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  1. .gitattributes +77 -0
  2. preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/README.md +18 -0
  3. preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/build/three/06-global-classification.tex +730 -0
  4. preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf +3 -0
  5. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/README.md +18 -0
  6. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/main.tex +29 -0
  7. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/preamble.tex +28 -0
  8. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/references.tex +90 -0
  9. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/action.tex +328 -0
  10. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-paths.tex +465 -0
  11. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-trace.tex +287 -0
  12. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/compactness.tex +379 -0
  13. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/introduction.tex +161 -0
  14. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/preliminaries.tex +83 -0
  15. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/rigidity.tex +293 -0
  16. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/spectral-bound.tex +65 -0
  17. preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf +3 -0
  18. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/README.md +18 -0
  19. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/adelic.tex +139 -0
  20. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/analytic.tex +189 -0
  21. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/entropy.tex +167 -0
  22. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/geometry.tex +150 -0
  23. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/local.tex +97 -0
  24. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/packets.tex +215 -0
  25. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/paper.tex +247 -0
  26. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/references.bib +123 -0
  27. preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf +3 -0
  28. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/README.md +18 -0
  29. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/additive.tex +861 -0
  30. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/conclusion.tex +287 -0
  31. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/exterior.tex +1144 -0
  32. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/introduction.tex +253 -0
  33. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/local-fourier.tex +680 -0
  34. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/macros.tex +30 -0
  35. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/main.tex +30 -0
  36. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/ordinary.tex +771 -0
  37. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/packets.tex +298 -0
  38. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/references.bib +311 -0
  39. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/rigidity.tex +498 -0
  40. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/sieve.tex +574 -0
  41. preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf +3 -0
  42. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/README.md +18 -0
  43. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/figures/product-mechanism.tex +102 -0
  44. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/main.tex +88 -0
  45. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/references.bib +198 -0
  46. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/activity.tex +289 -0
  47. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/arithmetic.tex +677 -0
  48. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/assembly.tex +36 -0
  49. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/combination.tex +462 -0
  50. preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/conditioning.tex +664 -0
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  preprints/Entropy-equality-and-local-symmetry-in-negative-curvature-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Exact-orders-and-invariant-anticanonical-linear-systems-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Exact-quantum-factoring-over-a-fixed-finite-gate-set-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Exact-Uniform-Sampling-of-Contingency-Tables-with-Arbitrary-Margins-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/README.md ADDED
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+ # [Equality and rigidity in the spacetime Penrose inequality](paper.pdf)
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+
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+ **Author:** OpenAI
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+
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+ **Date:** September 27, 2026
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+
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+ ## Citation
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+
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+ ```bibtex
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+ @misc{OAI:Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026,
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+ author = {{OpenAI}},
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+ title = {{Equality and rigidity in the spacetime Penrose inequality}},
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+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf}{OAI:Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026}},
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+ year = {2026}
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+ }
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+ ```
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+
preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/build/three/06-global-classification.tex ADDED
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1
+ \section{Global classification and recovery through the horizon}
2
+ \label{q3:global:section}
3
+
4
+ We continue with the finite-component class of
5
+ Theorem~\ref{q3:intro:rigidity}, with no prescribed boundary genera.
6
+ Starting from the complete static base and end estimates just proved,
7
+ we compactify one end of the double at its actual regularity and retain
8
+ all possible other ends while proving zero-mass rigidity. We then exclude the
9
+ interior null set. This order preserves the information needed to
10
+ recover both the original metric and second fundamental form.
11
+
12
+ \begin{lemma}[The two conformal metrics]
13
+ \label{q3:static:conformal-completion}
14
+ Define
15
+ \[
16
+ h_\pm=\left(\frac{1\pm\lambda}{2}\right)^4h
17
+ \quad\text{on }\mathcal E.
18
+ \]
19
+ Both are scalar flat. The plus end satisfies
20
+ \(h_+=\delta+O_k(r^{-1-\epsilon})\), hence has zero ADM mass.
21
+ The minus end compactifies by one point to a nondegenerate
22
+ \(C^{1,\epsilon}\cap W^{2,p}_{\mathrm{loc}}\) metric for some
23
+ \(p>3\), with scalar curvature zero as a distribution at that point.
24
+ \end{lemma}
25
+
26
+ \begin{proof}
27
+ Scalar flatness follows from
28
+ Equation~\eqref{q3:static:static-equations} and the three-dimensional
29
+ conformal scalar-curvature formula, since \(1\pm\lambda\) are harmonic.
30
+ In terms of the preceding variables,
31
+ \begin{equation}
32
+ \label{q3:static:conformal-gamma}
33
+ h_+=\cosh^4(U/2)\gamma,\qquad
34
+ h_-=\sinh^4(U/2)\gamma.
35
+ \end{equation}
36
+ The first factor is \(1+O_k(r^{-2})\), proving the assertion for
37
+ \(h_+\). Its ADM flux is \(O(r^{-\epsilon})\), so its mass is zero.
38
+
39
+ For the minus end invert \(x=y/|y|^2\), write \(\rho=|y|\), and
40
+ put \(R(y)=I-2y\otimes y/\rho^2\).
41
+ The inversion differential is \(\rho^{-2}R(y)\), with
42
+ \(R(y)^TR(y)=I\).
43
+ Equation~\eqref{q3:static:gamma-expansion} gives
44
+ \[
45
+ I^*\gamma=\rho^{-4}
46
+ \bigl(I+O_k(\rho^{1+\epsilon})\bigr),
47
+ \qquad
48
+ U(I(y))=-M\rho+(b_1\cdot y)\rho
49
+ +O_k(\rho^{2+\epsilon}).
50
+ \]
51
+ Derivatives of the angular matrix \(R(y)\) cost the corresponding
52
+ powers of \(\rho^{-1}\), so the displayed metric estimate retains
53
+ the symbol bounds. Dividing the expansion of \(\sinh(U/2)\) by
54
+ \(\rho\), and using \(\epsilon<1\), gives
55
+ \begin{equation}
56
+ \label{q3:static:inverted-minus}
57
+ I^*h_-=\left(\frac M2\right)^4
58
+ \left[
59
+ \left(1-\frac{4b_1\cdot y}{M}\right)I
60
+ +O_k(\rho^{1+\epsilon})
61
+ \right].
62
+ \end{equation}
63
+ In particular, its only first-order term is linear and scalar.
64
+
65
+ For the remainder \(E(y)\), the bounds
66
+ \[
67
+ |E|\leq C\rho^{1+\epsilon},\quad
68
+ |DE|\leq C\rho^\epsilon,\quad
69
+ |D^2E|\leq C\rho^{\epsilon-1}
70
+ \]
71
+ show that \(E(0)=DE(0)=0\) extends it as \(C^{1,\epsilon}\).
72
+ To see the Hölder estimate between two points, use the gradient
73
+ bound when their separation is comparable to their radii; otherwise
74
+ integrate the Hessian along the short segment in a common annulus.
75
+ Moreover choose
76
+ \[
77
+ 3<p<\frac3{1-\epsilon}.
78
+ \]
79
+ Then \(D^2E\in L^p\). Integration by parts across small coordinate
80
+ spheres has an error bounded by a constant times their area,
81
+ because the first derivatives are bounded.
82
+ It follows that the punctured classical derivatives are the weak
83
+ derivatives of the extension.
84
+ The Christoffel symbols are continuous with weak derivatives in
85
+ \(L^p\), so scalar curvature is its usual \(L^p\) expression
86
+ in \(\partial\Gamma\) and \(\Gamma\Gamma\).
87
+ It vanishes off the point and therefore also as a distribution on
88
+ the whole ball. There is no point curvature term.
89
+ \end{proof}
90
+
91
+ \subsection{Zero-mass rigidity with arbitrary remaining ends}
92
+ \label{q3:static:spin-subsection}
93
+
94
+ The static equations and end expansion are now established. We have
95
+ not yet proved that the stationary field is timelike throughout the
96
+ original exterior. The next step closes precisely that gap.
97
+ The completed conformal manifold can still have ends corresponding
98
+ to an interior zero set. We need a rigidity statement that permits
99
+ these ends, and also the regularity in
100
+ Lemma~\ref{q3:static:conformal-completion}.
101
+ The smooth arbitrary-end positive mass theorem is established in
102
+ \cite[Theorem B]{CecchiniZeidler2024}.
103
+ That formulation also credits the earlier spinor rigidity theorem of
104
+ Bartnik and Chru\'sciel \cite[Theorem~11.2]{BartnikChrusciel2005}.
105
+ In our scalar-flat situation the following direct spinor proof also
106
+ handles the compactified point. It uses Witten's
107
+ identity~\cite{Witten1981}; no asymptotic condition is imposed on any
108
+ other end.
109
+
110
+ \begin{lemma}[Scalar-flat rigidity at a faster-decaying end]
111
+ \label{q3:static:spin-rigidity}
112
+ Let \((W,\mathfrak g)\) be a connected orientable complete
113
+ three-dimensional Riemannian manifold without boundary.
114
+ Assume that its metric is locally \(C^{1,\alpha}\cap W^{2,p}\),
115
+ for some \(\alpha>0,p>3\), is scalar flat as a distribution,
116
+ and has an end on which it is smooth with
117
+ \[
118
+ \mathfrak g=\delta+O_2(r^{-1-\epsilon}),\qquad \epsilon>0.
119
+ \]
120
+ The other ends can be arbitrary.
121
+ Then \((W,\mathfrak g)\) is isometric to Euclidean space.
122
+ The asserted regularity is sufficient at a compactified point and
123
+ at a reflected hypersurface.
124
+ \end{lemma}
125
+
126
+ \begin{proof}
127
+ An orientable three-manifold is spin.
128
+ Choose a spin structure and use a smooth background metric to
129
+ identify its spinor bundle with that for \(\mathfrak g\).
130
+ The positive square-root change of orthonormal frames has the
131
+ stated metric regularity.
132
+ The spin connection consequently has continuous locally bounded
133
+ coefficients, with weak first derivatives in \(L^p_{\mathrm{loc}}\).
134
+ Write \(\nabla^S\) for that connection, \(D\) for the Dirac operator,
135
+ and \(c\) for Clifford multiplication.
136
+
137
+ The weak Lichnerowicz formula has the following integrated form for
138
+ every compactly supported \(H^1\) spinor \(\phi\):
139
+ \begin{equation}
140
+ \label{q3:static:lichnerowicz}
141
+ \|D\phi\|_2^2=\|\nabla^S\phi\|_2^2.
142
+ \end{equation}
143
+ Here and below norms and integrals are for \(\mathfrak g\).
144
+ To check the formula at the indicated regularity, first use a smooth
145
+ compactly supported spinor. Approximate the metric on its support
146
+ in \(C^1\) and \(W^{2,p}\) by smooth metrics, using the same
147
+ background-bundle identification.
148
+ The smooth Lichnerowicz formula passes to the limit: connection
149
+ coefficients converge uniformly and scalar curvatures converge
150
+ in \(L^p\).
151
+ The limiting scalar term is zero by the assumed distributional
152
+ scalar flatness and the \(L^p\) curvature expression.
153
+ Density then proves Equation~\eqref{q3:static:lichnerowicz} for compact
154
+ \(H^1\) spinors.
155
+ Thus no integration surface is retained around the compactified point.
156
+
157
+ We next establish the coercivity needed to complete compact spinors.
158
+ For a compactly supported scalar function \(f\) on the AE end,
159
+ one-dimensional integration by parts along coordinate rays gives
160
+ \begin{equation}
161
+ \label{q3:static:radial-hardy}
162
+ \int_{r_0}^\infty f^2\dd r
163
+ \leq4\int_{r_0}^\infty r^2|\partial_rf|^2\dd r.
164
+ \end{equation}
165
+ The inner boundary term has the favorable sign.
166
+ Apply this to \(f=|\phi|\) and integrate over angles.
167
+ Metric comparability and
168
+ \(|\dd|\phi||\leq|\nabla^S\phi|\) give
169
+ \begin{equation}
170
+ \label{q3:static:spin-hardy}
171
+ \int_{\mathrm{AE}}r^{-2}|\phi|^2\dd V_{\mathfrak g}
172
+ \leq C\|\nabla^S\phi\|_2^2.
173
+ \end{equation}
174
+ For any fixed compact \(K\subset W\), connect it to a fixed end
175
+ annulus by a relatively compact connected domain.
176
+ Poincaré's inequality with the norm on that annulus retained gives
177
+ \[
178
+ \||\phi|\|_{L^2(K)}
179
+ \leq C_K\left(
180
+ \|\dd|\phi|\|_{L^2(\text{domain})}
181
+ +\|\phi\|_{L^2(\text{annulus})}\right).
182
+ \]
183
+ For example, this version follows from the ordinary Poincaré
184
+ inequality after subtracting the mean; the observed annulus
185
+ controls that mean because it has positive measure.
186
+ Equation~\eqref{q3:static:spin-hardy} controls its last term.
187
+ We have proved
188
+ \begin{equation}
189
+ \label{q3:static:local-coercivity}
190
+ \|\phi\|_{L^2(K)}\leq C_K\|\nabla^S\phi\|_2.
191
+ \end{equation}
192
+ Connectedness is the only global input in this propagation.
193
+
194
+ Let \(\mathcal H\) be the completion of compactly supported smooth
195
+ spinors in the norm \(\|\nabla^S\phi\|_2\).
196
+ Equation~\eqref{q3:static:local-coercivity} embeds \(\mathcal H\)
197
+ in \(L^2_{\mathrm{loc}}\), and the locally bounded connection
198
+ then embeds it in \(H^1_{\mathrm{loc}}\).
199
+ Both \(\nabla^S:\mathcal H\to L^2\) and
200
+ \(D:\mathcal H\to L^2\) are well-defined, and
201
+ Equation~\eqref{q3:static:lichnerowicz} makes the latter an isometry.
202
+ Its range is therefore closed.
203
+ Equation~\eqref{q3:static:spin-hardy} also passes to this completion.
204
+ The local constants may depend on the chosen compact set; no uniform
205
+ estimate over the remaining ends is required.
206
+
207
+ Fix the ordinary orthonormalized coordinate frame on the distinguished
208
+ end and a smooth cutoff \(\theta\), equal to one near infinity and
209
+ zero before a slightly smaller end neighborhood.
210
+ For each constant spinor \(z\in\mathbb C^2\), set
211
+ \(\psi_0=\theta z\).
212
+ Because the connection there is \(O(r^{-2-\epsilon})\),
213
+ \(\nabla^S\psi_0,D\psi_0\in L^2\).
214
+ Orthogonally project \(D\psi_0\) onto the closed subspace
215
+ \(D\mathcal H\) and choose \(\eta\in\mathcal H\) such that
216
+ \[
217
+ D\eta=-\operatorname{proj}_{D\mathcal H}(D\psi_0).
218
+ \]
219
+ Set \(\psi=\psi_0+\eta\), \(w=D\psi\).
220
+ Then \(w\in L^2\) and
221
+ \[
222
+ \int\langle w,D\phi\rangle\dd V_{\mathfrak g}=0
223
+ \quad\text{for every compact smooth }\phi.
224
+ \]
225
+ Thus \(Dw=0\) weakly.
226
+ Local elliptic regularity for a first-order elliptic operator with
227
+ locally Lipschitz principal coefficients and bounded lower-order
228
+ coefficients gives \(w\in H^1_{\mathrm{loc}}\).
229
+ This regularity can also be seen by freezing the principal
230
+ coefficients on small coordinate balls: the constant-coefficient
231
+ Dirac estimate controls one derivative in \(L^2\), the oscillation
232
+ is absorbed, and commutators of mollification are bounded by the
233
+ local Lipschitz norm. Apply the estimate to regularized \(w\)
234
+ and pass to a weak limit.
235
+ The metric in the lemma has more than this coefficient regularity.
236
+
237
+ Completeness supplies compactly supported Lipschitz distance cutoffs
238
+ \(\chi_R\), equal to one on the radius-\(R\) ball and with
239
+ \(|\dd\chi_R|\leq C/R\).
240
+ Indeed a complete locally compact Riemannian length space is proper,
241
+ and a piecewise linear cutoff of its distance has these properties.
242
+ Equation~\eqref{q3:static:lichnerowicz} applies to \(\chi_Rw\), and
243
+ the weak equation gives
244
+ \[
245
+ \|\nabla^S(\chi_Rw)\|_2^2
246
+ =\|D(\chi_Rw)\|_2^2
247
+ =\|c(\dd\chi_R)w\|_2^2
248
+ \leq \frac C{R^2}\|w\|_2^2.
249
+ \]
250
+ On every fixed compact set the cutoff eventually equals one.
251
+ It follows that \(\nabla^S w=0\).
252
+ A parallel spinor has constant length on the connected manifold;
253
+ the distinguished end has infinite volume, so \(w\in L^2\)
254
+ forces \(w=0\).
255
+ No condition at another end entered this argument.
256
+
257
+ It remains to show that \(\psi\), rather than just \(D\psi\), is
258
+ parallel. Define the continuous sesquilinear form
259
+ \[
260
+ \mathcal B(a,b)=
261
+ \int\left(\langle\nabla^Sa,\nabla^Sb\rangle
262
+ -\langle Da,Db\rangle\right)\dd V_{\mathfrak g}
263
+ \]
264
+ on fields for which the indicated derivatives are in \(L^2\).
265
+ For compact \(\phi\), the polarized Lichnerowicz identity,
266
+ with one slot compactly supported, gives
267
+ \(\mathcal B(\psi_0,\phi)=0\).
268
+ Approximate \(\eta\) in \(\mathcal H\) by compact spinors.
269
+ These limits use the global derivative norms; no boundary flux of
270
+ \(\eta\) at another end is invoked.
271
+ Continuity and Equation~\eqref{q3:static:lichnerowicz} imply
272
+ \[
273
+ \mathcal B(\psi_0,\eta)=0,\qquad
274
+ \mathcal B(\eta,\eta)=0,\qquad
275
+ \mathcal B(\psi,\psi)=\mathcal B(\psi_0,\psi_0).
276
+ \]
277
+ The last expression is zero. To see this directly, integrate the
278
+ Lichnerowicz identity for \(\psi_0\) up to a large end sphere.
279
+ There is no contribution at another end because \(\psi_0\)
280
+ vanishes there. On that sphere \(\psi_0=O(1)\) and
281
+ \(\nabla^S\psi_0,D\psi_0=O(r^{-2-\epsilon})\);
282
+ the boundary integral is \(O(r^{-\epsilon})\) and tends to zero.
283
+ This is also the zero ADM boundary term of the spin proof.
284
+ Since \(D\psi=w=0\), we conclude that
285
+ \(\|\nabla^S\psi\|_2^2=0\).
286
+
287
+ The parallel equation gives each resulting spinor a
288
+ \(C^{1,\beta}_{\mathrm{loc}}\) representative for some \(\beta>0\).
289
+ Indeed, \(H^1\subset L^6\) and the locally bounded connection first
290
+ give \(W^{1,6}\), hence local H\"older continuity; the locally H\"older
291
+ connection coefficients then make its first derivatives H\"older.
292
+ Write \(\psi_z\) for this parallel spinor. The fixed cutoff,
293
+ orthogonal projection, and inverse of \(D:\mathcal H\to D\mathcal H\)
294
+ make \(z\mapsto\psi_z\) complex linear.
295
+ For any point \(p\in W\), consider
296
+ \[
297
+ E_p:\mathbb C^2\longrightarrow\mathbb S_p,
298
+ \qquad E_p(z)=\psi_z(p),
299
+ \]
300
+ where \(\mathbb S_p\) is the complex spinor fiber.
301
+ If \(E_p(z)=0\), parallelism and connectedness give \(\psi_z=0\)
302
+ everywhere. Then \(\eta=-\theta z\), which for \(z\ne0\) has infinite
303
+ \(r^{-2}\)-weighted \(L^2\) norm on the distinguished end,
304
+ contrary to Equation~\eqref{q3:static:spin-hardy}.
305
+ Thus \(E_p\) is injective for every \(p\), and it is an isomorphism
306
+ because the complex spinor rank is two. The images of a basis of
307
+ \(\mathbb C^2\) form a global parallel spinor frame.
308
+
309
+ Its Hermitian Gram matrix is constant and positive definite;
310
+ a constant change of basis makes the frame orthonormal.
311
+ The weak curvature equations annihilate this frame, so the spin
312
+ curvature vanishes. Faithfulness of the spin representation on
313
+ \(\mathfrak{spin}(3)\) gives zero Riemann curvature.
314
+ Moreover, Clifford multiplication identifies the real tangent bundle
315
+ with the traceless skew-Hermitian endomorphisms of the spinor bundle.
316
+ Three fixed orthonormal matrices in this parallel spinor frame,
317
+ with matrix inner product \(-\tfrac12\operatorname{tr}(AB)\),
318
+ therefore give a global parallel orthonormal tangent frame.
319
+ The dual coframe is closed by torsion-freeness and integrates
320
+ locally to coordinates in which the metric is exactly Euclidean.
321
+ This also removes any apparent metric singularity at the
322
+ compactified point.
323
+
324
+ Finally, completeness makes the universal flat cover Euclidean
325
+ \(\R^3\). The global parallel frame makes its deck transformations
326
+ translations. A nontrivial discrete translation group has rank
327
+ at least one, and a quotient by it has volume growth at most
328
+ quadratic. The distinguished AE end gives a cubic lower bound:
329
+ radial paths in that end put a Euclidean annulus of radius
330
+ comparable to \(R\) inside a metric ball of radius \(CR\).
331
+ The two volume bounds are incompatible.
332
+ The deck group is therefore trivial, proving the lemma.
333
+ \end{proof}
334
+
335
+ \begin{lemma}[The infinity component has no interior missing boundary]
336
+ \label{q3:static:no-internal-null}
337
+ The component \(\mathcal E\) is all of \(\Omega\).
338
+ In particular \(N>0\) everywhere in the open exterior and the
339
+ stationary metric is vacuum there.
340
+ \end{lemma}
341
+
342
+ \begin{proof}
343
+ The complete base of Lemma~\ref{q3:static:base-completion} reaches every
344
+ component of $S$. Take its complete two-copy double, use $h_+$ on
345
+ the plus copy and $h_-$ on the minus copy, and identify corresponding
346
+ boundary points. The signed reflected lapse expresses the joined
347
+ metric as
348
+ \[
349
+ q=\left(\frac{1+\lambda_{\mathrm{signed}}}{2}\right)^4h_{\mathrm d}.
350
+ \]
351
+ It is smooth at each positive-lapse join and $C^2$ at each zero-lapse
352
+ join. The matched second jets make its scalar curvature zero across
353
+ every join, as well as on the two open sides. Compactify the unique
354
+ AF end of the minus copy by
355
+ Lemma~\ref{q3:static:conformal-completion}.
356
+
357
+ We verify completeness of this conformal manifold without placing any
358
+ restriction on the number or regularity of the possible internal-null
359
+ ends. On the plus copy the factor $(1+\lambda)/2$ is at least $1/2$.
360
+ Fix a sufficiently large original AF tail. On its complement the
361
+ continuous function $\sqrt N$ is defined on a compact subset of the
362
+ original closed exterior, equals zero on $S$ and the internal zero
363
+ set, and is strictly less than one elsewhere by
364
+ Lemma~\ref{q3:static:base-completion}. Its maximum on this compact set
365
+ is therefore some $a_0<1$. Thus on the entire corresponding minus
366
+ remainder $(1-\lambda)/2\geq(1-a_0)/2>0$ uniformly. On the double
367
+ away from the minus AF tail the conformal metric is consequently
368
+ bounded below by a fixed positive multiple of the complete doubled
369
+ base metric. All joins are already attached. A finite-length escape
370
+ can therefore only run down the minus AF tail, and its proved
371
+ nondegenerate one-point compactification supplies its limit. More
372
+ explicitly, truncate that tail at a large sphere. The other side of
373
+ the sphere is complete with compact boundary by the uniform lower
374
+ bound, and the compactified tail is a compact metric region with
375
+ that same boundary; their gluing is complete.
376
+
377
+ The conformal manifold is connected, orientable, and without boundary.
378
+ It has local $C^{1,\alpha}\cap W^{2,p}$ regularity for some
379
+ $\alpha>0$ and $p>3$: the finitely many joins are at least $C^2$,
380
+ and the sole compactification point has the regularity established
381
+ in Lemma~\ref{q3:static:conformal-completion}. Its scalar curvature is
382
+ zero distributionally, including at that point, and its distinguished
383
+ plus end has the fast decay required by
384
+ Lemma~\ref{q3:static:spin-rigidity}. That lemma makes this entire
385
+ manifold Euclidean space.
386
+
387
+ Choose a sufficiently large sphere in the distinguished plus end.
388
+ Under the Euclidean isometry it is a compact embedded sphere. Its
389
+ end tail is the unbounded component of the complement: paths from
390
+ large end radii to that sphere have lengths tending to infinity,
391
+ and the tail has precisely that sphere as frontier. The other
392
+ component is bounded and has compact closure. A sequence in
393
+ $\mathcal E$ approaching an interior point with $N=0$ lies outside
394
+ the chosen end tail and escapes every compact set of the complete
395
+ conformal manifold. Indeed it cannot converge at an ordinary plus
396
+ point by continuity of $N$, cannot converge on any joined component
397
+ because every original boundary collar has no interior zero, and
398
+ cannot converge at a point in the open minus copy or its compactified
399
+ end. Such a sequence is impossible in the compact Euclidean
400
+ complement. Thus $\mathcal E$ has no interior boundary in $\Omega$.
401
+
402
+ It is a nonempty open and closed subset of connected $\Omega$, and
403
+ hence equals $\Omega$. Vacuum now follows from
404
+ Proposition~\ref{q3:variation:adjoint}, since $N>0$ everywhere in
405
+ $\Omega$.
406
+ \end{proof}
407
+
408
+ \begin{lemma}[Equality forces a single spherical boundary component]
409
+ \label{q3:static:one-boundary-component}
410
+ In the Euclidean conformal double, every original component $S_i$
411
+ is a round sphere of radius $a=(8\kappa)^{-1}$ and has original area
412
+ $|S_i|_g=16\pi m^2=|S|_g$. Consequently $\ell=1$.
413
+ \end{lemma}
414
+
415
+ \begin{proof}
416
+ The completed conformal double in the proof of
417
+ Lemma~\ref{q3:static:no-internal-null} is Euclidean. In particular its
418
+ plus metric $q=h_+$ is flat up to every original boundary component.
419
+ Put $\phi=(1+\lambda)/2$. On each $S_i$,
420
+ Lemma~\ref{q3:static:base-completion} gives
421
+ \[
422
+ \phi=\tfrac12,\qquad
423
+ \partial_{\nu_h}\log\phi=\kappa,\qquad
424
+ \mathrm{II}_h=0,\qquad h|_{TS_i}=g|_{TS_i}.
425
+ \]
426
+ The conformal second-fundamental-form formula, with normal pointing
427
+ into the plus side, is therefore
428
+ \[
429
+ \mathrm{II}_q
430
+ =\phi^2\bigl(\mathrm{II}_h+
431
+ 2\partial_{\nu_h}\log\phi\,h|_{TS_i}\bigr)
432
+ =8\kappa\,q|_{TS_i},
433
+ \qquad q|_{TS_i}=\tfrac1{16}g|_{TS_i}.
434
+ \]
435
+ Let $F_i$ be the Euclidean position vector on $S_i$ and $\nu_i$
436
+ its unit normal into the plus side. Its shape operator is
437
+ $8\kappa I$, so the tangential differential of $F_i-a\nu_i$ is
438
+ zero for $a=(8\kappa)^{-1}$. Connectedness makes $F_i-a\nu_i$
439
+ a constant point $c_i$. Thus the image lies on the sphere of radius
440
+ $a$ centered at $c_i$, with $\nu_i$ its outward radial normal.
441
+ The image is open in that sphere by local invertibility and closed
442
+ by compactness, hence is the whole sphere. The Euclidean embedding
443
+ therefore identifies $S_i$ diffeomorphically with it.
444
+ Since $q|_{TS_i}=g|_{TS_i}/16$, its area satisfies
445
+ \begin{equation}
446
+ \label{q3:static:individual-boundary-area}
447
+ |S_i|_g=16|S_i|_q=64\pi a^2
448
+ =\frac{\pi}{\kappa^2}=16\pi m^2=|S|_g.
449
+ \end{equation}
450
+ Summing over the finite family yields
451
+ $|S|_g=\sum_{i=1}^{\ell}|S_i|_g=\ell|S|_g$. The boundary is nonempty
452
+ and $|S|_g>0$, hence $\ell=1$. In particular no connectedness or spherical
453
+ topology assumption was needed before this step.
454
+ \end{proof}
455
+
456
+ \begin{lemma}[Identification of the base and its mass]
457
+ \label{q3:static:schwarzschild-base}
458
+ The regular completion of \((\Omega,h,\lambda)\) is the
459
+ Schwarzschild static exterior
460
+ \begin{equation}
461
+ \label{q3:static:isotropic-base}
462
+ h=\left(1+\frac a\rho\right)^4\delta,\qquad
463
+ \lambda=\frac{1-a/\rho}{1+a/\rho},\qquad
464
+ \rho\geq a,
465
+ \end{equation}
466
+ where \(a=m/2\).
467
+ The completion is homeomorphic to the original \(\Mext\),
468
+ and \(S\) is identified diffeomorphically with its horizon sphere
469
+ in the regular base boundary structure.
470
+ \end{lemma}
471
+
472
+ \begin{proof}
473
+ Lemma~\ref{q3:static:one-boundary-component} identifies the boundary
474
+ in the Euclidean conformal double as one round sphere of radius
475
+ $a=(8\kappa)^{-1}$. The plus side is its outside: its normal is the
476
+ outward radial normal, its entire boundary is this sphere, and it
477
+ contains the distinguished unbounded end. Center Euclidean
478
+ coordinates at this sphere and write $\rho$ for their radius.
479
+
480
+ In the resulting Euclidean coordinates, write
481
+ \(\psi=2/(1+\lambda)\), so \(h=\psi^4\delta\).
482
+ The scalar-flat conformal equation gives \(\Delta_\delta\psi=0\)
483
+ outside the sphere, with \(\psi=2\) on it and \(\psi\to1\)
484
+ at infinity. The function \(1+a/\rho\) has the same data.
485
+ Their difference vanishes by the exterior maximum principle.
486
+ This proves Equation~\eqref{q3:static:isotropic-base}.
487
+ Its Schwarzschild mass is $2a=(4\kappa)^{-1}=m$, since
488
+ $\kappa=1/(4m)$. In particular $a=m/2$.
489
+
490
+ The regular base collar has the same underlying boundary topology
491
+ as the original collar, even when its coordinate is
492
+ \(\lambda=\sqrt N\) instead of the original defining function \(N\).
493
+ Together with the unchanged interior this identifies its completion
494
+ homeomorphically with \(\Mext\).
495
+ An interior base isometry extends uniquely to the metric completions.
496
+ On the regular boundary structures it is smooth: its boundary
497
+ restriction preserves induced lengths, hence is a smooth boundary
498
+ isometry, and normal geodesic coordinates extend it smoothly to
499
+ a collar.
500
+ Thus the completion has the claimed global topology, and
501
+ \(\Omega\cong(a,\infty)\times S^2\) is simply connected.
502
+ \end{proof}
503
+
504
+ \subsection{The time graph and the Kruskal attachment}
505
+ \label{q3:static:embedding-subsection}
506
+
507
+ \begin{proof}[Proof of Proposition~\ref{q3:static:classification}]
508
+ Lemma~\ref{q3:static:one-boundary-component} proves $\ell=1$ and the
509
+ spherical topology of $S$. Lemma~\ref{q3:static:no-internal-null} proves
510
+ \(N>0\) on \(\Omega\), and
511
+ Lemma~\ref{q3:static:schwarzschild-base} gives the global static
512
+ base with mass \(m\).
513
+ For the reconstruction write \(M=m\), so \(\kappa=1/(4M)\).
514
+ Simple connectivity and Lemma~\ref{q3:static:base-completion}
515
+ give a global smooth function \(H\) with
516
+ \begin{equation}
517
+ \label{q3:static:time-primitive}
518
+ \dd H=-A.
519
+ \end{equation}
520
+ In static Schwarzschild coordinates use time \(T=t+H(x)\).
521
+ Equations~\eqref{q3:static:base-definitions} and
522
+ \eqref{q3:static:time-primitive} give the exact identity
523
+ \begin{equation}
524
+ \label{q3:static:reconstructed-metric}
525
+ -N\dd T^2+h
526
+ =-u^2\dd t^2+g_{ij}(\dd x^i+X^i\dd t)
527
+ (\dd x^j+X^j\dd t).
528
+ \end{equation}
529
+ The graph \(T=H(x)\), corresponding to \(t=0\), therefore induces
530
+ the original metric \(g\).
531
+ The stationary future unit normal is \(n=(\partial_t-X)/u\).
532
+ With the second-fundamental-form convention of the theorem,
533
+ \begin{equation}
534
+ \label{q3:static:reconstructed-k}
535
+ K_{\mathrm{graph}}
536
+ =\frac1{2u}\bigl(\partial_tg-\mathcal L_Xg\bigr)
537
+ =-\frac1{2u}\mathcal L_Xg
538
+ =K.
539
+ \end{equation}
540
+ This calculation recovers the original \(K\), including a
541
+ non-time-symmetric slice.
542
+
543
+ We next establish smoothness in the original boundary structure.
544
+ If \(u|_S=0\), Equation~\eqref{q3:static:double-norm} gives
545
+ \[
546
+ A=\frac{Y^\flat}{a^2-s^2|Y|_g^2}.
547
+ \]
548
+ This is smooth in the original collar.
549
+ The primitive \(H\) therefore extends smoothly and finitely to \(S\).
550
+ For instance, fix its values on one interior collar section and
551
+ integrate its smooth normal derivative to the boundary.
552
+ Tangential derivatives of this extension agree with those prescribed
553
+ by \(\dd H=-A\), by continuity from the interior.
554
+
555
+ If \(u|_S>0\), the numerator
556
+ \(X^\flat-(2\kappa)^{-1}\dd N\) vanishes as a one-form on \(S\),
557
+ by Equation~\eqref{q3:static:simple-norm}.
558
+ Smooth division by the defining function \(N\) gives
559
+ \begin{equation}
560
+ \label{q3:static:log-time}
561
+ A=\frac1{2\kappa}\dd\log N+\beta,\qquad
562
+ H=-\frac1{2\kappa}\log N+B,
563
+ \end{equation}
564
+ where \(\beta\) and \(B\) are smooth in the original collar.
565
+ The smoothness of \(B\) follows by applying the same normal-integration
566
+ argument to its differential \(-\beta\).
567
+ In this case \(H\to+\infty\) at the boundary, so static time itself
568
+ is not a regular attachment coordinate.
569
+
570
+ Let \(r\) be the Schwarzschild area radius. On the whole exterior
571
+ \[
572
+ N=1-\frac{2M}{r},\qquad
573
+ r=\frac{2M}{1-N}.
574
+ \]
575
+ Normalize the tortoise coordinate and Kruskal coordinates by
576
+ \begin{equation}
577
+ \label{q3:static:kruskal-definitions}
578
+ \begin{aligned}
579
+ r_*&=r+2M\log\left(\frac r{2M}-1\right),\\
580
+ \mathsf U&=-e^{-\kappa(T-r_*)},&
581
+ \mathsf V&= e^{\kappa(T+r_*)}.
582
+ \end{aligned}
583
+ \end{equation}
584
+ On the right exterior \(\mathsf U<0,\mathsf V>0\), and
585
+ the Schwarzschild metric extends as
586
+ \[
587
+ \mathbf g_M
588
+ =-\frac{32M^3}{r}e^{-r/(2M)}
589
+ \dd\mathsf U\,\dd\mathsf V+r^2\dd\omega^2.
590
+ \]
591
+ An exact useful form of Equation~\eqref{q3:static:kruskal-definitions}
592
+ is
593
+ \begin{equation}
594
+ \label{q3:static:kruskal-factor}
595
+ \mathsf U=-Q(N)\sqrt N\,e^{-\kappa T},\qquad
596
+ \mathsf V= Q(N)\sqrt N\,e^{\kappa T},\qquad
597
+ Q(N)=\frac{\exp\!\bigl(1/[2(1-N)]\bigr)}{\sqrt{1-N}}.
598
+ \end{equation}
599
+ The function \(Q\) is smooth and positive near zero, with
600
+ \(Q(0)=\sqrt e\).
601
+
602
+ If \(u|_S=0\), both \(H\) and
603
+ \(\sqrt N=s\sqrt{a^2-s^2|Y|^2}\) are smooth.
604
+ Substitution into Equation~\eqref{q3:static:kruskal-factor} gives
605
+ \(\mathsf U=\mathsf V=0\) on \(S\) and
606
+ \[
607
+ \partial_s\mathsf U|_S
608
+ =-\sqrt e\,\kappa e^{-\kappa H|_S}<0,\qquad
609
+ \partial_s\mathsf V|_S
610
+ =\sqrt e\,\kappa e^{\kappa H|_S}>0.
611
+ \]
612
+ This is a smooth attachment at the bifurcation sphere.
613
+ If \(u|_S>0\), Equation~\eqref{q3:static:log-time} instead gives
614
+ \begin{equation}
615
+ \label{q3:static:future-attachment}
616
+ \mathsf U=-Q(N)N e^{-\kappa B},\qquad
617
+ \mathsf V=Q(N)e^{\kappa B}.
618
+ \end{equation}
619
+ These are smooth in the original collar;
620
+ \(\mathsf U\) vanishes simply and
621
+ \(\mathsf V|_S=\sqrt e\,e^{\kappa B|_S}>0\).
622
+ Thus the attachment is on the future horizon, with each generator
623
+ met once after the angular identification.
624
+
625
+ The angular regularity requires a further check when
626
+ \(u|_S>0\), because the regular base coordinate was \(\lambda\),
627
+ not the original \(N\).
628
+ On the smooth reflected collar in
629
+ Equation~\eqref{q3:static:even-base}, normal projection onto its fixed
630
+ boundary is invariant under \(\lambda\mapsto-\lambda\).
631
+ This follows from uniqueness of the normal geodesics and reflection
632
+ invariance of the metric.
633
+ Schwarzschild angular coordinates are constant along these normal
634
+ geodesics, and their boundary values are the smooth round-sphere
635
+ identification from Lemma~\ref{q3:static:schwarzschild-base}.
636
+ They are therefore smooth even functions of \(\lambda\).
637
+ A smooth even function, with smooth tangential parameters, is a
638
+ smooth function of \(N=\lambda^2\) for \(N\geq0\):
639
+ all odd Taylor coefficients vanish, and repeated application of
640
+ \((2\lambda)^{-1}\partial_\lambda\) to the Taylor remainder gives
641
+ continuous derivatives of every order at zero.
642
+ This proves the required angular smoothness in the original collar.
643
+ In the zero boundary-lapse case the original collar is already a
644
+ smooth base collar, so its completed base isometry supplies the
645
+ angular extension directly.
646
+
647
+ We have constructed a smooth map \(\iota:\Mext\to\) Schwarzschild.
648
+ Equation~\eqref{q3:static:reconstructed-metric} extends to \(S\)
649
+ by continuity, hence \(\iota^*\mathbf g_M=g\) there as well.
650
+ The positive definiteness of \(g\) proves that \(\dd\iota\) is
651
+ injective at every boundary point.
652
+ Interior injectivity follows from the global base isometry;
653
+ boundary injectivity follows from the sphere identification.
654
+ The boundary image, at \(r=2M\), is disjoint from the open image,
655
+ where \(r>2M\).
656
+ The map is proper: a compact subset of Schwarzschild has bounded
657
+ area radius, and its inverse image is closed in the compact base
658
+ region corresponding to
659
+ \([2M,R]\times S^2\).
660
+ Thus the injective immersion is an embedding.
661
+
662
+ The future normal extends smoothly even where \(u=0\).
663
+ To avoid taking a limit of the expression involving \(u^{-1}\),
664
+ choose the smooth future timelike Kruskal vector
665
+ \(Z=\partial_{\mathsf U}+\partial_{\mathsf V}\) near the boundary.
666
+ Let \(Z^\top\) be its tangential projection along the embedded
667
+ spacelike hypersurface and set
668
+ \[
669
+ \widehat n=
670
+ \frac{Z-Z^\top}
671
+ {\sqrt{-\mathbf g_M(Z-Z^\top,Z-Z^\top)}}.
672
+ \]
673
+ The denominator is positive, and this is a smooth future unit
674
+ normal. On the open exterior it agrees with the normal used in
675
+ Equation~\eqref{q3:static:reconstructed-k}.
676
+ Its second fundamental form is smooth and equals \(K\) in the
677
+ interior, so equality extends to \(S\).
678
+
679
+ There is also a smooth spacelike extension of the image through
680
+ its boundary. In the positive boundary-lapse case, use
681
+ \((\mathsf U,\omega)\) as hypersurface coordinates; its normal
682
+ derivative is nonzero by
683
+ Equation~\eqref{q3:static:future-attachment}.
684
+ The remaining null coordinate is a smooth graph function and can
685
+ be extended across \(\mathsf U=0\).
686
+ In the zero boundary-lapse case use
687
+ \((\chi,\omega)\), where
688
+ \(\chi=(\mathsf V-\mathsf U)/2\); the displayed normal derivatives
689
+ give \(\partial_s\chi>0\).
690
+ Again extend the remaining graph function across zero.
691
+ Smooth one-sided graph functions extend across a smooth boundary,
692
+ and compactness of \(S\), together with openness of the spacelike
693
+ condition, preserves spacelikeness on a sufficiently short collar.
694
+ This extension makes no assertion about the original data behind
695
+ \(S\).
696
+
697
+ Finally, the exact inverse-metric identity gives
698
+ \begin{equation}
699
+ \label{q3:static:end-slope}
700
+ |\dd H|_h^2
701
+ =\left|\frac{X^\flat}{N}\right|_C^2
702
+ =\frac{|X|_g^2}{u^2N}
703
+ \longrightarrow\frac{|b|^2}{(b^0)^2}<1.
704
+ \end{equation}
705
+ Choose a constant \(a_0<1\) larger than the limiting slope norm.
706
+ Along radial rays in the Schwarzschild base, uniformly in angle,
707
+ \[
708
+ |H(r,\omega)|
709
+ \leq C+a_0\int_R^r
710
+ \frac{\dd\rho}{\sqrt{1-2M/\rho}}
711
+ =a_0r+O(\log r).
712
+ \]
713
+ Since \(r_*=r+O(\log r)\), it follows that
714
+ \[
715
+ H-r_*\longrightarrow-\infty,\qquad
716
+ H+r_*\longrightarrow+\infty.
717
+ \]
718
+ This is approach to the chosen Schwarzschild spatial infinity.
719
+ It allows a nonzero asymptotic tilt and does not impose \(P=0\)
720
+ or \(K=0\).
721
+ All conclusions of Proposition~\ref{q3:static:classification} follow.
722
+ \end{proof}
723
+
724
+ Propositions~\ref{q3:variation:adjoint} and~\ref{q3:static:classification}
725
+ prove Theorem~\ref{q3:intro:rigidity}. They also prove
726
+ Theorem~\ref{q3:intro:connected-rigidity}: the connected-case argument
727
+ in Lemma~\ref{q3:variation:area-support} supplies the same localized
728
+ multiplier identity, and all subsequent adjoint, static, and
729
+ reconstruction steps use that identity rather than
730
+ partial-coincidence outermostness.
preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
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+ version https://git-lfs.github.com/spec/v1
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+ size 1274586
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Equality cases in the sharp one-dimensional matrix Lieb–Thirring inequality](sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Equality cases in the sharp one-dimensional matrix Lieb--Thirring inequality}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf}{OAI:Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/main.tex ADDED
@@ -0,0 +1,29 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \input{preamble}
3
+ \title{Equality cases in the sharp one-dimensional\newline matrix Lieb--Thirring inequality}
4
+ \author{OpenAI}
5
+ \date{October 5, 2026}
6
+ \begin{document}
7
+ \maketitle
8
+ \begin{abstract}
9
+ We classify all equality cases in the sharp one-dimensional Lieb--Thirring
10
+ inequality for every finite matrix size and $1/2<\gamma<3/2$. For measurable
11
+ Hermitian positive semidefinite potentials $W$ with
12
+ $\int_\R\tr(W^{\gamma+1/2})<\infty$, equality holds precisely for direct sums,
13
+ in one constant unitary basis, of scalar one-bound-state solitons and zero
14
+ channels. The nonzero solitons may have independent scales and centers.
15
+ \end{abstract}
16
+ \setcounter{tocdepth}{1}
17
+ \tableofcontents
18
+ \clearpage
19
+ \input{sections/introduction}
20
+ \input{sections/preliminaries}
21
+ \input{sections/action}
22
+ \input{sections/spectral-bound}
23
+ \input{sections/compactness}
24
+ \input{sections/rigidity}
25
+ \appendix
26
+ \input{sections/appendix-trace}
27
+ \input{sections/appendix-paths}
28
+ \input{references}
29
+ \end{document}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/preamble.tex ADDED
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+ \usepackage[T1]{fontenc}
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+ \usepackage{lmodern}
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+ \usepackage[margin=1.05in]{geometry}
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+ \usepackage{amsmath,amssymb,amsthm,mathtools,mathrsfs}
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+ \usepackage{graphicx,microtype,xcolor,tikz}
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+ \usetikzlibrary{arrows.meta,positioning,fit,calc}
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+ \usepackage{hyperref}
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+ \hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=green!35!black,urlcolor=blue!55!black,pdftitle={Equality cases in the sharp one-dimensional matrix Lieb--Thirring inequality},pdfauthor={OpenAI}}
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+ \newtheorem{theorem}{Theorem}[section]
10
+ \newtheorem{proposition}[theorem]{Proposition}
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+ \newtheorem{lemma}[theorem]{Lemma}
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+ \newtheorem{corollary}[theorem]{Corollary}
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+ \theoremstyle{definition}
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+ \newtheorem{definition}[theorem]{Definition}
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+ \theoremstyle{remark}
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+ \newtheorem{remark}[theorem]{Remark}
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+ \newcommand{\R}{\mathbb R}
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+ \newcommand{\C}{\mathbb C}
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+ \newcommand{\HS}{\mathrm{HS}}
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+ \DeclareMathOperator{\tr}{tr}
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+ \DeclareMathOperator{\Tr}{Tr}
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+ \DeclareMathOperator{\Sym}{Sym}
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+ \DeclareMathOperator{\sech}{sech}
24
+ \DeclareMathOperator{\diag}{diag}
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+ \DeclareMathOperator{\op}{op}
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+ \numberwithin{equation}{section}
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+ \allowdisplaybreaks[2]
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+ \setlength{\emergencystretch}{1.5em}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/references.tex ADDED
@@ -0,0 +1,90 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{thebibliography}{99}
2
+ \raggedright
3
+ \bibitem{AizenmanLieb1978}
4
+ Michael Aizenman and Elliott H. Lieb,
5
+ \emph{On semi-classical bounds for eigenvalues of Schr\"odinger operators},
6
+ Physics Letters A \textbf{66} (1978), no.~6, 427--429.
7
+ \href{https://doi.org/10.1016/0375-9601(78)90385-7}{doi:10.1016/0375-9601(78)90385-7}.
8
+
9
+ \bibitem{BenguriaLoss2000}
10
+ Rafael Benguria and Michael Loss,
11
+ \emph{A simple proof of a theorem of Laptev and Weidl},
12
+ Mathematical Research Letters \textbf{7} (2000), no.~2--3, 195--203.
13
+ \href{https://doi.org/10.4310/MRL.2000.v7.n2.a5}{doi:10.4310/MRL.2000.v7.n2.a5}.
14
+
15
+ \bibitem{FrankGontierLewin2025}
16
+ Rupert L. Frank, David Gontier and Mathieu Lewin,
17
+ \emph{Optimizers for the finite-rank Lieb--Thirring inequality},
18
+ American Journal of Mathematics \textbf{147} (2025), no.~2, 503--560.
19
+ \href{https://doi.org/10.1353/ajm.2025.a954649}{doi:10.1353/ajm.2025.a954649}.
20
+
21
+ \bibitem{HLW2000}
22
+ Dirk Hundertmark, Ari Laptev and Timo Weidl,
23
+ \emph{New bounds on the Lieb--Thirring constants},
24
+ Inventiones Mathematicae \textbf{140} (2000), no.~3, 693--704.
25
+ \href{https://doi.org/10.1007/s002220000077}{doi:10.1007/s002220000077}.
26
+
27
+ \bibitem{HLT1998}
28
+ Dirk Hundertmark, Elliott H. Lieb and Lawrence E. Thomas,
29
+ \emph{A sharp bound for an eigenvalue moment of the one-dimensional
30
+ Schr\"odinger operator},
31
+ Advances in Theoretical and Mathematical Physics \textbf{2} (1998), no.~4,
32
+ 719--731.
33
+ \href{https://doi.org/10.4310/ATMP.1998.v2.n4.a2}{doi:10.4310/ATMP.1998.v2.n4.a2}.
34
+
35
+ \bibitem{Keller1961}
36
+ Joseph B. Keller,
37
+ \emph{Lower bounds and isoperimetric inequalities for eigenvalues of the
38
+ Schr\"odinger equation},
39
+ Journal of Mathematical Physics \textbf{2} (1961), no.~2, 262--266.
40
+ \href{https://doi.org/10.1063/1.1703708}{doi:10.1063/1.1703708}.
41
+
42
+ \bibitem{LaptevWeidl2000}
43
+ Ari Laptev and Timo Weidl,
44
+ \emph{Sharp Lieb--Thirring inequalities in high dimensions},
45
+ Acta Mathematica \textbf{184} (2000), no.~1, 87--111.
46
+ \href{https://doi.org/10.1007/BF02392782}{doi:10.1007/BF02392782}.
47
+
48
+ \bibitem{LiebThirring1975}
49
+ Elliott H. Lieb and Walter E. Thirring,
50
+ \emph{Bound for the kinetic energy of fermions which proves the stability
51
+ of matter},
52
+ Physical Review Letters \textbf{35} (1975), no.~11, 687--689;
53
+ erratum, \textbf{35} (1975), 1116.
54
+ \href{https://doi.org/10.1103/PhysRevLett.35.687}{doi:10.1103/PhysRevLett.35.687}.
55
+
56
+ \bibitem{LiebThirring1976}
57
+ Elliott H. Lieb and Walter E. Thirring,
58
+ \emph{Inequalities for the moments of the eigenvalues of the Schr\"odinger
59
+ Hamiltonian and their relation to Sobolev inequalities},
60
+ in \emph{Studies in Mathematical Physics: Essays in Honor of Valentine
61
+ Bargmann}, Elliott H. Lieb, Barry Simon and Arthur S. Wightman (eds.),
62
+ Princeton University Press, Princeton, NJ, 1976, 269--303.
63
+
64
+ \bibitem{Milnor1965}
65
+ John W. Milnor,
66
+ \emph{Topology from the Differentiable Viewpoint},
67
+ University Press of Virginia, Charlottesville, VA, 1965.
68
+
69
+ \bibitem{MLT}
70
+ OpenAI,
71
+ \emph{Sharp one-dimensional Lieb--Thirring inequalities for matrix potentials},
72
+ OpenAI Math Release preprint
73
+ \href{https://github.com/openai/math/blob/main/preprints/Sharp-one-dimensional-Lieb-Thirring-inequalities-for-matrix-potentials-October-5-2026/sharp-matrix-lieb-thirring.pdf}{OAI:Sharp-one-dimensional-Lieb-Thirring-inequalities-for-matrix-potentials-October-5-2026},
74
+ 2026.
75
+
76
+ \bibitem{ReadSchulz2026}
77
+ Larry Read and Marvin R. Schulz,
78
+ \emph{The sharp one-dimensional Lieb--Thirring inequality for the sum
79
+ of eigenvalues},
80
+ \href{https://arxiv.org/abs/2609.10478v2}{arXiv:2609.10478v2},
81
+ September 14, 2026.
82
+
83
+ \bibitem{Sard1942}
84
+ Arthur Sard,
85
+ \emph{The measure of the critical values of differentiable maps},
86
+ Bulletin of the American Mathematical Society \textbf{48} (1942),
87
+ 883--890.
88
+ \href{https://doi.org/10.1090/S0002-9904-1942-07811-6}{doi:10.1090/S0002-9904-1942-07811-6}.
89
+
90
+ \end{thebibliography}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/action.tex ADDED
@@ -0,0 +1,328 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{An action estimate that retains the equality defects}
2
+ \label{act:section}
3
+
4
+ The finite-interval argument for the sharp inequality can also measure
5
+ failure of its equality relations. We retain the first-order square
6
+ and a quantitative part of the matrix trace deficit. The coefficient
7
+ of this second defect will be independent of the number of rows. This
8
+ uniformity allows us to exhaust an eigenvalue list before knowing that
9
+ it is finite.
10
+
11
+ The construction adapts the field, connecting paths, and action
12
+ identity of \cite[Sections~3--6]{MLT}. Their analytic foundations are
13
+ proved in Appendices~\ref{app:trace} and~\ref{app:paths}; the additional
14
+ estimate below extracts operator-norm rigidity from the trace deficit.
15
+
16
+ Fix positive integers $n,d$, a bounded interval
17
+ $\Omega=(x_-,x_+)$, and
18
+ $K=\operatorname{diag}(\ell_1,\ldots,\ell_n)$ with
19
+ $0<\ell_i\leq\kappa$. For
20
+ $A\in H^1_0(\Omega;\R^{n\times d})$, set $\rho=AA^{\mathsf T}$
21
+ and define
22
+ \begin{equation}\label{act:energy}
23
+ \mathcal E_K(A)=\int_\Omega
24
+ \bigl(\|A'\|_{\HS}^2+\tr(K^2\rho)-\tr(\rho^q)\bigr)\,dx.
25
+ \end{equation}
26
+ For pointwise matrix values $A\in\R^{n\times d}$ and
27
+ $B\in\Sym_n$, put
28
+ \begin{equation}\label{act:defect}
29
+ \Phi_K(A,B)=\min\left\{1,
30
+ \|[B,K^2]\|_{\op}^2
31
+ +\|K^2-B^2-(AA^{\mathsf T})^r\|_{\op}^2\right\}.
32
+ \end{equation}
33
+ Thus $\Phi_K=0$ expresses two algebraic relations, while
34
+ $A'-BA=0$ is a first-order differential relation.
35
+
36
+ \begin{theorem}[Quantitative finite-interval action estimate]
37
+ \label{act:quantitative-action}
38
+ Let $0<\sigma<1$ and $\kappa>0$. There is a constant
39
+ $c_*=c_*(\sigma,\kappa)>0$ with the following property.
40
+ For $n,d,\Omega,K$ as above, suppose
41
+ $U\in H^1_0(\Omega;\R^{n\times d})$ satisfies
42
+ \[
43
+ \int_\Omega UU^{\mathsf T}\,dx=I_n.
44
+ \]
45
+ For every $\eta>0$ there exist a real lower triangular matrix
46
+ $C\in\R^{n\times n}$ and a path
47
+ $B\in C^1(\overline\Omega;\Sym_n)$ such that
48
+ \[
49
+ B(x_-)=K,\qquad B(x_+)=-K,\qquad
50
+ \sup_{x\in\overline\Omega}\|B(x)\|_{\op}\leq\kappa,
51
+ \]
52
+ and, for $A=CU$,
53
+ \begin{equation}\label{act:bound}
54
+ \mathcal E_K(A)\geq b_\sigma\sum_{i=1}^n\ell_i^{2\gamma}
55
+ +\int_\Omega\left(\|A'-BA\|_{\HS}^2
56
+ +c_*\Phi_K(A,B)\right)\,dx-\eta.
57
+ \end{equation}
58
+ In particular, $c_*$ is independent of $n,d,\Omega,U$, and the
59
+ smallest diagonal entry of $K$.
60
+ \end{theorem}
61
+
62
+ \subsection{Coercivity at the matrix-field constraint}
63
+
64
+ The algebraic relations $\Phi_K(A,B)=0$ require $[B,K^2]=0$
65
+ and $\rho=(K^2-B^2)^\sigma$. For $0<\delta\leq1$, we use a
66
+ locally Lipschitz field $M_\delta:\Sym_n\to\Sym_n$ extending
67
+ the commuting rule
68
+ \[
69
+ M_\delta(B)=(K^2-B^2+\delta I)^\sigma-\delta^\sigma I
70
+ \quad\text{if }[B,K^2]=0\text{ and }K^2-B^2\geq0.
71
+ \]
72
+ Thus the constraint $M_\delta(B)=\rho$ is a regularized form of
73
+ the algebraic equality relation in this case. The extension to
74
+ arbitrary symmetric $B$ has a $C^1$ primitive
75
+ $J_\delta:\Sym_n\to\R$ satisfying
76
+ \begin{equation}\label{act:primitive}
77
+ dJ_\delta(B)[H]=-\tr(M_\delta(B)H).
78
+ \end{equation}
79
+ Proposition~\ref{field:properties} constructs these maps and proves
80
+ their required properties. Along a path $B$, the derivative identity
81
+ converts $-\tr(M_\delta(B)B')$ into the total derivative of
82
+ $J_\delta(B)$, which will supply the boundary term in the action
83
+ identity.
84
+ Its endpoint difference is explicit:
85
+ \begin{align}
86
+ J_\delta(-K)-J_\delta(K)
87
+ &=\sum_{i=1}^n\int_{-\ell_i}^{\ell_i}
88
+ \bigl((\ell_i^2-s^2+\delta)^\sigma-\delta^\sigma\bigr)\,ds
89
+ \notag\\
90
+ &\longrightarrow b_\sigma\sum_{i=1}^n\ell_i^{2\gamma}
91
+ \qquad(\delta\downarrow0).
92
+ \label{act:endpoints}
93
+ \end{align}
94
+ The limit follows by dominated convergence and
95
+ $2\sigma+1=2\gamma$.
96
+
97
+ Define the scalar function
98
+ \begin{equation}\label{act:F}
99
+ F(A,B)=\tr(\rho^q)-\tr\bigl((K^2-B^2)\rho\bigr),
100
+ \qquad \rho=AA^{\mathsf T}.
101
+ \end{equation}
102
+ The following lemma bounds this nonlinear term while keeping the
103
+ algebraic defect. The constraint in its hypothesis will later be
104
+ enforced by a penalty.
105
+
106
+ \begin{lemma}\label{act:constraint}
107
+ The constant $c_*(\sigma,\kappa)>0$ can be chosen so that, whenever
108
+ $0<\delta\leq1$, $\|B\|_{\op}\leq\kappa$, and
109
+ $M_\delta(B)=AA^{\mathsf T}$, one has
110
+ \begin{equation}\label{act:constraint-bound}
111
+ F(A,B)+c_*\Phi_K(A,B)\leq E_{n,\delta},
112
+ \qquad
113
+ E_{n,\delta}
114
+ =n\bigl(\delta\kappa^{2\sigma}
115
+ +\delta^\sigma(\kappa^2+\delta)\bigr)
116
+ +\delta^{2\sigma}.
117
+ \end{equation}
118
+ \end{lemma}
119
+
120
+ \begin{proof}
121
+ Write $\rho=M_\delta(B)\geq0$. Proposition~\ref{field:positive}
122
+ gives
123
+ \begin{equation}\label{act:positive-symbol}
124
+ Q_s:=s^2I-2sB+K^2\geq0\quad(s\in\R),
125
+ \qquad 0\leq\rho\leq\kappa^{2\sigma}I.
126
+ \end{equation}
127
+ Put $V=K^2-B^2+\delta I$ and $\beta=\sigma-\tfrac12$.
128
+ With the positive normalization constant $c_\sigma$ specified in
129
+ \eqref{trace:normalization}, define
130
+ \begin{equation}\label{act:RN}
131
+ \begin{split}
132
+ R(t)&=\frac1\pi\int_\R
133
+ \bigl(Q_s+(\delta+t)I\bigr)^{-1}\,ds,\qquad t>0,\\
134
+ N&=c_\sigma\int_0^\infty
135
+ t^\beta\bigl(t^{-1/2}I-R(t)\bigr)\,dt
136
+ =\rho+\delta^\sigma I.
137
+ \end{split}
138
+ \end{equation}
139
+ The last identity is also part of Proposition~\ref{field:positive}.
140
+ Since $(sI-B)^2+V=Q_s+\delta I\geq\delta I$ and $N\geq0$,
141
+ Theorem~\ref{trace:deficit} applies. It supplies
142
+ $L(t)=R(t)^{-1}>0$ and Hermitian matrices $Z(t)$ satisfying
143
+ \begin{equation}\label{act:LZ}
144
+ V+tI=L^2+Z^2+i[B,Z],\qquad
145
+ LZ+ZL+i[B,L]=0,
146
+ \end{equation}
147
+ and the exact identity
148
+ \begin{align}
149
+ \Delta&:=\tr(NV)-\tr(N^q)\notag\\
150
+ &=c_\sigma\int_0^\infty t^\beta
151
+ \left(\tr(R(t)Z(t)^2)
152
+ +q\bigl\|R(t)^{-1/2}
153
+ -R(t)^{1/2}(tI+N^r)^{1/2}\bigr\|_{\HS}^2\right)\,dt
154
+ \geq0.
155
+ \label{act:trace-deficit}
156
+ \end{align}
157
+ The matrices in \eqref{act:LZ} may be complex Hermitian even though
158
+ $A$ and $B$ are real; $i$ denotes the imaginary unit.
159
+
160
+ We extract a dimension-independent bound from the part of the
161
+ integral with $1\leq t\leq2$. On this interval there are constants
162
+ $a_\kappa,A_\kappa>0$ such that
163
+ \begin{equation}\label{act:R-bounds}
164
+ a_\kappa I\leq R(t)\leq A_\kappa I.
165
+ \end{equation}
166
+ For the upper bound, use $Q_s\geq0$ on a bounded interval in $s$,
167
+ and $Q_s\geq\tfrac12s^2I$ for $|s|\geq\max\{1,4\kappa\}$.
168
+ For the lower bound, restrict the integral to $|s|\leq1$, where
169
+ $Q_s+(\delta+t)I\leq(4+2\kappa+\kappa^2)I$.
170
+ These estimates depend on $\kappa$ alone. Moreover
171
+ $\|N\|_{\op}\leq\kappa^{2\sigma}+1$, so
172
+ $H_t=(tI+N^r)^{1/2}$ and $L(t)$ are bounded in operator norm by
173
+ constants depending only on $\sigma,\kappa$.
174
+
175
+ The two integrands in \eqref{act:trace-deficit} control
176
+ $\|Z(t)\|_{\HS}^2$ and $\|L(t)-H_t\|_{\HS}^2$:
177
+ indeed $\tr(RZ^2)=\tr(ZRZ)$ and
178
+ \[
179
+ R^{-1/2}-R^{1/2}H_t=R^{1/2}(L-H_t).
180
+ \]
181
+ It follows by averaging over $[1,2]$ that at some $t$ in this
182
+ interval,
183
+ \begin{equation}\label{act:small-squares}
184
+ \|Z(t)\|_{\op}+\|L(t)-H_t\|_{\op}
185
+ \leq C_1\sqrt\Delta,
186
+ \end{equation}
187
+ where $C_1$ depends only on $\sigma,\kappa$.
188
+ When $\Delta=0$, the same conclusion follows by taking a point
189
+ where both nonnegative integrands vanish.
190
+
191
+ Suppose first that $\Delta\leq1$, and use this value of $t$.
192
+ The first identity in \eqref{act:LZ} gives
193
+ \[
194
+ V-N^r=(L^2-H_t^2)+Z^2+i[B,Z].
195
+ \]
196
+ The boundedness of $L,H_t,B$, together with
197
+ \eqref{act:small-squares}, bounds the norm of this expression by
198
+ $C_2\sqrt\Delta$. To control the commutator, the second identity
199
+ in \eqref{act:LZ} first yields
200
+ $\|[B,L]\|_{\op}\leq2\|L\|_{\op}\|Z\|_{\op}$.
201
+ Then
202
+ \[
203
+ [B,V]=[B,L^2]+[B,Z^2]+i[B,[B,Z]]
204
+ \]
205
+ has the same bound. Thus
206
+ \begin{equation}\label{act:V-coercivity}
207
+ \|V-N^r\|_{\op}+\|[B,V]\|_{\op}
208
+ \leq C_3\sqrt\Delta.
209
+ \end{equation}
210
+ Here and below the constants in this proof depend only on
211
+ $\sigma,\kappa$.
212
+
213
+ The matrices $N=\rho+\delta^\sigma I$ and $\rho$ commute.
214
+ Because $r>1$, the scalar function $y\mapsto y^r$ is Lipschitz on
215
+ $[0,\kappa^{2\sigma}+1]$. Consequently
216
+ \[
217
+ \|N^r-\rho^r\|_{\op}\leq C_4\delta^\sigma.
218
+ \]
219
+ Since $[B,V]=[B,K^2]$ and $\delta\leq\delta^\sigma$,
220
+ \eqref{act:V-coercivity} implies
221
+ \[
222
+ \|[B,K^2]\|_{\op}^2
223
+ +\|K^2-B^2-\rho^r\|_{\op}^2
224
+ \leq C_5(\Delta+\delta^{2\sigma}).
225
+ \]
226
+ Choose $c_*>0$ sufficiently small, also with $c_*\leq1$.
227
+ For $\Delta\leq1$ the preceding estimate gives
228
+ \begin{equation}\label{act:coercivity}
229
+ c_*\Phi_K(A,B)\leq\Delta+\delta^{2\sigma}.
230
+ \end{equation}
231
+ For $\Delta>1$ this follows directly from $\Phi_K\leq1$.
232
+ This proves the required uniform control of the algebraic defect.
233
+
234
+ It remains to relate $\Delta$ to $F$. Expanding $N$ and $V$ gives
235
+ \[
236
+ F(A,B)=-\Delta+\tr(\rho^q)-\tr(N^q)
237
+ +\delta\tr\rho+\delta^\sigma\tr V.
238
+ \]
239
+ The first two powers are ordered because $N=\rho+\delta^\sigma I$.
240
+ Also $\tr\rho\leq n\kappa^{2\sigma}$ and
241
+ $V\leq(\kappa^2+\delta)I$. Adding \eqref{act:coercivity} now
242
+ proves \eqref{act:constraint-bound}.
243
+ \end{proof}
244
+
245
+ \subsection{The action identity and the penalty limit}
246
+
247
+ \begin{proof}[Proof of Theorem~\ref{act:quantitative-action}]
248
+ Fix $0<\delta\leq1$. Proposition~\ref{path:connecting} supplies,
249
+ for every $0<\varepsilon\leq1$, a lower triangular matrix
250
+ $C_\varepsilon$ and a path $B_\varepsilon$ with the prescribed
251
+ endpoints and operator-norm bound such that, for
252
+ $A_\varepsilon=C_\varepsilon U$,
253
+ \begin{equation}\label{act:path}
254
+ \varepsilon B_\varepsilon'
255
+ =M_\delta(B_\varepsilon)
256
+ -A_\varepsilon A_\varepsilon^{\mathsf T}.
257
+ \end{equation}
258
+ For fixed $\delta,K,\Omega,U$, the matrices $C_\varepsilon$ are
259
+ bounded uniformly in $0<\varepsilon\leq1$.
260
+
261
+ Temporarily suppress the subscript $\varepsilon$ and write
262
+ \[
263
+ u_\delta(A,B)
264
+ =\|M_\delta(B)-AA^{\mathsf T}\|_{\HS}^2.
265
+ \]
266
+ Since $A\in H^1_0$ and $B\in C^1$, the product and chain rules
267
+ for absolutely continuous functions, \eqref{act:primitive}, and
268
+ \eqref{act:path} yield almost everywhere
269
+ \begin{align*}
270
+ \bigl(J_\delta(B)+\tr(A^{\mathsf T}BA)\bigr)'
271
+ &=2\tr((A')^{\mathsf T}BA)
272
+ -\tr\bigl((M_\delta(B)-AA^{\mathsf T})B'\bigr)\\
273
+ &=2\tr((A')^{\mathsf T}BA)-\varepsilon^{-1}u_\delta(A,B).
274
+ \end{align*}
275
+ Complete the square in the action and integrate this identity.
276
+ Because $A$ vanishes at both endpoints, the result is the exact
277
+ formula
278
+ \begin{align}
279
+ \mathcal E_K(A)
280
+ &=J_\delta(-K)-J_\delta(K)\notag\\
281
+ &\quad+\int_\Omega\left(
282
+ \|A'-BA\|_{\HS}^2-F(A,B)
283
+ +\varepsilon^{-1}u_\delta(A,B)\right)\,dx.
284
+ \label{act:identity}
285
+ \end{align}
286
+
287
+ We now use the penalty to pass from the constraint estimate in
288
+ Lemma~\ref{act:constraint} to all matrix values on these paths.
289
+ The continuous representative of $U$ is bounded on
290
+ $\overline\Omega$. The uniform bound on $C_\varepsilon$ and the
291
+ bound $\|B_\varepsilon\|_{\op}\leq\kappa$ therefore place all pairs
292
+ $(A_\varepsilon(x),B_\varepsilon(x))$ in one compact set
293
+ $\mathcal K_\delta\subset\R^{n\times d}\times\Sym_n$ on which
294
+ $\|B\|_{\op}\leq\kappa$. On this set $F$, $\Phi_K$, and
295
+ $u_\delta$ are continuous. Lemma~\ref{act:constraint} implies
296
+ \begin{equation}\label{act:penalty}
297
+ \limsup_{\varepsilon\downarrow0}
298
+ \sup_{(A,B)\in\mathcal K_\delta}
299
+ \bigl(F(A,B)+c_*\Phi_K(A,B)-\varepsilon^{-1}u_\delta(A,B)\bigr)
300
+ \leq E_{n,\delta}.
301
+ \end{equation}
302
+ Indeed, if the left side exceeded $E_{n,\delta}$, some sequence
303
+ $\varepsilon_j\downarrow0$ and corresponding pairs in the compact
304
+ set would make the expression at least $E_{n,\delta}+\tau$ for
305
+ some $\tau>0$. Boundedness of $F+c_*\Phi_K$ would force
306
+ $u_\delta=O(\varepsilon_j)$ along that sequence. A convergent
307
+ subsequence would then give a limiting pair with $u_\delta=0$ and
308
+ $F+c_*\Phi_K\geq E_{n,\delta}+\tau$, contradicting
309
+ Lemma~\ref{act:constraint}.
310
+
311
+ For any $\tau>0$, choose $\varepsilon$ small enough that the
312
+ supremum in \eqref{act:penalty} is at most $E_{n,\delta}+\tau$.
313
+ Substitution into \eqref{act:identity} gives
314
+ \begin{align*}
315
+ \mathcal E_K(A_\varepsilon)
316
+ \geq{}&J_\delta(-K)-J_\delta(K)
317
+ -|\Omega|(E_{n,\delta}+\tau)\\
318
+ &+\int_\Omega\left(\|A_\varepsilon'-B_\varepsilon A_\varepsilon\|_{\HS}^2
319
+ +c_*\Phi_K(A_\varepsilon,B_\varepsilon)\right)\,dx.
320
+ \end{align*}
321
+ Finally, first choose $\delta>0$ so small that the endpoint error
322
+ in \eqref{act:endpoints} and $|\Omega|E_{n,\delta}$ together are
323
+ less than $\eta/2$. Next choose $\tau>0$ with
324
+ $|\Omega|\tau<\eta/2$, and then choose the required $\varepsilon$.
325
+ These choices prove \eqref{act:bound}. All compactness arguments
326
+ were made after fixing $\delta$; no bound uniform in $\delta$ is
327
+ needed.
328
+ \end{proof}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-paths.tex ADDED
@@ -0,0 +1,465 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The regularized field and connecting paths}
2
+ \label{app:paths}
3
+
4
+ The finite-interval action argument requires a symmetric matrix path
5
+ from $K$ to $-K$ whose derivative measures the difference between a
6
+ matrix field and $AA^{\mathsf T}$. We construct both the field and the
7
+ path here. These are the constructions of \cite[Sections~4--5]{MLT};
8
+ we include their proofs to make the analytic input to the equality
9
+ argument self-contained. The positivity statement below also
10
+ identifies the resolvent to which Theorem~\ref{trace:deficit} applies.
11
+
12
+ Throughout this appendix,
13
+ $K=\operatorname{diag}(k_1,\ldots,k_n)$ with $k_i>0$,
14
+ $\kappa=\max_i k_i$, and $\Sym_n$ denotes the real symmetric matrices.
15
+ We use $\beta=\sigma-\tfrac12$ and the constant $c_\sigma$ from
16
+ \eqref{trace:normalization}.
17
+
18
+ \subsection{A field with a scalar boundary integral}
19
+
20
+ For $\delta>0$, define on $y\geq0$
21
+ \begin{equation}\label{field:f}
22
+ f_\delta(y)=\frac{c_\sigma}{\pi}\int_0^\infty t^\beta
23
+ \left(\frac1{t+\delta}-\frac1{t+\delta+y}\right)\,dt,
24
+ \end{equation}
25
+ and extend to $y<0$ by the tangent line $f_\delta'(0)y$.
26
+ The resulting function is $C^1$, strictly increasing, and concave.
27
+ Indeed, for $y\geq0$,
28
+ \begin{equation}\label{field:f-derivative}
29
+ f_\delta'(y)=a_\sigma(y+\delta)^{\beta-1},
30
+ \qquad
31
+ a_\sigma=\frac{c_\sigma}{\pi}
32
+ \int_0^\infty\frac{u^\beta}{(1+u)^2}\,du>0.
33
+ \end{equation}
34
+ Both integrals converge since $-\tfrac12<\beta<\tfrac12$.
35
+ The extension allows the functional calculus below even when its
36
+ matrix argument has negative eigenvalues.
37
+
38
+ Set
39
+ \begin{equation}\label{field:definition}
40
+ \begin{split}
41
+ Q_s(B)&=s^2I-2sB+K^2,\\
42
+ M_\delta(B)&=\lim_{R\to\infty}\int_{-R}^{R}
43
+ \bigl(f_\delta(Q_s(B))-f_\delta(s^2)I\bigr)\,ds,
44
+ \qquad B\in\Sym_n,
45
+ \end{split}
46
+ \end{equation}
47
+ where the symmetric cutoff cancels the leading term
48
+ $-2s f_\delta'(s^2)B$, which is odd in $s$.
49
+ The scalar counterpart is
50
+ \begin{equation}\label{field:mu}
51
+ \mu_\delta(z)=\int_\R
52
+ \bigl(f_\delta(s^2+z)-f_\delta(s^2)\bigr)\,ds,
53
+ \qquad z\in\R.
54
+ \end{equation}
55
+
56
+ \begin{proposition}[Regularized field]\label{field:properties}
57
+ The limit in \eqref{field:definition} exists locally uniformly, and
58
+ $M_\delta:\Sym_n\to\Sym_n$ is locally Lipschitz. There is a
59
+ $C^1$ function $J_\delta:\Sym_n\to\R$, normalized by
60
+ $J_\delta(0)=0$, such that
61
+ \begin{equation}\label{field:primitive}
62
+ dJ_\delta(B)[H]=-\tr(M_\delta(B)H).
63
+ \end{equation}
64
+ The scalar function $\mu_\delta$ is locally Lipschitz and strictly
65
+ increasing, with $\mu_\delta(0)=0$, and
66
+ \begin{equation}\label{field:mu-positive}
67
+ \mu_\delta(z)=(z+\delta)^\sigma-\delta^\sigma
68
+ \qquad(z\geq0).
69
+ \end{equation}
70
+ For every real unit vector $e$, and for every standard basis vector
71
+ $e_i$, respectively,
72
+ \begin{align}
73
+ e^{\mathsf T}M_\delta(B)e
74
+ &\leq\mu_\delta\bigl(e^{\mathsf T}K^2e
75
+ -(e^{\mathsf T}Be)^2\bigr),
76
+ \label{field:direction}\\
77
+ Be_i=ye_i\quad&\Longrightarrow\quad
78
+ M_\delta(B)e_i=\mu_\delta(k_i^2-y^2)e_i.
79
+ \label{field:coordinate}
80
+ \end{align}
81
+ For each diagonal sign matrix $S$,
82
+ \begin{equation}\label{field:equivariance}
83
+ M_\delta(SBS)=SM_\delta(B)S.
84
+ \end{equation}
85
+ Finally,
86
+ \begin{equation}\label{field:endpoints}
87
+ \begin{split}
88
+ J_\delta(-K)-J_\delta(K)
89
+ &=\sum_{i=1}^n\int_{-k_i}^{k_i}\mu_\delta(k_i^2-s^2)\,ds\\
90
+ &\longrightarrow b_\sigma\sum_{i=1}^n k_i^{2\sigma+1}
91
+ \qquad(\delta\downarrow0).
92
+ \end{split}
93
+ \end{equation}
94
+ \end{proposition}
95
+
96
+ \begin{proof}
97
+ We first justify the matrix integral, including its local Lipschitz
98
+ dependence. If a scalar function $h$ is Lipschitz on an interval
99
+ containing the spectra of Hermitian matrices $X,Y$, then
100
+ \begin{equation}\label{field:HS-calculus}
101
+ \|h(X)-h(Y)\|_{\HS}\leq\operatorname{Lip}(h)\|X-Y\|_{\HS}.
102
+ \end{equation}
103
+ To see this, use eigenbases $e_i$ of $X$ and $v_j$ of $Y$.
104
+ The mixed matrix entries of the two differences are
105
+ $(h(\lambda_i)-h(\nu_j))\langle e_i,v_j\rangle$ and
106
+ $(\lambda_i-\nu_j)\langle e_i,v_j\rangle$; square the scalar
107
+ Lipschitz inequality and sum over $i,j$.
108
+
109
+ On a bounded set of $B$'s the spectrum of
110
+ $E_s(B)=-2sB+K^2$ is contained in $[-a|s|,a|s|]$ for all sufficiently
111
+ large $|s|$. For
112
+ \[
113
+ h_s(y)=f_\delta(s^2+y)-f_\delta(s^2)-f_\delta'(s^2)y,
114
+ \]
115
+ Equation~\eqref{field:f-derivative} gives
116
+ $\sup_{|y|\leq a|s|}|h_s'(y)|=O(|s|^{2\beta-3})$.
117
+ It follows from \eqref{field:HS-calculus} that
118
+ \[
119
+ f_\delta(Q_s(B))-f_\delta(s^2)I
120
+ =-2s f_\delta'(s^2)B+T_s(B),
121
+ \]
122
+ where both $\|T_s(B)\|_{\HS}$ and the local Lipschitz constant of
123
+ $T_s$ are $O(|s|^{2\beta-2})$. For the first bound, include
124
+ $f_\delta'(s^2)K^2$ in $T_s$; for the second, apply
125
+ \eqref{field:HS-calculus} to $h_s(E_s(B))$ and use
126
+ $E_s(B_1)-E_s(B_2)=-2s(B_1-B_2)$.
127
+ Because $2\beta-2<-1$, these remainders are integrable at infinity.
128
+ The odd term cancels at each symmetric cutoff. On bounded
129
+ $s$-intervals, \eqref{field:HS-calculus} applies directly to
130
+ $f_\delta$. This proves the asserted convergence and regularity.
131
+
132
+ For the primitive, choose a scalar antiderivative
133
+ $g_\delta'=f_\delta$. Trace differentiation gives
134
+ $d\tr(g_\delta(X))[H]=\tr(f_\delta(X)H)$.
135
+ This formula follows for polynomials by cyclicity and for
136
+ $g_\delta$ by approximation in $C^1$ on compact spectral intervals.
137
+ For $s\ne0$, the function
138
+ \[
139
+ B\longmapsto
140
+ \frac{\tr(g_\delta(Q_s(B))-g_\delta(K^2))}{2s}
141
+ +f_\delta(s^2)\tr B
142
+ \]
143
+ has differential
144
+ $-\tr((f_\delta(Q_s(B))-f_\delta(s^2)I)H)$.
145
+ At $s=0$ that differential is constant in $B$ and also has a
146
+ primitive. Thus the negative of every finite-cutoff field has
147
+ zero integral around each closed piecewise smooth curve in
148
+ $\Sym_n$. Local uniform convergence passes this property to
149
+ $-M_\delta$. Path integration, starting at zero, defines
150
+ $J_\delta$ and proves \eqref{field:primitive}.
151
+
152
+ For bounded $z$, the integrand in \eqref{field:mu} and its
153
+ Lipschitz constant in $z$ are $O(|s|^{2\beta-2})$ at infinity.
154
+ This proves absolute convergence and local Lipschitz continuity
155
+ of $\mu_\delta$. Strict increase and $\mu_\delta(0)=0$ follow
156
+ from the same properties of $f_\delta$. For $z\geq0$,
157
+ Tonelli's theorem applied to \eqref{field:f} gives
158
+ \[
159
+ \mu_\delta(z)=c_\sigma\int_0^\infty t^\beta
160
+ \bigl((t+\delta)^{-1/2}-(t+\delta+z)^{-1/2}\bigr)\,dt.
161
+ \]
162
+ The normalization \eqref{trace:normalization}, after scaling,
163
+ evaluates this as \eqref{field:mu-positive}.
164
+
165
+ Translations in the variable $s$ remain legitimate with a
166
+ symmetric cutoff. More precisely, for fixed $a,z\in\R$,
167
+ \begin{equation}\label{field:shift}
168
+ \lim_{R\to\infty}\int_{-R}^{R}
169
+ \bigl(f_\delta((s-a)^2+z)-f_\delta(s^2)\bigr)\,ds
170
+ =\mu_\delta(z).
171
+ \end{equation}
172
+ Indeed $F_z(s)=f_\delta(s^2+z)$ is even and
173
+ $F_z'(s)=O(|s|^{2\beta-1})\to0$ at infinity. Pairing the two
174
+ short intervals produced by a translation bounds the difference
175
+ between the shifted and unshifted cutoff integrals by
176
+ \[
177
+ |a|^2\sup_{R-|a|\leq u\leq R+|a|}|F_z'(u)|,
178
+ \]
179
+ which tends to zero.
180
+
181
+ Scalar concavity in an eigenbasis of $Q_s(B)$ now gives
182
+ \[
183
+ e^{\mathsf T}f_\delta(Q_s(B))e
184
+ \leq f_\delta(e^{\mathsf T}Q_s(B)e).
185
+ \]
186
+ The scalar argument on the right is
187
+ $(s-e^{\mathsf T}Be)^2+e^{\mathsf T}K^2e-(e^{\mathsf T}Be)^2$.
188
+ Integration and \eqref{field:shift} prove \eqref{field:direction}.
189
+ If $Be_i=ye_i$, functional calculus gives equality in the
190
+ corresponding coordinate, proving \eqref{field:coordinate}.
191
+ Since $SK^2S=K^2$, conjugation inside the defining integral proves
192
+ \eqref{field:equivariance}.
193
+
194
+ On diagonal matrices, \eqref{field:primitive} and
195
+ \eqref{field:coordinate} read
196
+ \[
197
+ dJ_\delta(\operatorname{diag}(b_1,\ldots,b_n))
198
+ =-\sum_i\mu_\delta(k_i^2-b_i^2)\,db_i.
199
+ \]
200
+ Integrating from $K$ to $-K$ gives the first equality in
201
+ \eqref{field:endpoints}. For $z\geq0$,
202
+ $0\leq\mu_\delta(z)\leq z^\sigma$ and
203
+ $\mu_\delta(z)\to z^\sigma$. Dominated convergence and the
204
+ substitution $s=k_i u$ give its stated limit.
205
+ \end{proof}
206
+
207
+ The field is defined on all symmetric matrices, but the action
208
+ argument compares it with a positive matrix $AA^{\mathsf T}$.
209
+ At such values its directional bound forces positivity of the
210
+ entire quadratic symbol $Q_s(B)$. This is the condition needed
211
+ for the trace deficit formula.
212
+
213
+ \begin{proposition}[Positive values of the field]\label{field:positive}
214
+ If $M=M_\delta(B)\geq0$, then
215
+ \begin{equation}\label{field:positive-bounds}
216
+ Q_s(B)\geq0\quad(s\in\R),\qquad
217
+ 0\leq M\leq\kappa^{2\sigma}I.
218
+ \end{equation}
219
+ Set $V=K^2-B^2+\delta I$ and use $B,V$ in
220
+ \eqref{trace:resolvents} and \eqref{trace:N}. Then the symbol
221
+ $(sI-B)^2+V=Q_s(B)+\delta I$ is bounded below by $\delta I$, and
222
+ \begin{equation}\label{field:N}
223
+ N=M+\delta^\sigma I.
224
+ \end{equation}
225
+ In particular, the hypotheses of Theorem~\ref{trace:deficit} hold.
226
+ \end{proposition}
227
+
228
+ \begin{proof}
229
+ By \eqref{field:direction}, positivity of $M$ and strict increase
230
+ of $\mu_\delta$ imply
231
+ $e^{\mathsf T}K^2e\geq(e^{\mathsf T}Be)^2$ for every real unit
232
+ vector $e$. Completing the scalar square gives
233
+ \[
234
+ e^{\mathsf T}Q_s(B)e=(s-e^{\mathsf T}Be)^2
235
+ +e^{\mathsf T}K^2e-(e^{\mathsf T}Be)^2\geq0.
236
+ \]
237
+ Thus $Q_s(B)\geq0$, also as a Hermitian matrix on $\C^n$.
238
+ Moreover, \eqref{field:direction} gives
239
+ $M\leq\mu_\delta(\kappa^2)I\leq\kappa^{2\sigma}I$, using
240
+ $(a+b)^\sigma\leq a^\sigma+b^\sigma$.
241
+
242
+ Write $Y_s=(sI-B)^2$. Diagonalization of $B$ and
243
+ \eqref{field:shift} allow replacement of the scalar subtraction
244
+ $f_\delta(s^2)I$ in \eqref{field:definition} by $f_\delta(Y_s)$.
245
+ Since both $Q_s(B)$ and $Y_s$ are positive, their difference under
246
+ $f_\delta$ is, by \eqref{field:f},
247
+ \[
248
+ \frac{c_\sigma}{\pi}\int_0^\infty t^\beta
249
+ \left((Y_s+(t+\delta)I)^{-1}
250
+ -(Q_s(B)+(t+\delta)I)^{-1}\right)\,dt.
251
+ \]
252
+ For fixed $B,\delta$, both matrices being inverted are bounded
253
+ below by $c(1+t+s^2)I$. Their difference is $K^2-B^2$, so the
254
+ resolvent identity bounds the norm of the integrand by
255
+ $C t^\beta(1+t+s^2)^{-2}$. Integrating first in $s$ yields
256
+ $C't^\beta(1+t)^{-3/2}$, which is integrable on $(0,\infty)$.
257
+ Fubini's theorem is therefore applicable and gives
258
+ \[
259
+ M=c_\sigma\int_0^\infty t^\beta
260
+ \bigl((t+\delta)^{-1/2}I-R(t)\bigr)\,dt.
261
+ \]
262
+ Subtracting this expression from \eqref{trace:N} and scaling
263
+ \eqref{trace:normalization} gives \eqref{field:N}.
264
+ \end{proof}
265
+
266
+ \subsection{Choosing the lower triangular coefficient matrix}
267
+
268
+ Let $\mathcal L_n$ be the real lower triangular $n\times n$
269
+ matrices. Their dimension equals that of $\Sym_n$. This dimension
270
+ match allows us to prescribe a symmetric terminal value by choosing
271
+ $C\in\mathcal L_n$. At a simple initial problem there is one choice
272
+ up to signs of the rows. Continuation preserves the parity of this
273
+ number, and hence produces the required terminal value.
274
+
275
+ \begin{proposition}[Connecting path]\label{path:connecting}
276
+ Let $\Omega=(x_-,x_+)$ be bounded and let
277
+ $U\in H^1_0(\Omega;\R^{n\times d})$, where $n,d\geq1$, satisfy
278
+ \[
279
+ \int_\Omega UU^{\mathsf T}\,dx=I_n.
280
+ \]
281
+ For every $\delta,\varepsilon>0$ there are
282
+ $C_\varepsilon\in\mathcal L_n$ and
283
+ $B_\varepsilon\in C^1(\overline\Omega;\Sym_n)$ such that, with
284
+ $A_\varepsilon=C_\varepsilon U$,
285
+ \begin{equation}\label{path:ode}
286
+ \varepsilon B_\varepsilon'
287
+ =M_\delta(B_\varepsilon)-A_\varepsilon A_\varepsilon^{\mathsf T},
288
+ \qquad B_\varepsilon(x_-)=K,\quad B_\varepsilon(x_+)=-K.
289
+ \end{equation}
290
+ They satisfy
291
+ \begin{equation}\label{path:bounds}
292
+ \sup_{x\in\overline\Omega}\|B_\varepsilon(x)\|_{\op}\leq\kappa,
293
+ \qquad
294
+ \sup_{0<\varepsilon\leq1}\|C_\varepsilon\|_{\HS}<\infty,
295
+ \end{equation}
296
+ where the second bound is for fixed $\delta,K,\Omega$.
297
+ \end{proposition}
298
+
299
+ \begin{proof}
300
+ Use the continuous representative of $U$. Choose a smooth,
301
+ nonnegative, compactly supported cutoff $\chi$ on $\Sym_n$, equal
302
+ to one on $\{B:\|B\|_{\op}\leq\kappa\}$ and invariant under
303
+ conjugation by diagonal sign matrices. Averaging a cutoff over
304
+ the finite sign group produces such a function. The truncated
305
+ field $\widehat M=\chi M_\delta$ is bounded and globally Lipschitz.
306
+
307
+ Fix $\varepsilon>0$. For $C\in\mathcal L_n$ and
308
+ $\theta\in[0,1]$, the equation
309
+ \begin{equation}\label{path:homotopy}
310
+ \varepsilon B'=\theta\widehat M(B)-(CU)(CU)^{\mathsf T},
311
+ \qquad B(x_-)=K
312
+ \end{equation}
313
+ has a unique $C^1$ solution on $\overline\Omega$. Define the
314
+ continuous endpoint map
315
+ \[
316
+ \Phi(C,\theta)=B(x_+)+K\in\Sym_n.
317
+ \]
318
+ Let $\mathcal G$ be the group of diagonal sign matrices, acting
319
+ by $C\mapsto SC$ on $\mathcal L_n$ and by conjugation on
320
+ $\Sym_n$. Equivariance of the field and uniqueness of the ODE give
321
+ \begin{equation}\label{path:equivariance}
322
+ \Phi(SC,\theta)=S\Phi(C,\theta)S.
323
+ \end{equation}
324
+
325
+ We record the three facts needed for continuation: compactness
326
+ of the zero set, freeness of the sign action there, and one regular
327
+ orbit of zeros at $\theta=0$.
328
+ At a zero, integration of \eqref{path:homotopy} gives
329
+ \begin{equation}\label{path:C-identity}
330
+ CC^{\mathsf T}=2\varepsilon K
331
+ +\theta\int_\Omega\widehat M(B(x))\,dx.
332
+ \end{equation}
333
+ Consequently all zeros lie in a bounded set, and their joint set
334
+ in $\mathcal L_n\times[0,1]$ is compact. For
335
+ $0<\varepsilon\leq1$, this calculation gives the uniform bound
336
+ \begin{equation}\label{path:C-bound}
337
+ \|C\|_{\HS}^2\leq2\tr K
338
+ +n|\Omega|\sup_{B\in\Sym_n}\|\widehat M(B)\|_{\op}.
339
+ \end{equation}
340
+
341
+ No row of $C$ can vanish at a zero. Otherwise the reflection
342
+ changing only row $i$ would fix $C$; ODE uniqueness and
343
+ \eqref{path:equivariance} would force $Be_i=y e_i$ throughout the
344
+ interval. Equation~\eqref{field:coordinate} would then give
345
+ \[
346
+ \varepsilon y'=\theta\chi(B(x))\mu_\delta(k_i^2-y^2),
347
+ \qquad y(x_-)=k_i.
348
+ \]
349
+ The coefficient $\chi(B(x))$ is continuous and the right side
350
+ is locally Lipschitz in $y$. Uniqueness forces $y\equiv k_i$,
351
+ contradicting $y(x_+)=-k_i$. Thus the action of $\mathcal G$
352
+ on the zero set is free.
