+ reduction.
314
+
315
+ For membership, an exact Nash equilibrium of the same game satisfies
316
+ \eqref{eq:relative-nash}. Exact rational bimatrix Nash belongs to
317
+ PPAD, and every rational bimatrix game has an exact equilibrium of
318
+ polynomial encoding length~\cite[Theorem~1.1 and Section~2]{CDT2007Preprint}.
319
+ Choose $p_{\rm r}$ to accommodate that bound. The displayed inequalities
320
+ are checked by polynomial-time rational arithmetic, so the stated
321
+ finite search problem is total and belongs to PPAD.
322
+ \end{proof}
323
+
324
+
325
+ \subsection{Indivisible course allocation}
326
+
327
+ We also apply the course-allocation implication of Babichenko,
328
+ Papadimitriou, and Rubinstein~\cite[Theorem~4 and Appendix~B]{BPR2016}.
329
+ There are $M\geq1$ courses with nonnegative integer capacities $q_j$
330
+ and $N\geq1$ students. Each student's acceptable bundles are explicitly
331
+ listed in strict preference order, with the empty bundle as a final,
332
+ always-available choice; let $k$ be the maximum bundle size.
333
+ At prices $p_j\geq0$ and budgets $b_i>0$, each student receives its
334
+ most-preferred bundle $x_i\in\{0,1\}^M$ satisfying $p\cdot x_i\leq b_i$.
335
+ Budish's clearing convention and guaranteed threshold are
336
+ \cite[Definition~1 and Theorem~1]{Budish2011}
337
+ \[
338
+ z_j=\begin{cases}
339
+ \sum_i x_{ij}-q_j,&p_j>0,\\
340
+ \max\{\sum_i x_{ij}-q_j,0\},&p_j=0,
341
+ \end{cases}
342
+ \qquad
343
+ \alpha_* = \frac{\sqrt{M\min\{2k,M\}}}{2}.
344
+ \]
345
+ For positive budgets, their Gini coefficient is
346
+ \[
347
+ \operatorname{Gini}(b)
348
+ =\frac{\sum_{i,h}|b_i-b_h|}{2N\sum_i b_i}.
349
+ \]
350
+
351
+ \begin{corollary}[Low-Gini course-allocation hardness]
352
+ \label{cor:course-allocation}
353
+ There are a fixed rational $0<\gamma_{\rm c}<1/2$ and a fixed
354
+ polynomial $p_{\rm c}$ such that the following search problem is
355
+ PPAD-complete under deterministic polynomial-time many-one search
356
+ reductions. Given the explicit lists and capacities above, of total
357
+ binary length $L$, find rational prices and positive rational budgets,
358
+ together with the demanded bundles, of total encoding length at most
359
+ $p_{\rm c}(L)$, satisfying
360
+ \[
361
+ \norm{z}_2\leq\alpha_*,\qquad
362
+ \operatorname{Gini}(b)\leq\gamma_{\rm c}.
363
+ \]
364
+ \end{corollary}
365
+
366
+ \begin{proof}
367
+ Use the no-Boolean, fan-out-two circuits of
368
+ Lemma~\ref{lem:application-circuits}, with their fixed positive numerical
369
+ and failed-gate tolerances. The published reduction in
370
+ \cite[Appendix~B.2--B.3]{BPR2016} applies to this bounded-rational
371
+ subclass: after common normalization of prices and budgets, any
372
+ invalid circuit decoding forces the Gini coefficient to be at least a fixed
373
+ positive constant. Choose $\gamma_{\rm c}$ strictly below that
374
+ bound. Median normalization and price extraction have polynomial bit
375
+ cost on rational outputs. Composing with the circuit decoder after
376
+ \eqref{out:endpoint-proximity} therefore gives the hardness reduction,
377
+ with time polynomial in the input and total witness length.
378
+
379
+ For membership, Othman, Papadimitriou, and
380
+ Rubinstein~\cite[Appendix~A, Remarks~1--2]{OPR2014} prove that computing
381
+ an allocation at this clearing threshold with budgets in
382
+ $[1,1+\beta]$ belongs to PPAD in the explicit-list model, for every
383
+ fixed rational $\beta>0$. Choose a rational $0<\beta<\gamma_{\rm c}$.
384
+ Such budgets have Gini coefficient at most $\beta/2<\gamma_{\rm c}$;
385
+ existence is guaranteed by~\cite[Theorem~1]{Budish2011}.
386
+ The budget interval selects solutions for membership and is not an
387
+ additional requirement of the target problem.
388
+
389
+ Polynomial-size rational witnesses can also be seen directly.
390
+ Fix such an allocation and its zero-price pattern, and cap prices at
391
+ $2+\beta$ without changing demands. Keep the budget interval, these
392
+ price bounds and affordability of the chosen bundles. Introduce a
393
+ common slack $s\in[0,1]$ for the unaffordability of every strictly
394
+ preferred listed bundle and for the positivity of every positive
395
+ price. Maximizing $s$ over the resulting bounded rational polytope
396
+ has a positive optimum and a rational vertex optimum of polynomial
397
+ bit length. Demands and the price-sign pattern, hence clearing error,
398
+ are preserved. All target conditions are checked by rational
399
+ arithmetic and enumeration of the explicit lists; the clearing test
400
+ is equivalently $4\sum_jz_j^2\leq M\min\{2k,M\}$.
401
+ \end{proof}
402
+
403
+
404
+ \subsection{Markets with approximately optimal bundles}
405
+
406
+ The market reduction of Deligkas, Fearnley, Hollender, and
407
+ Melissourgos~\cite{Fisher2026} uses a ternary circuit intermediary.
408
+ We record it first; it will also supply the input to the single-controller
409
+ game reduction below.
410
+
411
+ A Pure-Circuit instance consists of explicit finite lists of nodes and
412
+ gates. An assignment $z$ gives each node a value in $\{0,1,\bot\}$.
413
+ A gate $\mathrm{NAND}(u,v;w)$ requires $z_w=0$ if $z_u=z_v=1$,
414
+ and $z_w=1$ if either input is zero; otherwise it imposes no condition.
415
+ A gate $\mathrm{PURIFY}(u;v,w)$ requires at least one of $z_v,z_w$
416
+ to lie in $\{0,1\}$, and requires $z_v=z_w=z_u$ whenever
417
+ $z_u\in\{0,1\}$.
418
+ Each gate uses three distinct nodes, and each node is the output of
419
+ exactly one gate. We use the version in which each node is also an input
420
+ to exactly one gate~\cite[Section~2.2.1]{Fisher2026}.
421
+
422
+ \begin{lemma}[The input-once Pure-Circuit interface]
423
+ \label{lem:application-pure-circuit}
424
+ There are a fixed positive rational $\delta_F$ and a deterministic
425
+ polynomial-time reduction from End-of-Line to NAND/PURIFY circuits of
426
+ the form just defined. Every ternary assignment satisfying all but a
427
+ $\delta_F$ fraction of the gates yields an End-of-Line solution in
428
+ polynomial time.
429
+ \end{lemma}
430
+ \begin{proof}
431
+ Apply \cite[Theorem~2.2 and Lemma~A.2]{Fisher2026} to the
432
+ no-Boolean, fan-out-two circuits of
433
+ Lemma~\ref{lem:application-circuits}. The published bridge gives a fixed positive failure allowance and makes
434
+ every node an input to exactly one gate. Its solution decoder returns
435
+ rational unary-count values, to which the decoder in
436
+ Lemma~\ref{lem:application-circuits} applies. All comparisons and
437
+ arithmetic have polynomial bit cost. No change of tolerance for a
438
+ weak-Boolean gate is required.
439
+ \end{proof}
440
+
441
+ We now define the simple market families used in the reduction.
442
+ There is one unit of each good, and utilities have the separable form
443
+ \[
444
+ u_i(x_i)=\sum_j\min\{a_{ij}x_{ij},b_{ij}\},
445
+ \qquad a_{ij}\geq0,\quad b_{ij}\in[0,\infty].
446
+ \]
447
+ All finite data are rational and explicitly encoded. Each buyer has
448
+ nonzero utility for only a bounded number of goods, each good has
449
+ nonzero utility for only a bounded number of buyers, and the ratio of
450
+ nonzero slopes for each buyer is bounded. These bounds are constants
451
+ for the family. Every buyer has at least one uncapped term of positive
452
+ slope. Fisher buyers have budget one. In the exchange version, every
453
+ buyer initially owns $1/|B|$ units of every good, where $B$ is the set
454
+ of buyers; in particular the endowments are identical and the economy
455
+ is strongly connected.
456
+
457
+ For errors $\eps_{\rm m},\delta_{\rm m}>0$, an approximate equilibrium
458
+ consists of prices $p_j\geq0$ and bundles $x_{ij}\geq0$. Each bundle
459
+ must be affordable and give its buyer at least $1-\delta_{\rm m}$
460
+ times the maximum utility attainable within that budget; each good
461
+ satisfies $\abs{\sum_i x_{ij}-1}\leq\eps_{\rm m}$. In the exchange
462
+ case the budget is the value of the buyer's endowment at $p$.
463
+ Affordability is exact. Outputs are rational prices and bundles of
464
+ polynomial encoding length; the rational-witness formulation is
465
+ discussed in~\cite[Section~2.1]{Fisher2026}.
466
+
467
+ \begin{corollary}[Approximate market equilibrium hardness]
468
+ \label{cor:market-hardness}
469
+ For every fixed $0<\eps_{\rm m}<1/9$, there is a fixed
470
+ rational $0<\delta_{\rm m}<1$ such that finding an
471
+ $(\eps_{\rm m},\delta_{\rm m})$-approximate equilibrium in the simple
472
+ Fisher markets above is PPAD-hard under deterministic polynomial-time
473
+ many-one search reductions. The same holds for their exchange-market
474
+ versions with identical endowments and strongly connected economies.
475
+ \end{corollary}
476
+
477
+ \begin{proof}
478
+ Use the circuits of Lemma~\ref{lem:application-pure-circuit}.
479
+ For each fixed $\eps_{\rm m}<1/9$,
480
+ \cite[Proposition~4.4]{Fisher2026} supplies a fixed positive $\delta_{\rm m}$ and a polynomial-time
481
+ reduction to the stated Fisher markets. Composing its solution decoder
482
+ with the circuit decoders proves the Fisher assertion of
483
+ \cite[Theorem~4.1]{Fisher2026} without its conjectural premise.
484
+ For rational $\eps_{\rm m}$, the other constants may be chosen rational
485
+ within the reduction's strict margins. For a nonrational fixed
486
+ $\eps_{\rm m}$, choose a rational clearing tolerance strictly between
487
+ $\eps_{\rm m}$ and $1/9$ and use its reduction: every solution with
488
+ the smaller clearing error also satisfies the larger one.
489
+ The Pure-Circuit bridge returns rational unary-count values;
490
+ for rational market witnesses, all comparisons and decoding have
491
+ polynomial bit cost. The decoder after~\eqref{out:endpoint-proximity}
492
+ applies in the total length of the resulting rational assignment,
493
+ without requiring the particular bound $p(M)$ in
494
+ Definition~\ref{def:gcircuit}.
495
+
496
+ For the exchange markets, normalize prices so that
497
+ $\sum_jp_j=|B|$. Every buyer's endowment then has value one, so the
498
+ same prices and bundles give a Fisher equilibrium with precisely the
499
+ same two errors. The positive-slope uncapped terms ensure that the
500
+ price sum is nonzero at any approximate equilibrium. This is the
501
+ transfer in~\cite[Appendix~B and Theorem~B.1]{Fisher2026}; normalization
502
+ also preserves polynomial rational encoding length.
503
+ \end{proof}
504
+
505
+ \subsection{Stationary equilibria in discounted games}
506
+
507
+ Daskalakis, Golowich, and Zhang~\cite{DGZ2023} obtain conditional
508
+ hardness for stationary equilibria whose incentive constraints are
509
+ averaged over an initial distribution. Their premise also follows
510
+ from Theorem~\ref{thm:main}.
511
+
512
+ A finite two-player discounted stochastic game has explicitly encoded
513
+ rational transition probabilities, rewards, and initial distribution
514
+ $\mu$. A stationary joint policy $\pi$ assigns a distribution on action
515
+ pairs to each state, sampled afresh at every visit. Write $\pi_{-i}$
516
+ for the other player's marginal policy and use normalized values
517
+ \[
518
+ V_i^\pi(\mu)=(1-\gamma)\E_{\mu,\pi}
519
+ \sum_{t\geq0}\gamma^t r_i(s_t,a_t).
520
+ \]
521
+ The policy is an $\eps$-stationary Markov coarse correlated equilibrium
522
+ (CCE) when
523
+ \[
524
+ \sup_{\sigma_i}
525
+ \bigl(V_i^{\sigma_i\times\pi_{-i}}(\mu)-V_i^\pi(\mu)\bigr)
526
+ \leq\eps\qquad(i=1,2),
527
+ \]
528
+ where $\sigma_i$ ranges over stationary policies chosen independently
529
+ of any action recommendation. These constraints use the supplied
530
+ $\mu$, rather than requiring the bound at every state. An
531
+ $\eps$-stationary Nash equilibrium has the same supplied-$\mu$
532
+ incentive bound and additionally requires $\pi$ to be a product policy.
533
+
534
+ \begin{corollary}[Stationary stochastic-game hardness]
535
+ \label{cor:stationary-game-hardness}
536
+ For some fixed rational $\eps_{\rm s}>0$, finding an
537
+ $\eps_{\rm s}$-stationary Markov CCE is PPAD-hard under deterministic
538
+ polynomial-time many-one search reductions, even for two-player
539
+ turn-based general-sum games with discount $\gamma=1/2$, rewards in
540
+ $[-1,1]$, and at most two actions for the active player at each state.
541
+ The inactive player's action affects neither rewards nor transitions.
542
+ The same hardness holds for $\eps_{\rm s}$-stationary Nash equilibria
543
+ with the same supplied-initial-distribution convention. Outputs are
544
+ rational policy tables of polynomial encoding length.
545
+ \end{corollary}
546
+
547
+ \begin{proof}
548
+ Use the no-Boolean circuit $G_{\rm nb}$ of
549
+ Lemma~\ref{lem:application-circuits}, with its fixed positive rational
550
+ tolerance $\eta$ and failure allowance $\delta_{\rm nb}$ (the constant
551
+ $\gamma$ of that lemma). The target basis in
552
+ \cite[Definition~8 and Appendix~D]{DGZ2023} consists of exact zero/one
553
+ constants, clipped linear gates, and comparison gates. For Scale and
554
+ Copy, repeat the input with coefficient pairs $(\alpha/2,\alpha/2)$
555
+ and $(1/2,1/2)$, respectively; Add and Subtract use $(1,1)$ and
556
+ $(1,-1)$. A Constant$(\alpha)$ uses its own exact-one node followed
557
+ by the scaled linear gate. Retain Less: each strict source comparison
558
+ antecedent implies the corresponding weak target antecedent, and the
559
+ target output error is smaller. Choose a positive rational target
560
+ tolerance below $\min\{\eta,1/12\}$. Each original gate uses at most
561
+ two target gates, and each failed target gate can spoil only its own
562
+ original gate. A target failure fraction at most $\delta_{\rm nb}/2$ therefore
563
+ suffices. This proves the positive-gap premise in
564
+ \cite[Conjecture~10]{DGZ2023}; no weak-Boolean tolerance is changed.
565
+
566
+ Apply the second assertion of~\cite[Theorem~4]{DGZ2023}. Its turn-based
567
+ construction has the stated discount, reward bounds and binary
568
+ choices. Taking statewise marginals of a joint policy in such a game
569
+ gives a product policy with the same values and unilateral deviation
570
+ gains, so its approximate stationary CCE decodes to an approximate
571
+ stationary Nash equilibrium with the same error. Choose a smaller
572
+ positive rational error if needed.
573
+ The fixed reduction parameters can be chosen rational with slack.
574
+ For rational policy tables, policy evaluation solves rational linear
575
+ systems, and the gate decoder and restrictions have polynomial bit
576
+ cost. The decoder after~\eqref{out:endpoint-proximity} then applies in
577
+ the total rational assignment length. Polynomial-size rational
578
+ approximate policy tables exist by rounding stationary Nash policies
579
+ at this fixed discount, as in~\cite[Section~2.5]{DGZ2023}.
580
+ \end{proof}
581
+
582
+ \subsection{Restricted stationary-game families}
583
+
584
+ The preceding consequence also supplies the input for the triangular
585
+ zero-sum construction of Park, Zhang, and Ozdaglar~\cite{PZO2025}.
586
+ Here the interaction graph concerns the whole auxiliary function,
587
+ not just immediate rewards: for every $V:S\to\mathbb R$, each
588
+ \[
589
+ Q_i^V(s,a)=r_i(s,a)+\gamma\sum_{s'}P(s'\mid s,a)V(s')
590
+ \]
591
+ must be a sum of functions of $(s,a_i,a_j)$ over neighbors $j$ of $i$.
592
+ This is the Q-function separability of~\cite[Definition~1]{PZO2025}.
593
+ Use the same normalized values and supplied-initial-distribution CCE
594
+ inequalities as above, now for all three players, with $\pi_{-i}$ the
595
+ joint marginal of the other two players.
596
+
597
+ \begin{corollary}[Triangular zero-sum stationary-game hardness]
598
+ \label{cor:triangle-stationary-hardness}
599
+ For some fixed rational $\eps_{\triangle}>0$, finding an
600
+ $\eps_{\triangle}$-stationary Markov CCE is PPAD-hard under deterministic
601
+ polynomial-time many-one search reductions even for rational three-player
602
+ zero-sum games with Q-function-separable interactions on the fixed
603
+ triangle $K_3$, discount $1/2$, and each player's stage reward in $[-1,1]$.
604
+ The hard games are turn-based, with at most two actions for the active
605
+ player and a third player with only one action. Outputs are rational
606
+ joint-policy tables of polynomial encoding length; incentives are
607
+ required only from the supplied rational initial distribution.
608
+ \end{corollary}
609
+
610
+ \begin{proof}
611
+ Apply the triangle construction in~\cite[Appendix~C, Case~1]{PZO2025}
612
+ to Corollary~\ref{cor:stationary-game-hardness}.
613
+ Write $c(s)\in\{1,2\}$ for the state controller and suppress inactive
614
+ actions. Add a one-action third player and retain states, transitions
615
+ and initial distribution. Specify oriented edge rewards before scaling by
616
+ \[
617
+ (b_{12},b_{13},b_{23})=
618
+ \begin{cases}
619
+ (-r_2,r_1+r_2,0),&c(s)=1,\\
620
+ (r_1,0,r_1+r_2),&c(s)=2,
621
+ \end{cases}
622
+ \qquad b_{ji}=-b_{ij}.
623
+ \]
624
+ Each term depends only on the actions at its edge. Divide every edge
625
+ reward by two. The resulting total rewards are
626
+ $(r_1/2,r_2/2,-(r_1+r_2)/2)$, lie in $[-1,1]$, and sum to zero.
627
+ For every test function $V$, the continuation term in $Q_i^V$ depends
628
+ only on $a_{c(s)}$. Allocate it to edge $\{i,c(s)\}$ when $i\ne c(s)$,
629
+ and to any incident edge when $i=c(s)$. This proves the required
630
+ separability on $K_3$ for every player and every $V$.
631
+
632
+ The state process of any new-game policy agrees with that of its
633
+ first-two-player restriction in the original game. Each original
634
+ player's normalized value and deviation gain in the new game is half
635
+ the corresponding quantity in the original game; the dummy has no
636
+ deviation. Thus error
637
+ $\eps_{\triangle}=\eps_{\rm s}/2$ suffices at the unchanged initial
638
+ distribution. The primary source uses unnormalized values, which are
639
+ twice our normalized values at discount $1/2$; the stated error
640
+ calculation uses our convention throughout. All new data use only
641
+ rational addition and halving, and restriction has polynomial bit cost.
642
+ Polynomial-size rational witnesses follow by the same fixed-discount
643
+ rounding argument as above.
644
+ \end{proof}
645
+
646
+ The single-controller construction of Farina, Kontogiannis, Panageas,
647
+ and Pollatos~\cite{FKPP2026} gives a different restricted family.
648
+ One player controls transitions at every state, while both players'
649
+ actions may affect rewards. Joint policies need not be product policies.
650
+
651
+ \begin{corollary}[Single-controller stationary-game hardness]
652
+ \label{cor:single-controller-hardness}
653
+ For some fixed rational $\eps_{\rm sc}>0$, finding an
654
+ $\eps_{\rm sc}$-stationary Markov CCE is PPAD-hard under deterministic
655
+ polynomial-time many-one search reductions for rational two-player
656
+ single-controller games with discount $1/16$, rewards in $[0,1]$,
657
+ and at most two actions per player per state. In the hard instances,
658
+ the initial law is uniform on the circuit-output variable states of
659
+ the cited construction and gives no mass to its absorbing sinks.
660
+ Outputs are rational joint-policy tables of polynomial encoding length.
661
+ The same assertion, with the same error, holds for every fixed rational
662
+ $\gamma\in[1/16,1)$.
663
+ \end{corollary}
664
+
665
+ \begin{proof}
666
+ Lemma~\ref{lem:application-pure-circuit} supplies input-once
667
+ NAND/PURIFY circuits with a fixed positive failed-gate allowance
668
+ $\delta_F$. Convert each NAND$(u,v;w)$ to
669
+ \[
670
+ \mathrm{NOT}(u;a),\qquad \mathrm{NOT}(v;b),\qquad
671
+ \mathrm{OR}(a,b;w),
672
+ \]
673
+ using fresh private nodes $a,b$, and keep PURIFY unchanged.
674
+ These are the ternary relations on $\{0,1,\bot\}$
675
+ of~\cite[Definition~2.6]{FKPP2026}: if $u=v=1$, the NOT outputs are
676
+ both zero and OR forces $w=0$; if either input is zero, its NOT output
677
+ is one and OR forces $w=1$, even when the other input is $\bot$.
678
+ In all other cases NAND imposes no condition. PURIFY has the same
679
+ relation in both bases.
680
+ Every node remains the input of exactly one gate, and outputs remain
681
+ uniquely defined. An original failed gate charges a failure in its own
682
+ disjoint replacement block. Since $m$ original gates give at most $3m$
683
+ new gates, a failed-gate allowance $\delta_F/3$ suffices. No numerical
684
+ tolerance of a weak-Boolean gate is changed.
685
+
686
+ This establishes the premise of~\cite[Conjecture~1]{FKPP2026}.
687
+ Apply its Theorem~5.5, choosing the fixed reduction parameters and a
688
+ positive rational equilibrium error within the strict bounds in its
689
+ equations~(23)--(24). Its states consist of circuit-variable states
690
+ and constantly many absorbing sinks; the initial law is uniform
691
+ precisely on the output-variable states. For a rational joint policy,
692
+ equation~(8) of that paper decodes a node from the reward player's
693
+ marginal $p$: output zero for $p\leq1/4$, one for $p\geq3/4$, and
694
+ $\bot$ otherwise. Marginalization, comparison and restriction have
695
+ polynomial bit cost. Follow these by the Fisher unary-count decoder
696
+ and the decoder after~\eqref{out:endpoint-proximity}.
697
+ At fixed discount, rounding stationary equilibrium policies with
698
+ slack gives polynomial-size rational witnesses; policy evaluation and
699
+ best-response optimization are rational finite-state discounted MDP
700
+ computations. No collapse of correlated policies to Nash policies is
701
+ used in this reduction.
702
+
703
+ Finally, the extension in~\cite[Remark~5.7]{FKPP2026} preserves the
704
+ normalized incentive inequalities exactly. Put $\beta=1/16$ and, for
705
+ a fixed rational $\gamma\in[\beta,1)$, set
706
+ \[
707
+ \tau=\frac{\beta(1-\gamma)}{\gamma(1-\beta)},\qquad
708
+ \widetilde P=(1-\tau)I+\tau P.
709
+ \]
710
+ For every stationary joint or unilaterally deviated policy $\pi$,
711
+ \[
712
+ I-\gamma\widetilde P^\pi
713
+ =\frac{1-\gamma}{1-\beta}(I-\beta P^\pi).
714
+ \]
715
+ Thus $(1-\gamma)(I-\gamma\widetilde P^\pi)^{-1}r_i^\pi$
716
+ equals $(1-\beta)(I-\beta P^\pi)^{-1}r_i^\pi$.
717
+ Rewards, actions and initial law are unchanged, and the lazy transition
718
+ remains rational and single-controller with polynomial encoding length.
719
+ \end{proof}
720
+
721
+ \subsection{Hylland--Zeckhauser equilibria}
722
+
723
+ The reduction of Braverman, Liu, Xue, and Zhou~\cite{HZ2026}
724
+ also yields constant-error hardness for one-sided allocation with
725
+ unit demand. An instance has $n$ agents, $n$ unit-supply goods, and
726
+ an explicitly encoded rational utility matrix $u\in[0,1]^{n\times n}$.
727
+ In their approximate Hylland--Zeckhauser (HZ) equilibrium
728
+ \cite[Definition~2.1]{HZ2026}, an allocation $x\geq0$ and prices
729
+ $p\geq0$ satisfy
730
+ \[
731
+ \sum_i x_{ij}=1,\qquad \sum_j x_{ij}=1,\qquad \min_jp_j=0,
732
+ \]
733
+ and, for each agent $i$,
734
+ \[
735
+ p\cdot x_i\leq1+\eps,\qquad
736
+ u_i\cdot x_i\geq
737
+ \max\{u_i\cdot y:y\geq0,\ \sum_jy_j=1,\ p\cdot y\leq1\}-\eps.
738
+ \]
739
+ Thus clearing and unit demand are exact; the additive errors concern
740
+ expenditure and utility, with comparison budget one.
741
+
742
+ \begin{corollary}[Approximate HZ equilibrium hardness]
743
+ \label{cor:hz-hardness}
744
+ There are a fixed rational $\eps_{\rm h}>0$ and a fixed polynomial
745
+ $p_{\rm h}$ such that finding an $\eps_{\rm h}$-HZ equilibrium with
746
+ rational prices and allocation of total encoding length at most
747
+ $p_{\rm h}(L)$ is PPAD-hard under deterministic polynomial-time
748
+ many-one search reductions, where $L$ is the input encoding length.
749
+ \end{corollary}
750
+
751
+ \begin{proof}
752
+ Use the fan-out-two circuit of Lemma~\ref{lem:application-circuits},
753
+ with its fixed positive numerical tolerance $\tau$ and failure
754
+ allowance $\gamma_2$. Its no-Boolean gate relations agree with
755
+ \cite[Table~1]{HZ2026}, so no Boolean tolerance is changed.
756
+ The reduction underlying~\cite[Theorem~3.2]{HZ2026} has two stages:
757
+ Lemma~3.4 of that paper converts these circuits to bounded-degree
758
+ threshold games, and Lemma~3.25 converts those games to HZ instances.
759
+ The construction uses a fixed integer $m$ and rational market data,
760
+ with HZ error $m^{-40}$. In that construction, each threshold-game
761
+ vertex $v$ has an associated group $G_{v,1}$ of goods. The first
762
+ decoder assigns $v$ the value $\min\{1,m^2p(G_{v,1})\}$, where
763
+ $p(G_{v,1})$ is the minimum price in that group. This decoder, the
764
+ threshold-game-to-circuit decoder, and the subsequent circuit decoders
765
+ have polynomial bit cost on rational witnesses. Composing
766
+ with the decoder after~\eqref{out:endpoint-proximity} therefore gives
767
+ an End-of-Line solution in time polynomial in the input and total
768
+ rational witness length.
769
+
770
+ For completeness, polynomial-size rational HZ witnesses preserve the
771
+ exact equalities above. Start from a normalized exact equilibrium
772
+ $(x,p)$, as in~\cite[Lemma~B.2]{HZ2026}; summing budgets and column
773
+ sums gives $\sum_jp_j\leq n$.
774
+ Round prices upward on a rational grid of mesh at most
775
+ $\eps_{\rm h}/4$, retaining zero prices. Express $x$ as a convex
776
+ combination of at most $n^2$ permutation matrices and round its
777
+ weights, preserving nonnegativity and total weight one, so each row
778
+ changes in $\ell_1$ norm by at most $\eps_{\rm h}/[4(n+1)]$.
779
+ A denominator of order $n^3/\eps_{\rm h}$ suffices. Row and column
780
+ sums remain exact, expenditures increase by less than $\eps_{\rm h}$,
781
+ and utilities decrease by less than $\eps_{\rm h}$. Since prices only
782
+ increase, the comparison optimum cannot increase. These rational
783
+ witnesses have a fixed polynomial encoding bound; their utility
784
+ conditions are checked by rational linear programming.
785
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/build/sections/12-extensions.tex ADDED
@@ -0,0 +1,451 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Further algebraic and binary representations}
2
+ \label{sec:extensions}
3
+
4
+ The constructions above use separate algebraic representations at the
5
+ outer and inner scales, and retain only the binary products needed for
6
+ functional evaluation. We record two extensions of these representations.
7
+ The first applies the inner algebraic charts directly to the End-of-Line
8
+ macrograph. The second allows unrestricted binary products and checks
9
+ proposed moves. These extensions are independent of the proof of
10
+ Theorem~\ref{thm:main} and the consequences in Section~\ref{sec:weak-nash}.
11
+
12
+ \subsection{A polynomial chart representation of the End-of-Line macrograph}
13
+ \label{ia:eol-variant}
14
+
15
+ The polynomial-chart construction also realizes the full reciprocal
16
+ End-of-Line macrograph, including its other paths and cycles, without
17
+ the standardized-port requirement. We record this separate application
18
+ of the same algebraic tools. Its size
19
+ is polynomial; the quasilinear outer representation used in the main
20
+ reduction remains the construction of Sections~\ref{sec:outer-codes}--
21
+ \ref{sec:outer-representation}.
22
+ All field and chart notation in this subsection is local to this separate
23
+ instantiation. The fields, allowance, and one-port templates fixed in
24
+ Section~\ref{sec:inner-algebra} retain their original meaning outside
25
+ this subsection.
26
+
27
+ \begin{proposition}[Full macrograph polynomial representation]
28
+ \label{ia:eol-algebra-interface}
29
+ For a normalized End-of-Line instance of encoding length \(N\), one
30
+ can construct in deterministic polynomial time a cyclic macrograph and
31
+ its progress-path extension with the following properties.
32
+ \begin{enumerate}[label=(\roman*)]
33
+ \item The graph has indegree and outdegree at most one, no isolated
34
+ vertices or self edges, and a public exceptional source with a public
35
+ successor. Every other endpoint yields an End-of-Line answer from
36
+ its logical tape in polynomial time. Other paths and cycles are
37
+ retained.
38
+ \item Its valid extended labels have unique canonical polynomial
39
+ chart tuples on one fixed-dimensional domain \(K^u\). There are a
40
+ fixed number of chart families, native dimensions \(O(\ell)\),
41
+ a bounded number of \(O(\ell)\) slot axes, and honest coordinate
42
+ degree \(O(\ell h)<D\). All full evaluation, mask, coefficient,
43
+ and indexing arrays have polynomial size. The construction does
44
+ not enumerate the graph's vertices.
45
+ \item The tuples have a perfectly complete bounded binary-form
46
+ algebraic validator with a constant exact gap on genuine
47
+ degree-at-most-\(D\) polynomials. Linear probes are smooth; each
48
+ unknown product uses two independent full point marginals. Canonical
49
+ recipes with the same degree and covariance properties are defined
50
+ on every Boolean logical tape at every specified frame, mode, and
51
+ progress. An invalid label so represented has the same exact gap.
52
+ \item Mode, empty/full progress, and the critical bits for a proposed
53
+ edit admit bounded smooth decisions at any fixed reliability. Once
54
+ the true decision branch is fixed, either proposed canonical tuple has the
55
+ bounded affine update formulas of~\eqref{ia:affine-update}, including
56
+ its full proof data, whether or not the proposed target is valid.
57
+ The coefficients are independent of point and row position, and
58
+ the updates commute with common linear row encodings and ordered-line
59
+ coefficient encodings.
60
+ \end{enumerate}
61
+ Here the fields and all fixed constants are chosen for this whole
62
+ construction. No common one-port source or radius-before-arity
63
+ conclusion is asserted. Target validity is tested after prediction,
64
+ as in Proposition~\ref{ib:proposal-validation}; it is not presumed
65
+ by an affine update formula.
66
+ \end{proposition}
67
+
68
+ \begin{proof}
69
+ \paragraph{Cyclic schedule and Boolean validity.}
70
+ Use the normalized transcript positions and the two orders of
71
+ Section~\ref{macro:transcripts}, renaming their length \(T=O(N)\).
72
+ For this variant keep two content tapes \(A,B\); their occupied
73
+ prefix lengths are specified by the public stage, so no occupation
74
+ coordinates are needed. With the notation \(Q_x,U_y,V_y\) from
75
+ that section, use the following four stage conditions:
76
+ \[
77
+ \begin{array}{c|l}
78
+ 0\le s\le T
79
+ & A=Q_x,\quad B\text{ a forward prefix of length }s
80
+ \text{ from }S(x),\\
81
+ T\le s\le2T
82
+ & B=Q_y,\quad A\text{ a reconstruction prefix of length }2T-s
83
+ \text{ from }y,\\
84
+ 2T\le s\le3T
85
+ & B\text{ a valid full transcript},\quad
86
+ A=\operatorname{pref}_{\pi_{\mathrm f},s-2T}(B),\\
87
+ 3T\le s\le4T
88
+ & A\text{ a valid full transcript},\quad
89
+ B=\operatorname{pref}_{\pi_{\mathrm f},4T-s}(A).
90
+ \end{array}
91
+ \]
92
+ The boundary descriptions agree. At \(s=T\), the first gives
93
+ \(A=Q_x,B=Q_y,y=S(x),P(y)=x\); hence reconstruction from \(y\)
94
+ gives exactly \(A\). Conversely, a complete valid reconstruction
95
+ from \(y\) gives \(x=P(y)\), \(S(x)=y\), and the same pair.
96
+ At \(2T\), \(3T\), and \(4T\) the descriptions respectively say
97
+ that \(A\) is empty, that \(A=B\) is full, and that \(B\) is empty.
98
+ The last is the stage-zero hub condition.
99
+
100
+ Choose a fixed polynomial scale \(n_G=C_G(N+2)^2\), with \(C_G\)
101
+ large enough that \(n_G\ge4T+3\) and all fixed lower cutoffs and
102
+ degree inequalities below hold, and use~\eqref{ia:parameters}--
103
+ \eqref{ia:radix-size} with \(n'\) replaced by \(n_G\). In
104
+ particular \(h^\ell\ge n_G^3+3\), \(M=h^\ell-1\), and
105
+ \(C=K_1^\times=\langle\gamma\rangle\). Pad stages
106
+ \(4T,\ldots,M-1\) by the hub condition, and identify stage \(s\)
107
+ with \(c=\gamma^s\) by enumerating the group. No discrete logarithm
108
+ is needed. All hub-to-hub steps, including the wrap to stage zero,
109
+ are allowed.
110
+
111
+ The forward tape proposals are, in order: fill the next forward
112
+ \(B\) position; erase the last reconstruction \(A\) position;
113
+ copy the next \(B\) position into \(A\); erase the last copied
114
+ \(B\) position; or do nothing at a padded hub. The reverse proposals
115
+ are respectively erasure, local reconstruction, erasure, copying,
116
+ and the identity. A fill uses its computed bit even if the new
117
+ terminal comparison fails. An actual edge is exactly a proposed
118
+ pair whose two stage conditions hold. Prefix uniqueness from
119
+ Section~\ref{macro:transcripts} makes the operations reciprocal
120
+ on such pairs: earlier operands or the unchanged full tape determine
121
+ each erased bit. Thus both degrees are at most one.
122
+
123
+ Add a legacy vector \(e\) on \(C\), one-hot at \(c^{-1}\), and
124
+ write \(b=(A,B,e)\). Impose bitness, the one-hot equations
125
+ \eqref{ia:one-hot}, and, for each stage \(c\), multiply every tape
126
+ constraint at that stage by \(e_{c^{-1}}\). Gate constraints have
127
+ degree at most two; blank, copy, and terminal-comparison constraints
128
+ are linear. The resulting \(O(MT+M^2)\) rows have degree at most
129
+ three and describe exactly the union of valid stage tapes. Their row and
130
+ column index sets are polynomial in \(N\), hence require only
131
+ \(O(\ell)\) digit coordinates in the linear verification tool.
132
+ Padding other tape coordinates by zero to full digit grids preserves
133
+ these bounds. A proposal changes at most one content coordinate and the
134
+ two legacy coordinates \(c^{-1},(\gamma c)^{-1}\). Use these three
135
+ unit vectors, or a zero content vector at hubs, as a fixed binary
136
+ flip alphabet. The coefficient of the content flip is the old bit
137
+ plus its required new value. Either direction needs only the old
138
+ bit, at most two operands or one copy bit, and finitely many public
139
+ phase and rule bits. The same rule defines proposals on every
140
+ Boolean tape, without a validity call.
141
+
142
+ \paragraph{Endpoints and progress paths.}
143
+ A forward prefix can always be shortened, so a missing successor
144
+ is its first failed terminal comparison. With \(A=Q_x\), put
145
+ \(y=S(x)\). Then \(P(S(y))\ne y\) and \(P(y)=x\). If \(y=0\),
146
+ the source promises would give \(x=P(0)=0\) and \(S(0)=0\), a
147
+ contradiction. A reconstruction prefix can always be shortened in
148
+ the forward direction; a missing predecessor gives
149
+ \(y=\operatorname{in}_S(B)\) and \(S(P(y))\ne y\). Copy and hub
150
+ stages have both neighbors. Thus there are no isolated vertices.
151
+ The only zero exception is \(B=Q_0\) with its longest valid
152
+ reconstruction prefix from zero. This transcript exists because
153
+ \(P(S(0))=0\), and its maximal length \(k_*<T\) follows from
154
+ \(S(P(0))=S(0)\ne0\). Its stage is \(2T-k_*\), and its successor
155
+ shortens the prefix or starts copying if \(k_*=0\). Direct circuit
156
+ evaluation computes this source and successor.
157
+
158
+ For each macro tape at stage \(c\), introduce the path
159
+ \[
160
+ (\gamma^{-1}c,b,1,q-1),\ldots,(\gamma^{-1}c,b,1,0),
161
+ (c,b,0,0),\ldots,(c,b,0,q-1).
162
+ \]
163
+ Attach each actual macro edge from the full pre end of one path
164
+ to the full post start of the next. This is the four-operation
165
+ extension of Definition~\ref{ia:extended-path}, with actual
166
+ macroedge validity in place of that definition's disabled-wrap
167
+ rule. The replacement paths are disjoint, so they preserve all
168
+ components, endpoints, and degree bounds. Every edge changes a
169
+ mode or progress coordinate. If the exceptional macro source is
170
+ \((c_*,b_*)\), its extended source and successor are
171
+ \((\gamma^{-1}c_*,b_*,1,q-1)\) and
172
+ \((\gamma^{-1}c_*,b_*,1,q-2)\). At another endpoint, scanning the
173
+ legacy vector and transcript gives the appropriate nonzero vector
174
+ above in polynomial time.
175
+
176
+ \paragraph{Canonical arrays without positive tags.}
177
+ Use the ordinary order-one lifts for \(A,B\), the cyclic lift of
178
+ Lemma~\ref{ia:cyclic-lift} for \(e\), and the constant chart. Include
179
+ \emph{every} ordered monomial type list of length at most three
180
+ in these groups, with independent argument groups even for repeated
181
+ types. There are constantly many lists. Recursive factorization
182
+ fixes the monomials from the order-one charts. Apply
183
+ Lemma~\ref{ia:linear-tool} to their extension, zero-padding, bitness,
184
+ and cubic validity rows. A coincident-grid product in a validity
185
+ row is a linear condition on a tensor entry, so its verification
186
+ uses that lemma rather than a diagonal unknown-product query.
187
+ This fixes all its canonical certificates uniquely.
188
+
189
+ Adjoin \(J_c\), the clock-times-monomial charts, and the clock/legacy
190
+ identity~\eqref{ia:clock-legacy}. The clock-indexed construction
191
+ of Lemma~\ref{ia:clock-formula} provides every critical logical bit
192
+ and every public rule bit for both proposal directions. Their
193
+ addresses are indexed by the absolute frame \(cz\); they do not
194
+ require reading the unknown frame as a binary word. All these
195
+ canonical formulas are defined for arbitrary Boolean \(b\), even
196
+ when a final validity row fails.
197
+
198
+ For every persistent chart of positive assigned Boolean degree,
199
+ including every verification auxiliary, and each of the eight
200
+ flip masks, apply the derivative construction~\eqref{ia:derivative}
201
+ using the same frame in both terms. The top Boolean degree cancels,
202
+ so the derivative and all certificates introduced to verify it
203
+ have degree at most one less. Construct the coefficient maps from
204
+ the parent's specified canonical recipe by
205
+ \eqref{ia:boolean-inversion}, and repeat on every new positive-degree
206
+ family. After at most three drops the process stops. It updates
207
+ the certificates themselves and does not assume their validity.
208
+ The number of families is fixed. Each persistent family has at
209
+ most one \(O(\ell)\) slot axis, and finitely many applications of
210
+ the degree estimate~\eqref{ia:tool-degree} leave coordinate degree
211
+ \(O(\ell h)<D\). Give all inherited projection axes consistent
212
+ full \(K\) labels and reserve a new label for each derivative
213
+ axis; a fixed common \(K^u\) suffices. No positive-tag reuse or
214
+ one-port identification is needed.
215
+
216
+ \paragraph{Validation, affine updates, and size.}
217
+ Use exactly the mode, radix marker, and projection stacks of
218
+ Lemma~\ref{ia:stacks}. Their triangular recurrences uniquely fix
219
+ all coefficients. At full progress, the singleton-stack sums
220
+ \eqref{ia:critical-projection} supply the constant-polynomial
221
+ critical values for the finite proposal rule. For every persistent
222
+ chart and every stack subset, the summed derivative stack in
223
+ \eqref{ia:edit-increment} gives its exact change at the fixed frame.
224
+ These simultaneous identities hold on every Boolean tape. Increasing
225
+ and decreasing progress use~\eqref{ia:increase-zero}--
226
+ \eqref{ia:decrease}; frame advancement occurs only with empty stacks
227
+ and uses the designated scaling by \(\gamma\). Thus the complete
228
+ proposed target, including every proof chart, obeys the bounded
229
+ affine formulas. Public coefficients and mask pulls are independent
230
+ of target point and row; a common linear row extension and
231
+ line-coefficient extraction commute with them.
232
+
233
+ The exact-gap argument of Lemma~\ref{ia:exact-validator} now applies
234
+ to this finite family: first enforce shape, independence, and
235
+ linearity, then monomial and clock identities, then all unique
236
+ linear certificates, and finally the marker and stack recurrences.
237
+ If every identity holds, there is one valid tape and its canonical
238
+ tuple. Otherwise a nonzero polynomial discrepancy, after the stated
239
+ earlier linearity conditions, is detected with a fixed positive
240
+ probability by uniform points, separable masks, and binary forms.
241
+ Products of nonconstant monomial factors use their independent
242
+ argument groups; clock products use a fresh independent group;
243
+ marker products are sampled at independent points after constancy
244
+ is enforced. Ignored coordinates are filled independently. Hence
245
+ all unknown products have independent full point marginals, and
246
+ all linear probes retain the smoothness of the linear tool.
247
+ On an invalid Boolean tape the recipes, covariance, and degree
248
+ bounds still hold, but some final identity fails with the same gap.
249
+
250
+ Finally, \(M,|K|,q^{O(\ell)}\), the validity matrices, and all
251
+ mask spaces have polynomial size in \(N\). More explicitly,
252
+ \(T\le M\), the stage rows number \(O(M^2)\), and the logical
253
+ monomials of degree at most three number \(O(M^3)\). All later
254
+ row and column sets have size a fixed power of these quantities
255
+ or of \(|K|\); their base-\(h\) digit dimensions are therefore
256
+ \(O(\ell)\). The fixed-depth degree estimates remain
257
+ \(O(\ell h)<D\) after the chosen cutoff. Boolean interpolation
258
+ through degree three, every array operation, and every fixed-depth
259
+ certificate construction consequently take polynomial time. No step enumerates Boolean assignments
260
+ or graph vertices. This proves all the asserted costs and interfaces.
261
+ \end{proof}
262
+
263
+ \subsection{Unrestricted products and validation of proposed moves}
264
+ \label{ib:unrestricted-variants}
265
+
266
+ We return to the binary construction and notation of
267
+ Section~\ref{sec:inner-binary}. The restriction to compatible tags is
268
+ needed for the standardized one-port source in
269
+ Section~\ref{sec:inner-gadget}. The binary methods
270
+ also give the following variant when that source requirement is absent.
271
+ Its constants are fixed for the entire chosen chart family.
272
+
273
+ \begin{proposition}[All ordered products and full logical recovery]
274
+ \label{ib:all-pairs-interface}
275
+ Fix an inner algebraic template, and replace the compatible-pair list
276
+ by the list of \emph{all} ordered pairs of point-track types in
277
+ \eqref{ib:product-bit}. The two positions remain independent even
278
+ when the types coincide; no line-product blocks are added. Rebalance all blocks by the repetition construction of
279
+ Section~\ref{ib:binary-blocks}. This encoding has polynomial length and a
280
+ uniform polynomial-time construction, and has the following properties.
281
+ \begin{enumerate}[label=(\roman*)]
282
+ \item Valid canonical words have constant distance and the perfectly
283
+ complete smooth tester and proximity guarantee of
284
+ Proposition~\ref{ib:tester}. A structurally canonical word whose
285
+ label is invalid has rejection probability at least one fixed
286
+ \(\theta_{\rm inv}>0\).
287
+ \item One fixed radius permits arbitrary fixed average accuracy for
288
+ bounded-density requests, with joint pair density for products,
289
+ arbitrary public masks and forms, and all-hypothetical-branch
290
+ smoothness as in Proposition~\ref{ib:average-correction} and
291
+ Lemma~\ref{ib:all-branch-density}.
292
+ \item From a sufficiently small fixed neighborhood of any structurally
293
+ canonical word, its \emph{entire} logical tape
294
+ \(b=(w,e,(s_i)_i)\) is recoverable exactly in deterministic polynomial
295
+ time, whether or not that tape is valid.
296
+ \end{enumerate}
297
+ The constants and the radius may depend on the whole fixed template
298
+ and its block list. No common one-port layout or radius fixed before
299
+ arity is asserted for this variant.
300
+
301
+ More generally, the same binary transfer applies to a supplied fixed
302
+ finite chart template with the field, degree, slot, and polynomial-size
303
+ bounds used in Section~\ref{sec:inner-binary}, subject to these explicit
304
+ conditions: its canonical
305
+ recipes are defined also on invalid logical tapes; its bounded
306
+ binary-form algebraic validator has perfect completeness and an exact
307
+ constant gap on genuine degree-in-bound polynomial tuples; its linear
308
+ probes have bounded point marginals and its products have independent
309
+ full point marginals; and its order-one grid charts and constant
310
+ mode/marker tensors separate labels. Full logical recovery requires
311
+ order-one grid charts for every logical coordinate. This transfer
312
+ assumes these algebraic properties; it does not assert that the
313
+ fixed-input path of Section~\ref{sec:inner-algebra} realizes an
314
+ arbitrary macrograph.
315
+ \end{proposition}
316
+
317
+ \begin{proof}
318
+ There are still only constantly many blocks, each of polynomial
319
+ size, so the balancing product remains polynomial. The point and
320
+ line construction, rectangular action, and common row extension do
321
+ not use tags. In the proof of Proposition~\ref{ib:tester}, all
322
+ replacements before the product step concern individual \(Y\)
323
+ tracks. For each added product block, the additivity test in \(Q\)
324
+ and the two independent uniform operand positions give exactly the
325
+ same product replacement: a false binary matrix is detected by a
326
+ uniform outer-product form with probability at least \(1/4\).
327
+ Taking a positive fixed mixture over the enlarged finite block list
328
+ therefore gives the same vanishing-rejection replacement argument.
329
+ The algebraic validator is then applied to the common target tuple;
330
+ every requested point product is now present. Its exact gap forces
331
+ validity. On an invalid structurally canonical word, no replacement
332
+ is necessary: the final validator component already rejects with a
333
+ fixed positive probability. Its mixture weight and the fixed losses
334
+ in binary-form simulation define \(\theta_{\rm inv}\). Distinct
335
+ logical or mode/marker data retain the positive distance witnessed
336
+ by their \(Y\) blocks, with the new fixed block weights.
337
+
338
+ For correction, the two-axis support and inner-table arguments
339
+ apply to any ordered pair of point tracks. They use independent
340
+ row coordinates and the two row-code actions, not tag compatibility.
341
+ Use the new block count in \eqref{ib:uncertain-average} and choose
342
+ one radius satisfying \eqref{ib:fixed-radius} for this block list.
343
+ The bad-column bound, support contraction, finite-cone consistency,
344
+ and amplification then prove the same average guarantee. Each pair
345
+ of affine shifts remains a permutation of the full pair domain,
346
+ even for a repeated type. The proof of
347
+ Lemma~\ref{ib:all-branch-density} consequently applies to every
348
+ added block, with a new finite summed density bound. In particular,
349
+ no product request is converted to a diagonal pair.
350
+
351
+ For full recovery, apply the proof of
352
+ Proposition~\ref{ib:global-recovery} to each order-one chart
353
+ \(W_w,W_e,W_{s_i}\). The work and port charts use ordinary grid
354
+ extensions, and the legacy chart uses its degree-in-bound cyclic
355
+ lift. In each case nearest Hadamard symbols, equal-fiber plurality,
356
+ and plurality over ignored coordinates produce a native polynomial
357
+ estimate of sufficiently small constant symbol error. For each
358
+ logical grid point, the complete enumeration of lines and the
359
+ verified Berlekamp--Welch systems in that proof recover its exact
360
+ value by a strict majority. The argument uses degree and table
361
+ structure, not the final validity equations. There are polynomially
362
+ many grid points and a fixed number of charts. Reducing the radius
363
+ by the fixed block-weight factors makes all these decodings valid
364
+ simultaneously. The same proof applies to the supplied general
365
+ chart template under the stated separation and grid hypotheses.
366
+ \end{proof}
367
+
368
+ \begin{proposition}[Prediction before target validation]
369
+ \label{ib:proposal-validation}
370
+ Use the unrestricted representation of
371
+ Proposition~\ref{ib:all-pairs-interface}. Suppose a valid current
372
+ label has a prescribed proposal chosen by finitely many decisions
373
+ which are recoverable, to any fixed reliability, by bounded smooth
374
+ bit procedures. On a valid current label, once its true decision
375
+ branch is fixed, suppose the full canonical proposed tuple is a
376
+ definite structurally canonical tuple, possibly invalid, whose
377
+ contractions are bounded sums of public terms and old contractions
378
+ at invertible \(K\)-affine target pulls. For each branch these pulls
379
+ must belong to a fixed bounded public list, independent of the
380
+ requested outer indices and mask or form values. Masks may select
381
+ terms from that list and determine their slot pulls and forms.
382
+ Require bounded slot expansions, coefficients independent of target
383
+ point and row, compatibility with the common row and line encodings,
384
+ and publicly computable actual encoded values for public terms.
385
+ On hypothetical wrong branches only these bounded schedules and
386
+ smooth defaults are required; a canonical target identity is asserted
387
+ only when the branch predicates hold.
388
+ All branch lists, supports, and public computations are to have the
389
+ uniform polynomial-size bounds of Section~\ref{sec:inner-binary}.
390
+
391
+ From a sufficiently small fixed neighborhood of the current valid
392
+ word, its proposed word can be predicted to arbitrary fixed average
393
+ accuracy on bounded-density requests \emph{before} deciding target
394
+ validity. That validity can then be decided with arbitrary fixed
395
+ reliability. If an actual-edge predicate is exactly target validity
396
+ together with specified public or similarly recoverable guards,
397
+ this also decides that edge flag. All routines are bounded on every
398
+ received word and retain the complete hypothetical-tree smoothness
399
+ bound. No reciprocity of a general proposed graph is inferred from
400
+ target validity alone.
401
+ \end{proposition}
402
+
403
+ \begin{proof}
404
+ Fix the true decision branch of the nearby current label, charging
405
+ the selector's error separately. For a point or line \(Y\) request,
406
+ commute the proposed update through the common row encoder and,
407
+ for a line, through restriction and coefficient contraction.
408
+ This gives a bounded XOR of old \(Y\) requests with publicly
409
+ pulled-back forms, plus public bits. Each map in the fixed public
410
+ list induces a commuting column permutation on the retained point
411
+ and ordered-line domains, preserving bounded outer-index density.
412
+ If masks select among these maps, sum their unconditioned slot
413
+ bounds before selection; the list is bounded independently of the
414
+ request. Apply average correction with the error divided among
415
+ these boundedly many slots.
416
+
417
+ For a proposed \(Z\) bit, expand both updated symbols by bilinearity.
418
+ Every two-variable term is present because all ordered point-track
419
+ pairs were included. Each side undergoes its own affine column
420
+ permutation, preserving the joint density of the pair. A term with
421
+ one public actual \(J\)-symbol is an arbitrary linear form of the
422
+ other symbol, and \eqref{ib:public-marginal} supplies its complete
423
+ surviving row/point density. Two public operands give a public bit.
424
+ Thus the proposal is predicted using only the current close word;
425
+ its target need not be valid or supplied as a received word.
426
+
427
+ Now simulate the tester on the proposed word by supplying each bit
428
+ from this predictor with fresh internal randomness. First fix the
429
+ selector error below \(\theta_{\rm inv}/16\) and its complete
430
+ bounded tree. Unfold that tree and the bounded tester tree. Each
431
+ fixed hypothetical tester request has bounded density, so next
432
+ choose the per-prediction errors to sum to less than
433
+ \(\theta_{\rm inv}/16\) over all these slots. The simulated
434
+ rejection probability differs from the true one by less than
435
+ \(\theta_{\rm inv}/8\). A valid proposal has
436
+ true rejection zero; an invalid structural proposal has rejection
437
+ at least \(\theta_{\rm inv}\). Independent repeated simulations
438
+ and the threshold \(\theta_{\rm inv}/2\) therefore give any
439
+ specified fixed reliability. Include the stated guards separately
440
+ when interpreting the result as an edge flag.
441
+
442
+ All error estimates use the unconditioned request law on each
443
+ fixed branch, followed by a union bound over the complete bounded
444
+ tree. They do not renormalize after a successful comparison or
445
+ condition on a rare selected branch. Wrong decisions and failed
446
+ comparisons still select only from the supplied finite lists;
447
+ public-zero defaults and fresh splitting preserve the raw-read
448
+ bounds of Lemma~\ref{ib:all-branch-density}. At fixed accuracy,
449
+ the number of simulations and all their supports are bounded and
450
+ polynomially constructible, as required.
451
+ \end{proof}
preprints/The-PCP-for-PPAD-conjecture-a-quasilinear-reduction-September-25-2026/paper.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
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+ version https://git-lfs.github.com/spec/v1
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+ oid sha256:a7ab4d86183890be9bfaa845f2c0eddf4ba89956911fc8318c47ac35f504e84b
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+ size 1117288
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [The Partition Principle does not imply Choice](partition-principle-without-choice.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 24, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:The-Partition-Principle-does-not-imply-Choice-September-24-2026,
11
+ author = {{OpenAI}},
12
+ title = {{The Partition Principle does not imply Choice}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/partition-principle-without-choice.pdf}{OAI:The-Partition-Principle-does-not-imply-Choice-September-24-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/moved-generic-transport.tex ADDED
@@ -0,0 +1,19 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[htbp]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Stealth]
4
+ \node (a) at (0,1.65) {$L_C$};
5
+ \node (b) at (6,1.65) {$B_C(\pi^{-1}F)$};
6
+ \node (c) at (0,0) {$L_C$};
7
+ \node (d) at (6,0) {$B_C(F)$};
8
+ \draw[->] (a) -- node[above] {$f_C^0(\pi^{-1}F)$} (b);
9
+ \draw[->] (a) -- node[left] {$\pi\restriction L_C$} (c);
10
+ \draw[->] (b) -- node[right] {$T_\pi^{\pi^{-1}F}$} (d);
11
+ \draw[->] (c) -- node[below] {$f_C^{\pi K_C}(F)$} (d);
12
+ \end{tikzpicture}
13
+ \caption{Transporting a preliminary bijection, for $\pi\in G_C$.
14
+ The square commutes: to assign the bottom label $j$, first compute
15
+ at $\pi^{-1}j$ in the generic $\pi^{-1}F$, then transport the result
16
+ to $F$. The top and bottom computations use $\pi^{-1}F$ and $F$,
17
+ respectively.}
18
+ \label{fig:moved-generic-transport}
19
+ \end{figure}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/probe-divisibility.tex ADDED
@@ -0,0 +1,20 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[htbp]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Stealth]
4
+ \node (pathpoint) at (0,0) {$n_i$};
5
+ \node (oldpoint) at (3,1) {$a$};
6
+ \node (probe) at (3,-1) {$m=p_0$};
7
+ \node (commonmultiple) at (6,0) {$ae$};
8
+ \draw[->] (pathpoint) -- node[above left] {$c_i$} (oldpoint);
9
+ \draw[->] (pathpoint) -- node[below left] {$p_i$} (probe);
10
+ \draw[->] (oldpoint) -- node[above right] {$e$} (commonmultiple);
11
+ \draw[->] (probe) -- node[below right] {$b$} (commonmultiple);
12
+ \end{tikzpicture}
13
+ \caption{The relations defining the probe give two factorizations of
14
+ the prescribed common multiple $ae$. Each arrow means right
15
+ multiplication by its label, not a covering relation. This is not a
16
+ Hasse diagram: path points may coincide with $a$, and $a$ may divide
17
+ $m$. The exact-profile assertion is that a divisor of $a$ omitted
18
+ from the path's downward closure has join $ae$ with $m$.}
19
+ \label{fig:probe-divisibility}
20
+ \end{figure}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/figures/support-descent.tex ADDED
@@ -0,0 +1,24 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[htbp]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,
4
+ diagramrange/.style={draw,rounded corners=2pt,fill=white,
5
+ inner xsep=9pt,inner ysep=5pt},
6
+ overlap/.style={fill=white,inner sep=3pt}]
7
+ \node[diagramrange] (t) at (0,1.8) {$D_t$};
8
+ \node[diagramrange] (v) at (-3,-.8) {$D_{v'}$};
9
+ \node[diagramrange] (w) at (3,-.8) {$D_{v''}$};
10
+ \draw (t) -- node[overlap,pos=.52] {$D_{\bar s}$} (v);
11
+ \draw (t) -- node[overlap,pos=.52] {$D_{\bar s'}$} (w);
12
+ \draw (v) -- node[overlap] {$D_u$} (w);
13
+ \node[align=center,font=\footnotesize] at (0,-.15)
14
+ {$D_p$\\triple intersection};
15
+ \end{tikzpicture}
16
+ \caption{The independent-copy case of support descent. Each edge is
17
+ labelled by the exact intersection of its endpoint ranges. The two
18
+ placed equality witnesses $v',v''$ use the same fresh copy $u$ of $s_1$;
19
+ $t$ carries the proposed inequality between the copies on
20
+ $\bar s$ and $\bar s'$, whose ranges meet exactly in $D_p$.
21
+ These exact intersections allow the three diagrams to be amalgamated
22
+ over their common root $p$.}
23
+ \label{fig:support-descent}
24
+ \end{figure}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/main.tex ADDED
@@ -0,0 +1,67 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \pdfinfoomitdate=1
3
+ \pdftrailerid{}
4
+ \pdfsuppressptexinfo=15
5
+ \usepackage[T1]{fontenc}
6
+ \usepackage{lmodern}
7
+ \usepackage[expansion=false]{microtype}
8
+ \usepackage[margin=1.04in]{geometry}
9
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
10
+ \usepackage{enumitem,booktabs,array,needspace}
11
+ \usepackage{tikz}
12
+ \usetikzlibrary{arrows.meta,positioning,calc,fit}
13
+ \usepackage[hyphens]{url}
14
+ \usepackage[hidelinks,hypertexnames=false]{hyperref}
15
+ \usepackage[nameinlink,capitalize,noabbrev]{cleveref}
16
+ \hypersetup{pdftitle={The Partition Principle does not imply Choice},pdfauthor={OpenAI}}
17
+ \setlength{\emergencystretch}{2em}
18
+ \allowdisplaybreaks[1]
19
+ \numberwithin{equation}{section}
20
+ \newtheorem{theorem}{Theorem}[section]
21
+ \newtheorem{lemma}[theorem]{Lemma}
22
+ \newtheorem{proposition}[theorem]{Proposition}
23
+ \newtheorem{corollary}[theorem]{Corollary}
24
+ \theoremstyle{definition}
25
+ \newtheorem{definition}[theorem]{Definition}
26
+ \theoremstyle{remark}
27
+ \newtheorem{remark}[theorem]{Remark}
28
+ \newcommand{\ZF}{\mathsf{ZF}}
29
+ \newcommand{\ZFC}{\mathsf{ZFC}}
30
+ \newcommand{\AC}{\mathsf{AC}}
31
+ \newcommand{\PP}{\mathsf{PP}}
32
+ \newcommand{\ACwo}{\mathsf{AC}_{\mathrm{WO}}}
33
+ \newcommand{\Con}{\operatorname{Con}}
34
+ \newcommand{\Ord}{\mathrm{Ord}}
35
+ \newcommand{\HS}{\mathrm{HS}}
36
+ \newcommand{\forces}{\Vdash}
37
+ \DeclareMathOperator{\Fix}{Fix}
38
+ \DeclareMathOperator{\Sym}{Sym}
39
+ \DeclareMathOperator{\dom}{dom}
40
+ \DeclareMathOperator{\ran}{ran}
41
+ \DeclareMathOperator{\supp}{supp}
42
+ \DeclareMathOperator{\id}{id}
43
+ \title{The Partition Principle does not imply Choice}
44
+ \author{OpenAI}
45
+ \date{September 24, 2026}
46
+ \begin{document}
47
+ \maketitle
48
+ \begin{abstract}
49
+ We prove that the Partition Principle does not imply the Axiom of Choice:
50
+ if ZF is consistent, then so is ZF with the Partition Principle, Choice for
51
+ ordinal-indexed families, and the negation of the Axiom of Choice.
52
+ Separately, over every countable transitive model of ZFC, we construct a
53
+ transitive symmetric model of this theory with the same ordinals and no new
54
+ countable sequences of ground elements.
55
+ \end{abstract}
56
+ \tableofcontents
57
+ \clearpage
58
+ \input{sections/introduction}
59
+ \input{sections/monoid}
60
+ \input{sections/forcing}
61
+ \input{sections/quotients}
62
+ \input{sections/conclusion}
63
+ \input{sections/metatheory}
64
+ {\small\raggedright
65
+ \bibliographystyle{plain}
66
+ \bibliography{references}}
67
+ \end{document}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/references.bib ADDED
@@ -0,0 +1,201 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @article{BanaschewskiMoore1990,
2
+ author = {Banaschewski, Bernhard and Moore, Gregory H.},
3
+ title = {The dual {Cantor--Bernstein} theorem and the partition principle},
4
+ journal = {Notre Dame Journal of Formal Logic},
5
+ volume = {31},
6
+ number = {3},
7
+ year = {1990},
8
+ pages = {375--381},
9
+ doi = {10.1305/ndjfl/1093635502},
10
+ url = {https://doi.org/10.1305/ndjfl/1093635502}
11
+ }
12
+
13
+ @article{daSilva2021,
14
+ author = {da Silva, Samuel G.},
15
+ title = {The Axiom of Choice and the Partition Principle from {Dialectica} Categories},
16
+ journal = {Logic Journal of the IGPL},
17
+ volume = {29},
18
+ number = {5},
19
+ year = {2021},
20
+ pages = {783--797},
21
+ doi = {10.1093/jigpal/jzaa023},
22
+ url = {https://doi.org/10.1093/jigpal/jzaa023}
23
+ }
24
+
25
+ @article{Karagila2026,
26
+ author = {Karagila, Asaf},
27
+ title = {Approaching a {Bristol} model},
28
+ journal = {The Bulletin of Symbolic Logic},
29
+ volume = {32},
30
+ number = {1},
31
+ year = {2026},
32
+ pages = {1--46},
33
+ doi = {10.1017/bsl.2025.10126},
34
+ url = {https://doi.org/10.1017/bsl.2025.10126}
35
+ }
36
+
37
+ @article{RyanSmith2025,
38
+ author = {Ryan-Smith, Calliope},
39
+ title = {Local reflections of choice},
40
+ journal = {Acta Mathematica Hungarica},
41
+ volume = {176},
42
+ number = {1},
43
+ year = {2025},
44
+ pages = {244--257},
45
+ doi = {10.1007/s10474-025-01533-3},
46
+ url = {https://doi.org/10.1007/s10474-025-01533-3}
47
+ }
48
+
49
+ @misc{HolySchilhan2025,
50
+ author = {Holy, Peter and Schilhan, Jonathan},
51
+ title = {The Ordering Principle and Higher Dependent Choice},
52
+ year = {2025},
53
+ eprint = {2510.14821v2},
54
+ howpublished = {\href{https://arxiv.org/abs/2510.14821v2}{arXiv:2510.14821v2}},
55
+ archivePrefix = {arXiv},
56
+ primaryClass = {math.LO},
57
+ note = {Version 2, 17 October 2025},
58
+ url = {https://arxiv.org/abs/2510.14821v2}
59
+ }
60
+
61
+ @misc{BlassKulshreshtha2026,
62
+ author = {Blass, Andreas and Kulshreshtha, Dhruv},
63
+ title = {Cardinal Well-foundedness and Choice},
64
+ year = {2026},
65
+ eprint = {2310.09643v3},
66
+ howpublished = {\href{https://arxiv.org/abs/2310.09643v3}{arXiv:2310.09643v3}},
67
+ archivePrefix = {arXiv},
68
+ primaryClass = {math.LO},
69
+ note = {Version 3, 21 August 2026},
70
+ url = {https://arxiv.org/html/2310.09643v3}
71
+ }
72
+
73
+ @misc{Welch2020,
74
+ author = {Welch, P. D.},
75
+ title = {Axiomatic Set Theory},
76
+ year = {2020},
77
+ howpublished = {\url{https://people.maths.bris.ac.uk/~mapdw/current-axiomatic-set-theory.pdf}},
78
+ note = {Lecture notes, 16 August 2020, line-numbered version},
79
+ url = {https://people.maths.bris.ac.uk/~mapdw/current-axiomatic-set-theory.pdf}
80
+ }
81
+
82
+ @misc{Williams2019,
83
+ author = {Williams, Kameryn J.},
84
+ title = {{Math655} Lecture Notes: Part 2.1, An Introduction to Forcing},
85
+ year = {2019},
86
+ howpublished = {\url{https://juliakw.net/teaching/2019/math655/part2.1.pdf}},
87
+ note = {Lecture notes, 7 March 2019},
88
+ url = {https://juliakw.net/teaching/2019/math655/part2.1.pdf}
89
+ }
90
+
91
+ @misc{KaragilaNotes2026,
92
+ author = {Karagila, Asaf},
93
+ title = {Lecture Notes: Forcing \& Symmetric Extensions},
94
+ year = {2026},
95
+ howpublished = {\url{https://karagila.org/files/Forcing-2023.pdf}},
96
+ note = {Updated 24 August 2026},
97
+ url = {https://karagila.org/files/Forcing-2023.pdf}
98
+ }
99
+
100
+ @book{Jech2003,
101
+ author = {Jech, Thomas},
102
+ title = {Set Theory},
103
+ edition = {Third millennium, revised and expanded},
104
+ series = {Springer Monographs in Mathematics},
105
+ publisher = {Springer-Verlag},
106
+ address = {Berlin},
107
+ year = {2003}
108
+ }
109
+
110
+ @article{Blass1979,
111
+ author = {Blass, Andreas},
112
+ title = {Injectivity, projectivity, and the axiom of choice},
113
+ journal = {Transactions of the American Mathematical Society},
114
+ volume = {255},
115
+ year = {1979},
116
+ pages = {31--59},
117
+ doi = {10.1090/S0002-9947-1979-0542870-6},
118
+ url = {https://doi.org/10.1090/S0002-9947-1979-0542870-6}
119
+ }
120
+
121
+ @misc{Usuba2021,
122
+ author = {Usuba, Toshimichi},
123
+ title = {Geology of symmetric grounds},
124
+ year = {2021},
125
+ eprint = {1912.10246v3},
126
+ howpublished = {\href{https://arxiv.org/abs/1912.10246v3}{arXiv:1912.10246v3}},
127
+ archivePrefix = {arXiv},
128
+ primaryClass = {math.LO},
129
+ note = {Version 3, 15 February 2021},
130
+ url = {https://arxiv.org/abs/1912.10246v3}
131
+ }
132
+
133
+ @misc{GilsonIterationCorrection2026,
134
+ author = {Gilson, Frank},
135
+ title = {A countable-support symmetric iteration separating {PP} from {AC}},
136
+ year = {2026},
137
+ eprint = {2601.01855v8},
138
+ howpublished = {\href{https://arxiv.org/abs/2601.01855v8}{arXiv:2601.01855v8}},
139
+ archivePrefix = {arXiv},
140
+ primaryClass = {math.LO},
141
+ note = {Version 8, 10 September 2026; construction withdrawn in the correction},
142
+ url = {https://arxiv.org/abs/2601.01855v8}
143
+ }
144
+
145
+ @misc{GilsonExternalCorrection2026,
146
+ author = {Gilson, Frank},
147
+ title = {From Internal to External: Classical Models of {ZF + PP + $\neg$AC}},
148
+ year = {2026},
149
+ eprint = {2511.09764v5},
150
+ howpublished = {\href{https://arxiv.org/abs/2511.09764v5}{arXiv:2511.09764v5}},
151
+ archivePrefix = {arXiv},
152
+ primaryClass = {math.LO},
153
+ note = {Version 5, 10 September 2026; model constructions withdrawn},
154
+ url = {https://arxiv.org/abs/2511.09764v5}
155
+ }
156
+
157
+ @misc{GilsonSheafCorrection2026,
158
+ author = {Gilson, Frank},
159
+ title = {Partition Principle without Choice via Symmetric Iterations and Sheaf-Toposes},
160
+ year = {2026},
161
+ eprint = {2511.07675v6},
162
+ howpublished = {\href{https://arxiv.org/abs/2511.07675v6}{arXiv:2511.07675v6}},
163
+ archivePrefix = {arXiv},
164
+ primaryClass = {math.LO},
165
+ note = {Version 6, 10 September 2026; model and preservation claims withdrawn},
166
+ url = {https://arxiv.org/abs/2511.07675v6}
167
+ }
168
+
169
+ @article{Pincus1977,
170
+ author = {Pincus, David},
171
+ title = {Adding dependent choice},
172
+ journal = {Annals of Mathematical Logic},
173
+ volume = {11},
174
+ number = {1},
175
+ year = {1977},
176
+ pages = {105--145},
177
+ doi = {10.1016/0003-4843(77)90011-0},
178
+ url = {https://doi.org/10.1016/0003-4843(77)90011-0}
179
+ }
180
+
181
+ @article{Newman1942,
182
+ author = {Newman, M. H. A.},
183
+ title = {On Theories with a Combinatorial Definition of ``Equivalence''},
184
+ journal = {Annals of Mathematics},
185
+ volume = {43},
186
+ number = {2},
187
+ pages = {223--243},
188
+ year = {1942},
189
+ doi = {10.2307/1968867},
190
+ url = {https://doi.org/10.2307/1968867}
191
+ }
192
+
193
+ @incollection{DershowitzPlaisted2001,
194
+ author = {Dershowitz, Nachum and Plaisted, David A.},
195
+ title = {Rewriting},
196
+ booktitle = {Handbook of Automated Reasoning},
197
+ year = {2001},
198
+ publisher = {Elsevier},
199
+ url = {https://www.cs.tau.ac.il/~nachum/papers/hand-final.pdf},
200
+ note = {\url{https://www.cs.tau.ac.il/~nachum/papers/hand-final.pdf}}
201
+ }
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/conclusion.tex ADDED
@@ -0,0 +1,303 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{From quotient classification to the Partition Principle}
2
+ \label{sec:conclusion}
3
+
4
+ We now pass from the classification of quotients of the label set to
5
+ arbitrary surjections. The reduction uses only three statements inside
6
+ the symmetric model: every nonempty set is an image of the label set
7
+ times an ordinal, choice holds for ordinal-indexed families, and every
8
+ nonwellorderable image of the label set is bijective to it. We first
9
+ prove this reduction in $\ZF$, independently of the construction.
10
+
11
+ The ordinal slicing and assembly of injections follow the local-to-global
12
+ method in Ryan-Smith's analysis of $\PP$
13
+ \cite[Propositions~3.17 and~3.20]{RyanSmith2025}. We use the stronger
14
+ classification of nonwellorderable images stated below and give the
15
+ complete reduction under these hypotheses.
16
+
17
+ \begin{lemma}[The all-set reduction]\label{lemma:pp-reduction}
18
+ Work in $\ZF$. Suppose that a nonempty set $A$ has the following
19
+ properties.
20
+ \begin{enumerate}
21
+ \item For every nonempty set $X$, there are an ordinal $\eta$ and
22
+ a surjection $A\times\eta\longrightarrow X$.
23
+ \item Every ordinal-indexed family of nonempty sets has a choice
24
+ function.
25
+ \item Every nonwellorderable surjective image of $A$ is in bijection
26
+ with $A$.
27
+ \end{enumerate}
28
+ Then $\PP$ holds: for all sets $X,Y$, every surjection
29
+ $f:X\longrightarrow Y$ has an injection $j:Y\longrightarrow X$.
30
+ \end{lemma}
31
+
32
+ \begin{proof}
33
+ We will use two elementary observations about images of $A$.
34
+ If $h:A\longrightarrow B$ is onto and $\varnothing\ne S\subseteq B$,
35
+ then $S$ is also an image of $A$. Indeed, fix one $s_0\in S$ and
36
+ define
37
+ \[
38
+ h_S(a)=
39
+ \begin{cases}
40
+ h(a),&h(a)\in S,\\
41
+ s_0,&h(a)\notin S.
42
+ \end{cases}
43
+ \]
44
+ This proves an existence assertion for one given nonempty subset;
45
+ it does not choose a default element simultaneously for a family.
46
+ Also, the image of a wellorderable set under any function is
47
+ wellorderable: order its image by the least preimages in a fixed
48
+ wellordering of its domain. Both observations are theorems of $\ZF$.
49
+
50
+ Fix a surjection $f:X\longrightarrow Y$. If $Y=\varnothing$, the
51
+ empty function is the desired injection. Otherwise $X$ is nonempty.
52
+ Choose a surjection $s:A\times\eta\longrightarrow X$ from the first
53
+ assumption. Define, for $i<\eta$,
54
+ \begin{align}
55
+ B_i&=s[A\times\{i\}],\notag\\
56
+ Y_i&=f[B_i]\setminus\bigcup_{k<i}f[B_k],\notag\\
57
+ S_i&=B_i\cap f^{-1}[Y_i].\label{eq:final-disjoint-slices}
58
+ \end{align}
59
+ Separation and Replacement form these sequences. Every $y\in Y$
60
+ belongs to $f[B_i]$ for some $i$, and its least such index is the
61
+ unique index for which $y\in Y_i$. Thus the $Y_i$ partition $Y$.
62
+ The $S_i$ are pairwise disjoint because their $f$-images lie in the
63
+ pairwise disjoint $Y_i$. Moreover,
64
+ \[
65
+ f\mathbin{\upharpoonright}S_i:S_i\longrightarrow Y_i
66
+ \]
67
+ is onto for every $i$. The sets $S_i$ need not cover $X$.
68
+
69
+ Before choosing any injections, define
70
+ \begin{equation}\label{eq:final-candidate-injections}
71
+ \begin{split}
72
+ \mathcal J_i=\{j\in\mathcal P(Y\times X):{}&
73
+ j\text{ is an injective function},\\
74
+ &\dom(j)=Y_i,\quad\ran(j)\subseteq S_i\}.
75
+ \end{split}
76
+ \end{equation}
77
+ Power Set and Separation give each candidate set, and Replacement
78
+ gives the sequence $\langle\mathcal J_i:i<\eta\rangle$.
79
+ We show that every candidate set is nonempty, fixing an arbitrary
80
+ $i<\eta$.
81
+
82
+ If $Y_i$ is empty, its empty injection belongs to $\mathcal J_i$.
83
+ Suppose next that $Y_i$ is nonempty and wellorderable. Choose a
84
+ wellordering of this one set. The nonempty fibers
85
+ \[
86
+ S_i\cap f^{-1}[\{y\}]\qquad(y\in Y_i)
87
+ \]
88
+ can be indexed by an ordinal using that wellordering. The second
89
+ assumption gives a choice function on them. Since different fibers
90
+ are disjoint, this function is an injection $Y_i\longrightarrow S_i$.
91
+ It therefore belongs to $\mathcal J_i$.
92
+
93
+ Finally, suppose that $Y_i$ is nonwellorderable. Then $S_i$ is
94
+ nonempty and nonwellorderable, by the second elementary observation
95
+ and the surjectivity of $f|S_i$. The map $a\mapsto s(a,i)$
96
+ surjects from $A$ onto $B_i$. The first observation makes the
97
+ nonempty subset $S_i\subseteq B_i$ an image of $A$, and composition
98
+ with $f|S_i$ makes $Y_i$ an image of $A$ as well. By the third
99
+ assumption both $S_i$ and $Y_i$ are bijective to $A$. Composing
100
+ one of these bijections with the inverse of the other gives an
101
+ injection $Y_i\longrightarrow S_i$, again in $\mathcal J_i$.
102
+
103
+ We have proved $(\forall i<\eta)\ \mathcal J_i\ne\varnothing$.
104
+ The pointwise proof selected neither a sequence of wellorderings nor
105
+ a sequence of quotient bijections. Apply the second assumption now
106
+ to the already defined sequence of candidate sets. It supplies
107
+ $\langle j_i:i<\eta\rangle$ with $j_i\in\mathcal J_i$.
108
+ Set
109
+ \[
110
+ j=\bigcup_{i<\eta}j_i.
111
+ \]
112
+ The disjointness of the $Y_i$ makes this a function with domain $Y$.
113
+ If $j(y)=j(y')$, that value lies in both corresponding source pieces
114
+ $S_i$. Their disjointness makes the indices equal, and injectivity
115
+ of that $j_i$ gives $y=y'$. Thus $j:Y\longrightarrow X$ is an
116
+ injection.
117
+
118
+ Every construction in this proof takes place in the same model of
119
+ $\ZF$. No rank bound on $X$ or $Y$, and no uniform choice of auxiliary
120
+ presentations for the slices, has been used.
121
+ \end{proof}
122
+
123
+ \begin{remark}\label{rem:quotients-versus-images}
124
+ The third hypothesis of Lemma~\ref{lemma:pp-reduction} can equivalently
125
+ be stated for quotients $A/E$ by equivalence relations on $A$.
126
+ For a surjection $h:A\longrightarrow B$, define
127
+ \[
128
+ a\mathrel{E_h}a'\quad\Longleftrightarrow\quad h(a)=h(a').
129
+ \]
130
+ The map $[a]_{E_h}\mapsto h(a)$ is a bijection $A/E_h\longrightarrow B$.
131
+ Its graph is defined by the unique common value on each class; it
132
+ does not require choosing class representatives.
133
+
134
+ The first hypothesis is the surjective assertion $\mathsf{SVC}(A)$.
135
+ Its injective counterpart $\mathsf{SVC}^{+}(A)$ would assert an
136
+ injection $X\longrightarrow A\times\eta$ for every $X$ and some
137
+ ordinal $\eta$. The proof does not assume that counterpart.
138
+ It follows afterward by applying $\PP$ to each presentation surjection.
139
+ The quotient assertion $\mathsf{PP}(A)$ says that each surjective
140
+ image of $A$ injects into $A$. The subset-restricted assertion
141
+ $\PP\mathbin{\upharpoonright}A$ concerns surjections between two
142
+ arbitrary subsets of $A$. These are different local statements.
143
+ The reduction above uses the stronger classification of every
144
+ nonwellorderable image of $A$, together with ordinal-indexed choice;
145
+ it does not replace that classification by quotient injections alone.
146
+ \end{remark}
147
+
148
+ The injection obtained in Lemma~\ref{lemma:pp-reduction} need not
149
+ respect the fibers of the original surjection. In its wellorderable
150
+ target case the local injection is a section, but in its
151
+ nonwellorderable case the two bijections with $A$ give no such
152
+ requirement. This is precisely the freedom allowed by $\PP$.
153
+
154
+ \subsection{Further cardinal-comparison consequences}
155
+
156
+ The same model separates Choice from two weaker cardinal-comparison
157
+ principles. Their consequences follow from $\PP$ alone and do not
158
+ require any further forcing construction.
159
+
160
+ \begin{remark}\label{rem:dual-csb-wpp}
161
+ For sets $X,Y$, write $X\leq^{*}Y$ if $X=\varnothing$ or there is a
162
+ surjection $Y\twoheadrightarrow X$, and write $X<Y$ if there is an
163
+ injection $X\hookrightarrow Y$ but no bijection $X\to Y$. The dual
164
+ Cantor--Schr\"oder--Bernstein principle $\mathsf{CSB}^{*}$ asserts that
165
+ $X\leq^{*}Y$ and $Y\leq^{*}X$ imply a bijection $X\to Y$; the Weak
166
+ Partition Principle $\mathsf{WPP}$ asserts that $X\leq^{*}Y$ implies
167
+ $\neg(Y<X)$. Both statements quantify over all sets. If either set in
168
+ the dual-CSB hypothesis is empty, so is the other.
169
+
170
+ In $\ZF$ one has
171
+ \[
172
+ \PP\ \Longrightarrow\ \mathsf{CSB}^{*}\ \Longrightarrow\ \mathsf{WPP}.
173
+ \]
174
+ Indeed, the empty case of $X\leq^{*}Y\Rightarrow X\hookrightarrow Y$
175
+ has the empty injection, so the first implication follows by applying
176
+ $\PP$ twice and ordinary Cantor--Schr\"oder--Bernstein. For the second,
177
+ if $X\leq^{*}Y$ and $Y<X$, the injection $Y\hookrightarrow X$ gives
178
+ $Y\leq^{*}X$: for nonempty $Y$, invert it on its image and extend by
179
+ one fixed element of $Y$; for empty $Y$, use the definition. Then
180
+ $\mathsf{CSB}^{*}$ gives a bijection, contrary to $Y<X$. See
181
+ \cite[Definitions~2.1--2.2, Proposition~2.3, and the proofs of
182
+ Corollary~8.2 and Proposition~9.8]{BlassKulshreshtha2026}.
183
+
184
+ These $\ZF$ implications hold internally in each model. Thus
185
+ Theorem~\ref{thm:main-consistency} also gives
186
+ \[
187
+ \Con(\ZF)\ \Longrightarrow\
188
+ \Con(\ZF+\PP+\ACwo+\mathsf{CSB}^{*}+\mathsf{WPP}+\neg\AC).
189
+ \]
190
+ In particular, assuming $\Con(\ZF)$, neither
191
+ $\mathsf{CSB}^{*}\Rightarrow\AC$ nor $\mathsf{WPP}\Rightarrow\AC$ is
192
+ provable in $\ZF$. In the separate transitive setting of
193
+ Theorem~\ref{thm:main-transitive}, the same $W$ also satisfies
194
+ $\mathsf{CSB}^{*}$ and $\mathsf{WPP}$. The assertion $\ACwo$ remains
195
+ true there but is not needed for the implication chain.
196
+ \end{remark}
197
+
198
+ \subsection{An explicit family without a choice function}
199
+
200
+ The nonwellorderability of the label set already witnesses failure of
201
+ $\AC$. The following elementary argument also identifies a family of
202
+ nonempty sets with no choice function.
203
+
204
+ \begin{lemma}\label{lemma:explicit-choice-failure}
205
+ In $\ZF$, if a set $A$ is not wellorderable, then
206
+ $\mathcal P(A)\setminus\{\varnothing\}$ has no choice function.
207
+ \end{lemma}
208
+
209
+ \begin{proof}
210
+ Suppose $c$ were a choice function for this family, and let $\lambda$
211
+ be the Hartogs ordinal of $A$, so there is no injection
212
+ $\lambda\longrightarrow A$. Foundation gives $A\notin A$.
213
+ By transfinite recursion define $a:\lambda\longrightarrow A\cup\{A\}$
214
+ as follows. At stage $\alpha$, put
215
+ $S_\alpha=A\setminus\ran(a|\alpha)$ and set
216
+ \[
217
+ a(\alpha)=
218
+ \begin{cases}
219
+ c(S_\alpha),&S_\alpha\ne\varnothing,\\
220
+ A,&S_\alpha=\varnothing.
221
+ \end{cases}
222
+ \]
223
+ If every $S_\alpha$ were nonempty, the recursion would choose a
224
+ different member of $A$ at every stage, giving an injection
225
+ $\lambda\longrightarrow A$. Hence there is a least $\alpha<\lambda$
226
+ with $S_\alpha=\varnothing$. Before that stage no value is the
227
+ sentinel $A$, and $a|\alpha$ is a bijection onto $A$. This
228
+ wellorders $A$, a contradiction. Hartogs' theorem and the recursion
229
+ used here are available in $\ZF$.
230
+ \end{proof}
231
+
232
+ \subsection{The resulting symmetric model}
233
+
234
+ We return to the construction. The cardinal choices in the next
235
+ statement are computed in the ground model. They allow the same
236
+ argument to be used over a given choice ground as well as over a
237
+ constructible ground in the consistency deduction.
238
+
239
+ Over a general ground, the statement is read in its internal forcing
240
+ interpretation. Ground objects are identified with their canonical
241
+ check-name images, and ordinals are those of this interpretation.
242
+ In the sequence assertion, $\omega$ is the ground's internal
243
+ natural-number object, and $z\in V$ means that $z$ is represented
244
+ by a ground check name. When $V$ is externally transitive, these
245
+ are the usual evaluated objects and literal inclusions. The two
246
+ interpretations are distinguished in Theorem~\ref{thm:symmetric-model}
247
+ and constructed separately in Section~\ref{sec:metatheory}.
248
+
249
+ \begin{theorem}[Construction summary]\label{thm:construction-summary}
250
+ Let $V$ be a ground model of $\ZFC$, put
251
+ \[
252
+ \kappa=\omega_1^V,\qquad
253
+ \mu=\bigl((2^{\aleph_0})^+\bigr)^V,
254
+ \qquad |I|^V=\mu^+,
255
+ \]
256
+ and use the monoid of Theorem~\ref{thm:monoid} and the symmetric
257
+ system constructed above. In an ordinary generic extension for
258
+ its product forcing, the resulting symmetric model $W$ satisfies
259
+ \[
260
+ W\models\ZF+\PP+\ACwo+\neg\AC.
261
+ \]
262
+ It contains $V$ and has the same ordinals as $V$. It adds no
263
+ countable sequences of ground elements: if $b\in V$ and
264
+ $z\in W$ is a function $\omega\longrightarrow b$, then $z\in V$.
265
+ The set of labels $A$ is not wellorderable in $W$, and
266
+ \[
267
+ \mathcal P^W(A)\setminus\{\varnothing\}
268
+ \]
269
+ is an explicit family in $W$ with no choice function in $W$.
270
+ \end{theorem}
271
+
272
+ \begin{proof}
273
+ The symmetric system is for one set forcing, with the set group and
274
+ normal filter specified above. The set-forcing symmetric-model
275
+ theorem, in its internal form, therefore gives full $\ZF$, the
276
+ canonical ground embedding, and preservation of the interpreted
277
+ ordinals. For an externally transitive ground its evaluated
278
+ hereditarily symmetric interpretation is transitive. These are
279
+ pure-set models, so Foundation and the full Separation and Replacement
280
+ schemata are included.
281
+
282
+ Proposition~\ref{prop:presentation} gives the first hypothesis of
283
+ Lemma~\ref{lemma:pp-reduction} inside $W$, and
284
+ Proposition~\ref{prop:ordinal-choice} gives the second, for all
285
+ ordinal-indexed families in $W$. Theorem~\ref{thm:quotient-classification},
286
+ together with Remark~\ref{rem:quotients-versus-images}, gives the third.
287
+ The lemma proves $\PP$ for every surjection in $W$, with its witnessing
288
+ injection in $W$.