353
+
354
+ At $\theta=0$ one has
355
+ \begin{equation}\label{path:initial-map}
356
+ \Phi(C,0)=2K-\varepsilon^{-1}CC^{\mathsf T}.
357
+ \end{equation}
358
+ Its lower triangular zeros are exactly
359
+ $C=\operatorname{diag}(d_1,\ldots,d_n)$ with
360
+ $d_i=\pm\sqrt{2\varepsilon k_i}$. Indeed, the first row of
361
+ $CC^{\mathsf T}=2\varepsilon K$ fixes $|d_1|$ and forces all
362
+ other entries of the first column to vanish, and induction does
363
+ the same for subsequent columns. These $2^n$ zeros form one
364
+ sign orbit. At each, the derivative in a lower triangular
365
+ direction $H$ has diagonal entries
366
+ $-2\varepsilon^{-1}d_i H_{ii}$ and lower off-diagonal entries
367
+ $-\varepsilon^{-1}d_j H_{ij}$ for $i>j$. It is therefore an
368
+ isomorphism $\mathcal L_n\to\Sym_n$.
369
+
370
+ We next justify the continuation using only smooth approximation
371
+ and the regular-value argument for parity
372
+ \cite[Sections~2--4]{Milnor1965}. Suppose there were no zero at
373
+ $\theta=1$. Compactness and freeness give a bounded invariant
374
+ open set $O\subset\mathcal L_n$ containing the projection of
375
+ every zero, whose closure lies where all rows are nonzero.
376
+ There is a positive lower bound for $\|\Phi\|_{\HS}$ on
377
+ \begin{equation}\label{path:gap-set}
378
+ (\partial O\times[0,1])\ \cup\ (\overline O\times\{1\}).
379
+ \end{equation}
380
+ Reparametrize $\theta$ by a smooth map equal to zero near zero
381
+ and equal to one at one. The resulting map $F$ agrees with
382
+ \eqref{path:initial-map} on an initial collar and retains the gap
383
+ on \eqref{path:gap-set}.
384
+
385
+ Extend $F$ constantly beyond the two ends of the parameter
386
+ interval, smooth by convolution, and splice to
387
+ \eqref{path:initial-map} in a smaller initial collar.
388
+ Averaging the approximation $\Psi_0$ in the form
389
+ \[
390
+ \Psi(C,\theta)=\frac1{|\mathcal G|}
391
+ \sum_{S\in\mathcal G}S\Psi_0(SC,\theta)S
392
+ \]
393
+ gives a smooth equivariant approximation $\Psi$ that still equals
394
+ the initial map on that collar. It can be made uniformly close
395
+ enough on $\overline O\times[0,1]$ to preserve the positive gap.
396
+
397
+ Freeness permits an equivariant perturbation with arbitrary target
398
+ directions. At each $C_0\in\overline O$, choose a ball whose
399
+ distinct sign translates are disjoint, and a smooth bump $b$
400
+ supported in this ball with $b(C_0)=1$. For $H\in\Sym_n$ the map
401
+ \[
402
+ V_H(C)=\sum_{S\in\mathcal G}b(SC)SHS
403
+ \]
404
+ is equivariant and satisfies $V_H(C_0)=H$.
405
+ Choose a basis of target matrices and then a finite collection of
406
+ such neighborhoods covering $\overline O$. This gives finitely
407
+ many smooth equivariant maps $V_1,\ldots,V_N$ whose values span
408
+ $\Sym_n$ at every point of $\overline O$.
409
+
410
+ Let $h\geq0$ be smooth, vanish near zero, and be positive outside
411
+ the collar where $\Psi$ is the initial map. Choose it so that
412
+ every zero of $h$ lies within that collar, and set
413
+ \[
414
+ \Psi_\alpha(C,\theta)
415
+ =\Psi(C,\theta)+h(\theta)\sum_{j=1}^{N}\alpha_jV_j(C).
416
+ \]
417
+ For $\alpha$ in a sufficiently small open ball, the gap on
418
+ \eqref{path:gap-set} persists. At a zero of this family with
419
+ $0<\theta<1$, its full differential in $(C,\theta,\alpha)$
420
+ is onto: when $h(\theta)>0$ the parameter directions span the
421
+ target, and when $h(\theta)=0$ the derivative in $C$ is the
422
+ isomorphism computed for \eqref{path:initial-map}.
423
+ Its interior zero set is consequently a smooth manifold.
424
+ Sard's theorem \cite{Sard1942}, applied to projection of this
425
+ manifold onto the parameter ball, gives arbitrarily small
426
+ $\alpha$ for which zero is a regular value of
427
+ $(C,\theta)\mapsto\Psi_\alpha(C,\theta)$.
428
+ For completeness, if the full derivative is $(L_1,L_2)$ in
429
+ the $(C,\theta)$ and $\alpha$ directions, regularity of that
430
+ projection means that each $w$ admits $v$ with
431
+ $L_1v+L_2w=0$. Hence $\operatorname{ran}L_2\subset
432
+ \operatorname{ran}L_1$, and surjectivity of $(L_1,L_2)$ implies
433
+ surjectivity of $L_1$.
434
+
435
+ For such an $\alpha$, the zero set in $O\times[0,1]$ is a
436
+ compact smooth one-dimensional manifold with boundary. The gap
437
+ excludes boundary zeros except at $\theta=0$, where the initial
438
+ collar gives exactly the $2^n$ regular zeros above. The free
439
+ sign action has a quotient that is again a compact
440
+ one-dimensional manifold with boundary: a neighborhood disjoint
441
+ from its nontrivial translates supplies the local interval or
442
+ half-interval chart. All $2^n$ boundary points form one orbit,
443
+ so the quotient has exactly one boundary point. This is
444
+ impossible, since a compact one-dimensional manifold is a finite
445
+ union of circles and closed intervals. Therefore the original
446
+ map $\Phi(\cdot,1)$ has a zero.
447
+
448
+ It remains to remove the cutoff. For the path at this zero and
449
+ any fixed real unit vector $e$, put $y=e^{\mathsf T}Be$.
450
+ Whenever $|y|>\kappa$, Equation~\eqref{field:direction} yields
451
+ \[
452
+ e^{\mathsf T}M_\delta(B)e
453
+ \leq\mu_\delta(e^{\mathsf T}K^2e-y^2)<0.
454
+ \]
455
+ Since $\chi\geq0$ and $(CU)(CU)^{\mathsf T}\geq0$, the ODE
456
+ implies $y'\leq0$ there. Both endpoint values lie in
457
+ $[-\kappa,\kappa]$. An excursion above $\kappa$ cannot start
458
+ from $\kappa$ while $y$ is nonincreasing; an excursion below
459
+ $-\kappa$ cannot return to $-\kappa$ while $y$ is nonincreasing.
460
+ The two endpoint conditions therefore rule out both excursions.
461
+ This holds for every $e$, so $\|B(x)\|_{\op}\leq\kappa$.
462
+ Consequently $\chi(B)=1$, giving \eqref{path:ode}, and
463
+ \eqref{path:C-bound} supplies the remaining assertion in
464
+ \eqref{path:bounds}.
465
+ \end{proof}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-trace.tex ADDED
@@ -0,0 +1,287 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The exact integrated trace deficit}\label{app:trace}
2
+
3
+ The matrix comparison needed in the action argument has an exact
4
+ remainder. We give the proof from \cite[Section~3]{MLT}, retaining
5
+ both nonnegative terms. Together they control the commutator and
6
+ the algebraic equality relation used in the action argument.
7
+ Throughout this appendix, $0<\sigma<1$, $\beta=\sigma-\tfrac12$, and
8
+ $r=1/\sigma$, $p=1+\sigma$, $q=1+r$.
9
+ Define $c_\sigma>0$ by
10
+ \begin{equation}\label{trace:normalization}
11
+ c_\sigma^{-1}
12
+ =\int_0^\infty t^\beta
13
+ \bigl(t^{-1/2}-(t+1)^{-1/2}\bigr)\,dt.
14
+ \end{equation}
15
+ The integrand is $O(t^{\sigma-1})$ at zero and
16
+ $O(t^{\sigma-2})$ at infinity. Scaling therefore gives
17
+ \begin{equation}\label{trace:scaling}
18
+ c_\sigma\int_0^\infty t^\beta
19
+ \bigl(t^{-1/2}-(t+y)^{-1/2}\bigr)\,dt=y^\sigma,
20
+ \qquad y\geq0.
21
+ \end{equation}
22
+
23
+ \begin{theorem}[Exact trace deficit]\label{trace:deficit}
24
+ Let $n\geq1$ and let $B,V\in\C^{n\times n}$ be Hermitian.
25
+ Suppose that
26
+ \begin{equation}\label{trace:symbol}
27
+ Y_s=(sI-B)^2,\qquad X_s=Y_s+V\geq bI
28
+ \quad(s\in\R)
29
+ \end{equation}
30
+ for some $b>0$. Set
31
+ \begin{equation}\label{trace:resolvents}
32
+ R(t)=\frac1\pi\int_\R(X_s+tI)^{-1}\,ds,
33
+ \qquad P(t)=t^{-1/2}I-R(t),\qquad t>0,
34
+ \end{equation}
35
+ and
36
+ \begin{equation}\label{trace:N}
37
+ N=c_\sigma\int_0^\infty t^\beta P(t)\,dt.
38
+ \end{equation}
39
+ These integrals converge absolutely in matrix norm, and $R(t)>0$.
40
+ There are continuous Hermitian matrices $L(t)=R(t)^{-1}>0$ and
41
+ $Z(t)$ satisfying
42
+ \begin{equation}\label{trace:LZ}
43
+ V+tI=L^2+Z^2+i[B,Z],\qquad
44
+ LZ+ZL+i[B,L]=0.
45
+ \end{equation}
46
+ If $N\geq0$, then
47
+ \begin{equation}\label{trace:deficit-identity}
48
+ \begin{split}
49
+ \tr(NV)-\tr(N^q)
50
+ =c_\sigma\int_0^\infty t^\beta\Bigl(
51
+ \tr(RZ^2)
52
+ +q\bigl\|R^{-1/2}-R^{1/2}(tI+N^r)^{1/2}\bigr\|_{\HS}^2
53
+ \Bigr)\,dt.
54
+ \end{split}
55
+ \end{equation}
56
+ In particular, $\tr(NV)\geq\tr(N^q)$.
57
+ \end{theorem}
58
+
59
+ The hypothesis concerns the full symbol $X_s$; the perturbation
60
+ $V$ itself need not be positive. The proof first recovers $L$ and
61
+ $Z$ from solutions on the two half-lines, then evaluates a logarithmic
62
+ integral, and finally completes a matrix square.
63
+
64
+ \subsection{Half-line boundary maps}
65
+
66
+ Quadratic growth in $s$, together with \eqref{trace:symbol}, gives
67
+ an integrable bound for $X_s^{-1}$. Hence $R(t)>0$ and
68
+ $R(t)=O(1)$ as $t\downarrow0$. Diagonalization of $B$ gives
69
+ \[
70
+ \frac1\pi\int_\R(Y_s+tI)^{-1}\,ds=t^{-1/2}I.
71
+ \]
72
+ For $t\geq1$, both $X_s+tI$ and $Y_s+tI$ dominate
73
+ $c(s^2+t)I$, with $c>0$ independent of $s,t$.
74
+ The resolvent identity bounds their inverse difference by
75
+ $C(s^2+t)^{-2}$, and therefore
76
+ \begin{equation}\label{trace:P-bounds}
77
+ \|P(t)\|_{\op}=
78
+ \begin{cases}
79
+ O(t^{-1/2}),&t\downarrow0,\\
80
+ O(t^{-3/2}),&t\to\infty.
81
+ \end{cases}
82
+ \end{equation}
83
+ These bounds prove the asserted convergence of $N$.
84
+
85
+ Fix $t>0$ and put $\nabla=\partial_x-iB$. We shall use the
86
+ equation
87
+ \begin{equation}\label{trace:ode}
88
+ (-\nabla^2+V+tI)\psi=0.
89
+ \end{equation}
90
+ Matrix Riccati equations also appear in the commutation method for
91
+ Schr\"odinger inequalities \cite{BenguriaLoss2000}. Here their role
92
+ is to compute the integrated resolvent through boundary data.
93
+
94
+ For each $v\in\C^n$ there is a unique $H^1$ solution of
95
+ \eqref{trace:ode} on either half-line with $\psi(0)=v$.
96
+ Indeed, the sesquilinear form
97
+ \[
98
+ a_t(\phi,\psi)=\int
99
+ \bigl(\langle\nabla\phi,\nabla\psi\rangle
100
+ +\langle\phi,(V+tI)\psi\rangle\bigr)\,dx,
101
+ \]
102
+ with inner products linear in the second variable, is coercive on
103
+ $H^1(\R;\C^n)$: its Fourier symbol $X_s+tI$ dominates
104
+ $c_t(1+s^2)I$. Zero extension gives coercivity on the trace-zero
105
+ subspace of either half-line. Correcting any $H^1$ extension of
106
+ $v$ by the Riesz representation theorem gives the unique weak
107
+ solution. The equation implies $\psi''\in L^2$, so this solution
108
+ lies in $H^2$; both $\psi$ and $\psi'$ vanish at the infinite end.
109
+
110
+ Define the right and left boundary matrices $S,T$ by
111
+ \begin{equation}\label{trace:boundary}
112
+ \nabla\psi(0+)=-Sv,\qquad \nabla\psi(0-)=Tv.
113
+ \end{equation}
114
+ Integration by parts gives
115
+ $a_t(\psi_v,\psi_w)=\langle v,Sw\rangle$ on the right and
116
+ $a_t(\psi_v,\psi_w)=\langle v,Tw\rangle$ on the left. Thus
117
+ $S,T$ are Hermitian. Translation and uniqueness show that
118
+ $\nabla\psi=-S\psi$ throughout the right half-line and
119
+ $\nabla\psi=T\psi$ throughout the left half-line.
120
+ Substituting these relations into \eqref{trace:ode}, and allowing
121
+ arbitrary boundary data, gives
122
+ \begin{equation}\label{trace:riccati}
123
+ V+tI=S^2+i[B,S]=T^2-i[B,T].
124
+ \end{equation}
125
+
126
+ Glue the two solutions with boundary value $v$ at zero.
127
+ The resulting continuous function has derivative jump
128
+ $-(S+T)v$, and hence satisfies
129
+ \[
130
+ (-\nabla^2+V+tI)\psi=\delta_0(S+T)v.
131
+ \]
132
+ Fourier inversion, with forward kernel $e^{-isx}$, gives
133
+ \[
134
+ v=\frac1{2\pi}\int_\R(X_s+tI)^{-1}\,ds\,(S+T)v
135
+ =\tfrac12 R(t)(S+T)v.
136
+ \]
137
+ The inverse symbol is $O(s^{-2})$, so its Fourier inverse is
138
+ continuous and this evaluation at zero is justified. Therefore
139
+ \[
140
+ L:=\tfrac12(S+T)=R^{-1}>0,\qquad Z:=\tfrac12(S-T)
141
+ \]
142
+ satisfy \eqref{trace:LZ}, by adding and subtracting
143
+ \eqref{trace:riccati}. The second equation in \eqref{trace:LZ}
144
+ determines $Z$ uniquely from $L$, since $L>0$; in an eigenbasis
145
+ of $L$, the map $Z\mapsto LZ+ZL$ multiplies its $(j,k)$ entry
146
+ by the positive number $L_{jj}+L_{kk}$. This also proves the
147
+ continuity of $Z(t)$, because $R(t)$, and hence $L(t)$, is continuous.
148
+
149
+ The diagonal entries of that same equation give $Z_{jj}=0$
150
+ in an eigenbasis of $L$, so $\tr Z=0$. Multiplication on both
151
+ sides by $R=L^{-1}$ gives
152
+ $i[R,B]=-(ZR+RZ)$. Cyclicity of the trace now yields
153
+ \begin{equation}\label{trace:RV}
154
+ \tr\bigl(R(V+tI)\bigr)=\tr L-\tr(RZ^2).
155
+ \end{equation}
156
+ In particular, the correction $\tr(RZ^2)=\tr(ZRZ)$ is nonnegative.
157
+ We will also need the location of the spectrum of $B+iS$.
158
+ The right solutions obey $\psi'=i(B+iS)\psi$.
159
+ For an eigenvector with eigenvalue $z$, the solution is $e^{izx}v$;
160
+ its square integrability forces $\operatorname{Im}z>0$.
161
+
162
+ \subsection{A logarithmic integral}
163
+
164
+ The next step converts the boundary matrices into a scalar identity
165
+ that can be integrated in $t$. Define
166
+ \begin{equation}\label{trace:F}
167
+ F(t)=\frac{\tr V}{\sqrt t}
168
+ -\frac1\pi\int_\R
169
+ \log\frac{\det(X_s+tI)}{\det(Y_s+tI)}\,ds.
170
+ \end{equation}
171
+ The determinants are positive, and the logarithmic ratio is
172
+ $O(|s|^{-2})$ at infinity. Its derivative in $t$ is the trace
173
+ of the resolvent difference, with an integrable bound locally
174
+ uniform for $t>0$. Thus the integral converges absolutely and
175
+ $F$ is continuously differentiable.
176
+
177
+ The first identity in \eqref{trace:riccati} factors the symbol as
178
+ \[
179
+ X_s+tI=(sI-B+iS)(sI-B-iS).
180
+ \]
181
+ If $u_j+iv_j$ are the eigenvalues of $B+iS$, counted with
182
+ algebraic multiplicity, then $v_j>0$ and
183
+ \[
184
+ \det(X_s+tI)=\prod_{j=1}^n\bigl((s-u_j)^2+v_j^2\bigr).
185
+ \]
186
+ The denominator in \eqref{trace:F} has the same form, with centers
187
+ the eigenvalues of $B$ and widths $\sqrt t$.
188
+ Translations of the individual logarithms change their
189
+ symmetric-cutoff integrals by $o(1)$: for
190
+ $h(s)=\log(s^2+v^2)$,
191
+ \[
192
+ \frac{d}{da}\int_{-M}^M h(s-a)\,ds
193
+ =h(M+a)-h(M-a)\longrightarrow0
194
+ \]
195
+ uniformly for bounded $a$. After centering the factors, the identity
196
+ \[
197
+ \int_\R\log\frac{s^2+v^2}{s^2+w^2}\,ds=2\pi(v-w),
198
+ \qquad v,w>0,
199
+ \]
200
+ follows by differentiation in $v$ and integration from $w$ to $v$.
201
+ Since $\sum_jv_j=\tr S=\tr L$, we obtain
202
+ \begin{equation}\label{trace:F-evaluation}
203
+ F(t)=\frac{\tr V}{\sqrt t}-2\tr(L-\sqrt t I).
204
+ \end{equation}
205
+
206
+ Set
207
+ \begin{equation}\label{trace:G}
208
+ G(t)=\tr(L-2\sqrt t I+tR).
209
+ \end{equation}
210
+ Both functions are nonnegative. For $G$, apply
211
+ $\lambda-2\sqrt t+t/\lambda\geq0$ to the positive eigenvalues
212
+ $\lambda$ of $L$. For $F$, take the trace of \eqref{trace:LZ}
213
+ and use \eqref{trace:F-evaluation} to obtain
214
+ \[
215
+ F(t)=t^{-1/2}\tr\bigl((L-\sqrt t I)^2+Z^2\bigr)\geq0.
216
+ \]
217
+ Equations \eqref{trace:RV} and \eqref{trace:F-evaluation} give
218
+ the identity
219
+ \begin{equation}\label{trace:FG}
220
+ \tr(PV)=F+G+\tr(RZ^2).
221
+ \end{equation}
222
+ Every term on the right is nonnegative. The bounds
223
+ \eqref{trace:P-bounds} therefore show that $F$, $G$, and
224
+ $\tr(RZ^2)$ are integrable against $t^\beta\,dt$, and that
225
+ $t^{\beta+1}F(t)$ vanishes at both endpoints.
226
+
227
+ Differentiating \eqref{trace:F} and using
228
+ \eqref{trace:F-evaluation}--\eqref{trace:G} gives
229
+ \[
230
+ F'(t)=-\frac{\tr V}{2t^{3/2}}+\tr P(t),
231
+ \qquad tF'(t)=-\tfrac12F(t)-G(t).
232
+ \]
233
+ Integration by parts, with the endpoint limits just proved, yields
234
+ $\int_0^\infty t^\beta G\,dt
235
+ =\sigma\int_0^\infty t^\beta F\,dt$.
236
+ Consequently, integration of \eqref{trace:FG} gives
237
+ \begin{equation}\label{trace:weighted}
238
+ \tr(NV)=q c_\sigma\int_0^\infty t^\beta G(t)\,dt
239
+ +c_\sigma\int_0^\infty t^\beta\tr(RZ^2)\,dt.
240
+ \end{equation}
241
+ It remains to express the first integral as $\tr(N^q)/q$ plus
242
+ a nonnegative remainder.
243
+
244
+ \subsection{The noncommutative square}
245
+
246
+ For a positive semidefinite matrix $D$, let
247
+ \[
248
+ F_0(t,D)=\frac{\tr D}{\sqrt t}
249
+ -2\tr\bigl((tI+D)^{1/2}-\sqrt t I\bigr).
250
+ \]
251
+ For a scalar eigenvalue $d\geq0$, the corresponding summand is
252
+ $\int_0^d(t^{-1/2}-(t+y)^{-1/2})\,dy$.
253
+ Tonelli's theorem and \eqref{trace:scaling} therefore imply
254
+ \begin{equation}\label{trace:F0}
255
+ c_\sigma\int_0^\infty t^\beta F_0(t,D)\,dt
256
+ =\frac1p\tr(D^p).
257
+ \end{equation}
258
+ Now expand the Hilbert--Schmidt square
259
+ \begin{align}
260
+ \mathcal D_D(t)
261
+ &:=\bigl\|R^{-1/2}-R^{1/2}(tI+D)^{1/2}\bigr\|_{\HS}^2
262
+ \notag\\
263
+ &=\tr\bigl(R^{-1}+R(tI+D)-2(tI+D)^{1/2}\bigr)
264
+ \label{trace:square}\\
265
+ &=G(t)-\tr(P(t)D)+F_0(t,D).\notag
266
+ \end{align}
267
+ No commutation is used: the cross terms cancel adjacent factors
268
+ $R^{-1/2}R^{1/2}$, and cyclicity changes the remaining quadratic
269
+ term into $\tr(R(tI+D))$.
270
+ All three terms in the last line are integrable by
271
+ \eqref{trace:P-bounds}, \eqref{trace:FG}, and \eqref{trace:F0}.
272
+ Thus
273
+ \begin{equation}\label{trace:duality}
274
+ c_\sigma\int_0^\infty t^\beta G(t)\,dt
275
+ =\tr(ND)-\frac1p\tr(D^p)
276
+ +c_\sigma\int_0^\infty t^\beta\mathcal D_D(t)\,dt.
277
+ \end{equation}
278
+ When $N\geq0$, choose $D=N^r$. Since $rp=q=1+r$,
279
+ the first two terms on the right equal $\tr(N^q)/q$.
280
+ Substitution into \eqref{trace:weighted} proves
281
+ \eqref{trace:deficit-identity} and completes the proof of
282
+ Theorem~\ref{trace:deficit}.
283
+
284
+ If $B$ and $V$ commute, the symbol hypothesis implies $V\geq bI$.
285
+ Simultaneous diagonalization then gives
286
+ $R(t)=(tI+V)^{-1/2}$, $N=V^\sigma$, and $Z=0$.
287
+ Both remainders vanish, as required by scalar equality.
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/compactness.tex ADDED
@@ -0,0 +1,379 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{From equality to pointwise matrix relations}
2
+ \label{comp:section}
3
+
4
+ We now apply Theorem~\ref{act:quantitative-action} to finite collections of
5
+ negative eigenfunctions. Equality forces each of its nonnegative errors to
6
+ vanish. The main issue is that the number of eigenfunctions may grow without
7
+ bound, whereas the potential has only $m$ channels. We will use this fixed
8
+ number of columns to control the tails of the resulting matrices.
9
+
10
+ Throughout this section, $W$ is real symmetric, $W\geq0$ almost everywhere,
11
+ and $0<\int_{\R}\tr(W^p)<\infty$. Suppose that equality holds, in the form
12
+ \begin{equation}
13
+ b_\sigma\sum_{i\in\mathcal I}k_i^{2\gamma}
14
+ =D_\sigma\int_{\R}\tr(W^p)\,dx,
15
+ \label{comp:equality}
16
+ \end{equation}
17
+ where $-k_i^2$ are the negative eigenvalues of $H_W$, repeated according to
18
+ multiplicity, and
19
+ \[
20
+ k_1\geq k_2\geq\cdots>0.
21
+ \]
22
+ By Lemma~\ref{pre:spectral}, the index set $\mathcal I$ is a nonempty finite
23
+ initial segment of $\mathbb N$ or all of $\mathbb N$, each eigenvalue has
24
+ finite multiplicity, and $k_i\to0$ in the infinite case. Fix real
25
+ orthonormal eigenfunctions $\varphi_i\in H^1(\R;\R^m)$ and regard them as
26
+ row vectors. Write
27
+ \[
28
+ \mathscr H=\ell^2(\mathcal I;\R),\qquad
29
+ \Lambda=\operatorname{diag}(k_i:i\in\mathcal I),\qquad \kappa=k_1.
30
+ \]
31
+ For operators between real Hilbert spaces, the superscript $T$ will also
32
+ denote the adjoint.
33
+
34
+ \begin{proposition}[Pointwise relations at equality]
35
+ \label{comp:relations}
36
+ Under these assumptions, there are rows $a_i\in H^1(\R;\R^m)$,
37
+ $i\in\mathcal I$, each a linear combination of eigenfunctions with
38
+ eigenvalue $-k_i^2$, such that
39
+ \begin{equation}
40
+ -a_i''-a_iW=-k_i^2a_i
41
+ \quad\text{in distributions.}
42
+ \label{comp:row-eigenfunction}
43
+ \end{equation}
44
+ The rows $a_i$ are allowed to vanish. On a common set of full measure, they
45
+ define a Hilbert--Schmidt operator $A(x):\R^m\to\mathscr H$, and there exists
46
+ a bounded self-adjoint operator $B$ on $\mathscr H$ with
47
+ $\|B\|_{\op}\leq\kappa$ such that
48
+ \begin{equation}
49
+ [B,\Lambda^2]=0,\qquad
50
+ \Lambda^2-B^2=(AA^T)^r,\qquad
51
+ a_i'(x)=(BA)_{i,\cdot}\quad(i\in\mathcal I).
52
+ \label{comp:limit-relations}
53
+ \end{equation}
54
+ Moreover,
55
+ \begin{equation}
56
+ W(x)=q\bigl(A(x)^TA(x)\bigr)^r
57
+ \quad\text{almost everywhere.}
58
+ \label{comp:potential-limit}
59
+ \end{equation}
60
+ The operator $B$ is asserted to exist separately at each such point $x$;
61
+ no measurable choice is required.
62
+ \end{proposition}
63
+
64
+ We divide the proof into the construction of a sequence whose errors
65
+ vanish, convergence of every fixed row, and control of the remaining rows.
66
+
67
+ \subsection{Finite spectral approximations and vanishing errors}
68
+ \label{comp:approximation}
69
+
70
+ Let $n_j=j$ when $\mathcal I=\mathbb N$, and let $n_j=|\mathcal I|$ when
71
+ $\mathcal I$ is finite. Choose $0<\xi_j<1/j$ so small that
72
+ \begin{equation}
73
+ \ell_{j,i}:=(k_i^2-\xi_j)^{1/2}>0\quad(1\leq i\leq n_j),
74
+ \qquad
75
+ \sum_{i\leq n_j}\bigl(k_i^{2\gamma}-\ell_{j,i}^{2\gamma}\bigr)<1/j.
76
+ \label{comp:common-shift}
77
+ \end{equation}
78
+ Set $K_j=\operatorname{diag}(\ell_{j,1},\ldots,\ell_{j,n_j})$.
79
+ The same shift $\xi_j$ is used for every eigenvalue: this leaves the
80
+ differences of their squares unchanged.
81
+
82
+ The approximation leading to \eqref{bound:trial} can be made arbitrarily
83
+ accurate in $H^1$. Apply it to the first $n_j$ eigenfunctions, choosing
84
+ the $H^1$ errors below $1/j$ and the form-matrix error below $\xi_j$.
85
+ This gives real, smooth, compactly supported functions
86
+ $u_{j,1},\ldots,u_{j,n_j}$, orthonormal in $L^2(\R;\R^m)$, such that
87
+ \begin{equation}
88
+ \|u_{j,i}-\varphi_i\|_{H^1}<1/j,
89
+ \qquad
90
+ \bigl(h_W[u_{j,i},u_{j,l}]\bigr)_{i,l=1}^{n_j}\leq-K_j^2.
91
+ \label{comp:form-approximation}
92
+ \end{equation}
93
+ Here $h_W[\cdot,\cdot]$ is the polarized quadratic form, and the second
94
+ inequality is the ordering of real symmetric matrices.
95
+
96
+ Let $U_j$ be the matrix with rows $u_{j,i}$, and choose a bounded interval
97
+ $\Omega_j$ containing their supports in its interior. Apply
98
+ Theorem~\ref{act:quantitative-action} with $K=K_j$, $d=m$, $\kappa=k_1$,
99
+ and $\eta=1/j$. It gives a lower triangular matrix $C_j$, a symmetric
100
+ path $B_j$ with $\|B_j\|_{\op}\leq\kappa$, and $A_j=C_jU_j$.
101
+ Extend $A_j$ by zero outside $\Omega_j$ and extend $B_j$ by $K_j$ to the
102
+ left and by $-K_j$ to the right. All the errors in that theorem vanish
103
+ outside $\Omega_j$, so their integrals may be taken over $\R$.
104
+
105
+ The lower triangular form of $C_j$ gives a useful additional error. Put
106
+ $Z_j=A_j^TA_j$, an $m\times m$ positive semidefinite matrix. By
107
+ \eqref{comp:form-approximation},
108
+ \begin{equation}
109
+ \mathcal E_{K_j}(A_j)
110
+ \leq\int_{\R}\bigl(\tr(WZ_j)-\tr(Z_j^q)\bigr)\,dx-T_j,
111
+ \qquad
112
+ T_j=\sum_{l\leq i\leq n_j}(C_j)_{il}^{\,2}(k_l^2-k_i^2)\geq0.
113
+ \label{comp:triangular-gap}
114
+ \end{equation}
115
+ Indeed, the $i$th row of $A_j$ is $\sum_{l\leq i}(C_j)_{il}u_{j,l}$.
116
+ Its quadratic form, plus $\ell_{j,i}^2$ times its squared $L^2$ norm, is
117
+ at most
118
+ \[
119
+ \sum_{l\leq i}(C_j)_{il}^{\,2}
120
+ (\ell_{j,i}^2-\ell_{j,l}^2)
121
+ =-\sum_{l\leq i}(C_j)_{il}^{\,2}(k_l^2-k_i^2).
122
+ \]
123
+ Summing over $i$ proves \eqref{comp:triangular-gap}, since $A_jA_j^T$ and
124
+ $Z_j$ have the same nonzero eigenvalues, with multiplicity. The ordering
125
+ of the $k_i$ makes every summand of $T_j$ nonnegative.
126
+
127
+ Recall the nonnegative Young deficit from Lemma~\ref{pre:young}:
128
+ \begin{equation}
129
+ Y(W,Z)=D_\sigma\tr(W^p)-\tr(WZ)+\tr(Z^q)\geq0,
130
+ \qquad
131
+ Y(W,Z)=0\ \Longleftrightarrow\ W=qZ^r.
132
+ \label{comp:young-deficit}
133
+ \end{equation}
134
+ Combining Theorem~\ref{act:quantitative-action},
135
+ \eqref{comp:equality}, and \eqref{comp:triangular-gap} yields
136
+ \begin{align}
137
+ 0\leq T_j+\int_{\R}\Bigl(
138
+ Y(W,Z_j)+\|A_j'-B_jA_j\|_{\HS}^2
139
+ +c_*\Phi_{K_j}(A_j,B_j)\Bigr)\,dx
140
+ &\leq d_j,\label{comp:vanishing-errors}\\
141
+ d_j:=b_\sigma\left(
142
+ \sum_{i\in\mathcal I}k_i^{2\gamma}
143
+ -\sum_{i\leq n_j}\ell_{j,i}^{2\gamma}\right)+1/j
144
+ &\longrightarrow0.\notag
145
+ \end{align}
146
+ Here $c_*>0$ is fixed: its independence of $n_j$ is essential. Thus all
147
+ three integral errors tend to zero, as does $T_j$.
148
+
149
+ We will also need a uniform bound on $A_j$. The coercive estimate
150
+ \eqref{pre:young-coercive} gives
151
+ \begin{equation}
152
+ Y(W,Z_j)\geq\frac12\tr(Z_j^q)
153
+ -(2^{p-1}-1)D_\sigma\tr(W^p).
154
+ \label{comp:coercivity}
155
+ \end{equation}
156
+ Since $Z_j$ has size $m$, scalar H\"older's inequality gives
157
+ \[
158
+ \|A_j\|_{\HS}^{2q}=(\tr Z_j)^q
159
+ \leq m^{q-1}\tr(Z_j^q).
160
+ \]
161
+ Equations~\eqref{comp:vanishing-errors} and \eqref{comp:coercivity}
162
+ therefore bound $A_j$ uniformly in $L^{2q}(\R)$ with the
163
+ Hilbert--Schmidt norm, independently of its number of rows.
164
+
165
+ \subsection{Convergence of each fixed row}
166
+ \label{comp:rows}
167
+
168
+ For fixed $i\in\mathcal I$, the coefficients $(C_j)_{il}$, $l\leq i$,
169
+ are bounded as $j\to\infty$. To see this, choose a bounded interval $J_i$
170
+ so large that the restricted Gram matrix
171
+ \[
172
+ \left(\int_{J_i}\varphi_l(x)\varphi_s(x)^T\,dx
173
+ \right)_{l,s=1}^{i}\geq\frac34 I_i,
174
+ \]
175
+ where $I_i$ denotes the $i\times i$ identity matrix.
176
+ Such an interval exists because the full Gram matrix is the identity.
177
+ By \eqref{comp:form-approximation}, the corresponding restricted Gram
178
+ matrix of the $u_{j,l}$ is at least one half of the identity for all
179
+ sufficiently large $j$. Hence
180
+ \[
181
+ \frac12\sum_{l\leq i}(C_j)_{il}^{\,2}
182
+ \leq\int_{J_i}|(A_j)_{i,\cdot}|^2\,dx
183
+ \leq |J_i|^{1-1/q}
184
+ \left(\int_{J_i}\|A_j\|_{\HS}^{2q}\,dx\right)^{1/q}.
185
+ \]
186
+ The last expression is uniformly bounded. Lower triangularity is used
187
+ here to keep the number of coefficients in a fixed row finite.
188
+
189
+ A diagonal subsequence now makes every coefficient $(C_j)_{il}$ converge
190
+ to a limit $c_{il}$, for $l\leq i$. From
191
+ $T_j\to0$ and \eqref{comp:triangular-gap},
192
+ \begin{equation}
193
+ c_{il}=0\quad\text{whenever }k_l>k_i.
194
+ \label{comp:gap-suppression}
195
+ \end{equation}
196
+ Define
197
+ \[
198
+ a_i=\sum_{l\leq i}c_{il}\varphi_l.
199
+ \]
200
+ The sum is finite, and \eqref{comp:form-approximation} implies
201
+ \begin{equation}
202
+ (A_j)_{i,\cdot}\longrightarrow a_i
203
+ \quad\text{in }H^1(\R;\R^m)
204
+ \quad\text{for every fixed }i.
205
+ \label{comp:row-convergence}
206
+ \end{equation}
207
+ The ordering of the eigenvalues and \eqref{comp:gap-suppression} show
208
+ that only eigenfunctions with eigenvalue $-k_i^2$ occur in $a_i$.
209
+ This proves \eqref{comp:row-eigenfunction}, including the possibility
210
+ $a_i=0$. The eigenfunction equations hold distributionally by testing
211
+ the form equations against smooth compactly supported functions; the
212
+ potential is locally integrable and the rows are locally bounded.
213
+
214
+ Choose the continuous, locally absolutely continuous representatives
215
+ of these rows. The Sobolev embedding $H^1(\R)\subset C_b(\R)$ shows
216
+ that \eqref{comp:row-convergence} also gives pointwise convergence at
217
+ every $x$. Passing to a further subsequence, we may arrange that the
218
+ integrals of the nonnegative integrand in
219
+ \eqref{comp:vanishing-errors} are summable, and that, for every fixed
220
+ $i$, the squared $L^2$ errors of the derivatives in
221
+ \eqref{comp:row-convergence} are summable. A diagonal choice achieves
222
+ both conditions, by making the first $j$ available derivative errors and the
223
+ integral error less than $2^{-j}$ along the chosen subsequence.
224
+ Consequently, on a common set of full measure,
225
+ \begin{equation}
226
+ \begin{gathered}
227
+ Y(W,Z_j)\to0,\qquad
228
+ \|A_j'-B_jA_j\|_{\HS}\to0,\qquad
229
+ \Phi_{K_j}(A_j,B_j)\to0,\\
230
+ (A_j')_{i,\cdot}(x)\to a_i'(x)
231
+ \quad\text{for every }i\in\mathcal I.
232
+ \end{gathered}
233
+ \label{comp:pointwise-errors}
234
+ \end{equation}
235
+ We also exclude the null set where $W$ is not a finite positive
236
+ semidefinite matrix. It remains to show that convergence of the
237
+ individual rows is strong enough to pass to the products in these
238
+ relations.
239
+
240
+ \subsection{Tail control in the row-index space}
241
+ \label{comp:tails}
242
+
243
+ Pad $A_j$, $B_j$, and $K_j$ with zeros in the unused coordinates of
244
+ $\mathscr H$. Thus $A_j:\R^m\to\mathscr H$, and $B_j,K_j$ are
245
+ self-adjoint finite-rank operators on $\mathscr H$. Since the omitted
246
+ $k_i$ tend to zero,
247
+ \begin{equation}
248
+ \|K_j^2-\Lambda^2\|_{\op}
249
+ \leq\max\{\xi_j,\sup_{i>n_j}k_i^2\}\longrightarrow0,
250
+ \label{comp:diagonal-limit}
251
+ \end{equation}
252
+ where a supremum over no indices is zero.
253
+
254
+ Fix a point $x$ in the full-measure set from
255
+ \eqref{comp:pointwise-errors} and suppress $x$ for the moment. Write
256
+ $\rho_j=A_jA_j^T$. The definition of $\Phi$ and its convergence to zero
257
+ give
258
+ \begin{equation}
259
+ \|[B_j,K_j^2]\|_{\op}\to0,
260
+ \qquad e_j:=\|K_j^2-B_j^2-\rho_j^r\|_{\op}\to0.
261
+ \label{comp:pointwise-algebra-error}
262
+ \end{equation}
263
+ For $h\geq1$, let $P_h$ be the orthogonal projection onto the first $h$
264
+ coordinates of $\mathscr H$, with all coordinates included if $h$ exceeds
265
+ $|\mathcal I|$. Set $Q_h=I-P_h$ and
266
+ $s_h=\sup_{i>h}k_i^2$, again with the empty supremum equal to zero.
267
+ Then $s_h\to0$. For every unit vector $v$ in the range of $Q_h$,
268
+ \begin{equation}
269
+ \|B_jv\|^2+\langle v,\rho_j^rv\rangle\leq s_h+e_j.
270
+ \label{comp:tail-quadratic}
271
+ \end{equation}
272
+ Both terms on the left are nonnegative. Jensen's inequality for the
273
+ spectral measure of $\rho_j$, using $r>1$, implies
274
+ \[
275
+ \langle v,\rho_jv\rangle^r\leq\langle v,\rho_j^rv\rangle.
276
+ \]
277
+ It follows that
278
+ $\|Q_h\rho_jQ_h\|_{\op}\leq(s_h+e_j)^{1/r}$.
279
+ Although $\mathscr H$ may be infinite dimensional, $Q_h\rho_jQ_h$
280
+ has rank at most $m$, because $A_j$ has exactly $m$ columns. Its trace
281
+ is therefore at most $m$ times its operator norm. We obtain the two
282
+ tail bounds
283
+ \begin{equation}
284
+ \boxed{\quad
285
+ \|Q_hA_j\|_{\HS}^2\leq m(s_h+e_j)^{1/r},
286
+ \qquad
287
+ \|B_jQ_h\|_{\op}\leq(s_h+e_j)^{1/2}.
288
+ \quad}
289
+ \label{comp:tail-bounds}
290
+ \end{equation}
291
+ The first estimate converts decay of the eigenvalue parameters into
292
+ decay of the total mass of all omitted rows. Its factor is the fixed
293
+ physical dimension $m$, rather than the number of retained
294
+ eigenfunctions; Figure~\ref{comp:tail-figure} depicts this distinction.
295
+
296
+ \begin{figure}[tb]
297
+ \centering
298
+ \begin{tikzpicture}[font=\small,>=Latex]
299
+ \fill[black!5] (0,2.05) rectangle (2.7,3.65);
300
+ \fill[blue!7] (0,0) rectangle (2.7,2.05);
301
+ \draw[thick] (0,0) rectangle (2.7,3.65);
302
+ \draw[thick] (0,2.05)--(2.7,2.05);
303
+ \draw[<->] (0,4.05)--node[above]{$m$ columns, fixed}(2.7,4.05);
304
+ \node at (1.35,2.83) {$P_hA_j$};
305
+ \node at (1.35,1.28) {$Q_hA_j$};
306
+ \node at (1.35,0.55) {$\vdots$};
307
+ \node[anchor=east,align=right] at (-0.2,2.83)
308
+ {first $h$\\rows};
309
+ \node[anchor=east,align=right] at (-0.2,1.08)
310
+ {all remaining\\rows};
311
+ \draw[->] (2.9,2.83)--(3.6,2.83);
312
+ \node[anchor=west,align=left] at (3.75,2.83)
313
+ {Finite-dimensional convergence\\for each fixed $h$};
314
+ \draw[->] (2.9,1.08)--(3.6,1.08);
315
+ \node[anchor=west,align=left] at (3.75,1.08)
316
+ {$\operatorname{rank}(Q_hA_j)\leq m$\\[4pt]
317
+ $\|Q_hA_j\|_{\HS}^2\leq m(s_h+e_j)^{1/r}$};
318
+ \end{tikzpicture}
319
+ \caption{The number of rows can grow with the number of negative
320
+ eigenfunctions, but the number of physical channels remains $m$.
321
+ After fixing the first $h$ rows, the identity
322
+ $K_j^2\approx B_j^2+(A_jA_j^T)^r$ bounds the operator norm in the
323
+ remaining rows. The rank bound converts it into a Hilbert--Schmidt
324
+ bound, which tends to zero as first $j\to\infty$ and then $h\to\infty$.
325
+ The drawing is schematic; all matrices are padded by zero rows in
326
+ $\mathscr H$.}
327
+ \label{comp:tail-figure}
328
+ \end{figure}
329
+
330
+ For each fixed $h$, the first $h$ rows of $A_j$ converge by
331
+ \eqref{comp:row-convergence}. The first bound in
332
+ \eqref{comp:tail-bounds} makes the remaining rows uniformly small by
333
+ choosing $h$ large and then $j$ sufficiently large. Thus $A_j$ is Cauchy in
334
+ Hilbert--Schmidt norm and converges to an operator $A:\R^m\to\mathscr H$
335
+ whose rows are precisely $a_i(x)$:
336
+ \begin{equation}
337
+ A_j\longrightarrow A\quad\text{in Hilbert--Schmidt norm.}
338
+ \label{comp:HS-limit}
339
+ \end{equation}
340
+ This argument applies to the whole subsequence already selected and
341
+ does not require a further choice depending on $x$.
342
+
343
+ For $B_j$ we need only pointwise compactness. Its finite compressions
344
+ $P_hB_jP_h$ are bounded in finite-dimensional spaces, so a diagonal
345
+ subsequence makes them converge for every $h$. Self-adjointness and
346
+ the second estimate in \eqref{comp:tail-bounds} give
347
+ \[
348
+ \|B_j-P_hB_jP_h\|_{\op}
349
+ \leq2\|B_jQ_h\|_{\op}
350
+ \leq2(s_h+e_j)^{1/2}.
351
+ \]
352
+ The chosen subsequence consequently converges in operator norm to a
353
+ self-adjoint $B$ with $\|B\|_{\op}\leq\kappa$. This subsequence, and
354
+ hence $B$, may depend on the point $x$.
355
+
356
+ We can now pass to all the required products. Hilbert--Schmidt
357
+ convergence of $A_j$ implies operator norm convergence of
358
+ $A_jA_j^T$ and of $A_j^TA_j$. Continuous functional calculus for
359
+ nonnegative operators then gives convergence of their $r$th powers.
360
+ Together with \eqref{comp:diagonal-limit} and
361
+ \eqref{comp:pointwise-algebra-error}, this proves
362
+ \[
363
+ [B,\Lambda^2]=0,\qquad
364
+ \Lambda^2-B^2=(AA^T)^r.
365
+ \]
366
+ Also $B_jA_j\to BA$ in Hilbert--Schmidt norm. Taking its $i$th row
367
+ and using both the derivative convergence and the first-order error
368
+ in \eqref{comp:pointwise-errors} gives
369
+ $a_i'(x)=(BA)_{i,\cdot}$ for every $i$. Finally, continuity of the
370
+ finite-dimensional Young deficit and
371
+ $Y(W,A_j^TA_j)\to0$ yield
372
+ $Y(W,A^TA)=0$. Lemma~\ref{pre:young} gives
373
+ $W=q(A^TA)^r$.
374
+
375
+ We have proved these statements at every point of one common set of
376
+ full measure. The construction selects no function $x\mapsto B(x)$:
377
+ only the existence of a suitable operator at each such point enters
378
+ the next section. This completes the proof of
379
+ Proposition~\ref{comp:relations}.
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,161 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{intro:section}
2
+
3
+ Lieb--Thirring inequalities compare the binding energy of a Schr\"odinger
4
+ operator with an integral of its potential. Equality asks how the potential
5
+ must arrange that binding. In one dimension, a scalar one-bound-state
6
+ optimizer has a hyperbolic-secant profile. For a matrix potential, several
7
+ such profiles can occupy orthogonal internal channels. The issue is whether
8
+ equality also permits channels that rotate with position, or several bound
9
+ states that interact within the same channel. We prove that throughout
10
+ $1/2<\gamma<3/2$ every equality case consists of independent scalar profiles
11
+ in one fixed basis.
12
+
13
+ Let $m\ge1$ be finite, let $1/2<\gamma<3/2$, and set
14
+ $p=\gamma+1/2$. For a measurable Hermitian positive semidefinite function
15
+ $W:\R\to\C^{m\times m}$ satisfying
16
+ \begin{equation}\label{intro:class}
17
+ \int_\R\tr(W(x)^p)\,dx<\infty,
18
+ \end{equation}
19
+ let $H_W=-d^2/dx^2-W$ be the operator associated with
20
+ \begin{equation}\label{intro:form}
21
+ h_W[\psi]=\int_\R\|\psi'\|^2
22
+ -\int_\R\langle\psi,W\psi\rangle,
23
+ \qquad \psi\in H^1(\R;\C^m).
24
+ \end{equation}
25
+ Lemma~\ref{pre:spectral} proves that the form is closed and bounded below
26
+ and that the negative spectrum is discrete, with possible accumulation
27
+ only at zero. We write
28
+ \[
29
+ \Tr(H_W)_-^\gamma=\sum_{\lambda_j(H_W)<0}|\lambda_j(H_W)|^\gamma,
30
+ \]
31
+ counting multiplicities. The finite-dimensional trace $\tr$ is unnormalized;
32
+ matrix powers are defined by spectral functional calculus.
33
+
34
+ \begin{theorem}[Equality classification]\label{thm:main}
35
+ For every $W$ satisfying~\eqref{intro:class},
36
+ \begin{equation}\label{intro:sharp}
37
+ \Tr(H_W)_-^\gamma\le C_\gamma\int_\R\tr(W^p),
38
+ \qquad
39
+ C_\gamma=\left(\frac{\gamma-1/2}{\gamma+1/2}\right)^{\gamma-1/2}
40
+ \frac{\Gamma(\gamma+1)}{\sqrt\pi\,\Gamma(\gamma+3/2)}.
41
+ \end{equation}
42
+ Put $r=(\gamma-1/2)^{-1}$. Equality holds if and only if there are
43
+ $k\in\{0,\ldots,m\}$, a constant unitary matrix $U$, positive numbers
44
+ $a_1,\ldots,a_k$, and real numbers $x_1,\ldots,x_k$ such that almost
45
+ everywhere
46
+ \begin{equation}\label{intro:classification}
47
+ W(x)=U\diag\bigl(w_1(x),\ldots,w_k(x),0,\ldots,0\bigr)U^*,
48
+ \quad
49
+ w_j(x)=(r+1)a_j^2\sech^2\!\bigl(ra_j(x-x_j)\bigr).
50
+ \end{equation}
51
+ The case $k=0$ means $W=0$. Each nonzero channel has exactly one negative
52
+ eigenvalue, $-a_j^2$, and therefore every extremal potential has at most
53
+ $m$ negative eigenvalues, counted with multiplicity.
54
+ \end{theorem}
55
+
56
+ The inequality in~\eqref{intro:sharp} is the sharp matrix inequality
57
+ of~\cite[Theorem~1.1]{MLT}. Our contribution is its equality classification.
58
+ We retain the analytic constructions in the proof, so that the inequality
59
+ and its equality conditions are established here under the same measurable
60
+ potential hypothesis. The scales and centers in~\eqref{intro:classification}
61
+ are independent; repeated scales and identical profiles are allowed.
62
+
63
+ \subsection{History and related results}
64
+ Lieb and Thirring introduced spectral moment inequalities in their work
65
+ on the kinetic energy of fermions and stability of matter
66
+ \cite{LiebThirring1975,LiebThirring1976}. Their sharp constants distinguish
67
+ the regimes in which binding is best concentrated in a single state or
68
+ distributed among many states. Keller's optimization of the lowest
69
+ Schr\"odinger eigenvalue~\cite{Keller1961} supplies the one-state problem
70
+ underlying the scalar profiles in~\eqref{intro:classification}; their
71
+ explicit form appears in~\cite[Section~4(B), Equations~(4.19)--(4.20)]{LiebThirring1976}.
72
+ The present question concerns equality in the sum of all negative
73
+ eigenvalue moments, with a matrix potential that need not commute with
74
+ itself at different points.
75
+
76
+ The sharp scalar endpoint $\gamma=1/2$ was proved by
77
+ Hundertmark, Lieb and Thomas~\cite{HLT1998}; Hundertmark, Laptev and
78
+ Weidl~\cite[Theorem~3.1]{HLW2000} extended it to operator-valued
79
+ potentials. The semiclassical constant
80
+ is sharp for $\gamma\ge3/2$; the lifting of moments of Aizenman and
81
+ Lieb~\cite{AizenmanLieb1978} and the operator-valued inequalities of
82
+ Laptev and Weidl~\cite{LaptevWeidl2000} are central to this development.
83
+ Benguria and Loss~\cite{BenguriaLoss2000} gave a commutation proof of the
84
+ matrix result at $\gamma=3/2$. More recently, Read and
85
+ Schulz~\cite{ReadSchulz2026} proved the sharp scalar inequality at
86
+ $\gamma=1$, with constant $4/(3\sqrt3\pi)$, and its operator-valued
87
+ extension. The matrix companion~\cite{MLT} proves the sharp one-state
88
+ constant for the whole open interval considered here.
89
+
90
+ The endpoint $\gamma=3/2$ has a different equality structure. In the
91
+ scalar finite-rank problem, Frank, Gontier and Lewin
92
+ \cite[Theorem~5]{FrankGontierLewin2025} identify the optimizers as KdV
93
+ multisolitons. In particular, several bound states can occur in a single
94
+ scalar channel at that endpoint. The conclusion of
95
+ Theorem~\ref{thm:main}, one bound state per nonzero channel, uses the
96
+ strict inequality $r>1$ and is asserted only for the open interval.
97
+
98
+ \subsection{Quantitative defects and fixed channels}
99
+ The proof begins with the finite-interval matrix action method
100
+ of~\cite{MLT}. For orthonormal real trial functions approximating finitely
101
+ many negative eigenfunctions, place the functions in the rows of $U(x)$
102
+ and choose a lower triangular matrix $C$. The rows of $A=CU$ remain in the
103
+ successive trial spans.
104
+ If $K$ is the diagonal matrix of positive square roots of the trial
105
+ binding energies, the action involves $A'$, $K^2AA^T$, and a power of
106
+ the density $AA^T$. A symmetric matrix path $B(x)$ connects $K$ to
107
+ $-K$ and gives a lower bound for that action.
108
+
109
+ For equality, the lower bound must retain more information. Besides the
110
+ square $\|A'-BA\|_{\HS}^2$, we retain a term controlling
111
+ \[
112
+ [B,K^2]\quad\hbox{and}\quad K^2-B^2-(AA^T)^r.
113
+ \]
114
+ Its coefficient depends on the largest binding energy and the exponent,
115
+ but not on the number of trial functions. This uniformity is the first
116
+ essential point: an extremal potential is not known in advance to have
117
+ finitely many negative eigenvalues. The integrated trace identity of the
118
+ matrix companion supplies the two nonnegative squares from which this
119
+ estimate follows.
120
+
121
+ The second point is compactness with a fixed number of columns. As the
122
+ trial list grows, $A$ has more rows but still only $m$ columns. Its
123
+ density therefore has rank at most $m$. The retained defect bounds the
124
+ tail rows by the small binding energies in that tail. This yields strong
125
+ pointwise convergence even for an infinite eigenvalue list and gives
126
+ exact algebraic relations in the limit. Those relations separate the
127
+ rows with different energies. A differential inequality then makes
128
+ their row spaces independent of position; their mutual orthogonality
129
+ leaves at most $m$ nonzero directions. On each resulting finite block,
130
+ a matrix Riccati equation has a fixed diagonalizing basis and determines
131
+ the profiles in~\eqref{intro:classification}.
132
+
133
+ Section~\ref{pre:section} gives the spectral and convexity preliminaries.
134
+ Section~\ref{act:section} proves the quantitative action estimate, and
135
+ Section~\ref{bound:section} recovers the sharp spectral bound.
136
+ Section~\ref{comp:section} passes to exact relations for an equality
137
+ case. Section~\ref{rig:section} proves that the channels are fixed,
138
+ solves the Riccati equation, and treats complex potentials and the
139
+ converse. Appendices~\ref{app:trace} and~\ref{app:paths} prove the trace
140
+ identity, regularized field construction, and connecting-path theorem
141
+ used by the action estimate.
142
+
143
+ \subsection{Notation}
144
+ Throughout the proof,
145
+ \begin{equation}\label{intro:parameters}
146
+ \sigma=\gamma-\tfrac12\in(0,1),\qquad
147
+ p=1+\sigma,\qquad r=\sigma^{-1},\qquad q=r+1,
148
+ \end{equation}
149
+ and
150
+ \begin{equation}\label{intro:constants}
151
+ D_\sigma=\frac{\sigma^\sigma}{(1+\sigma)^{1+\sigma}},\qquad
152
+ b_\sigma=\int_{-1}^1(1-s^2)^\sigma\,ds,\qquad
153
+ C_\gamma=\frac{D_\sigma}{b_\sigma}.
154
+ \end{equation}
155
+ The last identity follows from the beta integral. We use the operator
156
+ norm $\|\cdot\|_{\op}$ and the Hilbert--Schmidt norm
157
+ $\|A\|_{\HS}^2=\tr(A^*A)$. The symbol $T$ denotes transpose of a real
158
+ matrix, and $\Sym_n$ is the space of real symmetric $n\times n$ matrices
159
+ with inner product $\tr(BH)$. The commutator is $[B,H]=BH-HB$.
160
+ The identity matrix, or identity operator, has the size determined by
161
+ its context.
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/preliminaries.tex ADDED
@@ -0,0 +1,83 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Spectral and convexity preliminaries}\label{pre:section}
2
+
3
+ Two elementary facts let us work with measurable potentials and identify
4
+ the equality condition in the potential estimate. The first is the form
5
+ argument used in the matrix inequality~\cite[Lemma~7.1]{MLT}; we give its
6
+ proof to fix the precise regularity available below.
7
+
8
+ \begin{lemma}\label{pre:spectral}
9
+ Let $p>1$ and let $W:\R\to\C^{m\times m}$ be measurable, Hermitian and
10
+ positive semidefinite, with $\int_\R\tr(W^p)<\infty$.
11
+ The form $h_W$ on $H^1(\R;\C^m)$ is closed and bounded below.
12
+ Multiplication by $W^{1/2}$ is compact from $H^1$ to $L^2$.
13
+ The negative spectrum of $H_W$ consists of isolated eigenvalues of finite
14
+ multiplicity, with possible accumulation only at zero. Its eigenfunctions
15
+ belong to $H^1$ and satisfy $-\psi''-W\psi=\lambda\psi$ distributionally.
16
+ \end{lemma}
17
+
18
+ \begin{proof}
19
+ Set $w=\|W\|_{\op}$. Then $w^p\le\tr(W^p)$, so $w\in L^p$.
20
+ The one-dimensional Sobolev estimate, applied to the norm of a vector
21
+ function, gives $\|\psi\|_\infty^2\le2\|\psi\|_2\|\psi'\|_2$.
22
+ H\"older's inequality, interpolation and Young's inequality imply
23
+ \begin{equation}\label{pre:form-bound}
24
+ \int_\R\langle\psi,W\psi\rangle
25
+ \le 2^{1/p}\|w\|_p\|\psi'\|_2^{1/p}\|\psi\|_2^{2-1/p}
26
+ \le \varepsilon\|\psi'\|_2^2+C_\varepsilon\|\psi\|_2^2.
27
+ \end{equation}
28
+ A sufficiently shifted form norm is therefore equivalent to the $H^1$
29
+ norm. This proves closedness and semiboundedness, and polarization gives
30
+ continuity of the potential form on $H^1$.
31
+
32
+ Write $T\psi=W^{1/2}\psi$. The truncated multiplier
33
+ $T_{R,L}=\mathbf1_{\{|x|\le R,\,w\le L\}}T$ is compact by the compact
34
+ embedding of $H^1([-R,R])$ into $L^2([-R,R])$. Moreover,
35
+ \[
36
+ \|(T-T_{R,L})\psi\|_2^2
37
+ \le C\|w\mathbf1_{\{|x|>R\}\cup\{w>L\}}\|_p\|\psi\|_{H^1}^2.
38
+ \]
39
+ The coefficient tends to zero, so $T$ is compact.
40
+ For each $a>0$, an infinite-dimensional spectral subspace in
41
+ $(-\infty,-a]$ would contain an $L^2$-orthonormal sequence bounded in
42
+ $H^1$ by~\eqref{pre:form-bound}. A subsequence converges weakly to zero
43
+ in $H^1$, hence its images under $T$ converge strongly to zero. This
44
+ contradicts
45
+ $-a\ge h_W[\psi]\ge-\|T\psi\|_2^2$ for unit vectors in that subspace.
46
+ Thus every such subspace is finite-dimensional. Finally, the weak form
47
+ equation tested against smooth compactly supported functions is the stated
48
+ distributional equation; its potential term is locally integrable because
49
+ $W\in L^p_{\mathrm{loc}}$ and $\psi$ is locally bounded.
50
+ \end{proof}
51
+
52
+ \begin{lemma}[Trace Young inequality and its equality condition]\label{pre:young}
53
+ For positive semidefinite matrices $W,Z$ of the same finite size, set
54
+ \begin{equation}\label{pre:young-defect}
55
+ Y(W,Z)=D_\sigma\tr(W^p)-\tr(WZ)+\tr(Z^q).
56
+ \end{equation}
57
+ Then $Y(W,Z)\ge0$, with equality if and only if $W=qZ^r$.
58
+ Also,
59
+ \begin{equation}\label{pre:young-coercive}
60
+ Y(W,Z)\ge\tfrac12\tr(Z^q)
61
+ -(2^{p-1}-1)D_\sigma\tr(W^p).
62
+ \end{equation}
63
+ \end{lemma}
64
+
65
+ \begin{proof}
66
+ Scalar maximization over $z\ge0$ gives
67
+ $yz-z^q\le D_\sigma y^p$ for $y\ge0$, with equality precisely when
68
+ $y=qz^r$. In an orthonormal eigenbasis $(v_j)$ of $Z$, let $z_j$ be its
69
+ eigenvalues and put $y_j=\langle v_j,Wv_j\rangle$. Strict convexity of
70
+ $t^p$ on $[0,\infty)$ gives
71
+ \[
72
+ \tr(WZ)-\tr(Z^q)
73
+ \le D_\sigma\sum_j y_j^p
74
+ \le D_\sigma\sum_j\langle v_j,W^pv_j\rangle.
75
+ \]
76
+ Equality in the second inequality holds exactly when each $v_j$ belongs
77
+ to an eigenspace of $W$. Equality in the first then requires
78
+ $Wv_j=qz_j^rv_j$ for every $j$. This proves both directions of the
79
+ equality assertion, including zero eigenvalues. Applying the same
80
+ inequality to $2W,Z$ gives
81
+ $\tr(WZ)\le\tfrac12\tr(Z^q)+2^{p-1}D_\sigma\tr(W^p)$,
82
+ which is~\eqref{pre:young-coercive}.
83
+ \end{proof}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/rigidity.tex ADDED
@@ -0,0 +1,293 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Fixed channels and the equality profiles}
2
+ \label{rig:section}
3
+
4
+ The pointwise relations of Proposition~\ref{comp:relations} still involve
5
+ an auxiliary operator $B$ that may depend on the point without a prescribed
6
+ measurable choice. We now extract constant subspaces from those relations.
7
+ On each nonzero subspace, $B$ becomes a uniquely determined matrix and
8
+ satisfies an ordinary differential equation. This will identify every
9
+ real equality potential; realification and a scalar calculation will then
10
+ complete the proof of Theorem~\ref{thm:main}.
11
+
12
+ \subsection{The channel subspaces are constant}
13
+
14
+ Assume first that $W$ is real and is a nonzero equality potential. Use the
15
+ rows $a_i$, numbers $k_i$, and operator $\Lambda=\operatorname{diag}(k_i)$
16
+ from Proposition~\ref{comp:relations}. For each distinct value $\alpha>0$
17
+ in the list $(k_i)$, let $n_\alpha$ be its finite multiplicity, and let
18
+ $G_\alpha$ be the $n_\alpha\times m$ matrix whose rows are the $a_i$ with
19
+ $k_i=\alpha$. Each $G_\alpha$ has entries in $H^1(\R)$, and we use their
20
+ continuous representatives.
21
+
22
+ At every point in the common full-measure set of that proposition, choose
23
+ one of the operators $B$ it supplies. Since $B$ commutes with $\Lambda^2$,
24
+ it preserves each of its eigenspaces. Moreover,
25
+ \[
26
+ AA^T=(\Lambda^2-B^2)^{1/r}
27
+ \]
28
+ commutes with both $B$ and $\Lambda^2$. Writing $B_\alpha$ for the block
29
+ on the $\alpha^2$-eigenspace therefore gives
30
+ \begin{align}
31
+ G_\alpha G_\beta^T&=0 &&(\alpha\ne\beta),
32
+ \label{rig:orthogonal-blocks}\\
33
+ G_\alpha'&=B_\alpha G_\alpha,
34
+ & [B_\alpha,G_\alpha G_\alpha^T]&=0,
35
+ \label{rig:block-first-order}\\
36
+ \alpha^2I-B_\alpha^2&=(G_\alpha G_\alpha^T)^r,
37
+ &\|B_\alpha\|_{\op}&\le\kappa.
38
+ \label{rig:block-square}
39
+ \end{align}
40
+ These statements hold almost everywhere and require no compatibility
41
+ between the choices of $B$ at different points.
42
+
43
+ \begin{lemma}\label{rig:fixed-right-spaces}
44
+ For every $\alpha$, the subspace
45
+ \[
46
+ \mathcal R_\alpha=(\ker G_\alpha(x))^\perp\subset\R^m
47
+ \]
48
+ is independent of $x\in\R$. The nonzero spaces $\mathcal R_\alpha$ are
49
+ mutually orthogonal, and
50
+ \begin{equation}\label{rig:dimension-bound}
51
+ \sum_\alpha\dim\mathcal R_\alpha\le m.
52
+ \end{equation}
53
+ In particular, only finitely many $G_\alpha$ are nonzero. The potential
54
+ $W$ has a continuous representative, equal to zero on the orthogonal
55
+ complement of these spaces and equal to
56
+ $q(G_\alpha^TG_\alpha)^r$ on $\mathcal R_\alpha$. With this
57
+ representative, every $G_\alpha$ is $C^2$.
58
+ \end{lemma}
59
+
60
+ \begin{proof}
61
+ Fix $v\in\R^m$. Equation~\eqref{rig:block-first-order} implies
62
+ \[
63
+ \|(G_\alpha v)'(x)\|\le\kappa\|G_\alpha(x)v\|
64
+ \quad\text{for almost every }x.
65
+ \]
66
+ The function $G_\alpha v$ is locally absolutely continuous. If it
67
+ vanishes at $x_0$, integration and Gronwall's inequality, first to the
68
+ right and then to the left of $x_0$, show that it vanishes everywhere.
69
+ Consequently $\ker G_\alpha(x)$ is independent of $x$, including points
70
+ outside the original full-measure set. This proves the first assertion.
71
+
72
+ The products in \eqref{rig:orthogonal-blocks} are continuous, so their
73
+ almost-everywhere vanishing implies their vanishing everywhere. Thus the
74
+ constant row spaces $\mathcal R_\alpha$ are mutually orthogonal. Any
75
+ finite collection has total dimension at most $m$, proving
76
+ \eqref{rig:dimension-bound} and finiteness of the nonzero blocks.
77
+
78
+ On the full-measure set from Proposition~\ref{comp:relations},
79
+ $A^TA=\sum_\alpha G_\alpha^TG_\alpha$. Each summand acts on its own
80
+ orthogonal space $\mathcal R_\alpha$, and only finitely many summands
81
+ are nonzero. Equation~\eqref{comp:potential-limit} therefore yields
82
+ \begin{equation}\label{rig:continuous-potential}
83
+ W=q\sum_\alpha(G_\alpha^TG_\alpha)^r
84
+ \quad\text{almost everywhere}.
85
+ \end{equation}
86
+ The right-hand side is continuous and has the asserted restrictions;
87
+ we henceforth use it as the representative of $W$. The row eigenfunction
88
+ equation \eqref{comp:row-eigenfunction} now reads
89
+ \begin{equation}\label{rig:block-second-order}
90
+ G_\alpha''=\alpha^2G_\alpha-G_\alpha W
91
+ \quad\text{in distributions}.
92
+ \end{equation}
93
+ Its right-hand side is continuous. Integrating this identity twice shows
94
+ that the continuous representative of $G_\alpha$ is $C^2$.
95
+ \end{proof}
96
+
97
+ The row spaces already split the physical space $\R^m$ into finitely
98
+ many constant channels. To determine the potential within one of them,
99
+ we also need a constant range for $G_\alpha$ in the eigenfunction index
100
+ space $\R^{n_\alpha}$.
101
+
102
+ \begin{lemma}\label{rig:fixed-left-spaces}
103
+ For each $\alpha$ with $\ell:=\dim\mathcal R_\alpha>0$, the range of
104
+ $G_\alpha(x)$ in $\R^{n_\alpha}$ is independent of $x$. In constant
105
+ orthonormal bases of this range and of $\mathcal R_\alpha$, the
106
+ restriction of $G_\alpha$ is an invertible $C^2$ matrix
107
+ $D:\R\to\R^{\ell\times\ell}$. The matrix
108
+ $B_0=D'D^{-1}$ is $C^1$ and satisfies, everywhere on $\R$,
109
+ \begin{equation}\label{rig:active-identities}
110
+ B_0=B_0^T,\qquad
111
+ \alpha^2I-B_0^2=(DD^T)^r>0,\qquad
112
+ B_0'=r(B_0^2-\alpha^2I).
113
+ \end{equation}
114
+ \end{lemma}
115
+
116
+ \begin{proof}
117
+ Choose a constant orthonormal basis of $\mathcal R_\alpha$, and let
118
+ $E(x)$ be the matrix of the restriction of $G_\alpha(x)$ to this space.
119
+ It has full column rank $\ell$ at every point, since the kernel of
120
+ $G_\alpha$ is constant. The projection onto its range is
121
+ \[
122
+ P(x)=E(x)(E(x)^TE(x))^{-1}E(x)^T.
123
+ \]
124
+ The commutator in \eqref{rig:block-first-order} shows that $B_\alpha$
125
+ preserves the range of $G_\alpha G_\alpha^T$, which is precisely the
126
+ range of $E$. Hence $E'=B_\alpha E$ has its columns in this range
127
+ almost everywhere. Differentiating the projection gives
128
+ \begin{align*}
129
+ P'={}&(I-P)E'(E^TE)^{-1}E^T\\
130
+ &+E(E^TE)^{-1}(E')^T(I-P)=0
131
+ \quad\text{almost everywhere}.
132
+ \end{align*}
133
+ Since $P$ is $C^1$, it is constant.
134
+
135
+ Choose a constant orthonormal basis of this range as well. The resulting
136
+ square matrix $D$ is invertible everywhere and $C^2$. Almost everywhere,
137
+ $D'D^{-1}$ is the restriction of $B_\alpha$ to its invariant range in
138
+ these coordinates. Equations~\eqref{rig:block-first-order} and
139
+ \eqref{rig:block-square} give the symmetry and square identity in
140
+ \eqref{rig:active-identities} almost everywhere; continuity extends
141
+ them to every point. Positivity is strict because $D$ is invertible.
142
+
143
+ On $\mathcal R_\alpha$, Equation~\eqref{rig:continuous-potential}
144
+ identifies the potential with $q(D^TD)^r$. Equation~
145
+ \eqref{rig:block-second-order} consequently becomes
146
+ \[
147
+ D''=\alpha^2D-qD(D^TD)^r
148
+ =\alpha^2D-q(DD^T)^rD.
149
+ \]
150
+ The second equality follows, for example, by a singular-value
151
+ decomposition. Differentiating $B_0=D'D^{-1}$ and using $q=r+1$
152
+ now gives
153
+ \[
154
+ B_0'=D''D^{-1}-B_0^2
155
+ =\alpha^2I-q(\alpha^2I-B_0^2)-B_0^2
156
+ =r(B_0^2-\alpha^2I),
157
+ \]
158
+ as claimed.
159
+ \end{proof}
160
+
161
+ \subsection{The matrix Riccati equation separates the profiles}
162
+
163
+ Fix a nonzero block and the matrices of Lemma~\ref{rig:fixed-left-spaces}.
164
+ Diagonalize the symmetric matrix $B_0(x_*)$ at one point by a constant
165
+ orthogonal change of range coordinates. The right-hand side of its
166
+ Riccati equation is a polynomial in $B_0$. Uniqueness for this matrix
167
+ ordinary differential equation therefore preserves the diagonal form.
168
+ More explicitly, the strict inequality in \eqref{rig:active-identities}
169
+ places each initial diagonal entry in $(-\alpha,\alpha)$. There is a
170
+ unique $y_j\in\R$ such that the scalar solution with that initial value is
171
+ \begin{equation}\label{rig:tanh}
172
+ b_j(x)=-\alpha\tanh\bigl(r\alpha(x-y_j)\bigr),
173
+ \qquad 1\le j\le\ell.
174
+ \end{equation}
175
+ The diagonal matrix with these entries solves the same initial-value
176
+ problem as $B_0$ on all of $\R$, so uniqueness gives equality everywhere.
177
+
178
+ Equation~\eqref{rig:active-identities} implies that $DD^T$ is diagonal
179
+ in these coordinates. Since $D'=\operatorname{diag}(b_j)D$, each row
180
+ of $D$ is a positive scalar multiple of its value at $x_*$. None of
181
+ these rows is zero, and their directions are mutually orthogonal because
182
+ $DD^T$ is diagonal. Taking their normalized directions as a constant
183
+ orthonormal basis of $\mathcal R_\alpha$ makes $D$ diagonal with positive
184
+ entries. The potential in this fixed basis is therefore diagonal, with
185
+ entries
186
+ \begin{equation}\label{rig:profiles}
187
+ q\bigl(\alpha^2-b_j(x)^2\bigr)
188
+ =(r+1)\alpha^2\operatorname{sech}^2\bigl(r\alpha(x-y_j)\bigr).
189
+ \end{equation}
190
+ Combining these bases over the finitely many nonzero spaces
191
+ $\mathcal R_\alpha$, and adding a basis of their orthogonal complement,
192
+ proves the required necessity for real $W$. There are at most $m$
193
+ nonzero profiles by \eqref{rig:dimension-bound}. The zero potential
194
+ has the same description with no nonzero profile.
195
+
196
+ \subsection{Complex Hermitian potentials}
197
+
198
+ For a complex Hermitian potential $W$, take the realification
199
+ $\widetilde W$ from \eqref{bound:realification}. The proof of
200
+ Proposition~\ref{bound:sharp} shows that it is equivalent to
201
+ $W\oplus\overline W$ by a constant unitary matrix and that both the trace-power
202
+ integral and the negative spectral moment are doubled. Thus equality
203
+ for $W$ implies equality for the real potential $\widetilde W$.
204
+
205
+ The real result provides a constant unitary matrix $V$ such that
206
+ \[
207
+ W(x)\oplus\overline W(x)
208
+ =V\operatorname{diag}(f_1(x),\ldots,f_{2m}(x))V^*
209
+ \quad\text{almost everywhere},
210
+ \]
211
+ where each $f_j$ is either a profile of the form \eqref{rig:profiles} or
212
+ zero. Let $P$ be the projection onto the first summand $\C^m$ and put
213
+ $\widehat P=V^*PV$. Since $P$ commutes with $W\oplus\overline W$,
214
+ \[
215
+ (f_i(x)-f_j(x))\widehat P_{ij}=0
216
+ \quad\text{almost everywhere}.
217
+ \]
218
+ Consequently $\widehat P_{ij}=0$ whenever the functions $f_i,f_j$ are
219
+ not equal almost everywhere. Partition the indices into groups of
220
+ identical functions, including the possible zero function. The range
221
+ of $\widehat P$ splits as the orthogonal sum of its intersections with
222
+ these coordinate groups. On each group the diagonal potential is a
223
+ scalar multiple of the identity, so any constant orthonormal basis of
224
+ that intersection diagonalizes its restriction. Transporting these
225
+ bases by $V$ to the first summand gives a constant unitary basis of
226
+ $\C^m$ in which $W$ has the asserted profiles. This proves necessity
227
+ for complex Hermitian potentials.
228
+
229
+ \subsection{Each listed potential attains equality}
230
+
231
+ It remains to verify attainment, including the exact spectral moment,
232
+ without appealing to a classification of scalar optimizers. Fix $a>0$
233
+ and $x_0\in\R$, and set
234
+ \[
235
+ V(x)=(r+1)a^2\operatorname{sech}^2\bigl(ra(x-x_0)\bigr),
236
+ \qquad H=-\partial_x^2-V.
237
+ \]
238
+ The first-order factorization used in the commutation argument
239
+ of~\cite[Section~II]{BenguriaLoss2000} also explains why this profile has
240
+ only one negative eigenvalue. Put
241
+ \[
242
+ w(x)=a\tanh\bigl(ra(x-x_0)\bigr),
243
+ \qquad Q=\partial_x+w,\qquad \operatorname{Dom}Q=H^1(\R).
244
+ \]
245
+ Then $Q^*=-\partial_x+w$ on $H^1(\R)$. Since $w$ and $w'$ are bounded,
246
+ both product domains are $H^2(\R)$, and direct differentiation yields
247
+ \begin{align}
248
+ Q^*Q&=H+a^2,
249
+ \label{rig:factorization}\\
250
+ QQ^*&=-\partial_x^2+a^2
251
+ +(r-1)a^2\operatorname{sech}^2\bigl(ra(x-x_0)\bigr)
252
+ \ge a^2.
253
+ \label{rig:partner}
254
+ \end{align}
255
+ Here the last inequality uses $r>1$. The equation $Q\psi=0$ has the
256
+ one-dimensional $L^2$ solution space
257
+ \[
258
+ \ker Q=
259
+ \operatorname{span}\left\{
260
+ \operatorname{sech}^{1/r}\bigl(ra(x-x_0)\bigr)
261
+ \right\}.
262
+ \]
263
+ Thus $-a^2$ is a simple eigenvalue of $H$, and
264
+ \eqref{rig:factorization} excludes eigenvalues below it. If
265
+ $H\phi=\lambda\phi$ with $-a^2<\lambda<0$, put
266
+ $\mu=\lambda+a^2$ and $g=Q\phi$. Then
267
+ $\|g\|_2^2=\mu\|\phi\|_2^2>0$. Moreover,
268
+ $Q^*Q\phi=\mu\phi\in\operatorname{Dom}Q$, so
269
+ $g\in\operatorname{Dom}(QQ^*)$ and $QQ^*g=\mu g$. This contradicts
270
+ \eqref{rig:partner}, since $\mu<a^2$. By Lemma~\ref{pre:spectral},
271
+ all negative spectrum is discrete. Hence $-a^2$ is the sole negative
272
+ eigenvalue.
273
+
274
+ Finally, $2p-1=2\gamma$ and the substitution $s=\tanh y$ give
275
+ \begin{align*}
276
+ \int_\R V(x)^p\,dx
277
+ &=\frac{(r+1)^p}{r}a^{2\gamma}
278
+ \int_\R\operatorname{sech}^{2p}y\,dy\\
279
+ &=\frac{(r+1)^p}{r}a^{2\gamma}
280
+ \int_{-1}^{1}(1-s^2)^{p-1}\,ds
281
+ =\frac{b_\sigma}{D_\sigma}a^{2\gamma},
282
+ \end{align*}
283
+ where $(r+1)^p/r=D_\sigma^{-1}$ and $p-1=\sigma$. Consequently
284
+ \[
285
+ \operatorname{Tr}(H)_-^\gamma
286
+ =a^{2\gamma}
287
+ =C_\gamma\int_\R V^p.
288
+ \]
289
+ The zero potential contributes zero to both sides. Finite orthogonal
290
+ direct sums add the spectral moments and trace-power integrals, and a
291
+ constant unitary conjugation leaves both unchanged. Every potential
292
+ listed in Theorem~\ref{thm:main} therefore attains equality, completing
293
+ its proof.
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/spectral-bound.tex ADDED
@@ -0,0 +1,65 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Recovering the sharp spectral bound}\label{bound:section}
2
+
3
+ The action estimate implies the sharp inequality by the spectral passage
4
+ of~\cite[Section~7]{MLT}. We record it before studying equality, so that
5
+ the finite spectral moment used below has already been established.
6
+
7
+ \begin{proposition}\label{bound:sharp}
8
+ Every potential in Theorem~\ref{thm:main} satisfies
9
+ \[
10
+ \Tr(H_W)_-^\gamma\le\frac{D_\sigma}{b_\sigma}
11
+ \int_\R\tr(W^p).
12
+ \]
13
+ \end{proposition}
14
+
15
+ \begin{proof}
16
+ First suppose that $W$ is real symmetric. Choose any finite initial list
17
+ of negative eigenvalues $-k_1^2,\ldots,-k_n^2$, with
18
+ $k_1\ge\cdots\ge k_n>0$, and real orthonormal eigenfunctions $\varphi_i$.
19
+ For $0<\xi<k_n^2$ put $\ell_i=(k_i^2-\xi)^{1/2}$ and
20
+ $K=\diag(\ell_1,\ldots,\ell_n)$. There are real smooth compactly
21
+ supported orthonormal functions $u_i$ with form matrix
22
+ \begin{equation}\label{bound:trial}
23
+ (h_W[u_i,u_j])_{i,j=1}^n\le-K^2.
24
+ \end{equation}
25
+ Indeed, approximate the $\varphi_i$ in $H^1$, then multiply the family
26
+ by the inverse square root of its Gram matrix. The Gram matrix tends to
27
+ $I_n$, and the form matrix tends to $-\diag(k_i^2)$ by
28
+ Lemma~\ref{pre:spectral}; an operator norm error below $\xi$ gives
29
+ \eqref{bound:trial}.
30
+
31
+ Let $U$ have rows $u_i$, and choose a bounded interval containing their
32
+ supports. For every lower triangular $C$, the $i$th row $a_i$ of $A=CU$
33
+ satisfies
34
+ \[
35
+ h_W[a_i]+\ell_i^2\|a_i\|_2^2
36
+ \le\sum_{l\le i}C_{il}^2(\ell_i^2-\ell_l^2)\le0.
37
+ \]
38
+ Set $Z=A^TA$. The matrices $AA^T$ and $Z$ have the same nonzero
39
+ eigenvalues, with multiplicity. Summing the preceding bound and applying
40
+ Lemma~\ref{pre:young} yields
41
+ \[
42
+ \mathcal E_K(A)
43
+ \le\int_\R\{\tr(WZ)-\tr(Z^q)\}
44
+ \le D_\sigma\int_\R\tr(W^p).
45
+ \]
46
+ Theorem~\ref{act:quantitative-action}, with its nonnegative defects
47
+ discarded, gives
48
+ $b_\sigma\sum_i\ell_i^{2\gamma}\le D_\sigma\int\tr(W^p)+\eta$
49
+ for every $\eta>0$. Let $\eta\downarrow0$, then $\xi\downarrow0$,
50
+ and finally exhaust the negative eigenvalues. The case of an empty
51
+ negative spectrum is immediate.
52
+
53
+ For complex Hermitian $W=E+iF$, with $E,F$ real, its realification is
54
+ \begin{equation}\label{bound:realification}
55
+ \widetilde W=\begin{pmatrix}E&-F\\F&E\end{pmatrix}.
56
+ \end{equation}
57
+ The constant unitary matrix
58
+ $2^{-1/2}\left(\begin{smallmatrix}I&iI\\I&-iI\end{smallmatrix}\right)$
59
+ conjugates $\widetilde W$ to $W\oplus\overline W$. Hence $\widetilde W$
60
+ is real symmetric and positive semidefinite,
61
+ $\tr(\widetilde W^p)=2\tr(W^p)$, and
62
+ $\Tr(H_{\widetilde W})_-^\gamma=2\Tr(H_W)_-^\gamma$.
63
+ Here conjugation identifies the spectra of $H_W$ and $H_{\overline W}$.
64
+ The real inequality, divided by two, proves the result.
65
+ \end{proof}
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
1
+ version https://git-lfs.github.com/spec/v1
2
+ oid sha256:e88f3118d513e3133e672b809b58c6c7be43fcf09e802302ac0b569eeccd3298
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+ size 467633
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 24, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/adelic.tex ADDED
@@ -0,0 +1,139 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Adelic formulation and choices}\label{subsec:adelic-packet}
2
+
3
+ The model of Lemma~\ref{lem:packet-model} also identifies the measure obtained from adelic
4
+ torus Haar probability. We give the identification for arbitrary local
5
+ type, so the lattice formulation includes all finite lattice and real
6
+ diagonalization choices in the usual adelic formulation.
7
+
8
+ Let $\mathbb A_f$ be the finite adeles of $\Q$, let
9
+ $\widehat\Z=\prod_\ell\Z_\ell$, and put
10
+ $\mathbb A_\Q=\R\times\mathbb A_f$ and
11
+ $\mathbb A_K=K\otimes_\Q\mathbb A_\Q$.
12
+ Write $\widehat R=R\otimes\widehat\Z$.
13
+ Choose a rational basis $b_1,\ldots,b_n$ of $K$, and let
14
+ $\rho(\alpha)$ denote multiplication by $\alpha$ on row coefficient
15
+ vectors. It embeds the torus
16
+ \[
17
+ \mathbf T_K=(\operatorname{Res}_{K/\Q}\mathbb G_m)/\mathbb G_m
18
+ \quad\hbox{in}\quad G=\operatorname{PGL}_{n/\Q}.
19
+ \]
20
+ The embedding matrix $B_\sigma=(\sigma_j(b_i))_{i,j}$ satisfies
21
+ \begin{equation}\label{eq:regular-diagonalization}
22
+ \rho(\alpha)B_\sigma
23
+ =B_\sigma\operatorname{diag}(\sigma_1(\alpha),\ldots,\sigma_n(\alpha)).
24
+ \end{equation}
25
+ For $g_f\in G(\mathbb A_f)$, choose a lift to
26
+ $\operatorname{GL}_n(\mathbb A_f)$ and set
27
+ \[
28
+ \widehat M(g_f)=\widehat\Z^{\,n}g_f^{-1},\qquad
29
+ M(g_f)=K\cap\widehat M(g_f),
30
+ \]
31
+ using the chosen rational basis to identify coefficient vectors with
32
+ elements of $K$. This is a full lattice, and its completion is
33
+ $\widehat M(g_f)$: choose an integer $d\ge1$ with
34
+ $d\widehat\Z^{\,n}\subset\widehat M(g_f)
35
+ \subset d^{-1}\widehat\Z^{\,n}$, and patch in the finite quotient
36
+ $d^{-1}\Z^n/d\Z^n$. Changing the projective lift multiplies it by a
37
+ scalar finite idele. Every such idele is a rational scalar times an
38
+ element of $\widehat\Z^\times$; the latter preserves every completed
39
+ full lattice. Consequently this change only rescales $M(g_f)$ by
40
+ a rational number.
41
+
42
+ Choose $g_\infty\in G(\R)$ with
43
+ $g_\infty^{-1}\mathbf T_K(\R)^\circ g_\infty=A_n$, using the
44
+ odd-degree identification of $G(\R)$ with $\SL_n(\R)$.
45
+ For $g=(g_\infty,g_f)$, the adelic packet is the projection of
46
+ $\mathbf T_K(\Q)\backslash\mathbf T_K(\mathbb A_\Q)g$ to
47
+ $G(\Q)\backslash G(\mathbb A_\Q)/G(\widehat\Z)$, equipped with
48
+ the pushforward of torus Haar probability.
49
+
50
+ \begin{proposition}\label{prop:adelic-packet}
51
+ The adelic torus quotient is compact. Its packet and canonical
52
+ probability agree with $\mathcal P_{K,M(g_f),\sigma'}$ and
53
+ $\mu_{K,M(g_f),\sigma'}$ for an ordering $\sigma'$ of the real
54
+ embeddings. Every prescribed local homothety type occurs this way.
55
+ Changing the rational basis or the projective lifts does not change
56
+ the packet; changing the allowed real diagonalizer only reorders the
57
+ embeddings. Thus Theorem~\ref{thm:main} includes every such adelic choice.
58
+ \end{proposition}
59
+
60
+ \begin{proof}
61
+ Write $M=M(g_f)$ and $\widehat M=\widehat M(g_f)$.
62
+ First identify the ambient quotient with $X_n$. Given a finite matrix
63
+ lift $g_f$, choose a basis matrix $c\in\operatorname{GL}_n(\Q)$
64
+ for $\Q^n\cap\widehat\Z^{\,n}g_f^{-1}$. Then
65
+ $cg_f\in\operatorname{GL}_n(\widehat\Z)$, and the corresponding
66
+ real lattice is $\Z^ncg_\infty$, normalized to covolume one.
67
+ Changing this basis or either matrix lift has no effect on that
68
+ lattice. This constructs the usual quotient identification directly.
69
+ For odd $n$, the signed real $n$th root gives
70
+ $[h]\mapsto(\det h)^{-1/n}h$, identifying
71
+ $G(\R)$ with $\SL_n(\R)$ and $G(\Z)$ with $\SL_n(\Z)$.
72
+
73
+ Multiplication matrices modulo scalars give
74
+ \begin{equation}\label{eq:idelic-torus-quotient}
75
+ \mathbf T_K(\Q)\backslash\mathbf T_K(\mathbb A_\Q)
76
+ \simeq K^\times\backslash\mathbb A_K^\times/\mathbb A_\Q^\times.
77
+ \end{equation}
78
+ Here the pointwise lifts can also be seen by elementary linear algebra:
79
+ over any ground field $F_0$ containing $\Q$, a matrix whose projective
80
+ class lies in $\mathbf T_K$ becomes a scalar multiple of a multiplication
81
+ operator over an algebraic closure. It therefore commutes exactly with
82
+ the regular representation already over $F_0$. The centralizer of that
83
+ representation is the algebra of multiplication operators, so the matrix
84
+ belongs to $(K\otimes_\Q F_0)^\times$, with scalar ambiguity $F_0^\times$.
85
+ Finite lifts may be chosen integral at almost all primes.
86
+
87
+ A finite idele $t_f$ acts on the completed lattice by
88
+ $\widehat M\mapsto t_f^{-1}\widehat M$. Hence its translates are
89
+ exactly the prescribed local homothety type. The stabilizer of
90
+ $\widehat M$ among finite ideles is
91
+ \[
92
+ \{z:z\widehat M=\widehat M\}
93
+ =(\cO(M)\otimes\widehat\Z)^\times:
94
+ \]
95
+ equality holds precisely when both $z$ and $z^{-1}$ preserve
96
+ $\widehat M$. In the projective torus the stabilizer is the image
97
+ of this group, since a representative that preserves the lattice
98
+ up to a scalar idele can be rescaled to preserve it exactly.
99
+ The unit subgroup is compact open in the finite ideles and has finite
100
+ index in $\widehat R^\times$; at each prime not dividing $q$ it equals
101
+ $R_\ell^\times$. Its projective image is compact open as well.
102
+ No invertibility of $M$ over $\cO(M)$ is used.
103
+
104
+ To describe the quotient and its measure, first divide
105
+ \eqref{eq:idelic-torus-quotient} by the image of
106
+ $\widehat R^\times$. Fractional-ideal factorization and
107
+ $\mathbb A_\Q^\times
108
+ =\Q^\times\R^\times\widehat\Z^\times$
109
+ give one real fiber $E\backslash C$ for each ordinary ideal class.
110
+ These fibers are compact by the unit theorem, and the omitted
111
+ finite-unit group is compact. Thus the torus quotient is compact.
112
+ At the stabilizer of $\widehat M$, the finite fibers instead retain
113
+ the translates $\mathcal N(I)$. The same decomposition becomes
114
+ \[
115
+ \coprod_{[I]}(\mathcal N(I)\times C)/E,
116
+ \]
117
+ with exactly the action in Lemma~\ref{lem:packet-model}.
118
+ Haar measure pushes to uniform counting measure on each finite
119
+ unit orbit and to the stated logarithmic Haar measure on $C$.
120
+ After normalization it is therefore precisely the probability in
121
+ that lemma. For $g_\infty=[B_\sigma]$,
122
+ \eqref{eq:regular-diagonalization} identifies the resulting real
123
+ lattices with its displayed map. This proves both the packet
124
+ identification and the equality of measures, including the orbit
125
+ volume weights.
126
+
127
+ Finally, every full $M$ is obtained by choosing a basis matrix for
128
+ its completed lattice and taking its inverse as $g_f$.
129
+ Any other allowed real diagonalizer has the form $[B_\sigma dP]$,
130
+ where $d$ is diagonal and $P$ is a permutation matrix, because it
131
+ must permute the joint eigenspaces. The diagonal factor translates
132
+ the real torus and permutes its sign components, preserving its
133
+ Haar probability; the permutation reorders the embeddings.
134
+ If a rational change of basis has matrix $c$, then
135
+ $B'_\sigma=cB_\sigma$ and $\rho'=c\rho c^{-1}$, while the same
136
+ packet data have representatives $g'_\infty=cg_\infty$ and
137
+ $g'_f=cg_f$. Thus the torus is conjugated and the translated packet
138
+ is left-multiplied by $c$, which disappears in the ambient rational quotient.
139
+ \end{proof}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/analytic.tex ADDED
@@ -0,0 +1,189 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Residue-relative weighted ideal counts}\label{sec:analytic}
2
+
3
+ Write
4
+ \[
5
+ a_K(m)=\#\{\mathfrak a\subseteq R:\N\mathfrak a=m\},
6
+ \qquad \kappaK=\operatorname*{Res}_{s=1}\zeta_K(s)>0.
7
+ \]
8
+ We first retain the residue in the analytic estimates. All constants
9
+ subscripted by $n$ are uniform over the fields under consideration.
10
+
11
+ \begin{lemma}\label{lem:residue}
12
+ For $D$ sufficiently large in terms of $n$,
13
+ \begin{equation}\label{eq:residue}
14
+ h\zeta_K(1+h)\asymp_n\kappaK
15
+ \quad\left(0<h\le\frac4{\log D}\right),
16
+ \qquad \kappaK^{-1}\ll_n\log D.
17
+ \end{equation}
18
+ For the remaining fields, the first comparison holds uniformly for
19
+ sufficiently small positive $h$, and $\kappaK^{-1}\ll_n1$.
20
+ \end{lemma}
21
+
22
+ \begin{proof}
23
+ Put $L=\log D$. Stark's Lemma~3 gives at most one zero in
24
+ $\operatorname{Re}s\ge1-(4L)^{-1}$,
25
+ $|\operatorname{Im}s|\le(4L)^{-1}$; such a zero is real and simple.
26
+ His Lemma~8, which also applies to nonnormal fields, says that a real
27
+ zero $\beta\ge1-(4n!L)^{-1}$ forces a quadratic subfield of $K$
28
+ \cite[Lemmas~3 and~8]{Stark1974}. Since $n$ is odd, there is no such
29
+ subfield. Consequently, for a constant $c_n>0$, every nontrivial zero
30
+ $\rho$ satisfies $|1-\rho|\ge c_n/L$.
31
+
32
+ The real logarithmic derivative of the completed zeta function gives
33
+ \[
34
+ S_K(\sigma):=\sum_\rho\operatorname{Re}\frac1{\sigma-\rho}
35
+ =\frac1\sigma+\frac1{\sigma-1}+\frac L2
36
+ +\frac{\zeta_K'}{\zeta_K}(\sigma)+G_n(\sigma),\qquad \sigma>1,
37
+ \]
38
+ where zeros are counted with multiplicity and
39
+ \[
40
+ G_n(\sigma)=\frac n2
41
+ \left(\frac{\Gamma'(\sigma/2)}{\Gamma(\sigma/2)}-\log\pi\right).
42
+ \]
43
+ This is the Hadamard identity in
44
+ \cite[Equation~(9)]{Stark1974}. The zero terms are nonnegative,
45
+ $G_n$ is bounded on $[1,2]$, and the Euler product gives
46
+ $\zeta_K'/\zeta_K\le0$ there. Thus, at $\sigma_0=1+L^{-1}$,
47
+ $S_K(\sigma_0)\ll_n L$.
48
+
49
+ This bound persists uniformly for $1<\sigma\le1+4/L$.
50
+ Indeed, for $\rho=\beta+i\gamma$, set
51
+ $X=L(1-\beta)$, $Y=L\gamma$, and $U=L(\sigma-1)$.
52
+ Then $X\ge0$, $0<U\le4$, and $|X+iY|\ge c_n$. Hence
53
+ \[
54
+ \frac{\operatorname{Re}(\sigma-\rho)^{-1}}
55
+ {\operatorname{Re}(\sigma_0-\rho)^{-1}}
56
+ =\frac{X+U}{X+1}
57
+ \frac{(X+1)^2+Y^2}{(X+U)^2+Y^2}
58
+ \le4(1+3/c_n)^2.
59
+ \]
60
+ Summing gives $0\le S_K(\sigma)\ll_n L$.
61
+ For $F_K(\sigma)=(\sigma-1)\zeta_K(\sigma)$, it follows that
62
+ \[
63
+ \frac{F_K'}{F_K}(\sigma)
64
+ =S_K(\sigma)-\frac1\sigma-\frac L2-G_n(\sigma)
65
+ =O_n(L).
66
+ \]
67
+ Since $F_K$ extends analytically to $1$ with $F_K(1)=\kappaK>0$,
68
+ integration over an interval of length at most $4/L$ proves the
69
+ comparison in \eqref{eq:residue}. At $\sigma_0$, the inequality
70
+ $\zeta_K(\sigma_0)\ge1$ also gives $\kappaK\gg_n L^{-1}$.
71
+
72
+ For completeness, only finitely many fields of this fixed degree
73
+ have discriminant below the cutoff. One can see this directly here:
74
+ nonzero vectors of $D^{-1/(2n)}\sigma(R)$ have absolute coordinate
75
+ product at least $D^{-1/2}$, so Mahler's criterion puts these lattices
76
+ in a fixed compact set. Local basis lifts and a finite cover give
77
+ bases of $R$ with uniformly bounded conjugates. A basis element
78
+ outside $\Q$ generates $K$, since $n$ is prime; its monic integral
79
+ minimal polynomial therefore has bounded coefficients. There are
80
+ only finitely many such polynomials. The simple pole of each of
81
+ these finitely many zeta functions now gives the remaining claims
82
+ uniformly for sufficiently small $h>0$.
83
+ \end{proof}
84
+
85
+ We also use the following uniform form of Shiu's theorem
86
+ \cite{Shiu1980,Pollack2020}: if $b$ is nonnegative and multiplicative
87
+ and $b(m)\le d_n(m)$, where $d_n$ is the $n$-fold divisor function,
88
+ then
89
+ \begin{equation}\label{eq:shiu}
90
+ \sum_{u-v<m\le u}b(m)
91
+ \ll_n\frac v{\log u}
92
+ \exp\left(\sum_{\ell\le u}\frac{b(\ell)}\ell\right)
93
+ \qquad(u^{1/2}\le v\le u).
94
+ \end{equation}
95
+ Here $\ell$ denotes a rational prime, and the threshold for $u$
96
+ depends only on $n$. To check uniformity, the growth conditions in
97
+ \cite[Theorem~1.1]{Pollack2020}, with all excluded residue sets
98
+ empty, are supplied by
99
+ $d_n(\ell^j)=\binom{j+n-1}{n-1}\le n^j$ and
100
+ $d_n(m)\ll_{n,\eps}m^\eps$. Its strict interval condition
101
+ $u^\beta<v\le u$ is satisfied by taking $\beta=1/4$; thus
102
+ \eqref{eq:shiu} includes both endpoints of the displayed range.
103
+
104
+ \begin{proposition}\label{prop:weighted-count}
105
+ Fix $A_0\ge1$ and $0<\eta\le1$. For $Q$ sufficiently large in terms
106
+ of $n,A_0,\eta$,
107
+ \begin{equation}\label{eq:weighted-count}
108
+ \sum_{x-y<\N\mathfrak a\le x}P(\mathfrak a)
109
+ \ll_n \frac{\kappaK y}{q}
110
+ \qquad
111
+ (Q^{3/4}\le x\le A_0Q,\quad \eta x\le y\le x).
112
+ \end{equation}
113
+ The implied constant is independent of $A_0$ and $\eta$.
114
+ \end{proposition}
115
+
116
+ \begin{proof}
117
+ Set $b(m)=a_K(m)\one_{(m,q)=1}$. This function is nonnegative,
118
+ multiplicative, and bounded by $d_n$. Indeed, at every prime $\ell$,
119
+ including the ramified primes, the local generating series for
120
+ $a_K$ is $\prod_{\mathfrak p\mid\ell}(1-T^{f_{\mathfrak p}})^{-1}$;
121
+ it is coefficientwise bounded by $(1-T)^{-n}$.
122
+ Decomposing an ideal into its part over $S$ and its coprime part,
123
+ the sum in \eqref{eq:weighted-count} becomes
124
+ \begin{equation}\label{eq:weighted-split}
125
+ \sum_{\mathbf k}P(\mathbf k)
126
+ \sum_{(x-y)/d(\mathbf k)<m\le x/d(\mathbf k)}b(m).
127
+ \end{equation}
128
+
129
+ First suppose $d=d(\mathbf k)\le Q^{1/8}$, and put $u=x/d$.
130
+ Then $u\ge Q^{5/8}\ge D^{1/4}$. For $h=1/\log u$,
131
+ Lemma~\ref{lem:residue} gives
132
+ $\zeta_K(1+h)\ll_n\kappaK\log u$.
133
+ There is no upper restriction on $u$: increasing $u$ only decreases
134
+ $h$, so the lemma applies even when $D$ stays bounded and $q$ grows.
135
+ Positivity of the Euler logarithm yields
136
+ \[
137
+ \sum_{\ell\le u}a_K(\ell)\ell^{-1-h}\le\log\zeta_K(1+h).
138
+ \]
139
+ Since $a_K(\ell)\le n$ and
140
+ $\sum_{\ell\le u}(\log\ell)/\ell\ll\log u$, replacing
141
+ $\ell^{-1-h}$ by $\ell^{-1}$ costs only $O_n(1)$.
142
+ The latter prime-sum bound follows, for example, by comparing
143
+ $\sum_{\ell\le u}\lfloor u/\ell\rfloor\log\ell$ with
144
+ $\log(\lfloor u\rfloor!)$. Therefore
145
+ \[
146
+ \exp\left(\sum_{\ell\le u}\frac{a_K(\ell)}\ell\right)
147
+ \ll_n\kappaK\log u.
148
+ \]
149
+ Furthermore,
150
+ \[
151
+ \log Z_S=\sum_{\ell\in S}\frac{a_K(\ell)}\ell+O_n(1),
152
+ \qquad
153
+ \sum_{\substack{\ell\in S\\\ell>u}}
154
+ \frac{a_K(\ell)}\ell
155
+ \ll_n\frac{\log(2q)}{Q^{5/8}}\ll_n1.
156
+ \]
157
+ The first error is bounded by a constant times
158
+ $\sum_\ell\ell^{-2}$. Removing the primes of $S$ thus gives
159
+ \begin{equation}\label{eq:coprime-euler}
160
+ \exp\left(\sum_{\ell\le u}\frac{b(\ell)}\ell\right)
161
+ \ll_n\frac{\kappaK\log u}{Z_S}.
162
+ \end{equation}
163
+ For $Q$ sufficiently large at fixed $\eta$, the length
164
+ $v=y/d\ge\eta u$ is at least $u^{1/2}$.
165
+ Applying \eqref{eq:shiu}, then \eqref{eq:coprime-euler} and
166
+ \eqref{eq:shell-sum}, bounds the contribution of these $d$ by
167
+ \[
168
+ C_n\frac{\kappaK y}{Z_S}
169
+ \sum_{d(\mathbf k)\le Q^{1/8}}\frac{P(\mathbf k)}{d(\mathbf k)}
170
+ \le C_n\frac{\kappaK y}{q}.
171
+ \]
172
+
173
+ For $d>Q^{1/8}$, terms with $d>x$ vanish because the inner sum
174
+ in \eqref{eq:weighted-split} then contains no positive integer.
175
+ For the remaining terms, $x/d\ge1$, and the elementary bound
176
+ $\sum_{m\le z}d_n(m)\le z(1+\log z)^{n-1}$ for $z\ge1$
177
+ follows by summing reciprocals in the first $n-1$ factors.
178
+ Using \eqref{eq:weight-tail}, with $s=1/(2n)$, the remaining
179
+ contribution to \eqref{eq:weighted-split} is at most
180
+ \[
181
+ C_n\frac{x}{q}Q^{-s/16}(1+\log x)^{n-1}
182
+ =o\left(\frac{\kappaK x}{q}\right).
183
+ \]
184
+ This is uniform in the stated range: Lemma~\ref{lem:residue}
185
+ gives $\kappaK^{-1}\ll_n\log(3D)$, and $D\le Q^2$.
186
+ At fixed $A_0,\eta$, increase the threshold until this term is at
187
+ most $\kappaK\eta x/q\le\kappaK y/q$. The implied constant has
188
+ not changed with $\eta$, proving the proposition.
189
+ \end{proof}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/entropy.tex ADDED
@@ -0,0 +1,167 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Entropy and identification of the limit}\label{sec:entropy}
2
+
3
+ The ball estimate has exponent $n$, whereas $A_n$ has dimension $n-1$.
4
+ We follow the ordinary-ball strategy of
5
+ \cite[Section~2.7.1]{ELMV2011}. We retain the estimate for every invariant
6
+ probability dominated by a finite multiple of the limit, so it forces
7
+ positive entropy after restriction to any positive-weight collection of
8
+ ergodic components. Measure classification then identifies the limit.
9
+
10
+ For an invariant probability $\nu$, write $h_\nu(a)$ for the
11
+ measure-theoretic entropy of the map $x\mapsto xa$.
12
+ Fix distinct real numbers $\lambda_1,\ldots,\lambda_n$ with sum zero and put
13
+ \[
14
+ a(t)=\operatorname{diag}(e^{\lambda_1t},\ldots,e^{\lambda_nt}),
15
+ \qquad \lambda=\min_{i\ne j}|\lambda_i-\lambda_j|>0.
16
+ \]
17
+
18
+ \begin{proposition}[Entropy from ordinary balls]\label{prop:entropy-from-balls}
19
+ Let $n\ge3$ and let $\mu$ be an $A_n$-invariant probability on $X_n$.
20
+ Suppose that for every compact $\Omega\subset X_n$ there are
21
+ $C_\Omega,r_\Omega>0$ such that
22
+ \[
23
+ \mu(xB(r))\le C_\Omega r^n
24
+ \qquad(x\in\Omega,\ 0<r<r_\Omega).
25
+ \]
26
+ Then every $A_n$-invariant probability $\xi$ satisfying $\xi\le c\mu$
27
+ for some finite $c$ has $h_\xi(a(1))\ge\lambda/3$.
28
+ \end{proposition}
29
+
30
+ \begin{proof}
31
+ Fix $0<b<1/4$ and consider the two-sided neighborhoods
32
+ \[
33
+ T_t=a(t)B(b)a(-t)\cap a(-t)B(b)a(t),\qquad t\ge0.
34
+ \]
35
+ If $h\in T_t$, then
36
+ \begin{equation}\label{eq:tube-entries}
37
+ |h_{ii}-1|<b,\qquad
38
+ |h_{ij}|<b e^{-|\lambda_i-\lambda_j|t}\quad(i\ne j).
39
+ \end{equation}
40
+ Set $r=e^{-\lambda t}$. Every term in the determinant expansion other
41
+ than the product of the diagonal entries contains at least two
42
+ off-diagonal entries. Since $\det h=1$, it follows that
43
+ $\prod_i h_{ii}=1+O_{n,b}(r^2)$. Thus
44
+ \[
45
+ d(h)=\operatorname{diag}\left(h_{11},\ldots,h_{n-1,n-1},
46
+ \Bigl(\prod_{i<n}h_{ii}\Bigr)^{-1}\right)
47
+ \]
48
+ belongs to a fixed compact subset $\mathcal D\subset A_n$, and
49
+ $d(h)^{-1}h\in B(Cr)$ for a constant depending only on $n,b$.
50
+
51
+ In logarithmic coordinates, $\mathcal D$ is a bounded subset of $\R^{n-1}$.
52
+ Covering it by a mesh of size comparable to $r$, and enlarging $C$ to
53
+ allow for matrix multiplication, gives
54
+ \begin{equation}\label{eq:tube-cover}
55
+ T_t\subset\bigcup_{j=1}^{N_t}d_jB(Cr),
56
+ \qquad d_j\in\mathcal D,\qquad N_t\le Cr^{-(n-1)}.
57
+ \end{equation}
58
+ For $x$ in a compact set $\Omega$, all the centers $xd_j$ lie in the
59
+ fixed compact set $\Omega\mathcal D$. The assumed ball estimate and domination
60
+ therefore imply, for all sufficiently large $t$,
61
+ \begin{equation}\label{eq:tube-mass}
62
+ \xi(xT_t)\le C_{\Omega,b,c}\,r^{-(n-1)}r^n
63
+ =C_{\Omega,b,c}e^{-\lambda t}
64
+ \qquad(x\in\Omega).
65
+ \end{equation}
66
+ Since $\xi$ is a probability, the constant can be enlarged to cover
67
+ the finitely many integer times before this estimate holds.
68
+
69
+ We use the entropy criterion of
70
+ Einsiedler--Lindenstrauss--Michel--Venkatesh
71
+ \cite[Corollary~3.3]{ELMV2009}. In the notation
72
+ \[
73
+ B^{(s,t)}=a(-s)Ba(s)\cap a(-t)Ba(t),
74
+ \]
75
+ the criterion states the following: if flow-invariant probabilities
76
+ $\xi_i$ converge weakly to a probability $\xi$, and $t_i\to\infty$,
77
+ then $h_\xi(a(1))\ge\eta$ provided that, for every compact set $\Omega$,
78
+ there are an identity neighborhood $B$ and a constant $C_\Omega$ such that
79
+ \[
80
+ \xi_i\bigl(xB^{(-t_i,t_i)}\bigr)
81
+ \le C_\Omega e^{-2\eta t_i}\qquad(x\in\Omega).
82
+ \]
83
+ This criterion applies on the noncompact lattice space; its requirement
84
+ that the limit be a probability is essential. Here take the constant
85
+ sequence $\xi_i=\xi$, the neighborhood $B(b)$, $t_i=i$, and
86
+ $\eta=\lambda/3$. Since $B(b)^{(-t,t)}=T_t$,
87
+ Equation~\eqref{eq:tube-mass} proves the required estimate.
88
+ \end{proof}
89
+
90
+ \begin{lemma}[Entropy in the ergodic components]\label{lem:entropy-components}
91
+ Under the hypotheses of Proposition~\ref{prop:entropy-from-balls},
92
+ almost every $A_n$-ergodic component of $\mu$ has positive entropy
93
+ for $a(1)$.
94
+ \end{lemma}
95
+
96
+ \begin{proof}
97
+ The group $A_n\simeq\R^{n-1}$ is locally compact and second countable,
98
+ and its action on the standard Borel space $X_n$ is continuous.
99
+ The ergodic decomposition theorem
100
+ \cite[Theorem~5.2]{GreschonigSchmidt2000}, specialized to invariant
101
+ probabilities, therefore supplies a measurable decomposition
102
+ \[
103
+ \mu=\int_Z\nu_z\,\dd\tau(z)
104
+ \]
105
+ into $A_n$-invariant, $A_n$-ergodic probabilities over a factor fixed
106
+ by $A_n$. Set $T(x)=xa(1)$.
107
+ The function $z\mapsto h_{\nu_z}(T)$ is measurable. Indeed, choose
108
+ increasing finite Borel partitions $\mathcal P_k$ generating the Borel
109
+ $\sigma$-algebra of $X_n$. For every $T$-invariant probability $\nu$,
110
+ \[
111
+ h_\nu(T)=\sup_k\inf_{N\ge1}\frac1N
112
+ H_\nu\left(\bigvee_{j=0}^{N-1}T^{-j}\mathcal P_k\right),
113
+ \]
114
+ where $H_\nu$ denotes the Shannon entropy of a finite partition.
115
+ The right side is a countable combination of Borel functions of $\nu$.
116
+
117
+ The component partition is fixed by $T$, since $a(1)\in A_n$.
118
+ The entropy integral formula for a fixed invariant partition
119
+ \cite[Theorem~9.8]{Rokhlin1967} consequently gives
120
+ \begin{equation}\label{eq:entropy-decomposition}
121
+ h_\mu(T)=\int_Z h_{\nu_z}(T)\,\dd\tau(z).
122
+ \end{equation}
123
+ The same formula holds after restricting to any measurable collection
124
+ of components. It does not require the $\nu_z$ to be $T$-ergodic:
125
+ the induced transformation on the component space is the identity
126
+ and contributes zero entropy.
127
+
128
+ If $Z_0=\{z:h_{\nu_z}(T)=0\}$ had weight $w=\tau(Z_0)>0$, then
129
+ \[
130
+ \xi=\frac1w\int_{Z_0}\nu_z\,\dd\tau(z)
131
+ \]
132
+ would be an $A_n$-invariant probability with $\xi\le w^{-1}\mu$.
133
+ Equation~\eqref{eq:entropy-decomposition}, applied to this restricted
134
+ decomposition, would give $h_\xi(T)=0$, contradicting
135
+ Proposition~\ref{prop:entropy-from-balls}.
136
+ \end{proof}
137
+
138
+ \paragraph{Measure classification.}
139
+ Einsiedler--Katok--Lindenstrauss
140
+ \cite[Theorem~1.3 and Corollary~1.4]{EKL2006} prove that, for prime
141
+ $n\ge3$, an $A_n$-invariant and $A_n$-ergodic probability on
142
+ $\operatorname{SL}_n(\R)/\operatorname{SL}_n(\Z)$ is Haar whenever
143
+ some diagonal one-parameter subgroup has positive entropy.
144
+ Their action is on the left. The map
145
+ $\Gamma g\mapsto g^{-1}\Gamma$, where $\Gamma=\operatorname{SL}_n(\Z)$,
146
+ changes our right action by $a(t)$ into the left action by $a(-t)$.
147
+ Since entropy is unchanged by inversion of an invertible transformation,
148
+ their result applies to our convention without any additional hypothesis.
149
+
150
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
151
+ Let $\mu_i$ be the packet probabilities for a sequence in the theorem.
152
+ Equation~\eqref{eq:discriminant-scale} gives $Q_i\to\infty$.
153
+ By Proposition~\ref{prop:tightness}, this sequence is tight and every
154
+ weak subsequential limit $\mu$ is an $A_n$-invariant probability.
155
+ Proposition~\ref{prop:ball-bound} supplies the hypotheses of
156
+ Proposition~\ref{prop:entropy-from-balls}.
157
+ Lemma~\ref{lem:entropy-components} shows that almost every
158
+ $A_n$-ergodic component of $\mu$ has positive entropy for $a(1)$.
159
+ As $n$ is prime, the classification just stated makes every such
160
+ component equal to $m_n$. Integrating the components gives $\mu=m_n$.
161
+
162
+ Thus every convergent subsequence has the same probability limit.
163
+ Together with tightness, this proves $\mu_i\to m_n$ and excludes
164
+ loss of mass. All preceding estimates were for each prescribed local
165
+ homothety packet separately, so no averaging over different local
166
+ module types is used.
167
+ \end{proof}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/geometry.tex ADDED
@@ -0,0 +1,150 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Nonescape and ordinary ball bounds}\label{sec:geometry}
2
+
3
+ We apply the weighted count in two ways. Cubes about zero control
4
+ the cusp; small boxes away from the coordinate hyperplanes control
5
+ ordinary neighborhoods in the lattice space.
6
+
7
+ \begin{proposition}\label{prop:tightness}
8
+ Every sequence of the packet probabilities with $Q\to\infty$
9
+ is tight. More precisely, for $0<\theta<1$,
10
+ \begin{equation}\label{eq:cusp}
11
+ \limsup_{Q\to\infty}\mu_*
12
+ \{\Lambda:\exists\,0\ne v\in\Lambda,\ \|v\|_\infty<\theta\}
13
+ \le C_n\theta^n.
14
+ \end{equation}
15
+ Every subsequential probability limit is $A_n$-invariant.
16
+ \end{proposition}
17
+
18
+ \begin{proof}
19
+ For $f=\one_{[-\theta,\theta]^n}$, the first $n-1$ logarithms
20
+ in \eqref{eq:product-fiber} are at most $\log\theta$.
21
+ The last coordinate bounds the sum of their gaps from
22
+ $\log\theta$ by $\log(\theta^n/z)$. Thus
23
+ \[
24
+ \cV_f(z)=\frac{2^n}{(n-1)!}
25
+ \bigl(\max\{0,\log(\theta^n/z)\}\bigr)^{n-1}.
26
+ \]
27
+ Put $X=\theta^nQ$ and $U=Q^{3/4}$. Up to an $n$-dependent
28
+ constant, Proposition~\ref{prop:unfolding} reduces the first
29
+ moment to
30
+ \[
31
+ \frac1{\sqrt D\,\kappaK}
32
+ \sum_{\N\mathfrak a\le X}
33
+ P(\mathfrak a)\left(\log\frac X{\N\mathfrak a}\right)^{n-1}.
34
+ \]
35
+ If $X<1$, the sum is empty. Otherwise its logarithmic factor is
36
+ at most $(\log Q)^{n-1}$, since $\theta<1$. The terms with
37
+ $\N\mathfrak a\le\min(U,X)$ contribute at most
38
+ $C_nQ^{-1/4}(\log Q)^{n-1}$, by applying
39
+ Proposition~\ref{prop:weighted-count} at $x=y=U$.
40
+ When $X>U$, define the truncated cumulative sum
41
+ \[
42
+ A_U(t)=\sum_{U<\N\mathfrak a\le t}P(\mathfrak a),
43
+ \qquad U\le t\le X.
44
+ \]
45
+ Writing each logarithmic power as an integral and applying Tonelli gives
46
+ \begin{align*}
47
+ \sum_{U<\N\mathfrak a\le X}
48
+ P(\mathfrak a)\left(\log\frac X{\N\mathfrak a}\right)^{n-1}
49
+ &= (n-1)\int_U^X A_U(t)
50
+ \left(\log\frac Xt\right)^{n-2}\frac{dt}{t} \\
51
+ &\ll_n \frac{\kappaK}{q}
52
+ \int_U^X\left(\log\frac Xt\right)^{n-2}\dd t
53
+ \ll_n \frac{\kappaK}{q}X.
54
+ \end{align*}
55
+ Here the same proposition at $x=y=t$ bounds $A_U(t)$, and the
56
+ last inequality follows from
57
+ $\int_0^1(\log(1/v))^{n-2}\dd v<\infty$.
58
+ There is no lower boundary term, since $A_U(U)=0$, and the
59
+ logarithmic weight vanishes at $X$. If $X\le U$, this part is absent.
60
+ Dividing by $\sqrt D\,\kappaK$ gives $O_n(\theta^n)$.
61
+ Since $E_f\ge1$ whenever the displayed cusp event occurs,
62
+ this proves \eqref{eq:cusp}.
63
+
64
+ Mahler's compactness criterion \cite[Section~3, Theorem~2]{Mahler1946} says that the
65
+ complement of this cusp event is compact. Given a desired
66
+ mass error, choose $\theta$ first and then $Q$ sufficiently large.
67
+ The finitely many earlier packet supports are compact by
68
+ Lemma~\ref{lem:packet-model}, so the whole sequence is tight.
69
+ The lattice space is locally compact and second countable;
70
+ weak compactness for tight probabilities gives probability
71
+ subsequential limits. Invariance passes to them by testing
72
+ against continuous compactly supported functions.
73
+ \end{proof}
74
+
75
+ For $r>0$, let
76
+ \[
77
+ B(r)=\{h\in\SL_n(\R):
78
+ \max_{i,j}|h_{ij}-\delta_{ij}|<r\}.
79
+ \]
80
+
81
+ \begin{proposition}\label{prop:ball-bound}
82
+ Let $\mu$ be a weak limit of packet probabilities along
83
+ $Q\to\infty$. For every compact $\Omega\subset X_n$ there are
84
+ $C_\Omega,r_\Omega>0$ such that
85
+ \begin{equation}\label{eq:ball-bound}
86
+ \mu(xB(r))\le C_\Omega r^n
87
+ \qquad(x\in\Omega,\ 0<r<r_\Omega).
88
+ \end{equation}
89
+ \end{proposition}
90
+
91
+ \begin{proof}
92
+ First fix a compact $V\subset(\R^\times)^n$ and $b_0\ge1$.
93
+ For $w\in V$ and small $r$, take
94
+ $f=\one_{w+[-b_0r,b_0r]^n}$. Each coordinate has a fixed sign,
95
+ is uniformly separated from zero, and has logarithmic width
96
+ $O_{V,b_0}(r)$. Its absolute product lies within $Cr$ of
97
+ $z_w=\prod_j|w_j|$, so
98
+ \[
99
+ \cV_f(z)\le Cr^{n-1}
100
+ \one_{[z_w-Cr,z_w+Cr]}(z)
101
+ \]
102
+ for some $C\ge1$ depending only on $V,b_0,n$.
103
+ Choose $r_0$ small enough that $z_w>4Cr_0$ on $V$.
104
+ Use Proposition~\ref{prop:weighted-count} with
105
+ \[
106
+ x=(z_w+2Cr)Q,\qquad y=4CrQ.
107
+ \]
108
+ This slightly enlarged interval contains every contributing
109
+ ideal norm. Uniformly in $w$, for sufficiently large $Q$ it has
110
+ $Q^{3/4}\le x\le A_0Q$ with a fixed $A_0\ge1$, and
111
+ $\eta x\le y\le x$ with $\eta=4Cr/A_0\le1$, after decreasing
112
+ $r_0$ if necessary. For every fixed $r\in(0,r_0)$,
113
+ Proposition~\ref{prop:unfolding} therefore gives, eventually,
114
+ \begin{equation}\label{eq:vector-box}
115
+ \int E_{\one_{w+[-b_0r,b_0r]^n}}\dd\mu_*
116
+ \ll_{V,b_0,n}
117
+ \frac{r^{n-1}}{\sqrt D\,\kappaK}
118
+ \frac{\kappaK rQ}{q}=r^n .
119
+ \end{equation}
120
+ Here $Q=q\sqrt D$. The implicit constant is independent of $r$. The threshold for $Q$
121
+ may depend on $r$, which is all that will be needed.
122
+
123
+ We next choose a suitable lattice vector at each $x\in\Omega$.
124
+ Every full lattice has a vector with no zero coordinate:
125
+ for any basis, its combination with coefficients
126
+ $(1,N,\ldots,N^{n-1})$ has coordinates that are nonzero
127
+ polynomials in $N$, so an integer $N$ can avoid their finitely
128
+ many roots. Near each center choose a continuous local lift to basis
129
+ matrices, and continue the chosen vector using its fixed integer
130
+ basis coefficients. On a sufficiently small neighborhood with compact
131
+ closure in that chart, its coordinates remain bounded and bounded away
132
+ from zero. A finite cover of $\Omega$ by such neighborhoods therefore
133
+ gives choices $w_x$ lying in one compact
134
+ $V\subset(\R^\times)^n$. This pointwise selection need not be
135
+ continuous or measurable.
136
+
137
+ For $h$ in $B(r)$, each coordinate of $w_xh-w_x$ has absolute
138
+ value at most $r\sum_i|(w_x)_i|$. Thus one fixed $b_0$ makes
139
+ every lattice in $xB(r)$ contain a nonzero vector in
140
+ $w_x+[-b_0r,b_0r]^n$. Equation~\eqref{eq:vector-box} bounds
141
+ the packet mass of $xB(r)$ by $C_\Omega r^n$.
142
+ This set is open, so Portmanteau gives
143
+ \[
144
+ \mu(xB(r))\le\liminf_i\mu_i(xB(r))\le C_\Omega r^n.
145
+ \]
146
+ The argument holds for every fixed $x$ and $r$ with the same
147
+ constant on $\Omega$. It proves \eqref{eq:ball-bound} for
148
+ all $0<r<r_\Omega$, without any exchange of shrinking-radius
149
+ and packet limits.
150
+ \end{proof}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/local.tex ADDED
@@ -0,0 +1,97 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Uniform control of the local weights}\label{sec:local}
2
+
3
+ The ideal sum in Proposition~\ref{prop:unfolding} involves arbitrary
4
+ local modules. We now isolate two estimates that are uniform in
5
+ those modules and in their indices. The first gives the total
6
+ normalization; the second makes large local norm contributions
7
+ negligible.
8
+
9
+ Let $\mathbf k=(\mathbf k_\ell)_{\ell\in S}$ range over nonnegative
10
+ valuation tuples, and write
11
+ \[
12
+ d_\ell(\mathbf k_\ell)
13
+ =\ell^{\sum_{\mathfrak p\mid\ell}f_{\mathfrak p}k_{\mathfrak p}},
14
+ \qquad d(\mathbf k)=\prod_{\ell\in S}d_\ell(\mathbf k_\ell),
15
+ \qquad P(\mathbf k)=\prod_{\ell\in S}P_\ell(\mathbf k_\ell).
16
+ \]
17
+ Thus $d$ is the norm of the $S$-supported part of an ideal. Also set
18
+ \[
19
+ Z_\ell=\prod_{\mathfrak p\mid\ell}
20
+ (1-\ell^{-f_{\mathfrak p}})^{-1},\qquad
21
+ Z_S=\prod_{\ell\in S}Z_\ell.
22
+ \]
23
+ Empty products are one.
24
+
25
+ \begin{lemma}\label{lem:local-moment}
26
+ For the weights just defined,
27
+ \begin{equation}\label{eq:shell-sum}
28
+ \sum_{\mathbf k}\frac{P(\mathbf k)}{d(\mathbf k)}=\frac{Z_S}{q}.
29
+ \end{equation}
30
+ If $s=1/(2n)$, then, for every $\eps>0$,
31
+ \begin{equation}\label{eq:weight-moment}
32
+ \sum_{\mathbf k}P(\mathbf k)d(\mathbf k)^{s-1}
33
+ \ll_{n,\eps}\frac{q^\eps}{q}.
34
+ \end{equation}
35
+ In particular,
36
+ \begin{equation}\label{eq:weight-tail}
37
+ \sum_{d(\mathbf k)>Q^{1/8}}\frac{P(\mathbf k)}{d(\mathbf k)}
38
+ \ll_n \frac1q Q^{-s/16}.
39
+ \end{equation}
40
+ \end{lemma}
41
+
42
+ \begin{proof}
43
+ Normalize additive Haar measure on $R_\ell$ to have mass one.
44
+ The valuation shell $\mathbf k_\ell$ has mass
45
+ $Z_\ell^{-1}/d_\ell(\mathbf k_\ell)$. Its conditional law is
46
+ invariant under the transitive unit action, so $P_\ell$ is
47
+ exactly the fraction of this shell lying in $L_\ell$.
48
+ Since $L_\ell$ has mass $1/q_\ell$, summing over shells and
49
+ then multiplying over $S$ proves \eqref{eq:shell-sum}.
50
+ Elements with a zero component have additive measure zero.
51
+
52
+ Choose an additive-Haar uniform element of $L_\ell$, and denote
53
+ its component valuations by $v_{\mathfrak p}$. The condition
54
+ $R_\ell L_\ell=R_\ell$ implies that the projection to every
55
+ component contains a unit. Modulo the $k$th power of its maximal
56
+ ideal, the projection therefore contains all $\Z_\ell$ multiples
57
+ of that unit, at least $\ell^{\lceil k/e_{\mathfrak p}\rceil}$
58
+ elements. Uniform measure on $L_\ell$ induces uniform measure
59
+ on this finite additive image. Consequently
60
+ \begin{equation}\label{eq:valuation-tail}
61
+ \Pr(v_{\mathfrak p}\ge k)
62
+ \le\ell^{-\lceil k/e_{\mathfrak p}\rceil}\qquad(k\ge1).
63
+ \end{equation}
64
+ This argument does not require the component projections to be
65
+ independent, or even to equal their full integer rings.
66
+
67
+ Put $j=\max_{\mathfrak p\mid\ell}
68
+ \lceil v_{\mathfrak p}/e_{\mathfrak p}\rceil$. Then
69
+ $d_\ell(\mathbf v_\ell)\le\ell^{nj}$. If $j\ge a\ge1$, some
70
+ $v_{\mathfrak p}$ is at least $e_{\mathfrak p}(a-1)+1$.
71
+ Equation~\eqref{eq:valuation-tail} and a union bound give
72
+ $\Pr(j\ge a)\le n\ell^{-a}$. Hence
73
+ \begin{equation}\label{eq:local-moment}
74
+ \mathbb E_{L_\ell}d_\ell(\mathbf v_\ell)^s
75
+ \le1+n\sum_{a\ge1}\ell^{(ns-1)a}
76
+ \le1+C_n\ell^{-1/2}.
77
+ \end{equation}
78
+ Using the shell masses once more yields the exact factorization
79
+ \[
80
+ \sum_{\mathbf k}P(\mathbf k)d(\mathbf k)^{s-1}
81
+ =\frac1q\prod_{\ell\in S}
82
+ \left(Z_\ell\,\mathbb E_{L_\ell}d_\ell(\mathbf v_\ell)^s\right).
83
+ \]
84
+ Each factor is at most
85
+ $(1-\ell^{-1})^{-n}(1+C_n\ell^{-1/2})$. For fixed $\eps>0$
86
+ this is at most $\ell^\eps$ at all sufficiently large primes;
87
+ the finitely many remaining primes contribute a constant
88
+ depending only on $n,\eps$. As $\prod_{\ell\in S}\ell\le q$,
89
+ this proves \eqref{eq:weight-moment}. Finally, take
90
+ $\eps=s/16$ and use $q\le Q$ to obtain
91
+ \[
92
+ \sum_{d>Q^{1/8}}\frac{P(\mathbf k)}d
93
+ \le Q^{-s/8}\sum_{\mathbf k}P(\mathbf k)d^{s-1}
94
+ \ll_n q^{-1}Q^{-s/16}.
95
+ \qedhere
96
+ \]
97
+ \end{proof}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/packets.tex ADDED
@@ -0,0 +1,215 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The packet as a weighted ideal sum}\label{sec:packets}
2
+
3
+ We first identify the packet measure exactly, including its signs and
4
+ orbit volumes. Throughout the proof, $K$ is totally real of the fixed
5
+ prime degree $n$, and
6
+ \[
7
+ R=\cO_K,\quad E=R^\times,\quad D=|\Disc(K)|,\quad
8
+ \kappaK=\operatorname*{Res}_{s=1}\zeta_K(s).
9
+ \]
10
+ The absolute norm $\N I$ of a nonzero fractional $R$-ideal is extended
11
+ multiplicatively from integral ideals. Thus
12
+ $\operatorname{covol}(\sigma(I))=\sqrt D\,\N I$.
13
+ We use standard ideal theory and the unit theorem
14
+ \cite[Chapters~3--5]{Milne2020}, together with the analytic
15
+ class-number formula \cite[Theorem~19.12]{Sutherland2021}.
16
+ The classical packet interpretation is discussed in
17
+ \cite[Sections~2 and~5]{ELMV2011}.
18
+
19
+ \subsection{Saturation and local choices}
20
+
21
+ Let $J_0=RM$, $q=[J_0:M]$, and $Q=q\sqrt D$. For a rational prime
22
+ $\ell$, write $(J_0)_\ell=j_\ell R_\ell$, and put
23
+ $L_\ell=j_\ell^{-1}M_\ell$. Then
24
+ \begin{equation}\label{eq:local-normalization}
25
+ L_\ell\subset R_\ell,\qquad R_\ell L_\ell=R_\ell,\qquad
26
+ [R_\ell:L_\ell]=q_\ell,\qquad q=\prod_\ell q_\ell.
27
+ \end{equation}
28
+ Set $S=\{\ell:\ell\mid q\}$; off $S$, $L_\ell=R_\ell$.
29
+ Since $qJ_0\subset M$, one has $qR\subset\cO(M)$.
30
+ Conversely, a multiplier of $M$ has an integral endomorphism matrix
31
+ on $M$ and hence is an algebraic integer. It follows that
32
+ \begin{equation}\label{eq:discriminant-scale}
33
+ qR\subset\cO(M)\subset R,\qquad
34
+ D(M)\le Dq^{2n}\le Q^{2n}.
35
+ \end{equation}
36
+ Only the last implication, $D(M)\to\infty\Rightarrow Q\to\infty$,
37
+ will be needed.
38
+
39
+ These quantities are constant within the prescribed local type.
40
+ Indeed, if $M'_\ell=c_\ell M_\ell$, multiplication by $c_\ell$
41
+ identifies $(RM)_\ell/M_\ell$ with $(RM')_\ell/M'_\ell$.
42
+ It also identifies the local multiplier orders, since multiplication
43
+ in $K\otimes_\Q\Q_\ell$ is commutative. The multiplier order commutes
44
+ with completion: in a $\Z$-basis of $M$, its defining condition is
45
+ that the matrix of multiplication have integral entries, and the
46
+ same condition over $\Z_\ell$ defines the local order. Thus $q$,
47
+ $Q$, $\cO(M)$, and $D(M)$ are unchanged by local homothety.
48
+ Different local types can nevertheless have the same multiplier order.
49
+
50
+ Choose one fractional ideal $I$ in each ordinary ideal class of $R$.
51
+ Let $\mathcal N(I)$ be the set of lattices $N$ locally homothetic to $M$
52
+ with $RN=I$. If $I_\ell=i_\ell R_\ell$, its possible completions are
53
+ exactly
54
+ \begin{equation}\label{eq:local-choices}
55
+ N_\ell=i_\ell z_\ell L_\ell,\qquad z_\ell\in R_\ell^\times.
56
+ \end{equation}
57
+ Indeed, taking maximal-order spans in a local homothety forces the
58
+ remaining multiplier to be a unit. Conversely, these local lattices
59
+ lie between $qI_\ell$ and $I_\ell$ and patch uniquely by the primary
60
+ decomposition of $I/qI$. Thus $\mathcal N(I)$ is finite,
61
+ $[I:N]=q$ for all its members, and its cardinality
62
+ $T=|\mathcal N(I)|$ is independent of $I$. The label count $T$ need
63
+ not equal the saturation index $q$. Local unit Haar probability induces
64
+ uniform probability on each finite set of local choices, so the choices at different
65
+ primes are independent. Every global homothety class in the
66
+ packet occurs in these sets, by moving its maximal-order span
67
+ to the chosen ideal-class representative.
68
+
69
+ \subsection{Real parameters and measure}
70
+
71
+ Let
72
+ \[
73
+ C=\{t\in(\R^\times)^n:\textstyle\prod_j|t_j|=1\}.
74
+ \]
75
+ Give $C$ counting measure on its $2^n$ sign components and measure
76
+ $du_1\cdots du_{n-1}$ on the coordinates $u_j=\log|t_j|$.
77
+ The embedding of $E$ is a discrete cocompact subgroup of $C$.
78
+ If $F$ is a measurable fundamental domain, the unit theorem and
79
+ the totally real case of the analytic class-number formula
80
+ \cite[Theorem~19.12]{Sutherland2021} give
81
+ \begin{equation}\label{eq:unit-volume}
82
+ \vol(F)=2^{n-1}R_K,\qquad
83
+ h_K\vol(F)=\sqrt D\,\kappaK,
84
+ \end{equation}
85
+ where $h_K$ is the ordinary class number and $R_K$ the regulator
86
+ in deleted logarithmic coordinates. The factor $2^{n-1}$ comes
87
+ from the $2^n$ signs and the logarithmic kernel $\{1,-1\}$.
88
+ In the class-number formula this is the factor $2^n/w_K$, since
89
+ the roots of unity in a totally real field are exactly $\{1,-1\}$.
90
+
91
+ \begin{lemma}\label{lem:packet-model}
92
+ The maps
93
+ \[
94
+ (N,t)\longmapsto (Q\N I)^{-1/n}\sigma(N)t
95
+ \qquad (N\in\mathcal N(I),\ t\in C)
96
+ \]
97
+ induce a bijection from the disjoint union of the quotients by
98
+ \[
99
+ \epsilon:(N,t)\longmapsto
100
+ (\epsilon N,\sigma(\epsilon)^{-1}t),\qquad \epsilon\in E,
101
+ \]
102
+ onto the union of the packet orbits.
103
+ Counting measure on the $N$ labels times the stated measure on $C$
104
+ descends to the sum of the orbit Haar measures. In particular,
105
+ the packet probability is obtained by averaging uniformly over $I$
106
+ and $\mathcal N(I)$ and integrating over $F$ with measure
107
+ $dt/\vol(F)$.
108
+ \end{lemma}
109
+
110
+ \begin{proof}
111
+ Surjectivity follows from \eqref{eq:local-choices}. A global
112
+ homothety changes a normalized embedded lattice by an element
113
+ of $C$. Since $n$ is odd, each pair of opposite sign patterns has
114
+ exactly one representative in $W_n$; a common negative sign
115
+ does not change a lattice.
116
+
117
+ For injectivity, suppose two displayed normalized lattices coincide.
118
+ Absorb the ratio of the normalizing scalars into the real diagonal
119
+ map carrying $\sigma(N)$ onto $\sigma(N')$. Applying this map
120
+ to one nonzero $\alpha\in N$ gives $\sigma(\beta)$ for some
121
+ $\beta\in N'$. None of the coordinates of $\sigma(\alpha)$
122
+ vanishes, so the map is multiplication by $\sigma(\beta/\alpha)$.
123
+ Thus $N'=bN$ for $b\in K^\times$. Their maximal-order spans
124
+ represent the same ideal class and therefore equal the same
125
+ chosen $I$. Hence $bI=I$, so $b\in E$, and the parameters differ
126
+ by exactly the stated action.
127
+
128
+ Combine an $N$ label with a sign component of $C$. Its stabilizer in $E$
129
+ is the totally positive subgroup of
130
+ $\{\epsilon\in E:\epsilon N=N\}$, and has finite index in $E$.
131
+ It acts faithfully by logarithmic translations. By injectivity,
132
+ these are all periods of the corresponding $A_n$-orbit.
133
+ Each orbit of labels therefore contributes exactly one compact
134
+ $A_n$-orbit, with precisely its prescribed Haar volume.
135
+ This proves both finiteness and the measure assertion.
136
+ One may equally use $\mathcal N(I)\times F$ as a fundamental
137
+ domain, since the $E$-action preserves counting measure times $dt$.
138
+ The total measure of these fundamental domains is
139
+ $h_KT\vol(F)$. Dividing by this quantity gives precisely the
140
+ uniform averages over ideal classes and finite labels, followed
141
+ by integration against $dt/\vol(F)$.
142
+ \end{proof}
143
+
144
+ \subsection{Containment probabilities and unfolding}
145
+
146
+ Write $\mathfrak p\mid\ell$ for the primes of $R$ over $\ell$,
147
+ with ramification indices $e_{\mathfrak p}$ and residue degrees
148
+ $f_{\mathfrak p}$. Normalize $v_{\mathfrak p}$ by a uniformizer,
149
+ so $v_{\mathfrak p}(\ell)=e_{\mathfrak p}$ and
150
+ $\sum_{\mathfrak p\mid\ell}e_{\mathfrak p}f_{\mathfrak p}=n$.
151
+ For a tuple $\mathbf k_\ell=(k_{\mathfrak p})_{\mathfrak p\mid\ell}$
152
+ of nonnegative integers, define
153
+ \[
154
+ P_\ell(\mathbf k_\ell)
155
+ =\Pr_{z\in R_\ell^\times}\{x\in zL_\ell\},
156
+ \]
157
+ where $x$ has those component valuations and the probability is
158
+ normalized unit Haar measure. The definition is independent of $x$
159
+ because the units act transitively on each valuation shell.
160
+ For an integral nonzero $R$-ideal $\mathfrak a$, set
161
+ \[
162
+ P(\mathfrak a)=\prod_{\ell\in S}
163
+ P_\ell((v_{\mathfrak p}(\mathfrak a))_{\mathfrak p\mid\ell}).
164
+ \]
165
+ For $\alpha\in I\setminus\{0\}$, the probability that a uniform
166
+ $N\in\mathcal N(I)$ contains $\alpha$ is
167
+ $P((\alpha)I^{-1})$.
168
+
169
+ For a nonnegative Borel function $f$ on $\R^n$, put
170
+ $E_f(\Lambda)=\sum_{0\ne v\in\Lambda}f(v)$.
171
+ The product-fiber integral below integrates $f$ over the $C$-orbit
172
+ with absolute coordinate product $z$, using logarithmic Haar measure
173
+ and summing over all sign components:
174
+ \begin{equation}\label{eq:product-fiber}
175
+ \cV_f(z)=\sum_{\omega\in\{\pm1\}^n}
176
+ \int_{\R^{n-1}}
177
+ f\left(\omega_1e^{u_1},\ldots,\omega_{n-1}e^{u_{n-1}},
178
+ \omega_n z e^{-\sum_{j<n}u_j}\right)
179
+ \dd u_1\cdots\dd u_{n-1},\qquad z>0.
180
+ \end{equation}
181
+
182
+ \begin{proposition}\label{prop:unfolding}
183
+ Writing $\mu_*=\mu_{K,M,\sigma}$, one has
184
+ \begin{equation}\label{eq:unfolding}
185
+ \int_{X_n}E_f\dd\mu_*
186
+ =\frac1{\sqrt D\,\kappaK}
187
+ \sum_{\mathfrak a\subset R,\ \mathfrak a\ne0}
188
+ P(\mathfrak a)\cV_f(\N\mathfrak a/Q).
189
+ \end{equation}
190
+ The identity holds for nonnegative extended integrals.
191
+ \end{proposition}
192
+
193
+ \begin{proof}
194
+ Lemma~\ref{lem:packet-model} expresses the left side as
195
+ \[
196
+ \frac1{h_K\vol(F)}
197
+ \sum_I\int_F\sum_{\alpha\in I\setminus\{0\}}
198
+ P((\alpha)I^{-1})
199
+ f((Q\N I)^{-1/n}\sigma(\alpha)t)\dd t.
200
+ \]
201
+ The map $\alpha\mapsto(\alpha)I^{-1}$ runs over the integral
202
+ ideals in the inverse class of $I$, each fiber being one free
203
+ $E$-orbit. Summing that orbit and integrating over $F$ unfolds
204
+ to an integral over $C$, by Tonelli. The absolute coordinate
205
+ product of the normalized vector is
206
+ $\N((\alpha)I^{-1})/Q$. Translating the first $n-1$ logarithms
207
+ and relabeling the signs identifies the $C$-integral with
208
+ \eqref{eq:product-fiber}, with Jacobian one.
209
+ Every integral ideal occurs in exactly one inverse class.
210
+ Equation~\eqref{eq:unit-volume} supplies the coefficient in
211
+ \eqref{eq:unfolding}.
212
+ \end{proof}
213
+
214
+ When $M$ is an $R$-ideal, $q=1$ and $P(\mathfrak a)=1$.
215
+ Thus \eqref{eq:unfolding} recovers the maximal-order formula.
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/paper.tex ADDED
@@ -0,0 +1,247 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage{lmodern}
4
+ \usepackage{amsmath,amssymb,amsthm}
5
+ \usepackage[margin=1in]{geometry}
6
+ \usepackage{microtype}
7
+ \usepackage[colorlinks=true,linkcolor=blue,citecolor=blue,urlcolor=blue]{hyperref}
8
+ \hypersetup{
9
+ pdftitle={Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type},
10
+ pdfauthor={OpenAI},
11
+ pdfsubject={Full-packet equidistribution for arbitrary local module types},
12
+ pdfkeywords={torus packets, equidistribution, prime degree, nonmaximal orders, entropy}
13
+ }
14
+ \newtheorem{theorem}{Theorem}[section]
15
+ \newtheorem{proposition}[theorem]{Proposition}
16
+ \newtheorem{lemma}[theorem]{Lemma}
17
+ \newtheorem{corollary}[theorem]{Corollary}
18
+ \theoremstyle{remark}
19
+ \newtheorem{remark}[theorem]{Remark}
20
+ \newcommand{\R}{\mathbb R}
21
+ \newcommand{\Z}{\mathbb Z}
22
+ \newcommand{\Q}{\mathbb Q}
23
+ \DeclareMathOperator{\N}{N}
24
+ \DeclareMathOperator{\vol}{vol}
25
+ \DeclareMathOperator{\Disc}{Disc}
26
+ \DeclareMathOperator{\SL}{SL}
27
+ \DeclareMathOperator{\diag}{diag}
28
+ \newcommand{\kappaK}{\kappa_K}
29
+ \newcommand{\dd}{\,d}
30
+ \newcommand{\one}{\mathbf 1}
31
+ \newcommand{\eps}{\varepsilon}
32
+ \newcommand{\cO}{\mathcal O}
33
+ \newcommand{\cV}{\mathcal V}
34
+ \numberwithin{equation}{section}
35
+ \title{Equidistribution of Prime-Degree Torus Packets\\
36
+ with Arbitrary Local Type}
37
+ \author{OpenAI}
38
+ \date{September 24, 2026}
39
+ \begin{document}
40
+ \maketitle
41
+ \begin{abstract}
42
+ We prove the packet form of the higher-dimensional Duke equidistribution
43
+ problem for totally real fields of any fixed prime degree at least five,
44
+ allowing arbitrary local homothety types of full lattices. As the
45
+ multiplier-order discriminant tends to infinity, the volume-weighted packet
46
+ measures converge to Haar probability measure, with no escape of mass.
47
+ \end{abstract}
48
+
49
+ \section{Introduction}\label{sec:intro}
50
+
51
+ Compact diagonal orbits in the space of unimodular lattices encode
52
+ ideal classes and units of totally real number fields. The higher-dimensional
53
+ Duke equidistribution problem asks whether arithmetically complete families
54
+ of these orbits become uniformly distributed as their discriminants grow.
55
+ The grouping matters: one local homothety type specifies a complete packet,
56
+ whereas a multiplier order alone can combine several packets. We prove the
57
+ prime-degree packet statement for every such local type.
58
+
59
+ Fix a prime $n\ge5$, and write
60
+ \[
61
+ X_n=\SL_n(\Z)\backslash\SL_n(\R),\qquad
62
+ A_n=\{\diag(e^{u_1},\ldots,e^{u_n}):\textstyle\sum_j u_j=0\}.
63
+ \]
64
+ We regard $X_n$ as the space of covolume-one row lattices, with the
65
+ right action of $A_n$, and let $m_n$ be its $\SL_n(\R)$-invariant
66
+ probability measure. Haar measure on $A_n$ is
67
+ $du_1\cdots du_{n-1}$ in the displayed logarithmic coordinates.
68
+
69
+ Let $K$ be a totally real field of degree $n$, let
70
+ $\sigma=(\sigma_1,\ldots,\sigma_n)$ order its real embeddings, and let
71
+ $M\subset K$ be a free rank-$n$ $\Z$-submodule spanning $K$ over $\Q$.
72
+ We call such an $M$ a full lattice. Its multiplier order and discriminant
73
+ are
74
+ \[
75
+ \cO(M)=\{\alpha\in K:\alpha M\subset M\},\qquad
76
+ D(M)=|\Disc(K)|[\cO_K:\cO(M)]^2.
77
+ \]
78
+ Two such lattices are \emph{locally homothetic} if
79
+ $M'_\ell=c_\ell M_\ell$ for every rational prime $\ell$, where
80
+ $c_\ell\in(K\otimes_\Q\Q_\ell)^\times$ and subscripts denote completion.
81
+ Choose representatives $M'$ for their $K^\times$-homothety classes
82
+ within the local type of $M$, and normalize
83
+ \[
84
+ \Lambda_{M',\sigma}
85
+ =\operatorname{covol}(\sigma(M'))^{-1/n}\sigma(M').
86
+ \]
87
+ The packet $\mathcal P_{K,M,\sigma}$ consists of the distinct orbits
88
+ $\Lambda_{M',\sigma}wA_n$, with
89
+ \[
90
+ w\in W_n=\{\diag(\epsilon_1,\ldots,\epsilon_n):
91
+ \epsilon_j\in\{\pm1\},\ \textstyle\prod_j\epsilon_j=1\}.
92
+ \]
93
+ These orbits are compact and their number is finite; the
94
+ parametrization in Section~\ref{sec:packets} also proves these facts.
95
+ For an orbit $O$, let $\nu_O$ be its invariant probability and
96
+ $\vol(O)$ its volume for the specified Haar measure. Set
97
+ \begin{equation}\label{eq:packet-probability}
98
+ \mu_{K,M,\sigma}
99
+ =\frac{\sum_{O\in\mathcal P_{K,M,\sigma}}\vol(O)\nu_O}
100
+ {\sum_{O\in\mathcal P_{K,M,\sigma}}\vol(O)}.
101
+ \end{equation}
102
+
103
+ \begin{theorem}\label{thm:main}
104
+ For every fixed prime $n\ge5$ and every sequence
105
+ $(K_i,M_i,\sigma_i)$ as above with \mbox{$D(M_i)\to\infty$},
106
+ \[
107
+ \mu_{K_i,M_i,\sigma_i}\longrightarrow m_n.
108
+ \]
109
+ The convergence is weak convergence of probability measures. In
110
+ particular, it holds against every continuous compactly supported
111
+ function, and no mass escapes into the cusp.
112
+ \end{theorem}
113
+
114
+ Theorem~\ref{thm:main} permits nonmaximal orders of unbounded index
115
+ and arbitrary local module types. The field discriminants may remain
116
+ bounded or grow independently of those indices. The statement is
117
+ separate for each local homothety type; it makes no assertion about an
118
+ individual orbit, a convergence rate, or composite degrees.
119
+
120
+ \subsection*{The maximal-order specialization}
121
+
122
+ Take $M=\cO_K$. Every lattice in its local type is a fractional
123
+ $\cO_K$-ideal, and its homothety class is an ordinary ideal class.
124
+ Thus the packet is obtained by embedding one representative of each
125
+ ideal class, normalizing its covolume to one, and taking the distinct
126
+ sign translates of its positive diagonal orbit. For every sequence of
127
+ totally real fields of degree $n$ with $|\Disc(K)|\to\infty$, the
128
+ volume-weighted measures of these packets converge to $m_n$ by
129
+ Theorem~\ref{thm:main}. This construction also explains why an individual
130
+ ideal class is not the object being averaged.
131
+
132
+ For general $M$, the same maximal-order ideal classes remain the global
133
+ parameters, but each carries a finite set of local module choices.
134
+ Proposition~\ref{prop:adelic-packet} in Appendix~\ref{subsec:adelic-packet}
135
+ identifies this construction with the
136
+ pushforward of adelic torus Haar probability, independently of the
137
+ rational basis and finite-lattice presentation. The theorem therefore
138
+ includes all these presentations of the maximal-order specialization,
139
+ as well as arbitrary noninvertible modules over nonmaximal orders.
140
+
141
+ \subsection*{Context and prior work}
142
+
143
+ Linnik's ergodic approach connected arithmetic distribution problems
144
+ with dynamics \cite{Linnik1968}. Duke proved equidistribution of the
145
+ length-weighted closed geodesics associated with fundamental
146
+ real-quadratic discriminants on the modular surface
147
+ \cite[Theorem~1]{Duke1988}. In higher rank, Einsiedler, Lindenstrauss,
148
+ Michel, and Venkatesh developed the relationship between arithmetic
149
+ separation and entropy for periodic torus orbits \cite{ELMV2009}.
150
+ Their cubic equidistribution theorem combines subconvexity, local
151
+ analysis, and measure classification
152
+ \cite[Theorem~1.4]{ELMV2011}. Their packet construction already
153
+ distinguishes local homothety from the coarser condition of having the
154
+ same multiplier order \cite[Section~5.5]{ELMV2011}.
155
+
156
+ The higher-prime-degree extension described in
157
+ \cite[Section~1.6.3]{ELMV2011} is conditional on subconvexity.
158
+ Khayutin subsequently obtained entropy bounds using arithmetic
159
+ separation and Galois invariants, under maximal-order and
160
+ two-transitivity hypotheses \cite[Theorem~1.1]{Khayutin2019}.
161
+ Lemke Oliver, Thorner, and Zaman proved equidistribution for sequences
162
+ of orders in totally real fields of each fixed prime degree at least five,
163
+ outside a small
164
+ exceptional family of fields \cite[Theorem~2.3]{LOTZ2024}.
165
+ Their result allows nonmaximal orders; the exceptional family has at
166
+ most $O_{n,\eps}(X^\eps)$ fields of discriminant at most $X$.
167
+ Theorem~\ref{thm:main} treats every field and every full-lattice local
168
+ type in the stated prime degrees. It gives an unconditional affirmative
169
+ answer to this packet form of the higher-dimensional Duke problem,
170
+ including sequences in a fixed field with increasing order index.
171
+
172
+ \subsection*{The arithmetic ingredient}
173
+
174
+ The proof follows the counting-to-rigidity strategy of
175
+ Einsiedler--Lindenstrauss--Michel--Venkatesh
176
+ \cite[Section~2.7.1]{ELMV2011}: packet averages of lattice-vector
177
+ counts control the cusp and small ordinary balls, and these bounds
178
+ feed into positive-entropy rigidity. Their cubic argument obtains
179
+ asymptotics for these averages using global and local subconvexity
180
+ \cite[Sections~2.7.2--2.7.3]{ELMV2011}. For the same rigidity step,
181
+ we obtain the needed upper bounds by retaining the Dedekind-zeta
182
+ residue in the unfolded ideal count. Stark's exceptional-zero descent
183
+ \cite{Stark1974}, together with Shiu's theorem in Pollack's uniform
184
+ formulation \cite{Shiu1980,Pollack2020}, supplies the required bounds
185
+ without a subconvexity hypothesis. Odd degree excludes the quadratic
186
+ subfields that occur in Stark's exceptional-zero alternative.
187
+
188
+ For an arbitrary prescribed local type, we keep maximal-order ideal
189
+ counting but insert local containment probabilities: at each prime,
190
+ the weight records the probability that a vector belongs to a randomly
191
+ chosen unit translate of the prescribed module.
192
+ The essential estimate is a small positive moment of the local norm,
193
+ uniform over full local modules whose maximal-order span is the full
194
+ ring. Its proof uses a unit in each component projection, not
195
+ independence of the components or invertibility of the module.
196
+ The unit-mass argument in \cite[Lemma~9.7]{ELMV2011} is an antecedent;
197
+ here we prove the exact shell normalization and the positive moment
198
+ for arbitrary local modules with this full-span condition.
199
+
200
+ The exact unfolding belongs to the classical Hecke method, presented
201
+ in the packet setting in \cite[Section~10]{ELMV2011}. The dynamical
202
+ conclusion uses the two-sided tube criterion of
203
+ \cite[Corollary~3.3]{ELMV2009} and the prime-degree measure
204
+ classification of Einsiedler, Katok, and Lindenstrauss
205
+ \cite[Corollary~1.4]{EKL2006}. We give the residue estimate,
206
+ local-module bounds, and the passage to entropy in almost every
207
+ ergodic component below.
208
+
209
+ \subsection*{Proof outline}
210
+
211
+ Put $R=\cO_K$, $D=|\Disc(K)|$, and
212
+ $q=[RM:M]$. The natural counting scale is $Q=q\sqrt D$, and
213
+ $D(M)\le Q^{2n}$. Section~\ref{sec:packets} expresses the packet
214
+ mean of a lattice-vector count as a maximal-order ideal sum with
215
+ local weights. Section~\ref{sec:local} proves an exact total-mass
216
+ identity and a power-saving tail for these weights.
217
+ Section~\ref{sec:analytic} combines them with a residue-relative
218
+ zeta estimate and Shiu's theorem. Removing the Euler factors at
219
+ primes dividing $q$ produces precisely the factor needed to cancel
220
+ the local normalization.
221
+
222
+ The resulting count controls both short lattice vectors and small
223
+ boxes about vectors with nonzero coordinates. Section~\ref{sec:geometry}
224
+ deduces tightness and an $O(r^n)$ bound for the mass of ordinary balls
225
+ in any limit measure. Since $A_n$ has dimension $n-1$, this bound
226
+ forces positive entropy in almost every $A_n$-ergodic component.
227
+ Section~\ref{sec:entropy} gives this implication and applies the
228
+ prime-degree measure-classification theorem. In that step it is
229
+ essential to prove positive entropy for every invariant probability
230
+ dominated by a finite multiple of the limit, not only for the limit
231
+ itself: this rules out a positive-weight family of zero-entropy
232
+ components.
233
+
234
+ \input{packets}
235
+ \input{local}
236
+ \input{analytic}
237
+ \input{geometry}
238
+ \input{entropy}
239
+
240
+ \appendix
241
+ \input{adelic}
242
+
243
+ {\small
244
+ \bibliographystyle{plain}
245
+ \bibliography{references}
246
+ }
247
+ \end{document}
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/references.bib ADDED
@@ -0,0 +1,123 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @book{Linnik1968,
2
+ author = {Linnik, Yurij V.},
3
+ title = {Ergodic Properties of Algebraic Fields},
4
+ series = {Ergebnisse der Mathematik und ihrer Grenzgebiete},
5
+ volume = {45}, publisher = {Springer}, address = {Berlin--Heidelberg},
6
+ year = {1968},
7
+ url = {https://link.springer.com/book/9783642866333}
8
+ }
9
+
10
+ @article{Duke1988,
11
+ author = {Duke, William},
12
+ title = {Hyperbolic distribution problems and half-integral weight {Maass} forms},
13
+ journal = {Inventiones Mathematicae},
14
+ volume = {92}, number = {1}, year = {1988}, pages = {73--90},
15
+ doi = {10.1007/BF01393993}
16
+ }
17
+
18
+ @article{ELMV2011,
19
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
20
+ title = {Distribution of periodic torus orbits and {Duke}'s theorem for cubic fields},
21
+ journal = {Annals of Mathematics},
22
+ volume = {173}, number = {2}, year = {2011}, pages = {815--885},
23
+ doi = {10.4007/annals.2011.173.2.5}
24
+ }
25
+
26
+ @article{ELMV2009,
27
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
28
+ title = {Distribution of periodic torus orbits on homogeneous spaces},
29
+ journal = {Duke Mathematical Journal},
30
+ volume = {148}, number = {1}, year = {2009}, pages = {119--174},
31
+ doi = {10.1215/00127094-2009-023}
32
+ }
33
+
34
+ @article{EKL2006,
35
+ author = {Einsiedler, Manfred and Katok, Anatole and Lindenstrauss, Elon},
36
+ title = {Invariant measures and the set of exceptions to {Littlewood}'s conjecture},
37
+ journal = {Annals of Mathematics},
38
+ volume = {164}, number = {2}, year = {2006}, pages = {513--560},
39
+ doi = {10.4007/annals.2006.164.513}
40
+ }
41
+
42
+ @article{LOTZ2024,
43
+ author = {Lemke Oliver, Robert J. and Thorner, Jesse and Zaman, Asif},
44
+ title = {An approximate form of {Artin}'s holomorphy conjecture and non-vanishing of {Artin} {$L$}-functions},
45
+ journal = {Inventiones Mathematicae},
46
+ volume = {235}, number = {3}, year = {2024}, pages = {893--971},
47
+ doi = {10.1007/s00222-023-01232-2},
48
+ eprint = {2012.14422}, archivePrefix = {arXiv}, primaryClass = {math.NT}
49
+ }
50
+
51
+ @article{Khayutin2019,
52
+ author = {Khayutin, Ilya},
53
+ title = {Arithmetic of double torus quotients and the distribution of periodic torus orbits},
54
+ journal = {Duke Mathematical Journal},
55
+ volume = {168}, number = {12}, year = {2019}, pages = {2365--2432},
56
+ doi = {10.1215/00127094-2019-0016},
57
+ eprint = {1510.08481}, archivePrefix = {arXiv}, primaryClass = {math.NT}
58
+ }
59
+
60
+ @article{Stark1974,
61
+ author = {Stark, H. M.},
62
+ title = {Some effective cases of the {Brauer--Siegel} theorem},
63
+ journal = {Inventiones Mathematicae},
64
+ volume = {23}, number = {2}, year = {1974}, pages = {135--152},
65
+ doi = {10.1007/BF01405166}
66
+ }
67
+
68
+ @article{Shiu1980,
69
+ author = {Shiu, Peter},
70
+ title = {A {Brun--Titchmarsh} theorem for multiplicative functions},
71
+ journal = {Journal f\"ur die reine und angewandte Mathematik},
72
+ volume = {313}, year = {1980}, pages = {161--170},
73
+ doi = {10.1515/crll.1980.313.161}
74
+ }
75
+
76
+ @article{Pollack2020,
77
+ author = {Pollack, Paul},
78
+ title = {Nonnegative multiplicative functions on sifted sets, and the square roots of {$-1$} modulo shifted primes},
79
+ journal = {Glasgow Mathematical Journal},
80
+ volume = {62}, number = {1}, year = {2020}, pages = {187--199},
81
+ doi = {10.1017/S0017089519000041},
82
+ note = {\href{https://www.pollack-math.net/brunmultiplicative4.pdf}{Corrected author version}},
83
+ url = {https://www.pollack-math.net/brunmultiplicative4.pdf}
84
+ }
85
+
86
+ @misc{Milne2020,
87
+ author = {Milne, James S.},
88
+ title = {Algebraic Number Theory},
89
+ year = {2020}, note = {Version 3.08},
90
+ url = {https://www.jmilne.org/math/CourseNotes/ANT.pdf}
91
+ }
92
+
93
+ @misc{Sutherland2021,
94
+ author = {Sutherland, Andrew V.},
95
+ title = {The Analytic Class Number Formula},
96
+ year = {2021},
97
+ note = {MIT 18.785, Fall 2021, Lecture 19, November 15},
98
+ url = {https://ocw.mit.edu/courses/18-785-number-theory-i-fall-2021/mit18_785f21_lec19.pdf}
99
+ }
100
+
101
+ @article{Mahler1946,
102
+ author = {Mahler, Kurt},
103
+ title = {On lattice points in {$n$}-dimensional star bodies. {I}. {Existence} theorems},
104
+ journal = {Proceedings of the Royal Society of London. Series A},
105
+ volume = {187}, number = {1009}, year = {1946}, pages = {151--187},
106
+ doi = {10.1098/rspa.1946.0072}
107
+ }
108
+
109
+ @article{Rokhlin1967,
110
+ author = {Rokhlin, V. A.},
111
+ title = {Lectures on the entropy theory of measure-preserving transformations},
112
+ journal = {Russian Mathematical Surveys},
113
+ volume = {22}, number = {5}, year = {1967}, pages = {1--52},
114
+ doi = {10.1070/RM1967v022n05ABEH001224}
115
+ }
116
+
117
+ @article{GreschonigSchmidt2000,
118
+ author = {Greschonig, Gernot and Schmidt, Klaus},
119
+ title = {Ergodic decomposition of quasi-invariant probability measures},
120
+ journal = {Colloquium Mathematicum},
121
+ volume = {84/85}, number = {2}, year = {2000}, pages = {495--514},
122
+ doi = {10.4064/cm-84/85-2-495-514}
123
+ }
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf ADDED
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+ version https://git-lfs.github.com/spec/v1
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+ oid sha256:7e6a0188abd45ae4520d4592c773d264e029751e3ef6fb2623388aee8b0f56c0
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+ size 404189
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Equidistribution of primitive quartic torus packets for arbitrary orders](quartic-torus-packets.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Equidistribution of primitive quartic torus packets for arbitrary orders}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/additive.tex ADDED
@@ -0,0 +1,861 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Additive distribution of the conductor weights}
2
+ \label{sec:additive}
3
+
4
+ The factors \(f_p^*\) introduced in Section~\ref{sec:exterior} retain the
5
+ local lattice condition of an order at the primes in \(S\). We now average their
6
+ product on the real trace plane. The estimate will also permit a residue
7
+ class at a small modulus prime to \(S\); this is the form needed to average
8
+ the factors at the remaining primes in Section~\ref{sec:sieve}.
9
+
10
+ Fix a nonzero integer \(m\). In the three real embeddings of \(F\), write
11
+ \(z=(z_1,z_2,z_3)\), so that \(\Tr z=z_1+z_2+z_3\). Choose two distinct
12
+ indices \(i,j\), a fixed nonnegative function
13
+ \(\Phi\in C_c^\infty(\R^2)\) which is at least one on \([-1,1]^2\), and a
14
+ fixed nonnegative \(\chi\in C_c^\infty(\R)\) with
15
+ \[
16
+ \chi(m)=1,\qquad
17
+ \supp\chi\subset(m-\tfrac13,m+\tfrac13).
18
+ \]
19
+ For \(c=(c_i,c_j)\in\R^2\) and positive \(r_i,r_j\), put
20
+ \begin{equation}
21
+ \phi(z)=
22
+ \Phi\left(\frac{z_i-c_i}{r_i},\frac{z_j-c_j}{r_j}\right)\chi(\Tr z),
23
+ \qquad
24
+ A_\phi=r_i r_j\int_{\R^2}\Phi(u,v)\,du\,dv .
25
+ \label{eq:add-box}
26
+ \end{equation}
27
+ Thus \(A_\phi\) is the integral of \(\phi\) on \(\Tr z=m\), using \(z_i,z_j\)
28
+ as coordinates on that plane. Fix \(r_*>0\), keep \(r_i,r_j\le r_*\), and
29
+ require the supports of their planar factors to lie in a fixed
30
+ bounded region. The supports of all the resulting \(\phi\)'s then lie in a
31
+ fixed compact subset \(\Omega_\infty\) of \(\R^3\) on which \(\Tr z\) stays
32
+ away from zero. All constants below may depend on \(m,\Phi,\chi\), the
33
+ upper bound for the scales, and this bounded region. They do not depend on
34
+ the locations \(c\) or on the scales within their specified range.
35
+
36
+ For \(p\notin S\), the algebra \(F\otimes\Q_p\) is unramified and its
37
+ integral trace map \(R_{F,p}\to\Z_p\) is onto. The affine set
38
+ \[
39
+ \mathcal T_{m,p}=\{z\in R_{F,p}:\Tr z=m\}
40
+ \]
41
+ is consequently a translate of a free rank-two direct summand of \(R_{F,p}\).
42
+ A residue class on this set modulo \(p^a\) means a translate of
43
+ \(p^a\ker(\Tr:R_{F,p}\to\Z_p)\). Equivalently, if \(z_p^0\in\mathcal T_{m,p}\)
44
+ represents the class, its members satisfy \(z-z_p^0\in p^aR_{F,p}\).
45
+ There are \(p^{2a}\) such classes.
46
+
47
+ \begin{proposition}[Additive distribution]
48
+ \label{prop:additive-equidistribution}
49
+ There are absolute constants \(\tau,\theta>0\) with the following property.
50
+ Let \(K,\OO,F\) be as in Section~\ref{sec:exterior}, put
51
+ \(X=[\OO_K:\OO]\sqrt{|\Disc(K)|}\), and take \(S\) as in that section for
52
+ the fixed nonzero integer \(m\). In Equation~\eqref{eq:add-box}, choose any
53
+ two real partition coordinates and scales
54
+ \[
55
+ X^{-\tau}\le r_i,r_j\le r_*
56
+ \]
57
+ whose planar supports stay in the fixed bounded region above. Let
58
+ \(1\le l\le X^\theta\) be prime to every prime in \(S\). For each \(p\mid l\)
59
+ choose any \(z_p^0\in\mathcal T_{m,p}\), specifying a class modulo
60
+ \(p^{v_p(l)}\). Then
61
+ \begin{equation}
62
+ \sum_{\substack{z\in F,\ \Tr z=m\\
63
+ z\in R_{F,p}\ (p\notin S)\\
64
+ z-z_p^0\in p^{v_p(l)}R_{F,p}\ (p\mid l)}}
65
+ \phi(z)\prod_{p\in S}f_p^*(z)
66
+ =
67
+ A_\phi\,l^{-2}\prod_{p\in S}d_p(m)
68
+ \bigl(1+O(X^{-\theta})\bigr).
69
+ \label{eq:add-equidistribution}
70
+ \end{equation}
71
+ Here \(d_p\) is the trace density of Lemma~\ref{lem:fourier-scalar-density}.
72
+ The error is uniform over all the fields, orders, ordered real embeddings,
73
+ permitted box locations and scales, moduli \(l\), and chosen residue classes.
74
+ The implied constant and the lower threshold for \(X\) depend only on the
75
+ fixed real data listed above and on \(m\).
76
+ \end{proposition}
77
+
78
+ \subsection{Finite expansion and Poisson summation}
79
+
80
+ We first assemble the local inverse transforms into a finite global
81
+ expansion. This is the point at which the fact that the cubic algebra is a
82
+ field is essential. Let \(\mathfrak d_F\) be the different of \(F\), and
83
+ write \(\mathfrak d_p=\mathfrak d_F R_{F,p}\) for its localization.
84
+ For a choice of denominator shells at the primes of \(S\), write
85
+ \[
86
+ \mathfrak h=\prod_{p\in S}\mathfrak h_p,\qquad
87
+ H=\prod_{p\in S}H_p=\Nm\mathfrak h,\qquad
88
+ G_0=\prod_{p\in S}p^{g_p}.
89
+ \]
90
+ Local ideals here and below are identified with global ideals supported at
91
+ the corresponding primes. The functions \(K_{p,\mathfrak h_p}\) and their
92
+ boundary sets \(\partial_{\mathfrak h_p}(z)\) are those of
93
+ Lemma~\ref{lem:fourier-shell-estimates}. Set
94
+ \[
95
+ \mathscr L_{\mathfrak h}=\{p\in S:g_p>0\text{ or }p\le5\}.
96
+ \]
97
+
98
+ \begin{lemma}[Global bounds for denominator profiles]
99
+ \label{lem:add-profile-bounds}
100
+ For every profile one has
101
+ \begin{equation}
102
+ G_0\le [R_F:C_F]\le H G_0.
103
+ \label{eq:add-profile-indices}
104
+ \end{equation}
105
+ Suppose that \(z\in F\) is integral outside \(S\), its real image lies in
106
+ \(\Omega_\infty\), and
107
+ \(\prod_{p\in S}K_{p,\mathfrak h_p}(z)\ne0\). Define
108
+ \[
109
+ T_\partial=T_\partial(\mathfrak h,z)
110
+ =\prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\
111
+ \mathfrak q\in\partial_{\mathfrak h_p}(z)}}
112
+ \Nm\mathfrak q ,
113
+ \]
114
+ where an empty product is one. There is a constant depending only on
115
+ \(\Omega_\infty\) such that
116
+ \begin{align}
117
+ H&\ll D_FG_0^{24}T_\partial,
118
+ &T_\partial&\le\left(\prod_{p\in S}p\right)^3,
119
+ \label{eq:add-profile-norm}\\
120
+ \left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right|
121
+ &\ll 8^{|S|}T_\partial^{-1/2}.
122
+ \label{eq:add-profile-inverse}
123
+ \end{align}
124
+ All such \(z\) lie in a fractional \(R_F\)-ideal
125
+ \(\mathfrak a_{\mathfrak h}\), independent of \(z\), with
126
+ \begin{equation}
127
+ \Nm(\mathfrak a_{\mathfrak h})^{-1}
128
+ \le 30^{12}D_FG_0^{24}.
129
+ \label{eq:add-profile-support}
130
+ \end{equation}
131
+
132
+ Set \(C_3=371\). For all sufficiently large \(X\), depending only on the
133
+ fixed real data and \(m\), a profile contributing at any such \(z\) has
134
+ \(H\le X^{C_3}\). For these \(X\) and every \(z\in F\) integral outside
135
+ \(S\) with real image in \(\Omega_\infty\),
136
+ \begin{equation}
137
+ \prod_{p\in S}f_p^*(z)
138
+ =\sum_{\substack{\mathfrak h=(\mathfrak h_p)_{p\in S}\\H\le X^{C_3}}}
139
+ \prod_{p\in S}K_{p,\mathfrak h_p}(z).
140
+ \label{eq:add-profile-expansion}
141
+ \end{equation}
142
+ The number of profiles in this sum is \(O_\eta(X^\eta)\) for every fixed
143
+ \(\eta>0\), uniformly in the arithmetic data.
144
+ \end{lemma}
145
+
146
+ \begin{proof}
147
+ Let \(M_p=\mathfrak h_p\cap C_{F,p}\). The additive lattice identity
148
+ \[
149
+ [R_{F,p}:C_{F,p}]
150
+ =[R_{F,p}:C_{F,p}+\mathfrak h_p]\,[\mathfrak h_p:M_p]
151
+ \]
152
+ has first factor between \(1\) and
153
+ \([R_{F,p}:\mathfrak h_p]=H_p\). The index of \(C_F\) is supported on \(S\)
154
+ by Lemma~\ref{lem:ext-order-scale}; multiplying gives
155
+ Equation~\eqref{eq:add-profile-indices}.
156
+
157
+ At \(p\in\mathscr L_{\mathfrak h}\), the local support is contained in
158
+ \(p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_p^{-1}\).
159
+ At every other \(p\in S\), the support loses at most one power of each
160
+ boundary prime \(\mathfrak q\), and loses no power in the other components.
161
+ It follows that a supporting \(z\) belongs to
162
+ \[
163
+ \mathfrak b_{\mathfrak h,z}
164
+ =\mathfrak h\mathfrak d_F^{-1}
165
+ \prod_{p\in\mathscr L_{\mathfrak h}}
166
+ (pR_F)^{-4(g_p+1)}
167
+ \prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\
168
+ \mathfrak q\in\partial_{\mathfrak h_p}(z)}}
169
+ \mathfrak q^{-1}.
170
+ \]
171
+ The real trace condition excludes \(z=0\). Since \(F\) is a field, its norm
172
+ is nonzero, and containment of the principal ideal \((z)\) in
173
+ \(\mathfrak b_{\mathfrak h,z}\) gives
174
+ \[
175
+ |\Nm_{F/\Q}z|
176
+ =\Nm(\mathfrak b_{\mathfrak h,z})
177
+ [\mathfrak b_{\mathfrak h,z}:(z)]
178
+ \ge \frac{H}
179
+ {D_FT_\partial\prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)}}.
180
+ \]
181
+ The left side is bounded above on \(\Omega_\infty\). For \(g_p>0\) we have
182
+ \(g_p+1\le2g_p\); the only additional factors, for \(g_p=0\), are at
183
+ \(2,3,5\). Hence
184
+ \[
185
+ \prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)}
186
+ \le30^{12}G_0^{24}.
187
+ \]
188
+ This proves the first inequality of Equation~\eqref{eq:add-profile-norm}.
189
+ Each boundary prime occurs once, and
190
+ \(\sum_{\mathfrak q\mid p}f_{\mathfrak q}\le
191
+ \sum_{\mathfrak q\mid p}e_{\mathfrak q}f_{\mathfrak q}=3\);
192
+ this proves the bound for \(T_\partial\). Equation~\eqref{eq:add-profile-inverse}
193
+ is the product of the boundary bounds of
194
+ Lemma~\ref{lem:fourier-shell-estimates}; its absolute implied constant
195
+ accounts for the three small primes.
196
+
197
+ Dropping \(\mathfrak h_p\) in the first support condition enlarges that
198
+ support. In the second, the exponent \(v_{\mathfrak q}(\mathfrak h_p)-1\)
199
+ at a boundary is nonnegative. Thus every supporting
200
+ point belongs to the ideal
201
+ \[
202
+ \mathfrak a_{\mathfrak h}
203
+ =\mathfrak d_F^{-1}
204
+ \prod_{p\in\mathscr L_{\mathfrak h}}
205
+ (pR_F)^{-4(g_p+1)} ,
206
+ \]
207
+ which gives Equation~\eqref{eq:add-profile-support}.
208
+
209
+ Lemma~\ref{lem:ext-order-scale} gives
210
+ \(\Delta_F\ll X^{28}\),
211
+ \(D_F\le\Delta_F\), and
212
+ \([R_F:C_F]\le\Delta_F^{1/2}\). The definition of \(S\) gives
213
+ \(\prod_{p\in S}p\ll_m X^2\). Equations
214
+ \(\eqref{eq:add-profile-indices}\)--\(\eqref{eq:add-profile-norm}\) therefore
215
+ give \(H\ll X^{28+24\cdot14+6}=X^{370}\). The fixed implied constant is
216
+ absorbed by \(X^{371}\) for sufficiently large \(X\).
217
+
218
+ A nonzero field element has nonzero image in every component of
219
+ \(F\otimes\Q_p\). Lemma~\ref{lem:fourier-inverse-expansion} therefore
220
+ identifies the density \(f_p^*(z)\) with its pointwise finite sum of inverse
221
+ shells at all the present \(z\). The norm bound just proved excludes every
222
+ product with \(H>X^{371}\), uniformly in \(z\), and proves
223
+ Equation~\eqref{eq:add-profile-expansion}. Finally, for any fixed \(u>0\),
224
+ Rankin's inequality bounds the number of profiles with \(H\le X^{C_3}\) by
225
+ \[
226
+ X^{C_3u}\prod_{p\in S}(1-p^{-u})^{-3}.
227
+ \]
228
+ There are at most three prime-ideal components over each \(p\). The radical
229
+ bound on \(S\) implies \(|S|=O(\log X/\log\log X)\), since the product of
230
+ \(k\) distinct primes is at least \(k!\). The displayed Euler product is
231
+ then \(X^{o(1)}\) for fixed \(u\). Taking \(u\) arbitrarily small proves
232
+ the asserted bound for every \(\eta>0\).
233
+ \end{proof}
234
+
235
+ We apply this expansion before imposing Poisson summation. For \(p\notin S\)
236
+ let
237
+ \[
238
+ \eta_{p,l}(z)=
239
+ \begin{cases}
240
+ \mathbf 1_{z_p^0+p^{v_p(l)}R_{F,p}}(z),&p\mid l,\\
241
+ \mathbf 1_{R_{F,p}}(z),&p\nmid l .
242
+ \end{cases}
243
+ \]
244
+ Let \(\eta_{\mathfrak h,l}\) be the finite-adelic test function whose local
245
+ factor is \(K_{p,\mathfrak h_p}\) at \(p\in S\) and \(\eta_{p,l}\) elsewhere.
246
+ By Lemma~\ref{lem:fourier-shell-estimates}, every \(K_{p,\mathfrak h_p}\)
247
+ is supported on elements of integral trace. The factors outside \(S\) are
248
+ supported in \(R_{F,p}\) and also have integral trace. Thus any \(z\in F\)
249
+ with \(\eta_{\mathfrak h,l}(z)\ne0\) has rational trace integral at every
250
+ finite prime, hence an integer. Only \(m\) meets \(\supp\chi\). The finite
251
+ profile expansion in Lemma~\ref{lem:add-profile-bounds} consequently shows
252
+ that the left side of
253
+ Equation~\eqref{eq:add-equidistribution}, denoted by \(\Sigma\), equals
254
+ \begin{equation}
255
+ \Sigma
256
+ =\sum_{\substack{\mathfrak h\\H\le X^{C_3}}}
257
+ S_{\mathfrak h},\qquad
258
+ S_{\mathfrak h}
259
+ =\sum_{z\in F}\phi(z)\eta_{\mathfrak h,l}(z).
260
+ \label{eq:add-original-profiles}
261
+ \end{equation}
262
+ Here \(C_3=371\) is fixed. The preceding lemma makes the profile interchange
263
+ finite. Each inner sum also has finitely many terms, since its finite
264
+ conditions place \(z\) in a fractional ideal and its real support is compact.
265
+
266
+ In the local results of Section~\ref{sec:local-fourier}, choose the finite
267
+ components of the standard character of \(\mathbb A_\Q/\Q\); they all have
268
+ conductor \(\Z_p\). Compose this global character with the field trace.
269
+ At a finite place the self-dual measure satisfies
270
+ \(\vol(R_{F,p})=|D_F|_p^{1/2}\), while at infinity it is Lebesgue measure
271
+ in the three embeddings. The real covolume of \(R_F\) is \(\sqrt{D_F}\)
272
+ and \(\prod_p\vol(R_{F,p})=D_F^{-1/2}\). Thus the diagonal copy of \(F\)
273
+ has covolume one for these measures. Write
274
+ \[
275
+ \widehat\phi(A)=\int_{\R^3}\phi(z)\psi_\infty(\Tr(Az))\,dz
276
+ \]
277
+ for the real transform. Field Poisson summation in this
278
+ normalization \cite[Section~4.2, Lemma~4.2.4]{Tate1967} gives
279
+ \begin{equation}
280
+ S_{\mathfrak h}
281
+ =\sum_{A\in F}\widehat\phi(A)
282
+ \widehat\eta_{\mathfrak h,l}(A),\qquad
283
+ \widehat\eta_{\mathfrak h,l}(A)
284
+ =\prod_{p\in S}\gamma_{p,\mathfrak h_p}(A)
285
+ \prod_{p\notin S}\widehat\eta_{p,l}(A).
286
+ \label{eq:add-poisson}
287
+ \end{equation}
288
+ Here \(\gamma_{p,\mathfrak h_p}\) is the shell restriction of \(\gamma_p\),
289
+ extended by zero, and hats use the chosen character. Each finite test is
290
+ Schwartz--Bruhat, so the formula is also ordinary lattice Poisson summation
291
+ with congruence classes. At \(p\notin S\), trace duality is unimodular and
292
+ \[
293
+ \widehat\eta_{p,l}(A)
294
+ =p^{-3v_p(l)}
295
+ \psi_p(\Tr(Az_p^0))
296
+ \mathbf 1_{p^{-v_p(l)}R_{F,p}}(A)
297
+ \quad (p\mid l);
298
+ \]
299
+ for \(p\nmid l\) it is \(\mathbf 1_{R_{F,p}}\).
300
+ In particular every such transform is bounded in absolute value by one.
301
+ The finite Fourier factors in Equation~\eqref{eq:add-poisson} are supported
302
+ on the fractional ideal
303
+ \begin{equation}
304
+ \Gamma_{l,\mathfrak h}=l^{-1}\mathfrak h^{-1},\qquad P=l^3H,
305
+ \qquad
306
+ \Nm(\Gamma_{l,\mathfrak h})=P^{-1}.
307
+ \label{eq:add-frequency-lattice}
308
+ \end{equation}
309
+
310
+ The following elementary geometry of this ideal will be used both to count
311
+ frequencies and to express the local congruences in global integer
312
+ coordinates.
313
+
314
+ \begin{lemma}[Lattice bounds for a cubic ideal]
315
+ \label{lem:add-ideal-lattice}
316
+ Let \(\mathfrak a\) be a fractional ideal of a totally real cubic field of
317
+ discriminant \(D_F\), and write \(\Nm(\mathfrak a)=P^{-1}\) with \(P>0\).
318
+ Let \(B_Y=\{x\in\R^3:\|x\|\le Y\}\).
319
+ In embedding coordinates it has covolume \(\sqrt{D_F}/P\), first Euclidean
320
+ minimum \(\gg P^{-1/3}\), and, for \(Y>0\),
321
+ \begin{equation}
322
+ \#\{A\in\mathfrak a:\|A\|\le Y\}
323
+ \ll 1+YP^{1/3}+Y^2P^{2/3}+\frac{Y^3P}{\sqrt{D_F}} .
324
+ \label{eq:add-lattice-count}
325
+ \end{equation}
326
+ There is a \(\Z\)-basis \(b_1,b_2,b_3\) of \(\mathfrak a\) in which every
327
+ \(A=\sum n_i b_i\) with \(\|A\|\le Y\) satisfies
328
+ \[
329
+ |n_i|\ll YP^{1/3}\quad(1\le i\le3).
330
+ \]
331
+ All constants here are absolute.
332
+ \end{lemma}
333
+
334
+ \begin{proof}
335
+ The covolume formula follows from the discriminant. For \(0\ne A\in
336
+ \mathfrak a\), containment \((A)\subset\mathfrak a\) implies
337
+ \(|\Nm_{F/\Q}A|\ge \Nm\mathfrak a=P^{-1}\). The product inequality in
338
+ three real coordinates gives
339
+ \(|\Nm A|\le(\|A\|/\sqrt3)^3\), proving the first-minimum bound.
340
+
341
+ Let \(\lambda_1\le\lambda_2\le\lambda_3\) be the Euclidean successive
342
+ minima. A lattice in fixed dimension has a basis of bounded orthogonality
343
+ defect, by Mahler's basis theorem \cite[Section~2, Theorem~1]{Mahler1946}.
344
+ For such a basis, order its lengths increasingly and write its defect as
345
+ \(\omega=\prod_i\|b_i\|/\covol(\mathfrak a)\ll1\).
346
+ Cramer's rule and Hadamard's inequality bound the norm of the \(i\)-th
347
+ coordinate functional by \(\omega/\|b_i\|\). Since
348
+ \(\|b_i\|\ge\lambda_i\), counting its possible integer coordinates gives
349
+ \[
350
+ \#(\mathfrak a\cap B_Y)\ll
351
+ \prod_{i=1}^3(1+Y/\lambda_i).
352
+ \]
353
+ Minkowski's second theorem for the Euclidean ball, in the formulation of
354
+ \cite[Theorem~4.3]{Widmer2010}, gives
355
+ \(\lambda_1\lambda_2\lambda_3\asymp\covol(\mathfrak a)\).
356
+ Expanding the last product, using \(\lambda_2\ge\lambda_1\), and inserting
357
+ the first-minimum and covolume bounds proves
358
+ Equation~\eqref{eq:add-lattice-count}. The same coordinate functional
359
+ bound with \(\|b_i\|\ge\lambda_1\) proves the final assertion.