289
+
290
+ Proposition~\ref{prop:not-choice} proves that $A$ is not wellorderable
291
+ in $W$. Applying Lemma~\ref{lemma:explicit-choice-failure} inside
292
+ $W$ gives the displayed family and failure of $\AC$ there.
293
+ Finally, Proposition~\ref{prop:no-countable-sequences} supplies the
294
+ assertion about countable sequences. This last assertion concerns
295
+ the symmetric model itself; it does not require countable closure
296
+ of the full product forcing.
297
+ \end{proof}
298
+
299
+ The statement of Theorem~\ref{thm:construction-summary} concerns the
300
+ model produced by the forcing construction. Extracting an ordinary
301
+ relative-consistency implication, and obtaining an externally
302
+ transitive model under the stronger model-existence hypothesis,
303
+ are separate deductions given next.
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/forcing.tex ADDED
@@ -0,0 +1,797 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Product forcing and support locality}\label{sec:forcing}
2
+
3
+ The monoid supplies copies of diagrams with controlled intersections.
4
+ We now turn those copies into two locality principles. After the Cohen
5
+ generic is fixed, a diagram decides statements whose name parameters it
6
+ supports. A value represented on two independent diagrams can then be
7
+ named on their common part. These principles will classify quotients
8
+ and give the choice and coding properties needed to pass from quotients
9
+ to arbitrary sets.
10
+
11
+ \subsection{The choice ground and the two forcings}
12
+
13
+ The product separates the generic labels from their ground-model diagram
14
+ geometry. A related Cohen/tower product appears in
15
+ \cite[Section~3]{HolySchilhan2025}; the monoid and the diagram order used
16
+ here are specified below.
17
+
18
+ Work in a ground model \(V\) of \(\ZFC\). Set
19
+ \[
20
+ \kappa=\aleph_1^V,\qquad
21
+ \mathfrak c=(2^{\aleph_0})^V,\qquad
22
+ \mu=(\mathfrak c^+)^V,
23
+ \qquad |I|^V=\mu^+.
24
+ \]
25
+ In the constructible ground used for the consistency result,
26
+ \(\mathfrak c=\aleph_1\), so these parameters are exactly
27
+ \(\kappa=\aleph_1\) and \(\mu=\kappa^+\).
28
+ The slightly more general choice of \(\mu\) will allow us to retain an
29
+ arbitrary given transitive choice ground.
30
+ All objects and cardinal calculations in the construction, unless
31
+ explicitly placed in an extension, belong to \(V\).
32
+
33
+ For every infinite cardinal \(\lambda<\mu\),
34
+ \[
35
+ \lambda^{\aleph_0}\leq
36
+ \mathfrak c^{\aleph_0}=\mathfrak c<\mu.
37
+ \]
38
+ Since \(\mu\) is regular and uncountable, every countable sequence in
39
+ \(\mu\) is bounded there. It follows that
40
+ \begin{equation}\label{eq:ground-countable-arithmetic}
41
+ \mu^{\aleph_0}=\mu.
42
+ \end{equation}
43
+ Take the monoid \(T\), with distinguished \(e\neq1\), from
44
+ Theorem~\ref{thm:monoid}, using this \(\mu\).
45
+ Let
46
+ \[
47
+ \mathbb R=\operatorname{Add}(\kappa,I),\qquad
48
+ \mathbb P=\{r:T\hookrightarrow I\},
49
+ \qquad \mathbb Q=\mathbb R\times\mathbb P .
50
+ \]
51
+ Here a condition of \(\mathbb R\) is a partial function
52
+ \(I\times\kappa\to2\) with countable domain, ordered by reverse
53
+ inclusion. Its coordinate support is
54
+ \[
55
+ \supp_I(d)=
56
+ \{j\in I:(\exists\alpha<\kappa)\ (j,\alpha)\in\dom(d)\}.
57
+ \]
58
+ For \(r\in\mathbb P\) and \(n\in T\), put
59
+ \[
60
+ r_n(x)=r(nx),\qquad D_r=r[T],
61
+ \qquad r\leq_{\mathbb P}s
62
+ \ \Longleftrightarrow\
63
+ (\exists n\in T)\ s=r_n .
64
+ \]
65
+ Thus a stronger diagram contains a specified copy of a weaker one.
66
+ The point \(r(1)\) is its center. Whenever \(s=r_n\), the element
67
+ \(n\) is determined by the centers, since \(s(1)=r(n)\).
68
+ Left cancellation makes every \(r_n\) injective. If
69
+ \(r=r_{nm}\), injectivity and conicality give \(n=m=1\); this
70
+ verifies antisymmetry of the order. Transitivity follows from
71
+ \((r_n)_m=r_{nm}\).
72
+
73
+ The poset \(\mathbb P\) always denotes this \emph{ground} set,
74
+ including when it is forced over the Cohen extension.
75
+ No closure or cardinal-preservation assertion about \(\mathbb P\)
76
+ or the full product is needed.
77
+
78
+ \begin{lemma}\label{lem:cohen-properties}
79
+ The forcing \(\mathbb R\) is countably closed and satisfies the
80
+ \(\mu\)-chain condition. It adds no countable sequences of ground
81
+ elements, preserves \(\kappa=\aleph_1^V\), and preserves every
82
+ ground cardinal at least \(\mu\). In particular it preserves
83
+ \(\mu\) and \(\mu^+\).
84
+ If \(V\models\mathsf{CH}\), it preserves all cardinals.
85
+ \end{lemma}
86
+
87
+ \begin{proof}
88
+ A descending countable sequence has its union as a lower bound.
89
+ Deciding the entries of a name for a sequence in a ground set and
90
+ then taking such a lower bound shows that no new countable sequence
91
+ in that set is added. This also preserves \(\omega_1^V\).
92
+
93
+ We recall the relevant delta-system argument to identify the exact
94
+ cardinal bound. A family of \(\mu\) countable sets has a delta-system
95
+ subfamily of size \(\mu\). Code its union into \(\mu\), and write
96
+ its members as \(S_\alpha\subseteq\mu\), for \(\alpha<\mu\).
97
+ There is a club of \(\delta<\mu\) such that
98
+ \(S_\alpha\subseteq\delta\) whenever \(\alpha<\delta\).
99
+ On the stationary part of this club of cofinality \(\omega_1\),
100
+ each \(S_\alpha\cap\alpha\) is bounded in \(\alpha\).
101
+ The pressing-down lemma makes a bound constant, say \(\gamma<\mu\),
102
+ on a stationary subset. There are at most
103
+ \(|\gamma|^{\aleph_0}+\aleph_0<\mu\) possible countable subsets
104
+ of \(\gamma\), by
105
+ Equation~\eqref{eq:ground-countable-arithmetic} and its preceding
106
+ bound. Regularity of \(\mu\) therefore makes
107
+ \(S_\alpha\cap\alpha\) one fixed set on a stationary subset.
108
+ For \(\alpha<\beta\) in that subset,
109
+ \(S_\alpha\subseteq\beta\), so their intersection is this fixed root.
110
+
111
+ Apply this to the domains of \(\mu\) Cohen conditions.
112
+ There are at most \(2^{\aleph_0}=\mathfrak c<\mu\)
113
+ assignments on the countable root. Thinning once more gives two,
114
+ indeed \(\mu\), conditions agreeing on the root. They are compatible,
115
+ which proves the chain condition.
116
+ The usual antichain bound then preserves all cardinals at least
117
+ \(\mu\): the possible values at any one coordinate of a name for
118
+ an ordinal-valued function are covered by fewer than \(\mu\)
119
+ ground ordinals, and regularity handles the case of \(\mu\) itself.
120
+ Countable closure and the chain condition together preserve all
121
+ cardinals when \(\mu=\aleph_2\).
122
+ In a general ground we assert no preservation of cardinals strictly
123
+ between \(\kappa\) and \(\mu\).
124
+
125
+ Finally, any sequence of ground elements has its values in some ground
126
+ rank segment: their ranks have an ordinal bound, and forcing preserves
127
+ ordinals. Thus the assertion about sequences in ground sets covers
128
+ all countable sequences of ground elements.
129
+ \end{proof}
130
+
131
+ \begin{lemma}[Extending and amalgamating diagrams]
132
+ \label{lem:diagram-amalgamation}
133
+ \begin{enumerate}
134
+ \item
135
+ For every \(p\in\mathbb P\) and ground \(J\subseteq I\) of size at
136
+ most \(\mu\), there is \(r\in\mathbb P\) with
137
+ \(r_e=p\) and \(J\subseteq D_r\).
138
+ \item
139
+ A finite family \(s_i\in\mathbb P\) has a common extension whenever
140
+ each pair has either disjoint ranges or an intersection that is
141
+ exactly the range of a common subdiagram
142
+ \[
143
+ s_{i,a_{ij}}=s_{j,a_{ji}}.
144
+ \]
145
+ \item
146
+ A partial placement of finitely many diagrams that is injective and
147
+ consistent on their
148
+ specified common parts, extends to a ground permutation of \(I\).
149
+ Unspecified coordinates of these diagrams and of finitely many Cohen
150
+ conditions can be placed outside any prescribed ground set of size
151
+ at most \(\mu\).
152
+ \end{enumerate}
153
+ \end{lemma}
154
+
155
+ \begin{proof}
156
+ The probes from Theorem~\ref{thm:monoid} for
157
+ \(a=1,b=e,U=\{1\}\) give \(\mu\) distinct elements \(m\) with
158
+ \(me=e\). None belongs to \(eT\): if \(m=ex\), left cancellation
159
+ would give \(xe=1\), contrary to conicality and \(e\neq1\).
160
+ Hence \(|T\setminus eT|=\mu\).
161
+ Define \(r(ex)=p(x)\), using left cancellation, and fill the
162
+ complement injectively in \(I\setminus D_p\), including
163
+ \(J\setminus D_p\). Both the size of that complement in \(T\)
164
+ and the strict inequality \(\mu<|I|\) give the first assertion.
165
+
166
+ For the second assertion, identify the copies of \(T\) exactly where
167
+ their labels in \(I\) coincide. The hypothesis says that these
168
+ identifications have the form required by the finite-merger property;
169
+ their transitivity and absence of collapse within a copy follow from
170
+ actual equality of labels. Let \(l_i\in T\) realize this merger.
171
+ On \(\bigcup_i l_iT\), assign \(l_ix\) the value \(s_i(x)\).
172
+ The exact-overlap property makes this well defined and injective.
173
+ Extend it injectively to the rest of \(T\). The resulting \(r\)
174
+ satisfies \(r_{l_i}=s_i\).
175
+
176
+ For the last assertion, the prescribed domain and range each have
177
+ size at most \(\mu\). Their complements in \(I\) both have
178
+ cardinality \(\mu^+\), so a bijection between the complements
179
+ extends the partial bijection to a permutation.
180
+ Fresh images can first be chosen off the excluded set, whose size
181
+ is still at most \(\mu\), and then the same argument applies.
182
+ All these choices occur in \(V\).
183
+ \end{proof}
184
+
185
+ \subsection{The symmetric system and transport}
186
+
187
+ Let \(G=\Sym(I)^V\). A permutation acts simultaneously on diagrams
188
+ and on Cohen coordinates:
189
+ \[
190
+ (\pi r)(x)=\pi(r(x)),\qquad
191
+ (\pi d)(\pi j,\alpha)=d(j,\alpha).
192
+ \]
193
+ These are automorphisms of \(\mathbb Q\).
194
+ For ground \(J\subseteq I\), let \(\Fix(J)\) be its pointwise
195
+ stabilizer in \(G\), and set
196
+ \[
197
+ \mathcal F=
198
+ \{K\leq G:(\exists J\in V)\,
199
+ [J\subseteq I,\ |J|^V\leq\mu,\ \Fix(J)\subseteq K]\}.
200
+ \]
201
+ This is a normal filter of subgroups.
202
+ Finite intersections are handled by \(J\cup J'\), and
203
+ \(\pi\Fix(J)\pi^{-1}=\Fix(\pi J)\).
204
+
205
+ The action on names is recursive:
206
+ \[
207
+ \pi\tau=\{(\pi\sigma,\pi u):(\sigma,u)\in\tau\}.
208
+ \]
209
+ A name has support \(J\) when \(\Fix(J)\) fixes it literally.
210
+ A hereditarily symmetric name, abbreviated \(\HS\), has a support
211
+ and only hereditarily symmetric member names.
212
+ There is no restriction on name rank.
213
+ Ground check names are fixed by every permutation.
214
+ Canonical ordered-pair and sequence names commute with the action.
215
+ When the poset has no largest condition, their usual definitions use
216
+ all conditions in place of that condition; equivalently one may
217
+ adjoin a fixed largest condition.
218
+
219
+ For the evaluated presentation, assume that \(V\) is externally
220
+ transitive and that the indicated generic filters are available in the
221
+ ambient universe. Over a general choice ground, the same construction
222
+ and the generic notation below express internal forcing assertions;
223
+ they do not require external recursion on its membership relation.
224
+ Section~\ref{sec:metatheory} realizes these assertions over an arbitrary
225
+ countable ground by a quotient of internal names.
226
+
227
+ Write \(F\) for an \(\mathbb R\)-generic filter over \(V\), and
228
+ \(H\) for a generic on the ground \(\mathbb P\) over \(V[F]\).
229
+ The product extension is \(V[F][H]\). A product name \(\tau\),
230
+ after evaluating its Cohen part, becomes a \(\mathbb P\)-name
231
+ denoted by \(\tau[F]\).
232
+ Let
233
+ \[
234
+ W=\{\tau^{F\times H}:\tau\in\HS^V\}.
235
+ \]
236
+
237
+ \begin{theorem}[The symmetric-model theorem]\label{thm:symmetric-model}
238
+ The symmetric forcing relation is definable formula by formula in
239
+ \(V\), and it forces every axiom instance of full pure-set \(\ZF\).
240
+ If \(V\) is externally transitive, the evaluated class \(W\) is
241
+ a transitive model of that theory, with
242
+ \[
243
+ V\subseteq W\subseteq V[F][H],
244
+ \qquad \Ord^W=\Ord^{V[F][H]}.
245
+ \]
246
+ The truth lemma holds for this evaluated model. Over an arbitrary
247
+ countable choice ground, it holds for the symmetric quotient of internal
248
+ names described in Section~\ref{sec:metatheory}.
249
+ \end{theorem}
250
+
251
+ \begin{proof}
252
+ Apply the set-forcing symmetric-extension theorem
253
+ \cite[Section~2.1, p.~4]{Karagila2026} to \(\mathbb Q\), \(G\),
254
+ and the normal subgroup filter verified above.
255
+ Its internal formulation concerns all hereditarily symmetric names
256
+ and yields the full Separation and Replacement schemata, as well as
257
+ Foundation; this formulation is recalled in
258
+ Lemma~\ref{lem:symmetric-forcing-schema}. It requires no
259
+ countable-completeness assumption on the filter. External transitivity
260
+ of \(V\) permits the usual recursive name evaluation and gives the
261
+ displayed literal inclusions. For an arbitrary countable ground,
262
+ Lemma~\ref{lem:arbitrary-model-symmetric-truth} instead gives truth
263
+ in the membership-closed symmetric quotient; it makes no assertion
264
+ of external well-foundedness.
265
+ \end{proof}
266
+
267
+ The generic terminology below expresses arguments with the ordinary
268
+ and symmetric forcing relations. In particular, each assertion about
269
+ all generics can instead be read as its forcing-theoretic assertion
270
+ over the choice ground. The formal consistency deduction is given
271
+ after the construction.
272
+
273
+ We will use symmetry in its precise product form:
274
+ \begin{equation}\label{eq:product-symmetry}
275
+ (d,s)\forces_{\mathbb Q}\varphi(\vec\tau)
276
+ \quad\Longleftrightarrow\quad
277
+ (\pi d,\pi s)\forces_{\mathbb Q}\varphi(\pi\vec\tau).
278
+ \end{equation}
279
+ The corresponding evaluation identity is
280
+ \[
281
+ (\pi\tau)^{\pi F\times\pi H}=\tau^{F\times H}.
282
+ \]
283
+ It does not define an automorphism of one fixed extension by sending
284
+ \(\tau^{F\times H}\) to \((\pi\tau)^{F\times H}\).
285
+ The product/iteration equivalence also gives the factorized version
286
+ of Equation~\eqref{eq:product-symmetry}: a Cohen condition forcing
287
+ \(s\forces_{\mathbb P}\varphi(\vec\tau[F])\) is transported to a
288
+ Cohen condition forcing the corresponding assertion at \(\pi s\)
289
+ with names \(\pi\vec\tau\).
290
+ Here \(\pi s\) is explicitly reindexed ground data; it is not the
291
+ image of \(\check s\) under the name action, which fixes check names.
292
+
293
+ Let \(\dot A_j\) be the canonical name for the Cohen subset of
294
+ \(\kappa\) at coordinate \(j\), and put
295
+ \[
296
+ A_j=\dot A_j^{F\times H},\qquad A=\{A_j:j\in I\}.
297
+ \]
298
+ The name \(\dot A_j\) has support \(\{j\}\), and
299
+ \(\pi\dot A_j=\dot A_{\pi j}\).
300
+ The name for \(A\) is invariant. Distinct coordinates give distinct
301
+ labels: below any Cohen condition, assign different bits at one
302
+ ordinal unused at the two coordinates. This proves forced
303
+ distinctness, which persists after the second forcing.
304
+
305
+ \subsection{Decision and descent}
306
+
307
+ Restriction to supporting coordinates and descent to a common support
308
+ have precedents in \cite[Lemmas~10 and~15]{HolySchilhan2025}.
309
+ The following proofs establish the versions needed for our diagrams,
310
+ including arbitrary-rank product names and exact compatibility of the
311
+ moved conditions.
312
+
313
+ The two factors play different roles in the first lemma. Once the
314
+ Cohen generic is fixed, strengthening a supporting diagram cannot change
315
+ the truth of a supported assertion. The assertion can still depend on
316
+ the Cohen generic; the second part says that a Cohen condition witnessing
317
+ it may discard coordinates outside the supporting diagram.
318
+
319
+ \begin{lemma}[Decision over a supporting diagram]
320
+ \label{lem:local-decision}
321
+ Fix an \(\mathbb R\)-generic \(F\).
322
+ \begin{enumerate}
323
+ \item
324
+ If \(p\in\mathbb P\) and all product-name parameters
325
+ \(\tau_1,\ldots,\tau_k\) are supported by \(D_p\), then \(p\)
326
+ decides each ordinary \(\mathbb P\)-forcing formula
327
+ \(\varphi(\tau_1[F],\ldots,\tau_k[F])\) in \(V[F]\).
328
+ The parameters may have arbitrary rank.
329
+ \item
330
+ Suppose a Cohen condition \(d\) forces that
331
+ \(s\forces_{\mathbb P}\varphi(\vec\tau[F])\), where all the
332
+ product names are supported by \(D_s\).
333
+ Then \(d\restriction(D_s\times\kappa)\) forces the same assertion.
334
+ \end{enumerate}
335
+ For brevity we write \(d\restriction D_s\) for this restriction.
336
+ \end{lemma}
337
+
338
+ \begin{proof}
339
+ If the first assertion fails, there are \(s_0,s_1\leq p\)
340
+ forcing contrary answers in \(V[F]\).
341
+ Choose \(d_0,d_1\in F\) witnessing those answers in the factorized
342
+ forcing relation. Their restrictions to \(D_p\times\kappa\)
343
+ are compatible.
344
+ By Lemma~\ref{lem:diagram-amalgamation}, choose
345
+ \(\pi\in\Fix(D_p)\) so that, outside \(D_p\), the coordinates
346
+ of \(s_1,d_1\) move away from those of \(s_0,d_0\).
347
+ The diagrams \(s_0,\pi s_1\) meet exactly in their common
348
+ subdiagram \(p\), so have a common extension.
349
+ The conditions \(d_0,\pi d_1\) agree on the root and have
350
+ disjoint supports off it, so are compatible.
351
+ All parameter names are fixed by \(\pi\).
352
+ Equation~\eqref{eq:product-symmetry} now gives two contrary assertions
353
+ forced by compatible product conditions, a contradiction.
354
+ This argument does not assert that \(\pi d_1\) belongs to \(F\).
355
+
356
+ For the second assertion, put \(\delta=d\restriction D_s\).
357
+ If \(\delta\) does not force the indicated factorized assertion,
358
+ there is \(c\leq\delta\) forcing its negation.
359
+ Choose \(\pi\in\Fix(D_s)\) moving
360
+ \(\supp_I(d)\setminus D_s\) off \(\supp_I(c)\setminus D_s\).
361
+ The condition \(\pi d\) is compatible with \(c\).
362
+ It forces the original factorized assertion, by product symmetry,
363
+ because \(s\) and all its parameter names are fixed.
364
+ This contradicts the assertion forced by \(c\).
365
+ \end{proof}
366
+
367
+ We next show that equality between independently supported values
368
+ can be represented on the intersection. The proof uses a third copy
369
+ to compare the two values while keeping an arbitrary potential
370
+ counterexample compatible.
371
+
372
+ \begin{lemma}[Support descent]\label{lem:support-descent}
373
+ Suppose \(s_0,s_1\leq p\) and
374
+ \(D_{s_0}\cap D_{s_1}=D_p\).
375
+ Let \(\sigma_i\) be product \(\HS\) names supported by \(D_{s_i}\).
376
+ Fix an \(\mathbb R\)-generic \(F\).
377
+ If some \(v\leq s_0,s_1\) forces
378
+ \(\sigma_0[F]=\sigma_1[F]\) in ordinary \(\mathbb P\)-forcing,
379
+ then there is a product \(\HS\) name \(\sigma\), supported by
380
+ \(D_p\), such that
381
+ \[
382
+ s_i\forces_{\mathbb P}\sigma[F]=\sigma_i[F]
383
+ \qquad(i=0,1)
384
+ \]
385
+ in \(V[F]\).
386
+ The names may have arbitrary rank.
387
+ If, in \(V[F]\), each \(s_i\) also forces
388
+ \(\sigma_i[F]\subseteq A\), the descended name can be normalized
389
+ to a subset name with only label names as possible members.
390
+ \end{lemma}
391
+
392
+ \begin{proof}
393
+ Take \(d\in F\) witnessing the equality forced at \(v\).
394
+ Both parameter supports lie in \(D_v\), so
395
+ Lemma~\ref{lem:local-decision} allows us to replace \(d\) by
396
+ \(d\restriction D_v\). Set
397
+ \(\delta=d\restriction D_{s_0}\).
398
+ We will combine the translates of \(\sigma_0\) into one
399
+ \(D_p\)-supported name. A translate contributes its value only when
400
+ the generic contains the corresponding translate of
401
+ \((\delta,s_0)\); the value of the new name will be the union of these
402
+ contributing values. Thus the main task is to prove that any two
403
+ contributing copies agree. For this coherence argument, allow both
404
+ factors of the product generic to vary. We will return to the fixed
405
+ \(F\) after constructing the name.
406
+
407
+ For every \(\pi\in\Fix(D_p)\), call the copy
408
+ \(\pi\sigma_0\) \emph{active} when its trigger
409
+ \((\pi\delta,\pi s_0)\) belongs to the product generic.
410
+ We first prove that any two active copies have equal values.
411
+
412
+ Consider two copies whose diagrams \(\bar s,\bar s'\) have
413
+ intersection exactly \(D_p\). If they can be unequal while active,
414
+ some product condition \((c,t)\) extends both triggers and forces
415
+ the inequality.
416
+ Place a copy \(u\) of \(s_1\) over \(p\), with the rest of its
417
+ range fresh relative to \(D_t\cup\supp_I(c)\).
418
+ Extend the respective placements of
419
+ \((s_0,s_1)\) onto \((\bar s,u)\) and \((\bar s',u)\) to
420
+ placements of \(v\), producing diagrams \(v',v''\).
421
+ Use the same placement on all of \(D_{s_1}\) in both cases.
422
+ Choose all remaining coordinates freshly, so that the ranges have the
423
+ intersections shown in Figure~\ref{fig:support-descent}:
424
+ \begin{equation}\label{eq:descent-three-overlaps}
425
+ \begin{aligned}
426
+ D_{v'}\cap D_t&=D_{\bar s},&
427
+ D_{v''}\cap D_t&=D_{\bar s'},&
428
+ D_{v'}\cap D_{v''}&=D_u .
429
+ \end{aligned}
430
+ \end{equation}
431
+ \input{figures/support-descent}
432
+ Every intersection in this display is its indicated common
433
+ subdiagram. The required partial maps agree on the root, and
434
+ their domain and range sizes are at most \(\mu\);
435
+ Lemma~\ref{lem:diagram-amalgamation} therefore supplies the
436
+ ground permutations realizing these placements.
437
+
438
+ The two placed copies of \(d\) agree on \(D_u\).
439
+ They agree with \(c\) on \(D_{\bar s}\) and \(D_{\bar s'}\),
440
+ respectively, because \(c\) extends the two placed copies of
441
+ \(\delta\). On the remaining coordinates freshness gives
442
+ compatibility. Thus the Cohen conditions have a common extension.
443
+ The three diagrams \(v',v'',t\) also have a common extension by
444
+ Equation~\eqref{eq:descent-three-overlaps} and finite amalgamation.
445
+ The two transported \(\sigma_1\) names are literally equal,
446
+ since the placements agree on the entire \(D_{s_1}\).
447
+ The equalities transported from \((d,v)\) therefore contradict
448
+ the inequality forced by \((c,t)\).
449
+
450
+ For two active copies with arbitrary overlap, start again with
451
+ any proposed inequality-forcing common extension \((c,t)\).
452
+ Place a third copy of \(s_0\) over \(p\), independent of \(t\)
453
+ off the root, and place its Cohen trigger compatibly with \(c\).
454
+ It has a common product extension with \((c,t)\).
455
+ The independent case just proved applies between this third copy
456
+ and each of the original ones, contradicting the inequality.
457
+ This proves coherence of all active copies, below every possible
458
+ inequality witness.
459
+
460
+ Define a mixture using all joint strengthenings:
461
+ \begin{equation}\label{eq:descent-mixture}
462
+ \sigma=
463
+ \left\{(\pi\eta,(c,t)):
464
+ \begin{array}{l}
465
+ \pi\in\Fix(D_p),\quad (\eta,(a,u))\in\sigma_0,\\
466
+ (c,t)\leq(\pi\delta,\pi s_0),\quad
467
+ (c,t)\leq(\pi a,\pi u)
468
+ \end{array}\right\}.
469
+ \end{equation}
470
+ This is a set name.
471
+ Left multiplication in \(\Fix(D_p)\) permutes its entries, so it
472
+ is supported by \(D_p\).
473
+ Its member names are translates of member names of \(\sigma_0\)
474
+ and hence are \(\HS\).
475
+ In any product generic its value is the union of the values of
476
+ the active copies. Both inclusions in this description follow
477
+ from directedness of the generic: all common strengthenings,
478
+ rather than a selected one, occur in
479
+ Equation~\eqref{eq:descent-mixture}.
480
+ When the original trigger is active, coherence makes this union
481
+ exactly the value of \(\sigma_0\).
482
+ Return now to the fixed \(F\). Since \(\delta\in F\), the
483
+ original trigger is active in every product generic with this Cohen
484
+ factor and with \(s_0\) in its diagram filter. It follows that
485
+ \(s_0\forces_{\mathbb P}\sigma[F]=\sigma_0[F]\).
486
+ The equality with \(\sigma_1[F]\) holds below \(v\).
487
+ Its parameters are supported by \(D_{s_1}\), so
488
+ Lemma~\ref{lem:local-decision} makes it hold already below \(s_1\).
489
+
490
+ No step imposed a rank bound.
491
+ For the subset assertion, replace the mixture by its intersection
492
+ with \(A\), using the normalization in the next paragraph.
493
+ \end{proof}
494
+
495
+ For \(r\in\mathbb P\), define the following ground set of names:
496
+ \begin{equation}\label{eq:normalized-local-names}
497
+ \mathcal X(r)=
498
+ \left\{\tau\subseteq
499
+ \{\dot A_j:j\in I\}\times\mathbb Q:
500
+ (\forall\pi\in\Fix(D_r))\ \pi\tau=\tau\right\}.
501
+ \end{equation}
502
+ Every member is \(\HS\).
503
+ If a product \(\HS\) name \(\tau\) is supported by \(J\), define
504
+ \[
505
+ \tau\mathbin{\upharpoonright} A=
506
+ \{(\dot A_j,u):j\in I,\ u\in\mathbb Q,\
507
+ u\forces_{\mathbb Q}\dot A_j\in\tau\}.
508
+ \]
509
+ The ordinary truth lemma gives value \(\tau^{F\times H}\cap A\).
510
+ Symmetry preserves the support \(J\).
511
+ In particular a name supported by \(D_r\) whose actual value is
512
+ a subset of \(A\) has the same value as some member of
513
+ \(\mathcal X(r)\).
514
+ This is a set-sized normalization, valid for an original name of
515
+ any rank.
516
+
517
+ \subsection{Coding arbitrary sets by the labels}
518
+
519
+ The next argument extracts a partial function from an orbit of a name.
520
+ The diagram condition in the function's definition ensures that equal
521
+ inputs have equal values.
522
+
523
+ \begin{proposition}\label{prop:presentation}
524
+ In \(W\), every nonempty set \(X\) is the image of a surjection
525
+ \(A\times\eta\to X\) for some ordinal \(\eta\).
526
+ No bound on the rank of \(X\) is imposed.
527
+ \end{proposition}
528
+
529
+ \begin{proof}
530
+ Let \(\sigma\) be a ground \(\HS\) name, and let \(p\) have
531
+ \(D_p\) as a support for \(\sigma\).
532
+ Form the graph name
533
+ \begin{equation}\label{eq:partial-orbit-map}
534
+ \dot h_{\sigma,p}=
535
+ \left\{\left(
536
+ \operatorname{op}(\dot A_{\pi(p(1))},\pi\sigma),
537
+ (1_{\mathbb R},\pi p)\right):\pi\in G\right\},
538
+ \end{equation}
539
+ where \(\operatorname{op}\) denotes the canonical ordered-pair name.
540
+ This name is invariant, and all its member names are \(\HS\).
541
+
542
+ Its value is a partial function on \(A\).
543
+ Indeed, suppose two contributing pairs have equal first coordinates.
544
+ Label distinctness gives
545
+ \(\pi(p(1))=\rho(p(1))\).
546
+ There is a common extension \(r\in H\) of \(\pi p,\rho p\);
547
+ write \(\pi p=r_n\) and \(\rho p=r_m\).
548
+ The equality of centers and injectivity of \(r\) give \(n=m\).
549
+ Consequently \(\pi p=\rho p\) pointwise, so
550
+ \(\rho^{-1}\pi\in\Fix(D_p)\).
551
+ It fixes \(\sigma\), and hence \(\pi\sigma=\rho\sigma\)
552
+ literally. The two values therefore agree.
553
+ This argument concerns names under compatible diagram conditions,
554
+ not an action on one fixed symmetric model.
555
+
556
+ The orbit construction gives invariant partial functions. We now
557
+ form a set-indexed family of them whose ranges cover \(X\).
558
+ Choose an \(\HS\) name \(\tau\) for \(X\).
559
+ The set \(M\) of member names appearing in \(\tau\) is a ground
560
+ set of \(\HS\) names. In \(V\), enumerate by an ordinal \(\eta\)
561
+ the set
562
+ \[
563
+ B=\{(\sigma,p)\in M\times\mathbb P:
564
+ \Fix(D_p)\text{ fixes }\sigma\}.
565
+ \]
566
+ Every member name has a support of size at most \(\mu\), and
567
+ Lemma~\ref{lem:diagram-amalgamation} provides supporting diagrams.
568
+ We include all such diagrams, because one chosen diagram need not
569
+ belong to the generic filter.
570
+ The corresponding sequence of graph names
571
+ \(\dot h_{\sigma,p}\) is a ground sequence of invariant
572
+ \(\HS\) names. Its canonical sequence name is itself invariant
573
+ and \(\HS\), so its interpretation
574
+ \(\langle h_i:i<\eta\rangle\) belongs to \(W\).
575
+
576
+ These partial functions cover \(X\).
577
+ For \(x\in X\), an active member name \(\sigma\) of \(\tau\)
578
+ has value \(x\).
579
+ The set of diagrams whose ranges contain a fixed support of
580
+ \(\sigma\) is ground dense, by
581
+ Lemma~\ref{lem:diagram-amalgamation}.
582
+ Thus some such \(p\) belongs to \(H\).
583
+ The identity entry of \(\dot h_{\sigma,p}\) maps \(A_{p(1)}\)
584
+ to \(x\).
585
+
586
+ All remaining definitions take place in \(W\).
587
+ For nonempty \(X\), fix one \(x_0\in X\), and define
588
+ \[
589
+ h(a,i)=
590
+ \begin{cases}
591
+ h_i(a),&a\in\dom(h_i)\text{ and }h_i(a)\in X,\\
592
+ x_0,&\text{otherwise}.
593
+ \end{cases}
594
+ \]
595
+ Separation and Replacement form this function on \(A\times\eta\),
596
+ and coverage makes it surjective.
597
+ The one default element uses only nonemptiness of \(X\).
598
+ The enumeration above is over \(M\times\mathbb P\), a set
599
+ depending on the particular name \(\tau\); no restriction to
600
+ names below a fixed rank was made.
601
+ \end{proof}
602
+
603
+ \subsection{Choice for ordinal-indexed families}
604
+
605
+ The presentation just proved reduces arbitrary families to families of
606
+ subsets of $A$. We first find one wellorderable part of $A$ meeting every
607
+ member of a given ordinal-indexed family of nonempty subsets.
608
+
609
+ \begin{proposition}\label{prop:ordinal-choice}
610
+ The model \(W\) satisfies \(\ACwo\): every ordinal-indexed
611
+ family of nonempty sets in \(W\) has a choice function in \(W\).
612
+ \end{proposition}
613
+
614
+ \begin{proof}
615
+ We first treat a family
616
+ \(\langle X_\xi:\xi<\eta\rangle\) of nonempty subsets of \(A\).
617
+ Start below a product condition \((d_0,p)\) forcing this
618
+ assertion for an \(\HS\) family name.
619
+ By extending the diagram, arrange that \(D_p\) contains its
620
+ support and \(\supp_I(d_0)\).
621
+ The assertions that a given graph is a function and has nonempty
622
+ subset values are absolute between \(W\) and the full extension.
623
+ Consequently this use of ordinary forcing follows equally from
624
+ a symmetric-forcing hypothesis.
625
+ Names for the individual \(X_\xi\) can be obtained by the
626
+ membership forcing relation from the family and \(\check\xi\);
627
+ they retain support \(D_p\).
628
+ Choose once and for all \(q\) with \(q_e=p\).
629
+ This same \(q\) will work for every family index. Witnesses already
630
+ available on \(p\) need no move; for witnesses on proper extensions
631
+ of \(p\), the probes place independent copies inside \(q\) and
632
+ Cohen genericity activates one of them.
633
+
634
+ Fix \(F\) containing \(d_0\), and fix \(\xi<\eta\).
635
+ In \(V[F]\), some \(t\leq p\) and \(j\in I\) satisfy
636
+ \[
637
+ t\forces_{\mathbb P} A_j\in X_\xi.
638
+ \]
639
+ This follows by deciding a witness in the ground index set \(I\)
640
+ for membership in \(A\).
641
+ Extend \(t\) to include \(j\) in its range, and write \(p=t_b\).
642
+ Choose \(d\in F\) witnessing the displayed forcing assertion,
643
+ and restrict it to \(D_t\) by
644
+ Lemma~\ref{lem:local-decision}.
645
+ If \(b=1\), then \(t=p\), so \(q\) already forces a witness
646
+ whose index belongs to \(D_q\).
647
+
648
+ Suppose \(b\neq1\).
649
+ The probes of Theorem~\ref{thm:monoid}, with \(a=1,U=\{1\}\),
650
+ give \(\mu\) elements \(m\) satisfying \(mb=e\) and
651
+ \(mT\cap m'T=eT\) for distinct probes.
652
+ Thus
653
+ \[
654
+ (q_m)_b=p,\qquad
655
+ D_{q_m}\cap D_{q_{m'}}=D_p\quad(m\neq m').
656
+ \]
657
+ Each \(q_m\) is a copy of \(t\) over \(p\).
658
+ Choose in \(V\) a permutation \(\pi_m\in\Fix(D_p)\) taking
659
+ \(t\) to \(q_m\).
660
+ The conditions \(\pi_m d\) all restrict on \(D_p\) to
661
+ \(d_*=d\restriction D_p\), and their coordinate supports off
662
+ that root are pairwise disjoint.
663
+
664
+ For these fixed ground data, the set
665
+ \begin{equation}\label{eq:probe-cohen-dense}
666
+ \{c:c\perp d_*\}\ \cup\
667
+ \{c:(\exists m)\ c\leq\pi_m d\}
668
+ \end{equation}
669
+ is dense in \(\mathbb R\).
670
+ Given \(c\) compatible with \(d_*\), first extend it by \(d_*\).
671
+ Its support is countable, so it meets the nonroot support of
672
+ only countably many of the pairwise disjoint copies.
673
+ Choose a remaining probe and extend \(c\) by its placed
674
+ condition \(\pi_m d\).
675
+ This proves density.
676
+ Because \(d_*\in F\), the generic meets the second alternative
677
+ of Equation~\eqref{eq:probe-cohen-dense}.
678
+ For the resulting \(m\), product symmetry and
679
+ \(\pi_m X_\xi=X_\xi\) give
680
+ \[
681
+ q_m\forces_{\mathbb P} A_{\pi_mj}\in X_\xi
682
+ \quad\text{in }V[F].
683
+ \]
684
+ Since \(q\leq q_m\) and \(\pi_mj\in D_q\), this supplies the
685
+ required witness in \(A[D_q]=\{A_j:j\in D_q\}\).
686
+
687
+ The condition \(q\) was chosen before \(\xi\).
688
+ Although \(t,d,j\) were chosen in the argument after \(F\),
689
+ each is an individual ground object.
690
+ The dense set in Equation~\eqref{eq:probe-cohen-dense} therefore
691
+ belongs to \(V\), and \(F\) meets it.
692
+ No sequence of witnesses for all \(\xi\) is being selected or
693
+ imported into \(W\).
694
+ For each \(\xi<\eta\) the argument shows that \(q\) forces
695
+ \(X_\xi\cap A[D_q]\neq\varnothing\) in \(V[F]\).
696
+ It forces the universal statement as well: a condition forcing
697
+ a counterexample could be strengthened to decide its index in
698
+ \(\check\eta\) to one ground \(\xi\), contradicting the
699
+ assertion for that index.
700
+ Since this holds for every \(F\) containing \(d_0\), the product
701
+ condition \((d_0,q)\) forces the universal meeting property.
702
+
703
+ A ground enumeration of \(D_q\) yields a sequence of its labels
704
+ with an \(\HS\) name supported by \(D_q\).
705
+ Distinctness of labels turns that enumeration into a wellordering
706
+ of \(A[D_q]\) in \(W\).
707
+ Taking the first element of each \(X_\xi\) in this wellordering
708
+ defines the required choice function by Replacement in \(W\).
709
+ The argument works below an extension of every starting
710
+ condition forcing the subset-family hypothesis, and hence proves
711
+ choice for all such families in \(W\).
712
+
713
+ Finally let \(\langle Y_\xi:\xi<\eta\rangle\) be any family
714
+ of nonempty sets in \(W\).
715
+ For \(\eta=0\) use the empty function.
716
+ Otherwise Proposition~\ref{prop:presentation}, applied once to
717
+ the union of the family, gives a surjection
718
+ \(h:A\times\theta\to\bigcup_{\xi<\eta}Y_\xi\) in \(W\).
719
+ For each \(\xi\), take the least \(\alpha_\xi<\theta\)
720
+ whose slice meets \(Y_\xi\), and form
721
+ \[
722
+ B_\xi=\{a\in A:h(a,\alpha_\xi)\in Y_\xi\}.
723
+ \]
724
+ These are a family of nonempty subsets of \(A\) in \(W\).
725
+ The subset case chooses \(a_\xi\in B_\xi\);
726
+ then \(h(a_\xi,\alpha_\xi)\) is the desired choice from \(Y_\xi\).
727
+ \end{proof}
728
+
729
+ \subsection{Failure of Choice and countable-sequence preservation}
730
+
731
+ \begin{proposition}\label{prop:not-choice}
732
+ The set \(A\) is not wellorderable in \(W\).
733
+ In particular \(W\models\neg\AC\).
734
+ \end{proposition}
735
+
736
+ \begin{proof}
737
+ Suppose an \(\HS\) name is forced to be a function from an
738
+ ordinal \(\eta\) onto \(A\).
739
+ Choose a forcing condition \((d,p)\) whose diagram range contains
740
+ the name's support and \(\supp_I(d)\).
741
+ Fix \(j\notin D_p\), which exists since
742
+ \(|D_p|^V=\mu<|I|^V\).
743
+ Strengthen to a product condition \((c,t)\) deciding
744
+ a ground \(\beta<\eta\) with value \(A_j\), and extend the
745
+ diagram further to have \(j\in D_t\).
746
+
747
+ Choose \(\pi\in\Fix(D_p)\) moving all coordinates of \(t,c\)
748
+ outside \(D_p\) to fresh ones.
749
+ Then \(t,\pi t\) are independent over \(p\) and have a common
750
+ extension; \(c,\pi c\) are also compatible.
751
+ The function name and \(\check\beta\) are fixed.
752
+ Their common product extension would therefore force that
753
+ one entry has both values \(A_j\) and \(A_{\pi j}\).
754
+ They are distinct because \(j\notin D_p\) and \(\pi\) moved it
755
+ freshly. This is a contradiction.
756
+
757
+ \end{proof}
758
+
759
+ \begin{proposition}\label{prop:no-countable-sequences}
760
+ For every ground set \(X\), every function \(f:\omega\to X\)
761
+ belonging to \(W\) belongs to \(V\).
762
+ Consequently \(W\) adds no countable sequences of ground elements.
763
+ \end{proposition}
764
+
765
+ \begin{proof}
766
+ Choose a product \(\HS\) name \(\tau\) for \(f\).
767
+ In \(V[F]\), the ordinary \(\mathbb P\)-truth lemma supplies
768
+ a condition in \(H\) forcing that \(\tau[F]\) is a function
769
+ \(\check\omega\to\check X\).
770
+ Extend within \(H\) to a diagram \(p\) whose range covers a
771
+ support of \(\tau\).
772
+ For each \(n<\omega\), the ordinary forcing theorem supplies
773
+ an extension of \(p\) and some \(x\in X\) forcing
774
+ \(\tau[F](n)=\check x\).
775
+ Both \(\tau\) and the check-name parameters are supported by
776
+ \(D_p\), so Lemma~\ref{lem:local-decision} makes \(p\)
777
+ itself force that equality.
778
+ There is exactly one such \(x\), since \(p\) forces
779
+ functionhood.
780
+
781
+ The forcing relation is definable in \(V[F]\).
782
+ Replacement there therefore forms the sequence of these unique
783
+ values, a function \(g:\omega\to X\) in \(V[F]\).
784
+ Then \(g=f\) in \(V[F][H]\), because \(p\in H\).
785
+ By Lemma~\ref{lem:cohen-properties}, \(\mathbb R\) adds no
786
+ countable sequences in the ground set \(X\), so \(g\in V\).
787
+ Thus \(f\in V\).
788
+ The final assertion follows by bounding the ranks of the entries
789
+ of any countable sequence of ground elements, as in the proof of
790
+ Lemma~\ref{lem:cohen-properties}.
791
+ \end{proof}
792
+
793
+ We have obtained the all-rank presentation and internal ordinal choice
794
+ needed for the final reduction to \(\PP\), while the labels already
795
+ witness failure of full Choice. What remains is the quotient
796
+ classification: nonwellorderable images of \(A\) must be put in
797
+ bijection with \(A\) by one coherent, hereditarily symmetric graph.
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,213 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ The \emph{Partition Principle} asserts that a surjection between two sets
4
+ implies the existence of an injection in the reverse direction:
5
+ \[
6
+ \PP:\qquad
7
+ \forall X\,\forall Y\,
8
+ \bigl[(\exists f:X\twoheadrightarrow Y)
9
+ \Longrightarrow(\exists j:Y\hookrightarrow X)\bigr].
10
+ \]
11
+ Equivalently, every partition of a set admits an injection into that set.
12
+ The Axiom of Choice implies this principle by choosing one element of each
13
+ fiber. The converse is less direct: the injection supplied by $\PP$ need
14
+ not take a part to one of its members. In particular, it need not satisfy
15
+ $f\circ j=\id_Y$. The problem is whether this cardinal comparison alone
16
+ can recover choice for arbitrary families.
17
+
18
+ Write $\ACwo$ for Choice for wellorderable families: for every ordinal
19
+ $\eta$ and every family $(X_\xi)_{\xi<\eta}$ of nonempty sets, there is a
20
+ function $c$ with $c(\xi)\in X_\xi$ for all $\xi<\eta$.
21
+ Our principal result is the following ordinary relative-consistency statement.
22
+
23
+ \begin{theorem}\label{thm:main-consistency}
24
+ If $\ZF$ is consistent, then so is $\ZF+\PP+\ACwo+\neg\AC$.
25
+ \end{theorem}
26
+
27
+ The construction also has a separate transitive-model form.
28
+
29
+ \begin{theorem}\label{thm:main-transitive}
30
+ Let $V$ be a countable transitive model of $\ZFC$. There are a set forcing
31
+ $\mathbb Q\in V$, a $V$-generic filter $G$, and a transitive symmetric
32
+ submodel $W$ of $V[G]$ such that
33
+ \[
34
+ V\subseteq W\subseteq V[G],\qquad
35
+ \Ord^W=\Ord^V,\qquad
36
+ W\models\ZF+\PP+\ACwo+\neg\AC.
37
+ \]
38
+ Every countable sequence of elements of $V$ that belongs to $W$ already
39
+ belongs to $V$.
40
+ \end{theorem}
41
+
42
+ Here $\ZF$ is classical first-order set theory with pure sets, Foundation,
43
+ and the full Separation and Replacement schemata.
44
+ Theorem~\ref{thm:main-consistency} gives a negative answer to the
45
+ Partition Principle versus Choice problem under ordinary syntactic
46
+ consistency. It permits externally ill-founded models, whereas
47
+ Theorem~\ref{thm:main-transitive} starts with a transitive ground and
48
+ preserves transitivity. In either conclusion the reverse injections and
49
+ the family without a choice function belong to the same model.
50
+ Section~\ref{sec:metatheory} gives the two deductions separately.
51
+ The consequences for the dual Cantor--Schr\"oder--Bernstein principle
52
+ and the Weak Partition Principle are developed in
53
+ Remark~\ref{rem:dual-csb-wpp}.
54
+
55
+ \subsection{History and related methods}
56
+
57
+ The distinction between comparing the sizes of a partition and its
58
+ underlying set, and actually choosing representatives, is longstanding.
59
+ Da Silva traces the Partition Principle
60
+ to Beppo Levi in 1902 \cite[Section~2, p.~787]{daSilva2021}.
61
+ Banaschewski and Moore studied its relation to the dual
62
+ Cantor--Bernstein theorem and the surrounding cardinal-comparison
63
+ principles \cite{BanaschewskiMoore1990}. These questions concern what
64
+ remains of cardinal arithmetic when sets need not be wellorderable.
65
+ For example, Blass and Kulshreshtha distinguish several forms of
66
+ cardinal well-foundedness and show that they become equivalent under
67
+ $\PP$; their August 2026 version still lists $\PP\Rightarrow\AC$
68
+ as open \cite[Introduction and Section~9]{BlassKulshreshtha2026}.
69
+ Gilson's September 2026 corrections withdraw the model-construction
70
+ claims of three earlier approaches
71
+ \cite{GilsonSheafCorrection2026,GilsonExternalCorrection2026,GilsonIterationCorrection2026}.
72
+
73
+ There is already substantial choice in $\PP$. The implication
74
+ $\PP\Rightarrow\ACwo$ is classical: Ryan-Smith records the
75
+ argument attributed to Pincus by Pelc
76
+ \cite[Proposition~3.17, proof and footnote~4]{RyanSmith2025}.
77
+ Thus $\ACwo$ in our main statements is not an additional strength
78
+ beyond $\PP$. Its separate appearance records the order of the
79
+ construction: we establish ordinal-indexed choice first and then use
80
+ it to assemble reverse injections for arbitrary sets.
81
+
82
+ The difficulty of preserving a principle quantified over all sets
83
+ can be reduced to a fixed set of parameters. Blass introduced small
84
+ violations of choice \cite{Blass1979}. For a nonempty set $A$,
85
+ $\mathrm{SVC}(A)$ says that every nonempty set is a surjective image
86
+ of $A\times\eta$ for some ordinal $\eta$. The injective version,
87
+ $\mathrm{SVC}^{+}(A)$, says that every set embeds into some
88
+ $A\times\eta$. See also
89
+ \cite[Definition~3.13 and Theorem~3.14]{Usuba2021}.
90
+ These presentations let a construction on one set control objects
91
+ of arbitrary rank, but their different directions cannot be
92
+ interchanged without proof.
93
+
94
+ Ryan-Smith makes the local-to-global step precise. Under
95
+ $\mathrm{SVC}^{+}(A)$, full $\PP$ is equivalent to $\ACwo$
96
+ together with reverse injections for surjections between subsets of
97
+ $A$ \cite[Proposition~3.17]{RyanSmith2025}. Reverse injections for
98
+ surjective images of $A$ are a different local assertion: even with
99
+ $\ACwo$ and $\mathrm{SVC}^{+}(A)$, they need not imply full
100
+ $\PP$ \cite[Proposition~3.23]{RyanSmith2025}. Our construction
101
+ instead makes every nonwellorderable image of $A$ bijective to $A$.
102
+ Lemma~\ref{lemma:pp-reduction} uses this stronger classification,
103
+ the surjective presentation, and ordinal-indexed choice to carry out
104
+ the required all-set reduction. Its slicing argument follows the
105
+ method of \cite[Propositions~3.17 and~3.20]{RyanSmith2025}, rather
106
+ than identifying the two local principles.
107
+
108
+ The ambient method is a symmetric submodel of a set-forcing
109
+ extension: hereditarily symmetric names for a normal filter of
110
+ subgroups give a model of full $\ZF$
111
+ \cite[Section~2.1]{Karagila2026}. A more specific antecedent is
112
+ Holy and Schilhan's product of Cohen forcing with a forcing of
113
+ ground-model hereditarily almost-disjoint towers
114
+ \cite[Section~3]{HolySchilhan2025}. Their construction yields
115
+ models in which every set can be linearly ordered and higher forms
116
+ of Dependent Choice hold, although full Choice fails. They develop
117
+ the hereditary almost-disjointness method from Pincus's work on
118
+ adding Dependent Choice \cite{Pincus1977}. Their restriction and
119
+ support-intersection arguments
120
+ \cite[Lemmas~10 and~15]{HolySchilhan2025} are antecedents of the
121
+ locality arguments here. Our diagrams have a different geometry:
122
+ the monoid must support both exact quotient multiplicities and the
123
+ coherent assignment of bijections, not just the descent of supports.
124
+
125
+ \subsection{Proof strategy}
126
+
127
+ We construct a set $A$ of distinct generic subsets of the ground-model
128
+ $\omega_1$. Symmetry
129
+ prevents $A$ from being wellordered. Orbit maps of names show that every
130
+ nonempty set is a surjective image of $A\times\eta$ for some ordinal
131
+ $\eta$, with no restriction on its rank. The forcing also allows one
132
+ wellorderable part of $A$ to meet every member of any given ordinal-indexed
133
+ family of nonempty subsets of $A$. Together with the preceding
134
+ presentation of arbitrary sets, this yields $\ACwo$.
135
+
136
+ The central additional property is
137
+ \begin{equation}\label{eq:intro-quotient}
138
+ \text{every nonwellorderable surjective image of $A$ is in bijection with $A$.}
139
+ \end{equation}
140
+ To pass from this property to full $\PP$, partition the target of an
141
+ arbitrary surjection into ordinal-indexed disjoint nonempty pieces and
142
+ use disjoint source pieces mapping onto them. Each resulting piece is
143
+ an image of $A$, though the source pieces need not cover the original
144
+ domain. A wellorderable target piece admits a reverse injection by
145
+ $\ACwo$. Otherwise both corresponding pieces are in bijection with $A$
146
+ by \eqref{eq:intro-quotient}. A further application of $\ACwo$ chooses
147
+ the piecewise injections, whose union is the required injection. The
148
+ empty target uses the empty injection.
149
+
150
+ The difficult part is to construct the bijections in
151
+ \eqref{eq:intro-quotient} with enough coherence to belong to the symmetric
152
+ model. Fix one equivalence relation on $A$ whose quotient is not
153
+ wellorderable. Counting its classes on
154
+ each support will produce many possible local bijections, but arbitrary
155
+ choices of them need not agree on overlapping supports or respect
156
+ coordinate changes. The proof solves these two compatibility problems
157
+ in three stages.
158
+
159
+ \begin{enumerate}[leftmargin=*,label=\arabic*.]
160
+ \item \textbf{A geometry of diagrams.}
161
+ We build a left-cancellative monoid $T$. A diagram is an injective map
162
+ $r:T\to I$, where $I$ is the set of label indices. Its subdiagram at $n\in T$
163
+ is the map $r_n(x)=r(nx)$. The diagram forcing makes larger diagrams
164
+ stronger conditions. Finite amalgamations join independently placed
165
+ diagrams. A second extension operation places many copies with prescribed
166
+ patterns of intersection. Together these operations give the forcing its
167
+ compatibility and support-descent properties. Height and cost functions
168
+ reduce the availability patterns introduced next to countable cofinal
169
+ paths. A rearrangement of the same monoid construction will later bound
170
+ the symmetries that survive along such a path.
171
+
172
+ \item \textbf{Exact availability fibers.}
173
+ A diagram supports names whose definitions are fixed by all permutations
174
+ of labels outside its range. For a quotient of $A$, we record the quotient
175
+ elements that can be named at each diagram. An element's availability
176
+ pattern records the subdiagrams at which it can still be named.
177
+ The labels themselves have analogous patterns, determined by which
178
+ subdiagrams contain their indices. The copying and support-descent lemmas
179
+ show that, for each exact pattern, the available labels and quotient
180
+ elements have the same cardinality. Restricting to a subdiagram in that
181
+ pattern identifies the corresponding fibers canonically. These
182
+ identifications group the fibers into components and are already
183
+ compatible; the choices of bijections between label and quotient fibers
184
+ are not.
185
+
186
+ \item \textbf{Covariant choices on each component.}
187
+ Each component has a countable cofinal chain of nested diagrams. Codes
188
+ along this chain give a preliminary bijection compatible with every
189
+ permutation fixing a sufficiently late diagram pointwise. Modulo these
190
+ permutations, the remaining symmetries form a countable group. Countably
191
+ many bounded initial segments of Cohen subsets distinguish its elements
192
+ and select among the transported preliminary bijections. Finally,
193
+ transport between components gives assignments that agree under
194
+ restriction and respect all required permutations. Their union is one
195
+ hereditarily symmetric graph for the fixed quotient.
196
+ \end{enumerate}
197
+
198
+ The countable description of each availability pattern, the reduction of
199
+ its symmetries to a countable group, and the final equivariant selection
200
+ are the main technical ingredients. The selection is performed between
201
+ moved Cohen generics: it does not require permutations to act as
202
+ automorphisms of a single fixed forcing extension.
203
+
204
+ Section~\ref{sec:monoid} constructs $T$ and proves its local rearrangement
205
+ property. Section~\ref{sec:forcing} develops the forcing, locality, and the
206
+ basic properties of $A$. The quotient construction follows in
207
+ three stages: Section~\ref{sec:quotient-fibers} computes exact availability
208
+ fibers, Section~\ref{sec:quotient-components} organizes them into components
209
+ and controls their symmetries, and Section~\ref{sec:quotient-equivariance}
210
+ constructs the coherent bijections. Section~\ref{sec:conclusion} derives
211
+ full $\PP$ and identifies a family without a choice function.
212
+ Section~\ref{sec:metatheory} gives the ordinary consistency deduction and
213
+ the separate transitive-ground result.
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/metatheory.tex ADDED
@@ -0,0 +1,439 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The consistency deduction}\label{sec:metatheory}
2
+
3
+ Theorem~\ref{thm:construction-summary} has two uses. For ordinary
4
+ relative consistency, we must obtain a choice ground from
5
+ $\Con(\ZF)$ and interpret the construction even when that ground
6
+ is externally ill founded. For the separate transitive-model result,
7
+ we retain the given transitive choice ground and evaluate names in
8
+ the usual way. We begin with the precise forcing assertion that
9
+ both deductions use.
10
+
11
+ \subsection{The internal output of the construction}
12
+
13
+ Write $\mathcal S=(\mathbb Q,\Gamma,\mathcal F)$ for a set
14
+ symmetric system: $\mathbb Q$ is a nonempty set poset, $\Gamma$
15
+ is a set group of automorphisms of $\mathbb Q$, and $\mathcal F$
16
+ is a normal filter of subgroups of $\Gamma$. Let
17
+ $\HS_{\mathcal S}$ be its class of hereditarily symmetric names.
18
+ We use a largest condition $1$. If necessary, adjoin a fresh
19
+ largest condition fixed by every automorphism; the original poset
20
+ remains dense.
21
+
22
+ The preceding construction is uniform over choice grounds. In
23
+ particular, Theorem~\ref{thm:construction-summary} gives the
24
+ following internal assertion in $\ZFC+V=L$: there is a nonempty
25
+ set symmetric system $\mathcal S$ such that
26
+ \begin{equation}\label{eq:construction-internal-forcing}
27
+ 1\forces_{\HS_{\mathcal S}}
28
+ \PP\ \wedge\ \neg\AC\ \wedge\ \ACwo.
29
+ \end{equation}
30
+ Here the universal quantifiers of the three sentences range over
31
+ all internal HS names, with no name-rank cutoff. The standard
32
+ symmetric-model theorem supplies full $\ZF$ for this interpretation;
33
+ its formula-by-formula justification is given below.
34
+
35
+ The internal character of this particular construction matters.
36
+ The monoid is built by recursion along a set ordinal, and its
37
+ countable-base rearrangement uses an elementary submodel of a set
38
+ structure $H_\Theta$. Its normal forms, diagrams, permutations and
39
+ supports are sets. In the quotient argument,
40
+ Equation~\eqref{eq:normalized-local-names} bounds the local name
41
+ collections by ground sets. The assignment predicate
42
+ $\Phi$ in Equation~\eqref{eq:assignment-predicate} uses those
43
+ sets, fixed ground choices, and the ordinary forcing relation for
44
+ the ground poset $\mathbb P$ in an $\mathbb R$-extension.
45
+ Equation~\eqref{eq:quotient-bijection-name} then forms an actual
46
+ ground HS graph name. Thus the generic notation in that argument
47
+ expresses fixed-formula forcing assertions; it is not a construction
48
+ available only over externally transitive models.
49
+
50
+ Propositions~\ref{prop:presentation} and~\ref{prop:ordinal-choice}
51
+ supply the all-rank presentation and ordinal-indexed choice.
52
+ Together with the quotient graph, the internal $\ZF$ reduction in
53
+ Lemma~\ref{lemma:pp-reduction} gives $\PP$.
54
+ Proposition~\ref{prop:not-choice} supplies $\neg\AC$.
55
+ The quotient witnesses are produced below a strengthening of every
56
+ condition asserting the relevant hypothesis. This is the local-witness
57
+ form of existential forcing, made explicit in
58
+ Equation~\eqref{eq:symmetric-existential-density} below; no single
59
+ symmetric witness is required to work below every condition.
60
+
61
+ It remains to transfer this forcing assertion to a model obtained
62
+ from ordinary consistency. We first obtain a choice ground by the
63
+ constructible interpretation, then define the symmetric extension
64
+ without external recursion on an ill-founded membership relation.
65
+
66
+ \subsection{The constructible choice ground}
67
+
68
+ \begin{lemma}\label{lem:constructible-consistency}
69
+ For every axiom $\alpha$ of $\ZFC+V=L$, its relativization
70
+ $\alpha^L$ is provable in $\ZF$. Consequently
71
+ \[
72
+ \Con(\ZF)\ \Longrightarrow\ \Con(\ZFC+V=L).
73
+ \]
74
+ Moreover, $\ZFC+V=L$ proves the generalized continuum hypothesis.
75
+ \end{lemma}
76
+
77
+ \begin{proof}
78
+ The constructible-universe theorem proves, in $\ZF$, the
79
+ relativization to $L$ of every $\ZF$ axiom, of Choice, and of
80
+ $V=L$. These are assertions for each individual axiom instance,
81
+ including the instances of Separation and Replacement. See
82
+ \cite[Theorem~4.7, Lemma~4.10, Corollary~4.13, and
83
+ Theorems~4.14 and~4.18]{Welch2020}.
84
+
85
+ Relativization commutes with Boolean connectives and preserves
86
+ first-order inference when quantifiers are restricted to the
87
+ nonempty interpreted domain. A finite contradiction proof from
88
+ $\ZFC+V=L$ would therefore yield, by relativizing each line and
89
+ using the finitely many required interpreted axioms, a
90
+ contradiction proof from $\ZF$. This proves the consistency
91
+ implication. The same constructible-universe theorem proves GCH
92
+ in $L$, hence proves GCH from $\ZFC+V=L$.
93
+ \end{proof}
94
+
95
+ In this choice ground the parameters of the construction are
96
+ \[
97
+ \kappa=\aleph_1,\qquad \mu=\aleph_2,\qquad I=\aleph_3.
98
+ \]
99
+ These are a convenient specialization of the arbitrary-ground
100
+ parameters in Section~\ref{sec:forcing}. GCH gives
101
+ \[
102
+ \mu^{\aleph_0}=(2^\kappa)^{\aleph_0}=\mu.
103
+ \]
104
+ Since $\kappa=\aleph_1$, this is the bound
105
+ $\mu^{<\kappa}=\mu$ used in the construction. CH also gives
106
+ $\kappa^{<\kappa}=\kappa$ here, but that additional equality is
107
+ not an assumption of the arbitrary-ground argument. The required
108
+ general bounds were proved in
109
+ Equation~\eqref{eq:ground-countable-arithmetic} and its preceding
110
+ paragraph. The set constructions and ground wellorderings used
111
+ earlier are available in $\ZFC+V=L$. In particular, $\Theta$ in
112
+ the monoid rearrangement need only be a sufficiently large regular
113
+ cardinal; no inaccessible cardinal or satisfaction predicate for
114
+ the universe is required.
115
+
116
+ \subsection{Symmetric forcing as a first-order interpretation}
117
+
118
+ We now justify the interpretation machinery used with
119
+ Equation~\eqref{eq:construction-internal-forcing}. The point is
120
+ not only to obtain the elementary set axioms: every instance of
121
+ Separation and Replacement must hold for arbitrary-rank names.
122
+
123
+ \begin{lemma}[The symmetric forcing schema]
124
+ \label{lem:symmetric-forcing-schema}
125
+ For each fixed formula $\varphi$ in the language of set theory,
126
+ the relation
127
+ \[
128
+ p\forces_{\HS_{\mathcal S}}\varphi(\tau_1,\ldots,\tau_n)
129
+ \]
130
+ is definable in $\ZFC$, with $\mathcal S$ as a parameter and
131
+ $\tau_1,\ldots,\tau_n\in\HS_{\mathcal S}$.
132
+ It satisfies the forcing rules for first-order logic with equality
133
+ and the symmetry lemma. For each axiom $\alpha$ of $\ZF$,
134
+ including each Separation and Replacement instance, $\ZFC$
135
+ proves
136
+ \[
137
+ \mathcal S\text{ is a set symmetric system}
138
+ \quad\Longrightarrow\quad
139
+ 1\forces_{\HS_{\mathcal S}}\alpha.
140
+ \]
141
+ \end{lemma}
142
+
143
+ \begin{proof}
144
+ Atomic forcing is defined by the usual recursion on names.
145
+ For a fixed formula, extend these atomic definitions through its
146
+ finitely many connectives and quantifiers, restricting quantified
147
+ names to $\HS_{\mathcal S}$. For example, define
148
+ \[
149
+ D_{\varphi,\vec\tau}
150
+ =\{q\in\mathbb Q:(\exists\sigma\in\HS_{\mathcal S})\
151
+ q\forces_{\HS_{\mathcal S}}\varphi(\sigma,\vec\tau)\}.
152
+ \]
153
+ Existential forcing is characterized by
154
+ \begin{equation}\label{eq:symmetric-existential-density}
155
+ p\forces_{\HS_{\mathcal S}}\exists x\,\varphi(x,\vec\tau)
156
+ \quad\Longleftrightarrow\quad
157
+ D_{\varphi,\vec\tau}\text{ is dense below }p.
158
+ \end{equation}
159
+ The set $D_{\varphi,\vec\tau}$ exists by Separation from $\mathbb Q$.
160
+ The class of names and the hereditary symmetry predicate are
161
+ definable by set-theoretic recursion. Thus all the displayed
162
+ relations are ordinary first-order predicates. This construction
163
+ is a schema indexed externally by formulas; it asserts no
164
+ single satisfaction predicate for all formulas.
165
+
166
+ The logical and symmetry rules follow by induction on a fixed
167
+ formula, with the internal name recursion supplying the atomic
168
+ case. The resulting symmetric-model theorem and its forcing
169
+ relation are standard; see
170
+ \cite[Equations~(15.39)--(15.41) and Lemma~15.51]{Jech2003}
171
+ and \cite[Section~2.1, p.~4]{Karagila2026}.
172
+ We recall the parts that ensure the full axiom schemata.
173
+
174
+ Fix an arbitrary formula $\varphi(x,\vec a)$ and
175
+ hereditarily symmetric names $\sigma,\vec\tau$ for its set and
176
+ parameters. A Separation name uses the pairs
177
+ $(\rho,q)\in\dom(\sigma)\times\mathbb Q$ for which
178
+ \[
179
+ q\forces_{\HS_{\mathcal S}}
180
+ \rho\in\sigma\ \wedge\ \varphi(\rho,\vec\tau).
181
+ \]
182
+ The intersection of the stabilizers of $\sigma$ and the finitely
183
+ many parameter names fixes this name. That intersection belongs
184
+ to $\mathcal F$, and every member name is hereditarily symmetric.
185
+ The atomic forcing rules and
186
+ Equation~\eqref{eq:symmetric-existential-density} verify that it
187
+ is the required subset. No restriction on $\varphi$ or on the
188
+ rank of $\sigma$ has been imposed.
189
+
190
+ Write $\operatorname{nrk}(\eta)$ for the name-rank
191
+ \[
192
+ \operatorname{nrk}(\eta)=
193
+ \sup\{\operatorname{nrk}(\zeta)+1:(\zeta,r)\in\eta\}.
194
+ \]
195
+ For Replacement, fix a formula $\psi(x,y,\vec a)$, a domain
196
+ name $\sigma$, and parameter names $\vec\tau$. For each pair
197
+ $(\rho,q)\in\dom(\sigma)\times\mathbb Q$ for which some
198
+ hereditarily symmetric name $\eta$ satisfies
199
+ \[
200
+ q\forces_{\HS_{\mathcal S}}\psi(\rho,\eta,\vec\tau),
201
+ \]
202
+ take the least possible name-rank of such an $\eta$.
203
+ This defines an ordinal-valued function on a ground set.
204
+ Replacement in the ground bounds all these ranks strictly below
205
+ one ordinal $\beta$. All $\mathbb Q$-names of name-rank less
206
+ than $\beta$ form a set. Consequently
207
+ \[
208
+ \dot B_\beta=
209
+ \{(\eta,1):\eta\in\HS_{\mathcal S},\
210
+ \operatorname{nrk}(\eta)<\beta\}
211
+ \]
212
+ is a set name. Every automorphism preserves name-rank and
213
+ hereditary symmetry, so $\dot B_\beta$ is fixed by the whole
214
+ group and belongs to $\HS_{\mathcal S}$.
215
+
216
+ Below a condition forcing totality of the relation on $\sigma$,
217
+ local witnesses from
218
+ Equation~\eqref{eq:symmetric-existential-density} can therefore
219
+ be replaced, at the same witnessing conditions, by names occurring
220
+ in $\dot B_\beta$. This gives a set bounding the required
221
+ witnesses. When the relation is functional, Separation in that
222
+ set gives its image. The bound $\beta$ depends on the particular
223
+ domain name and formula; it is not a bound on the universe of
224
+ names.
225
+
226
+ For Power Set, normalize a name for a subset of $\sigma$ using
227
+ member names from $\dom(\sigma)$ and the forcing tests for
228
+ membership in that subset. The normalized names lie in the
229
+ ground set $\mathcal P(\dom(\sigma)\times\mathbb Q)$.
230
+ Use all hereditarily symmetric candidates, under the conditions
231
+ forcing that they are subsets of $\sigma$. The stabilizer of
232
+ $\sigma$ permutes this collection, giving a hereditarily
233
+ symmetric power-set name. Every symmetric subset has such a
234
+ normalization, so the name supplies the entire internal power set.
235
+ Check names and the canonical pairing and union constructions
236
+ supply the remaining elementary existence axioms.
237
+
238
+ The usual internal name-rank argument verifies Foundation.
239
+ Equivalently, the interpreted hereditary class is membership-closed
240
+ inside the ordinary forcing extension: an element of an
241
+ HS-valued set has an active member name of an HS name.
242
+ Extensionality and Foundation then inherit their witnesses from
243
+ the ordinary extension. This argument concerns first-order
244
+ Foundation and does not assume that an arbitrary model is
245
+ externally well founded.
246
+
247
+ All these name constructions and forcing verifications are proofs
248
+ in the ground theory, for the chosen formula. They prove the
249
+ asserted schema. They use local existential witnesses rather
250
+ than a maximum principle for symmetric forcing; that maximum
251
+ principle need not hold
252
+ \cite[Proposition~10.26]{KaragilaNotes2026}.
253
+ \end{proof}
254
+
255
+ \subsection{The extension of an arbitrary countable model}
256
+
257
+ Let $M=(|M|,E^M)$ be a countable, possibly ill-founded model of
258
+ $\ZFC$. Suppose $M$ contains a set symmetric system
259
+ $\mathcal S$. Its internal poset determines the external set
260
+ \[
261
+ Q^M=\{p\in|M|:M\models p\in\mathbb Q\},
262
+ \]
263
+ with the order interpreted by $M$. An $M$-generic filter means
264
+ a filter on this poset meeting the interpretation of every
265
+ $D\in|M|$ for which $M$ asserts that $D$ is dense in
266
+ $\mathbb Q$.
267
+
268
+ Such a filter exists through any prescribed condition. Enumerate
269
+ these dense-set codes externally and choose a descending sequence
270
+ meeting them successively. Internal density really supplies an
271
+ external strengthening in $Q^M$, since its witnesses are elements
272
+ of the domain of $M$. The upward closure of the chosen sequence
273
+ is the required generic filter $G$. No closure property of
274
+ $\mathbb Q$ and no well-foundedness of $E^M$ are needed here.
275
+
276
+ Let $\mathcal N^M$ be the external set of elements of $M$ which
277
+ $M$ regards as $\mathbb Q$-names. Define
278
+ \begin{align}
279
+ \sigma\sim_G\tau
280
+ &\quad\Longleftrightarrow\quad
281
+ (\exists p\in G)\ M\models p\forces\sigma=\tau,
282
+ \label{eq:internal-name-equivalence}\\
283
+ [\sigma]_G\ E_G\ [\tau]_G
284
+ &\quad\Longleftrightarrow\quad
285
+ (\exists p\in G)\ M\models p\forces\sigma\in\tau.
286
+ \label{eq:internal-name-membership}
287
+ \end{align}
288
+ The equality and substitution laws proved internally in $M$,
289
+ together with directedness of $G$, make $\sim_G$ an equivalence
290
+ relation and make $E_G$ independent of representatives.
291
+ The quotient of all internal names is the ordinary extension
292
+ structure $M[G]$. Its substructure $W$ consists of the equivalence
293
+ classes having a representative which $M$ regards as hereditarily
294
+ symmetric. Both are external set structures, since $|M|$ is a set.
295
+ The ordinary forcing quotient over nontransitive models is
296
+ described in \cite[Section~4, p.~12]{Williams2019}.
297
+
298
+ \begin{lemma}[Truth for the symmetric quotient]
299
+ \label{lem:arbitrary-model-symmetric-truth}
300
+ For each standard first-order formula $\varphi$ and internal
301
+ hereditarily symmetric names $\vec\tau$,
302
+ \[
303
+ W\models\varphi([\vec\tau]_G)
304
+ \quad\Longleftrightarrow\quad
305
+ (\exists p\in G)\ M\models
306
+ p\forces_{\HS_{\mathcal S}}\varphi(\vec\tau).
307
+ \]
308
+ In particular $W\models\ZF$.
309
+ \end{lemma}
310
+
311
+ \begin{proof}
312
+ Induct externally on the finite syntax of the standard formula,
313
+ using atomic formulas, conjunction, negation, and existential
314
+ quantification. The atomic case is
315
+ Equations~\eqref{eq:internal-name-equivalence} and
316
+ \eqref{eq:internal-name-membership}; atomic symmetric forcing
317
+ agrees with ordinary forcing. Conjunction uses a common
318
+ strengthening of two conditions in $G$ and monotonicity.
319
+
320
+ For negation, the set of conditions deciding the particular
321
+ formula is an internally definable dense subset of $\mathbb Q$.
322
+ It belongs to $M$ by the Separation instance for its defining
323
+ forcing predicate. Genericity gives a deciding condition in $G$.
324
+ The induction hypothesis excludes the wrong decision, and
325
+ directedness excludes conditions in $G$ forcing opposite answers.
326
+
327
+ Suppose $p\in G$ symmetrically forces an existential statement.
328
+ The set of local witness conditions in
329
+ Equation~\eqref{eq:symmetric-existential-density}, together with
330
+ the conditions incompatible with $p$, is another internally
331
+ definable dense set. Genericity meets its first part. The internal
332
+ witness is an actual element of $|M|$ which $M$ regards as an HS
333
+ name. Its equivalence class is a witness in $W$ by induction.
334
+ Conversely, a witness in $W$ has an internal HS representative;
335
+ apply induction to that representative and the elementary
336
+ existential forcing rule.
337
+
338
+ This proves the truth equivalence for every standard formula.
339
+ Lemma~\ref{lem:symmetric-forcing-schema}, applied in $M$ to each
340
+ standard $\ZF$ axiom instance, now gives $W\models\ZF$.
341
+ The proof never evaluates a name by external recursion over
342
+ $E^M$. Nor does it require a truth predicate in $M$ for all
343
+ formulas, including its possible nonstandard formula codes.
344
+ \end{proof}
345
+
346
+ The membership-closed assertion used above can also be seen
347
+ directly in this quotient. If $[\sigma]_G E_G[\tau]_G$ and
348
+ $\tau$ is internally HS, the atomic forcing rule and genericity
349
+ provide an active member name $\rho$ of $\tau$ with
350
+ $[\rho]_G=[\sigma]_G$. Heredity makes $\rho$ internally HS.
351
+ Thus $W$ and $M[G]$ have the same members of each $W$-object.
352
+ This relational form of transitivity does not make $E_G$ an
353
+ externally well-founded relation.
354
+
355
+ \subsection{Applying the construction}
356
+
357
+ The internal forcing assertion
358
+ \eqref{eq:construction-internal-forcing} can now be used in a
359
+ countable choice ground whether or not its membership relation is
360
+ externally well founded.
361
+
362
+ \begin{proof}[Proof of Theorem~\ref{thm:main-consistency}]
363
+ Assume $\Con(\ZF)$. By
364
+ Lemma~\ref{lem:constructible-consistency},
365
+ $\ZFC+V=L$ is consistent. Completeness and downward
366
+ L\"owenheim--Skolem give a countable model $M$ of this theory.
367
+ No transitivity or external well-foundedness is asserted.
368
+
369
+ Interpret the construction inside $M$ and choose an external
370
+ $M$-generic filter on its internal poset as above. Form the
371
+ symmetric quotient $W$ using
372
+ Equations~\eqref{eq:internal-name-equivalence} and
373
+ \eqref{eq:internal-name-membership}.
374
+ Lemma~\ref{lem:arbitrary-model-symmetric-truth} gives full $\ZF$
375
+ in $W$. The same lemma, applied to
376
+ Equation~\eqref{eq:construction-internal-forcing}, gives
377
+ \[
378
+ W\models\ZF+\PP+\neg\AC+\ACwo.
379
+ \]
380
+ Soundness therefore yields
381
+ $\Con(\ZF+\PP+\ACwo+\neg\AC)$, as required.
382
+
383
+ Equivalently, one can extract the consistency implication directly
384
+ from finite proofs. A purported contradiction proof from the
385
+ target theory uses only finitely many $\ZF$ instances.
386
+ Translate its lines into symmetric forcing. The logical forcing
387
+ rules preserve its inferences;
388
+ Lemma~\ref{lem:symmetric-forcing-schema} supplies its $\ZF$
389
+ axioms; and Equation~\eqref{eq:construction-internal-forcing}
390
+ supplies $\PP$, $\ACwo$, and $\neg\AC$. This would make a nonempty
391
+ poset force a contradiction, contrary to its atomic forcing laws.
392
+ It therefore gives a contradiction proof in $\ZFC+V=L$, which
393
+ the constructible interpretation translates into one in $\ZF$.
394
+ This argument uses no stronger model-existence assumption.
395
+ \end{proof}
396
+
397
+ \subsection{The separate transitive-model conclusion}
398
+
399
+ \begin{proof}[Proof of Theorem~\ref{thm:main-transitive}]
400
+ Work in a $\ZFC$ metatheory, and let $V$ be the given
401
+ countable transitive model of $\ZFC$. Carry out
402
+ Theorem~\ref{thm:construction-summary} inside $V$, using its
403
+ parameters
404
+ \[
405
+ \kappa=\omega_1^V,\qquad
406
+ \mu=\bigl((2^{\aleph_0})^+\bigr)^V,\qquad
407
+ I=(\mu^+)^V.
408
+ \]
409
+ These are the arbitrary-choice-ground parameters of the
410
+ construction.
411
+
412
+ Enumerate externally the dense subsets of the constructed poset
413
+ which belong to $V$, and recursively choose a descending
414
+ sequence meeting them. Its upward-generated filter $G$ is
415
+ $V$-generic. Here genuine well-founded recursion on ground names
416
+ is available, since $V$ is transitive. Define
417
+ \[
418
+ W=\{\tau^G:\tau\in\HS^V\}.
419
+ \]
420
+ The set symmetric-extension theorem gives transitive models
421
+ $V\subseteq W\subseteq V[G]$ with the same ordinals, and gives
422
+ all of $\ZF$ in $W$.
423
+ Theorem~\ref{thm:construction-summary} supplies
424
+ $\PP$, $\neg\AC$, and $\ACwo$ in this same $W$, together
425
+ with its stated preservation of countable sequences from any fixed
426
+ ground set. To obtain the last assertion of
427
+ Theorem~\ref{thm:main-transitive}, let $f\in W$ be a countable
428
+ sequence of elements of $V$. Its rank in $V[G]$ is bounded by a
429
+ ground ordinal $\alpha$, since forcing preserves the ordinals.
430
+ Ranks of ground sets are absolute between these transitive models,
431
+ so the range of $f$ lies in the ground set $(V_\alpha)^V$.
432
+ The preservation assertion of Theorem~\ref{thm:construction-summary}
433
+ applied to this set gives $f\in V$. This proves the stated
434
+ transitive-model conclusion.
435
+
436
+ This is a separate model-existence deduction. The ordinary
437
+ consistency proof permits an externally ill-founded ground and
438
+ does not itself assert the existence of a transitive model.
439
+ \end{proof}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/monoid.tex ADDED
@@ -0,0 +1,801 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A monoid of diagrams}\label{sec:monoid}
2
+
3
+ The forcing construction will compare a diagram with its translated
4
+ subdiagrams. We first construct the monoid that indexes these
5
+ translations. Its two extension operations serve different purposes:
6
+ one realizes finitely many prescribed overlaps, and the other inserts
7
+ many new positions with a prescribed set of old divisors. A further
8
+ property of the construction will control symmetries along countable
9
+ systems of subdiagrams.
10
+
11
+ All constructions in this section take place in a universe satisfying
12
+ $\ZFC$. No inaccessible cardinal is used. Fix an infinite cardinal
13
+ $\mu\geq\aleph_1$ such that $\mu^{\aleph_0}=\mu$.
14
+
15
+ \subsection{The required algebra and the construction theorem}
16
+
17
+ Let $M$ be a monoid with identity $1$. Write $x\sqsubseteq y$ if $xz=y$ for
18
+ some $z$. We use only left cancellation. A monoid is \emph{conical}
19
+ if $xy=1$ implies $x=y=1$. Left cancellation and conicality make
20
+ $\sqsubseteq$ a partial order and make the right factor in a comparison
21
+ unique. Write $x\sqsubset y$ for $x\sqsubseteq y$ and $x\ne y$,
22
+ and $\downarrow a=\{x:x\sqsubseteq a\}$.
23
+ A \emph{conditional join} is an element $x\vee y$ satisfying
24
+ \[
25
+ xM\cap yM=(x\vee y)M
26
+ \]
27
+ whenever the intersection is nonempty. Thus a join is required exactly
28
+ when the two elements have a common right multiple.
29
+ An \emph{ideal} in $\downarrow a$ will mean a nonempty downward closed
30
+ subset closed under finite nonempty joins. These joins exist because
31
+ $a$ is an upper bound.
32
+
33
+ An inclusion $B\subseteq M$ is \emph{conservative} if it preserves and
34
+ reflects comparisons, preserves their right factors, preserves existing
35
+ joins, and preserves the absence of a common right multiple. In
36
+ particular, if $x,y\in B$ and $xz=y$ in $M$, then $z\in B$ and the
37
+ same equation holds in $B$. Mere injectivity is not this property.
38
+
39
+ We shall also keep real-valued height and cost functions $\rho,\epsilon$
40
+ on $M$, writing $\epsilon_x=\epsilon(x)$, and satisfying
41
+ \begin{equation}\label{eq:mono-margin}
42
+ \begin{gathered}
43
+ 0<\rho(x)<1,\qquad 0<\epsilon_x\leq1,\\
44
+ \rho(y)-\rho(x)>
45
+ \sup\{\epsilon_d:d\sqsubseteq y,\ d\not\sqsubseteq x\}
46
+ \qquad(x\sqsubset y).
47
+ \end{gathered}
48
+ \end{equation}
49
+ An empty supremum of costs is understood to be zero.
50
+
51
+ \begin{lemma}\label{lem:mono-countable-ideal}
52
+ If a monoid has conditional joins and satisfies
53
+ Equation~\eqref{eq:mono-margin}, every ideal in $\downarrow a$ has a
54
+ nondecreasing cofinal sequence of length $\omega$, with repetitions
55
+ allowed. The same conclusion holds in any $\ZFC$ extension in which
56
+ the monoid, order, heights and costs retain their meanings, for ideals
57
+ belonging to that extension.
58
+ \end{lemma}
59
+ \begin{proof}
60
+ For an ideal $U$, choose elements whose heights approach
61
+ $\sup\rho[U]$, and replace their successive initial segments by their
62
+ finite joins. This gives a nondecreasing sequence $(n_i)$ in $U$
63
+ with heights approaching the same supremum. If $d\in U$ divides
64
+ none of the $n_i$, then
65
+ \[
66
+ \rho(n_i\vee d)-\rho(n_i)>\epsilon_d
67
+ \]
68
+ for every $i$, contradicting convergence to the supremum. Prepending
69
+ $1$ makes $n_0=1$. The proof applies in the stated extension as well;
70
+ its choices are made in that $\ZFC$ universe.
71
+ \end{proof}
72
+
73
+ Here is the finite overlap condition used below. Take finitely many
74
+ copies $\{i\}\times M$. For each pair of distinct copies prescribe
75
+ either no overlap or elements $a_{ij},a_{ji}\in M$ and the
76
+ identifications
77
+ \[
78
+ (i,a_{ij}x)\sim(j,a_{ji}x)\qquad(x\in M).
79
+ \]
80
+ We call the prescription \emph{valid} if these pair identifications,
81
+ together with equality, already form an equivalence relation and do
82
+ not identify distinct elements of any one copy. In particular,
83
+ transitive closure is not allowed to create extra overlaps.
84
+
85
+ \begin{theorem}\label{thm:monoid}
86
+ There is a monoid $T$ of cardinality $\mu$, with a distinguished
87
+ $e\ne1$, having the following properties.
88
+ \begin{enumerate}
89
+ \item $T$ is left cancellative and conical, has conditional joins,
90
+ and has heights and costs satisfying Equation~\eqref{eq:mono-margin}.
91
+ \item Every valid finite overlap prescription on copies of $T$ is
92
+ realized by left translations $x\mapsto l_i x$ in $T$, with exactly
93
+ the prescribed identifications.
94
+ \item For $a,b\in T$ with $b\ne1$, and every ideal
95
+ $U\subseteq\downarrow a$, there are $\mu$ distinct elements $m$ with
96
+ \begin{equation}\label{eq:mono-probes}
97
+ \begin{gathered}
98
+ mb=ae,\qquad m\not\sqsubseteq a,\qquad
99
+ \downarrow m\cap\downarrow a=U,\\
100
+ n\vee m=ae\quad(n\sqsubseteq a,\ n\notin U).
101
+ \end{gathered}
102
+ \end{equation}
103
+ The cones of distinct elements in this family intersect exactly in
104
+ $aeT$. Moreover $|T\setminus eT|=\mu$.
105
+ \item For every countable subset of $T$ there is a countable
106
+ submonoid $T_0$ containing it and a continuous conservative tower
107
+ starting at $T_0$ and ending at $T$. Each successor step has one of
108
+ the following properties:
109
+ \begin{enumerate}
110
+ \item no new element divides an old element;
111
+ \item every new element $w$ with an old right multiple has a least
112
+ old right multiple $g(w)$, and
113
+ \begin{equation}\label{eq:mono-gate-old}
114
+ d\text{ old},\quad g(w)\sqsubseteq wd
115
+ \quad\Longrightarrow\quad wd\text{ old}.
116
+ \end{equation}
117
+ \end{enumerate}
118
+ Here ``old'' means belonging to the base of that particular successor
119
+ step, and the comparisons may be tested in the final monoid.
120
+ \end{enumerate}
121
+ \end{theorem}
122
+
123
+ For diagrams indexed by $T$, the finite-merger clause supplies a common
124
+ larger diagram for finitely many copies with compatible overlaps. The
125
+ probe clause supplies $\mu$ copies with one prescribed intersection
126
+ pattern: for $n\sqsubseteq a$, the cone $nT$ contains $mT$ exactly when
127
+ $n\in U$, and otherwise meets it in $aeT$. The margin makes every such
128
+ ideal countably cofinal. The countable-base clause serves a different
129
+ purpose: it will allow suitably extendible positions below a countable
130
+ path to be moved into a countable submonoid. We formulate that descent
131
+ precisely at the end of the section and use it to bound the residual
132
+ symmetries of diagrams.
133
+
134
+ We prove the theorem through two extension lemmas. They preserve more
135
+ than the order: keeping right factors and nonjoins fixed is what permits
136
+ the operations to be rearranged over a countable submonoid.
137
+
138
+ \subsection{The extension that inserts a probe}
139
+
140
+ Suppose $M$ has all the algebraic and margin properties above.
141
+ Fix $a,b,e\in M$, with $b,e\ne1$, and a nondecreasing path
142
+ \begin{equation}\label{eq:mono-path}
143
+ 1=n_0\sqsubseteq n_1\sqsubseteq\cdots\sqsubseteq a,
144
+ \qquad n_id_i=n_{i+1},\qquad n_ic_i=a.
145
+ \end{equation}
146
+ Left cancellation gives $d_ic_{i+1}=c_i$.
147
+ Form the monoid presentation over $M$ with new generators $p_i$ and
148
+ relations
149
+ \begin{equation}\label{eq:mono-probe-relations}
150
+ p_i=d_ip_{i+1},\qquad p_ib=c_ie\qquad(i<\omega).
151
+ \end{equation}
152
+ Put $m=p_0$. Since $n_0=1$ and $n_id_i=n_{i+1}$, the first
153
+ relations give $n_ip_i=m$ for every $i$. Thus every point of the path
154
+ divides the new probe. The second relations make both factorizations
155
+ in Figure~\ref{fig:probe-divisibility} end at $ae$:
156
+ \[
157
+ n_ip_ib=n_ic_ie=ae,\qquad mb=ae.