360
+ \end{proof}
361
+
362
+ \subsection{The nonscalar contribution}
363
+
364
+ Scalar frequencies \(A\in\Q\subset F\) in
365
+ Equation~\eqref{eq:add-poisson} record only the trace. The main work is to
366
+ show that the remaining frequencies contribute an absolute power saving.
367
+ We prove that estimate before evaluating the scalar terms.
368
+
369
+ \begin{lemma}[Nonscalar contribution]
370
+ \label{lem:add-nonscalar}
371
+ There are absolute \(\tau,\theta,\epsilon_F>0\), with
372
+ \(\epsilon_F>2\tau+3\theta\), such that for \(C_3=371\) and the data of
373
+ Proposition~\ref{prop:additive-equidistribution} with these
374
+ \(\tau,\theta\),
375
+ \begin{equation}
376
+ \sum_{\substack{\mathfrak h\\H\le X^{C_3}}}
377
+ \left|
378
+ \sum_{A\in F\setminus\Q}
379
+ \widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)
380
+ \right|
381
+ \ll X^{-\epsilon_F}.
382
+ \label{eq:add-nonscalar}
383
+ \end{equation}
384
+ The constants have the same uniformity as in that proposition.
385
+ \end{lemma}
386
+
387
+ \begin{proof}
388
+ We use \(\lambda=1/3\). Lemma~\ref{lem:ext-order-scale}, which gives
389
+ \(\Delta_F\ge X^{1/2}/2\), implies
390
+ \begin{equation}
391
+ \Delta_F\ge X^\lambda
392
+ \label{eq:add-order-lower}
393
+ \end{equation}
394
+ for all sufficiently large \(X\).
395
+
396
+ After bounding the real Fourier tail, we split according to the field
397
+ discriminant. If \(D_F\) is large, comparing it with the discriminant of
398
+ the order generated by a retained nonscalar frequency after clearing its
399
+ denominators forces \(H\) large. Otherwise the lower bound for
400
+ \(\Delta_F\) makes the index \([R_F:C_F]\) large. For profiles with small
401
+ \(G_0\), this forces \(H\) large; inverse support and boundary decay then
402
+ bound the possibly signed original sum \(S_{\mathfrak h}\). Poisson
403
+ expresses its full nonscalar Fourier sum as \(S_{\mathfrak h}\) minus the
404
+ separately estimated scalar series. For profiles with large \(G_0\), the
405
+ inverse depths attached to each frequency and its chosen shifts provide
406
+ either sufficient pointwise decay or congruences; in the latter range a
407
+ further discriminant comparison supplies the required denominator size.
408
+
409
+ The positive exponents
410
+ \(d,e,e_1,e_2,w,\theta,\tau\) below will be fixed at the end of the proof;
411
+ put \(Y=X^w\) and \(s=w+\theta\).
412
+
413
+ First the frequencies outside \(\|A\|\le Y\) can be discarded. For every
414
+ fixed integer \(r\ge0\), integration by parts in the fixed real coordinates
415
+ gives, uniformly over the box family,
416
+ \begin{equation}
417
+ |\widehat\phi(A)|\ll_r
418
+ X^{r\tau}(1+\|A\|)^{-r}.
419
+ \label{eq:add-real-decay}
420
+ \end{equation}
421
+ Indeed each derivative of order \(r\) costs at most a constant times
422
+ \(X^{r\tau}\), and all supports are in one compact set.
423
+ Lemma~\ref{lem:fourier-shell-estimates} and the bounds for \(p\notin S\) give
424
+ \(|\widehat\eta_{\mathfrak h,l}(A)|\ll H^{-1}\).
425
+ The first-minimum bound also gives the rough count
426
+ \(\#(\Gamma_{l,\mathfrak h}\cap B_R)\ll(1+RP^{1/3})^3\).
427
+ For \(R\ge Y\ge1\) this is \(O(R^3P)\), since \(P=l^3H\ge1\).
428
+ Dyadic summation of Equation~\eqref{eq:add-real-decay}, for \(r>3\), yields
429
+ \begin{equation}
430
+ \sum_{\substack{A\in F\\\|A\|>Y}}
431
+ |\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)|
432
+ \ll_r X^{r\tau}l^3Y^{3-r}
433
+ \le X^{r\tau+3\theta+w(3-r)}\,O_r(1).
434
+ \label{eq:add-real-tail}
435
+ \end{equation}
436
+ This also proves absolute convergence in Equation~\eqref{eq:add-poisson}.
437
+ The profile count costs only \(X^{o(1)}\). When bounding Fourier terms
438
+ directly, we may therefore restrict to the ball and use the uniform bound
439
+ \(|\widehat\phi|\ll1\) there.
440
+
441
+ Suppose first that \(D_F\ge X^d\). A nonscalar \(A\) generates \(F\), since
442
+ the field has degree three. Moreover \(HR_F\subset\mathfrak h\): the
443
+ integer \(H=|R_F/\mathfrak h|\) annihilates this finite group. Thus
444
+ \(lHA\in R_F\) for \(A\in\Gamma_{l,\mathfrak h}\). The discriminant of the
445
+ order \(\Z[lHA]\) is a positive integer multiple of \(D_F\), whereas the
446
+ product of the squared differences of its three real conjugates is
447
+ \(O((lHY)^6)\). Existence of a nonscalar frequency in the ball therefore
448
+ implies
449
+ \[
450
+ D_F\ll(lHY)^6,\qquad H\gg X^{d/6-s}.
451
+ \]
452
+ Apply Equation~\eqref{eq:add-lattice-count} to
453
+ \(\Gamma_{l,\mathfrak h}\) and multiply it by \(H^{-1}\). The four resulting
454
+ terms are bounded by constants times
455
+ \begin{equation}
456
+ X^{-d/6+s}
457
+ +X^{-d/9+5s/3}
458
+ +X^{-d/18+7s/3}
459
+ +X^{-d/2+3s}.
460
+ \label{eq:add-large-field}
461
+ \end{equation}
462
+ All have a fixed power saving once \(s<d/100\). If the ball contains no
463
+ nonscalar frequency there is nothing to count for that profile.
464
+
465
+ We now assume \(D_F<X^d\). When \(d\le\lambda/3\),
466
+ Equation~\eqref{eq:add-order-lower} gives
467
+ \[
468
+ [R_F:C_F]=(\Delta_F/D_F)^{1/2}\ge X^{\lambda/3}.
469
+ \]
470
+ Profiles with \(G_0\le X^e\) are best estimated in their original form
471
+ \(S_{\mathfrak h}\). Equation~\eqref{eq:add-profile-indices} implies
472
+ \(H\ge X^{\lambda/3-e}\). All supporting points lie in
473
+ \(\mathfrak a_{\mathfrak h}\), whose reciprocal norm is
474
+ \(O(D_FG_0^{24})\) by Equation~\eqref{eq:add-profile-support}.
475
+ The first-minimum bound of Lemma~\ref{lem:add-ideal-lattice}, applied in the
476
+ fixed real region, gives \(O(D_FG_0^{24})\) possible points.
477
+ At each such point, Equations
478
+ \(\eqref{eq:add-profile-norm}\)--\(\eqref{eq:add-profile-inverse}\) give
479
+ \[
480
+ \left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right|
481
+ \ll X^{o(1)}
482
+ \left(\frac{D_FG_0^{24}}{H}\right)^{1/2}.
483
+ \]
484
+ Here and below \(X^{o(1)}\) denotes \(O_\eta(X^\eta)\) for every fixed
485
+ \(\eta>0\), uniformly in the arithmetic data; it includes factors
486
+ \(8^{|S|}\). It follows that
487
+ \begin{equation}
488
+ |S_{\mathfrak h}|
489
+ \ll X^{-\lambda/6+(3/2)d+(73/2)e+o(1)}.
490
+ \label{eq:add-small-index-profile}
491
+ \end{equation}
492
+ The use of the original sum has gained the boundary factor from the inverse
493
+ transform. It remains to check that its scalar portion is small as well,
494
+ so that this bounds the nonscalar portion.
495
+
496
+ If a rational scalar has denominator \(p^k\) at \(p\), its denominator
497
+ ideal in \(R_{F,p}\) is \(p^kR_{F,p}\); its component exponents are
498
+ \(e_{\mathfrak q}k\), so its norm is \(p^{3k}\), including at ramified
499
+ primes. Thus a scalar in this profile has its \(S\)-part denominator
500
+ \(t=H^{1/3}\), or the profile contains no scalar. Its denominator away
501
+ from \(S\) divides \(l\), so there are
502
+ \(O(1+YlH^{1/3})\) such rationals in the ball. Their absolute contribution
503
+ is at most
504
+ \begin{equation}
505
+ O\bigl(H^{-1}+YlH^{-2/3}\bigr).
506
+ \label{eq:add-small-index-scalars}
507
+ \end{equation}
508
+ By \(H\ge X^{\lambda/3-e}\) this also saves a power for the choices below.
509
+ Equation~\eqref{eq:add-poisson} expresses the full dual sum as
510
+ \(S_{\mathfrak h}\). Subtracting its scalar frequencies in the ball and
511
+ using Equation~\eqref{eq:add-real-tail} for the scalar tail therefore bounds
512
+ the full nonscalar sum for these profiles by
513
+ Equations~\eqref{eq:add-small-index-profile}--\eqref{eq:add-small-index-scalars}
514
+ and the tail. No positivity of an individual inverse shell is needed.
515
+
516
+ It remains to treat \(D_F<X^d\) and \(G_0>X^e\). For each frequency in
517
+ the denominator shell of the profile choose at each \(p\in S\) one of the shifts \(s_p\) of
518
+ Lemma~\ref{lem:fourier-shift}, and write
519
+ \[
520
+ \alpha_p=A+s_p,\qquad \beta_p=\alpha_p^{-1},\qquad
521
+ J=\prod_{p\in S}p^{j_p},
522
+ \]
523
+ where \(j_p\) is the least nonnegative integer with
524
+ \(p^{j_p}\beta_p\in C_{F,p}\). All sums involving \(J\) below are over
525
+ frequencies in this profile. The pointwise local estimate now reads
526
+ \[
527
+ |\widehat\eta_{\mathfrak h,l}(A)|
528
+ \ll H^{-1}J^{-1/2}.
529
+ \]
530
+ For frequencies with \(J\ge X^{e_2}\), the rough lattice count immediately
531
+ gives
532
+ \begin{equation}
533
+ \sum_{\substack{\|A\|\le Y\\J\ge X^{e_2}}}
534
+ |\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)|
535
+ \ll \frac{(1+YP^{1/3})^3}{H}\,X^{-e_2/2}
536
+ \ll X^{3s-e_2/2}.
537
+ \label{eq:add-large-j}
538
+ \end{equation}
539
+ We used \(H,l,Y\ge1\). This leaves \(J<X^{e_2}\), where the extra factor in
540
+ the Fourier bound may be too small. The order discriminant then forces a
541
+ large denominator ideal, and the definition of \(j_p\) supplies congruences
542
+ among its possible frequencies.
543
+
544
+ For a nonscalar \(A\) let
545
+ \(\operatorname{disc}(A)=\Disc(1,A,A^2)\in\Q^\times\).
546
+ The equality \(F=\Q[A]\) remains
547
+ \(F\otimes\Q_p=\Q_p[A]\) after tensoring. Shifting by a scalar and
548
+ inverting an element with nonzero components preserve the generated
549
+ algebra, so \(p^{j_p}\beta_p\) generates \(F\otimes\Q_p\).
550
+ The full-rank order \(\Z_p[p^{j_p}\beta_p]\) is contained in \(C_{F,p}\).
551
+ The identities
552
+ \[
553
+ \operatorname{disc}(\beta_p)
554
+ =\frac{\operatorname{disc}(A)}
555
+ {\Nm_{F_p/\Q_p}(\alpha_p)^4},
556
+ \qquad
557
+ \operatorname{disc}(p^{j_p}\beta_p)
558
+ =p^{6j_p}\operatorname{disc}(\beta_p)
559
+ \]
560
+ follow by taking the three differences of conjugates and by scaling.
561
+ Discriminant divisibility therefore gives
562
+ \[
563
+ v_p(\operatorname{disc}(A))
564
+ -4v_p(\Nm\alpha_p)+6j_p\ge v_p(\Delta_F).
565
+ \]
566
+ The shift lemma says \(v_p(\Nm\alpha_p)=-\log_pH_p\) for \(p>5\), and
567
+ differs from this by at most three at \(2,3,5\).
568
+ For \(p\notin S\), \(lA\) is integral and \(C_{F,p}=R_{F,p}\) is unramified,
569
+ so \(v_p(\operatorname{disc}(A))\ge-6v_p(l)\).
570
+ Combining these valuation bounds for the nonzero rational
571
+ \(\operatorname{disc}(A)\), with only an absolute factor from \(2,3,5\),
572
+ gives
573
+ \begin{equation}
574
+ Y^6\gg |\operatorname{disc}(A)|
575
+ \gg \Delta_F\,J^{-6}H^{-4}l^{-6}.
576
+ \label{eq:add-frequency-discriminant}
577
+ \end{equation}
578
+ The first inequality uses \(\|A\|\le Y\).
579
+ Thus for \(J<X^{e_2}\), Equations
580
+ \(\eqref{eq:add-order-lower}\) and \(\eqref{eq:add-frequency-discriminant}\)
581
+ imply
582
+ \begin{equation}
583
+ H\gg X^{\lambda/4-(3/2)(s+e_2)}.
584
+ \label{eq:add-denominator-lower}
585
+ \end{equation}
586
+ In particular, once \(s+e_2<\lambda/12\) with a margin, every nonscalar
587
+ frequency under consideration has \(H\ge X^{\lambda/8}\) for large \(X\).
588
+
589
+ For the remaining count, group frequencies according to their \(j_p\)'s and
590
+ the chosen \(s_p\)'s. The number of exponent lists with \(J<X^{e_2}\) is
591
+ \(X^{o(1)}\), by the same Rankin argument as for profiles; the bounded lists
592
+ of shifts cost \(4^{|S|}=X^{o(1)}\). Groups containing no nonscalar
593
+ frequency contribute zero and are omitted. Fix one of the other groups.
594
+ Apply the basis
595
+ part of Lemma~\ref{lem:add-ideal-lattice} to \(\Gamma_{l,\mathfrak h}\).
596
+ All frequencies in the ball have integer coordinates in a cube
597
+ \([-L,L]^3\), where we choose \(L\) comparable to the upper bound
598
+ \(YP^{1/3}\). This choice, together with
599
+ Equation~\eqref{eq:add-denominator-lower}, gives
600
+ \begin{equation}
601
+ L\asymp YP^{1/3},\qquad
602
+ L\gg X^{\lambda/24},\qquad
603
+ L^3/H\ll X^{3s}.
604
+ \label{eq:add-coordinate-cube}
605
+ \end{equation}
606
+
607
+ At \(p\in S\) choose a generator \(i_p\) of the maximal-order ideal
608
+ \(\mathfrak h_p\), and set \(x=i_p(A+s_p)\). Localizing the global basis
609
+ of \(\Gamma_{l,\mathfrak h}\) at \(p\), then multiplying it by \(i_p\), gives
610
+ a \(\Z_p\)-basis of \(R_{F,p}\), because \(p\nmid l\). Accordingly the
611
+ map from the three integer coordinates to \(x\) is an affine
612
+ \(\operatorname{GL}_3(\Z_p)\) change of coordinates. This statement holds
613
+ also for a product of ramified local fields.
614
+
615
+ Smith normal form for \(\mathfrak h_p\cap C_{F,p}\) inside \(\mathfrak h_p\)
616
+ gives a primitive linear form \(\ell_p:R_{F,p}\to\Z_p\), meaning that its
617
+ image is \(\Z_p\), and an integer
618
+ \(g_p'\ge g_p/3\) such that
619
+ \[
620
+ \ell_p\bigl(i_p^{-1}(\mathfrak h_p\cap C_{F,p})\bigr)
621
+ \subset p^{g_p'}\Z_p.
622
+ \]
623
+ Indeed the three elementary-divisor exponents sum to \(g_p\), and we use
624
+ the coordinate with largest exponent. If \(p>5\), the shift lemma makes
625
+ \(x\) a unit and \(\beta_p=i_px^{-1}\in\mathfrak h_p\). The condition
626
+ \(p^{j_p}\beta_p\in C_{F,p}\) implies
627
+ \begin{equation}
628
+ \ell_p(x^{-1})\equiv0\pmod {p^k}
629
+ \quad\text{for every }1\le k\le(g_p'-j_p)_+.
630
+ \label{eq:add-inverse-congruence}
631
+ \end{equation}
632
+ Inversion permutes the units in the finite algebra
633
+ \(R_{F,p}/p^kR_{F,p}\). A primitive linear form has \(p^{2k}\) zeros among
634
+ the \(p^{3k}\) additive residues. Thus the unit condition and
635
+ Equation~\eqref{eq:add-inverse-congruence} retain at most the fraction
636
+ \(p^{-k}\) of all residues modulo \(p^k\). Nilpotents in the finite algebra
637
+ do not affect this argument.
638
+
639
+ For \(p=2,3,5\), the shift lemma gives \(x\in R_{F,p}\) and
640
+ \(x^{-1}\in p^{-1}R_{F,p}\). Put \(y=p x^{-1}\). Then
641
+ \(p^{j_p}i_py=p(p^{j_p}\beta_p)\) still lies in
642
+ \(\mathfrak h_p\cap C_{F,p}\), and the congruence in
643
+ Equation~\eqref{eq:add-inverse-congruence} holds for \(y\) in place of
644
+ \(x^{-1}\). On the permitted locus the inverse identities
645
+ \[
646
+ y(x)-y(x')=p x^{-1}(x'-x)(x')^{-1},\qquad
647
+ x-x'=p^{-1}x\bigl(y(x')-y(x)\bigr)x'
648
+ \]
649
+ show respectively that \(x\bmod p^{k+1}\) determines \(y\bmod p^k\), and
650
+ that a fixed residue of \(y\bmod p^k\) confines \(x\) to one residue modulo
651
+ \(p^{k-1}\). The permitted locus has \(v_{\mathfrak q}(x)=0\) on the pole
652
+ components and \(0\le v_{\mathfrak q}(x)\le e_{\mathfrak q}\) on the other
653
+ components. These conditions are determined modulo \(p^2\), since a
654
+ change in \(p^2R_{F,p}\) has component valuation at least \(2e_{\mathfrak q}\).
655
+ At modulus \(p^{k+1}\), each of the at most \(p^{2k}\) residues in
656
+ the linear kernel therefore allows at most \(p^6\) residues of \(x\).
657
+ The retained fraction is at most \(p^{3-k}\), hence \(O(p^{-k})\) with an
658
+ absolute constant at these three primes. This proves the required
659
+ congruence fraction with only one extra power of a small prime in its
660
+ modulus.
661
+
662
+ Write \(a_p=(g_p'-j_p)_+\). The available congruence powers satisfy
663
+ \begin{equation}
664
+ \prod_{p\in S}p^{a_p}
665
+ \ge G_0^{1/3}/J
666
+ > X^{e/3-e_2}.
667
+ \label{eq:add-available-congruences}
668
+ \end{equation}
669
+ We will choose \(e/3-e_2>2e_1\). If every prime with \(a_p>0\) is at most
670
+ \(X^{e_1}\), multiply available factors \(p\), one at a time, until their
671
+ product \(M_1\) first reaches \(X^{e_1/2}\). Equation
672
+ \(\eqref{eq:add-available-congruences}\) ensures this is possible, and
673
+ \[
674
+ X^{e_1/2}\le M_1\le X^{3e_1/2}<X^{2e_1}.
675
+ \]
676
+ Impose just the corresponding congruences. The Chinese remainder theorem
677
+ combines their retained fractions into \(O(M_1^{-1})\). Their joint modulus
678
+ is \(M_1\) times at most \(2\cdot3\cdot5\), because only the small-prime
679
+ tests need one extra power. The affine integral coordinate changes above
680
+ preserve these fractions in the global coordinates. If
681
+ \(2e_1<\lambda/24\), this joint modulus is \(o(L)\) by
682
+ Equation~\eqref{eq:add-coordinate-cube}. Counting each admissible residue
683
+ class in the cube then gives
684
+ \begin{equation}
685
+ O(L^3/M_1)=O(L^3X^{-e_1/2})
686
+ \label{eq:add-composite-congruence-count}
687
+ \end{equation}
688
+ possible frequencies.
689
+
690
+ Otherwise some available prime satisfies \(p>X^{e_1}\); for large \(X\)
691
+ it exceeds \(5\). Use its congruence modulo \(p\). Set
692
+ \(B=R_{F,p}/pR_{F,p}\), a three-dimensional commutative \(\mathbf F_p\)-algebra,
693
+ possibly with nilpotents, and reduce \(\ell_p\) modulo \(p\). Choose an
694
+ \(\mathbf F_p\)-basis of \(B\) and let \(x\) be the universal element of
695
+ \(B\otimes_{\mathbf F_p}\mathbf F_p[X_1,X_2,X_3]\) in this basis.
696
+ Let \(M_x\) be its multiplication matrix and put
697
+ \(\mathcal N_B(x)=\det M_x\). This is a nonzero polynomial of degree three,
698
+ since \(\mathcal N_B(1)=1\). On the unit open set \(\mathcal N_B\ne0\),
699
+ \[
700
+ \ell_p(x^{-1})=\frac{P_\ell(x)}{\mathcal N_B(x)},\qquad
701
+ P_\ell(x)=\ell_p\bigl(\operatorname{adj}(M_x)1_B\bigr),
702
+ \]
703
+ where \(P_\ell\) has degree at most two. This numerator is nonzero.
704
+ Indeed the affine space parametrizing elements of the vector space \(B\)
705
+ has coordinate ring \(\mathbf F_p[X_1,X_2,X_3]\), which is a domain even
706
+ when multiplication in \(B\) has nilpotents. The unit open set is dense,
707
+ and inversion is an automorphism of that open set. The nonzero linear
708
+ polynomial \(\ell_p\) stays nonzero on the open set and after composition
709
+ with inversion. The displayed formula, or injectivity of localization at
710
+ \(\mathcal N_B\), then forces \(P_\ell\ne0\).
711
+ The affine \(\operatorname{GL}_3(\mathbf F_p)\) change from global lattice
712
+ coordinates preserves nonvanishing.
713
+
714
+ Let \(N_L=2\lfloor L\rfloor+1\asymp L\) be the number of possible integers in
715
+ one coordinate of the cube. A nonzero polynomial of bounded degree has
716
+ \(O(N_L^2)\) zeros on a product of three residue intervals of length \(N_L<p\);
717
+ this follows by induction on the number of variables, viewing it as a
718
+ polynomial in the last variable and bounding the slices on which all its
719
+ coefficients vanish. If \(N_L\ge p\), partition the cube into boxes of side
720
+ at most \(p\) and use the same bound there. The number of global integer
721
+ coordinates satisfying \(P_\ell=0\bmod p\) is consequently
722
+ \begin{equation}
723
+ O\bigl(L^3/p+L^2\bigr)
724
+ =O\bigl(L^3(X^{-e_1}+X^{-\lambda/24})\bigr).
725
+ \label{eq:add-prime-congruence-count}
726
+ \end{equation}
727
+ This bounds the subset for which \(x\) is a unit as well.
728
+ Multiplying Equations
729
+ \(\eqref{eq:add-composite-congruence-count}\)--\(\eqref{eq:add-prime-congruence-count}\)
730
+ by \(H^{-1}\), and using Equation~\eqref{eq:add-coordinate-cube}, gives
731
+ respectively the bounds
732
+ \[
733
+ O(X^{3s-e_1/2}),\qquad
734
+ O(X^{3s-e_1}+X^{3s-\lambda/24})
735
+ \]
736
+ for the fixed group of \(j_p\)'s and shifts. Their \(X^{o(1)}\) number is
737
+ harmless once these exponents are negative with a margin. This completes
738
+ the count of nonscalar frequencies in the ball.
739
+
740
+ We finish by making the parameter choices and all margins explicit. Put
741
+ \(\lambda_0=\min(\lambda,1)\) and take
742
+ \begin{equation}
743
+ \begin{aligned}
744
+ d=e&=\frac{\lambda_0}{1000},&
745
+ e_1&=\frac e{100},&
746
+ e_2&=\frac{e_1}{100},\\
747
+ w&=\frac{e_2}{100},&
748
+ \theta=\tau&=\frac w{100},&
749
+ \epsilon_F&=\frac{e_2}{4}.
750
+ \end{aligned}
751
+ \label{eq:add-parameters}
752
+ \end{equation}
753
+ Then \(s=101e_2/10000\),
754
+ \[
755
+ s<d/100,\quad d<\lambda/3,\quad
756
+ e/3-e_2>2e_1,\quad 2e_1<\lambda/24,\quad
757
+ s+e_2<\lambda/12.
758
+ \]
759
+ The saving in Equation~\eqref{eq:add-small-index-profile} is at least
760
+ \[
761
+ \lambda/6-(3/2)d-(73/2)e
762
+ \ge (1/6-0.038)\lambda_0,
763
+ \]
764
+ and Equation~\eqref{eq:add-small-index-scalars} has a still larger margin
765
+ than \(\epsilon_F\), since \(e\le\lambda/1000\).
766
+ All four exponents in Equation~\eqref{eq:add-large-field} also have margins
767
+ at least \(29d/900>\epsilon_F\), by \(s<d/100\).
768
+ Among the remaining ball estimates the smallest
769
+ margin is in Equation~\eqref{eq:add-large-j}, namely
770
+ \[
771
+ e_2/2-3s=\frac{4697}{10000}e_2>\epsilon_F;
772
+ \]
773
+ the congruence margins \(e_1/2-3s\), \(e_1-3s\), and
774
+ \(\lambda/24-3s\) are larger. With \(r=100\),
775
+ the exponent in Equation~\eqref{eq:add-real-tail} is
776
+ \[
777
+ r\tau+3\theta+w(3-r)=-\frac{9597}{10000}e_2.
778
+ \]
779
+ All \(X^{o(1)}\) costs from profiles, shifts, and exponent lists can thus be
780
+ absorbed while retaining \(\epsilon_F=e_2/4\). This proves
781
+ Equation~\eqref{eq:add-nonscalar}. Finally
782
+ \(2\tau+3\theta=e_2/2000<\epsilon_F\), as asserted.
783
+ \end{proof}
784
+
785
+ \subsection{The scalar term and completion}
786
+
787
+ \begin{proof}[Proof of Proposition~\ref{prop:additive-equidistribution}]
788
+ Use the constants in Equation~\eqref{eq:add-parameters}.
789
+ Equations~\eqref{eq:add-original-profiles} and \(\eqref{eq:add-poisson}\),
790
+ together with Lemma~\ref{lem:add-nonscalar}, leave the scalar frequencies
791
+ with absolute error \(O(X^{-\epsilon_F})\). We first remove the profile
792
+ cutoff from those frequencies.
793
+
794
+ For \(a\in\Q\), let \(t=\prod_{p\in S}p^{\max(0,-v_p(a))}\) be its
795
+ \(S\)-part denominator, with \(t=1\) for \(a=0\). As noted above, its
796
+ unique profile has \(H=t^3\).
797
+ Lemma~\ref{lem:fourier-scalar-density} gives the exact product
798
+ \(\prod_{p\in S}\gamma_p(a)=t^{-3}\), including at \(2,3,5\).
799
+ The other denominator divides \(l\), so all such scalars with a given \(t\)
800
+ lie in \((tl)^{-1}\Z\). The change of real variables
801
+ \((z_i,z_j,z_k)\mapsto(z_i,z_j,\Tr z)\) has absolute Jacobian one.
802
+ Writing \(\mathbf 1=(1,1,1)\), it gives the exact identity
803
+ \[
804
+ \widehat\phi(a\mathbf 1)=A_\phi\,\widehat\chi(a).
805
+ \]
806
+ For any fixed \(r>1\), rapid decay of the fixed function \(\chi\) implies
807
+ \(\sum_{n\in\Z}|\widehat\chi(n/(tl))|\ll_r tl\).
808
+ The scalars omitted by \(H\le X^{C_3}\) therefore contribute at most
809
+ \begin{equation}
810
+ \sum_{t>X^{C_3/3}}t^{-3}
811
+ \sum_{n\in\Z}|\widehat\phi((n/(tl))\mathbf 1)|
812
+ \ll A_\phi\,l\,X^{-C_3/3}.
813
+ \label{eq:add-scalar-tail}
814
+ \end{equation}
815
+ We have enlarged the set of \(t\)'s to all positive integers, which is an
816
+ upper bound. With \(C_3=371\), this is \(O(X^{-\epsilon_F})\), since
817
+ \(A_\phi\ll1\), \(l\le X^\theta\), and \(371/3-\theta>\epsilon_F\).
818
+ The same calculation without the cutoff proves
819
+ absolute convergence of the unrestricted scalar series.
820
+
821
+ That series is one-dimensional Poisson summation for the trace marginals.
822
+ At infinity the marginal is \(A_\phi\chi(t)\). At \(p\in S\) it is
823
+ \(d_p(t)\mathbf 1_{\Z_p}(t)\). At \(p\mid l\), the onto integral trace map
824
+ and two kernel coordinates show that the indicator
825
+ \(z_p^0+p^{v_p(l)}R_{F,p}\) has trace density
826
+ \[
827
+ p^{-2v_p(l)}\mathbf 1_{m+p^{v_p(l)}\Z_p}(t)
828
+ \]
829
+ with respect to Haar measure of mass one on \(\Z_p\). At every other
830
+ finite prime the marginal is \(\mathbf 1_{\Z_p}\).
831
+ Their Fourier transforms at a rational \(a\) are exactly the finite factors
832
+ in Equation~\eqref{eq:add-poisson} evaluated at the scalar \(a\), because
833
+ \(\Tr(az)=a\Tr z\).
834
+
835
+ For completeness, this one-dimensional application of Poisson does not
836
+ require a smoothness assumption on \(d_p\). Its Fourier coefficients on
837
+ \(\Q_p/\Z_p\) of denominator \(p^k\) are \(p^{-3k}\), and there are
838
+ \(p^k-p^{k-1}\) such characters. Their absolute sum is finite.
839
+ Truncating each expansion gives a compactly supported locally constant
840
+ density on \(\Z_p\), to which Poisson applies. The densities converge
841
+ uniformly by Lemma~\ref{lem:fourier-scalar-density}, and the preceding
842
+ absolute scalar bound permits passage to the limit on the Fourier side.
843
+ On the original side, the finite marginals force the rational trace to be
844
+ an integer. Only \(m\) meets the real cutoff. Hence the unrestricted
845
+ scalar contribution is precisely
846
+ \[
847
+ A_\phi\,l^{-2}\prod_{p\in S}d_p(m).
848
+ \]
849
+
850
+ Lemma~\ref{lem:fourier-scalar-density} bounds the product of \(d_p(m)\)
851
+ above and below by positive absolute constants. Also
852
+ \(A_\phi\gg X^{-2\tau}\) by Equation~\eqref{eq:add-box}, and
853
+ \(l^{-2}\ge X^{-2\theta}\). Dividing the combined absolute error
854
+ \(O(X^{-\epsilon_F})\) by the main term therefore costs at most
855
+ \(O(X^{2\tau+2\theta})\). Since
856
+ \(\epsilon_F>2\tau+3\theta\), the relative error is \(O(X^{-\theta})\).
857
+ Every estimate used fixed real derivative and support bounds and constants
858
+ independent of the fields, orders, residues, and box locations and scales.
859
+ This proves Equation~\eqref{eq:add-equidistribution} with its stated
860
+ uniformity.
861
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/conclusion.tex ADDED
@@ -0,0 +1,287 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Exclusion of the obstruction}\label{sec:conclusion}
2
+
3
+ We apply Theorem~\ref{thm:exterior-count} to the exterior planes in
4
+ Proposition~\ref{prop:rig-obstruction}. Four small exterior coordinates
5
+ give two small signed products, whose range in the trace plane has area
6
+ of order $r^4$. The integral along a diagonal orbit contributes
7
+ logarithmic factors; we will show that they are summable at this scale.
8
+
9
+ \subsection{The exterior vector integral}
10
+
11
+ Fix a partition $b_1=ij|kl$ of $\{1,2,3,4\}$, and denote the other two
12
+ partitions by $b_2,b_3$. For $m\in\Z\setminus\{0\}$, $L>1$, and
13
+ $0<r<1$, define $N_{m,L,r}(\Lambda)$ to be the number of
14
+ $v\in\bigwedge^2\Lambda$ satisfying
15
+ \begin{equation}\label{eq:end-vector-box}
16
+ Q(v)=m,\qquad |v_{ij}|,|v_{kl}|<L,\qquad
17
+ |v_{ab}|<r\quad(ab\ne ij,kl).
18
+ \end{equation}
19
+ This count is finite because $\bigwedge^2\Lambda$ is a lattice in
20
+ $\bigwedge^2\R^4$ and the specified box is bounded. To see that it is
21
+ Borel, choose a local continuous determinant-one basis around a lattice
22
+ with $k$ witnesses and keep their distinct integer exterior labels fixed.
23
+ They remain distinct, and their $Q$-values remain $m$ because
24
+ $Q((\bigwedge^2g)w)=\det(g)Q(w)$. Their coordinates vary continuously,
25
+ so the strict inequalities persist in a neighborhood. Thus
26
+ $\{N_{m,L,r}\ge k\}$ is open for every integer $k\ge1$.
27
+ Recall that the three real embeddings of $F$ are indexed by
28
+ $\mathcal B$. For a nonzero $z\in F$, set
29
+ \begin{equation}\label{eq:end-logarithms}
30
+ \mathcal L_{L,r}(z)
31
+ =\log_+\frac{L^2}{|z_{b_1}|}\,
32
+ \log_+\frac{r^2}{|z_{b_2}|}\,
33
+ \log_+\frac{r^2}{|z_{b_3}|}.
34
+ \end{equation}
35
+ All three conjugates of a nonzero element of the field $F$ are nonzero,
36
+ so the expression is defined.
37
+
38
+ In Equation~\eqref{eq:ext-multiplicity}, $M(z)$ sums over
39
+ the fixed maximal-order ideal representatives $I$ and the $U^+$-orbits
40
+ of nonzero raw $w\in\bigwedge^2_{\Z}I$ with $\Psi(w)/\Nm I=z$. Each
41
+ orbit has weight $\prod_pP_p(I,w)$, the average membership of $w$ in
42
+ $\bigwedge^2_{\Z}L'$ over the local labels
43
+ $L'\in\mathscr L_{\OO}(I)$.
44
+
45
+ \begin{lemma}[Exterior unfolding]\label{lem:end-unfold}
46
+ For every primitive totally real quartic field $K$, order $\OO$, and
47
+ ordering of its real embeddings, let $d_U=[U:U^+]$. With the preceding
48
+ choices of $b_1,m,L,r$, use the same fixed system of maximal-order ideal
49
+ representatives in the packet model and in the definition of $M$. Then
50
+ \begin{equation}\label{eq:end-unfold}
51
+ \int_{X_4}N_{m,L,r}(\Lambda)\,d\mu_{\OO,\sigma}(\Lambda)
52
+ =\frac{4}{d_U\sqrt D\,\kappa}
53
+ \sum_{t\in\{m,-m\}}
54
+ \sum_{\substack{z\in F\\\Tr z=t}}
55
+ M(z)\mathcal L_{L,r}(z).
56
+ \end{equation}
57
+ The index satisfies $2\le d_U\le16$.
58
+ \end{lemma}
59
+
60
+ \begin{proof}
61
+ We use the packet integral in Equation~\eqref{eq:pkt-integration}.
62
+ For its maximal-order ideal representative $I$ and local label
63
+ $L'\in\mathscr L_{\OO}(I)$, the normalized lattice at the sign vector
64
+ $s=(s_1,\ldots,s_4)\in\{\pm1\}^4$ and the logarithmic parameter
65
+ $(u_1,\ldots,u_4)\in\R^4$ with $u_1+\cdots+u_4=0$ is
66
+ \[
67
+ (X\Nm I)^{-1/4}\sigma(L')
68
+ \diag(s_1e^{u_1},\ldots,s_4e^{u_4}).
69
+ \]
70
+ For a raw vector $w\in\bigwedge^2 I$, its normalized exterior coordinates
71
+ are
72
+ \[
73
+ y_{ab}=(X\Nm I)^{-1/2}s_as_b e^{u_a+u_b}w_{ab}.
74
+ \]
75
+ If $z=\Psi(w)/\Nm I$ and $\epsilon(s)=\prod_a s_a$, then
76
+ Equation~\eqref{eq:ext-signed-products} gives
77
+ \begin{equation}\label{eq:end-signed-products}
78
+ (y_{12}y_{34},-y_{13}y_{24},y_{14}y_{23})
79
+ =\epsilon(s)z,\qquad
80
+ Q(y)=\epsilon(s)\Tr z.
81
+ \end{equation}
82
+ There are eight sign vectors for each value of $\epsilon(s)$.
83
+
84
+ The kernel of the signature map on $U$ is $U^+$, so
85
+ $d_U=|\operatorname{sgn}U|\le16$; the signature of $-1$ gives
86
+ $d_U\ge2$. After averaging over $L'$, the vector-count integrand in
87
+ Equation~\eqref{eq:pkt-integration} is invariant under
88
+ $v\mapsto\sigma(e)v$ for $e\in U$, since $L'\mapsto eL'$ permutes the
89
+ labels and transports their exterior lattices. Replacing
90
+ the fundamental domain for $U$ in $T_\infty$ by one for $U^+$ therefore
91
+ multiplies its integral by $d_U$, which we compensate by division by
92
+ $d_U$. The latter domain consists of all sign components, with a
93
+ fundamental domain for the positive unit logarithms in each component.
94
+
95
+ For a given raw $w$, its average membership over the local labels is
96
+ \[
97
+ \frac1{N_{\OO}}\sum_{L'\in\mathscr L_{\OO}(I)}
98
+ \mathbf 1_{\{w\in\bigwedge^2L'\}}
99
+ =\prod_p P_p(I,w),
100
+ \]
101
+ the weight in Equation~\eqref{eq:ext-multiplicity}. This weight is constant on its
102
+ $U^+$-orbit. That action is free: every embedding coordinate of the
103
+ nonzero raw vector $w\in\bigwedge^2_{\Z}I\subset\bigwedge^2_{\Q}K$ is
104
+ nonzero by Lemma~\ref{lem:ext-products}. A stabilizing positive unit
105
+ $e$ would therefore satisfy $\sigma_a(e)\sigma_b(e)=1$ for every pair
106
+ $ab$, forcing $e=1$. Summing the translates of each raw vector thus unfolds the
107
+ positive-unit fundamental domain to all of the three-dimensional space
108
+ $u_4=-u_1-u_2-u_3$, with multiplicity one. The packet normalization
109
+ remaining after the uniform label average is
110
+ $h_K\vol(\mathscr F_U)=\sqrt D\,\kappa$ by
111
+ Equation~\eqref{eq:pkt-unit-volume}. Hence this unfolding has coefficient
112
+ $1/(d_U\sqrt D\,\kappa)$ before the sign sum and the integral in $u$.
113
+ All the sums and integrals are nonnegative, so Tonelli's theorem applies.
114
+
115
+ Choose one coordinate from each opposite pair. The logarithms of the
116
+ absolute values of these coordinates are affine functions of
117
+ $(u_1,u_2,u_3)$. For the choices $12,13,14$, their linear parts are
118
+ \[
119
+ u_1+u_2,\qquad u_1+u_3,\qquad -u_2-u_3.
120
+ \]
121
+ Their matrix has determinant of absolute value two. Choosing the
122
+ opposite member of a pair negates its row, and ordering the partitions
123
+ only permutes rows, so the same absolute determinant holds for every
124
+ choice. If the two entries in an opposite pair have product of absolute
125
+ value $|z_b|$ and both must be less than $h>0$ in absolute value, the
126
+ logarithm of the chosen entry lies in an interval of length
127
+ $\log_+(h^2/|z_b|)$. Therefore, for a raw vector with the required
128
+ trace after the sign change, its integral over $(u_1,u_2,u_3)$ is
129
+ $\frac12\mathcal L_{L,r}(z)$.
130
+
131
+ The $U^+$-orbit sum of the weights, including the sum over $I$, is exactly
132
+ $M(z)$ by Equation~\eqref{eq:ext-multiplicity}. Equation
133
+ \eqref{eq:end-signed-products} allows raw trace $m$ for the eight positive
134
+ determinant signs and raw trace $-m$ for the other eight. Multiplying
135
+ eight by the Jacobian factor $1/2$ gives the factor $4$ in
136
+ Equation~\eqref{eq:end-unfold}. The unit $-1$, although it acts trivially
137
+ on exterior vectors, has already been accounted for in the index $d_U$.
138
+ \end{proof}
139
+
140
+ \begin{proposition}[Small exterior boxes]\label{prop:end-tube}
141
+ For every fixed $m\in\Z\setminus\{0\}$ and $L>1$, there are constants
142
+ $r_0>0$ and $C_{m,L}>0$ with the following property. For every sequence
143
+ of the fields, orders, and embedding orderings in Theorem~\ref{thm:main}
144
+ with $X_i\to\infty$, and every fixed $0<r<r_0$,
145
+ \begin{equation}\label{eq:end-tube}
146
+ \limsup_{i\to\infty}
147
+ \int_{X_4}N_{m,L,r}(\Lambda)\,
148
+ d\mu_{\OO_i,\sigma_i}(\Lambda)
149
+ \le C_{m,L}r^4.
150
+ \end{equation}
151
+ The constants are independent of the sequence, of $r$, and of the choice
152
+ of partition $b_1$.
153
+ \end{proposition}
154
+
155
+ \begin{proof}
156
+ Take $r_0<1$ so small that $2r_0^2\le |m|/2$. For each
157
+ $t\in\{m,-m\}$, fix the coordinate rectangle
158
+ \[
159
+ \Omega_t=\{z\in\mathcal H_t:|z_{b_2}|,|z_{b_3}|\le1\}.
160
+ \]
161
+ Now let $0<r<r_0$. In the trace-$t$ sum in
162
+ Equation~\eqref{eq:end-unfold}, only points with
163
+ $|z_{b_2}|,|z_{b_3}|<r^2$ contribute, and these points lie in $\Omega_t$.
164
+ Since their three coordinates have sum $t$,
165
+ \[
166
+ |z_{b_1}|\ge |m|-2r^2\ge |m|/2.
167
+ \]
168
+ Thus the first logarithm in Equation~\eqref{eq:end-logarithms} is bounded
169
+ in terms of $m,L$ on the contributing points, independently of $r$.
170
+ For every $z\in\Omega_t$ with $M(z)>0$, Lemma~\ref{lem:ext-support} gives
171
+ $|z_b|\gg_{\Omega_t}X^{-84}$ for each $b$. Hence the last two logarithms
172
+ in Equation~\eqref{eq:end-logarithms} are $O(\log X)$, uniformly for
173
+ $0<r<1$.
174
+
175
+ We first remove the points in the two strips
176
+ \begin{equation}\label{eq:end-strips}
177
+ |z_{b_2}|\le4X^{-\tau}
178
+ \quad\text{or}\quad
179
+ |z_{b_3}|\le4X^{-\tau}.
180
+ \end{equation}
181
+ For large $X$, each strip within $\Omega_t$ is covered by a rectangle
182
+ of width $8X^{-\tau}$ and length $2$ in the coordinates
183
+ $z_{b_2},z_{b_3}$, and these rectangles lie in $\Omega_t$. Both sides
184
+ meet the minimum length in
185
+ Theorem~\ref{thm:exterior-count} for large $X$. That theorem bounds the
186
+ sum of $M(z)$ over their union, divided by $\sqrt D\,\kappa$, by
187
+ $O(X^{-\tau})$. The logarithmic bounds just proved show that their
188
+ contribution to Equation~\eqref{eq:end-unfold} is
189
+ \[
190
+ O_{m,L}\bigl(X^{-\tau}(\log X)^2\bigr)=o(1).
191
+ \]
192
+ The use of the rectangle estimate here controls the weighted mass
193
+ directly; it does not require a pointwise bound for $M(z)$.
194
+
195
+ For the remaining points, separate the signs of $z_{b_2},z_{b_3}$ and
196
+ use the dyadic intervals
197
+ \[
198
+ r^2 2^{-a-1}<|z_{b_2}|\le r^2 2^{-a},\qquad
199
+ r^2 2^{-b-1}<|z_{b_3}|\le r^2 2^{-b},
200
+ \qquad a,b\ge0.
201
+ \]
202
+ Each signed dyadic rectangle lies in $\Omega_t$.
203
+ Each interval has width half its upper endpoint. If it meets
204
+ $|z_{b_j}|>4X^{-\tau}$, that width exceeds $2X^{-\tau}$. Hence every
205
+ dyadic rectangle meeting the remaining region satisfies the minimum
206
+ side lengths of Theorem~\ref{thm:exterior-count}; any boundary rectangle
207
+ may be included in full. Its area is $O(r^4 2^{-a-b})$, while the last
208
+ two factors of Equation~\eqref{eq:end-logarithms} are at most
209
+ $(a+1)\log2$ and $(b+1)\log2$. Theorem~\ref{thm:exterior-count} gives
210
+ \[
211
+ \frac1{\sqrt D\,\kappa}
212
+ \sum_{z\text{ in that rectangle}} M(z)
213
+ \ll_{m,L} r^4 2^{-a-b}.
214
+ \]
215
+ The sum over the four choices of signs and over all $a,b$ is therefore
216
+ at most
217
+ \[
218
+ C_{m,L}r^4
219
+ \sum_{a,b\ge0}(a+1)(b+1)2^{-a-b}
220
+ \ll_{m,L}r^4.
221
+ \]
222
+ All constants are independent of $r$: the rectangles $\Omega_t$ and the
223
+ uniform rectangle constant were fixed before choosing $r$. The two
224
+ strips tend to zero for each fixed $r$, and $4/d_U\le2$ in
225
+ Equation~\eqref{eq:end-unfold}. These observations prove
226
+ Equation~\eqref{eq:end-tube} for both traces and all three partitions.
227
+ \end{proof}
228
+
229
+ \subsection{Identification of every probability limit}
230
+
231
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
232
+ For the sequence in that theorem,
233
+ $X_i=\sqrt{|\Disc(\OO_i)|}$ tends to infinity. By
234
+ Proposition~\ref{prop:ord-tightness}, the packet probabilities are tight,
235
+ and every subsequence has a further weakly convergent subsequence with
236
+ an $A_4$-invariant probability limit $\mu$.
237
+ Proposition~\ref{prop:ord-balls} gives the local ball bound required by
238
+ Corollary~\ref{cor:rig-positive-components}. Hence almost every component in
239
+ the $A_4$-ergodic decomposition of $\mu$ has positive entropy for a
240
+ diagonal flow. Proposition~\ref{prop:rig-obstruction} reduces the
241
+ identification of these components to the exclusion of its three
242
+ exterior-plane events.
243
+
244
+ Fix a partition $b_1$, a nonzero integer $m$, and $L>1$. The event
245
+ \[
246
+ E_{m,L,r}=\{\Lambda\in X_4:N_{m,L,r}(\Lambda)\ge1\}
247
+ \]
248
+ is open by the observation following Equation~\eqref{eq:end-vector-box}.
249
+
250
+ The open-set inequality for weak convergence and
251
+ Proposition~\ref{prop:end-tube} now give, along the convergent subsequence,
252
+ \[
253
+ \mu(E_{m,L,r})
254
+ \le\liminf_i\mu_{\OO_i,\sigma_i}(E_{m,L,r})
255
+ \le\limsup_i\int N_{m,L,r}\,d\mu_{\OO_i,\sigma_i}
256
+ \le C_{m,L}r^4
257
+ \]
258
+ for every sufficiently small fixed $r>0$. In particular,
259
+ \[
260
+ \mu\left(\bigcap_{n\ge2}E_{m,L,1/n}\right)
261
+ \le \inf_{\substack{n\ge2\\1/n<r_0}} C_{m,L}n^{-4}=0.
262
+ \]
263
+ Every vector in one of the obstruction planes with $Q\ne0$ has a
264
+ nonzero integer $Q$-value by Equation~\eqref{eq:rig-Q-integral}, and its
265
+ two entries are less than some integer $L\ge2$ in absolute value.
266
+ An exact witness belongs to $E_{m,L,1/n}$ for every $n\ge2$. Thus the
267
+ Borel event in Equation~\eqref{eq:rig-events} satisfies
268
+ \[
269
+ \mathcal E_{b_1}
270
+ \subset
271
+ \bigcup_{m\in\Z\setminus\{0\}}\ \bigcup_{\substack{L\in\Z\\L\ge2}}
272
+ \bigcap_{n\ge2}E_{m,L,1/n}.
273
+ \]
274
+ The right side is a countable union of null sets, so
275
+ $\mu(\mathcal E_{b_1})=0$. The same argument applies to
276
+ all three partitions. Integrating these null events over the ergodic
277
+ decomposition shows that the proper alternative in
278
+ Proposition~\ref{prop:rig-obstruction} has zero total component weight.
279
+ Almost every component is therefore $m_4$, and hence $\mu=m_4$.
280
+
281
+ Every subsequential probability limit is now identified as $m_4$.
282
+ Tightness implies that the entire sequence converges weakly to $m_4$,
283
+ which gives the asserted convergence against every $f\in C_c(X_4)$.
284
+ The same tightness statement supplies, for each $\epsilon>0$, one
285
+ compact set carrying at least $1-\epsilon$ of every sufficiently late
286
+ packet probability. This is the required no-escape assertion.
287
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/exterior.tex ADDED
@@ -0,0 +1,1144 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The cubic resolvent and exterior multiplicities}
2
+ \label{sec:exterior}
3
+
4
+ The obstruction in Section~\ref{sec:rigidity} is detected by an exterior
5
+ vector concentrated in one pair of opposite coordinates. We shall count
6
+ such vectors through their three signed opposite products. After packet
7
+ normalization these products form a triple in a cubic field, and
8
+ concentration near one exterior plane confines
9
+ two of them to a small rectangle. Our goal is a uniform count in that
10
+ rectangle. We first define the count and reduce its multiplicities to local
11
+ densities. We then construct the integral quadratic structure that will
12
+ control those densities in the next two sections.
13
+
14
+ \subsection{The three products and the counting problem}
15
+
16
+ Let \(\widetilde K\subset\R\) be the normal closure of \(K\), and let
17
+ \(G=\Gal(\widetilde K/\Q)\) act on the four ordered embeddings of \(K\).
18
+ This permutation action is primitive: a nontrivial block would give a field
19
+ strictly between \(\Q\) and \(K\). A transitive subgroup of \(S_4\) has
20
+ order \(4,8,12\), or \(24\). A subgroup of order \(4\) or \(8\) is contained
21
+ in a Sylow \(2\)-subgroup, which preserves a partition into two pairs.
22
+ It follows that
23
+ \[
24
+ G=\mathfrak A_4\quad\hbox{or}\quad G=S_4.
25
+ \]
26
+ Both groups act transitively on the six two-element subsets of
27
+ \(\{1,2,3,4\}\) and on the set of pair partitions
28
+ \[
29
+ \mathcal B=\{12|34,\ 13|24,\ 14|23\}.
30
+ \]
31
+ Define
32
+ \begin{equation}
33
+ F=\left\{(z_b)_{b\in\mathcal B}\in\widetilde K^{\mathcal B}:
34
+ g(z_b)=z_{gb}\ \text{for all }g\in G,\ b\in\mathcal B\right\}.
35
+ \label{eq:ext-resolvent}
36
+ \end{equation}
37
+ Evaluation at any partition identifies this algebra with the fixed field
38
+ of its stabilizer. Thus \(F\) is a totally real cubic field, and its three
39
+ real embeddings are the coordinates in Equation~\eqref{eq:ext-resolvent}.
40
+ In particular, \(\Tr_{F/\Q}z=\sum_b z_b\). This is the classical cubic
41
+ resolvent from the action on pair partitions; for its relation to cubic
42
+ resolvent rings, see \cite[Section~2.3]{Bhargava2004III}. We write
43
+ \(R_F=\OO_F\) and \(D_F=|\Disc(F)|\).
44
+
45
+ Put
46
+ \[
47
+ V=\bigwedge\nolimits^2_{\Q}K,\qquad
48
+ L_V=\bigwedge\nolimits^2_{\Z}\OO.
49
+ \]
50
+ For \(w=\sum_r x_r\wedge y_r\in V\), its embedding coordinates are
51
+ \[
52
+ w_{ij}=\sum_r
53
+ \bigl(\sigma_i(x_r)\sigma_j(y_r)-\sigma_j(x_r)\sigma_i(y_r)\bigr)
54
+ \quad(i<j),\qquad w_{ji}=-w_{ij}.
55
+ \]
56
+ Choose a basis \(\beta_1,\ldots,\beta_4\) of \(\OO\) whose real embedding
57
+ matrix \(A_{\OO}=(\sigma_i(\beta_j))\) has positive determinant. Write
58
+ \(\delta_{\OO}=\det A_{\OO}\in\widetilde K\). Its selected real value is
59
+ \(X=q\sqrt D\), and
60
+ \begin{equation}
61
+ \delta_{\OO}^{\,2}=\Disc(\OO)=X^2.
62
+ \label{eq:ext-embedding-determinant}
63
+ \end{equation}
64
+ Define the quadratic expression
65
+ \begin{equation}
66
+ \Psi(w)=\delta_{\OO}^{-1}
67
+ (w_{12}w_{34},-w_{13}w_{24},w_{14}w_{23}).
68
+ \label{eq:ext-product-map}
69
+ \end{equation}
70
+
71
+ \begin{lemma}[The product map]
72
+ \label{lem:ext-products}
73
+ The expression in Equation~\eqref{eq:ext-product-map} defines a rational
74
+ quadratic map \(\Psi:V\to F\). In the exterior basis of \(L_V\) induced
75
+ by \((\beta_i)\), write \(w=\sum_{i<j}t_{ij}\beta_i\wedge\beta_j\).
76
+ Then
77
+ \begin{equation}
78
+ Q_V(w):=\Tr_{F/\Q}\Psi(w)
79
+ =t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}.
80
+ \label{eq:ext-integral-form}
81
+ \end{equation}
82
+ If \(w\in V\) is nonzero, all six \(w_{ij}\), and hence all three
83
+ components of \(\Psi(w)\), are nonzero. For every extension \(k/\Q\),
84
+ \(a\in(K\otimes_\Q k)^\times\), \(c\in k\), and \(w\in V\otimes_\Q k\),
85
+ \begin{equation}
86
+ \Psi\bigl(c(\bigwedge\nolimits^2 a)w\bigr)
87
+ =c^2\Nm_{K\otimes k/k}(a)\Psi(w),
88
+ \label{eq:ext-covariance}
89
+ \end{equation}
90
+ where \(\bigwedge^2a\) is the exterior square of multiplication by \(a\).
91
+ \end{lemma}
92
+
93
+ \begin{proof}
94
+ An element \(g\in G\) permutes the rows of \(A_{\OO}\), so it multiplies
95
+ \(\delta_{\OO}\) by the sign of that permutation. Permuting the four
96
+ indices in the three signed products in
97
+ Equation~\eqref{eq:ext-product-map} permutes the partitions and introduces
98
+ the same common sign. Division by \(\delta_{\OO}\) gives precisely the
99
+ equivariance in Equation~\eqref{eq:ext-resolvent}. This is an identity of
100
+ quadratic polynomials in the rational coordinates of \(w\), and therefore
101
+ defines a rational quadratic map to \(F\).
102
+
103
+ The Pfaffian identity for the exterior square of a four-dimensional
104
+ linear map is
105
+ \[
106
+ Q\bigl((\bigwedge\nolimits^2 A_{\OO})t\bigr)
107
+ =\det(A_{\OO})Q(t),
108
+ \qquad
109
+ Q(t)=t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}.
110
+ \]
111
+ It follows either by expanding the six minors or by evaluating
112
+ \(\frac12 t\wedge t\) in the top exterior power. This proves
113
+ Equation~\eqref{eq:ext-integral-form}. If a coordinate of a rational
114
+ \(w\) vanishes, Galois transitivity on the unordered pairs makes all six
115
+ coordinates vanish. The exterior embedding map is injective, so \(w=0\).
116
+ Finally, multiplication by \(a\) multiplies \(w_{ij}\) by \(a_i a_j\)
117
+ after splitting, where \(a_i\) are its four embeddings. Each opposite
118
+ product is multiplied by \(\prod_i a_i=\Nm(a)\), and the scalar \(c\)
119
+ contributes \(c^2\). This proves Equation~\eqref{eq:ext-covariance}
120
+ after splitting and hence over \(k\).
121
+ \end{proof}
122
+
123
+ We relate these products to the packet model of Section~\ref{sec:packets}.
124
+ Let \(I\) be one of its maximal-order ideal-class representatives, let
125
+ \(L\subset I\) be one of its local labels, and let
126
+ \(v=(v_i)\in T_\infty\). If \(w\in\bigwedge^2_{\Z}L\), the corresponding
127
+ exterior vector in the normalized lattice has coordinates
128
+ \[
129
+ \widehat w_{ij}=(X\Nm I)^{-1/2}w_{ij}v_i v_j .
130
+ \]
131
+ Since \(\prod_i|v_i|=1\), the number
132
+ \(\epsilon(v)=\prod_i v_i\) is \(1\) or \(-1\). Thus
133
+ \begin{equation}
134
+ (\widehat w_{12}\widehat w_{34},
135
+ -\widehat w_{13}\widehat w_{24},
136
+ \widehat w_{14}\widehat w_{23})
137
+ =\epsilon(v)\,z(I,w),\qquad
138
+ z(I,w):=\frac{\Psi(w)}{\Nm I}.
139
+ \label{eq:ext-signed-products}
140
+ \end{equation}
141
+ In particular \(Q(\widehat w)=\epsilon(v)\Tr z(I,w)\). This records
142
+ exactly how the diagonal signs act on the products.
143
+
144
+ Lemma~\ref{lem:ext-products} and the normalization above show that every
145
+ lattice in a packet lies outside each \(\mathcal E_b\). To prove that weak
146
+ limits give these events zero mass, we need quantitative control of exterior
147
+ vectors near \(V_b\); the count below supplies the arithmetic input for that
148
+ control.
149
+
150
+ For a rational prime \(p\), fix a generator \(I_p=\xi_pR_p\) as in the
151
+ packet model, and give \(R_p^\times\) its Haar probability. For
152
+ \(0\ne w\in\bigwedge^2_{\Z}I\), define
153
+ \begin{equation}
154
+ P_p(I,w)=\int_{R_p^\times}
155
+ \mathbf1_{\bigwedge^2_{\Z_p}(\xi_p t\OO_p)}(w)\,d^\times t .
156
+ \label{eq:ext-label-probability}
157
+ \end{equation}
158
+ Changing \(\xi_p\) by an \(R_p\)-unit leaves this probability unchanged.
159
+ For \(p\nmid q\), it is \(1\). Hence \(\prod_p P_p(I,w)\) is a finite
160
+ product. Multiplication by \(U^+\) preserves these probabilities by
161
+ translation of the local unit variables. For \(e\in U^+\), the algebraic
162
+ norm \(\Nm_{K/\Q}(e)=1\), so Equation~\eqref{eq:ext-covariance} also
163
+ shows that \(z(I,w)\) is unchanged. We use \(U^+\) to unfold the positive
164
+ real parameters on each choice of signs.
165
+ Its action on nonzero exterior vectors is free: if a totally positive
166
+ unit \(e\) fixes \(w\), then \(e_i e_j=1\) for every pair by
167
+ Lemma~\ref{lem:ext-products}; the four positive \(e_i\) must all be \(1\).
168
+
169
+ For \(z\in F\), define the nonnegative weighted multiplicity
170
+ \begin{equation}
171
+ M(z)=
172
+ \sum_{\substack{I,\;
173
+ w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+\\
174
+ z(I,w)=z}}
175
+ \prod_p P_p(I,w).
176
+ \label{eq:ext-multiplicity}
177
+ \end{equation}
178
+ The sum is initially allowed to have value \(+\infty\); the local bounds
179
+ below prove its finiteness on the nonzero trace slices used here.
180
+ It depends on \(K,\OO\), the ordering of
181
+ the embeddings, and the chosen system of maximal-order ideal
182
+ representatives, which we suppress from the notation. In fact replacing
183
+ \(I\) by \(aI\) and transporting \(w\) by \(\bigwedge^2a\) multiplies
184
+ that class's products by \(\operatorname{sgn}(\Nm_{K/\Q}a)\), since
185
+ \(\Nm(aI)=|\Nm_{K/\Q}a|\Nm I\). We keep the representative system fixed.
186
+ A term of positive
187
+ weight admits a local label at every prime. These labels patch to a
188
+ global \(L\), and local membership implies \(w\in\bigwedge^2_{\Z}L\).
189
+ Equation~\eqref{eq:ext-signed-products}, with positive signs, then shows
190
+ that \(\Tr z(I,w)\) is the integral value of \(Q\) on a unimodular
191
+ exterior lattice. Thus
192
+ \begin{equation}
193
+ M(z)>0\quad\Longrightarrow\quad
194
+ z\in F^\times,\qquad \Tr_{F/\Q}z\in\Z.
195
+ \label{eq:ext-trace-support}
196
+ \end{equation}
197
+
198
+ For \(m\in\Z\setminus\{0\}\), put
199
+ \[
200
+ \mathcal H_m=\{(y_b)_{b\in\mathcal B}\in\R^{\mathcal B}:
201
+ \textstyle\sum_b y_b=m\}.
202
+ \]
203
+ A rectangle in \(\mathcal H_m\) means the inverse image of a product of
204
+ two intervals under any two distinct partition coordinates. Its area
205
+ is the product of those interval lengths. The following estimate is
206
+ the arithmetic input needed to exclude the obstruction.
207
+
208
+ \begin{theorem}[Planar exterior count]
209
+ \label{thm:exterior-count}
210
+ There is an absolute \(\tau>0\) with the following property. Fix
211
+ \(m\in\Z\setminus\{0\}\) and a bounded set
212
+ \(\Omega\subset\mathcal H_m\). For every primitive totally real quartic
213
+ field \(K\), every order \(\OO\subset K\), every ordering of its real
214
+ embeddings, and every chosen system of fractional \(R\)-ideal
215
+ representatives for the ordinary classes, let \(M\) be defined by
216
+ Equation~\eqref{eq:ext-multiplicity}.
217
+ For all sufficiently large \(X\), every rectangle
218
+ \(\mathcal R\subset\Omega\) whose two side lengths are at least
219
+ \(X^{-\tau}\) satisfies
220
+ \begin{equation}
221
+ \sum_{\substack{z\in F,\ \Tr z=m\\z\in\mathcal R}}M(z)
222
+ \ll_{m,\Omega}\kappa\sqrt D\,\operatorname{area}(\mathcal R).
223
+ \label{eq:ext-planar-count}
224
+ \end{equation}
225
+ The implied constant and the threshold for \(X\) are uniform in the
226
+ field, the order, the embedding ordering, the ideal representative system,
227
+ the position of the rectangle, and its side lengths and aspect ratio.
228
+ \end{theorem}
229
+
230
+ Here and below we identify \(z\in F\) with its real triple. To see the
231
+ scale of this statement, suppose \(Q(\widehat w)=m\) and the four
232
+ coordinates outside \(12|34\) have absolute value less than \(r\).
233
+ The signed products of \(\widehat w\) then have the form
234
+ \((m-y_2-y_3,y_2,y_3)\) with \(|y_2|,|y_3|<r^2\). Their region has area
235
+ \(O(r^4)\). Equation~\eqref{eq:ext-signed-products} allows either trace
236
+ \(m\) or \(-m\) for \(z(I,w)\), so the theorem is used at both fixed
237
+ traces. Sections~\ref{sec:local-fourier}--\ref{sec:sieve} prove
238
+ Theorem~\ref{thm:exterior-count}; the remainder of this section supplies
239
+ its local and algebraic inputs.
240
+
241
+ \subsection{The local product fibers}
242
+
243
+ Fix \(m\ne0\) for the rest of the section. Choose once a sufficiently
244
+ large absolute \(p_0\), and put
245
+ \begin{equation}
246
+ S=\{p:p\mid Dqm\}\ \cup\ \{p:p\le p_0\}.
247
+ \label{eq:ext-prime-set}
248
+ \end{equation}
249
+ For fixed \(m\),
250
+ \(\prod_{p\in S}p\ll_m Dq\le X^2\). At primes in \(S\) we shall keep
251
+ the exact additive density of the products. Outside \(S\), integral
252
+ valuations give a simpler bound.
253
+
254
+ The following comparison explains what a fiber remembers about an exterior
255
+ vector. For \(k=\Q\) or \(k=\Q_p\), put \(K_k=K\otimes_\Q k\) and
256
+ \(V_k=V\otimes_\Q k\), and take embedding coordinates over a splitting
257
+ field of the etale algebra \(K_k\).
258
+
259
+ \begin{lemma}[Comparison of two product fibers]
260
+ \label{lem:ext-comparison}
261
+ Let \(w,w'\in V_k\) have all six embedding coordinates nonzero. Suppose
262
+ that their coordinate ratios \(r_{ij}=w'_{ij}/w_{ij}\) satisfy
263
+ \[
264
+ r_{12}r_{34}=r_{13}r_{24}=r_{14}r_{23}=s\in k^\times.
265
+ \]
266
+ There exist \(a\in K_k^\times\) and \(c\in k^\times\) such that
267
+ \[
268
+ w'=c(\bigwedge\nolimits^2 a)w,\qquad c^2\Nm_{K_k/k}(a)=s.
269
+ \]
270
+ The pair \((a,c)\) is unique up to
271
+ \((a,c)\mapsto(da,d^{-2}c)\), \(d\in k^\times\).
272
+ \end{lemma}
273
+
274
+ \begin{proof}
275
+ Over the splitting field set
276
+ \[
277
+ c_0=\frac{r_{12}r_{13}}{r_{23}},\qquad
278
+ (a_1,a_2,a_3,a_4)=
279
+ \left(1,\frac{r_{23}}{r_{13}},\frac{r_{23}}{r_{12}},
280
+ \frac{r_{14}r_{23}}{r_{12}r_{13}}\right).
281
+ \]
282
+ The three equal opposite products give \(r_{ij}=c_0a_i a_j\) for every
283
+ pair. If two such factorizations are divided, all products of two of
284
+ the four coordinatewise quotients are equal. Comparing pairs that
285
+ share one index shows that the four quotients are equal. Hence the
286
+ projective tuple \([a_1:a_2:a_3:a_4]\) is uniquely determined.
287
+
288
+ The ratios \(r_{ij}\) are Galois-equivariant without alternating signs.
289
+ Uniqueness makes the projective tuple equivariant for the permutation
290
+ action on the four embeddings. Express it in a \(k\)-basis of \(K_k\).
291
+ The resulting projective coefficient vector is fixed by the usual
292
+ Galois action. Dividing by one nonzero coefficient makes every
293
+ coefficient fixed, hence in \(k\). It gives \(a\in K_k^\times\), since
294
+ all four embedding components are nonzero. The remaining coefficient
295
+ \(c\) in \(r_{ij}=c a_i a_j\) is Galois-fixed as well. This proves
296
+ existence over \(k\), including when \(K_k\) is a product of nonsplit
297
+ fields. The projective uniqueness proves the stated ambiguity.
298
+ Multiplying two opposite equalities gives \(c^2\Nm(a)=s\).
299
+ \end{proof}
300
+
301
+ For a prime \(p\), \(F_p^\times\) denotes the elements nonzero in every
302
+ field factor of \(F_p\). In the local formulas below, \(\Nm(a)\) denotes
303
+ the algebraic norm \(\Nm_{K_p/\Q_p}(a)\). For a global pair in
304
+ Equation~\eqref{eq:ext-multiplicity}, choose a representative
305
+ \(0\ne w\in\bigwedge^2_\Z I\) of its \(U^+\)-orbit and put
306
+ \[
307
+ x=(\bigwedge\nolimits^2\xi_p)^{-1}w,\qquad
308
+ u=\frac{\Nm_{K_p/\Q_p}(\xi_p)}{\Nm I}.
309
+ \]
310
+ The valuations of the numerator and denominator in \(u\) are equal:
311
+ both are the norm valuation of \(I_p\). Thus \(u\in\Z_p^\times\), and
312
+ Equation~\eqref{eq:ext-covariance} gives \(u\Psi(x)=z(I,w)\).
313
+ Inverting the unit variable in Equation~\eqref{eq:ext-label-probability}
314
+ gives
315
+ \begin{equation}
316
+ P_p(I,w)=
317
+ \Pr_{a\in R_p^\times}\bigl[(\bigwedge\nolimits^2a)x\in L_{V,p}\bigr].
318
+ \label{eq:ext-unit-membership}
319
+ \end{equation}
320
+
321
+ These representatives lead us to consider, for arbitrary \(z\in F_p^\times\),
322
+ the full local fiber
323
+ \[
324
+ \mathscr F_p(z)=
325
+ \{(x,u)\in V_p\times\Z_p^\times:u\Psi(x)=z\}.
326
+ \]
327
+ Define the abelian local group and its unit subgroup by
328
+ \begin{align}
329
+ \mathscr G_p
330
+ &=\{(a,c)\in K_p^\times\times\Q_p^\times:
331
+ c^2\Nm(a)\in\Z_p^\times\}/
332
+ \{(d,d^{-2}):d\in\Q_p^\times\}, \notag\\
333
+ \mathscr U_p
334
+ &=\operatorname{image}(R_p^\times\times\Z_p^\times)
335
+ \ \subset\mathscr G_p.
336
+ \label{eq:ext-local-group}
337
+ \end{align}
338
+ The quotient in the first line means that \(d\) acts by
339
+ \((a,c)\mapsto(da,d^{-2}c)\). The action on the fiber is
340
+ \begin{equation}
341
+ (a,c)\cdot(x,u)=
342
+ \left(c(\bigwedge\nolimits^2a)x,\,
343
+ \frac{u}{c^2\Nm(a)}\right).
344
+ \label{eq:ext-fiber-action}
345
+ \end{equation}
346
+ Lemma~\ref{lem:ext-comparison}, with \(s=u/u'\), shows that this action
347
+ is free and transitive when the fiber is nonempty. The explicit ratios
348
+ in its proof also give analytic local inverses, so this is an analytic
349
+ identification of the fiber with \(\mathscr G_p\). The group
350
+ \(\mathscr U_p\) is compact and open. The kernel of its unit
351
+ parametrization is exactly \(d\in\Z_p^\times\): if both \(a\) and \(da\)
352
+ are \(R_p\)-units, then \(v_p(d)=0\). In particular this assertion
353
+ holds at ramified primes.
354
+
355
+ Choose a reference in a nonempty fiber and use it to identify the fiber
356
+ with \(\mathscr G_p\). For a coset
357
+ \(\mathfrak c\in\mathscr G_p/\mathscr U_p\), let
358
+ \(\alpha_p(\mathfrak c;z)\) be the fraction of that coset for which
359
+ \(x\in L_{V,p}\), using Haar probability on \(\mathscr U_p\).
360
+ We call the coset accepted when \(\alpha_p(\mathfrak c;z)>0\).
361
+ The fraction is independent of the representative of the coset. The sum of
362
+ these fractions is independent of the reference. For an empty fiber
363
+ we declare this sum to be zero.
364
+
365
+ A scalar \(c\in\Z_p^\times\) preserves \(L_{V,p}\). The pushforward of
366
+ the product Haar probability on \(R_p^\times\times\Z_p^\times\) is
367
+ Haar probability on \(\mathscr U_p\). Hence the representative constructed
368
+ from \((I,w)\) occupies a coset \(\mathfrak c\) for which
369
+ \(P_p(I,w)=\alpha_p(\mathfrak c;z(I,w))\).
370
+
371
+ We now measure the sum over all local cosets. Fix an additive character
372
+ \(\psi_p\) of \(\Q_p\) with conductor \(\Z_p\), and let \(dz\) be the
373
+ self-dual Haar measure on \(F_p\) for the trace pairing. Thus
374
+ \begin{equation}
375
+ \vol_{dz}(R_{F,p})=|D_F|_p^{1/2}.
376
+ \label{eq:ext-self-dual-measure}
377
+ \end{equation}
378
+
379
+ For every \(p\), consider the law of the random variable
380
+ \begin{equation}
381
+ u\Psi(x),\qquad x\ \text{uniform additive in }L_{V,p},\qquad
382
+ u\ \text{uniform in }\Z_p^\times,
383
+ \label{eq:ext-density-law}
384
+ \end{equation}
385
+ with the two choices independent. The next lemma proves that this law
386
+ has a density with respect to \(dz\); we denote its locally constant
387
+ version on \(F_p^\times\) by \(f_p^*(z)\). Only the densities for
388
+ \(p\in S\) will enter the multiplicity bound.
389
+
390
+ \begin{lemma}[Local density and disintegration]
391
+ \label{lem:ext-density}
392
+ The law in Equation~\eqref{eq:ext-density-law} has a density, with a
393
+ locally constant version on \(F_p^\times\). For every \(z\in F_p^\times\),
394
+ only finitely many cosets are accepted, and their fractions satisfy the
395
+ exact identity
396
+ \begin{equation}
397
+ \sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p}
398
+ \alpha_p(\mathfrak c;z)
399
+ =
400
+ |D|_p^{-1/2}
401
+ \frac{1-p^{-1}}
402
+ {\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
403
+ (1-\Nm(\mathfrak p)^{-1})}
404
+ f_p^*(z).
405
+ \label{eq:ext-density-disintegration}
406
+ \end{equation}
407
+ The sum and the density are both zero if \(\mathscr F_p(z)\) is empty.
408
+ The identity holds at every prime, including primes dividing \(q\) and
409
+ the small ramified primes.
410
+ \end{lemma}
411
+
412
+ \begin{proof}
413
+ Let \(\Phi_p(x,u)=u\Psi(x)\). If \(\Phi_p(x,u)\in F_p^\times\), all six
414
+ split coordinates of \(x\) are nonzero. After splitting, the derivative
415
+ in \(x\) is the derivative of three products on three disjoint
416
+ two-dimensional planes. It has rank three, and therefore has rank
417
+ three over \(\Q_p\). The map is a submersion there. The remaining
418
+ input set is a finite union of proper algebraic zero loci and has
419
+ additive measure zero. Local change of variables gives an absolutely
420
+ continuous pushforward on the submersion locus, hence a density for
421
+ the full law. To obtain a locally constant version at a fixed
422
+ \(z\in F_p^\times\), cover its inverse image in the compact set
423
+ \(L_{V,p}\times\Z_p^\times\) by finitely many submersion charts,
424
+ refined to disjoint compact open pieces. The compact complement has
425
+ image avoiding a sufficiently small neighborhood of \(z\).
426
+ On that neighborhood each chart contributes a locally constant
427
+ density. This also treats an empty inverse image.
428
+
429
+ Give \(V_p\) its additive measure for which \(L_{V,p}\) has mass one,
430
+ before restricting to that lattice. We first compute the fiber form for
431
+ the product input measure after disintegration against \(dz\), and then
432
+ the mass of \(\mathscr U_p\) for that form. In a \(\Q_p\) submersion chart,
433
+ the relative absolute four-form is obtained by evaluating the input top
434
+ form on four fiber basis vectors and three lifts of a target basis, then
435
+ dividing by the \(dz\)-form on that target basis. We may compute this
436
+ identity after extension to a splitting field, still evaluating on \(\Q_p\) tangent
437
+ vectors and using the fixed extension of \(|p|_p=p^{-1}\). We use the
438
+ same interpretation for the scalar quotient below.
439
+
440
+ Over a splitting field, the exterior embedding matrix has determinant
441
+ \(\delta_{\OO}^{\,3}\). Consequently its measure form in the six
442
+ embedding coordinates is
443
+ \[
444
+ |\delta_{\OO}|_p^{-3}\left|\bigwedge_{i<j}dx_{ij}\right|.
445
+ \]
446
+ Likewise \(dz\) is the absolute embedding-coordinate form
447
+ \(\left|\bigwedge_{b\in\mathcal B}dz_b\right|\). To verify the latter
448
+ normalization, evaluate this form on an \(R_{F,p}\)-basis. The square
449
+ of its embedding determinant is the discriminant, so its absolute
450
+ value is \(|D_F|_p^{1/2}\), as in
451
+ Equation~\eqref{eq:ext-self-dual-measure}.
452
+
453
+ After splitting, compute the relative form by retaining
454
+ \(x_{12},x_{13},x_{14},u\) and substituting the three product equations
455
+ for \(x_{34},x_{24},x_{23}\). The three change-of-variable factors are
456
+ \(|\delta_{\OO}/(u x_{12})|_p\),
457
+ \(|\delta_{\OO}/(u x_{13})|_p\), and
458
+ \(|\delta_{\OO}/(u x_{14})|_p\). They cancel
459
+ \(|\delta_{\OO}|_p^{-3}\), since \(u\) is a unit. Haar probability on
460
+ \(\Z_p^\times\) is \((1-p^{-1})^{-1}|du/u|\). The resulting fiber form is
461
+ \begin{equation}
462
+ \frac{1}{1-p^{-1}}
463
+ \left|\frac{dx_{12}}{x_{12}}\wedge
464
+ \frac{dx_{13}}{x_{13}}\wedge
465
+ \frac{dx_{14}}{x_{14}}\wedge\frac{du}{u}\right|.
466
+ \label{eq:ext-fiber-form}
467
+ \end{equation}
468
+ The fiber action preserves this measure. Indeed its determinant on
469
+ \(V_p\) is \(c^6\Nm(a)^3=(c^2\Nm(a))^3\), of absolute value one,
470
+ and it multiplies \(u\) by a unit while fixing \(z\).
471
+
472
+ It remains to compute the mass of \(\mathscr U_p\) in
473
+ Equation~\eqref{eq:ext-fiber-form}. Put
474
+ \(\ell_i=da_i/a_i\) and \(s=dc/c\) over the splitting field. The
475
+ pullbacks of its four logarithmic differentials under
476
+ Equation~\eqref{eq:ext-fiber-action} are
477
+ \[
478
+ \ell_1+\ell_2+s,\quad \ell_1+\ell_3+s,\quad
479
+ \ell_1+\ell_4+s,\quad -\ell_1-\ell_2-\ell_3-\ell_4-2s.
480
+ \]
481
+ The vertical scalar direction \(d\) has vector
482
+ \((1,1,1,1,-2)\). Taking the first \(\ell_i\) as its coordinate and
483
+ using the slice \(\ell_1=0\), the matrix on the four remaining
484
+ differentials is
485
+ \[
486
+ \begin{pmatrix}
487
+ 1&0&0&1\\
488
+ 0&1&0&1\\
489
+ 0&0&1&1\\
490
+ -1&-1&-1&-2
491
+ \end{pmatrix},
492
+ \qquad \det=1.
493
+ \]
494
+ The vertical coordinate has coefficient \(1\). Equivalently, the
495
+ wedge of the four displayed pullbacks is the contraction of
496
+ \((\bigwedge_i\ell_i)\wedge s\) by the vertical vector, up to sign.
497
+ Evaluating this identity on four \(\Q_p\) tangent lifts of a quotient basis
498
+ gives the same absolute quotient form for nonsplit \(K_p\). On a patch
499
+ where a \(\Q_p\)-linear coefficient \(\lambda(a)\) is nonzero, normalizing
500
+ it to its value at a reference point gives a genuine \(\Q_p\) section;
501
+ after shrinking a unit-group patch, the normalizing scalar is a unit.
502
+ Since \(\lambda(da)=d\lambda(a)\), the vertical logarithmic derivative is
503
+ \(1\). Thus the contraction is the quotient of the parameter form by
504
+ \(|dd/d|\), with quotient Jacobian \(1\), including at \(p=2\).
505
+
506
+ For an \(R_p\)-basis, the multiplicative embedding form on \(K_p^\times\)
507
+ is the additive basis form multiplied by its embedding determinant
508
+ and divided by \(\Nm(a)\). On \(R_p^\times\) the latter is a unit.
509
+ The mass of this unit set is consequently
510
+ \[
511
+ |D|_p^{1/2}
512
+ \prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
513
+ (1-\Nm(\mathfrak p)^{-1}).
514
+ \]
515
+ The \(c\)-unit mass and the scalar-kernel \(d\)-unit mass are both
516
+ \(1-p^{-1}\), and cancel when taking the quotient. Haar integration
517
+ on the compact unit groups assembles the local sections. Including the
518
+ factor \((1-p^{-1})^{-1}\) in Equation~\eqref{eq:ext-fiber-form}, the
519
+ mass of each \(\mathscr U_p\)-coset is
520
+ \begin{equation}
521
+ \frac{|D|_p^{1/2}}{1-p^{-1}}
522
+ \prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
523
+ (1-\Nm(\mathfrak p)^{-1}).
524
+ \label{eq:ext-unit-coset-mass}
525
+ \end{equation}
526
+ This calculation uses the actual image of the unit group, so it
527
+ requires no surjectivity assertion about the norm on units.
528
+
529
+ The accepted part of the fiber is the inverse image of \(z\) in the
530
+ compact set \(L_{V,p}\times\Z_p^\times\). Since \(\mathscr U_p\) is
531
+ open, this compact set meets only finitely many of its cosets.
532
+ Integrating its indicator in the fiber multiplies the mass in
533
+ Equation~\eqref{eq:ext-unit-coset-mass} by
534
+ \(\sum_{\mathfrak c}\alpha_p(\mathfrak c;z)\). The result is the
535
+ density \(f_p^*(z)\). Solving for the sum proves
536
+ Equation~\eqref{eq:ext-density-disintegration}.
537
+ \end{proof}
538
+
539
+ In particular the order index has disappeared from the prefactor in
540
+ Equation~\eqref{eq:ext-density-disintegration}: its contribution through
541
+ \(\delta_{\OO}\) cancels in the three products. Its effect remains
542
+ inside the density of the lattice \(L_{V,p}\). The discriminant in the
543
+ prefactor is \(D\) because the translating parameters are the
544
+ maximal-order units \(R_p^\times\).
545
+
546
+ \subsection{Global multiplicity and the unramified factors}
547
+
548
+ The local identity counts every local coset. We next bound how many
549
+ global pairs can occupy one assignment of those cosets.
550
+
551
+ \begin{lemma}[Global pairs in one assignment of cosets]
552
+ \label{lem:ext-global-cosets}
553
+ Fix \(z\in F^\times\). Choose a reference in each nonempty local fiber
554
+ \(\mathscr F_p(z)\). For any assignment
555
+ \(\mathfrak c_p\in\mathscr G_p/\mathscr U_p\), at most \(32\) pairs
556
+ \[
557
+ I,\qquad w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+,\qquad z(I,w)=z
558
+ \]
559
+ occupy the assigned coset at every prime.
560
+ \end{lemma}
561
+
562
+ \begin{proof}
563
+ For two such pairs, Lemma~\ref{lem:ext-comparison} over \(\Q\) gives
564
+ \(w'=c(\bigwedge^2a)w\) with \(a\in K^\times\), \(c\in\Q^\times\), since
565
+ the common opposite ratio is \(\Nm(I')/\Nm(I)\). Relative to the local
566
+ generators \(\xi_p,\xi'_p\), their local comparison is represented by
567
+ \((a\xi_p/\xi'_p,c)\). Equality of the local cosets means that some
568
+ \(d_p\in\Q_p^\times\) satisfies
569
+ \[
570
+ d_pa\xi_p/\xi'_p\in R_p^\times,\qquad d_p^{-2}c\in\Z_p^\times.
571
+ \]
572
+ In particular \(v_p(c)=2v_p(d_p)\) is even at every finite prime.
573
+ Therefore \(c=\epsilon s^2\) with \(s\in\Q^\times\) and
574
+ \(\epsilon\in\{1,-1\}\). Absorbing \(s\) into \(a\) makes
575
+ \(a\xi_p/\xi'_p\) a unit for every \(p\). Hence \(I'=aI\) as fractional
576
+ maximal-order ideals. The chosen representatives of the ordinary ideal
577
+ classes then give \(I'=I\) and \(a\in R^\times=U\).
578
+
579
+ There are at most \([U:U^+]\le16\) possibilities for the unit action
580
+ modulo \(U^+\), distinguished by the four real signs, and two
581
+ possibilities for \(\epsilon\). This proves the bound \(32\).
582
+ \end{proof}
583
+
584
+ At \(p\notin S\), both local algebras are unramified,
585
+ \(\OO_p=R_p\), and \(\delta_{\OO}\) is a unit in a splitting field.
586
+ Let \(\varphi_p\) be Frobenius acting on the four embeddings and on
587
+ \(\mathcal B\). Its orbits on \(\mathcal B\) correspond to primes
588
+ \(\mathfrak q\mid p\) of \(F\), of residue degrees
589
+ \(f_{\mathfrak q}\). The map from two-element subsets to partitions
590
+ sends \(ij\) to \(ij|kl\). Above a Frobenius orbit of partitions its
591
+ pair labels form either two orbits or one. Define
592
+ \[
593
+ \epsilon_{\mathfrak q}=
594
+ \begin{cases}
595
+ 1,&\text{if the pair labels form two orbits},\\
596
+ -1,&\text{if they form one orbit},
597
+ \end{cases}
598
+ \qquad
599
+ b_{\mathfrak q}(j)=
600
+ \begin{cases}
601
+ j+1,&\epsilon_{\mathfrak q}=1,\\
602
+ \mathbf1_{\{2\mid j\}},&\epsilon_{\mathfrak q}=-1
603
+ \end{cases}
604
+ =\sum_{r=0}^j\epsilon_{\mathfrak q}^{\,r}.
605
+ \]
606
+ For \(z\in R_{F,p}\cap F_p^\times\), put
607
+ \begin{equation}
608
+ j_{\mathfrak q}=v_{\mathfrak q}(z),\qquad
609
+ b_p(z)=\prod_{\mathfrak q\mid p}b_{\mathfrak q}(j_{\mathfrak q}),
610
+ \qquad n_p(z)=\max_{\mathfrak q\mid p}j_{\mathfrak q}.
611
+ \label{eq:ext-unramified-factor}
612
+ \end{equation}
613
+ Here \(v_{\mathfrak q}\) is the integral uniformizer valuation; it has
614
+ \(v_{\mathfrak q}(p)=1\) at these primes. For probability statements
615
+ one may set \(n_p=\infty\), \(b_p=0\) when a component vanishes, a set
616
+ of Haar measure zero.
617
+
618
+ \begin{lemma}[Unramified local data]
619
+ \label{lem:ext-unramified-data}
620
+ Let \(p\notin S\). A local fiber with an accepted coset has
621
+ \(z\in R_{F,p}\), and for \(z\in R_{F,p}\cap F_p^\times\),
622
+ \begin{equation}
623
+ \sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p}
624
+ \alpha_p(\mathfrak c;z)\le b_p(z).
625
+ \label{eq:ext-unramified-cosets}
626
+ \end{equation}
627
+ One has \(b_p=1\) when \(n_p=0\), and \(0\le b_p\le(1+n_p)^3\).
628
+
629
+ Give the affine lattice
630
+ \[
631
+ \{z\in R_{F,p}:\Tr_{F_p/\Q_p}z=m\}
632
+ \]
633
+ its Haar probability. With \(t=p^{-1}\) and
634
+ \(f_{\mathfrak p}\) the residue degrees of the primes of \(K\) above \(p\),
635
+ \begin{align}
636
+ \E_p b_p
637
+ &=(1-t)(1-t^3)
638
+ \prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})^{-1}
639
+ =1+\frac{a_K(p)-1}{p}+O(p^{-2}), \label{eq:ext-unramified-mean}\\
640
+ \P_p(n_p\ge k)&\le3p^{-k}\qquad(k\ge1). \label{eq:ext-unramified-tail}
641
+ \end{align}
642
+ The error constant is absolute. In any integral affine coordinates
643
+ on the trace lattice, \(\{n_p\ge k\}\) is determined modulo \(p^k\),
644
+ and \(b_p\mathbf1_{\{n_p=k\}}\) is determined modulo \(p^{k+1}\)
645
+ for every finite \(k\ge0\).
646
+ \end{lemma}
647
+
648
+ \begin{proof}
649
+ An accepted coset has a representative \(x\in L_{V,p}=\bigwedge^2 R_p\).
650
+ Use the extended valuation with \(v_p(p)=1\) on a splitting field.
651
+ Its six valuations \(k_{ij}=v_p(x_{ij})\) are nonnegative integers,
652
+ invariant under Frobenius. Since \(u\) and \(\delta_{\OO}\) are units,
653
+ \[
654
+ k_{ij}+k_{kl}=j_{\mathfrak q}
655
+ \quad\text{for the partition }ij|kl\text{ over }\mathfrak q .
656
+ \]
657
+ This proves integrality of \(z\). If the pair labels over
658
+ \(\mathfrak q\) have two Frobenius orbits, one of their two valuations
659
+ can be chosen from \(0,\ldots,j_{\mathfrak q}\). If there is one orbit,
660
+ the two valuations are equal, which requires even \(j_{\mathfrak q}\).
661
+ The number of records is therefore at most \(b_p(z)\).
662
+
663
+ Two representatives with the same six valuations have comparison
664
+ \((a,c)\) satisfying
665
+ \[
666
+ v_p(c)+v_p(a_i)+v_p(a_j)=0\qquad(i<j).
667
+ \]
668
+ Subtraction makes all four \(v_p(a_i)\) equal to a common \(r\), and
669
+ \(v_p(c)=-2r\). Because \(K_p\) is unramified, \(r\in\Z\).
670
+ Replacing \(a\) by \(p^{-r}a\) and \(c\) by \(p^{2r}c\) puts both in
671
+ the unit subgroup. Thus a record specifies at most one coset, also
672
+ for nonsplit unramified factors. The subgroup \(\mathscr U_p\)
673
+ preserves \(\bigwedge^2R_p\), so its coset fraction is either \(0\)
674
+ or \(1\). This proves Equation~\eqref{eq:ext-unramified-cosets}.
675
+ The bounds at depth zero and at general depth follow immediately
676
+ from the definition and the at most three factors.
677
+
678
+ The trace from an unramified integer ring to \(\Z_p\) is onto, as is
679
+ seen after reduction from the nonzero finite-field trace. If
680
+ \(F_p\) has more than one factor, the trace-\(m\) coset therefore
681
+ projects uniformly onto each chosen factor: the other factors can
682
+ supply any required trace. More generally, for integers
683
+ \(r_{\mathfrak q}\ge0\), the probability that
684
+ \(v_{\mathfrak q}(z)\ge r_{\mathfrak q}\) for all \(\mathfrak q\) is
685
+ \[
686
+ \begin{cases}
687
+ t^{\sum_{\mathfrak q}f_{\mathfrak q}r_{\mathfrak q}},
688
+ &\min_{\mathfrak q}r_{\mathfrak q}=0,\\
689
+ 0,&\min_{\mathfrak q}r_{\mathfrak q}>0.
690
+ \end{cases}
691
+ \]
692
+ The first line follows by projecting onto the constrained factors
693
+ while a factor with \(r_{\mathfrak q}=0\) supplies the trace.
694
+ The second uses \(p\nmid m\). It also covers the case that \(F_p\)
695
+ is a field.
696
+
697
+ Expanding \(b_{\mathfrak q}(j)=\sum_{r=0}^j\epsilon_{\mathfrak q}^r\)
698
+ and summing the absolutely convergent geometric series gives
699
+ \begin{equation}
700
+ \E_p b_p=
701
+ \frac{1-(\prod_{\mathfrak q}\epsilon_{\mathfrak q})t^3}
702
+ {\prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}})}.
703
+ \label{eq:ext-geometric-mean}
704
+ \end{equation}
705
+ The five Frobenius types give the following data. A pair
706
+ \((f,\epsilon)\) in the second column is attached to one prime of \(F\).
707
+ \[
708
+ \begin{array}{c|c|c|c}
709
+ \text{cycle type on four labels}
710
+ & (f_{\mathfrak q},\epsilon_{\mathfrak q})
711
+ & \prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})
712
+ & a_K(p)-1\\ \hline
713
+ 1^4 &(1,+),(1,+),(1,+)&(1-t)^4&3\\
714
+ 2\,1^2 &(1,+),(2,+)&(1-t)^2(1-t^2)&1\\
715
+ 2^2 &(1,+),(1,-),(1,-)&(1-t^2)^2&-1\\
716
+ 3\,1 &(3,+)&(1-t)(1-t^3)&0\\
717
+ 4 &(1,-),(2,-)&1-t^4&-1
718
+ \end{array}
719
+ \]
720
+ In every row \(\prod_{\mathfrak q}\epsilon_{\mathfrak q}=1\) and
721
+ \[
722
+ \prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}})
723
+ =\frac{\prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})}{1-t}.
724
+ \]
725
+ Substitution in Equation~\eqref{eq:ext-geometric-mean} proves the exact
726
+ mean. Its linear term is the number of degree-one primes of \(K\)
727
+ minus one, which is \(a_K(p)-1\); the five fixed rows give the uniform
728
+ error term.
729
+
730
+ If \(F_p\) is a field, \(n_p\ge1\) would make its trace divisible by
731
+ \(p\), and is impossible. Otherwise the uniform projection above
732
+ gives
733
+ \(\P_p(v_{\mathfrak q}(z)\ge k)=p^{-f_{\mathfrak q}k}\).
734
+ Taking the union over at most three factors proves
735
+ Equation~\eqref{eq:ext-unramified-tail}. Finally, the trace map is
736
+ onto, so the affine trace lattice has two integral coordinates.
737
+ Projection to each unramified factor modulo \(p^{k+1}\) is determined
738
+ by these coordinates modulo \(p^{k+1}\). The valuations truncated
739
+ at \(k+1\), and hence the asserted threshold and finite-depth
740
+ functions, have the stated congruence dependence. This remains true
741
+ on the component-vanishing set with the convention above.
742
+ \end{proof}
743
+
744
+ \begin{proposition}[Multiplicities from local densities]
745
+ \label{prop:ext-multiplicity-majorant}
746
+ For \(z\in F\) with \(\Tr z=m\ne0\), a positive value of \(M(z)\)
747
+ requires \(z\) to be integral outside \(S\). For such integral \(z\),
748
+ \begin{equation}
749
+ M(z)\le32
750
+ \prod_{p\in S}
751
+ \left(
752
+ |D|_p^{-1/2}
753
+ \frac{1-p^{-1}}
754
+ {\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
755
+ (1-\Nm(\mathfrak p)^{-1})}
756
+ f_p^*(z)\right)
757
+ \prod_{p\notin S}b_p(z).
758
+ \label{eq:ext-local-majorant}
759
+ \end{equation}
760
+ All products in this assertion are finite at every contributing \(z\).
761
+ \end{proposition}
762
+
763
+ \begin{proof}
764
+ The field \(F\) and the condition \(\Tr z=m\ne0\) imply
765
+ \(z\in F^\times\). At every prime the set of accepted cosets is
766
+ finite by Lemma~\ref{lem:ext-density}. At \(p\notin S\),
767
+ Lemma~\ref{lem:ext-unramified-data} proves the integrality requirement
768
+ and bounds the local sum by \(b_p(z)\). The set
769
+ \[
770
+ E_z=S\cup\{p:z\notin R_{F,p}^\times\}
771
+ \]
772
+ is finite, since a nonzero global \(z\) is a unit at all but finitely
773
+ many primes. At \(p\notin E_z\), \(b_p=1\), and each coset fraction is
774
+ \(0\) or \(1\), so there is at most one accepted coset, of fraction
775
+ \(1\). If some prime has no accepted coset, then \(M(z)=0\) and the
776
+ claimed inequality is immediate. Otherwise the accepted coset is
777
+ unique with fraction \(1\) outside \(E_z\), and each prime inside the
778
+ finite set \(E_z\) has finitely many accepted cosets. Thus there are
779
+ only finitely many assignments of accepted cosets, and all local sums
780
+ outside \(E_z\) equal \(1\).
781
+
782
+ Choose local references. Equation~\eqref{eq:ext-unit-membership}
783
+ identifies the weight of a global pair at each prime with its coset
784
+ fraction \(\alpha_p\). By Lemma~\ref{lem:ext-global-cosets}, at most
785
+ \(32\) global pairs occupy any assignment of accepted cosets.
786
+ Summing over the finite set of assignments, including ones not
787
+ realized globally, bounds \(M(z)\) by \(32\) times the product of the
788
+ local sums of \(\alpha_p\). Use
789
+ Equation~\eqref{eq:ext-density-disintegration} at \(p\in S\) and
790
+ Equation~\eqref{eq:ext-unramified-cosets} outside \(S\).
791
+ This proves Equation~\eqref{eq:ext-local-majorant} and finiteness.
792
+ \end{proof}
793
+
794
+ The unramified mean in Equation~\eqref{eq:ext-unramified-mean} has the
795
+ Euler factor needed for the residue \(\kappa\). The remaining problem
796
+ in Theorem~\ref{thm:exterior-count} is to average the densities
797
+ \(f_p^*\) for \(p\in S\) before inserting these unramified factors.
798
+ For a frequency \(\alpha\in F_p\), testing the law \(u\Psi(x)\) against
799
+ the character \(z\mapsto\psi_p(\Tr_{F_p/\Q_p}(\alpha z))\) produces the
800
+ quadratic phase \(u\Tr_{F_p/\Q_p}(\alpha\Psi(x))\).
801
+ We express these forms through a single unimodular bilinear form and an
802
+ action of \(F\). The elements of \(F\) whose operators preserve \(L_V\)
803
+ will then form the order that controls the local Fourier analysis.
804
+
805
+ \subsection{The integral quadratic structure and its order}
806
+
807
+ Let \(B_V\) be the polarization of \(Q_V\) without division by two:
808
+ \[
809
+ B_V(x,y)=Q_V(x+y)-Q_V(x)-Q_V(y).
810
+ \]
811
+ Over a splitting field, write \(V_b\) for the plane spanned by the
812
+ two coordinate axes belonging to the partition \(b\), the same
813
+ coordinate planes used over \(\R\) in Section~\ref{sec:rigidity}.
814
+ For an equivariant triple \(\alpha=(\alpha_b)\in F\), let \(\alpha_b\)
815
+ scale both coordinate axes of \(V_b\).
816
+
817
+ \begin{lemma}[Self-adjoint quadratic structure]
818
+ \label{lem:ext-quadratic-structure}
819
+ The plane-scalar action descends to a rational action
820
+ \(\rho:F\to\End_{\Q}(V)\) for which \(V\) has rank two over \(F\).
821
+ The form \(Q_V\) in an exterior \(\Z\)-basis of \(L_V\) is the three
822
+ split pairs in Equation~\eqref{eq:ext-integral-form}; in particular
823
+ \(B_V\) is unimodular on \(L_V\). The action \(\rho\) is self-adjoint
824
+ for \(B_V\), and for \(\alpha\in F\),
825
+ \begin{align}
826
+ Q_\alpha(x):=\Tr_{F/\Q}(\alpha\Psi(x))
827
+ &=\tfrac12 B_V(\rho(\alpha)x,x), \label{eq:ext-polar-operator}\\
828
+ B_\alpha(x,y)&=B_V(\rho(\alpha)x,y), \notag\\
829
+ \det_{\Q}\rho(\alpha)&=\Nm_{F/\Q}(\alpha)^2,\qquad
830
+ \Psi(\rho(\alpha)x)=\alpha^2\Psi(x). \label{eq:ext-rank-two}
831
+ \end{align}
832
+ Here \(B_\alpha\) is the polarization of \(Q_\alpha\).
833
+ The same assertions hold after base change to every \(\Q_p\).
834
+ \end{lemma}
835
+
836
+ \begin{proof}
837
+ Galois permutes the planes \(V_b\), including possible alternating
838
+ signs on their coordinate axes, and permutes the scalars \(\alpha_b\)
839
+ in the same way. The plane-scalar action therefore commutes with
840
+ Galois and descends. After splitting there are three planes of
841
+ dimension two, proving the rank assertion. Equation~\eqref{eq:ext-integral-form}
842
+ shows that the matrix of \(B_V\) pairs the three opposite pairs by
843
+ unit off-diagonal entries, with the displayed signs, so it is
844
+ unimodular. On each plane, multiplying both coordinates by
845
+ \(\alpha_b\) is self-adjoint for its split pairing. The contribution
846
+ of that plane to \(\frac12B_V(\rho(\alpha)x,x)\) is
847
+ \(\alpha_b\Psi_b(x)\), which proves
848
+ Equation~\eqref{eq:ext-polar-operator}. Polarization gives the next
849
+ identity. The determinant and the last quadratic identity follow
850
+ by multiplying, respectively, the two equal eigenvalues and the
851
+ two coordinate scalars on each plane. All these are rational
852
+ identities, hence persist under base change.
853
+ \end{proof}
854
+
855
+ Define the stabilizer order and its discriminant by
856
+ \begin{equation}
857
+ C_F=\{\alpha\in F:\rho(\alpha)L_V\subset L_V\},\qquad
858
+ \Delta_F=\Disc(C_F).
859
+ \label{eq:ext-stabilizer-order}
860
+ \end{equation}
861
+ It is a ring containing \(1\) and a full \(\Z\)-lattice: this follows
862
+ from the rationality of \(\rho\) by clearing denominators on a basis
863
+ of \(F\). It is contained in \(R_F\), since an \(\alpha\) whose
864
+ matrix on \(L_V\) is integral is a root of that integral monic
865
+ characteristic polynomial. Thus it is an order.
866
+ The stabilizer condition is a finite list of matrix-entry integrality
867
+ conditions in a lattice basis, so it commutes with completion:
868
+ \begin{equation}
869
+ C_{F,p}=C_F\otimes_\Z\Z_p
870
+ =\{\alpha\in F_p:\rho(\alpha)L_{V,p}\subset L_{V,p}\}.
871
+ \label{eq:ext-local-stabilizer}
872
+ \end{equation}
873
+ The following comparison ensures that its discriminant tends to infinity
874
+ with the discriminant of \(\OO\), even when the field \(K\) stays fixed.
875
+
876
+ \begin{lemma}[Scale of the stabilizer order]
877
+ \label{lem:ext-order-scale}
878
+ There is an absolute constant \(C\) such that
879
+ \begin{equation}
880
+ \frac12 X^{1/2}\le
881
+ \Delta_F=D_F[R_F:C_F]^2\le C X^{28}.
882
+ \label{eq:ext-order-scale}
883
+ \end{equation}
884
+ More precisely, with \(d=\Disc(\OO)=X^2\),
885
+ \[
886
+ d^2R_F\subset C_F\subset R_F,\qquad D_F\ll D^2.
887
+ \]
888
+ In particular \(C_{F,p}=R_{F,p}\) for \(p\nmid Dq\).
889
+ \end{lemma}
890
+
891
+ \begin{proof}
892
+ Let \(E=\bigwedge^2 A_{\OO}\) be the exterior embedding matrix.
893
+ Its entries are integral in every local splitting ring, and
894
+ \(\det E=\delta_{\OO}^{\,3}\). Since \(d=\delta_{\OO}^{\,2}\),
895
+ \[
896
+ d^2 E^{-1}=\delta_{\OO}\operatorname{adj}(E)
897
+ \]
898
+ also has integral entries. For \(\alpha\in R_{F,p}\), its
899
+ plane-scalar matrix over the splitting ring is integral.
900
+ Consequently
901
+ \(d^2\rho(\alpha)=d^2E^{-1}\diag(\alpha_b,\alpha_b)E\)
902
+ is integral over the splitting ring. Its entries
903
+ are in \(\Q_p\), so they lie in \(\Z_p\). This proves
904
+ \(d^2R_F\subset C_F\) and \([R_F:C_F]\le d^6\).
905
+
906
+ If \(p\nmid D\), the etale algebra \(R_p\) splits over an unramified
907
+ extension of \(\Z_p\); its splitting field and cubic resolvent are
908
+ unramified. Hence every prime dividing \(D_F\) divides \(D\).
909
+ For \(p>3\), a cubic algebra is tamely ramified and its discriminant
910
+ exponent is at most \(2\). At \(2\) and \(3\), the finitely many
911
+ local extensions of degree at most three have bounded discriminant
912
+ exponents \cite[Proposition~7.64 and Remark~7.65]{MilneANT}.
913
+ It follows that \(D_F\ll D^2\). The discriminant-index formula now
914
+ gives
915
+ \[
916
+ \Delta_F=D_F[R_F:C_F]^2\ll D^2d^{12}\le X^{28}.
917
+ \]
918
+ The containment \(d^2R_F\subset C_F\) also proves equality of the
919
+ local orders away from \(Dq\).
920
+
921
+ For the reverse inequality, we first explain why a projection
922
+ denominator controls \(\Disc(\OO)\). Write \(\operatorname{tr}\) for
923
+ matrix trace, put \(\mathscr E=\End_\Z(\OO)\), and let
924
+ \(\mathscr W_K\subset\End_\Q(K)\) be the rational subspace of
925
+ multiplication matrices. Its intersection
926
+ \(\mathscr L=\mathscr W_K\cap\mathscr E\) is saturated. It is
927
+ multiplication by \(\OO\): if \(\alpha\OO\subset\OO\), then
928
+ \(\alpha=\alpha\cdot1\in\OO\), and the converse follows because
929
+ \(\OO\) is a ring. The pairing
930
+ \((T,S)\mapsto\operatorname{tr}(TS)\) is unimodular on
931
+ \(\mathscr E\), since its matrix units are dual. Its restriction
932
+ to \(\mathscr W_K\) is the nondegenerate field trace pairing.
933
+ Let \(\mathcal E_K\) be the orthogonal projection onto
934
+ \(\mathscr W_K\).
935
+
936
+ For the restricted pairing one has
937
+ \begin{equation}
938
+ \mathcal E_K(\mathscr E)=\mathscr L^\vee.
939
+ \label{eq:ext-projected-dual}
940
+ \end{equation}
941
+ One inclusion follows by pairing a projected integral matrix with
942
+ \(\mathscr L\). Conversely, an integer functional on the primitive
943
+ sublattice \(\mathscr L\) extends to one on \(\mathscr E\).
944
+ Unimodularity represents the extension by an element of
945
+ \(\mathscr E\); its orthogonal projection represents the original
946
+ functional on \(\mathscr L\). Nondegeneracy identifies that
947
+ projection with the prescribed element of \(\mathscr L^\vee\).
948
+ Consequently, if a positive integer \(N\) satisfies
949
+ \(N\mathcal E_K(\mathscr E)\subset\mathscr E\), then
950
+ \[
951
+ \mathscr L^\vee\subset N^{-1}\mathscr L,\qquad
952
+ X^2=\Disc(\OO)=[\mathscr L^\vee:\mathscr L]\le N^4.
953
+ \]
954
+ It remains to produce the denominator \(N=2\Delta_F\).
955
+
956
+ Choose trace-dual bases \(a_i\) of \(C_F\) and \(b_i\) of \(C_F^\vee\),
957
+ where
958
+ \[
959
+ C_F^\vee=\{\beta\in F:\Tr_{F/\Q}(\beta C_F)\subset\Z\}.
960
+ \]
961
+ The adjugate of the trace Gram matrix gives
962
+ \(\Delta_F b_i\in C_F\). Define on \(\End_\Q(V)\)
963
+ \begin{equation}
964
+ \mathcal E_F(T)=\sum_{i=1}^3\rho(a_i)T\rho(b_i).
965
+ \label{eq:ext-centralizer-projection}
966
+ \end{equation}
967
+ For two embeddings \(\sigma,\tau\) of \(F\), the dual-basis identity is
968
+ \[
969
+ \sum_i\sigma(a_i)\tau(b_i)=
970
+ \begin{cases}1,&\sigma=\tau,\\0,&\sigma\ne\tau.\end{cases}
971
+ \]
972
+ Thus, after splitting, \(\mathcal E_F\) extracts exactly the three
973
+ diagonal blocks \(\End(V_b)\). It is the orthogonal projection
974
+ for the matrix trace pairing, and
975
+ \begin{equation}
976
+ \Delta_F\mathcal E_F(\End_\Z(L_V))\subset\End_\Z(L_V).
977
+ \label{eq:ext-centralizer-denominator}
978
+ \end{equation}
979
+ This denominator conclusion uses the trace-dual lattice only; it
980
+ does not require that lattice to be an invertible \(C_F\)-ideal.
981
+
982
+ We transfer this projection to matrices on \(K\) explicitly.
983
+ Let
984
+ \[
985
+ j(T)(v\wedge w)=Tv\wedge w+v\wedge Tw
986
+ \qquad(T\in\End_\Q(K)).
987
+ \]
988
+ There is a natural contraction
989
+ \(\mathfrak c:\End_\Q(\bigwedge^2K)\to\End_\Q(K)\).
990
+ For clarity, in a basis \(e_1,\ldots,e_4\) write
991
+ \[
992
+ S(e_j\wedge e_l)=\sum_{i<k}S^{ik}_{jl}e_i\wedge e_k\qquad(j<l),
993
+ \]
994
+ and extend these coefficients antisymmetrically in \(i,k\) and in
995
+ \(j,l\), with zero coefficients when either pair repeats. Then
996
+ \[
997
+ \mathfrak c(S)^i_j=\sum_{k=1}^4 S^{ik}_{jk}.
998
+ \]
999
+ This is the contraction of
1000
+ \(\bigwedge^2K\otimes\bigwedge^2K^\vee\) in one covariant and one
1001
+ contravariant index, so it is independent of the basis. Both \(j\)
1002
+ and \(\mathfrak c\) are integral in the \(\OO\) and exterior
1003
+ \(\OO\)-bases. Expanding their coefficients gives
1004
+ \begin{equation}
1005
+ \mathfrak c(j(T))=2T+\operatorname{tr}(T)\id_K.
1006
+ \label{eq:ext-contraction}
1007
+ \end{equation}
1008
+ Indeed an off-diagonal coefficient of \(T\) occurs for the two
1009
+ remaining indices \(k\); a diagonal coefficient gives
1010
+ \(\sum_{k\ne i}(T^i_i+T^k_k)=2T^i_i+\operatorname{tr}(T)\).
1011
+
1012
+ In embedding coordinates, an off-diagonal entry of \(j(T)\) changes
1013
+ one index of a two-element subset. Such subsets belong to distinct
1014
+ opposite-pair planes. It follows that
1015
+ \(\mathcal E_F(j(T))=j(\diag T)\) over the splitting field.
1016
+ Equation~\eqref{eq:ext-contraction} now proves the formula
1017
+ \begin{equation}
1018
+ \mathcal E_K(T)=
1019
+ \tfrac12\bigl(\mathfrak c(\mathcal E_F(j(T)))-\operatorname{tr}(T)\id_K\bigr)
1020
+ \label{eq:ext-multiplication-projection}
1021
+ \end{equation}
1022
+ for the projection defined above: its right side is \(\diag T\)
1023
+ over the splitting field. A Galois-equivariant diagonal tuple is
1024
+ the tuple of embeddings of an element of \(K\), so these diagonal
1025
+ matrices are precisely \(\mathscr W_K\). Diagonal extraction is
1026
+ orthogonal for matrix trace. Finally,
1027
+ Equation~\eqref{eq:ext-centralizer-denominator} and integrality of
1028
+ \(j\) and \(\mathfrak c\) give
1029
+ \[
1030
+ 2\Delta_F\mathcal E_K(\End_\Z(\OO))\subset\End_\Z(\OO).
1031
+ \]
1032
+ Taking \(N=2\Delta_F\) in the preceding lattice bound gives
1033
+ \[
1034
+ X^2\le(2\Delta_F)^4.
1035
+ \]
1036
+ This is the lower inequality in Equation~\eqref{eq:ext-order-scale}.
1037
+ \end{proof}
1038
+
1039
+ For \(x\in L_{V,p}\) and \(\alpha\in C_{F,p}\),
1040
+ Equation~\eqref{eq:ext-polar-operator} gives two integral pairings:
1041
+ \[
1042
+ \Tr\Psi(x)=Q_V(x)\in\Z_p,\qquad
1043
+ 2\Tr(\alpha\Psi(x))=B_V(\rho(\alpha)x,x)\in\Z_p.
1044
+ \]
1045
+ They remain integral after multiplying \(\Psi(x)\) by a \(\Z_p\)-unit.
1046
+ Thus the products pair integrally with the scalar \(1\) and with
1047
+ \(2C_{F,p}\). Define the order and its trace dual
1048
+ \[
1049
+ C_F^\sharp=\Z+2C_F,\qquad
1050
+ (C_F^\sharp)^\vee
1051
+ =\{z\in F:\Tr_{F/\Q}(zC_F^\sharp)\subset\Z\}.
1052
+ \]
1053
+ This trace dual gives the integral support for the additive count.
1054
+ The same support will bound the total depth of the unramified factors
1055
+ and prevent a nonzero real product coordinate from being too small.
1056
+
1057
+ \begin{lemma}[Trace-dual support and product size]
1058
+ \label{lem:ext-support}
1059
+ One has
1060
+ \begin{equation}
1061
+ [C_F:C_F^\sharp]=4,\qquad
1062
+ \Delta_F^\sharp:=\Disc(C_F^\sharp)=16\Delta_F\ll X^{28},
1063
+ \label{eq:ext-sharp-discriminant}
1064
+ \end{equation}
1065
+ and \(\Tr:(C_F^\sharp)^\vee\to\Z\) is onto.
1066
+ For \(p\notin S\), \(C_{F,p}^\sharp=(C_{F,p}^\sharp)^\vee=R_{F,p}\).
1067
+ For every prime \(p\), the density \(f_p^*\) on \(F_p^\times\) is
1068
+ supported on \((C_{F,p}^\sharp)^\vee\). Consequently
1069
+ \[
1070
+ M(z)>0\ \Longrightarrow\ z\in(C_F^\sharp)^\vee.
1071
+ \]
1072
+ The following stronger containment is used to average the majorant in
1073
+ Proposition~\ref{prop:ext-multiplicity-majorant}: if \(z\in F^\times\) is
1074
+ integral outside \(S\) and \(\prod_{p\in S}f_p^*(z)>0\), then
1075
+ \(z\in(C_F^\sharp)^\vee\).
1076
+
1077
+ Fix \(m\ne0\) and a bounded
1078
+ \(\Omega\subset\mathcal H_m\). Every
1079
+ \(z\in(C_F^\sharp)^\vee\cap\Omega\) satisfies
1080
+ \begin{align}
1081
+ &\Delta_F^\sharp z\in R_F,\qquad
1082
+ 1\le|\Nm_{F/\Q}(\Delta_F^\sharp z)|\ll_\Omega X^{84},
1083
+ \label{eq:ext-norm-bound}\\
1084
+ &\prod_{p\notin S}p^{n_p(z)}
1085
+ \le|\Nm_{F/\Q}(\Delta_F^\sharp z)|,\qquad
1086
+ |z_b|\gg_\Omega X^{-84}\quad(b\in\mathcal B).
1087
+ \label{eq:ext-depth-coordinate-bound}
1088
+ \end{align}
1089
+ The constants are uniform in all arithmetic data and in the point
1090
+ of \(\Omega\).
1091
+ \end{lemma}
1092
+
1093
+ \begin{proof}
1094
+ Since \(C_F\) is an order, \(C_F\cap\Q=\Z\), so \(1\) is primitive
1095
+ in its lattice. A basis \(1,a_2,a_3\) of \(C_F\) gives the basis
1096
+ \(1,2a_2,2a_3\) of \(C_F^\sharp\). This proves the index and
1097
+ discriminant assertions in Equation~\eqref{eq:ext-sharp-discriminant}.
1098
+ The functional taking \(1\) to \(1\) and the other two basis vectors
1099
+ to \(0\) is represented in the trace dual. Hence trace from that
1100
+ dual is onto \(\Z\). Lemma~\ref{lem:ext-order-scale}, and \(2\in S\),
1101
+ give \(C_{F,p}^\sharp=R_{F,p}\) outside \(S\).
1102
+
1103
+ The two integrality identities preceding the lemma show that the
1104
+ law in Equation~\eqref{eq:ext-density-law} is supported on
1105
+ \((C_{F,p}^\sharp)^\vee\). For a contributing global pair, use its local
1106
+ representation \(z=u\Psi(x)\) and Equation~\eqref{eq:ext-fiber-action}
1107
+ to translate \(x\) into \(L_{V,p}\), adjusting \(u\) by the inverse
1108
+ norm of that unit. This proves local trace-dual membership
1109
+ at every prime. Intersecting the local lattices proves the stated
1110
+ global support. For the second support assertion, the density factors
1111
+ give this membership at \(p\in S\). At \(p\notin S\), the order is
1112
+ \(R_{F,p}\), whose trace pairing is unimodular because \(F_p\) is
1113
+ unramified; thus \(R_{F,p}^\vee=R_{F,p}\), and the assumed integrality
1114
+ gives membership there as well.
1115
+
1116
+ The adjugate of the trace Gram matrix of \(C_F^\sharp\) gives
1117
+ \(\Delta_F^\sharp(C_F^\sharp)^\vee\subset C_F^\sharp\subset R_F\).
1118
+ If \(z\in\Omega\), then \(\Tr z=m\ne0\), so \(z\ne0\); since \(F\)
1119
+ is a field, all its embeddings are nonzero. The norm
1120
+ \(\Nm(\Delta_F^\sharp z)\) is consequently a nonzero integer. The
1121
+ boundedness of \(\Omega\) and \(\Delta_F^\sharp\ll X^{28}\) give
1122
+ \[
1123
+ 1\le|\Nm(\Delta_F^\sharp z)|
1124
+ =(\Delta_F^\sharp)^3\prod_{b\in\mathcal B}|z_b|
1125
+ \ll_\Omega X^{84}.
1126
+ \]
1127
+ At \(p\notin S\), \(z\) is integral and the local algebra is
1128
+ unramified. Hence
1129
+ \[
1130
+ n_p(z)\le\sum_{\mathfrak q\mid p}
1131
+ f_{\mathfrak q}v_{\mathfrak q}(z)
1132
+ \le v_p\bigl(\Nm(\Delta_F^\sharp z)\bigr).
1133
+ \]
1134
+ The product of these inequalities gives the depth bound because
1135
+ \(\Nm(\Delta_F^\sharp z)\) is an integer. Finally, if the coordinates of
1136
+ \(\Omega\) have absolute value at most \(B\), with \(B\ge1\), then
1137
+ for each \(b\)
1138
+ \[
1139
+ |z_b|=\frac{|\Nm(\Delta_F^\sharp z)|}
1140
+ {(\Delta_F^\sharp)^3\prod_{b'\ne b}|z_{b'}|}
1141
+ \ge\frac{1}{(\Delta_F^\sharp)^3 B^2}\gg_\Omega X^{-84}.
1142
+ \]
1143
+ This proves Equation~\eqref{eq:ext-depth-coordinate-bound}.
1144
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/introduction.tex ADDED
@@ -0,0 +1,253 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ Ideal classes in a totally real number field give compact orbits of a
4
+ diagonal group on a space of lattices. A natural arithmetic question is
5
+ whether the finite collections of orbits obtained in this way become
6
+ uniformly distributed as their discriminants grow. We prove this for the
7
+ complete packets attached to invertible ideals of every order in a primitive
8
+ totally real quartic field. The order may have arbitrarily large index in
9
+ the ring of integers.
10
+
11
+ Let
12
+ \[
13
+ X_4=\mathrm{SL}_4(\Z)\backslash\mathrm{SL}_4(\R)
14
+ \]
15
+ be the space of covolume-one row lattices in $\R^4$, and let $m_4$ be its
16
+ invariant probability measure. Put
17
+ \[
18
+ H_4=\{u\in\R^4:u_1+u_2+u_3+u_4=0\},\qquad
19
+ A_4=\{\diag(e^{u_1},e^{u_2},e^{u_3},e^{u_4}):u\in H_4\}.
20
+ \]
21
+ The group $A_4$ acts on $X_4$ by right multiplication. Its Haar measure
22
+ is $du_1\,du_2\,du_3$, with $u_4=-u_1-u_2-u_3$.
23
+
24
+ A quartic field $K$ is \emph{primitive} if it has no field strictly between
25
+ $\Q$ and $K$. Let $K$ be primitive and totally real, let $\OO\subseteq\OO_K$
26
+ be an order, and fix an ordering $\sigma=(\sigma_1,\ldots,\sigma_4)$ of its
27
+ real embeddings. Here an order is a full-rank subring containing $1$.
28
+ A fractional $\OO$-ideal $I$ is \emph{proper} if its multiplier order
29
+ $\{a\in K:aI\subseteq I\}$ is $\OO$, and it is \emph{invertible} if
30
+ $IJ=\OO$ for some fractional $\OO$-ideal $J$. The ordinary ideal class
31
+ group $\Pic(\OO)$ consists of proper invertible fractional $\OO$-ideals
32
+ modulo $I\sim aI$ for $a\in K^\times$.
33
+
34
+ For such an ideal put
35
+ \begin{equation}\label{eq:intro-lattice}
36
+ \Lambda_{I,\sigma}
37
+ =\covol(\sigma(I))^{-1/4}\sigma(I)\in X_4.
38
+ \end{equation}
39
+ A covolume-one lattice is represented here by any positively oriented
40
+ basis; two such bases differ by an element of $\mathrm{SL}_4(\Z)$.
41
+ Let $W_{\mathrm{all}}$ be the sixteen diagonal matrices with entries in
42
+ $\{1,-1\}$. Choose one ideal in each ordinary class and form the finite
43
+ set of distinct orbits
44
+ \[
45
+ \mathcal P_{\OO,\sigma}
46
+ =\{\Lambda_{I,\sigma}wA_4:I\text{ a class representative},\
47
+ w\in W_{\mathrm{all}}\}.
48
+ \]
49
+ A matrix in $W_{\mathrm{all}}$ acts on the underlying lattice, so a sign
50
+ matrix of determinant $-1$ also gives a point of $X_4$. Using all signs
51
+ makes the set independent of the chosen ordinary ideal representatives.
52
+ Every orbit is compact by the unit theorem; Section~\ref{sec:packets}
53
+ proves these assertions and describes the associated measure.
54
+
55
+ For an orbit $\mathcal Y\in\mathcal P_{\OO,\sigma}$, let $\nu_{\mathcal Y}$
56
+ be its invariant probability and let $\vol(\mathcal Y)$ be its volume for
57
+ the specified Haar measure. Define
58
+ \begin{equation}\label{eq:intro-measure}
59
+ \mu_{\OO,\sigma}
60
+ =\frac{\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}
61
+ \vol(\mathcal Y)\nu_{\mathcal Y}}
62
+ {\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}
63
+ \vol(\mathcal Y)}.
64
+ \end{equation}
65
+ Each distinct orbit occurs once in these sums.
66
+
67
+ \begin{theorem}\label{thm:main}
68
+ Let $(K_i,\OO_i,\sigma_i)$ be any sequence in which $K_i$ is a primitive
69
+ totally real quartic field, $\OO_i$ is an order in $K_i$, and $\sigma_i$ is
70
+ an ordering of its real embeddings. If $|\Disc(\OO_i)|\to\infty$, then
71
+ \[
72
+ \int_{X_4} f\,d\mu_{\OO_i,\sigma_i}
73
+ \longrightarrow \int_{X_4} f\,dm_4
74
+ \qquad\text{for every }f\in C_c(X_4).
75
+ \]
76
+ There is no escape of mass: for every $\varepsilon>0$ there is a compact
77
+ $\mathcal K\subset X_4$ such that
78
+ $\mu_{\OO_i,\sigma_i}(\mathcal K)\ge1-\varepsilon$ for all sufficiently
79
+ large $i$.
80
+ \end{theorem}
81
+
82
+ In particular, the field may remain fixed while the order index tends to
83
+ infinity. The packet in Theorem~\ref{thm:main} uses every class in
84
+ $\Pic(\OO)$, so its ideals are locally free of rank one over the specified
85
+ order. The proof uses this complete class average in both of its counting
86
+ arguments.
87
+
88
+ \subsection{History and context}
89
+
90
+ For real quadratic fields, compact diagonal orbits are closed geodesics on
91
+ the modular surface. Linnik's ergodic method and Skubenko's theorem for
92
+ positive discriminants established arithmetic distribution under the
93
+ condition $\left(\frac d p\right)=1$ for the discriminant $d$ at a fixed
94
+ odd prime $p$ \cite{Linnik1968,Skubenko1962}.
95
+ Using Iwaniec's estimates for half-integral weight forms \cite{Iwaniec1987},
96
+ Duke removed that restriction for the geodesic collections associated with
97
+ positive fundamental discriminants \cite[Theorem~1]{Duke1988}.
98
+ Chelluri extended the corresponding statement to the unit tangent bundle,
99
+ as recorded in \cite[Section~1.2, p.~253]{ELMV2012}.
100
+ Einsiedler, Lindenstrauss, Michel, and Venkatesh later gave a proof using
101
+ entropy for all positive nonsquare order discriminants
102
+ \cite[Theorem~2.3]{ELMV2012}.
103
+
104
+ In higher degree the diagonal group has higher rank, and the arithmetic
105
+ packets lie in spaces of higher-dimensional lattices. Einsiedler,
106
+ Lindenstrauss, Michel, and Venkatesh developed the discriminant and volume
107
+ framework connecting separation of periodic torus orbits to entropy
108
+ \cite{ELMV2009}. Their cubic theorem proves equidistribution of packets
109
+ that include those arising from nonmaximal totally real cubic orders
110
+ \cite[Theorem~1.4]{ELMV2011}. The local homothety class of a lattice is
111
+ part of their packet data; a multiplier order alone need not specify it
112
+ \cite[Section~5.5]{ELMV2011}. Their higher-dimensional discussion also
113
+ identifies the possibility of proper intermediate homogeneous limits
114
+ \cite[Section~1.6.3]{ELMV2011}. The theorem of Einsiedler, Katok, and
115
+ Lindenstrauss makes a diagonal-ergodic probability with positive entropy
116
+ homogeneous \cite[Theorem~1.3]{EKL2006}; in prime dimension at least three
117
+ its homogeneous conclusion is already Haar \cite[Corollary~1.4]{EKL2006}.
118
+
119
+ For each fixed prime $p\ge5$, Lemke Oliver, Thorner, and Zaman proved
120
+ equidistribution for the orbit collections attached to orders in totally
121
+ real degree-$p$ fields as the order discriminant grows, outside an
122
+ exceptional set containing $O_{p,\varepsilon}(Q^\varepsilon)$ fields of
123
+ field discriminant at most $Q$ \cite[Theorem~2.3]{LOTZ2024}.
124
+ The separate preprint \cite[Theorem~1.1]{PrimeDegreePackets} treats every
125
+ packet in each fixed prime degree at least five and permits arbitrary local module types.
126
+ We adapt its ordinary-vector method in the argument below.
127
+ For quartic packets, Khayutin obtained entropy bounds for probability
128
+ weak-$*$ limits of maximal-order packet measures with two-transitive Galois
129
+ groups, including the primitive quartic types $\mathfrak A_4$ and $S_4$
130
+ \cite[Theorem~1.1]{Khayutin2019Tori}. Wieser and Yang obtain entropy bounds
131
+ for certain maximal-order quartic packets whose fields have a quadratic
132
+ subfield, under further hypotheses \cite{WieserYang2026}. The present
133
+ argument must establish tightness and positive entropy in almost every
134
+ diagonal-ergodic component for arbitrary orders, and then exclude the
135
+ proper homogeneous limits allowed in degree four.
136
+
137
+ The arithmetic use of a sieve to rule out intermediate algebraic limits
138
+ has a precedent in Khayutin's work on joint distributions of CM points
139
+ \cite{Khayutin2019CM}. Local Fourier analysis for nonmaximal orders already
140
+ appears in the cubic work of Einsiedler, Lindenstrauss, Michel, and Venkatesh
141
+ \cite[Proposition~9.9]{ELMV2011}. Here the object being transformed is a
142
+ specific quadratic product map on an exterior lattice. The resulting
143
+ estimate controls arbitrary conductor depth in a cubic-resolvent count,
144
+ before the remaining multiplicative weights are inserted by a sieve.
145
+
146
+ \subsection{The two counts and the conductor estimate}
147
+
148
+ Write
149
+ \[
150
+ \begin{gathered}
151
+ R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\\
152
+ X=q\sqrt D=\sqrt{|\Disc(\OO)|},\qquad
153
+ \kappa=\Res_{s=1}\zeta_K(s).
154
+ \end{gathered}
155
+ \]
156
+ We also write $a_K(n)$ for the number of nonzero integral $R$-ideals of
157
+ norm $n$. Both counting arguments preserve the factor $\sqrt D\,\kappa$
158
+ that normalizes the packet after its finite local labels are averaged.
159
+
160
+ Sections~\ref{sec:packets} and~\ref{sec:ordinary} treat ordinary lattice
161
+ vectors. An invertible $\OO$-ideal is locally a unit translate of $\OO$
162
+ inside a maximal-order ideal. Averaging those translates gives an exact
163
+ unfolding into a weighted sum over integral $R$-ideals. A local moment
164
+ bound controls the order index, while Stark's exceptional-zero result and
165
+ the absence of a quadratic subfield retain the residue $\kappa$ in the
166
+ ideal count. Counting short vectors proves tightness. Counting vectors
167
+ in boxes away from the coordinate hyperplanes gives an $O(r^4)$ bound for
168
+ radius-$r$ neighborhoods in $X_4$, uniformly on each compact set of centers
169
+ in every probability limit. For a diagonal flow with distinct weights,
170
+ a two-sided tube is covered by $O(r^{-3})$ such neighborhoods with centers
171
+ in a fixed compact enlargement, where $r$ decreases exponentially with the
172
+ tube length. The resulting exponential decay also holds for normalized
173
+ averages over sets of $A_4$-ergodic components with positive measure,
174
+ because they are dominated by a multiple of the limit measure. This forces
175
+ positive entropy in almost every component.
176
+
177
+ Section~\ref{sec:rigidity} applies measure classification and identifies
178
+ the remaining obstruction. A proper positive-entropy component has two
179
+ coordinate blocks of dimension two. Each lattice in its supporting orbit
180
+ then has a vector in its exterior square supported on the two opposite
181
+ coordinates $ij$ and $kl$, with both coefficients nonzero. There are three
182
+ choices of the partition $ij|kl$.
183
+
184
+ For an exterior vector $v=(v_{ij})_{i<j}$, the positive diagonal action
185
+ preserves the three signed products
186
+ \[
187
+ (v_{12}v_{34},\,-v_{13}v_{24},\,v_{14}v_{23}).
188
+ \]
189
+ Their sum is an integer on the exterior square of a unimodular lattice.
190
+ For the arithmetic lattices in our packets, Section~\ref{sec:exterior}
191
+ places the products in the three embeddings of a cubic resolvent field
192
+ $F$. Fixing their sum at a nonzero integer $m$ puts them on a trace-$m$
193
+ plane. If the four exterior coordinates outside $ij,kl$ have size at most
194
+ $r$, two product coordinates have size at most $r^2$. Thus the geometric
195
+ obstruction is tested by a rectangle of area $O(r^4)$ on that plane.
196
+ Theorem~\ref{thm:exterior-count} supplies the corresponding arithmetic
197
+ rectangle bound, with the multiplicity of every product and the packet
198
+ normalization included.
199
+
200
+ The main new work lies in proving that bound uniformly in $\OO$. At primes
201
+ dividing $Dq$, the difficult local factors in the multiplicity are given by
202
+ the density of the pushforward of Haar measure on the exterior square of the
203
+ order lattice, with a unit scalar, under the quadratic product map.
204
+ Its exact fiber measure accounts for ramification and for the order index.
205
+ An element of $F$ acts on each opposite-coordinate plane by the value of the
206
+ corresponding real embedding; the resulting action descends to the rational
207
+ exterior space $\bigwedge^2_{\Q}K$. The elements preserving
208
+ $\bigwedge^2_{\Z}\OO$ form an order $C_F$. Its discriminant is bounded
209
+ below by a fixed positive power of $X$ and above by a fixed power of $X$,
210
+ even if the field $F$ remains fixed.
211
+
212
+ Section~\ref{sec:local-fourier} analyzes these densities through their
213
+ quadratic Fourier transforms. Denominator ideals organize the frequencies;
214
+ the stabilizer order controls the decay of the Fourier coefficients and the
215
+ support and size of the corresponding inverse transforms. The local proof
216
+ is expressed in terms of the quadratic lattice, its action by a cubic
217
+ \'etale algebra, and its stabilizer order, a formulation suitable for
218
+ analogous cubic-resolvent counts. In Section~\ref{sec:additive}, Poisson
219
+ summation gives the trace density from scalar frequencies. Complementary
220
+ estimates control the total nonscalar contribution using discriminant
221
+ separation, bounds for the Fourier and inverse transforms, and congruences
222
+ supplied by inverse quadratic forms. The estimate is uniform for small
223
+ residue moduli and for shrinking rectangles.
224
+
225
+ At the remaining primes, elementary valuation records give a local factor
226
+ with mean $1+(a_K(p)-1)/p+O(p^{-2})$. Section~\ref{sec:sieve} averages
227
+ these factors by a weighted Selberg sieve. The subtraction of $1$ in the
228
+ local mean removes the logarithm in the prime-sum bound, leaving $\kappa$.
229
+ Finally, Section~\ref{sec:conclusion} unfolds exterior vectors along the
230
+ diagonal group. The fiber lengths are logarithmic and summable over the
231
+ rectangles above. The resulting $O(r^4)$ bound excludes every proper
232
+ homogeneous component and proves Theorem~\ref{thm:main}.
233
+
234
+ \subsection{Conventions}
235
+
236
+ The notation $\Nm_{E/k}$ denotes the algebraic field norm. Ideal norms
237
+ $\Nm(\mathfrak a)$ are positive absolute norms, extended multiplicatively
238
+ to fractional ideals; absolute values are written explicitly for field
239
+ norms when needed. For a rational prime $p$,
240
+ a subscript $p$ denotes tensoring a field with $\Q_p$ or a lattice with
241
+ $\Z_p$. For a prime $\mathfrak p$ or $\mathfrak q$ of a local field we use
242
+ the integer valuation with value $1$ on a uniformizer, and write $e$ and $f$
243
+ for its ramification index and residue degree. A normalized extension of
244
+ $v_p$ has $v_p(p)=1$, and $|p|_p=p^{-1}$. Ideal norms include the residue
245
+ degrees. We use $\mathfrak p$ for primes of $K$ and $\mathfrak q$ for primes
246
+ of $F$ when the two occur together.
247
+
248
+ All logarithms are natural, and $\log_+t=\max(0,\log t)$ for $t>0$.
249
+ An upper bound $X^{o(1)}$ means $O_\eta(X^\eta)$ for every fixed $\eta>0$.
250
+ Unless stated otherwise, constants are uniform in $K$, $\OO$, and the
251
+ ordering of the embeddings. In the exterior estimates a nonzero trace $m$
252
+ and a bounded real region are fixed before $X$ tends to infinity; permitted
253
+ dependence on them is stated in the relevant results.
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/local-fourier.tex ADDED
@@ -0,0 +1,680 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Local Fourier estimates}\label{sec:local-fourier}
2
+
3
+ The exterior multiplicity bound in Section~\ref{sec:exterior} uses an
4
+ additive density at each prime in $S$. We now estimate its Fourier transform.
5
+ Scalar frequencies detect only the trace and have an exact, order-independent
6
+ value. For the remaining frequencies we record both decay and the support of
7
+ the inverse transform on a fixed denominator shell. The support is needed
8
+ because the denominator at a prime dividing the order index can be arbitrarily
9
+ large.
10
+
11
+ \subsection{Quadratic data and the trace marginal}
12
+
13
+ Fix a rational prime $p$. We first specify the local hypotheses used in the
14
+ argument. Let
15
+ \[
16
+ E=\prod_{\nu=1}^r E_\nu,\qquad R_E=\prod_{\nu=1}^r R_\nu
17
+ \]
18
+ be a cubic \'etale $\Q_p$-algebra and its maximal order. Here $E_\nu$ is a
19
+ field, $R_\nu$ is its integer ring, and $r\le3$. Write
20
+ $\mathfrak q_\nu=(\pi_\nu)$ for the maximal ideal of $R_\nu$,
21
+ $v_\nu(\pi_\nu)=1$, $e_\nu=v_\nu(p)$, and
22
+ $q_\nu=|R_\nu/\mathfrak q_\nu|=p^{f_\nu}$. Thus
23
+ \[
24
+ \sum_\nu e_\nu f_\nu=3,
25
+ \qquad |\Nm_{E_\nu/\Q_p}a|_p=q_\nu^{-v_\nu(a)}.
26
+ \]
27
+ Let $\mathfrak d_\nu=\mathfrak q_\nu^{d_\nu}$ be the different of
28
+ $E_\nu/\Q_p$, and put $\mathfrak d_E=\prod_\nu\mathfrak d_\nu$.
29
+
30
+ Let $W$ be a free $E$-module of rank two, with its unital action denoted by
31
+ $\rho:E\longrightarrow\End_{\Q_p}(W)$. Suppose that $B$ is a nondegenerate
32
+ symmetric $\Q_p$-bilinear form satisfying
33
+ \[
34
+ B(\rho(a)x,y)=B(x,\rho(a)y)\qquad(a\in E,\ x,y\in W).
35
+ \]
36
+ Let $L$ be a full $\Z_p$-lattice in $W$ which is self-dual for $B$:
37
+ \[
38
+ L=\{y\in W:B(y,L)\subset\Z_p\}.
39
+ \]
40
+ Assume also that $Q_1(x)=B(x,x)/2$ is integral on $L$. For the scalar
41
+ calculation we shall use the stronger property that in some integral
42
+ coordinates on $L$,
43
+ \begin{equation}\label{eq:fourier-split-form}
44
+ Q_1(x_1,y_1,x_2,y_2,x_3,y_3)
45
+ =x_1y_1-x_2y_2+x_3y_3.
46
+ \end{equation}
47
+ The division by $2$ takes place in $\Q_p$. Equation~\eqref{eq:fourier-split-form}
48
+ asserts the required integrality also when $p=2$. The shell estimates below
49
+ use only $Q_1(L)\subset\Z_p$; the exact split expression is used for the
50
+ scalar marginal.
51
+
52
+ For $a\in E$, set $Q_a(x)=B(\rho(a)x,x)/2$. The nondegenerate trace pairing
53
+ on $E$ determines a unique quadratic map $\Psi_E:W\longrightarrow E$ by
54
+ \begin{equation}\label{eq:fourier-polar-identity}
55
+ \Tr_{E/\Q_p}(a\Psi_E(x))=Q_a(x)
56
+ =\frac12 B(\rho(a)x,x)\qquad(a\in E).
57
+ \end{equation}
58
+ Define the stabilizer order and the auxiliary order
59
+ \[
60
+ \mathcal C_L=\{a\in E:\rho(a)L\subset L\},
61
+ \qquad \mathcal C_L^\sharp=\Z_p+2\mathcal C_L.
62
+ \]
63
+ Indeed $\mathcal C_L$ is an order in $R_E$. It is a subring containing $1$,
64
+ and a sufficiently large power of $p$ times $R_E$ preserves $L$. Conversely,
65
+ an element preserving $L$ satisfies the monic characteristic polynomial of
66
+ its integral matrix on $L$. The action is faithful, so the element is
67
+ integral over $\Z_p$ and belongs to $R_E$.
68
+
69
+ In the application, $E=F_p$, $W=V_p$, $L=L_{V,p}$, $B=B_V$, and
70
+ $\mathcal C_L=C_{F,p}$. Lemma~\ref{lem:ext-quadratic-structure} supplies
71
+ all the stated hypotheses and identifies $\Psi_E$ with the base change of
72
+ $\Psi$. We use the abstract notation temporarily to include every product
73
+ algebra and every ramification type in one argument.
74
+
75
+ Choose an additive character $\psi_p$ of $\Q_p$ with conductor $\Z_p$.
76
+ We give $W$ the self-dual Haar measure for $(x,y)\mapsto\psi_p(B(x,y))$;
77
+ it gives $L$ mass $1$. On $E$ use the self-dual measure for
78
+ $(A,z)\mapsto\psi_p(\Tr_{E/\Q_p}(Az))$, denoted by $dz$ or $dA$ according
79
+ to the variable. If $\mathfrak a$ is a fractional $R_E$-ideal, its
80
+ annihilator for this pairing is
81
+ $\mathfrak a^\perp=\mathfrak a^{-1}\mathfrak d_E^{-1}$. In particular
82
+ \begin{equation}\label{eq:fourier-self-dual-volume}
83
+ \vol(R_E)=\prod_\nu q_\nu^{-d_\nu/2}\le1.
84
+ \end{equation}
85
+ To see the normalization, $R_E^\perp=\mathfrak d_E^{-1}$ and
86
+ $\vol(R_E)\vol(R_E^\perp)=1$, whereas
87
+ $[\mathfrak d_E^{-1}:R_E]=\prod_\nu q_\nu^{d_\nu}$.
88
+ For $E=F_p$, Equation~\eqref{eq:fourier-self-dual-volume} reads
89
+ $\vol(R_{F,p})=|D_F|_p^{1/2}$.
90
+
91
+ Let $\mu_p$ be the law of
92
+ \begin{equation}\label{eq:fourier-density-law}
93
+ u\Psi_E(x),\qquad x\in L\text{ with additive probability},
94
+ \qquad u\in\Z_p^\times\text{ with Haar probability},
95
+ \end{equation}
96
+ with $x$ and $u$ independent. This is the law defining $f_p^*$ in
97
+ Lemma~\ref{lem:ext-density}. The following regularity fact specifies the
98
+ version of that density which we shall invert pointwise.
99
+
100
+ \begin{lemma}\label{lem:fourier-density}
101
+ The measure $\mu_p$ has a density $f_p^*$ with respect to $dz$. It has a
102
+ finite locally constant version at every $z=(z_\nu)\in E$ with
103
+ $z_\nu\ne0$ for all $\nu$. This version vanishes outside
104
+ \[
105
+ (\mathcal C_L^\sharp)^\vee
106
+ =\{z\in E:\Tr_{E/\Q_p}(z\mathcal C_L^\sharp)\subset\Z_p\}.
107
+ \]
108
+ In particular $\Tr_{E/\Q_p}(u\Psi_E(x))\in\Z_p$ on the domain of
109
+ Equation~\eqref{eq:fourier-density-law}.
110
+ \end{lemma}
111
+
112
+ \begin{proof}
113
+ Define an $E$-valued bilinear form $b_E$ by
114
+ \[
115
+ \Tr_{E/\Q_p}(a b_E(x,y))=B(\rho(a)x,y)\qquad(a\in E).
116
+ \]
117
+ Self-adjointness of the action makes $b_E$ symmetric and $E$-bilinear.
118
+ It is nondegenerate because $B$ is nondegenerate. Equation~\eqref{eq:fourier-polar-identity}
119
+ then gives $\Psi_E(x)=b_E(x,x)/2$ and
120
+ $d\Psi_{E,x}(h)=b_E(x,h)$. On the $\nu$-th field factor, a nonzero
121
+ component of $\Psi_E(x)$ implies that the component $x_\nu$ of $x$ is
122
+ nonzero. The nondegenerate form on the rank-two $E_\nu$-space makes
123
+ $h_\nu\mapsto b_E(x_\nu,h_\nu)$ a nonzero, hence onto, $E_\nu$-linear
124
+ functional. It follows that $\Psi_E$ is a $\Q_p$-submersion at every
125
+ preimage of an output with nonzero components. Multiplication by a unit
126
+ $u$ is invertible on $E$, so the map $(x,u)\mapsto u\Psi_E(x)$ is a
127
+ submersion at the same points.
128
+
129
+ For each $\nu$ the polynomial $\Psi_{E,\nu}$ is nonzero: a nondegenerate
130
+ symmetric form in characteristic zero has a nonzero quadratic form. Choose
131
+ a nonzero $\Q_p$-coordinate polynomial of this component. Its zero set in
132
+ the open lattice $L$ has Haar measure zero, by the usual one-variable root
133
+ bound followed by induction and Fubini. Off the union of
134
+ these null sets, the local submersion theorem gives absolute continuity of
135
+ the pushforward. For a fixed output with nonzero components, its preimage
136
+ in the compact set $L\times\Z_p^\times$ is compact. Cover this preimage
137
+ by finitely many compact-open submersion charts, refined to disjoint
138
+ compact-open pieces within those charts. The image of the remaining compact
139
+ set avoids a sufficiently small neighborhood of the output. After shrinking
140
+ that neighborhood, integration in the fiber coordinates of the pieces gives
141
+ a finite constant density on it. This proves the asserted
142
+ pointwise version, including value zero when the neighborhood misses the
143
+ image.
144
+
145
+ Finally, for $c\in\mathcal C_L$ and $r\in\Z_p$,
146
+ \[
147
+ \Tr_{E/\Q_p}((r+2c)\Psi_E(x))
148
+ =rQ_1(x)+B(\rho(c)x,x)\in\Z_p\qquad(x\in L).
149
+ \]
150
+ Multiplication by $u\in\Z_p^\times$ preserves this inclusion. The image
151
+ of the compact domain is therefore contained in the displayed trace dual,
152
+ which proves the support and trace assertions.
153
+ \end{proof}
154
+
155
+ We use the Fourier convention
156
+ \[
157
+ \widehat f(A)=\int_E f(z)\psi_p(\Tr_{E/\Q_p}(Az))\,dz,
158
+ \qquad
159
+ \check g(z)=\int_E g(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA.
160
+ \]
161
+ The transform of the measure in Equation~\eqref{eq:fourier-density-law} is
162
+ \begin{equation}\label{eq:fourier-gamma}
163
+ \gamma_p(A)=\widehat{f_p^*}(A)
164
+ =\E_{u\in\Z_p^\times}\int_L\psi_p(uQ_A(x))\,dx.
165
+ \end{equation}
166
+
167
+ \begin{lemma}[The scalar trace density]\label{lem:fourier-scalar-density}
168
+ Suppose that the integral scalar form is exactly
169
+ $Q_1=x_1y_1-x_2y_2+x_3y_3$ as in
170
+ Equation~\eqref{eq:fourier-split-form}. Regard $a\in\Q_p$ as a scalar in
171
+ $E$. In the quartic application this scalar form is $Q_1=Q_V$. Then, for
172
+ every prime $p$, including $p=2$,
173
+ \begin{equation}\label{eq:fourier-scalar-coefficients}
174
+ \gamma_p(a)=
175
+ \begin{cases}
176
+ 1,&a\in\Z_p,\\
177
+ p^{-3k},&v_p(a)=-k<0.
178
+ \end{cases}
179
+ \end{equation}
180
+ The trace of the law in Equation~\eqref{eq:fourier-density-law} has density
181
+ $d_p(t)\mathbf1_{\Z_p}(t)$ for additive measure giving $\Z_p$ mass $1$.
182
+ This density is continuous on $\Z_p$ and satisfies
183
+ \begin{equation}\label{eq:fourier-scalar-density-bound}
184
+ |d_p(t)-1|\le\frac1{p(p+1)}\qquad(t\in\Z_p).
185
+ \end{equation}
186
+ In particular $5/6\le d_p(t)\le7/6$, and for every finite set of primes
187
+ $S$ and every choice $t_p\in\Z_p$,
188
+ \[
189
+ \prod_{p\in S}d_p(t_p)\asymp1
190
+ \]
191
+ with absolute upper and lower constants.
192
+ \end{lemma}
193
+
194
+ \begin{proof}
195
+ For fixed $u\in\Z_p^\times$ and $v_p(a)=-k<0$, integration in the second
196
+ coordinate gives
197
+ \[
198
+ \int_{\Z_p^2}\psi_p(ua xy)\,dx\,dy
199
+ =\int_{\Z_p}\mathbf1_{\{ua x\in\Z_p\}}\,dx=p^{-k}.
200
+ \]
201
+ For $a\in\Z_p$ the integral is $1$. The sign of $a$ has no effect, so the
202
+ three independent pairs in Equation~\eqref{eq:fourier-split-form} give
203
+ Equation~\eqref{eq:fourier-scalar-coefficients}, even before averaging $u$.
204
+ This calculation uses the integral split expression and does not divide by
205
+ $2$ in $\Z_p$.
206
+
207
+ The scalar coefficient is the Fourier coefficient of the trace law, since
208
+ $\Tr(a z)=a\Tr(z)$. That law is supported on $\Z_p$ by
209
+ Lemma~\ref{lem:fourier-density}. The character group of $\Z_p$ is
210
+ $\Q_p/\Z_p$, and it has $p^k-p^{k-1}$ characters of exact denominator
211
+ $p^k$. Hence its nonconstant Fourier coefficients have total absolute sum
212
+ \[
213
+ \sum_{k\ge1}(p^k-p^{k-1})p^{-3k}
214
+ =\frac{1-p^{-1}}{p^2-1}=\frac1{p(p+1)}.
215
+ \]
216
+ Fourier inversion on the compact group $\Z_p$ is therefore uniformly
217
+ convergent and gives the continuous density and
218
+ Equation~\eqref{eq:fourier-scalar-density-bound}. The lower bound is
219
+ positive at every prime, and $\sum_p1/(p(p+1))<\infty$. Taking logarithms
220
+ of the upper and lower bounds proves the last assertion.
221
+ \end{proof}
222
+
223
+ \subsection{Denominator shells and quadratic transformation}
224
+
225
+ For $A=(A_\nu)\in E$, its denominator ideal is
226
+ \[
227
+ \mathfrak h_p(A)=\prod_\nu\mathfrak q_\nu^{h_\nu(A)},\qquad
228
+ h_\nu(A)=\max\{0,-v_\nu(A_\nu)\},
229
+ \]
230
+ where $v_\nu(0)=+\infty$. For an integral $R_E$-ideal
231
+ $\mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}$, its shell is thus
232
+ \[
233
+ \mathscr S_{\mathfrak h_p}
234
+ =\prod_{h_\nu=0}R_\nu\ \times\!
235
+ \prod_{h_\nu>0}\pi_\nu^{-h_\nu}R_\nu^\times.
236
+ \]
237
+ The integral components of a shell may be zero. Define
238
+ \begin{equation}\label{eq:fourier-shell-indices}
239
+ H_p=\Nm(\mathfrak h_p)=\prod_\nu q_\nu^{h_\nu},\qquad
240
+ p^{g_p}=[\mathfrak h_p:\mathfrak h_p\cap\mathcal C_L].
241
+ \end{equation}
242
+ The shell is a compact open subset of $\mathfrak h_p^{-1}$. We shall shift
243
+ its frequencies by integral scalars so that the quadratic form is
244
+ nondegenerate, without changing the integral in
245
+ Equation~\eqref{eq:fourier-gamma}.
246
+
247
+ \begin{lemma}[A scalar shift on a shell]\label{lem:fourier-shift}
248
+ Put $\iota_p=1$ for $p\le5$ and $\iota_p=0$ for $p>5$. For every
249
+ $A\in\mathscr S_{\mathfrak h_p}$ there is an $s\in\{0,1,2,3\}$ such that
250
+ $\alpha=A+s\in E^\times$ and
251
+ \[
252
+ v_\nu(\alpha_\nu)=-h_\nu\quad(h_\nu>0),\qquad
253
+ 0\le v_\nu(\alpha_\nu)\le e_\nu\iota_p\quad(h_\nu=0).
254
+ \]
255
+ Writing $\beta=\alpha^{-1}$, one has
256
+ \begin{equation}\label{eq:fourier-shift-bounds}
257
+ \beta\in p^{-\iota_p}\mathfrak h_p,
258
+ \qquad p^{-3\iota_p}H_p
259
+ \le |\Nm_{E/\Q_p}\alpha|_p\le H_p.
260
+ \end{equation}
261
+ In particular the norm is exactly $H_p$ when $p>5$. If
262
+ \begin{equation}\label{eq:fourier-j-definition}
263
+ j_p=j_p(A,s)=\min\{j\ge0:p^j\beta\in\mathcal C_L\},
264
+ \end{equation}
265
+ then $j_p$ is finite and $j_p\le g_p+\iota_p$. Finally, for any generator
266
+ $i\in E^\times$ of the ideal $\mathfrak h_p$, the element $x=i(A+s)$ is in
267
+ $R_E$, is a unit of $R_E$ if $p>5$, and satisfies
268
+ $x^{-1}\in p^{-\iota_p}R_E$.
269
+ \end{lemma}
270
+
271
+ \begin{proof}
272
+ An integral scalar shift leaves every pole valuation $-h_\nu<0$ unchanged.
273
+ For an integral component and $p>5$, the condition that $A_\nu+s$ fail to be
274
+ a unit forbids at most one residue $s\in\mathbf F_p$: it forbids none if
275
+ the residue of $-A_\nu$ does not belong to the scalar subfield. There are
276
+ at most three components, and $0,1,2,3$ are distinct modulo $p$. Some choice
277
+ therefore makes all integral components units.
278
+
279
+ For $p\le5$, normalize the extension of $v_p$ by $v_p(p)=1$, so that on
280
+ $E_\nu$ it is $v_\nu/e_\nu$. Distinct elements $s,s'$ of the list satisfy
281
+ $v_p(s-s')\le1$. The ultrametric inequality shows that for a fixed integral
282
+ component at most one candidate can satisfy $v_p(A_\nu+s)>1$. Again there
283
+ are at most three components, so a candidate remains for which all their
284
+ valuations are at most $1$. Thus $A_\nu+s$ is nonzero in every integral
285
+ component.
286
+
287
+ The bounds on $\beta$ follow componentwise. In the norm, the possible
288
+ loss from the integral components is at most
289
+ $p^{-\iota_p\sum_\nu e_\nu f_\nu}=p^{-3\iota_p}$, proving
290
+ Equation~\eqref{eq:fourier-shift-bounds}. The group
291
+ $\mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L)$ has order $p^{g_p}$ and is
292
+ killed by $p^{g_p}$. Thus
293
+ \begin{equation}\label{eq:fourier-order-containment}
294
+ p^{g_p}\mathfrak h_p\subset\mathcal C_L.
295
+ \end{equation}
296
+ Multiplying the containment for $\beta$ by $p^{g_p+\iota_p}$ proves the
297
+ claim about $j_p$. Finally $v_\nu(i_\nu)=h_\nu$. The components of
298
+ $i\alpha$ consequently have valuation zero on the pole factors and valuation
299
+ between zero and $e_\nu\iota_p$ on the others. This proves the assertions
300
+ about $x$ and $x^{-1}$.
301
+ \end{proof}
302
+
303
+ For the shift in Lemma~\ref{lem:fourier-shift},
304
+ $Q_{A+s}=Q_A+sQ_1$ and $Q_1(L)\subset\Z_p$. Thus for every fixed unit $u$
305
+ \begin{equation}\label{eq:fourier-scalar-shift-invariance}
306
+ \int_L\psi_p(uQ_{A+s}(x))\,dx
307
+ =\int_L\psi_p(uQ_A(x))\,dx.
308
+ \end{equation}
309
+ The following quadratic transformation turns the norm of $A+s$ into decay,
310
+ and leaves an integral involving its inverse.
311
+
312
+ \begin{lemma}[Quadratic Fourier transformation]\label{lem:fourier-quadratic-transform}
313
+ Let $W_0$ be a finite-dimensional $\Q_p$-space with a nondegenerate symmetric
314
+ form $B_0$, and let $L_0\subset W_0$ be a full $\Z_p$-lattice self-dual for
315
+ $B_0$. Use the self-dual Haar
316
+ measure, which gives $L_0$ mass $1$. For an invertible $B_0$-self-adjoint
317
+ operator $P$, put $q_P(x)=B_0(Px,x)/2$. There is a phase $\omega(P)$ with
318
+ $|\omega(P)|=1$ such that
319
+ \begin{equation}\label{eq:fourier-general-quadratic}
320
+ \int_{L_0}\psi_p(q_P(x))\,dx
321
+ =\omega(P)|\det P|_p^{-1/2}
322
+ \int_{L_0}\psi_p(-q_{P^{-1}}(x))\,dx.
323
+ \end{equation}
324
+ The normalized phase is invariant under linear isometry of the quadratic
325
+ form: $\omega(T^*PT)=\omega(P)$ for every invertible $T$, where $T^*$ is
326
+ the $B_0$-adjoint.
327
+
328
+ For the local data above, $\alpha\in E^\times$, $\beta=\alpha^{-1}$ and
329
+ $u\in\Z_p^\times$, this gives
330
+ \begin{equation}\label{eq:fourier-quadratic-transform}
331
+ \int_L\psi_p(uQ_\alpha(x))\,dx
332
+ =\omega_p(u,\alpha)|\Nm_{E/\Q_p}\alpha|_p^{-1}
333
+ \int_L\psi_p(-u^{-1}Q_\beta(x))\,dx,
334
+ \qquad |\omega_p(u,\alpha)|=1.
335
+ \end{equation}
336
+ For every $r\in E^\times$ one has
337
+ $\omega_p(u,\alpha r^2)=\omega_p(u,\alpha)$.
338
+ All assertions hold at $p=2$.
339
+ \end{lemma}
340
+
341
+ \begin{proof}
342
+ We use Weil's Fourier formula for a quadratic character
343
+ \cite[Chapter~I, \S14, Theorem~2, p.~161]{Weil1964}.
344
+ We record its normalization for the transform
345
+ \[
346
+ \mathcal F_{B_0}h(y)=\int h(x)\psi_p(B_0(x,y))\,dx.
347
+ \]
348
+ Completing the square gives
349
+ \[
350
+ q_P(x)+B_0(x,y)=q_P(x+P^{-1}y)-q_{P^{-1}}(y).
351
+ \]
352
+ Let $B_N=p^{-N}L_0$ and $c_N=\int_{B_N}\psi_p(q_P(x))\,dx$. On any fixed
353
+ compact set of $y$, translation by $P^{-1}y$ preserves $B_N$ for all
354
+ sufficiently large $N$. The transform of
355
+ $\mathbf1_{B_N}\psi_p(q_P)$ on that set is therefore
356
+ $c_N\psi_p(-q_{P^{-1}})$. If this identity is paired with a
357
+ Schwartz--Bruhat function, its left side stabilizes with $N$, since the
358
+ Fourier transform of the test function has compact support. Choosing a
359
+ test function whose integral against $\psi_p(-q_{P^{-1}})$ is nonzero shows
360
+ that $c_N$ stabilizes as well. This proves the distributional shape of the
361
+ formula.
362
+
363
+ Differencing the absolute square of $c_N$ and integrating in one variable
364
+ gives
365
+ \[
366
+ |c_N|^2=\vol(B_N)
367
+ \int_{B_N\cap P^{-1}B_N^\perp}\psi_p(q_P(h))\,dh.
368
+ \]
369
+ For sufficiently large $N$, the intersection is $P^{-1}p^NL_0$ and
370
+ $q_P$ is integral on it. The right side then equals
371
+ $\vol(p^{-N}L_0)\vol(P^{-1}p^NL_0)=|\det P|_p^{-1}$.
372
+ Hence the stabilized constant is $\omega(P)|\det P|_p^{-1/2}$ with unit
373
+ phase. The transform of $\mathbf1_{L_0}$ is $\mathbf1_{L_0}$, so pairing
374
+ the distribution identity with this function gives
375
+ Equation~\eqref{eq:fourier-general-quadratic}.
376
+
377
+ Under $q_{T^*PT}=q_P\circ T$, changing variables multiplies the Gaussian
378
+ constant by $|\det T|_p^{-1}$ and its normalizing determinant square root by
379
+ $|\det T|_p$. Their product, the phase, is unchanged; this is also the
380
+ isometry invariance in Weil~\cite[Chapter~II, \S25, p.~173]{Weil1964}.
381
+ For $P=u\rho(\alpha)$ its inverse is $u^{-1}\rho(\beta)$. Rank two over
382
+ $E$ gives $\det\rho(\alpha)=\Nm_{E/\Q_p}(\alpha)^2$, and $|u|_p=1$.
383
+ This proves Equation~\eqref{eq:fourier-quadratic-transform}. Taking
384
+ $T=\rho(r)$ proves the last phase identity. The polar operator of $q_P$ is
385
+ $P$, because its polarization is $B_0(Px,y)$. In particular this proof
386
+ never assumes that $2$ is a unit of $\Z_p$.
387
+ \end{proof}
388
+
389
+ \subsection{The inverse transform on a shell}
390
+
391
+ Extend the restriction of $\gamma_p$ to a shell by zero, and denote its
392
+ inverse transform by
393
+ \begin{equation}\label{eq:fourier-shell-transform}
394
+ \gamma_{p,\mathfrak h_p}(A)
395
+ =\mathbf1_{\mathscr S_{\mathfrak h_p}}(A)\gamma_p(A),
396
+ \qquad
397
+ K_{p,\mathfrak h_p}(z)
398
+ =\int_E\gamma_{p,\mathfrak h_p}(A)
399
+ \psi_p(-\Tr_{E/\Q_p}(Az))\,dA.
400
+ \end{equation}
401
+ The next lemma gives the estimates for these functions which will be used
402
+ in Poisson summation. Its quantitative support assertions separate the case where
403
+ the denominator ideal is contained in the stabilizer order.
404
+
405
+ \begin{lemma}[Intrinsic shell estimates]\label{lem:fourier-shell-estimates}
406
+ Let $E$ be the cubic algebra above, let $W$ have rank two over $E$ with
407
+ self-adjoint action for a nondegenerate symmetric form $B$, and let $L$ be
408
+ self-dual for $B$, with $Q_1(L)\subset\Z_p$. Use the stabilizer order
409
+ $\mathcal C_L=\{a\in E:\rho(a)L\subset L\}$ and $\Psi_E,\gamma_p$ from
410
+ Equations~\eqref{eq:fourier-polar-identity} and \eqref{eq:fourier-gamma}.
411
+ Fix an integral ideal
412
+ $\mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}$, and use
413
+ $H_p,g_p$ from Equation~\eqref{eq:fourier-shell-indices}.
414
+ The zero-extended function $\gamma_{p,\mathfrak h_p}$ and its inverse
415
+ $K_{p,\mathfrak h_p}$ are Schwartz--Bruhat functions. Moreover,
416
+ \[
417
+ \supp K_{p,\mathfrak h_p}\subset(\mathcal C_L^\sharp)^\vee
418
+ \subset\{z\in E:\Tr_{E/\Q_p}z\in\Z_p\}.
419
+ \]
420
+ For
421
+ $A\in\mathscr S_{\mathfrak h_p}$ choose $s$ and $j_p=j_p(A,s)$ as in
422
+ Lemma~\ref{lem:fourier-shift}. Then
423
+ \begin{equation}\label{eq:fourier-shell-decay}
424
+ |\gamma_p(A)|\le p^{3\iota_p}H_p^{-1}p^{-j_p/2},
425
+ \qquad
426
+ \|K_{p,\mathfrak h_p}\|_\infty
427
+ \le p^{3\iota_p}\vol(R_E)\le p^{3\iota_p}.
428
+ \end{equation}
429
+ Here $\iota_p=\mathbf1_{\{p\le5\}}$, so the first constant is $1$ at
430
+ every $p>5$ and is at most $125$ at the three remaining primes.
431
+
432
+ If $g_p>0$ or $p\le5$, then
433
+ \begin{equation}\label{eq:fourier-inverse-support}
434
+ \supp K_{p,\mathfrak h_p}
435
+ \subset p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_E^{-1}.
436
+ \end{equation}
437
+ If $g_p=0$ and $p>5$, then support instead requires, for each $\nu$,
438
+ \begin{equation}\label{eq:fourier-boundary-support}
439
+ z_\nu\in
440
+ \begin{cases}
441
+ \mathfrak d_\nu^{-1},&h_\nu=0,\\
442
+ \mathfrak q_\nu^{h_\nu-1}\mathfrak d_\nu^{-1},&h_\nu>0.
443
+ \end{cases}
444
+ \end{equation}
445
+ For a $z$ satisfying these support conditions, define its set of boundary
446
+ primes by
447
+ \[
448
+ \partial_{\mathfrak h_p}(z)
449
+ =\{\mathfrak q_\nu:h_\nu>0,
450
+ \ z_\nu\notin\mathfrak q_\nu^{h_\nu}\mathfrak d_\nu^{-1}\}.
451
+ \]
452
+ In this case
453
+ \begin{equation}\label{eq:fourier-boundary-decay}
454
+ |K_{p,\mathfrak h_p}(z)|
455
+ \le 8\vol(R_E)
456
+ \prod_{\mathfrak q_\nu\in\partial_{\mathfrak h_p}(z)}q_\nu^{-1/2}.
457
+ \end{equation}
458
+ Every constant is uniform in the lattice, the order $\mathcal C_L$, the
459
+ shell, and the field factors and their ramification.
460
+ \end{lemma}
461
+
462
+ \begin{proof}
463
+ For $c\in\mathcal C_L^\sharp$, Equation~\eqref{eq:fourier-polar-identity}
464
+ shows that $Q_c(L)\subset\Z_p$. Consequently $\gamma_p(A+c)=\gamma_p(A)$.
465
+ Each denominator shell is invariant under translation by $R_E$: adding an
466
+ integral element preserves every negative component valuation and preserves
467
+ the set of integral components. Since $\mathcal C_L^\sharp\subset R_E$,
468
+ the zero-extended shell restriction retains this period. Its inverse is
469
+ therefore supported in the annihilator $(\mathcal C_L^\sharp)^\vee$, whose
470
+ elements have integral trace because $1\in\mathcal C_L^\sharp$.
471
+ The order $\mathcal C_L^\sharp$ is an open lattice, and the shell is compact
472
+ open. Thus the zero extension in Equation~\eqref{eq:fourier-shell-transform}
473
+ is Schwartz--Bruhat, as is its Fourier inverse.
474
+
475
+ For a fixed unit $u$ put
476
+ $I_\beta(u)=\int_L\psi_p(-u^{-1}Q_\beta(x))\,dx$.
477
+ Polarization and additive orthogonality on the self-dual lattice give
478
+ \[
479
+ |I_\beta(u)|^2
480
+ =\int_{\substack{h\in L\\\rho(\beta)h\in L}}
481
+ \psi_p(-u^{-1}Q_\beta(h))\,dh.
482
+ \]
483
+ Indeed, in the difference $Q_\beta(y+h)-Q_\beta(y)$ the term linear in $y$
484
+ is $B(\rho(\beta)h,y)$, whose integral is the indicator of
485
+ $\rho(\beta)h\in L$. The absolute value of the last display is at most the
486
+ relative mass of $L\cap\rho(\beta)^{-1}L$. If
487
+ $p^{a_1},\ldots,p^{a_6}$ are the Smith elementary divisors of
488
+ $\rho(\beta)$ on $L$, then
489
+ \[
490
+ j_p=\max\{0,-\min_i a_i\},\qquad
491
+ [L:L\cap\rho(\beta)^{-1}L]
492
+ =p^{\sum_i\max(0,-a_i)}\ge p^{j_p}.
493
+ \]
494
+ The equality for $j_p$ is exactly the definition of $\mathcal C_L$.
495
+ It follows that $|I_\beta(u)|\le p^{-j_p/2}$. Apply
496
+ Equations~\eqref{eq:fourier-scalar-shift-invariance} and
497
+ \eqref{eq:fourier-quadratic-transform}, then use
498
+ Equation~\eqref{eq:fourier-shift-bounds} and average over $u$. This proves
499
+ the first bound in Equation~\eqref{eq:fourier-shell-decay}. The shell is
500
+ contained in $\mathfrak h_p^{-1}$, which has volume
501
+ $H_p\vol(R_E)$. Integration of the first bound, with $p^{-j_p/2}\le1$,
502
+ proves the second.
503
+
504
+ We next prove Equation~\eqref{eq:fourier-inverse-support}. Put
505
+ $N=4(g_p+1)$ and take $t\in p^N\mathfrak h_p^{-1}$. For $A$ in the shell
506
+ choose $s$ as in Lemma~\ref{lem:fourier-shift}, and write
507
+ $\alpha=A+s$, $\beta=\alpha^{-1}$. The component valuations of $t$ are
508
+ at least $-h_\nu+e_\nu N$. Translation by $t$ therefore preserves the
509
+ shell, and the same $s$ still has the valuation properties of that lemma.
510
+ Set $\zeta=t\beta$. Equation~\eqref{eq:fourier-shift-bounds} gives
511
+ \[
512
+ \zeta\in p^{N-\iota_p}R_E,\qquad
513
+ \alpha+t=\alpha(1+\zeta),\qquad
514
+ (\alpha+t)^{-1}-\beta
515
+ =-\frac{t\beta^2}{1+\zeta}
516
+ \in p^{N-2\iota_p}\mathfrak h_p.
517
+ \]
518
+ Here $1+\zeta$ is a unit. It is a square unit in each factor when $p$ is
519
+ odd, by Hensel's lemma on principal units. When $p=2$, one has
520
+ $\zeta\in8R_E$. In the $\nu$-th field the Hensel inequality for
521
+ $Y^2-(1+\zeta_\nu)$ at $Y=1$ is
522
+ $v_\nu(\zeta_\nu)\ge3e_\nu>2e_\nu=2v_\nu(2)$, so it is a square unit
523
+ there as well, including for ramified dyadic factors.
524
+
525
+ Moreover $N-2\iota_p\ge g_p+v_p(2)$. Equation~\eqref{eq:fourier-order-containment}
526
+ therefore places the inverse difference in $2\mathcal C_L$. Its $Q$-value
527
+ on $L$ is integral by Equation~\eqref{eq:fourier-polar-identity}.
528
+ In Equation~\eqref{eq:fourier-quadratic-transform}, the inverse integral is
529
+ unchanged by this difference. The norm is unchanged by the unit $1+\zeta$,
530
+ and the phase is unchanged because that unit is a square. The original
531
+ integral, for each fixed $u$, is consequently unchanged under $A\mapsto A+t$.
532
+ So is its unit average. Translation by $p^N\mathfrak h_p^{-1}$ preserves
533
+ the shell as a set, hence preserves its zero-extended function. The inverse
534
+ transform is supported on the annihilator of this group, namely
535
+ $p^{-N}\mathfrak h_p\mathfrak d_E^{-1}$. This proves
536
+ Equation~\eqref{eq:fourier-inverse-support} with the absolute exponent $4$.
537
+
538
+ It remains to prove the sharper assertions for $g_p=0$ and $p>5$. The
539
+ equality $g_p=0$ says $\mathfrak h_p\subset\mathcal C_L$. For each factor
540
+ with $h_\nu=0$, its component idempotent $1_\nu$ and its whole component
541
+ ring $1_\nu R_\nu$ lie in $\mathfrak h_p$. The self-adjoint projections
542
+ $\rho(1_\nu)$ preserve $L$ and split off their lattices orthogonally.
543
+ The complementary projection $1-\sum_{h_\nu=0}\rho(1_\nu)$ also preserves
544
+ $L$. Each resulting summand is self-dual, because the splitting is
545
+ orthogonal and $L$ is self-dual.
546
+
547
+ On an $h_\nu=0$ summand, an integral $A_\nu$ preserves its lattice, so
548
+ $Q_{A_\nu}$ is integral there since $2$ is a unit. That factor of the
549
+ integral in Equation~\eqref{eq:fourier-gamma} is $1$. On the combined
550
+ summand of all $h_\nu>0$, the frequency $A_+$ is invertible. Its inverse,
551
+ extended by zero on the other factors, lies in
552
+ $\mathfrak h_p\subset\mathcal C_L$. Its inverse quadratic integral in
553
+ Equation~\eqref{eq:fourier-general-quadratic} is therefore also $1$.
554
+ On that summand the square root of the polar determinant has absolute value
555
+ $H_p$, because each positive factor still has rank two. Applying the formula
556
+ therefore shows that the remaining frequency function is $H_p^{-1}$ times a
557
+ unit-average of Gaussian phases. Its absolute value is at most $H_p^{-1}$.
558
+ If there are no positive
559
+ $h_\nu$, this conclusion has $H_p=1$ and the empty summand contributes $1$.
560
+
561
+ Let $\chi_\nu$ be the quadratic character of
562
+ $(R_\nu/\mathfrak q_\nu)^\times$ for a factor with $h_\nu>0$. At odd
563
+ residue characteristic every principal unit is a square, so unit square
564
+ classes are exactly the two residue square classes. Phase invariance in
565
+ Lemma~\ref{lem:fourier-quadratic-transform} shows that the bounded unit-average
566
+ just obtained depends only on the tuple of these classes. This use of phase
567
+ invariance concerns the ambient quadratic form; a unit need not preserve
568
+ the lattice. Fourier expansion on the product of the two-element
569
+ square-class groups expresses the shell function as a sum of at most
570
+ $2^{|\{\nu:h_\nu>0\}|}\le8$ terms of the form
571
+ \[
572
+ c_{\boldsymbol\varepsilon}H_p^{-1}
573
+ \prod_{h_\nu=0}\mathbf1_{R_\nu}(A_\nu)
574
+ \prod_{h_\nu>0}
575
+ \mathbf1_{\pi_\nu^{-h_\nu}R_\nu^\times}(A_\nu)
576
+ \chi_\nu(\overline{\pi_\nu^{h_\nu}A_\nu})^{\varepsilon_\nu},
577
+ \qquad |c_{\boldsymbol\varepsilon}|\le1,
578
+ \]
579
+ where $\varepsilon_\nu\in\{0,1\}$. The bound for the coefficients follows
580
+ from the normalized finite Fourier expansion of a function of absolute
581
+ value at most $1$. It also covers any coupling of components caused by
582
+ the common average over $u$.
583
+
584
+ We compute the inverse of each factor. Put
585
+ $\psi_\nu=\psi_p\circ\Tr_{E_\nu/\Q_p}$ and use the component self-dual
586
+ measure. For $h_\nu=0$, the integral over $R_\nu$ is
587
+ $\vol(R_\nu)\mathbf1_{\mathfrak d_\nu^{-1}}(z_\nu)$.
588
+ For $h=h_\nu>0$, the normalized inverse of the trivial unit character is
589
+ \[
590
+ q_\nu^{-h}\int_{\pi_\nu^{-h}R_\nu^\times}
591
+ \psi_\nu(-Az)\,dA
592
+ =\vol(R_\nu)\left(
593
+ \mathbf1_{\mathfrak q_\nu^h\mathfrak d_\nu^{-1}}(z)
594
+ -q_\nu^{-1}\mathbf1_{\mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}}(z)
595
+ \right).
596
+ \]
597
+ This follows by subtracting the integral over $\pi_\nu^{-h+1}R_\nu$ from
598
+ that over $\pi_\nu^{-h}R_\nu$ and using their annihilators. For the quadratic
599
+ unit character, its function of $a=\pi_\nu^hA$ is invariant under addition
600
+ by $\mathfrak q_\nu$. This forces the normalized inverse to vanish outside
601
+ $\mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}$. It also vanishes on
602
+ $\mathfrak q_\nu^h\mathfrak d_\nu^{-1}$, where the additive character on
603
+ $R_\nu$ is trivial and the sum of $\chi_\nu$ is zero. At the intervening
604
+ boundary the additive character descends to a nontrivial character $\eta$
605
+ of the residue field $k_\nu$, and the normalized integral is
606
+ $\vol(R_\nu)q_\nu^{-1}$ times its quadratic Gauss sum.
607
+
608
+ For completeness, if $\chi$ is the quadratic character of a finite field
609
+ $k$ of odd order $q$ and $\eta$ is a nontrivial additive character, then
610
+ \[
611
+ \left|\sum_{a\in k^\times}\chi(a)\eta(a)\right|^2
612
+ =\sum_{t\in k^\times}\chi(t)
613
+ \sum_{b\in k^\times}\eta((t-1)b)
614
+ =(q-1)-\sum_{\substack{t\in k^\times\\t\ne1}}\chi(t)=q.
615
+ \]
616
+ Thus the quadratic factor has magnitude
617
+ $\vol(R_\nu)q_\nu^{-1/2}$ at the boundary. The trivial factor there has
618
+ the smaller magnitude $\vol(R_\nu)q_\nu^{-1}$. Multiplying these
619
+ component estimates, using $H_p=\prod_{h_\nu>0}q_\nu^{h_\nu}$ and
620
+ $\prod_\nu\vol(R_\nu)=\vol(R_E)$, and summing at most eight terms proves
621
+ Equations~\eqref{eq:fourier-boundary-support} and
622
+ \eqref{eq:fourier-boundary-decay}. The annihilator computation retains the
623
+ different in every ramified factor.
624
+ \end{proof}
625
+
626
+ The density need not be locally constant on the component-vanishing locus.
627
+ For the nonvanishing outputs that occur in the global field, the shell
628
+ inverses nevertheless give a finite pointwise expansion.
629
+
630
+ \begin{lemma}[Pointwise inverse expansion]\label{lem:fourier-inverse-expansion}
631
+ If $z=(z_\nu)\in E$ has $z_\nu\ne0$ for every $\nu$, then
632
+ \begin{equation}\label{eq:fourier-inverse-expansion}
633
+ f_p^*(z)=\sum_{\mathfrak h_p}K_{p,\mathfrak h_p}(z),
634
+ \end{equation}
635
+ where the sum is over integral $R_E$-ideals and only finitely many summands
636
+ are nonzero.
637
+ \end{lemma}
638
+
639
+ \begin{proof}
640
+ Let $B_n=p^{-n}R_E$. Fubini and additive orthogonality give
641
+ \[
642
+ \int_{B_n}\gamma_p(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA
643
+ =\vol(B_n)\,\mu_p(z+p^n\mathfrak d_E^{-1}).
644
+ \]
645
+ The self-dual normalizations give
646
+ \[
647
+ B_n^\perp=p^n\mathfrak d_E^{-1},\qquad
648
+ \vol(B_n)\vol(B_n^\perp)=1.
649
+ \]
650
+ Thus the right side is the average density on that neighborhood. By
651
+ Lemma~\ref{lem:fourier-density} it equals $f_p^*(z)$ for sufficiently large
652
+ $n$. The ball $B_n$ is the disjoint union of the finitely many shells with
653
+ $h_\nu\le ne_\nu$.
654
+
655
+ There can in fact be only finitely many nonzero shell inverses at this $z$.
656
+ The injection
657
+ $\mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L)\hookrightarrow R_E/\mathcal C_L$
658
+ gives $g_p\le v_p([R_E:\mathcal C_L])$. In
659
+ Equation~\eqref{eq:fourier-inverse-support}, a nonzero value requires
660
+ \[
661
+ h_\nu\le v_\nu(z_\nu)+d_\nu+4e_\nu(g_p+1).
662
+ \]
663
+ In Equation~\eqref{eq:fourier-boundary-support}, it requires
664
+ $h_\nu\le v_\nu(z_\nu)+d_\nu+1$ whenever $h_\nu>0$.
665
+ All right sides are bounded for this $z$, because its component valuations
666
+ are finite. The shell sum therefore stabilizes, and the preceding ball
667
+ inversion proves Equation~\eqref{eq:fourier-inverse-expansion}.
668
+ \end{proof}
669
+
670
+ The exact scalar coefficients in Lemma~\ref{lem:fourier-scalar-density}
671
+ supply the trace marginal in the next section. The nonscalar estimate uses
672
+ the pointwise decay in Equation~\eqref{eq:fourier-shell-decay}, the inverse
673
+ supports in Equations~\eqref{eq:fourier-inverse-support} and
674
+ \eqref{eq:fourier-boundary-support}, and the boundary bound in
675
+ Equation~\eqref{eq:fourier-boundary-decay}. In the case $g_p=0$ and $p>5$,
676
+ the last upper bound contains a factor $q_\nu^{-1/2}$ for each actual boundary
677
+ component where the support permits one fewer power of $\mathfrak q_\nu$.
678
+ Once the real boxes are specified, Section~\ref{sec:additive} combines the
679
+ supports with the nonzero field norm to restrict the denominator profiles in
680
+ Poisson summation.
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/macros.tex ADDED
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+ \newcommand{\Z}{\mathbb Z}
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+ \newcommand{\C}{\mathbb C}
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+ \DeclareMathOperator{\vol}{vol}
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+ \theoremstyle{definition}
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+ \newtheorem{definition}[theorem]{Definition}
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+ \theoremstyle{remark}
29
+ \newtheorem{remark}[theorem]{Remark}
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+ \numberwithin{equation}{section}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/main.tex ADDED
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+ \documentclass[11pt]{article}
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+ \usepackage[T1]{fontenc}
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+ \usepackage{hyperref}
8
+ \hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black,pdftitle={Equidistribution of primitive quartic torus packets for arbitrary orders},pdfauthor={OpenAI}}
9
+ \input{macros}
10
+ \title{Equidistribution of primitive quartic torus packets\\for arbitrary orders}
11
+ \author{OpenAI}
12
+ \date{October 5, 2026}
13
+ \begin{document}
14
+ \maketitle
15
+ \begin{abstract}
16
+ Let $K$ range over totally real quartic fields with no proper intermediate field, and let $\OO$ be any order in $K$. We prove that the packets of periodic diagonal orbits attached to invertible $\OO$-ideal classes, weighted by orbit volume, equidistribute with no escape of mass as $|\Disc(\OO)|$ tends to infinity. The proof combines measure rigidity with a cubic-resolvent estimate that remains uniform at primes dividing the order index.
17
+ \end{abstract}
18
+ \tableofcontents
19
+ \input{introduction}
20
+ \input{packets}
21
+ \input{ordinary}
22
+ \input{rigidity}
23
+ \input{exterior}
24
+ \input{local-fourier}
25
+ \input{additive}
26
+ \input{sieve}
27
+ \input{conclusion}
28
+ \bibliographystyle{plain}
29
+ \bibliography{references}
30
+ \end{document}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/ordinary.tex ADDED
@@ -0,0 +1,771 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Ordinary vectors and probability limits}\label{sec:ordinary}
2
+
3
+ We first control vectors in the lattices themselves. A count near the
4
+ origin will prevent escape into the cusp, and a count near a vector with
5
+ no zero coordinate will bound the mass of small neighborhoods in \(X_4\).
6
+ The latter bound is the input to the entropy argument in
7
+ Section~\ref{sec:rigidity}. We follow the method of
8
+ \cite[Sections~2--5]{PrimeDegreePackets}, proving the estimates with
9
+ constants uniform over primitive totally real quartic fields, their orders,
10
+ and the orderings of their embeddings. The absence of a quadratic
11
+ subfield supplies the residue estimate needed in this degree.
12
+
13
+ \subsection{Containment probabilities and unfolding}
14
+
15
+ For a rational prime \(p\), write
16
+ \[
17
+ R_p=\prod_{\mathfrak p\mid p}R_{\mathfrak p}.
18
+ \]
19
+ Here \(R_{\mathfrak p}\) is the integer ring of the completion
20
+ \(K_{\mathfrak p}\). Let \(v_{\mathfrak p}\) be its integer valuation,
21
+ normalized to be \(1\) on a uniformizer, and put
22
+ \[
23
+ e_{\mathfrak p}=v_{\mathfrak p}(p),\qquad
24
+ f_{\mathfrak p}=[R/\mathfrak p:\Z/p\Z].
25
+ \]
26
+ Thus \(\Nm\mathfrak p=p^{f_{\mathfrak p}}\) and
27
+ \(\sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}=4\);
28
+ see \cite[Theorem~3.34]{MilneANT}. For \(p\mid q\) and a tuple
29
+ \(\boldsymbol l_p=(l_{\mathfrak p})_{\mathfrak p\mid p}\) of
30
+ nonnegative integers, call the set of \(x\in R_p\) with
31
+ \(v_{\mathfrak p}(x_{\mathfrak p})=l_{\mathfrak p}\) in every component
32
+ the valuation shell \(\boldsymbol l_p\). Choose \(x\) in this shell
33
+ and define
34
+ \begin{equation}\label{eq:ord-local-probability}
35
+ P_p(\boldsymbol l_p)
36
+ =\P_{t_p\in R_p^\times}\{x\in t_p\OO_p\},
37
+ \end{equation}
38
+ where the probability is normalized unit Haar measure. The definition
39
+ is independent of \(x\): the unit group acts transitively on each set
40
+ with specified component valuations.
41
+
42
+ For a nonzero integral \(R\)-ideal \(\mathfrak a\), set
43
+ \begin{equation}\label{eq:ord-ideal-weight}
44
+ P(\mathfrak a)=
45
+ \prod_{p\mid q}
46
+ P_p\bigl((v_{\mathfrak p}(\mathfrak a))_{\mathfrak p\mid p}\bigr).