158
+ \]
159
+ These identities explain the presentation, but do not yet establish
160
+ its exact divisor profile. We must prove that no old divisor of $a$
161
+ outside the path's downward closure is inserted below $m$, that $m$
162
+ does not divide $a$, and that every omitted divisor meets $m$ first
163
+ at $ae$. The next lemma proves these
164
+ claims even for new divisors of $a$ introduced by the same extension.
165
+
166
+ \input{figures/probe-divisibility}
167
+
168
+ \begin{lemma}\label{lem:mono-probe-algebra}
169
+ The presented extension $M'$ is left cancellative and conical, has
170
+ conditional joins, and conservatively contains $M$. Every new element
171
+ with an old right multiple has a least old right multiple, and
172
+ Equation~\eqref{eq:mono-gate-old} holds at this extension.
173
+ For $m=p_0$,
174
+ \begin{equation}\label{eq:mono-probe-profile}
175
+ \begin{gathered}
176
+ mb=ae,\qquad m\not\sqsubseteq a,\qquad
177
+ \downarrow m\cap\downarrow a=\bigcup_i\downarrow n_i,\\
178
+ x\vee m=ae\qquad
179
+ (x\sqsubseteq a,\ x\not\sqsubseteq m),
180
+ \end{gathered}
181
+ \end{equation}
182
+ where the downsets and joins in this display are computed in $M'$.
183
+ \end{lemma}
184
+
185
+ \begin{proof}
186
+ \smallskip\noindent\textit{Normal forms.}
187
+ Let $S$ be the direct limit of the sets $M$ under the maps
188
+ $x\mapsto xd_i$. Write $[x,i]$ for the image of $x$ at stage $i$.
189
+ Equality in this direct limit means equality at a finite common stage.
190
+ The transition maps need not be injective: no right cancellation has
191
+ been assumed. Nevertheless the left $M$-action on $S$ is injective
192
+ for each multiplier. Indeed, equality after multiplying two letters
193
+ by an old $u$ becomes $uX=uY$ at a common stage, where left
194
+ cancellation gives $X=Y$.
195
+
196
+ There are well-defined equivariant maps
197
+ \[
198
+ k([x,i])=xc_i,\qquad h(s)=k(s)e.
199
+ \]
200
+ The identity $d_ic_{i+1}=c_i$ proves well-definedness. Before imposing
201
+ the second relation in Equation~\eqref{eq:mono-probe-relations}, the
202
+ normal forms are strings
203
+ \[
204
+ s_1\cdots s_j y\qquad(s_i\in S,\ y\in M),
205
+ \]
206
+ including $j=0$. The letter $[x,i]$ represents $xp_i$.
207
+ Old factors between new generators are absorbed into the following
208
+ letter, and the transition relations are precisely equality in $S$.
209
+ Multiplication concatenates strings, using the left action to absorb
210
+ the terminal old factor of the first string.
211
+
212
+ The remaining reductions are
213
+ \begin{equation}\label{eq:mono-reduction}
214
+ s(bt)\longmapsto h(s)t,
215
+ \end{equation}
216
+ where $t$ is a letter of $S$ or a terminal old element. The quotient
217
+ $t$ is unique because the left $b$-action is injective. Each reduction
218
+ removes one new letter. The only overlapping reductions occur in
219
+ $s\,(bt)\,(bu)$, with the final factor possibly terminal. Reducing
220
+ in either order gives the same result by
221
+ \[
222
+ h(bt)=b h(t),\qquad h(h(s)t)=h(s)h(t).
223
+ \]
224
+ Disjoint reductions commute by associativity of the action. By Newman's
225
+ lemma \cite{Newman1942} (see \cite[Lemma~5.13]{DershowitzPlaisted2001}), these
226
+ local diamonds and termination give unique irreducibles: besides the
227
+ old elements, they are strings whose first letter is arbitrary and
228
+ whose later letters and terminal factor are not left-divisible by $b$.
229
+
230
+ Old left multipliers act injectively on these forms. Left multiplication
231
+ by a letter $s$ either prepends $s$, when the input is not a $b$-multiple,
232
+ or sends $bZ$ to $h(s)Z$. Both cases are injective. Their ranges are
233
+ disjoint, because
234
+ \begin{equation}\label{eq:mono-head-separation}
235
+ s\notin h(s)S.
236
+ \end{equation}
237
+ To see this, $s\in xS$ implies $x\sqsubseteq k(s)$, whereas
238
+ $k(s)e\not\sqsubseteq k(s)$ by conicality and left cancellation.
239
+ Thus every left multiplication is injective. A new word can become
240
+ old only by consuming its first letter, at which point it is a multiple
241
+ of $h(s)\ne1$. It cannot equal $1$, proving conicality.
242
+
243
+ \smallskip\noindent\textit{Old cones and the first-letter blocks.}
244
+ For $s\in S$, let $B_s$ consist of all irreducibles beginning with $s$.
245
+ For old $x$ the normal forms give
246
+ \begin{equation}\label{eq:mono-old-cone}
247
+ xM'=xM\ \cup\!\bigcup_{s\in xS}B_s.
248
+ \end{equation}
249
+ At a common stage in the direct limit,
250
+ $xS\cap yS$ is $(x\vee y)S$ if the old join exists, and is empty
251
+ if the old cones are disjoint. Thus old comparisons, their right
252
+ factors, joins and nonjoins are unchanged. Notice that this conclusion
253
+ has not used a join theorem for arbitrary new words.
254
+
255
+ \smallskip\noindent\textit{Exits and gates.}
256
+ Fix an irreducible $w=sY$. Right multiplication either leaves its
257
+ first letter intact or eventually consumes that letter. We prove the
258
+ following precise alternative: the set $wM'\setminus B_s$ is empty,
259
+ or it is one cone $g(w)M'$ whose root $g(w)$ is old. Thus the gate
260
+ will describe every exit from the fixed-head block, not only the old
261
+ multiples of $w$.
262
+
263
+ The first letter is consumed exactly when the suffix becomes a
264
+ $b$-multiple, so first calculate $YM'\cap bM'$. If $Y$ is old,
265
+ Equation~\eqref{eq:mono-old-cone} gives the old join $Y\vee b$,
266
+ or an empty intersection. If $Y$ is new with head $t$,
267
+ irreducibility gives $t\notin bS$. No member of $B_t$ is then a
268
+ $b$-multiple. By induction on the number of letters in the suffix,
269
+ all possible exits of $Y$ form the old-rooted cone $g(Y)M'$, if
270
+ there are any. Its intersection with $bM'$ is calculated by the
271
+ old join $g(Y)\vee b$.
272
+
273
+ In either case the suffix intersection is empty or is $zM'$ for
274
+ an old $z=bu$ with old $u$. The factor $u$ is old by conservation
275
+ of old comparisons. In the nonempty case, multiplication by $s$
276
+ and the reduction $sbu=h(s)u$ give
277
+ \begin{equation}\label{eq:mono-gate-formula}
278
+ wM'\setminus B_s=g(w)M',\qquad g(w)=h(s)u.
279
+ \end{equation}
280
+ This cone cannot return to $B_s$: every new head in it belongs to
281
+ $h(s)S$, whereas $s\notin h(s)S$ by
282
+ Equation~\eqref{eq:mono-head-separation}. This proves the exit
283
+ alternative. Every old multiple of $w$ lies outside $B_s$, so
284
+ $g(w)$ is in particular its least old multiple.
285
+
286
+ We record also the right factor $c(w)$ with $wc(w)=g(w)$.
287
+ If $Y$ is old, it is the old quotient of $z$ by $Y$.
288
+ If $Y$ is new and $Yc(Y)=g(Y)$, it is
289
+ \begin{equation}\label{eq:mono-gate-quotient}
290
+ c(w)=c(Y)v,
291
+ \qquad g(Y)v=z.
292
+ \end{equation}
293
+ All quotients in this recursion are old except the already constructed
294
+ $c(Y)$. This explicit calculation will ensure conservation of right
295
+ factors when the same presentation is simulated over a larger base.
296
+
297
+ Append an old $d$ to $w$. If the product leaves $B_s$, its first
298
+ letter has been consumed; that reduction can occur only after all
299
+ intervening letters have been consumed. The result is then entirely
300
+ old. Since the gate cone is disjoint from $B_s$, the hypothesis
301
+ $g(w)\sqsubseteq wd$ implies just such an exit. This proves
302
+ Equation~\eqref{eq:mono-gate-old}.
303
+
304
+ \smallskip\noindent\textit{All conditional joins.}
305
+ For two forms with the same head, cancel that head and intersect their
306
+ suffix cones, using induction on the total number of new letters.
307
+ For old $x$ and new $w\in B_s$, either $s\in xS$, in which case
308
+ $x\sqsubseteq w$, or every common multiple must leave $B_s$.
309
+ The latter intersection is computed through $g(w)$ and an old join.
310
+ For $w\in B_s$ and $v\in B_t$ with $s\ne t$, an intersection
311
+ inside $B_s$ requires $g(v)$ to divide a member of $B_s$. By
312
+ Equation~\eqref{eq:mono-old-cone} it then divides all of $B_s$, so
313
+ $v\sqsubseteq w$. The symmetric case is the same. Otherwise a
314
+ common multiple must leave both blocks, and the intersection is
315
+ computed by the old join of their gates. Missing gates or missing
316
+ old joins give an empty intersection. This proves conditional joins
317
+ in every case.
318
+
319
+ \smallskip\noindent\textit{The prescribed divisor profile.}
320
+ For any letter $s$, the old divisors of every element of $B_s$ form
321
+ \begin{equation}\label{eq:mono-letter-ideal}
322
+ P_s=\{x\in M:s\in xS\}\subseteq\downarrow k(s).
323
+ \end{equation}
324
+ This is an ideal: common-stage representatives and old joins prove
325
+ join closure. For the head $[1,0]$ of $m=p_0$, it is precisely
326
+ $\bigcup_i\downarrow_M n_i$, and the gate is $ae$. The defining
327
+ relation gives $mb=ae$. Since $ae\not\sqsubseteq a$, no member
328
+ of $B_{[1,0]}$ divides $a$; in particular $m\not\sqsubseteq a$.
329
+
330
+ Now let $x$ be a new divisor of $a$. It is outside that block and
331
+ has an old gate $g(x)\sqsubseteq a$. If $x\sqsubseteq m$, the
332
+ comparison leaves its block, so $g(x)\sqsubseteq m$, and the old
333
+ profile puts $g(x)$ below some $n_i$. Conversely $x\sqsubseteq n_i$
334
+ implies $x\sqsubseteq m$. If $x\not\sqsubseteq m$, its gate also
335
+ fails to divide $m$. The possibility $m\sqsubseteq x$ is excluded
336
+ by $x\sqsubseteq a$. The gate calculation consequently gives
337
+ $x\vee m=g(x)\vee m=ae$. The corresponding assertions for old
338
+ $x$ follow directly from its block membership. This proves
339
+ Equation~\eqref{eq:mono-probe-profile}, including new divisors of $a$.
340
+ \end{proof}
341
+
342
+ \subsection{Extending the real heights}
343
+
344
+ The gate description also controls the costs of all newly introduced
345
+ divisors. This is the reason for keeping a cost as well as a height:
346
+ pointwise strict inequalities alone would not control suprema at a
347
+ limit stage.
348
+
349
+ \begin{lemma}\label{lem:mono-probe-heights}
350
+ The height and cost functions on $M$ extend to the probe extension
351
+ $M'$ so that Equation~\eqref{eq:mono-margin} holds. For any old
352
+ comparison, its missed-cost supremum is unchanged.
353
+ \end{lemma}
354
+ \begin{proof}
355
+ Use $P_s$ from Equation~\eqref{eq:mono-letter-ideal}, and put
356
+ $A_s=\sup\rho[P_s]$. We place the whole block $B_s$ in a short
357
+ height interval above its old divisors and below $\rho(h(s))$.
358
+ Here $h(s)$ is the gate of the bare letter $s$; the gate of a longer
359
+ word in $B_s$, when present, is a multiple of $h(s)$ and need not
360
+ equal it. The interval must leave enough room for the costs of both
361
+ the old divisors and the new words. More precisely, there are
362
+ positive $u_s,\delta_s$ with
363
+ \begin{equation}\label{eq:mono-height-interval}
364
+ \begin{split}
365
+ u_s-A_s&>\delta_s,\\
366
+ \rho(h(s))-u_s-\delta_s
367
+ &>\sup\{\epsilon_d:d\sqsubseteq h(s),\ d\in M\setminus P_s\}.
368
+ \end{split}
369
+ \end{equation}
370
+ Indeed, put $p=\rho(k(s))-A_s\geq0$ and
371
+ $q=\rho(h(s))-\rho(k(s))>0$. For $d\sqsubseteq k(s)$ missing
372
+ $P_s$, every $x\in P_s$ misses $d$, and the old margin yields
373
+ $\epsilon_d<\rho(k(s))-\rho(x)$. The supremum of these costs is
374
+ at most $p$. The supremum for $d\sqsubseteq h(s)$ not dividing
375
+ $k(s)$ is strictly below $q$. Thus the full supremum on the right
376
+ of Equation~\eqref{eq:mono-height-interval} is strictly less than
377
+ $p+q=\rho(h(s))-A_s$, also when $p=0$. This leaves the required
378
+ positive room for $u_s$ and $\delta_s$.
379
+
380
+ Define recursively on irreducibles
381
+ \begin{equation}\label{eq:mono-probe-height-definition}
382
+ \begin{gathered}
383
+ \rho(sY)=u_s+\delta_s\rho(Y),\qquad
384
+ 0<\epsilon_{sY}\leq\delta_s\epsilon_Y,\\
385
+ \epsilon_{sY}\leq\epsilon_{g(sY)}
386
+ \quad\text{whenever the gate exists}.
387
+ \end{gathered}
388
+ \end{equation}
389
+ These choices give heights in $(0,1)$ and costs in $(0,1]$.
390
+ We verify all comparisons, including the suprema.
391
+
392
+ For two elements in one block $B_s$, a divisor of the upper element
393
+ from outside that block also divides the lower one. An old divisor
394
+ belongs to $P_s$; a new divisor with a different head must enter by
395
+ its old gate, which then divides every member of $B_s$.
396
+ Inside the block, cancellation removes $s$, and the margin follows
397
+ by induction from the factor $\delta_s$ in both height differences
398
+ and cost bounds.
399
+
400
+ Suppose an old $x$ lies strictly below $sY$. Then $x\in P_s$.
401
+ A missed divisor outside $B_s$ is old in $P_s$, or has an old gate
402
+ there of at least its cost. For such an old divisor $d$ missing
403
+ $x$, the join $x\vee d$ lies in $P_s$, and hence
404
+ \[
405
+ \epsilon_d<\rho(x\vee d)-\rho(x)\leq A_s-\rho(x).
406
+ \]
407
+ Their supremum is at most $A_s-\rho(x)$. Divisors inside $B_s$
408
+ have cost at most $\delta_s$. Equation~\eqref{eq:mono-height-interval}
409
+ makes $\rho(sY)-\rho(x)$ strictly larger than both bounds.
410
+
411
+ Suppose $sY$ lies strictly below an old $y$. Then
412
+ $h(s)\sqsubseteq y$. Every divisor of $y$ missing $sY$ is old
413
+ outside $P_s$, or has a gate there with at least its cost: a gate
414
+ in $P_s$ would put the divisor below all of $B_s$.
415
+ Among these old costs, those for divisors of $h(s)$ are bounded by
416
+ Equation~\eqref{eq:mono-height-interval}. If $y\ne h(s)$, the
417
+ remaining costs have supremum strictly below
418
+ $\rho(y)-\rho(h(s))$ by the old margin. The total gap
419
+ $\rho(y)-\rho(sY)$ is the sum of two positive gaps and exceeds both
420
+ cost suprema. This proves this comparison case.
421
+
422
+ Distinct comparable new blocks have an intervening old gate, so the
423
+ preceding cases apply transitively. To justify this use, if
424
+ $x<z<y$, any divisor of $y$ missing $x$ either divides $z$ and
425
+ misses $x$, or misses $z$; the sum of the two positive height gaps
426
+ strictly dominates both relevant suprema.
427
+
428
+ Finally, for old $x<y$, any new divisor $d$ of $y$ missing $x$
429
+ has an old gate $g(d)\sqsubseteq y$ missing $x$, with
430
+ $\epsilon_d\leq\epsilon_{g(d)}$. No new cost increases the old
431
+ supremum, while every old divisor remains present. The supremum is
432
+ therefore exactly unchanged. This also proves persistence of the
433
+ margins at unions of a conservative tower of these extensions.
434
+ \end{proof}
435
+
436
+ \subsection{The extension that merges finitely many copies}
437
+
438
+ \begin{lemma}\label{lem:mono-merger}
439
+ Let $M$ satisfy the algebraic and margin hypotheses, and let a finite
440
+ nonempty overlap prescription on copies of $M$ be valid. There is a
441
+ conservative extension realizing it by left translations. The
442
+ extension is left cancellative and conical, has conditional joins,
443
+ and admits extending heights and costs satisfying
444
+ Equation~\eqref{eq:mono-margin}. No new element divides an old one.
445
+ \end{lemma}
446
+ \begin{proof}
447
+ Let $D$ be the prescribed quotient of the copies, writing $t_i x$
448
+ for the image of $x$ in copy $i$. This quotient carries one layer
449
+ of the required overlaps; strings of its elements will complete that
450
+ layer to a monoid. It is a right $M$-set and each
451
+ map $x\mapsto t_i x$ is injective. On $D$ use the order
452
+ $z\sqsubseteq w$ when $zq=w$ for some $q\in M$; left cancellation
453
+ and conicality inside a representing copy make this a partial order.
454
+ Its right cones have conditional joins. Within one copy this is the
455
+ old join. For elements represented in different copies, every common
456
+ multiple must lie in their specified overlap, if there is one.
457
+ In each copy join the element with the start of that overlap; transfer
458
+ the two resulting elements into the overlap and join there. A missing
459
+ join at any step means that the original cones are disjoint. This
460
+ calculates exactly their intersection, because every common multiple
461
+ must pass through both of those preliminary joins.
462
+
463
+ Adjoin generators $l_i$ with the specified relations
464
+ $l_i a_{ij}=l_j a_{ji}$. The normal forms are
465
+ \begin{equation}\label{eq:mono-merger-forms}
466
+ xz_1\cdots z_j\qquad(x\in M,\ z_i\in D),
467
+ \end{equation}
468
+ including $j=0$. Each relation acts inside a new-generator/old-factor
469
+ pair, exactly as in $D$; it changes neither the number of new letters
470
+ nor the preceding old coefficient. This proves uniqueness of the
471
+ forms. Multiplication acts by the leading old coefficient of the
472
+ second word on the last $D$-letter of the first, and then appends the
473
+ remaining letters. For a fixed $z=t_i a$, the map $y\mapsto zy$
474
+ is injective by left cancellation in copy $i$. Together with old
475
+ left cancellation, this proves cancellation for arbitrary products of
476
+ forms. Letter count proves conicality and that no new word divides
477
+ an old element.
478
+
479
+ Unlike the probe extension, this construction never consumes a new
480
+ letter. Its cones are therefore read from the final letter rather
481
+ than from the first-letter blocks used above. For a positive-length
482
+ word, right multiplication fixes the prefix before its final letter,
483
+ advances that letter within its $D$-cone, and possibly appends further
484
+ letters. More explicitly, compare
485
+ $xz_1\cdots z_p$ and $yt_1\cdots t_q$ with $p,q>0$.
486
+ A common multiple requires $x=y$ and equality of the letters before
487
+ position $\min(p,q)$. If $p=q$, their intersection is obtained by
488
+ joining $z_p$ and $t_p$ in $D$, or is empty if that join is absent.
489
+ If $p<q$, a common multiple exists exactly when $z_p$ divides $t_p$
490
+ in the right $M$-set $D$; then the first word divides the second and
491
+ the second is their join. The case $q<p$ is symmetric.
492
+ An old $x$ and a positive-length word with head $y$ have a common
493
+ multiple exactly when $x\sqsubseteq y$, in which case $x$ divides
494
+ that word. Two old words use their old join, because the heads of
495
+ common multiples are precisely their old common multiples.
496
+ These descriptions prove conditional joins and preserve old comparisons,
497
+ quotients and nonjoins. The words $l_i x$ have exactly the
498
+ identifications in $D$, as required.
499
+
500
+ It remains to supply margins. If the number of copies is $r$, set
501
+ \[
502
+ \rho_D(z)=\frac1r\sum_{i<r}\rho_i(z),\qquad
503
+ \rho_i(z)=
504
+ \begin{cases}
505
+ \rho(x),&z=t_i x,\\
506
+ 0,&z\text{ has no representation in copy }i.
507
+ \end{cases}
508
+ \]
509
+ Each coordinate is nondecreasing along a comparison, and some
510
+ coordinate increases strictly in a proper comparison. Choose positive
511
+ costs with
512
+ \[
513
+ \epsilon^D_z\leq\frac1r
514
+ \min\bigl(\{\rho(1)/2\}\cup
515
+ \{\epsilon_x:z=t_i x\text{ for some }i\}\bigr).
516
+ \]
517
+ For $u<v$ in $D$, classify a divisor $d$ of $v$ missing $u$ by a
518
+ copy representing $d$. That copy also represents $v$. If it
519
+ represents $u$, its old margin bounds the supremum of these costs
520
+ strictly below its coordinate increase divided by $r$. Otherwise
521
+ that increase is at least $\rho(1)$, while each such cost is at most
522
+ $\rho(1)/(2r)$. There are only finitely many copies, so their strict
523
+ bounds still give the required strict supremum bound for
524
+ $\rho_D(v)-\rho_D(u)$.
525
+
526
+ Choose $\theta,\phi>0$ with $\theta+\phi<1$, and recursively set
527
+ \begin{equation}\label{eq:mono-merger-heights}
528
+ \begin{split}
529
+ \rho(wz)&=\rho(w)+(1-\rho(w))(\theta+\phi\rho_D(z)),\\
530
+ 0<\epsilon_{wz}&\leq
531
+ (1-\rho(w))\min(\theta/2,\phi\epsilon^D_z).
532
+ \end{split}
533
+ \end{equation}
534
+ For comparable new words of equal length only their last letters
535
+ vary; missed divisors of that length are handled by the scaled
536
+ $D$-margin, and all shorter divisors divide both words. For a word
537
+ $w$ compared with $wz$, every missed divisor has the new length and
538
+ prefix $w$, so its cost is at most $(1-\rho(w))\theta/2$, strictly
539
+ less than the height increase. An arbitrary comparison factors
540
+ through these comparisons, and, when the lower word is old, an old
541
+ comparison of leading coefficients. Transitivity of the margin,
542
+ proved in Lemma~\ref{lem:mono-probe-heights}, finishes the check.
543
+ Old cost suprema are unchanged because there are no new old divisors.
544
+ \end{proof}
545
+
546
+ \subsection{Conservation under simulation}
547
+
548
+ We next establish the compatibility needed to reorder the construction.
549
+ This step also explains why overlap prescriptions remain valid when
550
+ operations are scheduled before they are executed.
551
+
552
+ \begin{lemma}\label{lem:mono-simulation}
553
+ Suppose $B\subseteq M$ is conservative and both monoids have the
554
+ algebraic properties above. Either extension operation with parameters
555
+ in $B$ is valid over $M$, and the extension of $B$ conservatively
556
+ embeds into the corresponding extension of $M$ by the same generators.
557
+ A finite overlap prescription with parameters in $B$ is valid in $B$
558
+ if and only if it is valid in $M$.
559
+ \end{lemma}
560
+ \begin{proof}
561
+ For the last assertion, the only nontrivial transitivity check passes
562
+ through three copies. In the middle copy, intersect the two prescribed
563
+ overlap starts. If their old cones are disjoint, conservativity keeps
564
+ them disjoint. Otherwise their old join and its right quotients are
565
+ unchanged. Every later common multiple is a multiple of that join.
566
+ The two endpoint identifications at the join already agree in a valid
567
+ prescription over $B$, so right multiplication gives agreement at all
568
+ later common multiples. This proves validity over $M$. Conversely,
569
+ restrict a valid prescription to $B$. Comparisons between its old
570
+ parameters have their quotients in $B$, so no identification or
571
+ transitivity witness between elements of $B$ requires leaving $B$.
572
+ The restriction has exactly the indicated pair relations and is valid.
573
+
574
+ For probes, equality of two letters in the smaller direct limit is
575
+ preserved and reflected because it is an equality at a common finite
576
+ stage. If an old $b\in B$ divides a smaller letter $[x,i]$ in the
577
+ larger direct limit, there is a common stage at which
578
+ \[
579
+ by=x d_i\cdots d_{j-1}.
580
+ \]
581
+ Both endpoints of this comparison belong to $B$, so its right factor
582
+ $y$ belongs to $B$. Thus divisibility of a smaller letter by an old
583
+ smaller multiplier, including its quotient, is unchanged. The same
584
+ irreducible words therefore embed. The gate recursion uses only the
585
+ previous gates and old joins and quotients, so it has the same outcome,
586
+ including the absence of a gate. The join calculations in
587
+ Lemma~\ref{lem:mono-probe-algebra} now preserve and reflect joins and
588
+ nonjoins.
589
+
590
+ For clarity, preservation of right quotients between new forms follows
591
+ by a separate division argument. If both forms are old, use the base
592
+ hypothesis. If the divisor is old and the dividend new, divide its
593
+ first direct-limit letter by the preceding common-stage calculation,
594
+ and retain its suffix. If both forms have the same new head, cancel
595
+ that head and recurse on their suffixes. In the remaining cases the
596
+ new divisor must leave its first-letter block. Factor through its
597
+ gate, using the quotient in Equation~\eqref{eq:mono-gate-quotient},
598
+ and divide that old gate into the dividend by the first two cases.
599
+ Every factor obtained lies in the smaller extension. Left
600
+ cancellation makes their product the unique required quotient.
601
+
602
+ For mergers, representation in an overlap and intersections of cones
603
+ in $D$ were calculated solely using old joins and their right
604
+ quotients. These calculations are consequently unchanged. The
605
+ normal forms in Equation~\eqref{eq:mono-merger-forms} then preserve
606
+ comparisons, their right factors, joins and nonjoins. This proves
607
+ conservative simulation for both operations.
608
+ \end{proof}
609
+
610
+ \begin{lemma}\label{lem:mono-profile-persistence}
611
+ Suppose a probe satisfies Equation~\eqref{eq:mono-probe-profile} in
612
+ one stage of a tower of the two operations. It continues to satisfy
613
+ that equation at every later stage and at the union, with the full
614
+ later downward closure of its original path. Previously constructed
615
+ joins between probes are also preserved.
616
+ \end{lemma}
617
+ \begin{proof}
618
+ A merger introduces no new divisor of the old $a$. At a probe
619
+ extension, a new $x\sqsubseteq a$ has an old gate
620
+ $g(x)\sqsubseteq a$. If $x$ also divides the old probe, its gate
621
+ lies below that probe and hence below some original path element;
622
+ then $x$ does too. If $x$ does not divide the old probe, its gate
623
+ does not either. The old probe cannot divide $x$, because it does
624
+ not divide $a$. The join calculation through the gate therefore
625
+ gives $ae$ in this case. This proves both alternatives at a successor
626
+ step. At a limit every tested element has already appeared, and all
627
+ comparisons and joins have been preserved. Conservativity directly
628
+ preserves joins between existing probes.
629
+ \end{proof}
630
+
631
+ \subsection{The schedule and the countable-base rearrangement}
632
+
633
+ We now assemble the operations. The height bound ensures that the
634
+ apparently arbitrary ideal requirements can be scheduled using only
635
+ countable paths. The rearrangement proved afterward concerns the
636
+ same resulting monoid, not a separately constructed substitute.
637
+
638
+ \begin{proof}[Proof of Theorem~\ref{thm:monoid}]
639
+ \smallskip\noindent\textit{Saturating the geometric requirements.}
640
+ Start with the free monoid on $e$. For $n<\omega$, for example, put
641
+ \[
642
+ \rho(e^n)=1-2^{-n-1},\qquad \epsilon_{e^n}=2^{-n-3}.
643
+ \]
644
+ These satisfy Equation~\eqref{eq:mono-margin}. Perform $\omega_1$
645
+ rounds. At the start of a round schedule every available probe datum
646
+ $(a,b,(n_i))$ with the fixed $e$, and every available finite valid
647
+ merger. For each probe datum schedule $\mu$ successive insertions.
648
+ Execute the resulting wellordered list with the two lemmas, and take
649
+ unions at limits. Lemma~\ref{lem:mono-simulation} keeps every
650
+ scheduled merger valid until it is executed.
651
+
652
+ A monoid of size at most $\mu$ has at most $\mu^{\aleph_0}=\mu$
653
+ countable paths and at most $\mu$ finite prescriptions. A probe
654
+ extension uses a quotient of $M\times\omega$ and finite strings;
655
+ a merger uses finitely many copies and finite strings. Thus every
656
+ operation preserves size at most $\mu$, and each round has at most
657
+ $\mu$ steps. The union of $\omega_1$ such rounds still has size
658
+ at most $\mu$. The margin lemmas ensure that old values are never
659
+ changed and that old missed-cost suprema never increase, so the final
660
+ union $T$ has Equation~\eqref{eq:mono-margin} as well as all the
661
+ algebraic properties.
662
+
663
+ Given an ideal in $\downarrow_T a$, use
664
+ Lemma~\ref{lem:mono-countable-ideal} to obtain a cofinal path starting
665
+ at $1$. Its elements, $a,b$, and all its transition and terminal
666
+ quotients occur before one round: the set is countable and the rounds
667
+ have cofinality $\omega_1$. Alternatively, quotient conservativity
668
+ already puts every quotient into any stage containing its endpoints.
669
+ The corresponding requirement is scheduled. Its final lower closure
670
+ is the given ideal, and Lemma~\ref{lem:mono-profile-persistence}
671
+ therefore gives Equation~\eqref{eq:mono-probes} for the $\mu$
672
+ insertions. For any earlier and later insertion with the same datum, the
673
+ earlier probe is old but is not a divisor of $a$, so it is not an old
674
+ divisor of the new probe. Joining through the new probe's gate gives
675
+ $ae$. This join persists in the final union, proving independence.
676
+
677
+ Every final finite overlap prescription has its parameters in one
678
+ stage. Its validity reflects to that stage by
679
+ Lemma~\ref{lem:mono-simulation}, and the schedule realizes it later.
680
+ The realization remains exact by conservation of comparisons and
681
+ quotients: equality $l_i x=l_j y$ in a later stage must still factor
682
+ through the preserved join of the two roots, with its prescribed
683
+ quotients. Thus later right factors add exactly the stipulated
684
+ identifications and no others. Finally use $a=1,b=e$ and $U=\{1\}$.
685
+ Its probes have no old divisor $e$, so there are $\mu$ elements of
686
+ $T\setminus eT$. This proves both cardinality assertions.
687
+
688
+ \smallskip\noindent\textit{Extracting a countable initial base.}
689
+ It remains to prove the local construction property for this same $T$.
690
+ We first select countably many operations containing any prescribed
691
+ countable set of elements, and then perform all omitted operations over
692
+ their union. The resulting tower must retain the gate rule: this is what
693
+ will let a later descent replace a position by one born at an earlier
694
+ stage. Regard the
695
+ entire schedule as a continuous tower $(M_\alpha)_{\alpha\leq\lambda}$
696
+ of individual operations. Record each parameter by a finite word in
697
+ previous generators. Every element of the presented monoid has such
698
+ a word, and each equality has a finite derivation from the relations.
699
+ This does not assert that a whole countable path has finite support.
700
+
701
+ Choose a sufficiently large regular $\Theta$ and a countable elementary
702
+ submodel $N$ of $H_\Theta$ containing the tower, its presentations and
703
+ an enumeration of the prescribed countable subset of $T$.
704
+ Countable objects in $N$, in particular the parameter paths of
705
+ operations indexed in $N$, have all their entries in $N$.
706
+ First perform just the operations whose indices belong to $N$, in
707
+ their original order. Let $S_\alpha$ denote this subconstruction
708
+ using selected indices below the cut $\alpha$.
709
+
710
+ At cuts $\alpha\in N$ we have
711
+ \begin{equation}\label{eq:mono-elementary-cut}
712
+ S_\alpha=M_\alpha\cap N,
713
+ \end{equation}
714
+ with a conservative inclusion in $M_\alpha$. Here is the induction
715
+ justifying the assertion. Old comparisons, their quotients and joins
716
+ in an elementary intersection are reflected by elementarity; a
717
+ nonjoin remains a nonjoin in the larger monoid. Before a selected
718
+ operation, every parameter is already present: its finite term code
719
+ belongs to $N$, and all entries of a countable path in $N$ belong to
720
+ $N$. Conservative simulation makes that operation legal in the
721
+ subconstruction and embeds its result. Conversely, every element of
722
+ $M_\alpha\cap N$ has by elementarity a finite term code in $N$;
723
+ all of its finitely many generator indices belong to $N$ and precede
724
+ $\alpha$. It is therefore produced by the selected subconstruction.
725
+ This proves Equation~\eqref{eq:mono-elementary-cut} and the successor
726
+ step of the induction. At a cut $\alpha\notin N$, fix the finitely
727
+ many words in a comparison or join test. If they use selected operation
728
+ indices, let $\gamma$ be the greatest such index and put
729
+ $\beta=\gamma+1$; if there are no such indices, put $\beta=0$.
730
+ Then $\beta\in N$, $\beta<\alpha$, and all the words belong to
731
+ $S_\beta=M_\beta\cap N$. The original inclusion
732
+ $M_\beta\subseteq M_\alpha$ is conservative. Any right quotient or
733
+ conditional join required by the test therefore already lies in
734
+ $M_\beta$ and, by elementarity, in $N$, hence in $S_\beta$.
735
+ This also preserves nonjoins and proves conservation at $\alpha$.
736
+ Unions introduce no additional finite relation. This completes the
737
+ induction.
738
+
739
+ The resulting selected submonoid $T_0$ is countable: the initial
740
+ monoid is countable, there are countably many selected steps, and each
741
+ operation over a countable base adds only countably many elements.
742
+ It contains the prescribed sequence by its finite term codes.
743
+ The set of selected indices need not be an initial segment; the
744
+ argument has used Equation~\eqref{eq:mono-elementary-cut} only at
745
+ cuts belonging to $N$.
746
+
747
+ \smallskip\noindent\textit{Reinserting the omitted operations.}
748
+ Append now the omitted steps in their original order. Before an
749
+ omitted step $\alpha$, the current presentation is the union of the
750
+ original relations below $\alpha$ and all selected relations. It has
751
+ an alternative realization: start with $M_\alpha$, and then perform
752
+ the selected steps at indices at least $\alpha$ in their order.
753
+ Indeed $S_\alpha\subseteq M_\alpha$ is conservative, and repeatedly
754
+ simulating the selected subconstruction makes all these operations
755
+ legal. Each extends its whole base conservatively, so this alternative
756
+ realization conservatively contains $M_\alpha$. It has precisely
757
+ the same generators and relations as the current reordered
758
+ presentation. Consequently the original operation at $\alpha$ is
759
+ legal over the current base, by conservative simulation again.
760
+ Induction validates every appended step. At limits the presentations
761
+ are their unions; at the end their union is exactly the original
762
+ presentation of $T$.
763
+
764
+ Each step of this reordered tower is one of the two operations.
765
+ The merger has no new old divisors, and the probe extension has its
766
+ least-old-multiple rule, including
767
+ Equation~\eqref{eq:mono-gate-old}. Conservation allows those
768
+ comparisons to be tested in $T$. This proves the last assertion and
769
+ completes the theorem.
770
+ \end{proof}
771
+
772
+ We isolate the consequence of the local construction property that will
773
+ be used for symmetries. It makes explicit why a position below a
774
+ countable path can be moved to the countable base after finitely many
775
+ steps; it does not claim that every such position was in that base
776
+ already.
777
+
778
+ \begin{lemma}\label{lem:mono-descent}
779
+ Let $(n_i)$ be a nondecreasing sequence in $T$, and choose a
780
+ countable-base tower from Theorem~\ref{thm:monoid} whose initial
781
+ submonoid contains all $n_i$ and all right quotients between them.
782
+ Let $\mathcal A\subseteq\omega\times T$ be a set of pairs such that
783
+ each $(l,m)\in\mathcal A$ has $m\sqsubseteq n_N$ for some $N$.
784
+ Assume that for each $(l,m)\in\mathcal A$ and each $N$ there is
785
+ $(l',md)\in\mathcal A$ with $l'\geq l$, $n_ld=n_{l'}$, and
786
+ $n_N\sqsubseteq md$. Then, starting from any pair in $\mathcal A$,
787
+ a finite succession of these replacements reaches a pair whose second
788
+ coordinate belongs to the initial countable submonoid.
789
+ \end{lemma}
790
+ \begin{proof}
791
+ If $m$ is not in that submonoid, take its first birth step in the
792
+ reordered tower. It has the old multiple $n_N$, so this is a probe
793
+ step and its gate satisfies $g(m)\sqsubseteq n_N$. Choose an
794
+ admissible replacement with $n_N\sqsubseteq md$. The quotient
795
+ $d$ belongs to the initial submonoid and is therefore old at this
796
+ step. Conservation and Equation~\eqref{eq:mono-gate-old} imply
797
+ that $md$ belongs to the strictly earlier base. Repeat if necessary.
798
+ Each repetition strictly lowers the birth ordinal, so the process
799
+ terminates after finitely many repetitions. The resulting position
800
+ lies in the countable initial submonoid.
801
+ \end{proof}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/build/sections/quotients.tex ADDED
@@ -0,0 +1,746 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Exact fibers of a symbolic quotient}\label{sec:quotient-fibers}\label{sec:quotients}
2
+
3
+ Our next objective is a bijection between $A$ and each of its
4
+ nonwellorderable quotients. A local count of names is insufficient:
5
+ assignments made in two diagrams must agree whenever those diagrams
6
+ occur in one generic filter. We first classify local elements by the
7
+ subdiagrams on which they are available. We then construct bijections
8
+ which respect every restriction and every change of coordinates.
9
+
10
+ Throughout the quotient construction, the cardinal parameters are those
11
+ of Section~\ref{sec:forcing}, with the monoid $T$ supplied there by
12
+ Theorem~\ref{thm:monoid}. The forcing $\mathbb P$ remains the
13
+ ground set of diagrams, including when it is used after forcing with
14
+ $\mathbb R$. We use countable closure of $\mathbb R$, regularity of
15
+ $\kappa=\omega_1$, preservation of the ground cardinals $\mu,\mu^+$,
16
+ and the ground equality $\mu^{\aleph_0}=\mu$. Preservation of smaller
17
+ cardinals is unnecessary. In particular, $\mu$ always denotes the
18
+ chosen ground ordinal, not a cardinal recomputed from a new continuum.
19
+ All ground selections below are choices over specified sets in $V$.
20
+
21
+ Fix a hereditarily symmetric name $\dot E$ and a product condition
22
+ $(d_0,p)$ symmetrically forcing that $\dot E$ is an equivalence relation
23
+ on $A$ whose quotient is not wellorderable. Enlarge the diagram so that
24
+ $D_p$ supports $\dot E$ and contains $\supp_I(d_0)$. Choose $q$ with
25
+ $q_e=p$. Our bijection will have support $D_q$ and will be forced below
26
+ $(d_0,q)$. Write $G_q=\Fix(D_q)$. This group fixes $q,p,d_0$ and
27
+ $\dot E$ literally.
28
+
29
+ We write $F$ for an $\mathbb R$-generic filter containing $d_0$, and
30
+ work temporarily in $V[F]$. A product name $\tau$ determines an ordinary
31
+ $\mathbb P$-name $\tau[F]$ there. Thus an assertion such as
32
+ $r\forces\tau=\sigma$ in this section means ordinary $\mathbb P$-forcing
33
+ in $V[F]$, using these sections of the product names. The generic
34
+ notation abbreviates forcing arguments uniform below $d_0$; no claim
35
+ that a ground permutation acts on one fixed evaluated universe is used.
36
+
37
+ \subsection{Local names and their cardinal bound}
38
+
39
+ Recall the local name collection from
40
+ Equation~\eqref{eq:normalized-local-names}. A normalized subset name
41
+ means a subset of the ground set
42
+ \[
43
+ \{(\dot A_j,(d,s)):j\in I,
44
+ \ (d,s)\in\mathbb R\times\mathbb P\}.
45
+ \]
46
+ For a diagram $r$, $\mathcal X(r)$ is the ground set of all such
47
+ names fixed literally by $\Fix(D_r)$. Each is hereditarily symmetric,
48
+ since its member names are the individual label names. Normalization by
49
+ the forcing relation retains any given support. When $r\le q$, define
50
+ in $V[F]$
51
+ \[
52
+ \mathcal D_F(r)=
53
+ \{\tau\in\mathcal X(r):
54
+ r\forces\tau\text{ is an }\dot E\text{-class}\}/\mathord\sim_r,
55
+ \qquad
56
+ \tau\sim_r\sigma\ \Longleftrightarrow\ r\forces\tau=\sigma.
57
+ \]
58
+ These are quotients of ground sets, so they are sets. We sometimes omit
59
+ $F$ from the notation. Their elements are symbolic classes of names,
60
+ not yet the evaluated members of $A/E$ in a product extension.
61
+ Lemma~\ref{lem:local-decision} applies to the
62
+ class and equality tests. Consequently, for $r\le s\le q$, retaining
63
+ the same name defines an injection
64
+ \begin{equation}\label{eq:symbolic-inclusion}
65
+ \iota_{s,r}:\mathcal D_F(s)\longrightarrow\mathcal D_F(r).
66
+ \end{equation}
67
+ Indeed, if a stronger diagram forced two local names equal, the decision
68
+ at $s$ would already be equality. These maps compose literally on
69
+ representatives. Every $j\in D_r$ has a normalized name, supported by
70
+ $D_r$, for its $E$-class: use the forcing relation to name the labels
71
+ $E$-related to $\dot A_j$. Below the present hypothesis it is an
72
+ eligible member of $\mathcal D_F(r)$.
73
+
74
+ \begin{lemma}[Local quotient bound]\label{lem:local-quotient-bound}
75
+ For every $F$ as above and every ground $r\le q$,
76
+ $|\mathcal D_F(r)|\le\mu$ in $V[F]$.
77
+ \end{lemma}
78
+ \begin{proof}
79
+ For an element choose a representative $\tau$ and a diagram $t\le r$
80
+ forcing $\tau=[\dot A_j]_E$ for some $j\in D_t$. The ordinary forcing
81
+ theorem permits deciding a representative label; extending the diagram
82
+ includes its index. Write $r=t_b$. By Cohen restriction in
83
+ Lemma~\ref{lem:local-decision}, there is $d\in F$, supported in $D_t$,
84
+ witnessing this $\mathbb P$-forcing assertion. Record the triple
85
+ \[
86
+ (b,x,t^{-1}d),\qquad t(x)=j,
87
+ \]
88
+ where $t^{-1}d$ is the partial binary function on $T\times\kappa$
89
+ obtained by replacing each coordinate $t(y)$ with $y$. Its domain has
90
+ size less than $\kappa$. The ground set of possible records has size
91
+ at most $\mu$, since $|T|=\mu$, $\kappa\le\mu$, and
92
+ $\mu^{<\kappa}=\mu$. Its ground enumeration remains an enumeration in
93
+ $V[F]$.
94
+
95
+ Suppose two chosen representatives $\tau_1,\tau_2$ have the same
96
+ record, witnessed by $t_1,t_2,d_1,d_2,j_1,j_2$. The ground bijection
97
+ $t_1(y)\mapsto t_2(y)$ agrees with the identity on $D_r$: in both
98
+ diagrams $r=(t_i)_b$. It maps points outside $D_r$ to points outside
99
+ $D_r$. Extend it to a ground permutation $\pi$ of $I$ fixing $D_r$.
100
+ This is possible since the two ranges have size $\mu<|I|$ and their
101
+ complements have the same cardinality $|I|$. Then
102
+ \[
103
+ \pi t_1=t_2,\qquad \pi d_1=d_2,\qquad \pi j_1=j_2,
104
+ \qquad \pi\tau_1=\tau_1.
105
+ \]
106
+ Product symmetry makes $d_2$ witness at $t_2$ equality of both
107
+ $\tau_1$ and $\tau_2$ with $[\dot A_{j_2}]_E$. Since $d_2\in F$,
108
+ $t_2$ forces $\tau_1=\tau_2$ in $V[F]$. Decision at $r$ gives the
109
+ same equality there. Thus distinct elements have distinct records.
110
+ Choosing representatives and records uses Choice in the ordinary
111
+ extension $V[F]$, not in the symmetric model.
112
+ \end{proof}
113
+
114
+ \subsection{Availability and exact multiplicities}
115
+
116
+ For $r\le q$, write $q=r_a$. For $h\in\mathcal D_F(r)$ and
117
+ $j\in D_r$, respectively, define
118
+ \begin{align}
119
+ U_h&=\{n\sqsubseteq a:
120
+ h\in\ran(\iota_{r_n,r})\},\label{eq:class-availability}\\
121
+ U_j&=\{n\sqsubseteq a:j\in D_{r_n}\}.
122
+ \label{eq:label-availability}
123
+ \end{align}
124
+ An ideal here is nonempty, downward closed, and closed under finite
125
+ joins. All joins needed within $\downarrow a$ exist.
126
+
127
+ \begin{lemma}[Availability ideals]\label{lem:availability-ideals}
128
+ Each set in Equations~\eqref{eq:class-availability} and
129
+ \eqref{eq:label-availability} is an ideal of $\downarrow a$.
130
+ Every ideal of $\downarrow a$ in $V[F]$ belongs to $V$.
131
+ \end{lemma}
132
+ \begin{proof}
133
+ Both sets contain $1$ and are downward closed by inclusion of
134
+ subdiagrams. Suppose $n,n'\in U_h$ and put $k=n\vee n'$. The ranges
135
+ of $r_n,r_{n'}$ intersect exactly in $D_{r_k}$. Choose supported names
136
+ for their representations of $h$. They are forced equal by $r$.
137
+ Lemma~\ref{lem:support-descent}, with root $r_k$, supplies a
138
+ $D_{r_k}$-supported name equal to them. Normalize it without changing
139
+ support. Decision at $r_k$ shows it is an $E$-class there: its
140
+ negation would persist to the extension $r$. Thus $k\in U_h$.
141
+ For labels the identical argument is the literal equality of cone
142
+ intersections, without any name descent.
143
+
144
+ For the final assertion, apply Lemma~\ref{lem:mono-countable-ideal}
145
+ in $V[F]$. The ground monoid, order, heights and costs retain their
146
+ meanings there, so every nonempty ideal has a countable cofinal sequence.
147
+ It consists of ground elements of $T$, so countable closure of
148
+ $\mathbb R$ puts it in $V$. Its downward closure, computed with the
149
+ unchanged ground order, is the original ideal. The argument applies
150
+ to every ideal in $V[F]$, not only to ground ideals.
151
+ \end{proof}
152
+
153
+ For a nonempty ideal $U\subseteq\downarrow a$, put
154
+ \[
155
+ B_{r,U}(F)=\{h\in\mathcal D_F(r):U_h=U\},\qquad
156
+ L_{r,U}=\{j\in D_r:U_j=U\}.
157
+ \]
158
+ The second set is ground data; the first can depend on $F$.
159
+ These exact fibers, rather than the whole local sets $\mathcal D_F(r)$,
160
+ are the pieces on which a bijection can respect restriction: a label
161
+ and its assigned class must remain available at precisely the same
162
+ subdiagrams.
163
+
164
+ \begin{lemma}[Exact fibers]\label{lem:exact-fibers}
165
+ For every $r\le q$ and every nonempty ideal
166
+ $U\subseteq\downarrow a$, where $q=r_a$, both $B_{r,U}(F)$ and
167
+ $L_{r,U}$ have cardinality $\mu$ in $V[F]$. The label fiber already
168
+ has that cardinality in $V$.
169
+ \end{lemma}
170
+ \begin{proof}
171
+ The common root $p$ will separate the copies used in this proof.
172
+ We first find a class with no representation supported by $D_p$.
173
+ Copying it into diagrams whose unwanted intersections are exactly
174
+ $D_p$ will then rule out both coincidences between copies and
175
+ availability at forbidden subdiagrams, by support descent.
176
+
177
+ \smallskip\noindent\textit{A class unavailable at the root.}
178
+ Enumerate
179
+ $\mathcal X(p)$ in $V$ as $(\tau_\xi:\xi<\lambda)$. The canonical
180
+ name for the sequence of its evaluations is hereditarily symmetric
181
+ with support $D_p$. Explicitly, its entries are the canonical pairs
182
+ $(\check\xi,\tau_\xi)$, each placed under every product condition.
183
+ Every member of $\Fix(D_p)$ fixes each entry literally. The range
184
+ of this sequence is wellorderable inside $W$: map each value to its
185
+ least index of occurrence. If it contained every $E$-class, the same
186
+ map restricted to $A/E$ would wellorder that quotient. The hypothesis
187
+ therefore implies, ordinarily below $(d_0,p)$, that some $E$-class
188
+ lies outside the evaluations of all names in $\mathcal X(p)$.
189
+
190
+ Fix $F$ containing $d_0$. By the ordinary forcing theorem choose
191
+ $t\le p$ and $j\in D_t$ such that $t$ forces the class of $A_j$
192
+ outside that entire evaluation list. Choose a witnessing Cohen
193
+ condition $d\in F$ supported in $D_t$, using
194
+ Lemma~\ref{lem:local-decision}. Write $p=t_b$. Necessarily $b\ne1$,
195
+ since a class represented by a label in $D_p$ has a name in
196
+ $\mathcal X(p)$.
197
+
198
+ \smallskip\noindent\textit{Independent copies with active Cohen conditions.}
199
+ As $p=r_{ae}$, the probe property of Theorem~\ref{thm:monoid}
200
+ supplies $\mu$ elements $m$ with $mb=ae$ and the prescribed ideal
201
+ $U$. The diagrams $r_m$ are copies of $t$ over $p$, with pairwise
202
+ intersection exactly $D_p$. Choose the ground permutations taking
203
+ $t$ to these diagrams and fixing $D_p$, and transport $d$ and the
204
+ class name along them. Their nonroot coordinate sets are disjoint.
205
+ This is the role of the earlier extension $q_e=p$: the availability
206
+ pattern is prescribed among divisors of $a$, while the common root
207
+ lies at $ae$, strictly beyond $a$.
208
+
209
+ There are $\mu$ copies whose transported Cohen conditions belong to
210
+ $F$. To see this without any $\mu$-closure assertion, partition the
211
+ ground family into $\mu$ ground subfamilies of size $\mu$. In each
212
+ subfamily the conditions extending at least one transported copy of
213
+ $d$ form a dense set below $d\restriction D_p$. Indeed, a Cohen
214
+ condition uses countably many coordinate indices; among the pairwise
215
+ disjoint nonroot ranges there is one it misses, and on the root the
216
+ two conditions agree. Their union is a Cohen condition. Genericity
217
+ meets each of these ground dense sets. A hit in each disjoint
218
+ subfamily yields $\mu$ different hits.
219
+
220
+ \smallskip\noindent\textit{Distinct classes with the prescribed exact ideal.}
221
+ Each hit gives a $D_{r_m}$-supported class name forced at $r_m$
222
+ to lie outside the evaluations of $\mathcal X(p)$. The diagram
223
+ $r_m$ extends $p$ but need not extend $q$; we use its class name,
224
+ not a set $\mathcal D_F(r_m)$. As $r$ extends $r_m$, this name
225
+ represents a symbolic class in the defined set $\mathcal D_F(r)$.
226
+ Two such
227
+ classes cannot be equal there: support descent over their common
228
+ root $p$ would supply a name in $\mathcal X(p)$ for their common
229
+ value, contrary to the outside assertion. If $n\in U$, then
230
+ $n\sqsubseteq m$, so $r_n$ extends $r_m$ and the class is available
231
+ at $r_n$. If $n\sqsubseteq a$ and $n\notin U$, the exact probe
232
+ intersection gives
233
+ \[
234
+ nT\cap mT=aeT,
235
+ \qquad D_{r_n}\cap D_{r_m}=D_p.
236
+ \]
237
+ Availability at $r_n$ would again descend to a name in
238
+ $\mathcal X(p)$, a contradiction. Its exact availability ideal is
239
+ therefore $U$. This gives $\mu$ distinct elements of $B_{r,U}(F)$;
240
+ Lemma~\ref{lem:local-quotient-bound} bounds that fiber from above.
241
+
242
+ \smallskip\noindent\textit{The label fiber.}
243
+ For labels use the probe centers $r(m)$. Their availability ideals
244
+ are exactly $\downarrow m\cap\downarrow a=U$, and distinct probes
245
+ have distinct centers. This supplies a ground $\mu$-subset of
246
+ $L_{r,U}$; the upper bound follows from $|D_r|=\mu$.
247
+ \end{proof}
248
+
249
+ \section{Components of subdiagrams and their stabilizers}
250
+ \label{sec:quotient-components}
251
+
252
+ The exact fibers have equal cardinality, but choosing their bijections
253
+ independently would not preserve assignments when a diagram is replaced
254
+ by a subdiagram. We first show that restriction identifies entire
255
+ exact fibers, not merely subsets of them. Following these canonical
256
+ identifications groups the fibers into components. Only after forming
257
+ the components will we choose bijections; their stabilizers determine
258
+ which symmetries those choices must respect.
259
+
260
+ \subsection{Contractions and canonical identifications}
261
+
262
+ A vertex is a pair $v=(r,U)$, where $r\le q$, $q=r_a$, and $U$ is a
263
+ nonempty ideal of $\downarrow a$. Vertices form a ground set by
264
+ Lemma~\ref{lem:availability-ideals}. For $n\in U$ define a
265
+ \emph{contraction}
266
+ \begin{equation}\label{eq:quotient-contraction}
267
+ (r,U)\longrightarrow(r_n,U_n),\qquad
268
+ U_n=\{x\sqsubseteq c:nx\in U\},\quad nc=a.
269
+ \end{equation}
270
+ Left multiplication preserves conditional joins. In fact cancellation
271
+ and the common-cone description of a join give
272
+ $n(x\vee y)=nx\vee ny$ whenever these elements have a common right
273
+ multiple. It follows that $U_n$ is an ideal. Contractions compose;
274
+ there is at most one contraction between fixed endpoints, since the
275
+ center of $r_n$ is $r(n)$ and $r$ is injective. Write $B_v(F)$ and
276
+ $L_v$ for the two fibers at a vertex.
277
+
278
+ \begin{lemma}[Contraction identifications]\label{lem:contraction-fibers}
279
+ For every contraction $v\to w$, the label fibers satisfy $L_v=L_w$,
280
+ and inclusion of symbolic elements gives a bijection
281
+ $B_w(F)\longrightarrow B_v(F)$. These identifications commute with
282
+ composition.
283
+ \end{lemma}
284
+ \begin{proof}
285
+ Let $v=(r,U)$, $w=(r_n,U_n)$, and first take a symbolic class
286
+ available at $r_n$. Its full availability ideal $J$ at $r$ contains
287
+ $n$. For $z\sqsubseteq a$, ideal closure gives
288
+ \[
289
+ z\in J\quad\Longleftrightarrow\quad z\vee n\in J.
290
+ \]
291
+ Write $z\vee n=nx$. Availability at $r_{z\vee n}$ is exactly the
292
+ corresponding availability at the subdiagram $(r_n)_x$ of $r_n$.
293
+ Thus the restricted ideal at $r_n$ determines the full ideal at $r$.
294
+ If that restricted ideal is $U_n$, the last test is equivalent to
295
+ $z\vee n\in U$, and hence to $z\in U$. Conversely, an element of
296
+ $B_v(F)$ is available at $r_n$ because $n\in U$, and its restricted
297
+ ideal is $U_n$. This proves surjectivity; injectivity follows from
298
+ Equation~\eqref{eq:symbolic-inclusion}. For labels use the same
299
+ argument with literal membership in ranges. Commutation follows
300
+ because all the symbolic maps retain the same representative names.
301
+ \end{proof}
302
+
303
+ Let a component be a connected component of the vertex system when
304
+ the direction of contractions is ignored. The successors of each
305
+ vertex are directed: contract at the join of two contraction indices.
306
+ Any two vertices in one component have a common successor. Indeed,
307
+ this holds along a single edge; along a finite path combine a common
308
+ successor of its initial part with the final edge, using directedness
309
+ of successors at the shared vertex. The same induction gives a common
310
+ successor for any finite set of vertices in a component.
311
+
312
+ Consequently all finite chains of the identifications in
313
+ Lemma~\ref{lem:contraction-fibers} are consistent. One can compare a
314
+ finite chain at a common successor, where both composites are the
315
+ same map. In a component $C$, glue the disjoint union of its $B_v(F)$
316
+ by these identifications and call the resulting set $B_C(F)$. Each
317
+ fiber maps bijectively onto $B_C(F)$. In particular, the gluing creates
318
+ no new identifications within one fiber. All label fibers in $C$
319
+ are the same ground subset of $I$; denote it by $L_C$. Both sets have
320
+ cardinality $\mu$ in $V[F]$.
321
+
322
+ Choose in $V$ a vertex $(r,U)$ of $C$ and a nondecreasing cofinal
323
+ sequence $(n_i:i<\omega)$ in $U$, with $n_0=1$. Let $v_i$ be its
324
+ contraction at $n_i$. This chain is cofinal in the entire component.
325
+ To check this, compare any vertex with $v_0$ at a common successor,
326
+ which is a contraction of $v_0$ at some $n\in U$. Choose $i$ with
327
+ $n\sqsubseteq n_i$. Then $v_i$ is a successor of that common
328
+ successor and hence of the given vertex.
329
+
330
+ \subsection{Only countably many residual symmetries}
331
+
332
+ The group $G_q$ acts on the ground vertex system. On symbolic fibers
333
+ it acts by transport between generics:
334
+ \begin{equation}\label{eq:symbolic-transport}
335
+ T_\pi^F:\mathcal D_F(r)\longrightarrow
336
+ \mathcal D_{\pi F}(\pi r),
337
+ \qquad [\tau]_r\longmapsto[\pi\tau]_{\pi r}.
338
+ \end{equation}
339
+ The forcing symmetry lemma makes this well defined, and it commutes
340
+ with all contraction identifications. We use the same notation for
341
+ transport on the glued fibers, and suppress the superscript when its
342
+ source generic is specified by the argument.
343
+
344
+ Let $G_C$ be the setwise stabilizer of $C$ in $G_q$. Define
345
+ \[
346
+ K_C=\bigcup_{i<\omega}\Fix(D_{r_{n_i}}).
347
+ \]
348
+ Each displayed fixer is a subgroup of $G_q$, because $D_q$ is contained
349
+ in every chain range. It fixes a vertex and therefore lies in $G_C$.
350
+ The ranges decrease, so the subgroups increase and their union is a
351
+ subgroup. For $\sigma\in G_C$, the moved chain is also cofinal.
352
+ For every $i$ there is $j$ with
353
+ $D_{r_{n_j}}\subseteq D_{\sigma r_{n_i}}$. Hence
354
+ \[
355
+ \sigma\Fix(D_{r_{n_i}})\sigma^{-1}
356
+ =\Fix(D_{\sigma r_{n_i}})\subseteq\Fix(D_{r_{n_j}}).
357
+ \]
358
+ Applying the same reasoning to $\sigma^{-1}$ proves that $K_C$ is
359
+ normal in $G_C$.
360
+
361
+ \begin{lemma}[Countable stabilizer quotient]\label{lem:countable-germs}
362
+ In the ground model, $|G_C/K_C|\le\aleph_0$.
363
+ \end{lemma}
364
+ \begin{proof}
365
+ Choose the countable-base tower of Theorem~\ref{thm:monoid} so that
366
+ its initial submonoid $T_0$ contains all $n_i$ and all right
367
+ quotients between them. For $\pi\in G_C$, consider its alignments
368
+ with contractions of the chosen vertex:
369
+ \[
370
+ \mathcal A_\pi=
371
+ \{(l,m)\in\omega\times U:\pi r_{n_l}=r_m\}.
372
+ \]
373
+ This set is nonempty: the moved chain is cofinal in $C$, so one of
374
+ its terms is a successor of $v_0$. Every second coordinate $m$ of
375
+ an alignment divides some $n_N$, by cofinality of $(n_i)$ in $U$.
376
+
377
+ To apply Lemma~\ref{lem:mono-descent}, fix $(l,m)\in\mathcal A_\pi$
378
+ and any $N$. Choose $l'\ge l$ so that $\pi v_{l'}$ is a successor
379
+ of $v_N$. Its diagram is $r_k$ for some $k\in U$ with
380
+ $n_N\sqsubseteq k$. Let $d\in T_0$ be the right quotient
381
+ $n_ld=n_{l'}$. Then
382
+ \[
383
+ r_k=\pi r_{n_{l'}}=(\pi r_{n_l})_d=r_{md}.
384
+ \]
385
+ Injectivity of $r$ gives $k=md$. Consequently $md\in U$,
386
+ $n_N\sqsubseteq md$, and $(l',md)\in\mathcal A_\pi$.
387
+ These are exactly the replacement hypotheses of
388
+ Lemma~\ref{lem:mono-descent}. Its conclusion supplies an alignment
389
+ $(l,m)$ with $m\in T_0$.
390
+
391
+ There are countably many resulting alignment pairs
392
+ $(l,m)\in\omega\times T_0$. Two permutations giving the same pair
393
+ agree pointwise on $D_{r_{n_l}}$; if they are $\pi$ and $\rho$,
394
+ then $\pi^{-1}\rho\in\Fix(D_{r_{n_l}})\subseteq K_C$.
395
+ Enumerate the pairs, and assign to each coset the first
396
+ pair realized by any of its members. Distinct cosets receive distinct
397
+ pairs. This proves the bound.
398
+ \end{proof}
399
+
400
+ \section{Equivariant assignments and the quotient bijection}
401
+ \label{sec:quotient-equivariance}
402
+
403
+ For each component $C$ we seek a bijection
404
+ $f_C(F):L_C\to B_C(F)$ satisfying
405
+ \begin{equation}\label{eq:component-covariance}
406
+ f_C(\sigma F)(\sigma j)=T_\sigma^F(f_C(F)(j))
407
+ \qquad(\sigma\in G_C).
408
+ \end{equation}
409
+ This is an identity between computations at different generics, not
410
+ an action on one fixed extension. We first construct a bijection
411
+ covariant under $K_C$: its elements fix a sufficiently late subdiagram,
412
+ so they fix the tails of suitable name codes. We then handle the
413
+ remaining countable quotient $G_C/K_C$. Bounded Cohen-row patterns
414
+ distinguish its cosets and select a transported bijection with the
415
+ full covariance in Equation~\eqref{eq:component-covariance}.
416
+
417
+ \subsection{An assignment invariant under a tail fixer}
418
+
419
+ For the chosen chain of $C$, let $\mathcal Q_C$ be the ground set of
420
+ sequences
421
+ \[
422
+ c=(\tau_i:i<\omega),\qquad \tau_i\in\mathcal X(r_{n_i}).
423
+ \]
424
+ Say that $c$ represents $b\in B_C(F)$ if, from some index onward,
425
+ $\tau_i$ represents an element of the exact fiber $B_{v_i}(F)$ and
426
+ its image in $B_C(F)$ is $b$. Finite initial segments are ignored.
427
+ Every $b$ has such a code: choose representatives at all chain
428
+ vertices in $V[F]$, using their bijections with $B_C(F)$. This is a
429
+ countable sequence of ground name codes, and hence belongs to $V$
430
+ by countable closure of $\mathbb R$.
431
+
432
+ Fix a ground wellordering of $\mathcal Q_C$, of order type $\lambda_C$.
433
+ Assign to $b$ its least representing code. Distinct $b$ have different
434
+ codes, so this defines a wellorder $<_F$ of $B_C(F)$.
435
+
436
+ \begin{lemma}[Covariance of the least-code order]
437
+ \label{lem:least-code-covariance}
438
+ For every $k\in K_C$, transport $T_k^F$ is an order isomorphism
439
+ from $(B_C(F),<_F)$ to $(B_C(kF),<_{kF})$. The group $K_C$ fixes
440
+ $L_C$ pointwise.
441
+ \end{lemma}
442
+ \begin{proof}
443
+ Choose $N$ such that $k$ fixes $D_{r_{n_N}}$ pointwise. For $i\ge N$
444
+ it fixes $r_{n_i}$ and every name in $\mathcal X(r_{n_i})$ literally.
445
+ Consequently each particular ground code $c$ represents $b$ at $F$
446
+ if and only if the \emph{same code} represents $T_k^F(b)$ at $kF$.
447
+ The forcing symmetry lemma proves this on the tail; the definition
448
+ ignores the remaining finite prefix. Thus the sets of functioning
449
+ codes are identical, and their minima under the fixed ground
450
+ wellorder are identical. This proves the order assertion. Also
451
+ $L_C\subseteq D_{r_{n_i}}$ for every $i$, so $k$ fixes its every
452
+ member.
453
+ \end{proof}
454
+
455
+ Let $\theta_C(F)$ be the order type of this order. It is at most
456
+ $\lambda_C$, since it is the order induced on a subset of the ordered
457
+ code set. It has cardinality $\mu$ in $V[F]$. Preservation of $\mu$
458
+ and $\mu^+$ implies
459
+ \[
460
+ \mu\le\theta_C(F)<\mu^+,
461
+ \qquad |\theta_C(F)|^V=\mu.
462
+ \]
463
+ Here the order type is an ordinal, hence a ground ordinal. The two
464
+ preserved cardinal endpoints justify the last equality even if smaller
465
+ cardinals have collapsed. In $V$, choose bijections
466
+ $e_\theta:\mu\longrightarrow\theta$ for the set of ordinals
467
+ $\theta\le\lambda_C$ with ground cardinality $\mu$. Also fix a ground
468
+ bijection $l_C:\mu\longrightarrow L_C$. If
469
+ $b_F:\theta_C(F)\longrightarrow B_C(F)$ is the unique order
470
+ isomorphism, define
471
+ \[
472
+ f_C^0(F)=b_F\circ e_{\theta_C(F)}\circ l_C^{-1}.
473
+ \]
474
+ This is a bijection $L_C\to B_C(F)$. All choices have been restricted
475
+ to sets; no simultaneous choice over a proper class of ordinals occurs.
476
+ Lemma~\ref{lem:least-code-covariance} gives
477
+ \begin{equation}\label{eq:preliminary-covariance}
478
+ f_C^0(kF)(j)=T_k^F\bigl(f_C^0(F)(j)\bigr)
479
+ \qquad(k\in K_C,\ j\in L_C).
480
+ \end{equation}
481
+ The ground wellorder of all codes need not be invariant under $k$.
482
+ The proof uses eventual fixation of each code's entries instead.
483
+
484
+ \subsection{Detecting and choosing a coset}
485
+
486
+ Put $\Gamma_C=G_C/K_C$, writing cosets as $\pi K_C$. It is a
487
+ countable ground
488
+ group by Lemma~\ref{lem:countable-germs}. For each nonidentity coset
489
+ $\delta$, choose a ground representative $\gamma_\delta$ and points
490
+ \[
491
+ s_{\delta,i}\in D_{r_{n_i}},\qquad
492
+ \gamma_\delta(s_{\delta,i})\ne s_{\delta,i}
493
+ \quad(i<\omega).
494
+ \]
495
+ Such a point exists for every $i$, since otherwise
496
+ $\gamma_\delta\in K_C$. Fix an enumeration of the set of nonidentity
497
+ cosets. For $\alpha<\kappa$ and $\pi\in G_C$, define the pattern
498
+ \begin{equation}\label{eq:detector-pattern}
499
+ P_F^\alpha(\pi K_C)=
500
+ \left(
501
+ \left[\left(A_{\pi(s_{\delta,i})}^F
502
+ \restriction\alpha:i<\omega\right)\right]_{\rm ev}
503
+ :\delta\in\Gamma_C\setminus\{1\}\right),
504
+ \end{equation}
505
+ where $[\cdot]_{\rm ev}$ denotes equivalence modulo eventual equality
506
+ of sequences. We regard each row as its binary characteristic
507
+ function. The equivalence classes in this formula are taken in the
508
+ ground set of sequences of subsets of $\alpha$.
509
+
510
+ This ground interpretation is legitimate. Every $\alpha<\omega_1$
511
+ is countable. The bounded row restrictions and all their countably
512
+ many coordinates, for all detectors, form a countable sequence of
513
+ ground bits and indices. Since $\mathbb R$ adds no such sequences,
514
+ these data belong to $V$. Eventual equality between ground sequences
515
+ has the same meaning in the extension. For all $\alpha<\kappa$
516
+ together the possible patterns form a ground set, on which choose a
517
+ ground wellorder, separately for each $\alpha$ if desired.
518
+
519
+ \begin{lemma}[A covariant coset selector]\label{lem:coset-selector}
520
+ Formula~\eqref{eq:detector-pattern} is independent of the
521
+ representative of $\pi K_C$. For each $F$ there is an
522
+ $\alpha<\kappa$ at which all distinct cosets have distinct patterns.
523
+ There is a definable selection $c_C(F)\in\Gamma_C$ satisfying
524
+ \begin{equation}\label{eq:coset-selector-covariance}
525
+ c_C(\sigma F)=\sigma c_C(F)\qquad(\sigma\in G_C).
526
+ \end{equation}
527
+ \end{lemma}
528
+ \begin{proof}
529
+ If $k\in K_C$, it fixes all $s_{\delta,i}$ once $i$ is sufficiently
530
+ large. Replacing $\pi$ with $\pi k$ therefore changes each detector
531
+ sequence in only finitely many places, proving representative
532
+ independence.
533
+
534
+ Suppose $\pi K_C\ne\pi'K_C$. Use the detector for
535
+ $\delta=(\pi^{-1}\pi')K_C$ and write
536
+ $\pi^{-1}\pi'=\gamma_\delta k$ with $k\in K_C$. Eventually
537
+ $k(s_{\delta,i})=s_{\delta,i}$, and hence
538
+ \[
539
+ \pi(s_{\delta,i})\ne\pi'(s_{\delta,i}).
540
+ \]
541
+ Distinct label indices give distinct Cohen rows. For each of these
542
+ tail positions choose a bit where the two rows differ. The countably
543
+ many bit ordinals are bounded below regular $\kappa$. Above that
544
+ bound the two restricted sequences disagree at every position on a
545
+ tail, so are unequal modulo eventual equality. There are countably
546
+ many pairs of cosets; a further countable supremum supplies one bound
547
+ that distinguishes all pairs. These choices take place in $V[F]$.
548
+ They use regularity of $\kappa$, not closure of $\mathbb P$.
549
+
550
+ At the least distinguishing $\alpha$, choose the coset whose pattern
551
+ is least in the fixed ground wellorder. If $\Gamma_C$ is trivial,
552
+ choose its sole element and use $\alpha=0$. For $\sigma\in G_C$,
553
+ label transport gives, for every $s\in I$,
554
+ $A_{\sigma s}^{\sigma F}=A_s^F$. Thus
555
+ \begin{equation}\label{eq:pattern-covariance}
556
+ P_{\sigma F}^\alpha((\sigma\pi)K_C)
557
+ =P_F^\alpha(\pi K_C).
558
+ \end{equation}
559
+ The actual ground pattern objects on the two sides are equal. Left
560
+ multiplication permutes the coset set, so the least distinguishing
561
+ bound is unchanged and the same pattern object is minimal. This
562
+ proves Equation~\eqref{eq:coset-selector-covariance}.
563
+ \end{proof}
564
+
565
+ For a coset $\gamma=\pi K_C$, define a transported preliminary
566
+ bijection by
567
+ \begin{equation}\label{eq:coset-assignment}
568
+ f_C^\gamma(F)(j)=
569
+ T_\pi^{\pi^{-1}F}
570
+ \left(f_C^0(\pi^{-1}F)(\pi^{-1}j)\right),\qquad j\in L_C.
571
+ \end{equation}
572
+ Equivalently, the square in Figure~\ref{fig:moved-generic-transport}
573
+ commutes.
574
+
575
+ \input{figures/moved-generic-transport}
576
+
577
+ This is independent of $\pi$. Replacing $\pi$ with $\pi k$ inserts
578
+ $k^{-1}$ in the source generic, and
579
+ Equation~\eqref{eq:preliminary-covariance} cancels its transport;
580
+ $k$ fixes every label of $L_C$. Define
581
+ $f_C(F)=f_C^{c_C(F)}(F)$. Equations~\eqref{eq:coset-selector-covariance}
582
+ and~\eqref{eq:coset-assignment} now give the required
583
+ Equation~\eqref{eq:component-covariance}.
584
+ This calculation explains why the preliminary computation in
585
+ Equation~\eqref{eq:coset-assignment} is made at $\pi^{-1}F$.
586
+ An arbitrary transport of the computation at $F$ would not give the
587
+ required identity.
588
+
589
+ \subsection{Transport over all components}
590
+
591
+ Choose in $V$ one representative from each $G_q$-orbit of components
592
+ and perform the preceding set-sized choices for these representatives.
593
+ For $C'=\sigma C$, transport $f_C(\sigma^{-1}F)$ by $\sigma$ to
594
+ obtain $f_{C'}(F)$. Two possible choices of $\sigma$ differ by an
595
+ element of $G_C$, so Equation~\eqref{eq:component-covariance} proves
596
+ that this definition is independent of the choice. It yields
597
+ bijections for every component, covariant under all $G_q$. Pulling
598
+ back along the canonical maps $B_v(F)\to B_C(F)$ gives bijections
599
+ \begin{equation}\label{eq:coherent-fiber-bijections}
600
+ f_{r,U}(F):L_{r,U}\longrightarrow B_{r,U}(F).
601
+ \end{equation}
602
+ They commute with every contraction, and their transports under every
603
+ $\pi\in G_q$ are the corresponding bijections at $\pi F$.
604
+
605
+ We record the definability needed to convert these computations into
606
+ one symmetric name. The ground sets of vertices, components, name
607
+ codes, code wellorders, patterns and auxiliary bijections are all
608
+ sets. The sections of the product names can be constructed in an
609
+ $\mathbb R$-extension from its generic filter; the ordinary forcing
610
+ relation for the ground set poset $\mathbb P$ is definable there.
611
+ Symbolic quotients and their gluing use equivalence relations on sets.
612
+ All remaining steps use set operations, least elements of prescribed
613
+ wellorders, and unique order isomorphisms. They therefore define,
614
+ by an ordinary set-theoretic formula in an $\mathbb R$-extension, the
615
+ predicate
616
+ \begin{equation}\label{eq:assignment-predicate}
617
+ \Phi(F,r,j,\tau):
618
+ \quad \tau\in\mathcal X(r)\text{ represents }
619
+ f_{r,U_j}(F)(j)\text{ in }\mathcal D_F(r).
620
+ \end{equation}
621
+ Here $U_j$ is ground data from Equation~\eqref{eq:label-availability}.
622
+ One formal implementation uses a ground set of all normalized name
623
+ codes and its ordinary name-evaluation relation to construct their
624
+ $\mathbb P$-sections. The variable for a ground code and the actual
625
+ forcing name that it codes are kept distinct. In particular, we never
626
+ use the false assertion that an automorphism moves a check-name for a
627
+ ground code to the check-name for its transported code.
628
+
629
+ The proved semantic covariance is the identity
630
+ \[
631
+ \Phi(F,r,j,\tau)\quad\Longleftrightarrow\quad
632
+ \Phi(\pi F,\pi r,\pi j,\pi\tau)
633
+ \qquad(\pi\in G_q).
634
+ \]
635
+ These computations are ordinary forcing arguments for this fixed
636
+ formula. More explicitly, let
637
+ \[
638
+ \dot F^{\pi}=
639
+ \{(\check{\pi d},d):d\in\mathbb R\},
640
+ \]
641
+ whose value at $F$ is $\pi F$. The preceding covariance proof gives
642
+ the equivalence, forced by $d_0$ in $\mathbb R$, between
643
+ $\Phi(\dot F,r,j,\tau)$ and
644
+ $\Phi(\dot F^{\pi},\pi r,\pi j,\pi\tau)$, with all auxiliary
645
+ ground choices fixed. Under the name action,
646
+ $\pi\dot F^{\pi}=\dot F$ literally, while check names for the
647
+ displayed ground arguments remain fixed. Applying ordinary forcing
648
+ symmetry therefore gives
649
+ \begin{equation}\label{eq:assignment-forcing-covariance}
650
+ d\forces_{\mathbb R}\Phi(\dot F,r,j,\tau)
651
+ \quad\Longleftrightarrow\quad
652
+ \pi d\forces_{\mathbb R}
653
+ \Phi(\dot F,\pi r,\pi j,\pi\tau)
654
+ \qquad(d\le d_0).
655
+ \end{equation}
656
+ All auxiliary ground choices are already fixed in the defining
657
+ formula; covariance was proved for this one construction. The
658
+ $\mathbb R$-forcing values in this display are ground sets of
659
+ conditions. Equivalently, if $F'$ contains $\pi d$, put
660
+ $F=\pi^{-1}F'$ and apply covariance to the computation at $F$;
661
+ the converse uses $\pi^{-1}$. This generic description abbreviates
662
+ the fixed-formula argument above and requires no transitive-ground
663
+ assumption in the consistency deduction.
664
+
665
+ \subsection{One hereditarily symmetric graph}
666
+
667
+ \begin{theorem}[Quotient classification]\label{thm:quotient-classification}
668
+ In $W$, every nonwellorderable surjective image of $A$ is in bijection
669
+ with $A$.
670
+ \end{theorem}
671
+ \begin{proof}
672
+ We first finish the construction for the equivalence relation fixed
673
+ at the start of Section~\ref{sec:quotient-fibers}. Use canonical
674
+ equivariant ordered-pair names and form the product name
675
+ \begin{equation}\label{eq:quotient-bijection-name}
676
+ \dot J=
677
+ \left\{
678
+ \left(\langle\dot A_j,\tau\rangle^{\bullet},(d,r)\right):
679
+ \begin{array}{l}
680
+ r\le q,\ j\in D_r,\ \tau\in\mathcal X(r),\ d\le d_0,\\
681
+ d\forces_{\mathbb R}\Phi(\dot F,r,j,\tau)
682
+ \end{array}\right\}.
683
+ \end{equation}
684
+ The superscript denotes the name for the ordered pair. This is a set
685
+ name: every index ranges over a ground set and the defining forcing
686
+ relation is a ground relation. Equation~\eqref{eq:assignment-forcing-covariance}
687
+ sends each entry under $\pi\in G_q$ to another entry. Applying
688
+ $\pi^{-1}$ gives equality of the sets of entries, so $G_q$ fixes
689
+ $\dot J$ literally. Each member name is a pair of HS names; thus
690
+ $\dot J$ is HS with support $D_q$. The individual member names may
691
+ have different supports. Hereditary symmetry does not require all of
692
+ them to use $D_q$.
693
+
694
+ Take a product generic $(F,H)$ containing $(d_0,q)$. For every
695
+ $r\in H$ below $q$, the graph contains exactly the local assignments
696
+ of Equation~\eqref{eq:coherent-fiber-bijections}. In detail, whenever
697
+ $\Phi(F,r,j,\tau)$ holds, the $\mathbb R$ truth lemma gives a
698
+ condition of $F$ forcing it; strengthening with $d_0$ retains a
699
+ condition of $F$, and Equation~\eqref{eq:quotient-bijection-name}
700
+ includes its entry. Conversely, every active entry forces its
701
+ asserted assignment. All classes are represented by names in their
702
+ symbolic equivalence classes, so the local assignments are complete.
703
+
704
+ We check the comparison when the diagram is strengthened. Suppose
705
+ $t\le r\le q$, $r=t_b$, and $j\in D_r$. The availability ideal
706
+ of $j$ at $t$ contains $b$. Hence
707
+ \[
708
+ (t,U_j\text{ computed at }t)
709
+ \longrightarrow(r,U_j\text{ computed at }r)
710
+ \]
711
+ is a contraction. Equation~\eqref{eq:coherent-fiber-bijections}
712
+ therefore gives the same assigned symbolic element under inclusion.
713
+ In particular, its product-name evaluations are equal in every
714
+ $\mathbb P$-generic containing $t$.
715
+
716
+ Any two active entries of $\dot J$ occur together below a common
717
+ stronger diagram in $H$. At that diagram the union of the
718
+ exact-fiber bijections is a bijection
719
+ $D_t\to\mathcal D_F(t)$: availability ideals partition both sets.
720
+ The preceding comparison proves single-valuedness and injectivity of
721
+ $\dot J^{F,H}$. Distinct symbolic elements are forced unequal there
722
+ by local decision, and distinct indices have distinct Cohen labels.
723
+ Thus these are also single-valuedness and injectivity for the actual
724
+ sets of the graph.
725
+
726
+ Every label index belongs to a diagram in $H$ below $q$, by the
727
+ density of extending diagrams to contain prescribed supports.
728
+ Therefore the graph has domain $A$. To reach an arbitrary $E$-class,
729
+ take any label belonging to that class and include its index in such
730
+ a diagram $r$. Its canonical supported class name represents an
731
+ element of $\mathcal D_F(r)$. The local fiber bijection is onto the
732
+ fiber containing that element, so the graph reaches the class.
733
+ This is a pointwise existence argument; no simultaneous selection
734
+ of representatives of all classes has been made. The range is
735
+ exactly $A/E$. The graph belongs to $W$ because its name is HS.
736
+
737
+ The construction was made on an extension of an arbitrary symmetric
738
+ condition asserting the nonwellorderable-quotient hypothesis. Applying
739
+ the symmetric forcing theorem and truth lemma therefore proves in
740
+ $W$ that every such quotient $A/E$ is in bijection with $A$.
741
+ Finally, for a surjection $h:A\to Y$ in $W$, form its kernel
742
+ relation $E$ in $W$. The map $[a]_E\mapsto h(a)$ is a bijection
743
+ $A/E\to Y$, defined by its unique values without choosing class
744
+ representatives. If $Y$ is nonwellorderable, so is $A/E$, and composing
745
+ this bijection with the one just constructed proves the theorem.
746
+ \end{proof}
preprints/The-Partition-Principle-does-not-imply-Choice-September-24-2026/partition-principle-without-choice.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
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+ size 610408
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [The Penrose inequality for maximal asymptotically hyperbolic initial data](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{The Penrose inequality for maximal asymptotically hyperbolic initial data}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/paper.pdf}{OAI:The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/paper.tex ADDED
@@ -0,0 +1,32 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \newcommand{\DoNotLoadEpstopdf}{}
2
+ \documentclass[11pt]{article}
3
+ \input{preamble}
4
+ \title{The Penrose inequality for maximal\\asymptotically hyperbolic initial data}
5
+ \author{OpenAI}
6
+ \date{October 5, 2026}
7
+ \begin{document}
8
+ \maketitle
9
+ \begin{abstract}
10
+ We prove the sharp Penrose inequality for three-dimensional maximal
11
+ asymptotically hyperbolic initial data with spherical conformal infinity.
12
+ Under the dominant energy condition, the stated decay and integrability
13
+ assumptions, and a future-timelike mass covector, the invariant mass is bounded below
14
+ by the Schwarzschild--anti-de Sitter mass associated with the minimum
15
+ enclosing area of a weakly future outer-trapped boundary.
16
+ The boundary may be disconnected, and no restriction is imposed on the
17
+ compact topology.