47
+ \end{equation}
48
+ An empty product, including the case \(q=1\), is \(1\). If
49
+ \(0\ne b\in I\), its image has no zero local component and
50
+ \((b)I^{-1}\) is integral. In the coordinates
51
+ \(I_p=\xi_pR_p\), the valuations of \(\xi_p^{-1}b\) are those of
52
+ \((b)I^{-1}\). Lemma~\ref{lem:pkt-local-labels} and the independence
53
+ of the local choices therefore give
54
+ \begin{equation}\label{eq:ord-membership}
55
+ \P_{L\in\mathscr L_{\OO}(I)}\{b\in L\}
56
+ =P((b)I^{-1}).
57
+ \end{equation}
58
+
59
+ For a nonnegative Borel function \(f\) on \(\R^4\), write
60
+ \[
61
+ E_f(\Lambda)=\sum_{0\ne x\in\Lambda}f(x).
62
+ \]
63
+ This is a Borel function on \(X_4\): in a local basis chart it is a
64
+ countable sum of the Borel functions obtained by evaluating \(f\) at
65
+ the integer linear combinations of that basis.
66
+ For \(z>0\), define the integral over the surface with absolute
67
+ coordinate product \(z\) by
68
+ \begin{equation}\label{eq:ord-fiber}
69
+ \mathcal V_f(z)=
70
+ \sum_{\omega\in\{\pm1\}^4}
71
+ \int_{\R^3}
72
+ f\bigl(\omega_1e^{u_1},\omega_2e^{u_2},\omega_3e^{u_3},
73
+ \omega_4z e^{-u_1-u_2-u_3}\bigr)\,du_1\,du_2\,du_3 .
74
+ \end{equation}
75
+ The signs and logarithmic measure are exactly those of \(T_\infty\).
76
+
77
+ \begin{proposition}[Ordinary vector unfolding]\label{prop:ord-unfolding}
78
+ For every nonnegative Borel \(f\) on \(\R^4\),
79
+ \begin{equation}\label{eq:ord-unfolding}
80
+ \int_{X_4}E_f\,d\mu_*
81
+ =\frac1{\sqrt D\,\kappa}
82
+ \sum_{\substack{\mathfrak a\subset R\\\mathfrak a\ne0}}
83
+ P(\mathfrak a)\,
84
+ \mathcal V_f\bigl(\Nm\mathfrak a/X\bigr).
85
+ \end{equation}
86
+ Both sides are allowed to be infinite.
87
+ \end{proposition}
88
+
89
+ \begin{proof}
90
+ This is the unfolding of \cite[Proposition~2.2]{PrimeDegreePackets}
91
+ with the packet normalization of Proposition~\ref{prop:pkt-model}.
92
+ Average the vector sum over \(L\) in
93
+ Equation~\eqref{eq:pkt-integration}, and use
94
+ Equation~\eqref{eq:ord-membership}. The factor \(N_{\OO}\) cancels,
95
+ and the left side becomes
96
+ \[
97
+ \frac1{h_K\vol(\mathscr F_U)}
98
+ \sum_I\int_{\mathscr F_U}
99
+ \sum_{0\ne b\in I}P((b)I^{-1})f(c_I\sigma(b)v)\,dv .
100
+ \]
101
+ For fixed \(I\), the map \(b\mapsto(b)I^{-1}\) takes \(I\setminus\{0\}\)
102
+ onto the integral ideals in the inverse class of \(I\). Each fiber
103
+ is one free \(U\)-orbit. Indeed, two generators of the same principal
104
+ ideal differ by a unique unit. The coefficient \(P((b)I^{-1})\) is
105
+ constant on that orbit. Summing its unit translates and integrating
106
+ over \(\mathscr F_U\) gives
107
+ \[
108
+ \int_{\mathscr F_U}\sum_{\epsilon\in U}
109
+ f(c_I\sigma(\epsilon b)v)\,dv
110
+ =\int_{T_\infty}f(c_I\sigma(b)v)\,dv .
111
+ \]
112
+ The translates tile \(T_\infty\), including its sign components.
113
+ All changes in the order of integration and summation are justified
114
+ by Tonelli's theorem.
115
+
116
+ The absolute product of the coordinates of \(c_I\sigma(b)\) is
117
+ \[
118
+ c_I^4|\Nm_{K/\Q}(b)|
119
+ =\frac{\Nm((b)I^{-1})}{X}.
120
+ \]
121
+ Translation of the first three logarithmic coordinates and relabeling
122
+ of the signs therefore identify the last integral with
123
+ \(\mathcal V_f(\Nm((b)I^{-1})/X)\), with Jacobian one. Each integral
124
+ ideal belongs to the inverse class of exactly one chosen \(I\).
125
+ Equation~\eqref{eq:pkt-unit-volume} now gives the coefficient in
126
+ Equation~\eqref{eq:ord-unfolding}.
127
+ \end{proof}
128
+
129
+ \subsection{The mass and tail of the local weights}
130
+
131
+ The ideal sum in Equation~\eqref{eq:ord-unfolding} need not have simple
132
+ coefficients at primes dividing \(q\). We will use its exact total
133
+ mass over valuation shells and a positive moment of their norms.
134
+ Both statements are the order case of
135
+ \cite[Lemma~3.1]{PrimeDegreePackets}; the argument below explains why
136
+ they are uniform even when the local order has large index.
137
+
138
+ For \(p\mid q\), put
139
+ \[
140
+ q_p=[R_p:\OO_p],\qquad
141
+ N_p(\boldsymbol l_p)=p^{\sum_{\mathfrak p\mid p}
142
+ f_{\mathfrak p}l_{\mathfrak p}},
143
+ \qquad
144
+ Z_p=\prod_{\mathfrak p\mid p}(1-p^{-f_{\mathfrak p}})^{-1}.
145
+ \]
146
+ For a collection \(\boldsymbol l=(\boldsymbol l_p)_{p\mid q}\), write
147
+ \[
148
+ d(\boldsymbol l)=\prod_{p\mid q}N_p(\boldsymbol l_p),\qquad
149
+ P(\boldsymbol l)=\prod_{p\mid q}P_p(\boldsymbol l_p),\qquad
150
+ Z_q=\prod_{p\mid q}Z_p .
151
+ \]
152
+ Thus \(d(\boldsymbol l)\) is the norm of the part of an integral ideal
153
+ supported above primes dividing \(q\), and \(\prod_{p\mid q}q_p=q\).
154
+
155
+ \begin{lemma}[Local mass and moment]\label{lem:ord-shells}
156
+ With the preceding notation,
157
+ \begin{equation}\label{eq:ord-shell-mass}
158
+ \sum_{\boldsymbol l}\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
159
+ =\frac{Z_q}{q}.
160
+ \end{equation}
161
+ For every \(\eta>0\) there is a constant \(C_\eta\), independent of
162
+ \(K,\OO\), such that
163
+ \begin{equation}\label{eq:ord-shell-moment}
164
+ \sum_{\boldsymbol l}
165
+ P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
166
+ \le C_\eta\,\frac{q^\eta}{q}.
167
+ \end{equation}
168
+ In particular there is an absolute constant \(C\) for which
169
+ \begin{equation}\label{eq:ord-shell-tail}
170
+ \sum_{d(\boldsymbol l)>X^{1/8}}
171
+ \frac{P(\boldsymbol l)}{d(\boldsymbol l)}
172
+ \le \frac Cq X^{-1/128}.
173
+ \end{equation}
174
+ \end{lemma}
175
+
176
+ \begin{proof}
177
+ Normalize additive Haar measure \(m_p\) on \(R_p\) by \(m_p(R_p)=1\).
178
+ In a component \(R_{\mathfrak p}\), the set of elements of valuation
179
+ \(l_{\mathfrak p}\) has measure
180
+ \((1-p^{-f_{\mathfrak p}})p^{-f_{\mathfrak p}l_{\mathfrak p}}\).
181
+ Consequently the shell \(\boldsymbol l_p\) in \(R_p\) has measure
182
+ \begin{equation}\label{eq:ord-shell-measure}
183
+ m_p(\text{shell }\boldsymbol l_p)
184
+ =\frac1{Z_p\,N_p(\boldsymbol l_p)}.
185
+ \end{equation}
186
+ Its conditional additive measure is invariant under the transitive
187
+ unit action. It is therefore the image of unit Haar probability.
188
+ By Equation~\eqref{eq:ord-local-probability},
189
+ \(P_p(\boldsymbol l_p)\) is exactly the fraction of this shell lying
190
+ in \(\OO_p\). The elements with a zero component have measure zero,
191
+ and \(m_p(\OO_p)=q_p^{-1}\). Summing
192
+ Equation~\eqref{eq:ord-shell-measure} over the intersections with
193
+ \(\OO_p\) gives
194
+ \[
195
+ \sum_{\boldsymbol l_p}
196
+ \frac{P_p(\boldsymbol l_p)}{N_p(\boldsymbol l_p)}
197
+ =\frac{Z_p}{q_p}.
198
+ \]
199
+ Multiplication over \(p\mid q\) proves
200
+ Equation~\eqref{eq:ord-shell-mass}.
201
+
202
+ For the moment, choose \(x\) with normalized additive Haar probability
203
+ on \(\OO_p\), and let \(v_{\mathfrak p}=v_{\mathfrak p}(x_{\mathfrak p})\).
204
+ The projection \(H_{\mathfrak p}\) of \(\OO_p\) into
205
+ \(R_{\mathfrak p}\) contains the embedded copy of \(\Z_p\), because
206
+ \(1\in\OO_p\). Its induced probability is normalized Haar on
207
+ \(H_{\mathfrak p}\). For an integer \(k\ge1\), the image of this
208
+ copy of \(\Z_p\) modulo the ideal of valuation \(k\) has
209
+ \(p^{\lceil k/e_{\mathfrak p}\rceil}\) elements. Hence the image of
210
+ \(H_{\mathfrak p}\) has at least that many elements, and
211
+ \begin{equation}\label{eq:ord-valuation-tail}
212
+ \P_{\OO_p}\{v_{\mathfrak p}\ge k\}
213
+ \le p^{-\lceil k/e_{\mathfrak p}\rceil}.
214
+ \end{equation}
215
+ This uses only the size of the additive image of the projection; it
216
+ does not require the projections to be independent.
217
+
218
+ Set
219
+ \[
220
+ j=\max_{\mathfrak p\mid p}
221
+ \left\lceil\frac{v_{\mathfrak p}}{e_{\mathfrak p}}\right\rceil.
222
+ \]
223
+ If \(j\ge a\ge1\), then some \(v_{\mathfrak p}\) is at least
224
+ \(e_{\mathfrak p}(a-1)+1\). Equation~\eqref{eq:ord-valuation-tail}
225
+ and a union bound over at most four components give
226
+ \(\P_{\OO_p}\{j\ge a\}\le4p^{-a}\). On the other hand,
227
+ \[
228
+ N_p(x)=p^{\sum_{\mathfrak p\mid p}f_{\mathfrak p}v_{\mathfrak p}}
229
+ \le p^{j\sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}}
230
+ =p^{4j}.
231
+ \]
232
+ These assertions hold outside the null sets where a component vanishes.
233
+ The tail formula for the expectation of \(p^{j/2}\) now yields
234
+ \begin{align}
235
+ \E_{\OO_p}N_p(x)^{1/8}
236
+ &\le \E_{\OO_p}p^{j/2} \notag\\
237
+ &=1+\sum_{a\ge1}
238
+ (p^{a/2}-p^{(a-1)/2})\P_{\OO_p}\{j\ge a\}
239
+ \le 1+4p^{-1/2}.
240
+ \label{eq:ord-local-moment}
241
+ \end{align}
242
+
243
+ Applying Equation~\eqref{eq:ord-shell-measure} once more gives the
244
+ exact factorization
245
+ \[
246
+ \sum_{\boldsymbol l}
247
+ P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
248
+ =\frac1q\prod_{p\mid q}
249
+ \left(Z_p\,\E_{\OO_p}N_p(x)^{1/8}\right).
250
+ \]
251
+ Each factor is at most
252
+ \((1-p^{-1})^{-4}(1+4p^{-1/2})\). For any fixed \(\eta>0\), this is
253
+ at most \(p^\eta\) at all sufficiently large primes. The product of
254
+ the factors at the finitely many remaining primes is bounded by a
255
+ constant depending only on \(\eta\). Since
256
+ \(\prod_{p\mid q}p\le q\), this proves
257
+ Equation~\eqref{eq:ord-shell-moment}. Finally, take \(\eta=1/128\)
258
+ there and use \(q\le X\):
259
+ \[
260
+ \sum_{d(\boldsymbol l)>X^{1/8}}\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
261
+ \le X^{-1/64}
262
+ \sum_{\boldsymbol l}P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
263
+ \le \frac Cq X^{-1/128}.
264
+ \]
265
+ This proves Equation~\eqref{eq:ord-shell-tail}.
266
+ \end{proof}
267
+
268
+ \subsection{Ideal counts relative to the residue}
269
+
270
+ The shell identity supplies the factor \(q^{-1}\). To use it in
271
+ Equation~\eqref{eq:ord-unfolding}, the count of the remaining ideal
272
+ part must retain the factor \(\kappa\). Recall
273
+ \[
274
+ a_K(n)=\#\{\mathfrak a\subset R:\mathfrak a\ne0,\ \Nm\mathfrak a=n\},
275
+ \qquad n\ge1,
276
+ \]
277
+ and let \(d_4\) be the fourfold divisor function. Unique factorization
278
+ of ideals makes \(a_K\) multiplicative. At every rational prime,
279
+ including a ramified one, its local generating series is
280
+ \[
281
+ \sum_{j\ge0}a_K(p^j)T^j
282
+ =\prod_{\mathfrak p\mid p}(1-T^{f_{\mathfrak p}})^{-1}.
283
+ \]
284
+ Each factor is coefficientwise at most \((1-T)^{-1}\), and there are
285
+ at most four factors. Hence \(a_K(n)\le d_4(n)\) for every \(n\);
286
+ in particular \(a_K(p)\le4\).
287
+
288
+ \begin{lemma}[Residue and prime sums]\label{lem:ord-residue}
289
+ There are absolute constants \(D_0>1\), \(h_0>0\), \(Y_0>1\), and
290
+ \(C\ge1\) with the following properties for every primitive totally
291
+ real quartic field \(K\).
292
+ \begin{enumerate}
293
+ \item If \(D\ge D_0\), then
294
+ \begin{equation}\label{eq:ord-residue-comparison}
295
+ C^{-1}\kappa\le h\zeta_K(1+h)\le C\kappa
296
+ \qquad(0<h\le4/\log D).
297
+ \end{equation}
298
+ If \(D<D_0\), the same inequalities hold for \(0<h\le h_0\).
299
+ \item One has
300
+ \begin{equation}\label{eq:ord-residue-lower}
301
+ \kappa^{-1}\le C\log(3D).
302
+ \end{equation}
303
+ \item Whenever \(Y\ge\max\{Y_0,D^{1/4}\}\),
304
+ \begin{equation}\label{eq:ord-prime-sum}
305
+ \exp\left(\sum_{p\le Y}\frac{a_K(p)}p\right)
306
+ \le C\kappa\log Y .
307
+ \end{equation}
308
+ \end{enumerate}
309
+ The sum in Equation~\eqref{eq:ord-prime-sum} is over rational primes.
310
+ \end{lemma}
311
+
312
+ \begin{proof}
313
+ We first treat large \(D\), and put \(L=\log D\).
314
+ Stark's zero theorem \cite[Lemma~3]{Stark1974} gives at most one
315
+ nontrivial zero of \(\zeta_K\) in
316
+ \[
317
+ \Re s\ge1-\frac1{4L},\qquad |\Im s|\le\frac1{4L};
318
+ \]
319
+ any such zero is real and simple. His
320
+ Lemma~8 \cite[Lemma~8]{Stark1974}, valid also for nonnormal fields,
321
+ states in degree four that a real zero
322
+ \(\beta\ge1-(96L)^{-1}\) would force a quadratic subfield of \(K\).
323
+ Primitivity excludes that subfield. It follows that every nontrivial
324
+ zero \(\rho\) satisfies
325
+ \begin{equation}\label{eq:ord-zero-disk}
326
+ |1-\rho|\ge \frac{c_0}{L},\qquad c_0=\frac1{192}.
327
+ \end{equation}
328
+ Indeed, a zero in the smaller open disk would lie in Stark's rectangle,
329
+ would be real, and would be in the forbidden real interval.
330
+
331
+ For real \(s>1\), the logarithmic derivative of the completed zeta
332
+ function gives
333
+ \begin{equation}\label{eq:ord-zero-sum}
334
+ \begin{aligned}
335
+ S_K(s):=\sum_\rho\Re\frac1{s-\rho}
336
+ &=\frac1s+\frac1{s-1}+\frac L2+
337
+ \frac{\zeta_K'}{\zeta_K}(s)+G(s),\\
338
+ G(s)&=2\left(\frac{\Gamma'(s/2)}{\Gamma(s/2)}-\log\pi\right);
339
+ \end{aligned}
340
+ \end{equation}
341
+ see \cite[Equation~(9)]{Stark1974}. The real zero sum converges and
342
+ has nonnegative terms, since \(\Re\rho\le1\). At \(s_0=1+L^{-1}\),
343
+ the Euler product gives \(\zeta_K'/\zeta_K(s_0)\le0\). The function
344
+ \(G\) is bounded on \([1,2]\), so for sufficiently large \(D\),
345
+ \[
346
+ 0\le S_K(s_0)\ll L.
347
+ \]
348
+ This estimate persists for all \(1<s\le1+4/L\). To see this term by
349
+ term, write \(\rho=\beta+i\gamma\). Since \(\beta\le1\),
350
+ \[
351
+ s-\beta\le4(s_0-\beta),\qquad
352
+ |s-\rho|\ge|1-\rho|.
353
+ \]
354
+ Equation~\eqref{eq:ord-zero-disk} consequently gives
355
+ \[
356
+ |s_0-\rho|\le |s-\rho|+\frac3L
357
+ \le (1+3/c_0)|s-\rho|.
358
+ \]
359
+ Using \(\Re(s-\rho)^{-1}=(s-\beta)/|s-\rho|^2\), we obtain
360
+ \[
361
+ \Re\frac1{s-\rho}
362
+ \le4(1+3/c_0)^2\Re\frac1{s_0-\rho}.
363
+ \]
364
+ Thus \(S_K(s)\ll L\) on the entire interval.
365
+
366
+ Let \(\mathcal Z_K(s)=(s-1)\zeta_K(s)\). Rearranging
367
+ Equation~\eqref{eq:ord-zero-sum} shows that
368
+ \[
369
+ \frac{\mathcal Z_K'}{\mathcal Z_K}(s)
370
+ =S_K(s)-\frac1s-\frac L2-G(s)=O(L)
371
+ \qquad(1<s\le1+4/L).
372
+ \]
373
+ The function \(\mathcal Z_K\) extends to \(s=1\) with value
374
+ \(\kappa>0\). Integrating its logarithmic derivative across an
375
+ interval of length at most \(4/L\) proves
376
+ Equation~\eqref{eq:ord-residue-comparison}, with an absolute constant.
377
+ At \(s_0\), the inequality \(\zeta_K(s_0)\ge1\) then gives
378
+ \(\kappa\gg L^{-1}\).
379
+
380
+ There are only finitely many fields with \(D<D_0\), by Hermite's
381
+ finiteness theorem \cite[Theorem~8.43]{MilneANT}. For each of them,
382
+ \(h\zeta_K(1+h)\) tends to the positive residue \(\kappa\) as
383
+ \(h\downarrow0\). Taking a common sufficiently small \(h_0\) over
384
+ this finite set proves the remaining comparison, and their positive
385
+ residues have a common positive lower bound. Enlarging \(C\) proves
386
+ Equation~\eqref{eq:ord-residue-lower} for every field.
387
+
388
+ Choose \(Y_0\) sufficiently large that \(1/\log Y_0\le h_0\), and
389
+ let \(Y\ge\max\{Y_0,D^{1/4}\}\). For \(h=1/\log Y\), the comparison
390
+ just proved applies: in the large \(D\) case \(h\le4/\log D\), and
391
+ in the bounded \(D\) case \(h\le h_0\). Positivity in the Euler
392
+ logarithm gives
393
+ \[
394
+ \sum_{p\le Y}a_K(p)p^{-1-h}\le\log\zeta_K(1+h).
395
+ \]
396
+ Moreover, \(a_K(p)\le4\), \(1-p^{-h}\le h\log p\), and the elementary
397
+ Chebyshev bound followed by partial summation imply
398
+ \[
399
+ \sum_{p\le Y}a_K(p)(p^{-1}-p^{-1-h})
400
+ \le4h\sum_{p\le Y}\frac{\log p}{p}
401
+ \ll h\log Y=1.
402
+ \]
403
+ It follows that
404
+ \[
405
+ \sum_{p\le Y}\frac{a_K(p)}p
406
+ \le \log\zeta_K(1+h)+O(1)
407
+ \le \log(\kappa\log Y)+O(1),
408
+ \]
409
+ which proves Equation~\eqref{eq:ord-prime-sum}. There is no upper
410
+ restriction on \(Y\). This observation is what permits \(D\) to stay
411
+ bounded while the order index, and hence \(X\), grows.
412
+ \end{proof}
413
+
414
+ We also need an estimate for ideals in an interval. The following
415
+ uniform form of Shiu's bound \cite{Shiu1980} is the one recorded in
416
+ \cite[Equation~(4.2)]{PrimeDegreePackets}.
417
+
418
+ \begin{lemma}\label{lem:ord-shiu}
419
+ There are absolute constants \(C,u_0\) such that, for every
420
+ nonnegative multiplicative function \(b\) with \(b(n)\le d_4(n)\),
421
+ every real \(u\ge u_0\), and every \(u^{1/2}\le v\le u\),
422
+ \begin{equation}\label{eq:ord-shiu}
423
+ \sum_{u-v<n\le u}b(n)
424
+ \le C\frac v{\log u}
425
+ \exp\left(\sum_{p\le u}\frac{b(p)}p\right).
426
+ \end{equation}
427
+ \end{lemma}
428
+
429
+ \begin{proof}
430
+ Apply \cite[Theorem~1.1]{Pollack2020} with no excluded residue classes
431
+ and with its parameter \(\beta=1/4\). Its two growth conditions hold
432
+ with bounds independent of \(b\):
433
+ \[
434
+ b(p^j)\le d_4(p^j)=\binom{j+3}{3}\le4^j,\qquad
435
+ b(n)\le d_4(n)\ll_\epsilon n^\epsilon
436
+ \quad(\epsilon>0).
437
+ \]
438
+ The theorem's constant and threshold depend only on these growth
439
+ bounds and on the fixed parameter. Its strict length condition
440
+ \(u^\beta<v\) is satisfied even at \(v=u^{1/2}\) once \(u>1\).
441
+ This gives Equation~\eqref{eq:ord-shiu}, including both endpoints.
442
+ \end{proof}
443
+
444
+ \begin{proposition}[Weighted ideal intervals]\label{prop:ord-weighted-intervals}
445
+ There is an absolute constant \(C\) such that, for each fixed
446
+ \(A\ge1\) and \(c>0\), there is a threshold \(X_0(A,c)\) with the
447
+ following property. For every \(K,\OO,\sigma\) under consideration
448
+ with \(X\ge X_0(A,c)\), and all real \(x,y\) satisfying
449
+ \[
450
+ X^{3/4}\le x\le AX,\qquad cx\le y\le x,
451
+ \]
452
+ one has
453
+ \begin{equation}\label{eq:ord-weighted-interval}
454
+ \sum_{\substack{\mathfrak a\subset R,\ \mathfrak a\ne0\\
455
+ x-y<\Nm\mathfrak a\le x}}P(\mathfrak a)
456
+ \le C\,\frac{\kappa y}{q}.
457
+ \end{equation}
458
+ The constant \(C\) is independent of \(A,c\); the threshold may
459
+ depend on them.
460
+ \end{proposition}
461
+
462
+ \begin{proof}
463
+ The range is empty for \(c>1\), so suppose \(0<c\le1\).
464
+ We adapt the separation of the local norm from the remaining ideal
465
+ in \cite[Proposition~4.2]{PrimeDegreePackets}. Put
466
+ \[
467
+ b(n)=a_K(n)\mathbf 1_{(n,q)=1}.
468
+ \]
469
+ This is nonnegative and multiplicative, and it is at most \(d_4\).
470
+ Every integral ideal splits uniquely into its part above the primes
471
+ dividing \(q\), described by one tuple \(\boldsymbol l\), and a part
472
+ coprime to \(qR\). The left side of
473
+ Equation~\eqref{eq:ord-weighted-interval} is therefore
474
+ \begin{equation}\label{eq:ord-ideal-split}
475
+ \sum_{\boldsymbol l}P(\boldsymbol l)
476
+ \sum_{(x-y)/d(\boldsymbol l)<n\le x/d(\boldsymbol l)}b(n).
477
+ \end{equation}
478
+
479
+ First take \(d=d(\boldsymbol l)\le X^{1/8}\), and put \(u=x/d\),
480
+ \(v=y/d\). Then
481
+ \[
482
+ u\ge X^{5/8}\ge D^{1/4},\qquad v\ge cu.
483
+ \]
484
+ The second inequality implies \(v\ge u^{1/2}\) when \(X\) is large
485
+ in terms of \(c\). The first inequality puts \(u\) in the range of
486
+ Equation~\eqref{eq:ord-prime-sum}, once \(X\) is above an absolute
487
+ threshold. To remove the primes dividing \(q\) from that Euler bound,
488
+ observe that
489
+ \begin{equation}\label{eq:ord-euler-removal}
490
+ \log Z_q=\sum_{p\mid q}\frac{a_K(p)}p+O(1),\qquad
491
+ \sum_{\substack{p\mid q\\p>u}}\frac{a_K(p)}p
492
+ \ll\frac{\log(2q)}u\ll1 .
493
+ \end{equation}
494
+ For the first identity, expand
495
+ \(\log Z_p=\sum_{\mathfrak p\mid p}\sum_{j\ge1}p^{-jf_{\mathfrak p}}/j\).
496
+ The terms of order \(p^{-1}\) count exactly the primes of residue
497
+ degree one, and the remaining terms are \(O(p^{-2})\), uniformly
498
+ in the splitting type. Their sum over rational primes is bounded.
499
+ For the second estimate, use \(a_K(p)\le4\), at most
500
+ \(\log(2q)/\log2\) primes dividing \(q\), and
501
+ \(u\ge X^{5/8}\), \(q\le X\).
502
+ Consequently Equations~\eqref{eq:ord-prime-sum} and
503
+ \eqref{eq:ord-euler-removal} give
504
+ \[
505
+ \exp\left(\sum_{p\le u}\frac{b(p)}p\right)
506
+ \ll \frac{\kappa\log u}{Z_q}.
507
+ \]
508
+ Lemma~\ref{lem:ord-shiu} and
509
+ Equation~\eqref{eq:ord-shell-mass} now bound the contribution of
510
+ these tuples to Equation~\eqref{eq:ord-ideal-split} by
511
+ \[
512
+ C\frac{\kappa y}{Z_q}
513
+ \sum_{d(\boldsymbol l)\le X^{1/8}}
514
+ \frac{P(\boldsymbol l)}{d(\boldsymbol l)}
515
+ \le C\frac{\kappa y}{q}.
516
+ \]
517
+
518
+ It remains to control tuples with \(d>X^{1/8}\). Those with \(d>x\)
519
+ contribute nothing. For \(z\ge1\), summing the first three factors
520
+ of the divisor convolution gives
521
+ \[
522
+ \sum_{n\le z}d_4(n)
523
+ =\sum_{a_1a_2a_3a_4\le z}1
524
+ \le z\left(\sum_{a\le z}\frac1a\right)^3
525
+ \le z(1+\log z)^3 .
526
+ \]
527
+ Use this with \(z=x/d\), and then
528
+ Equation~\eqref{eq:ord-shell-tail}. The remaining contribution is
529
+ at most
530
+ \[
531
+ Cx(1+\log x)^3
532
+ \sum_{d(\boldsymbol l)>X^{1/8}}
533
+ \frac{P(\boldsymbol l)}{d(\boldsymbol l)}
534
+ \le C\frac{x}{q}X^{-1/128}(1+\log x)^3 .
535
+ \]
536
+ For fixed \(A\), once \(X\ge A\) the condition \(x\le AX\) gives
537
+ \(\log x\le2\log X\). By
538
+ Equation~\eqref{eq:ord-residue-lower} and \(D\le X^2\), the ratio of
539
+ this last bound to \(\kappa x/q\) is at most
540
+ \[
541
+ C X^{-1/128}(\log(3X))^4=o(1).
542
+ \]
543
+ This bound is independent of the field and the order. Increase the
544
+ threshold in terms of \(A,c\) until the ratio is at most \(c\).
545
+ The tail is then at most \(\kappa cx/q\le\kappa y/q\). The constant
546
+ in the resulting bound has not changed with \(A\) or \(c\), proving
547
+ the proposition.
548
+ \end{proof}
549
+
550
+ \subsection{Short vectors and small neighborhoods}
551
+
552
+ We now apply the weighted interval bound to the two vector counts
553
+ announced at the start of the section. If \(f_r=\mathbf 1_{[-r,r]^4}\), direct integration
554
+ in Equation~\eqref{eq:ord-fiber} gives
555
+ \begin{equation}\label{eq:ord-cube-fiber}
556
+ \mathcal V_{f_r}(z)=\frac{16}{6}
557
+ \bigl(\log_+(r^4/z)\bigr)^3 .
558
+ \end{equation}
559
+ Indeed, in a fixed sign component put \(s_i=\log r-u_i\) for
560
+ \(1\le i\le3\). The cube conditions become \(s_i\ge0\) and
561
+ \(\sum_{i=1}^3s_i\le\log(r^4/z)\), a simplex of the displayed volume
562
+ divided by sixteen.
563
+
564
+ \begin{proposition}[Tightness]\label{prop:ord-tightness}
565
+ There is an absolute constant \(C\) such that, for every fixed
566
+ \(0<r<1\),
567
+ \begin{equation}\label{eq:ord-cusp}
568
+ \limsup_{X\longrightarrow\infty}
569
+ \mu_*\{\Lambda:\text{some }0\ne v\in\Lambda
570
+ \text{ satisfies }\|v\|_\infty<r\}
571
+ \le Cr^4 .
572
+ \end{equation}
573
+ The limit superior ranges over all primitive totally real quartic
574
+ fields, all their orders, and all orderings of their real embeddings.
575
+ Consequently, for every sequence of these packet measures
576
+ \(\mu_i=\mu_{\OO_i,\sigma_i}\) with \(X_i\to\infty\) and every
577
+ \(\epsilon>0\), there is a compact \(\mathcal K_\epsilon\subset X_4\) with
578
+ \(\mu_i(\mathcal K_\epsilon)\ge1-\epsilon\) for all sufficiently large \(i\).
579
+ Such a sequence is tight, and every weak subsequential limit is an
580
+ \(A_4\)-invariant probability on \(X_4\).
581
+ \end{proposition}
582
+
583
+ \begin{proof}
584
+ The count \(E_{f_r}\) dominates the indicator in
585
+ Equation~\eqref{eq:ord-cusp}. Put \(T=r^4X\) and \(T_0=X^{3/4}\).
586
+ By Equations~\eqref{eq:ord-unfolding} and \eqref{eq:ord-cube-fiber},
587
+ it suffices to bound
588
+ \begin{equation}\label{eq:ord-cube-sum}
589
+ \frac1{\sqrt D\,\kappa}
590
+ \sum_{\Nm\mathfrak a\le T}
591
+ P(\mathfrak a)
592
+ \bigl(\log(T/\Nm\mathfrak a)\bigr)^3 .
593
+ \end{equation}
594
+ The sum is empty when \(T<1\). Otherwise its logarithmic factor is
595
+ at most \((\log X)^3\), since \(\Nm\mathfrak a\ge1\) and \(r<1\).
596
+ Apply Proposition~\ref{prop:ord-weighted-intervals} at
597
+ \(x=y=T_0\), with \(A=c=1\). The part with
598
+ \(\Nm\mathfrak a\le\min\{T,T_0\}\) is at most
599
+ \[
600
+ C\frac{\kappa T_0}{q}(\log X)^3.
601
+ \]
602
+ After division by \(\sqrt D\,\kappa=X\kappa/q\), this contributes
603
+ \(O(X^{-1/4}(\log X)^3)=o(1)\).
604
+
605
+ If \(T>T_0\), put
606
+ \[
607
+ A_{T_0}(t)=\sum_{T_0<\Nm\mathfrak a\le t}P(\mathfrak a)
608
+ \qquad(T_0\le t\le T).
609
+ \]
610
+ The same interval estimate at \(x=y=t\) gives
611
+ \(A_{T_0}(t)\le C\kappa t/q\), since \(T\le X\). Writing each
612
+ logarithmic cube as an integral and using Tonelli yields
613
+ \begin{align*}
614
+ \sum_{T_0<\Nm\mathfrak a\le T}
615
+ P(\mathfrak a)\bigl(\log(T/\Nm\mathfrak a)\bigr)^3
616
+ &=3\int_{T_0}^T A_{T_0}(t)
617
+ \bigl(\log(T/t)\bigr)^2\frac{dt}{t}\\
618
+ &\le C\frac{\kappa}{q}
619
+ \int_0^T\bigl(\log(T/t)\bigr)^2\,dt
620
+ \le C\frac{\kappa T}{q}.
621
+ \end{align*}
622
+ The last integral is finite after the substitution \(t=Ts\).
623
+ This part of Equation~\eqref{eq:ord-cube-sum} is therefore \(O(r^4)\).
624
+ If \(T\le T_0\), it is absent. The constants used at \(A=c=1\) are
625
+ absolute, so the resulting estimate proves
626
+ Equation~\eqref{eq:ord-cusp}. This is the compactness argument of
627
+ \cite[Proposition~5.1]{PrimeDegreePackets}, now using the quartic
628
+ weighted interval bound.
629
+
630
+ Mahler's compactness criterion \cite[Section~3, Theorem~2]{Mahler1946}
631
+ says that
632
+ \[
633
+ \mathcal K_r=\{\Lambda\in X_4:\|v\|_\infty\ge r
634
+ \text{ for all }0\ne v\in\Lambda\}
635
+ \]
636
+ is compact. Choose \(r\) so that \(Cr^4<\epsilon/2\).
637
+ Equation~\eqref{eq:ord-cusp} then gives
638
+ \(\mu_i(\mathcal K_r)\ge1-\epsilon\) for all sufficiently large \(i\).
639
+ Each of the finitely many preceding packet measures is supported on a
640
+ finite union of compact orbits, by Proposition~\ref{prop:pkt-model}.
641
+ Enlarging the compact set to include those supports proves tightness
642
+ of the entire sequence. The space \(X_4\) is locally compact,
643
+ second countable, and metrizable; the weak compactness theorem for
644
+ tight probabilities therefore gives probability subsequential limits.
645
+ For \(a\in A_4\) and \(f\in C_c(X_4)\), the equality
646
+ \[
647
+ \int f(xa)\,d\mu_i(x)=\int f(x)\,d\mu_i(x)
648
+ \]
649
+ passes to a weak limit, since both test functions are continuous with
650
+ compact support. This proves \(A_4\)-invariance.
651
+ \end{proof}
652
+
653
+ \begin{lemma}[Boxes away from the coordinate hyperplanes]\label{lem:ord-boxes}
654
+ Let \(V_0\subset(\R^\times)^4\) be compact, and let \(b>0\).
655
+ There are constants \(C,r_0>0\), depending only on \(V_0,b\), such
656
+ that for every fixed \(0<r<r_0\) there is a threshold
657
+ \(X_0(V_0,b,r)\) for which
658
+ \begin{equation}\label{eq:ord-vector-box}
659
+ \int_{X_4}E_{\mathbf 1_{v+[-br,br]^4}}\,d\mu_*
660
+ \le Cr^4\qquad(v\in V_0,\ X\ge X_0(V_0,b,r)).
661
+ \end{equation}
662
+ The threshold and constants are uniform over \(K,\OO,\sigma\) and
663
+ over the centers \(v\in V_0\).
664
+ \end{lemma}
665
+
666
+ \begin{proof}
667
+ The assertion is immediate if \(V_0\) is empty. Otherwise choose
668
+ \(0<\epsilon\le M\) such that
669
+ \(\epsilon\le|v_i|\le M\) for every \(v\in V_0\) and \(i\).
670
+ For \(r_0<\epsilon/(2b)\), each box in the statement lies in one
671
+ coordinate sign component. Its first three logarithmic widths satisfy
672
+ \[
673
+ \log\frac{|v_i|+br}{|v_i|-br}\ll_{V_0,b}r .
674
+ \]
675
+ The product map \(x\mapsto\prod_i|x_i|\) has uniformly bounded first
676
+ derivatives on these boxes. If \(t_v=\prod_i|v_i|\), it follows
677
+ from Equation~\eqref{eq:ord-fiber} that, for one \(C_1\ge1\),
678
+ \begin{equation}\label{eq:ord-box-fiber}
679
+ \mathcal V_{\mathbf 1_{v+[-br,br]^4}}(z)
680
+ \le C_1r^3\,\mathbf 1_{[t_v-C_1r,t_v+C_1r]}(z)
681
+ \qquad(v\in V_0,\ 0<r<r_0).
682
+ \end{equation}
683
+ Let \(t_->0\) and \(t_+<\infty\) be the minimum and maximum of \(t_v\)
684
+ on \(V_0\), and shrink \(r_0\) so that \(6C_1r_0<t_-\).
685
+ For a fixed \(r\) in this range set
686
+ \[
687
+ x=(t_v+2C_1r)X,\qquad y=4C_1rX.
688
+ \]
689
+ The possible ideal norms in Equation~\eqref{eq:ord-box-fiber} lie
690
+ strictly inside \((x-y,x)\). The enlargement avoids any issue with
691
+ integer endpoints. There is a fixed \(A\ge1\), depending only on
692
+ \(V_0,b\), such that \(x\le AX\) for all centers and radii under
693
+ consideration. For sufficiently large \(X\), uniformly in the
694
+ centers, \(x\ge X^{3/4}\). Also \(y\le x\) by the choice of \(r_0\),
695
+ and \(y\ge cx\) with \(c=4C_1r/A>0\), after decreasing \(r_0\) if
696
+ necessary so that \(c\le1\).
697
+
698
+ Proposition~\ref{prop:ord-weighted-intervals} applies for every fixed
699
+ \(r\), with this \(c\) and the fixed \(A\). Its constant is independent
700
+ of \(c\), so the sum of the relevant ideal weights is at most
701
+ \(C\kappa rX/q\), with a constant independent of \(r\). Combining
702
+ this with Equations~\eqref{eq:ord-unfolding} and
703
+ \eqref{eq:ord-box-fiber}, and using \(\sqrt D=X/q\), proves
704
+ Equation~\eqref{eq:ord-vector-box}. Only the threshold for \(X\)
705
+ depends on the fixed radius.
706
+ \end{proof}
707
+
708
+ For \(r>0\), define the open identity neighborhood
709
+ \begin{equation}\label{eq:ord-ball-neighborhood}
710
+ B(r)=\{h\in\mathrm{SL}_4(\R):
711
+ \max_{i,j}|h_{ij}-\delta_{ij}|<r\}.
712
+ \end{equation}
713
+
714
+ \begin{proposition}[Local bounds in probability limits]\label{prop:ord-balls}
715
+ Let \(\mu\) be a weak probability limit of packet measures along
716
+ \(X_i\to\infty\). For every compact \(\Omega\subset X_4\), there
717
+ are constants \(C_\Omega,r_\Omega>0\) such that
718
+ \begin{equation}\label{eq:ord-balls}
719
+ \mu(xB(r))\le C_\Omega r^4
720
+ \qquad(x\in\Omega,\ 0<r<r_\Omega).
721
+ \end{equation}
722
+ \end{proposition}
723
+
724
+ \begin{proof}
725
+ The assertion is immediate if \(\Omega\) is empty, so assume otherwise.
726
+ We use the passage from vector boxes to ordinary neighborhoods in
727
+ \cite[Proposition~5.2]{PrimeDegreePackets}. First, every full lattice
728
+ has a vector with no zero coordinate. If \(\Lambda=\Z^4g\), each
729
+ coordinate of \((1,N,N^2,N^3)g\) is a nonzero polynomial in \(N\):
730
+ its coefficients are a column of the invertible matrix \(g\).
731
+ An integer \(N\) outside their finitely many roots gives the required
732
+ vector.
733
+
734
+ For each \(x_0\in\Omega\), choose a continuous local lift \(g(x)\) of
735
+ nearby lattices to \(\mathrm{SL}_4(\R)\), and an integer row \(z\)
736
+ for which \(zg(x_0)\) has no zero coordinate. On a sufficiently
737
+ small neighborhood with compact closure in this chart, \(zg(x)\)
738
+ stays bounded and its coordinates stay bounded away from zero.
739
+ A finite collection of these neighborhoods covers \(\Omega\).
740
+ Consequently we may select, for every \(x\in\Omega\), a vector
741
+ \(v_x\in\Lambda_x\) so that all selected vectors lie in one compact
742
+ set \(V_0\subset(\R^\times)^4\). The selection is used pointwise and
743
+ need not be measurable.
744
+
745
+ Choose \(M\) with \(|(v_x)_i|\le M\) for all selected vectors, and
746
+ fix \(b>4M\). If \(y=xh\) with \(h\in B(r)\), then
747
+ \(v_xh\in\Lambda_y\), and
748
+ \[
749
+ |(v_xh-v_x)_j|
750
+ \le \sum_i |(v_x)_i|\,|h_{ij}-\delta_{ij}|<br.
751
+ \]
752
+ Thus every lattice in \(xB(r)\) has a nonzero vector in
753
+ \(v_x+[-br,br]^4\). Lemma~\ref{lem:ord-boxes} gives, for each fixed
754
+ small \(r>0\) and all sufficiently large \(i\),
755
+ \[
756
+ \mu_i(xB(r))
757
+ \le \int E_{\mathbf 1_{v_x+[-br,br]^4}}\,d\mu_i
758
+ \le C_\Omega r^4
759
+ \qquad(x\in\Omega).
760
+ \]
761
+ The constants are common to all \(x\) and \(r\) in the stated ranges;
762
+ the index after which this estimate holds may depend on \(r\).
763
+ The set \(xB(r)\) is open in \(X_4\). For each fixed \(x,r\),
764
+ Portmanteau's inequality therefore yields
765
+ \[
766
+ \mu(xB(r))\le\liminf_{i\to\infty}\mu_i(xB(r))
767
+ \le C_\Omega r^4.
768
+ \]
769
+ This proves the bound for every \(r\) with the same constant. It uses
770
+ no interchange between a shrinking radius and the packet limit.
771
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/packets.tex ADDED
@@ -0,0 +1,298 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Packets from arbitrary orders}\label{sec:packets}
2
+
3
+ Fix a primitive totally real quartic field \(K\), an order \(\OO\subset K\),
4
+ and an ordering \(\sigma=(\sigma_1,\ldots,\sigma_4)\) of its real embeddings,
5
+ as in Theorem~\ref{thm:main}. We describe the packet using finitely many
6
+ local lattice choices above each ideal class of the maximal order. This
7
+ description lets us average a containment condition at each finite prime
8
+ before performing an integral at the real place. The construction is
9
+ adapted from the packet model in
10
+ \cite[Section~2, Lemma~2.1]{PrimeDegreePackets}; we give the argument with
11
+ all sixteen sign patterns in degree four.
12
+
13
+ Throughout the paper put
14
+ \begin{equation}\label{eq:pkt-scale}
15
+ R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\qquad
16
+ X=q\sqrt D,\qquad \kappa=\Res_{s=1}\zeta_K(s).
17
+ \end{equation}
18
+ In particular, \(|\Disc(\OO)|=q^2D=X^2\). Absolute ideal norms are
19
+ extended multiplicatively to fractional \(R\)-ideals. Thus
20
+ \begin{equation}\label{eq:pkt-covolume}
21
+ \covol(\sigma(I))=\sqrt D\,\Nm I
22
+ \end{equation}
23
+ for every nonzero fractional \(R\)-ideal \(I\): this is the defining
24
+ discriminant identity for \(I=R\), follows by index for integral \(I\),
25
+ and then follows for fractional \(I\) after multiplication by an integer.
26
+ For a full \(\Z\)-lattice \(J\subset K\), write
27
+ \(J_p=J\otimes_\Z\Z_p\), and put
28
+ \[
29
+ K_p=K\otimes_\Q\Q_p,\qquad R_p=R\otimes_\Z\Z_p,\qquad
30
+ \OO_p=\OO\otimes_\Z\Z_p .
31
+ \]
32
+ Here \(K_p\) is a product of finite extensions of \(\Q_p\), and \(R_p\)
33
+ is the product of their integer rings. We use the usual arithmetic of
34
+ fractional ideals in the Dedekind domain \(R\); see
35
+ \cite[Theorems~3.7, 3.20, and~3.29]{MilneANT}.
36
+
37
+ \subsection{The finite local choices}
38
+
39
+ Choose one fractional \(R\)-ideal \(I\) in each ordinary ideal class of
40
+ \(R\). Write \(h_K\) for the number of these classes. At every prime
41
+ choose a generator
42
+ \[
43
+ I_p=\xi_p R_p,\qquad \xi_p\in K_p^\times.
44
+ \]
45
+ Such a generator exists because each component of \(R_p\) is a discrete
46
+ valuation ring. Let \(\mathscr L_{\OO}(I)\) be the set of full lattices
47
+ \(L\subset I\) whose completions have the form
48
+ \begin{equation}\label{eq:pkt-local-choices}
49
+ L_p=\xi_p t_p\OO_p,\qquad t_p\in R_p^\times
50
+ \quad\text{for every }p.
51
+ \end{equation}
52
+ Replacing \(\xi_p\) by another generator merely changes \(t_p\) by a
53
+ unit, so this set does not depend on the chosen generators.
54
+
55
+ \begin{lemma}\label{lem:pkt-local-labels}
56
+ The set \(\mathscr L_{\OO}(I)\) is finite, and its cardinality is
57
+ \begin{equation}\label{eq:pkt-label-count}
58
+ N_{\OO}=\prod_{p\mid q}[R_p^\times:\OO_p^\times],
59
+ \end{equation}
60
+ independently of \(I\). Its members satisfy
61
+ \[
62
+ [I:L]=q,\qquad RL=I,
63
+ \]
64
+ and are proper invertible fractional \(\OO\)-ideals. Every ordinary
65
+ class of proper invertible fractional \(\OO\)-ideals is represented,
66
+ up to multiplication by \(K^\times\), by a member of one of the sets
67
+ \(\mathscr L_{\OO}(I)\). Uniform probability on
68
+ \(\mathscr L_{\OO}(I)\) is induced by independent normalized Haar
69
+ probabilities for \(t_p\in R_p^\times\).
70
+ \end{lemma}
71
+
72
+ \begin{proof}
73
+ The additive group \(R/\OO\) has order \(q\), so \(qR\subset\OO\).
74
+ For every \(p\) and every unit \(t_p\), it follows that
75
+ \[
76
+ qI_p=\xi_p t_p qR_p\subset \xi_p t_p\OO_p\subset I_p.
77
+ \]
78
+ At \(p\nmid q\) the middle lattice is \(I_p\). At the remaining
79
+ primes its image is a submodule of the finite module \(I_p/qI_p\).
80
+ The primary decomposition of \(I/qI\) identifies its \(p\)-primary
81
+ part with \(I_p/qI_p\). Thus a choice of these local submodules
82
+ patches to a unique subgroup of \(I/qI\), and its inverse image in
83
+ \(I\) is the unique lattice with the prescribed completions.
84
+
85
+ The stabilizer of \(\OO_p\) under multiplication by \(R_p^\times\)
86
+ is exactly \(\OO_p^\times\). Indeed, \(t_p\OO_p=\OO_p\) implies
87
+ that both \(t_p\) and \(t_p^{-1}\) belong to \(\OO_p\), by applying
88
+ the equality and its inverse to \(1\). The converse is immediate.
89
+ The local choices therefore form the finite homogeneous space
90
+ \(R_p^\times/\OO_p^\times\). Its invariant probability is uniform
91
+ and is the image of normalized unit Haar measure. Patching over the
92
+ finitely many primes dividing \(q\) proves
93
+ Equation~\eqref{eq:pkt-label-count} and the assertion about
94
+ probabilities. The index of the lattice in
95
+ Equation~\eqref{eq:pkt-local-choices} is
96
+ \([R_p:\OO_p]\), and its \(R_p\)-span is \(I_p\) because \(1\in\OO_p\).
97
+ Taking products of the indices and comparing all completions gives
98
+ \([I:L]=q\) and \(RL=I\).
99
+
100
+ We record why the local condition describes exactly invertible ideals
101
+ of the order. A full fractional \(\OO\)-ideal \(J\) is invertible
102
+ if and only if
103
+ \begin{equation}\label{eq:pkt-local-principality}
104
+ J_p=\eta_p\OO_p\quad\text{for some }\eta_p\in K_p^\times
105
+ \quad\text{at every }p.
106
+ \end{equation}
107
+ For the forward implication, complete an equality
108
+ \(JJ^{-1}=\OO\). The resulting equality over \(\OO_p\) expresses
109
+ \(1\) as a finite sum \(\sum_i a_i b_i\), with \(a_i\in J_p\) and
110
+ \(b_i\in J_p^{-1}\). At each maximal ideal \(\mathfrak m\) of the
111
+ semilocal ring \(\OO_p\), some \(a_i b_i\) is a unit after localization,
112
+ and that \(a_i\) generates \((J_p)_{\mathfrak m}\). To obtain one
113
+ generator for all the maximal ideals, choose such an \(a_{\mathfrak m}\)
114
+ for each \(\mathfrak m\), and use the Chinese remainder theorem
115
+ \cite[Theorem~1.14]{MilneANT} to
116
+ choose \(c_{\mathfrak m}\in\OO_p\) congruent to \(1\) at
117
+ \(\mathfrak m\) and to \(0\) at every other maximal ideal. Then
118
+ \(\eta_p=\sum_{\mathfrak m}c_{\mathfrak m}a_{\mathfrak m}\) generates
119
+ \((J_p)_{\mathfrak m}\) modulo \(\mathfrak m\) at each \(\mathfrak m\);
120
+ Nakayama's lemma \cite[Lemma~1.9]{MilneANT} shows that it generates each localization. Hence it
121
+ generates \(J_p\). Since \(J_p\) spans \(K_p\) over \(\Q_p\),
122
+ \(\eta_p\) has no zero component and lies in \(K_p^\times\).
123
+
124
+ Conversely, define
125
+ \[
126
+ J^{-1}=\{a\in K:aJ\subset\OO\}.
127
+ \]
128
+ This definition commutes with completion: after choosing \(\Z\)-bases
129
+ of \(J\) and \(\OO\), the containment is a finite collection of
130
+ integrality conditions on the coordinates of multiplication by \(a\),
131
+ and the same conditions over \(\Z_p\) describe the completed lattice.
132
+ Under Equation~\eqref{eq:pkt-local-principality} we therefore have
133
+ \((J^{-1})_p=\eta_p^{-1}\OO_p\). Consequently
134
+ \((JJ^{-1})_p=\OO_p\) for every \(p\), which implies \(JJ^{-1}=\OO\).
135
+ This proves the equivalence. It also proves properness: if \(aJ\subset J\)
136
+ for an invertible \(J\), multiplication by \(J^{-1}\) gives
137
+ \(a\OO\subset\OO\), and hence \(a\in\OO\). Thus its multiplier order
138
+ is \(\OO\).
139
+
140
+ The lattices in Equation~\eqref{eq:pkt-local-choices} are stable under
141
+ \(\OO_p\) at every prime, so comparison of completions shows that
142
+ \(\OO L\subset L\). They are therefore fractional \(\OO\)-ideals
143
+ satisfying Equation~\eqref{eq:pkt-local-principality}. In the other
144
+ direction, let \(J\) be an invertible fractional \(\OO\)-ideal. Its \(R\)-span
145
+ \(RJ\) is a fractional \(R\)-ideal. Multiplying \(J\) by an element
146
+ of \(K^\times\), we may arrange \(RJ=I\) for the chosen representative
147
+ of this maximal-order class. If \(J_p=\eta_p\OO_p\), then
148
+ \(\eta_p R_p=I_p=\xi_pR_p\), so \(\eta_p=\xi_p t_p\) for a unit
149
+ \(t_p\in R_p^\times\). Thus the resulting \(J\) belongs to
150
+ \(\mathscr L_{\OO}(I)\), as required.
151
+ \end{proof}
152
+
153
+ \subsection{Real parameters, identifications, and volume}
154
+
155
+ Let \(U=R^\times\), and let \(U^+\) be its totally positive subgroup.
156
+ Put
157
+ \[
158
+ T_\infty=\{v=(v_1,\ldots,v_4)\in(\R^\times)^4:
159
+ \textstyle\prod_i|v_i|=1\}.
160
+ \]
161
+ We give \(T_\infty\) counting measure on its sixteen sign components
162
+ and measure \(du_1\,du_2\,du_3\) on the logarithms
163
+ \(u_i=\log|v_i|\), with \(u_4=-u_1-u_2-u_3\). Denote this measure
164
+ by \(dv\). The unit theorem
165
+ \cite[Theorems~5.1 and~5.9]{MilneANT} says that
166
+ \[
167
+ \ell(U)=\{(\log|\sigma_i(\epsilon)|)_{i=1}^4:\epsilon\in U\}
168
+ \]
169
+ is a full lattice in the hyperplane \(\sum_i u_i=0\). Its
170
+ covolume for the deleted-coordinate measure is the ordinary regulator
171
+ \(R_K\). Its kernel on \(U\) consists of \(1\) and \(-1\), since
172
+ these are the roots of unity in a totally real field.
173
+
174
+ Let \(\mathscr F_U\) be a measurable fundamental domain for the embedded
175
+ group \(\sigma(U)\) in \(T_\infty\). Reducing logarithms modulo
176
+ \(\ell(U)\) leaves sixteen sign choices, on which the remaining kernel
177
+ \(\{1,-1\}\) identifies pairs of opposite signs. It follows that
178
+ \(\vol(\mathscr F_U)=8R_K\). The analytic class-number formula in
179
+ signature \((4,0)\), with two roots of unity, gives
180
+ \begin{equation}\label{eq:pkt-unit-volume}
181
+ h_K\vol(\mathscr F_U)=8h_KR_K=\sqrt D\,\kappa;
182
+ \end{equation}
183
+ see \cite[Chapter~V, Theorem~2.4(a)]{MilneCFT}.
184
+
185
+ For \(L\in\mathscr L_{\OO}(I)\), set
186
+ \[
187
+ c_I=(X\Nm I)^{-1/4}.
188
+ \]
189
+ Equations~\eqref{eq:pkt-covolume} and \([I:L]=q\) show that
190
+ \(c_I\sigma(L)v\) has covolume one for every \(v\in T_\infty\).
191
+ This notation denotes the corresponding row lattice, and thus a point
192
+ of \(X_4\), after choosing a basis of determinant one. This convention
193
+ also applies when the diagonal \(v\) has negative determinant.
194
+
195
+ \begin{proposition}[Packet model and volume]\label{prop:pkt-model}
196
+ The maps
197
+ \[
198
+ (L,v)\longmapsto c_I\sigma(L)v
199
+ \qquad
200
+ (L\in\mathscr L_{\OO}(I),\ v\in T_\infty)
201
+ \]
202
+ give a bijection from the disjoint union over the chosen \(I\) of the
203
+ quotients by
204
+ \begin{equation}\label{eq:pkt-unit-action}
205
+ \epsilon:(L,v)\longmapsto
206
+ (\epsilon L,\sigma(\epsilon)^{-1}v),\qquad \epsilon\in U,
207
+ \end{equation}
208
+ onto \(\bigcup_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\mathcal Y\subset X_4\).
209
+ Counting measure on the \(L\)'s times \(dv\) descends to the sum of
210
+ the Haar measures of those orbits. In particular,
211
+ \begin{equation}\label{eq:pkt-total-volume}
212
+ \sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\vol(\mathcal Y)
213
+ =N_{\OO}\sqrt D\,\kappa .
214
+ \end{equation}
215
+ Writing \(\mu_*=\mu_{\OO,\sigma}\), for every nonnegative Borel
216
+ function \(\Phi\) on \(X_4\) one has
217
+ \begin{equation}\label{eq:pkt-integration}
218
+ \int_{X_4}\Phi\,d\mu_*
219
+ =\frac{1}{h_KN_{\OO}\vol(\mathscr F_U)}
220
+ \sum_I\sum_{L\in\mathscr L_{\OO}(I)}
221
+ \int_{\mathscr F_U}\Phi(c_I\sigma(L)v)\,dv .
222
+ \end{equation}
223
+ The identity permits infinite values on both sides.
224
+ \end{proposition}
225
+
226
+ \begin{proof}
227
+ The action in Equation~\eqref{eq:pkt-unit-action} preserves the
228
+ parameter set, since \(\epsilon I=I\) for \(\epsilon\in U\), and
229
+ preserves its image lattice. Lemma~\ref{lem:pkt-local-labels} shows
230
+ that every ordinary invertible \(\OO\)-ideal class occurs. If two
231
+ ideals differ by multiplication by \(\alpha\in K^\times\), their
232
+ normalized embedded lattices differ by the diagonal with coordinates
233
+ \(\sigma_i(\alpha)/|\Nm_{K/\Q}(\alpha)|^{1/4}\), an element of
234
+ \(T_\infty\). Finally \(T_\infty\) is the union of all sixteen
235
+ sign translates of \(A_4\). These facts prove surjectivity.
236
+
237
+ Suppose two displayed normalized lattices coincide. After absorbing
238
+ the ratio of their positive scalars, this equality gives a diagonal
239
+ map carrying \(\sigma(L)\) onto \(\sigma(L')\). Choose \(0\ne b\in L\)
240
+ and let \(b'\in L'\) be its image. None of the four coordinates of
241
+ \(\sigma(b)\) is zero. The diagonal entries must therefore be
242
+ \(\sigma_i(b')/\sigma_i(b)=\sigma_i(b'/b)\). The map is multiplication
243
+ by \(\alpha=b'/b\), and \(L'=\alpha L\). Taking \(R\)-spans gives
244
+ \(I'=\alpha I\). The chosen representatives then force \(I'=I\)
245
+ and \(\alpha I=I\), so \(\alpha\in U\). The scalar normalizations
246
+ are now equal, and the two parameters differ by exactly
247
+ Equation~\eqref{eq:pkt-unit-action}. This proves injectivity, including
248
+ all identifications involving signs. Equality of covolume-one row
249
+ lattices is the same as equality in \(X_4\): any two positively oriented
250
+ bases of the same lattice differ by an element of \(\mathrm{SL}_4(\Z)\).
251
+
252
+ It remains to check that this identification gives the stipulated
253
+ orbit weights. Write
254
+ \(\OO^{\times,+}=\OO^\times\cap U^+\). The \(U\)-stabilizer of a
255
+ label \(L\) is \(\OO^\times\), by its multiplier order. The stabilizer
256
+ of \(L\) together with a sign pattern is therefore
257
+ \(\OO^{\times,+}\). This subgroup has finite index in \(U\).
258
+ For \(q=1\) this follows directly from \(\OO=R\). For \(q>1\),
259
+ the kernel of \(U\longrightarrow(R/qR)^\times\) lies in
260
+ \(\OO^\times\), since both a unit congruent to \(1\) modulo \(qR\)
261
+ and its inverse belong to \(\OO\), and imposing positive signs costs
262
+ at most a further factor of sixteen. The same diagonal-identification
263
+ argument shows that all periods of the corresponding \(A_4\)-orbit
264
+ are precisely \(\ell(\OO^{\times,+})\). They form a full lattice,
265
+ so the orbit is compact.
266
+
267
+ Combining a label with a sign produces \(16N_{\OO}\) finite choices
268
+ above each \(I\). Each \(U\)-orbit of these choices has
269
+ \([U:\OO^{\times,+}]\) elements and parametrizes one \(A_4\)-orbit.
270
+ On that orbit the quotient of logarithmic Lebesgue measure is its
271
+ Haar measure, with volume
272
+ \[
273
+ \covol\bigl(\ell(\OO^{\times,+})\bigr)
274
+ =[\ell(U):\ell(\OO^{\times,+})]R_K
275
+ =\frac{[U:\OO^{\times,+}]}{2}R_K .
276
+ \]
277
+ The last equality uses \(\ker(\ell|_U)=\{1,-1\}\) and
278
+ \(-1\notin\OO^{\times,+}\). Consequently the number of distinct
279
+ orbits times their common volume is
280
+ \[
281
+ \frac{16h_KN_{\OO}}{[U:\OO^{\times,+}]}
282
+ \cdot \frac{[U:\OO^{\times,+}]}2 R_K
283
+ =8h_KN_{\OO}R_K.
284
+ \]
285
+ This proves both the assertion about the descended measure and
286
+ Equation~\eqref{eq:pkt-total-volume}, by
287
+ Equation~\eqref{eq:pkt-unit-volume}.
288
+
289
+ One can also take \(\mathscr L_{\OO}(I)\times\mathscr F_U\) as a
290
+ fundamental domain for the diagonal action in
291
+ Equation~\eqref{eq:pkt-unit-action}: reducing \(v\) into
292
+ \(\mathscr F_U\) transports \(L\) by the same unique unit, outside
293
+ the usual null boundary set. Counting measure times \(dv\) is
294
+ invariant under this action. These domains have total measure
295
+ \(h_KN_{\OO}\vol(\mathscr F_U)\), equal to the total volume just
296
+ computed. Dividing their integral by that quantity proves
297
+ Equation~\eqref{eq:pkt-integration}.
298
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/references.bib ADDED
@@ -0,0 +1,311 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @book{Linnik1968,
2
+ author = {Linnik, Yu. V.},
3
+ title = {Ergodic Properties of Algebraic Fields},
4
+ series = {Ergebnisse der Mathematik und ihrer Grenzgebiete},
5
+ volume = {45},
6
+ publisher = {Springer-Verlag},
7
+ address = {Berlin--Heidelberg--New York},
8
+ year = {1968},
9
+ note = {Translated from the Russian by M. S. Keane}
10
+ }
11
+
12
+ @article{Skubenko1962,
13
+ author = {Skubenko, B. F.},
14
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15
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19
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21
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22
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23
+ @article{Iwaniec1987,
24
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25
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26
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27
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28
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32
+ }
33
+
34
+ @article{Duke1988,
35
+ author = {Duke, William},
36
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37
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38
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39
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40
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41
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+ }
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+
45
+ @article{ELMV2011,
46
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
47
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48
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49
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50
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51
+ year = {2011},
52
+ pages = {815--885},
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+ }
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+
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+ @article{ELMV2012,
57
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
58
+ title = {The distribution of closed geodesics on the modular surface, and {Duke}'s theorem},
59
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60
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62
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63
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66
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67
+ @article{LOTZ2024,
68
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69
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70
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71
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72
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73
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74
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75
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76
+ }
77
+
78
+ @article{Khayutin2019Tori,
79
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80
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81
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82
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83
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84
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85
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86
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87
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88
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89
+ @article{Khayutin2019CM,
90
+ author = {Khayutin, Ilya},
91
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92
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93
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94
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95
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96
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97
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98
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99
+
100
+ @article{WieserYang2026,
101
+ author = {Wieser, Andreas and Yang, Pengyu},
102
+ title = {A uniform {Linnik} basic lemma and entropy bounds},
103
+ journal = {Comment. Math. Helv.},
104
+ year = {2026},
105
+ note = {Published online January 22, 2026},
106
+ doi = {10.4171/CMH/613}
107
+ }
108
+
109
+ @article{Stark1974,
110
+ author = {Stark, Harold M.},
111
+ title = {Some effective cases of the {Brauer--Siegel} theorem},
112
+ journal = {Inventiones Mathematicae},
113
+ volume = {23},
114
+ number = {2},
115
+ year = {1974},
116
+ pages = {135--152},
117
+ doi = {10.1007/BF01405166}
118
+ }
119
+
120
+ @article{Pollack2020,
121
+ author = {Pollack, Paul},
122
+ title = {Nonnegative multiplicative functions on sifted sets, and the square roots of {$-1$} modulo shifted primes},
123
+ journal = {Glasgow Mathematical Journal},
124
+ volume = {62},
125
+ number = {1},
126
+ year = {2020},
127
+ pages = {187--199},
128
+ doi = {10.1017/S0017089519000041},
129
+ note = {Corrected author version: \url{https://www.pollack-math.net/brunmultiplicative4.pdf}},
130
+ url = {https://www.pollack-math.net/brunmultiplicative4.pdf}
131
+ }
132
+
133
+ @article{LindenstraussWeiss2001,
134
+ author = {Lindenstrauss, Elon and Weiss, Barak},
135
+ title = {On sets invariant under the action of the diagonal group},
136
+ journal = {Ergodic Theory and Dynamical Systems},
137
+ volume = {21},
138
+ number = {5},
139
+ year = {2001},
140
+ pages = {1481--1500},
141
+ doi = {10.1017/S0143385701001717}
142
+ }
143
+
144
+ @article{Shiu1980,
145
+ author = {Shiu, Peter},
146
+ title = {A {Brun--Titchmarsh} theorem for multiplicative functions},
147
+ journal = {Journal f{\"u}r die reine und angewandte Mathematik},
148
+ volume = {313},
149
+ year = {1980},
150
+ pages = {161--170},
151
+ doi = {10.1515/crll.1980.313.161}
152
+ }
153
+
154
+ @article{Selberg1947,
155
+ author = {Selberg, Atle},
156
+ title = {On an elementary method in the theory of primes},
157
+ journal = {Norske Videnskabers Selskabs Forhandlinger, Trondheim},
158
+ volume = {19},
159
+ number = {18},
160
+ year = {1947},
161
+ pages = {64--67}
162
+ }
163
+
164
+ @article{Rankin1938,
165
+ author = {Rankin, Robert A.},
166
+ title = {The difference between consecutive prime numbers},
167
+ journal = {Journal of the London Mathematical Society},
168
+ volume = {13},
169
+ number = {4},
170
+ year = {1938},
171
+ pages = {242--247},
172
+ doi = {10.1112/jlms/s1-13.4.242}
173
+ }
174
+
175
+ @book{Koukoulopoulos2019,
176
+ author = {Koukoulopoulos, Dimitris},
177
+ title = {The Distribution of Prime Numbers},
178
+ series = {Graduate Studies in Mathematics},
179
+ volume = {203},
180
+ publisher = {American Mathematical Society},
181
+ address = {Providence, RI},
182
+ year = {2019},
183
+ isbn = {978-1-4704-4754-0},
184
+ url = {https://dms.umontreal.ca/~koukoulo/documents/publications/primes.pdf}
185
+ }
186
+
187
+ @article{ELMV2009,
188
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
189
+ title = {Distribution of periodic torus orbits on homogeneous spaces},
190
+ journal = {Duke Mathematical Journal},
191
+ volume = {148},
192
+ number = {1},
193
+ year = {2009},
194
+ pages = {119--174},
195
+ doi = {10.1215/00127094-2009-023},
196
+ url = {https://people.math.ethz.ch/~einsiedl/ELMV1-final-DMJ.pdf}
197
+ }
198
+
199
+ @article{EKL2006,
200
+ author = {Einsiedler, Manfred and Katok, Anatole and Lindenstrauss, Elon},
201
+ title = {Invariant measures and the set of exceptions to {Littlewood}'s conjecture},
202
+ journal = {Annals of Mathematics},
203
+ series = {2},
204
+ volume = {164},
205
+ number = {2},
206
+ year = {2006},
207
+ pages = {513--560},
208
+ doi = {10.4007/annals.2006.164.513},
209
+ url = {https://annals.math.princeton.edu/2006/164-2/p04}
210
+ }
211
+
212
+ @article{Rokhlin1967,
213
+ author = {Rokhlin, V. A.},
214
+ title = {Lectures on the entropy theory of measure-preserving transformations},
215
+ journal = {Russian Mathematical Surveys},
216
+ volume = {22},
217
+ number = {5},
218
+ year = {1967},
219
+ pages = {1--52},
220
+ doi = {10.1070/RM1967v022n05ABEH001224}
221
+ }
222
+
223
+ @article{Mahler1946,
224
+ author = {Mahler, Kurt},
225
+ title = {On lattice points in {$n$}-dimensional star bodies. {I}. {Existence} theorems},
226
+ journal = {Proceedings of the Royal Society of London. Series A},
227
+ volume = {187},
228
+ number = {1009},
229
+ year = {1946},
230
+ pages = {151--187},
231
+ doi = {10.1098/rspa.1946.0072},
232
+ url = {https://carmamaths.org/resources/mahler/docs/090.pdf}
233
+ }
234
+
235
+ @misc{MilneANT,
236
+ author = {Milne, James S.},
237
+ title = {Algebraic Number Theory},
238
+ year = {2020},
239
+ note = {Version 3.08},
240
+ url = {https://www.jmilne.org/math/CourseNotes/ANT.pdf}
241
+ }
242
+
243
+ @article{Bhargava2004III,
244
+ author = {Bhargava, Manjul},
245
+ title = {Higher composition laws {III}: The parametrization of quartic rings},
246
+ journal = {Annals of Mathematics},
247
+ volume = {159},
248
+ number = {3},
249
+ year = {2004},
250
+ pages = {1329--1360},
251
+ doi = {10.4007/annals.2004.159.1329}
252
+ }
253
+
254
+ @misc{PrimeDegreePackets,
255
+ author = {{OpenAI}},
256
+ title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
257
+ howpublished = {OpenAI Math Release preprint
258
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
259
+ year = {2026}
260
+ }
261
+
262
+ @misc{MilneCFT,
263
+ author = {Milne, James S.},
264
+ title = {Class Field Theory},
265
+ year = {2020},
266
+ note = {Version 4.03},
267
+ url = {https://www.jmilne.org/math/CourseNotes/CFT.pdf}
268
+ }
269
+
270
+ @article{Weil1964,
271
+ author = {Weil, Andr{\'e}},
272
+ title = {Sur certains groupes d'op{\'e}rateurs unitaires},
273
+ journal = {Acta Mathematica},
274
+ volume = {111},
275
+ year = {1964},
276
+ pages = {143--211},
277
+ doi = {10.1007/BF02391012}
278
+ }
279
+
280
+ @incollection{Tate1967,
281
+ author = {Tate, John T.},
282
+ title = {Fourier analysis in number fields and {Hecke}'s zeta-functions},
283
+ booktitle = {Algebraic Number Theory},
284
+ editor = {Cassels, J. W. S. and Fr{\"o}hlich, Albrecht},
285
+ publisher = {Academic Press},
286
+ address = {London},
287
+ year = {1967},
288
+ pages = {305--347}
289
+ }
290
+
291
+ @article{Widmer2010,
292
+ author = {Widmer, Martin},
293
+ title = {Counting primitive points of bounded height},
294
+ journal = {Transactions of the American Mathematical Society},
295
+ volume = {362},
296
+ number = {9},
297
+ year = {2010},
298
+ pages = {4793--4829},
299
+ doi = {10.1090/S0002-9947-10-05173-1}
300
+ }
301
+
302
+ @article{GreschonigSchmidt2000,
303
+ author = {Greschonig, Gernot and Schmidt, Klaus},
304
+ title = {Ergodic decomposition of quasi-invariant probability measures},
305
+ journal = {Colloquium Mathematicum},
306
+ volume = {84/85},
307
+ number = {2},
308
+ year = {2000},
309
+ pages = {495--514},
310
+ doi = {10.4064/cm-84/85-2-495-514}
311
+ }
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/rigidity.tex ADDED
@@ -0,0 +1,498 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The homogeneous obstruction in degree four}\label{sec:rigidity}
2
+
3
+ For a sequence with \(X\to\infty\), Proposition~\ref{prop:ord-tightness}
4
+ shows that every weak subsequential limit of the packet measures is an
5
+ \(A_4\)-invariant probability. Proposition~\ref{prop:ord-balls}
6
+ supplies the compact ball estimate in Equation~\eqref{eq:ord-balls}.
7
+ We first turn that estimate
8
+ into positive entropy in almost every \(A_4\)-ergodic component.
9
+ Measure classification then makes those components homogeneous.
10
+ In degree four, the proper homogeneous components that remain have two
11
+ coordinate blocks of dimension two. We will show that each of them
12
+ carries an exterior-square lattice vector in one of three fixed planes.
13
+ The arithmetic part of the proof will exclude these three events.
14
+
15
+ \subsection{Entropy from the compact ball estimate}
16
+
17
+ Fix distinct real numbers \(\lambda_1,\ldots,\lambda_4\) with sum zero,
18
+ and set
19
+ \[
20
+ a(t)=\diag(e^{\lambda_1t},\ldots,e^{\lambda_4t}),
21
+ \qquad
22
+ \lambda_a=\min_{i\ne j}|\lambda_i-\lambda_j|>0.
23
+ \]
24
+ For an \(a(\R)\)-invariant probability \(\xi\), let \(h_\xi(a(1))\)
25
+ denote the measure-theoretic entropy of right multiplication by \(a(1)\).
26
+ The argument below is the degree-four specialization of the
27
+ ordinary-ball argument in
28
+ \cite[Proposition~6.1 and Lemma~6.2]{PrimeDegreePackets}, which in turn
29
+ follows the strategy of \cite[Section~2.7.1]{ELMV2011}.
30
+ We include the argument because its statement for every dominated
31
+ invariant probability is needed when passing to ergodic components.
32
+
33
+ Here is the entropy input. For an open identity neighborhood \(B\)
34
+ in \(\mathrm{SL}_4(\R)\), write
35
+ \[
36
+ B^{(s,t)}=a(-s)Ba(s)\cap a(-t)Ba(t).
37
+ \]
38
+ The following is the specialization to \(X_4\) of the
39
+ Einsiedler--Lindenstrauss--Michel--Venkatesh tube criterion
40
+ \cite[Corollary~3.3 and Equation~(3.4)]{ELMV2009}. The flow \(a(t)\)
41
+ is \(\R\)-diagonalizable, as required there.
42
+
43
+ \begin{theorem}[Entropy criterion for two-sided tubes]
44
+ \label{thm:rig-tube-criterion}
45
+ Let \(\xi_i\) and \(\xi\) be \(a(\R)\)-invariant Borel probabilities
46
+ on \(X_4\), with \(\xi_i\) converging weak-* to \(\xi\).
47
+ Suppose that \(t_i>0\) tend to infinity and that \(\eta>0\).
48
+ Assume that for every compact \(\Omega\subset X_4\) there are an open
49
+ identity neighborhood \(B\subset\mathrm{SL}_4(\R)\) and a constant
50
+ \(C_\Omega\) such that
51
+ \[
52
+ \xi_i\bigl(xB^{(-t_i,t_i)}\bigr)
53
+ \le C_\Omega e^{-2\eta t_i}
54
+ \qquad(x\in\Omega,\ i\ge1).
55
+ \]
56
+ Then \(h_\xi(a(1))\ge\eta\).
57
+ \end{theorem}
58
+
59
+ In this criterion \(B\) may depend on \(\Omega\), and the
60
+ probabilities need not be ergodic under the flow. The requirement
61
+ that the weak-* limit is a probability is part of the theorem.
62
+
63
+ \begin{proposition}[Entropy for dominated probabilities]
64
+ \label{prop:rig-dominated-entropy}
65
+ Let \(\mu\) be an \(A_4\)-invariant probability on \(X_4\) satisfying
66
+ the compact ball bound in Equation~\eqref{eq:ord-balls} for every compact set of
67
+ centers. If \(\xi\) is an \(A_4\)-invariant probability with
68
+ \(\xi\le c\mu\) for some finite \(c\), then
69
+ \[
70
+ h_\xi(a(1))\ge \lambda_a/3.
71
+ \]
72
+ \end{proposition}
73
+
74
+ \begin{proof}
75
+ Use the entrywise neighborhoods \(B(r)\) defined in
76
+ Equation~\eqref{eq:ord-ball-neighborhood}. Fix \(0<b<1/4\) and put
77
+ \[
78
+ T_t=a(t)B(b)a(-t)\cap a(-t)B(b)a(t),
79
+ \qquad r=e^{-\lambda_a t}\quad(t\ge0).
80
+ \]
81
+ For \(h\in T_t\), the two conjugations give
82
+ \begin{equation}\label{eq:rig-tube-entries}
83
+ |h_{ii}-1|<b,\qquad
84
+ |h_{ij}|<b e^{-|\lambda_i-\lambda_j|t}\le br
85
+ \quad(i\ne j).
86
+ \end{equation}
87
+ In the determinant expansion, every term except the product of the
88
+ diagonal entries contains at least two off-diagonal entries.
89
+ Since \(\det h=1\), Equation~\eqref{eq:rig-tube-entries} implies
90
+ \(\prod_i h_{ii}=1+O(r^2)\). The diagonal matrix
91
+ \[
92
+ d(h)=\diag\bigl(h_{11},h_{22},h_{33},
93
+ (h_{11}h_{22}h_{33})^{-1}\bigr)
94
+ \]
95
+ therefore belongs to a fixed compact subset
96
+ \(\mathcal D_\infty\subset A_4\), and \(d(h)^{-1}h\in B(Cr)\).
97
+ The constant \(C\) here and below may depend on \(b\) and the fixed flow.
98
+ Indeed, the first three diagonal entries of \(d(h)^{-1}h\) are one,
99
+ the fourth differs from one by \(O(r^2)\), and all its off-diagonal
100
+ entries are \(O(r)\).
101
+
102
+ The logarithmic coordinates on \(A_4\) identify
103
+ \(\mathcal D_\infty\) with a bounded subset of \(\R^3\).
104
+ A mesh of spacing comparable to \(r\), followed by a fixed enlargement
105
+ to account for matrix multiplication, gives
106
+ \begin{equation}\label{eq:rig-tube-cover}
107
+ T_t\subset\bigcup_{j=1}^{N_t}d_jB(Cr),
108
+ \qquad d_j\in\mathcal D_\infty,\qquad N_t\le Cr^{-3}.
109
+ \end{equation}
110
+ For a compact \(\Omega\subset X_4\), the centers \(xd_j\) lie in the
111
+ compact set \(\Omega\mathcal D_\infty\). Domination and
112
+ Equation~\eqref{eq:ord-balls} now imply
113
+ \begin{equation}\label{eq:rig-tube-mass}
114
+ \xi(xT_t)\le C_{\Omega,c}r^{-3}r^4
115
+ =C_{\Omega,c}e^{-\lambda_a t}
116
+ \qquad(x\in\Omega)
117
+ \end{equation}
118
+ for all sufficiently large \(t\).
119
+ Apply Theorem~\ref{thm:rig-tube-criterion} to the constant sequence
120
+ \(\xi_i=\xi\), with \(t_i=i\), \(B=B(b)\), and
121
+ \(\eta=\lambda_a/3\). The identity \(B(b)^{(-t,t)}=T_t\) and
122
+ \(2\lambda_a/3<\lambda_a\) verify its estimate for large \(i\).
123
+ For the finitely many earlier \(i\), enlarge \(C_{\Omega,c}\), using
124
+ that \(\xi\) is a probability. The criterion gives the assertion.
125
+ \end{proof}
126
+
127
+ \begin{corollary}[Positive entropy in the ergodic components]
128
+ \label{cor:rig-positive-components}
129
+ Let \(\mu\) be an \(A_4\)-invariant probability on \(X_4\) satisfying
130
+ Equation~\eqref{eq:ord-balls} on every compact set of centers. Almost every
131
+ component in its \(A_4\)-ergodic decomposition has positive
132
+ \(a(1)\)-entropy. In particular, this holds for every probability
133
+ limit in Proposition~\ref{prop:ord-balls}.
134
+ \end{corollary}
135
+
136
+ \begin{proof}
137
+ The group \(A_4\simeq\R^3\) is locally compact and second countable,
138
+ and acts continuously on the standard Borel space \(X_4\).
139
+ The ergodic decomposition theorem
140
+ \cite[Theorem~5.2]{GreschonigSchmidt2000}, specialized to invariant
141
+ probabilities, gives a measurable decomposition
142
+ \[
143
+ \mu=\int_Z\nu_z\,d\tau(z)
144
+ \]
145
+ into \(A_4\)-invariant, \(A_4\)-ergodic probabilities over a factor
146
+ fixed by \(A_4\). Put \(T(x)=xa(1)\).
147
+
148
+ We record why a restriction to the zero-entropy components is
149
+ measurable. Choose increasing finite Borel partitions
150
+ \(\mathcal P_k\) generating the Borel \(\sigma\)-algebra of \(X_4\).
151
+ For any \(T\)-invariant probability \(\nu\), the
152
+ Kolmogorov--Sinai approximation theorem and subadditivity give
153
+ \[
154
+ h_\nu(T)=\sup_k\inf_{N\ge1}\frac1N
155
+ H_\nu\left(\bigvee_{j=0}^{N-1}T^{-j}\mathcal P_k\right),
156
+ \]
157
+ where \(H_\nu\) is the Shannon entropy of a finite partition.
158
+ Each finite-partition entropy is a Borel function of \(\nu\), so
159
+ \(z\mapsto h_{\nu_z}(T)\) is measurable.
160
+ For each probability under consideration, complete the standard Borel
161
+ probability space; it is then a normalized Lebesgue space.
162
+ The entropy integral formula for an invariant component factor
163
+ \cite[Theorem~9.8]{Rokhlin1967} gives
164
+ \begin{equation}\label{eq:rig-entropy-decomposition}
165
+ h_\mu(T)=\int_Z h_{\nu_z}(T)\,d\tau(z),
166
+ \end{equation}
167
+ and the same formula after restricting and normalizing \(\tau\) on
168
+ any measurable subset of positive measure. This formula applies
169
+ because the component factor is fixed by \(T\). It does not require
170
+ the individual \(\nu_z\) to be \(T\)-ergodic.
171
+
172
+ If \(Z_0=\{z:h_{\nu_z}(T)=0\}\) had measure \(w>0\), then
173
+ \[
174
+ \xi=\frac1w\int_{Z_0}\nu_z\,d\tau(z)
175
+ \]
176
+ would be an \(A_4\)-invariant probability with \(\xi\le w^{-1}\mu\).
177
+ The restricted form of Equation~\eqref{eq:rig-entropy-decomposition}
178
+ would give \(h_\xi(T)=0\), contrary to
179
+ Proposition~\ref{prop:rig-dominated-entropy}.
180
+ \end{proof}
181
+
182
+ \subsection{Finite-volume subgroups containing the diagonal group}
183
+
184
+ We next use the measure-classification theorem of
185
+ Einsiedler--Katok--Lindenstrauss
186
+ \cite[Theorem~1.3; definition in Conjecture~1.1]{EKL2006}.
187
+ We state the exact specialization that supplies the homogeneous
188
+ measures needed here.
189
+
190
+ \begin{theorem}[Positive-entropy measure classification]
191
+ \label{thm:rig-ekl-classification}
192
+ For \(n\ge3\), let \(A_n\) be the group of positive diagonal matrices
193
+ in \(\mathrm{SL}_n(\R)\). Let \(\nu\) be an \(A_n\)-invariant and
194
+ \(A_n\)-ergodic probability on
195
+ \(\mathrm{SL}_n(\R)/\mathrm{SL}_n(\Z)\), with the left action.
196
+ If \(h_\nu(a_0(1))>0\) for some one-parameter subgroup
197
+ \(a_0:\R\to A_n\), then there are a
198
+ closed connected subgroup \(L\subset\mathrm{SL}_n(\R)\) containing
199
+ \(A_n\) and a point \(x\) such that \(Lx\) is closed and \(\nu\) is
200
+ the \(L\)-invariant probability on \(Lx\).
201
+ \end{theorem}
202
+
203
+ No ergodicity for the chosen one-parameter subgroup is assumed.
204
+ For \(n=4\), inversion
205
+ \(\mathrm{SL}_4(\Z)g\mapsto g^{-1}\mathrm{SL}_4(\Z)\)
206
+ turns right multiplication by \(a(t)\) into left multiplication by
207
+ \(a(-t)\), and entropy is unchanged upon inverting an invertible
208
+ transformation. Thus, on our right quotient, the theorem says that
209
+ a positive-entropy \(A_4\)-ergodic probability is invariant
210
+ probability on an orbit \(\Lambda J\), where \(J\) is closed and
211
+ connected, contains \(A_4\), and the stabilizer of \(\Lambda\) is a
212
+ lattice in \(J\).
213
+
214
+ For a partition \(\mathcal I=\{I_1,\ldots,I_s\}\) of
215
+ \(\{1,2,3,4\}\) into nonempty subsets, define
216
+ \begin{equation}\label{eq:rig-block-group}
217
+ J_{\mathcal I}
218
+ =\left\{g\in\mathrm{SL}_4(\R):
219
+ \begin{array}{l}
220
+ g_{ij}=0\text{ if \(i,j\) belong to different \(I_v\)},\\
221
+ \det(g|_{\R^{I_v}})>0\text{ for every }v
222
+ \end{array}\right\}.
223
+ \end{equation}
224
+ This is the identity component of the corresponding block-diagonal
225
+ group. Lindenstrauss and Weiss identified the equal-block phenomenon
226
+ for orbit closures containing a compact diagonal orbit
227
+ \cite[Theorem~1.3]{LindenstraussWeiss2001}; their result also enters the
228
+ proof of \cite[Corollary~1.4]{EKL2006}. The next lemma gives a direct
229
+ finite-volume argument and records the rational structure of the blocks.
230
+
231
+ \begin{lemma}[Equal blocks and a rational commutant]
232
+ \label{lem:rig-equal-blocks}
233
+ Let \(J\) be a closed connected subgroup of \(\mathrm{SL}_4(\R)\)
234
+ containing \(A_4\), and let \(\Lambda\in X_4\). Suppose that the
235
+ stabilizer \(\Gamma_\Lambda=\{j\in J:\Lambda j=\Lambda\}\) is a
236
+ lattice in \(J\).
237
+ Then \(J=J_{\mathcal I}\) for a partition \(\mathcal I\) whose blocks
238
+ all have the same size.
239
+
240
+ More precisely, put \(W_\Q=\Q\Lambda\) and
241
+ \(W_\R=W_\Q\otimes_\Q\R=\R^4\). There is a totally real number field
242
+ \(E\subset\End_\Q(W_\Q)\), of degree \(s=|\mathcal I|\), whose scalar
243
+ extension to \(\R\) is exactly the commutant of \(J\) in
244
+ \(\End_\R(W_\R)\). The coordinate blocks \(\R^{I_v}\) are the real
245
+ eigenspaces of \(E\) on \(W_\R\).
246
+ \end{lemma}
247
+
248
+ \begin{proof}
249
+ Let \(\mathfrak j\) be the Lie algebra of \(J\).
250
+ It contains the trace-zero diagonal algebra and is invariant under
251
+ diagonal conjugation. The other weight spaces in
252
+ \(\mathfrak{sl}_4(\R)\) are the distinct one-dimensional spaces
253
+ \(\R E_{ij}\), \(i\ne j\), where \(E_{ij}\) is a matrix unit.
254
+ An invariant subspace is a sum of these weight spaces, so
255
+ \(\mathfrak j\) consists of the diagonal algebra and a selection of
256
+ the root spaces.
257
+
258
+ The group \(J\) is unimodular.
259
+ One way to see this standard fact is to use the quotient
260
+ criterion for Haar measures: existence of an invariant quotient
261
+ measure and triviality of the modular character of the discrete
262
+ group \(\Gamma_\Lambda\) imply that the modular character of \(J\)
263
+ is trivial on \(\Gamma_\Lambda\). It therefore descends to
264
+ \(\Gamma_\Lambda\backslash J\). Its pushforward of invariant
265
+ probability would be invariant under translations by its image.
266
+ A nontrivial positive dilation admits no invariant probability on
267
+ \(\R_{>0}\), as its disjoint dilates of a fundamental interval all
268
+ have the same mass. Hence the modular character is trivial on \(J\).
269
+
270
+ Draw a directed edge \(i\to j\) when \(E_{ij}\in\mathfrak j\).
271
+ The trace of the adjoint action of
272
+ \(\diag(u_1,\ldots,u_4)\), with \(\sum_i u_i=0\), on
273
+ \(\mathfrak j\) is the sum of the selected roots \(u_i-u_j\).
274
+ Unimodularity makes this sum zero. Its coefficient at \(u_i\) is
275
+ the outgoing degree of \(i\) minus its incoming degree. These
276
+ coefficients sum to zero, and a linear form vanishing on
277
+ \(\sum_i u_i=0\) has all coefficients equal. Thus every vertex
278
+ has equal outgoing and incoming degrees.
279
+
280
+ Every edge now lies within a strongly connected component.
281
+ Otherwise the finite directed acyclic graph of components would
282
+ have a source with an outgoing edge; summing degree balance over
283
+ that source would give a positive outgoing degree and zero incoming
284
+ degree. For distinct indices, the bracket identity
285
+ \([E_{ij},E_{jk}]=E_{ik}\) makes the edge relation transitive.
286
+ Each strongly connected component is consequently a complete
287
+ directed graph. These components form a partition \(\mathcal I\),
288
+ and \(\mathfrak j\) is the Lie algebra of \(J_{\mathcal I}\).
289
+ Connected Lie subgroups with the same Lie algebra agree, giving
290
+ \(J=J_{\mathcal I}\).
291
+
292
+ We use \(\Gamma_\Lambda\) to recover a rational structure on the
293
+ block scalars. Its elements preserve \(\Lambda\), hence act
294
+ rationally on \(W_\Q\). Let
295
+ \[
296
+ \mathcal C_\Q
297
+ =\{M\in\End_\Q(W_\Q):M\gamma=\gamma M
298
+ \text{ for every }\gamma\in\Gamma_\Lambda\}.
299
+ \]
300
+ In a lattice basis the commutation equations have integer
301
+ coefficients. A finite subcollection of these linear equations
302
+ defines the same solution space, by finite dimensionality.
303
+ It follows that \(\mathcal C_\Q\otimes_\Q\R\) is the real
304
+ commutant of \(\Gamma_\Lambda\).
305
+
306
+ We claim that this is also the real commutant of \(J\).
307
+ Let \(M\) be a real endomorphism commuting with \(\Gamma_\Lambda\).
308
+ The continuous map
309
+ \[
310
+ \Gamma_\Lambda\backslash J\longrightarrow\End_\R(W_\R),
311
+ \qquad \Gamma_\Lambda j\longmapsto j^{-1}Mj
312
+ \]
313
+ is well-defined. Its pushforward of invariant probability is
314
+ invariant under conjugation by \(A_4\). Each off-diagonal
315
+ coordinate is multiplied by a nontrivial positive dilation under
316
+ some element of \(A_4\). A probability on \(\R\) invariant under
317
+ such a dilation is supported at zero: the annuli
318
+ \(\{x:r^k\le |x|<r^{k+1}\}\), \(k\in\Z\), for a fixed \(r>1\),
319
+ are disjoint dilates covering \(\R\setminus\{0\}\).
320
+ Thus every off-diagonal coordinate of \(j^{-1}Mj\) is zero almost
321
+ everywhere. Invariant probability on the transitive space
322
+ \(\Gamma_\Lambda\backslash J\) has full support; continuity makes
323
+ \(j^{-1}Mj\) diagonal for every \(j\in J\).
324
+ In particular \(M\) is diagonal. Conjugating by
325
+ \(1+tE_{ij}\) for \(i,j\) in the same block forces its \(i\)-th
326
+ and \(j\)-th diagonal entries to agree. Therefore \(M\) is scalar
327
+ on each block, which is exactly the condition that it commute with
328
+ \(J\). The reverse inclusion is immediate, proving the claim.
329
+
330
+ It follows that \(\mathcal C_\Q\otimes_\Q\R\simeq\R^s\).
331
+ In particular, \(\mathcal C_\Q\) is commutative and has no
332
+ nonzero nilpotents. The structure theorem for finite reduced
333
+ commutative algebras over \(\Q\) expresses it as a product of
334
+ number fields, all totally real because its real scalar extension
335
+ has no complex factor.