18
+ \end{abstract}
19
+ \tableofcontents
20
+ \input{sections/01-introduction}
21
+ \input{sections/02-preliminaries}
22
+ \input{sections/03-graph-calculus}
23
+ \input{sections/04-area-transfer}
24
+ \input{sections/05-maximal-reduction}
25
+ \input{sections/06-stress-extension}
26
+ \input{sections/07-compact-construction}
27
+ \input{sections/08-transmission-analysis}
28
+ \input{sections/09-scalar-error}
29
+ \input{sections/10-completion}
30
+ \bibliographystyle{plainnat}
31
+ \bibliography{references/references}
32
+ \end{document}
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/preamble.tex ADDED
@@ -0,0 +1,45 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \usepackage[T1]{fontenc}
2
+ \usepackage[utf8]{inputenc}
3
+ \usepackage{lmodern,microtype}
4
+ \usepackage[margin=1.05in]{geometry}
5
+ \usepackage{amsmath,amssymb,amsthm,mathtools,mathrsfs}
6
+ \usepackage{enumitem,booktabs,array,graphicx,xcolor,tikz}
7
+ \usetikzlibrary{arrows.meta,positioning,calc}
8
+ \usepackage[numbers,sort&compress]{natbib}
9
+ \usepackage{xurl}
10
+ \usepackage[colorlinks=true,linkcolor=teal!55!black,citecolor=teal!55!black,
11
+ urlcolor=teal!55!black,bookmarksnumbered=true]{hyperref}
12
+ \hypersetup{pdftitle={The Penrose inequality for maximal asymptotically hyperbolic initial data},pdfauthor={OpenAI},
13
+ bookmarksdepth=2}
14
+ \input{glyphtounicode}
15
+ \input{glyphtounicode-cmex}
16
+ \pdfgentounicode=1
17
+ \numberwithin{equation}{section}
18
+ \newtheorem{theorem}{Theorem}[section]
19
+ \newtheorem{proposition}[theorem]{Proposition}
20
+ \newtheorem{lemma}[theorem]{Lemma}
21
+ \newtheorem{corollary}[theorem]{Corollary}
22
+ \theoremstyle{definition}
23
+ \newtheorem{definition}[theorem]{Definition}
24
+ \theoremstyle{remark}
25
+ \newtheorem{remark}[theorem]{Remark}
26
+ \newcommand{\R}{\mathbb R}
27
+ \newcommand{\N}{\mathbb N}
28
+ \newcommand{\Sph}{\mathbb S}
29
+ \newcommand{\eps}{\varepsilon}
30
+ \newcommand{\dd}{\mathop{}\!\mathrm d}
31
+ \newcommand{\AH}{\ensuremath{\mathrm{AH}}}
32
+ \newcommand{\AF}{\ensuremath{\mathrm{AF}}}
33
+ \DeclareMathOperator{\tr}{tr}
34
+ \DeclareMathOperator{\Ric}{Ric}
35
+ \DeclareMathOperator{\Scal}{Scal}
36
+ \DeclareMathOperator{\divg}{div}
37
+ \DeclareMathOperator{\Per}{Per}
38
+ \DeclareMathOperator{\Area}{Area}
39
+ \DeclareMathOperator{\Vol}{Vol}
40
+ \DeclareMathOperator{\supp}{supp}
41
+ \DeclareMathOperator{\dist}{dist}
42
+ \DeclareMathOperator{\Id}{Id}
43
+ \setlist{topsep=4pt,itemsep=2pt,parsep=0pt}
44
+ \setcounter{tocdepth}{1}
45
+ \emergencystretch=1.2em
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/references/references.bib ADDED
@@ -0,0 +1,257 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
+ @article{Penrose1973,
3
+ author = {Penrose, Roger},
4
+ title = {Naked singularities},
5
+ journal = {Annals of the New York Academy of Sciences},
6
+ volume = {224},
7
+ number = {1},
8
+ year = {1973},
9
+ pages = {125--134},
10
+ doi = {10.1111/j.1749-6632.1973.tb41447.x}
11
+ }
12
+
13
+ @article{HI2001,
14
+ author = {Huisken, Gerhard and Ilmanen, Tom},
15
+ title = {The inverse mean curvature flow and the {Riemannian Penrose} inequality},
16
+ journal = {Journal of Differential Geometry},
17
+ volume = {59},
18
+ number = {3},
19
+ year = {2001},
20
+ pages = {353--437},
21
+ doi = {10.4310/jdg/1090349447},
22
+ url = {https://math.jhu.edu/~js/Math646/huisken-ilmanen.pdf}
23
+ }
24
+
25
+ @article{Bray2001,
26
+ author = {Bray, Hubert L.},
27
+ title = {Proof of the {Riemannian Penrose} inequality using the positive mass theorem},
28
+ journal = {Journal of Differential Geometry},
29
+ volume = {59},
30
+ number = {2},
31
+ year = {2001},
32
+ pages = {177--267},
33
+ doi = {10.4310/jdg/1090349428},
34
+ url = {https://www.maths.tcd.ie/EMIS/journals/NYJM/jdg/p/2001/59-2-1.pdf}
35
+ }
36
+
37
+ @article{BrayLee2009,
38
+ author = {Bray, Hubert L. and Lee, Dan A.},
39
+ title = {On the {Riemannian Penrose} inequality in dimensions less than eight},
40
+ journal = {Duke Mathematical Journal},
41
+ volume = {148},
42
+ number = {1},
43
+ year = {2009},
44
+ pages = {81--106},
45
+ doi = {10.1215/00127094-2009-020},
46
+ url = {https://math.duke.edu/~bray/PE/euclid.dmj.1240432192.pdf}
47
+ }
48
+
49
+ @article{CH2003,
50
+ author = {Chru{\'s}ciel, Piotr T. and Herzlich, Marc},
51
+ title = {The mass of asymptotically hyperbolic {Riemannian} manifolds},
52
+ journal = {Pacific Journal of Mathematics},
53
+ volume = {212},
54
+ number = {2},
55
+ year = {2003},
56
+ pages = {231--264},
57
+ doi = {10.2140/pjm.2003.212.231},
58
+ url = {https://msp.org/pjm/2003/212-2/pjm-v212-n2-p02-p.pdf}
59
+ }
60
+
61
+ @article{Neves2010,
62
+ author = {Neves, Andr{\'e}},
63
+ title = {Insufficient convergence of inverse mean curvature flow on asymptotically hyperbolic manifolds},
64
+ journal = {Journal of Differential Geometry},
65
+ volume = {84},
66
+ number = {1},
67
+ year = {2010},
68
+ pages = {191--229},
69
+ doi = {10.4310/jdg/1271271798},
70
+ eprint = {0711.4335},
71
+ archivePrefix = {arXiv},
72
+ primaryClass = {math.DG},
73
+ url = {https://arxiv.org/abs/0711.4335}
74
+ }
75
+
76
+ @article{DGS2013,
77
+ author = {Dahl, Mattias and Gicquaud, Romain and Sakovich, Anna},
78
+ title = {{Penrose} type inequalities for asymptotically hyperbolic graphs},
79
+ journal = {Annales Henri Poincar{\'e}},
80
+ volume = {14},
81
+ number = {5},
82
+ year = {2013},
83
+ pages = {1135--1168},
84
+ doi = {10.1007/s00023-012-0218-4},
85
+ eprint = {1201.3321},
86
+ archivePrefix = {arXiv},
87
+ primaryClass = {math.DG},
88
+ url = {https://arxiv.org/abs/1201.3321}
89
+ }
90
+
91
+ @article{deLimaGirao2016,
92
+ author = {de Lima, Levi Lopes and Gir{\~a}o, Frederico},
93
+ title = {An {Alexandrov--Fenchel}-type inequality in hyperbolic space with an application to a {Penrose} inequality},
94
+ journal = {Annales Henri Poincar{\'e}},
95
+ volume = {17},
96
+ number = {4},
97
+ year = {2016},
98
+ pages = {979--1002},
99
+ doi = {10.1007/s00023-015-0414-0},
100
+ eprint = {1209.0438},
101
+ archivePrefix = {arXiv},
102
+ primaryClass = {math.DG},
103
+ url = {https://arxiv.org/abs/1209.0438}
104
+ }
105
+
106
+ @article{ShiTam2002,
107
+ author = {Shi, Yuguang and Tam, Luen-Fai},
108
+ title = {Positive mass theorem and the boundary behaviors of compact manifolds with nonnegative scalar curvature},
109
+ journal = {Journal of Differential Geometry},
110
+ volume = {62},
111
+ number = {1},
112
+ year = {2002},
113
+ pages = {79--125},
114
+ doi = {10.4310/jdg/1090425530},
115
+ url = {https://www.maths.tcd.ie/EMIS/journals/NYJM/jdg/p/2002/62-1-5.pdf}
116
+ }
117
+
118
+ @article{Nirenberg1953,
119
+ author = {Nirenberg, Louis},
120
+ title = {The {Weyl} and {Minkowski} problems in differential geometry in the large},
121
+ journal = {Communications on Pure and Applied Mathematics},
122
+ volume = {6},
123
+ number = {3},
124
+ year = {1953},
125
+ pages = {337--394},
126
+ doi = {10.1002/cpa.3160060303}
127
+ }
128
+
129
+ @book{GT2001,
130
+ author = {Gilbarg, David and Trudinger, Neil S.},
131
+ title = {Elliptic Partial Differential Equations of Second Order},
132
+ series = {Classics in Mathematics},
133
+ publisher = {Springer},
134
+ address = {Berlin},
135
+ year = {2001},
136
+ edition = {Second},
137
+ note = {Reprint of the 1998 edition},
138
+ isbn = {978-3-540-41160-4},
139
+ doi = {10.1007/978-3-642-61798-0}
140
+ }
141
+
142
+ @article{AraujoZhang2020,
143
+ author = {Ara{\'u}jo, Dami{\~a}o J. and Zhang, Lei},
144
+ title = {Optimal {$C^{1,\alpha}$} estimates for a class of elliptic quasilinear equations},
145
+ journal = {Communications in Contemporary Mathematics},
146
+ volume = {22},
147
+ number = {5},
148
+ year = {2020},
149
+ pages = {1950014},
150
+ doi = {10.1142/S0219199719500147},
151
+ eprint = {1507.06898},
152
+ archivePrefix = {arXiv},
153
+ primaryClass = {math.AP},
154
+ url = {https://arxiv.org/pdf/1507.06898v4}
155
+ }
156
+
157
+ @article{LSW1963,
158
+ author = {Littman, Walter and Stampacchia, Guido and Weinberger, Hans F.},
159
+ title = {Regular points for elliptic equations with discontinuous coefficients},
160
+ journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
161
+ series = {3},
162
+ volume = {17},
163
+ number = {1--2},
164
+ year = {1963},
165
+ pages = {43--77},
166
+ url = {https://www.numdam.org/item/ASNSP_1963_3_17_1-2_43_0.pdf}
167
+ }
168
+
169
+ @article{Serrin1964,
170
+ author = {Serrin, James},
171
+ title = {Local behavior of solutions of quasi-linear equations},
172
+ journal = {Acta Mathematica},
173
+ volume = {111},
174
+ year = {1964},
175
+ pages = {247--302},
176
+ doi = {10.1007/BF02391014}
177
+ }
178
+
179
+ @article{Trudinger1973,
180
+ author = {Trudinger, Neil S.},
181
+ title = {Linear elliptic operators with measurable coefficients},
182
+ journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
183
+ series = {3},
184
+ volume = {27},
185
+ number = {2},
186
+ year = {1973},
187
+ pages = {265--308},
188
+ url = {https://www.numdam.org/article/ASNSP_1973_3_27_2_265_0.pdf}
189
+ }
190
+
191
+ @article{CalderonZygmund1952,
192
+ author = {Calder{\'o}n, Alberto P. and Zygmund, Antoni},
193
+ title = {On the existence of certain singular integrals},
194
+ journal = {Acta Mathematica},
195
+ volume = {88},
196
+ year = {1952},
197
+ pages = {85--139},
198
+ doi = {10.1007/BF02392130}
199
+ }
200
+
201
+ @book{Stein1970,
202
+ author = {Stein, Elias M.},
203
+ title = {Singular Integrals and Differentiability Properties of Functions},
204
+ series = {Princeton Mathematical Series},
205
+ volume = {30},
206
+ publisher = {Princeton University Press},
207
+ address = {Princeton, NJ},
208
+ year = {1970},
209
+ url = {https://assets.press.princeton.edu/about_pup/PUP100/book/5gStein.pdf}
210
+ }
211
+
212
+ @book{Maggi2012,
213
+ author = {Maggi, Francesco},
214
+ title = {Sets of Finite Perimeter and Geometric Variational Problems: An Introduction to Geometric Measure Theory},
215
+ series = {Cambridge Studies in Advanced Mathematics},
216
+ volume = {135},
217
+ publisher = {Cambridge University Press},
218
+ address = {Cambridge},
219
+ year = {2012},
220
+ doi = {10.1017/CBO9781139108133},
221
+ isbn = {978-1-107-02103-7},
222
+ url = {https://cvgmt.sns.it/paper/1880/}
223
+ }
224
+
225
+ @article{ChoiKim2013,
226
+ author = {Choi, Jongkeun and Kim, Seick},
227
+ title = {Neumann functions for second order elliptic systems with measurable coefficients},
228
+ journal = {Transactions of the American Mathematical Society},
229
+ volume = {365},
230
+ number = {12},
231
+ year = {2013},
232
+ pages = {6283--6307},
233
+ doi = {10.1090/S0002-9947-2013-05886-2},
234
+ eprint = {1112.2436v3},
235
+ archivePrefix = {arXiv},
236
+ primaryClass = {math.AP},
237
+ url = {https://arxiv.org/pdf/1112.2436v3}
238
+ }
239
+
240
+ @misc{Simon2014,
241
+ author = {Simon, Leon},
242
+ title = {Introduction to Geometric Measure Theory},
243
+ year = {2014},
244
+ howpublished = {Author's lecture notes, Stanford University},
245
+ note = {Tsinghua lectures; version updated December 3, 2014},
246
+ url = {https://web.stanford.edu/class/math285/ts-gmt.pdf}
247
+ }
248
+
249
+ @article{Miao2002,
250
+ author = {Miao, Pengzi},
251
+ title = {Positive mass theorem on manifolds admitting corners along a hypersurface},
252
+ journal = {Advances in Theoretical and Mathematical Physics},
253
+ volume = {6},
254
+ pages = {1163--1182},
255
+ year = {2002},
256
+ url = {https://arxiv.org/abs/math-ph/0212025}
257
+ }
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/01-introduction.tex ADDED
@@ -0,0 +1,239 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction and statement of the result}
2
+ \label{sec:hypotheses}
3
+
4
+ The Penrose inequality relates the mass of an initial-data set to the
5
+ area needed to enclose a trapped region. Penrose's original argument
6
+ \citep{Penrose1973} connects such a bound with gravitational collapse
7
+ and the expected behavior of black holes. In the asymptotically flat
8
+ Riemannian case, Huisken and Ilmanen proved the connected-horizon
9
+ inequality by weak inverse mean curvature flow \citep{HI2001}, and
10
+ Bray proved the inequality for the total area of a possibly disconnected
11
+ horizon \citep{Bray2001}. Bray and Lee extended the Riemannian result to
12
+ dimensions below eight \citep{BrayLee2009}.
13
+
14
+ For negative cosmological constant the natural comparison metric is
15
+ Schwarzschild--anti-de Sitter. Its horizon of area $4\pi a^2$ has mass
16
+ $(a+a^3)/2$ when the cosmological constant is $-3$.
17
+ The additional cubic term is accompanied by a different asymptotic mass:
18
+ the four fluxes at spherical conformal infinity form a Lorentz covector
19
+ \citep{CH2003}. For asymptotically hyperbolic graphs,
20
+ Dahl, Gicquaud, and Sakovich established mass identities and Penrose-type
21
+ bounds \citep{DGS2013}; de Lima and Gir\~ao proved the sharp bound for
22
+ a class of balanced graphs whose horizons are star-shaped and mean
23
+ convex in the reference slice
24
+ \citep{deLimaGirao2016}. Directly passing to infinity along
25
+ inverse mean curvature flow has a distinct obstruction in this setting
26
+ \citep{Neves2010}.
27
+
28
+ Here we prove the global maximal asymptotically hyperbolic Penrose
29
+ inequality in the class specified below. Thus the corresponding maximal
30
+ formulation of the Penrose conjecture is resolved positively, with
31
+ arbitrary compact topology and without an outermostness assumption on
32
+ the original boundary. The area in the statement is the minimum
33
+ \emph{enclosing} area, not necessarily the area of that boundary.
34
+ The proof does not require a spacetime development or an additional
35
+ null-expansion condition. We make no assertion about nonmaximal
36
+ initial data or equality rigidity.
37
+
38
+ \subsection{Geometry, decay, and mass}
39
+
40
+ Let $(\Omega,g)$ be a smooth connected orientable three-manifold with
41
+ nonempty compact smooth boundary $S$. The metric space obtained by
42
+ including $S$ is complete. There is one end, with coordinates
43
+ $(r,\omega)\in(r_0,\infty)\times\Sph^2$ outside a compact region.
44
+ Write
45
+ \begin{equation}\label{eq:background}
46
+ b=\frac{\dd r^2}{1+r^2}+r^2\sigma,
47
+ \qquad \eta=\operatorname{arsinh}r,
48
+ \qquad V_0=\sqrt{1+r^2},\qquad V_i=r\omega_i\quad(1\le i\le3),
49
+ \end{equation}
50
+ where $\sigma$ is the unit round metric and $\omega_i$ are the coordinate
51
+ functions of the unit sphere. The Laplacian is $\Delta=\divg\nabla$;
52
+ mean curvature is the sum of the principal curvatures.
53
+
54
+ Fix $0<\alpha<1$ and $3/2<\tau<3$. On the end, a tensor belongs to
55
+ $C^{k,\alpha}_\tau$ if its $b$-covariant derivatives through order $k$
56
+ are $O(e^{-\tau\eta})$, and its order-$k$ local H\"older seminorms
57
+ on uniform $b$-unit coordinate balls have the same weight. Equivalently,
58
+ the $C^{k,\alpha}$ norms of its components in uniform background charts,
59
+ multiplied by $e^{\tau\eta}$ at the chart centers, are bounded.
60
+ This convention is a tensor-norm convention. It does not mean
61
+ Euclidean coordinate-component decay. On compact subsets, including
62
+ the finite boundary, all fields below are smooth.
63
+
64
+ Let $K$ be a smooth symmetric covariant two-tensor on $\Omega$, smooth
65
+ up to $S$, and assume
66
+ \begin{equation}\label{eq:decay}
67
+ g-b\in C^{2,\alpha}_\tau,
68
+ \qquad K\in C^{1,\alpha}_\tau.
69
+ \end{equation}
70
+ For $e=g-b$, define the mass fluxes in the chosen chart by
71
+ \begin{align}\label{eq:ah-mass}
72
+ p_\mu(g)&=\frac1{16\pi}\lim_{R\to\infty}
73
+ \int_{\{r=R\}}\mathbb U(V_\mu,e)(\nu_b)\dd A_b,
74
+ &&0\le\mu\le3,\\
75
+ \mathbb U(V,e)&=V(\divg_b e-\dd\tr_b e)
76
+ +(\tr_b e)\dd V-e(\nabla_b V,\cdot).
77
+ \label{eq:mass-integrand}
78
+ \end{align}
79
+ Here $(\divg_b e)_i=\nabla_b^j e_{ji}$, and $\nu_b$ points toward
80
+ increasing $r$. Every operator and measure in this definition uses $b$.
81
+ We require the four limits to exist and be finite. When the covector
82
+ is future timelike, its invariant mass is
83
+ \begin{equation}\label{eq:invariant-mass}
84
+ m_{\AH}(g)=\sqrt{p_0(g)^2-p_1(g)^2-p_2(g)^2-p_3(g)^2},
85
+ \qquad p_0(g)>\sqrt{p_1(g)^2+p_2(g)^2+p_3(g)^2}.
86
+ \end{equation}
87
+ The spatial entries in this covector are metric mass charges; they are
88
+ not ADM momentum or angular momentum.
89
+
90
+ \subsection{Constraints, boundary, and enclosing area}
91
+
92
+ We use units $G=c=1$ and cosmological constant $\Lambda=-3$.
93
+ Maximality and the noncosmological constraint densities are
94
+ \begin{equation}\label{eq:constraints}
95
+ \tr_gK=0,
96
+ \qquad 16\pi\mu=R_g+6-|K|_g^2,
97
+ \qquad 8\pi J_i=\nabla_g^jK_{ij}.
98
+ \end{equation}
99
+ Assume the dominant energy condition and weighted integrability
100
+ \begin{equation}\label{eq:dec-integrability}
101
+ \mu\ge|J|_g,
102
+ \qquad \int_{\mathrm{end}}V_0
103
+ \bigl(\mu+|J|_g+|K|_g^2\bigr)\dd V_g<\infty.
104
+ \end{equation}
105
+ In particular $R_g+6\ge0$ and its $V_0$-weighted integral is finite.
106
+
107
+ On each component of $S$, choose the unit normal $\nu$ pointing into
108
+ $\Omega$, toward the designated exterior. Set
109
+ \begin{equation}\label{eq:future-trapping}
110
+ H=\divg_S\nu,
111
+ \qquad \tr_SK=(g^{ij}-\nu^i\nu^j)K_{ij},
112
+ \qquad \theta_+=H+\tr_SK.
113
+ \end{equation}
114
+ We assume only $\theta_+\le0$ on every component, with this same future
115
+ orientation. For comparison with a spacetime convention, the sign is
116
+ $K(X,Y)=\overline g(\overline\nabla_Xn_{\mathrm{future}},Y)$.
117
+ There is no assumption on the inward null expansion.
118
+
119
+ \begin{definition}[Minimum enclosing area]\label{def:minimum-area}
120
+ An admissible end-side domain is a connected smooth codimension-zero
121
+ submanifold-with-boundary $D\subset\Omega$, closed as a subset of
122
+ $\Omega$, such that
123
+ \[
124
+ \operatorname{int}D\subset\operatorname{int}\Omega
125
+ \quad\hbox{and}\quad
126
+ \{r>R\}\subset D\quad\hbox{for some }R.
127
+ \]
128
+ Its entire intrinsic manifold boundary $\partial D$ must be compact,
129
+ smooth, embedded, and two-sided, with any portions coinciding with $S$
130
+ included. Define
131
+ \begin{equation}\label{eq:minimum-area}
132
+ A_{\min}(S;g)=\inf_D\Area_g(\partial D).
133
+ \end{equation}
134
+ In particular $D=\Omega$ is admissible and contributes $\partial D=S$.
135
+ An empty relative frontier is not an admissible replacement for this
136
+ intrinsic boundary.
137
+ \end{definition}
138
+
139
+ Neither the number nor the genus of the boundary components is
140
+ restricted. No trapping condition is imposed on the competitors in
141
+ Definition~\ref{def:minimum-area}.
142
+
143
+ \begin{theorem}[Global maximal AH Penrose inequality]\label{thm:main}
144
+ Under \eqref{eq:decay}--\eqref{eq:future-trapping}, the completeness,
145
+ one-end, and smoothness assumptions above, and the future-timelike
146
+ condition \eqref{eq:invariant-mass}, one has
147
+ \begin{equation}\label{eq:main-inequality}
148
+ m_{\AH}(g)\ge\frac12\bigl(r_A+r_A^3\bigr),
149
+ \qquad r_A=\sqrt{\frac{A_{\min}(S;g)}{4\pi}}.
150
+ \end{equation}
151
+ The coefficient is sharp: equality holds for every positive-mass
152
+ time-symmetric Schwarzschild--anti-de Sitter exterior bounded by its
153
+ minimal horizon.
154
+ \end{theorem}
155
+
156
+ The proof establishes a time-component statement for Riemannian data
157
+ which is useful independently and which does not require a causal
158
+ condition on their mass covector.
159
+
160
+ \begin{theorem}[Time-symmetric time-component inequality]\label{thm:ts}
161
+ Let $(\Omega,g)$ have the smoothness, topology, completeness, and end
162
+ structure above. Suppose $g-b\in C^{2,\alpha}_\tau$, $3/2<\tau<3$,
163
+ the four fluxes \eqref{eq:ah-mass} are finite, and
164
+ \[
165
+ R_g\ge-6,\qquad H_g(S)\le0,
166
+ \qquad \int_{\mathrm{end}}V_0(R_g+6)\dd V_g<\infty.
167
+ \]
168
+ In every such fixed end chart,
169
+ \begin{equation}\label{eq:ts-inequality}
170
+ p_0(g)\ge\frac12(a+a^3),
171
+ \qquad a=\sqrt{A_{\min}(S;g)/(4\pi)}.
172
+ \end{equation}
173
+ \end{theorem}
174
+
175
+ \subsection{Structure and new ingredients}
176
+
177
+ The first deformation solves a finite-height graph problem together
178
+ with a positive lapse and a conformal factor. It changes maximal data
179
+ into Riemannian AH data with scalar curvature at least $-6$ and a free
180
+ minimal boundary. Its mass cost tends to zero. The conformal factor
181
+ can contract area, so pointwise comparison alone is insufficient.
182
+ A volume penalty and a finite-time weak-flow argument recover the
183
+ enclosing-area comparison. A continuous choice of inner flux, based
184
+ on all possible perimeter-minimizer contact sets, removes contact with
185
+ the original weakly trapped boundary.
186
+
187
+ For Theorem~\ref{thm:ts}, a nonlinear electrostatic potential produces a
188
+ divergence-free stress. Its algebraic constraint encodes the cubic
189
+ term $a^3/2$ in the mass budget of an AF attachment. A second graph
190
+ construction on a compact interior joined to that attachment yields
191
+ an AF comparison exterior to which the ordinary Riemannian Penrose
192
+ inequality applies. We prove the coupled transmission estimates and
193
+ continuation needed for this construction. Where a trace cutoff can
194
+ spoil the scalar-curvature sign, blowup gives uniformly controlled
195
+ metric neighborhoods; additional obstacles then put these regions
196
+ strictly inside a free minimizing enclosure.
197
+
198
+ The area comparison uses weak inverse mean curvature flow only over
199
+ a fixed interval of relative areas. Its curvature estimate depends on
200
+ a scalar lower bound and fixed topology, and accommodates disconnected
201
+ leaves. It therefore has a role different from taking an asymptotic
202
+ limit of hyperbolic Hawking mass.
203
+
204
+ The numerical argument can be seen before entering these constructions.
205
+ In the positive-area time-symmetric case, fix a metric after the
206
+ preliminary approximation and write
207
+ $A_{\min}(S;g)=4\pi a^2$. Let $E_0$ denote the comparison enclosure of
208
+ the auxiliary caps alone and $E$ the enclosure that also contains the
209
+ regions where scalar curvature may be negative. Given small positive
210
+ tolerances $\eps_m,\eps_A$, the attachment and comparison constructions,
211
+ followed by area transfer, give
212
+ \[
213
+ \begin{aligned}
214
+ m_o&\le p_0(g)-a^3/2+\eps_m,
215
+ &m_{\AF}(h')&\le m_o+\eps_m,\\
216
+ \Area_{h'}(\partial E)&\ge\Area_{h'}(\partial E_0)
217
+ \ge(1-\eps_A)4\pi a^2.
218
+ \end{aligned}
219
+ \]
220
+ (Propositions~\ref{prop:af-attachment}, \ref{prop:af-comparison},
221
+ and~\ref{prop:area-transfer}).
222
+ The AF Penrose inequality applies to the exterior of $E$ and yields
223
+ \[
224
+ p_0(g)\ge \frac{a^3}{2}
225
+ +\frac a2\sqrt{1-\eps_A}-2\eps_m.
226
+ \]
227
+ Thus the attachment supplies the cubic term and the AF inequality the
228
+ linear term. The errors tend to zero through successive finite choices;
229
+ no convergence of the comparison metrics is required.
230
+ Theorem~\ref{thm:ah-reduction} then transfers the time-symmetric bound
231
+ to maximal data. The original mass covector is put in a rest chart
232
+ before any deformation, so its time component is the invariant mass.
233
+
234
+ Sections~\ref{sec:graph-calculus} and~\ref{sec:area-transfer} develop
235
+ the shared identities and area comparison. Section~\ref{sec:maximal-reduction}
236
+ reduces Theorem~\ref{thm:main} to Theorem~\ref{thm:ts}.
237
+ Sections~\ref{sec:stress-extension}--\ref{sec:scalar-error} construct
238
+ the AF comparison for the latter. Section~\ref{sec:completion}
239
+ assembles the inequalities and checks sharpness.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/02-preliminaries.tex ADDED
@@ -0,0 +1,260 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Preliminaries}
2
+ \label{sec:preliminaries}
3
+
4
+ \subsection{Compact cores and auxiliary caps}
5
+
6
+ \begin{lemma}\label{lem:compact-core}
7
+ The sufficiently large coordinate spheres bound connected compact
8
+ truncations of $\Omega$. Each component of $S$ can be capped on its
9
+ other side to produce a smooth complete connected one-ended manifold
10
+ $X$ without boundary, with the orientation extending that of $\Omega$.
11
+ Let $O$ denote the compact cap set, including its
12
+ boundary. For competitors containing $O$, perimeter depends only on
13
+ the metric on $\Omega$ and its boundary trace.
14
+ \end{lemma}
15
+ \begin{proof}
16
+ The end metric is uniformly comparable to $b$ sufficiently far out.
17
+ Radial infinity escapes compact subsets: otherwise a sequence tending
18
+ to radial infinity would accumulate in a compact coordinate
19
+ neighborhood, while pairwise disjoint background balls of a fixed small
20
+ radius about a subsequence would have uniformly positive metric
21
+ volumes and lie in a fixed compact neighborhood. This is impossible.
22
+ A large coordinate sphere separates the product end from an inner
23
+ side. If the latter were noncompact, a smooth compact exhaustion would
24
+ yield an end separated from the given product end. One may choose this
25
+ exhaustion with finitely many complement components at each stage,
26
+ since its smooth compact frontier has finitely many components.
27
+ Nested extraction then contradicts the one-end assumption. The inner
28
+ side is therefore compact. Paths between its points can be pushed
29
+ back across the product end, so the truncations can be taken connected.
30
+
31
+ Every component of $S$ is a closed orientable surface and bounds a
32
+ handlebody. Orient each handlebody and glue by a map reversing the
33
+ induced boundary orientations. The collars then extend the orientation
34
+ of $\Omega$ across each seam. Extend the metric smoothly across $S$.
35
+ The added region is compact; completeness
36
+ at infinity is unchanged. For a set containing $O$ up to a null set,
37
+ its characteristic function is constant almost everywhere in the
38
+ cap interiors. Its perimeter therefore uses no metric values there.
39
+ \end{proof}
40
+
41
+ We use the ordinary perimeter of a finite-perimeter set in the capped
42
+ manifold. In particular it is not a relative perimeter that discards
43
+ the original boundary.
44
+
45
+ \begin{lemma}\label{lem:cut-enclosure}
46
+ Every admissible cut from Definition~\ref{def:minimum-area} determines
47
+ a precompact finite-perimeter enclosure of $O$ whose perimeter is at
48
+ most the area of that cut. Conversely, a precompact enclosure of $O$
49
+ with smooth free boundary in $\operatorname{int}\Omega$ and connected
50
+ exterior gives an admissible cut with the same area. If this enclosure
51
+ is outward minimizing, its boundary realizes the minimum enclosing
52
+ area of its own closed exterior.
53
+ \end{lemma}
54
+ \begin{proof}
55
+ For an admissible $D$, complement its manifold interior in $X$.
56
+ The result contains $O$ and is precompact because $D$ contains the
57
+ whole sufficiently distant end. Local boundary coordinates show that
58
+ its perimeter is bounded by the entire intrinsic area of $\partial D$,
59
+ including any portions on $S$. This also follows by smoothing corners
60
+ and passing to the perimeter lower limit. For the converse, take the
61
+ closed exterior of the smooth enclosure. It is connected, has the
62
+ required end, and has precisely the stated intrinsic boundary.
63
+ Any admissible cut of this new exterior, complemented in $X$, encloses
64
+ the original enclosure; outward minimization gives the final claim.
65
+ \end{proof}
66
+
67
+ The compactness, lower semicontinuity, coarea, slicing, reduced-boundary
68
+ structure, and union/intersection inequalities for finite-perimeter
69
+ sets will be used below. These are local facts and hold in smooth
70
+ Riemannian coordinate charts; see \citet[Chapters 12--18]{Maggi2012}.
71
+ They also give compactness and lower semicontinuity for a uniformly
72
+ convergent family of uniformly positive continuous metrics on a fixed
73
+ compact set, by comparison with smooth metrics. A free locally
74
+ perimeter-minimizing boundary is smooth in ambient dimension three;
75
+ one may use the smooth-ambient regularity theorem in
76
+ \citet[Chapter 7, Section 5, Theorem 5.8]{Simon2014}, followed by
77
+ elliptic bootstrapping. We invoke this regularity only after excluding
78
+ contact with every obstacle and outer truncation.
79
+
80
+ \subsection{Mass covariance and small metric changes}
81
+
82
+ \begin{proposition}\label{prop:mass-covariance}
83
+ Suppose $g-b\in C^{2,\alpha}_\tau$, $\tau>3/2$, and
84
+ $\int V_0|R_g+6|\dd V_g<\infty$ on the end. The fluxes
85
+ \eqref{eq:ah-mass} transform as a Lorentz covector under hyperbolic
86
+ isometries of the asymptotic chart. Such chart changes preserve the
87
+ weighted decay and integrability hypotheses used here. Consequently
88
+ a future-timelike original covector admits a chart with
89
+ $p_0=m_{\AH}$ and $p_1=p_2=p_3=0$.
90
+ \end{proposition}
91
+ \begin{proof}
92
+ The potentials in \eqref{eq:background} are the ambient coordinate
93
+ functions of the future unit hyperboloid. Hyperbolic isometries act on
94
+ their span by Lorentz transformations. The flux integrand is tensorial
95
+ in $b$, linear in $V$, and natural under these isometries.
96
+ It remains to justify replacing the transformed integration surfaces
97
+ by the original large coordinate spheres. The static identity
98
+ $\nabla_b^2V=Vb$ gives
99
+ \[
100
+ \divg_b\mathbb U(V,e)=V\,D R_b(e).
101
+ \]
102
+ The difference between $D R_b(e)$ and $R_g+6$ is bounded by a constant
103
+ times
104
+ \[
105
+ |e|_b^2+|\nabla_be|_b^2+|e|_b|\nabla_b^2e|_b.
106
+ \]
107
+ Its $V_0$-weighted integral over $r>D$ is
108
+ $O(D^{3-2\tau})$, since $\dd V_b$ is comparable to
109
+ $r\dd r\dd A_\sigma$. Also $|V_i|\le V_0$.
110
+ Thus the divergence is absolutely integrable on the end for each
111
+ potential. The divergence theorem on regions between the two
112
+ families of spheres makes their flux difference tend to zero.
113
+ This is the covariance mechanism of
114
+ \citet[Proposition 2.2, Theorem 2.3, and Section 3]{CH2003} in the
115
+ normalization \eqref{eq:ah-mass}.
116
+
117
+ A fixed hyperbolic isometry changes distance from the chosen origin
118
+ by a bounded amount. The exponential weights and $V_0$ are therefore
119
+ comparable before and after the change, and uniform background balls
120
+ are carried to uniform background balls. The rest-chart assertion is
121
+ the elementary Lorentz normal form of a future-timelike covector.
122
+ \end{proof}
123
+
124
+ The boundary sign and the enclosing-area definition are intrinsic.
125
+ We will apply Proposition~\ref{prop:mass-covariance} to the original
126
+ data before constructing any comparison metric. No assertion that
127
+ intermediate covectors remain timelike is required.
128
+
129
+ If $(1-\eps)g\le\widetilde g\le(1+\eps)g$ as quadratic forms,
130
+ then for every two-surface its area changes by factors between
131
+ $1-\eps$ and $1+\eps$. Taking infima over the same admissible domains
132
+ gives the same comparison for $A_{\min}$. This observation will be
133
+ used when passing through the preliminary conformal approximation
134
+ and the later corner smoothing.
135
+
136
+ \subsection{The AF comparison theorem}
137
+
138
+ For an AF metric $h$ in a Euclidean end chart $y$, our normalization is
139
+ \begin{equation}\label{eq:adm-mass}
140
+ m_{\AF}(h)=\frac1{16\pi}\lim_{R\to\infty}
141
+ \int_{|y|=R}(\partial_jh_{ij}-\partial_ih_{jj})
142
+ n^i\dd A_{\mathrm{Eucl}}.
143
+ \end{equation}
144
+
145
+ \begin{theorem}[AF Riemannian Penrose inequality]\label{thm:af-penrose}
146
+ Let $(Y,h)$ be a complete connected one-ended three-dimensional AF
147
+ manifold with smooth compact outer-minimizing minimal boundary.
148
+ Assume $R_h\ge0$, $h-\delta=O_2(|y|^{-\beta})$ for some
149
+ $\beta>1/2$, and $R_h=O(|y|^{-q})$ for some $q>3$.
150
+ If the total boundary area is $A$, then
151
+ \begin{equation}\label{eq:af-penrose}
152
+ m_{\AF}(h)\ge\sqrt{A/(16\pi)}.
153
+ \end{equation}
154
+ Disconnected boundary is allowed.
155
+ \end{theorem}
156
+
157
+ This is the dimension-three case of the published
158
+ \citet[Theorem 1.4]{BrayLee2009}; its asymptotic definition is on
159
+ page 82 and its boundary convention on page 83.
160
+ Only the inequality is used. The smoothness, scalar sign, and
161
+ outer-minimization required here will be established for the AF
162
+ comparison exterior, rather than assumed for either original AH
163
+ metric.
164
+
165
+ \subsection{Local scalar elliptic estimates}
166
+
167
+ We specify the standard local analytic inputs, separating them from
168
+ the coupled transmission estimates proved in
169
+ Section~\ref{sec:transmission-analysis}.
170
+
171
+ \begin{proposition}[Scalar local estimates]\label{prop:elliptic-inputs}
172
+ On fixed coordinate balls in dimension three the following estimates
173
+ hold, with constants depending on the indicated ellipticity,
174
+ coefficient, and geometry bounds.
175
+ \begin{enumerate}[label=\textup{(\roman*)}]
176
+ \item Bounded measurable uniformly elliptic divergence matrices admit
177
+ local subsolution bounds, weak Harnack estimates for nonnegative
178
+ supersolutions, and inhomogeneous Harnack and H\"older estimates for
179
+ nonnegative solutions. Bounded divergence drifts multiplying the
180
+ unknown, vector forcing in $L^q$, $q>3$, and scalar forcing in $L^p$,
181
+ $p>3/2$, are permitted in the corresponding estimates.
182
+ \item For Laplace equations with uniformly positive Lipschitz metric
183
+ coefficients in interior or flattened smooth boundary charts,
184
+ divergence forcing in $L^q$ gives local $W^{1,q}$ estimates.
185
+ Scalar forcing in $L^2$ can be included for $3<q<6$.
186
+ The same statements hold with local zero Dirichlet data or natural
187
+ Neumann data, with the divergence forcing included in the conormal
188
+ current. A boundary datum in $L^{p_1}$, $p_1>2$, permits a choice
189
+ $3<q<3p_1/2$ sufficiently close to $3$.
190
+ \item Smooth-coefficient scalar Dirichlet and conormal problems have
191
+ the usual Schauder estimates, including divergence-form
192
+ $C^{1,\gamma}$ estimates when the uniformly elliptic coefficients
193
+ and vector forcing are $C^\gamma$, with boundary data of the
194
+ corresponding regularity. These estimates are used only after their
195
+ coefficient hypotheses have been obtained.
196
+ \item For a bounded measurable symmetric uniformly elliptic matrix
197
+ $a$ on a ball, its positive Dirichlet Green kernel is bounded above
198
+ by $C|z-z'|^{-1}$, and below by $c|z-z'|^{-1}$ when the pole and
199
+ the nearby evaluation point lie in a fixed smaller ball.
200
+ \end{enumerate}
201
+ \end{proposition}
202
+
203
+ The local boundedness, Harnack, and H\"older estimates are the scalar
204
+ divergence theory of \citet{Serrin1964} and
205
+ \citet[Chapter 8]{GT2001}. The Laplace divergence estimates are the
206
+ local Calder\'on--Zygmund estimates, with smooth-boundary
207
+ localization; see \citet{Stein1970,GT2001}.
208
+ For natural Neumann data, an explicit estimate is given by
209
+ \citet[Appendix, proof of Lemma 6.1, (6.2), p.\ 19
210
+ of arXiv v3]{ChoiKim2013} on bounded $C^1$ localizations.
211
+ Our Lipschitz metric coefficients are VMO. A cutoff retains the
212
+ full conormal current and the larger-patch $W^{1,2}$ norm.
213
+ In dimension three the scalar and boundary forcing exponents are
214
+ $3q/(q+3)$ and $2q/3$, respectively, so approximation permits
215
+ $3<q<\min\{6,3p_1/2\}$ for the data in part~(ii).
216
+ For the boundary exponent in part~(ii), the trace embedding of
217
+ $W^{1,q'}$ into $L^{2q/(2q-3)}$ on a two-dimensional face allows
218
+ pairing with $L^{p_1}$ whenever $q<3p_1/2$.
219
+ Scalar $L^2$ forcing belongs locally to $W^{-1,q}$ when $q<6$.
220
+ Part~(iv) is the local Green comparison of
221
+ \citet[Theorem 7.1 and the discussion on pp.\ 66--67]{LSW1963}.
222
+
223
+ Natural homogeneous flux permits even reflection in a flattened
224
+ boundary chart, with the full current reflected. Smooth prescribed
225
+ flux errors can be placed in a bounded smooth vector field.
226
+ Fermi-coordinate metric matrices reflected at a smooth face are
227
+ Lipschitz. Constant Dirichlet data for a scalar height permit odd
228
+ reflection after subtraction of that constant. We spell out each
229
+ reflection where it is needed; none of these scalar statements is a
230
+ general nonlinear transmission theorem.
231
+
232
+ For the electrostatic equation we also use an exact degenerate
233
+ gradient regularity statement. Suppose
234
+ \[
235
+ A(z,0)=0,\qquad
236
+ \lambda|\xi|I\le A_\xi(z,\xi)\le C|\xi|I,
237
+ \qquad
238
+ |A(z,\xi)-A(z',\xi)|\le C|z-z'|\,|\xi|^2,
239
+ \]
240
+ with symmetric $A_\xi$, continuous dependence, and smooth dependence
241
+ on $\xi\ne0$. Then a bounded weak $W^{1,3}$ solution of
242
+ $\partial_iA^i(z,\dd u)=0$ is locally $C^{1,\gamma}$ for some
243
+ $\gamma>0$, with uniform estimates from the structural constants
244
+ and a local energy bound. Indeed $A_\xi(z,0)=0$ extends continuously,
245
+ and integration along a radial segment gives $|A(z,\xi)|\le C|\xi|^2$.
246
+ The assumptions of \citet[Theorem 1.1, (1.5)--(1.8)]{AraujoZhang2020}
247
+ therefore hold with $n=p=3$, zero forcing in $L^\infty$, and spatial
248
+ H\"older exponent $\sigma=1/2$. We use only an exponent
249
+ $0<\gamma<\min\{\alpha_m,1/4\}$, where $\alpha_m>0$ is a
250
+ constant-coefficient gradient exponent for the same structural constants.
251
+ No optimal exponent or endpoint estimate is required.
252
+ If these inequalities initially hold only on a known
253
+ bounded gradient range, the constitutive law must first be extended
254
+ with the same structure; that extension is constructed in
255
+ Section~\ref{sec:stress-extension}.
256
+
257
+ All global invertibility, weighted end estimates, seam regularity,
258
+ continuation, and uniform large-parameter conclusions used later are
259
+ proved below. The local estimates in this subsection supply only
260
+ their explicitly stated scalar ingredients.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/03-graph-calculus.tex ADDED
@@ -0,0 +1,828 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Static graph identities and differential estimates}
2
+ \label{sec:graph-calculus}
3
+
4
+ This Section proves the differential identities used in both constructions.
5
+ They are identities on a Riemannian base; no spacetime satisfying field
6
+ equations is assumed. In particular, the reference tensor in this Section
7
+ may be either the given maximal tensor or the synthetic tensor constructed
8
+ later.
9
+
10
+ The curvature, current, and boundary identities give the scalar, mass,
11
+ and boundary inequalities in both deformations. The maximum estimate
12
+ controls finite slopes without differentiating the trace cutoff; the
13
+ energy and Newton-current estimates supply the seam-continuity argument
14
+ in Section~\ref{sec:transmission-analysis}.
15
+
16
+ Let $(U,g)$ be a smooth three-dimensional Riemannian manifold. Unless a
17
+ metric is displayed, covariant derivatives, norms, contractions, volume
18
+ forms, and divergences in this Section use $g$. For a symmetric covariant
19
+ tensor $C$, the notation $C p$ means the vector obtained by contracting with
20
+ $p$ and raising the remaining index with $g$. For a positive smooth
21
+ function $N$ and a smooth function $f$, define $s>0$ and $p$ by
22
+ \begin{equation}
23
+ p=s^2\nabla f,\qquad s^2+|\dd f|^2s^4=N^2,
24
+ \qquad v=\frac pN,\qquad W=\frac Ns,
25
+ \qquad \bar g=g+s^2\dd f\otimes\dd f.
26
+ \label{eq:calculus-constitutive}
27
+ \end{equation}
28
+ The positive root is unique, and it depends smoothly on $(N,\dd f)$,
29
+ including at $\dd f=0$, because
30
+ \begin{equation}
31
+ s^2=\frac{2N^2}{1+\sqrt{1+4N^2|\dd f|^2}}.
32
+ \label{eq:calculus-positive-root}
33
+ \end{equation}
34
+ We use $d=s/N=\sqrt{1-|v|^2}$ for a scalar in $(0,1]$; differentials are
35
+ written $\dd$. Direct rank-one inversion and the determinant formula give
36
+ \begin{equation}
37
+ \bar g^{-1}=g^{-1}-v\otimes v,\qquad
38
+ \dd V_{\bar g}=W\,\dd V_g.
39
+ \label{eq:calculus-volume-inverse}
40
+ \end{equation}
41
+ For a further positive function $w$ put
42
+ \begin{equation}
43
+ x=sw,\qquad h=x\bar g,\qquad A=Ns\bar g^{-1},
44
+ \qquad \pi=N^{-1}\operatorname{sym}\nabla p^\flat,
45
+ \label{eq:calculus-conformal-definitions}
46
+ \end{equation}
47
+ where $\operatorname{sym}$ is the half-sum. The tensor $\pi$ throughout
48
+ this Section is the graph second fundamental form, not the electrostatic
49
+ stress introduced in Section~\ref{sec:stress-extension}. The elementary
50
+ identities
51
+ \begin{equation}
52
+ p\cdot\dd f=W^2-1,\qquad
53
+ A(\dd f,\dd f)=W-W^{-1}\le p\cdot\dd f,
54
+ \qquad 0<A\le N^2g^{-1}
55
+ \label{eq:calculus-energy-algebra}
56
+ \end{equation}
57
+ will also be used in the penalty estimates.
58
+
59
+ \subsection{Curvature and the conserved current}
60
+
61
+ \begin{lemma}[Static graph curvature]\label{lem:graph-curvature}
62
+ Suppose that $\divg_g p=TN$, where $T$ is a smooth scalar function.
63
+ Then $\tr_g\pi=T$ and
64
+ \begin{align}
65
+ \bar\nabla\log s&=\nabla\log N-\pi(v),
66
+ \label{eq:calculus-lapse-differential}\\
67
+ R_{\bar g}
68
+ &=R_g+T^2-|\pi|^2-2(\divg_g\pi-\dd T)\cdot v.
69
+ \label{eq:calculus-static-curvature}
70
+ \end{align}
71
+ More generally, let $\mathcal K$ be any smooth symmetric covariant tensor,
72
+ and define
73
+ \begin{equation}
74
+ \kappa=\tr_g\mathcal K,\qquad
75
+ \ell=T-\kappa,\qquad \lambda=\pi-\mathcal K,
76
+ \qquad C=\lambda-\ell g,
77
+ \label{eq:calculus-trace-definitions}
78
+ \end{equation}
79
+ and
80
+ \begin{equation}
81
+ \mathscr D(v)=R_g+\kappa^2-|\mathcal K|^2
82
+ -2(\divg_g\mathcal K-\dd\kappa)\cdot v.
83
+ \label{eq:calculus-dominant-expression}
84
+ \end{equation}
85
+ Then
86
+ \begin{equation}
87
+ R_{\bar g}=\mathscr D(v)+|\lambda|^2-\ell^2
88
+ -\frac2N\divg_g(Cp).
89
+ \label{eq:calculus-completed-curvature}
90
+ \end{equation}
91
+ \end{lemma}
92
+
93
+ \begin{proof}
94
+ The trace assertion follows immediately from the definition of $\pi$.
95
+ To prove the first identity without any geometric interpretation, set
96
+ $a=\dd\log s$. Since $p^\flat=s^2\dd f$,
97
+ \[
98
+ \nabla_i p_j=N\pi_{ij}+a_i p_j-a_j p_i.
99
+ \]
100
+ Differentiating $s^2=N^2-|p|^2$ and substituting this formula gives
101
+ \[
102
+ N^2a_i-(a\cdot p)p_i=N\nabla_iN-N\pi_{ij}p^j.
103
+ \]
104
+ Division by $N^2$ and Equation~\eqref{eq:calculus-volume-inverse} give
105
+ Equation~\eqref{eq:calculus-lapse-differential}, as an equality of vectors.
106
+
107
+ For the curvature identity consider, solely for this computation, the
108
+ Lorentzian metric
109
+ \[
110
+ \widetilde g=-s^2\dd t^2+\bar g
111
+ \]
112
+ on $\R\times U$. The graph $t=f$ has induced metric $g$. If
113
+ $X^\mathrm{tan}=X+\dd f(X)\partial_t$, its future unit normal is
114
+ $n=(\partial_t+p^\mathrm{tan})/N$. Thus
115
+ $\partial_t=Nn-p^\mathrm{tan}$. The tangential part of the Killing
116
+ equation for $\partial_t$ is
117
+ $N\widetilde g(\widetilde\nabla_{X^\mathrm{tan}}n,Y^\mathrm{tan})
118
+ =\operatorname{sym}\nabla p^\flat(X,Y)$.
119
+ Its second fundamental form, with the sign convention specified after
120
+ \eqref{eq:future-trapping},
121
+ is therefore $\pi$.
122
+
123
+ Write $\widetilde G$ for the Einstein tensor and
124
+ $n_0=s^{-1}\partial_t$ for the normal to a static slice. The contracted
125
+ Gauss and Codazzi identities with timelike unit normal and second form
126
+ $\widetilde g(\widetilde\nabla n,\cdot)$ read
127
+ \[
128
+ 2\widetilde G(n,n)=R_g+T^2-|\pi|^2,
129
+ \qquad
130
+ \widetilde G(n,X^\mathrm{tan})
131
+ =(\divg_g\pi-\dd T)(X).
132
+ \]
133
+ The static slices have zero second form. Applying these same contractions
134
+ to a static slice gives
135
+ $\widetilde G(n_0,n_0)=R_{\bar g}/2$ and
136
+ $\widetilde G(n_0,X)=0$ for spatial $X$. The static time component of
137
+ $n$ is $N/s$, whereas that of $\partial_t/N$ is $s/N$. Consequently
138
+ \[
139
+ \frac12R_{\bar g}
140
+ =\widetilde G(n,\partial_t/N)
141
+ =\widetilde G(n,n)-\widetilde G(n,v^\mathrm{tan}),
142
+ \]
143
+ which proves Equation~\eqref{eq:calculus-static-curvature} with the
144
+ claimed sign of the momentum term.
145
+
146
+ For completeness, the completion of the square uses symmetry to give
147
+ \[
148
+ \frac1N\divg_g(Cp)
149
+ =(\divg_g\lambda-\dd\ell)\cdot v
150
+ +\lambda:\pi-\ell T.
151
+ \]
152
+ Also $2\ell T-\ell^2=T^2-\kappa^2$ and
153
+ $|\lambda|^2-2\lambda:\pi=|\mathcal K|^2-|\pi|^2$.
154
+ Substituting these two equalities in the right side of
155
+ Equation~\eqref{eq:calculus-completed-curvature} recovers
156
+ Equation~\eqref{eq:calculus-static-curvature} term by term.
157
+ \end{proof}
158
+
159
+ \begin{lemma}[Graph current and conformal curvature]\label{lem:graph-current}
160
+ Under the hypotheses and notation of Lemma~\ref{lem:graph-curvature}, set
161
+ \begin{equation}
162
+ B=\nabla N-(\mathcal K+\ell g)p,\qquad
163
+ \divg_g B=\Phi,\qquad -\divg_g(A\dd w)=\Psi,
164
+ \qquad Q=B+A\dd w.
165
+ \label{eq:calculus-general-system}
166
+ \end{equation}
167
+ Then
168
+ \begin{align}
169
+ Q&=N\bar\nabla x+xCp-(x-1)B,\notag\\
170
+ \divg_g Q&=\Phi-\Psi,
171
+ \label{eq:calculus-general-current}\\
172
+ N\Delta_{\bar g}x+x\divg_g(Cp)&=x\Phi-\Psi,
173
+ \label{eq:calculus-general-x}\\
174
+ xR_h&=\mathscr D(v)+|\lambda|^2-\ell^2
175
+ -\frac{2\Phi}{N}+\frac{2\Psi}{Nx}
176
+ +\frac32|\dd\log x|_{\bar g}^2.
177
+ \label{eq:calculus-general-conformal}
178
+ \end{align}
179
+ In particular, the following two specializations hold.
180
+
181
+ \smallskip\noindent
182
+ \emph{The maximal AH system.} If $\tr_gK=0$ and
183
+ \begin{equation}
184
+ \divg_g p=0,\quad B=\nabla N-Kp,\quad
185
+ \divg_g B=3N+\Sigma,\quad
186
+ -\divg_g(A\dd w)=3N+\Sigma x+P,
187
+ \label{eq:calculus-ah-system}
188
+ \end{equation}
189
+ then, writing
190
+ $D=R_g+6-|K|^2-2\divg_gK\cdot v$, one has
191
+ \begin{align}
192
+ Q&=N\bar\nabla x+x(\pi-K)p-(x-1)B,\notag\\
193
+ \divg_g Q&=-(x-1)\Sigma-P,
194
+ \label{eq:calculus-ah-current}\\
195
+ \left(\Delta_{\bar g}-3+
196
+ N^{-1}\divg_g((\pi-K)p)\right)x&=-3-P/N,
197
+ \label{eq:calculus-ah-x}\\
198
+ x^2(R_h+6)
199
+ &=x\bigl(D+|\pi-K|^2\bigr)
200
+ +\frac{3}{2x}|\dd x|_{\bar g}^2
201
+ +6(x-1)^2+\frac{2P}{N}.
202
+ \label{eq:calculus-ah-curvature}
203
+ \end{align}
204
+ For the constraint densities in \eqref{eq:constraints},
205
+ $D=16\pi(\mu-J\cdot v)\ge0$ under the dominant energy condition.
206
+
207
+ \smallskip\noindent
208
+ \emph{The compact trace system.} Let $0\le u_*\le1$ be constant and
209
+ take $\mathcal K=u_*K$, $\kappa=u_*\tr_gK$, $\ell=T-\kappa$.
210
+ If
211
+ \begin{equation}
212
+ \begin{aligned}
213
+ \divg_g p&=TN,&
214
+ B&=\nabla N-(u_*K+\ell g)p,\\
215
+ \divg_g B&=\Sigma_++\Sigma_-,&
216
+ -\divg_g(A\dd w)&=\Sigma_+x+P,
217
+ \end{aligned}
218
+ \label{eq:calculus-compact-system}
219
+ \end{equation}
220
+ then
221
+ \begin{align}
222
+ Q&=N\bar\nabla x+x(\lambda-\ell g)p-(x-1)B,\notag\\
223
+ \divg_gQ&=-(x-1)\Sigma_+-P+\Sigma_-,
224
+ \label{eq:calculus-compact-current}\\
225
+ xR_h&=\mathscr D(v)+|\lambda|^2-\ell^2
226
+ -\frac{2\Sigma_-}{N}+\frac{2P}{Nx}
227
+ +\frac32|\dd\log x|_{\bar g}^2.
228
+ \label{eq:calculus-compact-curvature}
229
+ \end{align}
230
+ Here $\lambda=\pi-u_*K$. At $u_*=1$ this is the scalar identity for
231
+ the synthetic data. It also holds on the outer region with
232
+ $p=T=K=\ell=0$, $\Sigma_-=0$, and $\mathscr D=R_{g_o}$.
233
+ \end{lemma}
234
+
235
+ \begin{proof}
236
+ Since $w=x/s$, Equation~\eqref{eq:calculus-lapse-differential} gives
237
+ \[
238
+ A\dd w=N\bar\nabla x-Nx\bar\nabla\log s
239
+ =N\bar\nabla x-x\nabla N+x\pi p.
240
+ \]
241
+ Adding $B$ proves the first formula for $Q$. Its divergence from the
242
+ defining equations is $\Phi-\Psi$. To compute the divergence of its
243
+ other expression, Equation~\eqref{eq:calculus-volume-inverse} gives
244
+ \begin{align*}
245
+ \divg_g(N\bar\nabla x)
246
+ &=N\Delta_{\bar g}x
247
+ +N\bar g^{-1}(\dd\log s,\dd x)\\
248
+ &=N\Delta_{\bar g}x+(\nabla N-\pi p)\cdot\dd x.
249
+ \end{align*}
250
+ The derivative-of-$x$ terms in $\divg_g(xCp+(1-x)B)$ are
251
+ $(Cp-B)\cdot\dd x=(\pi p-\nabla N)\cdot\dd x$.
252
+ They cancel exactly, leaving
253
+ \[
254
+ \divg_gQ=N\Delta_{\bar g}x+x\divg_g(Cp)+(1-x)\Phi.
255
+ \]
256
+ This proves Equation~\eqref{eq:calculus-general-x}. In dimension three
257
+ the conformal change $h=x\bar g$ has scalar curvature
258
+ \[
259
+ xR_h=R_{\bar g}-2x^{-1}\Delta_{\bar g}x
260
+ +\frac32x^{-2}|\dd x|_{\bar g}^2.
261
+ \]
262
+ Substitution of Equations~\eqref{eq:calculus-completed-curvature} and
263
+ \eqref{eq:calculus-general-x} cancels the two occurrences of
264
+ $2N^{-1}\divg_g(Cp)$ and proves
265
+ Equation~\eqref{eq:calculus-general-conformal}.
266
+ The two stated systems now follow by substituting their values of
267
+ $T,\mathcal K,\Phi,\Psi$. In the AH case, the nondifferential
268
+ cosmological terms after multiplication by $x$ are
269
+ $6x^2-12x+6=6(x-1)^2$.
270
+ Finally, $|v|<1$ and the constraint definitions give the asserted sign
271
+ of $D$.
272
+ \end{proof}
273
+
274
+ For later use, the divergence theorem makes these current formulas into
275
+ exact finite-domain flux budgets. Let $S$ be the inner boundary, with
276
+ normal pointing into the domain, let $S_R$ have the outward normal, and
277
+ suppose $B_n=-b_S$ and $(A\dd w)_n=0$ on $S$. The scalar $b_S$ is a
278
+ boundary datum, unrelated to the hyperbolic reference metric $b$.
279
+ In the compact construction assume also that the two currents have
280
+ matching normal flux at their common face, measured toward the end.
281
+ Then
282
+ \begin{equation}
283
+ -\int_{S_R}Q_n\,\dd A=
284
+ \begin{cases}
285
+ \displaystyle\int_S b_S\,\dd A+
286
+ \int_{U_R}\bigl[(x-1)\Sigma+P\bigr]\,\dd V,
287
+ &\text{for \eqref{eq:calculus-ah-system}},\\[3pt]
288
+ \displaystyle\int_S b_S\,\dd A+
289
+ \int_{U_R}\bigl[(x-1)\Sigma_++P-\Sigma_-\bigr]\,\dd V,
290
+ &\text{for \eqref{eq:calculus-compact-system}}.
291
+ \end{cases}
292
+ \label{eq:calculus-flux-budget}
293
+ \end{equation}
294
+ Indeed, the outward normal at $S$ is $-n$, so its contribution to the
295
+ outward flux is $\int_S b_S$. The two face contributions cancel since
296
+ the base induced area forms and the directed fluxes agree. Conversion
297
+ of the outer flux into the relevant mass difference requires the end
298
+ estimates proved in the corresponding construction.
299
+
300
+ \subsection{Boundary identities}
301
+
302
+ \begin{lemma}[Constant-height boundary]\label{lem:graph-boundary}
303
+ Let $\mathcal S$ be a smooth two-sided hypersurface on which $f$ is
304
+ constant. Choose a $g$-unit normal $n$, and write $H=\divg_{\mathcal S}n$,
305
+ $\hat z=v\cdot n$, $y=\hat z^2$, and
306
+ $k_T=\tr_{\mathcal S}\mathcal K$. The same directed normal is used on
307
+ each side if $\mathcal S$ is a gluing face. Then
308
+ \begin{align}
309
+ d^2\partial_n\log s&=B_n/N-k_T\hat z+yH,
310
+ \label{eq:calculus-boundary-lapse}\\
311
+ s\sqrt{x}\,H_h
312
+ &=N(H-k_T\hat z)+B_n+(A\dd w)_n/x.
313
+ \label{eq:calculus-boundary}
314
+ \end{align}
315
+ In particular, in the maximal AH system with $v=-z n$,
316
+ $k=K(n,n)$, $B_n=-b_S$, and $(A\dd w)_n=0$,
317
+ \begin{equation}
318
+ s\sqrt{x}\,H_h=N(H-zk)-b_S=NH+\partial_nN.
319
+ \label{eq:calculus-ah-boundary}
320
+ \end{equation}
321
+ In the compact system, if $H\le0$, $k_T<0$, $\hat z\le0$,
322
+ $B_n=-b_*<0$, and $(A\dd w)_n=0$, then $H_h<0$.
323
+
324
+ Suppose, at a compact gluing face, that $N_o=s_i$, that $w$ and the
325
+ normal fluxes of $B,A\dd w$ agree, that $f$ is constant on the inner
326
+ face, and that $p=0$ outside. The induced $h$-metrics then agree.
327
+ If the inner base mean curvature satisfies $H_i>|k_T|$ and the outer
328
+ one is $H_o=\sqrt{H_i^2-k_T^2}$, then
329
+ $H_{h,i}\ge H_{h,o}$, both measured toward the end.
330
+ \end{lemma}
331
+
332
+ \begin{proof}
333
+ On $\mathcal S$, $p=N\hat z n$. For tangent vectors $X,Y$,
334
+ $\nabla^2f(X,Y)=f_n\operatorname{II}(X,Y)$; consequently
335
+ $\pi(X,Y)=\hat z\operatorname{II}(X,Y)$ and
336
+ $\pi(n,n)=T-\hat z H$. Taking the normal component in
337
+ Equation~\eqref{eq:calculus-lapse-differential} therefore yields
338
+ \[
339
+ d^2\partial_n\log s
340
+ =\partial_n\log N-\hat z T+yH.
341
+ \]
342
+ Since $\partial_nN=B_n+N(\mathcal K(n,n)+\ell)\hat z$ and
343
+ $\mathcal K(n,n)+\ell-T=-k_T$, this proves
344
+ Equation~\eqref{eq:calculus-boundary-lapse}.
345
+
346
+ In base normal coordinates, the tangential entries of $\bar g$ and
347
+ their first normal derivatives agree with those of $g$ at the face:
348
+ the extra products contain at least one tangential derivative of $f$.
349
+ The mixed entries vanish along the entire face, and the normal length
350
+ factor is $W$. Hence $\bar n=dn$ and $H_{\bar g}=dH$. The
351
+ mean-curvature formula for $h=x\bar g$ gives
352
+ \[
353
+ \sqrt{x}\,H_h=d(H+\partial_n\log x).
354
+ \]
355
+ Multiplication by $s=Nd$, followed by
356
+ Equation~\eqref{eq:calculus-boundary-lapse}, gives
357
+ \[
358
+ s\sqrt{x}\,H_h
359
+ =N(H-k_T\hat z)+B_n+Nd^2w_n/w.
360
+ \]
361
+ The final term equals $(A\dd w)_n/x$, proving
362
+ Equation~\eqref{eq:calculus-boundary}. In the maximal case
363
+ $k_T=-k$, $\hat z=-z$, and $\partial_nN=-Nzk-b_S$;
364
+ this proves Equation~\eqref{eq:calculus-ah-boundary}.
365
+ The asserted strict sign in the compact case follows because
366
+ $H-k_T\hat z\le0$ and $B_n<0$.
367
+
368
+ At the gluing face the tangential graph metrics equal their base
369
+ metrics, which agree, and $x_i=s_iw=N_ow=x_o$.
370
+ The remaining inequality reduces by
371
+ Equation~\eqref{eq:calculus-boundary} to
372
+ \[
373
+ N_i(H_i-k_T\hat z)\ge s_i\sqrt{H_i^2-k_T^2}.
374
+ \]
375
+ Both sides are nonnegative, and after division by $N_i$ its squared
376
+ difference is
377
+ \[
378
+ (H_i-k_T\hat z)^2-(1-\hat z^2)(H_i^2-k_T^2)
379
+ =(k_T-H_i\hat z)^2\ge0.
380
+ \]
381
+ This proves the mean-curvature ordering.
382
+ \end{proof}
383
+
384
+ \subsection{A maximum estimate without differentiating the cutoff}
385
+
386
+ \begin{lemma}[Gradient maximum estimate]\label{lem:gradient-maximum}
387
+ Let $N>0,f,\mathcal K,T$ be smooth and satisfy
388
+ $\divg_g p=TN$ and
389
+ $\divg_g[\nabla N-(\mathcal K+\ell g)p]=\Phi$, with the definitions
390
+ above. Suppose on the region in question that
391
+ \begin{equation}
392
+ |\Ric_g|+|\mathcal K|+
393
+ |\divg_g\mathcal K-\dd\tr_g\mathcal K|+|T|\le C_0,
394
+ \qquad \Phi\le C_0N+\Sigma,\qquad \Sigma\ge0.
395
+ \label{eq:calculus-maximum-hypotheses}
396
+ \end{equation}
397
+ At a point where $m=|\dd f|>0$, set
398
+ \begin{equation}
399
+ \begin{aligned}
400
+ l&=\log m,\quad u=\log N,\quad e=\nabla f/m,\quad y=|v|^2,\\
401
+ q&=\frac{1-y}{1+y},\quad \beta=1+q,\quad
402
+ \mathcal P=g^{-1}+(q-1)e\otimes e,\quad G=-\log s.
403
+ \end{aligned}
404
+ \label{eq:calculus-gradient-notation}
405
+ \end{equation}
406
+ Let $j$ be twice continuously differentiable with $j''>0$, with either
407
+ sign allowed for $j'$, and let $\eta$ be a twice continuously
408
+ differentiable localization function. At an interior local maximum of
409
+ $G+j(f)+\eta$ with $y\ge1/2$,
410
+ \begin{equation}
411
+ j''q m^2\le C\left[1+\frac\Sigma N
412
+ +(1-y)^2(j'm)^2+|\dd\eta|^2+|\nabla^2\eta|\right],
413
+ \label{eq:calculus-gradient-maximum}
414
+ \end{equation}
415
+ where $C$ depends only on $C_0$. In particular, at that point,
416
+ \begin{equation}
417
+ W^2\le\frac C{j''}\left[
418
+ N^2+N\Sigma+(j')^2
419
+ +N^2\bigl(|\dd\eta|^2+|\nabla^2\eta|\bigr)\right].
420
+ \label{eq:calculus-gradient-weighted}
421
+ \end{equation}
422
+ No positive lower bound for $N$, no derivative bound for $T$, and no
423
+ second derivative bound for $N$ enter these two estimates.
424
+
425
+ At a constant-height boundary, with the notation of
426
+ Lemma~\ref{lem:graph-boundary}, the exact normal derivative is
427
+ \begin{equation}
428
+ d^2\partial_n\bigl(G+j(f)+\eta\bigr)
429
+ =-B_n/N+k_T\hat z-yH+j'\hat z/N+d^2\partial_n\eta.
430
+ \label{eq:calculus-gradient-boundary}
431
+ \end{equation}
432
+ For the maximal AH inner boundary, if $H\le k$, $b_S\ge0$, and
433
+ $v=-zn$, this implies
434
+ \begin{equation}
435
+ G_n=-\frac{yH+u_n}{1-y}
436
+ =\frac{b_S/N+zk-z^2H}{1-z^2}
437
+ \ge\frac{zk}{1+z}.
438
+ \label{eq:calculus-ah-gradient-boundary}
439
+ \end{equation}
440
+ \end{lemma}
441
+
442
+ \begin{proof}
443
+ Use a $g$-orthonormal frame at the point with first vector $e$ and
444
+ transverse indices $a,b\in\{2,3\}$. Put
445
+ $U_{ab}=\nabla^2_{ab}f/m$ and $C_T=T/z$, where $z=\sqrt y$.
446
+ Differentiation of the constitutive law gives
447
+ \begin{equation}
448
+ \begin{aligned}
449
+ Nm&=\frac z{1-y},\qquad
450
+ q'=\frac{\dd q}{\dd(l+u)}=-\frac{4yq}{(1+y)^2},\\
451
+ \mathcal P:\nabla^2f&=mC_T-\beta\nabla f\cdot\dd u,
452
+ \qquad \tr U=C_T-ql_1-\beta u_1.
453
+ \end{aligned}
454
+ \label{eq:calculus-height-nondivergence}
455
+ \end{equation}
456
+ Here and below $q'$ differentiates the scalar constitutive function,
457
+ not a spatial coordinate. The derivative of the height flux with
458
+ respect to $\dd f$ is $s^2\mathcal P$; its derivative with respect to
459
+ $N$ is $s^2(\beta/N)\nabla f$. This also proves that the
460
+ nondivergence equation is smooth and elliptic through zero gradient.
461
+
462
+ Differentiating the height equation in direction $e$, commuting the
463
+ third derivatives of a scalar, and differentiating its norm gives
464
+ \begin{align}
465
+ \mathcal P:\nabla^2l={}&\Ric(e,e)-\beta u_{11}
466
+ -q'(l_1+u_1)^2-\beta\dd l\cdot\dd u
467
+ +|U|^2+(1-q)|\dd_\perp l|^2-ql_1^2 \notag\\
468
+ &+\frac{\partial_1T}{z}
469
+ +C_T\bigl[(1-q)l_1-qu_1\bigr].
470
+ \label{eq:calculus-log-gradient-equation}
471
+ \end{align}
472
+ Here is an explicit account of the norm and coefficient terms in this
473
+ calculation. In $m^{-1}\mathcal P:\nabla^2m$, the second derivatives
474
+ of the norm contribute $q|\dd_\perp l|^2+|U|^2$.
475
+ The contraction $m^{-1}(\nabla_e\mathcal P):\nabla^2f$ is
476
+ $q'(l_1+u_1)l_1+2(q-1)|\dd_\perp l|^2$.
477
+ Differentiating $-\beta m u_1$ contributes
478
+ $-\beta u_{11}-\beta\dd l\cdot\dd u
479
+ -q'(l_1+u_1)u_1$.
480
+ Passing from $m$ to $l$ subtracts
481
+ $\mathcal P(\dd l,\dd l)=ql_1^2+|\dd_\perp l|^2$.
482
+ Finally,
483
+ $m^{-1}\partial_1(mT/z)=T_1/z+C_T[(1-q)l_1-qu_1]$.
484
+ These are precisely all terms of
485
+ Equation~\eqref{eq:calculus-log-gradient-equation}.
486
+
487
+ Set $I=(1+y)^{-1}$ and $J=y/(1+y)$. Then
488
+ $G_l=J$, $G_u=-I$, and all four second partial derivatives of $G$
489
+ as a function of $(l,u)$ equal $-q'/2$.
490
+ Since $-I(q-1)=J\beta$, the Hessian terms in $u$ in
491
+ $\mathcal P:\nabla^2G$ reduce exactly to $-I\Delta u$.
492
+ The lapse equation, expanded using the symmetry of
493
+ $\mathcal K+\ell g$, is
494
+ \begin{equation}
495
+ \Delta u=\Phi/N+
496
+ [\divg_g\mathcal K-\dd\kappa+\dd T]\cdot v
497
+ +(\mathcal K+\ell g):\pi-|\dd u|^2.
498
+ \label{eq:calculus-log-lapse}
499
+ \end{equation}
500
+ The coefficient of $T_1$ is $J/z-Iz=0$. Thus no derivative of $T$
501
+ remains. More precisely, with $a_y=-q'/2$, the resulting identity is
502
+ \begin{align}
503
+ \mathcal P:\nabla^2G={}&J\Ric(e,e)-I\Phi/N
504
+ -I(\divg_g\mathcal K-\dd\kappa)\cdot v
505
+ -I(\mathcal K+\ell g):\pi \notag\\
506
+ &+\mathcal Q+JC_T[(1-q)l_1-qu_1],
507
+ \label{eq:calculus-master-gradient}\\
508
+ \mathcal Q={}&J|U|^2+a_y|\dd l+\dd u|^2
509
+ -J\beta\dd l\cdot\dd u
510
+ +J(1-q)|\dd_\perp l|^2-Jql_1^2+I|\dd u|^2.
511
+ \label{eq:calculus-gradient-quadratic}
512
+ \end{align}
513
+ In obtaining the coefficient $a_y$ of the normal square, one uses
514
+ $2J+q=1$: the two contributions are $-Jq'$ and $-qq'/2$.
515
+
516
+ At the specified maximum put $D_0=j'm$. The vanishing first derivative
517
+ is equivalent to
518
+ \begin{equation}
519
+ J(l_i+u_i)=u_i-D_0\delta_{i1}-\eta_i.
520
+ \label{eq:calculus-maximum-substitution}
521
+ \end{equation}
522
+ First take $\dd\eta=0$ and separate
523
+ $|U|^2=|U_{\rm tf}|^2+(\tr U)^2/2$.
524
+ The portion of
525
+ $\mathcal Q+j'\mathcal P:\nabla^2f$ independent of $C_T$ is exactly
526
+ \begin{align}
527
+ J|U_{\rm tf}|^2
528
+ &+\frac{(3-2y)u_1^2-6(1-y)D_0u_1
529
+ +3(1-y)^2D_0^2}{2y(1+y)} \notag\\
530
+ &+\frac{2-y}{y(1+y)}|\dd_\perp u|^2.
531
+ \label{eq:calculus-maximum-positive-form}
532
+ \end{align}
533
+ This follows by inserting
534
+ $l_1=(Iu_1-D_0)/J$, $l_a=Iu_a/J$, and
535
+ $\tr U=C_T+[-u_1+(1-y)D_0]/y$ in
536
+ Equation~\eqref{eq:calculus-gradient-quadratic}.
537
+ The terms containing $C_T$, including the last term of
538
+ Equation~\eqref{eq:calculus-master-gradient}, are
539
+ \begin{align}
540
+ \frac J2 C_T^2+
541
+ C_T[J(1-2q)l_1-J(\beta+q)u_1+D_0]
542
+ =\frac J2C_T^2+qC_T(2D_0-u_1).
543
+ \label{eq:calculus-trace-cancellation}
544
+ \end{align}
545
+ This last simplification is the gain needed for a bounded trace target:
546
+ $q|D_0|\le(1-y)|D_0|$, rather than an unweighted $|D_0|$.
547
+
548
+ For $y\in[1/2,1)$ the positive coefficients in
549
+ Equation~\eqref{eq:calculus-maximum-positive-form} are bounded below.
550
+ Young's inequality therefore bounds that expression below by
551
+ $c(|U_{\rm tf}|^2+|\dd u|^2)-C(1-y)^2D_0^2$.
552
+ The trace terms in Equation~\eqref{eq:calculus-trace-cancellation}
553
+ have the same lower bound after reducing $c$ and adding a constant,
554
+ because $|C_T|\le\sqrt2 C_0$.
555
+ For general $\dd\eta$, use $D_0+\eta_1$ in the normal substitutions.
556
+ The unchanged term $-\beta D_0u_1$ adds $\beta\eta_1u_1$ relative to
557
+ that substitution. The transverse substitutions add terms bounded by
558
+ $C(|\dd\eta|^2+|\dd\eta||\dd u|)$, and the additional trace term is
559
+ $-(1-2q)C_T\eta_1$. Another application of Young's inequality thus
560
+ adds only $C|\dd\eta|^2$ to the lower bound.
561
+
562
+ The components of the graph second form are
563
+ \begin{equation}
564
+ \pi_{11}=T-z\tr U,\qquad \pi_{ab}=zU_{ab},\qquad
565
+ \pi_{1a}=\frac{z\beta}{2}(u_a+l_a).
566
+ \label{eq:calculus-second-form-components}
567
+ \end{equation}
568
+ Equation~\eqref{eq:calculus-maximum-substitution} also gives
569
+ \[
570
+ |\tr U|\le C\bigl(1+|\dd u|+(1-y)|D_0|+|\dd\eta|\bigr).
571
+ \]
572
+ Thus the term $(\mathcal K+\ell g):\pi$ is absorbed in the same
573
+ positive quadratic expression, with an error
574
+ $C[1+(1-y)^2D_0^2+|\dd\eta|^2]$.
575
+ The curvature and momentum terms are bounded, and
576
+ $-I\Phi/N\ge-C-\Sigma/N$.
577
+ At a local maximum the positive definite tensor $\mathcal P$ has
578
+ nonpositive contraction with $\nabla^2(G+j(f)+\eta)$.
579
+ Its remaining height term is $j''\mathcal P(\dd f,\dd f)=j''qm^2$,
580
+ and $|\mathcal P:\nabla^2\eta|\le C|\nabla^2\eta|$.
581
+ This proves Equation~\eqref{eq:calculus-gradient-maximum}.
582
+
583
+ Multiply it by $N^2$ and use
584
+ $N^2qm^2=J/(1-y)$, $J\ge1/3$, and
585
+ $N^2(1-y)^2(j'm)^2=y(j')^2$.
586
+ This proves Equation~\eqref{eq:calculus-gradient-weighted} without a
587
+ lapse floor. Lastly, negate
588
+ Equation~\eqref{eq:calculus-boundary-lapse} and use
589
+ $d^2f_n=\hat z/N$ to obtain
590
+ Equation~\eqref{eq:calculus-gradient-boundary}.
591
+ In the AH case, $\tr\pi=0$ also gives
592
+ $d^2\partial_n\log s=u_n+yH$.
593
+ Substitution of $u_n=-zk-b_S/N$ and $H\le k$ proves
594
+ Equation~\eqref{eq:calculus-ah-gradient-boundary}.
595
+ \end{proof}
596
+
597
+ \subsection{Energy and Newton flux identities at finite slope}
598
+
599
+ \begin{lemma}[Differential energy inequality]\label{lem:gradient-energy}
600
+ Assume the two differential equations and the geometric coefficient
601
+ bounds of Lemma~\ref{lem:gradient-maximum}. On a region suppose, in
602
+ addition, that $N,s$ have positive lower bounds and finite upper bounds,
603
+ that $|\dd f|$ has a finite upper bound, and that $\Phi/N$ is bounded
604
+ above. Constants in this Lemma may depend on these finite bounds.
605
+ With
606
+ $E_i=|\nabla N|^2+|\nabla^2f|^2$ and
607
+ $\rho=(1+y)/d$, one has
608
+ \begin{equation}
609
+ \mathcal P:\nabla^2G\ge cE_i-C(1+|\dd G|^2).
610
+ \label{eq:calculus-energy-nondivergence}
611
+ \end{equation}
612
+ There is a finite $k_0>0$, depending only on the stated bounds, such
613
+ that for $Y=s^{-k_0}$,
614
+ \begin{equation}
615
+ \divg_g(\rho\mathcal P\dd Y)\ge cE_i-C.
616
+ \label{eq:calculus-energy-divergence}
617
+ \end{equation}
618
+ These inequalities hold also at $\dd f=0$, and their constants use no
619
+ derivatives of $T$.
620
+
621
+ On a region where $p=0$, $s=N$, and $\Delta N=\Phi$, the corresponding
622
+ inequality is $\Delta Y\ge c|\nabla N|^2-C$.
623
+ At a constant-height gluing face satisfying $N_o=s_i$ and matching
624
+ flux of $B$, the directed inner flux $(\rho\mathcal P\dd Y)_n$ and
625
+ outer flux $\partial_nY$ differ by a bounded amount. The bound
626
+ depends only on the finite field bounds and the fixed face geometry.
627
+ \end{lemma}
628
+
629
+ \begin{proof}
630
+ At nonzero gradient write $\gamma=\dd G$. The identity
631
+ $\gamma=J\dd l-I\dd u$ gives
632
+ $\dd u=y\dd l-(1+y)\gamma$.
633
+ Inserting it into Equation~\eqref{eq:calculus-gradient-quadratic}
634
+ gives the exact expression
635
+ \begin{align}
636
+ \mathcal Q={}&J\left[|U|^2+(1-y)l_1^2
637
+ +(2-y)|\dd_\perp l|^2\right]\notag\\
638
+ &-\frac{2y(2-y)}{1+y}\dd l\cdot\gamma
639
+ +\frac{1+4y-y^2}{1+y}|\gamma|^2.
640
+ \label{eq:calculus-energy-positive-form}
641
+ \end{align}
642
+ On the bounded field range, $1-y$ has a positive lower bound and
643
+ \[
644
+ \frac J{m^2}=\frac{N^2(1-y)^2}{1+y},\qquad
645
+ |\nabla^2f|^2=m^2(l_1^2+2|\dd_\perp l|^2+|U|^2).
646
+ \]
647
+ The first line of Equation~\eqref{eq:calculus-energy-positive-form}
648
+ therefore controls $|\nabla^2f|^2$. Its mixed term is at most
649
+ $Cy|\dd l||\gamma|$ and is absorbed with an error $C|\gamma|^2$.
650
+ Moreover,
651
+ $|\dd u|^2\le C(y^2|\dd l|^2+|\gamma|^2)$, so after reducing the
652
+ positive coefficient the same lower bound controls $E_i$.
653
+
654
+ In Equation~\eqref{eq:calculus-master-gradient}, the trace term has
655
+ $|JC_T|\le C z$. Its absolute value is bounded by
656
+ $C\sqrt{E_i}$, since $z$ is comparable to $m$ on this field range.
657
+ Equation~\eqref{eq:calculus-second-form-components}, or direct
658
+ differentiation of $p(N,\dd f)$, gives
659
+ $|\pi|\le C\sqrt{E_i}$.
660
+ The remaining terms in the master identity are bounded below by a
661
+ constant minus $C\sqrt{E_i}$. Young's inequality proves
662
+ Equation~\eqref{eq:calculus-energy-nondivergence}.
663
+
664
+ There is no singularity at zero slope. The expansion
665
+ $G=-\log N+\tfrac12N^2|\dd f|^2+O(|\dd f|^4)$ and the lapse equation
666
+ give, directly at a point with $\dd f=0$,
667
+ \[
668
+ \mathcal P:\nabla^2G
669
+ =N^2|\nabla^2f|^2+|\dd u|^2-\Phi/N
670
+ -N(\mathcal K+\ell g):\nabla^2f.
671
+ \]
672
+ This proves the same inequality there. The matrices
673
+ $\mathcal P$ and $\rho\mathcal P$ are smooth functions of
674
+ $(N,\dd f)$, despite their expressions in terms of $e$; for example
675
+ $q-1=-2y/(1+y)$ cancels the denominator in $e\otimes e$.
676
+ Their derivatives consequently satisfy
677
+ $|\divg_g(\rho\mathcal P)|\le C\sqrt{E_i}$.
678
+
679
+ For $Y=e^{k_0G}$ the product rule yields
680
+ \begin{align*}
681
+ \divg_g(\rho\mathcal P\dd Y)
682
+ =k_0Y\bigl[\rho\mathcal P:\nabla^2G
683
+ +\divg_g(\rho\mathcal P)\cdot\dd G
684
+ +k_0\rho\mathcal P(\dd G,\dd G)\bigr].
685
+ \end{align*}
686
+ The mixed coefficient term is bounded by $C\sqrt{E_i}|\dd G|$.
687
+ Absorb half the positive $E_i$ term with Young's inequality, and then
688
+ choose $k_0$ so the final term absorbs the resulting multiple of
689
+ $|\dd G|^2$. The upper and lower bounds on $s$ bound $Y$ on this
690
+ range and prove Equation~\eqref{eq:calculus-energy-divergence}.
691
+ Outside, direct differentiation gives
692
+ \[
693
+ \Delta N^{-k_0}=k_0N^{-k_0}
694
+ \left[(k_0+1)|\dd\log N|^2-\Phi/N\right],
695
+ \]
696
+ which proves the stated outer inequality.
697
+
698
+ On the face, $\rho q=d$ and
699
+ Equation~\eqref{eq:calculus-boundary-lapse} gives
700
+ \begin{equation}
701
+ (\rho\mathcal P\dd Y)_n
702
+ =-\frac{k_0YB_n}{s}
703
+ +\frac{k_0Y}{d}(k_T\hat z-yH),
704
+ \qquad
705
+ (\partial_nY)_o=-\frac{k_0YB_n}{s}.
706
+ \label{eq:calculus-energy-seam-flux}
707
+ \end{equation}
708
+ The second term in the inner expression is bounded under the stated
709
+ finite bounds; the first terms agree. This proves the flux assertion.
710
+ \end{proof}
711
+
712
+ \begin{lemma}[Newton flux and freezing its coefficient]\label{lem:newton-flux}
713
+ In the setting of Lemma~\ref{lem:gradient-energy}, let
714
+ $\mathcal T_f=\nabla^2f-(\Delta f)g$. The exact smooth vector identity
715
+ is
716
+ \begin{equation}
717
+ \rho\mathcal P\nabla G
718
+ =-\frac{\nabla N}{s}
719
+ +\mathcal T_f\left(\frac{s^3}{N}\nabla f\right)
720
+ +Ts\nabla f,
721
+ \qquad
722
+ \divg_g\mathcal T_f=\Ric_g(\nabla f,\cdot).
723
+ \label{eq:calculus-newton}
724
+ \end{equation}
725
+ The coefficient of $\mathcal T_f$ is smooth at $\dd f=0$.
726
+
727
+ More specifically, in a fixed smooth face chart take compatible
728
+ reference fields
729
+ $\mathcal V_*=(n_*,a_*\dd t,s_*)$ for
730
+ $\mathcal V=(N_i,\dd f,N_o)$, where $t$ is inner signed unit normal
731
+ distance, $n_*>0$, and $s_*=s(n_*,|a_*|)$.
732
+ Assume the reference ranges and the actual fields lie in a fixed
733
+ bounded positive lapse and finite slope range. Put
734
+ $Y_*=s_*^{-k_0}$ and
735
+ \[
736
+ c_*=(k_0Y_*/s_*) ,\qquad
737
+ \mathfrak b_*=k_0Y_*\frac{s_*^3}{n_*}a_*\nabla t.
738
+ \]
739
+ For the following assertion assume also that $\Phi$ is bounded
740
+ on each side. Modify the inner and outer energy fluxes by
741
+ \begin{equation}
742
+ \mathcal J_i=\rho\mathcal P\dd Y+c_*B-\mathcal T_f\mathfrak b_* ,
743
+ \qquad \mathcal J_o=\nabla Y+c_*B.
744
+ \label{eq:calculus-frozen-flux}
745
+ \end{equation}
746
+ They have bounded directed flux difference across the face, and
747
+ \begin{align}
748
+ |\mathcal J|&\le C\bigl(1+|\mathcal V-\mathcal V_*|\sqrt E\bigr),
749
+ \label{eq:calculus-frozen-flux-size}\\
750
+ \divg\mathcal J&\ge c'E-C-C\delta_{\mathcal C}
751
+ \label{eq:calculus-frozen-flux-divergence}
752
+ \end{align}
753
+ in the joined weak formulation, with $E=E_i$ inside and
754
+ $E=|\nabla N_o|^2$ outside. The second line is understood with the
755
+ smooth metric densities in coordinates, and $\delta_{\mathcal C}$ is
756
+ surface measure on the face. The same conclusion holds on an interior
757
+ chart with an arbitrary constant covector reference and no face term;
758
+ its metric-dependent reference coefficients are taken as smooth
759
+ functions of position.
760
+ \end{lemma}
761
+
762
+ \begin{proof}
763
+ At nonzero gradient the vector multiplying $\mathcal T_f$ can be
764
+ written as
765
+ \[
766
+ \frac{y\nabla f}{d m^2}=
767
+ \frac{s^3}{N}\nabla f,
768
+ \qquad \frac{zT}{d}e=Ts\nabla f.
769
+ \]
770
+ For a transverse component, multiplication of the proposed identity
771
+ by $d$ gives $-u_a+yl_a$ on both sides.
772
+ For its first component, the two terms preceding $Ts\nabla f$ on the
773
+ right side, multiplied by $d$, are
774
+ \[
775
+ -u_1-y\tr U=q(yl_1-u_1)-zT,
776
+ \]
777
+ by Equation~\eqref{eq:calculus-height-nondivergence}.
778
+ The last term adds $zT$, giving exactly the first component of the
779
+ left side. This proves the first identity, including at zero gradient
780
+ by smoothness. Commuting the covariant derivatives of $f$ gives
781
+ $\nabla^j\nabla^2_{ij}f=\nabla_i\Delta f+\Ric_{ik}\nabla^kf$,
782
+ which is the second identity.
783
+
784
+ Multiply the first identity by $k_0Y$. In
785
+ Equation~\eqref{eq:calculus-frozen-flux}, the coefficients of
786
+ $\nabla N$ and of $\mathcal T_f$ then vanish at the reference state:
787
+ \begin{align*}
788
+ \mathcal J_i={}&
789
+ \left(c_*-\frac{k_0Y}{s}\right)\nabla N
790
+ +\mathcal T_f\left(k_0Y\frac{s^3}{N}\nabla f-\mathfrak b_*\right)\\
791
+ &+c_*(B-\nabla N)+k_0YTs\nabla f.
792
+ \end{align*}
793
+ The last line is bounded, since
794
+ $B-\nabla N=-(\mathcal K+\ell g)p$.
795
+ The two coefficient differences in the first line are Lipschitz in
796
+ the bounded field variables, so they are bounded by
797
+ $C|\mathcal V-\mathcal V_*|$.
798
+ On the outer side,
799
+ $\mathcal J_o=(c_*-k_0N_o^{-k_0-1})\nabla N_o$,
800
+ whose coefficient also vanishes at $N_o=s_*$.
801
+ This proves Equation~\eqref{eq:calculus-frozen-flux-size}.
802
+
803
+ The reference vector $\mathfrak b_*$ and its covariant derivative are uniformly
804
+ bounded in the fixed chart. Equation~\eqref{eq:calculus-newton} gives
805
+ \[
806
+ |\divg_g(\mathcal T_f\mathfrak b_*)|
807
+ \le C(1+|\nabla^2f|).
808
+ \]
809
+ Adding $c_*B$ changes the divergence by the bounded scalar $c_*\Phi$.
810
+ Thus Equation~\eqref{eq:calculus-energy-divergence} and Young's
811
+ inequality give $\divg\mathcal J\ge c'E-C$ on each open side.
812
+ If reference coefficients vary smoothly with the metric in an interior
813
+ chart, their derivatives add only terms bounded by $C(1+\sqrt E)$;
814
+ these are absorbed in the same way.
815
+
816
+ Across the face, the energy flux difference is bounded by
817
+ Equation~\eqref{eq:calculus-energy-seam-flux}, and the added current has
818
+ matching normal flux. The vector $\mathfrak b_*$ is normal to the face. Its
819
+ Newton contraction there uses only
820
+ \[
821
+ \mathcal T_f(n,n)=-\tr_{\mathcal C}\nabla^2f=-f_nH_i,
822
+ \]
823
+ which is bounded by the constant height trace and the slope bound.
824
+ Consequently the modified normal flux difference is bounded. Integration
825
+ by parts on the two sides, whose face area densities agree, gives
826
+ the surface error in
827
+ Equation~\eqref{eq:calculus-frozen-flux-divergence}.
828
+ \end{proof}
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/04-area-transfer.tex ADDED
@@ -0,0 +1,605 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Finite-time area transfer}\label{sec:area-transfer}
2
+
3
+ The two deformations used below can contract a metric on a set of small
4
+ weighted volume. The following argument shows that this contraction
5
+ cannot substantially decrease the minimum enclosing area. Its constants
6
+ use a scalar-curvature lower bound and the topology of the original
7
+ exterior. No curvature bound for the changing metrics, and no limit of a
8
+ hyperbolic Hawking mass, is needed.
9
+
10
+ \subsection{Caps, intrinsic boundaries, and the initial surface}
11
+
12
+ Attach a compact orientable handlebody to each component of the original
13
+ boundary $S$. Write $O$ for the union of these caps and $X$ for the
14
+ resulting connected manifold without boundary. This operation is
15
+ topological: whenever a comparison metric is given, extend it smoothly
16
+ across $S$ into the caps. The end is unchanged, and the extension is
17
+ complete. The topology of $X$ and $O$ will remain fixed. In particular,
18
+ \begin{equation}\label{eq:flow-topology-constant}
19
+ b_2=\dim_{\mathbb F_2}H_2(X\setminus\operatorname{int}O;\mathbb F_2)<\infty.
20
+ \end{equation}
21
+ Finiteness follows by retracting the product end onto its inner sphere;
22
+ what remains is a compact manifold with boundary.
23
+
24
+ We will start from a largest perimeter-minimizing enclosure $E_0$ of
25
+ $O$ alone. In each application, the obstacle and end barriers establish
26
+ that its boundary is smooth, free, minimal, and disjoint from $O$.
27
+ Thus $O\subset E_0$ and $\partial O\subset\operatorname{int}E_0$.
28
+ The open representative $E_0$ is precompact. Each component meets $O$,
29
+ since an extra component could be removed with a strict decrease of
30
+ perimeter. Bounded components of its complement can similarly be
31
+ filled. A largest minimizer is strictly outward minimizing: a larger
32
+ set with equal perimeter would also be a minimizer, contrary to
33
+ maximality. This assertion concerns all precompact competitors, because
34
+ the far-out barriers allow any such competitor to be trimmed into the
35
+ fixed truncation used in constructing $E_0$.
36
+
37
+ The cap construction respects the intrinsic-boundary convention in
38
+ Section~\ref{sec:hypotheses}. If $D$ is any admissible closed end-side
39
+ domain in the original exterior, then
40
+ $X\setminus\operatorname{int}_X D$ is a precompact finite-perimeter
41
+ enclosure of $O$. Its perimeter is bounded by the area of the
42
+ \emph{entire} intrinsic boundary of $D$. In particular, portions along
43
+ $S$ are counted; for $D=\Omega$ the perimeter is $|S|$, not zero.
44
+ Conversely, a smooth enclosure of $O$ whose boundary is disjoint from
45
+ $O$ and whose exterior is connected gives an admissible cut by taking
46
+ the closure of its exterior. These observations also apply when the
47
+ surfaces or the caps have several components.
48
+
49
+ \begin{lemma}[Adjustment at the initial surface]\label{lem:flow-initial-adjustment}
50
+ Let $\widehat h$ be a smooth complete metric on $X$, and suppose $E_0$
51
+ has the properties just described. If
52
+ $\Scal_{\widehat h}\ge-C_R$ on $X\setminus E_0$, then an arbitrarily
53
+ small, compactly supported smooth conformal change gives a metric
54
+ $\widetilde h$ for which
55
+ \begin{equation}\label{eq:flow-initial-adjustment}
56
+ |\partial E_0|_{\widetilde h}=|\partial E_0|_{\widehat h},\qquad
57
+ H_{\widetilde h}>0,\qquad
58
+ \int_{\partial E_0}H_{\widetilde h}^{2}\,\dd A_{\widetilde h}\le1,
59
+ \qquad \Scal_{\widetilde h}\ge-C_R-1
60
+ \quad\hbox{on }X\setminus E_0.
61
+ \end{equation}
62
+ The set $E_0$ remains strictly outward minimizing. The size of the
63
+ change may be chosen separately for every comparison metric.
64
+ \end{lemma}
65
+
66
+ \begin{proof}
67
+ In a two-sided signed-distance collar of $\partial E_0$, let $q$ be
68
+ positive on the exterior and choose
69
+ $\chi=q\zeta(q)$, where $\zeta$ is a nonnegative smooth cutoff equal to
70
+ one near zero. Extend $\chi$ by zero beyond the collar. Then
71
+ $\chi=0$ and $\partial_\nu\chi=1$ at the initial surface, while
72
+ $\chi\ge0$ outside $E_0$. Set
73
+ $\widetilde h=e^{2a\chi}\widehat h$, with $a>0$. The conformal
74
+ mean-curvature formula gives $H_{\widetilde h}=2a$ on $\partial E_0$.
75
+ Consequently its area is unchanged and its squared-mean-curvature
76
+ integral is $4a^2|\partial E_0|_{\widehat h}$.
77
+
78
+ Every outward competitor has its boundary outside $E_0$, where the
79
+ metric has only increased, so strict outward minimality is preserved.
80
+ Finally,
81
+ \begin{equation}\label{eq:flow-conformal-scalar}
82
+ \Scal_{\widetilde h}
83
+ =e^{-2a\chi}\bigl(\Scal_{\widehat h}
84
+ -4a\Delta_{\widehat h}\chi
85
+ -2a^2|\dd\chi|_{\widehat h}^2\bigr).
86
+ \end{equation}
87
+ Choose $a$ so that
88
+ $4a\|\Delta\chi\|_\infty+2a^2\|\dd\chi\|_\infty^2\le1$ and
89
+ $4a^2|\partial E_0|\le1$. Further decreasing $a$ gives any prescribed
90
+ $C^2$ or tensor-comparison tolerance. There is no need for a uniform
91
+ collar width or a uniform positive lower bound for the initial area.
92
+ This modification will be used only for the flow calculation; mass
93
+ inequalities are applied to the original comparison metric.
94
+ \end{proof}
95
+
96
+ \subsection{Weak flow and its topology}
97
+
98
+ We specify the weak-flow input. Theorem~3.1 of
99
+ \citet{HI2001} applies on a smooth complete connected
100
+ boundaryless manifold possessing a proper locally Lipschitz weak
101
+ subsolution with precompact initial set. It supplies a proper weak
102
+ solution from every nonempty smooth precompact open set. In dimension
103
+ three, Regularity~1.3, Hull Property~1.4, and Growth Lemma~1.6 give
104
+ compact $C^{1,\gamma}$ level boundaries for $0<\gamma\le1/2$,
105
+ outward minimality, and
106
+ exponential area growth from a minimizing hull. Smooth Start
107
+ Lemma~2.4 applies when that hull is strict and its smooth boundary has
108
+ $H>0$. We use the $H^2$ inequality from Step~1 of the proof of
109
+ Growth Formula~5.7, Equation~(5.22): it holds for almost every pair of
110
+ positive endpoints and precompact levels, without a connectedness or
111
+ scalar-curvature-sign assumption. This form suffices for a
112
+ distributional inequality in time. Our smooth initial adjustment
113
+ and Smooth Start Lemma~2.4 supply its initial upper trace. Thus no
114
+ restart from an arbitrary nonsmooth positive-time level is needed.
115
+
116
+ The end hypothesis in this existence theorem holds for all metrics
117
+ used here. On an $\AH$ end the coordinate-sphere mean curvature is
118
+ $2+o(1)$ and $|\dd\log r|=1+o(1)$; on an $\AF$ end the corresponding
119
+ quantities are $2/r+o(r^{-1})$ and $r^{-1}+o(r^{-1})$.
120
+ Thus $u_\infty=c\log r$ with $0<c<2$ has
121
+ \begin{equation}\label{eq:flow-end-subsolution}
122
+ \divg_{\widehat h}\left(
123
+ \frac{\nabla u_\infty}{|\nabla u_\infty|}\right)
124
+ \ge |\nabla u_\infty|
125
+ \end{equation}
126
+ beyond a sufficiently large sphere $r=R$. Use
127
+ $v=\max\{c\log(r/R),0\}-1$, extended by $-1$ throughout the inner
128
+ region. Its negative sublevel is a nonempty smooth precompact set,
129
+ bounded by $r=R e^{1/c}$, and outside this set the displayed inequality
130
+ holds smoothly. Extending the radial unit normal field by zero
131
+ inside $r=R$ gives a nonnegative distributional divergence
132
+ contribution at that sphere. The Gauss--Green inequality against
133
+ outward variations proves the weak subsolution property as well.
134
+ This subsolution is proper toward infinity. The compact
135
+ metric adjustment in Lemma~\ref{lem:flow-initial-adjustment} leaves it
136
+ unchanged.
137
+
138
+ For positive-time notation, extend the exterior level function $u$ by
139
+ zero on the initial set and, for $t>0$, write
140
+ \begin{equation}\label{eq:flow-levels}
141
+ E_t=E_0\cup\{u<t\},\qquad N_t=\partial E_t,\qquad
142
+ A(t)=|N_t|_{\widetilde h}=e^t A(0).
143
+ \end{equation}
144
+ Use the open perimeter representatives of these sets. At almost every
145
+ time their boundary is $C^{1,\gamma}$, its weak mean curvature is
146
+ $H=|\nabla u|$, and its area measure agrees with the level measure in
147
+ the coarea formula. Indeed, differentiability and nonvanishing
148
+ gradient hold at almost every point of almost every level in the
149
+ coarea sense; those points belong to the reduced boundary of the
150
+ sublevel set. The equivalent statement follows directly from the BV
151
+ coarea formula. The variational property used below is local
152
+ minimality of
153
+ \begin{equation}\label{eq:flow-variational-functional}
154
+ F\longmapsto \Per_{\widetilde h}(F)
155
+ -\int_F|\nabla u|_{\widetilde h}\,\dd V_{\widetilde h}
156
+ \end{equation}
157
+ under compact changes away from the initial set; differences of this
158
+ expression are taken in a compact region containing the change.
159
+
160
+ \begin{lemma}[A component bound on fixed topology]\label{lem:hull-components}
161
+ At almost every positive time, every component of $E_t$ meets $E_0$,
162
+ the open exterior of $E_t$ is connected, and
163
+ \begin{equation}\label{eq:flow-component-bound}
164
+ b_0(N_t)\le b_2,\qquad \chi(N_t)\le2b_2,
165
+ \end{equation}
166
+ where $b_2$ is the fixed number in
167
+ \eqref{eq:flow-topology-constant}.
168
+ \end{lemma}
169
+
170
+ \begin{proof}
171
+ Fix a time $t$ with the stated regularity and with
172
+ $\Vol\{u=t\}=0$. Excluding the latter exceptional times removes at
173
+ most a countable set. Suppose a component $B$ of $E_t$ did not meet
174
+ $E_0$. For almost every $0<s<t$, the set $E_s\cap B$ is compactly
175
+ contained in $B$ and separated from $E_0$. To check this, continuity
176
+ gives $u\le s<t$ on its closure, and a neighborhood of
177
+ $\overline E_0$ belongs to $E_t$. A connected component of that
178
+ neighborhood cannot meet $B$ without placing part of $E_0$ in $B$.
179
+ The boundaries here are perimeter representatives; the same
180
+ containment holds modulo null sets.
181
+
182
+ Removing $E_s\cap B$ is consequently an allowed variation in
183
+ \eqref{eq:flow-variational-functional}. If
184
+ $p(s)=\Per_{\widetilde h}(E_s;B)$, minimality and coarea give
185
+ \begin{equation}\label{eq:flow-no-new-components}
186
+ p(s)\le\int_{E_s\cap B}|\nabla u|\,\dd V
187
+ =\int_0^s p(\ell)\,\dd\ell.
188
+ \end{equation}
189
+ There is no initial contribution because $B\cap E_0=\varnothing$.
190
+ Gr\"onwall's inequality implies $p=0$ almost everywhere. A
191
+ finite-perimeter indicator with zero variation on the connected open
192
+ set $B$ is constant there. Compact containment rules out the value
193
+ one, so $E_s\cap B$ is null for almost every $s<t$. Letting such $s$
194
+ increase to $t$ contradicts that $B$ is a nonempty open component of
195
+ $E_t$. This proves the first assertion. It also shows that each such
196
+ component contains an entire component of $E_0$, and hence meets $O$.
197
+
198
+ Outward minimality excludes a bounded open component of the
199
+ complement: filling it removes its nonempty boundary and strictly
200
+ decreases perimeter. Because $X$ has just one product end and $E_t$
201
+ is precompact, only one component of the exterior can be unbounded.
202
+ Its open exterior is therefore connected.
203
+
204
+ Let $N_t^1,\ldots,N_t^m$ be the boundary components. Choose a large
205
+ compact truncation
206
+ $Y\subset X\setminus\operatorname{int}O$ containing all of them.
207
+ For each $j$, an arc can start on $\partial O$, travel in the adjacent
208
+ component of $E_t$, cross $N_t^j$ once transversely, and then travel in
209
+ the connected exterior to the outer boundary of $Y$, without meeting
210
+ any other $N_t^k$. To construct its inner part, join a point just
211
+ inside $N_t^j$ to $O$ in the relevant connected open component and
212
+ stop at the first cap encountered; thus the arc stays outside the cap
213
+ interiors. Small perturbations give the asserted transversality.
214
+
215
+ These arcs define relative one-cycles in $(Y,\partial Y)$ whose
216
+ mod-two intersection pairings with the closed surfaces $N_t^k$ are
217
+ the separate coordinate vectors. Hence the classes $[N_t^k]$ are
218
+ linearly independent in $H_2(Y;\mathbb F_2)$. Extending the
219
+ truncation along its product end changes no homology, so $m\le b_2$.
220
+ Each closed orientable surface has Euler characteristic at most two,
221
+ which proves the second estimate. The arcs and the intersection
222
+ pairings also make explicit why disconnected caps and arbitrary
223
+ compact interior topology cause no difficulty.
224
+ \end{proof}
225
+
226
+ \begin{lemma}[Curvature control up to a prescribed area]\label{lem:flow-curvature}
227
+ Suppose the adjusted metric satisfies
228
+ $\Scal_{\widetilde h}\ge-C_0$ outside $E_0$, and let $A_*>0$.
229
+ At almost every time for which $A(t)\le A_*$,
230
+ \begin{equation}\label{eq:flow-uniform-curvature}
231
+ J(t):=\int_{N_t}|\nabla u|^2\,\dd A_{\widetilde h}
232
+ \le C_H:=1+\frac23 C_0 A_*+16\pi b_2.
233
+ \end{equation}
234
+ In particular this bound is independent of $A(0)$, even if the
235
+ initial areas tend to zero in a family.
236
+ \end{lemma}
237
+
238
+ \begin{proof}
239
+ Let $\mathcal A_t$ denote the weak second fundamental form of $N_t$.
240
+ For almost every pair $0<r<t$, the cited growth formula, after
241
+ dropping its nonnegative tangential gradient term, says
242
+ \begin{equation}\label{eq:flow-hi-growth}
243
+ J(r)\ge J(t)+\int_r^t\int_{N_s}
244
+ \bigl(2|\mathcal A_s|^2+2\Ric(\nu,\nu)-H^2\bigr)
245
+ \,\dd A\,\dd s.
246
+ \end{equation}
247
+ After our adjustment, Smooth Start Lemma~2.4 identifies the weak
248
+ flow with the smooth flow on an initial interval. Hence
249
+ $J(r)\to J(0)\le1$ as $r\downarrow0$. Letting admissible
250
+ Lebesgue endpoints tend to zero supplies the initial upper trace in
251
+ the integrated inequality below. At positive times only the
252
+ almost-everywhere inequality is used.
253
+
254
+ For completeness, Gauss and Gauss--Bonnet apply to these levels with
255
+ their weak curvature. A local $C^{1,\gamma}$ graph with bounded weak
256
+ mean curvature belongs to $W^{2,2}$ by difference quotients in its
257
+ uniformly elliptic mean-curvature equation. Smoothing graph
258
+ representations gives smooth embeddings converging in
259
+ $C^1\cap W^{2,2}$; the graph formula for the second fundamental form
260
+ then gives convergence of the quadratic curvature terms in $L^1$.
261
+ Thus the smooth Gauss identity and Gauss--Bonnet pass to the limit.
262
+ This is also the content of Lemmas~5.4--5.5 of
263
+ \citet{HI2001}.
264
+
265
+ The Gauss equation and $|\mathcal A_s|^2\ge H^2/2$ give
266
+ \begin{align}\label{eq:flow-gauss-bound}
267
+ \int_{N_s}\bigl(2|\mathcal A_s|^2+2\Ric(\nu,\nu)-H^2\bigr)
268
+ &=\int_{N_s}\bigl(|\mathcal A_s|^2+
269
+ \Scal_{\widetilde h}-\Scal_{N_s}\bigr)\notag\\
270
+ &\ge\tfrac12J(s)-C_0A(s)-8\pi b_2.
271
+ \end{align}
272
+ Consequently, in distributions in time,
273
+ $J'+J/2\le C_0A+8\pi b_2$, with initial upper value at most one.
274
+ One can see this directly from \eqref{eq:flow-hi-growth} at Lebesgue
275
+ endpoints: $J$ plus the integral of the lower bound in
276
+ \eqref{eq:flow-gauss-bound} has a nonincreasing representative. Any
277
+ singular part of its derivative is nonpositive, so the integrating
278
+ factor is valid. It yields
279
+ \begin{equation}\label{eq:flow-integrated-curvature}
280
+ J(t)\le e^{-t/2}
281
+ +\int_0^t e^{(s-t)/2}\bigl(C_0A(s)+8\pi b_2\bigr)\,\dd s.
282
+ \end{equation}
283
+ Using $A(s)=e^{s-t}A(t)$ bounds the two integrals by
284
+ $\frac23C_0A(t)$ and $16\pi b_2$, respectively.
285
+ \end{proof}
286
+
287
+ \subsection{Projecting enclosing surfaces}
288
+
289
+ In the next lemma, $A_*$ is the original minimum enclosing area,
290
+ defined using complete intrinsic boundaries. The comparison end may
291
+ be the original $\AH$ end, or the $\AF$ extension of a fixed compact
292
+ inner region. In the latter case $g_{\mathrm{base}}$ denotes $g$ on
293
+ the inner region and $g_o$ on the extension. Statements involving
294
+ this base metric are interpreted separately on the two sides of the
295
+ joining sphere $\mathcal C$.
296
+
297
+ \begin{lemma}[Enclosing-area projection]\label{lem:area-projection}
298
+ Let $N$ be a compact embedded $C^1$ enclosure of $O$, disjoint from
299
+ $S$, with connected exterior.
300
+ \begin{enumerate}[label=\textup{(\roman*)}]
301
+ \item On the original $\AH$ exterior, fix a large radius $r_p$ and put
302
+ \begin{equation}\label{eq:flow-ah-weight}
303
+ \rho=\min\{1,r_p^2/r^2\},
304
+ \end{equation}
305
+ with $\rho=1$ on the compact part. There is $q(r_p)\downarrow0$,
306
+ depending only on the original end metric, such that
307
+ \begin{equation}\label{eq:flow-ah-projection}
308
+ \int_N\rho\,\dd A_g\ge(1-q(r_p))A_*.
309
+ \end{equation}
310
+ \item Suppose the $\AF$ extension has the parallel-surface form
311
+ $g_o=U^2\dd t^2+\gamma_t$, where $\gamma_t$ is induced on outward
312
+ Euclidean parallels of a strictly convex embedding of
313
+ $(\mathcal C,\gamma_0)$. Then, with $\rho=1$,
314
+ \begin{equation}\label{eq:flow-af-projection}
315
+ \int_N\dd A_{g_{\mathrm{base}}}\ge A_*.
316
+ \end{equation}
317
+ For a surface crossing the joining sphere, the assertion holds for
318
+ the piecewise area; it is enough that its intersection with the
319
+ joining sphere have zero two-dimensional measure. In particular
320
+ this holds for almost every weak-flow level.
321
+ \end{enumerate}
322
+ \end{lemma}
323
+
324
+ \begin{proof}
325
+ First take $N$ smooth and transverse to the spheres used in the
326
+ construction. Let $D$ be its closed end-side domain. For part
327
+ \textup{(i)}, choose a transverse sphere $r=r_1$ with
328
+ $r_p/2\le r_1\le r_p$, and replace $D$ by
329
+ \begin{equation}\label{eq:flow-projected-domain}
330
+ D'=D\cup\{r\ge r_1\}.
331
+ \end{equation}
332
+ This domain is connected because both sets contain the entire remote
333
+ end. Its boundary inside $r_1$ is part of $N$; the remaining boundary
334
+ is a portion of the sphere $r=r_1$. Every point of this newly exposed
335
+ sphere portion is covered by radial projection of $N\cap\{r\ge r_1\}$:
336
+ the ray starts outside $D$ and eventually lies in its end, so must
337
+ cross $N$.
338
+
339
+ In the hyperbolic reference metric the radial map from radius $r$ to
340
+ $r_1$ has two-dimensional Jacobian at most $r_1^2/r^2$ on every
341
+ two-plane. The original metric has uniform relative error $o(1)$
342
+ on $r\ge r_p/2$. Its corresponding Jacobian is therefore at most
343
+ \begin{equation}\label{eq:flow-projection-jacobian}
344
+ (1+o_{r_p}(1))\frac{r_1^2}{r^2}
345
+ \le(1+o_{r_p}(1))\rho.
346
+ \end{equation}
347
+ The area formula, allowing multiplicity, bounds the new sphere area
348
+ by the weighted area of the discarded portion of $N$.
349
+
350
+ The boundary of $D'$ has transverse corners along finitely many
351
+ smooth curves. In local coordinates given by defining functions for
352
+ the two faces, round each quadrant edge in a shrinking tubular
353
+ neighborhood, toward the side enlarging $D'$. The added area tends
354
+ to zero: the modification has vanishing width along a fixed compact
355
+ edge, with bounded local slopes. The rounded end-side domain stays
356
+ connected and gives an admissible cut, disjoint from $S$. Since the
357
+ definition of $A_*$ uses its full intrinsic boundary, it follows that
358
+ $A_*\le(1+o_{r_p}(1))\int_N\rho\,\dd A_g$. This proves
359
+ \eqref{eq:flow-ah-projection}.
360
+
361
+ For part \textup{(ii)}, keep the part of $D$ in the original compact
362
+ inner region and attach the whole original $\AH$ region outside
363
+ $\mathcal C$. The resulting end-side domain is connected. Indeed,
364
+ every point of its inner part can be joined inside the old $D$ to
365
+ infinity, and the initial portion of such a path reaches
366
+ $\mathcal C$. Its newly exposed boundary in $\mathcal C$ is covered
367
+ by projection of the old outer boundary along the parallel rays.
368
+ This projection has two-dimensional Jacobian at most one:
369
+ $\gamma_t\ge\gamma_0$ by strict convexity, its normal derivative is
370
+ zero, and the positive coefficient $U^2$ creates no mixed terms.
371
+ Rounding the resulting transverse corners as above gives admissible
372
+ original cuts with area at most
373
+ $\int_N\dd A_{g_{\mathrm{base}}}$ plus a vanishing error.
374
+
375
+ Finally, a $C^1$ embedded enclosing surface can be approximated by
376
+ smooth embeddings in $C^1$, within a collar disjoint from $S$, by an
377
+ ambient isotopy. This preserves the end side and its connectedness.
378
+ Choose the approximations transverse to the cutting sphere. Areas
379
+ and weighted areas converge. In the joined case, first approximate
380
+ on the two smooth sides and make the approximations transverse to
381
+ $\mathcal C$; round across a shrinking seam neighborhood. The base
382
+ metric is bounded and smooth on either side at this fixed
383
+ construction, and the surface has zero area in the seam. The area
384
+ of its portion in that neighborhood tends to zero, so these local
385
+ roundings contribute a vanishing area error. This procedure also
386
+ applies when the smooth collar coordinates chosen for the comparison
387
+ metric differ from the original side coordinates: the
388
+ identifications are smooth on each closed side and preserve the
389
+ joining surface. For almost every flow level the zero-area
390
+ intersection follows by applying the level-measure decomposition to
391
+ the fixed finite-area seam. Passing to the limit proves both
392
+ assertions.
393
+ \end{proof}
394
+
395
+ \subsection{The uniform transfer criterion}
396
+
397
+ The following formulation isolates all requirements on the
398
+ deformations. A reference metric may be piecewise smooth across one
399
+ fixed compact joining surface, as in
400
+ Lemma~\ref{lem:area-projection}\textup{(ii)}. Its area and volume
401
+ measures below are then the sums of the two side measures.
402
+
403
+ \begin{proposition}[Uniform area transfer]\label{prop:area-transfer}
404
+ Fix the capped topology $(X,O)$, a number $A_*>0$, and a scalar lower
405
+ bound $C_R\ge0$. Suppose a comparison has the following properties.
406
+ \begin{enumerate}[label=\textup{(\roman*)}]
407
+ \item The smooth complete metric $\widehat h$ has one $\AH$ or $\AF$
408
+ end with the mean-curvature and radial-gradient asymptotics used in
409
+ \eqref{eq:flow-end-subsolution}. The cap-only enclosure $E_0$ is a
410
+ smooth precompact strictly outward-minimizing set, with minimal
411
+ boundary disjoint from $O$, every component meeting $O$, and
412
+ $\Scal_{\widehat h}\ge-C_R$ outside $E_0$.
413
+ \item On $X\setminus O$ there are a reference metric
414
+ $g_{\mathrm{base}}$, positive functions $x,W$, a metric $\bar g$, and
415
+ a weight $0<\rho\le1$, such that
416
+ \begin{equation}\label{eq:flow-metric-comparison}
417
+ \bar g\ge g_{\mathrm{base}},\qquad
418
+ \dd V_{\bar g}=W\,\dd V_{g_{\mathrm{base}}},\qquad
419
+ (1-\eta)x\bar g\le\widehat h\le(1+\eta)x\bar g.
420
+ \end{equation}
421
+ \item Every enclosing $C^1$ surface with connected exterior, as in
422
+ Lemma~\ref{lem:area-projection}, satisfies
423
+ \begin{equation}\label{eq:flow-abstract-projection}
424
+ \int_N\rho\,\dd A_{g_{\mathrm{base}}}\ge(1-q)A_*.
425
+ \end{equation}
426
+ In the piecewise case this is required for surfaces having zero area
427
+ in the joining surface.
428
+ \end{enumerate}
429
+ For every $0<\eps<1$ there are positive tolerances
430
+ $\eta_0,q_0,\delta_0$ and $v_0$, depending only on
431
+ $\eps,A_*,C_R$ and the integer $b_2$ in
432
+ \eqref{eq:flow-topology-constant}, with the following consequence.
433
+ If $\eta\le\eta_0$, $q\le q_0$, $0<\delta\le\delta_0$, and
434
+ \begin{equation}\label{eq:flow-bad-volume}
435
+ \int_{\{x<1-\delta\}}\rho^{3/2}W\,\dd V_{g_{\mathrm{base}}}<v_0,
436
+ \end{equation}
437
+ then
438
+ \begin{equation}\label{eq:flow-area-conclusion}
439
+ |\partial E_0|_{\widehat h}\ge(1-\eps)A_*.
440
+ \end{equation}
441
+ The tolerances are uniform over all comparisons satisfying these
442
+ conditions; the geometry and initial area of $E_0$ may vary.
443
+ \end{proposition}
444
+
445
+ \begin{proof}
446
+ Make the change from Lemma~\ref{lem:flow-initial-adjustment}. It
447
+ preserves the initial area and all topological properties. Take its
448
+ size sufficiently small that the comparison
449
+ \eqref{eq:flow-metric-comparison} for the resulting $\widetilde h$
450
+ holds with an error $\bar\eta\le\eps/32$, by initially requiring,
451
+ for example, $\eta\le\eta_0=\eps/64$. Its scalar lower bound is
452
+ $-C_0$, where $C_0=C_R+1$. Also take
453
+ $q_0=\delta_0=\eps/32$.
454
+
455
+ Suppose, to the contrary, that $A(0)<(1-\eps)A_*$. Exponential area
456
+ growth gives an interval $I=[t_-,t_+]$ on which the endpoint areas
457
+ are $(1-\eps)A_*$ and $(1-\eps/2)A_*$. Its length is the fixed
458
+ positive number
459
+ \begin{equation}\label{eq:flow-time-window}
460
+ \Delta_\eps=\log\frac{1-\eps/2}{1-\eps}.
461
+ \end{equation}
462
+ Although $t_-$ may tend to infinity when $A(0)$ tends to zero,
463
+ Lemma~\ref{lem:flow-curvature} bounds $J(t)$ throughout $I$ by the
464
+ same constant $C_H$.
465
+
466
+ Write $\mathcal B=\{x<1-\delta\}$. On the good part of a level,
467
+ \eqref{eq:flow-metric-comparison} and $\bar g\ge g_{\mathrm{base}}$
468
+ give
469
+ \begin{equation}\label{eq:flow-good-area}
470
+ \int_{N_t\setminus\mathcal B}\rho\,\dd A_{g_{\mathrm{base}}}
471
+ \le\frac{A(t)}{(1-\bar\eta)(1-\delta)}.
472
+ \end{equation}
473
+ Combine this with \eqref{eq:flow-abstract-projection}. Since
474
+ $(1-\bar\eta)(1-\delta)\ge1-\eps/16$, for almost every $t\in I$
475
+ we obtain
476
+ \begin{equation}\label{eq:flow-bad-area-lower}
477
+ \int_{N_t\cap\mathcal B}\rho\,\dd A_{g_{\mathrm{base}}}
478
+ \ge (1-q)A_*
479
+ -\frac{(1-\eps/2)A_*}{(1-\bar\eta)(1-\delta)}
480
+ \ge \frac{\eps A_*}{4}=:c_A.
481
+ \end{equation}
482
+ The same metric comparison on the bad part therefore implies
483
+ \begin{equation}\label{eq:flow-weighted-area-lower}
484
+ \int_{N_t\cap\mathcal B}\rho x^{-1}\,\dd A_{\widetilde h}
485
+ \ge(1-\bar\eta)c_A\ge c_A/2.
486
+ \end{equation}
487
+
488
+ Here is the precise weighted coarea step. Put $F=\rho x^{-1}$ and
489
+ $H=|\nabla u|_{\widetilde h}$. For almost every level $H>0$ at
490
+ almost every point in its area measure. H\"older with exponents
491
+ $3/2$ and $3$ gives
492
+ \begin{align}\label{eq:flow-holder-exponents}
493
+ \int_{N_t\cap\mathcal B}F\,\dd A
494
+ &=\int_{N_t\cap\mathcal B}
495
+ \left(\frac{F^{3/2}}H\right)^{2/3}(H^2)^{1/3}\,\dd A\notag\\
496
+ &\le
497
+ \left(\int_{N_t\cap\mathcal B}\frac{F^{3/2}}H\,\dd A\right)^{2/3}
498
+ J(t)^{1/3}.
499
+ \end{align}
500
+ Infinite integrals cause no difficulty; otherwise this identity can
501
+ first be applied where $H$ is bounded away from zero and passed to
502
+ the limit. Equations~\eqref{eq:flow-uniform-curvature} and
503
+ \eqref{eq:flow-weighted-area-lower} yield
504
+ \begin{equation}\label{eq:flow-level-volume-lower}
505
+ \int_{N_t\cap\mathcal B}
506
+ \frac{\rho^{3/2}x^{-3/2}}{|\nabla u|}\,\dd A_{\widetilde h}
507
+ \ge \frac{(c_A/2)^{3/2}}{\sqrt{C_H}}=:c_V.
508
+ \end{equation}
509
+ Integrating over $I$ and applying Lipschitz coarea gives
510
+ \begin{align}\label{eq:flow-coarea-contradiction}
511
+ \Delta_\eps c_V
512
+ &\le\int_{\mathcal B\cap\{t_-<u<t_+\}\cap\{|\nabla u|>0\}}
513
+ \rho^{3/2}x^{-3/2}\,\dd V_{\widetilde h}\notag\\
514
+ &\le(1+\bar\eta)^{3/2}
515
+ \int_{\mathcal B}\rho^{3/2}W\,\dd V_{g_{\mathrm{base}}}.
516
+ \end{align}
517
+ The last inequality uses
518
+ $\dd V_{\widetilde h}\le
519
+ (1+\bar\eta)^{3/2}x^{3/2}W\,\dd V_{g_{\mathrm{base}}}$.
520
+ Thus it is enough to take
521
+ $v_0=\Delta_\eps c_V/2^{3/2}$.
522
+ Notice that no contribution from a plateau of the level function
523
+ has been assumed: coarea integrates only where its gradient is
524
+ nonzero, and the full bad-set volume is an upper bound. This proves
525
+ the proposition.
526
+ \end{proof}
527
+
528
+ \subsection{The two applications and their parameter order}
529
+
530
+ For the maximal $\AH$ reduction, the base is the original $g$ and
531
+ \begin{equation}\label{eq:flow-graph-volume}
532
+ \bar g=g+s^2\dd f^2,\qquad h=x\bar g,\qquad
533
+ W^2=1+s^2|\dd f|_g^2,\qquad
534
+ \dd V_{\bar g}=W\,\dd V_g.
535
+ \end{equation}
536
+ The curvature bound is $\Scal_h\ge-6$, and the cap-only largest hull
537
+ is the enclosure used in that reduction. Fix the area tolerance
538
+ $\eps$, then $r_p$ so that the error in
539
+ \eqref{eq:flow-ah-projection} is at most $q_0$, and then
540
+ $\delta\le\delta_0$. The quantitative estimates of
541
+ Section~\ref{sec:maximal-reduction} give, with
542
+ $R_s=M^{3/10}$ and $L=M^2$,
543
+ \begin{equation}\label{eq:flow-ah-bad-volume}
544
+ \int_{\{x<1-\delta\}}\rho^{3/2}W\,\dd V_g
545
+ \le C\left(L^{-1}+\sqrt{M/L}
546
+ +R_s^{-1}+\frac{\sqrt M}{R_s^2}\right)
547
+ \longrightarrow0.
548
+ \end{equation}
549
+ To explain the powers, the unweighted bad volume inside $R_s$ is
550
+ $O(L^{-1})$, and $\int(W^2-1)\,\dd V_g\le CM$; Cauchy--Schwarz
551
+ gives the first two terms. On the tail the $\AH$ volume element is
552
+ comparable to $r\,\dd r\,\dd A_\sigma$ and
553
+ $\rho^{3/2}=r_p^3/r^3$. Hence
554
+ $\int_{r>R_s}\rho^{3/2}\,\dd V_g=O(R_s^{-1})$, whereas
555
+ $\int_{r>R_s}\rho^3\,\dd V_g=O(R_s^{-4})$; another
556
+ Cauchy--Schwarz inequality gives the last term. The constants here
557
+ may depend on the already fixed $r_p$ and original data.
558
+ Proposition~\ref{prop:area-transfer} therefore yields the required
559
+ lower bound for the comparison boundary area.
560
+
561
+ For the compact construction with the $\AF$ attachment,
562
+ $g_{\mathrm{base}}=g$ inside and $g_o$ outside,
563
+ $\bar g=g+s^2\dd f^2$ inside and $\bar g=g_o$ outside. Thus $W=1$
564
+ outside, $\rho=1$, and Lemma~\ref{lem:area-projection} has zero
565
+ projection error. Section~\ref{sec:scalar-error} constructs a smooth
566
+ metric $h'$ arbitrarily close to $h=x\bar g$, with a uniform scalar
567
+ lower bound, together with two enclosures. The enclosure $E$
568
+ contains the caps and all unsafe balls and is used for the
569
+ $\AF$ mass inequality. The largest cap-only minimizer $E_0$ is
570
+ used for the flow. In particular
571
+ \begin{equation}\label{eq:flow-af-two-enclosures}
572
+ |\partial E|_{h'}\ge|\partial E_0|_{h'}.
573
+ \end{equation}
574
+ No topological bound on the unsafe balls or on $E$ is required.
575
+
576
+ The bad set is confined to a fixed outer radius by the capacitary
577
+ lower bound for $x$. On its designated penalized region,
578
+ \begin{equation}\label{eq:flow-af-bad-volume}
579
+ \int_{\{x<1-\delta\}\cap\mathrm{designated}}
580
+ W\,\dd V_{g_{\mathrm{base}}}\le C/L.
581
+ \end{equation}
582
+ The omitted fixed exterior collar has $W=1$, so its contribution is
583
+ at most its base volume. The omitted inner collar has base width
584
+ $O(M^{-4})$. Since the compact construction gives
585
+ $\int_{\Omega_i}W^2\,\dd V_g\le C(L)M^2$, its contribution is at
586
+ most
587
+ \begin{equation}\label{eq:flow-inner-collar-cost}
588
+ O(M^{-2})\left(\int_{\Omega_i}W^2\,\dd V_g\right)^{1/2}
589
+ =O_L(M^{-1}).
590
+ \end{equation}
591
+ Choose the exterior collar sufficiently thin and then $L$
592
+ sufficiently large, both before $M$. Next choose $M$ large and the
593
+ remaining finite penalty parameters as in
594
+ Section~\ref{sec:compact-construction}. Finally choose the individual
595
+ corner-smoothing tolerance small enough for
596
+ \eqref{eq:flow-metric-comparison}. These choices make the bad volume
597
+ smaller than $v_0$. The flow-only initial adjustment does not change
598
+ $|\partial E_0|_{h'}$. Equations~\eqref{eq:flow-area-conclusion} and
599
+ \eqref{eq:flow-af-two-enclosures} give
600
+ \begin{equation}\label{eq:flow-af-area-conclusion}
601
+ |\partial E|_{h'}\ge|\partial E_0|_{h'}\ge(1-\eps)A_*.
602
+ \end{equation}
603
+ If $A_*=0$ there is no area-transfer assertion to prove; the
604
+ nonnegative mass conclusion from the $\AF$ comparison supplies the
605
+ needed zero-area bound.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/05-maximal-reduction.tex ADDED
@@ -0,0 +1,1305 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Reduction of maximal data to a minimal boundary}
2
+ \label{sec:maximal-reduction}
3
+
4
+ The result of this section is a reduction within the asymptotically
5
+ hyperbolic class. In particular, it requires no uniform statement about
6
+ the metrics to which the time-symmetric inequality is applied.
7
+
8
+ \begin{theorem}[Maximal reduction]\label{thm:ah-reduction}
9
+ Let \(F:[0,\infty)\to[0,\infty)\) be continuous and nondecreasing.
10
+ Suppose that every smooth, complete, connected, orientable, one-ended
11
+ asymptotically hyperbolic three-dimensional exterior with nonempty
12
+ compact minimal boundary, scalar curvature at least \(-6\),
13
+ \(g-b\in C^{2,\gamma}_\tau\) for some \(0<\gamma<1\) and
14
+ \(3/2<\tau<3\), the weighted scalar integrability of
15
+ Section~\ref{sec:hypotheses}, and four finite mass fluxes satisfies
16
+ \[
17
+ p_0\ge F(A_{\min}).
18
+ \]
19
+ The exponent \(\gamma\) may depend on the comparison metric.
20
+ This hypothesis is to hold in every designated asymptotic chart,
21
+ without a causal-character assumption on the mass covector.
22
+ Then every maximal initial-data exterior of
23
+ Section~\ref{sec:hypotheses} satisfies, in each designated chart,
24
+ \[
25
+ p_0(g)\ge F\bigl(A_{\min}(S;g)\bigr).
26
+ \]
27
+ \end{theorem}
28
+
29
+ Fix the original data and chart, and put \(A_*=A_{\min}(S;g)\).
30
+ Extend the end radius \(r\) to a smooth positive function bounded away
31
+ from zero on \(\Omega\). Constants may depend on this extension and
32
+ the fixed data. Derivatives, volume measures, and fluxes in this
33
+ section use \(g\), unless a different metric is indicated.
34
+ The letter \(b_S\) below denotes a scalar inner flux datum; it is
35
+ unrelated to the hyperbolic reference metric \(b\).
36
+
37
+ \subsection{The equations and the order of choices}
38
+
39
+ For \(N>0\) and \(f\), define
40
+ \begin{equation}\label{eq:ah-fields}
41
+ \begin{gathered}
42
+ s^2+s^4|df|_g^2=N^2,\qquad p=s^2\nabla f,\qquad
43
+ v=p/N,\qquad W=N/s,\\
44
+ \bar g=g+s^2df^2,\qquad
45
+ \pi=N^{-1}\operatorname{sym}\nabla p^\flat,\qquad
46
+ x=sw,\qquad h=x\bar g,\qquad A=Ns\bar g^{-1}.
47
+ \end{gathered}
48
+ \end{equation}
49
+ The first relation uniquely defines \(s>0\), smoothly also at \(df=0\).
50
+ The vector \(p\) in this display is not a component of the mass
51
+ covector. In particular
52
+ \(\bar g^{-1}=g^{-1}-v\otimes v\) and
53
+ \(\dd V_{\bar g}=W\,\dd V_g\).
54
+ We solve
55
+ \begin{equation}\label{eq:ah-system}
56
+ \divg_g p=0,\qquad B=\nabla N-Kp,\qquad
57
+ \divg_g B=3N+\Sigma,\qquad
58
+ -\divg_g(A\,dw)=3N+\Sigma x+P ,
59
+ \end{equation}
60
+ where \(\Sigma,P\ge0\). At the inner boundary, whose normal
61
+ \(\nu\) points into \(\Omega\), prescribe
62
+ \begin{equation}\label{eq:ah-inner-data}
63
+ f=tM,\qquad B\cdot\nu=-t b_S,\qquad (A\,dw)\cdot\nu=0 .
64
+ \end{equation}
65
+ Here \(0\le t\le1\) is a continuation parameter. On the outer
66
+ sphere \(S_R=\{r=R\}\), with outward \(g\)-normal \(\nu_R\), prescribe
67
+ \begin{equation}\label{eq:ah-outer-data}
68
+ f=0,\qquad B\cdot\nu_R=\partial_{\nu_R}V_0,\qquad
69
+ w=V_0^{-1}.
70
+ \end{equation}
71
+ We keep \(K\) fixed throughout the continuation; this preserves
72
+ \(H_g(S)\le k\), where \(k=K(\nu,\nu)\).
73
+
74
+ The identities of Lemmas~\ref{lem:graph-curvature},
75
+ \ref{lem:graph-current}, and~\ref{lem:graph-boundary} apply with
76
+ \(\tr_gK=\tr_g\pi=0\). Writing \(Q=B+A\,dw\), they give
77
+ \begin{align}
78
+ \divg_g Q&=-(x-1)\Sigma-P,\nonumber\\
79
+ Q&=N\bar\nabla x+x(\pi-K)p-(x-1)B,\label{eq:ah-current}\\
80
+ x^2(\Scal_h+6)
81
+ &=x\{D+|\pi-K|_g^2\}
82
+ +\frac{3}{2x}|dx|_{\bar g}^2+6(x-1)^2+\frac{2P}{N},
83
+ \label{eq:ah-scalar}\\
84
+ D&=16\pi(\mu-J\cdot v)\ge0,\nonumber\\
85
+ \left(\Delta_{\bar g}-3+
86
+ N^{-1}\divg_g((\pi-K)p)\right)x&=-3-P/N .
87
+ \label{eq:ah-x-equation}
88
+ \end{align}
89
+ The dominant energy condition and \(|v|<1\) give the displayed
90
+ sign of \(D\). At \(S\), the height maximum principle will give
91
+ \(v=-z\nu\), \(0\le z<1\), and the boundary formula is
92
+ \begin{equation}\label{eq:ah-boundary-curvature}
93
+ s\sqrt{x}\,H_h=N(H_g-zk)-t b_S .
94
+ \end{equation}
95
+ Consequently a suitable small inner flux will make the obstacle
96
+ boundary strictly mean concave wherever an enclosing minimizer
97
+ could touch it.
98
+
99
+ Choose a fixed \(p_1>2\) and an area tolerance \(0<\delta<1/4\).
100
+ For a large finite height \(M\), set
101
+ \begin{equation}\label{eq:ah-parameter-scales}
102
+ R_s=M^{3/10},\qquad T=M^{4/5},\qquad L=M^2.
103
+ \end{equation}
104
+ The allowable smooth inner data form the convex class
105
+ \begin{equation}\label{eq:ah-flux-class}
106
+ \mathcal B_M=
107
+ \left\{b_S\in C^\infty(S):
108
+ 0\le b_S\le B_*,\
109
+ \|b_S\|_{L^{p_1}(S,g)}\le M^{-1/(10p_1)}\right\}.
110
+ \end{equation}
111
+ The fixed constant \(B_*\) will be chosen using an upper lapse
112
+ estimate which depends only on the norm constraint in
113
+ \eqref{eq:ah-flux-class}, not on \(B_*\).
114
+
115
+ Let \(\epsilon>0\) be chosen after \(M,L\). The unscaled volume
116
+ source is a product of smooth cutoffs, between \(0\) and \(L\),
117
+ which vanishes when \(r\ge2R_s\), \(x\ge1-\delta/2\), or
118
+ \(N\le\epsilon\), and equals \(L\) when
119
+ \[
120
+ r\le R_s,\qquad x\le1-\delta,\qquad N\ge2\epsilon .
121
+ \]
122
+ The smooth cutoffs are defined also for negative arguments.
123
+ Two further sources, each bounded by a finite strength \(d_*\),
124
+ have the following support and full-strength regions:
125
+ \begin{equation}\label{eq:ah-penalty-cutoffs}
126
+ \begin{array}{c|c|c}
127
+ &\text{vanishes if}&\text{equals }d_*\text{ if}\\ \hline
128
+ P_1& f\le M/2\ \text{or }w\ge4T&
129
+ f\ge3M/4,\quad w\le2T\\
130
+ P_2& N\ge4\epsilon\ \text{or }w\ge4T_2&
131
+ N\le3\epsilon,\quad w\le2T_2 .
132
+ \end{array}
133
+ \end{equation}
134
+ Here \(T_2=C_2(M,L)/\epsilon\), with \(C_2\) fixed below before
135
+ \(\epsilon\) is chosen. During the continuation, multiply both
136
+ the volume source and \(P_1+P_2\) by \(t\); we continue to denote
137
+ the scaled sources by \(\Sigma\), \(P_1\), \(P_2\),
138
+ and \(P=P_1+P_2\).
139
+ All strengths and heights remain finite when solving the equations.
140
+ The limit \(R\to\infty\) is always taken with these internal
141
+ parameters fixed.
142
+
143
+ \subsection{Lapse estimates with only bounded drift}
144
+
145
+ \begin{lemma}\label{lem:ah-lapse}
146
+ For smooth solutions on sufficiently large truncations, uniformly
147
+ over \(0\le t\le1\) and \(b_S\in\mathcal B_M\),
148
+ \begin{equation}\label{eq:ah-lapse-bounds}
149
+ N\le Cr,\qquad N\ge c(M)\epsilon r,\qquad
150
+ \frac{|N-V_0|}{r}\le
151
+ C(R_s/r)^{1+\kappa}\quad(r\ge2R_s),
152
+ \end{equation}
153
+ where \(0<\kappa<\tau-1\) is fixed and small. The upper constant
154
+ uses only the \(L^{p_1}\) bound of \(b_S\). On compact sets,
155
+ \(N\) has uniform Hölder and \(W^{1,q}\) bounds for some \(q>3\),
156
+ depending on \(M,L\), but independent of \(\epsilon,d_*\) and
157
+ derivatives of \(b_S\).
158
+
159
+ The positivity and lower bound remain true at a fixed point in
160
+ which the drift \(Z=K(v)\) is computed using a smooth positive
161
+ extension of the constitutive lapse argument, provided that the
162
+ actual lapse equation is
163
+ \(\divg_g(\nabla N-ZN)=3N+\Sigma\) and the cutoff
164
+ \(N\le\epsilon\) uses the actual lapse.
165
+ \end{lemma}
166
+
167
+ \begin{proof}
168
+ Only \(|Z|\le |K|\) is used. First consider the density equation
169
+ \begin{equation}\label{eq:ah-homogeneous-lapse}
170
+ \divg_g(\nabla H_1-ZH_1)=3H_1
171
+ \end{equation}
172
+ with the prescribed outer flux and inner outward flux \(t b_S\).
173
+ Its adjoint is \(\Delta_g+Z\cdot\nabla-3\), with ordinary
174
+ homogeneous Neumann boundary condition. The maximum and boundary
175
+ point principles give zero adjoint kernel. Scalar elliptic
176
+ Fredholm theory, deforming the lower terms to those of
177
+ \(\Delta_g-3\), gives index zero and hence unique solvability of
178
+ the primal problem. Green's identity with the adjoint solution
179
+ of a nonnegative forcing, which is nonpositive, proves
180
+ \(H_1\ge0\): both prescribed outward fluxes are nonnegative, and
181
+ the outer one is strictly positive. Local Harnack then gives
182
+ strict positivity.
183
+
184
+ We give the weighted estimate used here, including its uniformity
185
+ in the outer radius. For \(-\Delta_g+3\), scalar and divergence
186
+ forcing of size \(O(r^{-j})\), \(0<j<3\), with natural flux data
187
+ in \(L^{p_1}(S)\) and of size \(O(R^{-j})\) on \(S_R\), yield
188
+ an \(O(r^{-j})\) solution, with a constant independent of \(R\).
189
+ The natural datum includes the flux of the divergence forcing.
190
+ To see this, construct a positive strict supersolution comparable
191
+ to \(r^{-j}\), constant on a fixed inner region. Change its
192
+ logarithmic slope slowly from \(0\) to \(-j\) in a long interval
193
+ of \(\log r\) lying sufficiently far out. The limiting radial
194
+ indicial slopes are \(-3\) and \(1\), so this retains
195
+ \((-\Delta_g+3)\varphi\ge c\varphi\). Add a fixed sufficiently
196
+ large multiple of
197
+ \(R^{-j-a}r^a\), similarly continued as a constant inside, where
198
+ \(0<a<1\), to make its outer normal derivative nonnegative.
199
+ The resulting barrier stays comparable to \(r^{-j}\) on \(r\le R\).
200
+
201
+ For divergence forcing the barrier argument is justified by
202
+ normalization and compactness. If the asserted bound fails,
203
+ divide a violating solution by the maximum of its absolute
204
+ value relative to the barrier, and normalize locally by the
205
+ barrier's size at a maximizing point. The normalized forcing
206
+ and boundary data tend to zero. Local Laplace \(W^{1,q}\)
207
+ estimates are available with
208
+ \(3<q<3p_1/2\): the boundary \(L^{p_1}\) datum belongs to the
209
+ required negative trace space by the two-dimensional boundary
210
+ Sobolev embedding. These estimates give local uniform compactness.
211
+ The outer sphere charts have uniformly controlled geometry.
212
+ They may be formed by flowing
213
+ \(\nabla\eta/|d\eta|^2\), \(\eta=\operatorname{arsinh}r\);
214
+ the normal direction is orthogonal and the reflected principal
215
+ metric is uniformly Lipschitz. Thus no high derivatives of
216
+ geodesic normal coordinates are needed.
217
+ At points escaping to infinity, subsequences of the normalized
218
+ geometries converge to hyperbolic geometry, the relative radius
219
+ to an exponential horospherical coordinate, and a nearby outer
220
+ boundary to a horosphere. The strict supersolution and its
221
+ Neumann sign persist in these limits. A nonzero maximum of the
222
+ limiting solution divided by that supersolution contradicts the
223
+ maximum or boundary point principle. The same argument in a
224
+ fixed chart handles bounded maximizing points. This proves the
225
+ claimed estimate.
226
+
227
+ Apply it to \(H_1-V_0\), retaining the drift as divergence forcing.
228
+ The background errors are \(O(r^{1-\tau})\), and
229
+ \(Z=O(r^{-\tau})\). It follows that
230
+ \begin{equation}\label{eq:ah-homogeneous-asymptotic}
231
+ |H_1-V_0|\le Cr^{-\kappa}.
232
+ \end{equation}
233
+ Here and below \(V_0\) is extended smoothly across the compact
234
+ part. There is one additional compactness point in this
235
+ application: a failure with bounded maximizing points could
236
+ produce a nonzero limit \(H_\circ\ge0\), with bounded measurable
237
+ limit drift, zero natural flux, and
238
+ \(H_\circ=O(r^{-\kappa})\), solving
239
+ \eqref{eq:ah-homogeneous-lapse}. The sign follows from positivity
240
+ of \(H_1\) before subtracting \(V_0\) and dividing by an unbounded
241
+ normalizing constant. Regard \(ZH_\circ\) as divergence forcing
242
+ for \(-\Delta_g+3\) and apply the preceding estimate repeatedly.
243
+ This improves the decay to \(O(r^{-j'})\) for some \(2<j'<3\).
244
+ To justify each improvement on the full exterior, solve the
245
+ baseline problem on truncations with zero natural outer flux
246
+ and pass to a limit; its difference from \(H_\circ\) decays in
247
+ the previous weight and vanishes by the maximum principle.
248
+ The improved decay is integrable. Testing the density equation
249
+ with radial cutoffs, equal to one near the finite boundary,
250
+ and moving the Laplacian onto the cutoffs gives
251
+ \(3\int_\Omega H_\circ=0\). All shell terms vanish since
252
+ \(j'>2\). This is impossible. On bounded limiting truncations
253
+ the same contradiction follows by integrating the zero-flux
254
+ equation directly. This proves
255
+ \eqref{eq:ah-homogeneous-asymptotic} with the asserted uniformity.
256
+ For \(b_S=0\), Harnack, also by homogeneous-flux reflection at
257
+ \(S\), and connectedness now give \(H_1\ge cr\).
258
+
259
+ The dual maximum principle compares \(N\) to the homogeneous
260
+ solution with the same drift and boundary data, giving
261
+ \(N\le H_1\le Cr\). For the lower bound divide \(N\) by the
262
+ homogeneous solution with the same drift and \(b_S=0\).
263
+ If this ratio is below \(c\epsilon/R_s\), with \(c\) sufficiently
264
+ small, then \(N\le\epsilon\) wherever the spatial cutoff permits
265
+ \(\Sigma\ne0\). Hence \(\Sigma=0\) on this sublevel. The ratio
266
+ there solves an elliptic drift equation with no zeroth term.
267
+ Its outward derivative is nonnegative at the inner face and
268
+ strictly positive at the outer face when the ratio is below
269
+ the threshold. The minimum and boundary point principles
270
+ therefore exclude such a minimum. This proves the positive
271
+ floor, and also excludes negative lapses when constitutive
272
+ arguments have been extended.
273
+
274
+ Finally, on \(2R_s\le r\le R\), subtract \(V_0\) and treat \(ZN\)
275
+ as divergence forcing of size \(O(r^{1-\tau})\).
276
+ The inner Dirichlet values have size \(O(R_s)\), and the natural
277
+ outer error has the corresponding decaying size. The weighted
278
+ argument above, now with the inner Dirichlet face, gives
279
+ \[
280
+ |N-V_0|\le C R_s^{1+\kappa}r^{-\kappa}.
281
+ \]
282
+ The homogeneous contribution of the inner data is bounded by
283
+ the same barriers. In the normalized argument the zero
284
+ Dirichlet trace also excludes a limit maximum at that face.
285
+ This proves the final estimate in \eqref{eq:ah-lapse-bounds}.
286
+ On fixed patches write the lapse equation as a metric Laplace
287
+ equation with bounded divergence forcing \(ZN\), bounded scalar
288
+ forcing \(3N+\Sigma\), and the prescribed \(L^{p_1}\) boundary
289
+ data. The local \(W^{1,q}\) and Hölder estimates from
290
+ Proposition~\ref{prop:elliptic-inputs} prove the last assertion.
291
+ \end{proof}
292
+
293
+ \subsection{Finite slopes and uniform estimates at infinity}
294
+
295
+ \begin{lemma}\label{lem:ah-graph-estimates}
296
+ The solutions satisfy \(0\le f\le tM\). On every fixed compact
297
+ subset, including \(S\),
298
+ \begin{equation}\label{eq:ah-s-floor}
299
+ s\ge c_{\mathrm{loc}}(M,L)\epsilon ,
300
+ \end{equation}
301
+ and their height gradients have finite bounds for fixed
302
+ \(M,L,\epsilon\), independent of \(d_*\), \(R\), and derivatives
303
+ of \(b_S\). Moreover,
304
+ \begin{align}
305
+ \int_{\{f\in I\}}p\cdot df&\le C|I|,\qquad
306
+ \int_{\Omega_R}(W^2-1)\,\dd V_g\le CM,\label{eq:ah-height-energy}\\
307
+ |f|&\le C R_s^{-1}(R_s/r)^{4-\xi},\nonumber\\
308
+ |v|+|\pi|+|\nabla\pi|&\le C(R_s/r)^{3-\xi}
309
+ \quad(r\ge C_0R_s),\label{eq:ah-end-graph}
310
+ \end{align}
311
+ where \(I\) is any height interval, \(\xi>0\) can be fixed
312
+ sufficiently small, and the constants in
313
+ \eqref{eq:ah-height-energy}--\eqref{eq:ah-end-graph} are
314
+ independent of \(M,L,\epsilon,d_*\) for large \(M\).
315
+ The end estimates include the corresponding local Hölder
316
+ control and derivatives of \(v\) through order two.
317
+ \end{lemma}
318
+
319
+ \begin{proof}
320
+ The maximum principle for \(\divg_g p=0\) gives the height bound.
321
+ We spell out how the differential estimate in
322
+ Lemma~\ref{lem:gradient-maximum} supplies all the finite bounds
323
+ used here. At nonzero gradient write
324
+ \[
325
+ z=|v|,\quad y=z^2,\quad m_f=|df|,\quad
326
+ q=\frac{1-y}{1+y},\quad
327
+ \beta=1+q,\quad
328
+ \mathcal P=g^{-1}+(q-1)e\otimes e,\quad e=\nabla f/m_f .
329
+ \]
330
+ The height equation is
331
+ \(\mathcal P:\nabla^2 f+\beta\,d\log N\cdot df=0\).
332
+ At an interior maximum of
333
+ \(G+j(f)+d_0\), where \(G=-\log s\), \(j'<0\),
334
+ \(j''>0\), and \(y\ge1/2\), that lemma gives
335
+ \begin{equation}\label{eq:ah-gradient-maximum}
336
+ j''q m_f^2\le
337
+ C\left[1+\frac{\Sigma}{N}
338
+ +(1-y)^2(j'm_f)^2+|dd_0|^2+|\nabla^2d_0|\right].
339
+ \end{equation}
340
+ Its hypotheses hold because the lapse equation has precisely
341
+ the drift \(K(v)\), the tensor \(K\) and its divergence are
342
+ bounded on the relevant patches, and \(\Sigma\ge0\).
343
+ The cancellation of the Hessian of \(\log N\) in that lemma
344
+ requires no prior second-derivative estimate for \(N\).
345
+ Multiplying \eqref{eq:ah-gradient-maximum} by \(N^2\) controls
346
+ \((1-y)^{-1}\), using
347
+ \(Nm_f=z/(1-y)\) and the upper lapse bound; a positive lower
348
+ lapse is not needed in this step.
349
+
350
+ At either constant-height face let \(n\) point towards increasing
351
+ end direction. When \(df\ne0\), \(e=-n\), and the boundary part
352
+ of the same lemma gives
353
+ \[
354
+ G_n=-\frac{yH_g+\partial_n\log N}{1-y}.
355
+ \]
356
+ At \(S\), \(\partial_\nu\log N=-zk-tb_S/N\), so
357
+ \(G_\nu\ge zk/(1+z)\), a uniform lower bound.
358
+ Since \(j'f_\nu=-j'm_f>0\), a maximum at this face bounds \(m_f\).
359
+ At \(S_R\), \(H_g\) is bounded below by a positive constant,
360
+ \(K=o(1)\), and
361
+ \(N\partial_{\nu_R}\log N=K(p,\nu_R)+\partial_{\nu_R}V_0\).
362
+ Taking \(|j'|\) sufficiently small makes the outward derivative
363
+ of \(G+j(f)\) negative at large \(y\), bounded above by
364
+ \(-c/(1-y)\). Thus an outer maximum is excluded, or its slope
365
+ is bounded by a localization derivative. A sufficiently small
366
+ decreasing exponential \(j\) has both required derivative signs.
367
+
368
+ On a compact truncation these arguments give a finite global
369
+ slope bound. To make it independent of \(R\) locally, set
370
+ \(d_0=k_0\log\chi\), \(k_0\ge2\), where \(\chi\) is a smooth
371
+ cutoff on a slightly larger compact region, constant normally
372
+ near \(S\) if that face is present. Equation
373
+ \eqref{eq:ah-gradient-maximum} bounds \(W\chi\) at an interior
374
+ maximum; the preceding face argument does the same at \(S\).
375
+ When \(y<1/2\) this bound is immediate. Applying the lapse floor
376
+ to the weighted maximum gives \eqref{eq:ah-s-floor}.
377
+
378
+ Since \(|p|\le N\), the flux through \(S\) is bounded independently
379
+ of all internal large parameters. Test \(\divg_g p=0\) with
380
+ a clipped height whose derivative is one on \(I\) and zero
381
+ elsewhere. Its boundary oscillation is at most \(|I|\), giving
382
+ the first estimate in \eqref{eq:ah-height-energy}.
383
+ The identity \(p\cdot df=W^2-1\), tested with the entire height,
384
+ gives the second one.
385
+
386
+ We next prove the initial uniform end bound \(f\le C/r\);
387
+ it cannot be obtained from a compact-region bound depending
388
+ arbitrarily on \(M\). By Lemma~\ref{lem:ah-lapse}, \(N\asymp r\)
389
+ when \(r\ge CR_s\), for a fixed large \(C\).
390
+ Fix a radial segment of \(\eta\)-length at most one starting
391
+ at radius \(r_*\) there, and set \(F=r_*f\). In a bounded
392
+ number of uniformly controlled metric charts covering its
393
+ neighborhood, consider the subgraph of \(F\) in the product
394
+ with a Euclidean line. The product vector
395
+ \[
396
+ \mathcal Z=(-p/r_*,1)
397
+ \]
398
+ is bounded and divergence free. Its pairing with the upward
399
+ graph normal is
400
+ \[
401
+ \frac{1+p\cdot df}{\sqrt{1+r_*^2|df|^2}}
402
+ =\frac{W^2}{\sqrt{1+r_*^2|df|^2}}\ge c>0,
403
+ \]
404
+ using \(N/r_*\asymp1\) and the constitutive relation.
405
+ The divergence theorem therefore makes the subgraph locally
406
+ quasiminimizing for perimeter, with a uniform constant.
407
+ Filling or emptying a product ball bounds the graph perimeter
408
+ there by a constant times the trace area of either phase.
409
+ The four-dimensional isoperimetric inequality then gives,
410
+ for the positive volume \(V(h)\) of either phase in a ball,
411
+ \(V'(h)\ge cV(h)^{3/4}\).
412
+ Integration yields uniform two-sided volume density, and
413
+ relative isoperimetry yields a fixed positive graph-area
414
+ lower bound in each sufficiently small ball centered on
415
+ the graph.
416
+
417
+ If the height span of \(F\) on the radial segment is \(D\),
418
+ choose graph points with separated heights and disjoint
419
+ fixed-size product balls. The preceding estimate bounds
420
+ the graph area in the surrounding tube and relevant height
421
+ band below by \(cD-C\). Conversely, the constitutive relation
422
+ gives
423
+ \(\sqrt{1+r_*^2|df|^2}\le C(1+p\cdot df)\).
424
+ The base tube has bounded volume and the relevant interval
425
+ of \(f\) has length at most \(C(D+1)/r_*\).
426
+ Equation~\eqref{eq:ah-height-energy} bounds the graph area
427
+ above by \(C+C(D+1)/r_*\). For large fixed starting radius
428
+ this bounds \(D\) uniformly. If the segment meets \(S_R\),
429
+ oddly reflect \(f\), evenly reflect \(N\), and reflect the
430
+ metric in the orthogonal charts described in the lapse proof.
431
+ The zero trace of \(f\) makes the divergence equation valid
432
+ weakly after reflection. The reflected height band adds
433
+ only an interval of comparable length to the energy estimate.
434
+ Thus the same estimate holds there. Summing the bounds
435
+ \(C/r_*\) over consecutive outward unit segments, up to
436
+ the zero height at \(S_R\), proves \(f\le C/r\).
437
+
438
+ On far-out unit balls rescale \((f,N,p,s)\) by
439
+ \((r_*,r_*^{-1},r_*^{-1},r_*^{-1})\), respectively.
440
+ The equations there have \(\Sigma=0\) and retain their form.
441
+ The localized gradient estimate now gives uniform bounds
442
+ for the rescaled height gradient and uniform ellipticity.
443
+ The outer-face argument applies with its rescaled positive
444
+ flux datum. The rescaled lapse has uniform \(W^{1,q}\) bounds.
445
+ Differentiating the divergence height equation, or using
446
+ difference quotients, gives scalar uniformly elliptic
447
+ divergence equations for its first derivatives, with divergence
448
+ forcing in \(L^q\), \(q>3\). The inhomogeneous Hölder estimate
449
+ therefore bounds \(df\) in a Hölder norm, also at a
450
+ constant-height boundary by odd reflection. The lapse
451
+ divergence equation then gives \(C^{1,\gamma}\) control,
452
+ followed by the nondivergence height equation and successive
453
+ Schauder estimates. These steps use only the stated
454
+ \(C^{2,\alpha}\) metric and \(C^{1,\alpha}\) tensor bounds.
455
+ They also prove compact-set gradient Hölder estimates away
456
+ from infinity without differentiating \(b_S\).
457
+
458
+ On each far-out ball, the energy estimate for a height interval
459
+ of length \(C/r_*\), together with this Hölder control, implies
460
+ \(z=o(1)\) uniformly as \(r_*\to\infty\).
461
+ The derivative version of \eqref{eq:ah-lapse-bounds} implies
462
+ that \(\nabla\log N\) tends to the hyperbolic radial direction
463
+ as \(r/R_s\to\infty\). The limiting height operator is
464
+ \(\Delta_b+2\,d\eta\cdot d\); its decaying radial indicial
465
+ root is \(-4\). For any sufficiently small fixed \(\xi>0\),
466
+ a positive multiple of \(r^{-4+\xi}\) is therefore a strict
467
+ supersolution sufficiently far beyond \(R_s\).
468
+ Comparison with the already proved \(C/r\) bound at a fixed
469
+ multiple of \(R_s\) gives the first estimate in
470
+ \eqref{eq:ah-end-graph}. Treating the actual height equation
471
+ as a linear equation on these smaller height ranges gives
472
+ the corresponding derivative bounds by Schauder theory.
473
+ Inserting them in \(p=s^2\nabla f\) and
474
+ \(\pi=N^{-1}\operatorname{sym}\nabla p^\flat\) gives the
475
+ remaining assertions.
476
+ \end{proof}
477
+
478
+ For a fixed sufficiently large \(C_0\), all sources vanish when
479
+ \(r\ge C_0R_s\). Indeed the height is then below \(M/2\),
480
+ the lapse exceeds \(4\epsilon\), and the spatial cutoff
481
+ for \(\Sigma\) has ended. In this region
482
+ \begin{equation}\label{eq:ah-end-x}
483
+ (\Delta_{\bar g}-3-U_0)x=-3,\qquad
484
+ U_0=-N^{-1}\divg_g((\pi-K)p),\qquad
485
+ |U_0|_{C^{0,\gamma}_{\mathrm{loc}}}
486
+ \le C(R_s/r)^\lambda
487
+ \end{equation}
488
+ for some \(\lambda>3\). For example one can take any exponent
489
+ below \(\min(6-2\xi,\tau+3-\xi)\), by
490
+ \eqref{eq:ah-end-graph}. The constants here retain the
491
+ independence asserted in that lemma.
492
+
493
+ \subsection{Costs and enforcement of the finite penalties}
494
+
495
+ \begin{lemma}\label{lem:ah-penalties}
496
+ The parameters can be chosen in the order already specified,
497
+ with \(\epsilon\) sufficiently small after \(M,L\), and then
498
+ \(d_*\) sufficiently large but finite, such that
499
+ \begin{equation}\label{eq:ah-penalty-costs}
500
+ \int_{\Omega_R}P_1\,\dd V_g\le C T/M,\qquad
501
+ \int_{\Omega_R}P_2\,\dd V_g=o_{M,L}(1)
502
+ \quad(\epsilon\downarrow0),
503
+ \end{equation}
504
+ uniformly in \(R,b_S\), and in the strengths.
505
+ At \(t=1\), the same choices enforce
506
+ \begin{equation}\label{eq:ah-penalty-targets}
507
+ w|_S\ge T,\qquad
508
+ w\ge T_2\quad\hbox{on }\{N\le2\epsilon\},\qquad
509
+ sT_2\ge1\quad\hbox{on }\{N\le4\epsilon\}.
510
+ \end{equation}
511
+ Consequently \(x<1-\delta\) and \(r\le R_s\) imply
512
+ \(\Sigma=L\).
513
+ \end{lemma}
514
+
515
+ \begin{proof}
516
+ The lapse floor confines \(N<6\epsilon\) to a compact set
517
+ depending on \(M\), independently of \(\epsilon\).
518
+ Equation~\eqref{eq:ah-s-floor} on a slightly larger compact set
519
+ therefore permits a choice of \(C_2(M,L)\) such that
520
+ \(sT_2\ge1\) throughout the required low-lapse region.
521
+
522
+ For every Lipschitz test \(\zeta\) vanishing at \(S_R\), positivity
523
+ of \(w\), its equation, and its zero inner flux give
524
+ \begin{equation}\label{eq:ah-penalty-test}
525
+ \int P\,\frac{\zeta^2}{w}\,\dd V_g
526
+ \le \int A(d\zeta,d\zeta)\,\dd V_g .
527
+ \end{equation}
528
+ Indeed test with \(\zeta^2/w\) and complete the square in
529
+ \(2\zeta\,dw\cdot A\,d\zeta/w-\zeta^2 A(dw,dw)/w^2\).
530
+ All the other terms on the right side of the \(w\)-equation
531
+ are nonnegative. On the support of \(P_1\),
532
+ \(f/M\ge1/2\) and \(w\le4T\). With \(\zeta=f/M\),
533
+ the algebraic inequality
534
+ \(A(df,df)=W-W^{-1}\le W^2-1=p\cdot df\) and
535
+ \eqref{eq:ah-height-energy} prove
536
+ \(\int P_1\le CT/M\).
537
+
538
+ For \(P_2\) take a cutoff of \(N/\epsilon\), equal to one
539
+ below \(4\) and zero above \(6\). It vanishes near \(S_R\)
540
+ for large \(R\). Since \(A\le N^2g^{-1}\) and \(w\le4T_2\)
541
+ on this source's support,
542
+ \begin{equation}\label{eq:ah-low-lapse-cost}
543
+ \int P_2\le
544
+ C T_2\int_{\{N<6\epsilon\}}|\nabla N|^2\,\dd V_g.
545
+ \end{equation}
546
+ Test the lapse equation with \((6\epsilon-N)^+\).
547
+ The outward current flux at \(S\) is \(t b_S\ge0\), so its
548
+ boundary contribution has the favorable sign. On the
549
+ sublevel set \(|Kp|\le CN\le C\epsilon\). Cauchy's inequality
550
+ then gives
551
+ \begin{equation}\label{eq:ah-low-lapse-energy}
552
+ \int_{\{N<6\epsilon\}}|\nabla N|^2
553
+ \le C(M)\epsilon^2
554
+ +C\epsilon\int_{\{N<6\epsilon\}}\Sigma .
555
+ \end{equation}
556
+
557
+ We must show that the final integral tends uniformly to zero;
558
+ boundedness of \(\Sigma\) alone would not suffice.
559
+ For any potentially violating sequence, use the uniform
560
+ local lapse Hölder bounds to take \(N_j\to N_0\ge0\)
561
+ uniformly on the compact region containing these sublevels.
562
+ After a subsequence,
563
+ \[
564
+ Kp_j\rightharpoonup Z_0N_0,\qquad
565
+ \Sigma_j\rightharpoonup^*\Sigma_0,\qquad
566
+ |Z_0|\le C,\quad 0\le\Sigma_0\le L .
567
+ \]
568
+ The weak limit equation is
569
+ \(\Delta_gN_0=\divg_g(Z_0N_0)+3N_0+\Sigma_0\).
570
+ We claim \(\Sigma_0=0\) almost everywhere on \(\{N_0=0\}\).
571
+ Choose an interior density point of that zero set which is
572
+ also a Lebesgue point of \(\Sigma_0\). In balls of radius
573
+ \(h\downarrow0\), rescale \(N_0\) by \(h^{-2}\).
574
+ The rescaled fields are nonnegative and vanish at the center.
575
+ Their divergence drift has size \(O(h)\) and their scalar
576
+ forcing is bounded. The inhomogeneous Harnack estimate
577
+ therefore gives a uniform bound on smaller balls.
578
+ Because the rescaled zero sets have asymptotically full
579
+ measure, these functions tend to zero in local \(L^1\).
580
+ Testing the rescaled equation against compactly supported
581
+ smooth functions shows that the limiting constant scalar
582
+ forcing is zero, proving the claim. Boundary points need
583
+ not be considered, since \(S\) has zero volume.
584
+
585
+ For completeness, the changing sublevel sets cause no loss:
586
+ for every \(a>0\), uniform convergence gives
587
+ \(\{N_j<6\epsilon_j\}\subset\{N_0\le a\}\) eventually.
588
+ Nonnegativity and weak convergence, using continuous cutoffs
589
+ of \(N_0\) that majorize this fixed sublevel, imply
590
+ \[
591
+ \limsup_j\int_{\{N_j<6\epsilon_j\}}\Sigma_j
592
+ \le \int_{\{N_0\le2a\}}\Sigma_0.
593
+ \]
594
+ Letting \(a\downarrow0\) proves the asserted uniform convergence.
595
+ Equations~\eqref{eq:ah-low-lapse-cost} and
596
+ \eqref{eq:ah-low-lapse-energy}, with \(T_2=C_2/\epsilon\),
597
+ prove the second cost in \eqref{eq:ah-penalty-costs}.
598
+ Choose \(\epsilon=\epsilon(M)\) sufficiently small that this
599
+ cost, as well as \(T/M=M^{-1/5}\), tends to zero as \(M\to\infty\).
600
+
601
+ Now fix \(M,L,\epsilon\) and increase the finite strengths.
602
+ The previously proved continuity of \(f,N\) supplies uniform
603
+ neighborhoods of the targets \(S\) and \(N\le2\epsilon\)
604
+ inside, respectively, the weaker triggering regions
605
+ \(f\ge3M/4\) and \(N\le3\epsilon\).
606
+ The cost bounds imply that the volume in these neighborhoods
607
+ where \(w\le2T\), or \(w\le2T_2\), tends to zero as
608
+ \(d_*\to\infty\).
609
+ For either threshold \(D=T,T_2\), the bounded nonnegative
610
+ function \((2D-w)^+\) is a weak subsolution of the homogeneous
611
+ divergence operator \(\divg_g(A\,d\cdot)\).
612
+ Its coefficients are uniformly elliptic on the relevant
613
+ compact region for these fixed parameters, independently of
614
+ the strength. The scalar local supremum estimate bounds its
615
+ supremum on a smaller neighborhood by its \(L^2\) mean on the
616
+ larger one. At \(S\), even reflection using the zero natural
617
+ flux gives the same estimate. Choosing \(d_*\) sufficiently
618
+ large makes that supremum smaller than \(D\).
619
+ This proves \eqref{eq:ah-penalty-targets}, with room in the
620
+ thresholds if desired. Finally, if \(x<1-\delta\), the
621
+ second target excludes \(N\le2\epsilon\), so the volume
622
+ penalty is at full strength when also \(r\le R_s\).
623
+ \end{proof}
624
+
625
+ \subsection{Compactness, mass, and a uniform comparison sphere}
626
+
627
+ Until the existence argument below, a \emph{limit solution} means
628
+ any limit along expanding truncations of smooth solutions at
629
+ the fixed internal parameters and fixed \(t\), allowing arbitrary
630
+ \(b_S\in\mathcal B_M\). Statements about this family are a priori
631
+ statements and do not presuppose that it is nonempty.
632
+ Pass also to a weak \(L^{p_1}(S)\) limit of the boundary data.
633
+ Until the selector is imposed, we use \(b_S\) for this inherited
634
+ datum in a limit solution: it need not be smooth, but its
635
+ pointwise bounds, norm bound, and natural-flux identity pass
636
+ to the limit. Its integral is the limit of the integrals of
637
+ the smooth data.
638
+
639
+ \begin{lemma}\label{lem:ah-limit-mass}
640
+ With internal parameters fixed, the fields \(N,f,df,w\)
641
+ are uniformly precompact in local uniform topology, including
642
+ at \(S\). Limit solutions have \(N,w>0\) and are classical
643
+ away from \(S\). They obey
644
+ \begin{equation}\label{eq:ah-conformal-decay}
645
+ x-1=O_{\mathrm{fixed},2,\gamma}(r^{-3+\xi}).
646
+ \end{equation}
647
+ Here \(\xi\) is taken sufficiently small, in particular
648
+ \(0<\xi<\min(3-\tau,\tau-1)\).
649
+ Their metrics \(h\) satisfy the required asymptotically
650
+ hyperbolic decay, all four mass fluxes are finite, and
651
+ \(V_0(\Scal_h+6)\) is integrable near infinity. Their time
652
+ components satisfy
653
+ \begin{equation}\label{eq:ah-mass-budget}
654
+ 8\pi\{p_0(h)-p_0(g)\}
655
+ =t\int_S b_S\,\dd A_g
656
+ +\int_\Omega\{(x-1)\Sigma+P\}\,\dd V_g
657
+ \le o(1)\quad(M\to\infty).
658
+ \end{equation}
659
+ The \(o(1)\) is uniform over the allowed data, with the
660
+ subsequent choices of \(\epsilon,d_*\) just described.
661
+ \end{lemma}
662
+
663
+ \begin{proof}
664
+ Only the upper bound for \(w\) remains to be established.
665
+ The right side of its equation is bounded on compact sets:
666
+ \(\Sigma x\le L\), since a nonzero \(\Sigma\) requires \(x<1\),
667
+ and \(P\) has fixed finite strength.
668
+ By \eqref{eq:ah-lapse-bounds} and \eqref{eq:ah-end-graph},
669
+ a multiple of \(r^{-1}\) is a supersolution for
670
+ \(-\divg_g(A\,dw)=3N\) sufficiently far beyond \(R_s\).
671
+ Comparison therefore bounds the end values of \(w\) by
672
+ \[
673
+ C\left(1+\sup_{\{r\le C_0R_s\}}w\right)r^{-1}.
674
+ \]
675
+ If its compact supremum were unbounded, divide by that
676
+ supremum. Uniform ellipticity, local divergence estimates,
677
+ and convergence of \(N,df\) then give a nonzero nonnegative
678
+ limit satisfying the homogeneous \(w\)-equation, with zero
679
+ inner flux and decaying to zero at infinity. The maximum
680
+ principle excludes such a function; Harnack and reflection
681
+ at \(S\) handle a maximum at that face. Thus the compact
682
+ upper bounds hold. Local Hölder estimates for \(w\) and
683
+ the already proved estimates for \(N,df\) give the stated
684
+ precompactness. The lapse floor and the strictly positive
685
+ forcing \(3N\) in the supersolution equation imply positivity
686
+ of both limiting fields. Scalar elliptic bootstrapping gives
687
+ classical interior regularity.
688
+
689
+ On the end, \eqref{eq:ah-end-x} and these upper bounds permit
690
+ comparison for \(x-1\) with a multiple of \(r^{-3+\xi}\).
691
+ For a finite truncation add \(C(r/R)^{a_0}\), \(0<a_0<1\),
692
+ to dominate its outer boundary values. The first term
693
+ dominates the decaying forcing \(U_0\), while the second
694
+ vanishes on fixed sets as \(R\to\infty\).
695
+ The scalar zeroth coefficient is positive after increasing
696
+ the fixed end radius. The maximum principle proves the
697
+ zeroth-order bound in \eqref{eq:ah-conformal-decay}, and
698
+ interior Schauder estimates prove its derivative and Hölder
699
+ versions. These estimates are uniform over all limit
700
+ solutions at the fixed parameters, without bounds on
701
+ derivatives of \(b_S\).
702
+
703
+ Since
704
+ \(\bar g-g=O_{\mathrm{fixed},2,\gamma}(r^{-6+2\xi})\),
705
+ the choice \(\xi<3-\tau\) ensures that \(h-b\) has the
706
+ original admissible decay exponent, with a possibly smaller
707
+ Hölder exponent. Put \(\varphi=x-1\).
708
+ The change in each defining mass flux is, up to an error
709
+ tending to zero, the flux of the one-form
710
+ \[
711
+ -2\{V_\mu\,d\varphi-\varphi\,dV_\mu\}.
712
+ \]
713
+ All nonlinear conformal errors and graph terms disappear
714
+ by the displayed decay. This flux has a finite limit:
715
+ its divergence is
716
+ \(-2V_\mu(\Delta_b-3)\varphi\), and
717
+ \eqref{eq:ah-end-x} gives absolute weighted integrability.
718
+ Indeed \(U_0=O(r^{-\lambda})\), \(\lambda>3\);
719
+ the difference between \(\Delta_{\bar g}\) and \(\Delta_b\)
720
+ on \(\varphi\) is
721
+ \(O(r^{-\tau-3+\xi})+O(r^{-9+3\xi})\).
722
+ Multiplication by \(V_0\) and integration against the
723
+ hyperbolic volume, of radial size \(r\,\dd r\), is integrable.
724
+ The scalar identity \eqref{eq:ah-scalar}, the original
725
+ weighted matter and \(K^2\) integrability, and
726
+ \eqref{eq:ah-end-graph}--\eqref{eq:ah-conformal-decay}
727
+ similarly prove integrability of \(V_0(\Scal_h+6)\).
728
+
729
+ On each limit end the lapse equation also gives
730
+ \[
731
+ (\Delta_g-3)(N-V_0)
732
+ =O(r^{1-\tau})+\divg_g(Kp).
733
+ \]
734
+ Together with \eqref{eq:ah-lapse-bounds} and the end
735
+ derivative estimates this yields
736
+ \(|\nabla(N-V_0)|=O_{\mathrm{fixed}}(r^{-\kappa})\).
737
+ Insert the second expression for \(Q\) in
738
+ \eqref{eq:ah-current}. Its sphere flux differs from
739
+ that of \(V_0\,d\varphi-\varphi\,dV_0\) by a quantity
740
+ tending to zero. The \(N-V_0\) terms have integrated
741
+ size \(O(r^{-1-\kappa+\xi})\); the
742
+ \((\pi-K)p\) terms have integrated sizes bounded by
743
+ \(O(r^{-3+2\xi})+O(r^{-\tau+\xi})\).
744
+ Metric replacement errors vanish by the same decay.
745
+ It follows that
746
+ \[
747
+ \lim_{r\to\infty}\int_{\{r=\mathrm{const}\}}Q\cdot\nu_r
748
+ \,\dd A_g=-8\pi\{p_0(h)-p_0(g)\}.
749
+ \]
750
+ At the inner boundary the outward normal of the exterior
751
+ is \(-\nu\), and \(Q\cdot(-\nu)=t b_S\).
752
+ Integrating \(\divg_g Q=-(x-1)\Sigma-P\) proves
753
+ \eqref{eq:ah-mass-budget}. This integration remains valid
754
+ for limits with only continuous fields at \(S\): use the
755
+ first expression \(Q=A\,dw+B\), the weak equations and
756
+ their prescribed natural fluxes on compact regions.
757
+ The second expression is needed only at infinity, where
758
+ the fields are classical. Finally,
759
+ \((x-1)\Sigma\le0\), the \(L^{p_1}\) bound makes
760
+ \(\int_S b_S=o(1)\), and
761
+ Lemma~\ref{lem:ah-penalties} gives \(\int P=o(1)\).
762
+ \end{proof}
763
+
764
+ The next estimate is needed before choosing \(b_S\); compact
765
+ upper bounds for \(w\) at fixed parameters alone would not
766
+ give it.
767
+
768
+ \begin{lemma}\label{lem:ah-comparison-sphere}
769
+ There is a fixed large \(C_1\) such that, at
770
+ \(r_1=C_1R_s\), every limit solution at \(t=1\) satisfies
771
+ \begin{equation}\label{eq:ah-comparison-area}
772
+ \Area_h(\{r=r_1\})\le C R_s^2,
773
+ \end{equation}
774
+ with \(C\) independent of the internal large parameters.
775
+ \end{lemma}
776
+
777
+ \begin{proof}
778
+ On \(r>r_1\) solve
779
+ \[
780
+ (\Delta_{\bar g}-3-U_0)Y=0,\qquad
781
+ Y|_{r=r_1}=0,\qquad Y/V_0\longrightarrow1 .
782
+ \]
783
+ Existence follows by solving with outer Dirichlet datum
784
+ \(V_0\) on larger truncations, applying positive barriers,
785
+ and passing to a limit. Choose
786
+ \(\xi<b_0<\min(1,\tau)\).
787
+ Positive and negative barriers of size
788
+ \(Cr(r_1/r)^{b_0}\) for \(Y-V_0\) work by the end estimates.
789
+ They give \(0\le Y\le Cr\), and the corresponding first
790
+ derivative control follows from elliptic estimates.
791
+ On an annulus from \(r_1\) to a large fixed multiple of
792
+ \(r_1\), compare from below with a small positive multiple
793
+ of \(r_1((r/r_1)^2-1)\). This is a subsolution with zero
794
+ inner value, and its outer value can be made smaller than
795
+ that of \(Y\). The boundary point principle and local
796
+ boundary estimates therefore give, in the end direction,
797
+ \[
798
+ cr_1\le\partial_nY\le Cr_1
799
+ \quad\hbox{on }\{r=r_1\},
800
+ \]
801
+ where \(n\) is the \(\bar g\)-unit normal.
802
+
803
+ For \(\varphi=x-1\), the operator just used satisfies
804
+ \((\Delta_{\bar g}-3-U_0)\varphi=U_0\).
805
+ Green's identity, the mass-flux calculation, and
806
+ \(b_0>\xi\) give
807
+ \begin{equation}\label{eq:ah-green-comparison}
808
+ \int_{\{r=r_1\}}(x-1)\partial_nY\,\dd A_{\bar g}
809
+ =\int_{\{r>r_1\}}YU_0\,\dd V_{\bar g}
810
+ +8\pi\{p_0(h)-p_0(g)\}
811
+ \le Cr_1^3 .
812
+ \end{equation}
813
+ The source integral is bounded by \(Cr_1^3\), since
814
+ \(\lambda>3\), \(Y\le Cr\), and \(W\) is uniformly bounded
815
+ on this end region. The mass increment is bounded above
816
+ by \eqref{eq:ah-mass-budget}. Add
817
+ \(\int\partial_nY\le Cr_1^3\) to both sides of
818
+ \eqref{eq:ah-green-comparison}, and then use \(x>0\) and
819
+ \(\partial_nY\ge cr_1\). This yields
820
+ \(\int_{\{r=r_1\}}x\,\dd A_{\bar g}\le Cr_1^2\).
821
+ Two-dimensional conformal scaling makes this integral
822
+ exactly the area in \eqref{eq:ah-comparison-area}.
823
+ \end{proof}
824
+
825
+ \subsection{A continuous choice of inner flux}
826
+
827
+ \begin{lemma}\label{lem:ah-contact-selector}
828
+ For all sufficiently large \(M\), at the finite parameters
829
+ chosen above, there is a continuous rule \(\mathfrak b\) on
830
+ the uniform topology of the fields \((N,f,df,w)\) on a fixed
831
+ compact original subdomain, with values in a finite convex
832
+ hull in \(\mathcal B_M\), such that every limit solution at
833
+ \(t=1\) satisfies
834
+ \begin{equation}\label{eq:ah-contact-majorant}
835
+ \mathfrak b(N,f,df,w)>N(H_g-zk)
836
+ \end{equation}
837
+ at every possible contact on \(S\) of a perimeter-minimizing
838
+ enclosure of \(S\).
839
+ \end{lemma}
840
+
841
+ \begin{proof}
842
+ Consider all limits at \(t=1\) arising from arbitrary smooth
843
+ choices \(b_S\in\mathcal B_M\) on arbitrary expanding
844
+ truncations. Their restrictions to each fixed compact
845
+ region form a compact family in the uniform field topology.
846
+ Precompactness follows from Lemma~\ref{lem:ah-limit-mass};
847
+ closedness follows by a diagonal choice of actual truncation
848
+ solutions from the defining sequences of a convergent
849
+ sequence of limits. This definition uses no existence
850
+ assertion, and the family may initially be empty.
851
+
852
+ The fixed-parameter end estimates are uniform over this
853
+ family. Choose a large fixed radial sphere, beyond \(r_1\),
854
+ so that all spheres from slightly before it to infinity are
855
+ strictly outward mean convex in every limit metric.
856
+ Adjoin smooth compact orientable handlebodies to all components of
857
+ \(S\), possible because each is a closed orientable surface. Choose
858
+ the gluing maps to reverse the induced boundary orientations, so the
859
+ orientation of \(\Omega\) extends over the caps.
860
+ Let \(O\) denote their union and \(X\) the resulting
861
+ one-ended smooth manifold without boundary; let \(K_c\)
862
+ be the compact region cut off by the chosen large sphere.
863
+ Extend each continuous positive metric through \(S\) to
864
+ the cap side, continuously with respect to its uniform
865
+ field values. For example reflect in a fixed base collar
866
+ and interpolate to a fixed cap metric. The mixed metric
867
+ entries vanish at \(S\), because \(f\) has constant trace.
868
+ Perimeters of sets containing \(O\) depend only on the
869
+ metric outside \(O\) and its boundary values.