336
+
337
+ This product has only one factor. If
338
+ \(e\in\mathcal C_\Q\) were an idempotent other than \(0\) and \(1\),
339
+ then \(W=e(W_\R)\) would be a nonempty proper union of coordinate
340
+ blocks, rational relative to \(\Lambda\). Every
341
+ \(\gamma\in\Gamma_\Lambda\) preserves the full lattice
342
+ \(\Lambda\cap W\) in \(W\), so
343
+ \(\lvert\det(\gamma|_W)\rvert=1\).
344
+ The continuous character
345
+ \[
346
+ \chi:J\longrightarrow\R_{>0},\qquad
347
+ \chi(j)=\lvert\det(j|_W)\rvert
348
+ \]
349
+ is therefore trivial on \(\Gamma_\Lambda\).
350
+ It is surjective: if \(k=\dim W\), a diagonal matrix may scale the
351
+ coordinates in \(W\) by \(e^{(4-k)t}\) and those in its complement
352
+ by \(e^{-kt}\). Its total determinant is one and its determinant
353
+ on \(W\) is \(e^{k(4-k)t}\).
354
+ The character \(\chi\) would consequently push the invariant
355
+ probability on \(\Gamma_\Lambda\backslash J\) to a probability on
356
+ \(\R_{>0}\) invariant under all multiplicative translations.
357
+ The disjoint-interval argument above rules this out.
358
+ Thus \(\mathcal C_\Q\) is a field, which we denote by \(E\).
359
+
360
+ Since \(E\otimes_\Q\R\simeq\R^s\), its degree is \(s\).
361
+ The space \(W_\Q\) is a vector space over \(E\), and
362
+ \[
363
+ W_\Q\otimes_\Q\R
364
+ \simeq\bigoplus_{\tau:E\hookrightarrow\R}
365
+ W_\Q\otimes_{E,\tau}\R.
366
+ \]
367
+ Each summand has dimension \(\dim_E W_\Q=4/s\).
368
+ These summands are the eigenspaces of the block-scalar algebra,
369
+ namely the coordinate blocks. The blocks therefore have equal size.
370
+ \end{proof}
371
+
372
+ For a positive-entropy homogeneous probability the lemma leaves
373
+ \(J=\mathrm{SL}_4(\R)\) or two blocks of size two.
374
+ Indeed, the only other equal-block possibility is four singleton
375
+ blocks, giving \(J=A_4\). A lattice in \(A_4\simeq\R^3\) has
376
+ compact quotient, and translations on this torus have zero entropy:
377
+ for a flat metric they are isometries, so the iterated Bowen metrics
378
+ equal the original metric and the topological entropy is zero;
379
+ the variational principle bounds measure entropy by topological entropy.
380
+
381
+ For a possible two-block limit orbit \(\Lambda J\), the quadratic field
382
+ \(E\subset\End_\Q(\Q\Lambda)\) has real scalar extension equal to
383
+ the commutant of \(J\) in \(\End_\R(\R^4)\).
384
+ The construction supplies no embedding of \(E\) into the packet fields
385
+ \(K_i\), so their primitivity does not by itself exclude this orbit.
386
+ We will exclude it by proving that packet limits give zero mass to the
387
+ exterior obstruction below.
388
+
389
+ \subsection{The three exterior obstruction events}
390
+
391
+ Let \(e_1,\ldots,e_4\) be the coordinate basis of \(\R^4\).
392
+ For \(w\in\bigwedge^2\R^4\), write \(w_{ij}\), \(i<j\), for its
393
+ coefficients in the basis \(e_i\wedge e_j\), and define
394
+ \begin{equation}\label{eq:rig-Q}
395
+ Q(w)=w_{12}w_{34}-w_{13}w_{24}+w_{14}w_{23}.
396
+ \end{equation}
397
+ The identity
398
+ \[
399
+ w\wedge w=2Q(w)\,e_1\wedge e_2\wedge e_3\wedge e_4
400
+ \]
401
+ shows that
402
+ \(Q((\bigwedge^2g)w)=\det(g)Q(w)\) for \(g\in\mathrm{GL}_4(\R)\).
403
+ Expressing a unimodular lattice in a determinant-one basis gives
404
+ \begin{equation}\label{eq:rig-Q-integral}
405
+ Q\bigl(\bigwedge\nolimits^2\Lambda\bigr)\subset\Z
406
+ \qquad(\Lambda\in X_4).
407
+ \end{equation}
408
+ This also covers the sign translates in the packet definition:
409
+ a coordinate reflection of determinant \(-1\) changes only the
410
+ sign of \(Q\).
411
+
412
+ Let
413
+ \[
414
+ \mathcal B=\{12|34,\ 13|24,\ 14|23\}.
415
+ \]
416
+ For \(b=ij|kl\in\mathcal B\), with the indices within each pair
417
+ increasing, put
418
+ \begin{equation}\label{eq:rig-planes}
419
+ V_b=\operatorname{span}_\R\{e_i\wedge e_j,e_k\wedge e_l\}.
420
+ \end{equation}
421
+ The restriction of \(Q\) to \(V_b\) is, up to sign, the product of
422
+ its two displayed coordinates. Define
423
+ \begin{equation}\label{eq:rig-events}
424
+ \mathcal E_b
425
+ =\left\{\Lambda\in X_4:
426
+ \text{there exists }w\in\bigwedge\nolimits^2\Lambda\cap V_b
427
+ \text{ with }Q(w)\ne0\right\}.
428
+ \end{equation}
429
+ Each \(\mathcal E_b\) is \(A_4\)-invariant and Borel.
430
+ For Borel measurability, take a countable cover of \(X_4\) by local
431
+ charts admitting continuous lattice bases. In a chart, the six
432
+ integer coefficients of an exterior vector label it continuously.
433
+ For each label, membership in \(V_b\) is a set of continuous
434
+ coordinate equalities, and \(Q(w)\ne0\) is an open condition.
435
+ Taking the countable union over labels and charts proves the claim.
436
+ Invariance follows because \(A_4\) preserves \(V_b\) and \(Q\).
437
+
438
+ \begin{proposition}[The quartic homogeneous obstruction]
439
+ \label{prop:rig-obstruction}
440
+ Let \(\nu\) be an \(A_4\)-invariant, \(A_4\)-ergodic probability
441
+ on \(X_4\). Suppose that \(h_\nu(a_0(1))>0\) for some
442
+ one-parameter subgroup \(a_0:\R\to A_4\).
443
+ Then either \(\nu=m_4\), or there exists
444
+ \(b\in\mathcal B\) such that \(\nu(\mathcal E_b)=1\).
445
+ In the latter case every lattice \(\Lambda'\) in the homogeneous orbit carrying
446
+ \(\nu\) has a vector in \(\bigwedge^2\Lambda'\cap V_b\) with both
447
+ coordinates nonzero and with nonzero integer \(Q\)-value.
448
+ \end{proposition}
449
+
450
+ \begin{proof}
451
+ Theorem~\ref{thm:rig-ekl-classification}, in the right-quotient
452
+ form explained above, represents \(\nu\) as invariant probability
453
+ on \(\Lambda J\) for a connected closed subgroup \(J\) containing
454
+ \(A_4\). By Lemma~\ref{lem:rig-equal-blocks} and the
455
+ positive-entropy assumption, either \(J=\mathrm{SL}_4(\R)\), which
456
+ gives \(\nu=m_4\), or \(J\) has two coordinate blocks of size two.
457
+
458
+ In the second case write the blocks as \(\{i,j\}\) and \(\{k,l\}\),
459
+ and put \(b=ij|kl\). The commutant field \(E\) in
460
+ Lemma~\ref{lem:rig-equal-blocks} is quadratic. Choose a nonzero
461
+ \(\alpha\in E\) with \(\Tr_{E/\Q}(\alpha)=0\).
462
+ Its two scalar values on the blocks are \(c\) and \(-c\), with
463
+ \(c\ne0\). The rational endomorphism \(\alpha\) of
464
+ \(W_\Q=\Q\Lambda\) induces a rational endomorphism
465
+ \[
466
+ D_\alpha:\bigwedge\nolimits^2 W_\Q\longrightarrow
467
+ \bigwedge\nolimits^2 W_\Q,\qquad
468
+ D_\alpha(v\wedge w)=\alpha(v)\wedge w+v\wedge\alpha(w).
469
+ \]
470
+ On the exterior square of the first block it acts by \(2c\), and
471
+ on that of the second by \(-2c\). It vanishes on the cross-block
472
+ summand. Its real image is therefore exactly
473
+ \[
474
+ \bigwedge\nolimits^2\R^{\{i,j\}}
475
+ \oplus \bigwedge\nolimits^2\R^{\{k,l\}}=V_b.
476
+ \]
477
+ Because \(D_\alpha\) is rational, \(V_b\) is a rational subspace
478
+ relative to \(\bigwedge^2 W_\Q\).
479
+
480
+ It follows that \(V_b\cap\bigwedge^2\Lambda\) is a rank-two lattice
481
+ in \(V_b\). It contains a vector off both coordinate axes: take
482
+ two independent lattice vectors; if neither is already off the
483
+ axes, their sum is. For this vector \(Q(w)\ne0\), and
484
+ Equation~\eqref{eq:rig-Q-integral} makes its value a nonzero integer.
485
+ Every element of \(J\) preserves each of the two exterior lines,
486
+ multiplying its coefficient by the nonzero determinant of the
487
+ corresponding block. The translated vector therefore has both
488
+ coordinates nonzero at every lattice of \(\Lambda J\).
489
+ This proves \(\nu(\mathcal E_b)=1\).
490
+ \end{proof}
491
+
492
+ Corollary~\ref{cor:rig-positive-components} and
493
+ Proposition~\ref{prop:rig-obstruction} reduce identification of a
494
+ packet probability limit \(\mu\) to proving
495
+ \(\mu(\mathcal E_b)=0\) for all three \(b\in\mathcal B\).
496
+ Equation~\eqref{eq:rig-Q-integral} lets us test those events one
497
+ nonzero integer \(Q\)-value at a time. The next sections establish
498
+ the exterior-vector estimate used for this exclusion.
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/sieve.tex ADDED
@@ -0,0 +1,574 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Averaging the unramified factors}\label{sec:sieve}
2
+
3
+ Proposition~\ref{prop:additive-equidistribution} distributes the
4
+ nonnegative mass $\phi(z)\prod_{p\in S}f_p^*(z)$ among residue classes at
5
+ primes outside $S$. To prove Theorem~\ref{thm:exterior-count}, we must
6
+ insert the remaining
7
+ factors $b_p(z)$ while retaining their local means. Some of those means are
8
+ less than one, so the argument must also keep track of the probability that
9
+ a prime does not divide any component of $z$. We first obtain a weighted
10
+ sieve estimate with this feature and then combine its local means with the
11
+ Euler factors in Proposition~\ref{prop:ext-multiplicity-majorant}.
12
+
13
+ \subsection{Residue functions and the local bounds}
14
+
15
+ Fix $m\in\Z\setminus\{0\}$ and a bounded region of the real trace-$m$
16
+ plane. Throughout the sieve argument, $\phi$ is one of the nonnegative
17
+ smooth box functions in Proposition~\ref{prop:additive-equidistribution},
18
+ with its planar support in this region. Its two scales lie between
19
+ $X^{-\tau}$ and
20
+ fixed constants. Define a measure on $F$ by
21
+ \begin{equation}\label{eq:sieve-measure}
22
+ \nu_\phi
23
+ =\sum_{\substack{z\in F,\ \Tr z=m\\z\text{ integral outside }S}}
24
+ \phi(z)\prod_{p\in S}f_p^*(z)\,\delta_z,
25
+ \qquad
26
+ V_\phi=A_\phi\prod_{p\in S}d_p(m).
27
+ \end{equation}
28
+ Here $\delta_z$ is unit point mass at $z$. All its coefficients are
29
+ nonnegative, and Proposition~\ref{prop:additive-equidistribution} with
30
+ modulus one gives a finite total mass.
31
+ Lemma~\ref{lem:fourier-scalar-density} gives
32
+ \begin{equation}\label{eq:sieve-volume}
33
+ V_\phi\asymp A_\phi
34
+ \end{equation}
35
+ uniformly in $S$: for large primes the logarithms of $d_p(m)=1+O(p^{-2})$
36
+ have an absolutely convergent sum, and the finitely many small-prime
37
+ densities have uniform positive upper and lower bounds.
38
+
39
+ For a positive integer $l$ prime to every prime of $S$, the integral
40
+ trace-$m$ coset has $l^2$ residue classes modulo $l$ in its two integral
41
+ coordinates. Write $\E_l W$ for the uniform mean of a function $W$ on
42
+ these classes, and also write $W(z)$ for its pullback to points integral
43
+ outside $S$.
44
+
45
+ \begin{lemma}[Nonnegative residue functions]\label{lem:sieve-residue-function}
46
+ With $\phi$ and $V_\phi$ as in Equation~\eqref{eq:sieve-measure}, let
47
+ $1\le l\le X^\theta$ be an integer prime to every prime of $S$.
48
+ For every nonnegative
49
+ function $W$ on the residue classes of the integral trace-$m$ coset
50
+ modulo $l$,
51
+ \begin{equation}\label{eq:sieve-residue-function}
52
+ \int W\,d\nu_\phi
53
+ =V_\phi\E_l W+O\bigl(V_\phi X^{-\theta}\E_l W\bigr).
54
+ \end{equation}
55
+ The implied constant is uniform in the fields, orders, embedding
56
+ orderings, permitted box locations and scales, $l$, and $W$. It may
57
+ depend on $m$, the fixed bounded region, and the fixed smooth box function.
58
+ \end{lemma}
59
+
60
+ \begin{proof}
61
+ For each residue class $a$, Equation~\eqref{eq:add-equidistribution} gives
62
+ \[
63
+ \nu_\phi(a)=V_\phi l^{-2}(1+\epsilon_a),
64
+ \qquad |\epsilon_a|\le C_{\mathrm{add}}X^{-\theta},
65
+ \]
66
+ with the same $C_{\mathrm{add}}$ for every $a$ and $l$ in the stated range.
67
+ Multiply by
68
+ $W(a)$ and sum. Since $W(a)\ge0$, the absolute value of the summed error
69
+ is at most
70
+ $C_{\mathrm{add}}V_\phi X^{-\theta}l^{-2}\sum_a W(a)
71
+ =C_{\mathrm{add}}V_\phi X^{-\theta}\E_l W$.
72
+ This also covers $\E_l W=0$. In particular the error retains the local
73
+ mean even when that mean is very small.
74
+ \end{proof}
75
+
76
+ We recall the information about the functions to be inserted. For
77
+ $p\notin S$, let $\E_p$ and $\P_p$ denote expectation and probability for
78
+ normalized additive Haar measure on
79
+ $\{z\in R_{F,p}:\Tr z=m\}$. On $R_{F,p}\cap F_p^\times$, recall that
80
+ $n_p(z)=\max_{\mathfrak q\mid p}v_{\mathfrak q}(z)$ is the largest
81
+ component valuation, with $v_{\mathfrak q}(p)=1$; see
82
+ Equation~\eqref{eq:ext-unramified-factor}. On the null set where a
83
+ component vanishes, keep the convention $n_p=\infty$, $b_p=0$.
84
+ Lemma~\ref{lem:ext-unramified-data} permits one fixed integer $C\ge1$
85
+ such that, on the nonvanishing locus,
86
+ \begin{align}
87
+ &b_p\ge0,\qquad b_p=1\ \text{if }n_p=0,\qquad
88
+ b_p\le C(1+n_p)^C,\label{eq:sieve-local-weight}\\
89
+ &\P_p(n_p\ge j)\le Cp^{-j}\quad(j\ge1),\qquad
90
+ \vartheta_p:=\P_p(n_p\ge1)\le C/p,\quad
91
+ \vartheta_p\le\tfrac12. \label{eq:sieve-local-tail}
92
+ \end{align}
93
+ The event $\{n_p\ge j\}$ and the function
94
+ $b_p\mathbf 1_{\{n_p=j\}}$ are determined by the two integral coordinates
95
+ modulo $p^{C(j+1)}$ for every integer $j\ge1$. They have extensions
96
+ defined by congruence classes on the whole local coset, agreeing with their values at every
97
+ global point. A prime with $n_p(z)\ge1$ will be called active at $z$.
98
+ In particular,
99
+ \begin{equation}\label{eq:sieve-mean-lower}
100
+ \E_p b_p\ge1-\vartheta_p\ge\tfrac12.
101
+ \end{equation}
102
+
103
+ Lemma~\ref{lem:ext-support} places the support of $\nu_\phi$ in the
104
+ trace-$m$ coset of $(C_F^\sharp)^\vee$. On this support all $n_p(z)$,
105
+ $p\notin S$, are finite. The lemma's norm and depth conclusions bound
106
+ the product of the depth factors by $O(X^{84})$ in our fixed bounded real region. Thus,
107
+ for a fixed $B>84$ and all sufficiently large $X$,
108
+ \begin{equation}\label{eq:sieve-depth-product}
109
+ \prod_{p\notin S}p^{n_p(z)}\le X^B
110
+ \qquad\bigl(\nu_\phi(\{z\})>0\bigr).
111
+ \end{equation}
112
+
113
+ Two consequences will be used repeatedly. There is a fixed $A_0>1$ such
114
+ that $b_p(z)\le A_0^{n_p(z)}$. This follows from
115
+ Equation~\eqref{eq:sieve-local-weight} for $n_p\ge1$, since
116
+ $\sup_{j\ge1}(C(1+j)^C)^{1/j}<\infty$, and from $b_p=1$ at depth zero.
117
+ Also, with
118
+ \[
119
+ \mathcal W(z)=\prod_{p\notin S}b_p(z),
120
+ \]
121
+ the product is finite on the support of $\nu_\phi$ and satisfies
122
+ \begin{equation}\label{eq:sieve-pointwise-weight}
123
+ \mathcal W(z)\ll_\epsilon X^\epsilon
124
+ \qquad(\epsilon>0).
125
+ \end{equation}
126
+ Indeed, for any $t>0$, the inequality
127
+ $C(1+j)^C\le p^{tj}$ holds for all $j\ge1$ once $p$ is sufficiently large.
128
+ For each of the remaining finitely many primes it holds with a constant
129
+ factor independent of $j$. Multiplying these inequalities and using
130
+ Equation~\eqref{eq:sieve-depth-product}, with $t=\epsilon/B$, proves
131
+ Equation~\eqref{eq:sieve-pointwise-weight}. All constants here are uniform
132
+ in the arithmetic data and in the permitted boxes.
133
+
134
+ \begin{proposition}[Weighted averaging]\label{prop:sieve-averaging}
135
+ For the measure $\nu_\phi$ in Equation~\eqref{eq:sieve-measure}, there is
136
+ a fixed $\delta>0$ such that
137
+ \begin{equation}\label{eq:sieve-average}
138
+ \int\mathcal W(z)\,d\nu_\phi(z)
139
+ \ll V_\phi\prod_{\substack{p\le X^\delta\\p\notin S}}\E_p b_p.
140
+ \end{equation}
141
+ The choice of $\delta$ and the implied constant are independent of the
142
+ field, order, embedding ordering, and the permitted box location and
143
+ scales. They may depend on $m$, the fixed bounded real region, and the
144
+ fixed smooth box function.
145
+ \end{proposition}
146
+
147
+ The proof first counts bounded products of prescribed positive depths,
148
+ while requiring inactivity at any other chosen small primes. The
149
+ inactivity condition preserves the factors in
150
+ Equation~\eqref{eq:sieve-mean-lower}. We then bound the contribution of two
151
+ exceptional sets of points and truncate the remaining depth products within
152
+ the modulus range of
153
+ Lemma~\ref{lem:sieve-residue-function}.
154
+
155
+ \subsection{Prescribed depths and inactive primes}
156
+
157
+ Write
158
+ $\mathcal P_y=\{p\le y:p\notin S\}$. Chebyshev's estimate
159
+ $\sum_{p\le y}(\log p)/p\ll\log y$ and
160
+ Equation~\eqref{eq:sieve-local-tail} give a fixed $C_*\ge1$ such that
161
+ \[
162
+ \sum_{p\in\mathcal P_y}\vartheta_p\log p\le C_*\log y
163
+ \qquad(y\ge2).
164
+ \]
165
+ Choose fixed positive parameters satisfying
166
+ \begin{equation}\label{eq:sieve-parameters}
167
+ 20(C+1)\eta<\theta,\qquad
168
+ 0<\delta<\min\{\eta/4,\eta/(4C_*)\},
169
+ \qquad T_0=X^\eta,\quad Y=X^\delta.
170
+ \end{equation}
171
+ Here $T_0$ truncates the squarefree Selberg divisors and is the stopping
172
+ threshold for depth products, whose crossing prefixes may reach $T_0^2$;
173
+ $Y$ bounds the small primes outside $S$ handled by the sieve.
174
+ For every $\mathcal I\subset\mathcal P_Y$, Mertens' estimate and
175
+ $-\log(1-\vartheta_p)\le2\vartheta_p\le2C/p$ give, for a fixed $C_1$,
176
+ \begin{equation}\label{eq:sieve-inactivity-lower}
177
+ \prod_{p\in\mathcal I}(1-\vartheta_p)
178
+ \gg(\log X)^{-C_1}.
179
+ \end{equation}
180
+ The bound is uniform in the subset $\mathcal I$ and in $S$.
181
+
182
+ \begin{lemma}[Prescribed depths and inactive primes]\label{lem:sieve-assignment}
183
+ Let $\mathcal A,\mathcal I$ be disjoint subsets of $\mathcal P_Y$, and
184
+ assign an integer $j_p\ge1$ to each $p\in\mathcal A$. Suppose that
185
+ $\prod_{p\in\mathcal A}p^{j_p}\le T_0^2$. Then
186
+ \begin{equation}\label{eq:sieve-assignment}
187
+ \int
188
+ \prod_{p\in\mathcal A}
189
+ b_p\mathbf 1_{\{n_p=j_p\}}
190
+ \prod_{p\in\mathcal I}\mathbf 1_{\{n_p=0\}}\,
191
+ d\nu_\phi
192
+ \ll V_\phi
193
+ \prod_{p\in\mathcal A}\E_p
194
+ \bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr)
195
+ \prod_{p\in\mathcal I}(1-\vartheta_p).
196
+ \end{equation}
197
+ The constant is uniform in the two subsets and all their assigned depths.
198
+ \end{lemma}
199
+
200
+ \begin{proof}
201
+ We use the Selberg upper-bound square
202
+ \cite{Selberg1947}; see also \cite[Chapter~21]{Koukoulopoulos2019}.
203
+ Its calculation is included because the relative error in
204
+ Lemma~\ref{lem:sieve-residue-function} must preserve the assigned means.
205
+ If $\vartheta_p=0$, the activity event at $p$ is a union of residue classes
206
+ of Haar measure zero, hence is empty on global points. Such a prime can
207
+ be removed from $\mathcal I$. For the remaining primes put
208
+ \[
209
+ \vartheta(d)=\prod_{p\mid d}\vartheta_p,\qquad
210
+ h(d)=\prod_{p\mid d}\frac{\vartheta_p}{1-\vartheta_p}
211
+ \]
212
+ for squarefree $d$ supported on $\mathcal I$. Both functions take value
213
+ one at $d=1$. Let $\mathcal D$ be the set of those integers with
214
+ $d\le T_0$, and put $\mathcal H=\sum_{d\in\mathcal D}h(d)$.
215
+
216
+ For coefficients $\lambda_d$ supported on $\mathcal D$ with
217
+ $\lambda_1=1$, the square
218
+ \[
219
+ \left(\sum_{d\in\mathcal D}\lambda_d
220
+ \prod_{p\mid d}\mathbf 1_{\{n_p\ge1\}}\right)^2
221
+ \]
222
+ majorizes the indicator that every prime of $\mathcal I$ is inactive.
223
+ Its expectation in the independent product of the local probability
224
+ spaces is
225
+ \begin{equation}\label{eq:sieve-quadratic}
226
+ \sum_{d,e\in\mathcal D}\lambda_d\lambda_e\vartheta([d,e])
227
+ =\sum_{l\in\mathcal D}\frac1{h(l)}
228
+ \left(\sum_{\substack{d\in\mathcal D\\l\mid d}}
229
+ \lambda_d\vartheta(d)\right)^2.
230
+ \end{equation}
231
+ Here $[d,e]$ denotes the least common multiple. The identity follows
232
+ by expanding the right side and using
233
+ $\vartheta([d,e])
234
+ =\vartheta(d)\vartheta(e)\sum_{l\mid(d,e)}h(l)^{-1}$.
235
+
236
+ The set $\mathcal D$ is closed under divisors. Finite M\"obius inversion
237
+ therefore permits the choice
238
+ \[
239
+ \sum_{\substack{d\in\mathcal D\\l\mid d}}\lambda_d\vartheta(d)
240
+ =\frac{\mu_{\mathrm{Mob}}(l)h(l)}{\mathcal H},
241
+ \qquad l\in\mathcal D,
242
+ \]
243
+ where $\mu_{\mathrm{Mob}}$ is the M\"obius function. Explicitly,
244
+ \[
245
+ \lambda_d=
246
+ \frac{\mu_{\mathrm{Mob}}(d)h(d)}
247
+ {\vartheta(d)\mathcal H}
248
+ \sum_{\substack{r\le T_0/d\\(r,d)=1\\dr\in\mathcal D}}h(r).
249
+ \]
250
+ Consequently $\lambda_1=1$, the value of
251
+ Equation~\eqref{eq:sieve-quadratic} is $\mathcal H^{-1}$, and
252
+ \begin{equation}\label{eq:sieve-coefficients}
253
+ |\lambda_d|
254
+ \le\frac{h(d)}{\vartheta(d)}
255
+ =\prod_{p\mid d}(1-\vartheta_p)^{-1}
256
+ \le2^{\omega(d)}\le T_0.
257
+ \end{equation}
258
+
259
+ To estimate $\mathcal H$, give every squarefree integer supported on
260
+ $\mathcal I$ probability proportional to $h(d)$, without the bound
261
+ $d\le T_0$. In this finite product distribution, prime $p$ is selected
262
+ with probability $\vartheta_p$. Thus
263
+ \[
264
+ \E\log d=\sum_{p\in\mathcal I}\vartheta_p\log p
265
+ \le C_*\log Y<\tfrac14\log T_0.
266
+ \]
267
+ Markov's inequality shows that at least half the mass lies at $d\le T_0$.
268
+ It follows that
269
+ \begin{equation}\label{eq:sieve-selberg-main}
270
+ \mathcal H\ge\tfrac12\prod_{p\in\mathcal I}(1+h(p)),
271
+ \qquad
272
+ \mathcal H^{-1}\le2\prod_{p\in\mathcal I}(1-\vartheta_p).
273
+ \end{equation}
274
+
275
+ It remains to average this square against $\nu_\phi$ together with the
276
+ assigned weights. Write
277
+ \[
278
+ A_{\mathcal A}=
279
+ \prod_{p\in\mathcal A}\E_p
280
+ \bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr).
281
+ \]
282
+ The assigned weight is defined modulo
283
+ \[
284
+ \prod_{p\in\mathcal A}p^{C(j_p+1)}
285
+ \le\left(\prod_{p\in\mathcal A}p^{j_p}\right)^{2C}
286
+ \le T_0^{4C}.
287
+ \]
288
+ For a pair $d,e\in\mathcal D$, its activity indicators require only the
289
+ additional modulus $[d,e]^{2C}\le T_0^{4C}$. The two prime sets are
290
+ disjoint, so the total modulus is at most
291
+ \begin{equation}\label{eq:sieve-modulus-budget}
292
+ T_0^{8C}\le X^\theta
293
+ \end{equation}
294
+ and is prime to every prime of $S$. The function before multiplication
295
+ by $\lambda_d\lambda_e$ is nonnegative, and its residue mean is
296
+ $A_{\mathcal A}\vartheta([d,e])$ by the Chinese remainder theorem.
297
+ Lemma~\ref{lem:sieve-residue-function} therefore gives the corresponding
298
+ main term $V_\phi A_{\mathcal A}\vartheta([d,e])$ and an error of absolute
299
+ value at most
300
+ $C V_\phi X^{-\theta}A_{\mathcal A}\vartheta([d,e])$.
301
+ There are at most $T_0^2$ pairs and, by
302
+ Equation~\eqref{eq:sieve-coefficients}, each coefficient product has
303
+ absolute value at most $T_0^2$. Summing the errors absolutely costs at
304
+ most
305
+ \begin{equation}\label{eq:sieve-square-error}
306
+ C V_\phi A_{\mathcal A}X^{-\theta}T_0^4.
307
+ \end{equation}
308
+ This estimate keeps $A_{\mathcal A}$ even if it is very small.
309
+ The main term is $V_\phi A_{\mathcal A}\mathcal H^{-1}$ by
310
+ Equation~\eqref{eq:sieve-quadratic}. Finally,
311
+ $X^{-\theta}T_0^4=o((\log X)^{-C_1})$ by
312
+ Equation~\eqref{eq:sieve-parameters}. Equations
313
+ \eqref{eq:sieve-inactivity-lower} and
314
+ \eqref{eq:sieve-selberg-main} absorb
315
+ Equation~\eqref{eq:sieve-square-error} and prove the lemma.
316
+ \end{proof}
317
+
318
+ \subsection{Truncating and summing the depths}
319
+
320
+ \begin{proof}[Proof of Proposition~\ref{prop:sieve-averaging}]
321
+ Put
322
+ $P_Y=\prod_{p\in\mathcal P_Y}\E_p b_p$. Equations
323
+ \eqref{eq:sieve-mean-lower} and
324
+ \eqref{eq:sieve-inactivity-lower} imply
325
+ \begin{equation}\label{eq:sieve-product-lower}
326
+ P_Y\gg(\log X)^{-C_1}.
327
+ \end{equation}
328
+ First observe that primes exceeding $Y$ cost only a fixed factor.
329
+ Equations~\eqref{eq:sieve-depth-product} and
330
+ \eqref{eq:sieve-pointwise-weight}, together with $b_p\le A_0^{n_p}$, give
331
+ \begin{equation}\label{eq:sieve-large-primes}
332
+ \prod_{\substack{p>Y\\p\notin S}}b_p(z)
333
+ \le A_0^{\sum_{p>Y,\ p\notin S}n_p(z)}
334
+ \le \exp(B\log A_0/\delta).
335
+ \end{equation}
336
+
337
+ Consider the points for which
338
+ $\prod_{p\in\mathcal P_Y}p^{n_p(z)}\le T_0$.
339
+ Assign all their active primes in $\mathcal P_Y$ and require inactivity
340
+ at the other primes in $\mathcal P_Y$. These assignments satisfy
341
+ Lemma~\ref{lem:sieve-assignment}. After applying it, we may enlarge the
342
+ sum of its nonnegative upper bounds by allowing every subset and every
343
+ positive depth. The resulting product is
344
+ \[
345
+ V_\phi\prod_{p\in\mathcal P_Y}
346
+ \left(1-\vartheta_p+
347
+ \sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})\right)
348
+ =V_\phi P_Y.
349
+ \]
350
+ Together with Equation~\eqref{eq:sieve-large-primes}, this bounds the
351
+ contribution from these points.
352
+
353
+ For a remaining point, the product through $\mathcal P_Y$ exceeds $T_0$.
354
+ Order its active primes in $\mathcal P_Y$ increasingly and stop at the
355
+ first prefix whose product exceeds $T_0$. If every individual factor
356
+ $p^{n_p(z)}$ for $p\in\mathcal P_Y$ is at most $T_0$, the prefix has product in
357
+ $(T_0,T_0^2]$, since its preceding product and its last factor are both
358
+ at most $T_0$. If also
359
+ $\prod_{p\in\mathcal P_{y_0}}p^{n_p(z)}\le T_0$, for a fixed cutoff
360
+ $y_0>4$ to be chosen below independently of $X$, its last prime exceeds
361
+ $y_0$. The next two estimates allow these restrictions at negligible
362
+ weighted cost.
363
+
364
+ First, if $p^{n_p(z)}>T_0$ for $p\in\mathcal P_Y$, then
365
+ $n_p(z)\ge J_p$, where
366
+ $J_p=\lfloor\log T_0/\log p\rfloor+1$. The threshold is determined modulo
367
+ \[
368
+ p^{C(J_p+1)}\le T_0^C Y^{2C}\le X^\theta.
369
+ \]
370
+ Lemma~\ref{lem:sieve-residue-function} and
371
+ Equation~\eqref{eq:sieve-local-tail} bound its $\nu_\phi$-measure by
372
+ $O(V_\phi p^{-J_p})=O(V_\phi/T_0)$. Summing over $p\in\mathcal P_Y$
373
+ gives $O(V_\phi Y/T_0)$. By Equation~\eqref{eq:sieve-pointwise-weight},
374
+ the contribution after multiplication by $\mathcal W$ is
375
+ $O_\epsilon(V_\phi X^{\epsilon+\delta-\eta})$.
376
+ Choose $\epsilon<\eta-\delta$. This is smaller than $V_\phi P_Y$ by a
377
+ power of $X$, in view of Equation~\eqref{eq:sieve-product-lower}.
378
+
379
+ We also need the analogous removal for a fixed nonempty finite set
380
+ $\mathcal Q$ of primes, even though some of them may belong to the varying
381
+ set $S$. Put $N=|\mathcal Q|$. If
382
+ $\prod_{p\in\mathcal Q\setminus S}p^{n_p(z)}>T_0$, some prime in
383
+ $\mathcal Q\setminus S$ has $p^{n_p(z)}>T_0^{1/N}$. Put
384
+ $J_{p,\mathcal Q}=\lfloor\log T_0/(N\log p)\rfloor+1$. The event
385
+ $n_p\ge J_{p,\mathcal Q}$ is defined modulo at most
386
+ $T_0^{C/N}p^{2C}\le X^\theta$ for large $X$, and its local probability
387
+ is at most $Cp^{-J_{p,\mathcal Q}}\le C T_0^{-1/N}$.
388
+ Lemma~\ref{lem:sieve-residue-function} therefore bounds the measure of
389
+ the union by
390
+ $O_{\mathcal Q}(V_\phi T_0^{-1/N})$. After multiplication by
391
+ Equation~\eqref{eq:sieve-pointwise-weight} with $\epsilon<\eta/N$, its
392
+ weighted contribution again saves a power of $X$ relative to $V_\phi$.
393
+ If $\mathcal Q\setminus S$ is empty the event is empty. Thus this
394
+ removal is uniform in the possible intersections of $\mathcal Q$ with $S$.
395
+
396
+ Choose a fixed $M_0>0$ and then a fixed $y_0>4$ such that
397
+ \begin{equation}\label{eq:sieve-crossing-parameters}
398
+ \eta M_0>2B\log A_0+1,\qquad M_0/\log y_0<\tfrac14.
399
+ \end{equation}
400
+ Apply the finite-set removal with $\mathcal Q=\{p:p\le y_0\}$.
401
+ These choices precede the choice of the small $\epsilon$ used in that
402
+ removal, and all are independent of $X$.
403
+
404
+ The retained first-crossing prefixes therefore have product in
405
+ $(T_0,T_0^2]$ and last prime greater than $y_0$. Group these assignments
406
+ by the interval containing their last prime:
407
+ \begin{equation}\label{eq:sieve-buckets}
408
+ \sqrt y<p\le y,\qquad y=Y^{1/2^i},\quad i=0,1,2,\ldots.
409
+ \end{equation}
410
+ Only groups with $y>y_0$ occur. Every unassigned active prime is greater
411
+ than the last assigned prime and hence greater than $\sqrt y$. The total
412
+ weight of those primes, including primes beyond $Y$, is therefore at most
413
+ \begin{equation}\label{eq:sieve-unassigned}
414
+ \exp\left(\frac{2B\log A_0}{\log y}\log X\right).
415
+ \end{equation}
416
+ For each assignment in the group, require inactivity at its unassigned
417
+ primes in $\mathcal P_{\sqrt y}$ and apply
418
+ Lemma~\ref{lem:sieve-assignment}. We use Rankin's power majorant
419
+ \cite{Rankin1938}: since the assigned product exceeds $T_0$, its upper
420
+ bound can be multiplied by
421
+ \[
422
+ T_0^{-s}\prod_{\text{assigned }p}p^{s j_p}\ge1,
423
+ \qquad s=M_0/\log y.
424
+ \]
425
+ Now enlarge the sum of these nonnegative upper bounds to all subsets and
426
+ all positive depths through $y$. This enlarges only a numerical sum after
427
+ the lemma has been applied to the genuine prefixes; it invokes no residue
428
+ estimate for the newly admitted products above $T_0^2$.
429
+
430
+ For $p\in\mathcal P_{\sqrt y}$, the option of no assignment has weight
431
+ $1-\vartheta_p$ and the assigned options have total weight
432
+ $\sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})p^{sj}$. Their sum is
433
+ $\E_p(b_p p^{s n_p})$. For $\sqrt y<p\le y$ outside $S$, inactivity was
434
+ not imposed, so the option of no assignment has weight one. The total
435
+ there is $\E_p(b_p p^{s n_p})+\vartheta_p$. Thus the group's contribution
436
+ is at most
437
+ \begin{equation}\label{eq:sieve-bucket-bound}
438
+ C V_\phi T_0^{-s}
439
+ \exp\left(\frac{2B\log A_0}{\log y}\log X\right)
440
+ \prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p})
441
+ \prod_{\substack{\sqrt y<p\le y\\p\notin S}}
442
+ \bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr).
443
+ \end{equation}
444
+
445
+ We estimate these local moments uniformly for $y>y_0$. By
446
+ Equation~\eqref{eq:sieve-crossing-parameters}, $s<1/4$. The total
447
+ contribution of depths $j\ge2$ to $\E_p(b_p p^{s n_p})$ is at most
448
+ \[
449
+ C^2\sum_{j\ge2}(1+j)^C p^{-(1-s)j}\ll_C p^{-3/2}.
450
+ \]
451
+ At depth one, the increase over $\E_p b_p$ is bounded by
452
+ \[
453
+ \frac{C'}p(p^s-1)
454
+ \ll_{M_0}\frac{\log p}{p\log y}
455
+ \qquad(p\le y),
456
+ \]
457
+ because $0\le s\log p\le M_0$. Chebyshev's estimate shows that these
458
+ increases have bounded sum over $p\le y$. Mertens' estimate also gives
459
+ $\sum_{\substack{\sqrt y<p\le y\\p\notin S}}\vartheta_p\ll1$. Since
460
+ $\E_p b_p\ge1/2$, comparison of the products in
461
+ Equation~\eqref{eq:sieve-bucket-bound} with their base means gives
462
+ \[
463
+ \prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p})
464
+ \prod_{\substack{\sqrt y<p\le y\\p\notin S}}
465
+ \bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr)
466
+ \ll_{M_0}\prod_{p\in\mathcal P_y}\E_p b_p.
467
+ \]
468
+ For a fixed $C_2$, a final use of
469
+ Equation~\eqref{eq:sieve-mean-lower} and Mertens' estimate yields
470
+ \[
471
+ \prod_{p\in\mathcal P_y}\E_p b_p
472
+ \le P_Y\prod_{\substack{y<p\le Y\\p\notin S}}
473
+ (1-\vartheta_p)^{-1}
474
+ \ll P_Y\left(\frac{\log Y}{\log y}\right)^{C_2}.
475
+ \]
476
+ By Equation~\eqref{eq:sieve-crossing-parameters}, the bound for the group
477
+ in Equation~\eqref{eq:sieve-bucket-bound} is consequently at most
478
+ \[
479
+ C_{M_0}V_\phi P_Y
480
+ \exp\left(-\frac{\log X}{\log y}\right)
481
+ \left(\frac{\log Y}{\log y}\right)^{C_2}.
482
+ \]
483
+ For the values of $y$ in Equation~\eqref{eq:sieve-buckets}, its sum is
484
+ bounded by
485
+ \[
486
+ C_{M_0}V_\phi P_Y
487
+ \sum_{i\ge0}\exp(-2^i/\delta)\,2^{iC_2}
488
+ \ll V_\phi P_Y.
489
+ \]
490
+ Together with the small-product part and the two discarded sets, this
491
+ proves Equation~\eqref{eq:sieve-average}.
492
+ \end{proof}
493
+
494
+ \subsection{The planar exterior count}
495
+
496
+ \begin{proof}[Proof of Theorem~\ref{thm:exterior-count}]
497
+ Fix the nonzero trace and bounded region in that theorem. Let
498
+ $\mathcal R$ be any of its rectangles, in the specified two partition
499
+ coordinates. Choose an allowed smooth function $\phi$ that majorizes
500
+ $\mathbf 1_{\mathcal R}$, with its two scales equal to the side lengths
501
+ of $\mathcal R$. Its support lies in a fixed enlargement of the bounded
502
+ region and
503
+ \[
504
+ A_\phi\asymp\operatorname{area}(\mathcal R).
505
+ \]
506
+ The constants are uniform over the positions, side lengths, and aspect
507
+ ratios of the rectangles. Proposition~\ref{prop:ext-multiplicity-majorant}
508
+ and Proposition~\ref{prop:sieve-averaging} give
509
+ \begin{equation}\label{eq:sieve-before-euler}
510
+ \sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z)
511
+ \ll \sqrt D\, A_\phi
512
+ \prod_{p\in S}(1-p^{-1})Z_p
513
+ \prod_{p\in\mathcal P_Y}\E_p b_p,
514
+ \qquad
515
+ Z_p=\prod_{\substack{\mathfrak p\mid p\\\mathfrak p\subset R}}
516
+ (1-\Nm(\mathfrak p)^{-1})^{-1}.
517
+ \end{equation}
518
+ Here $\prod_{p\in S}|D|_p^{-1/2}=\sqrt D$, because $S$ contains every
519
+ prime divisor of $D$, and Equation~\eqref{eq:sieve-volume} absorbed the
520
+ trace densities. The restriction to integral points outside $S$ in the
521
+ multiplicity proposition agrees with the support of $\nu_\phi$.
522
+
523
+ The exact unramified mean in Lemma~\ref{lem:ext-unramified-data} is
524
+ \[
525
+ \E_p b_p=(1-p^{-1})(1-p^{-3})Z_p\qquad(p\notin S).
526
+ \]
527
+ Since $1-p^{-3}\le1$, the two Euler products on the right of
528
+ Equation~\eqref{eq:sieve-before-euler} are at most the product of
529
+ $(1-p^{-1})Z_p$ over $p\in S\cup\mathcal P_Y$.
530
+ Ideal factorization in the degree-four maximal order gives, uniformly
531
+ also at ramified primes,
532
+ \[
533
+ \log Z_p=\frac{a_K(p)}p+O(p^{-2}).
534
+ \]
535
+ Thus
536
+ \begin{equation}\label{eq:sieve-euler}
537
+ \prod_{p\in S}(1-p^{-1})Z_p
538
+ \prod_{p\in\mathcal P_Y}\E_p b_p
539
+ \ll
540
+ \exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y}
541
+ \frac{a_K(p)-1}{p}\right).
542
+ \end{equation}
543
+
544
+ For fixed $m$, the radical of $S$ is polynomial in $X$. Choose a fixed
545
+ $c\ge1/2$ large enough that, for all sufficiently large $X$, every prime
546
+ in $S$ and every prime at most $Y$ is at most $Z=X^c$. Since
547
+ $a_K(p)\ge0$, the exponent in Equation~\eqref{eq:sieve-euler} is at most
548
+ \[
549
+ \sum_{p\le Z}\frac{a_K(p)}p-\sum_{p\le Y}\frac1p.
550
+ \]
551
+ We have $Z\ge D^{1/4}$ because $X=q\sqrt D\ge\sqrt D$.
552
+ Equation~\eqref{eq:ord-prime-sum} and Mertens' estimate now give
553
+ \[
554
+ \exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y}
555
+ \frac{a_K(p)-1}{p}\right)
556
+ \ll \frac{\kappa\log Z}{\log Y}
557
+ =\frac c\delta\,\kappa.
558
+ \]
559
+ This also applies when $D$ remains bounded and $q$ tends to infinity,
560
+ by the stated uniform range of Lemma~\ref{lem:ord-residue}.
561
+ Substitution in Equation~\eqref{eq:sieve-before-euler} proves
562
+ \[
563
+ \sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z)
564
+ \ll\kappa\sqrt D\,\operatorname{area}(\mathcal R).
565
+ \]
566
+ The only box-dependent quantity in the proof is $A_\phi$, which is
567
+ comparable to the area with a fixed constant. All other estimates are
568
+ uniform over the box translations and the two scales between
569
+ $X^{-\tau}$ and the fixed upper bounds. The local multiplicity majorant
570
+ has the same constant for every chosen ideal representative system, and
571
+ its right side is independent of that choice. Thus the bound is uniform
572
+ in the representative system as well. This proves the precise
573
+ uniformity asserted in Theorem~\ref{thm:exterior-count}.
574
+ \end{proof}
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf ADDED
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+ size 759557
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Equidistribution of Primitive Sextic Torus Packets](primitive-sextic-torus-packets.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Equidistribution of Primitive Sextic Torus Packets}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/primitive-sextic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/figures/product-mechanism.tex ADDED
@@ -0,0 +1,102 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tbp]
2
+ \centering
3
+ \begin{tikzpicture}[
4
+ x=1cm,y=1cm,
5
+ font=\small,
6
+ >={Stealth[length=2mm]},
7
+ patch/.style={draw=black!75,line width=.55pt,fill=black!4},
8
+ selected/.style={draw=blue!65!black,line width=.55pt,fill=blue!16},
9
+ coarse/.style={draw=black!70,dashed,line width=.65pt},
10
+ fine/.style={draw=black!35,line width=.25pt},
11
+ bins/.style={draw=black!70,densely dotted,line width=.5pt},
12
+ note/.style={align=left,font=\footnotesize},
13
+ leader/.style={draw=black!65,line width=.4pt,->}
14
+ ]
15
+ \path[use as bounding box] (0,-5.15) rectangle (14.2,4.35);
16
+
17
+ \node[anchor=west,font=\small\bfseries] at (0,4.1)
18
+ {(a) Contract $W$: identify the $U$ factor and prove independence};
19
+ \node[align=center,font=\footnotesize] at (2.35,3.67)
20
+ {one $q$-cell; full $w,u$ ranges};
21
+ \draw[patch] (.65,1.3) rectangle (4.05,3.35);
22
+ \draw[selected] (2.15,1.3) rectangle (2.75,3.35);
23
+ \node[font=\footnotesize,anchor=north] at (2.45,1.19) {$w$-cell};
24
+ \node[anchor=east] at (.51,3.2) {$u$};
25
+ \node[anchor=north] at (3.9,1.19) {$w$};
26
+
27
+ \draw[->,line width=.8pt] (4.65,2.35) -- (7.1,2.35);
28
+ \node[above] at (5.87,2.45) {$a_0^{t}$, $t\asymp T$};
29
+ \node[below,font=\footnotesize,align=center] at (5.87,2.18)
30
+ {$W$ contracts; $U$ is fixed\\$T\prec F$};
31
+
32
+ \draw[coarse] (7.95,1.15) rectangle (10.15,3.5);
33
+ \draw[patch] (8.55,1.3) rectangle (9.55,3.35);
34
+ \draw[selected] (8.991,1.3) rectangle (9.168,3.35);
35
+ \foreach \x in {8.6,8.7,8.8,8.9,9.0,9.1,9.2,9.3,9.4,9.5}
36
+ \draw[fine] (\x,1.3) -- (\x,3.35);
37
+ \foreach \y in {1.78,2.31,2.84}
38
+ \draw[bins] (7.95,\y) -- (10.15,\y);
39
+ \node[font=\footnotesize] at (9.05,3.73) {output $U$ chart};
40
+ \node[note,anchor=west] at (10.58,3.18)
41
+ {One coarse transverse cell\\contains the whole patch.};
42
+ \draw[leader] (10.5,3.15) -- (10.17,3.15);
43
+ \node[note,anchor=west] at (10.58,2.26)
44
+ {Fine transverse cells\\resolve the $w$-label.};
45
+ \draw[leader] (10.5,2.24) -- (9.28,2.24);
46
+ \node[note,anchor=west] at (10.58,1.42) {Common $U$ bins};
47
+ \draw[leader] (10.5,1.48) -- (10.04,1.78);
48
+ \node[align=center,font=\footnotesize] at (7.1,.5)
49
+ {Mesh comparison: revealing the $w$-cell changes the $U$-bin law by $o(1)$ in sampling mean.};
50
+
51
+ \node[anchor=west,font=\small\bfseries] at (0,-.22)
52
+ {(b) Expand a $W$ tile: identify the remaining $W$ factor};
53
+ \node[align=center,font=\footnotesize] at (2.35,-.86)
54
+ {one stage-$k$ tile\\shape $\Delta^k\mathcal F$};
55
+ \draw[patch] (2.0,-3.7) rectangle (2.7,-1.55);
56
+ \draw[selected] (2.0,-2.68) rectangle (2.7,-2.43);
57
+ \foreach \x in {2.175,2.35,2.525}
58
+ \draw[bins] (\x,-3.7) -- (\x,-1.55);
59
+ \node[anchor=east] at (1.86,-1.72) {$u$};
60
+ \node[anchor=north] at (2.65,-3.81) {$w$};
61
+ \node[note,anchor=east] at (1.72,-2.57) {$u$-cell\\depth $S$};
62
+ \draw[leader] (1.8,-2.57) -- (1.98,-2.57);
63
+
64
+ \draw[->,line width=.8pt] (3.65,-2.57) -- (6.5,-2.57);
65
+ \node[above] at (5.08,-2.45) {$a_0^{-(k+m_0)}$};
66
+ \node[below,font=\footnotesize,align=center] at (5.08,-2.73)
67
+ {$W$ expands; $U$ is fixed\\$S\prec T\prec F$, $k\asymp T$};
68
+
69
+ \node[align=center,font=\footnotesize] at (8.63,-.88)
70
+ {fixed output shape\\$\Delta^{-m_0}\mathcal F$};
71
+ \draw[patch] (7.05,-3.7) rectangle (10.2,-1.55);
72
+ \draw[selected] (7.05,-2.68) rectangle (10.2,-2.43);
73
+ \foreach \x in {7.8375,8.625,9.4125}
74
+ \draw[bins] (\x,-3.7) -- (\x,-1.55);
75
+ \draw[coarse] (6.9,-2.92) rectangle (10.35,-2.2);
76
+ \foreach \y in {-2.63,-2.58,-2.53,-2.48}
77
+ \draw[fine] (7.05,\y) -- (10.2,\y);
78
+ \node[note,anchor=west] at (10.58,-1.94)
79
+ {Only the $u$-subpatch fits\\in one coarse transverse\\cell for the $W$ chart.};
80
+ \draw[leader] (10.5,-2.02) -- (10.35,-2.2);
81
+ \node[note,anchor=west] at (10.58,-3.18)
82
+ {Fine transverse cells\\resolve the $u$-label.};
83
+ \draw[leader] (10.5,-3.05) -- (9.72,-2.6);
84
+ \node[align=center,font=\footnotesize] at (8.63,-4.04)
85
+ {Stage-$(k+j)$ subtiles resolve $W$ tests.};
86
+ \node[align=center,font=\footnotesize,text width=14cm] at (7.1,-4.78)
87
+ {Information comparison: an $O(S)$ budget over $T$ stages makes the $u$-label change\\
88
+ the descendant-tile law by $o(1)$ in sampling mean, at a suitable stage $k\asymp T$.};
89
+ \end{tikzpicture}
90
+ \caption{The two different comparisons in the product rule. Each input picture
91
+ fixes a $q$-cell at depth $F$; the coordinate $q$ is suppressed. Dashed outlines
92
+ denote coarse output transverse cells; thin solid lines denote fine transverse
93
+ cells. Dotted lines denote fixed $U$ bins in (a) and stage-$(k+j)$ $W$ subtiles in (b).
94
+ Shading marks a labelled subpatch, not a density. In (a), contraction permits
95
+ one coarse transverse-cell comparison for the whole patch and its subpatches.
96
+ In (b), expansion leaves the full $U$ interval broad. The full patch is compared
97
+ with $V$ data and the thin $u$-subpatch with $W$ data; the information estimate
98
+ compares their descendant-tile laws and hence their resolved $W$ tests. All widths and
99
+ tile shapes are schematic: $W$ can have several dimensions and its tiles need
100
+ not be rectangles. The resulting factor identifications are projective.}
101
+ \label{fig:product-mechanism}
102
+ \end{figure}
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/main.tex ADDED
@@ -0,0 +1,88 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
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+ \ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
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+ \usetikzlibrary{arrows.meta,positioning,calc,patterns,decorations.pathreplacing}
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+ \usepackage[numbers,sort&compress]{natbib}
14
+ \usepackage[hyphens]{url}
15
+ \usepackage{hyperref}
16
+ \hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
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+ urlcolor=blue!45!black,pdfauthor={OpenAI},
18
+ pdftitle={Equidistribution of Primitive Sextic Torus Packets}}
19
+ \numberwithin{equation}{section}
20
+ \newtheorem{theorem}{Theorem}[section]
21
+ \newtheorem{lemma}[theorem]{Lemma}
22
+ \newtheorem{proposition}[theorem]{Proposition}
23
+ \newtheorem{corollary}[theorem]{Corollary}
24
+ \theoremstyle{definition}
25
+ \newtheorem{definition}[theorem]{Definition}
26
+ \theoremstyle{remark}
27
+ \newtheorem{remark}[theorem]{Remark}
28
+ \newcommand{\R}{\mathbb R}
29
+ \newcommand{\Z}{\mathbb Z}
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+ \newcommand{\N}{\mathbb N}
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+ \newcommand{\C}{\mathbb C}
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+ \newcommand{\one}{\mathbf 1}
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+ \newcommand{\dd}{\mathop{}\!d}
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+ \newcommand{\idtext}[1]{\begingroup\urlstyle{same}\nolinkurl{#1}\endgroup}
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+ \DeclareMathOperator{\supp}{supp}
39
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+ \DeclareMathOperator{\Ad}{Ad}
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50
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51
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+ \DeclareMathOperator{\diam}{diam}
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+ \DeclareMathOperator{\sgn}{sgn}
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+ \DeclareMathOperator{\rank}{rank}
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+ \setlist[enumerate]{leftmargin=*,itemsep=4pt}
57
+ \setlength{\emergencystretch}{2em}
58
+ \setcounter{tocdepth}{1}
59
+ \title{Equidistribution of Primitive Sextic Torus Packets}
60
+ \author{OpenAI}
61
+ \date{October 5, 2026}
62
+ \begin{document}
63
+ \maketitle
64
+ \begin{abstract}
65
+ We prove that the complete ideal-class packets of maximal orders in
66
+ totally real sextic fields with no proper intermediate fields become
67
+ equidistributed, with no escape of mass, in the space of unimodular
68
+ lattices as their field discriminants tend to infinity. The limit is
69
+ Haar probability measure. Each packet includes all coordinate-sign
70
+ translates and is weighted by diagonal-orbit volume.
71
+ \end{abstract}
72
+ \tableofcontents
73
+ \input{sections/introduction}
74
+ \input{sections/arithmetic}
75
+ \input{sections/homogeneous}
76
+ \input{sections/conditioning}
77
+ \input{sections/product}
78
+ \input{sections/activity}
79
+ \input{sections/entropy}
80
+ \input{sections/combination}
81
+ \input{sections/assembly}
82
+ \begingroup
83
+ \small\raggedright
84
+ \setlength{\bibsep}{3pt}
85
+ \bibliographystyle{plainnat}
86
+ \bibliography{references}
87
+ \endgroup
88
+ \end{document}
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/references.bib ADDED
@@ -0,0 +1,198 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @book{Linnik1968,
2
+ author = {Linnik, Yu. V.},
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+ title = {Ergodic Properties of Algebraic Fields},
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+ series = {Ergebnisse der Mathematik und ihrer Grenzgebiete},
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+ volume = {45},
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+ publisher = {Springer-Verlag},
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+ address = {Berlin--Heidelberg--New York},
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+ year = {1968},
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+ note = {Translated from the Russian by M. S. Keane}
10
+ }
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+
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+ @article{Duke1988,
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+ author = {Duke, William},
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+ title = {Hyperbolic distribution problems and half-integral weight {Maass} forms},
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+ journal = {Invent. Math.},
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+ volume = {92},
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+ number = {1},
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+ year = {1988},
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+ pages = {73--90},
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+ doi = {10.1007/BF01393993}
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+ }
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+
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+ @article{ELMV2009,
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+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
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+ title = {Distribution of periodic torus orbits on homogeneous spaces},
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+ journal = {Duke Math. J.},
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+ volume = {148},
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+ number = {1},
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+ year = {2009},
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+ pages = {119--174},
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+ doi = {10.1215/00127094-2009-023}
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+ }
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+
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+ @article{ELMV2011,
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+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
36
+ title = {Distribution of periodic torus orbits and {Duke}'s theorem for cubic fields},
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+ journal = {Ann. of Math. (2)},
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+ volume = {173},
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+ number = {2},
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+ year = {2011},
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+ pages = {815--885},
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+ doi = {10.4007/annals.2011.173.2.5}
43
+ }
44
+
45
+ @article{ELMV2012,
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+ author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
47
+ title = {The distribution of closed geodesics on the modular surface, and {Duke}'s theorem},
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+ journal = {Enseign. Math. (2)},
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+ volume = {58},
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+ number = {3--4},
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+ year = {2012},
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+ pages = {249--313},
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+ doi = {10.4171/LEM/58-3-2}
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+ }
55
+
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+ @article{EKL2006,
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+ author = {Einsiedler, Manfred and Katok, Anatole and Lindenstrauss, Elon},
58
+ title = {Invariant measures and the set of exceptions to {Littlewood}'s conjecture},
59
+ journal = {Ann. of Math. (2)},
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+ volume = {164},
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+ number = {2},
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+ year = {2006},
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+ pages = {513--560},
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+ doi = {10.4007/annals.2006.164.513}
65
+ }
66
+
67
+ @article{Khayutin2019,
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+ author = {Khayutin, Ilya},
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+ title = {Arithmetic of double torus quotients and the distribution of periodic torus orbits},
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+ journal = {Duke Math. J.},
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+ volume = {168},
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+ number = {12},
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+ year = {2019},
74
+ pages = {2365--2432},
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+ doi = {10.1215/00127094-2019-0016}
76
+ }
77
+
78
+ @article{WieserYang2026,
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+ author = {Wieser, Andreas and Yang, Pengyu},
80
+ title = {A uniform {Linnik} basic lemma and entropy bounds},
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+ journal = {Comment. Math. Helv.},
82
+ year = {2026},
83
+ note = {Published online January 22, 2026},
84
+ doi = {10.4171/CMH/613}
85
+ }
86
+
87
+ @article{Stark1974,
88
+ author = {Stark, Harold M.},
89
+ title = {Some effective cases of the {Brauer--Siegel} theorem},
90
+ journal = {Invent. Math.},
91
+ volume = {23},
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+ number = {2},
93
+ year = {1974},
94
+ pages = {135--152},
95
+ doi = {10.1007/BF01405166}
96
+ }
97
+
98
+ @article{Shiu1980,
99
+ author = {Shiu, Peter},
100
+ title = {A {Brun--Titchmarsh} theorem for multiplicative functions},
101
+ journal = {J. Reine Angew. Math.},
102
+ volume = {313},
103
+ year = {1980},
104
+ pages = {161--170},
105
+ doi = {10.1515/crll.1980.313.161}
106
+ }
107
+
108
+ @article{Pollack2020,
109
+ author = {Pollack, Paul},
110
+ title = {Nonnegative multiplicative functions on sifted sets, and the square roots of {$-1$} modulo shifted primes},
111
+ journal = {Glasg. Math. J.},
112
+ volume = {62},
113
+ number = {1},
114
+ year = {2020},
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+ pages = {187--199},
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+ doi = {10.1017/S0017089519000041},
117
+ note = {Corrected author version available at \url{https://www.pollack-math.net/brunmultiplicative4.pdf}}
118
+ }
119
+
120
+ @book{Cassels1959,
121
+ author = {Cassels, J. W. S.},
122
+ title = {An Introduction to the Geometry of Numbers},
123
+ series = {Grundlehren der mathematischen Wissenschaften},
124
+ volume = {99},
125
+ publisher = {Springer-Verlag},
126
+ address = {Berlin--G{\"o}ttingen--Heidelberg},
127
+ year = {1959}
128
+ }
129
+
130
+ @article{EK2003,
131
+ author = {Einsiedler, Manfred and Katok, Anatole},
132
+ title = {Invariant measures on {$G/\Gamma$} for split simple {Lie} groups {$G$}},
133
+ journal = {Comm. Pure Appl. Math.},
134
+ volume = {56},
135
+ number = {8},
136
+ pages = {1184--1221},
137
+ year = {2003},
138
+ doi = {10.1002/cpa.10092}
139
+ }
140
+
141
+ @article{EK2005,
142
+ author = {Einsiedler, Manfred and Katok, Anatole},
143
+ title = {Rigidity of measures---the high entropy case and non-commuting foliations},
144
+ journal = {Israel J. Math.},
145
+ volume = {148},
146
+ pages = {169--238},
147
+ year = {2005},
148
+ doi = {10.1007/BF02775436}
149
+ }
150
+
151
+ @incollection{EL2010,
152
+ author = {Einsiedler, Manfred and Lindenstrauss, Elon},
153
+ title = {Diagonal actions on locally homogeneous spaces},
154
+ booktitle = {Homogeneous Flows, Moduli Spaces and Arithmetic},
155
+ series = {Clay Mathematics Proceedings},
156
+ volume = {10},
157
+ publisher = {American Mathematical Society},
158
+ address = {Providence, RI},
159
+ year = {2010},
160
+ pages = {155--241}
161
+ }
162
+
163
+ @article{Rokhlin1967,
164
+ author = {Rokhlin, V. A.},
165
+ title = {Lectures on the entropy theory of measure-preserving transformations},
166
+ journal = {Russian Math. Surveys},
167
+ volume = {22},
168
+ number = {5},
169
+ year = {1967},
170
+ pages = {1--52},
171
+ doi = {10.1070/RM1967v022n05ABEH001224}
172
+ }
173
+
174
+ @book{CoverThomas2006,
175
+ author = {Cover, Thomas M. and Thomas, Joy A.},
176
+ title = {Elements of Information Theory},
177
+ edition = {Second},
178
+ publisher = {Wiley-Interscience},
179
+ address = {Hoboken, NJ},
180
+ year = {2006},
181
+ doi = {10.1002/047174882X}
182
+ }
183
+
184
+ @misc{PrimeDegreePackets,
185
+ author = {{OpenAI}},
186
+ title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
187
+ howpublished = {OpenAI Math Release preprint
188
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
189
+ year = {2026}
190
+ }
191
+
192
+ @misc{QuarticPackets,
193
+ author = {{OpenAI}},
194
+ title = {{Equidistribution of primitive quartic torus packets for arbitrary orders}},
195
+ howpublished = {OpenAI Math Release preprint
196
+ \href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026}},
197
+ year = {2026}
198
+ }
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/activity.tex ADDED
@@ -0,0 +1,289 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Active roots and their support}\label{sec:activity}
2
+
3
+ The product rule turns the plaque measures into a directed graph at each
4
+ augmented state. We first show that its arrows compose and describe the
5
+ support of the positive-root plaques. We then realize this graph by
6
+ measurable indicators on the original spaces, retaining the long-wall
7
+ comparison needed for the entropy argument.
8
+
9
+ Write $\mathsf P$ for the law of the limiting augmented state
10
+ $\omega=(x,(P^B)_B)$. For $j\ne k$, define
11
+ \[
12
+ a_{jk}(\omega)
13
+ =\mathbf 1_{\{m^{U_{jk}}_\omega\text{ is not supported on }\{1\}\}}.
14
+ \]
15
+ We call $jk$ \emph{active} when $a_{jk}=1$. This definition does not depend
16
+ on the representative of the projective measure. It is measurable:
17
+ after normalizing by a positive integral against a bump near the identity,
18
+ activity is detected by a countable family of nonnegative continuous
19
+ tests supported away from the identity. All assertions below are made
20
+ on a common set of full $\mathsf P$-measure on which the comparison and
21
+ product rules hold.
22
+
23
+ \begin{proposition}[Composition and positive-root support]
24
+ \label{prop:activity}
25
+ Almost surely, activity is transitively closed:
26
+ \[
27
+ a_{pq}(\omega)a_{qr}(\omega)
28
+ \bigl(1-a_{pr}(\omega)\bigr)=0
29
+ \qquad(p,q,r\text{ distinct}).
30
+ \]
31
+ Let $b\in L$ be regular, let $V$ be the pattern group of all
32
+ $b$-positive roots, and let $V_\omega^+$ be the subgroup generated by
33
+ the active $b$-positive root groups. These active roots form a pattern,
34
+ and
35
+ \[
36
+ \supp m^V_\omega\subset V_\omega^+.
37
+ \]
38
+ Both conclusions hold simultaneously for every regular $b$.
39
+ \end{proposition}
40
+
41
+ \begin{proof}
42
+ First observe that Theorem~\ref{thm:product} factors the measure of any
43
+ pattern group into its one-dimensional root measures, in a suitable
44
+ order. Indeed, the cone generated by its roots is pointed. Choose a
45
+ root $\alpha$ on an exposed extremal ray. No other root in the pattern
46
+ is proportional to $\alpha$, so a diagonal logarithm can vanish on
47
+ $\alpha$ and be strictly negative on every remaining root. Removing
48
+ $\alpha$ leaves a normal pattern subgroup $W$: a sum of two roots in
49
+ the original pattern cannot equal $\alpha$, since extremality would
50
+ force both summands onto its ray. Thus the hypotheses of
51
+ Theorem~\ref{thm:product} hold for $V=WU_\alpha$. Iterate, allowing
52
+ $W=\{1\}$ at the last step.
53
+
54
+ To prove transitivity, fix distinct $p,q,r$ and consider the
55
+ three-root Heisenberg group generated by $U_{pq},U_{qr},U_{pr}$.
56
+ Suppose that $a_{pr}=0$. Factoring first with $U_{pq}$ as the final
57
+ factor, and then with $U_{qr}$ as the final factor, gives two
58
+ descriptions of the same projective measure. Write
59
+ $u_{jk}(t)=1+tE_{jk}$. Since the $U_{pr}$ factor is a point mass, the
60
+ first description is supported on the matrices
61
+ \[
62
+ u_{qr}(t)u_{pq}(s)=1+sE_{pq}+tE_{qr},
63
+ \]
64
+ whereas the other is the pushforward of the product of the two root
65
+ measures under
66
+ \[
67
+ u_{pq}(s)u_{qr}(t)
68
+ =1+sE_{pq}+tE_{qr}+stE_{pr}.
69
+ \]
70
+ If both roots were active, each root measure would give positive mass
71
+ to some compact parameter set disjoint from zero. Their product would
72
+ then give positive mass to matrices with nonzero $pr$ entry, contrary
73
+ to the first description. The projective identities apply on compact
74
+ ranges containing these sets, so all masses used here are finite.
75
+ This proves transitivity.
76
+
77
+ For the support assertion, use the successive factorization already
78
+ proved. Every inactive root factor is a point mass at the identity;
79
+ every other factor is supported on its own active root group. The
80
+ product is therefore supported on the subgroup generated by the active
81
+ roots. Transitivity says exactly that the active positive roots are
82
+ closed under root addition, so this subgroup is a pattern group and is
83
+ closed. There are only finitely many positive-root patterns, which
84
+ also gives the simultaneous assertion.
85
+ \end{proof}
86
+
87
+ The entropy argument will use plaques enlarged by the diagonal group.
88
+ The following consequence retains the activity at the sampled state.
89
+
90
+ \begin{lemma}[Support on plaques enlarged by $A$]\label{lem:va-support}
91
+ With $V$ and $V_\omega^+$ as in Proposition~\ref{prop:activity}, the
92
+ limiting $VA$-plaque probability, written in displacement coordinates
93
+ from its sampled point, is supported on $V_\omega^+A$ within its chart.
94
+ \end{lemma}
95
+
96
+ \begin{proof}
97
+ Use a product box with coordinates $\psi(q)va$, with product coordinate
98
+ domains. Local $A$-invariance gives, for each $i$, a product
99
+ decomposition
100
+ \[
101
+ d\mu_i(q,v,a)=d\nu_i(q,v)\,da
102
+ \]
103
+ inside the box, where $da$ is Haar measure restricted to its coordinate
104
+ box and the normalization is absorbed into $\nu_i$. For $VA$ plaques
105
+ the transverse coordinate is $q$; for $V$ plaques it is $(q,a)$.
106
+ Choose a common $q$ grid and supplement it by an $a$ grid for the latter
107
+ conditioning. Conditional on a $q$ cell, the $VA$ probability is the
108
+ product of a probability on $v$ and normalized Haar measure on $a$.
109
+ Conditioning also on an $a$ cell leaves the $v$ probability unchanged.
110
+ These are exact identities before taking a limit. The interior-depth
111
+ comparisons permit these compatible grids in the defining data, and
112
+ the identities pass to the joint limit by continuous tests and the
113
+ null-boundary convention.
114
+
115
+ At a sample $x=\psi(q_s)v_sa_s$, the $V$ displacements corresponding to
116
+ varying $v$ at fixed $a_s$ are
117
+ \[
118
+ a_s^{-1}v_s^{-1}va_s.
119
+ \]
120
+ By Proposition~\ref{prop:activity}, their probability is supported on
121
+ $V_\omega^+$. A general $VA$ displacement is
122
+ \[
123
+ a_s^{-1}v_s^{-1}va
124
+ =\bigl(a_s^{-1}v_s^{-1}va_s\bigr)\bigl(a_s^{-1}a\bigr),
125
+ \]
126
+ and hence belongs to $V_\omega^+A$ almost surely. The argument applies
127
+ on inner chart boxes; exhausting them gives the statement on the whole
128
+ plaque box, whose boundary has zero probability.
129
+ \end{proof}
130
+
131
+ \begin{lemma}[Indicators along the sequence]\label{lem:activity-indicators}
132
+ Fix an interior scale $R_i$ allowed in the long-wall comparison of
133
+ Proposition~\ref{prop:plaque-comparison}, with ratio-separated depths on
134
+ both sides of it inside $(l_{-,i},l_{+,i})$. There exist measurable
135
+ functions $g_{jk,i}:X\to\{0,1\}$ such that
136
+ \[
137
+ \operatorname{Law}_{\mu_i}\bigl(Z_i(x),(g_{jk,i}(x))_{j\ne k}\bigr)
138
+ \ \Longrightarrow\
139
+ \operatorname{Law}_{\mathsf P}
140
+ \bigl(\omega,(a_{jk}(\omega))_{j\ne k}\bigr).
141
+ \]
142
+ They satisfy asymptotic transitivity:
143
+ \[
144
+ \int_X g_{pq,i}(x)g_{qr,i}(x)
145
+ \bigl(1-g_{pr,i}(x)\bigr)\,d\mu_i(x)=o(1)
146
+ \qquad(p,q,r\text{ distinct}),
147
+ \]
148
+ and, for every fixed $C<\infty$,
149
+ \begin{equation}\label{eq:wall-invariance}
150
+ \sup_{\substack{b\in\ker\beta_{jk}\\ \|b\|\le CR_i}}
151
+ \int_X\bigl|g_{jk,i}(xa(b))-g_{jk,i}(x)\bigr|\,d\mu_i(x)
152
+ \longrightarrow0.
153
+ \end{equation}
154
+ \end{lemma}
155
+
156
+ \begin{proof}
157
+ Let $\mathcal S$ be the separable metric state space used for $Z_i$,
158
+ and put $A_{jk}=\{\omega:a_{jk}(\omega)=1\}$. Choose
159
+ $\epsilon_r\downarrow0$. For each root and each $r$, there is a
160
+ $\mathsf P$-continuity set $D_{jk,r}\subset\mathcal S$ such that
161
+ \[
162
+ \mathsf P(D_{jk,r}\mathbin\triangle A_{jk})
163
+ <\epsilon_r.
164
+ \]
165
+ For completeness, use a countable family of continuous coordinate
166
+ tests generating the Borel sets of $\mathcal S$. For each test choose
167
+ a countable dense family of thresholds outside the atoms of its
168
+ distribution under $\mathsf P$.
169
+ The finite Boolean combinations of the resulting threshold sets have
170
+ null boundary and approximate every measurable set in
171
+ $\mathsf P$-measure. Thus the approximations may be made using
172
+ finitely many data tests at each stage.
173
+
174
+ For fixed $r$, set
175
+ $g^{(r)}_{jk,i}(x)=\mathbf 1_{D_{jk,r}}(Z_i(x))$.
176
+ Weak convergence of the states and the null boundaries give joint
177
+ convergence of the states and these finitely many indicators. Since
178
+ the exact indicators are transitive, the limiting transitivity defect
179
+ for any triple is at most $3\epsilon_r$.
180
+
181
+ We next prove the uniform wall estimate at this fixed approximation
182
+ level. Fix a root, $C$, and any sequence
183
+ $b_i\in\ker\beta_{jk}$ with $\|b_i\|\le CR_i$. Both marginals of
184
+ \[
185
+ \bigl(Z_i(x),Z_i(xa(b_i))\bigr)
186
+ \]
187
+ have the ordinary state law, because $\mu_i$ is $A$-invariant.
188
+ Consequently these paired laws are tight. In every subsequential
189
+ limit their two marginals are $\mathsf P$, and
190
+ Proposition~\ref{prop:plaque-comparison} identifies the two projective
191
+ $U_{jk}$ measures. Their exact activity indicators are therefore
192
+ equal. Applying the continuity-set approximation separately in the
193
+ two marginals shows that every such limit has
194
+ \[
195
+ \mathbb E\bigl|
196
+ \mathbf 1_{D_{jk,r}}(\omega)
197
+ -\mathbf 1_{D_{jk,r}}(\omega')\bigr|
198
+ \le 2\epsilon_r.
199
+ \]
200
+ The boundary of the tested event is contained in the union of the two
201
+ marginal boundaries, so the corresponding prelimit expectations
202
+ converge along this subsequence. Since the sequence $b_i$ was
203
+ arbitrary, a sequence chosen within a vanishing error of the supremum
204
+ proves
205
+ \[
206
+ \limsup_i\ \sup_{\substack{b\in\ker\beta_{jk}\\\|b\|\le CR_i}}
207
+ \int_X\bigl|g^{(r)}_{jk,i}(xa(b))-g^{(r)}_{jk,i}(x)\bigr|\,d\mu_i(x)
208
+ \le2\epsilon_r.
209
+ \]
210
+ This argument uses limits of paired states even when $b_i$ diverges.
211
+
212
+ Finally choose $r=r(i)\to\infty$ sufficiently slowly. At stage $r$
213
+ impose the preceding estimates for all roots, all triples, and all
214
+ integers $1\le C\le r$, together with the first $r$ tests of a
215
+ convergence-determining family for the joint state and indicator law.
216
+ The limiting laws at fixed $r$ differ from the exact activity law by
217
+ at most the sum of the finitely many approximation errors. A
218
+ diagonal choice therefore gives the asserted joint convergence,
219
+ vanishing transitivity defects, and \eqref{eq:wall-invariance} for
220
+ $g_{jk,i}=g^{(r(i))}_{jk,i}$. Bounds for integral $C$ imply the bounds
221
+ for every fixed finite $C$.
222
+ \end{proof}
223
+
224
+ We conclude with the relation between activity and pieces having
225
+ countable intersections with root plaques.
226
+ It is this relation that will exclude proper homogeneous components
227
+ once all roots have been shown to be active.
228
+
229
+ \begin{lemma}[Inactivity on pieces with countable plaque sections]\label{lem:transverse-inactive}
230
+ Let $S\subset X$ be a Borel set whose intersection with each local
231
+ $U_{jk}$ plaque is countable. Then
232
+ \[
233
+ a_{jk}(\omega)=0
234
+ \quad\text{for $\mathsf P$-almost every state with }x\in S.
235
+ \]
236
+ In particular, this applies to the fixed-point pieces of
237
+ Lemma~\ref{lem:fixed-pieces} for roots crossing distinct eigenvalues:
238
+ each such piece meets a sufficiently small root plaque in at most one
239
+ point. It also applies to countable unions of these pieces.
240
+ \end{lemma}
241
+
242
+ \begin{proof}
243
+ Work first in a $U_{jk}$ flow box with coordinates $(q,h)$ and plaque
244
+ probability $P^B$. For each $q$, the section
245
+ \[
246
+ S_q=\{h:\psi(q)h\in S\}
247
+ \]
248
+ is countable. The sampling identity for this single chart states
249
+ that the conditional law of the sampled $h$, given $(q,P^B)$, is
250
+ $P^B$. A probability measure assigns mass zero to those points of a
251
+ countable set which are not its atoms. Consequently
252
+ \[
253
+ \mathsf P\{x\in S\cap B,\ P^B(\{h\})=0\}=0.
254
+ \]
255
+ No conditioning on the other plaque probabilities is used here.
256
+ Projective agreement in the chart identifies an atom at the sampled
257
+ $h$ with an atom at the identity of $m^{U_{jk}}_\omega$. A countable
258
+ flow-box cover therefore shows that this root measure has an atom at
259
+ the identity almost surely over $S$.
260
+
261
+ It remains to show that, under the full state law, an atom at the
262
+ identity forces the entire root measure to be supported there.
263
+ Identify $U_{jk}$ with $\R$ by $t\mapsto1+tE_{jk}$. Choose a fixed
264
+ $b\in L$ with $\lambda=e^{\beta_{jk}(b)}>1$. Fixed-motion equivariance
265
+ in Proposition~\ref{prop:plaque-comparison}, together with
266
+ $A$-invariance of the prelimit sampling law, says that the projective
267
+ law of $m^{U_{jk}}_\omega$ is invariant under the pushforward by
268
+ $t\mapsto\lambda t$.
269
+
270
+ The event that this measure has an atom at zero is itself invariant
271
+ under dilation. If that event has positive probability, condition
272
+ the projective-measure law on it and normalize each measure $m$ by
273
+ its atom: $\nu=m/m(\{0\})$. This is a measurable normalization of a
274
+ locally finite measure, with $\nu(\{0\})=1$, and its law remains
275
+ dilation-invariant. For every compact interval $K$ disjoint from
276
+ zero,
277
+ \[
278
+ (t\mapsto\lambda^n t)_*\nu(K)
279
+ =\nu(\lambda^{-n}K)\longrightarrow0.
280
+ \]
281
+ Indeed, $\lambda^{-n}K$ lies in a shrinking punctured neighborhood of
282
+ zero, whose mass tends to zero by local finiteness. Dilation
283
+ invariance makes each quantity in this display have the same
284
+ distribution as $\nu(K)$. Almost-sure convergence to zero therefore
285
+ forces $\nu(K)=0$ almost surely. A countable family of such intervals
286
+ covers $\R\setminus\{0\}$, and hence $\nu=\delta_0$ almost surely.
287
+ The atom event of probability zero is harmless. Combining this
288
+ conclusion with the first part proves the lemma.
289
+ \end{proof}
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/arithmetic.tex ADDED
@@ -0,0 +1,677 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Arithmetic estimates for the packets}\label{sec:arithmetic}
2
+
3
+ This section establishes the three estimates on which the dynamical
4
+ argument rests: uniform control of the cusp, a dimension bound for
5
+ probability limits, and exponential decay on two-sided diagonal tubes.
6
+ The first two follow by counting ordinary lattice vectors. For the
7
+ third, we count an ordinary vector together with a dual vector; their
8
+ coordinatewise product lies in the codifferent and can be counted in a
9
+ thin slice.
10
+
11
+ For the volume, unfolding, and ordinary-vector estimates, we adapt
12
+ the method of \cite[Sections~2--6]{PrimeDegreePackets} and
13
+ \cite[Section~3]{QuarticPackets}. We reproduce the needed arguments
14
+ in the packet and Haar normalizations of this paper.
15
+
16
+ Throughout this section, $K$ is a totally real field of degree six with
17
+ no proper intermediate field, and $\sigma$ is an ordering of its real
18
+ embeddings. Write
19
+ \[
20
+ D=|\Disc(K)|,\qquad Q=D^{1/2},\qquad
21
+ \kappa=\mathop{\rm Res}_{s=1}\zeta_K(s),\qquad
22
+ d_K(l)=\#\{\mathfrak b\subset\mathcal O_K:N\mathfrak b=l\}.
23
+ \]
24
+ All ideals counted here are nonzero. For a sequence of fields and
25
+ embedding orderings, we use the corresponding notation
26
+ \[
27
+ D_i=|\Disc(K_i)|,\qquad Q_i=D_i^{1/2},\qquad
28
+ \kappa_i=\mathop{\rm Res}_{s=1}\zeta_{K_i}(s),\qquad
29
+ \mu_i=\mu_{K_i,\sigma_i}.
30
+ \]
31
+ Unless another dependence is indicated, constants below are absolute
32
+ for this fixed degree. In particular, they are independent of the
33
+ field and of the ordering of its embeddings.
34
+
35
+ \subsection{Volume and unfolding}
36
+
37
+ We first make the sign convention in the packet definition explicit.
38
+ The space $X=\SL_6(\Z)\backslash\SL_6(\R)$ parametrizes ordinary
39
+ unimodular lattices: a lattice has a positively oriented basis, and
40
+ any two such bases differ by an element of $\SL_6(\Z)$. Consequently
41
+ a diagonal sign matrix acts on lattices even when its determinant is
42
+ $-1$. The resulting lattice again represents a point of $X$ by choosing
43
+ a positively oriented basis. There is no additional orientation
44
+ coordinate.
45
+
46
+ Let $h_K$ and $R_K$ denote the ordinary class number and regulator,
47
+ respectively. Our convention for $R_K$ is the covolume of the absolute
48
+ logarithms of the units after deleting the sixth coordinate. Put
49
+ \[
50
+ U=\mathcal O_K^\times,\qquad
51
+ U^+=\{\epsilon\in U:\sigma_j(\epsilon)>0\ (1\le j\le6)\},
52
+ \qquad s=[U:U^+].
53
+ \]
54
+ For a nonnegative Borel function $f$ on $\R^6$, define its lattice sum by
55
+ \[
56
+ \widehat f(\Lambda)=\sum_{v\in\Lambda\setminus\{0\}}f(v).
57
+ \]
58
+ For $p>0$, define a logarithmic fiber integral
59
+ \begin{align}
60
+ V_f(p)
61
+ =\sum_{\epsilon\in\{\pm1\}^6}\int_{\R^5}
62
+ f\bigl(\epsilon_1e^{u_1},\ldots,\epsilon_5e^{u_5},
63
+ \epsilon_6p e^{-u_1-\cdots-u_5}\bigr)
64
+ \,\dd u_1\cdots\dd u_5 . \label{eq:fiber-integral}
65
+ \end{align}
66
+ Thus $V_f(p)$ integrates over the set on which the absolute product of
67
+ the six coordinates is $p$, with the Haar normalization used for $A$.
68
+
69
+ \begin{proposition}[Packet volume and vector unfolding]
70
+ \label{prop:packet-volume}
71
+ Every orbit in $\mathcal P_{K,\sigma}$ has $A$-volume $(s/2)R_K$,
72
+ and there are $h_K2^6/s$ distinct orbits. In particular, the total
73
+ packet volume is $Q\kappa$. For every nonnegative Borel function $f$,
74
+ \begin{equation}
75
+ \int_X\widehat f\,\dd\mu_{K,\sigma}
76
+ =\frac1{Q\kappa}\sum_{l\ge1}d_K(l)V_f(l/Q),
77
+ \label{eq:vector-unfolding}
78
+ \end{equation}
79
+ where both sides are allowed to be infinite.
80
+ \end{proposition}
81
+
82
+ \begin{proof}
83
+ The only roots of unity in a totally real field are $1$ and $-1$.
84
+ The kernel of the absolute logarithmic map on $U$ therefore has
85
+ order two. Its image on $U^+$ has index $s/2$ in its image on $U$.
86
+ The unit theorem now gives covolume $(s/2)R_K$ for the positive-unit
87
+ logarithms in the coordinates $u_1,\ldots,u_5$.
88
+
89
+ We check that these are exactly the stabilizers and identifications
90
+ in the packet. Suppose a real diagonal map sends $\sigma(I)$ onto
91
+ $\sigma(J)$. Choose $0\ne d\in I$, and let its image be $\sigma(e)$
92
+ with $e\in J$. All embeddings of $d$ are nonzero, so the diagonal
93
+ entries of the map are $\sigma_j(e/d)$. It is multiplication by
94
+ $e/d\in K^\times$, and hence $J=(e/d)I$. This observation also
95
+ applies to normalized lattices after their positive covolume factors
96
+ have been undone. It follows that different ordinary ideal classes
97
+ give disjoint packet orbits. For a fixed ideal, the diagonal
98
+ automorphisms are its units, because $(I:I)=\mathcal O_K$.
99
+
100
+ The stabilizer in $A$ is consequently the image of $U^+$.
101
+ Two sign translates belong to the same $A$-orbit exactly when their
102
+ signs differ by a unit signature. The signature image has cardinality
103
+ $s$, giving $2^6/s$ orbits for each ordinary class and the stated orbit
104
+ volume. The analytic class number formula, in this normalization, is
105
+ \[
106
+ Q\kappa=2^5h_KR_K.
107
+ \]
108
+ It agrees with the product of the orbit number and orbit volume.
109
+
110
+ For completeness, let $\mathcal F$ be a fundamental domain for the
111
+ positive-unit logarithms in the traceless diagonal algebra. Summing
112
+ over ordinary ideal-class representatives and all sign matrices
113
+ counts each orbit exactly $s$ times. Thus for any nonnegative $F$ on
114
+ $X$,
115
+ \begin{equation}
116
+ \int_XF\,\dd\mu_{K,\sigma}
117
+ =\frac1{sQ\kappa}\sum_{[I]}\sum_w
118
+ \int_{\mathcal F}F(\Lambda_{I,\sigma}w a(u))\,\dd u.
119
+ \label{eq:packet-integral}
120
+ \end{equation}
121
+ Here $\dd u=\dd u_1\cdots\dd u_5$ and the sixth coordinate is minus
122
+ their sum.
123
+
124
+ Apply this identity to $F=\widehat f$. A nonzero $d\in I$ determines
125
+ the integral ideal
126
+ \[
127
+ \mathfrak b=(d)I^{-1},
128
+ \qquad
129
+ \prod_{j=1}^6
130
+ \left|\covol(\sigma(I))^{-1/6}\sigma_j(d)\right|
131
+ =\frac{N\mathfrak b}{Q},
132
+ \]
133
+ because $\covol(\sigma(I))=QNI$. The ideal $\mathfrak b$
134
+ determines the class $[I]=[\mathfrak b]^{-1}$, and every integral
135
+ $\mathfrak b$ occurs. For that ideal, the possible $d$ form a single
136
+ $U$-orbit, or $s$ orbits under $U^+$. Summing a positive-unit orbit
137
+ and integrating over $\mathcal F$ unfolds to the entire traceless
138
+ diagonal algebra. Multiplication by a representative of $U/U^+$
139
+ translates the absolute logarithms and permutes the signs. After the
140
+ sum over $w$, each of these $s$ orbits therefore contributes
141
+ $V_f(N\mathfrak b/Q)$. Their number cancels the factor $s$ in
142
+ \eqref{eq:packet-integral}, proving \eqref{eq:vector-unfolding}.
143
+ All rearrangements are justified by nonnegativity.
144
+ \end{proof}
145
+
146
+ \subsection{Uniform counts of ideals}
147
+
148
+ The normalization by $\kappa$ in \eqref{eq:vector-unfolding} makes it
149
+ important to keep this same factor in upper bounds for ideal counts.
150
+ We obtain it from a zero-free neighborhood of $1$, followed by Shiu's
151
+ estimate for nonnegative multiplicative functions.
152
+
153
+ \begin{lemma}[Uniform ideal estimates]\label{lem:ideal-estimate}
154
+ For all sufficiently large discriminants $D$ in the present family,
155
+ \begin{align}
156
+ \kappa&\gg (\log D)^{-1}, \label{eq:residue-lower}\\
157
+ \sum_{p\le D}\frac{d_K(p)}p
158
+ &\le \log(\kappa\log D)+O(1), \label{eq:prime-sum}\\
159
+ \sum_{x-y<l\le x}d_K(l)&\ll y\kappa
160
+ \quad\left(D^{1/4}\le x\le D,
161
+ \ x^{1/2}\le y\le x\right). \label{eq:ideal-interval}
162
+ \end{align}
163
+ In \eqref{eq:prime-sum}, $p$ ranges over rational primes. The constants
164
+ and the discriminant threshold are uniform in $K$.
165
+ \end{lemma}
166
+
167
+ \begin{proof}
168
+ We first record the precise zero exclusion needed here. Stark's
169
+ Lemma~3 shows that the rectangle
170
+ \[
171
+ \Re s\ge1-\frac1{4\log D},\qquad
172
+ |\Im s|\le\frac1{4\log D}
173
+ \]
174
+ contains at most one nontrivial zero of $\zeta_K$, and that such a
175
+ zero is real and simple. His Lemma~8 applies also to nonnormal
176
+ fields: a real zero $\beta$ with
177
+ \[
178
+ 1-\frac1{4\cdot6!\log D}\le\beta<1
179
+ \]
180
+ would be a zero of the zeta function of a quadratic subfield of $K$
181
+ \cite[Lemmas~3 and~8]{Stark1974}. Our field has no such subfield.
182
+ Consequently, for an absolute $c_0>0$,
183
+ \begin{equation}
184
+ |1-\rho|\ge \frac{c_0}{\log D}
185
+ \quad\text{for every nontrivial zero $\rho$ of $\zeta_K$}.
186
+ \label{eq:zero-exclusion}
187
+ \end{equation}
188
+ One can take $c_0=1/2880$. This use of Stark's result does not require
189
+ $K/\Q$ to be normal.
190
+
191
+ Set $s_0=1+1/\log D$. The logarithmic derivative of the completed
192
+ Dedekind zeta function gives, for real $1<s\le s_0$,
193
+ \begin{equation}
194
+ S(s):=\sum_\rho\Re\frac1{s-\rho}
195
+ =\frac1{s-1}+\frac12\log D
196
+ +\frac{\zeta'_K(s)}{\zeta_K(s)}+O(1).
197
+ \label{eq:zeta-derivative}
198
+ \end{equation}
199
+ The zeros are counted with multiplicity. The real-part sum converges,
200
+ and the gamma-factor contribution is bounded uniformly because the
201
+ degree and signature are fixed. Each summand on the left is
202
+ nonnegative, and $\zeta'_K(s_0)/\zeta_K(s_0)\le0$ by its Dirichlet
203
+ series. Hence $S(s_0)\ll\log D$.
204
+
205
+ The same estimate holds throughout $(1,s_0]$. Indeed, writing
206
+ $a=1-\Re\rho\ge0$, $v=\Im\rho$, and $u=s-1$, the relevant term is
207
+ \[
208
+ \frac{a+u}{(a+u)^2+v^2}.
209
+ \]
210
+ For $0<u\le1/\log D$, its numerator does not exceed its numerator
211
+ at $s_0$, while \eqref{eq:zero-exclusion} gives
212
+ $a^2+v^2\ge c_0^2/(\log D)^2$. The denominator at $s_0$ is
213
+ therefore at most a constant multiple of the denominator at $s$.
214
+ Termwise comparison proves the asserted uniform estimate for $S(s)$.
215
+ Integrating \eqref{eq:zeta-derivative} after moving $1/(s-1)$ to the
216
+ other side now gives
217
+ \begin{equation}
218
+ \zeta_K(s_0)\asymp\kappa\log D. \label{eq:zeta-residue-comparison}
219
+ \end{equation}
220
+ More explicitly, the logarithmic derivative of
221
+ $(s-1)\zeta_K(s)$ is $S(s)-\tfrac12\log D+O(1)$, whose integral
222
+ over this interval is $O(1)$, and its limit at $s=1$ is $\kappa$.
223
+ Since $\zeta_K(s_0)\ge1$, this proves \eqref{eq:residue-lower}.
224
+
225
+ The Euler product gives
226
+ \[
227
+ \sum_{p\le D}\frac{d_K(p)}{p^{s_0}}
228
+ \le\log\zeta_K(s_0).