870
+
871
+ For each of these metrics minimize perimeter among
872
+ finite-perimeter subsets of \(K_c\) containing \(O\)
873
+ up to null sets. Compactness and lower semicontinuity
874
+ give a minimizer. These facts hold for a continuous
875
+ positive metric by uniform smooth approximation of the
876
+ area integrands. The sphere at \(r_1\) is an admissible
877
+ comparison, so every minimizer has perimeter at most
878
+ \(CR_s^2\).
879
+
880
+ Define contact points on \(S\) as points in the support
881
+ of a minimizer's perimeter measure. The union of all
882
+ such contacts equals the contact set of one minimizer.
883
+ To prove this, minimize volume in an auxiliary fixed
884
+ smooth metric among the perimeter minimizers. Perimeter
885
+ submodularity shows that the intersection and union of
886
+ any two minimizers are still minimizers. The
887
+ volume-minimizing one, denoted \(E_-\), is therefore
888
+ contained almost everywhere in every other minimizer.
889
+ If a contact of a second minimizer were absent from the
890
+ perimeter support of \(E_-\), a small ball there would
891
+ have zero \(E_-\)-perimeter. Since \(O\) occupies a
892
+ positive part of that ball, the ball would be filled
893
+ by \(E_-\), and hence by the second minimizer, a
894
+ contradiction. The contact union is consequently the
895
+ closed contact set of \(E_-\).
896
+
897
+ These contact unions are upper semicontinuous in the
898
+ uniform field topology. Indeed, along uniformly
899
+ convergent metrics, any sequence of minimizers has an
900
+ \(L^1\) subsequence converging to a minimizer for the
901
+ limit metric. At a contact point, the complement has
902
+ uniform positive volume density: filling a chart ball
903
+ is an allowed competitor, so its perimeter in the ball
904
+ is bounded by a constant times its trace area on the
905
+ sphere. Isoperimetry, applied to the complement inside
906
+ the ball, gives \(V^{2/3}\le CV'\), and thus
907
+ \(V(r)\ge cr^3\). Constants are uniform on the compact
908
+ family of positive continuous metrics. The cap supplies
909
+ positive density for the set on the other side.
910
+ These two density bounds persist when both the metric
911
+ and the contact point converge, so the limit point is
912
+ in the perimeter support of a limit minimizer.
913
+
914
+ The same density bounds place all contacts in the
915
+ measure-theoretic boundary. Up to a set of
916
+ two-dimensional Hausdorff measure zero they therefore
917
+ belong to the reduced boundary, by the finite-perimeter
918
+ structure theorem. At almost every point of their
919
+ intersection with the smooth surface \(S\), the tangents
920
+ are those of \(S\). Since \(df\) is tangentially zero,
921
+ the area density there is \(x\,\dd A_g\).
922
+ Writing \(C_h\) for the contact union, we obtain
923
+ \begin{equation}\label{eq:ah-contact-area}
924
+ \int_{C_h}x\,\dd A_g\le CR_s^2.
925
+ \end{equation}
926
+
927
+ Set \(\Theta=[N(H_g-zk)]_+\) on \(S\).
928
+ Since \(H_g\le k\), its positive part is bounded by \(Cs\).
929
+ For example, when \(k\ge0\),
930
+ \(N(H_g-zk)\le Nk(1-z)\le ks\); when \(k<0\)
931
+ the left side is nonpositive. The upper lapse bound
932
+ also gives \(\Theta\le C\), with \(C\) independent of
933
+ the pointwise cap \(B_*\). Fix \(B_*\) strictly above
934
+ this latter bound. By \eqref{eq:ah-penalty-targets},
935
+ \(s\le x/T\) at \(S\), and hence
936
+ \begin{equation}\label{eq:ah-contact-flux-cost}
937
+ \int_{C_h}\Theta^{p_1}\,\dd A_g
938
+ \le C\int_{C_h}s\,\dd A_g
939
+ \le C R_s^2/T=CM^{-1/5}.
940
+ \end{equation}
941
+ The admissible \(p_1\)-power budget in
942
+ \eqref{eq:ah-flux-class} is \(M^{-1/10}\).
943
+ Thus for sufficiently large \(M\) there is strict slack.
944
+ For each field in the compact family, approximate its
945
+ continuous nonnegative threshold on the closed set \(C_h\)
946
+ from above by a smooth function, with a small positive
947
+ margin, and taper it to zero in a sufficiently small
948
+ neighborhood of that set. Regularity of surface measure
949
+ and \eqref{eq:ah-contact-flux-cost} keep its \(L^{p_1}\)
950
+ norm within the budget; the fixed gap below \(B_*\)
951
+ keeps its pointwise values admissible. This constructs
952
+ a datum strictly majorizing the threshold on \(C_h\).
953
+ When \(C_h\) is empty the condition is vacuous.
954
+
955
+ Upper semicontinuity of contacts and continuity of the
956
+ threshold show that the same datum works in an open
957
+ neighborhood of the given field in the compact limit
958
+ family. Take a finite such cover, with associated
959
+ smooth data \(b_1,\dots,b_m\), and enlarge the neighborhoods
960
+ to open subsets of the ambient uniform field space so
961
+ that their intersections with the limit family retain
962
+ this property. A continuous partition of unity,
963
+ supplemented by the complement of the compact limit
964
+ family carrying datum zero, yields \(\mathfrak b\).
965
+ Explicitly, distance to the complements of these finitely
966
+ many open neighborhoods, together with distance to the
967
+ compact limit family, gives nonnegative continuous weights
968
+ with nonzero sum after a harmless subordinate refinement.
969
+ Normalize and take the corresponding convex combination.
970
+ At a field in the limit family the zero datum has weight
971
+ zero, and every active \(b_i\) is a strict majorant
972
+ at all its contacts. Convexity preserves both constraints
973
+ in \eqref{eq:ah-flux-class}. If the family is empty, use
974
+ the constant zero rule. Only the original compact
975
+ subdomain's fields enter this rule; no trial fields on
976
+ the caps are required.
977
+ \end{proof}
978
+
979
+ \subsection{Existence at fixed finite parameters}
980
+
981
+ \begin{proposition}\label{prop:ah-finite-existence}
982
+ With the choices above, the system
983
+ \eqref{eq:ah-system}--\eqref{eq:ah-outer-data}, using
984
+ \(b_S=\mathfrak b(N,f,df,w)\), has a smooth positive
985
+ solution at \(t=1\) on every sufficiently large fixed
986
+ truncation. Expanding truncations have a subsequence
987
+ converging to a solution smooth up to \(S\) on the
988
+ whole exterior. It satisfies all the preceding estimates
989
+ and realizes the rule \(\mathfrak b\).
990
+ \end{proposition}
991
+
992
+ \begin{proof}
993
+ We describe the compact map precisely, because a frozen
994
+ source need not preserve positivity of a lapse output
995
+ away from fixed points. Fix a small Hölder exponent
996
+ \(\gamma>0\), to be decreased below the exponents in
997
+ the a priori estimates, and use triples of
998
+ \(C^{1,\gamma}\) functions on the fixed truncation.
999
+ Choose \(a>0\) so that \(2a\) is below the fixed-point
1000
+ floor in Lemma~\ref{lem:ah-lapse}, and a smooth function
1001
+ \(\mathcal E:\R\to[a,\infty)\) equal to the identity
1002
+ on \([2a,\infty)\).
1003
+
1004
+ Given trial fields and \(t\), first solve the linear
1005
+ nondivergence height equation, freezing
1006
+ \(\mathcal P,\beta,d\log\mathcal E(N)\) from the
1007
+ trial arguments, with Dirichlet values \(tM\) and zero.
1008
+ At zero trial gradient the smooth continuations are
1009
+ \(\mathcal P=g^{-1}\) and \(\beta=2\).
1010
+ The first-order coefficient acts on the new height.
1011
+ Next compute \(v\) from this new height and the
1012
+ extended trial lapse, and set \(Z=K(v)\).
1013
+ Solve the linear density equation for the raw new lapse:
1014
+ \[
1015
+ \divg_g(\nabla N_{\mathrm{new}}-ZN_{\mathrm{new}})
1016
+ =3N_{\mathrm{new}}+\Sigma_{\mathrm{trial}} .
1017
+ \]
1018
+ Use the prescribed outer current flux and inner current
1019
+ flux \(-t\mathfrak b\) evaluated on the trial fields.
1020
+ The source here is frozen from the trial fields,
1021
+ including the raw trial lapse in its cutoff at
1022
+ \(N\le\epsilon\). The scalar multiplying the drift
1023
+ and the zeroth term is the raw output lapse, not
1024
+ \(\mathcal E(N_{\mathrm{new}})\).
1025
+ The adjoint argument in Lemma~\ref{lem:ah-lapse}
1026
+ proves unique linear solvability.
1027
+
1028
+ Finally solve a linear \(w\)-equation whose coefficient
1029
+ \(A\) is formed from the new height and
1030
+ \(\mathcal E(N_{\mathrm{new}})\). Its right side is
1031
+ \[
1032
+ 3\mathcal E(N_{\mathrm{new}})
1033
+ +\Sigma_{\mathrm{trial}}x_{\mathrm{trial}}^+
1034
+ +P_{\mathrm{trial}},
1035
+ \qquad
1036
+ x_{\mathrm{trial}}^+
1037
+ =s(\mathcal E(N_{\mathrm{trial}}),df_{\mathrm{trial}})
1038
+ (w_{\mathrm{trial}})^+ .
1039
+ \]
1040
+ It has the zero inner natural flux and the prescribed
1041
+ positive outer Dirichlet datum. The three solves are
1042
+ sequential, and define a continuous compact map
1043
+ \(\mathcal T_t\).
1044
+ Both frozen sources include their prescribed factor \(t\).
1045
+ Indeed bounded sets of input fields give uniform
1046
+ ellipticity and Hölder coefficients. The height output
1047
+ is bounded in \(C^{2,\gamma}\), so the drift in the
1048
+ lapse step is \(C^{1,\gamma}\); its inverse estimates
1049
+ are uniform on bounded input sequences by Schauder
1050
+ theory, coefficient compactness in a lower exponent,
1051
+ and the zero-kernel adjoint argument. The lapse output
1052
+ and then the \(w\) output have second-order Hölder
1053
+ bounds. The rule \(\mathfrak b\) has values in a
1054
+ fixed finite convex hull of smooth functions, hence
1055
+ uniform bounds of every spatial derivative. The
1056
+ compact embedding of these \(C^{2,\gamma}\) bounds
1057
+ into \(C^{1,\gamma}\) proves compactness. The same estimates and
1058
+ uniqueness prove continuity without differentiating
1059
+ the selection rule.
1060
+
1061
+ At a fixed point, the cutoff in the actual lapse
1062
+ variable and the bounded drift give the positive floor
1063
+ in Lemma~\ref{lem:ah-lapse}. Thus every extension
1064
+ \(\mathcal E\) becomes the identity. The last equation
1065
+ and positive outer datum give \(w>0\), so the positive
1066
+ part also disappears. Every fixed point therefore
1067
+ satisfies the original equations and boundary data.
1068
+
1069
+ All such fixed points for \(0\le t\le1\) have bounded
1070
+ \(C^{1,\gamma}\) norms for the fixed truncation and
1071
+ fixed parameters. Here is the regularity chain
1072
+ underlying this assertion. The lapse bound, height
1073
+ gradient bound, and bounded sources give lapse
1074
+ \(W^{1,q}\) estimates, \(q>3\), and Hölder estimates
1075
+ for the height gradient, as in
1076
+ Lemma~\ref{lem:ah-graph-estimates}. The lapse divergence
1077
+ equation then gives \(C^{1,\gamma'}\) estimates for
1078
+ some \(\gamma'>0\); its scalar-forcing portion can
1079
+ equivalently be estimated by the Laplace \(W^{2,q}\)
1080
+ theorem. The selected boundary data have bounded
1081
+ smooth norms. The nondivergence height equation
1082
+ gives \(C^{2,\gamma'}\) estimates, after decreasing
1083
+ \(\gamma'\) if necessary. The \(w\)-equation has
1084
+ bounded forcing, since \(\Sigma x\le L\) and \(P\)
1085
+ has finite strength. Mixed-boundary coercivity first
1086
+ gives an \(H^1\) bound, then scalar local boundedness
1087
+ and Hölder estimates give a uniform bound and
1088
+ continuity. Successive Schauder estimates now give
1089
+ second-order Hölder bounds for all fields. Take
1090
+ the Banach exponent \(\gamma<\gamma'\).
1091
+ The same bootstrap makes every fixed point smooth.
1092
+
1093
+ At \(t=0\), the map is constant. The first output
1094
+ is \(f_0=0\), so the drift in the second step is
1095
+ zero independently of the input. Its output is
1096
+ the unique positive solution \(N_0\) of
1097
+ \(\Delta_gN_0=3N_0\), with zero inner flux and the
1098
+ prescribed outer flux. The third output \(w_0\)
1099
+ uses \(\mathcal E(N_0)=N_0\), by the homogeneous lapse
1100
+ floor, and is the unique solution of
1101
+ \[
1102
+ -\divg_g(N_0^2\nabla w_0)=3N_0,\qquad
1103
+ \partial_\nu w_0|_S=0,\qquad w_0|_{S_R}=1/V_0 .
1104
+ \]
1105
+ In general \(w_0\ne1/N_0\), because the outer lapse
1106
+ condition is Neumann. Choose a ball in the Banach
1107
+ space containing this constant output and all
1108
+ homotopy fixed points. On its boundary
1109
+ \(\Id-\mathcal T_t\) never vanishes, and its
1110
+ Leray--Schauder degree is \(+1\) at \(t=0\).
1111
+ Homotopy invariance gives a fixed point at \(t=1\).
1112
+
1113
+ Now let \(R\to\infty\). The fixed-parameter compact
1114
+ estimates give a subsequential limit on every compact
1115
+ set, and a diagonal subsequence gives a global limit.
1116
+ It belongs to the family used to define \(\mathfrak b\).
1117
+ Uniform convergence of \((N,f,df,w)\) on its defining
1118
+ compact domain implies convergence of the selected
1119
+ datum, in every spatial norm because its range is
1120
+ a finite smooth convex hull. Thus the limit realizes
1121
+ the rule, and the elliptic bootstrap is valid up to
1122
+ \(S\) as well as in the interior.
1123
+ \end{proof}
1124
+
1125
+ \subsection{A free minimal boundary}
1126
+
1127
+ Apply Proposition~\ref{prop:ah-finite-existence} at \(t=1\).
1128
+ For this smooth metric, extend through the cap side
1129
+ smoothly, and consider the perimeter minimization in
1130
+ Lemma~\ref{lem:ah-contact-selector}. Equation
1131
+ \eqref{eq:ah-boundary-curvature} and the strict majorant
1132
+ give \(H_h(S)<0\) at every possible contact.
1133
+ This excludes contact without any assumed regularity
1134
+ of the minimizing surface at the obstacle.
1135
+
1136
+ Here is the finite-perimeter argument. Near the closed
1137
+ contact set, the unit normals to sufficiently small
1138
+ parallel outward collars of \(O\) have negative
1139
+ divergence. Off a neighborhood of that set, a thin
1140
+ collar is already filled up to null sets: there is no
1141
+ perimeter support on \(S\), and the cap side is filled.
1142
+ Adjoin the entire collar of width \(a\) to a minimizer.
1143
+ For almost every sufficiently small \(a\), Gauss--Green
1144
+ and slicing bound the perimeter change above by the
1145
+ integral of that negative divergence on the added part.
1146
+ The comparison field has unit flux on the new outer
1147
+ leaf, and its flux across the removed old boundary is
1148
+ bounded by the area removed. If contact existed,
1149
+ the complement density proved above would give
1150
+ positive added volume, so the perimeter would strictly
1151
+ decrease. This is impossible.
1152
+
1153
+ There is likewise no contact with the outer constraint
1154
+ \(\partial K_c\). The outward normals to the far
1155
+ coordinate spheres have positive divergence, so
1156
+ cutting away the outside part of a competitor decreases
1157
+ perimeter whenever it removes positive volume.
1158
+ Gauss--Green and slicing make this statement valid
1159
+ for finite-perimeter competitors at almost every
1160
+ cutting radius. It also shows that no larger precompact
1161
+ competitor, unconstrained by \(K_c\), can have smaller
1162
+ perimeter: first trim it by such a sphere.
1163
+
1164
+ All minimizing boundaries are therefore free, locally
1165
+ perimeter minimizing in a smooth three-dimensional
1166
+ metric. Interior codimension-one minimizing-boundary
1167
+ regularity gives smooth compact embedded minimal
1168
+ boundaries. Choose a largest minimizer \(E\), by
1169
+ maximizing auxiliary volume among the minimizers in
1170
+ \(K_c\). Its open representative contains \(O\)
1171
+ compactly in its interior and is strictly outward
1172
+ minimizing: equality for an enclosure differing by
1173
+ positive volume would
1174
+ contradict volume maximality after trimming.
1175
+ Every component of \(E\) meets \(O\), since an
1176
+ unattached component could be removed with a strict
1177
+ perimeter saving. Its open exterior is connected,
1178
+ since filling any bounded exterior component would
1179
+ also save perimeter.
1180
+
1181
+ Write
1182
+ \begin{equation}\label{eq:ah-hull-area}
1183
+ A_h=\Area_h(\partial E)>0.
1184
+ \end{equation}
1185
+ The closed exterior \(X\setminus E\), with its boundary
1186
+ included, is smooth, connected, complete, orientable, and one-ended.
1187
+ Its orientation is the restriction of the orientation of \(X\);
1188
+ the graph and conformal changes alter the metric, not this orientation.
1189
+ Its compact truncations are compact, and its end is
1190
+ asymptotically hyperbolic. It satisfies
1191
+ \(\Scal_h\ge-6\) by \eqref{eq:ah-scalar}, and its
1192
+ weighted scalar integrability and finite mass fluxes
1193
+ were verified in Lemma~\ref{lem:ah-limit-mass}.
1194
+ Its minimum enclosing area is exactly \(A_h\).
1195
+ Indeed any admissible end-side domain in this closed
1196
+ exterior, on taking the complement of its interior
1197
+ in \(X\), supplies a precompact finite-perimeter
1198
+ enclosure of \(E\). Its perimeter is bounded by the
1199
+ entire intrinsic boundary area specified in the
1200
+ definition, including any part coinciding with
1201
+ \(\partial E\). Outward minimization gives the
1202
+ lower bound \(A_h\), and the original boundary
1203
+ itself gives equality.
1204
+
1205
+ The time-symmetric hypothesis of
1206
+ Theorem~\ref{thm:ah-reduction} is thus applicable to
1207
+ this fixed metric and gives
1208
+ \begin{equation}\label{eq:ah-ts-application}
1209
+ p_0(h)\ge F(A_h)\ge0.
1210
+ \end{equation}
1211
+ No causal property of the intermediate mass covector
1212
+ has been used.
1213
+
1214
+ \subsection{The weighted bad-volume estimate and conclusion}
1215
+
1216
+ Suppose first that \(A_*>0\), fix \(0<\varepsilon_*<1\),
1217
+ and choose the preceding \(\delta\) sufficiently small
1218
+ for Proposition~\ref{prop:area-transfer}.
1219
+ Fix a sufficiently large projection radius \(r_p\)
1220
+ and put
1221
+ \[
1222
+ \rho=\min(1,r_p^2/r^2),\qquad
1223
+ \mathcal D=\{x<1-\delta\}.
1224
+ \]
1225
+ By \eqref{eq:ah-mass-budget} and
1226
+ \eqref{eq:ah-ts-application},
1227
+ \[
1228
+ \int_\Omega(1-x)\Sigma
1229
+ =\int_S b_S+\int_\Omega P
1230
+ -8\pi\{p_0(h)-p_0(g)\}\le C.
1231
+ \]
1232
+ The constant is independent of \(M\).
1233
+ Lemma~\ref{lem:ah-penalties} makes
1234
+ \(\Sigma=L\) on \(\mathcal D\cap\{r\le R_s\}\),
1235
+ and \(1-x\ge\delta\) there. Consequently
1236
+ \[
1237
+ \Vol_g(\mathcal D\cap\{r\le R_s\})\le C/L.
1238
+ \]
1239
+ Since \(W\le1+\sqrt{W^2-1}\), Cauchy--Schwarz and
1240
+ \eqref{eq:ah-height-energy} give an inner weighted
1241
+ volume bound \(C(L^{-1}+\sqrt{M/L})\).
1242
+ For large \(M\), \(R_s>r_p\). The asymptotically
1243
+ hyperbolic volume element gives
1244
+ \[
1245
+ \int_{\{r>R_s\}}\rho^{3/2}\,\dd V_g\le C/R_s,\qquad
1246
+ \int_{\{r>R_s\}}\rho^3\,\dd V_g\le C/R_s^4 ,
1247
+ \]
1248
+ where \(r_p\) is fixed and absorbed into \(C\).
1249
+ A second application of Cauchy--Schwarz yields
1250
+ \begin{equation}\label{eq:ah-bad-volume}
1251
+ \int_{\mathcal D}\rho^{3/2}W\,\dd V_g
1252
+ \le C\left(L^{-1}+\sqrt{M/L}
1253
+ +R_s^{-1}+\frac{\sqrt M}{R_s^2}\right)
1254
+ \longrightarrow0 .
1255
+ \end{equation}
1256
+ For the choices \eqref{eq:ah-parameter-scales},
1257
+ all four powers tend to zero.
1258
+
1259
+ We check the hypotheses of the area-transfer proposition
1260
+ explicitly. The capped smooth manifold \(X\) and cap
1261
+ set \(O\) are fixed, so the relevant second Betti number
1262
+ of \(X\setminus\operatorname{int}O\) is finite and fixed.
1263
+ The chosen \(E\) is a cap-only largest minimizing
1264
+ enclosure, has a free smooth compact minimal boundary,
1265
+ contains \(O\) compactly, is strictly outward minimizing,
1266
+ and each component meets \(O\). The comparison metric
1267
+ is the smooth \(h=x\bar g\); here there is no seam or
1268
+ smoothing error. It obeys
1269
+ \(\bar g\ge g\), \(\dd V_{\bar g}=W\,\dd V_g\), and
1270
+ \(\Scal_h\ge-6\) outside \(E\).
1271
+ Its asymptotically hyperbolic end supplies the proper
1272
+ subsolution required in Proposition~\ref{prop:area-transfer}.
1273
+ Lemma~\ref{lem:area-projection} gives, on every relevant
1274
+ enclosing level with connected exterior,
1275
+ \[
1276
+ \int\rho\,\dd A_g\ge(1-o_{r_p}(1))A_*.
1277
+ \]
1278
+ Choose \(r_p\) first to make this error sufficiently
1279
+ small for the fixed \(\varepsilon_*\), then choose
1280
+ \(\delta\), and finally take \(M\) large.
1281
+ The proposition's temporary conformal modification
1282
+ for starting the flow may be arbitrarily small at
1283
+ each fixed metric and leaves the initial area
1284
+ unchanged. Its uniform scalar lower bound therefore
1285
+ has the required fixed constant, for example \(7\).
1286
+ Equation~\eqref{eq:ah-bad-volume} meets the remaining
1287
+ smallness hypothesis. Proposition~\ref{prop:area-transfer}
1288
+ gives
1289
+ \begin{equation}\label{eq:ah-area-conclusion}
1290
+ A_h\ge(1-\varepsilon_*)A_* .
1291
+ \end{equation}
1292
+
1293
+ Combine \eqref{eq:ah-mass-budget},
1294
+ \eqref{eq:ah-ts-application}, and
1295
+ \eqref{eq:ah-area-conclusion}. For every fixed
1296
+ \(\varepsilon_*>0\) and arbitrarily large \(M\),
1297
+ \[
1298
+ p_0(g)+o(1)\ge F\bigl((1-\varepsilon_*)A_*\bigr).
1299
+ \]
1300
+ First let \(M\to\infty\), then
1301
+ \(\varepsilon_*\downarrow0\), using continuity of \(F\).
1302
+ If \(A_*=0\), no area transfer is needed:
1303
+ \(F(A_h)\ge F(0)\) and the mass budget give the
1304
+ same conclusion directly. This proves
1305
+ Theorem~\ref{thm:ah-reduction}.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/06-stress-extension.tex ADDED
@@ -0,0 +1,1019 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Electrostatic stress and the asymptotically flat attachment}
2
+ \label{sec:stress-extension}
3
+
4
+ Throughout this section, $(\Omega,g)$ is a smooth connected exterior with
5
+ the topology, completeness, spherical end, tensor decay, and weighted
6
+ scalar integrability specified in Section~\ref{sec:hypotheses}. We assume
7
+ \begin{equation}
8
+ R_g\ge-6,\qquad H_g(S)\le0,
9
+ \label{eq:stress-base-assumptions}
10
+ \end{equation}
11
+ and make no causal assumption on its mass covector. The normal on $S$
12
+ points into $\Omega$. Fix the end chart, and put
13
+ \begin{equation}
14
+ A_* = A_{\min}(S;g),\qquad a=\sqrt{A_*/(4\pi)}.
15
+ \label{eq:stress-area-radius}
16
+ \end{equation}
17
+ The objective is to construct a compact inner region and a scalar-flat
18
+ \AF\ exterior whose mass is at most $p_0(g)-a^3/2$, up to an arbitrarily
19
+ small error. The tensor introduced for this purpose is synthetic: it is
20
+ not the second fundamental form of the original data. We denote the
21
+ electrostatic stress by $\Pi$, reserving $\pi$ for the graph second form in
22
+ the subsequent construction.
23
+
24
+ \subsection{A conformal approximation of the end}
25
+
26
+ \begin{proposition}[End approximation]
27
+ \label{prop:conformal-approximation}
28
+ Under \eqref{eq:stress-base-assumptions}, there are smooth metrics $g_j$
29
+ on the same exterior such that $R_{g_j}>-6$, $H_{g_j}(S)\le0$,
30
+ $g_j\to g$ locally in $C^2$, and
31
+ \begin{equation}
32
+ (1-\epsilon_j)g\le g_j\le(1+\epsilon_j)g,
33
+ \quad \epsilon_j\downarrow0,
34
+ \qquad p_0(g_j)\longrightarrow p_0(g).
35
+ \label{eq:stress-density-convergence}
36
+ \end{equation}
37
+ Each $g_j$ has the required weighted scalar integrability and finite mass
38
+ fluxes. Outside a compact set, depending on $j$, it is of the form
39
+ \begin{equation}
40
+ g_j=\phi_j^4 b,\qquad
41
+ \phi_j=1+\alpha_j(\omega)r^{-3}+O(r^{-3-\xi}),
42
+ \label{eq:stress-conformal-end}
43
+ \end{equation}
44
+ where $\xi>0$ can be fixed and the remainder has the same decay after
45
+ any fixed finite number of angular and radial-logarithmic derivatives.
46
+ In particular $A_{\min}(S;g_j)\to A_{\min}(S;g)$.
47
+ \end{proposition}
48
+
49
+ \begin{proof}
50
+ Choose $j_0$ with $3/2<j_0<\tau$, where $\tau$ is the original end
51
+ decay exponent. Extend $r$ to a smooth positive function on the compact
52
+ part. For large $B$, let $\chi_B$ be a smooth radial cutoff equal to one
53
+ for $r\le B$ and zero for $r\ge2B$, with a fixed profile in $r/B$.
54
+ Set
55
+ \[
56
+ g_B=b+\chi_B(g-b)
57
+ \]
58
+ on the end and $g_B=g$ on the compact part. For sufficiently large $B$
59
+ this is positive definite, and its uniform metric charts and
60
+ $C^{2,\alpha}$ bounds can be chosen independently of $B$. Fix a smooth
61
+ $k>0$ equal to $r^{-4}$ far out. We seek a small $u$ with
62
+ $\partial_\nu u=0$ on $S$ satisfying
63
+ \begin{equation}
64
+ -8\Delta_{g_B}u+(R_{g_B}+6)(1+u)
65
+ +6\big((1+u)^5-(1+u)\big)
66
+ =\chi_B(R_g+6)+\delta k.
67
+ \label{eq:stress-density-equation}
68
+ \end{equation}
69
+ The constant-term discrepancy, excluding $\delta k$, is supported in
70
+ $B<r<2B$ and is $O(r^{-\tau})$ in local $C^{0,\alpha}$ norms.
71
+ Consequently it tends to zero in the scalar weighted norm of weight
72
+ $r^{-j_0}$. Also $R_{g_B}+6\ge-o(1)$ uniformly, because it equals the
73
+ nonnegative $R_g+6$ on the inner part, vanishes beyond $2B$, and is
74
+ $O(B^{-\tau})$ on the intervening annulus.
75
+
76
+ For completeness, the linearized operator divided by eight is
77
+ \[
78
+ \mathscr L_B=-\Delta_{g_B}+3+(R_{g_B}+6)/8.
79
+ \]
80
+ It has an inverse, with homogeneous Neumann condition, bounded uniformly
81
+ from weighted $C^{0,\alpha}$ to weighted $C^{2,\alpha}$ at weight
82
+ $j_0$ (a smaller H\"older exponent may be used). To prove the required
83
+ supremum bound, take a positive function $\beta$ constant on a large
84
+ compact set, comparable to $r^{-j_0}$ at infinity, and let its logarithmic
85
+ slope decrease slowly from zero to $-j_0$ as a function of $\log r$.
86
+ For the limiting radial operator,
87
+ \[
88
+ (-\partial_\eta^2-2\partial_\eta+3)e^{-j_0\eta}
89
+ =(3+2j_0-j_0^2)e^{-j_0\eta}>0.
90
+ \]
91
+ Every intermediate slope has the same strict sign. Slow variation of
92
+ the slope, placement of the transition sufficiently far out, and the
93
+ uniformly small negative part of $(R_{g_B}+6)/8$ therefore give
94
+ $\mathscr L_B\beta\ge c\beta$ with $c>0$ independent of large $B$.
95
+ Here $\partial_\nu\beta=0$ on $S$. Solve on compact truncations with
96
+ zero outer Dirichlet data. The maximum principle, applied to positive
97
+ and negative multiples of $\beta$, bounds the solution by the weighted
98
+ norm of its forcing. Uniform local interior and Neumann Schauder
99
+ estimates give the stated second-order bound. Compactness gives a
100
+ solution on $\Omega$, and the maximum principle gives uniqueness.
101
+ This proves the inverse assertion without an assumption about solvability
102
+ on the noncompact manifold.
103
+
104
+ The nonlinear remainder in \eqref{eq:stress-density-equation} is
105
+ $O(u^2)$ and is locally Lipschitz with Lipschitz constant tending to zero
106
+ on small weighted balls. The uniform inverse and contraction mapping
107
+ therefore give $u=u_{B,\delta}$ tending to zero in weighted
108
+ $C^{2,\alpha}_{j_0}$ as $B\to\infty$ and $\delta\downarrow0$.
109
+ Local elliptic bootstrapping makes $u$ smooth. For small parameters
110
+ $1+u>0$, and the conformal scalar-curvature formula gives, for
111
+ $\widetilde g=(1+u)^4g_B$,
112
+ \begin{equation}
113
+ R_{\widetilde g}+6
114
+ =(1+u)^{-5}\big(\chi_B(R_g+6)+\delta k\big)>0.
115
+ \label{eq:stress-density-scalar}
116
+ \end{equation}
117
+ The boundary conformal formula and $\partial_\nu u=0$ give
118
+ $H_{\widetilde g}=(1+u)^{-2}H_g\le0$. The uniform metric convergence in
119
+ \eqref{eq:stress-density-convergence} follows from the weighted bound and
120
+ the cutoff construction.
121
+
122
+ We next justify the end expansion for each fixed $B,\delta$.
123
+ Beyond $2B$, $g_B=b$ and
124
+ \begin{equation}
125
+ (-\Delta_b+3)u=F(u)+\delta r^{-4}/8,
126
+ \qquad F(u)=O(u^2),\quad F'(u)=O(u).
127
+ \label{eq:stress-density-end-ode}
128
+ \end{equation}
129
+ All fixed orders of angular derivatives of $u$ are $O(r^{-j_0})$.
130
+ Indeed rotations commute with $\Delta_b$. Their difference quotients
131
+ solve a linear equation with small potential $O(u)$, with smooth data
132
+ on a fixed inner sphere and decaying data at infinity. The same
133
+ $r^{-j_0}$ barriers and local weighted estimates bound these quotients.
134
+ Induction, with the lower angular derivatives as forcing, proves the
135
+ claim at every fixed order. Radial derivatives at the initial weighted
136
+ order follow from local elliptic estimates. Since
137
+ \[
138
+ \Delta_b=\partial_\eta^2+2\coth\eta\,\partial_\eta
139
+ +r^{-2}\Delta_\sigma,
140
+ \]
141
+ Equation~\eqref{eq:stress-density-end-ode} reduces, with all these angular
142
+ derivatives, to
143
+ \[
144
+ -u_{\eta\eta}-2u_\eta+3u=O(e^{-(3+\xi)\eta})
145
+ \]
146
+ for any fixed sufficiently small
147
+ $0<\xi<\min\{2j_0-3,j_0-1,1\}$. Variation of constants for the two
148
+ solutions $e^\eta,e^{-3\eta}$ excludes the growing mode by the known
149
+ decay and gives $u=c(\omega)e^{-3\eta}+O(e^{-(3+\xi)\eta})$.
150
+ The same argument after angular differentiation makes $c$ smooth;
151
+ the equation gives all stated radial derivatives. Changing from
152
+ $\eta$ to $r$ gives \eqref{eq:stress-conformal-end}.
153
+
154
+ We finally check mass convergence, since convergence only in a weight
155
+ less than three would not suffice. Write $h=b+e$ for either the original
156
+ metric or one of the approximants, and let $\mathbb U_{V_0}(e)$ be the
157
+ one-form in the mass definition. The linearized scalar curvature is
158
+ \[
159
+ (DR)_b(e)=\divg_b\divg_b e-\Delta_b\tr_b e+2\tr_b e.
160
+ \]
161
+ Differentiation, using $\nabla_b^2V_0=V_0b$, yields the exact linear
162
+ identity $\divg_b\mathbb U_{V_0}(e)=V_0(DR)_b(e)$.
163
+ The difference between $R_h+6$ and $(DR)_b(e)$ is bounded by
164
+ $C(|e|\,|\nabla_b^2e|+|\nabla_be|^2+|e|^2)$. The uniform weighted
165
+ second-order bound and $dV_b\asymp r\,dr\,dA_\sigma$ thus give
166
+ \begin{equation}
167
+ 16\pi p_0(h)-\int_{r=D}\mathbb U_{V_0}(h-b)(\nu_b)\,\dd A_b
168
+ =\int_{r>D}V_0(R_h+6)\,\dd V_b+O(D^{3-2j_0}),
169
+ \label{eq:stress-density-mass-tail}
170
+ \end{equation}
171
+ uniformly in the approximants. The scalar integrands in
172
+ \eqref{eq:stress-density-scalar} are dominated by a fixed multiple of
173
+ $V_0(R_g+6+k)$, which is integrable; they converge pointwise to
174
+ $V_0(R_g+6)$. The same divergence calculation with $V_i$, using
175
+ $|V_i|\le V_0$ and the corresponding derivative bounds, proves existence
176
+ of all fluxes for the approximants. At a fixed $D$ their surface fluxes
177
+ converge by local $C^2$ convergence. Dominated convergence in
178
+ \eqref{eq:stress-density-mass-tail}, followed by $D\to\infty$, proves
179
+ the asserted time-component convergence. This is also the scalar
180
+ linearization underlying the mass definition in \citet{CH2003}.
181
+ Finally, the two-sided metric comparison compares the areas of every
182
+ admissible intrinsic boundary with the same multiplicative factors;
183
+ taking infima proves convergence of the minimum enclosing areas.
184
+ \end{proof}
185
+
186
+ We henceforth fix one approximating metric, write it again as $g$, and
187
+ write $\alpha$ for its smooth coefficient in
188
+ \eqref{eq:stress-conformal-end}. Thus $R_g+6>0$ everywhere. All
189
+ subsequent constants may depend on this fixed metric; no uniformity
190
+ across the approximation is needed.
191
+
192
+ \subsection{The nonlinear electrostatic problem}
193
+
194
+ For $0\le e\le1$ define
195
+ \begin{equation}
196
+ t(e)=\sqrt{1-e^{3/2}},\qquad
197
+ L(w)=\max_{0\le e\le1}\{t(e)+we\},\qquad w\ge0.
198
+ \label{eq:stress-legendre-law}
199
+ \end{equation}
200
+ Strict concavity of $t$, together with $t'(0)=0$ and
201
+ $t'(e)\to-\infty$ as $e\uparrow1$, gives a unique maximizing $e=e(w)$,
202
+ with $e(0)=0$, $0<e(w)<1$ for $w>0$, and
203
+ \begin{equation}
204
+ w=-t'(e)=\frac{3\sqrt e}{4t(e)},\qquad
205
+ L'(w)=e(w),\qquad L=t+we.
206
+ \label{eq:stress-constitutive-law}
207
+ \end{equation}
208
+ In particular $L(|\xi|)$ is convex as a function of a covector $\xi$.
209
+
210
+ \begin{proposition}[Electrostatic potential, stress, and charge]
211
+ \label{prop:electrostatic-stress}
212
+ For every $M_e>0$ there is a weak solution $u$ of
213
+ \begin{equation}
214
+ \divg_g E=0,\qquad
215
+ E=e(w)\frac{\nabla u}{w},\quad w=|du|_g,
216
+ \qquad u|_S=-M_e,\quad u\longrightarrow0\text{ at infinity},
217
+ \label{eq:stress-electrostatics}
218
+ \end{equation}
219
+ where $E=0$ at $w=0$. It satisfies $-M_e\le u\le0$,
220
+ $|u|+|du|_g=O(r^{-1})$, and is $C^{1,\beta}$ locally up to $S$ and
221
+ in compactified coordinates $(\rho,\omega)$ up to $\rho=0$, for some
222
+ $\beta>0$, where $\rho=e^{-\eta}$.
223
+ The continuous symmetric tensor
224
+ \begin{equation}
225
+ \Pi=L(w)g-du\otimes E^\flat
226
+ \label{eq:stress-tensor}
227
+ \end{equation}
228
+ is distributionally divergence free, is positive definite, and obeys
229
+ \begin{equation}
230
+ (\tr_g\Pi)^2-2|\Pi|_g^2=3.
231
+ \label{eq:stress-algebraic-identity}
232
+ \end{equation}
233
+ There is a continuous nonnegative function $e_0$ on $\Sph^2$ such that,
234
+ uniformly in angle,
235
+ \begin{equation}
236
+ r^2|E|_g\longrightarrow e_0,\qquad
237
+ r^3\big(\Pi(\nu,\nu)-1\big)
238
+ \longrightarrow-\tfrac12 e_0^{3/2}.
239
+ \label{eq:stress-end-asymptotics}
240
+ \end{equation}
241
+ Here $\nu$ points toward increasing $r$. The charge
242
+ \begin{equation}
243
+ F_{M_e}=\int_{r=R}g(E,\nu)\,\dd A_g
244
+ \label{eq:stress-charge-definition}
245
+ \end{equation}
246
+ is independent of large $R$, satisfies
247
+ $F_{M_e}\le\int_{\Sph^2}e_0\,\dd A_\sigma$, and
248
+ \begin{equation}
249
+ \liminf_{M_e\to\infty}F_{M_e}\ge A_*.
250
+ \label{eq:stress-charge-saturation}
251
+ \end{equation}
252
+ \end{proposition}
253
+
254
+ \begin{proof}
255
+ We give the construction and its regularity before establishing the
256
+ stress and charge assertions.
257
+
258
+ \emph{Constitutive estimates and regularization.}
259
+ For $w>0$ put $Q(w)=we'(w)/e(w)$. Logarithmic differentiation of
260
+ \eqref{eq:stress-constitutive-law} gives
261
+ \begin{equation}
262
+ Q(w)^{-1}=\frac12+\frac{3e(w)^{3/2}}{4(1-e(w)^{3/2})}.
263
+ \label{eq:stress-Q-formula}
264
+ \end{equation}
265
+ Thus $0<Q\le2$. At zero, inversion in the variable $\sqrt e$ gives
266
+ \[
267
+ e(w)=\frac{16}{9}w^2+O(w^5);
268
+ \]
269
+ in particular $e(w)/w^2$ extends smoothly and positively to $w=0$.
270
+ At infinity, inversion in $w^{-2}$ gives
271
+ \begin{equation}
272
+ e(w)=1-\frac{3}{8w^2}+O(w^{-4}),\qquad
273
+ Q(w)=\frac{3}{4w^2}+O(w^{-4}),\qquad
274
+ wQ'(w)=-\frac{3}{2w^2}+O(w^{-4}).
275
+ \label{eq:stress-large-gradient-law}
276
+ \end{equation}
277
+ Regularize only at zero by
278
+ \begin{equation}
279
+ e_\varepsilon(w)=w\frac{e(z)}z,\quad
280
+ z=(w^2+\varepsilon^2)^{1/2},\quad
281
+ Q_\varepsilon(w)=1+\frac{w^2}{z^2}(Q(z)-1),\quad 0<\varepsilon<1.
282
+ \label{eq:stress-regularized-law}
283
+ \end{equation}
284
+ The flux $e_\varepsilon(|\xi|)\xi^\sharp/|\xi|$ is smooth and strictly
285
+ elliptic on every finite gradient range, including zero. Its radial
286
+ and transverse derivative eigenvalues are $e_\varepsilon'$ and
287
+ $e_\varepsilon/w$, respectively. We have $0<Q_\varepsilon\le2$;
288
+ uniformly for sufficiently large $w$,
289
+ \begin{equation}
290
+ c\le w^2Q_\varepsilon(w)\le C,\qquad
291
+ -w^2\big(wQ_\varepsilon'(w)+Q_\varepsilon(w)\big)\ge c.
292
+ \label{eq:stress-uniform-Q}
293
+ \end{equation}
294
+ These follow by substituting \eqref{eq:stress-large-gradient-law} in
295
+ \eqref{eq:stress-regularized-law}; the leading coefficient is
296
+ $3/4+\varepsilon^2$, bounded above and below independently of
297
+ $\varepsilon$.
298
+
299
+ \emph{Boundary and interior gradient bounds.}
300
+ On a connected smooth truncation $\Omega_R$ prescribe $u=-M_e$ on $S$
301
+ and $u=0$ on $r=R$. The maximum principle gives $-M_e\le u\le0$.
302
+ At points with nonzero gradient the regularized equation is
303
+ \begin{equation}
304
+ P:\nabla^2u=0,\qquad
305
+ P=g^{-1}+(Q_\varepsilon(w)-1)n\otimes n,
306
+ \quad n=\nabla u/w.
307
+ \label{eq:stress-regularized-nondivergence}
308
+ \end{equation}
309
+ Let $h$ be inward distance from $S$. Since $H(S)\le0$, smoothness
310
+ gives $\Delta h\le C h$ in a fixed collar. A supersolution above the
311
+ inner boundary datum is $-M_e+B(h)$, where
312
+ \[
313
+ B(h)=b_0^{-1}\log(1+Dh),\qquad B''=-b_0(B')^2.
314
+ \]
315
+ For $p=B'$ sufficiently large, \eqref{eq:stress-uniform-Q} gives
316
+ \[
317
+ P:\nabla^2B=Q_\varepsilon(p)B''+p\Delta h
318
+ \le-cb_0+C/b_0,
319
+ \]
320
+ because $hp\le1/b_0$. Choose $b_0$ first to make this negative,
321
+ then a collar width $h_0$ so small that
322
+ $(2b_0h_0)^{-1}$ is above the required gradient threshold, and finally
323
+ $D$ large so that $B(h_0)>M_e$ and $B'\ge(2b_0h_0)^{-1}$ there.
324
+ Comparison with the constant lower barrier bounds the inward derivative
325
+ on $S$, independently of $R$ and $\varepsilon$.
326
+ At the outer sphere, inward distance may be replaced by
327
+ $h=\eta_R-\eta$ in a uniform collar. For gradients parallel to
328
+ $d\eta$, asymptotic hyperbolicity and $Q_\varepsilon\le2$ give
329
+ $P:\nabla^2h\le-1$ for sufficiently large $R$. The linear lower
330
+ barrier $-C h$, together with $u\le0$, bounds the outer derivative
331
+ with $C$ depending on $M_e$ and the fixed collar width only.
332
+
333
+ For the interior estimate use an orthonormal frame with first vector
334
+ $n$, and write transverse indices as $a,b$. Differentiating
335
+ \eqref{eq:stress-regularized-nondivergence}, commuting one derivative,
336
+ and differentiating the norm of $du$ gives
337
+ \begin{align}
338
+ P:\nabla^2\log w
339
+ ={}&\Ric(n,n)
340
+ +(1-Q_\varepsilon)\frac{|d_\perp w|^2}{w^2}
341
+ +\frac{\sum_{a,b}u_{ab}^2}{w^2} \notag\\
342
+ &-\big(wQ_\varepsilon'+Q_\varepsilon\big)\frac{w_1^2}{w^2}.
343
+ \label{eq:stress-gradient-identity}
344
+ \end{align}
345
+ To specify the cancellation, the differentiated coefficient term is
346
+ $Q_\varepsilon'w_1^2+2(Q_\varepsilon-1)|d_\perp w|^2/w$;
347
+ the differentiated norm contributes
348
+ $[Q_\varepsilon\sum_a u_{1a}^2+\sum_{a,b}u_{ab}^2]/w$ before
349
+ division by $w$. Subtracting $P(dw,dw)/w^2$ produces exactly
350
+ \eqref{eq:stress-gradient-identity}.
351
+ At a positive interior maximum of $w\exp(B_0u)$ we have
352
+ $d_\perp w=0$ and $w_1/w=-B_0w$. The left side of
353
+ \eqref{eq:stress-gradient-identity} is nonpositive, since
354
+ $P:\nabla^2u=0$. The global lower Ricci bound and
355
+ \eqref{eq:stress-uniform-Q} make the right side at least
356
+ $-C+cB_0^2$ when $w$ is large. A fixed sufficiently large $B_0$
357
+ excludes such a maximum. Combining the remaining interior maxima
358
+ with the boundary estimates and the height bound gives
359
+ \begin{equation}
360
+ \sup_{\Omega_R}|du|_g\le C(M_e),
361
+ \label{eq:stress-global-gradient-bound}
362
+ \end{equation}
363
+ uniformly in large $R$ and $0<\varepsilon<1$.
364
+
365
+ \emph{Existence on truncations and passage to the limit.}
366
+ For fixed $R,\varepsilon$, vary the inner Dirichlet value from zero
367
+ to $-M_e$. The derivative of the divergence equation is a strictly
368
+ elliptic divergence operator without zeroth-order term and is
369
+ invertible with zero Dirichlet data by the maximum principle and
370
+ linear elliptic theory. The bounds already proved hold on this
371
+ entire path. On its bounded gradient range, ordinary uniformly
372
+ elliptic quasilinear gradient H\"older estimates apply. For the
373
+ boundary estimate subtract its constant value and reflect oddly in
374
+ boundary normal coordinates, reflecting the metric as well. The
375
+ reflected metric is Lipschitz; its mixed normal--tangential entries
376
+ vanish on the face. The reflected equation is weakly valid by the
377
+ zero trace. Equivalently, difference quotients give uniformly
378
+ elliptic equations for the first derivatives with bounded divergence
379
+ forcing. Scalar H\"older estimates followed by Schauder estimates
380
+ on the original smooth side give closedness of the continuation.
381
+ Here constants may depend on the fixed $R,\varepsilon$;
382
+ \citet{GT2001} supplies the ordinary elliptic estimates being used.
383
+ Thus smooth regularized solutions exist.
384
+
385
+ A decay bound is uniform in both regularizations. On the end put
386
+ $v=C(e^{-\eta}-e^{-2\eta})$. It is positive for large $\eta$, and
387
+ \[
388
+ \frac{v''}{-v'}=\frac{1-4e^{-\eta}}{1-2e^{-\eta}}
389
+ \le1-e^{-\eta}.
390
+ \]
391
+ Also $|d\eta|_g^2=1+O(e^{-\tau\eta})$ and
392
+ $P:\nabla^2\eta=2+O(e^{-\min\{\tau,2\}\eta})$ for the
393
+ radial test direction, uniformly for $0<Q_\varepsilon\le2$.
394
+ Since $\tau>1$, these inequalities imply
395
+ $P:\nabla^2v\le0$ sufficiently far out, independently of $C$.
396
+ Comparison of the nonnegative solution $-u$ with $v$, choosing $C$
397
+ on a fixed inner sphere and using $u=0$ on the truncating edge,
398
+ gives $|u|\le Ce^{-\eta}$.
399
+
400
+ Take a subsequence with $R\to\infty$ and $\varepsilon\downarrow0$.
401
+ The uniform Lipschitz bound gives local uniform convergence and weak
402
+ gradient convergence to a locally Lipschitz function with the required
403
+ traces. To pass to the equation, let $\chi$ be a compactly supported
404
+ cutoff and test the regularized equation with $\chi(u_j-u)$.
405
+ The terms containing $d\chi$ tend to zero by uniform convergence.
406
+ Subtracting the limiting-law flux evaluated at $du$ gives
407
+ \[
408
+ \int\chi\,
409
+ \big(A(du_j)-A(du)\big)\cdot(du_j-du)\,\dd V_g\longrightarrow0,
410
+ \qquad A(\xi)=e(|\xi|)\xi^\sharp/|\xi|.
411
+ \]
412
+ Uniform convergence of the constitutive functions on bounded ranges
413
+ justifies replacing the regularized flux here. The law $A$ is
414
+ strictly monotone. On the fixed compact gradient range its
415
+ monotonicity pairing has a positive minimum whenever the two
416
+ arguments are separated by a prescribed positive distance.
417
+ Thus $du_j\to du$ in measure and strongly in every finite local
418
+ $L^p$. This proves the limiting weak equation.
419
+
420
+ \emph{Gradient regularity and compactification.}
421
+ We apply the scalar $p=3$ gradient theorem recorded in
422
+ Section~\ref{sec:preliminaries}, namely Theorem~1.1 and estimate~(1.8)
423
+ of \citet{AraujoZhang2020}. The coordinate flux must satisfy globally
424
+ \begin{align}
425
+ \lambda|\xi|\,|\zeta|^2
426
+ &\le \mathcal A_\xi(x,\xi)[\zeta,\zeta],
427
+ &|\mathcal A|+|\mathcal A_\xi|\,|\xi|&\le C|\xi|^2,
428
+ \label{eq:stress-p3-structure}\\
429
+ |\mathcal A(x,\xi)-\mathcal A(y,\xi)|
430
+ &\le C|x-y|\,|\xi|^2.
431
+ \notag
432
+ \end{align}
433
+ It must also be $C^1$ in $\xi$ and the solution must have bounded
434
+ local $W^{1,3}$ energy. The Lipschitz spatial bound supplies a
435
+ $C^{0,1/2}$ modulus, so $n=p=3$ and zero forcing meet all the
436
+ parameters of that theorem. Throughout this argument choose only
437
+ $0<\beta<\min\{\alpha_m,1/4\}$ as in
438
+ Section~\ref{sec:preliminaries}; the decay and boundary limits below
439
+ require a positive exponent, not an optimal one.
440
+
441
+ We verify global, rather than merely bounded-gradient, structure before
442
+ applying this theorem. On the gradient range in
443
+ \eqref{eq:stress-global-gradient-bound}, $e(w)/w^2$ and $Q(w)$ have
444
+ positive upper and lower bounds. Thus $e'(w)$ is comparable to $w$.
445
+ Choose a smooth cutoff $\chi=1$ below the known range and zero above
446
+ twice a larger fixed bound, and replace $e'$ outside that range by
447
+ \[
448
+ \widetilde e'(w)=\chi(w)e'(w)+(1-\chi(w))c_1w,
449
+ \qquad \widetilde e(0)=0,
450
+ \]
451
+ where $c_1>0$. Then $\widetilde e=e$ on the range attained by the
452
+ solution, $\widetilde e'\asymp w$, and $\widetilde e\asymp w^2$
453
+ globally. In coordinates with metric matrix $G$ the density flux is
454
+ \begin{equation}
455
+ \mathcal A^i(x,\xi)=\sqrt{\det G}\,
456
+ \frac{\widetilde e(|\xi|_G)}{|\xi|_G}\,G^{ij}\xi_j,
457
+ \qquad |\xi|_G=(G^{ij}\xi_i\xi_j)^{1/2}.
458
+ \label{eq:stress-coordinate-flux}
459
+ \end{equation}
460
+ Uniform positive metric bounds give
461
+ \eqref{eq:stress-p3-structure}; Lipschitz metric coefficients give
462
+ the spatial bound. The flux is $C^1$ at zero because it is
463
+ $O(|\xi|^2)$ and its derivative is $O(|\xi|)$. Its derivative is
464
+ symmetric, as is also apparent from its convex radial primitive.
465
+ The solution has finite local cubic energy by its Lipschitz bound.
466
+ The quoted theorem therefore proves local $C^{1,\beta}$ regularity.
467
+
468
+ The same argument works at $S$. In orthogonal boundary coordinates
469
+ with reflection matrix $J=\operatorname{diag}(-1,1,1)$, extend the
470
+ metric matrix by $G(-h,x)=JG(h,x)J$, and extend $u+M_e$ oddly.
471
+ The mixed metric entries vanish on the face, so this extension is
472
+ Lipschitz. The reflected flux satisfies
473
+ $\mathcal A_-(\xi)=J\mathcal A_+(J\xi)$. Evaluated on the odd
474
+ solution, its normal component is even and its tangential components
475
+ are odd. A test on the reflected ball consequently reduces to a
476
+ test on the original half-ball with zero trace. Such tests are
477
+ allowed: cutoff at distance $h=\delta$ creates an error tending to
478
+ zero since the test is $O(h)$, the flux is bounded, and the strip
479
+ volume tends to zero. Thus the reflected weak equation satisfies
480
+ all the same hypotheses, proving the asserted boundary regularity.
481
+
482
+ To obtain gradient decay, take a uniform metric ball far out with
483
+ central radius $r_*$, and put $s_*=C/r_*$, so that $|u|\le s_*$ on a
484
+ slightly larger ball. Apply the preceding fixed global extension
485
+ to the equation for $u/s_*$; its flux is
486
+ \[
487
+ \mathcal A_{s_*}(x,\xi)=s_*^{-2}\mathcal A(x,s_*\xi).
488
+ \]
489
+ The cubic structure constants and spatial modulus are unchanged.
490
+ The required energy bound does not presume a bound on the normalized
491
+ gradient. Testing with $\chi^3(u/s_*)$, and using coercivity and
492
+ Young's inequality, gives
493
+ \begin{equation}
494
+ \int\chi^3|d(u/s_*)|^3
495
+ \le C\int |u/s_*|^3|d\chi|^3\le C.
496
+ \label{eq:stress-scaled-energy}
497
+ \end{equation}
498
+ The H\"older estimate for the gradient, together with this energy
499
+ bound, gives its supremum on a smaller ball: some point has gradient
500
+ bounded by the cubic mean, and the H\"older bound controls its
501
+ difference from every other point. Therefore $|du|_g\le C/r$.
502
+
503
+ Now let $g_c=\rho^2g$ on the end. It extends to a positive Lipschitz
504
+ metric up to $\rho=0$, with vanishing mixed normal--tangential entries
505
+ there. In the conformal end at hand this follows directly from
506
+ \[
507
+ g_c=\phi^4\left(d\rho^2+\tfrac14(1-\rho^2)^2\sigma\right)
508
+ \]
509
+ and \eqref{eq:stress-conformal-end}. The estimate just obtained gives
510
+ $|du|_{g_c}\le C$, and the height estimate gives the zero trace.
511
+ Writing $\bar w=|du|_{g_c}$, the coordinate divergence equation in
512
+ this metric has radial law
513
+ \begin{equation}
514
+ q_\rho(\bar w)=\rho^{-2}e(\rho\bar w)
515
+ =\bar w^2 F(\rho\bar w),
516
+ \qquad F(t)=e(t)/t^2.
517
+ \label{eq:stress-compactified-law}
518
+ \end{equation}
519
+ On the known bounded range of $\bar w$, this satisfies uniform cubic
520
+ structure and Lipschitz spatial dependence, including at $\rho=0$.
521
+ For an explicit uniform extension, set
522
+ $H(t)=2F(t)+tF'(t)>0$, choose a fixed cutoff equal to one below that
523
+ range and zero above twice a larger bound, and define
524
+ \[
525
+ \widetilde q_\rho'(w)
526
+ =w\big[\chi(w)H(\rho w)+(1-\chi(w))c_1\big],
527
+ \qquad \widetilde q_\rho(0)=0.
528
+ \]
529
+ It agrees with $q_\rho$ on the attained range, is comparable to
530
+ $w^2$, has derivative comparable to $w$, and has the required uniform
531
+ Lipschitz dependence in position. Reflect $g_c$ as above, use
532
+ $|\rho|$ in this coefficient, and reflect $u$ oddly. The gradient
533
+ bound ensures $W^{1,3}$ across the face. The same zero-trace test
534
+ argument proves the reflected weak equation. The scalar theorem
535
+ now gives $C^{1,\beta}$ in compactified coordinates. No theorem
536
+ about degenerate boundary equations is being assumed in addition
537
+ to the stated interior result.
538
+
539
+ \emph{Stress and asymptotic coefficients.}
540
+ Convexity shows that the weak solution minimizes the integral of
541
+ $L(|du|)$ against compactly supported Lipschitz variations: integrate
542
+ the convex tangent inequality and use \eqref{eq:stress-electrostatics}.
543
+ Apply this fact to compactly supported changes of independent variable.
544
+ For the flow of a smooth vector field $X$, differentiating the local
545
+ energy of the transported potential gives
546
+ \[
547
+ \int\big(L(w)g-du\otimes E^\flat\big):\nabla X\,\dd V_g=0.
548
+ \]
549
+ The calculation is justified by bounded gradients on the support;
550
+ no finite total energy of $L$ is needed. This is
551
+ $\divg_g\Pi=0$ in distributions.
552
+ The stress eigenvalues in the gradient and transverse directions are
553
+ $t$ and $l=L=t+we$, respectively, with $\Pi=g$ at zero gradient.
554
+ They are positive at every finite gradient. Moreover,
555
+ \[
556
+ (t+2l)^2-2(t^2+2l^2)=4tl-t^2
557
+ =3t^2+4twe=3(1-e^{3/2})+3e^{3/2}=3,
558
+ \]
559
+ proving \eqref{eq:stress-algebraic-identity}.
560
+
561
+ Since $u$ has constant trace at conformal infinity, all its tangential
562
+ derivatives in compactified coordinates vanish there. Its scaled
563
+ gradient consequently has a continuous radial limit. Together with
564
+ $r\rho\to1/2$ and $e(w)=(16/9)w^2+O(w^5)$, this gives a continuous
565
+ $e_0\ge0$ with $r^2e(w)\to e_0$ uniformly. At a point where
566
+ $e_0>0$ the gradient direction approaches the radial direction, so
567
+ $\Pi(\nu,\nu)=t+o(r^{-3})$. At a point where $e_0=0$, both
568
+ $t-1$ and $l-t=we$ are $O(e^{3/2})=o(r^{-3})$, and the same conclusion
569
+ holds. Uniformity follows by splitting into the sets where $e_0$
570
+ is larger or smaller than an arbitrary fixed positive threshold.
571
+ Since $t=1-e^{3/2}/2+O(e^3)$, this proves
572
+ \eqref{eq:stress-end-asymptotics}, as well as
573
+ $E=O(r^{-2})$ and $\Pi-g=O(r^{-3})$ in metric norm.
574
+
575
+ \emph{Flux saturation.}
576
+ Continuous distributionally divergence-free fields have the usual
577
+ flux identities on smooth compact domains: use smooth cutoffs
578
+ approaching their boundaries and continuity in the shrinking collars.
579
+ This proves independence in \eqref{eq:stress-charge-definition}.
580
+ The asymptotics and $dA_g/r^2\to dA_\sigma$ give
581
+ $F_{M_e}\le\int e_0\,dA_\sigma$. Integration by parts in the
582
+ electrostatic equation gives
583
+ \begin{equation}
584
+ M_eF_{M_e}=\int_\Omega w e(w)\,\dd V_g.
585
+ \label{eq:stress-energy-charge}
586
+ \end{equation}
587
+ Indeed the infinity term tends to zero because
588
+ $u=O(r^{-1})$, $E=O(r^{-2})$, and the sphere area is $O(r^2)$.
589
+ The inner term has the indicated sign: the outward normal of the
590
+ exterior at $S$ is $-\nu$, while $u=-M_e$ there. The integral is
591
+ finite since $we=O(r^{-3})$ and $dV_g\asymp r\,dr\,dA_\sigma$.
592
+
593
+ Fix a large $R_0$, choose $4/3<s_0<2$, and set
594
+ \begin{equation}
595
+ \zeta=1\quad(r\le R_0),\qquad
596
+ \zeta=(R_0/r)^{s_0}\quad(r>R_0),\qquad
597
+ C_\zeta=\int_\Omega(1-t(\zeta))\,\dd V_g<\infty.
598
+ \label{eq:stress-charge-weight}
599
+ \end{equation}
600
+ The last integrability follows from
601
+ $1-t(\zeta)=O(\zeta^{3/2})$ and $s_0>4/3$.
602
+ For every smooth function $v$ equal to $-M_e$ near $S$ and zero
603
+ outside a compact set, each regular level $v=q$, $-M_e<q<0$, obeys
604
+ \begin{equation}
605
+ \int_{v=q}\zeta\,\dd A_g
606
+ \ge(1-o_{R_0}(1))A_*.
607
+ \label{eq:stress-weighted-level-area}
608
+ \end{equation}
609
+ Here is the topological and geometric comparison for this assertion.
610
+ Take the closure $D$ of the component of $\{v>q\}$ containing the
611
+ end. It is a connected closed end-side domain, with boundary a
612
+ subset of the level; it misses a neighborhood of all of $S$.
613
+ Choose a sphere $r=R_1$, with $R_1\in[R_0/2,R_0]$, transverse to its
614
+ boundary, and adjoin to $D$ the whole region $r\ge R_1$.
615
+ The union is still connected because the two domains have a common
616
+ far-end region. Each newly exposed sphere-cap point lies on a
617
+ radial ray meeting the old boundary at some $r\ge R_1$: initially
618
+ the ray is outside $D$, and eventually it lies in $D$.
619
+ Radial projection onto $r=R_1$ has upper two-dimensional Jacobian
620
+ \[
621
+ (1+o_{R_0}(1))(R_1/r)^2
622
+ \le(1+o_{R_0}(1))\zeta(r).
623
+ \]
624
+ The first estimate is uniform over tangent two-planes by the
625
+ asymptotic tensor bounds; the second uses $s_0<2$ and $R_1\le R_0$.
626
+ The area formula bounds the new caps by the weighted old boundary
627
+ outside the sphere. Inside, the weight is one. The transverse
628
+ corners can be rounded toward the side enlarging this union, in
629
+ shrinking tubular neighborhoods of their intersection curves; the
630
+ added area tends to zero. The rounded exterior is connected and
631
+ its full intrinsic boundary is an admissible cut in the definition
632
+ of $A_*$. This proves \eqref{eq:stress-weighted-level-area} without
633
+ any connectedness assertion about the level itself.
634
+
635
+ Coarea therefore gives
636
+ $\int\zeta|dv|\ge M_e(1-o_{R_0}(1))A_*$.
637
+ The same holds for $u$. To justify approximation, first replace
638
+ $u$ by its constant trace in a shrinking collar of $S$, interpolating
639
+ in a collar of comparable width. The error in its weighted gradient
640
+ integral tends to zero by the bounded gradient and constant trace.
641
+ Next multiply by a cutoff tending to zero in $R<r<2R$ and set it
642
+ equal to zero beyond $2R$. The height and gradient decay make both
643
+ the lost tail and cutoff error $O(R^{1-s_0})$, tending to zero.
644
+ Smooth the remaining compactly supported transition while retaining
645
+ the constant boundary neighborhoods. This gives convergence in
646
+ the required weighted $W^{1,1}$ norm, and coarea applies to the
647
+ smooth approximants.
648
+
649
+ Finally, the definition of $L$ gives $L(w)\ge\zeta w+t(\zeta)$,
650
+ whereas $L(w)-1\le we(w)$ since $t(e)\le1$. Combining these facts
651
+ with \eqref{eq:stress-energy-charge} yields
652
+ \begin{equation}
653
+ F_{M_e}\ge(1-o_{R_0}(1))A_*-C_\zeta/M_e.
654
+ \label{eq:stress-charge-lower-bound}
655
+ \end{equation}
656
+ Let $M_e\to\infty$ at fixed $R_0$ and then $R_0\to\infty$.
657
+ This proves \eqref{eq:stress-charge-saturation} and completes the
658
+ proposition.
659
+ \end{proof}
660
+
661
+ \subsection{Smoothing the synthetic tensor and attaching an exterior}
662
+
663
+ \begin{proposition}[Compact stress data and AF attachment]
664
+ \label{prop:af-attachment}
665
+ Let $g$ be the fixed approximating metric above. For every
666
+ $\varepsilon_0>0$ there are a sufficiently large coordinate sphere
667
+ $\mathcal C$, its compact connected inner region $\Omega_i$, a
668
+ smooth symmetric tensor $K$ on $\Omega_i$, and a smooth scalar-flat
669
+ \AF\ exterior $(\Omega_o,g_o)$ attached along $\mathcal C$, with
670
+ the following properties. Put $\tau_K=\tr_g K$ and
671
+ $k_T=\tr_{\mathcal C}K$. Then
672
+ \begin{align}
673
+ K&<0,\qquad
674
+ R_g+\tau_K^2-|K|_g^2
675
+ -2(\divg_gK-d\tau_K)\cdot v>0
676
+ &&(|v|_g\le1),
677
+ \label{eq:stress-synthetic-DEC}\\
678
+ H_i&>|k_T|,\qquad
679
+ H_o=\sqrt{H_i^2-k_T^2}>0,
680
+ \label{eq:stress-matching-curvatures}\\
681
+ m_o&\le p_0(g)-\tfrac12 a^3+\varepsilon_0.
682
+ \label{eq:stress-attachment-budget}
683
+ \end{align}
684
+ Here $H_i$ is the inner metric's mean curvature on $\mathcal C$,
685
+ and $H_o$ is the outer metric's inner-boundary mean curvature, both
686
+ in the direction toward the respective end. The induced metrics
687
+ agree. The exterior is complete with its boundary included and
688
+ has one end, with $g_o-\delta=O_k(|x'|^{-1})$ for every fixed $k$,
689
+ where an ordinary derivative improves decay by one power.
690
+ Projection from $\Omega_o$ to $\mathcal C$ along its parallel rays
691
+ has upper area Jacobian at most one on every tangent two-plane.
692
+ \end{proposition}
693
+
694
+ \begin{proof}
695
+ Choose an electrostatic height $M_e$ large enough that the preceding
696
+ proposition gives
697
+ \begin{equation}
698
+ \langle e_0\rangle\ge a^2-o(1),\qquad
699
+ \langle f\rangle=(4\pi)^{-1}\int_{\Sph^2}f\,\dd A_\sigma,
700
+ \label{eq:stress-charge-average}
701
+ \end{equation}
702
+ where the error can be arbitrarily small. On the whole exterior
703
+ first define a continuous tensor $K^{(0)}$ by
704
+ \begin{equation}
705
+ K^{(0)}-(\tr_gK^{(0)})g=2\Pi,
706
+ \qquad K^{(0)}=2\Pi-(\tr_g\Pi)g.
707
+ \label{eq:stress-synthetic-tensor}
708
+ \end{equation}
709
+ Its eigenvalues are $t-2l=-t-2we<0$ in the gradient direction and
710
+ $-t<0$ transversely. Directly from
711
+ \eqref{eq:stress-algebraic-identity},
712
+ \begin{equation}
713
+ (\tr_gK^{(0)})^2-|K^{(0)}|_g^2=6,
714
+ \qquad
715
+ \divg_g\big(K^{(0)}-(\tr_gK^{(0)})g\big)=0
716
+ \label{eq:stress-synthetic-identities}
717
+ \end{equation}
718
+ in distributions. For example, if $s_\Pi=\tr_g\Pi$, then
719
+ $\tr_gK^{(0)}=-s_\Pi$ and
720
+ $|K^{(0)}|^2=4|\Pi|^2-s_\Pi^2$, giving the first identity.
721
+
722
+ On a coordinate sphere of radius $r$, the induced metric is
723
+ $\phi^4r^2\sigma$, hence its Gauss curvature is positive for large
724
+ $r$. The conformal mean-curvature formula gives
725
+ \begin{align}
726
+ H_i
727
+ &=\phi^{-2}\left(\frac{2\sqrt{1+r^2}}r
728
+ +4\sqrt{1+r^2}\,\partial_r\log\phi\right)\notag\\
729
+ &=2+r^{-2}-16\alpha r^{-3}+o(r^{-3}).
730
+ \label{eq:stress-inner-H-expansion}
731
+ \end{align}
732
+ The relation \eqref{eq:stress-synthetic-tensor} gives exactly
733
+ $\tr_{\mathcal C}K^{(0)}=-2\Pi(\nu,\nu)$, so
734
+ \eqref{eq:stress-end-asymptotics} yields
735
+ \begin{equation}
736
+ k_T^{(0)}=-2+e_0^{3/2}r^{-3}+o(r^{-3}).
737
+ \label{eq:stress-tangential-K-expansion}
738
+ \end{equation}
739
+ All these remainders are uniform in angle. Consequently
740
+ $H_i>|k_T^{(0)}|$ on every sufficiently large sphere, and
741
+ \begin{equation}
742
+ \sqrt{H_i^2-(k_T^{(0)})^2}
743
+ =\frac2r+\frac{-16\alpha+e_0^{3/2}}{r^2}+o(r^{-2}).
744
+ \label{eq:stress-outer-H-expansion}
745
+ \end{equation}
746
+ Indeed the expression under the root is
747
+ $4r^{-2}+(-64\alpha+4e_0^{3/2})r^{-3}+o(r^{-3})$.
748
+
749
+ We explain carefully the smoothing used after fixing such a sphere
750
+ $\mathcal C$. On the compact $\Omega_i$, continuity and strict
751
+ positivity give positive lower bounds for the eigenvalues of $\Pi$,
752
+ the absolute negative eigenvalues of $K^{(0)}$, and $R_g+6$.
753
+ There are smooth tensors $\Pi_h$ on $\Omega_i$, up to its boundary,
754
+ such that
755
+ \begin{equation}
756
+ \|\Pi_h-\Pi\|_{C^0}\longrightarrow0,
757
+ \qquad \|\divg_g\Pi_h\|_{C^0}\longrightarrow0.
758
+ \label{eq:stress-divergence-smoothing}
759
+ \end{equation}
760
+ Here is the needed commutator proof, including the boundary.
761
+ In an interior chart convolve the tensor components with a smooth
762
+ kernel $\eta_h$. A divergence term has form
763
+ $a(x)\partial_jT+b(x)T$, with smooth coefficients. For the principal
764
+ part, integration by parts in the commutator produces
765
+ $(a(y)-a(x))\partial\eta_h(x-y)$ and a term with
766
+ $(\partial a)(y)\eta_h(x-y)$. Together these cancel on constant
767
+ $T$. After subtracting $T(x)$ their integral is bounded by a fixed
768
+ constant times the modulus of continuity of $T$ on a ball of radius
769
+ $O(h)$, and hence tends uniformly to zero. The lower-order terms
770
+ commute up to the same type of error.
771
+
772
+ In a boundary chart evaluate the convolution instead at
773
+ $x+hc_0n_0$, with $n_0$ a constant inward coordinate direction and
774
+ $c_0$ large enough that the kernel stays on the original side.
775
+ The same proof applies: $|a(y)-a(x)|=O(h)$ throughout its support,
776
+ and the combined commutator still vanishes on a constant tensor.
777
+ It therefore extends the uniform estimate to the boundary without
778
+ extending the original stress as a divergence-free tensor. Take
779
+ these local approximations on slightly larger charts and recombine
780
+ with a smooth partition of unity. The extra differentiated
781
+ partition terms tend to zero, because their limiting sum is
782
+ $(\sum d\chi)\Pi=0$. This proves
783
+ \eqref{eq:stress-divergence-smoothing}.
784
+
785
+ Set $K_h=2\Pi_h-(\tr_g\Pi_h)g$. Then
786
+ $\divg K_h-d\tr K_h=2\divg\Pi_h\to0$ uniformly, and the algebraic
787
+ part $R_g+(\tr K_h)^2-|K_h|^2$ tends uniformly to $R_g+6>0$.
788
+ For sufficiently small $h$, \eqref{eq:stress-synthetic-DEC} follows
789
+ uniformly for $|v|\le1$, as does $K_h<0$. The strict gap
790
+ $H_i>|k_T^{(0)}|$ at the now fixed sphere also persists.
791
+ Write $K$ for this smooth tensor. The error in any integral
792
+ involving $\sqrt{H_i^2-k_T^2}$ can be made arbitrarily small at this
793
+ fixed sphere, because the square root is smooth on its positive
794
+ gap. This order of choices is essential; we require no smoothing
795
+ estimate uniform as the sphere tends to infinity.
796
+
797
+ The positive-Gauss metric on $\mathcal C\simeq\Sph^2$ has a smooth
798
+ strictly convex Euclidean isometric embedding by the smooth Weyl
799
+ embedding theorem \citep{Nirenberg1953}. This is precisely the
800
+ spherical positive-curvature version also stated in the introduction
801
+ of \citet{ShiTam2002}. Denote its outward Euclidean mean curvature
802
+ by $H_E$. We will construct the Shi--Tam scalar-flat extension with
803
+ the smooth positive prescribed boundary curvature
804
+ $H_o=\sqrt{H_i^2-k_T^2}$. The required estimate is
805
+ \begin{equation}
806
+ m_o\le\frac1{8\pi}\int_{\mathcal C}(H_E-H_o)\,\dd A.
807
+ \label{eq:stress-shitam-mass-bound}
808
+ \end{equation}
809
+ Before proving this extension assertion, we evaluate its right side
810
+ and record the exact coefficient of the charge term.
811
+
812
+ Scale the induced metric on $\mathcal C$ by $r^{-2}$.
813
+ Its area is $4\pi+O(r^{-3})$ and its Gauss curvature is
814
+ $1+O(r^{-3})$, with smooth angular control. For its convex Euclidean
815
+ embedding choose an interior point as origin and use Gauss-map
816
+ coordinates $\omega$. Let $l(\omega)>0$ be the support function.
817
+ Then the embedding is $l\omega+\nabla_\sigma l$, its inverse shape
818
+ operator is $\nabla_\sigma^2l+l\sigma$, and
819
+ \begin{equation}
820
+ \int H_E^{\mathrm{scaled}}\,\dd A
821
+ =\int_{\Sph^2}\tr_\sigma(\nabla_\sigma^2l+l\sigma)\,\dd A_\sigma
822
+ =2\int_{\Sph^2}l\,\dd A_\sigma.
823
+ \label{eq:stress-support-mean}
824
+ \end{equation}
825
+ The scaled enclosed volume is
826
+ $\frac13\int l\,dA$, and $dA=(1+O(r^{-3}))dA_\sigma$ by the Gauss
827
+ curvature estimate. Euclidean isoperimetry bounds this volume by
828
+ $4\pi/3+O(r^{-3})$. Positivity of $l$ now implies
829
+ $\int l\,dA_\sigma\le4\pi+O(r^{-3})$. Scaling back in
830
+ \eqref{eq:stress-support-mean} gives
831
+ \begin{equation}
832
+ \int_{\mathcal C}H_E\,\dd A\le8\pi r+O(r^{-2}).
833
+ \label{eq:stress-Euclidean-H-bound}
834
+ \end{equation}
835
+ This uses no quantitative stability theorem for the Weyl embedding.
836
+
837
+ Before smoothing the stress,
838
+ \eqref{eq:stress-outer-H-expansion} and
839
+ $dA=\phi^4r^2dA_\sigma$ give
840
+ \[
841
+ \int_{\mathcal C}H_o\,\dd A
842
+ =8\pi r+\int_{\Sph^2}(-16\alpha+e_0^{3/2})\,\dd A_\sigma+o(1).
843
+ \]
844
+ The smoothing error in this equality can be made arbitrarily small
845
+ after fixing $r$. Moreover, direct substitution of
846
+ $g-b=(4\alpha r^{-3}+O(r^{-3-\xi}))b$ in the mass flux gives
847
+ \begin{equation}
848
+ p_0(g)=8\langle\alpha\rangle.
849
+ \label{eq:stress-conformal-mass}
850
+ \end{equation}
851
+ For clarity, if $e=fb$, the flux one-form is
852
+ $-2(V_0\,df-f\,dV_0)$; for $f=4\alpha r^{-3}$ its radial sphere
853
+ integral tends to $32\int\alpha\,dA_\sigma$.
854
+ Consequently \eqref{eq:stress-Euclidean-H-bound} gives
855
+ \begin{align}
856
+ \frac1{8\pi}\int_{\mathcal C}(H_E-H_o)\,\dd A
857
+ &\le p_0(g)-\tfrac12\langle e_0^{3/2}\rangle+o(1)\notag\\
858
+ &\le p_0(g)-\tfrac12\langle e_0\rangle^{3/2}+o(1)
859
+ \le p_0(g)-\tfrac12a^3+o(1).
860
+ \label{eq:stress-cubic-budget}
861
+ \end{align}
862
+ The second inequality is Jensen's inequality. If $a=0$, its charge
863
+ term is simply nonnegative. In all cases first choosing $M_e$,
864
+ then $r$, then the compact smoothing tolerance makes the final error
865
+ smaller than the prescribed $\varepsilon_0$.
866
+
867
+ \emph{The scalar-flat extension and its mass.}
868
+ We include the extension argument to fix both the existence hypotheses
869
+ and the normalization in \eqref{eq:stress-shitam-mass-bound}. It is
870
+ the quasi-spherical construction of \citet[Section~2, Theorem~2.1,
871
+ and Lemma~4.2]{ShiTam2002}. The input here is exactly a smooth
872
+ strictly convex Euclidean sphere and a smooth positive prescribed
873
+ mean curvature; no compact fill-in is used.
874
+
875
+ Let $t\ge0$ be Euclidean distance along the outward normals to the
876
+ convex embedding. The parallels foliate its entire exterior. Write
877
+ the Euclidean metric as $dt^2+\gamma_t$, and denote the Euclidean
878
+ mean curvature and surface scalar curvature by $H_E(t)$ and $R_t$.
879
+ Both are positive. If $\lambda_1,\lambda_2>0$ are the initial
880
+ principal curvatures, then those at time $t$ are
881
+ $\lambda_j/(1+t\lambda_j)$, whence
882
+ \begin{equation}
883
+ \frac{R_t}{2H_E(t)}
884
+ =\frac1{2t+c(\omega)},\qquad
885
+ c=\lambda_1^{-1}+\lambda_2^{-1}>0.
886
+ \label{eq:stress-parallel-curvature}
887
+ \end{equation}
888
+ Solve the scalar parabolic equation
889
+ \begin{equation}
890
+ 2H_E\partial_tU
891
+ =2U^2\Delta_{\gamma_t}U+(U-U^3)R_t,
892
+ \qquad U(0,\cdot)=H_E(0,\cdot)/H_o.
893
+ \label{eq:stress-quasispherical-equation}
894
+ \end{equation}
895
+ Smooth positive initial data give a local solution by strictly
896
+ parabolic theory. The reaction term is nonpositive above one and
897
+ nonnegative below one. The maximum principle therefore keeps $U$
898
+ between fixed positive constants. On every finite time interval
899
+ the equation is uniformly parabolic with smooth background geometry.
900
+ Scalar parabolic H\"older estimates for bounded solutions, followed
901
+ by Schauder estimates and bootstrapping, give continuation for all
902
+ finite times.
903
+
904
+ For the asymptotic estimate, choose positive constants respectively
905
+ above and below the entire initial range and one. Solve, for each
906
+ of these constants as initial value,
907
+ \begin{equation}
908
+ \dot z=(z-z^3)/(2t+c_{\max}),\qquad
909
+ c_{\max}=\max c.
910
+ \label{eq:stress-parabolic-barriers}
911
+ \end{equation}
912
+ By \eqref{eq:stress-parallel-curvature} these are respectively upper
913
+ and lower barriers: the sign of $z-z^3$ reverses the inequality in
914
+ the upper case. Since
915
+ \[
916
+ z^{-2}-1=(z(0)^{-2}-1)\frac{c_{\max}}{2t+c_{\max}},
917
+ \]
918
+ comparison gives $U-1=O((1+t)^{-1})$.
919
+ Put $s=\log(1+t)$ and $\widehat\gamma_t=(1+t)^{-2}\gamma_t$.
920
+ In the Gauss-map parametrization the parallel embedding is
921
+ $X(\omega)+t\omega$, so these scaled metrics and all their
922
+ derivatives have bounded geometry. Equation
923
+ \eqref{eq:stress-quasispherical-equation} in $s$ is uniformly
924
+ parabolic. Its local H\"older and then Schauder estimates on fixed
925
+ $s$-strips first bound all derivatives of $U$ uniformly. Next apply
926
+ the linear estimates to $U-1$ with the actual coefficients of this
927
+ solution; its equation is homogeneous, with a bounded smooth
928
+ zeroth-order coefficient. The supremum bound just proved gives
929
+ the same $O(e^{-s})$ decay at every fixed derivative order. This
930
+ proves the stated ordinary AF derivative bounds in the Euclidean
931
+ coordinates $x'=X(\omega)+t\omega$.
932
+
933
+ Set
934
+ \begin{equation}
935
+ g_o=U^2dt^2+\gamma_t.
936
+ \label{eq:stress-af-extension-metric}
937
+ \end{equation}
938
+ It has the required induced metric and inner mean curvature
939
+ $H_E/U=H_o$. Its scalar curvature is, by the hypersurface Gauss
940
+ and mean-variation formulas,
941
+ \begin{equation}
942
+ R_{g_o}=R_t(1-U^{-2})+2H_EU^{-3}\partial_tU
943
+ -2U^{-1}\Delta_{\gamma_t}U=0,
944
+ \label{eq:stress-af-scalar-zero}
945
+ \end{equation}
946
+ where the final equality is exactly
947
+ \eqref{eq:stress-quasispherical-equation}. The positive bounds on
948
+ $U$ and the Euclidean completeness of the parallel exterior give
949
+ completeness with the boundary included. There is precisely one
950
+ end, and $g_o-\delta=(U^2-1)dt^2$ has the stated decay.
951
+
952
+ Define
953
+ \[
954
+ \mathcal M(t)=\int_{\mathcal C_t}H_E(1-U^{-1})\,\dd A_{\gamma_t}.
955
+ \]
956
+ The Euclidean identities
957
+ $\partial_tH_E=-|\mathrm{II}_E|^2$,
958
+ $\partial_t dA=H_EdA$, and
959
+ $H_E^2-|\mathrm{II}_E|^2=R_t$, together with
960
+ \eqref{eq:stress-quasispherical-equation}, give
961
+ \begin{align}
962
+ \mathcal M'(t)
963
+ &=\int_{\mathcal C_t}\left[
964
+ R_t(1-U^{-1})+H_EU^{-2}\partial_tU\right]\,\dd A\notag\\
965
+ &=-\frac12\int_{\mathcal C_t}R_t(U+U^{-1}-2)\,\dd A\le0.
966
+ \label{eq:stress-shitam-monotonicity}
967
+ \end{align}
968
+ Here the integral of $\Delta_{\gamma_t}U$ vanishes. The asymptotic
969
+ bounds show that $\mathcal M$ is bounded and that its derivative
970
+ is integrable at infinity, so it has a finite limit.
971
+
972
+ We identify the limit with the ADM mass in the normalization
973
+ \eqref{eq:adm-mass}. For the purely normal Euclidean metric error
974
+ $e'=(U^2-1)dt^2$, the ADM flux through the parallel surface is exactly
975
+ \[
976
+ \int_{\mathcal C_t}
977
+ (\divg_\delta e'-d\tr_\delta e')(\partial_t)\,\dd A
978
+ =\int_{\mathcal C_t}H_E(U^2-1)\,\dd A.
979
+ \]
980
+ The normal derivatives of $U^2-1$ cancel, and
981
+ $\nabla_{\partial_t}\partial_t=0$ in the Euclidean metric, leaving
982
+ only the tangential divergence $H_E$. The scalar-curvature
983
+ linearization and $R_{g_o}=0$ show that the divergence of this
984
+ Euclidean flux is $O(|x'|^{-4})$. Its integral between a large
985
+ parallel and a comparable large round sphere tends to zero; thus
986
+ it computes the ordinary ADM mass. Finally
987
+ \[
988
+ (U^2-1)-2(1-U^{-1})=O((U-1)^2)
989
+ \]
990
+ and $H_E\,\Area(\mathcal C_t)=O(t)$, so
991
+ \begin{equation}
992
+ 16\pi m_o
993
+ =\lim_{t\to\infty}\int_{\mathcal C_t}H_E(U^2-1)\,\dd A
994
+ =2\lim_{t\to\infty}\mathcal M(t)
995
+ \le2\mathcal M(0).
996
+ \label{eq:stress-adm-identification}
997
+ \end{equation}
998
+ As $H_E/U(0)=H_o$, this proves
999
+ \eqref{eq:stress-shitam-mass-bound}. Combining it with
1000
+ \eqref{eq:stress-cubic-budget} gives
1001
+ \eqref{eq:stress-attachment-budget}.
1002
+
1003
+ Lastly, convexity gives
1004
+ $\gamma_t(V,V)=\gamma_0((\Id+t\mathrm{II}_E^{\sharp})V,
1005
+ (\Id+t\mathrm{II}_E^{\sharp})V)\ge\gamma_0(V,V)$.
1006
+ The metric in \eqref{eq:stress-af-extension-metric} has no mixed
1007
+ normal--tangential terms. Its projection along the parallels to
1008
+ $(\mathcal C,\gamma_0)$ therefore has operator norm at most one,
1009
+ and hence upper two-dimensional Jacobian at most one. This is
1010
+ the area comparison required in the later transfer argument.
1011
+ \end{proof}
1012
+
1013
+ All data in Proposition~\ref{prop:af-attachment} are now fixed before
1014
+ the compact graph parameters are chosen. On $S$ and $\mathcal C$
1015
+ we use the base normals directed toward the end; derivatives and
1016
+ fluxes on the two sides of $\mathcal C$ use $g$ and $g_o$ respectively.
1017
+ Their boundary area forms agree. In the next section the notation
1018
+ $\tau=\tr_gK$ refers to the synthetic trace, not to the original
1019
+ asymptotic decay exponent.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/07-compact-construction.tex ADDED
@@ -0,0 +1,614 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The compact graph construction}\label{sec:compact-construction}
2
+
3
+ Fix the compact data and the asymptotically flat attachment supplied by
4
+ Proposition~\ref{prop:af-attachment}. Thus the connected compact inner
5
+ manifold $(\Omega_i,g)$ has boundary $S\sqcup\mathcal C$, where
6
+ $\mathcal C$ is a sphere, and carries a smooth negative definite tensor
7
+ $K$. Put $\tau=\tr_g K$. The smooth exterior $(\Omega_o,g_o)$ is scalar
8
+ flat and asymptotically flat. The induced metrics on $\mathcal C$ agree.
9
+ All normals $n$ at $S$ and $\mathcal C$ point towards the designated end;
10
+ in particular the outward normal of $\Omega_i$ at $S$ is $-n$. Write
11
+ $k_T=\tr_{T\mathcal C}K$ on the seam and use the analogous notation on
12
+ $S$. The fixed data satisfy
13
+ \begin{equation}\label{eq:compact-base-data}
14
+ \begin{gathered}
15
+ H_g(S)\le0,\qquad H_i>|k_T|,\qquad
16
+ H_o=\sqrt{H_i^2-k_T^2},\\
17
+ D(v):=R_g+\tau^2-|K|^2-2(\divg_gK-\dd\tau)(v)>0
18
+ \quad (|v|_g\le1).
19
+ \end{gathered}
20
+ \end{equation}
21
+ No deformation parameter changes these base data. In this section every
22
+ integral without a metric subscript uses the base metric on its own side.
23
+ Piecewise integrals mean the sum of the two such integrals. Constants may
24
+ depend on these fixed smooth data.
25
+
26
+ On $\Omega_i$ define the fields, for $N_i>0$, by
27
+ \begin{equation}\label{eq:compact-constitutive}
28
+ \begin{gathered}
29
+ p=s^2\nabla f,\qquad s^2+|\dd f|^2s^4=N_i^2,\qquad v=p/N_i,\\
30
+ z=|v|,\quad y=z^2,\quad d=\sqrt{1-y},\quad W=d^{-1}=N_i/s.
31
+ \end{gathered}
32
+ \end{equation}
33
+ The positive root specifies $s$ smoothly, including at $\dd f=0$.
34
+ On a constant-height boundary we write $\widehat z=v\cdot n$.
35
+ On $\Omega_o$ put $f=p=0$, $s=N_o$, $W=1$, and $\bar g=g_o$;
36
+ inside put $\bar g=g+s^2\dd f^2$. On either side set
37
+ $x=sw$, $h=x\bar g$, and $A=Ns\bar g^{-1}$, with $N=N_i$ or $N_o$.
38
+ Here $d$ is a scalar, whereas $\dd$ denotes differentiation.
39
+
40
+ For a finite height $M\ge1$ and a homotopy parameter $u_*\in[0,1]$ the
41
+ equations are
42
+ \begin{equation}\label{eq:compact-system}
43
+ \begin{aligned}
44
+ \divg_g p&=TN_i &&\text{on }\Omega_i,\\
45
+ B&=\nabla N_i-(u_*K+\ell g)p,\qquad
46
+ \ell=T-u_*\tau &&\text{on }\Omega_i,\\
47
+ B&=\nabla N_o,\qquad \Sigma_-=0 &&\text{on }\Omega_o,\\
48
+ \divg B&=\Sigma_++\Sigma_-,\qquad
49
+ -\divg(A\dd w)=\Sigma_+x+P &&\text{on each side}.
50
+ \end{aligned}
51
+ \end{equation}
52
+ We first truncate the exterior at a smooth distant coordinate sphere
53
+ $\mathcal S_R$. The complete boundary conditions are
54
+ \begin{equation}\label{eq:compact-boundary}
55
+ \begin{array}{c|l}
56
+ S&f=u_*M,\quad B_n=-b_*,\quad (A\dd w)_n=0,\\
57
+ \mathcal C&f=0,\quad N_o=s_i,\quad (B_i)_n=(B_o)_n,
58
+ \quad w_i=w_o,\quad (A_i\dd w_i)_n=(A_o\dd w_o)_n,\\
59
+ \mathcal S_R&N_o=w=1.
60
+ \end{array}
61
+ \end{equation}
62
+ Here $b_*>0$ is fixed throughout the homotopy. Eventually $R\to\infty$
63
+ with every other parameter fixed, and the last row becomes $N_o,w\to1$.
64
+
65
+ We specify all cutoffs used in these equations. Let $d_S$ be a fixed
66
+ smooth function, positive away from $S$ and equal to inward distance on
67
+ a collar of $S$. Set $F=u_*M-f$. The quotient $F/d_S$ at $S$ is its
68
+ continuous extension. For example, in that collar it equals
69
+ $\int_0^1\partial_nF(q,td_S)\,\dd t$; hence it has one fewer controlled
70
+ derivative than $F$ in the relevant H\"older spaces. Choose smooth
71
+ cutoffs whose product $\chi_T$ is supported where
72
+ \begin{equation}\label{eq:compact-trace-cutoff}
73
+ F<M/10,\qquad z<1/2,\qquad FN_i\sqrt{x}<M^{-1},\qquad
74
+ N_iF/d_S<M^{-1},
75
+ \end{equation}
76
+ and equals one if all four upper bounds hold with an additional factor
77
+ $1/2$. The slope cutoff is a smooth function of $z^2$. The other scalar
78
+ cutoffs are extended as one for sufficiently negative arguments. Define
79
+ \begin{equation}\label{eq:compact-sources}
80
+ T=u_*\tau(1-\chi_T),\qquad
81
+ \Sigma_-=-\tfrac12N_i\ell^2\zeta(N_i),\qquad
82
+ \Sigma_+=u_*LW\eta_M\chi_x(x)\chi_N(N/\eps).
83
+ \end{equation}
84
+ The fixed smooth function $\zeta$ lies in $[0,1]$, equals one for
85
+ $N\le\delta_0$, and vanishes for $N\ge2\delta_0$.
86
+ Here $0<\delta_0,b_*,\delta<1$, $L\ge1$, $0<\eps<1$;
87
+ $\chi_x=1$ on $x\le1-\delta$ and is zero on $x\ge1-\delta/2$,
88
+ whereas $\chi_N=0$ on $N\le\eps$ and is one on $N\ge2\eps$.
89
+ In particular
90
+ \begin{equation}\label{eq:compact-source-size}
91
+ u_*\tau\le T\le0,\quad |\ell|\le C,\quad
92
+ -C N_i\le\Sigma_-\le0,\quad
93
+ \|\Sigma_-\|_{L^1}\le C\delta_0,\quad 0\le\Sigma_+\le LW.
94
+ \end{equation}
95
+
96
+ The spatial cutoff $\eta_M$ is chosen as follows. Let $\psi_\infty$
97
+ be the exterior capacitary potential, equal to one on $\mathcal C$ and
98
+ zero at infinity. Fix a large radius $R_\delta$ beyond which
99
+ $\psi_\infty<\delta$. Such a potential and radius follow from scalar
100
+ Dirichlet theory and the barriers $C|x'|^{-\beta}$, $0<\beta<1$,
101
+ on the fixed asymptotically flat end. Fix an exterior collar width
102
+ $a_o>0$. The designated set $\mathcal D_M$ consists of all of
103
+ $\Omega_i$ except an inner seam collar of width $2M^{-4}$, together
104
+ with the exterior between collar distance $2a_o$ and radius
105
+ $R_\delta$. Enlarge $R_\delta$ if necessary to contain that collar.
106
+ Take $\eta_M=1$ on a neighborhood of $\mathcal D_M$, supported away
107
+ from the seam, with inner separation at least $M^{-4}$ and exterior
108
+ separation at least $a_o$, and with support in a common compact region.
109
+ All spatial cutoffs below have slightly nested supports of this kind.
110
+ Thus $N_o$ is harmonic on the fixed exterior seam collar. The choice of
111
+ $R_\delta$ does not involve an unknown solution: the exterior equations
112
+ give $N_o\Delta_{g_o}x=-P\le0$, so comparison gives
113
+ \begin{equation}\label{eq:compact-capacity-comparison}
114
+ x\ge1-\psi_\infty \quad\text{on }\Omega_o.
115
+ \end{equation}
116
+ The same comparison holds on truncations since the right side is at
117
+ most one on $\mathcal S_R$. Consequently every exterior point with
118
+ $x<1-\delta$ lies inside the fixed radius $R_\delta$.
119
+
120
+ There are two further sources, $P=u_*(P_1+P_2)$. Put
121
+ $T_1=M^{9/10}$ and $T_2=C_2/\eps$. The source $P_1$ is an adjustable
122
+ finite constant $D_1$ times smooth cutoffs, supported inside where
123
+ $f>M/2$ and $w<4T_1$, and equal to $D_1$ where
124
+ $f\ge4M/5$ and $w\le2T_1$. The source $P_2$ is $D_2$ times smooth
125
+ cutoffs on the two spatial supports just described, vanishes if
126
+ $N\ge4\eps$ or $w\ge4T_2$, and equals $D_2$ on a neighborhood of
127
+ $\mathcal D_M$ where $N\le3\eps$ and $w\le2T_2$.
128
+ The constants $C_2,D_1,D_2$ will be chosen below. Every equation is a
129
+ smooth finite equation on the open domain $N_i,N_o,w>0$.
130
+
131
+ \begin{proposition}[Finite compact construction]\label{prop:compact-solutions}
132
+ Fix base data satisfying \eqref{eq:compact-base-data}. Fix
133
+ $b_*,\delta_0,\delta,a_o>0$ and $L\ge1$. For every sufficiently large
134
+ finite $M$, $C_2$ can be chosen depending on these parameters, and then
135
+ $\eps>0$ can be chosen arbitrarily small and $D_1,D_2$ sufficiently
136
+ large but finite, so that \eqref{eq:compact-system}--\eqref{eq:compact-boundary}
137
+ at $u_*=1$ has a positive solution on the full attached exterior.
138
+ It is smooth on each closed side of $\mathcal C$ and tends to the
139
+ specified values at infinity. It satisfies
140
+ \begin{equation}\label{eq:compact-bounds}
141
+ \begin{gathered}
142
+ 0\le f\le M,\qquad N_i,N_o\le C(L)M,\qquad
143
+ \int_{\Omega_i}W^2\le C(L)M^2,\\
144
+ N_i\ge c\eps,\qquad s_i,N_o\ge c(M,L)\eps.
145
+ \end{gathered}
146
+ \end{equation}
147
+ The constants in these bounds do not depend on $\eps,D_1,D_2$ or the
148
+ outer truncation. Dependence on the fixed data and on the preceding
149
+ parameters is suppressed. At fixed $M,L,\eps$, the lapse and height
150
+ have uniform local continuity bounds off the seam, including at $S$,
151
+ independent of $D_1,D_2$. Moreover
152
+ \begin{equation}\label{eq:compact-penalty-targets}
153
+ w\ge M^{9/10}\quad\text{where }f\ge9M/10,
154
+ \qquad x\ge1\quad\text{on }\mathcal D_M\cap\{N\le2\eps\},
155
+ \end{equation}
156
+ and
157
+ \begin{equation}\label{eq:compact-penalty-cost}
158
+ \int P_1\le C(L)M^{-1/10},\qquad
159
+ \int P_2\le\omega_M(\eps),\qquad \omega_M(\eps)\longrightarrow0
160
+ \quad(\eps\downarrow0).
161
+ \end{equation}
162
+ The function $\omega_M$ is uniform in the finite strengths and outer
163
+ radius. In particular
164
+ \begin{equation}\label{eq:compact-bad-volume}
165
+ \int_{\mathcal D_M\cap\{x<1-\delta\}}W\le C/L,
166
+ \end{equation}
167
+ where $C$ is independent of $L,M,\eps,D_1,D_2$. On the smooth sides the
168
+ metric $h=x\bar g$ obeys the scalar and boundary identities
169
+ \eqref{eq:compact-scalar} and \eqref{eq:compact-mean-curvature} below.
170
+ Its asymptotically flat mass satisfies
171
+ \begin{equation}\label{eq:compact-mass-budget}
172
+ m_h\le m_o+C(b_*+\delta_0)+C(L)M^{-1/10}+C\omega_M(\eps).
173
+ \end{equation}
174
+ Thus the parameter order is: fix the base data; choose $b_*,\delta_0$
175
+ for the mass tolerance; choose $\delta,a_o$ and then $L$ for the area
176
+ tolerance; choose $M$ large; choose $C_2$; choose $\eps$ small; choose
177
+ the finite strengths; and finally let the outer radius tend to infinity.
178
+ \end{proposition}
179
+
180
+ We prove estimates for positive zeros in the H\"older domain used for
181
+ continuation in Section~\ref{sec:transmission-analysis}, before invoking
182
+ existence. Thus $f\in C^{3,\alpha'}(\overline\Omega_i)$ and
183
+ $N,w\in C^{2,\alpha'}$ on each closed side, for the fixed positive
184
+ exponent $\alpha'$ selected there. This is membership in the domain,
185
+ not an a priori bound on its norm. No a priori derivative bound on a
186
+ cutoff is used in the following finite estimates.
187
+
188
+ \begin{lemma}[Lapse and slope bounds]\label{lem:compact-lapse}
189
+ Every such positive zero, for $0\le u_*\le1$ and sufficiently large
190
+ outer radius, satisfies \eqref{eq:compact-bounds}, with $M$ replacing
191
+ the upper height bound by $u_*M$. These estimates are independent of
192
+ the strengths of $P_1,P_2$ and of all derivatives of $T$.
193
+ \end{lemma}
194
+
195
+ \begin{proof}
196
+ The minimum principle for the height equation gives $f\ge0$ because
197
+ $T\le0$. A maximum exceeding $u_*M$ has $F<0$ and $z=0$, so every
198
+ trace cutoff is fully active in its neighborhood and $T=0$ there.
199
+ The strong maximum principle, applied on the exceeding set, excludes
200
+ such a maximum. Hence $0\le f\le u_*M$.
201
+
202
+ Let $\psi_R$ be harmonic on the truncated exterior, one on
203
+ $\mathcal C$ and zero on $\mathcal S_R$, and set
204
+ $\gamma_R=-\partial_n\psi_R|_{\mathcal C}$. The functions $\gamma_R$
205
+ have uniform positive upper and lower bounds. Also $\psi_R$ has a
206
+ uniform positive lower bound on all exterior source supports. To check
207
+ uniformity, compare $\psi_R$ from below with a fixed finite annular
208
+ capacitary solution and from above with $\psi_\infty$, and apply
209
+ boundary estimates and the Hopf lemma on a fixed collar. Green's
210
+ formula on the exterior and the divergence theorem on the inside give
211
+ \begin{equation}\label{eq:compact-capacity}
212
+ \int_{\Omega_i}\Sigma_+
213
+ +\int_{\Omega_o}\psi_R\Sigma_+
214
+ +\int_{\mathcal C}\gamma_Rs_i
215
+ =\int_{\mathcal C}\gamma_R+\int_S b_*
216
+ -\int_{\Omega_i}\Sigma_-\le C.
217
+ \end{equation}
218
+ For example the seam contribution in the exterior Green formula is
219
+ $-B_n-\gamma_RN_o$, and its far contribution is
220
+ $-\partial_n\psi_R$; the harmonic flux identity for $\psi_R$ gives
221
+ the displayed signs. The constant uses only
222
+ $\int|\Sigma_-|\le C\delta_0$. In particular $\min_{\mathcal C}s_i\le C$.
223
+
224
+ Testing the height equation with $f$ and using its two constant traces
225
+ gives, since $p\cdot\dd f=W^2-1$,
226
+ \begin{equation}\label{eq:compact-height-energy}
227
+ \int_{\Omega_i}(W^2-1)
228
+ =-u_*M\int_S p_n-\int_{\Omega_i}fTN_i
229
+ \le CM\sup_{\Omega_i}N_i.
230
+ \end{equation}
231
+
232
+ For the lower lapse estimate freeze
233
+ $Z=(u_*K+\ell g)v$, which satisfies $|Z|\le C$, and freeze the positive
234
+ seam function $d=s_i/N_i\le1$. Solve the homogeneous density problem
235
+ with current $\nabla\widehat N_i-Z\widehat N_i$ inside, ordinary
236
+ gradient outside, divergence zero, zero current flux at $S$, matching
237
+ current at the seam, $\widehat N_o=d\widehat N_i$, and outer value one.
238
+ This is an independent linear problem. Its scalar Fredholm assertion
239
+ is proved in Lemma~\ref{lem:transmission-fredholm}, using only frozen
240
+ linear estimates, without the present nonlinear estimates. Its adjoint
241
+ has operator $\Delta+Z\cdot\nabla$ inside, ordinary Laplacian outside,
242
+ ordinary Neumann condition at $S$, continuous value at $\mathcal C$,
243
+ and $\partial_n h_i=d\partial_n h_o$ there. The maximum and Hopf
244
+ principles give zero adjoint kernel, hence invertibility. Dual testing
245
+ with nonpositive scalar forcing gives $\widehat N\ge0$. Harnack and
246
+ the Hopf lemma give strict positivity, also at the seam: a zero there
247
+ would be a zero on both sides and the opposite Hopf derivative signs
248
+ contradict current matching. The H\"older domain gives
249
+ $d\in C^{2,\alpha'}$ and $Z\in C^{1,\alpha'}$ (in fact
250
+ $Z\in C^{2,\alpha'}$), so the independent scalar lemma applies
251
+ separately to each frozen problem. Its inverse may depend on these
252
+ coefficient norms. The uniform estimate below uses only $|Z|\le C$
253
+ and $0<d\le1$ and does not use those inverse norms.
254
+
255
+ Put $H_*:=\sup\widehat N_i$. The homogeneous version of
256
+ \eqref{eq:compact-capacity} implies $H_*\ge1$, and exterior comparison
257
+ gives $\widehat N_o\le H_*$. We claim, uniformly in the frozen fields,
258
+ \begin{equation}\label{eq:compact-homogeneous-harnack}
259
+ \inf_{\Omega_i}\widehat N_i\ge cH_*.
260
+ \end{equation}
261
+ Here it is essential that no lower bound on $d$ is required. In Fermi
262
+ coordinates on the two sides reflect the normalized exterior field
263
+ into the inside and add it to $\widehat N_i/H_*$. The two coefficient
264
+ matrices, including volume densities, agree on the face and differ by
265
+ $O(|t|)$ at distance $|t|$ from it. For the positive exterior harmonic
266
+ field, interior gradient estimates and Harnack on balls of radius
267
+ comparable to $|t|$ give
268
+ $|t|\,|\nabla\widehat N_o|\le C\widehat N_o$.
269
+ Consequently the sum $U$ satisfies a uniformly elliptic divergence
270
+ equation with flux correction bounded by $CU$ and zero natural flux
271
+ on the face. Expressing that correction as a bounded vector times $U$
272
+ and reflecting again gives the ordinary divergence drift Harnack
273
+ inequality. Harnack chains on the fixed inner region, together with
274
+ this collar estimate and normalization by the inner supremum, give a
275
+ uniform positive lower bound for $U$ on the seam. The inner trace is
276
+ at least $U/2$, because $\widehat N_o=d\widehat N_i\le\widehat N_i$.
277
+
278
+ To carry this trace bound uniformly into a collar, take a smooth small
279
+ half-domain of radius $h$ in an inner chart and replace the normalized
280
+ inner field by its harmonic function with the same boundary data.
281
+ The replacement error is at most $Ch$: the divergence forcing
282
+ $Z\widehat N_i/H_*$ is bounded, and scaled zero-Dirichlet
283
+ $W^{1,p}$ estimates with $p>3$ give precisely that bound. The harmonic
284
+ replacement has a fixed positive lower bound centrally up to its
285
+ flat face, by the lower face data and nonnegative remaining data.
286
+ First choose $h$ small enough and then use interior Harnack chains.
287
+ This proves \eqref{eq:compact-homogeneous-harnack}.
288
+
289
+ The ratio $r_N=N/\widehat N$ is continuous across the seam. On a
290
+ sublevel $r_N<\eps/H_*$ we have $N<\eps$, so $\Sigma_+=0$ and
291
+ $\Sigma_-\le0$. Dividing the density equation by $\widehat N$ gives
292
+ a scalar supersolution inequality with no zeroth order term.
293
+ At the seam its normal derivatives match with positive weights
294
+ $\widehat N_i,\widehat N_o$; the flux $-b_*$ at $S$ has the favorable
295
+ sign for a minimum. The minimum and boundary point principles exclude
296
+ a minimum below $\eps/H_*$. Therefore
297
+ $N_i\ge(\eps/H_*)\widehat N_i\ge c\eps$.
298
+
299
+ Next suppose, with $L$ fixed, that the upper estimate fails. Along a
300
+ sequence write $N_*:=\sup N_i$ with $N_*/M\to\infty$. The exterior
301
+ maximum is bounded by $\max(N_*,1)$ since $\Delta N_o\ge0$.
302
+ By \eqref{eq:compact-height-energy},
303
+ \[
304
+ \|\Sigma_+/N_*\|_{L^2(\Omega_i)}
305
+ \le CL\bigl(N_*^{-2}+M/N_*\bigr)^{1/2}\longrightarrow0.
306
+ \]
307
+ The normalized negative source also tends to zero, and the exterior
308
+ source tends uniformly to zero. Equation~\eqref{eq:compact-capacity}
309
+ shows that $N_o/N_*$ has seam trace tending to zero in $L^1$.
310
+ The normalized exterior field tends to zero on every open exterior
311
+ compact set. Indeed it is bounded above by $N_*^{-1}$ plus the positive
312
+ harmonic extension, decaying at infinity, of its nonnegative seam
313
+ trace. That extension is bounded by $\psi_\infty$ and tends locally
314
+ to zero off the seam by the $L^1$ trace convergence, using a fixed
315
+ annular Poisson estimate and then the decay of $\psi_\infty$.
316
+
317
+ The reflected sum of the actual normalized lapses is uniformly
318
+ H\"older continuous up to the seam by the preceding reflected-sum
319
+ argument, now with scalar forcing tending to zero in $L^2$.
320
+ Interior Laplace divergence estimates give the same compactness away
321
+ from the seam and at $S$. After passage to a subsequence the open
322
+ inner limit $V$ extends continuously to the seam using the limit of
323
+ the sum. It is nonnegative and nonzero: an inner supremum equal to one
324
+ either lies away from the seam or gives a sum at least one in the
325
+ seam collar. With $Z$ converging weakly star, this limit satisfies the
326
+ homogeneous density equation with natural zero flux on both inner
327
+ faces. Here is a way to justify the latter assertion without individual
328
+ inner trace compactness. Use inner smooth test functions with ordinary
329
+ zero normal derivative at both faces, extended across the seam with
330
+ matching values and outer support in the harmonic collar. Integrate
331
+ the lapse derivatives onto the tests. All outer volume and trace
332
+ terms vanish by the convergence just proved, as do the normalized
333
+ sources and $b_*$. Thus
334
+ \[
335
+ \int_{\Omega_i}\bigl(V\Delta\varphi+VZ_\infty\cdot\nabla\varphi\bigr)=0
336
+ \quad\text{for every smooth ordinary Neumann test }\varphi.
337
+ \]
338
+ Solve the Neumann Laplace problem with divergence datum $VZ_\infty$.
339
+ Testing the difference by Neumann Poisson solutions shows that its
340
+ solution differs from $V$ by a constant. Hence $V\in H^1$ and the
341
+ natural zero-flux equation holds in the usual weak sense. Reflection
342
+ and Harnack show $V>0$ on the whole closed inner region. In particular
343
+ the original normalized inner fields are bounded below away from the
344
+ seam; near it the sum, the trace inequality, and the harmonic
345
+ replacement argument above give the same lower bound. The replacement
346
+ error now has the additional vanishing scaled $L^2$ forcing term.
347
+
348
+ We reach a contradiction by the differential estimate of
349
+ Lemma~\ref{lem:gradient-maximum}. Put $G=-\log s$ and maximize
350
+ $G+j(f)$ on $\Omega_i$, where
351
+ $j(f)=D(f^2-2Mf)$ and $D>0$ is fixed sufficiently large depending on
352
+ $L$. Since $j\le0$ on the height range and $j(0)=0$,
353
+ at the maximum $s\le\min_{\mathcal C}s\le C$. Since
354
+ $N_i\ge cN_*$ there, $y\to1$. At an interior maximum that lemma gives
355
+ \begin{equation}\label{eq:compact-gradient-test}
356
+ j''q|\dd f|^2\le C\{1+\Sigma_+/N_i+
357
+ (1-y)^2(j'|\dd f|)^2\},\qquad
358
+ q=\frac{1-y}{1+y}.
359
+ \end{equation}
360
+ Use $q|\dd f|^2=J/s^2$, $J=y/(1+y)$,
361
+ $\Sigma_+/N_i\le L/s$, and
362
+ $(1-y)^2(j'|\dd f|)^2\le(j'/N_i)^2=o(1)$.
363
+ Multiplication by $s^2$ contradicts \eqref{eq:compact-gradient-test}
364
+ once $D$ exceeds a fixed multiple of $1+L$ and the fixed upper bounds
365
+ for $s^2$ and $s$ at this maximum.
366
+
367
+ At a constant-height boundary, write $\widehat z=v\cdot n\le0$.
368
+ Lemma~\ref{lem:graph-boundary} gives
369
+ \begin{equation}\label{eq:compact-boundary-gradient}
370
+ d^2\partial_n(G+j(f))
371
+ =-B_n/N_i+u_*k_T\widehat z-yH+j'\widehat z/N_i.
372
+ \end{equation}
373
+ At $S$ this is strictly positive because $j'\le0$, $H\le0$,
374
+ $k_T<0$, and $B_n=-b_*$. That is impossible for an inward derivative
375
+ at a maximum. At a seam maximum $s$ is its seam minimum. The positive
376
+ harmonic exterior lapse on the fixed collar satisfies
377
+ $B_n\ge-Cs$ at that point: compare with the seam minimum times a
378
+ fixed harmonic function equal to one on the seam and zero on the
379
+ other collar boundary. Equation~\eqref{eq:compact-boundary-gradient}
380
+ is then at most $Cd+|k_T|z-yH_i+o(1)<0$, using
381
+ $H_i>|k_T|$. That is impossible for an outward derivative at a maximum.
382
+ This proves $N_i,N_o\le C(L)M$ and, by
383
+ \eqref{eq:compact-height-energy}, the stated $L^2$ estimate for $W$.
384
+
385
+ Finally keep $M,L$ fixed and suppose $\inf s_i/\eps\to0$.
386
+ Choose a fixed smooth $j$ on $[0,M]$ with $j''>0$ and
387
+ $0<j'<b_*/2$. At a maximum of $G+j(f)$, bounded oscillation of $j$
388
+ implies $s_i/\eps\to0$. The lapse floor gives $y\to1$.
389
+ Multiply \eqref{eq:compact-gradient-test} by $s^2$: its left side
390
+ stays positive, while its right side is bounded by
391
+ $C(s^2+Ls+(j')^2d^2)$ and tends to zero. At $S$, the first and last
392
+ terms of \eqref{eq:compact-boundary-gradient} have sum at least
393
+ $(b_*-j')/N_i>0$. At the seam its last term is nonpositive, and the
394
+ same harmonic collar comparison makes the derivative strictly
395
+ negative. These contradictions prove $s_i\ge c(M,L)\eps$.
396
+ On the exterior, below the level $\eps$ the positive source vanishes
397
+ and the lapse is harmonic. Its boundary values and the minimum
398
+ principle therefore give $N_o\ge c(M,L)\eps$ too.
399
+ \end{proof}
400
+
401
+ \begin{lemma}[Finite penalty selection]\label{lem:compact-penalties}
402
+ For fixed preceding parameters the sources can be selected with finite
403
+ strengths to obtain \eqref{eq:compact-penalty-targets}--\eqref{eq:compact-bad-volume}
404
+ in every actual positive solution, uniformly in the outer truncation.
405
+ Their costs obey \eqref{eq:compact-penalty-cost}.
406
+ \end{lemma}
407
+
408
+ \begin{proof}
409
+ All assertions in this proof concern $u_*=1$. First choose
410
+ $C_2\ge c(M,L)^{-1}$ from Lemma~\ref{lem:compact-lapse}, so that
411
+ $sT_2\ge1$. This precedes the choice of $\eps$. For a piecewise
412
+ Lipschitz test $\varphi$ with common seam value and zero outer value,
413
+ testing the positive $w$ equation with $\varphi^2/w$ gives
414
+ \begin{equation}\label{eq:compact-penalty-test}
415
+ \int P\frac{\varphi^2}{w}\le\int A(\dd\varphi,\dd\varphi).
416
+ \end{equation}
417
+ Indeed the omitted term $\Sigma_+x\varphi^2/w$ is nonnegative,
418
+ and completing the square in the two derivative terms gives the
419
+ right side. Flux matching cancels the seam terms and the inner flux
420
+ is zero.
421
+
422
+ Take $\varphi=f/M$, extended by zero outside. Directly from
423
+ \eqref{eq:compact-constitutive},
424
+ $A(\dd f,\dd f)=W-W^{-1}$. On the support of $P_1$ we have
425
+ $\varphi>1/2$ and $w<4T_1$. Thus
426
+ \[
427
+ \int P_1\le\frac{16T_1}{M^2}\int_{\Omega_i}W
428
+ \le C(L)M^{-1/10},
429
+ \]
430
+ by Cauchy--Schwarz and \eqref{eq:compact-bounds}.
431
+
432
+ For $P_2$ take spatial localizers equal to one on its supports and
433
+ vanishing on slightly larger collars of the seam, multiplied by a
434
+ scalar cutoff of $N/\eps$ which is one below four and zero above five.
435
+ These tests may meet $S$ and have zero seam value on each side. Since
436
+ $A\le N^2g_{\rm base}^{-1}$ and $w<4T_2$ on the source support,
437
+ \begin{equation}\label{eq:compact-low-lapse-cost}
438
+ \int P_2\le C_M\eps+
439
+ C_M\eps^{-1}\int_{\mathcal U\cap\{N<5\eps\}}|\nabla N|^2.
440
+ \end{equation}
441
+ The fixed localization sets $\mathcal U$ stay away from the seam;
442
+ constants here may depend on $M$ and every preceding parameter.
443
+ Testing the lapse equation with a squared spatial cutoff times
444
+ $(6\eps-N)^+$ gives
445
+ \begin{equation}\label{eq:compact-low-lapse-energy}
446
+ \int_{\mathcal U\cap\{N<5\eps\}}|\nabla N|^2
447
+ \le C_M\eps^2+
448
+ C\eps\int_{\mathcal U'\cap\{N<6\eps\}}\Sigma_+.
449
+ \end{equation}
450
+ To check the signs, on this sublevel the current correction has size
451
+ at most $CN\le C\eps$, so Young's inequality absorbs its gradient
452
+ term and the cutoff terms cost $C_M\eps^2$. The negative source can
453
+ be discarded. At $S$ the outward current equals $b_*>0$, so its
454
+ contribution decreases the right side of the energy inequality.
455
+
456
+ We next prove that the last integral tends uniformly to zero as
457
+ $\eps\downarrow0$. This step does not use a positive lapse floor.
458
+ If uniformity failed, take a violating sequence. Equations
459
+ \eqref{eq:compact-height-energy} and \eqref{eq:compact-bounds} bound
460
+ the positive sources in $L^2$, independently of $\eps$ and the
461
+ strengths. The lapse equation with bounded divergence datum $ZN$
462
+ therefore gives local $W^{1,p}$ bounds for every $3<p<6$, also at $S$
463
+ with the fixed flux data. After passing to a subsequence, the lapses
464
+ converge uniformly to a nonnegative function $V$ on the localization
465
+ sets, the drifts converge weakly star, and the sources converge weakly
466
+ in $L^2$. The limit equation has the form
467
+ \[
468
+ \Delta V=\divg(Z_\infty V)+g_1.
469
+ \]
470
+ The negative-source limit vanishes almost everywhere on $\{V=0\}$
471
+ because $|\Sigma_-|\le CN$.
472
+
473
+ For completeness the scalar source $g_1$ also vanishes there. Let
474
+ $q$ be a density point of $\{V=0\}$ and a Lebesgue point of $g_1$
475
+ and $|g_1|^2$ in an interior chart. Rescale a ball of radius $r$ to a
476
+ unit ball and divide $V$ by $r^2$. The resulting nonnegative functions
477
+ vanish at the center. The inhomogeneous Harnack estimate gives a
478
+ uniform bound on a smaller ball: the rescaled drift is $rZ_\infty$,
479
+ and the rescaled scalar forcing has bounded $L^2$ norm at this
480
+ Lebesgue point. Since the zero sets occupy a fraction tending to one,
481
+ the rescaled functions tend to zero in local $L^1$. Testing their
482
+ equations against a fixed smooth bump, with derivatives transferred
483
+ to that bump, gives $g_1(q)=0$. Thus the nonnegative positive-source
484
+ limit $\sigma_+$ vanishes almost everywhere on $\{V=0\}$ as well.
485
+ Boundary points do not matter for these volume integrals. For each
486
+ $t>0$, uniform convergence implies
487
+ $\{N<6\eps\}\subset\{V\le t\}$ along the sequence eventually.
488
+ Weak $L^2$ convergence, tested against the characteristic function of
489
+ this fixed set, and then $t\downarrow0$, show
490
+ \[
491
+ \limsup\int_{\mathcal U'\cap\{N<6\eps\}}\Sigma_+
492
+ \le\int_{\mathcal U'\cap\{V=0\}}\sigma_+=0.
493
+ \]
494
+ Combining this with \eqref{eq:compact-low-lapse-cost} and
495
+ \eqref{eq:compact-low-lapse-energy} proves the second cost in
496
+ \eqref{eq:compact-penalty-cost}, uniformly in both strengths.
497
+
498
+ Now fix such an $\eps$. The lapse and slope bounds give uniform
499
+ ellipticity, independent of strengths. They also give uniform
500
+ continuity of $N$ and $f$ on the localization sets. For $N$, use the
501
+ same Laplace divergence estimates, now with bounded scalar forcing;
502
+ for $f$ the already established gradient bound suffices. Consequently
503
+ each point with $f\ge9M/10$ has a neighborhood of a uniform positive
504
+ radius on which $f\ge4M/5$. It is uniformly separated from the seam
505
+ unless the neighborhood ends at $S$, where the constant trace permits
506
+ reflection. Likewise every point of
507
+ $\mathcal D_M\cap\{N\le2\eps\}$ has a uniform neighborhood within
508
+ the full spatial cutoff range and with $N\le3\eps$.
509
+
510
+ In either neighborhood let $T_j$ be its corresponding threshold.
511
+ The volume of $\{w\le2T_j\}$ there is at most
512
+ $D_j^{-1}\int P_j$, hence tends uniformly to zero as $D_j\to\infty$.
513
+ The function $(2T_j-w)^+$ is a bounded weak subsolution of the
514
+ homogeneous scalar divergence equation with coefficient $A$.
515
+ Its local supremum is bounded by its $L^2$ mean, with a uniform
516
+ constant on these fixed neighborhoods; at $S$ use the homogeneous
517
+ natural-flux reflection. Since its support has the preceding small
518
+ volume and its value is at most $2T_j$, this supremum is strictly
519
+ less than $T_j$ once the strength is sufficiently large. This gives
520
+ $w\ge T_1$ on the height target and $w\ge T_2$ on the low-lapse
521
+ target. The latter implies $x\ge1$ since $sT_2\ge1$.
522
+ The choices can be made with a strict margin, so the weak inequalities
523
+ survive limits of outer truncations.
524
+
525
+ If $x<1-\delta$ at a designated point, the second target now forces
526
+ $N>2\eps$. All cutoffs in $\Sigma_+$ equal one, so
527
+ $\Sigma_+=LW$ there. Apply \eqref{eq:compact-capacity}, using the
528
+ positive lower bound of $\psi_R$ on the common exterior support.
529
+ This proves \eqref{eq:compact-bad-volume} with a constant independent
530
+ of $L,M,\eps$ and the strengths.
531
+ \end{proof}
532
+
533
+ \begin{proof}[Proof of Proposition~\ref{prop:compact-solutions}]
534
+ Choose the parameters in the stated order, using
535
+ Lemmas~\ref{lem:compact-lapse} and \ref{lem:compact-penalties}.
536
+ Proposition~\ref{prop:transmission-existence}, proved independently in
537
+ the next section, now supplies a positive zero for each sufficiently
538
+ large compact truncation. Its hypotheses are exactly the finite
539
+ smooth cutoffs above, the homotopy bounds of
540
+ Lemma~\ref{lem:compact-lapse}, and the fixed exterior harmonic collar.
541
+ Its continuation starts with the ordinary scalar transmission problem
542
+ at $u_*=0$; it does not assume solvability of the coupled problem.
543
+ That proposition also supplies an expanding-truncation subsequence
544
+ converging smoothly on compact subsets of each closed side, with
545
+ $N_o,w\to1$ at infinity. All the bounds and penalty conclusions pass
546
+ to this limit. This is the only invocation of nonlinear existence in
547
+ the present proof.
548
+
549
+ We record the geometric conclusions precisely. Set
550
+ $\pi=N_i^{-1}\operatorname{sym}\nabla p^\flat$,
551
+ $\lambda=\pi-K$ inside, and set these fields to zero outside.
552
+ Lemma~\ref{lem:graph-current}, applied at $u_*=1$, gives
553
+ \begin{equation}\label{eq:compact-scalar}
554
+ xR_h=D(v)+|\lambda|^2-\ell^2-2\Sigma_-/N
555
+ +2P/(Nx)+\tfrac32|\dd\log x|_{\bar g}^2.
556
+ \end{equation}
557
+ On the exterior take $D=R_{g_o}=0$. The current
558
+ $Q=B+A\dd w$ has matching normal flux and
559
+ $\divg Q=(1-x)\Sigma_++\Sigma_- -P$. At a constant-height face,
560
+ Lemma~\ref{lem:graph-boundary} gives
561
+ \begin{equation}\label{eq:compact-mean-curvature}
562
+ s\sqrt{x}\,H_h
563
+ =N(H-k_T\widehat z)+B_n+(A\dd w)_n/x.
564
+ \end{equation}
565
+ At $S$ this is strictly negative. At $\mathcal C$ the induced metrics
566
+ agree, because $s_i=N_o$ and $w$ is continuous. The seam mean
567
+ curvatures satisfy $H_{h,i}\ge H_{h,o}$ in the specified direction:
568
+ the flux terms agree and
569
+ \[
570
+ H_i-k_T\widehat z\ge
571
+ \sqrt{1-\widehat z^2}\sqrt{H_i^2-k_T^2},
572
+ \]
573
+ as follows by squaring, since the difference of squares is
574
+ $(H_i\widehat z-k_T)^2$ and both relevant sides are nonnegative.
575
+
576
+ Beyond the fixed source supports, both $N_o$ and $x=N_ow$ are
577
+ harmonic and tend to one. Radial barriers and scaled estimates give
578
+ $N_o-1,x-1=O_2(|x'|^{-\beta})$ for every fixed $1/2<\beta<1$.
579
+ Thus $h=xg_o$ is asymptotically flat, and the flux of $Q$ equals
580
+ the limiting flux of $\nabla x$; the remaining terms have vanishing
581
+ integral by $2\beta>1$. The linear conformal ADM variation is
582
+ $m_h-m_o=-(8\pi)^{-1}\lim\int\partial_nx$. Integration of the
583
+ current equation therefore gives the exact identity
584
+ \begin{equation}\label{eq:compact-mass}
585
+ 8\pi(m_h-m_o)
586
+ =\int_S b_*+\int\bigl[(x-1)\Sigma_++P-\Sigma_-\bigr].
587
+ \end{equation}
588
+ Since the support of $\Sigma_+$ has $x<1$, discarding its contribution
589
+ and using the source costs proves \eqref{eq:compact-mass-budget}.
590
+ The scalar curvature decays as $O(|x'|^{-2-2\beta})$ on the end,
591
+ by \eqref{eq:compact-scalar}; this has integrable decay since
592
+ $2+2\beta>3$.
593
+ \end{proof}
594
+
595
+ The omitted collars have a controlled cost in the area comparison.
596
+ Indeed $W=1$ outside, and the inner omitted collar has volume
597
+ $O(M^{-4})$. Hence
598
+ \begin{equation}\label{eq:compact-full-bad-volume}
599
+ \int_{\{x<1-\delta\}}W
600
+ \le C/L+C a_o+C(L)M^{-1}.
601
+ \end{equation}
602
+ This uses \eqref{eq:compact-capacity-comparison} outside $R_\delta$
603
+ and Cauchy--Schwarz with \eqref{eq:compact-bounds} in the inner
604
+ collar. It explains why $a_o$ and $L$ are chosen before $M$.
605
+ Finally the possible negative scalar curvature is confined to the
606
+ closed set defined by the weak inequalities in
607
+ \eqref{eq:compact-trace-cutoff} and $N_i\ge\delta_0$.
608
+ Outside that set either $\ell=0$ or $\zeta=1$, and
609
+ \eqref{eq:compact-scalar} is nonnegative. On that set the height
610
+ penalty and $z\le1/2$ give
611
+ $x\ge(\sqrt3/2)\delta_0M^{9/10}$, so
612
+ $R_h\ge-C\delta_0^{-1}M^{-9/10}$ everywhere on the smooth sides.
613
+ The geometric treatment of this exceptional set is the content of
614
+ Section~\ref{sec:scalar-error}.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/08-transmission-analysis.tex ADDED
@@ -0,0 +1,958 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Regularity and continuation at the transmission surface}
2
+ \label{sec:transmission-analysis}
3
+
4
+ We prove the existence assertion needed in Section~\ref{sec:compact-construction}.
5
+ Throughout this section all parameters, including the penalty strengths, are
6
+ finite. Constants in estimates for the lapse and height state may depend on
7
+ the fixed parameters preceding the strengths, but not on those strengths.
8
+ Constants involving the conformal factor or higher derivatives may also
9
+ depend on the strengths. Neither assertion requires uniform ellipticity as
10
+ the internal parameters tend to their final limits.
11
+
12
+ Write $\Omega_R=\Omega_i\cup_{\mathcal C}\Omega_{o,R}$, with far boundary
13
+ $S_R$. On both sides of $\mathcal C$ the normal $n$ points toward the end.
14
+ Thus equality of the two $n$-fluxes is the condition for cancellation in
15
+ Green's formula. The two base metrics have the same induced metric at
16
+ $\mathcal C$. Joined Fermi charts have coordinates $(z',t)$, with
17
+ $t<0$ inside, $t>0$ outside, and $n=\partial_t$ at the face. Coordinate
18
+ divergence currents below include the relevant volume density. We retain
19
+ the notation $d=s/N$, $y=1-d^2$, $q=(1-y)/(1+y)$,
20
+ $I=(1+y)^{-1}$, $J=y/(1+y)$, and $\beta=2/(1+y)$ from the graph calculus.
21
+
22
+ \begin{proposition}[Finite-parameter transmission existence]
23
+ \label{prop:transmission-existence}
24
+ Fix the smooth compact base data and AF attachment of
25
+ Section~\ref{sec:compact-construction}, with $H_i>|k_T|$ on
26
+ $\mathcal C$, $H_g(S)\leq0$, and the smooth negative definite synthetic
27
+ tensor $K$. Fix positive finite parameters and smooth cutoffs as in
28
+ \eqref{eq:compact-system}--\eqref{eq:compact-trace-cutoff}, including a
29
+ source-free exterior collar of $\mathcal C$ and the constant $b_*>0$.
30
+ Then on every sufficiently large smooth truncation there is a positive
31
+ piecewise smooth solution of \eqref{eq:compact-system} and
32
+ \eqref{eq:compact-boundary} at $u_*=1$.
33
+
34
+ At these fixed parameters a subsequence of such solutions as $R\to\infty$
35
+ converges smoothly on each closed side on compact subsets to a positive
36
+ piecewise smooth solution on the full joined exterior. Its end values are
37
+ $N_o,w\to1$. The bounds in \eqref{eq:compact-bounds} hold, and all
38
+ compact-set derivative bounds are uniform in $R$. The penalty conclusions
39
+ in Section~\ref{sec:compact-construction}, when the strengths have been
40
+ chosen there, therefore hold for these solutions.
41
+ \end{proposition}
42
+
43
+ The proof uses the a priori estimates of Lemma~\ref{lem:compact-lapse},
44
+ which were proved for positive classical zeros without assuming existence.
45
+ The scalar linear transmission fact used in that lemma is established
46
+ independently below as part of Lemma~\ref{lem:transmission-fredholm}.
47
+ In particular there is no appeal to
48
+ Proposition~\ref{prop:compact-solutions} in proving this proposition.
49
+
50
+ \subsection{Energy and oscillation of the lapse and height state}
51
+
52
+ For the moment consider any positive homotopy zero in the continuation
53
+ domain: $f\in C^{3,\alpha'}$ on the closed inner side and
54
+ $N,w\in C^{2,\alpha'}$ on each closed side, with $\alpha'>0$.
55
+ No bound for these norms is assumed. The exponent $\gamma$ obtained
56
+ below depends only on the finite state bounds, so the continuation
57
+ domain can subsequently be fixed with $\alpha'<\gamma$.
58
+ The finite bounds in \eqref{eq:compact-bounds} give positive constants
59
+ $c_0,C_0$ such that
60
+ \begin{equation}
61
+ c_0\leq N_i,s_i,N_o\leq C_0,
62
+ \qquad |\dd f|\leq C_0.
63
+ \label{eq:transmission-state-range}
64
+ \end{equation}
65
+ Here and below an estimate for $s$ on the exterior means the same estimate
66
+ for $N_o$. The scalar lapse sources and the drift
67
+ $(u_*K+\ell g)p$ are bounded at this stage; their derivatives are not used.
68
+
69
+ \begin{lemma}[Continuity at the nonlinear seam]
70
+ \label{lem:seam-holder}
71
+ For the state range \eqref{eq:transmission-state-range}, there are
72
+ $\gamma>0$ and $C<\infty$ such that
73
+ \begin{equation}
74
+ \|N_i\|_{C^\gamma(\overline\Omega_i)}
75
+ +\|\dd f\|_{C^\gamma(\overline\Omega_i)}
76
+ +\|N_o\|_{C^\gamma(K\cap\overline\Omega_o)}\leq C
77
+ \label{eq:transmission-holder}
78
+ \end{equation}
79
+ on every fixed compact set $K$. The constants are uniform over homotopy
80
+ zeros and sufficiently large outer truncations. They depend on the finite
81
+ state range, bounds for the undifferentiated height and lapse sources,
82
+ and the fixed geometry, but not on derivatives of $T$ or the strength of
83
+ $P$.
84
+ \end{lemma}
85
+
86
+ \begin{proof}
87
+ Away from $\mathcal C$, the lapse equation is a smooth metric Laplace
88
+ equation with bounded divergence forcing and bounded scalar forcing.
89
+ Its local $W^{1,p}$ bounds hold for some $p>3$, also up to $S$ with its
90
+ natural current flux. The prescribed constant flux at $S$ can be put in
91
+ the current by a smooth bounded extension before reflection. Differentiating
92
+ the divergence height equation gives scalar uniformly elliptic equations
93
+ for the coordinate derivatives of $f$. Their divergence forcing contains
94
+ first derivatives of $N$, bounded in $L^p$, and the bounded scalar height
95
+ forcing, put into the corresponding component of the differentiated
96
+ current. In particular differentiating that scalar forcing in the weak
97
+ equation does not require a bound for $\dd T$.
98
+ The inhomogeneous scalar divergence estimate gives H\"older bounds for
99
+ $\dd f$. At $S$ subtract the constant height and reflect it oddly, the
100
+ lapse evenly, and the metric with its tensor parities in an orthogonal
101
+ collar. The reflected metric is Lipschitz. The height flux satisfies the
102
+ weak reflected equation, since its normal component has the required even
103
+ parity. Difference quotients justify differentiation there. These
104
+ arguments prove the assertion away from the seam.
105
+
106
+ At the seam we first bound energy weighted by inverse distance.
107
+ A modified Newton current then gives an estimate relative to compatible
108
+ constant states. The weighted bound supplies a uniformly positive
109
+ scale of small excess; a blowup to an explicit linear transmission
110
+ problem gives excess decay and hence H\"older continuity.
111
+
112
+ \smallskip\noindent\emph{Weighted energy.}
113
+ Set
114
+ \begin{equation}
115
+ E=\begin{cases}|\nabla N_i|^2+|\nabla^2 f|^2,&t<0,\\
116
+ |\nabla N_o|^2,&t>0,
117
+ \end{cases}
118
+ \qquad G=-\log s,\qquad Y=s^{-k_0},
119
+ \label{eq:transmission-energy-definition}
120
+ \end{equation}
121
+ where $k_0$ is sufficiently large for
122
+ Lemma~\ref{lem:gradient-energy}. On the inside its divergence matrix is
123
+ $\rho\mathcal P$, where $\rho=(1+y)/d$, and on the outside it is the
124
+ base cometric. After including the volume densities, these give a bounded
125
+ symmetric uniformly elliptic matrix $a$ in the joined chart.
126
+ $Y$ is continuous across the face because $N_o=s_i$ there.
127
+ The energy identity and the boundary identity give
128
+ \begin{equation}
129
+ \partial_j(a^{jk}\partial_kY)
130
+ \geq cE-C-C\delta_{\mathcal C}.
131
+ \label{eq:transmission-joined-energy}
132
+ \end{equation}
133
+ This is a distributional inequality. Indeed $\rho q=d$ on a
134
+ Dirichlet-height face, and the inner normal $Y$-flux is
135
+ $-k_0YB_n/s+O(1)$, whereas the outer one is $-k_0YB_n/s$.
136
+ The bounded discrepancy is precisely the surface term in
137
+ \eqref{eq:transmission-joined-energy}.
138
+
139
+ Fix concentric chart balls strictly contained in a larger joined chart.
140
+ Let $\theta_\varepsilon$ be the zero Dirichlet Green potential, for
141
+ $-\partial(a\partial)$ on the larger ball, of a nonnegative normalized
142
+ bump at a point $z_0$ in the smaller ball. If $Y_H$ is the homogeneous
143
+ replacement of $Y$ with its boundary values, then
144
+ \begin{equation}
145
+ \big\langle\partial(a\partial Y),\theta_\varepsilon\big\rangle
146
+ =\int(Y_H-Y)\,\chi_\varepsilon\leq C.
147
+ \label{eq:transmission-green-pairing}
148
+ \end{equation}
149
+ The maximum principle bounds $Y_H$, and $Y$ is bounded by
150
+ \eqref{eq:transmission-state-range}. For each classical solution the
151
+ identity follows first with regular potentials and then by Sobolev
152
+ approximation. The surface term is well defined by the trace theorem.
153
+ The divergence Green bounds for symmetric measurable uniformly elliptic
154
+ matrices in dimension three give an upper bound $C|z-z_0|^{-1}$ and a
155
+ comparable lower bound on a sufficiently small interior ball
156
+ \citep[Theorem~7.1 and pp.~66--67]{LSW1963}. The surface integral of
157
+ $|z-z_0|^{-1}$ is uniformly finite. Letting the bump shrink, using
158
+ \eqref{eq:transmission-joined-energy} and Fatou's lemma, proves
159
+ \begin{equation}
160
+ \int_{B_{h_0}(z_0)}\frac{E(z)}{|z-z_0|}\,\dd z\leq C.
161
+ \label{eq:transmission-green-energy}
162
+ \end{equation}
163
+ Both $h_0>0$ and $C$ are uniform on the finite collection of seam charts.
164
+
165
+ \smallskip\noindent\emph{Comparison with a constant state.}
166
+ We next prove an energy bound relative to a compatible constant state.
167
+ Such a state is
168
+ \begin{equation}
169
+ \mathcal V_*=(n_*,a_*\dd t,s_*),\qquad
170
+ s_*=s(n_*,|a_*|),\qquad
171
+ \mathcal V=(N_i,\dd f,N_o).
172
+ \label{eq:transmission-reference}
173
+ \end{equation}
174
+ The pairs $(n_*,a_*)$ range over a compact rectangle containing the
175
+ state ranges with a margin, with $n_*>0$. Since $|\dd t|_g=1$, $s_*$ is
176
+ constant in this Fermi chart. Norms of the state mean the sum of the
177
+ inner pair's squared norm on the inner half and the outer lapse's
178
+ squared norm on the outer half.
179
+
180
+ To derive the bound, put
181
+ $\mathcal T_f=\nabla^2f-(\Delta f)g$. The Newton-current identity in
182
+ Lemma~\ref{lem:newton-flux} says
183
+ \begin{equation}
184
+ \rho\mathcal P\nabla G
185
+ =-\frac{\nabla N_i}{s}
186
+ +\mathcal T_f\left(\frac{y\nabla f}{d|\dd f|^2}\right)+O(1).
187
+ \label{eq:transmission-newton-current}
188
+ \end{equation}
189
+ The coefficient vector extends smoothly through $\dd f=0$. In the
190
+ current $a\dd Y$, add $k_0Y_*B/s_*$ on both sides, where
191
+ $Y_*=s_*^{-k_0}$, and on the inside subtract the Newton term in
192
+ \eqref{eq:transmission-newton-current} with its full coefficient
193
+ $k_0Y,y\nabla f/(d|\dd f|^2)$ frozen at the reference. Include metric
194
+ densities in all three currents. Call the resulting joined current
195
+ $\mathcal J_*$. The cancellation of the coefficients of $\nabla N$
196
+ and $\nabla^2f$ at the reference gives
197
+ \begin{equation}
198
+ |\mathcal J_*|\leq C\bigl(1+|\mathcal V-\mathcal V_*|\sqrt E\bigr).
199
+ \label{eq:transmission-modified-current-size}
200
+ \end{equation}
201
+ Moreover $\divg\mathcal T_f=\Ric(\nabla f,\cdot)$, so the divergence
202
+ of the subtracted term is bounded by $C(1+\sqrt E)$; its frozen vector
203
+ is extended smoothly using $\partial_t$. The added $B$-current has
204
+ bounded divergence and no seam jump. The frozen Newton vector is normal
205
+ at the seam. Its normal contraction there involves
206
+ $-\tr_{\mathcal C}\nabla^2f$, which is bounded since $f$ is constant
207
+ along that face and $|\dd f|$ is bounded. Young's inequality therefore
208
+ gives, after lowering $c$,
209
+ \begin{equation}
210
+ \divg\mathcal J_*\geq cE-C-C\delta_{\mathcal C}.
211
+ \label{eq:transmission-modified-current-divergence}
212
+ \end{equation}
213
+ Test by $\chi^2$, with $\chi=1$ on $B_h$, supported in $B_{2h}$ and
214
+ $|\dd\chi|\leq C/h$. Absorb half the energy using
215
+ \eqref{eq:transmission-modified-current-size}. The volume, constant
216
+ current, and surface contributions are at most $Ch^3$, $Ch^2$, and
217
+ $Ch^2$, respectively. We obtain
218
+ \begin{equation}
219
+ h^{-1}\int_{B_h}E\leq
220
+ C\left(\frac{1}{|B_{2h}|}\int_{B_{2h}}
221
+ |\mathcal V-\mathcal V_*|^2+h\right).
222
+ \label{eq:transmission-caccioppoli}
223
+ \end{equation}
224
+ On a pure inner ball the identical construction uses any constant
225
+ covector reference. The coefficients frozen against this reference may
226
+ vary smoothly with the background metric; their derivatives give only
227
+ $C(1+\sqrt E)$ errors. On a pure outer ball the analogous assertion
228
+ is the usual lapse Caccioppoli inequality.
229
+
230
+ \smallskip\noindent\emph{A scale of small excess.}
231
+ Fix $0<b_0<1$ and define the seam excess
232
+ \begin{equation}
233
+ \mathcal E(z_0,h)=
234
+ \inf_{\mathcal V_*}\frac{1}{|B_h|}\int_{B_h(z_0)}
235
+ |\mathcal V-\mathcal V_*|^2+h^{b_0}.
236
+ \label{eq:transmission-excess}
237
+ \end{equation}
238
+ There is a uniformly positive scale at which this excess is arbitrarily
239
+ small. To see the quantitative content, put $h_j=2^{-j}h_0$. For each
240
+ $z\ne z_0$ the sum of $h_j^{-1}$ over the indices with $|z-z_0|<h_j$
241
+ is at most $C|z-z_0|^{-1}$. Thus
242
+ \eqref{eq:transmission-green-energy} bounds
243
+ $\sum_j h_j^{-1}\int_{B_{h_j}}E$ uniformly. Given $\eta>0$, first
244
+ make the starting ceiling small enough that $h_0^{b_0}+h_0^2<\eta$.
245
+ Among a fixed finite number of its dyadic descendants there is a scale
246
+ with $h^{-1}\int_{B_h}E<\eta$. The number depends only on the
247
+ Green bound and $\eta$, so the chosen scale has a uniform positive
248
+ lower bound.
249
+
250
+ Here is why this is also a small excess scale. Scaled Poincar\'e and
251
+ the half-ball trace inequality bound both the volume deviations and the
252
+ mean-square face deviations from each side mean by
253
+ \begin{equation}
254
+ C h^{-1}\int_{B_h}E+Ch^2.
255
+ \label{eq:transmission-trace-poincare}
256
+ \end{equation}
257
+ The additional $Ch^2$ allows for Christoffel terms when replacing
258
+ covariant Hessians by coordinate derivatives of $\dd f$. The
259
+ tangential trace of $\dd f$ is zero; hence the tangential components of
260
+ its mean are small. The trace relation $N_o=s(N_i,\partial_t f)$ and
261
+ the uniform Lipschitz bound for $s$ on the state range show that the
262
+ outer mean differs from the value obtained from the two inner means by
263
+ at most the square root of \eqref{eq:transmission-trace-poincare}.
264
+ This provides a compatible reference with excess $C\eta$. All
265
+ references obtained this way lie in a compact subrange with room for
266
+ the subsequent small updates.
267
+
268
+ \smallskip\noindent\emph{Excess decay.}
269
+ We claim that, for fixed sufficiently small $\vartheta>0$, whenever
270
+ $h$ and $\mathcal E(z_0,h)$ are sufficiently small,
271
+ \begin{equation}
272
+ \mathcal E(z_0,\vartheta h)
273
+ \leq 2\bigl(C\vartheta^2+\vartheta^{b_0}\bigr)
274
+ \mathcal E(z_0,h).
275
+ \label{eq:transmission-excess-decay}
276
+ \end{equation}
277
+ The constant $C$ is independent of $\vartheta$. We give the
278
+ compactness argument, including the value trace.
279
+
280
+ If the claim fails, choose violating balls with
281
+ $\sigma_j^2=\mathcal E(z_j,h_j)\to0$ and best references
282
+ $(n_j,a_j\dd t,s_j)$. Translate and dilate these balls to unit size
283
+ using $z=z_j+h_j\zeta$, and rotate tangential coordinates to be
284
+ orthonormal at their centers. Define the lapse differences divided by
285
+ $\sigma_j$, and the height difference by
286
+ \begin{equation}
287
+ u_{i,j}=\frac{N_i-n_j}{\sigma_j},\qquad
288
+ u_{o,j}=\frac{N_o-s_j}{\sigma_j},\qquad
289
+ \phi_j(\zeta)=
290
+ \frac{f(z_j+h_j\zeta)-a_jh_j\zeta_3}{h_j\sigma_j}.
291
+ \label{eq:transmission-normalized-fields}
292
+ \end{equation}
293
+ The trace of $\phi_j$ is zero. Their state has bounded $L^2$ norm on
294
+ the unit ball. Applying \eqref{eq:transmission-caccioppoli} on smaller
295
+ balls gives locally bounded $H^1$ norms for $u_{i,j},u_{o,j}$ and
296
+ $\nabla\phi_j$. Indeed its error after normalization is
297
+ $h_j/\sigma_j^2\leq h_j^{1-b_0}\to0$.
298
+ The $L^2$ norm of $\phi_j$ is controlled by its gradient and its zero
299
+ trace. Rellich compactness and compactness of the $H^1$ trace into
300
+ $L^2$ on smaller face patches give strong local $L^2$ convergence of
301
+ the state in the bulk and on the face, and weak $H^1$ convergence.
302
+
303
+ Pass to a convergent reference $(n_*,a_*,s_*)$. The derivative of
304
+ the height flux with respect to the gradient is $s_*^2\mathcal P_*$;
305
+ its lapse derivative is $s_*^2(\beta/n_*)a_*\partial_t$.
306
+ Taylor remainders divided by $\sigma_j$ have $L^1$ norm tending to
307
+ zero, since the unnormalized state difference is $\sigma_j$ times
308
+ an $L^2$-bounded function. The same assertion holds on the face by
309
+ the trace bounds. Smooth metric errors are $O(h_j/\sigma_j)$,
310
+ which tends to zero. The height source and lapse drift enter weak
311
+ tests with this same factor; the scalar lapse source has the smaller
312
+ factor $O(h_j^2/\sigma_j)$. Thus no derivative of a source is being
313
+ passed to the limit. Joined tests have a common value on the face,
314
+ so lapse current matching passes to equality of the limiting normal
315
+ derivatives. We arrive at
316
+ \begin{align}
317
+ \Delta u_i&=\Delta u_o=0,
318
+ & (q\partial_t^2+\Delta_{z'})\phi+k\partial_tu_i&=0,
319
+ & k&=\beta a_*/n_*,\label{eq:transmission-frozen-interior}\\
320
+ \phi&=0,
321
+ &\partial_tu_i&=\partial_tu_o,
322
+ &u_o&=r_0u_i+r_0c\partial_t\phi \quad(t=0),
323
+ \label{eq:transmission-frozen-boundary}
324
+ \end{align}
325
+ where
326
+ \begin{equation}
327
+ r_0=dI>0,\qquad c=-\frac{n_*y}{a_*},\qquad
328
+ ck=q-1,\qquad r_0c=-\frac{s_*J}{a_*}.
329
+ \label{eq:transmission-frozen-relations}
330
+ \end{equation}
331
+ All expressions have their continuous interpretations at $a_*=0$;
332
+ in particular $c=k=0$ there. Differentiating
333
+ $s^2+|\dd f|^2s^4=N_i^2$ gives
334
+ $\dot s=dI\dot N_i-sJ\partial_t\dot f/a_*$, which verifies
335
+ the value relation directly.
336
+
337
+ The elementary harmonic estimate proved just below gives uniform
338
+ smooth bounds for these limits on smaller closed half-balls in terms
339
+ of their $L^2$ state norms. Consequently their deviations from the
340
+ center values have mean square at most $C\vartheta^2$. The center
341
+ values satisfy the linearized compatibility relation. Replace the
342
+ old reference by
343
+ \begin{equation}
344
+ n_j'=n_j+\sigma_j u_i(0),\qquad
345
+ a_j'=a_j+\sigma_j\partial_t\phi(0),\qquad
346
+ s_j'=s(n_j',|a_j'|).
347
+ \label{eq:transmission-reference-update}
348
+ \end{equation}
349
+ The nonlinear compatibility error in the outer value is
350
+ $O(\sigma_j^2)$, and the tangential height gradient is zero at the
351
+ center. Strong local $L^2$ convergence therefore proves
352
+ \eqref{eq:transmission-excess-decay}, contradicting its violation.
353
+ The added radius term contributes at most
354
+ $\vartheta^{b_0}\sigma_j^2$, as required.
355
+
356
+ For completeness, the harmonic estimate used here is as follows.
357
+ Reflect $u_o$ into $t<0$ and put $U=u_i+u_o^{\rm refl}$. It is
358
+ harmonic with zero Neumann data, so it is smooth with controlled local
359
+ norms by even reflection. On a smaller inner cylinder choose a
360
+ harmonic primitive $D$ with $D_t=u_i$. An explicit choice is
361
+ \begin{equation}
362
+ D(z',t)=\int_{t_0}^{t}u_i(z',v)\,\dd v+a(z'),
363
+ \qquad \Delta_{z'}a=-\partial_tu_i(z',t_0),
364
+ \label{eq:transmission-harmonic-primitive}
365
+ \end{equation}
366
+ where $t_0<0$ is a fixed interior slice. The slice data are controlled
367
+ by interior harmonic estimates. This formula gives $D\in H^2$
368
+ locally up to the face: the mixed and double normal derivatives come
369
+ from $u_i\in H^1$, and tangential Laplace estimates applied to
370
+ $\Delta_{z'}D=-\partial_tu_i$ give its remaining second derivatives.
371
+ The function $V=D+c\phi$ satisfies
372
+ $(q\partial_t^2+\Delta_{z'})V=0$, since $ck=q-1$, and $V=D$
373
+ on the face. Set $\widetilde V(z',t)=V(z',\sqrt q\,t)$.
374
+ It is harmonic and, with $a_0=r_0/\sqrt q>0$,
375
+ \begin{equation}
376
+ (\widetilde V-D)|_{t=0}=0,
377
+ \qquad \partial_t(D+a_0\widetilde V)|_{t=0}=U.
378
+ \label{eq:transmission-positive-harmonic-combinations}
379
+ \end{equation}
380
+ Scalar harmonic Dirichlet and Neumann estimates control both
381
+ combinations. Their coefficient matrix is invertible because
382
+ $1+a_0>0$; in fact $a_0=1/\sqrt{1+y}$. They control $D$, then
383
+ $u_i=D_t$ and $u_o=U-u_i^{\rm refl}$. Finally the scalar Dirichlet
384
+ equation in \eqref{eq:transmission-frozen-interior} controls $\phi$.
385
+ This last step avoids division by $c$, so all estimates are uniform
386
+ through zero slope. The normal rescaling only reduces the patch by
387
+ a uniform factor on the state range.
388
+
389
+ Choose $\vartheta$ so small, and then $\gamma>0$ so small, that
390
+ $2(C\vartheta^2+\vartheta^{b_0})\leq\vartheta^{2\gamma}$.
391
+ Begin iteration at the small-excess scales with uniform positive
392
+ lower bound constructed above. The references stay in the permitted
393
+ range because their successive changes are bounded by a convergent
394
+ geometric sum. This yields a mean-square oscillation bound
395
+ $Ch^{2\gamma}$ at every seam center. On a pure ball near the seam,
396
+ the first scale comparable to its distance from the seam is controlled
397
+ by a seam ball. The corresponding interior excess argument, with an
398
+ arbitrary constant gradient reference, then gives the bound at all
399
+ smaller scales. Its limit equations are a harmonic lapse and a
400
+ constant uniformly elliptic height equation with the known lapse
401
+ coupling; scalar interior estimates give the same decay. Campanato's
402
+ characterization on each closed half-chart proves
403
+ \eqref{eq:transmission-holder}. Finitely many charts and the earlier
404
+ ordinary boundary estimates complete the proof.
405
+ \end{proof}
406
+
407
+ \subsection{Estimates with the full derivative orders}
408
+
409
+ We first record the linear estimate, including the unequal orders of
410
+ the unknowns. This is also a proof of the relevant boundary estimate;
411
+ it does not invoke a general theorem for the nonlinear transmission
412
+ condition.
413
+
414
+ \begin{lemma}[Local transmission Schauder estimate]
415
+ \label{lem:transmission-schauder}
416
+ Give a height variation $\phi$ order $3$, lapse variations $u_i,u_o$
417
+ order $2$, and conformal-factor variations $v_i,v_o$ order $2$.
418
+ For frozen coefficients from a state in
419
+ \eqref{eq:transmission-state-range}, the principal equations are
420
+ \begin{equation}
421
+ \mathcal P:\nabla^2\phi
422
+ +\frac\beta N\nabla f\cdot\nabla u_i,\qquad
423
+ \Delta u_i,\quad\Delta u_o,\qquad
424
+ A_i:\nabla^2v_i,\quad A_o:\nabla^2v_o.
425
+ \label{eq:transmission-principal-rows}
426
+ \end{equation}
427
+ Their residual norms are respectively $C^{1,\alpha}$ and
428
+ $C^{0,\alpha}$ for the other four rows. The height trace has
429
+ $C^{3,\alpha}$ norm. The lapse and conformal-factor value residuals
430
+ have $C^{2,\alpha}$ norm, and their current-flux residuals have
431
+ $C^{1,\alpha}$ norm. On a smaller fixed patch, the field norms of
432
+ the indicated orders are bounded by these residual norms and the
433
+ supremum norms of the fields on a larger patch. The constants are
434
+ uniform on compact positive state ranges.
435
+
436
+ At the seam the height/lapse principal conditions are
437
+ \eqref{eq:transmission-frozen-boundary}; the conformal-factor block
438
+ has value continuity and positive conormal matching. At $S$ they
439
+ are Dirichlet for height and Neumann for the other fields; at $S_R$
440
+ they are Dirichlet. The same estimates hold for scalar transmission
441
+ with a fixed positive $C^{2,\alpha}$ value ratio, and while its outer
442
+ normal-derivative coefficient is decreased to zero, the inner
443
+ coefficient being kept strictly positive.
444
+ \end{lemma}
445
+
446
+ \begin{proof}
447
+ It suffices first to work on a flat seam patch. Subtract scalar
448
+ particular solutions of the two lapse Poisson equations, with
449
+ $C^{2,\alpha}$ control, and a $C^{3,\alpha}$ particular solution
450
+ of the height row, including its $C^{3,\alpha}$ boundary trace.
451
+ The height forcing includes the first derivative of the particular
452
+ inner lapse, hence belongs to $C^{1,\alpha}$ as required. Such
453
+ particular solutions can be made on smooth domains having flat face
454
+ portions containing the smaller patch, after extending localized
455
+ data; ordinary scalar Dirichlet estimates give their stated norms.
456
+ We are left with harmonic lapses and the homogeneous height row,
457
+ zero height trace, and residuals
458
+ \begin{equation}
459
+ \partial_tu_i-\partial_tu_o=h_1,
460
+ \qquad u_o-r_0u_i-r_0c\partial_t\phi=h_2,
461
+ \label{eq:transmission-inhomogeneous-seam}
462
+ \end{equation}
463
+ where $h_1\in C^{1,\alpha}$ and $h_2\in C^{2,\alpha}$.
464
+ The reflected sum $U=u_i+u_o^{\rm refl}$ is harmonic with Neumann
465
+ data $h_1$, and has a controlled $C^{2,\alpha}$ norm on a smaller
466
+ patch. Construct $D$ by
467
+ \eqref{eq:transmission-harmonic-primitive} and use its same local
468
+ supremum bound. The two harmonic combinations in
469
+ \eqref{eq:transmission-positive-harmonic-combinations} now have
470
+ Dirichlet datum zero and Neumann datum $U-h_2$, respectively.
471
+ The latter belongs to $C^{2,\alpha}$, so both combinations, and
472
+ therefore $D$, are controlled in $C^{3,\alpha}$. This controls
473
+ both lapses in $C^{2,\alpha}$. Scalar Dirichlet estimates for the
474
+ height row finish the $C^{3,\alpha}$ estimate for $\phi$.
475
+
476
+ For the conformal-factor block, the frozen inner matrix in orthonormal
477
+ face coordinates is a positive multiple of
478
+ $\operatorname{diag}(1,1,d^2)$, and the outer matrix is isotropic.
479
+ Subtract particular solutions, rescale the two normal coordinates,
480
+ and reflect the outer field. The resulting fields are harmonic;
481
+ their difference has the prescribed value datum and a positive
482
+ weighted sum has the prescribed Neumann datum. This gives their
483
+ $C^{2,\alpha}$ bounds. More generally, if the value relation is
484
+ $v_o=r v_i+h$ with $r>0$, and the flux relation after reflection is
485
+ $a\partial_tv_i+b\partial_tv_o^{\rm refl}=k$, then the harmonic
486
+ combinations $v_o^{\rm refl}-rv_i$ and $av_i+bv_o^{\rm refl}$
487
+ have Dirichlet and Neumann data. Their coefficient determinant is
488
+ $a+br>0$. It stays positive if $b$ decreases to zero with $a>0$.
489
+ Variable fixed $C^{2,\alpha}$ ratios are treated by freezing, as in the
490
+ next paragraph. Localization differentiates the value row at most
491
+ twice and the flux row at most once; the constants depend only on
492
+ the corresponding coefficient norms. The ordinary boundary and interior estimates follow
493
+ from the scalar estimates, with the lapse estimated before the
494
+ height row.
495
+
496
+ For fixed regular variable coefficients, localization gives the same
497
+ estimate with lower-order terms. In a sufficiently small chart
498
+ the leading coefficients differ little in supremum norm from their
499
+ frozen values. Apply the constant-coefficient estimate to cutoff
500
+ fields on that chart. In a product such as
501
+ $(a-a_*)D^2v$, the coefficient supremum multiplies the top H\"older
502
+ seminorm and can be absorbed. Its fixed H\"older seminorm multiplies
503
+ the second-derivative supremum, which is bounded by an arbitrarily
504
+ small multiple of the full high norm plus a fixed multiple of the
505
+ field supremum, by interpolation. The same argument applies to
506
+ the order-$1$ height coupling and to the differentiated value
507
+ relation. Cutoff commutators have strictly lower orders. A finite
508
+ cover and interpolation for separated-point H\"older quotients give
509
+ the claimed local or global variable-coefficient estimate. This
510
+ argument requires only fixed coefficient bounds and is uniform
511
+ along compact families of such coefficients.
512
+ \end{proof}
513
+
514
+ We give the nonlinear application of this estimate in detail. Fix
515
+ $0<\alpha'<\alpha<\gamma$, decreasing $\gamma$ in
516
+ Lemma~\ref{lem:seam-holder} if necessary. On a fixed truncation use
517
+ the Banach domain
518
+ \begin{equation}
519
+ X=C^{3,\alpha'}(\overline\Omega_i)_f
520
+ \times C^{2,\alpha'}(\overline\Omega_i)_{N_i,w_i}
521
+ \times C^{2,\alpha'}(\overline\Omega_{o,R})_{N_o,w_o},
522
+ \label{eq:transmission-domain-space}
523
+ \end{equation}
524
+ with the two height Dirichlet values imposed by an affine lift of
525
+ $u_*$, and with the open condition $N_i,N_o,w_i,w_o>0$.
526
+ There are no other conditions built into this domain. The output
527
+ space, denoted $\mathscr Y$, contains the height equation in
528
+ $C^{1,\alpha'}$, the two lapse and two conformal-factor equations
529
+ in $C^{0,\alpha'}$, the seam value residuals and the far Dirichlet
530
+ residuals in $C^{2,\alpha'}$, and the flux residuals at $S$ and
531
+ $\mathcal C$ in $C^{1,\alpha'}$. Height boundary values are not
532
+ additional outputs because they are prescribed in $X$.
533
+
534
+ The quotient in the trace cutoff causes no additional loss. In a
535
+ distance collar $r_S\geq0$ of $S$, with $F=u_*M-f=0$ on $S$,
536
+ \begin{equation}
537
+ \frac{F(z',r_S)}{r_S}
538
+ =\int_0^1\partial_{r_S}F(z',\theta r_S)\,\dd\theta.
539
+ \label{eq:transmission-quotient}
540
+ \end{equation}
541
+ It is consequently an affine bounded map from the height domain
542
+ into $C^{2,\alpha'}$. The same formula controls it in all the
543
+ order-by-order estimates below. Outside this collar its denominator
544
+ is smooth and positive. Products and the finite smooth cutoffs
545
+ therefore define a smooth residual map
546
+ \begin{equation}
547
+ \mathscr F:[0,1]\times X_+\longrightarrow\mathscr Y,
548
+ \label{eq:transmission-nonlinear-map}
549
+ \end{equation}
550
+ where $X_+$ denotes the positive open domain after the height lift.
551
+
552
+ At an exact zero, $w\geq1$. Indeed its equation has nonnegative
553
+ right-hand side, its outer value is $1$, and its natural fluxes
554
+ match with zero inner flux. Testing with $(1-w)^+$ gives the claim.
555
+ Since $\Sigma_+x$ is bounded on its support by the finite state
556
+ range and the cutoff $x<1-\delta/2$, and $P$ has finite strength,
557
+ the forcing in this scalar joined equation is bounded independently
558
+ of the particular zero. Testing with $w-1$ and using the
559
+ Dirichlet Poincar\'e inequality gives an $H^1$ bound for $w-1$ on
560
+ the fixed truncation. Local scalar boundedness and H\"older estimates
561
+ for its measurable uniformly elliptic joined divergence matrix give
562
+ a $C^\gamma$ bound, after reducing $\gamma>0$. Reflection handles
563
+ the homogeneous inner flux. Thus
564
+ \begin{equation}
565
+ \mathscr U=(\dd f,N_i,N_o,w_i,w_o)
566
+ \quad\hbox{is bounded piecewise in }C^\gamma.
567
+ \label{eq:transmission-state-holder-all}
568
+ \end{equation}
569
+
570
+ We now prove an a priori $C^{2,\alpha}$ bound for $\mathscr U$.
571
+ For a smooth zero, differentiate the nondivergence height row once.
572
+ Its highest terms are the height and lapse terms in
573
+ \eqref{eq:transmission-principal-rows}. Expanding the lapse and
574
+ $w$ equations shows that their only highest terms at these column
575
+ orders are their own second derivatives. Every other term involves
576
+ at most two factors of first derivatives of $\mathscr U$, with
577
+ coefficients that are smooth functions of its bounded state and of
578
+ the quotient \eqref{eq:transmission-quotient}. At the seam,
579
+ differentiating the value relation twice tangentially gives
580
+ \begin{equation}
581
+ \partial_a\partial_b(N_o-s_i)
582
+ =\partial_a\partial_b N_o
583
+ -D s_i\,\partial_a\partial_b(N_i,\dd f)
584
+ -D^2s_i\bigl(\partial_a(N_i,\dd f),
585
+ \partial_b(N_i,\dd f)\bigr)
586
+ +\mathcal R_{ab},
587
+ \label{eq:transmission-value-differentiation}
588
+ \end{equation}
589
+ where $\mathcal R_{ab}$ contains only bounded geometry coefficients
590
+ and lower-order derivatives. The leading first differential is
591
+ exactly the principal value relation already used. One derivative
592
+ of a current-flux relation has only the indicated first-order
593
+ principal boundary operators; its other terms are lower at these
594
+ column orders. Formula~\eqref{eq:transmission-quotient} gives the
595
+ same derivative count for every occurrence of $F/d_S$.
596
+
597
+ Here are the interpolation exponents needed for absorption, to make
598
+ the dependence on the prior continuity estimate explicit. Put
599
+ $H=1+\|\mathscr U\|_{C^{2,\alpha}}$ and suppose
600
+ $\|\mathscr U\|_{C^\gamma}\leq C_0$. On fixed slightly enlarged
601
+ patches, H\"older interpolation gives
602
+ \begin{align}
603
+ \|D\mathscr U\,D\mathscr U\|_{C^{0,\alpha}}
604
+ &\leq C H^{\theta_1},
605
+ &\theta_1&=\frac{2+\alpha-2\gamma}{2+\alpha-\gamma}<1,
606
+ \label{eq:transmission-product-interpolation}\\
607
+ \|D^2\mathscr U\|_{C^0}
608
+ &\leq C H^{\theta_2},
609
+ &\theta_2&=\frac{2-\gamma}{2+\alpha-\gamma}<1.
610
+ \label{eq:transmission-sup-interpolation}
611
+ \end{align}
612
+ Terms of still lower order have smaller exponents or admit the usual
613
+ $\eta H+C_\eta$ bound. The first estimate follows by assigning
614
+ one first derivative its supremum norm and the other its
615
+ $C^{0,\alpha}$ norm; their interpolation numerators are
616
+ $1-\gamma$ and $1+\alpha-\gamma$, respectively.
617
+
618
+ Freeze the coefficients in a chart of radius chosen using only
619
+ \eqref{eq:transmission-state-holder-all}. Their oscillations in
620
+ supremum norm are then as small as desired, while their
621
+ $C^\gamma$ norms are bounded. A principal coefficient error
622
+ times a top derivative has $C^{0,\alpha}$ norm bounded by a small
623
+ constant times $H$ plus a constant times $H^{\theta_2}$.
624
+ The same estimate after two tangential derivatives applies to the
625
+ value row in \eqref{eq:transmission-value-differentiation}; its
626
+ quadratic part is controlled by
627
+ \eqref{eq:transmission-product-interpolation}. Apply
628
+ Lemma~\ref{lem:transmission-schauder} to cutoff fields with matched
629
+ cutoff values at a seam. A second, slightly larger cutoff extends
630
+ coefficient differences without losing their small supremum norm.
631
+ Cutoff commutators contain only lower derivatives and have fixed
632
+ patch-dependent bounds. Taking the maximum over a finite cover,
633
+ and using supremum interpolation for H\"older quotients with
634
+ separated points, gives
635
+ \begin{equation}
636
+ H\leq \eta H+C\bigl(1+H^{\theta_1}+H^{\theta_2}
637
+ +H^{\theta_3}\bigr),\qquad
638
+ 0\leq\theta_3<1.
639
+ \label{eq:transmission-global-absorption}
640
+ \end{equation}
641
+ Choose $\eta<1/2$. This bounds $H$. Constants for differentiated
642
+ cutoffs and source functions may depend on the finite parameter
643
+ choices, which is permitted here.
644
+
645
+ We must also justify using smooth-zero estimates for zeros initially
646
+ in \eqref{eq:transmission-domain-space}. The following difference
647
+ quotient argument supplies that justification. Off the seam,
648
+ ordinary scalar bootstrapping applies, estimating lapse and $w$
649
+ first and height next; at $S$ the $w$ conormal condition is its
650
+ ordinary homogeneous Neumann condition because the height gradient
651
+ is normal. Near a seam flatten the face and take a tangential
652
+ difference quotient of the equations. For the value relation use
653
+ the averaged first differential of $s$ between the two states.
654
+ For a fixed zero these coefficients are uniformly
655
+ $C^{2,\alpha'}$ and, on a sufficiently small patch and for
656
+ sufficiently small differences, are supremum-close to the same
657
+ frozen principal coefficients. The difference quotients have
658
+ uniformly bounded one-lower norms from the starting regularity.
659
+ Apply the fixed-coefficient estimate to their cutoffs. Principal
660
+ oscillations times top seminorms are absorbed; top supremum terms
661
+ are interpolated against the known one-lower norm. All
662
+ commutators and differentiated explicit data involve only these
663
+ known orders. This controls one tangential derivative in the same
664
+ column spaces.
665
+
666
+ The normal derivatives are recovered in a definite order. Solve
667
+ the lapse and $w$ equations for their double normal derivatives;
668
+ their strictly positive normal coefficients permit division.
669
+ Then solve the height row for its double normal derivative, using
670
+ the newly controlled lapse derivatives. Other second derivative
671
+ terms have at least one tangential index, which is already
672
+ controlled. Iterating proves smoothness. More explicitly, if
673
+ orders $m+3,\alpha'$ for height and $m+2,\alpha'$ for the other
674
+ fields are known, apply the same estimate to a tangential
675
+ difference quotient of $m$ tangential derivatives. In the height
676
+ row, including its one residual derivative, every distributed
677
+ coefficient term other than the principal row on the increments
678
+ uses at most $m+2,\alpha'$ derivatives of $\mathscr U$.
679
+ The other interior rows start with at most one derivative of
680
+ $\mathscr U$ outside their own principal terms. In the value row
681
+ the only new-order term is its first state differential on the
682
+ increment. Thus the same argument gives the next derivatives with
683
+ the largest number of tangential indices. Recover the others with
684
+ successively fewer tangential indices by the lapse and $w$
685
+ equations first, then the height equation. These identities hold
686
+ on the open side and extend continuously to the face. The quotient
687
+ near $S$ obeys \eqref{eq:transmission-quotient} at every step.
688
+
689
+ Consequently every zero of \eqref{eq:transmission-nonlinear-map}
690
+ is smooth, and \eqref{eq:transmission-global-absorption} bounds it
691
+ at the stronger exponent $\alpha$. On a fixed truncation the
692
+ positive zero set over $0\leq u_*\leq1$ is compact in $X$:
693
+ the stronger H\"older bounds give precompactness, the residual map
694
+ is continuous, and the uniform positive floors for $N$ and $w$
695
+ keep limits in $X_+$.
696
+
697
+ \subsection{Fredholm index and continuation}
698
+
699
+ \begin{lemma}[Index zero for the linearized transmission problem]
700
+ \label{lem:transmission-fredholm}
701
+ The field derivative $D_X\mathscr F$ at each zero of
702
+ \eqref{eq:transmission-nonlinear-map} is Fredholm of index zero
703
+ between \eqref{eq:transmission-domain-space} and its specified
704
+ residual space. Independently, the scalar density and adjoint
705
+ problems with smooth base metrics, fixed $C^{1,\alpha'}$ drift,
706
+ a fixed positive $C^{2,\alpha'}$ value ratio, natural flux matching,
707
+ inner Neumann and outer Dirichlet data are
708
+ Fredholm of index zero. Their estimates may depend on derivatives
709
+ of the fixed ratio.
710
+ \end{lemma}
711
+
712
+ \begin{proof}
713
+ Discard compact lower-order terms in the linearization. This is
714
+ legitimate with the column orders used above. For example, a
715
+ variation of the trace target in the expanded lapse row contains
716
+ at most two derivatives of the height variation or one of the
717
+ other variations, and therefore maps compactly to its
718
+ $C^{0,\alpha'}$ residual. Variations of $F/d_S$ lose one height
719
+ derivative by \eqref{eq:transmission-quotient}, which still leaves
720
+ this compactness. In contrast, the first differential of
721
+ $N_o-s(N_i,\dd f)$ in the $C^{2,\alpha'}$ seam residual is
722
+ principal and is retained. The principal height coupling to a
723
+ lapse derivative in its $C^{1,\alpha'}$ residual is also retained.
724
+
725
+ In this principal operator scale the background $\dd f$ continuously
726
+ to zero and recompute $q,\mathcal P,\beta,s,A$, the height coupling,
727
+ and the value-differential coefficients from that scaled background.
728
+ This scales coefficient fields, not the variations. In particular
729
+ $ck=q-1$ in \eqref{eq:transmission-frozen-relations} holds all
730
+ along the path. The states remain in a fixed positive ellipticity
731
+ range. The local estimates of
732
+ Lemma~\ref{lem:transmission-schauder}, followed by localization,
733
+ give along this path
734
+ \begin{equation}
735
+ \|v\|_X\leq C\bigl(\|L_\lambda v\|_{\mathscr Y}
736
+ +\|v\|_0\bigr),
737
+ \label{eq:transmission-linear-apriori}
738
+ \end{equation}
739
+ where $\|v\|_0$ is a sum of field supremum norms and $C$ is
740
+ uniform in the path parameter $\lambda$.
741
+
742
+ At zero background gradient the height decouples, and the lapse
743
+ and $w$ blocks have scalar value and positive conormal transmission.
744
+ Decrease each outer derivative coefficient in its flux relation to
745
+ zero, leaving the inner coefficient positive. The determinant
746
+ $a+br$ in the proof of
747
+ Lemma~\ref{lem:transmission-schauder} stays positive, so
748
+ \eqref{eq:transmission-linear-apriori} remains valid. At the
749
+ endpoint each scalar block is triangular: solve the inner Neumann
750
+ problem, then the outer Dirichlet problem with the trace prescribed
751
+ from the inner solution. On each connected inner component the
752
+ scalar Neumann problem has equal kernel and compatibility-cokernel
753
+ dimensions, both one; the outer Dirichlet and height Dirichlet
754
+ problems have index zero. Dividing by positive scalar principal
755
+ factors and discarding connection terms reduces this assertion to
756
+ ordinary Poisson theory. Thus the endpoint index is zero.
757
+
758
+ We justify index propagation using only
759
+ \eqref{eq:transmission-linear-apriori}. A sufficiently fine fixed
760
+ finite grid of field evaluations defines
761
+ $\mathfrak p:X\to\R^l$ with
762
+ $\|v\|_0\leq\eta\|v\|_X+C_\eta|\mathfrak p v|$.
763
+ Choose $\eta$ small in \eqref{eq:transmission-linear-apriori}.
764
+ The augmented operators
765
+ \begin{equation}
766
+ \mathfrak A_\lambda=(L_\lambda,\mathfrak p):
767
+ X\longrightarrow\mathscr Y\times\R^l
768
+ \quad\hbox{satisfy}\quad
769
+ \|v\|_X\leq C\|\mathfrak A_\lambda v\|.
770
+ \label{eq:transmission-augmented-bound}
771
+ \end{equation}
772
+ They are injective with closed range. At an index-zero Fredholm
773
+ parameter their range has codimension $l$. If parameters
774
+ $\lambda_j$ of this kind tend to $\lambda$, and the limit range
775
+ had codimension at least $l+1$, choose an $(l+1)$-dimensional
776
+ subspace $Z_0$ disjoint from that range. At each $\lambda_j$
777
+ there is a unit vector $z_j\in Z_0\cap\operatorname{ran}
778
+ \mathfrak A_{\lambda_j}$. Its preimages $v_j$ are bounded by
779
+ \eqref{eq:transmission-augmented-bound}. A subsequence of $z_j$
780
+ converges in the finite-dimensional space to a unit vector $z$,
781
+ and operator-norm continuity gives
782
+ $\mathfrak A_\lambda v_j\to z$. Closedness of the limit range
783
+ is a contradiction. Its codimension is therefore finite.
784
+
785
+ The kernel of $L_\lambda$ is finite dimensional because
786
+ $\mathfrak p$ is injective on it. Its range is closed and has
787
+ finite codimension: add the finite-dimensional factor
788
+ $\{0\}\times\R^l$ to the closed finite-codimensional augmented
789
+ range, and then quotient by that factor. This sum is closed, and
790
+ the resulting quotient is exactly $\operatorname{ran}L_\lambda$.
791
+ Thus $L_\lambda$ is Fredholm also at the limit. Openness and local
792
+ constancy of the Fredholm index, together with this closedness
793
+ argument starting from the endpoint, propagate index zero along
794
+ the whole path. Restoring compact lower-order terms does not
795
+ change it.
796
+
797
+ For the independent scalar density problem take the fixed positive
798
+ $C^{2,\alpha'}$ ratio and fixed $C^{1,\alpha'}$ drift as coefficients.
799
+ Its local
800
+ principal boundary estimate is the scalar positive-ratio estimate
801
+ already proved, and its lower-order drift is compact at the scalar
802
+ column order two. Localization uses only the stated coefficient
803
+ norms, so no approximation in a H\"older norm is needed.