229
+ \]
230
+ Also $d_K(p)\le6$ and
231
+ \[
232
+ \sum_{p\le D}d_K(p)\left(\frac1p-\frac1{p^{s_0}}\right)
233
+ \le\frac6{\log D}\sum_{p\le D}\frac{\log p}{p}\ll1,
234
+ \]
235
+ where the final estimate follows from Chebyshev's bound by partial
236
+ summation. Equation~\eqref{eq:zeta-residue-comparison} now proves
237
+ \eqref{eq:prime-sum}.
238
+
239
+ To obtain the interval estimate, we use Shiu's theorem
240
+ \cite{Shiu1980}, in the formulation of
241
+ \cite[Theorem~1.1]{Pollack2020} with empty excluded residue sets.
242
+ For a nonnegative multiplicative function $f$, the hypotheses are
243
+ \[
244
+ f(p^a)\le A_1^a,
245
+ \qquad
246
+ f(m)\le A_2(\epsilon)m^\epsilon
247
+ \quad(\epsilon>0).
248
+ \]
249
+ For any fixed $0<\beta<1/2$, the conclusion is
250
+ \begin{equation}
251
+ \sum_{x-y<m\le x}f(m)
252
+ \ll\frac y{\log x}
253
+ \exp\left(\sum_{p\le x}\frac{f(p)}p\right)
254
+ \qquad(x^\beta<y\le x). \label{eq:shiu-form}
255
+ \end{equation}
256
+ Both the constant and the sufficiently-large threshold for $x$
257
+ depend only on $\beta,A_1$, and the function $A_2$.
258
+
259
+ The coefficients $d_K$ are multiplicative and are bounded by the
260
+ ordinary six-fold divisor function $d_6$. In particular,
261
+ \[
262
+ d_K(p^a)\le\binom{a+5}{5}\le6^a,
263
+ \qquad d_K(m)\le d_6(m)\ll_\epsilon m^\epsilon.
264
+ \]
265
+ The hypotheses of \eqref{eq:shiu-form} thus hold with constants
266
+ independent of $K$. We take, for example, $\beta=1/3$; the assumed
267
+ length $y\ge x^{1/2}$ lies in the required range. Since $x\le D$,
268
+ \eqref{eq:prime-sum} bounds the exponential factor by
269
+ $O(\kappa\log D)$. Finally $x\ge D^{1/4}$ implies
270
+ $\log D/\log x\le4$, proving \eqref{eq:ideal-interval}.
271
+ \end{proof}
272
+
273
+ \subsection{The cusp and balls in the space of lattices}
274
+
275
+ For a lattice $x\in X$, let $m(x)$ be the length of its shortest
276
+ nonzero vector in the sup norm on $\R^6$. We use the sup norm only
277
+ to simplify the fiber integral; replacing it by any fixed norm
278
+ changes the constants.
279
+
280
+ \begin{proposition}[Uniform cusp bound]\label{prop:cusp}
281
+ There are $C>0$ and $c>0$ such that, for all sufficiently large $D$,
282
+ \[
283
+ \mu_{K,\sigma}\{x:m(x)\le r\}\le Cr^c
284
+ \qquad(0<r<1).
285
+ \]
286
+ Consequently the packet probabilities form a tight family as
287
+ $D\to\infty$, and every weak subsequential limit is an
288
+ $A$-invariant probability measure on $X$.
289
+ \end{proposition}
290
+
291
+ \begin{proof}
292
+ Take $f=\one_{[-r,r]^6}$ and put $X_r=Qr^6$. For $0<p\le r^6$,
293
+ the change of variables $t_j=\log r-u_j$ in
294
+ \eqref{eq:fiber-integral} identifies the positive-sign integration
295
+ region with
296
+ \[
297
+ t_j\ge0\quad(1\le j\le5),\qquad
298
+ \sum_{j=1}^5t_j\le\log(r^6/p).
299
+ \]
300
+ Thus
301
+ \[
302
+ V_f(p)=\frac{2^6}{5!}\bigl(\log(r^6/p)\bigr)^5
303
+ \quad(0<p\le r^6),
304
+ \qquad V_f(p)=0\quad(p>r^6).
305
+ \]
306
+ Since the occurrence of a short vector is bounded by its count,
307
+ \eqref{eq:vector-unfolding} gives
308
+ \begin{equation}
309
+ \mu_{K,\sigma}\{m\le r\}
310
+ \ll\frac1{Q\kappa}
311
+ \sum_{l\le X_r}d_K(l)
312
+ \bigl(1+\log(X_r/l)\bigr)^5. \label{eq:cusp-sum}
313
+ \end{equation}
314
+ The sum is empty if $X_r<1$.
315
+
316
+ Suppose first that $r\ge D^{-1/48}$, so $X_r\ge D^{3/8}$.
317
+ For $l\ge D^{1/4}$, divide the range of summation into intervals
318
+ $(2^{-j-1}X_r,2^{-j}X_r]$. Whenever such an interval contains one
319
+ of these $l$, its upper endpoint is at least $D^{1/4}$ and at most
320
+ $Q$. Lemma~\ref{lem:ideal-estimate}, with interval length half the
321
+ upper endpoint, bounds its ideal count by
322
+ $O(\kappa 2^{-j}X_r)$. Its weight in \eqref{eq:cusp-sum} is
323
+ $O((j+1)^5)$. The total contribution of these terms before division
324
+ by $Q\kappa$ is therefore at most
325
+ \[
326
+ C\kappa X_r\sum_{j\ge0}2^{-j}(j+1)^5\ll\kappa X_r.
327
+ \]
328
+ For the remaining terms, the elementary divisor estimate
329
+ $\sum_{l\le Y}d_6(l)\ll Y(\log(2Y))^5$ gives an upper bound
330
+ $CD^{1/4}(\log D)^{10}$ before normalization. In view of
331
+ \eqref{eq:residue-lower}, its normalized contribution is at most
332
+ \[
333
+ CD^{-1/4}(\log D)^{11}\ll r^6;
334
+ \]
335
+ the last inequality follows from $r^6\ge D^{-1/8}$.
336
+ This proves an $O(r^6)$ bound in the present range.
337
+
338
+ Now let $r<D^{-1/48}$ and $X_r\ge1$. Dyadic summation of the
339
+ same elementary divisor estimate yields
340
+ \[
341
+ \sum_{l\le X_r}d_6(l)\bigl(1+\log(X_r/l)\bigr)^5
342
+ \ll X_r(\log(2X_r))^5.
343
+ \]
344
+ Using $X_r\le Q$ and \eqref{eq:residue-lower},
345
+ \eqref{eq:cusp-sum} is therefore at most
346
+ $Cr^6(\log D)^6$. But $\log D<48\log(1/r)$ in this range, and
347
+ $r^6(\log(1/r))^6\ll r^3$. The claimed estimate follows, for
348
+ example with $c=3$, after increasing $C$.
349
+
350
+ Mahler's compactness criterion says that
351
+ $\{x:m(x)\ge r\}$ is compact for every $r>0$. The bound just proved
352
+ therefore gives tightness. Any weak limit has mass one, and
353
+ $A$-invariance passes to the limit because right translation by each
354
+ fixed element of $A$ is continuous and preserves compact supports.
355
+ \end{proof}
356
+
357
+ Let $B(r)$ denote an open matrix ball about the identity in $G$, for
358
+ $r$ small; all fixed smooth local metrics give equivalent estimates.
359
+
360
+ \begin{proposition}[Ordinary balls in a probability limit]
361
+ \label{prop:ball}
362
+ Suppose $D_i\to\infty$ and $\mu_i$ converges weakly to a probability
363
+ $\mu$. For every compact $\Omega\subset X$, there are constants
364
+ $C_\Omega,r_\Omega>0$ such that
365
+ \[
366
+ \mu(xB(r))\le C_\Omega r^6
367
+ \qquad(x\in\Omega,\ 0<r<r_\Omega).
368
+ \]
369
+ \end{proposition}
370
+
371
+ \begin{proof}
372
+ At any lattice $x_0$, choose a nonzero lattice vector none of whose
373
+ coordinates is zero. Such a vector exists because a full-rank lattice
374
+ cannot be contained in a finite union of proper linear subspaces.
375
+ In an injective local chart at $x_0$, continue this marked vector as
376
+ $v(x)$. By reducing the chart, its coordinates remain bounded and
377
+ bounded away from zero. A finite collection of these charts covers
378
+ $\Omega$, so these bounds and all local derivative bounds can be
379
+ taken uniform.
380
+
381
+ For $x$ in one of the charts and sufficiently small $r$, every lattice
382
+ in $xB(r)$ has a nonzero vector in the ordinary Euclidean ball
383
+ $B_{\R^6}(v(x),C_1r)$. Let $f_{x,r}$ be the indicator of that ball.
384
+ Its support has absolute coordinate product in an interval $J_{x,r}$ of length
385
+ at most $C_2r$; these intervals all lie in a fixed compact subinterval
386
+ of $(0,\infty)$ when $r<r_\Omega$. On this support the first five
387
+ logarithmic coordinates each vary by $O(r)$. Consequently
388
+ \[
389
+ V_{f_{x,r}}(p)\le C_3r^5\one_{J_{x,r}}(p).
390
+ \]
391
+ Fix $r>0$. For all sufficiently large $i$, uniformly in the finitely
392
+ many charts and in $x\in\Omega$, the ideal norms in $Q_iJ_{x,r}$
393
+ can be covered by an interval with upper endpoint comparable to $Q_i$
394
+ and length at most $C_4Q_ir$. We may choose that length comparable
395
+ to $Q_ir$, so it is at least the square root of its upper endpoint
396
+ for large $i$. The upper endpoint lies between $D_i^{1/4}$ and
397
+ $D_i$. Lemma~\ref{lem:ideal-estimate} and
398
+ \eqref{eq:vector-unfolding} therefore give
399
+ \[
400
+ \mu_i(xB(r))
401
+ \le\int_X\widehat f_{x,r}\,\dd\mu_i
402
+ \le\frac{C_3r^5}{Q_i\kappa_i}
403
+ \sum_{l\in Q_iJ_{x,r}}d_{K_i}(l)
404
+ \le C_5r^6.
405
+ \]
406
+ The constants are independent of $x$ and $r$ in the stated range;
407
+ the threshold for $i$ may depend on $r$. Since $xB(r)$ is open,
408
+ the open-set inequality for weak convergence gives the same bound
409
+ for $\mu(xB(r))$. This proves the assertion for each $x$ and $r$
410
+ with the uniform constants supplied by the finite cover.
411
+ \end{proof}
412
+
413
+ \subsection{Trace slices of the codifferent}
414
+
415
+ The vector estimate has now supplied tightness and the ordinary-ball
416
+ bound. To control diagonal tubes, we need to count a quantity which
417
+ is nearly preserved by block-diagonal matrices. For an ordinary
418
+ vector $v$ and a dual vector $y$, that quantity is a partial sum of
419
+ the products $v_jy_j$. The following lattice estimate makes such
420
+ partial sums effective arithmetic coordinates.
421
+
422
+ Let $\mathfrak D_K$ be the different of $K$, so
423
+ \[
424
+ \mathfrak D_K^{-1}
425
+ =\{z\in K:\Tr_{K/\Q}(z\mathcal O_K)\subset\Z\}.
426
+ \]
427
+ Give $\R^6$ its Euclidean inner product, let
428
+ $\mathbf e=(1,\ldots,1)$, and put
429
+ \[
430
+ H=\mathbf e^\perp,
431
+ \qquad \mathcal L_K=\sigma(\mathfrak D_K^{-1})\cap H.
432
+ \]
433
+
434
+ \begin{lemma}[Small cells in a trace slice]\label{lem:trace-slice}
435
+ The lattice $\mathcal L_K$ has Euclidean covolume $\sqrt6/Q$ in
436
+ $H$ and admits a fundamental parallelotope of diameter
437
+ $O(D^{-1/30})$. Let $S$ be a nonempty proper subset of
438
+ $\{1,\ldots,6\}$. For fixed $M>0$, uniformly in $m\in\Z$ and
439
+ intervals $J\subset\R$ of length $\delta>0$,
440
+ \begin{equation}
441
+ \#\left\{z\in\mathfrak D_K^{-1}:
442
+ \Tr_{K/\Q}z=m,
443
+ \ |\sigma_j(z)|\le M\ (1\le j\le6),
444
+ \ \sum_{j\in S}\sigma_j(z)\in J\right\}
445
+ \ll_M Q\bigl(\delta+D^{-1/30}\bigr).
446
+ \label{eq:trace-slice-count}
447
+ \end{equation}
448
+ \end{lemma}
449
+
450
+ \begin{proof}
451
+ Since $1$ is primitive in the free abelian group $\mathcal O_K$,
452
+ choose an integral basis $\alpha_1=1,\alpha_2,\ldots,\alpha_6$.
453
+ Let $\beta_1,\ldots,\beta_6$ be its trace-dual basis, so
454
+ $\Tr_{K/\Q}(\alpha_j\beta_k)=\delta_{jk}$. By the definition of
455
+ the codifferent, these $\beta_k$ form a basis of
456
+ $\mathfrak D_K^{-1}$. In particular,
457
+ $\Tr_{K/\Q}\beta_k=\delta_{1k}$, which proves that the trace map
458
+ onto $\Z$ is surjective and that
459
+ $\sigma(\beta_2),\ldots,\sigma(\beta_6)$ form a basis of
460
+ $\mathcal L_K$. For $2\le j,k\le6$, orthogonal projection gives
461
+ \[
462
+ \bigl\langle\operatorname{proj}_H\sigma(\alpha_j),
463
+ \sigma(\beta_k)\bigr\rangle=\delta_{jk}.
464
+ \]
465
+ These projected vectors are therefore the dual basis inside $H$.
466
+ Since $\operatorname{proj}_H\sigma(\alpha_1)=0$, we obtain
467
+ \begin{equation}
468
+ \mathcal L_K^*=\operatorname{proj}_H\sigma(\mathcal O_K).
469
+ \label{eq:projected-dual}
470
+ \end{equation}
471
+
472
+ Take a nonzero vector in the right side of
473
+ \eqref{eq:projected-dual}, arising from $\alpha\in\mathcal O_K$.
474
+ The vector is nonzero precisely when $\alpha\notin\Q$.
475
+ Primitivity of the field implies $\Q(\alpha)=K$, so the order
476
+ $\Z[\alpha]$ has discriminant at least $D$. Differences of
477
+ embedding coordinates are unchanged by orthogonal projection to
478
+ $H$. It follows that
479
+ \[
480
+ D\le |\Disc(\Z[\alpha])|
481
+ =\prod_{j<k}|\sigma_j(\alpha)-\sigma_k(\alpha)|^2
482
+ \le C\|\operatorname{proj}_H\sigma(\alpha)\|^{30}.
483
+ \]
484
+ Thus the first successive minimum of $\mathcal L_K^*$ is at least
485
+ $cD^{1/30}$. Transference of successive minima in dimension five
486
+ gives
487
+ \[
488
+ \lambda_5(\mathcal L_K)
489
+ \ll\lambda_1(\mathcal L_K^*)^{-1}
490
+ \ll D^{-1/30}.
491
+ \]
492
+ A fixed-dimensional lattice basis bound then provides a basis for
493
+ $\mathcal L_K$ all of whose lengths are $O(D^{-1/30})$; these
494
+ standard geometry-of-numbers facts may be found in \cite{Cassels1959}.
495
+ The associated fundamental parallelotope has the asserted diameter.
496
+
497
+ The full codifferent lattice has covolume $Q^{-1}$. Its trace
498
+ planes have spacing $1/\sqrt6$, since the trace takes every integer
499
+ value and has normal vector $\mathbf e$. Decomposing a basis into
500
+ five vectors in $H$ and a vector of trace one therefore gives
501
+ \[
502
+ Q^{-1}=\frac1{\sqrt6}\covol_H(\mathcal L_K).
503
+ \]
504
+
505
+ The trace-$m$ points, if any, form a translate of $\mathcal L_K$.
506
+ Tile that affine hyperplane by translates of the fundamental
507
+ parallelotope, assigning boundaries measurably. A cell attached to
508
+ a point counted in \eqref{eq:trace-slice-count} lies in the
509
+ $O(D^{-1/30})$ enlargement of its bounded slice. The linear
510
+ functional $z\mapsto\sum_{j\in S}z_j$ is nonconstant on $H$ because
511
+ $S$ is nonempty and proper. The five-dimensional volume of the
512
+ enlarged slice is consequently
513
+ $O_M(\delta+D^{-1/30})$, uniformly in its location and in $m$.
514
+ Dividing by the cell covolume $\sqrt6/Q$ proves the counting bound.
515
+ \end{proof}
516
+
517
+ \subsection{Exponential decay on diagonal tubes}
518
+
519
+ For $D_i$ sufficiently large, define
520
+ \begin{equation}
521
+ T_{-,i}=\frac{\log D_i}{(\log\log D_i)^{2/3}},\qquad
522
+ T_{+,i}=\frac{\log D_i}{(\log\log D_i)^{1/3}}.
523
+ \label{eq:time-range}
524
+ \end{equation}
525
+ Both tend to infinity, their ratio tends to infinity, and
526
+ $T_{+,i}=o(\log D_i)$. The last property ensures that the cells in
527
+ Lemma~\ref{lem:trace-slice} are much smaller than the slices required
528
+ at these times.
529
+
530
+ \begin{proposition}[Two-sided tube estimate]\label{prop:bowen}
531
+ Let $S$ be a nonempty proper subset of $\{1,\ldots,6\}$, and let
532
+ $b=(b_1,\ldots,b_6)\in L$ satisfy
533
+ \[
534
+ |b_j-b_k|\ge1\qquad(j\in S,\ k\notin S).
535
+ \]
536
+ For every compact $\Omega\subset X$, there is an identity
537
+ neighborhood $O\subset G$ such that, for all sufficiently large
538
+ $i$, all $x\in\Omega$, and all $T_{-,i}\le t\le T_{+,i}$,
539
+ \begin{equation}
540
+ \mu_i\bigl(x(a(tb)Oa(-tb)\cap a(-tb)Oa(tb))\bigr)
541
+ \le e^{-t/3}. \label{eq:bowen-bound}
542
+ \end{equation}
543
+ The neighborhood and discriminant threshold may be chosen
544
+ simultaneously for any fixed finite collection of pairs $(S,b)$.
545
+ \end{proposition}
546
+
547
+ \begin{proof}
548
+ For a lattice $\Lambda$, its Euclidean dual is
549
+ $\Lambda^*=\{y:\langle v,y\rangle\in\Z\text{ for all }v\in\Lambda\}$.
550
+ At each point of $\Omega$, choose nonzero marked vectors in the
551
+ lattice and its dual, both avoiding all coordinate hyperplanes.
552
+ Continue the pair in a local lattice chart. Finitely many such
553
+ charts cover $\Omega$, and the marked vectors in these charts lie
554
+ in fixed bounded boxes separated from the coordinate hyperplanes.
555
+ Their inner product is an integer, constant in each chart. Indeed,
556
+ under right multiplication by $h$, the pair transforms as
557
+ $v\mapsto vh$, $y\mapsto yh^{-\mathsf T}$.
558
+
559
+ Choose $O$ sufficiently small in matrix coordinates. If
560
+ \[
561
+ h\in a(tb)Oa(-tb)\cap a(-tb)Oa(tb),
562
+ \]
563
+ then $h$ is uniformly close to the identity, and each entry crossing
564
+ the cut $S\sqcup S^c$ is $O(e^{-t})$. To verify the latter bound,
565
+ the two membership conditions respectively bound its $(j,k)$ entry
566
+ by a constant times $e^{t(b_j-b_k)}$ and $e^{-t(b_j-b_k)}$;
567
+ their minimum is $O(e^{-t|b_j-b_k|})$. Reducing $O$ also makes
568
+ $h^{-1}$ uniformly bounded. Let $P_S$ be the diagonal projection
569
+ onto the coordinates in $S$. Then
570
+ \[
571
+ hP_Sh^{-1}-P_S=[h,P_S]h^{-1}=O(e^{-t}).
572
+ \]
573
+ For the marked pair $v_0,y_0$ at the center $x$, put
574
+ $v=v_0h$ and $y=y_0h^{-\mathsf T}$. These vectors remain in fixed
575
+ bounded boxes avoiding the coordinate hyperplanes, and
576
+ \begin{align*}
577
+ \sum_{j=1}^6v_jy_j&=\langle v_0,y_0\rangle=:m\in\Z,\\
578
+ \sum_{j\in S}v_jy_j
579
+ &=v_0hP_Sh^{-1}y_0^{\mathsf T}
580
+ =v_0P_Sy_0^{\mathsf T}+O(e^{-t}).
581
+ \end{align*}
582
+ All constants are uniform over the finite cover of $\Omega$.
583
+ Thus membership in the tube forces the existence of an ordinary
584
+ and dual vector pair satisfying these boundedness, trace, and
585
+ partial-sum conditions. The short partial-sum interval may depend
586
+ on $x$.
587
+
588
+ We count such pairs in the packet. For a representative ideal $I$
589
+ and a packet lattice $c\sigma(I)wa$, where
590
+ $c=\covol(\sigma(I))^{-1/6}$, its dual is
591
+ \[
592
+ c^{-1}\sigma(\mathfrak D_K^{-1}I^{-1})wa^{-1}.
593
+ \]
594
+ Consequently a nonzero pair comes from
595
+ \[
596
+ d\in I\setminus\{0\},\qquad
597
+ \ell\in\mathfrak D_K^{-1}I^{-1}\setminus\{0\}.
598
+ \]
599
+ The scalar, sign, and diagonal factors cancel in their
600
+ coordinatewise product:
601
+ \begin{equation}
602
+ v_jy_j=\sigma_j(z),\qquad z=d\ell\in\mathfrak D_K^{-1}.
603
+ \label{eq:pair-product}
604
+ \end{equation}
605
+ The allowed $z$ therefore belong to a fixed bounded embedding box,
606
+ have trace $m$, and have their $S$-sum in an interval of length
607
+ $O(e^{-t})$.
608
+
609
+ For a fixed nonzero allowed $z$, the ordinary vector's ideal
610
+ $\mathfrak b=(d)I^{-1}$ must divide $(z)\mathfrak D_K$. In fact
611
+ \[
612
+ \mathfrak b\bigl((\ell)I\mathfrak D_K\bigr)
613
+ =(z)\mathfrak D_K,
614
+ \]
615
+ and both factors on the left are integral. Conversely, this
616
+ divisibility ensures $z/d\in\mathfrak D_K^{-1}I^{-1}$ whenever
617
+ $(d)I^{-1}=\mathfrak b$. For a fixed $d$ and $z$, there is exactly
618
+ one possible $\ell$, namely $z/d$.
619
+
620
+ Let $f$ be the indicator of a fixed bounded box, or of a fixed finite
621
+ union of boxes, containing all possible ordinary vectors $v$ and
622
+ separated from the coordinate hyperplanes. Its logarithmic fiber
623
+ integrals are bounded uniformly in $p>0$, because the first five
624
+ absolute logarithms range over a fixed bounded set. Repeating
625
+ the unfolding of Proposition~\ref{prop:packet-volume}, with the
626
+ additional restriction $\mathfrak b\mid(z)\mathfrak D_K$, gives
627
+ \begin{equation}
628
+ \int_X\#\{\text{admissible pairs with product }z\}
629
+ \,\dd\mu_{K,\sigma}
630
+ \le\frac1{Q\kappa}
631
+ \sum_{\mathfrak b\mid(z)\mathfrak D_K}
632
+ V_f(N\mathfrak b/Q)
633
+ \ll\frac1{Q\kappa}
634
+ \#\{\mathfrak b:\mathfrak b\mid(z)\mathfrak D_K\}.
635
+ \label{eq:pair-unfolding}
636
+ \end{equation}
637
+ Here we have dropped the restrictions on the dual vector after
638
+ fixing $z$, which can only increase the count. The divisibility
639
+ restriction is unchanged by multiplication of $d$ by a unit, so
640
+ the same unfolding and sign multiplicities apply.
641
+
642
+ The embedding bound on $z$ implies
643
+ $N((z)\mathfrak D_K)=D|N_{K/\Q}z|\ll D$.
644
+ For an integral ideal of norm $N$, its number of ideal divisors is
645
+ at most $d(N)^6$, where $d$ is the ordinary divisor function: over
646
+ each rational prime there are at most six prime ideals, and every
647
+ one of their exponents is at most the exponent of that prime in
648
+ $N$. The classical divisor bound consequently gives, uniformly
649
+ for our allowed $z$,
650
+ \begin{equation}
651
+ \#\{\mathfrak b:\mathfrak b\mid(z)\mathfrak D_K\}
652
+ \le\exp\left(C\frac{\log D}{\log\log D}\right).
653
+ \label{eq:ideal-divisors}
654
+ \end{equation}
655
+
656
+ Lemma~\ref{lem:trace-slice} bounds the number of allowed products
657
+ by $O(Q(e^{-t}+D^{-1/30}))$. Uniformly for $t\le T_{+,i}$,
658
+ \[
659
+ D_i^{-1/30}=o(e^{-t}),
660
+ \]
661
+ because $T_{+,i}/\log D_i\to0$. The product count is therefore
662
+ $O(Q_i e^{-t})$. The event defining the tube is bounded by the
663
+ number of admissible pairs, so summing \eqref{eq:pair-unfolding}
664
+ over these products and using \eqref{eq:ideal-divisors} gives
665
+ \[
666
+ \mu_i\bigl(x(a(tb)Oa(-tb)\cap a(-tb)Oa(tb))\bigr)
667
+ \ll\kappa_i^{-1}
668
+ \exp\left(-t+C\frac{\log D_i}{\log\log D_i}\right).
669
+ \]
670
+ Finally, \eqref{eq:residue-lower} and $t\ge T_{-,i}$ show that
671
+ the logarithm of the factor multiplying $e^{-t}$ is $o(t)$,
672
+ uniformly throughout the time range. Enlarging the discriminant
673
+ threshold makes the last display at most $e^{-t/3}$.
674
+ The same choices work for finitely many cuts and diagonal elements
675
+ by taking the smallest of their identity neighborhoods and the
676
+ largest of their thresholds.
677
+ \end{proof}
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/assembly.tex ADDED
@@ -0,0 +1,36 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Proof of the equidistribution theorem}\label{sec:assembly}
2
+
3
+ We now return to the packets of Theorem~\ref{thm:main}.
4
+ Proposition~\ref{prop:cusp} and Mahler's compactness criterion give
5
+ tightness. Take an arbitrary subsequence with a weak probability limit
6
+ $\mu$. It is $A$-invariant, and Proposition~\ref{prop:ball} gives
7
+ the ordinary-ball estimate required by
8
+ Proposition~\ref{prop:positive-entropy}. Theorem~\ref{thm:ekl}
9
+ therefore makes almost every $A$-ergodic component of $\mu$
10
+ homogeneous.
11
+
12
+ Apply the intermediate-conditioning construction to this subsequence,
13
+ passing further to a subsequence wherever necessary. The augmented
14
+ limiting state still projects to $\mu$ on $X$.
15
+ Proposition~\ref{prop:bowen} supplies the tube estimate throughout
16
+ the required time interval. Hence
17
+ Theorem~\ref{thm:full-activity} makes every root active almost surely
18
+ in this state.
19
+
20
+ If proper homogeneous components had positive total weight,
21
+ Lemma~\ref{lem:fixed-pieces} would place positive $\mu$-mass on the
22
+ countable union of their fixed-point pieces. At least one piece would
23
+ have positive mass. Its fixing diagonal is nonidentity, so it has
24
+ two unequal diagonal entries. The corresponding root plaques meet
25
+ that piece in at most countably many points. By
26
+ Lemma~\ref{lem:transverse-inactive}, that root is inactive almost
27
+ surely on states projecting to the piece, a contradiction.
28
+ Thus almost every component is the $G$-invariant probability, and
29
+ $\mu=m_6$.
30
+
31
+ Every weakly convergent subsequence supplied by tightness has the same
32
+ limit. It follows that the original sequence converges to $m_6$ on
33
+ $C_c(X_6)$. Proposition~\ref{prop:cusp} already gives the compact sets
34
+ required for the nonescape assertion. The estimates are uniform in the
35
+ embedding ordering, so the conclusion holds for the arbitrary choices
36
+ in Theorem~\ref{thm:main}.
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/combination.tex ADDED
@@ -0,0 +1,462 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Combining the root orientations}\label{sec:combination}
2
+
3
+ Proposition~\ref{prop:segment-activity} guarantees activity somewhere on
4
+ every long segment across each oriented cut. It does not yet assert that
5
+ the roots are active at the same point. The wall invariance of the root
6
+ indicators supplies the missing relation: on the scale $R_i$, an indicator
7
+ can be read as a function of the value of its root alone. Transitivity
8
+ then becomes an approximate addition rule for functions on the real line.
9
+ We first obtain activity in every real interval and then use two-edge
10
+ cycles to show that the inactive sets have measure zero.
11
+
12
+ \begin{theorem}[Full activity]\label{thm:full-activity}
13
+ For every ordered pair $j\ne k$ in $\{1,\ldots,6\}$,
14
+ \begin{equation}\label{eq:full-activity}
15
+ \int_X g_{jk,i}\,\dd\mu_i\longrightarrow1.
16
+ \end{equation}
17
+ Consequently every root is active almost surely in the limiting state law.
18
+ \end{theorem}
19
+
20
+ \subsection{Functions of a root coordinate}
21
+
22
+ For each root $\beta$, fix $b_\beta\in L$ such that
23
+ $\beta(b_\beta)=1$. If $x$ is sampled with law $\mu_i$, define the random
24
+ measurable functions
25
+ \begin{equation}\label{eq:root-line-functions}
26
+ G_{\beta,i}^{x}(s)=g_{\beta,i}\bigl(xa(R_i s b_\beta)\bigr),
27
+ \qquad s\in\R.
28
+ \end{equation}
29
+ They take values in $\{0,1\}$. Regard them as elements of the compact
30
+ metrizable space
31
+ \[
32
+ \mathcal B=\{f\in L^\infty_{\mathrm{loc}}(\R):0\leq f\leq1\},
33
+ \]
34
+ with weak-* convergence on every bounded interval. More explicitly,
35
+ one may use a countable dense set of $L^1$ test functions on each
36
+ $[-q,q]$, $q\in\N$, to metrize this topology. The finite product
37
+ $\mathcal B^{30}$ is also compact and metrizable. After passing to a
38
+ subsequence, the laws of the arrays in \eqref{eq:root-line-functions}
39
+ converge to a law of functions $(F_\beta)_\beta$ in this space.
40
+ We also write $G_{jk,i}^{x}=G_{\beta_{jk},i}^{x}$ and
41
+ $F_{jk}=F_{\beta_{jk}}$.
42
+
43
+ \begin{lemma}\label{lem:root-line-laws}
44
+ For any such convergent subsequence, the limiting law and its prelimit
45
+ arrays have the following properties.
46
+ \begin{enumerate}
47
+ \item Almost surely, for every $v_0\in L$ with rational coordinates,
48
+ every oriented cut $J$, and every positive rational $\tau$,
49
+ \begin{equation}\label{eq:positive-cut-integral}
50
+ \sum_{\beta\in\mathcal E_J}\int_0^\tau
51
+ F_\beta\bigl(\beta(v_0+t b_J)\bigr)\,\dd t>0.
52
+ \end{equation}
53
+ \item For distinct $j,k,\ell$, and every bounded rectangle
54
+ $B\subset\R^2$, the nonnegative defects satisfy
55
+ \begin{equation}\label{eq:line-transitivity-defect}
56
+ \E_{x\sim\mu_i}\int_B
57
+ G_{jk,i}^{x}(s)G_{k\ell,i}^{x}(t)
58
+ \bigl(1-G_{j\ell,i}^{x}(s+t)\bigr)\,\dd s\,\dd t
59
+ \longrightarrow0.
60
+ \end{equation}
61
+ \end{enumerate}
62
+ \end{lemma}
63
+
64
+ \begin{proof}
65
+ For $v$ in a fixed bounded subset of $L$, the vector
66
+ $v-\beta(v)b_\beta$ belongs to $\ker\beta$ and remains bounded.
67
+ Wall invariance \eqref{eq:wall-invariance}, followed by invariance of
68
+ $\mu_i$ under the common translation, gives
69
+ \begin{equation}\label{eq:common-translate-comparison}
70
+ \sup_{v\text{ in a fixed bounded set}}
71
+ \int_X\left|
72
+ G_{\beta,i}^{x}\bigl(\beta(v)\bigr)
73
+ -g_{\beta,i}\bigl(xa(R_i v)\bigr)
74
+ \right|\,\dd\mu_i(x)\longrightarrow0.
75
+ \end{equation}
76
+
77
+ Fix the parameters in assertion~1. The left side of
78
+ \eqref{eq:positive-cut-integral} is a continuous function of the
79
+ weak-* array, because $\beta(b_J)\ne0$ for every crossing root.
80
+ By \eqref{eq:common-translate-comparison}, its prelimit differs in
81
+ $L^1(\mu_i)$ by $o(1)$ from
82
+ \[
83
+ Y_i(x)=\sum_{\beta\in\mathcal E_J}\int_0^\tau
84
+ g_{\beta,i}\bigl(xa(R_i(v_0+t b_J))\bigr)\,\dd t.
85
+ \]
86
+ Suppose that the limiting observable were zero on a set of probability
87
+ $p>0$. Convergence in law and nonnegativity allow us to choose thresholds
88
+ $\varepsilon_i\downarrow0$ and events $E_i$ with
89
+ $\mu_i(E_i)\geq p/2$ such that the original prelimit observable is at
90
+ most $\varepsilon_i$ on $E_i$. To see this directly, first choose a
91
+ fixed sufficiently small continuity threshold, use convergence in law,
92
+ and then decrease the threshold along a diagonal subsequence.
93
+ The normalized restrictions $\mu_i|_{E_i}/\mu_i(E_i)$ consequently have
94
+ $Y_i$ expectation tending to zero. Translate these probabilities by
95
+ $a(R_i v_0)$ and call the results $\xi_i$. They satisfy
96
+ $\xi_i\leq(2/p)\mu_i$, whereas the change of variable $u=R_i t$
97
+ gives
98
+ \[
99
+ \frac1{R_i}\int_0^{\tau R_i}\int_X
100
+ A_{J,i}\bigl(xa(u b_J)\bigr)\,\dd\xi_i(x)\,\dd u
101
+ \longrightarrow0.
102
+ \]
103
+ This contradicts Proposition~\ref{prop:segment-activity}. The parameters
104
+ in assertion~1 range over a countable set, so the assertion holds
105
+ simultaneously almost surely.
106
+
107
+ For assertion~2, the roots $\beta_{jk}$ and $\beta_{k\ell}$ are linearly
108
+ independent. Choose $v(s,t)$ linearly in $(s,t)$ with
109
+ \[
110
+ \beta_{jk}(v(s,t))=s,\qquad
111
+ \beta_{k\ell}(v(s,t))=t.
112
+ \]
113
+ It follows that $\beta_{j\ell}(v(s,t))=s+t$. On a bounded rectangle,
114
+ \eqref{eq:common-translate-comparison} permits replacing all three
115
+ functions in the defect by their indicators at the common point
116
+ $xa(R_i v(s,t))$, with total expected error $o(1)$. The expected defect
117
+ there is $o(1)$ by the approximate transitivity in
118
+ Lemma~\ref{lem:activity-indicators}; its distribution is unchanged by
119
+ the translation. Integrating over the rectangle proves the claim.
120
+ \end{proof}
121
+
122
+ The transitivity defect is nonlinear in the functions, so we do not pass
123
+ it directly through weak-* convergence. Instead we select deterministic
124
+ arrays for which the defects themselves tend to zero.
125
+
126
+ \begin{lemma}\label{lem:deterministic-root-arrays}
127
+ If \eqref{eq:full-activity} fails for some root, there is a subsequence
128
+ and a deterministic choice of arrays $(G_{\beta,i})_\beta$, each taken
129
+ from \eqref{eq:root-line-functions}, with the following properties:
130
+ \begin{enumerate}
131
+ \item $G_{\beta,i}\to F_\beta$ weak-* on bounded intervals, and the
132
+ deterministic limiting functions satisfy
133
+ \eqref{eq:positive-cut-integral} for all its stated parameters;
134
+ \item every defect in \eqref{eq:line-transitivity-defect}, without its
135
+ expectation, tends to zero on every bounded rectangle;
136
+ \item for some root $\beta_0$ and some bounded interval $I$ of positive
137
+ length,
138
+ \begin{equation}\label{eq:limiting-deficiency}
139
+ \int_I(1-F_{\beta_0}(s))\,\dd s>0.
140
+ \end{equation}
141
+ \end{enumerate}
142
+ \end{lemma}
143
+
144
+ \begin{proof}
145
+ Pass to a subsequence on which
146
+ $\int_X(1-g_{\beta_0,i})\,\dd\mu_i\geq\varepsilon$ for a fixed
147
+ $\varepsilon>0$. Invariance of $\mu_i$ and Fubini's theorem imply, for
148
+ any fixed interval $I$,
149
+ \[
150
+ \E\int_I(1-G_{\beta_0,i}^{x}(s))\,\dd s
151
+ =|I|\int_X(1-g_{\beta_0,i})\,\dd\mu_i
152
+ \geq\varepsilon|I|.
153
+ \]
154
+ The integral is a bounded weak-* continuous observable, so the same
155
+ inequality holds for the limiting law. This law therefore gives positive
156
+ probability to a positive deficiency. Choose a point $F$ in its support
157
+ that has a positive deficiency and satisfies assertion~1 of
158
+ Lemma~\ref{lem:root-line-laws}.
159
+
160
+ For each integer $q$, choose a neighborhood $U_q$ of $F$ of diameter
161
+ less than $1/q$. It has positive limiting probability, and thus the
162
+ prelimit probabilities of $U_q$ are bounded below by a positive number
163
+ for all sufficiently large indices. There are finitely many root
164
+ compositions. By \eqref{eq:line-transitivity-defect}, the sum of their
165
+ defects on $[-q,q]^2$ has expectation tending to zero. Choose an index
166
+ so large that, by Markov's inequality, the probability that this sum
167
+ exceeds $1/q$ is less than half the probability of $U_q$. There is
168
+ therefore a sampled array in $U_q$ with total defect at most $1/q$.
169
+ Make these choices with increasing indices. They converge to $F$ and
170
+ have vanishing defects on every bounded rectangle, by nonnegativity
171
+ and containment in some $[-q,q]^2$.
172
+ \end{proof}
173
+
174
+ \subsection{From cut activity to every interval}
175
+
176
+ For the rest of the argument, fix deterministic arrays as in
177
+ Lemma~\ref{lem:deterministic-root-arrays}. The labels are still
178
+ $\{0,1\}$-valued; their weak-* limits may initially take any value in
179
+ $[0,1]$.
180
+
181
+ \begin{lemma}\label{lem:positive-root-intervals}
182
+ For every root $\beta$ and every nonempty open interval $I\subset\R$,
183
+ \[
184
+ \int_I F_\beta(s)\,\dd s>0.
185
+ \]
186
+ \end{lemma}
187
+
188
+ \begin{proof}
189
+ Fix a root $\beta_{jk}$ and a desired interval $I$; replacing it by a
190
+ bounded nonempty open subinterval only strengthens what we must prove.
191
+ Choose a rational
192
+ $v_0\in L$ so that $\beta_{jk}(v_0)$ lies in $I$. Choose $r>0$ small
193
+ enough that
194
+ \[
195
+ [\beta_{jk}(v_0)-6r,\ \beta_{jk}(v_0)+6r]\subset I.
196
+ \]
197
+ For every root $\alpha$, put
198
+ $I_\alpha=(\alpha(v_0)-r,\alpha(v_0)+r)$. Draw the directed edge
199
+ $p\to q$ if $\int_{I_{\beta_{pq}}}F_{pq}>0$.
200
+
201
+ This directed graph is strongly connected. Indeed, for any nonempty
202
+ proper subset $J$, choose a positive rational $\tau$ sufficiently small
203
+ that $\alpha(v_0+t b_J)\in I_\alpha$ for every
204
+ $\alpha\in\mathcal E_J$ and $0\leq t\leq\tau$.
205
+ Equation~\eqref{eq:positive-cut-integral} then supplies an edge from
206
+ $J$ to its complement. A finite directed graph with an outgoing edge
207
+ across every nontrivial cut is strongly connected: otherwise the set of
208
+ vertices reachable from a suitable vertex is a nonempty proper set
209
+ with no outgoing edge.
210
+
211
+ Take a simple directed path
212
+ $j=p_0,p_1,\ldots,p_m=k$, where $m\leq5$. Write
213
+ $\alpha_h=\beta_{p_{h-1}p_h}$ and $I_h=I_{\alpha_h}$. Weak-*
214
+ convergence gives positive lower bounds, for sufficiently large $i$, on
215
+ \[
216
+ \int_{I_h}G_{\alpha_h,i}(s)\,\dd s,
217
+ \qquad 1\leq h\leq m.
218
+ \]
219
+ The product of these integrals is consequently bounded below by a
220
+ positive constant. Interpret it as the measure of tuples
221
+ $(s_1,\ldots,s_m)\in\prod_h I_h$ on which all the path labels equal
222
+ one.
223
+
224
+ Except for a set of tuple measure tending to zero, successive composition
225
+ of these labels gives
226
+ \[
227
+ G_{p_0p_h,i}(s_1+\cdots+s_h)=1,
228
+ \qquad 1\leq h\leq m.
229
+ \]
230
+ Here is the integration detail. At step $h$, the failure of this
231
+ implication, if all earlier implications held, is bounded by the
232
+ transitivity defect for $p_0,p_{h-1},p_h$. The path is simple, so these
233
+ are distinct vertices. Integration in $s_1,\ldots,s_{h-1}$ pushes
234
+ Lebesgue measure on bounded intervals to a measure of bounded density
235
+ in their sum. Multiplying by previous indicator restrictions can only
236
+ decrease this measure. The defect integral on a fixed bounded
237
+ rectangle therefore bounds the failure measure by a fixed multiple of
238
+ an $o(1)$ quantity. Summing over the finitely many steps proves the
239
+ assertion. If $m=1$, no composition is necessary.
240
+
241
+ The final sum $s_1+\cdots+s_m$ lies within $mr$ of
242
+ $\alpha_1(v_0)+\cdots+\alpha_m(v_0)=\beta_{jk}(v_0)$, hence in $I$.
243
+ Its pushforward density is bounded above by a fixed constant. Since
244
+ a positive measure of tuples has final label one, we obtain
245
+ $\liminf_i\int_I G_{jk,i}>0$. Weak-* convergence proves the lemma.
246
+ \end{proof}
247
+
248
+ We have now located positive activity in every interval for every root.
249
+ To eliminate a positive inactive set, we will translate an active set
250
+ by sums of parameters from two opposite auxiliary roots. Composing
251
+ successively with those two roots returns to the original root while
252
+ adding their two parameters. Interval positivity supplies parameter
253
+ sets of positive measure on both sides of zero. By mixing normalized
254
+ Lebesgue measure on these sets, we will obtain bounded densities of
255
+ mean zero, bounded support, and variance bounded away from zero.
256
+ The sum of two independent parameters with these densities describes
257
+ one cycle increment. For a fixed bounded interval
258
+ $I$, the argument needs a fixed number of independent cycle increments
259
+ to have density bounded below on $I-I$: this makes every part of the
260
+ active set interact with every part of the inactive set inside $I$.
261
+ The next lemma gives that lower bound uniformly over the densities
262
+ that arise.
263
+
264
+ \subsection{A uniform convolution estimate}
265
+
266
+ \begin{lemma}\label{lem:convolution}
267
+ Fix $B,M,v,L>0$. Consider the probability densities $p$ on $\R$ such
268
+ that
269
+ \[
270
+ \supp p\subset[-B,B],\qquad 0\leq p\leq M,
271
+ \qquad \int x p(x)\,\dd x=0,
272
+ \qquad \int x^2p(x)\,\dd x\geq v.
273
+ \]
274
+ There are an integer $m\geq2$ and $c>0$, depending only on
275
+ $B,M,v,L$, such that
276
+ \[
277
+ p^{*m}(x)\geq c\qquad(|x|\leq L)
278
+ \]
279
+ for every such density. The inequality uses the continuous representative
280
+ of the convolution density.
281
+ \end{lemma}
282
+
283
+ \begin{proof}
284
+ If the family is empty there is nothing to prove. Otherwise write
285
+ $\sigma_p^2=\int x^2p(x)\,\dd x$, so
286
+ $v\leq\sigma_p^2\leq B^2$, and let
287
+ \[
288
+ \phi_p(t)=\int e^{itx}p(x)\,\dd x.
289
+ \]
290
+ Bounded support and the zero mean give the uniform expansion
291
+ \begin{equation}\label{eq:uniform-characteristic-expansion}
292
+ \phi_p(t)=1-\frac12\sigma_p^2t^2+O(B^3|t|^3).
293
+ \end{equation}
294
+ Applying the same expansion to
295
+ $|\phi_p(t)|^2$, the characteristic function of the difference of two
296
+ independent variables with density $p$, shows that for a sufficiently
297
+ small $\delta>0$, depending only on $B,v$,
298
+ \begin{equation}\label{eq:small-frequency-domination}
299
+ |\phi_p(t)|\leq e^{-vt^2/4}\qquad(|t|\leq\delta).
300
+ \end{equation}
301
+
302
+ There is also a uniform gap below one outside this neighborhood. For
303
+ $|t|\geq\delta$, an angle $\theta$, and $0<a<\pi$, the set
304
+ \[
305
+ \{x\in[-B,B]:\operatorname{dist}(tx-\theta,2\pi\Z)<a\}
306
+ \]
307
+ has Lebesgue measure at most
308
+ $a(2B/\pi+4/\delta)$. Indeed, each complete period contributes the
309
+ fraction $a/\pi$ of its length, and at most two incomplete periods
310
+ contribute at the ends. Choose $a$ so small that $M$ times this bound
311
+ is at most $1/2$. With $\theta=\arg\phi_p(t)$, at least half of the
312
+ probability lies outside this arc. Taking the real part after rotation
313
+ by $e^{-i\theta}$ gives
314
+ \begin{equation}\label{eq:large-frequency-gap}
315
+ \sup_p\sup_{|t|\geq\delta}|\phi_p(t)|
316
+ \leq\frac{1+\cos a}{2}=:\rho<1.
317
+ \end{equation}
318
+ If $\phi_p(t)=0$, the inequality is immediate and the angle is
319
+ irrelevant. Notice that the estimate holds at arbitrarily large
320
+ frequencies; no uniform version of the Riemann--Lebesgue lemma is needed.
321
+
322
+ Plancherel's identity yields
323
+ \[
324
+ \int_\R|\phi_p(t)|^2\,\dd t
325
+ =2\pi\int_\R p(x)^2\,\dd x\leq2\pi M.
326
+ \]
327
+ For $m\geq2$, $\phi_p^m$ is integrable. Fourier inversion therefore
328
+ defines a continuous representative of $p^{*m}$. We claim the following
329
+ uniform local central limit estimate:
330
+ \begin{equation}\label{eq:uniform-local-clt}
331
+ \sup_p\sup_{x\in\R}
332
+ \left|
333
+ \sqrt m\,p^{*m}(x)
334
+ -\frac1{\sqrt{2\pi}\,\sigma_p}
335
+ \exp\left(-\frac{x^2}{2m\sigma_p^2}\right)
336
+ \right|\longrightarrow0.
337
+ \end{equation}
338
+ To verify it, change variables $u=t\sqrt m$ in the inversion formula.
339
+ The difference in \eqref{eq:uniform-local-clt} is at most $1/(2\pi)$
340
+ times
341
+ \[
342
+ \int_\R\left|
343
+ \phi_p(u/\sqrt m)^m-e^{-\sigma_p^2u^2/2}
344
+ \right|\,\dd u.
345
+ \]
346
+ On each fixed bounded $u$ interval, the expansion
347
+ \eqref{eq:uniform-characteristic-expansion} proves uniform convergence
348
+ of the integrand to zero; the logarithm may be taken near one, and its
349
+ error is $O(B^3|u|^3/\sqrt m)$. On
350
+ $|u|\leq\delta\sqrt m$, \eqref{eq:small-frequency-domination} bounds
351
+ the first term by $e^{-vu^2/4}$, while the Gaussian term is bounded by
352
+ $e^{-vu^2/2}$. Thus the contribution outside a large fixed bounded
353
+ interval but inside this region is uniformly small. On
354
+ $|u|>\delta\sqrt m$, \eqref{eq:large-frequency-gap} and Plancherel give
355
+ \[
356
+ \int_{|u|>\delta\sqrt m}|\phi_p(u/\sqrt m)|^m\,\dd u
357
+ \leq2\pi M\sqrt m\,\rho^{m-2}\longrightarrow0.
358
+ \]
359
+ The Gaussian tail there also tends to zero uniformly. These three
360
+ estimates prove \eqref{eq:uniform-local-clt}.
361
+
362
+ For $|x|\leq L$ and all sufficiently large $m$, the Gaussian term in
363
+ \eqref{eq:uniform-local-clt} is at least
364
+ $1/(2\sqrt{2\pi}B)$, uniformly in $p$. Increase $m$ so that the
365
+ error is at most $1/(4\sqrt{2\pi}B)$. Then
366
+ \[
367
+ p^{*m}(x)\geq\frac1{4\sqrt{2\pi}B\sqrt m}
368
+ \quad(|x|\leq L),
369
+ \]
370
+ which is the required conclusion.
371
+ \end{proof}
372
+
373
+ \subsection{Cycles remove the inactive sets}
374
+
375
+ \begin{proof}[Proof of Theorem~\ref{thm:full-activity}]
376
+ Suppose the theorem fails, and take the deterministic arrays and limiting
377
+ functions from Lemma~\ref{lem:deterministic-root-arrays}. Fix an edge
378
+ $j\to k$, and choose $\ell$ distinct from $j,k$.
379
+ Lemma~\ref{lem:positive-root-intervals} supplies, for each of the roots
380
+ $\ell j$ and $j\ell$, positive limiting integral on each of the
381
+ intervals $(-2,-1)$ and $(1,2)$. Accordingly, for all sufficiently
382
+ large $i$, each of the four sets where the relevant $G$ equals one
383
+ has length bounded below by a positive constant.
384
+
385
+ For each auxiliary root, normalize Lebesgue measure on its two sets
386
+ to probability densities $p_i^-$ and $p_i^+$. Their means belong to
387
+ $[-2,-1]$ and $[1,2]$, respectively. There is a convex combination
388
+ \[
389
+ p_i=\lambda_i p_i^-+(1-\lambda_i)p_i^+
390
+ \]
391
+ with mean zero. The coefficients can be chosen in $[1/3,2/3]$ by
392
+ solving the mean-zero equation. Thus these densities have support in
393
+ $[-2,2]$, a common finite upper bound, and variance at least one.
394
+ They are supported entirely where the corresponding auxiliary
395
+ indicator is one. Denote the density for $\ell j$ by $p_i$ and that
396
+ for $j\ell$ by $q_i$.
397
+
398
+ Starting from $G_{jk,i}(t)=1$, composition with a parameter $s$ in the
399
+ support of $p_i$ gives the edge $\ell k$, and composition with a
400
+ parameter $s'$ in the support of $q_i$ returns to $jk$:
401
+ \[
402
+ \ell j+jk=\ell k,\qquad j\ell+\ell k=jk.
403
+ \]
404
+ Both are root compositions with three distinct vertices. Their defect
405
+ estimates imply, for every fixed bounded interval $I$,
406
+ \begin{equation}\label{eq:one-cycle-error}
407
+ \int_I\int_\R\int_\R
408
+ G_{jk,i}(t)\bigl(1-G_{jk,i}(t+s+s')\bigr)
409
+ p_i(s)q_i(s')\,\dd s\,\dd s'\,\dd t\longrightarrow0.
410
+ \end{equation}
411
+ Indeed, except on null sets of parameters, both auxiliary labels are
412
+ one. The indicator in \eqref{eq:one-cycle-error} is then bounded by
413
+ the sum of the two composition defects. For the first defect,
414
+ integrate out $s'$ and use the uniform density bound on $p_i$.
415
+ For the second, the variable $t+s$ has a bounded density on a fixed
416
+ bounded interval when $t\in I$ is integrated with Lebesgue measure
417
+ and $s$ with $p_i$. The bound on $q_i$ and the defect estimate for
418
+ $(j\ell,\ell k)$ finish the verification.
419
+
420
+ Put $r_i=p_i*q_i$. These cycle-increment densities have support in
421
+ $[-4,4]$, a common density bound, mean zero, and variance at least two.
422
+ We can iterate \eqref{eq:one-cycle-error} any fixed number $m$ of times
423
+ to get
424
+ \begin{equation}\label{eq:repeated-cycle-error}
425
+ \int_I\int_\R
426
+ G_{jk,i}(t)\bigl(1-G_{jk,i}(t+u)\bigr)
427
+ r_i^{*m}(u)\,\dd u\,\dd t\longrightarrow0.
428
+ \end{equation}
429
+ For clarity, along a sequence of $m$ increments, a path starting with
430
+ label one and ending with label zero has a first transition from one
431
+ to zero. Bound its indicator by the sum of the indicators of these
432
+ transitions. The intermediate positions lie in
433
+ $I+[-4m,4m]$. After integrating all preceding increments, their
434
+ distributions have densities bounded by one relative to Lebesgue
435
+ measure on that larger interval, because the initial $t$ is integrated
436
+ over $I$ and all increments have probability laws. Each term is
437
+ therefore bounded by the one-cycle error on the larger interval.
438
+ There are only $m$ terms, proving \eqref{eq:repeated-cycle-error}.
439
+
440
+ Fix a bounded interval $I$ of positive length and apply
441
+ Lemma~\ref{lem:convolution} to the $r_i$, with $L$ large enough that
442
+ $I-I\subset[-L,L]$. Choose its fixed power $m$ and lower bound
443
+ $c>0$. In \eqref{eq:repeated-cycle-error}, retain only the pairs
444
+ $t,t+u\in I$. We obtain
445
+ \[
446
+ c\left(\int_I G_{jk,i}(t)\,\dd t\right)
447
+ \left(\int_I(1-G_{jk,i}(t))\,\dd t\right)
448
+ \longrightarrow0.
449
+ \]
450
+ The first factor has positive lower limit by
451
+ Lemma~\ref{lem:positive-root-intervals}. Hence
452
+ $\int_I(1-G_{jk,i})\to0$ for every such interval. Weak-* convergence
453
+ shows that $F_{jk}=1$ almost everywhere. The argument applies to every
454
+ root, contradicting the deficiency
455
+ \eqref{eq:limiting-deficiency}. Thus \eqref{eq:full-activity} holds.
456
+
457
+ By Lemma~\ref{lem:activity-indicators}, the sequence indicators converge
458
+ jointly in law to the activity indicators of the limiting state. Since
459
+ each has expectation tending to one, every limiting root indicator
460
+ equals one almost surely. There are only thirty roots, so this holds
461
+ for all of them simultaneously.
462
+ \end{proof}
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/conditioning.tex ADDED
@@ -0,0 +1,664 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Conditional probabilities at intermediate resolutions}
2
+ \label{sec:conditioning}
3
+
4
+ We now pass from the measures $\mu_i$ to conditional probabilities along
5
+ unipotent plaques. The conditioning must be performed before taking the
6
+ limit: exact conditional measures of a compact diagonal orbit along a
7
+ unipotent group contain no information about its distribution at the
8
+ scales of the arithmetic estimate. We instead condition on small
9
+ \emph{transverse cells}. The freedom to choose their depth over a broad
10
+ range will make the resulting data compatible with changes of charts and
11
+ with certain diagonal motions whose length tends to infinity.
12
+
13
+ Throughout this section, $G=\SL_n(\R)$, $X=\SL_n(\Z)\backslash G$, and
14
+ $n=6$ in the application. We assume only that $\mu_i$ are $A$-invariant
15
+ probability measures converging weakly to an $A$-invariant probability
16
+ $\mu$, and that the available times satisfy
17
+ \[
18
+ T_{-,i}\longrightarrow\infty,
19
+ \qquad T_{+,i}/T_{-,i}\longrightarrow\infty.
20
+ \]
21
+ The particular arithmetic values of these times will be used later.
22
+ All subsequences taken below preserve these assumptions.
23
+
24
+ \subsection{Plaque charts and their extensions}
25
+
26
+ Write $L$ for the traceless diagonal algebra and $a(b)=\exp(b)$ for
27
+ $b\in L$. For $j\ne k$, set
28
+ \[
29
+ \beta_{jk}(b)=b_k-b_j,
30
+ \qquad U_{jk}=\{1+tE_{jk}:t\in\R\}.
31
+ \]
32
+ These signs correspond to the right action on $X$: the displacement $u$
33
+ at $x$ becomes $a(-b)ua(b)$ at $xa(b)$, and its $jk$ parameter is
34
+ multiplied by $e^{\beta_{jk}(b)}$.
35
+
36
+ A \emph{pattern} is a set of roots positive on some element of $L$ and
37
+ closed under root addition whenever the sum is a root. Its
38
+ \emph{pattern group} $V$ consists of the unipotent matrices with arbitrary
39
+ entries in those positions and zero entries elsewhere. After permuting
40
+ coordinates it is a triangular unipotent group. All these groups are
41
+ normalized by $A$, and there are only finitely many of them. We also use
42
+ the groups $VA$, but only in local charts.
43
+
44
+ For any such group $H$, a plaque chart is an injective smooth map
45
+ \begin{equation}
46
+ \Phi:Q\times B\longrightarrow X,
47
+ \qquad \Phi(q,h)=\psi(q)h,
48
+ \label{eq:plaque-chart}
49
+ \end{equation}
50
+ where $Q$ is an open box in a complementary transverse manifold and
51
+ $B$ is an open bounded coordinate box in $H$. The map extends smoothly
52
+ and injectively to a slightly larger domain. The sets with $q$ fixed
53
+ are its plaques. Smooth reparametrizations of $h$, allowed to depend
54
+ smoothly on $q$, describe the same plaques and will also be used. A
55
+ smaller chart with closure in the displayed chart supplies a fixed
56
+ margin from its boundary.
57
+
58
+ The comparison of probabilities on different bounded portions of a
59
+ plaque requires charts extending beyond a prescribed displacement
60
+ range. The following elementary recurrence observation supplies them.
61
+
62
+ \begin{lemma}[No periods in a pattern group]\label{lem:no-periods}
63
+ Let $\nu$ be an $A$-invariant probability on $X$ and let $V$ be a
64
+ pattern group. For $\nu$-almost every $x$,
65
+ \[
66
+ xv=x,\quad v\in V \quad\Longrightarrow\quad v=1.
67
+ \]
68
+ At every such $x$, the image $xK$ of any prescribed compact
69
+ displacement range $K\subset V$ is contained in an embedded plaque
70
+ with a transverse neighborhood. Consequently, for any compact displacement range in $V$
71
+ and any $\epsilon>0$, finitely many inner plaque charts cover a set of
72
+ $\nu$-measure at least $1-\epsilon$, and their outer charts contain that
73
+ range about every point of the corresponding inner charts.
74
+ \end{lemma}
75
+
76
+ \begin{proof}
77
+ Choose $b\in L$ such that $a(-tb)va(tb)\to1$ as $t\to\infty$ for every
78
+ $v\in V$. At a point recurrent under $a(b)$, a relation $xv=x$ gives
79
+ \[
80
+ xa(kb)\,a(-kb)va(kb)=xa(kb).
81
+ \]
82
+ A subsequence of these points returns to a compact neighborhood of
83
+ $x$. Stabilizers of points in that neighborhood contain no nonidentity
84
+ element in a fixed neighborhood of $1$: this follows from the
85
+ discreteness of the lattice and local quotient charts. The displayed
86
+ relation is therefore impossible for $v\ne1$. Poincar\'e recurrence
87
+ applies at almost every point.
88
+
89
+ The orbit map $v\mapsto xv$ is then an injective immersion. Its
90
+ restriction to a compact set is an embedding. Take a slightly larger
91
+ compact coordinate domain in $V$ and use a complementary transverse
92
+ slice. Compactness permits shrinking this slice until its product
93
+ with the prescribed plaque domain is injective. Indeed, a failure
94
+ along slices shrinking to $x$ would give either two distinct points
95
+ of the limiting embedded plaque with the same image, or contradict
96
+ local injectivity near one of its points. Shrinking once more provides
97
+ inner charts with margins. A countable subcover and continuity from
98
+ below give the finite-cover assertion.
99
+ \end{proof}
100
+
101
+ Fix a countable stock of plaque charts and inner charts with the
102
+ following properties. It is a basis wherever local charts are needed;
103
+ for pattern groups it also supplies the extensions in
104
+ Lemma~\ref{lem:no-periods}, for each compact displacement range in a
105
+ countable exhaustion. It includes subboxes, fixed subdivisions of the
106
+ plaque coordinates into arbitrarily fine bins, and the simultaneous
107
+ coordinate usages described next. Chart and bin boundaries have
108
+ $\mu$-measure zero. Such choices are possible by varying coordinate
109
+ endpoints; for each coordinate only countably many levels can have
110
+ positive measure. One may start with multiplication charts and choose
111
+ countably many centers, transversals, and domain sizes dense among
112
+ the choices with compact closure and an injective enlargement.
113
+
114
+ Two simultaneous usages will matter. If $V=WU$, where $U$ is a root
115
+ group, $W$ is a normal pattern subgroup, and the patterns are disjoint,
116
+ include charts
117
+ \[
118
+ (q,w,u)\longmapsto\psi(q)wu.
119
+ \]
120
+ Their $V$, $U$, and $W$ transverse coordinates are, respectively,
121
+ $q$, $(q,w)$, and $(q,u)$. Normality gives the last assertion; the
122
+ $w$ coordinate is a smoothly reparametrized $W$ coordinate when $u$
123
+ is fixed. Also include charts $(q,v,a)\mapsto\psi(q)va$ for $VA$, with
124
+ the simultaneous $V$ transverse coordinate $(q,a)$. All chart bounds,
125
+ plaque extensions, bin sizes, and fixed margins in a comparison are
126
+ chosen before $i$ tends to infinity.
127
+
128
+ \subsection{A broad range of almost unchanged conditionals}
129
+
130
+ In a chart $\mathcal B=\Phi(Q\times B)$, restrict $\mu_i$ to
131
+ $\mathcal B$. Partition $Q$ by a shifted dyadic grid of side $2^{-l}$.
132
+ For a point $x=\Phi(q,h)$ in the chart, let
133
+ \[
134
+ P^{\mathcal B}_{i,l}(x)
135
+ =\text{the conditional distribution of $h$ given the grid cell of $q$}.
136
+ \]
137
+ The conditioning uses the restricted measure. Zero-mass columns may
138
+ be assigned any probability. An expectation involving this chart
139
+ means integration over $\mathcal B$ with the unnormalized measure
140
+ $\mu_i|_{\mathcal B}$; equivalently, one can normalize that measure and
141
+ then multiply the expectation by $\mu_i(\mathcal B)$.
142
+
143
+ For positive sequences $r_i,s_i$, write $r\prec s$ if $r_i/s_i\to0$.
144
+ An interior depth will mean a sequence $d_i$ with
145
+ $l_-\prec d\prec l_+$, where the endpoints are supplied by the next
146
+ lemma. Indices $i$ on scales will often be suppressed.
147
+
148
+ \begin{lemma}[A common plateau]\label{lem:plateau}
149
+ After passage to a subsequence there are integer depths $l_{-,i}$ and
150
+ $l_{+,i}$ such that
151
+ \begin{equation}\label{eq:plateau-room}
152
+ T_-\prec l_-\prec l_+\prec T_+.
153
+ \end{equation}
154
+ For every chart and every fixed finite plaque-bin partition in the
155
+ countable stock, the expected $\ell^1$ distance between the
156
+ conditional bin-probability vectors at depths $l_-$ and $l_+$ tends
157
+ to zero, averaged also over a uniform shift of the nested dyadic
158
+ grid. The same conclusion holds between any two intervening depths
159
+ for that grid.
160
+
161
+ The shifts can be selected so that these conclusions hold for every
162
+ fixed chart and fixed bin partition and so that random-grid boundary
163
+ estimates hold at the two endpoint depths and at any prescribed
164
+ countable collection of interior depth sequences. When coordinate
165
+ usages share transverse labels,
166
+ their grids may share the corresponding shifts. At interior depths,
167
+ conditional bin probabilities are unchanged in expected $\ell^1$
168
+ distance by using auxiliary shifted grids selected with the same
169
+ boundary convention.
170
+ \end{lemma}
171
+
172
+ \begin{proof}
173
+ Fix a chart, a finite bin partition, and a grid shift. If $p_l$ is the
174
+ conditional bin-probability vector, its coordinates form bounded
175
+ martingales in the increasing transverse grid sigma-fields. Thus
176
+ \[
177
+ \int_{\mathcal B}\|p_v-p_u\|_2^2\,\dd\mu_i
178
+ =\int_{\mathcal B}\|p_v\|_2^2\,\dd\mu_i
179
+ -\int_{\mathcal B}\|p_u\|_2^2\,\dd\mu_i,
180
+ \qquad u\le v.
181
+ \]
182
+ The sum of these differences over disjoint depth intervals is at most
183
+ $1$. This remains true after averaging in the shift. Enumerate all
184
+ fixed chart/bin choices and assign them positive summable weights.
185
+ Their weighted sum has the same bounded total variation.
186
+
187
+ Put $L_i=\log(T_{+,i}/T_{-,i})$. Divide the interval of logarithmic
188
+ depths into $m_i$ consecutive intervals, where $m_i\to\infty$ and
189
+ $m_i=o(L_i)$. Discard its first and last intervals. Some remaining
190
+ interval has weighted martingale cost $O(m_i^{-1})$. Its endpoints,
191
+ rounded to integers, give $l_-$ and $l_+$. The discarded end intervals
192
+ and the length $L_i/m_i\to\infty$ give all three ratios in
193
+ \eqref{eq:plateau-room}. Each fixed chart/bin choice has cost tending
194
+ to zero; Cauchy--Schwarz gives the asserted $\ell^1$ conclusion.
195
+ Orthogonality of martingale increments gives it for intervening
196
+ depths as well.
197
+
198
+ For the boundary assertion, fix a point $q$ in a Euclidean transverse
199
+ coordinate domain. Under a uniform grid shift, the probability that
200
+ $q$ is within $\rho 2^{-l}$ of a depth-$l$ grid wall is $O(\rho)$,
201
+ uniformly in $q,l$, and the sampling measure. Integrating first in
202
+ the shift gives the same estimate for any measure on that domain.
203
+ Choose $\rho_i\downarrow0$ slowly. Markov's inequality, followed by
204
+ a diagonal choice over the chart/bin and depth lists, selects shifts
205
+ with both the conditional-probability estimates and boundary masses
206
+ tending to zero. Common labels can use common shift variables:
207
+ each marginal shift remains uniform, which is all the argument uses.
208
+
209
+ Here is the comparison with an auxiliary grid at an interior depth
210
+ $d$. Outside negligible boundary mass, one of its cells lies inside
211
+ one depth-$l_-$ cell and is a union of depth-$l_+$ cells, apart from
212
+ the latter cells meeting its walls. The relevant relative collar
213
+ widths are $O(2^{l_--d})$ and $O(2^{d-l_+})$. Both tend to zero much
214
+ faster than the chosen $\rho_i$. Summing the martingale bin errors
215
+ over the contained fine cells compares the auxiliary conditional
216
+ law to the coarse one. The discarded mass changes the weighted
217
+ conditional $\ell^1$ error by at most twice that mass. This proves
218
+ the last assertion. The same argument compares any two of the
219
+ selected grids by sandwiching them between these endpoint grids.
220
+ \end{proof}
221
+
222
+ We make the selection convention precise for later use. All defining
223
+ charts, simultaneous coordinate usages, fixed bin subdivisions, and
224
+ depth sequences belong to countable lists. A diagonal selection
225
+ enforces their estimates for each fixed member; it does not assert
226
+ uniformity over the whole infinite list at a finite index $i$.
227
+ Within $[l_-,l_+]$ any fixed finite number of scales can be chosen
228
+ with successive ratios tending to infinity and with room at both
229
+ ends. For instance, use distinct fixed-fraction interpolations on
230
+ the logarithmic depth interval. Different arguments may reuse such
231
+ scales. Auxiliary grids chosen for one comparison need not define
232
+ the data, because Lemma~\ref{lem:plateau} compares their fixed-bin
233
+ laws with those of the defining grids. Such a grid may also be
234
+ chosen later at an interior depth not in the original list; it
235
+ does not change the augmented states defined below. We always let $\rho_i$ decrease
236
+ slowly enough to dominate the exponentially small relative collar
237
+ widths arising from these scale separations. None of these conventions
238
+ requires absolute continuity.
239
+
240
+ \subsection{The augmented probability space}
241
+
242
+ Choose a defining interior depth for every chart and selected grids
243
+ as above. Record at $x$ its conditional plaque probability in each
244
+ chart containing it, and an isolated dummy symbol for every other
245
+ chart. Write $Z_i(x)$ for the resulting tuple together with $x$.
246
+ Each plaque probability is regarded as a probability on the compact
247
+ closure of its coordinate domain. The countable product of these
248
+ compact spaces, together with the $X$ coordinate, is a separable
249
+ metrizable space. Tightness of $\mu_i$ therefore permits passage to
250
+ a subsequence for which the laws of $Z_i(x)$ converge. Denote the
251
+ limiting state by
252
+ \[
253
+ \omega=\bigl(x,(P^{\mathcal B})_{\mathcal B}\bigr).
254
+ \]
255
+ Its $x$ marginal is $\mu$. Fixed-bin probabilities pass to the limit:
256
+ the averaged plaque probability in a chart is its plaque-coordinate
257
+ marginal, so the null-boundary choices imply that the limiting
258
+ probabilities assign zero mass to the chosen bin boundaries almost
259
+ surely.
260
+
261
+ \begin{lemma}[Sampling one plaque probability]\label{lem:sampling}
262
+ In any fixed chart, conditional on its transverse coordinate $q$
263
+ and its own limiting probability $P^{\mathcal B}$, the sampled
264
+ plaque coordinate $h$ has law $P^{\mathcal B}$. In particular,
265
+ $h\in\supp P^{\mathcal B}$ almost surely on that chart. This assertion
266
+ conditions on this one probability, rather than on the entire
267
+ augmented state.
268
+ \end{lemma}
269
+
270
+ \begin{proof}
271
+ Let $q_i^0$ be a representative of the cell containing $q$. At the
272
+ sequence level, $P^{\mathcal B}_{i}$ is a function of that cell.
273
+ Consequently, for bounded continuous tests $f$ and $F$,
274
+ \[
275
+ \int_{\mathcal B} f(h)F(q_i^0,P^{\mathcal B}_{i})\,\dd\mu_i
276
+ =\int_{\mathcal B}P^{\mathcal B}_{i}(f)
277
+ F(q_i^0,P^{\mathcal B}_{i})\,\dd\mu_i.
278
+ \]
279
+ On compact inner boxes, replacing $q_i^0$ by $q$ incurs an error
280
+ tending to zero. Let $i\to\infty$ and then exhaust the chart by
281
+ inner boxes. Its boundary has zero limiting mass. This proves the
282
+ conditional-law identity. The standard support assertion for a
283
+ sample from a probability measure follows, for example, by using a
284
+ countable basis of the plaque domain.
285
+ \end{proof}
286
+
287
+ The remaining task in this section is to show that probabilities
288
+ recorded in different charts describe the same measure along a
289
+ plaque, up to normalization. We first isolate the estimate that
290
+ allows many small transverse columns to be regrouped without losing
291
+ control of the error.
292
+
293
+ \subsection{Aggregating fine columns into patches}
294
+
295
+ In an output chart use the defining nested grid at depths $l_-$ and
296
+ $l_+$. Write $E$ for a coarse cell and $e$ for a fine cell contained
297
+ in $E$. Fix finitely many plaque bins $J_j$, and set
298
+ \[
299
+ M_e=\mu_i(\text{$e$ column}),\qquad
300
+ M_{e,j}=\mu_i(\text{$e$ column with }h\in J_j),\qquad
301
+ P_E(j)=\Prb_i(h\in J_j\mid q\in E).
302
+ \]
303
+ Here and below the chart restriction is understood. The plateau
304
+ estimate is precisely
305
+ \begin{equation}\label{eq:mass-error}
306
+ \delta_i:=\sum_E\sum_{e\subset E}\sum_j
307
+ |M_{e,j}-M_eP_E(j)|\longrightarrow0.
308
+ \end{equation}
309
+
310
+ \begin{lemma}[Comparison on trimmed patches]\label{lem:patch-comparison}
311
+ In the preceding chart, let $p$ range over pairwise disjoint
312
+ measurable patches, each lying transversely in one coarse cell
313
+ $E(p)$. Suppose a subset of each patch has the product form
314
+ \[
315
+ p^{\mathrm{in}}=
316
+ \bigcup_{e\in I_p}\bigl(e\times B_p\bigr),
317
+ \qquad B_p=\bigcup_{j\in J(p)}J_j,
318
+ \]
319
+ and the sum of the discarded masses $\mu_i(p\setminus p^{\mathrm{in}})$
320
+ is at most $\epsilon$. The collections $I_p,J(p)$ may depend on
321
+ $i,p$, and the number of patches need not be bounded. If $L_p$ is
322
+ the plaque-bin law conditional on $p$, then, with errors weighted by
323
+ $\mu_i(p)$,
324
+ \[
325
+ L_p\quad\hbox{agrees with}\quad
326
+ \frac{\one_{B_p}P_{E(p)}}{P_{E(p)}(B_p)}
327
+ \quad\text{to total expected }\ell^1\text{ error }
328
+ O(\epsilon)+o(1).
329
+ \]
330
+ An arbitrary law is used if the denominator vanishes. The
331
+ unnormalized version is
332
+ \begin{equation}\label{eq:patch-unnormalized}
333
+ \sum_p\mu_i(p)
334
+ \left\|P_{E(p)}(B_p)L_p-
335
+ \one_{B_p}P_{E(p)}\right\|_1
336
+ \le O(\epsilon)+o(1).
337
+ \end{equation}
338
+ If patches and a disjoint refinement into subpatches admit such trims with the same
339
+ coarse cell and the same plaque-bin union, their conditional bin
340
+ laws agree with one another with the corresponding weighted error.
341
+
342
+ These assertions also hold for bounded continuous tests, up to their
343
+ uniform continuity error on the fixed bins. A test may depend on
344
+ the sampled point, provided its norm and continuity modulus in the
345
+ tested plaque variable are uniform. At the output sample,
346
+ $P_{E(p)}$ may be replaced in fixed-bin expressions by the recorded
347
+ data probability, with an additional error tending to zero.
348
+ \end{lemma}
349
+
350
+ \begin{proof}
351
+ For a trimmed patch, sum the errors in \eqref{eq:mass-error} over
352
+ $e\in I_p$ and $j\in J(p)$. The resulting comparison is between
353
+ its unnormalized bin-mass vector and
354
+ \[
355
+ \left(\sum_{e\in I_p}M_e\right)
356
+ \one_{B_p}P_{E(p)}.
357
+ \]
358
+ Every pair $(e,j)$ occurs in at most one trimmed patch, since those
359
+ sets are disjoint. Hence the total unnormalized error is at most
360
+ $\delta_i$. Restoring discarded mass adds at most $\epsilon$.
361
+ For two nonnegative finite vectors $v,w$, comparison after
362
+ normalization, weighted by $\|v\|_1$, costs at most
363
+ $2\|v-w\|_1$; this follows by adding and subtracting
364
+ $w/\|v\|_1$. The same inequality covers zero mass by an arbitrary
365
+ choice of normalized vector. It proves the first assertion and,
366
+ on multiplying by $P_{E(p)}(B_p)\le1$, proves
367
+ \eqref{eq:patch-unnormalized}.
368
+
369
+ Apply the same argument separately to patches and subpatches and
370
+ use their common restricted vector $P_E|_{B_p}$ to obtain their
371
+ comparison. Approximating a continuous test by its values on bins
372
+ gives the remaining test assertion. The bound is in $\ell^1$, so it
373
+ is uniform over all choices of bounded bin values, including values
374
+ depending on the sample. Finally, the plateau controls the expected
375
+ fixed-bin distance between the coarse conditional vector and the
376
+ recorded vector. Restricting to disjoint patches does not increase
377
+ that expectation.
378
+ \end{proof}
379
+
380
+ In applications the bins and charts are fixed first. Their sizes
381
+ may then be chosen sufficiently small to achieve any prescribed
382
+ limsup error, after which $i$ tends to infinity. Thus ``arbitrarily
383
+ small error'' below means an actual bound by a prescribed
384
+ $\epsilon>0$ in this order of choices. It is not a claim about
385
+ uniform convergence over all subdivisions.
386
+
387
+ \subsection{Projective agreement and diagonal motions}
388
+
389
+ Center the probability in a $V$ chart at its sampled point: if the
390
+ sample has group coordinate $h_s$, the group displacement of $h$ is
391
+ $h_s^{-1}h$. For a smoothly reparametrized chart, use the corresponding
392
+ group elements in this formula. Two nonzero measures on a common
393
+ domain agree \emph{projectively} if one is a positive scalar multiple
394
+ of the other there.
395
+
396
+ \begin{proposition}[Comparison of plaque data]\label{prop:plaque-comparison}
397
+ For the augmented limit constructed above the following assertions
398
+ hold.
399
+ \begin{enumerate}
400
+ \item For every pattern group $V$, its centered probabilities in
401
+ different charts agree projectively on their common plaque sheet
402
+ near the sampled point. They extend to a measurable nonzero
403
+ projective locally finite measure $m^V_\omega$ on $V$, with
404
+ $1\in\supp m^V_\omega$. The chart probabilities represent its
405
+ restrictions on all bounded displacement ranges contained in their
406
+ plaque domains.
407
+ \item Fix $b\in L$. In every subsequential joint limit of
408
+ \[
409
+ \bigl(Z_i(x),Z_i(xa(b))\bigr),\qquad x\sim\mu_i,
410
+ \]
411
+ the two $V$ measures are related projectively by the pushforward
412
+ under $v\mapsto a(-b)va(b)$.
413
+ \item Fix a root $\beta$ and an interior time scale $R$ with room
414
+ for interior depths on both sides. For every fixed $C<\infty$ and
415
+ every sequence
416
+ \[
417
+ b_i\in\ker\beta,\qquad \|b_i\|\le CR_i,
418
+ \]
419
+ the measures $m^{U_\beta}$ in every subsequential joint limit of
420
+ $\bigl(Z_i(x),Z_i(xa(b_i))\bigr)$ agree projectively. This assertion
421
+ holds for every such sequence $b_i$; the defining grids and state
422
+ construction are unchanged.
423
+ \end{enumerate}
424
+ \end{proposition}
425
+
426
+ \begin{proof}
427
+ We prove one local comparison that covers all three assertions. The
428
+ motion is either the identity, a fixed $a(b)$, or $a(b_i)$ with
429
+ $b_i\in\ker\beta$ and $V=U_\beta$. Denote its induced conjugation on
430
+ $V$ by $c$. In the first two cases $c$ is fixed; in the third case
431
+ $c$ is the identity.
432
+
433
+ We display the geometry in group-element plaque coordinates. For
434
+ a reparametrized chart, write its original coordinate as $t\in B_0$
435
+ and its group element as $h=r_q(t)$, where the maps $r_q$ and their
436
+ inverses are smooth on the fixed extended chart. Its group-coordinate
437
+ domain is $B(q)=r_q(B_0)$; for a multiplication chart $B(q)$ is
438
+ constant. The conditional probabilities and bins remain in the
439
+ original fixed coordinates. When converting a probability to group
440
+ coordinates at a sample, use $r_{q_s}$. Across a depth-$F$ cell this
441
+ conversion differs from the actual $r_q$ by $O(2^{-F})$, which has
442
+ vanishing effect on every continuous test considered below.
443
+
444
+ In the long-motion case choose an input
445
+ transverse depth $F$ with
446
+ \begin{equation}\label{eq:comparison-scales}
447
+ l_-\prec R\prec F\prec l_+,
448
+ \end{equation}
449
+ For a fixed motion, it suffices to take $l_-\prec F\prec l_+$;
450
+ all factors $\exp(O(R))$ below are then bounded constants.
451
+ The depth-$F$ input grid may be an auxiliary grid selected for this
452
+ comparison. Thus $R$ and $F$ need not belong to the countable list
453
+ used to define the states; Lemma~\ref{lem:plateau} compares the
454
+ auxiliary laws back to the recorded ones. Its boundary selection
455
+ uses $\mu_i$ and the scale bound, and does not depend on the
456
+ particular $b_i$ within that bound.
457
+ The input patches are the depth-$F$ transverse cells times the full
458
+ plaque-coordinate domain. Their conditional laws are the input
459
+ probabilities at depth $F$.
460
+
461
+ \smallskip\noindent
462
+ \emph{Fitting the images into output charts.}
463
+ Choose input inner charts and fixed displacement test ranges first.
464
+ An input chart may have any fixed plaque extension needed for these
465
+ ranges. By Lemma~\ref{lem:no-periods}, output inner charts can be
466
+ chosen whose outer charts accommodate the entire image plaque
467
+ range, with a margin. A finite such cover omits arbitrarily small
468
+ limiting mass. The output distribution is again $\mu_i$, so the
469
+ same is true for the sequence. If an image patch meets one of these
470
+ inner charts, its whole image fits in the corresponding outer chart
471
+ for all sufficiently large $i$. This last assertion follows from
472
+ the transverse diameter estimate below. Assign such patches to
473
+ output charts, or work with each applicable pair of charts; the
474
+ finite number of pairs only multiplies error bounds by a fixed
475
+ constant.
476
+
477
+ More precisely, let $B(q)$ and $B'(q')$ be the full input and output
478
+ domains in group coordinates, and let $(q_s,h_s),(q'_s,h'_s)$ be the
479
+ two samples. The output extension is required to contain
480
+ \begin{equation}\label{eq:full-plaque-margin}
481
+ h'_s\,c\bigl(h_s^{-1}\overline{B(q_s)}\bigr)\subset B'(q'_s)
482
+ \quad\text{with a positive boundary margin}.
483
+ \end{equation}
484
+ This condition concerns the entire input plaque domain. It is an
485
+ open condition on the paired sample coordinates: the domains are
486
+ smooth images of fixed compact closures. Their possible centered
487
+ ranges lie in a fixed compact subset of $V$, so the extension lemma
488
+ supplies output covers with this property.
489
+
490
+ In the two charts the map has the form
491
+ \begin{equation}\label{eq:plaque-transition}
492
+ (q,h)\longmapsto\bigl(\theta_i(q),\,d_i(q)c(h)\bigr).
493
+ \end{equation}
494
+ The first coordinate is independent of $h$, because the motion
495
+ normalizes $V$. The factor $d_i(q)$ is a left translation in $V$.
496
+ It remains in a fixed compact set on the comparisons in question:
497
+ both plaque-coordinate ranges and $c$ are fixed. For the varying
498
+ motion, right multiplication and its inverse have differential norm
499
+ at most $\exp(O(R))$ in a left invariant metric on $G$ and the
500
+ induced quotient metric. Fixed chart changes have bounded
501
+ differentials. Consequently both $\theta_i(q)$ and $d_i(q)$ vary over an
502
+ input cell by
503
+ \begin{equation}\label{eq:transverse-image-width}
504
+ O\bigl(2^{-F}\exp(O(R))\bigr)=o(2^{-l_-}).
505
+ \end{equation}
506
+ For reparametrized charts, the input domains $B(q)$ also vary by
507
+ $O(2^{-F})$ over the cell, and their admitted output ranges vary by
508
+ $O(2^{-F}\exp(O(R)))$. The fixed boundary margins absorb these
509
+ variations. Thus the same estimate applies to those charts.
510
+ The same bounds hold for pullbacks of paths in the extended charts.
511
+ They justify following one plaque sheet throughout its prescribed
512
+ range, rather than including a different sheet at a return of the
513
+ orbit. They also justify the fitting assertion: vary $q$ along the
514
+ short path in its input cell and then follow the fixed plaque range
515
+ inside the output extension.
516
+
517
+ On one such patch, $\theta_i$ is injective. To see this, the admitted
518
+ output plaque ranges have a common open subset, by the margin and
519
+ the small variation of $d_i(q)$. If two transverse inputs had the
520
+ same image, one could choose the same output plaque point in this
521
+ common subset, contradicting injectivity of the motion and of the
522
+ input chart. This observation permits product trims in output
523
+ coordinates, even if many distinct input patches return to the
524
+ same output box.
525
+
526
+ \smallskip\noindent
527
+ \emph{Trimming to fine columns and fixed plaque bins.}
528
+ Discard image patches meeting a coarse transverse wall. By
529
+ \eqref{eq:transverse-image-width}, every point of such a patch is in
530
+ a collar whose relative width tends to zero. The grid convention,
531
+ applied to the output distribution $\mu_i$, makes the discarded
532
+ mass $o(1)$. Each remaining patch lies transversely in one coarse
533
+ cell $E$.
534
+
535
+ Take fine transverse cells whose closures lie in its projected
536
+ transverse range, and plaque bins admitted over the whole range.
537
+ Their products form an inner set as in
538
+ Lemma~\ref{lem:patch-comparison}. Here are the two loss estimates.
539
+ First, a path varying the transverse output coordinate through one
540
+ fine cell pulls back a distance
541
+ \begin{equation}\label{eq:fine-pullback-width}
542
+ O\bigl(2^{-l_+}\exp(O(R))\bigr)=o(2^{-F}).
543
+ \end{equation}
544
+ Away from the input cell walls and a fixed small collar of the
545
+ input chart boundary, it therefore stays in the input transverse
546
+ range and in the chart. Input grid-wall loss is $o(1)$ by the
547
+ selected shifts; chart-boundary loss can be made arbitrarily small
548
+ by its null limiting mass. This verifies that almost all sampled
549
+ fine transverse cells are admitted.
550
+
551
+ Second, on each plaque the transformation in
552
+ \eqref{eq:plaque-transition} has bounded distortion, uniformly in
553
+ $i$, and its dependence on $q$ tends to zero over the patch. A
554
+ sample away from a small collar of the input plaque boundary thus
555
+ lies in an output plaque bin admitted over the whole transverse
556
+ range, provided the fixed bins are chosen sufficiently fine. The
557
+ collar has arbitrarily small sampling mass, again by the fixed
558
+ null-boundary choice. For a reparametrized chart these collars are
559
+ pulled back to its original fixed coordinate boundaries, which
560
+ have zero limiting mass. Continuous tests expressed in the fixed
561
+ coordinates pull back with uniform continuity moduli on the compact
562
+ chart ranges.
563
+ This gives arbitrarily small total trim loss.
564
+ No bound on the number of patches is involved.
565
+
566
+ \smallskip\noindent
567
+ \emph{Comparing the conditional laws.}
568
+ The image of $\mu_i$ restricted to an input patch is exactly
569
+ $\mu_i$ restricted to its image, by $A$ invariance (or trivially for
570
+ the identity motion). Apply Lemma~\ref{lem:patch-comparison} to its
571
+ trim. The input patch law, converted by
572
+ \eqref{eq:plaque-transition}, agrees with $P_E$ restricted to the
573
+ admitted bins, up to arbitrarily small weighted error.
574
+
575
+ To express this without dividing by a possibly small admitted
576
+ mass, take two continuous displacement tests $f,\phi$ supported
577
+ with margin inside the input plaque range. Their output bin
578
+ approximations are wholly inside the admitted bins. The
579
+ unnormalized comparison says that each input test integral,
580
+ multiplied by $P_E(B_p)$, agrees with the corresponding output
581
+ $P_E$ integral. Cross-multiplication therefore gives
582
+ \begin{equation}\label{eq:projective-cross-products}
583
+ P_{\mathrm{in}}(f)P_{\mathrm{out}}(\phi\circ c^{-1})
584
+ -P_{\mathrm{in}}(\phi)P_{\mathrm{out}}(f\circ c^{-1})
585
+ \longrightarrow0
586
+ \end{equation}
587
+ in probability on the compared samples. All integrals here are in
588
+ displacement coordinates centered at the respective samples.
589
+ The small $q$ variation changes the tests by a uniformly vanishing
590
+ amount; sample-dependent centering is permitted by the uniform
591
+ test assertion in Lemma~\ref{lem:patch-comparison}. The input
592
+ depth-$F$ law can be replaced by its recorded probability by
593
+ Lemma~\ref{lem:plateau}; the output coarse law can be replaced by
594
+ the output recorded probability by the same lemma. This proves
595
+ \eqref{eq:projective-cross-products} for the data that actually
596
+ define the states.
597
+
598
+ For completeness, the errors just used are localized as follows.
599
+ Fix a pair of charts and open conditions placing the samples in
600
+ inner boxes, requiring the full-plaque margin
601
+ \eqref{eq:full-plaque-margin}, and placing the displacement test
602
+ supports inside the input plaque range with positive margins.
603
+ The patch fits and trims hold for all sequence samples satisfying
604
+ these conditions, uniformly for
605
+ the chosen motion bound. Trim accuracy may be made arbitrarily
606
+ good independently of the fixed cover or these margin conditions.
607
+ Thus the cross-product discrepancy tends to zero in probability
608
+ on each such event. Exhaust by stricter margins and use continuous
609
+ tests on compact inner boxes. Every joint distributional limit
610
+ satisfies the corresponding exact identity there, since its tests
611
+ and coordinate changes are continuous. Countably many charts,
612
+ margin conditions, and tests suffice.
613
+
614
+ \smallskip\noindent
615
+ \emph{Gluing along one plaque.}
616
+ Apply this result first to the identity motion. Compare any chart
617
+ at the sample with a chart extending far enough to contain its
618
+ bounded plaque domain. By Lemma~\ref{lem:sampling}, each probability
619
+ has positive mass on every neighborhood of the sampled point.
620
+ Choose a nonnegative continuous test supported in a common such
621
+ neighborhood and positive at that point. Its integral is positive
622
+ for both probabilities. The cross-product identities then give
623
+ projective agreement for every continuous test with compact support
624
+ in the first plaque domain.
625
+
626
+ To compare two bounded domains, use a single extension containing
627
+ both, on the same plaque sheet. Exhaust $V$ by compact connected
628
+ coordinate ranges containing $1$ in their interiors. Successive
629
+ extensions agree after normalization near $1$, and so define a
630
+ locally finite measure on the union. Local finiteness follows
631
+ because each compact set lies in one extension carrying a finite
632
+ chart probability with a finite positive normalization factor.
633
+ The identity lies in its support by the sampling lemma. This
634
+ construction does not require chaining through intermediate support
635
+ points: each comparison uses a chart containing both the identity
636
+ neighborhood and the entire displacement range in question.
637
+ Using countably many tests and choosing normalizing bumps from a
638
+ countable collection makes the resulting projective measure
639
+ measurable.
640
+
641
+ \smallskip\noindent
642
+ \emph{Equivariance, including the long motion.}
643
+ For a fixed diagonal motion, the same cross-product identities
644
+ give pushforward by $c(v)=a(-b)va(b)$, first on bounded test ranges
645
+ and then globally by the extensions just constructed. For the
646
+ varying motion in $\ker\beta$, $c$ is the identity, and all estimates
647
+ above are uniform for $\|b_i\|\le CR_i$: the only growing chart cost
648
+ is $\exp(O(R_i))$, dominated by
649
+ \eqref{eq:comparison-scales}. In a paired-state limit the second
650
+ base point need not be a fixed function of the first. This causes
651
+ no difficulty. The local identities hold on every paired open
652
+ margin event, and these events exhaust probability one because
653
+ both marginals admit the required extended charts. Their exact
654
+ identities therefore hold in every such limit. Since the argument
655
+ applies to an arbitrary sequence $b_i$ under the displayed bound,
656
+ it proves the last assertion with the stated quantifiers.
657
+ \end{proof}
658
+
659
+ The measures $m^V_\omega$ retain information obtained by conditioning
660
+ the original sequence, while having the chart consistency and
661
+ diagonal comparison properties of ordinary plaque measures. The
662
+ next step is to relate the data for different pattern groups;
663
+ that requires a product argument, rather than a further change of
664
+ coordinates.