804
+ The same outer-flux deformation and augmentation
805
+ argument applies without reference to a nonlinear zero or to an
806
+ a priori estimate for such zeros. For its adjoint the value ratio
807
+ and positive derivative weight exchange their roles; the same
808
+ scalar combinations apply. This proves both independent index
809
+ assertions.
810
+ \end{proof}
811
+
812
+ We now complete existence on a fixed truncation. At $u_*=0$ the
813
+ height is identically zero. Indeed its Dirichlet values are zero,
814
+ its trace target is zero, and testing its divergence equation by
815
+ $f$ gives $\int p\cdot\dd f=0$. All scaled sources vanish and
816
+ $s_i=N_i$, so the lapse solves the scalar harmonic transmission
817
+ problem with ordinary value and normal-derivative matching, inner
818
+ flux $-b_*$ in the $n$ direction, and far value $1$. The weak
819
+ form on the joined manifold is coercive after subtracting the
820
+ outer boundary value. Equivalently its index is zero by
821
+ Lemma~\ref{lem:transmission-fredholm} and its homogeneous kernel
822
+ is zero by energy testing. It therefore has a unique solution.
823
+ Comparison with $1$, using the outward inner flux $+b_*$, gives
824
+ $N\geq1$. Scalar transmission regularity makes it piecewise
825
+ smooth. The remaining equation is
826
+ $\divg(N^2\dd w)=0$ with matching value and flux, inner zero
827
+ flux, and far value $1$; hence $w=1$.
828
+
829
+ This initial zero is nondegenerate. Its homogeneous linearization
830
+ is triangular: first
831
+ $\divg(N^2\dd\dot f)=0$ with zero height traces, then the
832
+ ordinary harmonic lapse transmission problem with homogeneous
833
+ boundary data, then the homogeneous $w$ divergence problem with
834
+ zero far value. Energy testing makes each variation zero.
835
+ Terms differentiating the source cutoffs carry $u_*$ or vanish
836
+ because $\ell=0$; constitutive-coefficient variations in these
837
+ rows multiply $\dd f=0$ or $\dd w=0$. Index zero now implies
838
+ invertibility of the full field derivative.
839
+
840
+ We supply the finite-dimensional continuation argument so that no
841
+ orientation or uniqueness assumption at the target parameter is
842
+ implicit. Let $\mathcal K$ be the compact set of positive zeros
843
+ of \eqref{eq:transmission-nonlinear-map} over $[0,1]$. By the
844
+ Fredholm assertion, a finite-dimensional subspace
845
+ $\mathfrak Z\subset\mathscr Y$ can be chosen so that
846
+ \begin{equation}
847
+ D_X\mathscr F(X)+\mathfrak Z=\mathscr Y
848
+ \label{eq:transmission-cokernel-span}
849
+ \end{equation}
850
+ at every point of $\mathcal K$: choose local cokernel complements
851
+ and use a finite cover. Surjectivity persists on a neighborhood
852
+ $\mathcal O$ of $\mathcal K$. If $Q$ is the quotient map to
853
+ $\mathscr Y/\mathfrak Z$, then
854
+ \begin{equation}
855
+ \mathcal M=\{(u_*,v)\in\mathcal O:
856
+ Q\mathscr F(u_*,v)=0\}
857
+ \label{eq:transmission-reduction-manifold}
858
+ \end{equation}
859
+ is a smooth finite-dimensional manifold of dimension
860
+ $\dim\mathfrak Z+1$. The field derivative of $Q\mathscr F$
861
+ is onto, so the parameter projection on $\mathcal M$ is a
862
+ submersion. Its only endpoint faces are therefore $u_*=0$ and
863
+ $u_*=1$. Choose a relatively open neighborhood $\mathcal U$ of
864
+ $\mathcal K$ in $\mathcal M$ with compact closure contained in
865
+ $\mathcal O$ and with relative boundary disjoint from the zero
866
+ set. This is possible in the finite-dimensional locally compact
867
+ manifold. The norm of $\mathscr F$ has a positive minimum on
868
+ that relative boundary.
869
+
870
+ Apply Sard's theorem simultaneously to $\mathscr F|_{\mathcal M}$,
871
+ which takes values in $\mathfrak Z$, and its two endpoint faces.
872
+ For a sufficiently small common regular value
873
+ $z\in\mathfrak Z$, its preimage in $\mathcal U$ is a compact
874
+ one-manifold whose boundary lies only on the endpoint faces.
875
+ The implicit function theorem at the unique nondegenerate initial
876
+ zero gives exactly one point on the $u_*=0$ face. Compactness of
877
+ $\overline{\mathcal U}$ excludes other points on that face for
878
+ small $z$: a sequence of such extra points would limit to an
879
+ additional zero, or to the initial zero in its uniqueness
880
+ neighborhood. A compact one-manifold has an even number of
881
+ boundary points. Consequently the $u_*=1$ face is nonempty.
882
+ Let a sequence of these regular values tend to zero and use
883
+ compactness of $\overline{\mathcal U}$ once more. Its limiting
884
+ point is an exact positive zero at $u_*=1$. This proves the
885
+ finite-truncation assertion of
886
+ Proposition~\ref{prop:transmission-existence}.
887
+
888
+ \subsection{Removal of the outer truncation}
889
+
890
+ Keep every internal parameter fixed and let $R\to\infty$ through
891
+ the solutions just obtained. The lapse, slope, and low-order seam
892
+ bounds are locally uniform by
893
+ \eqref{eq:compact-bounds} and Lemma~\ref{lem:seam-holder}. We
894
+ explain why the local upper bound for $w$ is also independent of
895
+ $R$, since the fixed-truncation energy bound alone does not imply
896
+ this assertion.
897
+
898
+ Choose a fixed sphere $\mathcal S$ outside all source supports.
899
+ On its exterior both $N_o$ and $x=N_ow$ are harmonic. For $x$
900
+ this follows directly from the two equations:
901
+ \begin{equation}
902
+ N_o\Delta_{g_o}(N_ow)=-P,
903
+ \label{eq:transmission-exterior-x}
904
+ \end{equation}
905
+ so the conclusion holds wherever $P=0$, in particular beyond
906
+ $\mathcal S$. Both fields have value $1$ at the truncating
907
+ boundary. Positive radial superharmonic barriers on the AF end
908
+ of weight $|x'|^{-\beta}$, with any fixed $0<\beta<1$, bound
909
+ their deviations from $1$ by their bounded values at
910
+ $\mathcal S$ times such a weight. Their construction uses
911
+ $\Delta_{g_o}|x'|^{-\beta}
912
+ =\beta(\beta-1)|x'|^{-\beta-2}
913
+ +O(|x'|^{-\beta-3})<0$ at large radius; enlarge $\mathcal S$
914
+ if necessary. At a finite outer edge the zero deviation is
915
+ consistent with the positive barrier.
916
+
917
+ Suppose the supremum of $w$ on the fixed region inside
918
+ $\mathcal S$ were unbounded, and divide by this supremum $H_j$.
919
+ Exterior harmonic comparison for $x$, together with the global
920
+ positive floor for $N_o$, bounds the normalized $w$ everywhere
921
+ and gives a decay bound $C|x'|^{-\beta}$ for any subsequential
922
+ limit. On compact sets its scalar forcing divided by $H_j$
923
+ tends to zero: $\Sigma_+x$ is bounded by its cutoff and the
924
+ finite state bounds, and $P$ has fixed finite strength. The
925
+ coefficient matrices converge locally along a subsequence by the
926
+ H\"older estimates for $N$ and $\dd f$. Scalar local
927
+ boundedness, H\"older compactness and weak energy estimates
928
+ then give a nonnegative limit $w_\infty$, with a nonzero
929
+ maximum on the fixed compact region, satisfying
930
+ \begin{equation}
931
+ -\divg(A_\infty\dd w_\infty)=0,
932
+ \qquad [w_\infty]_{\mathcal C}=0,
933
+ \qquad [(A_\infty\dd w_\infty)_n]_{\mathcal C}=0,
934
+ \qquad (A_\infty\dd w_\infty)_n|_S=0.
935
+ \label{eq:transmission-normalized-w-limit}
936
+ \end{equation}
937
+ It tends to zero at infinity. This is impossible: on arbitrarily
938
+ large compact joined domains, the weak maximum principle with
939
+ natural inner flux bounds it by the supremum on the distant
940
+ Dirichlet sphere, and that supremum tends to zero. This argument
941
+ uses only the scalar joined divergence form and remains valid for
942
+ the limiting piecewise coefficients. The contradiction proves
943
+ the required compact upper bound for $w$.
944
+
945
+ Without normalization the same exterior barriers show that every
946
+ limit has $N_o,x\to1$, and hence $w\to1$. They also give
947
+ derivative estimates of every fixed order on annuli after scaling,
948
+ by ordinary scalar harmonic estimates for the fixed smooth AF
949
+ metric. On the compact region containing the sources, the
950
+ H\"older estimates and the absorption argument above are uniform
951
+ in $R$: take an auxiliary fixed surrounding annulus, whose
952
+ derivatives are already bounded by these harmonic estimates, and
953
+ use the finite cover of compact patches inside it. A diagonal
954
+ subsequence therefore converges in every fixed smooth norm on
955
+ each closed side on compact sets. Its positive floors and its
956
+ boundary and transmission conditions persist. This proves the
957
+ outer-limit assertion and completes
958
+ Proposition~\ref{prop:transmission-existence}.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/09-scalar-error.tex ADDED
@@ -0,0 +1,1015 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Scalar errors, smoothing, and free enclosures}
2
+ \label{sec:scalar-error}
3
+
4
+ Fix the compact data and the scalar-flat attachment of
5
+ Proposition~\ref{prop:af-attachment}. All solutions in this section are
6
+ the actual solutions, with homotopy parameter equal to one, of
7
+ Proposition~\ref{prop:compact-solutions}. In particular, the notation
8
+ \(N_i,N_o,f,s,w,x,W,T,\ell,\Sigma_\pm,P\) has the meaning given in
9
+ Section~\ref{sec:compact-construction}. Constants can depend on the fixed
10
+ compact data, the positive numbers \(b_*,\delta_0\), the chosen exterior
11
+ collar, and the fixed value of \(L\). They are independent of \(M\), of
12
+ the sufficiently small subsequent lapse cutoff, and of the sufficiently
13
+ large finite penalty strengths, unless stated otherwise. None of the
14
+ arguments in this section restricts the topology of the compact part.
15
+
16
+ We first state the output needed in the final comparison. The capped
17
+ manifold in this statement is auxiliary; no extension of the original
18
+ initial data across its boundary is asserted.
19
+
20
+ \begin{proposition}[Smooth AF comparison and two enclosures]
21
+ \label{prop:af-comparison}
22
+ Let \((\Omega_i,g,K)\) and \((\Omega_o,g_o)\) be the fixed inner data
23
+ and attachment of Proposition~\ref{prop:af-attachment}, with attachment
24
+ mass \(m_o\). Given \(0<\delta<1\) and positive tolerances
25
+ \(\eta_m,\eta_v,\eta_g\), the parameters of
26
+ Proposition~\ref{prop:compact-solutions} can be chosen so that there is
27
+ a smooth complete connected one-ended AF manifold \((X,h')\), a fixed
28
+ topological cap set \(O\) with \(\partial O=S\), and precompact smooth
29
+ open sets \(E_0,E\) containing \(O\) in their interiors, with the
30
+ following properties.
31
+ \begin{enumerate}[label=\textup{(\roman*)}]
32
+ \item The boundaries of \(E_0\) and \(E\) are compact embedded minimal
33
+ surfaces. Both sets are outward minimizing, their open exteriors are
34
+ connected, and
35
+ \begin{equation}
36
+ \Per_{h'}(E_0)\le \Per_{h'}(E).
37
+ \label{eq:unsafe-two-perimeters}
38
+ \end{equation}
39
+ The set \(E_0\) is a largest perimeter minimizing enclosure of \(O\)
40
+ alone, is strictly outward minimizing, and every component of \(E_0\)
41
+ meets \(O\).
42
+ \item On the original side of the caps,
43
+ \begin{equation}
44
+ \Scal_{h'}\ge-2,\qquad
45
+ \Scal_{h'}\ge0\quad\hbox{on }X\setminus E,\qquad
46
+ m_{h'}\le m_o+\eta_m .
47
+ \label{eq:unsafe-comparison-output}
48
+ \end{equation}
49
+ In particular the closed exterior of \(E\) is smooth and complete,
50
+ has exactly one AF end, and has outer minimizing minimal boundary.
51
+ For any fixed \(1/2<\beta<1\), its end has metric decay
52
+ \(O_2(|x'|^{-\beta})\) and scalar decay
53
+ \(O(|x'|^{-2-2\beta})\).
54
+ \item Identify the two original base pieces with their images in
55
+ \(X\setminus\operatorname{int}O\), smoothly on each closed side of
56
+ the seam, and let \(g_{\rm base}\) denote their respective metrics
57
+ \(g,g_o\). For the piecewise graph metric
58
+ \(h=x\bar g\), where \(\bar g=g+s^2\dd f^2\) inside and
59
+ \(\bar g=g_o\) outside, one has
60
+ \begin{equation}
61
+ (1-\eta_g)h\le h'\le(1+\eta_g)h,\qquad
62
+ \bar g\ge g_{\rm base},\qquad
63
+ \dd V_{\bar g}=W\,\dd V_{\rm base},
64
+ \label{eq:unsafe-metric-output}
65
+ \end{equation}
66
+ after decreasing \(\eta_g\) below one if necessary, and
67
+ \begin{equation}
68
+ \int_{\{x<1-\delta\}}W\,\dd V_{\rm base}<\eta_v.
69
+ \label{eq:unsafe-bad-volume-output}
70
+ \end{equation}
71
+ The scalar lower bound and the topology of \(X\setminus
72
+ \operatorname{int}O\) are independent of the large parameters.
73
+ \end{enumerate}
74
+ The order of choice is the following: choose \(b_*,\delta_0\) for the
75
+ mass tolerance, then \(\delta\), the thin exterior omitted collar and
76
+ \(L\) for the volume tolerance, then \(M\), then the lapse cutoff and
77
+ the finite penalty strengths. The corner smoothing is chosen last,
78
+ separately for each resulting fixed solution. In the enclosure
79
+ construction a large fixed scaled ball radius is chosen before \(M\).
80
+ \end{proposition}
81
+
82
+ We prove the proposition in several steps. Throughout, a closed unsafe
83
+ set is used, so excluding it from the new exterior also excludes limits
84
+ of the regions in which the scalar sign is uncertain.
85
+
86
+ \subsection{Uniform geometry at unsafe points}
87
+
88
+ Define \(\mathcal U_M\subset\overline\Omega_i\) by the closed
89
+ versions of the four trace-cutoff inequalities in
90
+ \eqref{eq:compact-trace-cutoff}, together with \(N_i\ge\delta_0\).
91
+ The quotient at \(S\) has the continuous interpretation specified
92
+ there. This is a compact set for each fixed solution. The scalar
93
+ identity \eqref{eq:compact-scalar} and the definition of \(\Sigma_-\)
94
+ show that
95
+ \begin{equation}
96
+ \Scal_h\ge0\quad\hbox{off }\mathcal U_M
97
+ \quad\hbox{on each smooth side of the seam}.
98
+ \label{eq:unsafe-scalar-support}
99
+ \end{equation}
100
+ Indeed the only possibly negative term is
101
+ \(-\ell^2(1-\zeta(N_i))\); it vanishes when the trace cutoff is
102
+ inactive or when \(N_i\le\delta_0\).
103
+
104
+ At \(P\in\mathcal U_M\), set
105
+ \begin{equation}
106
+ N_0=N_i(P),\qquad r_P=x(P)^{-1/2}.
107
+ \label{eq:unsafe-scale}
108
+ \end{equation}
109
+ Since \(f(P)\ge9M/10\), \(z(P)\le1/2\), and
110
+ \(w(P)\ge M^{9/10}\),
111
+ \begin{equation}
112
+ x(P)\ge\frac{\sqrt3}{2}\delta_0 M^{9/10},\qquad
113
+ r_P\le C M^{-9/20}.
114
+ \label{eq:unsafe-radius-bound}
115
+ \end{equation}
116
+ The negative term in the scalar identity is bounded independently of
117
+ \(M\), so \eqref{eq:unsafe-scalar-support} also gives
118
+ \(\Scal_h\ge-1\) everywhere on the two smooth pieces for all
119
+ sufficiently large \(M\).
120
+
121
+ \begin{lemma}[Geometry at the unsafe scale]
122
+ \label{lem:unsafe-blowup}
123
+ There is a constant \(C\ge1\) with the following property. For every
124
+ fixed \(R<\infty\), all sufficiently large \(M\), and every
125
+ \(P\in\mathcal U_M\), the base ball of radius \(Rr_P\) about \(P\)
126
+ does not meet the seam. In interior charts, or in charts flattened at
127
+ \(S\) when necessary, whose unit of base length is \(r_P\),
128
+ \begin{equation}
129
+ C^{-1}\Id\le h\le C\Id
130
+ \label{eq:unsafe-uniform-metric}
131
+ \end{equation}
132
+ on the corresponding ball, restricted to the original side of \(S\).
133
+ The same comparison holds after reflection across \(S\). The constant
134
+ \(C\) is independent of \(R\); the required lower bound for \(M\)
135
+ may depend on \(R\). Equivalently, the order of the quantifiers is
136
+ \begin{equation}
137
+ \exists C\ \forall R<\infty\ \exists M_0(R)\
138
+ \forall M\ge M_0(R)\ \forall P\in\mathcal U_M.
139
+ \label{eq:unsafe-quantifiers}
140
+ \end{equation}
141
+ \end{lemma}
142
+
143
+ \begin{proof}
144
+ We first control the normalized lapse without a slope bound.
145
+ Height compactness and a sublevel argument then exclude positive
146
+ limiting heights and a seam at bounded scaled distance.
147
+ Only after this do we use the gradient estimate to obtain the flat
148
+ graph limit. Finally a truncated Harnack argument controls the
149
+ conformal factor with a constant independent of the fixed scaled radius.
150
+
151
+ It is enough to examine an arbitrary sequence \(M\to\infty\) and
152
+ marked centers \(P\in\mathcal U_M\). Write \(r=r_P\). Use smooth
153
+ base charts, with Fermi charts at a boundary, and rescale their lengths
154
+ by \(r\); equivalently use the base metric \(g_r=r^{-2}g\). On each
155
+ fixed scaled compact set the base metrics converge smoothly to the
156
+ Euclidean metric, or to the Euclidean metric on a half-space. The two
157
+ compact boundary faces \(S\) and \(\mathcal C\) have positive base
158
+ separation, so at most one can remain at a bounded scaled distance.
159
+
160
+ \smallskip\noindent\emph{Lapse bounds before slope bounds.}
161
+ We first obtain lapse estimates without using height-gradient bounds.
162
+ Testing the height equation on nested base balls with a cutoff and a
163
+ height function bounded in absolute value by \(M\) gives, in scaled
164
+ volume units,
165
+ \begin{equation}
166
+ \int_{B_H}(W^2-1)\,\dd V_{g_r}
167
+ \le C_H\frac{M}{r}
168
+ \int_{B_{H'}}N_i\,\dd V_{g_r},\qquad H<H'.
169
+ \label{eq:unsafe-local-height-energy}
170
+ \end{equation}
171
+ For a ball reaching a Dirichlet face, subtract its constant boundary
172
+ height before testing; the boundary term then vanishes. To verify the
173
+ estimate, use \(p\cdot\dd f=W^2-1\), \(|p|\le N_i\),
174
+ \(|T|\le C\), and a cutoff derivative of size \(C_H/r\).
175
+ These are also the only estimates required if the ball meets a face.
176
+
177
+ Put \(U=N_i/N_0\), and let \(A_{H'}\) be a supremum of this
178
+ normalized lapse on a larger fixed scaled patch. The scalar forcing
179
+ in its rescaled equation obeys
180
+ \begin{align}
181
+ \left\|\frac{r^2}{N_0}(\Sigma_++\Sigma_-)\right\|_{L^2(B_H,g_r)}
182
+ &\le C_H\left(r^2+
183
+ M^{1/2}r^{3/2}N_0^{-1/2}A_{H'}^{1/2}\right) \\
184
+ &\le C_H\left(r^2+M^{-7/40}A_{H'}^{1/2}\right).
185
+ \label{eq:unsafe-scaled-source}
186
+ \end{align}
187
+ Here \(\Sigma_+\le LW\), \(|\Sigma_-|\le C\delta_0\),
188
+ \(N_0\ge\delta_0\), and \eqref{eq:unsafe-local-height-energy} were
189
+ used. The divergence drift has size \(O(r)\). The natural flux
190
+ error at \(S\) has size \(O(rb_*/N_0)\); a bounded extension of the
191
+ normal datum incorporates it in the divergence forcing.
192
+
193
+ If no seam is present on the patch, the inhomogeneous Harnack estimate
194
+ for \(U\), including natural-flux reflection at \(S\), bounds the
195
+ smaller supremum by a constant times its infimum plus the right side
196
+ of \eqref{eq:unsafe-scaled-source}. Choose the smaller patch to
197
+ contain the center, or use a boundary-foot ball containing it, so that
198
+ the infimum is at most \(U(P)=1\). Thus, on finitely many nested
199
+ patches,
200
+ \begin{equation}
201
+ A_H\le C_H\left(1+r^2+M^{-7/40}A_{H'}^{1/2}\right).
202
+ \label{eq:unsafe-nonseam-iteration}
203
+ \end{equation}
204
+ The crude bound \(N_i\le C(L)M\) gives \(A_{H'}=O(M)\).
205
+ The exponent of \(M\) improves by
206
+ \(a\mapsto\max(0,a/2-7/40)\). Two applications give
207
+ \(1\mapsto13/40\mapsto0\). We have therefore obtained local
208
+ boundedness by a finite iteration, before asserting that the forcing
209
+ tends to zero.
210
+
211
+ There is a slightly different normalization argument if the seam has
212
+ bounded scaled distance. Reflect the exterior lapse into the inner
213
+ side in the two base Fermi collars, and set
214
+ \(V=U+N_o^{\rm refl}/N_0\). Use the inner density-cometric matrix
215
+ for the summed equation. The common induced metric implies that the
216
+ two matrices differ by \(O(r|t|)\) at scaled distance \(|t|\) from
217
+ the face. Positivity and the interior gradient estimate for the
218
+ harmonic exterior lapse on balls of radius comparable to \(|t|\)
219
+ give
220
+ \begin{equation}
221
+ |(a_i-a_o^{\rm refl})\nabla(N_o^{\rm refl}/N_0)|
222
+ \le Cr(N_o^{\rm refl}/N_0).
223
+ \label{eq:unsafe-seam-drift}
224
+ \end{equation}
225
+ The exterior is harmonic on the fixed omitted collar, which contains
226
+ every such scaled patch for large \(M\). The inner drift obeys the
227
+ same bound with \(U\). Consequently the total correction is a
228
+ bounded divergence drift of size \(Cr\) times \(V\), with zero
229
+ natural flux at the face, and the scalar forcing is still bounded by
230
+ \eqref{eq:unsafe-scaled-source} with a larger supremum of \(V\).
231
+
232
+ The infimum in Harnack for \(V\) must be anchored to the inner
233
+ center value. Here is that step explicitly. Let \(m\) be the
234
+ infimum of \(V\) on a fixed smaller half-patch containing the
235
+ center and a central disk in the face. On the face,
236
+ \(N_o=dN_i\), \(0<d\le1\), whence \(U\ge m/2\).
237
+ Choose a fixed smooth half-domain with that flat disk in its boundary
238
+ and containing the center. The harmonic measure of a smaller disk
239
+ at the center is bounded below by a fixed positive number; this
240
+ remains true as the center approaches that disk. Write \(U=H+e\),
241
+ where \(H\) is the harmonic replacement with the same boundary
242
+ values. The zero-Dirichlet estimate for \(e\), using divergence
243
+ forcing in \(L^p\), \(3<p<6\), and scalar forcing in \(L^2\),
244
+ gives
245
+ \begin{equation}
246
+ \|e\|_\infty\le
247
+ C_H\left(rA_{H'}+r^2+M^{-7/40}A_{H'}^{1/2}\right).
248
+ \label{eq:unsafe-replacement-error}
249
+ \end{equation}
250
+ The remaining boundary values of \(H\) are nonnegative, and
251
+ \(U(P)=1\). Harmonic measure therefore bounds \(m\) by a
252
+ constant times one plus this error. Combining this with the Harnack
253
+ estimate for the reflected sum yields
254
+ \begin{equation}
255
+ A_H\le C_H\left(1+rA_{H'}+r^2+
256
+ M^{-7/40}A_{H'}^{1/2}\right).
257
+ \label{eq:unsafe-seam-iteration}
258
+ \end{equation}
259
+ Starting again from \(O(M)\), the exponent improves by
260
+ \(a\mapsto\max(0,a-9/20,a/2-7/40)\). Three nested applications
261
+ give \(1\mapsto11/20\mapsto1/10\mapsto0\). Thus the sum is
262
+ locally bounded. This argument uses no derivative of the seam trace
263
+ ratio and no separate trace compactness for either lapse.
264
+
265
+ The forcing in \eqref{eq:unsafe-scaled-source} now tends to zero.
266
+ Local Laplace estimates give \(W^{1,p}\) bounds, \(p>3\), and
267
+ H\"older compactness, including reflected natural boundary estimates
268
+ when appropriate. Without a seam, every subsequential limit is a
269
+ positive harmonic function on all of \(\R^3\), or on a half-space
270
+ with zero Neumann data. Positive harmonic Liouville, after reflection
271
+ in the latter case, and the center normalization show that the limit
272
+ is one. At a seam the reflected sum has instead a positive constant
273
+ limit. Its constant is positive because it is at least the inner
274
+ center value. Its trace lower bound, the relation \(U\ge V/2\)
275
+ on the face, and harmonic replacement with the error
276
+ \eqref{eq:unsafe-replacement-error} tending to zero give a positive
277
+ lower bound for the inner lapse up to the face. On compact open
278
+ inner sets it converges, in a smaller H\"older exponent, to a smooth
279
+ positive harmonic function. These conclusions hold on every fixed
280
+ patch by diagonal extraction. In particular both upper and positive
281
+ lower lapse bounds are now available in every case.
282
+
283
+ \smallskip\noindent\emph{Height compactness.}
284
+ We turn to the height, setting
285
+ \begin{equation}
286
+ \mathcal F=\frac{N_0(M-f)}{r},\qquad
287
+ \mathcal U=\frac{N_i}{N_0},\qquad \widetilde s=\frac{s}{N_0}.
288
+ \label{eq:unsafe-normalized-height}
289
+ \end{equation}
290
+ It is nonnegative and \(\mathcal F(P)\le M^{-1}\) by the closed
291
+ cutoff inequality. Its flux in the metric \(g_r\) is
292
+ \begin{equation}
293
+ \mathfrak p=\widetilde s^2\nabla_{g_r}\mathcal F
294
+ =-\frac r{N_0}p,\qquad
295
+ \divg_{g_r}\mathfrak p=-rT\mathcal U=o(1).
296
+ \label{eq:unsafe-height-equation}
297
+ \end{equation}
298
+ The constitutive rule is unchanged:
299
+ \(\widetilde s^2+|\mathfrak p|_{g_r}^2=\mathcal U^2\).
300
+ If \(\mathcal U\) is frozen at its actual value, the flux is
301
+ strictly monotone in its gradient argument \(\xi\), and the positive
302
+ upper and lower lapse bounds give
303
+ \begin{equation}
304
+ \langle\mathfrak p(\xi),\xi\rangle
305
+ \ge c\min(|\xi|^2,|\xi|),\qquad
306
+ |\mathfrak p(\xi)|^2
307
+ \le C\langle\mathfrak p(\xi),\xi\rangle.
308
+ \label{eq:unsafe-flux-coercivity}
309
+ \end{equation}
310
+ For example, in an orthonormal frame
311
+ \(\mathfrak p(\xi)=a\xi\), where
312
+ \(a+a^2|\xi|^2=\mathcal U^2\); these assertions follow directly
313
+ by differentiation and by considering \(|\xi|\le1\) and
314
+ \(|\xi|\ge1\).
315
+
316
+ We require a compactness argument for possibly very steep graphs.
317
+ In the product of a scaled base chart with a height line, the bounded
318
+ vector field \((-\mathfrak p,1)\) has bounded divergence and its
319
+ pairing with the upward unit graph normal is bounded below by a
320
+ positive constant, by \eqref{eq:unsafe-flux-coercivity}. Gauss--Green
321
+ applied to the subgraph and supergraph in product balls gives, for
322
+ either side's volume function \(V(a)\), an upper bound
323
+ \(C(V'(a)+V(a))\) for the graph perimeter in that ball. It also
324
+ gives local perimeter bounds by using fixed surrounding balls.
325
+ The four-dimensional isoperimetric inequality, at sufficiently small
326
+ radii to absorb the volume term, yields
327
+ \(V'(a)\ge cV(a)^{3/4}\). Thus at every interior graph point both
328
+ sides have volume at least \(ca^4\). These constants are uniform
329
+ on each of the fixed patches under consideration.
330
+
331
+ At \(S\), \(\mathcal F=0\). For product balls at heights bounded
332
+ away above zero, extend the subgraph as the empty set across the
333
+ face. There is no new face perimeter, because its trace is empty
334
+ there. The same subgraph density estimate is therefore valid even
335
+ when the ball reaches \(S\). BV compactness on open inner product
336
+ patches and vertical nesting now give a subsequence such that all
337
+ bounded height truncations converge in local measure to those of an
338
+ extended measurable function \(\mathcal F_\infty\ge0\), whose
339
+ value is allowed initially to be \(+\infty\).
340
+
341
+ We next prove that a nonzero limiting height forces a positive lower
342
+ bound. On a ball \(B_H\) contained in the inner side, test
343
+ \eqref{eq:unsafe-height-equation} with
344
+ \(\chi^2(k-\mathcal F)^+\), where \(\chi=1\) on \(B_h\).
345
+ By \eqref{eq:unsafe-flux-coercivity} and Young's inequality,
346
+ \begin{equation}
347
+ \int_{B_h}\min(|\dd(k-\mathcal F)^+|^2,
348
+ |\dd(k-\mathcal F)^+|)
349
+ \le C\left(\frac{k^2}{(H-h)^2}+\varepsilon_M k\right)
350
+ |\{\mathcal F<k\}\cap B_H|,
351
+ \label{eq:unsafe-sublevel-energy}
352
+ \end{equation}
353
+ where \(\varepsilon_M\to0\) on the fixed patch. The same test is
354
+ allowed on a half-patch with extension by zero across a Dirichlet
355
+ face whose height exceeds \(k\). On the portion with derivative at
356
+ most one, use Cauchy--Schwarz; on its complement use the linear part
357
+ of the energy. The \(W^{1,1}\) Sobolev inequality for an
358
+ intermediate cutoff then gives, for \(0<l<k\),
359
+ \begin{equation}
360
+ (k-l)|\{\mathcal F<l\}\cap B_h|^{2/3}
361
+ \le C\left(\frac{k}{H-h}+
362
+ \frac{k^2}{(H-h)^2}+o(1)\right)
363
+ |\{\mathcal F<k\}\cap B_H|.
364
+ \label{eq:unsafe-sublevel-sobolev}
365
+ \end{equation}
366
+ The error here includes \((\varepsilon_M k)^{1/2}\) and
367
+ \(\varepsilon_M k\), which tend to zero for fixed levels.
368
+
369
+ For completeness, take radii decreasing from \(H\) to \(H/2\)
370
+ and levels decreasing from \(k\) to \(k/2\) geometrically. First
371
+ take \(M\) sufficiently large at the fixed \(H,k\) to absorb the
372
+ forcing into the first cutoff term. This also absorbs it at every
373
+ later step, since the level remains at least \(k/2\) and the cutoff
374
+ derivatives only increase. After dividing volumes by \(H^3\),
375
+ \eqref{eq:unsafe-sublevel-sobolev} has the form
376
+ \begin{equation}
377
+ v_{j+1}^{2/3}\le C^{j+1}(1+k/H)v_j.
378
+ \label{eq:unsafe-sublevel-iteration}
379
+ \end{equation}
380
+ For \(0<k\le H\), a sufficiently small initial fraction, with a
381
+ threshold independent of \(k/H\), therefore forces \(v_j\to0\).
382
+ If \(\mathcal F_\infty\) is not zero almost everywhere, choose
383
+ a density ball of one of its positive superlevel sets and then a
384
+ small fixed \(k>0\). Convergence of truncations supplies that
385
+ small initial fraction. Consequently \(\mathcal F\ge k/2\)
386
+ on a smaller open inner ball for all sufficiently large indices.
387
+
388
+ This lower bound propagates to compact subsets of the connected
389
+ limiting inner domain. To justify propagation for the capped flux,
390
+ choose a fixed smooth connecting subdomain with a small nonnegative
391
+ Dirichlet bump on a boundary portion inside the known positive ball
392
+ and zero data elsewhere. On this subdomain the actual lapse fields
393
+ converge in a H\"older exponent to smooth positive coefficients.
394
+ The flux is smooth and uniformly elliptic near zero gradient. The
395
+ Dirichlet inverse of its linearization at zero maps divergence
396
+ \(C^\gamma\) data to \(C^{1,\gamma}\); contraction in a small
397
+ \(C^{1,\gamma}\) ball therefore supplies small-gradient barriers,
398
+ uniformly for the sequence, with divergence a positive constant
399
+ tending to zero that dominates the right side of
400
+ \eqref{eq:unsafe-height-equation}. Their limiting solutions have
401
+ positive interior values by the strict maximum principle. The
402
+ constructed boundary values are below those of \(\mathcal F\).
403
+ Strict gradient-flux monotonicity, testing the positive part of the
404
+ barrier minus \(\mathcal F\), proves comparison in the required
405
+ direction. A finite chain of such domains and a finite covering
406
+ prove propagation on every compact inner subset.
407
+
408
+ In the \(S\) alternative, the lapse convergence is also H\"older
409
+ up to that face. The connecting subdomains may then reach a flat
410
+ boundary patch, with zero data on that portion. The limiting
411
+ barrier is smooth there and has strictly positive inward derivative
412
+ by Hopf's lemma. The \(C^1\) convergence of the barriers gives
413
+ a uniform lower bound by a positive constant times inward scaled
414
+ distance. This contradicts the closed unsafe condition
415
+ \begin{equation}
416
+ \frac{\mathcal F(P)}{d_S(P)/r}\le M^{-1},
417
+ \label{eq:unsafe-boundary-touchdown}
418
+ \end{equation}
419
+ with the normal derivative interpretation if \(P\in S\).
420
+ An interior limiting center is already excluded by
421
+ \(\mathcal F(P)\le M^{-1}\). Thus a nonzero limiting height
422
+ is impossible in these two alternatives.
423
+
424
+ \smallskip\noindent\emph{Excluding seam limits.}
425
+ If the center approaches the seam, the boundary height is instead
426
+ \(N_0M/r\to\infty\). A positive limiting height propagates
427
+ through the open half-space as above. On a fixed ball reaching the
428
+ face, omit first a thin strip adjacent to the face. The lower
429
+ bound on the remaining compact set, followed by a small choice of
430
+ \(k\), makes the starting sublevel fraction arbitrarily small.
431
+ Apply \eqref{eq:unsafe-sublevel-iteration} with the negative part
432
+ extended by zero across the seam. It supplies a positive lower
433
+ bound up to the central face patch and contradicts center
434
+ touchdown. This step does not require H\"older convergence of
435
+ the individual lapse traces.
436
+
437
+ The zero almost everywhere alternative is also impossible at a
438
+ seam. On a fixed half-patch choose a smooth nonnegative function
439
+ \(b\) with amplitude \(k\), derivative \(O(k)\), positive by
440
+ \(ck\) on a central face disk and zero near the other edges.
441
+ The test \((b-\mathcal F)^+\) has zero boundary trace, since the
442
+ seam height tends to infinity. Monotonicity and
443
+ \eqref{eq:unsafe-flux-coercivity} give
444
+ \begin{equation}
445
+ \int_{\{\mathcal F<b\}}\min(|\dd\mathcal F|^2,
446
+ |\dd\mathcal F|)
447
+ \le Ck^2+o(1)k.
448
+ \label{eq:unsafe-seam-energy}
449
+ \end{equation}
450
+ The function \(v=\min(\mathcal F,b)\) has trace \(b\) on
451
+ that disk and tends to zero in measure in the interior. On almost
452
+ every line normal to a smaller central disk, the fundamental
453
+ theorem of calculus, followed by averaging over interior slices of
454
+ a fixed thin collar \(D_\varepsilon\), gives
455
+ \(\int_{D_\varepsilon}|\dd v|\ge ck-o(1)\). Here convergence
456
+ in measure suffices because \(0\le v\le k\). Since
457
+ \(\min(t^2,t)\ge t-1/4\) for \(t\ge0\), the left side of
458
+ \eqref{eq:unsafe-seam-energy} is at least
459
+ \begin{equation}
460
+ ck-Ck|D_\varepsilon|-\tfrac14|D_\varepsilon|-o(1).
461
+ \label{eq:unsafe-seam-trace-cost}
462
+ \end{equation}
463
+ Choose first \(k>0\) small enough that \(ck\) dominates
464
+ \(Ck^2\), and then the collar thin enough. This contradicts
465
+ \eqref{eq:unsafe-seam-energy}. All possible seam limits have now
466
+ been excluded. Consequently
467
+ \begin{equation}
468
+ \dist_g(P,\mathcal C)/r_P\longrightarrow\infty,
469
+ \qquad \mathcal F_\infty=0
470
+ \quad\hbox{almost everywhere in the remaining limits}.
471
+ \label{eq:unsafe-seam-escape}
472
+ \end{equation}
473
+
474
+ \smallskip\noindent\emph{Uniform height and slope convergence.}
475
+ The height convergence is in fact uniform on every scaled compact
476
+ set, including up to \(S\). Otherwise continuity and local
477
+ convergence in measure produce graph points at some fixed positive
478
+ height in a slightly larger patch. A fixed small product ball at
479
+ such a point has uniformly positive subgraph volume by the density
480
+ bound proved above. But that volume tends to zero because the
481
+ limiting height is zero. If the points approach \(S\), use the
482
+ empty extension across the face; alternatively omit a thin boundary
483
+ strip before taking the limit. The strip has too little product
484
+ volume to account for the density lower bound. This excludes
485
+ positive spikes as well as bounded positive plateaus.
486
+
487
+ We can now apply the differential gradient estimate
488
+ Lemma~\ref{lem:gradient-maximum}. Under the rescaling above the
489
+ synthetic endomorphism and trace target become \(-rK\) and
490
+ \(-rT\), and the lapse current becomes \((r^2/N_0)B\), so the
491
+ same identity applies. Maximize
492
+ \begin{equation}
493
+ -\log\widetilde s+j(\mathcal F)+k_0\log\chi,
494
+ \label{eq:unsafe-local-gradient-test}
495
+ \end{equation}
496
+ where \(k_0\ge2\), \(\chi\) is a fixed local cutoff, and
497
+ \(j',j''\) are positive, bounded, and bounded away from zero on
498
+ the now bounded height range. If \(m=|\dd\mathcal F|_{g_r}\),
499
+ the constitutive relations give
500
+ \begin{equation}
501
+ qm^2=\frac{J}{\widetilde s^2}
502
+ =\frac{JW^2}{\mathcal U^2},\qquad
503
+ (1-y)^2(j'm)^2=\frac{(j')^2z^2}{\mathcal U^2}.
504
+ \label{eq:unsafe-scaled-gradient-algebra}
505
+ \end{equation}
506
+ At an interior maximum with \(y\ge1/2\), the positive leading
507
+ term therefore controls \(W^2\). The source term has size
508
+ \(r^2\Sigma_+/N_i\le CW\), and localization costs
509
+ \(C\chi^{-2}\). Hence
510
+ \begin{equation}
511
+ cW^2\le C(1+W+\chi^{-2}).
512
+ \label{eq:unsafe-slope-bound}
513
+ \end{equation}
514
+ At \(S\), \eqref{eq:calculus-boundary-lapse}, \(B_n=-b_*\),
515
+ \(k_T\hat z\ge0\), and \(H_g\le0\) give
516
+ \(\partial_n(-\log\widetilde s)\ge0\) for the inward normal.
517
+ Also \(\partial_n\mathcal F=m\ge0\). The derivative condition
518
+ at a boundary maximum in \eqref{eq:unsafe-local-gradient-test}
519
+ therefore gives \(j'm\le C/\chi\), which controls that case.
520
+ When \(y<1/2\), \(W\le\sqrt2\) directly. The maximum test
521
+ and \(k_0\ge2\) thus bound \(W\) on a smaller patch.
522
+
523
+ After this finite slope bound, differentiating the height divergence
524
+ equation gives uniformly elliptic scalar divergence equations for
525
+ its first derivatives. Their divergence forcing is controlled in
526
+ \(L^p\), \(p>3\), by the normalized lapse estimates. Odd
527
+ reflection of \(\mathcal F\), with even reflection of lapse and
528
+ the Fermi metric, gives the same estimate at \(S\). The resulting
529
+ gradient H\"older estimates and the uniform height convergence
530
+ imply
531
+ \begin{equation}
532
+ \mathcal U\longrightarrow1,\qquad
533
+ \dd\mathcal F\longrightarrow0,\qquad
534
+ \widetilde s\longrightarrow1
535
+ \label{eq:unsafe-flat-graph-limit}
536
+ \end{equation}
537
+ on every fixed scaled compact set.
538
+
539
+ \smallskip\noindent\emph{The conformal factor.}
540
+ It remains to control the conformal factor uniformly in the chosen
541
+ fixed radius. Put \(w'=w/w(P)\). On every fixed scaled patch,
542
+ the height just proved gives \(f\ge9M/10\), hence \(w\ge T_1\)
543
+ with \(T_1=M^{9/10}\). The lapse is eventually at least
544
+ \(\delta_0/2\); choose the subsequent cutoff
545
+ \(\eps<\delta_0/8\). Also
546
+ \(x=sw\to\infty\) there. The volume source and the low-lapse
547
+ penalty are consequently absent. The positive function \(w'\)
548
+ is a supersolution for its uniformly elliptic divergence principal
549
+ part, while
550
+ \(v'=(w'-a)^+\), \(a=4T_1/w(P)\), is a subsolution: above
551
+ that truncation the remaining height penalty vanishes as well.
552
+ Weak Harnack for \(w'\), combined with the local supremum bound
553
+ for \(v'\) with the same positive mean exponent, gives on balls
554
+ with fixed nesting ratios
555
+ \begin{equation}
556
+ \sup_{B_R}w'
557
+ \le a+C\left(\frac1{|B_{2R}|}\int_{B_{2R}}(w')^p\right)^{1/p}
558
+ \le a+C'\inf_{B_R}w'\le(4+C')\inf_{B_R}w'.
559
+ \label{eq:unsafe-w-harnack}
560
+ \end{equation}
561
+ The last step uses \(w'\ge T_1/w(P)=a/4\). Natural zero flux
562
+ permits reflection at \(S\).
563
+
564
+ These constants can be chosen independently of the fixed radius.
565
+ Indeed, on each arbitrarily large fixed patch the normalized
566
+ principal matrices tend to the identity by
567
+ \eqref{eq:unsafe-flat-graph-limit}. If the boundary is far enough,
568
+ use concentric balls about the center with universal radius ratios.
569
+ Otherwise use comparable larger balls about its boundary foot in a
570
+ single flattened chart, and reflect. The smaller ball contains both
571
+ the center and the requested region. Uniform ellipticity with fixed
572
+ constants and dilation invariance of the homogeneous estimates give
573
+ one common constant in \eqref{eq:unsafe-w-harnack}. The index from
574
+ which that constant applies may depend on the radius. Since
575
+ \(w'(P)=1\), it follows that \(C^{-1}\le w'\le C\).
576
+
577
+ In the rescaled coordinates the metric is
578
+ \begin{equation}
579
+ h=\frac{x}{x(P)}
580
+ \left(g_r+\widetilde s^2\dd\mathcal F^2\right),
581
+ \qquad
582
+ \frac{x}{x(P)}=\frac{\widetilde s}{\widetilde s(P)}w'.
583
+ \label{eq:unsafe-rescaled-metric}
584
+ \end{equation}
585
+ Here, as usual, the expression denotes its pullback by the coordinate
586
+ rescaling. Equations~\eqref{eq:unsafe-flat-graph-limit} and
587
+ \eqref{eq:unsafe-w-harnack} prove
588
+ \eqref{eq:unsafe-uniform-metric}. At \(S\) the mixed metric
589
+ entries vanish, so reflection preserves this comparison. If the
590
+ uniform statement of the lemma failed, a sequence violating it would
591
+ admit precisely the subsequences just analyzed, a contradiction.
592
+ \end{proof}
593
+
594
+ \subsection{Mass and a fixed enclosing comparator}
595
+
596
+ On the AF end outside a common compact support, \(N_o\) and
597
+ \(x=N_ow\) are harmonic and tend to one. Radial barriers of
598
+ weight \(|x'|^{-\beta}\), \(1/2<\beta<1\), and estimates on
599
+ annuli rescaled to unit size give
600
+ \begin{equation}
601
+ N_o=1+O_2(|x'|^{-\beta}),\qquad
602
+ x=1+O_2(|x'|^{-\beta}).
603
+ \label{eq:unsafe-af-decay}
604
+ \end{equation}
605
+ The constants in these end bounds can depend on the fixed solution.
606
+ Thus \(h=xg_o\) is AF of this order. Since \(g_o\) is scalar
607
+ flat and \(x\) is harmonic there, its scalar curvature is
608
+ \(O(|x'|^{-2-2\beta})\), an integrable decay rate.
609
+
610
+ The ADM flux of the conformal metric error gives
611
+ \begin{equation}
612
+ m_h-m_o=-\frac1{8\pi}
613
+ \lim_{R\to\infty}\int_{|x'|=R}\partial_nx\,\dd A_{g_o}.
614
+ \label{eq:unsafe-adm-flux}
615
+ \end{equation}
616
+ One may replace the conormal-area product by its Euclidean version:
617
+ the error is quadratic in the decaying fields and tends to zero.
618
+ On this end the current in \eqref{eq:calculus-compact-current} is
619
+ \(Q=N_o\nabla x+(1-x)\nabla N_o\), whose flux has the same
620
+ limit as \(\nabla x\). Integration of its divergence over both
621
+ pieces, cancellation of the matched seam fluxes with their common
622
+ base area form, and the outward flux \(+b_*\) at \(S\) yield
623
+ \begin{equation}
624
+ 8\pi(m_h-m_o)
625
+ =\int_S b_*\,\dd A_g
626
+ +\int\big((x-1)\Sigma_++P-\Sigma_-\big)\,\dd V_{\rm base}.
627
+ \label{eq:unsafe-mass-budget}
628
+ \end{equation}
629
+ This also proves existence of the ADM limit: the current divergence
630
+ has compact support. By Lemma~\ref{lem:compact-penalties},
631
+ \begin{equation}
632
+ \limsup_{M\to\infty}(m_h-m_o)\le C(b_*+\delta_0).
633
+ \label{eq:unsafe-mass-limsup}
634
+ \end{equation}
635
+ The constant on the right uses only the fixed compact data. The
636
+ penalty cutoff makes \((x-1)\Sigma_+\le0\), and the positive
637
+ penalty costs tend to zero after the subsequent choices specified
638
+ in Section~\ref{sec:compact-construction}.
639
+
640
+ We will need a competitor whose area remains bounded as \(M\)
641
+ increases. Fix a sphere \(\mathcal S_1\) in the attached end
642
+ beyond all source supports. Let \(\psi_1\) be its exterior
643
+ capacitary potential: it is harmonic, is one on \(\mathcal S_1\),
644
+ and tends to zero at infinity. Existence follows by solving on
645
+ compact annuli, using the preceding barriers, and taking a limit.
646
+ The function \(\gamma_1=-\partial_n\psi_1\) is strictly positive
647
+ on the sphere by Hopf's lemma. Green's formula for \(x-1\) and
648
+ \(\psi_1\) gives
649
+ \begin{equation}
650
+ \int_{\mathcal S_1}\gamma_1(x-1)\,\dd A_{g_o}
651
+ =-\lim_{R\to\infty}\int_{|x'|=R}\partial_nx\,\dd A_{g_o}
652
+ =8\pi(m_h-m_o).
653
+ \label{eq:unsafe-capacity-comparator}
654
+ \end{equation}
655
+ The boundary term at infinity in the first Green identity vanishes
656
+ by \(\beta>1/2\); alternatively apply the harmonic flux identity
657
+ for \(x\) on the intervening annulus. Positivity of \(x\), the
658
+ positive minimum of \(\gamma_1\), and the upper mass bound imply
659
+ \begin{equation}
660
+ \Area_h(\mathcal S_1)
661
+ =\int_{\mathcal S_1}x\,\dd A_{g_o}\le C_*.
662
+ \label{eq:unsafe-comparator-bound}
663
+ \end{equation}
664
+ For the fixed earlier choices, \(C_*\) is independent of large
665
+ \(M\) and of the later parameters. It is also independent of
666
+ the scaled radius of the obstacles introduced below.
667
+
668
+ \subsection{Removing the corner}
669
+
670
+ The collar mollification and conformal correction below use Miao's
671
+ corner-smoothing method \cite{Miao2002}. We give the local argument for
672
+ the present unsafe-set and cap construction, rather than invoke his
673
+ global positive mass theorem.
674
+
675
+ \begin{lemma}[Corner smoothing with controlled mass]
676
+ \label{lem:corner-smoothing}
677
+ For each sufficiently large fixed solution, the joined metric \(h\)
678
+ admits smooth AF replacements \(h'\) on the original side of the
679
+ caps such that, with errors made arbitrarily small separately at
680
+ that solution,
681
+ \begin{equation}
682
+ h'=(1+o(1))h\ \hbox{as quadratic forms},\qquad
683
+ m_{h'}=m_h+o(1),\qquad H_{h'}(S)<0.
684
+ \label{eq:unsafe-smoothing-estimates}
685
+ \end{equation}
686
+ They satisfy \(\Scal_{h'}\ge0\) off \(\mathcal U_M\) and
687
+ \(\Scal_{h'}\ge-2\) everywhere on the original side of the
688
+ caps. Their AF metric and scalar decay are those of
689
+ \eqref{eq:unsafe-af-decay}.
690
+ \end{lemma}
691
+
692
+ \begin{proof}
693
+ By Lemma~\ref{lem:unsafe-blowup} the closed unsafe set is disjoint
694
+ from the seam for large \(M\). Glue the two metrics using their
695
+ own Gaussian normal collars. In the resulting smooth manifold
696
+ structure the joined metric is continuous and has the form
697
+ \(\dd t^2+\lambda(t)\), piecewise smooth, with the inner side
698
+ at \(t<0\). The common induced metric and the mean-curvature
699
+ inequality in \eqref{eq:compact-mean-curvature} give
700
+ \begin{equation}
701
+ \frac12\tr_{\lambda(0)}
702
+ \big(\lambda'(0^+)-\lambda'(0^-)\big)\le0.
703
+ \label{eq:unsafe-corner-sign}
704
+ \end{equation}
705
+ This change of collar identification retains a smooth identification
706
+ of each original closed piece with its image; comparisons with the
707
+ base metric will always use those identifications.
708
+
709
+ Mollify \(\lambda\) in \(t\) with a nonnegative smooth even
710
+ kernel of radius \(a\), and interpolate back to the original
711
+ smooth metrics in \(2a\le|t|\le3a\). The resulting \(h_a\)
712
+ converges uniformly to \(h\); its first normal derivatives and
713
+ fixed tangential derivatives are bounded. Its second normal
714
+ derivative is the jump of \(\lambda'\) times the mollifier plus
715
+ a uniformly bounded remainder. The interpolation has the same
716
+ bound, since on those smooth one-sided regions the mollification
717
+ error is \(O(a^2)\) before taking the two cutoff derivatives.
718
+ In the hypersurface scalar-curvature formula the only potentially
719
+ unbounded term is \(-\tr_\lambda\lambda''\). Replacing the
720
+ inverse metric in its jump term by \(\lambda(0)^{-1}\) costs
721
+ \(O(a)O(a^{-1})=O(1)\); the leading term has favorable sign by
722
+ \eqref{eq:unsafe-corner-sign}. Thus \(\Scal_{h_a}\ge-C(h)\)
723
+ in the smoothing collar, uniformly as \(a\downarrow0\).
724
+ Choose a smooth \(c_a\ge0\), bounded by a constant depending
725
+ on the fixed metric, supported in \(|t|<4a\), and majorizing
726
+ the negative scalar part created in that collar.
727
+
728
+ Each orientable component of \(S\) bounds a compact handlebody.
729
+ Attach such caps, extend the metric smoothly through \(S\), and
730
+ denote their union by \(O\). This gives a smooth complete
731
+ one-ended AF manifold on which to solve the correction. Its
732
+ homogeneous Sobolev inequality
733
+ \begin{equation}
734
+ \|v\|_{L^6}\le C\|\nabla v\|_{L^2},
735
+ \qquad v\in C_c^\infty(X),
736
+ \label{eq:unsafe-af-sobolev}
737
+ \end{equation}
738
+ has a constant uniform for small \(a\). Indeed all these metrics
739
+ are uniformly equivalent to one fixed smooth AF metric. The
740
+ Euclidean Sobolev inequality on the end and compact local Sobolev
741
+ inequalities leave only a compact \(L^2\) term. Integration
742
+ along radial rays, followed by Cauchy--Schwarz with the integrable
743
+ weight \(r^{-2}\), controls the trace at a fixed end sphere by
744
+ the end gradient energy. Poincar\'e's inequality with this trace
745
+ controls the remaining compact term, proving
746
+ \eqref{eq:unsafe-af-sobolev}.
747
+
748
+ Solve in the completion for the gradient norm
749
+ \begin{equation}
750
+ -8\Delta_{h_a}u_a=c_a(1+u_a).
751
+ \label{eq:unsafe-conformal-correction}
752
+ \end{equation}
753
+ Since \(\|c_a\|_{3/2}\to0\), the bilinear form
754
+ \(8\int|\nabla v|^2-\int c_av^2\) is coercive by
755
+ \eqref{eq:unsafe-af-sobolev}. The right side is a bounded
756
+ functional with norm tending to zero, because
757
+ \(\|c_a\|_{6/5}\to0\). Lax--Milgram gives a solution with
758
+ \(\|u_a\|_6+\|\nabla u_a\|_2=o(1)\). Testing with its
759
+ negative part and using coercivity proves \(u_a\ge0\).
760
+ Local boundedness for scalar divergence equations, treating the
761
+ bounded \(c_a u_a\) term as a zeroth-order coefficient and the
762
+ \(L^2\)-small \(c_a\) as forcing, gives
763
+ \(\|u_a\|_\infty=o(1)\) on a fixed compact set. On the
764
+ unchanged end, \(u_a\) is harmonic and tends to zero: this
765
+ follows first from its \(L^6\) membership and scaled local
766
+ estimates. Exterior comparison then gives the global supremum
767
+ bound. Elliptic estimates imply smooth convergence to zero on
768
+ compact sets off the seam. The same end barriers as before give
769
+ \(u_a=O_2(|x'|^{-\beta})\).
770
+
771
+ Set \(h'=(1+u_a)^4h_a\) and restrict to the original side of
772
+ the caps. The conformal scalar formula is
773
+ \begin{equation}
774
+ \Scal_{h'}=(1+u_a)^{-5}
775
+ \big(-8\Delta_{h_a}(1+u_a)+\Scal_{h_a}(1+u_a)\big)
776
+ =(1+u_a)^{-4}(\Scal_{h_a}+c_a).
777
+ \label{eq:unsafe-corrected-scalar}
778
+ \end{equation}
779
+ It is nonnegative off the unsafe set. On that set the metric
780
+ was not mollified, \(c_a=0\), and \(\Scal_h\ge-1\);
781
+ since \(u_a\ge0\), the lower bound remains at least \(-1\).
782
+ In particular the claimed fixed lower bound \(-2\) holds.
783
+ The end scalar decay is preserved by the conformal formula.
784
+
785
+ The smoothing itself changes no asymptotic metric. The conformal
786
+ ADM flux, followed by integration of
787
+ \eqref{eq:unsafe-conformal-correction} on the capped manifold,
788
+ gives
789
+ \begin{equation}
790
+ m_{h'}-m_h
791
+ =-\frac1{2\pi}\lim_{R\to\infty}
792
+ \int_{|x'|=R}\partial_nu_a\,\dd A_{h_a}
793
+ =\frac1{16\pi}\int_X c_a(1+u_a)\,\dd V_{h_a}=o(1).
794
+ \label{eq:unsafe-smoothing-mass}
795
+ \end{equation}
796
+ The decay \(\beta>1/2\) justifies replacing conormal-area
797
+ products in this flux as well. Uniform metric convergence gives
798
+ the quadratic-form comparison. Finally \(H_h(S)<0\) by
799
+ \eqref{eq:compact-mean-curvature}; the smooth convergence of the
800
+ correction near this disjoint compact surface preserves that
801
+ strict inequality. Each smallness requirement here is imposed
802
+ after the fixed solution has been selected.
803
+ \end{proof}
804
+
805
+ \subsection{Enclosures whose boundaries avoid the unsafe set}
806
+
807
+ \begin{lemma}[Free enclosing boundaries]
808
+ \label{lem:free-enclosure}
809
+ Choose a sufficiently large fixed scaled radius \(R_*\), then
810
+ \(M\) sufficiently large depending on that radius, and perform
811
+ the smoothing of Lemma~\ref{lem:corner-smoothing} sufficiently
812
+ closely. There is a perimeter minimizing enclosure \(E\) of
813
+ \(O\) and the marked balls about all points of \(\mathcal U_M\),
814
+ whose boundary is smooth, free, and disjoint from those balls and
815
+ from \(S\). There is also a largest perimeter minimizing
816
+ enclosure \(E_0\) of \(O\) alone. These sets have all the
817
+ boundary, exterior, and minimizing properties in
818
+ Proposition~\ref{prop:af-comparison}.
819
+ \end{lemma}
820
+
821
+ \begin{proof}
822
+ Extend the smooth inner base geometry across \(S\) in a fixed
823
+ collar for the purpose of defining balls. Mark every closed base
824
+ ball
825
+ \begin{equation}
826
+ \overline B_{g_{\rm ext}}(P,R_*r_P),\qquad P\in\mathcal U_M,
827
+ \label{eq:unsafe-marked-balls}
828
+ \end{equation}
829
+ and include their union together with \(O\) as an obstacle.
830
+ For fixed parameters the union is compact: the center set is
831
+ compact and its positive radius function is continuous. By
832
+ Lemma~\ref{lem:unsafe-blowup}, for each fixed \(R_*\) these
833
+ balls and the fixed larger multiples used below lie off the seam
834
+ once \(M\) is sufficiently large. All lie inside the comparator
835
+ \(\mathcal S_1\).
836
+
837
+ Minimize \(h'\)-perimeter among precompact finite-perimeter
838
+ sets containing this obstacle modulo null sets. A minimizer
839
+ exists by BV compactness and lower semicontinuity inside a
840
+ sufficiently large smooth truncation. This is also a global
841
+ minimizer in the stated class. To see that the outer truncation
842
+ causes no restriction, all sufficiently far AF spheres have
843
+ strictly positive outward mean curvature. The unit normal field
844
+ of their foliation has positive divergence. For almost every
845
+ cutting radius, Gauss--Green on the removed part of a competitor
846
+ shows that cutting inward saves perimeter if the removed volume
847
+ is positive. The same argument excludes contact with the outer
848
+ constraint. The fixed comparator and the small metric change
849
+ give a uniform bound, after enlarging \(C_*\) once,
850
+ \begin{equation}
851
+ \Per_{h'}(E)\le C_*.
852
+ \label{eq:unsafe-enclosure-bound}
853
+ \end{equation}
854
+
855
+ We show that its perimeter support cannot meet any marked ball.
856
+ Suppose it meets the ball marked at \(P\), at a point \(q\).
857
+ Use scaled smooth base coordinates with length unit \(r_P\)
858
+ on a fixed multiple of radius \(R_*\). The base metric and
859
+ the comparison metric are equivalent to Euclidean metrics with
860
+ constants independent of \(R_*\), by
861
+ Lemma~\ref{lem:unsafe-blowup} and the chosen small smoothing.
862
+ If this region reaches \(S\), reflect in a base collar for these
863
+ comparisons. Mixed entries of the graph metric vanish on the
864
+ face. No comparison for the arbitrary cap metric is needed:
865
+ perimeters of sets containing \(O\) are independent of its
866
+ interior extension, and a reflected continuous metric can be
867
+ used there in the comparison argument.
868
+
869
+ The complement of \(E\) has uniform lower volume density at
870
+ \(q\) in these scaled coordinates. Indeed filling a coordinate
871
+ ball preserves the obstacle condition. Minimality and slicing
872
+ therefore bound its interior perimeter by a constant times the
873
+ complement's trace area on the ball. If
874
+ \(V(a)=|B_a(q)\setminus E|\), Euclidean isoperimetry gives
875
+ \begin{equation}
876
+ V(a)^{2/3}\le C V'(a)
877
+ \quad\hbox{for almost every }a,\qquad
878
+ V(a)\ge ca^3.
879
+ \label{eq:unsafe-complement-density}
880
+ \end{equation}
881
+ The second inequality follows by integrating the first from zero;
882
+ the volume is positive at every radius because \(q\) is in
883
+ the perimeter support. Apply this on a ball of radius comparable
884
+ to \(R_*\). On a slightly larger common coordinate ball,
885
+ \(E\) itself has volume at least \(cR_*^3\), since it contains
886
+ the whole marked base ball modulo null sets. The uniform
887
+ comparison of the scaled base metric with Euclidean metric
888
+ justifies this statement even when the marked ball crosses
889
+ \(S\). Relative isoperimetry on that common ball now gives
890
+ \begin{equation}
891
+ \Per_{h'}(E)\ge cR_*^2.
892
+ \label{eq:unsafe-obstacle-perimeter}
893
+ \end{equation}
894
+ Choose \(R_*\) so that this exceeds \(C_*\), and only then
895
+ choose \(M\) large enough for all the scaled charts and their
896
+ fixed multiples. This contradicts
897
+ \eqref{eq:unsafe-enclosure-bound}. Compactness of the center set
898
+ also covers contacts with the closure of the union of marked balls.
899
+ This is where the radius-independent constant in
900
+ \eqref{eq:unsafe-quantifiers} is essential.
901
+
902
+ There is no contact with \(S\) either. The parallel outward
903
+ normal field in a sufficiently thin collar of \(O\) has strictly
904
+ negative divergence, since \(H_{h'}(S)<0\). Adjoin that collar
905
+ to a purported minimizer. Gauss--Green on the added portion
906
+ bounds the newly exposed leaf area minus the removed perimeter
907
+ by the integral of this negative divergence. The added volume
908
+ is positive for every sufficiently small width at a contact
909
+ point; otherwise that point would not be in the perimeter
910
+ support. Slicing allows an almost every width for which all
911
+ perimeter formulas hold. The resulting strict decrease
912
+ contradicts minimality. Adjoining a collar is permitted whether
913
+ or not marked balls are present.
914
+
915
+ The perimeter support is thus separated from both obstacles and
916
+ the outer constraint. It is locally perimeter minimizing in a
917
+ smooth three-manifold. Interior codimension-one minimizing
918
+ boundary regularity gives a smooth compact embedded minimal
919
+ surface. Take its open set representative for \(E\). Filling
920
+ any bounded open exterior component would strictly reduce
921
+ perimeter, so its open exterior is connected. Since every
922
+ precompact enlargement is an admissible competitor, \(E\) is
923
+ outward minimizing. Its boundary is disjoint from every marked
924
+ ball, so the unsafe set lies in its interior. The metric on
925
+ its closed exterior has nonnegative scalar curvature, and its
926
+ completeness and unique AF end follow from smoothness of compact
927
+ truncations and the AF estimates.
928
+
929
+ Now minimize with obstacle \(O\) alone. The same compactness,
930
+ outer barriers, and strict inner mean-curvature barrier give
931
+ a smooth free minimal boundary and a connected open exterior.
932
+ Every component of this open minimizer meets \(O\), because
933
+ an open component disjoint from \(O\) can be removed, strictly
934
+ reducing perimeter. Choose a minimizer of maximal volume within
935
+ the fixed truncation. It is a largest minimizer modulo null
936
+ sets: the perimeter submodularity inequality implies that the
937
+ union and intersection of any two minimizers are minimizers,
938
+ and maximal volume forces the union to agree with this one.
939
+ Denote its open representative by \(E_0\). Any proper
940
+ precompact enlargement of equal perimeter would also be a
941
+ minimizer and would contradict maximal volume. The outer
942
+ barriers allow this reasoning without the truncation. Thus
943
+ \(E_0\) is strictly outward minimizing. Its boundary avoids
944
+ \(S\), so \(O\Subset E_0\). Finally \(E\) is itself an
945
+ admissible enclosure of \(O\), proving
946
+ \eqref{eq:unsafe-two-perimeters}.
947
+ \end{proof}
948
+
949
+ No bound on the number or topology of components created by the
950
+ marked balls has been used. In particular the subsequent area
951
+ transfer starts from \(E_0\), not from a topological assertion
952
+ about \(E\). The hypotheses for the AF Riemannian Penrose theorem
953
+ are satisfied by the closed exterior of \(E\): it is smooth,
954
+ complete and one-ended, its scalar curvature is nonnegative and
955
+ decays as \(O(|x'|^{-2-2\beta})\), with \(2+2\beta>3\),
956
+ its metric decay has exponent \(\beta>1/2\),
957
+ and its entire possibly disconnected minimal boundary is outer
958
+ minimizing. The boundary version of \citet[Theorem~1.4]{BrayLee2009}
959
+ therefore gives
960
+ \begin{equation}
961
+ m_{h'}\ge\sqrt{\frac{\Per_{h'}(E)}{16\pi}}.
962
+ \label{eq:unsafe-af-penrose}
963
+ \end{equation}
964
+
965
+ \subsection{Bad volume and completion of the comparison}
966
+
967
+ We finish the proof of Proposition~\ref{prop:af-comparison} by
968
+ checking the uniform quantitative inputs for
969
+ Proposition~\ref{prop:area-transfer}. The exterior capacity
970
+ comparison in Section~\ref{sec:compact-construction} gives
971
+ \(x\ge1-\psi_\infty\), so for fixed \(\delta>0\) the set
972
+ \(\{x<1-\delta\}\) does not reach beyond a fixed outer sphere.
973
+ On the designated region, \eqref{eq:compact-bad-volume} gives
974
+ \(\int_{\{x<1-\delta\}}W\le C/L\). The omitted exterior
975
+ collar has \(W=1\), so its contribution is bounded by its base
976
+ volume. The omitted inner collar has base volume \(O(M^{-4})\).
977
+ Cauchy--Schwarz and \eqref{eq:compact-height-energy} together
978
+ with \eqref{eq:compact-bounds} therefore give
979
+ \begin{equation}
980
+ \int_{\{x<1-\delta\}}W\,\dd V_{\rm base}
981
+ \le \frac CL+\Vol_{g_o}(\text{omitted exterior collar})
982
+ +C(L)M^{-1}.
983
+ \label{eq:unsafe-total-bad-volume}
984
+ \end{equation}
985
+ The coefficient in \(C/L\) is independent of \(L\). The
986
+ other constants may depend on the earlier collar choice and
987
+ on \(L\), which is harmless: first make the exterior collar
988
+ thin and \(L\) large, then let \(M\) be large.
989
+
990
+ Choose \(b_*,\delta_0\) small enough in
991
+ \eqref{eq:unsafe-mass-limsup} for the prescribed mass tolerance.
992
+ For the prescribed \(\delta\) and volume tolerance choose the
993
+ collar and \(L\) as just described. Fix the common comparator
994
+ bound, choose \(R_*\) in Lemma~\ref{lem:free-enclosure}, and
995
+ then choose \(M\) large enough for that lemma, the scalar
996
+ lower bound, the mass costs, and
997
+ \eqref{eq:unsafe-total-bad-volume}. The subsequent small lapse
998
+ cutoff and finite strengths are those of
999
+ Proposition~\ref{prop:compact-solutions}; all uniform estimates
1000
+ above hold for those choices. Apply
1001
+ Lemma~\ref{lem:corner-smoothing} with mass and metric errors
1002
+ small enough for the remaining tolerances. These choices prove
1003
+ \eqref{eq:unsafe-comparison-output}--\eqref{eq:unsafe-bad-volume-output}.
1004
+
1005
+ The caps may be fixed once as topological handlebodies, regardless
1006
+ of all metric parameters. The topology entering the area-transfer
1007
+ argument is consequently the fixed finite topology of
1008
+ \(X\setminus\operatorname{int}O\). Positive-time flow levels
1009
+ outside \(E_0\) are allowed to enter the unsafe region: the
1010
+ uniform lower scalar bound there is precisely the input supplied
1011
+ by \eqref{eq:unsafe-comparison-output}. The mass theorem is
1012
+ applied to the unmodified smooth exterior of \(E\), whereas
1013
+ the small initial mean-curvature change used solely for the flow
1014
+ is covered by Proposition~\ref{prop:area-transfer}. This
1015
+ completes the AF comparison construction.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/build/sections/10-completion.tex ADDED
@@ -0,0 +1,164 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Completion of the proof}
2
+ \label{sec:completion}
3
+
4
+ \subsection{The time-symmetric inequality}
5
+
6
+ \begin{proof}[Proof of Theorem~\ref{thm:ts}]
7
+ The approximation of Proposition~\ref{prop:conformal-approximation}
8
+ preserves $H(S)\le0$, converges uniformly in metric comparison, and
9
+ preserves the limiting time component. The comparison of enclosing
10
+ areas in Section~\ref{sec:preliminaries} therefore allows us first to
11
+ assume that $R_g+6>0$ and that the end has the smooth conformal form
12
+ used in Section~\ref{sec:stress-extension}. Fix this approximated
13
+ metric for the constructions that follow, and put
14
+ \[
15
+ A_*=A_{\min}(S;g),\qquad a=\sqrt{A_*/(4\pi)}.
16
+ \]
17
+
18
+ Given an arbitrarily small mass tolerance $\varepsilon_m>0$,
19
+ Proposition~\ref{prop:af-attachment} produces a fixed compact inner
20
+ piece, a smooth synthetic tensor on it, and a scalar-flat AF
21
+ attachment with mass $m_o$ satisfying
22
+ \begin{equation}\label{eq:completion-attachment-budget}
23
+ m_o\le p_0(g)-\frac{a^3}{2}+\varepsilon_m.
24
+ \end{equation}
25
+ The electrostatic height, attachment radius, and smoothing tolerances
26
+ used to obtain this inequality have already been fixed. They are
27
+ independent of the large graph height in the next construction.
28
+
29
+ Apply Proposition~\ref{prop:compact-solutions} and the comparison
30
+ construction of Proposition~\ref{prop:af-comparison}. Their parameters
31
+ are chosen in the proved order: the small inner flux and scalar
32
+ cutoff costs first, then a desired relative-area tolerance
33
+ $0<\varepsilon_A<1$, a sufficiently small contraction threshold,
34
+ a thin omitted exterior collar, and a sufficiently large fixed
35
+ volume penalty; next the graph height is taken large, and finally
36
+ the lapse clipping, finite penalty strengths, and corner-smoothing
37
+ tolerances are chosen. The costs can be made small enough that the
38
+ resulting smooth AF comparison metric satisfies
39
+ \begin{equation}\label{eq:completion-comparison-budget}
40
+ m_{\AF}(h')\le m_o+\varepsilon_m.
41
+ \end{equation}
42
+
43
+ Let $E$ be its minimizing enclosure containing the caps and the
44
+ unsafe-region obstacles. Its free boundary is smooth, compact,
45
+ minimal, and outer minimizing. The exterior is complete and has
46
+ $R_{h'}\ge0$, the AF decay required in Theorem~\ref{thm:af-penrose},
47
+ and one end. Let $E_0$ instead be a largest perimeter-minimizing
48
+ enclosure of the caps alone. Then
49
+ \begin{equation}\label{eq:completion-enclosure-order}
50
+ \Area_{h'}(\partial E)\ge\Area_{h'}(\partial E_0).
51
+ \end{equation}
52
+ The exterior of $E_0$ has a scalar lower bound independent of the
53
+ large graph height, even where it meets the unsafe region.
54
+ The bad-volume estimates from Sections~\ref{sec:compact-construction}
55
+ and~\ref{sec:scalar-error}, together with the projection along the
56
+ AF attachment, satisfy Proposition~\ref{prop:area-transfer}.
57
+ Consequently, when $A_*>0$, the parameters above can be chosen so that
58
+ \begin{equation}\label{eq:completion-area}
59
+ \Area_{h'}(\partial E_0)\ge(1-\varepsilon_A)A_*.
60
+ \end{equation}
61
+ The small initial conformal change used only for the flow fixes this
62
+ initial area. It is not made in applying the mass theorem.
63
+
64
+ Theorem~\ref{thm:af-penrose} applies to the exterior of $E$, not the
65
+ possibly unsafe exterior of $E_0$. Equations
66
+ \eqref{eq:completion-attachment-budget}--\eqref{eq:completion-area}
67
+ give
68
+ \begin{align*}
69
+ p_0(g)
70
+ &\ge \frac{a^3}{2}+m_o-\varepsilon_m\\
71
+ &\ge \frac{a^3}{2}+m_{\AF}(h')-2\varepsilon_m\\
72
+ &\ge \frac{a^3}{2}+\frac a2\sqrt{1-\varepsilon_A}
73
+ -2\varepsilon_m.
74
+ \end{align*}
75
+ Let the two tolerances tend to zero, making fresh choices of the
76
+ finite parameters as necessary. If $A_*=0$, the same construction
77
+ and the nonnegativity consequence of Theorem~\ref{thm:af-penrose}
78
+ give $p_0(g)\ge-2\varepsilon_m$ without the area step.
79
+ Thus \eqref{eq:ts-inequality} holds for every fixed approximated
80
+ metric. Passing back through the preliminary approximation proves
81
+ it for the original metric.
82
+ \end{proof}
83
+
84
+ \subsection{Maximal data and invariant mass}
85
+
86
+ \begin{proof}[Proof of the inequality in Theorem~\ref{thm:main}]
87
+ The maximal constraint and \eqref{eq:dec-integrability} imply
88
+ \[
89
+ \int_{\mathrm{end}} V_0|R_g+6|\dd V_g<\infty.
90
+ \]
91
+ Use Proposition~\ref{prop:mass-covariance} to choose a rest chart
92
+ for the original covector. All hypotheses remain valid in that
93
+ chart and $p_0(g)=m_{\AH}(g)$.
94
+
95
+ Define
96
+ \[
97
+ F(A)=\frac12\left(\sqrt{\frac A{4\pi}}
98
+ +\left(\frac A{4\pi}\right)^{3/2}\right).
99
+ \]
100
+ This function is continuous, nonnegative, and nondecreasing on
101
+ $[0,\infty)$. Theorem~\ref{thm:ts} supplies the time-symmetric input
102
+ of Theorem~\ref{thm:ah-reduction}, including comparison metrics whose
103
+ covectors are not timelike. The reduction therefore gives
104
+ \[
105
+ p_0(g)\ge F\bigl(A_{\min}(S;g)\bigr).
106
+ \]
107
+ Since the chart was fixed before any construction, this is precisely
108
+ \eqref{eq:main-inequality}. The one-sided time-component budgets
109
+ suffice; there is no further assertion about the spatial components
110
+ of intermediate comparison metrics.
111
+ \end{proof}
112
+
113
+ \subsection{Sharpness}
114
+
115
+ Let $m>0$, and let $a$ be the positive solution of
116
+ $a+a^3=2m$. The Schwarzschild--anti-de Sitter metric is
117
+ \begin{equation}\label{eq:sads-metric}
118
+ g_m=\frac{\dd r^2}{1+r^2-2m/r}+r^2\sigma,
119
+ \qquad r\ge a,\qquad K=0.
120
+ \end{equation}
121
+ To include its boundary smoothly, use proper distance $s$ from
122
+ $r=a$. Then
123
+ \[
124
+ g_m=\dd s^2+r(s)^2\sigma,
125
+ \quad r(0)=a,\quad r'(0)=0,
126
+ \quad (r')^2=1+r^2-2m/r.
127
+ \]
128
+ The simple positive radial derivative of the expression on the
129
+ right at $a$ gives a smooth even solution $r(s)$ near zero, increasing
130
+ for $s>0$. Hence the horizon is a smooth minimal boundary and the
131
+ exterior is complete with that boundary included. Since
132
+ $r''=r+m/r^2$, the warped-product formula gives
133
+ \[
134
+ R_{g_m}=-\frac{4r''}{r}
135
+ +\frac{2(1-(r')^2)}{r^2}=-6.
136
+ \]
137
+ The constraints are vacuum, the metric error and its required tensor
138
+ derivatives are $O(r^{-3})$, and the weighted matter integral vanishes.
139
+
140
+ For completeness the mass normalization can be checked directly.
141
+ In the background distance coordinate, write
142
+ $g_m-b=\zeta\dd\eta^2$, where
143
+ \[
144
+ \zeta=\frac{2m}{r(1+r^2-2m/r)}.
145
+ \]
146
+ The radial component of $\divg_b e-\dd\tr_be$ is
147
+ $2\coth\eta\,\zeta$, and the other two terms of
148
+ \eqref{eq:mass-integrand} cancel for $V_0$.
149
+ The normalized sphere flux therefore tends to
150
+ \[
151
+ m\frac{1+r^2}{1+r^2-2m/r}\longrightarrow m.
152
+ \]
153
+ Rotational symmetry makes the three spatial fluxes zero, so
154
+ $m_{\AH}(g_m)=m$.
155
+
156
+ Radial projection onto the horizon has two-area Jacobian at most one,
157
+ since $r\ge a$. Every radial ray meets the entire intrinsic boundary
158
+ of any admissible end-side domain: either it enters that domain
159
+ across its boundary, or its initial point already lies on the counted
160
+ boundary at $S$. Thus projection of the cut covers the horizon.
161
+ The area formula gives $\Area_{g_m}(\partial D)\ge4\pi a^2$.
162
+ The horizon itself is an admissible competitor, and hence
163
+ $A_{\min}(S;g_m)=4\pi a^2$. Equation $2m=a+a^3$ proves equality in
164
+ \eqref{eq:main-inequality} and completes Theorem~\ref{thm:main}.
preprints/The-Penrose-inequality-for-maximal-asymptotically-hyperbolic-initial-data-October-5-2026/paper.pdf ADDED
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+ version https://git-lfs.github.com/spec/v1
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+ oid sha256:641d4aa3892adbca1c14c7bca0f165edc6b508e88f6b18880e3494a5495c39c2
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+ size 853015
preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [The Poisson-Dirichlet law for prime predecessors](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 24, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026,
11
+ author = {{OpenAI}},
12
+ title = {{The Poisson--Dirichlet law for prime predecessors}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/paper.pdf}{OAI:The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/figures/lifespan.tex ADDED
@@ -0,0 +1,40 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tb]
2
+ \centering
3
+ \begin{tikzpicture}[x=1.64cm,y=1cm,
4
+ hit/.style={circle,draw=black,fill=white,inner sep=2.4pt},
5
+ active/.style={circle,draw=blue!65!black,fill=blue!25,inner sep=2.4pt},
6
+ ghost/.style={diamond,draw=black,fill=black!15,inner sep=2.4pt}]
7
+ \draw[thick,black!55] (0,0)--(7,0);
8
+ \draw[very thick,blue!65!black] (1,0)--(2,0);
9
+ \foreach \j in {0,...,7}
10
+ \node[font=\small,above] at (\j,.23) {$\j$};
11
+ \node[ghost] at (0,0) {};
12
+ \node[active] at (1,0) {};
13
+ \node[active] at (2,0) {};
14
+ \node[hit] at (3,0) {};
15
+ \node[circle,draw=black,dashed,fill=white,inner sep=2.4pt] at (4,0) {};
16
+ \node[active] at (5,0) {};
17
+ \node[hit] at (6,0) {};
18
+ \node[ghost] at (7,0) {};
19
+ \node[font=\scriptsize,align=center,below] at (0,-.22) {ghost\\birth};
20
+ \node[font=\scriptsize,below] at (1,-.22) {active};
21
+ \node[font=\scriptsize,below] at (2,-.22) {active};
22
+ \node[font=\scriptsize,align=center,below] at (3,-.22) {pending\\hit};
23
+ \node[font=\scriptsize,align=center,below] at (4,-.22) {pending\\miss};
24
+ \node[font=\scriptsize,below] at (5,-.22) {active};
25
+ \node[font=\scriptsize,align=center,below] at (6,-.22) {pending\\hit};
26
+ \node[font=\scriptsize,align=center,below] at (7,-.22) {ghost\\death};
27
+ \draw[decorate,decoration={brace,mirror,amplitude=4pt}]
28
+ (.93,-.88)--(2.07,-.88)
29
+ node[midway,below=5pt,font=\scriptsize] {first active run};
30
+ \node[font=\scriptsize,below] at (5,-.95) {second active run};
31
+ \end{tikzpicture}
32
+ \caption{A schematic lifespan of a prime from group $i$.
33
+ All active visits and both ghost endpoints have its common line;
34
+ the pending visit at $4$ misses that line. The line contributes
35
+ $1/(p+1)$ once. After extracting $b'_p$, the ghost signs,
36
+ pending-hit damping, and active-run normalizations give the weight
37
+ $\eta'_0\eta'_7q_3q_6 V_i^{-2}/((p+1)b'_p)$.
38
+ The two powers of $V_i^{-1}$ count active runs, not active visits.}
39
+ \label{fig:lifespan}
40
+ \end{figure}
preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/figures/proof-map.tex ADDED
@@ -0,0 +1,40 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tb]
2
+ \centering
3
+ \begin{tikzpicture}[
4
+ box/.style={draw=black!65,rounded corners=2pt,align=center,
5
+ text width=5.55cm,minimum height=1.03cm,inner sep=5pt,font=\small},
6
+ arr/.style={-{Latex[length=2mm]},thick},
7
+ node distance=8mm and 7mm]
8
+ \node[box,fill=blue!5] (det)
9
+ {Determinant graph and signed memory\\
10
+ Sections~\ref{sec:determinant}--\ref{mem:section}};
11
+ \node[box,fill=blue!5,right=of det] (dil)
12
+ {Dilation-graph inputs and endpoint estimates\\
13
+ Section~\ref{sec:correlations}};
14
+ \node[box,below=of det] (one)
15
+ {One-sided marked correlation\\Theorem~\ref{thm:type-II}};
16
+ \node[box,below=of dil] (two)
17
+ {Two-sided marked correlation\\Theorem~\ref{thm:two-sided}};
18
+ \node[box,below=11mm of $(one.south)!.5!(two.south)$,
19
+ text width=9cm] (interior)
20
+ {Presieve, replacement of prime slots, and averaging of marks\\
21
+ Interior factorial moments: Theorem~\ref{thm:interior}};
22
+ \node[box,below=of interior,text width=9cm,fill=blue!5] (pd)
23
+ {Size-biased sampling, full mass, and decreasing rearrangement\\
24
+ Poisson--Dirichlet limit: Theorem~\ref{thm:main}};
25
+ \draw[arr] (det) -- node[right,font=\scriptsize,align=left]
26
+ {major-term estimate\\Section~\ref{sec:major-arcs}} (one);
27
+ \draw[arr] (dil) -- (two);
28
+ \draw[arr] (one.south) -- (interior.north west);
29
+ \draw[arr] (two.south) -- (interior.north east);
30
+ \draw[arr] (interior) -- (pd);
31
+ \end{tikzpicture}
32
+ \caption{The proof has two analytic inputs. The one-sided estimate
33
+ replaces prime slots in composite terms by rough slots. Successful
34
+ marking brings the resulting centered statistic under the two-sided
35
+ estimate. Averaging the fixed marks then gives interior moments;
36
+ the probability argument recovers the full law.
37
+ Appendix~\ref{lp:section} supplies the long-prime and
38
+ logarithmic-phase estimates used in the analytic branches.}
39
+ \label{fig:proof-map}
40
+ \end{figure}
preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/paper.tex ADDED
@@ -0,0 +1,30 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \input{preamble}
3
+ \title{The Poisson--Dirichlet law for prime predecessors}
4
+ \author{OpenAI}
5
+ \date{September 24, 2026}
6
+ \begin{document}
7
+ \maketitle
8
+ \begin{abstract}
9
+ For a prime $p$ chosen uniformly from $3\le p\le x$, list the prime factors of $p-1$ in decreasing order, with multiplicity. As $x\to\infty$, their logarithms, divided by $\log(p-1)$, converge in every finite joint distribution to the Poisson--Dirichlet distribution with parameter one. This proves the conjecture of Ford, Konyagin and Luca.
10
+ \end{abstract}
11
+ \tableofcontents
12
+ \input{sections/01-introduction}
13
+ \input{sections/02-preliminaries}
14
+ \input{sections/03-determinant}
15
+ \input{sections/04-memory}
16
+ \input{sections/05-major-arcs}
17
+ \input{sections/06-correlations}
18
+ \input{sections/07-extraction}
19
+ \input{sections/08-poisson-dirichlet}
20
+ \appendix
21
+ \input{sections/09-long-prime-appendix}
22
+ \clearpage
23
+ \phantomsection
24
+ \addcontentsline{toc}{section}{References}
25
+ \begingroup
26
+ \raggedright
27
+ \bibliographystyle{plain}
28
+ \bibliography{references}
29
+ \endgroup
30
+ \end{document}
preprints/The-Poisson-Dirichlet-Law-for-Prime-Predecessors-September-24-2026/build/preamble.tex ADDED
@@ -0,0 +1,43 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \usepackage[T1]{fontenc}
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+ \usepackage{lmodern}
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+ \usepackage{amsmath,amssymb,amsthm,mathtools,mathrsfs}
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+ \usepackage[margin=1in]{geometry}
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+ \usepackage{enumitem,microtype,booktabs,array,longtable}
6
+ \usepackage{xcolor,graphicx,tikz}
7
+ \usetikzlibrary{arrows.meta,positioning,calc,fit,decorations.pathreplacing,shapes.geometric}
8
+ \usepackage[hyphens]{url}
9
+ \usepackage[colorlinks=true,linkcolor=black,citecolor=blue!55!black,urlcolor=blue!55!black]{hyperref}
10
+ \usepackage[nameinlink,noabbrev,capitalize]{cleveref}
11
+ \hypersetup{pdftitle={The Poisson--Dirichlet law for prime predecessors},pdfauthor={OpenAI}}
12
+ \newcommand{\1}{\mathbf{1}}
13
+ \newcommand{\e}{\mathrm{e}}
14
+ \newcommand{\E}{\mathbb E}
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+ \newcommand{\Prob}{\mathbb P}
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+ \newcommand{\N}{\mathbb N}
17
+ \newcommand{\Z}{\mathbb Z}
18
+ \newcommand{\R}{\mathbb R}
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+ \newcommand{\C}{\mathbb C}
20
+ \newcommand{\eps}{\varepsilon}
21
+ \newcommand{\dd}{\,\mathrm d}
22
+ \DeclarePairedDelimiter{\norm}{\lVert}{\rVert}
23
+ \DeclarePairedDelimiter{\abs}{\lvert}{\rvert}
24
+ \newcommand{\inner}[2]{\langle #1,#2\rangle}
25
+ \DeclareMathOperator{\Li}{Li}
26
+ \DeclareMathOperator{\supp}{supp}
27
+ \DeclareMathOperator{\cond}{cond}
28
+ \DeclareMathOperator{\lcm}{lcm}
29
+ \DeclareMathOperator{\rad}{rad}
30
+ \DeclareMathOperator{\PD}{PD}
31
+ \newtheorem{theorem}{Theorem}[section]
32
+ \newtheorem{lemma}[theorem]{Lemma}
33
+ \newtheorem{proposition}[theorem]{Proposition}
34
+ \newtheorem{corollary}[theorem]{Corollary}
35
+ \theoremstyle{definition}
36
+ \newtheorem{definition}[theorem]{Definition}
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+ \theoremstyle{remark}
38
+ \newtheorem{remark}[theorem]{Remark}
39
+ \numberwithin{equation}{section}
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+ \setlist[itemize]{itemsep=3pt,topsep=5pt}
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+ \allowdisplaybreaks[1]
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+ \emergencystretch=1em